[Congressional Record Volume 146, Number 99 (Wednesday, July 26, 2000)]
[Senate]
[Pages S7656-S7689]
From the Congressional Record Online through the Government Publishing Office [www.gpo.gov]
STATEMENTS ON INTRODUCED BILLS AND JOINT RESOLUTIONS
By Mr. BINGAMAN:
S. 2922. A bill to create a Pension Reform and Simplification
Commission to evaluate and suggest ways to enhance access to the
private pension plan system; to the Committee on Health, Education,
Labor, and Pensions.
the pension reform and simplification commission act
Mr. BINGAMAN. Mr. President: I rise today to introduce legislation
calling for the establishment of a Pension Reform and Simplification
Commission. The legislation derives directly from conversations I have
had with constituents and experts on three key issues.
First, there is the problem related to the current cost and
complexity of private pension plans. In my view current regulations
place an unnecessary burden on small and medium business as they
attempt to adopt pension plans. Indeed, even the most simple plans are
often so complicated in form and function as to be incomprehensive to
an everyday businessperson.
Second, there is the problem involved in coverage. Although over-all
pension coverage may be consistent over the last decade and the assets
of private plans have been on the increase, my concern is with those
individuals of low to moderate income who are being left out of the
private pension plan equation. As companies move toward cheaper plans--
401(k)s being a salient example--and feel less obligated to offer
defined benefit-type plans, individuals who do not have the extra money
to contribute to their pension plans are
[[Page S7657]]
unable to benefit from a plan's availability. This is if a plan is
available at all, and in many cases it is not.
Third, there is the problem of what kind of private pension plans are
best suited for the so-called ``New Economy''. Clearly there is
considerable debate as of late in terms of what kind of private pension
plans should be offered so as to increase saving, decrease mobility,
provide opportunity, enhance entrepreneurship, and so on, all of which
is apparent in the rise of hybrid pension plans. My foremost concern
here is that Congress now finds itself reacting to innovative private
pension plans rather than being pro-active in their creation.
Mr. President, in 1974, Congress passed the Employee Retirement
Income Security Act, known by most people by its acronym of ERISA, our
intention at the time being twofold. First, we wanted to protect the
assets held in private sector retirement plans. Second, we wanted to
create uniform rules that govern how these plans will be implemented in
each and every state.
From most accounts we have accomplished these two goals. There is no
question that ERISA has flaws that must be addressed--and I will
discuss these in detail later--but for all these flaws ERISA was
extremely significant in that it reaffirmed the government's commitment
to the importance of retirement plans for all Americans. Furthermore,
it created a comprehensive framework in this country under which the
expansion of private retirement plans could occur. Equally important,
the mechanisms it established for personal saving has added trillions
of dollars in available investment capital over the last decade alone,
fueling in a very tangible way the unprecedented economic growth that
we are seeing right now.
But for all the praise ERISA receives, it is also criticized widely
and, in my opinion, correctly on a number of counts. For this reason,
it is time to seriously re-evaluate whether it is addressing the needs
and concerns of all Americans. It is time to examine whether it fits
the demands of a changing, global, ``new'' economy.
As a specific example of these problems, the adoption of piecemeal,
narrow, and complicated statutes and regulations in the 26 years since
ERISA's implementation has made substantial portions of our retirement
system inefficient, expensive, and oftentimes incomprehensible to
anyone wishing to use it. It is well-known that we continue to add
provisions and plans with no effort at all to make them internally
compatible. We may have a broad vision about what we want to do with
retirement policy in this country, but we instead of revising
retirement policy in a comprehensive and strategic manner, we simply
add new ideas and language incrementally, hoping they will appeal to
businesses who wish to offer them to their employees.
Sadly, the end result is that for many businesses the cost of
compliance with ERISA regulations--the administrative and professional
costs of qualification--rival and even outweigh the costs of providing
the benefits themselves. This, in turn, has led to a decision by many
business owners that they can no longer afford to offer retirement
plans to their employees, this in spite of their desire to do so. For
these people, the current rules burden the system beyond the benefits
they provide. This has to change.
But the cost and complexity I have just mentioned has had a corollary
effect, that being a lack of access to pension plans on the part of
low- and middle-income workers, women and minorities in particular.
Rightly or wrongly, one of the foremost criticisms directed toward
ERISA is that it has accelerated the demise of traditional defined
benefit pensions and increased conversions to new forms of plans,
specifically defined contribution plans like 401(k)s. Employers
oftentimes no longer feel it is their role to provide retirement income
to their employees as they once did under defined benefit plans.
Instead they make defined contribution plans available and then educate
employees as to how to save for themselves.
The problem is that the retirement security of a great many workers
now lies in their ability to contribute individually to these plans,
and this is not always possible. Indeed, data suggests that if these
individuals are able to save adequately at all, they do so late in
their careers--this after paying for their homes, their childrens'
education, and other important spending priorities. Only then do they
have the opportunity to accumulate the money needed to supplement
Social Security and carry them through retirement. But these are the
lucky ones. The fact is a large portion of Americans simply no longer
have the capacity to save, this in spite of living in a time of
economic prosperity. This too needs to be changed.
There is a third reason to re-evaluate ERISA, and that is that the
dynamics of the New Economy demand a discussion of what retirement
policies best serve the economic interests of the United States. For a
good part of this century, private pension plans were seen by employers
as a way to keep their workforce intact, their employees' morale high,
and devotion to the company constant. Employees stayed with companies
because they identified with the company and were treated by employers
as family. Continuity and connection were the primary motivations for
individuals as they considered a job.
Recently, however, this rationale has changed, and has done so
significantly. According to most analysts, the main determinant for
most employees as they choose a job is personal development and
professional growth, the feeling being that economic security is best
attained by mobility--moving from one job to another, increasing
education, pay, and retirement savings as you go. Staying at one firm
is still an ideal for some but it is not essential for many. Perhaps
more importantly, given the dynamics of the New Economy, it may no
longer be practical to assume that you can find retirement security at
a single firm.
The bottom line, much as the recent debates over cash balance plans
suggest, is that some very basic issues concerning pension policy are
coming to the fore at this time, examples being the essence of the
employer-employee relationship, the ability of companies to attract and
maintain a skilled workforce, the benefits provided to short- and long-
term employees, the advisability of worker mobility seen in the context
of technological innovation and globalization, and so on. Here, we must
confront the reality of political economic change, and do so quickly
and coherently.
But Congress is not doing that. As I stated previously, we are
reacting to changes rather than planning for the future in a coherent
and strategic manner. In my view, this is an extremely serious problem
as it limits our ability to create the conditions necessary for
national economic growth and individual economic welfare.
As many of my colleagues know, the notion of a Pension Commission has
been discussed and debated for a number of years, but we have never
placed it high enough on our list of priorities to address it with
purpose. I would argue that we can no longer afford the luxury of
contemplation, and the time to act is now. Failure to adjust our
existing policies to meet the challenges we face both now and in the
future will result in several specific outcomes.
First, it will mean that many workers will see their retirement
expectations fade or disappear. Second, it will likely mean that these
individuals will be forced to rely on government sponsored programs
that are themselves financially overextended. Finally, it will mean
that the capacity of U.S. firms to compete in the global marketplace
will be diminished. In my view, none of these outcomes are acceptable.
We simply must become more thoughtful and pro-active.
The bill I introduce today has a number of purposes, but foremost
among them is to establish an affordable, accessible, equitable,
efficient, cost-effective, and easy to understand private pension plan
system in the United States. It is designed to conduct a complete top-
to-bottom evaluation of the current system and provide concrete
recommendations as to how we can reform it to serve the interests of
employers, employees, and the entire nation as a whole.
This Commission will be composed of fifteen members, all with
significant experience in areas related to retirement income policy. It
is mandated that the activities of the Commission
[[Page S7658]]
will be concluded in a little over two years, with specific language to
be provided to Congress so that we can act on their recommendations
immediately. To ensure that the activities of the Commission are not
redundant or otherwise wasteful, it will be allowed to secure data from
any government agency or department dealing with retirement policy, and
furthermore, may request detailees from these agencies and departments
on a non-reimburseable basis. The Commission will also be allowed to
hold hearings, take testimony, and receive evidence as appropriate from
individuals who are able to contribute to this reform effort.
This bill has been created after detailed discussions with a number
of individuals and organizations interested in retirement policy, from
the Employee Benefits Research Institute, to the Center for Budget and
Policy Priorities, to the Association of Private Pension and Welfare
Plans. Although all of the organizations involved have their own
perspective on how retirement policy issues should be addressed in the
United States, I have made a concerted effort to make their concerns
compatible in this legislation. Significantly, all endorse the goals of
the bill, as does the American Academy of Actuaries, the Executive
Committee of the New York State Bar Association, and the Chairman of
the Special Commission on Pension Simplification of the New York State
Bar Association, Mr. Alvin D. Lurie.
Mr. President, although there is much to recommend concerning our
current pension system, it is common knowledge that this system is, in
many instances, too complicated for participants to understand, too
difficult for businesses to use, and too inaccessible for individuals
to join. We have added layer upon layer of legislation, to the point
that the system is not only unwieldy, but often of questionable
purpose. We have reached the point that its complexity and
inaccessibility is having a tangible impact on individuals and
businesses alike.
In my view, the status quo is no longer viable or acceptable. It is
time to meet the challenge that faces us in a direct and strategic
fashion. It is time to reform and simplify the system so that we have a
effective mechanism that serves employers and employees alike and
provides the means to guarantee all Americans income security in their
retirement years.
Mr. President, the time to act is now. I ask my colleagues to
recognize the importance of this legislation, and lend their support
for its passage.
Mr. President, I ask unanimous consent that a copy of the bill be
included in the Record at the conclusion of my statement. I also ask
that the letters of support from the American Academy of Actuaries and
the Association of Private Pension and Welfare Plans be included in the
Record immediately following my floor statement.
There being no objection, the material was ordered to be printed in
the Record, as follows:
S. 2922
Be it enacted by the Senate and House of Representatives of
the United States of America in Congress assembled,
SECTION 1. SHORT TITLE.
This Act may be cited as the ``Pension Reform and
Simplification Commission Act''.
SEC. 2. FINDINGS.
Congress makes the following findings:
(1) The creation and implementation of an affordable,
accessible, equitable, efficient, cost-effective, and easy to
understand system is essential to the continuity and
viability of the current private pension plan system in the
United States.
(2) There is a near universal recognition in the United
States that the laws that regulate our pension system have
become unwieldy, complex, and burdensome, a condition that
hinders the achievement of increased saving and economic
growth and cannot be fixed by ad hoc improvements to ERISA
and the Internal Revenue Code of 1986.
(3) Significant and effective improvement of laws can only
be accomplished through a coordinated, comprehensive, and
sustained effort to revise and simplify current laws by a
high-level body of pension experts, whose recommendations are
then transmitted to Congress.
(4) In recent years, the adoption of narrowly focused and
increasingly complex statutes through amendment of the
Employee Retirement Income Security Act of 1974 (in this Act
referred to as ``ERISA'') and the Internal Revenue Code of
1986 has impeded the efforts of employers and employees to
save for their retirement and imposed significant challenges
for businesses which consider establishing pension plans for
their workforce.
(5) A high national savings rate can contribute
significantly to the economic security of the Nation as it
adds to available investment capital, fuels economic growth,
and enhances productivity, competitiveness, and prosperity.
(6) The Federal Government can potentially increase the
national savings rate through the implementation of policies
that create an effective framework for the spread of
voluntary retirement plans and the protection of the private
assets held in those plans.
(7) Private pension plans have been, and remain, the single
largest repository of private capital in the world and
potentially act as a significant inducement for personal
saving and investment.
(8) Pensions represent the only hope that most working
Americans have an adequate supplement to social security
benefits, and while the private pension system has been
greatly improved since the establishment of ERISA, many
inequities remain, and many workers are still not covered by
the system.
(9) It is essential that all Americans, no matter what
their income security level, have the opportunity to achieve
income security in their retirement years. Currently, many
tax and retirement incentives for private pension plans,
while benefiting higher income employees who can often save
adequately for their retirement, do not serve sufficiently
the needs of low and moderate income workers.
(10) The current pensions rules have tended to produce
disparate coverage rates for low and moderate income workers.
(11) The failure of the Government to modify current
pension policies will mean that many workers will be deprived
of the options needed to save for their retirement and will,
consequently, have their retirement expectations minimized or
eliminated.
(12) The failure of the Government to redress the burdens
imposed by over-regulation and complexity on employer-
sponsored pension plans will harm employees and their
families.
(13) The failure of the Government to redress the problems
related to private pension plans may erode the ability of
United States companies to compete effectively in the
international market and result in a decrease in the economic
health of the Nation.
SEC. 3. ESTABLISHMENT OF COMMISSION.
There is established a commission to be known as the
Pension Reform and Simplification Commission (in this Act
referred to as the ``Commission'').
SEC. 4. DUTIES.
(a) In General.--The Commission shall--
(1) study the strengths, weaknesses, and challenges
involved in the regulation of the current private pension
system;
(2) review and assess Federal statutes relating to the
regulation of the current private pension system; and
(3) recommend changes in the law regarding the regulation
of the current private pension system to mitigate the
problems identified under subsection (b), with the goal of
making the system more affordable, accessible, efficient,
less costly, less complex, and, in general, to expand pension
coverage.
(b) Issues To Be Studied.--The Commission shall include in
the study under subsection (a) a consideration of--
(1) the manner in which the current rules impact private
pension coverage, how such coverage has changed over the last
25 years (since the enactment of ERISA), and reasons for such
change;
(2) the primary burdens placed on small and medium business
in the United States regarding administration of pension
plans, especially how such burdens affect the tenuous
position occupied by these organizations in the competitive
market;
(3) the simplification of existing pension rules in order
to eliminate undue costs on employers while providing
retirement security protection to employees;
(4) the primary obstacles to employees in gaining optimum
advantages from the current pension system, with particular
attention to the small and medium business sector and low and
moderate income employees, including minorities and women;
(5) the feasibility of providing innovative design options
to enable small and medium businesses to be relieved of
complex and costly legislative and regulatory burdens in
matters of adoption, operation, administration, and reporting
of pension plans, in order to increase affordable and
effective coverage in that sector, for low and moderate
income employees, with emphasis on minorities and women;
(6) the means of leveling distribution of private pension
plan coverage between high wage earners and low and moderate
income workers;
(7) the feasibility of forward-looking reforms that
anticipate the needs of small and medium businesses in the
United States given the obstacles and opportunities of the
new global economy, in particular issues related to the
mobility and retention of skilled workers;
(8) how pension plan benefits can be made more portable;
(9) the means of achieving the expansion and adoption of
pension plans by United States businesses, especially those
employing low and moderate income workers who currently lack
access to such plans;
[[Page S7659]]
(10) the impact of expanding individual retirement account
contribution limits and income limits on private pension plan
coverage;
(11) the provision of innovative incentives that encourage
more employers to use existing private pension plans;
(12) the impact of qualified plan contribution and benefit
limits on coverage; and
(13) any proposals for major simplification of Federal
legislation and regulation regarding qualified pension plans,
in order to address and mitigate problem areas identified
under this subsection, with the goal of--
(A) strengthening the private pension system;
(B) expanding the availability, adoption, and retention of
tax-favored savings plans by all Americans;
(C) eliminating rules that burden the pension system beyond
the benefits they provide, for low and moderate income
workers, including minorities and women, with specific
emphasis on--
(i) eligibility and coverage;
(ii) contributions and benefits;
(iii) minimum distributions, withdrawals, and loans;
(iv) spousal and beneficiary benefits;
(v) portability between plans;
(vi) asset recapture;
(vii) plan compliance and termination;
(viii) income and excise taxation; and
(ix) reporting, disclosure, and penalties; and
(D) identification of the trade-offs involved in
simplification under subparagraph (C).
(c) Report.--
(1) In general.--Not later than 24 months after the
designation of the chairperson under section 5(d), the
Commission shall transmit to the President and Congress a
report containing--
(A) the issues studied under subsection (b);
(B) the results of such study;
(C) draft legislation and commentary under paragraph (2);
and
(D) any other recommendations based on such study.
(2) Legislative recommendations.--The Commission shall
develop draft legislation and associated explanations and
commentary to achieve major simplification of Federal
legislation regarding regulation of pension plans (including
ERISA and the Internal Revenue Code of 1986) to implement any
findings or recommendations of the study conducted under
subsection (b).
(3) Recommendations.--Any official findings or
recommendations of the Commission shall be adopted by \2/3\
of the members of the Commission.
(4) Minority views.--All findings and recommendations of
the Commission formally proposed by any member of the
Commission and not adopted under paragraph (3) shall also be
included in the report.
SEC. 5. MEMBERSHIP OF THE COMMISSION; RULES; POWERS.
(a) Composition.--
(1) Number.--The Commission shall be composed of 15
members, appointed not later than 45 days after the date of
enactment of this Act.
(2) Appointments.--The membership of the Commission shall
be as follows:
(A) 3 individuals appointed by the President, after
consultation with the Secretary of Labor and the Secretary of
the Treasury, or their respective designees.
(B) 3 individuals appointed by the majority leader of the
Senate.
(C) 3 individuals appointed by the minority leader of the
Senate.
(D) 3 individuals appointed by the Speaker of the House of
Representatives.
(E) 3 individuals appointed by the minority leader of the
House of Representatives.
(b) Qualifications of Members.--
(1) In general.--Individuals appointed under subsection
(a)(2) shall be individuals who--
(A) have experience in actuarial disciplines, law,
economics, public policy, human relations, business,
manufacturing, labor, multiemployer pension plan
administration, single employer pension plan administration,
or academia, or have other distinctive and pertinent
qualifications or experience in retirement policy;
(B) are not officers or employees of the United States; and
(C) are selected without regard to political affiliation or
past partisan activity.
(2) Other considerations.--In the appointment of members
under subsection (a), every effort shall be made to ensure
that the individuals, as a group--
(A) are representatives of a broad cross-section of
perspectives on private pension plans within the United
States;
(B) have the capacity to provide significant analytical
insight into existing obstacles and opportunities of private
pension plans; and
(C) represent all of the areas of experience under
paragraph (1)(A).
(c) Terms; Vacancies.--
(1) Terms.--Each member shall be appointed for the life of
the Commission.
(2) Vacancies.--Any vacancy in the Commission shall not
affect its powers and shall be filled in the same manner as
the appointment of the member causing the vacancy.
(d) Chairperson; Vice chairperson.--Not later than 60 days
after the date of enactment of this Act, the President shall
designate a chairperson and vice chairperson of the
Commission from the individuals appointed under subsection
(a)(2).
(e) Compensation.--
(1) Prohibition of pay.--Except as provided in subparagraph
(B), members of the Commission shall serve without pay.
(2) Travel expenses.--Each member of the Commission may
receive travel expenses, including per diem in lieu of
subsistence, in accordance with sections 5702 and 5703 of
title 5, United States Code, while away from their homes or
regular place of business in the performance of services for
the Commission.
(f) Rules of the Commission.--
(1) Quorum.--Eight members of the Commission shall
constitute a quorum for conducting the business of the
Commission, except 5 members of the Commission may hold
hearings, take testimony, or receive evidence.
(2) Notice.--Any meetings held by the Commission shall be
duly noticed in the Federal Register at least 14 days prior
to such meeting and shall be open to the public.
(3) Opportunities to testify.--The Commission shall provide
opportunities for representatives of the general public,
taxpayer groups, consumer groups, think tanks, and State and
local government officials to testify.
(4) Meetings.--The Commission shall meet at the call of the
chairperson of the Commission.
(5) Other rules.--The Commission shall adopt such other
rules as necessary.
(g) Powers of the Commission.--
(1) Information from federal agencies.--
(A) In general.--The Commission may secure directly from
any Federal department or agency such materials, resources,
data, and other information as the Commission considers
necessary to carry out the provisions of this section. Upon
request of the chairperson of the Commission, the head of
such department or agency shall furnish such materials,
resources, data, and other information to the Commission.
(B) Coordination of research information.--The Commission
shall ensure effective use of such materials, resources,
data, and other information and avoid duplicative research by
coordinating and consulting with the head of the appropriate
research department of--
(i) the Pension and Welfare Benefits Administration of the
Department of Labor;
(ii) the Department of the Treasury;
(iii) the Social Security Administration;
(iv) the Small Business Administration;
(v) the Pension Benefit Guaranty Corporation;
(vi) the National Institute on Aging; and
(vii) private organizations which have conducted research
in the pension area.
(2) Mails.--The Commission may use the United States mails
in the same manner and under the same conditions as any other
Federal agency.
(3) Acceptance of services; gifts; and grants.--The
Commission may accept, use, and dispose of gifts or grants of
services or property, both real and personal, for purposes of
aiding or facilitating the work of the Commission. Gifts or
grants not used at the expiration of the Commission shall be
returned to the donor or grantor.
(4) Contract and procurement authority.--The Commission may
make purchases, and may contract with and compensate
government and private agencies or persons for property or
services, without regard to--
(A) section 3709 of the Revised Statutes (41 U.S.C. 5); and
(B) title III of the Federal Property and Administrative
Services Act of 1949 (41 U.S.C. 251 et seq.).
(5) Volunteer services.--Notwithstanding section 1342 of
title 31, United States Code, the Commission may accept and
use voluntary and uncompensated services as the Commission
determines necessary.
SEC. 6. STAFF AND SUPPORT SERVICES.
(a) Executive Director; Staff.--
(1) In general.--The chairperson of the Commission may,
without regard to civil service laws and regulations and
after consultation with the Commission, appoint an executive
director of the Commission and such other additional
personnel as may be necessary to enable the Commission to
perform its duties.
(2) Compensation.--The chairperson of the Commission may
fix the compensation of the executive director and other
personnel without regard to the provisions of chapter 51 and
subchapter III of chapter 53 of title 5, United States Code,
relating to classification of positions and General Schedule
pay rates, except that the rate of pay for the executive
director and other personnel may not exceed the rate payable
for level IV of the Executive Schedule under section 5315 of
such title.
(b) Staff of Federal Agencies.--Upon request by the
chairperson of the Commission, the head of any Federal
department or agency may detail, on a nonreimbursable basis,
any of the personnel of the department or agency to the
Commission to assist the Commission to carry out its duties
under this Act and such detail shall be without interruption
or loss of civil service status or privilege.
(c) Administrative Support Services.--The Administrator of
General Services shall provide to the Commission, on a
reimbursable basis, any administrative support services that
are necessary to enable the Commission to carry out this Act.
SEC. 7. TERMINATION.
The Commission shall terminate not later than 26 months
after the date of enactment of this Act.
[[Page S7660]]
SEC. 8. AUTHORIZATION OF APPROPRIATIONS.
There are authorized to be appropriated such sums as may be
necessary to carry out the provisions of this Act.
____
American Academy of Actuaries,
July 13, 2000.
Hon. Jeff Bingaman,
U.S. Senate, Washington, DC.
Dear Senator Bingaman: The American Academy of Actuaries
would like to express its strong support for your idea of
establishing a national commission on pension reform and
simplification. The Academy has long advocated a
comprehensive and coordinated approach to retirement policy.
We believe the establishment of a bipartisan commission of
experts to analyze obstacles that weaken our private pension
system and recommend solutions is a positive first step. The
Academy also believes that slight modifications to your
proposal would make the commission more effective.
The Academy commends you for recognizing that, because the
laws that regulate our private pension system have become too
complex, they discourage employers from helping their workers
save for an adequate retirement. We strongly support the
concept of a bipartisan commission of experts that will
recommend specific ways to simplify the rules governing
private plans, thereby encouraging employers to expand
coverage to more workers.
The Academy believes that the commission called for in your
proposal could be made more effective if Congress was
required to have an up-or-down vote on its recommendations.
Furthermore, we believe that, given the expertise available
to the commission, it should be possible to formulate a
result in 12-18 months, rather than the 24 months specified
in your legislation. Finally, we would encourage the
commission to examine pension changes in the context of a
national retirement income policy, including Social Security,
since major changes to the private pension system undoubtedly
will affect Social Security.
The Academy believes that creation of a national commission
will be a positive first step toward our mutual goal of
increasing pension coverage for Americans. We appreciate your
recognition of the unique role that actuaries should play in
such a commission and look forward to providing any
assistance that may be of benefit to you and your staff.
Sincerely,
James E. Turpin,
Vice President, Pensions.
____
APPWP, Association of Private
Pension and Welfare Plans,
July 18, 2000.
Pension Reform and Simplification Commission Act
Senator Jeff Bingaman,
U.S. Senate, Washington, DC.
Dear Senator Bingaman: On behalf of the Association of
Private Pension and Welfare Plans (APPWP--The Benefits
Association), I want to express our appreciation for your
interest in, and support for, our nation's voluntary,
employer-sponsored retirement system as evidenced by the
Pension Reform and Simplification Commission Act that you
will soon introduce. APPWP is a public policy organization
representing principally Fortune 500 companies and other
organizations that assist companies of all sizes in providing
benefits to employees. Collectively, APPWP's members either
sponsor directly or provide services to retirement and health
plans that cover more than 100 million Americans. We
appreciate your past and continuing efforts to expand the
private, voluntary retirement system that currently enables
millions of working Americans to achieve financial security
in retirement.
As you know, the employer-based retirement system provides
an important source of income security for many Americans in
retirement, and, in many respects, has been successful in
meeting the challenges of an aging population. However, we
recognize that public policy can build and expand on this
success. Many employers, particularly small companies, find
it difficult to establish retirement plans because of cost
and administrative complexity. As a result, many workers do
not have access to private pensions and cannot save
adequately for retirement. Moreover, our pension laws have
not kept pace with the rapid developments in the business
world. New technologies, international competition, and many
types of corporate transactions pose unique pension
challenges that should be better accommodated by our nation's
retirement policy. APPWP has consistently campaigned for
expansion and reform of the nation's pension laws with the
express goals of expanding coverage, increasing portability,
reducing complexity, and reflecting business realities. We
are therefore pleased that you have made these goals the
central objective of the commission you propose.
In particular, APPWP commends you for putting the focus of
pension reform on expanding coverage. You correctly note that
our retirement system has become overly burdened with
unwieldy and complex rules that have impeded expanded
coverage and increased retirement security for all Americans.
Your advocacy on behalf of the goals of coverage and
simplification is an important step towards realizing a more
secure retirement for all Americans.
We look forward to working with you on these important
issues. If we can be of further assistance, please do not
hesitate to contact us.
Sincerely,
James A. Klein,
President.
______
By Mr. KENNEDY (for himself, Mr. Rockefeller, Mr. Daschle, Mr.
Moynihan, Mr. L. Chafee, Ms. Collins, Ms. Snowe, Mr. Baucus,
Mr. Breaux, Mr. Conrad, Mr. Graham, Mr. Bryan, Mr. Kerrey, Mr.
Robb, Mr. Inouye, Mr. Lautenberg, Mr. Akaka, Mr. Schumer, and
Mr. Leahy):
S. 2923. A bill to amend title XIX and XXI of the Social Security Act
to provide for FamilyCare coverage for parents of enrolled children,
and for other purposes; to the Committee on Finance.
the family care act of 2000
Mr. KENNEDY. Mr. President, I am pleased to announce the introduction
of the Family Care Act of 2000, which takes the next logical step in
assuring access by as many citizens as possible to affordable health
insurance. I commend Congressman John Dingell and the rest of our
colleagues for their fine work in crafting this legislation.
The number of uninsured Americans is now more than 44 million, and
the figure is rising by an average of one million a year. America is
the only industrial country in the world, except South Africa, that
fails to guarantee health care for all it citizens.
It is a national scandal that lack of insurance coverage is the
seventh leading--and most preventable--cause of death in America today.
Three years ago, we worked together to create CHIP, the federal-state
Children's Health Insurance Program, which provides coverage to
children in families with incomes too high for Medicaid and too low to
afford private health insurance.
More than two million children have been enrolled in that program,
and millions more have signed up for Medicaid as a result of outreach
activities. Soon, more than three-quarters of all uninsured children in
the nation will be eligible for assistance through either CHIP or
Medicaid.
But, despite this progress, the parents of these children, and too
many others, have been left behind. The time has come to take the next
step.
The overwhelming majority of uninsured low-wage parents are
struggling to support their families. I will ask unanimous consent to
insert a statement in the Record from Patricia Quezada, a parent of
three lovely girls, who would benefit from this legislation.
Parents who work hard, 40 hours a week, 52 weeks a year, should be
eligible for assistance to buy the health insurance they need in order
to protect their families. Our message to them today is that help is on
the way.
Often, they work for companies which don't offer insurance, or they
aren't eligible for insurance that is offered. Fewer than a quarter of
the jobs taken by those who have been forced off the welfare rolls by
welfare reform offer insurance as a benefit--and even when it is
offered too few companies make it available for dependents. The time
has come to take the next step.
The Family Care Act of 2000 will provide with the resources,
incentives and authority to extend Medicaid and CHIP to the parents of
children covered under those programs.
Coverage for parents also means better coverage for children. Parents
are much more likely to enroll their children in health insurance, if
the parents themselves can have coverage, too.
This step alone will give to six and a half million Americans the
coverage they need and deserve.
The Family Care Act will also improve the outreach and enrollment for
CHIP and Medicaid, and encourage states to extend coverage to other
vulnerable population, such as pregnant women, legal immigrants, and
children ages 19 and 20.
This program is affordable under current and projected budget
surpluses. The Congressional Budget Office estimates that the cost will
be $11 billion over the next five years.
Last Monday, a majority of the Senate voted in favor of this proposal
as an amendment to the marriage penalty bill. We needed 60 votes, so it
was not successful then, but we clearly have a bipartisan majority of
the Senate.
The bottom line is that we have the resources to take this needed
step, and
[[Page S7661]]
end the suffering and uncertainty that accompanies being uninsured.
Mr. President, I ask unanimous consent that statements and letters of
support for this legislation be printed in the Record.
There being no objection, the material was ordered to be printed in
the Record, as follows:
statement of patricia quezada, july 21, 2000
Good morning. I am Patricia Quezada. I am a mother of three
girls (ages 9, 8 and 5). I work as a part-time parent liaison
at Weyanoke Elementary School in Fairfax, Virginia. My
husband is a self-employed general contractor. Because my
husband is self-employed and I work part-time, our family
does not have access to health insurance through our jobs.
In the past, we were able to purchase private insurance
that covered our family. But, in recent times, our family has
been unable to afford the high rates because it came down to
either paying for our home, transportation and other
necessities--including food--or purchasing this costly
insurance. On two occasions, the coverage was cancelled
because we were unable to meet the payments, which were
required in advance.
It was such a relief that my children are now able to
receive coverage through Medicaid and CMSIP, Virginia's SCHIP
Program. (As a parent-liaison, part of my job has been to
help other families sign up their children for health
insurance.) I feel extremely fortunate that my children are
now covered in case of an illness or accident, however I
continue to fear what could happen if my husband or I fall
sick or have an injury. While we both do our best to take
care of our health, we know how important it is to have
health insurance coverage if we should need it.
Thank you.
____
Children's Defense Fund,
Washington, DC, July 21, 2000.
Hon. Edward M. Kennedy,
U.S. Senate, Washington, DC.
Dear Senator Kennedy: We are taking this opportunity to
thank you for introducing the FamilyCare Act of 2000 and to
express the strong support of the Children's Defense Fund for
this bipartisan initiative to provide and strengthen health
care coverage for uninsured children and their parents.
Building on the successes of Medicaid and the Children's
Health Insurance Program (CHIP), this legislation will
increase coverage for uninsured children, provide funding for
health insurance coverage for the uninsured parents of
Medicaid and CHIP-eligible children, and simplify the
enrollment process for Medicaid and CHIP to make the programs
more family friendly.
We want to extent our appreciation to Senators Chafee,
Collins, Daschle, Lautenberg, Rockefeller, and Snowe for co-
sponsoring this legislation in the Senate and to
Representatives Dingell, Stark, and Waxman for taking the
lead on this proposal in the House. We look forward to
working with you for passage of the FamilyCare Act of 2000.
Sincerely,
Gregg Haifley,
Deputy Director Health Division.
____
National Association of
Children's Hospitals,
Alexandria, VA, July 21, 2000.
Hon. Edward Kennedy,
U.S. Senate,
Washington, DC.
Dear Senator Kennedy: On behalf of the National Association
of Children's Hospital (N.A.C.H.), which represents over 100
children's hospitals nationwide, I want to express our strong
support for your introduction of the ``FamilyCare Act of
2000.''
As providers of care to all children, regardless of their
economic status, children's hospitals devote nearly half of
their patient care to children who rely on Medicaid or are
uninsured, and more than three-fourths of their patient-care
to children with chronic and congenital conditions. These
hospitals have extensive experience in assisting families to
enroll eligible children in Medicaid and SCHIP. They are
keenly aware of the importance of addressing the challenges
that states face in enrolling this often hard to reach
population of eligible children.
In particular, N.A.C.H. appreciates and strongly supports
your efforts to simplify and coordinate the application
process for SCHIP and Medicaid, as well as to provide new
tools for states to use in identifying and enrolling
families. In addition, N.A.C.H. applauds your provisions that
set a higher bar for covering children by: (1) requiring
states to first cover children up to 200% of poverty and
eliminating waiting lists in the SCHIP program before
covering parents; and (2) requiring every child who loses
coverage under Medicaid or SCHIP to be automatically screened
for other avenues of eligibility and if found eligible,
enrolled immediately in that program.
N.A.C.H. also supports your legislation's provision to give
states additional flexibility under SCHIP and Medicaid to
cover legal immigrant children. In states with high
proportions of uninsured children, such as California, Texas
and Florida, the federal government's bar on coverage of
legal immigrant children helps contribute to the fact that
Hispanic children represent the highest rate of uninsured
children of all major racial and ethnic minority groups. Your
provision to ensure coverage of legal immigrant children
would be extremely useful in improving this situation.
N.A.C.H. greatly appreciates all that you have done
throughout your years of service, and continue to do, to
provide all children with the best possible chance at
starting out and staying healthy. We welcome and look forward
to working with you to pass the ``FamilyCare Act of 2000.''
Sincerely,
Lawrence A. McAndrews.
____
March of Dimes,
Birth Defects Foundation,
Washington, DC, July 21, 2000.
Hon. Edward Kennedy,
U.S. Senate, Washington, DC.
Dear Senator Kennedy: On behalf of more than 3 million
volunteers and 1600 staff members of the March of Dimes, I
want to commend you for introducing the ``FamilyCare Act of
2000.'' The March of Dimes is committed to increasing access
to appropriate and affordable health care for women, infants
and children and supports the targeted approach to expanding
the State Children's Health Insurance Program contained in
the FamilyCare proposal.
The ``FamilyCare Act of 2000'' contains a number of
beneficial provisions that would expand and improve SCHIP.
The March of Dimes strongly supports giving states the option
to cover low-income pregnant women in Medicaid and SCHIP
programs with an enhanced matching rate. We understand that
FamilyCare would allow states to cover uninsured parents of
children enrolled in Medicaid and SCHIP as well as uninsured
first-time pregnant women. SCHIP is the only major federally-
funded program that denies coverage to pregnant women while
providing coverage to their infants and children. We know
prenatal care improves birth outcomes. Expanding health
insurance coverage for low-income pregnant women has
bipartisan support in both the House and Senate.
The March of Dimes also supports FamilyCare provisions to
require automatic enrollment of children born to SCHIP
parents; automatic screening of every child who loses
coverage under Medicaid or SCHIP to determine eligibility for
other health programs; and distribution of information on the
availability of Medicaid and SCHIP through the school lunch
program. The March of Dimes also supports giving states the
option to provide Medicaid and SCHIP benefits to children and
pregnant women who arrived legally to the United States after
August 23, 1996, and to people ages 19 and 20.
We thank you for your leadership in introducing the
``FamilyCare Act of 2000'' and are eager to work with you to
achieve approval of this much needed legislation.
Sincerely,
Anna Eleanor Roosevelt,
Vice Chair, Board of Trustees; Chair, Public Affairs
Committee.
Dr. Jennifer L. Howse,
Presdient.
____
Association of Maternal and
Child Health Programs,
Washington, DC, July 20, 2000.
Hon. Edward Kennedy,
U.S. Senate, Washington, DC.
Dear Senator Kennedy: On behalf of the Association of
Maternal and Child Health Programs (AMCHP), I am writing to
express our support of the FamilyCare Act of 2000. We are
particularly supportive of the provisions that allow states
to include pregnant women in their SCHIP and Medicaid
programs.
We are also pleased with the provisions giving states the
flexibility to expand outreach activities as well as moving
towards greater equity in program payments.
AMCHP represents state officials in 59 states and
territories who administer public health programs aimed at
improving the health of all women, children, and adolescents.
In 1997, over 22 million women, children, adolescents and
children with special health care needs received services,
which were supported by the Maternal and Child Health Block
Grant.
We look forward to working with you and your staff on this
bill.
Sincerely,
Deborah Dietrich,
Director of Legislative Affairs.
____
American Dental
Hygienist Association,
Washington, DC, July 24, 2000.
Hon. Edward M. Kennedy,
Hon. Jay Rockefeller,
U.S. Senate, Washington, DC.
Dear Senators Kennedy and Rockefeller: on behalf of the
American Dental Hygienists' Association (ADHA), I write to
express ADHA's support for the principles espoused in the
Family Care Act of 2000. This legislation is an important
step toward the goal of meaningful health insurance coverage,
including oral health insurance coverage, for all children
and their parents.
Regretfully, there is room for much improvement in our
children's oral health, a fundamental part of total health.
Studies show that oral disease currently afflicts the
majority of children in our country. Dental caries (tooth
decay), gingivitis, and periodontitis (gum and bone
disorders) are the most common oral diseases. The Public
Health Service reports that 50% of all children in the United
States experience dental caries in their permanent teeth and
two-thirds experience gingivitis.
[[Page S7662]]
The percentages of children with dental disease are likely
far higher for the traditionally underserved Medicaid-
eligible population and for those eligible for the State
Children's Health Insurance Program (SCHIP). For example, one
of the most severe forms of gum disease--localized juvenile
periodontitis--disproportionately affects teenage African-
American males and can result in the loss of all teeth before
adulthood. If untreated, gum disease causes pain, bleeding,
loss of function, diminished appearance, possible systemic
infections, bone deterioration and eventual loss of teeth.
Yet, each of the three most common oral health disorders--
dental caries, gingivitis, and periodontitis--can be
prevented through the type of regular preventive care
provided by dental hygienists.
Despite the known benefits of preventive oral health
services and the inclusion of oral health benefits in
Medicaid's Early and Periodic Screening, Diagnosis and
Treatment (EPSDT) program, only one in 5 (4.2 million out of
21.2 million) Medicaid-eligible children actually received
preventive oral health services in 1993 according to a 1996
U.S. Department of Health and Human Services report entitled
Children's Dental Services Under Medicaid: Access and
Utilization.
The nation simply must improve access to oral health
services and your legislation is an important building block
for all who care about our children's oral health, a
fundamental part of general health and well-being.
We in the dental hygiene community look forward to working
together toward our shared goal of health insurance coverage
for all of our nation's families. Please feel free to call
upon me or ADHA's Washington Counsel, Karen Sealander of
McDermott, Will & Emery (202-756-8024), at any time.
Sincerely,
Stanley B. Peck,
Executive Director.
____
Premier Inc.,
Washington, DC, July 21, 2000.
Hon. Edward M. Kennedy,
U.S. Senate,
Washington, D.C.
Dear Senator Kennedy: On behalf of Premier Inc., I am
writing to applaud your introduction of the ``FamilyCare Act
of 2000'' and express our strong support. Premier is a
strategic alliance of leading not-for-profit hospitals and
health systems across the nation. Premier provides group
purchasing and other services for more than 1,800 hospitals
and healthcare facilities.
As reported by the Urban Institute in the July/August issue
of Health Affairs, the population of non-elderly uninsured
grew by 4.2 million between 1994 and 1998. This hike in the
rate of uninsured occurred among children and adults. In the
same period, Medicaid coverage fell from 10 to 8.4 percent,
or about 3.1 million persons (1.9 million children and 1.2
million adults). Your legislation confronts and seeks to
address these disturbing trends head on.
The FamilyCare Act of 2000 not only expands coverage to
children--it also enables states to provide health insurance
to parents of children enrolled in CHIP and Medicaid. The
bill creates new opportunities for states to cover immigrant
children and pregnant women, and provides for the automatic
coverage of children born to CHIP-enrolled parents, thereby
enhancing presumptive eligibility.
This legislation provides for the mutual reinforcement of
the Medicaid and CHIP programs by integrating eligibility
determination and outreach efforts. A standard application
form and simple enrollment process for both programs will
raise the participation rate for both programs. Finally, the
bill provides grants to support broader outreach activities
and employer subsidies to offer health insurance packages,
thereby encouraging joint public/private market innovations
to reduce the population of uninsured.
Stifling the growth in the rate of uninsured and reversing
the trend remain a top priority for the hospital community.
Securing the appropriate preventative care for these
individuals will improve the quality and cost-effectiveness
of further care, as the uninsured are more likely to be
hospitalized for medical conditions that, initially, could
have been managed with physician care and/or medication.
Thank you for taking the lead in addressing the problem of
America's uninsured. We look forward to working with you
toward enactment of this important legislation.
Sincerely,
Kerb Kuhn,
Vice President, Advocacy.
____
Families USA,
Washington, DC, July 17, 2000.
Hon. Edward M. Kennedy,
U.S. Senate,
Washington, DC.
Dear Senator Kennedy: We congratulate you on the
introduction of your bill, the Family Care Act of 2000, which
gives states the option to provide parents of children
enrolled in the Medicaid and CHIP programs with health
insurance. We believe that your bill is a crucial next step
in addressing the problem of our nation's uninsured, and we
offer our unequivocal support.
By covering parents through CHIP, the Family Care Act could
provide health insurance to over four million previously
uninsured Americans. We believe this is a cost-effective and
efficient way to provide quality healthcare to low- and
moderate-income working families. Children of CHIP-enrolled
parents will be automatically enrolled at birth, but, equally
importantly, research has shown that children are more likely
to have health coverage when their parents are insured. This
means that the Family Care Act could, in effect, cover many
more Americans than the estimated four million. Additionally,
the expansion of coverage to legal immigrant children and
pregnant women addresses the needs of two particularly
vulnerable groups.
Again, we applaud your ongoing leadership in tackling the
problem of the uninsured, and we support this important
legislation. Please let us know how we can help you to enact
this bill into law.
Sincerely,
Ronald F. Pollack,
Executive Director.
____
American Hospital Association,
Washington, DC, July 21, 2000.
Hon. Edward M. Kennedy,
Ranking Member, Committee on Health, Education, Labor, and
Pensions, U.S. Senate, Washington, D.C.
Dear Senator Kennedy: The American Hospital Association
(AHA), which represents, 5,000 hospitals, health care
systems, networks, and other providers of care, is pleased to
support the FamilyCare Act of 2000. The AHA shares your goal
of expanding access to health care coverage for the 44
million uninsured Americans. We believe the federal budget
surplus offers a unique opportunity to fund solutions to the
health care problems of the uninsured.
Recent Medicaid expansions and the creation of the State
Children's Health Insurance Program (S-CHIP) have greatly
improved access to health care coverage for millions of
children living in low-income families. But more needs to be
done. AHA strongly supports the objective of your legislation
that embraces, as one option to address the problems of the
uninsured, building on existing public programs to expand
coverage to the parents of the children covered by S-CHIP.
Furthermore, your provisions that include coverage for
legal immigrants, improve Medicaid coverage for those
transitioning from welfare-to-work, and create state grant
programs to encourage market innovation in health care
insurance are to be applauded. AHA believes these are good
first steps toward lowering the numbers of the uninsured.
In addition to expanding public programs, AHA supports
measures that make health care insurance more affordable for
low-income working families. Toward that end, AHA also
support H.R. 4113, bipartisan legislation establishing
refundable tax credits to assist low-income families in the
purchase of health care insurance.
Our nation's hospitals see every day that the absence of
health coverage is a significant barrier to care, reducing
the likelihood that people will get appropriate preventive,
diagnostic and chronic care. With the uninsured growing in
numbers, AHA supports your effort to build on current public
programs as an important option to make it possible for more
low-income families to get needed health care coverage. We
thank you for your leadership and we look forward to working
with you on advancing the FamilyCare Act of 2000.
Sincerely,
Rick Pollack,
Executive Vice President.
____
Network,
Washington, DC, July 2000.
From NETWORK--A National Catholic Social Justice Lobby.
Re: The Family Care Act of 2000.
Hon. Senator Ted Kennedy: Since 1975, NETWORK: A National
Catholic Social Justice Lobby has worked for universal access
to affordable, quality health care. NETWORK considers the
constant increase in the number of uninsured persons a
national disgrace and a serious moral and ethical issue.
Sadly, the political will to reform the nation's fragmented
non-system of health care is seriously lacking in the current
climate of commercialization and profit-making. Therefore,
millions of American citizens are denied their human right to
medical care.
Given that as the context, NETWORK supports the efforts of
those legislators who recognize that the anticipated federal
surplus should be utilized in part to rectify the serious
flaws inherent in the present situation. The Family Care Act
of 2000 is one of those efforts. NETWORK urges Congress to
pass the proposal.
The goal of the bill is to build on existing legislation in
order to enroll more uninsured children and their working
parents in Medicaid or CHIP. The bill requires that states
first cover children up to 200% of poverty before they enroll
parents. This will serve to increase coverage of previously
eligible but uninsured children by eliminating the CHIP
waiting lists. It is estimated that over 4 million previously
uninsured children will be enrolled.
The proposal targets $50 billion in new money to enable the
states to enroll the parents of children already covered by
Medicaid and CHIP. This would reduce the number of uninsured
parents by an estimated 6.5 million, one out of seven of the
nation's uninsured. Most of these uninsured families have at
least one member who works.
In addition, the bill proposes another $100 million per
year for five years to encourage the states to develop
innovative approaches to expanding coverage, tailoring their
solutions to market needs. Much needed is the
[[Page S7663]]
proposed extension of The Transitional Medicaid Assistance
program. Some of the requirements which jeopardize access to
health care by persons moving from welfare to low-wage, non-
benefit jobs will be removed. First time pregnant women will
receive prenatal care under the CHIP program and grants will
enable states to develop innovative coverage mechanisms.
All in all, the Family Care Act of 2000 as drafted seeks to
rectify to a marked degree the serious problem of lack of
health care coverage for the most vulnerable in our society,
low-wage working families and their children.
Kathy Thornton RSM,
National Coordinator.
Catherine Pinkerton,
CSJ Lobbyist.
Mr. ROCKEFELLER. Mr. President, over the last several years health
care reform has dropped off our national and Congressional agenda. We
talk about it primarily to posture politically, not because we are
determined to actually succeed in extending coverage. Too often, the
goal seems to be to simply create a campaign issue and make voters
believe we are working to solve the problem, when in reality no
progress is being made.
This year, we have seen a lot of talking on health care, but it's
clear that Congress' priorities lie elsewhere. Just this past week we
passed a tax break that will affect only 1.7 percent of Americans, yet
will cost us $50 billion a year when fully phased in. In the meantime,
40 million people, mostly of modest incomes, continue to live their
lives with little hope of getting the health coverage they need.
The question that Congress needs to answer: will we continue to sit
back and simply watch as the problem of the uninsured grows worse?
Along with Senator Kennedy, and Congressmen Dingell, Stark and
Waxman, I obviously have very clear answers to this question. And today
we are offering a commonsense, bi-partisan step that Congress can take
this year to improve the plight of working, uninsured families.
We know that the majority of those without health insurance are
concentrated in lower-income, working families. The Medicaid and CHIP
Family Care Improvement Act would target our efforts to these families
by allowing states to extend Medicaid and CHIP to the parents of
eligible children. This is a sensible, affordable expansion that will
make a real and immediate difference for many American families.
In addition, FamilyCare would provide assistance to increase coverage
for workers in small businesses by providing grant money for states to
pursue new and innovative approaches to expand health insurance
coverage through small business.
Our plan also gives states a number of new tools to help improve
outreach and enrollment in Medicaid and the State Children's Health
Insurance Program.
FamilyCare would provide health insurance coverage to millions of
low-income working families for a fraction of the cost of the recently-
passed tax breaks that affect only a small number of people.
Eight years ago, the fight for universal health care had a surge of
energy and there was a common purpose among political leaders and the
American people. Unfortunately, little progress has been made since
then. While the number of uninsured has grown from 36 million in 1993
to 44 million in 1999, we have stood by as a nation and simply watched.
Over the next 3 years, about 30 percent of the population, 81 million
Americans, can expect a gap in their health insurance coverage lasting
at least one month. It is practically inconceivable--and morally
wrong--that we are allowing this to happen in such a strong economy,
with an extremely competitive labor market.
It is time to end the failed experiment of trying to let the disease
cure itself. We need to accomplish the goal of comprehensive reform in
any way we can--even if it means continuing to work on incremental
changes, as long as we always keep our target squarely set on universal
coverage.
Today, we are giving Congress the opportunity to take a major step
forward in accomplishing this goal. With FamilyCare, we are simply
taking a program that is already working to reduce the number of
uninsured, and expanding it to cover more people who we know need the
help.
This approach makes so much sense that even the conservative Health
Insurance Association of America--the organization that helped to
defeat universal coverage--has offered its support. In addition, our
bill has four Republicans as original cosponsors. With this bipartisan
bill we have a real opportunity to stop talking about expanding health
coverage, and start acting.
______
By Ms. COLLINS (for herself, Mr. Durbin, and Mrs. Feinstein):
S. 2924. A bill to strengthen the enforcement of Federal statutes
relating to false identification, and for other purposes; to the
Committee on the Judiciary.
the internet false identification prevention act of 2000
Ms. COLLINS. Mr. President, today, along with my colleague from
Illinois, Senator Durbin, I am introducing legislation to stem the
proliferation of web sites that distribute counterfeit identification
documents and credentials over the Internet.
In May, the Senate Permanent Subcommittee on Investigations, which I
chair, held hearings on a disturbing new trend--the use of the Internet
to manufacture and market counterfeit identification documents and
credentials. Our investigation revealed the widespread availability on
the Internet of a variety of fake ID documents or computer templates
that allow individuals to manufacture authentic looking IDs in the
seclusion of their own homes.
The Internet False Identification Prevention Act of 2000 will
strengthen current law to prevent the distribution of false
identification documents over the Internet and make it easier for
Federal officials to prosecute this criminal activity.
The high quality of the counterfeit identification documents that can
be obtained via the Internet is simply astounding. With very little
difficulty, my staff was able to use Internet materials to manufacture
convincing IDs that would allow me to pass as a member of our Armed
Forces, as a reporter, as a student at Boston University, or as a
licensed driver in Florida, Michigan, and Wyoming--to name just a few
of the identities that I could assume, using these phony IDs. We found
it was very easy to manufacture IDs that were indistinguishable from
the real documents.
For example, using the Internet, my staff created this counterfeit
Connecticut driver's license, which is virtually identical to an
authentic license issued by the Connecticut Department of Motor
Vehicles. Just like the real Connecticut license, this fake with my
picture on it, includes a signature written over the picture--which is
supposed to be a security feature. It includes an adjacent ``shadow
picture,'' and it includes the bar code and the State seal for the
State of Connecticut.
Each of these sophisticated features was added to the license by the
State of Connecticut in order to make it more difficult to counterfeit.
Yet the Internet scam artists have been able to keep up with the
technology, and every time a State adds another security feature it has
been easily duplicated.
Unfortunately, some web sites sell fake IDs complete with State
seals, holograms, and bar codes to replicate a license virtually
indistinguishable from the real thing. Thus, technology now allows web
site operators to copy authentic IDs with an extraordinary level of
sophistication and then distribute and mass produce these fraudulent
documents for their customers.
The web sites investigated by my subcommittee offered a vast and
varied product line, ranging from the driver's licenses that I already
showed to military identification cards to Federal agency credentials,
including those of the FBI and the CIA.
Other sites offered to produce Social Security cards, birth
certificates, diplomas, and press credentials. In short, one can find
almost any kind of identification document that one wants on the
Internet.
The General Accounting Office and the FBI have both confirmed the
findings of the subcommittee's investigation of this dangerous new
trend. The GAO used counterfeit credentials and badges readily
available for purchase via the Internet to breach the security at 19
Federal buildings and two commercial airports. GAO's success in doing
so demonstrates that the Internet and computer technology allow
[[Page S7664]]
nearly anyone to create convincing identification cards and
credentials.
The FBI has also focused on the potential of misuse of official
identification, and just last month executive search warrants at the
homes of several individuals who had been selling Federal law
enforcement badges over the Internet.
Obviously, this is very serious. It allows someone to use a law
enforcement badge to gain access to secure areas and perhaps to commit
harm. For example, the FBI is investigating a very disturbing incident
where someone allegedly displayed phony FBI credentials to gain access
to an individual's hotel room and then allegedly later kidnaped and
murdered that individual.
The Internet is a revolutionary tool of commerce and communications
that benefits us all, but many of the Internet's greatest attributes
also further its use for criminal purposes. While the manufacture of
false IDs by criminals is certainly nothing new, the Internet allows
those specializing in the sale of counterfeit IDs to reach a far
broader market of potential buyers than they ever could by standing on
the street corner in a shady part of town. They can sell their products
with virtual anonymity through the use of e-mail services and free web
hosting services and by providing false information when registering
their domain names. Similarly, the Internet allows criminals to obtain
fake IDs in the privacy of their own homes, substantially diminishing
the risk of apprehension that attends purchasing counterfeit documents
on the street.
Because this is a relatively new phenomenon, there are no good data
on the size of the false ID industry or the growth it has experienced
as a result of the Internet, but the testimony at our hearing indicates
that the Internet is increasingly becoming the source of choice for
criminals to obtain false IDs.
The subcommittee's investigation found that some web site operators
apparently have made hundreds of thousands of dollars through the sale
of phony identification documents. One web site operator told a State
law enforcement official that he sold approximately 1,000 fake IDs each
month and generated about $600,000 in annual sales.
Identify theft is a growing problem that these Internet sites
facilitate. Fake IDs, however, also facilitate a broad array of
criminal conduct. We found that some Internet sites were used to obtain
counterfeit identification documents for the purpose of committing
other crimes, ranging from very serious offenses, such as identify
theft and bank fraud, ranging to the more common problem of teenagers
using phony IDs to buy alcohol.
The legislation which Senator Durbin and I are introducing today is
designed to address the problem of counterfeit IDs in several ways. The
central features of our legislation are provisions that modernize
existing law to address the widespread availability of false
identification documents on the Internet.
First, the legislation supplements current Federal law against false
identification to modernize it for the Internet age. The primary law
prohibiting the use and distribution of false identification documents
was enacted in 1982. Advances in computer technology and the use of the
Internet have rendered that law inadequate. This bill will clarify that
the current law prohibits the sale or distribution of false
identification documents through computer files and templates which our
investigation found are the vehicles of choice for manufacturing false
IDs in the Internet age.
Second, the legislation will make it easier to prosecute those
criminals who manufacture, distribute, or sell counterfeit
identification documents by ending the practices of easily removable
disclaimers as part of an attempt to shield the illegal conduct from
prosecution through a bogus claim of novelty.
What we found is that a lot of these web sites have these
disclaimers, in an attempt to get around the law, saying that these can
only be used for entertainment or novelty purposes. No longer will it
be acceptable to provide computer templates of government-issued
identification cards containing an easily removable layer saying it is
not a government document.
I will give an example. this is a driver's license from Oklahoma. It
is a fake ID which my staff obtained via the Internet. It is enclosed
in a plastic pouch that says ``Not a Government Document'' in red print
across it, but it was very easily removed. All one had to do, with a
snip of the scissors, was cut the pouch, and then the ID is easily
removed and the disclaimer is gone. That is the kind of technique that
a lot of times these web site operators use to get around the letter of
the law. Under my bill, it will no longer be acceptable to sell a false
identification document in this fashion.
Finally, my legislation seeks to encourage more aggressive law
enforcement by dedicating investigative and prosecutorial resources to
this emerging problem. The bill establishes a multiagency task force
that will concentrate the investigative and prosecutorial resources of
several agencies with responsibility for enforcing laws that
criminalize the manufacture, sale, and distribution of counterfeit
identification documents.
Our investigation established that Federal law enforcement officials
have not devoted the necessary resources and attention to this serious
problem. by prosecuting the purveyors of false identification
materials, I believe that ultimately we can reduce end-use crime that
often depends on the availability of counterfeit identification. For
example, the convicted felon who testified at our hearings said that he
would not have been able to commit bank fraud had he not been able to
easily and quickly obtain high-quality fraudulent identification
documents via the Internet. I am confident that if Federal law
enforcement officials prosecute the most blatant violation of the law,
the false ID industry on the Internet will wither in short order.
By strengthening the law and by focusing our prosecutorial efforts, I
believe we can curb the widespread availability of false IDs that the
Internet facilitates. The Director of the U.S. Secret Service testified
at our hearing that the use of such fraudulent documents and
credentials almost always accompanies the serious financial crimes they
investigate. Thus, my hope is that the legislation we are introducing
today will produce a stronger law that will help deter and prevent
criminal activity, not only in the manufacture of false IDs but in
other areas as well.
______
By Mr. THURMOND:
S. 2925. A bill to amend the Public Health Service Act to establish
an Office of Men's Health; to the Committee on Health, Education,
Labor, and Pensions.
MEN'S HEALTH ACT OF 2000
Mr. THURMOND. Mr. President, I am pleased to rise today to introduce
the Men's Health Act of 2000. This legislation will establish an Office
of Men's Health within the Department of Health and Human Services to
monitor, coordinate, and improve men's health in America.
Mr. President, there is an ongoing, increasing and predominantly
silent crisis in the health and well-being of men. Due to a lack of
awareness, poor health education, and culturally induced behavior
patterns in their work and personal lives, men's health and well-being
are deteriorating steadily. Heart disease, stroke, and various cancers
continue to be major areas of concern as we look to enhance the quality
and duration of men's lives. Improved education and preventive
screening are imperative to meet this objective.
Mr. President, as a lifelong advocate of regular medical exams, daily
exercise and a balanced diet, I feel strongly that an Office of Men's
Health should be established to help improve the overall health of
America's male population.
This legislation is identical to a bill introduced earlier this year
in the House of Representatives. I invite my colleagues to join me in
supporting this measure. I ask unanimous consent that a copy of the
bill appear in the Congressional Record immediately following my
remarks.
There being no objection, the bill was ordered to be printed in the
Record, as follows:
S. 2925
Be it enacted by the Senate and House of Representatives of
the United States of America in Congress assembled,
[[Page S7665]]
SECTION 1. SHORT TITLE.
This Act may be cited as the ``Men's Health Act of 2000''.
SEC. 2. FINDINGS.
Congress makes the following findings:
(1) There is a silent health crisis affecting the health
and well-being of America's men.
(2) This health crisis is of particular concern to men, but
is also a concern for women, and especially to those who have
fathers, husbands, sons, and brothers.
(3) Men's health is likewise a concern for employers who
lose productive employees as well as pay the costs of medical
care, and is a concern to State government and society which
absorb the enormous costs of premature death and disability,
including the costs of caring for dependents left behind.
(4) The life expectancy gap between men and women has
steadily increased from 1 year in 1920 to 7 years in 1990.
(5) Almost twice as many men than women die from heart
disease, and 28.5 percent of all men die as a result of
stroke.
(6) In 1995, blood pressure of black males was 356 percent
higher than that of white males, and the death rate for
stroke was 97 percent higher for black males than for white
males.
(7) The incidence of stroke among men is 19 percent higher
than for women.
(8) Significantly more men than women are diagnosed with
AIDS each year.
(9) Fifty percent more men than women die of cancer.
(10) Although the incidence of depression is higher in
women, the rate of life-threatening depression is higher in
men, with men representing 80 percent of all suicide cases,
and with men 43 times more likely to be admitted to
psychiatric hospitals than women.
(11) Prostate cancer is the most frequently diagnosed
cancer in the United States among men, accounting for 36
percent of all cancer cases.
(12) An estimated 180,000 men will be newly diagnosed with
prostate cancer this year alone, of which 37,000 will die.
(13) Prostate cancer rates increase sharply with age, and
more than 75 percent of such cases are diagnosed in men age
65 and older.
(14) The incidence of prostate cancer and the resulting
mortality rate in African American men is twice that in white
men.
(15) Studies show that men are at least 25 percent less
likely than women to visit a doctor, and are significantly
less likely to have regular physician check-ups and obtain
preventive screening tests for serious diseases.
(16) Appropriate use of tests such as prostate specific
antigen (PSA) exams and blood pressure, blood sugar, and
cholesterol screens, in conjunction with clinical exams and
self-testing, can result in the early detection of many
problems and in increased survival rates.
(17) Educating men, their families, and health care
providers about the importance of early detection of male
health problems can result in reducing rates of mortality for
male-specific diseases, as well as improve the health of
America's men and its overall economic well-being.
(18) Recent scientific studies have shown that regular
medical exams, preventive screenings, regular exercise, and
healthy eating habits can help save lives.
(19) Establishing an Office of Men's Health is needed to
investigate these findings and take such further actions as
may be needed to promote men's health.
SEC. 3. ESTABLISHMENT OF OFFICE MEN'S HEALTH.
Title XVII of the Public Health Service Act (42 U.S.C. 300u
et seq.) is amended by adding at the end the following
section:
``office of men's health
``Sec. 1711. The Secretary shall establish within the
Department of Health and Human Services an office to be known
as the Office of Men's Health, which shall be headed by a
director appointed by the Secretary. The Secretary, acting
through the Director of the Office, shall coordinate and
promote the status of men's health in the United States.''.
______
By Mr. BINGAMAN:
S. 2926. A bill a amend title II of the Social Security Act to
provide that an individual's entitlement to any benefit thereunder
shall continue through the month of his or her death (without affecting
any other person's entitlement to benefits for that month) and that
such individuals' benefit shall be payable for such month only to the
extent proportionate to the number of days in such month preceding the
date of such individual's death; to the Committee on Finance.
The Social Security Family Relief Act
Mr. BINGAMAN. Mr. President, I rise today to introduce the Social
Security Family Relief Act, which is legislation designed to both
revise current Social Security law and assist families living in New
Mexico and across the United States.
For those of my colleagues who are not familiar with this issue, at
present the Social Security Administration pays benefits in advance,
and, thus, a check an individual receives from Social Security
Administration during the month is calculated and paid in anticipation
that the individual will be alive the entire month in which a payment
was received.
However, if a person dies during that month, the payment must be
reimbursed in full to the Social Security Administration. If a person
dies on the 5th of the month, or the 15th of the month, or the 25th of
the month, none of this matters. If they die, they are no longer
entitled to any benefits for that month, period. Furthermore, if a
surviving spouse or family member uses a check received from the Social
Security Administration for that month in which a family member had
died, they must send it back--in full--to the Social Security
Administration.
Let me make this clear that this is not just a problem in the
abstract. Indeed, the introduction of this bill is prompted by a very
real experience faced by a family living in New Mexico. In this case, a
constituent had a close relative pass away on December 31, 1999. The
last day of the month. Not knowing it ran contrary to Social Security
law, the family used the relative's last Social Security check to pay
her final expenses. Only after these activities had occurred did they
receive a letter from the Social Security Administration stating that
they would have to return the check. Not just partial payment, but in
full. No recognition on the part of the Social Security Administration
that this person was alive for the entire month. No recognition on the
part of the Social Security Administration that this person had
expenses that had to be paid for after they had died. No recognition on
the part of the Social Security Administration that the surviving
relatives had their own bills to pay, and that this additional expense
imposed a burden on them that was difficult to manage.
My constituents found this to absurd. Why, they asked, should they
have to return a check for a relative that was alive, was accumulating
expenses while she was alive, and deserved the money that was provided
to her? Why, they asked, should they be required to pay for the
relative's expenses when money should be available? Why should their
emotional suffering be made all the more distressful by the addition of
financial obligations not of their own making?
I think these are good questions, and it is logical that Congress
address them directly and in a manner that solves the problem at hand.
From what I can see, they are right. Individuals that have worked over
the years and have paid into the Social Security Trust Fund all that
time, these folks have earned Social Security benefits and should
receive them in full for the period that they are alive. As such,
Social Security law should be written in such a way that allows the
surviving spouse or family member to use the final check to take care
of the remaining expenses, whether they be utilities, or mortgages, or
car payments, or health care, or whatever needs to be taken care of.
But although my constituents are sometimes critical of the Social
Security Administration on this issue, in fairness that agency did not
create this problem, Congress did. We wrote the law, and the Social
Security Administration merely implements it. Any responsibility for
what is happening belongs to us. We need to fix the law so the Social
Security Administration can do its job better.
It is my understanding that this issue has been discussed in the past
by a number of Senators, but the revisions have gone nowhere because
some felt it would impose an administrative burden on the Social
Security Administration. I find this argument to be unconvincing as we
clearly find a way to calculate complex equations that ultimately
benefit that agency. There are those that now argue that tracking down
appropriate beneficiaries would be difficult. But I find this to be
quite unconvincing as well--after all, we do it already when someone
dies. Surely there is a way to make the changes necessary. Surely the
technology and expertise already exists. Surely it is time to stop
making excuses and do what is right for Americans and their families.
The legislation I am introducing today is easy to understand. The
legislation says, quite simply, that an individual's entitlement to
Social Security benefits shall continue through the month of his or her
death, and after
[[Page S7666]]
that individual's death, the entitlement shall be calculated in a
manner proportionate to the days he or she was still alive. In other
words, we are using a method of pro-rating to calculate what portion of
the entitlement that individual will receive for the last month. Then,
instead of being asked to return that final check, the surviving spouse
or appropriate surviving family members will receive a check, which can
then be used to settle the decedent's remaining expenses. I think this
is a perfectly fair and reasonable approach to solving the problem at
hand. And I think it is long overdue.
It is my understanding that another bill addressing this problem has
been introduced in the Senate by my colleague Senator Mikulski.
Furthermore, she has introduced this legislation for several years in a
row. I commend her for her awareness of this problem and her ongoing
efforts to fix it.
That said, it is also my understanding that her bill as written
calculates these entitlement benefits on a half-month basis. In other
words, if you die before the 15th, you get benefits for a half a month.
If you die after the 15th, you are entitled to benefits for the entire
month. To be honest, I see no obvious rationale for addressing the
problem in this way, and I find a pro-rate strategy to be far more
compelling. But this said, I look forward to working with her and her
co-sponsors to repair the problem. We clearly have the same concerns.
Mr. President, let me state in conclusion that this legislation
represents only a partial fix of the current Social Security system.
There is no doubt in my mind that much more needs to be done. We have
talked about the issues far too long, and it is time to make a serious
effort to make the Social Security solvent and effective. If had my
way, this effort would begin tomorrow. But since it is not, this
legislation can be considered one small but very important step on the
path to reform.
Mr. President, I ask unanimous consent that a copy of the legislation
be included in the Record at the conclusion of my statement.
Thank you, Mr. President, and I yield the floor.
There being no objection, the bill was ordered to be printed in the
Record, as follows:
S. 2926
Be it enacted by the Senate and House of Representatives of
the United States of America in Congress assembled,
SECTION 1. SHORT TITLE.
This Act may be cited as the ``Social Security Family
Relief Act''.
SEC. 2. CONTINUATION OF BENEFITS THROUGH MONTH OF
BENEFICIARY'S DEATH.
(a) Old-Age Insurance Benefits.--Section 202(a) of the
Social Security Act (42 U.S.C. 402(a)) is amended by striking
``the month preceding'' in the matter following subparagraph
(B).
(b) Wife's Insurance Benefits.--
(1) In general.--Section 202(b)(1) of such Act (42 U.S.C.
402(b)(1)) is amended--
(A) by striking ``and ending with the month'' in the matter
immediately following clause (ii) and inserting ``and ending
with the month in which she dies or (if earlier) with the
month'';
(B) by striking subparagraph (E); and
(C) by redesignating subparagraphs (F) through (K) as
subparagraphs (E) through (J).
(2) Conforming amendments.--Section 202(b)(5)(B) of such
Act (42 U.S.C. 402(b)(5)(B)) is amended by striking ``(E),
(F), (H), or (J)'' and inserting ``(E), (G), or (I)''.
(c) Husband's Insurance Benefits.--
(1) In general.--Section 202(c)(1) of such Act (42 U.S.C.
402(c)(1)) is amended--
(A) by striking ``and ending with the month'' in the matter
immediately following clause (ii) and inserting ``and ending
with the month in which he dies or (if earlier) with the
month'';
(B) by striking subparagraph (E); and
(C) by redesignating subparagraphs (F) through (K) as
subparagraphs (E) through (J), respectively.
(2) Conforming amendments.--Section 202(c)(5)(B) of such
Act (42 U.S.C. 402(c)(5)(B)) is amended by striking ``(E),
(F), (H), or (J)'' and inserting ``(E), (G), or (I)'',
respectively.
(d) Child's Insurance Benefits.--Section 202(d)(1) of such
Act (42 U.S.C. 402(d)(1)) is amended--
(1) by striking ``and ending with the month'' in the matter
immediately preceding subparagraph (D) and inserting ``and
ending with the month in which such child dies or (if
earlier) with the month''; and
(2) by striking ``dies, or'' in subparagraph (D).
(e) Widow's Insurance Benefits.--Section 202(e)(1) of such
Act (42 U.S.C. 402(e)(1)) is amended by striking ``ending
with the month preceding the first month in which any of the
following occurs: she remarries, dies,'' in the matter
following subparagraph (F) and inserting ``ending with the
month in which she dies or (if earlier) with the month
preceding the first month in which she remarries or''.
(f) Widower's Insurance Benefits.--Section 202(f)(1) of
such Act (42 U.S.C. 402(f)(1)) is amended by striking
``ending with the month preceding the first month in which
any of the following occurs: he remarries, dies,'' in the
matter following subparagraph (F) and inserting ``ending with
the month in which he dies or (if earlier) with the month
preceding the first month in which he remarries''.
(g) Mother's and Father's Insurance Benefits.--Section
202(g)(1) of such Act (42 U.S.C. 402(g)(1)) is amended--
(1) by inserting ``with the month in which he or she dies
or (if earlier)'' after ``and ending'' in the matter
following subparagraph (F); and
(2) by striking ``he or she remarries, or he or she dies''
and inserting ``or he or she remarries''.
(h) Parent's Insurance Benefits.--Section 202(h)(1) of such
Act (42 U.S.C. 402(h)(1)) is amended by striking ``ending
with the month preceding the first month in which any of the
following occurs: such parent dies, marries,'' in the matter
following subparagraph (E) and inserting ``ending with the
month in which such parent dies or (if earlier) with the
month preceding the first month in which such parent marries,
or such parent''.
(i) Disability Insurance Benefits.--Section 223(a)(1) of
such Act (42 U.S.C. 423(a)(1)) is amended by striking
``ending with the month preceding whichever of the following
months is the earliest: the month in which he dies,'' in the
matter following subparagraph (D) and inserting the
following: ``ending with the month in which he dies or (if
earlier) with the month preceding the earlier of'' and by
striking the comma after ``216(l))''.
(j) Benefits at Age 72 for Certain Uninsured Individuals.--
Section 228(a) of such Act (42 U.S.C. 428(a)) is amended by
striking ``the month preceding'' in the matter following
paragraph (4).
SEC. 3. COMPUTATION AND PAYMENT OF LAST MONTHLY PAYMENT.
(a) Old-Age and Survivors Insurance Benefits.--Section 202
of the Social Security Act (42 U.S.C. 402) is amended by
adding at the end the following new subsection:
``Last Payment of Monthly Insurance Benefit Terminated by Death
``(y) The amount of any individual's monthly insurance
benefit under this section paid for the month in which the
individual dies shall be an amount equal to--
``(1) the amount of such benefit (as determined without
regard to this subsection), multiplied by
``(2) a fraction--
``(A) the numerator of which is the number of days in such
month preceding the date of such individual's death, and
``(B) the denominator of which is the number of days in
such month,
rounded, if not a multiple of $1, to the next lower multiple
of $1. This subsection shall apply with respect to such
benefit after all other adjustments with respect to such
benefit provided by this title have been made. Payment of
such benefit for such month shall be made as provided in
section 204(d).''.
(b) Disability Insurance Benefits.--Section 223 of such Act
(42 U.S.C. 423) is amended by adding at the end the following
new subsection:
``Last Payment of Benefit Terminated by Death
``(j) The amount of any individual's monthly benefit under
this section paid for the month in which the individual dies
shall be an amount equal to--
``(1) the amount of such benefit (as determined without
regard to this subsection), multiplied by
``(2) a fraction--
``(A) the numerator of which is the number of days in such
month preceding the date of such individual's death, and
``(B) the denominator of which is the number of days in
such month,
rounded, if not a multiple of $1, to the next lower multiple
of $1. This subsection shall apply with respect to such
benefit after all other adjustments with respect to such
benefit provided by this title have been made. Payment of
such benefit for such month shall be made as provided in
section 204(d).''.
(c) Benefits at Age 72 for Certain Uninsured Individuals.--
Section 228 of such Act (42 U.S.C. 428) is amended by adding
at the end the following new subsection:
``Last Payment of Benefit Terminated by Death
``(i) The amount of any individual's monthly benefit under
this section paid for the month in which the individual dies
shall be an amount equal to--
``(1) the amount of such benefit (as determined without
regard to this subsection), multiplied by
``(2) a fraction--
``(A) the numerator of which is the number of days in such
month preceding the date of such individual's death, and
``(B) the denominator of which is the number of days in
such month,
rounded, if not a multiple of $1, to the next lower multiple
of $1. This subsection shall apply with respect to such
benefit after all other adjustments with respect to such
benefit provided by this title have been made.
[[Page S7667]]
Payment of such benefit for such month shall be made as
provided in section 204(d).''.
SEC. 4. DISREGARD OF BENEFIT FOR MONTH OF DEATH UNDER FAMILY
MAXIMUM PROVISIONS.
Section 203(a) of the Social Security Act (42 U.S.C.
403(a)) is amended by adding at the end the following new
paragraph:
``(10) Notwithstanding any other provision of this Act, in
applying the preceding provisions of this subsection (and
determining maximum family benefits under column V of the
table in or deemed to be in section 215(a) as in effect in
December 1978) with respect to the month in which the insured
individual's death occurs, the benefit payable to such
individual for that month shall be disregarded.''.
SEC. 5. EFFECTIVE DATE.
The amendments made by this Act shall apply with respect to
deaths occurring after the month in which this Act is
enacted.
______
By Mr. FEINGOLD:
S. 2927. A bill to ensure that the incarceration of inmates is not
provided by private contractors or vendors and that persons charged or
convicted of an offense against the United States shall be housed in
facilities managed and maintained by Federal, State, or local
governments; to the Committee on the Judiciary.
THE PUBLIC SAFETY ACT
Mr. FEINGOLD. Mr. President, sending inmates to prisons built and run
by prviate companies has become a popular way to deal with overcrowded
prisons, but in recent years this practice has been appropriately
criticized. As reports of escapes, riots, prisoner violence, and abuse
by staff in private prisons increase, many have questioned the wisdom
and propriety of private companies carrying out this essential state
function. After considering safety, cost, and accountability issues, it
is clear that private companies should not be doing this public work.
Government and only government, whether it's federal, state, or local,
should operate prisons. That is why I rise today to introduce a bill
that will restore responsibility for housing prisoners to the state and
federal government, where it belongs. An identical bill was introduced
in the House of Representatives by Congressman Ted Strickland, where it
has received broad bi-partisan support and currently has 141
cosponsors.
Private prison companies, and proponents of their use, claim that
they save taxpayers money. They claim private companies can do the
government's business more efficiently, but this has never been
confirmed. In fact, two government studies show that it is far from
clear whether private prisons save taxpayer money. One study, completed
by the GAO, stated that it could not conclude whether or not
privatization saved money. The second study, completed by the Federal
Bureau of Prisons in 1998, concluded that there is no strong evidence
to show states save money by using private prisons.
More importantly, private prison companies are motivated by one goal:
making a profit. Decisions by these companies are driven by the desire
to make a profit and, in turn, please officers and shareholders. This
profit motive in the context of housing criminals is wrong. It is at
cross-purposes with the government's goal of punishing and
rehabilitating criminals.
So what happens when a private company runs a prison? The prisons
have promised to save taxpayers money, so they cut costs. This
invariably results in unqualified, low paid employees, poor facilities
and living conditions, and an inadequate number of educational and
rehabilitative programs. Recent episodes of escape, violence, and
prisoner abuse demonstrate what happens when corners are cut.
At the Northeast Ohio Correctional facility, a private prison in
Youngstown, Ohio, 20 inmates were stabbed, two of them fatally, within
a 10-month period. After management claimed they had addressed the
problems, six inmates, four convicted of homicide, escaped by cutting
through two razor wire fences in the middle of the afternoon.
At a private prison in Whiteville, Tennessee, which houses many
inmates from my home state of Wisconsin, there has been a hostage
situation, an assault of a guard, and a coverup to hide physical abuse
of inmates by prison guards. A security report at the same Tennessee
prison found unsecured razors, inmates obstructing views into their
cells by covering up windows, and an inmate using a computer lab
strictly labeled, ``staff only'' without any supervision.
At a private prison in Sayre, Oklahoma, a dangerous inmate uprising
jeopardized the security and control of the facility. As a result, the
state of Oklahoma removed all its inmates from the facility and
questioned its safety. Because the prison gets paid based on the number
of inmates, however, the prison continued to request, and other states
sent, hundreds of inmates to be housed there.
Earlier this year the Justice Department filed a lawsuit against the
Wackenhut Corrections Corporation, the second largest private prison
company in the United States, charging that in one of its juvenile
prisons, conditions were ``dangerous and life threatening.'' A group of
experts who toured the prison reported that many of the juveniles were
short of food, had lost weight, and did not have shoes or blankets. The
Department of Justice lawsuit also alleges that inmates did not receive
adequate mental health care or educational programming. In addition to
the poor conditions and lack of training, the guards physically abused
the boys and threw gas grenades into their barracks. Some juvenile
inmates even tried to commit suicide or deliberately injure themselves
so they would be sent to the infirmary to avoid abuse by the guards.
Mr. President, the profit motive clearly has a dangerous and harmful
effect on the security of private prisons, but the profit motive also
shortchanges inmates of the rehabilitation, education, and training
that they need. Private prisons get paid based on the number of inmates
they house. This means the more inmates they accept and the fewer
services they provide, the more money they make. A high crime rate
means more business and eliminates any motivation to provide job
training, education, and other rehabilitative programs. These
allegations of abuse and the negative effects of the profit motive are
especially troubling because they have a disparate impact on the
minority community, which has been incarcerated disproportionately in
recent years particularly with the rise of mandatory minimum sentences
for drug offenses.
Another issue of concern is accountability for dispensing one of the
strongest punishments our society can impose. Incarceration requires a
government to exercise its coercive police powers over individuals,
including the authority to take away a person's freedom and to use
force. This authority to use force should not be delegated to a private
company that is not accountable to the people. This premise was
reinforced by the Supreme Court in Richardson v. McKnight, which held
that private prison personnel are not covered by the qualified immunity
that shields state and local correctional officers. This means that a
state or local government could be held liable for the actions of a
private corporation.
Mr. President, the legislation I introduce today, the Public Safety
Act, addresses these concerns. It restores control and management of
prisons to the government. It makes federal grants under Title II of
the Crime Control Act of 1994 contingent upon states agreeing not to
contract with any private companies to provide core correctional
services related to transportation or incarceration of inmates. The
legislation was carefully crafted to apply only to core correctional
services meaning that private companies can still provide auxiliary
services such as food or clothing.
Mr. President, let us restore safety and security to the many
Americans who work in prisons. Let us protect the communities that
support prisons. And let us ensure rehabilitation and safety for the
individuals, including young boys and girls, who are housed there. This
bill returns to the government the function of being the sole
administrator of incarceration as punishment in our society. I urge my
colleagues to join me as cosponsors of the Public Safety Act.
I ask that the text of the bill be placed in the Record following
this statement.
There being no objection, the bill was ordered to be printed in the
Record, as follows:
S. 2927
Be it enacted by the Senate and House of Representatives of
the United States of America in Congress assembled,
[[Page S7668]]
SECTION 1. SHORT TITLE.
This Act may be cited as the ``Public Safety Act''.
SEC. 2. FINDINGS.
The Congress finds the following:
(1) The issues of safety, liability, accountability, and
cost are the paramount issues in running corrections
facilities.
(2) In recent years, the privatization of facilities for
persons previously incarcerated by governmental entities has
resulted in frequent escapes by violent criminals, riots
resulting in extensive damage, prisoner violence, and
incidents of prisoner abuse by staff.
(3) In some instances, the courts have prohibited the
transfer of additional convicts to private prisons because of
the danger to prisoners and the community.
(4) Frequent escapes and riots at private facilities result
in expensive law enforcement costs for State and local
governments.
(5) The need to make profits creates incentives for private
contractors to underfund mechanisms that provide for the
security of the facility and the safety of the inmates,
corrections staff, and neighboring community.
(6) The 1997 Supreme Court ruling in Richardson v. McKnight
that the qualified immunity that shields State and local
correctional officers does not apply to private prison
personnel, and therefore exposes State and local governments
to liability for the actions of private corporations.
(7) Additional liability issues arise when inmates are
transferred outside the jurisdiction of the contracting
State.
(8) Studies on private correctional facilities have been
unable to demonstrate any significant cost savings in the
privatization of corrections facilities.
(9) The imposition of punishment on errant citizens through
incarceration requires State and local governments to
exercise their coercive police powers over individuals. These
powers, including the authority to use force over a private
citizen, should not be delegated to another private party.
SEC. 3. ELIGIBILITY FOR GRANTS.
(a) In General.--To be eligible to receive a grant under
subtitle A of title II of the Violent Crime Control and Law
Enforcement Act of 1994, an applicant shall provide
assurances to the Attorney General that if selected to
receive funds under such subtitle the applicant shall not
contract with a private contractor or vendor to provide core
correctional services related to the transportation or the
incarceration of an inmate.
(b) Effective Date.--Subsection (a) shall apply to grant
funds received after the date of enactment of this Act.
(c) Effect on Existing Contracts.--
(1) In general.--Except as provided in paragraph (2),
subsection (a) shall not apply to a contract in effect on the
date of the enactment of this Act between a grantee and a
private contractor or vendor to provide core correctional
services related to correctional facilities or the
incarceration of inmates.
(2) Renewals and extensions.--Subsection (a) shall apply to
renewals or extensions of an existing contract entered into
after the date of the enactment of this Act.
(d) Definition.--For purposes of this section, the term
``core correctional service'' means the safeguarding,
protecting, and disciplining of persons charged or convicted
of an offense.
SEC. 4. ENHANCING PUBLIC SAFETY AND SECURITY IN THE DUTIES OF
THE BUREAU OF PRISONS.
Section 4042(a) of title 18, United States Code, is
amended--
(1) by redesignating paragraph (5) as paragraph (7);
(2) by striking ``and'' at the end of paragraph (4); and
(3) by inserting after paragraph (4) the following:
``(5) provide that any penal or correctional facility or
institution except for nonprofit community correctional
confinement, such as halfway houses, confining any person
convicted of offenses against the United States, shall be
under the direction of the Director of the Bureau of Prisons
and shall be managed and maintained by employees of Federal,
State, or local governments;
``(6) provide that the transportation, housing,
safeguarding, protection, and disciplining of any person
charged with or convicted of any offense against the United
States, except such persons in community correctional
confinement such as halfway houses, will be conducted and
carried out by individuals who are employees of Federal,
State, or local governments; and''.
______
By Mr. McCAIN (for himself, Mr. Kerry, Mr. Abraham, and Mrs.
Boxer):
S. 2928. A bill to protect the privacy of consumers who use the
Internet; to the Committee on Commerce, Science, and Transportation.
the consumer internet privacy enhancement act
Mr. McCAIN. Mr. President, I am pleased to join my colleagues from
Massachusetts, Michigan, and California to introduce the Consumer
Internet Privacy Enhancement Act. The purpose of this legislation is
simple. We want to ensure that commercial websites inform consumers
about how their personal information is treated, and give consumers
meaningful choices about the use of that information. While the purpose
of this legislation is simple, the task my colleagues and I are seeking
to accomplish is complex and difficult.
The Internet is a tremendous medium spurring the world's economy and
allowing people to communicate in ways that were unimaginable a few
short years ago. The Internet revolution is transforming our lives and
our economy at an incredible pace. Like any other technological
revolution it promises great opportunities and, it presents new
concerns and fears.
Chief among those concerns is the ability of the Internet to further
erode individual privacy. Since the beginning of commerce, business has
sought to learn more about consumers. The ability of the internet to
aid business in the collection, storage, transfer, and analysis of
information about a consumer's habits is unprecedented. While this
technology can allow business to better target goods and services, it
also has increased consumer fears about the collection and use of
personally identifiable information.
Since 1998, the Federal Trade Commission has examined this issue in a
series of reports to Congress. The FTC and privacy organizations formed
by industry identified ``four fair information practices'' which should
be utilized by websites that collect personally identifiable
information. In simple terms, these practices are notice of what
information is collected and how it is used; choice as to how that
information is used; access by the user to information collected about
them; and appropriate measures to ensure the security of the
information.
Over the last three years industry has worked diligently to develop
and implement privacy policies utilizing the four fair information
practices. While industry has made progress in providing consumers with
some form of notice of their information practices, there is much work
to be done to improve the depth and clarity of privacy policies.
The legislation we introduce today should not be viewed as a failure
on the part of industry to address privacy. Instead industry's efforts
over the past few years have driven the development of standards which
serve as the model for this legislation. Our objective is to provide
for enforceable standards to ensure that all websites provide consumers
with clear and conspicuous notice and meaningful choices about how
their information is used.
Currently, some websites have privacy policies that are confusing and
make it difficult for consumers to restrict the use of information.
During a recent hearing before the Senate Commerce Committee, the
Chairman of the Federal Trade Commission--a former dean of Georgetown
Law School--expressed his own difficulties in understanding some
privacy policies.
Privacy is harmed not enhanced when consumers are lost in a fog of
legalese. Some current privacy policies confuse and contradict rather
than provide clear and conspicuous notice of a consumer's rights.
The bill my colleagues and I introduce today attempts to end some of
this confusion by providing for enforceable standards that will both
protect consumers and allow for the continued growth of e-commerce.
Specifically, the bill would require websites to provide clear and
conspicuous notice of their information practices. It also requires
websites to provide consumers with an easy method to limit the use and
disclosure of information.
The provisions of the bill are enforceable by the FTC. States
Attorneys General could also bring suits in federal court under the Act
using a mechanism similar to the Telemarketing Sales Rule. We also
propose a civil penalty of $22,000 per violation with a maximum fine of
$500,000. Currently, the FTC can only seek civil penalties if an
individual or business is under an order for past behavior.
The legislation also preempts state law to ensure that the law
governing the collection of personally identifiable information is
uniform. Finally, the bill would direct the National Academy of
Sciences to conduct a study of privacy to examine the collection of
personal information in the offline-world as well as methods to provide
consumers with access to information collected by them.
Despite our best efforts I recognize this bill does not address all
of the
[[Page S7669]]
issues affecting online privacy. As I said earlier, this is a complex
and difficult issue. Other related concerns that should be addressed
will continue to arise as we consider this measure. For example, the
sale of data during bankruptcy, the use of software also known as
spyware that can transfer personal information while online without the
user's consent or knowledge, and the government's use and dissemination
of personally identifiable information online.
Additionally, other new ways to help resolve the issue of online
privacy will also arise as we consider this measure. These include the
deployment of technology that will enable consumers to protect their
privacy is one issue we should expect to address. Another issue is the
use of verifiable assessment procedures to ensure that websites are
following their posted privacy policies.
The discovery of new issues and new solutions as we move through this
process will serve to highlight the difficulty and complexity of
dealing with this issue. It is not my intention to rush to judgment on
these matters. Instead, I firmly believe the best way to protect
consumers and provide for the continued growth of e-commerce is to give
privacy careful and thoughtful deliberation before we act.
Mr. President, it is clear that businesses should inform consumers in
a clear and conspicuous manner about how they treat personal
information and give consumers meaningful choices as to how that
information is used. While some of us may disagree on the manner in
which we meet this goal, we all agree that it must be done. I look
forward to working with my colleagues and addressing their concerns as
we move through the legislative process.
Mr. President, I ask unanimous consent to print the full text of the
bill in the Record.
There being no objection, the bill was ordered to be printed in the
Record, as follows:
S. 2928
Be it enacted by the Senate and House of Representatives of
the United States of America in Congress assembled,
SECTION 1. SHORT TITLE.
This Act may be cited as the ``Consumer Internet Privacy
Enhancement Act''.
SEC. 2. COLLECTION OF PERSONALLY IDENTIFIABLE INFORMATION.
(a) In General.--It is unlawful for a commercial website
operator to collect personally identifiable information
online from a user of that website unless the operator
provides--
(1) notice to the user on the website in accordance with
the requirements of subsection (b); and
(2) an opportunity to that user to limit the use for
marketing purposes, or disclosure to third parties of
personally identifiable information collected that is--
(A) not related to provision of the products or services
provided by the website; or
(B) not required to be disclosed by law.
(b) Notice.--
(1) In general.--For purposes of subsection (a), notice
consists of a statement that informs a user of a website of
the following:
(A) The identity of the operator of the website and of any
third party the operator knowingly permits to collect
personally identifiable information from users through the
website, including the provision of an electronic means of
going to a website operated by any such third party.
(B) A list of the types of personally identifiable
information that may be collected online by the operator and
the categories of information the operator may collect in
connection with the user's visit to the website.
(C) A description of how the operator uses such
information, including a statement as to whether the
information may be sold, distributed, disclosed, or otherwise
made available to third parties for marketing purposes.
(D) A description of the categories of potential recipients
of any such personally identifiable information.
(E) Whether the user is required to provide personally
identifiable information in order to use the website and any
other consequences of failure to provide that information.
(F) A general description of what steps the operator takes
to protect the security of personally identifiable
information collected online by that operator.
(G) A description of the means by which a user may elect
not to have the user's personally identifiable information
used by the operator for marketing purposes or sold,
distributed, disclosed, or otherwise made available to a
third party, except for--
(i) information related to the provision of the product or
service provided by the website; or
(ii) information required to be disclosed by law.
(H) The address or telephone number at which the user may
contact the website operator about its information practices
and also an electronic means of contacting the operator.
(2) Form of notice.--The notice required by subsection (a)
shall be clear, conspicuous, and easily understood.
(3) Opportunity to limit disclosure.--The opportunity
provided to users to limit use and disclosure of personally
identifiable information shall be easy to use, easily
accessible, and shall be available online.
(c) Inconsistent State Law.--No State or local government
may impose any liability for commercial activities or actions
by a commercial website operator in interstate or foreign
commerce in connection with an activity or action described
in this Act that is inconsistent with, or more restrictive
than, the treatment of that activity or action under this
section.
(d) Safe Harbor.--A commercial website operator may not be
held to have violated any provision of this Act if it
complies with self-regulatory guidelines that--
(1) are issued by seal programs or representatives of the
marketing or online industries or by any other person; and
(2) are approved by the Commission as containing all the
requirements set forth in subsection (b).
SEC. 3. ENFORCEMENT.
(a) In General.--The violation of section 2(a) or (b) shall
be treated as a violation of a rule defining an unfair or
deceptive act or practice in or affecting commerce proscribed
by section 18(a)(1)(B) of the Federal Trade Commission Act
(15 U.S.C. 57(a)(1)(B)).
(b) Enforcement by Certain Other Agencies.-- Compliance
with section 2(a) or (b) shall be enforced under--
(1) section 8 of the Federal Deposit Insurance Act (12
U.S.C. 1818), in the case of--
(A) national banks, and Federal branches and Federal
agencies of foreign banks, by the Office of the Comptroller
of the Currency;
(B) member banks of the Federal Reserve System (other than
national banks), branches and agencies of foreign banks
(other than Federal branches, Federal agencies, and insured
State branches of foreign banks), commercial lending
companies owned or controlled by foreign banks, and
organizations operating under section 25 or 25(a) of the
Federal Reserve Act (12 U.S.C. 601 et seq. and 611 et seq.),
by the Board; and
(C) banks insured by the Federal Deposit Insurance
Corporation (other than members of the Federal Reserve
System) and insured State branches of foreign banks, by the
Board of Directors of the Federal Deposit Insurance
Corporation;
(2) section 8 of the Federal Deposit Insurance Act (12
U.S.C. 1818), by the Director of the Office of Thrift
Supervision, in the case of a savings association the
deposits of which are insured by the Federal Deposit
Insurance Corporation;
(3) the Federal Credit Union Act (12 U.S.C. 1751 et seq.)
by the National Credit Union Administration Board with
respect to any Federal credit union;
(4) part A of subtitle VII of title 49, United States Code,
by the Secretary of Transportation with respect to any air
carrier or foreign air carrier subject to that part;
(5) the Packers and Stockyards Act, 1921 (7 U.S.C. 181 et
seq.) (except as provided in section 406 of that Act (7
U.S.C. 226, 227)), by the Secretary of Agriculture with
respect to any activities subject to that Act; and
(6) the Farm Credit Act of 1971 (12 U.S.C. 2001 et seq.) by
the Farm Credit Administration with respect to any Federal
land bank, Federal land bank association, Federal
intermediate credit bank, or production credit association.
(c) Exercise of Certain Powers.--For the purpose of the
exercise by any agency referred to in subsection (b) of its
powers under any Act referred to in that subsection, a
violation of section 2(a) or (b) is deemed to be a violation
of a requirement imposed under that Act. In addition to its
powers under any provision of law specifically referred to in
subsection (b), each of the agencies referred to in that
subsection may exercise, for the purpose of enforcing
compliance with any requirement imposed under section 2(a) or
(b), any other authority conferred on it by law.
(d) Actions by the Commission.--The Commission shall
prevent any person from violating section 2(a) or (b) in the
same manner, by the same means, and with the same
jurisdiction, powers, and duties as though all applicable
terms and provisions of the Federal Trade Commission Act (15
U.S.C. 41 et seq.) were incorporated into and made a part of
this Act. Any entity that violates any provision of that
title is subject to the penalties and entitled to the
privileges and immunities provided in the Federal Trade
Commission Act in the same manner, by the same means, and
with the same jurisdiction, power, and duties as though all
applicable terms and provisions of the Federal Trade
Commission Act were incorporated into and made a part of that
title.
(e) Relationship to Other Laws.--
(1) Commission authority.--Nothing contained in this Act
shall be construed to limit the authority of the Commission
under any other provision of law.
(2) Communications act.--Nothing in section 2(a) or (b)
requires an operator of a website to take any action that is
inconsistent with the requirements of section 222 or 631 of
the Communications Act of 1934 (47 U.S.C. 222 or 551,
respectively).
(3) Other acts.--Nothing in this Act is intended to affect
any provision of, or any amendment made by--
(A) the Children's Online Privacy Protection Act of 1998;
[[Page S7670]]
(B) the Gramm-Leach-Bliley Act; or
(C) the Health Insurance Portability and Accountability Act
of 1996.
(f) Civil Penalty.--In addition to any other penalty
applicable to a violation of section 2(a), there is hereby
imposed a civil penalty of $22,000 for each such violation.
In the event of a continuing violation, each day on which the
violation continues shall be considered as a separate
violation for purposes of this subsection. The maximum
penalty under this subsection for a related series of
violations is $500,000. For purposes of this subsection, the
violation of an order issued by the Commission under this Act
shall not be considered to be a violation of section 2(a) of
this Act.
SEC. 4. ACTIONS BY STATES.
(a) In General.--
(1) Civil actions.--In any case in which the attorney
general of a State has reason to believe that an interest of
the residents of that State has been or is threatened or
adversely affected by the engagement of any person in a
practice that violates section 2(a) or (b), the State, as
parens patriae, may bring a civil action on behalf of the
residents of the State in a district court of the United
States of appropriate jurisdiction to--
(A) enjoin that practice;
(B) obtain damage, restitution, or other compensation on
behalf of residents of the State; or
(C) obtain such other relief as the court may consider to
be appropriate.
(2) Notice.--
(A) In general.--Before filing an action under paragraph
(1), the attorney general of the State involved shall provide
to the Commission--
(i) written notice of that action; and
(ii) a copy of the complaint for that action.
(B) Exemption.--
(i) In general.--Subparagraph (A) shall not apply with
respect to the filing of an action by an attorney general of
a State under this subsection, if the attorney general
determines that it is not feasible to provide the notice
described in that subparagraph before the filing of the
action.
(ii) Notification.--In an action described in clause (i),
the attorney general of a State shall provide notice and a
copy of the complaint to the Commission at the same time as
the attorney general files the action.
(b) Intervention.--
(1) In general.--On receiving notice under subsection
(a)(2), the Commission shall have the right to intervene in
the action that is the subject of the notice.
(2) Effect of intervention.--If the Commission intervenes
in an action under subsection (a), it shall have the right--
(A) to be heard with respect to any matter that arises in
that action; and
(B) to file a petition for appeal.
(3) Amicus curiae.--Upon application to the court, a person
whose self-regulatory guidelines have been approved by the
Commission and are relied upon as a defense by any defendant
to a proceeding under this section may file amicus curiae in
that proceeding.
(c) Construction.--For purposes of bringing any civil
action under subsection (a), nothing in this Act shall be
construed to prevent an attorney general of a State from
exercising the powers conferred on the attorney general by
the laws of that State to--
(1) conduct investigations;
(2) administer oaths or affirmations; or
(3) compel the attendance of witnesses or the production of
documentary and other evidence.
(d) Actions by the Commission.--In any case in which an
action is instituted by or on behalf of the Commission for
violation of section 2(a) or (b) no State may, during the
pendency of that action, institute an action under subsection
(a) against any defendant named in the complaint in that
action for violation of that rule.
(e) Venue; Service of Process.--
(1) Venue.--Any action brought under subsection (a) may be
brought in the district court of the United States that meets
applicable requirements relating to venue under section 1391
of title 28, United States Code.
(2) Service of process.--In an action brought under
subsection (a), process may be served in any district in
which the defendant--
(A) is an inhabitant; or
(B) may be found.
SEC. 5. STUDY OF ONLINE PRIVACY.
(a) In General.--Within 90 days after the date of enactment
of this Act, the Commission shall execute a contract with the
National Research Council of the National Academy of Sciences
for a study of privacy that will examine causes for concern
about privacy in the information age and tools and strategies
for responding to those concerns.
(b) Scope.--The study required by subsection (a) shall--
(1) survey the risks to, and benefits associated with the
use of, personal information associated with information
technology, including actual and potential issues related to
trends in technology;
(2) examine the costs and benefits involved in the
collection and use of personal information;
(3) examine the differences, if any, between the collection
and use of personal information by the online industry and
the collection and use of personal information by other
businesses;
(4) examine the costs, risks, and benefits of providing
consumer access to information collected online, and examine
approaches to providing such access;
(5) examine the security of personal information collected
online;
(6) examine such other matters relating to the collection,
use, and protection of personal information online as the
Council and the Commission consider appropriate; and
(7) examine efforts being made by industry to provide
notice, choice, access, and security.
(c) Recommendations.--Within 12 months after the
Commission's request under subsection (a), the Council shall
complete the study and submit a report to the Congress,
including recommendations for private and public sector
actions including self-regulation, laws, regulations, or
special agreements.
(d) Agency Cooperation.--The head of each Federal
department or agency shall, at the request of the Commission
or the Council, cooperate as fully as possible with the
Council in its activities in carrying out the study.
(e) Funding.--The Commission is authorized to be obligate
not more than $1,000,000 to carry out this section from funds
appropriated to the Commission.
SEC. 6. DEFINITIONS.
In this Act:
(1) Commission.--The term ``Commission'' means the Federal
Trade Commission.
(2) Commercial website operator.--The term ``operator of a
commercial website''--
(A) means any person who operates a website located on the
Internet or an online service and who collects or maintains
personal information from or about the users of or visitors
to such website or online service, or on whose behalf such
information is collected or maintained, where such website or
online service is operated for commercial purposes, including
any person offering products or services for sale through
that website or online service, involving commerce--
(i) among the several States or with 1 or more foreign
nations;
(ii) in any territory of the United States or in the
District of Columbia, or between any such territory and--
(I) another such territory; or
(II) any State or foreign nation; or
(iii) between the District of Columbia and any State,
territory, or foreign nation; but
(B) does not include any nonprofit entity that would
otherwise be exempt from coverage under section 5 of the
Federal Trade Commission Act (15 U.S.C. 45).
(3) Collect.--The term ``collect'' means the gathering of
personally identifiable information about a user of an
Internet service, online service, or commercial website by or
on behalf of the provider or operator of that service or
website by any means, direct or indirect, active or passive,
including--
(A) an online request for such information by the provider
or operator, regardless of how the information is transmitted
to the provider or operator;
(B) the use of an online service to gather the information;
or
(C) tracking or use of any identifying code linked to a
user of such a service or website, including the use of
cookies.
(4) Internet.--The term ``Internet'' means collectively the
myriad of computer and telecommunications facilities,
including equipment and operating software, which comprise
the interconnected world-wide network of networks that employ
the Transmission Control Protocol/Internet Protocol, or any
predecessor or successor protocols to such protocol, to
communicate information of all kinds by wire or radio.
(5) Personally identifiable information.--The term
``personally identifiable information'' means individually
identifiable information about an individual collected
online, including--
(A) a first and last name, whether given at birth or
adoption, assumed, or legally changed;
(B) a home or other physical address including street name
and name of a city or town;
(C) an e-mail address;
(D) a telephone number;
(E) a Social Security number; or
(F) unique identifying information that an Internet service
provider or operator of a commercial website collects and
combines with any information described in the preceding
subparagraphs of this paragraph.
(6) Online.--The term ``online'' refers to any activity
regulated by this Act or by section 2710 of title 18, United
States Code, that is effected by active or passive use of an
Internet connection, regardless of the medium by or through
which that connection is established.
(7) Third party.--The term ``third party'', when used in
reference to a commercial website operator, means any person
other than the operator.
Mr. KERRY. Mr. President, I am pleased to join Senators McCain, Boxer
and Abraham in announcing that today we will be introducing a bill that
takes a positive, balanced approach to the issue of Internet privacy.
There can be no doubt that consumers have a legitimate expectation of
privacy on the Internet. Our bill protects that interest. At the same
time, consumers want an Internet that is free. For that to happen, the
Internet, like television, must be supported by advertising. Our bill
will allow companies to continue to advertise, ensuring that we
[[Page S7671]]
don't have a subscription-based Internet, which would limit everyone's
online activities and contribute to a digital divide.
If we recognize that the economy of the Internet calls for
advertising, we must also recognize that it won't attract consumers if
they believe their privacy is being violated. Finding this fine balance
of permitting enough free flow of information to allow ads to work and
protecting consumers' privacy is going to be critical if the Internet
is going to reach its full potential. And I believe this bill strikes
the right balance.
I think all of the bill's cosponsors were hopeful that self-
regulation of Internet privacy would work. And I think self-regulation
still has an important role to play. But it seems that now it is up to
Congress to establish a floor for Internet privacy. I have no doubt
that many innovative high tech companies and advertisers will go beyond
the regulations for notice and choice we provide here. A number of
companies in my home state of Massachusetts already do, providing
consumers with anonymity when they go online. I applaud and encourage
those efforts and am certain that if Congress enacts this bill, they
will continue.
But technology and innovation won't address all the concerns people
have about Internet privacy. Congress has the responsibility to ensure
that core privacy principles are the norm throughout the online world.
We need to respond to the consumers who don't shop on the Internet
because they are concerned about their privacy. This is necessary not
only for the sake of the consumers, but for every online business that
wants to grow and attract customers.
The bill that we are introducing today will encourage those skeptical
consumers to go online. This legislation will require Web sites to
clearly and conspicuously disclose their privacy policies. People
deserve to know what information may be collected and how it may be
used so that they can make an informed decision before they navigate
around or shop on a particular Web site. They shouldn't have to click
five times and need to translate legalese before they know what a site
will do with their personal information. Requiring disclosure has the
added benefit of providing the FTC with an enforcement mechanism. If a
Web site fails to comply with its posted disclosure policy, the FTC can
bring an action against it for unfair or deceptive acts. This is the
bare minimum of what I believe consumers deserve and expect, and I
don't think this would have any unintended or negative consequences on
e-commerce.
In addition, this bill addresses the core principle of choice by
requiring Web sites to offer consumers an easy to use method to prevent
Web sites from using personally identifiable information for marketing
purposes and to prevent them from selling that information to third
parties. This bill empowers consumers and lets them make informed
decisions that are right for them.
By ensuring consumers have the right to full disclosure and the right
to not have their personally identifiable information sold or
disclosed, this bill addresses the most fundamental concerns many
people have about online privacy. But I believe there are still a
number of important questions that we need to answer. The first is
whether there is a difference between privacy in the offline and online
worlds.
Most of us hardly think about it when we go to the supermarket, but
when Safeway or Giant scans my discount card or my credit card, it has
a record of exactly who I am and what I bought. Should my preferences
at the supermarket be any more or less protected than the choices I
make online?
Likewise, catalog companies compile and use offline information to
make marketing decisions. These companies rent lists compiled by list
brokers. The list brokers obtain marketing data and names from the
public domain and governments, credit bureaus, financial institutions,
credit card companies, retail establishments, and other catalogers and
mass mailers.
On the other hand, when I go to the shopping mall and look at five
different sweaters but don't buy any of them, no one has a record of
that. If I do the same thing online, technology can record how long I
linger over an item, even if I don't buy it. Likewise, I can pick up
any book in a book store and pay in cash and no one will ever know my
reading preferences. That type of anonymity can be completely lost
online.
This bill requires the National Research Council to study the issue
of online versus offline privacy, and make a recommendation if there is
a need for additional legislation in either area.
Likewise, this bill requires the Council to study the issue of
access. While there is general agreement that consumers should have
access to information they provided to a Web site, we still don't know
whether it's necessary or proper for consumers to have access to all of
the information gathered about an individual. Should consumers have
access to click-stream data or so-called derived data by which a
company uses compiled information to make a marketing decision about
the consumer? And if we decide consumers need some access to this type
of information, is it technology feasible? Will there be unforeseen or
unintended consequences such as an increased risk of security breaches?
Will there be less, rather than more privacy due to the necessary
coupling of names and data? I don't we are ready to regulate until we
have some consensus on this issue.
Finally, it is important to add that this bill in no way limits what
Congress has done or hopefully will do with respect to a person's
health or financial information. When sensitive information is
collected, it is even more important that stringent privacy protections
are in place. I have supported a number of legislative efforts that
would go far to protect this type of information.
Mr. ABRAHAM. Mr. President, today I rise to join with the Senator
from Arizona, the Senator from Massachusetts, and the Senator from
California in introducing the Consumer Privacy Enhancement Act. This
legislation will provide Americans with some basic--but critically
important--protections for their personal information when they are
online.
Privacy has always been a very serious issue to American citizens. It
is a concept enshrined in our Bill of Rights. As persons from all walks
of life become increasingly reliant on computers and the Internet to
perform everyday tasks, it is incumbent upon policymakers to ensure
that adequate privacy protections exist for consumers. We must ensure
that our laws evolve along with technology and continue to provide
effective privacy protection for consumers surfing the World Wide Web
and using the Internet for commercial activities.
The American people are letting it be known that they have mounting
concerns about their vulnerability in this digital age. They are very
concerned about the advent of this new high-tech era we've entered and
the new threats it potentially poses to our personal privacy. And I
believe there is a consensus building in Congress to begin to tackle
the question of ensuring adequate privacy protections for individuals
using the Internet.
Whether we can find a similar consensus on a particular legislative
proposal remains to be seen. However, I think it is imperative that we
begin to address this topic now and not simply wait until Congress
reconvenes next year before we take the issue up. So I have joined my
colleagues here in introducing legislation that I think accomplishes
several important objectives.
The most important provision, I believe, is its most elemental
concept: We require that before consumers are asked to provide personal
information about themselves, they must be given an opportunity to
review the website's privacy policy in order to learn how their
information will be utilized. While many websites have privacy
policies, including the vast majority of those websites receiving the
most traffic, there are still many websites out there that do not offer
privacy policies or adequate protections for consumers.
In addition, many of the privacy policies that do exist are very
lengthy and often quite confusing to consumers. There are pages and
pages of ambiguous legalese and often seemingly contradictory claims
about how protected your information truly is. So our bill also calls
on the Federal Trade Commission to ensure that privacy policies
[[Page S7672]]
are ``clear, conspicuous, and easily understood,'' and that any consent
mechanisms shall be ``easy to use, easily accessible, and shall be
available online.''
Finally, this legislation recognizes the importance of allowing the
Internet industry to continue to promote greater self-regulation and to
develop new technology means for to continue to evolve and to help us
address legitimate consumer privacy concerns. There have been several
initiatives undertaken by industry leaders to get websites to develop
and post privacy policies and to give consumers the option of when to
provide information and for what uses. This legislation is designed to
allow such efforts to continue and to provide for technological
advances in the area of privacy to benefit consumers. For instance,
Ford and other companies have been participating in the Privacy
Leadership Initiative whereby companies engaged online are working to
establish industry guidelines and protocols for protecting consumers
privacy. Nothing we do here today should inhibit such industry efforts.
So with those critical features addressed, I believe the legislation
we introduce today will be an important stepping stone along the path
of ensuring that Americans can be confident of having their personal
information will be protected when they go online.
I urge my colleagues to review this legislation and to support our
efforts to protect consumers against unwarranted intrusions into their
personal privacy when they are using their computers and surfing the
Internet.
I yield the floor.
______
By Mrs. FEINSTEIN (for herself, Mr. Hollings, and Mr. Inouye):
S. 2929. A bill to establish a demonstration project to increase
teacher salaries and employee benefits for teachers who enter into
contracts with local educational agencies to serve as master teachers;
to the Committee on Health, Education, Labor, and Pensions.
master teacher legislation
Mrs. FEINSTEIN. Mr. President, today Senators Hollings, Inouye, and I
are introducing a bill to create a demonstration grant program to help
school districts create master teacher positions.
Our bill authorizes $50 million for a five-year demonstration program
under which the Secretary of Education would award competitive grants
to school districts to create master teacher positions. Federal funds
would be equally matched by states and local governments so that $100
million total would be available. Under the bill, 5,000 master teacher
positions could be created, or 100 per State, if each master teacher
were paid $20,000 on top of the current average teacher's salary.
As defined in this amendment, a master teacher is one who is
credentialed; has a least five years of teaching experience; is judged
to be an excellent teacher by administrators and teachers who are
knowledgeable about the individual's performance; and is currently
teaching; and enters into a contract and agrees to serve at least five
more years.
The master teacher would help other teachers to improve instruction,
strengthen other teachers' skills, mentor lesser experienced teachers,
develop curriculum, and provide other professional development.
The intent of this bill is for districts to pay each master teacher
up to $20,000 on top of his or her regular salary. Nationally, the
average teacher salary is $40,582. In California, it is $44,585.
Elementary school principals receive $64,653 on average nationally and
$72,385 in California. The thrust of the master teacher concept in this
bill is to pay teachers a salary closer to that of an administrator to
keep good teachers in teaching.
The bill requires State and/or local districts to match federal funds
dollar for dollar. It requires the U.S. Department of Education to give
priority to school districts with a high proportion of economically
disadvantaged students and to ensure that grants are awarded to a wide
range of districts in terms of the size and location of the school
district, the ethnic and economic composition of students, and the
experience of the districts' teachers.
There are several reasons we need this bill.
new teachers need support
First, new teachers face overwhelming responsibilities and challenges
in their first year, but in the real world, they get little guidance.
When first-year teachers enter the classroom, there is typically little
help available to them, in a year that will have a profound impact on
the rest of their professional career. They are ``out there alone,''
virtually isolated in their classroom, thrown into an unfamiliar school
and classroom with a room full of new faces. By the current sink-or-
swim method, new teachers often find themselves ill equipped to deal
with the educational and disciplinary tasks of their first year.
In California, 23 percent of teachers in kindergarten through the
third grade are novices. Furthermore, we have 30,000 inexperienced
teachers on emergency credentials in California, over ten percent of
our teaching workforce.
A new teacher can get experienced guidance from a master teacher who
is paired with the new teacher. The master teacher can help plan
lessons, improve instructional methods, and deal with discipline
problems. ``If you're [a master teacher] teaching a class, then you can
say, `last week I handled a discipline problem this way.' It's much
more credible.'' said Carl O'Connell, a New York mentor teacher.
enhancing the teaching profession
Second, master teacher programs can bring more prestige to teaching
as a profession, by increasing the teacher's salary, by rewarding
experience, and by giving teachers opportunities to supervise others. A
master teacher designation is a way to recognize outstanding ability
and performance. A master teacher position can give teachers a
professional goal, a higher level to pursue. A 1996 report by the
National Commission for Teaching and America's Future said that
creating new career paths for teachers is one of the best ways to give
educators the respect they deserve and to ensure that proven teaching
methods spread quickly and broadly.
In one survey of teachers which asked which factors make teachers
stay in teaching, 79 percent of teachers said that respect for the
teaching profession is needed in order to retain qualified teachers.
Eighty percent said that formal mentoring programs for beginning
teachers is key (Scholastic/Chief State School Officers' Teacher Voices
Survey, 2000). Over 70 percent of teachers said that more planning time
with peers is needed to keep teachers in the classroom. This amendment
should help.
improving retention, reducing turnover
Because of the higher pay and enhanced prestige, a master teacher
program can help to recruit and retain teachers. Mentor systems provide
new teachers with a support network, someone to turn to. Studies
indicate higher retention rates among new teachers who participate in
mentoring programs. According to Yvonne Gold of California State
University-Long Beach, 25 percent of beginning teachers do not teach
more than two years and nearly 40 percent leave in the first five
years. In the Rochester, New York, system, the teacher retention rate
was nearly double the national average five years after establishing a
mentoring program.
As Jay Matthews wrote in the May 16 Washington Post, programs like
this ``can provide a large boost to the profession's image for a
relatively small amount of money.'' These programs can keep good
teachers in the classroom, instead of losing them to school
administration or industry. Larkspur, California, School Superintendent
Barbara Wilson says she is ``witnessing a steady exodus to dotcom and
other, more lucrative industries.'' (San Francisco Chronicle, March 26,
2000).
Higher salaries and prestige for master teachers could deter the
drain from the classrooms.
holding teachers accountable
Another reason for this amendment is that teacher mentoring programs
can make teacher performance more accountable. A master teacher can
help novice teachers improve their teaching and get better student
achievement. ``Teachers cannot be held accountable for knowledge based,
client-oriented decisions if they do not have access to knowledge, as
well as opportunities for consultation and evaluation of their work,''
said Adam Urbanski, President of the Rochester, New York, Teachers
[[Page S7673]]
Association. He went on: ``Unsatisfactory teacher performance often
stems from inadequate and incompetent supervision. Administrators often
lack the training and the resources to supervise teachers and improve
the performance of those who are in serious trouble.''
Good teachers are key to learning. Lower math test scores have been
correlated with the percentage of math teachers on emergency permits
and higher math test scores were linked both to the teachers'
qualifications and to their years of teaching experience, according to
``Professional Development for Teachers, 2000.''
california would benefit
This bill could be very helpful in California where one-fifth of our
teachers will leave the profession in three years, according to an
article in the February 9, 2000, Los Angeles Times.
California will need 300,000 new teachers by 2010. ``More students to
teach, smaller classes, teachers leaving or retiring means that
California school districts are now having to hire a record 26,000 new
teachers each year,'' says the report, ``Teaching and California's
Future, 2000.'' California's enrollment is growing at three times the
national rate. With these kinds of demands, understaffing often leads
to under qualified and new teachers entering the classroom. We have to
do all we can to attract and retain good teachers.
examples of master teacher programs
California has instituted several programs along these lines.
California has a program to help beginning teachers. It has grown from
$5 million (supporting 1,100 new teachers in 1992) to nearly $72
million (serving 23,000 new teachers in 1999-2000). But even with this
increase, the program still does not serve all new teachers,''
according to the report, Teaching and California's Future, 2000.
The Rochester City, New York, school system has a Peer Assistance and
Review Program, begun by the schools and the Rochester Teacher
Association. The Rochester program is working. ``The evaluation is
absolutely spectacular. The program has been a terrific success. It has
been deemed a success by mentors, by the panel, by the district, by the
union, and, most importantly, by the interns themselves,'' reported the
newspaper, New York Teacher.
Delaware provides mentors for beginning teachers. ``Not only are
beginning teachers receiving the support they need, but the mentoring
program is also developing networks among teachers within districts and
across the state, and the mentors have `a new enthusiasm' for
teaching,'' as reported in ``Promising Practices'' in 1998.
Columbus, Ohio, schools instituted a Peer Assessment and Review
program similar to Rochester's. It has two components: the intern
program for all newly hired teachers and the intervention program for
teachers who are having difficulties in the classroom teaching.
According to the State Education Agency, ``the district has a lower
rate of attrition than similar districts because of PAR.'' (Promising
Practices, 1998).
The funds provided in this bill can supplement and expand existing
State programs and help other States start new programs.
students are the winners
The true beneficiaries of master teacher programs are the students
and that is, or course, our fundamental goal. As stated in Rochester's
teaching manual, the goal is ``to improve student outcomes by
developing and maintaining the highest quality of teaching, providing
teachers with career options that do not require them to leave teaching
to assume additional responsibilities and leadership roles.''
I believe this bill can begin to provide teachers the real
professional support they need, can attract and retain teachers and can
bring to the profession the prestige it deserves.
I urge my colleagues to join us in support of this bill.
______
By Mr. MURKOWSKI:
S. 2931. A bill to make improvements to the Arctic Research and
Policy Act of 1984; to the Committee on Government Affairs.
improvements to the arctic research and policy act of 1984
Mr. MURKOWSKI. Mr. President, today I rise to introduce legislation
to improve the operation of the Arctic Research and Policy Act. We have
about 15 years of experience with this Act, and the time has come to
make some modifications to reflect the experience we have gained over
that time.
The most important feature of this bill is contained in Section 4.
This section authorizes the Arctic Research Commission, a Presidential
Commission, to make grants for scientific research. Currently, the
Commission can make recommendations and set priorities, but it cannot
make grants. Our experience with the Act and the Commission has shown
us that research needs that do not fit neatly in a single agency do not
get funded, even if they are compelling priorities.
One example is a proposed Arctic contamination initiative that was
developed a few years ago after we discovered that pollutants from the
Former Soviet Union--including radionuclides, heavy metals and
persistent organic pollutants--were working their way into the Arctic
environment. It became clear that the job of monitoring and evaluating
the threat was too big for any single agency. The Interior Department,
given its vast land management responsibilities in Alaska, was
interested. The Commerce Department, given the jurisdiction over
fisheries issues, was interested. The Department of Health and Human
Services, given its concern about the health of Alaska's indigenous
peoples, was interested. The only agency that didn't seem interested in
the problem, strangely enough, was the EPA, which at the time was in
the process of dismantling its Arctic Contaminants program.
Unfortunately, because the job was too big for any single agency, it
was difficult to get the level of interagency cooperation necessary for
a coordinated program. Moreover, agencies were unwilling to make a
significant budgetary commitment to a program that wasn't under their
exclusive control. If the Arctic Research Commission, which recognized
the need, had some funding of its own to leverage agency participation
and help to coordinate the effort, we would know far more about the
Arctic contaminants problem than we do today.
Another example is the compelling need to understand the Bering Sea
ecosystem. Over the past 20 years we have seen significant shifts in
some of the populations comprising this ecosystem. King crab
populations have declined sharply. Pollock populations have increased
sharply. Steller sea lion populations have declined as have many types
of sea birds. Scientists cannot tell us whether these population shifts
are due to abiotic factors such as climate change, biotic factors such
as predator-prey relationships, or some combination of both. Because
the nation depends on this area for a significant portion of all its
seafood, this is not an issue without stakeholders. Despite the chorus
of interests and federal agencies that have said research is needed, a
coordinated effort has not yet occurred. If the Arctic Research
Commission, which recognized this need early on, had some funding of
its own to leverage agency participation and help to coordinate the
effort, we would know far more about the Bering Sea ecosystem than we
do today.
This bill also makes a number of other minor changes in the Act:
Section 2 allows the Chairperson of the Commission to receive
compensation for up to 120 days per year rather than the 90 days per
year currently allowed by the Act. The Chairperson has a major role to
play in interacting with the Legislative and Executive branches of the
government, representing the Commission to non-governmental
organizations, in interacting with the State of Alaska, and serving in
international fora. In the past, chairpersons have been unable to fully
discharge their responsibilities in the 90 day limit specified in the
Act.
Section 3 authorizes the Commission to award an annual award not to
exceed $1,000 to recognize either outstanding research or outstanding
efforts in support of research in the Arctic. The ability to give
modest awards will bring recognition to outstanding efforts in Arctic
Research which, in turn, will help to stimulate research in the Arctic
region. This section also specifies that a current or former Commission
member is not eligible to receive the award.
[[Page S7674]]
Section 5 authorizes official representative and reception
activities. Because the Commission is not authorized to use fund for
these kinds of activities, the Commission has experienced embarrassment
when they were unable to reciprocate after their foreign counterparts
hosted a reception or lunch on their behalf. Under this provision, the
Commission may spend not more than two tenths of one percent of its
budget for representation and reception activities in each fiscal year.
Mr. President, the Arctic Research and Policy Act and the Arctic
Research Commission has worked well over the past 15 years. It can work
even better with these modest changes. I look forward to working with
my colleagues to enact this bill as soon as possible.
______
By Mr. NICKLES:
S. 2933. A bill to amend provisions of the Energy Policy Act of 1992
relating to remedial action of uranium and thorium processing sites; to
the Committee on Energy and Natural Resources.
to amend provisions of the energy policy act of 1992
Mr. NICKLES. Mr. President, I rise today to introduce a bill to amend
provisions of the Energy Policy Act of 1992 relating to remedial action
of active uranium and thorium processing sites. On October 24, 1992,
President Bush signed the National Energy Policy Act of 1992 (EPACT)
into law. Title X of EPACT authorized the Department of Energy to
reimburse uranium and thorium processing licensees for the portion of
the costs incurred in the remediation of mill tailings, groundwater and
other by-product material generated as a result of sales to the federal
government pursuant to the Atomic Energy Commission's procurement
program.
The Title X reimbursement program has worked very well. The licensees
have completed much of the surface reclamation at the Title X sites.
However, increasingly stringent remediation standards and groundwater
decontamination programs have significantly increased the cost and time
necessary to complete remediation at many sites. Under current law, in
order for a licensee to be eligible to recover the federal share of
remediation costs incurred subsequent to December 31, 2002, the
licensee must describe and quantify all costs expected to be incurred
throughout the remainder of the site's cleanup in a plan for subsequent
remedial action. This plan must be submitted to the Department of
Energy before December 31, 2001 and approved prior to December 31,
2002.
This bill would amend Title X to extend the date, from 2002 to 2007,
through which licensees can submit claims for reimbursement under the
procedures now in place and extend the date until December 31, 2007
that licensees must submit their plans for subsequent remedial action
to the Department of Energy. This legislation does not seek any
increase in the existing authorization. It merely provides the time
necessary to prepare the plans on a more informed basis and avoid the
unintended hardship which would likely result from the 2002 deadline.
Mr. President, I ask unanimous consent that the bill be printed in
the Record.
There being no objection, the bill was ordered to be printed in the
Record, as follows:
S. 2933
Be it enacted by the Senate and House of Representatives of
the United States of America in Congress assembled,
SECTION 1. REMEDIAL ACTION AT ACTIVE URANIUM AND THORIUM
PROCESSING SITES.
Section 1001(b) of the Energy Policy Act of 1992 (42 U.S.C.
2296a(b)) is amended--
(1) in paragraph (1)(B)--
(A) in clause (i), by striking ``2002'' and inserting
``2007''; and
(B) in clause (ii), by striking ``placed in escrow not
later than December 31, 2002,'' and inserting ``incurred by a
licensee after December 31, 2007,''; and
(2) in paragraph (2)(E)(i), by striking ``July 31, 2005''
and inserting ``December 31, 2008''.
______
By Mr. TORRICELLI:
S. 2934. A bill to provide for the assessment of an increased civil
penalty in a case in which a person or entity that is the subject of a
civil environmental enforcement action has previously violated an
environmental law or in a case in which a violation of an environmental
law results in a catastrophic event; to the Committee on Environment
and Public Works.
the zero tolerance for repeat polluters act of 2000
Mr. TORRICELLI. Mr. President, I rise today to draw attention to the
increased number of environmental enforcement actions brought against
repeat violators in the United States.
In 1970, many of America's rivers and lakes were dying, our city
skylines were disappearing behind a shroud of smog, and toxic waste
threatened countless communities. Today, after a generation of
environmental safeguards, our rivers and lakes are becoming safe for
fishing and swimming again. Millions more Americans enjoy clean air and
safe drinking water, and many of our worst toxic dumps have been
cleaned. Yet more remains to be done before we can truly say our
environment is a healthy environment.
Indeed, in 1997 alone, over 11,000 environmental enforcement actions
had to be taken at the State and Federal levels. Sadly, it is also
becoming much more common for the defendants in these actions to be
repeat violators. For instance, in 1994, a chemical company in New
Jersey was fined $6,000 for environmental violations. Just four years
later, the same chemical company was again cited for an environmental
crime--releasing cresol into the air. Unfortunately, this time 53
children and 5 adults had to be hospitalized and the EPA had to
evacuate the local community.
Incidents such as this are becoming all too common. Under current
law, the penalties for repeat environmental violators, or parties
responsible for environmental catastrophes resulting in serious injury,
are too low. Indeed, paltry fines are insufficient deterrents for large
corporations or parties that repeatedly commit environmental crimes.
Between 1994 and 1998, New Jersey had 774 repeat violators--more than
any other State in the nation. This lack of deterrence has serious
repercussions for the environment and public health.
To provide a real safeguard against these repeat violators, today I
will introduce the ``Zero Tolerance for Repeat Polluters Act of 2000.''
This legislation will create stiffer penalties for repeat violators of
environmental safeguards and provides penalties that will more
accurately reflect the costs to public health and the environment of
catastrophic events. The bill also gives the EPA emergency order and
civil action authority to address imminent and substantial
endangerments of health and environment and creates a new EPA trust
fund into which recovered funds can be used to address other
significant threats.
Repeat environmental polluters that negligently endanger the public
with their actions or inaction will not be tolerated. No individual or
business should be able to endanger the public's health and safety with
only the threat of a slap on the wrist hanging over them. The ``Zero
Tolerance for Repeat Polluters Act of 2000'' goes a long way towards
ensuring that public health and the environment are truly protected for
future generations.
______
By Mr. GRAHAM (for himself, Mr. Grassley, Ms. Mikulski, Mr. Bayh,
Mr. Breaux, Ms. Collins, and Mr. Akaka):
S. 2935. A bill to amend the Employee Retirement Income Security Act
of 1974, the Internal Revenue Code of 1986, and the Public Health
Service Act to increase Americans' access to long term health care, and
for other purposes; to the Committee on Finance.
the omnibus long-term care act of 2000
Mr. GRAHAM. Mr. President, it is with great pleasure that I rise
today to introduce the Omnibus Long-term Care Act of 2000 with my
colleagues Senators Grassley, Mikulski, Bayh, Breaux, Collins, and
Akaka.
Americans in need of long-term care now face a fragmented and
inadequate system of state and federal programs. This is no longer
acceptable. Millions are struggling today to meet their long-term care
needs, and these numbers will grow dramatically as the country ages.
While Medicare reform is important, we will have accomplished little if
we address seniors' acute care needs, but then leave them to suffer in
poverty when they require long-term care.
I am pleased to introduce bipartisan legislation that demonstrates
the Senate's commitment to addressing this issue in a comprehensive
way. The Omnibus Long-term Care Act of 2000 will
[[Page S7675]]
help millions of seniors and their caregivers who are struggling in our
communities, while also encouraging all Americans to better plan for
their own retirements.
Many seniors move to Florida with plans of a comfortable retirement,
but all too often, these hopes are never realized. A stroke or
Alzheimer's Disease strikes and a family is quickly overwhelmed by
their long-term care costs and responsibilities. To complicate matters,
many spouses of disabled seniors are frail themselves, and so find it
increasingly difficult to meet the needs of their loved ones.
Caregiving is also a huge concern for the millions of Americans in
the sandwich generation, those who are caring both for their children
and their parents, while also balancing work obligations. Almost one-
third of all caregivers is juggling employment and caregiver
responsibilities, and of this group, two-thirds have conflicts that
require them to quit work, cut hours, or turn down promotions.
It is clear that too many Americans are now being forced to sacrifice
their health and their careers to care for their loved ones. To help,
this bill: provides the disabled or their caregivers with a $3,000
long-term care tax credit; implements the National Family Caregiver
Support Program, which will provide caregivers with information and
services to help them meet their responsibilities; increases Social
Services Block Grant funding for community-based long-term care
services; and ensures that seniors can return to their nursing home
after hospitalization.
This bill can also avert the long-term care crisis that will result
if we do nothing to prepare for the aging of the Baby Boomers. Millions
who are struggling to care for their parents today will soon need long-
term care themselves. Baby Boomers had a higher divorce rate and fewer
children than today's seniors, so they will not have the same support
network that today's retirees enjoy.
With more seniors needing more paid help in the future, costs will
skyrocket. According to the Congressional Budget Office, individual
out-of-pocket costs for long-term care could nearly double from $43
billion today to $82 billion in 2020, and government's costs could
increase from $73 billion to $125 billion in the same period. It is
clear that future retirees and the government cannot afford business as
usual.
We must ask all Americans to take more responsibility for their own
long-term care needs. To help bring this about, this bill: offers a tax
deduction for the premiums of long-term care insurance policies;
provides long-term care insurance to federal employees; authorizes a
national public information campaign to educate employers and employees
about the benefits of long-term care coverage; mandates a federal
survey to determine whether cities and counties are ``elder-ready;''
calls for studies to determine how best to meet Americans' future long-
term care needs; and includes a Sense of the Senate affirming the
body's commitment to ensuring seniors' physical, emotional, and
financial well-being in the new century.
The long-term care crisis we face demonstrates that we have neglected
this issue for far too long. But we must act now. The large number of
seniors and their caregivers who are suffering in our communities today
and the future needs of the Baby Boomers require it. A big problem
requires a big solution, and this bill helps protect seniors today and
in the future.
All of the cosponsors of this legislation have championed the need to
meet seniors' long-term care needs. The fact that we have all come
together in a bipartisan manner demonstrates that the Senate is
committed to addressing this issue in a meaningful way. I look forward
to working with my colleagues and the many organizations that support
this bill to make comprehensive long-term care reform a reality.
Ms. MIKULSKI. Mr. President I rise as a proud original cosponsor of
the Omnibus Long-Term Care Act of 2000. I am very pleased to join
Senators Graham, Grassley, Bayh, Collins, Breaux, and Akaka to
introduce this bipartisan legislation that provides a comprehensive
approach to the long-term care of our nation's citizens. I am committed
to finding long-term solutions to the long-term care problem in our
country.
I like this bill because it meets the day-to-day needs of Marylanders
and the long-range needs of our country. At least 5.8 million Americans
aged 65 and older currently need long-term care. While this legislation
has many important provisions, I would like to highlight three of its
features: the National Family Caregiver Support Program, long-term car
insurance for federal employees, and the ``return to home'' provision.
First, this bill would establish the National Family Caregiver
Support Program. I am proud to have sponsored and cosponsored this
legislation previously in this Congress. This program will provide
respite care, training, counseling, support services, information and
assistance to some of the millions of Americans who care for older
individuals and adult children with disabilities. In fact, eighty
percent of all long-term care services are provided by family and
friends. This program has strong bipartisan support, will get behind
our nation's families, and give help to those who practice self-help.
As Ranking Member of the Subcommittee on Aging, I am pleased to
report that last week the Health, Education, Labor, and Pensions
Committee unanimously approved a bipartisan bill to reauthorize the
Older Americans Act (OAA). This bill included the caregiver support
program which is strongly supported by the entire aging community. As I
work with Senators Jeffords, Kennedy, and DeWine and our colleagues in
the House to pass the OAA reauthorization in September, I want to
strongly urge fellow appropriators in the House and Senate to fund
these vital caregiver support services as close as possible to the full
funding level of $125 million. Millions of Americans are waiting for
Congress to act.
Second, I think it is important that this bill includes the Long-Term
Care Security Act. This bill would enable federal and military workers,
retirees, and their families to purchase long-term care insurance at
group rates (projected to be 15-20 percent below the private market).
It would create a model that private employers can use to establish
their own long-term care insurance programs. As our nation's largest
employer, the federal government can be a model for employers around
the country whose workforce will be facing the same long-term care
needs. Starting with the nation's largest employer also raises
awareness and education about long-term care options.
Yesterday, the Senate passed the Long-Term Care Security Act (H.R.
4040). I am proud to be the lead Democratic sponsor of the Senate
companion to this bill, S. 2420, because it gives people choices,
flexibility, and security. Families will have an additional option
available to them as they look at their long-term care choices. This
provision would also help reduce reliance on federal programs, like
Medicaid, so the American taxpayer benefits.
This legislation also provides people with flexibility because it
allows them to receive care in different types of settings. They may
choose to be cared for in the home by a family caregiver--or they may
need a higher level of care that nursing homes and home health care
services provide. Different plan reimbursement options will ensure
maximum flexibility that meet the unique health care needs of the
beneficiary.
Long-term care insurance also provides families with some security.
Family members will not be burdened by trying to figure out how to
finance health care needs--and beneficiaries will be able to make
informed decisions about their future.
Finally, I am pleased that the bill we have introduced includes
bipartisan legislation that I have previously sponsored, the Seniors'
Access to Continuing Care Act (S. 1142). This legislation protects
seniors' access to treatment in the setting of their choice and ensures
that seniors who reside in continuing care communities, and nursing and
other facilities have the right to return to that facility after a
hospitalization, even if the insurer does not have a contract with the
resident's facility.
Across the country seniors in managed care plans have discovered too
late that after a hospital stay, they may be forced to return to a
facility in the plan's provider network and not to the continuing care
retirement community or skilled nursing facility
[[Page S7676]]
where they live. No senior should have to face this problem. In
Maryland alone, there are over 12,000 residents in 40 continuing care
retirement communities and 24,000 residents in over 200 licensed
nursing facilities. I have visited many of these facilities and heard
from residents and operators about this serious and unexpected problem.
Residents choose and pay for facilities like continuing care
retirement communities (CCRC's) for the continuum of care, safety,
security, and peace of mind. Hospitalization is traumatic. Friends,
family, and familiar staff and faces are crucial to a speedy recovery.
Where you return after a hospital stay should be based on humanity and
choice, not the managed care company's bottom line.
Specifically, the Seniors' Access to Continuing Care Act protects
residents of CCRC's and nursing facilities by: enabling them to return
to their facility after a hospitalization; and requiring the resident's
insurer or managed care organization (MCO) to cover the cost of the
care, even if the insurer does not have a contract with the resident's
facility. Certain conditions must be met.
This legislation also requires an insurer or MCO to pay for a service
to one of its beneficiaries, without a prior hospital stay, if the
service is necessary to prevent a hospitalization of the beneficiary
and the service is provided as an additional benefit. Lastly, the bill
requires an insurer or MCO to provide coverage to a beneficiary for
services provided at a facility in which the beneficiary's spouse
already resides, even if the facility is not under contract with the
MCO. Certain requirements must be met. These provisions are an
important part of our safety net for seniors.
I want to salute the strong leadership of the other cosponsors of
this legislation who have authored various provisions of this
comprehensive bill that we have joined together to introduce today. I
know that all the cosponsors are sincerely committed, as I am, to
addressing the challenges facing our aging population. I look forward
to working with all of them to enact this important legislation.
Mr. AKAKA. Mr. President, it is with great pleasure that I cosponsor
the Omnibus Long-term Care Act of 2000, introduced by Senator Graham.
The cosponsors of this legislation are well-known for their commitment
to encouraging all Americans to prepare for their own long-term needs.
Many Americans mistakenly believe that Medicare and their regular
health insurance programs will pay for long-term care. They do not.
Although Medicare provides some long-term care support, an individual
generally must ``spend-down'' his or her income and assets to qualify
for coverage.
More and more Americans are requiring long-term care. About 6.4
million Americans, aged 65 or older, require some long-term care due to
illness or disability. Over five million children and adults under the
age of 65 also require long-term care because of health conditions from
birth or a chronic illness developed later in life. Only 12 percent
receive care in nursing homes or other institutional settings.
The need for long-term care is great. In 20 years, one in six
Americans will be age 65 or older. By the year 2040, the number of
Americans age 85 years or older will more than triple to over 12
million. The cost of nursing home care now exceeds $40,000 per a year
in most parts of the country, and home care visits for nursing or
physical therapy runs about $100 per visit. In 1996, over $107 billion
was spent on nursing homes and home health care. However, this figure
does not take into account that over 80 percent of all long-term care
services are provided by family and friends.
In my own state of Hawaii, 13.2 percent of the population is 65 years
and older. Although Hawaii enjoys one of the highest life
expectancies--79 years, compared to a national average of 75 years--the
state's rapidly aging population will greatly impact available
resources for long-term care, both institutional and from non-
institutional sources. Hawaii's long-term care facilities are operating
at full capacity. According to the Hawaii State Department of Health,
the average occupancy rate peaked at 97.8 percent in 1994. But
occupancy remains high. By 1997, the average occupancy dropped to 90
percent.
These statistics point to the overriding need to help American
families provide dignified and appropriate care to their parents and
relatives. We know that the demand for long-term care will increase
with each passing year, and that federal, state, and local resources
cannot cover the expected costs. Nursing home costs are expected to
reach $97,000 by the year 2030.
What Congress can do, however, it make long-term care insurance
available to a broad segment of the population. As the ranking minority
member of the Subcommittee on Federal Services, I co-chaired a hearing
on long-term care insurance on May 16, 2000. We heard testimony on S.
2420, legislation to authorize the Office of Personnel Management to
contract with one or more insurance carriers for long-term care
insurance for federal and military personnel and their families. As a
cosponsor of that bill, I am pleased that just last night, the Senate
passed our measure after substituting the text of S. 2420 under H.R.
4040, the House long-term care bill for the federal family. The bill,
as amended, also includes provisions of S. 1232, the Federal Erroneous
Retirement Coverage Corrections Act, which I cosponsored with Senator
Cochran last year. These provisions will provide relief to the
estimated 20,000 federal employees who, through no fault of their own,
found themselves in the wrong retirement system. H.R. 4040, as amended,
offer a model for the private sector. I am delighted that similar
legislation providing long-term care insurance for federal employees
and military personnel is included in Senator Graham's bill, and I
welcome the opportunity to join with him in helping Americans meet
their long-term care needs in a dignified manner.
The bill introduced today provides a comprehensive effort to address
our citizens' long-term care needs. Among its provisions are the
authorization of a phased-in tax deduction for the premiums of
qualified long-term care insurance, implementation of the National
Family Caregiver Support Program, restoration of $2.38 billion
authorization for the Social Services Block Grant, and creation of a
national public information campaign.
Mr. President, I am pleased to be an original sponsor of this bill.
______
By Mr. ROBB (for himself, Mr. Daschle, Mr. Baucus, Mr. Breaux,
Mr. Dodd, Mr. Dorgan, Mr. Johnson, Mr. Kennedy, Mr. Kerrey, Mr.
Kerry, Mr. Leahy, Mr. Lieberman, Mrs. Lincoln, Mr. Reid, Mr.
Rockefeller, Mr. Schumer, Mr. Torricelli, Mr. Harkin, and Mr.
Bayh):
S. 2936. A bill to provide incentives for new markets and community
development, and for other purposes; to the Committee on Finance.
creating new markets and empowering america act of 2000
Mr. ROBB. Mr. President, I rise today to introduce the Creating New
Markets and Empowering America Act of 2000, which is designed to
strengthen and revitalize low and moderate income communities across
America.
Because we made some tough choices to balance our budget, we have the
first federal surplus since Lyndon Johnson was President. And now is
the time to give some back, particularly to those who have missed out
on so much of our economic prosperity. This legislation would pump new
capital into our nation's inner cities and isolated rural communities--
areas that have had a difficult time building up from within.
The legislation contains three ``New Markets'' initiatives designed
to attract and expand new capital into low to moderate income areas.
First, a New Markets Tax Credit would infuse $15 billion in investments
over the next 7 years through a 30 percent tax credit for businesses
who provide capital to lower income communities. Secondly, the bill
authorizes the designation of America's Private Investment Companies
(APIC's) which would receive federal matching funds for private
investments made in lower income areas. This provision would allow $1
billion in federal low-cost loans to match $500 million in private
investment. Thirdly, the bill would create a new class of venture
capital funds to assist with the operation and administration of
ongoing businesses in lower income areas, who have growth potential, so
they can continue to expand.
[[Page S7677]]
The bill also requires mandatory funding for Round II Empowerment
Zones (EZ's) and Enterprise Communities (EC's) and creates a new set of
Round III EZ's.
Mr. President, the mandatory funding of Round II Empowerment Zones is
critically important to the citizens of Norfolk and Portsmouth,
Virginia. The Federal Government made a commitment to these two
communities--they need and deserve the funding--and I am determined to
get the check in the mail to them. With this legislation, the Norfolk-
Portsmouth Empowerment Zone would be guaranteed the remaining $94
million it was promised when it competed for the Empowerment Zone
designation.
The legislation I'm introducing today also creates 40 Renewal
Communities--which reflect the agreement between President Clinton and
Speaker Hastert--along with a host of tax provisions to expand and
revitalize housing.
Very important to my home state of Virginia, this bill contains
legislation I introduced earlier this year (S. 2445) to assist
communities affected by job loss due to trade. The Assistance in
Development for Communities Act (AID for Communities Act) both assists
communities in developing a plan to retool their economies and offers
financial assistance and tax incentives to help communities implement
those plans.
Mr. President, the AID for Communities Act is immensely important to
the people of Martinsville, Virginia--who have suffered economic
devastation from the recent closing of a Tultex plant. This bill would
give the citizens of Martinsville the urgent assistance they need to
strengthen their economy and create a more vibrant future for all who
live there.
Finally, Mr. President, this legislation includes two new initiatives
to help religious and other community organizations better participate
in federal grant programs. Specifically, it requires the Substance
Abuse and Mental Health Services Administration to provide assistance
in a manner similar to HUD's Office of Community and Faith-Based
Organizations to assist faith-based and community organizations in
applying for federal grant funds to provide substance abuse treatment.
It would also require the IRS to provide guidance and make information
available to assist religious and community organizations in
establishing tax-exempt entities that can be used to operate social
services.
Many of these organizations are unfamiliar with the process necessary
to set up a tax-exempt organization and are, therefore, unable to
participate in federal grant programs. This provision would provide
them with the necessary information and assistance.
Mr. President, the ``Creating New Markets and Empowering America Act
of 2000'' will spur economic growth in low to moderate income
communities across our nation. As such, it will improve the lives of
countless Americans. I urge my colleagues to support this important
legislation.
Mr. BAUCUS. Mr. President, I rise today to cosponsor the Creating New
Markets and Empowering America Act of 2000. We are living in a time of
unprecedented prosperity. However this prosperity has not reached every
American equally. The boom on Wall Street has not reached Main Street
in many regions of our nation. The problem is quite simple. Many of our
lower income communities are unable to attract the investment capital
that is allowing more affluent areas to flourish. As the United States
economy continues to grow it has become more and more apparent that
attracting capital to these communities is one of the largest
challenges facing the private sector and all levels of government.
It is important to keep in mind that this is not just an urban
problem. Many rural communities, especially those that rely on
agriculture, are watching their jobs disappear with nothing on the
horizon in the form of new business or industry to offer much hope. My
home state of Montana is facing this economic turmoil right now. A
state that was built on agriculture, mining, and timber has watched
these industries diminish to the point that Montana is now 50th in per-
capita income relative to other states--dead last.
We often hear the phrase ``digital divide.'' Well, Montana is
standing on the edge of an economic divide, but we are not quitters.
Montana has much to offer. We have an unparalleled quality of life, a
highly-educated work force, a burgeoning high-tech sector, and top-
notch schools. In many respects, we are right on the cusp of an
economic upswing. However, we are having an extremely difficult time
attracting the investment capital that we need to become a partner in
the Internet mainstream, create good paying jobs, and truly turn the
economic corner.
This past June over the course of two days, I convened a Montana
Economic Development Summit that brought together not only our state's
leaders and decision makers, but also outside experts in various
disciplines in an effort to build a road map for improving Montana's
economy. We covered many issues, but primarily focused on high-tech,
business development, and marketing and trade. We tackled tough
questions such as how we retain and support our current businesses and
also attract new businesses that truly fit with Montanans and their
values. Three points came up time and again. First, the need for and
inability to get the necessary investment capital. We simply do not
have the population or resources available that larger states enjoy.
Second, our window of opportunity is closing. Time moves faster than it
used to and if we don't act quickly the world will move right past us.
Third, and most importantly, any action or strategy that we take must
come from begin locally. Economic development initiatives must be
bottom-up and not top-down or they just will not work.
It is for these three reasons that I am cosponsoring this
legislation. The New Markets proposals are a quick and efficient way to
leverage the necessary investment in lower-income communities through
private/public partnerships. And it will give these communities the
tools they need to map their own economic destiny and create the better
paying jobs that are so desperately needed.
Two portions illustrate the private/public partnership. On the public
side, the Trade Adjustment Assistance provision will enhance the
ability of each community to be proactive in crafting a long-term
strategy for economic development. This is crucial for communities and
regions in rural areas that are natural resource dependent and have
suffered severe employment losses in the past decade. For the private
sector, the New Markets tax credit will create opportunity by providing
a tangible incentive for companies to take a serious look at areas of
the country that are currently being ignored.
In closing, this legislation will provide the necessary ingredients
for revitalizing America's less fortunate rural areas. It will help
target investment to these communities and it will allow them the
flexibility to build their economies on their terms and their ability.
I commend my colleague from Virginia, Senator Robb, for introducing
such proactive legislation that addresses several of the most urgent
issues facing economically troubled areas. Finally, I urge my
colleagues to work together and pass this legislation so that states
like Montana can begin their long climb back up to economic stability
and prosperity.
Mr. KERRY. Mr. President, today I join Senator Robb and 16 other
colleagues to introduce comprehensive legislation aimed at spurring
economic development and person empowerment in our inner cities and
isolated rural areas. Our economy is booming, and has been for most of
the 90s, yet there are still individuals and families who are
struggling.
What we've tried to do is develop economic incentives that will
encourage business development and remove barriers that make it hard
for entrepreneurs, community organizations and individuals to build
healthy communities.
Among the many important initiatives in this bill is my new markets
legislation that I introduced last September, S. 1594, the Community
Development and Venture Capital Act, which passed the Senate Committee
on Small Business today, and as part of the Clinton/Hastert package in
the House yesterday. It also includes full funding for Round II of
Empowerment Zones.
The Community Development and Venture Capital Act has three parts: a
[[Page S7678]]
venture capital program to funnel investment money into distressed
communities; Senator Wellstone's program to expand the number of
venture capital firms and professionals who are devoted to investing in
such communities; and a mentoring program to link established,
successful businesses with small businesses owners in stagnant or
deteriorating communities in order to facilitate the learning curve.
The venture capital program is modeled after the Small Business
Administration's successful Small Business Investment Company program.
As SBA Administrator Alvarez pointed out just last week in a Small
Business Committee hearing, the SBIC program has been so successful
that it has generated more than $19 billion in investments in more than
13,000 businesses since 1992. And, in the past five years, the SBIC
participating securities program has returned $224 million in profits,
virtually paying for itself for the past nine years.
As successful as that program is, it does not sufficiently reach
areas of our country that need economic development the most. One, out
of the total $4.2 billion that SBICs invested last year, only 1.6
percent were deals of less than $1 million dollars in LMI areas. Two,
only $1.1 million of that $4.2 billion went to LMI investments in rural
areas. Three, in 1999, 85 percent of SBIC deals were $10 million and
more.
In broader terms, the economy is booming. Since 1993, almost 21
million jobs have been created. Since 1992, unemployment has shrunk
from 7.5 percent to 4 percent. In the past two years, we've paid down
the debt $140 billion, and CBO currently projects a surplus of $176
billion. Some estimates even say more than $2 trillion. In spite of
these impressive numbers, one out of five children grows up in poverty
and there are pockets of America where unemployment is as high as 14
percent.
We can make a difference by investing in a new industry of community
development venture capital funds that target investment capital and
business expertise into low- and moderate-income areas to develop and
expand local businesses that create jobs and alleviate economic
distress. The existing 25 or 30 community development venture capital
funds have set out to demonstrate that the same model of business
development that has driven economic expansion in Silicon Valley and
Route 128 Massachusetts can also make a powerful difference in areas
like the inner-city areas of Boston's Roxbury or New York's East
Harlem, or the rural desolation of Kentucky's Appalachia or
Mississippi's Delta region.
Federal Reserve Board Chairman Alan Greenspan says ``Credit alone is
not the answer. Businesses must have equity capital before they are
considered viable candidates for debt financing.'' He emphasizes that
this is particularly important in lower-income communities.
What I'm trying to do as Ranking Member of the Small Business
Committee, and have been working with the SBA to achieve, is expand
investment in our neediest communities by building on the economic
activity created by loans. I think one of the most effective ways to do
that is to spur venture capital investment in our neediest communities.
I am very glad that Senator Robb and my other colleagues agreed to
include this powerful economic development plan in this legislation.
Switching to another provision in this bill, this legislation builds
on the President's and Speaker's agreement by securing full, mandatory
funding for Massachusett's Empowerment Zone. As I said earlier, this
passed the full House yesterday by a vote of 394 to 27. Full, mandatory
funding is important because, so far, the money has dribbled in--only
$6.6 million of the $100 million authorized over ten years--and made it
impossible for the city to implement a plan for economic self-
sufficiency. Some 80 public and private entities, from universities to
technology companies to banks to local government, showed incredible
community spirit and committed to matching the EZ money, eight to one.
Let me say it another way--these groups agreed to match the $100
million in Federal Empowerment Zone money with $800 million. Yet,
regrettably, in spite of this incredible alliance, the city of Boston
has not been able to tap into that leveraged money and implement the
strategic plan because Congress hasn't held up its part of the bargain.
I am extremely pleased that we were able to work together and find a
way to provide full, steady funding to these zones. That money means
education, daycare, transportation and basic health care in areas--in
Massachusetts that includes 57,000 residents who live in Roxbury,
Dorchester and Mattipan--where almost 50 percent of the children are
living in poverty and nearly half the residents over 25 don't even have
a high school diploma
Mr. President, I thank my colleagues for their work on this important
legislation.
Mr. LEAHY. Mr. President, I rise today to give my support to the
Creating New Markets and Empowering America Act of 2000. In a time of
unprecedented economic prosperity, there are too many communities in
this nation that are beleaguered by crumbling infrastructures and
stagnant economies. This legislation will help attract capital, produce
much-needed housing, and encourage private investment to communities
most in need.
I am proud to join in cosponsoring this legislation and would like to
thank Senator Robb for all his hard work in crafting this bill. Of
particular importance to my home state of Vermont are increases in the
Low Income Housing Tax Credit and Private Activity Bond cap.
Vermont is currently in the middle of an affordable housing crisis.
Production has stalled and demand has risen. In Chittenden County, one
of Vermont's most populated areas, residents face a rental vacancy rate
of less than one percent. Housing costs are so expensive, middle income
families are being forced into hotels, college dorms, homeless
shelters, or left out on the street. Sadly, this is a situation that is
being repeated nationwide.
As funding for other federal housing assistance programs has
diminished, states depend more and more on the LIHTC and private
activity bonds to finance affordable housing projects. The LIHTC has
been extremely successful since its enactment as part of the Tax Reform
Act of 1986. Today, the LIHTC is one of the primary tools that states
have to attract private investment in affordable rental housing. In
Vermont, the LIHTC has made possible the production, rehabilitation,
and preservation of over 2,600 affordable apartments since 1987.
Unfortunately this credit has not been increased since its creation
nearly fourteen years ago. Today, the demand for tax credits far
exceeds their availability. This year in Vermont, over $2.5 million in
credits were requested but only $718,000 were available.
I am pleased that this bill raises the annual per capita allocation
of tax credits from $1.25 to $1.75 and indexes the credit to inflation.
In addition to the increased per capita allocation, I hope to work a
small state minimum. Such a floor would help to ensure that small
states like Vermont have access to the resources they need to provide
affordable housing for every resident in need.
Private activity bonds also play an important role in providing
affordable housing for Vermonters. In 1986 the Federal Tax Reform Act
limited the amount of tax-exempt bonds that each state could issue to
no more than $50 per capita. There has not been an inflation adjustment
to the cap since its inception. The Vermont Housing Finance Agency
(VHFA) has issued over $1.25 billion in private activity bonds since
1974, bonds which have helped make the dream of home ownership a
reality for over 20,425 Vermont households. I am pleased that this bill
includes a cap increase from $50 to $75 per capita which will help
Vermont's finance agencies continue this success.
Again, I am proud to be a cosponsor of this bill which will offer
many households, businesses and communities new opportunities as we
enter the 21st century. I urge my colleagues to join me in support of
this legislation.
______
By Mr. DOMENICI (for himself, Mr. Wyden, Mr. Grassley, and Mr.
Kerrey):
S. 2937. A bill to amend title XVIII of the Social Security Act to
improve access to Medicare+Choice plans through an increase in the
annual Medicare+Choice capitation rates and for other purposes; to the
Committee on Finance.
[[Page S7679]]
the medicare geographic fair payment act of 2000
Mr. DOMENICI. Mr. President, I rise today with some very
distinguished colleagues from both sides of the aisle--Senator Wyden,
who is here, and Senator Grassley, who is not here--who are cosponsors
of this measure, along with Senator Bob Kerrey of Nebraska.
Mr. President, let me suggest for Senators' staff who are looking at
this to look alphabetically. You will find how much is being reimbursed
in your cities for the Medicare+Choice reimbursement. Look at it, and
you will see how the HMOs are reimbursed to provide this rather good,
fair, and competitive coverage to the senior citizens. You will be
astounded. Many people think New York is covered. They are getting a
very high rate of reimbursement because they started high. But look at
some of the cities in New York. You will find that New York has a
number of cities that are under $450. We reimburse them on the high
level--as high as $800.
The bill we are introducing today we are going to call the Medicare
Geographic Fair Payment Act. Week after week, the Federal Government
deducts a portion of everyone's paycheck to support the Medicare
program. After our seniors have retired and begin to take advantage of
the program they have supported for so many years, I think it is fair
that they continue to have a choice.
Right now they have a choice. But the choice is really not for all
seniors because we made a decision when we put in the Medicare+Choice
Program, which was really an alternative that seniors could choose. We
made a decision as to how we would reimburse the provider. That
decision was made based upon, as I understand from my good friend,
Senator Wyden--allegedly based on what they needed to get the job done
to get the program going.
I don't intend to be critical, but in many instances those who had
not been frugal, had not been careful about costs, got high
reimbursements. But if you lived in Senator Wyden's State or New
Mexico, where they were being extremely frugal in what they charged for
the services, they got a very low rate.
It is unfortunate, but for Staten Island the rates of reimbursement
are $814; $794 for Dade County--I am not complaining; I am stating a
dollar amount--$702 for New Orleans; and $661 for Los Angeles.
Senator Wyden, perhaps, could intervene and tell me what it is in
Portland.
Mr. WYDEN. $445.
Mr. DOMENICI. $445; Albuquerque is $430, $15 under Oregon. That is
all the government will give as reimbursement if you decide to get into
the HMO business with hospitals and everybody else joining together, if
you are going to furnish this service. Remember, there are some places
getting $800-plus.
I am not here to take away anything from anyone. That is how our
amendment is different. We are not trying to take the pie, leave it the
same size, and say those who are getting more money have to cut back.
Rural areas are even lower and are expected to provide the same level
of benefits or nearly half the reimbursement.
There were seniors who had a marvelous Medicare+Choice Program. Why
was it good? It was good because for a reasonable cost they were
getting prescription drugs, which you don't get under Medicare, and the
whole package was new benefits. Some of them got dental insurance,
which they don't get. Some of them got a number of different things
they don't get under Medicare, for a premium they could afford.
These programs are being closed down every day we delay. Thousands of
seniors are getting notices. They had a good program, but they won't
have it in January. I want everybody to know if there are going to be
any entitlement bills getting out of here on anything that is even
close to Medicare, this is an amendment that will be on there--or
something better. This amendment says by January 1st of this year, the
rates are raised. They are these low rates we are talking about. Very
simply, under this bill, we will change the rates.
It is pretty easy for everybody to understand. This is not a
complicated bill. What we are doing is saying for those metropolitan
areas which are 250,000 or more, the minimum reimbursement will be
$525. If we can't get that through here to preserve some of these plans
where seniors are just falling off the log, desperately getting their
notices, and raising it to $525, then I don't know what is fair around
here anymore. For all the rural counties, we have raised the minimum to
$475.
My friend, Senator Wyden, can talk about his State and about his
observations. Clearly, he has been asking everybody around here,
including the Budget Committee, to have hearings on this great
disparity which he calls penalizing efficiency.
The truth of the matter is in my home city and in my State of New
Mexico, what is happening, the HMO companies can no longer stay in
business. Seniors are getting notified. In fact, we don't have a lot of
people under this program--15,000 are going to get knocked off the
program right now, very soon. If you think they are not going to
meetings, they met with Heather Wilson, one of our representatives, and
400 people showed up because they read in the newspaper she was holding
a meeting and they already got their notices: Come January, find a new
plan. They are asking: Why? The plan is good. It is very good for me. I
have been paying all my life. Why are you taking this away?
I ask Senators to take a look. In my case, we will get $34 million in
additional reimbursements during the first year and $170 out of this
bill. Incidentally, this bill will cost $700 million the first year. I
say to the thousands of seniors who may be able to keep their insurance
and be under this kind of program, that is a pretty good bargain. Over
5 years, it will cost $3.7 billion.
It also includes a third provision which I ask Senators to look at.
It is the product of some very wise thinking by Senator Grassley. It
should have been separately called the Grassley bill, but it is
packaged in this as our third title. It says essentially hospitals will
hereinafter be reimbursed on labor costs--on what the actual cost is,
not on what the stated cost is. That makes the payment to hospitals go
up substantially. My small State will go up about $6.5 million over the
year. I don't know what it would be in a State such as Ohio, but it
would be rather substantial.
I have extensive research, with cities alphabetically listed. Just
look for your city and see what the reimbursement rate is. If it is
under $525, we will take it to $525. If there are rural counties that
are not in these lists, call home and ask what some of the counties are
getting reimbursed. Raising it to $475 will help an awful lot of
people. Is it enough? I don't know. I want to get something done. My
friend wants to get something done, as do my two cosponsors. I assume
in a couple of days or a week we will have a lot more Senators,
bipartisan, asking to be on this.
I remind everyone, the total cost of doing a bit of fairness to
seniors and ending discrimination by region is going to be $700 million
in the first year and $3.7 over 5. We have been talking about
astronomical numbers for Medicare reform, prescription drugs. I don't
know where we will end up. I hope in the heat of this political 6 weeks
we don't do anything major, because it will be wrong, but clearly we
have to do something.
Come January 1, if we don't put money into this reimbursement
program, I think my friend, who has followed this carefully, will say
hundreds of thousands of seniors will be denied the option to buy
coverage which they think is rather good in many cases, including
prescription drugs, for which they only have to pay $50 extra. They
can't get that anywhere else. They got extensive coverage of items in
their health care needs that are not covered anywhere.
I very much thank the Senators who are cosponsoring, Senators Wyden,
Grassley, and Bob Kerrey of Nebraska. We will have more.
Mr. President, I ask unanimous consent that the bill and additional
material be printed in the Record.
There being no objection, the material was ordered to be printed in
the Record, as follows:
S. 2937
Be it enacted by the Senate and House of Representatives of
the United States of America in Congress assembled,
SECTION 1. SHORT TITLE.
This Act may be cited as the ``Medicare Geographic Fair
Payment Act of 2000''.
[[Page S7680]]
SEC. 2. IMPROVED ACCESS TO MEDICARE+CHOICE PLANS THROUGH AN
INCREASE IN THE ANNUAL MEDICARE+CHOICE
CAPITATION RATES.
Section 1853(c)(1)(B)(ii) of the Social Security Act (42
U.S.C. 1395w-23(c)(1)(B)(ii)) is amended--
(1) by striking ``(ii) For a succeeding year'' and
inserting ``(ii)(I) Subject to subclause (II), for a
succeeding year''; and
(2) by adding at the end the following new subclause:
``(II) For 2001 for any area in any Metropolitan
Statistical Area with a population of more than 250,000, $525
(and for any area outside such an area, $475).''.
SEC. 3. REQUIREMENT THAT THE ACTUAL PROPORTION OF A
HOSPITAL'S COSTS ATTRIBUTABLE TO WAGES AND
WAGE-RELATED COSTS BE WAGE ADJUSTED.
(a) In General.--The first sentence of section
1886(d)(3)(E) of the Social Security Act (42 U.S.C.
1395ww(d)(3)(E)) is amended by striking ``, (as estimated by
the Secretary from time to time) of hospitals' costs'' and
inserting ``of each hospital's costs (based on the most
recent data available to the Secretary with respect to the
hospital)''.
(b) Special Rule for Hospitals Located in Puerto Rico.--
Section 1886(d)(3)(E) of the Social Security Act (42 U.S.C.
1395ww(d)(3)(E)) is amended by adding at the end the
following new sentence: ``In the case of a hospital located
in Puerto Rico, the first sentence of this subparagraph shall
be applied as in effect on the day before the date of
enactment of the Geographic Adjustment Fairness Act of
2000.''.
(c) Effective Date.--The amendments made by this section
shall apply with respect to discharges occurring on or after
January 1, 2001.
____
TABLE 1.--AVERAGE MEDICARE+CHOICE PAYMENT RATES PER AGED BENEFICIARY, PER MONTH, PER COUNTY IN METROPOLITAN
STATISTICAL AREAS AND PRIMARY METROPOLITAN STATISTICAL AREAS, FY 2000
----------------------------------------------------------------------------------------------------------------
2000
Population Metropolitan statistical area State and county name payment
\1\ rate
----------------------------------------------------------------------------------------------------------------
2 Akron, OH PMSA.......................... OH Summit.................................. $569.96
OH Portage................................. 517.50
2 Albany-Schenectady-Troy, NY MSA......... NY Rensselaer.............................. 451.95
NY Albany.................................. 426.70
NY Saratoga................................ 426.15
NY Montgomery.............................. 415.97
NY Schenectady............................. 414.50
NY Schoharie............................... 408.51
2 Albuquerque, NM MSA..................... NM Bernalillo.............................. 430.44
NM Sandoval................................ 402.64
NM Valencia................................ 401.61
2 Allentown-Bethlehem-Easton, PA MSA...... PA Northampton............................. 550.07
PA Carbon.................................. 530.57
PA Lehigh.................................. 520.68
2 Ann Arbor, MI PMSA...................... MI Washtenaw............................... 557.62
MI Livingston.............................. 535.35
MI Lenawee................................. 492.06
2 Appleton-Oshkosh-Neehan, WI MSA......... WI Calumet................................. 401.61
WI Outagamie............................... 401.61
WI Winnebago............................... 401.61
1 Atlanta, GA MSA......................... GA Clayton................................. 639.17
GA Douglas................................. 631.97
GA Coweta.................................. 612.58
GA Henry................................... 578.76
GA Newton.................................. 572.05
GA Fulton.................................. 569.09
GA Walton.................................. 562.39
GA Gwinnett................................ 560.30
GA Forsyth................................. 560.28
GA Paulding................................ 552.37
GA Cobb.................................... 552.00
GA Barrow.................................. 549.34
GA De Kalb................................. 549.32
GA Carroll................................. 538.55
GA Cherokee................................ 536.79
GA Pickens................................. 532.62
GA Fayette................................. 531.71
GA Rockdale................................ 528.77
GA Spalding................................ 491.23
GA Bartow.................................. 457.53
2 Atlantic-Cape May, NJ PMSA.............. NJ Cape May................................ 575.01
NJ Atlantic................................ 564.89
2 Augusta-Aiken, GA-SC MSA................ GA McDuffie................................ 506.13
GA Columbia................................ 480.21
GA Richmond................................ 474.28
SC Aiken................................... 472.78
SC Edgefield............................... 401.61
2 Austin-San Marcos, TX MSA............... TX Travis.................................. 457.95
TX Caldwell................................ 449.43
TX Bastrop................................. 437.16
TX Hays.................................... 429.58
TX Williamson.............................. 411.43
2 Bakersfield, CA MSA..................... CA Kern.................................... 549.94
1 Baltimore, MD PMSA...................... MD Baltimore City.......................... 671.43
MD Anne Arundel............................ 596.99
MD Howard.................................. 575.83
MD Baltimore............................... 573.77
MD Harford................................. 567.54
MD Carroll................................. 519.96
MD Queen Annes............................. 468.85
2 Baton Rouge, LA MSA..................... LA Ascension............................... 701.89
LA Livingston.............................. 669.57
LA E. Baton Rouge.......................... 574.48
LA W. Baton Rouge.......................... 569.45
2 Beaumont-Port Arthur, TX MSA............ TX Jefferson............................... 635.70
TX Orange.................................. 628.21
TX Hardin.................................. 580.77
1 Bergen-Passaic, NJ PMSA................. NJ Bergen.................................. 559.77
NJ Passaic................................. 537.18
2 Biloxi-Gulfport-Pascagoula, MS MSA...... MS Jackson................................. 630.08
MS Hancock................................. 612.91
MS Harrison................................ 596.61
2 Binghamton, NY MSA...................... NY Broome.................................. 415.83
NY Tioga................................... 403.34
2 Birmingham, AL MSA...................... AL Shelby.................................. 686.53
AL Blount.................................. 575.59
AL St. Clair............................... 570.54
AL Jefferson............................... 557.62
2 Boise City, ID MSA...................... ID Ada..................................... 401.61
ID Canyon.................................. 401.61
1 Boston, MA-NH PMSA...................... MA Suffolk................................. 676.30
MA Norfolk................................. 628.81
MA Middlesex............................... 604.17
MA Plymouth................................ 566.16
MA Essex................................... 542.07
NH Rockingham.............................. 479.31
2 Bridgeport, CT PMSA..................... CT Fairfield............................... 546.20
2 Brownsville-Harlingen-San Benito, TX MSA TX Cameron................................. 439.76
1 Buffalo-Niagara Falls, NY MSA........... NY Niagara................................. 458.37
[[Page S7681]]
NY Erie.................................... 444.70
2 Canton-Massillon, OH MSA................ OH Stark................................... 439.09
OH Carroll................................. 425.34
2 Charleston, WV MSA...................... WV Kanawha................................. 485.94
WV Putnam.................................. 459.31
2 Charleston-North Charleston, SC MSA..... SC Charleston.............................. 480.38
SC Berkeley................................ 455.71
SC Dorchester.............................. 429.44
1 Charlotte-Gastnia-Rockhill, NC-SC MSA... NC Cabarrus................................ 459.94
NC Gaston.................................. 456.16
NC Mecklenburg............................. 433.27
NC Union................................... 433.15
NC Lincoln................................. 431.34
SC York.................................... 430.89
NC Rowan................................... 429.39
2 Chattanooga, TN-GA MSA.................. TN Marion.................................. 689.49
GA Walker.................................. 533.01
TN Hamilton................................ 526.68
GA Catoosa................................. 503.89
GA Dade.................................... 497.19
1 Chicago, IL PMSA........................ IL Cook.................................... 593.51
IL Will.................................... 523.73
IL Grundy.................................. 519.32
IL Du Page................................. 509.42
IL Lake.................................... 507.05
IL Kane.................................... 482.60
IL Mc Henry................................ 466.26
IL Kendall................................. 444.33
IL De Kalb................................. 415.25
1 Cincinnati, OH-KY-IN PMSA............... OH Hamilton................................ 505.97
OH Clermont................................ 505.91
KY Boone................................... 502.28
KY Kenton.................................. 483.13
KY Campbell................................ 479.25
OH Brown................................... 473.04
IN Ohio.................................... 471.63
IN Dearborn................................ 469.59
KY Grant................................... 469.13
OH Warren.................................. 468.11
KY Gallatin................................ 457.05
KY Pendleton............................... 422.65
1 Cleveland-Lorain-Elyria, OH PMSA........ OH Cuyahoga................................ 575.59
OH Lorain.................................. 522.63
OH Medina.................................. 511.38
OH Lake.................................... 506.72
OH Ashtabula............................... 503.62
OH Geauga.................................. 484.81
2 Colorado Spring, CO MSA................. CO El Paso................................. 472.16
2 Columbia, SC MSA........................ SC Lexington............................... 429.22
SC Richland................................ 406.65
2 Columbus, GA-AL MSA..................... GA Chattahoochee........................... 486.30
AL Russell................................. 450.62
GA Muscogee................................ 430.84
GA Harris.................................. 401.61
1 Columbus, OH MSA........................ OH Madison................................. 511.41
OH Franklin................................ 496.33
OH Fairfield............................... 461.07
OH Pickaway................................ 453.38
OH Delaware................................ 450.01
OH Licking................................. 434.03
2 Corpus Christi, TX MSA.................. TX Nueces.................................. 515.88
TX San Patricio............................ 501.62
1 Dallas, TX PMSA......................... TX Denton.................................. 557.79
TX Collin.................................. 547.45
TX Dallas.................................. 545.56
TX Rockwall................................ 511.05
TX Kaufman................................. 510.50
TX Henderson............................... 507.26
TX Ellis................................... 489.89
TX Hunt.................................... 484.39
2 Davenport-Moline-Rock Island, IA-AL MSA. IA Scott................................... 420.23
IL Rock Island............................. 416.48
IL Henry................................... 401.72
2 Daytona Beach, FL MSA................... FL Volusia................................. 481.63
FL Flagler................................. 432.48
2 Dayton-Springfield, OH MSA.............. OH Montgomery.............................. 497.25
OH Clark................................... 487.66
OH Miami................................... 461.54
OH Greene.................................. 438.27
1 Denver, CO PMSA......................... CO Denver.................................. 534.62
CO Adams................................... 513.59
CO Arapahoe................................ 484.26
CO Jefferson............................... 475.87
CO Douglas................................. 452.51
2 Des Moines, IA MSA...................... IA Polk.................................... 443.74
IA Warren.................................. 405.72
IA Dallas.................................. 401.61
1 Detroit, MI PMSA........................ MI Wayne................................... 677.77
MI Oakland................................. 639.26
MI Macomb.................................. 628.03
MI Monroe.................................. 567.21
MI Lapeer.................................. 541.44
MI St. Clair............................... 513.96
2 Dutchess County, NY PMSA................ NY Dutchess................................ 485.41
2 El Paso, TX MSA......................... TX El Paso................................. 481.85
2 Erie, PA MSA............................ PA Erie.................................... 461.47
2 Eugene-Springfield, OR MSA.............. OR Lane.................................... 424.21
2 Evansville-Henderson, IN-KY MSA......... KY Henderson............................... 487.38
IN Posey................................... 455.23
IN Warrick................................. 441.91
IN Vanderburgh............................. 439.14
2 Fayetteville, NC MSA.................... NC Cumberland.............................. 420.50
2 Flint, MI PMSA.......................... MI Genesee................................. 654.33
1 Fort Lauderdale, FL PMSA................ FL Broward................................. 690.17
2 Fort Myers-Cape Coral, FL MSA........... FL Lee..................................... 516.74
2 Fort Pierce-Port St. Lucie, FL MSA...... FL St. Lucie............................... 582.27
MI FL Martin............................... 536.70
2 Fort Wayne, IN MSA...................... IN Adams................................... 405.10
IN Allen................................... 403.97
[[Page S7682]]
IN Whitley................................. 403.29
IN De Kalb................................. 401.61
IN Huntington.............................. 401.61
IN Wells................................... 401.61
1 Fort Worth-Arlington, TX PMSA........... TX Tarrant................................. 529.17
TX Johnson................................. 502.06
TX Hood.................................... 492.86
TX Parker.................................. 488.76
2 Fresno, CA MSA.......................... CA Madera.................................. 473.12
CA Fresno.................................. 438.04
2 Gary, IN PMSA........................... IN Lake.................................... 564.82
IN Porter.................................. 514.53
2 Grand Rapids-Muskegon-Holland, MI MSA... MI Allegan................................. 445.34
MI Muskegon................................ 443.96
MI Kent.................................... 423.54
MI Ottawa.................................. 401.61
1 Grnsboro-Winston-Salem-HI PT, NC MSA.... NC Davie................................... 461.90
NC Davidson................................ 436.36
NC Guilford................................ 434.67
NC Forsyth................................. 434.28
NC Stokes.................................. 417.35
NC Yadkin.................................. 415.82
NC Alamance................................ 415.23
NC Randolph................................ 414.23
2 Greenville-Spartanburg-Anderson, SC MSA. SC Cherokee................................ 466.06
SC Anderson................................ 409.97
SC Greenville.............................. 405.47
SC Pickens................................. 401.61
SC Spartanburg............................. 401.61
2 Hamilton-Middletown, OH PMSA............ OH Butler.................................. 480.01
2 Harrisburg-Lebanon-Carlisle, PA MSA..... PA Dauphin................................. 511.84
PA Perry................................... 508.55
PA Cumberland.............................. 454.13
PA Lebanon................................. 420.60
1 Hartford, CT MSA........................ CT Tolland................................. 541.27
CT Hartford................................ 525.95
CT Litchfield.............................. 511.80
CT Windham................................. 505.42
CT Middlesex............................... 482.64
2 Hickory-Morganton-Lenoir, NC MSA........ NC Alexander............................... 451.10
NC Burke................................... 437.35
NC Caldwell................................ 429.74
NC Catawba................................. 408.16
2 Honolulu, HI MSA........................ HI Honolulu................................ 451.71
1 Houston, TX PMSA........................ TX Liberty................................. 719.28
TX Chambers................................ 719.23
TX Montgomery.............................. 706.08
TX Harris.................................. 631.59
TX Waller.................................. 527.01
TX Fort Bend............................... 521.77
2 Huntington-Ashland, WV-KY-OH MSA........ KY Boyd.................................... 499.45
KY Greenup................................. 487.07
OH Lawrence................................ 483.34
KY Carter.................................. 434.54
WV Wayne................................... 428.33
WV Cabell.................................. 427.27
2 Huntsville, AL MSA...................... AL Limestone............................... 464.15
AL Madison................................. 454.59
1 Indianapolis, IN MSA.................... IN Marion.................................. 506.06
IN Madison................................. 492.95
IN Hendricks............................... 487.01
IN Hamilton................................ 478.86
IN Shelby.................................. 477.17
IN Morgan.................................. 470.63
IN Hancock................................. 469.54
IN Boone................................... 462.42
IN Johnson................................. 442.74
2 Jackson, MS MSA......................... MS Madison................................. 446.48
MS Rankin.................................. 445.23
MS Hinds................................... 442.96
2 Jacksonville, FL MSA.................... FL Duval................................... 558.61
FL Nassau.................................. 534.03
FL St. Johns............................... 503.27
FL Clay.................................... 494.78
2 Jersey City, NJ PMSA.................... NJ Hudson.................................. 572.80
2 Johnson City-Kingsport-Bristol, TN-VA TN Unicol.................................. 486.65
MSA.
TN Hawkins................................. 475.81
VA Scott................................... 475.48
TN Washington.............................. 460.53
TN Sullivan................................ 451.21
VA Bristol City............................ 445.38
TN Carter.................................. 419.53
VA Washington.............................. 401.61
2 Kalamazoo-Battle Creek, MI MSA.......... MI Calhoun................................. 497.87
MI Van Buren............................... 468.21
MI Kalamazoo............................... 457.00
1 Kansas City, MO-KS MSA.................. KS Wyandotte............................... 539.21
MO Jackson................................. 535.72
MO Ray..................................... 521.98
MO Clay.................................... 519.84
KS Johnson................................. 506.41
KS Leavenworth............................. 503.12
KS Miami................................... 494.24
MO Platte.................................. 493.90
MO Lafayette............................... 486.11
MO Cass.................................... 479.90
MO Clinton................................. 428.27
2 Killeen-Temple, TX MSA.................. TX Coryell................................. 415.61
TX Bell.................................... 407.33
2 Knoxville, TN MSA....................... TN Loudon.................................. 506.47
TN Knox.................................... 484.18
TN Anderson................................ 460.95
TN Union................................... 453.63
TN Blount.................................. 446.59
TN Sevier.................................. 439.09
2 Lafayette, LA MSA....................... LA Lafayette............................... 512.01
LA St. Landry.............................. 492.02
LA Acadia.................................. 463.22
LA St. Martin.............................. 460.29
[[Page S7683]]
2 Lakeland-Winter Haven, FL MSA........... FL Polk.................................... 437.74
2 Lancaster, PA MSA....................... PA Lancaster............................... 416.00
2 Lansing-East Lansing, MI MSA............ MI Ingham.................................. 519.79
MI Eaton................................... 495.86
MI Clinton................................. 473.56
........................................... ..........
2 Las Vegas, NV-AZ MSA.................... NV Clark................................... 554.90
AZ Mohave.................................. 522.27
NV Nye..................................... 513.76
2 Lexington, KY MSA....................... KY Madison................................. 459.32
KY Bourdon................................. 445.13
KY Scott................................... 417.38
KY Fayette................................. 413.37
KY Clark................................... 413.34
KY Jessamine............................... 407.65
KY Woodford................................ 401.61
2 Little Rock-N. Little Rock, AR MSA...... AR Pulaski................................. 498.44
AR Saline.................................. 488.13
AR Lonoke.................................. 472.87
AR Faulkner................................ 462.94
1 Los Angeles-Long Beach, CA PMSA......... CA Los Angeles............................. 660.65
2 Louisville, KY-IN MSA................... KY Bullitt................................. 546.27
KY Oldham.................................. 509.91
IN Clark................................... 506.02
KY Jefferson............................... 499.44
IN Floyd................................... 495.70
IN Scott................................... 476.68
IN Harrison................................ 454.42
2 Macon, GA MSA........................... GA Houston................................. 548.86
GA Bibb.................................... 518.70
GA Jones................................... 488.31
GA Peach................................... 470.78
GA Twiggs.................................. 461.55
2 Madison, WI MSA......................... WI Dane.................................... 421.05
2 McAllen-Edinburg-Mission, TX MSA........ TX Hidalgo................................. 437.02
2 Melbourne-Titusvlle-Palm Bay, FL MSA.... FL Brevard................................. 527.54
1 Memphis, TN-AR-MS MSA................... TN Shelby.................................. 491.67
MS De Soto................................. 490.50
TN Tipton.................................. 479.39
TN Fayette................................. 476.86
AR Crittenden.............................. 472.60
1 Miami, FL PMSA.......................... FL Dade.................................... 794.02
1 Middlesex-Somerset-Hunterdon, NJ PMSA... NJ Middlesex............................... 558.12
NJ Hunterdon............................... 516.24
NJ Somerset................................ 491.08
1 Milwaukee-Waukesha, WI PMSA............. WI Milwaukee............................... 470.57
WI Waukesha................................ 435.85
WI Ozaukee................................. 424.93
WI Washington.............................. 411.74
1 Minneapolis-St. Paul, MN-WI MSA......... MN Ramsey.................................. 470.65
MN Hennepin................................ 457.66
MN Anoka................................... 453.31
MN Chisago................................. 443.66
MN Dakota.................................. 438.75
MN Washington.............................. 427.94
MN Carver.................................. 420.00
MN Isanti.................................. 416.79
MN Wright.................................. 405.57
MN Scott................................... 401.61
MN Sherburne............................... 401.61
WI Pierce.................................. 401.61
WI St. Croix............................... 401.61
2 Mobile, AL MSA.......................... AL Mobile.................................. 561.50
AL Baldwin................................. 485.76
2 Modesto, CA MSA......................... CA Stanislaus.............................. 509.26
2 Monmouth-Ocean, NJ PMSA................. NJ Monmouth................................ 542.02
NJ Ocean................................... 534.05
2 Montgomery, AL MSA...................... AL Montgomery.............................. 483.38
AL Autauga................................. 481.43
AL Elmore.................................. 480.94
2 Nashville, TN MSA....................... TN Wilson.................................. 630.43
TN Davidson................................ 547.87
TN Williamson.............................. 538.17
TN Cheatham................................ 537.65
TN Sumner.................................. 529.86
TN Robertson............................... 527.44
TN Rutherford.............................. 494.76
TN Dickson................................. 491.06
1 Nassau-Suffolk, NY PMSA................. NY Nassau.................................. 622.51
NY Suffolk................................. 592.30
2 New Haven-Meriden, CT PMSA.............. CT New Haven............................... 528.19
2 New London-Norwich, CT-RI MSA........... CT New London.............................. 492.51
1 New Orleans, LA MSA..................... LA Plaquemines............................. 772.26
LA St. Bernard............................. 763.90
LA St. Charles............................. 675.95
LA Jefferson............................... 674.13
LA St. Tammany............................. 669.91
LA St. John Baptist........................ 668.62
LA Orleans................................. 651.27
LA St. James............................... 589.96
1 New York, NY PMSA....................... NY Richmond................................ 814.32
NY Bronx................................... 772.81
NY New York................................ 756.77
NY Kings................................... 748.55
NY Queens.................................. 699.17
NY Rockland................................ 630.25
NY Putnam.................................. 628.30
NY Westchester............................. 608.47
1 Newark, NJ PMSA......................... NJ Essex................................... 578.68
NJ Warren.................................. 568.99
NJ Union................................... 545.04
NJ Morris.................................. 525.78
NJ Sussex.................................. 511.04
2 Newburgh, NY-PA PMSA.................... NY Orange.................................. 524.02
PA Pike.................................... 500.29
1 Norfolk-Va Beach-Newport News, VA-NC MSA VA Chesapeake City......................... 484.88
VA Williamsburg City....................... 479.54
VA Suffolk City............................ 476.74
VA Norfolk City............................ 470.52
[[Page S7684]]
VA Portsmouth City......................... 470.52
VA Virginia Beach City..................... 463.75
VA Isle Of Wight........................... 461.15
VA Poquoson................................ 458.58
NC Currituck............................... 455.80
VA James City.............................. 446.91
VA Hampton City............................ 443.76
VA York.................................... 430.15
VA Newport News City....................... 423.90
VA Gloucester.............................. 414.28
VA Mathews................................. 405.39
1 Oakland, CA PMSA........................ CA Contra Costa............................ 629.07
CA Alameda................................. 617.69
2 Oklahoma City, OK MSA................... OK Oklahoma................................ 472.85
OK Cleveland............................... 469.40
OK Canadian................................ 461.36
OK Mcclain................................. 453.93
OK Logan................................... 431.02
OK Pottawatomie............................ 401.61
2 Omaha, NE-IA MSA........................ NE Douglas................................. 471.42
IA Pottawattamie........................... 458.62
NE Sarpy................................... 428.48
NE Cass.................................... 420.07
NE Washington.............................. 411.08
1 Orange County, CA PMSA.................. CA Orange.................................. 609.63
1 Orlando, FL MSA......................... FL Osceola................................. 595.95
FL Orange.................................. 553.31
FL Seminole................................ 536.05
FL Lake.................................... 489.82
2 Pensacola, FL MSA....................... FL Santa Rosa.............................. 503.69
FL Escambia................................ 502.10
2 Peoria-Pekin, IL MSA.................... IL Tazewell................................ 421.61
IL Peoria.................................. 414.60
IL Woodford................................ 401.61
1 Philadelphia, PA-NJ PMSA................ PA Philadelphia............................ 747.35
PA Delaware................................ 626.24
PA Bucks................................... 610.87
NJ Camden.................................. 593.47
NJ Gloucester.............................. 591.58
NJ Salem................................... 584.62
PA Chester................................. 553.66
NJ Burlington.............................. 552.60
PA Montgomery.............................. 548.59
1 Phoenix-Mesa, AZ MSA.................... AZ Pinal................................... 551.74
AZ Maricopa................................ 524.36
1 Pittsburgh, PA MSA...................... PA Allegheny............................... 632.02
PA Fayette................................. 619.07
PA Westmoreland............................ 594.10
PA Washington.............................. 590.58
PA Beaver.................................. 544.52
PA Butler.................................. 542.33
1 Portland-Vancouver, OR-WA PMSA.......... OR Washington.............................. 460.95
OR Columbia................................ 452.07
OR Multnomah............................... 445.25
OR Clackamas............................... 438.74
WA Clark................................... 433.86
OR Yamhill................................. 425.86
1 Providence-Fall River-Warwck, RI-MA MSA. RI Kent.................................... 519.29
RI Washington.............................. 512.79
MA Bristol................................. 501.50
RI Providence.............................. 498.70
RI Newport................................. 484.96
RI Bristol................................. 473.50
2 Provo-Orem, UT MSA...................... UT Utah.................................... 427.96
2 Raleigh-Durham-Chapel Hill, NC MSA...... NC Orange.................................. 480.56
NC Johnson................................. 475.66
NC Wake.................................... 464.96
NC Franklin................................ 452.16
NC Durham.................................. 441.05
NC Chatham................................. 437.33
2 Reading, PA MSA......................... PA Berks................................... 452.56
2 Reno, NV MSA............................ NV Washoe.................................. 492.94
2 Richmond-Petersburg, VA MSA............. NA New Kent................................ 522.64
VA Charles City............................ 508.84
VA Hanover................................. 490.45
VA Richmond City........................... 488.94
VA Prince George........................... 483.13
VA Petersburg City......................... 479.97
VA Dinwiddlie.............................. 477.64
VA Hopewell City........................... 475.67
VA Powhatan................................ 467.99
VA Chesterfield............................ 463.81
VA Henrico................................. 463.29
VA Colonial Heights City................... 449.40
VA Goochland............................... 445.19
1 Riverside-San Bernardino, CA PMSA....... CA San Bernardino.......................... 565.55
CA Riverside............................... 553.64
1 Rochester, NY MSA....................... NY Monroe.................................. 449.04
NY Genesee................................. 435.80
NY Livingston.............................. 429.12
NY Orleans................................. 417.78
NY Wayne................................... 415.82
NY Ontario................................. 405.78
2 Rockford, IL MSA........................ IL Boone................................... 406.73
IL Ogle.................................... 401.61
IL Winnebago............................... 401.61
1 Sacramento, CA PMSA..................... CA Sacramento.............................. 545.65
CA Placer.................................. 527.72
CA El Dorado............................... 515.35
2 Saginaw-Bay City-Midland, MI USA........ MI Saginaw................................. 488.38
MI Bay..................................... 488.15
MI Midland................................. 468.12
2 Salem, OR PMSA.......................... OR Marion.................................. 401.61
OR Polk.................................... 401.61
2 Salinas, CA MSA......................... CA Monterey................................ 542.83
1 Salt Lake City-Ogden, UT MSA............ UT Salt Lake............................... 418.00
UT Davis................................... 415.88
UT Weber................................... 407.27
1 San Antonio, TX MSA..................... TX Bear.................................... 512.11
[[Page S7685]]
TX Wilson.................................. 432.60
TX Guadalupe............................... 417.56
TX Comal................................... 415.47
1 San Diego, CA MSA....................... CA San Diego............................... 563.76
1 San Francisco, CA PMSA.................. CA San Francisco........................... 571.60
CA Marin................................... 563.18
CA San Mateo............................... 518.73
1 San Joae, CA PMSA....................... CA Santa Clara............................. 543.23
2 Santa Rosa, CA PMSA..................... CA Sonoma.................................. 531.59
2 Sarasota-Bradenton, FL MSA.............. FL Sarasota................................ 500.10
FL Manatee................................. 476.27
2 Savannah, GA MSA........................ GA Bryan................................... 607.83
GA Effingham............................... 551.72
GA Chatam.................................. 534.76
2 Scranton-Wilkes-Barre-Hazleton, PA MSA.. PA Lackawanna.............................. 529.65
PA Luzerne................................. 511.96
PA Wyoming................................. 504.41
PA Columbia................................ 463.56
1 Seattle-Bellevue-Everett, WA PMSA....... WA King.................................... 482.58
WA Snohomish............................... 465.44
WA Island.................................. 429.61
2 Shreveport-Bossier City, LA MSA......... LA Webster................................. 498.03
LA Bossier................................. 489.39
LA Caddo................................... 485.94
2 Spokane, WA MSA......................... WA Spokane................................. 467.75
2 Springfield, MA MSA..................... MA Hampdon................................. 479.61
MA Franklin................................ 467.86
MA Hampshire............................... 462.21
2 Springfield, MO MSA..................... MO Greene.................................. 420.15
MO Christian............................... 414.31
MO Webster................................. 410.20
1 St. Louis, MO-IL MSA.................... MO St. Louis City.......................... 575.17
MO Jefferson............................... 527.45
MO Warren.................................. 527.07
MO Lincoln................................. 524.23
MO St. Charles............................. 501.12
MO St. Louis............................... 500.86
IL St. Clair............................... 500.06
IL Clinton................................. 499.07
IL Madison................................. 482.50
MO Franklin................................ 440.86
MO Crawford................................ 436.38
IL Jersey.................................. 435.63
IL Monroe.................................. 425.58
2 Santa-Barbara-Santa Maria-Lompoc, CA MSA CA Santa Barbara........................... 455.77
2 Stockton-Lodi, CA MSA................... CA San Joaquin............................. 495.62
2 Syracuse, NY MSA........................ NY Cayuga.................................. 434.08
NY Oswego.................................. 418.50
NY Onondaga................................ 417.97]
NY Madison................................. 410.00
2 Tacoma, WA PMSA......................... WA Pierce.................................. 456.83
2 Tampa-St. Petersburg-Clearwater, FL MSA. FL Pasco................................... 572.46
FL Hernando................................ 542.69
FL Pinellas................................ 533.00
FL Hillsborough............................ 521.34
2 Toledo, OH MSA.......................... OH Lucas................................... 605.01
OH Wood.................................... 498.46
OH Fulton.................................. 476.56
2 Trenton, NJ PMSA........................ NJ Mercer.................................. 590.38
2 Tucson, AZ MSA.......................... AZ Pima.................................... 499.04
2 Tulsa, OK MSA........................... OK Wagoner................................. 518.50
OK Rogers.................................. 484.50
OK Creek................................... 467.80
OK Tulsa................................... 467.54
OK Osage................................... 445.45
2 Utica-Rome, NY MSA...................... NY Oneida.................................. 405.03
NY Herkimer................................ 401.61
2 Vallejo-Fairfield-NAPA, CA PMSA......... CA Napa.................................... 596.07
CA Solano.................................. 552.60
2 Ventura, CA PMSA........................ CA Ventura................................. 545.69
2 Visalia-Tulare-Porterville, CA MSA...... CA Tulare.................................. 452.57
1 Washington, DC-MD-VA-WV PMSA............ MD Prince Georges.......................... 639.21
DC The District............................ 619.89
MD Charles................................. 599.55
MD Montgomery.............................. 535.62
MD Calvert................................. 517.03
VA Alexandria City......................... 501.57
VA Arlington............................... 501.02
VA Falls Church City....................... 497.85
VA Manassas Park City...................... 497.04
VA Prince William.......................... 493.46
VA Stafford................................ 489.44
VA Fredericksburg City..................... 488.13
VA Spotsylvania............................ 484.82
MD Frederick............................... 477.87
VA Fairfax City............................ 473.73
VA King George............................. 471.99
VA Loudoun................................. 468.81
VA Fauquier................................ 462.06
VA Fairfax................................. 460.45
VA Culpeper................................ 450.19
VA Manassas City........................... 445.63
VA Warren.................................. 442.67
WV Berkeley................................ 438.86
WV Jefferson............................... 426.32
VA Clarke.................................. 409.66
2 West Palm Beach-Boca Raton, FL MSA...... FL Palm Beach.............................. 600.62
2 Wichita, KS MSA......................... KS Sedgwick................................ 480.50
KS Butler.................................. 427.72
KS Harvey.................................. 403.67
2 Wilmington-Newark, DE-MD PMSA........... MD Cecil................................... 548.76
DE New Castle.............................. 547.20
2 Worcester, MA-CT PMSA................... MA Worcester............................... 559.24
2 York, PA MSA............................ PA York.................................... 421.90
2 Youngstown-Warren, OH MSA............... OH Trumbull................................ 565.28
OH Mahoning................................ 508.37
OH Columbiana.............................. 478.90
----------------------------------------------------------------------------------------------------------------
\1\ 1=greater than 1 million; 2=250,000 to 1 million.
Source: Table prepared by the Congressional Research Service using data from the Health Care Financing
Administration.
Note: A Metropolitan Statististical Area is a city with 50,000 or more enhabitants, or a Census Bureau-defined
urban area of at least 50,000 inhabitants, and a total metropolitan population of at least 100,000 (75,000 in
New England). This study specifically examines MSAs that contain 250,000 or more enhabitants. If an MSA has a
population of over 1 million and the population can be separated into component parts, then the primary
component part is desginated the Primary Metropolitan Statistical Area (PMSA). For more information see,
[http://www.census.gov/population/www/estimates/aboutmetro.html].
[[Page S7686]]
Mr. WYDEN. Mr. President, before he leaves the floor, I thank the
chairman of the Budget Committee for the opportunity to be involved in
this issue. I think the chairman has said it very well. In effect, what
he has done is make the case for why the bill we are proposing is
absolutely essential to modernize the Medicare program.
If there is one principle that Medicare is going to have to stand for
in the 21st century, it is that we must change this system which now
literally rewards waste and penalizes frugality.
Medicare has an HMO reimbursement system today which is, even by
beltway standards, perverse. It sends the message if you are really
inefficient, if you have not taken the steps that Colorado and Oregon
and other States have taken, don't worry about it, don't go out and
make the tough choices about introducing competition to your community.
The Federal Government will just keep sending you big checks.
I think it is absolutely key, especially given the fact that close to
a million seniors are going to lose their HMO coverage this year--close
to a million seniors will lose their coverage this year--that we pass
this bipartisan legislation. I think the chairman is right. I think by
the end of the next couple of days, we will have many other colleagues
from both political parties here. I see my friend, Senator Smith of
Oregon, has come into the Chamber. He and I have worked on this issue
since he has come to the Senate as part of our bipartisan agenda for
Oregon. I am going to talk for a few minutes to try to elaborate on
some of the themes Chairman Domenici has so eloquently addressed.
As we have seen in Oregon and New Mexico and so many other States,
the present HMO reimbursement system is literally driving HMO plans out
of the program and leaving seniors across this country petrified about
their future health care in their communities. What senior after senior
asks at this point is how can it be that since they pay the same amount
for hospitalization and outpatient services, if they live in Pendleton
or they live in Portland, they pay the same amount for outpatient and
hospitalization services as seniors in other parts of the country yet
the Federal Government does not send an equal payment to folks in
Pendleton and Portland? As Chairman Domenici has very specifically and
eloquently described, they send dramatically different payments to
communities across this country. So you can have communities, for
example, on the east coast, that literally get twice the reimbursement
of communities in Oregon and New Mexico.
We hear about it very bluntly from our constituents. You can have a
senior in Pendleton or Coos Bay call up their cousin in one of the
cities back East and ask their cousin about Medicare, how it is going.
The senior back East says: You know, it goes great. I get
prescription drugs for only a few dollars a month. I also get dental
coverage. I get free hearing aids. How is it going for you there in
Coos Bay or Pendleton or Albuquerque, NM? How is Medicare going for
you?
That senior in Albuquerque or Pendleton or Portland wants to throw
the telephone through the living room window because they don't get
that prescription drug coverage, hearing aids, or dental coverage
because the reimbursement is as low as Chairman Domenici has described.
The Congress was supposed to have begun, several years ago, a
bipartisan effort to change this. The system was called a blended rate.
In effect, over the next few years, we would move to a national system,
so instead of driving some of these high-cost areas down precipitously,
we would move low-cost areas up over the next few years. Unfortunately,
that system has been delayed. It has been delayed, in my view, in a
fashion that has made for many plans saying they can no longer afford
to stay in business; certainly no longer afford to offer some of those
benefits such as prescription drugs, which are so important to seniors.
That is why Chairman Domenici and I and Senator Grassley and Senator
Kerrey and I know many of our colleagues are going to join in a
bipartisan effort, first, to establish a minimum payment floor for
urban counties; second, to boost the rural counties where, again, these
programs have barely been able to survive as a result of low
reimbursement rates; and, third, to address the concerns with respect
to wages that Senator Grassley has so eloquently described. But I am of
the view that if this Congress is to modernize the Medicare program,
the essence of such a modernization effort is to create more options
and more choices. That will not be possible if you perpetuate an HMO
reimbursement system that day after day after day penalizes frugality
and rewards waste.
For those who really want to get into the details of this subject,
the system is known as the AAPCC, the average adjusted per capita cost.
The way it has worked, the HMOs are reimbursed by the Federal
Government through a system that historically has looked at average
local costs of various procedures, such as a heart bypass in Pendleton
or cataract operation in Portland--and then you calculate a formula for
reimbursing these HMOs, using a percentage of the fee-for-service costs
for health care in the area.
But at the end of the day, the message is, if you are wasteful, don't
worry about it. If you are inefficient, the Federal Government is going
to say maybe that is not ideal, but we will just send you a check to
reflect the fact that you are not taking steps to hold down your costs
and we are not going to give you any consequences as a result.
That makes no sense to Senator Domenici and me and our cosponsors. I
know it makes no sense to the Presiding Officer because he and I have
talked about this innumerable times. We tried to boost reimbursement
rates for the people of Oregon. We have to change the Medicare program
to eliminate the discrimination against communities that control costs
while offering good quality care.
Our bipartisan legislation is not just a one-time infusion of money.
We structured it so that money becomes part of a base for future
increases, which in my view helps to jump-start what Congress intended
several years ago by passing legislation to promote a nationwide
blended rate.
We all understand that at present, as we look to the last days of the
session, with the budget surplus, it is going to be possible to use a
portion of that surplus, after we have helped pay down the debt, after
hopefully there is a targeted tax cut; at that point, we will have some
dollars to take the steps to better meet the health care needs of older
people and also jump start the modernization of the Medicare program.
Our legislation, I hope, will be part of that effort. I think
Chairman Domenici and Senator Grassley, among our cosponsors, are very
likely to be in the room at the end of the day when that legislation is
being offered. I and others are going to do our best to support those
efforts in the Budget Committee. I know the Presiding Officer and I
have used every opportunity to raise these issues, and we are going to
continue to do so.
Our State has been a pioneer in the health care reform area. We are
proud of the fact that we are the first State in the country to have
made tough choices about health care priorities through the Oregon
health plan. We are proud of the fact that we have been able to
introduce more choices and more competition to the health care system
and, as a result, seniors in our State are able to get more for their
health care dollar.
[[Page S7687]]
It is not right for older people in Oregon, New Mexico, Iowa, and in
other States where they have done the heavy lifting and they have taken
steps to hold down their costs, to be discriminated against by the
Federal Government.
This bipartisan legislation, in my view, is going to help keep HMOs
that are currently in the program in the program, and it will begin the
process of bringing back to Medicare some of those we have lost because
they have been discriminated against in the past with respect to
reimbursement and they could not keep their doors open.
We will be talking about this legislation frequently in the last few
days of this Congress and in the fall, and I believe passing this
legislation, as we look at that final budget bill that is sure to be
part of our fall debates, that this is one of the best ways we can
target dollars that need to be spent carefully so as to maximize the
values of what we are getting in health care for older people.
Mr. President, I yield the floor.
Mr. VOINOVICH. Mr. President, I could not help but hear the words of
Senator Wyden and Senator Domenici about the terrible situation we have
across this country today in regard to HMOs dropping senior citizens
off the Medicare Plus Choice Program.
While I was Governor of the State of Ohio, we had several instances
where people were thrown off the rolls of their HMO and forced to be
without any kind of supplemental insurance or prescription drug
benefits. It is a growing epidemic today in the United States of
America. I want to go on record in support of the legislation of
Senator Wyden and Senator Domenici. In fact, earlier today I asked
Senator Domenici if I could be a cosponsor of this legislation.
It is important to point out that some of the on-budget surplus that
we now have in the year 2000 and the projected $102 billion in 2001 is
generated by the fact that projected Medicare costs are coming in far
below what they anticipated because of the formula that was adopted in
1997. It seems to me we ought to look at the situation as it really is,
increase the reimbursement to those HMOs so individuals can stay in
those programs, and so they don't have to buy Medigap insurance to
cover out-of-pocket expenses and prescription drugs.
It seems to me it should be our responsibility to make sure those who
are now covered remain covered and not be thrown out on the street. I
have read so often: Don't worry about those people, somebody else will
pick them up, or they can go to fee for service. When they go to fee
for service, they don't get their 20 percent out-of-pocket paid for,
nor does Medicare pick up prescription drugs.
It is time for this Congress to step in and change the system,
increase the reimbursement, keep those individuals who are on Medicare
Plus Choice Programs so they can maintain coverage for out-of-pocket
expenses and maintain the prescription drug coverage they have.
Mr. GRASSLEY. Mr. President, I rise to note the introduction of the
Medicare Geographic Fair Payment Act of 2000. I'm very pleased to join
Senators Domenici, Wyden, and Kerrey in this effort. While we share the
problem of low payment rates, Iowa and Nebraska are in a different
situation than New Mexico and Oregon. Those two states are concerned
about Medicare + Choice plans leaving, but for the most part we in Iowa
are still waiting for plans to arrive. There are a number of things
that have to fall into place for Medicare + Choice to become a reality
in Iowa, but one of them is increasing payment rates. I want to make
sure that if Congress provides any relief in Medicare + Choice this
year, that low-cost areas are not forgotten. We need to make Medicare +
Choice a truly national program.
There are two simple Medicare + Choice payment provisions in the
bill. It would raise the minimum payment floor for all counties from
the current $415 to $475 in 2001. This would primarily benefit rural
and small urban areas, including the vast majority of Iowa. Secondly,
it would establish a new minimum payment floor of $525 for all counties
in Metropolitan Statistical Areas (MSAs) with populations exceeding
250,000. In Iowa, this would mean a substantial incentive for plans to
enter the Des Moines and Quad Cities areas.
As I've said so often throughout the five-plus years that I've been
working on this issue, people in low-cost states like Iowa pay the same
payroll taxes as those in high-cost areas. So it's a matter of simple
fairness and equity that all seniors have access to the choices in
Medicare, wherever they live. The problem with Medicare + Choice has
been that payment rates are based on fee-for-service payment rates in
the same county; thus, cost-effective regions like ours are punished.
This makes no sense. We took our first step toward breaking that
unfortunate link in 1997, and I have high hopes that we will take
another big step with this bill in 2000.
We in low-cost regions have to keep the fight for equity going on two
fronts: Medicare + Choice payment, and traditional Medicare payment.
The latter is harder for Congress to change, because we have to
identify inequities in the various Medicare payment policies and fix
them one by one. I thank my colleagues for including in this bill my
earlier bill on the hospital wage index, which is one of those flaws in
fee-for-service Medicare that cries out to be fixed.
I look forward to the Finance Committee's Medicare discussions this
fall; this is the kind of legislation that merits serious consideration
there.
______
By Mr. GRASSLEY (for himself, Mr. Rockefeller, Mr. Jeffords, and
Mrs. Lincoln):
S. 2939. A bill to amend the Internal Revenue Code of 1986 to provide
a credit against tax for energy efficient appliances; to the Committee
on Finance.
the resource efficient appliance incentive act
Mr. GRASSLEY. Mr. President I rise today to introduce an extremely
timely piece of legislation in light of the current energy crisis
facing our nation. This legislation, entitled ``The Resource Efficient
Appliance Incentive Act,'' will provide a valuable incentive to
accelerate and expand the production and market penetration of ultra
energy-efficient appliances. Senator Rockefeller is joining me in this
bipartisan effort, along with Senators Jeffords and Lincoln.
Earlier this year, the appliance industry, the Department of Energy,
and the nation's leading energy-efficiency and environmental
organizations came together and agreed upon significantly higher energy
efficiency standards for clothes washers to accompany the new energy
efficiency standards for refrigerators that go into effect in July
2001, as well as the new criteria for achieving the voluntary ``Energy
Star'' designation. This agreement is significant considering the fact
that clothes washers and dryers, together with refrigerators, account
for approximately 15 percent of all household energy consumed in the
United States.
This legislation will provide a tax credit to assist in the
development of super energy-efficient washing machines and
refrigerators, and creates the incentives necessary to increase the
production and sale of these appliances in the short term.
Manufacturers would be eligible to claim a credit of either $50 or
$100, depending on efficiency level, for each super energy-efficient
washing machine produced between 2001 and 2006. Likewise, manufacturers
would be eligible to claim a credit of $50 or $100, depending on
efficiency level, for each super energy-efficient refrigerator produced
between 2001 and 2006. It is estimated that this tax credit will
increase the production and purchase of super energy-efficient washers
by almost 200 percent, and the purchase of super energy-efficient
refrigerators by over 285 percent.
Equally important is the long-term environmental benefits of the
expanded use of these appliances. Over the life of the appliances, over
200 trillion Btus of energy will be saved. This is the equivalent of
taking 2.3 million cars off the road or closing 6 coal-fired power
plants for a year. In addition, the clothes washers will reduce the
amount of water necessary to wash clothes by 870 billion gallons, an
amount equal to the needs of every household in the city the size of
Phoenix, Arizona for two years. Most importantly, the benefits to
consumers over the life of the washers and refrigerators from
operational savings is estimated at nearly $1 billion.
In my home state of Iowa, this legislation would result in the
production of
[[Page S7688]]
1.5 million supper energy-efficient washers and refrigerators over the
next six years, requiring over 100 new production jobs. I also expect
Iowans to save $11 million in operational costs over the life span of
the appliances, and 9 billion gallons of water--enough to supply
drinking water for the entire state for 30 years.
Lastly, I believe the total revenue loss of this credit compares
extremely favorably to the estimated benefits of almost $1 billion to
consumers over the life of the super energy-efficient clothes washers
and refrigerators from operational savings.
Mr. ROCKEFELLER. Mr. President, I am pleased to join my colleagues,
Senators Grassley, Jeffords, and Lincoln, in the introduction of
legislation to establish a tax credit incentive program for the
production of super energy-efficient appliances. This creative proposal
will result in substantial environmental benefits for the nation at a
very small cost to the government.
Our bill would provide for either a $50 or $100 tax credit for the
production and sale of energy efficient washing machines and
refrigerators. Today, these two appliances account for approximately 15
percent of the energy consumed in a typical home, which amounts to
about $21 billion in energy expenditures annually. Although most
Americans may not realize it, home appliances offer the potential for
major energy savings across the nation.
Recently, several energy efficiency and environmental organizations
joined with the appliance industry in endorsing considerably tougher
energy-efficiency standards for washing machines. These proposed
standards are now under active consideration by the Department of
Energy for incorporation in new regulations. The new standards will
result in tremendous energy-efficiency improvements that will have very
positive environmental consequences over time. But there is a cost to
these new minimum standards and, as we often find, reluctance on the
part of industry and the public to incur the additional costs necessary
to achieve higher energy efficiencies. Home appliances can be made more
efficient but it would mean greater costs to consumers. I believe there
is a necessary balance between the objective of obtaining higher energy
efficiencies that reduce air emissions and the higher product costs
that result. This is as true with respect to the purchase of appliances
as it is with respect to the automobile, electric power, and other
markets. I also recognize that there are understandable limits to the
costs that society is willing to bear through regulation to obtain
higher energy savings that result in environmental benefits.
However, that is not necessarily the limit at which point energy
savings can be achieved. While many consumers may not be willing to pay
extra for more energy-efficient appliances, I believe they can be
encouraged to do so through incentive programs. The legislation we are
proposing today would do just that by giving manufacturers either a $50
or $100 tax credit for every super energy-efficient appliance produced
prior to 2007. The idea is to give manufacturers the means by which to
create the most appropriate incentives to get consumers to purchase
washing machines and refrigerators that are the most energy-efficient.
Through these tax credits we will accelerate the production and market
penetration of leading-edge appliance technologies that create
significant environmental benefits.
The expanded use of super energy-efficient appliances will have
significant long-term environmental benefits. It is estimated that as a
result of this legislation over 200 trillion Btus of energy will be
saved over the life of the appliances manufactured with these credits.
This is the equivalent of taking 2.3 million cars off the road or
closing down six coal-fired power plants for a year. Energy savings of
this magnitude pay significant environmental dividends. For example, it
is projected that with these energy savings carbon emissions, the
critical element in greenhouse gas emissions, will be reduced by over
3.1 million metric tons. In addition, the super energy-efficient
washing machines will reduce the amount of water necessary to wash
clothes by 870 billion gallons, or approximately the amount of water
necessary to meet the needs of every household in a state the size of
West Virginia for nearly 2 years.
Vice President Gore recently recommended a similar program of tax
incentives for the purchase of home appliances as part of his energy
savings initiatives--and I congratulate him for his leadership in this
regard. I am very glad the Vice President is considering ways to
balance how we produce energy savings and believe it is important that
we discuss this balance of interests as part of our national dialogue
to improve our energy efficiency. I am also extremely pleased this
legislation is strongly supported by leading environmental
organizations including the Natural Resources Defense Council, the
Alliance to Save Energy, and the American Council for an Energy
Efficient Economy.
The use of energy-efficient appliances is an important milestone on
the road to a cleaner, lower-cost energy future. This common-sense
initiative follows on the heels of other important bipartisan
legislation that I am proud to have sponsored or cosponsored during
this Congress to improve our nation's energy independence and the
environment. During the first session of the 106th Congress, I was
joined by Senators Hatch, Crapo, and Bryan in introducing the
Alternative Fuel Promotion Act in an effort to reduce greenhouse gas
emissions and lower our consumption of imported oil. Earlier this year
I joined Senators Jeffords and Hatch on the Alternative Fuels Tax
Incentives Act, which would accomplish many of the same goals.
I am especially proud to have joined with Senator Bingaman and six of
my Democratic colleagues on the Energy Security Tax and Policy Act, a
comprehensive energy policy bill that looks to improve our nation's
energy independence while protecting the environment. Finally, it was
my pleasure last week to join with Environment and Public Works
Chairman Bob Smith and the Ranking Democratic Member Senator Baucus on
the Energy Efficient Building Incentives Act, which promotes the
construction of buildings 30-50 percent more efficient than today's
standard. As building energy use accounts for 35 percent of the air
pollution emissions nationwide and $250 billion per year in energy
bills, this legislation could produce a dramatic benefit for our
environment, and this country's long-term energy needs.
______
By Mr. HATCH:
S. 2940. A bill to authorize additional assistance for international
malaria control, and to provide for coordination and consultation in
providing assistance under the Foreign Assistance Act of 1961 with
respect to malaria, HIV, and tuberculosis; read the first time.
global aids and tuberculosis relief act of 2000
Mr. HATCH. Mr. President, earlier today, we approved the Helms
substitute to H.R. 3519, ``Global AIDS and Tuberculosis Relief Act of
2000.'' I was pleased to support this legislation, recognizing the need
for our country to support an enhanced effort to prevent and treat AIDS
and tuberculosis abroad.
I was pleased to work with Chairman Helms, Senator Biden, Senator
Frist, Senator Smith of Oregon, and other members of the Senate Foreign
Relations Committee as this legislation was finalized, and, indeed, I
want to work closely with them on our continuing efforts to address the
problems of infectious diseases in the developing world.
For the reasons I will lay out today, I believe the aid we make
possible in H.R. 3519 should be expanded to embrace not only HIV/AIDS
and TB, but also malaria as well. In fact, I think it essential to make
sure our foreign assistance program in Africa and the developing world
coordinates its activities closely among these three diseases.
With the support of Chairman Helms, Senator Biden, and Senator Frist
in the Senate, and Chairman Leach in the House of Representatives, I
have drafted companion legislation to H.R. 3519 which make certain that
U.S. efforts for all three diseases are well-coordinated.
Accordingly, I rise today to introduce S. 2940 the ``International
Malaria Control Act of 2000''.
The World Health Organization estimates that there are 300 million to
500 million cases of malaria each year. According to the World Health
Organization, more than 1 million persons are estimated to die due to
malaria each year.
[[Page S7689]]
The problems related to malaria are often linked to the devastation
of two other terrible diseases--Acquired Immunodeficiency Disease, that
is AIDS, and tuberculosis. One of the unfortunate commonalities of
these diseases is that they all ravage sub-Saharan Africa and other
parts of the underdeveloped world.
In addition to the one million malaria related deaths per year, about
2.5 million persons die from AIDS and another 1.5 million people per
year die from tuberculosis.
The measure I introduce today centers on malaria control and calls
for close cooperation among federal agencies that are charged with
fighting malaria, AIDS, and TB worldwide.
According to the National Institutes of Health, about 40 percent of
the world's population is at risk of becoming infected. About half of
those who die each year from malaria are children under nine years of
age. Malaria kills one child each 30 seconds.
Although malaria is a public health problem in more than 90
countries, more than 90 percent of all malaria cases are in sub-Saharan
Africa. In addition to Africa, large areas of Central and South
America, Haiti and the Dominican Republic, the Indian subcontinent,
Southeast Asia, and the Middle East are high risk malaria areas.
These high risk areas represent many of the world's poorest nations
which complicates the battle against malaria as well as AIDS and TB.
Malaria is particularly dangerous during pregnancy. The disease
causes severe anemia and is a major factor contributing to maternal
deaths in malaria endemic regions. Research has found that pregnant
mothers who are HIV-positive and have malaria are more likely to pass
on HIV to their children.
``Airport malaria,'' the importing of malaria by international
aircraft and other conveyances is becoming more common as is the
importation of the disease by international travelers themselves; the
United Kingdom reported 2,364 cases of malaria in 1997, all of them
imported by travelers.
In the United States, of the 1,400 cases of malaria reported to the
Centers for Disease Control and Prevention in 1998, the vast majority
were imported. Between 1970 and 1997, the malaria infection rate in the
United States increased by about 40 percent.
In Africa, the projected economic impact of malaria in 2000 exceeds
$3.6 billion. Malaria accounts for 20 to 40 percent of outpatient
physician visits and 10 to 15 percent of hospital visits in Africa.
Malaria is caused by a single-cell parasite that is spread to humans
by mosquitoes. No vaccine is available and treatment is hampered by
development of drug-resistant parasites and insecticide-resistant
mosquitoes.
Our nation must play a leadership role in the development of a
vaccine for malaria as well as vaccines for TB and for the causal agent
of AIDS, the human immunodeficiency virus--HIV. In this regard I must
commend the President for his leadership in directing, back on March
2nd, that a renewed effort be made to form new partnerships to develop
and deliver vaccines to developing countries. I must also commend the
Bill and Melinda Gates foundation for pledging a substantial $750
million in financial support for this new vaccine initiative.
The private sector appears to be prepared to help meet this challenge
as the four largest vaccine manufacturers, Merck, American Home
Products, Glaxo SmithKline Beecham, and Aventis Pharma, have all
stepped to the plate in the quest for vaccines for HIV/AIDS, TB and
malaria. We must all recognize that the private sector pharmaceutical
industry, in close partnership with academic and government scientists,
will play a key role in the development of any vaccines for these
diseases.
Among the promising developments in recent months has been Secretary
Shalala directing the National Institutes of Health to convene a
meeting of experts from government, academia, and the private sector to
address impediments to vaccine development in the private sector.
Another goal of this first in a series of conferences on Vaccines for
HIV/AIDS, Malaria, and Tuberculosis, held on May 22nd and 23rd, was to
foster public-private partnerships.
These ongoing NIH Conferences on Vaccines for HIV/AIDS, Malaria, and
Tuberculosis will address three basic questions: what are the
scientific barriers to developing vaccines for malaria, TB and HIV/
AIDS? What administrative, logistical and legal barriers stand in the
way of malaria, TB and HIV/AIDS vaccines? And, finally, if vaccines are
developed how can they best be produced and distributed around the
world?
Each of these questions will be difficult to answer. Developing
vaccines for malaria, TB, and HIV/AIDS will be a difficult task. While
each vaccine will be different, there are commonalities such as the
fact that the legal impediments and distributional issues may be very
similar. Also, there is an unfortunate geographical overlap with
respects to the epidemics of malaria, TB, and HIV/AIDS. Ground zero is
sub-Saharan Africa.
So while the ultimate goal is to end up with three vaccines, we must
be mindful that there is a close societal and scientific linkage
between the tasks of developing and delivering vaccines and therapeutic
treatments for those at risk of malaria, TB and HIV/AIDS worldwide.
While the greatest immediate need is clearly in Africa and in other
parts of the developing world, citizens of the United States and my
constituents in Utah stand to benefit from progress in the area of
vaccine development.
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