[Congressional Record Volume 141, Number 49 (Thursday, March 16, 1995)]
[House]
[Pages H3303-H3313]
From the Congressional Record Online through the Government Publishing Office [www.gpo.gov]
CONFERENCE REPORT ON S. 1, UNFUNDED MANDATES REFORM ACT OF 1995
Mr. CLINGER. Mr. Speaker, I call up the conference report on the
Senate bill (S. 1) to curb the practice of imposing unfunded Federal
mandates on States and local governments; to strengthen the partnership
between the Federal Government and State, local, and tribal
governments; to end the imposition, in the absence of full
consideration by Congress, of Federal mandates on State, local, and
tribal governments without adequate funding, in a manner that may
displace other essential governmental priorities; and to ensure that
the Federal Government pays the costs incurred by those governments in
complying with certain requirements under Federal statutes and
regulations; and for other purposes.
The Clerk read the title of the Senate bill.
The SPEAKER pro tempore. Pursuant to the rule, the conference report
is considered as having been reading.
(For conference report and statement, see proceedings of the House of
Monday, March 13, 1995, at page H3053.)
The SPEAKER pro tempore. The gentleman from Pennsylvania [Mr.
Clinger] will be recognized for 30 minutes and the gentleman from New
York [Mr. Towns] will be recognized for 30 minutes.
The Chair recognizes the gentleman from Pennsylvania [Mr. Clinger].
Mr. CLINGER. Mr. Speaker, I yield myself such time as I may consume.
State and local governments can sleep safer tonight because we are
about to put the menace of unfunded mandates behind lock and key.
Congress has recognized, on a bipartisan basis, that its penchant for
passing the costs of programs on to States and localities is a threat
to our system of government. It has mustered the courage to say:
Please, stop us before we mandate again.
It is an enormous relief to know that we are in the final stage of
House consideration of S. 1, the Unfunded Mandates Reform Act of 1995.
The conference committee that negotiated the differences between the
House and the Senate was the first conference committee of the 104th
Congress to complete action.
I believe it set an excellent precedent for bipartisan, thoughtful
negotiation in the interest of producing the best conference report
possible.
Mr. Speaker, no blood was shed; no voices were raised. It was a model
of civility and comity as we deliberated on these matters that are
going to mean so much to States and local governments throughout this
country.
The Unfunded Mandates Reform Act is a better and stronger piece of
legislation as a result of the conference committee. It makes historic
changes in the way the Federal Government does business with its State
and local partners. It ensures Congress and Federal agencies have----
Mr. DREIER. Mr. Speaker, point of order. The House is not in order.
There are conferences taking place. This is the first conference in 40
years from a Republican House of Representatives.
[[Page H3304]] The chairman of the committee deserves to be heard.
The SPEAKER pro tempore. The House will be in order.
Mr. CLINGER. It is a historic moment; the first conference report
from a Republican-controlled Congress in 40 years. And I agree with the
gentleman from California [Mr. Dreier], it is significant.
This bill will ensure that Congress and Federal agencies have more
information than ever before on the impact of Federal actions on the
private sectors and it holds Members of Congress accountable for any
decision to impose a mandate without paying for it.
The conference report provides that Congress must have Congressional
Budget Office estimates for the costs of the mandates it imposes on
State and local governments and the private sector.
The public sector mandates that will cost over $50 million must be
funded through new budget or new entitlement authority or through the
appropriations process, and legislation that does not meet those
requirements will be subject to a point of order on the House and
Senate floor or a majority of Members must vote to waive the point of
order before Congress can impose a mandate without paying its costs.
{time} 1330
It makes us accountable, Mr. Speaker. If a mandate is funded through
appropriations and in any year appropriations are insufficient to cover
the mandate's costs, the responsible Federal agency must notify
Congress within 30 days after the start of the fiscal year. The agency
shall either re-estimate the cost of the mandate and certify that the
funds appropriated are indeed sufficient or submit recommendations to
Congress for making the mandate less costly or making it ineffective
for the fiscal year.
Congress then would have 60 calendar days to act or the mandate
becomes ineffective for that entire fiscal year. This is a change, a
change from the House passed bill, H.R. 5, and it has improved, in my
opinion, it has improved our final product. The language makes it clear
that the final disposition of underfunded mandates is decided by
Congress, not by the Federal agencies.
Mr. Speaker, title II of the bill requires Federal agencies to
analyze the effects of their rules on State and local governments and
the private sector and to prepare written statements detailing the
costs and benefits of rules expected to cost over $100 million. The
agencies must consult with State and local elected officials who are
given a limited exemption from FACA, the Federal Advisory Committee
Act. This recognizes that in the implementation of intergovernmental
programs, States and localities are our partners, not just another
regulated entity.
This title also requires agencies to select the least costly or most
cost-effective rule where possible. The Office of Management and Budget
must report annually to Congress on the compliance of Federal agencies
with these requirements.
Mr. Speaker, title III provides for a look back at existing mandates,
something that I think is a very important piece of this legislation,
requires the Advisory Commission on Intergovernmental Relations to
reevaluate existing mandates and to make recommendations to Congress
and the President within 1 year as to whether some or all should be
changed to ensure that they still make any sense at all.
I will submit now that my suspicion is that a lot of them do not make
any sense. These recommendations will not sit on a shelf collecting
dust. We have the assurance of the House leadership that they will act
on them expeditiously and will bring them to the floor for
consideration. So I am very pleased that the conference committee
agreed to most of the amendments that were passed during House
consideration of the companion piece, H.R. 5, most notably, most
notably and most importantly judicial review in a modified form. I am
sensitive to the concerns of some of my House and Senate colleagues on
judicial review. Yet the majority of Members in the House, many of them
Democrats, believe that judicial review is absolutely essential to
ensure that agencies perform the analyses and the estimates and the
statements that are required by title II.
The compromise on judicial review worked out in conference is by no
means a lawyers' employment act. That was one of the charges that was
made about it. It allows courts to compel agencies to prepare analyses,
statements and estimates required under title II but without judging
their content or adequacy. It precludes the requirements of title II
from being the grounds on which a court can stay, enjoin or otherwise
affect an agency rule.
However, Mr. Speaker, in most cases the contents of these analyses,
statements and estimates can be
reviewed by the court as part of the whole rulemaking record in
judicial review under the underlying statute.
In my view, this is a fair deal, balancing one side's concern that
this bill not become a nightmare of litigation with the other side's
conviction that judicial review is essential to force agencies to obey
the law.
I want to thank a number of people for their great contributions to
this process over the past few months.
First, I want to commend the Speaker for making this legislation part
of the Contract With America and a priority for the 104th Congress. And
I want to express my deep appreciation to my fellow sponsors of this
legislation, the gentleman from Ohio [Mr. Portman], the gentleman from
California [Mr. Dreier], the gentleman from Virginia [Mr. Davis], and
the gentleman from California [Mr. Condit], for their absolutely
outstanding commitment to mandate relief and the hours that they put in
to bring us to this point.
They have been all outstanding leaders on the issue and I appreciate
their efforts. I note I omitted the gentleman from Virginia [Mr.
Moran], who was also a very stalwart soldier in this effort.
I want to acknowledge the minority House conferees, the gentlewoman
from Illinois [Mrs. Collins], the gentleman from New York [Mr. Towns],
and the gentleman from Massachusetts [Mr. Moakley], for their valuable
contribution to the conference.
I thank also Senators Roth, Domenici, Glenn, Exon, and especially
Senator Dirk Kempthorne for the outstanding job they have done in
guiding this bill through the Senate.
Of course, I would be remiss if I did not thank our partners in the
public and private sector who endorsed this bill: the National
Association of Counties, National Association of Towns and Townships,
National Governors Association, League of Cities, and on and on. They
have worked so hard over many, many months toward passage.
Finally let me commend the staff of both bodies for their efforts in
drafting, to draft a strong measure and broad support, working
sometimes, 15, 16 hours a day, Christine Simmons on my staff, George
Bridgeland with Mr. Portman, Steve Jones with Mr. Condit, Vince
Randazzo with Mr. Dreier, and on, Chip Nottingham and others. There
have been just a number of heroes in this overall effort. They have all
done enormously good work.
This is a good day for Congress, Mr. Speaker, a good day for the
country and certainly a most welcome day for State and local elected
officials throughout this Nation. I can almost hear the cheers and the
applause across the Nation with the enactment of this conference
report.
I urge all my colleagues to vote for this conference report so that
we may forward the unfunded mandates relief reform bill to the
President for his signature, which I am confident we shall have.
Mr. Speaker, I reserve the balance of my time.
Mr. TOWNS. Mr. Speaker, I yield myself such time as I may consume.
Mr. Speaker, I rise in support of the conference report on S. 1, the
Unfunded Mandates Reform Act of 1995, and I would note that the ranking
member of the committee, Mrs. Collins, also supports the conference
report.
Mr. Speaker, as one of the authors of the bipartisan mandates
legislation that passed the Government Operations Committee last year
with broad bipartisan support, it was with great reluctance that I
opposed the House bill this year.
Unfortunately, the majority members of the Government Reform
Committee rushed through a bill that was drafted in secret, and gave
the minority almost no opportunity to review it.
[[Page H3305]] As a result, the bill was filled with procedural and
regulatory excesses. It simply went too far.
The Conference Committee spent 7 weeks rewriting the bill, and the
result is an agreement that I believe we all can support:
Under the agreement on judicial review, special interests cannot tie
up regulations.
Congress retains the final say over whether agencies can end mandates
depending on the level of appropriations.
Other provisions were clarified and tightened.
Let me state that as a result, the Conference Report is not too
different from last year's bill.
Mr. Speaker, let me say that this bill addresses the major concerns
of the State and local elected officials with whom we have been working
with over the past several years. It guarantees that Congress has a
full and open debate on the costs to State and local governments before
it passes legislation mandating any new and costly requirements.
Before I reserve the balance of my time, I would like to thank the
chairman of the full committee, the gentleman from Pennsylvania [Mr.
Clinger], for the outstanding job that he did. I also would like to
thank my colleague, the gentleman from Ohio [Mr. Portman], who worked
very hard to make this day a reality. I also would like to thank the
ranking member of the full committee, the gentlewoman from Illinois
[Mrs. Collins], for her work and leadership in this area as well, who
worked very hard to strengthen the bill to make it better.
I also would like to thank my colleague, the gentleman from Virginia
[Mr. Moran], who kept this alive over the past few years, and the
gentleman from California [Mr. Condit], who also worked very, very hard
to bring us to where we are today. I also would like to thank the staff
of both committees and, of course, who worked and put a lot of time and
energy in to help us to strengthen this bill. So I would like to thank
them, too.
Mr. Speaker, I yield 3 minutes to the gentleman from Virginia [Mr.
Moran], a member who kept this issue alive during the 103d Congress and
came into the 104th Congress fighting to strengthen it because he felt
that unfunded mandates was very, very important.
Mr. MORAN. Mr. Speaker, I thank the distinguished ranking minority
member of the subcommittee, and I want to thank the chairman of the
full committee for carrying this bill through to its conclusion, the
gentleman from Ohio [Mr. Portman], the gentleman from Virginia [Mr.
Davis], and the gentleman from California [Mr. Condit].
This has been a cooperative, bipartisan, constructive effort to
address a very serious problem within this country and particularly
experienced by State and local governments and the private sector.
I am going to support this bill. It is a necessary bill. It should
have been passed years ago.
I do want to raise some issues, however, because I do have some
concerns with what will happen once this bill is signed. The principal
concern is with regard to appropriations. The last bill we passed
included three programs that suffered very substantial reductions: lead
abatement, let me make sure I have all of them, asbestos removal, safe
drinking water. We had rescissions in all three programs, just passed
them, $1.3 billion in reductions.
But, my colleagues, there was no reduction in the mandates that
States and localities must carry out to implement those programs. I
think it is kind of ironic that we just imposed a more severe burden on
States and localities by taking away over $1 billion that they needed
to carry out Federal mandates and now, within the same hour, we are
going to pass a conference report which says that they have to fully
implement them.
I wish that we had the provision in this as well that says that the
executive agency has to seek out from the States and localities and the
private industrial sectors affected the least burdensome option for
carrying out the intent of the legislation.
{time} 1345
It does not include that as being subject to judicial review. That
could be a serious problem if the executive branch is not in full
accord with the intent of this legislation. I wish that were included.
Mr. Speaker, I do think that this is going to improve the
relationship between States and localities and the Federal Government.
Most importantly, it is going to improve the relationship between the
American people and their Government. It is a good bill.
I congratulate all those who worked so hard to get to this day. I am
confident the President will pass it, and I appreciate having been
given the time to address these issues. I thank the chairman, the
gentleman from Pennsylvania [Mr. Clinger].
Mr. CLINGER. Mr. Speaker, I yield myself such time as I may consume.
Mr. Speaker, I want to recognize the contributions of the gentleman
from New York [Mr. Towns]. He was chairman of the subcommittee of
jurisdiction last year that held field hearings, and he took a deep
interest in the question of the burden that unfunded mandates were
imposing on State and local governments, and deserves a great deal of
credit for this exercise.
Mr. Speaker, I am pleased to yield 5 minutes to the gentleman from
Ohio [Mr. Portman], one of the prime movers and key people in this
overall effort, and one who has worked endlessly and constructively and
creatively to fashion the compromise that this conference report
represents.
(Mr. PORTMAN asked and was given permission to revise and extend his
remarks.)
Mr. PORTMAN. Mr. Speaker, I thank the gentleman from Pennsylvania
[Mr. Clinger], the chairman of the full committee, for yielding time to
me.
Mr. Speaker, in a few minutes this Chamber is going to pass the
Unfunded Mandates Relief Act of 1995, landmark legislation that is part
of the Contract With America. After a long and sometimes difficult
process, it is good to see history being made.
With Senate passage of the legislation yesterday by a strong vote of
91 to 9, and with every indication from the White House that the
President will sign this bill, I think within a few days we are likely
to see a bill become law that not too long ago was a radically new
concept, unfunded mandate reform.
The bill is historic because it redefines the relationship between
the Federal Government and our State and local partners. It is historic
because it ensures for the first time that Congress will have cost
information on mandates as they go through the committee process; a
guaranteed informed debate on the floor of the House on unfunded
mandates, which we have never had before, and yes, accountability, a
vote, up or down, in front of the public, the press, our local
partners, on the issue as to whether to impose unfunded Federal
mandates.
As the chairman, the gentleman from Pennsylvania [Mr. Clinger], noted
earlier in this debate, Mr. Speaker, we are pleased to report that the
conference report on S. 1 has given us an even stronger bill than
passed either the House or the Senate.
I am going to submit much more extensive comments in the Record on
some of the key issues we worked out in conference, but I want to spend
a minute expanding on Chairman Clinger's good description of the
judicial review provision, because I think it is critical to
understanding why this is strong, meaningful legislation.
To address the concerns that many of us had, we wanted to ensure that
Federal agencies complied with the key requirements of title II of the
bill, especially the cost-benefit analysis. We insisted that agency
action be subject to judicial review. The sad history of compliance
with the Regulatory Flexibility Act made that absolutely essential.
The conference report provides that courts may compel agencies to
perform cost-benefit analyses and to comply with other provisions of
title II. It is
simple. This review ensures that the agencies meet the requirements
that Congress says are necessary in the context of rulemaking regarding
mandates.
At the same time, we reflected the case law that once an agency acts,
the courts are not to substitute the court's judgment for the judgment
of the agencies, not to second guess the adequacy
[[Page H3306]] of the analysis prepared by the agencies.
We also addressed the concern that judicial review would become a
haven for lawyers and paralyze the regulatory process altogether, by
making it very clear that the requirements of title II alone could not
be used as a basis for staying, enjoining, or invalidating a rule.
Let me emphasize, however, that if the underlying statute, and all of
the requirements of S. 1 would arise in the context of the underlying
statute, does not preclude the type of analysis contemplated in S. 1, a
court may review the analysis, the statements, the estimates and the
descriptions required by S. 1 as part of the whole rulemaking record to
determine whether that rule should be stayed or should be struck down
as arbitrary and capricious.
This is crucial. As many will recall, judicial review was in our
House-passed bill and was not in the Senate-passed bill. Thus,
retaining judicial review was a victory for the House. However, much
more important, it is a victory for our State and local partners and
for all of our constituents and, yes, for the private sector.
Let me sum up, Mr. Speaker, by mentioning just a few of the many
people who have contributed to this effort. I will tell the Members,
having been intimately involved with this bill for the last year or so
as it has moved through the process, this is one of those situations
where, but for the efforts of any one of these individuals, we might
not be here today. It took all of us, working together, pulling
together, to get it done. It is hard to get things done in Washington,
and we could not have done it without pulling, all of us pulling
together.
First, as the gentleman from Pennsylvania, Bill Clinger, said, we
have to thank our Speaker. He allowed us to put this language in the
Contract With America. He prioritized the issue. He also worked very
closely with State and local officials through this whole process.
Second, I want to mention one of my colleagues in this effort, the
gentleman from California, Gary Condit, the man I call our spiritual
leader, the heart and soul of this effort. He was the sponsor of H.R. 5
and one of the conferees selected by the Republicans, and we were happy
to have him as part of the team. He was out there talking about this
issue, unfunded Federal mandates, long before it was well understood
and popular in the House and throughout this country.
Next, the person I call our Senate partner, Dirk Kempthorne. He was
the original proponent of this legislation. He was the driving force in
the Senate, and he worked cooperatively with us in an extraordinary
show of bicameralism over the last 8 or 9 months to pull together this
legislation.
I thank the gentleman from Pennsylvania, Bill Clinger, the chairman,
for his partnership with all of us in this great debate, particularly
for giving me an incredible opportunity here on the floor.
I would also like to thank Senator John Glenn, my colleague from
Ohio, who showed a commitment to this issue early on in the Senate when
few of his colleagues on this side of the aisle were supporting it; the
gentleman from California, David Dreier, for his excellent work in
sorting out the difficult House procedural issues that came up in the
context of the conference, particularly with the Byrd amendment; the
gentleman from Virginia, Tom Davis, a freshman member of the conference
and an original sponsor of this legislation, who not 4 or 5 months ago
was lobbying us on behalf of the National Association of Counties,
because he lived under these crippling mandates not long ago.
There are lots of other critical players in the House: The gentleman
from Virginia [Mr. Moran]; the gentleman from Pennsylvania [Mr.
Goodling]; the gentleman from Kansas [Mr. Roberts]; the gentleman from
Texas [Mr. Geren]; the gentleman from New York [Mr. Solomon]; the
gentleman from New York [Mr. Towns]; the gentleman from Ohio [Mr.
Kasich], and the list goes on.
From my home State of Ohio, Gov. George Voinovich, he led the
Governors on this, and helped us to get focused on mandate relief
legislation. I am going to mention some key staffers. They do a lot of
heavy lifting around here, and do not get enough credit; Kristine
Simmons with the chairman, the gentleman from Pennsylvania, Mr.
Clinger; Steve Jones with the gentleman from California, Gary Condit;
Vince Randazzo, with the gentleman from California, David Dreier, and
my chief of staff, John Bridgeland.
On the Senate side, there is Buzz Fawcett with Senator Kempthorne,
Sebastian O'Kelly with Senator Glenn, and Austin Smythe with Senator
Domenici. We would not be here without them.
Finally, thanks to our State, local, and county officials. Without
them, we would not be here. It is on their behalf we are acting today
to help them to govern this great country.
Mr. TOWNS. Mr. Speaker, I yield 5 minutes to the gentleman from
California [Mr. Condit], a member of the committee.
(Mr. CONDIT asked and was given permission to revise and extend his
remarks.)
Mr. CONDIT. Mr. Speaker, I am excited and delighted to be here today.
This is a long time coming. What this really does, I think, across the
country is give us a ray of hope, because a couple of years ago when we
started with the unfunded mandate issue, we were told by experts inside
the beltway that ``This cannot be achieved; you will never get an
unfunded mandate bill through the House, through the Senate, and get
the President to sign it. It cannot be done.''
Let me say, we are going to do it today. In the next couple of weeks,
the President will sign this piece of legislation. He has already
indicated his support in the past, and has indicated his support to
this conference committee report. This is a ray of hope to the American
people and to local elected officials across this country that we can
come to grips with problems facing this country here in Congress; that
we Republicans and Democrats can come together and find a solution. We
have found a solution, and this is a bipartisan solution.
I cannot say enough about my colleagues on the other side of the
aisle for their cooperation: The gentleman from Pennsylvania [Mr.
Clinger] who has been a total gentleman, and has involved us in every
phase of this issue. I want him to know that I truly appreciate that.
That is the kind of attitude we ought to take in solving problems
facing this country.
I want to thank the gentleman from Illinois [Mr. Portman], who a
couple of days after the election was on the phone to me, talking to me
about what we should include in an unfunded mandate bill. I truly
appreciate his efforts.
I thank the gentleman from New York [Mr. Towns] and the gentleman
from Virginia [Mr. Moran] and a variety of other people; the gentleman
from Kansas [Mr. Roberts] who was a trooper with the unfunded mandate
caucus and forced the issue; the gentleman from Virginia [Mr. Davis]
who has come abroad and been active in this issue.
It is truly a bipartisan effort. That is why there is a ray of hope
here today, Mr. Speaker, because this is an example of what we can do
on other issues. This is an example of how we can solve the problems
facing this country, that we can come together and we can tell the
experts they are wrong, we can find solutions to the problems facing
this country, because we just found one. It may not be perfect, but
this is a huge, huge step in battling unfunded mandates.
Local governments across this country, as the gentleman from
Pennsylvania [Mr. Clinger] said, ought to rejoice today, because we are
on the verge of freeing them; giving them some discretionary authority
so they can have control over their own destiny. I want to commend and
congratulate all my colleagues, and Senator Kempthorne, who has worked
very hard, I want to mention him; and the Senate and the people who
have been involved over there, I want to thank and congratulate them as
well.
I am delighted and honored that I was able to serve on the conference
committee. I thank the Speaker of the House for that opportunity. I am
truly honored that I had that opportunity.
Mr. Speaker, as a Member who has sought relief from unfunded Federal
mandates for State and local governments since 1991, I am truly proud
to be standing before you today. We are at the culmination of a long
journey
[[Page H3307]] which will conclude today with the passage of the
conference report on the Unfunded Mandates Reform Act. The action which
we will take today will do more for State and local governments than
anything we have done in the last 20 years or are likely to do in the
next 20.
There is not a Member of this body who has not heard from their local
or State governments about the damage that unfunded mandates do to
their local budgets. Not only do unfunded Federal mandates displace
local priorities, but they compel State and local jurisdictions to
either increase taxes or curtail services. This is the real injustice
with unfunded mandates; they allow us in Congress to get all the credit
for approving new programs, but they require State and local
governments to scramble to come up with the funds needed to implement
them.
As many of my colleagues know, there is not an issue in which I feel
more passionately about than the abolition of unfunded mandates on
State and local governments. I came to this body in 1989 after spending
17 years in either city, county, or State government. So I came here
with a full knowledge of what unfunded mandates do to a local
official's budget, and I came committed to putting an end to the
practice.
In January 1993, I introduced legislation that effectively said that
if a mandate on a State or local government was not fully funded, then
its application was voluntary. The bill could be summed up with the
simple phrase, ``No money, no mandate.'' Much to my surprise, this
legislation struck a chord with State and local officials nationwide
and they actively lobbied their representatives to support the bill. In
fact, this legislation was cosponsored by a majority of Members during
the last session of Congress. Nevertheless, the no money, no mandate
legislation was controversial and engendered a significant amount of
opposition from those who wanted to preserve the status quo. Despite
the enormous bipartisan support for the no money, no mandate
legislation, it was never even considered by the last Congress.
However, I knew that this was an issue whose day would eventually come.
The Speaker of the House obviously knew it was a good public policy
initiative because he included unfunded mandate reform legislation in
the Contract With America.
While the contract is obviously a Republican endeavor, I would be
remiss if I did not state that my Republican colleagues fully included
me in this effort to enact unfunded mandate relief. I sincerely
appreciate their willingness to work with me.
The day after the November elections, Representatives Clinger,
Portman, Davis, and myself immediately began drafting the House version
of the Unfunded Mandates Reform Act. Very similar to the Senate bill S.
1, our bill, H.R. 5, set up an elaborate system of rules and procedures
that Congress would have to follow when considering legislation
imposing mandates on State and local governments and the private
sector. As my colleagues will recall, H.R. 5 was approved by this body,
on February 1, by a vote of 370 to 86.
After 6 weeks of sometimes tortuous negotiations with our Senate
counterparts, the conference finally agreed on a final product. The
conference report is a good bill. Is it a perfect bill? Of course not.
Is it everything that this Member would have preferred? No. But, is it
a landmark bill that will begin to rein in our penchant for passing the
costs of Federal programs onto State and local governments? It is that.
And it deserves the support of all Members who profess to believe in
putting an end to unfunded Federal mandates.
The conference report on the Unfunded Mandates Reform Act truly
reforms the way that we do business. Under the conference report,
Congress must identify the costs of new mandates imposed on State and
local governments by either increasing spending, increasing receipts,
or through appropriations. If a mandate is to be paid for with
appropriations, then the authorizing bill creating the mandate must
condition its effectiveness on subsequent appropriations. If subsequent
appropriations are insufficient to pay for a mandate, the mandate will
cease to be effective unless Congress provides otherwise by law within
90 days of the beginning of the fiscal year.
This process is enforced by a point of order. Legislation that does
not satisfy the aforementioned requirements can be ruled out of order,
thereby blocking further consideration of the bill by either the House
or the Senate. A majority vote can waive the point of order.
Title I of the conference report, which I have just described,
applies only to future mandates. It is not retroactive. Existing
mandates on State and local governments will be examined by the
Advisory Commission on Intergovernmental Relations [ACIR]. ACIR is
charged to study these mandates and make recommendations to Congress,
within a year, on mandates that can be consolidated, modified, or
repealed.
Finally, title II of the conference report requires Federal agencies,
when issuing new rules that will cost State and local governments or
the private sector $100 million, to perform a detailed cost-benefit
analysis before promulgating the final rule.
Now let me describe the significant changes that resulted from the
conference
committee. Although S. 1 and H.R. 5 were very similar, there were
several differences between the two bills. The main differences between
the two bills were as follows: Judicial review, the CBO threshold for
estimates of private sector mandates, congressional reconsideration of
mandates that fail to receive adequate funding, and applying the point
of order provision to appropriation bills.
S. 1 contained no judicial review of title II requirements dealing
with the cost-benefit analyses that Federal agencies are to perform
before issuing new regulations containing significant mandates on State
and local governments and the private sector. H.R. 5 allowed judicial
review of these actions. The conference report contains judicial
review, but it only allows petitioners to compel agencies to perform
the required analysis. Furthermore, courts are not allowed to judge the
adequacy of the agency's estimates or question their methodology. The
judicial review provision in the conference report also does not allow
petitioners to say, enjoin, invalidate, or otherwise affect the rule. I
believe that this should allay the fears that many Members in this body
had about this legislation spawning an endless stream of litigation. On
the other hand, I want my colleagues to realize that regulated entities
will still have full judicial review that is granted under the
underlying statute that authorizes that rulemaking. So I believe that
this judicial review provision suits the needs and concerns of both
sides of this issue.
S. 1 contained a $200 million threshold for CBO cost estimates of
mandates affecting the private sector. H.R. 5 contained a $50 million
threshold. After much debate, we decided to split the difference. The
conference report contains a $100 million threshold of CBO estimates
for mandates affecting the private sector.
S. 1 contained a provision, inserted by Senator Robert Byrd, that
provides for congressional reconsideration of underfunded mandates.
H.R. 5 contained no such provision. The conference report contains the
Byrd amendment. Under this proposal, a Federal agency, within 30 days
of the beginning of fiscal year, must inform Congress that it has
sufficient funds to implement a mandate or provide legislation
recommendations to scale back an underfunded mandate in order to meet a
partial level of funding. Both of these determinations must be ratified
by Congress within 60 days of its submission by the Federal agency. If
the Congress fails to act within this 60-day time period, then the
mandate shall be ineffective for that fiscal year. Under section
425(a)(2)(B)(iii)(III) of the conference report, if Congress does not
act within 60 calendar days when an agency submits either a statement
that the amount appropriated is sufficient to carry out the mandate, or
legislative recommendations for implementing a less costly mandate, the
mandate will cease to be effective. It is the intent of the managers on
the part of the House that, in the House of Representatives, the 60-
calendar-day period be a continuous period that would not be disrupted
by a sine die adjournment. While this provision was not a part of the
original House bill, it was my opinion that this provision makes the
bill stronger, and I advocated for its inclusion in the conference
report.
Finally, S. 1 contained a provision that would allow Members to
strike mandates
contained in appropriation bills. H.R. 5 contained no such provision.
While House rules already prohibit legislating on an appropriations
bill, it was the sense of the House conferees that this provision made
sense and should be adopted. The conference report contains a provision
whereby Members in either the House or Senate may strike mandates
contained in appropriations bills.
These were the main differences between S. 1 and H.R. 5. I would also
like to report that the final conference report contains several
amendments that were adopted by the House. The conference report
contains a version of an amendment added by the gentleman from
Pennsylvania [Mr. Kanjorski] that excludes title II of the Social
Security Act from the bill. The conference report contains the
amendment added by the gentleman from Virginia [Mr. Moran] that
requires agencies, when considering options in their rulemaking
proceedings, to adopt the least costly, most cost-effective, or least
burdensome option or explain why it did not. Finally, the conference
report contains the amendment added by the gentlelady from Ohio [Ms.
Pryce] that requires OMB to report on compliance with title II
provisions to the House Committee on Government Reform and Oversight
and the Senate Committee on Government Affairs.
Finally, Mr. Speaker, I would like to thank, several people who had a
hand in getting us to the point where we are today. I would like
[[Page H3308]] to thank Chairman Clinger, who has been a leader on this
issue; Representative Rob Portman, who has done much of the nuts and
bolts work on this issue; Representative Tom Davis, whose insights into
the workings of local government have been invaluable; my cochairman in
the unfunded mandates caucus, Representative Pat Roberts;
Representative Jim Moran, a longtime champion of this issue;
Representative Pete Geren, who has worked with my office extensively;
and the speaker, majority leader, majority whip, and Rules Committee
chairman who allowed me to participate in this conference. I would also
like to thank the Senate conferees: Senators Glenn, Exon, Roth,
Domenici, and Kempthorne. I know I am probably forgetting a few people
who certainly deserve the recognition.
In closing Mr. Speaker, let us ring in a new and meaningful
relationship with our State and local government brethren. Let us pass
the conference report on the Unfunded Mandates Reform Act.
Mr. CLINGER. Mr. Speaker, I am pleased to yield 4 minutes to the
gentleman from California [Mr. Dreier], another stalwart soldier in
this effort.
(Mr. DREIER asked and was given permission to revise and extend his
remarks.)
Mr. DREIER. Mr. Speaker, I thank the gentleman for yielding time to
me.
Mr. Speaker, I want to extend congratulations to the gentleman from
Pennsylvania [Mr. Clinger] and all of our colleagues who played a role
in bringing about this very, very important success.
Mr. Speaker, I want to say specifically that the gentleman from
Pennsylvania, Bill Clinger, the gentleman from Ohio, Rob Portman, and
the gentleman from Virginia, Tom Davis, and all of the people who have
been involved in a bipartisan way in addressing this issue are to be
congratulated.
Rather than going through the litany of the people who have been
involved in this issue here, I would like to talk about a couple of
people who specifically raised issues of concern to me at the local
level.
I, just about 15 minutes ago, got off the phone with the mayor of the
city of Los Angeles, Richard Riordan. He is absolutely ecstatic. He is
ecstatic at the passage of this for several reasons. When one looks at
what he describes, and sometimes we do not always agree with this, as
well-intentioned Federal mandates, the cost for the city of Los Angeles
for the Clean Water Act is over $3 billion over a 5-year period. The
cost of the Resource Conservation and Recovery Act is $112.7 million
over a 5-year period; the ADA, it is $1.2 billion over a 5-year period.
The Fair Labor Standards Act is $80.3 million over a 5-year period.
These are the kinds of constraints that we are imposing on local
elected officials, and I am happy to say that based on what this
conference has done, we are finally turning the corner on that. In
fact, what we are doing here today, Mr. Speaker, is really history in
that it is the first time in 40 years that a Republican majority is
actually bringing down a conference report. It could not happen on a
better piece of legislation.
Adoption of the Unfunded Mandates Reform Act marks the beginning of
an entirely new era of the relationship between State and local
governments and the Federal Government. State and local officials now
will have a seat at the table every time we here in the Congress write
a law, or an agency writes a rule or regulation that imposes new
burdens on them.
Since the historic first election of President Ronald Reagan in 1980,
those of us on this side of the aisle, as well as many of my colleagues
on the other side of the aisle, have been working to restore the
balance of power to take back, bring back to States and local
communities, the power as it was envisioned in the Constitution, and of
course, specifically, the 10th amendment.
In fact, I will never forget here on the West Front of the Capitol
when Ronald Reagan in his first inaugural address said ``The Federal
Government did not create the States, the States created the Federal
Government.''
Unfortunately, Mr. Speaker, this piece of constitutional history has
often been lost with the proliferation of unfunded mandates. Since
1980, Congress, Federal agencies, and even the courts have imposed
hundreds of unfunded Federal mandates on State and local governments.
Compliance with just 10 of those mandates will cost cities alone $54
billion between 1994 and 1998.
The result has been fewer resources at the local level to deal with
local problems, such as fighting crime, paving roads, maintaining
parks, and recreational facilities, and cleaning up the local
environmental problems.
{time} 1400
The Unfunded Mandates Reform Act will finally put the brakes on
Washington's runaway power grab and regulatory excesses. It makes it
harder for Congress to pass feel-good legislation while passing the
buck to State and local governments. No longer will Congress be playing
the role of drunken sailors having a good time while recklessly running
up a tab at State and local taxpayer expenses.
Mr. Speaker, S. 1 is a stronger bill than the one that we passed here
in the House. It is going to go a long way towards bringing about the
level of accountability that we need. I congratulate all my colleagues
that have been involved in this process.
Mr. TOWNS. Mr. Speaker, I yield 2 minutes to the gentleman from
Louisiana [Mr. Tauzin].
Mr. TAUZIN. I want to thank my dear friend the gentleman from New
York for yielding time to me.
I want to congratulate all who have played a role in bringing this
conference committee forward. When we announced the formation of our
little band of conservative Democrats called the Coalition, we promised
America two things. We promised America that we would stand to do the
right thing regardless of party or partisanship. We also promised we
would try to deliver big bipartisan support for issues of importance to
the American public. We delivered on this promise. This bill is hugely
supprted--360 Members of this House voted for it, 91 Members of the
Senate voted for the conference report. Why? Because it is good and
right for the country. While we are not worried about who gets
particular credit for it, it is important today to remember that it was
one of our members, in fact one of our officers in the coalition, the
gentleman from California [Mr. Condit] who first created this notion
that Congress ought to speak very clearly, that unfunded mandates are
wrong, and that we ought to avoid them in the future if we are to have
the right kind of relationship between Federal, State, and local
governments.
It was the gentleman from California [Mr. Condit] who put together
the caucus in this House of Democrats and Republicans who brought this
issue to the point where it has come today, where the President of the
United States has announced publicly he is ready to sign this bill into
law. To the gentleman from California [Mr. Condit] and to all of the
members of that caucus, Democrat and Republican, to all who have joined
in this House to make this a huge bipartisan victory for the American
public, I think this is a day of celebration and cheer.
I again want to congratulate our friend, the gentleman from
California [Mr. Condit], for having the courage years ago before anyone
was ready to rally behind this cause to make this his No. 1 cause in
the Congress and to bring us to this point of victory in the House, in
the Senate and eventually as I said with the Presidential signature for
the American people.
Mr. CLINGER. Mr. Speaker, I yield 4 minutes to the gentleman from
Virginia [Mr. Davis], a freshman Member of our leadership team on
unfunded mandates and one who shares the victory we celebrate today.
Mr. DAVIS. Mr. Speaker, I thank the chairman of our committee for
yielding to me and I appreciate all the work he has done in this,
finessing it through the committee and through the conference, and I
agree with him, I think we have a better report and a better bill now
at the end of this process than when we started out, and that is with
the help of a lot of people.
This is the successor to the Kempthorne-Condit bill that was up last
time before the House and Senate and got watered down. We appreciate
the strong leadership of the gentleman from California [Mr. Condit]
during the last session and continuing in this session to help bring
this about, and to my colleague, the gentleman from Ohio [Mr. Portman],
he was really the intellectual leader of this as we moved through some
of the fine-tuning of this
[[Page H3309]] legislation in explaining it and working out some of the
fine points in the conference, to Christine Simmons from the committee
staff. She did an outstanding job of coordinating and putting this
together. Our thanks to her, as well as John Bridgeland from
Representative Portman's staff, Steve Jones from Representative
Condit's staff, Vince Randazzo from Representative Dreier's staff, and
Chip Nottingham from my staff.
Mr. Speaker, let me begin by stating clearly, this is not, as far as
I am concerned, a debate about the merits of any Federal mandate. This
is strictly a question of who pays, what are the benefits relative to
cost, what is the impact on local priorities, and what is our
flexibility in carrying out mandates in the most efficient way.
As the Congress knows, the ability of the Federal Government, even
with its vast resources, is limited, and the Congress each day faces
difficult decisions about ordering priorities and determining what
services can be funded.
This is exactly the same problem faced by local governments and State
governments with one difference. No one can superimpose on Congress
spending priorities or costs beyond those which the Congress is willing
or able to support. But that has not been the case at the local level,
because their priorities and needs are often being pushed further to
the side by the increasing burden of funding mandates laid down on them
by both Federal, and in many cases, their own State governments.
Mr. Speaker, during the past decade, unfunded Federal mandates have
literally grown out of control, and today counties are spending more of
their locally raised revenues to comply with these mandates than they
receive in Federal aid.
A recent study of the Advisory Council on Intergovernmental Relations
found that in the decade between 1981 to 1991, Congress enacted 27 laws
imposing one or more new unfunded mandates. This compares with 36 such
laws enacted during the previous 50 years, and Congress enacted an
additional 13 new mandates in 1993 alone.
Mr. Speaker, Mandate Watch, a bimonthly publication of the National
Conference of State Legislatures, confirms there is no end in sight to
these mandates, and just this past Congress, 156 new mandates were
introduced. Localities are becoming totally consumed by Federal
mandates, and essential local services, as a result, suffer
tremendously, and locally elected leaders will be reduced to the role
of back-door tax collectors if this is not stopped.
I want to say this has never been a partisan bill outside of the
Beltway. I think with the closure we have had in this conference
report, working together in a bipartisan fashion, as the gentleman from
California noted, there is no end to what we can accomplish in this
Congress.
The good news here is today that when we work with the administration
and work in a bipartisan way across party lines, the seemingly
insurmountable becomes conquerable and that is where we are with this
legislation today.
I just want to note in the end that this bill is about
accountability, making Members of Congress stand up and cast a recorded
vote on all substantial mandates with the full knowledge of their
costs. This is a very, very important precedent for our future. I think
taxpayers are tired of routinely paying for unintended consequences
that should be easily foreseeable by Federal lawmakers.
This legislation, I think, will bring that into focus. My thanks to
all members involved in this process. This is a great day for State and
local officials as they take a look at their plates over the next few
years as we reduce the burdens we put on them, and a great day for the
American taxpayer.
Mr. TOWNS. Mr. Speaker, I yield 2 minutes to the gentleman from Ohio
[Mr. Traficant].
(Mr. TRAFICANT asked and was given permission to revise and extend
his remarks.)
Mr. TRAFICANT. Mr. Speaker, I want to commend the chairman, the
ranking member, the gentleman from Ohio [Mr. Portman], the gentleman
from California [Mr. Condit], the gentleman from Louisiana [Mr.
Tauzin], the gentleman from Virginia [Mr. Moran], and everybody who had
something to do with this bill.
Federal mandates and regulations had much to do with injuring and
almost destroying the steel industry. Right now the coal industry is
banging around trying to find an opportunity, and I think Congress has
showed some eminent good sense in in fact addressing this bill.
I am pleased that my one amendment had stayed in the bill that
basically deals with the issue that on the advisory commission, they
say that they shall review the role of Federal mandates and their
impact on a competitive balance between State, local, and tribal
governments and the private sector and consider the views of and the
impact on working men and working women in these same matters.
Let me say this, that, Congress, this is a long time overdue. Every
piece of legislation we pass should be directed at what is the status
of jobs as it is in direct relationship to the legislation that is
being passed. In the past, Congress had the greatest of intentions but
with those great intentions there have been accompanying loss of jobs
and it made little sense to me. I thank those for supporting it.
But my second amendment dealt specifically with section 202(a)4 that
basically talked about the effect on the national economy, the effect
on productivity, economic growth, and productive jobs, and my amendment
said also the effect on benefits and pensions. There was some concern
about germaneness and a broad-ranging view of this but I would like now
to ask the chairman of the committee, is it not a fact under section
202(a)4 that those particular areas can be addressed in these matters
once the review of such mandates are in fact applied?
Mr. CLINGER. Mr. Speaker, will the gentleman yield?
Mr. TRAFICANT. I yield to the gentleman from Pennsylvania.
Mr. CLINGER. Let me say I commend the gentleman for the contribution
he made to this bill because he did, took a great interest and had a
very helpful contribution. We were unfortunately unable to sustain all
of his amendments in the conference report.
But in answer to the gentleman, yes, they would certainly not be
precluded. That would certainly be within the ambit of the things they
could consider.
Mr. TRAFICANT. I thank the gentleman, I appreciate his support, and I
encourage support of the conference report.
Mr. CLINGER. Mr. Speaker, I yield 2 minutes to the gentleman from New
York [Mr. Gilman], chairman of the Committee on International Relations
and a valued Member of Congress.
(Mr. GILMAN asked and was given permission to revise and extend his
remarks.)
Mr. GILMAN. I thank the gentleman for yielding me the time.
Mr. Speaker, I am pleased to rise in support of the conference report
on the Unfunded Mandate Reform Act of 1995. I commend the sponsors of
the legislation, the gentleman from Ohio [Mr. Portman], the gentleman
from California [Mr. Condit], the gentleman from Virginia [Mr. Davis],
the gentleman from New York [Mr. Towns], and the gentleman from
Pennsylvania [Mr. Clinger], who serves as the distinguished chairman of
our Committee on Government Reform and Oversight, for their efforts in
bringing this important measure to the floor at this time.
I support S. 1 because it effectively addresses congressional
accountability. The Congress, by this bill, will be far more
accountable than ever before. This body will no longer be able to
casually approve legislation in Washington and then send the burdensome
bills to our home districts in the form of future increases in State
and local taxes. This legislation will enable Members to more fully
analyze the possible future consequences of new mandates by requiring
the Congressional Budget Office to prepare cost estimates of proposed
mandates in pending legislation. By approving this bill we are
demonstrating to our Governors, our mayors, and city officials that we
will duly consider the budgetary burdens they face when they struggle
to alter their budgets to respond to the cost of any additional Federal
mandates.
Accordingly, Mr. Speaker, I urge our colleagues to forge a fairer
partnership
[[Page H3310]] with our State and local governments by supporting this
important measure.
Mr. TOWNS. Mr. Speaker, I yield 2 minutes to the gentlewoman from
Arkansas [Mrs. Lincoln].
[Mrs. LINCOLN addressed the House. Her remarks will appear hereafter
in the Extensions of Remarks.]
Mr. TOWNS. Mr. Speaker, I yield 3 minutes to the gentleman from New
York [Mr. Engel].
Mr. ENGEL. I thank my friend the gentleman from New York for yielding
me the time.
I am wondering if I could ask the gentleman from Pennsylvania to
answer a few questions.
I think that the conference report from my vantage point is a much
better bill than the original bill but I still have some fears and some
questions, particularly with regard to ecological concerns, clean
water, clean air. For instance, in the rescissions bill that was just
passed, we took away $1.3 billion from the States from the safe
drinking water revolving fund. If we are going to continue to do things
like that and take money away from the States that we gave them to pay
for things, my big fear is that we then say, well, we are not funding
this and therefore it can't happen and therefore all the progress we
have made in terms of clean water, clean air will never be able to be
funded. Therefore, the Federal Government stepping in and forcing these
things will just be rendered impotent and we will not have them. I
wonder if the gentleman could allay my fears about that.
Mr. CLINGER. To this extent, if the gentleman will yield, the
gentleman understands that this is only prospective in its application.
In other words, we are not, in effect, looking back at all of the
cornerstones of environmental legislation, clean air, clean water, safe
drinking water that are in place.
We do also provide that a point of order would lie against an
authorization within an appropriations bill. The other provision is
that if in fact there is a mandate that is imposed but there is not
sufficient funds to deal with it, the agency imposing the mandate or
the regulation would make recommendations as to how they would deal
with that if there are not sufficient funds. Congress would then have
an opportunity to weigh in on that and must approve whatever downsizing
or change that might be imposed by the agency.
{time} 1415
Mr. ENGEL. Mr. Speaker, I would say to the gentleman that given the
present mood and the budget cutting freezes we have in this Congress,
my fear is that the things we are used to seeing in terms of progress
on clean water and clean air will just dissipate and we will not be
able to do those things in the future.
I want to also ask the gentleman, he said it was prospective, how do
we handle reauthorizations in this bill?
Mr. CLINGER. Reauthorization, if there are no additional new mandates
imposed as a result of a reauthorization of an existing program, it
would have no effect at all. It is only where there would be an
additional or added mandate that would exceed the threshold limit that
this thing would kick in. So in terms of existing regulations and
existing mandates within the Clean Water Act, for example, which is one
we would be considering presumably this year, it would have no effect.
Mr. ENGEL. I thank the gentleman.
Mr. TOWNS. Mr. Speaker, I yield 2 minutes to the gentleman from
Pennsylvania [Mr. Gekas].
Mr. GEKAS. Mr. Speaker, I thank the gentleman from New York for
yielding time to me. It is because of him that I rise to speak here
today.
The former chairman of the subcommittee, the gentleman from New York
[Mr. Towns], brought his then committee to Harrisburg about 2 years ago
to the capital city of Pennsylvania for a hearing, at which time local
legislators and local representatives of other municipal subdivisions
of the Commonwealth of Pennsylvania gave us a torrent of laments and
complaints about the very subject matter which we discuss here today.
We did an odd thing then, the gentleman from New York [Mr. Towns] did
and the rest of us who attended that hearing. We promised these State
legislators and the municipal subdivision officers and officials that
we were going to return to Washington and do something about unfunded
mandates.
I cannot believe it. We are here reporting to them through our
deliberations on the floor that we actually fulfilled the promise that
we made that day. And it was not just a wild political type of
atmosphere in which we made promises as politicians. These were
reserved and concerned public officials in Pennsylvania who one after
another sought our help.
Today we are delivering that package of assistance to the local
township officials, local officials all over, not just Pennsylvania,
all over the Nation, and it is a happy day for us.
I want to thank the gentleman from New York for allowing me to join
that meeting in Harrisburg, and I now thank the gentleman from
Pennsylvania for being from Pennsylvania and assisting us to come to
the floor today with this finality of splendor in bringing about change
that the local public officials so wanted.
Mr. TOWNS. Mr. Speaker, I do not have any further requests for time.
I would like to encourage all of my colleagues to vote for this bill
because I think it is a much better bill after conference than it was
when it left here.
Mr. Speaker, I yield back the balance of my time.
Mr. CLINGER. Mr. Speaker, I yield 1 minute to the gentleman from New
Jersey [Mr. Martini], a valued member of the committee.
Mr. MARTINI. Mr. Speaker, I thank the gentleman for yielding me this
time.
I rise today, Mr. Speaker, as a former elected county official. I
rise today in strong support of the conference report on unfunded
mandates. As a result of an annual deficit of $200 billion and a $4.5
trillion national debt, Congress too often in the past shifted the
burden of unfunded Federal mandates on States and municipalities. With
today's passage of this bill I am proud to say that we are now shifting
accountability back to where it belongs, here in Congress.
By passing this legislation we are restoring the faith and trust in
Congress by our State and local governments. Too often the Federal
Government has frustrated State and local officials in their efforts to
deal with their local problems. Too often the Federal Government has
mandated inflexible solutions, which has made the situation worse, and
too often we have neglected the needs and concerns of our localities.
Yes, Mr. Speaker, we are keeping our word and changing the way
government does business. We are putting the people back in charge, and
that is the way it should be. The American people have demanded change
and we are standing firm and delivering. Unfunded mandates reform is
the first building block in establishing a better future for America.
I urge support of this bill.
Mr. CLINGER. Mr. Speaker, I am pleased to yield 1\1/2\ minutes to the
gentleman from Pennsylvania [Mr. Fox] another freshman member of the
committee and very helpful member.
(Mr. FOX of Pennsylvania asked and was given permission to revise and
extend his remarks.)
Mr. FOX of Pennsylvania. Mr. Speaker, first I want to thank Chairman
Clinger for his outstanding leadership on this legislation. This
passage of unfunded mandate reforms shows we are committed to making
Government smaller, less costly, and more efficient.
The bill will block consideration of any unfunded mandates, which I
know as a former county commissioner has crippled budgets in the past
and will now be a new reality of change.
The bill requires the Federal agencies to develop proceeds to
minimize unfunded mandates and to publish cost-benefit analyses.
It provides relief to taxpayers. At present State and local
governments and ultimately taxpayers pay the price for heavy-handed
mandates dictated by Congress and Washington bureaucrats. Ten unfunded
mandates alone already on the books will cost cities an estimated $54
billion from 1994 to 1998. Taxpayers cannot afford them.
They also impose heavy burdens on the private sector. These
additional
[[Page H3311]] costs are passed on to consumers in higher prices.
The cost of complying with all Federal regulations is conservatively
estimated at $600 billion per year, most of which falls on the private
sector with this reform.
And we will finally say we will decrease the cost of doing business
which will help to save jobs in the private sector and help Americans.
This is particularly true of small business which creates most of the
jobs we have in the country.
I ask all of my colleagues to vote unanimously.
Mr. CLINGER. Mr. Speaker, in conclusion, I yield myself such time as
I may consume just to say I think this is a historic piece of
legislation. It is going to be the first step in reordering the
relationship between Federal and State and local governments. It is
going to substantially restructure that relationship and, I think,
restructure it in a way that is for the best.
Mr. Speaker, I strongly urge all of my colleagues to vote in favor of
this conference report.
Mr. COLEMAN. Mr. Speaker, I reluctantly voted in favor of the House
version of the Unfunded Mandates Reform Act--H.R. 5. With less
reluctance, but with continuing reservations, I rise today in support
of the House-Senate conference agreement, House Report 104-76.
I have already expressed my dissatisfaction with several of the
provisions of the bill. I have enumerated the specific ways in which
the people of my district stand to be hurt by provisions of this
legislation. And I know that not all of my concerns have been fully
addressed. For instance, the bill as drafted by the conference
committee will create a discrepancy in the playing field between the
private and public sector.
But in many ways, the conference report has addressed some of my
deepest misgivings about the bill. The limitations placed upon
judiciary review are fair and balanced. The provisions on judiciary
review that were agreed to in conference will not cause a backlog of
litigation. It will allow regulatory agencies to perform their proper
functions efficiently. Furthermore, because the conference report was
the product of a much greater deliberative effort that was the original
House version of HR 5, the new bill is much more clear in describing
the terms under which a point of order may be raised against new
regulation.
Finally, I am pleased to see that the language of the conference
report pays specific attention to the needs of border communities like
the district I represent. Control of our borders is a Federal
responsibility, and this bill pays much needed consideration to that
fact. This new provision creates hope that border communities may no
longer be saddled with the disproportionate burdens of federal
regulations.
The process of relieving States, localities, tribal governments, and
private corporations of their increasingly heavy federal regulatory
burden deserves our attention and commitment. The Unfunded Mandates
Reform Act will be a useful instrument in achieving this purpose.
Unfortunately, good tools in the wrong hands have the potential to
create undesirable results. Therefore, I wish to make it clear that I
will fight any efforts to use this legislation as a tool against the
regulations that help to ensure public health and safety. I will
express my opposition to any use of this legislation against the safety
of workers. Furthermore, I will oppose the efforts of those Members who
will try to use this legislation as a defense for their indefensible
efforts to gut important environmental regulations. This law creates a
powerful new legislative tool, and I would like to help to ensure that
it is used wisely in the hands of this body.
Mrs. MALONEY. Mr. Speaker, I rise in support of the conference report
on S. 1. I voted against H.R. 5, the original House-passed version of
this bill, and would like to explain to the House why I support this
bill.
The basic purpose of unfunded mandate relief legislation is sound and
important. Almost everyone agrees that something must be done to
address the increasing burdens that the Federal Government places on
State and local governments. I was proud to support unfunded mandate
legislation in the 103d Congress and I voted for the Moran substitute
to H.R. 5. And now, I support this bill, because it has been stripped
of the excesses of the original House version.
One of the major problems that I had with H.R. 5 was the abuse of the
legislative process which brought the bill to the floor. We didn't have
1 minute of hearings in the Government Reform and Oversight Committee,
which had primary jurisdiction over the bill and on which I serve. It
is largely because of this abuse that the conference committee took 7
weeks to come to agreement. On a noncontroversial bill such as this,
the conference usually takes days, not weeks, and I am pleased that the
conference process was a deliberative one.
Mr. Speaker, several major changes were made by the conference
committee which have made S. 1 truly bipartisan legislation and much
closer in content to the bill reported out of the Government Operations
Committee last year. First and foremost, the conference severely
limited the right of judicial review applicable to regulations falling
under this act. This is a vital difference. Under the House version of
this bill, special interests and industries would have been able to tie
up those regulations and rules for years. Executive agencies would thus
have been unable to carry out the Clean Air Act, the Safe Drinking
Water Act, and other laws that protect public health and welfare.
Another major change is the acceptance by the conference of the so-
called Byrd amendment, which gives Congress a role when annual
appropriations do not fully cover State and local costs in complying
with a mandate. Under the report, agency determinations as to how to
rachet-down the mandate are now subject to congressional approval,
preserving an important power of the legislative branch.
The conference committee on S. 1 is to be commended for its diligence
and bipartisanship. The Unfunded Mandate Reform Act has been cleansed
of many of its more extreme provisions and I urge its adoption.
Mr. PORTMAN. Mr. Speaker, today this House will pass the conference
report on S. 1, the Unfunded Mandate Reform Act of 1995. We addressed
some complicated and important issues in the House-Senate conference.
I, therefore, wanted to take a moment to discuss in some detail two of
the more significant issues.
First, judicial review. The House-passed version of the bill had
almost full judicial review of agency compliance with all title II
requirements. The Senate-passed version precluded judicial review
entirely. Going into the conference, then, we had diametrically opposed
positions on this issue and much work to do if an agreement was going
to be reached.
Many of the House conferees, and some in the Senate, were very
concerned that agencies would not comply with the requirements of title
II if there was no enforcement mechanism. The history of the Regulatory
Flexibility Act, which specifically precluded court review of agency
action, in part prompted our concern that, without judicial review,
factors that Congress made relevant to the rulemaking process would be
totally ignored by agencies. And, in fact, that is what has happened
under regulatory flexibility.
To address this concern, I insisted, together with other House
conferees, that the conference agreement had to maintain some court
review of agency action to ensure compliance with the requirements of
title II. We began to explore areas of mutual agreement on judicial
review.
House and Senate conferees agreed that title I, which addresses
internal procedures of the House and Senate, should clearly not be
subject to court review. We also agreed that the provisions regarding
the review of existing mandates outlined in title III should not be
subject to court review. We also came to a threshold agreement that
certain key requirements in title II should be subject to such review
to ensure that agencies were acting in accordance with congressional
intent.
Our first effort to reach agreement focused on clarifying the
requirements of title II and identifying those that involved relatively
objective analysis. We also identified those provisions that were
central to the rulemaking process with respect to mandates. In the end,
we reached agreement that the requirements of sections 202 and 203(a)
(1) and (2) would be subject to court review.
S. 1 permits a court, pursuant to section 706(1) of the
Administrative Procedures Act, to compel an agency to prepare, as a
threshold matter, the cost/benefit analyses and other estimates,
descriptions, statements, and plans contemplated by sections 202 and
203(a) (1) and (2) of title II. Any aggrieved party will have up to 180
days after the final rule is promulgated, or the shorter time period,
if any, specified in the underlying statute to which the S. 1
requirements relate, to bring
an action under 706(1). I believe that this right will give agencies
an incentive to meet these requirements before the final rule is
promulgated. The threat of litigation should be enough of a hammer.
In order to address the concern that S. 1 not unreasonably spawn
litigation or result in an unjustified delay of the implementation of
Federal policy, S. 1 does not permit the courts to stay, enjoin or
invalidate the agency's rule for a failure to meet, or for doing an
inadequate job meeting, the specified requirements of S. 1. The
conference report also makes it clear, consistent with current caselaw,
that once the agency performs the analysis, a court is not to
substitute its judgment for that of the agency's--not to second
[[Page H3312]] guess the data used, the methodologies involved or the
manner in which the analysis was performed.
S. 1 does not permit a court, when acting pursuant to the review
permitted under the underlying statute, to consider any information
generated by an agency in accordance with the requirements of S. 1--the
cost/benefit analysis for example--as part of the entire record in
determining whether the agency rulemaking record supports the rule
under the ``arbitrary and capricious'' or ``substantial evidence''
standard--whichever is applicable. A court can not use a failure to
meet these requirements adequately or at all as the sole basis for
staying, enjoining or invalidating the rule, but a court could consider
these factors as part of the mix when considering the entire rulemaking
record. Thus, a court could review under section 706(2) of the
Administrative Procedures Act the entire rulemaking record that
includes information by the agency generated because of the
requirements of S. 1.
If the underlying statute specifically precludes an agency from
examining costs and benefits in connection with the promulgation of the
rule, then the requirements of S. 1 do not have to be met. If the
underlying statute is silent or contemplates some analysis, however, an
agency would have to meet the requirements of S. 1, or fail to do so at
its own hazard, when promulgating a rule. The requirements of S. 1 are
additional factors that Congress has made relevant to the rulemaking
process for significant mandates. These factors should be considered by
agencies and the analysis contemplated should be performed. A court can
review agency action with respect to these requirements in connection
with the review permitted under the underlying statute.
I believe this is sensible judicial review that strikes the right
balance. S. 1 does not change the landscape of review under the
underlying statute--we can not do that in this law. S. 1 also should
not result in a delay of the implementation of Federal policy. The
judicial review provided under S. 1 ensures, however, that agencies
will meet the specified requirements of title II so that agencies
consider these critical factors before promulgating rules implementing
significant mandates.
It is also important to note that in addition to judicial review, the
conference agreement includes congressional oversight, both on the
least burdensome option requirements and
each of the requirements in title II. Under section 205(c), the
Director of the Office of Management and Budget shall no later than 1
year after enactment certify to Congress, with a written explanation,
Agency compliance with the least burdensome option requirements.
Section 208 also provides that the Director of OMB shall annually
submit to Congress a written report detailing compliance with the
requirements of title II.
Second, the Byrd amendment. I believe this provision will be helpful
to State and local governments. Essentially, it requires an agency
reestimate of the actual costs of mandates, after consultations with
State and local governments, whenever appropriations in a fiscal year
are less than the CBO estimated costs of such mandates. Agencies can
submit a statement to Congress saying that such mandate can be
implemented for the amount provided--perhaps as a result of decreased
costs resulting from new technology--or can submit legislative
recommendations. In any case, the mandate is ineffective for such
fiscal year unless Congress acts within 60 calendar days after the
statement or recommendations are submitted to Congress.
What was sometimes a long and difficult conference has come to an end
now. The Founders intentionally designed one of the most inefficient
machines for legislating and for good reason. Having taken the time to
craft careful legislation based on sound policy, I think the final
product is an improvement over the respective House and Senate-passed
bills.
This is a truly historic day. By enacting the Unfunded Mandate Reform
Act of 1995, we launch yet another chapter in the new federalism, where
State and counties and cities and towns are recognized as our partners
in governing and are given the freedom to meet the needs of the
citizens they serve. Thomas Jefferson, a staunch advocate of State
rights, was right when he said, ``I believe the States can best govern
our home concerns.'' This bill will help them do just that. I was
honored to be a part of that effort.
Mrs. THURMAN. Mr. Speaker, I rise in support of the conference report
to the Unfunded Mandate Reform Act. I am particularly grateful that the
conferees accepted an amendment from the other body's version of the
legislation, authored by my colleague from Florida, Senator Bob Graham.
This amendment further defined an unfunded Federal mandate as any
action that reduces or eliminates money authorized for controlling U.S.
borders or reduces or eliminates reimbursement for costs associated
with the severe problem of illegal immigrations.
Florida, like other States, is burdened by the costs of illegal
immigration. The drain on our State's resources has been devastating;
affecting every aspect of State and local services. By including this
provision in the conference report, we are saying emphatically that the
Federal Government must take responsibility for its laws.
In closing Mr. Speaker, I would like to recognize and praise the
efforts of my colleague Senator Bob Graham. His commitment to this
issue led to its final inclusion in the conference report. I would like
to thank my colleague from California, Mr. Condit, who served as one of
the conferees. Mr. Condit and I have worked together on the issue of
illegal immigration over the past 2 years and because of his efforts,
this provision was included in the final report. Once again, I urge
support of the conference report.
Mr. CLINGER. Mr. Speaker, I yield back the balance of my time.
The SPEAKER pro tempore (Mr. Emerson). Without objection, the
previous question is ordered on the conference report.
There was no objection.
The SPEAKER pro tempore. The question is on the conference report.
The question was taken; and the Speaker pro tempore announced that
the ayes appeared to have it.
Mr. CLINGER. Mr. Speaker, I object to the vote on the ground that a
quorum is not present and make the point of order that a quorum is not
present.
The SPEAKER pro tempore. Evidently a quorum is not present.
The Sergeant at Arms will notify absent Members.
The vote was taken by electronic device, and there were--yeas 394,
nays 28, not voting 12, as follows:
[Roll No. 252]
YEAS--394
Abercrombie
Ackerman
Allard
Andrews
Archer
Armey
Bachus
Baesler
Baker (CA)
Baker (LA)
Baldacci
Ballenger
Barcia
Barr
Barrett (NE)
Barrett (WI)
Bartlett
Barton
Bass
Bateman
Bentsen
Bereuter
Berman
Bevill
Bilbray
Bilirakis
Bishop
Bliley
Blute
Boehlert
Boehner
Bonilla
Bonior
Bono
Borski
Boucher
Brewster
Browder
Brown (FL)
Brown (OH)
Brownback
Bryant (TN)
Bryant (TX)
Bunn
Bunning
Burr
Burton
Buyer
Callahan
Calvert
Camp
Canady
Cardin
Castle
Chabot
Chambliss
Chapman
Chenoweth
Christensen
Chrysler
Clay
Clayton
Clement
Clinger
Clyburn
Coble
Coburn
Coleman
Collins (GA)
Combest
Condit
Cooley
Costello
Cox
Cramer
Crane
Crapo
Cremeans
Cunningham
Danner
Davis
Deal
DeFazio
DeLauro
DeLay
Deutsch
Diaz-Balart
Dickey
Dicks
Dixon
Doggett
Dooley
Doolittle
Dornan
Doyle
Dreier
Duncan
Dunn
Durbin
Edwards
Ehlers
Ehrlich
Emerson
Engel
English
Ensign
Eshoo
Evans
Everett
Ewing
Farr
Fawell
Fazio
Fields (LA)
Flake
Flanagan
Foley
Forbes
Ford
Fowler
Fox
Frank (MA)
Franks (CT)
Franks (NJ)
Frelinghuysen
Frisa
Frost
Funderburk
Furse
Gallegly
Ganske
Gejdenson
Gekas
Gephardt
Geren
Gilchrest
Gillmor
Gilman
Gonzalez
Goodlatte
Goodling
Gordon
Goss
Graham
Green
Greenwood
Gunderson
Gutknecht
Hall (OH)
Hall (TX)
Hamilton
Hancock
Hansen
Harman
Hastert
Hastings (FL)
Hastings (WA)
Hayes
Hayworth
Hefley
Hefner
Heineman
Herger
Hilleary
Hilliard
Hinchey
Hobson
Hoekstra
Hoke
Holden
Horn
Hostettler
Houghton
Hoyer
Hunter
Hutchinson
Hyde
Inglis
Istook
Jackson-Lee
Jacobs
Jefferson
Johnson (CT)
Johnson (SD)
Johnson, Sam
Jones
Kanjorski
Kaptur
Kasich
Kelly
Kennedy (MA)
Kennedy (RI)
Kennelly
Kildee
Kim
King
Kingston
Kleczka
Klink
Klug
Knollenberg
Kolbe
LaFalce
LaHood
Lantos
Largent
Latham
LaTourette
Laughlin
Lazio
Leach
Lewis (CA)
Lewis (KY)
Lightfoot
Lincoln
Linder
Lipinski
Livingston
LoBiondo
Lofgren
Longley
Lowey
Lucas
Luther
Maloney
Manton
Manzullo
Markey
Martini
Mascara
Matsui
McCarthy
McCollum
McCrery
McDade
McHale
McHugh
McInnis
McIntosh
McKeon
McNulty
Meehan
Meek
Menendez
Metcalf
Meyers
Mfume
Mica
Miller (FL)
Mineta
Minge
Mink
Moakley
Molinari
Moorhead
Moran
Morella
Murtha
Myrick
Neal
Nethercutt
Neumann
Ney
Norwood
Nussle
Oberstar
Obey
Olver
Ortiz
Orton
[[Page H3313]] Oxley
Packard
Pallone
Parker
Pastor
Paxon
Payne (VA)
Pelosi
Peterson (FL)
Peterson (MN)
Petri
Pickett
Pombo
Pomeroy
Porter
Portman
Poshard
Pryce
Quinn
Radanovich
Rahall
Ramstad
Reed
Regula
Reynolds
Richardson
Riggs
Rivers
Roberts
Roemer
Rogers
Rohrabacher
Ros-Lehtinen
Rose
Roth
Roukema
Roybal-Allard
Royce
Rush
Sabo
Salmon
Sanders
Sanford
Sawyer
Saxton
Scarborough
Schaefer
Schiff
Schroeder
Schumer
Scott
Seastrand
Sensenbrenner
Serrano
Shadegg
Shaw
Shays
Shuster
Sisisky
Skeen
Skelton
Slaughter
Smith (MI)
Smith (NJ)
Smith (TX)
Smith (WA)
Solomon
Souder
Spence
Spratt
Stearns
Stenholm
Stockman
Studds
Stump
Stupak
Talent
Tanner
Tate
Tauzin
Taylor (MS)
Taylor (NC)
Tejeda
Thomas
Thompson
Thornberry
Thornton
Thurman
Tiahrt
Torkildsen
Torres
Torricelli
Towns
Traficant
Tucker
Upton
Vento
Volkmer
Vucanovich
Waldholtz
Walker
Walsh
Wamp
Ward
Watt (NC)
Watts (OK)
Waxman
Weldon (FL)
Weldon (PA)
Weller
White
Whitfield
Wicker
Williams
Wilson
Wise
Wolf
Woolsey
Wyden
Wynn
Young (AK)
Young (FL)
Zeliff
Zimmer
NAYS--28
Becerra
Beilenson
Collins (MI)
Conyers
Dellums
Dingell
Fattah
Filner
Foglietta
Gibbons
Gutierrez
Levin
Lewis (GA)
Martinez
McDermott
McKinney
Mollohan
Nadler
Owens
Payne (NJ)
Rangel
Skaggs
Stark
Stokes
Velazquez
Visclosky
Waters
Yates
NOT VOTING--12
Brown (CA)
Collins (IL)
Coyne
Cubin
de la Garza
Fields (TX)
Johnson, E.B.
Johnston
Miller (CA)
Montgomery
Myers
Quillen
{time} 1441
The Clerk announced the following pair:
On this vote:
Mrs. Cubin for, with Mr. Johnston against.
Messrs. FATTAH, FOGLIETTA, and VISCLOSKY changed their vote from
``yea'' to ``nay.''
So the conference report was agreed to.
The result of the vote was announced as above recorded.
A motion to reconsider was laid on the table.
motion offered by mr. clinger
Mr. CLINGER. Mr. Speaker, I offer a motion.
The Clerk read as follows:
Mr. Clinger moves that the House recede from its amendment
to the title.
The SPEAKER pro tempore. The question is on the motion offered by the
gentleman from Pennsylvania [Mr. Clinger].
The motion was agreed to.
____________________