[Congressional Record Volume 143, Number 136 (Friday, October 3, 1997)]
[Senate]
[Pages S10319-S10332]
From the Congressional Record Online through the Government Publishing Office [www.gpo.gov]
STATEMENTS ON INTRODUCED BILLS AND JOINT RESOLUTIONS
By Mr. HAGEL (for himself and Mr. Reed):
S. 1249. A bill to allow depository institutions to offer negotiable
order of withdrawal accounts to all businesses, to repeal the
prohibition on the payment of interest on demand deposits, and for
other purposes; to the Committee on Banking, Housing, and Urban
Affairs.
the small business banking act of 1997
Mr. HAGEL. Mr. President, I rise today to introduce the Small
Business Banking Act of 1997. I'm joined in this effort by my
distinguished colleague Senator Reed of Rhode Island, who is the
principal cosponsor of this important legislation.
Passage of this bill will remove one of the last vestiges of the
obsolete interest rate control system. Abolishing the statutory
requirement that prohibits incorporated businesses from owning interest
bearing checking accounts will provide America's small business owners,
farmers, and farm cooperatives with a funds management tool that is
long overdue.
Passage of this bill will ensure America's entrepreneurs can compete
effectively with larger businesses. My experience as a businessman has
shown me, firsthand, that it's extemely important for anyone trying to
maximize profits to be able to invest funds wisely for maximum
efficiencies.
During President Ronald Reagan's first term, one of his early actions
was to abolish many provisions of the antiquated interest rate control
system the banking system was required to use. With this change to the
laws, Americans were finally able to earn interest on their checking
accounts deposited in banks. Unfortunately, one aspect of the old
system left untouched by the change in law was not allowing America's
businesses to share in the good fortune.
Complicating matters is the growing impact of nonbanking institutions
that offer deposit-like money accounts to individuals and corporations
alike. Large brokerage firms have long offered interest on deposit
accounts they maintain for their customers.
While I support business innovation, I don't believe it's fair when
any business gains a competitive edge over another due to government
interference through overregulation. This is exactly the case we have
with banking laws that stifle bankers, especially America's small
community bankers, and give an edge to another segment of the
[[Page S10320]]
financial community. The Small Business Banking Act of 1997 seeks to
correct this imbalance and allow community banks to compete fairly with
brokerage firms.
I'm pleased to say our bill has the strong support of America's
Community Bankers and the American Farm Bureau Federation. In my home
State of Nebraska, this bill has the support of the Nebraska Bankers
Association and the Independent Bankers Association. These important
organizations represent a crosscurrent of the type of support Senator
Reed and I have for our bill. Senator Reed and I also have the support
of the Federal regulators. In their 1996 Joint Report, ``Streamlining
of Regulatory Requirements'', the Board of Governors of the Federal
Reserve System, the Federal Deposit Insurance Corporation, the Office
of the Comptroller of the Currency, and the Office of Thrift
Supervision, stated they believe the statutory prohibition against
payment of interest on business checking accounts no longer serves a
public purpose. I heartily agree.
Mr. President, this is a straightforward bill that will do away with
an unnecessary regulation that burdens American business. I urge my
colleagues to support it.
Mr. REED. Mr. President, I am pleased to join my colleague Senator
Hagel in introducing the Small Business Banking Act of 1997,
legislation that eliminates a Depression-era Federal law prohibiting
banks from paying interest on commercial checking accounts. This
legislation represents an important victory for small business and the
banking industry because it eliminates a costly and burdensome Federal
prohibition that has outlived its usefulness.
The prohibition against the payment of interest on commercial
accounts was originally part of a broad prohibition on the payment of
interest on any deposit account. At the time of enactment, it was the
popular view that payment of interest on deposits created an incentive
for rural banks to shift deposits of excess funds to urban money center
banks that made loans that fueled speculation. Moreover, it was
believed that such transfers created liquidity crises in rural
communities. However, a number of changes in the banking system since
enactment of the prohibition have called into question its usefulness.
First, with the passage of the Depository Institutions Deregulatory
and Monetary Control Act of 1980, Congress allowed financial
institutions to offer interest-bearing accounts to individuals--a
change which has not adversely affected safety and soundness. Second, a
number of banks have developed complex mechanisms called sweep accounts
to circumvent the interest rate prohibition. Because of the costs
associated with developing sweep accounts, however, large banks have
become the primary offerors of these accounts. As a result, many
smaller banks are at a competitive disadvantage with larger banks that
can offer their commercial depositors interest-bearing accounts. Most
important, the vast majority of small businesses cannot afford to
utilize sweep accounts because the cost of opening these accounts is
relatively high and most small businesses do not have a large enough
deposit base to justify these costs.
In light of these developments, it has become clear that the
prohibition on interest-bearing commercial accounts is nothing more
than a relic of the Depression era that has effectively disadvantaged
small businesses and small banks, and led large banks to dedicate
significant resources to circumventing the prohibition. I am,
therefore, pleased to cosponsor this legislation that will eliminate
this prohibition and level the playing field for small banks and small
business.
______
By Mr. FRIST (for himself, Mr. Rockefeller, Mr. Burns, and Mr.
Stevens):
S. 1250. A bill to authorize appropriations for the National
Aeronautics and Space Administration for fiscal years 1998 and 1999,
and for other purposes; to the Committee on Commerce, Science, and
Transportation.
the national aeronautics and space administration fiscal years 1998 and
1999 authorization act
Mr. FRIST. Mr. President, I rise to introduce the authorization bill
for the National Aeronautics and Space Administration for fiscal years
1998 and 1999. I would like to thank the cosponsors of this bill,
Senator Rockefeller, Senator Burns, and Senator Stevens, as well as
others who support this bill, for their hard work and dedication to
making this bill a possibility.
NASA's unique mission of exploration, discovery, and innovation has
preserved the U.S. role as both a leader in world aviation and as the
preeminent spacefaring nation. It is NASA's mission to: Explore, use
and enable the development of space for human enterprise; advance
scientific knowledge and understanding of the Earth, the Solar System,
and the Universe and use the environment of space for research; and
research develop, verify and transfer advanced aeronautics, space and
related technologies.
This bill, which authorizes NASA for $13.6 billion in fiscal year
1998 and $13.8 billion in fiscal year 1999, provides for the continued
development of the international space station, space shuttle
operations and safety and performance upgrades, space science, life and
micro gravity sciences and applications, the Mission to Planet Earth
Program, aeronautics and space transportation technology, mission
communications, academic programs, mission support, and the office of
the inspector general.
With this authorization the committee puts in place a sound plan
under which NASA can provide assurances to the Congress that the cost
and schedule difficulties of the international space station have been
contained. In addition, the bill has been crafted to protect to the
maximum extent possible the balance between manned and unmanned flight
as well as the balance between development activities and science.
Therefore, I, along with my cosponsors urge the Members of this body
to support this bill and allow NASA to continue its mission of support
for all space flight, for technological progress in aeronautics, and
for space science.
Mr. BURNS. Mr. President, I am proud to be a cosponsor of the NASA
authorization bill for fiscal years 1998 and 1999, introduced by
Senator Frist, chairman of the Subcommittee on Science, Technology, and
Space and Senator Rockefeller, the ranking minority member. I would
like to take this opportunity to thank both Senator Frist and Senator
Rockefeller for helping to craft a bipartisan bill which balances the
goals and missions of our space agency within fiscal responsibility.
This bill authorizes the full $1.4 billion requested by NASA for
Mission to Planet Earth. As many of you know, I'm a strong supporter of
this program because it is about using satellite technology to help
average citizens in their everyday activities. The goal of this program
is to provide farmers, land planners, foresters, scientists and others
with cost-effective tools to help them do their work. This program
provides the scientific foundation for weather forecasting on a year-
to-year basis, land-use management, and to protect people, property,
and the environment from natural disasters. To accomplish this goal,
Mission to Planet Earth supports scientists in Montana and in other
U.S. States, to carry out the experiments necessary to expand our
frontier of understanding Earth.
This bill also provides authorization for $10 million for the
Experimental Program to Stimulate Competitive Research [EPSCoR]
Program. This funding will allow NASA to carry out a new competition to
help NASA develop a stronger presence in the vital academic research
programs in institutions in rural States like Montana.
Finally, I would like to note that the bill contains a new provision,
section 317, which provides insurance, indemnification and liability
for coverage for the X-33 and X-34 experimental aerospace vehicle
tests. It draws upon provisions in the Space Act as well as the
commercial Space Launch Act to provide the necessary coverage to
continue innovative research and technology development in aerospace.
It also provides the infrastructure needed to allow NASA to work with
industry to meet the challenges of the 21st century. The X-33 program
partners NASA with industry to develop a single-stage-to-orbit reusable
launch vehicle. The goal is to decrease the cost of getting to space
while making it safer and
[[Page S10321]]
more accessible. I'm proud that Montana is part of this program.
Malmstrom Air Force Base near Great Falls has been selected as one of
the preferred landing sites for the X-33 prototype. Landing at
Malmstrom will be the longest flight for this 136-ton wedge-shaped
prototype. Knowledge from these tests will be used to create the next
generation launch vehicle.
I believe that we have a bill that provides NASA with the funding
authorization and policy direction it will need to maintain our world
leadership in space and aeronautics.
______
By Mr. D'AMATO (for himself and Mr. Breaux):
S. 1251. A bill to amend the Internal Revenue Code of 1986 to
increase the amount of private activity bonds which may be issued in
each State, and to index such amount for inflation; to the Committee on
Finance.
private activity bonds legislation
Mr. D'AMATO. Mr. President, I rise today with my friend and
colleague, Senator Breaux, to introduce long overdue legislation to
increase the private activity tax-exempt bond cap to $75 per capita or
$250 million, if greater, and index the cap to inflation. The current
cap, which has not been adjusted in over a decade--not even to account
for inflation--is severely restricting the ability of States and
localities to meet pressing housing, economic development, and other
needed investments in their citizens and communities.
This cap, imposed in 1986, is now $50 per capita or $150 million, if
greater. It applies to issuers of tax-exempt bonds for affordable
single and multifamily housing, redevelopment of blighted areas,
student loans, manufacturing, municipal service, and hazardous waste
disposal facilities.
Cap growth is limited to State population increases, but not
inflation. As a result, inflation has severely eroded capped bonds'
purchasing power. The 1987 bond cap, adjusted for the current limit,
would have been $14.3 billion. Ten years later, the 1997 cap is $15
billion a mere 5-percent increase--due to population--over a period of
far greater inflation.
Mr. President, Congress never intended to restrict the growth of this
program. In fact, Congress never intended the cap to shrink at all. It
allowed the cap to grow with State populations and imposed the cap in
the same legislation, the 1986 Tax Reform Act, which terminated by 1989
the two heaviest cap users: mortgage revenue bonds [MRB's] for housing,
and industrial revenue bonds [IDB's] for manufacturing. That left
plenty of room for the remaining capped bonds. Congress then extended
MRB's and IDB's several times past the 1989 expiration dates and
finally made them permanent in 1993.
What Congress did not do at that time was adjust the cap to
accommodate these additional uses. Accordingly, demand for capped bonds
now exceeds supply in most States. One example is the overwhelming
demand in many States for MRB's, issued primarily by State Housing
Finance Agencies [HFA's] to finance modestly-priced first-time homes
for lower income families. In 1996, State HFA's issued almost $8
billion in MRB's for nearly 100,000 mortgages, according to the
National Council of State Housing Agencies [HCSHA].
Since January 1, 1995, the State of New York Mortgage Agency [SONYMA]
has financed more than 1 billion dollars' worth of affordable first-
time home mortgage loans with MRB's. SONYMA's Construction Incentive
Program has allocated $250 million in MRB funding which will create
2,400 new homes and 6,000 full-time jobs in New York.
The State of New York also relies heavily on tax-exempt bond
authority for multifamily housing. In 1997 alone, the New York State
Housing Finance Agency expects to finance $420 million worth of
multifamily mortgage loans with multifamily housing bonds.
This investment will create, 2,150 new, privately owned and managed
apartments, 430 of which will be affordable to low-income families. In
addition to providing desperately needed housing, this investment will
promote economic integration in many neighborhoods.
Unfortunately, home ownership and a decent apartment remain out of
reach for thousands more families whom the MRB and multifamily housing
bond programs could serve better than any other. State HFA's could have
used an estimated additional $2.4 billion in bond cap authority in
1996, according to NCSHA. SONYMA could have used another $100 million
last year.
The private activity volume cap also includes tax-exempt bond
authority to assist small and midsized companies finance the expansion
of manufacturing facilities. These companies often do not have
reasonable access to the capital markets and cannot easily finance
construction of manufacturing facilities. I used these bonds in my
capacity as town supervisor of Hempstead to allow existing businesses
to grow and to attract new business. Without this financing, these
companies, and their employees, would not be in New York State.
Nationwide, over $2.612 billion of tax-exempt manufacturing bonds were
issued in 1996. In 1996 alone, New York State issues over $96 million
of tax-exempt bonds for manufacturing facilities. The Council of
Development Finance Agencies reported that bond issuance increased 32
percent in 1996 from the prior year. In New York, demand for this low-
cost financing greatly exceeded the almost $100 million of bonds
issued. The Empire State Development Corp., a public agency, reported
that demand for tax-exempt bonds to support manufacturing was about 30
percent higher than the over $96 million of bonds actually issued in
1996.
Over the years, these bonds created literally thousands of
construction and permanent jobs in my home State, and tens of thousands
nationwide. It is critical to raise the bond cap to facilitate job
creation by small and midsized manufacturing companies. In many cases,
these companies cannot obtain reasonable financing to expand, but for
tax-exempt financing.
Mr. President, nationwide, demand for all bonds under the cap
outstripped supply by almost $7 billion last year, according to NCHSA.
New York alone faced unmet demand of more than $1 billion for all the
investments strangled by the cap.
The Nation's Governors have adopted a policy calling for a cap
increase. The Nation's State treasurers, National Association of
Counties, and Association of Local Housing Financing Agencies [ALHFA]
also support raising the cap.
One-third of the House Ways and Means Committee and nearly 100 House
Members overall already have cosponsored companion legislation--H.R.
979--to increase the bond cap $75 per capita or $250 million, if
greater, and index the cap to inflation.
The current cap is severely restricting the ability of States and
localities from making much-needed investments in their citizens and
communities. I urge my colleagues to join Senator Breaux and me in a
bipartisan effort to increase the bond cap.
Mr. President, I ask unanimous consent that the text of the bill be
printed in the Record.
There being no objection, the bill was ordered to be printed in the
Record, as follows:
S. 1251
Be it enacted by the Senate and House of Representatives of
the United States of America in Congress assembled,
SECTION 1. INCREASE IN STATE CEILING ON PRIVATE ACTIVITY
BONDS.
(a) Repeal of Post-1987 Reduction.--Subsection (d) of
section 146 of the Internal Revenue Code of 1986 (relating to
State ceiling) is amended by striking paragraph (2).
(b) Adjustment of State Ceiling for Increases in Cost-of-
Living.--Subsection (d) of section 146 of such Code is
amended by inserting after paragraph (1) the following new
paragraph:
``(2) Cost-of-living adjustment.--
``(A) In general.--In the case of a calendar year after
1998, each of the dollar amounts contained in paragraph (1)
shall be increased by an amount equal to--
``(i) such dollar amount, multiplied by
``(ii) the cost-of-living adjustment determined under
section 1(f)(3) for such calendar year by substituting
`calendar year 1997' for `calendar year 1992' in subparagraph
(B) thereof.
``(B) Rounding.--If any increase under subparagraph (A) is
not a multiple of the applicable dollar amount, such increase
shall be rounded to the nearest applicable dollar amount. For
purposes of the preceding sentence, the applicable dollar
amount is--
``(i) $1 in the case of an adjustment of the $75 amount in
paragraph (1)(A), and
``(ii) $5 in the case of an adjustment of the $250 amount
in paragraph (1)(B).''
(c) Effective Date.--The amendments made by this section
shall apply to calendar years after 1997.
[[Page S10322]]
Mr. BREAUX. Mr. President, I am pleased to introduce today with my
colleague, Senator D'Amato, an important bill that will assist States
and localities in working with private industry to foster economic
development and provide home ownership opportunities to low-income
Americans. Specifically, our bill will increase the private activity
tax-exempt bond cap to $75 per capita or $250 million, if greater, and
index the cap to inflation. Congress created the private activity-
exempt bond decades ago to apply to mortgage revenue bonds and other
bonds for multifamily housing, redevelopment of blighted areas, student
loans, manufacturing, and hazardous waste disposal facilities. However,
Congress unintentionally restricted the growth of this program by
imposing a cap on the bond volume of $50 per capita or $150 million, if
greater, which has meant States cannot meet the demand for these bonds.
Tax-exempt bonds are issued by State and local governments to provide
below market interest rates to fund authorized programs and projects.
Revenue bond investors accept lower interest from these bonds because
the interest income is tax-exempt. Mortgage revenue bonds are issued to
help lower income working families buy their first homes with low
interest loans from private investment in State and local bonds,
significantly lowering the cost of owning a home.
In my own State, the Louisiana Housing Finance Agency has issued over
$1.1 billion in mortgage revenue bonds for almost 16,000 affordable
home mortgages since the program began. In 1996 alone, the agency
issued over $112 million in mortgage revenue bonds for nearly 1,200
home loans. That's 1,200 Louisiana families who now know the pride of
owning their own home--Louisiana families that earned, on average, less
than $28,000 last year. The Louisiana Housing Finance Agency estimates
that it alone could have used another $50 million in bond authority.
Nationwide, States could have used an additional $7 billion in bond cap
for mortgage revenue bonds, student loan bonds, industrial revenue
bonds, pollution control bonds, and other worthy investments.
Student loan bonds are issued to raise a pool of money at tax-exempt
interest rates to fund college loans at lesser interest rates. In my
State, the Louisiana Public Facilities Authority has issued $745
million in student loan bonds since 1984. These bonds have funded over
80,000 college loans for deserving Louisiana students--students who
otherwise might not have been able to afford to attend college.
In Louisiana, the roughly $40 million of remaining 1997 volume cap
will not come close to fulfilling the $330 million of demand for these
bonds. The total 1997 volume cap for Louisiana was $217,500,000. After
funding minimal housing and student loan needs, little volume cap
remains available for industrial development bonds for manufacturing
purposes. Many of the industrial and manufacturing facilities create
substantial employment opportunities that are not possible due in part
to a deficiency in volume cap.
Our bill will correct this woeful situation and improve the ability
of States and localities to provide home ownership opportunities to
low-income families throughout the United States, to help fund student
loans for college students and to help finance industrial and
manufacturing facilities. These facilities will, in turn, increase
employment and the tax base of local governments. I urge my colleagues
to join me and Senator D'Amato in this effort.
______
By Mr. D'AMATO (for himself and Mr. Graham):
S. 1252. A bill to amend the Internal Revenue Code of 1986 to
increase the amount of low-income housing credits which may be
allocated in each State, and to index such amount for inflation; to the
Committee on Finance.
THE LOW-INCOME HOUSING TAX CREDIT CAP ACT OF 1997
Mr. D'AMATO. Mr. President, I rise today with my friend and
colleague, Senator Graham of Florida, to introduce long overdue
legislation to increase the cap on State authority to allocate low-
income housing tax credits--housing credits--to $1.75 per capita, and
to index the cap to inflation. The current cap of $1.25 per capita has
not been adjusted--not even to account for inflation--since the program
was created over a decade ago. This cap is strangling a State's
capacity to meet pressing low-income housing needs.
Annual cap growth is limited to the increase in State population,
which has only been 5 percent nationwide over the past decade. During
the same time period, inflation has eroded the housing credit's
purchasing power by approximately 45 percent, as measured by the
Consumer Price Index.
Mr. President, as you may know, housing credits are the primary
Federal-State tool for producing affordable rental housing across the
country. Since 1987, State agencies have allocated more than $3 billion
in housing credits to help finance nearly 900,000 apartments for low-
income families, including 75,000 apartments in 1996. In my own State
of New York, the credit is responsible for helping finance 44,000
apartments for low-income New Yorkers, including 4,450 apartments in
1996.
Earlier this year, the General Accounting Office issued a
comprehensive report giving the housing credit a clean bill of health.
That report documents that the program in fact exceeds a number of
important congressional objectives. For example, though the law allows
housing credit apartment renters to earn up to 60 percent of the area
median income, GAO documented the average tenant's income at just 37
percent, and found that more than three out of four renters have
incomes under 50 percent of the area median income. GAO also found that
rents in housing credit apartments are well below market rents, up to
23 percent less than the maximum permitted, and 25 percent below HUD's
national fair market rent.
The GAO report also documents that States are giving preference to
apartments serving low-income tenants longer than the 15 years the law
requires. In fact, two-thirds of the apartments GAO studied were set
aside for low-income use for 30 years or more.
A second major assessment of the credit has been objectively
completed by Ernst & Young, reiterating many of the positive findings
of the GAO report, demonstrating a tremendous need for additional
affordable housing, and documenting the devastating effect of the
current cap on States' ability to finance this critically needed
housing.
Despite the success of the housing credit in meeting affordable
rental housing needs, the apartments it helps finance can barely keep
pace with the nearly 100,000 low cost apartments which are demolished,
abandoned, or converted to market rate use each year. Increasing the
housing credit cap, as Senator Graham and I propose, would allow States
to finance approximately 25,000 more critically needed low-income
apartments each year.
Nationwide, demand for housing credits outstrips supply by more than
3 to 1. In 1996, States received applications requesting more than $1.2
billion in housing credits--far surpassing the $365 million in credit
authority available to allocate that year.
In New York, the New York Division of Housing and Community Renewal
received applications requesting more than $104 million in housing
credits in 1996--nearly four times the $29 million in credit authority
it already had available. When I think of the immense need for
affordable housing within my State, I can only characterize this
decade-old limit on State credit authority as an overwhelmingly lost
opportunity.
Mr. President, in 1993, Congress made the housing credit permanent
with unprecedented, overwhelmingly bipartisan cosponsorship. In
addition, the Nation's Governors have adopted a policy calling for an
increase in the housing credit cap.
Mr. GRAHAM. Mr. President, today I join my colleague Senator D'Amato
as we introduce legislation to increase the amount of low income
housing tax credits allocated to the States and to index the low-income
housing credit for inflation.
In a time of fiscal austerity, housing credits encourage private
investment in economically sound, privately owned, affordable homes for
low-income working families in all 50 States. By helping families that
get up and go to work every day to earn their rent and mortgage
payments, the low-income housing credit provides families with an
important stake in maintaining self-sufficiency.
Mr. President, the low-income housing tax credit was created in the
1986
[[Page S10323]]
tax reform bill in the wake of decreasing appropriations for federally-
assisted housing and the elimination of other tax incentives for rental
housing production. The housing credit encourages the construction and
renovation of low-income housing by reducing the tax liability placed
on the developers of affordable homes. The credit is based on the costs
of development as well as the percentage of units devoted to low-income
families or individuals.
The current formula used in determining a State's housing credit
allocation is $1.25 multiplied by the State's population. Unlike other
provisions in the Tax Code, this formula has not been adjusted since
the credit was created in 1986. During the same period, inflation has
eroded the credit's purchasing power by nearly 45 percent, as measured
by the Consumer Price Index.
The bipartisan bill Senator D'Amato and I introduce today proposes to
increase the annual limitation on State authority to allocate low
income housing tax credits to $1.75 per capita and index the cap for
inflation. By freeing the 10-year-old cap on housing credits from its
current limitation, as requested by the Nation's Governors, our bill
will liberate States' capacity to help millions of Americans who still
have no decent, safe, affordable place to live.
A brief look at the history of the housing credit provides ample
evidence of why our legislation is needed. In the State of Florida, for
example, the LIHTC has used more than $187 million in tax credits to
produce approximately 42,000 affordable, rental units, valued at over
$2.2 billion. Tax credit dollars are leveraged at an average of $18 to
$1. Nevertheless, in 1996, nationwide demand for the housing credit
greatly out paced supply by a ratio of nearly 3 to 1. In Florida,
credits are distributed based upon a competitive application process
and many worthwhile projects are denied due to a lack of tax credit
authority.
This spring, the U.S. General Accounting Office [GAO], Congress' main
investigative agency, released a national audit of the Low-Income
Housing Tax Credit Program. The GAO found that the average housing
credit apartment renter earns only 37 percent of the local area median
income. Further, surveyed properties--more than 450--appeared to be in
good condition and well-maintained. Additionally, the GAO reported that
housing credit properties ``overwhelmingly comply with statutory and
regulatory requirements.''
Mr. President, I'd like to draw attention to one example of how the
low-income housing tax credit has benefited American families. I am
referring to the Holly Cove housing community developed by Vestcor
Equities near Jacksonville, FL. Vestcor provides clean, safe and
affordable living environments for low- to moderate-income residents by
developing, renovating, and operating multifamily communities.
In addition to affordable housing, Vestcor, through developments such
as Holly Cove provides community services to improve the quality of
life of their residents. Through counseling, education, and resident
involvement, Vestcor energizes its community and provides residents
with the tools they need for success. Activities and educational
programs offered include: budgeting and credit counseling, resume
writing assistance, GED classes, substance abuse counseling, and after
school homework assistance. In short, with the help of the low-income
housing tax credit, Vestcor Equities strengthens the community by
investing in children and families.
Vestcor Equities provides first-hand evidence of the important role
the low-income housing tax credit offers as a catalyst of private
sector investment in our communities.
Mr. President, as we struggle to balance the budget and restore
fiscal responsibility in Washington, the housing credit allows
bureaucrats to step aside and let the free market fill an important
need in America's communities. I hope my colleagues will embrace this
important legislation.
______
By Mr. CRAIG:
S. 1253. A bill to provide to the Federal land management agencies
the authority and capability to manage effectively the Federal lands in
accordance with the principles of multiple use and sustained yield, and
for other purposes; to the Committee on Energy and Natural Resources.
THE PUBLIC LANDS MANAGEMENT IMPROVEMENT ACT OF 1997
S. 1254. A bill to provide a procedure for the submission to Congress
of proposals for, and permit upon subsequent enactment of law,
assumption of management authority over certain Federal lands by States
and nonprofit organizations; to encourage the development and
application to Federal lands of alternative management programs that
may be more innovative, less costly, and more reflective of the
neighboring communities' and publics' concerns and needs, and for other
purposes; to the Committee on Energy and Natural Resources.
THE FEDERAL LANDS MANAGEMENT ADJUSTMENT ACT
Mr. CRAIG. Mr. President, this week marked the 21st anniversary of
the congressional passage of the 1976 National Forest Management Act.
It is, therefore, a particularly appropriate time to discuss revisions
to modernize NFMA and the Federal Land Policy and Management Act also
passed in 1976. Today, I am introducing a revised version draft of a
legislative proposal I first circulated for comments and review last
December.
Actually, as I will explain shortly, I am introducing two bills
today. The first bill, called the Public Lands Improvement Act of 1997,
provides a series of reforms to the management programs of the Forest
Service and the Bureau of Land Management. The second bill, called the
Federal Lands Management Adjustment Act of 1997, provides an
opportunity for the States or other parties to seek certain management
responsibilities for Federal, multiple-use lands.
These two bills were bound together as one proposal in my December
draft. But they have changed significantly as a consequence of six
workshops sponsored by the Subcommittee on Forests and Public Land
Management, as well as a foot-thick pile of comments provided by
individuals and groups who took the time and effort to review the
December proposal, offer us their views, and suggest many helpful
changes.
The proposal that I am introducing today has been shared with the
Clinton administration. We reviewed the proposal with them earlier this
week. In the very near future, we will hear their formal comments on
the proposal. But I think it is fair to say that, at this point, the
administration still embraces the proposition that no statutory changes
are needed to the confusing and conflicting mandates that govern the
Forest Service and BLM. A number of serious observers and students of
these two agencies--most notably the General Accounting Office in a
series of research efforts conducted on behalf of myself and Senator
Murkowski--disagree strongly.
Nevertheless, the administration's present posture is to inveigh
against any changes to the law. This position makes it very difficult
for this bill, or any bill, to be introduced with the kind of
bipartisan support that will be needed to eventually secure passage of
legislation in this area. Consequently, I am introducing this bill
alone, even though there are numerous Senators on our side of the aisle
who would like to be cosponsors. I have asked the full committee
chairman, Senator Murkowski, to join me.
I point out this reality not to pick a fight with the administration.
Rather, I want to make it clear that I am introducing it by myself--
without political cover--so that a spirit of bipartisan cooperation can
have a chance to grow as we move into the formal hearings process. Any
significant changes in this area of law will, by both design and
necessity, be the product of bipartisan collaboration between the
Congress and the administration. I not only accept this--I welcome it.
At the same time, if you look closely at the Interior and related
agencies appropriations bill reported by the Senate, you will see a
number of instances where Senator Gorton and I have made it clear to
the administration that--absent clarifying legislative changes to
confusing and expensive statutory mandates--we are not prepared to
continue to spend money to no particular end. At this point, we are
sending good money after bad.
These existing statutes--NFMA and FLPMA--are 21 years old. Their
implementation today conjures the image of
[[Page S10324]]
a sullen 21-year-old without a job, that's moved back home, is cleaning
out the refrigerator and is draining cash without contributing much to
the family. In my single year as a member of the Committee on
Appropriations, I have seen how many exceptionally worthy efforts are
denied funds. I cannot, in good conscience, condone further spending
for things like the RPA Program and NFMA plan revisions.
I hope the administration takes the message here seriously, but
constructively. That is the fashion in which is being sent. And,
obviously I hope that they will review the proposal that we shared with
them last week, and provide us their ideas on the statutory changes
that should be made.
With that, I would like to highlight a few of the changes that we
made in response to reviewers that have provided us their comments
since last December.
First and foremost, as I indicated, I am introducing two bills today.
We have separated title VI of the December draft and made it a separate
bill dealing with increased opportunities for the State--and now
others--to take on a larger role in Federal land management. I will
treat this idea separately as we move through the hearing process. I'm
doing this because a number of middle-of-the-road groups and thoughtful
individuals suggested that it is impossible to focus on Federal land
law reform if we are simultaneously, that is, in the same piece of
legislation, looking at alternatives to Federal land management.
Considering alternatives to Federal management of nationally owned
lands is an intellectual ``bridge too far'' for many. It became an
impediment to their participation and, I hope, ultimately their support
for Federal land management reform.
I can accept this, even though it does suggest a certain timidity of
spirit. I will note that the most timid of spirit, by far, were those
interest groups, which self-identified by their rhetoric, that
vigorously opposed all discussion of this concept in any form.
At the same time, I remain convinced that we ought to be looking at
alternatives to Federal land management in a thoughtful and organized
way. That is why I have introduced both bills today. We may take up the
bills at somewhat different times as we move forward. But we will
eventually pursue them both.
The former Chief of the Forest Service, Jack Ward Thomas, and the
General Accounting Office felt that both the BLM and the Forest Service
need a much clearer statement of mission. Our December draft focused
largely upon improved procedures. The GAO emphasized that any attempt
to change resource management procedures would not, by itself, be
sufficient to cut through the morass of confusion that currently
infects Federal agency management. Therefore, we have included a
discrete mission statement for both the BLM and the Forest Service in
the new proposal.
Additionally, over the past 9 months we have heard a lot from locally
base, consensus groups working of Federal land management problems. I
have become convinced that we ought to encourage these efforts.
Therefore, this bill provides greater opportunity and encouragement to
local consensus groups. Also, we provide a greater opportunity for the
Forest Service and BLM to seek out local advice from interested
elements of the public. I am optimistic that, if we can forge consensus
at the local level, many of the national land management conflicts can
be diminished in their intensity.
In response to numerous comments, we have also made some significant
changes to part B of title I dealing with administrative appeals and
judicial review of Forest Service and BLM decisions. We still codify--
for the first time--an administrative appeals process for the Forest
Service. The existing appeals process is without statutory basis, and
could be eliminated by administrative fiat.
We have, however, removed the provision allowing the executive
agencies the opportunity to dismiss and penalize frivolous appeals. In
the December draft, we tried to use existing jurisprudential standards
for discouraging frivolous legal action. Many reviewers were, however,
uncomfortable with the notion of providing this authority to the
executive branch agencies under any standard.
We also removed a provision in the December draft which stated that,
upon injunction of a land and resource management plan, the previous
plan would apply. As with frivolous actions, we will now leave to the
judiciary the case-by-case determination of an appropriate course of
action after the issuance of a broad-scale injunction.
One of the more contentious issues in the December draft was whether
the land managing agencies should assure their own compliance with
section 7 of the Endangered Species Act. Many groups were unwilling to
trust the Forest Service and the BLM to do this on their own. Here, we
were guided by the thoughtful comments of the Wildlife Management
Institute. The Institute suggested that, with some review and
certification of their program capabilities, the land managing agencies
could be so trusted. Therefore, this provision has been modified to
allow the land managing agencies to do their own section 7 compliance,
but only after their programs have been certified by the Fish and
Wildlife Service--in consultation with the National Marine Fisheries
Service--as competent to carry out this responsibility.
You may recall that, in title IV of the December draft, we created
some new funding streams to increase land management activities. We
received a number of comments that allowing resource managers to keep
these funds locally could create perverse incentives that would result
in more intensive land management--whether or not such management is
appropriate in individual circumstances. At the same time, we heard
from GAO and others that one of the most crying needs for additional
funding is monitoring of plan implementation. The GAO emphasized that
this is where the Forest Service and BLM often fall short.
In response to both sets of concerns, we are retaining these new
funding streams, but channeling any additional revenues into increased
monitoring activity. It is our hope that, with better monitoring, we
will get more effective plan implementation, and more projects
accomplished on the ground.
During the past few months as we have worked on this proposal, we
have also been captivated by a separate discussion underway between the
administration and groups who wish to bid on timber sales for the
purpose of preserving--rather than harvesting--the trees. To date, the
administration has correctly interpreted existing law as not providing
the authority to entertain such bidders. Section 14(c) of the National
Forest Management Act is specific that the purpose of timber sales is
to promote the orderly harvesting of the timber.
At the same time, where the sale is for the sole purpose of disposing
of a commodity, we believe that the taxpayers should be afforded the
best price--whether it is being offered by someone who wants to
harvest, or someone who wants to preserve the trees. Therefore, we have
added a provision in title IV of the bill which provides the
administration authority which it now lacks, to allow nonharvesting
bidders to participate in the auction of commodity timber sales that
have no land stewardship function associated with them.
Now let me spend a few moments on the second bill dealing with
transfer of management responsibilities for Federal lands. As I
indicated, this has been split into a separate bill to accommodate
those who could not consider alternatives to Federal management at the
same time they were proffering their views about how to make Federal
management more effective. With regard to the State transfer bill, it
is in many respects similar to title VI of our December draft. We do,
however, clarify that nothing in the transfer of management
responsibility is designed to infringe on Indian tribal or treaty
rights.
Additionally, we have been moved by the views of a number of free
market environmentalists and scholars who have argued that there should
be an opportunity for nonprofit trusts to assume a larger role in
Federal land management. We have added this concept to the transfer
bill.
These are a few of the changes that we made. As I indicated, the
changes are numerous and substantive. My staff indicated that, at last
count, we had made some 80 changes in the December
[[Page S10325]]
draft. It's now time to review these changes, and continue a
constructive discussion on how this bill can be improved further.
In that regard, I want to thank a number of individuals and groups
who have been instrumental in providing us ideas for the improvements
that we have already made. First and foremost, I want to thank former
Chief, Jack Ward Thomas, for his advice and participation in our
workshops. I also would like to thank a group of retired Forest Service
Deputy Chiefs and Regional Foresters led by George Leonard for their
thoughtful and detailed comments.
I appreciate the assistance provided by a number of professional
societies and other middle-of-the-road conservation groups who assisted
us by forming committees made up of their members to review the bill
and offer us formal comments. These groups include, among others, the
Wildlife Management Institute, the Society of American Foresters, the
National Association of State Foresters, and the Association of State
Land Commissioners. In each case, their participation has been
instrumental in guiding us toward some of the changes I have described.
Now I suppose the next question is: where we will head from here? We
will try to convene a first hearing before we recess this session of
Congress. At this hearing, I hope to hear from those groups that have
taken the extra step of forming committees of their members to review
the December proposal. I would like to hear from them how responsive
they think we have been to their constructive suggestions.
Then, when we reconvene next year I will hold additional hearings to
receive testimony from national interest groups, as well as from the
administration. I will endeavor to be as inclusive as possible in
soliciting testimony from as wide a range of groups as are interested.
I hope that, by early next year, the administration will see its way
clear to sit down with us and suggest constructive changes to this
proposal. I would welcome the opportunity to work with them to see if
there is a list of changes that we can agree are necessary and
meaningful to pursue.
With or without the administration's cooperation, I will nevertheless
endeavor to produce a third version of this bill to have ready for
committee markup sometime next spring.
I urge all groups involved in reviewing this legislation to take the
time to: first, read it; second, reflect on it; third, come in and
discuss it with us if they wish; and fourth, commit themselves to
moving forward to work with us to develop a land management planning
process that is equitable, efficient, and sensitive to environmental,
economic, and fiscal concerns.
Mr. President, I ask unanimous consent that additional material be
printed in the Record.
There being no objection, the material was ordered to be printed in
the Record, as follows:
Section-by-Section Description--Public Lands Management Improvement Act
of 1997
Sec. 1. Short title: table of contents. This legislation--
``Public Lands Management Improvement Act of 1997''--provides
new authority and gives greater responsibility and
accountability to the Forest Service, Department of
Agriculture, and Bureau of Land Management (BLM), Department
of the Interior, for planning and management of federal lands
under their jurisdiction. The two statutes governing the
agencies' land planning and management--National Forest
Management Act (NFMA) and Federal Land Policy and Management
Act (FLPMA)--are now more than two decades old; this
legislation preserves those laws' policies and requirements
while it updates those laws to reflect the agencies'
subsequent performance and experience.
Sec. 2. Findings. This section contains numerous findings
which explain the need for this legislation. The findings--
Note the widespread public support for the twin principles
of federal land management--multiple use and sustained
yield--imposed on Forest Service lands in NFMA and on BLM
lands in FLPMA.
Recognize that NFMA and FLPMA, enacted in 1976, established
resource management planning processes as the means to apply
these land management principles to the federal lands.
State that, in the 2 decades since the enactment of NFMA
and FLPMA, fundamental flaws in the planning processes have
been exposed, to the dissatisfaction of all stakeholders.
Find that these flaws threaten the planning and
decisionmaking processes and undermine the agencies' ability
to fulfill their statutory land management responsibilities
and accomplish management that is well grounded in science.
Note that Congress' desire for planning to be completed
within discrete time frames and to provide secure management
guidance has not been achieved.
Describe how planning has yet to be completed 2 decades
after the enactment of NFMA and FLPMA, and how the Forest
Service and BLM are now engaged in an apparently perpetual
planning cycle that deprives both the agencies and the public
of stable and predictable management of federal lands.
State that the two levels of planning contemplated and
required by NFMA and FLPMA have been expanded by the agencies
and the courts to include various planning exercises on
multiple, often conflicting planning levels that in many
cases are focused narrowly on only one resource, are
conducted without the procedural and public participation
safeguards in the planning required by statute, and result in
guidance that conflicts with the planning that is conducted
in accordance with statutory direction.
Find that the procedures and requirements of NFMA and FLPMA
often are not compatible, and even conflict, with procedures
and requirements of other, more generally applicable
environmental laws. The result is often the de facto transfer
of planning and management decisionmaking authority from the
land management agencies--the Forest Service and BLM--to
other environmental agencies--the Environmental Protection
Agency, Fish and Wildlife Service, National Marine Fisheries
Service, etc.--that do not possess comparable land management
expertise.
Find ``without doubt'' that Congress has failed to
reconcile the procedures and requirements of other
environmental laws with the planning and management processes
established by NFMA and FLPMA.
Describe how, even when the Forest Service and BLM retain
planning and management authority, they are often paralyzed
by an escalating number of administrative appeals and
lawsuits.
Note that existing law does not recognize, nor integrate
into planning, important new land management concepts such as
ecosystem management and adaptive management which are being
imposed or incorporated in federal land planning and
management without statutory authority.
State that new processes developed by stakeholders to
better participate in federal land planning and
decisionmaking, such as the community-based collaborative
deliberations of the Quincy Library Group and Applegate
Partnership, are not recognized or encouraged by NFMA and
FLPMA.
Find that these flaws in planning and plan implementation,
including the administrative and judicial challenges, have
escalated Forest Service and BLM land management costs and
thereby reduced land management capability.
State that these flaws in planning and subsequent inability
to secure plan implementation have injured--both
environmentally and economically--all stakeholders, but
particularly local resource-dependent communities which have
no protection nor recourse under NFMA and FLPMA.
Find that NFMA, FLPMA, and their implementing regulations
provide much guidance on planning, but virtually none on plan
implementation, thereby devaluing the term ``Management''
common to both Act's titles.
Report the finding of the United States General Accounting
Office that the statutory flaws and public distrust discussed
in these findings have contributed to, and been compounded
by, the agencies' lack of a clear mission statement.
And find that additional statutory direction for planning
and plan implementation is needed to secure stable and
predictable federal land management and to free the Forest
Service and BLM to exercise fully their professionalism in
making management decisions.
Sec. 3. Definitions. This section defines the terms used in
this legislation. For the purpose of this section-by-section
description only two terms need definitions. ``Federal
lands'' means all federal lands managed by the BLM (excluding
Outer Continental Shelf lands) and Forest Service (including
national grasslands). The four ``Committees of Congress'' are
the authorizing committees with jurisdiction over the Forest
Service and BLM: the Committee on Resources and Committee on
Agriculture in the House of Representatives and the Committee
on Energy and Natural Resources and Committee on Agriculture,
Nutrition, and Forestry in the United States Senate.
Sec. 4. Supplemental authority. This section makes clear
that this legislation supplements the NFMA, FLPMA, and other
applicable law. It also provides that, except for units of
the National Wilderness Preservation, National Wild and
Scenic Rivers, and National Trails Systems, this legislation
will prevail whenever it is in conflict with other applicable
law. On the other hand, the laws governing those Systems will
prevail whenever this legislation conflicts with them.
Sec. 5. Transition. This section makes clear that existing
plans, policies, and other guidance concerning the federal
lands that are in effect on the date of enactment of this
legislation remain valid until they are revised, amended,
changed, or terminated in accordance with this legislation.
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title i--ensuring the effectiveness of federal land planning and
implementation
Sec. 101. Purposes. The purposes of Title I are to provide
a mission statement for the Forest Service and BLM and
provide Congressional direction to those agencies on the
preparation and implementation of resource management plans
for, and the planning of management activities on, the
federal lands. This mission and direction are intended to
avoid the environmental, economic, and social injuries caused
by the existing flaws and past absence of mission and
direction in federal land planning. Most importantly, this
mission and direction are expected to achieve stable,
predictable, timely, sustainable, and cost-effective
management of federal lands.
Part A. In general
Sec. 102. Mission of the land management agencies. This
section provides a new mission for the Forest Service and
BLM. It is to manage the federal lands to furnish a
sustainable flow of multiple goods, services, and amenities
while protecting and providing a full range and diversity of
natural habitats of native species in a dynamic manner over
the landscape.
Sec. 103. Scientific basis for Federal land decisions. To
ensure that federal land planning and management is well
grounded in science, this section requires the Forest Service
and BLM to use in all federal land decisions the best
``scientific and commercial data available.'' This standard
for scientific data is adopted from the Endangered Species
Act of 1973.
Part B. Resource management and management activity planning
Sec. 104. Levels of planning. To reduce the proliferating
number of federal land planning exercises, this section
limits the levels of Forest Service and BLM planning to two--
multi-use resource management planning for designated
planning units and site-specific planning for management
activities. The two agencies are given complete discretion to
designate planning units of whatever size and number they
consider appropriate in which to conduct the resource
management planning.
The agencies may also conduct analyses or assessments for
geographical areas other than the planning units (including
ecoregion assessments as provided in Title III). However, the
results of these analyses or assessments can be applied to
the federal lands only by amending or revising the applicable
resource management plans.
This section establishes a 3-year deadline for amending or
revising existing resource management plans to include
policies developed in planning conducted outside of the two
prescribed planning levels. That non-complying planning will
no longer apply to the federal lands at the end of the 3-year
period.
Sec. 105. Contents of planning and allocation of decisions
to each planning level. To eliminate redundant planning that
is time-consuming and costly, this section assigns specific
analyses to the two levels of planning established in section
104 and clarifies that the analyses may not be repeated
elsewhere in the planning process. This section requires that
resource management plans contain 4 basic elements: (1)
statement of management goals and objectives; (2) allocation
of land uses to specific areas in the planning unit; (3)
determination of outputs of goods and services from the
planning unit; and (4) environmental protection policies. The
agencies are admonished to tailor the environmental
protection policies, to the maximum extent feasible, not to
be prescriptive requirements generally applicable to the
entire planning unit but rather to provide guidance for
determining specific requirements tailored to identified
sites during the planning of individual management
activities.
Additionally, the resource management plans are required to
contain: (1) a statement of historical uses, and trends in
conditions of, the resources covered by the plans; (2) a
schedule and procedure for monitoring plan implementation,
management of the covered federal lands, and trends in the
covered resources' uses and conditions as required by section
115, and (3) criteria for determining when circumstances on
the covered federal lands warrant adaptive management of the
resources as required by section 115.
This section requires the agencies to assign by a notice-
and-comment rulemaking specific analyses and decisions to
each of the two planning levels. The agencies may not conduct
or reconsider those analyses or decisions in the planning
level to which they are not assigned. This section also makes
a number of analyses and decision assignments. In addition to
the 4 basic elements discussed previously in this section,
assigned to resource management planning are resource
inventories, cumulative effects analyses, discussion of
relationship to State and local plans, identification of
federal lands which might be exchanged or otherwise disposed
of, and decisions on wilderness, unsuitability of lands for
certain uses (e.g., coal mining as required by section 522 of
the Surface Mining Control and Reclamation Act and timber
harvesting as required by section 6 of the National Forest
Management Act), and visual objectives. Assigned to
management activity planning are analyses of site-specific
resources and environmental effects, and decisions concerning
the design of, and requirements for, the activity, including
decisions related to water quality, method for harvesting
forest products, revenue benefits and a schedule and
procedures for monitoring the effects of the activity.
Sec. 106. Planning deadlines. To break the cycle of
perpetual planning, this section would set deadlines for
conducting the two-level planning. These deadlines are: (1)
for resource management planning--30 months for plan
preparation, 12 months for amendments defined as significant
by regulations, 9 months for amendments defined as non-
significant by regulations, and 24 months for revisions; and
(2) for management activity planning--9 months for planning
significant activities and 6 months for planning non-
significant activities.
Sec. 107. Plan amendments and revisions. This section
ensures that the 4 basic elements of the resources management
plans are accorded equal dignity and that one element is not
arbitrarily sacrificed or ignored to achieve another. It
prohibits the Forest Service and BLM from applying a policy
to, or making a decision on, resource management plan or a
management activity which is inconsistent with one of the
basic elements. Instead, this section requires that the
resource management plan must be awarded to alter or
reconcile conflicting basic elements. This decision to amend
would be made whenever the inconsistency is discovered,
usually during either the planning for a specific
management activity or the monitoring of plan
implementation required by section 115. The agencies are
given the authority to waive an inconsistency without
amending the resource management plan on a one-time basis
for a single specific management activity if the
inconsistency does not violate a nondiscretionary
statutory requirement and the determination is made that
the waiver is in the public interest.
This section also requires that any change in federal land
management that is imposed by new law, regulation, or court
order or that is warranted by new information must be
effected by amending or revising the appropriate resource
management plans. Further, unless the agency determines that
the law or court order requires otherwise and publishes that
determination, the change in management does not become
effective until the amendment or revision is adopted.
This section directs, that when resource management plans
are revised, all provisions of those plans are to be
considered and analyzed in the environmental analysis
(environmental impact statement (EIS) or environmental
assessment (EA)) and decision documents. This ensures that
the agency does not consider only those portions of the plans
that are particularly important to the most vociferous
advocates for a particular land use or management policy or
are of particular interest to the officials involved in the
planning exercise.
Finally, this section clarifies that, while a resource
management plan is being amended or revised, management
activities are to continue and not be stayed in anticipation
of changes that might be made by the amendment or revision.
Exceptions to this stay prohibition include whenever a stay
is required by this Act, court order, or a formal declaration
by the Secretary (without delegating the authority). However,
the agencies can stay particular activities for purposes that
are unrelated to the purpose or the likely effect of the
amendment or revision. To ensure that de facto stays do not
occur, this section provides that, except as described above,
a plan amendment or revision may not become effective until
final decisions on management activities that are scheduled
to be made during the plan amendment or revision process have
been made.
To avoid tunnel-visioned decisionmaking that focuses on one
issue to the exclusion of all others, this section directs
the agencies to consider in the environmental analysis
documents on any amendment or revision of a resource
management plan what effect the amendment or revision may
have on the 4 basic elements required for each plan by
section 105. The decision document on the amendment or
revision must include a discussion of the reasons why the
effect is necessary and what steps were taken in the planning
process and decisionmaking, or will be taken thereafter, to
ameliorate any adverse economic or social consequences which
will or could result from the effect.
Sec. 108. Disclosure of funding constraints on planning and
management. To ensure that planning decisions are not based
on overly optimistic funding expectations and are not
rendered irrelevant by enactment of differing appropriations,
this section requires that the EIS or EA on each resource
management plan, or plan amendment or revision, contain a
determination on how the 4 basic elements (goals and
objectives, land use allocations, outputs of goods and
services, and environmental protection policies) will be
implemented within a range of funding levels (with at least
one level which provides less funds annually, and one level
which provides more funds annually, then the level of funding
for the fiscal year in which the EIS or EA is prepared).
Sec. 109. Consideration of Federal lands-dependent
communities. This section requires that, in preparing,
amending, or revising each resource management plan, the
Forest Service and BLM must consider if, and explain whether,
the plan will maintain to the maximum extent feasible the
stability of any community that has become dependent on the
resources of the federal lands to which the plan applies.
The procedure for meeting this mandate is to include in the
EIS or EA on the plan,
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amendment, or revision a discussion of: the impact of each
plan alternative on the revenues and budget, public services,
wages, and social conditions of each federal lands-dependent
community; how the alternatives would relate to historic
community expectations; and how the impacts were considered
in the final plan decision.
This section defines a federal lands-dependent community as
one which is located in proximity to federal lands and is
significantly affected socially, economically, or
environmentally by the allocation of uses of one or more of
the lands' resources. The Secretaries are to consult with the
Secretaries of Commerce and Labor in establishing by
rulemaking criteria for identifying these communities.
Sec. 110. Participation of local, multi-interest
committees. To encourage local solutions to federal land
management issues developed by neighboring citizens of
diverse interests, this section provides for the
establishment of two types of local, matter-interest
committees. The first is the ``independent committee of local
interests'' established without the direction, intervention,
or funding of the agencies and including at least one
representative of a non-commodity interest and one
representative of a commodity interest. Prototypes for this
type of committee are the Quincy Library Group and Applegate
Partnership. This section encourages these independent
committees to prepare planning recommendations for the
federal lands by imposing the requirement on the agencies
that they include those recommendations as alternatives in
the EISs or EAs which accompany the preparation, amendment,
or revision of resource management plans. If more than two
independent committees are established and submit planning
alternatives for the same federal lands, the Forest Service
or BLM will include the alternatives of the two committees it
determines to be most broadly representative of the interests
to be affected by the plan, amendment, or revision, and will
attempt to consolidate for analysis or otherwise discuss the
other committees' alternatives. Finally, the section
authorizes the Forest Service and BLM to provide to any
independent committee whose planning alternative is adopted
sufficient funds to monitor the alternative's implementation.
These independent committees would be exempt from the Federal
Advisory Committee Act.
Second, the agencies are empowered to establish local
committees corresponding to the federal land's planning
units. The membership of these committees must be broadly
representative of interests affected by planning for the
planning units for which they were formed. The agencies must
seek the advice of the committees prior to adopting,
amending, or revising the relevant resource management plans
and provide the committees with funding to monitor plan
implementation.
Sec. 111. Ecosystem management principles. This section
ensures that the relatively new ecosystem management concept
is incorporated into planning in a fashion which does not
supersede other statutory mandates. It requires that the
Forest Service and BLM consider and discuss ecosystem
management principles in the EISs or EAs for resource
management plans, amendments, and revisions. It also states
that these principles are to be applied consistent with, and
may not be used as authority for not complying with, the
other requirements of this legislation, FLPMA, NFMA, and
other environmental laws applicable to resource management
planning.
Sec. 112. Fully allocated costs analysis. To ensure that
the costs of all uses are revealed, this section directs the
Forest Service and BLM to disclose in the EISs and EAs on
resource management plans, amendments, and revisions the
fully allocated cost including foregone revenues, expressed
as a user fee or cost-per-beneficiary, of each non-commodity
output from the federal lands to which the plans apply.
Sec. 113. Citizen petitions for plan amendments or
revisions. Section 116 establishes deadlines for challenging
resource management plans, amendments, and revisions. This
section provides a procedure for citizens who believe a plan
has become inadequate after the deadlines have passed to seek
change in the plan and, if unsuccessful in obtaining change,
to challenge the plan. This section authorizes any person to
challenge a plan after the deadline solely on the basis of
new information, law, or regulation. The mechanism for
challenge is a petition for plan amendment or revision. The
Forest Service or BLM must accept or deny the petition within
90 days of receiving it. If the agency fails to respond to or
denies the petition, the petitioner may file suit immediately
against the plan. If the agency accepts the petition, the
process of amending or revising the plan begins immediately.
The agency's decision to accept or deny the petition is
subject to the consultation requirement of the Endangered
Species Act, but not subject to the environmental analysis
requirements of the National Environmental Policy Act.
Sec. 114. Budget and cost disclosures. To better relate the
agencies' planning process with Congress' appropriations
process, this section requires that the President's budget
request to Congress include an appendix that discloses the
amount of funds that would be required to achieve 100% of the
annual outputs of goods and services in, and otherwise
implement fully, each Forest Service and BLM resource
management plan.
In the face of escalating planning costs, particularly
those associated with ecoregion assessments, this section
also requires the agencies to submit to Congress each year
an accounting of the total costs and cost per function of
procedure for each plan, amendment, revision or assessment
published in the preceding year.
Sec. 115. Monitoring and maintenance of planning. This
section contains several procedures intended to ensure that
the resource management plans are implemented. First, each
agency is required to include in each decision on a
management activity a statement that the decision contributes
to, or at a minimum does not preclude, achievement of the 4
basic elements (goals, land allocations, outputs, and
environmental protection policies) of the applicable resource
management plan.
Second, this section requires use of funds from the
Monitoring Funds established by section 502 to monitor the
implementation of each resource management plan at least
biennially. The monitoring is to ensure that no goal, land
allocation, output, or policy of the plan is constructively
changed through a pattern of incompatible management
activities or of failures to undertake compatible management
activities. Whenever the agency finds such change has
occurred, it must take corrective management actions to
restore compliance with the plan, or amend or revise the plan
to accommodate the change. The monitoring also is to
determine whether circumstances or the federal lands have
changed and warrant adaptive management. If so, the agencies
are required to undertake the adaptive management--
immeidately if no elements would be changed thereby or after
amending or revising the plan if any element would be
changed.
Part C. Challenges to planning
The purposes of this part are to ensure that challenges--
both administrative and judicial--of resource management
plans and management activities are brought more timely and
by those who truly participate in the agencies' processes. It
does not eliminate challenges or insulate agency decisions
from challenges.
Sec. 116. Administrative appeals. This section directs the
Forest Service and BLM to promulgate rules to govern
administrative appeals of decisions to approve resource
management plans, amendments, and revisions, and of decision
to approve, disapprove, or otherwise take final action on
management activities. While allowing the agencies
considerable discretion in rulemaking, this section does
provide that the rules must: (1) require that, in order to
bring an appeal, the appellant must have commented in writing
during the agency process on the issues or issues to be
appealed; (2) provide that administrative appeals of plans
may not challenge analyses or decisions assigned to
management activities under section 105 and administrative
appeals of management activities may not challenge analyses
or decisions assigned to plans under section 105; (3) provide
deadlines for bringing the administrative appeals (not more
than 120 days after a plan or revision decision, 90 days
after an amendment decision, and 45 days after a management
activity decision); (4) provide deadlines for agency
decisions on the appeals (not more than 180 days for appeal
of a plan or revision, 120 days for appeal of a plan
amendment, 90 days for appeal of a management activity, with
possible 15 days extension for each) and bar additional
levels of administrative appeal; (5) provide that in the
event of failure to render a decision by the applicable
deadline, the decision on which the appeal is based is to be
deemed a final agency action which allows the appellant to
file suit immediately; (6) require the agency to consider and
balance environmental and/or economic injury in deciding
whether to issue a stay pending appeal (or petition); (7)
provide that no stay may extend more than 30 days beyond a
final decision on an appeal of a plan, amendment, or revision
or on a petition or 15 days beyond a final decision on a
appeal of a management activity; and (8) establish categories
of management activities excluded from administrative appeals
(but not lawsuits) because of emergency, time-sensitive, or
exigent circumstances. This section is more comphrensive than
the section of the Fiscal Year 1993 Interior Appropriations
Act which concerned appeals only of management activities
(not management plans, amendments, and revisions) of the
Forest Service (not BLM). As this section supplants that more
limited provision, it repeals that provision when the new
Forest Service appeals rules required by this section become
effective.
Sec. 117. Judicial review. This section establishes venue
and standing requirements in, sets deadlines for, and
otherwise governs lawsuits over resource management plans,
amendments, revisions, and petitions and management
activities.
The venue for plan-related litigation is the U.S. Circuit
Court of Appeals for the circuit in which the lands (or the
largest portion of the lands) to which the plan applies are
located. The venue for litigation over a management activity,
or petition for plan amendment or revision is the U.S.
District Court in the district where the lands (or the
largest portion of the lands) on which the activity would
occur or to which the plan applies are located.
This section also clarifies that standing and intervention
of right is to be granted to the fullest extent permitted by
the Constitution. This means those who are economically
injured cannot be barred by the non-constitutional,
prudential ``zone of interest''
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test developed by the judiciary. This section also limits
standing to those who make a legitimate effort to resolve
their concerns during the agency's decisionmaking process and
do not engage in ``litigation by ambush'' by withholding
their concerns until after the agency decision is made.
Specifically, this section requires that the plaintiff must
have participated in the agency's decisionmaking process and
submitted a written statement on the issue or issues to be
litigated, and must have exhausted opportunities for
administrative review.
Deadlines for bringing suit are 90 days after the final
decision on the administrative appeal of a resource
management plan, amendment, or revision, and 30 days after a
final decision on the administrative appeal of a management
activity or final disposition of a petition for plan
amendment or revision. If the challenge involves a statute
(e.g., Endangered Species Act or Clean Water Act) which
requires a period of notice before filing a citizen suit, the
notice must be filed by the applicable deadline and suit must
be filed 7 days after the end of that notice period.
This section bars suits brought on the basis of new
information, law, or regulation until after a petition for
plan amendment or revision is filed and a decision is made on
it.
This section also clarifies that suits concerning resource
management plans and management activities are to be decided
on the administrative record.
TITLE II--COORDINATION AND COMPLIANCE WITH OTHER ENVIRONMENTAL LAWS
Sec. 201. Purposes. The purposes of this title are to
eliminate primarily procedural conflicts among, and
coordinate, the various land management and environmental
laws without reducing--indeed enhancing--environmental
protection.
Sec. 202. Environmental analysis. This section describes
how compliance with the National Environmental Policy Act
(NEPA) will occur in resource management planning and
planning for management activities. It requires that an EIS
be prepared whenever a resource management plan is developed
or revised. (Plan amendments may have either an EIS or EA
depending on their significance.) This section also provides
that, for management activities, an EA ordinarily is
prepared. The EA for the management activity is to be tiered
to the EIS for the applicable resource management plan. The
agency may prepare a full EIS on a management activity if it
determines the nature or scope of the activity's
environmental impacts in substantially different from, or
greater than, the nature or scope of impacts analyzed in the
EIS on the applicable resource management plan.
Sec. 203. Wildlife protection. This section addresses the
relationship of the Endangered Species Act (ESA) to federal
land planning and management. First, it provides a
certification procedure by which the Forest Service and BLM
can become certified by the U.S. Fish and Wildlife Service to
conduct the consultation responsibilities normally assigned
to the Fish and Wildlife Service and National Marine
Fisheries Services by section 7 of the ESA. If they are
certified, the two land management agencies will have the
authority to prepare the biological opinions under the ESA
just as they now prepare EISs under NEPA.
Second, this section addresses situations in which the
resource management plan may have to undergo consultation
because of a new designation of an endangered or threatened
species or of a species' critical habitat, or new information
about an already designated species or habitat. This section
requires that a decision be reached as to whether
consultation is required on the plan within 90 days of the
new designation, and that any amendment to or revision of the
plan be completed within 12 or 18 months, respectively, after
the new designation. It also allows individual management
activities to continue under the plan while it is being
amended or revised, if those activities either separately
undergo consultation concerning the newly designated species
or habitat or are determined not to require consultation.
Sec. 204. Water quality protection. This section addresses
the relationship of the Clean Water Act (CWA) to federal land
planning and management. It provides that any management
activity that constitutes a non-point source of water
pollution is to be considered in compliance with applicable
CWA provisions if the State in which the activity will occur
certifies that it meets best management practices or that
functional equivalent. The agency, however, may choose not
to seek State certification and satisfy the separate
applicable CWA requirements.
Sec. 205. Air quality protection. This section addresses
the relationship of the Clean Air Act (CAA) to federal land
planning and management. It provides that, when a Forest
Service forest supervisor or BLM district manager finds that
a prescribed fire will reduce the likelihood of greater
emissions from a wildfire, and will be conducted in a manner
that minimizes impact on air quality to the extent
practicable, the prescribed fire is deemed to be in
compliance with applicable CAA provisions.
Sec. 206. Meetings with users of the Federal lands. This
section addresses the relationship of the Federal Advisory
Committee Act (FACA) to federal land planning and management.
It clarifies that the agencies may meet without violating
FACA with one or more: holders of, or applicants for, federal
permits, leases, contracts or other authorizations for use of
the federal lands; other persons who conduct activities on
the federal lands; and persons who own or manage lands
adjacent to the federal lands.
title iii--development of ecoregion assessments
Sec. 301. Purpose. The purpose of this title is to
authorize the new practice of preparing ecoregion
assessments, and to prescribe how those assessments will be
integrated into federal land planning and management.
Sec. 302. Authorization and notice of assessments. This
section authorizes the Forest Service and BLM to prepare
ecosystem assessments, which may include non-federal lands if
the Governors of the affected States agree. It requires the
agency to give the four Committees of Congress 90 days
advance notice before initiating an ecoregion assessment. The
notice must include: (1) a description of the land involved;
(2) the agency officials responsible; (3) the estimated costs
of and the deadlines for the assessment; (4) the charter for
the assessment; (5) the public, State, local government and
tribal participation procedures; (6) a thorough explanation
of how the ecoregion was identified and the attributes which
establish the ecoregion; and (7) detailed reasons for the
decision to prepare the assessment.
Sec. 303. Status, effect and application of assessment.
This section provides that the assessments must not contain
any decisions concerning resource management planning or
management activities. It then provides a procedure for
applying information or analysis contained in ecoregion
assessments to such planning and activities. It directs the
relevant agency to make a decision within 6 months of
completion of an ecoregion assessment whether any information
or analyses in the assessment warrants amendments to, or
revisions of, a resource management plan for the federal
lands to which the assessment applies. If the decision is
made for an amendment or revision, no management activity on
federal lands may be delayed or altered on the basis of the
assessment while the amendment or revision is prepared.
Finally, no federal official may use an assessment as an
independent basis to regulate non-federal lands.
Sec. 304. Applicability of other laws. As the ecoregion
assessments are nondecisional, this section provides that
they will not be subject to the consultation requirements of
the Endangered Species Act or the environmental requirements
of the National Environmental Policy Act.
Sec. 305. Report to Congress. This section directs the
agencies to report biennially to the four Committees of
Congress on ecosystem assessments, their implications for
federal land management, and any resource management plan
amendments or revisions based on assessments. The report also
must include the agencies' views of the benefits and
detriments of, and recommendations for improving, ecosystem
assessments.
Sec. 306. Pacific Northwest forest plan review. This
section provides for an independent review of the basis for,
and implementation of, President Clinton's Pacific Northwest
Forest Plan. It authorizes the appropriation of $5 million
for the Consortium of Regional Forest Assessment Centers,
through the University of Washington, to conduct the reviews
over a 6-month period. The review must include: (1)
assessments of the scientific information, assumptions, and
modeling both used and not used in the preparation of the
Plan; (2) an evaluation of whether the Plan will achieve both
its resource protection and resource production purposes,
goals, and objectives; (3) a review of the operational and
cost effectiveness of the Plan and any alternative
approaches; and (4) any recommendations for administrative or
legislative changes in the Plan. The Consortium's review is
to be submitted to the four Committees of Congress, without
submission (of it or any Consortium testimony) to any
federal officer or agency for prior approval, comments, or
review.
title iv--development of a global renewable resources assessment
Sec. 401. Purposes. The purpose of this title is to replace
the Renewable Resource Assessment and Renewable Resource
Program administered by the Forest Service under the Forest
and Rangeland Renewable Resources Planning Act of 1974 with a
Global Renewable Resources Assessment administered by an
independent National Council on Renewable Resources Policy.
Sec. 402. Global renewable resources assessment. This
section emphasizes the vital importance of renewable
resources to national and international social, economic, and
environmental well-being, and of the need for a long-term
perspective in the use and conservation of renewable
resources. To achieve that perspective, this section directs
that a Global Renewable Resources Assessment be prepared
every 5 years. The Assessment must include: (1) an analysis
of national and international renewable resources supply and
demand; (2) an inventory of national and international
renewable resources, including opportunities to improve their
yield of goods and services; (3) an analysis of environmental
constraints and their effects on renewable resource
production in the U.S. and elsewhere; (4) an analysis of the
extent to which the renewable resources management programs
of other countries ensure sustainable use and production of
such resources; (5) a description of national and
international research programs on renewable resources; (6) a
discussion of policies, laws, etc. that are
[[Page S10329]]
expected to affect significantly the use and ownership of
public and private renewable resource lands; and (7)
recommendations for administrative or legislative
initiatives.
Sec. 403. National Council on Renewable Resources Policy.
This section establishes the National Council on Renewable
Resources Policy. Its functions are the preparation and
submission to Congress of the Global Renewable Resources
Assessment and the periodic submission to the Forest Service,
BLM, and four Committees of Congress of recommendations for
administrative and legislation changes or initiatives.
The Council has 15 members, 5 each appointed by the
President, President pro tempore of the Senate, and Speaker
of the House. The Chair is to be selected from the members.
This section has typical provisions for filling vacancies,
appointment of an Executive Director, compensation of the
members and the Executive Director, appointment of personnel,
authority to contract with federal agencies, and rulemaking
and other powers of the Council.
This section strives to ensure the independence of the
Council in two ways. First, it requires that the Council
submit its budget request concurrently to both the President
and the Appropriations Committees of Congress. Second, it
requires concurrent submission of the Assessment, analyses,
recommendations, and testimony to Executive Branch officials
or agencies and the four Committees of Congress. Finally, it
prohibits, and requirees the reporting of, any attempt by a
federal official or agency to require prior submission of the
Assessment, analyses, recommendations, or testimony for
approval, comments, or review.
Sec. 404. Repeal of certain provisions of the Forest and
Rangeland Renewable Resources Planning Act. This section
repeals those provisions of the Forest and Rangeland
Renewable Resources Planning Act that direct the Forest
Service to prepare a Renewable Resource Assessment and
Renewable Resource Program.
title v--administration
Part A. In general
Sec. 501. Confirmation of the Chief of the Forest Service.
This section provides for Senate confirmation of appointments
to the office of Chief of the Forest Service, thereby
establishing the same appointment procedures as those
applicable to the Director of the BLM. This section also sets
certain minimum qualifications for the appointee: (1) a
degree in a scientific or engineering discipline that is
revelant to federal land management; (2) 5 years or more
experience in decisionmaking concerning management, or
research concerning the management, of federal lands or other
public lands; and (3) 5 years or more experience in
administering an office or program with a number of employees
equal to, or greater than, the average number of employees in
national forest supervisors' offices.
Sec. 502. Monitoring funds. To encourage effective
management of the federal lands and provide a supplemental
funding source for important monitoring activities, this
section establishes a Public Lands Monitoring Fund for BLM
lands and Forest Lands Monitoring Fund for Forest Service
lands. The Funds would receive all monies collected from
federal lands in any fiscal year that are in excess of
federal land revenues projected in the President's baseline
budget (minus the State's and local government's share as
required by law). The monies in the Funds may be used,
without appropriations, to conduct the monitoring required by
section 115 or to fund the monitoring of the local, multi-
interest committees under section 110.
Sec. 503. Interagency transfer and interchange authority.
This section authorizes the BLM and Forest Service to
transfer between them adjacent lands not exceeding 5,000
acres or exchange adjacent lands not exceeding 10,000 acres
per transaction. These transactions are: (1) to occur without
transfer of funds; (2) to be effective 30 days or more after
publication of Federal Register notice; (3) not to affect any
legislative designation for the lands involved; and (4)
subject to valid existing rights.
Sec. 504. Fees for processing records requests. To
discourage inordinately broad ``fishing expedition'' requests
under the Freedom of Information Act that severely tax agency
funding and personnel, this section prohibits the waiver or
reduction of fees under that Act for any records request to
the Forest Service or BLM that will cost in excess of $1000
for a single request or for multiple requests of any one
party within a 6-month period.
Sec. 505. Off-Budget study. This section tasks the U.S.
General Accounting Office with the responsibility to conduct
a study for Congress of the feasibility of making the Forest
Service and BLM self-supporting by taking the agencies off-
budget (no appropriated funds) and returning to them all
revenues generated on federal lands (with mineral revenues
from national forest lands allocated to the Forest Service),
except revenues which by other laws are paid to States and
local governments.
Part B. Non-Federal lands
This part seeks to increase the timeliness and cost
efficiency of Forest Service and BLM decisionmaking which
directly affects private lands.
Sec. 506. Access to adjacent or intermingled non-Federal
lands. This section establishes procedures for processing
applications for access to nonfederal land across federal
land as guaranteed by section 1323 of the Alaska National
Interests Lands Conservation Act (ANILCA). First, this
section requires that the application processing be completed
within 180 days and, if it is not, the access be deemed
approved. It sets a 15-day deadline for notifying the
applicant whether the application is complete. This section
makes clear that the analyses conducted under the National
Environmental Policy Act and Endangered Species Act are to
consider the effects of the construction, maintenance and use
of the access across the federal lands and not the use of the
nonfederal lands to be accessed. Finally, it clarifies that
any restrictions imposed on the access grant pursuant to
section 1323 of ANILCA may limit or condition the
construction, maintenance, or use of the access across the
federal lands, but not the use of the nonfederal lands to be
accessed.
Sec. 507. Exchanges of Federal lands for non-Federal lands.
This section establishes procedures for exchanges under, and
amends, section 206(b) of the Federal Land Policy and
Management Act of 1976. As any management activity on any
federal lands or interests in lands newly acquired under an
exchange will be required to undergo full National
Environmental Policy Act and Endangered Species Act review,
this section provides that on the exchange itself an EA
satisfies the environmental analysis requirements of section
102(2) NEPA and any consultation required under ESA will be
completed within 45 days instead of the 90-day period
provided by section 7 of ESA. Further, this section provides
that any exchange mandated by Congress requires no NEPA
documentation. This section also explicitly states that no
management activity may be undertaken on the newly acquired
federal lands or interests in land until NEPA and ESA are
fully complied with and, if necessary, the applicable
resource management plan is amended or revised. This section
requires that processing of the exchange must be completed
within one year of the date of submission of the exchange
application. Further, the nonfederal land or interests in
land in the exchange are to be appraised without restrictions
imposed by federal or State law to protect an environmental
value or resource if protection of that value or resource is
the very reason why the land is being acquired by the federal
government.
This section also allows the Forest Service and BLM to
offer for competitive bid the exchange of federal lands or
interests in land that meets certain conditions. It also
authorizes the agencies to identify early or ``prequalify''
federal lands or interests in land for exchange. Further,
when an exchange involves school trust lands, the agency is
excused from conducting a cultural assessment under section
106 of the National Historic Preservation Act if it enters
into an agreement with the State that ensures State
protection after the exchange of archeological resources or
sites to the maximum extent practicable. Further, this
section authorizes the Forest Service to exchange federally
owned subsurface resources within the National Forest System
or acquired under the Bankhead-Jones Farm Tenant Act of 1937.
This section establishes special funds with a cap of
$12,000,000 for the agencies to use, subject to
appropriations, for processing land exchanges (including
making cash equalization payments where required to equalize
values of exchange properties). Finally, the maximum value of
lands in an exchange which may be undertaken on the basis of
approximately equal value (rather than strictly equal value)
is raised from $150,000 to $500,000.
Part C. The forest resource
This part contains 3 sections concerning sales of forest
products on federal lands, expediting and linking such sales
to forest health management activities.
Sec. 508. Forest health credits in sales of forest
products. This section provides the Forest Service and BLM
with an optional approach to undertaking forest health
management activities that would be impractical for the
agencies to accomplish under existing procedures or within
existing programs. Modelled on the provision for road
construction credits for purchasers of forest products sales
in the National Forest Roads and Trails Act (16 U.S.C.
535(2)), this approach permits the agencies to include new
provisions in the standard contract provisions for any
salvage sale of forest products or any sale of forest
products constituting a forest health enhancement project
under section 509. These new provisions would obligate the
purchaser to undertake certain forest health management
activities which could logically be performed as part of the
sale. In return, the purchaser receives ``forest health
credits'' to offset the cost of performing the activities
against the purchaser's payment for the forest products.
These forest health management activities are subject to the
same contractual requirements as all other harvesting
activities. Sale contracts with these forest health credits
provisions are to have terms of no more than 3 years.
Before forest health credits provisions can be included in
a contract of sale of forest products, the agency concerned
has to identify and select the specific forest health
management activities. Forest health activities would be
eligible for forest health credits if the agency concerned
finds that: (1) they would address the effects of the
operation of the sale or past sales, or involve vegetation
management within the sale area;
[[Page S10330]]
and (2) they could be accomplished most effectively when
performed as part of the sale contract, and would not likely
be performed otherwise. Forest health management activities
are defined to include thinning, salvage, stand improvement,
reforestation, prescribed burning or other fuels management,
insect or disease control, riparian or other habitat
improvement, or other activity which has any of 5 purposes:
improve forest health; safeguard human life, property, and
communities; protect other forest resources threatened by
adverse forest health conditions; restore the integrity of
ecosystems, watersheds, and habitats damaged by adverse
forest health conditions; or protect federal investments in
forest resources and future federal, State, and local
revenues.
Once the determination is made to add forest health
management activities requirements to a sale of forest
products, the specific activities are identified, and their
costs are appraised, the required activities and the forest
health credits assigned to those activities are identified in
the sale's advertisement and prospectus. (After the sale, the
agency, with the concurrence of a sale purchaser, can alter
the scope of the forest health management activities or
amount of credits when warranted by changed conditions.) This
section provides that sales with forest health credits need
not return more revenues than they cost and are not to be
considered in determining the revenue effects of individual
forest, Forest Service region, or national forest products
sales programs.
Appropriated funds can be used to offset the costs of
forest health management activities prescribed in a forest
products sale contract (typically when the total cost of such
activities would otherwise exceed the value of the offered
forest products materials or likely dampen competitive
interest in the sale), but only if those funds are derived
from the resource function or functions which would directly
benefit from the performance of the activities and are
appropriated in the fiscal year in which the sale is offered.
The amount of any appropriated funds to be paid for forest
health management activities under a sale contract also
must be announced in the sale's advertisement and
prospectus.
In order to provide for a smooth introduction of sale
contracts with forest health credits provisions, the agencies
are urged to employ, wherever feasible, the already developed
and tested Forest Service procedures and requirements for
sales of forest products providing purchaser credits for road
construction under the National Forest Roads and Trails Act.
However, unlike those road construction credits, the forest
health credits issued under this section could not become
ineffective. All forest health credits earned by the
purchaser are redeemable. Earned forest health credits can be
transferred to any other sale of forest products held by the
purchaser which is located in the same region of the Forest
Service or same jurisdiction of the BLM State office, as the
case may be. The credits are considered ``earned'' when the
purchaser satisfactorily performs the forest health
management activity to which the credits are assigned in the
sale advertisement. If the purchaser normally would be
required to pay for all the forest products materials prior
to completion of a forest health management activity or
activities assigned forest health credits, the purchaser
could elect to defer a portion of the final payment for the
harvested materials equal to the forest health credits
assigned to the activity.
This section sunsets in 5 years, but previously awarded
contracts for sale of forest products with forest health
credits provisions remain in effect under the terms of this
section after that time. To assist the Congress in
determining whether this section should be reenacted, the
Forest Service and BLM are required to monitor the
performance of sales contracts with forest health credits and
submit a joint report to Congress assessing the contracts'
effectiveness and whether continued use of such contracts is
advised.
Sec. 509. Special funds. This section gives permanent
status to funds for salvage sales of forest products of the
Forest Service and BLM and expands their purposes to allow
use of the fund monies for a full array of forest health
enhancement projects.
Sec. 510. Private contractors. To ensure that processing of
sales of forest products is accomplished in a timely manner
in an era of severe budget and personnel constraints, this
section encourages that the agencies, to the maximum extent
possible, use private contractors to prepare the sales. To
ensure the integrity of sale decisionmaking, this section
also requires the agencies to review the contract's work
before making any decisions on the sales and bars the
contractors from commenting on or participating in the sales'
decisions.
Sec. 511. Non-harvested forest product sales. This section
eliminates statutory barriers to those who wish to bid on
sales of forest products with the intention of preserving the
trees in place instead of harvesting them. For those opposed
to particular sales, this provides another avenue besides
litigation to challenge them.
Any sales of forest products may be purchased by parties
who elect not to harvest the trees (``election sales'')
except sales involving forest health credits under section
508, sales funded under the Special Funds established by
section 509, and sales which have as their primary purpose
``vegetative management of lands management other than the
disposal of forest products,'' as defend by regulation. In
other words, when sales are offered in situations where
removal of trees is necessary for environmental protection
reasons, the purchaser must not have the option to leave the
trees in place; but, in situations where the sales are
offered principally for commodity purposes, that option
should be available.
The length of term of an election sale will correspond to
the expected silvicultural rotation in a sale designed to
generate even-aged stands or the period prior to the next
schedule entry for a sale designed to develop and maintain
uneven-aged stands. Upon payment of the prorata share of the
purchase price, with interest, the Forest Service or BLM can
terminate an election sale contract during the contract term
if the trees subject to the sale are substantially damaged by
fire, windthrow, disease, insect infestation, or other
natural event and the determination is made that harvesting
is necessary to avoid damage to adjacent areas.
The sale notice must notify prospective bidders if the sale
qualifies as an election sale and any bidder who intends to
elect non-harvesting must notify the Forest Service or BLM
with the bid submission. To ensure that all bids in an
election sale that has specifications for road construction
or reconstruction are equivalent for purposes of determining
the winning bidder, the Forest Service or BLM must deduct
from any bid which contains a non-harvesting notice the
estimated cost of such construction or reconstruction.
Sec. 512. Exemption from strict liability for recovery of
fire suppression costs. Section 504 of FLPMA directed the
Secretary of the Interior to promulgate regulations governing
liability of users of rights-of-way granted under that Act.
The subsequent regulations imposed liability without fault
for, among other things, the recovery of fire suppression
costs of up to $1 million (43 C.F.R. Sec. 2803.1-5). This
section would amend section 504 to relieve non-profit
entities, particularly entities that use the rights-of-way
for electrical transmission to parties who own equity
interests in the entities, from strict liability for such
costs. This provision does not relieve these entities from
liability for fire suppression costs when they are at fault.
title vi--miscellaneous
Sec. 601. Regulations. This section requires the Forest
Service and BLM to promulgate rules to implement this
legislation within a year and a half of its enactment.
Sec. 602. Authorization of appropriations. This section
authorizes appropriations to implement this legislation for
10 fiscal years after enactment. It also sunsets at the same
time all other statutory authorizations for appropriations to
the Forest Service and BLM for management of the federal
lands.
Sec. 603. Effective date. This section provides that this
legislation will take effect upon its enactment and
admonishes that no decision or action authorized by this
legislation is to be delayed pending rulemaking.
Sec. 604. Savings clauses. This section ensures that
nothing in this legislation conflicts with the law pertaining
to the BLM's O&C lands in Oregon. Further, this section bars
construing any provision of this legislation as terminating
any valid lease, permit, right-of-way, or other right or
authorization of use of the federal lands, including any
Native American treaty right, existing upon enactment.
Finally, this section provides that all actions under this
legislation are subject to valid existing rights.
Sec. 605. Severability. This final section contains the
standard severability clause.
Section-by-Section Description--Federal Lands Management Adjustment Act
Sec. 1. Short title. The short title of this bill is
``Federal Lands Management Adjustment Act.''
Sec. 2. Purposes. The bill has two purposes. The first is
to encourage the development of alternative management
programs for federal lands administered by the Bureau of Land
Management (BLM) and Forest Service that are more innovative,
less costly, and more reflective of neighboring communities'
and publics' concerns and needs than the agencies' current
programs. The second purpose is to provide a procedure that
would grant authority to the States and nonprofit
organizations to implement those alternative management
programs on certain of those federal lands.
Sec. 3. Definitions. This section defines the terms used in
this legislation. For example, ``Committees of Congress''
means the Committee on Energy and Natural Resources and
Committee on Agriculture, Nutrition, and Forestry of the
Senate and the Committee on Resources and Committee on
Agriculture of the House of Representatives.
Most important are the definitions of ``federal lands'' and
``eligible federal lands'' for which temporary management
authority may be granted under procedures established by this
legislation. ``Federal lands'' are defined as lands managed
by the BLM (other than Outer Continental Shelf lands) and
lands in the National Forest System (including national
grasslands) managed by the Forest Service. All ``federal
lands'' are eligible for temporary management by nonprofit
organizations under applicable federal laws. Only
``eligible federal lands'' are eligible for temporary
management by the States under State law. ``Eligible
federal lands'' are defined to include federal lands
within the National Wilderness Preservation System,
National Wild and Scenic Rivers System, and National
Trails System, but only if they are
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managed in accordance with the federal laws establishing
those systems. To prevent fragmented management or
``cherry picking'' of only the most economically
remunerative of federal lands by the States, this
definition excludes from ``eligible federal lands'' any
area that constitutes less than all the federal lands
within a BLM district or national forest and any BLM
district or national forest which generates the most
revenues in a State (unless the State has less than 2 BLM
districts or 2 national forests, or chooses to assume
jurisdiction over all BLM-managed federal lands or all
Forest Service-managed federal lands in the State).
Sec. 4. Transfer of management authority to States. This
section authorizes the transfer of temporary management
authority for eligible federal lands under the conditions,
and in accordance with the procedures, established in this
legislation.
Sec. 5. State application. This section provides the
procedure by which the States may initiate the process of
transferring temporary management authority over eligible
federal lands. The governor of a State (or, if another State
entity has authority under State law to acquire and convey
State land, then that agency, after consultation with the
governor) may submit an application to manage all or certain
eligible federal lands within the State to the four
Committees of Congress, to the Secretary of the Interior (for
BLM lands) and/or Secretary of Agriculture (for Forest
Service lands), and to any affected Indian tribes. Each State
is limited to one application every 2 years because, once the
State has submitted an application, it is prohibited from
submitting another application during the 2-year application
review period established by section 6. After the review
period is completed, however, the State can submit another
application regardless of whether the first application was
approved or denied by Congress in accordance with section 6.
The application must describe the eligible federal lands for
which management authority is sought, provide a summary and
the text of State laws under which the lands would be
managed, and describe the personnel and funding available for
managing the lands (including procedures to identify and
employ Forest Service or BLM personnel who are knowledgeable
about the specific lands and may seek employment if the
management authority is transferred).
Sec. 6. Procedures for granting State management authority.
This section provides the procedures to be performed by the
federal government to grant State management authority over
eligible federal lands. First, within 10 days of receiving a
State application, the Secretary or Secretaries must publish
notice of availability of the application in the Federal
Register. Second, within 90 days of receiving the
application, the Secretary or Secretaries must submit to the
four Committees of Congress and any affected Indian tribe an
advisory report on the application which assesses the
adequacy of the State law to manage the lands, the
qualifications of the State personnel assigned to manage the
lands, the adequacy of the State funding for managing the
lands, and any effect State management may have on Indian
tribes. The report must also provide any recommendations
which the Secretary or Secretaries have concerning the
application. Any affected Indian tribe is invited to submit
its own advisory report on the application within 60 days
after the submission of the Secretarial advisory report.
This section also makes it clear that no State can assume
temporary management authority over eligible federal lands
without an act of Congress. It further states that, if
Congress does not enact a law authorizing a State to assume
management authority over eligible federal lands identified
in a State application within 2 years from the date of
receipt of the application by the four Committees of
Congress, the application is deemed denied.
Sec. 7. State management of Federal lands. This section
provides the minimum general condition for State management.
(Of course, the individual acts authorizing State assumption
of management authority may contain further conditions.)
This section declares that the eligible federal lands are
to be managed by the State subject to valid existing rights
in accordance with applicable State law, the federal law
authorizing transfer of management authority, and other
federal law applicable to State (not federal) lands. The
exception is lands within the National Wilderness
Preservation System, National Wild and Scenic Rivers System,
and National Trails System; those lands must be managed in
accordance with the federal laws which established those
Systems. The State assumes all rights and responsibilities of
the United States under and for federal grazing permits,
mineral leases, contracts for sale of forest products, and
other authorizations for use of the affected federal lands in
existence on the date the management authority is
transferred. Those use authorizations will continue under
their provisions and applicable federal law until the end of
their terms (except the revenues will be paid to the States).
At the end of the term of the use authorization it will not
be extended or renewed; instead, the holder will be given
right-of-first-refusal for the issuance of an authorization
for the same use under State law.
Valid existing mining claims, however, remain under federal
authority until the mining claims are patented, abandoned,
declared invalid, or, at the election of the claimants,
converted to State leases or other disposition under State
law. The BLM and Forest Service must consult with the States
on federal minerals management decisions concerning valid
mining claims, and the States have authority to manage the
surface estate and dispose of rights and collect any revenues
from other minerals and rights.
The State would collect the revenues and fees that were
previously imposed by federal law from those federal permits,
licenses, etc., which remain in effect after State assumption
of management authority over eligible federal lands.
Otherwise, the State is free to impose its own revenue and
fee collection requirements for those lands under State law.
The State also may determine how the revenues and fees are to
be used and distributed in accordance with State law.
Other federal land law that continues to apply to the
eligible federal lands under State management is the access
provisions of section 1323, and the Alaska subsistence use
provisions of Title VIII, of the Alaska National Interests
Lands Conservation Act. Federal land law that ceases to apply
is the Payment In Lieu of Taxes Act and any other law that
provides payments to State or local governments to offset
declining revenues from federal lands.
Sec. 8. Authorization for transition appropriations. To
facilitate the transfer of management authority, this section
provides that amounts may be appropriated to a State which
has assumed management authority in the first, second, and
third fiscal years of State management equal to 75%, 50%, and
25%, respectively, of the appropriated funds expended in
managing the lands in the last fiscal year of federal
management. These funds must be reimbursed by the State to
the federal Treasury within 7 years after the State receives
them.
Sec. 9. Transition. This section provides for the transfer
of federal records, federal personal property, and unexpended
balances of federal appropriations and other funds to the
State upon enactment of a management authority transfer law.
It also authorizes the detailing to the State of federal
personnel for a year or less.
Sec. 10. Term of the State management. This section defines
the temporary nature of any transfer of management authority
for eligible federal lands to the States. It limits the term
of transfer to 10 years, unless provided otherwise in the
specific management authority transfer law. A State may seek
management authority for additional 10-year terms by filing
new applications which would be processed in accordance with
section 5. The State also may apply for ownership of eligible
federal lands after the initial 10-year management period.
The application for either continued State management or
State ownership of the eligible federal lands must include a
detailed report on the State's management performance on
those lands during the terminating 10-year period. Congress
would have to enact a law for ownership to pass, and this
legislation provides no guidance for that process.
Sec. 11. Return to Federal management. This section
provides guidance and procedures for the transfer of
management authority for federal lands back to the federal
government whenever a State chooses not to apply for, or
Congress fails to grant, continued management authority. The
guidance and procedures for reassumption of federal
management authority are the mirror-image of the guidance and
procedures provided in sections 7 and 9 for the transfer of
management authority to the States.
Sec. 12. Transfer of management authority to nonprofits.
This section provides authority to transfer temporary
management authority over federal lands to nonprofit
organizations. The conditions and procedures for transfer to
nonprofits are similar to those established in prior sections
for transfer to States, but with three significant
differences: First, all federal lands (not ``eligible
federal lands'' as in the case of the States) are eligible
for nonprofit management, with three limitations (not less
than all federal lands in any BLM district or national
forest, and not more than three BLM districts or three
national forests in the same general area). Second, the
applicable law remains federal law (not State law as in
the case of transfer to the States). The nonprofit,
however, need not comply with federal agency regulations
or policies if it otherwise complies with the applicable
federal laws. Furthermore, in its application for
management authority transfer, the nonprofit may identify
any provisions of federal law which it desires an
exemption or exception. And, if Congress grants the
exemption or exception in the legislation authorizing
transfer, the nonprofit need not adhere to those
particular provisions. Third, no opportunity to assume
ownership of federal lands is offered to nonprofits.
To qualify as a nonprofit organization which may submit a
management authority transfer application, the organization
must be a corporation or other entity that is organized under
the laws of the State in which all or a majority of the
relevant federal lands is located, has as its express purpose
the managing those lands, and is described in section
501(c)(3) of the Internal Revenue Code.
The application for transfer must describe the federal
lands for which management authority is sought, document the
nonprofit's eligibility to submit an application and
qualifications to manage those federal lands, identify the
federal law exemptions or exceptions sought by the nonprofit,
describe the relationship the nonprofit intends to have
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with BLM and Forest Service personnel then managing those
federal lands, and identify any personnel changes the
nonprofit expects to make in the first year it has management
authority. In addition to the entities to which the State
application must be sent, the nonprofit's application must
also be submitted to any affected local government.
As in the case of the States, Secretarial advisory reports
and Congressional enactment of legislation are required
before transfer of management authority occurs. If the
legislation is not enacted within two years of the submission
of the application, the application is deemed denied.
This section provides for payment to each nonprofit in the
first 3 years it manages the federal lands of 75%, 50%, and
25% of the funds that were appropriated for management of
those lands by the federal agency in the last fiscal year
prior to transfer. Although section 8 provides for identical
payments to States which have assumed management authority,
the State payments are authorized while the nonprofit
payments are required.
The nonprofit receives all revenues and fees from the
federal lands over which it has management authority. The
nonprofit will make all employment and compensation
decisions, subject to applicable federal law, concerning BLM
or Forest Service personnel who manage those lands. Personnel
from either agency on the date of transfer or newly employed
from either agency after the date of transfer will remain
federal employees. Additional personnel employed from outside
either agency after the date of transfer will be employees of
the nonprofit.
The provisions for length of management term, renewal for
another term, and return to federal management are
substantively the same as for the States.
Sec. 13. Venues. This section sets the venues for
litigation related to transfer of federal land management
authority under this legislation. Any litigation concerning
any action, other than actions concerning valid mining
claims, on eligible federal lands for which a State has
assumed management authority must be brought in the
appropriate State court. Any litigation concerning the
validity or Constitutionality of this legislation must be
brought in the U.S. District Court for the District of
Columbia and any litigation concerning any law transferring
management authority to either a State or a nonprofit
organization enacted pursuant to section 6 or section 12 must
be brought in the U.S. District Court for the district in
which all or a majority of the lands to which the law applies
is situated. This litigation must be brought within 60 days
of the date of enactment of this legislation or the
management authority transfer law, or be barred.
Sec. 14. Effect on other laws. This section makes it clear
that State or nonprofit assumption of management authority
over federal lands will not trigger changes in federal
policies, resource management plans, etc. applicable to other
federal lands in the State or region.
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