[Congressional Record Volume 172, Number 50 (Thursday, March 19, 2026)]
[Senate]
[Pages S1390-S1391]
From the Congressional Record Online through the Government Publishing Office [www.gpo.gov]
SA 4682. Mr. MERKLEY submitted an amendment intended to be proposed
by him to the bill S. 1383, to establish the Veterans Advisory
Committee on Equal Access, and for other purposes; which was ordered to
lie on the table; as follows:
Strike all after the enacting clause and insert the
following:
SECTION 1. BAN ON TRADING EVENT CONTRACTS BY CERTAIN
GOVERNMENT OFFICIALS.
Section 5c of the Commodity Exchange Act (7 U.S.C. 7a-2) is
amended by inserting after subsection (c) the following:
``(d) Ban on Trading Event Contracts by Certain Government
Officials.--
``(1) Definitions.--In this subsection:
``(A) Covered individual.--The term `covered individual'
means--
``(i) the President;
``(ii) the Vice President; and
``(iii) a Member of Congress.
``(B) Event contract.--The term `event contract' means an
agreement, contract, transaction, or swap in an excluded
commodity that is based on an occurrence, extent of an
occurrence of, or contingency.
``(C) Material nonpublic information.--The term `material
nonpublic information' means information--
``(i) that a reasonable investor would consider important
in making a decision regarding purchasing, selling, or
otherwise exchanging an agreement or contract in a commodity
or a commodity for future delivery; and
``(ii) that is not publicly available.
``(D) Member of congress.--The term `Member of Congress'
has the meaning given the term in section 13101 of title 5,
United States Code.
``(E) Senior executive branch official.--The term `senior
executive branch official' means any officer or employee
described in any of paragraphs (3) through (8) of section
13103(f) of title 5, United States Code.
``(2) Ban on trading event contracts.--
``(A) Covered individuals.--No covered individual may
purchase, sell, or otherwise exchange an event contract.
``(B) Senior executive branch officials.--No senior
executive branch official may purchase, sell, or otherwise
exchange an event contract the subject of which is a matter
in which the senior executive branch official participates
personally and substantially as a Government officer or
employee, through decision, approval, disapproval,
recommendation, the rendering of advice, investigation, or
otherwise, in a judicial or other proceeding, application,
request for a ruling or other determination, contract, claim,
controversy, charge, accusation, arrest, or other particular
matter.
``(3) Civil actions.--
``(A) In general.--The Attorney General may bring a civil
action in the appropriate United States district court
against any individual who engages in conduct in violation of
paragraph (2).
``(B) Civil penalty.--In a civil action under subparagraph
(A), if it is demonstrated by a preponderance of the evidence
that the individual has violated paragraph (2), the
individual shall be subject to a civil penalty of not more
than the greater of--
``(i) $10,000 for each violation; and
``(ii) the amount of profit made through the purchase,
sale, or exchange of the event contract in violation of
paragraph (2).
``(C) No preclusion of alternative remedies.--The
imposition of a civil penalty under this paragraph does not
preclude any other criminal or civil statutory, common law,
or administrative remedy that is available by law to the
United States or any other person.
``(4) Foreign boards of trade.--
``(A) Definition of foreign board of trade.--In this
paragraph, the term `foreign board of trade' means a board of
trade that--
``(i) is organized under the laws of a non-United States
jurisdiction or has its principal place of business outside
the United States; and
[[Page S1391]]
``(ii) avails itself of any means or instrumentality of
interstate commerce in the conduct of its business as a board
of trade.
``(B) Quarterly reports.--Each foreign board of trade shall
submit to the Commission quarterly reports describing each
purchase, sale, or other exchange on the foreign board of
trade in violation of paragraph (2).
``(C) Enforcement.--A foreign board of trade that fails to
submit a report required by subparagraph (B) shall be subject
to revocation of the registration of the foreign board of
trade by the Commission.
``(5) Insider trading.--The Commission shall issue a rule
to restrict the inappropriate use of material nonpublic
information, in breach of an express or implied duty not to
use or disclose such material nonpublic information, as a
means of making a profit through the purchase, sale, or other
exchange of an event contract, including by requiring
designated contract markets to prohibit the purchase, sale,
or other exchange of an event contract by such individuals as
the Commission determines to be appropriate in the public
interest.''.
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