[Congressional Record Volume 152, Number 68 (Friday, May 26, 2006)]
[Senate]
[Page S5330]
From the Congressional Record Online through the Government Publishing Office [www.gpo.gov]
THE ENRON CONVICTIONS
Mr. LEVIN. Mr. President, 5 years ago, the Enron Corporation, the
seventh largest publicly traded corporation in America with a $100
billion in annual revenue, collapsed. Its sudden plunge into bankruptcy
destroyed the savings of thousands, eliminated the jobs of tens of
thousands more, and, more fundamentally, damaged Americans' faith in
U.S. capital markets. In the years following, the extent of Enron's
misconduct became clear--the dishonest accounting, nonpayment of taxes,
excessive executive compensation, collusion with banks and brokers, the
lies to the investing public and their own employees.
Many Enron executives have since pleaded guilty and accepted
responsibility for their role in the Enron disaster. Enron's two most
senior executives, however, did not. They spent the last 5 years
denying responsibility and fighting all efforts to hold them
accountable. But yesterday, a jury found Ken Lay and Jeffrey Skilling
guilty of 25 counts of securities fraud, wire fraud, false statements,
and other misconduct. The jury held both men accountable for Enron's
misdeeds.
Some want to portray those convictions as the end of an era of
corporate corruption. They are already urging Congress to weaken the
Sarbanes-Oxley Act, the law enacted to prevent future Enron
catastrophes. For example, they want to exempt 80 percent the publicly
traded companies from rules requiring internal controls to ensure that
their books accurately reflect their finances. They want to weaken or
eliminate the Public Company Accounting Oversight Board that now
polices the accounting industry. They want to weaken other corporate
reforms as well, from rules requiring oversight of hedge funds to rules
requiring mutual funds to have independent directors.
But corporate corruption is not over. Just this year, AIG, one of the
country's largest financial firms, agreed to pay $1.6 billion to settte
State and Federal allegations of securities fraud and bid-rigging.
Fannie Mae, an American symbol of financial success and affordable
housing, paid $400 million to settle allegations of accounting fraud.
In April, the former chief executive of Computer Associates, a leading
high tech company, pled guilty to securities fraud and obstruction of
justice. Another 20 publicly traded corporations are currently under
investigation for playing games with the timing of stock option grants
to maximize the profits that their top executives could pocket. The
list, unfortunately, goes on.
The message that should be taken from the Enron convictions is not
that corporate oversight is too tough, but that corporate executives
must and can be held accountable when they misuse funds, abuse their
positions, and mislead the investing public.
I am told that some corporations are waiting for my good friend, Paul
Sarbanes to leave the Senate before attacking the law that he
championed. They want him out of the way first. But my friend fought
too hard and too long for the corporate reforms embodied in Sarbanes-
Oxley to be tossed aside or watered down. This country cannot afford
more Enrons, and I, for one, believe the Senate cannot and will not
turn back the clock on corporate oversight.
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