[House Prints 113-23]
[From the U.S. Government Publishing Office]



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                          SEPTEMBER 24, 2013 
 
                     RULES COMMITTEE PRINT 113-23 

              H.R. 2374, RETAIL INVESTOR PROTECTION ACT 

        [Showing the text of the bill as ordered reported by the 
                  Committee on Financial Services.] 


1  SECTION 1. SHORT TITLE. 

2      This Act may be cited as the "Retail Investor Protec- 

3  tion Act". 

4  SEC. 2. STAY ON RULES DEFINING CERTAIN FIDUCIARIES. 

5      After the date of enactment of this Act, the Secretary 

6  of Labor shall not prescribe any regulation under the Em-

7  ployee Retirement Income Security Act of 1974 (29 

8  U.S.C. 1001 et seq.) defining the circumstances under 

9  which an individual is considered a fiduciary until the date 

10 that is 60 days after the Securities and Exchange Com- 

11 mission issues a final rule relating to standards of conduct 

12 for brokers and dealers pursuant to the second subsection 

13 (k) of section 15 of the Securities Exchange Act of 1934 

14 (15 U.S.C. 78o(k)). 

15 SEC. 3. AMENDMENTS TO THE SECURITIES EXCHANGE ACT 

16              OF 1934. 

17      The second subsection (k) of section 15 of the Securi-

18 ties Exchange Act of 1934 (15 U.S.C. 78o(k)), as added 

19 by section 913(g)(1) of the Dodd-Frank Wall Street Re-


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September 24, 2013 (4:43 p.m.) 

[TEXT NOT AVAILABLE]


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