[Congressional Record Volume 162, Number 175 (Tuesday, December 6, 2016)]
[Senate]
[Page S6760]
From the Congressional Record Online through the Government Publishing Office [www.gpo.gov]
By Mr. REED (for himself, Mr. Brown, Mr. Merkley, Mr. Whitehouse,
and Mr. Blumenthal):
S. 3505. A bill to require analysis of various bankruptcy proposals
in order to determine whether those proposals would reduce systemic
risk and moral hazard, and for other purposes; to the Committee on the
Judiciary.
Mr. REED. Mr. President, today I am introducing the Bankruptcy
Fairness Act, with the goals of bolstering financial stability in the
United States and requiring the necessary analysis to assess the
consequences of potential changes we might make in the future to the
Bankruptcy Code.
One of the many lessons that we learned from the financial crisis is
that reckless Wall Street behavior can have devastating consequences on
middle class Americans, too many of whom lost their jobs, their nest
eggs, and their homes. Statistics bear this out. Nationally, over
750,000 jobs per month were lost between January and April 2009. In
Rhode Island, over 1,800 jobs per month were lost during this same
period. The Dow Jones Industrial Average dropped from an average of
13,677.89 in July 2007 to an average of 7,235.47 in March 2009,
resulting in a 47.1 percent loss for many families who for years had
set aside hard earned paychecks for emergencies, college tuitions, and
retirements. Nationwide, there were nearly 7.5 million home
foreclosures and short sales between July 2007 and November 2014.
Unfortunately, the impacts remain to this day for some of our neighbors
in Rhode Island and throughout the country as they continue to look for
a decent paying job or are faced with gut-wrenching financial decisions
like whether to turn the heat off or to skip feeding the family another
day just to make ends meet.
That lesson of how many of our neighbors suffered due to the sins of
the rich and powerful seems to be fading for some of my colleagues.
Indeed, there appears to be an effort to further rig the system in
favor of elites, this time through the Bankruptcy code. We must stop
this effort cold in its tracks. Before we make changes to the
Bankruptcy code, we should ensure that a thorough analysis is conducted
so we have facts at hand. If anything, we should be seeking to restore
fairness and balance to the Bankruptcy code, and this is what my
legislation strives for.
Specifically, my bill directs the Financial Stability Oversight
Council and the Office of Financial Research to do two things: work
hand in hand with the Administrative Office of the United States Courts
and the Executive Office for United States Trustees to ensure that
bankruptcy judges have, on an ongoing basis, the necessary financial
expertise to oversee the orderly resolution of a failed mega bank; and
update the Administrative Office of the United States Courts' post-
crisis review of the Bankruptcy Code's ability to resolve complex
financial institutions and make recommendations to Congress regarding
changes that would strengthen financial stability in the United States.
Second, my legislation permits the federal agencies that supervise
large complex financial institutions to offer their advice and
expertise to the bankruptcy court whenever a mega bank files for
bankruptcy. This is important because these Federal agencies can assist
the court in deciphering complex financial products while also
providing the court with an independent assessment of how the court's
decisions could affect financial stability in the United States.
Lastly, my legislation directs our financial regulators and experts
to do the necessary homework to justify proposed changes to the
Bankruptcy Code. Some proposed changes have drawn praise, and others
have drawn concern. For example, should Wall Street banks still be able
to cut to the front of the line and take more than their fair share,
while ordinary creditors, such as employees and customers, have to wait
in the back of the line? When a jumbo bank gets in trouble, why should
those customers who place the riskiest bets, such as large Wall Street
hedge funds, get paid back in full while ordinary customers may not get
paid back at all? Should shareholders be prevented from holding the
mega bank's board of directors accountable for most actions, when a
mega bank files for bankruptcy? Is it really possible for a trillion-
dollar jumbo bank to be processed through bankruptcy safely in just 48
hours without hurting our economy? Is it fair that ordinary creditors,
such as small businesses, who are owed their hard earned dollars, would
be given virtually no notice of a mega bank's bankruptcy, making it
nearly impossible for them to fight for their rights?
These are important, incredibly complex, questions that need thorough
answers. Many of my colleagues have called for greater deliberation and
analysis before enacting legislation. My legislation heeds this call.
Let's take a moment to ensure that we've really done our homework so
that we can all be confident that we're really accomplishing what we're
aiming to do: making our financial system safer and restoring fairness
and balance to the Bankruptcy Code, especially for hardworking ordinary
Americans.
I thank Senator Brown, Senator Merkley, Senator Whitehouse, and
Senator Blumenthal for joining me in introducing the Bankruptcy
Fairness Act. I also thank the U.S. Department of the Treasury,
Americans for Financial Reform, Harvard Law School Professor Mark Roe,
Delaware Law School Professor Bruce Grohsgal, and MIT Professor Simon
Johnson for their support. I urge our colleagues to join us in pressing
for action on this legislation.
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