[Congressional Record Volume 148, Number 138 (Monday, October 21, 2002)]
[House]
[Page H8033]
From the Congressional Record Online through the Government Publishing Office [www.gpo.gov]
FEDERAL HOUSING ENTERPRISE OVERSIGHT FUNDING REFORM ACT OF 2002
The SPEAKER pro tempore. Under a previous order of the House, the
gentleman from Texas (Mr. Bentsen) is recognized for 5 minutes.
Mr. BENTSEN. Mr. Speaker, I rise today, along with the gentleman from
Louisiana (Mr. Baker), the gentleman from Pennsylvania (Mr. Kanjorski),
and the gentlewoman from New York (Mrs. Maloney), to introduce
legislation that will provide a mandatory funding stream for the Office
of Federal Housing Enterprise Oversight, the Federal safety and
soundness regulator for the housing government-sponsored enterprises.
Like that of other financial market regulators, I believe that there is
a real need for this reform legislation because under current law,
OFHEO's budget is subject to the annual appropriations process.
OFHEO is the financial safety and soundness regulator for the two
housing government-sponsored enterprises, Fannie Mae and Freddie Mac.
These enterprises are two of the largest nonbank financial companies in
the world. At the end of 1992, the GSEs' portfolio held 19 percent of
loans on their books and 81 percent in the form of mortgage-backed
securities.
By March 2002, the housing GSEs held 43 percent of their assets on
their books. As the Nation's mortgage markets have expanded, so too
have the positions held directly by the GSEs, thus increasing the need
to manage risk.
Under current law, each year, Congress approves the overall amount of
the OFHEO's budget as part of the Department of Veterans Affairs and
Housing and Urban Development appropriations bill, and OFHEO's budget
is paid for by semiannual assessments on the GSEs. As a result,
taxpayers do not contribute toward the cost of regulating these
enterprises. The current budget for OFHEO is $27 million. President
Bush's fiscal year 2003 budget request is $30 million.
The President's fiscal year 2003 budget also included the
recommendation that OFHEO's budget be removed from the appropriations
process. By taking it off-budget, this will put OFHEO on the same level
as other financial safety and soundness regulators such as the Office
of the Comptroller of the Currency, the Office of Thrift Supervision,
the Federal Housing Finance Board, the Federal Reserve Board, the
Federal Deposit Insurance Corporation, and the National Credit Union
Administration.
By removing OFHEO's budget from the appropriations process, my
legislation would ensure that OFHEO has the flexibility to set its
resources in response to a rapidly changing marketplace. Since the
creation of OFHEO in 1993, the GSEs have more than doubled in size and
have developed innovative mortgage, debt, and derivative products which
require effective oversight by OFHEO. While subject to congressional
oversight and authorization, annual review of the OFHEO budget is
cumbersome and prevents long-term planning by OFHEO. For example, under
the current continuing resolution process, OFHEO must curtail its
operations until their final, full appropriation is enacted.
This year, OFHEO is operating with a $27 million budget and does not
yet know if their higher budget will be approved by Congress and as
requested by the President. As a result, personnel and planning must
wait until Congress approves a final bill.
Congress has long recognized that the safety and soundness regulators
should have flexibility to respond to changes in the marketplace
without restrictions of the annual appropriations process. This has
proven quite successful in previous banking and thrift crises. The two
housing GSEs of Fannie Mae and Freddie Mac remain financially sound.
And recent voluntary changes by those institutions in disclosure and
reporting practices, along with the implementation of OFHEO's risk-
based capital standards, have enhanced their safety and soundness. Yet
concern has been raised about the duration of gaps between the
companies' assets and liabilities due to the recent decline in interest
and mortgage rates.
While I believe both institutions are sufficiently capitalized and
liquid to withstand the current market volatility, I also believe their
regulator must be sufficiently empowered to protect the public's
interest.
This legislation will not add cost to the budget or to the taxpayers
since OFHEO's funds are raised through assessments on the GSE.
I also believe that congressional oversight of OFHEO will continue to
be vigilant. This bill in no way lessens the existing oversight by the
authorizing committees. Under the bill, OFHEO would be required to
submit copies of its financial plans, forecasts, and reports to the
Secretary of Housing and Urban Development and the Office of Management
and Budget. In addition, OFHEO would be required to submit the results
and conclusions of its examinations to Congress to ensure that Congress
has the information it needs to review OFHEO's actions. All enforcement
actions by OFHEO would also be reported to Congress.
Mr. Speaker, I am filing this legislation today in hopes that it can
be adopted either by itself or as part of an omnibus appropriations
bill when Congress returns for legislative activities after the
November elections. There is much consensus between the Bush
administration and many in Congress, including members of OFHEO's
authorizing committee, who join me in sponsoring this bill. By enacting
this otherwise minor budgetary change, Congress would be ensuring
continued stability in the financial markets with respect to the GSEs.
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