SECURITIES AND EXCHANGE COMMISSION

Amendments

Depository institution holding companies: authorize certain securities activities (S. 2851), 22553, 22644 [7AU], 23348, 23349, 23350, 23351 [9AU], 24400-24404 [6SE], 24782 [11SE], 24960, 24963, 24967, 24968, 24980-24983, 24985, 25001, 25002, 25019-25060 [12SE], 25282, 25287, 25292, 25313, 25314, 25372-25381 [13SE]

Insider Trading Sanctions Act: enact (H.R. 559), 20968 [25JY]

———enact (S. 910), 20107, 20146 [29JN]

Sanctions against trading in securities: increase relative to possession of certain information (H.R. 559), 20968 [25JY]

Analyses

Insider Trading Sanctions Act (S. 910), 20109 [29JN]

Shareholder Protection Act (S. 2782), 17589 [20JN]

Articles and editorials

Banking Regulation Reform (excerpt), 24742 [11SE]

Bank's New Services Prompt Higher Fees (excerpt), 24967 [12SE]

Halting Insider Trading, 20970 [25JY]

Money at Risk—Financial Institutions Are Showing the Strain of a Decade of Turmoil, 24246-24248 [5SE], 24378-24380 [6SE]

New York State To Ask High Court To Overturn Regional Banking Laws, 24378 [6SE]

Role of Government in a Major Restructuring of Financial Institutions, 24993-24996 [12SE]

Role of Government in a Major Restructuring of Financial Institutions—Discussant's Comments (sundry), 24996 [12SE]

Bills and resolutions

Banks and banking: limit amount of short-term broker deposits (see H.R. 5913)

———regulation of exercise of fiduciary powers (see S. 2785; H.R. 5696)

Brokers: barring fraudulent and disreputable (see S. 2326)

Corporate mergers: restrict dividends-received deduction by the extend to which the purchase was debt financed (see S. 2447)

———restrictions on purchase of equity class of a company stock (see S. 2448)

Corporations: improve protection of public interest and investors in cases of mergers (see H.R. 5914)

———minimum holding requirement for directors (see S. 2797)

———prohibit acquisitions of corporate control except by means of tender offers for all outstanding shares (see S. 2783)

———prohibit certain acquisitions except by means of tender offers for all outstanding shares (see H.R. 5694)

———prohibit purchase of own shares at a price above existing market price from any person holding more than 3% of shares and has held them for less than 2 years (see S. 2754)

———require stockholder approval for certain repurchases (see S. 2779)

———shareholders injunctive relief from harmful defensive tactics by management in takeover situations (see H.R. 5695)

Deposit brokers: registration (see S. 2294; H.R. 5038)

Depository institution holding companies: authorize certain securities activities (see S. 2851)

Foreign investors: uniform limitation on use of credit to buy stocks in U.S. corporations (see S. 2372)

Monetary instrument transactions: improve enforcement provisions relating to records and reports (see H.R. 6025)

Private activity bonds: repeal limitation on aggregate face amount (see S. 2893; H.R. 6032)

Securities: require stockholder approval for certain repurchases (see S. 2779)

———uniform margin requirements in transactions involving acquisition of stocks of U.S. corporations by foreign entities (see H.R. 5250)

Securities Exchange Act (see H.R. 5972)

———amend (see S. 2777, 2782, 2783, 2784, 2785; H.R. 5694)

Short-term brokers: limit amount of deposits acceptable by insured institutions (see H.R. 5913)

Cloture motions

Depository institution holding companies: authorize certain securities activities (S. 2851), 24386 [6SE], 24715 [10SE], 24765 [11SE], 25284 [13SE]

Communications from

Administrative control: report, 45 (EC2120) [23JA], 116 (EC2361) [23JA]

Foreign investment companies: legislation, 2114 (EC2502) [7FE]

Freedom of Information Act: report, 5860 (EC2928) [19MR], 6418 (EC2849) [22MR]

Government in the Sunshine Act: report, 24318 (EC3933) [5SE], 24681 (EC3750) [10SE]

Investment Company Act: report, 1492 (EC2567) [2FE]

Privacy Act record system: report, 20477 (EC3527) [23JY]

Prohibit certain activities during specified tender offers: legislation, 13525 (EC3268) [23MY]

Proposed altered record system: report, 20548 (EC3750) [23JY]

Records system modification: report, 24318 (EC3940) [5SE], 24599 (EC3699) [7SE]

Regulation of proxy processing activities of banks: legislation, 9870 (EC3078) [25AP]

Securities Exchange Act: legislation, 9981 (EC3222) [25AP], 14343 (EC3413) [24MY]

Court decisions

Bank merger, 24760 [11SE]

Interstate commerce: Benjamin N. Cardozo (1949 excerpt), 24242 [5SE]

———John Marshall (1824 excerpt), 24243 [5SE]

Decisions

Order approving Bank of New England Corp. merger: Federal Reserve Board, 24753-24759 [11SE]

Documents

Review of D'Amato Amendments to S. 2851, Financial Services Competitive Equity Act, 24702-24705 [10SE]

Explanations

Insider Trading Sanctions Act: enact (H.R. 559), Senate amendments, 20969 [25JY]

Sanctions against trading in securities: increase relative to possession of certain information (H.R. 559), Senate amendments, 20969 [25JY]

History

Glass-Steagall Act (securities activities of commercial banks), 24709 [10SE]

Letters

Comerica, Inc., divestiture: FRS, 24966 [12SE]

———Senator Riegle, 24966 [12SE]

Corporate sales of securities: T. Boone Pickens, Jr., 25306 [13SE]

Cost estimate on the Financial Services Competitive Equity Act (S. 2851): CBO, 22339 [3AU]

Depository institution holding companies securities activities: California banking and insurance officials (excerpt), 25326 [13SE]

———Coca-Cola Co., 25337 [13SE]

———Conference of State Bank Supervisors (excerpt), 25321 [13SE]

———National Governors' Association (excerpts), 25320, 25321 [13SE]

Financial Services Competitive Equity Act (S. 2851): National Governors' Association, 24705 [10SE]

———Sec. of the Treasury Regan, 24705 [10SE]

Motions

Depository institution holding companies: authorize certain securities activities (S. 2851), proceed to consideration, 24706 [10SE]

Papers

Federalist Papers (No. 22): Alexander Hamilton (excerpt on interstate commerce), 24243 [5SE]

Press releases

Bank mergers: Federal Reserve Board, 24753 [11SE]

Remarks in House

Broker Deposit Limitation Act: enact (H.R. 5913), 18452, 18454 [22JN]

Brokered deposits: require registration (H.R. 5038), 4728 [6MR]

Corporations: permit injunctive relief from harmful defensive management tactics in takeover situations (H.R. 5695), 13443 [22MY]

———prohibit acquisition of control except by means of tender offers for all outstanding shares (H.R. 5694), 13443 [22MY]

Executive departments: investigate results of implementing electronic filing of documents, 5527 [14MR]

Financial institutions: subject to same regulations as broker-dealers (H.R. 5696), 13443 [22MY]

Insider Trading Sanctions Act: enact (H.R. 559), Senate amendment, 20968 [25JY]

———enact (H.R. 559), technical corrections (H. Con. Res. 340), 20971 [25JY]

NutraSweet: CBS report on safety, 3863 [29FE]

Sanctions against trading in securities: increase relative to possession of certain information (H.R. 559), Senate amendment, 20968 [25JY]

———increase relative to possession of certain information (H.R. 559), technical corrections (H. Con. Res. 340), 20971 [25JY]

Securities Exchange Act: amend (H.R. 5693), 13443 [22MY]

Securities market: SEC registration requirements on publications, 31745 [10OC]

Remarks in Senate

Bank mergers: application of title X of S. 2851, Financial Services Competitive Equity Act, 24701, 24705 [10SE], 24740 [11SE]

Banks and banking: regulation of exercise of fiduciary powers (S. 2785), 17587 [20JN]

Depository institution holding companies: authorize certain securities activities (S. 2851), 22339 [3AU], 22550-22554 [7AU], 24238-24249 [5SE], 24367-24385, 24404-24405 [6SE], 24701, 24705 [10SE], 24744-24765 [11SE], 24960-24970, 24979-25003 [12SE], 25282, 25292-25358 [13SE], 25659-25661 [17SE], 29913, 29914 [4OC]

———authorize certain securities activities (S. 2851), authorizing printing, 23814 [10AU]

———authorize certain securities activities (S. 2851), cloture motion, 24386 [6SE], 24765 [11SE], 25284 [13SE]

———authorize certain securities activities (S. 2851), debate procedure, 24189 [5SE], 25276 [13SE]

———authorize certain securities activities (S. 2851), proceed to consideration, 24706-24716 [10SE], 24740-24744 [11SE]

———authorize certain securities activities (S. 2851), proceed to consideration—cloture motion, 24715 [10SE]

———authorize certain securities activities (S. 2851), proceed to consideration—unanimous-consent agreement, 24716 [10SE]

Federal Deposit Insurance Reform Act: introduction (S. 2294), 2500 [9FE]

Financial institutions: make commercial banks eligible for capital assistance, 25282-25287 [13SE]

Financial Services Competitive Equity Act (S. 2851): authorizing printing, 23814 [10AU]

Industrial development bonds: repeal tax cap (S. 2893), 21622 [31JY]

Insider Trading Sanctions Act: enact (H.R. 559), enrollment correction, 21403 [27JY]

———enact (H.R. 559), held at desk, 21226 [26JY]

———enact (S. 910), 20105-20109 [29JN]

———enact (S. 910), H.R. 559 passed in lieu, 20109 [29JN]

Nominations: confirmed, 13252 [22MY]

Sanctions against trading in securities: increase relative to possession of certain information (H.R. 559), enrollment correction, 21403 [27JY]

Securities: bar brokers from markets under certain conditions, 2915 [22FE]

———minimum holding requirement for directors of certain corporations (S. 2797), 19378 [27JN]

Securities Exchange Act: amend (S. 2448), 5884-5887 [20MR]

Securities Fraud Prevention Act: introduction (S. 2326), 2915 [22FE]

Shareholder Protection Act: introduction (S. 2782), 17587 [20JN]

Stocks: prohibit acquisitions of corporate control except by means of tender offers for all outstanding shares (S. 2783), 17587 [20JN]

———prohibit certain above-market-price purchases of shares by issuer (S. 2754), 16160 [13JN]

———require stockholder approval for certain repurchases of corporate (S. 2779), 17585 [20JN]

Tender Offer Reform Act: introduction (S. 2784), 17587 [20JN]

Uniform Margin Requirement Act: introduction (S. 2372), 3811 [29FE]

Reports

Amendment: Committee on Energy and Commerce (H.R. 5693) (H. Rept. 98-1028), 25559 [17SE]

Depository Institution Holding Companies Authority To Engage in Certain Securities Activities: Committee on Banking, Housing, and Urban Affairs (S. 2851) (S. Rept. 98-560), 20479 [23JY]

Nomination: Charles L. Marinaccio, 12934 [18MY]

Panama Canal Act Amendment Regarding Interest on Investment: Committee on Merchant Marine and Fisheries (H.R. 5655) (H. Rept. 98-858), 18022 [22JN]

Securities Exchange Act Amendment To Increase Sanctions Against Trading in Securities While Possessing Material Nonpublic Information: Committee on Banking, Housing, and Urban Affairs (S. 910), 18683 [26JN]

Small Business Act Amendment To Improve Secondary Market for Loans Guaranteed by SBA: Committee on Small Business (S. 2375), 17575 [20JN]

Reviews

State banking statutes and legislation concerned with expansion across State lines, 24762-24764 [11SE]

Statements

Corporate Takeover Acquisition Practices: Martin Lipton (excerpt), 24969 [12SE]

Depository Institution Holding Companies Securities Activities: American Bankers Association, 24990-24991 [12SE]

———Arthur F. Burns (excerpt), 25315 [13SE]

———Nelson Peach (excerpts), 25299, 25313 [13SE]

———Paul A. Volcker (excerpts), 25297, 25299, 25311, 25313 [13SE]

———Richard H. Jenrette, Securities Industry Association, 25302 [13SE]

———Senator Proxmire, 24376 [6SE]

———Walter S. Madsen (excerpt), 25320 [13SE]

———Walter Wriston (excerpts), 25295, 25299, 25303, 25312 [13SE]

———Winthrop W. Aldrich (excerpts), 25298, 25304, 25312 [13SE]

———excerpts, 25297 [13SE]

Financial Services Competitive Equity Act (S. 2851): sundry, 24708 [10SE]

Interstate Commerce: Daniel Webster, 24243 [5SE]

Latin American Bond Issues: FRS, 6009 [20MR]

Studies

Deposit Insurance—Changing Environment: FDIC, 24381-24383 [6SE]

Summaries

Bank Expansion Laws and Actions, 24764 [11SE]

Texts of

H. Con. Res. 340, Insider Trading Sanctions Act technical corrections, 20971 [25JY]

H.R. 5913, Broker Deposit Limitation Act, 18453 [22JN]

S. 910, Insider Trading Sanctions Act, 20105 [29JN]

S. 2294, Federal Deposit Insurance Reform Act, 2500 [9FE]

S. 2326, Securities Fraud Prevention Act, 2916 [22FE]

S. 2448, Securities Exchange Act amendments, 5889 [20MR]

S. 2754, prohibit certain above-market-price purchases of shares by issuer, 16160 [13JN]

S. 2779, require stockholder approval for certain repurchases of corporate stocks, 17586 [20JN]

S. 2782, Shareholder Protection Act, 17587 [20JN]

S. 2783, prohibit acquisitions of corporate control except by means of tender offers for all outstanding shares of stock, 17588 [20JN]

S. 2784, Tender Offer Reform Act, 17588 [20JN]

S. 2785, Shareholder Communications Act, 17589 [20JN]

S. 2851, Financial Services Competitive Equity Act, 25340-25358 [13SE]

S. 2893, repeal tax cap on industrial development bonds, 21623 [31JY]