[Congressional Record Volume 148, Number 73 (Thursday, June 6, 2002)]
[House]
[Pages H3238-H3276]
From the Congressional Record Online through the Government Publishing Office [www.gpo.gov]
PERMANENT DEATH TAX REPEAL ACT OF 2002
Mr. HASTINGS of Washington. Mr. Speaker, by direction of the
Committee on Rules, I call up House Resolution 435 and ask for its
immediate consideration.
The Clerk read the resolution, as follows:
H. Res. 435
Resolved, That upon the adoption of this resolution it
shall be in order to consider in the House the bill (H.R.
2143) to make the repeal of the estate tax permanent. The
bill shall be considered as read for amendment. The previous
question shall be considered as ordered on the bill and on
any amendment thereto to final passage without intervening
motion except: (1) one hour of debate on the bill equally
divided and controlled by the chairman and ranking minority
member of the Committee on Ways and Means; (2) the amendment
in the nature of a substitute printed in the report of the
Committee on Rules accompanying this resolution, if offered
by Representative Rangel of New York or his designee, which
shall be in order without intervention of any point of order,
shall be considered as read, and shall be separately
debatable for one hour equally divided and controlled by the
proponent and an opponent; and (3) one motion to recommit
with or without instructions.
The SPEAKER pro tempore. The gentleman from Washington (Mr. Hastings)
is recognized for 1 hour.
Mr. HASTINGS of Washington. Mr. Speaker, for purposes of debate only,
I yield the customary 30 minutes to the gentleman from Florida (Mr.
Hastings); pending which I yield myself such time as I may consume.
During consideration of this resolution, all time yielded is for the
purposes of debate only.
(Mr. HASTINGS of Washington asked and was given permission to revise
and extend his remarks.)
Mr. HASTINGS of Washington. Mr. Speaker, House Resolution 435 is a
modified closed rule providing for the consideration of H.R. 2143, the
Permanent Death Tax Repeal Act of 2001. The rule provides 1 hour of
debate to be equally divided between the chairman and ranking minority
member of the Committee on Ways and Means. The rule provides for
consideration of the amendment in the nature of a substitute printed in
the report of the Committee on Rules accompanying the resolution, if
offered by the gentleman from New York (Mr. Rangel) or his designee,
which shall be considered as read and shall be debatable for 1 hour
equally divided by a proponent and an opponent.
The rule waives all points of order against the substitute and
provides for one motion to recommit with or without instructions.
Mr. Speaker, when Congress passed the Economic Growth and Tax Relief
Reconciliation Act of 2001, providing for the phaseout and eventual
repeal of Federal death taxes on American families, an arcane rule
applicable only in the other body required that these long overdue
reforms be abandoned after 10 years, in 2011.
The original version of the legislation, passed here in this Chamber,
contained no such time limitation, and for good reason. That is because
the ability of a family or business to plan for the future is seriously
undermined whenever major uncertainty exists about the likely tax
impact of important financial decisions. In truth, the net effect of
the other body's decision to ``sunset `` the death tax repeal is to
tell anyone planning to die 10 or more years from now that they might
want to reconsider speeding things up. That
[[Page H3239]]
is not an attempt to be funny, Mr. Speaker, it is the cold hard truth.
The issue of death tax repeal has been debated in this Chamber for
decades, and the arguments are well known. Last year, when justice was
finally done for America's farmers, small businessmen, death tax
supporters found a loophole giving them one last chance to prevent
America's hard-working families from passing on to their children what
they have built up during their lifetimes. Today, Mr. Speaker, thanks
to the author of this legislation, the gentleman from Florida (Mr.
Weldon), we have a chance to close that unfair loophole once and for
all.
It will be said here today that we have no authority to bind future
Congresses and, of course, that is correct. We do, however, have the
authority and the responsibility to act on behalf of this Congress and
the farmers, the families and the small business people we represent.
We should do this, Mr. Speaker, loudly and clearly by adopting this
rule and passing the underlying bill, H.R. 2143.
Mr. Speaker, I reserve the balance of my time.
Mr. HASTINGS of Florida. Mr. Speaker, I yield myself 5\1/2\ minutes,
and I would first like to thank the gentleman from Washington, on the
basis of age the junior Mr. Hastings, for yielding me the time.
Mr. Speaker, today, this body has the opportunity to send a message
loud and clear to Republicans: Playing politics with Americans' lives
is no longer an acceptable practice. When this body passed a $1.6
trillion tax cut that disproportionately benefitted the wealthiest of
Americans, it laid the foundation for the deterioration of our strong
economy which previously had been capable of coping with even the most
dire of circumstances.
We were wrong when we passed the tax cut then, and we are wrong today
in trying to make a huge portion of it permanent. This is fiscal
mismanagement of the highest order and rank politics of the lowest
kind. Go ahead and call me a modern day Robin Hood, looking out for all
the human needs of all Americans, or just call me fiscally responsible;
but repealing the sunset for the estate tax is the next phase in the
majority's efforts to provide tax cuts to the wealthy at the expense of
99 percent of this country who will not benefit by this legislation.
Realize, Mr. Speaker, that less than one-half of 1 percent of all
estates would be helped by a repeal of the estate tax. And even these
estates would pay significantly less in taxes because of the lower
rates and higher exemption that is already in place. Those who would
benefit, and I impute no motive if this bill passes today, on present-
day income, President Bush's family stands to gain $5 million, Vice
President Cheney's family stands to benefit anywhere from $9 to $40
million, the former Enron chairman Kenneth Lay's family stands to
benefit $59 million, and the families of the entire Bush cabinet
together stand to gain as much as $332 million.
According to the Wall Street Journal, not a paper that I frequently
cite or that I am frequently cited in, the Republicans could make
permanent any of the other tax cuts included in last year's tax bill
and they would help more people and cost Social Security less than the
total cost of repealing the estate tax.
Mr. Speaker, if our economy was growing like it was before last
year's obese, obtuse, and downright obnoxious tax cut, I would be the
first one to support cutting taxes. But our economy is not growing. In
fact, it is hurting. So I ask this: How can we possibly continue to
fund a war on terrorism that may never end, ensure the solvency of
Social Security, keep our schools from crumbling, provide adequate care
coverage for all children, and cut taxes at the same time?
The simple answer is that we cannot. It is just not fiscally
possible. As a matter of fact, today President Bush will make an
address to the Nation in which he will call for the establishment of
the Homeland Office of Security as a Cabinet-level position. I
advocated this in legislation as many as 8 months ago, but President
Bush, in order to achieve this as I did when I advocated it, is going
to require more resources.
8.1 million Americans are unemployed, and more than 116,000 people
lose their jobs every month, 9,000 in the last 2 days. Equally,
displaced workers, as a result of September 11, still have no health
care coverage, and the unemployment insurance coverage that Congress
extended last year is once again about to expire. How about helping the
unemployed?
Other pressing needs? The uninsured. Currently 38.7 million-plus
Americans, or more than 14 percent of all our total population, have
zero access to health care. The majority of them are children and
seniors, and more than two-thirds of them fall under the poverty line.
How about helping the uninsured?
Want more? What about a prescription drug plan for seniors? Last year
Congress authorized $300 million for such a plan. However, it never
delivered. How about helping seniors?
Still not convinced? Do not even get me started on what we did not do
for election reform.
Mr. Speaker, we have got serious problems in this country that demand
serious solutions. Tax cuts to the rich never have been and never will
be the solution to our problems.
Aiding the poor, the young, the elderly, the infirm should be the
role and the responsibility of each political party. Rather, helping
those who need help is a role of a responsible and decent government.
If this body fails to recognize this guiding principle, then we are
failing those that we are here to serve.
Mr. Speaker, I reserve the balance of my time.
Mr. HASTINGS of Washington. Mr. Speaker, I am pleased to yield as
much time as he may consume to the gentleman from California (Mr.
Dreier), the chairman of the Committee on Rules.
(Mr. DREIER asked and was given permission to revise and extend his
remarks.)
Mr. DREIER. Mr. Speaker, I rise in strong support of this rule and in
strong support of this legislation. It is all about fairness. And I
listened to my friend from Florida (Mr. Hastings) talk about the issue
of job loss. Mr. Speaker, it is interesting to note that 70 percent of
the family-owned businesses in this country don't make it to the second
generation; 87 percent of the family-owned businesses do not make it to
the third generation. And, Mr. Speaker, when you focus on the issue of
job creation and economic growth, seeing small family-owned businesses
fail in large part due to the very punitive death tax that exists in
this country is one of the things that costs jobs. And as we talked
about the very important need for a flow of revenues to deal with what
the President will call for tonight, and that is the establishment of
the Homeland Security position as a Cabinet-level post, we are going to
need revenues for that, and that is why economic growth is so
important.
Mr. Speaker, it was preposterous when we saw the plan put into place
for the phaseout of the death tax over a 10-year period require at the
end a reversion to what is current law. What will that mean? That will
mean that anyone today, any member of this body today who votes against
making permanent repeal of the death tax, will be voting in favor of
one of the largest tax increases in the history of this country. Why?
Simply because when this measure does in fact phase out in 2011, we
revert, as I said, to current law. That is wrong. And what is it doing?
It is jeopardizing the ability of the American people to plan, to make
long-term plans. People have said, gosh, let us wait for 5 years and
see what the budget situation will be like at that point.
Mr. Speaker, people engage in estate planning. People look towards
the future. People plan for their children and their grandchildren, and
that is why the idea of saying you have to live with this uncertainty
over the next decade is a gross disservice to the American people who
are out there working hard, trying to get this economy growing.
Mr. Speaker, I believe that it is very important for us to take this
step. It is very important for us to allow those who are creating jobs
and creating opportunity for Americans to have the chance to plan. So I
urge a yes vote for this very fair rule which does in fact provide a
substitute for the Democrats and a motion to recommitting so they will
have two bites of the apple, and at the end of the day I am convinced
that
[[Page H3240]]
we should defeat their measure that is a substitute and, of course, the
previous question, and overwhelmingly pass this very important and very
fair proposal.
{time} 1200
Mr. HASTINGS of Florida. Mr. Speaker, I yield myself 10 seconds.
Mr. Speaker, I say to the gentleman from California (Mr. Dreier), the
distinguished chairman of the Committee on Rules, that this measure
affects less than one-half of 1 percent of all taxpayers.
Mr. HASTINGS of Washington. Mr. Speaker, I yield 30 seconds to the
gentleman from California (Mr. Dreier) to respond.
Mr. DREIER. Mr. Speaker, when we talk about those who are directly
impacted by repeal of the death tax, if we think about those men and
women who are middle-income wage earners whose jobs are jeopardized
because of a loss of estates because of that tax, they are the ones
that are being hit most by this. And that is why to say that it is a
very small portion is misleading.
Mr. HASTINGS of Florida. Mr. Speaker, I yield 4 minutes to the
gentleman from North Dakota (Mr. Pomeroy).
Mr. POMEROY. Mr. Speaker, I rise in opposition to the rule. The rule
does allow our substitute, and I will speak about our substitute in a
moment.
Unfortunately, the pay-for feature of our substitute placed into the
bill to avoid loss of revenue to the general fund was struck on a point
of germaneness. Our preference would have been to have a rule that made
in order the pay-for and waived objection on germaneness rule. Plain
speak, they could have allowed our pay-fors had they wanted to. Why did
they not want the pay-fors?
The other side of the aisle did not want the pay-fors in this bill
because they do not want this House to vote on disallowing U.S.
corporations seeking tax shelters by relocating in the Bahamas or
offshore in other tax havens across the world. The pay-for we sought
would have disallowed those corporations moving offshore after
September 11.
We think it is pretty disgusting at a time when the country was
rallying together in the wake of the terrorist attack, there were some
in corporate tax planning departments trying to revoke the citizenship
status of their corporation and redomicile offshore for purposes of
getting that tax status. That is the vote we wanted. That is why we
will be having the vote on the previous question, what the vote on the
previous question will represent. Should we allow corporations to flee
our shores for purpose of attaining citizenship in tax havens? We think
not. We think that was a good pay-for for this measure.
Let me talk about the substitute, and I commend the Committee on
Rules for making the substitute in order. I would have preferred the
pay-fors, and urge a vote against the rules because it did not allow
the pay-fors. The substitute will allow an important discussion today.
This is not about estate tax versus no estate tax. The issue before
this body is reform of the estate tax now versus repeal next decade.
Reform January 1, 2003, versus repeal in the year 2011, four Congresses
from now.
The substitute will bring the estate tax exclusion to $6 million for
a couple. That means $6 million or below, no estate tax. It takes care
of the estate tax problem for 99.7 percent of the families in this
country. What does the majority proposal do about this group? Nothing.
In the year 2003 under their proposal, an estate over $2 million per
couple, it will be taxed. For us, 2003, if an estate below $6 million,
no tax. It is immediate relief.
Mr. Speaker, 2004, $6 million and below under the Democrat
substitute, no tax; under the Republican bill, $3 million there is a
tax. That is half the relief of ours. The year 2005, $6 million for the
substitute, again half the relief under the Republican plan.
Mr. Speaker, we are going to hear all afternoon about family farmers
and small businesses. Make no mistake about it, it is the Democrat
substitute that gives relief and gives relief now effective January 1,
2003. Through the year 2008, our relief is better. Why should the
majority plan leave that estate exposure at their lower levels for the
next 6 years when the Democrat substitute brings it up to $6 million
now?
Our plan makes 99.7 percent of the families in this country have no
estate worries whatsoever. Why not take the approach of reform today?
Let us deal with this problem now and not go the repeal route later.
Mr. HASTINGS of Washington. Mr. Speaker, I yield 2 minutes to the
gentleman from Michigan (Mr. Knollenberg).
Mr. KNOLLENBERG. Mr. Speaker, I thank the gentleman for yielding me
this time.
Mr. Speaker, I rise in very strong support of this rule. People do
not choose when they die; but under the current law, they only have a
1-year window of dying free from the estate tax.
I know all Members believe that is not right. It cannot be right. We
have to vote to make permanent repeal of the death tax included in last
year's historic tax relief bill.
It is the small businesses and family farms that must be sold to pay
the estate tax. And even more people sell their assets before they die
so the burden of the death tax is not left to their loved ones.
Permanently repealing the death tax removes unfair double taxation on
American families. Even with the repeal of the death tax, all assets
transferred from one generation to the next would still be subject to
capital gains tax when they are sold.
Simply put, there is no need for the unfair death tax, and every
single Member in this body should vote for its permanent repeal. Just
look at the diverse organizations that are supporting the repeal: the
National Black Chamber of Commerce; the Hispanic Business Roundtable;
National Federation of Independent Businesses; National Association of
Counties; National Indian Business Association; National Association of
Women Business Owners; Black Women Enterprises; the Latino Coalition
and there are many, many more.
Mr. Speaker, let us make the death tax repeal permanent. I urge all
Members to support the rule and the bill.
Mr. HASTINGS of Florida. Mr. Speaker, I yield 2 minutes to the
gentleman from New Jersey (Mr. Pascrell).
Mr. PASCRELL. Mr. Speaker, I rise today in support of the substitute
being offered by the gentleman from North Dakota (Mr. Pomeroy) on
behalf of the Democrats. This is not about a death tax; this is about
pure greed. The ranking member mentioned Mr. Ken Lay of Enron because
his estimated estate tax savings will be $59 million. The second in
command, Jeffrey Skilling, he will get $55 million. This is about
greed; that is what it is about. We are not backing off.
This substitute raises the personal exemption for estate taxes to $3
million per person, $6 million per couple. The gentleman from North
Dakota (Mr. Pomeroy) just mentioned this will assist 99.7 percent of
those who pay estate taxes. Who are those three-tenths of a percent
that we left out? In other words, it will help small businesses and
farmers without exploiting their circumstances to provide yet another
perk for the very, very wealthiest of Americans. There is a reason we
have to be responsible here. There is a reason we cannot simply usher
through drastic tax cuts for the wealthy, and that reason is our
national debt. In the 2 minutes that I will speak here, the national
debt interest, the interest on that debt will rise $2 million, just the
interest on the debt. These are wasted dollars paying interest on debt
rather than paying down the debt. Who has become the party of
austerity, I would like to know.
These are wasted dollars, paying interest on debt rather than paying
down the debt. Today the national debt is well over $6 trillion.
Today's estate tax proposal would cut revenues by $55.8 billion in
2012. The estimated impact of making the repeal permanent would total
$109 billion.
Mr. Speaker, this is pure greed. We cannot accept it. We must accept
the Pomeroy substitute.
Mr. HASTINGS of Washington. Mr. Speaker, I yield 4 minutes to the
gentleman from Florida (Mr. Weldon), the author of this legislation.
Mr. WELDON of Florida. Mr. Speaker, let me start out by first saying
that this is a fair rule. It gives the minority
[[Page H3241]]
an opportunity for a substitute. I think they can also do a motion to
recommit.
I am certainly very pleased and honored that the Committee on Rules
and our leadership has sought to bring this bill to the floor for a
vote. We passed the tax relief package last year, and there was a
provision in the bill that sunsetted all of the provisions in this
bill. I think that was most unfortunate, but I understand the nature of
the problem, although I do not support it over in the Senate. But the
political realities of that body were such that this is what we ended
up with.
I think it is very unfortunate to have a sunset provision in any of
the tax relief packages. I am hearing today from working-class families
in my district, and in particular I spoke to a gentleman who works at
Kennedy Space Center who just had a second baby. He discussed how the
tax reductions, the increase in the child tax credit is really helping
him and his family.
The concern I had about the inheritance tax sunset was very, very
specific in that I heard from people, indeed right after we passed that
bill, I talked to a small businessman in my congressional district who
told me he did not know what to do with his estate plan. Of course as
we all know, we have this inheritance tax, and many, many Americans
engage in very complicated estate planning to avoid paying the estate
tax.
I personally think that is very, very inefficient. I also think the
death tax is immoral. If someone has worked all their life and paid
their taxes, and been a small businessman creating jobs, and we in the
Federal Government have been collecting Federal withholding and Social
Security tax for years, to come along and tax the after-tax assets of
those people, I think it is morally wrong.
My good friend said what do I do with my estate planning? If I die in
2010, it would be okay for me to eliminate my estate plan. I am paying
all these lawyers and accountants. But if I die after 2011, the estate
tax comes roaring back. I am going to just keep my complicated estate
plan. This guy has 400 employees. He has created hundreds of jobs. We
as a Nation are benefiting from his work. Millions of dollars are
collected in taxes every year off him and the people who work in his
business.
Mr. Speaker, I felt very, very strongly. We specifically had to
repeal, if the inheritance tax repeal was going to work properly as we
intended, if we want to create jobs and enable small businesses to be
passed from the person who started that small business to their sons or
daughters, we needed to get rid of the sunset provision; and that is
why I introduced the bill.
Mr. Speaker, I want to say a few words about the Democratic
substitute. I note today it is true if we pass the Democratic
substitute we will cover the vast majority of people. But as we all
know, with inflation in time we will no longer be covering the vast
majority of people.
The other concern I have about that is we create an environment where
there is no tax on the first $3 million, but then like a 50 percent tax
on every dollar after that which is a huge marginal rate. As we know,
every person with an estate will do everything possible to develop an
estate plan so that their estate is less than $3 million at the time of
their death.
In the short run it may solve the problem, but in the long run I
think it is going to perpetuate the problem. It is really picking
winners and losers. I do not think we should do that. I think the
estate tax is immoral, and I applaud the Committee on Rules for
bringing forth a fair rule.
Mr. HASTINGS of Florida. Mr. Speaker, I yield myself 10 seconds.
Mr. Speaker, I say to the gentleman from Florida (Mr. Weldon) that
the moral argument falls on deaf ears from this gentleman from Florida
when we have hungry children, seniors and people that are infirm that
are unable to proceed in life in a meaningful way.
Mr. Speaker, I yield 2 minutes to the gentlewoman from California
(Ms. Eshoo).
{time} 1215
Ms. ESHOO. Mr. Speaker, I rise today in opposition to the rule and to
speak on the choices that are before us. I think that they are really
two very distinct choices and they are different. They both deal with
the death tax, the estate tax, but they are different in terms of what
they accomplish. My constituents have said to me over and over and over
again that they support an elimination of the death tax when it comes
to them. This is a debate about how to accomplish it. They want it to
be immediate and they want it to be permanent. They want it to be fair.
They understand that there are the Bill Gateses of the country that
have benefited enormously from our system and our economy and our
democracy. So there is a fairness to those huge, huge, huge sums of
money that are passed down from one generation to another and that our
country should be paid something.
The Pomeroy legislation addresses permanency, fairness, fiscal
responsibility and immediacy. For a married couple, $6 million. So if
you have an estate of $6 million or less, you do not pay a dime in
taxes. That resolves 99.7 percent of the problems and the irritations
and the complaints that people have registered with us. It does not
have any capital gains tax in it. My Republican friends, under their
bill, your house increases, if you paid $50,000 and when you die your
home is worth $1 million, you are going to pay a capital gains tax on
that.
So under the Pomeroy bill, families, family farms, businesses are all
going to win and we are not going to have to pay over $1 trillion in
the next decade out of our Federal budget. This makes eminent sense. It
is fair. I urge my colleagues to vote for the Pomeroy bill. It is the
best one to come down the pike.
Mr. HASTINGS of Washington. Mr. Speaker, I am pleased to yield 3
minutes to the gentleman from California (Mr. Cunningham).
Mr. CUNNINGHAM. Mr. Speaker, I have a family in San Diego. They are
not in my district. I called him a Hispanic American and he corrected
me and said, ``I'm a Mexican American, Congressman.'' That gentleman
has since passed away. When he immigrated to California over 60 years
ago, his family bought a piece of dirt down along the border. It is
rock. You still look at it today and it looks like rock and dirt and
you cannot grow anything on it and it was basically worthless. But that
family worked and saved to buy that piece of land. Like most urban
sprawl areas, that land became very valuable. The gentleman died. They
had six children. When the tax bill on that property came up, because
he did not have money to hire lawyers and to set their estate and
probate and all the different things that you can do today, they tried
to split the land and sell half of it just because of the interest on
the default for the tax, and it did not even cover the penalty. Then
they had to sell the rest of it. So those six children ended up with
nothing. This is a low-income Hispanic family that had some valuable
property that they wanted to hang on to for the family, and the estate
tax did away with it.
I am from California, but I grew up in a little town in Shelbina,
Missouri. Right there, farmers are having second and third jobs just to
hang on to their property. The property, the farm, if they sold it, is
probably worth a lot of money, but they sure do not make a lot of
money. When that family member dies, that valuable property, the
government wants to come in and tax it above 55 percent, and those
families cannot afford to pay that tax so they have to sell it off, and
all of that 200 years of work into a piece of land, the government
takes it, and that is wrong.
Does anybody know where the death tax reared its early head? Not to
pay for a war but it was Karl Marx's and Engels' Communist Manifesto.
Fact: Karl Marx knew that if you took property away from people and the
benefits and things that they had, you could control the bourgeoise,
the rich versus the poor, just as my colleagues, day after day, tax
breaks for the rich, use class warfare every day. The Democrat
socialists of America mantra is government control of health care,
government control of education, government control of private
property, the highest tax possible and higher socialized spending and
cut military. That is in their agenda.
That is what they are trying to do. They want higher taxes. They have
never found a tax that they do not like. Yet they want to take private
property
[[Page H3242]]
away from farmers and the rest of the people. I think that is wrong.
Mr. HASTINGS of Florida. Mr. Speaker, I yield myself 10 seconds.
The Democratic substitute helps people right now. The Republican bill
might help people 10 years from now. The chairman of the House
Committee on Ways and Means admitted as much to the Committee on Rules
Tuesday night.
Mr. Speaker, I yield 2 minutes to the gentleman from Oregon (Mr.
DeFazio).
Mr. DeFAZIO. Mr. Speaker, we are here today because the Republicans
say, well, there was a glitch in the estate tax repeal last year, some
kind of a loophole. Well, guess what? The Republicans controlled the
House, the Senate and the presidency, and they wrote the entire bill.
The reason the estate tax is sunset was because even last year when
they were projecting a $5.6 trillion surplus, they could not afford to
finance the full repeal of the estate tax on the most wealthy families
in America. And guess what? Now with a $300 billion deficit, the Social
Security lockbox looted and no prospect except deficits for the future,
they are saying, ``Oh, it was a glitch, it was a loophole, we couldn't
anticipate it,'' and they want to pass a bill today that will go to
3,000 families a year instead of 53 million Social Security recipients
starting in the year 2010. Yes, families, those 3,000 whose estates are
worth more than $6 million.
There is an alternative. We have it before us, a fair, affordable and
permanent alternative that would take care of every small business,
family farm and family forestry operation that I know about. I am
concerned about them. I do not want them to prematurely harvest the
trees or break up the farms or sell the family business.
The gentleman from California talked about the small businesses would
lose their jobs because of the estate tax on estates over $6 million.
Like perhaps Ken Lay's small business? He already cost thousands of
people their jobs and he will get $59 million under their proposal. Ken
Lay, the thief, gets $59 million more.
Then, of course, the small businesses that are being run by Secretary
O'Neill. He will get $51 million under this. I am not aware that he is
running a small business. This is a huge windfall being taken directly
from the broken-open Social Security lockbox and being transferred into
the pockets of the most wealthy Americans.
They say, ``Well, they've already paid taxes.'' No, Bill Gates has
not paid taxes on his $50 billion fortune. It is unrealized capital
gains. If he died today under this bill, there would never be any taxes
paid on that $50 billion.
What you are doing is not fair, it is not affordable, it loots Social
Security. What we are offering is a fair alternative for family farms,
small businesses and other individuals. $6 million is enough of an
exemption.
Mr. HASTINGS of Washington. Mr. Speaker, I am pleased to yield 2
minutes to the gentleman from Georgia (Mr. Linder), a member of the
Committee on Rules.
Mr. LINDER. Mr. Speaker, there was a time in this country that if
someone went into business in some of the urban areas, they would get a
visit by someone from a crime family who would say something like this:
``We'll let you go in business, and if you lose everything, it's your
loss. But if you make profits, I want 35 percent of your profit every
year. If you sell this business, we are going to take 20 percent of the
sale price.''
If the government found that out, they would arrest them, indict them
and put them in jail. But even the Mafia would not come along and say,
``If you die we are going to value your company and take half of it.''
That is exactly what the Federal Government is doing. The Mafia would
realize if you kept that business moving to a new generation, it would
generate more revenues, maintain more jobs and in the long run they
would be better off.
The death tax is a job-killer, but more than anything, it is immoral.
Mr. HASTINGS of Florida. Mr. Speaker, I am pleased to yield 2 minutes
to the gentleman from Georgia (Mr. Bishop).
Mr. BISHOP. Mr. Speaker, I rise today to recognize the hard-working
people of America who have played by the rules and have paid their fair
share. Decent, law-abiding, tax-paying Americans are the backbone of
this country, Mr. Speaker, and the salt of the earth. They are the
farmers of southwest Georgia, the family business owners all across
this country from the Atlantic to the Pacific. All across this land are
Americans who have paid taxes their entire lives, only to face a final
taxing event at death. They paid the taxes during their lifetimes and
should not be charged again because they happen to die.
The death tax represents all that is unfair and unjust about the tax
structure in America because it undermines the life work and life
savings of Americans who want only to pass on to their children and
grandchildren the fruits of their labor and the realization of their
American dream.
In my State of Georgia, farmers, many of whom are widowed women and
the children of deceased farmers, are faced with losing their family
farms because of this harsh tax. Employees of small and medium-size
family businesses, many of whom are minorities, are at risk of losing
their jobs because their employers are forced to pay the unfair and
exorbitant death taxes levied upon them. Funeral homes, newspaper
publishers, radio station owners and garment manufactures are all
affected, all across the demographic spectrum.
Mr. Speaker, although reasonable minds can differ on this issue, I
believe that the death tax is politically misguided, morally
unjustifiable and downright un-American. Let us vote today to finally
eliminate the death tax and return to the American people and their
progeny the hard-earned fruits of their labor.
Mr. HASTINGS of Washington. Mr. Speaker, I am pleased to yield 2
minutes to the gentleman from Missouri (Mr. Blunt).
Mr. BLUNT. Mr. Speaker, let me first associate myself with the
remarks just made by my friend from Georgia. He is exactly right, as we
both rise to support the bill later today, and I rise to support the
rule right now. This is a tax that needs to be eliminated and this law
needs to be taken totally off the books.
We will hear today many other proposals of how we might change it
here or change it there or set a new limit nonindexed for inflation at
some time in the future. This law needs to be taken off the books. This
tax was put on American families, American businesses, to pay for World
War I in 1918. We won World War I. We paid for the war. All the bonds
have long since been paid off, but this tax is still on the books.
Leaving any portion of it in the law allows future Congresses to come
back and once again ensure that more and more families have to see the
undertaker and the IRS at the same time. It is unconscionable. It
should not be what happens to families at the end of a productive
career. It should not be what happens to the families that run the kind
of businesses, run the kind of farms that the gentleman from Georgia
just mentioned. These businesses have been built over years of labor.
These farms have been put together over years of labor and hard work.
Taxes have been paid on the money that came in. There is no reason for
the Federal Government to come in one final time and make it impossible
for a family business to continue to be a family business. There is no
reason for us to continue to have a law on the books that was designed
to pay for a war that has long since been over, has long since been
paid for.
This is the day we have a chance to send a specific message to the
American people and to our friends in the other body that we want this
tax eliminated.
Mr. HASTINGS of Florida. I yield myself 30 seconds, Mr. Speaker. Let
me see if I can set this thing straight. I represent an area that has
50 percent of all of the winter vegetables grown. Not one single family
farmer has indicated to me that this measure is going to benefit them
in any way. I also represent the third highest number of small
businesses in the United States of America who receive the first
highest number of grants. Government investment is helpful in
stimulating this economy. Enough of this foolishness.
Mr. Speaker, I am pleased to yield 2 minutes to the gentleman from
Vermont (Mr. Sanders).
[[Page H3243]]
{time} 1230
Mr. SANDERS. Mr. Speaker, I thank the gentleman for yielding me time.
Mr. Speaker, the American middle class is getting angry. At a time
when the richest 1 percent of the population already owns more wealth
than the bottom 95 percent, what we are seeing is the CEOs of large
corporations who contribute huge sums of money into the political
process giving themselves giant compensation packages worth hundreds of
millions of dollars, and then they cut back on the wages and health
benefits of their workers. These CEOs take tax breaks from the
government, corporate welfare, and they move our jobs to China. They
are setting up offshore accounts in Bermuda so they do not have to pay
any taxes into our government. They are cooking their books through
Arthur Andersen and others so they do not have to pay their fair share
of taxes.
What this whole bill is about is nothing more than absolute greed.
The richest people in this country, who hold $25,000-a-plate fund-
raising dinners here in Washington, they are saying to Congressmen,
``Give us huge tax breaks. We do not care about veterans, who now are
wait-listed when they need to get into the VA health system. Forget
about them. We need giant tax breaks.''
Let us blow up Social Security. Let us forget about the elderly
people, who cannot find doctors who will treat them through Medicare or
Medicaid. Let us not worry about the middle class, who cannot afford
college education because the Federal Government has not kept pace in
financial aid in those programs.
What we are looking about now is ugliness, is greed, is the richest
people in this country, who already own so much of this Nation, saying
to Congress, give us more, give us more, give us more. Forget about the
middle class, forget about working families, forget about the poor.
Mr. Speaker, I am strongly opposed to the Republican proposal.
Mr. HASTINGS of Washington. Mr. Speaker, I yield 15 seconds to the
gentleman from California (Mr. Cunningham).
Mr. CUNNINGHAM. Mr. Speaker, I would tell you, I am a veteran, the
gentleman that just spoke is not, and I would say that the gentleman's
party over there in 1993 talked about decreasing the tax for the middle
class. They could not help themselves. When they controlled the House,
the White House and the Senate, they increased even the tax on the
middle class.
Mr. HASTINGS of Florida. Mr. Speaker, I yield 10 seconds to the
gentleman from Vermont (Mr. Sanders).
Mr. SANDERS. Mr. Speaker, would my friend from California deny that
today veterans all over the United States are being wait-listed, cannot
get into the VA system because of lack of adequate funding for our
veterans, and, at the same exact time, Congress gives huge tax breaks
to the rich?
Mr. HASTINGS of Florida. Mr. Speaker, I yield 2 minutes to my good
friend, the gentleman from California (Mr. Sherman).
Mr. SHERMAN. Mr. Speaker, I represent Malibu, California, and
surrounding towns that are even better off. We pay the estate tax, and
I am proud that my district would send me here to oppose this rule and
to oppose this bill.
America is under attack. Patriotism is not watching fireworks, it is
sacrificing for your country. Our men and women in uniform are doing
that, and it would seem to me that if we are going to ask for
sacrifice, it should include asking the wealthiest one-half of 1
percent of Americans to pay taxes, as they have even under Ronald
Reagan. The generations that fought World War I and fought World War II
were patriotic enough to pay this tax, and yet we are told our
generation lacks that patriotism. I am here to say that is not true.
But speaking of patriotism, what about these corporations that flee
our shores, that tap into our markets and will not pay our taxes, that
are Enroning the people of America and incorporating in the Cayman
Islands? Vote against this rule, because it will not allow our
colleague, the gentleman from North Dakota (Mr. Pomeroy), to include in
his substitute provisions that would impose tax on those companies that
are fleeing our shores.
One of my colleagues from California stood in this well and said that
the estate tax should be repealed because Karl Marx was in favor of an
estate tax. What an interesting argument.
Mr. Speaker, they, the Republicans, are getting ready. They are
waiting for next year, because they will be down here on this floor
pointing out that Karl Marx was in favor of social insurance and said
so in his writings, and they will tell you that we must repeal Social
Security to prove we are not Marxists. And they will have an additional
argument. They will tell us we cannot afford Social Security because,
after all, we just reduced our revenues by over $1 trillion over a 10-
year period by repealing the estate tax.
Vote against the rule and against the bill.
Mr. HASTINGS of Florida. Mr. Speaker, I am pleased to yield 2 minutes
to the gentleman from Ohio (Mr. Kucinich).
Mr. KUCINICH. Mr. Speaker, I am here to stand for our elderly, our
sick, our poor, our workers, America's middle class, who do not benefit
from a regressive tax system.
The purpose of the estate tax is to mitigate the accumulation of
wealth by family lineage. That makes for a fairer society in which
future generations all start with more or less the same opportunities.
Democracy needs an estate tax. By contrast, monarchies are
characterized by not having estate taxes.
The estate tax is the most progressive of any of the Federal taxes.
According to the Internal Revenue Service, out of the approximately 2.3
million deaths in 2000, only 1.9 percent of estates pay the estate tax.
These numbers can be contrasted with the income tax, where about 70
percent of families and single individuals owe tax.
The concept of an estate tax goes far back into history. There is
evidence of a 10 percent tax on transfers of property at death in
ancient Egypt, as early as 700 B.C. Later the Greeks and Romans adopted
estate death taxes.
My good friend, the gentleman from California (Mr. Cunningham), will
be glad to know that the perpetuation of large estates within the new
monied royalty during the Industrial Revolution led, not Karl Marx, but
a Republican President, Theodore Roosevelt, to call for a progressive
tax on all beyond a certain amount, either given in life or devised or
bequested upon death, to any individual, a tax so framed as to put it
out of the power of the owner of one of these enormous fortunes to hand
on more than a certain amount to any one individual.
Without the estate tax, the tax burden is more squarely placed on
middle and low income workers and their wages. The estate tax ensures
that inherited wealth bears more tax burden than earned wages that are
the result of work and effort. Estate taxes reduce the concentration of
wealth and foster our democracy.
Mr. Speaker, I offered an amendment to preserve the progressive tax
system and to repeal all estate tax provisions in the Economic Growth
and Tax Relief Reconciliation Act of 2001 so the money would go for a
prescription drug benefit.
Mr. HASTINGS of Florida. Mr. Speaker, I am pleased to yield 1 minute
to the gentleman from New York (Mr. Engel).
Mr. ENGEL. Mr. Speaker, I thank my friend for yielding me time.
Mr. Speaker, let us call this bill for what it is. Unfortunately, it
is another Republican raid on Social Security and Medicare. This bill
will raid the Social Security and Medicare trust funds at the exact
moment the baby-boomers begin to retire. When increased interest on the
debt is factored in, this bill will cost nearly three-quarters of a
trillion dollars in the decade after 2012, at the same time when Social
Security must absorb a huge increase in retirees. In the year 2012
alone, this bill will cost $56 billion, and the cost just keeps growing
from there.
This bill begins at the very top and takes a decade to bring relief
to small businesses and family farms at the bottom. Most of the
benefits of estate tax repeal go to the wealthiest 1 percent of people,
a number that is now running at 23,000 estates per year. While this
bill repeals the estate tax for the wealthiest first, it provides no
immediate relief for small family-owned estates, which are the ones
most in need.
This bill is really a disaster. People need to pay their fair share.
We need
[[Page H3244]]
not to take care of the wealthiest people, we need to take care of the
people with the family farms and others. We ought not to be raiding
Social Security and Medicare.
I oppose the rule and I oppose the bill.
Mr. HASTINGS of Florida. Mr. Speaker, I am pleased to yield 2 minutes
to my good friend, the distinguished gentleman from Texas (Mr. Green).
Mr. GREEN of Texas. Mr. Speaker, last year this Congress passed one
of the largest tax increases in history. That was during the spring.
What we have seen, though, is at that time they said, ``We have
surpluses projected. We can afford it.''
Well, first came the economic downturn, and then came September 11,
and here we are a year later, the surpluses have evaporated, the
Congressional Budget Office is projecting deficits as far as the eye
can see, and we are at the bottom of the hole, but now we keep digging
it with this bill today.
But it seems people just do not realize that. If we permanently
repeal the estate tax, it will cost as much as $1 trillion over 10
years. To make matters worse, most of the $1 trillion will go only to
the estates of one-half percent of all estates. So we are providing
this tax cut not to people who are no longer with us, but to their
estates.
It seems to me it would be better to provide a tax cut to two-member
working families out there that would be permanent, instead of worrying
about the estate, which only affects a very small percentage of the
people in the country.
Why are we talking about passing a tax cut that will benefit the
wealthiest 2 percent of Americans when we have deficits as far as the
eye can see? What happened to our fiscal responsibility? We are already
tapping the Social Security trust fund surplus every year for the next
10 years, and my colleagues will say, oh, we are using it for defense
and the anti-terrorism war.
Well, that is just not true. It is because of the tax cuts that were
passed last year and because now we are going to try to make them
permanent.
Again our fiscal responsibility is out the window. Unless we address
the problem of revenue shortfalls, that invasion by the tax cut of the
Social Security trust fund will get deeper and longer lasting. We
should be putting our financial house in order and stopping the raid on
Social Security, but here we are taking up another piece of legislation
that further threatens the solvency of the Social Security program and
the economic health of our Nation. That is so true.
We have a projected $250 billion deficit next year. It is going to
grow for the next 10 years. Yet we are providing a permanent tax cut?
Where is the reason on this?
Mr. HASTINGS of Florida. Mr. Speaker, I yield myself the balance of
my time.
The SPEAKER pro tempore (Mr. LaHood). The gentleman from Florida is
recognized for 2 minutes.
Mr. HASTINGS of Florida. Mr. Speaker, if the previous question is
defeated, I will offer an amendment to this rule that makes in order
the Corporate Patriot Enforcement Act, offered by the gentleman from
Massachusetts (Mr. Neal) and the gentleman from Connecticut (Mr.
Maloney), who have worked hard on this measure, which was stripped from
the bill in the Committee on Rules. Their amendment would prevent
corporations from fleeing overseas to avoid paying their rightful share
of income tax.
It is outrageous, Mr. Speaker, that we are allowing American
companies to move offshore strictly for the purposes of avoiding their
tax obligation. They are not moving their entire company to Bermuda,
Mr. Speaker, they are just planting a post office box in the middle of
some sunny desert isle and calling themselves an overseas company.
But are they relying on the Bahamian navy to defend them if they are
attacked? Of course not. Are they relying on Bermuda to build roads
that bring business to their doors or for the police to keep their
companies safe at night? Of course not. Those public services they want
to keep right on enjoying courtesy of the United States taxpayer. Well,
that is wrong, and the majority knows it, and all Americans know it.
We are in a time of war, Mr. Speaker. That is a fact. And if we are
going to give this huge tax break to one-half of 1 percent of all the
estates, then the least that we can do is to ask of the beneficiaries
of this tax break to fulfill their lawful corporate tax responsibility.
All of the money to pay for this tax break, Mr. Speaker, $99 billion
over 10 years, is coming out of the Social Security trust fund. The
majority does not think it has to be paid for. Well, that is wrong, and
we want to give the Republicans one last chance to do the right thing.
By defeating the previous question, we can tell the tax evaders to
come home and protect Social Security. We can make everyone in this
country proud knowing that we are all pulling together to pay our fair
share. I urge a no vote on the previous question.
Mr. Speaker, I ask unanimous consent that the text of the amendment
be printed in the Record immediately before the vote on the previous
question.
The SPEAKER pro tempore. Is there objection to the request of the
gentleman from Florida?
There was no objection.
{time} 1245
Mr. HASTINGS of Washington. Mr. Speaker, I yield myself such time as
I may consume.
Mr. Speaker, let me remind my colleagues that this is a fair rule. It
allows for a Democrat substitute, and we can debate that, and if
desired, we can vote on that substitute. It also allows for a motion to
recommit. We can have a vote on that.
But the fact is, this body has spoken on the issue of a death tax
several times. It is time to make this death tax relief permanent. It
is time to adopt this rule and defeat the previous question and the
underlying remarks.
Mr. Speaker, let me conclude that the previous question is an
exercise in futility because the minority wants to offer an amendment
that would otherwise be ruled out of order as nongermane. So the vote
is without substance. The previous question vote itself is simply a
procedural motion to close debate on this rule and proceed to a vote on
its adoption. The vote has no substantive or policy implications
whatsoever.
Mr. Speaker, I include for the Record an explanation of the previous
question.
The material referred to is as follows:
The Previous Question Vote: What It Means
House Rule XIX (``Previous Question'') provides in part
that: ``There shall be a motion for the previous question,
which, being ordered, shall have the effect to cut off all
debate and bring the House to a direct vote on the immediate
question or questions on which it has been ordered.''
In the case of a special rule or order of business
resolution reported from the House Rules Committee, providing
for the consideration of a specified legislative measure, the
previous question is moved following the one hour of debate
allowed for under House Rules.
The vote on the previous question is simply a procedural
vote on whether to proceed to an immediate vote on adopting
the resolution that sets the ground rules for debate and
amendment on the legislation it would make in order.
Therefore, the vote on the previous question has no
substantive legislative or policy implications whatsoever.
The material previously referred to by Mr. Hastings of Florida is as
follows:
H.R. 2143--Permanent Death Tax Repeal of 2001
In the resolution strike ``and (3)'' and insert the
following:
``(3) the amendment printed in Sec. 2 of this resolution if
offered by Representative Rangel or a designee, which shall
be in order without intervention of any point of order, shall
be considered as read, and shall separately debatable for 30
minutes equally divided and controlled by the proponent and
an opponent; and (4)''
Sec. 2.
At the end of the bill, add the following title:
TITLE--PROVISIONS CURBING ABUSIVE TAX SHELTERS
Subtitle A--Clarification of Economic Substance Doctrine
SEC. 201. CLARIFICATION OF ECONOMIC SUBSTANCE DOCTRINE.
(a) In General.--Section 7701 of the Internal Revenue Code
of 1986 is amended by redesignating subsection (m) as
subsection (n) and by inserting after subsection (l) the
following new subsection:
``(m) Clarification of Economic Substance Doctrine; Etc.--
``(1) General rules.--
[[Page H3245]]
``(A) In general.--In applying the economic substance
doctrine, the determination of whether a transaction has
economic substance shall be made as provided in this
paragraph.
``(B) Definition of economic substance.--For purposes of
subparagraph (A)--
``(i) In general.--A transaction has economic substance
only if--
``(I) the transaction changes in a meaningful way (apart
from Federal income tax effects) the taxpayer's economic
position, and
``(II) the taxpayer has a substantial nontax purpose for
entering into such transaction and the transaction is a
reasonable means of accomplishing such purpose.
``(ii) Special rule where taxpayer relies on profit
potential.--A transaction shall not be treated as having
economic substance by reason of having a potential for profit
unless--
``(I) the present value of the reasonably expected pre-tax
profit from the transaction is substantial in relation to the
present value of the expected net tax benefits that would be
allowed if the transaction were respected, and
``(II) the reasonably expected pre-tax profit from the
transaction exceeds a risk-free rate of return.
``(C) Treatment of fees and foreign taxes.--Fees and other
transaction expenses and foreign taxes shall be taken into
account as expenses in determining pre-tax profit under
subparagraph (B)(ii).
``(2) Special rules for transactions with tax-indifferent
parties.--
``(A) Special rules for financing transactions.--The form
of a transaction which is in substance the borrowing of money
or the acquisition of financial capital directly or
indirectly from a tax-indifferent party shall not be
respected if the present value of the deductions to be
claimed with respect to the transaction are substantially in
excess of the present value of the anticipated economic
returns of the person lending the money or providing the
financial capital. A public offering shall be treated as a
borrowing, or an acquisition of financial capital, from a
tax-indifferent party if it is reasonably expected that at
least 50 percent of the offering will be placed with tax-
indifferent parties.
``(B) Artificial income shifting and basis adjustments.--
The form of a transaction with a tax-indifferent party shall
not be respected if--
``(i) it results in an allocation of income or gain to the
tax-indifferent party in excess of such party's economic
income or gain, or
``(ii) it results in a basis adjustment or shifting of
basis on account of overstating the income or gain of the
tax-indifferent party.
``(3) Definitions and special rules.--For purposes of this
subsection--
``(A) Economic substance doctrine.--The term `economic
substance doctrine' means the common law doctrine under which
tax benefits under subtitle A with respect to a transaction
are not allowable if the transaction does not have economic
substance or lacks a business purpose.
``(B) Tax-indifferent party.--The term `tax-indifferent
party' means any person or entity not subject to tax imposed
by subtitle A. A person shall be treated as a tax-indifferent
party with respect to a transaction if the items taken into
account with respect to the transaction have no substantial
impact on such person's liability under subtitle A.
``(C) Exception for personal transactions of individuals.--
In the case of an individual, this subsection shall apply
only to transactions entered into in connection with a trade
or business or an activity engaged in for the production of
income.
``(D) Treatment of lessors.--In applying subclause (I) of
paragraph (1)(B)(ii) to the lessor of tangible property
subject to a lease, the expected net tax benefits shall not
include the benefits of depreciation, or any tax credit, with
respect to the leased property and subclause (II) of
paragraph (1)(B)(ii) shall be disregarded in determining
whether any of such benefits are allowable.
``(4) Other common law doctrines not affected.--Except as
specifically provided in this subsection, the provisions of
this subsection shall not be construed as altering or
supplanting any other rule of law referred to in section
6662(i)(2), and the requirements of this subsection shall be
construed as being in addition to any such other rule of
law.''
(b) Effective Date.--The amendments made by this section
shall apply to transactions after the date of the enactment
of this Act.
Subtitle B--Penalties
SEC. 211. INCREASE IN PENALTY ON UNDERPAYMENTS RESULTING FROM
FAILURE TO SATISFY CERTAIN COMMON LAW RULES.
(a) In General.--Section 6662 of the Internal Revenue Code
of 1986 (relating to imposition of accuracy-related penalty)
is amended by adding at the end the following new subsection:
``(i) Increase in Penalty in Case of Failure To Satisfy
Certain Common Law Rules.--
``(1) In general.--To the extent that an underpayment is
attributable to a disallowance described in paragraph (2)--
``(A) subsection (a) shall be applied with respect to such
portion by substituting `40 percent' for `20 percent', and
``(B) subsection (d)(2)(B) and section 6664(c) shall not
apply.
``(2) Disallowances described.--A disallowance is described
in this subsection if such disallowance is on account of--
``(A) a lack of economic substance (within the meaning of
section 7701(m)(1)) for the transaction giving rise to the
claimed benefit or the transaction was not respected under
section 7701(m)(2),
``(B) a lack of business purpose for such transaction or
because the form of the transaction does not reflect its
substance, or
``(C) a failure to meet the requirements of any other
similar rule of law.
``(3) Increase in penalty not to apply if compliance with
disclosure requirements.--Paragraph (1)(A) shall not apply if
the taxpayer discloses to the Secretary (as such time and in
such manner as the Secretary shall prescribe) such
information as the Secretary shall prescribe with respect to
such transaction.''.
(b) Modifications to Penalty on Substantial Understatement
of Income Tax.--
(1) Modification of threshold.--Subparagraph (A) of section
6662(d)(1) of such Code is amended to read as follows:
``(A) In general.--For purposes of this section, there is a
substantial understatement of income tax for any taxable year
if the amount of the understatement for the taxable year
exceeds the lesser of--
``(i) $500,000, or
``(ii) the greater of 10 percent of the tax required to be
shown on the return for the taxable year or $5,000.''
(2) Modification of penalty on tax shelters, etc.--Clauses
(i) and (ii) of section 6662(d)(2)(C) of such Code are
amended to read as follows:
``(i) In general.--Subparagraph (B) shall not apply to any
item attributable to a tax shelter.''
``(ii) Determination of understatements with respect to tax
shelters, etc.--In any case in which there are one or more
items attributable to a tax shelter, the amount of the
understatement under subparagraph (A) shall in no event be
less than the amount of understatement which would be
determined for the taxable year if all items shown on the
return which are not attributable to any tax shelter were
treated as being correct. A similar rule shall apply in cases
to which subsection (i) applies, whether or not the items are
attributable to a tax shelter.''
(c) Treatment of Amended Returns.--Subsection (a) of
section 6664 of such Code is amended by adding at the end the
following new sentence: ``For purposes of this subsection, an
amended return shall be disregarded if such return is filed
on or after the date the taxpayer is first contacted by the
Secretary regarding the examination of the return.''
SEC. 212. PENALTY ON PROMOTERS OF TAX AVOIDANCE STRATEGIES
WHICH HAVE NO ECONOMIC SUBSTANCE, ETC.
(a) Penalty.--
(1) In general.--Section 6700 of the Internal Revenue Code
of 1986 (relating to promoting abusive tax shelters, etc.) is
amended by redesignating subsection (c) as subsection (d) and
by inserting after subsection (b) the following new
subsection:
``(c) Penalty on Substantial Promoters for Promoting Tax
Avoidance Strategies Which Have No Economic Substance, Etc.--
``(1) Imposition of penalty.--Any substantial promoter of a
tax avoidance strategy shall pay a penalty in the amount
determined under paragraph (2) with respect to such strategy
if such strategy (or any similar strategy promoted by such
promoter) fails to meet the requirements of any rule of law
referred to in section 6662(i)(2).
``(2) Amount of penalty.--The penalty under paragraph (1)
with respect to a promoter of a tax avoidance strategy is an
amount equal to 100 percent of the gross income derived (or
to be derived) by such promoter from such strategy.
``(3) Tax avoidance strategy.--For purposes of this
subsection, the term `tax avoidance strategy' means any
entity, plan, arrangement, or transaction a significant
purpose of the structure of which is the avoidance or evasion
of Federal income tax.
``(4) Substantial promoter.--For purposes of this
subsection--
``(A) In general.--The term `substantial promoter' means,
with respect to any tax avoidance strategy, any promoter if--
``(i) such promoter offers such strategy to more than 1
potential participant, and
``(ii) such promoter may receive fees in excess of $500,000
in the aggregate with respect to such strategy.
``(B) Aggregation rules.--For purposes of this paragraph--
``(i) Related persons.--A promoter and all persons related
to such promoter shall be treated as 1 person who is a
promoter.
``(ii) Similar strategies.--All similar tax avoidance
strategies of a promoter shall be treated as 1 tax avoidance
strategy.
``(C) Promoter.--The term `promoter' means any person who
participates in the promotion, offering, or sale of the tax
avoidance strategy.
``(D) Related person.--Persons are related if they bear a
relationship to each other which is described in section
267(b) or 707(b).
``(4) Coordination with subsection (a).--No penalty shall
be imposed by this subsection on any promoter with respect to
a tax avoidance strategy if a penalty is imposed under
subsection (a) on such promoter with respect to such
strategy.''
(2) Conforming amendment.--Subsection (d) of section 6700
of such Code is amended--
(A) by striking ``Penalty'' and inserting ``Penalties'',
and
[[Page H3246]]
(B) by striking ``penalty'' the first place it appears in
the text and inserting ``penalties''.
(b) Increase in Penalty on Promoting Abusive Tax
Shelters.--The first sentence of section 6700(a) of such Code
is amended by striking ``a penalty equal to'' and all that
follows and inserting ``a penalty equal to the greater of
$1,000 or 100 percent of the gross income derived (or to be
derived) by such person from such activity.''
SEC. 213. MODIFICATIONS OF PENALTIES FOR AIDING AND ABETTING
UNDERSTATEMENT OF TAX LIABILITY INVOLVING TAX
SHELTERS.
(a) Imposition of Penalty.--Section 6701(a) of the Internal
Revenue Code of 1986 (relating to imposition of penalty) is
amended to read as follows:
``(a) Imposition of Penalties.--
``(1) In general.--Any person--
``(A) who aids or assists in, procures, or advises with
respect to, the preparation or presentation of any portion of
a return, affidavit, claim, or other document,
``(B) who knows (or has reason to believe) that such
portion will be used in connection with any material matter
arising under the internal revenue laws, and
``(C) who knows that such portion (if so used) would result
in an understatement of the liability for tax of another
person,
shall pay a penalty with respect to each such document in the
amount determined under subsection (b).
``(2) Certain tax shelters.--If--
``(A) any person--
``(i) aids or assists in, procures, or advises with respect
to the creation, organization, sale, implementation,
management, or reporting of a tax shelter (as defined in
section 6662(d)(2)(C)(iii)) or of any entity, plan,
arrangement, or transaction that fails to meet the
requirements of any rule of law referred to in section
6662(i)(2), and
``(ii) opines, advises, represents, or otherwise indicates
(directly or indirectly) that the taxpayer's tax treatment of
items attributable to such tax shelter or such entity, plan,
arrangement, or transaction and giving rise to an
understatement of tax liability would more likely than not
prevail or not give rise to a penalty,
``(B) such opinion, advice, representation, or indication
is unreasonable,
then such person shall pay a penalty in the amount determined
under subsection (b). If a standard higher than the more
likely than not standard was used in any such opinion,
advice, representation, or indication, then subparagraph
(A)(ii) shall be applied as if such standard were substituted
for the more likely than not standard.''
(b) Amount of Penalty.--Section 6701(b) of such Code
(relating to amount of penalty) is amended--
(1) by inserting ``or (3)'' after ``paragraph (2)'' in
paragraph (1),
(2) by striking ``subsection (a)'' each place it appears
and inserting ``subsection (a)(1)'', and
(3) by redesignating paragraph (3) as paragraph (4) and by
adding after paragraph (2) the following:
``(3) Tax shelters.--In the case of--
``(A) a penalty imposed by subsection (a)(1) which involves
a return, affidavit, claim, or other document relating to a
tax shelter or an entity, plan, arrangement, or transaction
that fails to meet the requirements of any rule of law
referred to in section 6662(i)(2), and
``(B) any penalty imposed by subsection (a)(2),
the amount of the penalty shall be equal to 100 percent of
the gross proceeds derived (or to be derived) by the person
in connection with the tax shelter or entity, plan,
arrangement, or transaction.''
(c) Referral and Publication.--If a penalty is imposed
under section 6701(a)(2) of such Code (as added by subsection
(a)) on any person, the Secretary of the Treasury shall--
(1) notify the Director of Practice of the Internal Revenue
Service and any appropriate State licensing authority of the
penalty and the circumstances under which it was imposed, and
(2) publish the identity of the person and the fact the
penalty was imposed on the person.
(d) Conforming Amendments.--
(1) Section 6701(d) of such Code is amended by striking
``Subsection (a)'' and inserting ``Subsection (a)(1)''.
(2) Section 6701(e) of such Code is amended by striking
``subsection (a)(1)'' and inserting ``subsection (a)(1)(A)''.
(3) Section 6701(f) of such Code is amended by inserting
``, tax shelter, or entity, plan, arrangement, or
transaction'' after ``document'' each place it appears.
SEC. 214. FAILURE TO MAINTAIN LISTS.
Section 6708(a) of the Internal Revenue Code of 1986
(relating to failure to maintain lists of investors in
potentially abusive tax shelters) is amended by adding at the
end the following: ``In the case of a tax shelter (as defined
in section 6662(d)(2)(C)(iii)) or entity, plan, arrangement,
or transaction that fails to meet the requirements of any
rule of law referred to in section 6662(i)(2), the penalty
shall be equal to 50 percent of the gross proceeds derived
(or to be derived) from each person with respect to which
there was a failure and the limitation of the preceding
sentence shall not apply.''
SEC. 215. PENALTY FOR FAILING TO DISCLOSE REPORTABLE
TRANSACTION.
(a) In General.--Part I of subchapter B of chapter 68 of
the Internal Revenue Code of 1986 (relating to assessable
penalties) is amended by inserting after section 6707 the
following new section:
``SEC. 6707A. PENALTY FOR FAILURE TO INCLUDE TAX SHELTER
INFORMATION WITH RETURN.
``(a) Imposition of Penalty.--Any person who fails to
include with its return of Federal income tax any information
required to be included under section 6011 with respect to a
reportable transaction shall pay a penalty in the amount
determined under subsection (b). No penalty shall be imposed
on any such failure if it is shown that such failure is due
to reasonable cause.
``(b) Amount of Penalty.--
``(1) In general.--The amount of the penalty under
subsection (a) shall be equal to the greater of--
``(A) 5 percent of any increase in Federal tax which
results from a difference between the taxpayer's treatment
(as shown on its return) of items attributable to the
reportable transaction to which the failure relates and the
proper tax treatment of such items, or
``(B) $100,000.
For purposes of subparagraph (A), the last sentence of
section 6664(a) shall apply.
``(2) Listed transaction.--If the failure under subsection
(a) relates to a reportable transaction which is the same as,
or substantially similar to, a transaction specifically
identified by the Secretary as a tax avoidance transaction
for purposes of section 6011, paragraph (1)(A) shall be
applied by substituting `10 percent' for `5 percent'.
``(c) Reportable Transaction.--For purposes of this
section, the term `reportable transaction' means any
transaction with respect to which information is required
under section 6011 to be included with a taxpayer's return of
tax because, as determined under regulations prescribed under
section 6011, such transaction has characteristics which may
be indicative of a tax avoidance transaction.
``(d) Coordination With Other Penalties.--The penalty
imposed by this section is in addition to any penalty imposed
under section 6662.''
(b) Conforming Amendment.--The table of sections for part I
of subchapter B of chapter 68 of such Code is amended by
inserting after the item relating to section 6707 the
following:
``Sec. 6707A. Penalty for failure to include tax shelter information on
return.''
SEC. 216. REGISTRATION OF CERTAIN TAX SHELTERS WITHOUT
CORPORATE PARTICIPANTS.
Section 6111(d)(1)(A) of the Internal Revenue Code of 1986
(relating to certain confidential arrangements treated as tax
shelters) is amended by striking ``for a direct or indirect
participant which is a corporation''.
SEC. 217. EFFECTIVE DATES.
(a) In General.--Except as provided in subsections (b) and
(c), the amendments made by this subtitle shall apply to
transactions after the date of the enactment of this Act.
(b) Section 211.--The amendments made by subsections (b)
and (c) of section 211 shall apply to taxable years ending
after the date of the enactment of this Act.
(c) Section 212.--The amendments made by subsection (a) of
section 212 shall apply to any tax avoidance strategy (as
defined in section 6700(c) of the Internal Revenue Code of
1986, as amended by this subtitle) interests in which are
offered to potential participants after the date of the
enactment of this Act.
(d) Section 216.--The amendment made by section 216 shall
apply to any tax shelter interest which is offered to
potential participants after the date of the enactment of
this Act.
Subtitle C--Limitations on Importation or Transfer of Built-In Losses
SEC. 221. LIMITATION ON IMPORTATION OF BUILT-IN LOSSES.
(a) In General.--Section 362 of the Internal Revenue Code
of 1986 (relating to basis to corporations) is amended by
adding at the end the following new subsection:
``(e) Limitation on Importation of Built-in Losses.--
``(1) In general.--If in any transaction described in
subsection (a) or (b) there would (but for this subsection)
be an importation of a net built-in loss, the basis of each
property described in paragraph (2) which is acquired in such
transaction shall (notwithstanding subsections (a) and (b))
be its fair market value immediately after such transaction.
``(2) Property described.--For purposes of paragraph (1),
property is described in this paragraph if--
``(A) gain or loss with respect to such property is not
subject to tax under this subtitle in the hands of the
transferor immediately before the transfer, and
``(B) gain or loss with respect to such property is subject
to such tax in the hands of the transferee immediately after
such transfer.
In any case in which the transferor is a partnership, the
preceding sentence shall be applied by treating each partner
in such partnership as holding such partner's proportionate
share of the property of such partnership.
``(3) Importation of net built-in loss.--For purposes of
paragraph (1), there is an importation of a net built-in loss
in a transaction if the transferee's aggregate adjusted bases
of property described in paragraph (2) which is transferred
in such transaction would (but for this subsection) exceed
the fair market value of such property immediately after such
transaction.''
[[Page H3247]]
(b) Comparable Treatment Where Liquidation.--Paragraph (1)
of section 334(b) of such Code (relating to liquidation of
subsidiary) is amended to read as follows:
``(1) In general.--If property is received by a corporate
distributee in a distribution in a complete liquidation to
which section 332 applies (or in a transfer described in
section 337(b)(1)), the basis of such property in the hands
of such distributee shall be the same as it would be in the
hands of the transferor; except that the basis of such
property in the hands of such distributee shall be the fair
market value of the property at the time of the
distribution--
``(A) in any case in which gain or loss is recognized by
the liquidating corporation with respect to such property, or
``(B) in any case in which the liquidating corporation is a
foreign corporation, the corporate distributee is a domestic
corporation, and the corporate distributee's aggregate
adjusted bases of property described in section 362(e)(2)
which is distributed in such liquidation would (but for this
subparagraph) exceed the fair market value of such property
immediately after such liquidation.''
(c) Effective Date.--The amendments made by this section
shall apply to transactions after the date of the enactment
of this Act.
SEC. 222. DISALLOWANCE OF PARTNERSHIP LOSS TRANSFERS.
(a) Treatment of Contributed Property With Built-In Loss.--
Paragraph (1) of section 704(c) of the Internal Revenue Code
of 1986 is amended by striking ``and'' at the end of
subparagraph (A), by striking the period at the end of
subparagraph (B) and inserting ``, and'', and by adding at
the end the following:
``(C) if any property so contributed has a built-in loss--
``(i) such built-in loss shall be taken into account only
in determining the amount of items allocated to the
contributing partner, and
``(ii) except as provided in regulations, in determining
the amount of items allocated to other partners, the basis of
the contributed property in the hands of the partnership
shall be treated as being equal to its fair market value
immediately after the contribution.
For purposes of subparagraph (C), the term `built-in loss'
means the excess of the adjusted basis of the property over
its fair market value immediately after the contribution.''
(b) Adjustment to Basis of Partnership Property on Transfer
of Partnership Interest If There Is Substantial Built-In
Loss.--
(1) Adjustment required.--Subsection (a) of section 743 of
such Code (relating to optional adjustment to basis of
partnership property) is amended by inserting before the
period ``or unless the partnership has a substantial built-in
loss immediately after such transfer''.
(2) Adjustment.--Subsection (b) of section 743 of such Code
is amended by inserting ``or with respect to which there is a
substantial built-in loss immediately after such transfer''
after ``section 754 is in effect''.
(3) Substantial built-in loss.--Section 743 of such Code is
amended by adding at the end the following new subsection:
``(d) Substantial Built-In Loss.--For purposes of this
section, a partnership has a substantial built-in loss with
respect to a transfer of an interest in a partnership if the
transferee partner's proportionate share of the adjusted
basis of the partnership property exceeds 110 percent of the
basis of such partner's interest in the partnership.''
(4) Clerical amendments.--
(A) The section heading for section 743 of such Code is
amended to read as follows:
``SEC. 743. ADJUSTMENT TO BASIS OF PARTNERSHIP PROPERTY WHERE
SECTION 754 ELECTION OR SUBSTANTIAL BUILT-IN
LOSS.''
(B) The table of sections for subpart C of part II of
subchapter K of chapter 1 of such Code is amended by striking
the item relating to section 743 and inserting the following
new item:
``Sec. 743. Adjustment to basis of partnership property where section
754 election or substantial built-in loss.''
(c) Adjustment to Basis of Undistributed Partnership
Property if There Is Substantial Basis Reduction.--
(1) Adjustment required.--Subsection (a) of section 734 of
such Code (relating to optional adjustment to basis of
undistributed partnership property) is amended by inserting
before the period ``or unless there is a substantial basis
reduction''.
(2) Adjustment.--Subsection (b) of section 734 of such Code
is amended by inserting ``or unless there is a substantial
basis reduction'' after ``section 754 is in effect''.
(3) Substantial basis reduction.--Section 734 of such Code
is amended by adding at the end the following new subsection:
``(d) Substantial Basis Reduction.--For purposes of this
section, there is a substantial basis reduction with respect
to a distribution if the sum of the amounts described in
subparagraphs (A) and (B) of subsection (b)(2) exceeds 10
percent of the aggregate adjusted basis of partnership
property immediately after the distribution.''
(4) Clerical amendments.--
(A) The section heading for section 734 of such Code is
amended to read as follows:
``SEC. 734. ADJUSTMENT TO BASIS OF UNDISTRIBUTED PARTNERSHIP
PROPERTY WHERE SECTION 754 ELECTION OR
SUBSTANTIAL BASIS REDUCTION.''
(B) The table of sections for subpart B of part II of
subchapter K of chapter 1 of such Code is amended by striking
the item relating to section 734 and inserting the following
new item:
``Sec. 734. Adjustment to basis of undistributed partnership property
where section 754 election or substantial basis
reduction.''
(d) Effective Dates.--
(1) Subsection (a).--The amendment made by subsection (a)
shall apply to contributions made after the date of the
enactment of this Act.
(2) Subsection (b).--The amendments made by subsection (a)
shall apply to transfers after the date of the enactment of
this Act.
(3) Subsection (c).--The amendments made by subsection (a)
shall apply to distributions after the date of the enactment
of this Act.
Subtitle D--Prevention of Corporate Expatriation To Avoid United States
Income Tax
SEC. 231. PREVENTION OF CORPORATE EXPATRIATION TO AVOID
UNITED STATES INCOME TAX.
(a) In General.--Paragraph (4) of section 7701(a) of the
Internal Revenue Code of 1986 (defining domestic) is amended
to read as follows:
``(4) Domestic.--
``(A) In general.--Except as provided in subparagraph (B),
the term `domestic' when applied to a corporation or
partnership means created or organized in the United States
or under the law of the United States or of any State unless,
in the case of a partnership, the Secretary provides
otherwise by regulations.
``(B) Certain corporations treated as domestic.--
``(i) In general.--The acquiring corporation in a corporate
expatriation transaction shall be treated as a domestic
corporation.
``(ii) Corporate expatriation transaction.--For purposes of
this subparagraph, the term `corporate expatriation
transaction' means any transaction if--
``(I) a nominally foreign corporation (referred to in this
subparagraph as the `acquiring corporation') acquires, as a
result of such transaction, directly or indirectly
substantially all of the properties held directly or
indirectly by a domestic corporation, and
``(II) immediately after the transaction, more than 80
percent of the stock (by vote or value) of the acquiring
corporation is held by former shareholders of the domestic
corporation by reason of holding stock in the domestic
corporation.
``(iii) Lower stock ownership requirement in certain
cases.--Subclause (II) of clause (ii) shall be applied by
substituting `50 percent' for `80 percent' with respect to
any nominally foreign corporation if--
``(I) such corporation does not have substantial business
activities (when compared to the total business activities of
the expanded affiliated group) in the foreign country in
which or under the law of which the corporation is created or
organized, and
``(II) the stock of the corporation is publicly traded and
the principal market for the public trading of such stock is
in the United States.
``(iv) Partnership transactions.--The term `corporate
expatriation transaction' includes any transaction if--
``(I) a nominally foreign corporation (referred to in this
subparagraph as the `acquiring corporation') acquires, as a
result of such transaction, directly or indirectly properties
constituting a trade or business of a domestic partnership,
``(II) immediately after the transaction, more than 80
percent of the stock (by vote or value) of the acquiring
corporation is held by former partners of the domestic
partnership or related foreign partnerships (determined
without regard to stock of the acquiring corporation which is
sold in a public offering related to the transaction), and
``(III) the acquiring corporation meets the requirements of
subclauses (I) and (II) of clause (iii).
``(v) Special rules.--For purposes of this subparagraph--
``(I) a series of related transactions shall be treated as
1 transaction, and
``(II) stock held by members of the expanded affiliated
group which includes the acquiring corporation shall not be
taken into account in determining ownership.
``(vi) Other definitions.--For purposes of this
subparagraph--
``(I) Nominally foreign corporation.--The term `nominally
foreign corporation' means any corporation which would (but
for this subparagraph) be treated as a foreign corporation.
``(II) Expanded affiliated group.--The term `expanded
affiliated group' means an affiliated group (as defined in
section 1504(a) without regard to section 1504(b)).''
(b) Effective Dates.--
(1) In general.--The amendment made by this section shall
apply to corporate expatriation transactions completed after
September 11, 2001.
(2) Special rule.--The amendment made by this section shall
also apply to corporate expatriation transactions completed
on or before September 11, 2001, but only with respect to
taxable years of the acquiring corporation beginning after
December 31, 2003.
Amend the title so as to read: ``A bill to amend the
Internal Revenue Code of 1986 to
[[Page H3248]]
restore the estate tax, to limit its applicability to estates
of over $3,000,000, and for other purposes.''
Mr. HASTINGS of Washington. Mr. Speaker, I yield back the balance of
my time, and I move the previous question on the resolution.
The SPEAKER pro tempore (Mr. LaHood). The question is on ordering the
previous question on the resolution.
The question was taken; and the Speaker pro tempore announced that
the ayes appeared to have it.
Mr. HASTINGS of Florida. Mr. Speaker, I object to the vote on the
ground that a quorum is not present and make the point of order that a
quorum is not present.
The SPEAKER pro tempore. Evidently a quorum is not present.
The Sergeant at Arms will notify absent Members.
Pursuant to clause 9 of rule XX the Chair will reduce to 5 minutes
the minimum time for electronic voting, if ordered, on adoption of the
resolution.
The vote was taken by electronic device, and there were--yeas 223,
nays 201, not voting 10, as follows:
[Roll No. 215]
YEAS--223
Aderholt
Akin
Armey
Bachus
Baker
Ballenger
Barcia
Barr
Bartlett
Barton
Bass
Bereuter
Biggert
Bilirakis
Bishop
Blunt
Boehlert
Boehner
Bonilla
Bono
Boozman
Boucher
Brady (TX)
Brown (SC)
Bryant
Burr
Burton
Buyer
Callahan
Calvert
Camp
Cannon
Cantor
Capito
Carson (OK)
Castle
Chabot
Coble
Collins
Cooksey
Cox
Crane
Crenshaw
Cubin
Culberson
Cunningham
Davis, Jo Ann
Davis, Tom
Deal
DeLay
DeMint
Diaz-Balart
Doolittle
Dreier
Duncan
Dunn
Ehlers
Ehrlich
Emerson
English
Everett
Ferguson
Flake
Fletcher
Foley
Forbes
Fossella
Frelinghuysen
Gallegly
Ganske
Gekas
Gibbons
Gillmor
Gilman
Goode
Goodlatte
Goss
Graham
Granger
Graves
Green (WI)
Greenwood
Grucci
Gutknecht
Hall (TX)
Hansen
Hart
Hastings (WA)
Hayes
Hayworth
Hefley
Herger
Hilleary
Hobson
Hoekstra
Horn
Hostettler
Hulshof
Hunter
Hyde
Isakson
Issa
Istook
Jenkins
Johnson (CT)
Johnson (IL)
Johnson, Sam
Jones (NC)
Keller
Kelly
Kennedy (MN)
Kerns
King (NY)
Kingston
Kirk
Knollenberg
Kolbe
LaHood
Latham
LaTourette
Leach
Lewis (CA)
Lewis (KY)
Linder
LoBiondo
Lucas (KY)
Lucas (OK)
Manzullo
McCrery
McHugh
McInnis
McKeon
Mica
Miller, Dan
Miller, Gary
Miller, Jeff
Moran (KS)
Morella
Myrick
Nethercutt
Ney
Northup
Norwood
Nussle
Osborne
Ose
Otter
Oxley
Paul
Pence
Peterson (PA)
Petri
Pickering
Pitts
Platts
Pombo
Portman
Pryce (OH)
Putnam
Quinn
Radanovich
Ramstad
Regula
Rehberg
Reynolds
Riley
Rogers (KY)
Rogers (MI)
Rohrabacher
Ros-Lehtinen
Roukema
Royce
Ryan (WI)
Ryun (KS)
Saxton
Schaffer
Schrock
Sensenbrenner
Sessions
Shadegg
Shaw
Shays
Sherwood
Shimkus
Shuster
Simmons
Skeen
Smith (MI)
Smith (NJ)
Smith (TX)
Souder
Stearns
Stump
Sullivan
Sununu
Sweeney
Tancredo
Tauzin
Taylor (NC)
Terry
Thomas
Thornberry
Thune
Tiahrt
Tiberi
Toomey
Upton
Vitter
Walden
Walsh
Wamp
Watkins (OK)
Watts (OK)
Weldon (FL)
Weldon (PA)
Weller
Whitfield
Wicker
Wilson (NM)
Wilson (SC)
Wolf
Young (AK)
Young (FL)
NAYS--201
Abercrombie
Ackerman
Allen
Andrews
Baca
Baird
Baldacci
Baldwin
Barrett
Becerra
Bentsen
Berkley
Berman
Berry
Blagojevich
Blumenauer
Bonior
Borski
Boswell
Boyd
Brady (PA)
Brown (OH)
Capps
Capuano
Cardin
Carson (IN)
Clay
Clayton
Clement
Clyburn
Condit
Conyers
Costello
Coyne
Cramer
Crowley
Cummings
Davis (CA)
Davis (FL)
Davis (IL)
DeFazio
DeGette
Delahunt
DeLauro
Deutsch
Dicks
Dingell
Doggett
Dooley
Doyle
Edwards
Engel
Eshoo
Etheridge
Evans
Farr
Fattah
Filner
Ford
Frank
Frost
Gephardt
Gonzalez
Gordon
Green (TX)
Gutierrez
Hall (OH)
Harman
Hastings (FL)
Hill
Hilliard
Hinchey
Hinojosa
Hoeffel
Holden
Holt
Honda
Hooley
Hoyer
Inslee
Israel
Jackson (IL)
Jackson-Lee (TX)
Jefferson
John
Johnson, E. B.
Jones (OH)
Kanjorski
Kaptur
Kennedy (RI)
Kildee
Kilpatrick
Kind (WI)
Kleczka
Kucinich
LaFalce
Lampson
Langevin
Lantos
Larsen (WA)
Larson (CT)
Lee
Levin
Lipinski
Lofgren
Lowey
Luther
Lynch
Maloney (CT)
Maloney (NY)
Markey
Mascara
Matheson
Matsui
McCarthy (MO)
McCarthy (NY)
McCollum
McDermott
McGovern
McIntyre
McKinney
McNulty
Meehan
Meek (FL)
Meeks (NY)
Menendez
Millender-McDonald
Miller, George
Mink
Mollohan
Moore
Moran (VA)
Murtha
Nadler
Neal
Oberstar
Obey
Olver
Ortiz
Owens
Pallone
Pascrell
Pastor
Payne
Pelosi
Peterson (MN)
Phelps
Pomeroy
Price (NC)
Rahall
Rangel
Reyes
Rivers
Rodriguez
Roemer
Ross
Rothman
Roybal-Allard
Rush
Sabo
Sanchez
Sanders
Sandlin
Sawyer
Schakowsky
Schiff
Scott
Sherman
Shows
Skelton
Slaughter
Smith (WA)
Snyder
Solis
Spratt
Stark
Stenholm
Strickland
Stupak
Tanner
Tauscher
Taylor (MS)
Thompson (CA)
Thompson (MS)
Thurman
Tierney
Towns
Turner
Udall (CO)
Udall (NM)
Velazquez
Visclosky
Waters
Watson (CA)
Watt (NC)
Waxman
Weiner
Wexler
Woolsey
Wu
Wynn
NOT VOTING--10
Brown (FL)
Chambliss
Combest
Gilchrest
Houghton
Lewis (GA)
Napolitano
Serrano
Simpson
Traficant
{time} 1309
Mr. RUSH and Mr. CUMMINGS changed their vote from ``yea'' to ``nay.''
Mr. TANCREDO changed his vote from ``nay'' to ``yea.''
So the previous question was ordered.
The result of the vote was announced as above recorded.
The SPEAKER pro tempore (Mr. LaHood). The question is on the
resolution.
The question was taken; and the Speaker pro tempore announced that
the ayes appeared to have it.
Mr. HASTINGS of Florida. Mr. Speaker, on that I demand the yeas and
nays.
The yeas and nays were ordered.
The SPEAKER pro tempore. This will be a 5-minute vote.
The vote was taken by electronic device, and there were--yeas 227,
nays 195, not voting 12, as follows:
[Roll No. 216]
YEAS--227
Aderholt
Akin
Armey
Bachus
Baker
Ballenger
Barcia
Barr
Bartlett
Barton
Bass
Bereuter
Biggert
Bilirakis
Bishop
Blunt
Boehlert
Boehner
Bonilla
Bono
Boozman
Boucher
Brady (TX)
Brown (SC)
Bryant
Burr
Burton
Buyer
Callahan
Calvert
Camp
Cannon
Cantor
Capito
Castle
Chabot
Coble
Collins
Condit
Cooksey
Cox
Crane
Crenshaw
Cubin
Culberson
Cunningham
Davis, Jo Ann
Davis, Tom
Deal
DeLay
DeMint
Diaz-Balart
Doolittle
Dreier
Duncan
Dunn
Ehlers
Ehrlich
Emerson
English
Everett
Ferguson
Flake
Fletcher
Foley
Forbes
Fossella
Frelinghuysen
Gallegly
Ganske
Gekas
Gibbons
Gillmor
Gilman
Goode
Goodlatte
Goss
Graham
Granger
Graves
Green (WI)
Greenwood
Grucci
Gutknecht
Hall (TX)
Hansen
Hart
Hastings (WA)
Hayes
Hayworth
Hefley
Herger
Hilleary
Hobson
Hoekstra
Horn
Hostettler
Hulshof
Hunter
Hyde
Isakson
Issa
Istook
Jenkins
Johnson (CT)
Johnson (IL)
Johnson, Sam
Jones (NC)
Keller
Kelly
Kennedy (MN)
Kerns
King (NY)
Kingston
Kirk
Knollenberg
Kolbe
LaHood
Latham
LaTourette
Leach
Lewis (CA)
Lewis (KY)
Linder
LoBiondo
Lucas (KY)
Lucas (OK)
Manzullo
Matheson
McCrery
McHugh
McInnis
McKeon
Mica
Miller, Dan
Miller, Gary
Miller, Jeff
Moran (KS)
Morella
Myrick
Nethercutt
Ney
Northup
Norwood
Nussle
Osborne
Ose
Otter
Oxley
Paul
Pence
Peterson (MN)
Peterson (PA)
Petri
Pickering
Pitts
Platts
Pombo
Portman
Pryce (OH)
Putnam
Quinn
Radanovich
Ramstad
Regula
Rehberg
Reynolds
Riley
Roemer
Rogers (KY)
Rogers (MI)
Rohrabacher
Ros-Lehtinen
Roukema
Royce
Ryan (WI)
Ryun (KS)
Saxton
Schaffer
Schrock
Sensenbrenner
Sessions
Shadegg
Shaw
Shays
Sherwood
Shimkus
Shuster
Simmons
Simpson
Skeen
Smith (NJ)
Smith (TX)
Souder
Stearns
Stump
Sullivan
Sununu
Sweeney
Tancredo
Tanner
Tauzin
Taylor (NC)
Terry
Thomas
Thornberry
Thune
Tiahrt
Tiberi
Toomey
[[Page H3249]]
Upton
Vitter
Walden
Walsh
Wamp
Watkins (OK)
Watts (OK)
Weldon (FL)
Weldon (PA)
Weller
Whitfield
Wicker
Wilson (NM)
Wilson (SC)
Wolf
Young (AK)
Young (FL)
NAYS--195
Abercrombie
Ackerman
Allen
Andrews
Baca
Baird
Baldacci
Baldwin
Barrett
Becerra
Bentsen
Berkley
Berman
Berry
Blagojevich
Blumenauer
Bonior
Borski
Boswell
Boyd
Brady (PA)
Brown (FL)
Brown (OH)
Capps
Capuano
Cardin
Carson (IN)
Clay
Clayton
Clement
Clyburn
Conyers
Costello
Coyne
Cramer
Crowley
Cummings
Davis (CA)
Davis (FL)
Davis (IL)
DeFazio
DeGette
Delahunt
DeLauro
Deutsch
Dicks
Dingell
Doggett
Dooley
Doyle
Edwards
Engel
Eshoo
Etheridge
Evans
Farr
Fattah
Filner
Ford
Frank
Frost
Gephardt
Gonzalez
Gordon
Green (TX)
Gutierrez
Hall (OH)
Hastings (FL)
Hill
Hilliard
Hinchey
Hinojosa
Hoeffel
Holden
Holt
Honda
Hooley
Hoyer
Inslee
Israel
Jackson (IL)
Jackson-Lee (TX)
Jefferson
John
Johnson, E. B.
Jones (OH)
Kanjorski
Kaptur
Kennedy (RI)
Kildee
Kilpatrick
Kind (WI)
Kleczka
Kucinich
LaFalce
Lampson
Langevin
Lantos
Larsen (WA)
Larson (CT)
Lee
Levin
Lipinski
Lofgren
Lowey
Luther
Maloney (CT)
Maloney (NY)
Markey
Mascara
Matsui
McCarthy (MO)
McCarthy (NY)
McCollum
McDermott
McGovern
McIntyre
McKinney
McNulty
Meehan
Meek (FL)
Meeks (NY)
Menendez
Millender-McDonald
Miller, George
Mink
Mollohan
Moore
Moran (VA)
Murtha
Nadler
Napolitano
Neal
Oberstar
Obey
Olver
Ortiz
Owens
Pallone
Pascrell
Pastor
Payne
Pelosi
Phelps
Pomeroy
Price (NC)
Rahall
Rangel
Reyes
Rivers
Rodriguez
Ross
Rothman
Roybal-Allard
Rush
Sabo
Sanchez
Sanders
Sawyer
Schakowsky
Schiff
Scott
Sherman
Shows
Skelton
Slaughter
Smith (WA)
Snyder
Solis
Spratt
Stark
Stenholm
Strickland
Stupak
Tauscher
Taylor (MS)
Thompson (CA)
Thompson (MS)
Thurman
Tierney
Towns
Turner
Udall (CO)
Udall (NM)
Velazquez
Visclosky
Waters
Watson (CA)
Watt (NC)
Waxman
Weiner
Wexler
Woolsey
Wu
Wynn
NOT VOTING--12
Carson (OK)
Chambliss
Combest
Gilchrest
Harman
Houghton
Lewis (GA)
Lynch
Sandlin
Serrano
Smith (MI)
Traficant
{time} 1319
Mr. ISRAEL changed his vote from ``yea'' to ``nay.''
So the resolution was agreed to.
The result of the vote was announced as above recorded.
A motion to reconsider was laid on the table.
Mr. THOMAS. Mr. Speaker, pursuant to House Resolution 435, I call up
the bill (H.R. 2143) to make the repeal of the estate tax permanent,
and ask for its immediate consideration.
The Clerk read the title of the bill.
The SPEAKER pro tempore (Mr. Simpson). Pursuant to House Resolution
435, the bill is considered read for amendment.
The text of H.R. 2143 is as follows:
H.R. 2143
Be it enacted by the Senate and House of Representatives of
the United States of America in Congress assembled,
SECTION 1. SHORT TITLE.
This Act may be cited as the ``Permanent Death Tax Repeal
Act of 2001''.
SEC. 2. ESTATE TAX REPEAL MADE PERMANENT.
(a) In General.--Section 901 of the Economic Growth and Tax
Relief Reconciliation Act of 2001 is amended--
(1) in subsection (a) by striking ``shall not apply--'' and
all that follows and inserting ``(other than title V) shall
not apply to taxable, plan, or limitation years beginning
after December 31, 2010.'', and
(2) in subsection (b) by striking ``, estates, gifts, and
transfers''.
(b) Effective Date.--The amendments made by subsection (a)
shall take effect as if included in section 901 of the
Economic Growth and Tax Relief Reconciliation Act of 2001.
The SPEAKER pro tempore. After 1 hour of debate on the bill, it shall
be in order to consider the amendment printed in House Report 107-494,
if offered by the gentleman from New York (Mr. Rangel) or his designee,
which shall be considered read and shall be debatable for 1 hour,
equally divided and controlled by a proponent and an opponent.
The gentleman from California (Mr. Thomas) and the gentleman from New
York (Mr. Rangel) each will control 30 minutes of debate on the bill.
The Chair recognizes the gentleman from California (Mr. Thomas).
Mr. THOMAS. Mr. Speaker, I yield myself such time as I may consume.
Dying has been euphemistically called ``buying the farm,'' but for
many Americans today, reality is that when they die, they have to sell
the farm. The argument that two iron clad rules of life are death and
taxes are currently linked in the law today in the most bizarre
fashion, and that is, although we still have the certainty of death and
taxes, the interrelated consequence of each is timed unfortunately to
the question of when someone dies.
How in the world have we gotten ourselves into this particular
situation? The House has voted twice to repeal the death tax, not just
for 10 years, permanent repeal. However, in dealing with the other
body, given the arcane rules of the other body, we currently have the
situation in which the death tax is reduced, then ended and then
reinstated.
Providing real tax relief today currently has a hook tomorrow, and
one of the things we need to do is to make sure that we move the
permanency of the estate tax repeal so that those who awaken on New
Year's Day 2011 are not faced with a massive tax increase.
Mr. Speaker, I reserve the balance of my time, and I yield the
remainder of my time to the gentlewoman from Washington (Ms. Dunn) of
the Committee on Ways and Means and ask unanimous consent that the
gentlewoman control the remainder of my time.
The SPEAKER pro tempore. Is there objection to the request of the
gentleman from California?
There was no objection.
Mr. RANGEL. Mr. Speaker, I yield myself such time as I may consume.
I want to thank the chairman of the committee for allowing us to
adjourn the full committee hearing that really dealt with runaway
corporations trying to avoid their legal tax liability and going to
foreign countries. The chairman agreed that our full committee should
be here on the floor to deal with this important piece of legislation,
rather than have our full committee over there in a hearing room
listening to testimony when we did not intend to legislate. It was not
his fault that we had a conflict of a major bill in the committee and a
major bill on the floor. So his acceptance of the motion to adjourn
means a great deal to us on the Committee on Ways and Means, and I
would like to thank him for it.
As he said, yes, death and taxes are with us; but he omitted saying,
but so was politics, because the only reason that this bill is on the
floor is not just because this is an election year, but because we are
nearing the election and who are the ones that make the campaign
contributions? It is not those people who are the low-income people. It
is not our old folks that are looking for prescription drugs, and it
certainly is not our kids who are looking for a decent education.
I would say that if anyone looked and found out who the beneficiaries
would be, it would be less than 1 percent of the taxpayers of the
United States of America, those who are blessed not only with high
income and great estates, but those who are blessed with a whole lot of
great Republican friends that would like to have them even extend
benefits.
Some of the Members of the House who have thought to do this at a
time of war, to take a bill that is going to cost over the next 10
years, including the debt service, close to $1 trillion, to do this
without making permanent the 10 percent tax cut or the child credit, to
do this when we do not even have a decent prescription drug bill is
just immoral, indecent and obscene; but it is an election year. We
should have expected that this would happen, and so we accept what the
Republican leadership would want to do, and that is, to bring this to
the floor at a time when our Nation is at war and certainly not
demanding this.
Mr. Speaker, I yield 3 minutes to the gentleman from California (Mr.
Waxman), chairman-to-be, one of the outstanding members of the House.
He is not on the Committee on Ways and Means, but I assure my
colleagues that what he has to say should be of great benefit, not only
to this august body,
[[Page H3250]]
but to the people of the United States of America who are dedicated to
winning this war against terrorism, but not at the expense of our
commitment to the people of the United States.
Mr. WAXMAN. Mr. Speaker, I thank the gentleman very much for yielding
the time to me.
Last fall, the House passed legislation that contained a $254 million
tax break for Enron, and the public was so amazed that some people
refused to believe what this House had done. Well, guess what? Today we
are trying to do it again.
This legislation is even more generous to Enron executives than last
year's retroactive repeal of the corporate alternative minimum tax.
This bill would give tax breaks worth over $300 million to the estates
of Enron executives. The same people that looted the company, deceived
the public, cooked the books, and bankrupted thousands of employees are
going to get hundreds of millions of dollars under today's legislation.
This bill is not about protecting family farms and small businesses.
They are all well protected by the gentleman from North Dakota's (Mr.
Pomeroy) amendment. It is about doing favors for well-connected
campaign contributors, like Enron CEO, Ken Lay.
The repeal of the estate tax made no sense last year when we had
surpluses; but now we are facing mounting deficits, and it is an insane
policy. The people who will pay for this tax break for the super-rich
are working families. No matter what the Republicans say, there is only
one source of money for a tax break of this magnitude, the Social
Security trust fund.
Here is a picture, if I might show it to my colleagues, of one of the
many major beneficiaries of this bill, Jeffrey Skilling. His estate
will receive a $55 million tax break under this bill. As some analysts
have calculated, this will be paid for by raiding the Social Security
contributions of 30,000 American workers. No one can justify that
policy.
Enron executives are not the only ones who make out like bandits
under this bill. So does the Bush Cabinet. At the same time that
President Bush is calling on the Nation to make shared sacrifices, he
is pushing legislation that would give his estate and the estates of
the wealthiest members of his cabinet $100 million or more in tax
breaks.
{time} 1330
That is not a cabinet that reflects American diversity. That is a
cabinet that reflects American millionaires, and this bill will give
them even more money.
Vice President Cheney's family alone will make up to $40 million if
this bill passes.
This is craziness. We are in a war, and we cannot afford to be giving
money to the super rich at the expense of those who are working to pay
for the costs of that tax break. And no one can justify giving Mr.
Skilling a $55 million tax break or Mr. Cheney a $40 million one. In
fact, the Republicans ought to be too ashamed to even try.
Mr. DUNCAN. Mr. Speaker, I yield myself such time as I may consume.
Mr. Speaker, we are here today to fulfill a pledge we made a year
ago. The Congress succeeded last year in phasing out the death tax by
2010. Unfortunately, due to a quirk in budget rules on the other side
of the Capitol, it will snap back to life January 1, 2011. We believe
this is unfair and that it is unacceptable. It is bad tax policy and it
must be changed.
It is important to recognize the lack of permanence has real
consequences, Mr. Speaker, for small business owners and family farms.
Without permanence, they will continue to have to spend thousands of
dollars every single year to put together expensive estate plans and to
purchase life insurance policies just to ensure that business can
survive to the next generation.
The sudden reappearance of the death tax in 2011 creates the
ridiculous situation where a person who dies on December 31, 2010 would
not be subject to death taxes, but if he had lived one more day his
heirs would be forced to pay death taxes of up to 55 percent.
The opponents of the repeal parade the same tired reasons for keeping
the death tax. They say it only helps the super wealthy. Not true.
According to the IRS, 85 percent of the estates that paid the tax in
1999, our most recent figures, were valued at between $2.5 million, and
many of these were small businesses. Any capital-rich, cash-poor
business, like a trucking company, for example, or a hardware store or
construction company or a family-owned newspaper, would undoubtedly be
valued at more than $2.5 million.
Why not simply provide a special exemption for small businesses and
farms? We have already tried that, Mr. Speaker, and we have been shown
that it does not work. The formula for applying the exemption is far
too onerous and it is too complicated. It was so unworkable that the
American Bar Association recommended that we repeal it because it was
only taking into consideration between 1 and 3 percent of small
businesses, small farms, and small estates. It did not work.
More importantly, a carve-out of that sort of exemption affirms the
flawed notion that it is fair to tax somebody at the end of their life
because they were successful. These are assets that already have been
taxed once, and many times more than that.
Death tax repeal attracts support from both sides of the aisle and
from a diverse group of interests. Conservation organizations, like the
Nature Conservancy, support repeal because they are very worried about
the forced sale of valuable property to developers. In one fell swoop a
parcel of land that has been in the family for generations is sold
simply to pay that death tax and must be paid in cash within 9 months
of the death of the owner.
Minority business groups, like the Black Chamber of Commerce and the
Hispanic Business Roundtable support repeal because they understand it
takes more than one generation to build a business that will be in the
family. Why should the death tax stand in the way of their attempt to
realize the American Dream?
Women business owners support repeal. They are well aware of the
threat the death tax poses to their hard work. According to one recent
survey, 40 percent of women business owners claim that the death tax
would force the sale of all or part of their businesses.
Opponents also claim that repealing the death tax will entrench our
Nation's wealthy elite. They maintain that the tax represents the best
intentions of meritocracy, in which citizens begin life without
financial advantages. But their populist sentiments are simply
misguided.
The death tax is an insult to hardworking Americans and it penalizes
entrepreneurs for their successes. Mr. Speaker, we spend a huge amount
of time and energy encouraging Americans to save for retirement, to
save for the unexpected, to save for their children. We should not
punish them at the end of their life for doing the right thing. The
death tax has no moral, economic, or social justification and it should
be repealed completely.
Mr. Speaker, I reserve the balance of my time.
Mr. MATSUI. Mr. Speaker, I ask unanimous consent to control the
remainder of the time of the gentleman from New York (Mr. Rangel).
The SPEAKER pro tempore (Mr. Simpson). Is there objection to the
request of the gentleman from California?
There was no objection.
Mr. MATSUI. Mr. Speaker, I yield 3 minutes to the distinguished
gentleman from the State of California (Mr. Stark), a member of the
Committee on Ways and Means.
(Mr. STARK asked and was given permission to revise and extend his
remarks.)
Mr. STARK. Mr. Speaker, let us understand and cut through all this
nonsense about small businesses and small farms. Many of us in this
Congress pay a lot of income tax. I do. I have been very fortunate. My
children will perhaps inherit from me when I pass on money in the
amounts that they may have to pay in an estate tax.
But the fact is, and I am joined in this observation by the Buffet
and the Gates families, who hardly can be called liberals, and who have
a lot, lot more money than most of us in Congress, and they find it
abhorrent that we should try and protect children and give children
millions of dollars.
Now, no one is in any danger of losing a business, because the Code
currently, first of all, allows people with small businesses that are
privately
[[Page H3251]]
held to pass those on at a deep discount, sometimes 30 and 40 percent
off their value because they are illiquid. Secondly, it gives 15 years
at very low interest rates, even less than 6 percent, for these
beneficiaries to pay off any estate tax.
So I have always said, and my children are getting a little sick of
hearing me say it, that when I move on and they get a chance to inherit
our family business, if they can get a business with about a 50 percent
downpayment given to them free, and the other 50 percent that they only
have to pay off over 15 years at less than 6 percent, if they cannot
operate that business and make enough money to pay off their fair share
of taxes, they are too dumb to get the business, and I did not do the
right thing and their mother did not do the right thing in raising
them.
So it is a matter of fairness. This is an attempt by the Republicans
to create a nobility, a group of people who have never earned anything
in this country, as most of my Republican colleagues on the Committee
on Ways and Means have not. None of them ever had a business. They have
either worked at the public trough all their lives or inherited a
business. So when we hear about free enterprise and passing on
businesses, they are really talking about pandering to the very rich,
who they hope will contribute to keep them in office.
Let us get behind this. It is not to protect the family farms, it is
not to protect the small businesses, it is there to protect a stream of
campaign contributions from the very rich who will benefit most from
this bill. I urge my colleagues to vote ``no.''
Mr. DUNCAN. Mr. Speaker, I yield myself such time as I may consume to
remind the gentleman from California that the death tax extracts $4
billion from the State of California to the Federal Government, money
that might be used to assist him in the problems in the State of
California.
Mr. Speaker, I yield 2 minutes to the gentleman from Florida (Mr.
Weldon), who is the author of the bill we debate today.
Mr. WELDON of Florida. Mr. Speaker, I thank the gentleman for
yielding me this time.
Colleagues, let us remember what this debate is really all about.
There are a lot of people who want to reopen the whole issue of the
inheritance tax, but we already passed a phaseout of the inheritance
tax in this body last year. I think it was fairly overwhelming, the
vote, and I think a lot of Democrats voted for phasing out the
inheritance tax. Because of a quirk in the rules in the other body, the
inheritance tax is phased out and then in 2011 it comes back.
The reality is that for many people, small business owners in
particular, and they are the group this tax most adversely affects,
when they try to pass their small business to their heirs, 67 percent
of them fail. And one of the biggest reasons they fail is because they
get hit by this inheritance tax. They frequently have to lay off
employees. And those people right now do not know what to do because
the inheritance tax comes back in 2011. Many of them are maintaining
elaborate estate plans specifically because of the feature in our bill.
This really does affect jobs. Most of the job growth in my district
over the last 7\1/2\ years has been from small businesses. And the only
way to deal with this is to get rid of that sunset provision. That is
why I introduced this bill. An economic analysis has been done on this,
and getting rid of this feature can add up to $150 billion to our
economy over the next 10 years. It can affect 200,000 jobs.
I personally believe that if we leave these resources in the economy
and create jobs out there, the Federal Government will actually take in
more money, not less money, by getting rid of this very onerous tax.
The other thing I want to say is that these people have already paid
their taxes. They paid their taxes all of their lives, they created
jobs, and the people in those companies paid the Federal withholding,
paid the FICA tax, yet after they are dead we would tax them again. It
is wrong.
Mr. MATSUI. Mr. Speaker, I yield 3 minutes to the distinguished
gentleman from the State of Washington (Mr. McDermott), a member of the
Committee on Ways and Means.
Mr. McDERMOTT. Mr. Speaker, the chairman asked how did we get here.
Well, actually, we got here by people in this country who led it who
said this is the proper policy that we have, to have an estate tax.
Thomas Jefferson outlawed primogenitor and he did it in saying we are
taking an axe to the foot of America's pseudoaristocracy. The decision
was made in the very beginning that we did not want to have an
aristocracy in this country.
Now, Theodore Roosevelt, who signed this into law, and I remind
everyone here he was a Republican, said, ``The man of great wealth owes
a particular obligation to the State because he derives special
advantages from the mere existence of government.''
In this debate, in my State, Mr. Gates, Sr. spoke to the law school
on this issue and he said this: ``One day a child was about to be born,
and it was brought to God. And God said to the child, you are either
going to be born in Zimbabwe or in the United States. You can choose.
But when you die, I have many works and I need money. So if you go to
the United States, you have to give half of it back when you die.'' Now
what do you think the child would choose?
We live in the best country in the world, with the most opportunity,
with the most freedom. And we have that because we give people a
continuing chance. We do not allow the accumulation of aristocracy and
wealth that we have had in Europe and other parts of the world. It was
a decision at the very beginning. We did not want a king, we did not
want lords and nobles and earls and so forth that could keep their
lands forever.
That is why most of us are in this country, because we came from
countries where we were serfs. Mine were Irish and they were German.
Some were Polish, some were Italian, some were Japanese. All of them
came here because of the opportunity. And when we start having an
aristocracy that controls it all, we do real damage to America as we
know it.
Now, even more important is what will happen to the giving, the
charitable giving in this country. Seattle University had a consultant
look at this issue and he said that more than half of the giving to the
Seattle University will dry up if we get rid of the inheritance tax.
Now, everybody said, of course, these people are going to pile it all
up and they will give more. Come on. Why would my colleagues be pushing
to get hold of it all if you were going to give more? You can give more
now and actually deal within your taxes, but they are not.
This is a way of saying to everybody in this country we all have an
opportunity. We all can do very well here. But when you die, you give
back to the society that made it possible. Vote ``no'' on this bill.
Mr. DUNCAN. Mr. Speaker, I yield myself such time as I may consume to
remind my colleague and good friend from Washington State that it was,
in fact, Woodrow Wilson, a Democrat president, who in 1916 signed the
death tax into law, not Teddy Roosevelt.
Mr. Speaker, I yield 2 minutes to the gentleman from Texas (Mr. Sam
Johnson), who is a very strong member of the House Committee on Ways
and Means and who is very involved in this debate.
(Mr. SAM JOHNSON of Texas asked and was given permission to revise
and extend his remarks.)
Mr. SAM JOHNSON of Texas. Mr. Speaker, only in our government are you
given a certificate at birth, a license at marriage, and a bill at
death. It is tax, tax, tax. It is the grim reaper every day.
Death taxes can wipe out a lifetime of work. That is why this House
should vote to end this unfair tax once and for all. Permanentize it.
For many small businesses, death taxes are a death sentence. We have
already voted to repeal the tax, and I want to empower small business
owners to go on making their businesses successful instead of planning
for their own demise. But unlike a villain in a bad movie, this tax
brings back to life in a few years the grim reaper.
{time} 1345
Tax, tax, tax. This House did not pick up the rules that prevented
permanent repeal of the death tax. Today we will overwhelmingly pass
permanent repeal. Many of our Democrat colleagues are arguing for
something less
[[Page H3252]]
than full repeal. Class warfare does not work on this issue. Americans
strive to be successful, and when they share the fruits of their labor
with their children, Americans support full repeal of the death tax.
They do not want a toll booth on the road to meet their maker. Mr.
Speaker, just as you cannot be a little bit dead, the death tax cannot
be a little bit gone. Imposing taxes on the value of a lifetime of work
is just plain wrong, and we must end this unfair tax permanently.
Mr. MATSUI. Mr. Speaker, I yield 3 minutes to the distinguished
gentleman from the State of Maryland (Mr. Cardin), a member of the
Committee on Ways and Means and the Subcommittee on Health.
Mr. CARDIN. Mr. Speaker, I thank the gentleman from California for
yielding me the time.
Mr. Speaker, I rise in opposition to the legislation we are
considering and in support of the Democratic substitute. Mr. Speaker,
this is first a matter of fairness. Currently only 2 percent of estates
are subject to estate taxes and of that only .3 percent to the family
farms and family businesses. A very small number today are subjected to
tax. Under the Democratic substitute 99.7 percent of all these estates
will avoid any estate tax. This is not about family farms and family
businesses. We all agree that they should be able to avoid the estate
tax for a modest wealth upon death. What this is about is what Forbes
Magazine said. The 400 richest families in America will avoid somewhere
between 200 to $300 billion, that is billion dollars, in taxes under
the bill. It is for the super-rich; it is not even for the rich.
The second is affordability. When this legislation passed last year,
we had a $5.6 trillion projected surplus. Mr. Speaker, we are now
projecting large deficits. We are in a war effort. We cannot afford the
extra hundred billion dollars that this legislation will cost. There is
a better alternative. The Democratic substitute, about 5 percent of
that cost.
Yes, reform is needed. The Democratic substitute raises the unified
credit to 3 million per individual, 6 million per family, takes care of
the problems immediately, not 5 years from now or 10 years from now,
but does it in a responsible, affordable and fair way.
Mr. Speaker, this is a matter about priorities. What are the
priorities of this Congress? When the estate tax repeal is fully
implemented, it costs about $75 billion a year or $750 billion over the
next decade. That is $750 billion. That is what our Congressional
Budget Office says. We are going to be debating prescription medicines
for our seniors. That costs about $750 billion if you want a good plan.
What is more important, a permanent repeal of the estate tax or helping
our seniors with prescription medicines? Helping people with wealth
over $6 million or helping seniors try to deal with the costs of their
prescription medicines? At the same time that the estate tax repeal
comes into full effect, we need the money for the baby boomers in the
Social Security system. What is more important, the repeal of the
estate tax for estates over $6 million or preserving our Social
Security system for America's future? Mr. Speaker, this is a matter of
priority. We cannot have everything. We have to make hard choices. This
is the wrong decision. I urge my colleagues to reject the bill.
Ms. DUNN. Mr. Speaker, I remind the previous speaker, the gentleman
from Maryland (Mr. Cardin), that the State of Maryland sent $582
million to the Federal Government in payment that is not used in their
own State.
Mr. Speaker, I yield 2 minutes to the gentleman from the State of
Arizona (Mr. Hayworth), a very effective member of the Committee on
Ways and Means.
Mr. HAYWORTH. Mr. Speaker, later today we will take a vote to make
the death tax repeal permanent. It will be a bipartisan vote, despite
some of the preceding rhetoric in the well of the House, and I do not
want anyone to be deceived or misled.
One of the leading proponents of permanent death tax repeal in my
State happened to be the standard bearer for the Democratic Party in
1994 for the office of Governor. He came to me and said, ``When are you
going to repeal this death tax?'' The reason he did so was not because
he fits into the realm of the super-rich. The reason he did so, he is
an owner of grocery stores and he employs hundreds of Arizonians.
Mr. Speaker, people of goodwill can have a fundamental disagreement.
Either we can come to this floor and attempt to demonize and drive
wedges and claim that it is always us versus them, or we can understand
some simple facts: keeping businesses in business makes good sense for
America. More than 70 percent of family businesses do not survive to
the second generation. Eighty-seven percent do not make it to the third
generation. Sixty percent of small business owners report that they
would create new jobs over the coming year if estate taxes are
eliminated. We move to do that.
Now the question becomes are we willing to make this permanent to
deal with the arcane rules from elsewhere on Capitol Hill to make this
permanent for job creation. We all want to save Social Security. We
want to have people paying payroll taxes. The best social program is a
job. The best way to ensure that the backbone of America, small
businesses, stay in business, is to ensure that family-owned businesses
can continue to operate. That is why it is vital for all Americans,
Republicans, Democrats, Libertarians, vegetarians, all Americans to
have the chance to keep their business in the family. There should be
no taxation without respiration. Let us keep business alive.
Mr. MATSUI. Mr. Speaker, I yield 2 minutes to the gentleman from
Michigan (Mr. Levin), a distinguished member of the Committee on Ways
and Means.
(Mr. LEVIN asked and was given permission to revise and extend his
remarks.)
Mr. LEVIN. Mr. Speaker, this really is not about farmers and small
businesses. The Pomeroy substitute addresses 99 percent who would be
excluded from estate taxes. This is not about class warfare unless it
is warfare on behalf of 1 percent of the very wealthy against 99
percent. It is not about a quirk in the bill last year. If we eliminate
the sunset, essentially we are further sunsetting fiscal
responsibility, a trillion dollars the second 10 years for a few
thousand families.
We are not just mortgaging the future, we are throwing it away. We
are throwing away the chance to address Social Security needs, Medicare
needs. In a few words, this is not about death taxes; it is about
deficits, more deficits, and more, more deficits.
There has been a reference here to supply-side economics. This is
supply-side economics run amuck. Those who vote ``yes'' today will live
to regret it, if not tomorrow, some years from now.
Mr. Speaker, I urge a ``no'' vote on the final vote, and ``yes'' on
the substitute.
Ms. DUNN. Mr. Speaker, I yield myself such time as I may consume.
Mr. Speaker, I remind the gentleman from Michigan (Mr. Levin) that
$711 million are taken from his State to give to the Federal Government
as a result of the estate tax.
Mr. Speaker, I yield 2 minutes to the gentleman from Georgia (Mr.
Bishop).
Mr. BISHOP. Mr. Speaker, I rise today again to recognize the hard-
working people of America who have played by the rules and have paid
their fair share. Decent, law abiding, tax paying Americans are the
backbone of this country, and they are the salt of the earth. They are
the farmers of southwest Georgia, the family business owners across the
country, from the Atlantic to the Pacific. All across this land are
Americans who have paid taxes their entire lives, only to face the
final taxing event at death. They paid their taxes during their
lifetimes and should not be charged again because they happen to die.
The death tax represents all that is unfair and unjust about the tax
structure in America because it undermines the life work and the life
savings of Americans who want only to pass on to their children and
grandchildren the fruits of their labor and the realization of their
American dream.
And besides, it generates only 1.5 percent of our Nation's revenue.
Farmers in my State of Georgia, many of whom are widowed women and the
children of deceased farmers, are faced with losing their family farms
because of this harsh tax. Employees of small and medium-sized family
businesses, many of whom are minorities, are at risk of losing their
jobs because their employers
[[Page H3253]]
are forced to pay the unfair, exorbitant death tax levied upon them.
Funeral homes, newspaper publishers, radio station owners, garment
manufacturers, grocery owners, and real estate owners are all affected,
all across the demographic spectrum.
Mr. Speaker, although reasonable minds may differ on this issue, I
believe that the death tax is politically misguided, morally
unjustifiable, and downright un-American. Let us vote today to finally
eliminate the death tax and return to the American people and their
progeny the hard-earned fruits of their labor.
Mr. MATSUI. Mr. Speaker, I yield 3 minutes to the gentleman from
Wisconsin (Mr. Kleczka), a member of the Committee on Ways and Means.
Mr. KLECZKA. Mr. Speaker, let us put this debate into some
perspective. First of all, we do not have a death tax in this country.
Nowhere in the statute does it mention the word ``death tax.'' What we
have and have had since 1916 is an inheritance tax paid to the
government by the most wealthy.
Why do we have it? Well, to fund this government. To fund the
military, to fund the expensive farm programs we passed 2 weeks ago, we
need revenue. What the country decided long before I was in Congress
was a tax code like a three-3-legged stool. One leg will be the income
tax for which everybody pays. Then we have another leg for the business
people, which is a business, or corporate tax, and the third is an
inheritance tax. And that was fair.
What has happened since 1916, small businesses and farmers have
flourished. Look just at the 1990s when the stock market went through
the ceiling. The Gateses of the world were created.
But now we are being told by my Republican friends that the country
is going to hell in a handbasket unless we repeal this tax. How does it
affect Americans? Currently, 2 percent of the American public will pay
it. In the gallery before me are about 100 people. Under this tax, two
people will pay it.
Announcement by the Speaker Pro Tempore
The SPEAKER pro tempore (Mr. Simpson). The Chair would remind Members
not to refer to people in the gallery.
Mr. KLECZKA. Mr. Speaker, two people sitting in the gallery will pay
it. Well, how about the 98 other bodies in the gallery?
Announcement by the Speaker Pro Tempore
The SPEAKER pro tempore. The gentleman is again reminded not to refer
to people in the gallery.
Mr. KLECZKA. Mr. Speaker, the fact of the matter is, 98 percent of
those who might be in the gallery will pay the additional income taxes
to make up for this loss.
Where are we as a country? Two years ago we were awash in surplus,
and we were told by my Republican friends that as far as the eye can
see, we will have surpluses. These same folks have tax-cutted this
country back into a deficit. This year we are looking at a $300 billion
deficit.
{time} 1400
As we all know, this country is on a war footing, a war on terrorism.
We just passed a bill last week for $29 billion for the military and
other homeland security items. Is now the time to repeal the tax paid
by the 2 percent wealthiest of this country? Should they not help us
with the war effort?
They are the beneficiaries. Not you. The Cabinet of the current
administration will see a windfall of millions of dollars if we take
this bad action today.
I ask my colleagues to defeat this measure. Quit kidding the American
people and saying that this applies to everyone. The fact is 2 percent.
Ms. DUNN. Mr. Speaker, I remind the gentleman from Wisconsin that his
State sends $380 million to Washington, D.C.
Mr. Speaker, I yield 4 minutes to the gentleman from California (Mr.
Cox), a strong proponent of the repeal of the death tax over a period
of years.
Mr. COX. Mr. Speaker, I have been waiting for this day since 1993
when I first introduced the bill to repeal the death tax. The following
year by 1994, we had some 29 sponsors, over 100 sponsors in the next
Congress, over 200 sponsors in the following Congress. Due to the
efforts of the chairman of the Committee on Ways and Means, the
gentlewoman from Washington (Ms. Dunn), the gentleman from Tennessee
(Mr. Tanner), that bill was eventually signed into law.
Four times this House has voted to repeal the death tax. And for good
reason. By the way, I refer to it as the death tax because that is in
fact what it is called in the Internal Revenue Code. For example, in
section 2014 and section 2015, you will see the words, unlike the
comments of the preceding speaker, death tax. That is the proper name
for this code because it is a tax that applies on death. Its purpose
when it originally was put into place was to confiscate the wealth of
the super rich. Much of the discussion today has been focused on the
nobility of that cause, confiscating the wealth of the super rich. But
we have now a century of experience and we know that it does not
succeed, or come close to succeeding, in that effort. It does not break
up concentrations of wealth. To the contrary, it is the engine for
concentrations of wealth.
Ask yourself: How could it be after a century of experience with a
tax such as this designed to break up great concentrations of wealth
that the great-grandchildren of John D. Rockefeller could be themselves
so wealthy, but the wealth of John D. Rockefeller is well known to all
of us who work in this Congress, as is the wealth of Joe Kennedy, the
wealth of a lot of people who are no longer with us, because the super
rich can afford the lawyers, the trusts, the bollix accounting schemes
that are needed to avoid this ultimately elective tax. For the super
rich, they do not pay it.
Who does pay it? Those people who work in businesses that are too
small to have enough cash to do the expensive tax planning. The
compliance cost associated with this tax, according to the Joint
Economic Committee, may be more than enough to eclipse all the revenue
that it raises. So most of the figures that we are hearing about how
much money this might bring to Washington are looking at only half the
story. You have got to look at how much it costs us to squeeze that
blood out of the turnip. Even more to the point, look who supports
repeal of the death tax. The National Black Chamber of Commerce, the
Black Women Enterprises, Hispanic Business Round Table, Latino
Coalition. This is not a coalition of the super rich. To the contrary,
this is working America.
The tax that you pay when you lose your job because the owner dies
without an adequate estate plan is 100 percent. The low wage worker in
a nonpublic company pays 100 percent when his or her job is liquidated.
And most of the estates where there are significant collections for the
Federal Government are thrown into litigation because there is always
an argument about what the estate is worth. Therefore, it is an
inordinately expensive tax to collect. Over 80 pages of the Internal
Revenue Code have been repealed with our repeal of the death tax. It is
the biggest blow we have struck for tax simplification thus far.
But now we have to make it permanent. I mentioned that this House has
voted four times for repeal. I mentioned the President has signed it
into law. But as a result of an anomaly in Senate rules, nothing that
this House voted for, our repeal, which takes full effect 7 years from
now, is undone after only 12 months. So if 7 years from now you or a
member of your family or the owner of your business dies on December
31, there is no burdensome estate tax to deal with, no death tax forms
to fill out. If the same person, you or the same person, dies the
following morning, then 55 percent is the rate that applies. The full
burden of the death tax, even before the stepdown in rates that will
have taken place over the next 7 years, is revisited.
That is why the New York Times referred to the current situation as
the Throw Momma From the Train Act because only in 2010 is there actual
repeal and the full tax comes back the following year. Only if you
support this anomaly that imposes compliance costs on everyone in
America should you vote against permanency.
I say vote ``yes'' on making death tax repeal permanent. It is time
to throw the death tax from the train.
Mr. MATSUI. Mr. Speaker, I yield 1\1/2\ minutes to the distinguished
gentleman from South Carolina (Mr. Spratt), the ranking Democrat on the
Committee on the Budget.
Mr. SPRATT. Mr. Speaker, we all know the circumstances last year when
we voted to repeal temporarily the estate tax. OMB was predicting a
surplus
[[Page H3254]]
of $5.6 trillion over the next 10 years. Today that surplus is gone,
vanished, thanks to tax cuts, terrorists and recession, and
overestimation of the surplus in the first place.
This year we expect a budget in deficit by $314 billion, excluding
Social Security. Over the next 10 years we expect that deficit to be
$2.6 trillion. We will consume all of the Social Security surplus and
all of the Medicare surplus if that is true.
Even last year, estate tax repeal had to be shoehorned into the
budget to hold the tax cut to no more than $1.3 trillion. That is why
there was a repeal one year, reinstatement the next year. Even this
year those who favor repeal do not favor it until 2010, 2011. They are
putting it off. And they are understating the cost because the near-
term cost seems low, but look at this chart and you will see what the
long-term cost is. The long-term revenue loss in the second decade of
this century resulting from the repeal of the estate tax will be $1.1
trillion.
How much is $1.1 trillion? That is one-third of the cost, 40 percent
of the cost of making Social Security solvent. That is enough to pay
for a robust, full-fledged Medicare prescription drug package. That is
the opportunity cost of what we are doing.
Last year you needed a shoehorn to get it into the budget. This year
you will need a shovel. What you will do is dig a hole in the budget
that is deeper than ever. You will put us back in structural deficit
like never before.
This is ill-advised. Vote for the substitute. Exonerate those small
businesses by voting for the substitute from any kind of estate tax and
keep the budget intact.
Ms. DUNN. Mr. Speaker, I remind the gentleman who just completed his
talk from South Carolina that $231 million goes from his State that
could be used to cover health care coverage for small businesses.
Mr. Speaker, I yield 2 minutes to the gentleman from Nebraska (Mr.
Osborne).
Mr. OSBORNE. Mr. Speaker, we hear over and over again how the repeal
of the death tax is another tax break for the exceptionally wealthy.
This does not reflect my personal experience. I have been privileged to
know a few very wealthy people and at no time have I ever heard from
any of those people any discussion about the death tax. The reason for
this is that nearly all of them have foundations, they have trusts,
they have offshore investments, and none of them will leave money to
the government in the form of inheritance tax.
The segment of the population that is affected most by the death tax
consists of those individuals who have a single fixed asset that has
appreciated significantly over time. In my district, which is largely
rural, many small businesses, ranches and farms fit in this category.
The farmer who bought land at $100 an acre 40 years ago that is worth
$2,500 an acre today and the rancher who purchased grazing land at $20
an acre 50 years ago that is currently valued at $300 an acre would be
examples. Nearly all of the profits from those farms and ranches have
been put back into the property. Most farmers and ranchers are land-
rich but cash-poor.
Yesterday I spoke with a cattle feeder who bought cattle from 100
ranch families in the Sandhills of Nebraska. I asked him what his
number one concern was. He said that it was the death tax. He said that
six of those 100 ranches were sold last year because the heirs could
not pay the death tax. Most of those farms and ranches are sold to
wealthy absentee landlords.
Ted Turner is currently the largest landowner in Nebraska. Ted
Turner's property will not be subject to inheritance tax upon his
death. This process takes wealth and population from rural areas.
Currently the death tax nets slightly more than 1 percent of total
government tax revenue, yet it costs almost one-third of every dollar
recovered just to collect the tax. The net effect to the economy is
negative when one considers lost jobs, lost productivity and loss of
local control of businesses, farms and ranches.
I urge permanent repeal of the death tax.
Mr. MATSUI. Mr. Speaker, I yield 1 minute to the gentleman from North
Dakota (Mr. Pomeroy), a member of the Committee on Ways and Means.
Mr. POMEROY. Mr. Speaker, life is full of choices. The choice before
us involves repeal of the estate tax versus the choice of maintaining
full benefit payments to the Social Security program.
There will be 78 million Americans that will turn 65 sometime in the
next decade. At that point in time, their draw on Social Security will
be profound. You can see Social Security revenues dropping dramatically
as these 78 million leave the workforce. That same decade, however, if
the majority plan passes, the costs explode on the lost revenue due to
the estate tax. This X-marks-the-spot on this chart foretells fiscal
disaster resulting in Social Security benefit cuts and payroll tax
increases on our children.
We cannot just think about this in today's terms. We have to look
long term. The long term is a fiscal catastrophe for our country, a tax
obligation to our children and beneficiary cuts for Social Security
recipients if we take the action urged by the majority.
Ms. DUNN. Mr. Speaker, I yield 3 minutes to the gentleman from
Georgia (Mr. Collins).
Mr. COLLINS. I thank the gentlewoman for yielding me this time.
Mr. Speaker, it always interests me when I see people talk about the
fact that we are going to have a lower income, a lower revenue based on
certain tax policy that leaves money within the economy. What I keep
wondering and hoping to hear, though, is how we are going to reduce the
outgo. This town is not known for cutting spending, but that is the
number one problem in this town is the appropriations, not the
taxation.
Mr. Speaker, even during an economic slowdown, our Nation still has
one of the most vibrant economies in the world. We have the highest GDP
of any Nation and the engine of this economy is small and medium-sized
family-owned businesses. These businesses employ more than half of the
workers in this country, generate more than 50 percent of the GDP and
are responsible for more than 30 percent of our exports. These small
and medium-sized businesses are the driving force of America's economic
power.
Yet throughout our excessive and complex tax system, we place every
conceivable obstacle in their path toward success. In many cases,
despite the best efforts of our government to hinder these economic
drivers, they somehow manage through sweat, blood, tears and grit to
succeed. However, there is a troubling statistic about these
businesses, Mr. Speaker. Less than one-third of them survive after they
are inherited by the second generation, and less than 15 percent make
it into the third generation.
Mr. Speaker, can you guess the number one reason for the failure of
these businesses? It is lack of capital. You can further guess that the
main controlling factor that leads to the lack of capital is the death
tax.
Mr. Speaker, most of the wealth in this Nation has been generated
since World War II. Between now and the year 2040, it is estimated that
American family-owned businesses will transfer more than $10 trillion
of assets to their heirs. It was a wise decision for the President and
this Congress to repeal this horrendous tax burden.
{time} 1415
The only problem with the repeal is that it will sunset in the year
2011. This makes it impossible for businesses to plan for the
transition of ownership from one family member to another.
In order for the temporary repeal to be effective, the owner would
have to die in the year 2010. As a small businessman for 39 years, I
have seen some pretty good business plans. But I have never seen one
that had a vision in it that the owner must die at a certain time and
date.
I urge my colleagues to support this measure and support the small
and medium-sized businesses for which this Nation is the envy of by the
rest of the industrialized world.
Mr. MATSUI. Mr. Speaker, I yield 1 minute to the distinguished
gentleman from the State of California (Mr. Farr), a Member of the
Committee on Appropriations.
(Mr. FARR of California asked and was given permission to revise and
extend his remarks.)
Mr. FARR of California. Mr. Speaker, I thank the gentleman for
yielding me time.
[[Page H3255]]
Mr. Speaker, I think the debate here is one where the Republicans are
trying to make it sound good, but if you implement the law, it feels
really bad. Let me explain. The law that they implemented trickles down
the inheritance tax until the year 2010, and then it sunsets and comes
all the way back. So any of you who are trying to plan an estate, you
have no idea what you are going to have to pay, particularly unless
somebody dies in the year 2010.
Now they come in and say, well, let us just make it permanent. What
they want to make permanent is obviously a very bad law, because the
one thing they do not do is they do not step up the basis, and if you
do not step up the basis, then the people who inherit that property
when they have to sell it have to pay a humongous capital gains tax.
There is a better provision here, and it is the Pomeroy provision,
and I hope everybody and the Republicans listen to it, because it does
a better job. It makes it more effective. You will have a better repeal
next year, in the year 2003, than you do under the Republican proposal,
and it does have a step-up basis. It is so tax-smart that the tax
attorneys will tell you that the Pomeroy substitute is better law. It
is better law for tax planners, it is better law for people who have to
pay inheritance tax, and it is better for those who have to inherit.
Ms. DUNN. Mr. Speaker, I will remind the gentleman from California
that $4 billion goes from the State of California as a result of the
death tax, dollars that could be used by small business people to
increase employment.
Mr. Speaker, I yield 2 minutes to the gentlewoman from Wyoming (Mrs.
Cubin).
Mrs. CUBIN. Mr. Speaker, I thank the gentlewoman for yielding me
time.
Mr. Speaker, I stand in very strong support of repealing permanently
the death tax. I personally know ranchers and farmers in my great State
of Wyoming who have had to liquidate, had to sell their property, in
order to pay the death taxes on their property. These are sometimes
fifth-generation families, where they have done nothing but ranch or
farm for five generations, and that is all they ever wanted to do.
Sometimes they will sell half of their ranch, but they still end up
having to sell the whole thing, because they cannot make a living with
only half of the property.
We are not talking about wealthy people here. We are talking about
small businessmen. We are talking about people who feed this country.
We simply cannot afford to have our food supply controlled by big
insurance companies who are able to afford to buy the ranches in the
first place and then pay taxes on them, insurance companies, people
like Ted Turner.
We need to have middle class, hard-working farmers and ranchers that
love the land, on the land, working the land. Unless we repeal the
death tax, that concept will not survive in the United States of
America.
According to the National Federation of Independent Businesses, one-
third of small business owners will have to outright sell or liquidate
their businesses to pay the death tax. Half of those will have to lay
off 30 or more people. So it is not just farmers and ranchers that
suffer from having to pay these exorbitant death taxes, it is small
businesses all across this country.
We all know small businesses are the backbone of this country, and we
need to protect them. We need to allow them to expand their businesses
and create more jobs, instead of paying the money to the government to
be spent on other things.
Mr. MATSUI. Mr. Speaker, I yield 3 minutes to the distinguished
gentleman from the State of Texas (Mr. Doggett), a member of the
Committee on Ways and Means.
Mr. DOGGETT. Mr. Speaker, only one percent of all the estates in this
country are assessed any estate tax. I have already voted to repeal the
tax for most of those who are subject to it, and to do so immediately,
not seven or ten years from now. But this vote today is a vote that is
only the latest variation of the one-note symphony that is the
Republican call for more and more tax breaks, each and every week, for
the economic elite.
This bill is a key part of a $4 trillion package of tax breaks for
the privileged few that they would saddle the rest of this country with
paying for. This vote is more than a decision about the legacy of the
heirs of Steve Forbes, Ken Lay and Ross Perot; it is a vote on the
legacy for the future of America.
Today we are concerned with the Republican leaderships decision to,
once again, never find a tax break for the wealthy that it does not
like. They will indeed leave a lasting legacy. Yes, the heirs of Steve
Forbes will get a windfall, but all the other children of America, they
will get something also, a growing mountain of public debt, an
undermined Social Security system, and a bleaker economic future.
Our children will inherit a shrinking pool of Federal funds to meet
the expanding security needs our Nation now faces; and our children
will be forced to pay higher taxes tomorrow because some were unwilling
to pay their fair share today. While the Republican leadership is so
greatly concerned about the legacy of the top one percent, I ask, what
about the other 99 percent of America's children? What about their
future and the fate of our country?
It was a Republican, Teddy Roosevelt, in 1906 who was among the first
proponents of the tax that they propose to repeal today. He feared the
power of an economic aristocracy that we see dominating America today.
He feared ``inherited economic power'' and said that it was as
inconsistent with the ideals of this generation in America as inherited
political power was inconsistent with the ideals of the generation
which established our government.
That concern is still true today. Would that we only had on this
floor joining us one Teddy Roosevelt Republican who would stand up, in
a bipartisan way, and express that concern about the future of American
democracy and the future of our ability to meet our needs.
I will have to give them credit for one thing, that they call this
the ``death tax,'' because if they are successful today, and if they
are successful in implementing this entire $4 trillion tax package for
the privileged elite of this country, it will be the death of Social
Security and Medicare as we have known them for decades and upon which
so many Americans vitally depend, because there is absolutely no way
that we can fulfill our obligations under Social Security and Medicare
and give the privileged elite of America a $4 trillion tax break.
Ms. DUNN. Mr. Speaker, I yield 2 minutes to the gentleman from
Wisconsin (Mr. Ryan), one of the newer members of the Committee on Ways
and Means.
Mr. RYAN of Wisconsin. Mr. Speaker, I thank the gentlewoman for
yielding me time and for her leadership on eliminating the death tax.
The gentlewoman from Washington (Ms. Dunn) has been a tireless leader
in this effort.
What we are hearing today from the other side are two emotions: Fear
and envy. Every issue that seems to come to the floor these days, they
try to tap into the emotions of fear and envy, using bogus statistics
like a $4 trillion tax cut, using these emotional attributes that the
super rich are going to get away with murder.
Mr. Speaker, the super rich are going to stay rich even with the
death tax in place. What happens with the death tax is we lose jobs in
America. The greatest killer of the transfer of businesses from one
generation to the next is the death tax.
Take into consideration what is going to happen on New Year's Day
2011 after New Year's Eve 2010 if this bill is not passed. On New
Year's Eve, the estate tax on a small business or a family farm in
value of $3 million will be zero. On New Year's Day, the next day, in
2011, that farmer, that small business person who may happen to pass
away at 12:01 a.m. rather than 11:59 p.m. will have an $800,000 tax
bill.
This is a killer of jobs. This is a killer of small businesses. More
than 70 percent of family businesses do not survive the second
generation, Mr. Speaker; 87 percent do not make it to the third
generation. Sixty percent of small business owners report that they
would create new jobs over the coming year if the estate taxes were
eliminated.
This is about fairness, this is about doing the right thing, and it
is about making sure that when you die, you do not visit the undertaker
and the IRS
[[Page H3256]]
agent on the same day. This is an issue about fairness. This is an
issue about jobs. We are trying to appeal to the emotions of hope and
opportunity and fairness on this side of the aisle, not the emotions of
fear, envy and hyperbole.
Mr. MATSUI. Mr. Speaker, I yield 15 seconds to the distinguished
gentlewoman from Florida (Mrs. Thurman), a member of the Committee on
Ways and Means.
Mrs. THURMAN. Mr. Speaker, I just want to point out to the gentleman
from Wisconsin that for 1999 tax returns under the IRS statistics of
income, there would have been 790 people who ended up paying the estate
tax. Under the Pomeroy-Thurman amendment, there would be 50. By the
way, that would be January 1, 2003, not 2010.
Mr. MATSUI. Mr. Speaker, I yield 1 minute to the gentlewoman from
Ohio (Ms. Kaptur), a member of the Committee on Appropriations.
Ms. KAPTUR. Mr. Speaker, this chart shows how much money Republicans
have already raided from the Social Security trust fund this year. Was
the trust fund not supposed to be in a lockbox and off limits to
tampering? Well, they have raided it to the tune of over $207 billion
as of the first week of this June.
In 1935, not one single Republican on the Committee on Ways and Means
voted for the original Social Security Act. They have always had a
problem believing in it.
Now they are raiding Social Security to pay for their tax cuts for
the super rich, both living and dead! So long as they do, I will be
here on this floor clocking their raid from the Social Security Trust
Fund with this Debt Clock. I will be here to tell the truth to the
American people. And that truth is that Democrats will fight to save
your Social Security. For us, it is a compact of trust between
generations for all Americans, senior citizens and disabled, not just
the super rich.
Ms. DUNN. Mr. Speaker, I reserve the balance of my time.
Mr. MATSUI. Mr. Speaker, I yield 2 minutes to the distinguished
gentleman from the State of Indiana (Mr. Roemer), a member of the
Committee on Education and the Workforce.
(Mr. ROEMER asked and was given permission to revise and extend his
remarks.)
Mr. ROEMER. Mr. Speaker, I rise in strong support of repealing the
death tax. I think that we need to make sure that the hard-working
Americans in this country get tax relief. They work hard, they sweat
hard, and they need to pass on money back to their families and their
children.
But the question today is do you repeal the death tax for the person
that has made $500 million or $50 billion, or do you repeal it for
everybody that has made up to $6 million, as the Democratic substitute
does, for that hard-working family in my State of Indiana who has saved
money year after year for their children and want to pass on $500,000
to their kids? We do not tax a penny of that for the farmer in Indiana
that has seen their acreage grow in value and their farm grow to $5
million in value. We do not tax a penny of that. For the small business
person who has grown their grocery store to $4 million in value, we do
not tax a penny of that.
{time} 1430
But now it comes down to what Theodore Roosevelt talked about in 1906
when he spoke of a progressive inheritance tax on ``fortunes swollen
beyond all healthy limits,'' and he talked about the Vanderbilts or
Rockefellers at 60 and $100 million dollars. Now we have families at
$10 billion. Should they not have to pay any kind of tax when passing
on their inheritance to their children when somebody out there working
every day and making $50,000 a year has to pay a 15 percent rate on
their taxes?
Mr. Speaker, let us make sure that we are fair in the American
tradition, that we are fair when we are at war, that we are fair when
States and the Federal Government have huge deficits in our tax
structure.
Mr. MATSUI. Mr. Speaker, I yield myself the balance of my time.
Mr. Speaker, I would just have to say in conclusion here on general
debate that if the Pomeroy-Thurman bill, which will be offered as a
Democratic substitute, became law, it would actually create a situation
where only 10,000 estates in the entire country, 10,000 estates of 260
million people, would be taxed. So we are basically talking about, in
the Republican bill, 10,000 individuals or 10,000 estates that we are
talking about. That is what the tragedy of this debate is.
I have frankly never, in my entire 23 years in this institution, seen
a larger transfer of wealth than on the floor of the House of
Representatives today. The reason for this is we have no surplus. The
$5.6 trillion surplus is zero. It is gone. It is totally eliminated. As
a result of that, whatever we use to pay for this estate tax repeal
will come out of the payroll taxes of the average American, the 6.2
percent payroll tax that every American pays.
We calculated this. In order to pay $103 billion a year, which it is
over a 10-year period once it is fully in effect, the estate tax
relief, we are talking about 55 million Americans that are making
$30,000 a year, 55 million Americans, their FICA tax that they think is
going into the Social Security trust fund, that money is actually going
to pay some of the richest Americans and their estates in this country.
It is a huge transfer of wealth that we are talking about. It is
unconscionable.
Mr. Speaker, it would be my hope that my colleagues on both sides of
the aisle would see this for what it is: a transfer of wealth from the
middle class, from the suburban Americans, to the very wealthiest of
Americans.
Mr. Speaker, I urge a ``no'' vote on this and a vote in favor of the
Pomeroy-Thurman substitute.
Ms. DUNN. Mr. Speaker, I yield the remainder of our time to the
gentleman from Oklahoma (Mr. Watts), our conference chairman.
Mr. WATTS of Oklahoma. Mr. Speaker, I appreciate the gentlewoman from
Washington yielding me time.
Mr. Speaker, this has almost been a hilarious debate. What I have
heard here over the last hour or so, the debate that I heard, is that
it is okay to be unfair to certain people. If we have the death tax
that is going to affect 2 percent of the people and we have 1,000
people that are affected by the death tax, we are only going to be
unfair to 20, so it should not be any big deal. It is okay for the
government to be unfair to someone, as long as it is certain people
that we are being unfair with.
I do not think the government should make those kinds of decisions. I
am somewhat baffled by that, that we would say, let us just be unfair
to these few people right here. Why should we repeal the death tax?
This is about fairness. It is about being fair with the American
taxpayers.
I want Members to look at the diverse group of organizations
supporting permanent appeal: the National Black Chamber of Commerce.
Why does the National Black Chamber of Commerce support repealing the
death tax? Because in the black community, it takes sometimes three to
four generations to create wealth, and then the owner of that business,
the owner of that farm, dies and then they lose the farm. They lose the
business.
The Hispanic Business Roundtable, the National Federation of
Independent Businesses, the National Indian Business Association, the
National Association of Counties, the Latino Coalition, the National
Association of Women Business Owners. Why do they support repealing
this unfair tax? Because they do not think that we should live 50
years, 55 years, get taxed, then die and then get taxed again. They
think it is unfair.
Repeal the death tax. The economic advantages of doing this: it adds
as much as $150 billion over the next 10 years to the economy. That is
$15 billion per year. That creates a lot of jobs, and it puts money
back into the economy. It adds as many as 200,000 jobs per year. It
increases household savings due to lower prices by $800 to $3,000 per
year in savings.
We need to repeal this tax. There is double-dipping going on right
now. Under the current system, under the death tax, we are taxed once
and then again we die and are taxed again. That is double-dipping.
As I have heard my colleague, the gentlewoman from Washington (Ms.
Dunn), say, she has said her friends on the Democratic side, they are
concerned about helping the rich, helping Bill Gates. Mr. Speaker, if
Bill Gates dies, and she might have mentioned to us, reminded us of
this today, if Bill Gates dies, this is not going to help Bill Gates
because he is dead.
[[Page H3257]]
It is the American way to say hopefully some day we can leave
something for our kids and grandkids. If one owns one McDonald's
franchise or 50, it is not the government's money, it is our money. Let
us repeal this unfair death tax. Let us put it to rest and bury it once
and for all. Vote ``yes'' on this legislation.
Ms. JACKSON-LEE of Texas. Mr. Speaker, I rise to oppose the adoption
of H.R. 2143. At a time when the country's economic power is waning and
the deficit is burgeoning the country does not need a major loss of
revenue. The Budget Committee staff now estimates that this year's
deficit, excluding the Social Security trust fund surplus, will be $314
billion. Over the next 10 years, deficit, excluding the Social Security
trust fund surplus, will be $314 billion. Over the next 10 years, the
non-Social Security deficit will total $2.6 trillion.
Examining this chart on the cost of the repeal of the estate tax, one
can see the sharp rise in loss revenue. In 2010 the revenue loss takes
a vertical rise to over $55 billion in 2012, the first year in which
the estate tax repeal would have full effect. The budget is on a course
that will consume both the entire Social Security surplus and the
entire Medicare surplus between now and 2012. The revenue impact of
making the estate tax repeal permanent would total $109 billion over
2003-2012, and then soar to $1.033 trillion over the following decade.
The Center on Budget and Policy Priorities conducted an analysis of
the estate tax repeal. Only 2 percent of the estate in the United
States are subject to an estate tax. Of the estates subject to the tax
very few include family-owned farms or businesses. The Democratic
alternative to the Republican estate tax repeal extension bill offers
immediate and permanent estate tax relief beginning on January 1, 2003,
by increasing the exemption to $3 million for individuals and to $6
million for couples. Full repeal of the estate tax would be effective
for people who die in calendar year 2009 and years after that.
Moreover, the cost of repealing the state tax will not be fully felt
until after the 10-year period covered by the revenue estimate by the
Republican repeal.
Under the current provisions of the Federal estate tax, estate taxes
levied by States generally do not impose any additional burden on
estates. Repeal of the estate tax would provide massive benefits solely
to the wealthiest and highest-income taxpayers in America.
Subsequently, the Federal revenue loss would be about $60 billion a
year when the repeal is fully in effect a decade from now and States
around the country would lose another $9 billion in estate tax
revenues.
The estate tax is an integral part of our tax system. If it is
repealed, large amounts of income, unrealized capital gains income of
very high-income taxpayers, would never be taxed at all. Repealing the
state tax would open up new loopholes that would encourage many new
schemes for income tax avoidance. Research suggests that repeal of the
estate tax would cause a significant decline in charitable giving. In
short, there is little reason to repeal the estate tax, and many
reasons to retain it. The economy will eventually crumble due to the
overwhelming debt the Nation will incur due to the repeal of the estate
tax. Say no to H.R. 2143.
Mr. JONES of North Carolina. Mr. Speaker, there is a saying that only
in America can an individual be given a certificate at birth, a license
at marriage, and a bill at death. Americans should not have to visit
the undertaker and the IRS on the same day.
Unfortunately, small businesses and family farms, like those in
eastern North Carolina, are particularly vulnerable to the death tax.
At the time of their death, Americans are taxed on the value of their
property, often at rates as high as 55 percent.
Mr. Speaker, this places a tremendous burden on families who are
already grieving the loss of a loved one. While small businesses and
family farms are typically rich in assets, they often do not have the
liquid resources to settle this size of bill with the Federal
Government.
Too often, they are forced to sell some or all of their land or
business, which often serves as their family's livelihood. Over the
years, the death tax has devastated family-owned businesses throughout
our Nation's towns and cities. Today, less than half of family
businesses are able to survive the death of a founder.
What could be more un-American? Under current law, 70 percent of
family businesses do not survive the second generation and 87 percent
do not make it to the third generation. The death tax discourages
savings and investment, and punishes those Americans who work hard
throughout their lives to pass on something to their children.
Mr. Speaker, the estate tax does not serve as a significant source of
revenue for the Federal Government. The Treasury Department reported
that in 1998, the estate and gift tax raised only $24.6 billion, which
amounts to only 1.3 percent of total Federal revenues.
In addition, economic studies conducted by former Secretary of the
Treasury Lawrence Summers show that for every dollar in transfer taxes
taken at death, $33 in capital formation is lost from the economy.
Despite its little value to the government, the death tax undermines
the idea that hard work and fiscal responsibility will be rewarded.
Thankfully, this Congress provided a phase-out of the estate tax
beginning in 2002 by eliminating the 5 percent surtax and the rates in
excess of 50 percent and increases the exemption to $1 million. Today,
we need to take steps to ensure this phase-out is permanent and does
not sunset in 2011. If H.R. 2143 is not signed into law, the death tax
will reappear, almost overnight on New Year's Eve, 2011.
Mr. Speaker, this Congress has done an admirable job of guaranteeing
tax relief for every working American. Let's pass this bill now and
finish the job we started when we took back the people's House in 1995.
Mr. UDALL of Colorado. Mr. Speaker, I support reform of the estate
tax--that is why I voted for the substitute.
But I do not support repeal of the estate tax--and so I cannot vote
for this bill as it stands.
For me, this is not a partisan issue. Instead, it is an issue of
reasonableness, fairness, and fiscal responsibility.
While I did not vote for last year's bill that included changes in
the estate tax, there were parts of that bill that I think should be
made permanent. That is why I am cosponsoring the bill to make
permanent the elimination of the ``marriage penalty'' and why this week
I voted to make permanent the provisions of last year's bill related to
the adoption credit and the exclusion from tax of restitution to
Holocaust survivors.
And, as I said, I support reform of the estate tax. I definitely
think we should act to make it easier for people to pass their
estates--including lands and businesses--on to future generations. This
is important for the whole country, of course, but it is particular
important for Coloradans who want to keep ranch lands in open,
undeveloped condition by reducing the pressure to sell them to pay
estate taxes.
Since I have been in Congress, I have been working toward that goal.
I am convinced that it is something that can be achieved--but it should
be done in a reasonable, fiscally responsible way and in a way that
deserves broad bipartisan support.
That means it should be done in a better way than by enacting this
bill, and the substitute would have done that.
That alternative would have provided real, effective relief without
the excesses of the Republican bill. It would have raised the estate
tax's special exclusion to $3 million for each and every person's
estate--meaning to $6 million for a couple--and would have done so
immediately.
So, under that alternative, a married couple--including but not
limited to the owners of a ranch or small business--with an estate
worth up to $6 million could pass it on intact with no estate tax
whatsoever.
And since under the alternative that permanent change would take
effect on January 1 of next year--not in 2011, like the bill before
us--it clearly would be much more helpful to everyone who might be
affected by the estate tax.
At the same time, the alternative was much more fiscally responsible.
It would not run the same risks of weakening our ability to do what is
needed to maintain and strengthen Social Security and Medicare, provide
a prescription drug benefit for seniors, invest in our schools and
communities, and pay down the public debt.
The tax bill signed into law last year included complete repeal of
the estate tax for only one year, 2010, but contains language that
sunsets all of the tax cuts, including changes in the estate tax after
2001. This bill would exempt repeal of the estate tax from the general
sunset provisions. It would reduce federal revenues by $109 billion
between 2002 and 2012, $99 billion in lost revenue and $10 billion in
interest charges, and more than $1.2 trillion in the decade between
2013 and 2022--the time when the baby boomers will be retiring.
But, as we all know, the budget outlook has changed dramatically
since last year. In the last year, $4 trillion of surpluses projected
over the next 10 years have disappeared--because of the combination of
the recession, the cost of fighting terrorism and paying for homeland
defense, and the enactment of last year's tax legislation. And now the
proposal is to make the budgetary outlook even more difficult, making
it that much harder to meet our national commitments--all in order to
provide a tax break for less than 0.4 percent of all estates. I do not
think this is responsible, and I cannot support it.
And, as if that were not bad enough, this bill does nothing to
correct one of the worst aspects of the estate-tax provisions in last
year's bill--the hidden tax increases on estates whose value has
increased by more than $1.3
[[Page H3258]]
million, beginning in 2010, due to the capital gains tax.
Currently, once an asset, such as a farm or business, has gone
through an estate, whether any estate tax is paid or not, the value to
the heirs is ``stepped up'' for future capital gains tax calculations.
However, last year's bill--now enacted into law--provides for replacing
this with a ``carryover basis'' system in which the original value is
the basis when heirs dispose of inherited assets. That means they will
have to comply with new record keeping requirements, and most small
businesses will end up paying more in taxes. That cries out for reform,
but this bill does not provide it.
Mr. Speaker, I am very disappointed with the evident determination of
the Republican leadership to insist on bringing this bill forward. Just
as they did last year, they have rejected any attempt to shape a bill
that could be supported by all Members.
Since I was first elected, I have sought to work with our colleagues
on both sides of the aisle on this issue to achieve realistic and
responsible reform of the estate tax. But this bill does not meet that
test, and I cannot support it.
Mr. MOORE. Mr. Speaker, I rise in opposition to H.R. 2143, Permanent
Death Tax Repeal Act and the Democratic substitute.
I have long been a supporter of providing estate tax relief to
American families, small business owners, and farmers who have worked
their entire lives to transfer a portion of their estates upon their
death. I have also been an advocate, however, for ensuring that we
transfer to our children and grandchildren a healthy economy and a
government that maintains its commitment to Social Security and
Medicare.
In the last Congress, I voted to repeal the estate tax and later
voted to override President Clinton's veto of that legislation, Again,
in the 107th Congress, I voted to repeal the estate tax as a stand-
alone measure and later voted for President Bush's $1.35 trillion tax
cut, which contained a provision to phase out and ultimately repeal the
estate tax.
When I voted for the president's tax bill last year, I did so with
his assurance that we would have the money to pay for it without
dipping into the Social Security surplus. Unfortunately, due to the
recession and the war on terrorism, the budget surpluses projected last
year did not materialize and we are now borrowing money from Social
Security Trust Funds to pay for even our most basis needs, including
the war on terrorism.
While I agree that we should fix provisions of last year's tax cut to
increase certainty in the Tax Code that will help people plan for their
financial future, we should also make sure that we are not borrowing
money--particularly from the Social Security trust funds--to pay for
these cuts while we are simultaneously trying to enhance our national
security needs. We should also ensure that we aren't raising other
taxes to pay for provisions that are, quite frankly, political in
nature and have nothing to do with ensuring that the estate tax burden
is reduced on our small businesses and farms.
For example, Mr. Speaker, the underlying bill contains a hidden tax
on all decedents. By fully repealing the estate tax, this bill would
have the effect of repealing a provision in the Code, referred to as
the ``step up in basis,'' that protects heirs from paying capital gains
on estates.
Anyone who has ever sold a ``capital'' assets, such as real estate,
stocks, bonds, mutual funds, know that cost basis in what the gain or
loss on the sales price is measured against. Generally speaking, cost
basis is the purchase price of property subject to certain adjustments
upward or downward. For example, if property was purchased in 1950 at a
cost of $10,000 and sold in 2001 at $100,000, an individual would have
a taxable capital gain of $90,000. The step-up basis interacts with
estates such that when this property passes by reason of death, the
heir inherits the asset with a new cost basis equivalent to the market
value of the asset on the date of the benefactor's death. Taking the
example above, if the property were transferred in 2001 at a value of
$100,000 and the heir sold the property in 2006 for $120,000, the heir
would only have a taxable capital gains of $20,000 instead of $110,000.
Should this bill become law, an owner of farmland, stocks, mutual
funds, or even a personal residence would have lost the opportunity to
pass the asset to the next generation without passing along the owner's
cost basis, thus reducing the future capital gains bill that will have
to be paid when the heirs sell the asset. In short, this amounts to a
tax increase on all estates due simply to the increased cost basis of
the estate.
Furthermore, I will also oppose the Democratic substitute to this
bill. While I believe that the relief provided in this substitute--
relief that is substantial and immediate--is important, like the
majority plan the Democratic substitute also has a negative budgetary
effect.
The Democratic substitute, in an effort to seek out ways to pay for
its provisions, would raise taxes on some individuals by reinstating
the 5 percent surcharge on highly-valued estates that I voted to repeal
last year. That's not fair.
Mr. Speaker, the best alternative here today is to support the motion
to recommit, which states that we should not fund the permanent repeal
of the estate tax with Social Security surplus dollars. The motion to
recommit will allow the estate tax repeal to take effect--which will
not become an issue for over nine years--if we are able to afford it
without deficit spending and using Social Security surplus dollars.
Again I have supported previous efforts to provide estate tax relief
because, in the past, we have been able to afford it. I am concerned,
however, that the total costs of these bills will continue to drive our
nation into debt, and reduce our ability to deal with the long-term
challenges facing Social Security and Medicare. Until we deal with the
long term financial problems facing Social Security, we need to be very
careful about any tax or spending bills that would place a greater
burden on the budget in the next decade, effectively transferring these
costs and burdens to our children and grandchildren.
Ms. KILPATRICK. Mr. Speaker, I rise today in opposition to H.R. 2143,
which would permanently repeal the estate tax in FY 2011. The bill, if
passed, will prove to be fiscally irresponsible in the short-and long-
term. In reference to the short-term irresponsibility, the bill would
immediately bring more wealth to the wealthy. This particular tax is
one of the only ways for the Federal Government to tax on accumulated
wealth. Each year, it raises a large sum of money for the government
without affecting 98 percent of its citizens--only the wealthiest 2
percent are taxed. By eliminating the estate tax, we not only fill the
pockets of the wealthy, but we take away the portion of federal revenue
that readily assists the government in funding other efforts, such as
the war on terrorism, education, Social Security, and Medicare.
My colleagues on the other side of the aisle claim that we need to
immediately help the small businesses and farmers sustain their
livelihoods by eliminating the estate tax. Well, Mr. Speaker, contrary
to the majority's belief, the repeal of the estate tax is not needed to
protect the small businesses and farms. A Treasury Department study
found that estates, which comprised of small businesses or farms, paid
less than 1 percent of estate taxes in total. Additionally, the estate
tax currently offers breaks for estates with small businesses and
farms. Modifying the estate tax can help the small number of estates
that will possibly be affected by the estate tax, but repealing it
would only do harm.
The long-term effects of the estate tax repeal are disastrous.
Permanent repeal would cost the Federal Government over $50 billion of
revenue in 2012 alone. This can be a huge blow for our economy in years
to come, especially considering the estimated 75 million baby boomers
that are due to retire in 2011 and 2012. Social Security, Medicare, and
Medicaid will be negatively affected by a repeal and working Americans
will be expected to pay for it with an increased tax burden.
H.R. 2143 is not a good bill for our Nation in the short-term or
long-term. However, the Democratic substitute offered by my esteemed
colleagues, Representative Pomeroy and Representative Thurman, is more
fitting considering America's state and the future fiscal status. The
substitute would increase the tax credit to $3 million for individuals
and $6 million for couples starting immediately in January 1, 2003. By
raising the tax credit level to that amount, 00.6 percent of the small
businesses and farms will be exempt for the estate tax starting in
January 2003. The substitute will also freeze the maximum estate tax at
50 percent, the current rate, and reinstates the 5-percent surtax for
the estates that soar past a total value of $10 million. One of the
most important aspects of this bill is that it will only cost $5.3
billion in 2012, a grave difference from the majority's bill.
While we attempt to rectify tax burdens, we need to be on alert of
the short-term and long-term consequences of our actions. To be extreme
in our attempts to fix the estate tax without thinking it through
intelligently can ultimately draw the blueprint for our nation's
demise. I cannot be a part of that effort. For that reason, Mr.
Speaker, I am standing in strong opposition to the passage of H.R. 2143
and in full support of the Democratic substitute.
Mr. BLUMENAUER. Mr. Speaker, this Congress should delay any further
tax cuts until we establish a budget that allows us to recognize
current fiscal realities while we: ensure our security at home and
abroad; meet our domestic priorities; and fulfill our Social Security
and Medicare commitments.
That said, this is a frustrating process for me. I have advocated
reform of the estate tax since, as a state legislator, I worked with
the late Representative Mary Rieke to fix Oregon's
[[Page H3259]]
tax. There is no reason we cannot reform the existing system to be more
equitable and protect closely held businesses.
Again, the Republican leadership chose to play politics rather than
make the system better. Instead of adopting immediate and much greater
permanent relief now, the choice was to make most people pay more tax
for 9 years, be subject to a capital gains tax and onerous
recordkeeping, and trust that the ever-larger deficit doesn't unravel
the whole program.
I voted for the Democratic substitute, which would have given more
relief, sooner to 99.6 percent of estates.
I hope that we will someday stop playing politics to fashion a
bipartisan solution that works and is fiscally responsible.
Mrs. JONES of Ohio. Mr. Speaker, I rise today in support of the
Democratic substitute to reform the estate tax. I say ``reform'' as
opposed to ``repeal'' because there is a difference in the two ideas.
The Democratic substitute would help individuals and small businesses
in a variety of ways while still preserving the Social Security Trust
Funds.
The Democratic substitute would increase the estate tax exclusion to
$3 million, effective January 2003. The substitute would also place
limits on corporations to prevent incorporations in tax havens that
avoid taxation. It would also place limits on corporate tax shelters.
Last year's tax cut lowered the top estate tax rate to 45 percent by
2007, increased the estate tax exemption to $3.5 million--$7 million
for a couple--by 2009 and repealed the estate tax altogether in 2010.
Like the other tax provisions, the estate tax repeal is set to expire
at the end of 2010. At that time, the estate tax reverts to what it was
before, with an exemption of $1 million and a top rate of 55 percent.
In the past year, budget projections have deteriorated. The
Congressional Budget Office has estimated that the projected budget
surplus for the years 2002 through 2011 has declined by 3.9 trillion
dollars over the past year. Outside Social Security, the budget is
estimated to be at a deficit through 2009.
The most significant effect of eliminating rather than reforming the
estate tax would come in the years beyond the current ten-year budget
window, when the baby boom generation begins to retire and the Social
Security and Medicare systems come under increasing pressure. Permanent
repeal would lose approximately $740 billion in revenue.
What does this mean for the Treasury?
Well, there is something out of balance. Recently, the Administration
sought to reduce the availability of student loans at the same time as
it is seeking estate tax reductions for the highest-level millionaires
. . . at the same time that the ranks of people without health
insurance are growing . . . at the same time that seniors are without a
prescription drug benefit.
Repealing the estate tax in its entirety makes it impossible to
strengthen Social Security without raising other taxes. Fewer than 5000
of the wealthiest people, with estates valued at more than $6 million
will be helped--at the expense of 53 million who will need to rely on
Social Security benefits in 2011 and later.
In comparison, the Democratic substitute would lower or eliminate
estate taxes for 99.7 percent for all Americans beginning in January
2003. No individuals with estates worth less than $3 million or $6
million for a couple will pay any estate tax under the Democratic
substitute. 99 percent of farms would pay no estate tax. Unlike the
Republican bill, the Democratic substitute repeals the capital gains
tax on increases in the value of property.
In short, the Democratic reform of the estate tax would benefit 99.6
percent of decedents. This is a better choice for Americans, and it is
a fairer reform by far.
I urge my colleagues to reject the underlying bill, and vote for the
much fairer Democratic substitute.
Mr. SMITH of Washington. Mr. Speaker, fiscal responsibility must be a
guiding principle of our government. My constituents have told me again
and again that government must live within its means and balance the
budget. I agree and have consistently fought for more fiscal
discipline.
That is why I am voting against permanent repeal of the estate tax. I
have always supported estate tax cuts--I authored legislation to
completely eliminate the estate tax for all family farms and
businesses, and have consistently voted to cut and even eliminate it
altogether in years past.
However, this vote today is simply another step down the path of
fiscal irresponsibility. In the past year and a half, our economy has
been in recession and was further damaged by the terrorist attacks
surrounding September 11. Instead of responding with tough choices and
fiscal discipline, however, Congress and the Administration have
responded by passing a $15 billion airline bailout bill, a $30 billion
supplemental appropriations bill, a very wasteful and bloated farm
bill, and a tax cut that will cost $2 trillion over the next ten years.
Even though I voted against these things, the truth is that they have
all been signed into law by the President or will be very soon, and so
their fiscal impact is now a reality and must be taken into account.
There has been no serious effort by Congressional Leaders or the
White House to design and implement a bipartisan balanced budget plan.
The result has been a staggering reversal from the once-large budget
surplus projections to large budget deficit projections. Budget
deficits mean we use Social Security and Medicare revenues from other
programs, putting us in a terrible position to deal with the
entitlement crises that are coming in a decade due to demographic
changes and the escalating costs of health care. We are falling further
and further into debt, and interest payments on that debt will eat up
an increasingly large share of taxpayer dollars--currently about 12
cents of each tax dollar.
We're moving in the wrong direction, and I cannot vote for
legislation that will have such a large fiscal impact on our budget
without a corresponding plan to return to fiscal discipline and get our
budget balanced again within the next few years. Let me be clear: if
the permanent repeal of the estate tax were part of a long-term
balanced budget strategy, I would support it. Unfortunately, in this
context, it is one more example of Congress and the Administration's
lack of fiscal responsibility, and I cannot support it at this time.
Mr. STARK. Mr. Speaker, I rise today in strong opposition to H.R.
2143, a bill to make repeal of the estate tax permanent. House
Republicans need to wake up to reality. Our budget is in deficit, our
security is in shambles, and our people, specifically our seniors and
the poor, are suffering. Facing these astronomical problems, what do
the Republicans want to do? Give more money to the rich! It's truly
astonishing. The Republicans are so beholden to the wealthy that they
either don't see or are willing to ignore the real problems our country
faces. I say to my Republican colleagues, wake up! The rich are doing
just fine. They don't need any more government handouts.
There are several more important priorities where we could invest
this money. I'd like to concentrate on just one: America's seniors.
Today's bill sends the message to our seniors that a Medicare
prescription drug benefit isn't nearly as important as securing tax-
free estates for the wealthiest one percent of taxpayers. There are 40
million Medicare beneficiaries--virtually all of whom need help with
their prescription drug costs. In contrast, repeal of the estate tax
will only help the wealthiest one percent of descendants, or around
23,000 estates per year. At a time when we have scarce Federal
resources, are we going to help 40 million elderly and disabled
individuals who depend on Medicare or are we going to help the richest
families in our Nation who are affiliated with those 23,000 estates? My
priority is to help the 40 million seniors.
A May 2002 poll by NPR, Kaiser Family Foundation, and the Kennedy
School of Government found that 64% of people would support rolling
back the tax cut that Congress passed last year to provide a Medicare
prescription drug benefit for seniors. Only 25% opposed this idea. I'm
certain most of these people would also oppose spending $56 billion
more per year on a small handful of wealthy taxpayers.
This bill is another Republican gift to the rich people who fill
their campaign coffers. Meanwhile, the seniors, the poor, and the
uninsured are left out in the cold. I urge my colleagues to vote no on
H.R. 2143. It's time to get our priorities straight.
Ms. LEE. Mr. Speaker, I rise today in strong opposition to yet
another irresponsible tax bill, which raids Social Security and
Medicare. The cost of the phaseout and ultimate repeal of the estate
tax is much more than billions of future tax dollars. The purpose of
the estate tax is to mitigate the accumulation of wealth by family
lineage. Democracy needs an estate tax to make a fairer society in
which future generations all start with more or less the same
opportunities. Most of the benefits of estate tax repeal go to the
wealthiest one percent of descendants, with only 1.9% of estates
actually paying the estate tax, according to the Internal Revenue
Services. Can we really afford a $60 billion a year gift to multi-
millionaires?
At the expense of this ``gift'' is Social Security, Medicare,
Education, and Homeland Security. By making tax cuts permanent, H.R.
2143 would reduce revenues by about $4 trillion, resulting in ``raids''
on the Social Security trust fund and taking away resources for a
Medicare prescription drug benefit. This new bill clearly ignores
budget reality, just like its predecessor H.R. 586.
Taxing dead multi-millionaires is eminently more fair than taxing the
not-so-rich living. The intergenerational transfer of wealth is
projected to reach between $41 trillion and $136 trillion, and the
estate tax should remain in place as an increasingly significant
progressive source of revenue in the coming decades.
[[Page H3260]]
Permanent repeal of the estate tax has significant long-term cost,
yet would benefit only a few, very large estates. Without the estate
tax, the tax burden is more squarely placed on middle and low income
workers. Estate tax reform offers a more sustainable approach than
repeal. I urge Congress to explore the possibility of linking estate
tax revenue to the Social Security trust fund. Congress should then
reject the notion of wholesale repeal because it is simply another tax
bill that benefits only the wealthiest of this country.
Mr. BEREUTER. Mr. Speaker, as stated on the record many times, this
Member continues his strong opposition to the total elimination of the
estate tax on the super-rich. The reasons for this Member's opposition
to this terrible idea have been publicly explained on numerous
occasions, including past statements in the Congressional Record.
This Member has every expectation that this legislation is going
nowhere in the other body. Furthermore, on March 18, 2002, this Member
noted in his statement on the House Floor for H.R. 536 that he had
every reasonable assurance in this unpredictable place that eventually
there would be a straight up-and-down vote specifically on the total
elimination of the inheritance tax. This Member further noted that at
that time that he will most assuredly vote ``no'' on the total repeal
of the inheritance tax. Therefore, this Member rises today to express
his strong opposition to H.R. 2143, which would make permanent the
repeal of the Federal estate tax.
It must also be noted, however, that this Member is strongly in favor
of substantially raising the estate tax exemption level and reducing
the rate of taxation on all levels of taxable estates, and that he has
introduced legislation, H.R. 42, to this effect. This Member believes
that the only way to ensure that his Nebraska and all American small
business, farm and ranch families and individuals benefit from estate
tax reform is to dramatically and immediately increase the Federal
inheritance tax exemption level, such as provided in H.R. 42.
This Member's bill (H.R. 42) would provide immediate, essential
Federal estate tax relief by immediately increasing the Federal estate
tax exclusion of $10 million effective upon enactment. (With some
estate planning, a married couple could double the value of this
exclusion to $20 million. As a comparison, under the current law for
year 2001, the estate tax exclusion is only $675,000.) In addition,
H.R. 42 would adjust this $10 million exclusion for inflation
thereafter. The legislation would decrease the highest Federal estate
tax rate from 55% to 39.6% effective upon enactment, as 39.6% is
currently the highest Federal income tax rate. Under the bill, the
value of an estate over $10 million would be taxed at the 30.6% rate.
Under current law, the 55% estate tax bracket begins for estates over
$3 million. Finally, H.R. 42 would continue to apply the stepped-up
capital gains basis to the estate, which is provided in current law. In
fact, this Member has said on many is provided in current law. In fact,
this Member has said on many occasions that he would be willing to
raise the estate tax exclusion level to $15 million.
Since this Member believes that H.R. 42 or similar legislation is the
only responsible way to provide true estate tax reduction for our
nation's small business, farm and ranch families, this Member must use
this opportunity to reiterate the following reasons for his opposition
to the total elimination of the Federal estate tax. First, to totally
eliminate the estate tax on billionaires and mega-millionaires would be
very much contrary to the national interest. Second, the elimination of
the estate tax also would have a very negative impact upon the
continuance of very large charitable contributions for colleges and
universities and other worthy institutions in our country. Finally, and
fortunately, this Member believes that actually it will never be
eliminated in the year 2010.
At this point it should be noted that under the previously enacted
estate tax legislation (e.g., the Economic Growth and Tax Relief
Reconciliation Act), beginning in 2011, the ``stepped-up basis'' is
eliminated (with two exceptions) such that the value of inherited
assets would be ``carried-over'' from the deceased. Therefore, as noted
previously by this Member, the Economic Growth and Tax Relief
Reconciliation Act could result in unfortunate tax consequences for
some heirs as the heirs would have to pay capital gains taxes on any
increase in the value of the property from the time the asset was
acquired by the deceased until it was sold by the heirs--resulting in a
higher capital gain and larger tax liability for the heirs than under
the current ``stepped-up'' basis law. Unfortunately, the bill before us
today (H.R. 2143) apparently would also make the stepped-up basis
elimination permanent resulting in a continuation of the problems just
noted by this Member--higher capital gains and larger tax liability for
heirs.
In closing, Mr. Speaker, while this Member is strongly supportive of
legislation to substantially raise the estate tax exemption level and
to reduce the rate of taxation on all levels of taxable estates, and as
such introduced legislation to this effect (H.R. 42), this Member
cannot in good conscience support the total elimination of the
inheritance tax on the super-rich.
Mr. FORBES. Mr. Speaker, I rise in strong support of H.R. 2143, the
Permanent Death Tax Repeal Act of 2001. There are two things certain in
life: death and taxes. With estate taxes, Washington has figured out a
way to marry these two certainties. fortunately, last year President
Bush singed into law the Economic growth and Tax Relief Reconciliation
Act of 2001, which represents the largest tax cut in twenty years. The
new tax law reduces marginal rates across the board, provides for
marriage penalty relief, expands the child tax credit, increases
contribution limits for IRAs and 401(k) plans, and repeals the death
tax.
Unfortunately, because of the other body's acrane rules, the Economic
Growth and Tax Relief Reconciliation Act will sunset in 2011. This is
because under the Byrd Rule a point of order may be raised in the
Senate against any tax reduction contained in a reconciliation bill
that reduces taxes beyond the window of the reconciliation bill, in
this case ten years. The point of order can only be waived with the
vote of 60 Senators.
Congress should not allow the Estate Tax to rear its ugly head again
because of the Senate's bureaucratic rules. The sunset provision of the
tax relief package defies the original intent of the legislation and
makes it virtually impossible for people and small businesses to plan
ahead from a tax standpoint. Taxpayers should not pay the consequences
ten years from now because of an esoteric Senate rule.
I also support this legislation because the Estate Tax is bad policy.
Families should be allowed to keep more of what they have earned
throughout their lives. There is no other tax more offensive than that
levied on the deceased and their families. Not only is it a double
taxation, but also its very name is a misnomer. Rather than failing on
``estates,'' its most egregious effects are on small businesses and
farms, which have been built over generations, only to be destroyed
upon an individual's death in order to pay federal taxes. Clearly, this
oppressive tax should be eliminated.
America has a strong and rich tradition of entrepreneurship and self-
reliance. The Estate Tax, however, insults our values by forcing
families to destroy a lifetimes work to feed the largess of the
government. Rather, Congress should support policies that encourage the
generational transfer of wealth. We should see that family farms and
business are kept in business, not taxed out of existence because of
the government. In the end, Mr. Speaker, the bottom line is that
families should never have to visit a funeral parlor and the IRS in the
same week.
Mr. Speaker, I urge my colleges to support H.R. 2143 and finally put
an end to this misguided tax.
Ms. BROWN of Florida. Mr. Speaker, today is another sad example of
why it matters who is in charge. We see today what the priorities are
for this house leadership. For Republicans, the answer to every problem
we have in this nation, and we have plenty, is tax cuts. The military
and Coast Guard are underfunded, tax cuts. Seniors can't afford to buy
the drugs they need, tax cuts. Veterans are being denied health care
and benefits, tax cuts. Children are taking classes in trailers, tax
cuts. Thousands of voters losing their right to be heard, tax cuts.
We're struggling to find money to fight the war on terrorism, protect
U.S. soil, rebuild New York, and keep peace in the Middle East. And the
most important thing on the agenda for the Republicans is tax cuts for
their country club friends that fund their campaigns.
The full repeal of the estate tax does nothing for the vast majority
of Americans, and similar to most republican tax cuts, the lion's share
of the benefits go to the super rich. If we have to deal with another
tax cut, lets make it fair and immediate. The Democratic substitute
will increase exemptions for small businesses and family farms, without
jeopardizing the money we need to protect all our citizens from harm.
Mr. ADERHOLT. Mr. Speaker, last June, I had the privilege of
attending the ceremony at which President Bush signed last year's
historic tax cuts into law. This was quite an event, because it marked
the enactment of the largest tax relief package in the last two
decades.
It was also an accomplishment because it reversed the backwards way
that Washington often views tax dollars as belonging to federal
government bureaucrats, not to working family farmers and small
business people. This backwards view is particularly stressful to
families when a family member has passed away.
When someone who has paid taxes all of his life passes away, the
death tax will still force surviving family members to pay up to 50
percent on the value of property of the deceased for tax year 2002.
Fifty percent, even though the deceased spent a lifetime paying taxes
on that very property. This is double taxation. With this high rate of
taxation, families
[[Page H3261]]
can be forced from their houses, off of their farms, and out of their
businesses.
Thanks to last year's tax cut, the death tax will be gradually phased
out by tax year 2010. However, because of a procedural rule in the
other body, the death tax will come back to life in tax year 2011. To
keep the death tax in the grave where it belongs, I am pleased to serve
as an original cosponsor of H.R. 2143, the Permanent Death Tax Repeal
Act, sponsored by Rep. Dave Weldon of Florida, and urge my colleagues
to support this important legislation.
Mr. ETHERIDGE. Mr. Speaker, I rise today to voice my reluctant
opposition to H.R. 2143. Mr. Speaker, I own a small farm and at one
time was a small business owner. Therefore, I am fully aware of how
estate taxes make it harder for parents to leave a legacy to their
children, whether it is in the form of money, land, or a business.
Throughout my service in Congress, I have been a strong supporter of
estate tax relief for family farmers and small business owners. The
first bill I introduced as a Member of Congress was a bill to raise the
inheritance tax exemption from $600,000 to $1.5 million and indexed it
to inflation for the first time. When a similar provision was included
in the Taxpayer Relief Act of 1997, I introduced another proposal to
provide further estate tax relief for those who inherit family owned
farms and small businesses, by providing an estate tax exemption of $4
million. Last year, I even voted for H.R. 8, the Death Tax Elimination
Act of 2001, to repeal the estate tax entirely by 2010.
When I supported H.R. 8, our country was expecting continuing budget
surpluses for years to come. However, the unfortunate reality of our
situation is that we have witnessed--in just one year--the most
dramatic fiscal reversal in the history of our nation. Last year's
projected budget surpluses have disappeared, and our nation is now
drowning in red ink with ever-growing budget deficits and increasing
federal debt.
Certainly, the severe economic downturn and the cowardly terrorist
attack our nation experienced contributed to our country's dire fiscal
position. However, the primary culprit is the risky, irresponsible tax
scheme the Republican Congress enacted last year; the same plan that
provided for only a one-year repeal of the estate tax. According to the
Administration's own budget figures, that tax scheme is responsible for
the nearly two trillion dollars in new debt the country faces within
the next 10 years.
As my record shows, I support providing estate tax relief, but not at
the expense of our senior citizens who benefit from Social Security and
Medicare. The only way to pay for this bill before us is by taking more
money out of the Social Security and Medicare Trust Funds and replacing
it with more IOUs. Making the repeal permanent at this time will
compound the fiscal mistakes Congress made last year and make it nearly
impossible for us to ensure that Social Security and Medicare will
still be available when the baby boom generation retires.
In addition, instead of truly eliminating the inheritance tax, the
bill imposes new capital gains taxes and record-keeping requirements on
individuals acquiring inherited property. This bill requires the
increased value of estates to be tracked over time so that capital
gains taxes can be paid. This will place enormous capital gains taxes
and record-keeping burdens on the heirs of estates that may be decades
old.
We need is to come together and chart a new path toward fiscal
responsibility. That is why I am supporting the Democratic substitute
authored by Rep. Pomeroy. This substitute provides an estate tax
exemption of $3 million for individuals and $6 million for couples
beginning January 1, 2003. This plan will exempt 99.7% of estates from
the estate tax and cost less than half than a full repeal. In addition,
the substitute repeals the Republican capital gains provisions that
impose new burdens upon heirs.
Working together, we can move toward balanced budgets and away from
bigger budget deficits; pay down the national debt; save Social
Security and Medicare funds for older Americans and not for other
purposes; maintain America's leadership in science and technology;
invest in education, health care and other initiatives that enable
people to make the most of their lives; and provide for a permanent
estate tax repeal. Passing H.R. 2143 at this time is inconsistent with
these goals and fiscal responsibility; therefore, I oppose the bill and
will wait for the day that fiscal sanity returns to Congress.
Mr. SANDLIN. Mr. Speaker, I rise today in support of this
legislation.
The elimination of the Estate Tax has been a priority of mine since I
first got elected to Congress.
In 1997, as a Freshman Congressman, one of the first pieces of
legislation I introduced was a bill to eliminate the estate tax. In
every Congress since then I have reintroduced this legislation and I am
committed to legislation to permanently end the estate tax.
All over Northeast Texas I have heard horror stories from many family
members who have been forced to sell all or part of their family
business or family farm just to pay the estate taxes. Family-operated
farms, ranches and businesses are the backbone of the Northeast Texas
economy and the estate tax threatens their continued existence.
Currently, only about 30 percent of family businesses make it beyond
one generation and that isn't what America is all about.
In 1997, I also supported the Taxpayer Relief Act, which increased
the unified credit--the general estate tax exemption allowed under most
circumstances--from $600,000 to $1 million over 10 years between 1998
and 2008. It also included a new exemption for family-owned farms and
small businesses, ensuring that the total amount exempt from tax
credits for these family-owned businesses would total $1.3 million.
That was a good first step toward the American dream of building a
business and passing it on to future generations. But, we still needed
to do more.
Last year, on April 4, 2001, I voted for legislation that would phase
out the estate, gift, and generation-skipping taxes over the next 10
years. However, as we all know, the version that was signed into law--
as part of the overall tax cut package--re-establishes the estate tax
in 2011. This is simply not acceptable to me or to the family business-
owners and family-farmers who are hurt by the estate tax. I believe we
have made great strides over the last 7 years to help family businesses
and farms escape from the burden of the estate tax. However, the sunset
is a setback for true, long-term relief.
Earlier this year, on April 15, a day when all Americans are focused
on the taxes they pay, I introduced legislation to permanently repeal
the estate tax. I wanted to signal the need to do more.
Today, I am pleased that we have the opportunity to vote once again
on permanent repeal--making sure that the estate tax will not rear its
ugly head again in 2011.
I believe, that no matter what, we must make the estate tax repeal
permanent and that doing so is good for economic growth and is good for
the American dream.
I urge my colleagues to support this important legislation and I
yield back the balance of my time.
Mr. BALDACCI. Mr. Speaker, I rise today in opposition to H.R. 2143,
the Estate Tax Repeal Act, and in support of the substitute amendment.
Mr. Speaker, no one wants to see family farms and businesses
jeopardized by the estate tax. I am a small business owner myself, and
I share the desire of many hard-working Americans who want to build
prosperous businesses and farms, and then pass them on to their
children in the knowledge that they will be secure.
However, this vote is not about saving family farms and businesses--
if that were the issue, it would be easy enough for this House to
protect them. The substitute bill before us today creates a high
exemption that would protect almost every farm and business in America.
Instead, this vote is a choice between enacting a generous exemption
that safeguards family businesses, and enacting an outright repeal that
gives a tax break to those with the highest incomes.
This makes a real difference to people. In my home state of Maine,
only about 1 percent of estates would fall above the $3 million
exemption. In high revenue years like 1999, the top 10 estates alone
accounted for $30.6 million in state revenue. This is equal to the
entire budget for the Maine Department of Public Safety. It is also
equal to all of the growth in state medical care payments to providers
in the state of Maine. If we were to pass an outright repeal of the
estate tax, Maine would lose this desperately needed income, and would
be forced to cut such vital services.
I do not believe it is worth trading our public safety activities,
especially in the midst of a fight against terrorism, to give a tax cut
to the top 10 estates in Maine. I do not believe it is worth cutting
medical care in hospitals to give a tax cut to the top 10 estates in
Maine.
Mr. Speaker, many states are currently facing the budget crises that
is affecting my home state. Our Federal Government is now facing
deficits as far as the eye can see. Why endanger our priorities in
health, security, and education when a much better alternative is right
her before us? Voting for the substitute will protect family farms and
businesses, but preserve our fiscal stability and our ability to fund
some of our most important needs.
I urge my colleagues to support the substitute, and to vote against
H.R. 2143.
Ms. McCARTHY of Missouri. Mr. Speaker, I rise today to express my
strong support for the Democrat substitute which provides immediate,
permanent estate tax reform, but in opposition to H.R. 2341. Small
businesses and farm owners should not be penalized for their success,
nor should they need to worry about their ability to pass the family
business on to
[[Page H3262]]
future generations, and the substitute addresses these concerns. I
continue to oppose complete repeal as proposed in the measure before us
because it disproportionately benefits a small number of extremely
wealthy individuals and runs our Nation's budget into deeper deficits.
In its current form, the estate tax affects less than 2 percent of
the wealthiest Americans. As of January 1, 2003, the substitute will
immediately increase the estate tax exclusion to $3 million for a
single person and $6 million for a married couple. The substitute
permanently exempts 99.7 percent of Americans, leaving the tax burden
entirely on the wealthiest 0.3 percent of estates. This substitute
updates our most progressive tax to affect even fewer families. I
continue my support for immediate, permanent estate tax reform, unlike
the Republican bill, which will not provide relief until 2011.
The Democratic substitute offsets the cost of the estate tax
increase, but the Republican bill to totally repeal the estate tax,
which costs more than $50 billion per year, comes at the cost of a
prescription drug benefit, our children's education, and paying down
the debt. I have worked too hard balancing budgets during my 25 years
of public service to permit such irresponsible fiscal policy to
prevail.
Totally repealing the estate tax is contrary to the wishes of two
Republican Presidents, Teddy Roosevelt and William Howard Taft, who put
this tax in place. In 1907, Theodore Roosevelt said the following
regarding this progressive tax, ``Such a tax would be one of the
methods by which we should try to preserve a measurable quality of
opportunity for the people of the generation growing to manhood.''
During his Inaugural Address in 1909, William Howard Taft said, ``New
kinds of taxation must be adopted, and among these I recommend a
graduated inheritance tax as correct in principle and as certain and
easy of collection.'' Historically, the richest in our society are the
ones who pay the majority of the estate tax, and the original
justification for this progressive tax is still applicable today, but
reform is needed as our economy and times change.
Rick Mos is a small business owner in Kansas City, and he has
concerns about the future. His company, High Life Sales Company, is a
beer distributor in my district. He supports the reform that has
already taken place to raise the exemptions and decrease the tax rates,
and he supports permanent reform. He does not, however, support
permanent repeal. He told me that if it were not for the estate tax,
the wealthiest Americans would lose a necessary incentive to create
charitable foundations which help all of our communities. Two of the
largest charitable foundations in my district, the Kauffman foundation
and the Hall foundation, have donated millions of dollars to the Kansas
City community, including the construction of a state-of-the-art
concert hall which is scheduled to be completed in 2007. Would there be
as much money available if the estate tax was repealed? It is unlikely.
Ewing Kaufman and Joyce Hall were great philanthropists, but they were
also businessmen, and they recognized the tax benefits of giving to
charity under the estate tax. Voting for H.R. 2341 repeals this
charitable incentive.
Mr. Mos supports the Democratic substitute, but not a total repeal.
We are hearing a lot of Members today talk about small business owners
and farmers, but how many of you have spoken to small business owners
in your district? I am sure you will find many constituents with the
same beliefs as Mr. Mos.
Many of our Nation's billionaires have bonded together to form an
organization called Responsible Wealth. Warren Buffet, one of the
group's founders, argues that repealing the estate tax would be
equivalent to ``choosing the 2020 Olympic team by picking the eldest
sons of the gold medal winners in the 2000 Olympics.''
Let's do what is responsible for America and permanently reform the
estate tax but not repeal it.
Mr. DINGELL. Mr. Speaker, I rise in opposition to a bald political
move by my Republican colleagues.
Just a month and a half ago, on April 18, this body voted to make
last year's tax cut permanent. Though I voted against it, it passed by
a vote of 229-198. Why are we taking a piecemeal approach and voting on
it again?
I would ask the Republican Leadership the same thing I asked when we
voted on H. Con. Res. 312, on February 6. For those of you who don't
remember, that was a bill that ``expressed the sense of Congress that
the tax cut should not be repealed.'' Have we no real work to do?
Just over a year ago, this body voted on the President's tax cut.
This tax cut, you'll remember, benefited only the wealthiest Americans.
In order to cook the books and give tax breaks to their fat-cat
buddies, my Republican colleagues put a 10-year sunset on that tax cut.
That brings us up to April 18, when this body voted to make the
President's irresponsible tax cut permanent.
Yet here we are, we have no prescription drug benefit for our
seniors, there are people earning a measly $5.15 an hour and we still
don't have a patient protection bill. We do, however, have the time to
debate and discuss whether or not we should make each aspect of that
foolish tax cut permanent--even though we have already done so.
Mr. Speaker, I keep hoping that one day my colleagues on the other
side of the aisle will cease to amaze me. But they never do. There is
not a problem or crisis that they cannot address with a simple tax cut.
And I would note that it is all the more appealing to my Republican
colleagues if it benefits the wealthy.
I will not waste time here talking about the fact that we cannot pay
for this tax cut, that further tax cuts will only serve to put us
deeper in debt, and that we have other priorities that need to be dealt
with. I have said it all before. I would simply ask my colleagues to
vote against this redundant farce. Take this opportunity to send a
message that there really are other things we should be doing. Vote no
on this bill.
The SPEAKER pro tempore (Mr. Simpson). All time for general debate on
the bill has expired.
Amendment in the Nature of a Substitute Offered by Mr. Pomeroy
Mr. POMEROY. Mr. Speaker, I offer an amendment in the nature of a
substitute.
The SPEAKER pro tempore. The Clerk will designate the amendment in
the nature of a substitute.
The text of the amendment in the nature of a substitute is as
follows:
Amendment in the nature of a substitute offered by Mr.
Pomeroy:
Strike all after the enacting clause and insert the
following:
SECTION 1. RESTORATION OF ESTATE TAX; REPEAL OF CARRYOVER
BASIS.
(a) In General.--Subtitles A and E of title V of the
Economic Growth and Tax Relief Reconciliation Act of 2001,
and the amendments made by such subtitles, are hereby
repealed; and the Internal Revenue Code of 1986 shall be
applied as if such subtitles, and amendments, had never been
enacted.
(b) Sunset Not To Apply.--
(1) Subsection (a) of section 901 of the Economic Growth
and Tax Relief Reconciliation Act of 2001 is amended by
striking ``this Act'' and all that follows and inserting
``this Act (other than title V) shall not apply to taxable,
plan, or limitation years beginning after December 31,
2010.''.
(2) Subsection (b) of such section 901 is amended by
striking ``, estates, gifts, and transfers''.
(c) Conforming Amendments.--Subsections (d) and (e) of
section 511 of the Economic Growth and Tax Relief
Reconciliation Act of 2001, and the amendments made by such
subsections, are hereby repealed; and the Internal Revenue
Code of 1986 shall be applied as if such subsections, and
amendments, had never been enacted.
SEC. 2. MODIFICATIONS TO ESTATE TAX.
(a) Increase in Exclusion Equivalent of Unified Credit to
$3,000,000.--
(1) In general.--Subsection (c) of section 2010 of the
Internal Revenue Code of 1986 (relating to applicable credit
amount) is amended by striking all that follows ``the
applicable exclusion amount'' and inserting ``. For purposes
of the preceding sentence, the applicable exclusion amount is
$3,000,000.''.
(2) Earlier termination of section 2057.--Subsection (f) of
section 2057 of such Code is amended by striking ``December
31, 2003'' and inserting ``December 31, 2002''.
(b) Maximum Estate Tax Rate To Remain at 50 Percent;
Restoration of Phaseout of Graduated Rates and Unified
Credit.--Paragraph (2) of section 2001(c) of such Code is
amended to read as follows:
``(2) Phaseout of graduated rates and unified credit.--The
tentative tax determined under paragraph (1) shall be
increased by an amount equal to 5 percent of so much of the
amount (with respect to which the tentative tax is to be
computed) as exceeds $10,000,000. The amount of the increase
under the preceding sentence shall not exceed the sum of the
applicable credit amount under section 2010(c) and
$224,200.''
(c) Effective Date.--The amendments made by this section
shall apply to estates of decedents dying, and gifts made,
after December 31, 2002.
SEC. 3. VALUATION RULES FOR CERTAIN TRANSFERS OF NONBUSINESS
ASSETS; LIMITATION ON MINORITY DISCOUNTS.
(a) In General.--Section 2031 of the Internal Revenue Code
of 1986 (relating to definition of gross estate) is amended
by redesignating subsection (d) as subsection (f) and by
inserting after subsection (c) the following new subsections:
``(d) Valuation Rules for Certain Transfers of Nonbusiness
Assets.--For purposes of this chapter and chapter 12--
``(1) In general.--In the case of the transfer of any
interest in an entity other than an interest which is
actively traded (within the meaning of section 1092)--
``(A) the value of any nonbusiness assets held by the
entity shall be determined as if the transferor had
transferred such assets directly to the transferee (and no
valuation discount shall be allowed with respect to such
nonbusiness assets), and
[[Page H3263]]
``(B) the nonbusiness assets shall not be taken into
account in determining the value of the interest in the
entity.
``(2) Nonbusiness assets.--For purposes of this
subsection--
``(A) In general.--The term `nonbusiness asset' means any
asset which is not used in the active conduct of 1 or more
trades or businesses.
``(B) Exception for certain passive assets.--Except as
provided in subparagraph (C), a passive asset shall not be
treated for purposes of subparagraph (A) as used in the
active conduct of a trade or business unless--
``(i) the asset is property described in paragraph (1) or
(4) of section 1221(a) or is a hedge with respect to such
property, or
``(ii) the asset is real property used in the active
conduct of 1 or more real property trades or businesses
(within the meaning of section 469(c)(7)(C)) in which the
transferor materially participates and with respect to which
the transferor meets the requirements of section
469(c)(7)(B)(ii).
For purposes of clause (ii), material participation shall be
determined under the rules of section 469(h), except that
section 469(h)(3) shall be applied without regard to the
limitation to farming activity.
``(C) Exception for working capital.--Any asset (including
a passive asset) which is held as a part of the reasonably
required working capital needs of a trade or business shall
be treated as used in the active conduct of a trade or
business.
``(3) Passive asset.--For purposes of this subsection, the
term `passive asset' means any--
``(A) cash or cash equivalents,
``(B) except to the extent provided by the Secretary, stock
in a corporation or any other equity, profits, or capital
interest in any entity,
``(C) evidence of indebtedness, option, forward or futures
contract, notional principal contract, or derivative,
``(D) asset described in clause (iii), (iv), or (v) of
section 351(e)(1)(B),
``(E) annuity,
``(F) real property used in 1 or more real property trades
or businesses (as defined in section 469(c)(7)(C)),
``(G) asset (other than a patent, trademark, or copyright)
which produces royalty income,
``(H) commodity,
``(I) collectible (within the meaning of section 401(m)),
or
``(J) any other asset specified in regulations prescribed
by the Secretary.
``(4) Look-thru rules.--
``(A) In general.--If a nonbusiness asset of an entity
consists of a 10-percent interest in any other entity, this
subsection shall be applied by disregarding the 10-percent
interest and by treating the entity as holding directly its
ratable share of the assets of the other entity. This
subparagraph shall be applied successively to any 10-percent
interest of such other entity in any other entity.
``(B) 10-percent interest.--The term `10-percent interest'
means--
``(i) in the case of an interest in a corporation,
ownership of at least 10 percent (by vote or value) of the
stock in such corporation,
``(ii) in the case of an interest in a partnership,
ownership of at least 10 percent of the capital or profits
interest in the partnership, and
``(iii) in any other case, ownership of at least 10 percent
of the beneficial interests in the entity.
``(5) Coordination with subsection (b).--Subsection (b)
shall apply after the application of this subsection.
``(e) Limitation on Minority Discounts.--For purposes of
this chapter and chapter 12, in the case of the transfer of
any interest in an entity other than an interest which is
actively traded (within the meaning of section 1092), no
discount shall be allowed by reason of the fact that the
transferee does not have control of such entity if the
transferee and members of the family (as defined in section
2032A(e)(2)) of the transferee have control of such entity.''
(b) Effective Date.--The amendments made by this section
shall apply to transfers after the date of the enactment of
this Act.
The SPEAKER pro tempore. Pursuant to House Resolution 435, the
gentleman from North Dakota (Mr. Pomeroy) and a Member opposed each
will control 20 minutes.
The Chair recognizes the gentleman from North Dakota (Mr. Pomeroy).
Mr. POMEROY. Mr. Speaker, I yield myself 2 minutes.
Mr. Speaker, I think about a farm family, a farm couple, say in their
eighties. Say they have an estate of $5 million. Listening to the
debate today, they must be thinking, thank goodness for the majority,
thank goodness they are helping us.
In reality, let us make it very, very clear, the majority bill does
nothing until the year 2011. It does not change a thing. If they had a
choice to make, eliminating the estate tax for more people now or wait
until later and then repeal it, they took the latter route. We will
show Members that reform now is very, very important to so many of the
people they have been talking about all afternoon.
Let us compare how the bills contrast. We would establish an estate
tax exclusion: no estate tax for couples with $6 million in assets
beginning January 1. They would leave the law for estate taxes at $2
million. If one is above $2 million, they are going to have tax, under
their proposal. How about 2004? They take it to $3 million; but we are
at $6 million, way more meaningful relief for that farm family. The
same in 2005, the same in 2006, the same in 2007 and 2008.
Through the balance of the decade, the substitute that we have put
before the Members gives meaningful estate tax relief now. In their
bill, there will be four different Congresses convening between now and
the implementation date of their bill. We cannot tell events in 2011.
We cannot bind events in 2011. We can do something now.
Mr. Speaker, this substitute will make the estate tax go away for
99.7 percent of all Americans. That is the family farmers, the small
businesses. Those are the people we have heard so much from from the
majority. It is $6 million for a couple and no estate tax beginning in
January under our substitute. This is the approach we advance and want
Members' consideration for.
Mr. Speaker, I reserve the balance of my time.
The SPEAKER pro tempore. Does the gentleman from California (Mr.
Thomas) claim time in opposition to the amendment?
Mr. THOMAS. Mr. Speaker, I rise in opposition to the amendment.
The SPEAKER pro tempore. The gentleman from California is recognized
for 30 minutes.
Mr. THOMAS. Mr. Speaker, I yield myself such time as I may consume.
Mr. Speaker, I am old enough to recall a period of time in which
records were first 78 rpm, and then we got the smaller ones when the
kids' rock 'n roll began to come in, the old 45s. What was usually done
was that there was on one side of the record the hit song, and then on
the other side, what came to be known as the flip side. Rarely did we
get a 45 record that had two really good songs on both sides, and there
were some folks who made a living by living on the flip side.
So we have had the debate about getting rid of the death tax,
repealing the death tax permanently. That is the hit side. The flip
side of that record is what we are now debating. I do not care how many
numbers on a chart are presented, I do not care how someone is going to
tell us we are going to be okay for a while. The name of the song on
the flip side is: we are reinstating a permanent death tax. The hit
side is repeal, the flip side is that we want to retain a death tax.
That is one of the reasons they talked about the hit side and the flip
side.
Here in terms of this particular debate, all we have to say is, do
what most of the kids did when they had their 45s: play the hit side,
not the flip side. Oppose the substitute and support the underlying
bill.
Mr. Speaker, I yield the balance of my time to the gentlewoman from
Washington (Ms. Dunn), and I ask unanimous consent that she control the
balance of the time.
The SPEAKER pro tempore. Is there objection to the request of the
gentleman from California?
There was no objection.
Mr. POMEROY. Mr. Speaker, I yield myself such time as I may consume.
Mr. Speaker, the substitute effective January 1, 2003, repeals the
estate tax for 99.7 percent of the people in this country: those
couples with estates of $6 million and below. The majority would leave
those couples without effective relief, their implementation date being
2011, the effect of their bill.
Mr. Speaker, I yield 3 minutes to the gentlewoman from Florida (Mrs.
Thurman), the cosponsor of the substitute.
Mrs. THURMAN. Mr. Speaker, I thank the gentleman from North Dakota
for yielding time to me, and I think he has done a wonderful job in
protecting the values of the people of this country.
Mr. Speaker, I rise in strong support of the Pomeroy-Thurman
substitute and in opposition to H.R. 2143. Mr. Speaker, in 1999 I urged
the House to pass a sensible bill that would remove estate tax from
small businesses and family farmers. If the House had adopted my
suggestion, we would not be offering this substitute today, and people
that had died and had to paid the death tax would not be paying it
today.
[[Page H3264]]
This substitute creates an immediate $6 million exemption for
couples. The majority bill is only $2 million per couple. Think about
that. Members should ask their neighbors and coworkers if they have $6
million, or if they know anybody who does. I am not talking about a
$500,000 estate or $1,000,000, but $6 million.
In 1999, for example, there were 3,300 people nationwide that had
estate values at more than $5 million, 412 estates in Florida. If we
adopt this substitute, even fewer Americans will be touched by the
estate tax.
Mr. Speaker, this bill is not about small business relief, it is the
answer to Bill Gates, Sr.'s question: How high a price is America
willing to pay in order to give a handful of millionaires and
billionaires a tax break?
Each week I meet with individuals who tell me their needs. It may be
farmers who need water to fight an ongoing drought; it may be utility
contractors who need money for water and sewer programs. I have heard
their pleas and would like to help them; but guess what, my hands are
tied because there are no Federal funds left.
Ask the mother of a child from Jacksonville with juvenile diabetes if
she wants a permanent estate tax repeal or more health research or
health care for her child.
Ask the family from Broward County, Florida, that I talked to outside
of my office a few weeks ago. They explained the problems from the lack
of funding for a rare childhood disease of their daughters. Most of
this House is on record in support of additional health research
funding. Where do Members think this money comes from?
Ask our parents or grandparents about a real Medicare prescription
drug plan. Without funds, they will be forced to choose between food
and medicine. This bill, and others like it, reduces even further
revenue that could fund these and other programs. With the substitute,
at least we may be able to have some money to help fund some of these
programs.
Mr. Speaker, one final point about the difference between what the
majority talks about in their speeches and what they put in their
bills. Why do we have to wait until 2010 to get the benefit of the
estate tax repeal? The substitute, on the other hand, repeals the tax
for 99.7 percent of the people as of January 1, 2003.
{time} 1445
If we want to help small businesses, support the substitute; but if
we want to increase future deficits, oppose the substitute. If we want
to help family farmers, support the substitute. If we want to increase
the national debt, then do not. If we want to provide some money for
Medicare, health research, homeland security, and defense, support the
substitute. If we want to further limit our ability to meet people's
needs, then do not.
Ms. DUNN. Mr. Speaker, I yield myself such time as I may consume.
The Democrat substitute is a short-term fix, and it is really a scam.
It is masquerading as real tax relief. As I listen to the gentlewoman
talk about the incidents in her State of Florida, it occurs to me that
the numbers tell a different story. They are complaining about our not
having enough money to spend on certain programs, many of which I think
are very worthy and many of which we are spending money on. But in the
Democrat substitute over the first 5 years, they are spending $22
billion compared to the $9.2 billion that we spend in ours. They are
actually raiding the coffers to a much greater extent themselves.
Mr. Speaker, their bill does not address rates. After the $3 million
credit, the family is forced to pay taxes starting at a 50 percent rate
on every dollar over the credit. It does not start at 1 percent. It
starts at 50. For businesses valued at $6 million, this means a tax
bill approaching $1.5 million.
Under the substitute, the United States will still have the second
highest death tax rates in the world after Japan, behind bastions of
free market capitalism like France and Sweden.
Secondly, every attempt to provide the death tax relief has been a
failure. We all know what happens when a tax is left on the books. It
simply grows back. It grows back in this case with a vengeance.
Inflation alone can subtract 30 percent of the value away from the
exemption that the substitute requires. If we do not pull the death tax
out by the roots, there is no guarantee that the exemption will not be
reduced totally by a future Congress.
The Pomeroy substitute also sets an arbitrary limit on the size of a
protected business. It essentially tells businesses to be successful
but not too successful. Unless the $3 million exemption were adjusted
for inflation, as I said, within 10 years inflation could decrease its
value by 30 percent.
The Pomeroy substitute will actually cost over twice as much in the
next 5 years as immediate repeal. I think this alone is a very
important way to view this substitute because it is being sold as
something that will allow us to take care of the involvement of the
cost of that bill in a more effective way and it certainly is not true.
Finally, and perhaps most importantly of all, the substitute affirms
the flawed notion that it is fair and reasonable to tax people at the
end of their lives. Instead of rewarding them for saving or building a
business, being successful, we punish them by assessing on them a very
burdensome and unfair tax.
I urge my colleagues to reject the substitute, eliminate the death
tax once and for all. We can do that by our vote today in the House of
Representatives.
Mr. Speaker, I yield 2 minutes to the gentleman from Ohio (Mr.
Portman), a valued member of the Committee on Ways and Means.
Mr. PORTMAN. Mr. Speaker, I thank the gentlewoman for yielding me
time and I appreciate her leadership on this issue.
We have had an interesting debate here on the floor this afternoon.
It started out as a debate about whether there should be a gifted
estate tax or not. And the other side of the aisle said it is important
that we soak the rich and we do not want to let people get off. Our
side was saying the estate tax does not make any sense, and now we are
hearing from the other side of the aisle that actually we do believe
that there ought to be less of an estate tax, actually, and, in fact,
ours costs more over the next 5 years than yours does and that is
somehow good. So we are hearing very different arguments coming from
the other side of the aisle.
I guess what I would say is we have a fundamental decision to make
here. Is this death tax a good thing or not? And what we are saying is:
No, it is not. And there are a lot of reasons for that.
One is the fact that it does hurt the economy. It is not the rich
person who ends up getting the benefit of the death tax. That person is
gone. That person is dead. It is the people who are left behind. It is
the heirs but, more importantly, it is the employees of these small
businesses, these family farms, who then do not have a job because they
no longer have a business.
Now, let me tell you, if you look at some of the data on this, it is
amazing. This is 1.4 percent of total revenues to the Federal
Government, extremely complex. There are thousands of valuation cases
at the Department of Justice today, so it is an extremely expensive
system to administer, and it has this effect of allowing for so many
businesses not to succeed.
We know that over half of minority businesses today, based on a
Kennesaw State College study, are unable to grow, or fail because of
the legal and accounting costs of the death tax. Even those folks who
end up not being hit by the death tax have to go through the legal and
accounting and the costs associated with it. This chart shows that it
harms women business owners particularly because many of them are small
business owners. They spend an average of $1,000 a month just paying to
plan for the death tax. Instead of that money going into planning, into
lawyers and financial planners, it could be used to provide health
benefits, to provide pensions for their employees.
This is really a fundamental, philosophical divide we have. Should
there be a death tax or not. We say the death tax is inefficient. It is
a terrible way for the Federal Government to get revenue. It ought to
be ended. It is also bad for the economy. You all want to continue it.
I think that is the question we have before us today.
Mr. POMEROY. Mr. Speaker, I yield myself such time as I may consume.
Mr. Speaker, I am very astounded the other side would suggest that
the cost of our package is more than their package. The 10-year figure
makes it very
[[Page H3265]]
clear. The cost of our package is $5 billion. And we had that offset,
although the offset was not allowed under the rule, but $5 billion. The
cost of their package over the 10 years, $99 billion. When they talk
about a 5-year cost figure, that is not but half the story. The full
story is the 10-year figure, $99 billion for the majority, $5 billion
for ours, and that does not exclude the next 10 years where theirs
balloons to over a trillion dollars if you count death service.
Whatever merit there may be to their arguments, and frankly they are
pretty thin, it certainly has nothing to do about cost. Their package
is, over the long run, is infinitely more expensive than ours.
Mr. Speaker, I yield 2\1/2\ minutes to the gentleman from Los
Angeles, California (Mr. Becerra).
Mr. BECERRA. Mr. Speaker, I thank the gentleman for yielding me time.
Mr. Speaker, I think my friend and colleague, the gentleman from Ohio
(Mr. Portman), has said it well. We do have to put everything in
context and we have to understand what we are talking about. Right now
is should we have cut the estate tax, a tax that of the 270 million
Americans will benefit about 33,000 Americans and that estate of those
Americans. So that is slightly under 2 percent. It is about a percent
and a half of all Americans get taxed under the estate tax. And this
bill, which is predicted to cost $100 billion over 10 years, if you
take it out to those 10 years, when it is fully phased in, the cost is
about $100 billion per year. So over the second decade you are looking
at about a trillion dollars when you factor in the interest that we
have to pay for that. Of about $100 billion a year, a trillion dollars
over a decade in costs.
So let us put that in context. Today, unlike a year ago when we were
being told we would have surpluses in our budget as far as the eye can
see, today we have a budget deficit of something around $100 billion.
Today what are we doing to pay that $100 billion that we do not have so
we can have the government operating? We are using this. The government
credit card. Where are we getting the money to pay the cost of that
credit card and the interest on that government credit card? The Social
Security trust fund and the Medicare trust fund.
What is that trust fund money supposed to be used for? For those who
are retiring so they can get Social Security and Medicare. What happens
when you use the Social Security trust fund monies and the Medicare
trust fund monies for things other than Social Security and Medicare?
You have got to find money in the future to pay the cost of Social
Security retirement and Medicare benefits that you no longer have.
What else happens? In the future you will have to cut things like
education, health care, housing because you do not have the money any
more. So let us put everything in perspective here. When we talk about
the estate tax cut and we talk about kids and seniors on Social
Security and seniors needing prescription drug coverage which they do
not have right now under Medicare, what is their priority? Do you want
to pay down the debt? The President said last year we could pass our
tax cut of last year and still pay down the debt.
Well, today we not only cannot pay down the debt nor the interest on
that debt, but it is going to grow. And so I look at our budget for
education, which this year is about $51 billion. We are going to spend
more on giving 30,000 of the wealthiest Americans a tax cut than giving
the 45 million kids in our public schools any additional money in
education. That is not a priority in my book. And that is why you
should support the Pomeroy substitute because what the Pomeroy
substitute says is help the family farm, help the small business. We
can do that and still make sure everyone has shared sacrifice. Vote for
the substitute and vote against the bill.
Ms. DUNN. Mr. Speaker, how much time is remaining?
The SPEAKER pro tempore (Mr. Simpson). The gentlewoman from
Washington (Ms. Dunn) has 23 minutes remaining. The gentleman from
North Dakota (Mr. Pomeroy) has 21 minutes remaining.
Ms. DUNN. Mr. Speaker, I yield 3 minutes to the gentleman from
Georgia (Mr. Kingston).
Mr. KINGSTON. Mr. Speaker, I thank the gentlewoman for yielding me
time.
The Democrats today keep talking about cost. But things do not cost
you money when it is not yours. This money belongs to the taxpayer, the
wage earners who made the money. That is who this is going to cost. It
is not going to cost the government anything. This is confiscating less
money from the taxpayers. That is what our bill does today. The
Democrats talk about making theirs permanent. We wanted to make ours
permanent now, not 10 years from now. It was your parliamentary
procedures in the other body that caused us to expire this in 10 years
or make it happen in 10 years. We want it effective now.
The Democrats talk about their plan. Well, when they had the House
and the majority in the Senate and the White House, did they do any
estate tax relief? Of course not.
The Democrats talk about Social Security and Medicare. Well, when you
do not have anything to offer, you bring out the tried and true, let us
talk about Social Security and Medicare and scare the folks back home,
and every time you hear that you know the Dems do not have a plan.
In fact, the Democrat issue of fairness is like this. Imagine you
have two Democrat friends and you are walking down the street with them
and you have $15 in your pocket and they do not have any. Well, they
say it is lunch time. You have $15. We do not have any. Let us have a
vote to see who pays for lunch. So the two of them vote. I pay for
lunch with my $15 and that is fairness in their definition.
You might think that is absurd, but I can promise you this. Let us
say there were 10 people walking down the street, nine had no money and
the tenth had all the money. Under their definition of fairness, that
tenth person must have done something wrong because he has money.
Therefore, let us vote the money out of his pocket and put it in ours.
That is the Democrat vision of fairness.
If you want to talk about fairness, come with me to Moultrie,
Georgia, talk to a friend of mine who is in the small loan business. He
inherited this from his dad, he and his brother. And they paid estates
taxes on it about 20 years ago. They have built it up to 16 different
locations. They have about 100 employees, take real good care of their
employees. In fact, they own a condominium in Ferdanina Island,
Florida. They let the employees use it all year long. It is one of the
benefits of working with a good company that takes care of things. This
guy has a daughter at the University of Georgia.
Now, I asked him will she get in the family business? He said, I do
not know. Because after 16 different locations, the Federal Government
makes it so hard for us to continue to grow it might not be worth our
while to expand any more.
So one of the great problems of having estate tax is that it cripples
business from future growth and doing things today. I believe we should
bury the estate tax, not just for my friend in Moultrie, Georgia, for
farmers all over Georgia. This bill is supported by the National Black
Chamber of Commerce, the Hispanic Business Roundtable, the National
Federation of Independent Businesses, and many, many other commonsense
associations support it.
Mr. Speaker, I hope that we will support the Republican plan and vote
no on the Democrat substitute. And I thank my friend, the gentleman
from Mississippi (Mr. Taylor), for listening so attentively.
Mr. POMEROY. Mr. Speaker, I yield myself such time as I may consume.
Mr. Speaker, I would observe that we would provide relief to the
gentleman's farmer constituents to the tune of $6 million next year for
a farm couple, no estate tax if they are below that. Under their
legislation, there will be estate tax consequences if they are over $2
million.
The time to address estate tax is to do it now. And our bill,
effective on January 1, makes the estate tax go away for 99.7 percent
of all Americans, those with estates of $6 million and others. I cannot
understand why, if the problems are so severe as we are hearing from
the other side, they do nothing under their legislation until the year
2011.
Mr. Speaker, I yield 2 minutes to the gentleman from Mississippi (Mr.
Taylor).
[[Page H3266]]
Mr. TAYLOR of Mississippi. Mr. Speaker, there is something that has
not been mentioned much today. There is something we cannot run away
from. Two weeks ago today this body, in mostly a party-line vote, voted
to raise the debt limit by $750 billion. Now that is a thousand time a
thousand time a thousand times 750.
My buddy, and I do say buddy, the gentleman from Oklahoma (Mr.
Watts), a couple minutes ago said, hopefully we can leave something for
our kids and grandkids.
Well, that is what we are leaving them, $6,019,332,312,247.55 of
debt.
{time} 1500
In my daughter's lifetime, she is 23 years old, we have added $5
trillion to that debt.
What particularly troubles me is coming from all of my Republican
opponents who keep telling me I am from a wealthy family, I am not
going to pay any estate tax. So I have a bit of trouble. In order to
give truly very, very wealthy families a tax break, you are sticking my
kids with the bill. It is that simple. Because not only do we owe this
money and not only have you run up the debt by $363 billion in the past
12 months, guys, you control the House, you control the Senate, you
control the tax bill, and you control the spending bill. That is how
much debt you have run up in 1 year, and you are sticking my kids with
the bills. And until they pay off that bill, they are going to squander
a billion dollars a day on interest, and your answer to all of this is
to stick them with more bills. That is not fiscal responsibility.
I liked you guys so much better when you were for a balanced budget.
But in the 6 years, the past 6 years, the whole time the gentleman from
Illinois (Speaker Hastert) has been Speaker, you have not scheduled one
vote on a balanced budget amendment. We found enough time to debate the
Nutria Eradication Act. We cannot find time to talk about a balanced
budget. Quit sticking my kids with your bills.
Ms. DUNN. Mr. Speaker, I yield 3 minutes to the gentleman from Texas
(Mr. DeLay), the majority whip of our Congress.
Mr. DeLAY. Mr. Speaker, I appreciate the gentlewoman from Washington
(Ms. Dunn) for yielding time to me.
Mr. Speaker, only Democrats believe that cutting taxes is a spending
program, that cutting taxes increase the debt. What increases the debt
is government spending more than it takes in. That is what increases
the debt. Spending increases the debt.
Mr. Speaker, the Members really face a clear choice today. It is very
basic. Will they stand with the taxpayer, or will they empower the tax
collector? Will they stand with mom and pop businesses and American
farmers, or will they assist those seeking to confiscate their hard-
earned assets? In short, will they revive the death tax, or will they
repeal it? They just cannot help themselves.
The gentleman from North Dakota (Mr. Pomeroy) was talking about we
covered 99.7 percent. They cannot repeal a tax. It is just not in their
nature to repeal the tax. If you are doing 99.7, which I disagree with,
then why not the other .3 percent and be fair and repeal the tax? They
just cannot. Do you know why? Because they want to use it sometime in
the future to take money from American farmers, money from American
businesses, put it in the government's pocket so that they can spend.
I hope the voters really watch the vote that is taken here today. The
Republican Party agrees with the vast majority of the Americans who
believe that the death tax is the most evil tax on the books. Polls
show it; the American people understand it. Unfortunately, the voters
understand this issue far better than some Members of Congress.
Let us place things in their proper perspective. A farmer or a small
businesswoman works their whole life, builds a business, nurtures a
small farm; and the whole time that they do that, they pay taxes, year
after year, decade after decade; but that is still not enough for some
of those who support this tax. As the hard-working American passes on,
the death tax and its awful terms require that the IRS must confiscate
over half of the value of their business and their farm. That is
fundamentally wrong, and it is fundamentally unfair even for the .3
percent that they want to continue to tax.
It remains to be seen how many Members will exercise sound judgment
by rejecting class warfare and voting against this substitute. But let
us be clear about exactly what this substitute does. The substitute is
a tax increase, plain and simple. The substitute reverses the current
law phase-down in the death tax rate and instead increases and
maintains the rate at a whopping 50 percent.
The substitute does not even index the exclusion. In plain English
that means small businesses and farms that think they are okay today
may later find out that the death tax reaches back and grabs them down
the road; and most importantly, the substitute brings back this evil
tax, while the underlying bill abolishes it once and for all.
Let us drive a stake through the heart of the death tax. Let us end
it for all time. Do the right thing, support the underlying bill and
strike down this substitute.
Mr. POMEROY. Mr. Speaker, I yield myself such time as I may consume.
I think the majority whip has posed an important question: Why have
we structured it as we have? We believe it is more important to get
relief out now, and under the substitute if someone is $6 million and
below for a couple, no estate tax beginning next year.
The majority whip has just spoke for a proposition that will leave
the estate tax on estates over $2 million next year and will not match
the substitute by way of providing estate tax relief until late in the
decade. Their bill does nothing until the year 2011. That is too long
to wait. Meaningful reform now. Make estate tax go away for 99.7
percent of the people in this country.
Mr. Speaker, I yield 3 minutes to the gentleman from Maryland (Mr.
Hoyer).
Mr. HOYER. Mr. Speaker, I thank the gentleman for yielding me the
time.
Mr. Speaker, if the American people ever wondered how so-called
compassionate conservatives define shared sacrifice, I hope they are
watching the debate today. With our Nation battling the evil of
terrorism, both at home and abroad, with the Federal Government on
course to run a deficit outside of Social Security of $314 billion and
with the Republican Party plundering our Social Security surpluses in
direct violation of its own pledge not to do so, now, now is the time
our friends in the GOP believe to bestow billions upon billions of
dollars on a few thousand Americans.
This is not about all Americans. This is about the wealthiest
Americans, the billionaires in our country, by permanently repealing
the estate tax, a reaffirmation of their leave-no-heir-behind
philosophy.
Yet we cannot get a vote on increasing the minimum wage. Yet
congressional Republicans just passed welfare legislation that would
force mothers of young children to double their work week. Yet
congressional Republicans drag their feet on extending unemployment
benefits for thousands of Americans who lost their jobs after September
11, and at the very same time, they try to give Enron and a handful of
other corporations billions of dollars out of the Federal Treasury.
The plight of the wealthy has always been the top of the GOP agenda;
and with today's vote, the Republican Party reality ought to rename
itself the ``free lunch'' party.
The whip said that he is against taxes, this is an evil tax. The whip
believes every tax is evil. The fact of the matter is if someone wants
to buy an aircraft carrier, if they want to buy a school lunch for a
poor child, if they want to have a Head Start seat for a child who
needs a hand up, then we need to pay for it in this generation. That is
what the gentleman from Mississippi (Mr. Taylor) was talking about.
It feigns support for fiscal responsibility, but it then enacts a
budget-busting tax program. It claims that it supports education, but
then shortchanges programs with the bipartisan No Child Left Behind Act
by $90 billion, and it pretends to support Social Security, but then
brings this bill to the floor, a bill that would cost $109 billion
between 2003 and 2012 and more than $1 trillion in the decade after
2012, precisely when the baby boomers retire in full force.
[[Page H3267]]
Mr. Speaker, I urge my colleagues to support this substitute. It is
fiscally responsible. It is good policy, and it exempts 99.7 percent of
the American public from the estate tax. It is a good bill.
Ms. DUNN. Mr. Speaker, I yield 2 minutes to the gentleman from
Montana (Mr. Rehberg).
Mr. REHBERG. Mr. Speaker, I am here today to urge this Congress to
set right a terrible wrong in the Tax Code. There is a basic principle
in the American criminal justice system that protects our citizens from
being charged with the same crime twice. It is unfortunate that our Tax
Code does not provide the same protections for families trying to leave
a better future for their children and their grandchildren.
The real tragedy of this debate today is that it has been waged
between lawyers and professors, and I stand before my colleagues today
as a small businessman; and I say to my colleagues, when is enough
enough? They get us on the income tax; they get us on the capital gains
tax. Do they have to get us again on the death of a loved one?
As a fifth-generation Montana rancher on the same ranch, my own
family was forced to deal with the terrible unfairness of the death
tax. I had to sell my home that was built by my great grandfather and
sell a third of my ranch just to pay the down payment on my colleagues'
beloved estate tax; and after selling my home, I spent the next 18
years paying off the rest of the estate tax burden, and let me tell my
colleagues, this is not some academic or some legal debate today.
Eliminating the death tax is about fairness. It is about equality. It
is about preserving a lifetime of work. This bill is too late to give
me back my home. I just do not want to see it happen to one more
American family.
It is unfortunate, but our opponents, the opponents of permanently
eliminating the death tax, are back to their old tricks of class
warfare. This is not a time for political games or false innuendo
designed to pit one American taxpayer against another. The death tax is
nothing more than a final desperate grab by the United States
Government to get into the pockets of American taxpayers.
During the last 10 years, the death tax has cost Montana families
$200 million in lost opportunity. This money should have been spent to
upgrade family farms, to expand small businesses, to plan for
retirement, or pay for my child's college education. Instead, it was
sent to Washington, D.C., to feed the Federal bureaucracy. Do the right
thing, kill this amendment.
Mr. POMEROY. Mr. Speaker, I yield myself such time as I may consume.
I know my friend from Montana is very sincere in his arguments, but
his proposition gives not one nickel of additional relief to his
constituents until the year 2011. If it is too late now, certainly we
ought to move something in place more quickly than that.
Mr. Speaker, I yield 2 minutes to the gentleman from Texas (Mr.
Turner).
Mr. TURNER. Mr. Speaker, the Democratic substitute offered by the
gentleman from North Dakota (Mr. Pomeroy) today gives more tax relief
to more families immediately than the Republican bill.
The contrast between the Republican bill and the Democratic
substitute is stark. The Republicans choose to help the wealthiest
families in America while leaving the families with small businesses
and family farms paying the estate tax for the next 7 years.
The substitute being offered today provides $3 million in exclusion
from the estate tax, $6 million for a couple. Unfortunately, families
across this country will have to wait until 2009 to get similar relief
from the Republican bill.
Let us look at the facts. Every year between now and 2009,
Republicans are willing to let over 50,000 modestly wealthy families
continue to pay in estate tax while giving the wealthiest 300 families
an average of $10 million in tax relief. The Republicans have chosen to
benefit the super-rich instead of helping 50,000 families who would be
immediately taken off the estate tax rolls by the Democratic
substitute.
It should be no surprise to discover that under the Republican bill a
new capital gains tax is imposed on over 18,000 American families every
year by the elimination of the so-called stepped-up basis in values for
estates above $1.3 million. Imagine the surprise of a family who
inherits a $4 million family farm or business from their father, when
they learn that under the Republican bill, when they sell that family
farm or business, they are going to have to pay a capital gains tax on
the difference between what they sell it for and what the original cost
of that farm or ranch was to their father.
I thought the Republicans were against increasing taxes. Today, they
have increased the capital gains tax. The Democratic substitute does
not do that.
{time} 1515
Ms. DUNN. Mr. Speaker, I yield 2\1/2\ minutes to the gentleman from
the State of Missouri (Mr. Hulshof), a very valued member of the
Committee on Ways and Means.
Mr. HULSHOF. Mr. Speaker, I thank the gentlewoman for yielding me
this time, and what I would say to my friend who just spoke is that if
the idea is to make it easier to pass the family business to the next
generation, then we should get rid of the death tax. And if then those
surviving heirs wish to dispose of that family farm or business, then
maybe they will be subject to the capital gains tax.
I would like to pose a rhetorical question to my friend, the
gentleman from North Dakota (Mr. Pomeroy), and I will set up the
hypothetical like this.
Howard Eiffert, in my hometown of Columbia, Missouri, began the Boone
County Lumber Business back in 1965. He has two sons, Brad and Greg.
They employ about 31 people in Columbia with good paying jobs.
Everybody there works very hard to make sure the business is
successful.
Under the gentleman's substitute, will the heirs of Mr. Eiffert have
to pay the death tax?
Mr. POMEROY. Mr. Speaker, will the gentleman yield?
Mr. HULSHOF. I yield to the gentleman from North Dakota.
Mr. POMEROY. Mr. Speaker, I appreciate the gentleman's question,
though I thought it was a rhetorical question.
I really do not have many facts on this circumstance, but if the
estate is below $6 million for the gentleman and his wife, there would
be no tax.
Mr. HULSHOF. Reclaiming my time, Mr. Speaker, I offered the question
in good faith, and I think the answer is the best the gentleman could
give me, because the answer is he does not know. And I do not know. In
fact, I would suggest that the Eiffert family at this point does not
know.
They do not know what the value of the estate will be when the
founder of that company dies, whether it is going to be under $6
million or over $6 million. So we cannot determine at this point
whether or not these numbers the gentleman is throwing around, whether
this small family business in Columbia, Missouri, is going to be helped
by the gentleman's substitute or not.
The larger point I hope to make is this: As long as we maintain a
Federal estate tax, we still are going to have to have resources
committed to Federal estate plans. In fact, there is a lot of concern
about loss of manufacturing in this country, especially from my friends
on the other side. The National Association of Manufacturers says that
the average small manufacturer in America spends $52,000 a year to
avoid the death tax.
To me, there is a simple question here today: Should the death of a
family member be a taxable event? Period. My answer is, Mr. Speaker, a
simple one: A resounding no.
Mr. POMEROY. Mr. Speaker, I yield myself such time as I may consume
to observe that there could not be more uncertainty than having a 2011
effective date, which is what the Republican legislation has. There are
four sessions of Congress to meet between now and then, and the estate
tax levels under the Republican plan will be at $2 million, $3 million,
$4 million, and moving around.
We move it to $6 million. No estate tax if you are below $6 million,
effective January 1 of 2003. It could not be more clear.
Mr. Speaker, I yield 2 minutes to the gentlewoman from Ohio (Mrs.
Jones).
Mrs. JONES of Ohio. Mr. Speaker, I rise in support of the Democratic
substitute. An earlier speaker said he came here as a small
businessman. I am a lawyer, and I am proud to be a
[[Page H3268]]
lawyer, and I stand up for all trial lawyers across this country. What
I would have suggested to him, because he is over here saying it is the
lawyers that have caused the dilemma with the estate tax, I would
suggest to him get a good lawyer and let that lawyer do some tax
planning for himself and his family.
Let me also say at this juncture the Republicans are saying to us to
put a stake in the heart of the death tax. But what they want to do,
they want to put the stake right like this and hold it for 10 years
where it gets rusted. The Democrats are saying we are going to put the
stake in it right now, right here. They are saying kill the death tax.
But when? It is 2002 now and they want us to wait until 2011.
I stand here wholly in support of this legislation. And it seems that
the Republican Party wants to say they are the best to support business
in these United States. Strong Democrats support business. And we so
strongly support business, all the business folks out there listening,
hear us, we so strongly support you that we want to get rid of the
estate tax right now.
We want to get rid of the estate tax, except for a little portion.
And the reason we want to hold on to that little portion is because
that little portion equals $740 billion. That is why we want to hold on
to it, so that in future times we can afford to maybe do a prescription
drug benefit. We can afford maybe pretty soon to put a little more
money in education. We can afford pretty soon to look at the whole
health care piece and decide what is wrong.
I say to my colleagues, let us put a stake in the death tax, but let
us not hold off for 10 years. Let us do it now.
Ms. DUNN. Mr. Speaker, I yield 2 minutes to the gentleman from
Oklahoma (Mr. Watkins), a member of the Committee on Ways and Means.
Mr. WATKINS of Oklahoma. Mr. Speaker, I thank the gentlewoman for
yielding me this time, and I stand in support of the committee bill and
against the substitute.
I am going home this year, after 20 years of service in this body; 14
years I served on the Democrat side and 6 years now on the Republican
side. And let me say that during those 20 years I probably sponsored or
cosponsored the elimination of the death tax, or the estate tax a lot
of people like to call it, probably every year.
I am also probably one of the biggest backers of a balanced budget,
and I am proud that in the last 6 years we balanced the budget and we
have paid off $450 million of the debt. Now, I hated to see the
downturn in the economic indicators a couple of years ago when it
started in, and we have now had a downturn in the economy, which makes
it tough. But that does not justify us not eliminating this double
taxation.
This is double taxation. Taxes are paid as an estate is put together,
as a business gets put together, and ranches are put together. Taxes
are paid. And when you end up dying, your estate has to pay it or your
children. That is wrong.
Let me share a couple of calls I have had over the years that I still
recall very much. One was a neighbor, a cattleman, a rancher, a robust,
tough guy. His father and he worked together and put together this
large ranching operation. The son called me and wanted to meet, and I
said, yes, we will meet the next morning for coffee. We met. Very
emotional. He looked at me and he said, ``Wes, why do I have to sell
the place that my dad and all of us put together to pay taxes?''
It is wrong. And it cannot just be a little wrong, it cannot be just
a little sin. It is wrong. Same for industry. A small industry was put
together, a family operation. They worked side by side, the family. The
parents died and they are going to have to sell it.
Let us do what is right. Doing what is right is to stop the double
taxation. Let us be for the committee bill and against the substitute.
Mr. POMEROY. Mr. Speaker, I yield 2 minutes to the gentleman from
Texas (Mr. Stenholm).
(Mr. STENHOLM asked and was given permission to revise and extend his
remarks.)
Mr. STENHOLM. Mr. Speaker, I rise in strong support of the Pomeroy-
Thurman substitute, which would increase the exemption for all small
business estates immediately upon enactment to $6 million.
I cannot believe there is anyone who believes that that is not better
than the base bill today, that gives the rhetoric of ending the death
tax when everyone knows there will be at least three Congresses that
will be in session before we get to 2010.
My strongest opposition to the base bill today is in the fiscal area.
I do not understand how my friends on this side of the aisle can
constantly and consistently come to this floor and totally ignore the
fiscal condition of our country today. In spite of my friend from
Oklahoma saying the debt has come down, the debt has gone up. The
administration is asking that we borrow $750 billion, and that is just
the beginning. And my colleagues know it.
It is important for us to start speaking honestly. There is so much
my friends over here say about the death tax that I agree with that
that is why I support the substitute. I would rather we not be debating
this today, because today it is fiscally irresponsible. We are at war.
We ought to be dealing with making sure we do not increase the
additional debt on those young men and women over there fighting. But,
instead, we have an argument here that is pure political rhetoric that
will give a political issue so that we can say ``he said,'' ``you
said.''
I want to make it very clear: I support immediately exempting all
estates of $6 million and less from ever having to worry about the
death tax again. And I have yet to meet the first farmer, the first
rancher, the small businessman or woman, the first independent oil
producer that says, when they understand what we are offering, that
would not take that. A bird in the hand is worth two in the bush. It
really is.
But, instead, we are sitting here arguing about repeal. Instead, we
are going to deny small businessmen and women who are unfortunate
enough to die in the next 6 months or 9 months, they are going to be
unfortunate and have to pay that onerous tax that I happen to agree
with my colleagues we should be eliminating.
Ms. DUNN. Mr. Speaker, I yield 2 minutes to the gentleman from
Illinois (Mr. Manzullo), the chairman of the Committee on Small
Business.
Mr. MANZULLO. Mr. Speaker, we hear statements today that it only
applies to 10,000, it only applies to 33,000 people. Do my colleagues
know how many farmers are left in this country? Not too many. This
applies to most of them.
One of them is Gary Hall of Ogle County, Illinois. Gary's dad died in
1997, and he wrote us a letter. He said, ``My dad worked very, very
hard to get where he was financially when he passed away last November.
He struggled raising his family of a wife, four daughters, and a son by
trying to work on the farm, getting them to work there, getting
interested in 4H, buying old machinery and fixing it up.''
When he died, the government came in and asked for $2.7 million in
taxes. He says, ``Why does the government deserve to squander or blow
dad's hard work away? Why can't you leave your estate to your children
or family to continue to farm the land? Why do we have to remortgage
farms that were paid off years ago by our parents, and then have our
children do the same? We do not want to sell any of dad's farms. We
want to keep them in his name and pass the farming operation down to
many future generations.''
For all the great conservationists we have here in the Congress, do
they not realize one of the greatest incentives for plowing up farmland
and putting in a subdivision is to pay the death tax? I mean the green
thing to do is to not tax someone's estate when they die. Farmers are
forced to sell the land. I was there. I practiced law in the country
for 22 years. I was there when the gavel went down by the auctioneer
and half a family farm was sold just to pay taxes. I wish my colleagues
could have seen the looks in those kids' eyes. It is unbelievable.
That is what this is about. It is about the Gary Halls of America.
Mr. POMEROY. Mr. Speaker, I yield myself such time as I may consume
to note that the U.S. Department of Agriculture has statistics that
show 99 percent of all farms in this country have assets of less than
$5 million. They would all be taken care of under the substitute
effective January 1 of 2003.
[[Page H3269]]
Mr. Speaker, how much time remains?
The SPEAKER pro tempore (Mr. Simpson). The gentleman from North
Dakota (Mr. Pomeroy) has 8 minutes remaining and the gentlewoman from
Washington (Ms. Dunn) has 8\1/2\ minutes remaining.
Mr. POMEROY. Mr. Speaker, I yield 1\1/2\ minutes to the gentleman
from Massachusetts (Mr. Neal).
Mr. NEAL. Mr. Speaker, today we debate the Republican proposal to
permanently repeal the estate tax, yet another bill that favors the
wealthiest of the wealthy at a time when America is faced with
increasing deficits.
Can we do more for the rich than we are going to do this afternoon
when they pass this legislation?
This is a recipe for fiscal meltdown. According to the Joint
Committee on Taxation, permanent repeal would result in a $740 billion
loss to the Treasury, when we instead should be supporting Social
Security, fixing Medicare, spending some money on defense and spending
some money on education and the environment.
Mr. Speaker, today is the 58th anniversary of D-Day, the World War II
allied invasion of Europe in which thousands of American troops
sacrificed their lives for freedom. Americans are once again
sacrificing right now, even as we take on this debate. But what is our
answer? We are going to dole out more tax cuts to billionaires, who, by
the way, were not even asking for it, and asking hard-working middle
income taxpayers to pick up the difference.
If they had not thrown procedural roadblocks in our way, we could
have used $4 billion from tax savings from the corporate expatriate
bill the gentleman from Connecticut (Mr. Maloney) and I have, and we
could have used it to immediately pay for the estate tax exclusion
offered by Mr. Pomeroy.
What is the new campaign slogan in this institution, ``I'm rich and
I'm not going to take it any more''?
{time} 1530
Mr. Speaker, can we do more for the wealthy than we do here day in
and day out? This party used to be the party of Teddy Roosevelt. This
used to be a party that did more for the environment and stood for
fairness in American life. Now it is day after day, what more can I do
for the wealthy. Well, it will be done without my help today.
Ms. DUNN. Mr. Speaker, I yield 2 minutes to the gentleman from
Oklahoma (Mr. Sullivan).
Mr. SULLIVAN. Mr. Speaker, I would like to voice my voice for the
Permanent Death Tax Repeal Act and against the Democrat substitute.
Last spring, Congress passed the Economic Growth and Tax Relief
Reconciliation Act of 2001. This act provided $1.35 trillion in tax
relief over the next 10 years. The death tax passed last year will be
phased out over the next 9 years and will disappear completely in the
10th year. This means after December 31, 2010, the death tax will
return in full, beginning January 1, 2011.
In other words, if this bill is not enacted, families who lose a
loved one on December 31, 2010, will pay no death tax; but families who
lose a loved one on the next day will pay a massive death tax, as high
as 60 percent in some cases. The death tax is perhaps the most morally
reprehensible tax levied by the Federal Government.
The death tax is the number one reason small business and minority-
owned businesses and family farms are broken up and sold to large
corporations, destroying thousands of jobs in the process. The Democrat
substitute amendment would establish a fixed $3 million exemption
equivalent that is not indexed for inflation. The relative value of the
exemption equivalent will decrease over time as a result of inflation
and more families will be subjected to the effects of the death tax.
The substitute amendment eliminates the benefits of the graduated
estate tax rates. The entire estate above the $3 million exemption
equivalent will be taxed at 50 percent. That does not appear to sound
like sound tax policy. We must vote down the Democrat substitute, pass
the permanent death repeal, and guarantee the relief that we promised
last spring.
Mr. POMEROY. Mr. Speaker, I yield myself such time as I may consume.
Mr. Speaker, the substitute makes the estate tax go away for the
small businesses and farmers with assets below $6 million for couples
effective January 1, 2003. The proposal by the Republican Party does
nothing until 2011.
Mr. Speaker, I yield 1\1/2\ minutes to the gentlewoman from Texas
(Ms. Jackson-Lee).
Ms. JACKSON-LEE of Texas. Mr. Speaker, I am from Texas, and I want to
announce that family farms are taken care of with the Pomeroy
substitute.
First of all, I think we should understand the distinction. We are
talking about reform of the estate tax. We are talking about uplifting
the American people. Members over here are talking about deeper and
deeper in debt, and forever closing the door for providing this Nation
with the ability to fight terrorism around the world.
Let me suggest that with the repeal of the estate tax we will be
losing $55 billion in 2012. But, really, what is more important, what
is more shocking is only 2 percent of Americans pay estate taxes.
Listen to what we are talking about, America. We are talking about
providing Americans with immediate protection of $6 million by January
2003. Immediate protection.
We are talking about protecting small businesses, our neighbors and
friends, our family farms. We are talking about protecting Americans.
While those who want to stand in the storehouse of wealth and dig and
dig and dig so that Medicare can tumble, so that Social Security can
tumble, we want reform, not elimination. They want to totally repeal
the estate tax so we are undermined and, therefore, the money we are
spending in Afghanistan, which is $1 billion a month helping us fight
the war against terrorism in Afghanistan. It is not going to end soon.
Yet the other side of the aisle says there is money to repeal the
estate tax for the wealthy and the big of mind and not of heart. Let us
support the Pomeroy substitute, which believes in reform and puts money
on the table of family farms and small businesses.
Ms. DUNN. Mr. Speaker, I yield myself 30 seconds.
Mr. Speaker, I think it is very tragic we are hearing this number of
2 percent of people who die, have estates that are taxed under the
death tax. That does not take into consideration the numbers of small
businesses that are sold and the dollars that are taken out of this
economy to pay for CPAs and estate tax planners and to purchase life
insurance policies. We do not see the results of those figures in the 2
percent number which came from I do not know where many years ago.
Mr. Speaker, I yield 1\1/2\ minutes to the gentleman from Colorado
(Mr. Hefley).
Mr. HEFLEY. Mr. Speaker, responding to the gentlewoman, a recent
study has shown that death tax repeal would not increase the deficit. A
1999 study showed that it decreased the economic growth that would come
from repeal of the death tax, and would lead to Federal revenue gains
within 7 years of the death tax repeal.
In the long run, the economic activity would increase the income, not
decrease it. But the death tax affects real live hard-working people. I
have some friends in Colorado Springs who started out 60 years ago or
so with one little lumberyard. Over the years, three generations have
built that one little lumberyard, started with nothing, built that one
lumberyard into a multi-lumberyard system throughout southern Colorado.
It was a home-grown business which was very successful. Recently, they
sold it even though the children of the owners worked in the business
and wanted to continue to work in the business, but they sold it
because they could not afford the death tax that they would have to pay
in the future.
Colorado is a State mostly of small farms, ranches, and small
businesses. The heirs should not have to sell the business of the farm
in order to pay the tax.
The $6 billion in the substitute, these people were successful.
Members say we are helping the rich here, but by gosh, they earned it.
It is their money. They paid taxes on it. It is wrong to tax them again
when they die, or to make them sellout in order to pay the taxes when
the heirs inherit the money.
Mr. POMEROY. Mr. Speaker, I yield myself such time as I may consume.
[[Page H3270]]
Mr. Speaker, the gentleman speaks passionately about his
constituents, but the reality is under the proposition the gentleman
stands for, estates over $2 million will be taxed next year. Under our
substitute, no estate tax for couples with assets $6 million and under.
Mr. Speaker, I yield 2 minutes to the gentlewoman from California
(Ms. Pelosi), the minority whip.
Ms. PELOSI. Mr. Speaker, I thank the gentleman for yielding me this
time and for his leadership for this important alternative that is
being presented on the floor today, the Pomeroy-Thurman substitute. I
also thank the gentleman for his championship on issues that are of
concern to America's farmers. Every day he is here, he fights for them.
Every day he is here, we learn from him about how to help America's
farmers; and that is what he does in this Pomeroy-Thurman substitute.
I rise in support of the substitute and commend the gentleman from
North Dakota (Mr. Pomeroy) and the gentlewoman from Florida (Mrs.
Thurman).
Mr. Speaker, we take this bill up at a time when our young men and
women are abroad defending our Nation against further terrorist
attacks; yet the Republican leadership is undermining our security at
home by passing yet another irresponsible tax bill. Make no mistake
about it, the bill undermines our Nation's security. It will rob us of
the resources we need to defend our country. It will rob us of the
money we need to protect Social Security.
The bill does not even repeal the estate tax until 2011, and it will
actually increase capital gains tax on the various estates that they
claim to help by eliminating the stepped-up basis consideration. Their
bill costs more than $1 trillion, and it will raid the Medicare and
Social Security trust funds at the exact moment the baby boomers begin
to retire.
In contrast, our Democratic estate tax relief bill offers real
reform, and it brings much greater and more relief to family farmers
and small businesses than theirs. Beginning January 1, 2003, the
exemption from estate tax would jump to $6 million per couple, an
exemption of $6 million per couple in the Pomeroy-Thurman substitute.
Americans with $6 million who die pay no taxes. If Members are worried
about people above that level, we are talking about half a percent of
the American people. Those estates will get hit with higher capital
gains taxes than they do under the Republican bill.
It is very simple. If an estate is less than $6 million, that person
would definitely want the Democratic bill. You will pay no estate tax
effective January 1, 2003.
Mr. Speaker, I will submit the rest of my statement for the Record. I
urge Members to do the right thing by 99.7 percent of the American
people and vote for the Pomeroy-Thurman substitute.
Ms. DUNN. Mr. Speaker, I yield 1 minute to the gentleman from Indiana
(Mr. Pence).
Mr. PENCE. Mr. Speaker, I rise in strong opposition to the
substitute. Mr. Speaker, there is really no substitute for the truth. A
year ago with overwhelming support among the American people, this
Congress sent to the President's desk a tax cut. We will celebrate the
anniversary of the signing tomorrow.
In that tax cut we advertised to the American people that we repealed
death taxes; and when virtually every Member of this institution went
home, some constituent thanked them for ending death taxes.
But hopefully, many, as I did, were honest with their constituents
and said, Well, not entirely. We actually only repealed it until some
magic day in the year 2011 when it springs back to life because of an
arcane rule in the Senate.
We must reject the substitute today on behalf of small businesses and
family farms. We ought to do no less today than what we told the
American people we were doing, repealing and ending death taxes once
and for all.
Mr. POMEROY. Mr. Speaker, I yield myself the balance of my time.
Mr. Speaker, there is a fundamental difference between the relief
proposed by the substitute and the relief proposed in the underlying
bill. We bring relief to American families effective January 1, 2003.
There is nothing by way of effect from the underlying bill until the
year 2011, several Congresses away.
This majority who says do not trust government would ask those
looking for estate tax relief to trust the next three sessions of
Congress before they would get relief under their proposal. American
families deserve to know with clarity where estate tax commitments
begin, and we would set that obligation at $6 million per couple,
making the estate tax effectively repealed for 99.7 percent of our
families.
There is a cost difference as well. Over the next 10 years, theirs
cost $99 billion. In the deficit situation, we know that that requires
Social Security revenues to be diverted to fund other functions of
government. The cost under our bill is $5 billion, and it would have
been zero if they would have left the offsets in that we initially
sought.
But the dramatic problem under their bill is the next decade, because
the costs explode thereafter. Just at the time baby boomers retire and
the Social Security taxes drop precipitously, the cost of their bill
explodes.
There is only one conclusion we can draw from this chart, and that is
this X represents a financial catastrophe that will befall our country
leading to higher payroll taxes for our children and benefit cuts for
Social Security recipients. There is a better way, and that way is the
substitute, which provides relief now on the estate tax hit.
{time} 1545
Look at the comparison in terms of relief offered under our
substitute compared to the majority: $6 million and below, no estate
tax under our bill; their bill, $2 million. Our bill, $6 million and
thereafter. In 2004, $3 million. You have an estate tax problem. In
2005, $3 million. You have an estate tax problem. In 2008, $4 million.
You have an estate tax problem, under their bill.
All day we have heard from the majority about farms, small
businesses. You would think that help was on the way from their
legislation, but there is nothing their legislation does until the year
2011 to bring relief to those they spoke so passionately for. We need
to pass the substitute to get that help out there, get that help out
there now, make estate tax go away for families with $6 million and
below. That takes care of 99.7 percent of the families in this country,
and we just think it is fundamentally wrong to hold up estate tax
relief for 99.7 percent because they want to take care of just the
wealthiest few beyond that.
Mr. Speaker, I, in conclusion, strongly urge passage of the
substitute and defeat of the underlying legislation in the event the
substitute does not prevail.
Ms. DUNN. Mr. Speaker, to close debate, I am proud to yield the
balance of my time to the gentleman from Texas (Mr. Armey), the
majority leader of the United States House of Representatives.
The SPEAKER pro tempore (Mr. Simpson). The gentleman from Texas is
recognized for 3\1/2\ minutes.
Mr. ARMEY. Mr. Speaker, I thank the gentlewoman for yielding time,
and I thank the gentlewoman for her continued work in this area.
Mr. Speaker, the gentlewoman from Washington would be the first to
tell you that the reason so many of us remain so committed to the end
of the death tax is that we think it is wrong. We think murder is
wrong. We think stealing is wrong. We think robbery is wrong. And we do
not think it is wrong for 99 percent of the population; we think it is
wrong for 100 percent of the population.
We are not content to say, Let's correct this wrong for most of the
people and leave others behind. We are saying, Let's correct this wrong
for everybody. It is wrong to steal a family's legacy. The Federal
Government of the United States should not be the world's largest and
most aggressive grave robber. It is time to end this practice.
Let us take a look at what this means. Mr. Speaker, I grew up in a
small rural agricultural community. I know a little bit about what we
call the small family farm. Mr. Speaker, let us talk for a moment about
a small family farm that has $4 million worth of assets. That seems
like a lot on the surface of it, but let me just say that $4 million
worth of assets represents, in this case, the family's business and the
family's home. I do not know how large
[[Page H3271]]
a farm a small family farm worth $4 million would be in the gentleman
from North Dakota's home State; but I do know that down in Texas, we
would think of that as a mighty fine little old spread, not something
big, but something that a family might be able to make a living off of.
$4 million.
What do the facts tell us? The small family farm with assets valued
at $4 million will generate about $35,000 a year income. That family is
not getting rich, Mr. Speaker. And throughout all the years that that
family lives off that farm, farms that land and makes that meager
living of $35,000-a-year income, that family will pay about $4,200 a
year in taxes. And nobody, nobody, would characterize that family as
among the Nation's richest people. In fact, there are some Members of
this Congress that would even vote additional Federal support for that
family, and have done so. Certainly they would not think of them as
rich people.
We are told as children in America, we should not harm people. We are
also told to not add insult to injury. Let me say that should the
patron of this family that has worked so hard to raise his children on
this modest farm, on his $35,000-a-year income, should he die, he would
be done the harm of having his property expropriated before it could be
turned over to his children to the tune of $1,400,000. That is harm.
But on top of that, he would be afflicted with additional insult.
Because on the day that that poor, hard-working small family farmer in
America, laboring as he did all those years to raise his children on
that mere $35,000-a-year annual income, on the day he died, there would
be some in this body that would declare him as being wealthy and
undeserving and meritorious of having his property expropriated. On
that day, he would be insulted. He would say, as Tevye wished in
``Fiddler on the Roof,'' Today I am a rich man. The government just
made me such. The government declared me rich so they could steal my
property from my children.
Mr. Speaker, that is wrong. This is a good government. It should be a
just government. It should be a government that knows the goodness of
the American people and has the decency to respect it. It should be a
government that does not steal a hard-working family's legacy from that
family's children. There is down in Texas a great country western song,
and it celebrates the fact that daddy won't sell the farm. We enjoy
that song. There is a lot of toe-tapping that goes on. But it breaks
our heart because we know that in point of fact when daddy dies, the
farm will be sold so daddy's children can pay tribute to an unfair and
undeserving government.
It is time, Mr. Speaker, to end that. Let us dare to honor our
Nation's children as they are honored by our Nation's parents as they
build a legacy of success and give that at the time of their death to
the people who truly deserve it, the children they love so much. Mr.
Speaker, we have a lot of resources on which we can draw here in
Washington. It might be that it would do us well to use those resources
more prudently so we could save ourselves the embarrassment of stealing
another man's legacy.
Mr. LEACH. Mr. Speaker, I favor reform of the estate tax to protect
family farmers and small businesses, but I have grave qualms about its
elimination for super-sized estates. What is credible is an increase in
the estate tax exemption to $5 or 10 million. What is undue and unfair
is the elimination of the tax on huge estates.
From a legislative perspective, the circumstance is clear cut. The
House has the option of passing an approach which the Senate will
ignore or it can pass a credible reform which has a chance of becoming
law and taking effect this year.
The Democratic alternative to the House Republican position is not
sufficiently progressive, but passage of the $3 million exemption it
calls for would be a significant improvement on the current
circumstance and holds the prospect of immediate compromise with the
Senate at a somewhat higher level. The problem with current law, which
the bill before the House today would make permanent, is that it
provides for a sudden elimination of all estate taxes in the year 2012,
but because of its graduated provisions does not allow for the estate
tax exemption to reach $3 million until 8 years from now.
The American market system works best as a meritocracy. What will be
created with the elimination of estate taxes on super-sized estates is
a monied oligarchy. This is neither good for our economy nor our
democracy.
Mr. KIND. Mr. Speaker, I rise today in strong support for making
estate tax relief permanent so that family-owned farms and family-owned
businesses can be passed down from generation to generation. Further, I
support tax relief that helps spur small business investment and job
growth.
Family-owned businesses should not be punished for being successful
or for having their owners pass away. Fundamentally, the United States
is the land of opportunity, encouraging free enterprise and rewarding
entrepreneurs. The estate tax should be modified to protect family-
owned businesses and family farms from the threat of having to be sold
just to pay the tax.
Therefore, I am supporting the substitute being offered by my good
friend Mr. Pomeroy. His legislation will immediately help the small
businesses and family farms by increasing the estate tax exemption to
$3 million for individuals and $6 million for couples. This will ensure
that estates that are $6 million or less for a couple or $3 million for
an individual will pay no estate taxes beginning January 1 of 2003.
This is a meaningful exemption that picks up all but a few taxable
estates. In fact, only 0.36 percent of estates remaining will be
required to pay the tax.
At a time of national crisis that calls for shared sacrifice, the
leadership wants to make the repeal of the estate tax, that benefits
less than one percent of taxpayers, permanent in 2012. This will drain
more than one trillion dollars from the budget just as the Baby Boom's
retirement reaches full force; making the estate tax repeal permanent
alone would cost 40 percent of the amount needed to make Social
Security financially sound for the next 75 years.
Last year we passed a budget that boasted a ten-year unified surplus
totaling $5.6 trillion, which included repeal of the estate tax until
2011. The leadership claimed that an expensive tax cut plan and other
costly initiatives were eminently affordable and there would be enough
of the budget surplus to eliminate most or all of the national debt.
Thus Congress passed a tax cut costing over $1.3 trillion.
Unfortunately, since then, the budget surplus has disappeared, due to
the war on terrorism, increased homeland security, and the large tax
cut. This year's deficit will be nearly $314 billion and over the next
ten years, the non-Social Security deficit will total $2.6 trillion.
After decades of deficit spending, it is our responsibility to reduce
the debt future generations will inherit. We must give them the
capability and flexibility to meet whatever problems or needs they
face. I cannot, in good faith, support legislation that will put our
country further into deficit spending with a tax cut that will hurt our
future generations for the unforeseeable future, including my two
little boys.
Tax relief, however, is a bipartisan issue. I am cosponsor of H.R.
1210, the Family-Owned Business Survival Act. This bill would repeal
the limitations on the estate tax deduction for family-owned business
interests. My colleagues on both sides of the aisle recognize the need
for providing estate tax relief, but this bill is not the result of
bipartisanship. The tax cut passed last year has already derailed the
opportunity we had to reduce our large national debt and prepare for
our future obligations to our aging population and children's futures.
Making this repeal permanent will only further exasperate our nation's
poor fiscal health.
Mr. Speaker, now is not the time for leadership to pursue its own
individual agenda to score political points in an election year. This
is purely a symbolic vote timed as millions of Americans begin to
consider the candidates in the fall elections.
I urge my colleagues to oppose this fiscally irresponsible tax cut
and support the Pomeroy alternative. Unlike the leadership's bill, the
alternative will give immediate relief to our family business and
family farmers and will cost less than one-half of H.R. 2143. We must
shore up Social Security and Medicare and reduce the national debt
before passing such an expensive tax cut that we cannot afford. I did
not come to Congress to saddle my two boys with a debt burden they did
not create.
Mr. PASTOR. Mr. Speaker, I rise today in support of the Substitute
Amendment offered by Mr. Pomeroy and in opposition to the base bill,
H.R. 2143.
Let me make it perfectly clear. I support an adjustment to the Estate
Tax, but I believe we should address this tax in a responsible and
meaningful manner. If you are a supporter of H.R. 2143, there is no
reason for having this debate or this vote at this time. H.R. 2143 is
an effort to fix a problem that does not happen, if it happens at all,
for nine years. But the Substitute will provide immediate relief.
Earlier in this Congress, I supported a proposal which would have
immediate and lasting benefit for family owned small businesses and
family owned farms. The Substitute is a similar proposal, and if we are
interested in helping
[[Page H3272]]
people, people who have just lost their loved ones and are facing the
responsibility of paying an estate tax, we should pass the Substitute.
The Substitute would immediately eliminate the Estate Tax for all but
one percent of the estates in the country. It does so by increasing the
estate tax exclusion to $6 million effective on January 1, 2003. Under
current law and H.R. 2143 this does not occur until sometime in 2009.
If we really want to have an impact on people who are facing an estate
tax that could cause them to lose their family business or family farm,
we should do something to help them right now.
My other concern with H.R. 2143 is that we face a much different
fiscal world than we did when the so-called Economic Growth and Tax
Relief Reconciliation Act was passed last year. Before this $1.35
trillion tax cut passed and was signed by the President, there was a
projected ten year budget surplus of more than $5 trillion. Now, after
the tax cuts, the economic slowdown, and the terrorist attacks of
September 11, it is estimated that we will have a deficit of more than
$100 billion just this year. And there are budget deficits stacked up
in the out years as far as the eye can see.
This bill, H.R. 2143, will cost $55.8 billion in Fiscal Year 2012
alone, its first year of full implementation. And during the following
decade, its negative economic impact to the Federal budget will be more
than $1 trillion. It does nothing to relieve the family farmer or the
family businessman until then. So if you have a small or medium size
business or a family farm, you should do your best to postpone dying
until 2012.
Nevertheless, even with these budget concerns, I believe it is
important to give some immediate hope and relief to the hard working
small businessman and his survivors. That is why I urge my colleagues
to support the Substitute Amendment offered by Mr. Pomeroy.
MR. DELAHUNT. Mr. Speaker, two years ago, I was one of the few
Democrats to join with my friends across the aisle to support
legislation to repeal the federal estate tax. I did so because I
believed that this tax burdens small business and family farms to
unfairly that it puts our overall economy at risk. I still believe
that. And that is why I will today vote in support of the Democratic
substitute.
The estate tax is wrong. At a time when small firms are already
buffeted by all kinds of economic uncertainties, the last thing they
need is more trouble from federal tax policy. When we debated this
question in 2000, I supported the majority bill because, overall, it
was better than existing law. The committee bill before us today does
not meet that standard.
At the very moment we are struggling with mounting deficits and the
growing cost of national security, we're asked to lock in--
permamently--changes in the tax code that will cost the Treasury
billions.
As one who voted to repeal the estate tax, I think I'm entitled to
wonder aloud: ``what's the urgency?'' The effective date of the bill is
nine years away. Who knows what might happen between now and then? At
the very least, can we win the war on terrorism first?
As one who voted for estate tax repeal, I think I'm entitled to ask:
what constituency was this debate concocted to impress? Because it's
clear to me that this measure hurts many of the same people its
proponents claim to be helping. Under this bill, many Americans would
never reap the promised benefits, even upon its full and permanent
repeal in ten years.
Because for all the talk about tax relief, this bill actually raises
taxes. Sure, it eliminates the estate tax. But not before changing the
rules to cost the middle class, and the upper middle class, a lot more
in capital gains taxes.
Here's why. Traditionally, inherited property was assessed at its
value at the time of death--so-called ``stepped-up basis''. That
changed in the Republican ``reforms'' of 2001. Now, it's assessed at
its value at the time of its original purchase. The bill before us now
seeks to make that change permanent.
For most Americans with assets to pass on to their kids, eliminating
``stepped up'' basis is a killer.
Take my own congressional district. If you bought a home in 1970 in
Duxbury or Chatham, chances are pretty good that it's gone up--maybe
tripled or quadrupled in value--in the years since. The Republicans
will tell you that you can go ahead and pass your home on to your
children without worrying about the estate tax. But they probably won't
tell you that instead your kids will probably owe a boatload in capital
gains taxes. The same goes for stocks, bonds and other assets.
There's no rational reason for this, and the Democratic substitute
would restore stepped-up basis. While offering relief to 99.6 percent
of Americans now subject to the estate tax.
Mr. Speaker, I showed last year that I am willing to swim against the
tide to get a good bill passed. Regrettably, this year's committee
proposal is not that bill. I urge my colleagues to join with me instead
in supporting the Pomeroy substitute.
Mr. KLECZKA. Mr. Speaker, last year, the estate tax provisions
enacted in the $1.35 trillion Bush tax cut would gradually increase the
value of estates that are exempt from taxation, until completely
repeating the estate tax for one year only, 2010, after which the
exemption would return to $1 million. At that time, these provisions
were projected to cost nearly $80 billion over the first ten years.
The proponents of this misguided tax cut were confident back then
that we would be awash in surpluses as far as the eye can see. But the
bill before us today, H.R. 2143, seems to ignore our current budget
situation; it would go ahead and permanently repeal the estate tax
starting in 2011, even though the nearly $4 trillion in projected
future surpluses has evaporated since the Bush tax cut was enacted.
The House Budget Committee's Democratic staff now estimates that this
year's deficit alone, excluding Social Security Trust Fund surpluses,
will be a whopping $314 billion. At this rate, over the next ten years,
deficits could add up to a total of $2.6 trillion. I am told by many of
those who are supporting this bill, that we are on a war footing, with
many additional national expenses as a result.
Passing H.R. 2143 would not only squander the opportunities we now
have to redirect our nation's fiscal course, but it would further
exacerbate the financial predicament that we currently find ourselves
in. Instead of reducing the level of future deficits, permanently
repealing the estate tax would decrease future revenues by
approximately $740 billion over a ten-year period, FY 2013 to FY 2022.
If the increased interest payments on the additional debt incurred
because of this repeal are included, the effect on the budget is about
$1 trillion taken away right at the time that Baby Boomers will start
retiring and become eligible to receive Social Security and Medicare
benefits.
Furthermore, the estate tax only impacts a very small number of
people in the United States, or the wealthiest 2 percent. By reading
the advertisements of groups who are feverishly lobbing for its repeal,
one could easily get the impression that millions of people are
stripped of their lifetime earnings upon death. In reality, this just
isn't the case. In my home state of Wisconsin in 1998, there were a
total of 45,000 deaths. Out of all those estates, only 828 paid an
estate tax.
Many within this small group of wealthy Americans have actually been
the first to come forward in defense of the estate tax. Last year, an
organization called ``Responsible Wealth'' circulated a petition in
support of reforming, but not eliminating, the tax. More than 1,100
business leaders and investors who will pay estate taxes in the future
signed this petition, including George Soros, Ted Turner, and David
Rockefeller Jr., along with hundreds of small-business owners who
wealth totals between $1 million and $10 million.
Their approach toward this issue, reform rather than repeal, is a
more sensible alternative. By raising the estate tax exemption to $3
million for individuals and $6 million for couples, the Democratic
substitute would exempt 99.7 percent of all estates in America from the
estate tax. Further, this exemption increase would go into effect on
January 1, 2003, providing more immediate tax relief to family farms,
small businesses, and homeowners than the Republican bill before us
today.
The Democratic substitute also includes offsets, in order to help
reduce the total cost of the proposal. Even without these offsets, the
Democratic alternative would still cost less than one-half the cost of
the Republican base bill.
Clearly, we owe it to our constituents to act in a fiscally
responsible manner, and the Republican proposal to completely repeal
the estate tax fails to meet this test.
Mr. ALLEN. Mr. Speaker, I rise in opposition to this bill.
The time has come for substantial estate tax relief.
We should increase the lifetime exclusion, reduce the tax rates and
make special additional provisions for small businesses.
But we should not repeal the tax, because the world has changed.
Surpluses have been transformed into deficits. The baby boom generation
continues its relentless march toward qualifying for Social Security
and Medicare. The threat of terrorism requires significant resources
for defense and homeland security. Repeal would be irresponsible
budgeting.
Today, we should be considering legislation to reform the estate tax.
We should reform the estate tax to reflect the extraordinary
contributions family-owned businesses and farms make to our local
communities.
In my state of Maine, small businesses are vital to the well-being of
our communities. Those who own family farms and businesses often spend
too much time and too much money in an effort to keep their farms and
businesses intact for the next generation.
Full, immediate, and permanent repeal for family-owned small
businesses would be wise policy.
[[Page H3273]]
Full, immediate, and permanent repeal for small businesses would let
small businesses in Maine, like Brown Goldsmiths & Company, Lucas Tree,
O'Donal's Nursery, and Hancock Lumber, keep their businesses in family
hands.
Family owned businesses like these are often significant community
employers. They contribute to our quality of life in ways that large
publically held corporations can never match. Farms passed from one
generation to another are less likely to be subdivided for residential
development and, therefore, less likely to contribute to suburban and
rural sprawl.
For these reasons, I urge my colleagues to support the Pomeroy and
Thurman substitute. This amendment offers immediate and permanent
estate tax relief beginning on January 1, 2003, by increasing the
exemption to $3 million for individuals and to $6 million for couples.
passage of this amendment would provide full relief to all but 0.3
percent of estates, and the increased exemption would reduce the tax
even on these estates.
However, full repeal of the estate tax would represent a bonanza for
a relative handful of wealthy individuals and jeopardize our ability to
fund vital national priorities.
Last year, betting on a then projected $5.6 trillion in surpluses,
the Republican controlled Congress passed a bloated tax cut that
primarily benefits the top one percent of taxpayers. But the majority's
repeal of the estate tax was itself repealed in 2001, in order to mask
its devastating long term impact on the federal budget.
Today, the Republican controlled House wants to make permanent the
repeal of the estate tax, even though repeal would erect a barrier to
full funding of special education, a real Medicare prescription drug
benefit, strengthening Social Security and even meaningful tax relief
for middle and lower income Americans.
In Maine in 1999, about 200 estates would have benefitted by repeal
of the estate tax. Yet all 1.2 million people in Maine will pay the
price of repeal of this progressive tax with higher interest payments
on the national debt and cuts in vital programs and services.
Debate over the estate tax is really about priorities.
Reform is about making fairness a top priority. It provides relief to
those who need it.
Repeal is about making favoritism a top priority. It widens the
growing disparity in incomes in this country.
Reform allows for the funding of top priorities. Repeal shortchanges
important priorities.
President Theodore Roosevelt, in arguing for an estate tax, said,
``The really big fortune, the swollen fortune, by the mere fact of its
size acquires qualities which differentiate it in kind as well as in
degree from what is possessed by men of relative small means.''
Today, some Americans have fortunes beyond the imagination of
Theodore Roosevelt. Others cannot afford their prescription medicines.
Many find the doors of higher education closed to them because of the
cost of attendance. Approximately 40 million Americans have no health
insurance. In these circumstances, repealing the estate tax for multi-
millionaires is both irresponsible and unethical.
I urge my colleagues to vote against this bill and to vote for the
Pomeroy/Thurman substitute.
Mr. UDALL of New Mexico. Mr. Speaker, I rise in support of the
Pomeroy-Thurman alternative to the Republican Estate Tax Repeal
extension. The alternative, crafted by the gentleman from North Dakota
and the gentle lady from Florida, offers immediate and permanent estate
tax relief beginning January 1, 2003 by increasing the exemption to $3
million for individuals and to $6 million for couples. It is a balanced
plan that will protect the few small business owners and farmers that
are ever subject to this tax.
In this time of deficits and pressing national needs like homeland
security, Social Security and Medicare, should we be directing a costly
tax cut only toward our wealthiest citizens? Under current law, estates
of up to 43.5 million for any individual or $7 million for a couple
will be exempt from any estate tax when reform is fully implemented in
2009. According to current estimates, only 22 estates in my home state
of New Mexico would be subject to this progressive tax by 2009. The
average worth of those estates is $18.6 million.
It is completely unacceptable in a time of war to pass a permanent
tax break for the nation's wealthiest Americans. In every other war in
American history taxes have been raised to help the effort. Tragically,
the House leadership and the Bush administration appear to be charting
precisely the opposite course.
And, what about the nation's other needs? Where will the money come
from to improve education, provide prescription drug coverage, and
strengthen national defense? Where will the money come from to pay down
our long-term national debt? We've got to save and invest now to
strengthen the economy for the future, keep Social Security and
Medicare solvent, and prevent far more difficult choices down the road.
Of all the urgent problems and commitments facing the nation right
now, the sunset of last year's repeal of the estate tax nine years from
now should not be at the top of the list. A far more responsible use of
our time would be to begin to recognize new realities and craft a
bipartisan budget plan to return to the long-term surpluses that were
so hastily squandered last year.
I urge my colleagues to join with me and vote no on permanent estate
tax repeal, and yes for responsible reform.
The SPEAKER pro tempore. All time for debate on the amendment has
expired.
Pursuant to House Resolution 435, the previous question is ordered on
the bill and on the amendment in the nature of a substitute offered by
the gentleman from North Dakota (Mr. Pomeroy).
The question is on the amendment in the nature of a substitute
offered by the gentleman from North Dakota (Mr. Pomeroy).
The question was taken; and the Speaker pro tempore announced that
the noes appeared to have it.
Mr. POMEROY. Mr. Speaker, I object to the vote on the ground that a
quorum is not present and make the point of order that a quorum is not
present.
The SPEAKER pro tempore. Evidently a quorum is not present.
The Sergeant at Arms will notify absent Members.
The vote was taken by electronic device, and there were--yeas 197,
nays 231, not voting 7, as follows:
[Roll No. 217]
YEAS--197
Ackerman
Allen
Baca
Baird
Baldacci
Baldwin
Barcia
Barrett
Becerra
Bentsen
Bereuter
Berkley
Berman
Berry
Bishop
Blagojevich
Blumenauer
Bonior
Borski
Boswell
Boyd
Brady (PA)
Brown (FL)
Buyer
Capps
Capuano
Cardin
Carson (IN)
Carson (OK)
Castle
Clay
Clayton
Clement
Clyburn
Condit
Conyers
Costello
Coyne
Cramer
Crowley
Cummings
Davis (CA)
Davis (FL)
Davis (IL)
DeFazio
DeGette
Delahunt
DeLauro
Deutsch
Dicks
Dingell
Dooley
Doyle
Edwards
Engel
Eshoo
Etheridge
Evans
Farr
Fattah
Filner
Ford
Frank
Frost
Gephardt
Gonzalez
Gordon
Green (TX)
Gutierrez
Hall (OH)
Hall (TX)
Harman
Hastings (FL)
Hill
Hilliard
Hinchey
Hinojosa
Hoeffel
Holden
Holt
Honda
Hooley
Hoyer
Inslee
Israel
Jackson (IL)
Jackson-Lee (TX)
Jefferson
John
Johnson, E. B.
Jones (OH)
Kanjorski
Kaptur
Kennedy (RI)
Kildee
Kilpatrick
Kind (WI)
Kleczka
LaFalce
Lampson
Langevin
Lantos
Larsen (WA)
Larson (CT)
Latham
Leach
Levin
Lipinski
Lofgren
Lowey
Lucas (KY)
Luther
Lynch
Maloney (CT)
Maloney (NY)
Markey
Mascara
Matheson
Matsui
McCarthy (MO)
McCarthy (NY)
McCollum
McDermott
McGovern
McIntyre
McKinney
McNulty
Meehan
Meek (FL)
Meeks (NY)
Menendez
Millender-McDonald
Mink
Moran (VA)
Morella
Nadler
Napolitano
Neal
Oberstar
Ortiz
Owens
Pallone
Pascrell
Pastor
Payne
Pelosi
Peterson (MN)
Phelps
Pomeroy
Price (NC)
Rahall
Rangel
Reyes
Rivers
Rodriguez
Roemer
Ross
Rothman
Roybal-Allard
Rush
Sabo
Sanchez
Sanders
Sandlin
Sawyer
Schiff
Scott
Sherman
Shows
Skelton
Slaughter
Snyder
Solis
Spratt
Stenholm
Strickland
Stupak
Tanner
Tauscher
Taylor (MS)
Thompson (CA)
Thompson (MS)
Thurman
Tierney
Towns
Turner
Udall (CO)
Udall (NM)
Velazquez
Visclosky
Watt (NC)
Waxman
Weiner
Wexler
Woolsey
Wu
Wynn
NAYS--231
Abercrombie
Aderholt
Akin
Andrews
Armey
Bachus
Baker
Ballenger
Barr
Bartlett
Barton
Bass
Biggert
Bilirakis
Blunt
Boehlert
Boehner
Bonilla
Bono
Boozman
Boucher
Brady (TX)
Brown (OH)
Brown (SC)
Bryant
Burr
Burton
Callahan
Calvert
Camp
Cannon
Cantor
Capito
Chabot
Chambliss
Coble
Collins
Cooksey
Cox
Crane
Crenshaw
Cubin
Culberson
Cunningham
Davis, Jo Ann
Davis, Tom
Deal
DeLay
DeMint
Diaz-Balart
Doggett
Doolittle
Dreier
Duncan
Dunn
Ehlers
Ehrlich
English
Everett
Ferguson
Flake
Fletcher
Foley
Forbes
Fossella
Frelinghuysen
Gallegly
Ganske
Gekas
[[Page H3274]]
Gibbons
Gillmor
Gilman
Goode
Goodlatte
Goss
Graham
Granger
Graves
Green (WI)
Greenwood
Grucci
Gutknecht
Hansen
Hart
Hastert
Hastings (WA)
Hayes
Hayworth
Hefley
Herger
Hilleary
Hobson
Hoekstra
Horn
Hostettler
Houghton
Hulshof
Hunter
Hyde
Isakson
Issa
Istook
Jenkins
Johnson (CT)
Johnson (IL)
Johnson, Sam
Jones (NC)
Keller
Kelly
Kennedy (MN)
Kerns
King (NY)
Kingston
Kirk
Knollenberg
Kolbe
Kucinich
LaHood
LaTourette
Lee
Lewis (CA)
Lewis (KY)
Linder
LoBiondo
Lucas (OK)
Manzullo
McCrery
McHugh
McInnis
McKeon
Mica
Miller, Dan
Miller, Gary
Miller, George
Miller, Jeff
Mollohan
Moore
Moran (KS)
Murtha
Myrick
Nethercutt
Ney
Northup
Norwood
Nussle
Obey
Olver
Osborne
Ose
Otter
Oxley
Paul
Pence
Peterson (PA)
Petri
Pickering
Pitts
Platts
Pombo
Portman
Pryce (OH)
Putnam
Quinn
Radanovich
Ramstad
Regula
Rehberg
Reynolds
Riley
Rogers (KY)
Rogers (MI)
Rohrabacher
Ros-Lehtinen
Royce
Ryan (WI)
Ryun (KS)
Saxton
Schaffer
Schakowsky
Schrock
Sensenbrenner
Sessions
Shadegg
Shaw
Shays
Sherwood
Shimkus
Shuster
Simmons
Simpson
Skeen
Smith (MI)
Smith (NJ)
Smith (TX)
Smith (WA)
Souder
Stark
Stearns
Stump
Sullivan
Sununu
Sweeney
Tancredo
Tauzin
Taylor (NC)
Terry
Thomas
Thornberry
Thune
Tiahrt
Tiberi
Toomey
Upton
Vitter
Walden
Walsh
Wamp
Waters
Watkins (OK)
Watson (CA)
Watts (OK)
Weldon (FL)
Weldon (PA)
Weller
Whitfield
Wicker
Wilson (NM)
Wilson (SC)
Wolf
Young (AK)
Young (FL)
NOT VOTING--7
Combest
Emerson
Gilchrest
Lewis (GA)
Roukema
Serrano
Traficant
{time} 1615
Mr. JONES of North Carolina, Mrs. JO ANN DAVIS of Virginia, Mr.
WELLER, Mr. McINNIS, Ms. WATERS, and Messrs. SMITH of Washington,
OLVER, and STARK changed their vote from ``yea'' to ``nay.''
Mr. JOHN changed his vote from ``nay'' to ``yea.''
So the amendment in the nature of a substitute was rejected.
The result of the vote was announced as above recorded.
Stated against:
Mr. BUYER. Mr. Speaker, on rollcall No. 217. I inadvertently voted
``yea.'' I meant to vote ``no.'' I have been a strong supporter of
eliminating the death tax.
The SPEAKER pro tempore (Mr. Simpson). The question is on the
engrossment and third reading of the bill.
The bill was ordered to be engrossed and read a third time, and was
read the third time.
Motion to Recommit Offered by Mr. Stenholm
Mr. STENHOLM. Mr. Speaker, I offer a motion to recommit.
The SPEAKER pro tempore. Is the gentleman from Texas opposed to the
bill?
Mr. STENHOLM. In its current form, I am.
The SPEAKER pro tempore. The Clerk will report the motion to
recommit.
The Clerk read as follows:
Mr. Stenholm moves to recommit the bill H.R. 2143 to the
Committee on Ways and Means with instructions to report the
same back to the House forthwith with the following
amendment:
At the end of the bill, add the following new section:
SEC. 3. TAX REDUCTIONS CONTINGENT ON NOT RAIDING SOCIAL
SECURITY FUNDS.
(a) In General.--No provision of this Act shall take effect
unless, before January 1, 2003, the Director of the Office of
Management and Budget certifies that the social security
trust funds will not be raided (or the size of a raid on such
funds increased) by reason of this Act during any year of the
10-year budget estimating period unless such raiding is
thereafter offset under this Act so that there is no net raid
of such funds during such 10-year period. For purposes of the
preceding sentence, such funds shall be treated as raided
during any year for which there is a deficit in the non-
social security portion of the Federal budget.
(b) Section May Not Be Waived.--The provisions of this
section shall apply notwithstanding any other provision of
law hereafter enacted which does not specifically refer to
this section.
Mr. STENHOLM (during the reading). Mr. Speaker, I ask unanimous
consent that the motion to recommit be considered as read and printed
in the Record.
The SPEAKER pro tempore. Is there objection to the request of the
gentleman from Texas?
There was no objection.
The SPEAKER pro tempore. Pursuant to the rule, the gentleman from
Texas (Mr. Stenholm) is recognized for 5 minutes in support of his
motion.
Mr. STENHOLM. Mr. Speaker, I yield myself 2\1/2\ minutes.
Mr. Speaker, I want the children of small business men and women to
be able to inherit the family business that their parents worked to
build. I want the children of farmers and ranchers to be able to
inherit the farms and ranches that their family has farmed and ranched
for years. That is why I voted for the Pomeroy-Thurman substitute,
which would repeal the estate tax for virtually all small businesses
and family farms immediately.
However, I also want our children and grandchildren to inherit a
strong economy and a Federal Government that can meet its commitments
for Social Security and Medicare, and I definitely do not want them to
inherit a massive national debt and legacy of deficit spending. I do
not understand the philosophy of folks who do not have a problem with
leaving our children and grandchildren with a large debt just so we can
have a tax cut or more spending today.
Just 2 weeks ago, the majority leadership tried to slip through a
$750 billion increase in the debt limit, and completely ignored those
of us who said that we ought to sit down and figure out how to get our
budget back in order before we approve another $750 billion in debt.
Instead of figuring out how we are going to stop the tide of red ink
and stop spending Social Security surplus dollars, the majority
leadership today has brought to the floor legislation that will add
another $100 billion in debt borrowed from the Social Security trust
fund.
This motion to recommit is very simple and very straightforward and
reflects a principle that every Member of this body has solemnly vowed
to protect, in fact, has voted on numerous times. The motion to
recommit simply states that we should not fund the permanent repeal of
the estate tax with Social Security surplus dollars. The motion to
recommit will allow the estate tax repeal to take effect if we are able
to afford it without using Social Security surplus dollars.
The cost of this bill in the second 10 years should give pause to
everyone who is concerned about the challenges facing the Social
Security system in the next decade: $1 trillion. Until we deal with the
long-term financial problems facing Social Security, we need to be very
careful about any tax or spending bills that would place a greater
burden on the budget in the next decade when we baby-boomers begin to
retire.
If Members believe that repeal of the estate tax is more important
than reducing the national debt and protecting the integrity of the
Medicare and Social Security trust funds, vote against this motion to
recommit. However, if Members agree with the principle that reducing
the national debt and protecting Social Security and Medicare is more
important than any new spending or tax cuts, then vote for this motion
to recommit.
Mr. Speaker, I yield the balance of my time to the gentlewoman from
Florida (Mrs. Thurman).
Mrs. THURMAN. Mr. Speaker, I thank the gentleman from Texas for
yielding time to me.
Mr. Speaker, I strongly support this motion to recommit. We know that
we cannot pass this bill without invading the trust funds and breaking
the promises made to the American people. We have been down this road
before. Last year, the press reported on a Republican memo that said,
we are possibly already into the Medicare trust fund and are also very
close to touching the Social Security surplus in fiscal year 2003. That
statement was true last year; it is more true today.
Do Members not realize that we are in a war on terrorism? Yet the
majority insists on bringing up bills that reduce revenues needed for
the fight and for our domestic needs. Where are the funds for the
education bill? How many children are Members leaving behind so a few
millionaires can move forward? What happens to Social Security reform,
or a Medicare prescription drug benefit? The answer is, nothing,
because we do not have any money left for them.
All of these are important priorities, but not as important as the
promise we
[[Page H3275]]
made to protect the trust funds. Virtually every Member on this floor
has voted at one time or another to protect the trust funds. That is
the promise they made to the American people.
If Members reject this motion, then they should go home and explain
to their constituents that what they were told would be there for them
will not be there. If Members break their promises and raid the trust
funds, then tell our children and seniors to look out for themselves.
If Members want to keep our promises to all Americans, then support
this motion to recommit. Otherwise, tell them that H.R. 2143 is just
the latest answer to the question raised by William H. Gates, Sr.: How
high a price is America willing to pay in order to give a handful of
millionaires and billionaires a tax break?
Please support the motion to recommit.
Mr. THOMAS. Mr. Speaker, I rise in opposition to the motion to
recommit.
The SPEAKER pro tempore. The gentleman is recognized for 5 minutes.
Mr. THOMAS. Mr. Speaker, I yield myself such time as I may consume.
Mr. Speaker, in terms of that honest, pleading appeal, I am going to
just try to put a couple of tests in place to see how real it was.
If this motion to recommit is so critical to the future of the Social
Security trust fund, why was it not in the Pomeroy substitute? 190
Democrats less than a half an hour ago voted to raid the Social
Security trust fund. The Pomeroy substitute spends more than $22
billion over the next 5 years. It violates the budget, and it runs us
into deficit spending, and it violates this motion to recommit.
So if Members are so concerned, why was this not part of the Pomeroy
substitute? The answer is, they want to complain about it but they do
not want to be responsible for it.
Less than a week ago we had many Democrats on the floor wringing
their hands over the constitutional crisis; that if we sent the
executive branch the superwaiver in the welfare bill, that we would be
ceding constitutional authority to the executive, constitutional
authority that we should cling to our chests very, very hard because we
do not want to give up this constitutional right.
Did Members read this? It says, ``The director of Office of
Management and Budget will certify.'' It is the executive branch that
will tell us if this institution, with its constitutional powers, is in
violation, and it is the OMB that will correct it. I find it ironic
that within a week, they take a position which was an absolute
constitutional prerogative and throw it in here as the way in which we
are going to control the process.
I guess the thing that gets me the most is 190 Democrats just voted
to violate this motion to recommit; and, without a second thought, they
offer this motion to recommit. That kind of tells us about how sincere
these Members are.
Parliamentary Inquiry
Mr. STENHOLM. Parliamentary inquiry, Mr. Speaker.
The SPEAKER pro tempore. The gentleman will state it.
Mr. STENHOLM. Mr. Speaker, is it not correct that under the rules of
the House that we are operating under today that we did attempt to have
a pay-for?
And I would also state to my friends on the other side that I would
have offered this amendment to the Pomeroy amendment.
The SPEAKER pro tempore. The gentleman is not stating a proper
parliamentary inquiry.
Without objection, the previous question is ordered on the motion to
recommit.
There was no objection.
The SPEAKER pro tempore. The question is on the motion to recommit.
The question was taken; and the Speaker pro tempore announced that
the noes appeared to have it.
Recorded Vote
Mr. STENHOLM. Mr. Speaker, I demand a recorded vote.
A recorded vote was ordered.
The SPEAKER pro tempore. Pursuant to clause 9 of rule XX, the Chair
will reduce to 5 minutes the minimum time for any electronic vote on
the question of passage.
The vote was taken by electronic device, and there were--ayes 205,
noes 223, not voting 7, as follows:
[Roll No. 218]
AYES--205
Abercrombie
Ackerman
Allen
Andrews
Baca
Baird
Baldacci
Baldwin
Barrett
Becerra
Bentsen
Berkley
Berman
Berry
Bishop
Blagojevich
Blumenauer
Bonior
Borski
Boswell
Boucher
Boyd
Brady (PA)
Brown (FL)
Brown (OH)
Capps
Capuano
Cardin
Carson (IN)
Carson (OK)
Clay
Clayton
Clement
Clyburn
Condit
Conyers
Costello
Coyne
Crowley
Cummings
Davis (CA)
Davis (FL)
Davis (IL)
DeFazio
DeGette
Delahunt
DeLauro
Deutsch
Dicks
Dingell
Doggett
Dooley
Doyle
Edwards
Engel
Eshoo
Etheridge
Evans
Farr
Fattah
Filner
Ford
Frank
Frost
Gephardt
Gonzalez
Gordon
Green (TX)
Gutierrez
Hall (OH)
Harman
Hastings (FL)
Hill
Hilliard
Hinchey
Hinojosa
Hoeffel
Holden
Holt
Honda
Hooley
Hoyer
Inslee
Israel
Jackson (IL)
Jackson-Lee (TX)
Jefferson
John
Johnson, E. B.
Jones (OH)
Kanjorski
Kaptur
Kennedy (RI)
Kildee
Kilpatrick
Kind (WI)
Kleczka
Kucinich
LaFalce
Lampson
Langevin
Lantos
Larsen (WA)
Larson (CT)
Leach
Lee
Levin
Lipinski
Lofgren
Lowey
Luther
Lynch
Maloney (CT)
Maloney (NY)
Markey
Mascara
Matheson
Matsui
McCarthy (MO)
McCarthy (NY)
McCollum
McDermott
McGovern
McIntyre
McKinney
McNulty
Meehan
Meek (FL)
Meeks (NY)
Menendez
Millender-McDonald
Miller, George
Mink
Mollohan
Moore
Moran (VA)
Murtha
Nadler
Napolitano
Neal
Oberstar
Obey
Olver
Ortiz
Owens
Pallone
Pascrell
Pastor
Payne
Pelosi
Peterson (MN)
Phelps
Pomeroy
Price (NC)
Rahall
Rangel
Reyes
Rivers
Rodriguez
Roemer
Ross
Rothman
Roybal-Allard
Rush
Sabo
Sanchez
Sanders
Sandlin
Sawyer
Schakowsky
Schiff
Scott
Sherman
Skelton
Slaughter
Smith (WA)
Snyder
Solis
Spratt
Stark
Stenholm
Strickland
Stupak
Tanner
Tauscher
Taylor (MS)
Thompson (CA)
Thompson (MS)
Thurman
Tierney
Towns
Turner
Udall (CO)
Udall (NM)
Velazquez
Visclosky
Waters
Watson (CA)
Watt (NC)
Waxman
Weiner
Wexler
Woolsey
Wu
Wynn
NOES--223
Aderholt
Akin
Armey
Bachus
Baker
Ballenger
Barcia
Barr
Bartlett
Barton
Bass
Bereuter
Biggert
Bilirakis
Blunt
Boehlert
Boehner
Bonilla
Bono
Boozman
Brady (TX)
Brown (SC)
Bryant
Burr
Burton
Buyer
Callahan
Calvert
Camp
Cannon
Cantor
Capito
Castle
Chabot
Chambliss
Coble
Collins
Cooksey
Cox
Cramer
Crane
Crenshaw
Cubin
Culberson
Cunningham
Davis, Jo Ann
Davis, Tom
Deal
DeLay
DeMint
Diaz-Balart
Doolittle
Dreier
Duncan
Dunn
Ehlers
Ehrlich
English
Everett
Ferguson
Flake
Fletcher
Foley
Forbes
Fossella
Frelinghuysen
Gallegly
Ganske
Gekas
Gibbons
Gillmor
Gilman
Goode
Goodlatte
Goss
Graham
Granger
Graves
Green (WI)
Greenwood
Grucci
Gutknecht
Hall (TX)
Hansen
Hart
Hastert
Hastings (WA)
Hayes
Hayworth
Hefley
Herger
Hilleary
Hobson
Hoekstra
Horn
Hostettler
Houghton
Hulshof
Hunter
Hyde
Isakson
Issa
Istook
Jenkins
Johnson (CT)
Johnson (IL)
Johnson, Sam
Jones (NC)
Keller
Kelly
Kennedy (MN)
Kerns
King (NY)
Kingston
Kirk
Knollenberg
Kolbe
LaHood
Latham
LaTourette
Lewis (CA)
Lewis (KY)
Linder
LoBiondo
Lucas (KY)
Lucas (OK)
Manzullo
McCrery
McHugh
McInnis
McKeon
Mica
Miller, Dan
Miller, Gary
Miller, Jeff
Moran (KS)
Morella
Myrick
Nethercutt
Ney
Northup
Norwood
Nussle
Osborne
Ose
Otter
Oxley
Paul
Pence
Peterson (PA)
Petri
Pickering
Pitts
Platts
Pombo
Portman
Pryce (OH)
Putnam
Quinn
Radanovich
Ramstad
Regula
Rehberg
Reynolds
Riley
Rogers (KY)
Rogers (MI)
Rohrabacher
Ros-Lehtinen
Royce
Ryan (WI)
Ryun (KS)
Saxton
Schaffer
Schrock
Sensenbrenner
Sessions
Shadegg
Shaw
Shays
Sherwood
Shimkus
Shows
Shuster
Simmons
Simpson
Skeen
Smith (MI)
Smith (NJ)
Smith (TX)
Souder
Stearns
Stump
Sullivan
Sununu
Sweeney
Tancredo
Tauzin
Taylor (NC)
Terry
Thomas
Thornberry
Thune
Tiahrt
Tiberi
Toomey
Upton
Vitter
Walden
Walsh
Wamp
Watkins (OK)
Watts (OK)
[[Page H3276]]
Weldon (FL)
Weldon (PA)
Weller
Whitfield
Wicker
Wilson (NM)
Wilson (SC)
Wolf
Young (AK)
Young (FL)
NOT VOTING--7
Combest
Emerson
Gilchrest
Lewis (GA)
Roukema
Serrano
Traficant
{time} 1645
So the motion to recommit was rejected.
The result of the vote was announced as above recorded.
The SPEAKER pro tempore (Mr. Simpson). The question is on passage of
the bill.
The question was taken; and the Speaker pro tempore announced that
the ayes appeared to have it.
Recorded Vote
Mr. GEORGE MILLER of California. Mr. Speaker, I demand a recorded
vote.
A recorded vote was ordered.
The SPEAKER pro tempore. This will be a 5-minute vote.
The vote was taken by electronic device, and there were--ayes 256,
noes 171, not voting 8, as follows:
[Roll No. 219]
AYES--256
Abercrombie
Aderholt
Akin
Armey
Bachus
Baker
Ballenger
Barcia
Barr
Bartlett
Barton
Bass
Berkley
Berry
Biggert
Bilirakis
Bishop
Blunt
Boehlert
Boehner
Bonilla
Bono
Boozman
Boswell
Boucher
Brady (TX)
Brown (SC)
Bryant
Burr
Burton
Buyer
Callahan
Calvert
Camp
Cannon
Cantor
Capito
Capps
Carson (OK)
Castle
Chabot
Chambliss
Clay
Clement
Coble
Collins
Condit
Cooksey
Costello
Cox
Cramer
Crane
Crenshaw
Cubin
Culberson
Cunningham
Davis, Jo Ann
Davis, Tom
Deal
DeLay
DeMint
Diaz-Balart
Dooley
Doolittle
Dreier
Duncan
Dunn
Edwards
Ehlers
Ehrlich
English
Everett
Ferguson
Flake
Fletcher
Foley
Forbes
Ford
Fossella
Frelinghuysen
Gallegly
Ganske
Gekas
Gibbons
Gillmor
Gilman
Goode
Goodlatte
Gordon
Goss
Graham
Granger
Graves
Green (WI)
Greenwood
Grucci
Gutknecht
Hall (TX)
Hansen
Harman
Hart
Hastert
Hastings (WA)
Hayes
Hayworth
Hefley
Herger
Hilleary
Hinojosa
Hobson
Hoekstra
Holt
Hooley
Horn
Hostettler
Hulshof
Hunter
Hyde
Isakson
Israel
Issa
Istook
Jefferson
Jenkins
John
Johnson (CT)
Johnson (IL)
Johnson, Sam
Jones (NC)
Keller
Kelly
Kennedy (MN)
Kerns
King (NY)
Kingston
Kirk
Knollenberg
Kolbe
LaHood
Lampson
Larsen (WA)
Latham
LaTourette
Lewis (CA)
Lewis (KY)
Linder
LoBiondo
Lucas (KY)
Lucas (OK)
Maloney (CT)
Manzullo
Matheson
McCarthy (NY)
McCrery
McHugh
McInnis
McIntyre
McKeon
Mica
Miller, Dan
Miller, Gary
Miller, Jeff
Moran (KS)
Myrick
Nethercutt
Ney
Northup
Norwood
Nussle
Osborne
Ose
Otter
Oxley
Paul
Pence
Peterson (MN)
Peterson (PA)
Petri
Phelps
Pickering
Pitts
Platts
Pombo
Portman
Pryce (OH)
Putnam
Quinn
Radanovich
Ramstad
Regula
Rehberg
Reynolds
Riley
Rogers (KY)
Rogers (MI)
Rohrabacher
Ros-Lehtinen
Ross
Royce
Ryan (WI)
Ryun (KS)
Sandlin
Saxton
Schaffer
Schrock
Sensenbrenner
Sessions
Shadegg
Shaw
Shays
Sherwood
Shimkus
Shows
Shuster
Simmons
Simpson
Skeen
Skelton
Smith (MI)
Smith (NJ)
Smith (TX)
Souder
Stearns
Stump
Sullivan
Sununu
Sweeney
Tancredo
Tanner
Tauzin
Taylor (NC)
Terry
Thomas
Thompson (CA)
Thornberry
Thune
Tiahrt
Tiberi
Toomey
Upton
Vitter
Walden
Walsh
Wamp
Watkins (OK)
Watts (OK)
Weldon (FL)
Weldon (PA)
Weller
Whitfield
Wicker
Wilson (NM)
Wilson (SC)
Wolf
Young (AK)
Young (FL)
NOES--171
Ackerman
Allen
Andrews
Baca
Baird
Baldacci
Baldwin
Barrett
Becerra
Bentsen
Bereuter
Berman
Blagojevich
Blumenauer
Bonior
Borski
Boyd
Brady (PA)
Brown (FL)
Brown (OH)
Cardin
Carson (IN)
Clayton
Clyburn
Conyers
Coyne
Crowley
Cummings
Davis (CA)
Davis (FL)
Davis (IL)
DeFazio
DeGette
Delahunt
DeLauro
Deutsch
Dicks
Dingell
Doggett
Doyle
Engel
Eshoo
Etheridge
Evans
Farr
Fattah
Filner
Frank
Frost
Gephardt
Gonzalez
Green (TX)
Gutierrez
Hall (OH)
Hastings (FL)
Hill
Hilliard
Hinchey
Hoeffel
Holden
Honda
Houghton
Hoyer
Inslee
Jackson (IL)
Jackson-Lee (TX)
Johnson, E. B.
Jones (OH)
Kanjorski
Kaptur
Kennedy (RI)
Kildee
Kilpatrick
Kind (WI)
Kleczka
Kucinich
LaFalce
Langevin
Lantos
Larson (CT)
Leach
Lee
Levin
Lipinski
Lofgren
Lowey
Luther
Lynch
Maloney (NY)
Markey
Mascara
Matsui
McCarthy (MO)
McCollum
McDermott
McGovern
McKinney
McNulty
Meehan
Meek (FL)
Meeks (NY)
Menendez
Millender-McDonald
Miller, George
Mink
Mollohan
Moore
Moran (VA)
Morella
Murtha
Nadler
Napolitano
Neal
Oberstar
Obey
Olver
Ortiz
Owens
Pallone
Pascrell
Pastor
Payne
Pelosi
Pomeroy
Price (NC)
Rahall
Rangel
Reyes
Rivers
Rodriguez
Roemer
Rothman
Roybal-Allard
Rush
Sabo
Sanchez
Sanders
Sawyer
Schakowsky
Schiff
Scott
Sherman
Slaughter
Smith (WA)
Snyder
Solis
Spratt
Stark
Stenholm
Strickland
Stupak
Tauscher
Taylor (MS)
Thompson (MS)
Thurman
Tierney
Towns
Turner
Udall (CO)
Udall (NM)
Velazquez
Visclosky
Waters
Watson (CA)
Watt (NC)
Waxman
Weiner
Wexler
Woolsey
Wu
Wynn
NOT VOTING--8
Capuano
Combest
Emerson
Gilchrest
Lewis (GA)
Roukema
Serrano
Traficant
{time} 1655
So the bill was passed.
The result of the vote was announced as above recorded.
A motion to reconsider was laid on the table.
____________________