[Congressional Record Volume 162, Number 17 (Thursday, January 28, 2016)]
[Senate]
[Pages S382-S384]
From the Congressional Record Online through the Government Publishing Office [www.gpo.gov]

  SA 3115. Mr. FRANKEN (for himself, Mr. Heinrich, Ms. Warren, and Mr. 
Sanders) submitted an amendment intended to be proposed to amendment SA 
2953 proposed by Ms. Murkowski to the bill S. 2012, to provide for the 
modernization of the energy policy of the United States, and for other 
purposes; which was ordered to lie on the table; as follows:

       Strike subtitle E of title I and insert the following:

            Subtitle E--Energy Efficiency Resource Standard

     SEC. 1401. ENERGY EFFICIENCY RESOURCE STANDARD FOR RETAIL 
                   ELECTRICITY AND NATURAL GAS SUPPLIERS.

       (a) In General.--Title VI of the Public Utility Regulatory 
     Policies Act of 1978 (16 U.S.C. 2601 et seq.) is amended by 
     adding at the end the following:

     ``SEC. 610. FEDERAL ENERGY EFFICIENCY RESOURCE STANDARD FOR 
                   RETAIL ELECTRICITY AND NATURAL GAS SUPPLIERS.

       ``(a) Definitions.--In this section:
       ``(1) Base quantity.--
       ``(A) In general.--The term `base quantity', with respect 
     to a retail electricity supplier or retail natural gas 
     supplier, means, for each calendar year for which a 
     performance standard is established under subsection (c), the 
     average annual quantity of electricity or natural gas 
     delivered by the retail electricity supplier or retail 
     natural gas supplier to retail customers during the 3 
     calendar years immediately preceding the first year that 
     compliance is required under subsection (c)(1).
       ``(B) Exclusion.--The term `base quantity', with respect to 
     a retail natural gas supplier, does not include natural gas 
     delivered for purposes of electricity generation.
       ``(2) Customer facility savings.--The term `customer 
     facility savings' means a reduction in end-use electricity or 
     natural gas consumption (including waste heat energy savings) 
     at a facility of an end-use consumer of electricity or 
     natural gas served by a retail electricity supplier or 
     natural gas supplier, as compared to--
       ``(A) in the case of a new facility, consumption at a 
     reference facility of average efficiency;
       ``(B) in the case of an existing facility, consumption at 
     the facility during a base period of not less than 1 year;
       ``(C) in the case of new equipment that replaces existing 
     equipment at the end of the useful life of the existing 
     equipment, consumption by new equipment of average efficiency 
     of the same equipment type, except that customer savings 
     under this subparagraph shall not be counted towards customer 
     savings under subparagraph (A) or (B); and
       ``(D) in the case of new equipment that replaces existing 
     equipment with remaining useful life--
       ``(i) consumption of the existing equipment for the 
     remaining useful life of the equipment; and
       ``(ii) thereafter, consumption of new equipment of average 
     efficiency.
       ``(3) Electricity savings.--The term `electricity savings' 
     means reductions in electricity consumption achieved through 
     measures implemented after the date of enactment of this 
     section, as determined in accordance with regulations 
     promulgated by the Secretary, that are limited to--
       ``(A) customer facility savings of electricity, adjusted to 
     reflect any associated increase in fuel consumption at the 
     facility;
       ``(B) reductions in distribution system losses of 
     electricity achieved by a retail electricity supplier, as 
     compared to losses attributable to new or replacement 
     distribution

[[Page S383]]

     system equipment of average efficiency, as defined in 
     regulations promulgated by the Secretary;
       ``(C) CHP savings;
       ``(D) codes and standards savings of electricity; and
       ``(E) fuel switching energy savings that results in net 
     savings of source energy.
       ``(4) Natural gas savings.--The term `natural gas savings' 
     means reductions in natural gas consumption from measures 
     implemented after the date of enactment of this section, as 
     determined in accordance with regulations promulgated by the 
     Secretary, that are limited to--
       ``(A) customer facility savings of natural gas, adjusted to 
     reflect any associated increase in electricity consumption or 
     consumption of other fuels at the facility;
       ``(B) reductions in leakage, operational losses, and 
     consumption of natural gas fuel to operate a gas distribution 
     system, achieved by a retail natural gas supplier, as 
     compared to similar leakage, losses, and consumption during a 
     base period of not less than 1 year;
       ``(C) codes and standards savings of natural gas; and
       ``(D) fuel switching energy savings that results in net 
     savings of source energy.
       ``(5) Retail electricity supplier.--
       ``(A) In general.--The term `retail electricity supplier' 
     means, for any given calendar year, an electric utility that 
     sells not less than 1,000,000 megawatt hours of electric 
     energy to electric consumers for purposes other than resale 
     during the preceding calendar year.
       ``(B) Inclusions and limitations.--For purposes of 
     determining whether an electric utility qualifies as a retail 
     electricity supplier under subparagraph (A)--
       ``(i) deliveries by any affiliate of an electric utility to 
     electric consumers for purposes other than resale shall be 
     considered to be deliveries by the electric utility; and
       ``(ii) deliveries by any electric utility to a lessee, 
     tenant, or affiliate of the electric utility shall not be 
     considered to be deliveries to electric consumers.
       ``(6) Retail natural gas supplier.--
       ``(A) In general.--The term `retail natural gas supplier' 
     means, for any given calendar year, a local distribution 
     company (as defined in section 2 of the Natural Gas Policy 
     Act of 1978 (15 U.S.C. 3301)), that delivered to natural gas 
     consumers more than 5,000,000,000 cubic feet of natural gas 
     for purposes other than resale during the preceding calendar 
     year.
       ``(B) Inclusions and limitations.--For purposes of 
     determining whether a person qualifies as a retail natural 
     gas supplier under subparagraph (A)--
       ``(i) deliveries of natural gas by any affiliate of a local 
     distribution company to consumers for purposes other than 
     resale shall be considered to be deliveries by the local 
     distribution company; and
       ``(ii) deliveries of natural gas to a lessee, tenant, or 
     affiliate of a local distribution company shall not be 
     considered to be deliveries to natural gas consumers.
       ``(b) Establishment of Program.--
       ``(1) Regulations.--Not later than 1 year after the date of 
     enactment of this section, the Secretary shall, by 
     regulation, establish a program to implement and enforce the 
     requirements of this section, including by--
       ``(A) defining the terms `CHP savings', `code and standards 
     savings', `combined heat and power system', `cost-effective', 
     `fuel switching energy savings', `reporting period', `third-
     party efficiency provider', and `waste heat energy savings';
       ``(B) establishing measurement and verification procedures 
     and standards that count only measures and savings that are 
     additional to business-as-usual customer purchase practices;
       ``(C) establishing requirements under which retail 
     electricity suppliers and retail natural gas suppliers 
     shall--
       ``(i) demonstrate, document, and report the compliance of 
     the retail electricity suppliers and retail natural gas 
     suppliers with the performance standards under subsection 
     (c); and
       ``(ii) estimate the impact of the standards on current and 
     future electricity and natural gas use in the service 
     territories of the suppliers;
       ``(D) establishing requirements governing applications for, 
     and implementation of, delegated State administration under 
     subsection (e); and
       ``(E) establishing rules to govern transfers of electricity 
     or natural gas savings between suppliers and third-party 
     efficiency providers serving the same State and between 
     suppliers and third-party efficiency providers serving 
     different States.
       ``(2) Coordination with state programs.--In establishing 
     and implementing this section, the Secretary shall, to the 
     maximum extent practicable, preserve the integrity and 
     incorporate best practices of existing State energy 
     efficiency programs.
       ``(c) Performance Standards.--
       ``(1) Compliance obligation.--Not later than May 1 of the 
     calendar year immediately following each reporting period--
       ``(A) each retail electricity supplier shall submit to the 
     Secretary a report, in accordance with regulations 
     promulgated by the Secretary, demonstrating that the retail 
     electricity supplier has achieved cumulative electricity 
     savings (adjusted to account for any attrition of savings 
     measures implemented in prior years) in each calendar year 
     that are equal to the applicable percentage of the base 
     quantity of the retail electricity supplier; and
       ``(B) each retail natural gas supplier shall submit to the 
     Secretary a report, in accordance with regulations 
     promulgated by the Secretary, demonstrating that it has 
     achieved cumulative natural gas savings (adjusted to account 
     for any attrition of savings measures implemented in prior 
     years) in each calendar year that are equal to the applicable 
     percentage of the base quantity of such retail natural gas 
     supplier.
       ``(2) Standards for 2017 through 2030.--For each of 
     calendar years 2017 through 2030, the applicable percentages 
     are as follows:


------------------------------------------------------------------------
                       Cumulative Electricity    Cumulative Natural Gas
  ``Calendar Year        Savings Percentage        Savings Percentage
------------------------------------------------------------------------
           2017                       1.00                      0.50
------------------------------------------------------------------------
           2018                       2.00                      1.25
------------------------------------------------------------------------
           2019                       3.00                      2.00
------------------------------------------------------------------------
           2020                       4.25                      3.00
------------------------------------------------------------------------
           2021                       5.50                      4.00
------------------------------------------------------------------------
           2022                       7.00                      5.00
------------------------------------------------------------------------
           2023                       8.50                      6.00
------------------------------------------------------------------------
           2024                      10.00                      7.00
------------------------------------------------------------------------
           2025                      11.50                      8.00
------------------------------------------------------------------------
           2026                      13.00                      9.00
------------------------------------------------------------------------
           2027                      14.75                     10.00
------------------------------------------------------------------------
           2028                      16.50                     11.00
------------------------------------------------------------------------
           2029                      18.25                     12.00
------------------------------------------------------------------------
           2030                      20.00                    13.00.
------------------------------------------------------------------------

       ``(3) Subsequent years.--
       ``(A) Calendar years 2031 through 2040.--Not later than 
     December 31, 2028, the Secretary shall promulgate regulations 
     establishing performance standards (expressed as applicable 
     percentages of base quantity for both cumulative electricity 
     savings and cumulative natural gas savings) for each of 
     calendar years 2031 through 2040.
       ``(B) Requirements.--The Secretary shall establish 
     standards under this paragraph at levels reflecting the 
     maximum achievable level of cost-effective energy efficiency 
     potential, taking into account--
       ``(i) cost-effective energy savings achieved by leading 
     retail electricity suppliers and retail natural gas 
     suppliers;
       ``(ii) opportunities for new codes and standard savings;
       ``(iii) technology improvements; and
       ``(iv) other indicators of cost-effective energy efficiency 
     potential including differences between States.
       ``(C) Minimum percentage.--In no case shall the applicable 
     percentages for any calendar year be less than the applicable 
     percentages for calendar year 2030.
       ``(4) Delay of submission for first reporting period.--
       ``(A) In general.--Notwithstanding paragraphs (1) and (2), 
     for the 2017 reporting period, the Secretary may accept a 
     request from a retail electricity supplier or a retail 
     natural gas supplier to delay the required submission of 
     documentation of all or part of the required savings for up 
     to 2 years.
       ``(B) Plan for compliance.--The request for delay under 
     subparagraph (A) shall include a plan for coming into full 
     compliance by the end of the 2018-2019 reporting period.
       ``(5) Applying unused savings to future years.--If savings 
     achieved in a year exceed the performance standards specified 
     in this subsection, any savings in excess of the performance 
     standards may be applied toward performance standards 
     specified for future years.
       ``(d) Enforcement and Judicial Review.--
       ``(1) Review of retail supplier reports.--
       ``(A) In general.--The Secretary shall review each report 
     submitted to the Secretary by a retail electricity supplier 
     or retail natural gas supplier under subsection (c) to verify 
     that the applicable performance standards under subsection 
     (c) have been met.
       ``(B) Exclusion.--In determining compliance with the 
     applicable performance standards under subsection (c), the 
     Secretary shall exclude reported electricity savings or 
     natural gas savings that are not adequately demonstrated and 
     documented, in accordance with the regulations promulgated 
     under subsections (b) and (c).
       ``(2) Penalty for failure to document adequate savings.--If 
     a retail electricity supplier or a retail natural gas 
     supplier fails to demonstrate compliance with an applicable 
     performance standard under subsection (c), or to pay to the 
     State an applicable alternative compliance payment under 
     subsection (e)(3), the Secretary shall assess against the 
     retail electricity supplier or retail natural gas supplier a 
     civil penalty for each failure in an amount equal to, as 
     adjusted for inflation in accordance with such regulations as 
     the Secretary may promulgate--
       ``(A) $100 per megawatt hour of electricity savings or 
     alternative compliance payment that the retail electricity 
     supplier failed to achieve or make, respectively; or
       ``(B) $10 per million Btu of natural gas savings or 
     alternative compliance payment that the retail natural gas 
     supplier failed to achieve or make, respectively.
       ``(3) Offsetting state penalties.--The Secretary shall 
     reduce the amount of any penalty under paragraph (2) by the 
     amount paid by the relevant retail electricity supplier or 
     retail natural gas supplier to a State

[[Page S384]]

     for failure to comply with the requirements of a State energy 
     efficiency resource standard during the same compliance 
     period.
       ``(4) Enforcement procedures.--The Secretary shall assess a 
     civil penalty, as provided under paragraph (2), in accordance 
     with the procedures described in section 333(d) of the Energy 
     Policy and Conservation Act of 1954 (42 U.S.C. 6303).
       ``(e) State Administration.--
       ``(1) In general.--Upon receipt of an application from the 
     Governor of a State (including the Mayor of the District of 
     Columbia), the Secretary may delegate to the State 
     responsibility for administering this section within the 
     territory of the State if the Secretary determines that the 
     State will implement an energy efficiency program that meets 
     or exceeds the requirements of this section.
       ``(2) Secretarial determination.--Not later than 180 days 
     after the date on which a complete application is received by 
     the Secretary, the Secretary shall make a substantive 
     determination approving or disapproving a State application, 
     after public notice and comment.
       ``(3) Alternative compliance payments.--
       ``(A) In general.--As part of an application submitted 
     under paragraph (1), a State may permit retail electricity 
     suppliers or retail natural gas suppliers to pay to the 
     State, by not later than May 1 of the calendar year 
     immediately following the applicable reporting period, an 
     alternative compliance payment in an amount equal to, as 
     adjusted for inflation in accordance with such regulations as 
     the Secretary may promulgate, not less than--
       ``(i) $50 per megawatt hour of electricity savings needed 
     to make up any deficit with regard to a compliance obligation 
     under the applicable performance standard; or
       ``(ii) $5 per million Btu of natural gas savings needed to 
     make up any deficit with regard to a compliance obligation 
     under the applicable performance standard.
       ``(B) Use of payments.--Alternative compliance payments 
     collected by a State under subparagraph (A) shall be used by 
     the State to administer the delegated authority of the State 
     under this section and to implement cost-effective energy 
     efficiency programs that--
       ``(i) to the maximum extent practicable, achieve 
     electricity savings and natural gas savings in the State 
     sufficient to make up the deficit associated with the 
     alternative compliance payments; and
       ``(ii) can be measured and verified in accordance with the 
     applicable procedures and standards under subsection 
     (b)(1)(B).
       ``(4) Review of state implementation.--
       ``(A) Periodic review.--Every 2 years, the Secretary shall 
     review State implementation of this section for conformance 
     with the requirements of this section in approximately \1/2\ 
     of the States that have received approval under this 
     subsection to administer the program, so that each State 
     shall be reviewed at least every 4 years.
       ``(B) Report.--To facilitate the review under subparagraph 
     (A), the Secretary may require the State to submit a report 
     demonstrating the conformance of the State with the 
     requirements of this section.
       ``(C) Deficiencies.--
       ``(i) In general.--In completing a review under this 
     paragraph, if the Secretary finds deficiencies, the Secretary 
     shall--

       ``(I) notify the State of the deficiencies;
       ``(II) direct the State to correct the deficiencies; and
       ``(III) require the State to report to the Secretary on 
     progress made by not later than 180 days after the date on 
     which the State receives notice under subclause (I).

       ``(ii) Substantial deficiencies.--If the deficiencies are 
     substantial, the Secretary shall--

       ``(I) disallow the reported electricity savings or natural 
     gas savings that the Secretary determines are not credible 
     due to deficiencies;
       ``(II) re-review the State not later than 2 years after the 
     date on which the original review was completed; and
       ``(III) if substantial deficiencies remain uncorrected 
     after the review provided for under subclause (II), revoke 
     the authority of the State to administer the program 
     established under this section.

       ``(f) Information and Reports.--In accordance with section 
     13 of the Federal Energy Administration Act of 1974 (15 
     U.S.C. 772), the Secretary may require any retail electricity 
     supplier, retail natural gas supplier, third-party efficiency 
     provider, or any other entity that the Secretary determines 
     appropriate, to provide any information the Secretary 
     determines appropriate to carry out this section.
       ``(g) State Law.--Nothing in this section diminishes or 
     qualifies any authority of a State or political subdivision 
     of a State to adopt or enforce any law or regulation 
     respecting electricity savings or natural gas savings, 
     including any law or regulation establishing energy 
     efficiency requirements that are more stringent than those 
     under this section, except that no State law or regulation 
     shall relieve any person of any requirement otherwise 
     applicable under this section.''.
       (b) Conforming Amendment.--The table of contents of the 
     Public Utility Regulatory Policies Act of 1978 (16 U.S.C. 
     prec. 2601) is amended by adding at the end of the items 
     relating to title VI the following:

``Sec. 609. Rural and remote communities electrification grants.
``Sec. 610. Federal energy efficiency resource standard for retail 
              electricity and natural gas suppliers.''.

                        Subtitle F--Short Title

     SEC. 1501. SHORT TITLE.

       This title may be cited as the ``Portman-Shaheen Energy 
     Efficiency Improvement Act of 2016''.
                                 ______