[Congressional Record Volume 141, Number 61 (Monday, April 3, 1995)]
[Senate]
[Pages S5030-S5047]
From the Congressional Record Online through the Government Publishing Office [www.gpo.gov]
SELF-EMPLOYED HEALTH INSURANCE ACT--CONFERENCE REPORT
The Senate continued with the consideration of the conference report.
Mrs. BOXER. Mr. President, I wish to now take the floor to thank the
Senator from Massachusetts for what he has done by bringing forward
such an important issue really, not only to the Senate but to the
people of the United States of America.
We are going to see on Friday, I say to my friend, a big celebration
on the steps of the Capitol. Those Republicans who signed the Contract
With America are going to be celebrating and saying how great it is
that they passed a number of those provisions.
Well, I think what the Senator from Massachusetts is pointing out is
that there are more people than just those Republicans who are going to
be celebrating; some of those people are going to be the millionaires
and the billionaires who got away with it again, who again got away
with what I call tax murder. I actually call them tax traitors, because
what they do is they make a lot of money in this country, millions and
hundreds of millions, sometimes billions, and then they renounce their
citizenship to escape any kind of State taxes. I think that is
unpatriotic. I think it is in many ways acting like a traitor to this
Nation.
This Senate, on a very clear vote, said let us end that kind of tax
loophole. The Senator from Massachusetts was completely struck, as was
I and others in this Chamber, when the tax
[[Page S5031]] bill came back from the other Chamber, from the
Republicans in the House who are so proud of their contract. And guess
what? That tax loophole was not closed.
So on Friday, when the Republicans are celebrating their contract,
there will be a celebration in a lot of places across this great land,
where people will be saying, ``Oh, thank goodness, I still have that
kind of a loophole.''
All the Senator from Massachusetts was asking us to do on Friday was
to go on record, because it is too late to change that conference
report. We do not want to hold it up. It does some other very important
things, and we care about the small businesses and the farmers who are
concerned about their tax deductibility for their health care, which is
in that bill.
All the Senator from Massachusetts was asking was for a simple sense-
of-the-Senate resolution so the Senate could go on record and say we
are not turning our back on fixing this problem. We stand for average
people in this Senate Chamber. And we are going to fix this problem and
we are going to stop this tax loophole for the millionaires and
billionaires who would renounce their citizenship in America to get
away with having to pay their fair share of the taxes.
And guess what happened? The Republican leadership said, ``No way. We
are not going to have that vote.''
Well, I hope some agreement can be reached--and I tell my friend that
I stand with him--so that at some point in the near future we will have
that vote so that people in this country will understand that the U.S.
Senate is not changing its mind on fixing this loophole.
I also want to thank the Senator from Massachusetts and the
Democratic leader, Tom Daschle, for bringing forward an amendment that
I think is a very important amendment to the supplemental
appropriations bill that is before this Senate.
The chart that the Senator from Massachusetts, Senator Kennedy, has
put together shows what would be restored by our Democratic leader's
amendment.
If ever you wanted to know the difference between Democrats and
Republicans, here is your chance. Mean-spirited, unnecessary cuts put
forward in an appropriations bill, a rescissions bill; unnecessary.
For AmeriCorps, the Daschle amendment will restore $210 million. I
ask my friend from Massachusetts, is that correct?
Mr. KENNEDY. The Senator is correct.
(Mr. JEFFORDS assumed the chair.)
Mrs. BOXER. I wish to engage my friend in a colloquy.
I had a wonderful experience visiting an AmeriCorps Program in Los
Angeles. I want to tell my friend that the Americorps volunteer--and by
the way, our Republican friends say: They are not volunteers. They get
a stipend. They get money for their education. They are not volunteers.
Well, I say to my friend, could these people do this work without a
stipend? Could they live? Could they give of themselves and back to
community if they did not have the stipend? Did not the people in the
Peace Corps, I say to my friend, have a way to live while they gave
their service?
Mr. KENNEDY. If I could answer my friend, the Senator from
California. She is putting her finger on a very important point, which
is that voluntarism should not be just a luxury for the wealthiest
individuals. There are many young people with limited resources that
want to have an opportunity to give something back to their
communities. We see that time after time.
What we are basically saying to those young Americans is: if you are
prepared to give something back to your community, you will also have a
stipend, which is effectively a minimum wage, to be able to live. You
will also be able to get the equivalent of a year's down payment on
your tuition at a State university to continue your education.
I like to think that part of our Nation's value system is to try and
encourage young people to be involved in a selfless way, to give
something back to their community and, second, to encourage people to
move ahead in terms of their education.
Finally, let me say to my friend, the Senator from California, that
we effectively had an agreement here in the United States Senate when
we passed the national service program. We are going to have $300
million in the first year, $500 million in the second, and $700 million
in the third. We had very strong bipartisan support for that
commitment. I think there was only a handful of Senators that voted
against it. Now we have established a service program where young
people have been recruited on the basis of an agreement and
understanding that was reflected in the bipartisan effort.
The AmeriCorps Program, however, was targeted for a 75-percent
reduction, more than any other single program. And I do not think that
it is a coincidence that it happened to be a top priority of President
Clinton's--one that he spoke about during the course of his campaign.
He stated that it was one of his greatest initiatives and he spent a
great deal of his own personal time and involvement to see that it
became a reality. I can just say, from a personal point of view, each
time he comes to Boston, he meets with these young Americorps
volunteers and continues to inspire them, as he does others who are
involved in voluntary programs.
These cuts are effectively taking the rug right out from underneath
these volunteers. All we are saying to our colleagues is not to go back
on your word to these young people. And that is what this amendment is
all about.
Maybe next year, we are going to have to fight to try and get what
resources are available for that program.
But are we now saying to the young people in the AmeriCorps Program
who are committed to making a contribution to their communities that
the rug is pulled out from underneath them?
Mrs. BOXER. Mr. President, I thank my friend, because I have to say
that I did notice broad support for this when it came up. The Senator
from Massachusetts certainly worked on it, as chairman of the committee
at that time. Very few spoke out against it.
It is hard for me to believe, as the Senator has pointed out, that
this is not some kind of political attack. Because President Clinton
said during his campaign, just as the Peace Corps, which sent our young
people abroad, was so effective in helping people abroad, let us have
that in America where we have problems in our schools, where we have
problems in our nursing homes, where these young people can give
something back and have a sense of community and of giving back.
And so the Daschle amendment, as my friend points out, will restore
this funding.
I will tell you one story about my visit to a school in Los Angeles,
where I meet with an AmeriCorps volunteer and some of the students in a
pretty tough school. This school is made up of kids who were basically
first-generation Americans. Their parents work in the garment district
in Los Angeles in very, very tough conditions, minimum wage conditions.
And, of course, that is another issue, I say to Senator Kennedy, that
he has lead the fight on. We have opposition from the Republicans,
unanimously. God forbid we should raise the minimum wage, which is at a
40-year low in terms of purchasing power.
And they say, ``Oh, it helps get teenagers into the job market.''
Most of the people on minimum wage, as the Senator knows, are adults.
They use that money to live on and try to provide for their families.
That is another issue. But it all fits into the same pattern, I say to
my friend.
Very quickly, they did away with closing a tax loophole that helps
the billionaires; just dropped it right out of the conference. But with
a lot of forethought and talk about the deficit, and a lot of time to
concentrate, they cut money for young people, for their hopes, for
their dreams, for their future.
And they say they care about the deficit. Not one of them voted for
the $500 billion deficit reduction that every Democrat took a risk and
went down to that well and voted for. And we have had the biggest
deficit reduction in our history. We have had 3 years of declining
deficits, and the smallest work force since John Kennedy with a
Democratic Congress.
We did not take a meat ax to these programs, I say to my friend. We
took a scalpel.
[[Page S5032]] We closed loopholes. We said to the wealthiest in
this country--those over $200,000--you may have to pay a little more.
Over on the House side with their contract, they want to give a
contract to those who earn $200,000 a year.
When I went to the school, I say to my friend, I met a little child
who was shot in a drive-by shooting, and an AmeriCorps volunteer went
to see him in the hospital every single day and turned that child's
life around. This is a living, breathing human being, first-generation
American who now believes in this country.
I say to my friend, they say that sometimes children ask the best
questions. Do you know what some of those kids talked to me about, the
ones who were afraid of losing their school lunch program? Here is what
they said:
``Who gets the money if you cut us out of the program?''
I could not believe they asked that question.
``Who gets the money, Senator, if I do not get my lunch?''
And I have to tell them, ``The Republicans want to give a tax break
to the wealthiest people in this land, and I won't let them do that and
take food out of your mouth.''
I do not care if I am saying something popular or unpopular, but I am
going to stand on this floor with my friend until hell freezes over
before that happens in this U.S. Senate.
I see that my friend has put another chart up here. I ask him to
explain it, if he would do that.
Mr. KENNEDY. I will be glad to. I had not anticipated we would be
debating this issue at this time, but I think perhaps it is
appropriate.
This is a chart showing that the top 12 percent of taxpayers get more
than half of the tax benefits in the Republican plan. More than 50
percent of the tax benefits would go to those individuals who earn over
$100,000.
I think this makes the point that the Senator has been talking about.
What we are faced with in these rescissions is the cutbacks in the
various programs which have been identified by the Senator from
California--in AmeriCorps and drug-free schools. We had a very
important and eloquent debate on the problems of violence in our
schools and how we are going to deal with it.
Other programs targeted for cutbacks include:
The chapter 1 program, which was completely revamped in the last
Congress, again, with strong bipartisan support. If the Senate
rescissions stand, 70,000 children across the country will not be
participating in these programs which try to assist young people that
come from economically disadvantaged communities.
Goals 2000--this cut will result in 1,300 school districts not
participating in education reform programs.
The Head Start programs, which have been tried, tested, and
reevaluated.
The WIC nutrition program, school-to-work, child care, and the list
goes on and on.
These cuts, as the Senator has talked about, are going to be used for
the House Republican tax cut, which will go to the top 51 percent of
the taxpayers.
That is fundamentally wrong, as the Senator from California
understands. I do not believe that that is what the Americans are
really for.
You would hardly understand that this is what is being cut here. You
will hear general comments about how we have to cut back on programs
and discretionary spending in order to deal with the deficit. The fact
is, the programs which are being cut back are to be used for the tax
cut to the wealthiest individuals. I just do not think that is right.
This is the argument that the Senator from California is making, and I
welcome the chance to join with her.
Mrs. BOXER. I say to the Senator in closing my comments that I did
not come here to take from the kids and give to the rich. And I did not
come here to throw the women and children over first. And that is
exactly what the Republicans are doing in this Congress.
Cut the WIC Program, the Women, Infants, and Children Program that
gives nourishment to pregnant women who may not be able to afford it?
Every dollar we put in that program saves from $3 to $10. Why? Because
we give them nourishment--cheese, milk, and things they need.
I have a pregnant daughter right now--the light of my life. I am
going to have my first grandchild. Every day I call her: ``Did you take
your vitamin pill? Are you eating right?''
I say to my friends, we ought to care about the pregnant women in
this country who may not have a mom or a dad to call them up in the
morning, who may not even have the education to know that it is
important. And, listen, it pays off. It pays off because we have
healthier children and less costs, less costs to put these babies in
incubators, not to mention the humanity involved here.
Where is our decency here? I do not know. But what I know is that I
am proud to be associated with the Senator from Massachusetts. I think
what he is pointing out is a tie-in between these tax breaks for the
wealthiest people among us and the taking from the children. I think it
is reprehensible, and I will join that fight. The fight has just begun,
I say to my friends.
I yield the floor.
Mr. KENNEDY. Mr. President, parliamentary inquiry. Cloture has been
invoked; am I correct?
The PRESIDING OFFICER. The Senator is correct.
Mr. KENNEDY. So now each Member is entitled to speak up to an hour;
am I correct?
The PRESIDING OFFICER. The Senator is correct.
Mr. KENNEDY. Mr. President, I do not intend to use all the time, and
I have every expectation we will have a final vote on this sometime in
the early or midafternoon, a time to be set by the majority and
minority leaders. I thought that process would be worked out. I did
want to be able to address the Senate for just a few moments at this
time on the issue of the tax loophole.
The current tax laws contained an unjustified tax loophole that
exists for billionaires who renounce their American citizenship in
order to avoid taxes on the wealth that they have accumulated as
Americans. I commend the Finance Committee for closing the loophole in
its action on the 25-percent health care deduction for small business.
The Finance committee took the action despite the fact that the revenue
gained was not needed to pay for the health care deductions for small
business owners in the bill.
In fact, the committee requested that the revenues be used for
deficit reduction, exactly the type of action necessary if we are
serious about achieving a balanced budget.
Closing this loophole would raise $1.4 billion over the next 5 years,
$3.6 billion over the next 10 years, according to the Senate Finance
Committee report.
In too many cases, we close tax loopholes only when we need to raise
revenues for specific spending measures, whether they involve direct
expenditures or tax expenditures. In this case, the committee closed
this flagrant loophole as soon as it was brought to the committees's
attention, and rightly so. All of us thought the issue was settled. Now
it comes back to us from the Senate-House conference and the loophole
has been reopened.
And the outrageous tax break for two dozen or so of the most wealthy
individuals in the country will remain wide open. This is all
happening, of course, at the same time that we are cutting Federal
funds for basic investment and for the future of children and working
families. Funds for education, housing, and vital social services are
all being drastically cut at the very time our Republican colleagues
are deciding that this tax break is not flagrant enough to be
terminated immediately.
All citizens of the United States have a basic right to leave the
country and live elsewhere and to relinquish their citizenship. That is
not what this provision is about. Every citizen has the right to
repatriate. We would not want the Tax Code to be used to outlaw that
action.
At the same time, though, we do not want the Tax Code to be an
enticement to citizens to renounce their citizenship. The law would not
prevent individuals from shifting their assets and citizenship to a
foreign country; rather it would make sure that those who have amassed
great wealth through the U.S. economic system pay their fair share of
taxes.
Last year, approximately 850 individuals renounced their citizenship,
but
[[Page S5033]] only a handful of those would have been affected by this
legislation. The tax loophole we are trying to close is not one that
applies to all those who renounce their citizenship. As a result, it is
wrong to call this an exit tax. It only applies to those with a minimum
of $600,000 in unrealized capital gains, which would necessitate a
minimum of $5 million of net worth. All those below that level of
liability could renounce their citizenship without the IRS ever
questioning their motives. But the fact of the matter is that many of
these wealthy individuals are leaving the country for only one reason--
to avoid taxes that they rightfully owe the Government.
In some cases, the individuals involved have the best of both worlds.
They renounce their citizenship, avoid millions of dollars of tax
liability, but still spend up to 6 months a year in the United States.
In many cases, their families stay in the United States, taking full
advantage of the U.S. standard of living and quality of life.
In other cases, wealthy individuals are gaining from the system to an
even greater degree. They are renouncing their citizenship to avoid
European taxes, also. Then they take up European citizenship but live
part time in a Caribbean tax haven so they cannot be taxed by their new
European home country.
Some have suggested that this provision would unlawfully restrict the
fundamental right of voluntary expatriation and emigration. This is not
the case. The State Department has stated that this provision does not
conflict with the international human rights law concerning an
individual's right to freely emigrate from his or her country of
citizenship. It also recognizes that a state, in order to protect its
interest, may impose economic controls on a departure as long as such
controls do not result in a de facto denial of an individual's right to
emigrate.
Requiring individuals to pay taxes on gains that accrue prior to
expatriation does not constitute a de facto denial of an individual's
right to leave a country.
These are comparable taxes to those which U.S. citizens or permanent
residents would have to pay were they in the United States at the time
they disposed of the assets or their debt. Under the current law, if
the IRS suspects that an individual has renounced his or her
citizenship in order to avoid taxes, it will attempt to tax the
holdings for an additional 10 years. The IRS must establish that it is
reasonable to believe that the individual gave up citizenship to avoid
taxes. The burden of proof that the move was not for tax reasons falls
on the former citizen.
Current law needs to be tightened because individuals are easily
evading it. The law provides for that with the taxing of their income
for an additional 10 years after expatriation. But they avoid the tax
completely by postponing the realization of gains for the first decade
after leaving the United States.
So the concept has been at least included in the tax law. As I
understand from the experience, that law provides that 10 years after
expatriation, that income has basically been hidden or shielded. And
the Finance Committee addressed that issue and was to be able to
recover what was necessary.
The Finance Committee report itself states:
The committee is concerned that present law--
So this is not a new law; it is a new way of dealing with the
loopholes that exist.
The committee is concerned that under present law, which
bases the application of the alternative method of taxation
under section 877, proof of a tax avoidance purpose has
proven difficult to administer. In addition, the committee is
concerned that the alternative method can be avoided by
postponing the realization of U.S. source income for 10
years. The committee believes that section 877 is largely
ineffective to tax U.S. citizens who expatriate for the
principal purpose to avoid the tax.
The proposed provision is similar to those in other
countries, including Canada and Australia. The concept is
also similar to laws in many States, where individuals who
move to other States are taxed on compensation earned before
the move though it may not be received until after the move.
The law would be limited in its scope. It would not apply to real
estate or pensions, regardless of their value. We already tax gains on
real estate of foreign citizens as a result of the sale of property.
Under the Finance Committee reform, the State Department would notify
the IRS when anybody relinquishes their U.S. citizenship. The State
Department would provide appropriate information to assist the IRS in
enforcing the provision.
As the report of the Senate Finance Committee stated on this
provision, it is fair and equitable to tax expatriates on the
appreciation of their assets when they relinquish their U.S.
citizenship.
I regret that Congress is unable to act now to close this
billionaires' tax loophole in the current tax bill. We know that our
Republican colleagues are quick to call for deep cuts in programs that
help working families, children, college students, senior citizens, and
other deserving Americans. So it is ironic that our Republican
colleagues show so much solicitude for the least-deserving Americans--
those who want to renounce their citizenship in order to evade their
fair share of taxes on the massive fortunes they have accumulated from
the blessings of America. This tax loophole should be closed as soon as
possible.
So, Mr. President, it was my purpose--and I am joined by a number of
my colleagues. Although we were not technically able to do so in terms
of the parliamentary situation in which we finds ourselves, at least we
should be accorded an opportunity to vote on a resolution that would do
just that--that is, remedy this situation.
I would expect that it would have overwhelming support. I would
expect that it would have unanimous support. I see on the floor my
friend and colleague, the chairman of the Finance Committee. As I noted
earlier today, he had given assurance, as did the Senator from New
York, that this issue would be resolved in the conference, along with
other members of the Finance Committee. Senator Bradley authored the
provision in the Finance Committee, and he indicated that as well.
It seems to me, Mr. President, that Members ought to be able to
express the sense of outrage that is felt by their constituents and be
able to speak to this issue in support of a resolution that would urge
that at the earliest possible time, there be action on this particular
loophole. We do not doubt for a moment the sincere, dedicated,
committed desire of the Members I mentioned and other members on the
committee to do so.
To many of us who have been around long enough to know that when we
are in those conferences and the House has a different view about this,
that getting a unanimous, recorded vote by the membership, Republican
and Democrat alike, with the strong assurances of the members of the
Finance Committee, majority as well as minority, and all Members of the
Senate on this, that this would be an issue that would be resolved and
resolved in a timely fashion, and that this real injustice to all of
the other American taxpayers--because when we have this kind of
loophole, make no mistake about it, it is the hard-working men and
women that are paying the taxes, playing by the rules, that make up the
difference.
Every time you have this kind of a windfall and you create that
deficit, what are we asked to do? We are asked to address the problems
of the deficit. Here are where the cuts come. That is what we are being
asked to do here--to cut the child care programs, the WIC Program, cut
the Head Start Program. Why? For deficit reduction. And one of the good
reasons we have it is because we have a loophole like the one I have
just mentioned. It seems that the least we can do is to have a sense-
of-the-Senate resolution that reflects the combined body here of the
Senate on the earliest possible time. I wish we could have worked out a
process prior to the vote.
I understand that we will move to a vote. Of course we will have an
opportunity to offer it on the underlying measure, in terms of the
rescissions later on.
It would seem to me that it would be wise for the leadership to give
a very clear indication about their support and make it easy to resolve
this. Announce to the world that tomorrow at 10 o'clock, this afternoon
at 5, we will vote on this. We will close this down.
[[Page S5034]] But we cannot do that. We hear, ``We are for it,''
but we will not be given an opportunity to vote on it. We are not going
to say when we can get a vote on it. We have to conclude that if this
is the case, why do we not just say at a time certain that we will get
a resolution on this matter such that the majority leader and the
minority leader and the members of the Finance Committee will all say,
``This is an expression of the unanimous vote of the Senate.'' That is
what we are desiring to do.
We are saying to the House of Representatives that the Senate of the
United States--Democrats and Republicans--are all aligned together. We
believe that action has to be taken, that this loophole has to be
closed. We are prepared to go on record. We are prepared to set the
time to do so.
I want just to finally indicate that I am very hopeful that we can do
it. I will be eager to try and work with the leadership to try and
establish that time. I will also be forced to remind our body, if we
are not able to do it, as to what, really, is at issue.
It is the issue of fundamental fairness. An issue of which side are
we on. Are we on the side of working families who are in the lifeline
programs that reach the children of this country? In the child care
programs, where we have long lines of parents trying to get quality
child care? Or the school-to-work program for the 70 percent of the
individuals who do not go on to 4-year college and want to be able to
find employment? This program, which has strong bipartisan support,
reflects a combination of business and educators and parents trying to
get people into work.
Other programs include the WIC nutrition program, which was spoken to
so eloquently by our friend and colleague, the Senator from California.
The Head Start Program, which was reviewed by a bipartisan commission,
virtually had a unanimous vote when it passed out of the Labor and
Human Resources Committee, and had strong support in the House.
Goals 2000 education reform, which incorporates many of the ideas and
suggestions of the previous Secretaries of Education.
The Chapter I Program that focuses on the educationally
disadvantaged.
The Safe and Drug Free Schools Program--we obviously know that as
much as we do to reform our education system, if we do not have a safe
school, none of this will matter.
Finally, regarding the AmeriCorps Program, we must not pull the rug
out from underneath the young men and women who are beginning to reap
its benefits and serve their communities.
This is really something that I think all Americans can understand.
I see other colleagues that want to speak here this afternoon. I
would hope that we will all understand the impact of these cuts when we
vote on this measure. I can give the assurance to the membership we
will get a vote on it, hopefully sooner than later.
The PRESIDING OFFICER. The majority manager is recognized.
Mr. PACKWOOD. I thank the Chair.
It was almost 25 years ago that I traveled around the country with my
good friend, the senior Senator from Massachusetts. I was then on the
Labor and Public Welfare Committee. He was, I believe, chairman of the
Health Subcommittee. We were doing health hearings around the country
going to hospitals, holding hearings.
There is no question that his compassion for the poor is unrivaled in
this body. Sometimes, however, that compassion is confused by the
volume of his oratory and the velocity of his statistics.
Volume and velocity are not necessarily accuracy. He uses the word
``cut, cut, cut.'' Only in this Government--not in any State government
that I know--only in this Government do we use the word ``cut'' as
follows: cut means we are going to spend less than we thought we were
going to spend in the future, even though it is more than we are
spending now. That is a cut.
This would be a cut, to an average layperson. I am making $1,000 a
month. I think I am worth $1,200 a month. I go to the boss and say, I
am worth $1,200. And the boss says I don't have $1,200. I will give you
$1,100. You do not tell your wife you got cut $200; you got $100 raise.
It is not as much as you hoped but more than you are getting.
I defy you to ask any average normal citizen in this country to
define ``cut'' the way we define it.
Having said that, we will take a look at the quantity of money we now
spend. The Federal Government--and we hate to be cavalier about this
but I will round it off--the Federal Government this year will spend
about $1.5 trillion--``t,'' trillion, $1.5 trillion.
If we were to spend $1.5 trillion a year for the next 7 years--and
the reason I pick that is the year 2002 we are hoping to get to a
balanced budget--we would spend about $11 trillion. We are planning to
spend under current law, if we do not change the current law at all, we
do not add anything like long-term care to Medicare, we do not add
anything more to AmeriCorps or Head Start, over the next 7 years
instead of spending $11 trillion, as we would spend if we spent the
same amount every year, we would spend $15 trillion. That is if we do
not change the laws. And we would still have the perpetual deficits.
In order to balance the budget by the year 2002, instead of $15
trillion spent over the next 7 years, we need to spend about $14
trillion. I want to emphasize, again, we are spending roughly $1.5
trillion now.
If we continue to spend it over 7 years, we would spend about $11
trillion. To balance the budget, we can do it and spend $14 trillion.
That is not a cut from what we are now spending--Social Security is not
going to go down, Medicare is not going to go down, Medicaid will not
go down, education will not go down, food for the poor will not go
down. They are all going to go up, not down.
The reason that people use the word ``cut'' is because they have a
vested interest in the program. Often, they are bureaucrats who
administer it and aggrandizement and biggering is good for bureaucracy.
The more you can bigger, the better.
So we have come with this concept only, really, in the last 20 years,
of what a cut is: Spending less than we were otherwise going to spend
but more than we are spending now.
Unfortunately, the press has picked it up. They say Republicans plan
to cut--whatever it is. So let me give an example. Let us take some of
the programs that my good friend from Massachusetts has. Let us take
Head Start and let us say we were going to spend $500--$100 a year on
it over the next, let us say, 5 years: $500; and let us say we were
going to spend $100 a year on school lunches for the next 5 years:
another $500; and $100 on child care per year. So over 5 years, you
have $500 we would spend on Head Start, $500 on school lunches, and
$500 on child care. That is $1,500 we would spend over the next 5
years.
Let us say, however, that the current law--no change in the current
law, we do not have to vote for anything--would say that on these
programs we will spend $200 a year. So over 5 years, instead of
spending $500, we would spend $1,000 on each program. So on the three
programs, instead of spending $1,500, we spend $3,000.
Now let us say the Republicans come forth and say, ``We think, over
the next 5 years on those three programs, instead of $1,500 that we are
now spending if you were to flatten it out, we think we should spend
$2,500; not $3,000, $2,500.'' The argument would be made we have cut
the programs $500.
We have not cut the programs. We have increased the spending $1,000.
It just is not as much as advocates of each of those programs would
like. And we, everyone in this body, knows we are faced with this.
In comes a group whose principal purpose is education. It can often
be conservative Republicans, let us say it is the National Association
of School Boards. Except in very big towns, my experience has been that
school board members are often Republicans, somewhat conservative, and
they want to balance the budget. But they are on the school board, so
in they come and say, ``Yes, I am for the balanced budget amendment, I
am for balancing the budget, but education is a special problem and you
must increase spending for education. If we have to balance the budget,
you should take it from someplace else.'' They leave.
In the next week comes the National Association of Hospital Boards of
Directors. These are almost invariably Republicans, also. They are the
town's
[[Page S5035]] elite, the town's 400. They are generous in their
charity. They give money to the hospital. In they come, and they
understand the fastest growing program we have is health and they want
to balance the budget. But they say, ``You have to understand that
health is in a special category. If the budget must be balanced, take
it out of education.'' They leave.
In comes the National Association of the Chiefs of Police, and to
them the most critical problem facing this country is crime and the
budgets for their police department. These people are normally
reasonably conservative, also. Probably if they had to vote on a
balanced budget amendment, they would vote four or five to one for a
balanced budget. But fighting crime is unique and different and, ``If
there is not enough money for everything, we should take it out of
education and health so that we have it for crime.''
None of these people are malevolent. Each of these people sees the
world through their eyes. Each of them sees it through the programs
that they administer or are committed to--and are committed to out of
perfect decency. Yet, if you do not see the world as they see it, if
you say, ``Listen, somehow instead of spending $3,000''--we are now
spending on the average only $1,500 --``we have to cut it to $2,500,''
which is really a $1,000 increase, but in order to pare down the
increase by $500, we have to take a little bit off of the increase in
education and a little bit off the increase in health and a little bit
off the increase in crime prevention--each one of them is mad at you
because you did not see the world as they saw it.
I want to emphasize, again, when we finally get the welfare reform
bill on the floor, when we finally get the entire budget bill on the
floor--if we ever get it on the floor--and if we have a budget that
gets us to a balance in 7 years, spending will be up for health, up for
education. It may be down in defense. It will be up for child care. It
will be up for almost every social program we know.
Aha, but the opponents are going to say, we cannot guarantee that
because you are going to block grant it. By block granting, we simply
mean we are going to give to the States some of these programs, with
some money, and tell them to administer it.
Let me take the example I have used, these three: Head Start, school
lunch, and child care. As I say, we are now spending $100 each year,
$300 a year on the three of them; over 5 years, that is $1,500. But if
we did not make any change in the law over those 5 years, we would
spend $3,000. So let us say we say to the States we will make you a
deal. We think you are closer to the people than we are. We think you
know your problems better than we do. The problems of Oregon may not be
the problems of New York. Certainly, the problems of Newport, OR, are
not the problems of New York City. We are going to give to the States
for these three programs $2,500 over 5 years, and say to the States,
``You spend it as you want on these three programs: Head Start, school
lunch, and child care.''
But we do not say in each case how much they have to spend on each of
those programs. They just have to spend the aggregate $2,500 on those
three programs. The States that are stable, with relatively lower
divorce rates, with only one person in the household working, may not
have the same child care problems that an urban area with illegitimate
birth rates of 50 or 60 or 70 percent and no man around in the
household, they may have a different problem about child care. It may
not be as critical as it is when you are trying to get a woman off
welfare, get her a job, and she has a child and the child is 1 or 2
years of age, and she is 19 and not quite out of high school--dropped
out. She needs child care.
Maybe that State says, ``We are going to have to spend more on child
care than even what the Federal Government might have planned to have
spent on that particular program. But we will spend a little bit less
on Head Start or a little bit less--not less than we are spending, less
than was planned to be spent.''
So the argument will be made, if you give these programs to the
States, there is no guarantee that they will have the compassion and
the knowledge and the interest to take care of Head Start and school
lunch and child care the way a compassionate Federal Government would.
Not only that we understand the problems better, the argument goes, so
we have to have programs that have a myriad of Federal regulations that
go with them--not only do we understand them better, we are more
compassionate. State legislators do not care about children, they do
not care about nutrition, they do not care about Head Start. Governors
are callous, backward people who have no concern that their children
are well educated and well fed.
That is just baloney. We know it. For us to say at the Federal level
that the Governors and the State legislatures do not care about these
problems is outrageous. They care as much as we do, and they are closer
to the problem than we are.
So let us get over this argument about cut, cut, cut. Are there going
to be reductions in spending from what we would otherwise spend if we
are going to balance the budget? Yes.
Will those be reductions from what we are now spending? No. Will they
be somewhat less than the most wild-eyed, zealous partisan of these
particular programs that they would like spent on their programs?
Perhaps. We are going to have to ask everybody in this country to share
in the reduction of the increase--not a cut --a reduction of the
increase. This battle we are going to have at another time.
I mention this only because my good friend from Massachusetts has
talked about this expatriate tax provision in the bill that is
currently before us which would allow the self-employed in this country
to take a 25-percent deduction for health insurance which they
purchase, and 30 percent starting in this year, and has said we have
cut out the tax on the wealthy and we favor the wealthy at the expense
of the poor at the very same time that we are cutting Head Start, and
AmeriCorps. I say again we are not cutting. He likes to use the term.
But we are not cutting. At the same time we are reducing the increase,
we are cutting the tax on the malevolent rich who flee their country to
avoid taxation.
First, in this country, if you leave it for purposes of avoiding
taxation, we can tax you for 10 years. My good friend from
Massachusetts has said, yes. But for 10 years. You can leave this
country and you have what we call unrealized capital gains. Perhaps the
price of a stock goes up. The value goes up but you have not sold it,
and you do not sell it for 10 years. That is an unusual situation. It
is very unusual for somebody to leave and not touch their assets for a
decade. But if they leave this country now to avoid taxation, we can
tax them for 10 years.
I will tell you what happened with this expatriate tax provision. I
am frank to admit it was mostly my error in moving too rapidly. The
House bill did not have this provision in it at all. We were doing what
we call the markup on this bill, and Senator Bradley offered the
provision to tax the expatriates. We had relatively little discussion
about it. We adopted it without even a rollcall vote; no hearings; did
not really grasp the significance of what we might be doing. We have
done this before in this body.
I remember John Williams, who was a Senator from Delaware, Senator
Roth's predecessor, who served here 24 years, and he and I overlapped
by 2 years. I was elected in 1968 he retired in 1970. But he used a
wonderful expression once in which he said, ``We make more mistakes in
haste than we lose opportunities in delay.''
I will give you one mistake we made. This tax provision that we put
in the Senate bill only applies to American citizens. We have any
number of people who come to this country from Cuba, Italy, Poland,
Germany, and they are legal immigrants. They work here. They pay their
taxes here. They are good citizens. They participate in life while they
are here. But at the end of 30 or 40 years of work, and they have been
very successful and have made a fair amount of money, they choose to go
back home. The tug of the home country is there for people. So they go.
They never became an American citizen. They are here legally. There is
no complaint about that. They paid their taxes; no complaint about
that. This bill does not apply to them. They never became an American
citizen.
But take the same person from Poland, or Germany, or Cuba who comes
here, becomes an American citizen, is
[[Page S5036]] naturalized, decides to go back to the home country,
they are taxed. We did not know that. It just did not occur to us.
I will give you another example. This is at variance of many
naturalized citizens; some who fled Cuba or were forced out of Cuba
when Castro seized control; in many respects confiscated much of their
property. You had engineers and doctors coming here in 1960, 1961, 1962
and went to work in the most menial of occupations here because they
had been driven out of their home land and had not yet passed licensure
exams here, and had no money here. And over 30 years they have become
very successful. They are the leading citizens in the movement to free
Cuba of its dictatorial control. They will one day be successful. Some
of them have become citizens, some not. My hunch will be when Cuba is
free many of them will want to return home. That does not mean they are
bad Americans, although in some cases they have not taken out
citizenship. But it means they want to go back to their country when it
is freed.
Are we going to tax them? Are they leaving for tax reasons? Are they
leaving for patriotic reasons? Our bill taxes them no matter what. How
many occasions have we had where citizens all over this world have had
to flee their country and go into exile for 5, 10, 15 years because of
a repressive government at home and they could not return until that
government became free? And then they go home. How are they to be
taxed? We did not consider it.
I will give you another example. A wealthy father sets up a trust for
his grandson. The grandson marries a foreigner, perhaps met the
foreigner when the grandson was a student overseas or in the military
overseas and takes out citizenship in that country. The grandfather is
still alive. The trust is revocable. Is the grandson, when he leaves
this country, taxed on what we would call the corpus, the amount of
that trust, even though he has not gotten it and may not get it? We do
not know. We did not consider that problem. Nobody raised that problem.
I will give you another example. A person works here all their life.
They are very successful. The employer for whom they work has been
putting aside money in their pension plan. Finally, the accumulated
pension plan with the interest and everything on it is significant and
the person is to get x amount of dollars a month from the time they
retire. He retires at 60, and goes back home. It is an American
citizen. I think the way this is drawn that corpus, that amount in the
pension plan, is taxed immediately. I think. I am not sure. Then I
think the payments are taxed also when you get your pension. Did we
intend that or did we not intend that? I am not sure what we intended.
I say this only to attempt to ameliorate the argument that this was
done at the behest of or because of the rich in this country; this was
adopted in haste and we did not grasp its full consequences.
In addition, it was not in the House bill and the House with a vote
on the floor before we went to conference with them instructed their
conferees not to accept this provision. So the chairman of the Ways and
Means Committee and I have jointly put out a release saying we want the
Joint Tax Committee, which is the professional group that so well
advises the House and the Senate, to study this problem, give us a
report by June 1. We will have hearings on it. There will be
legislation enacted. And the effective date of it will be February 6 of
this year so people cannot now get under the deadline in an attempt to
flee the country at the moment before the law is in effect.
So the problem will be taken care of. But it will be taken care of in
a responsible way. I say again, in this case, in my judgment we did not
act irresponsibly. We did not act malevolently. We just did not grasp
the consequences of what we were doing.
So I hope that the debate and the discussion would not be one of
rancor and class warfare, that we are excusing the rich, and in order
to do that we must eliminate programs for the poor. That is not the
debate over this issue. It is a debate over equal protection of the
laws, and under the equal protection of the laws everyone in this
country is to be treated equally--the poor, and the rich, and you do
not suffer a particular penalty solely because you are rich. A penalty
that may--I emphasize ``may'' because we do not know--be unwise, may be
unfair, may in some cases violate international treaties that we have
agreed to. We are not sure.
I hope we can adopt very soon the conference report that we are
discussing so that roughly 3.2 million self-employed working Americans
in this country will know whether or not they can take a 25-percent
deduction for health insurance premiums that they buy for themselves.
They are not employed. Their employer is not paying for this. They pay
for it. The longer we delay, the tougher it is going to be for them to
know whether or not they can make this tax deduction, which is now
going to have to be filed in just 12 more days.
So I thank the Chair. I hope we can conclude this debate not in a tax
on the poor or a tax on the rich or an argument that the provision is a
tradeoff so we have to cut programs for the poor. It is not that. And
when this whole debate on spending and welfare and block grants is
over, I hope it will be very clear to America that no one is cutting
programs for the poor. The question is are we willing to somewhat
restrain the increases so that we might achieve a balanced budget, so
that those very children we are talking about now do not face the
possibility of bankruptcy of this Nation or the bankruptcy of the
Social Security System or the bankruptcy of Medicare--and that is only
6 or 7 years away--so that they do not have to face that and pay for it
because we refused to have the courage or the wisdom or the foresight
to attempt to modestly reduce the increase in spending sufficiently to
give them a balanced budget.
I thank the Chair.
The PRESIDING OFFICER (Mr. Kempthorne). The distinguished Senator
from Illinois is recognized.
Mr. SIMON. Mr. President, I am pleased to speak on the Daschle
amendment. Let me just comment briefly on the observations of my friend
from the State of Oregon.
It is true that the volume of Senator Kennedy's remarks does not
necessarily mean that there is virtue to his remarks, but in this case
I believe there is virtue in his remarks. And because my colleague from
Oregon speaks in a calm, less passionate voice does not mean
necessarily that there is virtue to everything he had to say, some of
which I agree with, some of which I do not. That we should provide tax
breaks for the self-employed in their health insurance we agree
completely.
When my colleague from Oregon says that this particular tax break is
designed so that we have equal protection for everyone, the poor and
the rich alike, it is true that if you are either poor or you are a
millionaire and you move to the Caribbean and you renounce your
American citizenship, you can get this tax break. But there are not
going to be very many poor people who are going to take advantage of
that. This is designed for those who are more fortunate economically.
When my friend argues that all we have to do in the future to achieve
a balanced budget is to restrain spending, he is correct. If you assume
and we were to pass, we were to pick up one more vote for a balanced
budget amendment, if we had no cuts in interest rates--and every
projection, CBO, Data Resources, all of them say we will have reduction
in interest rates--if we were to have no changes in Social Security, we
could increase spending 1.7 percent a year between now and the year
2002 and achieve a balanced budget. So that argument by Senator
Packwood is absolutely correct.
I serve on the Budget Committee. I want us to use not what we call
euphemistically the current services budget but where we are now. That
is how a family does it, as Senator Packwood says correctly.
But the Senator from Oregon is incorrect when he said these are not
cuts. What he said, if he were making a speech on the 1996 budget,
would be accurate. In the rescission, what we are saying to groups is
we are giving you the money. Indian housing, we have told them we have
appropriated X-number of dollars--I do not know the amount--for
desperately needed housing on Indian reservations, and now we are
coming along saying we are taking
[[Page S5037]] back $100 million of the money that you received. And
you look through this.
To AmeriCorps, Senator Daschle will restore $210 million,
overwhelmingly supported by the American public; 90 percent support the
idea. The Los Angeles Times showed 60 percent of the people who call
themselves conservative support the idea.
Republican Governors. Montana's Governor says:
While balancing the budget, fighting mandates, and
streamlining government, I am committed to this community
service program for Montana.
Michigan's Governor:
AmeriCorps captures the promise found in all its citizens,
young and old, who see problems in their communities and work
together to solve them.
Massachusetts' Governor:
Governors of both parties have shared my enthusiasm for
national service.
Title 1 helps poorer people, the disadvantaged. The reality is we do
not do a very good job in the field of education in disadvantaged
communities. I am not saying all education in disadvantaged communities
is terrible, but it needs a lift.
It is very interesting that Sweden, which does not have the income
disparities we have in the United States, spends two to three times as
much for education in the disadvantaged areas as in the more affluent
areas. We do the opposite.
I was on a call-in program this morning with station WILL in
Champaign, IL, and a faculty member of the University of Illinois got
on the phone and he interpreted my remarks as being negative about
American education. But he made this significant observation. He said
some of the finest students we have come from the Chicago suburbs.
The Chicago suburbs. Not the city of Chicago, where the need is so
great, where, frankly, we are not spending the money. If there is any
question about the value of title I since it was enacted, the gap
between black and white students has narrowed significantly. For 9-
year-olds, the gap in achievement test scores has closed by 18 percent
in math and 25 percent in reading.
This program works. And this is a program we are going to cut back on
if we do not adopt the Daschle amendment. The dropout rate for 16- to
24-year-olds has declined significantly for all students, from 17
percent in 1967 to 11 percent in 1993. The decline in the dropout rate
has been even more dramatic for African-American students, going from
28.6 percent in 1967 to 13.6 percent in 1993: even with the present
appropriation that this rescission would cut back without the Daschle
amendment, 13 percent of high-poverty schools will receive no funds at
all. In the city of Chicago, the Chicago school district, you have to
achieve 56 percent of poverty in your school before you receive any
help. Clearly, a needed program.
Goals 2000. We hear a lot of talk around here how we are going to
help the States. Goals 2000 says to the States you set your standards,
you establish the program, and we will provide some assistance. We cut
back on that.
Safe and drug-free schools. Cut back $100 million out of $472 million
appropriated. We are going to solve the problem of crime not just by
building more prisons but by drug treatment programs, drug prevention
programs, education programs--very much needed.
Head Start. Every study shows Head Start pays off in this country.
And just about every Head Start program has a waiting list of young
people to get into the Head Start program.
I visited the Head Start program in Rock Island, IL, where, like
every Head Start program, they have a waiting list. In Rock Island, IL,
on Monday morning, one group of children come in; Tuesday morning, a
second group comes in; Wednesday morning, a third group, and so forth.
I asked the woman in charge: What would it mean if you could have the
same children in here not just 1 day a week but all week? She smiled
and said, ``You can't believe the difference it would make in their
lives.''
We save money by not funding Head Start so that all young people who
need the help can get into it, but it is extremely shortsighted.
The WIC Program; every study shows it pays off tremendously. That is
the health program for women, infants, and children.
School-to-work. I heard Gov. Tommy Thompson from Wisconsin--and, as
the Presiding Officer knows, he is a good Republican Governor--I heard
him praise what we did in school-to-work. We are spending a huge amount
of our education dollar for those young people who go on and get a
bachelors degree, but 75 percent of our students do not do that.
School-to-work is designed for everyone, but particularly for those who
are not going to go on to get that bachelor's degree. There was $30
million cut out of that.
Year-round youth training, under the JTPA Program, cut $100 million.
With the kind of youth unemployment that we have, I do not think it
makes sense.
Immigrant education. I hear a lot of speeches that we ought to make
English the official language around here. I do not know what it would
mean, incidentally. Would that mean you cannot get a translation if you
are in court if you speak Chinese or Spanish or some other language?
But it is interesting that when we come up for immigrant education to
have classes so that people can learn the English language--and that is
really the way you make English the official language, let people learn
the language, and we ought to do that--we are cutting $8.8 million out
of that.
I believe that the amendment by Senator Daschle is a sound amendment.
I agree with Senator Packwood and I agree with our Presiding Officer
that we need a balanced budget amendment and that we ought to start
from a zero base and not a current services budget. My hope is, and my
belief is, that Senator Domenici is going to do that with the Budget
Committee this year.
But, I think it is a mistake to cut back, particularly in this area
of education.
I note on the floor the presence of the Senator from Vermont, who has
been rightfully telling us for some time we ought to be spending a
higher percentage of our budget on education.
It is very interesting, as interest has grown because of the deficit,
we have spent less and less on education. In fiscal year 1949, believe
it or not, 9 percent of the Federal budget went for education. Today, 2
percent of our budget goes for education. We will spend 11 times as
much this year on the gross interest expenditure as we will spend on
education.
Mr. President, I hope we will adopt the Daschle amendment. This
should not be a partisan matter. I think it makes sense. I hope we will
do the right thing for the future of our country and vote for it.
Mr. President, I yield the floor.
Mr. JEFFORDS addressed the Chair.
The PRESIDING OFFICER. The Senator from Vermont is recognized.
Privilege of the Floor
Mr. JEFFORDS. Mr. President, I ask unanimous consent that Cory
Heyman, a Jacob Javits fellow in my office, be granted floor privileges
for today's proceedings.
The PRESIDING OFFICER. Without objection, it is so ordered.
Mr. JEFFORDS. Mr. President, I would like to talk to my colleagues
about the rescissions bill and also, in a broader context, about the
situation with respect to education in the country.
I am going to run through a relatively large number of charts today,
each of which is very significant and with a great deal of information
involved. As time progresses through the spring, I will go over each of
these areas in greater detail.
But I think now, as we begin talking about the rescission bill, it is
important that we examine the cuts in the critical area of education.
When it becomes necessary to cut, it is easiest when everyone holds
hands and says, ``Oh, let's take our cuts and suffer together.''
However, in some cases, cuts may exacerbate the deficit problem, not
ease it. Education is a critical item in this regard.
Earlier this year, business representatives from the Business Round
Table, the National Alliance of Business, NAB, and the chamber of
commerce approached me with concerns about the state of the work force
and its ability to meet the increasing effective international
competition.
As a result, this Wednesday, a summit will be held here in
Washington
[[Page S5038]] with business and education leaders, parent and student
representatives, and political leaders.
I would like to share with you today the facts I will share with them
on Wednesday. It is my hope that, when you review this information, you
will agree that cutting educational funds could be most
counterproductive to deficit reduction and for our future.
When the Berlin Wall came down, we all breathed a sigh of relief. But
as we were beating against the wall over the decades since World War
II, our economic competitors were beating us in entering into the
evolving markets around the world. They now stand ready to meet the
demands of the new markets of Asia, Eastern Europe, and the rest of the
world.
Ours remains the most productive economy in the world, but our
failing educational system and the inability to provide the necessary
work force for our industry is seriously threatening our edge and our
economic future.
Most worrisome is that the gap between our level of learning and that
of our major competitors is increasing--that is, it is getting worse--
not decreasing. Especially in the critical areas of math and science,
American children trail their counterparts in Europe and Asia. And they
are losing ground.
Let us take a look at the status of our education. I would remind
everyone that in 1983, Secretary of Education Bell, under the Reagan
administration, set forth ``A Nation at Risk'' and analyzed our
educational system, analyzed where we stood in the world and declared
that this Nation was at serious risk. In fact, he went on to say, in
words of this nature, that if an enemy of this country had forced upon
us the educational system that we have in this country today, we would
consider it an act of war.
Since that time, 1983, a number of serious reports, documents and
books have been written, all saying the same thing. We have had two
summits since then. We established goals in 1989, which were adopted
this past year, to determine where we must be in order to be
competitive in the international world.
I think this first chart that I will show you, chart A, kind of says
it all with respect to where we are with the rest of the world in those
critical areas of math education. Look at it. You can hardly even see
it is on the chart.
But the most startling aspect of this chart is to look at who No. 1
is--China--China, by far. And when you consider that it has a
population of nearly 1.2 billion people and when you consider the
serious deficit that we have in our trade with China, can you not help
but be concerned that this is a serious problem.
But if you do not like that one, if you do not care about the
international scene, if you do not think we have to worry about our
market, take a look at this next chart. This is the one which shakes me
up the most.
This one says that over half of the high school students in this
country who graduate are functionally illiterate. That means they are
unable to perform basic tasks to get a job.
That is so startling to me that I cannot help but wonder whether or
not this Nation is going to survive if we do not do something.
The business community is deeply concerned about this. In fact, there
was a report that came out a few weeks ago, which was reported in the
New York Times and elsewhere, which indicated that businesses do not
even bother to interview high school graduates anymore. It is not worth
their time. They are not educated enough. What business does then is
spend some $200 billion a year to train and educate their workers. I
will show a chart later which illustrates the costs associated with a
well-trained work force.
Let us take a look at where we stand. We established a goal under
Goals 2000, that everyone shall be educated at least to meet certain
basic standards. We set forth a curriculum and standards in the 1983
report, ``A Nation at Risk.'' In 1990, only 22 percent of our high
school graduates were adequately educated in the recommended core
curriculum.
We have a serious problem. Yet, we have a hard time convincing many
of that. I found myself going to my own local high school and asking
the question:
``How are we doing?"
And they said, ``We're doing fine.''
Then they told me, ``Well, our kids now are taking calculus and some
of them are taking it in their junior year.''
I said, ``Wow, that's great, I didn't get it until I was in
college.''
However, the problem with that is if you are in Taiwan, Japan, or
other areas, you are getting calculus in your freshman year. And one
wonders why we are so far behind.
I think the only way we can get people to understand is to show the
impact it is having upon the Nation as a whole. I feel in this Nation,
we have a tendency--I know I do--to compare our school system with the
one in the next county or our State with another State, but we fail to
compare it with those of our competitors.
If you take a look at this chart, and you will see as we go through
these charts, if we do not have an educated population and if you as an
individual do not have an adequate education, you will not have an
adequate earning capacity in this Nation, to give you the kind of
lifestyle you desire.
This chart basically shows that education means a job, and the more
education you have, the more money you are going to make during your
life. It also indicates that about 25 percent of the people who are
school dropouts, many of whom are also functionally illiterate, have an
extremely difficult time finding employment.
But as this shows, if you get a bachelor's degree your earning
potential almost doubles; if you go up to a master's, it will double
again. The point is if we do not have an educated population, if you
are not well educated, you have a very limited earning potential.
Let us take a look now at the differences this means in the standard
of living in this country. As I indicated, our education has not kept
up. Our competitors are beating us. This is a chart which is used over
and over again to show that in the last 20 years or more, the person
who drops out of high school has seen a decrease of 35 percent--I
repeat, a decrease of 35 percent--in their real income.
If you only have a high school diploma, you have seen an 18-percent
decrease in your median family income, and if you had some college but
did not graduate from college, there has been an 11-percent decrease
over the last 20 years in your standard of living. Only those who went
to college and beyond have seen an increase in their standard of living
over the past 20 years. That is a sad commentary on where we are.
I think it is important that we keep this in mind and recognize that
we have to improve the educational system. In a few moments, I will go
on to explain what must be done and how I hope we can accomplish it.
Now let us get to the area we are discussing today and will be
discussing in the next few months, and that is, what does the budget
do, what impact does it have on our future budgets? What we find on
this chart is that over half a trillion dollars in costs are suffered
by this Nation because of a failed educational system.
Let me run through these figures. It costs $225 billion to our
businesses each year--$225 billion each year--for remedial education,
to teach the young people the things they should have learned up
through high school, and for skill education, the things that they need
to have to hold a job which will help us in our international
competition in order to increase our Nation's productivity.
We spent $208 billion for various welfare expenditures in this
Nation. This is yet another reflection of what happens when people are
not sufficiently educated. There are some 80 million functionally
illiterate individuals in this country who cannot fully contribute to
our economy; $43 billion is the cost of crime to our society;
incarceration costs anywhere from $20,000 to $60,000 per inmate, money
which could be put to better use. Money is not the only way we suffer
from crime; it also poses a danger to our society. Yet when we
recognize that close to 80 percent of the people incarcerated are
school dropouts, it indicates how extraordinary the impact of education
is on our society.
[[Page S5039]] We have $200 billion for expenditures on our citizens
for lost productivity as well as, I mentioned, training.
What I want to point out is if we decrease our expenditures in
education, then we increase the social costs and in turn our deficit
will grow. But equally important--it is not shown on this chart--is
that if we did not have to pay for these undereducated individuals and
if there was not the drain on the economy their lack of education
caused, we would actually have $125 billion more in revenue.
So when we cut back on education, we run the risk of not only
increasing social costs but also decreasing the amount of revenues we
will have at our disposal.
Let me go on and talk about the basic question which is relevant to
the area of the deficit.
There are people who will say--and they are correct--that lack of
money is not necessarily the problem and, in many cases, this is true.
We spend more than any other society does, as a percentage of our gross
national product, on education. But what we do not do is get our kids
to learn as much as other young people do in this world.
Let us take a look at one of the areas that should graphically
display why we are behind our international competitors. The only thing
we need to look at in this country is the number of hours our kids
spend watching television.
Look at that chart, it shows that we have far outpaced all of the
other children in the world by the amount of time they spend on
education, and yet we have the least amount of time spent on homework.
Yes, the problem is not just necessarily money. There is no question
about it. A lot has to do with parents, a lot has to do with our
culture, which sometimes puts leisure time and TV ahead of homework.
Let us take a look at the next chart. The next chart I want to point
out is that even though we expend a lot more money than other countries
do on our education, there are still areas we all agree are important
and yet there are dire insufficiencies. For example, programs that
assist lower-income individuals.
First of all, studies show that early intervention helps. A Michigan
study, which was a 20-year longitudinal study, indicates that although
kids will catch up in educational aspects, many who suffer for special
education needs, will suffer social misadjustment. Yet all of those
problems decrease substantially if you have a program like Head Start
preschool education.
I remember when I first came to the Senate. A group of CEO's came to
my office. I thought they would talk about tax relief, but they said
the thing we need to do right away is to fully fund Head Start in order
to get our educational system up to par.
I will never forget that meeting because it made me fully aware of the
educational needs of this Nation.
Title 1. That is, again, an educational program for low-achieving
students in high-poverty areas, to help bring them up to par. Funding
this program fully would be another $12 billion a year.
Special education. I was on the committee that wrote the special
education law in 1975. It was a necessity. The courts ruled that every
child in America is entitled to an appropriate education. We wrote the
law that established the national criteria to make sure that people
would be in compliance with the Constitution. We said we would fund it
at 40 percent of the total costs of special education in the country.
If we were funding it at 40 percent right now, many educational needs
would be met and schools would not be in the dire circumstances they
are in. Some 44 States are in crisis, as far as funding education. That
would cost us another $11 billion a year if we were to fully fund the
needs for special education--the funds that we promised our Nation when
we passed that law many years ago.
To reach full funding for all three categories, it would require
another $31 billion a year. That is to increase costs in programs that
everybody has agreed are essential and necessary to education.
Mr. President, in conclusion, I want to say that we are faced with
serious problems with respect to the deficit of this Nation. We know
that we have to bring down the cost of Government. But it is important
to remember the importance of educational funding as we go forward.
Right now, 50 percent of our young people do not have the basic
requirements of education to meet the demands of this Nation in order
to be ready for a job. That is intolerable.
Take a look at international competition. People out there are
seizing our markets. At a time when markets are expanding rapidly in
Asia, Eastern Europe, and central Asia, we are not ready and will not
be ready unless we change right now the priority that education
receives in this Congress and in the country.
As I said, we will be having a summit meeting this week on Wednesday
and we will have leaders from all over the country who will be
examining what we should do as a country to ensure that our work force
is ready for the next century and that our industry, which has provided
us with a bountiful living over many years in the past, will be there
when we need it.
On the positive side, I note that recently we had six young men that
were involved in an international math competition. They not only came
in first, but they had perfect scores. But as I pointed out earlier on
a chart, it is the average that counts. Our average is among the worst,
not the best.
Mr. President, I have traveled to cities and around this country and
I have found programs that swell my heart with pride, and I feel that
there is hope and there are ways that we can succeed. But those
examples are few and far between. I have seen much more that indicates
to me the frightful direction that our educational system is taking.
Mr. President, it is up to us in this body, in the Congress, to
ensure that we do not do what is so tempting in these times of strife,
and that is cut education along with other programs. We should do all
we can to make sure that we bring education to a capacity that will
meet our needs in the next century. Mr. President, if we do not help
our kids, then this country will fail. I feel very strongly, as
chairman of the Senate Subcommittee on Education, that I have a
responsibility to make sure this body is aware of what must be done.
I yield the floor.
Mr. KENNEDY addressed the Chair.
The PRESIDING OFFICER. The Senator from Massachusetts.
Mr. KENNEDY. Mr. President, I want to, at the outset, commend my
friend and colleague from Vermont for the focus and attention he has
placed in the area of education. I think all of us in this body know
that he has been a real leader, along with my friend and colleague from
Connecticut, Senator Dodd, in trying to bring a much greater focus and
attention about the importance of the total investment in education as
a national priority. He has been prodding this institution--and I know
the appropriators--to try to give that major focus and attention.
As chairman of the Education Committee now, he continues his work,
not only in attempting to shape and refashion existing programs more
efficiently, but also in terms of the priorities of investing in
education. I welcome his strong and clear statement. It is a very
important statement. I just want to say that it is one that should be
listened to.
I think during the course of this week, after the disposition of the
conference report, which I expect to be done in a very short period of
time, we will be back on the broader issues of Senator Daschle's
amendment and Senator Dole's amendment; and then, if those are not
successful, as I understand it, there will be additional opportunities
later in the week to focus on different parts of the composite
amendment, and in particular on education. So we will have some
opportunity to, in a more exact way, address the priorities of
education. I certainly am hopeful that we can reflect in our ultimate
rescissions bill some of the priorities that he has talked about.
Mr. President, I wanted to just take a few moments of time to address
some of the points that were made by my friend and colleague, the
Senator from Oregon, about the various cuts that were being proposed
and the impact there was going to be in terms of real people across the
country.
I think there was reference made to the various provisions of the
underlying amendment, which is the Daschle
[[Page S5040]] amendment, which brings some restoration of the funding,
or at least does not eliminate moneys that were authorized and
appropriated. As I think the membership understands, we are not talking
about additional appropriations. We are talking about appropriations
that have already been made and now are being diminished, or have been
targeted for reduction by the rescission program and the amendment
which will be before the Senate again this afternoon, which will
restore some of that funding in some of these key areas.
The Senator from Oregon was pointing out that really these cuts are
not really so bad because they are not really cuts, but they are a
reduction in the increase in expenditures. I know that is perhaps the
desire of some and perhaps the intention of a number. But the fact of
the matter is, particularly when you take a look at what is happening
over in the House of Representatives, it is the Senator from
Massachusetts talking about real cuts; it is, for example, the CBO that
talks about some $7 billion in current services, cuts in terms of the
total nutrition programs, their estimate in terms of the nutrition
programs. The Food Stamp Program would be cut some $21 billion over the
next 5 years.
So I think that, quite frankly, these are more than just a reduction
in increases. You are going to have some real impact and effects in
terms of what is happening in the local communities. That is what I am
getting when I travel around my State of Massachusetts from people who
have been working in the vineyards for a long period of time and have a
good understanding and awareness of the various programs and what they
mean in terms of the local communities.
Of course, when we talk about Head Start programs, as my friend and
colleague from Illinois pointed out, we are only talking about 35 to 38
percent of the total eligible children who are receiving it. We are
very far behind the curve.
I think the Senator from Vermont reviewed that in greater detail, as
well as some of the other education priorities, such as the school
nutrition programs.
Currently, schools participating in the lunch program are reimbursed
for every lunch served to a child. Children from families with incomes
at or below 130 percent of the poverty level are eligible for free
meals. Children between 130 percent of poverty and 185 percent of
poverty are eligible for reduced-price meals. Children over 185 percent
of poverty pay full price.
The School Lunch Program operates in 95 percent of all public
schools, representing 97 percent of all public school children. The
cash reimbursement rates are $1.75 for each free meal, $1.35 for each
reduced-price meal, and 17 cents for paid meals.
While reduced-price lunches must cost no more than 40 cents, no
limits are imposed on the amount of money that can be charged for a
full-price meal. Some 25 million children participate in the School
Lunch Program--at different levels, obviously, in terms of the support.
During the last recession, the number of school children receiving
school lunches increased by 1.2 million.
We are now, even on the school lunch programs that are talked about
in the House, that slack will not be picked up automatically in the
School Lunch Program, but will be up to the whim of the priorities in
the various States.
If we look at what has happened in the States, particularly with
regard to children over the period of the last 10 years, 3 million more
children are living in poverty in the last 4 years. No one can have a
great deal of satisfaction that they are the ones whose needs will be
attended to.
Currently, as the number of children eligible for free and reduced-
price meals increases, the amount of Federal funds spent on the program
increases. That is because we made a decision that meeting the
nutritional needs of children is in our national interest and,
therefore, all children who are eligible for a free or reduced-price
lunch will be offered one. That fundamental national commitment has
been altered or changed with the Republican block grant proposal.
With the block grants proposal, it says, well, we will leave it up to
the States. We think the States will do that, but we are not saying, as
a matter of national policy here in the Senate of the United States,
that that is going to happen.
We might expect they will, we might hope they will, but we are not
providing them either with the resources to do it or the guarantees
that it will be done.
That is a major difference. We can quibble about all that we want in
terms of what is happening, but the fact of the matter is, children
will not get that fundamental guarantee, which is so important.
As I mentioned, the House proposal reverses that decision. Instead of
guaranteeing every child a hot lunch--subsidized, of course, for those
who cannot afford to pay for lunch--the House bill caps the amount of
funds available for school-based nutrition programs, including school
lunch.
So if the Republican position prevails, there will be no guarantee
that a hungry child will be fed at school. There is no guarantee of
that. There is now. That is a fundamental difference. Once the funds
are used up by the States, that is it. Children are not guaranteed a
lunch.
In fact, since the nutritional standards will be repealed if the
House position prevails, the children fed will not meet the basic
nutritional standards. We are not only repealing the guarantee, but we
are repealing the nutritional standards.
As we pointed out before, the savings, so to speak, are being used
for the tax cuts.
There is no flexibility built in for the economic emergencies,
whether national, State, or local emergencies, and regardless of their
nature. We will have repealed the entitlement nature of the program,
replaced it with a cap amount of funding containing no adjustments for
changes in the economy, population growth, or food price increases.
Some supporters of the block grants proposal try to make the argument
that the block grants provide more children with school lunches. This
is simply not plausible. To take a program that automatically provides
schools with reimbursement for each child's meal based on a family
income and replace it with a program that does not guarantee each child
a meal, that does not adjust the funding based on the number of poor or
low-income children needing lunch, that does not adjust for food price
growth, is a cut in the program. It is a cut in the program, any way
that you look at it.
If the number of poor and low-income children who need a school lunch
grows beyond the funding that is authorized, children will have to be
denied a free lunch or be required to pay more than they can afford, or
receive an inferior lunch. Or maybe those who can pay will pay two,
three, or four times as much as they do pay now, the sons and daughters
of working families, as well.
Then we hear, well, there is more money in this program. More money
compared to what? Compared to what CBO estimates is necessary to
continue providing lunches to all school children who need them, like
we do today?
No. According to the CBO, in fiscal year 1995, all child nutrition
programs are funded at about $11.6 billion. It is $7.6 billion for
child nutrition programs like school lunch, school breakfast program,
summer food service; $400 million for commodities; $17 million for
special milk; $3.4 billion for WIC. Funding would drop to $11.3 billion
in fiscal year 1996 under the House Republican proposal; $6.6 billion
for the school-based nutrition program and $4 billion for the family
nutrition block grant.
That is a $300 million cut, without even looking at inflation,
without even looking at the 5-year numbers, without even looking at the
fact that beyond food price growth, the school age population itself
will grow by 4-percent to 6-percent during the next 5 years. And the 4
percent to 6 percent growth does not include adjustment for any type,
in the event that the economy slows down or unemployment increases.
Mr. President, I just cannot accept that this is just a reduction
here on the funding of programs that are meeting our needs. They just
are not doing it. That is true not only on the nutrition programs, but
also on the other programs.
I talked about the school lunch programs. And the rescission bill
will reduce, in addition to the $2.5 billion cut
[[Page S5041]] from child care programs over 5 years in the House bill,
will deny 378,000 children child care.
There are only 750,000--this is part of the child care program, very
small child care return--but looking at the current situation, only
750,000 out of 8 million children eligible for child care currently
receive assistance.
Many States have waiting lists for child care assistance that are
simply astounding. GAO found waiting lists of 40,000 children in Texas
and 255,000 children in California, taking as long as 2 or 3 years to
get help in those States.
During 1993, Florida and Illinois each reported waiting lists of
25,000 children. A recent report by the Urban Institute found that it
can take 5 years to get a child care slot in San Francisco. Birmingham,
AL, alone has 5,000 families on a waiting list.
The idea that people can come to the floor and say, ``We are cutting
the existing child care program,'' that it has gone through the
appropriations--we are trying to just have a very, very, modest return
of a child care program, based upon those kinds of needs.
Try to find, for working families in my State of Massachusetts, child
care for $5,500. You will be lucky in any part of the State. Some are
more costly in a number of communities. At the same time, we are
putting pressure on these same parents to move out of a welfare
situation--they may have small children and they want to work.
We have to ask, what is happening to the parents when they are not
able to get child care? They are either not getting jobs or they are
locking up their kids, or they are getting completely inadequate
coverage for their children.
Quality child care creates opportunity and increases productivity--
not just for one generation, but for two generations.
The GAO recently reported that assistance with child care makes it
much more likely that low-income mothers will be able to work. And no
wonder. The costs of child care consume over a quarter of the income of
poor working families, as compared with just 7 percent of the income of
nonpoor families. Without child care assistance, it is virtually
impossible for many poor parents to go to work. What is happening out
here is they are cutting back on these programs even more.
Child care is not about giving parents a blank check. It is about
giving them a fair chance. Cutting children makes no sense. It will
only pass the real life tragedy of dependency on from this generation
to the next.
Families cannot afford that--and neither can we. That is why I
support the restoration of funding for child care assistance for
working families in the Daschle amendment.
The Senate rescission package also cuts $35 million from the WIC
Program, which provides nutrition assistance to 7 million low-income
women and children. It has long received bipartisan support, because it
saves money in health costs in the long run by reducing the incidence
of infant mortality and low-birthweight babies.
Since its inception, the WIC Program has been a stunning success. GAO
has found that it has saved $1 billion--$1 billion--in medical expenses
through the age of 18. We have spent $300 million and saved $1 billion.
If that is not a wise investment for our Nation's children, I do not
know what is.
Yet as many as 70,000 fewer children will be served by the WIC
Program each month over a 12-month period as a result of this
unjustifiable cut.
We are talking about, here, really is basically investment in
children and good quality care. We are talking about WIC. We are
talking about the Head Start Program, chapter 1, the drug-free schools.
These are the programs we are trying to restore.
As I mentioned earlier in the course of the day, at a time when,
evidently, we have seen the loss of $3.6 billion, that has been lost
somewhere in that conference, hopefully to be recovered at an early
time, many of us are out here trying to restore these programs which
are lifelines to the children in this country, it underscores the
importance of the Daschle amendment.
In a March 7, 1995, Boston Globe editorial, Prof. T. Berry Brazelton
of Harvard Medical School wrote:
Simply put, WIC works. And it works because it has forged
an effective combination of state and federal involvement.
The states administer the program, but under strict federal
guidelines that ensure high nutrition standards, clear focus
and consistent impact. The risk in our rush to right our
nation's fiscal house is a loss of the very guidelines that
have made WIC so successful.
Berry Brazelton, for those who have not either heard of him or read
his articles, or listened to him on interviews, everyone who knows of
his work with regard to children--he is really the Nation's favorite
pediatrician. He is just an extraordinary human being who has appeared
before our committees over a number of years and his words should be
carefully considered and measured and, I think, adhered to.
Dr. Louis Sullivan, Secretary of Health and Human Services in the
Bush administration, said in a Washington Post article:
. . . Among my concerns . . . is that we may inadvertently
strip programs of the national standards and guidelines that
make them work. In the case of WIC, nutrition requirements
guide the program toward better health, and Medicaid savings,
while avoiding the potential confusion associated with
creating a complex web of fifty state rules. Our children's
health is not defined by state boundaries. Our nutritional
standards should not be either.
He makes the point good nutrition in schools, the WIC programs, are
matters of national responsibility. The WIC Program, as I know our
Members understand, has been something that has been enormously
important. There is a very modest return in the Daschle amendment for
that particular program.
Both the House and the Senate rescission packages hit at-risk youth
very hard: 80 percent of funding for year-round youth programs--the
principal training and employment assistance for poor out-of-school
youth--would be cut. Overall youth funding would be cut by about 40
percent, and the number of youth served would be reduced by over half.
The impact of these rescissions is compounded by the likelihood that
the cuts may be permanent, meaning that for the next several years
close to a million fewer youth each year will be served.
We are in the process now of working to improve many of the youth
training programs. We have 400,000 children every year who are dropping
out of our high schools. They are a source of unrest in many of our
local communities.
We have woefully too few programs or efforts to try to reach out to
these young people. What we are trying to work through now, with
Senator Kassebaum, is to utilize the school-to-work programs for the 70
percent of the children who do not go on into higher education. We want
to work with the private sector in a partnership to move these young
men and women into employment and also, as you develop those programs,
to try to reach out to a number of the young people who may have
dropped out of schools to bring them into the process as well.
If you emasculate the existing programs, our chance to once again
reach out to young people who are basically those at the highest risk
in terms of the criminal element in our society will not come to
fruition. It is serious, important, bipartisan efforts that are being
worked through now. It seems, with the dramatic kinds of cuts that are
suggested here, we will basically undermine, in a very significant way,
some of the very useful work I think can still take place.
Mr. President, I know others want to speak on the floor on these
measures.
Let me just say I am very hopeful we will move towards the completion
of the conference report, that we will have an opportunity to vote on a
resolution, which will hopefully be supported by Republicans and
Democrats alike, that will address the tax loophole that has been
identified and which was addressed by the Finance Committee earlier. I
hope that we will be afforded that opportunity, and that Republicans
and Democrats together will work to support that resolution.
As we have heard, the majority leader and others, Republicans and
Democrats, say it is their desire to address it. I am more than glad to
do it. It is a sense of the Senate that:
The Congress of the United States shall act as quickly as
possible to amend the Internal Revenue Code to end the tax
avoidance by U.S. citizens to relinquish their United States
citizenship.
And the effective date of such amendment to the Internal Revenue Code
should be February 6, 1995.
[[Page S5042]] That statement has been incorporated by the majority
leader, the chairman of the Finance Committee, the Senator from New
York, and others on the Finance Committee as they desire. I hope we
could either act on this resolution or a joint leadership resolution of
the majority and minority leaders that would incorporate that concept.
I do not believe there has to be additional debate and discussion
about it. We have had a chance to talk about it. Let us set a time to
be able to do it. Let us send a message at the time that we are going
to be debating the rescission package and the Daschle amendment that we
can afford to cut these programs for children--WIC, the school lunch,
the Head Start Programs--but we still cannot agree to close the
loophole that is worth $3.6 billion.
I think the American people just cannot and will not understand it. I
am very hopeful that we will be able to do it.
Mr. President, I yield the floor.
Mr. HOLLINGS addressed the Chair.
The PRESIDING OFFICER. The Senator from South Carolina is recognized.
Mr. HOLLINGS. Mr. President, let me commend the distinguished Senator
from Massachusetts for what he is talking to now of fundamental
programs that constitute investments--not spending--to save spending,
to eliminate deficits. If there is one misgiving that we have with the
ongoing exercise of the Contract With America --and it is good to bring
in a new group and have a tonic, to turn our attention to where savings
can be had--but in the zeal to try to bring about certain savings there
is a mix of arrogance and more or less mob action pellmell for hell,
let us just cut it all, everything, without any idea of what really
saves money and what costs money.
For instance, for every dollar spent on women, infants and children
feeding we save at least $3. For every dollar spent on Head Start we
save $4.75. For every dollar spent on title I education for the
disadvantaged we save another $6.50.
And having experienced government over the years, I have learned what
saves money. For example, I had a problem 25 years ago with my own
State on the subject of hunger and feeding. I had made a mistake as
Governor. I had not paid too much attention to the hungry. In fact, a
rejoinder had been given to me by my friend, the senior Senator,
``Well, there was hunger and the hungry in the days of Christ, and
there will be hunger in the days after we are long gone, and it is
almost a given.'' Not so. Not so at all.
At that time, I met and studied with those in the medical profession
and in the nutrition discipline--Dr. Neville Scrimshaw at Harvard, Dr.
Cravioto at Cornell, later at Columbia University, and Dr. Charles
Upton Lowe, the chairman of the Committee on Nutrition of the American
Academy of Pediatrics at that particular time. They had found that
every adult has 13 billion brain cells in the cortex, and 10 billion of
the 13 billion develop in the first 5 months in the mother's womb.
However, there is as much as 20 percent less cellular development of
those brain cells resulting from the lack of nutrition, the lack of
synthesis of those nerve cells, and the lack of protein. It is much
like taking a television set off the desk here and dropping it on the
floor, putting it back here, and turning it on. The hundreds of wires
of circuitry do not join, do not connect. And in the field of brain
medicine, they call that organized or general brain damage. That child
is stultified in the first 5 months in the mother's womb and comes into
this world with organic, or generalized, brain injury, lacking an
ability, if you please, to concentrate, to assimilate, to be educable
in the fullest of senses.
So I joined with Senator Humphrey after he came out of the Vice
Presidency back into the Senate. I was not on the Agriculture Committee
at that time. But we talked of this problem that we had in women,
infants, and children's feeding. We found out that if we rendered
protein supplements for expectant mothers, which now cost in the
vicinity of around $400 over the 9-month period, we could save
practically $30,000.
I just visited in the university hospital in my own hometown, the
Children's Hospital at the Medical University of South Carolina. They
had some 85 low-birth-weight infants. In my early days they would have
been unaccounted for and lost; little low-birth-weight infants of 1\1/
2\ pounds, 2 pounds, 2\1/2\ pounds. They had nurses around the clock. I
will never forget it. It cost some $15 million to keep some 85 nurses
going around the clock treating those little infants. The average stay
for a low-birth-weight infant on that incubator in intensive care is 30
days at $1,000 a day, or $30,000.
So this is not a sick call by the distinguished Senator from
Massachusetts for liberal spending programs. This is a studied
investment by liberals, conservatives, Republicans, and Democrats alike
to spend now to save billions later. That is the one misgiving I have
about this so-called Contract With America because its proponents have
no sensibility. They come here on the first day and all of sudden they
have wisdom. Without any experience or a day in public service
whatever, never having listened and learned anything, in a fell swoop
they come in with across-the-board so-called spending cuts that
actually will cost us billions.
Mr. President, when that baby comes in as a low-birth-weight infant,
like it or not, it is yours and mine. We are going to take care of it
in some children's hospital, in some intensive care unit, and for the
wealthy parent or the poor, that cost is really going to the general
public.
So we need to stop these penny-wise, pound-foolish cuts to preventive
programs. We should never think in terms of tax cuts here for
billionaires who have made their wealth in America and then renounce
their citizenship in order to avoid taxes. It is almost a treasonous
kind of activity in this Senator's mind and never should be dignified
or recognized in law as a worthy project when we are going around
cutting spending.
I am for cutting spending. I am for freezing spending. I am for
closing loopholes, and I am for taxes. I have challenged this body and
all Senators to give me their realistic budget plans since January. I
will never forget the distinguished chairman on the House side of the
Budget Committee, Congressman Kasich. On December 18, 1994, on a
national TV program he came on and said, ``Don't worry about it. We
don't care what the President puts in. We have three budgets before us.
We are going to introduce them. But before we have tax cuts in January
we are going to have the spending cuts and have this budget.''
Well, it is now April. It is going to be May or June before they get
around to specifying their cuts. I met that particular challenge in
January. I worked with the best of minds. I have introduced a list of
cuts in the Congressional Record at least four times by now that shows
that in order to get on a glidepath of balancing the budget by the year
2002, you have to cut $37 billion in domestic discretionary spending in
the first year. Even with those reductions, the interest cost rises
faster than the cuts. That is the only good, solid, credible attempt I
have seen to show the kinds of cuts that are necessary, and I do not
think I could vote for them all. And cuts of even this severity would
require 7 years to reach a balanced budget.
I remember when President Reagan came to town. He said he was going
to balance the budget in 1 year. Then, after he got in town, he said,
``Oops. This is way worse than I thought. It is going to take me 2,
maybe 3 years.'' So the Budget Committee started submitting 3-year
budgets. Then by the mid 1980's, the committee said ``Whoops, it got
worse. We are going to have 5-year budgets.'' Now they have 7-year
budgets. And I can tell you, after a few more years, they are going to
have 10-year budgets. It is like a football game where they keep moving
the goalpost.
A sincere effort to balance the budget will not cut out basic
investments that save money in the long run. Realistically, it is going
to take taxes as well as spending cuts, spending freezes, and loophole
closings.
I think the Senator from Massachusetts has really brought a sobering
moment to this body that allows us to understand that the proposals
before us do not save money. Oh, the national media, lazy as they are,
are running around saying that this rescissions bill has so much in
spending cuts, and they
[[Page S5043]] refer to these fine investment programs as cuts. But I
can tell you, when you consider the costs to Medicaid, to the
hospitals, to the schools, to the workplace and the economy, and on
down the line, you will find that the proposed cuts actually increase
spending. This is the lesson of those children at the medical
university.
So I hope we can listen to this debate and understand that the Senate
is not just in a race to get so many marks on the so-called Contract
With America or whatever it is. It is a serious job of trying to cut
back on overall spending while investing in programs that will save
money in the long run.
I yield the floor.
Mr. SPECTER. Mr. President, I strongly support the conference report
to H.R. 831, the Self-Employed Health Care Deduction Act.
There are approximately 9 million self-employed business owners
representing almost 10 percent of the working population. These
individuals are employed in all types of industries: from mining and
service industries to construction and manufacturing. They are the
entrepreneurial small business men and women that spur our national
economic growth. These are the individuals that embody the American
dream. This provision is critical to their survival.
My offices have been inundated with hundreds of calls from concerned
taxpayers around Pennsylvania urging the Congress to reinstate the
deduction. These callers are just a fraction of the 9 million self-
employed taxpayers that are relying on us to pass this measure as
quickly as possible so they can continue to utilize this deduction for
the 1994 tax year.
Mr. President, I have consistently supported this deduction for the
self-employed. In the 103d and the 104th Congresses, I introduced
legislation to provide targeted health-care reform. One of the major
provisions I included in that bill was 100 percent deductibility for
health insurance for the self-employed. Under current law, businesses
are permitted to deduct 100 percent of what they pay for the health
insurance of their employees, but self-employed individuals may not
deduct any of their cost because that provision expired on December 31,
1993. It is hard to find a provision in the Internal Revenue Code that
is more discriminatory than this one.
According to the Congressional Research Service, 3.9 million
uninsured workers are self-employed. Providing full deductibility of
health insurance premiums, beginning with reinstatement of the 25
percent deduction for 1994 and researching 100 percent by 1993 for
self-employed individuals is a simple matter of fairness. It should
also make health insurance coverage more affordable for the estimated
3.9 million self-employed individuals and their families who are now
uninsured.
On January 19, 1995, I signed a letter along with 74 of my colleagues
to Majority Leader Dole and Minority Leader Daschle urging them to
reinstate this expired provision. I believed then, as I do now, that
the interests of hard-working Americans need to be a top priority
before the U.S. Senate.
Accordingly, I urge my colleagues to support the reinstatement of
this provision. This legislation is an important first step in
providing tax fairness to our Nations' self-employed business owners.
I thank my colleagues and I yield the floor.
(At the request of Mr. Dole, the following statement was printed in
the Record.)
Mr. HATFIELD. Mr. President, I am pleased to announce my
strong support for H.R. 831 which would permanently extend the
deduction for health insurance costs for self-employed individuals.
This legislation will allow, on a permanent basis, self-employed small
business owners, sole proprietorships, and partnerships to deduct a
portion of their health insurance costs for tax purposes. This
legislation will assist those small businesses which are so vital to
the economy of my State of Oregon, as well as the rest of the Nation. I
am pleased that the 104th Congress is about to address this issue on a
permanent basis.
Mr. PRYOR. Mr. President, today we take a step forward to correct a
situation adversely affecting small businesses and farmers which I have
many times called an absurdity.
During this tax filing season, over 9 million self-employed small
businesses and farmers will fill out their tax returns. And when they
do, they will learn first hand of how this absurdity affects them and
their family. The absurdity I am speaking of Mr. President is that no
part of their health insurance premiums are deductible in their 1994
tax return due April 17--just over 3 weeks from today.
This in contrast to owners of large corporations that have a
permanent 100 percent deduction, and that typically pay smaller health
care premiums because of their size. It is a double penalty Mr.
President. A double penalty on innovators and job creators in our
economy--people who should be encouraged, not penalized.
Mr. President, this inequity must be corrected and it must be
corrected quickly. This should be a high priority for this Congress,
and I am very happy that we are taking up this matter today.
I want to comment briefly on one aspect of this bill which is
extremely important--and that is this deduction for health insurance
will be made permanent.
Many times we focus on the amount of the percentage deduction. In the
past it has been 25 percent, and today's bill increases that percentage
to 30 percent which is a very positive step toward the goal of a 100
percent deduction which I hope we will continue to work toward. In
fact, Senator Grassley, Senator Roth and I introduced legislation in
January of this year to achieve a 100 percent deduction by 1997, and I
look forward to working with them again in the future to meet this
goal.
But Mr. President, I cannot stress enough the importance of making
this deduction permanent, and this is borne out by the history of the
deduction.
In 1986, the self-employed were first given 25 percent deductibility
as part of the Tax Reform Act of 1986--with the understanding that it
would be eventually increased to 100 percent, the same deduction
incorporated business enjoy.
In the Omnibus Budget Reconciliation Act of 1989, the deduction was
extended for 9 months. In 1990, 25 percent deductibility was extended
through 1991. And in 1991, 25 percent deductibility was extended
through June 30, 1992. Mr. President, each time we scrambled to
reinstate the deduction--uncertainty surrounding the deduction was
high, and it was shameful to treat the self-employed in this way.
But on June 30, 1992, the worst scenario happened--the deduction
expired. Small businesses and farmers could not deduct the cost of
their health insurance. The 1992 tax season came and went and still
there was no reinstatement of the deduction because of the difficulty
of moving any tax bill. Then, in August 1993, as part of the Budget
Reconciliation Act, the deduction was retroactively reinstated from
July 1, 1992, to December 31, 1993. Self-employed were required to
amend their 1992 returns to take the deduction, and no doubt some
failed to do so and lost their deduction.
So that brings us to 1994 when the deduction once again expired, and
no bill has been moved to correct the inequity--until today. Mr.
President, this uncertainty is unpardonable and it must not happen
again. Under this legislation the deduction will never again expire--it
is permanent.
Mr. President, we all understand the difficulty of moving a tax bill
on the Senate floor where any of the 100 Senators my offer any
amendment with no time limit. So that is why I and my friend and
colleague on the Finance Committee, Senator Roth, sought signatures on
a January 19, 1995, letter to Senator Dole and Senator Daschle stating
that we would ``not support or offer any amendments to the
legislation'' should they schedule it for Senate floor action.
We were pleased to obtain 75 of our colleagues' signatures, and I am
even more pleased today that no amendments will be offered and we will
agree to the bill on a voice vote. I ask unanimous consent that a copy
of the letter be printed in the Record, and I thank my colleagues for
putting aside some issues very important to them in order to correct
this problem and quickly as possible.
[[Page S5044]] There being no objection, the letter was ordered to be
printed in the Record, as follows:
U.S. Senate,
Washington, DC, January 19, 1995.
Hon. Robert Dole,
Senate Majority Leader,
Hon. Thomas Daschle,
Senate Minority Leader,
Washington, DC.
Dear Senator Dole and Senator Daschle: We are writing to
you regarding the need to extend the 25% deduction for health
insurance for the self-employed, which expired at the end of
1993. As you know, more than 9 million self-employed business
owners, representing almost 10% of the working population,
lost the ability to take this deduction when the law expired.
It is our hope that the Chairman of the Ways and Means
Committee will soon take up this legislation as a stand-alone
bill, and that the House will soon pass this bill and send it
to the Senate.
In order that we may move as expeditiously as possible, we
are writing to assure you that if you receive this
legislation, and if you schedule it for Senate floor action,
we will not support or offer any amendments to the
legislation. As many of these small business men and women
begin to file their 1994 tax returns, we believe that it is
essential that Congress act now to avoid the administrative
difficulties that could arise from amended returns if the
legislation is not passed until after April 15th. Thank you
for your consideration.
David Pryor; Don Nickles; Jesse Helms; Arlen Specter;
Bill Roth; Chuck Grassley; Dirk Kempthorne; John
Warner; Mitch McConnell; Ted Stevens; Kit Bond; Dale
Bumpers; Chuck Robb; Paul Simon; Carol Moseley-Braun;
Joe Lieberman; J. James Exon; Connie Mack; Bob Kerrey;
John McCain; J. Bennett Johnston; Harry Reid; Wendell
Ford; Kent Conrad; Sam Nunn; Ernest Hollings; Jeff
Bingaman; Max Baucus; Kay Bailey Hutchison; Spencer
Abraham; Bryon L. Dorgan; Dan Coats; Patrick Leahy;
Herb Kohl; Barbara A. Mikulski; John Ashcroft; John
Glenn; John F. Kerry; Bob Graham; Hank Brown; Jay
Rockefeller; Mark Hatfield; Dianne Feinstein; Howell
Heflin; Ben Nighthorse Campbell; Slade Gorton; Fred
Thompson; Al Simpson; John H. Chafee; Trent Lott; Larry
Pressler; Larry E. Craig; Olympia Snowe; Lauch
Faircloth; Rod Grams; Rick Santorum; R.F. Bennett; Dick
Lugar; Jim Jeffords; Conrad Burns; Paul D. Coverdell;
Richard H. Bryan; Bill Frist; Craig Thomas; Jim Inhofe;
Mike DeWine; Jon Kyl; Strom Thurmond; Bob Smith; Phil
Gramm; John Breaux; Richard Shelby; Orrin Hatch; Bill
Cohen; Patty Murray.
Mr. DOLE. Mr. President, we have before us the conference report to
H.R. 831, permanent deduction of health insurance costs of self-
employed individuals. Passage of this conference report today will help
3.2 million self-employed Americans across the Nation get one step
closer to deducting a portion of their health insurance costs.
The House has already passed this conference report. There are only
14 more days to April 17--tax day. And the clock's ticking. It is
critical that this bill be signed into law prior to that day.
Since 1986, Congress has allowed the self-employed a 25-percent
deduction for their health care insurance costs. Almost every year, we
have had to extend the deduction, but we failed to extend it last year
when it expired on December 31, 1993. Mr. President, H.R. 831 makes the
deduction permanent. We don't want to leave the 3.2 million tax filers
in 1994, hanging on the edge of a cliff every year. And we don't want
to tell them that although corporations can deduct 100 percent of their
health care insurance costs, small businesses cannot. We decided 9
years ago that in order to make the playing field more equitable, we
should allow small businesses to deduct their health care insurance
costs. H.R. 831 allows them to deduct 30 percent of their annual health
care insurance costs.
Mr. President, I want to say to many of my colleagues that the 3.2
million Americans we help today are farmers and small business owners
that live and work all across America. Although we were able to raise
the percentage of their annual health insurance costs that they can
deduct from 25 to 30 percent, I am disappointed that we were unable to
raise this level even higher. It was my strong desire that we should
have been able to do so. But, we have been able to make this deduction
a permanent one, so that these Americans will no longer have to worry
about whether or not they will be able to take the deduction next year.
EXPATRIATE PROVISION
Mr. President, included in the Senate version of H.R. 831 was a
proposal to tax U.S. citizens who renounce citizenship. But, the
measure was adopted without the benefit of hearings.
Subsequently, the Finance Committee's Oversight Subcommittee held a
preliminary hearing. The House also held a hearing on this issue
earlier this week. This proposal raises important questions, and the
hearing exposed some serious concerns.
It is vital to enact H.R. 831, vital. But it is premature to enact
this expatriate tax provision. We cannot delay action on H.R. 831 while
we continue to consider alternatives to this expatriate provision.
Let me be clear on this--because my colleagues on the other side of
the aisle seem to believe that we are somehow opponents of the
expatriate provision. We want to get this done. And it is clear that it
will be effective as of February 6--but there are some serious problems
with this provision, so we will not enact it today. The conferees on
the bill have asked the Joint Committee on Taxation to study the
provision and to look at other alternatives and get back to us by June
1, 1995. And so, I would say to my colleagues that this sense-of-the-
Senate resolution, asking us to do what we are already doing, is
nothing but a filibuster. A tactic to waste time that we can ill-
afford.
offsetting revenues
We primarily pay for the deduction by repealing a Federal
Communications Commission [FCC] program that I believe is not only
ineffective, but costs the Federal Government billions of dollars.
the fcc's tax certificate program
Congress, in 1943, gave the FCC authority to grant tax deferrals to
owners of broadcast facilities who were forced to sell their properties
to break up monopolies during World War II.
In 1978, the FCC expanded this provision to give a tax preference to
radio, television, and later cable broadcasters who sold their
properties to minority-owned firms. For this policy, the FCC defines
minorities as including blacks, Hispanics, American Indians, Alaska
Natives, Asians, and Pacific Islanders.
The greatest flaw in this program is that the economic benefit
doesn't go to the minority buyer, the economic benefit does to the
seller. It's like a kickback. If you sell to me and not the other guy,
I'll give you a little extra something. And I won't be paying for it,
the American taxpayer will. I don't understand it, and I don't
understand why people would think this is benefiting
minorities when the monetary gain is going to the seller.
affirmative action
Now, don't get me wrong. I am proud of my civil rights record. And I
have supported affirmative action in the past--that's no secret. But my
record does not disqualify me from raising legitimate questions about
the continuing fairness and effectiveness of affirmative action--
particularly when the affirmative-action label is used to describe
quotas, set-asides, and other group preferences.
Equal treatment, not preferential treatment, should be the standard.
Equal opportunity, not equal results, must be the goal.
Last week, as we debated this same bill on the Senate floor, my
distinguished colleague from Maine, Senator Cohen, gave a very eloquent
speech where he pointed out that America is not a color-blind society,
and he's right.
Discrimination continues to exist. The color-blind ideal is just
that--an ideal that has yet to be achieved in the America of 1995. But,
Mr. President, do you become a color-blind society by dividing people
by race? Do you achieve the color-blind ideal by granting preferences
to people simply because they happen to belong to certain groups? Do
you continue programs that have outlived their usefulness or original
purpose? The answer to these questions is, of course, a resounding
``no.''
The debate over affirmative action can be an opportunity to unite the
American people--not divide us.
conclusion
What we will accomplish here today is taking a million dollar,
unjustifiable tax break, for millionaires, not minorities, and turn
them into health care for ordinary Americans. Americans who really need
it.
I urge my colleagues to vote for this conference report.
[[Page S5045]]
Mr. PACKWOOD. Mr. President, I suggest the absence of a quorum.
The PRESIDING OFFICER (Mr. Coverdell). The clerk will call the roll.
The legislative clerk proceeded to call the roll.
Mr. PACKWOOD. Mr. President, I ask unanimous consent that the order
for the quorum call be rescinded.
The PRESIDING OFFICER. Without objection, it is so ordered.
The PRESIDING OFFICER. Is there further debate on the conference
report?
Mr. MOYNIHAN. Mr. President, I would simply like to state for the
Record the fact that the Committee on Finance, in dealing with the
provisions on the payment of tax by persons who expatriate, was
confronted by mixed assessments of the legality of such an action.
The International Covenant on Civil and Political Rights, which the
United States ratified in 1992, article 12, section 2 states:
``Everyone shall be free to leave any country, including his own.'' The
question is whether there is a restriction on this right.
The point here is that present law provides that any taxpayer that
renounces his or her citizenship for tax avoidance purposes is subject
to the current tax on gains on U.S. assets for 10 years. This has been
the law for roughly 30 years, but it has not been enforced. It probably
has not been enforceable. Regulations have never been issued. And we
mean to do, we mean to do.
The President proposed this on February 6 in his budget, and what we
will do in the end will be applied as of February 6. There will be no
windows, no provisions of that kind.
Just that the record might show that we have been trying to be
orderly and have had some sense of due process here, on 24 March, I
received a letter from Hurst Hannum, associate professor of
international law at the Fletcher School of Law and Diplomacy, of whose
eminence I need hardly to remind the Senate, in which he wrote to
express his serious concern over the proposed exit tax and the issue
which he had addressed in his 1987 book, ``The Right to Leave and
Return in International Law and Practice.''
We responded to him with information he wanted further on the matter.
He writes on March 31 to say:
As I noted then, what appeared to be the imposition of a
tax solely on the ground that a person was renouncing his or
her citizenship could interfere with the right . . . [under
article 12 of the Covenant].
He says, ``I am gratified that the human rights issues related to
this bill have become a subject of serious debate.''
I said on Friday--it was commented on in our hearing--when we are
dealing with civil rights issues, human rights issues, we must never be
more careful than when the group involved is a despised group.
I very much regret that the daily talking points of the Democratic
Policy Committee today said what Democrats believe--``We believe that
education for our children should not be cut.'' Fine, I so agree.
``Especially while billionaire Benedict Arnolds are allowed to escape
taxation.'' They are not going to escape taxation. I am not sure they
are Benedict Arnolds. They are people making decisions that they have a
right to make under international law, and the United States has the
right to collect taxes from them, under our law.
We now have a letter from Professor Hannum that says:
In sum, imposition of a nondiscriminatory tax on accrued
income at the time citizenship is renounced, in a manner
consistent with the way in which that same income would be
treated at the time of death, does not appear to me to
violate either the internationally protected right to
emigrate or the (somewhat less well protected) right to a
nationality.
Mr. President, I ask that the letters be printed in the Record, and I
yield the floor.
There being no objection, the material was ordered to be printed in
the Record, as follows:
Tufts University,
Medford, MA, March 24, 1995.
Re: Tax Compliance Act of 1995, H.R. 981.
Hon. Daniel Patrick Moynihan,
U.S. Senate.
Dear Senator Moynihan: I am writing to express my serious
concern over the proposed ``exit tax'' included in Sec. 201
of H.R. 981. This concern is based not on an evaluation of
its tax consequences, an area in which I am not an expert,
but rather on the possible inconsistency of the tax with
fundamental international human rights norms and U.S.
international legal obligations.
As you know, the U.S. is now a party to the Covenant on
Civil and Political Rights, article 12 of which guarantees
the right of everyone ``to leave any country, including his
own.'' By coincidence, the United States will present its
first report on compliance with the Covenant to the Human
Rights Committee in New York next week.
Although I understand that the ``exit tax'' is based on
renunciation of citizenship rather than on leaving the
country, it is difficult to see how one can ``punish'' the
former without seriously compromising the latter. Indeed, the
imposition of confiscatory taxes has been a policy pursued by
many countries to discourage emigration, whether on purported
national security grounds, specious economic arguments, or to
prevent `'brain drain;'' I address these and other issues in
my 1987 book, ``The Right to Leave and Return in
International Law and Practice'' (Martinus Nijhoff).
In 1986, a meeting of eminent American and European legal
experts adopted the ``Strasbourg Declaration on the Right to
Leave and Return,'' a copy of which I attach for your
information. I would particularly draw your attention to
article 5, which states, inter alia, that ``[a]ny person
leaving a country shall be entitled to take out of that
counry . . . his or her personal property * * * [and] all
other property or the proceeds thereof, subject only to the
satisfaction of legal monetary obligations, such as
maintenance obligations to family members, and to general
controls imposed by law to safeguard the national economy,
provided that such controls do not have the effect of denying
the exercise of the right.'' The tax in question would not
appear to meet these standards.
Without having examined the provisions of Sec. 201 in
greater detail, I cannot state definitively that it would
violate international law. However, the human rights
implications of such a provision appear to be extremely
serious, and adoption of the law would seem, at best, to be
hypocritical, given the legitimate and consistent U.S.
insistence on free emigration from other countries over the
years.
I hope that the Senate will examine these issues with great
deliberation before it decides to balance the budget on the
back of individual rights.
Yours sincerely,
Hurst Hannum,
Associate Professor of International Law.
____
Appendix F
Strasbourg Declaration on the Right to Leave and Return
(Adopted on 26 November 1986)
preamble
The Meeting of Experts on the Right to Leave and Return,
Recognising that respect for human rights and fundamental
freedoms is essential for peace, justice and well-being and
is necessary to ensure the development of friendly relations
and co-operation among all states;
Recalling that the Universal Declaration of Human Rights,
the International Covenant on Civil and Political Rights, and
the International Convention on the Elimination of All Forms
of Racial Discrimination, as well as regional conventions,
recognize the fundamental principle, based on general
international law, that everyone has the right to leave any
country, including one's own, and to return to one's own
country;
Emphasizing that the right of everyone to leave any country
and to enter one's own country is indispensable for the full
enjoyment of all civil, political, economic, social and
cultural rights;
Concerned that the denial of this right is the cause of
widespread human suffering, a source of international
tensions, and an object of international concern;
Adopts the following Declaration:
Article 1
Everyone has the right to leave any country, including
one's own, temporarily or permanently, and to enter one's own
country, without distinction as to race, colour, sex,
language, religion, political or other opinion, national or
social origin, property, birth, marriage, age (except for
unemancipated minors independently of their parents), or
other status.
Article 2
Every state shall adopt such legislative or other measures
as may be necessary to ensure the full and effective
enjoyment of the rights set forth in this Declaration.
All laws, administrative regulations or other provisions
affecting the enjoyment of these rights shall be published
and made easily accessible.
Article 3
(a) No person shall be subjected to any sanction, penalty,
reprisal or harrassment for seeking to exercise or for
exercising the right to leave a country, such as acts which
adversely affect, inter alia, employment, housing, residence
status or social, economic or educational benefits.
(b) No person shall be required to renounce his or her
nationality in order to leave a country, nor shall a person
be deprived of nationality for seeking to exercise or for
exercising the right to leave a country.
[[Page S5046]] (c) No person shall be denied the right to
leave a country on the grounds that that person wishes to
renounce or has renounced his or her nationality.
Article 4
(a) No restriction may be imposed on the right to leave
except those which are
(1) provided by law;
(2) necessary to protect national security, public order
(ordre public), public health or morals or the rights and
freedoms of others; and
(3) consistent with internationally recognized human rights
and other international legal obligations.
Any such restriction shall be narrowly construed.
(b) Any restriction on the right to leave shall be clear,
specific and not subject to arbitrary application.
(c) A restriction shall be considered ``necessary'' only if
it responds to a pressing public and social need, pursues a
legitimate aim and is proportionate to that aim.
(d) A restriction based on ``national security'' may be
invoked only in situations where the exercise of the right
poses a clear, imminent and serious danger to the State. When
this restriction is invoked on the ground that an individual
acquired military secrets, the restriction shall be
applicable only for a limited time, appropriate to the
specific circumstances, which should not be more than five
years after the individual acquired such secrets.
(e) A restriction based on ``public order (ordre public)''
shall be directly related to the specific interest which is
sought to be protected. ``Public order (ordre public)'' means
the universally accepted fundamental principles, consistent
with respect for human rights, on which a democratic society
is based.
(f) A restriction based on ``the rights and freedoms of
others'' shall not imply that relatives (except for parents
with respect to unemancipated minors), employers or other
persons may prevent, by withholding their consent, the
departure of any person seeking to leave a country.
(g) No fees, taxes or other exactions shall be imposed for
seeking to exercise or exercising the right to leave a
country, with the exception of nominal fees related to travel
documents.
h) Permissibility of restrictions on the right to leave is
subject to international scrutiny. The burden of justifying
any such restriction lies with the state.
Article 5
a) Any person leaving a country shall be entitled to take
out of that country
1. his or her personal property, including household
effects and property connected with the exercise of that
person's profession or skill;
2. all other property or the proceeds thereof, subject only
to the satisfaction of legal monetary obligations, such as
maintenance obligations to family members, and to general
controls imposed by law to safeguard the national economy,
provided that such controls do not have the effect of denying
the exercise of the right.
b) Property or the proceeds thereof which cannot be taken
out of the country shall remain vested in the departing
owner, who shall be free to dispose of such property or
proceeds within the country.
right to enter or return
Article 6
a) No one shall be deprived of the right to enter his or
her own country.
b) No person shall be deprived of nationality or
citizenship in order to exile or to prevent that person from
exercising the right to enter his or her country.
c) No entry visa may be required to enter one's own
country.
Article 7
Permanent legal residents who temporarily leave their
country of residence shall not be arbitrarily denied the
right to return to that country.
Article 8
On humanitarian grounds, a state should give sympathetic
consideration to permitting the return of a former resident,
in particular a stateless person, who has maintained strong
bona fide links with that state.
procedural safeguards
Article 9
Everyone has the right to obtain such travel or other
documents as may be necessary to leave any country or to
enter one's own country. Such documents shall be issued free
of charge or subject only to nominal fees.
Article 10
a) Any national procedures or requirements affecting the
exercise of the rights set forth in this Declaration shall be
established by law or administrative regulations adopted
pursuant to law.
b) Everyone shall have the right to communicate as
necessary with any person, including foreign consular or
diplomatic officials, for the realization of the rights set
forth in this Declaration.
c) No state shall refuse to issue the documents referred to
in Article 9 or shall otherwise impede the exercise of the
right to leave, on the grounds of the applicant's inability
to present authorization to enter another country.
d) Procedures for the issuance of the documents referred to
in Article 9 shall be expeditious and shall not be
unreasonably lengthy or burdensome.
e) Everyone filing an application for any document referred
to in Article 9 shall be entitled to obtain promptly a duly
certified receipt for the application filed. Decisions
regarding issuance of such documents shall be taken within a
reasonable period of time specified by law. The applicant
shall be promptly informed in writing of any decision
denying, withdrawing, canceling or postponing issuance of any
such document; the specific reasons therefor; the facts upon
which the decision is based; and the administrative or other
remedies available to appeal the decision.
f) The right to appeal to a higher administrative or
judicial authority shall be provided in all instances in
which the right to leave or enter is denied. The appellant
shall have a full opportunity to present the grounds for the
appeal, to be represented by counsel of his or her choice,
and to challenge the validity of any fact upon which a denial
or restriction has been founded. The results of any appeal,
specifying the reasons for the decision, shall be
communicated promptly in writing to the appellant.
final clauses
Article 11
Any person claiming a violation of his or her rights set
forth in this Declaration shall have effective recourse to a
judicial or other independent tribunal to seek enforcement of
those rights.
Article 12
No state may impede communication by any person with an
international organization or other bodies or persons outside
the state with regard to the rights set forth in this
Declaration, and no sanction, penalty, reprisal or harassment
may be imposed on anyone exercising this right of
communication.
Article 13
The enjoyment of the rights set forth in this Declaration
shall not be limited because of activities protected under
internationally recognized human rights or other
international legal obligations.
Article 14
Nothing in this Declaration shall be interpreted as
implying for any state, group or person any right to engage
in any activity or perform any act aimed at destroying any of
the rights set forth herein or at limiting them to a greater
extent than is provided for in this Declaration.
Article 15
The present Declaration shall not be interpreted to limit
the enjoyment of any human right protected by international
law.
____
Tufts University,
Medford, MA, March 31, 1995.
Re Tax Compliance Act of 1995, H.R. 981.
Attention: Patricia McClanahan.
Hon. Daniel Patrick Moynihan,
U.S. Senate.
Dear Senator Moynihan: I wrote you on 24 March expressing
my concern over the possible human rights implications of the
so-called ``exit tax'' called for in the above-referenced
bill. As I noted then, what appeared to be the imposition of
a tax solely on the ground that a person was renouncing his
or her citizenship could interfere with the right of every
person ``to leave any country, including his own,'' which is
guaranteed under article 12 of the Covenant on Civil and
Political Rights.
I am gratified that the human rights issues related to this
bill have become a subject of serious debate, and I
appreciate your contribution to that debate. Having now
received additional and more specific information about the
tax, however, I have become convinced that neither its
intention nor its effect would violate present U.S.
obligations under international law.
Although imposition of a special tax on those who wished to
renounce U.S. citizenship might be questionable, it is my
understanding that the tax in question is based on accrued
income and, in effect, treats renunciation of citizenship as
the financial equivalent of death for the purpose of
attaching tax liability. There are undoubtedly negative
consequences to the individual concerned in having to pay
taxes on gains while he or she is alive rather than after
death, but there is no internationally protected right to
escape taxation by changing citizenship. However, in order to
clarify that the purpose and effect of the proposed tax are
non-discriminatory, the language might be rewritten to offer
the individual the option of complying with the new tax or
electing to have realized gains taxed only as part of the
individual's estate--subject to an appropriate escrow account
being established for money which would otherwise be expected
to be beyond U.S. jurisdiction at the time of death.
In sum, imposition of a non-discriminatory tax on accrued
income at the time citizenship is renounced, in a manner
consistent with the way in which that same income would be
treated at the time of death, does not appear to me to
violate either the internationally protected right to
emigrate or the (somewhat less well protected) right to a
nationality.
Thank you for the opportunity to clarify my views on this
important matter.
Yours sincerely,
Hurst Hannum,
Associate Professor of International Law.
Mr. PACKWOOD. Mr. President, I believe we are ready to vote.
[[Page S5047]] The PRESIDING OFFICER. If there is no further debate,
the question occurs on agreeing to the conference report.
So the conference report was agreed to.
Mr. DOLE addressed the Chair.
The PRESIDING OFFICER. The Chair recognizes the majority leader.
Mr. DOLE. What is the pending bill?
The PRESIDING OFFICER. The pending business will be H.R. 1158.
Mr. DOLE. Mr. President, I suggest the absence of a quorum.
The PRESIDING OFFICER. The clerk will call the roll.
The assistant legislative clerk proceeded to call the roll.
Mrs. MURRAY. Mr. President, I ask unanimous consent that the order
for the quorum call be rescinded.
The PRESIDING OFFICER. Without objection, it is so ordered.
The Chair recognizes the majority leader.
____________________