[Congressional Record Volume 168, Number 157 (Wednesday, September 28, 2022)]
[Senate]
[Page S5480]
From the Congressional Record Online through the Government Publishing Office [www.gpo.gov]
SA 5971. Mr. DAINES (for himself and Mr. Menendez) submitted an
amendment intended to be proposed to amendment SA 5499 submitted by Mr.
Reed (for himself and Mr. Inhofe) and intended to be proposed to the
bill H.R. 7900, to authorize appropriations for fiscal year 2023 for
military activities of the Department of Defense, for military
construction, and for defense activities of the Department of Energy,
to prescribe military personnel strengths for such fiscal year, and for
other purposes; which was ordered to lie on the table; as follows:
At the appropriate place, insert the following:
SEC. _____. AMENDMENTS TO ACQUIRED FUND FEES AND EXPENSES
REPORTING ON INVESTMENT COMPANY REGISTRATION
STATEMENTS.
(a) Definitions.--In this section:
(1) Acquired fund.--The term ``acquired fund'' has the
meaning given the term in Form N-1A, Form N-2, and Form N-3.
(2) Acquired fund fees and expenses.--The term ``acquired
fund fees and expenses'' means the acquired fund fees and
expenses subcaption in the fee table disclosure.
(3) Business development company.--The term ``business
development company'' has the meaning given the term in
section 2(a) of the Investment Company Act of 1940 (15 U.S.C.
80a-2(a)).
(4) Fee table disclosure.--The term ``fee table
disclosure'' means the fee table described in item 3 of Form
N-1A, item 3 of Form N-2, or item 4 of Form N-3 (as
applicable, and with respect to each, in any successor fee
table disclosure that the Securities and Exchange Commission
adopts).
(5) Form n-1a.--The term ``Form N-1A'' means the form
described in section 274.11A of title 17, Code of Federal
Regulations, or any successor regulation.
(6) Form n-2.--The term ``Form N-2'' means the form
described in section 274.11a-1 of title 17, Code of Federal
Regulations, or any successor regulation.
(7) Form n-3.--The term ``Form N-3'' means the form
described in section 274.11b of title 17, Code of Federal
Regulations, or any successor regulation.
(8) Registered investment company.--The term ``registered
investment company'' means an investment company, as defined
in section 3 of the Investment Company Act of 1940 (15 U.S.C.
80a-3), registered with the Securities and Exchange
Commission under that Act.
(b) Excluding Business Development Companies From Acquired
Fund Fees and Expenses.--A registered investment company may,
on any investment company registration statement filed
pursuant to section 8(b) of the Investment Company Act of
1940 (15 U.S.C. 80a-8(b))--
(1) omit from the calculation of acquired fund fees and
expenses those fees and expenses that the investment company
incurred indirectly as a result of investment in shares of 1
or more acquired funds that is a business development
company; and
(2) instead disclose in a footnote to the fee table
disclosure those fees and expenses described in paragraph
(1), calculated according to the acquired fund fees and
expenses formula.
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