[Congressional Record Volume 160, Number 132 (Tuesday, September 16, 2014)]
[Senate]
[Page S5647]
From the Congressional Record Online through the Government Publishing Office [www.gpo.gov]
SMART SAVINGS ACT
Ms. HEITKAMP. Mr. President, I ask unanimous consent that the Senate
proceed to the immediate consideration of Calendar No. 522, S. 2117.
The ACTING PRESIDENT pro tempore. The clerk will report the bill by
title.
The assistant legislative clerk read as follows:
A bill (S. 2117) to amend title 5, United States Code, to
change the default investment fund under the Thrift Savings
Plan, and for other purposes.
There being no objection, the Senate proceeded to consider the bill.
Ms. HEITKAMP. Mr. President, I ask unanimous consent that the Warren
substitute amendment, which is at the desk, be agreed to, the bill, as
amended, be read a third time and passed, and the motion to reconsider
be considered made and laid upon the table, with no intervening action
or debate.
The ACTING PRESIDENT pro tempore. Without objection, it is so
ordered.
The amendment (No. 3821) was agreed to, as follows:
Strike all after the enacting clause and insert the
following:
SECTION 1. SHORT TITLE.
This Act may be cited as the ``Smart Savings Act''.
SEC. 2. THRIFT SAVINGS PLAN DEFAULT INVESTMENT FUND.
(a) In General.--Section 8438(c)(2) of title 5, United
States Code, is amended to read as follows:
``(2)(A) Except as provided in subparagraph (B), if an
election has not been made with respect to any sums available
for investment in the Thrift Savings Fund, the Executive
Director shall invest such sums in an age-appropriate target
date asset allocation portfolio of the funds described in
subsection (b), as determined by the Executive Director.
``(B) If an election has not been made by a member (as
defined in section 211 of title 37) contributing to the
Thrift Savings Fund under section 8440e with respect to any
sums available for investment in such member's Thrift Savings
Fund account, the Executive Director shall invest such sums
in the Government Securities Investment Fund.''.
(b) Acknowledgment of Risk.--Section 8439(d) of title 5,
United States Code, is amended--
(1) by inserting ``(1)'' before ``Each employee''; and
(2) by adding at the end the following:
``(2) Before the date on which an individual is enrolled to
make contributions to the Thrift Savings Fund, or as soon as
practical thereafter, an individual who is automatically
enrolled under section 8432(b)(2) shall receive the risk
acknowledgment information described in paragraph (1).''.
(c) Technical and Conforming Amendment.--Section 8472(g)(2)
of title 5, United States Code, is amended by striking
``required by section 8438 of this title to be invested in
securities of the Government'' and inserting ``under section
8438(c)(2)(B)''.
(d) Guidance.--Not later than 9 months after the date of
enactment of this Act, the Executive Director (as that term
is defined under section 8401(13) of title 5, United States
Code) shall develop and issue guidance implementing the
amendments made by this section.
(e) Effective Date and Application.--The amendments made by
this section shall--
(1) take effect on the date on which the Executive Director
issues guidance under subsection (d); and
(2) apply to individuals who enroll in the Thrift Savings
Plan on or after such date.
SEC. 3. CLARIFICATION OF FIDUCIARY PROTECTIONS.
Section 8477(e)(1)(C)(ii) of title 5, United States Code,
is amended--
(1) in subclause (II)--
(A) by inserting ``or beneficiary'' after ``participant'';
and
(B) by inserting ``or option'' after ``fund''; and
(2) in subclause (III)--
(A) by inserting ``or beneficiary'' after ``participant'';
and
(B) by inserting ``or beneficiaries' '' after
``participants' ''.
The bill (S. 2117), as amended, was ordered to be engrossed for a
third reading, was read the third time, and passed.
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