[Senate Hearing 118-709]
[From the U.S. Government Publishing Office]






               



                                                        S. Hrg. 118-709
 
THE DEPARTMENT OF DEFENSE'S EFFORTS TO ENSURE SERVICEMEMBERS' ACCESS TO 
                   SAFE, HIGH-QUALITY PHARMACEUTICALS

=======================================================================

                                HEARING

                               before the

                       SUBCOMMITTEE ON PERSONNEL

                                 of the

                      COMMITTEE ON ARMED SERVICES
                          UNITED STATES SENATE

                    ONE HUNDRED EIGHTEENTH CONGRESS

                             SECOND SESSION

                               __________

                             APRIL 30, 2024

                               __________

         Printed for the use of the Committee on Armed Services
         
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                 Available via: http: //www.govinfo.gov
                 
                 
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                      COMMITTEE ON ARMED SERVICES

 JACK REED, Rhode Island, Chairman      ROGER F. WICKER, Mississippi
JEANNE SHAHEEN, New Hampshire           DEB FISCHER, Nebraska
KIRSTEN E. GILLIBRAND, New York         TOM COTTON, Arkansas
RICHARD BLUMENTHAL, Connecticut         MIKE ROUNDS, South Dakota
MAZIE K. HIRONO, Hawaii                 JONI ERNST, Iowa
TIM KAINE, Virginia                     DAN SULLIVAN, Alaska
ANGUS S. KING, Jr., Maine               KEVIN CRAMER, North Dakota
                                        RICK SCOTT, Florida
ELIZABETH WARREN, Massachusetts         TOMMY TUBERVILLE, Alabama
GARY C. PETERS, Michigan                MARKWAYNE MULLIN, Oklahoma
                                        JOE MANCHIN III, West Virginia
TAMMY DUCKWORTH, Illinois               TED BUDD, North Carolina
JACKY ROSEN, Nevada                     ERIC SCHMITT, Missouri

MARK KELLY, Arizona                  
                                     
                                     

                                     
 Elizabeth L. King, Staff Director
  John P. Keast, Minority Staff 
             Director


                       Subcommittee on Personnel

 ELIZABETH WARREN, Massachusetts, RICK SCOTT, Florida
             Chairman            MIKE ROUNDS, South Dakota
RICHARD BLUMENTHAL, Connecticut  DAN SULLIVAN, Alaska
MAZIE K. HIRONO, Hawaii          TED BUDD, North Carolina
TIM KAINE, Virginia
TAMMY DUCKWORTH, Illinois            
                                     
                                     
                                     

                                  (ii)

  


                         C O N T E N T S


                             april 30, 2024

                                                                   Page

The Department of Defense's Efforts to Ensure Servicemembers'         1
  Access to Safe, High-Quality Pharmaceuticals.

                           Members Statements

Statement of Senator Elizabeth Warren............................     1

Statement of Senator Rick Scott..................................     3

                           Witness Statements

Joint statement of:
  Martinez-Lopez, Hon. Lester, Assistant Secretary of Defense for 
  Health
    Affairs, Department of Defense...............................     5
  Smith, David J., M.D., Deputy Assistant Secretary of Defense 
  for Health
    Readiness Policy and Oversight, Department of Defense........     5
  Dertzbaugh, Mark, M.D., Principal Assistant for Research and 
  Technology,
    United States Army Medical Research and Development Command..     5

Beebe, Matthew R., Director of Acquisition (J7), Defense              8
  Logistics Agency.

Barber, Melissa, Ph.D., Postdoctoral Fellow......................    20

Mendez, Bryce H.P. Specialist in Defense Health Care Policy,         53
  Congressional Research Service.

Suarez, Colonel Victor A., USA (Ret.), Founder and Principal         66
  Growth Partner, Blu Zone Bioscience & Supply Chain Solutions, 
  LLC.

Questions for the Record.........................................    86

APPENDIX A

  References of Dr. Dr. Melissa Barber...........................   102

  Supportive articles submitted by Mr. Victor A. Suarez
    White House Plan to Curb Drug Shortages Doesn't Address 
  Generics'
      Quality....................................................   103

    The National Security Rationale for Stockpiling Key 
  Pharmaceutical
      Ingredients................................................   110

    The Pentagon Wants to Root Out Shoddy Drugs..................   121

                                 (iii)


THE DEPARTMENT OF DEFENSE'S EFFORTS TO ENSURE SERVICEMEMBERS' ACCESS TO 
                   SAFE, HIGH-QUALITY PHARMACEUTICALS

                              ----------                              


                        TUESDAY, APRIL 30, 2024

                      United States Senate,
                         Subcommittee on Personnel,
                               Committee on Armed Services,
                                                    Washington, DC.
    The Subcommittee met, pursuant to notice, at 2:30 p.m. in 
room SR-232A, Russell Senate Office Building, Senator Elizabeth 
Warren (Chairman of the Subcommittee) presiding.
    Committee Members present: Warren, Kaine, and Scott.

         OPENING STATEMENT OF SENATOR ELIZABETH WARREN

    Senator Warren. This hearing will come to order.
    We welcome everyone to today's hearing to receive testimony 
on the efforts of the Department of Defense to ensure 
servicemembers' access to prescription drugs that are safe, 
high quality, and effective.
    We owe our servicemembers and their families the best 
possible health care. This is a morale issue, it is a 
recruiting issue, and ultimately, it is a national security 
issue.
    DOD spends about $5 billion every year on pharmaceuticals. 
That is about 2 percent of the entire U.S. commercial 
pharmaceutical market. Now to make these purchases, DOD must 
navigate many of the same challenges as civilian health 
systems.
    For example, according to the FDA, almost half of the drugs 
on DOD's operational medicines list--a list that contains drugs 
necessary for warfighting that are essential for meeting the 
medical needs of servicemembers--about half those drugs are in 
shortage. This includes the blood thinner heparin, a common 
anesthesia drug called midazolam, and morphine for pain 
management. The impact of these drug shortages can be 
devastating. A shortage could mean using a drug with worse side 
effects, or it could mean having to use the second-or third-
line treatment for an illness, rather than the treatment that 
is most effective.
    While there are many factors that can cause shortages from 
spikes in demand to natural disasters to inspection failures--
most drugs in shortage share a common feature: they are 
generics. That means they are no longer protected by patents, 
and they can be made by any manufacturer with approval from the 
FDA. Despite this, most generic drugs have very little 
competition. In fact, 40 percent of the generic drugs sold in 
the United States have just one manufacturer.
    Why? Because the profit margin for some generic drugs is so 
low that American manufacturers just are not interested in 
making them. As a result, more of DOD's generic drug supply is 
coming from foreign manufacturers who can produce the drugs at 
even lower costs.
    DOD's reliance on overseas manufacturers is not limited to 
finished drug products. The ingredients used to make the 
medicines, called active pharmaceutical ingredients, or APIs, 
and the ingredients used to make APIs, known as key starting 
materials, or KSMs, are also increasingly sourced from abroad.
    The COVID-19 pandemic exposed the risks we face by 
importing more and more of our commercial drug supply overall. 
DOD relies on those imported drugs and that gives potential 
adversaries the power to restrict DOD's access, which can 
result in harm to our servicemembers, to their families, and to 
our national security. In addition, the U.S. has less and less 
visibility into and oversight of foreign manufacturers and 
their manufacturing practices, and that is particularly true 
with China.
    These problems have concerned me for a long time, and that 
is why I partnered with Senator Rubio to secure language in the 
fiscal year 2023 NDAA requiring DOD to develop guidance for 
risk management of the Department's pharmaceutical supply 
chain, to report on supply chain vulnerabilities, and to 
establish a working group to develop policies for allocating 
scarce pharmaceutical resources.
    When a drug does not work properly it can have serious 
consequences for servicemembers. Bloomberg reported last year 
that an outside lab tested tacrolimus, an immunosuppressant 
used to treat soldiers who have lost limbs in combat. The 
results revealed that some generic versions of the drug might 
not work. Worse yet, they could cause kidney failure or 
seizures.
    So last summer, in accordance with Senator Rubio's and my 
provision, DOD entered into a cooperative agreement with an 
independent lab to conduct a pilot study to test the quality of 
12 finished drugs in the military drug supply. In November, DOD 
revealed that 27 percent of the drugs on the FDA's Essential 
Medicines List are at, quote, ``Very High Risk'' because they 
are either dependent on Chinese manufacturers using Chinese 
ingredients or were derived from unknown sources.
    So we are holding this hearing today to learn more about 
these challenges and to discuss DOD's capacity to address them.
    I want to thank Ranking Member Scott for his commitment to 
improve the quality of life for our servicemembers and for 
their families, and to our witnesses, I say welcome and thank 
you for appearing today.
    We will have two panels. The first panel consists of 
officials from the Department of Defense who will explain how 
DOD is currently addressing drug shortages and DOD's existing 
capabilities for biomedical research and development. I am 
pleased to have the opportunity to introduce them, which I will 
do in just a minute, but I want to see if Senator Scott has any 
remarks he would like to make first.

                STATEMENT OF SENATOR RICK SCOTT

    Senator Scott. Sure. First I want to thank Chair Warren for 
doing this. I think this is a very important issue. I think any 
of us that would have a health issue, we would want to make 
that our kids and our grandkids, that they had the best 
medicine out there, and it sure does not seem like we are doing 
that.
    For several years I have raised concerns over the 
pharmaceutical supply chain in this country. The COVID pandemic 
exposed the vulnerabilities in our supply chains and the 
dangers of continuing to be reliant on Communist China for 
medicines and other critical products. I do not know if 
anybody, logically, would ever want to be dependent on 
Communist China for anything.
    While the pandemic is over, these problems continue. 
America is far too dependent on Communist China and other 
foreign producers, and our supply chains will be massively 
disrupted when Xi decides to invade Taiwan. I do not think it 
is a question of if. I think it is a question of when.
    If we do not take action to fix this now, the supply chain 
disruption that will occur when Communist China strikes Taiwan 
will be extreme and cause unbearable pain for the United States 
and every American family. No one will be safe from the impact 
of supply chain disruption if we continue down our current 
path. Prices will skyrocket even higher; product shortages will 
be widespread and severe. I mean, I just cannot imagine that we 
are buying essential items like medicines, technology, 
household goods, you name it. Everything is going to be 
affected, and I do not know why we buy anything from Communist 
China.
    But today we want to focus on medicine and the 
pharmaceutical supply chains that our military depends on. I am 
glad we have this opportunity to discuss how pharmaceutical 
safety, quality, and supply chain issues affect our 
warfighters. I think we all agree that America's dependence on 
Communist China and other foreign producers for medicines is a 
significant problem, and it does not appear to being addressed.
    I have been fighting for legislation to get this fixed. My 
American Drugs Act will create a strong incentive for companies 
to invest in domestic pharmaceutical production, address the 
ongoing drug shortages, and work to prevent future ones, and 
shift away from reliance on Communist China. The American Drugs 
Act seeks to fix this problem by leveraging the buying power of 
the Federal Government and requiring Federal health programs to 
purchase American-manufactured generic drugs if there are two 
or more manufacturers of a generic drug. I think this bill is 
needed, given the issues we face today, and as the Chair said, 
it is not a little bit of money that our defense industry is 
buying. It is billions of dollars every year.
    The Department of Defense recently conducted a 
pharmaceutical supply chain study, as required by 860 of the 
fiscal year 2020 National Defense Authorization Act, and I want 
to thank Chair Warren for leading that effort. This study 
revealed the Department has a high dependence on foreign 
material and foreign trade agreements to maintain current 
pharmaceutical capabilities. I do not know anybody in their 
right mind who trusts anything made in China. The report shows 
that 54 percent of the pharmaceutical ingredients that 
encompassed the products on the FDA's Essential Medicines List, 
being the critical pharmaceuticals that the Department should 
have access to, are from sources that are at a high risk of 
disruption. Who would do that? Only a quarter of the drugs on 
the list have domestic manufacturers.
    As I mentioned earlier, during COVID we learned the hard 
way that relying on non-allied countries for our medical supply 
chain poses a real danger. For that reason it is imperative 
that we work to ensure DOD's supply chains are independent from 
non-allied nations for necessary pharmaceutical treatments. In 
the future these supply chains could easily cease to exist, and 
I assume they will when China invades Taiwan.
    I am also working on legislation that would have the DOD 
work with manufacturers to buildup our domestic pharmaceutical 
manufacturing base. If we have a drug shortage of antibiotics, 
where about 90 percent of the key inputs to make those drugs 
come from China, it becomes a readiness issue because our 
strength comes from a ready and health warfighter.
    About 90 percent of the drugs dispensed at the pharmacy are 
generic drugs, but a country like China-controlled generic drug 
manufacturing makes us more dependent as we ramp up for 
possible conflict.
    Today I look forward to hearing from both the Defense 
Logistics Agency and the Department of Defense Health Agency to 
discuss the findings of the Department's pharmaceutical supply 
chain study and their ongoing work to study and secure these 
supply chains.
    In addition to focusing on pharmaceutical supply chains' 
security we must address the specific medical countermeasure 
needs of the warfighter. The Walter Reed Army Institute of 
Research has a Pilot Bioproduction Facility that can aid the 
transition phase from research and development to early stage 
clinical trials for warfighter-specific vaccines and biologics. 
While this effort is small in scale, it is important that we 
discuss the success that General Bailey and his team have found 
in keeping our warfighter healthy and combat ready.
    History shows us that infectious diseases have a high 
morbidity rate in theaters of war. As we look toward the pacing 
threat in the Pacific I would like to understand the medical 
challenges that our troops will face, what innovative tools and 
improve medical countermeasures in advance of a contingency.
    Last, we will discuss the ongoing pilot program on quality 
and safety of pharmaceuticals. The Department of Defense 
Uniformed Services University of the Health Sciences is leading 
a pilot program to assess pharmaceutical product quality in the 
military health system pharmaceutical supply chain. While this 
pilot program is in the early stages, we utilize the military 
health system as a representative example to conduct a thorough 
review of the pharmaceutical supply chain to include a risk 
assessment analysis of our domestic manufacturing capacity and 
analytical testing of drug products from various suppliers.
    I am deeply concerned by our lack of resiliency and 
transparency in this area. I look forward to hearing the 
results of this study over the coming years. I want to thank 
all of you for being here, and I simply do not understand how 
we ever got ourselves dependent on China and why we are not 
doing more to get it done.
    Senator Warren. Thank you very much. Thank you, Senator 
Scott.
    As I said, our first panel is going to be about drug 
shortages and R&D for the Department of Defense. From my left 
to my right we have Dr. Mark Dertzbaugh, Principal Assistant 
for Research and Technology for the U.S. Army Medical Research 
and Development Command; we have with us Dr. Martinez-Lopez--it 
is good to see you--Hon. Dr. Lester Martinez-Lopez, Assistant 
Secretary of Defense for Health Affairs at the Department of 
Defense--welcome; Dr. David Smith, Deputy Assistant Secretary 
of Defense for Health Readiness, Policy and Oversight at the 
Department of Defense; and Mr. Matthew R. Beebe, who is 
Legislative Affairs Director at the Defense Logistics Agency.
    I understand, Dr. Lester Martinez-Lopez, that you are going 
to give a joint statement to get us started?
    Dr. Martinez-Lopez and Mr. Beebe, as well.
    Senator Warren. All right, and then Mr. Beebe will speak. 
Thank you. You are recognized, Dr. Lester Martinez-Lopez.

   JOINT STATEMENT OF HON. LESTER MARTINEZ-LOPEZ, ASSISTANT 
SECRETARY OF DEFENSE FOR HEALTH AFFAIRS, DEPARTMENT OF DEFENSE; 
DAVID J. SMITH, M.D., DEPUTY ASSISTANT SECRETARY OF DEFENSE FOR 
 HEALTH READINESS POLICY AND OVERSIGHT, DEPARTMENT OF DEFENSE; 
AND MARK DERTZBAUGH, M.D., PRINCIPAL ASSISTANT FOR RESEARCH AND 
TECHNOLOGY, UNITED STATES ARMY MEDICAL RESEARCH AND DEVELOPMENT 
                            COMMAND

    Dr. Martinez-Lopez. Chairwoman Warren, Ranking Member 
Scott, and distinguished Members of the Senate Armed Services 
Committee, I am pleased to represent the Office of the 
Secretary of Defense to discuss the Department of Defense's 
commitment to ensure access to safe and effective 
pharmaceutical products we procure and use in the Military 
Health System.
    In this testimony we will inform the Committee about the 
Department's initiative to maintain a secure pharmaceutical 
supply chain, assuring our MHS beneficiaries receive the 
highest quality pharmaceutical products available.
    Over the past few decades, production of most American 
generic drugs, and particularly the ingredients needed to make 
them, has moved overseas. With this movement, national security 
supply chain concerns arise. Similar to civilian health care 
groups and other parts of the U.S. Government, the Department's 
core areas of concern are unstable sourcing of pharmaceutical 
and/or active pharmaceutical ingredients and the availability 
of domestic manufacturing for contingency scenarios.
    Consistent with the National Biodefense Strategy, Section 
3.5, ``Guidance on Agile Therapeutic Development and 
production,'' and Executive Order 14017, ``America's Supply 
Chains,'' the Department is taking a range of actions to 
address these vulnerabilities. Specifically reference to the 
MHS policy efforts, the Department's pharmacy and medical 
logistics teams established a Pharmacy Supply Chain Risk 
Management Working Group. This group leverage existing and new 
assessments of all aspects of the supply chain, with focal 
areas on the critical pharmaceuticals for beneficiary care that 
are on the Joint Deployment Formulary. We have begun the 
development of policies and procedures based on this effort to 
enable allocation of resources in the case of supply chain 
disruption.
    Another effort to generate insights, led by the Uniformed 
Services University of the Health Sciences, we are evaluating 
aspects of the MHS pharmaceutical supply chain, to include 
domestic manufacturing capability, documentation of the supply 
chain, and supply chain security and resilience. Our objective, 
through our research initiative, is to generate meaningful and 
actionable information on drug and active pharmaceutical 
ingredient supply chain resiliency. Using the MHS as a 
representative example, this study will conduct a thorough 
environmental scan of the pharmaceutical supply landscape, 
including a risk assessment, analysis of the domestic 
manufacturing capacity, and examination of the pharmaceutical 
supply chain, analytical testing of drug products from various 
suppliers, and study of proposed scoring systems and the 
associated policy considerations. Through this study the MHS 
will gain insights into which manufacturers, and associated 
supply chains meet reliability essential to the Department's 
Joint Deployment Formulary.
    In addition to the USU-led work, the Defense Health Agency 
Research and Development focuses on developing novel solutions 
at Walter Reed Institute of Research. At WRAIR, structural and 
computational biologists harness the latest generation in 
electron microscopy, the next generation in sequencing, 
monoclonal antibody generation, machine learning technologies 
and novel adjuvants in design of the next-generation vaccine 
candies, which are then tested in preclinical models.
    Through a range of efforts evaluating the supply chain 
vulnerability and resiliency we hope to drive more effective 
care while preparing for any potential shortfalls in supply 
chain.
    In conclusion, I would like to sincerely thank you for your 
continued support of military medicine and for inviting me here 
to discuss the important issues surrounding the health of our 
warfighters and our DOD beneficiaries. I look forward to your 
questions.
    [The prepared statement of Dr. Martinez-Lopez follows:]

Prepared Statement by Dr. Lester Martinez-Lopez, Assistant Secretary of 
                        Defense (Health Affairs)
    Chairwoman Warren, Ranking Member Scott, distinguished Members of 
the Senate Armed Services Committee, I am pleased to represent the 
Office of the Secretary of Defense to discuss the Department of 
Defense's (DOD's) commitment to ensure access to safe and effective 
pharmaceutical products we procure and use in the Military Health 
System (MHS). We are honored to represent the dedicated military and 
civilian medical professionals in the MHS, providing direct support to 
our combatant commanders and delivering or arranging health care for 
our 9.6 million beneficiaries.
    The Department's primary mission is to defend the Nation. As 
codified in DOD policy on supply chain management,\1\ we focus on 
identifying, monitoring, and assessing the security risks and potential 
disruptions within and outside of the DOD supply chain to mitigate the 
risk to supply chain operations that may impact availability or quality 
of material solutions. As it relates to the pharmaceutical supply 
chain, fulfilling this mission means our MHS beneficiaries, including 
our warfighters, have ready access to quality pharmaceutical products 
to ensure their best health outcomes and to optimize the health 
readiness of the Force. Considering pharmaceutical supply chain 
vulnerabilities, and in line with our mission of maintaining a ready 
medical force, we have a responsibility to identify and evaluate these 
emerging threats and develop data informed solutions to mitigate them.
---------------------------------------------------------------------------
    \1\ DODI 4140.01, March 6, 2019 (whs.mil)
---------------------------------------------------------------------------
    In this testimony, we will inform the Committee about the 
Department's initiatives to maintain a secure pharmaceutical supply 
chain assuring our MHS beneficiaries receive the highest quality 
pharmaceutical products available. We will specifically focus on 
opportunities to enhance security of the supply chain, generate 
information necessary for contingency planning and response, and the 
potential for financial savings to the MHS.
    Over the past few decades, production of most of America's generic 
drugs and particularly, the ingredients needed to make them, has moved 
overseas. With this movement, National Security supply chain concerns 
arise. Similar to civilian healthcare groups and other parts of the 
U.S. Government, the Department's core areas of concern are unstable 
sourcing of pharmaceuticals or active pharmaceutical ingredients and 
availability of domestic manufacturing for contingency scenarios.
    Consistent with the National Biodefense Strategy section 3.5, 
``Guidance on Agile Therapeutic Development and Production,'' and 
Executive Order 14017, ``America's Supply Chains,'' the Department is 
taking a range of actions to address vulnerabilities. Specifically to 
the MHS efforts, my office has several efforts. The Department's 
pharmacy and medical logistics teams established a Pharmacy Supply 
Chain Risk Management Working Group. This group leverages existing and 
new assessments of all aspects of the supply chain, with focal areas on 
the critical pharmaceuticals for beneficiary care that are on the on 
the Joint Deployment Formulary. We have begun the development policies 
and procedures based on this effort to enable allocation of resources 
in the case of supply chain disruption.
    Another effort to generate insights, led by the Uniformed Services 
University of the Health Sciences (USU), is evaluating six aspects of 
the MHS pharmaceutical supply chain, to include: domestic manufacturing 
capability, documentation of the supply chain, and supply chain 
security and resilience. Our objective, through our research 
initiative, is to generate meaningful and actionable information on 
drug and active pharmaceutical ingredient (API) supply chain 
resiliency. Using the MHS as a representative example, this study will 
conduct a thorough environmental scan of the pharmaceutical supply 
landscape, including a risk assessment, analysis of the domestic 
manufacturing capacity, and examination of the pharmaceutical supply 
chain, analytical testing of drug products from various suppliers, and 
study of scoring systems and the associated policy considerations. This 
pilot study will generate data pertaining to essential drugs for 
military operations. Through this study the MHS will gain insights into 
which manufacturers, and associated supply chains meet reliability 
essential to the Department's Joint Deployment Formulary. By creating 
more transparent information concerning supply chains that are able to 
consistently deliver quality medications, this study may enable 
manufacturers to be able to better compete and allow major purchasers 
of drugs, like the DOD, to direct our purchasing to best value 
manufacturers.
    USU has begun work on the first part of the study, ``A Comparison 
of Essential Medicines Lists from Three Agencies,'' that will compare 
the publicly available essential medicines lists of the DOD, the FDA, 
and the World Health Organization. Future studies will include 
evaluation and risk assessment of the DOD drug supply chain, an 
analysis of domestic drug manufacturing capability, and study of a 
proposed scoring tools for drug quality.
    In addition to the USU led work evaluating existing products, the 
Defense Health Agency Research and Development (DHA R&D) focuses on 
developing novel solutions. DHA R&D has a long history of researching 
and developing new medical technologies in support of readiness and 
health care for servicemembers from accession, through training, 
deployment, and medical treatment on the battlefield. This research and 
development also led to new technologies and vaccines that have saved 
countless lives across the world. The committee has asked for more 
information on the capabilities at the DHA's Walter Reed Army Institute 
of Research (WRAIR).
    WRAIR is one of our premier laboratories at the center of 
researching and developing such new technologies and vaccines.
    The WRAIR conducts vaccine research in partnership with industry, 
other US government partners academic, and international research 
partners. At WRAIR, structural and computational biologists harness the 
latest generation in electron microscopy, the next generation in 
sequencing, monoclonal antibody generation, machine learning 
technologies and novel adjuvants to design innovative next-generation 
vaccine candidates, which are then tested in preclinical models.
    WRAIR's Pilot Bioproduction Facility, or PBF, manufactures test 
batches of vaccines of military relevance for use in human clinical 
phase 1 and early phase 2 trials. Vaccine candidates manufactured at 
the PBF can then transition to the WRAIR Clinical Trials Center, and 
subsequent expanded field testing. Through WRAIR's forward deployed 
directorates centered in Thailand, Kenya, and the Republic of Georgia, 
WRAIR maintains enduring relationships with clinical research centers 
in over 10 countries around the globe. WRAIR has led pivotal trials for 
dengue, malaria, chikungunya, Lassa, Ebola, and HIV vaccine products. 
Additionally, WRAIR has developed intellectual property behind two 
Shigella vaccine candidates currently in phase 2 clinical trials.
    Through a range of efforts evaluating the supply chain 
vulnerability and resiliency we hope to drive more effective care while 
preparing for any potential shortfalls in supply chain. In parallel, we 
seek to contribute along with our USG, academic, and industry partners 
to develop novel solutions to future health threats from capability to 
delivery.
    In conclusion, I would like to sincerely thank you for your 
continued support of military medicine and for inviting me to be here 
with you today to discuss the important issues surrounding the health 
of our warfighters and our DOD beneficiaries. I look forward to your 
questions.

    Senator Warren. Thank you, Mr. Secretary. Mr. Beebe?

 STATEMENT OF MATTHEW R. BEEBE, DIRECTOR OF ACQUISITION (J7), 
                    DEFENSE LOGISTICS AGENCY

    Mr. Beebe. Good afternoon, Madam Chair, Ranking Member 
Scott, and distinguished Members of the Senate Armed Services 
Personnel Subcommittee. Thank you for the opportunity to 
testify today. My name is Matt Beebe. I am the Senior 
Procurement Executive for the Defense Logistics Agency, or DLA, 
a Department of Defense combat support agency. I am grateful to 
have the chance to speak to you today about some of the work 
DLA is doing to improve visibility and transparency within the 
DOD pharmaceutical supply chain and ensure that our military 
servicemembers have access to safe, high quality 
pharmaceuticals.
    DLA's mission is to deliver readiness and lethality to the 
warfighter always, and support or nation through quality, 
proactive, global logistics. In support of that mission, DLA 
manages the full spectrum of pharmaceuticals for the military 
and their dependents all over the world, to include supply to 
military hospitals.
    Although our military customers set pharmaceutical 
requirements based upon the needs of today's warfighters, it is 
DLA who purchases those products and manages critical end-to-
end supply chain logistics to ensure that military 
servicemembers get the pharmaceuticals they need, when they 
need them. We accomplish this by leveraging commercial 
capabilities and contracting with commercial distribution 
companies who use their global networks of sources to deliver 
FDA-approved medicines to servicemembers at military treatment 
centers or wherever they are located throughout the world.
    In line with our logistics mission and to better serve our 
customers and the warfighter, DLA is always seeking to improve 
our ability to identify, manage, and mitigate logistical and 
supply chain risks, including those impacting pharmaceutical 
supply chains.
    One area of focus in this issue is foreign dependency of 
pharmaceuticals. A 2021 report by the DOD inspector general 
identified that due to the dependency of the U.S. commercial 
pharmaceutical market on ingredients from foreign suppliers, a 
disruption of the supply chain of those ingredients to domestic 
manufacturers had the potential to cause drug shortages, which 
could ultimately compromise the standards of care for military 
servicemembers.
    Similarly, in November 2023, DOD submitted a report in 
response to Section 860 of the National Defense Authorization 
Act for fiscal year 2023, regarding risks in DOD pharmaceutical 
supply chains. In that report, DOD identified the defense 
supply chain for pharmaceuticals is highly dependent upon 
foreign or unknown sources, in large part due to the global 
nature of the pharmaceutical supply chain for both finished 
products and active pharmaceutical ingredients, or APIs.
    DOD identified several pervasive information gaps that 
hinder its ability to obtain visibility and transparency in 
these supply chains, particularly the lack of readily available 
and authoritative data on the sources of finished generic 
drugs, their APIs, and other key ingredients. Having this 
information would significantly improve our ability to 
illuminate the complex pharmaceutical supply chain and help DOD 
ensure that our military servicemembers continue to have access 
to safe, high-quality pharmaceuticals.
    As the provider of critical pharmaceutical products to our 
Nation's warfighters, we are steadfastly committed to working 
with the Department, other Federal agencies, and Congress to 
strengthen our collective ability to identify, mitigate, and 
prevent risks in the pharmaceutical supply chain.
    DOD and the Department sincerely appreciate your interest 
in these issues. I look forward to addressing your questions.
    [The prepared statement of Mr. Beebe follows:]

                 Prepared Statement by Matthew R. Beebe
    Thank you for the opportunity to testify before the Senate Armed 
Services Personnel Subcommittee. As the Senior Procurement Executive 
for the Defense Logistics Agency (DLA), I am here to discuss the report 
submitted by the Department of Defense in November 2023 pursuant to 
Section 860 National Defense Authorization Act (NDAA) for fiscal year 
2023 regarding risks in DOD pharmaceutical supply chains.
    DLA is a combat support agency. We manage end-to-end, global supply 
chain logistics in support of the services and Combatant Commands. 
DLA's mission is to deliver readiness and lethality to the Warfighter 
Always and support our Nation though quality, proactive global 
logistics. As part of that mission, DLA procures and manages the full 
spectrum of pharmaceuticals for the military and their dependents all 
over the world, to include supply to military hospitals. DLA is DOD's 
largest purchaser of these products, acquiring $5.3 billion of 
pharmaceutical products in Fiscal Year 2023. In addition, DLA comprises 
approximately 23 percent of the total Federal demand. Other major 
Federal Government purchasers include the U.S. Departments of Veterans 
Affairs and Health and Human Services, for a total of $22.9 billion in 
fiscal year 2023 for the entire Federal Government. Although the total 
Federal Government spend is considerable, it represents a very small 
percentage of global demand.
    DLA's pharmaceutical purchases are driven by the needs of its 
defense customers, primarily the Defense Health Agency (DHA). DLA 
executes its defense supply mission through the pharmaceutical prime 
vendor program, which leverages commercial capabilities and 
efficiencies to meet DOD needs. DLA contracts with commercial 
manufacturers and distributors to satisfy customer requirements for 
pharmaceutical products through integration with commercial supply 
chains.
    The Food and Drug Administration (FDA) within the U.S. Department 
of Health and Human Services (HHS) regulates the U.S. commercial 
medical products, including pharmaceuticals. DOD leverages commercial 
pharmaceutical supply chain capabilities. DOD is supported by the 
commercial medical industrial base and provides medical treatment and 
care for the U.S. Military. Within DOD, DHA manages the personnel, 
facilities, treatment protocols, and requirements of the military 
healthcare system. In turn, DLA supports DHA and other defense 
customers by procuring the pharmaceutical supplies and services needed 
by the Department, based upon the requirements and specifications 
defined by its customers.
    The issue of foreign dependency in pharmaceuticals has been a 
recognized risk for some years. A 2021 DOD Inspector General report, 
``Evaluation of the Department of Defense's Mitigation of Foreign 
Suppliers in the Pharmaceutical Supply Chain,'' found that ``[a] 
disruption of the supply of foreign-made APIs to domestic manufacturers 
could cause a drug shortage that affects every level of the U.S. health 
care system. Since the DOD is a consumer of the U.S. commercial 
pharmaceutical market, which is dependent on ingredients from foreign 
suppliers, these potential drug shortages could ultimately compromise 
the standard of care for military servicemembers and DOD beneficiaries. 
Implementing measures to mitigate the risks of a pharmaceutical supply 
disruption would provide a defensive capability and mitigate public 
health and national security risks.''
    In recognition of these risks, DLA began developing the 
Pharmaceutical Provenance Solution (PPS) in 2021, a cloud-based 
software solution that uses various data bases, including the publicly 
available, Food and Drug Administration Drug Shortage Data base, to 
help provide visibility and analytics of the country of origin and 
sources of supply of finished drugs, active pharmaceutical ingredients 
(APIs), and excipients. PPS provides insight into a variety of factors 
related to pharmaceutical supply chain risks.
    The Section 860 report primarily focused on foreign dependence on 
active pharmaceutical ingredients (API), which is one of a variety of 
potential risks and vulnerabilities within pharmaceutical supply 
chains. As referenced in the report, DOD is in process of developing 
the Supply Chain Risk Management (SCRM) Framework and Taxonomy with 
implementation guidance, as well as the SCRM governance process. The 
Department utilized the PPS when creating the Section 860 report to 
help identify sources of supply risks. The report findings are based 
upon the results of an initial DOD pharmaceutical supply chain analysis 
examining 1,744 drug families, which equates to 12,917 specific drugs, 
identified by national drug codes, or about 10 percent of the total 
drugs available in the U.S. marketplace.
    As referenced in the report, based upon this initial supply chain 
analysis, DOD identified a high dependence on foreign material and 
trade agreements to maintain current pharmaceutical capabilities. 
Although 28 percent of the APIs are sourced from North America and are 
considered at least moderately secure, 5 percent are sourced from 
China, and 22 percent are unknown. In total, DOD identified that 54 
percent of the DOD pharmaceutical supply chain is considered either 
high or very high risk, with dependency on non-Trade Agreements Act 
(TAA) compliant suppliers, as defined in the Section 860 report, 
sourcing from China and India, or unknown.
    In addition to identifying the degree of overall foreign dependency 
for DOD procured products, the section 860 report identifies the 
following mitigations and recommendations in consideration of 
mitigating risk on foreign dependance:

      Work with the Military Services and other DOD Components 
regarding transition to TAA-compliant viable therapeutic API 
alternatives.

      Pursue efforts to validate sources of supplies/production 
capacity from industry.

      Enhance PPS capabilities.

      Engage suppliers of pharmaceuticals with Unknown country 
of origin to determine source of API and update in PPS data base.

      Work with relevant Federal stakeholders to support 
domestic production of finished generic drugs, APIs, and key 
ingredients.

      Focus on utilization of secure ingredient sources 
following DLA's sourcing hierarchy.

      Partner with the FDA and other Federal stakeholders to 
facilitate provision of the necessary business intelligence to 
determine the source for the finished drug, API and key ingredients 
acquired by the Federal Government.

    The information provided by PPS has enhanced DLA's ability to share 
information with customers and other stakeholders to develop risk 
mitigations and actions to address potential shortages and issues of 
availability. Additionally, DOD participates in the HHS Joint Supply 
Chain Resilience Working Group. The formal Working Group operates under 
the authority of the Critical Infrastructure Partnership Advisory 
Council and facilitates engagements between government representatives 
at the Federal, State, local, tribal, and territorial levels and 
representatives from critical infrastructure owners and operators to 
conduct deliberations and form consensus positions to assist the 
Federal Government in developing resiliency.
    Going forward, DOD anticipates that insight into pharmaceutical 
supply chain risks will improve as additional information is gathered 
and risk assessment capabilities are further refined; however, 
pervasive information gaps remain. The Department identified the lack 
of authoritative data on the sources of finished generic drugs, their 
APIs, and other key ingredients as a critical DOD information gap. In 
the report, DOD recommended that manufacturers of pharmaceuticals sold 
in the U.S. provide definitive information on the production location 
of all their finished drugs and the source of all APIs and key 
ingredients, and the percentages of APIs and key ingredients coming 
from each source, for each lot produced. The current lack of 
manufacturer production and sourcing data for generic drugs hinders 
DOD's ability to obtain visibility and transparency within the supply 
chain. That in turn makes it more difficult for DOD to identify areas 
of risk. Obtaining this information and having it available to Federal 
stakeholders responsible for assessing and mitigating vulnerabilities 
to our Nation's pharmaceutical supply chain would increase our 
collective readiness and facilitate development of solutions to address 
foreign dependencies.
    I want to thank you for your interest in this important topic and 
the important work the DLA is doing to bring greater visibility and 
transparency to the DOD pharmaceutical supply chain. As the provider of 
critical pharmaceutical products to our Nation's warfighters, we are 
steadfastly committed to working with the Department, other Federal 
Departments and agencies, and Congress to strengthen our collective 
ability to identify, mitigate and prevent risks in the pharmaceutical 
supply chain.

    Senator Warren. Thank you, Mr. Beebe.
    I am going to start with the first round of questions. The 
Defense Health Agency provides care for about 9 million people 
in the military health system, and that includes by dispensing 
prescription drugs to servicemembers and to their families.
    Earlier this month, the American Society of Health System 
Pharmacists announced that there were a record 323 active drug 
shortages during the first quarter of 2024. That is an all-time 
high in the United States.
    Dr. Martinez, you are in charge of ensuring the health and 
safety of our servicemembers. When DHA cannot get a critical 
drug because it is in shortage, can you just explain to 
everyone what options you have to ensure that servicemembers 
and their families are receiving the care they need?
    Dr. Martinez-Lopez. Chairwoman, thank you for the question. 
You know, the health of our beneficiaries is of most importance 
to all of us, and when you face the issue of not having the 
drug, the right drug for that patient then your choices are to 
go and look at alternate drugs that may not be exactly the same 
one for that condition or for that patient. It may have a 
different side effect profile.
    So let me give you an example. Amoxicillin may be a drug. 
It is an antibiotic, made overseas, and used everywhere for 
basic infections. But let's say I do not have it. Now I have to 
take other antibiotic, and at the same time I am trying to 
combat resistance of antibiotic. I am using an antibiotic that 
is not indicated for that condition. So there I lose twice, 
once because I am not giving the right antibiotic to my 
patients but on top of that I am losing ground on my fight 
against antibiotic resistance.
    In other events, like in an epinephrine injection, that can 
be life or death. We do not have hours to decide what the 
alternate is. So that may translate into a life, right on the 
spot.
    So this creates a conundrum for all health care 
professionals, and it is not just us. It is across the Nation 
we are facing this.
    Senator Warren. Okay. So worse health outcomes for the 
patient and worse health outcomes for the system overall, is 
what I am hearing you say.
    According to the FDA, one of the leading factors 
contributing to drug shortages is quality issues. For example, 
an FDA inspection of a manufacturing plant in India revealed a, 
quote, ``cascade of failure'' at the plant's quality control 
unit. Investigators found problems with systems to prevent 
microbial contamination, to keep processing areas sterile, and 
to protect critical production documents, including they found 
a trash bag full of records that had been torn and doused in 
acid. The plant temporarily closed, resulting in widespread 
shortages of common chemotherapy drugs across the United 
States, affecting both civilian and servicemembers.
    As more of our drug supply chain moves overseas, these 
kinds of quality concerns are going to become even more common. 
So last summer, DOD launched a pilot with an independent lab to 
test drug products for safety and effectiveness. For example, 
it will test whether the drug contains any contaminants, 
whether it contains the correct dosage, and whether it has the 
expected potency.
    The pilot study is going to look at 12 drugs on DOD 
Operational Medicines List, which includes drugs that are 
necessary for warfighting, and its Predeployment Medicines 
List, which includes drugs that help servicemembers control 
chronic conditions to meet standards for deployment. Together 
the pilot will test medicines needed to stabilize wounds, 
alleviate pain, and treat infections.
    Dr. Smith, can you share why DOD thought it was necessary 
to conduct this pilot study?
    Dr. Smith. Thank you for the question, Senator Warren. As 
we have noted, we are most concerned about ensuring the access 
to safe and effective drugs, and as you noted we are doing a 
number of studies. The 860 study that we have referred to and 
then also the study for the Uniformed Services University, that 
is evaluating, in particular, a quality scoring tool by 
DeBastiani, that was published in the Journal of the American 
Pharmacy Association just last year as an additional factor for 
us to consider as we purchase medications on the market, and 
you pointed out the various FDA recalls and the issues that 
have been coming up.
    Additionally, we have heard that within the generics, where 
there are multiple manufacturers using the same API, that there 
may be a variance in those generics. So we thought with all of 
those factors it would be useful to conduct this pilot study 
that you referred to, that ultimately will look at 42 drugs 
from our Joint Deployment Formulary, to see if we can 
differentiate between the generics and make us actually a 
better buyer and actually reward manufacturers that produce the 
product that is spot on. Over.
    Senator Warren. Good. So you are talking about a study that 
you are doing because you hear a lot of problems out there, and 
also this may help you figure out how to respond to those going 
forward. Is that a fair summary?
    Dr. Smith. I think that is fair.
    Senator Warren. Good. Good. So when DOD is making decisions 
about purchasing drugs, price is often the most important 
consideration, but it should not be the only consideration. 
Whether a drug is made by a reliable manufacturer or whether 
its active ingredients are made, and where they are made should 
also inform purchasing decisions.
    The Defense Logistics Agency is responsible for procuring 
pharmaceuticals on behalf of the Military Health System, but 
DHA can put requirements on the purchases. Dr. Martinez, if DOD 
identifies significant risks to the safety of its drug supply 
chain will DHA add requirements on drug quality to ensure that 
we are buying effective, safe, the best drugs for our 
servicemembers?
    Dr. Martinez-Lopez. Senator, based on the information the 
pilots give us, I think we will be in a position to, if that is 
indicated, to make it so.
    Senator Warren. Okay. So you can put that into your 
requirements, and you are telling me that if you are concerned 
about quality you will put it into your requirements.
    Dr. Martinez-Lopez. Yes.
    Senator Warren. For the drug. Good. That is what I want to 
hear. You know, I am glad that DOD has taken steps to evaluate 
drug quality, and the Department should be prepared to use this 
information to improve quality and accessibility of the 
prescription drugs that our servicemembers need. Thank you.
    Senator Scott?
    Senator Scott. Thank you. Mr. Beebe, how many different 
drugs do you buy in a year? How many different ones?
    Mr. Mr. Beebe. Well, our catalog probably is in the tens of 
thousands of items. Of course, that is not all different drugs. 
In some cases it is dosage differences, application 
differences.
    Senator Scott. Okay. Tens of thousands. All right. Do you 
personally believe that we should not buy things from Communist 
China?
    Mr. Mr. Beebe. I agree basically, or in reality we follow 
existing regulation on how and where to buy materials, whether 
it be pharmaceuticals or other items.
    Senator Scott. Sure. But do you believe that we should not 
buy from Communist China?
    Mr. Mr. Beebe. I agree, sir.
    Senator Scott. Okay. So in the last 12 months, how many 
drugs have we stopped buying from Communist China?
    Mr. Mr. Beebe. When we buy pharmaceuticals we buy with a 
preference toward domestic or safe, assured sources, although 
in many cases we do not know where the sources are. Normally we 
buy from domestic or our trading partners, but we do not always 
have visibility of where the ingredients of those 
pharmaceuticals come from, which is why it was so important for 
us initiate the study and identify where we believe the sources 
of the ingredients are.
    Senator Scott. But today you could just say, ``I am not 
going to buy anything that has an ingredient that comes from 
Communist China. You could say, ``I am not going to buy 
anything that has an ingredient from Communist China. I am not 
going to buy anything that is packaged in Communist China. I am 
not going to buy anything that is in any way in the supply 
chain impacted in Communist China.'' You could do that today, 
right?
    Mr. Mr. Beebe. Actually, I do not believe the regulation 
actually supports that, in that very often the final product is 
manufactured domestically or from an ally, and if it is 
substantially transformed in those countries it is in 
accordance with trade agreements in the Buy American Act.
    Senator Scott. So what is the limitation? Why can you not 
make that decision today?
    Mr. Mr. Beebe. Because often the final product is 
manufactured either domestically or with an ally----
    Senator Scott. But you could set that as a standard and 
then it is a requirement--you could set the standard that 
whatever you buy can have nothing, anywhere in the supply 
chain, comes from Communist China. You could decide that today.
    Mr. Mr. Beebe. If that standard exists, yes, but that is 
not for DLA to decide. We have to follow existing regulations 
and policy and----
    Senator Scott. Who set regulations that said you could 
not--the Secretary of Defense testified the other day that we 
should not buy anything from Communist China. So what 
regulation would it be?
    Mr. Mr. Beebe. That would establish that?
    Senator Scott. Yes. What regulation would stop you from 
being able to do it today?
    Mr. Mr. Beebe. I cannot say what that regulation would be, 
but I certainly support being part of the discussion with the 
Department of Defense.
    Senator Scott. Why don't you just do it. Just do it and see 
what happens. Why don't you just say tomorrow, you just do it. 
Like I am a business guy. I negotiated contracts with people. I 
ran the largest hospital company in the country. I was the 
biggest buyer of pretty much everything in health care on the 
provider side, and once I signed a contract I said our 
hospitals could not buy anything that day. They said, like 
that, and we are not going to buy those gloves, that drug, that 
device. Why don't you just do it?
    Mr. Mr. Beebe. We do not buy end products from China unless 
it is the only source available and we can justify the waiver.
    Senator Scott. So you believe that if there is a product 
that there is a supplier in the United States today, you do not 
buy anything made in China if there is supplier of that product 
today?
    Mr. Mr. Beebe. If the end product is available 
domestically, that is where we will buy it, yes.
    Senator Scott. Do all of you believe that? So if come back 
and tell you that there are suppliers here that compete with 
China, that cannot get contracts with you, you will be shocked.
    Mr. Mr. Beebe. If we are talking about the end product, 
yes.
    Senator Scott. What is the difference?
    Mr. Mr. Beebe. Well, much of what we are talking about is 
the active pharmaceutical ingredients that originate from China 
that get molded into a final product. When we buy the final 
product we are buying it from the United States or a domestic 
trading partner, and we cannot, until recently, see whether or 
not there were some ingredients from China or other country of 
concern. It was not visible, and we are working to make it 
visible.
    Senator Scott. But why don't you just say, starting today 
you will not contract, just put it out there, you are not going 
to contract with anybody if anything--not just the active 
ingredients--there is no part of the process where Communist 
China is involved in it. There is none. Or Russia, Iran, but 
primarily Communist China. Why don't you just do it right now?
    Mr. Mr. Beebe. If we made that absolute then we would be 
creating a sufficient amount of non-availability for our health 
professionals.
    Senator Scott. But if you do not do it today, when are you 
going to do it? I mean, if you do not start today, I mean, when 
are you going to do it? If you do 10,000, why don't you start 
off with 1,000 and see how bad it is? I mean, I am just a 
business guy, and I did not buy from my competition. This is 
not competition. These people are trying to kill us. Oh, they 
are killing us. I mean, Chinese precursors are killing 70,000 
people with fentanyl a year. So why don't you just do it?
    What I am trying to understand is, I think all of you agree 
Communist China wants to destroy our way of life. I think we 
all would, right? Does anybody disagree?
    [No response.]
    Senator Scott. Nobody disagrees. So let's do it today. What 
I do not understand is why don't we do it today? I just do not 
get it. Can somebody explain to me why we do not?
    Dr. Smith. Sir, there are some of the APIs that only 
originate from China, that are critical to medications that we 
use on a daily basis, and so that would be one of the 
impediments that needs to be resolved to be able to go that 
direction, sir.
    Senator Scott. So, Dr. Smith, how many is that?
    Dr. Smith. I am aware on the Joint Deployment Formulary, 
and this is specifically China, and as Mr. Beebe pointed out we 
have an issue with provenance on a fair percentage of our Joint 
Deployment, but I am aware, I believe--and I can take it for 
the record--27 drugs that the APIs are specifically only 
sourced from China.
    Senator Scott. Have we put out a bid for Americans to say, 
will somebody do it, on those, those 27?
    Dr. Smith. As part of our work on 860, it is part of what 
we are going through to confirm and work solutions to this 
issue. But we are well aware that there is a substantial amount 
of the APIs, the active pharmaceutical ingredients, that are 
coming from Mainland China. Over.
    Senator Scott. So that is not 27 out of 10,000, right?
    Dr. Smith. I should probably take it for the record, sir, 
and we can give you the information. But I think it is 27 out 
of 920, or so.
    Senator Scott. Okay. I am sorry.
    Senator Warren. No, no. That is fine.
    Senator Scott. I just want to understand why we do not do 
it today. I mean, in business we would just say, guys, we had a 
nice meeting. We found out that these people are trying to 
destroy it, and we just say, okay, guys. We all decide, as of 
today, we will not do business with them. We do that in 
business all the time. I do not know why we just do not do 
that. I do not know what the limitation is. If there is a 
limitation, I want to all--the Secretary of Defense has told me 
he does not want to buy anything from China.
    Dr. Martinez-Lopez. Sir, if I may, the main limitation we 
have right now, like Dr. Smith said, is that some of these 
drugs, the API is only made in China, and that is in the global 
market. So if we decide not to buy Chinese, I man, I think the 
number is around 5 percent of it, that we know of, of all the 
drugs in the formulary, that the API comes from China, and we 
do not know about 20-something percent of them where the API 
comes from. So that creates a conundrum. So if we could source 
it some other place, that would be great.
    Senator Scott. Okay. So why would we not do this. There are 
all these different options. Number one, what I would do is 
just say I am not going to do it, and everybody has to sign a 
contract that they will not do it, and let's see what happens. 
I guess they will come back and tell us, right. Or we could say 
you have got 90 days to tell us where all your ingredients come 
from, and then we could make a decision. But, I mean, in my 
business life I would not say, ``Let's do a study.'' I would 
say, ``No, I am not going to do it.''
    I am just trying to figure out, if there is an impediment, 
just tell me what it is. Are you in the same position I am?
    Senator Warren. Yes, and I want to followup on your point. 
Okay, I just want to followup on this about the risks we run 
from having overseas manufacturing that is either in China or 
some other nation that is not an allied nation, because they 
all pose this risk and we need to worry about it.
    I mentioned in my opening remarks that Senator Rubio and I 
got a provision in the fiscal year 2023 NDAA for DOD to put 
together a report, and it came out last November, about drug 
supply chain risks in military, and evaluated 211 drugs. It 
found that half of those were either at high or very high risk 
because the active pharmaceutical ingredients, the APIs, for 
those drugs are sourced from China or non-Trade Agreement Act 
countries, or are just simply unknown, nobody knows where they 
are coming from.
    So you identified, Mr. Beebe, that 27 APIs are sourced 
exclusively from China, but I would just point out that is only 
a little over 10 percent of the drugs. It is not half the drug 
we are talking about here. We have got a lot more drugs that if 
you right that it is only 27, then we have got a lot of other 
drugs that are being sourced overseas, that we think there is a 
substantial risk.
    So the question becomes whether or not we should bring that 
manufacturing back to the United States. Is that in our 
national defense?
    So let me put that question to you, Mr. Beebe. Should we be 
manufacturing these drugs domestically, and what is the risk if 
we keep running these manufacturing facilities overseas for 
China or non-Trade Agreement Act countries?
    Mr. Mr. Beebe. So yes, ma'am. First of all, Dr. Smith is 
the one that made reference to the 27----
    Senator Warren. Sorry. Sorry.
    Mr. Mr. Beebe.--but I will go ahead and address the 
question first. So yes, we studied the FDA Essential Medicine 
List, and that is what was the basis for the report that 
identified a high amount of APIs sourced in China or other non-
TA countries. Since then we have doubled that population, 
adding some of the highest volume pharmaceuticals that are 
purchased by our medical treatment facilities, as well as the 
overlap with the Joint Deployment Formulary, to expand the 
amount that we have reviewed, and the results are essentially 
the same, by percentage, as in same percentage of those coming 
from countries of high risk as well as the same percentage of 
unknown, which is, to me, equally troubling that I do not even 
know how to characterize the risk.
    Do I support bringing more domestic capacity? Absolutely. I 
mean, not only does domestic capacity mean that we have better 
access, but it also means that the government can better 
influence prioritization when there needs to be decisions of 
priority.
    Senator Warren. Okay.
    Mr. Mr. Beebe. That is very important too. Yes, ma'am.
    Senator Warren. So let's talk a little bit about what is 
involved in increasing domestic manufacturing of these 
pharmaceuticals. Last summer, DOD released its inaugural DOD 
Biodefense Posture Review. This outlined the Department's 
capabilities to counter biothreats and identify domestic 
manufacturing as a priority reform initiative. According to the 
Posture Review, we have reduced drug manufacturing here in the 
United States so much that we simply do not have the commercial 
capacity to manufacture what our troops need, and because the 
Department's, quote, ``unique biodefense demands'' are small 
and not commercial competitive, reliable domestic manufacturing 
partners are actually hard to find.
    But that is not the end of the story. DOD has its own 
manufacturing capabilities, capabilities with a proven track 
record of success. In 2017, DOD's Advanced Development and 
Manufacturing Biopharmaceutical Facility to help manufacture 
medical countermeasures became fully operational. DOD has a 
second biomanufacturing facility at the Walter Reed Army 
Institute for Research, WRAIR. The Walter Reed facility has 
developed many vaccines that DOD relies on today to protect our 
troops from a number of diseases, including Zika, Ebola, and 
adenoviruses.
    Dr. Dertzbaugh, you help oversee WRAIR, and WRAIR has 
developed many essential products that both servicemembers and 
civilian populations use today. Can you explain why WRAIR was 
the best place to develop these discoveries rather than just 
leaving it to private industry?
    Mr. Dertzbaugh. Thank you, Chairwoman, for the question. I 
appreciate the opportunity to talk about DHA R&D's infectious 
disease research capabilities. Our two laboratories, the Walter 
Reed Army Institute of Research and then the U.S. Army Medical 
Research Institute of Infectious Diseases, have the 
capabilities and the subject matter experts to get after these 
infectious disease threats that our servicemembers might 
encounter when they are deployed overseas or fighting an 
adversary or even in training. So those capabilities help us 
find countermeasures for solutions to medical infectious 
disease threats that are not commercially viable in the U.S. 
because there is no market for this. There is no threat to the 
U.S. population, in general.
    Senator Warren. All right. That is very helpful. Thank you. 
Because WRAIR's Pilot Biopharmaceutical Facility has been 
crucial in addressing these potential threats and keeping our 
servicemembers safe, especially when private sector is not in a 
position to fulfill that role.
    As DOD considers how to implement the recommendations it 
has identified on domestic manufacturing, the Department should 
also think about how to replicate the capabilities at 
facilities like WRAIR to strengthen supply chain resilience and 
to keep our members safe and bring that manufacturing home. 
Thank you.
    Senator Kaine?
    Senator Kaine. Thank you, Madam Chair and Ranking Member 
Scott, and I appreciate the witnesses being here. I have two 
questions that I would like to ask. While reliance on APIs from 
foreign countries that are adversaries presents significant 
threats, the good news in this challenge is that we are not 
alone. Not every other country is an adversary. We have 
networks of alliances, unlike any of our adversaries.
    I wonder whether, and maybe I will start with you Mr. 
Secretary, have we discussed this challenge with nations with 
whom we have close economic, military, diplomatic ties, and 
explored ways we can deal with those challenges in a joint way?
    Dr. Martinez-Lopez. Thank you for the question, Senator. 
The answer is yes. Actually, we talked with a couple of allies, 
trying to figure out their ability to produce all the drugs 
that could use, and to their amazement and my amazement----
    [Audio interruption.]
    Dr. Martinez-Lopez.--we have to have a secure chain of 
supply. I owe it to my servicemembers----
    [Audio interruption.]
    Senator Kaine.--within the DOD, from antidepressants to----
    Dr. Smith. It is a wide range. Yes, sir.
    Senator Kaine. What are we expecting to learn from this, 
and I suspect that if we do learn something from this data, the 
application is not just the military application. This would be 
good information in the civilian space, whether it is Medicare 
or civilian. It would be really good to have that.
    Dr. Smith. Yes sir, and I think as I had mentioned, we are 
looking at this quality tool that was actually proffered by a 
group of academic pharmacists last year to see whether or not, 
indeed, we can differentiate by manufacturer. So we are looking 
at all the in a particular drug and then doing this 
additional--I mean, clearly looking at all of the good work 
that FDA and the regulatory piece does, but then adding onto it 
testing, looking at potency, looking at the dose, and also 
looking at contaminants that may be used as fillers, et cetera, 
in the product.
    Then if we find anything we have also contracted with three 
other academic institutions to do validation of that work. If 
it pans out, we think it will help us direct our buying toward 
those manufacturers that produce what we would define as the 
highest quality products. But it is a pilot, and that is why we 
have characterized it that way, because we do not know, and I 
do not think this has ever been tested, if you will.
    Senator Kaine. I am talking about the timing of the pilot 
and when do you expect it to start, you know, getting good 
information back?
    Dr. Smith. It is to run 2 years. We started the actual work 
in November. They have just finished contracting with the--or I 
believe it is finished, but they are in the process with these 
third-party or additional partners. So we should start seeing 
beginning information. As Senator Warren said and you have, we 
are doing the first 12 right now. But our intention is to do 
about 42 different drugs. So I would anticipate that clearly by 
early next year we will start flowing in, but the whole project 
is scheduled over a 2-year period.
    Senator Warren. Thank you. Senator Scott?
    Senator Scott. Secretary, let's think about--because I 
think you are right, what you were talking about how we can use 
this whole buying power idea. So let's think about it. I have 
checked with the Chair to see if she would be okay with this. 
But could you prepare a letter that we would send out to 
basically all of the health care community--you know, we could 
do it through like the hospital association, pharmaceutical, 
everybody--and say this is the problem, you guys have the 
buying power, we believe we ought to create a domestic market, 
and so everybody starts doing their part.
    So, the way I would think about doing it is, number one, if 
the Chair is okay with this, we would do it with you, and send 
a letter out to the entire health care community. I think they 
would probably read it if it came from you and from us, and 
talk about what you are doing, the concern that you have 
addressed today. Then maybe wait 30 or 60 days, and then invite 
all the associations together on a conference call to answer 
their questions, and get ideas from them about what we could do 
to help build a domestic market.
    Dr. Martinez-Lopez. Senator, that is a very intriguing 
proposition. I have not thought about it. But really I would 
like to be part of it, but it has to be really the whole 
government. So ask for help from HHS and other agencies. HHS 
has the lead for the country in this particular issue, and 
obviously I would have to clear it with the Secretary to make 
sure that it is appropriate, and if it is, we will pursue it.
    Senator Scott. So let's do this. If it is okay with the 
Chair, let's start with us. If we can get other people to sign 
on, HHS, all these people, that is great. If they do not, let's 
go forward if we can. If not, we can do it, if the Chair is 
okay with it, and then after that let's do a call and tell them 
why this does not work.
    Dr. Martinez-Lopez. Senator, you may well know, we need to 
ask, but if I get that from my Secretary then I will be more 
than glad to lead the effort.
    Senator Scott. Let me know, because he said in testimony 
that he did not want to buy anything from Communist China.
    Then, Mr. Beebe, I think we all would like to have 
something happen. So could you come back, maybe--I do not know 
what is appropriate, whatever you think is appropriate--and 
maybe meet with the Chair and me and our staff and just say, 
okay, what is the limitation and what can we do today. If you 
tell us there is a limitation, then I think at least the three 
of us that are here, I think we are all on the same page--and 
it is just crazy that we are doing this to ourselves, and being 
dependent on China--we are all on Armed Services, and we will 
work hard to get it affixed to the NDAA. I do not know if that 
makes sense to you. Is that doable? Thirty or 60 days, is that 
realistic?
    Mr. Mr. Beebe. Yes, sir. I mean, absolutely, we want to be 
part of the solution. The illumination we are doing to try to 
identify the sources is the beginning of having some 
information to use toward that dialog, to figure out how we can 
move the market or adjust the market. I will be glad to 
respond.
    Senator Scott. Let's try to do it in 30 days. The NDAA is 
coming up this year pretty quick now, because it is May 1 
tomorrow, right. But the faster you can do it, the three of us 
will work with you.
    Mr. Mr. Beebe. I would offer that because that is very much 
a policy discussion that we would want to include the other 
stakeholders from the Department.
    Senator Scott. Sure. But, I mean, we have Paul on our team, 
and I know you have great people on your team. We will work 
with you. But the faster we do it, there is a greater chance 
the three of us can get it in the NDAA this year.
    Senator Warren. Let's make sure we have got Mr. Dertzbaugh 
on this, as well, since I see WRAIR is the model for when the 
market has a complete breakdown and cannot produce what it is 
that our military needs.
    Mr. Dertzbaugh. Ma'am, if I may speak, that is true to a 
point, I would say. We certainly have the ability in our 
production facility to make small quantities of vaccines. It 
does not have the ability to make any drug products, though. We 
are still reliant on commercial manufacturers to produce large 
quantities of those materials if we are going to use them.
    Senator Warren. I understand that you are small, but 
successful. But I also understand, and I hope you are hearing 
here, all of you are hearing, how committed we are to 
redomesticating our pharmaceutical supply chain and production. 
I think you are going to be part of that, as well. Good. We 
good? Senator Kaine, you good?
    Senator Kaine. I am good.
    Senator Warren. All right. Thank you all. I appreciate you 
being here today, and I ask for Panel 2 to come in. Thank you.
    [Pause.]
    Senator Warren. Thank you. Thank you for being with us. The 
second panel will feature testimony that clarifies DHA's 
existing authorities to insulate servicemembers from drug 
shortages and offers additional solutions.
    We have with us today, again from my left, Dr. Melissa 
Barber, a postdoctoral fellow at the Yale Collaboration for 
Regulatory Rigor, Integrity, and Transparency; Dr. Bryce H.P. 
Mendez, a Specialist in Defense Health Care Policy at the 
congressional Research Service; and Mr. Victor A. Suarez, a 
retired U.S. Army colonel, and Founder and Principal Growth 
Partner of Blu Zone Bioscience & Supply Chain Solutions, LLC.
    So I will start the first round of questioning here.
    Most of the time, DOD will continue to purchase drugs from 
the commercial drug market.
    Oh, I am so sorry. I am so eager to get to them. I 
apologize. If we could we still start with our testimony. Dr. 
Barber, would you like to start us, please?

    STATEMENT OF MELISSA BARBER, Ph.D., POSTDOCTORAL FELLOW

    Dr. Barber. Chair Warren, Ranking Member Scott, and Members 
of the Subcommittee, thank you for the invitation to testify 
today. I am a postdoctoral fellow at Yale University, 
researching pharmaceutical markets.
    Both here and in my written testimony I will endeavor to 
report, as precisely and honestly as I can, evidence from the 
academic and policy literature on drug market failures and 
other remedies. My remarks today reflect my own views, not the 
view of my employer or any other organization.
    No one here today disputes that the military faces 
challenges in ensuring a reliable supply of safe, high-quality 
pharmaceuticals. No one here today disputes the unacceptable 
risks this creates for the health and well-being of 
servicemembers and their families, as well as operational 
readiness. So the task before us then is to unravel the root 
causes of challenges in the supply chain and to develop 
solutions.
    First, military procurement of medicines is exposed to many 
of the problems seen in broader commercial markets for 
medicines, including increasing costs and supply and stability. 
Supply chains for many drugs are vulnerable to interruption. We 
do not even know the scale of the problem. A recent report by 
DOD noted that they could not determine the API source of 22 
percent of drugs. But within the academic literature we find 
that approximately one-third of generic active pharmaceutical 
ingredients produced for use in U.S. markets were manufactured 
by a single facility, and an additional third were manufactured 
by only two or three facilities.
    This Committee may not have jurisdiction over industrial 
policy, but it still must reckon with the downstream results of 
decades of policy decisions that have resulted in the 
concentration and offshoring of most pharmaceutical production.
    Second, economists widely agree that markets for medicines 
do not always behave like typical markets and are far from 
being few or competitive. We should leave our idealized, 
orderly supply and demand curves in the cloakroom. They will 
not be of much use to us this afternoon as theoretical lenses. 
We have to instead understand these markets on their own terms 
and through rigorous analysis of empirical data.
    Markets for medicines for military use are even more 
unusual. One factor is many are national monopolies and 
monopsonies because they involve hyper-specialized goods, often 
produced in quantities too small to be manufactured cost-
effectively by more than one company. A review of DOD contracts 
shows many such hyper-specialized products, all the way from 
anthrax vaccines, battlefield-suitable analgesic auto-injector 
kits and nerve agent antidotes, to the specialized medicines 
used by California sea lions that the U.S. Navy trains for 
defense purposes. When there is only one buyer and seller, the 
DOD is not bidding in a competitive market. The DOD is the 
market, and that demands that we think about market problems 
and market solutions in a nuanced, context-specific way.
    Third, for some drugs there is an irreconcilable mismatch 
between commercial incentives and defense needs, which cannot 
be solved with purely market-based solutions. Pharmaceutical 
companies are incentivized to manufacture a drug if it gives 
them a good return on investment. A supply line that 
manufactures an expensive cancer drug that serves a wide market 
is just more profitable than manufacturing drugs with small 
markets, like anthrax vaccines or drugs with low margins, like 
off-patent antibiotics.
    In contrast, the military is conscious of costs but is 
ultimately incentivized to purchase drugs that meet operational 
needs and protect the health of servicemembers. Sometimes, but 
not always, these incentives overlap, and when they do not, one 
often-tried solution to bridge that gap is to pay 
pharmaceutical companies enough that it becomes worth their 
while to manufacture the drugs the military needs. For products 
used mostly or only by the military, we have seen time and time 
again that the expected demand has not been sufficient to 
generate a healthy number of bidders.
    We therefore have to be realistic about when the DOD will 
be able to buy itself out of market failures. The DOD just does 
not have the spending power to fundamentally change the 
incentives that govern the commercial market to serve defense 
needs. DOD spending, as many have spoken today, accounts for 
less than 2 percent of overall spend in the United States.
    These limitations of using commercial markets to ensure a 
resilient supply chain for military needs bring me to my final 
point. When it comes to medicines for military use, we live, 
and have always lived, in a mixed economy. By this I mean that 
the public and private sectors have both played an important 
role in developing, manufacturing, and supplying medicines in 
the United States for over 160 years. The private sector has 
efficiently supplied DOD with many needed medicines.
    However, for many other medicines where the military is the 
sole market, or the commercial market has struggled to meet 
military needs, the military has brought manufacturing in 
house. The history of the military producing medicine stretches 
back to at least the Civil War, when pharmaceutical 
manufacturing facilities were established in Philadelphia and 
Astoria to stabilize supply chains for the Union army, with 
many other examples outlined in my written testimony.
    The public sector, more generally, has solved puzzles that 
the private sector was not incentivized to explore, like how to 
manufacture penicillin, and the public sector in the United 
States continues to successfully manage products as complex as 
vaccines and monoclonal antibodies today.
    We cannot afford to hold onto the hope that markets will 
always sort themselves out. At present, government creation of 
manufacturing capacity is usually done reactively, with 
initiatives created in response to particular crises. As one 
example, it took over 10 years and $100 million for DOD to 
bring adenovirus vaccine manufacturing back online after Wyeth, 
the sole supplier, held DOD to ransom, to renovate the facility 
at excessive cost.
    I bring up this history to dispel any misconceptions about 
military drug production as a new idea, rather than as an idea 
older than the Department of Defense itself. In my written 
testimony I detail independent review after independent review, 
recommending that the military build on past successes and 
existing capacity and bring the manufacturing of priority 
products back in house. I also detail decades of bipartisan 
support for this from the congressional Record.
    Today I echo their conclusions in recommending that 
Congress introduce legislation establishing clear options for 
creating a government-owned facility to manufacture priority 
health products to meet unmet DOD needs. Thank you.
    [The prepared statement of Dr. Barber follows:]
      
    [GRAPHIC NOT AVAILABLE IN TIFF FORMAT]

    
    
    
    Senator Warren. Thank you, Dr. Barber. Mr. Mendez.

 STATEMENT OF BRYCE H.P. MENDEZ, SPECIALIST IN DEFENSE HEALTH 
          CARE POLICY, CONGRESSIONAL RESEARCH SERVICE

    Mr. Mendez. Good afternoon, Chairwoman Warren, Ranking 
Member Scott, and Members of the Subcommittee. Thank you for 
inviting the congressional Research Service to testify today.
    This afternoon I will summarize my written statement by 
starting with a brief overview of the medical research and 
development capabilities of the Department of Defense, or DOD, 
followed by a summary of why and how the Department aims to use 
those capabilities to develop drugs. I will conclude by 
identifying considerations that Congress may face with regard 
to DOD medical research, development, and manufacturing of 
these products.
    The U.S. military has a long history of contributing to the 
discovery of novel drugs and other medical countermeasures. 
Early and well-known contributions took place during and 
shortly after the Spanish American War when Army medical 
research efforts supported the discoveries of typhoid, yellow 
fever, and malaria vaccines. The lessons learned from the 
Spanish American War, and other conflicts throughout our 
Nation's history, have laid the groundwork for Congress and DOD 
to invest in, build, and sustain military medical research and 
development capabilities. Today, DOD uses these capabilities to 
protect servicemembers from health threats, respond to medical 
capability requirements of the joint force, meet the needs of 
the National Defense Strategy, and to also respond to 
congressionally directed research topics.
    DOD medical research and development enterprise includes a 
number of entities like the Defense Health Agency, the military 
departments, Defense Advanced Research Projects Agency, and the 
Chemical and Biological Defense Program, among others. Congress 
appropriates research funding to these entities, who are then 
responsible for resourcing, performing, or sponsoring medical 
research projects.
    Two of these entities, in particular, provide DOD with 
capabilities to develop drugs using different approaches. One 
capability is the Pilot Bioproduction Facility at the Walter 
Reed Army Institute of Research in Maryland. This government-
owned facility provides a test ground for Federal agencies, 
academia, and private companies to pursue early development and 
small-scale production of drugs so that they can be 
transitioned into advanced clinical trials.
    Another capability is the Advanced Development and 
Manufacturing Biopharmaceutical Facility in Florida, 
administered by the Chemical and Biological Defense Program. 
The contractor-owned, contractor-operated facility, which 
became operational in 2017, provides DOD with priority access 
and surge capacity to produce medical countermeasures.
    When DOD discovers a potential drug candidate, the 
Department is generally subject to Food and Drug 
Administration, or FDA, requirements and procedures for review, 
approval, and clearance. Since at least 1997, Congress has 
provided DOD with an ability to request a Presidential waiver 
of certain FDA requirements, including those for administering 
investigational new drugs, or off-label uses of a drug, and 
informed consent for certain products authorized for emergency 
use.
    In 2017, Congress provided the Secretary of Defense with 
the ability to make requests to the FDA Commissioner for 
expedited review, approval, and clearance of certain medical 
products when there is an existing or potential military 
emergency. These authorities provide frameworks for DOD and FDA 
to share information and to collaborate and coordinate on the 
development of safe and effective medical products that serve 
the military's needs.
    Turning now to the role of Congress, I wanted to highlight 
two issues that this Subcommittee may face. First, Congress 
could consider defining or clarifying the role that DOD should 
have in conducting in-house drug manufacturing. A question that 
Congress could consider is whether or not DOD should be in the 
business of manufacturing drugs or other medical products, and 
if so, for what purpose and to what extent?
    Second, Congress could consider assessing DOD's medical 
research development and manufacturing approach to better 
understand its effect on industry participation or engagement 
with the Department. Congress has given DOD certain authorities 
and tools that it may use to generate interest and incentivize 
industry to work with the military. These authorities and tools 
include unique contracting mechanisms, technology transfer 
opportunities, and a process for expedited FDA reviews and 
approvals. Congress could evaluate whether DOD has used these 
authorities and tools as Congress intended and explore how they 
might attract, influence, or deter companies from doing 
business with the military.
    This concludes my remarks. Thank you for the opportunity to 
testify, and I look forward to your questions.
    [The prepared statement of Mr. Mendez follows:]
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    Senator Warren. Thank you, Mr. Mendez. Colonel Suarez.

STATEMENT OF COLONEL VICTOR A. SUAREZ, USA (RET.), FOUNDER AND 
 PRINCIPAL GROWTH PARTNER, BLU ZONE BIOSCIENCE & SUPPLY CHAIN 
                         SOLUTIONS, LLC

    Colonel Suarez. Good afternoon, Chairwoman Warren, Ranking 
Member Scott, and distinguished Members of this Committee. 
Thank you for the opportunity to speak with you today.
    My name is Vic Suarez, and I have recently retired from the 
U.S. Army after 27\1/2\ years of Active Service, as a medical 
service and acquisition corps officer, specializing in the 
advanced development of biologics, managing the medical supply 
chain, and meeting America's finest sons and daughters as a 
commander four times, twice in the combat zone.
    During the past 10 years I have been heavily involved in 
advanced development of biodefense medical countermeasures, 
served as the Chief of Staff at the Walter Reed Army Institute 
of Research, and was selected by General Gus Perna to serve at 
Operation Warp Speed, from 2020 to 2021 as the Lead Vaccine 
Program Manager. I am speaking today primarily in my role as a 
Founder of Blu Zone Bioscience, a life science consulting firm.
    When I left Active Duty 6 months ago, my principal goal was 
to affiliate with organizations that were mission-aligned with 
my responsibilities in the DOD, including enhancing national 
security and protecting human health, and to that end 
supporting domestic companies that could support those two 
missions. To this end, I partnered with two organizations, the 
Council on Strategic Risks and the Securing America's Medicines 
and Supply coalition. Both organizations are focused on 
ensuring access to essential medicines for patients and the 
warfighter.
    On November 27, 2023, the Department of Defense, in 
response to the fiscal year 2023 National Defense Authorization 
Act, Section 860, provided the Senate and House Armed Services 
Committee an interim risk report on the Department's reliance 
on overseas-derived pharmaceuticals. A significant finding was 
that 54 percent of the national drug codes sourced from the DOD 
had active pharmaceutical ingredients, or APIs, and excipients 
non-API, that came from non-Trade Agreement Act compliant 
countries, including China.
    This recent finding presents a clear and present danger to 
national security. It should compel us to explore better 
legislative and trade policies that strengthen our Federal 
acquisitions, economic, and health security to reduce our 
reliance on overseas essential medicines, their key starting 
materials, and API. We must manufacture more of these materials 
domestically to ensure high-quality manufacturing processes and 
products, including a reliable and resilient material medical 
supply chain supporting this essential industry.
    A major contributing factor to this national security and 
health security risk is a little-known but controversial court 
case titled Acetris Health, LLC v. United States. In this case, 
the United States Court of Appeals for the Federal Circuit 
overruled a long-standing precedent regarding the origin of a 
drug by ruling that a drug could be considered to be 
manufactured or substantially transformed in the U.S. and sold 
to the Federal Government, even if its API and all of its 
components, to include excipients, were manufactured in TAA-
banned countries.
    Today, a Chinese firm could make all the API and precursor 
materials for a medicine, ship it to a United States subsidiary 
that does packaging and final labeling, and still be able to 
label it as American made. This would be considered an 
American-made drug and principally illustrates this loophole.
    In my testimony today I wish to highlight a dysfunctional 
market where generic drug companies compete in a race to the 
bottom in generic drug pricing and manufacturing, a principal 
driver of drug shortages, which just 2 weeks ago, as you 
mentioned earlier, Senator, was reported by the American 
Society of Health System Pharmacists, that our Nation is at an 
all-time high, since 2001, of 323 known drug shortages.
    Overwhelming downward pressure in generic drug costs with 
no consideration for supply reliability or quality leads 
domestic manufacturers to operate at approximately 50 percent 
utilization capacity. Many of these domestic companies are 
closing plants and essential medicine production lines, or 
being acquired by foreign entities, which will only downgrade 
our Nation's ability to independently provide health care for 
its citizens during a global pandemic or during a national 
security event.
    Finally, I want to applaud the Department of Defense 
efforts to assess these strategic risks through both the 
assessment of the origin supply chain at the Defense Logistics 
Agency as well as the Uniformed Services University 
Pharmaceutical Assessment of Quality Pilot Study, or PhaQS, as 
both these efforts will provide more transparency and 
potentially enable millions of our service men and women, their 
families, and other TRICARE retiree, like me, confidence that 
when they go to a military treatment facility in the U.S. or 
serve in combat that they will always have access to the 
highest quality medicines, at the most affordable prices, 
something that is possible if we are willing to disrupt the 
status quo.
    Thank you for your attention as I raise these significant 
considerations concerning our Nation's overreliance on non-
Trade Agreement Act nations for our pharmaceuticals, and I 
encourage Congress, and this Committee, in particular, to 
closely monitor and support the DOD's efforts to care for our 
warfighters, their families, and retired military.
    I look forward to your questions.
    [The prepared statement of Colonel Suarez follows:]
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    Mr. Suarez has submitted supportive articles found in 
Appendix A.
    Senator Warren. Thank you, Colonel Suarez. I appreciate it.
    I am going to start the questions here. Most of the time 
DOD will continue to purchase drugs from the commercial drug 
market, but there are some instances when it makes sense for 
DOD to produce the medication itself, for example, when DOD is 
the only customer. An example is the adenovirus vaccine. While 
adenovirus typically causes mild cold or flu-like symptoms, it 
is a major cause of serious respiratory illness among 
servicemembers, particularly during basic training. That is why 
WRAIR developed an adenovirus vaccine which it then licensed to 
private industry.
    But because there is not a broad market for the adenovirus 
vaccine, it has sometimes been difficult to find a manufacturer 
that was willing to produce it. In fact, for over a decade, DOD 
was unable to vaccinate new recruits for adenovirus because the 
manufacturer decided to stop producing the vaccine, and there 
was no other manufacturer who was interested in doing this.
    Mr. Mendez, you have studied the defense health care system 
closely. First, let's start with, how did this disruption 
affect the health of servicemembers?
    Mr. Mendez. Thank you for the question, Senator, and that 
is correct. DOD exhausted their last supply of the adenovirus 
vaccine in about 1998, 1999. At that time, DOD estimated that 
the absence of that supply of vaccine would lead to about over 
10,000 preventable infections from the adenovirus, over 4,200 
medical visits of recruits in the recruit training pipeline, 
who are at risk for adenovirus, and over 850 hospitalizations, 
within a year, to an extent DOD did observe that in the absence 
of the vaccine.
    Senator Warren. Okay. So in other words people got sick, 
they had to go to the doctor. There were deaths associated with 
this adenovirus. All of that potentially affects warfighter 
readiness. You have got all these young people who are 
together, and the disease is moving among them, right? The 
virus is moving among them.
    Dr. Barber, you are an expert on pharmaceutical 
manufacturing. What did it take to finally get a new 
manufacturer to produce the adenovirus vaccine for DOD?
    Dr. Barber. After stocks were depleted in 1999, DOD does 
what it usually does. It put out a tender, and the previous 
manufacturer that had pulled out of the market, Wyeth, they 
agreed to do a tech transfer, but only if DOD would reimburse 
them for it, which is quite the demand given, as we heard 
today, DOD developed that vaccine and had done tech transfer to 
them free of charge in the first place.
    Only one manufacturer even considered bidding at the time, 
Greer, but they withdraw because they asked DOD for $10 million 
up front, and DOD could not agree to it at the time.
    All in all, it is estimated that it took about $100 million 
and 10 years for new vaccines to become available again.
    Senator Warren. You know, this is just stunning. DOD, as 
you say, does the research, develops the vaccine, gives it away 
to try to be able to get a manufacturer going, and they end up 
paying a private manufacturer, I think you said $100 million. 
Is that about right?
    Dr. Barber. In the end, yes.
    Senator Warren. In the end, in order to build a facility to 
manufacturer this vaccine that we need, on top of the money 
they paid to purchase the vaccine from the manufacturer, all 
because DOD is at the mercy of private actors who just are not 
interested in marketing these products for a relatively small 
market.
    Mr. Mendez, is the adenovirus vaccine the only example of a 
product that the private market has been unwilling to 
manufacture for DOD/
    Mr. Mendez. No. The adenovirus is not a unique case. DOD 
has many challenges in finding a lot of medical 
countermeasures, over many decades. Current challenges that 
they experience and are working through include products to 
address anthrax, botulism, cholera, hemorrhagic fevers, 
tularemia, and other health threats.
    Senator Warren. All right. You know, this is a real 
problem, when the market just does not meet what it is that DOD 
needs, and this is going to continue. We are going to continue 
to have medications that DOD requires in order to keep 
servicemembers healthy, and that simply are not profitable for 
private industry to come in and produce.
    Dr. Barber, what would be the advantages if DOD decided to 
manufacture these drugs itself?
    Dr. Barber. A public manufacturer is likely, depending on 
the drug, to be enormously cost saving. To bring back the 
adenovirus example, the current contract with Teva is worth 
about $38 million per year. That is actually a lot of money to 
pay for a single vaccine. As a point of comparison, it is about 
80 percent annually of how much California has budgeted to 
build an entire insulin factory.
    A report by the Army estimated adenovirus factory startup 
cost at $100 million, with annual costs to $10 million per 
year. So that works out to DOD breaking even from building and 
running a manufacturing facility in just 3 years.
    Besides costs, by manufacturing their own drugs, DOD could 
ensure reliable supply and support wider strategic aims and 
restoring domestic production capacity.
    Senator Warren. Okay. So you pencil this out and discover 
at least for some of these drugs it would be cheaper for DOD to 
manufacture it themselves, and it would have the added benefit 
of you know what your supply chain is, there would not be any 
secrets in the supply chain, and we would have a reliable 
source for these drugs.
    This is why I am introducing a new bill, the Keep DOD's 
Drug Supply Secure Act, to direct DOD to manufacture the drugs, 
devices, vaccines, and other medical products when there is a 
risk of shortage or quality concerns. This bill gives us an 
opportunity to resolve drug shortages, to secure the 
pharmaceutical supply chain, and to ensure safe and effective 
drugs for our servicemembers. Thank you.
    Senator Scott.
    Senator Scott. Thank you, Chair. Colonel Suarez, So you 
heard the testimony before, and Mr. Beebe said there are about 
10,000 drugs that they buy. Does that sound about right?
    Colonel Suarez. When we are talking about national drug 
codes, we are talking in the thousands. So between 5,000 to 
10,000 that they can source from within the industry for 
pharmaceuticals.
    Senator Scott. All right. So today, is there just even one 
of those that they could just say, ``Today I'm not going to buy 
anything else from China?'' Do you know of any one of them that 
they could do that?
    Colonel Suarez. No, but I think the fundamental issue that 
they could probably do that is with help from the Congress to 
address the loophole I mentioned in my opening statement. The 
Department tried to do this--and I am talking the VA--back in 
2019, and they were challenged in court when they wanted to 
execute an executive order to buy American products. They were 
challenged by this company, Acetris Health, to say, well, we 
make this product overseas, and then we do the final packaging 
and labeling in the United States, and we are going to call it 
United States. Well, that is not how precedent was defined for 
a Made in America drug. That was always defined by where the 
API was made.
    Senator Scott. So you think we have to have a law that says 
that Made in America means something different than what that 
court case said?
    Colonel Suarez. Yes. I think this is an opportunity----
    Senator Scott. Can you get that to us?
    Colonel Suarez. Yes.
    Senator Scott. I will work on that. Okay. So let's say we 
get that fixed. Is there anything else that would prevent us 
from somebody in Mr. Beebe's position from just saying, ``Today 
we are not buying any more''? What else would there be? Any 
other limitation?
    Colonel Suarez. I think some of the challenges that could 
be there is especially in those areas where we are solely 
reliant on a supply chain that is only made in China, for 
example. So right now if you look at the API Innovation Center, 
they have really done some studies where they have looked at 
the supply chain. They call out 60 vital medicines in the 
United States. They estimate of the 60 vital medicines in the 
United States, about 20 percent of them are solely sourced with 
APIs from China, and then for key starting materials, it is 
about 45 percent of those vital medicines are solely sourced--
that means there is no other supplier.
    Senator Scott. Just go back, on solving the problem. Is the 
only limitation is if we get a law passed that says that Made 
in America means X, that it is all produced here, we do not use 
any of their ingredients, blah-blah-blah, and no packaging, 
nothing, so is that going to give the Department of Defense the 
ability to fix it today?
    Colonel Suarez. I think when that loophole is closed I 
think it gives a clear pathway to do what you are suggesting.
    Senator Scott. Okay. That is the only limitation.
    Colonel Suarez. I do not think that is the only limitation.
    Senator Scott. What else would it be?
    Colonel Suarez. I think an understanding that having 
quality differentiation in the marketplace other than cost is 
another big hurdle for us to try to grapple with, and this is 
dealing with the status quo----
    Senator Scott. Oh, are you saying that they decide based on 
price and nothing else?
    Colonel Suarez. What I am suggesting is that the 
marketplace for generic small-molecule pharmaceuticals is 
primarily based on a cost basis, and no real measure of quality 
in that decision matrix.
    Senator Scott. So I am a business guy. In business, I would 
not buy just based on price.
    Colonel Suarez. Correct.
    Senator Scott. Do you think we do that?
    Colonel Suarez. Unfortunately, that is where the market is 
going for that commodity.
    Senator Scott. Why?
    Colonel Suarez. Because what has happened over the last 
couple of decades--and this really happened around late 2021, 
when we voted for China to be a Most Favored Nation, and they 
all of a sudden grew their economy and we started to transition 
our manufacturing overseas--what they found was they used their 
most competitive advantages, and that is access to cheap labor 
and their inability to really focus on environmental concerns 
in manufacturing.
    So they could lower the price of goods very low, to the 
point where they could target specific industries, like the 
pharmaceutical industry, and even specific drugs, and actually 
push some of our companies either out of business or from 
stopping making critical medicines.
    Senator Scott. So is there anything else we need to do to 
stop it?
    Colonel Suarez. I think part of it also is you could 
leverage Defense Production Act to incentivize and pass 
legislation for funding to actually bolster our domestic supply 
chains and manufacturing in the United States. You created 
incentives for the marketplace to say, hey, there is an initial 
incentive, just like the CHIPS and Science Act, to manufacture 
in the United States.
    Senator Scott. So why do they not do it now. We have got 
the Defense Production Act right now. Why don't they just do 
it?
    What I do not get is everybody--I think we have all come to 
the conclusion China is bad. They want to destroy our way of 
life. Why are we buying their crap?
    Colonel Suarez. Part of it is because in the past 20-plus 
years they have done a very masterful job of integrating into 
our biotech and biopharma and many pharmaceutical manufacturing 
industries. They started with early innovative companies, when 
they are small biotechs and they are desperate because they are 
cash strapped. So they basically hire them as contract research 
organizations. They develop those drugs and products throughout 
the life of that drug application. So as that company matures 
and it gets licensure, their entire supply chain might be 
dependent on materials from China.
    Senator Scott. So do we need to prevent China from being 
able to invest in our pharmaceutical industry?
    Colonel Suarez. What I would suggest to the Congress is 
that they place limits on those known companies that have 
either stolen intellectual property or have a bad intent to 
take American technology----
    Senator Scott. Do we need legislation, or can they do that 
on their own right now?
    Colonel Suarez. Well, so companies can make those 
decisions----
    Senator Scott. No. Can the Department of Defense prevent a 
Chinese company from investing?
    Colonel Suarez. I do not know if the Department could do 
that directly without getting challenged in court.
    Senator Scott. I do not get this. I mean, we do not buy 
stealth bombers from China, so why do we buy drugs from China?
    Colonel Suarez. So what I would offer is that when you look 
at things like the Berry Amendment, those were originally 
designed, like in 1941, and they focused on important things 
like textiles and food and all those to support defense 
purchasing of those critical commodities.
    What I would suggest is either you amend that to include 
pharmaceuticals and medicines, or you address the loophole that 
I mentioned, and once you can do that--and this is not an 
original idea from me. The API Innovation Center pointed this 
out about 18 months ago. So what I would say is once we fix 
that through legislation, a lot of the other things that you 
are suggesting can more easily occur without challenges in 
court.
    Senator Scott. Okay. So if we want to solve this, name the 
list. We have got to change that court case, and that is one.
    Colonel Suarez. Yes, so that is one. The second one is I 
would encourage the DOD to continue monitoring this quality 
assessment pilot so that we can better understand that health 
care systems actually can buy low-cost drugs that are of high 
quality, because some initial data shows that that is very 
possible, and then the third thing----
    Senator Scott. We do it in the private sector every day, so 
it is all possible.
    Colonel Suarez. Yes. Yes, sir.
    Senator Scott. We would not have to have a study. I mean, 
that is pretty basic stuff.
    Colonel Suarez. The study actually generates the data that 
is irrefutable that you could use to justify the decisions. So 
yes, sir.
    Senator Scott. We do it every day, because we like our 
products to work. Every manufacturing company buys based on 
quality, because it likes their end product to work.
    Colonel Suarez. Yes, in normal markets you are absolutely 
correct, sir. That is how normal markets work. Unfortunately, 
in the pharmaceutical industry that has not been the standard.
    Senator Scott. Because we did not do any testing.
    Colonel Suarez. No. It is not that we did not do any 
testing. It is that the regulatory agency had a very difficult 
time, as we transitioned our manufacturing over to Asia, mostly 
India and China, we lost an ability to actually regulate and 
inspect those manufacturing plants.
    Senator Scott. Yes, but we can inspect it afterwards.
    Colonel Suarez. Right. But the problem is we have such a 
big backlog right now, and now when they are checking these 
facilities they are finding egregious problems. That is why 
some of those plants are shutting down as they remediate those 
problems, and thus that increases more drug shortages, and that 
is part of what we are seeing right now.
    Senator Scott. Okay. So we have got the court case, assess, 
what else?
    Colonel Suarez. Then I think really provide incentives to 
industry to domestically manufacture more essential medicines 
here, not only the finished product, the API, and the key 
starting materials.
    Senator Scott. Well, I think it will happen, except for 
what Dr. Barber is talking about. I mean, some things are going 
to be so small you cannot do it. But there is enough money, if 
it is big enough, right.
    Colonel Suarez. Correct.
    Senator Scott. If we say we are going to have a domestic 
product, we can do it. I do not disagree with what you are 
saying. There are going to be some markets that are not going 
to be big enough, and this is going to be cheaper. There are 
two options. One, pay somebody to do it, like what you said, or 
do it ourselves.
    Colonel Suarez. May I add one other thing, too? There are 
some really good initiatives that are happening in the United 
States right now, for example, in Senator Kaine's State, for 
example, with Civica RX, a public benefit corporation, working 
with Phlow and AMPAC, where they are actually going after these 
most essential medicines. That is a model that actually could 
be expanded across the country to address those critical, 
essential, low-cost generic medicines.
    So I think we are starting to see more and more examples 
like what we see in the commonwealth of Virginia that could 
actually help correct the market over time, so that we can 
actually address these critical risks.
    Senator Scott. Thank you.
    Senator Warren. Good. Thank you. Dr. Barber?
    Dr. Barber. It was just to say that in terms of market 
share, DOD's fund really is quite, quite low. I mean, $7 
billion is not very much in multinational corporation terms, in 
terms of global markets. So it really is a drop in the bucket, 
and the market power just is not there for most products.
    Senator Scott. I mean, I agree. That makes sense. But you 
would think if everybody worked together, like if all of our 
allies were part of this, which we should be able to do, there 
are still going to be things that make sense, that you cannot 
get. Somebody is not going to have an incentive because there 
is not enough profit margin. But if we could get everybody to 
buy together, we could, in theory.
    Dr. Barber. A major limitation is the data still is not 
there in terms of where provenance is, and thank you for 
bringing up the Acetris case. It is incredibly important, and I 
would encourage the Committee to reach out to the DLA for legal 
counsel in terms of kind of what their powers are.
    I have been doing API research for a long time in terms of 
capacity building and distribution, and I am heartened that in 
the last 3 years people have started to take it really 
seriously in terms of initiatives to not supply. But they are 
still very ad hoc. There is no systematic mapping. FDA is not 
doing it. EMA is not doing it. The WHO is not doing it. We have 
to show data with everyone, with our allies, with all 
countries. So it has to be an international effort to map how 
many factors are making a given drug, where are they, what is 
the capacity. We need to do this systematically. We cannot rely 
on ad hoc measures.
    Senator Warren. You know, I very much appreciate that. What 
I think we are hearing over and over is we need to bring 
pharmaceutical manufacturing back to the United States, and 
that it is a critical national defense issue. It is also 
critically important for the health of our people.
    I hear this breaks into two parts. One is commercial 
manufacturing, which as you rightly point out, we do not have 
the right incentives in place. We do not even have the right 
information in place to require meaningful domestic 
manufacturing and meaningful insight into the supply chain, to 
know that we are safe in the drugs that we are getting and into 
the APIs that we are getting. That is one part of the problem.
    Then the other part of the problem is the manufacturing 
challenges for what are much more modestly scaled projects that 
we are going to have to move to military manufacturing. 
Otherwise, we are just not going to get this stuff, or we will 
pay prices that are so outrageous that we would have been a lot 
better off--it would have been cheaper to have built it 
internally.
    So I think those are the two challenges we face, and I know 
that we both want to work on here.
    I want to thank all of our witnesses for their testimony 
today. I also want to thank Jon Clark, Gary Leeling, Noah Sisk, 
and Katie Magnus, for their work in helping put today's hearing 
together.
    We have a letter from the National Association of 
Manufacturers. They have asked that it be included in the 
record. Any objection?
    Without objection on that.
    [The information referred to follows:]
    [GRAPHIC NOT AVAILABLE IN TIFF FORMAT]

    
    Senator Warren. With that, do we have a period of time for 
questions? Nope. Alright. We have got 7 days for questions for 
anybody who wants them. You will have 30 days to reply to those 
if there are answers that are needed.
    With that, this hearing is adjourned. Thank you all.
    [Whereupon, at 4:10 p.m., the Committee adjourned.]

    [Questions for the record with answers supplied follow:]

             Questions Submitted by Senator Mazie K. Hirono
                      production location of drugs
    1. Senator Hirono. Dr. Martinez-Lopez, Dr. Smith, Dr. Dertzbaugh, 
and Mr. Beebe, in the Report on the DOD Pharmaceutical Supply Chain 
Risks from November 2023, I am concerned that DLA could not identify 22 
percent of the sources of ingredients for 211 drugs on the Essential 
Medicines List. DOD recommended that manufacturers of pharmaceuticals 
sold in the U.S. be required to provide the Food and Drug 
Administration with definitive information on the production location 
of finished drugs and the source of key ingredients because this 
information gap is a substantial vulnerability to the supply chain. For 
the Panel, do you have an update on what has been done to make this 
change?
    Dr. Martinez-Lopez, Dr. Smith and Dr. Dertzbaugh. Thank you for 
this important question. The Defense Logistics Agency is in the best 
position to provide the answer to this question consistent with their 
functions and responsibilities.
    Mr. Beebe. To DLA's knowledge, no changes have been made that would 
require manufacturers of pharmaceuticals sold in the U.S. to provide 
definitive information on the production location of finished drugs and 
the source of key ingredients. DLA continues to work with the FDA and 
other Federal stakeholders through participation in various working 
groups focused on addressing the broad national challenges posed by the 
prominence of foreign sources for APIs and pharmaceuticals.
                         national preparedness
    2. Senator Hirono. Dr. Martinez-Lopez, Dr. Smith, Dr. Dertzbaugh, 
and Mr. Beebe, how does the Department plan to work with the rest of 
the interagency to address our national preparedness to ensure access 
to high quality pharmaceuticals, even during times of national 
emergency like a war or global pandemic?
    Dr. Martinez-Lopez, Dr. Smith and Dr. Dertzbaugh. The Department is 
working within the interagency in alignment with Executive Order (EO) 
14017, ``America's Supply Chains'' and EO 13953, ``Addressing the 
Threat to Domestic Supply Chain from Reliance on Critical Minerals From 
Foreign Adversaries and Supporting the Domestic Mining and Processing 
Industries'' to address an all of government approach and solution to 
pharmaceutical supply chain vulnerabilities. The Department is 
committed to a supply chain risk management framework that promotes 
coordination and communication within the Department as well as with 
the interagency. As part of this effort, and to address DOD 
pharmaceutical supply chain management requirements more effectively, 
the Department developed the Pharmaceutical Provenance Solution (PPS) 
which provides a means and method to identify active pharmaceutical 
ingredients (API) with associated risks and dependencies. This program 
requires continuous monitoring and information updates to sustain as a 
relevant source of risk and dependencies. PPS enables the Department to 
consider specific pharmaceutical sourcing risk considerations as part 
of the supply chain risk analysis, e.g., to avoid pharmaceutical 
sources considered very high or high risk.
    Mr. Beebe. In December 2023, DOD chartered the Pharmacy Supply 
Chain Risk Management Working Group (``Pharm SCRM WG'' or ``WG'') as a 
standing work group under the Defense Medical Logistics Proponent 
Committee (DMLPC). The WG has established three sub-working groups, 
each of which is responsible for one of the deliverables identified 
within Section 860(b) of the fiscal year 2023 NDAA.
    The WG has three Co-Chairs consisting of a Defense Health Agency 
(DHA) Medical Logistics Pharmacist, a DHA Pharmacy Operations Division 
(POD) Pharmacist, and a Defense Logistics Agency (DLA) Pharmacist. The 
WG Voting Members include pharmacist representatives from the Army, 
Navy, Air Force, Marines, DHA Medical Logistics, DHA POD, and DLA. The 
WG has advisors who participate in the working group but are non-voting 
members. These advisors are representatives from the Food and Drug 
Administration (FDA), the Administration for Strategic Preparedness and 
Response (under the Department of Health and Human Services), the DHA 
Medical Logistics Chief Medical Officer, Military Service Logistics 
Subject Matter Experts, Defense Advanced Research Projects Agency, the 
Department of Homeland Security, the Office of the Joint Chiefs of 
Staff, the Office of Naval Research, Office of the Assistant Secretary 
of Defense (Health Affairs), and the DHA Medical Logistics Supply Chain 
Management Office.
    The Pharm SCRM WG's deliverables are to develop and publish 
implementing guidance for risk management for the DOD's supply chain 
for pharmaceuticals. Additionally, the WG will:

      Assess risks to the Department's pharmaceutical supply 
chain.

      Identify the pharmaceuticals most critical to beneficiary 
care at military treatment facilities.

      Develop and recommend establishment of DOD-level policies 
for allocating scarce pharmaceutical resources of the DOD in case of a 
supply chain disruption.

    3. Senator Hirono. Dr. Martinez-Lopez, Dr. Smith, Dr. Dertzbaugh, 
and Mr. Beebe, how does the Department use its purchasing power to 
address drug shortages?
    Dr. Martinez-Lopez, Dr. Smith and Dr. Dertzbaugh. Thank you for 
this important question. The Defense Logistics Agency is in the best 
position to provide the answer to this question consistent with their 
functions and responsibilities.
    Mr. Beebe. DOD's pharmaceutical purchasing power does not impact or 
address drug shortages in the commercial market. The DOD pharmaceutical 
supply chain is fully dependent on the U.S. commercial pharmaceutical 
sector which is facing an ongoing nation-wide drug shortage crisis. As 
a result, DOD experiences the same drug shortages and risks as the rest 
of the Nation. In addition, the DOD pharmaceutical supply chain 
represents less than 2 percent of the U.S. commercial purchases and a 
much smaller percentage of the global commercial market. As such, DOD 
does not have enough pharmaceutical purchasing power to leverage 
significant change on either the U.S. or global commercial 
pharmaceutical market.
    U.S. chronic drug shortages are a national security risk that 
requires a whole of government response. The Department of Health and 
Human Services is the Federal agency responsible for decisions on 
priorities and allocation under the Defense Production Act for 
pharmaceuticals and is the ultimate Federal arbiter of resource 
allocation. Pharmaceutical purchasing power, which in the case of DOD 
is less than 2 percent of U.S. purchases, is not relevant to resource 
allocation authorities.
    The Department relies on the actions of its logistics and medical 
professionals to mitigate the impacts of shortages. In the past when 
DOD has experienced shortages, DOD has taken the following actions to 
resolve/mitigate:

      Explored the shortage circumstances and engaged the 
commercial partners (pharmaceutical manufacturers, Prime Vendors, etc.) 
to determine the root cause of the shortage and developed a joint 
strategy with the commercial partners and DLA customers to mitigate or 
resolve the shortage.

      Identified clinically appropriate pharmaceutical 
alternatives, if they exist, and communicated this information to 
Military Treatment Facilities and other DOD medical organizations.

      Leveraged pharmaceutical experts to develop formulary 
alternatives, limit fill quantities, etc.

    4. Senator Hirono. Dr. Martinez-Lopez, Dr. Smith, Dr. Dertzbaugh, 
and Mr. Beebe, how is the Department working with its Pharmacy Benefits 
Manager (PBM) to support a more diverse supply chain?
    Dr. Martinez-Lopez, Dr. Smith and Dr. Dertzbaugh. In accordance 
with TRICARE Pharmacy contract requirements, if there is a supply 
disruption and the National Prime Vendor (NPV) cannot support, Express 
Scripts (ES) can access their commercial supply, if they can support, 
without negatively impacting their commercial book of business. 
However, that is typically only for a very short period while they try 
to work with the NPV to find an alternate source. Once the supply for a 
drug is re-established, the government will replenish ES for the 
commercial supply used during the disruption.
    Mr. Beebe. DLA does not engage with Pharmacy Benefits Managers.
              protecting dod healthcare from cyberattacks
    5. Senator Hirono. Dr. Martinez-Lopez, Dr. Smith, Dr. Dertzbaugh, 
and Mr. Beebe, Change Healthcare, one of the largest drug prescription 
processors in the U.S., including for the Department of Defense, was 
the victim of a cyberattack in February of this year that disrupted 
service. Is the Defense Health Agency working with U.S. CYBERCOM and 
our interagency partners to help protect critical commercial companies 
that support DOD's health mission like Change Healthcare from cyber 
intrusions?
    Dr. Martinez-Lopez, Dr. Smith and Dr. Dertzbaugh. The DHA, in 
conjunction with Joint Force Headquarters--DOD Information Network 
(DODIN), a component of U.S. Cyber Command, protects and defends its 
own networks and systems. As a member of the Defense Industrial Base 
(DIB), Change Healthcare and its parent company Optum participate with 
other DIB partners in collaboration with the DOD's Cyber Crime Center 
(DC3) which provides cyber security support to the DIB and works across 
industry to address risks and threats to all of DOD's commercial 
partners.
    The DHA is a member of the Department of Health and Human Services 
(HHS) sponsored Health Threat Operations Center (HTOC), with which it 
receives and shares cyber threat intelligence information affecting 
Federal healthcare delivery partners. Collaboration among HHS' Federal 
healthcare delivery partners including the Department of Veterans 
Affairs (VA) and the DHA through HHS' HTOC enables advancement of 
Federal cyber threat predictive analytics, information sharing and 
engagement.
    Cyber security incidents in the commercial sector are a law 
enforcement matter, with the FBI typically leading the investigation. 
With respect to the cyberattack in February 2024, the DHA remained in 
close contact with Optum security officials during the investigation 
and through restoration of services, and used all available threat 
intelligence information, with the approval of law enforcement, to 
fortify DHA's defenses against the same or similar attacks and threat 
actors.
    Mr. Beebe. While DLA cannot respond for DHA, DLA recognizes the 
importance of implementing cybersecurity safeguards across all 
Department of Defense contracts, including those within the defense 
pharmaceutical supply chain. DLA contracts appropriately include 
cybersecurity clauses as prescribed by the Federal Acquisition 
Regulation (FAR) and Defense Federal Acquisition Regulation Supplement 
(DFARS).

    6. Senator Hirono. Dr. Martinez-Lopez, Dr. Smith, Dr. Dertzbaugh, 
and Mr. Beebe, does the DOD have a mitigation plan in the event a 
future catastrophic cyberattack cripples the pharmaceutical supply 
chain for an extended period of time?
    Dr. Martinez-Lopez, Dr. Smith and Dr. Dertzbaugh. Thank you for 
this important question. The Defense Logistics Agency is in the best 
position to provide the answer to this question consistent with their 
functions and responsibilities.
    Mr. Beebe. DLA maintains close operating relationships between the 
DHA and the pharmaceutical industrial base. For a crippling cyber-
attack on the commercial supply chain, DLA would work with the 
industrial base to process manual orders, may conduct distribution 
support actions, and work with DHA to both prioritize and allocate 
supplies, as well as potentially redistribute supplies within the DOD 
Medical Network.
                               __________
              Questions Submitted by Senator Dan Sullivan
                      pharmaceutical supply chain
    7. Senator Sullivan. Dr. Martinez-Lopez and Mr. Beebe, AstraZeneca, 
announced last month their plans to manufacture drugs for the U.S. and 
China independently as the potential for conflict would disrupt getting 
drugs to market. Other pharmaceutical manufacturers are following suit. 
Do you assess that the independent supply chains that many in the 
pharmaceutical industry are already doing mitigate risk of Chinese or 
other high-risk sources for both pharmaceuticals and their raw 
components from being used for servicemembers?
    Dr. Martinez-Lopez. Thank you for this important question. The 
Defense Logistics Agency is in the best position to provide the answer 
to this question consistent with their functions and responsibilities.
    Mr. Beebe. DLA supports efforts to increase the number of 
manufacturers of APIs and other pharmaceutical components from domestic 
or Trade Agreements Act countries to the extent that those products are 
available for servicemembers. DLA would require additional information 
to assess the potential and mitigation effectiveness of removing high-
risk sources from the supply chain.

    8. Senator Sullivan. Dr. Martinez-Lopez and Mr. Beebe, 
servicemembers will still require pharmaceuticals while deployed or 
forward stationed. Logistics and supply chains in a contested 
environment are likely to be disrupted during large scale conflict, 
particularly in the Indo-Pacific. What options are you exploring to 
ensure continuity of access for servicemembers far from the United 
States during time of conflict?
    Dr. Martinez-Lopez. To facilitate continuity of access to 
pharmaceuticals for servicemembers, the DHA manages the Joint 
Deployment Formulary (JDF). The JDF consists of 917 medication line 
items needed for contingency operations. The JDF is not just a list of 
medications but also a logistical readiness tool that aligns procurable 
National Stock Numbers (NSNs) to each of the 917 medication line items. 
These procurable NSNs are monitored daily to maximize readiness and 
ensure any supply chain disruptions are adjudicated as quickly as 
possible. The JDF team works with each of the Services to maximize use 
of JDF medications in their assemblages to help ensure supply chain 
resilience. Additionally, the Services/Theater Lead Agent(s) for 
Medical Materiel (TLAMMs) need to be better postured and positioned to 
ensure access to (catalogued) and availability of (stocked) these 
critical medications when they are needed most. That may also entail 
developing and/or increasing pre-positioned stocks of select 
pharmaceuticals that would be most critical during the early stages 
(i.e., the first 60 days) of large-scale combat operations), especially 
if we face a near-peer competitor and must deal with a contested 
logistics environment.
    Mr. Beebe. In general, DLA supports its OCONUS customers using the 
same processes and networks it uses for its CONUS customers. We use 
premium air transportation to move medical materiel from the U.S. to 
our OCONUS customers worldwide. We are currently working with our 
USTRANSCOM counterparts to open new transportation lanes to support 
customers in the CENTCOM, AFRICOM, and INDOPACOM.
          prolonging storage of materials and pharmaceuticals
    9. Senator Sullivan. Dr. Barber and Mr. Mendez, in the transition 
to lower-risk and domestic supply chains, what in your opinion can DOD 
and the FDA do to ensure continuity of available drugs?
    Dr. Barber. The two most effective reforms that the FDA and DOD 
could undertake to ensure sustainable and reliable drug supply are 1) 
increasing transparency across the public and private sector supply 
chains and 2) increasing public sector manufacturing capacity.
    Transparency: In the last 2 years, legislation has been proposed 
that would require companies to disclose their API sources and some 
information about production volumes (see for example the Drug Shortage 
Prevention Act of 2023 (H.R. 3008); the Drug Shortages Prevention and 
Quality Improvement Act (S. 2586); the Senate Finance Committee 
Addressing Drug Shortages discussion draft; and the Energy and Commerce 
Stop Drug Shortages Act discussion draft). None of these bills have 
passed. However, DOD and FDA have other tools that can improve 
transparency. DOD can use its purchasing power to compel disclosure of 
this information and FDA could issue administrative guidance to these 
ends. The following information should be requested and made publicly 
available so actors across the supply chain can accurately forecast 
demand and the effects of markets shocks: approximate production 
volumes of API and finished product by company and facility, source of 
API, and anticipated demand increases.
    Transparency through company reporting alone is inadequate, 
however. Despite their importance to global drug supply, there is no 
systematically collected data, monitoring, or international 
coordination to map global API production. As a result, the central 
questions for supply chain resilience for medicines--how many API 
manufacturers are there globally, and what capacity exists or could be 
mobilized in an emergency?--cannot be answered with currently collected 
data. Existing analyses only account for API for products marketed in 
the USA, rather than a more comprehensive scope of global API 
productionsites. Global data are important because the loss of a 
manufacturer (for example, due to a natural disaster or factory fire) 
that does not supply the United States will nevertheless affect US 
supply and markets, as global demand competes for a reduced supply. 
Another limitation of existing data is that there is little accounting 
for the common situation where two facilities are documented as unique 
API suppliers, despite buying either finished or nearly finished API 
from a single facility (in effect, allowing a drug to appear to have 
more stable multiple producers when it in fact is monosource). 
Fundamental limitations in existing data highlight the importance of 
FDA and DOD conducting proactive risk assessments and supply mappings 
rather than relying on existing administrative data.
    Public sector manufacturing capacity: As I outlined in my written 
testimony, both government-owned, government operated (GOGO) and 
government-owned, contractor operated GOCO models have been successful 
in ensuring reliable access to drugs on a cost-effective basis. Public 
capacity is especially vital for drugs with limited commercial markets. 
A range of government reviews in recent decades have recommended GOGO 
and GOCO models to address military drug production needs.

      The DOD commissioned a special task force (``Project 
Badger'') in the 1990's to assess whether or not commercial markets 
could serve defense needs.\1\* After making inquiries to all commercial 
manufacturers as to their interest and ability to manufacture needed 
vaccines, the task force concluded that ``the best option appeared to 
be a facility that was government owned (and funded).'' \1\* The 
proposed model was a GOCO model, where the government would own and 
construct a facility as a ``national asset'', but a contractor would 
staff production.\1\* In the mid-1990's, a GOCO vaccine facility was 
included within a DOD budget request but ``was subsequently withdrawn 
in favor of an approach that relies upon private industry to meet the 
vaccine needs of the DOD.'' \1\*
      * Please see References on page 103.

      Separately, a GAO report recommended in 1991 that ``the 
Army could improve and expand its in-house vaccine production 
facilities to meet its needs.'' \2\* Walter Reed Army Institute of 
Research (WRAIR), laboratory suites at the Medical Research Institute 
of Infectious Diseases at Fort Detrick, and an NIH-owned GOCO facility 
were proposed as possible sites. \2\* A pilot program was proposed, but 
by 1994 an amendment was introduced to specifically prohibit DOD from 
further pursuing this initiative. \3\*
      * Please see References on page 103.

      In 2000, the Institute of Medicine (IOM) of the National 
Academies convened an expert committee to advise the U.S. Army Medical 
Research and Materiel Command on production, with a focus on the 
``naturally occurring disease threats'' that are a priority of DHA.\4\* 
The resulting 2002 Expert Committee report recommended that DOD pursue 
GOCO production facilities.
      * Please see References on page 103.

      GOCO initiatives have attracted bipartisan legislative 
support. Former Republican Governor Jim Gilmore, head of the 2001 
Advisory Panel to Assess Domestic Response Capabilities for Terrorism 
argued that ``The establishment of a government-owned, contractor-
operated national facility for the research, development and production 
of vaccines and therapeutics for specified infectious, especially 
contagious diseases, is needed.'' \5\*
      * Please see References on page 103.

      The New York Times reported plans by the Pentagon to 
``[build] its own vaccine plant to produce eight vaccines for military 
use--the existing anthrax vaccine and a new one, plus vaccines for 
smallpox, plague, tularemia, botulinum, ricin and equine encephalitis. 
It would cost $1.56 billion to build and run over 25 years, including 
$386 million in construction costs, the Department estimated.'' \6\* 
Further details of the proposed program are either not in the public 
domain or I was unable to locate them.
      * Please see References on page 103.

      As part of the 2003 National Defense Authorization Act, a 
bipartisan amendment was introduced by Senator Hutchinson of Texas (R), 
Senator Mikulski of Maryland (D), Senator Lincoln of Arkansas (D), 
Senator Sarbanes of Maryland (D), and Senator Roberts of Kansas (R) 
authorizing the construction of a ``Government-owned, contractor 
operated facility'' for the ``production of vaccines for agents known 
or anticipated to be used in biological weapons'', for which ``The 
Secretary shall provide for the operation of the facility constructed . 
. . as a Government-owned, contractor-operated facility.'' \7\* In 
introducing the amendment, the sponsor Senator Hutchinson (R-AR) 
defended the importance of the public sector in provision of some 
essential medical goods:
      * Please see References on page 103.

          ``This problem has been examined many times over the past 
        decade. In fact, it has been studied twice by the Department of 
        Defense. Both times, the conclusion was that our Nation needed 
        a Government-owned, contractor-operated vaccine production 
        facility . . . The private sector, for all of the good that it 
        does, cannot, against some of the boutique biological pathogens 
        and threats that may exist now and in the future against our 
        troops and against our civilian population, and will not in the 
        future see this as a profitable commercial venture. The 
        insurance for the American people, and the insurance for our 
        men and women in uniform, is to have a Government-owned 
        production facility, contractor-operated, to ensure that 
        vaccine will always be available if and when it is needed.'' 
        \5\*
      * Please see References on page 103.

      In a 2004 hearing of the Select Committee on Homeland 
Security, committee members and expert witnesses discussed the (by that 
time de-classified) Project Badger findings in the context of revived 
proposal to establish a GOCO to serve defense medical needs.1 Major 
General Lester Martinez-Lopez (Commanding General, U.S. Army Medical 
Research and Materiel Command, Fort Detrick, Maryland) described the 
benefits of Government owned facilities as ``government control of 
production, availability, and distribution flexibility for emergency 
production technologies meets national security priorities for bio-
defense vaccines overcomes limited industry interest in bio-defense 
products.''\1\* Another expert witness--an experienced researcher and 
administrator of biological defense programs--acknowledged the 
political challenge of introducing the GOCO model. Reflecting on the 
urgent need and failure of the contractor-owned, contractor operated 
(COCO) model to deliver reliable access to needed drugs, she strongly 
encouraged the Select Committee to support the GOCO proposal:
      * Please see References on page 103.

          ``Although the pharmaceutical firms seem opposed to the GOCO 
        approach, citing the availability of capacity already existing, 
        this belies that fact that each year industry has difficulty 
        meeting existing market demands. Recent shortages in tetanus, 
        pertussis, and flu vaccines support the perception that there 
        is no excess capacity available for biodefense vaccine work . . 
        . As time passes, the costs [of building government-owned 
        facilities] will only increase, and the Nation will be at the 
        mercy of the fragile, profit-motivated pharmaceutical industry 
        to make the bio-defense vaccines that are needed. In my 
        opinion, Congress should strongly consider appropriating funds 
        for a GOCO facility for bio-defense medical 
        countermeasures.\1\*
      * Please see References on page 103.

       The hearing also highlighted operational and strategic 
advantages of GOGO and GOCO models over COCO models, including:\1\*
      * Please see References on page 103.

          RFPs are not required for each product.

          Long-term contracts a) provide needed stability in 
small markets; b) encourage increased capacity by operating contractors 
for specialized production needs and regulatory requirements; c) signal 
sustained government support for medical countermeasures.

          Increased efficiencies and flexibility as production 
needs can be decided by the government on an as-needed basis.

          Bidirectional efficiencies and opportunities for 
innovation through collaborations with government R&D labs.

      A key theme in the 2023 DOD Biodefense Posture Review was 
the need for an integrated approach by the Chemical and Biological 
Defense Program (CBDP) and Defense Health Program (DHP).\8\* The Review 
recommended that DOD ``review DHP and DHA efforts to enable far-forward 
care, speed clinical trials and research within the Military Health 
System, inform optimal clinical care strategies, and support 
development of MCM specific to the military population.'' The BPR 
ultimately concluded that the ``CBDP and DHP have sufficiently unique 
missions, partners, and processes that drive a ``spirit of 
competition'' and innovation that argue against consolidating 
authorities and responsibilities into a single program.''
      * Please see References on page 103.

      A second key theme in the Biodefense Posture Review was 
the importance of ensuring supply chain reliability for key medical 
products.\8\* The Review recommended that the Chemical and Biological 
Defense Program (CBDP) and Defense Health Program (DHP) should partner 
with the Office of the Assistant Secretary of Defense for Industrial 
Base Policy ``to prioritize on-shoring of production and distribution 
of key chemicals critical to produce DOD-unique biodefense MCMs.'' The 
Review recommended use of the Defense Production Act (DPA) and 
Manufacturing Innovation Institutes to expand domestic API production.
      * Please see References on page 103.

       I agree with these recommendations, and urge this Committee to 
consider ways to adequately resource and direct DOD to invest in public 
capacity for priority products.

    Mr. Mendez. CRS can provide options as a basis for discussion, but 
does not provide policy recommendations, opinions, or endorse specific 
options. The following selected options, offered in no priority, may 
address potential effects of a transition to ``lower-risk and domestic 
supply chains'' on the availability of certain drugs \1\ to meet DOD 
supply requirements. These options may produce effects that could 
impact existing programs, costs, resources, beneficiary care, military 
readiness, defense industrial base, drug manufacturing industry, or 
other stakeholders.
---------------------------------------------------------------------------
    \1\ For the purposes of this memorandum, CRS utilizes the U.S. Food 
and Drug Administration (FDA) definition for ``drugs,'' which refers to 
substances recognized by an official pharmacopoeia or formulary; 
intended for use in the diagnosis, cure, mitigation, treatment, or 
prevention of disease; intended to affect the structure or any function 
of the body; or intended for use as a component of a medicine but not a 
device or a component, part, or accessory of a device. CRS also 
utilizes the FDA definition for ``biologics,'' which refer to a ``wide 
range of products such as vaccines, blood and blood components, 
allergenics, somatic cells, gene therapy, tissues, and recombinant 
therapeutic proteins.'' For more on these definitions, see https://
www.fda.gov/drugs/ drug-approvals-and-data bases/drugsfda-glossary-
terms.

      DOD could reinvigorate efforts to standardize drug supply 
requirements as a means to improve medical interoperability across the 
joint force and reduce the demand for an expansive drug inventory or 
formulary. \2\
---------------------------------------------------------------------------
    \2\ Standardization efforts include those pursued by the Defense 
Medical Materiel Standardization Program, available at https://
www.health.mil/ Military-Health-Topics/Health-Readiness/ Medical-
Logistics/Defense-Medical-Materiel-Standardization-Program; and other 
activities aligned under the 2015 Joint Concept for Health Services, 
available at https://www.jcs.mil/ Portals/36/Documents/Doctrine/
concepts/joint_concept_health_services.pdf.

      DOD could expand existing capabilities and capacity to 
conduct research, initial development, safety and effectiveness 
---------------------------------------------------------------------------
testing, advanced development, or manufacturing of drugs.

      DOD could stimulate commercial interest by addressing 
perceptions of risk and barriers to entry in drug research, 
development, and manufacturing for the military. \3\
---------------------------------------------------------------------------
    \3\ For an overview of perceptions of risk, see CRS Testimony 
TE10099, Department of Defense's efforts to ensure servicemembers' 
access to safe, high-quality pharmaceuticals, by Bryce H. P. Mendez.

      DOD could evaluate the cost and benefits of scaling-up 
its existing drug product lines and/or building capacity for new 
product lines at the DOD advanced development and manufacturing 
biopharmaceutical facility. \4\
---------------------------------------------------------------------------
    \4\ For more on the DOD advanced development and manufacturing 
biopharmaceutical facility, see Kelly Burkhalter and Chris Southworth, 
``Enduring Capability: JPEO-CBRND evolves public/private partnership 
with National Resilience,'' DOD News, December 5, 2023, at https://
www.jpeocbrnd.osd.mil/Media/News/Article/3607443/enduring-capability-
jpeo-cbrnd-evolves-publicprivate-partnership-with-national/
#:?:text=Locatedpercent20inpercent20Alachua; and Joint Program 
Executive Office for Chemical, Biological, Radiological, Nuclear 
Defense, ``DOD ADM: Advanced Development and Manufacturing Facility,'' 
YouTube video, January 6, 2021, at https://www.youtube.com/
watch'v=247I4DROHfE.

      DOD, in coordination with other Federal agencies, could 
explore the use of global health engagement activities \5\ to develop 
or expand the drug manufacturing capacity of partner nations or 
countries designated as compliant under the Trade Agreements Act. \6\
---------------------------------------------------------------------------
    \5\ For more on global health engagement, see CRS Report R47326, 
Global Health Engagement in the Department of Defense, by Bryce H. P. 
Mendez.
    \6\ For more on the Trade Agreements Act, see CRS Report R46748, 
The Buy American Act and Other Federal Procurement Domestic Content 
Restrictions, by David H. Carpenter and Brandon J. Murrill. For a list 
of Trade Agreements Act-designated countries, see https://www.gsa.gov/
buy-through-us/purchasing-programs/multiple-award-schedule/help-with-
mas-contracts-to-sell-to-government/roadmap-to-get-a-mas-contract/
readiness-assessment-for-mas-offerors/look-up-trade-agreements-
actdesignated-countries.

      DOD could continue or enhance its partnership with the 
Department of Health and Human Services to provide inputs to, ensure 
military equities are represented in, and generally support whole-of-
government solutions to address nationwide drug shortages and to 
---------------------------------------------------------------------------
enhance supply chain resilience for medical products.

      DOD could continue executive order-directed \7\ or 
congressionally directed efforts to identify risks, develop mitigation 
strategies, and support whole-of-government initiatives to address the 
security and resilience of the U.S. drug supply chain.\8\ These efforts 
include ongoing coordination with the U.S. Food and Drug Administration 
(FDA) for medical product development and assessment,\9\ implementation 
of DOD risk management guidance for the drug supply chain.\10\ 
development of plans to mitigate drug shortages and reducing dependence 
of active pharmaceutical ingredients from foreign sources.\11\
---------------------------------------------------------------------------
    \7\ For example, see Executive Order 14017, ``America's Supply 
Chains,'' 86 Federal Register 38, March 1, 2021; Executive Order 13953, 
``Addressing the Threat to the Domestic Supply Chain From Reliance on 
Critical Minerals from Foreign Adversaries and Support the Domestic 
Mining and Processing Industries,'' 85 Federal Register 193, October 5, 
2020; and Executive Order 13944, ``Combating Public Health Emergencies 
and Strengthening National Security by Ensuring Essential Medicines, 
Medical Countermeasures, and Critical Inputs are made in the United 
States,'' 85 Federal Register 158, August 6, 2020.
    \8\ For more on whole-of-government initiatives to address U.S. 
drug supply chain resilience, see Department of Health and Human 
Services (HHS) , Public Health Supply Chain and Industrial Base, One-
year Report in Response to Executive Order 14017, February 2022, 
https:// aspr.hhs.gov/MCM/IBx/2022Report/Documents/Public-Health-Supply 
Chain-and-Industrial-Base percent20 One-Year-Report-Feb2022.pdf; HHS, 
``Public Health Emergency Medical Countermeasure Enterprise Strategy 
and Implementation Plan,'' 2022, at https://aspr.hhs.gov/PHEMCE/2022-
SIP/Documents/PHEMCE-SIP-2022-508.pdf; and Cybersecurity and 
Infrastructure Security Agency, ``Healthcare and Public Health Sector 
Government Coordinating Council Charter,'' updated March 10, 2016, at 
https://www.cisa.gov/sites/default/files/ publications/hph-gcc-charter-
2016-508.pdf.
    \9\ P.L. 115-92.
    \10\ P.L. 117-263 Sec. 860.
    \11\ P.L. 118-31 Sec. 716.

    10. Senator Sullivan. Dr. Barber and Mr. Mendez, does DOD need to 
anticipate disruption while transitioning supply chains by stockpiling 
now?
    Dr. Barber. The question of stockpiles is nuanced and context-
specific. Maintaining `buffer stocks' is common practice in supply 
chain management and should be increased in correlation with the degree 
of risk for a given product (i.e., monosource or other high-risk 
products and components should have more months of stockpiled product 
than products with more stable and low-risk supply chains). However, 
there can be negative repercussions to health systems if stockpiling is 
not conducted responsibly. Responsible stockpiling requires: a) 
providing ample notice to relevant stakeholders, b) encouraging 
manufacturers to increase production to meet expanded demand in 
advance, and c) responsibly and transparently sharing stock.
    Federal contracts should require that manufacturers develop regular 
production risk evaluation and management plans and keep buffer stocks 
corresponding to expected risk. Stockpile volumes should correspond to 
the anticipated time needed to remedy production shocks. These vary by 
product, but as a rough rule of thumb, small-molecule drug production 
takes between 6 months and a year to bring new suppliers online, and 
biologics and complex injectable drugs take two to 3 years. Thus, for a 
small-molecule drug with only one supplier, in the short term the 
government should ensure 1 year of stockpiled supply, and in the long 
term should work to diversify suppliers, including by establishing 
public production.
    Mr. Mendez. DOD maintains several stockpiles to support wartime 
requirements and to mitigate potential supply chain challenges in times 
of national emergency.\12\ These stockpiles include the National 
Defense Stockpile, war reserve materiel stocks, Army prepositioned 
stocks, and the Defense Health Agency pandemic stockpile program. DOD 
components (i.e., military departments and DOD agencies) generally 
develop stockpile requirements (e.g., types of materials or products, 
quantities, prepositioning, and distribution) based on combatant 
commander requirements for campaign and contingency plans.\13\ Each DOD 
component managing a stockpile is also responsible for accounting, 
storing, maintaining, and distributing stocks to support military 
operations.\14\ For example, the Department of the Army manages the 
Army prepositioned stocks, which include medical products (e.g., drugs) 
to support instances where a temporary surge in medical supplies is 
required to provide immediate support for military operations.\15\
---------------------------------------------------------------------------
    \12\ For more on DOD stockpiles, see CRS Report R47833, Emergency 
Access to Strategic and Critical Materials: The National Defense 
Stockpile, by Cameron M. Keys; CRS In Focus IF11574, National 
Stockpiles: Background and Issues for Congress, by G. James Herrera and 
Frank Gottron; and CRS In Focus IF11699, Defense Primer: Department of 
Defense Pre-Positioned Materiel, by Cameron M. Keys.
    \13\ Ibid; and DOD Instruction 3110.06, War Reserve Materiel (WRM), 
January 7, 2019, at https://www.esd.whs.mil/Portals/54/Documents/DD/
issuances/dodi/311006p.pdf. For more on campaign and contingency 
planning, see Joint Publication 5-0, Joint Planning, updated December 
1, 2020 at https://irp.fas.org/doddir/dod/jp5_0.pdf.
    \14\ CRS analysis of DOD Instruction 3110.06, War Reserve Materiel 
(WRM), January 7, 2019; and DHA Administrative Instruction 7040.03, 
Defense Health Program Stockpile Materials, October 3, 2023, at https:/
/www.health.mil/Reference-Center/DHA-Publications/2023/10/03/ AI-7040-
03; and Joint Service Regulation 4145.04, Department of Defense (DOD) 
Stock Readiness Program, updated March 13, 2023, at https://
www.marines.mil/Portals/1/Publications/ 
MCOpercent204450.15Bpercent20wpercent20CH-1.pdf.
    \15\ Crystal Maynard, ``Army Medical Prepositioned Stockpiles: 
Ready for Action,'' U.S. Army Medical Research and Development Command, 
May 22, 2023, at https://mrdc.health.mil/ index.cfm/media/articles/
2016/army_medical_prepositioned_stockpiles_ready_for_action.
---------------------------------------------------------------------------
    Since DOD components manage these stockpiles based on combatant 
commander requirements, medical products in these stocks do not account 
for supply requirements generally needed to support day-to-day health 
care operations in military treatment facilities (MTFs). In a 2021 
report, the DOD Inspector General (DODIG) stated that DOD ``continues 
to evaluate the pre-positioned capabilities and stocks to maximize its 
effectiveness in an increasingly constrained resource environment.'' 
\16\ The DODIG also asserted that ``to mitigate the risks of 
disruptions to the pharmaceutical supply chain due to the DOD's 
reliance on foreign suppliers, the DOD should identify the quantity of 
critical finished drug products needed for routine MTF operations and 
develop policy for allocating scarce pharmaceutical resources in case 
of a supply disruption.'' \17\
---------------------------------------------------------------------------
    \16\ DOD, Evaluation of the Department of Defense's Mitigation of 
Foreign Suppliers in the Pharmaceutical Supply Chain, September 20, 
2021, p. 27, at https://media.defense.gov/2021/ Sep/22/2002859154/-1/-
1/1/DODIG-2021-126--RRDACTRD.PDF.
    \17\ 17 Ibid.
---------------------------------------------------------------------------
    Within the context of broader U.S. national drug supply shortages 
over the past decade, some experts have advocated for health systems 
and medical product suppliers to create ``stockpiles set aside for 
times of emergency'' and ``buffer inventories'' to mitigate acute 
changes to the drug supply chain. \18\ Other experts have cautioned 
that drug stockpiling could have unintended consequences like increased 
costs and ``excessive hoarding'' behaviors that exacerbate current 
shortages. \19\
---------------------------------------------------------------------------
    \18\ Marta E. Wosinska, Drug Shortages: A Guide to Policy 
Solutions, The Brookings Institution, March 2024, at https://
www.brookings.edu/wp-content/uploads/2024/03/20240318CHP_ 
Wosinska_DrugShortagesFULL.pdf.
    \19\ FDA, Drug Shortages: Root Causes and Potential Solutions, 
updated February 21, 2020, at https://www.fda.gov/ media/ 131130/ 
download'attachment; and American Society of Health-System Pharmacists, 
Drug Distribution and Control: Procurement-Guidelines, ASHP Guidelines 
on Managing Drug Product Shortages, 2024, pp. 100-108, at https://
www.ashp.org/-/media/ assets/policy-guidelines/docs/guidelines/
managing-drug-product-shortages.pdf.
---------------------------------------------------------------------------
    In December 2023, Congress directed DOD to establish a military 
pharmaceutical and medical device vulnerability working group, which is 
tasked to, among other items, develop a plan for ``stockpiling 
essential medications to ensure availability of a 180-day supply during 
an armed conflict or other supply chain disruption.'' \20\
---------------------------------------------------------------------------
    \20\ P.L. 118-31 Sec. 716.

    11. Senator Sullivan. Dr. Barber and Mr. Mendez, does DOD need to 
anticipate disruption by exploring potentially prolonging the storage 
life of already available drugs?
    Dr. Barber. This is a critical and relatively low-cost, high-
benefit intervention by DOD. DOD and FDA already jointly administer the 
Federal Shelf Life Extension Program (SLEP), but this is restricted 
only to federally maintained stockpiles. A 2006 review of SLEP testing 
reported that products had an average extension of 66 months, and 88 
percent of 3,005 tested lots had expiration dates extended by at least 
1 year.\9\*
      * Please see References on page 103.
    DOD and FDA should conduct shelf-life studies for a wider range of 
products. Better understanding of longer-term effectiveness of products 
across the wider supply chain benefits both the health system at large 
and DOD's specific needs. Studies should also evaluate storage 
conditions. As one example, recent heat stability testing of insulin 
found that while pharmacopoeias recommend that unopened insulin vials 
be refrigerated and insulin be stored at ambient temperatures of up to 
25 to 30 degrees Celsius during a 4-week period of treatment, insulin 
was heat stable in temperatures 25 to 37 degrees Celsius.\10\* Rising 
temperatures and more frequent extreme weather events add further 
urgency to heat stability research.
      * Please see References on page 103.
    Mr. Mendez. The Defense Health Agency (DHA) manages the drug 
products included in the DOD shelf-life extension program (SLEP). \21\ 
The program establishes procedures to consider and extend the shelf 
life of certain stockpiled products that are near or at the date of 
expiration. For certain medical products (e.g., FDA-regulated 
pharmaceutical drugs), DOD may request product testing and shelf-life 
extension from the FDA in order to maintain stockage requirements or 
continue use of the product beyond the labeled expiration date. \22\ 
Current DOD policy stipulates that a product may be considered for 
shelf-life extension if the following criteria are met:
---------------------------------------------------------------------------
    \21\ DOD Manual 4140.27 (Volume 1), DOD Shelf-Life Management 
Program: Program Administration, updated December 11, 2019, p. 17, at 
https://www.esd.whs.mil/Portals/54/Documents/ DD/issuances/dodm/
414027--vol1.PDF. DOD also manages the SLEP for other Federal 
stockpiles (e.g., Strategic National Stockpile) in collaboration with 
the administering Federal agency.
    \22\ For more on SLEP, see Ibid.; DHA Procedural Manual 6430.05, 
Shelf-Life Extension Program, updated March 10, 2023, at https://
www.health.mil/Reference-Center/DHA-Publications/ 2023/03/10/DHA-PM-
6430-05; FDA, ``Expiration Dating Extension,'' accessed June 18, 2024, 
at https://www.fda.gov/emergency-preparedness-and-response/mcm-legal-
regulatory-and-policy-framework/expiration-dating-
extension#:?:text=Shelfpercent2DLife percent20 
Extensionpercent20Program,-
Stockpilingpercent20drugspercent2Cpercent20vaccines& 
text=SLEPpercent20ispercent20thepercent20Federalpercent2Cpercent20 
fee,stability percent20 testing percent20 conducted percent20 by 
percent20FDA; and FDA briefing slides, ``Shelf-Life Extension Program 
(SLEP), December 15, 2010, at https:// web.archive.org/ web/2017 
0722095243/https:/ www.fda.gov/ downloads/EmergencyPreparedness/ 
Counterterrorism/UCM 253309.pdf.

      the shelf-life extension is directed by a military 
---------------------------------------------------------------------------
service or agency,

      the product is part of a pre-positioned and/or 
contingency stock,

      the total inventory value per lot is at least $10,000, 
and

      the product was not requested and denied for shelf-life 
extension within the last 12 months. \23\

    \23\ DHA Procedural Manual 6430.05, Shelf-Life Extension Program, 
updated March 10, 2023, p. 13.
---------------------------------------------------------------------------
    DOD components may also submit a request for an exemption to the 
criteria based on other reasons (e.g., national security, market 
availability, or service-specific priorities). \24\
---------------------------------------------------------------------------
    \24\ Ibid.
---------------------------------------------------------------------------
    DOD's original intent for SLEP was to ``limit expenditures and 
defer drug replacement costs'' for stockpiled products. \25\ CRS is not 
aware of whether or not DOD has or is considering use of SLEP as a 
potential mitigation strategy to curb drug supply chain disruptions, or 
to address other potential concerns with DOD's supply and demand for 
drugs. Congress could consider whether or not the use of shelf-life 
extensions for drugs can viably mitigate short-or long-term 
``disruption'' to the supply chain. Congress could also consider 
whether or not DOD and the FDA have the appropriate capacity and 
capability to accommodate a potential increase in shelf-life extension 
requests for drug products.
---------------------------------------------------------------------------
    \25\ Ibid., p. 11.
---------------------------------------------------------------------------
                        emerging & novel threats
    12. Senator Sullivan. Dr. Dertzbaugh, how can DOD best leverage 
Walter Reed's Army Institute of Research to make vaccines to new or 
novel infectious diseases that servicemembers might be more susceptible 
to than the greater population?
    Dr. Dertzbaugh The DOD can best leverage its organic vaccine 
manufacturing capacity to make small batches of experimental vaccine 
candidates to use in early stage preclinical and clinical testing of 
their safety and immunogenicity under the standards defined by the FDA. 
These vaccine candidates should address DOD-validated infectious 
disease threats that servicemembers may encounter when deployed 
overseas, and for which there are no current medical countermeasures 
available from other sources.

    13. Senator Sullivan. Dr. Dertzbaugh and Dr. Smith, there are 
foreseeable threats, particularly biological and chemical threats, 
which might only be used to target servicemembers. Since servicemembers 
are a relatively small group compared to the greater population, 
civilian pharmaceutical suppliers and manufactures are less likely to 
work on those problem sets. Does DOD have the organic capacity to 
address the likely biological and chemical threats that servicemembers 
might face that aren't being addressed by industry?
    Dr. Dertzbaugh The DOD has the organic research capacity to develop 
medical countermeasures to address infectious disease threats that 
servicemembers may encounter, and for which pharmaceutical companies 
may not view as commercially viable to pursue. However, the DOD does 
not have the organic expertise or capacity to perform large-scale 
manufacturing of these countermeasures to protect servicemembers. The 
DOD would be dependent on a commercial entity, such as a Contract 
Development & Manufacturing Organization (CDMO) for scale-up, 
manufacturing, and fill/finish of the final product under FDA Good 
Manufacturing Processes (GMP).
    Dr. Smith. The DOD has the organic research capacity to develop 
medical countermeasures to address infectious disease threats that 
servicemembers may encounter, and for which pharmaceutical companies 
may not view as commercially viable to pursue. However, the DOD does 
not have the organic expertise or capacity to perform large-scale 
manufacturing of these countermeasures to protect servicemembers. The 
DOD would be dependent on a commercial entity, such as a Contract 
Development & Manufacturing Organization (CDMO) for scale-up, 
manufacturing, and fill/finish of the final product under FDA Good 
Manufacturing Processes (GMP).

    14. Senator Sullivan. Mr. Suarez, having worked in both the Army 
and industry, you are well-suited to answer if you think DOD has 
partnered appropriately with industry to advance pharmaceuticals 
designed to protect servicemembers in austere environments?
    Mr. Suarez. Thank you for this question. I think the DOD has 
struggled to appropriately partner with industry to advance 
pharmaceuticals designed to protect servicemembers due to its lack of 
visibility in the upstream supply chain, the ``Acetris Loophole'' 
enabling non-TAA generic medicines to dominate the market and a lack of 
federally driven legislation that incentivize more domestic, high 
quality and reliable drug suppliers to sell to the DOD and Federal 
customers. During my service in the U.S. Army, I had the opportunity to 
help lead, plan, and manage the end-to-end global defense supply chain 
for pharmaceuticals, other medical supplies, and devices. As I 
testified, the medical supply chain offers unique challenges, many of 
which are addressed in the procurement of other key materials. During 
my time on Active Duty, I observed three distinct challenges unique to 
the medical supply chain: (1) lack of upstream supply chain visibility; 
(2) perverse disincentives related to the `Acetris' loophole; and (3) a 
lack of `pull' incentives to sufficiently allow for a domestic 
manufacturing preference in DOD and other Federal procurement 
activities.
    By addressing these challenges, I believe that the DOD will be 
better positioned to lead and advance the resiliency of the medical 
supply chain and ensure availability of medicines to our 
servicemembers; and can set the example for the rest of the Federal 
Government and industry to follow.
    1. Upstream Supply Chain Visibility
    Sec. 860(a) of the Fiscal Year 2023 National Defense Authorization 
Act (NDAA) required the Under Secretary of Defense for Acquisition and 
Sustainment (USD(A&D)) to issue a report on the DOD's Pharmaceutical 
Supply Chain Risks. As a part of that report, the DOD analyzed 1,744 
(drug families), equating to approximately 12,917 national drug codes 
(specific drugs), or about 10 percent of the total U.S. marketplace. 
The DOD found that for the GSNs (generic sequence numbers) analyzed, at 
least 22 percent had an unknown source of active pharmaceutical 
ingredient (API). More troublesome, 54 percent of the total DOD 
pharmaceutical supply chain is considered ``high or very high risk'' 
with dependency on non-Trade Agreement Act (TAA) compliant suppliers, 
sourcing from China or other nations often dependent upon China for raw 
materials and precursor chemicals.
    The lack of upstream supply chain visibility and the inability of 
regulatory agencies to effectively oversee production have contributed 
to ongoing drug shortages. A case study example is a generic 
antimicrobial product that addresses warfighter wound injury. While 
such antimicrobials may be characterized as multi-source drugs (MSDs), 
it is very possible that, with the trends toward manufacturing 
consolidation, all manufacturers will utilize API from the same 
upstream facility. In the event of a drug shortage--whether prompted by 
a natural disaster, economic crisis, manufacturing delays due to 
quality deficiencies, or geopolitical conflict--all downstream 
suppliers would subsequently lose access to the drug, leading to major 
adverse healthcare impacts domestically and globally.
    To this end, I have been supportive of a procurement requirement 
within the DOD that would require contracting officers to procure from 
manufacturers that meet the following criteria: (1) source the finished 
drug product (FDP) from a U.S.-based manufacturer and (2) source API 
for the drug from a domestic source or a TAA-compliant nation, and 
preference suppliers who can validate that key starting and precursor 
materials for API are primarily coming from domestic or TAA compliant 
sources. To mitigate exacerbating shortages or other capability gaps, I 
also support the utilization of waiver authority to ensure continued 
access to these drugs. Such a program would simultaneously reduce 
supply chain risks while providing critical visibility as to the drug's 
country of origin.
    2. `Acetris' Loophole
    In February 2020, the U.S. Court of Appeals for the Federal Circuit 
in Acetris Health LLC v United States overturned a long-standing 
precedent regarding a drug's origin, holding that a drug could be 
``manufactured'' in the U.S. even if its API and all its components 
were derived from non-TAA compliant countries. This loophole 
exacerbates national security and known drug quality risks.
    The DOD health system and the Veteran Health Administration (VHA) 
should be required to adhere to the intent of the Berry Amendment, 
which could be done by overturning what has been colloquially known as 
the ``Acetris Loophole'' and clearly defined in Federal law that a 
drug's country of origin should be defined by where the API is 
physically synthesized and manufactured.
    The Berry Amendment was enacted in 1941 to promote purchasing 
certain U.S. goods (primarily food and textiles) for national security 
and domestic trade. I recommend that Congress update this language to 
include the purchase of essential medicines explicitly to include the 
purchase of essential drugs and medical supplies. The idea to drive 
necessary change in an otherwise broken market using U.S. Federal 
procurement is supported by a 2022 Department of Health and Human 
Services (HHS) report entitled ``Essential Medicines and Manufacturing 
Resilience Assessment.'' The Administration for Strategic Preparedness 
and Response (ASPR) proposed two primary supply chain recommendations: 
``Leverage the Federal Government's collective buying power to reform 
procurement protocols'' and ``revise purchasing models to increase 
emphasis on product quality and supply chain resilience, not simply 
lowest cost.''
    3. Properly Incentivizing Domestic Manufacturing
    Procurement policy is just one policy lever that the U.S. 
Government and the DOD should employ to create a resilient global 
supply chain with U.S.-domiciled facilities. To this end, I am 
encouraged by exploring partnerships between the Department of Defense 
(DOD) and the Administration for Strategic Preparedness and Response 
(ASPR) to promote industrial base expansion efforts for manufacturing 
generic and essential medicines. To this end, I have supported a 
`CHIPS-style' program for the U.S. pharmaceutical supply chain. Such a 
program would lean on DOD expertise to make targeted investments in 
U.S. manufacturers to increase line capacity and utilization for 
essential drugs. Those in shortage employ the use of advanced and 
continuous manufacturing technologies, employ the use of advanced and 
continuous manufacturing technologies, and work with the Centers for 
Medicare and Medicaid Services (CMS) to provide proper payment reform 
to incentivize hospital and retail uptake of high-quality generic drugs 
manufactured.
    In conclusion, I believe a combination of policy and legislative 
reforms will better position the DOD to partner with industry to 
address drug shortages, meet warfighter needs, and mitigate ongoing 
national security risks to the Department its servicemembers and 
beneficiaries.
                        covid-19 lessons learned
    15. Senator Sullivan. Dr. Barber, has U.S. industry at-large 
implemented lessons learned from the COVID-19 pandemic related to 
vaccine production?
    Dr. Barber. Thank you for this query. This is a challenging 
question to answer given the broad scope of issues at play. Broadly, my 
assessment is that while there were some important developments--for 
example, Operation Warp Speed was a testament to the power of the 
public sector to lead accelerated vaccine development and rollout 
timelines--broadly the wider industry at large has returned to business 
as usual. The private sector has not significantly increased spending 
into pandemic preparedness. To prepare for the next pandemic, long-
term, predictable investment is needed to develop vaccines and 
therapeutics for priority pathogens with pandemic potential. 
Collaborations with the private sector must include strong 
conditionalities that lock in fair prices and give the Federal 
Government the power to scale up and transfer technology as needed.

    16. Senator Sullivan. Dr. Barber, has U.S. industry at-large 
implemented lessons learned from the COVID-19 pandemic related to 
vaccine distribution?
    Dr. Barber. Questions of production and distribution are closely 
linked. Difficult distributional and prioritization questions were 
exacerbated by artificial scarcity in supply that could have been 
addressed through public leadership to exercise existing legal powers 
to facilitate technology transfer and collaboration with global 
partners.

    17. Senator Sullivan. Dr. Barber, has U.S. industry at-large 
implemented lessons learned from the COVID-19 pandemic related to 
vaccine storage?
    Dr. Barber. I was not involved in vaccine storage during the COVID-
19 pandemic, and defer to other experts with more first-hand experience 
to answer this question. Briefly, I would encourage this Committee and 
Congress more broadly to support programs that integrate product use 
considerations into product design and support wider public 
infrastructure for the manufacture, storage, and distribution of 
critical health products.
                               __________
                Questions Submitted by Senator Ted Budd
                      pharmaceutical supply chain
    18. Senator Budd. Mr. Beebe, the Department of Defense has 
identified that 54 percent of its pharmaceutical supply chain is 
considered either high or very high risk, with dependency on non-Trade 
Agreements Act compliant suppliers. Can you describe ongoing efforts to 
address our dependency on foreign and sometimes adversarial nations for 
our pharmaceutical supplies? What does success look like for decreasing 
reliance on foreign supply chains?
    Mr. Beebe. DLA continues to use the Pharmaceutical Provenance 
Solution (PPS) tool to illuminate the supply chain for pharmaceuticals 
DOD considers key to its mission. DLA has expanded its analysis to 
include the drugs in the DLA Warstopper Program, the DOD Joint 
Deployment Formulary, and the top 1,000 drugs, by volume, purchased by 
DOD customers. This progress has expanded analytics to cover all drugs 
included in DOD's go-to-war contingency programs and those necessary to 
support DOD's nine million beneficiaries. DLA continues to conduct 
these analyses, which are ongoing; however, initial results mirror the 
findings in the NDAA Section 860 report, which is that the sourcing for 
more than half of this pharmaceutical group is identified as high or 
very high-risk locations (in accordance with the definitions used in 
the report, which included from unknown sources). In view of these 
findings, the Supply Chain Risk Integration Framework (SCRIF), 
previously known as the SCRM Working Group, has taken the following 
actions to ensure coordination and communications across the enterprise 
to identify, assess, and mitigate or resolve the risks associated with 
the sourcing of its mission essential pharmaceuticals.
    DLA uses a four-step process to reduce its pharmaceutical supply 
chain risk. First, DLA is advising all stakeholders of the risk and 
garnering their support in mitigating the risks. Second, the DLA 
Customer Pharmaceutical Operations Center is identifying viable 
alternatives to products from high-risk sources and providing them to 
DLA customers. Third, DLA is working with the interagency to increase 
on-shore or near-shore FDA-approved, TAA-compliant sources for finished 
drugs and APIs. DLA's long-term target is to eliminate dependence on 
high-risk sources. However, progress will come slowly. DLA depends on 
the U.S. commercial sector for the pharmaceuticals it acquires and 
reversing 20 years of drug and API globalization will take time, 
investment, and a national commitment to change.
    A major risk to DLA's ability to mitigate foreign dependency is not 
being able to identify the sources for APIs. Having access to the right 
level of data is the first step in being able to identify and mitigate 
risk.

    19. Senator Budd. Mr. Beebe, do you see opportunities to shift some 
of our supply chains to domestic sources or to diversify the supply 
chain, perhaps to Allied and Partner countries?
    Mr. Beebe. In any supply chain, diversity and redundancy of 
reliable sources is beneficial to those who rely upon that supply chain 
for products. To that end, DLA supports efforts to increase the number 
of domestic and TAA manufacturers and producers for pharmaceuticals. 
However, DOD is fully dependent on the global commercial supply chain, 
where manufacturing is driven largely by low labor and production 
costs. Without a business incentive to increase domestic and/or near-
shore manufacturing, a change to the current geographic structure of 
the market is unlikely.

    20. Senator Budd. Mr. Beebe, how is the DOD coordinating or sharing 
information with the Department of Health and Human Services related to 
pharmaceutical supply chains?
    Mr. Beebe. DOD and the Department of Health and Human Services (FDA 
and ASPR) are both members of the Pharmacy SCRM Working Group. DLA has 
also engaged the FDA to increase and enhance data sharing capabilities.
                     academic research institutions
    21. Senator Budd. Dr. Martinez-Lopez, how is the DOD leveraging 
academic research and science out of our universities to address 
current health threats?
    Dr. Martinez-Lopez. The Department continues to utilize academic 
research and science to address various health threats facing our 
servicemembers through health-related research, development, testing, 
and evaluation activities. The DHA research program partners with 
universities to focus on advancing the state of medical science in 
those areas of most pressing need and relevance to today's emerging 
threats and future threat scenarios. Health threat areas include 
traumatic brain injury (TBI), psychological health (including Post 
Traumatic Stress Disorder (PTSD)), combat casualty care, military 
operational medicine, military infectious diseases, radiation health 
effects, and clinical and rehabilitative medicine. The Military Health 
System utilizes collaborative partnership agreements such as 
Educational Partnership Agreements, Cooperative Research and 
Development Agreements, and Military Training Agreements to enter into 
strategic health research, education, and training collaborations with 
universities.
                         fda-dod collaboration
    22. Senator Budd. Mr. Mendez, the Fiscal Year 2018 NDAA contained a 
provision that authorized the Secretary of Defense to work with the 
Food and Drug Administration on additional emergency uses for medical 
products to reduce deaths and severity of injuries caused by agents of 
war. How has DOD-FDA collaboration been so far?
    Mr. Mendez. On December 12, 2017, Congress enacted Section 716 of 
the National Defense Authorization Act for fiscal year 2018 (Fiscal 
Year 2018 NDAA; P.L. 115-91), which amended 10 U.S.C. Sec. 1107a, to 
allow the Secretary of Defense to authorize emergency use of a non-Food 
and Drug Administration (FDA) approved medical product outside of the 
United States to ``reduce the number of deaths or the severity of 
harm'' to servicemembers and others deployed in support of the Armed 
Forces caused by a risk or agent of war.\26\ The enacted provision 
allowed the Secretary of Defense to utilize this authority only when 
the emergency use of the medical product does not meet Federal Food, 
Drug, and Cosmetic Act requirements for involving an ``actual or 
threatened attack with a biological, chemical, radiological, or nuclear 
agent or agents.'' \27\ In the report accompanying the Fiscal Year 2018 
NDAA, the conferees stated that the traditional pathways to the Food 
and Drug Administration's approval and licensure of critical medical 
products for combat casualty care are too slow to allow for rapid 
insertion and use of these products on the battlefield. The conferees 
believe this provision could lead to even higher survival rates from 
severe combat wounds and injuries suffered by servicemembers. The 
conferees expect the Department of Defense] to consult with the 
Commissioner of the Food and Drug Administration when evaluating 
medical products for combat casualty care and to use this new authority 
strictly for approval of medical products for battlefield wounds and 
injuries. \28\
---------------------------------------------------------------------------
    \26\ P.L. 115-91 Sec. 716.
    \27\ Ibid; and 21 U.S.C. Sec. 360bbb-3 (prior to December 12, 
2017).
    \28\ H.Rept. 115-404, p. 851.
---------------------------------------------------------------------------
    After enacting P.L. 115-91, on that same day, Congress also enacted 
P.L. 115-92 to repeal Section 716 of the Fiscal Year 2018 NDAA and to 
amend the Federal Food, Drug, and Cosmetic Act (FFDCA; 21 U.S.C. 
Sec. 360bbb-3) to provide for a process in which the Secretary of 
Defense may request that the Secretary of Health and Human Services, 
acting through the Commissioner of Food and Drugs, take actions to 
``expedite the development and review'' of an application or 
notification for emergency use of a medical product ``if there is a 
military emergency, or significant potential for a military emergency, 
involving a specific and imminently life-threatening risk to United 
States military forces of attack with an agent or agents, and the 
medical product that is the subject of such application, submission, or 
notification would be reasonably likely to diagnose, prevent, treat, or 
mitigate such life-threatening risk.'' \29\ The law (P.L. 115-92) also 
established requirements for DOD, FDA, and other Federal entities to 
meet periodically in order to ``facilitate enhanced collaboration and 
communication.'' \30\
---------------------------------------------------------------------------
    \29\ P.L. 115-92.
    \30\ Ibid.
---------------------------------------------------------------------------
    After Congress enacted P.L. 115-92, DOD and FDA published an 
``Initial Work Plan for Products Relevant to the Department of 
Defense'' in January 2018.\31\ The plan's aim is to ``create a robust 
and enduring pathway that will efficiently address the needs of the DOD 
and meet the [FDA's] obligations'' to servicemembers.\32\ DOD and FDA 
also signed a memorandum of understanding (MOU) in 2018 to formalize 
collaboration and communication between the two entities.\33\
---------------------------------------------------------------------------
    \31\ FDA, ``Initial Work Plan for Products Relevant to the 
Department of Defense (DOD),'' January 2018, at https://www.fda.gov/
media/110237/download.
    \32\ Ibid., p. 1.
    \33\ FDA, ``Memorandum of Understanding Concerning Coordination 
With The Food and Drug Administration Regarding Department of Defense 
Medical Product Development and Assessment'' (MOU 225-19-001), November 
2, 2018, at https://www.fda.gov/about-fda/domestic-mous/mou-225-19-001.
---------------------------------------------------------------------------
    With regard to the status of DOD and FDA collaboration, CRS is 
unable to assess the collaboration in the absence of objective 
performance metrics. It remains to be seen how well DOD and FDA work 
together and whether or not they have adhered to the collaboration 
requirements directed by Congress in P.L. 115-92.\34\ What can be 
observed is that after the enactment of P.L. 115-92, both entities have 
announced a number of DOD medical products that may have received FDA 
approval utilizing the processes established in the initial work plan, 
the 2018 MOU, and other existing interagency agreements.\35\ These 
products include laboratory-based and field deployable traumatic brain 
injury (TBI) blood tests; medical countermeasures for nerve agents and 
chemical weapons; vaccines to protect against tick-borne encephalitis 
and Ebola; and freeze-dried plasma.\36\
---------------------------------------------------------------------------
    \34\ Ibid.
    \35\ Other interagency agreements include MOUs between FDA and Army 
Medical Research and Materiel Command (MOU 225-20-010), and FDA and the 
Uniformed Services University of the Health Sciences (MOU 225-22-016), 
available at https:// www.fda.gov/ about-fda/ fda-memoranda-
understanding/ domestic-mous.
    \36\ For more on these products, see FDA, ``FDA/DOD 
Collaborations,'' updated March 29, 2023, at https:// www.fda.gov/ 
emergency-preparedness-and-response/ mcm-issues/ fdadod-collaborations.

    23. Senator Budd. Mr. Mendez, given the FDA already has oversight 
over the pharmaceutical industry and the DOD and the FDA are able to 
work in collaboration with each other as pharmaceutical supply chains 
relate to national security, is there an imminent need for the DOD to 
manufacture drugs?
    Mr. Mendez. CRS cannot make a determination as to whether or not 
DOD or other Federal agencies have a ``need'' to perform or not perform 
certain actions. CRS can inform the congressional debate about whether 
there may be a need for DOD to manufacture drugs, the timeliness of 
addressing a need (if it exists), and potential effects of certain 
actions or inaction.
    In several instances described below, DOD and Congress have 
considered this question of whether or not a need exists for DOD to 
manufacture drugs and explored options to address drug supply 
challenges.

      In 1990, the Secretary of Defense directed the Assistant 
Secretary of Defense for Health Affairs to create a task force to 
investigate the industrial base capability for producing medical 
countermeasures against anthrax and botulinum toxin and to develop 
short-and long-term options and recommendations for increasing vaccine 
production. \37\
---------------------------------------------------------------------------
    \37\ Assistant Secretary of Defense for Health Affairs Memorandum, 
``Expansion of Industrial Base for Biological Vaccine Production,'' 
October 5, 1990, at https://gulflink.health.mil/va/va_refs/n46en061/
970107_sep96_decls48_0001.htm. For more on these efforts, see Anna 
Johnson-Winegar, Department of Defense Biological Defense Program Needs 
for Strategic Biotechnology Development, DOD, Presentation to the BIO-
Defense and Homeland Security Procurement Conference and Expo, April 
30, 2002, at https:// web.archive.org/ web/ 20030624231021/ http:// 
www.acq.osd.mil/cp/winegar30 apr02_bio.pdf.

      In 1993, Congress prohibited DOD from using fiscal year 
1994 appropriated funds for ``architectural and engineering services or 
for construction design in connect with the Department of Defense 
vaccine production facility.'' \38\
---------------------------------------------------------------------------
    \38\ Section 2852 of the National Defense Authorization Act for 
Fiscal Year 1994 (P.L. 103-160).
---------------------------------------------------------------------------
      In 1994, DOD considered a proposal to create a vaccine 
production facility ``that can produce vaccines to counter the use of 
biological warfare.'' \39\
---------------------------------------------------------------------------
    \39\ DODIG, ``Expanded Uses of the Major Range and Test Facility 
Bases,'' Audit Report 95-061, December 30, 1994, p. 6, at https://
media.defense.gov/1994/Dec/30/2001714848/-1/-1/1/95-061.pdf.

      In 1994, the House Armed Services Committee questioned 
the Secretary of Defense and other DOD witnesses about DOD plans to 
establish a vaccine production facility during authorization and 
oversight hearings on an Fiscal Year 1995 NDAA. \40\
---------------------------------------------------------------------------
    \40\ U.S. Congress, House Armed Services Committee, Authorization 
and Oversight, hearing on National Defense Authorization Act for Fiscal 
Year 1995 and Oversight of Previously Authorized Programs, 103d Cong., 
2d sess., 1994, HASC No. 103-32, pp. 266-268.

      In 2000, Congress directed DOD to provide a report on the 
``implications of reliance on the commercial sector to meet the 
requirements of the Department of Defense for biological warfare 
defense vaccines.'' \41\
---------------------------------------------------------------------------
    \41\ Section 218 of the Floyd D. Spence National Defense 
Authorization Act for Fiscal Year 2001 (P.L. 106-398).

      In 2000, the Deputy Secretary of Defense tasked an 
independent panel of experts to provide recommendations on how DOD 
should ``best develop and oversee a vaccine acquisition production 
program.'' \42\
---------------------------------------------------------------------------
    \42\ DOD, DOD Acquisition of Vaccine Production, Report to the 
Deputy Secretary of Defense by the Independent Panel of Experts, 
November 29, 2000, at https:// apps.dtic.mil/ sti/tr/pdf/ 
ADA422848.pdf.
---------------------------------------------------------------------------
      In 2015, Congress limited the availability of 
appropriated funds that DOD may obligate for a medical countermeasures 
advanced development and manufacturing (ADM) facility and required a 
report to Congress describing the ADM facility. \43\
---------------------------------------------------------------------------
    \43\ Section 221 of the National Defense Authorization Act for 
Fiscal Year 2016 (P.L. 114-92). The law also required a Comptroller 
General review of DOD's report to Congress. For more, see U.S. 
Government Accountability Office, Biological Defense: Additional 
Information that Congress May Find Useful as It Considers DOD's 
Advanced Development and Manufacturing Capability, July 2017, at 
https:// www.gao.gov/ products/ gao-17-701.
---------------------------------------------------------------------------
    Congress could assess whether or not a need exists for DOD to 
manufacture drugs to mitigate broader supply chain resiliency 
challenges. Congress may also consider requirements, if any, of such an 
initiative to avoid unintended effects on the commercial market, to 
meet military requirements for medical countermeasures, to support the 
availability of medical countermeasures for public health emergencies, 
or to address existing drug shortages in the United States.

                               APPENDIX A

                         References of 
                       Dr. Melissa Barber

     1.  Toward a national biodefense strategy [Internet]. 
2004; Available from: https://www.Congress.gov/event/108th-
congress/house-event/LC13942/text's =1&r=61

     2.  General Accounting Office. Biological Warfare: Role of 
Salk Institute in Army's Research Program [Internet]. 1991; 
Available from: Washington, DC, USA

     3.  Prohibition on use of funds for planning and design of 
Department of Defense vaccine production facility [Internet]. 
1993. Available from: https://www.Congress.gov/103/statute/
STATUTE-107/STATUTE-107-Pg1547.pdf

     4.  Protecting Our Forces: Improving Vaccine Acquisition 
and Availability in the U.S. Military [Internet]. Washington, 
DC.: National Academies Press; 2002 [cited 2024 Apr 6]. 
Available from: http://www.nap.edu/catalog/10483

     5.  Proceedings and Debates of the 107th Congress, Second 
Session. Congressional Record [Internet] 148(88). Available 
from: https://www.Congress.gov/107/crec/2002/06/27/CREC-2002-
06-27.pdf

     6.  Melody Petersen, Andrew Pollack. A NATION CHALLENGED: 
THE DEFENSES; Big Push to Accelerate Vaccine Effort [Internet]. 
The New York Times. 2001;Available from: https://
www.nytimes.com/2001/09/28/business/a-nation-challenged-the-
defenses-big-push-to-accelerate-vaccine-effort.html

     7.  Tim Hutchinson. S.Amdt.4069 to S. 2514 [Internet]. 
Available from: https://www.Congress.gov/amendment/107th-
congress/senate-amendment/4069/text?s 
=1&r=77&q=%7B%22search%22%3A%22%26%231606%22%7D

     8.  Biodefense Posture Review. Washington, DC, USA: 
Department of Defense; 2023.

     9.   Lyon RC, Taylor JS, Porter DA, Prasanna HR, Hussain 
AS. Stability profiles of drug products extended beyond labeled 
expiration dates. Journal of Pharmaceutical Sciences [Internet] 
2006 [cited 2025 Jan 24];95(7):1549-60. Available from: https:/
/linkinghub.elsevier.com/retrieve/pii/S0022354916320457

    10.  Kaufmann B, Boulle P, Berthou F, et al. Heat-stability 
study of various insulin types in tropical temperature 
conditions: new insights toward improving diabetes care. PLoS 
One [Internet] 2021 [cited 2025 Jan 24];16(2):e0245372. 
Available from: https://journals.plos.org/plosone/
article?id=10.1371/journal.pone.0245372
    Supportive articles submitted by Mr. Victor A. Suarez to 
follow:
[GRAPHIC NOT AVAILABLE IN TIFF FORMAT]




         The Pentagon Wants to Root Out Shoddyy Drugs.
                     The FDA Is In Its Way.

The U.S. drug-safety regulator has resisted independent testing that's 
                         widely used in Europe.

Bloomberg

By Anna Edney and Riley Griffin

December 4, 2023 at 7 PM EST

    One morning in October, U.S. Army Colonel Victor Suarez 
finished his usual morning workout--a 32-mile bike ride--and 
then sat down in his home office in Frederick, Maryland. When 
he opened his email, his stomach dropped.
    Suarez spent his career getting medicines to military 
hospitals and combat troops, including those in Iraq and 
Afghanistan. He had recently sought out an independent lab to 
assess the quality of those drugs, in large part because he 
doubted the US Food and Drug Administration's ability to police 
a supply chain now dominated by low-cost manufacturers in India 
and China. His inbox offered a glimpse of the first batch of 
test results.
    They revealed that some generic versions of one important 
drug, given to soldiers who've lost limbs in combat, might not 
work. They could even cause kidney failure and seizures. The 
idea that already-wounded personnel might be facing an even 
more difficult recovery--all to save a dollar or two a pill--
gutted Suarez. ``Oh my God, what are we doing here?'' he 
recalled thinking.
    Still more infuriating was that doctors had long warned the 
FDA that some versions of the drug performed poorly. Known by 
the chemical name tacrolimus, it's typically prescribed to 
organ-transplant patients. The lab Suarez engaged had started 
testing samples in early September. One of the generics 
assessed as problematic is manufactured in India by Intas 
Pharmaceuticals Ltd. It was only a couple of weeks later that 
the FDA announced, after more than a decade of study, that the 
Intas version wasn't equivalent to the brand-name drug it 
sought to mimic. The outside lab had taken a month to flag 
similar problems.
    As Suarez well knew, this isn't just a problem for the 
military. Tacrolimus is just one example of the painful 
compromises at the heart of an American health-care system in 
love with--and increasingly suffering from--cheap generic 
drugs.
    They've saved taxpayers and consumers hundreds of billions 
of dollars a year. But recalls related to drug manufacturing 
quality doubled in the U.S. from 2018 to 2022. With almost 80 
percent of FDA-registered generic production facilities located 
overseas, years can pass between inspections. Profit margins on 
generics are so thin that there are often only one or two 
suppliers of vital medications. As a result, quality issues are 
fueling shocking shortfalls in supply, which a U.S. Senate 
committee will examine on Tuesday. Shortages in the U.S. 
reached near-record highs this year and left cancer patients, 
among others, waiting for life-saving treatments. Generics are 
supposed to be affordable and safe. Instead, they're cheap--but 
sometimes dangerous.
    In February, U.S. health authorities linked eye drops made 
in India to a rare bacterial strain that led to four deaths, 
blinded others and caused dozens of infections. Sold over the 
counter at major U.S. drugstores, the drops came from a factory 
that had never been inspected by the FDA. Indian-made cough 
syrups laced with toxic industrial solvents have turned up over 
the past year and a half in 10 countries. They've been linked 
to the deaths of at least 140 children. The discovery of a 
probable carcinogen in blood pressure pills made in India and 
China five years ago is still driving recalls, with the same 
chemical appearing more recently in diabetes treatments.
    The US reliance on India's manufacturers is only growing as 
it turns away from China, a geopolitical rival. But in the 
effort to woo a strategic partner and ensure needed supplies, 
the FDA has been slow to address mounting evidence of flawed 
drugs. The regulator shut down a program of unannounced 
inspections in India almost a decade ago. When FDA inspectors 
do make it inside factories there, they've documented 
disturbing conditions, from barefoot workers in areas supposed 
to be sterile to widespread corner-cutting on tests.


    Amid the scrutiny, Intas is becoming a familiar name. Maker 
of the tacrolimus that jumped out in the tests Suarez saw, it's 
also an essential supplier of generics used to treat cancer. 
The company suspended production of them after FDA inspectors 
found that workers at one plant in India stashed shredded test 
results in garbage bags to hide evidence of shoddy 
manufacturing practices. (Intas said in a statement that it is 
``in the process of remediating the findings'' and that it is 
``committed to providing safe and effective medicines.'') The 
subsequent shortages impacted care for one in 10 patients this 
year, the American Cancer Society says.
    Concern about the Nation's drug supply has reached the 
point that big hospitals, the Defense Department and Congress 
are raising questions about the FDA's ability to monitor it. 
The Pentagon in August chose an independent lab with which the 
FDA has publicly feuded, Valisure LLC, to test some of the 
generics available to millions of military personnel and their 
families, 2 years after Kaiser Permanente, a health system 
serving 12.7 million in the US, started a similar program with 
the lab.
    The efforts have run headlong into a major roadblock: the 
FDA itself. One might assume the US drug regulator, which dates 
to the 19th century Division of Chemistry, leads the mission of 
testing drugs. In fact, the FDA resists the idea of grading 
drugs by quality and rarely conducts tests of its own. Agency 
officials sought to block the Pentagon's nascent study, cast 
doubt on Valisure's methods and, according to multiple 
government officials, soured a Biden administration effort this 
year to introduce third-party testing more widely.
    FDA spokesperson Jeremy Kahn said the agency ``is 
continuously working to ensure that all drugs meet the highest 
quality standards with the health and well-being of Americans 
top of mind.'' Agency officials have said many of the problems 
are a hangover from a decline in inspections during the 
pandemic and that a system based on spot checks and occasional 
reprimands is working.
    The drawbacks of that approach were apparent in May, when 
an inspection of a second Intas facility in Ahmedabad, India, 
turned up more quality issues, including workers who made up 
favorable test results and ignored evidence of contamination. 
Inspectors had identified similar problems in 2019. Company 
officials suggested pausing production for the US to address 
the issues, according to a person familiar with the matter who 
declined to be identified discussing sensitive matters. The 
FDA, this person said, feared the fallout of even more 
shortages and advised against it.
    In November, after Bloomberg News asked an agency 
spokesperson about the decision, the FDA banned some exports 
from the plant to the US. But the ban didn't apply to more than 
two dozen generics, including tacrolimus and 16 cancer drugs.
    Robert Califf, The FDA Commissioner, donned a garland of 
pink flowers on the steps of the US Embassy in New Delhi in 
September, smiling broadly for a photo with the American 
ambassador as he embarked on a trip to meet with government 
officials, drug company executives and academics. His 
subsequent blog post walked a line between pep talk and tough 
talk for India's embattled generic drug industry. While noting 
the ``global attention focused on serious instances of quality 
failures,'' he said he'd also visited firms that are doing ``a 
tremendous and reliable job'' in a country that remains a 
critical partner.
    Califf, who also led the FDA during the last year of the 
Obama administration, has returned to an agency in crisis. He 
and other officials were called before Congress last year to 
explain the FDA's slow response to evidence of contamination in 
baby formula made in Michigan that was linked to infant deaths. 
Before that came its approval, in 2021, of a potentially 
lucrative drug for Alzheimer's disease over the objections of a 
scientific advisory panel that questioned the drug's 
effectiveness. The agency didn't make him available to comment 
for this story.
    The revolving door at the FDA, as at many other branches of 
government, is well-worn. At least four former chiefs of its 
office of compliance later became consultants to generic 
drugmakers. The head of its Center for Drug Evaluation and 
Research, Patrizia Cavazzoni, previously held senior positions 
at the drug giants Pfizer Inc. and Eli Lilly & Co. Like nine of 
ten of his predecessors, Califf, a cardiologist, went on to 
work for drug companies or serve on their boards. Between his 
stints as FDA chief, Califf worked for Google parent Alphabet 
Inc.'s Verily Life Sciences unit and had advisory or board 
roles for at least seven other companies, including one 
developing Alzheimer's treatments. (He has quit all of them 
since returning to the regulator.)
    But the person who most shaped the modern FDA is 
Cavazzoni's mentor, Janet Woodcock, 75, who said last month 
that she's retiring after a 37-year career that included 
running the drug evaluation center and serving as acting 
commissioner, for a year until Califf's appointment. Now 
principal deputy, she's known to people in the industry as 
``shadow commissioner.'' As the regulator has lurched from 
controversy to controversy in recent years, it is Woodcock's 
mindset that has been preeminent. It boils down to encouraging 
manufacturers to fix problems themselves. ``You cannot test 
products into compliance,'' she said in an email. ``The best 
quality is assured when manufacturers are dedicated to high 
quality.''
    Some former agency officials say this approach leaves the 
FDA reacting to problems instead of anticipating them. It also 
allows officials to shift blame, said Frank Yiannas, the former 
deputy commissioner for food policy and response, who described 
the baby formula crisis as a preventable tragedy exacerbated by 
the agency's own mistakes. ``There's a fear at the FDA where 
nobody wants to be responsible for the supply chain,'' he said. 
``The American public expects the government to do all that 
they can.''
    Woodcock laid out the agency's ``risk-based approach'' two 
decades ago in a regulatory framework called ``Pharmaceutical 
Quality for the 21st Century.'' Ideally, the FDA would do as 
little as possible. She envisioned ``a maximally efficient, 
agile, flexible manufacturing sector that reliably produces 
high-quality drug products without extensive regulatory 
oversight.''
    The offshoring of US pharmaceutical manufacturing to India 
and China was then just getting started, but some had already 
warned about losing control. A 1998 report by what's now called 
the Government Accountability Office cited concern about the 
FDA's ``ability to ensure the safety and quality of the 
increasing volume of foreign-produced drugs imported daily into 
the United States.''
    Those worries materialized a decade later, when a 
contaminated blood thinner made in China led to hundreds of 
deaths in the US. That same year, the FDA opened its first 
offices in Beijing and New Delhi. The agency opened a second 
India office in Mumbai the following year, and had plans to 
hire 19 staffers in the country.
    In a case that again jolted the generics market, the US 
unit of India's Ranbaxy Laboratories Ltd. in 2013 pleaded 
guilty to felony charges of selling adulterated drugs and lying 
about it to the FDA. Ranbaxy paid $500 million to settle the 
case, which further exposed the flaws of an FDA inspection 
regime organized to monitor a domestic manufacturing base that 
was rapidly disappearing. While surprise inspections were easy 
to do in the US, the overseas inspectors had to announce their 
arrival weeks or months in advance.
    The next year, following the Ranbaxy scandal, the FDA 
started a pilot program for unannounced inspections in India. 
It uncovered more troubling signs that factories there weren't 
just dirty and under-equipped; workers were routinely hiding 
sensitive documents.
    But the program lasted only about a year, until a July 2015 
email from Alonza Cruse, then acting director of the FDA's 
Office of Pharmaceutical Quality Operations. ``The pilot will 
end immediately,'' Cruse wrote in the email, obtained by 
Bloomberg. No explanation. The agency later told the GAO, the 
investigative arm of Congress, that its staff hadn't developed 
any metrics on which to evaluate the pilot's success.
    Two former employees, who didn't want to be identified 
discussing internal matters, said FDA leaders were also 
concerned that unannounced inspections could undermine efforts 
to deepen relations with India, a year after the nationalist 
government of Prime Minister Narendra Modi came to power. Asked 
about those claims, FDA spokesperson Kahn said the agency's 
``collaboration with India highlights continued advancement of 
the production and availability of medical products that both 
countries and the entire world rely upon.''
    By 2019, India's manufacturing clout had grown to the point 
that the country had more FDA-registered generic drug 
facilities than the US, according to a Bloomberg analysis of 
agency data. (India had 30 percent as of Oct. 1, compared with 
22 percent for the US and 13 percent for China.) Yet the FDA's 
footprint in the country has shrunk. After closing the Mumbai 
office in 2016, it had a drug inspection staff that recently 
numbered four in New Delhi. The office primarily focuses on 
building relationships in government and industry rather than 
compliance.


    Just before the pandemic, Valisure, a tiny lab in New 
Haven, Connecticut, started gaining customers--and embarrassing 
the FDA--by doing something people expect the regulator already 
does: test drugs.
    The lab's co-founder, Adam Clark-Joseph, had suffered 
complications from an anticonvulsant drug he was taking. He'd 
connected with a friend from Yale University, a molecular 
biologist named David Light, and they'd become convinced there 
was a business in screening medications. (Bloomberg 
commissioned Valisure this year to test Indian-made cough 
syrups obtained from six countries; one test found unsafe 
levels of toxic chemicals in a cold medication sold in Iraq and 
prompted a recall.)
    The FDA doesn't regularly test either ingredients or the 
finished products. During inspections, it primarily checks to 
see how well companies follow manufacturing procedures rather 
than conduct its own sampling. When the regulator does find 
problems, it typically relies on the company to voluntarily 
take action to address the root cause.
    At first, Valisure operated as a pharmacy and tested the 
medications it dispensed. Light said about 10 percent had 
problems, such as contamination or the lack of an active 
ingredient. Then came a bombshell finding in 2019 that Zantac, 
the widely used heartburn drug, was contaminated with a 
chemical that likely causes cancer. A massive recall followed. 
Valisure also found leukemia-causing benzene in hand 
sanitizers, sunscreens and antiperspirants. Again, companies 
withdrew the products--and the FDA had to answer questions from 
Congress about how an obscure lab had sounded the alarm first.
    Months after the Zantac revelation, the pandemic forced a 
near-halt in the FDA's inspections. Agency officials still 
found time, in May 2021, to send a team into Valisure's 
offices. In public statements about the lab, the regulator had 
grown increasingly critical, telling reporters its own testing 
revealed discrepancies from Valisure's. Though the agency also 
found unsafe levels of the probable carcinogen NDMA in Zantac, 
it said the lab's tests had inflated them.
    The inspection had been ordered by ``HQ,'' agency 
headquarters in Silver Spring, Maryland, a high-ranking FDA 
investigator wrote in an email obtained through a public 
records request.
    Staffers on the ground appeared mystified by the 
assignment. Over the following weeks, according to the emails, 
the FDA team repeatedly conveyed to top officials that nothing 
at the lab indicated the testing it did was subject to agency 
oversight. Valisure doesn't make drugs, and its contracts with 
clients say none of its testing should be used for any 
regulatory purpose. Twice, the team tried to close the 
inspection. They suggested that a discussion about some 
technical violations they'd spotted, not an official 
admonition, would suffice. But Francis Godwin, head of the 
Office of Manufacturing Quality, insisted on a tougher report, 
the emails show. (Godwin didn't respond to a request for 
comment.)
    Nineteen months after the initial inspection, the FDA 
published an eight-page letter enumerating flaws in data 
collection and equipment that applied if Valisure were to do 
regulatory work--which, the letter acknowledged, it didn't. The 
letter said Valisure hadn't documented the ``accuracy'' and 
``repeatability'' of its results, among other concerns. The 
FDA's Kahn said the agency isn't opposed to additional 
screening of drugs but added that such measures must be 
``backed by validated testing methods, scientific research and 
expertise.''
    In the view of some current and former staffers, who 
requested anonymity to protect their careers, the episode 
amounted to a hit job meant to clip the momentum of a company 
whose tests had called into question the regulator's 
effectiveness. Others who have raised concerns about drugs say 
they've often been met with silence. ``The FDA has a story and 
the story is: `We're the FDA, we know what we're doing. Trust 
us,' '' said Joe Graedon, co-founder of the People's Pharmacy, 
a consumer health organization that publishes complaints about 
generics. ``Anything that interferes with that story or 
criticizes that story is generally not welcome.''
    All of this helps to explain why independent testing, and 
Victor Suarez's collaboration with Valisure at the Department 
of Defense in particular, touched off such an intense 
bureaucratic struggle this year.
    As tension with China has increased, India, which accounts 
for one-fifth of the world's generic drug exports, is seen by 
US officials as a more secure source of supply. ``We've done a 
big push with India,'' said Neera Tanden, President Joe Biden's 
domestic policy adviser. After Modi met with Biden at the White 
House in June, they issued a joint statement welcoming ``deeper 
collaboration'' in pharmaceuticals and calling their two 
countries ``among the closest partners in the world.''
    The relationship has survived some recent stress. A year 
ago, FDA inspectors issued a 36-page report describing the 
efforts of employees at the first Intas factory they visited to 
hide test results from them. One employee ``rushed and tore 
apart'' printouts and threw them into a trash bag, then poured 
acid onto them.
    The company makes about 50 percent of the US supply of 
cisplatin, a widely used chemotherapy drug. After Intas ceased 
production at that factory to address issues raised by the 
inspectors, it led to a shortage of both cisplatin and another 
chemotherapy drug called carboplatin. That left cancer patients 
across the country scrambling to find hospitals able to secure 
the drugs, or even delaying treatment.
    The shortages have embarrassed an administration that 
promised an ambitious ``cancer moonshot'' to cut death rates in 
half and now finds itself simply trying to ensure access to 
existing drugs. Early this year, Biden officials led by Susan 
Rice, then his domestic policy adviser, began crafting a $25 
billion package to restore US drug manufacturing and improve 
visibility into supplies, modeled on the CHIPS Act for 
semiconductors, according to people familiar with the matter 
who asked for anonymity to share plans that were not public. 
Among the steps to improve quality, they consulted with the FDA 
about implementing third-party testing of the type Valisure 
does.
    After Bloomberg later reported the Pentagon's plans to test 
drugs with Valisure, FDA officials told the White House they 
felt betrayed, according to these people. The agency's 
leadership suggested that the testing, though still only a 
pilot, was a direct assault on its reputation and performance, 
sowing distrust in the products it clears, the people said. It 
was an awkward moment because Rice, the official who'd been 
most focused on policing supplies from India and China, had 
just left her post. Momentum for sweeping action stalled. Rice 
didn't respond to requests for comment.
    Tanden, who replaced Rice in the role, said the 
administration continues working with the FDA to ensure the 
availability and quality of medicines and is open to various 
ideas, including different measures of quality. She added that 
the White House tried to interest lawmakers in investing 
billions to shore up the pharmaceutical supply chain, but 
congressional interest waned. The FDA's Kahn said it's open to 
``meaningful solutions'' in ``collaboration with our cross-
government partners.''
    In August, Suarez, 50, went on stage with Valisure's Light 
at a conference of medical supply experts in Orlando. Congress 
had told the Pentagon a year ago to identify threats to its 
pharmaceutical supplies. Suarez got involved in the project as 
something of a swan song to a career of supporting vaccine 
development and managing medical acquisition and logistics for 
25 military facilities. He retired last week and is now a 
consultant who advises health-care clients on product and 
supply chain issues. As Suarez announced the pact with Light 
that day in Orlando, he said it would help end what's in effect 
an ``honor system'' that leaves consumers in the dark.
    That same month, Suarez said, he heard of blowback through 
his command chain. Califf met with one of his superiors, 
Assistant Secretary of Defense for Health Affairs Lester 
Martinez-Lopez, and raised concerns about the Pentagon study 
and Valisure's testing methods. Martinez-Lopez informed Califf 
the Pentagon would move forward, according to Suarez. Nicole 
Schwegman, a Defense Department spokesperson, said it 
``appreciates the FDA's insight'' and noted that Martinez-Lopez 
is required to report on risks to the pharmaceutical supply 
chain. The FDA's Kahn didn't respond to questions about the 
meeting.
    To sustain support, Suarez also briefed Pentagon leaders 
about Valisure's preliminary results for a few medications, 
including the flawed tacrolimus. A chart that compared prices 
alongside quality scores showed how cheap isn't always best. 
``It was just a jaw-dropping moment,'' he said. The Valisure 
pilot is testing a dozen drugs, each with multiple 
manufacturers, among them blood pressure medicines and 
antidepressants. The lab uses commercial samples obtained from 
distributors, not manufacturers. The tests measure dosages, as 
well as potential contaminants. Results are graded by an 
outside panel of experts, who assign quality scores.
    Doctors had expressed doubts about some generic versions of 
tacrolimus soon after they were introduced in 2009. The FDA 
responded 2 years later by designating it a ``narrow 
therapeutic index drug,'' signaling that small differences in 
dosages can have a big impact on patients. Over the next 
several years, the agency has said, it funded ``a number of 
studies'' to continue investigating. Finally, in September, the 
agency said the Intas version isn't equivalent--but let it stay 
on the market.
    Last month, the Pentagon gave the Valisure project another 
vote of confidence by transferring it to the Uniformed Services 
University of the Health Sciences, which conducts research for 
the military. The institution will add dozens of additional 
medicines to the study and analyze the results over the next 2 
years. Suarez said he hopes big drug buyers like Medicare and 
the Veterans Administration adopt the same approach--which 
might finally change the economics of the generic drug market 
to reward quality. ``Hopefully the FDA will become part of 
that,'' Valisure's Light said, ``but it's happening without 
them anyway.''
    In the European Union, independent testing has long been 
standard, with a network of 70 labs that sample medications 
both before they're released and after they're in use. The 
FDA's Woodcock said European authorities also rely on 
inspections and work closely with the FDA. Tests might motivate 
``certain manufacturers to make sure their products at least 
pass,'' she wrote in an email. ``But people who know a lot 
about this will tell you that testing per se is not a magic 
bullet.''
    After abandoning pursuit of the $25 billion legislative 
package, the Biden administration last week tapped the Defense 
Production Act to enable some domestic investment in essential 
medicines, starting with $35 million for sterile injectable 
drugs. It also added a new post outside the FDA for a ``supply 
chain resilience and shortage coordinator.'' Biden adviser 
Tanden said the administration is exploring other ways of using 
the clout of the US Government ``as a giant purchaser of 
drugs'' to encourage manufacturers to prioritize quality and 
availability. Prompted by Congress, the FDA resumed unannounced 
inspections in India last year and China more recently.
    What's missing is a shift in the mindset of the regulator. 
Not long after FDA commissioner Califf returned from India, he 
spoke at an October conference for the generic drug industry in 
North Bethesda, Maryland. Asked about the idea of health 
systems doing independent tests, he responded: ``I might say 
there are better ways to spend your money.''
    -With assistance from Laura Bejder Jensen, Ike Swetlitz, 
and Swati Gupta