[Congressional Record Volume 143, Number 63 (Wednesday, May 14, 1997)]
[Senate]
[Pages S4461-S4466]
From the Congressional Record Online through the Government Publishing Office [www.gpo.gov]



                 Unanimous-Consent Agreement--H.R. 1122

  Mr. HELMS. As in legislative session, Mr. President, I ask unanimous 
consent that immediately following disposition of the Feinstein 
amendment to H.R. 1122 during Thursday's session of the Senate, Senator 
Daschle be recognized to offer an amendment and it be considered under 
the following time agreement: 2\1/2\ hours under the control of Senator 
Daschle or his designee, and 2\1/2\ hours under the control of Senator 
Santorum or his designee.
  I further ask unanimous consent that following the conclusion or 
yielding back of time on the Daschle amendment, the Senate proceed to 
vote on or in relation to the Daschle amendment without further action 
or debate, with no amendments in order during the pendency of the 
Daschle amendment.
  The PRESIDING OFFICER. Without objection, it is so ordered.
  Mr. HELMS. I thank the Chair.
  Mr. BIDEN addressed the Chair.
  The PRESIDING OFFICER. The Senator from Delaware.
  Mr. BIDEN. I yield 12 minutes to the distinguished Senator from 
Michigan.
  The PRESIDING OFFICER. The Senator from Michigan.
  Mr. LEVIN. Mr. President, I thank my friend from Delaware.
  First, let me congratulate the Senators from North Carolina and 
Delaware, the chairman and ranking member of the Foreign Relations 
Committee, for working together so speedily and quickly to bring this 
treaty to the floor. It is a real feat. It is difficult to do this in 
this length of time. The kind of bipartisan cooperation that this takes 
really, I think, reflects great honor on this body.
  There is one condition that I have some difficulty with that I want 
to address some remarks to this afternoon, and that is condition 9, 
which is now part of the resolution before the Senate.
  Condition 9 requires the President to submit to the Senate for its 
advice and consent the memorandum of understanding concerning successor 
states to the ABM Treaty. In my view, this condition is probably 
unconstitutional but certainly unwise. As a general rule, a condition 
on a resolution of ratification is a stipulation which the President 
must accept before proceeding to ratification of a treaty. And if the 
President finds the condition unacceptable, he generally has but one 
choice, which is to refuse to ratify the treaty. There is, however, a 
generally recognized exception: If the condition is inconsistent with 
or invades the President's constitutional powers, in which case the 
condition would be ineffective and of no consequence. The restatement 
of foreign relations law puts the matter this way:

       The Senate has not made a practice of attaching conditions 
     unrelated to the treaty before it. If the Senate were to do 
     so and were to attach a condition invading the President's 
     constitutional powers, for example, his power of appointment, 
     the condition would be ineffective. The President would then 
     have to decide whether he could assume that the Senate would 
     have given its consent without the condition.

  In this matter before us, condition 9 has no relation to the CFE 
flank agreement. The condition, therefore, on that ground is improper. 
It seeks to invade the President's constitutional powers to recognize 
states and to implement treaties, and thus is probably 
unconstitutional.
  When the Senate deals with the important issue of advice and consent 
to a treaty, I think it should limit itself to the treaty before it. 
When we go beyond that, it seems to me we do not bring honor on this 
institution, when we try to force the hand of the President in areas 
beyond the immediate treaty that is being considered.
  In a very ironic twist, condition 9 could imperil the continued 
viability of the treaty that we are ratifying because if the ABM 
Treaty, when it is multilateralized, needs to come back for 
ratification, the same principle would apply to other treaties, of 
which we have dozens. The same principle, if it applies to ABM, would 
apply to CFE, the treaty before us.
  Is this treaty binding on those other states, those other successor 
states of the Soviet Union without coming back to the Senate? INF, 
START I, probably dozens of treaties with the former Soviet Union which 
have been multilateralized, which have been accepted by the successor 
states, which we now, I hope, consider binding on those States and on 
us, even though they have not been brought back to the Senate for 
ratification, if the logic of condition 9 is correct, it would 
undermine the viability, the efficacy of those other treaties that we 
had with the former Soviet Union. It would call into question treaties 
that I do not believe this body wants to call into question.
  The reason that it does that is that condition 9 requires the 
President to submit to the Senate for its advice and consent his 
recognition of the Soviet Union successor states to the ABM Treaty. It 
does provide an opportunity for opponents of the ABM Treaty to try to 
defeat that memorandum of understanding as it relates to the successor 
states. But in doing so, it jeopardizes the continuing viability of the 
acceptance by those successor states of their obligations under the ABM 
Treaty and, in terms of the point I am making, their obligations under 
a number of other treaties which have been signed by the former Soviet 
Union.
  This outcome could undermine the reductions of former Soviet nuclear 
weapons that our military has testified are so clearly in our national 
security interests. Opponents of having successor states other than 
Russia appear to worry about the potential difficulty of negotiating 
changes or amendments to the ABM Treaty in order to permit deployment 
of a national missile defense system in the future. Their notion 
appears to be that while it may be straightforward for us to negotiate 
required changes with Russia, it will somehow be more difficult to get 
the other three successor states to agree to any changes. And according 
to that view, rather than to give each of the other three states a 
potential veto over changes to the ABM Treaty, it would be better to 
prevent those successor states from ever joining the ABM Treaty as a 
party.

[[Page S4462]]

  That is what this condition is all about, but it is misguided from a 
number of perspectives. First, the notion that Ukraine, Belarus, and 
Kazakstan would obstruct any changes to the ABM Treaty but that somehow 
Russia would be an easier negotiating partner flies in the face of 
experience. In the negotiations at the Standing Consultative 
Commission, it is Russia that has been the most challenging negotiating 
partner, while Ukraine, Kazakstan, and Belarus have been more amenable 
to American proposals.
  Furthermore, as the administration has pointed out on many occasions, 
if the United States determines that there is the threat that requires 
us to deploy a national missile defense system that would conflict with 
the ABM Treaty, they would seek to negotiate changes with our treaty 
partners to permit such a deployment. We would seek to adapt the treaty 
to our security requirements. But if the Russians would not agree to 
our proposed changes, then the administration would consider whether to 
withdraw from the ABM Treaty, as is our right under the treaty's 
provisions relating to our supreme national interests. That is the 
prudent approach and the one that best serves our security.
  Let me just give one other example of the implication of this 
condition. In 1995, the United States recognized Ukraine as a successor 
to the former Soviet Union for 35 nonarmed control treaties that we 
previously had with the U.S.S.R. We did this without a Senate vote. So 
now we presumably want the Ukraine to be bound by 35 treaties 
previously negotiated. But there is no Senate vote ratifying that 
treaty with Ukraine.

  In a diplomatic note from the United States Embassy to the Government 
of Ukraine dated May 10, 1995, the United States listed the 35 
agreements that have continued in force with Ukraine and they include 
such treaties as the incidents at sea agreement of 1972 with its 
protocol, which our good friend from Virginia, Senator Warner, 
negotiated when he was Secretary of the Navy. They included the 
prevention of dangerous military activities agreement of 1989, which is 
designed to prevent an accident or mistake from erupting into 
hostilities. These are extremely important agreements and we should not 
put those agreements in limbo, or in doubt, by setting this precedent 
relative to the ABM Treaty.
  I ask unanimous consent that the list of those 35 treaties that 
Ukraine is hopefully bound by, through that note--but which we have not 
ratified, vis-a-vis Ukraine--that that list and note be printed in the 
Record at this time.
  There being no objection, the material was ordered to be printed in 
the Record, as follows:

      Embassy of the United States of America--Kiev, May 10, 1996

       The Embassy of the United States of America presents its 
     compliments to the Ministry of Foreign Affairs of Ukraine and 
     has the honor to refer to discussions between technical 
     experts of our two Governments concerning the succession of 
     Ukraine to bilateral treaties between the United States of 
     America and the former Union of Soviet Socialist Republics in 
     light of the independence of Ukraine and the dissolution of 
     the Union of Soviet Socialist Republics. In conducting their 
     discussions, the experts took as a point of departure the 
     continuity principle set forth in Article 34 of the Vienna 
     Convention on Succession of States in respect of Treaties. In 
     examining the texts they found that certain treaties to which 
     the principle applied had since expired by their terms. 
     Others had become obsolete and should not be continued in 
     force between the two countries. Finally, after a treaty-by-
     treaty review, which included an examination of the 
     practicability of the continuance of certain specific 
     treaties, they recommended that our two Governments agree no 
     longer to apply those treaties.
       In light of the foregoing, the Embassy proposes that, 
     subject to condition that follows, the United States of 
     America and Ukraine confirm the continuance in force as 
     between them of the treaties listed in the Annex to this 
     Note.
       Inasmuch as special mechanisms have been established to 
     work out matters concerning succession to bilateral arms 
     limitation and related agreements concluded between the 
     United States and the former Union of Soviet Socialist 
     Republics, those agreements were not examined by the 
     technical experts. Accordingly, this Note does not deal with 
     the status of those agreements and no conclusion as to their 
     status can be drawn from their absence from the list 
     appearing in the Annex.
       With respect to those treaties listed in the Annex that 
     require designations of new implementing agencies or 
     officials by Ukraine, the United States understands that 
     Ukraine will inform it of such designations within two months 
     of the date of this Note.
       If the foregoing is acceptable to the Government of 
     Ukraine, this Note and the Ministry's Note of reply 
     concurring therein shall constitute an agreement between our 
     two Governments which shall enter into force on the date of 
     receipt by the Embassy of the Ministry's Note in reply.
       The Embassy of the United States of America avails itself 
     of this opportunity to renew to the Ministry of Foreign 
     Affairs of Ukraine the assurance of its highest 
     consideration.
       Enclosure: Annex.


                                 annex

       Convention relating to the rights of neutrals at sea. 
     Signed at Washington July 22, 1854; entered into force 
     October 31, 1854.
       Agreement regulating the position of corporations and other 
     commercial associations. Signed at St. Petersburg June 25, 
     1904; entered into force June 25, 1904.
       Arrangements relating to the establishment of diplomatic 
     relations, nonintervention, freedom of conscience and 
     religious liberty, legal protection, and claims. Exchanges of 
     notes at Washington November 16, 1933; entered into force 
     November 16, 1933.
       Agreement relating to the procedure to be followed in the 
     execution of letters rogatory. Exchange of notes at Moscow 
     November 22, 1935; entered into force November 22, 1935.
       Preliminary agreement relating to principles applying to 
     mutual aid in the prosecution of the war against aggression, 
     and exchange of notes. Signed at Washington June 11, 1942; 
     entered into force June 11, 1942.
       Agreement relating to prisoners of war and civilians 
     liberated by forces operating under Soviet command and forces 
     operating under United States of America command. Signed at 
     Yalta February 11, 1945; entered into force February 11, 
     1945.
       Consular convention. Signed at Moscow June 1, 1964; entered 
     into force July 13, 1968.
       Agreement on the reciprocal allocation for use free of 
     charge of plots of land in Moscow and Washington with annexes 
     and exchanges of notes. Signed at Moscow May 16, 1969; 
     entered into force May 16, 1969.
       Agreement on the prevention of incidents on and over the 
     high seas. Signed at Moscow May 25, 1972; entered into force 
     May 25, 1972.
       Agreement regarding settlement of lend-lease, reciprocal 
     aid and claims. Signed at Washington October 18, 1972; 
     entered into force October 18, 1972.
       Protocol to the agreement of May 25, 1972 on the prevention 
     of incidents on and over the high seas. Signed at Washington 
     May 22, 1973; entered into force May 22, 1973.
       Convention on matters of taxation, with related letters. 
     Signed at Washington June 20, 1973; entered into force 
     January 29, 1976; effective January 1, 1976.
       Agreement on cooperation in artificial heart research and 
     development. signed at Moscow June 28, 1974; entered into 
     force June 28, 1974.
       Agreement relating to the reciprocal issuance of multiple 
     entry and exit visas to American and Soviet correspondents. 
     Exchange of notes at Moscow September 29, 1975; entered into 
     force September 29, 1975.
       Agreement concerning dates for use of land for, and 
     construction of, embassy complexes in Moscow and Washington. 
     Exchange of notes at Moscow March 20, 1977, entered into 
     force March 30, 1977.
       Agreement relating to privileges and immunities of all 
     members of the Soviet and American embassies and their 
     families, with agreed minute. Exchange of notes at Washington 
     December 14, 1978; entered into force December 14, 1978; 
     effective December 29, 1978.
       Memorandum of understanding regarding marine cargo 
     insurance. Signed at London April 5, 1979; entered into force 
     April 5, 1979.
       The Agreement supplementary to the 1966 Civil Air Transport 
     Agreement, as amended by the Agreement of February 13, 1986. 
     Signed at Washington November 4, 1966; entered into force 
     November 4, 1966.
       Agreement relating to immunity of family members of 
     consular officers and employees form criminal jurisdiction. 
     Exchange of notes at Washington October 31, 1986; entered 
     into force October 31, 1986.
       Agreement concerning the confidentiality of data on deep 
     seabed areas, with related exchange of letters. Exchange of 
     notes at Moscow December 5, 1986; entered into force December 
     5, 1986.
       Agreement relating to the agreement of August 14, 1987 on 
     the resolution of practical problems with respect to deep 
     seabed mining areas. Exchange of notes at Moscow August 14, 
     1987; entered into force August 14, 1987.
       Declaration on international guarantees (Afghanistan 
     Settlement Agreement). Signed at Geneva April 14, 1988; 
     entered into force May 15, 1988.
       Agreement on cooperation in transportation science and 
     technology, with annexes. Signed at Moscow May 31, 1988; 
     entered into force May 31, 1988.
       Memorandum of understanding on cooperation to combat 
     illegal narcotics trafficking. Signed at Paris January 8, 
     1989; entered into force January 8, 1989.
       Agreement on the prevention of dangerous military 
     activities, with annexes and agreed statements. Signed at 
     Moscow June 12, 1989; entered into force January 1, 1990.
       Agreement on a mutual understanding on cooperation in the 
     struggle against the illicit traffic in narcotics. Signed at 
     Washington January 31, 1990; entered into force January 31, 
     1990.

[[Page S4463]]

       Civil Air Transport Agreement, with annexes. Signed at 
     Washington June 1, 1990; entered into force June 1, 1990.
       Agreement regarding settlement of lend-lease accounts. 
     Exchange of letters at Washington June 1, 1990; entered into 
     force June 1, 1990.
       Agreement on cooperation on ocean studies, with annexes. 
     Signed at Washington June 1, 1990; entered into force June 1, 
     1990.
       Agreement on expansion of undergraduate exchanges. Signed 
     at Washington June 1, 1990; entered into force June 1, 1990.
       Agreement on scientific and technical cooperation in the 
     field of peaceful uses of atomic energy, with annex. Signed 
     at Washington June 1, 1990; entered into force June 1, 1990.
       Memorandum of cooperation in the fields of environmental 
     restoration and waste management. Signed at Vienna September 
     18, 1990; entered into force September 18, 1990.
       Memorandum of understanding on cooperation in the physical, 
     chemical and engineering sciences. Signed at Moscow May 13, 
     1991; entered into force May 13, 1991.
       Memorandum of understanding on cooperation in the mapping 
     sciences, with annexes. Signed at Moscow May 14, 1991; 
     entered into force May 14, 1991.
       Memorandum of cooperation in the field of magnetic 
     confinement fusion. Signed at Moscow July 5, 1991; entered 
     into force July 5, 1991.
       Memorandum of understanding on cooperation in natural and 
     man-made emergency prevention and response. Signed at Moscow 
     July 30, 1991; entered into force July 30, 1991.
       Memorandum of understanding on cooperation in housing and 
     economic development. Signed at Moscow July 30, 1991; entered 
     into force July 30, 1991.
       Agreement on emergency medical supplies and related 
     assistance. Signed at Moscow July 30, 1991; entered into 
     force July 30, 1991.

  Mr. LEVIN. If the logic of condition 9 were extended to Ukraine, all 
those 35 treaties would be in limbo until we ratified the succession of 
the treaties. And this list of treaties is just one case of the 12 
successor states to the former Soviet Union. Condition 9 could cast 
into doubt the effect of all of those treaties for all of those states.
  I think the aim here, while it is aimed at ABM, does not hit ABM 
because our ABM Treaty is not touched by this condition. Our treaty 
relative to ABM, with Russia, is not affected by condition 9. Condition 
9 does not refer to Russia. It is the other states that it refers to. 
So our ABM Treaty with Russia is not affected. It is all the other 
treaties which are undermined, with all the other successor states. It 
is the arms control treaties and the nonarms control treaties which are 
put in jeopardy, left in limbo by the logic of this condition. So, 
while the aim is at the ABM Treaty, it misses that and, instead, hits 
treaties that I believe this body wants to be binding on the successor 
states to the Soviet Union.
  What about the treaty before us, the CFE Treaty? Does this have to be 
ratified with each of the successor states to the Soviet Union? If so, 
we are putting this very treaty in limbo. This very CFE Treaty which we 
are ratifying, by the logic of condition 9, is left in limbo as to the 
other successor states, because there is no ratification of this treaty 
relative to the other states.
  Mr. President, I fail to understand the logic of the supporters of 
condition 9 that appears to say that Russia is a successor state to the 
former Soviet Union but the other states of the former Soviet Union can 
only become successor states if the Senate ratifies that action. If the 
Senate must ratify the succession of one state, then logically it 
should ratify the succession of all. Thus this condition would cast 
into doubt the continuing validity of Russia's obligations under the 
numerous treaties that the United States had entered into with the 
Soviet Union but which were not submitted to the Senate for 
ratification subsequent to the breakup of the Soviet Union.
  And it could cast into similar doubt other treaties with other 
countries that have dissolved, such as former Czechoslovakia, or former 
Yugoslavia, where the Senate has not ratified the succession of states 
to those treaties.
  We should also consider the impact of condition 9 on other arms 
control agreements which successor states to the former Soviet Union 
have joined. Since we are considering the resolution of ratification 
for the CFE Flank Agreement, let us start with the underlying CFE 
Treaty. It was ratified by the Senate in November 1991, prior to the 
accession of successor states based on the Oslo document in June of 
1992. In other words, it was after the Senate voted for ratification of 
the CFE Treaty that the former successor states agreed on the 
arrangement for joining the CFE Treaty.
  The precedent that condition 9 would set would, if followed in other 
cases, call into question whether those states are considered members 
of and bound by the CFE Treaty until the Senate votes on their 
succession to the treaty.
  There is also the case of the intermediate-range nuclear forces, or 
INF, Treaty signed between the United States and USSR. When the Soviet 
Union dissolved into 12 successor states, 6 of those states had INF 
facilities on their soil while the other 6 did not. All twelve are 
successors to the INF Treaty, with six having obligations related to 
their INF facilities and the other six having the obligation not to 
have such facilities or INF missiles.
  The logic of condition 9 would suggest that the successor states are 
not parties to, or bound by, the INF Treaty unless and until the Senate 
provides its advice and consent to their accession. I cannot imagine 
any Member of the Senate wanting to cast doubt on the obligation of 
these states to comply with the INF Treaty, but that is what condition 
9 does when its logic extended to other treaties.
  In a June 11, 1996, letter, then-Secretary of Defense William Perry 
explained the Defense Department's concerns with a proposed provision 
of law that was essentially the same as condition 9:

       . . . this section runs counter to the successful U.S. 
     policy of involving within the framework of strategic 
     stability all states which emerged from the former Soviet 
     Union with nuclear weapons on their territory. Moreover, 
     Russia, Belarus, Kazakstan, and Ukraine perceive a clear link 
     between their participation in the START and INF Treaties and 
     the ABM Treaty. Casting doubt on their ability to be equal 
     partners in the ABM Treaty could poison our overall 
     relationship with these states and needlessly jeopardize 
     their compliance with their denuclearization obligations 
     under START I.

  The logic of condition 9, when extended to other treaties, could well 
lead the successor states to the former Soviet Union to reconsider 
whether they are bound by these treaties as well as the ABM Treaty. 
Such a move would be decidedly against our security interests.
  I should point out, Mr. President, that the Congress itself urged the 
President to discuss ABM Treaty issues ``with Russia and other 
successor states of the former Soviet Union'' in the National Defense 
Authorization Act for Fiscal Year 1994. At that time there was no 
question that there were other successor states to the former Soviet 
Union with whom we would want to discuss possible changes to the ABM 
Treaty. Section 232(c) of that Act states:

       Congress urges the President to pursue immediate 
     discussions with Russia and other successor states of the 
     former Soviet Union, as appropriate, on the feasibility of, 
     and mutual interest in, amendments to the ABM Treaty to 
     permit--
       clarification of the distinctions for the purposes for the 
     purposes of the ABM Treaty between theater missile defenses 
     and anti-ballistic missile defenses . . .

  I find it strange that the Senate, after urging the President to 
discuss the ABM Treaty with Russia and other successor states to the 
former Soviet Union on demarcation, now would call into question 
whether there are other successor states to the ABM Treaty without a 
Senate ratification.
  If a treaty must be submitted to the Senate for ratification of 
successors to the former Soviet Union, or other countries, before it is 
binding, then hundreds of our treaty commitments are in doubt. All of 
this is because opponents of the ABM Treaty are trying to maim or kill 
this one treaty.
  Additionally, we should consider the impact of accepting condition 9 
on other parliaments in other nations that may take this signal as an 
invitation for them to reconsider their nation's treaty commitments. I 
find it ironic that on an act of treaty ratification the Senate is on 
the verge of creating a potential international treaty uncertainty.
  There is no need for the Senate to drag in the ABM Treaty issue on 
the CFE Flank Agreement resolution of ratification. The Senate will 
have ample opportunity to debate the ABM Treaty when the administration 
submits the ABM demarcation agreement to the Senate, as they have 
committed to do. But this is neither the time nor the vehicle to try to 
decide this issue.
  Furthermore, this issue of the memorandum of understanding on 
successor

[[Page S4464]]

states to the ABM Treaty is already connected to Senate consideration 
on the demarcation agreement. The text of the demarcation agreement 
states that the MOU on successor states will not go into effect until 
the Agreed Statement on Demarcation goes into effect. So in effect, the 
MOU cannot take effect until the Senate votes on the demarcation 
agreement. Consequently there is no need for this condition and it 
should not be included in this resolution of ratification.
  Mr. President, thankfully, condition 9 is limited to the memorandum 
of understanding concerning successor states to the ABM Treaty. It is 
my fervent hope and expectation that the President will make clear in 
his signing statement for the CFE Flank Agreement that this 
extraordinary action is not a precedent. In that way he can limit the 
damage that could otherwise flow from this unwise condition.
  Mr. President, I am pleased that condition 5(f) dealing with 
potential violations of the CFE Treaty in the Caucasus region has been 
modified. I would have much preferred that it not make any reference to 
any particular country.
  More importantly, I am very concerned with the word ``secessionist'' 
in condition 5(f). The situation in this troubled area has a long and 
unfortunate history, and I am disturbed that this condition would seek 
to so characterize a conflict there.
  Mr. COCHRAN. Mr. President, I am pleased the administration has 
decided not to contest condition 9 in the resolution of ratification 
now before the Senate. That condition makes the advice and consent of 
the Senate a condition precedent to the addition of parties to the 
Anti-Ballistic Missile Treaty.
  Any agreement between the administration and the Government of Russia 
or other states that were part of the Soviet Union which purports to 
enlarge the ABM Treaty by adding new parties must be submitted to the 
United States Senate and a resolution of ratification approved by the 
Senate before it will have the force and effect of law.
  There are important reasons why it is necessary for the Senate to 
insist on its constitutional role in treaty making in this resolution. 
The administration has announced its intent not to submit a memorandum 
of understanding on succession to the Senate for advice and consent to 
ratification, and it purports to transform the ABM Treaty from a 
bilateral agreement into a multilateral accord.
  The addition of new parties to the ABM Treaty clearly would have 
serious national security implications for the United States. It would 
make it much more difficult and time consuming to negotiate other 
changes in the treaty that may be considered necessary in the future to 
protect our security interests.
  Unless the Senate insists on fulfilling its advice and consent 
responsibilities with respect to the ABM Treaty, there may be a 
mistaken view taken by the administration that a demarcation amendment 
being negotiated now with Russia could likewise be the subject of an 
executive agreement without the benefit of Senate ratification.
  I am concerned that by our inaction the Senate could be forfeiting 
its constitutional role in the making of treaties. It should be clear 
that no treaty or material change in a treaty can be entered into by 
our government without the consent of the Senate. That is what the 
Constitution says, and that is what condition 9 says, and that is what 
the Senate says today as it provides advice and consent to ratification 
of the amendments to the Conventional Armed Forces in Europe Treaty.
  Mr. ABRAHAM. Mr. President, I rise today to express my support for 
both the resolution of ratification to the Conventional Forces in 
Europe Treaty flank agreement, and, more importantly, the manager's 
amendment to condition 5 regarding compliance with the treaty by member 
states in the Caucasus region. True, the manager's amendment does not 
change the original language to the extent that I would desire, but I 
do wish to thank Senator Helms and the staff of the Foreign Relations 
Committee for being so open to my ideas and engaging in very full 
negotiations. I also wish to thank Senators McConnell, Kerry, and 
Sarbanes for providing such critical leadership on this issue.
  Mr. President, it is indeed important that the United States respond 
forthrightly to violations of the CFE Treaty. And considering this 
deals with numerical limits on military equipment, the degree of 
alleged violations is also important. But in executing such diligence, 
I hope we do not assume too quickly that all alleged violations are, in 
fact, true. That is why I applaud the inclusion of the request for a 
report on alleged violations, to ensure that the United States does not 
blindly enter a treaty which others may disregard.
  But in requesting such reports, we must also be mindful of the impact 
our actions may have upon the delicate fabric of ongoing negotiations 
to which the United States is party. Specifically, Mr. President, I 
refer to the OSCE negotiations, to which the United States is co-
chairman, regarding the future status of the Nagorno-Karabakh region. 
To single out one nation for alleged violations, in this case Armenia, 
without taking into account the full geo-political environment under 
which that nation's government must operate, may subvert the very 
process we think has been violated. Better, in my opinion, to err by 
requesting too much information than not enough, and take into account 
the region as a whole, and all the players in the current dispute. To 
ensure we do not upend this ongoing process of peaceful resolution, we 
should minimize giving credence to unverified allegations and cast as 
wide a net as possible in requesting additional analysis.
  Mr. President, Armenia has had a tough go of it in its short period 
of independence. It is landlocked, its ethnic population is 
geographically divided, and it has suffered egregiously in the past 
from the crimes of others who condemned them simply because of their 
heritage. Add on top of that a 70-year legacy of abuse and political 
game playing by the Soviet Union, and it is understandable that Armenia 
may find itself hard-pressed to execute the policies that we Americans 
would like to see in a perfect world. But it is not a perfect world, 
and sometimes we must understand the realities of a situation, and make 
the best of it.
  Therefore, Mr. President, I appreciate the willingness of the Foreign 
Relations Committee chairman to work with me on making condition 5 more 
inclusive of all potential threats to U.S. interests and the treaty's 
viability. By taking a more evenhanded approach, hopefully no party to 
the current negotiations will feel slighted. And, Mr. President, they 
should not feel slighted at this point in the process. This condition 
is meant to address violations to the CFE Treaty, not express an 
opinion on the legitimacy of any party's negotiating position. Any 
other interpretation is, in my opinion, a misunderstanding of the 
condition's intent. Further, I do not believe that this will, or 
should, be interpreted in any manner that would impugn the ability of 
the United States to continue as co-chair to the OSCE negotiations. The 
United States has energetically taken on this mantle of leadership, and 
I reaffirm my support for this process.
  Mr. President, both the viability of the CFE Treaty, and the 
continued good-faith negotiations regarding the future status of 
Nagorno-Karabakh are important United States interests. We can, and 
must, work toward the success of both. I thank the chairman of the 
Foreign Relations Committee for his leadership in these areas, and the 
assistance of Senators Kerry and Sarbanes in bringing about this 
amendment which I have cosponsored.
  Mr. President, I yield the floor.
  Mrs. FEINSTEIN. Mr. President, I rise today to address Senate 
consideration of the CFE Flank Agreement.
  The Conventional Forces in Europe Treaty [CFE] entered into in 1990 
is an outstanding arms control achievement, requiring the destruction 
of over 50,000 items of heavy weaponry, including tanks, armored 
personnel carriers, artillery pieces, and attack helicopters. The CFE 
has helped to make the Europe of 1997 a far safer place than the Europe 
of even just a few years ago, and in doing so has served American 
national security interests well.
  The implementation of CFE helps guarantee that a destabilizing 
concentration of military equipment--or a massed military attack in 
central Europe of the kind that has dominated strategic thinking in 
Europe through two World Wars and a cold war--will

[[Page S4465]]

now be next to impossible for any nation or group of nations to 
achieve.
  But, as the flank agreement underscores, the treaty negotiated 
between NATO and the Warsaw Pact in 1990 is not adequate to the 
realities of the new European security environment.
  To begin with, the Soviet Union and the Warsaw Pact no longer exist. 
There are now Soviet successor states in the Baltics and the 
Transcaucasus--the flank zones--with very different security and 
political concerns. Since the breakup of the Soviet Union, the 
Transcaucasus have been a region of almost singular instability. Russia 
and the Ukraine, likewise, have different security orientations than 
did the Soviet Union, as do the states of both central and western 
Europe. NATO is undergoing a searching debate about the possibility of 
enlargement. The Europe that the CFE must be relevant to in 1997 is 
radically different than the Europe of 1990.
  Thus, in ways unanticipated by its original negotiators, the issues 
raised by the flank agreement touch on some of the most central and the 
most sensitive security issues of the new European security 
environment.
  The history of the Transcaucasus since the breakup of the Soviet 
Union have served as a grim reminder of the deadly subtleties of 
rapidly changing regional geography. Civil war and ethnic strife has 
been the rule, not the exception, in Nagorno-Karabagh, Osettia, 
Abkhazia, Georgia, and, of course, Chechnya.
  Stabilizing the military balance in the Transcaucasus and inculcating 
confidence and security building measures, as the CFE Treaty does, is 
critical for peace in the region.
  Although not racked with the violence that has characterized the 
Transcaucasus, the security concerns of the Baltic States in the 
northern flank zone will prove to be central to future stability in 
Europe, and the limits placed on threatening conventional weapons by 
the CFE Treaty is a critical part of the security architecture of the 
Baltics.
  Likewise, the flank agreement also touches upon the sensitive topic 
of Russian-Ukrainian ties, and the political and security relationship 
between the two, and it addresses the role of Turkey between Europe, 
the Middle East, and central Asia.
  Last, the flank agreement has profound implications for Russian 
nationalist sentiment, and may well have an impact on the future of 
Russian domestic political development, and the dynamics of those 
domestic factors which may influence either a cooperative or 
confrontational Russian foreign policy.
  In this sense, the flank agreement is also critical issue for the 
debate over NATO enlargement that is just now beginning to come to a 
simmer. In structuring the balance of forces between NATO and Russia, 
the CFE and the flank agreement--what it says as well as how it is 
implemented--will be at the heart of Russian perceptions and 
assessments regarding the potential of an enlarged NATO.
  In short, the CFE will play a central role in determining the future 
course of peace and stability in Europe.
  Notwithstanding the positive contributions of the CFE to U.S. 
national security interests--and it is a treaty which I will be voting 
for--I feel that I would be remiss in my duty as a Senator if I did not 
also point out some general concerns that I have with the flank 
agreement, as well as some specific concerns I have with the resolution 
of ratification for this treaty as it was voted out of the Foreign 
Relations Committee last week.

  As I made clear in the Foreign Relations Committee hearing, I found 
the way in which the flank agreement was negotiated--opening up an 
already negotiated treaty for revision because of the reticence of one 
party to live up to its commitments--deeply troubling.
  Although I would agree with those who argue that it is necessary to 
revisit international agreements when there has been a material change 
in circumstances--and few would argue that the breakup of the Soviet 
Union does not count on this score--treaties, by their very nature, are 
only worthwhile if they are binding the minute they are signed.
  The post-cold-war world may very well be more turbulent and fluid 
than the world which we are used to, but I hope that the way in which 
the flank agreement was opened for renegotiation--with one party not in 
compliance with a treaty which they had signed--does not set a 
precedent which will call into question other treaties which, after the 
fact, a state may wish to change.
  I think that it is important for the Senate to go on the record in 
support of the binding nature of the treaty obligations which we and 
other states enter into--obligations which should be opened for 
renegotiation in only the most extreme of cases--even as we give our 
support to this agreement.
  Second, in changing the CFE flank equipment ceilings to meet Russian 
security concerns, we must be careful to make sure that we have not 
increased the insecurity felt by other states in or bordering the flank 
zone.
  In its original conception, the CFE Treaty was intended to make 
Europe safe from the dangers of a big war between East and West. I 
think that there is general agreement that CFE has been and will 
continue to be effective in this respect.
  But the CFE Treaty, as revised, must not become part of a European 
security architecture in which Europe is made safe for little wars, 
between the large and the small, or as a tool for intimidation used by 
the strong against the weak.
  If such a situation were to result from the flank agreement 
revisions, Europe would be less stable and secure, not more.
  Third, as several of my colleagues have already pointed out, the 
inclusion of condition 9 regarding Senate advice and consent for the 
multilateralization of the Anti-Ballistic Missile Treaty is, I think, 
unwarranted and unwise.
  It is unwarranted because the Anti-Ballistic Missile Treaty is not 
connected in any way with the CFE. It is unwise because it calls into 
question whether the United States may attempt to reopen or 
substantively change a treaty because some now perceive that it is in 
our interests to do so.
  There was an attempt to get this same language regarding the ABM 
inserted into last year's defense authorization bill. That effort 
failed. On its own, the Senate has already rejected this language. Now 
there is an attempt to resurrect this language and attach it to this 
treaty. The consideration of treaties is one of the highest 
responsibilities of the Senate, and I am disappointed that some of my 
colleagues have chosen to place petty politics above the interests of 
U.S. national security.
  The ABM Treaty is the diplomatic foundation of our intercontinental 
ballistic missile reduction strategy. It was possible to negotiate and 
ratify the Strategic Arms Reduction Treaty, or START, and negotiate 
START II because of the strategic groundwork laid in the ABM Treaty. 
Abandoning or violating the ABM Treaty would threaten the strategic 
ballistic missile reductions under these two treaties, which, when 
implemented, would verifiably eliminate the intercontinental ballistic 
missiles carrying two-thirds of Russia's nuclear warheads.
  I would have preferred to have had the opportunity to eliminate this 
condition from the final resolution of ratification, but, 
unfortunately, it does not appear that we will have this opportunity.
  In addition to these general concerns, I also have one specific 
concern with the resolution of ratification for this treaty as it was 
voted out of committee last week, which I hope that we will have an 
opportunity to change.
  I am concerned that condition 5 (F) of section 2 unfairly singles out 
Armenia for a report on compliance with the CFE Treaty. In so doing, 
this condition makes the treaty weaker, and less effective in 
guaranteeing U.S. security interests in Europe, not more.
  Although some of my Armenian friends might not want me to say this, I 
do believe that there should be a report on Armenia's compliance with 
the treaty. There have been some troubling questions raised in the 
press and in our committee discussions regarding Armenian 
transshipments of arms from Russia, and whether Armenia is in violation 
of certain provisions of the CFE.
  As I noted previously, this is a very sensitive part of the globe, 
and one in which even a relatively small amount of heavy weaponry can 
have tremendous impact on the balance of power. If

[[Page S4466]]

Armenia is in violation of the treaty, then appropriate measures should 
be taken.
  However, it is precisely the volatile nature of this region that 
dictates that U.S. national security interests demand that we seek 
compliance reports on the other states in the region as well. There are 
questions regarding Azerbaijan's compliance with the CFE's Treaty 
Limited Equipment (TLE) limits, for example, and recent experience with 
civil war and ethnic strife in Georgia, Osettia, Chechnya, Abkhazia, 
and elsewhere in the region all suggest that a condition calling for 
region-wide compliance reports would be in order.
  Indeed stigmatizing and isolating Armenia in this fashion may well 
prove to be counterproductive. If the CFE Treaty is perceived as a tool 
of one side or another in an already tense and volatile region, it will 
have the effect of destroying confidence, not building it, and will 
contribute to an atmosphere where the states of the region may seek to 
build their armed forces, not lessen them.
  This would be a grave mistake, and that is why I believe that 
condition 5 (F) must be changed to call for compliance reports for the 
other countries in the Transcaucasus as well. I urge my colleagues to 
support the amendment offered to make just these changes when we vote 
on this issue.
  Even with these reservations, however, I find that the treaty merits 
support. The CFE, with the revised flank agreement, provides an 
invaluable tool for stabilizing European security and lessening 
regional tension. I would urge all of my colleagues to join me in 
voting in favor of this treaty.
  Mr. LUGAR. Mr. President, I voted in committee to support the CFE 
Flank Document and the accompanying resolution of ratification that was 
reported favorably by the Committee on Foreign Relations last week.
  Let me review a few of the issues that commanded committee concern.


   The Flank Document and Relations Between Russia and Former Soviet 
                                 States

  During committee consideration of the CFE Flank Document, members on 
both sides of the aisle voiced concern over United States willingness 
to serve as an intermediary in negotiations between Russia and other 
former Soviet states to secure permission for temporary Russian troop 
deployments on their soil or for revision of the Russian treaty-limited 
equipment quotas set in the 1992 Tashkent Agreement. Paragraphs 2 and 3 
of section IV of the Flank Document restate Russia's right to seek such 
permission ``by means of free negotiations and with full respect for 
the sovereignty of the States Parties involved''. A United States note 
passed to the Russians, according to Undersecretary of State Lynn 
Davis, said that the United States was ``prepared to facilitate or act 
as an intermediary for a successful outcome in'' such negotiations. 
United States officials state that Washington's offer to serve as an 
intermediary between Russia and other Tashkent Agreement signatories 
was for the purpose of leveling the playing field between Russia and 
smaller countries.
  Many of the conditions in the resolution of ratification seek to bind 
the executive branch to its asserted purpose.