[Congressional Record Volume 154, Number 156 (Sunday, September 28, 2008)]
[House]
[Pages H10316-H10327]
From the Congressional Record Online through the Government Publishing Office [www.gpo.gov]
PROVIDING FOR CONSIDERATION OF SENATE AMENDMENT TO H.R. 3997, EMERGENCY
ECONOMIC STABILIZATION ACT OF 2008
Ms. SLAUGHTER, from the Committee on Rules, submitted a privileged
report (Rept. No. 110-903) on the resolution (H. Res. 1517) providing
for consideration of the bill (H.R. 3997) to amend the Internal Revenue
Code of 1986 to provide earnings assistance and tax relief to members
of the uniformed services, volunteer firefighters, and Peace Corps
volunteers, and for other purposes, which was referred to the House
Calendar and ordered to be printed.
Ms. SLAUGHTER. Mr. Speaker, by direction of the Committee on Rules, I
call up House Resolution 1517 and ask for its immediate consideration.
The Clerk read the resolution, as follows:
H. Res. 1517
Resolved, That upon adoption of this resolution it shall be
in order to take from the Speaker's table the bill (H.R.
3997) to amend the Internal Revenue Code of 1986 to provide
earnings assistance and tax relief to members of the
uniformed services, volunteer firefighters, and Peace Corps
volunteers, and for other purposes, with the Senate amendment
to the House amendment to the Senate amendment thereto, and
to consider in the House, without intervention of any point
of order, a motion offered by the chairman of the Committee
on Financial Services or his designee that the House concur
in the Senate amendment to the House amendment to the Senate
amendment with the amendment printed in the report of the
Committee on Rules accompanying this resolution. The Senate
amendment and the motion shall be considered as read. The
motion shall be debatable for three hours equally divided and
controlled by the chairman and ranking minority member of the
Committee on Financial Services. The previous question shall
be considered as ordered on the motion to final adoption
without intervening motion.
Sec. 2. During consideration of the motion to concur
pursuant to this resolution, notwithstanding the operation of
the previous question, the Chair may, postpone further
consideration of such motion to such time as may be
designated by the Speaker.
The SPEAKER pro tempore. The gentlewoman from New York is recognized
for 1 hour.
Ms. SLAUGHTER. Thank you, Mr. Speaker.
For the purpose of debate only, I yield the customary 30 minutes to
my friend from California (Mr. Dreier). All time yielded during
consideration of the rule is for debate only. I yield myself such time
as I may consume. I also ask unanimous consent that all Members be
given 5 legislative days in which to revise and extend their remarks on
House Resolution 1517.
The SPEAKER pro tempore. Is there objection to the request of the
gentlewoman from New York?
There was no objection.
Ms. SLAUGHTER. Mr. Speaker, I am saddened to say that rarely has this
body met under more dire circumstances. Our stock market is a roller
coaster and the unemployment rate has soared. Many of our financial
institutions, some of which were deemed ``too big to fail'' are on the
brink of collapse. Our economy, the biggest and most robust in the
world, is at a standstill.
This is the greatest financial crisis since Herbert Hoover's
administration's lack of oversight led our Nation into the Great
Depression.
We cannot steer ourselves through this crisis until we fully
understand the road that we took to get here. After all, if we do not
know what went wrong, how can we be sure to get it right in the future?
Like so many Americans and Members of the New Direction Congress, I
am deeply disappointed by this administration's reckless deregulation
that wrecked our once-booming economy.
Since the beginning of his first administration, President Bush has
put incompetent people in charge of the Nation's most critical
regulatory agencies; but because of this administration, big business
always came first.
A complete loss of transparency and a reliance on voluntary measures
led to the total deregulation of the financial services industry. Yet
as SEC Chairman Christopher Cox said this week, ``The last 6 months
have made it abundantly clear that voluntary regulation does not
work.''
He went on to say the program was ``fundamentally flawed from the
beginning, because investment banks could
[[Page H10317]]
opt in or opt out of supervision voluntarily. The fact that investment
bank holding companies could withdraw from this voluntary supervision
at their discretion ``diminished the perceived mandate'' and ``weakened
its effectiveness.''
As President Franklin D. Roosevelt said, ``We have always known that
heedless self-interest was bad morals. We now know that it is bad
economics as well.''
This administration should have heeded Roosevelt's advice and
followed his path to economic recovery by reinstituting important
regulations on Wall Street. It is shocking and shameful that it took
this catastrophe to show the administration that big business cannot be
expected to regulate itself in good conscience.
A recent survey by the University of Michigan found that 9 in 10
Americans feel that the economy is in a recession. It took a crisis of
this magnitude to teach this administration what the American people
clearly knew. And every day that Americans see the financial sector
falter, they lose confidence in our economy. With many of the country's
major financial institutions declaring bankruptcy or on the verge of
declaring bankruptcy, we no longer have a choice on whether to offer a
rescue package. The alternative, we've been told, is pure disaster.
Financial failures help no one and put the savings of every family in
jeopardy. Our jobs, our retirement savings, our college savings
accounts for our children's future, our investments in our own future
are at risk due to the failure of this industry.
I have heard from hundreds of my constituents who are enraged at the
lack of oversight that caused this mess. Congress is going ahead with
this intervention because we've been warned that without it, Main
Street could feel as much pain as Wall Street.
When deregulation happened in the last century, it led to bread lines
and Hoovervilles. Today, the New Direction Congress is working to
shield Main Street from all of that and to lead us out of this mess to
a brighter and more prosperous future.
As FDR said, ``There are many ways of going forward, but only one way
of standing still.'' And after much deliberation, we are moving forward
with a bill that we hope will benefit all Americans. We believe and
hope that this legislation can begin to stabilize our markets and start
recovering consumer confidence.
One week ago, we were handed an ultimatum for a blank check of $700
billion which lacked the very accountability and transparency--let me
repeat that because this is so important--that demand for the bailout
lacked the very accountability and transparency that contributed to the
problem in the first place. And many safeguards, I'm happy to say, have
been added to this bill since that time.
We've worked hard to ensure that this package benefits consumers and
homeowners more than it does the people who caused the crisis. We vowed
that any bill that we passed would include serious oversight and
transparency of any funds provided to the Secretary of the Treasury,
and that's exactly what this proposal does.
As the Speaker said, we have a three-part plan to reinvest,
reimburse, and to reform.
We will first rescue the troubled credit and financial markets to
stabilize and to reinvest in our economy and insulate hardworking
Americans; second, we will reimburse the taxpayer for every dime as the
plan begins to work; and third, we will reform how business is done on
Wall Street with no more golden parachutes for CEOs, trimmed executive
compensation, and sweeping congressional investigation and regulations
to prevent future abuses.
By passing this bill, we're standing up for all Americans by ensuring
that there will be no help for Wall Street without this help for Main
Street. We're standing up for taxpayers by ensuring that this is not a
blank check, and we are standing up for homeowners by taking actions to
prevent foreclosures that are driving down home values across America.
To help Americans keep their homes, this bill will allow the
government to help modify loans by reducing the principal, the interest
rate, or by increasing their window of time to pay back the loan.
Although the administration's initial proposal called for no
congressional or agency oversight, Democrats will require an appointed
oversight panel to frequently report to the Congress--monthly--on what
the Secretary of the Treasury is doing.
In addition, Democrats insisted that the nonpartisan Government
Accountability Office, the GAO, will have an office inside the
Department of Treasury to handle the funds. This will help to ensure
any money spent is done in a way that is responsible to the American
people.
We are committed to using as little taxpayer money as is absolutely
necessary, and we are set on recovering every cent.
Oversight and Government Reform Committee Chairman Henry Waxman will
begin his oversight hearings next Wednesday. And in January with a new
Congress and a new President, we will be ready to reinstate the
regulations so cavalierly removed by the administration which believed
that the financial industry could regulate itself--and it has with very
dire results.
Finally, Democrats pushed to ensure that the government receives
shares of any company that it provides with aid. After agreeing to
rescue AIG from filing for bankruptcy, the government received a nearly
80 percent share in that company. The action was reassuring enough to
the market that people are now clamoring to buy the AIG assets. By
making sure the government gets shares of companies that we aid,
Democrats are working to revitalize this industry in a way that will
benefit the taxpayers who are funding this rescue until the industry
recovers; and by doing so, the New Direction Congress is standing up
for swift action to ensure a more sound economic future for all
Americans.
Mr. Speaker, we saw what happens when an administration deregulates
industry to a point where insecure companies are expected to police
themselves. And that is why this Democrat-led Congress is doing
everything possible to ensure that America keeps working and that the
government is working for America.
I reserve the balance of my time.
{time} 0015
Mr. DREIER. Mr. Speaker, I would like to begin by thanking my friend
from New York, the distinguished Chair of the Committee on Rules, the
gentlewoman from Rochester for yielding me the time. I yield myself
such time as I may consume.
(Mr. DREIER asked and was given permission to revise and extend his
remarks.)
Mr. DREIER. Mr. Speaker, like most of my colleagues, I'm mad as hell
that we are here. This is a very troubling moment in our Nation's
history, and it's taken an awful lot of difficulty for us to get to
this point.
I'd respond to the remarks offered by my good friend by saying that
there is enough blame to go around. I'm angry at Wall Street bankers.
I'm angry at mortgage brokers. I'm angry at individuals who have chosen
to live way beyond their means, creating an anger level among those
very responsible Americans who are paying their mortgages, meeting
their car payments, and their other responsibilities. And I'm angry at
Washington, D.C., all the way around.
Mr. Speaker, the underlying financial rescue bill that is before us
this morning is the product of very difficult negotiations to address
extremely challenging economic circumstances. Our economy, as we all
acknowledge, is under tremendous duress right now, and it can be felt
all across America by individuals and families from all walks of life.
While the dire circumstances of recent weeks have dominated the
headlines, working Americans have been witnessing our national economic
woes for many months. Long before the fall of large investment banks or
high profile bailouts, they felt substantial economic pressure. They
have faced steeply rising energy and food prices, while fearing for
their jobs and their homes. As housing markets have crumbled and the
credit crunch has ensued, the gulf between Main Street and Wall Street
has never seemed so huge.
But, Mr. Speaker, the reality is the two have never been more closely
entwined than they are right now. Foreclosures on Main Street caused
the
[[Page H10318]]
value of many Wall Street assets to plummet. The resulting credit
crunch has paralyzed growth at businesses, large and small.
This, in turn, has stunted job creation and driven up unemployment.
The falling stock market threatens working Americans' pensions,
retirement plans, and savings.
From the very beginning of this process, Republicans have known that
we needed to craft an effective rescue package that returns our entire
economy to sound footing. We knew that we simply could take an approach
that pits Main Street and Wall Street against each other. As housing
prices have collapsed, job creation has stagnated and the stock market
has fallen, we have all suffered.
An effective economic plan is badly needed to restore our economy and
create opportunity and prosperity for all Americans. We simply don't
have the option or ability to save Wall Street without creating
opportunity on Main Street and vice versa.
This is not a battle of us versus them. Mr. Speaker, we have to
remember that we are all in this together as Americans.
Republicans also knew that we had to find a way to balance two
powerful but opposing forces: the urgent need to act expeditiously, and
the imperative to act prudently and effectively. We understood the
urgency of our economic circumstances, but we also know that rushing
into a flawed approach would benefit no one and risk plunging our
economy into deeper turmoil.
From the outset, we demanded strong protections for taxpayer dollars.
We demanded transparency and accountability. We demanded that the
financial burden of any assistance not ultimately lie with the
taxpayers. We believe, Mr. Speaker, very strongly that these provisions
had to be the pillars of any financial rescue plan, and we knew that we
had the backing of our constituents in our efforts.
Over the past week, like all of my colleagues I'm sure, I've received
hundreds of calls, e-mails, and letters demanding that the taxpayers do
not foot the bill for the poor choices of troubled businesses. I have
to say that the most interesting thing about the concerns that were
expressed to me was that they were clearly growing out of a true
grassroots movement. There was no advocacy group motivating those who
were contacting us. There was no organized effort on the part of
special interest groups.
I was hearing from hundreds and hundreds of working Americans who
have been following the news reports and the negotiations. They felt
very strongly that the initial proposal was simply unfair to the
taxpayers. They told me in no uncertain terms that any deal without
taxpayer protections, accountability and oversight was totally
unacceptable, and with that, I'm in complete agreement.
Mr. Speaker, for several days our Democratic colleagues proceeded
with negotiations without any regard for exactly these kinds of
provisions that Republicans were insisting on. As a result, the
negotiations went nowhere. Republicans were resolute in their
insistence that any deal must not leave the taxpayers on the hook for
this $700 billion rescue plan.
We are here this morning with a bipartisan package because we, as
Republicans, remained committed to our principles and were finally
given a seat at the table. The deal that has been crafted will allow
the Treasury to unclog the financial markets and help begin the process
of restoring our economy's strength and vitality, but it does so
without providing a taxpayer-funded windfall for Wall Street. And I
want to repeat that, Mr. Speaker. This package moves ahead without
providing a taxpayer-funded windfall for those on Wall Street.
This bill requires companies to pay-to-play. There's no free lunch
here. Any company that comes to us for assistance must cover their risk
by paying insurance premiums, and their executives will not be able to
walk away with extravagant compensation at taxpayer expense. This bill
caps severance pay for participating companies. In the case of a total
takeover, golden parachutes are banned entirely.
Now, Mr. Speaker, the Federal Treasury will also get equity in the
companies that ask for help so that the taxpayers will reap the
benefits of their assistance. There will be bipartisan oversight of
this process every step of the way, so that Republicans can continue to
ensure full transparency and accountability.
Most important of all, the overwhelming message that has come from my
constituents is that there must be no blank check. Treasury must report
to Congress in order to keep the assistance program going; and, Mr.
Speaker, after 5 years, if the taxpayers have lost a single penny in
this process, the President will have to submit a plan to Congress to
recoup the funds from the participating companies.
In short, the taxpayers have a 100 percent guarantee that they will
not be left holding the check for this rescue plan, and we felt very
strongly about ensuring that safeguard.
Now, Mr. Speaker, we are all dismayed that we must take action at
all. I don't believe any of us ever thought that we would face the grim
reality of our current economy or the prospect of crafting a plan to
rescue our financial markets. Because we, as Republicans, stuck to our
guns, we have before us today a bill that will help to get our economy
back on track without putting the burden on the backs of the American
taxpayer.
With strong oversight, accountability and a guarantee that the
Federal Treasury will be fully repaid, we can restore confidence in our
economy. We can put ourselves back on the path to growth and job
creation. And perhaps most important, we can demonstrate to the
American people that, when bipartisanship prevails, their demands are
heard and implemented.
I have to say that as we listen to these messages which have come
from our constituents, as I said first and foremost, there has been
this very strong and compelling argument that the taxpayer not be
responsible for shouldering this responsibility, but there were a wide
range of other concerns that came to the forefront.
I have an e-mail that came into our office from a man in Arcadia,
California, who wrote, I am writing to express my strong request that,
with respect to the current financial ``bailout'' bill, you vote
against it unless there's a provision that has been made to assure that
those executives of companies that will receive funds in exchange for
their under-performing mortgages, they are restricted in their ability
to use government funds to pay excessive compensation.
And, two, that you assure that proposals to load union
representatives onto the boards of these companies as a condition of
receiving funds is removed from the legislation. There is absolutely no
reason to add union representatives to public companies. If the unions
want representation, they should purchase enough stock to be able to
elect a board member.
This is a message that has come through consistently, and I'm happy
to say, in this package, there is not going to be this government or
union representation provided onto the boards of these companies.
There was also, Mr. Speaker, great concern raised by many of my
constituents that the organization known as ACORN, which is a very,
very controversial organization under very harsh criticism for
improprieties, was initially going to be receiving funding, and I'm
very happy to report to our colleagues that not one penny will be going
to that organization known as ACORN.
There was another provision that had been included in the bill, Mr.
Speaker, the so-called ``cram down provision,'' whereby we would see
bankruptcy courts actually establishing something that the marketplace
should do, that being the interest rates that are paid by those who
hold mortgages. That is not provided. That is not going to be allowed
under this provision.
And, also, I have to say that there's a so-called mark-to-market
accounting structure, which has dramatically diminished the value of
properties, and I personally believe that the mark-to-market accounting
structure should be completely abandoned. This legislation calls for a
study which I hope very much will lead to that because it has played a
role in creating some of the tremendous inequities that we see in our
economy today.
{time} 0030
And as I mention in my statement, the notion that those on Wall
Street,
[[Page H10319]]
who are in many ways responsible for this, would somehow be able to
continue receiving these golden parachutes, multimillion dollar
packages of benefits, the fact that we will prevent that with this
legislation is something that I think is very, very important as we
proceed.
And so, again, first and foremost, taxpayers, Mr. Speaker, should not
be saddled with this responsibility. And this bipartisan package
guarantees that they will not be saddled with this because of the fact
that within this 5-year period of time the President, if one single
penny of taxpayer dollars is found to have been utilized, there is a
provision whereby the President of the United States must come to us
with a package which will most likely call on those institutions which
have been the direct beneficiaries of this program, will be forced to
repay to the taxpayers those dollars.
So let me say that, as we look at this package, Mr. Speaker, there
have been very understandable concerns. We all hate, we hate the fact
that we are standing here dealing with this. And again, I will say
there is plenty of blame, plenty of blame to go around. I know my
colleagues on the other side of the aisle will want to expend time and
energy blaming the deregulation and the policies that have been
propounded over the past several years, but in the exchange that I had
with the distinguished majority leader--now last night since it's 12:31
in the morning here in Washington--when I was last night in this
exchange with the majority leader, we were talking about the challenges
that existed in the post-depression era legislation that was moved
forward.
And frankly, we, in the past several years, have been living with
very antiquated, post-depression era regulation, and we have even seen
the marketplace change dramatically. And over the past couple of
decades we have seen a band-aid approach to respond to much of that
depression-era regulation with which we still contend.
What is needed, Mr. Speaker, is a 21st century regulatory structure
to deal with the freedom that exists in this 21st century marketplace.
And that's why, while adequate accountability, transparency,
supervision, and oversight is essential, I caution my colleagues who
believe that with passage of this legislation they can embark on this
very, very zealous quest to dramatically increase the regulatory burden
on the marketplace.
The rest of the world has recognized that freedom is the answer;
freedom is the answer and free markets are the answer. And that's why I
hope that, as we move forward from this package, we do not in any way
take a retrograde step in our quest to ensure that we pursue that.
With that, Mr. Speaker, I reserve the balance of my time.
Ms. SLAUGHTER. Mr. Speaker, I yield 3 minutes to the gentlewoman from
Ohio (Ms. Kaptur).
Ms. KAPTUR. With the highest regard for the chairwoman of the Rules
Committee, I rise, regrettably, in opposition to this closed rule and
against the bailout bill.
We need the right deal, not a fast deal. The White House is counting
on fear to propel this Congress into hasty and inappropriate action on
a Wall Street bailout that is not in the interest of our Republic.
There is a better way. In fact, it is as likely the expenditure of $700
billion will actually stand in the way of the most effective means to
remedy the economic challenges facing us.
The Bush administration says we are facing the worst financial crisis
in modern history. That is not true. The market problems of the 1980s
were much worse than today. Then, 3,000 banks failed; interest rates
were at 21 percent; money center banks went down; every bank in Texas
went down. But the economic instability was resolved in the financial
system in a much more disciplined and rigorous way than taxpayers
printing money for Wall Street.
In those days, the FDIC, not through a taxpayer bailout, but through
careful use of FDIC's considerable power, resolved thousands of problem
situations. No cash changed hands. A system of net worth certificates
issued by FDIC was used to get through the credit shortage. FDIC
regulated transactions with banks, through a system of subordinated
debentures and promissory notes, was enacted. FDIC assumed power over
executive salaries and controlled dividends to restore health and rigor
to the market.
The FDIC adopted a contingency plan to nationalize all institutions
in the event it was necessary. The cost of the entire enterprise was
$1.8 billion, resolving over $100 billion in problem institutions from
the FDIC insurance fund, paid for by the banks, not the taxpayers. In
other words, the market was used to heal the market, not set up a big
government bureaucracy at the U.S. Treasury, run and overseen by the
very reckless people who caused these problems in the first place.
Today's economic challenge is a credit crisis, not a liquidity
crisis. This bill does not address that. The housing bubble that burst
is at the heart of our dilemma. Until Main Street housing foreclosures
are remedied, the situation will not improve. This bill does not
address the serious mortgage workout and mortgage servicing challenges
facing Main Streets across this Nation.
Taking a trillion dollars of taxpayer money and buying bushels of
unknown and unvalued paper is not smart. It will delay resolution of
that housing crisis. In fact, this bill actually asks taxpayers to buy
a garbage truckload of worthless paper, everything from subprime auto
loans, to foreign bank loans, to hedge fund paper, to credit swaps.
Every reckless Wall Street deal thought up these past several years
they want to dump on us. We say: No.
Now, this bill also does nothing for reform, for example, to address
the shortcomings of the SEC, which has done more than any other
regulatory body to cause this problem by its false accounting,
overinflated leverage ratios, and by destroying fair value accounting.
The SPEAKER pro tempore. The time of the gentlewoman has expired.
Ms. SLAUGHTER. Mr. Speaker, I yield the gentlewoman an additional 10
seconds.
Mr. DREIER. Mr. Speaker, I would like to also yield my friend 10
seconds.
Ms. KAPTUR. I thank the gentleman for yielding me--very, very much.
The SEC must be a major part of the solution. This bill does not do
it.
Finally, Mr. Speaker, before one cent is even considered, this
Congress first ought to pass a bill to create and fund an independent
Emergency Financial Crimes Unit to investigate the malfeasance,
securities fraud, false accounting, and insider trading that were the
root causes of this extravagance that must now be resolved in a
rigorous and thoughtful manner. This bill does not do it. Draft the
right deal, not a fast deal.
I thank the gentlelady and the gentleman for yielding.
Mr. DREIER. Mr. Speaker, at this juncture, as you can see, I'm here
all alone. And so I will reserve the balance of my time and look
forward to the very thoughtful and eloquent statements coming forward
from our colleagues on the other side of the aisle.
Ms. SLAUGHTER. Mr. Speaker, I yield 3 minutes to the gentlewoman from
Texas (Ms. Jackson-Lee).
Ms. JACKSON-LEE of Texas. Let me thank the gentlelady from New York
as the chairman of the Rules Committee, and particularly for the very
hard work of the committee, and make note of the fact that it's almost
12:40 a.m. and there has been a lot of heavy lifting. And I want to
acknowledge the work of our leadership, and particularly Chairman Frank
and his staff, along with Speaker Pelosi and the entire team of very
agile and very, if you will, comprehensive thinking team that was
thrown a hard ball just a week ago by the administration, a two-and-a-
half-page document that simply said, move the deity, if you will, from
the person of faith and give it to the Secretary of Treasury.
We had a tough job. And I, frankly, believe that we did everything we
could to ensure that we looked at this in the best way possible. But,
Mr. Speaker, I come to suggest that all of the goals that were
intended--transparency and consumer protection--clearly need further
edification. And frankly, I would like to use the Texas term ``whoa.''
I believe that we need to stand back, monitor the markets, and to begin
to craft legislation that is truly reform.
Let me tell you why. First of all, I know that my good friend from
California gave us a detailed essay on some of the things that were not
in this bill,
[[Page H10320]]
and he mentioned that people in America are living above their means.
Well, I've been in a number of hearings, listening to homeowners from
around the country on the issue of their mortgages. And I will tell you
that these are hardworking Americans who were not living above their
means; they were accepting the banking products that were given to
them. They were hardworking, they saw the opportunity to invest in
America's dream, a home, and they continued to work and pay their
mortgages. But no one explained to them about adjustable rates so that
their mortgage would be at one rate, and then a couple months or a year
later it was accelerating into an unbelievable and intolerable amount.
And then of course we've heard some Members of this body accuse
minorities for being the cause of this debacle. How insulting. How
unreal. And how untrue.
What we need to do is to work together, as my constituents have
asked. One constituent said, show me what the catastrophic event would
be. One said, I'm a community banker, and I have never loaned, if you
will, a subprime loan. And I'm well capitalized, why am I being
victimized?
This bill, at this status, will not protect any of the homeowners or
get them the kind of relief we would like.
And so I say to this body, the Financial Stability Oversight Board
does not have any enforcement. The Congressional Oversight Panel does
not have any enforcement.
The SPEAKER pro tempore. The time of the gentlewoman has expired.
Ms. SLAUGHTER. I yield an additional 20 seconds.
Ms. JACKSON-LEE of Texas. As I quickly speak, the amendments I
offered all capture the idea of protecting the consumer. It, in
essence, provides judicial relief.
In this bill, it specifically prohibits the judiciary intervening for
equitable or/and injunctive relief. That means that if the assets are
being misused by the officer that we have designated, then the courts
cannot go in. Where are the checks and balances?
I believe that these amendments that I offered dealing with these
questions of balance and providing money for mortgages, and et cetera,
would have made this a better bill. So I ask my colleagues to consider
that, and of course to consider these 400 economists quoted.
Mr. DREIER. Mr. Speaker, I yield myself 1 minute, and I do so to
respond to the statement of my good friend from Houston, and that being
that, when I said that there are some who have been living beyond their
means, I know that there are people who, in fact, have been lured into
particular products which have encouraged them to live beyond their
means. And that's why, when I talked about adequate supervision and
oversight to ensure that this doesn't happen, that's very important.
But I will say that, as I listen to my constituents, a message which
has come through very loudly and very clearly, Mr. Speaker, is that
people are upset when there are those who clearly have lived way beyond
their means, when taxpayers who are paying their mortgages, meeting
their car payments and other obligations are forced with the prospect
of shouldering responsibility. And that's why I'm very, very pleased
that we've stood forward, and that this package will not, in fact,
thrust that responsibility onto the American taxpayer.
Ms. SLAUGHTER. Mr. Speaker, I yield 3 minutes to the gentleman from
Ohio (Mr. Kucinich).
Mr. KUCINICH. I thank the gentlelady for her kindness.
I rise in opposition, regretfully, to the rule and to the underlying
bill. If we really wanted to protect the taxpayers, we wouldn't be
paying cash for trash, $700 billion in taxpayers' funds which turns our
beloved U.S. Treasury into a toxic landfill.
This plan is a $700 billion bailout of Wall Street speculators,
bankers, lenders who operated for years without the oversight of the
Securities and Exchange Commission, the oversight of the Federal
Reserve.
This legislation doesn't do anything to punish the speculators. It
rewards them by having taxpayers bail them out. It has no additional
controls of speculation, no strengthening of oversight, no mention even
of the implications of the Financial Modernization Act, which took down
Glass-Steagall, which provided those post-depression era protections so
we wouldn't be in this situation that we're in right now.
And I would predict, Mr. Speaker, that we will be right back here in
a few months with the same kinds of problems because we're not solving
the underlying matter here, which is a distortion of the economy
because of speculation run wild on Wall Street.
Now, we've been given a plan, we haven't been given alternatives.
Alternatives would have required Wall Street to pay for its own
bailout. This plan doesn't suspend dividends, it doesn't force
shareholders or creditors to directly contribute to the bailout. This
plan rejected a .25 percent stock transfer tax that would have raised
$100 billion from Wall Street.
This is legislation that is further proof that our government has
been turned into an engine that accelerates the wealth upwards, taking
money from the pockets of the people of this country and putting it
into the hands of the few.
{time} 0045
That is what our tax policy does. It accelerates the wealth of
America upwards. That is what the war does. It accelerates the wealth
of America upwards. That is what our energy policy does. It accelerates
the wealth upwards into the hands of the oil companies. That is what
our financial policies do. And that is what our national debt has done.
It has doubled in the past 8 years, $700 billion that taxpayers are
being put on the hook.
When Wall Street makes a profit, it is their profit. When Wall Street
loses money, our people lose money. Seven hundred billion dollars. Why
aren't we bailing out those millions of Americans who are losing their
homes? Why aren't we addressing the fact that 50 million Americans
don't have any health care? It is absolutely astonishing that we are
talking about giving $700 billion in taxpayers' money which comes in
the failure of the Fed through a quadrupling of public and private debt
during the time of Mr. Greenspan, up to $43 trillion, and we have no
discussion at all about the underlying monetary policy.
The SPEAKER pro tempore. The time of the gentleman from Ohio has
expired.
Mr. DREIER. Mr. Speaker, I'm happy to yield my friend 1 additional
minute.
Mr. KUCINICH. There has been no discussion at all in any of this
about the underlying dynamic of a debt-based monetary system. As long
as we're working in a debt-based monetary system with our having no
control over our own money supply through the Federal Reserve Act of
1913, with the banks being able to literally make money out of thin air
with their fraction reserve policies, how can we ever get to the bottom
of a national debt that is building beyond our capacity to deal with
it?
It is appropriate that this action of the Congress is being timed to
the opening of the Asian markets. How appropriate, given the fact that
we are losing control over our financial destiny. Mr. Speaker, when I
was a child in Cleveland, there was a myth that if you took a shovel
and dug a hole deep enough, you could get to China. We're there.
Ms. SLAUGHTER. Mr. Speaker, I yield 3 minutes to the gentleman from
California (Mr. Sherman).
Mr. SHERMAN. I must respectfully disagree with the characterization
and description of this bill put forward by my good friend, Mr. Dreier,
from California.
This bill does not really limit executive compensation. It does limit
a few types of golden parachutes. But it doesn't have any limits on
regular salaries. Million-dollar-a-month salaries will continue, and
they can be raised to $1.5 million a month once the companies get those
bailout dollars and feel they can afford to be that generous to their
favorite executives.
Foreign banks are going to get hundreds of billions of dollars out of
this bill. Now, the bill says that the Treasury only buys securities
from U.S. entities. But how does this work then? Well, let's say the
Bank of Shanghai is holding $30 billion of toxic assets, business
mistakes they made in China. They simply have to sell those $30 billion
of bad assets to their subsidiary in the United States. They all have
small subsidiaries here. That subsidiary can
[[Page H10321]]
then, the next day, sell them to the U.S. Treasury. Or alternatively
they can sell that $30 billion package of toxic assets to Goldman
Sachs, and then Goldman Sachs can sell them to the Treasury the next
day.
But keep in mind, if they choose to use their own subsidiary, they
sell $30 billion of assets to the Treasury. By 2010, 2011 they can
dissolve that subsidiary and leave this country. And how are you going
to impose any recoupment tax on them? The concept that there is a
guarantee that we're going to recoup our money is absolutely wrong. We
would have to pass a $200 billion or $300 billion tax increase bill in
2013. And under section 134 of this bill, that tax is not just on those
who are bailed out. It is on the entire financial services industry.
How else could you construct a tax if you have one bank that got bailed
out to the tune of $1 million and another bank that got bailed out to
the tune of $1 billion? What tax rate would you apply to banks of that
size? The only way to do it is to impose a tax on a whole segment of or
the entire financial services industry.
That means you're going to have the unfairness of taxing community
banks and credit unions to pay for the money we give to Wall Street. It
also means the bill isn't going to pass at all. Imagine the unfairness
argument that that creates. But also any bill to tax Wall Street needs
to get through a Senate where 41 Senators can block the bill. And Wall
Street will now have enough money, our money, to hire 4,100 lobbyists.
All they need is a good argument. And that good argument is that there
is no fair way to recoup the money from the individual companies that
got it. Many of the companies getting this money in 2009 aren't going
to be around in 2013. Many of them are going to be shell companies that
are deliberately dissolved in 2013.
We do not have to panic. Four hundred eminent professors of
economics, including three Nobel laureates, tell us Congress should not
rush. Let's not rush. Let's pass a good bill next week.
Mr. DREIER. Mr. Speaker, I yield myself 1 minute.
I do so to remind my California colleague, my friend from Sherman
Oaks, that the fact of the matter is when we look at the way the
premiums are handled today through the Federal Deposit Insurance
Corporation that guarantees that our constituents who have up to
$100,000 in those accounts with the full faith and credit of the
Federal Government behind them, if in fact that FDIC fund is in any way
diminished, what is it that happens? There is an increase in the
premium spread among those financial institutions.
Similarly as we look at the prospect and the guarantee in this
legislation that the taxpayers will not be shouldering the
responsibility of that $700 billion, what we have done is we have in
place a mechanism whereby through the CBO reporting, the President is
required to submit to Congress a plan which calls for an actual
increase in that, primarily to be spread most likely among those who
have benefited from the program.
And with that I reserve the balance of my time.
Ms. SLAUGHTER. May I inquire from my colleague if he has any further
speakers.
Mr. DREIER. You're looking at him, Madam Chairman.
Does the gentlewoman have any further speakers?
Ms. SLAUGHTER. Let me first give Mr. Sherman 30 seconds to respond.
Mr. SHERMAN. Under this bill, it is guaranteed we will get a proposal
from the President. But to say that guarantees we're going to pass it
is absolutely wrong. We don't pass 200 or $300 billion tax increase
bills on the entire financial services industry over the objection of
Wall Street and with the really credible argument that we will be
taxing the good banks to pay for the sins of the bad banks and taxing
the small local banks to pay for the sins of Wall Street--4,100
lobbyists to stop with 41 Senators a bill that will be highly
controversial.
Mr. DREIER. Mr. Speaker, so I understand from the distinguished Chair
of the Committee on Rules that she is the final speaker on the other
side?
Ms. SLAUGHTER. Yes, I am.
Mr. DREIER. Mr. Speaker, I yield myself the balance of the time.
And let me just respond by saying that the anger level among the
American people reflected in those of us who are elected
representatives is such that there is no way in the world that we would
allow, that we would allow the United States Congress to thrust on to
their shoulders this responsibility. And I am convinced that within 5
years as we look at those institutions that have been the direct
beneficiaries of this program that if in fact there is one penny of
taxpayer dollars exposed here, I have little doubt that just as is the
case with the increase in premiums the banking institutions shoulder
through the Federal Deposit Insurance Corporation, this institution
will make the taxpayers whole by saying to these institutions that have
been the beneficiaries of this program that they must pay for that.
Now, Mr. Speaker, as I said, there are a wide range of reasons that
we are all angry that we're here. I am very, very angry that I am here.
I know that my constituents are angry that we're here facing the
challenge that we are.
But there is one thing that everyone will acknowledge: the United
States of America faces a credit crisis. There is a crisis of
confidence. And I want to make sure that throughout the coming weeks,
months and years that when people who have deposits in financial
institutions go to their automatic teller machines and seek to
withdraw, that those dollars are there. Mr. Speaker, I want to make
sure that when the hardworking, diligent, small businessmen and -women
on Main Street are seeking an opportunity to take a brilliant and
creative idea that they have and to get access to capital, that they
are able to do that. I want to make sure that when people are seeking
the American Dream of homeownership and they want to step forward and
responsibly take on that obligation, that they are able to have access
to that credit. I want to make sure that as we deal with this global
economy, and the fact of the matter is, we, the United States of
America, are shaping this global economy, and it is imperative that we
continue to shape that global economy, so that we can pry open new
markets for U.S. goods and services around the world. As we do these
things, Mr. Speaker, it seems to me that we have a responsibility to
put into place policies which will diminish the pain that we are facing
today and play a role in instilling the confidence that is necessary to
ensure that we have the credit that the American people deserve and
desperately need.
Now, when this package came forward, there were a wide range of
provisions that led my constituents to be understandably outraged. And
I'm very grateful that as we stand here at 1 o'clock this morning--in
just a few hours we will be voting on the previous question in this
rule--I am very pleased that there are a number of provisions in this
package which will make it acceptable to many.
First of all, I'm glad that we are not mandating that union leaders
all of a sudden automatically be granted positions on boards of
directors. I am very pleased that the very controversial organization
known as ACORN is not going to receive one single penny from this
program. I'm very pleased that we will not see the so-called cram-down
provisions whereby judges would be able to distort the marketplace by
completely reestablishing interest rates on mortgages. And I'm very
pleased that under this package, we will be able to see that
executives, executives who have heretofore been the beneficiaries
through these so-called golden parachutes will instead get concrete
shoes which will take them to the ground.
And I also have to say that as we look at the overall executive
compensation packages, the fact is that we will not see companies who
are part of this program continue down the road of very, very high
levels of compensation.
{time} 0100
I also have to say that, as we look at the structure, the existence
of an inspector general and the work of the Government Accountability
Office and as we look at the dramatically increased role that the
United States Congress will play in oversight, it will go a long way
towards ensuring the kind of accountability that this institution has
to the American people.
Mr. Speaker, I'm going to call for a defeat of the previous question,
and I
[[Page H10322]]
intend to offer an amendment to the rule which will make in order an
alternative offered by my good friend from Virginia (Mr. Cantor). This
alternative will stabilize the markets through privately funded
mortgage insurance, using risk-based premiums with increased
transparency. It will empower private investors to bring private
capital off the sidelines to help us resolve this crisis. Most
importantly, it will put in place strong oversight reform and corporate
accountability.
Many of these provisions were developed as part of Mr. Cantor's
working group, and some but not all were included in the final package.
By defeating the previous question, we will be able to consider the
working group's complete package as an alternative.
Mr. Speaker, I ask unanimous consent that the full text of the
amendment that I will be offering here appear in the Record immediately
prior to the vote that we'll be having in about 7 hours on the previous
question.
The SPEAKER pro tempore. Is there objection to the request of the
gentleman from California?
There was no objection.
Mr. DREIER. With that, I urge a ``no'' vote on the previous question
so we can make this in order.
I yield back the balance of my time.
Ms. SLAUGHTER. Mr. Speaker, I urge a ``yes'' vote on the previous
question and a ``yes'' vote on the rule.
The material previously referred to by Mr. Dreier is as follows:
Amendment to H. Res. __ Offered by Rep. Dreier of California
At the end of the resolution, add the following:
Sec. 3. Notwithstanding any other provision of this
resolution or the operation of the previous question, it
shall be in order to consider the amendment printed in
section 4, if offered by Representative Cantor or his
designee, to the motion specified in Section 1. The amendment
printed in section 4 shall be considered as read, shall not
be subject to amendment, and shall not be subject to a demand
for division of the question. The previous question shall be
considered as ordered on the amendment to its adoption
without intervening motion except, one hour of debate equally
divided and controlled by the proponent and an opponent. All
points of order against such amendment are waived.
Sec. 4. The amendment referred to in section 3 is as
follows:
In lieu of the amendment printed in the report of the
Committee on Rules, the House shall concur in the Senate
amendment to the House amendment to the Senate amendment with
the following amendment:
Strike all after the enacting clause and insert the
following:
SECTION 1. SHORT TITLE.
This Act may be cited as the ``Economic Rescue Act of
2008''.
TITLE I. MORTGAGE-BACKED SECURITIES
SEC. 101. THE INSURANCE OF MORTGAGE-BACKED SECURITIES.
(a) Mortgage-Backed Security Insurance.--Upon the enactment
of this Act, the timely payment of up to 100 percent of
principal of and interest on each mortgage-backed security
held by a financial institution on or before September 24,
2008 is hereby insured on such terms and conditions as
determined by the Secretary consistent with this Title, as
those terms are defined in Section 111.
(b) Necessary Actions.--The Secretary is authorized to take
such actions as he deems necessary to carry out the
authorities in this Title, including--
(1) appointing such employees as may be required to carry
out the authorities in this Title and defining their duties;
(2) entering into contracts, including contracts for the
services of experts and consultants as authorized by section
3109 of title 5, United States Code, without regard to any
other provision of law regarding public contracts;
(3) designating financial institutions as financial agents
of the Government, and they shall perform all such reasonable
duties related to this Title as financial agents of the
Government as may be required of them;
(4) establishing vehicles that are authorized, subject to
supervision by the Secretary, to provide, and make payments
on, the insures referred to in subsection (a) and issue
obligations; and
(5) issuing such regulations and other guidance as may be
necessary or appropriate to define terms or carry out the
authorities of this Title.
SEC. 102. CONSIDERATIONS.
(a) Secretary Consideration.--In exercising the authorities
granted in this Title, the Secretary shall take into
consideration means for--
(1) protecting the taxpayer;
(2) providing stability or preventing disruption to the
financial markets or banking system; and
(3) taking appropriate steps to manage any conflicts of
interest in the hiring of contractors or advisors.
(b) Rulemaking Exemption.--Any regulation issued under the
authority provided in this Title shall not be subject to the
rulemaking provisions as set forth, in section 553 of title
5, United States Code.
SEC. 103. INSURANCE PREMIUMS.
(a) Insurance Premiums.--The Secretary shall collect
premiums from each financial institution, as such term is
defined in section 111 of this Title, in order to fund the
Morgtage-Backed Securities Fund established in section 105
and used to satisfy obligations incurred under this Title.
(b) Premium Collection.--The premium collected pursuant to
subsection (a) shall be collected from each financial
institution notwithstanding such institution's application,
if any, for insures set forth in section 101(a).
(c) Authority to Base Insurance Premium on Product Risk.--
In establishing the insurance premium under subsection (a),
the Secretary may provide for variations in such rates
according to the credit risk associated with the mortgage-
backed security held by a financial institution as such term
is defined in section 111.
(d) Sufficient Level.--The premium referred to in
subsection (a) shall be set by the Secretary at a level
necessary to maintain a level of funding in the Mortgage-
Backed Securities Fund, as established in section 104,
sufficient to meet anticipated claims based upon actuarial
analysis.
(e) Expiration.--The Secretary may cease collecting
premiums set forth in subsection (a) if he determines the
Mortgage-Backed Securities Fund has sufficient reserves to
meet anticipated claims as described in subsection (d).
SEC. 104. ACCESS TO RECORDS.
(a) Access.--For the purposes of evaluating the risk and
price of the insurance provided under this Title, and
evaluating the overall economic health of the [institution]
seeking to purchase or sell assets to be covered by the
insurance program under this Title, the Secretary shall
require, as a condition of participation in such insurance
program and as a condition of coverage of an asset, that the
[purchasing institution and the selling institution [or just
the latter?]] shall--
(1) provide to any person designated by the Secretary to
examine the records of the [institution] upon request and at
such reasonable time as the Secretary may request, access--
(A) to any information, data, schedules, books, accounts,
financial records, reports, files, electronic communications,
or other papers, things, or property belonging to or used by
the institution;
(B) to the most recent audit findings, valuations of the
institution's current mortgage assets, and valuations of any
private bids the institution has received and rejected for
those assets; and
(C) to the officers, directors, employees, independent
public accountants, financial advisors, and other agents and
representatives of the institution;
(2) permit such persons to make and retain copies of such
books, accounts, and other records as the Secretary deems
appropriate; and
(3) afford full facilities for verifying transactions with
the balances or securities held by depositories, fiscal
agents, and custodians of the institution.
(b) Nondisclosure of Information.--Any information obtained
under subsection (a) shall be confidential and the Secretary
shall ensure that such information not be disclosed to the
public and not be used for any purpose other than evaluating
the overall economic health of the institution seeking [to
purchase or sell] assets to be covered by the insurance
program under this Title and the risk and price of the
insurance provided under this Title.
SEC. 105. MORTGAGE-BACKED SECURITIES FUND.
(a) Collected Premiums.--The Secretary shall deposit
premiums collected pursuant to section 103(a) of this Title
into the Mortgage-Backed Securities Fund as established in
subsection (b).
(b) Mortgage-Backed Securities Fund.--There is hereby
established a Mortgage-Backed Securities Fund (in this title
referred to as the ``Fund'').
(c) Authority.--Premiums deposited in the Fund pursuant to
subsection section (a) shall be invested in obligations of
the United States, or kept in cash on hand or on deposit, as
necessary.
(d) Payments From the Fund.--The Secretary shall make
payments from amounts deposited in the Fund to fulfill the
obligations of the insurance provided to financial
institutions as set forth in section 101(a).
(e) Fund Sufficiency.--The Secretary shall increase
insurance premiums if he determines, after consultation with
the Government Accountability Office, to a level sufficient
to assure reserves in the Fund will meet anticipated needs.
(f) Transfer Authority.--The Secretary of the Treasury is
authorized and directed to loan to the Fund, on such terms as
may be fixed by the Secretary, such funds as in the
Secretary's judgment are from time to time required for
purposes of this Title.
SEC. 106. PAYMENT OF INSURANCE PREMIUMS.
(a) Payment and Subrogation.--If a financial institution
that holds a mortgage-backed security on September 24, 2008,
for which insurance is provided pursuant to this Title, is
unable to make any payment of principal of or interest on
such security, the Secretary shall make such payment as and
[[Page H10323]]
when due, in cash, and upon such payment shall be subrogated
fully to the rights satisfied by such payment.
(b) Contract.--The Secretary is hereby authorized, in
connection with any insurance under this Title, whether
before or after any default, to provide by contract with the
holder, referred to in subsection (a), for the
extinguishment, upon default by the holder, of any
redemption, equitable, legal, or other right, title, or
interest of the holder in any mortgage or mortgages
constituting the trust or pool against which the mortgage-
backed securities insured under this Title are issued; and
with respect to any issue of such insured securities, in the
event of default and pursuant otherwise to the terms of the
contract, the mortgages that constitute such trust or pool
backing the security shall become the absolute property of
the U.S. Treasury, subject only to the unsatisfied rights of
the holders of the mortgage-backed securities based on and
backed by such trust or pool.
(c) Limitation on Application of Law.--No State or local
law, and no Federal law, shall preclude or limit the exercise
of the Secretary's (A) power to contract with the issuer on
the terms set forth in subsection (b), or (B) authorization
to enforce any such contract with the holder; or (C) the
rights, as provided in subsection (b), in the mortgages
constituting the trust or pool against which such insured
securities are issued.
(d) Full Faith and Credit.--The full faith and credit of
the United States is pledged to the payment of all amounts
which may be required to be paid under any insurance under
this Title.
SEC. 107. FUNDING.
For the purpose of the authorities granted in this Title,
and for the costs of administering those authorities, the
Secretary may use funds from the amounts in the Mortgage-
Backed Securities Fund. Any funds expended from the Fund for
actions authorized by this Title, including the payment of
administrative expenses, shall be deemed appropriated at the
time of such expenditure.
SEC. 108. REVIEW.
Decisions by the Secretary pursuant to the authority of
this Title are non-reviewable and committed to agency
discretion, and may not be reviewed by any court of law or
any administrative agency.
SEC. 109. [CREDIT REFORM].
(a) In General.--[Subject to subsection (b), the costs of
insures made under this Title shall be determined as provided
under the Federal Credit Reform Act of 1990 (2 U.S.C. 661 et
seq.), as applicable.
(b) Costs.--For the purposes of Section 502(5) of the
Federal Credit Reform Act of 1990 [2 U.S.C. 661a(5)], the
cost of each guarantee of a mortgage-backed security under
this Title shall be calculated by--
(1) adjusting the discount rate in section 502(5)(E) (2
U.S.C. 661a(5)(E)) for market risks, and
(2) using the difference between the current estimate,
consistent with subparagraph (b)(1) under the terms of the
insured mortgage-backed security and the current estimate
consistent with subparagraph (b)(1) under the terms of the
insured.]
SEC. 110. REPORTS TO CONGRESS.
Within 60 days of the first exercise of the authority set
forth in section 101(a), and semiannually thereafter, the
Secretary shall report to the Committees on the Budget,
Financial Services, and Ways and Means of the House of
Representatives and the Committees on the Budget, Finance,
and Banking, Housing, and Urban Affairs of the Senate with
respect to the authorities exercised under this Title and the
considerations required by section 102.
SEC. 111. DEFINITIONS.
For purposes of this Title, the following definitions shall
apply:
(1) Financial institution.--The term ``financial
institution'' means any institution including, but not
limited to, banks, thrifts, credit unions, broker-dealers,
insurance companies, and the trustees administering mortgage-
backed securities trusts, having significant operations in
the United States; and, upon the Secretary's determination in
consultation with the Chairman of the Board of Governors of
the Federal Reserve, holds or has issued applicable mortgage-
backed securities;
(2) Secretary.--The term ``Secretary'' means the Secretary
of the Treasury;
(3) Mortgage-backed security.--The term ``mortgage-backed
security'' means securities, obligations, other instruments,
or other securities, other than those guaranteed by the
Government National Mortgage Association, as shall be based
on and backed by a trust or pool composed of mortgages that
in each case was originated or issued on or before September
24, 2008;
(4) United states.--The term ``United States'' means the
States, territories, and possessions of the United States and
the District of Columbia.
SEC. 112. ANNUAL REPORT AND AUDIT BY THE GOVERNMENT
ACCOUNTABILITY OFFICE.
(a) Annual Report on the Mortgage-Backed Securities Fund.--
The Secretary shall annually submit to Congress a full report
of its operations, activities, budget, receipts, and
expenditures for the preceding 12-month period. The report
shall include, with respect to the Mortgage-Backed Securities
Fund, an analysis of--
(1) the current financial condition of such fund;
(2) the purpose, effect, and estimated cost of each
resolution action taken for payment of insurance during the
preceding year;
(3) the extent to which the actual costs provided to, or
for the benefit of, resulting from insurance during the
preceding year exceeded the estimated costs of such costs
reported in a previous year, as applicable;
(4) the exposure of the Mortgage-Backed Securities Fund to
changes in those economic factors most likely to affect the
condition of that fund;
(5) a current estimate of the resources needed for the
Mortgage-Backed Securities Fund to achieve the purposes of
this Title;
(6) an analysis of the sufficiency of the premium
collections, actual and projected, in meeting the costs of
the Fund.
(7) any findings, conclusions, and recommendations for
legislative and administrative actions considered appropriate
to future activities of the Mortgage-Backed Securities Fund.
(b) Special Report.--Within 45 days of the enactment of
this Act, the Comptroller General shall provide to the
committees of Congress referred to in subsection (d), and
other relevant committees, an initial report on the Fund.
(c) Annual Audit of the Mortgage-Backed Securities Fund.--
(1) Audit required.--The Comptroller General shall audit
annually the financial transactions of the Mortgage-Backed
Securities Fund (the ``Fund'') in accordance with generally
accepted government auditing standards.
(2) Access to books and records.--All books, records,
accounts, reports, files, and property belonging to or used
by the Department of the Treasury that are directly related
to the operations and determination as to the amounts in the
Fund, or by an independent certified public accountant
retained to audit the Fund's financial statements, shall be
made available to the Comptroller General.
(d) Report of the Audit.--A report of the audit conducted
under subsection (c) of this section shall be made by the
Comptroller General to the Congress not later than July 15th
of the year following the year covered by such audit. The
report to the Congress shall set forth the scope of the audit
and shall include a statement of assets and liabilities and
surplus or deficit of the Fund; a statement of surplus or
deficit analysis; a statement of income and expenses; a
statement of sources and application of funds and such
comments and information as may be deemed necessary to inform
Congress, together with such recommendations with respect
thereto as the Comptroller General may deem advisable. The
report shall also show specifically any program, expenditure,
or other financial transaction or undertaking observed in the
course of the audit, which, in the opinion of the Comptroller
General, has been carried on or made without authority of
law. A copy of each report shall be furnished to the
President, to the Secretary of the Treasury, and to Committee
on Banking, Housing, and Urban Affairs, the Committee on the
Budget, and the Committee on Finance of the Senate and the
Committee on Financial Services, the Committee on the Budget,
and the Committee on Ways and Means of the House of
Representatives.
(e) Assistance in Audit.--For the purpose of conducting
such audit the Comptroller General is authorized in his
discretion to employ by contract, without regard to section 5
of title 41 of the United States Code, professional services
of firms and organizations of certified public accountants,
with the concurrence of the Secretary, for temporary periods
or for special purposes.
TITLE II--TAX PROVISIONS
SEC. 201. 5-YEAR CARRYBACK OF LOSSES.
(a) In General.--Subparagraph (H) of section 172(b)(1) of
the Internal Revenue Code of 1986 is amended to read as
follows:
``(H) 5-year carryback of certain losses.--
``(i) Taxable years ending during 2001 and 2002.--In the
case of a net operating loss for any taxable year ending
during 2001 or 2002, subparagraph (A)(i) shall be applied by
substituting `5' for `2' and subparagraph (F) shall not
apply.
``(ii) Taxable years ending during 2007, 2008, and 2009.--
In the case of a net operating loss for any taxable year
ending during 2007, 2008, or 2009--
``(I) subparagraph (A)(i) shall be applied by substituting
`5' for `2',
``(II) subparagraph (E)(ii) shall be applied by
substituting `4' for `2', and
``(III) subparagraph (F) shall not apply.''.
(b) Temporary Suspension of 90 Percent Limit on Certain NOL
Carrybacks and Carryovers.--
(1) In general.--Subclause (I) of section 56(d)(1)(A)(ii)
of such Code is amended--
(A) by inserting ``and 2007, 2008, or 2009'' after ``2001
or 2002'', and
(B) by inserting ``and 2007, 2008, and 2009'' after ``2001
and 2002''.
(2) Conforming amendment.--Subclause (I) of section
56(d)(1)(A)(i) of such Code is amended by inserting ``amount
of such'' before ``deduction described in clause (ii)(I)''.
(c) Anti-Abuse Rules.--The Secretary of the Treasury or the
Secretary's designee shall prescribe such rules as are
necessary to prevent the abuse of the purposes of the
amendments made by this section, including antistuffing
rules, antichurning rules (including rules relating to sale-
leasebacks), and rules similar to the rules under section
1091 of the Internal Revenue Code of 1986 relating to losses
from wash sales.
[[Page H10324]]
(d) Effective Dates.--
(1) Subsection (a).--
(A) In general.--Except as provided in subparagraph (B),
the amendments made by subsection (a) shall apply to net
operating losses arising in taxable years ending in 2007,
2008, or 2009.
(B) Election.--In the case of any taxpayer with a net
operating loss for a taxable year ending during 2007 or
2008--
(i) any election made under section 172(b)(3) of the
Internal Revenue Code of 1986 may not withstanding such
section) be revoked before October 15, 2009, and
(ii) any election made under section 172(j) of such Code
shall (notwithstanding such section) be treated as timely
made if made before October 15, 2009.
(2) Subsection (b).--The amendments made by subsection (b)
shall apply to taxable years ending after December 31, 2006.
SEC. 202. INCENTIVES TO REINVEST FOREIGN EARNINGS IN UNITED
STATES.
(a) In General.--Section 965 of the Internal Revenue Code
of 1986 is amended to read as follows:
``SEC. 965. DEDUCTION FOR DIVIDENDS RECEIVED.
``(a) Deduction.--
``(1) In general.--In the case of a corporation which is a
United States shareholder and for which the election under
this section is in effect for the taxable year, there shall
be allowed as a deduction an amount equal to the applicable
percentage of cash dividends which are received during such
taxable year by such shareholder from controlled foreign
corporations.
``(2) Applicable percentage.--For purposes of paragraph
(1)--
``(A) In general.--Except as provided by subparagraph (B),
the term `applicable percentage' means 85 percent.
``(B) Distressed debt.--In the case of dividends received
with respect to which the requirements of subsection
(b)(4)(B) are met, such term means 100 percent.
``(3) Dividends paid indirectly from controlled foreign
corporations.--If, within the taxable year for which the
election under this section is in effect, a United States
shareholder receives a cash distribution from a controlled
foreign corporation which is excluded from gross income under
section 959(a), such distribution shall be treated for
purposes of this section as a cash dividend to the extent of
any amount included in income by such United States
shareholder under section 951(a)(1)(A) as a result of any
cash dividend during such taxable year to--
``(A) such controlled foreign corporation from another
controlled foreign corporation that is in a chain of
ownership described in section 958(a), or
``(B) any other controlled foreign corporation in such
chain of ownership, but only to the extent of cash
distributions described in section 959(b) which are made
during such taxable year to the controlled foreign
corporation from which such United States shareholder
received such distribution.
``(b) Limitations.--
``(1) In general.--The amount of dividends taken into
account under subsection (a) shall not exceed the greater
of--
``(A) $500,000,000,
``(B) the amount shown on the applicable financial
statement as earnings permanently reinvested outside the
United States, or
``(C) in the case of an applicable financial statement
which fails to show a specific amount of earnings permanently
reinvested outside the United States and which shows a
specific amount of tax liability attributable to such
earnings, the amount equal to the amount of such liability
divided by 0.35.
The amounts described in subparagraphs (B) and (C) shall be
treated as being zero if there is no such statement or such
statement fails to show a specific amount of such earnings or
liability, as the case may be.
``(2) Dividends must be extraordinary.--The amount of
dividends taken into account under subsection (a) shall not
exceed the excess (if any) of--
``(A) the cash dividends received during the taxable year
by such shareholder from controlled foreign corporations,
over
``(B) the sum of--
``(i) the dividends received during the base period year by
such shareholder from controlled foreign corporations,
``(ii) the amounts includible in such shareholder's gross
income for the base period year under section 951(a)(1)(B)
with respect to controlled foreign corporations, and
``(iii) the amounts that would have been included for the
base period year but for section 959(a) with respect to
controlled foreign corporations.
The amount taken into account under clause (iii) for the base
period year shall not include any amount which is not
includible in gross income by reason of an amount described
in clause (ii) with respect to a prior taxable year. Amounts
described in subparagraph (B) for the base period year shall
be such amounts as shown on the most recent return filed for
such year; except that amended returns filed after June 30,
2007, shall not be taken into account.
``(3) Reduction of benefit if increase in related party
indebtedness.--The amount of dividends which would (but for
this paragraph) be taken into account under subsection (a)
shall be reduced by the excess (if any) of--
``(A) the amount of indebtedness of the controlled foreign
corporation to any related person (as defined in section
954(d)(3)) as of the close of the taxable year for which the
election under this section is in effect, over
``(B) the amount of indebtedness of the controlled foreign
corporation to any related person (as so defined) as of the
close of September 26, 2008.
All controlled foreign corporations with respect to which
the taxpayer is a United States shareholder shall be treated
as 1 controlled foreign corporation for purposes of this
paragraph. The Secretary may prescribe such regulations as
may be necessary or appropriate to prevent the avoidance of
the purposes of this paragraph, including regulations which
provide that cash dividends shall not be taken into account
under subsection (a) to the extent such dividends are
attributable to the direct or indirect transfer (including
through the use of intervening entities or capital
contributions) of cash or other property from a related
person (as so defined) to a controlled foreign corporation.
``(4) Requirements.--
``(A) Requirement to invest in united states.--Except as
provided by subparagraph (B), subsection (a) shall not apply
to any dividend received by a United States shareholder
unless the amount of the dividend is invested in the United
States pursuant to a domestic reinvestment plan which--
``(i) is approved by the taxpayer's president, chief
executive officer, or comparable official before the payment
of such dividend and subsequently approved by the taxpayer's
board of directors, management committee, executive
committee, or similar body, and
``(ii) provides for the reinvestment of such dividend in
the United States (other than as payment for executive
compensation), including as a source for the funding of
worker hiring and training, infrastructure, research and
development, capital investments, or the financial
stabilization of the corporation for the purposes of job
retention or creation.
``(B) Distressed debt.--The requirements of this
subparagraph are met if amounts repatriated are invested in
distressed debt (as defined by the Secretary) for at least
one year.
``(c) Definitions and Special Rules.--For purposes of this
section--
``(1) Applicable financial statement.--The term `applicable
financial statement' means--
``(A) with respect to a United States shareholder which is
required to file a financial statement with the Securities
and Exchange Commission (or which is included in such a
statement so filed by another person), the most recent
audited annual financial statement (including the notes which
form an integral part of such statement) of such shareholder
(or which includes such shareholder)--
``(i) which was so filed on or before June 30, 2007, and
``(ii) which was certified on or before June 30, 2007, as
being prepared in accordance with generally accepted
accounting principles, and
``(B) with respect to any other United States shareholder,
the most recent audited financial statement (including the
notes which form an integral part of such statement) of such
shareholder (or which includes such shareholder)--
``(i) which was certified on or before June 30, 2007, as
being prepared in accordance with generally accepted
accounting principles, and
``(ii) which is used for the purposes of a statement or
report--
``(I) to creditors,
``(II) to shareholders, or
``(III) for any other substantial nontax purpose.
``(2) Base period year.--
``(A) In general.--The base period year is the first
taxable year ending in 2007.
``(B) Mergers, acquisitions, etc..--
``(i) In general.--Rules similar to the rules of
subparagraphs (A) and (B) of section 41(f)(3) shall apply for
purposes of this paragraph.
``(ii) Spin-offs, etc.--If there is a distribution to which
section 355 (or so much of section 356 as relates to section
355) applies during the base period year and the controlled
corporation (within the meaning of section 355) is a United
States shareholder--
``(I) the controlled corporation shall be treated as being
in existence during the period that the distributing
corporation (within the meaning of section 355) is in
existence, and
``(II) for purposes of applying subsection (b)(2) to the
controlled corporation and the distributing corporation,
amounts described in subsection (b)(2)(B) which are received
or includible by the distributing corporation or controlled
corporation (as the case may be) before the distribution
referred to in subclause (I) from a controlled foreign
corporation shall be allocated between such corporations in
proportion to their respective interests as United States
shareholders of such controlled foreign corporation
immediately after such distribution.
Subclause (II) shall not apply if neither the controlled
corporation nor the distributing corporation is a United
States shareholder of such controlled foreign corporation
immediately after such distribution.
``(3) Dividend.--The term `dividend' shall not include
amounts includible in gross income as a dividend under
section 78, 367, or 1248. In the case of a liquidation under
section 332 to which section 367(b) applies, the preceding
sentence shall not apply to the extent the United States
shareholder actually receives cash as part of the
liquidation.
[[Page H10325]]
``(4) Coordination with dividends received deduction.--No
deduction shall be allowed under section 243 or 245 for any
dividend for which a deduction is allowed under this section.
``(5) Controlled groups.--
``(A) In general.--All United States shareholders which are
members of an affiliated group filing a consolidated return
under section 1501 shall be treated as one United States
shareholder.
``(B) Application of $500,000,000 limit.--All corporations
which are treated as a single employer under section 52(a)
shall be limited to one $500,000,000 amount in subsection
(b)(1)(A), and such amount shall be divided among such
corporations under regulations prescribed by the Secretary.
``(C) Permanently reinvested earnings.--If a financial
statement is an applicable financial statement for more than
1 United States shareholder, the amount applicable under
subparagraph (B) or (C) of subsection (b)(1) shall be divided
among such shareholders under regulations prescribed by the
Secretary.
``(d) Denial of Foreign Tax Credit; Denial of Certain
Expenses.--
``(1) Foreign tax credit.--No credit shall be allowed under
section 901 for any taxes paid or accrued (or treated as paid
or accrued) with respect to the deductible portion of--
``(A) any dividend, or
``(B) any amount described in subsection (a)(2) which is
included in income under section 951(a)(1)(A).
No deduction shall be allowed under this chapter for any tax
for which credit is not allowable by reason of the preceding
sentence.
``(2) Expenses.--No deduction shall be allowed for expenses
properly allocated and apportioned to the deductible portion
described in paragraph (1).
``(3) Deductible portion.--For purposes of paragraph (1),
unless the taxpayer otherwise specifies, the deductible
portion of any dividend or other amount is the amount which
bears the same ratio to the amount of such dividend or other
amount as the amount allowed as a deduction under subsection
(a) for the taxable year bears to the amount described in
subsection (b)(2)(A) for such year.
``(4) Coordination with section 78.--Section 78 shall not
apply to any tax which is not allowable as a credit under
section 901 by reason of this subsection.
``(e) Increase in Tax on Included Amounts Not Reduced by
Credits, etc.--
``(1) In general.--Any tax under this chapter by reason of
nondeductible CFC dividends shall not be treated as tax
imposed by this chapter for purposes of determining--
``(A) the amount of any credit allowable under this
chapter, or
``(B) the amount of the tax imposed by section 55.
Subparagraph (A) shall not apply to the credit under section
53 or to the credit under section 27(a) with respect to taxes
which are imposed by foreign countries and possessions of the
United States and are attributable to such dividends.
``(2) Limitation on reduction in taxable income, etc.--
``(A) In general.--The taxable income of any United States
shareholder for any taxable year shall in no event be less
than the amount of nondeductible CFC dividends received
during such year.
``(B) Coordination with section 172.--The nondeductible CFC
dividends for any taxable year shall not be taken into
account--
``(i) in determining under section 172 the amount of any
net operating loss for such taxable year, and
``(ii) in determining taxable income for such taxable year
for purposes of the 2nd sentence of section 172(b)(2).
``(3) Nondeductible cfc dividends.--For purposes of this
subsection, the term `nondeductible CFC dividends' means the
excess of the amount of dividends taken into account under
subsection (a) over the deduction allowed under subsection
(a) for such dividends.
``(f) Election.--The taxpayer may elect to apply this
section to--
``(1) the taxpayer's last taxable year which begins before
the date of the enactment of this section, or
``(2) the taxpayer's first taxable year which begins during
the 1-year period beginning on such date.
Such election may be made for a taxable year only if made
before the due date (including extensions) for filing the
return of tax for such taxable year.''.
(b) Clerical Amendment.--The item in the table of sections
for subpart F of part III of subchapter N of chapter 1 of
such Code relating to section 965 is amended to read as
follows:
``Sec. 965. Deduction for dividends received.''.
(c) Effective Date.--The amendments made by this section
shall apply to taxable years ending on or after the date of
the enactment of this Act.
SEC. 203. GAIN OR LOSS FROM SALE OR EXCHANGE OF CERTAIN
PREFERRED STOCK.
(a) In General.--For purposes of the Internal Revenue Code
of 1986, gain or loss from the sale or exchange of any
applicable preferred stock by any applicable financial
institution shall be treated as ordinary income or loss.
(b) Applicable Preferred Stock.--For purposes of this
section, the term ``applicable preferred stock'' means any
stock--
(1) which is preferred stock in--
(A) the Federal National Mortgage Association, established
pursuant to the Federal National Mortgage Association Charter
Act (12 U.S.C. 1716 et seq.), or
(B) the Federal Home Loan Mortgage Corporation, established
pursuant to the Federal Home Loan Mortgage Corporation Act
(12 U.S.C. 1451 et seq.), and
(2) which--
(A) was held by the applicable financial institution on
September 6, 2008, or
(B) was sold or exchanged by the applicable financial
institution on or after January 1, 2008, and before September
7, 2008.
(c) Applicable Financial Institution.--For purposes of this
section:
(1) In general.--Except as provided in paragraph (2), the
term ``applicable financial institution'' means--
(A) a financial institution referred to in section
582(c)(2) of the Internal Revenue Code of 1986, or
(B) a depository institution holding company (as defined in
section 3(w)(1) of the Federal Deposit Insurance Act (12
U.S.C. 1813(w)(1))).
(2) Special rules for certain sales.--In the case of --
(A) a sale or exchange described in subsection (b)(2)(B),
an entity shall be treated as an applicable financial
institution only if it was an entity described in
subparagraph (A) or (B) of paragraph (1) at the time of the
sale or exchange, and
(B) a sale or exchange after September 6, 2008, of
preferred stock described in subsection (b)(2)(A), an entity
shall be treated as an applicable financial institution only
if it was an entity described in subparagraph (A) or (B) of
paragraph (1) at all times during the period beginning on
September 6, 2008, and ending on the date of the sale or
exchange of the preferred stock.
(d) Special Rule for Certain Property Not Held on September
6, 2008.--The Secretary of the Treasury or the Secretary's
delegate may extend the application of this section to all or
a portion of the gain or loss from a sale or exchange in any
case where--
(1) an applicable financial institution sells or exchanges
applicable preferred stock after September 6, 2008, which the
applicable financial institution did not hold on such date,
but the basis of which in the hands of the applicable
financial institution at the time of the sale or exchange is
the same as the basis in the hands of the person which held
such stock on such date, or
(2) the applicable financial institution is a partner in a
partnership which--
(A) held such stock on September 6, 2008, and later sold or
exchanged such stock, or
(B) sold or exchanged such stock during the period
described in subsection (b)(2)(B).
(e) Regulatory Authority.--The Secretary of the Treasury or
the Secretary's delegate may prescribe such guidance, rules,
or regulations as are necessary to carry out the purposes of
this section.
(f) Effective Date.--This section shall apply to sales or
exchanges occurring after December 31, 2007, in taxable years
ending after such date.
TITLE III--MORTGAGE FRAUD PREVENTION
SEC. 301. SHORT TITLE.
This Act may be cited as the ``Stop Mortgage Fraud Act''.
SEC. 302. MORTGAGE FRAUD ELIMINATION.
(a) Authorization of Appropriation for the FBI.--For fiscal
years 2009, 2010, 2011, and 2012, there are authorized to be
appropriated
(1) $31,250,000 to support the employment of 30 additional
agents of the Federal Bureau of Investigation and 2
additional dedicated prosecutors at the Department of Justice
to coordinate prosecution of mortgage fraud efforts with the
offices of the United States Attorneys; and
(2) $750,000 to support the operations of interagency task
forces of the Federal Bureau of Investigation in the areas
with the 15 highest concentrations of mortgage fraud.
(b) Authorization of Appropriations for the SEC.--There are
authorized to be appropriated to the Securities Exchange
Commission, [the Federal Bureau of Investigation, and the
Department of Justice] such sums as are necessary for
activities to uncover address mortgage fraud.
SEC. 303. LIMITATIONS ON GSE SECURITIZATION AUTHORITY.
Part 2 of subtitle A of the Federal Housing Enterprise
Financial Safety and Soundness Act of 1992 (12 U.S.C. 4541 et
seq.), as amended by the Housing and Economic Recovery Act of
2008 (Public Law 110-289) is amended by adding at the end the
following new section:
``SEC. 1327. LIMITATIONS ON GSE SECURITIZATION AUTHORITY.
``(a) Prohibition.--The director shall, by regulation,
prohibit each enterprise from issuing, guaranteeing, or
selling securities based on or backed by mortgages described
in subsection (b).
``(b) Covered Mortgages.--The mortgages described in this
subsection are
``(1) mortgages commonly known as Alt-A or Alternative A-
paper mortgages, as defined by the Director, which shall
include mortgages that the Director determines to have an
increased level of credit risk due to borrower's not meeting
traditional or standard underwriting guidelines, including
guidelines with respect to--
``(A) documentation of amount or source of income or
assets;
[[Page H10326]]
``(B) debt-to-income ratio;
``(C) assets and type of property being financed;
``(D) credit history;
``(E) loan to value ratios; and
``(F) occupancy of the property being financed or borrower
characteristics involved; and
``(2) mortgages having characteristics that are not typical
of the lending practices of the mortgages that are made to
comply with a provision of Federal or State law or
regulation.''.
SEC. 304. COMMISSION REGULATIONS RELATING TO ASSET-BACKED
SECURITIES FOR PURPOSES OF NRSRO RATINGS.
(a) NRSRO Asset-Backed Securities.--Section 3(a)(62)(B)(iv)
of the Securities Exchange Act of 1934 (15 U.S.C.
78c(a)(62)(B)(iv)) is amended by striking ``as in effect on
the date of enactment of this Act'' and inserting ``,
including NRSRO asset-backed securities approved by the
Commission and listed in such section.''.
(b) Revision of Regulations.--Not later than 180 days after
the date of enactment of this Act, the Securities and
Exchange Commission shall revise the regulations in section
1101(c) of part 229 of title 17, Code of Federal Regulations,
relating to the term ``asset-backed securities'' for purposes
of section 3(a)(62)(B)(iv) of the Securities Exchange Act of
1934 (15 U.S.C. 78c(a)(62)(B)(iv)). The revisions required
under this subsection shall--
(1) define a subset of asset-back securities to be referred
to as ``NRSRO asset-backed securities'', which shall be the
only asset-backed securities for which a credit rating agency
may register and issue ratings as a nationally recognized
statistical rating organization and, which shall be
restricted to securities representing interests in pools of
assets whose performance can be evaluated based on a
documented history of predictable performance of similar
assets and which are contained in structures which also have
a documented history of predictable performance; and
(2) include a list of the classes of securities approved as
NRSRO asset-backed securities pursuant to subsection (c).
Nothing in this subsection shall be construed so as to limit
any credit rating agency from rating asset-backed instruments
which are not designated as ``NRSRO asset-backed securities''
so long as such credit rating agency makes it explicit that
such instruments are not NRSRO asset-backed securities and
the associated ratings are not issued pursuant to its status
as a nationally recognized statistical rating
organization.
(c) Approval Process for NRSRO Asset-Backed Securities
Classes.--
(1) Initial fast-track approval.--Not later than 90 days
after the date of enactment of this Act, the Securities and
Exchange Commission shall establish an initial list of
classes of securities approved as NRSRO asset-backed
securities.
(2) Subsequent approval.--After the approval of the initial
list of classes of NRSRO asset-backed securities under
paragraph (1), the Commission shall approve additional
classes of asset-backed securities as NRSRO asset-backed
securities on an ongoing basis.
(3) Procedure.--The Commission shall approve a securities
class as NRSRO asset-backed securities only--
(A) upon the application (in such form determined by the
Commission) of a nationally recognized statistical rating
organization concerning a specific class of asset-backed
securities;
(B) after receiving comment from Federal and State
regulators of institutions or entities reasonably expected to
seek funding from or invest in such class of securities,
including the Federal Reserve System, the Office of the
Comptroller of the Currency, the Office of Thrift
Supervision, the Federal Deposit Insurance Corporation, the
Pension Benefit Guaranty Insurance Corporation, and State
banking insurance authorities; and
(C) after any other investigation and due diligence the
Commission determines to be necessary to evaluate the
proposed NRSRO asset-backed securities class's compliance
with the standards described in paragraph (4) prior to
granting their approval.
(4) Standards for approval of NRSRO asset-based
securities.--Approval of a class of securities as an NRSRO
asset-backed securities class shall be limited to those
securities whose future performance meets the standard of
`reasonably predictable'. At a minimum, a determination of a
reasonably predictable performance standard shall require--
(A) a sufficient history of performance data, from a
diverse base of sponsors spanning at least 1 complete
economic cycle for both the collateral assets or reference
assets and the structure so as to generate reasonably
accurate statistical estimates of future performance;
(B) the ability to aggregate pools of the collateral assets
or reference assets of sufficient size to generate reasonably
accurate statistical estimates;
(C) the existence of contracts for such collateral asset
product which are sufficiently standardized to generate
reasonably accurate statistical estimates; and
(D) sufficient standardization of service quality and
procedures for such collateral asset product to generate
reasonably accurate statistical estimates. Securities that
fail to meet 1 or more of conditions set forth in
subparagraphs (A) through (D) shall not qualify for
eligibility as NRSRO asset-backed securities or ratings.
SEC. 305. QUALIFICATIONS FOR REGISTRATION.
Section 15E of the Securities Exchange Act (15 U.S.C. 78o-
7) is amended--
(1) in subsection (c), by redesignating paragraph (2) as
paragraph (3) and inserting after paragraph (1) the
following:
``(2) Review of ratings and cooperation with commission.--
In order to maintain its registration and the integrity of
the NRSRO ratings system, a nationally recognized statistical
rating organization shall annually review all ratings issued
and outstanding in obligor categories for which it has
registered, with such review to result in a formal re-rating
affirmation, upgrade, downgrade or ratings removal. Each
nationally recognized statistical rating organization shall
provide the Commission with full access to models,
documentation, assumptions and performance data upon request,
shall answer all questions and queries posed by Commission on
a timely basis, and otherwise cooperate with any Commission
investigation''.
(2) in subsection (d), by striking `The Commission' and
inserting
``(1) In general.--The Commission.''.
(3) by redesignating paragraphs (1) through (5) as
subparagraphs (A) through (E), respectively; and (4)
(4) by adding a new subparagraph (F) as follows:
``(F) has, in the course of an investigation into the
integrity of its NRSRO ratings caused the Commission to
believe that a suspension or revocation of its NRSRO
registration is in the public interest.''.
(5) by adding at the end the following:
``(2) Determination and examination by commission.--In
assessing whether a nationally recognized statistical rating
organization is consistently producing credit ratings with
integrity for purposes of paragraph (5), the Commission shall
determine whether ratings are issued with the expectation of
meeting aggregate historical loss and default standards for
given ratings levels across all categories for which a credit
rating agency has registered under this section. In the case
of a nationally recognized statistical rating organization
which has registered for a category or categories for which
its ratings experience covers less than a full economic
cycle, the standards shall be consistent with industry norms
for such category or categories. Additionally, as part of the
ongoing qualification of NRSROs, adherence to the foregoing
provisions shall be evaluated through the Commission's
regular surveillance of NRSRO models, systems, assumptions
and performance.''.
SEC. 306. FINANCIAL STATEMENT REVIEW.
(a) In General.--The Securities and Exchange Commission
shall--
(1) review any financial statements required under section
13 of the Securities Exchange Act of 1934 (15 U.S.C. 78m) of
any rescued issuer for the rescued issuer's fiscal year 2005
and each succeeding fiscal year up to and including the
fiscal year in which such issuer became a rescued issuer; and
(2) examine each of the audits that were the basis of such
financial statements, and all the supporting books, papers,
correspondence, memoranda, or other records or materials on
which such audits were performed.
(b) Additional Action.--The Commission shall--
(1) if the Commission determines there was a material
misstatement made in any financial statement reviewed under
subsection (a), require the issuer to file with the
Commission a financial statement correcting such
misstatement; and
(2) take all other appropriate actions under the Securities
Exchange Act of 1934 (15 U.S.C. 78a et seq.).
(c) Definition.--For purposes of this section, the term
``rescued issuer'' means any issuer (as such term is defined
in section 3(a)(8) of the Securities Exchange Act of 1934
(15 U.S.C. 78c(a)(8)) that has received, prior to the date
of enactment of this Act, Federal Government intervention
through sale negotiation assistance, loan guarantee,
placement under conservatorship or receivership, or other
assumption of the management, governance, and control of
the issuer by the Department of the Treasury or the Board
of Governors of the Federal Reserve, an emergency loan of
public funds made to the issuer by the Department of the
Treasury or the Board of Governors of the Federal Reserve,
or other similar Federal Government intervention.
SEC. 307. COMPENSATION ADJUSTMENT.
(a) Compensation Adjustment Due to Government
Intervention.--
(1) In general.--An officer of an institution shall pay to
the Department of the Treasury any amounts received by such
officer during a year as a bonus or other incentive-based or
equity-based compensation from the institution during--
(A) a year in which the institution is subject to a
government intervention; and
(B) the two years prior to a year in which the institution
is subject to a government intervention.
(2) Compensation adjustment defined.--For purposes of this
subsection, and with respect to an issuer, the term
``government intervention'' means--
(A) the placement of the issuer under conservatorship,
receivership, or other assumption of the management,
governance, and control of the issuer by the Department of
the Treasury or the Board of Governors of the Federal
Reserve; or
[[Page H10327]]
(B) an emergency loan of public funds made to the issuer by
the Department of the Treasury or the Board of Governors of
the Federal Reserve, if the Chairman of the Board of
Governors of the Federal Reserve determines that such a loan
is necessary to prevent the imminent failure of the issuer.
(b) Effective Date.--This compensation adjustment shall
take effect on enactment of this Act, and shall have no
effect after September 30, 2009.
SEC. 308. SUSPENSION OF MARK TO MARKET ACCOUNTING.
The Securities and Exchange Commission shall have the
authority under the securities laws (as such term defined in
section 3(a)(47) of the Securities Exchange Act of 1934 (15
U.S.C. 78c(a)(47)) to suspend, by rule, regulation, or order,
the application of Federal Accounting Standard 157 for a
period of up to [xxxx] for any issuer (as such term is
defined in section 3(a)(8) of such Act) or any class or
category of issuer.
Ms. SLAUGHTER. I yield back the balance of my time, and I move the
previous question on the resolution.
The SPEAKER pro tempore. The question is on ordering the previous
question.
The question was taken; and the Speaker pro tempore announced that
the ayes appeared to have it.
Mr. DREIER. Mr. Speaker, on that I demand the yeas and nays.
The yeas and nays were ordered.
The SPEAKER pro tempore. Pursuant to clause 8 of rule XX, further
proceedings on this question will be postponed.
____________________