[Congressional Record Volume 141, Number 115 (Monday, July 17, 1995)]
[Senate]
[Pages S10086-S10135]
From the Congressional Record Online through the Government Publishing Office [www.gpo.gov]
COMPREHENSIVE REGULATORY REFORM ACT
The PRESIDING OFFICER. Under the previous order, the Senate will now
resume consideration of S. 343, which the clerk will report.
The legislative clerk read as follows:
A bill (S. 343) to reform the regulatory process, and for
other purposes.
The Senate resumed consideration of the bill.
Pending:
Dole amendment No. 1487, in the nature of a substitute.
Domenici amendment No. 1533 (to amendment No. 1487), to
facilitate small business involvement in the regulatory
development process.
Levin (for Glenn) amendment No. 1581 (to amendment No.
1487), in the nature of a substitute.
[[Page S 10087]]
Mr. HATCH addressed the Chair.
The PRESIDING OFFICER. The Senator from Utah.
Mr. HATCH. Mr. President, we are already in the second full week of
this bill. It is an important bill and it does deserve the type of
consideration that we have been giving to it, but we are, hopefully,
coming to closure on it.
This is a very, very important bill to our society. I do not think
there is anybody in this body that will not admit that our society is
overregulated. In fact, some people think we are being regulated to
death, that it will be the end of a great society, the end of the
greatest country in the world if we keep going the way we are, if we
have bureaucrats back here, who do not understand the problems out
there, issuing ridiculous, silly regulations.
This bill is about common sense. It is putting common sense into the
regulatory process. It does not mean doing away with regulations. This
bill means we are going to have to use common sense in coming up with
regulations. I think most Americans would agree the Federal Government
is out of control, certainly in terms of the burdens that it places
upon them and their small businesses in particular.
What this bill does is it requires governmental agencies to abide by
rules and regulations that they issue that help rather than hurt our
people. It will require the Federal bureaucracy to live by the same
rules that Americans live by in their day-to-day lives.
Those rules are that the benefits of what you are telling people to
do have to be justified by the costs of those benefits, the cost
imposed because of the regulations.
The notion of common sense and accountability in rulemaking sounds
like a radical idea inside the beltway, but it is really something
people want outside the Washington beltway.
Americans are smothered, inundated. They are drowning in redtape in
all aspects of their lives, and they are getting tired of it. They have
asked us to get rid of the status quo and to get some reason into this
system. This bill certainly does not mean the end of health concerns or
safety concerns and it certainly does not mean the end of health and
safety regulations. It just means they have to be regulations that make
sense. They just cannot be imposed ad infinitum on top of American
citizens without some justification for the regulations themselves.
We have seen on the floor of the Senate a lot of effort to maintain
the status quo. That is at the same time that everybody prefaces their
remarks with ``the status quo is unacceptable.'' The debate this week
is going to determine whether we stick with the status quo or whether
we do some things that will really help our country and resolve some of
these difficulties. We simply have to get rid of the silly, ridiculous
regulations.
In that regard, let me give you my top 10 list of silly regulations.
This will be list No. 7. I might add that all of these are from Utah
constituents this time, but they apply across the country. I think you
will find some similarities in each and every one of our States.
Silly regulation No. 10: Requiring a company, if they spill just 1
pint of antifreeze, to call the Coast Guard in Washington, DC, to alert
them. That is silly.
Silly regulation No. 9: Purposefully releasing more water from a dam
to create a flood-stage flow in order to help endangered fish,
regardless of the farmland that was flooded as a consequence.
Silly regulation No. 8: Requiring a person who is on a 6-foot
scaffold to be tethered to a fall protection device which is also 6
feet high.
I cannot help laughing at some of these. Some are so bad. This is
what our people go through out there. The problem is, if you think
about it, that the person with that 6-foot tether would already hit the
ground before the device could save him.
Silly regulation No. 7: Requiring a company to hire an outside
contractor to check emissions, in spite of the fact the company does it
themselves every 8 hours.
Silly regulation No. 6: Refusing to approve a plan to divert a
portion of a flow of water for stock watering, in spite of the fact
that it would drain into the same basin. Further, the Bureau of Land
Management, U.S. Forest Service, State engineer and Utah Department of
Water Resources all approve of the plan.
Silly regulation No. 5: Requiring buildings built after the asbestos
ban took effect to be inspected for asbestos, despite the fact they
contain no asbestos. That is just typical of what is happening all the
time. These are specific cases, but it is typical to require stupid,
idiotic things just because the people back here are not willing to do
what is right or use common sense.
Silly regulation No. 4: Requiring a company to use only hand tools if
they want to replace a concrete ditch with an underground pipeline,
despite warnings that the ditch may fail. This spring, the ditch did
fail and flooded the whole surrounding area.
Silly regulation No. 3: Requiring a contractor to pay a person $55 an
hour to walk in front of a back hoe to look out for the desert
tortoise. People in southern Utah are just beside themselves. Can you
imagine paying a person $55 an hour to walk in front of a back hoe to
look out for the desert tortoise? Well, I admit, desert tortoises are
wonderful creatures that ought to be preserved, but there is a limit,
it seems to me, to this type of stupid action.
Silly regulation No. 2: Diverting water to aid the ``Lady's Ute tress
orchid,'' in spite of the fact that this will reduce the flow to a
family farm with a decreed right to the water. No prior notice of the
plan diversion was given to the family, nor were they made aware of the
issuance of a wetlands permit for the plan.
I have to acknowledge that the Lady's Ute tress orchid, I am sure, is
a beautiful flower, but I also think that that family farm is
important, too. That just shows how ridiculous some of these rules and
interpretations of the rules are.
Now let us turn to silly regulation No. 1:
Requiring that a company submit a list to the fire department of all
the ingredients in their fire proof bricks, sand, gravel, mortar, and
steel. This semiannual report containing the list of the fire
department of all of the ingredients of fire proof bricks, gravel,
mortar and steel is about six inches thick. You wonder why people do
not want to go into business today or put up with this. This is a
perfectly good explanation why.
Well, to make a long story short, it is easy to see why Federal
regulators--even the good ones--are held in disdain by our people out
there. And there are good regulators, we know that. We know there is a
need for good regulation. We know there is a need to have Washington
operate in a careful fashion to protect health and safety and other
things.
On the other hand, these types of interpretations of regulations and
these types of regulations, I think, bring condemnation upon the
people, on everybody, even those who are sincere and who do a good job.
Now, Mr. President, finally, I want to once again address the
relative merits of S. 343 and the Glenn amendment. Last Friday, I
stated that the Glenn amendment could be termed ``reg lite,'' because
it was a somewhat weaker version of S. 291, which was itself a product
of compromise and, for that reason, unanimously voted out of the
Governmental Affairs Committee under my good friend, Senator Bill Roth.
I noted that Chairman Roth explained that S. 343 is a superior vehicle
for achieving meaningful and effective regulatory reform that neither
S. 291 or the Glenn substitute does. I also critiqued in some detail
the Glenn bill's provisions and concluded that S. 343 is a far more
effective mechanism for regulatory reform--that is, if you really want
to do something about regulatory reform.
Last Friday, a modified Glenn amendment was introduced. This is a
little bit stronger and moves a little bit closer to the Dole-Johnston
bill by adopting a little more of S. 343's reform measures. The gap is
narrowing. We appear to be moving closer together. Nonetheless, while
imitation is the sincerest form of flattery, my original conclusion
remains the same: S. 343 is a far superior vehicle for regulatory
reform.
Let me first say that the Dole-Johnston bill is not a bill that
simply requires agencies to perform cost-benefit analysis or risk
assessment. It is a comprehensive regulatory reform measure that, for
the first time in
[[Page S 10088]]
about a half century, reforms the Administrative Procedure Act.
These reforms, many of which were recommended by the Administrative
Conference of the United States and the American Bar Association, are
commonsense proposals that make the notice and comment requirements of
the Administrative Procedure Act more productive. These reforms
guarantee effective public participation in the promulgation of rules
and assure that judicial review will be more effective. They provide
fairness to the administrative process. And most are missing in the
Glenn substitute.
More specifically, Dole-Johnston, amends section 553 of the
Administrative Procedure Act by requiring, among other things, in the
notice of proposed rulemaking in the rule's statement of basis and
purpose:
First, a succinct explanation of the need for and specific objectives
of the rule.
Second, a succinct explanation of the statutory basis for the rule,
including whether the agency's interpretation is clearly required by
the text of the statute and, if not, an explanation that the
interpretation selected by the agency is within the range of
permissible interpretations identified by the agency, and an
explanation of why the interpretation selected by the agency is the
preferred interpretation.
Third, a summary of the cost-benefit analysis required to be prepared
pursuant to chapter 6 of this bill.
Fourth, a statement in the proposed stage of the rule that the agency
will seek proposals from the public and local governments for
alternative methods of accomplishing the objectives of the rulemaking.
Fifth, in the statement of basis and purpose, a discussion and
response to any factual and legal issues raised by the comments to the
proposed rule, including a description of all reasonable alternatives
to the rule raised by the agency and the commenters, and the reason why
such alternatives were rejected.
All of these statements and explanations must be part of the
rulemaking file and, along with factual and methodological material
supporting the basis of the rule, made available to the public for
inspection and copy.
These requirements are absolutely essential for regulatory reform.
They assure that the public has the needed information to cogently
comment on--or challenge--the rule. They also assured that the courts
have the needed information to effectively review the factual and legal
underpinnings of the rule.
To be sure, without these requirements--and the requirements of
section 622 that all reasonable alternatives facing the agency in
rulemaking be identified--judicial review of cost-benefit analysis is
effectively impossible.
How can there be review of whether cost justify benefits if all the
relevant factors facing the agency are not fully disclosed? The absence
of such requirements are a fatal weakness of the Glenn substitute.
I also want to point out that these requirements are hardly
controversial. These rulemaking requirements were all endorsed by the
American Bar Association, and the American Bar Association has
correctly criticized the Glenn bill for not containing these needed
reforms.
The fairness provisions of Dole-Johnston also constitute significant
reformation of the administrative process. They include section 707,
the reform of consent decree provision.
This section assures that consent decrees are not construed in such a
way as to limit agency discretion to protect the rights of innocent
third parties or to respond to changing circumstances. All too often,
particularly in environmental enforcement actions, sweetheart consent
decrees are entered into by agencies and special interest environmental
groups that impinge on the rights of innocent third parties and
implement the political agenda of those special interests. The Glenn
bill contains no equivalent provision.
Section 708 is another one of these fairness provisions. This
provision prevents impaling the regulated public on the horns of a
dilemma. An affirmative defense is provided in any enforcement action
where a regulated party faces compliance with contradictory or
inconsistent regulations. Who can argue with this fairness provision? I
guess the sponsors of the Glenn substitute can because it is, again,
absent from their substitute, from their bill.
The sponsors of the Glenn bill are also AWOL in not including the
final of these fairness provisions--section 709. This provision was
originally in the Judiciary Committee version of S. 343 and was
unanimously restored to the bill, 80 to 0, by amendment introduced by
Senator Hutchison last Friday. It prevents the imposition of criminal
penalties or civil fines in a situation where parties reasonably relied
on a longstanding position of an agency, and the agency tries to
retroactively enforce a new interpretation of law or policy. This
administrative ex post facto provision is a codification of a
fundamental precept of justice dating back to Magna Carta; yet, it is
missing from the Glenn substitute.
Besides Administrative Procedure Act reform, the Glenn substitute
does not contain certain critical elements of regulatory reform.
Perhaps the most important missing element is Dole-Johnston's
``decisional criteria'' section 624. This section is the heart of Dole-
Johnston and constitutes a far more sophisticated and efficacious
approach to assuring the compliance with cost-benefit analysis and risk
assessment requirements than does the Glenn approach.
First of all, this decisional criteria section mandates that no rule
shall be promulgated unless the rule complies with this section--624.
That requirement will act as a hammer to assure agency compliance with
the standards set forth in the decisional criteria section 624 of S.
343.
Some will say this is overkill, that agencies will abide by cost-
benefit standards without section 624's hammer. Yet, every President
since President Ford, including President Ford, right up to the current
President, President Clinton, have issued Executive orders on
regulations. And President Clinton's Executive order on regulations
contains a hammerless cost-benefit analysis requirement, which is why
it is routinely ignored by all of his Federal agencies and OMB, the
Office of Management and Budget.
According to an April 1995 study by the Institute for Regulatory
Policy, of the 222 major EPA rules issued from April to September 1994,
only six passed cost-benefit analysis muster.
The rest were promulgated anyway. So we see there is a need to assure
agency compliance, because when they will not listen to their own
President, or their own Presidents through the years, imagine how they
will not listen to us if we do not go into a compliance process
together.
Of the 510 regulatory actions published during this period, this
period of April to September of 1994, 465 were not even reviewed by the
Office of Management and Budget; and of the 45 rules that were
reviewed, not one--not one, not a single one--was returned to the
agency for having failed the obligatory cost-benefit analysis. They
call this regulatory reform?
Moreover, section 624 not only requires, like the Glenn substitute,
that ``benefits of the rule justify the costs of the rule,'' but unlike
the Glenn substitute, it also requires that the rule must achieve the
``least cost alternative'' of any of the reasonable alternatives facing
the agency, or if the ``public interest'' requires it, the lowest cost
alternative taking into consideration scientific or economic
uncertainty or unquantifiable benefits.
Now, this does two things. No. 1, it assures that the least
burdensome rule will be promulgated; No. 2, that agencies are not
straitjacketed, when facing scientific or economic uncertainties or
benefits that cannot be quantified, into promulgating a rule based on
an option that is only the least costly in the short-term. In the
latter situation, agencies may explicitly take these factors into
account when considering the least cost alternative when promulgating a
rule.
What about the effect on existing law? Section 624 of 343 provides
that its cost-benefit decisional criteria ``supplement" the decisional
criteria for rulemaking applicable under the statute granting the
rulemaking authority.
This supplement requirement is applicable except when an underlying
statute mandates that a rule to protect health, safety, or the
environment be
[[Page S 10089]]
promulgated, and the agency rule cannot, applying in the standard in
the text of the statute, satisfy the cost-benefit criteria of section
624.
In such a case, the agency taking action may promulgate the rule but
must choose the regulatory alternative meeting the requirements of the
underlying statute that imposes the lowest cost. In this way, agencies
are given great latitude in promulgating cost-effective rules. Thus, S.
343 strongly supplements existing law but does not embody a
supermandate.
This was made absolutely clear in a bipartisan amendment adopted last
week. In contrast, the Glenn amendment only requires agencies to
justify costs in those situations where such requirement is not
expressly or implicitly ``inconsistent with" the underlying statute.
This allows agencies to select any costly or burdensome option
allowable under the underlying statute.
What about judicial review? Could it not be argued that while Glenn
does not contain a decisional criteria section, forcing agencies to
abide by cost-benefit analysis and risk assessment criteria, its
judicial review provision assures that agencies will comply with that
bill's albeit weak cost-benefit analysis requirement. The answer is,
unfortunately, no.
While both S. 343 and the Glenn bill basically only allow for
administrative procedure action ``arbitrary and capricious" review of
the final, and not independent review of a cost-benefit analysis and a
risk assessment, the Glenn judicial review section contains a provision
that perhaps inadvertently could be construed to prohibit a court from
considering a faulty cost-benefit analysis or risk assessment in
determining if a rule passes arbitrary and capricious muster.
That provision expressly states that ``if an analysis or assessment
has been performed, the court shall not review to determine whether the
analysis or assessment conform to the particular requirements of this
chapter.''
This means that a poorly or sloppily done cost-benefit analysis or
risk assessment could avoid judicial scrutiny even if material to the
outcome of a rule, because the Glenn judicial review section literally
states that the bill's ``requirements" for analysis and assessment are
not reviewable.
Now, that is serious. That is a critical difference on the judicial
review aspects of these two approaches, S. 343 and the Glenn substitute
amendment.
Another significant reform contained in S. 343 but missing in the
Glenn bill is the petition process. While critics of S. 343 contend
that the bill's petition processes are too many and overlapping, I
believe that the bill's petition provisions are workable, not at all
burdensome, and empower that part of the American public affected by
existing burdensome regulations to challenge rules that have not been
subject to S. 343's cost-benefit analysis and risk assessment
requirements.
For instance, in section 623, the requirement for agency review of
existing rules, the petition provision allows for either placing the
rule on the agency schedule for review, or in effect to accelerate
agency review of rules already on the agency's schedule for review. The
petitioner has a significant burden to justify that the requested
relief is necessary. I might add that this provision was a product of
negotiations between Senators Kerry, Levin, Biden, Johnston, Roth,
Nickles, Murkowski, Bond, Dole, and myself.
One other petition provision that I want to mention is section 629,
which allows for the petitioner to seek an alternative means to comply
with the requirements of a rule. This allows for needed flexibility
that will save industry untold amounts of money and having to comply
with sometimes irrational requirements, without weakening the
protection of health, safety, or the environment.
In this way, agencies are given great latitude in promulgating cost-
effective rules. In this way, agencies can do a better job.
Moreover, the following provisions of S. 343 are much better than
their counterpart provisions in Senator Glenn's.
Risk assessment provisions: S. 343 applies its risk assessment and
risk characterization principles to all agency major rules. The Glenn
amendment, by sharp contrast, limits even the applicability of the risk
assessment and risk characterization principles to major rules
promulgated by certain listed agencies and it contains no decisional
requirements for risk assessments.
Emergency provisions: The Dole-Johnston bill contains exemptions for
imposition of the notice and comment, cost-benefit analysis, and risk
assessment requirements. When an emergency arises where a threat to
public health and safety arises, these provisions would allow for a
rule that addresses these concerns to promptly go into effect. There is
absolutely no delay. The government can protect our health and safety
in all of these cases, including the red herring of E. coli. The Glenn
substitute, on the other hand, only contains one exemption, and that is
for risk assessments.
As I pointed out last Friday, this contains an element of irony. The
supporters of the Glenn measure have complained endlessly how S. 343
would prevent the agencies from protecting the public from E. coli
bacteria present in bad meat, or cryptosporidium in drinking water, and
have screamed that rules addressing these problems be exempt from S.
343.
Of course, S. 343's emergency provisions adequately deal with the
problem. But Glenn does not. There is not even similar language.
Where are the equivalent provisions in the Glenn substitute? Does the
Glenn substitute exempt these types of rules from cost-benefit
analysis? No. It is apparent, Mr. President, that the Dole-Johnston
measure is a superior vehicle for regulatory reform. I ask my
colleagues to vote against the Glenn ``reg lite'' bill and support the
real thing. I yield the floor.
The PRESIDING OFFICER (Mr. Jeffords). The Senator from Ohio.
Mr. GLENN. Mr. President, last week I took the floor to reply to some
of the top 10 silly regulations that the Senator from Utah had brought
up last week. We found, upon investigation, that of some of those silly
regulations last week there were, probably a good half of them, I do
not know the exact number, but probably half of them I gave responses
to that showed that the so-called silly regulations were not
regulations at all and were, in some cases, municipal or State
regulations that were being somehow tossed over into the Federal
bailiwick of responsibility. And I gave real details on that, and it
caused considerable concern on the other side of the aisle, I
understand.
I do not know the regulations that were cited this morning, how they
originated or what their backgrounds are, but I hope we have better
substantiation for the ones given this morning than we did for the ones
last week. If we wish to take up our time here going through those, we
can do that again like the ones that were put in last week. But we
found in many of the cases mentioned they were not Federal regulations
at all. There was no requirement in Federal law for some of the things
that Federal regulators were being credited with doing.
So what we are trying to do is bring some common sense to this
regulatory process. I have said many times during this debate,
regulatory reform is probably the most important issue we will take up
this year, outside of the actual appropriations bills, because it
affects every person in this Chamber today, whether on the floor, in
the gallery, every person outside, every man, woman, child, every
business, every organization across the whole United States of America.
So regulatory reform is one of the most important items.
The American people want regulatory reform. I want regulatory reform.
I believe the vast majority of Members of Congress do. I do not know of
anybody who does not want regulatory reform. When we go back to our
States, the horror stories we hear every time are about some of the
rules and regulations that are too heavyhanded and too intrusive, so we
need to correct those things. The question is, how will we correct
them? If we are drowning in red tape, how do we correct it?
I have made no effort to retain the status quo, in spite of what was
said this morning. Quite the opposite. I do not want to retain the
status quo. That is the reason why we worked 2\1/2\ years on the
Governmental Affairs Committee to try to get responsible regulatory
reform legislation ready. We have
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heard a lot of talk about specific instances of regulatory excess. And,
as I have pointed out, many of these stories are just factually not
true. But even for those that may be true, let us make sure that the
medicine we prescribe is not worse than the illness we want to cure.
Individual instances of excess do not justify bogging down our
Government with equally excessive bureaucratic procedures and
litigation, and that is what I fear the proponents of S. 343 are giving
us.
Instead of making Government more cumbersome, more bureaucratic, and
more expensive, we should be working to make the regulatory process
more effective, more efficient, and less burdensome. Regardless of our
debates about process, about how Federal agencies should make
decisions, we must not forget what the process is all about. The
regulatory process is about protecting the public interest. It is about
implementing the laws that we in Congress pass. It is about providing
for the common good, protecting public health and safety, preserving
the environment, and making this country a land of opportunity for all
and, at the same time, correcting regulatory excesses to make sure that
those just do not happen. That is a balance. It is a balance that we
have to seek and it is a balance that I think we have addressed in S.
1001, which was laid down last Friday afternoon.
That is why, as we debate how to reform the regulatory process, we
must ask ourselves two essential questions--basically what I stated a
moment ago. First, does the bill before us provide for reasonable and
appropriate changes to regulatory procedures to eliminate unnecessary
burdens on businesses and individuals and organizations and everyone
all over this country? And, second, does the bill maintain our ability
to protect the environment and the health and the safety of our people?
In other words, does the legislation strike an appropriate balance?
That is what we have to find in this debate--is the balance.
If we find the proper balance, there will be broad support for this
effort. However, if we produce a bill that relieves regulatory burdens
but threatens protections for the American people in health and in
safety or the environment, the legislation should be opposed.
Today we will focus our debate on two bills, the Dole-Johnston
substitute and the Glenn-Chafee substitute to that substitute. Both
will transform the regulatory process, but I am convinced that the
Dole-Johnston substitute goes too far. I believe that only the Glenn-
Chafee substitute will reform the regulatory process in a way that
meets my tests just outlined. The Glenn-Chafee bill will relieve
burdens and maintain an efficient and effective process to protect
public health and safety and the environment.
Before I discuss the differences between the two bills, I want to
review the debate of last week, because I believe that this past week's
debate alone, just standing by itself, makes the case for the Glenn-
Chafee substitute.
Proponents of the Dole-Johnston substitute have repeatedly stated
that their bill is a good bill, that their bill went through a long
process of improvement before coming to the floor, and that it is ready
for enactment. But I believe our activities on the Senate floor last
week proved otherwise. When confronted with the challenge that their
bill would threaten important health and safety rules--impending rules,
now, not just something thought about for the future, but important
pending health and safety rules such as those for food safety, drinking
water, mammograms--the proponents of Dole-Johnston first denied that
their bill would compromise those regulations. Then they tried to add
general and symbolic exemptions just in case, like the sense-of-the-
Senate resolution that was supposed to be a substitute for the Boxer
amendment protecting mammogram rules. But when all the votes were done,
we see that they voted against meat and poultry inspection rules,
putting the American people at risk due to the dangers of E. coli and
other foodborne diseases; and that they voted against drinking water
safety rules. But we see that they voted for mammogram rules and for
child poisoning protection rules.
I do not think my colleagues value food and drinking water safety
less than women's or children's health. What I really think is that the
proponents of the Dole-Johnston bill have yet to come to terms with the
fact that their bill fails my test. It may reduce regulatory burdens--
it will do that--but it will also jeopardize public health and safety
and the environment. In other words, it does not hit the balance that I
spoke about earlier.
They say their bill will not harm the public but they are not really
sure. I am sure that the Glenn-Chafee substitute will protect the
public and reduce regulatory burdens, and I say we should support that
Glenn-Chafee substitute.
When it came time last week to discuss the effect of their bill on
the implementation of current laws, again we saw confusion and
uncertainty. Throughout the negotiations, prior to coming to the floor,
and during the first hours of debate, the proponents again and again
denied that their bill contained a supermandate--that is, a prevision
that would have economic cost-benefit analyses override other statutory
requirements if there was any conflict between the two.
Those other statutory requirements are things like clean air, clean
water, and worker safety. Even so, they refused to add language to
clearly state that assertion, that in a case of a conflict between the
cost-benefit test and the statutory requirement, the underlying statute
would prevail. In other words, there would not be a supermandate that
said: If there is a conflict, that the earlier law would be knocked
out. Their provision would have provided that, if there was a conflict
between the rule that came up and a previous law passed by the
Congress, signed by the President, and in effect all over this country,
the underlying statute could be knocked out by a regulation.
Finally, on the floor an amendment appears from the proponents to do
just that, to say that if there is a conflict between the cost-benefit
test and the statutory requirement, that the underlying statute would
prevail. Again, I have to ask why was the Dole-Johnston bill brought to
the floor in the form it was? The proponents insisted it was in fine
shape and provided just the right amount of reform, but when pressed on
the floor, their arguments went both ways and the weaknesses of the
bill, their bill, were revealed.
When it came time to discuss what their bill covers, again we saw
confusion and inconsistency. Their bill provided the proper threshold,
they said--a major rule should be a rule with an annual effect of $50
million or more. On Monday, the first day of debate, that threshold
was, however, lowered even further with the addition of significant,
what are called significant rules, under the Regulatory Flexibility
Act. This will add between 500 and 800 rules to the agency cost-benefit
process.
This was an incredible expansion of coverage. It could quadruple the
number of rules that agencies have to put through detailed analysis.
The very next day an amendment was passed, which I supported, to
raise the threshold from the $50 million figure to $100 million. But
the problem is that the amendments are inconsistent. It makes no sense
to say that we have restricted the scope of the bill to a more
reasonable threshold--$100 million overall economic impact on the
country--when the threshold at the same time had just been lowered to
include hundreds and hundreds and hundreds of more rules.
I simply do not understand how my colleagues can think that agencies
in a time of falling budgets and full-time employees--FTE's--will be
able to effectively perform the duties that we give them. Yes, you have
to remember that we in Congress passed the laws that require agency
action. I add that some 80 percent of the regulations written are
required in the laws that we sent over to the agencies to have the
regulations written.
Now those agencies will have to spend scarce resources on analyzing
rules that do not have a significant impact on the Nation as a whole.
This is simply a mistake. They cannot do something with nothing. We are
cutting their budgets with fewer full-time employees and at same time
loading them up with new policies that must be done, new analyses--that
I favor but not the expansion that was done on the
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floor--in the numbers of overall reviews that have to be made. We need
to stick with the higher threshold, and that is it. That is manageable.
Agencies need to be more sensitive to the burdens that Government
places on small business. I also add that is what the Regulatory
Flexibility Act is all about. Thinking that businesses somehow are
being overregulated is not something new. We passed the Regulatory
Flexibility Act I believe back in 1972 or 1973. It was supposed to
address some of this problem.
Let me repeat that agencies need to be more sensitive to the burdens
that Government places on small business. That is what the Regulatory
Flexibility Act is all about. But requiring agencies to go through
lengthy analyses for nearly every rule that comes under that act is
just too much. We will end up with a Government that spends more money
and more time, and has less and less to show for it.
If the proponents of Dole-Johnston are trying to make it much harder
to issue regulations, regulations that we in Congress often require--
require as much as 80 percent of the time--then this is the way to do
it. If they want to make it harder to issue rules that protect the
health and safety of the American people, this is the way to do it.
Let me just observe that two major supporters of the Dole-Johnston
substitute, Senator Johnston and Senator Roth, did not support the
expansion of the bill to cover regulatory flexibility rules. So I hope
we can still address this problem in a reasonable way and maybe work
out something on that before we come to a final vote on this
legislation.
Finally, let me mention the issue of sunshine. On Thursday, my
amendment to the Dole-Johnston substitute to provide for sunshine in
the OMB regulatory review process was accepted. I was very happy that
amendment was accepted. It was not just passed by a vote. It was
accepted unanimously. That was very good because it shows support for
an important component of reasonable regulatory reform. This sunshine
provision came from the bipartisan Governmental Affairs Committee bill,
the bill sponsored by my good friend from Delaware, Senator Roth. The
provision is also contained in the Glenn-Chafee bill.
The problem is that for the last 2 months we have repeatedly urged
those Senators involved in crafting the Dole-Johnston substitute to
incorporate that sunshine provision. Despite our requests we were
turned down at every turn. The latest rejection came last Wednesday,
July 12, when we finally got a response to our June 28 list of 9 major
and 23 minor issues with the Dole-Johnston bill. We were told then that
we would have an answer. We do not have a full answer yet. But we did
get a response to our June 28 list of 9 major and 23 minor issues with
the Dole-Johnston bill. But then the next day, on Thursday, July 13,
when confronted with the sunshine provision as an actual amendment,
suddenly it was fine. Suddenly it was acceptable.
I have a lot of respect for the intelligence and good faith and
legislative abilities of the proponents of the Dole-Johnston
substitute. I must admit I do not understand the thinking that goes
into developing a legislative proposal of such great complexity and far
reaching impact in a closed room dismissing compromise proposals out of
hand and insisting that the bill should be passed, and then on the
floor accepting some of the very proposals that were earlier rejected
all the while maintaining that no changes are needed.
I have not changed the stand I took, along with Senator Roth and our
other colleagues in the Governmental Affairs Committee 3 months ago. I
believe we had a tough but workable regulatory reform bill in S. 291.
That bill provides the basis for the Glenn-Chafee substitute that I
think should be supported now. So my position has not changed. Of
course, there is always room for improvement in any bill. We modified
Glenn-Chafee to reflect improvements that we have seen over the last
several weeks. But on the basic provisions of the bill, my position is
clear. It has been consistent.
With the proponents of the Dole-Johnston substitute I think the story
is different. I believe the truth is they are finally realizing that
their bill is flawed, weighted with ill-thought-through provisions that
will frustrate the very reform that they say they want to accomplish.
I believe my colleague from Louisiana, Senator Johnston, has
accomplished significant changes in S. 343 in the month or so that he
has been working with the majority leader and the Senator from Utah,
Senator Hatch. I also believe Senator Johnston deserves a great deal of
credit for his commitment to regulatory reform, and for his tireless
efforts to improve S. 343. He has been involved in regulatory reform
for a number of years, and that has had pieces of legislation passed
here on the Senate floor before. But if nothing else, his constant
presence on the floor over the last week, and the detailed personal
knowledge he has of the bill, shows his commitment and expertise. I
certainly commend him for his effort. I believe the product, though, is
still flawed, too unwieldy, too unworkable to provide the reform that
we all believe is necessary and needed for the regulatory process. I
think last week's debate highlighted a number of these differences.
To bring the debate to the present, I would like to describe the
major differences that I see between the Dole-Johnston bill, as
modified this past Friday, and the Glenn-Chafee substitute.
The Dole-Johnston substitute is based on the Judiciary Committee's
bill that emerged from a divisive committee proceeding that was cut
short before the bill could be fully debated. The Glenn-Chafee
substitute is based on the Governmental Affairs Committee's unanimous
bipartisan legislation. S. 291 which was sponsored by Senator Roth, the
chairman of our committee, and fully debated in committee. Nothing was
cut short there. It was fully debated before it was voted out with
eight Republican votes and seven Democrat votes. It was a unanimous
committee vote.
An examination of the two committee reports shows the differences
between those two bills. The Governmental Affairs report had a
unanimous bipartisan discussion of a tough but workable approach to
regulatory reform. The Judiciary report is divided and filled with
divergent views, and they have never been reconciled yet.
I believe that these two reports tell us why we are in the posture we
are in today. Instead of choosing the path of bipartisan dialog and
cooperation, the proponents of S. 343 chose to push ahead with what I
view as an extreme bill. All the effort of Senator Johnston to moderate
that bill--and again he has accomplished much--has not altered the
fundamental nature of that bill. As I have said previously during this
debate, the result is a bill tailored to special interests, and is a
lawyer's dream.
It does not, in my view, meet the goals of at the same time protecting
health and safety or of having a more effective and efficient
Government.
Yes, we want agencies to have more thoughtful and less burdensome
rules, but we also want agencies to be effective. The American public
does not want the Federal Government to be more inefficient or to have
important public protections delayed or bogged down in red tape, delay
and courtroom argument. That is why Senator Chafee, myself and several
others offered an alternative bill just before the last recess, and it
was laid down here before the Senate last Friday as a substitute.
Our substitute bill, S. 1001, is based on that same Governmental
Affairs Committee bill, S. 291, that was reported out with full
bipartisan support. It provides for tough but fair reform. It will
require agencies to do cost-benefit analyses and risk assessments, but
it will not tie up all their resources unnecessarily. It does not
provide for special interest fixes, and it does not create a lawyer's
dream. It provides for reasonable, fair, and tough reform.
Since introducing the bill, we have incorporated additional changes
to reflect agreed upon improvements arrived at during negotiations and
debate on the underlying bill.
This is a very complex matter. We do not necessarily claim we have
the very last word on every detail, and we look forward to suggestions
for improvement. We do think our approach is much more workable than
the Dole-Johnston substitute and that our substitute provides the
better approach for reform.
[[Page S 10092]]
Now, that is a little bit on the background, and that brings us to
today. After a week of debate and amendments as well as the
negotiations that preceded floor action, the Dole-Johnston substitute
has been modified in a number of ways. There are, however, major issues
that still distinguish the two bills and recommend support for the
Glenn-Chafee substitute.
In my mind, there are five major areas of difference remaining. First
is the issue of how agencies should use regulatory analysis. We believe
that agencies should be required to perform risk assessments and cost-
benefit analyses for all major rules. These analyses should inform
agency decisionmaking --inform agency decisionmaking. They should not
unilaterally control those decisions and impose least-cost solutions to
every problem. Let us put some common sense into this process. We
should not unilaterally control those decisions and impose least-cost
solutions to every problem.
Second is the question of look back. We believe that agencies should
review existing rules, those that have been in effect, some for a long
time, but their reviews should not be dictated by special interests or
lead to wasteful litigation.
Third is a matter of judicial review. The courts should be used to
ensure that final agency rules are based on adequate analysis.
Regulatory reform should not be a lawyer's dream with unending ways for
special interests to bog down agencies in litigation.
Fourth is the concern about special interests. Regulatory reform
should provide a new, across-the-board process for Federal agency
decisionmaking. It should not provide program fixes for special
interests.
Fifth is the implementation of the new reforms. In a nutshell, this
is the issue of effective date. More broadly, however, it involves the
question of whether we want to implement reforms in a way that improves
Government decisions or whether we want to impose new requirements in
order to frustrate decisions, create more delay, waste resources,
introduce uncertainty and open up new avenues for litigation. I believe
that implementation of the Glenn-Chafee substitute will improve
decisionmaking and reduce burdens on the American public. The Dole-
Johnston substitute, on the other hand, has the potential to create
problems, cost money, and harm the public interest.
If we could resolve these five sets of issues, we could establish for
the first time a governmentwide comprehensive regulatory reform
process. This process would produce better, less burdensome and fewer
regulations. It would also provide the protections for the public
interest that the American people demand of their Government and that
they have a right to expect from their Government.
S. 343 does not follow these principles. Instead, it does special
favors for a special few. In so doing, it creates a process that will
delay important decisions, waste taxpayer dollars, enrich lawyers and
lobbyists, undermine protections for health, safety, and the
environment and further erode public confidence in government.
Now, let me talk about each one of these five major issue areas. The
first issue is the question of the use of regulatory analysis. We
believe that agencies should perform risk assessment and cost-benefit
analyses for all major rules. As I have already said, the threshold for
a major rule should be a $100 million economic impact. If it includes
more rules, as the Dole-Johnston substitute now does, it will fail its
own cost-benefit test, and we will just waste Government resources
instead of reforming Government. Once undertaken, the cost-benefit
analyses and risk assessments should be used to inform agency
decisionmaking.
We all agree that regulatory decisions will be improved if Federal
agencies routinely use consistent economic and scientific analysis to
test their proposals. The question is, should that analysis control
agency decisions, as under the Dole-Johnston approach, by requiring
that the agency choose the least-cost solution to every problem--the
least-cost solution to every problem.
We had examples last week in the Chamber. If something costs $2 more
but saves 200 lives, would it be worth that excess cost? Yes, it would.
Right now, you could not do that, as this is worded, as I understand
it. You have to have a least-cost solution.
I simply do not believe we always want the agencies to take the
cheapest path to implement our laws. What if that alternative that
costs $2 extra saves 200 lives? Do we say pick the cheapest; do not
look at the benefits of the alternatives before you? That is what S.
343 does.
What if the cheapest alternative imposes more costs on State and
local governments? Or what if it imposes more costs on small business,
or a specific region of our country, a certain section of our Nation?
Do we want to stop agencies from considering such distributional
effects?
I think we have to let agencies use common sense. We keep saying that
is what regulatory reform is all about. If so, then agencies should be
able to choose the most cost-effective approach--the cost-effective
approach we use in the Glenn-Chafee bill, looking not just at cost but
also at the benefits. Remember, if for some reason we in Congress do
not agree with the agency's solution, the congressional review
provisions of both bills, S. 343 and S. 1001, allow us to rescind that
rule by bringing it back to Congress for further action. That is
something that has not been done in the past. We have that provision in
both of these bills. So should we not create a process that allows for
good decisions and a way to catch the bad ones rather than to create a
process that ensures there probably will be bad decisions in the first
place?
The Glenn-Chafee substitute requires the analysis of costs and
benefits. It requires agencies to certify whether benefits justify the
costs and to explain if those benefits do not justify the costs.
In other words, Glenn-Chafee uses cost-benefit analysis to improve
decisions, but it does not give important decisions over to a
mechanical economic analysis. Too much is at stake with Government
decisions to simply rely on a least-cost approach to protecting the
public interest.
Let me point out here that the Dole-Johnston substitute also creates
confusion with its Regulatory Flexibility Act decisional criteria.
Section 604 is amended by adding a requirement that agencies not issue
a rule unless it minimizes the economic impact ``to the maximum extent
possible'' on small entities; that is, small businesses, State and
local governments, and other small organizations.
The least-cost-alternative test in this minimal impact test will
probably conflict quite often. Least cost overall may often involve
more than the lowest cost possible for small entities. As brought to
the floor, the Dole-Johnston substitute simply did not address this
inherent contradiction. As now amended, there is something of a fix.
Agencies are to explain whenever the tests are in conflict but can go
forward. My personal opinion is this is still not enough.
To create a standard for governmentwide rulemaking that says,
``Choose the alternative that is the absolute cheapest for small
business and other small entities,'' is to me to turn away from common
sense, away from traditional notions of administrative law and reasoned
decisionmaking and to create a lengthy analytic process that, again, is
geared to the cheapest solution, not the most cost-effective solution.
The Regulatory Flexibility Act was designed to ensure that agencies
consider more flexible and less burdensome alternatives for small
entities. The Dole-Johnston substitute would turn that important
purpose around and let it govern decisionmaking. I am all for looking
out for the interest of small business and State and local governments,
but American public interest is broader than that. Protecting public
health and safety and the environment, for example, requires a broad
view of what works best for the Nation as a whole, not just for some.
That brings us back, once again, to the issue of balance that we are
looking for.
The second major issue is the question of lookback. We believe that
agencies should review existing rules, but their reviews should not be
dictated by special interests or lead to wasteful litigation.
Regulatory reform is not just about improving new rules. It must also
look back and help existing
[[Page S 10093]]
rules, existing laws that currently govern so many activities in our
country. So we all agree that agencies should use cost-benefit analysis
and risk assessment to look back and review existing regulations to
eliminate outdated, duplicative and unnecessary rules and to reform and
streamline others.
This process should be fair and open with plenty of opportunity for
public comment, so that those who are interested in particular rules
can make their concerns known to the agency. But this review should not
be dictated by special interests, and I believe this is what would
happen should the Dole-Johnston substitute become law. It would create
a number of petition processes. That is an innocuous sounding phrase,
``petition processes.'' It would create a number of petition processes
that has the potential of gridlocking agencies and putting special
interests and the courts, not the agencies and the executive branch, in
charge of the review.
The Dole-Johnston substitute uses a petition process to put rules on
a schedule for review, and if the agency grants the petition, it has to
review the rule in 3 years, which is a very short timeframe for such
matters. If it fails to review the rule in that time, the rule
automatically sunsets, goes out of existence. It just automatically
sunsets. This process, it seems to me, puts the petitioner in the
driver's seat, not the agency or the Congress who passed the law in the
first place. It also creates a process more prone to just killing
regulation than creating a thoughtful, balanced review of regulations.
In addition to the review petitions, the Dole-Johnston substitute has
several other petitions for ``any interested party" to challenge an
agency on any rule, not just major rules. This is another example of
the lawyer's-dream approach taken under this bill.
People could petition for the issuance, amendment, or repeal of any
rule. They could petition for the amendment or repeal of an
interpretive rule or general statement of policy or guidance, and they
could petition for the interpretation of the meaning of a rule,
interpretive rule, general statement of policy or guidance. That is a
mighty big list of things that could be petitioned under S. 343.
Just to add to the confusion, the bill also has a separate section,
section 629, for petitions for alternative compliance. Any person
subject to a major rule can petition an agency to modify or waive the
specific requirements of a major rule and to allow the person to
demonstrate compliance through alternative means not permitted by the
rule. In addition, it adds yet another petition process in section 634
so that interested persons may petition an agency to conduct a
scientific review of a risk assessment.
Each agency decision on every one of these petitions, except that
petition for alternative compliance, is judicially reviewable. What a
dream for lawyers. At any step along the way, in other words, they can
bring a suit for any one of the list of things I mentioned. All of
these petitions and reviews add up to one of the worst parts of this
bill. It is a formula for true gridlock. Agencies will have to spend
enormous resources responding to each other and every petition. Then
they can be dragged to court if they turn down a petition.
So I do not feel this comes close to being real regulatory reform.
This is regulatory and judicial gridlock, and this is the way to keep
the agencies from doing their jobs and to keep lawyers happy and, I
would add, extremely prosperous. This bill would make all the rhetoric
about tort reform a big joke, except in this case judicial gridlock
means the health and safety of the American people would be
jeopardized.
Mr. President, I think sometimes people think that a regulation is
put out by the agencies with a little bit of effort and very few people
involved. They do not understand why the delay and why they are so
complex. We gave an example on the floor the other day.
Just one regulation pursuant to the Clean Water Act that dealt with
some of the metal fabricating areas, just one regulation covers, now
that it is in place and it has been finalized, covers 123 feet of shelf
space. That is a pile of documents from the well, right here in the
Senate, to the ceiling, which is 42\1/2\ feet, we found out from the
Capitol Architect. That is three piles of documents from the well to
the ceiling. Three piles of documents to implement one regulation, and
under the Clean Water Act there are hundreds of regulations like that.
So we are not talking about something that is just a little thing--
well, we can just throw that over at the agencies and they can handle
that OK, they can grind these out OK. That was one regulation written
to a small part of what was addressed in the Clean Water Act.
So these are not small things. When we talk about upping the cost for
each regulation that would have to be written by some $500,000 to
$800,000, I think is what the estimate was made last week on the floor,
and we had testimony before the committee at one time that each
regulation averages out, or can average out, around $700,000 per
regulation to get it implemented.
We begin to see that this is no small matter. Now, these petitions
that we were addressing here--each agency decision on every one of
these petitions, except that petition for alternative compliance I
mentioned, is judicially reviewable. That is an absolute dream for the
lawyers. All of these petitions and reviews add up to one of the worst
parts of the bill--that is, it is a formula for true gridlock. Agencies
are going to have to spend enormous resources responding to each
petition. They can be dragged to court if they turn down a petition--
just a petition. It does not come close to being real regulatory
reform. It is regulatory and judicial gridlock. It opens up to those
who would thwart a particular piece of regulation that might be in the
public good. They can thwart it and stop it dead in its tracks by
keeping it in court. So this is a way to keep agencies from doing their
jobs and to keep lawyers happy and prosperous. So all this tort reform
becomes a big joke if this type of thing goes into effect.
Now, while the Dole-Johnston substitute creates a recipe for
gridlock, the Glenn-Chafee approach provides a workable process of
review. Every 5 years, agencies will have to produce a 10-year schedule
of rules to be reviewed. Opportunities for public comment will identify
rules that the agency may not think is pressing. While there is no
petition process or judicial review, our process allows Congress to add
rules to the agency schedule. In other words, if we think their
priority review of existing rules and regulations is not what it should
be, Congress can add rules to that agency's schedule.
Now, I must admit that I am not 100 percent happy with using the
annual appropriations process, as we are proposing, to amend these
schedules. I would be happy to consider alternatives. But the critical
point is that we provide for amendments to the review schedules without
bogging down agencies into the lengthy petition and judicial
proceedings created under Dole-Johnston.
I think that is the key point. We want review. We want a review that
is sensitive to the complaints of people covered by the rules, but we
do not want gridlock. We want Government to keep working so that we can
have more effective and more efficient protections of public health and
safety and the environment.
The third major issue that distinguishes the Dole-Johnston substitute
from the Glenn-Chafee substitute involves judicial review. The courts
should be used to ensure that final agency rules are based on adequate
analysis. Regulatory reform should not be a lawyer's dream, with
unending ways for special interests to bog down agencies in litigation.
We firmly believe in the courts' role in determining whether a rule is
arbitrary or capricious. The Glenn-Chafee substitute authorizes
judicial review of determinations of two things--whether a rule is
major and therefore subject to the requirements of the legislation.
Also, it allows review of the whole rulemaking record, which would
include any cost-benefit and risk assessment documents.
In other words, it allows review of the final rules at the final
stage before that can be taken to court to see whether all of the
requirements of cost-benefit and risk assessment have been provided. We
should not, however, provide unnecessary, new avenues for technical or
procedural challenges that
[[Page S 10094]]
can be used solely as impediments by affected parties to stop a rule.
Courts should not, for example, be asked to review the sufficiency of
an agency's preliminary cost-benefit analysis, or the use of particular
units of measurement for costs and benefits.
While courts have a vital role to play, they should not become the
arbiters of the adequacy of highly technical cost-benefit analysis or
risk assessment, independent of the rule itself. Thus, Glenn-Chafee
clearly states that ``if an analysis or assessment has been performed,
the court shall not review to determine whether the analysis or
assessment conformed to the particular requirements of this chapter,
section 623(D).''
I believe the way the Dole-Johnston substitute is currently drafted
that lawyers and the courts will get into the details of a risk
assessment or cost-benefit analysis. I think that is a mistake. From
what I understand, there has been a great deal of discussion about this
issue, and I believe many of us want the same result. The question is
how to get there from here. Leaving the language as ambiguous as it is
now is unacceptable. That is just an invitation to litigation.
With all of the attention to the question of to what extent might the
courts get into the details of cost-benefit analysis and risk
assessment, we have not discussed enough the amendments that the Dole-
Johnston substitute makes to the Administrative Procedure Act. I am not
a lawyer, but I know that with every statute we pass, the courts
slowly, over the years, develop a body of case law that interprets each
statute. The APA is no exception. It was enacted in 1946 and, to a
great extent, it has been given more meaning by the courts in the
intervening 50 years than Congress was able to squeeze into its
relatively brief sections in 1946. While judicial interpretation of
administrative procedures continues, I am not aware of any major
criticisms of the APA. Certainly, the Administrative Conference has not
proposed any major overhaul. But that is what will happen should the
Dole-Johnston substitute be enacted into law. Its amendments to the
APA, innocuous though they may seem to some, will usher in a whole new
generation of lawsuits that will use the new legislative language to
attack the case law that has developed around the 1946 statutory
language.
Adding more petition processes, requiring new details in rulemaking
notices, adding the phrase ``substantial support in the Record'' to the
traditional formulation of arbitrary and capricious, these will
invariably be used by lawyers to go after rules not on substantive
grounds but on these procedural grounds. This is not reform. This will
recreate a litigation explosion that will give deeper gridlock than we
could ever imagine.
Let me just add that this is one of the reasons that I believe such
important pending rules as the USDA meat inspection rules--the rules
that are needed to protect the American people from foodborne
illnesses, such as E. coli--should be exempted from Dole-Johnston.
Independent of its cost-benefit analysis, all the supporting evidence,
procedural steps, rulemaking notices, and more will all be open to
challenge in the courts under these APA amendments.
Again, this is not reform. This is a lawyer's dream and a potential
nightmare for the American people. I am sure my colleagues, Senator
Levin and Senator Biden, both excellent lawyers, will go into this
issue. But it seems to me that these unneeded amendments to the APA
alone are reason enough to oppose the Dole-Johnston substitute.
The fourth major difference between the two bills is the concern
about special interest. Regulatory reform should provide a new across-
the-board process for Federal agency decisionmaking. It should not
provide program fixes for special interests.
From the beginning, S. 343 has included a number of provisions that
are not about Government-wide regulatory reform. Quite the contrary,
they are about giving specific relief to specific interests or stalling
particular programs. Frankly, I do not think these provisions have any
place in a regulatory reform bill that should be meant to establish a
fair process, fair and equal to all.
Unlike S. 343, and unlike its revised alternative, the Dole-Johnston
substitute, our bill, the Glenn-Chafee substitute, like its
predecessor, Senator Roth's S. 291, has no such special fixes. Let me
say that I sympathize with those who would like to fix particular
problems. I know of examples where regulations go too far and where
agencies go too far. But as testimony before our committee showed, 80
percent of the rules are required by Congress. It is not up to the
agencies. We require them in the legislation that we send over. So it
is not just the regulatory process that needs fixing. We in Congress
are also responsible for a lot of these problems. In other words, if we
have a problem, we ought to look in the mirror a good part of the time.
Let us focus on making the regulatory process better as a whole and
not affix for special interest. Let me give some examples. This is not
just idle talk. The original S. 343 tried to rewrite the Delaney
clause. Now, I happen to think the Delaney clause needs some
modification, but they went too far in rewriting the Delaney clause.
They also shut down the EPA toxic release inventory, providing
enforcement relief for companies and so on.
Now, while I agree that some of these legitimate problems deserve our
attention, this is not the place. A regulatory reform bill should
address regulatory issues. It should not become a Christmas tree for
lobbyists to hang solutions to whatever problems they may have.
Over the last week, the Senate's resolution of amendments on several
of these special fixes shows that they are divisive, unrelated to the
basic process reforms proposed in the legislation, and simply an
attempt to avoid going through the appropriate legislative channels.
For example, the section that would delay an increased cost for
environmental cleanups was stricken on the grounds that it was a
specific program fix unrelated to the larger process reforms, and that
Superfund reform is currently under consideration by the committee of
jurisdiction.
When it came time to consider a similar amendment to strike a section
that would restrict EPA's toxic release inventory, the same arguments
were rejected. Outside the scope of general regulatory reform--no
matter. More properly considered by the committee of jurisdiction--no
matter. Special interests want the TRI gutted--you got it.
This is not how we should be reforming the regulatory process. We say
we are creating a new, fair, and reasonable process. What we are really
showing the American people is that if they are a big enough company,
they use enough high-priced lawyers, you can fill the halls of power
and get relief.
It is unfortunately clear how a majority of the body weigh the
community's right to know about the release of toxics into the
environment against companies who apparently do not want companies
around the plant to know what they are drinking and breathing.
The irony for me is that the TRI is perhaps the most notable example
of a rule that is relatively inexpensive and really not that
burdensome. It is a so-called risk communication rule. Unlike a command
and control rule that would prohibit the use of such toxic materials,
TRI merely requires industry to inform the communities of the release
of such chemicals.
Now, do you know who cares about the TRI as much as anyone? It is
local fire departments. People probably would not have thought of that,
but they are the men and women who have to fight the local chemical
plant fires and clean up chemical spills, and they want to know what
they will face. They do not want a Bhopal, the tragedy that took place
in India, to take place in their city or town.
But no matter to the proponents of S. 343. Powerful business
interests and their lawyers have sent the word around they do not want
to have to comply with TRI. So it will be reworked, it will be revised,
it will be restricted. I know what that means. I do not think the
American public comes out on top in that particular consideration.
These and other fixes are found in the Dole-Johnston substitute. They
are not found in the Glenn-Chafee substitute. We stuck with the process
of how the Government should go about regulatory reform. This is reason
enough to support our bill.
[[Page S 10095]]
The fifth and final major difference between our two bills involves
the implementation of the new reforms. In simple terms, this is a
question of the statute's effective date. Last week, several questions
arose about the effect of reform legislation on pending rules, on
expected rules, and on avenues for increased litigation. I have already
talked at some length about these in this statement.
I believe if we are serious about changing the way Federal agencies
make regulatory decisions, if we are serious about improving those
decisions, about reducing burdens and improving commonsense solutions
to pressing issues involving public health and safety and the
environment, then we must have a sensible approach to implement the
reforms.
The Dole-Johnston substitute, as it now stands, reaches back and
covers health and safety rules whose notice of proposed rulemaking
occurred as early as April of this year. While that is supposed to let
some rules off the hook, it also means that should that bill become
law, rules in the pipeline between April and the date of enactment
could be challenged in court and would have to go back to square one to
comply with the many requirements of the new law.
Now, I want to improve rulemaking. But I see no value in wasting
resources already expended to promulgate a rule. If the rule is so bad,
a court can overturn it under current law. There is no need to reach
back and waste Government resources. The Dole-Johnston immediate
effective date for all other rules simply adds to this bad picture.
Challenges will flood the courts the very next day to go after rules
developed under current law--current until the day Dole-Johnston S. 343
is enacted.
During our debate last week, proponents of the S. 343 substitute
argued that because the Glenn-Chafee substitute does not have a broad
exemption for health and safety rules, it is more restrictive than
Dole-Johnston in its effect on pending rules. This argument is based on
a misunderstanding of our bill.
We apply our reform legislation to rules that are proposed 6 months
after enactment. This delay gives agencies a reasonable amount of time
to develop new procedures, bring new regulatory proposals up to the new
standards before they are published as proposed rules. Again, Dole-
Johnston applies all requirements immediately.
Once promulgated and coming under Glenn-Chafee, rules will face
analytic requirements that are tough, but they are also fair and they
are not unreasonable. Remember, we do not have the least-cost
alternative. We do not have the least-cost alternative test or the
minimal impact reg flex test of Dole-Johnston. We are not afraid to
have important rules go through our process. They will face a tough
test. But if they are needed, the rules will survive.
What they will not face are the challenges that rules under Dole-
Johnston would face such as the new APA challenges that would be
created for rulemaking procedures and substantial evidence
requirements.
The basic question is whether we want government to work better for
the American people or whether we want to impose new requirements in
order to frustrate decisions, create more delay, waste resources,
introduce uncertainty, and open up new avenues for litigation.
I believe that implementation of the Glenn-Chafee substitutes will
improve decisionmaking and will reduce burdens on the American public.
The Dole-Johnston substitute, on the other hand, will create
problems, cost money--we do not know how much yet--and harm the public
interest.
In conclusion, I want to state again, I want regulatory reform. We
have worked on this in the Governmental Affairs Committee for the last
several years. It is not something that came up just recently.
I believe that S. 343 does not provide the balanced regulatory reform
we should have. I believe the Glenn-Chafee S. 1001, the substitute that
we are proposing today, does that job.
In the coming hours of debate, we will focus more closely on these
two alternatives. I welcome suggestions for improvement to our bill. I
am sure there are details that can be revised. I am also sure our bill
provides a better approach. I urge our colleagues to support our
substitute.
Mr. President, I reiterate, once again, these areas: The Glenn-Chafee
substitute focuses on truly major rules. Glenn-Chafee substitute
requires cost-benefit analysis for all major rules. It does not take
the least-cost approach that the Dole-Johnston bill does.
The Glenn-Chafee substitute provides for review of current rule but
with no automatic sunset. If we run out to a time period and the agency
has not taken adequate action in the prescribed time period, then they
must issue a notice of proposed rulemaking to repeal the rule. In other
words, either approve it or put the forces in motion to repeal it, but
allowing public comments on the rule.
Also, the Glenn-Chafee substitute is not a lawyer's dream. We allow
for judicial review of the determination of a major rule and whether
the final rule is arbitrary and capricious in light of the whole
rulemaking file.
The Dole-Johnston bill provides procedures, petition, multitudinous
places where suits can be filed to stop even the best of legislation.
Also, the Glenn-Chafee substitute does not create brand-new petitions
by private persons that will eat up agency resources and let special
interests--not the agency or Congress--guide priorities.
Lastly, Glenn-Chafee substitute has no special interest provision. We
did not put a section in here that deals with things like the Delaney
clause or toxic release inventory or things like that, that have a
special interest to a special few.
For all the reasons given this morning, Mr. President, I urge support
of the Glenn-Chafee substitute which was laid down Friday evening
before we left. I yield the floor.
Mr. JOHNSTON addressed the Chair.
The PRESIDING OFFICER. The Senator from Louisiana is recognized.
Mr. JOHNSTON. Mr. President, the lines in this debate are becoming
very, very clear. If you are for risk assessment, if you are for
regulatory reform, you should be for the Dole-Johnston bill which is
pending. If you are against that reform, you should be for the Glenn-
Chafee substitute because, Mr. President, the Glenn-Chafee substitute
is sham reform. Make no mistake about it, it is totally consensual.
There are no requirements to it. If the agency head wants to do it, it
will be done.
We are told that this is an outgrowth of the Roth bill which came out
of committee unanimously, with both Democrats and Republicans
supporting it, and so it did. And it had some teeth in it. All of those
teeth have now been removed, so now it is totally consensual.
We do not need a bill for consensual reform. We now have that. That
is the problem. Right now there is a risk assessment rulemaking which
applies to Federal agencies, but it is consensual and they do not do
it--and that is the problem. We have been told there are all these
lists of these rules, the top 10 list we have been talking about here
on the floor, and that some of those were not Federal rules, they were
State rules or whatever. But what really is the problem? The problem is
that Federal agencies today are not doing the risk assessment, are not
doing the cost-benefit analysis, are not using good science, and their
regulations are a disaster.
Who says so? EPA says so. In their own studies they have determined
that the risks which they have rules against are risks perceived by the
public rather than real risks. So anyone who says there is no problem
with rulemaking, let them go on like they are doing, let them be
consensual; we can trust these bureaucrats, they have done a great
job--those who say that are not reading EPA's own documents.
I say this is a consensual bill. It has no teeth. What is the basis
of saying that? If you look at section 625 of the Glenn-Chafee
substitute, it says that the agency head picks the rules to be reviewed
``in the sole discretion of the head of the agency.'' Let me repeat
that. According to the Glenn-Chafee substitute, the only rules to be
reviewed are those which the agency head picks at the sole discretion
of the agency head.
If there was any chance of any court reversing that discretion, that
also is totally removed by section 625, which says on judicial review
that ``judicial
[[Page S 10096]]
review of agency action taken pursuant to the requirements of this
section shall be limited to review of compliance or noncompliance with
the requirements of this section.''
What does that mean? It means when you judicially review, you look at
that phrase ``sole discretion of the head of the agency,'' and it
disappears. There is no judicial review. There is sole discretion of
the agency. There is nothing enforceable. So if Carol Browner, the head
of the EPA, decides she wants to review a rule she can do so. And if
she does not want to, guess what, Mr. President? Nobody can force her
to do that. She can do that today. She can do that today. So why do we
have all these pages of bills if we are going to adopt the Glenn-Chafee
substitute? What is the point of all that, if it is all going to be
consensual? If we think these bureaucrats are doing a great job?
How about new rules? First of all, let me compare that with the Roth
bill. Under the original Roth bill, which came out unanimously, all
rules had to be reviewed by every agency head, every single rule had to
be reviewed--every single major rule, $100 million, had to be reviewed.
And at the end of 10 years they were sunsetted, boom, unless they were
continued or modified, which, in turn, would have been a major Federal
action or final agency action subject to judicial review.
So under the original Roth bill, it had sharp teeth. In fact, I think
its teeth were maybe even a little too sharp because they had to review
all the rules. But the fact of the matter is, all those rules were
there to be reviewed and they were there, there was judicial review of
the agency action.
So if you were an aggrieved party and there was one of these bad
rules, either it was sunsetted or you had your right to come in and
have your say. Under the Glenn-Chafee bill, all of those rules out
there, which again EPA, in its own documents, says do not realistically
reflect risk--some of them imposing hundreds of millions of dollars,
hundreds of billions of dollars in some instances, costs on the
taxpayers and on citizens--you cannot get to them. You have no right to
be heard. You have no ability to review those rules.
Oh, you can call it special interest. You can say special interests
should not be able to come in and be heard on these rules. I can tell
you who pays for those rules. It is the American taxpayer. It is the
American citizen who pays for those rules.
How about the new rules under the Glenn-Chafee amendment? We have a
new provision here that says you do not have to do a cost-benefit
analysis if a cost-benefit analysis is ``expressly or implicitly
inconsistent with the statute''--``expressly or implicitly inconsistent
with the statute.''
And do not forget the agency head is able to interpret the statute
and that judgment is reversed only if it is arbitrary and capricious.
So a new rule comes along and the head of the agency says, ``I think
this is not expressly inconsistent.'' There is nothing in this new
statute that comes along that says you should not do a cost-benefit
analysis. There is nothing here that prohibits it. There is no language
on it. But I, agency head, think it is implicitly inconsistent with the
statute.
If there was ever a subjective rule, beauty in the eye of the
beholder, unfettered discretion in an agency head, it is found in this
word ``implicitly'' inconsistent. Implicitly inconsistent--Mr.
President, it is a hole wide enough to drive three M-1 tanks side by
side through and never touch the sides. It does not pass the straight-
face test. Really, ``implicitly inconsistent''? If that is not enough,
they have taken out the rule about the benefits justifying the costs.
I have told my colleagues, when we initially came up almost 2 years
ago with the first risk assessment amendment--which passed
overwhelmingly here in the Senate--of the example of the carbon 14 rule
which EPA came up with which set these limits at 0.063 of the amount of
carbon 14 contained in the body naturally, and they set that limit at
that amount. Yet, it was going to cost $2.3 billion to comply with the
rule.
If there was ever an example of something that needed to be done--I
mean you needed--they did not know what it was going to cost, and it
was clearly not a risk. In other words, this was over 6,000 times the
risk of dancing with your wife than was allowed in this carbon 14
provision. But it was going to cost $2.3 billion to comply with it.
Why should you not have that kind of information? Why should not that
be there? Under this new language you do not have to certify that the
benefits justify the cost. All you have to do is indicate whether the
benefits justify the costs.
In other words, rather than a rigorous test that says the benefits
ought to justify the cost, all you have to do is sort of give the
information whether it is or whether it is not. It does not matter in
the bill.
So, Mr. President, we have consensual legislation that does not make
any requirements on anybody to do anything. And it is, as I say, sham
reform.
Now, if you are against risk assessment, if you are against cost-
benefit analysis, vote for this amendment because you can feel very
confident that you are not going to change anything in the Federal
Government, that it is going to be business as usual, that we are going
to let the bureaucrats continue to waste the money of American
taxpayers and American citizens as they have in the past by the
hundreds of billions of dollars.
Mr. President, there really are two bills being debated; two Dole-
Johnston bills. One is the bill that is before the Senate. The other is
this fictitious bill that is misdescribed, mischaracterized, factually
misquoted. And let me tell you what I mean.
My friend from Ohio, Senator Glenn, just said that the Dole-Johnston
bill requires the cheapest solution. He went on to say you could not
get an alternative that cost a little more and saves 200 lives. He just
said that, Mr. President.
Mr. President, here is the decisional criterion. It says you adopt
the ``least cost.'' Or ``if scientific, technical, or economic
uncertainties are nonquantifiable benefits to health, safety, or the
environment, identified by the agency in the rulemaking record make a
more costly alternative that achieves the objectives of the statute
appropriate and in the public interest and the agency head * * *''
explains that, then you may adopt the ``more costly alternative.''
What are ``nonquantifiable benefits to health, safety, or the
environment?'' Mr. President, the value of 200 lives is first of all a
benefit defined as a benefit in the bill.
Second, it explicitly states that you can have a more costly
alternative; not only that, but ``scientific, technical, or economic
uncertainties'' because the science is frequently uncertain.
Mr. President, it escapes me how people can continue to say that we
require the ``least cost alternative'' when the plain language of the
bill states otherwise. I mean, why can people not understand the
English language? Why can they not understand this, Mr. President? It
is clear. And we have continually stated what that English language is.
The fact of the matter is that the agency head under this has
enormous discretion. And the agency head ought to have enormous
discretion. But it requires this rigorous analysis so that if there is
uncertain science the agency head has to make an explanation of those
considerations. And if it is nonquantifiable benefits to health,
safety, or the environment, you have to make an explanation of those
things. It is designed to focus the logic of the thinking of the agency
process to make them focus on what it is they are trying to achieve
because in the past that has not been done. We do not know. With that
carbon 14 regulation, we just did not know what the thinking was
because they had ignored their own scientists, did not know what it was
going to cost, and trotted out the regulation without any idea of what
they were doing.
Mr. President, let me turn to judicial review. The judicial review
provisions of the Roth amendment have changed at least twice since
Senator Roth reported that legislation. It was changed again this
morning.
Mr. President, the fact of the matter is that the Glenn-Chafee
substitute has the faults which they accuse the Dole-Johnston bill of
having--which we do not have and which they do have. May I explain?
[[Page S 10097]]
First of all, let me say what the problem is here. What we wanted to
achieve all along was to have a review of the final agency action; that
is, in most cases that will be the major rule. We wanted that to be
approved, to be tested according to the standard of whether or not it
is arbitrary and capricious or an abuse of discretion. Those are the
old standards in the Administrative Procedure Act. We wanted those
standards to govern the final agency action. We did not want the cost-
benefit analysis, or the risk assessment provisions to be independently
reviewed so as to test them for the procedures, for the adequacy of the
procedures.
The reason we wanted the risk assessment and the cost-benefit
analysis to be made part of the record is because only by making them
part of the record and considering that can you understand whether the
final agency action is arbitrary and capricious. In effect, it would be
a rule of common sense.
Let me tell my colleagues how it might work on three rules which may
come up in the future. They are not proposed now. But it will give you
a good indication of what is at stake here.
One possible rule is electromagnetic fields, so-called EMF. EMF
regulations could cost literally hundreds of billions of dollars
because it could require the relocation of electric lines, high power
tension lines all over this country. We have ongoing studies now,
scientific studies, as to whether or not EMF causes cancer, and if so,
at what levels, and to what extent. I might tell my colleagues that we
do that under the Energy Committee. We have been funding those studies.
I do not want to prejudge all of them. But the preliminary studies
indicate that the level at which people receive EMF does not cause
cancer. But again, that will await bringing in all of the science.
Let us suppose you have an EMF rule here, and let us suppose that the
scientists that they pick for peer review violates section 627 on
conflict of interest. Let us say, for example, that all of the
scientists, if it is EPA who is doing the rule, are from the electric
power industry.
They come up with a rule that says no problem; it does not cause
cancer.
Why, Mr. President, in that kind of situation, with the importance of
that rule, the huge amount of expense involved, the centrality of the
question of science, then I believe, if I were in the Court--and that
is the record we had under this language--I would reverse it and send
it back and say you have to get this science right, because the science
is very important. On the other hand, if you had a rule where the
science is fairly well understood and is not central to the issue, I
think you could leave out a risk assessment altogether, and the final
agency action might not be arbitrary and capricious.
The point is that the risk assessment might or might not, depending
on the circumstances, be grounds for reversal.
Let us take another one: radon. We have had various radon legislation
and some rules up on radon. Radon could be very expensive as well. And
the scientific judgments there are very well known. We know radon
causes cancer, but at what levels does it cause cancer, and in what
sections of the country is it a risk, and what efforts ought to be made
to deal with radon.
If you picked scientists who are, say, with the home building
industry and are not impartial, I can imagine a reversal on that
ground. If you did not have a cost-benefit analysis on something like
radon, which could cost a huge amount of money, I can imagine a
reversal on that ground.
Or suppose we have a regulation on second-hand tobacco smoke, to name
one of our biggest areas now. Suppose you had a regulation on that, and
all the scientists came from the tobacco companies. You mean to tell me
you could not reverse on that ground? Because the science is so
critical to that particular issue. On the other hand, if you were going
to be setting a hunting season--I think, by the way, hunting seasons
have been expressly exempted. In earlier versions of the act, they were
not. But I can imagine that you might leave out the cost-benefit
analysis altogether in setting a hunting season, and it would not
affect the final agency action. So it is a rule of reason, and under
this language:
Failure to comply with this subchapter--
This subchapter, of course, deals with risk assessment and cost-
benefit analysis.
and subchapter III may be considered by the Court solely--
s-o-l-e-l-y, which means solely.
for the purpose of determining whether the final agency
action is arbitrary and capricious or an abuse of discretion.
Mr. President, we are continually told by the opponents of risk
assessment that ``solely'' does not mean solely. ``Solely'' means
something else. ``Solely'' means solely part of the time and means
something else some other part of the time.
Mr. President, it is as clear as the noonday Sun on a cloudless day
that ``solely'' means solely and only for the purpose of determining
whether that final agency action is arbitrary and capricious, which is
exactly what we want to achieve.
Now, Mr. President, let us look at this new iteration of the Glenn-
Chafee judicial review language. It says:
When an action for judicial review of an agency action is
instituted--
In other words, when you get to appeal.
any analysis or assessment of such agency action shall
constitute part of the whole administrative record of agency
action for the purpose of judicial review of the agency
action.
``For the purpose of judicial review of the agency action.''
Now, what is the guiding rule of review of agency action? Under the
Administrative Procedure Act, particularly section 706 of the
Administrative Procedure Act, it provides for review of all agency
action--all final agency action.
So I assume that section 706 is the guiding rule for appellate
review. I tell my friend from Ohio that I am going to ask him some
questions about it if he is willing to answer when I finish these
remarks because I would like to know what in his opinion the standard
of that review is.
When you say, ``judicial review of the agency action,'' what is the
standard? Now, if it is section 706, section 706 has two pertinent
provisions. One is the same standard we have here, that is, arbitrary
and capricious or an abuse of discretion. But it also has subsection
(d) that says ``without observance of procedure required by law.''
Now, if I am correct that it is section 706 under which this is
reviewed, then under the Glenn-Chafee amendment by that last phrase you
can review both the arbitrary and capricious nature of the final agency
action, the abuse of discretion of the final agency action, and you can
review with the phrase ``without observance of procedure required by
law.''
Now, there is another provision, though, of the Glenn-Chafee judicial
review provision upon which they rely which says this:
If an analysis or assessment has been performed, the Court
shall not review to determine whether the analysis or
assessment conformed to the particular requirements of this
chapter.
Now, the operative phrase here, Mr. President, is ``particular.'' One
of the oldest rules of statutory construction is that when two
provisions are in pari materia; that is, when they are on the same
subject and particularly when they are in the same section, you read
those two together so as to give life to both of them, so that you do
not nullify one at the expense of the other.
Now, I will tell you what this means to me. ``Shall not review to
determine whether the analysis or the assessment conformed to the
particular requirements of this chapter.'' The word ``particular'' must
have some meaning, and I believe that meaning is to institute a de
minimis test; that is to say, you do not reverse for procedural errors
of small degree, but you may reduce for procedural errors of greater
degree.
If that is the not the meaning, then what is the meaning of the word
``particular''? They could have said conform to the requirements of
this subchapter as opposed to the particular requirements of this
subchapter. And if, Mr. President, I am wrong on that, then you still
have a review under the other provisions of section 706, which leads
you to the same conclusion we have here.
So either the Glenn-Chafee amendment goes beyond what our amendment
goes to by at least implicitly allowing a procedural review, or it at
[[Page S 10098]]
least provides for a review of the final agency action and to the same
extent that ours does.
So now, Mr. President, if the distinguished Senator from Ohio would
yield for a few questions, if I may ask him, when you say ``purpose of
judicial review of the agency action,'' by what rule is that? Is that
not under section 706 of the APA and, if not, then under what standard?
Mr. GLENN. I think we are referring to--you are talking about section
706?
Mr. JOHNSTON. In your amendment, this is section 623(e), providing
for judicial review, the last sentence of which says, ``When an action
for judicial review of an agency action is instituted, any analysis or
assessment for such agency action shall constitute part of the whole
administrative record of agency action for the purpose of judicial
review of the agency action.''
My question is, Is that review not under section 706 of the
Administrative Procedure Act, and if that is not the applicable
section, what is the applicable section?
(Mr. KYL assumed the Chair.)
Mr. GLENN. I reply to my colleague from Louisiana, we maintain the
current status under the APA, the standard being arbitrary and
capricious, which has been the case for a long time.
Mr. JOHNSTON. That is section 706.
Mr. GLENN. Section 706. It is my understanding, under Dole-Johnston,
it expands 706 for scope of review. It allows a court to set aside an
agency action if findings are ``without substantial support.'' That is
a new and higher standard of review than APA has acknowledged in the
past.
Mr. JOHNSTON. That is a different section. For the purpose of
compliance with this subchapter, subchapter II, and subchapter III,
that is risk assessment and cost-benefit analysis, that review shall be
solely on the basis of what is arbitrary and capricious or an abuse of
discretion.
Mr. GLENN. Then we disagree on the meaning of----
Mr. JOHNSTON. ``Solely''?
Mr. GLENN. Arbitrary and capricious.
Mr. JOHNSTON. That language is excerpted--it is the same standard
that you have. That is section 706.
Mr. GLENN. No, it is my understanding Dole-Johnston goes beyond that
and establishes ``without substantial support'' as a new and higher
standard of review, where we stick with the Administrative Procedure
Act that has been in effect, acknowledged under law, a whole body of
law developed under that, and we stick with that so there can be no
misunderstanding of it. Dole-Johnston goes well beyond that and
establishes a whole new procedure.
Mr. JOHNSTON. I say to my friend, that is a different question. That
is a different section. We are talking about the review of cost-benefit
analysis and risk assessment which, under our language, specifically
states that it is solely for the purpose of determining whether the
final agency action is arbitrary and capricious.
My question to you is, under your language which says--you allow risk
assessments--``analysis or assessment shall constitute part of the
whole administrative record for the purpose of judicial review of the
agency action,'' is that review not under section 706?
Mr. GLENN. The difference here being, what we provide is that final
review, just before the rule or reg would go into effect, then it would
be challengeable in the court. There would be judicial review at that
point. They could consider everything that has happened up to that
point. It would not be judicially reviewable at all the multitudinous
steps along the way that would still be permitted under Dole-Johnston.
Mr. JOHNSTON. I do not even know what you are talking about,
multitudinous. Name one place.
Mr. GLENN. I will get the detail on that a little later on today.
Mr. JOHNSTON. I suggest to my friend from Ohio that there is only one
review, explicitly only one review, under our proposal, and that is
final agency action.
Mr. GLENN. Will the Senator yield so I can read some of the areas----
Mr. JOHNSTON. I want to clear this up, because we say specifically
that there is--all right, let me read this, from section 625 of Dole-
Johnston:
Compliance or noncompliance by an agency with the
provisions of this subchapter and subchapter III shall be
subject to judicial review only in accordance with this
section.
(b) except as provided in subsection (e) and subject to
subchapter II each court with jurisdiction under a statute to
review final agency action to which this title applies has
jurisdiction to review any claims of noncompliance with this
subchapter and subchapter III. . . .
And then next:
Except as provided in subsection (e), no claims of
noncompliance with this chapter or subchapter III shall be
reviewed separate or apart from judicial review of the final
agency action to which they relate.
And then we state here that that is a review of final agency action.
It is as clear as it can be. Now tell me where else you were going to
be able to review this? It says ``compliance or noncompliance shall be
subject to judicial review only in accordance with this section,'' and
there is the section. It is final agency action. Now is that not clear,
I ask my friend?
Mr. GLENN. No, I do not think it is. EPA has given a list of things
where they feel this could be challenged, where litigation could come
out of this. I was asked a moment ago, I believe the gist of it was,
what possible litigation could come out of this?
Mr. JOHNSTON. Right.
Mr. GLENN. We have here--I do not know whether it is necessary to
read all of these or not--but there are 144 items that could be
litigated under S. 343 as counsel to EPA interprets this. Let me go
through some of these.
No. 1: Did the agency sufficiently explain the need for and
objectives of a rule?
No. 2----
Mr. JOHNSTON. On that first one----
Mr. GLENN. Is the Senator going to let me read these?
Mr. JOHNSTON. Not 144.
Mr. GLENN. I am not the counsel for EPA. I am saying this is their
interpretation of exactly what you are referring to here.
Mr. JOHNSTON. But you said you would have a separate review, even
under what counsel for EPA says, that would come only at the final
review and solely for the purpose of determining whether or not the
final agency action was arbitrary and capricious; is that not correct?
It is clear.
Mr. GLENN. We stick with the arbitrary-and-capricious rule. We do not
expand that as Dole-Johnston does.
Mr. JOHNSTON. There is the standard right there. It is plain English.
It is as plain as it can be. It is ``arbitrary and capricious or abuse
of discretion,'' that is the sole and only basis for review of the
cost-benefit analysis or of the risk assessment. That is it. Look, read
the language.
Mr. GLENN. I say to my friend from Louisiana, there is a difference
of opinion here on what is meant by the language. I know we have had a
number of discussions back and forth, and with the Senator from
Louisiana and Senator Levin on the Senate floor.
The interpretation counsel at EPA is giving on this is the one I was
about to read, and there are 144 different questions where they feel
litigation can come up under this.
Mr. JOHNSTON. Those may be requirements of risk assessment or cost-
benefit analysis which, to the extent they are relevant, can be used to
challenge the final agency action. Maybe so. But those are only
arguments you make. The first one there is notice. Do you really think
you are going to throw out a final agency action as being arbitrary and
capricious because they did not give notice?
Mr. GLENN. This was not notice. I read this. ``Did agencies
sufficiently explain the need for and objectives of a rule?''
They feel, under S. 343, this language under your proposal could be
challenged in litigation.
Mr. JOHNSTON. You can challenge anything.
Mr. GLENN. No, not under Glenn-Chafee, you cannot challenge anything.
We have the final rule that can be challengeable, or whether it is a
major rule or not. We specify that.
Mr. JOHNSTON. If you ever got a cost-benefit analysis done under
Glenn-Chafee, all that is consensual. If you want to do it, if you feel
like it, if it feels good, do it. Otherwise, do not do it because you
do not have to. It is business as usual. Am I not right that it is all
consensual on the lookback process under Glenn-Chafee; is that correct?
[[Page S 10099]]
Mr. GLENN. No, that is not correct. I will tell you the difference.
What we provided in both pieces of legislation is the right for
Congress to get in the act and review anything that we want to that
could come back to Congress. So if there is any question about it, it
comes back to Congress. That is provided in both pieces of legislation.
Mr. JOHNSTON. Oh, well, sure. Congress can always pass a law. The
Constitution provides that. This bill does not provide that. But save
Congress enacting a law, it is consensual, is it not?
Mr. GLENN. I say to my friend that we provide specifically for a
procedure for any rule to come back to Congress for further
consideration. And in both bills, we give a time period that is
required for Congress to review whatever it is that was brought back.
One is 60 days, the other is 45 days--not a huge difference. So it
seems to me that protects whatever may be required or whatever may come
up over there, as far as whether something has had adequate review or
not before it was put into a rule.
Mr. JOHNSTON. Well, let us say that the director of EPA or another
agency looks back and says, ``We have done a heck of a good job, we
have great bureaucrats in this agency, and we do not think anything
needs to be reviewed.'' So the slate is clean, it is a tabula rasa, it
is a devoid of any rules to be reviewed. I am an aggrieved party and
what is my remedy? To come to Congress and ask them to pass an act?
That is it, is it not?
Mr. GLENN. I will reply. The standard of review is arbitrary and
capricious under Dole-Johnston, but that issue itself is what can be
reviewed. Now, these 144 items here--
I ask unanimous consent that these 144 items be printed in the
Record.
There being no objection, the list was ordered to be printed in the
Record, as follows:
One Hundred Forty-Four Items To Litigate Under S. 343 (Version 783)
1. Did agency sufficiently explain the need for and
objectives of a rule?
2. Did agency identify and sufficiently discuss all
significant legal and factual issues presented by a rule?
3. Did agency identify and adequately describe all
reasonable alternatives to a rule?
4. Did agency adequately explain why all reasonable
alternatives to rule were rejected?
5. Did agency sufficiently explain whether a rule is
expressly required by the text of a statute?
6. Did agency identify and sufficiently explain all the
statutory interpretations upon which a rule is based?
7. Did agency identify all alternative statutory
interpretations and sufficiently explain why all such
alternatives were rejected?
8. Did agency identify each factual conclusion upon which a
rule is based and adequately explain how each such conclusion
is substantially supported in the rulemaking file?
9. Did agency respond to rulemaking petition under
Sec. 553(l) within 18 months?
10. Did agency appropriately deny a rulemaking petition
under Sec. 553(l)?
11. Does a rule cost more than $50 million?
12. Is rule closely related to other rules that aggregate
into major rule?
13. Did initial cost-benefit analysis contain a sufficient
description of the benefits of a proposed rule?
14. Did initial cost-benefit analysis include a sufficient
description of how the benefits would be achieved?
15. Did initial cost-benefit analysis contain a sufficient
description of the persons or classes of persons likely to
receive such benefits?
16. Did initial cost-benefit analysis contain a sufficient
description of the costs of a proposed rule?
17. Did initial cost-benefit analysis include a sufficient
description of how the costs would result from the rule?
18. Did initial cost-benefit analysis contain a sufficient
description of the persons or classes of persons likely to
bear such costs?
19. Did initial cost-benefit analysis adequately identify
alternatives that require no government action?
20. Did initial cost-benefit analysis adequately assess
costs/benefits of no-action alternatives?
21. Did initial cost-benefit analysis adequately identify
alternatives that accommodate differences among geographic
regions?
22. Did initial cost-benefit analysis adequately assess
costs/benefits of geographic alternatives?
23. Did initial cost-benefit analysis adequately identify
alternatives that accommodate different compliance resources?
24. Did initial cost-benefit analysis adequately assess
costs/benefits of different compliance resource alternatives?
25. Did initial cost-benefit analysis adequately identify
performance-based, market-based alternatives, or other
flexible alternatives?
26. Did initial cost-benefit analysis adequately assess
costs/benefits of performance-based, market-based, or
flexible alternatives?
27. Did initial cost-benefit analysis adequately assess
costs-benefits of all other reasonable alternatives?
28. Did agency in proposed rule adequately verify quality,
reliability, and relevance of science?
29. Did final cost-benefit analysis contain a sufficient
description of the benefits of a proposed rule?
30. Did final cost-benefit analysis include a sufficient
description of how the benefits would be achieved?
31. Did final cost-benefit analysis contain a sufficient
description of the persons or classes of persons likely to
receive such benefits?
32. Did final cost-benefit analysis contain a sufficient
description of the costs of a proposed rule?
33. Did final cost-benefit analysis include a sufficient
description of how the costs would result from the rule?
34. Did final cost-benefit analysis contain a sufficient
description of the persons or classes of persons likely to
bear such costs?
35. Did final cost-benefit analysis adequately assess
costs/benefits of performance-based, market-based, or
flexible alternatives?
36. Did final cost-benefit analysis adequately assess
costs/benefits of all other alternatives?
37. Did agency adequately consider benefits and costs
incurred by all affected persons or classes of persons,
including specially affected subgroups?
38. Did agency adequately determine whether benefits of
rule justify costs?
39. Did agency adequately determine whether the rule
employs flexible alternatives to the extent practicable?
40. Did agency adequately determine whether rule adopts the
least cost alternative of the reasonable alternatives?
41. Did agency correctly identify and sufficiently describe
scientific, technical, or economic uncertainties or
nonquantifiable benefits that make a more costly alternative
appropriate and in the public interest?
42. Did agency sufficiently describe why such alternatives
are appropriate and in the public interest?
43. Did agency sufficiently explain why any such
alternative is the least cost alternative of the reasonable
alternatives necessary to take into account uncertainties or
nonquantifiable benefits?
44. Did agency correctly determine that rule is likely to
significantly reduce risks addressed?
45. If uncertainties preclude such a finding, did agency
adequately justify the issuance of the rule?
46. Did agency correctly determine that a rule could not
satisfy the cost-benefit decisional criterion applying the
statutory
requirements upon which the rule is based?
47. Did agency quantify costs and benefits to extent
feasible?
48. Did quantification adequately specify ranges of
predictions?
49. Did quantification adequately explain margins of error?
50. Did quantification adequately address the uncertainties
and variabilities in the estimates used?
51. Did agency adequately describe nature and extent of
nonquantifiable costs and benefits?
52. Did agency clearly articulate relationship of benefits
to costs?
53. Is understanding of industry-by-industry effects of
central importance to a rulemaking?
54. If so, were costs and benefits broken down
appropriately on industry-by-industry basis?
55. Did agency correctly determine that conducting a cost-
benefit analysis would have been impracticable due to an
emergency or threat likely to result in significant harm to
the public or natural resources?
56. In developing a preliminary schedule for regulatory
review, did the agency appropriately consider whether a rule
is unnecessary and may be repealed?
57. In developing a preliminary schedule for regulatory
review, did the agency appropriately consider whether a rule
would meet the decisional criteria of Sec. 624?
58. In developing a preliminary schedule for regulatory
review, did the agency appropriately consider whether the
rule could be amended to substantially decrease costs,
increase benefits, or provide greater flexibility for
regulatory entities?
59. In developing a final schedule for regulatory review,
did the agency appropriately consider whether a rule is
unnecessary and may be repealed?
60. In developing a final schedule for regulatory review,
did the agency appropriately consider whether a rule would
meet the decisional criteria of Sec. 624?
61. In developing a final schedule for regulatory review,
did the agency appropriately consider whether the rule could
be amended to substantially decrease costs, increase
benefits, or provide greater flexibility for regulated
entities?
62. In developing a final schedule for regulatory review,
did the agency appropriately consider the importance of each
rule relative to other rules being reviewed under the
section?
63. In developing a final schedule for regulatory review,
did the agency appropriately consider the resources expected
to be available to the agency for the review?
[[Page S 10100]]
64. Did petition establish substantial likelihood that
future impact of rule would be equivalent of major rule?
65. Did petition on its face establish substantial
likelihood that head of agency would not be able to make the
findings required by Sec. 624?
66. Did agency correctly conclude that petition did not
show substantial likelihood that guidance would have effect
of a major rule?
67. Did agency correctly conclude that petition did not
show substantial likelihood that agency would not be able to
find that guidance document meets criteria of Sec. 624?
68. Did agency complete rulemaking within two years of
determination to amend a rule pursuant to Sec. 623?
69. Did agency develop adequate regulatory flexibility
analysis?
70. Is a cleanup a ``major environmental activity'' (will
it exceed $10 million in costs, expenses, and damages)?
71. Did agency correctly conclude that construction had
commenced on a significant portion of the cleanup activity?
72. Did the agency correctly conclude that it would have
been more cost-effective to complete cleanup construction
than perform a cost-benefit analysis and risk assessment?
73. Did agency correctly conclude that cleanup delays
associated with development of cost-benefit analysis and risk
assessment would have resulted in actual and immediate risk
to human health or welfare?
74. Did agency prepare risk assessment for major
environmental management activity in accordance with risk
assessment provisions of S. 343?
75. Did agency prepare appropriate cost-benefit analysis
for major environmental management activity in accordance
with cost-benefit provisions of S. 343?
76. Did agency appropriately identify the reasonably
anticipated probable future use of land and its surroundings
affected by a major environmental management activity?
77. Did agency appropriately incorporate such reasonably
anticipated probable future use of land and its surroundings
in conducting a cost-benefit analysis of a major
environmental management activity?
78. Did agency appropriately incorporate such reasonably
anticipated probable future use of land and its surroundings
in conducting a risk assessment of a major environmental
management activity?
79. For actions pending or proposed within one year of
enactment of bill, did agency use an appropriate alternative
analysis to assess the costs and benefits and risks
associated with a major environmental management activity?
80. Did agency adequately determine whether benefits of
major environmental management activity justify costs?
81. Did agency adequately determine whether the activity
employs flexible alternatives to the extent practicable?
82. Did agency adequately determine whether the activity
adopts the least cost alternative of the reasonable
alternatives?
83. Did agency correctly identify and sufficiently describe
scientific, technical, or economic uncertainties or
nonquantifiable benefits that make a more costly alternative
cleanup activity appropriate and in the public interest?
84. Did agency sufficiently describe why such alternatives
are appropriate and in the public interest?
85. Did agency sufficiently explain why any such
alternative is the least cost alternative of the reasonable
alternatives
necessary to take into account uncertainties or
nonquantifiable benefits?
86. Did agency correctly determine that cleanup activity is
likely to significantly reduce risks addressed?
87. If uncertainties preclude such a finding, did agency
adequately justify the cleanup activity?
88. Did agency correctly determine that a cleanup activity
could not satisfy the cost-benefit decisional criterion
applying the statutory requirements upon which the activity
is based?
89. Did the agency correctly conclude that a risk
assessment would not likely have an effect on the U.S.
economy equivalent greater than $50 million/year?
90. Did the agency correctly conclude that a risk
assessment for the issuance or modification of a permit meets
the requirements of Sec. 633.
91. Did the agency correctly conclude that conducting a
risk assessment would have been impracticable due to an
emergency or health and safety threat likely to result in
significant harm to the public or natural resources?
92. Is risk assessment related to rule authorizing a
product's introduction into commerce?
93. Is risk assessment an exempt screening analysis?
94. Is screening analysis used as the basis for imposing
restriction on previously authorized any activities?
95. Is screening analysis used to as the basis for a formal
determination of significant risk from a substance or
activity?
96. Does agency conduct risk assessments in manner that
promotes informed public input into decision-making process?
97. Does the agency maintain appropriate distinction
between risk assessment and risk management?
98. Did agency apply appropriate level of detail and rigor
to risk assessment?
99. Did agency develop an appropriate iterative process for
risk assessments?
100. Did agency correctly determine that additional data
would significantly change the estimate of risk and the
resulting agency action?
101. Is risk assessment based on best reasonably available
scientific data and understanding?
102. Did agency appropriately analyze the quality and
relevance of data used in risk assessment?
103. Did agency appropriately describe the analysis of the
quality and relevance of the data used?
104. Did agency appropriately consider whether data were
appropriately peer-reviewed or developed in accordance with
good laboratory practices?
105. Does risk assessment adequately discuss conflicts
among scientific data?
106. Does risk assessment include adequate discussion of
likelihood of alternative interpretations of data?
107. Does risk assessment appropriately emphasize
postulates
representing the most reasonable inferences from supporting
scientific data?
108. Does risk assessment appropriately emphasize data
indicating greatest scientific basis of support for resulting
harm to affected individuals?
109. Does agency appropriately assess whether foreign
determinations of health effects values should be utilized in
agency decisions?
110. Does risk assessment use site-specific information to
maximum extent practicable?
111. Does risk assessment inappropriately rely on policy
judgments or default assumptions?
112. Does risk assessment appropriately identify policy
judgments used?
113. Does risk assessment appropriately describe scientific
or policy judgments used?
114. Does risk assessment adequately explain the extent
policy judgments have been validated by data?
115. Does risk assessment adequately explain the basis for
choosing particular policy judgments?
116. Does risk assessment adequately identify and explain
all reasonable alternative policy judgments that were not
selected by agency for use in risk assessment?
117. Does risk assessment adequately explain sensitivity of
conclusions to such alternative policy judgments?
118. Does risk assessment adequately explain rationale for
not using such alternative policy judgments?
119. Does risk assessment inappropriately combine or
compound multiple policy judgments?
120. Does risk characterization appropriately describe
hazard of concern?
121. Does risk characterization appropriately describe
populations or natural resources at risk?
122. Does risk characterization appropriately explain the
exposure scenarios used in risk assessment?
123. Does risk characterization appropriately estimate
population at risk?
124. Does risk characterization appropriately describe
likelihood of different exposure scenarios?
125. Does risk characterization appropriately describe the
nature and severity of harm that could plausibly occur?
126. Does risk characterization appropriately identify
major uncertainties in each component of risk assessment?
127. Does risk characterization appropriately address the
influence of each uncertainty on the results of the risk
assessment?
128. Does risk assessment conclusion appropriately express
overall estimate of risk as a range of probability
distribution reflecting variabilities, uncertainties, and
data gaps in analysis?
129. Does conclusion appropriately provide range and
distribution of risks and corresponding exposure scenarios?
130. Does conclusion appropriately identify reasonably
expected
risk to general population?
131. Does conclusion appropriately identify risk to more
highly exposed or sensitive subpopulations?
132. Does conclusion appropriately describe qualitative
factors influencing range of possible risks?
133. Do scientific data and understanding permit relevant
comparisons of risk?
134. If so, did agency appropriately place nature and
magnitude of risks to human health, safety, and the
environment in context?
135. Did agency appropriately describe substitution risks?
136. In reviewing petition for review of free-standing risk
assessment, did agency correctly conclude that risk
assessment or entry was consistent with risk assessment and
characterization principles in S. 343?
137. In reviewing petition for review of risk assessment,
did agency correctly conclude that risk assessment does not
fail to take into account material new scientific
information?
138. In reviewing petition for review of risk assessment,
did agency correctly conclude that risk assessment would not
have contained significantly different results if properly
conducted pursuant to provisions of S. 343?
139. In reviewing petition for review of risk assessment,
did agency correctly conclude that revised risk assessment
would not provide basis for reevaluating an agency
determination of risk that currently has an effect on the
U.S. economy of $50 million/year?
140. Does consent decree imposing rulemaking obligations
divest agency of disrection to respond to changing
circumstances, make policy or managerial changes, or protect
rights of third parties?
[[Page S 10101]]
141. Did the agency appropriately apply a rule of reason in
determining whether to add or delete a chemical from the
Toxics Release Inventory?
142. In determining whether to add or delete a chemical
from TRI, did the agency appropriately consider the levels of
the chemical in the environment that might result from
reasonably anticipated releases?
143. In an enforcement proceeding, did a defendant
reasonably rely on and comply with a rule, regulation,
adjudication, directive or order?
144. Was such reliance and compliance incompatible,
contradictory, or otherwise irreconcilable with the rule,
regulation or directive for which enforcement is sought?
Mr. GLENN. Mr. President, this is a list of 144 bases upon which a
rule can be challenged using the arbitrary and capricious standard that
you are talking about.
Mr. JOHNSTON. Well----
Mr. GLENN. These can still be challenged.
Mr. JOHNSTON. Let me ask my friend to answer this question: EPA does
not do anything. It puts no rule up for review. What is your remedy if
you are an aggrieved party, if you are outraged citizens, if you are
millions of American citizens, what is your remedy? To come to
Congress?
Mr. GLENN. Yes, that is the ultimate protection, Congress, where 80
percent of these things start to begin with, where the requirements are
put in.
Mr. JOHNSTON. I tell my friend that the American public has come to
Congress. That is what we are doing here today. That is what this is
all about. EPA has reviewed its own rules and says they are not based
on real risks, they are based on public perceptions of risk and we need
to do something about it. Everybody says let us do something about it.
And now that is where we are.
There was a 1987 study called ``Unfinished Business'' where EPA
systematically ranked the seriousness of the various risks that it was
addressing or could address. The report found that there was little
correlation between the risk that the EPA staff judged as most
threatening and EPA's program priorities. Instead, EPA found a
correlation between EPA's priorities and public opinion on the
seriousness of the various environmental threats. ``Overall, EPA's
priorities appear more closely aligned with public opinion than with
our estimated risk.''
Mr. President, these conclusions were confirmed in 1990 by EPA's
Science Advisory Board, in its report entitled ``Reducing Risks.'' The
report urged EPA to target its environmental protection efforts on the
basis of opportunities for the greatest risk reduction.
So, Mr. President, I think we now have the picture. The Glenn-Chafee
amendment allows aggrieved parties to come to Congress, and that is it.
Other than trusting in the judgment--to use the words of the statute,
``the sole discretion of the head of the agency,'' that is it. You have
the sole discretion of the head of the agency, and that is exactly what
we have right now.
Mr. President, right now, we have the sole discretion of the head of
the EPA. We have the sole discretion of OSHA and all these other places
that are run amok. Listen to what EPA says about its own rules. This is
not some rightwing interest group talking about how badly EPA is
assessing its rules. This is EPA saying it. Its own Science Advisory
Board confirmed it in 1990, and we are told, well, trust them. Let us
continue to go with unfettered discretion, with ``sole discretion.''
Now, that is what Glenn-Chafee says--``sole discretion.''
Now, Mr. President, we have been on the floor for 6 days. This is the
6th day on this legislation, the 6th straight day going through all of
these provisions and arguing about these provisions and all that. And
we are told, well, leave it to the sole discretion of the agency head.
And then, as for new rules, if it is implicitly--whatever that means,
and I think it means whatever in the sole discretion of the agency head
they want it to mean--you do not have to do for a new rule the cost-
benefit analysis. By the way, you do not even have to justify the
cost--that benefits justify the cost.
Mr. GLENN. If the Senator will yield, the Senator defends the
petition process in the Dole-Johnston bill. On March 14, the Senator
from Louisiana responded to a letter that Senators Levin, Lieberman,
and I had sent to him asking his opinion on these, because he has had a
lot of experience in these areas. We asked him to comment on S. 291 and
S. 343. He sent us back a very thoughtful and well-reasoned-out letter
response of his views at that time. I say that within that letter--and
I will not read the whole letter because it was rather lengthy--but in
talking about the petition process, the Senator from Louisiana stated
the following:
To help set priorities for the review, I prefer some sort
of advisory committee to assist the agency head. I am very
skeptical of the petition process, which is likely to skew
the priorities, and I am strongly opposed to any judicial
review of actions taken under a lookback provision.
It seems to me that is pretty clear as to what the thinking was in
March. Further on down in another paragraph, it says:
The Dole bill, however, allows any person to petition for a
cost-benefit analysis of an existing regulation. If the
analysis shows that the regulation does not satisfy the
decisional criteria of the bill (that is, that the benefits
of the regulation outweigh the cost) the agency must either
revoke the regulation or amend it to conform to the
decisional criteria.
Denial of the petition by an agency head is subject to
judicial review.
Needless to say, I strongly disagree with this approach. Unless I am
reading something wrong, the Senator from Louisiana is stating one
thing in March and a different thing on the floor here today.
Mr. JOHNSTON. Mr. President, I appreciate that question.
This is the very provision that we accepted, the advice of Sally
Katzen, who is head of OIRA, and other Democrats.
Frankly, I think we ought to have advisory boards. But the advisory
boards were objected to by the Senator from Ohio, the Senator from
Michigan, Senator Levin, and others, who said we should not have this
advisory board, and it would clog up the thing.
I think advisory boards would be useful.
Mr. GLENN. Could the Senator tell me when he objected to that? I do
not believe there was an objection to that.
Mr. JOHNSTON. I thought it was in our negotiating session. Does the
Senator wish to get advisory boards back in?
Mr. GLENN. I do not know what happened in our session. There were so
many things that occurred in those sessions. It would be hard to go
back and recall everything that occurred.
Mr. JOHNSTON. The advisory boards, in my judgment, are useful, and I
tried to sell advisory boards. I do not think they are central to the
process, but if the Senator from Ohio thinks they are important, I will
come back----
Mr. GLENN. I would be happy to talk about advisory boards. We might
be able to get some wording here that would be proposed as an amendment
here, and we would be glad to consider that if that is possible.
Mr. JOHNSTON. Under the original Dole amendment, people would be able
to petition as often as they wished to. They would have an automatic
judicial review of that.
Sally Katzen suggested--I think it was an excellent idea. I think the
Senator carried forward some of the ideas with that, which was we have
180 days after the publication of the initial list within which to
petition with a very high threshold. That is, we have to show a
substantial likelihood that the existing rule does not meet the test.
If you do not make the application during the 180 days, you cannot
apply again for 5 years. This is only an every 5-year process.
The appeals from that are consolidated so that there is only one
appeal, so that the very problems that I was talking about in my bill,
that Sally Katzen was talking about in our negotiating session, were
accepted on terms suggested by her.
It deals with that problem of agency overload and court overload. We
did that. I think it was an ingenious suggestion that she made. We
accepted it hook, line, and sinker. We said, ``Yes.'' That is the
problem with this bill. It is hard to accept ``yes'' for an answer.
Mr. President, this bill, virtually everything, virtually all the
major areas of opposition to this bill as suggested have been dealt
with, and dealt with successfully.
Supermandate--that is, does this statute override any other
underlying statutes? We, first of all, made it clear in the Dole-
Johnston original bill and Senators came back and said it is not clear.
Well, we made it absolutely clear by stating it again on terms agreed
to
[[Page S 10102]]
by both the left and the right of this Chamber. Supermandate is solved.
Judicial review, I submit, is solved. The language is clear.
The $100 million threshold, that is a big thing. We had the amendment
here and we passed it. It is now part of the process.
The petition process, we accepted the Katzen suggestion, wholly and
completely, and it is now incorporated. Now, they may want more. Was it
Samuel Gompers, the labor leader, when they asked, ``What does labor
want?'' and he said, ``More, more, more.'' Whoever said it, they should
have said it for this bill. Because they come in and ask for things,
and we do them, and somehow it is not enough.
Effective day--we dealt with the effective date. The problem was we
have all the ongoing rules that have to be redone. We say, OK, if you
have a notice of proposed rulemaking out by April 1 of this year, you
do not have to go back and redo any cost-benefit or risk assessment.
You are home free.
Now, I think that solves the problem because if you just started with
a notice of proposed rulemaking since April 1, you got plenty of time
to incorporate that in your bill.
Superfund--Mr. President, one of the toughest issues in this bill as
to which there was a huge amount of disagreement, I very strongly sided
with the Senator from Ohio in thinking that all of this environmental
cleanup, all of these Superfund provisions ought to be out of here. And
we accepted. As a matter of fact, we did it by unanimous consent. We
probably should have had a vote to have seared that into the memory of
our colleagues, but at least we did it. Superfund is gone. Sayonara.
The sunshine amendment--the Senator from Ohio suggested it. We
accepted it. It is done. Now, it is, I am sure, not enough. I am sure
that there is not enough we can do to satisfy some people, other than
to make this bill solely in the discretion of the agency heads, because
that in effect is what Glenn-Chafee does. Solely in the discretion, not
reviewable by the court, do it if you want to, but if you did not want
to, do not bother.
And you have plenty of redress by coming to the Congress.
Mr. GLENN. Would the Senator yield? That is what the Senator argued
for in his letter.
Mr. JOHNSTON. Not that, no, indeed.
Mr. GLENN. Yes. I read it into the letter a little while ago. I will
ask anybody to reread that to see if this is not a change in position.
Mr. JOHNSTON. I have never said this ought to be consensual, that it
ought to be solely in the discretion of the agency head. Never have
said that. Never believed that. It simply is not so.
I think we have delivered very, very well on this letter of mine.
Mr. GLENN. This position, I submit to my friend from Louisiana, is
180 degrees opposed. ``To help set priorities for the review, I prefer
some sort of advisory committee to assist the agency head. I am very
skeptical of a petition process which is likely to skew the priorities,
and am strongly opposed to any judicial review of actions taken under a
lookback provision.''
Now, that is diametrically opposed to what the Senator is talking
about here today. Further, if I might continue just for a second here,
I think in all of our best recollection of those here who were in some
of those negotiating sessions, Miss Katzen never supported the
petitioner a right to have a major rule reviewed in 3 years. That is
way too short and forces an agency to set priorities by petition and
not by what is most important or what is most pressing.
In addition, Dole-Johnston also allows for interlocutory appeal of
three different issues. No. 1, a major rule. No. 2, does it require
risk assessment? No. 3, does it require regulatory flexibility
analysis? It allows judicial review in the middle of the rulemaking.
Mr. JOHNSTON. If the Senator would allow me to answer that, first of
all, on the reg flex, I did not support the reg flex. A big bipartisan
vote of 58 votes approved reg flex.
I really do not think it is workable. But the two Senators from
Georgia, Nunn and Coverdell, have indicated that they would work on
this and try to relieve the burden.
Let me tell the Senator from Ohio, that is not the fault of this
Senator. I suspect that if by any chance the Glenn-Chafee amendment got
adopted, that it would have the Nunn-Coverdell amendment bit. Do not
criticize Dole-Johnston for having Nunn-Coverdell.
I was not for it, and the Senator would get it if he had it.
With respect to the interlocutory appeal on the size of the rule,
whether it is a $100-million rule or whether it is one that requires a
risk assessment because it pertains to health, safety, and the
environment, I had said all along that was a proposal which I put in.
It was not in the original Dole amendment. It was meant to give agency
heads flexibility and help. And if that is a real problem, it can come
out. I think those who criticize the interlocutory appeal do not
understand it. I mean, it is meant so agency heads will know at the end
of 60 days whether they are going to have a challenge on whether it is
a major rule.
The problem you have now--for example, we had hearings on NEPA. If
the Senator would follow through with me on this, we had hearings on
NEPA and we found that EPA is spending $100 million a year on NEPA
studies. As the Senator knows, an environmental impact statement is
much more detailed and, in turn, much more expensive than an
environmental impact assessment. But they always do an environmental
impact statement rather than an assessment because they do not want to
wait until the end of all this study and rulemaking and what have you
and have to go back and redo it.
That was, frankly, the idea of the interlocutory appeal. So that, if
you do not complain about the size of the rule in the first 60 days,
then that is forever sealed in. And if they do complain and do make the
appeal, the agency head can moot the appeal by simply going back and
agreeing to do the risk assessment and cost-benefit analysis. It is
simply meant to help them.
But if that is a problem, the whole thing can come out. Let me just
make a remark or two and then I will yield the floor.
Mr. ROTH. Will the Senator yield for a question?
Mr. JOHNSTON. Yes, of course.
Mr. ROTH. Am I correct in understanding that I believe every
President since President Ford has required a cost-benefit analysis to
be made, but, despite that general requirement through Executive order
and otherwise, it has not been adhered to? Is that correct?
Mr. JOHNSTON. There has been a risk assessment rulemaking rule out
there--Executive order I should say--under every President since
President Ford.
By the way, I have a copy of it here. The problem is that it is
consensual as well, and it is generally ignored, as my friend suggests.
Mr. ROTH. That is the point I am trying to make. It is consensual
under current conditions, and the Glenn-Chafee would make no change, it
would continue to be consensual. Is that correct?
Mr. JOHNSTON. It would even more clearly be consensual under those
because they make sure, and they say, ``in sole discretion of the
agency head,'' and then they go back, under section 625, and ensure
that there is no appeal from the exercise of sole discretion. I do not
know how you could otherwise have an appeal from the exercise of sole
discretion, but they make sure that there is no appeal. It is
nonenforceable. It is sort of the honor system, or I should say the
buddy system, the bureaucratic buddy system.
Mr. ROTH. So, in a very real way, the adoption of the Glenn-Chafee
legislation would mean no significant change, at least as far as cost-
benefit is concerned?
Mr. JOHNSTON. The Senator has put it very, very well. No significant
change. And your recourse, according to the Senator from Ohio, is to
come to Congress.
Mr. ROTH. As the distinguished Senator from Louisiana already pointed
out, that is what we are doing now. It is a fact--is it not a fact that
the Vice President, the head of OIRA, and others, have said that there
are bad rules on the books and something needs to be done? Is that not
correct?
Mr. JOHNSTON. That is exactly correct. But they say, trust us, we
will do them in our sole discretion.
Mr. ROTH. But that is the problem; it has not been done. Is that not
correct?
[[Page S 10103]]
Mr. JOHNSTON. That is, even according to EPA's own studies. They had
one study in 1987 that determined that risks conformed--the EPA study
in 1987 entitled, ``Unfinished Business'' says that they
``systematically failed to properly rank risks.'' They ranked them
according to public opinion rather than science.
Then they came back 3 years later, in 1990, had another study from
EPA's Science Advisory Board, and said they were continuing to do the
same thing.
I submit they are continuing to do the same thing today. And this
same crowd is coming in and saying, trust us, we are doing it right,
and no change needs to be made.
Mr. ROTH. As I understand it, and of course none of us have had a
chance to review that carefully, the new language of the Glenn-Chafee
bill--but essentially what they have done is taken the teeth out of the
legislation that was reported out by the Governmental Affairs
Committee?
Mr. JOHNSTON. That is exactly right. The Roth bill, which came out
unanimously, out of Governmental Affairs, had a lot of teeth. The
Senator and I have talked about that. My own view was I liked some of
the teeth. I thought some of the other teeth were too sharp.
Mr. ROTH. The Senator is partly right.
Mr. JOHNSTON. But no need to worry, all of those teeth are gone. You
do not even have false teeth here.
Mr. ROTH. So this, in a sense, would be an exercise in futility.
Mr. JOHNSTON. This is a waste of time. If you want to kill this bill,
enact this Glenn-Chafee amendment, beat your chest, feel good about it.
It has risk assessment in the title of the bill, but it amounts to
nothing, zero.
Mr. ROTH. I congratulate the distinguished Senator from Louisiana for
his very penetrating analysis.
Mr. JOHNSTON. I thank my colleague and yield the floor.
The PRESIDING OFFICER. The Senator from Ohio.
Mr. GLENN. Mr. President, this was an interesting discussion. It
shows the complexities of this legislation and why we should not be
rushed on the floor of the Senate putting it into effect. We should be
considering all these things and all the legal ramifications of it in
every respect.
I come back, though, that if the Agency passes something that is
considered to be not OK, or tries to put something into effect, that
anyone can petition the Agency and say, ``We think this should go back
to Congress,'' or notify their Congressman, notify their Senator, we
can call it back.
I do not see yet why that is not--that is where the responsibility
lies, is right here. We are the ones who passed the original
legislation. What we have done is, for the first time, put into play a
specific arrangement. We are detailing it in legislation. We are
inviting people to watch what goes on in the agencies and say we will
bring it back.
The Senator from Louisiana is absolutely correct. We always have the
right in Congress to do something like this if we want to pass separate
legislation. But that takes a lot of time. It is time consuming, it
could go on for a whole session of Congress. It could go on for another
year. What we did is provide, in both pieces of legislation, time
restraints by which Congress has to complete its action. In other
words, any authorizing committee can call back a rule or regulation for
reconsideration before it goes into effect. I really do not see how
there could be a better protection than that. I do not know what else
there is that would be needed.
Let me read some things into the Record that apply to this judicial
review:
Judicial Review Provisions in Glenn-Chafee and Dole-Johnston Versions
of S. 343--A Comparative Approach
1. rulemaking file requirements and review
The Dole-Johnston bill amends the A.P.A. to add elaborate
rulemaking file requirements to all notice-and-comment
rulemaking; these sections contain their own confusing
judicial review provision [553(m), p. 12] and would encourage
lawsuits over the adequacy of the file and whether items were
placed in the file as quickly as possible. Additionally, the
Dole-Johnston bill would change the standards of review for
rules issued under notice-and-comment; it would add 5 U.S.C.
Sec. 706(a)(2)(F) to require that the factual basis for a
rule have ``substantial support'' in the rulemaking file. See
discussion below.
The Glenn-Chafee bill does not include these troublesome
provisions.
2. judicial review of scheduling review/lookback
Section 623(e) (p. 30) of the Dole-Johnston bill provides
for judicial review of agency non-compliance with the process
for scheduling of review of existing rules. However, the
section does not clearly limit judicial review to only the
reasonableness of the schedule. The scope of review is
broad--i.e., ``agency compliance or noncompliance with the
requirements of this section'' and review exists
``notwithstanding section 625.'' Review is limited to the
D.C. Circuit Court of Appeals. Review of final agency action
must be filed within 60 days of publication of the final
rule. However, the section does not preclude interlocutory
review.
Section 625(c) of the Glenn-Chafee bill (p. 18) provides
for judicial review of the agency regulatory review but
precludes review of agency decisions whether to place a rule
on the schedule and the deadlines for completion.
3. Review of decision to ``sunset'' rule
Section 623(g)(3) (p. 33-34) of the Dole-Johnston bill
grants interested parties the right to petition the D.C.
Circuit Count of Appeals to extend the period for review of a
rule up to two years and to grant equitable relief to prevent
termination where, inter alia, termination of the rule would
not be in the public interest.
The last sentence of section 623(h) provides that the
decision of an agency to not modify a major rule ``shall
constitute final agency action for the purposes of judicial
review.'' Section 623(j)(2) similarly states that failure to
promulgate an amended major rule or to make decisions by the
date required shall be considered final agency action.
Under the Glenn-Chafee bill, rules would not automatically
``sunset.'' Instead, the agency would be required to publish
a notice of rulemaking to terminate a rule.
Sec. 625(e)(1)(C)(iv).
4. jurisdiction and judicial review
Clarity of limitation on judicial review.--Section 625(a)
and (b) of the Dole-Johnston bill (p. 38) affirmatively grant
jurisdiction to review ``any claims of noncompliance with
this subchapter and subchapter III.'' While compliance is
subject to judicial review ``only in accordance with this
section,'' subsection 625(d) arguably permits broad judicial
review.
By contrast, the Glenn-Chafee bill clearly states there is
no judicial review except as provided therein. Sec. 623(a),
p. 13. Section 623 of the Glenn-Chafee bill is very clear
concerning what is reviewable and what is not.
Procedural errors.--Section 625 of the Dole-Johnston bill
is unclear as to whether procedural errors are reviewable. It
states that ``failure to comply'' may be considered by the
court solely to determine ``whether the final agency action
is arbitrary and capricious or an abuse of discretion (or
unsupported by substantial evidence where that standard is
otherwise required by law.'' 625(d), p. 39
The use of the words ``failure to comply'' in at least
three places in section 625 suggests procedural errors are
reviewable.
The limitation of review to the ``arbitrary and
capricious'' or ``abuse of discretion'' test may not be
sufficient to keep courts from reviewing alleged agency non-
compliance just as they otherwise would under the A.P.A. That
was the view of one court in a case where Congress limited
review of agency procedural error to those which rendered the
agency action arbitrary and capricious. That court had
difficulty understanding the limitation as violation of
procedure is often regarded as rendering the action arbitrary
and capricious. Small Refiner Lead Phase-Down Task Force v.
U.S. E.P.A., 705 F.2d, 521
(D.C. Cir. 1983). See also, Motor Vehicle Mfrs. Assn. of
U.S. v. E.P.A., 768 F. 2d 385 (D.C. Cir. 1985) (statutory
test of action in excess of statutory authority same
standard as arbitrary and capricious).
The Glenn-Chafee bill, by contrast, makes it clear that
courts are not to review the underlying steps and procedures
leading up to the cost-benefit analysis and risk assessment.
Section 623(d) expressly states that ``. . . the court shall
not review to determine whether the analysis or assessment
conformed to the particular requirements of this chapter.''
Sec. 623(d), p. 14. The Glenn-Chafee bill would permit the
court to consider the actual documents produced by the agency
to evaluate cost-benefit analysis and risk assessment in
determining the reasonableness of the agency action but not
to permit review of the underlying steps to development of
the risk assessment or cost-benefit analysis.
Judicial ``second-guessing'' of agency judgment and
scientific expertise The Dole-Johnston bill creates great
risk that courts will second guess agency judgments and
scientific determinations which go into the cost-benefit
analysis, risk assessment, and application of the
prescriptive decisional criteria.
The Dole-Johnston bill contains many prescriptive
requirements which tell agencies what they must consider and
what they cannot. However, many of these factors are very
difficult in application. Yet consideration of factors
Congress has decided are not to be considered has been cited
as a basis for reversal under arbitrary and capricious
review.
[[Page S 10104]]
Citizens to Preserve Overton Park v. Volpe, 401 U.S. 402, 416 91 S. Ct.
814, 823, 28 L. Ed. 2d 136 (1971).
S. 343 turns administrative law on its head if it takes
away agency's ability to make policy choices and to have
those upheld so long as they are reasonable and consistent
with the statute being applied. See cases cited in Small
Refiner Lead Phase-Down Task Force, 705 F. 2d at 520. If
Congress takes away an agency's discretion to make policy
choices, then special interests challenging a rule will argue
that an abuse of discretion standard permits the court to
second-guess the agency's decision as to what is a ``policy
judgment'' and what is ``scientific understanding.''
Courts are not situated to ``second-guess'' the
prescriptive requirements of the Dole-Johnston bill. Courts
are not well situated to review the underlying basis of cost-
benefit analyses and risk assessments against the
prescriptive standards of the bill.
``. . . the crowded states of judicial dockets offers a
highly practical reason why judges will not, and probably
should not, devote the considerable time and effort needed to
review a several-thousand-page agency
record, informed by a thorough understanding of the
substance of risk-related regulatory problems, in order to
see whether or not that agency determination was
arbitrary.''
Justice Breyer, Breaking the Vicious Circle: Toward Effective
Risk Regulation (Cambridge, Mass.: Harvard University Press
1973), pp. 58-59 (describing why courts are not
institutionally suited to resolve risk issues).
Prejudicial error [Note: Neither bill contains a
prejudicial error provision in this section. However, Senator
Johnston says concerns with the decisional criteria and
judicial review provisions are solved by the prejudicial
error test in 5 U.S.C. 706. This is not an adequate
protection.]
The problems with judicial review of the many prescriptive
requirements of the Dole-Johnston bill are also not cured by
the ``prejudicial error'' test in 5 U.S.C. Sec. 706. That
test, which is unchanged from the current APA, has been
described as requiring remand if the court ``cannot be sure
that under the correct procedures the Agency would have
reached the same conclusion . . .'' Weyerhaeuser Co. v.
Costle, 590 F.2d 1011, 1031 (D.C. Cir. 1978). That case
invalidated a pollution emission limitation rule for failure
to provide adequate notice for comment on agency data even
though petitioner could not show that recomputation of the
data would have made the process so costly as to invalidate
the limitation as an abuse of discretion.
Clogging the Courts.--The language of section 625 will
encourage years of litigation before even the question of
what is reviewable is resolved. This bill gives regulated
industry many hooks to delay rulemaking and then to challenge
the final result. If those steps are subject to judicial
review, there will be every incentive to stop regulation
through complex and lengthy judicial review proceeding. When
this is combined with the increased time and cost of
rulemaking under this bill, the result may be gridlock. This
frustration of law is not a desirable goal.
Judicial review of whether the agency chose the ``least
cost alternative,'' given the great differences in underlying
data, will generate challenges.--The Dole-Johnston bill takes
away agency discretion and mandates that all costs and
benefits be turned into one number and that the agency select
the ``least cost alternative'' of those available under 624
(b) or (c). Yet some say that cost-benefit analyses may be
off by a magnitude of hundreds. This makes it difficult for
agencies to achieve any certainty concerning application of
cost-benefit analyses. If agencies must constantly be looking
over their shoulder at the possibility of judicial review, it
is clear this will provide many opportunities for challenges
to rules by the regulated industry.
By contrast, the Glenn-Chafee bill provides a range of
discretion to the agency decision-maker in section 622(f) and
is much more clear that the decisional criteria do not alter
statutory criteria for rulemaking.
5. interlocutory review of determination of ``major rule''
The Dole-Johnston bill permits interlocutory appeal of an
agency decision that a rule is not a major rule or is not
subject to risk assessment requirements. Sec. 625(e) p. 39.
The Glenn-Chafee bill requires ``a clear and convincing
showing that the determination is erroneous in light of the
information available to the agency at the time the agency
made the determination. Sec. 623(c). It does not authorize
interlocutory review.
6. dole-johnston amends the APA standards of judicial review for all
agency rules--glenn-chafee does not
Factual basis for rules--5 U.S.C. Sec. 706(a)(2)(F)
The Dole--Johnston bill amends 5 U.S.C. 706(a)(2) by adding
(F) which requires courts to set aside agency action,
findings and conclusions found to be ``without substantial
support in the rulemaking file, viewed as a whole, for the
asserted or necessary factual basis, as distinguished from
the policy or legal basis, of a rule adopted in a proceeding
subject to section 553. . .''
The Dole-Johnston version of S. 343 also requires the final
notice of rulemaking to explain how the factual conclusions
upon which the rule is based are substantially supported in
the rulemaking file. 5 U.S.C. Sec. 553(g)(4), p. 8). The
``rulemaking file'' must identify factual and methodological
material that pertains directly to the rulemaking and was
considered by the agency or submitted to or prepared by or
for the agency in connection with the rulemaking.
Sec. 553(j)(3)(d), p. 10.
Position: The standards for judicial review in the APA
should not be changed. Agencies should be able to rely on
their knowledge and expertise in informal notice-and-comment
rulemaking. Review should be on an arbitrary and capricious
standard, not require that the factual basis have
``substantial support'' on a limited record. This new
standard will create much litigation in an established area
of the law.
This standard may encourage judicial intrusion into
agency's scientific determinations. In Corrosion Pipe
Fittings v. E.P.A., 947 F.2d 1201, 1213-1214 (5th Cir. 1991),
the court held that the ``substantial evidence'' test used in
the Toxic Substances Control Act for notice-and-comment
rulemaking was a more rigorous standard than the ``arbitrary
and capricious'' standard applied now to informal rulemaking
and showed that Congress wanted the courts to scrutinize the
agency's actions more closely. The Court then proceeded to
apply close scrutiny to the agency's cost-benefit
calculations and invalidated the asbestos rule that had
taken ten years to develop. 947 F. 2d at 1223-1230.
New section 706(a)(2)(F) requires the agency to amass a
record for potential litigation in every case. It calls into
question the principle that an agency can utilize its
knowledge and expertise.
It gives well-healed parties the opportunity to skew the
results on judicial review by salting the rulemaking file
with comments and materials which support their position.
Even in cases where the agency position has an adequate
factual basis in scientific literature, this standard might
require the agency to list all sources in the file or not be
able to later rely on them if a challenge is raised on
judicial review.
7. multiple opportunities for review
Dole Johnston contains other provisions permitting judicial
review. Glenn-Chafee contains other provisions making it
clear that judicial review is not available. See,
Sec. 636(d), p. 40, no judicial review of risk assessment
guidelines' development, issuance, or publication; Sec. 646
(p. 48), no judicial review of executive oversight authority;
Sec. 6(f), p. 70, no judicial review of study of comparative
risk; Sec. 6(f), p. 78, no judicial review of regulatory
accounting.
8. glenn-chafee reduces uncertainty and increases discretion and
thereby reduces opportunities for successful challenges to agency rules
An example where Glenn-Chafee gets rid of a problem is the
effective date provision, Sec. 8, p. 70. By making it clear
that the section does not apply to pending rules and by
providing a reasonable grace period, this eliminates a
troublesome problem for pending rules.
9. regulatory flexibility
Glenn-Chafee eliminates some of the problems with
regulatory flexibility under the Dole-Johnston bill. Section
611 (p. 48) avoids inconsistent statutes of limitation where
that for the underlying rule is less than 1 year. It provides
that court may stay the rule if a failure is not corrected
within 90 days but does not automatically terminate a rule if
not corrected in that period. Its judicial review standard is
more limited, and it does not contain the decisional criteria
of the Dole-Johnston bill.
Mr. President, I think this indicates to all who might be paying
attention to this debate in the Chamber today how very, very complex
and how far-reaching some of these decisions are. It is not something
we can rush through. I know it has been stated we want to move forward
as rapidly as possible, and I agree with that. But I also want to make
sure that while we are setting up a new regulatory review process, we
at the same time make every protection for whatever existing law
deserves that kind of protection, and before we make changes that we
make very certain we do it in a way which protects the health and
benefit and safety of the American people.
Mr. President, I would go further in talking a little bit more about
the cost-benefit analysis and the decisional criteria.
Glenn-Chafee has no ``decisional criteria requiring agencies to pass
cost-benefit tests before issuing a rule.''
Our response to some of the charges under that are, No. 1: Both the
Glenn-Chafee and Dole-Johnston substitutes require agencies to do the
same type of cost-benefit analysis. We believe in making agencies do
such analyses to better understand what the costs and benefits are of a
rule. There is no problem with that with either bill. The differences,
though, between our substitutes is how they use cost-benefit analysis.
Glenn-Chafee uses cost-benefit analysis as a tool and not just as a
final decisional criteria. There is no language in the Glenn-Chafee
substitute that states, ``An agency shall not promulgate a rule,''
unless it passes a
[[Page S 10105]]
cost-benefit test. Glenn-Chafee requires agencies to provide an
explanation and certification of whether, one, benefits of the rule
justify the cost and, two, the rule achieves the objectives of the
rulemaking in a more cost-effective manner than the alternatives.
If it cannot make such a determination, it has to explain why not.
The Dole-Johnston substitute has decisional criteria that prohibit
using a rule unless, one, the benefits justify the costs, the rule uses
flexible alternatives to the extent practicable, the rule is the
``least-cost alternative'' that satisfies the objectives of the
statute, and if a risk assessment is required, the rule is likely to
``significantly reduce the risks addressed by the rule.''
Why the decisional criteria are problematic: No. 1, cost-benefit
analysis is an imprecise science. Cost and benefits are hard to
quantify and are loaded with assumptions, and some economists might
even say, tell me what answer you want and I will give you the right
numbers for costs and benefits.
Agencies should not be required to decide whether or not to
promulgate a rule based just on a cost-benefit test.
No. 2, another reason why decisional criteria are problematic:
Agencies would have to choose the least-cost alternative. We should
require agencies to choose the most cost-effective rule, not just the
cheapest. The distinguished Senator from Louisiana has pointed to the
out for agencies. They can choose something other than a least-cost
solution in the event of ``scientific, technical or economic
uncertainties or nonquantifiable benefits to health, safety or the
environment.''
But what if there are certain quantifiable benefits? Agencies would
still have to put out the least-cost rule, and that just makes no
sense. Even if something is more cost-effective, beneficial to the
people of this country, we still have to go with whatever the
alternative was that was solely least cost. That makes no sense.
Mr. ROTH. Mr. President, will the Senator yield?
Mr. GLENN. I am almost finished. Another minute or two and I will be
glad to yield.
No. 3, agencies must prove that a rule significantly reduces risk.
The FAA tells us, however, that some of their safety rules, while quite
important and quite effective, may not pass the ``significant'' test.
No. 4, if agencies determine that the benefits of a rule do not
justify its costs, that rule should come back to Congress. And that is
a key element of this; that rule should come back to Congress if the
agency determines that the benefits do not justify its costs. Agencies
should not be the ones to decide whether to issue a rule based on a
cost-benefit test. That rule should come back to Congress to decide
whether a rule should go forward or not, and that is provided.
Congressional veto, as it is called, makes more sense than decisional
criteria. It does not hand over Congress' responsibilities to the
agencies.
Mr. President, I yield the floor.
Mr. ROTH addressed the Chair.
The PRESIDING OFFICER (Mr. Frist). The Senator from Delaware.
Mr. ROTH. Mr. President, I say to my distinguished friend and
colleague from Ohio that I have been in negotiations and discussions
with representatives of his side of the aisle in an effort to revise
the decisional criteria with respect to the least cost. I am
sympathetic to the concept of utilizing a test of cost-effectiveness or
greater net benefit to avoid some of the problems raised in his
discussion of this section.
I wonder if the distinguished Senator is willing to proceed along
those lines at this time in developing such an amendment?
Mr. GLENN. Yes. As I understand it, what the Senator was proposing
was that there are some negotiations going on in this regard, and we
would be willing to proceed with further negotiations with regard to
cost effective as opposed to least cost; is that correct?
Mr. ROTH. That is correct.
Mr. GLENN. Certainly, I always want to negotiate on these things and
see what we can come out with.
Mr. ROTH. I think it important we proceed on this matter, because it
is an important one, and that we proceed as rapidly as possible. To be
candid, I am disappointed that we have not been able to address this
problem on the floor.
Mr. GLENN. I think what the distinguished Senator from Delaware is
addressing is one of the most important items in all of this
legislative package. I think it is important that we get that one
ironed out, because it is a major issue in how we deal with regulatory
reform. I agree with him.
Mr. ROTH. I thank the distinguished Senator for his comments.
Mr. President, I rise to call upon my colleagues to support
meaningful regulatory reform. I want to explain why I believe that the
Dole-Johnston compromise, S. 343, is the key to changing the status
quo, and why the Glenn substitute is not the solution to reforming the
regulatory process.
I believe that regulatory reform is one of the most important issues
we face. The reason is that, overall, Government regulation has an
enormous impact on our lives--for better or for worse. If regulations
are well-designed and implemented, they can do a lot of good--by making
a cleaner environment, safer workplaces, and safer products. But, at
the same time, regulations can be very costly, and, if poorly designed,
too costly--by raising prices, taxes, and paperwork; diminishing wages;
eating up time; and wasting opportunities to do better things with our
limited resources. The cumulative regulatory burden costs about $600
billion per year. I believe that, if this massive regulatory machine
were retooled, it could do much more good at less cost.
Most experts who have examined the regulatory process, regardless of
background or political bent, have concluded that the regulatory
process is seriously out of whack and must be reformed. Few if any of
my colleagues would dare to say publicly that we should be happy with
the status quo.
So the question is, why is there so much controversy about the S.
343? The answer is simple--it is very hard to change the status quo in
a significant way. It is a Herculean task to reform one of the most
untamed frontiers of big Government--a massive regulatory machine that
costs the average American family about $6,000 per year.
That explains why an earlier attempt at regulatory reform, S. 1080,
which passed the Senate 94-0 in 1982, was killed in the House. And that
explains why people are accusing supporters of S. 343 of wanting to
expose the public to tainted meat, breast cancer, and contaminated
drinking water. None of this is remotely true, and it does not belong
on the Senate floor.
We wasted days last week on meritless arguments that S. 343 needs
specific exemptions for meat inspection rules, mammography rules, and
so on. The fact is, these arguments got a lot of press, but such
exemptions were not needed. The Dole-Johnston compromise has a clear
exemption for threats to human health and safety, as well as other
emergencies.
In fact, the Glenn bill itself does not have such exemptions,
because, as anyone recognizes who knows how these bills work, such
exceptions are not needed.
The truth is, if you compare the Dole bill and the Glenn bill section
by section, they look a lot alike. At bottom, there are only a few key
differences. But these few differences are critical to effective
regulatory reform.
First, meaningful regulatory reform must change future rules. The key
to ensuring that new rules will be efficient and cost-effective is to
have an effective cost-benefit test.
The Dole bill has a focused cost-benefit test. The decisional
criteria in section 624 ensures that the benefits of a rule will
justify its cost, unless prohibited by the underlying law authorizing
the rule. Section 624 is not a supermandate; it does not trump existing
law. It simply tells the agency, if possible and allowed by law, to
issue regulations whose benefits justify their costs. That is plain
common sense.
In contrast, the Glenn bill has no cost-benefit decisional criteria.
The bill requires that a cost-benefit analysis be done, but the bill
does not require that the cost-benefit analysis be used or that the
rule will be affected by the cost-benefit analysis.
The agency only has to publish a determination whether the benefits
of a rule will justify its costs and whether the regulation is cost-
effective. But the Glenn bill does not push regulators to issue rules
whose benefits actually do
[[Page S 10106]]
justify their costs. I have always believed that an effective
regulatory reform bill should have a stronger cost-benefit test.
Some of my colleagues, including Senators Glenn and Levin, have
complained repeatedly about the least cost component of the decisional
criteria. Section 624 of S. 343 says, whether or not the benefits of a
rule can justify its costs, the agency should select the least cost
alternative the achieves the objectives of the statute.
I think there is some merit to the concern that the least cost
standard is too limited. If a rule costs a little more than the least
cost alternative but provides much greater benefits, I believe that the
agency should pick the much more beneficial rule--even if the benefits
are quantifiable or are not environmental, health or safety benefits.
Why not? Why not spend a little more to get much greater benefits for
the public?
Yet, while I share the concerns of many of my colleagues, I have not
been able to work out a solution. For weeks, I have tried to work out
two solutions--a most cost-effective test or a greater net benefits
test--with my other colleagues. I believe that either test is far
better than the least cost test with its vague exception for certain
nonquantifiable benefits. Yet, we have made no progress, even though
proponents of the substitute continue to complain about the least cost
standard. I think it is time we worked this out in a bipartisan
fashion.
Now, I want to return to a second point about regulatory reform:
effective regulatory reform cannot be prospective only; it must look
back to reform old rules already on the books. The Dole-Johnston
compromise contains a balanced, workable, and fair resolution of how
agencies should review existing rules. Agencies may select for
themselves any particular rules that they think need reexamination,
while allowing interested parties to petition the agency to add an
overlooked rule. To ensure that only a limited number of petitions will
be filed, S. 343 limits petitions to major rules and sets a high burden
of proof--petitioners must show a substantial likelihood that the rule
could not satisfy the cost-benefit decisional criteria of section 624.
This is an efficient and workable method to review problematic rules.
The Glenn substitute, on the other hand, makes the review of agency
rules a voluntary undertaking. There are no firm requirements for
action--no set rules to be reviewed, no binding standards, no
meaningful deadlines. The Glenn substitute simply asks that, every 5
years, the agencies issue a schedule of rules that each agency in its
sole discretion thinks merits review. It does not require any
particular number of rules to be reviewed. And, if someone asks the
agency to review a particular rule, there is no judicial review of a
decision declining to place the rule on the schedule.
Moreover, there is no judicial review of deadlines for completing the
review of any rules. No matter how irrational a rule is, no matter how
many people it is burdening, an agency does not have to review it. If
the agency happens to put the rule on the schedule, nothing prevents
the agency from procrastinating for 11 years. Again, the only deadline
is a modest 11-year deadline for reviewing the rule.
The third point I want to emphasize is that effective regulatory
reform must be enforceable to be effective. That means there has to be
some opportunity for judicial review of the requirements of the
legislation, just as there is with almost any law Congress passes. S.
343 strikes a balance by allowing limited, but effective, judicial
review. I should note at the outset that S. 343 has been
mischaracterized as a lawyer's dream and a litigation morass. In fact,
S. 343 provides less judicial review than is normally provided for any
law that Congress passes.
S. 343 carves away from the standard level of judicial review
provided by the Administrative Procedure Act, which has existed for
almost 50 years. The limited judicial review provided by S. 343 will
help discourage frivolous lawsuits, and that is why S. 343 has limited
judicial review. At the same time, it does allow an agency to be held
accountable for complying with the major requirements of the bill.
An agency's compliance or noncompliance with the provisions of S. 343
can be considered by a court to some degree. The court can, based on
the whole rulemaking record, determine whether the agency sufficiently
complied with the cost-benefit analysis and risk assessment
requirements of S. 343 so that the rule passes muster under the
arbitrary and capricious standard. The arbitrary and capricious
standard is very deferential to the agency. A court would uphold the
rule unless that agency's cost-benefit analysis or risk assessment was
so flawed that the rule itself was arbitrary and capricious. The court
would not strike down a rule merely because there were some minor
procedural missteps in the cost-benefit analysis or risk assessment.
In contrast, the Glenn substitute, as now redrafted, does not permit
meaningful judicial review of the risk assessment or cost-benefit
analysis. The Glenn substitute only requires a court to invalidate a
rule if the cost-benefit analysis or risk assessment was not done at
all. But the Glenn substitute does not really allow the court to
consider whether the cost-benefit analysis or risk assessment was done
properly. Indeed, Senator Glenn has weakened the language originally in
his bill so that now substantial portions of his bill are irrelevant to
the extent that a court could not require the agency to perform the
cost-benefit analysis, risk assessment, or peer review in the manner
prescribed by the bill.
Compliance with cost-benefit analysis and risk assessment
requirements of the bill would be optional by the agency, the same way
it is optional for them to comply with the Executive order that now
requires these analyses.
Senator Glenn has claimed that his bill is essentially the same as S.
291--the regulatory reform bill I introduced in January and which
received the bipartisan support of the Committee on Governmental
Affairs. Although the original Glenn bill was similar to the Roth bill,
the current Glenn substitute seriously differs from the Roth bill. For
example, Senator Glenn has seriously weakened the review of rules
provision.
The Roth bill required agencies to review all major rules in a 10-
year period, with a possible 5-year extension, or the rules would
sunset, or terminate. The revised Glenn substitute lacks any firm
requirement about the number of rules to be reviewed.
Worse still, Senator Glenn has weakened the judicial review provision
that was in the Roth bill and that originally appeared in the Glenn
bill. Section 623(e) of the Roth bill and the original Glenn bill
stated that the cost-benefit analysis and risk assessment ``shall, to
the extent relevant, be considered by a court in determining the
legality of the agency action.''
That meant that the court should focus on the cost-benefit analysis
and risk assessment in determining whether the rule was arbitrary and
capricious. Now, the Glenn substitute strikes that language. The Glenn
substitute merely asks the agency do the cost-benefit analysis and risk
assessment, but the agency can do a sloppy job. The agency also does
not have to act upon the analyses and issue a rule whose benefits
justify its costs. In fact, the agency simply can ignore the cost-
benefit analysis. And nobody can do much about an agency that is doing
a bad job. For a reviewing court, the analyses are just some more
pieces of paper among the many thousands of pieces of paper in the
rulemaking record.
The court does not have to focus on the cost-benefit analysis in
determining whether the rule makes sense. Mr. President, that is not
real regulatory reform. That is protecting the bureaucracy at the
expense of the public.
I should also mention that the Glenn bill seriously weakens the risk
assessment provisions of the Roth bill. The Glenn substitute
significantly carves back on the number of agencies and programs that
would have to comply with the risk assessment requirements.
Moreover, the risk assessment language itself is weakened. As just one
example, section 634(c)(1) of the Glenn language reverses the standard
interpretation of how defaults should be used. The substitute relies on
a minority comment in the National Academy of Science report, Science
and Judgment. That is, the Glenn substitute
[[Page S 10107]]
prefers default assumption when relevant data is available. That is not
what good scientists would do. And that is not what the majority of the
National Academy would recommend.
Finally, Senator Glenn has weakened the definition of ``major rule.''
There are no narrative provisions under which OMB could list certain
problematic rules as major rules subject to full analysis.
Now, as I mentioned, if you compare S. 343 with the Glenn substitute,
you would see that, section-by-section, they look similar. Both have
provisions for cost-benefit analysis, risk assessment, review of
existing rules, comparative risk analysis, market mechanisms and
performance standards, reform of the Regulatory Flexibility Act,
congressional review of rules, and regulatory accounting.
But without a focused and effective cost-benefit test, there is
nothing to require future rules to be justifiable and cost-effective.
And without an effective lookback provision with real requirements,
there is nothing to ensure that old rules already on the books will be
reformed. Finally, without effective judicial review, we may as well
not have a statute at all--we could keep the existing Executive order
12866 that governs regulatory planning and review.
But the whole reason for regulatory reform legislation is that the
Executive orders for regulatory review, issued by every President since
President Ford, have not been working well enough. There is widespread
consensus that the regulatory process is broken and that firm action is
needed. There is widespread agreement that many rules have been issued
in violation of the requirements of the Executive orders. Many rules
could not be justified if scrutinized under a cost-benefit test. Yet,
Executive orders since President Ford have required cost-benefit
analysis. The current Executive order of President Clinton, No. 12866,
similarly requires cost-benefit analysis, but again, there is nothing
to ensure that the agencies will comply. There is no effective judicial
review in Senator Glenn's substitute to solve this problem.
I also should add that many of the objections that Senator Glenn and
others have raised are off the mark or have already been addressed.
First, we agree agencies should be required to perform risk assessment
and cost-benefit analysis. Second, S. 343 clearly does not override
existing statutory criteria. Moreover, S. 343 is not a special interest
bill. It does add a petition process to review rules so that the work
does get done. I should also note that we did add Senator Glenn's
sunshine provision verbatim. Finally, as I have detailed, we agree with
Senator Glenn that ``judicial review should be available to ensure that
final agency rules are based on adequate analysis.'' The Dole-Johnston
compromise meets these principles.
The Dole-Johnston compromise merely directs regulators to issue
regulations whose benefits justify their costs. But the bill does not
override existing law. This should not be a radical idea in the White
House or on Capitol Hill. I do not believe that the American people
think it is radical to ask that the benefits of regulations justify
their costs.
Similarly, review of existing rules has been required for almost 15
years under Executive order. Yet, there is a lot of evidence that
getting agencies to review existing rules is a lot easier said than
done. In the first annual report on President Clinton's Executive Order
12866, OIRA Administrator Sally Katzen admitted that bureaucratic
incentives make reviewing rules a difficult undertaking. In discussing
the ``lookback'' requirement of Executive Order 12866, Administrator
Katzen said:
It had proven more difficult to institute than we had
anticipated. . . . [A]gencies are focused on meeting
obligations for new rules, often under statutory or court
deadlines, at a time when staff and budgets are being
reduced; under these circumstances, it is hard to muster
resources for the generally thankless task of rethinking and
rewriting current regulatory programs.
After extensive review of the regulatory process, Vice President Gore
concluded that ``thousands upon thousands of outdated, overlapping
regulations remain in place.'' The long but disappointing record of
executive branch review efforts necessitates a legislative mandate. But
this must be a real mandate, with real requirements. As redrafted, the
Glenn substitute does not adequately address this pressing problem. The
Dole bill will bring real change.
The Dole compromise reflects many comments and suggestions from
numerous Senators of both parties, the Clinton administration, the
American Bar Association, and many scholars and legal experts.
In sum, the Dole-Johnston compromise strikes a balance between reform
that is strong but workable. I urge my colleagues to set aside partisan
politics and support the effort to restore common sense to the
regulatory process.
Mr. President, I yield back the floor.
Mr. JOHNSTON. Did the Senator have a question for me?
Mr. ROTH. No.
The PRESIDING OFFICER. The Senator from Louisiana.
Mr. JOHNSTON. Mr. President, getting back to this question of the
scope of review under section 706 of the Administrative Procedure Act,
which is contained in our bill, there is a subsection (e), about which
there has been some comment and argument. Subsection (e) adds new
language as follows, that:
The reviewing court shall . . . hold unlawful and set aside
an agency action if it is:
(e) . . . substantial evidence in a case subject to section
556 and 557 . . . and otherwise reviewed on the record.
Excuse me, it is not subsection (e). It is subsection (f). It says it
shall hold unlawful an action:
Without substantial support in the rulemaking file viewed
as a whole, for the asserted or necessary factual basis.
This, as I understand it, is a principle of law which is about a
century old. And this codifies that view. It was first proposed by
Senator Bumpers, and I hope Senator Bumpers will come over and defend
this provision.
From my own point of view, it adds, really, very little. It has very
little to do with risk assessment. It has nothing to do with risk
assessment or cost-benefit analysis because that provision does not
relate to risk assessment or cost-benefit analysis. That relates to the
Administrative Procedure Act appeals, which are outside of cost-benefit
analysis or risk assessment.
So it is really, in my view, not a very important issue in this bill.
I hope and believe that Senators will be able to get together on that
issue.
Mr. President, I believe that we have accommodated virtually every
complaint with this bill, save some of those which we have debated. We
have not yet satisfied everybody on toxic relief inventory. But I
believe that is also in the total scheme of things, not a terribly
important provision of this bill.
But we have satisfied the critics of the bill on the question of
supermandate. That was always the hot button in this bill. The House
bill has a supermandate; that is, under the House bill, you can change
existing standards under existing law. Expressly, they override
existing law.
Mr. President, we have made it clear--expressly, explicitly clear--
that there is no supermandate in this bill. We have straightened out
the judicial review provisions, so there is no independent review of
the procedures as opposed to the final agency action.
We have passed the threshold of $100 million, the threshold that
Senators so insisted upon. It is done. It is in the bill. It is passed.
We have straightened out the petition process so that there is one
opportunity to get on the list for review, if you were left off. It is
180 days in length. And, if you miss that 180-day window, then you are
foreclosed for a full 5 years.
The appeal from that provision is consolidated. So that the former
criticism of the Dole bill, the original Dole bill, which was that
there would be this multiplicity of appeals, is simply not here on this
bill. There is one consolidated appeal. It will not overload agencies
or their legal staffs. There will be simply one appeal and one
rulemaking action with respect to the schedule.
We have dealt with the effective date, so that those ongoing rules,
which have been in the making for, in some cases, 2 and 3 years, will
not be subject to either cost-benefit or to risk assessment. They do
not have to do it. They are exempted totally. In fact, all rules are
exempted from cost-benefit or
[[Page S 10108]]
from risk assessment, if the original notice of proposed rulemaking was
filed on or before April 1st, 1995. If it was filed after that, they
have ample opportunity to do what the law requires.
Mr. President, we won the fight on Superfund. Superfund environmental
activities are now out of this bill. And we have passed the Glenn
sunshine amendment.
What we have not done is to go along with what the Glenn-Chafee
amendment now requires, which is to throw out any requirements and to
make this bill completely consensual, because the Glenn-Chafee
substitute is sham reform. If you do not want to have cost-benefit
analysis, if you do not want to have risk assessment, then vote for the
Glenn-Chafee amendment because it is all consensual. If an agency head
wants to do it in his or her sole discretion, then vote to put it in
their sole discretion. There is no judicial review. There is no
requirement. And you can be sure it will not be done.
It will be business as usual if you vote for the Glenn-Chafee
amendment. There is no requirement of meeting a test that the benefits
justify the cost. Oh, to be sure, you must state whether the benefits
justify the costs, but you do not have to meet that test. You just give
the information and go merrily on your way and nobody can question you.
Mr. President, the Dole-Johnston amendment is a workable, logical,
scientifically sound set of requirements that will put agencies of this
Federal Government to a rigorous set of logical steps so that we can
avoid what we have under the present law, which is regulations not
based on science, not based on real risks, but, as EPA said in 1987 in
their own study, that systematically they rate risk according to what
the public thinks about those risks as opposed to what the scientists
think about those risks. That is a 1987 study by EPA, not some industry
group, not some right-wing think tank, but EPA's own study, which said
in 1987 in their publication entitled ``Unfinished Business,'' that
their estimations of risk were wrong.
In 1990, EPA's own Science Advisory Board made a new study of the old
study. They made a new study to determine whether the old study was
correct. And they stated that the 1987 study was correct; that is, EPA
has not been using science or the proper estimation of risks.
To bring science into the proposition is not to erode health
standards. It is not to allow E. coli in meat. It is not to make people
less safe. To the contrary, the way we determine whether someone is at
risk in the health, safety, or the environment is by a scientific
evaluation. You do not decide what to do on a health standard by
consulting some soothsayer or some pollster or some political
operative. You determine what meets a standard of health by looking at
the best science available. That is what we do in this bill. We require
the best science available--not the best politics, not the best
bureaucrat, not the pressure group with the most members, not the one
that can make the most noise, not the one that can meet the most people
at a public meeting, but the best science available. And we require
them to justify the cost--not to get the cheapest, not to get the least
cost, but to get that which satisfies the requirement of health,
safety, or the environment, and satisfies the uncertainties of science
or data.
Mr. President, the Dole-Johnston bill is a tightly drawn bill which
serves the public well. I hope my colleagues will endorse that bill
today and vote cloture.
Mr. President, I yield the floor.
Mr. DORGAN addressed the Chair.
The PRESIDING OFFICER. The Senator from North Dakota is recognized.
Mr. DORGAN. Mr. President, I have listened for some long while to
this debate and participated during previous days in this debate on
regulatory reform.
I must say that in the early stages of this debate, it was beyond
boring. I mean there are boring debates and then there are boring
debates that are well beyond the definition of boring. I suppose the
reason for that is because the language of this legislation--and also,
in some respects, the language of the debate itself--is technical and
so arcane and so terribly difficult to understand. I suspect for that
reason it has not been very interesting.
Yet the debate itself about regulatory reform, or what kind of
regulations we ought to have in this country, is a debate that will
affect every single American. It is very important, especially this
debate as it relates to the safety of what we eat and drink and
breathe. It relates to the controversy that we have had now for a
couple of decades over how we do things in this country.
It was not too many years ago that we did not care much about
environmentalism or about environmental concerns. The issue was if you
are going to produce widgets or you are going to manufacture widgets,
you get yourself a manufacturing plant and you start manufacturing
widgets, whatever they are, and you can dump the pollution into the
airshed; you can drop your raw chemicals into the waters and streams
and lakes. It just did not matter because you were providing jobs and
producing widgets. And, of course, what you were doing was passing the
costs of this manufacturing down the road to someone else who someday
would be required to clean up the air and those streams and rivers and
lakes.
About 20 or 30 years ago, the people in this country started asking a
question: Would it not make more sense for us to stop spoiling this
place in which we live by requiring those who produce and those who do
certain things to do it without despoiling the air or the water? Would
that not make more sense? And, of course, those who were producing,
those who wanted to dump chemicals and effluents and pollution into the
air, and those who dumped chemicals into the water, did not want to
change the way they did business. Frankly, it was costly to change the
way they did business.
I have told my colleagues before; I grew up in a town of about 300 to
400 people, which is a small town, in North Dakota. When I was a young
boy, my father ran a service station and farm implement dealership, and
part of what was done in that service station was people would drive in
and we would change the oil in their cars. After we had changed the
oil--we would take the nut out of the crankcase and drain their
crankcase of the used oil--it would go into a barrel, and when the
barrel was full, the barrel was poured into a large tank. And when the
tank was full of all of this used oil, we would hook the tank up to a
little co-op tractor and drive up and down Main Street of Regent, ND.
We had a pipe on the back of that tank with little drip valves on it,
and we would drip that used oil all up and down the Main Street of my
hometown.
Why did we do that? Because my hometown did not have paved streets,
and it was a wonderful thing that the Farmers Union Oil Co. did for
Regent. And for that matter, it was a wonderful thing the Regent Garage
did for Regent. Every so often, when they had enough used oil in their
tank, they hooked it behind the tractor and drove up and down Main
Street and dripped that oil on Main Street to keep the dust down.
That was an old-time version of blacktop, I guess, just drip used oil
on Main Street to keep the dust down. Of course, if you caught someone
today riding a little co-op tractor dripping a barrel of used oil on
Main Street of Regent, ND, someone would soon have them on the way to a
penitentiary someplace because that is a very serious violation of
Federal law and State law. You cannot decide to drop oil on the main
street of a town in order to hold the dust down as we did because we
understand now, many decades later, we were contaminating and polluting
and ruining our water supply. It was not the right thing to do. We did
not know it at the time; we thought we were doing a good thing at the
time. The people of my hometown thought it was wonderful. But we were
polluting the water supply, contaminating groundwater.
So we have rules and regulations that say you cannot do that. If you
are going to take used oil out of cars, you are going to have to figure
out a way of disposing of that used oil without ruining our water
supply--a fairly simple requirement except it costs money. It is a pain
for somebody who is changing oil in cars to have to figure out what to
do with that used oil. It costs money to
[[Page S 10109]]
deal with that used oil in the right way.
Well, is it reasonable to require that we not dump that on the
streets or dump it in a ditch someplace? Yes, that is reasonable. And
it is a cost that then is passed on with the cost of doing business.
In a much larger way, we have had that same debate with respect to
air pollution. In the 1970's in North Dakota, there was a decision that
we were going to use a lot more lignite coal. We are part of the Fort
Union Basin, which has the largest lignite coal deposits in the world.
In order to produce electricity to fuel Minneapolis, using lignite coal
from North Dakota out there in the prairies, they wanted to build large
coal-fired generators to burn that coal and produce electricity. The
problem with that was that North Dakota was to host this lignite coal
burning. If you are going to burn lignite coal to ship electricity to
Minneapolis-St. Paul, for example, so they can have heat in the winter
and air conditioning in the summer, do we want air pollution in our
airshed in North Dakota as a result of doing that? The answer is no.
So in the 1970's, I and two or three other fellows led at the time a
fight in North Dakota to say if you are going to build coal generating
plants in North Dakota, you are going to do it right. In other words,
you are going to be required to use the latest available technology
with respect to your stacks, and the effluence or emissions that come
from those coal-fired generating plants have to be reduced by using the
latest available technology; in other words, wet scrubbers on those
stacks to clean the air. Expensive? You bet. Very expensive. Was it the
right thing? Well, 20 years later, I can tell you I am proud of having
been involved in that fight and proud of having been in a group that
won that fight in North Dakota because, yes, we burn a lot of lignite
coal. I am pleased that we do. But it is burned in plants that have wet
scrubbers and the latest available technology to prevent the kind of
pollution we would have had.
The result is that North Dakota met the clean air standards. We still
have a good airshed, largely because we fought the fight and said you
are required to do this the right way. That was a regulation, a
requirement. Was it a pain for somebody? Was it costly? Yes, it was.
But it was the right thing, as well. Had we not done that, we would
have produced power and sent it east somewhere and we would have been
stuck with dirty air in North Dakota. It is not the right way to do
things.
Now, the issue with respect to this matter in this Chamber is an
issue, it seems to me, of what is reasonable. Some call this regulatory
reform. Others call it regulatory rollback. I happen to believe there
are a lot of silly, unnecessary, and unreasonable Federal rules and
regulations, and we ought to get rid of them and the people who write
them. There is no excuse for that. But we ought to deal with facts, not
fiction.
It is interesting, in the book The ``Death of Common Sense,'' among
other things, it is said a dentist is now prevented from extracting a
tooth, a child's tooth, and giving the tooth to the child. I thought to
myself when I read that, what on Earth is happening? Who would write a
rule like that? Well, I looked into it. It turns out it is not true--a
great story, but it just is not true.
There is a host of those kinds of myths that gain life because
someone said it in an anecdote that turns out to be just not true. In
fact, there are a dozen or so that have been used in the Chamber, which
I am going to come and describe, and most of those dozen are not true
either. I will do that in a subsequent presentation. It is one thing if
we are dealing with fact. It is another thing if we are not dealing
with the truth.
One of the issues that has been raised in the Chamber as silly
regulations, we are told, is that a worker cannot wear a beard. In
fact, I think it was on Senator Hatch's top 10 list, No. 9. It says
forcing a man to choose between his religion and his job because rules
do not allow workers to wear a mask over a beard. A stupid rule,
Senator Hatch alleged.
Well, I looked into that to try to understand: Is that the case? The
Government, at least to the extent that I have been able to find--and
maybe someone will correct this--never forces workers to choose between
their safety and their religious beliefs about wearing beards.
There are some businesses that do that, that require their male
employees to be clean shaven. This actually deals with the question of
respirators, which prevent workers from breathing in harmful substances
such as asbestos, lead, or toxic chemicals, and apparently about 2.6
million American workers do wear respirators. One kind of respirator
does not work if you wear a beard, because you do not get a good seal
around your mouth.
But a better respirator can work even if you wear a beard. And if you
use environmental engineering controls, to stop workers from breathing
in these toxic substances in the first place, you do not need to wear a
respirator at all.
So the fact is the Government does not force workers to choose
between their safety and their religious beliefs about wearing beards.
Here is another one. An elderly woman cannot plant a rose garden. No.
3 on the top 10 list of silly regulations. We do not have any idea
where that comes from. The suggestion, I guess, is that section 404 of
the Clean Water Act is preventing someone from gardening as they
wished. As we understand it, the story turns out to be almost entirely
apocryphal. A number of people have tried to get the facts on this
silly regulation, or alleged regulation.
It first appeared in 1991, I understand. It was alleged it happened
to a woman in Louisiana. And then when retold, apparently it happened
to a woman in South Carolina. And then retold again, it turns out it
was probably a woman in Georgia. The Heritage Foundation said that this
was a woman in Wyoming. Well, the Army Corps of Engineers has never
been able to determine where this story might have come from.
Perhaps if Senator Hatch, or others, might tell us who this happened
to and give us some details, we can verify whether this is actually the
case. At least those who have tried to verify this say the allegation
that an elderly woman was prevented from planting a bed of roses on her
own land is simply not the case, simply not true. There are no facts to
support it.
There are a whole series of these myths.
No. 4 that was offered in a chart, Senator Hatch's list of top 10
silly regulations, was failing to approve a potentially lifesaving
drug, thus forcing a terminal cancer patient to go across the border to
Mexico to have it administered.
Now, I want to note that we have provisions of the Federal Food, Drug
and Cosmetic Act in this country that do relate to the question of what
drugs patients who are terminally ill may use.
First, since 1968, the FDA has had what is called a ``compassionate
use policy,'' to permit the use of a drug that is still being tested if
there is no other drug available for the condition. Second, the FDA may
make promising drugs that are still under investigation available to
terminally ill patients before the drugs go on the general market.
Third, FDA now has a new fast-track procedure to speed approval of new
drugs for serious or life-threatening illnesses.
I understand that there are some concerns about the speed or the pace
with which the FDA acts. It seems to me that the Congress and the FDA
have tried to address this issue.
You know, the FDA has had an interesting history in this country.
They have been careful, it is true. A recent study showed that 56 drugs
have been removed from the market in the United States, Great Britain,
France, and Germany since 1970. In other words, drugs have been removed
from the market 56 times. Of these, only nine removals occurred in the
United States. Why? Because the drugs that were removed from British,
French and German markets were not approved by the FDA.
Mr. JOHNSTON. I wonder if the Senator will yield.
Mr. DORGAN. I will be happy to yield.
Mr. JOHNSTON. The Senator has been talking about the list of the top
10 worst regulations. Frankly, I have not paid too much attention to
those anecdotal sort of things. Is the Senator aware that EPA did a
study of its own
[[Page S 10110]]
regulations in 1987 called ``Unfinished Business: A Comparative
Assessment of Environmental Problems,'' and that they concluded that
their own estimation of risk did not comport with scientific risk, but
rather with the public opinion about those risks? Is the Senator aware
that was EPA's own evaluation of its own regulations?
Mr. DORGAN. I am familiar with the study, but I have not had the
opportunity to review it in detail.
Mr. JOHNSTON. I have a copy of it here. I wonder if the Senator is
aware that in 1990, the Science Advisory Board did a study of that and,
in effect, concluded that the first study was correct; that is, that it
did not comport with scientific evaluation of those risks, but rather
with public perception of those risks. The Senator was not aware of
that?
Mr. DORGAN. Again, I have not examined the results of that study in
depth.
However, I do not think the Senator would use either study to
demonstrate a conclusion that the central thesis of what I am talking
about, the Clean Air Act, the Clean Water Act and a whole range of
other health, safety and environmental standards, are somehow not
grounded in science or not grounded in fact. I think the Senator would
not be correct if he says the bulk of what we do to make sure our water
is safe, to make sure our air is clean, to make sure drugs are tested
and safe, the bulk of what we do is inappropriate. The Senator would
not be making that case, would he?
Mr. JOHNSTON. Absolutely not. As a matter of fact, we have
specifically stated that all of those laws to which the Senator refers
will not be changed in any way, will not be overridden. I thought it
was clear in the original Dole-Johnston bill, and we have had a lot of
debate here, as the Senator knows, about the question of whether it was
clear. We accepted the amendment that made it doubly clear; that is,
that each one of those laws will remain in full force and effect, all
the standards will be there.
What we are dealing with here is rules. When you take those laws and
translate them into rules, what we are saying is that you must look at
those laws through the lens of sound science and proper risk
assessment, rather than public opinion, politics, emotion, prejudice,
superstition--whatever. We are saying translate those good laws, which
protect public health and safety, but do it in a rigorously logical and
scientifically appropriate way. Would you agree with that?
Mr. DORGAN. Well, as the Senator states that principle, I have no
substantial disagreement with him. However, the Senator understands
very well what is at work with respect to this body of change and
reform. The Senator is perhaps familiar with the stories of the bill
that is similar to this one--though not identical--the regulatory
reform bill that went through the House of Representatives?
Mr. JOHNSTON. It differs with this bill as night does day.
Mr. DORGAN. Perhaps. My point is with respect to the regulatory
reform agenda, I know the Senator has read the accounts and probably
verified them in discussing them with our colleagues that the bill in
the House of Representatives was actually written by a bunch of
lobbyists sitting in a room saying, ``This is what we need to have
happen.''
I guarantee you this--I just guarantee because I have been in these
fights in North Dakota for a long time, with respect to air pollution
and other matters. The corporate system is interested in profit, and
they should be because they are responsible to their stockholders. When
they sit around and propose regulatory reform legislation, they are
designing to find ways to weaken the Clear Air Act, the Clean Water Act
and a whole series of regulatory standards. That is simply the way it
works. I think that is unfortunate, but they have every right to try to
do that. I want to make sure we get rid of the silly and the outrageous
regulations--and there are some--but I want to keep the foundation of
what we have done.
Is the Senator aware of this: I wonder if the Senator is aware--
likely, because I think he is one of the best in the Senate on the
issue of energy and related issues--that in the last 20 years, we have
nearly doubled the amount of energy we use, and yet the airshed in
America is cleaner than it was 20 years ago?
Mr. JOHNSTON. Absolutely.
Mr. DORGAN. If the Senator is aware of that, the Senator, I think,
would agree with me that is not because the captains of American
industry said, ``We ought to invest our money to clean the air.'' It is
because Congress decided to do something. We decided to say to people,
``When you produce, part of the cost of the production is the
requirement not to pollute America's air.''
Mr. JOHNSTON. And that is why we have every single provision of that
Clean Air Act unchanged, not overridden, and the full force and effect
if this bill passes.
Did the Senator know the original risk assessment was proposed by a
Democrat, namely me, and passed overwhelmingly here?
Mr. DORGAN. In the last session of Congress, absolutely.
Mr. JOHNSTON. I do not know what happened in the House, whether or
not lobbyists were involved in it. That is irrelevant to this bill. We
took the original Dole bill which came out of committee, which, in
turn, differed from the House bill, and made over 100 changes,
including all of those I talked about. So I do not know how it started
or how it changed or how the House did it or what the Louisiana
Legislature did. I am telling you what is before the Senate now, which
is the relevant thing, and what is before the Senate now is a tough
bill which incorporates all of those good provisions for clean air and
water that the Senator speaks about.
Mr. DORGAN. I appreciate the Senator's participation. I have great
respect for Senator Johnston.
Let me finish what I was trying to say.
Mr. LEVIN. While the Senator is yielding, if the Senator will yield
for an additional question.
Mr. DORGAN. Yes, I yield.
Mr. LEVIN. The Senator from Louisiana asked if the Senator was
familiar with a number of documents, and there is a third document I
would like to refer to, which is the March 1995 report, later than the
two documents to which the Senator from Louisiana referred.
In the 1994 report of the National Academy of Sciences--that report
entitled ``Science and Judgment in Risk Assessment''--they made a
number of specific recommendations to the EPA where they might improve
policies, practices, and methods of risk assessment, but also concluded
the following:
EPA's approach to assessing risks is fundamentally sound,
despite often-heard criticisms.
I ask this question of my friend--as to when the Senator was
reviewing the two earlier documents of the Senator from Louisiana--
whether he might also add to that reading list the 1994 report of the
National Academy of Sciences?
Mr. DORGAN. I would be happy to add that report to the list of
reports I should review. I have heard the Senator from Louisiana refer
to his two in previous debate. I doubt whether the conclusion one can
reach from them is that you have a bunch of folks proposing regulations
on unscientific basis. Let us think about the facts here.
The fact is we use twice as much energy now and have cleaner air. Why
is that? Because we have clean air regulations that do not work? Of
course not. They have succeeded. One of the things we at least ought to
take credit for is having marched in the right direction. I think the
Senator from Louisiana would not contest that. He is making the case,
yes, that is probably true, but we are not interfering with that.
So let us understand that what has been done in the name of
regulation, in many instances, has been awfully good for this country.
We now have started to clean up America's airshed. I think a lot of the
kids and families would say thanks for that. That is the right thing.
We want to live in a healthier place. My sense is that if you ask folks
out there: Do you think that the food safety standards in this country
make sense? Would you sooner go into a restaurant and order a side of
beef--not that the Senator from Louisiana would eat a whole side of
beef at one sitting--but would you like to see on that side of beef one
of those big stamps that says ``USDA inspected,'' or would you
[[Page S 10111]]
like to see that it has a little stamp that says, ``This side of beef
was inspected by Sid and Arnie's Meatpackers Co.''?
Well, look, I think what we have done for food safety has made a lot
of sense in this country. I will not tell the stories about bread and
rat poison and meat going down the same holes in the 1900's before we
decided to have meat safety standards.
Mr. JOHNSTON. The answer is, of course, I want that ``USDA
inspected'' label on there, and I want scientists to make that
inspection based on scientific standards and not on some public opinion
poll or some prejudice or some superstition. Put good science in the
picture. That is all we are saying. I want the inspections to continue,
but with good science. That is what we are about. You know, it is the
scientists who discovered E. coli, not some pollster out there reading
the results of the last election.
Mr. DORGAN. The Senator knows what has happened with E. coli in the
last couple of days. He has read the reports about outbreaks in three
or five States in recent days. We are now going to be talking, one of
these days--I hope seriously--about inspection of fish and seafood.
That is now voluntary in this country, and it ought not be. When we get
to that point, I wonder whether we will be as aggressive and interested
in making sure that that inspection is the equivalent of other flesh
food and that we will have the same kind of assurance for the American
consumer that they are buying fish and seafood that is healthy and
wholesome.
I happen to think that in some areas regulations make sense. I do not
think the Senator from Louisiana disagrees with that. But we have been
in this circle here where if somebody holds up a silly regulation, I
guarantee you--and I know we are not debating the House bill--that that
bill was written by the people who want to get out from under the cost
of regulations. People used silly examples then to demonstrate the
rule. Well, even if the exception is true, it does not demonstrate the
rule.
We are always debating things the Government is spending. Somebody
might say, gee, ``Did you know somebody in a research is studying the
sex life of a screw worm?'' Yes, they study that with public dollars.
Why? They did that to save the beef industry in this country. And they
did. I cannot even describe to you the cost-benefit ratio of that work.
But someone can make fun of that, I suppose, or the fact that somebody
was sitting in a laboratory with dark glasses studying molds and
discovered penicillin. You can go on forever.
With respect to regulations, we go through the same kind of
situation. Someone holds up a silly one--and there are some--and says,
``This demonstrates the rule.''
I am going to support the Glenn-Chafee regulatory reform substitute
because I think it moves in the right direction. It is substantial
reform. It requires agencies to show that benefits justify the costs,
but it does not allow the cost estimates to control, just singularly--
--
Mr. JOHNSTON. If the Senator will yield, I submit to the Senator the
Glenn-Chafee bill does not make such a requirement. It makes a
requirement of stating whether the benefits justify the cost. But it is
no longer a decisional criterion. You state it, but you do not have to
comply with it. That is the point.
Mr. DORGAN. I will yield soon, but I say that my understanding of the
Glenn-Chafee substitute is that it requires that the agency use a cost-
effectiveness standard, and the cost effectiveness standard, in looking
at which regulatory scheme or approach to use, is substantially
different than what I believe your proposal would require, which is the
least-cost standard. You might find a standard that is the least cost
but is less appropriate than the most cost-effective standard. That is
how I view the differences in these proposals.
I yield to the Senator from Michigan.
Mr. LEVIN. The Senator has pointed exactly to one of the major
differences in the two bills, which is the requirement in the Johnston
bill that you go with least cost, unless there is a certain
nonquantifiable benefit. But if the benefits are quantifiable--which
they are in many instances--you are forced to go with the least cost,
even though a slightly larger cost would produce a major additional
benefit.
So the Senator is exactly right on that. On the question of whether
or not cost-benefit analyses were required in the Glenn-Chafee
substitute, it is required. It is right here on page 29, line 14. I am
going to read the language because it is required, but if it cannot be
given, then the agency must say why, in fact, the certification that
the benefits justify the cost cannot be made, because there are
instances where an agency cannot make that certification. This is the
language:
The agency must certify that the rule will produce benefits
that will justify the cost to the Government and to the
public of implementation of and compliance with the rule, or
an explanation of why such certification cannot be made.
And in addition to requiring that that certification be given, the
Glenn-Chafee approach is that Congress is then put in the position
where, if such a certification is not or cannot be made, then it will
or can veto such a regulation. We are put in the position, because of
the expedited process here, for Congress to review regulations, and
where the benefits do not justify the costs or any other regulation, we
are accountable.
Finally, there is some accountability in the elected officials of
this land for the regulations which people might think are burdensome.
We are not going to be able to hide behind the regulators under Glenn-
Chafee. We have here legislative veto.
So in the event an agency cannot certify that the benefits justify
the cost, someone can come to us--a constituent can come to us and say,
hey, look at this cost-benefit analysis. They are producing here
something which costs $1 billion and only produced one-half billion
dollars in benefits. We want you to veto that because it does not make
sense. We are not going to have any excuses--no more excuses, no more
hiding behind regulatory agencies. So there are significant differences
between the two bills, but they are not both regulatory reform, and
cost-benefit is required in both bills. The difference is what happens
when an agency cannot certify, or should certify, that the benefits
justify the cost under Glenn-Chafee. We then take the position as to
what should happen.
Mr. DORGAN. Mr. President, I know that others want to speak. Let me
make two final points on this subject. I appreciate the comments of the
Senator from Michigan.
It is very hard, it seems to me, for anyone to talk much about
success. Failure is what sells. Scandal sells. Success is largely
boring.
You know, Gregg Easterbrook has recently published a book about the
circumstances we face in this country with our air and our water. He
points out something most Americans probably do not know, that our air
is cleaner now than 20 years ago. Is it perfect? No. Are we moving in
the right direction? Yes. Our water is cleaner now than it was 20 years
ago. Our lakes, rivers, and streams are cleaner than 20, 25 years ago.
Think back 20 or 25 years ago. Most people foresaw an era ahead of
gloom and doom. That seemed to be where we were headed--more pollution,
more use of energy, and more pollution of our air, of our water. And
they figured that we were consigned to do that. It was inevitable, they
thought, because we could not control it.
Congress decided we wanted to do something about it, and we passed
legislation and said we have to change the way we do business. Yes, it
is costly. Yes, it is probably a pain to do that. But we insist it is a
cost of doing business, to keep America's airshed clean, to clean up
our rivers and streams.
Mr. President, 20 years later we can stand on the floor of the Senate
and debate regulations and talk about the fact that we changed the
direction this country was headed in. How? By regulations, by laws that
say we demand this country change the way it is moving.
Now, I happen to think that is wonderful. We should claim a little
success in areas where we have made progress.
Those who are elected to Congress under a regime of reform or change,
who come here thinking they ought to change what is successful, in my
judgment, jumped on the wrong wagon on the way to town.
We ought not be reforming something that is working and moving us in
[[Page S 10112]]
the right direction. If anyone believes that the direction of the
regulatory reform bills in the House and some that have been proposed
here would weaken the fundamental structure of our attempt to clean our
air and clean our water and keep our food safe, it seems to me the
choice is pretty clear. The choice is to support the Glenn-Chafee bill,
which does reform our scheme of regulations in a sound and a practical
way but does not jeopardize what we have accomplished in this country.
When I began this presentation, to those who took umbrage when I said
this debate is beyond boring, and for those who have participated in
it, I do not mean this personally. I say it is beyond boring because
most of it is so fundamentally arcane and technical and hard to
understand, but it will affect the life of every American citizen. It
might be boring, but it is critically important.
If we strip the peeling off, we are talking at the roots, yes, about
E. coli; yes, about mammograms. We are talking about health, safety,
clean air, clean water, and that affects every single American. That is
why this debate is important. It is why it is important we get it
right.
Finally, it is why it is important we not decide to be champions of
change in areas where we are successful. That makes no sense.
That is why I come here supporting the Glenn-Chafee bill, the
substitute, and hope that we will not invoke cloture late today, and
instead decide to embrace the Glenn-Chafee regulatory reform
substitute. I yield the floor.
Mr. BOND. Mr. President, I thank the Chair. I rise to support S. 343,
the Comprehensive Regulatory Reform Act of 1995, and in strong
opposition to the amendment offered by our friends, the Senators from
Ohio and Rhode Island.
Let Members know at the outset that the Dole-Johnston substitute is
not a regulatory repeal act. It is not a regulatory prohibition act. It
is, in fact, a strong, regulatory reform act.
It reforms the way Government regulations are issued, with three
goals in mind: First, to bring accountability to the bureaucrats
writing the regulation and, just as importantly, to those in Congress,
who, after all, write the laws that generate those regulations; second,
it attempts to bring a little common sense to the regulations that are
issued; third, it brings a little more honesty to the way we talk about
what we are regulating and why some truth in regulating is necessary.
I am afraid that the Glenn-Chafee amendment comes up short when
measured by these criteria. This is an effort to go back to the status
quo. It will ensure we stay where we are. It would fail to ensure that
Government agencies obey the law and follow common sense like the rest
of Americans have to do.
If the Glenn-Chafee amendment were to be adopted, we might as well do
nothing--for that is, in fact, what will happen. There will be no
change. Same old 6's and 7's, the same old way we have been doing
things.
It is my contention that we simply cannot afford to do nothing. We
cannot accept the status quo. Regulations are like water: Too little
and you cannot live; too much and you drown. In our crowded society,
there is no question that regulations are needed to help make our
communities a better place.
As has been pointed out at length in the recent discussions on this
floor, over the last 25 years, environmental regulations have helped
ensure that the air we breathe is cleaner, the water we drink is safer,
and the rivers we fish and play in are increasingly less polluted.
Workplace regulations have made our jobs safer. One would think from
listening to the recent debate that we were going to change all that.
That is not the point.
Those who argue for 25 years are not being contested. But the
argument is about here, today, and where we go from here. That is the
point that has been missed in some of the discussions we have just
heard.
In recent years, the fact is that government regulation has risen to
the level where it is choking off the growth of jobs, the growth of
economic opportunity and the betterment of the way of life of everyone.
Just like the waters of the Missouri River that recently rose to
flood part of my home State of Missouri, we are suffering a flood tide
of regulation. The Comprehensive Regulatory Reform Act of 1995 will go
a long way to stop the rising tide of overregulation. When the
President signs this legislation, as I believe he eventually will,
because he must, we are going to reduce the burden of government
regulations below the flood stage so that regulations continue to
enhance the quality of life, not interfere.
Now, opponents of this legislation have taken the approach that there
is no problem with overregulation; regulation is only good. We have
heard stated how many good things regulation has done. They say, Do not
worry, be happy; regulatory burdens are all in your imagination. To
that I say, respectfully, Bunk. Get outside the beltway, ask the people
who live and work in the rest of America what they think. Ask the
people who have to comply with the regulations. Ask small businesses.
I have had the opportunity as chairman of the Small Business
Committee and as cochair of the Regulatory Relief Task Force to hear
plenty from people in small business. Last week, I spoke on this floor
about a series of field hearings the Small Business Committee has held
around the country. I can say that the Senators who attended those
hearings had our eyes open to what is going on with small business and
the cumulative burden of regulations.
As the Chair well knows, we heard in Memphis from people from all
different areas of small business how the burdens of government
regulation were making it impossible for them to continue to bring the
jobs, to provide the products that were essential, not only to the
economy, but to the well-being of the people in that area.
Just last month, I heard the same message from delegates to the White
House Conference on Small Business. They made it very clear to anyone
who was willing to listen that excessive overreaching regulations and
outrageous enforcement zeal are a top priority for the Nation's small
entrepreneurs who create large numbers of new jobs.
These delegates came to Washington, took time away from their
business, spent their money, and devoted resources and effort of
extraordinary magnitude to speak on behalf of small business.
They voted on the biggest concerns to small business from a list of
several hundred proposals, from judicial review of the Regulatory
Flexibility Act to cost-benefit analysis, to protection for self-
audits, to sunsetting old regulations, to reform of OSHA--the delegates
sent a clear message to us and to the President. Maybe some people
stuck inside the beltway do not know that regulations are a big
problem. But small business knows that it is drowning in a floodtide of
regulations.
Mr. President, I ask unanimous consent to have printed at the end of
my remarks the list of the top 30 concerns as voted on by the delegates
to the White House Conference on Small Business, so everyone can see
how important this legislation is to small business.
The PRESIDING OFFICER. Without objection, it is so ordered.
(See Exhibit 1.)
Mr. BOND. I do not believe the delegates to the White House
conference would want to see this bill weakened by the Glenn-Chafee
amendment.
Let us look at environmental regulations as an example of the rising
cost of regulation. In the past, environmental regulations were based
on common sense and they have been responsible for giving us a much
improved quality of life. But increasingly they are now choking off
American entrepreneurship and producing fewer and fewer benefits.
I think I understand why this is happening. Because, to me, solving
our environmental problems is a little like harvesting a Missouri
soybean field. You can get most of the soybeans quickly and efficiently
with a modern combine. It is an expensive machine but it is worth the
cost because it is fast, efficient, gets the soybeans that provides a
vital food source supply, and it does so in an economical way. We could
build a superefficient combine, designed to harvest almost every single
soybean, leaving almost none behind, but it would sure be a lot slower
and it would undoubtedly be far more expensive. And very few farmers in
Audrain
[[Page S 10113]]
County, MO, where I am from, could afford it because it would only get
a few more soybeans. You could even take that one step farther. You
could get every last bean, perhaps, if you hired an army of people to
crawl through the fields on their hands and knees, looking for any
single bean the machine has missed.
The point of all this is, simply, there is a diminishing return on
investment at some point. Sooner or later, you have to say enough is
enough and move on to another field. When is it that you say enough is
enough? You say enough is enough when science says that it is enough.
If there is something truly dangerous, if the gathering of that last
soybean out of the field has to be done for critically important human
health, welfare and environmental needs, then yes, let us talk about
getting that last bean. But when there is no real danger to the
environment, or to human health, what good is there to pursue
perfection?
Environmental regulations work just like that. Initially, our
regulations were based on common sense and well worth the money we
spent to reduce pollution. Nobody wants to go back--and nobody is
talking about going back--to the days of dirty water, dirty air, dirty
food. We have made great gains in environmental quality and
significantly reduced pollution at moderate costs.
But in the last few years, I will tell you, something has gotten out
of whack. In many areas of environmental protection we have found the
costs to get those last few molecules of pollution skyrocketed.
Achieving additional gains is exorbitantly expensive, with more and
more money being spent on fewer and fewer results. In these areas we
have reached the point of dramatically diminishing returns.
If we cannot achieve zero risk--and most scientists I talk to tell me
that nature and this world is not a zero risk environment--does this
mean we should stop writing regulations to protect our health and
environment? No. Not at all. It simply means we cannot afford to
regulate unwisely, as if we were going to achieve a zero risk, absolute
perfection ideal, without regard to costs.
The current effort before us today in this body is to pass regulatory
reform. Foremost, it is to ensure that regulation is done wisely. Those
of us who are pushing for reform believe that knowledge, scientific
knowledge and common sense, are important parts of wisdom. If we are
going to spend $160 billion on the environment, we think everyone
should get a better understanding of what kinds of risks we are
protecting against, the benefits of specific regulations and the cost
of those regulations.
The real tragedy of this is that our desire for perfection will
bankrupt us and divert our efforts away from more significant risks.
Every day of every year, real people die because we have misallocated
our resources. One study conducted at the Harvard Center for Risk
Analysis has shown that if EPA did a better job of prioritizing the
resources consumed by a sample of 90 average regulations, 1,200
needless deaths would be avoided. That is just 90 rules at just 1
agency.
Across the Government, this same study showed that by using common
sense and getting the most bang for the buck, we could save tens of
thousands of additional people every year without imposing any
additional cost on our cities or businesses. These are the real victims
of the status quo. The complaints of how this bill might lead to
someone being exposed to some increased theoretical risk pale in
comparison to the deaths that occur every day because we have spent our
resources responding to the latest media scare instead of basing our
decisions on sound science and cost-benefit analysis.
Those on the other side who are exposed to regulatory reform--there
are some who are opposed to any kind of regulatory reform, they like it
just the way it is--like to trout out the phoney scare stories of the
victims of E. coli food poisoning. They know that this bill contains
clear safeguards for regulations that protect us from food poisoning.
But the other side does not say much about those who are inquired or
killed every year because we waste resources on trival risks, instead
of focusing on the real health and safety risks. These are the victims
who are left with no hope if the Glenn-Chafee amendment passes.
The Dole-Johnston substitute has three simple goals: we want
Government regulators and the Congress to be more accountable for their
actions. We want Government regulators to be honest. And we want them
to use a little common sense.
Central to increased accountability are the congressional review and
tailored judicial review provisions of this bill.
Judicial review of the Regulatory Flexibility Act was the third
highest vote-getter at a recent White House conference. Let me take
just a moment to explain why this is important.
The Regulatory Flexibility Act, for those who are not familiar with
the terminology, refers to a measure passed in 1980 by Congress. It was
supposed to give a break to small business by telling agencies that
they had to be flexible in passing regulations that deal with small
business. They were supposed to conduct a regulatory flexibility
analysis to see if there are other ways of getting the same job done if
it affected small business.
Unfortunately, the problem was that Congress in its wisdom--and I
apologize for the oxymoron--struck any kind of judicial enforcement out
of the Regulatory Flexibility Act. So what happened? Every time the
Advocacy Council and the SBA went to another agency and said, ``You did
not comply with the Reg Flex Act,'' or a small business went in and
said ``You did not comply with the Reg Flex Act,'' the answer in too
many cases was, ``Tough. There is nothing you can do about it.''
There we see the provisions of the Glenn-Chafee amendment making
judicial review almost ineffective, totally ineffective in many
instances, if there is only a show of cost-benefit analysis. We do not
want to make that same mistake again. We put in an appropriate judicial
review for reg flex, and on decisions such as cost-benefit analysis.
The judicial review provisions of S. 343 will provide a much-needed
check on the actions of agencies, without subjecting rules to judicial
scrutiny of minute procedural steps. This provision strikes the right
balance between accountability and a desire not to clog up Federal
courts.
The bill provides for greater congressional accountability by
including the provisions of the Nickles-Reid Congressional Review Act
passed by the Senate 100 to 0. There are two important changes. First,
the period for congressional review is extended from 45 to 60 days.
Second, the threshold for rules whose effectiveness is delayed during
the congressional review period is tied to the overall definition of a
major rule.
The second goal of the bill is more honesty in the pronouncements of
the Federal Government. S. 343 would for the first time require Federal
agencies, not only to tell us what they know, but also to tell us what
they do not know, when it comes to assessing risks. EPA would no longer
be able to hide the ball from the public in their analysis of
regulations. From now on, Federal agencies will have to come clean on
the assumptions they make and the quality of the science they use in
making regulatory decisions. This is a provision that ought to be
called truth in regulating legislation. I expect and hope that as a
result of this legislation, many so-called risks that EPA tries to
regulate will turn out--like the alar scare--to be based more on fear
than fact. After passage of this legislation, if sound science
indicates that a significant risk needs to be addressed, then, of
course, we must support sensible and cost-effective regulations. That
is what this is all about, making sure that we get regulations focused
on the design to get rid of those risks.
This bill is also about a return to common sense in regulating.
Federal agencies spend too much time focusing on the small risks and
not enough time on the big risks. This legislation would go a long way
toward fixing that. This bill directs agencies to set priorities with
the goal of achieving the greatest net reduction in risk with the
public and private sector resource expended, and to incorporate those
priorities in the agency budget, regulatory agenda, and enforcement and
research activities. As I mentioned last week, over the last several
years in the Appropriations Committee, the ranking member
[[Page S 10114]]
on the HUD-VA Subcommittee, Senator Mikulski, and I, have been pushing
agencies to use comparative risk assessments to prioritize their
budgets to focus on the biggest risks. The National Academy of Public
Administration recently released a report to the Committee on the EPA
entitled ``Setting Priorities and Getting Results.'' One of its top
recommendations was to ``Use comparative risk analysis to inform the
selection of priorities and the development of specific program
strategies.'' It only makes sense that agencies use their resources to
tackle the worst problems facing the country. Sound like common sense,
but the sad fact is that is not what's happening today.
The bill includes an additional way to bring some common sense to
regulatory decisions--cost-benefit analysis. The basic idea is a simple
one. We should spend more resources and effort on big problems and less
on small problems--that is cost-benefit analysis, that is what is so
scary to the opponents of this bill. We say that in meeting the
requirements of existing laws, Government agencies should pick a
regulatory solution with costs that are justified by the benefits. It
seems astounding to me--and I think it would to most people in
America--that today Government regulators write rules for the rest of
us without an established procedure to evaluate costs and benefits, but
frankly that is what is happening. And it is even more astounding that
some people have been using emotional appeals to generate irrational
fears of this commonsense approach that all of us use in our everyday
lives.
Finally, the bill repeals the Delaney clause, one of the worst
examples of regulation with no basis in sound sciences. Public health
protections are maintained with a replacement provision that allows
regulation unless there is only a negligible or insignificant
foreseeable risk to human health. American farmers will no longer be
hamstrung from using safe and effective crop protection products simply
because our technology lets us measure parts per trillion or parts per
quadrillion.
We have had testimony before our committee from scientists, including
the President's own Science Advisory Board, saying the Delaney
amendment is no longer good science. The Delaney amendment cannot be
justified in a time and day when we are able to measure the most minute
parts, parts per trillion or even quadrillion. This is not sound
science they have told us. It is time to get the Delaney amendment off
the books.
Mr. President, the Dole/Johnston substitute will help small business
that are hamstrung by Government redtape. That is why it has the
overwhelming support of the small business community, including the
National Federation of Independent Business, the Small Business
Legislative Council, National Small Business United, and other small
business groups.
I would ask unanimous consent to have printed in the Record at the
end of my remarks, several letters of support for the bill from these
small businesses.
The PRESIDING OFFICER. Without objection, it is so ordered.
(See exhibit 2.)
Mr. BOND. Mr. President, small business is not alone in its support
of this bill. The Dole/Johnston substitute will also help the farmer
who cannot use products that good science shows have no risk to health.
Small towns will have less to fear from arbitrary pronouncements from
Washington. I have a letter from the National Association of Towns and
Townships that has written me in particular support of the language in
the bill pertaining to the judicial review of the Regulatory
Flexibility Act. You see, these towns know that for too long,
Government agencies have ignored the impact of regulations on small and
rural communities. They are counting on this legislation to force
Government agencies to obey the law and minimize the impact of
regulations on small communities.
The Dole/Johnston substitute will bring some much needed
accountability to the faceless regulators sitting in their Washington
office buildings cranking out the stream of new rules. It will also
bring accountability to Congress, where some of the blame lies for
those regulations. It brings sunshine and openness to the way the
Government analyzes and talks about health risk, to give us a more
honest discussion of the problems facing us.
Finally, it brings some common sense to the decisions that the
bureaucrats make. Just like every family in America who looks at the
costs and benefits of going on vacation or buying a smoke detector,
Government regulators are going to have to take a hard look at the cost
and benefits of their actions.
The claims made by some of the extremist pressure groups that this
legislation will harm the environment are simply false. By grounding
our health and safety rules on sound science we can avoid wasting our
money on phantom risks. By dealing with the worst problems first, and
spending our resources wisely, this bill will help afford a safer and
cleaner environment for us and our children.
In contrast, the Glenn/Chafee amendment ensures that we will continue
on our present course, the flood waters of regulations will rise ever
higher and more and more small and large businesses will drown in the
flood. Make no mistake, a vote for this amendment is a vote against
small business, a vote against common sense, and ultimately a vote
against the environment--because unless we reform the way we do
business we will continue to waste our resources on trivial risks, and
have nothing left over for the very real health, safety, and
environmental problems that call for commonsense solutions.
Mr. President, I yield the floor.
Exhibit 1
FINAL RECOMMENDATIONS--1995 WHITE HOUSE CONFERENCE ON SMALL BUSINESS
------------------------------------------------------------------------
Rank No./Issue Votes
------------------------------------------------------------------------
1..... 224 Independent Contractors............................. 1471
2..... 214 Meals & Entertainment Expense....................... 1444
3..... 183 Regulatory Flexibility Act.......................... 1398
4..... 218 Estate Tax Repeal................................... 1385
5..... 87 Health Care Reform................................... 1371
*63 Superfund Reform.................................... 1371*
7..... 91 Pension Reform....................................... 1369
8..... 265 NII/Intellectual Property/SIC Code.................. 1358
9..... 51 Environmental Enforcement............................ 1342
10.... 200 Tort Reform......................................... 1332
11.... 121 Association Export Programs......................... 1329
12.... 194 Agency Enforcement Reform........................... 1328
13.... 406 SBIR/Patient Capital................................ 1292
14.... 144 Unfair Competition.................................. 1285
15.... 78 100% Health Care Deduction........................... 1283
16.... 5 Pension Investments................................... 1279
17.... 9 Bank Lending Incentives............................... 1275
18.... 385 Tax Equity.......................................... 1258
19.... 286 SBA Survival........................................ 1249
20.... 34 Home Office Deduction................................ 1239
21.... 129 Export/Import Bank Financing........................ 1181
22.... 57 Regulatory Takings/Brown Fields...................... 1118
23.... 115 Intellectual Property Protection.................... 1080
24.... 242 Capital Gains....................................... 1054
25.... 164 Davis-Bacon/Service Contract Act.................... 1046
188 Paperwork & Regulatory Reform....................... 1046
27.... 41 Entrepreneurial Education............................ 1035
28.... 369 OSHA Reform......................................... 1030
29.... 24 SCOR................................................. 1027
30.... 14 Secondary Market for S.B. Investments................ 1009
------------------------------------------------------------------------
____
Exhibit 2
National Federation of
Independent Business,
Washington, DC, June 28, 1995.
Hon. Christopher Bond,
U.S. Senate,
Washington, DC.
Dear Senator Bond: I am writing to support your efforts to
insure that the strongest possible judicial review language
is included in the Comprehensive Regulatory Reform bill. The
promise of regulatory reform will not be fulfilled if the
council of the self appointed guardians of bureaucratic
baloney is followed regarding amendments to ``reg flex''.
Many of those who have criticized the direction you are
headed with the Regulatory Flexibility Act and with your
reading of how it interacts with the Administrative
Procedures Act are only vaguely aware of the purposes or
processes of either law. I urge you to hold fast to the
course you have set--a course laid out in clear language by
the Regulatory Flexibility Act to fit regulations to the
ability of small entities to comply with them.
Sincerely,
Michael O. Roush,
Director of Federal Governmental
Relations--Senate.
____
Small Business Legislative Council,
Washington, DC, June 26, 1995.
Hon. Christopher Bond,
Chairman, Committee on Small Business, Russell Senate Office
Building, U.S. Senate, Washington, DC.
Dear Mr. Chairman: On behalf of the Small Business
Legislative Council (SBLC), I wish to express our strong
support for the ``compromise version'' of regulatory relief
legislation. We believe it is an important step forward on
behalf of the small business community.
At the recent White House Conference for Small Business,
several of the top 10 recommendations included suggestions to
improve the regulatory process. We note that several of those
recommendations are addressed within the compromise version
of the regulatory relief legislation.
While the delegates to the conference did not rank the
proposals, the number three
[[Page S 10115]]
vote-getter at the conference was a call to amend the Regulatory
Flexibility Act to add judicial review. We note that the
compromise version of the regulatory relief legislation
includes strong language to provide the judicial review
necessary to ensure that agencies comply fully with the
Regulatory Flexibility Act.
The Small Business Legislative Council (SBLC) is a
permanent, independent coalition of nearly one hundred trade
and professional associations that share a common commitment
to the future of small business. Our members represent the
interests of small businesses in such diverse economic
sectors as manufacturing, retailing, distribution,
professional and technical services, construction,
transportation, tourism, and agriculture. For your
information, a list of our members is enclosed.
We at the Small Business Legislative Council look forward
to working with you to see this legislation passed and
ultimately enacted into law.
Sincerely,
John S. Satagaj,
President.
Enclosure.
Members of the Small Business Legislative Council
Air Conditioning Contractors of America.
Alliance for Affordable Health Care.
Alliance of Independent Store Owners and Professionals.
American Animal Hospital Association.
American Association of Equine Practitioners.
American Association of Nurserymen.
American Bus Association.
American Consulting Engineers Council.
American Council of Independent Laboratories.
American Gear Manufacturers Association.
American Machine Tool Distributors Association.
American Road & Transportation Builders Association.
American Society of Interior Designers.
American Society of Travel Agents, Inc.
American Subcontractors Association.
American Textile Machinery Association.
American Trucking Associations, Inc.
American Warehouse Association.
AMT--The Association for Manufacturing Technology.
Architectural Precast Association.
Associated Builders & Contractors.
Associated Equipment Distributors.
Associated Landscape Contractors of America.
Association of Small Business Development Centers.
Automotive Service Association.
Automotive Recyclers Association.
Automotive Warehouse Distributors Association.
Bowling Proprietors Association of America.
Building Service Contractors Association International.
Christian Booksellers Association.
Cincinnati Sigh Supplies/Lamb and Co.
Council of Fleet Specialists.
Council of Growing Companies.
Direct Selling Association.
Electronics Representatives Association.
Florists' Transworld Delivery Association.
Health Industry Representatives Association.
Helicopter Association International.
Independent Bankers Association of America.
Independent Medical Distributors Association.
International Association of Refrigerated Warehouses.
International Communications Industries Association.
International Formalwear Association.
International Television Association.
Machinery Dealers National Association.
Manufacturers Agents National Association.
Manufacturers Representatives of America, Inc.
Mechanical Contractors Association of America, Inc.
National Association for the Self-Employed.
National Association of Catalog Showroom Merchandisers.
National Association of Home Builders.
National Association of Investment Companies.
National Association of Plumbing-Heating-Cooling
Contractors.
National Association of Private Enterprise.
National Association of Realtors.
National Association of Retail Druggists.
National Association of RV Parks and Campgrounds.
National Association of Small Business Investment
Companies.
National Association of the Remodeling Industry.
National Chimney Sweep Guild.
National Electrical Contractors Association.
National Electrical Manufacturers Representatives
Association.
National Food Brokers Association.
National Independent Flag Dealers Association.
National Knitwear & Sportswear Association.
National Lumber & Building Material Dealers Association.
National Moving and Storage Association.
National Ornamental & Miscellaneous Metals Association.
National Paperbox Association.
National Shoe Retailers Association.
National Society of Public Accountants.
National Tire Dealers & Retreaders Association.
National Tooling and Machining Association.
National Tour Association.
National Wood Flooring Association.
NATSO, Inc.
Opticians Association of America.
Organization for the Protection and Advancement of Small
Telephone Companies.
Petroleum Marketers Association of America.
Power Transmission Representatives Association.
Printing Industries of America, Inc.
Professional Lawn Care Association of America.
Promotional Products Association International.
Retail Bakers of America.
Small Business Council of America, Inc.
Small Business Exporters Association.
SMC/Pennsylvania Small Business.
Society of American Florists.
Turfgrass Producers International.
____
National Small Business United
Washington, DC., June 28, 1995.
Senator Christopher Bond,
U.S. Senate, Russell Senate Office Building, Washington, DC.
Dear Senator Bond: National Small Business United is
extremely pleased with your efforts to pass into law S.B.
343. Ever since the original passage of the Regulatory
Flexibility Act, small businesses have expected the federal
government to offer more flexibility when imposing federal
regulations on small businesses. Unfortunately, agencies have
not been held accountable to this act. It did not provide for
judicial review which is so essential to its implementation.
The language which you have submitted to this bill will be
most beneficial to small businesses across the United States.
It is high time that Congress and the President act to
provide small businesses with the opportunity to hold our
federal government accountable for the regulations they
impose on small business. Your leadership on this issue is
most helpful and NSBU is grateful for your efforts.
Having just participated in the 1995 White House Conference
on Small Business, I am aware that this issue was number
three (3) on the final list of recommendations to the
President and to Congress. Small business owners who were
delegates to that conference want real reform. Your language
will deliver a pragmatic response to their recommendation.
Now is not a time to compromise on this issue. It is too
important to job creation and the growth of the small
business community.
Thank you for your leadership. NSBU will do all it can to
support your efforts.
Sincerely,
John Paul Galles,
President.
____
National Roofing
Contractors Association,
Washington, DC, July 5, 1995.
Hon. Christopher S. Bond,
Chairman, Committee on Small Business, U.S. Senate,
Washington, DC.
Dear Chairman Bond: The National Roofing Contractors
Association (NRCA) applauds your excellent language providing
judicial review for the Regulatory Flexibility Act of 1980
(Reg Flex) in the Comprehensive Regulatory Reform Act of
1995, S. 343.
NRCA is an association of roofing, roof deck and
waterproofing contractors. Founded in 1886, it is one of the
oldest associations in the construction industry and has over
3,500 members represented in all 50 states. NRCA contractors
are small, privately held companies, and our average member
employs 35 people with annual sales of $3 million.
Reg Flex requires that federal agencies analyze the impact
their regulations would have on small business before they go
into effect and minimize that impact. But with no judicial
review, agencies disregard it. If an agency head certifies
that a regulation will have no significant economic impact on
small business, the agency can ignore Reg Flex.
For example, OSHA's new Fall Protection Standard, Subpart
M, requires all persons working above six feet to have either
a safety harness on, safety nets, or scaffolding with a
walkway and a guardrail. We estimate its impact to be at
least $250 million annually; OSHA's estimate is $40 million
annually, and the agency goes on to state that the standard
will not have a significant impact upon a substantial number
of small entities.
Your judicial review language for Reg Flex would put a stop
to this kind of agency non-compliance, and NRCA would oppose
any effort to weaken it.
Sincerely,
Craig S. Brightup,
Director of
Government Relations.
Mrs. FEINSTEIN addressed the Chair.
The PRESIDING OFFICER (Mr. DeWine). The Senator from California.
Mrs. FEINSTEIN. I thank the Chair.
Mr. President, I have not had an opportunity yet to speak on the
bills before us, most specifically S. 343. For many days now I have
listened as the Senate has been debating what are two
[[Page S 10116]]
major regulatory reform bills. They are complex and detailed and some
have said boring. But one way or another they will touch the life of
virtually every American citizen.
The fact is that regulations serve an important purpose in our
society. But as with all laws, they have to be balanced against other
competing needs, and reexamined from time to time in order to remain
effective.
I happen to be a great fan of the Senator from Louisiana. I believe
he is a sound thinker. He is an effective leader, and he has played a
major role in the debate on these issues. I respect him. I also respect
the majority leader, whose bill this is, as a seasoned, experienced
Senator who understands the impact of regulations upon the community
regulated.
As we address the issue of regulatory reform, I think certain
considerations should guide us in the process.
First and foremost, public health and safety must be the paramount
concern. And we have heard that concern voiced over and over in the
debate over breast cancer, over E. coli, and over a myriad of other
regulatory programs.
Second, Government regulations should not strangle business and
commerce but should seek to encourage economic growth as much as
possible. That is often easier said than done, particularly in the
largest State in the Union where problems are severe and often
businesses will seek to choose an easier way and leave the State.
But the bottom line is: regulations have to make sense. Finding the
right balance will be the determining factor as to whether we are
successful in this effort.
California has a huge stake in this bill both from a public safety
perspective and an economic perspective.
We have the biggest air pollution problem in the Nation. Children
today, born in the Los Angeles basin, suffer from a 10 to 15 percent
decrease in lung function compared with children in other areas as a
result of air quality.
California has 96 Superfund sites, the second largest number in the
country--that is almost two major toxic waste dumps for every county in
our State. In 1990, I had occasion to visit one of them. It is a place
called Iron Mountain mine, near Redding, that had been owned by a
chemical company and had been mined for various minerals. There were
holes in this mountain, some the size of 30-story office buildings.
When it rained, water interspersed with the chemicals producing
sulfuric acid which then drained out onto the banks of the Trinity
River actually metallizing some of the banks. This Superfund site is
now in the process of being cleaned up. So I am very pleased that the
portion of the legislation impacting Superfund sites has been removed
from the bill.
Santa Monica Bay, one of the most beautiful areas in the country and
a premier tourist attraction in my State, has been contaminated with
heavy metals and DDT to such an extent that the public is often warned
not to eat fish caught there. I remember when I first went to live in
Los Angeles, I went into a restaurant and ordered sand dabs and the
waiter said, ``Don't order sand dabs; they are bottom-feeding fish and
they are caught in the Santa Monica Bay, and the bay is polluted.''
Economically, California's unemployment rate, though beginning to
improve, is still two percentage points above the national average. We
are still struggling to climb out of the recession and cope with
continued defense downsizing.
So the last thing California businesses need is unnecessary or
cumbersome regulations that drive up costs and drive out jobs.
So I have listened with great care to this debate, and I have had the
privilege of discussing certain of my concerns with the Senator from
Louisiana. But the bottom line and the one that I have reached is that
the Glenn-Chafee bill contains the best and most balanced approach to
regulatory reform.
I would like to address what I believe are the primary weaknesses in
the Dole-Johnston legislation.
In the area of cost-benefit, I believe the Dole-Johnston legislation,
in a sense, throws the baby out with the bathwater. Cost-benefit
analyses are supposed to weigh cost and benefit and then allow for the
best alternative to be chosen.
The Dole-Johnston bill does not do that--it simply requires choosing
the least-cost alternative. That does not always make sense, and it
could have unfortunate results.
Let me give you some examples.
Seatbelts in the front seat. If the standards in the Dole-Johnston
bill were applied to seatbelts, I am told by the National Highway
Traffic Safety Administration that they would probably not be able to
require both lap and shoulder belts in cars.
That is because, even though having both lap and shoulder belts save
lives, the lap belt alone is the least-cost alternative.
Mr. JOHNSTON. Will the Senator yield at that point?
Mrs. FEINSTEIN. The Senator is going to have a number of points to
respond to. He might want to listen to them all first. If I could
finish, I would appreciate it.
Mr. JOHNSTON. Sure.
Mrs. FEINSTEIN. I thank the Senator very much.
Seatbelts in the back seat. They would also not be able to require
seatbelts in the back seat.
Because 90 percent of those killed in automobiles are people in the
front seat, rear-seat fatalities are not likely to meet the statistical
threshold that would allow the agency to require seatbelts in the back.
My source for this information is the Department of Transportation's
general counsel's office.
Airbags. If airbags were not already required by law, which they are,
it is unclear under Dole-Johnston whether airbags could be required.
Again, this is because airbags, even though they are much safer, are
also more costly than manual seatbelts or lap and shoulder belts. And
again, the least cost alternative would have to be chosen.
Airline flight data recorders. This is the black box that we all read
about when a plane goes down. If the standards of the Dole-Johnston
bill were applied to airline flight data recorders, the FAA tells me
that it might not be able to require flight data recorders on airlines.
This is because flight data recorders do not necessarily reduce
immediate risks. Instead, they provide valuable information which can
greatly enhance airline safety in the future.
The Glenn-Chafee bill, I believe, is far preferable. Unlike the Dole-
Johnston bill, the Glenn-Chafee bill requires a rigorous cost-benefit
analysis and permits both costs and benefits to be weighed
intelligently, with public health and safety given its full and proper
weight in the equation.
Now let me talk about petitions. The Dole-Johnston bill's petition
process would allow special interests to challenge new rules and reopen
existing rules, giving them unprecedented power to jam up the process.
By some estimates, the Dole-Johnston bill would allow 80 to 100 new
reasons for challenging an agency rule. My source is attorneys who deal
with these matters. With 80 to 100 new reasons for challenging an
agency rule, agencies will be forced to divert their resources--their
time, their staff, their dollars--to respond to these petitions.
Dole-Johnston would open the door to hundreds of additional lawsuits,
increasing the volume and complexity of Federal litigation--some want
that--and further clogging the court system.
This is one of the main reasons why the Justice Department strongly
opposes this bill.
Let me give an example of some possible results.
Commuter airline safety. In recent months, there have been three
crashes of commuter airlines in which a total of 40 people have been
killed. Following a fatal commuter airline accident in December 1994,
the Secretary of Transportation proposed new commuter airline safety
regulations.
More and more people are flying commuter airlines. Having completed
their own cost-benefit and risk-analysis assessment, the FAA is close
to finalizing these new, urgently needed safety standards.
Again, the general counsel of the Department of Transportation
informs us that they will be faced with a Hobson's choice. Let me give
you an example. They are nearly ready to finalize. The language in
Dole-Johnston would derail these efforts and force the FAA to either
start over in order to comply with the specific least-cost and risk-
assessment criteria in S. 343, or proceed
[[Page S 10117]]
with the new regulations, knowing they will likely be challenged and
held up in court for years.
So, in other words, the FAA would be challenged that they do not meet
the specific new cost-benefit requirements or they could delay and redo
the cost-benefit and the risk assessment. But if they move ahead, as
under the present legislation, as they are prepared to do, they run
this jeopardy.
Let me talk for a moment about an automatic sunset. My understanding
of the legislation is that once a petition is accepted, the agency has
a 3-year review period to review the rule. If an agency is unable to
complete this review, a sunset of the rule would result. So the
arbitrary deadline of 3 years is a trigger for sunsetting some of these
regulations.
This could result in an automatic sunset of important health and
safety rules. Let me give you some examples.
Automobile fuel efficiency standards.
Food labeling regulations--which have served to educate consumers.
Does every Member in this body remember food labeling regulations
were very much contested by the industries affected, but they are now
part of every product? People respect them, use them, and I think they
are effective.
Regulations to ensure the safety of children's toys, cribs, bed
clothing.
The Glenn-Chafee bill, on the other hand, accomplishes regulatory
review of existing rules without creating regulatory gridlock. It
requires agencies to review existing rules every 10 years, without
allowing special interests to dictate the workload of Federal agencies
whose mission is to protect public health and safety.
One of the major criticisms of the Dole-Johnston bill is that it is
too ambiguous. Let me tell you what I mean by this.
Let us take the issue of the supermandate.
From the language of Dole-Johnston and a recent amendment, it is
still unclear what will happen when the bill's requirements conflict
with requirements in existing statutes.
Although the new amendment states that Dole-Johnston's requirements
should not override existing statutory requirements, which will be
given more weight? What legally does the word ``override'' actually
mean?
Would the least-cost requirement trump the health-based standards of
the Clean Air Act?
What is the impact on annual farm programs? Because the Department of
Agriculture currently uses greatest-net-benefit criteria and not the
least-cost alternative required under Dole-Johnston, it throws open the
question of who can participate, what the terms of participation are,
and what the costs will be.
The Dole-Johnston bill leaves these questions up to the courts.
Let us take the issue of judicial review.
According to the Justice Department, eight different sections of the
bill provide separate statutory grounds for judicial review. The
Justice Department in its letter to Senator Dole lists the sections.
Even the Justice Department is unsure about how these provisions would
relate to each other.
Moreover, the ambiguous language could mean that the courts will be
called upon to evaluate scientific and technical steps in cost-benefit
analyses and risk assessments, issues outside of the realm of expertise
of judges.
Let us take the issue of emergeney exemptions.
Another problem with ambiguity in Dole-Johnston is its definition of
an emergency.
For example, the bill refers to actions to protect public health and
safety or natural resources, but the Department of Agriculture has
raised with us questions about how Dole-Johnston would affect an
emergency such as infestation of the Mediterranean fruit fly.
Let me explain why. The Department of Agriculture believes the
emergency provisions are sufficiently ambiguous and relate to health
and safety, not to economic emergency.
Now, the Medfly in California is a major problem. Parts of the State
have been quarantined because of the Medfly. But it is really an
economic emergency because the farmers lose their entire crop when a
Medfly is found. And emergency actions periodically have to be taken,
such as tree stripping, aerial spraying, and so on. It is unclear under
Dole-Johnston whether the Animal and Plant Health Inspection Service
could act quickly enough to take the necessary steps to protect the
economic interests of agriculture from pest infestations.
The inability to act quickly could cost agriculture millions of
dollars in destruction of crops and loss of export markets.
Let me conclude.
I support regulatory reform that solves problems that have been
identified in the regulatory system, not one that creates more
problems.
I support reform that puts public health and safety first.
And I support reform that makes the Federal Government more efficient
and effective.
I do not believe the Dole-Johnston bill meets that test. I do not
believe it is really regulatory reform. It does not simplify the
process. Instead, I believe it will burden the agencies so that they
cannot do their job. And as the Justice Department has warned, it will
burden the courts significantly. I simply cannot support it.
Many regulations are essential to protect public health, safety, and
the environment.
I remember when we had the worst air in Los Angeles. I lived in
southern California for 5 years, and I remember when I went outside, my
eyes burned and teared. The air quality is better now, and that is
because of clean air regulations. They have been hard on hundreds of
businesses, no question about it. But you have to consider, what is the
cost of 15 to 20 percent of youngsters born in the Los Angeles Basin
having reduced lung capacity and, therefore, a shortened span of life.
How do you measure that cost?
The San Francisco Bay area is now the largest metropolitan area of
the country that complies with the clean air standards. In the early
1970's, I served on the air board. Even major oil companies have told
me that the air regulations have worked.
Nobody should think that Glenn-Chafee is a copout, a soft bill, or
that it will not do the job. The Glenn-Chafee bill is a very tough
bill.
It represents real regulatory reform, without unjustifiably burdening
the agencies or clogging the court system.
The Glenn-Chafee bill requires cost-benefit analysis for all major
rules, just where we should be. It requires risk assessments for all
major rules related to environment, health, and safety, just where we
should be.
It requires peer review of cost-benefit analysis and risk
assessments, just where we should be.
It accounts for the special needs of small businesses, allowing small
entities to petition for judicial review of compliance with the
Regulatory Flexibility Act.
It requires public disclosure and openness in the regulatory process.
And it limits judicial review to determine: First, whether a rule is
major; and, second, whether a final rule is arbitrary or capricious.
Most importantly, the Glenn-Chafee bill cuts redtape while retaining
the role of Government in protecting public health, safety, and the
environment.
I believe the Glenn-Chafee substitute is a good bill, and I intend to
support it.
I yield the floor.
Mr. JOHNSTON. Mr. President, the distinguished Senator from
California has raised eight different points. There is a full,
complete, definitive and, I believe, unassailable answer to each of
these. If the Senator will allow me, I will tell her why in each of
these instances, the information she has been given is dead, flat
wrong.
You know, Mr. President, there is a saying that ``There is none that
is so blind as he who will not see.'' I think we have, on behalf of
some of these agencies that have been advising my friend from
California, a terminal blindness.
Let us start with No. 1. We are told again that the Dole-Johnston
bill requires the least-cost alternative. Mr. President, here is the
language.
Least cost alternative, or if scientific, technical, or
economic uncertainties, or nonquantifiable benefits to
health, safety, or the environment identified by the agency
in the rulemaking record make a more costly alternative * * *
appropriate or in the public interest * * * they can do so.
Mr. President, what could fit more perfectly into these kinds of
benefits
[[Page S 10118]]
than shoulder belts, back-seat seatbelts, and airbags? As my friend
from California says, an airbag is ``much safer but more costly.''
Now, I ask my friend, what is ambiguous about that? It is just as
plain as the nose on your face. If it is good for safety, even though
it is not quantifiable--because the value of a human life is, by its
nature, nonquantifiable--you can do it.
Black boxes on airplanes. Mr. President, the same thing.
Now, how do my colleagues continue to say that this language requires
the least-cost alternative?
Mr. LEVIN. Mr. President, will the Senator yield?
Mr. JOHNSTON. Yes.
Mr. LEVIN. Since the Senator asked and my colleagues continue to ask
that question, let me try to answer that question: It is because we
have repeatedly, over and over again, said that if the benefits to
health and safety or the environment are quantifiable, your exception
does not apply.
Now, what sense does it make to say that if the benefits to health,
safety, and the environment can be quantified, that then we have to go
with least cost, even though a slight additional cost would give much
greater benefits?
Now, I have never understood why the Senator from Louisiana insists
on the word ``nonquantifiable benefits.'' We have gone over and over
that issue.
That is the answer to the question.
Mr. JOHNSTON. It is because, Mr. President, the definitions in
section 621 state clearly that the term ``benefit'' means the
reasonably identifiable significant, favorable effects, quantifiable
and nonquantifiable.
Mr. LEVIN. Except that is limited by the Senator's language in
subsection (b). When it comes to the least costly alternative, the
Senator does not say ``benefit'' which is, in fact, defined somewhere
else. It is limited to nonquantifiable benefit.
That is a question which has been raised for the last week, and for
the life of me, I do not understand why the word ``benefit" means
quantifiable or nonquantifiable for the purposes of the act generally,
but when it comes to the least-cost requirement, it is only the
nonquantifiable benefits which are going to be an exception. That is
the answer to the Senator's question.
Mr. JOHNSTON. Mr. President, let me ask my friend from Michigan, it
is right there in the definition of section 621. If we took that word
``nonquantifiable'' out, would the Senator then agree with me that it
does not require least cost, that this discretion is there? Or is this
just another one of the ghosts, once we get out of here there are more
ghosts to be found?
Will this solve the provision?
Mr. LEVIN. It solves one of three decisional criteria raised by my
good friend from Louisiana. It addresses one of the remaining
decisional criteria issues. These have been described, I think, in
fairness. I think my friend would say that we have set forth in a
document the difficulties with the definition ``decisional criteria,''
and this is one, I believe, if my memory is correct, one of three which
have been very precisely specified. I think it does address the one
specific one of the three we have raised.
For instance, another exception, if my friend----
Mr. JOHNSTON. Mr. President I want to keep this discussion to a
question, and not a speech.
Again, the question is, what is the value of a human life? It is, in
my view, very clearly by nature nonquantifiable. That is the reason for
putting in the language.
Mrs. FEINSTEIN. Would the Senator yield the floor?
Mr. JOHNSTON. Yes.
Mrs. FEINSTEIN. The point I was trying to make is the back seat
seatbelts are quantifiable. Therefore, it would not apply.
Mr. JOHNSTON. This is for health, for life.
Mrs. FEINSTEIN. But it is quantified in that only 10 percent of the
people die in the back seat. The problem is in the front seat.
Mr. JOHNSTON. There are thousands of people who die in automobile
accidents and many whose death could be prevented by back seat
seatbelts. That is a nonquantifiable value.
We do not have to get least cost. The very idea that we say we have a
rule that would save a lot of lives, that we have to go to the least
cost which is front seat instead of back seat, I submit to my friend,
is patently absurd.
Mr. BOND. Will the Senator yield the floor?
Mr. JOHNSTON. I am happy to yield to the Senator.
Mr. BOND. I wonder if the Senator is aware that Prof. John Graham, of
the Harvard Center for Risk Analysis, who is an expert on risk
assessment, started off his analysis by finding that a regulation
requiring airbags, for example, was precisely the kind of regulation
that was worth the cost, and that Professor Graham is currently or has
just concluded a session with the media next door to the Chamber,
pointing out that the Dole-Johnston bill precisely does meet the
criteria which he developed in the Harvard Center for Risk Assessment
as developed for determining what are reasonable regulations and, in
fact, has stated that the Dole-Johnston substitute does permit the kind
of analysis which would lead to the kind of life-saving regulations
such as the requirement for airbags.
Mr. JOHNSTON. It is absolutely true. Professor Graham has testified
before our committee. Of course it allows for that.
Mr. LEVIN. Mr. President, will the Senator yield?
Mr. JOHNSTON. Briefly.
Mr. LEVIN. The Senator raises a question. If there are 823 lives
saved, according to a cost-benefit analysis, for the cost of $1
million, is that quantified or not quantified?
Mr. JOHNSTON. Generally for the life, for the 20th or 30th time, the
value of the life is not quantifiable by its nature.
Mr. LEVIN. The definition in the bill says that ``if the
nonquantifiable benefits to health, safety, or the environment
identified by the agency,'' et cetera.
The number of lives in my hypothetical is very, very precise and is
quantified. Now, since the agencies are likely to read that cost-
benefit analysis and they have said that the number of lives saved is
quantified in my hypothetical, therefore, it would not be eligible for
this exception. Again, for the life of me, I do not understand why the
Senator from Louisiana in his bill insists on the word
``nonquantifiable benefit'' when the word ``benefits'' as defined
generally, is both quantifiable and nonquantifiable, and where if, in
fact, benefits are quantified, it would seem to me it would be
essential we allow the same exemption as when they are nonquantified.
Mr. JOHNSTON. Mr. President, I have given the answer to that
question. I will give it again.
It is because the definition of section 621 includes both
quantifiable and nonquantifiable and because life is, by its very
nature, not quantifiable in value, although we may count up the number
of lives.
Point No. 2, my friend from California says the petition process
would open up 80 to 100 new reasons why attorneys could challenge
rules.
Not so, Mr. President. There is one single standard, which is that
you must show a substantial likelihood that the existing rule does not
meet the standards of this bill, which means that the benefits do not
justify the cost. It is one standard. You have one chance to do it in
the 180-day period. It is just as clear as it can be. I do not know
where the 80 to 100 new reasons--I suspect that there are some lawyers
who were told that they are against this bill, and go make up reasons,
and they did not do a very good job of making them up.
Point No. 3--I hope my friend from California is listening--commuter
airlines, 40 people killed, they are ready to finalize the order, and
they would have to start over.
Now, Mr. President, last week we put in an amendment specifically to
deal with this question. If the notice of proposed ruling making was
out by April 1, they are not covered by these requirements--not covered
by these requirements. We had a long debate, and we accepted the
amendment.
Now, Mr. President, these commuter airline proposals were out long,
long before April 1. Now, does my friend from California understand
that? Did someone say that amendment does not cover this?
Mrs. FEINSTEIN. If the Senator was asking me a question, let me
answer it with this question back to the Senator.
Are they still subject to the petition process?
[[Page S 10119]]
Mr. JOHNSTON. They are subject to a petition process, but that does
not--the Senator said that they are ready to finalize, and they have to
start over again, the rule would go into effect.
Mrs. FEINSTEIN. But they would have to face the challenge, because
the cost-benefit risk assessment that they were doing is different from
the one that would be required.
Mr. JOHNSTON. No, they do not have to do a cost-benefit or a risk
assessment if their notice of proposed rulemaking was out before April
1. It is just as clear as it can be.
Let me finish answering these questions from the Senator from
California.
My friend from California says there is an automatic sunset. If she
would look at the section on page 33, that is section 623, it provides
that, if a rule is likely to terminate and the agency needs additional
time, and terminating the rule is not in the public interest, and the
agency has not expeditiously completed its review, you not only can get
up to an additional 2 years, but you can get a court order to tell them
to complete the rule or to do other needful things.
I do not know where this automatic sunset comes from. It is not an
automatic sunset. It is just not. And the words are clear.
Mr. GLENN. Will the Senator yield?
Mr. JOHNSTON. Yes.
Mr. GLENN. But if the time came for the rule to expire? Let us say we
are reviewing the rule, the existing rule, and the time came and went
past for the review of that rule. It could sunset at that point unless
you asked for this extension.
Then, if you ask for the extension, let us say it was granted; let us
say it was extended. Then, when you run out of that time period, it
would in fact sunset.
Mr. JOHNSTON. If everybody wants the rule to sunset it can sunset.
You can terminate a rule today.
Mr. GLENN. Here is what we do on Glenn-Chafee. We say at the end of
that time period the agency has to either approve the rule or start the
rulemaking process to repeal it. And that lets all public comment come
in, which is a much fairer process than just running out a couple of
extensions and guillotining the whole thing.
Mr. JOHNSTON. There is virtually no difference between this 2-year
extension provision of the Dole-Johnston amendment and in the Glenn-
Chafee substitute.
Mr. GLENN. No, I disagree with that.
Mr. JOHNSTON. You provide for the court to use section 706 of the
Administrative Procedure Act in order to give the needful review. We
provide that the court of appeals grant such equitable relief as is
appropriate. If anything, ours is broader than yours.
The point is, it is not an automatic sunset. It is just not. It may
sunset, that is if everybody wants it to sunset. But if anybody cares,
they can petition the court.
Mrs. FEINSTEIN. May I just read the section on its face? Will the
Senator yield for a moment?
Mr. JOHNSTON. Yes.
Mrs. FEINSTEIN. Termination of the rules, page 34:
If the head of an agency has not completed the review of a
rule by the deadline established in the schedule published or
modified pursuant to subsection (b) and (c), the head of the
agency shall not enforce the rule and the rule shall
terminate by operation of law as of such date.
Mr. JOHNSTON. But now if the Senator will look over on the previous
page, subsection (3),
An interested party may petition the U.S. Court of Appeals
for the District of Columbia to extend the period for review
of a rule on the schedule for up to 2 years, and to grant
such equitable relief as is appropriate.
To be sure, if nobody cares, if the agency head wants the rule to
terminate and the whole world wants it to terminate and nobody cares,
nobody files a petition--yes. But that is a whole lot different from
saying that this thing automatically sunsets.
Mr. LEVIN. If the Senator will yield on that point? Is the Senator
then willing to amend his bill to say if anybody petitions a court at
any time opposing sunset, that then it will not sunset? Just the act of
petitioning a court? Because the Senator said ``if nobody cares.''
It seems to me that is quite, quite different from what is in the
bill, which says: Sure, if you go to a court and get an order that says
it does not sunset it will not sunset.
But that is not the obvious meaning of the word sunset.
Mr. JOHNSTON. It is quite clear. It is a low barrier. You have to
show the rule is likely to terminate, the agency needs additional time,
that terminating the rule would not be in the public interest, and that
the agency has not expeditiously completed its review.
Mr. LEVIN. That is for the extension. I am not referring to the
extension. I am talking about after the 2 years runs out, if a court
has not ordered that rule to continue it expires.
Mrs. FEINSTEIN. Right.
Mr. JOHNSTON. The court has had a chance to review this and has given
such orders as are necessary, which might be--I guess what the court
would order is a schedule. Public comments to be completed by such and
such a time. Final rule by such and such a time. They have full and
complete discretion.
There may be some rules that, upon review by the court, should
terminate. But it is not automatic. You have a chance to go to court to
get that rule extended.
Mr. LEVIN. Will the Senator yield for a question?
Mr. JOHNSTON. I think I have answered that. Let me move on.
Mr. LEVIN. This is a different question. Can the court extend the
period for review beyond 2 years?
Mr. JOHNSTON. No. They have already had--first of all, they have had
1 year after the expiration--I mean after the effective date of the
act. They have had 3 years minimum initially, plus they have had these
2 years--that is 6 years. They cannot extend it beyond 6 years. But
they can make such orders to continue the rule as is necessary.
Now, my friend from California says the supermandate language is
ambiguous. For the life of me, Mr. President, the supermandate language
we said was unnecessary in the first place because the bill is clear
and I believe it is. But at the behest of all the people who said we
have to have supermandate language, we adopted the language using their
word. ``Override'' was not our word, it was the word of others.
It says, now, ``nothing in this section shall be construed to
override any statutory requirements including health, safety and
environmental requirements.''
For the life of me I do not know what you do to please the opponents
of this provision. We first accept the principle and put it in the
bill, and it is clear. But, oh, no, they find an ambiguity.
We come back and put in the precise language, the override language
that they want, and it is still not good enough.
Mr. President, what can we do to satisfy the opponents of this bill?
If that language is not good enough--tell me what is. It is incredible.
Judicial review language, Mr. President--my friend from California
says that you ought to have review of the final agency action to
determine whether it is arbitrary and capricious and that is the only
purpose for which risk assessment and cost-benefit can be considered.
I invite my friend from California to look at the language. That is
exactly--exactly what it says. If you can find an ambiguity in these
words we will change them, because there is no ambiguity in those
words.
There is a lot of ambiguity in the Glenn substitute and I can show
you exactly where that ambiguity is. But there is no ambiguity in that.
It adopts exactly and precisely what the Senator says. Those studies
can be used solely--``solely for the purpose of determining whether the
final agency action is arbitrary and capricious or an abuse of
discretion.''
Where is the ambiguity in that language? I am at a loss to
understand.
I can show the Senator where the ambiguity in the Glenn-Chafee
language is, but there is clearly not any here.
Mr. LEVIN. I wonder if the Senator will yield on that question?
Mr. JOHNSTON. I will.
Mr. LEVIN. Because the Justice Department has set forth the ambiguity
in the words ``failure to comply.''
The question is whether or not those words refer to the procedural
irregularities which could occur in the cost-benefit analysis or in the
risk assessment.
[[Page S 10120]]
Their letter dated July 11, 1995, is a pretty serious source, the
Justice Department. They say on page 2 in a letter to Senator Dole that
there remain two basic problems which create the potential for
litigation under section 625.
First, section 625 provides that failure to comply--they
underline the words ``with the.'' They now substitute the
words ``the rules pertaining to cost-benefit and risk
analysis.''
If, in fact, that is not what the Senator's language----
Mr. JOHNSTON. That is correct.
Mr. LEVIN. ``Failure to comply with the rules pertaining to the cost-
benefit and risk analysis.'' Again, they insert as to what they believe
you are intending, that failure may be considered by the court solely
for the purpose of determining whether the final agency action is
arbitrary or capricious or an abuse of discretion.
When this section is read in conjunction with the
extraordinarily detailed and proscriptive requirements for
risk assessment and cost-benefit analyses contained elsewhere
in the bill, it is clear that the alleged failure to comply
with any of those requirements will be the subject of
litigation. Petitioners will surely argue that failure to
comply with the extensive procedural requirements is itself
arbitrary and capricious.
That is the Justice Department. That is a pretty solid source of a
question. Since the Senator asked, ``Where is the question?'' There it
is.
Mr. JOHNSTON. They do not say why it is. I must say that this letter
from the Justice Department gives me real pause to consider what the
quality of our people in the Justice Department is because there is no
ambiguity here. They simply say it. They make an unsupported statement
and anybody can say anything. But you cannot read out this the word
``solely.'' They just read it out. They go on to say--you will notice
that the letters says not that ``solely'' is not there but that it will
be the subject of litigation.
It is like when I used to practice law, Mr. President. Somebody would
come in and say, ``Can I sue somebody about such and such?'' And I
would say, ``Sure. You can sue. But the courts are not going to grant
the subject of your suit.'' You know, you can summons up the witches
from the briny deep. But will they come? No. They will not come. They
will not. Alleging something that is clear in the four corners of the
statute does not mean it has any substance. If they are going to sue on
that, let me tell you. They are going to sue on Glenn-Chafee because
Glenn-Chafee is ambiguous.
Let me finish these two other points, and then I want to ask a
question.
Mr. LEVIN. May I ask a narrow question of my friend?
Mr. JOHNSTON. Let me return to this in just a moment. I will engage
you when I finish these two other things.
My friend from California says that the emergency regulations here
are not clear, that they are ambiguous. The first time I heard that
raised--honestly, to say that you cannot deal with the medfly, that
somehow that escapes health, safety, or the environment, Mr. President,
if medfly is not included in the environment, I do not know what is; or
under health. I mean we are talking about something that could destroy
all the fruit in California. And that does not have anything to do with
health? Who are these people over in the Agriculture Department telling
you that fruit does not have anything to do with health? I mean what
kind of contorted, convoluted logic, to say that fruit does not have
anything to do with health? I mean it is clear, Mr. President. I mean
these people who oppose risk assessment are looking for ghosts, and
finding them everywhere. And you find one ghost, you say what does it
take to fix that ghost? You are given the language they want, and they
come back and say, ``Ah ha. But that language is ambiguous.'' The
supermandate language which was unnecessary in the first place which
said for a second time in words that the opponents suggested and know
it is somehow ambiguous, I mean this is a no-win situation. We have to
face the fact that some people are opposed to risk assessment.
Now my friend from Michigan finds ambiguity in this. I now have the
Glenn-Chafee language here. I would like to ask him how this last
language differs from our language when our language says that you may
consider final agency action to determine whether it is arbitrary and
capricious. You did, by the way, have in the Record the risk analysis
and cost-benefit, did you not? Is that required?
Mr. LEVIN. Yes.
Mr. JOHNSTON. All right. How does this differ from what we have said?
Mr. LEVIN. I think the difference is in the preceding language. The
difference is in the preceding language in Glenn-Chafee which, if an
analysis assessment had been performed, the courts shall review to
determine whether the analysis or assessment conformed to the
``particular requirements.'' I am wondering whether or not my friend
from Louisiana might be willing to add that same language into his
bill.
Mr. JOHNSTON. In the first place, I think it is ambiguous. What are
``particular requirements''? That to me means a de minimis test. Words
are supposed to mean something. It means something different than
``conformed to the requirements of this chapter.''
So when it says ``particular requirements,'' I would assume that
means that you need not deal with the technical----
Mr. LEVIN. ``Specific.''
Mr. JOHNSTON. ``Individual,'' but you look at the requirements of the
chapter.
Would not that be fair?
Mr. LEVIN. Look at the ``specific requirements.'' But my question is
since that is a narrowing language that is intended--I do not believe
my friend from Louisiana has too much objection to it--assuming that
one little issue can be addressed, does the Senator from Louisiana have
a problem with adding that narrowing language to his bill?
Mr. JOHNSTON. I think it does not narrow.
These two proposals, I believe--you have to read them In pari
materia. What I get from this last sentence is that this is a review.
You have ``judicial review of the agency action.''
I submit to you that review is under section 706 of the
Administrative Procedures Act. If it is not, tell me under what
standard it is reviewed.
Mr. LEVIN. I think that is correct.
Mr. JOHNSTON. That is correct.
Mr. LEVIN. I believe that is correct.
Under that section, the courts have adopted the following standard,
that the procedural errors ``were so serious and related to matters of
such central relevance to the rule that there is a substantial
likelihood that the rule would have been significantly changed if such
errors had not been made.''
So that has been the interpretation under 706 by the courts, that the
procedural errors ``were so serious and related to matters of such
central relevance to the rule that there is a substantial likelihood
that the rule would have been significantly changed if such errors had
not been made.''
That interpretation is a narrowing interpretation where the new
language----
Mr. JOHNSTON. There may be a court interpretation of that. But you
have under your amendment a review of subsection (d), ``without
observance of the procedure required by law.'' According to what you
have said, you are going to review the procedure because that is what
subsection (d) says. We do limit under our amendment. Our amendment is
limited specifically to whether the final agency action is ``arbitrary
and capricious.'' That is much narrower than that which you state. It
is at least ambiguous.
Mr. LEVIN. I am wondering, relevant to the answer that I gave the
Senator, whether or not the Senator is willing to incorporate that
narrowing language?
Mr. JOHNSTON. No. I say the answer is no for the third time. And the
reason is that it is not narrowing. It is expanding, and it is
ambiguous.
Mr. LEVIN. I am referring here though now to the interpretation of
section 706. You see, that has been interpreted. It has been
interpreted as I just read. The language of the Senator from Louisiana
has not so been interpreted yet, and is open to a much more expansive
interpretation.
Mr. JOHNSTON. Look. That is precisely the same. That is an additional
interpretation. ``Arbitrary, capricious, an abuse of discretion.'' That
is the standard that we bring forward. We leave out ``otherwise not in
accordance with law'' because we wanted to leave out the procedural
review.
[[Page S 10121]]
That is one of the most litigated and judicially interpreted phrases
in all of the annals of judicial review. And it is the same precise and
exact standard which you claim is provided in your review.
You see the only difference between yours and ours, we both use
``arbitrary, capricious, an abuse of discretion.'' But you have
``observance of procedure required by law.'' But you claim that either
that is meaningless or that your language takes it away. So I say it
adds nothing to it other than ambiguous.
Mr. LEVIN. The difference though again is that the Senator's bill has
new language which has not interpreted failure to comply whereas the
language, as the Senator points to in our bill, has been interpreted in
a way which is significantly narrower than--may I say--what the Justice
Department feels is likely or could be interpreted into the words
``failure to comply.''
That is the difference, that there is a new test, failure to comply,
in the Senator's language and has not been made the subject of the kind
of review under the Administrative Procedures Act.
Mr. JOHNSTON. We say, ``Failure to comply may be used solely for the
purpose of determining whether that is arbitrary and capricious,'' and
that differs not at all from what you have said. You allow for a review
of procedures. What does it mean in subsection (d) when you state
``without observance of the procedure required by law''?
Mr. LEVIN. Would the Senator agree that the words ``failure to comply
with'' intend to refer to the rules pertaining to cost-benefit and to
risk analysis? That is the intention of the Senate?
Mr. JOHNSTON. Look, we have a whole big section there that speaks for
itself, of course, that means the risk analysis and cost-benefit, and
it means peer review. And, as I said earlier, there will be times when
procedural defects, if someone calls them that, might throw the whole
rule out.
Suppose it is a regulation on second-hand smoke. If all the
scientists were from the tobacco industry, it would be fundamentally
unfair and the scientific judgment would be important. And if I were
the judge I would throw it out, even though that is a failure to comply
because it would render the whole thing as an abusive discretion and
arbitrary and capricious.
Mrs. FEINSTEIN. Will the Senator yield for just a moment?
The Senator had one question he asked, his first question for the
list of 80 to 100 reasons. I have 144, some of which have been
remedied. I would like to enter this into the Record, if I may.
Mr. JOHNSTON. Sure. I think that may have been put into the Record
earlier. I think that was put into the Record earlier this morning.
I believe we might check with Mr. Weiss.
Mr. THOMPSON. Will the Senator yield for a question?
Mr. JOHNSTON. Yes, I will yield for a question.
Mr. THOMPSON. I ask the Senator, is it accurate that section 625 has
to do with jurisdiction and judicial review?
Mr. JOHNSTON. Section 625. The answer is yes.
Mr. THOMPSON. And with regard to any question such as the one that
the Senator from Michigan raised pertaining to jurisdiction and
judicial review, would that section apply?
Mr. JOHNSTON. Would it apply?
Mr. THOMPSON. With regard to the questions of to what judicial review
will pertain, would that be the governing section, section 625?
Mr. JOHNSTON. You mean judicial review under titles II and III of
cost-benefit analysis?
Mr. THOMPSON. Yes.
Mr. JOHNSTON. The answer is yes.
Mr. THOMPSON. The question has arisen as to the language ``failure to
comply'' and how that might relate to some other section. I share the
concern of the Senator from Louisiana and bemusement really as to why
our friends refuse to read the rest of that sentence. Instead of
reading the rest of the sentence in which that phrase is contained,
other sections are referred to.
Is it not true that it is ``failure to comply with this subsection
may be considered by the Court solely for the purpose of determining
whether or not the final agency action is arbitrary and capricious,''
et cetera?
Mr. JOHNSTON. The Senator is correct. And the critics read out of
that statute the word ``solely,'' and they find ghosts everywhere. But
``solely'' means solely, and it is right there in the language. For the
life of me, I cannot understand where people find ambiguity in it other
than they are looking for it.
Mr. THOMPSON. I compliment the Senator in his attempt to deal with
this issue. It is as if someone would say that the Senator's desk is
yellow, and you can argue that it is not, and someone else can argue
that it is. But there comes a point at which you want to throw up your
hands, I am sure, because you are dealing with clear language, and I
fail to see how anyone could misinterpret this. It has only to do with
final agency action. Is that correct?
Mr. JOHNSTON. That is absolutely correct.
Mr. THOMPSON. And if there is a phrase or a couple of words within
that provision that our friends think may in some way be ambiguous in
interpreting another section or another phrase in another section of
the statute, would still not section 625 be the ruling section as far
as what judicial review is? It is a judicial review question we are
concerned with here, is it not?
Mr. JOHNSTON. That is exactly right.
Mr. THOMPSON. I share the Senator's real perplexity as to what the
confusion is with regard to the review in that section. It is clear
that it cannot be considered independently, that you cannot take--you
can look at a cost-benefit analysis or a risk assessment independently
and provide your own independent judgment on that, but it can only go
into the final rule in making a determination as to whether or not the
final rule is arbitrary and capricious, et cetera. Is that correct?
Mr. JOHNSTON. Exactly and precisely. My friend from Tennessee puts it
very well.
Mr. THOMPSON. I thank the Senator.
Mr. JOHNSTON. I am reminded, I tell my friend from Tennessee, of the
old quotation from Groucho Marx, who said, ``Politics is the art of
looking for trouble, finding it everywhere, and applying to it the
wrong solutions.''
Mr. THOMPSON. And most of it finds its way into legislation, I
venture to say.
Mr. JOHNSTON. With this bill, the opponents look for ghosts and
trouble everywhere, they find it everywhere, and they apply to it the
wrong solutions.
Mr. President, this language is clear, and I do not care who says
otherwise. Show me where that is unclear. As I say to my friend from
Michigan, his interpretation of his judicial review provision is
exactly what ours says. His gives with the left hand a procedural
review, takes it away with the right hand in ambiguous language, and
interprets that with court cases which he says are clear. But we
obviate the problem for any of that by simply saying there is no
procedural review. He has a procedural review in his proposal. We do
not have that in ours. That is why ours is preferable. It is clearer.
It is free of all ambiguity.
I yield the floor.
Mr. DODD. Mr. President, I rise today in strong support of the
bipartisan regulatory reform bill introduced by Senators Glenn and
Chafee. Unlike the more radical Dole-Johnston proposal, this
legislation would make much-needed reforms to the regulatory process
without jeopardizing the health and safety of American families.
There is widespread agreement about the need for regulatory reform.
Nobody wants to see American businesses, our engine of economic growth,
hampered by unnecessary regulations. We must constantly monitor Federal
agencies to ensure that the rules they issue are narrowly tailored and
rationally enforced.
In some instances today, this is unfortunately not the case. Many
residents of my home State of Connecticut have told me about
regulations that are not working well. And we have all heard stories
about regulations that seem to defy commonsense. The answer, however,
is to change nonsensical regulations and implement some common sense
reforms. We should not overreact by bringing the Government's ability
to protect American families and workers to a grinding halt.
[[Page S 10122]]
In my view, President Clinton has done an outstanding job in this
area. As part of their ongoing effort to reinvent government, he and
the Vice President ordered all Government agencies to carefully examine
their regulatory processes and put all the regulations they have issued
under the microscope. Their instructions have been to keep what works
and eliminate or fix what does not.
In February, the President announced the first benefits from this
effort. The administration dramatically changed the Federal
Government's approach to small businesses. Paperwork requirements were
cut in half, and regulators were told to take a more practical approach
to enforcement by stressing compliance over punishment.
As part of this effort, the Food and Drug Administration has
implemented some major reforms. The FDA eliminated 600 pages of
burdensome regulations. The agency also made changes to its review
process to help consumers get high-quality drugs and medical devices
more quickly and more cheaply. These results are impressive, and soon
other agencies will be announcing much-needed reforms.
Of course, there is a limit to what the Administration can do on its
own. Since many regulations result from statutes passed by Congress,
Congress must also act. Earlier this year, we made a good bipartisan
start by passing the Regulatory Transition Act. It would provide a 45-
day period during which Congress could review new regulations and
potentially reject rules through a resolution of disapproval.
Once that process is in place, Congress would better be able to
fulfill its mission of regulatory oversight. But we also need to make
improvements to ensure that the regulatory process works properly
before rules are issued. That is why I have cosponsored the Glenn-
Chafee bill. In my view, the bill does a much better job of
rationalizing regulations while protecting American families than the
more drastic proposals by Senators Dole and Johnston.
The Glenn-Chafee substitute is a tough, fair regulatory reform bill.
It is not a catch-all for special interests. It would give agencies the
responsibility to determine a schedule to review all major rules in a
timely manner, and there would be no automatic sunset. Finally,
judicial review would be more limited in scope, therefore preventing an
inundation of frivolous challenges from overwhelming the courts.
Many Senators have taken to the floor to highlight burdensome and
ridiculous regulations. The Senator from Utah has even given us a top
ten list.
I would suggest that it is always easier to ridicule what does not
work than it is to point out what does. It is a simple, and often
effective, rhetorical tool to string together isolated abuses to give
the impression that they are the rule, rather than the exception.
I want to break from this practice, however, and speak about some of
the success stories. American lives are strengthened and saved every
day by good, sound regulations. ``Regulation'' has become a dirty word
in some quarters, but we should remember what a regulation is: the
means by which the law is implemented and enforced. Regulation is the
tool the government uses to execute the people's will, as expressed
through their elected representatives in Congress.
Sound regulations have saved countless lives and prevented numerous
injuries in the workplace, on the highways, in the air, and in the
home. These regulation have also saved millions of dollars saved in
medical costs, lost wages and reduced productivity from injury. They
have also immeasurably improved our quality of life.
I can speak to one example in particular. Since the passage of the
Clean Water Act in 1972, water pollution control programs have been
able to greatly improve our water quality everywhere, including in the
Long Island Sound. The current water quality of the sound is directly
attributable to these pollution control programs, which have been
effective in the face of increasing population and activities in and
around the sound.
Environmental cleanup in the sound has led to increased tourism,
increased property values, new industry and a better economy. However,
the Long Island Sound cleanup is not finished. In fact, today it faces
new challenges from residential, commercial, and recreational
development. It is crucial that pollution control programs remain in
force for the sake of the sound and those who live around it.
I fear that continued attempts to clean up the sound would be
undermined by the Dole-Johnston bill. In fact, the legislation could
actually turn the clock back and reverse years of progress.
I am also troubled by other provisions and their impact on Americans'
health and safety. The Dole-Johnston bill is still ambiguous about what
would become of rules currently in the pipeline--those that have been
issued but have not yet taken effect. The bill is also unclear as to
whether agencies would have to go back and redo risk assessment to
comply with the complicated risk assessment provision.
I also worry about the impact of this bill on the Occupational Safety
and Health Administration's ability to prevent workplace injuries and
deaths. OSHA is already unable to fulfil its mandate in a timely
fashion. It took the agency 10 years, for example, to issue rules
ensuring that workers would know about the dangers of the toxic
chemicals in their workplace. These delays would grow immeasurably
worse if, under this bill's provisions, we build even more bureaucratic
delay into the system. In the meantime, countless workers could be hurt
unnecessarily.
While, I appreciated some changes made to the Dole-Johnston bill, I
was equally disappointed that other amendments to strengthen meat
safety, OSHA and safe drinking water standards failed. No one should
have to live in fear of illness or death from the E. coli bacteria or
tainted water. In 1993, Milwaukee drinking water became tainted and
more than 100 people were killed and 400,000 people became sick. We do
not want to do anything here that would limit our ability to prevent
such tragedies in the future.
I hope that in the coming days we can achieve a bipartisan consensus
on regulatory reform. I believe that the Glenn-Chafee bill provides the
best framework for these efforts, and I urge my colleagues to support
its intent.
Mr. SIMON addressed the Chair.
The PRESIDING OFFICER. The Senator from Illinois.
Mr. SIMON. Mr. President, I ask unanimous consent to set aside
temporarily the Glenn-Chafee amendment to offer an amendment by myself,
Senator Hatfield, and Senator Reid.
The PRESIDING OFFICER. Is there objection?
Mr. JOHNSTON addressed the Chair.
The PRESIDING OFFICER. The Senator from Louisiana.
Mr. JOHNSTON. Mr. President, what is the subject of this amendment?
Mr. SIMON. We are talking about regulations that we have passed that
do not make much sense. We passed a law that among other things
prohibited Members of Congress from writing recommendations. If you
have a member of your staff who wants to get a civil service job, it is
against the law for you to write a letter of recommendation. If we see
a page here doing a great job, we cannot write a letter of
recommendation. This simply permits us to do that, and I hope it could
be disposed of without great debate.
Mr. JOHNSTON. Mr. President, will the Senator yield?
Mr. SIMON. I will be pleased to yield to my colleague.
Mr. JOHNSTON. Mr. President, I am familiar with the general problem.
Of course, all of us have run into this. I am less familiar with the
solution, and I am totally ignorant of whether the committees of
jurisdiction have had a chance to look at it and whether they approve
or disapprove. I wonder if the Senator could withhold to a later status
in this bill and see if this can be cleared. I see Senator Roth. I do
not know whether that is within his committee of jurisdiction. Perhaps
he can speak to it.
Mr. ROTH. Reserving the right to object, Mr. President, I
respectfully request that the Senator from Illinois withdraw his
request.
First of all, the amendment he is proposing is not germane to the
legislation before us. It does represent a very considerable change in
our civil service rules that are worthy of review. But I hope that
rather than bringing it up at this time, this is a matter that could be
reviewed by the Governmental Affairs Committee which has jurisdiction
over the matter.
[[Page S 10123]]
Mr. SIMON. Mr. President, with all due respect, I do not think the
Governmental Affairs Committee, which created this law, is likely to
repeal it. But I have talked to a number of my colleagues, and I think
the sentiment in this body is overwhelming that we made a mistake.
Let me tell you how I happened to get into this. This is a letter I
wrote to Donna Shalala about a person who lives in an apartment
building where we live:
Dear Donna: I am enclosing a resume for Dennis Gowie who
was a hospital administrator in Washington, DC until the new
administration here took over.
I do not know him well, but he lives in the same apartment
building that Jeanne and I live in, and he makes an excellent
impression and has a superior background.
I don't know where or if you are able to use someone with
his background in your administration, but I think his
background is so rich in the health care administration field
that he is worthy of consideration.
Cordially.
I got the letter back with a letter saying I violated the law. A
lobbyist, any lobbyist, can send a letter of recommendation for anyone,
but if you have somebody working on your staff who is doing a good job
and you want to send a letter of recommendation for a civil service job
for that person, that is a violation of the law. We are in the process
of talking about regulations that are ridiculous. This is a law that is
ridiculous that is a regulation on us. I think we ought to get rid of
it. I think this is a good time to do it. I am not trying to impose
myself in the middle of this particular amendment, and I might say to
my colleague from Ohio, I strongly support his amendment. But if I may
ask my colleague from Delaware, if I were to ask unanimous consent to
have this up on the floor of the Senate after the Glenn-Chafee
amendment is disposed of, would that be satisfactory?
Mr. ROTH. Let me answer the distinguished Senator this way. As he
knows, we are having a very serious, a very important discussion on
judicial review. So I think it would be unhelpful to suddenly turn to a
matter that is not even directly related to the legislation before us.
Second, I think we all agree this legislation on regulatory reform is
among the most important legislation that shall come before us this
year. For that reason, it concerns me if we begin to add amendments--
this would be the first--that are not related.
I would be happy to assure the distinguished Senator from Illinois
that we would be happy to take a hard look at this in committee. I have
had a number of people mention the problems, the concern it causes
them, but I think if we are going to change it--and perhaps we should--
then it should be done in a manner that is most constructive under the
circumstances, rather than being done on an unrelated piece of
legislation.
Mr. SIMON. Mr. President, frankly, it is not satisfactory to me to
have the committee take a hard look at it. I want to get a vote on it.
We have crafted this very carefully, I want to assure my colleagues. In
terms of it not being germane, the Senator from Delaware and I have
voted for a thousand amendments that are not germane to legislation
that is up. It is in a peripheral way germane.
I will change my unanimous consent request, Mr. President. I ask
unanimous consent that when the Chafee amendment is disposed of, the
Simon-Hatfield-Reid amendment be up for consideration at that point.
The PRESIDING OFFICER. Is there objection?
Mr. JOHNSTON. Mr. President, why does the Senator not give us a
little time to work this issue? I personally have no objection to this.
Rather than seal in a nongermane amendment at this point--that may be
tonight--we may be able to make some progress on some other amendments
tonight. If my friend will withhold, he will have a right to bring up
his amendment at some other time.
(Mr. GRAMS assumed the chair.)
Mr. SIMON. Mr. President, because I am interested in adopting this,
and I am not trying to cause problems on the floor, I will withhold my
request at this point. But I want to assure my colleagues on the floor,
I am going to bring this amendment up one way or another on this bill
before it passes.
If I may add one other point, Mr. President, and I say to my
colleague from Delaware, as well as Senator Glenn from Ohio, if there
is some wording here that needs improvement, I am not wedded to this
wording. We think we have drawn it very carefully. But if there is
something that is not prudent here, what we say is that where there is
on the basis of personal knowledge or records of the person furnishing
we can make an evaluation of the work performance, ability, aptitude,
general qualifications, valuation of character, loyalty, or suitability
of such individual. I think those are the kind of things that should
not present a problem. I hope we will do this.
Let me just add, I am leaving this body. This is going to have a lot
more to do with the future of Senator Roth and Senator Thompson and the
distinguished junior Senator from Minnesota than it will for Paul
Simon. But I want to be free if I have a good staff person or I know
someone would be good for a job, to write a letter of recommendation.
My experience is those letters do not mean that much, but at least I
can get it off my chest. I want to have the right to write that letter
and not just leave that right to lobbyists and others.
Mr. THOMPSON addressed the Chair.
The PRESIDING OFFICER. The Senator from Tennessee.
Mr. THOMPSON. Mr. President, I would like to address the subject of
judicial review which my colleagues have been so eloquently discussing
this morning. I think this, first of all, goes to the very heart of
this legislation, because we can pass all of the requirements and all
of the commonsense proposals that we want, but if it is left totally in
the hands of the bureaucracy to decide whether or not they want to
comply with it or how they want to comply with it, then it is
meaningless. In other words, if there is not some semblance of judicial
review, even for the most egregious conduct and outrageous decisions,
it is, indeed, meaningless.
Mr. President, this is a nation of laws, not of men and women, the
bedrock of our country. Legislation gives tremendous authority to the
executive branch. That is what this body, that is what the Congress of
the United States does on a daily basis: It gives great authority to
the executive branch to implement the laws that are passed.
The bureaucracy, the administrative agencies--and I do not use that
term derogatorily--but the bureaucracy works in that regard in adopting
regulations to implement the laws that we pass. This is an awesome
authority that we give to the executive branch.
We have seen in times past in this country, and other nations, that
power does tend to corrupt. Executive branch authority has to be looked
at carefully; it has to be looked at constantly. Goodness knows, this
body, in my brief observation, seldom has the opportunity for effective
oversight.
The Senator from Ohio made a very impressive statement on more than
one occasion concerning the regulations of one particular regulation
pertaining to the Clean Water Act--I believe, effluent emissions--where
he said that from the well to the ceiling of this Chamber is 42\1/2\
feet, and those documents would go all the way from the well to the
ceiling three times--three stacks of documents for one regulation.
I am not sure the Senator would share the same conclusion that I
would share from that. But, obviously, we do not have the time nor the
inclination to go back and revisit the laws and revisit the
regulations, certainly, that have been passed up until this time. What
we can do is establish some rules of the road, interject some
commonsense ways for the agencies to justify future rules, future
regulations.
Now, this authority that we give the executive branch is proper and
appropriate in our constitutional scheme. That is what it is all about.
We are supposed to have oversight of that. I think anyone who has spent
any time here at all must acknowledge that that is a very tenuous
situation at best in terms of effective oversight. We must look
prospectively.
So we have a system where citizens who are affected by this
legislation, not just depending on Congress, but citizens affected by
this legislation can come into court and say basically, ``We are not
being treated right.'' That is all judicial review means. They come
into the third branch of Government,
[[Page S 10124]]
an independent branch of Government--the judiciary--to make a
determination as to whether or not the citizen, the private concern, is
being treated right.
We can talk about special interests and all of that in a pejorative
way, but there are a lot of small businesses out there, a lot of
individuals, there are a lot of public interest groups who take
advantage of judicial review on a daily basis. It is not just the
corporate fat cats who are sitting back out there to be labeled as
special interest to whom this is important. It is important to
everybody. It is important to every citizen. And it is really strange
and inappropriate, I think, if we carve out one or two little pieces in
this entire administrative framework that we are dealing with here and
say everyone has the opportunity to come into court except these
particular individuals, or except in these particular circumstances,
because we place so much confidence in the nameless, faceless
administrators who come up with these analyses, or these rules, that we
really effectively do not want any judicial review in this particular
area.
Mr. President, I do not share the confidence that the opponents of
Dole-Johnston seem to have in the agencies. They do a lot of good work
on many occasions. But we cannot give that kind of authority,
unchecked, unreviewed, to anybody, including them.
We hear a lot of talk about a ``lawyer's dream.'' We are concerned
now that we are going to create new causes of action, we are going to
provide a new access for somebody coming into court. I share that
concern across the board. I think that in times past we have not paid
enough attention to that fact. But it is a strange occurrence for us to
all of a sudden be concerned about that in the middle of this debate,
when we are trying to bring some commonsense reform to this regulatory
maze that is costing every American family $6,000 a year, because this
body, the Congress of the United States, as a whole, are the reasons
for the litigation explosion in the Federal system.
It is the laws that we create, giving judicial review almost on every
occasion, that create all of the litigation and all of the new regs,
and we could not fill in this Chamber with all of the legislation that
we have passed that give people new causes of action and new motivation
to come to court, and new ways to burden the Federal court system. If
you have a civil case anymore in the Federal court system, and many
places in this country, you may as well forget about it for a good long
while. Under the speedy justice acts, criminal cases take precedence.
And that is because of what we have done here in this body. Not only do
we constantly create new causes of action in this body, but on many
occasions we finance it ourselves. We not only say you can come into
court and get judicial review, which effectively is being denied, I
submit, by the Glenn-Chafee amendment, but we have created all sorts of
legislation where the Government will either pay the attorney's fees,
or there are attorney's fees shifting. In other words, what could be
more of an inducement to people to bring lawsuits and to come with new
litigation than to say you are going to get your attorney's fees paid
for? Yet, we do that time and time again. We are the cause of all of
that.
There are the civil rights cases, which we are familiar with; Fair
Housing Act, Fair Labor Standards Act; Age Discrimination in Employment
Act of 1967; Equal Credit Opportunity Act; Civil Service Rehabilitation
Act; Individuals With Disabilities Act; Religious Freedom Restoration
Act; Violence Against Women Act. There are awards for attorney's fees
in tax cases that we give to citizens if they prevail in certain tax
cases. Awards for attorney's fees we give in certain lawsuits against
the States, and in certain lawsuits against judges. We not only give
them a cause of action, and we not only give them judicial review, we
see that their attorney's fees are paid.
There was the Federal Contested Elections Act; Government Employees
Rights Act of 1991; Equal Access to Justice Act; Freedom of Information
Act and Privacy Act; Government in the Sunshine Act; Whistleblower
Protection Act of 1989; Civil Service Reform Act of 1978; NEPA;
Commodity Exchange Act; Packers and Stock Yards Act; Perishable
Agricultural Commodity Act; Federal Crop Insurance Act, Animal Welfare
Act; Agricultural Unfair Trade Practices Act; Plant Variety;
Immigration and Naturalization Act; National Aeronautics and Space
Administration Act; National Defense Authorization Act; Bankruptcy Act;
Federal Home Loan Bank Act; Home Owners Loan Act; Housing Act of 1959.
These are all acts not only where we are creating new causes of
action and giving people access to the court, in addition giving them
judicial review, but we are seeing that their attorney's fees get paid
if they prevail. That is a very loose definition.
I will continue: National Housing Act; Federal Credit Union Act;
Federal Deposit Insurance Act; Bank Holding Company Act; Bank Tying
Act--whatever that is--Farm Credit Amendments Act; Real Estate
Settlement Procedures Act; International Banking Act; Expedited Funds
Availability Act.
Mr. President, there are hundreds. I will not take the Senate's time
with reading all of them. But there are literally hundreds of pieces of
legislation that this body has created where not only do we create new
causes of action and provide judicial review; no question is usually
ever raised about full judicial review. All of these are important
subjects. I am not saying they were bad legislation in every case;
certainly not. I am just saying that it is mighty strange that in the
middle of all of this, when we want to say let us supply a little
common sense to the regulatory process, let us require a cost-benefit
analysis, just put down on paper whether the benefits justify the
costs--as we have seen here, we are not talking about a money situation
here. Benefits are defined as social benefits, as well as economic
benefits. Costs are defined as social costs--social costs, as well as
economic costs; not only direct benefits and direct costs, but indirect
benefits and indirect costs. What could give an agency more discretion
than dealing with something that might be described as an indirect
social benefit? That is great leeway.
Yet, we want to limit judicial review when they make these
commonsense assessments that we say since we cannot and will not go
back to the 3-foot stack of regulations and deal with them, which is
what we really ought to do, we are going to at least try to apply some
commonsense standards as far as we go forward. That is all this is
about. Judicial review is the norm. It is the way it ought to be. The
Administrative Procedures Act provides broad, broad discretion and
judicial review. We keep talking about this explosive litigation
situation that is going to develop from all of this.
Not so. We create no new causes of action with the Dole-Johnston bill.
The judicial review is already contained in the substantive
legislation. I must say, it seems in times past when we gave authority
to an agency, we have readily granted judicial review. But when we are
putting certain restrictions on an agency and making them justify what
they do, some seem to want no judicial review.
The opponents say not only too much litigation; second-guessing
scientific opinions, the rulemakers will be tied up in knots. Well, the
Senator from Louisiana, I think, has very, very effectively addressed
most of those. I share his concern that if something is repeated long
enough, saying that it will cause an explosion in litigation and that
will tie the courts up in knots, some people will get to believe it. It
is just not true. Repeating it does not make it true.
Section 625, no new causes of action. Final agency action is the only
thing that can be looked at. Cost-benefit analysis will be included in
the directive. Only if the final agency action is arbitrary or
capricious will it be overturned. In other words, no independent
second-guessing or analysis of the cost-benefit analysis. It is just a
part of the picture. It is part of the overall picture, and it can be
considered. It can be looked at.
Mr. President, I submit that this provision is narrower than the law
is now. Traditionally, any procedure defect can be appealed and be a
ground for upsetting the agency action. Here it is only if it is a part
of an overall review, if the final agency action is arbitrary and
capricious. It cannot be considered independently. Under the old law if
something was faulty, if the cost-benefit analysis was faulty, that
kind of a
[[Page S 10125]]
defect would be reviewable and enough to overturn the opinion.
Actually, it seems to me that as far as this new cost-benefit is
concerned, we have a narrower scope review than we traditionally have
for other defects in the process. Of course, 706 is just the same as
under the Administrative Procedure Act that we have been dealing with
for so many years, except with section (F).
As I understand it, we have to look at (E) in conjunction with that.
It is a substantial evidence test in (E), substantial support test in
(F). Substantial evidence test, as I understand it, where there is a
record administrative law judge, substantial evidence test is something
that has been applied now for years and years on the record, and I
think the thinking with (F) is apply that to the rulemaking process,
the same kind of review, substantial support test, and do we want a
rule that does not have support in the record in the rulemaking,
substantial support? It is not a de novo review by any stretch of the
imagination. The court must show deference to what the agency has done
under that kind of scheme.
Will there be more litigation? I submit certainly not. I submit
nobody knows, certainly. Nobody knows. There is always litigation.
There always will be litigation. Trying to pinpoint the cause for a
particular lawsuit cause of action is a fruitless process.
I submit a very good case could be made for the proposition that it
will result in less litigation, Mr. President, instead of more, because
now at least the courts have some fairly objective criteria to look at.
Cost-benefit analysis: Do the benefits justify the costs? Are the
costs justified by the benefits? I think it could go to make better
rules. I think the agencies have been engaging in this process all
along, anyway, in some rough form.
Any rule that we put down, certainly, I hope that agencies would
consider how much benefit are we going to get out of this and what will
it cost? By putting it down somewhere--with the tremendous prejudice in
favor of the agency action going in, the tremendous hurdles a
petitioner has to overcome--putting it down somewhere and having
developed some case law on the subject, and it becoming more objective,
I submit that people would be less likely to attack it because it is
less nebulous than it has been in times past.
Will there be more litigation? There is very limited interlocutory
review. Now, if an agency decides that something is not a major rule,
it does not meet the $100 million threshold, then there is review under
those circumstances. But I think the Senator from Louisiana hit it on
the head. It looks to me to be in the interests of both sides, if the
determination is made that it is not a major rule, to go ahead and get
that resolved.
Otherwise, we go on through the process, all the way to the end, get
to the final rulemaking, get there, then an appeal is taken. Then if it
is determined it was, in fact, a major rule, have to go all the way
back, and it affects everything that has been done, and you have to
start back from scratch.
This is not a problem, interlocutory situation, that gives the
petitioner some great advantage.
What about second-guessing scientific study and that sort of thing? I
submit, Mr. President, that right now we have courts in a position
under the arbitrary and capricious standard and all the other standards
under 702 that courts are making some kind of rough determination on
scientific principles of some kind, scientific analysis, totally
unequipped in many cases, I am sure, to do it. But under the Dole-
Johnston bill, we have peer review. We actually have an opportunity for
the experts to come in and interject their analysis into the process.
Again, my understanding is that this is nothing new in the well-
crafted rules and procedures that are done now under current law. Peer
review is not a stranger--National Academy of Science--and the agencies
are well equipped to do this peer review. They are well equipped to do
the cost-benefit analysis. There is nothing new with regard to that.
Now they must do it in every instance where we have a major rule.
So the courts now are having to deal with this scientific evidence
test. Actually, this legislation will assist the court because of the
additional peer review. The courts will not be second-guessing the
agency's actions here. I share with the proponents of the Glenn-Chafee
substitute that we do not want to be able to have people come in and
tie up legitimate rulemaking functions at the drop of a hat and stop
everything in its tracks. Nobody is propounding that.
What is being done here, it looks to me, the problem with it, it is
such a modest proposal, it is such a modest first step to interject an
element of common sense into a process that I think just about
everybody in this country has concluded has gone too far. Every once in
a while things gets out of hand. We have to get back toward the middle
of the road a little bit. I think that is what this legislation does in
a very modest way.
Increased delay, tie the court in knots--it is simply not in the
legislation. These objections cannot be identified and pinpointed with
regard to any particular section in this legislation in the Dole-
Johnston amendment. Under ordinary circumstances, you cannot get a
stay, you cannot come in, you cannot file a lawsuit and stop the
proceedings. That simply does not happen except in rare circumstances.
What are those circumstances? Same old, traditional circumstances
that we have already had in other situations. That is, if a petitioner
can overcome the very high burden of proving that he is likely to
prevail ultimately in the case, if the petitioner can show that he will
suffer irreparable injury, not just injury but irreparable injury, if
he can show it is in the public interest, if he can do all of those
things, he might stay the proceedings for a while. Would we not want
him to?
If petitioners can show that they are likely to prevail, that they
are going to suffer irreparable injury, is there anything wrong, within
that limited circumstance, with being able to have a stay? It is a
very, very rare situation, indeed, where that would come into play. So
there is no tying up of the courts. There is no stopping of the courts.
There is no keeping the forward move of the rule from making progress.
What are the hurdles? Look at a situation that a petitioner has. Look
at what a petitioner has to go through in order to challenge a rule.
First of all, you have the definition of benefit and the definition
of costs that we referred to a little bit earlier. I think we need to
go back to that, because I think we get away from that. The definition
applies throughout for both subchapter 2 and 3. The definitions are
ruling. The definitions are standard, and apply every time these terms
are used anywhere in the act. It says:
The term ``benefit'' means the reasonable, identifiable,
significant favorable effects including social,
environmental, health and economic effects that are expected
to result directly or indirectly from implementation of a
rule or other agency action.
So, when people talk about seatbelts, or people talk about food, and
people talk about all those things that are vital concerns to all of
us--certainly you can consider the noneconomic benefits. You can
consider the social benefits. You can consider the environmental
benefits. You can consider all of the health benefits. And, if an
agency does a halfway decent job of addressing that and putting it down
on paper, look at the hurdles that a petitioner has to overcome in
order to challenge that. Consider the court's natural hesitancy to
second guess an agency under those circumstances; a natural hesitancy
to second guess technical evaluations.
Then you have the harmless error rule. Suppose you go through all
that. OK, the agency messed up. OK, even by the loosest definition of
benefit or cost, the benefits did not outweigh the costs so the
petitioner has crossed that first hurdle. Then he has to get by the
harmless error rule, and that is no mean feat. That has been with us
for a long time. It has made a lot of agency actions prevail in
circumstances they otherwise would not.
So, those are the hurdles that a petitioner has. Now, under the Glenn
substitute, first of all, for something that has to do with judicial
review I am struck by the consistency of what is not subject to
judicial review. I think we have five sections here and in four of them
the emphasis is on what is not subject.
[[Page S 10126]]
Section 623(a): ``Shall not be subject to judicial review in
connection with,'' et cetera.
``(b) shall not be subject to judicial review in any manner''
``(d) court shall not review to determine whether,'' et cetera.
``(e) shall not be subject to judicial consideration separate and
apart,'' et cetera.
I will go into the details of all this later. But is it not strange
that in something that is supposed to deal with judicial review, that
the entire emphasis seems to be on what is not subject to judicial
review? It looks like we are leaving a very, very narrow window indeed.
Let us look at the provisions of the Glenn-Chafee substitute. In the
first place you have (b), ``any determination by designee of the
President or the director that a rule is or is not a major rule shall
not be subject to judicial review in any manner.'' It just stops in its
tracks, if I understand it correctly. That can just stop everything in
its tracks right there.
It says in (e) that ``a determination by an agency that it is not a
major rule shall be set aside by a reviewing court on clear and
convincing evidence.'' But who gets to decide last? If an agency made
this determination and the President or the director made a subsequent
determination, or contemporaneous determination, would that not be the
end of it?
In other words, the executive branch has total discretion, it looks
to me like, in determining whether or not the process goes forward in
terms of cost-benefit analysis, risk assessment or whatever, because
they can decide, no matter how clear it is to most people that it meets
the $100 million threshold--they could just say that it does not and
nobody can review that. Nobody can question that.
Indeed, ``If a cost-benefit analysis or risk assessment required
under this chapter has been wholly omitted for any major rule, a court
shall vacate the rule and remand the case for further consideration.''
In other words, if you have what has been decided and what has been
determined is a major rule, therefore under the law requiring the
agency to make the cost-benefit analysis, but the agency just says I am
not going to do it, they suffer the severe penalty of having the court
simply remand it back to them for further consideration. I do not know
what happens if they do the same thing again and the court remands it
back again, and again and again.
The rest of it I think the Senator from Louisiana has addressed. It
is essentially very similar to the Dole-Johnston bill in that basically
it is still an arbitrary and capricious test. I did not even mention
that in the hurdles that a petitioner has to overcome, which is a very,
very tough test for a petitioner to have to overcome to prove that
something is arbitrary and capricious.
So, Mr. President, I think it just comes down to whether or not you
want to do anything about this problem. I think it comes down to
whether or not you want risk assessment, you want to have a cost-
benefit analysis. Because, if you do, it cannot possibly mean anything.
It would be totally meaningless unless you have more of a redress for
people who are aggrieved.
I might point out, in this legislation business, it seems to me we
often go off on the basis of whose ox is being gored at the moment.
What if you had a President who did not like any rules? Should we cut
off people, public interest groups, whatever, from judicial review and
petitioning and doing what they would want to do in order to get
effective rules passed and make sure they are not just dismissed out of
hand and erroneous determinations as to whether or not something is a
major rule? Some President could decide everything is going to be a
major rule, no matter how minuscule it is. If he was really an enemy of
rules and regulations, he could just decide everything is going to go
be a rule and make everyone go through the process.
It is a two-way street if we look at it that way, and I urge the
Dole-Johnston amendment does that. It is a modest proposal to try to
get our arms around, in some way, and make some progress towards
interjecting some simple, some commonsense principles into this
regulatory mess that we have gotten ourselves into and do not seem to
know how to get out of that is costing the American taxpayers' $6,000
per year per family and going up. And then get on about the business of
passing laws that will be subject to real oversight. I think that is
one of the most important provisions of this bill. I think it gives us
another look at these rules that are going to be passed, now, and give
us really an opportunity to focus on our oversight responsibility.
We do pretty good at turning these laws out but it seems to me like
we wake up a few years down the road and get a deluge of citizens
coming in here saying you did not know it at the time but look what you
have done to us. And then it is too late to do anything about the
regulatory mess we have created.
We have an opportunity here to do something about that and I urge the
defeat of the Glenn-Chafee amendment and the adoption of the Dole-
Johnston amendment.
I yield the floor.
Mr. COCHRAN. Mr. President, we finally have, as the distinguished
Senator from Tennessee said, the opportunity to legislate an end to the
unnecessarily costly consequences of Federal Government regulations.
This legislation that has been introduced by the Majority Leader,
which I am cosponsoring, will make it necessary to consider the cost
effectiveness of regulations that seek to manage the risks to health,
safety, and our environment. In short, it will help ensure that the
benefits derived from Federal regulatory actions justify their cost.
The Federal regulatory burden has become too heavy and too expensive.
There are several recent studies that confirm this. One is a March 1995
publication of the Harvard School of Public Health which analyzed 200
Federal programs and revealed that many highly cost-effective programs
were not fully implemented, while other highly cost-ineffective
programs were widely implemented. It suggested that a reallocation of
resources to more cost-effective programs could save an additional
60,000 lives per year at no increased cost to taxpayers or to the
private sector. The conclusion was that we could save the same number
of lives, but with a $31 billion annual savings to the American people.
In an American Enterprise Institute policy paper, Christopher DeMuth
has described Federal regulations this way, and I quote:
They are much more costly than all the domestic
discretionary spending programs of the Federal Government
combined. Regulatory agencies can tax and spend freely in
pursuit of environmental quality, product safety, and other
regulatory goals, and the costs they impose are free of the
budget and appropriations controls that constrain spending
programs.
That is the end of the quote.
The Heritage Foundation's ``A Citizens Guide to Federal Regulation''
estimates that the cost of Federal regulation to the economy exceeds
$500 billion, or about $5,000 per household each year. EPA has
estimated that environmental regulations alone in 1990 cost the U.S.
economy about $115 billion. As a result of the Clean Air Act amendments
and other new requirements, spending by business on environmental
protection is expected to exceed $200 billion annually within 5 years.
In 1993, the President's National Performance Review estimated that
complying with Federal regulations cost the private sector $430 billion
per year. This is almost 10 percent of the gross national product.
One of the more frequently cited economists on the costs of
regulation, Thomas Hopkins of the Rochester Institute, has estimated
the direct Federal regulatory burden for 1994 to be approximately $630
billion.
So whatever estimate you choose, it is a big one. The burden is
enormous and, without action on our part, it is only going to get
bigger.
One sector of our economy that has come under special pressure from
environmental and related Federal regulations is American agriculture.
Excessive regulation of agriculture has become in some instances
counterproductive to our efforts to maintain the safety and integrity
of the U.S. food supply.
Some Federal regulations not only impose unnecessary and burdensome
costs on farmers, but they make our farm and food products less
competitive in world markets. The Delaney clause, for example, enacted
in 1958,
[[Page S 10127]]
has been strictly interpreted and enforced in such a way that it has
imposed enormous expenses and burdens while providing very little
benefit to the public. In many instances, the Delaney clause has become
an obstacle to the implementation of sensible food safety policy
because it has prohibited the use of production efficiencies that pose
little or no risk to the public.
This problem was compounded by the 1992 Ninth Circuit Court of
Appeals ruling which invalidated the EPA's negligible risk
interpretation of the Delaney clause and required a zero risk
interpretation that threatens to restrict the use of up to 80 widely
used crop protection tools. These tools are important in the production
of a safer, abundant, and affordable U.S. food supply.
EPA Administrator Carol Browner has acknowledged that the pesticides
affected by this recent court decision pose no risk to public health.
Lynn Goldman, Assistant Administrator of the EPA, has admitted that the
Delaney clause is an outdated approach for protecting consumers from
pesticide residues and that the loss of selected pesticide uses may
affect the price or seasonal availability of particular commodities.
Furthermore, in 1993, the EPA stated that the potential economic
impact of a strict interpretation of the Delaney clause could reach $1
billion per year.
In rice-producing States, like my State of Mississippi, uncontrolled
rice plant diseases can lower crop yields by 75 to 80 percent. The
fungicide benomyl, which is used to control rice blast on 15 to 30
percent of the rice acres in the southeastern States, is the only
fungicide registered for that purpose. Under a strict interpretation of
the Delaney clause, EPA intends to prohibit the use of benomyl on rice.
This will result in higher costs to farmers and consumers and will
provide no real improvement in food safety.
Mr. President, the outdated Delaney clause rests on a flawed premise.
It assumes that a carcinogen at any level of exposure can cause cancer.
Because of recent advances in research, we know that premise is wrong.
With current technologies that allow the detection of minute quantities
of potential carcinogens that were previously undetectable, the number
of substances subject to the Delaney clause expands with every advance
in analytical chemistry. We are now able to discover in food previously
undetectable trace levels of materials used in production and
distribution that are not added to food in any conventional sense, yet
are food additives under the law.
Reform of the Delaney clause, as provided for in this legislation, is
essential to preserving a safe, abundant, and affordable U.S. food
supply. And it is long overdue.
Numerous other excessive and costly regulatory burdens imposed on
American agriculture will also be relieved by this legislation. In a
recent Washington Times op-ed article, I described several examples
where the Department of Agriculture, the Department of Interior, and
other Federal agencies have gone beyond the intent of Congress in the
regulatory requirements imposed on agriculture.
The Farm Bureau Federation estimates that U.S. agricultural interests
spend between $18 and $20 billion per year complying with Federal
regulations. This amounts to roughly 35 percent of total net farm
income in our country.
The Delaney clause, and all the other Federal regulations, that are
squeezing the American farmer and food industries must be subjected to
a reasonable, fair, and sound science-based assessment of the real
risks to safety, health and the environment.
While such reform will help the entire economy, it will help U.S.
agriculture in particular, and it will reduce costs to consumers
without endangering their health or our environment.
Mr. President, the American people want reasonable reform of the
current regulatory system. This legislation provides such reform, and I
urge my colleagues to support it.
I also ask, Mr. President, unanimous consent that the op-ed article I
mentioned be printed in the Record.
There being no objection, the article was ordered to be printed in
the Record, as follows:
[From the Washington Times, April 4, 1995]
(By Thad Cochran)
Regulatory Relief for Farmers
The regulators have run amok in America and nowhere have
things gotten more out of control than on the farm.
As long as the two key ingredients in food production
remain land and water, agriculture will be in the eye of the
environmental storm. But it is not--and has never been--a
struggle between pro- and anti-environmental forces. As
entrepreneurs whose very livelihood rests on the careful
stewardship of an ecological system, farmers have long
supported measures to protect our natural resources. But
those same farmers, who are already up against the
uncertainties of the weather and heavy foreign government
subsidies, now increasingly have to ``do battle'' with
regulators in Washington.
The reason? Because in too many cases, regulators at the
Environmental Protection Agency, the U.S. Department of
Agriculture, the Interior Department and other agencies have
gone far beyond the intent of Congress.
In an effort to produce a better coordinated approach, EPA
has combined, or ``clustered,'' certain air and water
standards. The goal of avoiding incompatible and
contradictory rules is laudable. But the result is another
case of regulatory overkill.
EPA's ``cluster rule'' for the pulp and paper industry is
the most costly environmental rulemaking ever proposed for a
single industry. It is estimated that compliance with this
rule will cost more than $11 billion despite the solid
progress already made by forest and paper companies. The
industry, for example, without the cluster rule has reduced
dioxin in effluent by 92 percent since 1988.
The treatment of wetlands is another case in point. Despite
a recent Memorandum of Agreement among several federal
agencies, the process of defining a wetland and delineating
sites remains confusing and contentious. Farmers now
dutifully file requests for permits to make modifications to
portions of their own property that have been designated
wetlands. Almost half of the applications filed for a permit
involve an impact on less than one acre.
Bob Floyd of Muncie, Ind., had a ``wetland'' mysteriously
appear on his property when a local business accidentally cut
a drainage pipe.
Federal regulators swooped in to protect this ``wetland''
and forced the 80-year-old farmer to stop farming. Because
of this wetland area (which has since dried up), Mr. Floyd
may have to sell the land his family had farmed for a
half-century.
This might be funny if it were an isolated incident. But it
is not. At a Senate Agriculture Committee hearing in
February, witness after witness came forward with examples of
farmers tangled in red tape, thousands of dollars incurred in
filling out forms and family farms being threatened by the
Endangered Species Act or the Clean Water Act or some other
regulatory requirement.
The American Farm Bureau Federation estimates that U.S.
agricultural interests spend between $18 billion and $20
billion per year complying with federal regulations. To put
things in perspective, that figure is roughly 35 percent of
total net farm income in the United States. If this estimate
is correct, and if anything it is probably low, farmers spend
$2 complying with government mandated regulations for every
$1 they receive in price supports.
Clearly, things have gotten seriously out of hand.
Fortunately, the utter frustration with this and other
problems manufactured in Washington was powerfully
communicated through the elections last November.
Congress is now under new management--and a wide range of
issues, including the need for regulatory relief, are being
addressed. Last month the Senate Government Affairs Committee
reported two bills (S343 and S291) which would require
federal regulatory agencies to prepare a cost-benefit
analysis (for major regulations) and incorporate that
analysis into the rulemaking process. Before new rules could
take effect, federal agencies would have to (1) determine
that the benefits outweigh the costs, and (2) determine that
the proposed rule will provide a greater benefit to society
than any other alternatives.
If this all sounds like plain old common sense, the
similarity is intentional. We have gotten to the point in
this country where farm and landowners are almost considered
guilty until they can prove their innocence. The burden of
proof should be on the regulator and the place to start is to
require the regulators to prove that the rules are necessary,
that they benefit the public at large and generally pass the
common-sense test.
All this is compounded by overlapping, and in some cases
competing, jurisdictions among federal agencies. It is common
for a farm enterprise or agriculture business to have to deal
simultaneously with the EPA, the Army Corps of Engineers, the
Transportation Department, the Agriculture Department, the
Occupational Safety and Health Administration, and others.
There is a groundswell of support in Congress to slow the
regulatory machine until Washington can ``get its act
together.'' The House of Representatives has already passed a
bill to place a moratorium on significant regulations,
retroactive to November of last year. A week ago, the Senate
passed legislation giving Congress 45 days to review proposed
major regulations. The Senate bill establishes a ``fast
track'' review process and provides that any regulation can
be blocked if both the House and Senate disapprove it
[[Page S 10128]]
within the 45-day time frame. The congressional review would apply not
only to any future rulemaking but retroactively to any
significant regulation issued since Nov. 20, 1994.
Obviously, the differing House and Senate bills will have
to be reconciled in conference; but it is clear we are going
to restrain the regulators.
Even though commodity prices generally were solid last
year, net farm income is at its lowest point in a decade. If
American agriculture is to prosper, it will have to increase
productivity and capture new foreign markets. That is a
challenge under normal circumstances. But it will be almost
impossible if the American farmer, increasingly tangled in a
destructive web of red tape, is forced to spend a third of
his net income complying with government rules.
Unfortunately, that is the track we are on in this country.
It is a course that I and many others in Congress are
determined to reverse.
Mr. ASHCROFT addressed the Chair.
The PRESIDING OFFICER. The Senator from Missouri.
Mr. ASHCROFT. Mr. President, I thank the Chair.
It is a pleasure to rise today to discuss with you an opportunity to
provide relief from many of the threats to the safety, security, and
well-being of those individuals who populate our urban centers. Our
cities today, especially our inner cities, have become areas of
hopelessness and decay and despair.
Consider these facts:
America's urban areas suffer a murder every 22 minutes, a robbery
every 49 seconds, an aggravated assault every 30 seconds. In a survey
of first and second graders in Washington, DC, the Nation's capital, 31
percent reported having witnessed a shooting; 39 percent said they had
seen dead bodies; 40 percent of low-income parents worry a lot about
their children being shot, compared to 10 percent of all parents who
worry about their children being shot; 1 out of every 24 black males in
this Nation, 1 out of every 24 black males in America, will have his
life ended by a homicide.
A report in the New England Journal of Medicine stated that a young
black man living in Harlem is less likely to live until the age of 40
than a young man in Bangladesh, perhaps the poorest country on Earth.
The roots of these pathologies are various. They are at least partly
cultural, partly economic, and partly social. These challenges, these
problems, are about values. They are about knowing right from wrong.
But they also have something to do with hope and meaning. For too many
of our inner city residents today, hope and meaning and opportunity,
are unknown words of uncertain origins. Many people are born, live, and
die without ever knowing what it is like to have a job, to feed a
family, and to fulfill their dreams.
In a number of the high schools in central cities, for example, the
dropout rate rises as high as 80 percent. In 1990, 81 percent of young
high school dropouts living in distressed urban areas were unemployed.
In that same year, more than 40 percent of all adult men in the
distressed inner cities of America did not work, while a significant
number worked only sporadically or part time. Today, half of all
residents of distressed neighborhoods live below the federally defined
poverty threshold. In 1993, that was $14,763 for a family of four.
Why do we have these problems in our inner cities? Well, as I have
indicated, there are a variety of reasons. But I submit that one of the
significant reasons for all of these facts is what I would call a
regulatory redlining of our urban centers, a series of pervasive
regulations promulgated by a variety of agencies that have literally
driven jobs from the center of America's urban environments. As a
matter of fact, the older the site is, the longer there has been
industry, the longer there has been manufacturing, and the longer there
has been industrial activity, the less likely the site is to qualify
with and escape from the kind of onerous regulations which drive away
jobs in those settings.
As well meaning as many regulations may have been, the reality is
that they have been incredibly destructive of opportunity in our inner
cities.
Now, there is a great debate about regulation and the regulatory
burden in America. But the people who live in our inner cities bear not
only their portion of the $600 billion in regulatory costs that are
built into our products, they also experience and sustain a cost of
regulation which is substantially higher in many circumstances. It is a
cost of lost opportunity. It is a cost of poor health. It is a cost of
the lack of personal security and safety. It is truly a major
challenge.
This last year, I had the opportunity to spend days during the year
working in different settings around the country. I was delighted to
work in one manufacturing concern in the city of St. Louis. It was
called the Anpaul Window Co. They make windows for home construction,
for remodeling as well as new construction. It is a thriving business,
about 40 employees, one of those small business Horatio Alger stories
that inspire us all.
I noted when I went to spend my day there making windows with its
work force, that well over half the employees are minorities. It was a
good work force, very productive. The business was thriving. As a
matter of fact, it was growing. And it became clear that the success of
the business was going to be a part of its downfall, because they
needed to expand. And they could not expand on their site in St. Louis
because of regulations. There were four EPA test wells around the
facility, and the owner said he would not take that facility on a bet.
He simply could not expand on that site.
So in order to expand--and I should also mention that the building
had been designated as historic and the doorways were not wide enough--
the owner of the business had to move from the city, in the urban
center of St. Louis, where the challenges are strong and the
pathologies are very pervasive, where we have all the problems that
attend the urban core of America's cities. And in order to grow and in
order to be what they wanted the business to be, they had to move the
business to a suburban setting 50 miles from St. Louis.
I thought to myself, here is the Federal Government, which should be
finding a way for the people in the very heart of our cities, who have
families in need of the income and support, who have young minds that
need the example of working parents, who have the potential but do not
have the productivity, actually working against economic stability. And
I thought the reason we do not have the productivity is too frequently
the onerous rules and regulations that have finally accumulated at the
core of our urban centers. Regulations that were designed to promote
health and safety and well-being, have redlined development out of our
urban centers and have sent development and jobs packing to the green
fields of suburbia. They have left an empty, hollow core in the urban
centers of America and have defined a circumstance where 1 in 24 black
males will probably be shot at some time during his life, according to
the statistics we read.
I thought to myself, these are well-intentioned regulations, the
regulations about cleanup and the fact that you should be able to eat
the dirt in order to avoid being poisoned by contamination. But the
truth of the matter is that the regulations in these older parts of
Missouri's cities and of America's cities drive development out of the
place where we need development most.
They do so with very interesting and laudable concerns about the
environment and about health and safety. But, frankly, the statistics
tell us that the individuals who are poor and inhabitants of our urban
centers have a lot more to worry about in lead poisoning from a .38
than they do from other contaminating sources. And the truth of the
matter is we have to find a way to bring jobs back into our cities. The
risks associated with unemployment are very substantial, they are much
greater than the risks associated with a door that may be 36 instead of
38 inches wide, or do not comply with a particular statute. The risk of
being shot in a drive-by shooting is much more pressing and demanding
and challenging than the risk of being contaminated by dirt beneath the
parking lot, especially dirt which was contaminated in some previous
industrial experiment.
Under the guise of noise abatement, we have merely exchanged the
sounds of productivity for the sounds of silent factories. The crack of
cocaine has been the sound of productivity in our cities' centers. The
wail of a family in the wake of a siren, the echoing clang
[[Page S 10129]]
of a cell door--those are the sounds that have abated the noise of
factories, and I think we need to look carefully at what the
comparative risks are in these cases.
We literally have a substantial group of people in this country at
the core of our urban centers and in our cities, whose opportunities
have been diminished, whose safety has been impaired, whose health has
been undermined, whose security has been threatened, and whose
longevity has been shortened because of well-meaning but misapplied
regulations.
Our challenge is to find a way to make our urban centers places where
people can thrive again. But inappropriate, or excessive regulation,
without understanding the real risks that exist in the center of our
cities, make that a very serious challenge.
That is why I am going to be proposing an amendment to this
Regulatory Reform Act which I will entitle ``The Urban Regulatory
Relief Zone'' amendment. This amendment will provide an opportunity for
the mayor of a city, any city over 200,000, to appoint an Economic
Development Commission. This commission would have the chance to assess
regulations which impair the health, safety, and well-being of the
citizens by keeping jobs out of the zone; and to weigh whether or not
abatement and waiver of those regulations could give rise to an influx
of opportunity which would provide an improvement in the health, an
improvement in the security, an improvement in the education, and an
improvement in the longevity of the individuals in that zone.
I very seriously hope that these commissions of economic development
would have a view toward mobilizing the resources, not just as it
relates to the Federal Government and Federal regulations, but as they
would relate to State and local regulations as well.
It is time for us to understand that regulations, sometimes
misapplied, have effectively redlined development out of our inner
cities and subjected our inner-city population to a set of risks that
are far greater than the risks which the regulations sought to abate.
It is time to empower cities to apply for such waivers. It is time to
say to the cities, ``We will let you help make a decision here about
what the real well-being of your citizenry is.''
Then the commission would send that waiver application to the Federal
Government and ask that the approval from an appropriate agency be made
in order to protect the city from further harm. In my judgment, this is
a chance for us to change the way in which regulation has literally
created a crisis, or participated in the creation of a crisis, at the
center of American cities. We can no longer afford regulations which
redline American cities away from development.
We have to give cities a chance to say to individuals: ``You can come
in here, you don't have to be responsible for all the past sins of
prior incarnations of industry here; you don't have to make sure the
dirt under your parking lot could be eaten by an individual for his or
her entire 70 years of existence. We want to have you here because we
know that an employed person is safer than an unemployed person; an
employed person, the statistics tell us, is healthier than an
unemployed person; that employed people are far less likely to be
killed in drive-by shootings than unemployed individuals; that where
there is economic vitality and industry, there is a far greater chance
that the young people will persist in their education, avoiding the
dropout situation; and that we will upgrade what happens in our very
inner cities.''
I believe that it is time for us to look at those regulatory concerns
as it relates to the well-being of the individuals in the areas in
which those regulations are imposed. Where there are impositions of
regulations which actually undermine the safety, undermine the
security, undermine the employability of individuals, where the
imposition of a regulation does not enhance safety or security or
health or well-being or longevity, it should be an option that the
Economic Development Commission of that particular urban center could
submit an application to the Federal Government and say, ``Why don't we
abate this particular requirement, because in so doing, it will elevate
the opportunity of our citizens to be productive, to be healthy, to be
secure and safe, to be examples in their community for the kind of
industry and productivity which will inspire young people to stay in
school and inspire individuals to have hope and to understand the
meaning which can change the destiny of the inner cities of America.''
Mr. President, I thank you for this opportunity. I look forward to
submitting the urban regulatory relief zone amendment to this
legislation in the hours ahead, and I hope that we will have the good
judgment to share with the people of the United States the opportunity
to make sound decisions about improving the standing of those who are
at peril in our inner cities, the core of our largest urban centers.
And I hope that we will give them the opportunity to get relief when
that relief will increase their likelihood for safety, for health, for
security, for productivity and for longevity.
Mr. President, I suggest the absence of a quorum.
The PRESIDING OFFICER (Mr. Abraham). The clerk will call the roll.
The bill clerk proceeded to call the roll.
Mr. GLENN. Mr. President, I ask unanimous consent that the order for
the quorum call be rescinded.
The PRESIDING OFFICER. Without objection, it is so ordered.
Mr. GLENN. Mr. President, we have talked about other costs, we have
talked about complexities, we have talked about the costs of business,
we have talked about costs of everything except costs to the Federal
Government of this legislation. It seems to me that in any
consideration of this legislation, that has to be taken into account.
I do not know exactly what it will cost the taxpayers for the Dole-
Johnston bill to be carried out by the agencies as it stands right now.
But I would like to read a letter to the chairman of the Judiciary
Committee, Senator Hatch, from the Executive Office of the President,
Office of Management and Budget on July 7. It applies to the original
Dole bill. There have been some changes made since this letter was
written, but I think the changes that were made make it even more
expensive. But I would like to read this letter in its entirety,
because I think it is extremely important that everyone understand
exactly what it is we are getting into.
Alice Rivlin, Director of the Office of Management and Budget, writes
as follows:
Dear Mr. Chairman: On April 26, 1995, the Senate Judiciary
Committee reported S. 343, the ``Comprehensive Regulatory
Reform Act of 1995,'' for floor consideration. The
Congressional Budget Office estimated that the bill, if
enacted, would impose additional discretionary costs of at
least $180 million annually. We have worked over the last
several weeks with both the program and the budget offices of
agencies with major regulatory programs, in order to arrive
at our own estimate of the potential costs of the bill as
reported by the Judiciary Committee.
CBO indicated in its analysis that few of the agencies had
sufficient time to determine the additional costs that the
bill would impose. Further, it assumed that the sole feature
of S. 343 that would make issuing new regulations more costly
was the lowering of the threshold for cost-benefit analysis
to $50 million. Our request to the agencies, however, asked
them to consider not only the lowering of the threshold but
also the many additional analytic steps, such as risk
assessment and peer review, that S. 343 would require
agencies to undertake in situations where they are not now
carried out. In addition, our analysis, unlike CBO's,
contemplated the additional costs that S. 343 would impose,
both by significantly expanding existing litigation
opportunities and by substantially expanding the coverage and
the requirements of the Administrative Procedures Act. Our
analysis, unlike CBO's, also included the costs involved in
implementing the many new petition processes that S. 343
would create for reviewing existing regulations.
Based on our more extensive analysis, we have arrived at a
cost figure that is significantly larger than CBO's. Our
preliminary estimate is that S. 343, as reported by the
Judiciary Committee, could impose discretionary costs of
approximately $1.3 billion annually and consume the time of
approximately 4,500 full-time employees. Although there have
been some modifications made to the bill since it was
reported by the Judiciary Committee, we believe this
information remains useful in light of CBO's estimate.
I hope this information is useful to you as S. 343
approaches the floor.
Sincerely,
Alice Rivlin,
Director.
I ask unanimous consent that a copy of this letter be printed in the
Record.
[[Page S 10130]]
There being no objection, the letter was ordered to be printed in the
Record, as follows:
Dear Mr. Chairman: On April 26, 1995, the Senate Judiciary
Committee reported S. 343, the ``Comprehensive Regulatory
Reform Act of 1995,'' for floor consideration. The
Congressional Budget Office estimated that the bill, if
enacted, would impose additional discretionary costs of at
least $180 million annually. We have worked over the last
several weeks with both the program and the budget offices of
agencies with major regulatory programs, in order to arrive
at our own estimate of the potential costs of the bill as
reported by the Judiciary Committee.
CBO indicated in its analysis that few of the agencies had
sufficient time to determine the additional costs that the
bill would impose. Further, it assumed that the sole feature
of S. 343 that would make issuing new regulations more costly
was the lowering of the threshold for cost-benefit analysis
to $50 million. Our request to the agencies, however, asked
them to consider not only the lowering of the threshold, but
also the many additional analytic steps--such as risk
assessment and peer review--that S. 343 would require
agencies to undertake in situations where they are not now
carried out. In addition, our analysis, unlike CBO's,
contemplated the additional costs that S. 343 would impose
both by significantly expanding existing litigation
opportunities and by substantially expanding the coverage and
the requirements of the Administrative Procedure Act. Our
analysis, unlike CBO's, also included the costs involved in
implementing the many new petition processes that S. 343
would create for reviewing existing regulations.
Based on our more extensive analysis, we have arrived at a
cost figure that is significantly larger than CBO's. Our
preliminary estimate is that S. 343, as reported by the
Judiciary Committee, could impose discretionary costs of
approximately $1.3 billion annually and consume the time or
approximately 4,500 FTEs. Although there have been some
modifications made to the bill since it was reported by the
Judiciary Committee, we believe that this information remains
useful in light of CBO's estimate.
I hope this information is useful to you as S. 343
approaches the floor.
Sincerely,
Alice M. Rivlin,
Director.
Mr. GLENN. Mr. President, let me further comment on this. In the bill
as it originally came out, CBO estimated $180 million. OMB analyzes
what would occur here with the additional petition processes and so on,
and after canvassing some of the agencies, as Director Rivlin says, as
much information as they could get, estimates that it would cost about
$1.3 billion and with 4,500 full-time employees.
Let me point something out. Their analysis was based on the $50
million base, and since that time, the Nunn amendment, which was added
to this, adds a substantial number of regulations that would have to be
reviewed. In the original legislation that was addressed by Director
Rivlin, major rules would probably have been somewhere between 200 and
500, something like that. We do not know exactly, of course.
Now, under Glenn-Chafee, the major rules are estimated to be between
100 and 200. With the Nunn amendment addition, the estimate is to go up
to between 500 and 800 rules that would have to be reviewed. The Rivlin
estimate from CBO of $1.3 billion in annual costs and the time of
approximately 4,500 full-time employees to comply with S. 343 was made
before the Nunn amendment on small business was passed. So that at
least doubles the number of rules that would have to go back for
reconsideration, with all the analysis that goes along with that.
I know that just the number of rules cannot be equated directly to a
specific budget figure. But I think it is fair to say that the cost of
the bill will be similar to the cost of the Dole bill, as it emerged
from the Judiciary Committee, which is $1.3 billion. You have to add
onto that the estimate of approximately doubling the number of rules
and regulations that would have to be reviewed again, if you add the
additional requirement of review put forward by the Nunn amendment. I
am not saying it would double that $1.3 billion, but it certainly it is
going to add a considerable amount onto it. I think it would probably
add at least half to it. I do not base that on anything except to say
that if you double the number of rules, we should add another $400 or
$500 million onto that $1.3 billion. It seems that would be logical.
The point I am making is that we do not get this for free. We want
regulatory reform. But at the same time, a vote for the Dole-Johnston
bill is a vote to spend a minimum of $1.3 billion, by OMB estimates, in
additional Government paperwork. What reform. That is not much of a
reform, it seems to me.
So I think we have to think about this. We have not provided anywhere
in this legislation for that $1.3 billion annually that would be
required, nor for the 4,500 full-time employees. We are in the process,
as a result of the President's national performance review, of reducing
the civil service rolls in this country, and doing pretty well with
that reduction, also. They are trying to cut down 272,000 civil service
positions over a 4-year period. The last count I had, as of about 30
days ago, we had actually reduced around 110,000 and are on schedule to
probably accomplish that full 272,900 reduction by the end of this
year. That comes at a time when, at least in these departments, we are
going to have some 4,500 additional FTE's just to carry out the
analysis that would be required by the Dole-Johnston bill, at a cost of
about $1.3 billion, and that was before the Nunn amendment took the
threshold way down, and probably, as near as we can estimate, doubled
the number of reviews that would have to be made.
So I think, as we consider this, we want to consider whether we are
also going to up the appropriation, whether that would be required,
whether we are going to up the number of FTE's to do the job that would
be required on this legislation.
I yield the floor.
Mr. ROTH addressed the Chair.
The PRESIDING OFFICER. The Senator from Delaware is recognized.
Mr. ROTH. Mr. President, I would just observe that the additional
cost identified by the distinguished Senator from Ohio as applying to
the Dole amendment would also apply to the Glenn-Chafee amendment. My
reason for stating that is that the threshold for a major rule in the
Dole-Johnston amendment has been increased to $100 million. That, of
course, is exactly the same as the threshold for the Glenn-Chafee bill.
I also point out that there is no question, at least in my judgment,
that the Nunn-Coverdell amendment--the amendment offered by the
distinguished Democrat from Georgia--would also be offered to amend the
Glenn-Chafee bill if it were believed that that legislation was going
to successfully move forward.
So, in large part, either proposal will face some increased cost. As
I say, in my judgment, it would be in somewhat the same ballpark. But I
think the important point to understand is the cost of the current
regulatory maze of the private sector and local government. It is
estimated that the current regulatory requirements cost this country
something like $600 billion a year,
a very substantial amount.
It is further estimated that this roughly breaks down to a cost of
$6,000 per American family. Again, a very substantial cost to the
typical American family.
One of the goals of the legislation that we all on both sides of the
aisle are in support of in either amendment, agree that regulatory
reform is critically important. One of the principal purposes of our
legislation is to get a better bang for the buck.
Hopefully, we can do even a better job in providing clean air and
clean water, at a lesser cost, because of the regulatory reforms we are
proposing.
While it may be there may be some additional cost on the Federal
Government, that should be more than substantially offset by the
benefits and lesser costs that will be experienced by the private
sector.
For that reason, while it is true that regulatory reform may result
in some additional cost to the Federal Government, that is
substantially true of both proposals, whether one is supporting the
Dole-Johnston amendment or the Glenn-Chafee.
I yield the floor. I suggest the absence of a quorum.
The PRESIDING OFFICER. The clerk will call the roll.
The assistant legislative clerk proceeded to call.
Mr. LIEBERMAN. Mr. President, I ask unanimous consent that the order
for the quorum call be rescinded.
The PRESIDING OFFICER. Without objection, it is so ordered.
Mr. LIEBERMAN. Mr. President, I rise to speak about the bill before
the Senate, S. 343, and the vote that will
[[Page S 10131]]
occur at 6 o'clock p.m., a little more than half an hour from now,
asking that we invoke cloture on this bill.
Mr. President, the last week has seen an intensive debate and a very
thorough debate on not just the bill but on the values and ideals and
processes that underlie our whole regulatory process.
While I feel from my perspective that we have made some progress, at
least by my standards, have improved the bill, I intend to vote against
cloture because I still believe that this bill, as amended, so
fundamentally alters the regulatory process and increases the obstacles
and hurdles within that process, that it does damage to the laws--the
public health, consumer protection, environmental protection laws--that
underlay those regulations.
Mr. President, this has been, I think, a very important debate in
which, in general terms, all Members here in the Chamber have expressed
our support of two basic goals. One is to acknowledge that the
regulatory process in many ways has grown top heavy.
Senator Hatch has given the list of the bottom 10 regulations which
often seem silly and off the mark. Senators Glenn and Kerry and others
have occasionally set the record straight on some of those bottom 10.
The underlying point of Senator Hatch's list, I think, is agreed to
by everyone here, which is that in some sense our regulatory process
has become too complicated. It takes too long to render decisions. It
often costs more than it should cost.
I think we also have another set of values that we share. This is
where we part company. Some think the reforms of the regulatory process
get in the way of the protective goals of the underlying environmental
protection, consumer protection, public health and safety laws that
generate those regulations.
Remember, the regulations do not arise out of nowhere. They arise,
for the most part, out of laws that we adopt. We adopt those laws
because we are responding to problems. We are, in the best exercise of
governmental authority, making judgments about certain threats to the
well-being of people in this country that they cannot protect
themselves from.
In some measure, in our increasingly complicated world--much more
complicated than when this country was founded--we have extended what
we lawyers like to call the police power of the State to encompass not
just the traditional prohibitions of criminal acts and punishment for
commission of those acts, but to protect people from being assaulted,
for instance, by toxic chemicals in the air or in the water, substances
that, if you listen to the public health experts--and they are credible
ones--can do as much damage to people as criminals can.
So we have adopted this law to protect people, whether it was against
food poisoning or protecting children from iron toxicity, whether it is
to ensure that mammography done in this country is safe and reliable,
whether it is to protect us against the now legendary cryptosporidium,
a microscopic parasite found in drinking water. This is why we adopt
regulations. I hope this debate has reminded us of those underlying
purposes.
It seems to me S. 343, as amended, continues to present serious
obstacles to the realization of those protective goals. I must say
that, as I go around the State of Connecticut, I find that one of the
aspects of our Government that people I speak to most support, even
though they are upset about much else that we do here, is the work we
do to protect the environment, to conserve the great natural resources
that the good Lord has given this country and, in fact, this world, to
protect them from threats that they cannot see in the water they drink,
in the food they eat.
They want us to continue to do this. And I am convinced that in the
layers of hurdles--in the petition process set up within S. 343, as
amended, in the decisional criteria, these four very high hurdles that
regulations, protective regulations will have to jump over in order to
stay valid, in the judicial review process, and so much else that is in
this bill--that though the bill has been improved, it still needs to be
improved more, or we will inadvertently, I believe--I hope
unintentionally--have made it much more difficult for Government to
protect people from threats to their health and safety and well-being
that they cannot protect themselves from.
The best way to describe and explain all this is with concrete
examples, and let me give a few. The Clean Air Act requires that the
standards for air quality be set at a level to provide protection of
public health with an adequate margin of safety. I would guess, if we
asked constituents in our district whether they want us, when it comes
to protecting public health, their health, from pollution in the air--
whether they want us to do that with an adequate margin of safety, they
would say yes. Sure, people are cost conscious. Obviously, they are
cost conscious. But when it comes to their health, their parents'
health, their children's health, I think they would want us to err on
the side of that health, not on the side of the cost to the source of
the pollution.
Acting on guidance from Congress, the Environmental Protection Agency
has set the standards for air quality, public health, at levels which
err on the side of caution, at levels which do protect not just average
people but also sensitive subgroups of the public such as the elderly,
who are less able, because their bodies are older, to withstand
pollution in the air; persons who have more respiratory problems; or
children; or such as subgroups in the population who already are ill
for one reason or another--they may have asthma, they may have heart
disease. They are particularly vulnerable to dirty, polluted, toxic
air.
Although the statute on its face, the Clean Air Act, does not
prohibit consideration of costs, EPA, for 25 years, has implemented the
statute based on health protection and health protection alone. And the
courts have upheld EPA's approach.
For example, one of the pollutants that EPA regulates is sulfur
dioxide, which comes from coal-burning utilities and smelters
primarily. EPA long ago determined that its standard for sulfur dioxide
emissions in the air should be set, not just to protect the average
group of healthy Americans, but to protect asthmatics as well.
There has been a 40 percent increase in asthma in our country in the
last decade. That is a topic for another discussion as to why that has
happened. My internists at home in New Haven said to me that he sees
what he is calling an epidemic of asthma, particularly among kids. The
standard EPA sets is at a level to protect asthmatics. The Clean Air
Act requires that EPA periodically review this standard. And, under the
bill before us, S. 343, as amended, industry--that is source of
pollution who feel they are adversely affected by this sulfur dioxide
standard--can petition to have the standard reviewed under the new
decisional criteria, those four high hurdles that I have talked about.
I respectfully suggest that the likely result, under this series of
decisional criteria, would be that despite the long history I have
talked about and the court decisions, EPA could no longer set the
standard for sulfur dioxide at the level to protect as much public
health and as many people in our country, including those with asthma
and respiratory problems, as they do now.
Instead, it would be required to look at the benefits from avoiding
medical treatment for asthmatics and weigh those against the compliance
costs imposed on the sources of the pollution, the smelters and other
facilities.
Inevitably, this will mean that the standard will not be set at a
level that will protect the asthmatics who are protected now. And that
is a lot of people. That is millions of people. It is our kids. It is
our spouses. It is our parents. For the first time, the degree to which
EPA is permitted to set these standards for air quality based on health
protection would be compromised. And even if EPA could avoid this
strict cost-benefit weighing part of the test that I have just
described, one of the other sections of the decisional criteria is the
least-cost section, which says that you have to do what you are
supposed to do at the least cost possible, would require a weighing of
costs which, again, would compromise the health-based standard but,
more to the point, compromise the health of a lot of people in this
country.
[[Page S 10132]]
Finally, because I see other colleagues on the floor, let me give a
specific example of why the second decisional criteria, the least-cost
alternative, could significantly reduce protection of public health and
the environment.
In 1991 EPA conducted a comprehensive cost-benefit analysis of
options for the rule it was issuing that dealt with lead in drinking
water--lead in drinking water. When you open the tap and drink the
water, what about the lead in it? Several options had been suggested
ranging from simply telling people to run their water before drinking
it, which reduces the problem in some but not all cases, and depends on
assuring that, for instance, children and others will run the water for
a couple of minutes before drinking.
Mr. President, I do not know about your kids--they are younger than
mine--but I do not think mine will run a tap for a few minutes before
drinking.
Other alternatives for dealing with lead in water, drinking water,
would require universal use of a corrosion-inhibiting chemical and the
replacement of all lead-contaminated pipes or setting an ``at-the-tap''
standard for lead. So there were three or four alternatives available
to EPA for dealing with this problem, the real public health problem of
lead in drinking water.
EPA conducted a detailed cost-benefit analysis for three alternative
rules, all of which had benefits greater than costs. EPA chose the
middle-of-the-road option, requiring some but not all water utilities,
water companies, to use a corrosion-inhibiting chemical and requiring
replacement of the worst lead pipes, but over a 22-year schedule to
phase it in.
It is very likely that under S. 343, if it is adopted as amended, the
least-cost alternative would have been to issue a much more limited
chemical treatment rule.
Under the alternative selected by EPA, the benefits have been
enormous. For a little more expenditure, we have received and obtained
much greater health benefits, assuring, according to public health
experts, that thousands of children would not have elevated blood lead
levels and others with vulnerability to lead because of heart
conditions would be saved, quite literally, from heart attacks.
That EPA middle of the road rule had far, far greater benefits than
the least-cost alternative that would be driven by S. 343, as amended,
in terms of public health--and that means children have higher blood
lead levels, they lower IQ's. It is pretty hard to calculate the cost
of that, but in my opinion it is incalculable.
EPA would simply not have been able to adopt the sensible midcourse
alternative it selected if we adopted the bill as amended. That would
not have made good common sense and obviously it would not have made
good public health.
Mr. President, I see other colleagues on the floor. I will yield the
floor. But to say again what I said, at the beginning, we have made
some progress on this bill. But there is a way to go before we
accomplish both real regulatory reform and cut down the red tape, which
all of us want to do, and the Glenn-Chafee bill does very sensibly. But
what we have not done yet is assure that the public health,
environmental protection, and consumer protection, which generated the
adoption of the laws that gave birth to these regulations, are going to
continue to be adequately protected. And until that is so, I will vote
as I will in a short while against cloture on this bill.
I thank the Chair. I yield the floor.
Mr. KERRY addressed the Chair.
The PRESIDING OFFICER. The Senator from Massachusetts.
Mr. KERRY. Mr. President, I see the Senator from Rhode Island wants
to go forward for a few minutes. I ask unanimous consent that he
proceed for 4 minutes, and that I then be recognized for 5 minutes.
The PRESIDING OFFICER. Without objection, it is so ordered.
The Senator from Rhode Island.
Mr. CHAFEE. Thank you. I want to thank the distinguished Senator from
Massachusetts for permitting me to go for 2 minutes.
I would like to make a couple of points. One of the major objections
to the Johnston bill is the so-called judicial review. We have dealt
with the language of the Johnston bill and judicial review before. What
is the language that is so objectionable? It is in section F. It says,
``The reviewing court shall hold unlawful and set aside agency action
findings or conclusions found to be without substantial support in the
rulemaking file viewed as a whole.''
That is complicated. But it is a very high standard to meet. It is
very, very difficult. And what it means for those who are implementing
the rule--any of the agencies, whether it is EPA or whatever it is--it
is very hard for them to have a rule that cannot be thrown out by the
courts under this definition. We have done this before.
In 1982, Senator Bumpers had an amendment that came out of the
committee when we were doing regulatory reform in that year, which had
exactly the same language that we--I and others on this side--are
objecting to, and that Senator Hatch and others put into this bill.
So we had a Republican administration. We had a Republican Senate,
and that group--the administration and the Republican Senate--
vigorously objected to the language that was in that bill, the so-
called ``Bumpers language,'' which is exactly the same as the Hatch
language today.
So Senator Bumpers came up with an amendment. He changed that
objectionable language. And the Vice President of the United States, on
February 23, 1982, George Bush, wrote the letter.
Dear Dale: We have received your proposed amendments to S.
1080 and the explanation of those amendments. We believe that
these changes, as explained by what would be legislative
history, are significant improvements.
On and on he goes.
So the language that I am objecting to, and others who will not
support cloture tonight, is the exact same language that a Republican
administration, that a Republican Senate, objected to in 1982. It was
objectionable then, it is just as objectionable now.
I do hope that cloture will not prevail.
I thank the Chair. I thank the Senator from Massachusetts.
The PRESIDING OFFICER. The Senator from Massachusetts.
Mr. HATCH. Will the Senator yield for a request?
Mr. KERRY. I yield for a request.
Mr. HATCH. I ask unanimous consent that following the remarks of the
distinguished Senator from Massachusetts that I be permitted to speak a
few words on this before cloture.
The PRESIDING OFFICER. Is there objection?
Mr. GLENN. Reserving the right to object, Mr. President, would we
still have the vote at 6 o'clock?
Mr. HATCH. Oh, yes.
Mr. GLENN. We have both leaders who wish to speak.
Mr. HATCH. That is right. I will be short. We want to allow enough
time for both Senators to have a few remarks.
The PRESIDING OFFICER. Is there objection? Without objection, it is
so ordered.
The Senator from Massachusetts.
Mr. KERRY. Mr. President, I congratulate my colleague from Rhode
Island for his comments, and also the Senator from Connecticut, who in
a detailed fashion has summarized why this bill is not prepared to be
passed on by the Senate, and why colleagues sought to oppose cloture at
this point.
Mr. President, this bill flies directly contrary in its current form
to the principles espoused by Philip Howard in ``The Death of Common
Sense,'' and to the whole concept of reform. Reform is supposed to
create simplicity. It is supposed to create fairness. It is supposed to
reduce the paperwork and reduce the opportunities for litigation.
This bill in its current form is a lawyer's and an accountant's
dream.
Mr. President, here is list of 88 new opportunities for litigation in
the Dole-Johnston bill before us. This bill is supposed to simplify. We
keep hearing in the U.S. Senate about how there is too much litigation.
However, there is no such opportunity for litigation in the current law
for these items. But under this bill, here are the opportunities for
litigation--88 new opportunities--for lawyers to dream up ways they can
come into court. This is not speculative. This is by the very language
written in this bill.
For instance, section 622, (c)(2)(C)(1), ``Did the agency adequately
identify alternatives that require no government acts?''
[[Page S 10133]]
If somebody wants to sue suggesting that they did not, all they have
to do is make the claim, come into court, and that review will take
place.
``Did the agency adequately describe attempts to verify quality,
reliability and relevance of science?'' Section 622, (d)(2)(A)?
I can go through the entire bill where, because they are opening up
procedure to review--not just substance but procedure--you are going to
tie up an agency in court.
Mr. President, they will come back and say, ``No, no, no, we do not
want the procedure to be reviewed.'' And they will suggest that there
is language here that precludes that.
I respectfully say that is not the case; there is sufficient
ambiguity that lawyer-legislators on both sides are arguing about it.
And the question is, therefore, if their intent is not to create that
avenue of judicial review, if their intent is to do as they say, to
preclude it, then why do we not make it clear in this legislation?
Every attempt to try to make it clear has been rebuffed.
So I respectfully suggest that, just as in the area of least cost
alternative where they suggest that there is not a rigid rule
precluding judgment and discretion by the agency head, there will be
sort of discretion. We are saying no. The language of this bill
provides a rigidity, and we do not want that rigidity in this
particular legislation.
In addition, I would like to point out that in today's Washington
Post, there was an article that talked about being buried by paperwork.
It had the amounts of money, and how the regulatory paper trail leads
nowhere. But interestingly enough, almost every dollar in this article
was in the SEC and the IRS, both of which are exempted under the Dole-
Johnston bill.
So the very place where you find the problem, they have exempted it.
Then they come in and say, well, there is $500 billion worth of cost to
our economy. Yet the GAO has shown that study is totally faulty, that
in point of fact there is only about $225 billion total cost to a $1.6
trillion economy. All the additional costs that they throw into their
pot are costs that are related to what we call transfer payments and
process costs that have nothing to do with the regulatory process
itself.
So, Mr. President, if we want to simplify, which we do, you have an
alternative. It is the Glenn-Chafee, or Chafee-Glenn bill. It is
similar to a bill that came out of committee 15 to nothing in a
bipartisan form. That is a bill which has review. It is a bill which
has a cost-benefit analysis. It is a bill that has risk assessment. But
it does not create a rigid rule that denies discretion or judgment to
the agency heads who deal with these issues.
Mr. JOHNSTON. Will the Senator yield at that point?
Mr. KERRY. I am happy to yield for a question.
Mr. JOHNSTON. Is the Senator aware that the original Roth bill that
came out of committee unanimously, as the Senator says, required a
review of rules?
Mr. KERRY. Yes.
Mr. JOHNSTON. This is the exception. There is no rule that needs to
be reviewed, unless the agency head wishes to in his sole discretion,
and that is not reviewable.
Mr. KERRY. The Senator is not only aware of it, but that is the
standard which we would embrace in this bill. But because of the
judicial review standard that the Senator from Louisiana is pressing
and because of the petition process which the Senator from Louisiana is
pressing, we totally inundate the agencies.
What is going to happen here, Mr. President, is that a process that
is supposed to simplify is going to swamp the agencies. The EPA
currently has a very clear graph that shows how many hours go into
rulemaking from business. Business currently spends about 70,000 hours
putting together the reports for the process of rulemaking. Under this
process, you are going to triple or quadruple the amount of industry
input. You are going to at least double the governmental input, and
there will be no commensurate increase in resources or budget.
The effect will be they will be swamped, because there is a clever
little clause in here that says if you do not get your review done in 3
years, we are going to throw the rule out. So first they swamp the
agency. Then they provide a whole bunch of opportunities for
litigation. And they say if you have not performed your responsibility
within that span of time, which is impossible, we throw the rule out
anyway. That is stripping America of 25 years of effort to try to have
a reasonable process of regulation.
I wish to give all colleagues time here, but I just say, Mr.
President, I am prepared to vote for a reasonable reform bill that has
a reasonable judicial review standard, a reasonable cost-benefit
analysis and risk-assessment approach, but that does not tie the
Government in knots and that does not take the current 1-page
Administrative Procedure Act approach to rulemaking and add an
additional 64 new pages from the Dole-Johnston bill.
That is not simplification. That is not reform. That is an
opportunity for lawyers to have a field day in court and to prevent us
from ever having a rule that addresses the public safety and health
needs and environmental needs of this country.
Mr. HATCH addressed the Chair.
The PRESIDING OFFICER. The Senator from Utah.
Mr. HATCH. Mr. President, what 343 requires is that when there is a
major rule, if there is going to be litigation, it has to be the whole
rule. It cannot be nit-picked to death as has been suggested under the
language there. And every major rule is litigated now. So there is
nothing to those arguments that have been argued here.
With regard to what Senator Chafee said, Senator Johnston does,
indeed, amend section 706 of the Administrative Procedure Act to apply
the ``substantial evidence test'' to informal--notice and comment--
rulemaking.
I wish to point out that this test is hardly novel. It has been
codified in the Administrative Procedure Act for almost 50 years--
section 706(2)(E)--as the standard to apply in adjudicatory
rulemakings.
Moreover, Congress has in specific statutes required the substantial
evidence test for informal rulemakings since the late 1960's. Just some
examples include the Occupational Health and Safety Act of 1970 and the
Magnuson-Moss FTC Improvement Act of 1975.
In 1981, the Administrative Conference of the United States
recommended that section 706 of the APA be amended to include a
substantial evidence test for informal rulemakings. That was
recommendation No. 81-2. The Administrative Law Section of the American
Bar Association made a similar recommendation in 1986.
Also, in 1981, the Senate approved the Bumpers amendment to S. 1080,
the precursor to present S. 343 that passed the Senate 94 to 0 in 1982.
That amendment's language applying the substantial evidence test to
informal rulemakings is virtually similar to the language of Dole-
Johnston. I might add that the American Bar Association strongly
recommended including the substantial evidence test for informal
rulemakings in S. 343.
The substantial evidence test is the appropriate standard for
judicial review when examining whether the factual basis of the rule
justifies the rulemaking. Contrary to assertions made by some of my
colleagues, the substantial evidence test is not so stringent as to
impede the implementation of rules.
It is now recognized that the substantial evidence test is the
functional equivalent of the standard arbitrary and capricious test.
Indeed, a number of courts and legal commentators have concluded that,
when applied to court review of factual conclusions made by agencies,
the distinction between the substantial evidence test and the arbitrary
and capricious standard is largely semantic.--Association of Data
Processing Service Organizations v. Board of Governors, 745 F.2d 677,
684 (1984) (and cases cited therein).
Nonetheless, adoption of this test is important because it is the
appropriate standard for courts to employ when reviewing factual
determinations. In other words, the substantial evidence standard aids
the court in determining whether an agency abused its discretion in
promulgating a rule.
I notice the distinguished majority leader is here.
Mr. President, just let me say this. Despite all of the hysterical
rhetoric
[[Page S 10134]]
that we have heard on this bill, this bill is simply a commonsense
bill. It is a reasonable effort to rationalize the regulatory process.
Meaningful regulations in the areas of health, safety, and environment
are important and necessary. This bill does nothing to repeal or change
needed and reasonable regulations. All this bill does is require a
reasonable process whereby we ensure that the benefits from these
regulations justify the costs. We have a Government out of control.
This is a modest attempt to try to get it back into control, and I hope
everybody will vote for cloture on this bill.
I yield the floor.
Mr. DASCHLE. Mr. President, I know that we are about ready to cast
the vote. I will be very brief.
As we have said over and over throughout the debate today and over
the course of the last several days, the fact is that there has been a
very good debate about a number of extraordinarily complex issues,
issues that ought to be aired, issues that ought to be raised in the
context of both regulatory reform and public safety.
We have done that. We have offered amendments. We have had a good
debate. There have been very few quorum calls. There is no filibuster.
I hope all colleagues consider this vote very carefully and vote
against cloture this afternoon.
Let me remind my colleagues that 38 amendments, so far, have been
offered--38 amendments over the last 7 days or so. Of the 38 amendments
that were offered, 24 of those amendments were offered by proponents--
24 of them. Only 14 of the 38 amendments which have been offered have
been offered by those who are not supporters of the legislation. Of
those, 7 were adopted, 3 were rejected by a 2-vote margin, 2 were
withdrawn, 1 was the only one to lose by more than 10 votes, and 1 is
pending right now, the Glenn-Chafee substitute.
So if you take the substitute away, 13 amendments are all the
amendments that have been offered on our side to date. And of those,
very few were rejected--in fact, only one was rejected--by more than 10
votes.
I think the point of all this is very clear. We are making a good-
faith effort to try to work through this issue in a meaningful way.
Even if the substitute is declared germane, as I understand it has
been, there are a number of additional relevant amendments, amendments
that we have been waiting to offer, amendments that we hope to be able
to propose at some point in the not-too-distant future, most likely
even with time agreements. We are willing to do that, but if we are
going to be able to offer those amendments, invoking cloture now would
preclude a lot of Members from having the right to do so.
So I urge our colleagues to oppose cloture, recognize that we are not
filibustering, we are not extending debate unnecessarily, recognize
that the amendments that have been offered in large measure have been
offered by those on the other side, and recognize as well that as
complicated as this is, it is imperative we continue to try to work
through the bill, as difficult as it may be.
I believe we can do it. I am still optimistic that we can accommodate
all Senators in trying to achieve our objective of reaching some
ultimate compromise on this legislation and vote in a bipartisan
manner. But we cannot do that today; we cannot do that by cutting off
debate. We cannot do that by precluding Senators' rights to offer
amendments as they have been doing now for about a week.
I yield the floor.
Mr. DOLE. Mr. President, tonight we take the first step toward
bringing this important debate to a close.
Despite all the horror stories, despite all the distortions, despite
the desperate attempts to shift the focus of this debate, I want to
make very clear that I intend to fulfill the mandate given to us by the
American people--and bring some common sense to the regulatory process
and get the Government off our backs.
On one side of this debate stand the defenders of the status quo.
Regulatory reform is a direct threat to their smug assumption that
Washington knows best and that it cannot do any better. The defenders
of the status quo can only win by delay and distortion.
On the other side of this debate stand those Senators--and I must
point out that we have Republicans and Democrats--who understand that
we have to provide relief to American families and small businesses who
bear the burden of overregulation. We understand we can do so in ways
that protect health and safety.
Though I do not really expect to close off debate tonight, it is
important to understand that we intend to win, and that it is our
obligation to pass meaningful regulatory relief, not just some watered
down version that accomplishes nothing.
Therefore, if cloture is not invoked tonight, we will vote again on
cloture tomorrow. And if we do not succeed at that time, we will vote
again to close debate on Wednesday.
The issues at stake are too important. Unfortunately, those issues
have often been obscured by those like Ralph Nader and President
Clinton who repeatedly make basic factual errors about this bill.
The reality is not so hard to understand:
This bill has been amended over 100 times, incorporating comments and
suggestions from the Clinton administration and Democrat and Republican
Members;
This bill largely codifies President Clinton's Executive order on the
regulatory process;
This bill incorporates whole sections of S. 1080, a bill passed
unanimously in the Senate in 1982;
And perhaps most important, this bill includes close to 20 different
protections for health, safety, and the environment.
These are the facts. Those facts--as opposed to the twisted version
reported by the media--suggest that those who oppose our reforms have
some explaining to do. Those who seek to stall reform will have to
answer to the American people.
And in the end, I am confident that we can pass this bill with broad
bipartisan support.
Mr. President, I would be very willing to sit down with the
Democratic leader and figure out how we could bring this matter to a
conclusion tomorrow or even on Wednesday. But this is the seventh or
eighth day we have been on this bill. It is a very important bill. Many
of the amendments offered by proponents were in response to requests
from those who opposed the bill--this would make it better, this is a
compromise, work it out. There have been a number of amendments. In
fact, we took a major amendment of the Senator from Ohio, who was
prepared to debate it for 2 hours. We said we will take it. It is the
sunshine amendment, a major amendment.
We have taken a number of amendments. We have addressed the 180 days
problem. We have addressed a number of major problems, as I understand
it.
So now there are 267 amendments pending at the desk, first- and
second-degree amendments--267 or 260-some. How do you finish a bill
with that many amendments? In fact, it is worse than the tax bill where
sometimes you have 80 or 100 amendments. And I must say some of those
amendments are on this side so they are not just coming from that side.
I do not want to leave that impression. Most are coming from that side
but some are coming from this side.
We thought last week, or last Thursday or Friday, according to our
list--not everybody would tell us what their amendments were--there
were probably two or three on this side and five or six on the other
side, including the major substitute which we are on right now.
I do not want to shut off anybody. If we cannot get cloture, we
cannot get cloture, we will not have regulatory reform. That is not a
threat, but if you just take out the calendar--there are already people
complaining about not getting a full August recess and there are
probably going to be more and more complaints as we get closer to
August 4. I would like to accommodate most people to get out at least a
part of August. But if we want to spend more time on this bill than we
should, do not be coming around to the majority leader saying, ``Oh,
you can't take away our August recess.''
I do not want to take away anything. I have a lot of places I can go
in August, would like to go in August, other than Iowa and New
Hampshire.
[Laughter.]
[[Page S 10135]]
We are not going to get cloture. We have four or five absentees. We
have two or three who have not seen the light on this side yet, maybe
four. But despite all the horror stories, despite all the distortions
and despite the desperate attempt to shift the focus of this debate--in
fact, the President said on Saturday on the radio show if you adopt
this bill, there are going to be more air crashes. And this is the same
President a week ago who said we should be more civil, we should not
make statements like this, we should treat everybody with civility. And
he charges Republicans, on a bill like this, with air crashes, dirty
meat, dirty water, dirty air, two or three other things. He did not
have much time on the air. He mentioned three or four ridiculous,
ludicrous, exaggerated statements like that.
We think we have made a lot of progress. We think this is a
bipartisan effort. If I have missed something somewhere along the line,
then I think we should try to address it. I am willing at any time to
set down a schedule of amendments to finish this bill. I am ready to
vote tomorrow morning, tomorrow noon on the big substitute. Maybe that
is one way. Once we determine how that is going to come out, maybe that
will move the debate.
I think we may as well vote. We do not have the votes. Those who are
not ready for regulatory reform will vote ``no.'' Those who are will
vote ``aye.''
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