[Congressional Record Volume 156, Number 173 (Wednesday, December 22, 2010)]
[Senate]
[Pages S11037-S11038]
From the Congressional Record Online through the Government Publishing Office [www.gpo.gov]
By Mr. SPECTER:
S. 4054. A bill to restore the law governing pleading and pleading
motions that existed before the decisions of the Supreme Court of the
United States in Bell Atlantic v. Twombly, 550 U.S. 544 (2007), and
Ashcroft v. Iqbal, 129 S. Ct. 1937 (2009); to the Committee on the
Judiciary.
Mr. SPECTER. Mr. President, last year I introduced the Notice
Pleading Restoration Act of 2009, H.R. 1504. As I explained in my
accompanying floor statement, my objective was to restore the pleading
standard that had governed federal civil practice if not since the
Federal Rules of Procedure originally took effect in 1938, then at very
least since the Supreme Court decided Conley v. Gibson in 1957. Several
months earlier the Supreme Court had issued the second of two
controversial decisions--Bell Atlantic Corp. v. Twombly, 2007, and
Iqbal v. Ashcroft, 2009--in which it had replaced that standard with a
heightened pleading standard that, not least among its several flaws,
was plainly inconsistent with the original meaning of the Federal
Rules. My concern was not only that the Court had closed the courthouse
doors to plaintiffs with meritorious claims and limited the private
enforcement of public law, but also that, in yet another of its recent
incursions on Congress's lawmaking powers, it had end-run the process
for amending the Rules established by the Rules Enabling Act of 1934.
That process includes, as its last step, Congressional approval of any
amendment.
While there was widespread agreement among the country's leading
academic proceduralists on the need for legislation overruling the
Court's decisions, there was much less agreement among them as to what,
exactly, the
[[Page S11038]]
legislation should say. I chose in S. 1504 to incorporate the pleading
standard set forth in Conley. A companion House bill introduced after
S. 1504, H.R. 4115, took a somewhat different approach. Various
commentators proposed yet other approaches.
After a hearing on the legislation before the Judiciary Committee, I
consulted through my general counsel, Matthew L. Wiener, with leading
academic proceduralists and several distinguished practicing lawyers
with an eye toward offering a possible substitute amendment. The
conclusion I soon drew was that Congress must indeed overrule Twombly
and Iqbal but without (as the Court had done) prescribing a pleading
standard outside the rulemaking process established by the Enabling
Act. The best way to do so, I concluded, was simply to draft
legislation requiring adherence to the Supreme Court's pre-Twombly
decisions interpreting the applicable federal rules unless and until
they are amended in accordance with the Enabling Act. The bill I have
introduced today, the Notice Pleading Restoration Act of 2010, takes
just that approach. I urge the next Congress to take up this bill when
it convenes in January.
For their wise counsel in helping me work through the issues
presented by the legislation, I would like to acknowledge and thank the
following lawyers, most of them professors of civil procedure: Allen D.
Black, a partner at Fine, Kaplan & Black, R.P.C.; John S. Beckerman,
Professor of Law, Rutgers University School of Law-Camden; Stephen B.
Burbank, the David Berger Professor for the Administration of Justice
at the University of Pennsylvania Law School; Sean Carter, a
shareholder of Cozen O'Connor; Jonathan W. Cuneo, a partner at Cuneo
Gilbert & LaDuca LLP and a former counsel to the House Judiciary
Committee; Michael C. Dorf, the Robert S. Stevens Professor of Law at
Cornell University School of Law; William N. Eskridge, Jr., the John A.
Garver Professor of Jurisprudence at Yale Law School; Suzette M.
Malveaux, Associate Professor of Law, Columbus School of Law, Catholic
University of America; Arthur R. Miller, University Professor at the
New York University School of Law; John Payton, President and Director-
Counsel, NAACP Legal Defense Fund; Alexander Reinert, an Associate
Professor of Law at the Benjamin Cardozo School of Law; David L.
Shapiro, the William Nelson Cromwell Professor of Law, Emeritus, at
Harvard Law School; Stephen N. Subrin, Professor of Law, Northeastern
University School of Law; and Tobias Barrington Wolff, a Professor of
Law at the University of Pennsylvania Law School.
Professor Burbank deserves special acknowledgment for first
suggesting and explaining the general approach underlying my bill
during his testimony before the Senate Judiciary Committee on December
2, 2009, and special thanks for lending my staff so much of his
valuable time during the last year-and-a-half. I commend his
unimpeachable testimony to my colleagues and their staffs.
Not all of these lawyers, I must emphasize in closing, endorse my
legislation, and none of them of course is responsible for its
particulars. Most of them submitted prepared statements for the record
of the December 2 hearing, and their individual views can be found
there.
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