[Senate Hearing 117-889, Part 6]
[From the U.S. Government Publishing Office]


                                                 S. Hrg. 117-889, Pt. 6

                 DEPARTMENT OF DEFENSE AUTHORIZATION FOR 
                  APPROPRIATIONS FOR FISCAL YEAR 2022 AND 
                  THE FUTURE YEARS DEFENSE PROGRAM

=======================================================================

                                HEARING

                               BEFORE THE

                      COMMITTEE ON ARMED SERVICES
                          UNITED STATES SENATE

                    ONE HUNDRED SEVENTEENTH CONGRESS

                             FIRST SESSION

                                   ON

                                S. 2792


          TO AUTHORIZE APPROPRIATIONS FOR FISCAL YEAR 2022 FOR MILITARY 
           ACTIVITIES OF THE DEPARTMENT OF DEFENSE, FOR MILITARY CON-
           STRUCTION, AND FOR DEFENSE ACTIVITIES OF THE DEPARTMENT OF
           ENERGY, TO PRESCRIBE MILITARY PERSONNEL STRENGTHS FOR 
           SUCH FISCAL YEAR, AND FOR OTHER PURPOSES.


                               __________

                                 PART 6

                               PERSONNEL

                               __________

                              MAY 12, 2021

[GRAPHIC NOT AVAILABLE IN TIFF FORMAT]


         Printed for the use of the Committee on Armed Services

                 Available via: http:// www.govinfo.gov
                 
                               __________

                   U.S. GOVERNMENT PUBLISHING OFFICE                    
56-724 PDF                  WASHINGTON : 2024                    
          
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                      COMMITTEE ON ARMED SERVICES

JACK REED, Rhode Island, Chairman	JAMES M. INHOFE, Oklahoma	
JEANNE SHAHEEN, New Hampshire		ROGER F. WICKER, Mississippi
KIRSTEN E. GILLIBRAND, New York		DEB FISCHER, Nebraska
RICHARD BLUMENTHAL, Connecticut		TOM COTTON, Arkansas
MAZIE K. HIRONO, Hawaii			MIKE ROUNDS, South Dakota
TIM KAINE, Virginia			JONI ERNST, Iowa
ANGUS S. KING, Jr., Maine		THOM TILLIS, North Carolina
ELIZABETH WARREN, Massachusetts		DAN SULLIVAN, Alaska
GARY C. PETERS, Michigan		KEVIN CRAMER, North Dakota
JOE MANCHIN III, West Virginia		RICK SCOTT, Florida
TAMMY DUCKWORTH, Illinois		MARSHA BLACKBURN, Tennessee
JACKY ROSEN, Nevada			JOSH HAWLEY, Missouri
MARK KELLY, Arizona                  	TOMMY TUBERVILLE, Alabama                                    
                                  
                                     
		    Elizabeth L. King, Staff Director
  		John D. Wason, Minority Staff Director

_______________________________________________________________

                       Subcommittee on Personnel

 KIRSTEN E. GILLIBRAND, New York, 
               Chair			THOM TILLIS, North Carolina				
MAZIE K. HIRONO, Hawaii			JOSH HAWLEY, Missouri
ELIZABETH WARREN, Massachusetts    	 TOMMY TUBERVILLE, Alabama
                                     
                                    

                                  (ii)

                            C O N T E N T S

________________________________________________________________

                              May 12, 2021

                                                                   Page

Military and Civilian Personnel Programs.........................     1

                           Members Statements

Statement of Senator Kirsten Gillibrand..........................     1

Statement of Senator Thom Tillis.................................     3

                          Witnesses Statements

Herbert, Mr. Lernes, Performing the Duties of Assistant Secretary     3
  of Defense for Manpower and Reserve Affairs.

Adirim, Terry, M.D., Acting Assistant Secretary of Defense for        4
  Health Affairs.

Van Winkle, Elizabeth P., Ph.D., Executive Director, Office of        5
  Force Resiliency.

Brito, Lieutenant General Gary M., USA, Deputy Chief of Staff, G-    26
  1.

Nowell, Vice Admiral John B., Jr., USN, Deputy Chief of Naval        36
  Operations, N-1 and Chief of Naval Personnel.

Kelly, Lieutenant General Brian T., USAF, Deputy Chief of Staff      49
  for Manpower, Personnel and Services.

Ottignon, Lieutenant General David A., USMC, Deputy Commandant       63
  for Manpower and Reserve Affairs.

Mulcahy, Ms. Patricia, Chief Human Capital Officer, United States    69
  Space Force.

Questions for the Record.........................................    88

                                 (iii)

 
 DEPARTMENT OF DEFENSE AUTHORIZATION REQUEST FOR FISCAL YEAR 2022 AND 
                    THE FUTURE YEARS DEFENSE PROGRAM

                              ----------                              


                        WEDNESDAY, MAY 12, 2021

                      United States Senate,
                         Subcommittee on Personnel,
                               Committee on Armed Services,
                                                    Washington, DC.

                MILITARY AND CIVILIAN PERSONNEL PROGRAMS

    The Subcommittee met, pursuant to notice, at 2:30 p.m. in 
room SD-106, Dirksen Senate Office Building, Senator Kirsten 
Gillibrand (Chairman of the Subcommittee) presiding.
    Subcommittee Members present: Gillibrand, Tillis, Hawley, 
and Tuberville.

        OPENING STATEMENT OF SENATOR KIRSTEN GILLIBRAND

    Senator Gillibrand. Good afternoon, everyone. The 
subcommittee meets today to receive testimony on the military 
and civilian personnel programs in the Department of Defense 
(DOD) and the Military Service in review of the 
administration's Defense Authorization Request for fiscal year 
2022. This is the subcommittee's annual personnel posture 
hearing, and serves to establish a foundational record for the 
committee of the Department's full range of activities concerns 
matters affecting servicemembers, their families, retirees, and 
the Department's civilian workforce, and to provide the 
Department the opportunity to discuss their personnel policy 
priorities.
    To our witnesses, welcome, and thank you for appearing. We 
will have two panels today. The first panel consists officials 
from the Office of The Secretary of Defense, that cover the 
full range of military and civilian personnel programs. Mr. 
Lernes Herbert--oh A-bear. Is that how you say it? Got it. 
Okay. I was like, what is this phonetic? I do not understand 
it. Okay.
    Mr. Lernes Herbert, performing the duties of Assistant 
Secretary of Defense for Manpower and Reserve Affairs; Dr. 
Terry Adirim, Acting Assistant Secretary of Defense for Health 
Affairs; and Dr. Elizabeth Van Winkle, Executive Director, 
Office of Force Resiliency.
    The second panel will include the senior personnel chiefs 
of the Military Services, Lieutenant General Gary Brito, U.S. 
Army, Deputy Chief of Staff, G-Senator Kelly. Vice Admiral John 
B. Nowell, Jr., U.S. Navy, Deputy Chief of Naval Operations, N-
1 and Chief of Naval Personnel; Lieutenant General Brian T. 
Kelly, U.S. Air Force, Deputy Chief of Staff for Manpower, 
Personnel, and Services; Lieutenant General David A. Ottignon, 
U.S. Marine Corps, Deputy Commandant for Manpower and Reserve 
Affairs; and Ms. Patricia Mulcahy, Chief Human Capital Officer, 
United States Space Force.
    While I recognize that we have not yet received the 
administration's budget request, which is not unusual for the 
first year of an administration, I appreciate your willingness 
to appear here today to discuss personnel programs and 
policies.
    For the past 20 years, our country been in a state of 
continuous war. President Biden has announced a withdrawal of 
troops from Afghanistan by no later than September of this 
year. While this represents the closing of one chapter, it also 
means the beginning of a new one. As Avril Haines, the Director 
of National Intelligence, summarized in testimony before this 
committee a couple of weeks ago, quote, ``The United States and 
its allies will face a diverse array of threats that are 
playing out amidst the global disruption resulting from COVID-
19 pandemic and against the backdrop of great power 
competition, the disruptive effects of ecological degradation 
and changing climate, and increasing number of empowered non-
state actors, and rapidly evolving technology.''
    These challenges mean that the need for a highly trained 
and capable military and civilian workforce within the 
Department of Defense and throughout the Federal Government has 
never been greater. I believe the Department's upcoming budget 
request represents an important strategic reset and an 
opportunity to ensure that military and civilian personnel 
systems are oriented for the force we need in the future, not a 
force rooted in the past.
    As I stated last month, a subcommittee hearing on the cyber 
workforce to prevent the types of attacks we now see with 
alarming frequency, including attacks over the weekend against 
a major gas pipeline that supplies gas to much of the East 
Coast, we must grow and maintain our cyber capability, and that 
starts with people. Our ability to field the world's strongest 
military has always come from the collective talent and 
dedication of our servicemembers and the civilian workforce 
that supports them. We must commit to meeting these new threats 
by developing, fielding, and maintaining the world's most 
capable workforce.
    I look forward to hearing from our witnesses today about 
their ideas to develop a workforce ready to meet these 
challenges. We must ensure military and civilian pay and 
benefit enable the Department to compete for America's best and 
brightest, especially in emerging technology fields, including 
fully funding civilian pay raises that keep pace with 
inflation, something this Congress has consistently failed to 
do over the past 8 years. We must fully fund military family 
programs and child care programs. We must ensure adequate 
resources for DOD-operated schools and supplemental impact aid 
to help local school districts educate military children. We 
must continue to ensure that military health care is fully 
funded and oriented to support all servicemembers and their 
families, especially the most vulnerable, those with special 
needs.
    Finally, it will come as no surprise to anyone here, I am 
sure, but I will continue throughout this legislative hear to 
fight tirelessly to improve the military culture by eliminating 
the scourge of sexual assault within the ranks and reforming 
the way the military responds to and prosecutes these cases.
    Senator Tillis, welcome. I look forward, as always, to 
working with you on the fiscal year 2022 Defense Authorization 
Bill, which I am confident we will enact for the 61st 
consecutive year. We worked so well over time here to take care 
of our servicemembers, their families, and civilians that 
support them, and I expect that to continue.
    Senator Tillis?

                STATEMENT OF SENATOR THOM TILLIS

    Senator Tillis. Thank you, Chair Gillibrand. There are 
certain aspects I missed about having the chairman's role. 
Having to be the first one to pronounce some of the difficult 
names is not one of them, so thank you so much.
    I want to thank you for holding this hearing, and I really 
want to thank you for the work that we have done together. I 
have enjoyed working with you over the last 6 years, especially 
to improve important programs to serve military personnel and 
their families. Together we have done a lot of hard work, but 
we have much more to do.
    This is an important hearing, oversight hearing for us, as 
we are able to get a current perspective on the personnel and 
readiness programs for the Office of the Secretary of Defense 
and the Military Services. I want to thank the witnesses for 
appearing here. I want to thank those that we have been in 
contact with, Dr. Van Winkle being one of them, before the 
hearing. I know you have been working hard in preparation for 
this hearing, and working through all the challenges of COVID 
over the last year, so thank you for your service.
    I look forward to hearing from the witnesses on many 
important topics, including suicide prevention, sexual assault 
prevention and response, domestic violence prevention, the 
impact of COVID-19 on military readiness, recruitment, and 
retention, COVID's impact on military families, the challenges 
the Defense Health Agency (DHA) has encountered as the DOD 
reforms the military health system, reform of the Family 
Advocacy and Exceptional Family Member Programs, officer and 
enlisted personnel management, and civilian personnel 
management.
    Again, Senator Gillibrand, thank you for your leadership on 
this subcommittee. I look forward to working closely with you, 
and I look forward to the witnesses' testimony.
    Senator Gillibrand. Thank you. Mr. Herbert?

   STATEMENT OF MR. LERNES HERBERT, PERFORMING THE DUTIES OF 
ASSISTANT SECRETARY OF DEFENSE FOR MANPOWER AND RESERVE AFFAIRS

    Mr. Herbert. Chairwoman Gillibrand, Ranking Member Tillis, 
distinguished Members of the Subcommittee, thank you for the 
opportunity to appear before you today.
    Manpower and Reserve Affairs has been a key part of the DOD 
response to COVID-19 for well over a year now. Manpower and 
Reserve Affairs (M&RA) contributions, including issuing stop-
movement orders and other essential personnel policies, both 
for military and civilian personnel, to protect our people and 
keep our Department running has been crucial throughout the 
pandemic.
    Manpower and Reserve Affairs also oversaw the rapid 
mobilization of more than 65,000 Reserve component members, 
supporting the government's response to COVID, and modified 
operations to our child development centers and Department of 
Defense Education Activity (DODEA) schools to ensure we 
continue caring for and educating military children as we 
battled the pandemic.
    While M&RA continues to support the Nation's fight against 
COVID-19, we also have not lost sight of the many initiatives 
across our portfolio that take care of our people and build the 
DOD workforce we need to protect America and defeat our 
adversaries, now and in the future.
    The M&RA team has worked hard and continues to do so on 
policy priorities like combatting extremism, the service to 
transgender individuals, sustaining the all-volunteer force. We 
are also working on issues related to ensuring our 
servicemembers, civilians, and families have access to 
affordable child care, that our DOD school continue to provide 
high-quality learning opportunities for our dependents, and 
that spouse can pursue not just jobs but careers throughout 
their service.
    Thank you again for the opportunity to be here, and I look 
forward to answering any of your questions you may have.
    Senator Gillibrand. Thank you. Dr. Adirim?

STATEMENT OF TERRY ADIRIM, M.D., ACTING ASSISTANT SECRETARY OF 
                   DEFENSE FOR HEALTH AFFAIRS

    Dr. Adirim. Good afternoon. So I guess you can hear me. 
Great. Chairwoman Gillibrand, Ranking Member Tillis, 
distinguished members of the subcommittee, I am honored to 
represent the military and civilian medical professionals in 
the Military Health System who are serving around the world and 
here at home, delivering health care in support of our 9.6 
million beneficiaries, as well as providing COVID-19 support to 
millions of Americans throughout the United States.
    My testimony will provide the subcommittee with information 
on major military medical operations for the coming year. The 
most significant issue for the Military Health System is the 
national response to the COVID-19 pandemic and the Department's 
role in the response. Secretary Austin has made clear that the 
greatest proximate challenge to our Nation's security is the 
threat of COVID-19. The Military Health System (MHS) is 
providing critical health support worldwide to our military 
forces supporting other Federal and state entities as part of a 
whole-of-government response to this crisis, and continuing to 
meet other strategic global mission requirements while 
sustaining high-quality health services to our military 
servicemembers and their families.
    Regarding COVID-19 vaccinations, as of this morning over 55 
percent of our Active Duty force is already vaccinated, and 
this number is climbing daily. We have directly administered 
almost 3.2 million doses to our eligible beneficiaries and 
coordinated another 600,000 doses of vaccine through our 
TRICARE providers and retail pharmacy networks.
    To meet urgent health care needs throughout the pandemic, 
the Department has significantly expanded the use of virtual 
health to meet beneficiary demand while minimizing unnecessary 
risk for patients and staff. With our vaccination rollout now 
reaching our entire population of eligible beneficiaries, we 
are communicating with our beneficiaries who may have delayed 
or deferred needed preventive and routine medical care during 
the worst days of the pandemic, to ensure that they get timely 
quality care.
    The Department is also resuming a number of major reforms 
within the Military Health System. The fiscal year 2017 NDAA 
enacted sweeping reforms to the organization and management of 
military medicine. The overarching direction from Congress was 
to centralize and standardize many military health care 
functions in a way that better integrates readiness and health 
delivery. Included among these reforms was the expanded 
authority and responsibility of the Defense Health Agency to 
manage military medical treatment facilities, or MTFs, 
worldwide, and the authority to adjust medical infrastructure 
in the MHS to maintain readiness and core competencies of 
health care providers.
    Follow a strategic pause in these reforms due to the 
initial COVID-19 pandemic response, the MHS has resumed 
executing the transition of MTFs to Defense Health Agency (DHA) 
administration and management, in accordance with the law. 
Similarly, the Department submitted its required report to 
Congress in February 2020, on our plan to restructure military 
treatment facilities. The report articulated DOD's decisions to 
achieve a proper balance between meeting readiness requirements 
and managing the total cost of health care in the direct and 
purchased care systems.
    The Department is currently revalidating the assumptions 
made regarding its readiness requirements prior to the 
pandemic, as well as the assessment of network capacity to 
absorb additional patients where we intend to proceed with 
right-sizing plans. Local transitions will only occur when we 
are certain that TRICARE networks can provide timely and 
quality access to health care for our beneficiaries. If they 
cannot, we will revise our plans.
    Finally, the Department is also grateful for this 
committee's long-term advocacy and support for our military 
medical research program. Military medical research advances 
the state of medical science in those areas of most pressing 
need and relevance to today's emerging threats, which includes 
the COVID-19 pandemic.
    Thank you for inviting me here today to speak with you 
about military medicine, our response to the global pandemic, 
and our plans to further improve our health system on behalf of 
the uniformed servicemembers and families who we serve. I look 
forward to the discussion.
    Senator Gillibrand. Dr. Van Winkle?

    STATEMENT OF ELIZABETH P. VAN WINKLE, Ph.D., EXECUTIVE 
              DIRECTOR, OFFICE OF FORCE RESILIENCY

    Dr. Van Winkle. Member of the committee, good afternoon and 
thank you for having me today. I have appeared before you in 
past year expressing a commitment to addressing the issues that 
fall under me, to include sexual assault, harassment, diversity 
and inclusion, and suicide prevention, and countless military 
and civilian leaders have shared this same commitment. While I 
can assure you of our sincerity and have provided, in my 
written statement, some of the initiatives that we have been 
doing, I want to take this time to discuss some critical issues 
that we must keep in mind as we move forward.
    Points of failure in the system, as reflected in 
painstaking detail within the pages of the Fort Hood report, 
will consistently undermine all of our actions if not 
addressed. At Fort Hood, and likely other installations, there 
is a culture of disrespect and purposeful degradation of others 
that was unimpeded and left unchecked by the very individuals 
who hold the responsibility to prevent this type of culture. It 
left lingering questions as to whether some of our military 
leaders were blind to these infractions, whether they were 
complicit, and if there is even a meaningful distinction 
between the two.
    Since 2019, we have introduced strategies and policies 
developed in conjunction with experts in the field, to address 
sexual assault as part of an integrated violence prevention 
framework, focusing on the prevention of all forms of harm and 
ensuring an inclusive environment for all who serve. While I 
truly believe that an integrated violence prevention approach 
with a focus on command climate is how we can best prevent 
these behaviors, it must be emphasized that anything we have 
put into place, or will put into place, will be ineffective if 
members of our military fail to proactively embody the values 
that we expect.
    Changing climate and culture requires the commitment of 
every single member of the community. No one gets a pass. No 
one gets to decide they do not have a role to play. When you 
join the military you are taking on a responsibility to uphold 
our values and to be a part of the team that rejects these 
behaviors. When you become a leader, at any level, within this 
team, you take on a critical responsibility, both when it is 
easy and when it is not. This means calling out behaviors that 
are not in line with our expectations, even if they are 
perpetrated by a friend. If you overlook these behaviors, you 
open a door that you cannot easily shut later. Your looking the 
other way allows harm when it otherwise did not exist, and 
every time you fail to address misconduct, even the smallest 
offensive jokes and comments, someone is watching you, and 
trust is either gained or it is lost, and once it is lost, you 
will not easily recover it. If you assume witnesses will remain 
quiet as you move up in your career, you are not paying 
attention. We use words like ``protect,'' ``defend,'' 
``dignity,'' ``respect,'' and ``discipline.'' These have never 
been negotiable, nor should they be confusing for anyone who 
wears a uniform. It is not up for discussion and it carries no 
exceptions.
    As a Department, we are looking at all aspects of these 
issues, to shed light in those places we previously did not 
have visibility, to applaud those that are doing the right 
thing, to appropriately hold accountable those who are not, and 
to ensure all members can serve safely and honorably.
    I want to thank you for your dedication to these issues, 
and I look forward to your questions.
    [The joint prepared statement of Dr. Terry Adirim, Mr. 
Lernes Hebert and Dr. Elizabeth Van Winkle follows:]

Joint Prepared Statement by Dr. Terry Adirim, Mr. Lernes Hebert and Dr. 
                          Elizabeth Van Winkle
    Chairwoman Gillibrand, Ranking Member Tillis, distinguished members 
of the Subcommittee, thank you for the opportunity to discuss the 
Department of Defense's personnel and health policies and programs as 
we look forward to the Fiscal Year 2022 President's Budget and the 
upcoming National Defense Authorization Act (NDAA).
    It has truly been a difficult year for the Nation and the 
Department, but the events of the past year, especially the COVID-19 
pandemic, have reaffirmed why the people of this Department--our 
soldiers, sailors, airmen, marines and now our guardians, as well as 
civilian personnel--are our greatest resource and critical asset.
    In addition, President Biden, Secretary of Defense Austin and 
Deputy Secretary of Defense Hicks have all made it clear from the onset 
that the well-being and protection of our servicemembers, their 
families, and our civilian force are at the forefront of their agenda. 
In fact, in his March 4 Message to the Force Secretary Austin laid out 
as one of his top three priorities Taking Care of People, with three 
specific pillars: Grow our Talent, Build Resilience and Readiness, and 
Ensure Accountable Leadership. All the issues we will discuss today 
fall into each of these three pillars, whether it is extremism, sexual 
assault, servicemembers who identify as Transgender, diversity and 
inclusion, COVID-19, or military and civilian talent management.
    The Office of the Under Secretary of Defense for Personnel & 
Readiness and its subordinate offices are at the forefront of these 
issues. We are working closely with our Service partners to advise the 
Secretary of Defense and the Deputy Secretary of Defense on decisions 
that will strengthen the readiness and resilience of our military. The 
issues we will address here are complex and diverse; however, we are 
all driven by a common motivation that drives all of our efforts--to 
build and sustain the greatest Total Force in defense of this Nation.
                             health affairs
COVID-19 Response
    The past fourteen months have represented a unique and challenging 
period for our Nation as we've confronted and responded to the COVID-19 
pandemic. In line with the President's priorities, Secretary Austin has 
made clear that the greatest proximate challenge to our Nation's 
security is the threat of COVID-19. The Department has, and will 
continue to, act boldly and quickly to support Federal government 
efforts to defeat this disease. The Military Health System (MHS) is 
providing critical health support worldwide to our military forces, 
supporting other Federal and state entities as part of a whole-of-
government response to this crisis, and continuing to meet other 
strategic, global mission requirements, while sustaining high quality 
health services to our military servicemembers and their families.
    Beginning with the declaration of a global pandemic in March 2020, 
the MHS provided essential crisis response services in support of 
military leaders and civilian demands. Though this summary is not all-
inclusive, I will briefly mention several critical initiatives that 
contributed to the national response and also generated additional 
expenditures for the Department.
    Surveillance and Laboratory Testing. Soon after the pandemic began, 
the Secretary of Defense established the DOD Coronavirus Task Force 
that included a Diagnostics and Testing Line of Effort. The Department 
grew its laboratory testing capacity from 16 operational laboratories 
in late March 2020 to 189 operational laboratories by March 2021, and 
increased on-hand SARS-COV-2 tests from approximately 200,000 to over 
1.8 million. To date, the Department has conducted well over 3 million 
tests and has tests on-hand to conduct more than 100K tests per week. 
Testing is a key public health intervention that has helped to limit 
the spread of SARS-COV-2 within the military. Coupled with other public 
health measures like social distancing and masking, military 
installations have consistently lower positivity rates than their 
surrounding communities.
    Even as vaccination efforts continue to increase, testing will 
remain a key pillar of our public health strategy to battle this 
disease and maintain a ready force. Screening through antigen and PCR 
testing using a variety of testing strategies in a post-vaccination 
environment will continue as part of the Department's COVID-19 risk 
mitigation strategy to drive cases down toward zero. The Department is 
also committed to whole genome sequencing and identification of 
variants of concern and interest and to understanding their prevalence 
among our servicemembers and other beneficiaries. The Department has 
already committed the resources and funding to more than double the 
number of specimens the Department can sequence and analyze each week.
    Clinical Support for Treatment and Therapeutics. Early in the COVID 
response, the Defense Health Agency (DHA) developed and released the 
first DOD COVID-19 Practice Management Guide (PMG) to provide 
clinicians and Military Medical Treatment Facilities (MTFs)--our 
military clinics and hospitals--with a single document on best 
practices informed by the latest evidence, and guidance across all 
clinical care specialties. The PMG has been continually updated and 
rereleased, with the most recent version (Version 7) published in March 
2021. The DHA also established a Joint Registry for COVID-19. Using the 
Joint Trauma Registry as a foundation for this effort, the COVID 
Registry collects and assesses clinical information on COVID patients, 
in order to inform our military medical community on the rapidly 
evolving science behind this disease. In April 2020, DHA also put forth 
the Health Protection Condition Guidance in a COVID-19 Environment, 
which contained Centers for Disease Control and Prevention (CDC) 
informed guidance to support MTFs in healthcare delivery in response to 
COVID-19, based on the locally-determined risk level.
    In June 2020, DHA began an effort to collect donated units of 
plasma from patients who had fully recovered from COVID-19 to support 
development of an effective treatment against the disease. Again, the 
DHA relied on the COVID-19 registry to identify potential donors, as 
well as capture the use of, and outcomes from, convalescent plasma on 
hospitalized COVID patients. In August 2020, after receiving Emergency 
Use Authorization (EUA) from the Food and Drug Administration (FDA), 
COVID-19 convalescent plasma was made available to MTFs for 
investigational treatment of COVID-positive patients who met 
established criteria in accordance with approved protocols.
    The MHS worked closely to implement other, FDA-approved treatments 
for COVID. In September 2020, shortly after Veklury (remdesivir; first 
FDA-approved treatment for COVID-19) received an expanded EUA, the 
medication was rapidly pre-positioned throughout DOD to ensure 
availability to hospitalized patients with suspected or laboratory-
confirmed COVID-19, irrespective of their severity of disease. 
Similarly, in November 2020, after receiving an EUA from FDA for COVID-
19 monoclonal antibody treatment, DHA developed and disseminated 
specialized guidance to assist MTFs and healthcare providers regarding 
patient care considerations when administering this treatment for mild 
and moderate cases.
    Individual Medical Readiness. COVID-19 did affect medical readiness 
within the military. The Department uses a concept called Individual 
Medical Readiness (IMR) to measure medical readiness, which consists of 
six elements. These are Dental Readiness, Immunizations, Medical 
Readiness Labs, Deployment-Limiting Medical Condition Status, Periodic 
Health Assessment, and Individual Medical Equipment. In 2015, the DOD 
Total Force Medically Ready (TMFR) goal was set at 85 percent . Since 
2015, the Total Force has consistently met or exceeded the 85 percent 
goal. With COVID-19 pandemic beginning in the 2nd quarter of 2020, TFMR 
decreased below the Department's 85 percent goal. As of the 4th quarter 
of calendar year 2020, TFMR compliance was 82.2 percent; Active 
component IMR compliance was 82.4 percent and Reserve component IMR 
compliance was 81.7 percent. The COVID-19 vaccine is voluntary and 
therefore is not included in the IMR.
    The COVID-19 pandemic most affected Dental Readiness and 
Immunizations. These IMR requirements can only be completed via in-
person clinic visits. Of note, throughout the pandemic, medical 
readiness for deploying servicemembers was prioritized and all 
personnel are required to be fully medically ready prior to deployment. 
Capabilities such as virtual and telephonic medical appointments 
allowed MTFs to continue to provide access to medical readiness support 
services. We expect IMR rates to quickly recover and return to pre-
COVID levels as our vaccination campaign proceeds through spring and 
summer 2021.
    Healthcare Delivery and Deferred Medical Care. In both the direct 
care system and the TRICARE network, the Department has worked to 
ensure beneficiaries receive medically necessary and readiness-related 
care throughout the pandemic and we are currently working to address 
delayed or deferred care. In addition to guidance for MTFs on standard 
processes to provide medically necessary care that could not be 
delayed, the Department significantly expanded the use of Virtual 
Health (VH) to meet beneficiary demand while minimizing unnecessary 
risks for patients and staff.
    MTFs and Markets are increasing the number of available 
appointments to meet patient demand for care and schedule previously 
delayed care. Despite additional workload associated with COVID-related 
deployments and vaccinations, MTF appointment availability is 
approaching pre-pandemic levels and access to appointments for routine 
and follow-up care averages 4.8 days, which is better than the standard 
of 7.0 days or fewer. Likewise, specialty referrals are up from spring 
2020 levels and are approaching pre-pandemic rates. While direct care 
performance on cancer and other preventive screening is lagging 
compared to strong pre-pandemic performance, MTF staff members are 
actively reaching out to beneficiaries to encourage and facilitate 
screening appointments.
    For network care, DHA worked with the managed care support 
contractors to develop strategies to ensure our beneficiaries' ability 
to access care in the network, ensured resources were monitored to 
confirm provider availability, expanded availability of VH and eased 
beneficiary access to providers by extending referral and authorization 
limits and adjusting rules impacting beneficiary cost shares.
    Public Health Planning. The COVID-19 pandemic has highlighted the 
importance of integrated DOD and interagency public health planning, 
which includes conducting realistic exercises with federal, state and 
local public health partners. However, the MHS pivoted quickly and 
effectively in responding to the pandemic across a wide range of 
requirements, both internal to DOD and across the public health 
universe. In the process, we learned lessons and developed associated 
recommendations that can have an immediate and sustained impact on the 
ability of the MHS to support the ongoing pandemic and to prepare for 
future major public health emergencies. Chief among these actions is 
developing even tighter integrated coordination with interagency 
partners within the Departments of Health and Human Services, Homeland 
Security, Veterans Affairs and State to include the CDC, FDA, the 
Assistant Secretary of HHS for Preparedness and Response, the National 
Institutes of Health, the Federal Emergency Management Agency and other 
organizations regarding global medical surveillance of cases and 
variants of concern. As a primary partner in the interagency scientific 
community, DOD shares genetic sequencing, seroprevalence information 
and other relevant surveillance data with interagency partners.
    Medical Education & Training. The collaborative leadership efforts 
of the Medical Enlisted Training Campus and the Services resulted in 
minimal disruptions in training by maximizing the interoperability and 
capabilities of alternative learning modalities and technology 
adoption. The MHS kept graduation rates on target, and the end-strength 
of enlisted medical career fields healthy and ready to support 
Combatant Commanders. Additionally, the MHS expanded support for 
continuing education credits for 16 healthcare specialties and awarded 
over 90 thousand continuing education/medical credits. Continuing 
education credits are required for health professional licensure and 
certifications. The Defense Medical Modeling and Simulation Office 
recognized an opportunity to provide immediate support in meeting 
COVID-19 related simulation training gaps/needs of the transitioned 
Markets and associated MTFs.
    COVID-19 Vaccine and Immunization Implementation. Since December 
2020, the Department introduced a global immunization campaign to 
deliver expanding supplies of vaccines approved for use under an EUA. 
In December 2020, DHA issued a DHA Interim Procedures Memorandum to 
implement instructions, assign responsibilities, and prescribe 
procedures for the COVID-19 Vaccination Program. DHA continues to issue 
updates on the coordinated strategy for prioritizing, distributing, and 
administering the COVID-19 vaccine, with the most recent DOD 
Vaccination Plan modification (MOD-12) released in April 2021.
    As of April 16, 2021, the Department had administered over 2.5 
million doses of the three vaccines authorized by the FDA under an EUA. 
However, on April 14th, DOD implemented the CDC and FDA recommendation 
to pause administration of the Johnson & Johnson vaccine until federal 
health experts conclude their review of the rare, severe adverse events 
that have occurred in a small number of individuals. Although DOD was 
distributing all of its Johnson & Johnson vaccine to overseas 
locations, the Moderna vaccine still represented the majority of our 
overseas allocation. If this pause extends beyond several weeks, DOD 
will consider adjusting its current allocations to accommodate our 
overseas requirements.
    Adapted from the CDC tiered framework for prioritizing individuals 
for vaccination, the DOD population schema includes persons in critical 
national security positions and deploying forces in the Tier 1 
priorities. Vaccinations are being administered at 350 DOD sites around 
the world, in addition to access to civilian sources for our 
beneficiaries. On April 19, 2021, the Department fully opened vaccine 
appointments to all eligible individuals, consistent with the 
President's direction to all jurisdictions.
    The vaccine remains voluntary for all eligible persons to include 
Active Duty servicemembers. The Department has implemented a 
comprehensive outreach and communications effort to encourage all 
eligible persons seek out these highly safe and effective vaccines. We 
are encouraged by the trends in vaccine acceptance, and are confident 
that all individuals over the age of 15 who want the vaccine will be 
fully vaccinated by mid-Summer.
    Defense Support to Civilian Authorities. In addition to the 
comprehensive response in support of the military mission, the Defense 
Department has provided significant expertise, logistics support, and 
personnel to civilian communities. Early in the pandemic, the DHA 
coordinated the delivery of critical inventory from existing strategic 
Reserves to FEMA for redistribution to civilian communities. This 
support included delivery of five million N-95 masks and over two 
thousand ventilators. The U.S. Navy deployed the USNS Comfort and USNS 
Mercy to civilian ports on the east and west coasts to provide hospital 
bed surge capacity for cities in crisis. Throughout 2020, Army, Navy 
and Air Force personnel deployed as units to civilian hospitals around 
the country to augment local staff. Military medical personnel took on 
key positions with Operation Warp Speed, and infectious disease experts 
and medical researchers from DOD medical research and development 
offices collaborated closely with the broader American medical research 
community.
    COVID-19 After Action Review (AAR). The MHS is a learning 
organization, and we are committed to continuously improving our 
performance--whether in battlefield medicine, health care quality and 
safety, or our COVID response efforts. Consistent with section 731 of 
the National Defense Authorization Act (NDAA) for fiscal year 2021, the 
MHS established a rigorous After Action Review (AAR) process, led by 
the Uniformed Services University of the Health Sciences. This AAR 
builds on the MHS interim AAR process and report established by the 
Assistant Secretary of Defense (Health Affairs) in May 2020 and 
completed in January 2021. The Department will submit a substantive, 
interim report to Congress under section 731 by 1 June, and submit a 
final report by the close of 2021.
MHS Reforms and Transition
    The Fiscal Year 2017 National Defense Authorization Act (NDAA for 
fiscal year 2017) enacted sweeping reforms to the organization and 
management of military medicine. The over-arching direction from 
Congress was to centralize and standardize many military health care 
functions in a way that better integrates readiness and health delivery 
throughout the Department. Included among these reforms: the expanded 
authority and responsibility of the DHA to manage MTFs worldwide; and 
the authority to adjust medical infrastructure in the MHS to maintain 
readiness and core competencies of health care providers.
    Following a strategic pause in transition activities due to the 
initial COVID-19 pandemic response, which was directed and then lifted 
by the Secretary of Defense in April and November 2020 respectively, 
the MHS has continued executing the transition of MTFs to DHA 
management in accordance with the Department's approved, conditions-
based execution plan that meets the intent of section 702 of the NDAA 
for fiscal year 2017.
    In the coming weeks, we expect to certify all Wave 1 Market Offices 
(i.e, San Antonio, Tidewater, Colorado, Puget Sound, and Hawaii). These 
critical markets account for 34 percent of the MHS' dispositions, 48 
percent of the MHS's direct care expenditures, and 11 percent of the 
MHS's purchased care expenditures--providing tremendous opportunities 
for continued standardization and optimization. Wave 2 Market 
Establishment planning is underway, and we plan to institute an 
intermediate headquarters to manage the remainder of our small 
hospitals and clinics in early June.
    Section 703 of the NDAA for fiscal year 2017 directed the Secretary 
of Defense to submit to the congressional defense committees an 
implementation plan to restructure or realign military medical 
treatment facilities. This report was transmitted to Congress on 
February 19, 2020. The report articulated the DOD's decisions to align 
MTFs to increase the readiness of our operational and medical forces 
and achieve a proper balance between meeting readiness requirements and 
managing the total cost of health care in the direct and purchased care 
systems.
    All restructuring efforts were paused on April 2, 2020 as a result 
of the resources required to respond to the COVID-19 pandemic. The 
Department is revalidating the assumptions made regarding its readiness 
requirements prior to the pandemic, as well as the assessment of 
network capacity to absorb additional patients where we intend to 
proceed with right-sizing plans. The DHA will take a conditions-based 
approach to any transition of medical services. In other words, 
transition will only occur when we are certain that local TRICARE 
networks can provide timely and quality access to health care. If they 
cannot, we will revise our plans.
MHS Genesis Implementation
    The Department continues to proceed with the multi-year 
implementation of its new, Electronic Health Record (EHR), MHS Genesis. 
Although we paused a number of specific, in-person activities during 
the COVID-19 response, we still delivered the two Waves scheduled for 
completion in 2020, two currently in 2021, and remain on schedule for 
enterprise completion in 2023. As of today, MHS Genesis supports the 
delivery of safe, high-quality data to patients and providers across 20 
MTFs.
    The value of MHS Genesis has become even more apparent during the 
COVID-19 response. We were able to implement COVID-specific 
configuration changes in MHS Genesis within hours on several occasions 
that provided senior military and civilian leaders with timely 
information on COVID laboratory testing results and the health of our 
force and our beneficiaries; the same changes in our legacy systems 
took nearly four weeks to implement.
    MHS Genesis' mass vaccination capabilities have produced a 
significant improved workflow that allows the Military Departments to 
assess the status of servicemember inoculations in order to ensure 
readiness. For example, medical personnel at Twentynine Palms, 
California successfully screened 700 Active Duty marine records within 
days of going live with MHS Genesis in September. The process was so 
successful that Cerner made the solution part of its baseline product 
for commercial use.
    DOD and VA continue to closely collaborate on a fully integrated 
EHR with the oversight of the Federal Electronic Health Record 
Modernization (FEHRM) office. The Departments collaborated with the 
FEHRM to launch the joint health information exchange (joint HIE) in 
April 2020, creating a single common gateway through which DOD and VA 
providers can send data to and retrieve data from participating private 
sector partners. With the FEHRM's leadership, the Departments support a 
Federal Enclave providing a single, common record with high 
cybersecurity standards, joint configuration boards to ensure 
standardized workflows, and shared risks, schedules and lessons 
learned.
TRICARE 5th Generation Contracts (T-5)
    The Department continues to manage the TRICARE Program in a manner 
that seeks to reduce the growth in health care costs while ensuring our 
health benefit remains an exceptional tool for recruitment and 
retention of military personnel and their families. Among the most 
important strategies we pursue is the development of effective TRICARE 
contracts that deliver high-value, patient-centric care designed to 
seamlessly integrate military and private sector care in support of 
readiness and health outcomes.
    The T-5 contracts represent the next generation of contracts that 
provide DHA with the flexibility to adjust network requirements, 
improve professional services support, and adapt care delivery models 
in support of evolving mission requirements and changes in American 
health care delivery. After an extensive, multi-year engagement with 
Department leaders, industry, and other stakeholders, as well as three 
draft Requests for Proposal (RFPs) shared with industry, the Department 
issued the T-5 RFP on April 9, 2021. The goals of this procurement 
support (1) military medical readiness and the readiness of the medical 
force; (2) beneficiary choice; (3) high value care; and the adoption of 
Industry Business Standards.
    The Department looks forward to healthy competition from industry 
and the inclusion of new health care delivery models in the coming 
proposals. As part of the T-5 process, the Department will conduct 
``Competitive Demonstrations'' during the contract's period of 
performance. Twenty-one potential markets are identified in geographic 
areas where MTFs may rightsize, downsize or where DHA provides TRICARE 
Prime but no MTF exists. The RFP also specifies three innovations: 
Virtual Value Networks, Advanced Primary Care, and Care Collaboration 
Tools that will start with T-5 initiation and up to seven other 
demonstrations are planned during the life of the contract. DHA 
anticipates receipt of offeror proposals no later than August 13, 2021. 
The new contracts are planned to begin health care delivery in Calendar 
Year 2024.
Medical Research and Development
    The Department is grateful for the long-term advocacy and support 
for its military medical research program. The Defense Health Program 
research, development, test, and evaluation (RDT&E) focus is to advance 
the state of medical science in those areas of most pressing need and 
relevance to today's emerging threats, which includes the COVID-19 
pandemic.
    We seek to discover and explore innovative approaches to protect 
and support the readiness, health, and welfare of military personnel; 
to accelerate the transition of medical technologies to development and 
acquisition; and to accelerate the translation of advances in knowledge 
into new standards of care and treatment that can be applied in the 
field or in military medical treatment facilities.
    In the coming years, we hope to leverage new technologies to 
include artificial intelligence and machine learning, biotechnology, 
and autonomous systems. The goal is to accelerate the transition of 
medical technologies to development and acquisition programs, and to 
further the translation of new standards of care to support and 
treatment that can be applied in the field or in military medical 
treatment facilities. We will seek to mitigate deployment-limiting 
medical conditions for servicemembers by focusing on injury prevention 
and rehabilitation.
    The MHS continue to employ and strengthen our enterprise-wide 
performance management systems that provide stakeholders--both medical 
and line leadership--at all levels of the military with visibility into 
how we are performing on key metrics. These dashboards show 
longitudinal performance in measures of readiness, health, access, 
quality, safety and cost. We monitor critical indicators of quality and 
safety--that point us toward high reliability as a system of care. 
Access to primary care and specialty care are measured along with 
patient satisfaction to ensure we are meeting patient expectations. We 
have provided Department leadership, MTF commanders and staff with 
visibility into COVID-19 specific measures that include, but are not 
limited to operational hospital bed capacity and surge capabilities, 
timely laboratory test results, personal protective equipment 
inventories, COVID-19 vaccine target population and vaccine 
administration data, as well as important private sector care data.
    Our dashboards can be viewed at an enterprise level, by Service, by 
market, and by individual hospital or clinic. We will continue to adapt 
this management system as the MTF transition progresses. Commanders can 
assess their performance against expected benchmarks, against peer 
institutions, and--where possible--against civilian sector performance 
as well. These dashboards help us to both assess how we are doing in 
these areas, and where we need to invest resources, training, or 
management attention in order to achieve further improvement.
                   manpower & reserve affairs (m&ra)
    The diverse portfolio of the Office of the Assistant Secretary of 
Defense (Manpower & Reserve Affairs) directly supports the priority of 
taking care of our people and includes Military Personnel Policy, 
Civilian Personnel Policy, Military Community and Family Policy, 
Reserve Integration, the Defense Commissary Agency (DeCA) and the 
Department of Defense Education Agency (DODEA).
Military Personnel Benefits
    We are grateful for Congress' strong support provided in the Fiscal 
Year 2021 NDAA. Your continued support is vital to ensuring our 
soldiers, sailors, airmen, marines, guardians, and civilians have the 
tools, resources, and support to carry out their missions. Our people 
are the backbone of our Nation's security; they protect and defend our 
Nation and our American way of life. This important legislation 
supports vital investments in our military's readiness and 
modernization, allows for more flexibility in hiring and supporting our 
families, and provides our servicemembers with a substantial pay 
increase.
    In addition to an increase in pay, the NDAA also supported the wide 
range of benefits we provide our servicemembers, from housing to health 
care, to congressionally mandated commissary savings. The 13th 
Quadrennial Review of Military Compensation found that junior enlisted 
military members are paid at or above the 90th percentile as compared 
to their private-sector peers. The Department is proud of how we take 
care of our people but understand there are still challenges facing our 
servicemembers and their families. We appreciate the Congress' interest 
on the issue of food insecurity among our Services members, and while 
the number remains low, even one family struggling financially is too 
many. We recognize there are servicemembers who have relied on 
government food assistance programs and food pantries to feed their 
families, at no fault of their own, for a variety of reasons, and we 
are committed to providing the education and resources necessary to our 
servicemembers throughout their careers so they can focus on their 
mission and not worry about financial stability.
Military & Civilian Workforce Policies
    Since March of 2020, M&RA has been a key part of the DOD response 
to COVID-19. From the development of stop movement orders to the 
establishment of the conditions-based, phased approach for resumption 
of personnel movement M&RA has played a central role in protecting the 
Nation and our servicemembers, DOD civilians, and families. M&RA's 
directorates issued updated policies for pay, hiring, and workplace 
flexibilities for civilian employees and oversaw the rapid mobilization 
of Reserve forces, enabling more than 65,000 Reserve component members 
to support the Government's response. In addition, MR&A provided 
guidance on the modified operation of child development centers at more 
than 200 installations worldwide; designed safe, flexible instructional 
models for both in-person and remote learning at DODEA schools; and 
managed supply chain shortages to keep commissaries operating during 
the pandemic.
    While M&RA continues to support the Nation's fight against COVID-
19, the organization is also advancing many other initiatives across 
its portfolio to take care of our people and build the DOD workforce 
needed to protect America now and in the future. This starts by 
ensuring that all applicants for military service and military 
servicemembers are treated with dignity and respect at all times. The 
All-Volunteer Force thrives when it is comprised of diverse Americans 
who can meet the high standards for military service in an inclusive 
military force--all of which strengthens our national security posture. 
At the direction of President Biden and Secretary Austin, the 
Department has published updated policy on the open service of 
transgender individuals. Servicemembers who meet appropriate standards 
are permitted to serve in their self-identified gender without a 
waiver.
    As the Department looks towards goals of modernization and 
standardization, we are proud to update the Congress on our 
improvements in the United States Military Entrance Processing Command 
(USMEPCOM). In February, we launched the MEPCOM Integrated Resource 
System 1.1, a cloud-based system that streamlines the screening process 
that includes processing data from cognitive tests, medical evaluation 
and background checks. No longer are the days of #2 pencils and written 
answer sheets during processing, or recruits carrying large manila 
folders with personal information through airports and bus stations. 
This modernization, along with the hard work and creativity of our 65 
processing centers, allowed all Services to remain on track for their 
end strength goals, while recruiting throughout the pandemic. As the 
country continues to grapple with the effects of the pandemic, we are 
paying close attention to how young Americans react to a call to 
service in a dramatically increasing job market. Ensuring the 
recruiting mission is appropriately resourced is key to the future 
success of the All-Volunteer Force, and we are laser focused on 
providing the necessary resources to that end.
    The Department is continuing to enhance our screening capacity of 
incoming servicemembers. Applicants answer questions about involvement 
with law enforcement, arrests, charges, citations, parole and 
probation, detention, and other indicators of concern. All recruits 
undergo a fingerprint check and a FBI name check. Recruits are also 
screened for offensive, racist, or supremacist tattoos, including those 
that may reflect gang affiliation. In 2020, the Under Secretaries of 
Defense for Personnel and Readiness, and for Intelligence and Security 
established procedures to incorporate FBI review of questionable 
tattoos/branding through the FBI Cryptology & Racketeering Records 
Unit. The Department stands by the statement that the majority of those 
who serve in uniform, and their civilian colleagues, do so with great 
integrity and honor, but that any extremist behavior in the force can 
have an outsized impact. As of today, all Active component military and 
the Fourth Estate have completed their Secretary directed Department-
wide stand-downs to address extremism; the Reserve component will be 
mission-complete this summer. The Department is committed to 
maintaining the highest standards of conduct, to understanding the 
threat of extremist activities, and to taking all appropriate actions 
to achieve these objectives.
    As we continue to build the All-Volunteer Force, the Department 
continues to innovate to compete with other global powers and be the 
employer of choice for all young people across America. We strive to 
become a distinctly data-centered organization that enables readiness 
for the Joint warfighter, and manages our talent through a 
comprehensively linked digital architecture to support rapid, data-
informed decisions at all levels. For example, in partnership with 
Institute for Defense Analyses, we have trained a machine learning 
algorithm that accurately estimates the probability that any given 
servicemember will remain in the military for any specified time 
horizon. This algorithm, known as the Retention Prediction Model, 
allows us to use predictive analytics to solve a range of personnel 
life cycle related problems with far greater accuracy than ever before.
    The Department has been able to maintain numbers during a COVID-19 
because of high retention due to the dedication of our servicemembers. 
However, in addressing various retention issues, the Department is 
actively pursuing initiatives to increase career path opportunities, 
identifying non-monetary career-enhancing opportunities, addressing 
operational tempo, and managing operational commitments to reduce the 
strain of deployments.
    In addition to our servicemembers, the Department understands the 
importance of building its civilian workforce. To meet this need, we 
are expanding civilian marketing and recruitment outreach efforts, 
specifically, targeting critical functional communities such as cyber 
and digital. The Department appreciates, and continues to exercise the 
flexibilities granted by Congress to design and implement programs and 
policies that promote the health of the total civilian workforce 
including direct hire authority. As we employ the necessary authorities 
to efficiently recruit and retain top talent, we continue to work 
diligently to close critical talent gaps, enhance professional 
development, and build a robust student pipeline that will position the 
Department for future success.
Support to Military Families and Spouses
    The readiness of the force is dependent on our servicemembers 
knowing that their families are cared for. During the pandemic our 
servicemembers and their families faced enormous challenges and 
continued to show the great resiliency that makes us the greatest 
fighting force in the world. The Department looks forward to the 
partnership with the First Lady and Joining Forces on the critical 
issues they have identified as priorities.
    We know that there are serious issues that face the country as a 
whole and the Department is not exempt. One of them is the ugliness of 
domestic violence and child abuse. The Family Advocacy Program is 
focused on prevention, victim advocacy, trauma-informed victim-centered 
care, abuser rehabilitation, and family and individual well-being. The 
Department is on target with the development of a database to track 
incidents of problematic sexual behaviors for children and youth. We 
anticipate the system to be fully operational next spring. The 
Department recognizes the incentive to do all we can to protect our 
community and will keep working to ensure a positive culture for all 
that serve.
    Another challenge that the country faces, particularly during the 
pandemic--and our military families were not immune--is access to 
quality child care. Access to child care is a workforce issue that 
directly impacts the readiness and retention of the Total Force. The 
Department is proud of our rigorous national standards and oversight 
requirements that ensure comprehensive health and safety needs are met 
and quality programming is provided to participating children. During 
the pandemic, very few changes had to be made to operations because of 
the thorough and high standards (e.g., cleaning) that were already in 
place and implemented daily. In response to COVID-19, installation 
child development programs are open but are operating at a reduced 
capacity to accommodate social distancing and health protection 
condition procedures. The Department recognizes the issue of child care 
waitlists and continues to work toward solutions. We anticipate the 
pilot program to provide fee assistance for in-home child care 
providers will be available for families beginning in the summer of 
2021. This initiative will expand the use of fee assistance for in-home 
child care providers, and assist us in meeting the child care need. In 
addition to fee assistance, the Department continues to pursue efforts 
to increase child care staffing, maximize current capacity, explore 
public-private partnerships, and identify construction requirements.
    Military spouses face barriers to employment related to their 
mobile military lifestyle, including frequent relocations and extended 
periods of family separation due to deployments. The Spouse Education 
and Career Opportunities program provides military spouses 
individualized support and robust tools to plan and finance their 
education, define and pursue a job or career and grow their 
professional and personal networks to suit their needs. The Department 
is also developing plans to expand the financial assistance covered to 
include continuing education courses and national testing. A good news 
story is the Department's cooperative agreement with the Council of 
State Governments (CSG) to provide grants to establish interstate 
compacts for licensure portability. Five professions have been provided 
grants to work with CSG to develop compacts: teaching, social work, 
cosmetology, massage therapy, and dentistry/dental hygiene.
                            force resiliency
    The Department's efforts to strengthen resiliency and prevent 
problematic behaviors is one of our highest priorities. We are 
developing tools to leverage data in order to gain enhanced visibility 
of issues at the installation and unit level, while incorporating 
emerging, evidence-informed best practices.
    Within the last year, we have built out an approach that we refer 
to as integrated violence prevention. All leaders and members of the 
military community play a role in the prevention of violent, abusive, 
or harmful acts. An integrated approach enables them to work in mutual 
support towards the Department's efforts to reduce and stop these 
readiness detracting behaviors.
    Our new Integrated Violence Prevention Policy requires specific 
prevention personnel, eliminates `on size fits all' approaches, expands 
prevention activities to better address risk factors, and establishes 
an oversight framework. It is a critical component of our growing 
efforts, but more work remains. The Prevention Collaboration Forum is 
the organizing governance to help drive progress in this area.
    We recognize that unhealthy command climates can increase risk and 
exacerbate problems that can contribute to sexual assault, harassment, 
and suicide. In January 2021, we updated the command climate survey to 
improve our detection of unhealthy command climates; enable military 
leaders to drive change; and, as appropriate, take corrective actions. 
New survey constructs help assess a range of factors related to high 
level leadership, intermediate leadership, peer groups, and 
individuals.
Immediate Actions to Address Sexual Assault and Sexual Harassment
    One of Secretary Austin's first actions focused on stopping sexual 
assault and sexual harassment. Most recently the Secretary directed 
three Immediate Actions to accelerate our efforts to prevent sexual 
assault and harassment.
    The Secretary directed the Services to complete an assessment of 
compliance with sexual assault, sexual harassment, and integrated 
violence prevention policy as well as alignment with the Department's 
Prevention Plan of Action. Since new initiatives from the Department, 
Military Services, or the 90-Day Independent Review Commission will be 
ineffective if the Services do not comply with policies at the 
installation level, this assessment is critical. This effort is 
underway and in progress.
    The Department is also working to further improve senior leaders' 
visibility of command climates across installations; give our leaders 
targeted data that enables them to take specific actions to make 
improvements and address issues; and, when necessary, hold leaders 
appropriately accountable for unhealthy climates, and incentivize those 
who are driving healthy environments. We are gathering data on key 
climate risk and protective factors force-wide to help identify 
installations for biennial onsite evaluations to identify opportunities 
to improve prevention efforts and gather lessons from promising 
practices. The Department will produce a report on the first iteration 
of evaluations for the Secretary this fall.
    The last immediate action directs the establishment of a prevention 
workforce. While the Services have taken action to bring their 
workforces in compliance with best practices for violence prevention, 
some installations do not yet have appropriate prevention workforce in 
place to be considered compliant with the Prevention Plan of Action. 
The Services are currently assessing their staffing, training, and 
resourcing, and will report on them to the Secretary in the fall.
Suicide Prevention
    Every death by suicide is a tragedy. The Department addresses 
suicide prevention comprehensively through a public health approach, 
which incorporates both community-based prevention efforts and clinical 
care at the individual level. We constantly work to ensure that 
servicemembers seek help and check-in with each other, while using 
simple safety measures and precautions to reduce the risk of suicide.
    As no two individuals are the same, our suicide prevention efforts 
address a range of issues that can affect many people. We work to 
enhance protective factors (e.g., social connections and coping skills) 
and address risk factors (e.g., relationship, financial, and mental 
health challenges). The Department's efforts also target our population 
of greatest concern--young and enlisted servicemembers--and support 
initiatives to support military families.
    We also recognize the potential impact of COVID-19 pandemic on the 
well-being of our servicemembers and families. The Department has been 
working to stay ahead of this issue with multiple initiatives and 
virtual support efforts to promote connectedness and access to care. We 
have increased telehealth availability, peer support, and leadership 
engagement. The Services stood-up behavioral health teams to support 
Military Treatment Facility staff in critical and emergency care. DOD 
also launched tailored products, resources, and senior leader messages, 
sharing them through a variety of communication venues to enhance 
awareness and access.
    At this time, it is too early to determine whether suicide rates 
increased in Calendar Year (CY) 2020. The Department will release 
official suicide counts and rates in the CY 2020 Annual Suicide Report 
this fall.
    DOD remains steadfast in our commitment to the well-being of our 
servicemembers and their families. We have much more work ahead of us, 
and we will not relent in our efforts to prevent these tragedies.
Diversity, Equity, and Inclusion
    As Secretary Austin recently stated, ``We maintain and enhance 
force readiness and develop the capabilities we need to protect America 
when we fully embrace a diversity of backgrounds, experiences, and 
thoughts.'' Our commitment to leveraging the strengths of all our 
people is not only important for who we are and to represent our 
values, but these efforts also strengthen our national security. Yet, 
we are not where we need to be.
    Over the last ten years, overall composition of racial/ethnic 
minorities and women has increased across the officer and enlisted 
corps, but not to the degree we would like. Our latest data shows that 
too many minority Active Duty servicemembers experience racial or 
ethnic harassment or discrimination. This is unacceptable.
    Within the last year, the Department has identified numerous 
actions to enhance diversity, equity, and inclusion within the force. 
Such efforts include publication of a new policy to promote a diverse 
workforce that appropriately reflects the population of the United 
States, bolstering minority inclusion, and leveraging data capabilities 
to target outreach and recruiting efforts to underrepresented 
populations. Further, to combat problematic behaviors, we recently 
issued and updated policies to address harassment, discrimination, 
equal opportunity, and other critical matters. Additionally, to meet 
requirements from the Fiscal Year 2021 National Defense Authorization 
Act, the Department has initiated an effort to better identify 
discrepancies in rates of retention and promotion of officers related 
to race, ethnicity, and gender, which will help us target potential 
barriers to diverse military leadership.
    Our efforts, though, must continue. More work remains to ensure our 
commitment to every member of our Total Force--military, civilian, and 
contractor--can succeed.
Conclusion:
    Thank you again for the opportunity to discuss the important issues 
in the fiscal year 2022 military and civilian personnel programs and 
efforts the Department is taking to ensure our Nation's military 
remains the greatest fighting force in the world. We also appreciate 
your continued support to our servicemembers, civilian employees, and 
families. We look forward to your questions.

    Senator Gillibrand. Thank you. Ms. Van Winkle, you just 
said there were areas where you need to shed light where there 
is no visibility. What areas are those?
    Dr. Van Winkle. So one of the areas that we have not had 
visibility is really within the units and at the installation 
level. As you know, much of our data comes from the Gender 
Relations Survey, which is a very high level. The problem is if 
we do not know what is happening on the ground, if we do not 
know what is happening within those units, then we simply do 
not have a good sense of whether our initiatives are getting to 
where they need to be. That was one of the things illustrated 
by the Fort Hood report, and many of the immediate actions that 
the Secretary has recently directed is to get just at that--
what is happening on the ground so that we really can intervene 
early and prevent these behaviors from happening.
    Senator Gillibrand. I am exasperated by that statement. 
Isn't that the unit commander's job?
    Dr. Van Winkle. Yes.
    Senator Gillibrand. Haven't you been asking for the past 8 
years we have been focused on this, that commanders can keep 
their authority? They have had this authority the entire 8 
years at the unit commander level, and so for you to state that 
there is no visibility there is an absurd statement. You have 
visibility because you have unit commanders, and you had 
testimony from survivors for the last 8 years I have been 
working on this, that when they are sexually harassed, 66 
percent of the time it comes from their unit commander. So you 
have had plenty of visibility onto this issue.
    Dr. Van Winkle. I think you are right, that in the sense of 
we have been hearing those concerns, and the problem was is how 
do we get valid information at the ground so that we can start 
doing something about it.
    Senator Gillibrand. I am sorry. I am sorry. What is invalid 
about the information you have been getting from 
servicemembers, at least for the last 8 years that I have been 
working on this. Direct testimony saying that they are being 
harassed, direct testimony saying that when they do come 
forward with a sexual assault report that they are retaliated 
against, peer-to-peer, administratively, and professionally.
    Dr. Van Winkle. It is not that that is invalid. It is that 
we did not know where it was happening, and so what we are 
aiming for right now is to ensure----
    Senator Gillibrand. I am sorry. How do you not know where 
it is happening? The survivors have come forward and told you. 
I personally have heard hundreds of stories. For example, when 
a survivor comes forward and reports a case, and goes to trial, 
her entire unit sits behind the accused and not her. We have 
heard testimony of survivors that have come forward and said, 
``Yeah, I was told by the other members of my unit, 'We cannot 
wait to get you to Iraq so we can shoot you in the head.' '' I 
don't understand how you don't have eyes on what retaliation 
looks like and what climate looks like.
    Dr. Van Winkle. So I think the distinction is in terms of 
the programs and the policies. You are absolutely right. Every 
time that we hear those things, that is problematic, and the 
services and the unit leaders need to be doing the right thing. 
From where I sit, in terms of the broader policies and 
programs, what I want to make sure we can do, and what the 
Secretary is supporting right now, is ensuring that we have 
that visibility where we don't have victims who feel 
comfortable coming forward, so that all servicemembers who are 
experiencing these, we know where it is happening and can 
intervene.
    But you are right, we have heard these stories in the past.
    Senator Gillibrand. You have about 5,000 victims coming 
forward every year, reporting openly who attacked them, what 
happened in those circumstances. Then on top of that you have 
over 2,000 that report confidentially. So you have a lot of 
information and a great deal of data, and frankly, the military 
has more data than any DA's office is ever going to have, 
because you have a survey, every year, and you have reporting 
requirements. This is supposed to be something that the command 
has taken seriously, with zero tolerance for the last decade, 
since Dick Cheney was the Secretary of Defense.
    So I am baffled by your testimony, ma'am. I don't 
understand it, but I don't understand how you can state what 
you just stated. This is not a problem that we don't know the 
details about.
    Dr. Van Winkle. Again, what I would say is what we did not 
have visibility on is what is happening at those unit levels 
and installation levels, specifically, where we can go down, go 
onsite and see what is going on. With Fort Hood, the way the 
independent panel went down, those are the types of things that 
need to happen. It is long overdue. I agree.
    Senator Gillibrand. Okay. I don't think that is the 
problem. It is not a lack of visibility. It is not a lack of 
information. It is a lack of will. If you have unit commanders 
who are the sources of harassment and assault, if you have unit 
commanders who turn a blind eye for people retaliating against 
other unit members who have come forward, this is not an 
unknown problem.
    So I do not think it is a lack of information, and I do not 
think it is a lack of prevention, and so I would like you to 
rework your testimony, because what you have said here is 
unbelievable.
    Dr. Adirim, in the fiscal year 2017 NDAA, we addressed some 
necessary changes to the Autism Care Demonstration Program, yet 
I am still hearing concerns from constituents about the 
execution of the demonstration program and that many have found 
reduced services for military family members with autism. One 
of the recent changes the Department of Defense has implemented 
is the Navigator Program to help families obtain coverage for 
applied behavioral analysis.
    While this program is designed to make the system easier 
for families, what are you doing to ensure navigators are not 
acting as gatekeepers and preventing families from getting 
care? Are there other changes you anticipate making to the 
Autism Care Demonstration Program and how will these changes 
improve care for autistic military family members?
    Dr. Adirim. Yes. Thank you, Senator, for this question, and 
the opportunity to clarify what these changes are and what they 
are not. First of all, we spent the last several years under 
the Autism Demonstration project working very closely, as many 
as 30 interactions with all stakeholders, including families, 
advocates, experts within the Military Health System and 
outside the military health system, academics, and researchers. 
These are meant to be improvements to the demonstration 
program. They are not meant to inhibit families from seeking 
services. The navigator is there to help families, especially 
new families, understand what their scope of services that they 
could access and to help them access those services. Those 
navigators will not have the authority to be gatekeepers. That 
is number one.
    Number two, there is a group of improvements that will be 
very helpful to families. So, for example, it eliminates the 
requirement for families to have to have a confirmatory 
diagnosis. So any Autism Demonstration Program approved 
provider can refer families for Applied Behavior Analysis (ABA) 
therapy. There are other improvements including creating 
programs for families to help them be more engaged in the care 
of their child, because evidence shows that when families are 
engaged in the care, outcomes are much better.
    So I would say that if you are being told that these are 
inhibitors to access to the program, I would say that that is 
not true, and we are happy to meet with anybody to further 
clarify and explain what these improvements are.
    Senator Gillibrand. Thank you. Senator Tillis.
    Senator Tillis. Madam Chair, if you don't mind I will defer 
to Senator Hawley and then I will be called on when you deem 
necessary.
    Senator Gillibrand. Senator Hawley.
    Senator Hawley. Thank you, Madam Chair, and thank you, 
Senator Tillis.
    Dr. Adirim, am I pronouncing that correctly, by the way?
    Dr. Adirim. Adirim.
    Senator Hawley. Adirim. Thank you. All right. Be patient 
with me.
    Senator Gillibrand. You were not here in the beginning, 
Josh, and I muddled everybody's name.
    Dr. Adirim. No, you didn't. You got it perfectly.
    Senator Hawley. Adirim. I will get it right. Okay. Let me 
ask you about some of the unique challenges that medical 
treatment facilities and rural installations face. This is in 
my home state of Missouri, a particular issue for us, compared 
with rural installations, compared to urban or suburban 
centers.
    My question is, how is the Department accounting for those 
challenges in order to ensure that patients at rural military 
hospitals get the care they need as DHA assumes responsibility 
for managing those facilities?
    Dr. Adirim. Senator, I appreciate that question because it 
is a really tough challenge, I think, for all of health care, 
and how do we deliver health care in places where there may be 
gaps in services. What we have done over the last year is 
greatly expand our virtual health footprint. We have expanded 
virtual health within our direct care system, where we could 
bring services to those more rural areas, from those areas 
where we may have more of those particular services. For 
example, behavioral health is one of them.
    We have also greatly expanded virtual health within our 
purchased care system as well. So we see that as one piece of 
expanding health care into rural areas.
    Senator Hawley. Very good. Thank you for that.
    Mr. Herbert--did I get that right? Is it E-bear? A- bear?
    Mr. Herbert. A-bear.
    Senator Hawley. Zero for two. Mr. Herbert, the Department 
of Defense stopped planning for a protracted war with a peer 
adversary after the Cold War ended. With the rise of China now 
we are obviously facing a new threat of potentially protected 
war between great powers. My question is, how does this threat 
of a protracted war, specifically--emphasis, protracted--
influence the Department's planning as it think about end 
strength in both the Active and Reserve components?
    Mr. Herbert. Thank you for the question. As you have 
articulated, trying to ensure the readiness of the force 
through protracted warfare is challenging at best. Having been 
in uniform a number of decades, I will tell you that the models 
that we followed of prepare for war, go to war, reset the force 
no longer persists, or are applicable in our case.
    So we continue to try and ensure that our forces stay read 
throughout whatever engagements we are currently in, and 
whatever engagements we are planning for. In order to do that, 
we have to have a healthy, a robust, a well-trained force. We 
have to be agile in our force structure so that we can adapt to 
whatever requirements come our way.
    On the HR side of things, on the personnel side of the 
business, we owe the forces very agile and adaptable human 
resource systems and procedures, one that is not mired in 
bureaucracy but one that can react very readily to whatever 
individual needs are and whatever service demands are.
    Senator Hawley. Very good. Thank you for that.
    Dr. Van Winkle, the Department has struggled to reduce 
suicide rates among servicemembers. Let me ask you about your 
view on this. What are the weak points, in your view, in the 
Department's current approach to military suicide, and how does 
the Department plan to address those weaknesses, going forward?
    Dr. Van Winkle. Thanks for the question. One of the 
initiatives that we have been taking in suicide have been 
targeted based on the population of highest concern right now. 
Our population of highest concern is our youngest military 
members. So we have been working a lot of initiatives to 
increase problem-solving skills, access to care, those types of 
things.
    In terms of your question, when we I talk about the 
integrated violence prevention approach, and getting that 
visibility on the ground, the way we are doing that is by 
redesigning our command climate surveys. Within that there are 
metrics that are specifically there to try to get at 
servicemembers who may not be feeling connected, they don't 
feel valued, they are having additional stressors in their 
life, and how they are starting to be able to address these 
things within their unit so that we will get an early signal of 
where we may have a problem and we can try to truly prevent 
that by getting ahead of it.
    So that is another initiative that we are working in that 
integrated violence prevention approach. Suicide prevention is 
a critical part of that.
    Senator Hawley. Very good. I may have an additional 
question or two for you for the record, but I will leave it at 
that. Thank you, Madam Chair.
    Dr. Van Winkle. Of course.
    Senator Gillibrand. Thank you, Senator. Senator Tillis.
    Senator Tillis. Thank you, Chair Gillibrand, and thank you 
all for being here. I had the benefit of getting your 
pronunciations right, but I really do appreciate you being 
here.
    I want to start with Dr. Adirim. We got information from 
the DOD this week that just a little under 27 percent of our 
military personnel are fully vaccinated. It seems to me that 
this could become a readiness problem for a large part if a 
broader swath of the members of military decline the vaccine. 
So I guess, are we reaching a point, if we are saying to the 
public we need to get as many vaccinated and achieve some steps 
towards herd immunity, have we reached a point where the 
President may want to consider mandating vaccines for all but 
maybe medical or religious reasons?
    Dr. Adirim. I appreciate that question too. I never thought 
I would have those words come out of my mouth, but this is 
something that has been a concern for us, in how do we 
encourage and engage with our servicemembers for them to accept 
vaccination. It has been tough, and I think those who want 
vaccination have been able to get it.
    Senator Tillis. It is not a supply problem anymore, right?
    Dr. Adirim. Correct, and so what we are doing now is we are 
using every avenue available to us, from the installation level 
all the way on up, in order to really engage with those who are 
hesitant to get vaccinated. What we are finding is that even 
those who were in the earlier tiers of the prioritization 
scheme are slowly starting to accept vaccination. It is now 4 
or 5 months after we started vaccinating, and I think a large 
proportion of our servicemembers, as well as other DOD 
beneficiaries, have said, ``You know what? I would like to wait 
and see what happens.'' I think a lot of those people we are 
starting to capture.
    We, at this time, do not plan to make the vaccine 
mandatory. Certainly we are thinking about once the vaccines 
are licensed what we will do then, because we do mandate a 
number of vaccines. But right now the vaccine, while it is 
under Emergency Use Authorization (EUA), is voluntary.
    Senator Tillis. Okay. Thank you. Mr. Herbert, I am hoping 
that when you were maybe in your 23rd year in the Air Force and 
you were a colonel, you would have led by example and gotten 
the vaccine by now. I think that we should say that to all the 
people in the senior ranks, you have got to lead by example. I 
assume you have had your vaccine.
    I want to ask you a question about a Government 
Accountability Office (GAO) report, I think it was released 
last week. The GAO report said, ``The DOD has not collected or 
reported accurate data for all domestic abuse allegations 
received, including those that did not meet DOD criteria,'' 
which is required by statute. Can you explain to us why we are 
not collecting that data according to the law?
    Mr. Herbert. Yes, sir.
    Senator Tillis. Thank you for your service.
    Mr. Herbert. Thank you, sir. The GAO report I am very 
familiar with. There were ten findings that were specific to 
the Office of the Secretary of Defense. Five of those had, as 
you indicated, directly to do with data collection. What the 
Department was doing was collecting data in accordance with the 
policy that it set forth, but it did not collect data at a much 
more acute level that would give us visibility to every 
allegation that was brought forward. It only captured those 
allegations that were brought forward with certain parameters, 
that met certain parameters that followed the policy.
    So we accepted every one of the findings of the GAO report, 
and we are redoubling our efforts to get after that in very 
short order.
    Senator Tillis. Thank you. Dr. Van Winkle, thank you for 
your time yesterday, and giving a brief on what more you are 
learning about that. There are two things I wanted to give you 
an opportunity to talk about. One was the importance of the 
climate surveys, the command climate surveys, and how that is 
going to be a very important part of making process, and 
something else that you mentioned had to do with maybe some 
concern over recommendations that were set forth that had not 
been fully implemented on the ground. Can you just give this 
committee a brief summary of what we are talking about there, 
what we discussed yesterday?
    Dr. Van Winkle. Sure. I think what the concern is, is that 
as we have been putting forward policies and programs, and 
certainly over the next year with the Independent Review 
Commission and all that we are doing, we are going to be 
putting in a lot more really good ideas. But if they are not 
being implemented on the ground, we are simply not giving them 
a chance. That has been our concern, and then when the Fort 
Hood report came out it certainly highlighted that that was a 
valid concern.
    So one of the ways we are doing it, and it is not the only 
way, is by redesigning that command climate survey, so that we 
can truly get a sense of what is happening at the installation 
level, and then dive down further to find out are there certain 
units of concern, is this an installation issue. The metrics on 
that survey cover the kind of continuum of harm, so all the way 
from those very low-level offensive behaviors, as I mentioned 
for suicide, things like connectedness, all the way to whether 
folks are experiencing sexual harassment or harassment based on 
their race/ethnicity, so that we can really start to take 
action early on and prevent these things from occurring.
    Again, it is not going to be the one thing that will solve 
everything, but it gives us a little bit of a better 
visibility.
    Senator Tillis. Madam Chair, if I may, I have just one more 
question. I can't remember the name of the program. I think it 
is ``Catch a Serial Offender.'' Talk about a little bit of the 
progress that has been made there. But you also mentioned about 
how there is a responsibility that falls on everyone in a unit. 
If they see something, say something. Is there an opportunity 
there to maybe even encourage, if they are not willing to do it 
through the normal channels, to possibly expand the Catch basin 
for data that you can gather to possibly track somebody?
    Dr. Van Winkle. Thanks for the question. The Catch program 
is to try to get at, for those folks who do not feel 
comfortable making an unrestricted report and going through the 
investigation.
    Senator Tillis. That is for a victim--am I correct?
    Dr. Van Winkle. Correct. Now in terms of expanding that, I 
think these are some of the things that the Independent Review 
Commission is looking at, and so as they start to develop their 
recommendations they are look at all aspects of this, including 
how can we ensure that people have the confidence and the trust 
in the system to come forward and report, even these low-level 
behaviors.
    Senator Tillis. Well, thank you. I think we have to make 
progress. You may have sensed a little frustration on the part 
of the chair. I share that frustration in terms of just 
executing what we have already authorized, what the Department 
has already said get it implemented, and we have got to make a 
lot of progress. A lot of lives are being affected.
    Thank you, Madam Chair.
    Senator Gillibrand. Thank you, Senator Tillis. I just have 
one more question, and if you guys want to take a second round, 
you may, on mental health. Obviously, there are a great deal of 
challenges with military life, including frequent deployments, 
repeated moves, spousal unemployment, that put servicemembers 
and their families at increased risk of behavioral health and 
suicide.
    This is becoming particularly acute during this pandemic. 
An August 2020 report by DOD Inspector General revealed 
significant barriers to accessing mental health care. Of the 13 
military treatment facilities, included in the study, 7 failed 
to meet access to care standards each month. Even more 
concerning, the report showed that more than 50 percent of 
those referred to mental health treatment in the purchased care 
system never received care at all.
    Dr. Adirim, three questions for you. Does the Department of 
Defense have access to the adequate number of behavioral health 
providers, one? Two, what can be done to increase access to 
behavioral health, both at military treatment facilities and at 
private facilities? Three, for those servicemembers and their 
families that prefer marital counseling outside of the military 
treatment facility, should TRICARE cover the cost of that 
counseling?
    Dr. Adirim. Okay. I think I got all three, Senator. This is 
a concern of ours as well and something that is a priority and 
that we work on consistently.
    With regard to adequate providers at military treatment 
facilities, we have, overall, for all behavioral health 
providers, we are at about a 96 percent fill rate, but that 
masks some gaps, the gaps being in psychiatrists, which we have 
a lower fill rate for those, and that includes Active Duty, 
civilians, and contractors.
    We are competing with the private sector where there is, 
you know, not enough behavioral health providers out in the 
civilian sector. So we use whatever levers that we have at our 
disposal in order to recruit and retain our behavioral health 
providers. It is very important to us, and so this is something 
that we are cognizant of.
    I believe the report that you are referring to did talk 
about several MTFs that did not meet the 28-day specialty 
standard. I believe the number was 30 days for those. So it not 
meeting the standard, but it is just outside the standard.
    Second, with regard to access to care within military 
treatment facilities, again, we work really hard, especially 
for Active Duty, to get priority access for mental health 
services. We do this in multiple ways, not just within the 
military treatment facilities and embedding it within our 
primary care, but we also embed behavioral health within units 
as well.
    With regard to TRICARE, this is something that we press our 
managed care support contractors to maintain a robust directory 
of behavioral health providers. The problem with that is that 
we are competing in a system where a significant proportion of 
behavioral health providers are cash-only practices, so keeping 
them within the network is very difficult. But we work on this 
consistently.
    As I told Senator Hawley, one of the things, if anything, 
you could say, that came out of the pandemic which was good, is 
virtual health, and one of the ways that we have been using it 
has been with behavioral health. We are evaluating that to make 
sure that it meets the needs of our providers.
    Now outside of the medical sphere, Military OneSource does 
provide non-medical counseling as well. So we use every avenue 
possible to provide support, and we completely agree, it is an 
increasing need and the pandemic really has exacerbated that 
need. Thank you.
    Senator Gillibrand. Thank you. Dr. Van Winkle and Mr. 
Herbert, we continue to hear that some do not avail themselves 
of behavioral health services because of the stigma attached to 
seeking this type of health care. What is being done, and what 
can be done to reduce the stigma of seeking behavioral health 
care?
    Dr. Van Winkle. So I can take this from my portfolio. 
Absolutely, the stigma of coming forward is always one of the 
barriers, that we have good resources but if folks will not 
take us up on those, or do not feel comfortable coming forward 
it will always be a problem. So we are always looking for 
different avenues by which individuals can seek help. We are 
also trying to work to ensure that we expand the scope of those 
people within the community that can offer help and have the 
tools to help, not only to help if somebody comes forward 
saying they are having a difficult time, but also recognize 
warning signs. So we have a pilot right now on recognizing 
warning signs on social media, and again, expanding that 
community, so working with chaplains, military families, those 
peers, so we can try to identify those things early on, as well 
as offering other types of confidential avenues by which to 
talk to somebody, whether it is peer-to-peer, through Military 
OneSource, or through our national hotline.
    Senator Gillibrand. Mr. Herbert?
    Mr. Herbert. Yes, ma'am. As Senator Tillis indicated 
earlier, it is a matter of leadership. It is a matter of 
setting an example. It is a matter of indicating from the top 
on down that this is expected, this is part of your readiness 
to be a servicemember, that you need to be mentally and 
physically fit, and accepting individual responsibility seek 
out that sort of help. But ultimately it comes from leadership, 
to make sure that individuals understand that if they seek 
help, it is not a career- impacting decision.
    Senator Gillibrand. Thank you. Senator Tillis?
    Senator Tillis. Thank you, Madam Chair. Dr. Adirim, I just 
had one other question for you. It has to do with the DOD and 
the deadlines that Congress for transition of all MTFs into 
DHA. How is it going, and are there particular service lines 
that are doing better than others? Call them out by name.
    Dr. Adirim. [Laughs.] Call them out by name. We are working 
really hard to make the September 30th deadline. I am hopeful 
that we will. Just even in recent weeks, we have had very good 
dialogue with all three services. I believe Air Force, we may 
be almost completely done. We still have some work to do with 
Army and Navy. But I believe we are getting towards the end, 
and filling out those last things that we need to do to 
complete the entire transition.
    Senator Tillis. Thank you, and, Mr. Herbert, I just want to 
echo what you said about leadership. You know, if you follow 
behavioral health and you follow the stigma associated with it, 
there is virtually no one in a command position that does not 
know someone or have a family member that is not experiencing 
some behavioral health. It is just a statistical reality with 1 
in 5 people experiencing it.
    So I think that we need to commute from the command down 
that it is actually a show of strength to recognize you have a 
challenge that could impact your readiness, and that they 
should be proud of the fact that they are seeking help. So this 
is something that we need to get from the top down, from the 
Pentagon down to the unit, socialized within our armed services 
so we can do right and be better prepared for the fight.
    Mr. Herbert. Yes, sir.
    Senator Tillis. Thank you, Madam Chair.
    Senator Gillibrand. Senator Tuberville.
    Senator Tuberville. Thank you very much for being here. I 
can see you all way back there. That is good. We picked a nice, 
big room.
    I do know what all you all have talked about. I have been 
in another meeting. But the one thing that I am concerned 
about, in anything that we do, especially in the military, is 
recruiting. We have got to fight big tech. We have got to fight 
big business. There is a lot of money out there for kids coming 
out of school, kids coming out of high schools. They can make a 
great living. We need a fighting machine.
    One of those situations where I feel like, as a college 
recruiter for years, we had a small range of people every year 
that we felt we could pick from to be successful, and I am sure 
we are the same way. Any comments on recruiting, from any of 
you all, that you think that we can do better, in terms of 
building the pool of young men and women to make our services 
better? Anybody?
    Mr. Herbert. Yes, sir. I appreciate the question. 
Recruiting is near and dear to all of our hearts, as you can 
imagine. We bring in a quarter of a million young Americans, 
young, patriotic Americans every year, and to try and reach out 
to a population who, more and more, are further removed from 
knowing someone in their immediate family that has served in 
the military.
    There are challenges. There are challenges in trying to 
explain what military life is like. There are challenges in 
being able to communicate in spaces and digital media where 
they operate, where traditional media does not reach them. The 
service, I will tell you, in all the years I have been in 
public service, I have never seen the services lean more 
forward to try and meet young Americans where they live, where 
they operate, and to try and approach them and explain to them 
the value of public service.
    We have a tremendous asset in that we have a mission that 
no corporation can match. They want to be part of something 
bigger than themselves. The United States military is an 
opportunity for that to happen.
    Senator Tuberville. Thank you. Dr. Van Winkle, during your 
time with the Department in overseeing sexual assault 
prevention and response, do you feel like that resources to 
prevent sexual assault are being utilized the right way?
    Dr. Van Winkle. Thank you for the question. I think we can 
always do better in this space. I think the resources that we 
do have, I think where we have challenges is people feeling 
comfortable and confident coming forward to utilize those 
resources. So we provide resources that are both more 
confidential and anonymous as well as those where they can come 
forward and go forward with an investigation.
    In addition, we also have the ``Catch a Serial Offender'' 
program that was previously mentioned, where we have folks who 
can make a confidential report but provide information to the 
Department about the offender. If there is a match in the 
system they are offered the opportunity to convert to an 
unrestricted report so we can hold offenders more appropriately 
accountable.
    So I think, again, there are resources that are there. It 
is important that people feel comfortable coming forward, and 
again, this is an area we can always do better, and the 
Independent Review Commission, one of their lines of effort is 
victim support and care, making sure that we have the right 
resources. So I look forward to the recommendation.
    Senator Tuberville. Do you have any personal suggestions 
about what we can do to get better, from your insight?
    Dr. Van Winkle. I think, again, we have to take this from a 
very holistic standpoint. It is not only putting the right 
things in place but making sure there are no barriers to people 
getting there, including just their own fear, whether it is 
retaliation or fear of trust. So I think I do defer to the 
Independent Review Commission. It is the right body to be 
looking at this issue, and they are taking a very comprehensive 
approach.
    Senator Tuberville. Thank you. Thank you, Madam Chair.
    Senator Gillibrand. Thank you. Thank you to all the 
witnesses. We appreciate your testimony, and we would like to 
welcome the next set of witnesses. Thank you.
    [Pause.]
    Senator Gillibrand. Welcome, everyone. You may proceed with 
your testimony. Lieutenant General Brito, you are first.

  STATEMENT OF LIEUTENANT GENERAL GARY M. BRITO, USA, DEPUTY 
                      CHIEF OF STAFF, G-1

    Lieutenant General Brito. Thank you, Chairwoman Gillibrand. 
Good afternoon, Chair Gillibrand, Ranking Member Tillis, 
distinguished members of the committee. Thank you for the 
opportunity to appear before you on behalf of the men and women 
of the United States Army. I have submitted a statement for 
record and would like to highlight a few points from it now.
    The Army's number one priority is its people. Our soldiers 
and Army civilians, families and veterans for life. We are 
putting people first, not only as a priority but as a 
philosophy.
    Our personnel programs and initiatives are focused on 
promoting our culture of cohesion and dignity and respect, 
where every individual can advance as far as their talents and 
their skills will take them. We have moved quickly to implement 
new policies to keep our soldiers and their families safe while 
continuing to execute our mission during the global pandemic.
    As our Nation engages in discussion focused on race and 
equality, we launched listening sessions across the Army to 
hear the concerns and ideas of our soldiers and our civilians. 
Our People First task force, of which I am one of three co-
chairs, is working very hard to combat sexual harassment, 
sexual assault, violent crimes, and other harmful behaviors. 
Modernization efforts, programs, policy, and management models 
are transforming the Army's personnel systems. These efforts 
will give the Army an enduring advantage of a transparent, 
data-rich environment, and improve our ability to compete for 
and retain talent.
    For example, the Integrated Personnel and Pay System Army, 
more commonly referred to as IPSS-A, is the number one resource 
modernization effort for the total Army, and I thank Congress 
for the support of this important program.
    Manning the Army is a key component of readiness. Ongoing 
21st Century talent management initiatives and actions help us 
to attract, acquire, and retain a diverse and talented force 
from across the Nation. Our nearly 300,000 Army civilians 
remain an integral part of the Army team, providing unmatched 
talent in critical areas.
    Personnel readiness also means creating installation and 
environment that allows our soldiers and families to thrive. 
The Army is committed to quality-of-live priorities that 
include quality housing, barracks, child care, youth services, 
and meaningful employment for our Army spouses.
    Resilience programs and initiatives aimed at harmful 
behaviors, and supported by Congress, are critical to help us 
combat sexual harassment and assault and factors that 
contribute to suicide. These efforts are also a major focus of 
the previously mentioned People First Task Force.
    As the Army G-1 and Army leader, and the father of a 
soldier, I acknowledge that sexual assault and harassment is a 
problem that has plagued our ranks for far too long. We are 
better than this. Our soldiers and civilians deserve better, 
and we will get at it.
    The Army Soldier For Life program continues to support 
soldiers, veterans, and their families. The Army's retired 
soldiers are important to the Army family. I would also 
highlight that during the pandemic more than 200 retired 
soldiers with critical skills were recalled to Active Duty and 
executed critical roles, enabling us to execute our mission 
against an enemy called COVID-19.
    The people of the United States, these men and women who 
serve our Nation, both in and out of uniform, along with their 
families, are indeed our strength and our legacy. Accordingly, 
putting our people first, which is the Army Chief of Staff's 
number one priority, is key to readiness, modernization, and 
reform.
    Chair Gillibrand, Ranking Member Tillis, members of the 
committee, I thank you for your generous and unwavering support 
to our talented soldiers, civilian professionals, and their 
families, and I look forward to your questions. Thank you.
    [The prepared statement of Lieutenant General Gary Brito 
follows:]

          Prepared Statement by Lieutenant General Gary Brito
    Chairwoman Gillibrand, Ranking Member Tillis, distinguished members 
of this committee, we thank you for the opportunity to appear before 
you on behalf of the men and women of the United States Army.
    The Army's number one priority is people--our soldiers and Army 
civilians, families and veteran Soldiers for Life. All of the Army's 
personnel programs and initiatives are focused on taking care of our 
people with dignity and respect and promoting a culture where every 
individual can not only serve our country honorably, but can do so in a 
way that allows them to advance professionally as far as their talent 
and skills will take them. There is no better investment to ensure the 
readiness of the Army.
    We continue to focus on the Army People Strategy's mission and 
vision to acquire, develop, employ, and retain the diversity of soldier 
and civilian talent needed to achieve Total Army readiness. 
Additionally, three critical enablers from the Army People Strategy 
continue to set conditions for putting people first: Army Culture, 
Quality of Life, and a 21st Century Talent Management System.
Personnel Modernization
    The foundation of Army Readiness is Personnel Readiness. New 
technology, programs, policy, innovations and management models are 
transforming the Army's Personnel Systems and will provide our soldiers 
and civilians with more opportunities to excel; give our Army the 
enduring advantage of a transparent, data rich personnel environment; 
and improve our ability to compete for and retain talent.
  The Integrated Personnel and Pay System--Army (IPPS-A)
    The Integrated Personnel and Pay System--Army (IPPS-A) is the 
number one Human Resources (HR) modernization effort for the Total Army 
and fundamental to the Army People Strategy. IPPS-A is the Army's new 
web-based HR system which, once fully deployed, will deliver a single, 
comprehensive, data rich HR and talent management system to the Total 
Force. IPPS-A will integrate personnel, pay and talent management 
functions into a secure system, providing soldiers and units with 
unmatched access to their HR, talent and pay data.
    The Army completed fielding to the Army National Guard in March 
2020 with resounding success. All 54 states and territories are now on 
a single system allowing the Army to run HR processes and analytics on 
the entire Army National Guard at the touch of a button.
    In December 2021, the Army will introduce the revolutionary 
capability of IPPS-A to the Active and Reserve components. Release 3 of 
IPPS-A will provide mobile access capability for self-service, business 
intelligence, and strength analytics tools, as well as automated 
workflow that will improve transparency of actions for soldiers while 
enabling our commanders and leaders to make informed decisions for a 
more ready force. IPPS-A will facilitate the Army's ability to better 
manage the talents of the Total Force based on soldiers' knowledge, 
skills and behaviors. Release 4 of IPPS-A is scheduled for May of 2025 
and will add Army payroll to the system. A plan for continuous 
improvements through 2030 will enable the Army to continue to modernize 
a talent management system that will have strategic impacts for years 
to come.
    The introduction of IPPS-A coincides with the Army's execution of a 
systematic approach to achieving HR data cleanliness; identifying 
authoritative data sources and services; and decommissioning legacy 
applications and systems which will be centralized in IPPS-A and a few 
other key systems. This HR IT modernization effort is linked to a 
future cloud migration of all HR systems, and is designed to facilitate 
the creation of a data rich environment that will allow us to fully 
implement a talent management system to recruit, retain and incentivize 
the very best personnel.
  Talent Management
    Talent Management provides our Army an enduring competitive 
advantage. Continued investment in acquiring, developing, employing, 
and retaining talent will keep our Army at the forefront of human 
capital development and performance while providing the Nation with a 
multi-faceted team that can fight and win in unpredictable environments 
to secure America's interests. Fully embracing lessons learned from 
industry and the Fiscal Year 2019 NDAA changes, the Army is actively 
building a talent management system capable of screening, identifying, 
and leveraging the knowledge, skills, behaviors, and preferences of 
individuals.
    The Fiscal Year 2019 NDAA provided the Army with new authorities to 
modernize the officer personnel system. Twenty-nine officers have 
received brevet promotions and another 76 positions are being marketed 
for brevet promotions this summer. Fourteen Cyber officers have been 
direct commissioned, and another 87 candidates are currently in the 
process. More than 65 officers with critical skills have been deferred 
past their mandatory retirement date. Ninety-four percent of the 83 
officers who applied to opt-out of a promotion selection board have 
been approved. Of the nearly 1,000 officers who opted in to be 
considered early for promotion, 101 were selected.
    The Army is building an attribute framework to support our talent 
management authorities. The new three-tiered structure, the Army Talent 
Attribute Framework (ATAF), will enable us to articulate assignment 
requirements, align talent to positions, and support individualized 
career paths as soldiers profess their unique knowledge, skills, and 
behaviors (KSB).
    The Command Assessment Program is improving the Army's ability to 
select more capable leaders at the battalion and brigade levels. From a 
population of nearly 1,800 officers, 1,050 were selected using 
psychometric, cognitive/non-cognitive, writing skills, verbal skills, 
physical fitness, leadership, and peer/subordinate assessments. Those 
selected are more cognitively capable, better communicators, more 
physically fit, and more apt to promote a positive command. By the fall 
of 2022, the Army will expand the Command Assessment Program to include 
brigade command sergeants major. We are also executing decentralized 
assessment pilots at local installations to provide insight and better 
align individual talents with first sergeant positions.
    The Army Coaching Program helps Officers and NCOs learn from 
assessments. Our premier coaching program provides professional insight 
to support the development of soldiers so that they understand their 
strengths and weaknesses and can weight their professional options. In 
fiscal year 2020, at least 1,463 officers participated in the program. 
In light of the program's exceptionally positive feedback, ATMTF 
expects to expand the program to approximately 3,000 officers in CY21.
    The Army is conducting a focused retention initiative targeting 
junior officers we want to retain into their field grade years. 
Selected captains will receive their career path of choice after 
company command, contingent upon continued high levels of performance. 
To date in fiscal year 2021, we have extended an opportunity to just 
under 1,000 highly talented officers. Twelve have received an assured 
mid-career pathway and another 62 are in the selection process.
    Using data gleaned from the assignment marketplace, the Army can 
see officer talents and link those to opportunities. More than 14,200 
jobs and 15,000 Active component officers are participating in the 
current marketplace where, based on their talents, they may match for 
their assignment of choice or earn a brevet promotion. A marketplace 
for master sergeants is expected in December 2021 with IPPS-A's talent 
management rollout.
    Talent Based Branching represents the future of how the Army 
manages its people, combining talent assessments, coaching, resumes, 
interviews, and selection panels to put ROTC cadets in the right branch 
at the start their careers. This ``whole person'' approach is a 
significant leap forward over previous systems that screened based on 
class rank.
  The Regionally Aligned Readiness and Modernization Model
    The Regionally Aligned Readiness and Modernization Model (ReARMM) 
will align units across the total Army Force in a predictable and 
sustainable life cycle through training, modernization, and mission 
windows. The model will regionally align units to meet current Joint 
Force demands, while allowing the Army to meet future challenges 
through modernization.
    In support of ReARMM, the G-1 is developing new Army Manning 
Guidance (AMG) to drive personnel policy aligned with the ReARMM 
principles of predictability, stability, and synchronization. 
Additionally, the G-1 is reviewing personnel policies to include 
stabilization of key NCO leaders and development of the 21st Century 
NCO corps.
  Marketing
    The Army's marketing efforts focus on acquiring diverse talent in a 
competitive environment. To attract the talent we require, we must 
inform and inspire public awareness of the wide array of opportunities 
the Army offers. Marketing remains a key tool to reaching qualified 
recruits.
    The ad campaign ``What's Your Warrior?'' launched in 2019 to 
highlight the breadth and depth of Army careers for Generation Z (Gen 
Z) youth. ``What's Your Warrior?'' added more content in late 2020 and 
the initiatives continue today. ``What's Your Warrior?'' leverages a 
mix of traditional and digital advertising to reach Gen Z recruits and 
their influencers across their preferred platforms including national 
broadcast, out-of-home advertisement, print, websites, and social 
media. The campaign reaches audiences through YouTube, GoArmy social 
media channels, and GoArmy.com with a range of promotional assets 
designed to appeal to different segments of the ``Generation Z'' 
population.
  Civilian Workforce Efforts
    Efforts specifically aimed at expediting the hiring of Civilians 
are increasing personnel readiness and ensuring talented individuals 
fill critical vacancies.
    Direct Hire Authorities (DHAs) are hiring authorities that the 
Office of Personnel Management can grant to Federal agencies to fill 
vacancies in specific occupations, grade levels and locations, when it 
can be proven that there is a critical hiring need or a severe shortage 
of candidates. DOD-specific DHAs enable the Army to expedite the hiring 
of qualified applicants for critical/hard-to-fill positions quickly and 
efficiently by removing some of the lengthier steps of the hiring 
process, specifically public notice, rating and ranking and Veterans' 
preference. The Army continues to use DHAs to expedite hiring for 
critical positions to increase readiness. DHAs cover many critical 
positions such as scientific, technical, engineering and mathematics 
(STEM), medical, and cyber. During 1st quarter of fiscal year 2021, the 
Army utilized DHAs for 70.8 percent of eligible external hiring actions 
and increased the usage rate to 73.5 percent for 2nd quarter fiscal 
year 2021.
    The Army has implemented several initiatives as part of a broader 
strategy to reduce Civilian time-to-hire in support of the former 
Secretary of Defense's fiscal year 2025 hiring goal of 45 days. In 
conjunction with promoting the use of Direct Hire Authorities to 
decrease hiring time, Commanders have been given the authority to defer 
several conditions of employment that add significant time to the 
hiring process (e.g., pre-employment physical results, pre-employment 
drug test results, and completed security clearances). Since 
implementing various initiatives, we have seen a gradual decrease in 
fill time--fiscal year 2019 hiring time was 90.63 days, fiscal year 
2020 was 83.4 days, and currently for fiscal year 2021 the hiring time 
is 84.89 days.
    In support of the Army People Strategy and Civilian Implementation 
Program, the Army has developed an Army-wide voluntary reassignment 
pilot program for Appropriated Fund employees called the Department of 
the Army Voluntary Re-Assignment Program (DAVRAP). The DAVRAP supports 
Army-wide human resource goals to reduce time-to-hire and bolster 
retention of current employees. This program delivers an Army-wide 
recruitment source that allows selecting officials to quickly fill 
vacant positions non-competitively with current Army employees. By 
allowing selecting officials to non-competitively select employees from 
different commands and/or locations, this program can facilitate the 
continued employment of current Army employees, to include Veterans and 
Military Spouses and family members undergoing a permanent change of 
station (PCS) with their military/civilian sponsor.
Building and Maintaining a Quality Force
    We must attract, acquire, and retain a diverse and talented force 
from across the Nation to build cohesive teams that are highly trained, 
disciplined and fit, and ready to fight and win.
  Recruiting
    The Army enlisted 61,253 recruits in the Active component (AC), 
38,633 recruits in the Army National Guard (ARNG), and 13,706 recruits 
in the Army Reserve (USAR) in fiscal year 2020.
    The AC achieved 38 percent of its fiscal year 2021 recruiting 
mission. Recruiting continues to be a challenge in the COVID-19 
environment. The Army's Recruiting Command has tripled its virtual 
efforts this year with multiple initiatives, including quarterly 
virtual campaigns; development of virtual career fair capabilities; and 
on-line job postings. These virtual efforts have compensated for the 
loss in face-to-face prospecting opportunities. The AC is on track to 
achieve its end-strength of 485,900.
    The ARNG achieved 45 percent of its fiscal year 2021 recruiting 
mission. With an aggressive emphasis on retention and attrition 
management, combined with an improved recruiting strategy, the ARNG is 
on glide path to achieve its end-strength of 336,500.
    The USAR achieved 37 percent of its recruiting mission. The USAR 
continues its effort to reduce attrition and increase prior service 
transfers from the AC and Individual Ready Reserve as a means to offset 
recruiting production. They expect to achieve 98.6 percent of the 
189,800 end-strength objective.
    The Army is on track to recruit and access more than 4,700 AC 
officers in fiscal year 2021, with more than 10,000 officers accessed 
across all components. All sources of commission are expected to meet 
their fiscal year 2021 accessions mission despite challenges due to 
COVID-19. The Army's primary commissioning sources (USMA, ROTC, and 
OCS) continue to advance processes to match talent and build diversity 
of race and gender across all Army officer branches. Officer Branching 
is aligned with the Army People Strategy underpinned by the ASA 
(M&RA)'s diversity guidance to `build the bench' of our Nation's future 
leaders. The Reserve component is also on track to exceed their fiscal 
year 2021 accession goals.
  Retention
    The Army's People Strategy requires that we not only recruit and 
employ the best talent, but that we retain them as well. As part of the 
Army's People Strategy, we have called for a 20 percent reduction in 
attrition during initial-entry training and a 15 percent reduction in 
attrition of soldiers who are within their first 36 months of service 
by the end of fiscal year 2020. We are seeing significant improvements 
in attrition-reduction efforts, and we expect to achieve our reduction 
goals by the end of the fiscal year.
    The AC and the USAR each achieved their fiscal year 2020 retention 
missions, while the ARNG achieved nearly 98 percent of their retention 
mission. The AC continues to exceed historical retention rates and the 
fiscal year 2020 retention rate of our eligible population (91.6 
percent) was the highest to date. The fiscal year 2020 retention rate 
was an increase of nearly 10 percent over fiscal year 2019 and 2 
percent over fiscal year 2018. In fiscal year 2021, the AC will 
accomplish its mission requirements. These retention achievements 
support meeting our NCO requirements in the near to mid-term and would 
not be possible without the funding support for incentives granted by 
Congress.
    The Army saw consistent officer retention in fiscal year 2020, 
retaining 90 percent of Army Competitive Category (ACC) captains and 96 
percent of ACC majors, which is consistent with fiscal year 2019 and a 
slight increase since fiscal year 2018. Overall, the Army retained 93 
percent of all officers and warrant officers in fiscal year 2020. 
Approximately 71 percent of officers are staying at least one year past 
their initial Active Duty Service Obligation (ADSO).
  Non-Deployable Personnel
    The Army's current initiatives to update regulations concerning 
non-deployable status have postured the Army to meet the 5 percent goal 
for non-deployable personnel. When these policy changes occur, the Army 
is postured to achieve the DOD goal of less than 5 percent by the end 
of 3rd quarter of fiscal year 2021.
    As of March 31, 2021, the Integrated Disability Evaluation System 
(IDES) non-deployable population consisted of 12,374 personnel. The 
COVID-19 impact to the medical examination portion of the IDES process 
resulted in more than 2,800 deferments. Consequently, the average 
processing time (from referral until separation) increased from 202 
days in fiscal year 2020 to 272 days as of March 2021. We expect the 
processing time to increase through the summer, level off, then 
decrease in the fall of 2021 as we clear out deferred cases. The Army 
will continue to work closely with the Department of Veterans Affairs 
and DOD to ensure timely delivery of benefits for our Nation's wounded, 
ill and injured soldiers. Efficient execution of the IDES process is 
critical to both readiness and taking care of our soldiers and 
families.
  The Diversity of the Force
    Over the last 14 years, the Army's Enlisted Force has become 
racially and ethnically more diverse, with Hispanics accounting for the 
biggest increase in minority representation. The Combat Arms Outreach 
program is a targeted effort to attract and commission a diverse 
officer talent pool reflective of the Nation we serve and the soldiers 
it leads. Combat Arms Outreach Engagement Teams will consist of diverse 
company grade and field grade officers from Combat Arms branches. Teams 
will conduct engagements at ROTC programs to encourage cadets to join 
Combat Arms branches.
    White, non-Hispanic representation in the Enlisted Force has 
decreased from 60 percent in 2007 to 51 percent in 2021. Meanwhile, 
Hispanic representation has increased from 11.7 percent to 18.7 percent 
over the same period. Asian and Pacific Islanders have also increased 
as a share of the Enlisted Force from 4 percent in 2007 to 6.3 percent 
in 2021. Female representation in the Enlisted Force has increased 
slightly over the last 14 years. In 2007, 13.4 percent of enlisted 
soldiers were women, whereas today, 14.8 percent of enlisted soldiers 
are women. The Army is finalizing its Enlisted Diversity Plan, which 
contains initiatives to address recruiting, developing, and retaining 
the diverse talent it needs to address sub-population 
underrepresentation.
    Over the last 14 years, the Officer Corps has also become racially 
and ethnically more diverse, with Hispanics and Asians accounting for 
the biggest increase in minority representation. White, non-Hispanic 
representation in the Officer Corps has decreased from 74 percent in 
2007 to 70 percent in 2021. Meanwhile, Hispanic and Asian 
representation has increased from 5 percent to 8 percent over the same 
period. Non-Hispanic Blacks have declined slightly as a share of the 
Officer Corps from 12 percent in 2007 to 11 percent in 2021. There has 
also been an increase in females in the Officer Corps over the last 14 
years. In 2007, 16.7 percent officers were women, whereas today, 19.8 
percent of officers are women. In January 2021, the Army published its 
Expanding Diversity in the Officer Corps Plan, which included 25 
initiatives to address diversity shortfalls in the Army Officer Corps.
  Women in the Army
    In 2011, 13.5 percent of soldiers were women. Today, 15.5 percent 
of soldiers are women. In addition to comprising an increased share of 
the Total Force, women continue to integrate into infantry, armor, and 
field artillery military occupational specialties at the Brigade Combat 
Team (BCT) level. As of the end of February 2021, 742 females were 
serving in infantry or armor roles within BCTs. BCT gender integration 
has progressed steadily, with 29 of 31 BCTs currently integrated and 
the remaining two BCTs scheduled to integrate by fall 2021. The Army 
plans to integrate its BCTs by cohort to ensure female soldiers arrive 
at a unit with at least one same-gendered battle buddy. Four BCTs 
already have more than 50 female infantry and armor soldiers, and 20 
BCTs have a dozen or more female infantry or armor soldiers. The Army 
will continue to address female recruitment and accession shortfalls 
using initiatives set forth in its officers, warrant officers and 
enlisted cohort diversity plans.
  Army Civilians
    Making up approximately 23 percent of the Total Force, nearly 
300,000 Army civilians work across the institutional Army in more than 
500 unique job series. Army civilians are an integral part of the Army 
team, and they play a critical role in enabling our soldiers to deploy, 
fight, and win our Nation's wars. Army civilians provide the Army with 
unmatched technical competence in essential functional areas including 
technical, medical, engineering, science, logistics, finance, and 
administrative disciplines. They provide leadership, stability, and 
continuity across the Generating Force, allowing soldiers to focus on 
warfighting. Our civilian workforce is motivated, diverse, and highly 
skilled.
  COVID-19
    The health and welfare of our people during the pandemic has been 
our top priority since March 2020 when the Department of Defense (DOD) 
implemented the Stop Move order to prevent the spread of COVID-19 and 
protect our soldiers, civilians, contractors, and family members. 
Currently, our vaccination priorities are focused on sustaining and 
improving our readiness through prioritization and education of all 
eligible and willing personnel. Our efforts continue to follow CDC and 
DOD force heath protection measures to ensure the safety of our force 
and reassure our foreign partners that the Army is committed to 
preventing the spread of the virus into and within their countries.
    To support soldiers during transitions, we have authorized them to 
report up to 30 days early and up to 20 days past their report date. 
This flexibility allows our personnel to best align transportation, 
pick up of household goods, and school start dates for their 
dependents.
    We have implemented virtual promotion boards at the junior NCO 
level and initially suspended professional military education 
requirements for promotion to the next grade to minimize travel 
requirements and gatherings of large groups. For officers attending the 
captains career course, the Secretary of the Army authorized attending 
in a temporary duty versus permanent change of station status through 
May 2021 to reduce risk and stress on family members. We have 
implemented specific compensation and entitlements that include 
Hardship Duty Pay-Restriction of Movement, isolation allowances, basic 
allowances for subsistence and meals at no cost, suspension of 
requirements to receive performance-based special and incentive pays, 
and Special Leave Accrual. All our efforts are designed to provide 
financial assistance and prevent undue hardship during this pandemic.
  The People First Task Force
    In December 2020, the Secretary of the Army established the People 
First Task Force (PFTF) to assess findings and recommendations of the 
Fort Hood Independent Review Committee (FHIRC) and develop options to 
address critical people issues which eroded public trust in the Army. 
The PFTF is taking actions to holistically address each of the nine 
findings and implement all 70 recommendations of the FHIRC, and is well 
under way to broadly apply meaningful changes through multi-faceted 
plans to combat sexual harassment, sexual assault, violent crimes, and 
other harmful behaviors that exist in our ranks across the Army, 
ultimately enhancing a culture of trust and building cohesive teams at 
all echelons. Deliberate efforts to redesign the Sexual Harassment/
Assault Response and Prevention (SHARP) program are in progress and the 
task force expects to present its recommendations to Army leadership 
soon for review and implementation.
    In March, the People First Solarium brought together 100 junior 
enlisted soldiers and officers from across the Total Army at the U.S. 
Military Academy to examine Army culture and the behaviors that 
negatively impact cohesion and trust. This event initiated a deliberate 
effort to close the communications gap between soldiers and senior 
leaders combined with 96 listening sessions at 14 locations. Parallel 
to the Solarium, the This Is My Squad initiative employs a grassroots 
approach to building cohesive teams that nests with the Army's NCO 
Strategy to shape the NCO Corps for generations to come. In support of 
This is My Squad, the Army developed the Squad Leader Development 
Course (SLDC) to assist first-line leaders in understanding and 
embracing their roles. The recently revised SLDC curriculum assists 
junior leaders as they develop their leadership philosophy by tying 
their philosophy to their signature character strengths and personal 
values. Additionally, the Army will aggressively improve criminal 
investigation structure, crime prevention procedures and missing 
soldier protocols to empower and protect our soldiers.
    The task force is also conducting pilot programs to measure unit 
cohesion and trust, as well as the effectiveness of programs meant to 
counter harmful behaviors such as sexual harassment, at select 
installations. The assessments include: soldier interviews and small 
unit visits; surveys measuring morale and trust in leadership; and 
analysis of a formation's operations with regards to trust and 
cohesion, leader development programs, training, awards, legal actions, 
and soldier separation programs.
  Equity and Inclusion Efforts
    The Army continues to advance the Army People Strategy Diversity, 
Equity and Inclusion Annex which includes 5 goals, 25 objectives, and 
126 action tasks that serve as the core of the Army's Project Inclusion 
initiatives and fulfill the Fiscal Year 2020 NDAA section 529 mandate 
for the military services to develop a diversity and inclusion 
strategic plan by December 20, 2020. The Annex's five goals center on 
Leader Commitment, Talent Management, Organizational Structure, 
Training and Education, and Equitable and Inclusive Environment.
    One of the Army's major initiatives is the Your Voice Matters 
listening sessions where the Army sends diversity and inclusion 
professionals to installations to discuss race, racism, diversity and 
inclusion, and their impact on the force. As of April 15, 2021, the 
Army has conducted 97 listening sessions at 14 different locations, 
reaching 5,401 soldiers and Department of the Army civilians.
    Another initiative is the Diversity, Equity, and Inclusion outreach 
to Affinity Groups program. On January 18, 2021, then Secretary of the 
Army McCarthy signed a memorandum of agreement with the National Pan 
Hellenic Council to focus on mutually shared objectives that help 
diversify the Army; mentor young men and women throughout the National 
Pan Hellenic Council community; and collaborate on outreach 
opportunities to build a community of talent, capable of joining the 
Army and achieving their aspirations and defined ideals of success.
    The Army has also inculcated diversity, equity, and inclusion 
training into Army Professional Military Education. The Training and 
Doctrine Command has revamped Military Equal Opportunity training to 
include diversity, equity and inclusion, the Secretary of the Army and 
the Chief of Staff of the Army signed the Officer Diversity Plan on 
January 7, 2021. We are working to complete plans for our enlisted, 
warrant officer and civilian cohort by the end of fiscal year 2021. 
These plans are designed to help the Army acquire, develop, employ and 
retain the diverse talent it needs to fight and win our Nation's wars. 
The Army has also assigned a Senior Diversity Advisor to the Secretary 
of the Army, as mandated by Fiscal Year 2021 NDAA section 913.
  Quality of Life Programs
    People First means creating a duty and installation environment 
that allows soldiers and their families to thrive. Last year we 
committed to quality of life priorities that included: quality housing 
both for families and our soldiers in the barracks; quality childcare 
and youth services; and meaningful employment for spouses.
    The Army continues to execute the Army Housing Campaign Plan to 
shape policies, procedures, and processes at every echelon. We have 
fully implemented 14 of 18 Tenant Bill of Rights at 44 installations 
and expect the remaining 4 tenant rights to be available at most 
installations with privatized housing by June 1, 2021. We implemented 
incentive fee metrics to hold privatized companies accountable for 
proper maintenance and customer service, and hired 114 additional 
government personnel to provide quality assurance oversight to 
privatized and government-owned housing. We implemented 100 percent 
change of occupancy inspections, and 100 percent quality assurance 
checks on life, health, and safety work orders. We developed 
environmental hazards (mold and lead) education materials; established 
an environmental hazard response registry; established habitability and 
displaced residents' policies; and hired independent, third-party 
experts to perform financial and development/operations reviews on 
privatized companies.
    Quality childcare is essential in enabling personnel readiness. The 
Army has a multi-pronged strategy to maintain, and in some cases, 
increase access to care. We plan, with Congressional support, to build 
21 additional Child Development Centers by fiscal year 2030, adding 
approximately 4,000 childcare spaces. We appreciate Congressional 
support of the three centers funded in fiscal year 2021, two in Hawaii 
and one in Alaska. We continue to invest in our people, adjusting 
compensation to recruit and retain quality staff. We are incentivizing 
the Family Childcare Program with bonuses for new providers and for 
families that continue in the program after a move. Finally, we 
continue to invest in Army fee assistance to buy down the cost of off-
post care when on-post care is unavailable or there is a long wait for 
care.
    The Army, with the support of Congress, continues to make 
improvements in spouse employment initiatives. The Army reimburses 
spouses up to $1,000 for professional licensing and certification in a 
new state. We improved policies for military spouse hiring preference 
and strengthened the Employment Readiness Program. We also made the 
transfer of non-appropriated fund employees between installations 
easier and streamlined the home-based business application and approval 
system. We continue to work with DOD to promote workforce development 
scholarships; improve state license reciprocity and professional 
license compacts; and reduce overseas employment barriers.
  Sexual Harassment/Assault Response and Prevention Program (SHARP)
    The Army continues to show the highest sexual assault and 
harassment reporting ever recorded. The continued increase in reporting 
is viewed as a positive trend by DOD and civilian sexual assault/
harassment and prevention experts. soldier surveys, such as the 
Workplace and Gender Relations Survey and the Defense Organizational 
Climate Survey (DEOCS), have linked an increase in reporting to greater 
trust in the chain of command and the SHARP response system. Optimally, 
we would see an increase in reporting in conjunction with a decrease in 
prevalence, or the estimated number of assaults.
    We are working to redesign the Army's SHARP system and are 
implementing initiatives to provide Commanders with the essential 
resources, education, training, and awareness they need to bring an end 
to sexual harassment and sexual assault in the Army. The PFTF has 
assembled a team of experts and stakeholders to conduct a comprehensive 
review of the Army's efforts to prevent sexual harassment and sexual 
assault, along with providing coordinated, victim-centered and trauma-
informed reporting and response services. The PFTF has engaged experts 
from academia, the public sector, DOD and the Army to develop bold, 
holistic, and sweeping recommendations to improve the Army's SHARP 
program. These recommendations will also address the 70 recommendations 
from the Fort Hood Independent Review. The Army is committed to 
eradicating sexual harassment and sexual assault in our ranks, and we 
see the SHARP program redesign as a foundational effort.
    Our Army SHARP Academy, the only sexual assault prevention and 
response-dedicated school among the Services, has introduced new 
prevention curriculum for all SHARP professionals informed by the DOD 
Prevention Plan of Action (PPoA). The new curriculum includes a range 
of unit-level training products that enable interactive learning. In 
January 2021, the Academy began providing updated and enhanced SHARP 
training in the Army's Pre-Command Course and work is underway to 
improve the required content across the full range of Professional 
Military Education (PME).
    We are in the process of seeking an exception to policy to allow 
the Army to provide SHARP advocacy services to Army Civilians filing 
unrestricted sexual assault reports regardless of whether they are 
serving in CONUS or OCONUS. Currently, policies only allow limited 
SHARP services to Civilians serving OCONUS.
  Resilience Programs
    The Army's Ready and Resilient (R2) program continues to provide 
the foundation for individuals to build and sustain personal readiness 
and resilience. Resilience is the Army's number one investment in 
primary prevention, as well as a protective factor against harmful 
behaviors.
    During the past year, we have increased the ability of Command 
Teams and Leaders to better ``see'' their soldiers and units, by 
deploying the Commander's Risk Reduction Toolkit (CRRT). The toolkit is 
a web-based application, populated from 26 authoritative data sources 
and displays up to 40 risk factors to give Command Teams a consolidated 
history of each soldier's personal information and potential risk. This 
access provides the Command Teams a consolidated history of each 
soldier's personal information and potential risk. Battalion 
Commanders, Command Sergeants Major, Company Commanders, and First 
Sergeants are the only personnel who can view individual soldier risk 
related to Personal Identifying Information (PII) and limited Protected 
Health Information (PHI). We completed fielding of the CRRT to the 
Active component and are currently rolling out the capability to 
Reserve and Guard units. CRRT not only provides Command Teams 
unprecedented visibility of their soldiers' risk factors, it also 
displays aggregated risk data from Company through Army Command level. 
This tool provides leaders with a common operating picture consisting 
of high-risk event trends with relationship to operational events.
  Suicide
    The Army continues to take a multidisciplinary, holistic 
comprehensive approach that includes awareness, research, and clinical/
non-clinical initiatives to address suicide and other harmful 
behaviors. Unfortunately, Army suicides increased in late 2019, and we 
continue our efforts to prevent these tragedies through our 
comprehensive strategies. While we recognize the COVID-19 conditions 
that increased isolation and decreased social connectedness could 
exacerbate suicidality, evidence does not yet exist to support a causal 
link with the pandemic. We are taking proactive measures such as leader 
engagement, training and awareness to mitigate associated stressors. We 
continue to equip commanders with the tools and resources required to 
strengthen resilience, increase leader visibility and enhance 
communication, prevention, and intervention capabilities through a 
collaborative community response.
    We are nearing completion of two pilot initiatives. A Suicide 
Prevention/Resilience Strengthening initiative that include units at 
Forts Bliss, Hood, and Campbell, is aimed at decreasing the prevalence 
of suicidality through increases in unit cohesion, trust, and coping 
and communication skills. During the pilot, we are evaluating two main 
initiatives: Leader Education and Training and Command Visibility 
Tools. Pilot findings will assess the impact on reduction of suicides, 
behavioral health problems and undesirable behaviors such as substance 
abuse, violence, and crime, and will be available in 3rd quarter of 
fiscal year 2021. A second pilot, the Behavioral Health Readiness and 
Suicide Risk Reduction Review (R4) tool, focuses on the populations 
most at risk of suicide (company level and below) and provides first-
line leaders with practical knowledge for communicating with their 
soldiers on suicide prevention. Initial pilot findings will be complete 
in 3rd quarter of fiscal year 2021.
    We continue to embed multidisciplinary teams of behavioral health 
(BH) professionals to provide direct support of brigade-level units. 
The Army expanded BH telehealth appointments during COVID-19, and the 
Office of the Surgeon General is reviewing the continuation of this 
service after the pandemic subsides.
    The Army is revising how it governs its Suicide Prevention programs 
to better incorporate Prevention and allow the Department to address 
early on any new emerging challenges. By elevating our governance 
process and taking a more holistic prevention approach, our Senior 
Leaders will have both the continuous visibility and information to 
reduce the incidents of suicide across our Army.
  Alcohol and other Substance Abuse
    Recognizing the nexus between alcohol and substance abuse and other 
harmful behaviors, the Army is employing a multidisciplinary and 
holistic prevention approach to reduce alcohol abuse and other 
substance abuse among soldiers. Our most at-risk population continues 
to be junior enlisted male soldiers that have co-occurring 
psychological or physical conditions. Combat exposure and traumatic 
experiences can also increase the risk of substance abuse within our 
population. The Army continues to emphasize the importance of 
deterrence, training, and awareness efforts, and offers self-referral 
for soldiers struggling with alcohol and other substance abuse 
problems.
    In July 2020, the Army published an update to AR 600-85, Army 
Substance Abuse Program. Other revisions include the addition of 
problematic gambling behavior to our Prevention, Education, and 
Training Objectives. We also provided updated guidance for 
administrative processing for separation of soldiers for alcohol or 
other drug abuse and implementing the designation of certain positions 
as Testing Designation Positions under the Army Drug-Free Federal 
Workplace Program. These revisions support efforts to implement an 
integrated and comprehensive prevention model aimed at strengthening 
soldiers, DA civilians and family members, building protective factors, 
and fostering a culture of trust that promotes readiness, successful 
service that is free of alcohol and other substance abuse and 
organizational cohesion.
    We are placing increased emphasis on stigma reduction efforts to 
encourage those who want assistance, but are hesitant to seek help, due 
to fears it will negatively impact their careers. In addition, the 
Army's substance abuse prevention efforts are being aligned with the 
Centers for Disease Control prevention strategy to ensure a holistic 
approach to prevent and deter substance abuse.
  Transition Assistance Program
    It is in the Army's and our Nation's best interest to ensure 
soldiers transition successfully back into our communities after their 
military service. All soldiers are required to begin the transition 
process no later than 365 days before the date of their anticipated 
transition from Active Duty. For fiscal year 2020, the Army's Veterans 
Opportunity to Work (VOW) Act compliance is 95 percent. The Transition 
Assistance Program (TAP) remains available to all veterans for six 
months after transition, and to all retirees for life.
    Even with the challenges of COVID-19, more than 90 percent of 
transitioning soldiers met the Career Readiness Standards required by 
DOD and the Army. The Army already had a 24/7 Virtual TAP Center that 
enabled us to be flexible during this pandemic. Counselors worldwide 
use our Virtual software, Microsoft Teams, and telephonic support to 
ensure soldiers in transition and their families have access to online 
support and information.
    According to data from the Department of Labor, in fiscal year 2020 
the unemployment rate for all Veterans increased due to COVID-19. The 
Army TAP efforts helped to stabilize the unemployment rate for recently 
transitioned Veterans to be lower than the national average. Between 
fiscal year 2011 and fiscal year 2020, Army TAP efforts, coupled with 
the Nation's low Veteran unemployment rates, have contributed to 
reducing the Army's annual unemployment reimbursement costs from a high 
of $514.6 million to $112.8 million.
    The Army TAP's Career Skills Program (CSP) provides soldiers the 
opportunity to participate in first-class apprenticeships, on-the-job 
training, employment skills training, and internships. It also affords 
soldiers the opportunity to obtain industry-recognized skills and move 
into high-demand and highly skilled careers at little to no cost. The 
Army has more 4,000 industry partners and sub-partners in the CSP 
program. In fiscal year 2020, 6,041 soldiers successfully completed a 
CSP, and 5,586 (or 90 percent) of them were placed into careers 
following the CSP training, despite a world-wide pandemic that moved 
most CSP training for the Army to an online and/or virtual platform.
  Soldier for Life
    The Army Soldier for Life program continues to expand its efforts 
to influence policies, programs and services that support soldiers, 
veterans, and their families. Forced to transition to virtual 
operations during the pandemic, the program conducted more than 25 key 
virtual engagements with Army, government and non-government 
organizations. In support of the Army Quality of Life Task Force focus 
to support military spouses, Soldier for Life spearheaded the 
initiative to establish co-working space for self-employed and remote-
working military spouses, with pilot programs already established at 
Forts Belvoir, Knox and Sill. For the past two years, Soldier for Life 
has increased program awareness through aggressive strategic messaging 
across all social media platforms with remarkable success. The Soldier 
for Life podcast produced 89 episodes designed to share resources with 
the military community. Soldier for Life thrives on creating an 
environment where soldiers, veterans and their families embrace their 
positive Army experience and return to their communities to inspire 
others to serve through personal example.
    The Army's Retired Soldiers are both a strategic and tactical asset 
for the Army. They inspire Americans by telling their Army stories and 
explaining military service and how critical it is to the strength and 
security of our Nation. During the pandemic, more than 200 retired 
soldiers with needed medical skills were recalled to Active Duty to 
serve in COVID-19 hotspots or to backfill soldiers in military 
treatment facilities who deployed to these hot spots.
    Conclusion. The People of the United States Army--these men and 
women who serve our Nation, both in and out of uniform, along with 
their families--are our strength and our legacy. Their talents, 
courage, and commitment make our Army the greatest in the world. 
Accordingly, putting our People First is key to readiness, 
modernization, and reform. Every one of our people has unique talents 
and abilities they are willing to use in service to our Nation, and we 
owe them the opportunity to do so. Chairwoman Gillibrand, Ranking 
Member Tillis, members of this committee, I thank you for generous and 
unwavering support of our outstanding soldiers, civilian professionals, 
and their families.

    Senator Gillibrand. Thank you. Vice Admiral Nowell.

  STATEMENT OF VICE ADMIRAL JOHN B. NOWELL, JR., USN, DEPUTY 
  CHIEF OF NAVAL OPERATIONS, N-1 AND CHIEF OF NAVAL PERSONNEL

    Vice Admiral Nowell. Chairwoman Gillibrand, Ranking Member 
Tillis, and distinguished subcommittee members, thank you for 
the opportunity to appear before you to update you on your 
Navy's personnel programs. First, I would like to give you a 
quick picture of some of our men and women across the fleet 
today. You may have seen, this past, the USS Monterey seized a 
massive shipment of illicit weapons in the North Arabian Sea.
    In the Indo-Pacific, sailors on the USS John S. McCain 
recently conducted a Taiwan strait transit, demonstrating 
dedication to our allies and freedom of the seas.
    For COVID-19 relief efforts, our sailors continue to 
support community vaccination centers from Boston and New York 
to Norfolk and Jacksonville, and sailors on board the John Finn 
successfully shot down an intercontinental ballistic missile 
(ICBM) in a critical test of our ballistic missile defense 
capability.
    As we sit here, submariners prowl the depths on board 
ballistic missile submarines, preserving global peace through 
strategic deterrence. These are just a few examples of what the 
men and women of your Navy are doing right now.
    Let me double-tap that it has been the service and 
sacrifice of our sailors and the Navy families, amidst the 
incredible challenges of a global pandemic, that have enabled 
our Navy to project power across the world and accomplish all 
assigned missions here and abroad. I want to start by saying 
thank you to all of them and to all of their families.
    To fight and win in a long-term strategic competition we 
must attract, develop, and manage the most talented Navy 
workforce possible. COVID-19 mitigations forced us to shift our 
recruiting methods to 100 percent digital outreach to find 
outstanding millennial and centennial talent. Meanwhile, the 
herculean efforts of our men and women at the Recruit Training 
Command led to safe bubble-to-bubble training and shipping of 
new sailors. This prevented any significant COVID-19 outbreaks 
in our accessions pipeline, as our recruit training command 
went from an all-stop at the beginning of the pandemic to 
putting through over 50,000 sailors through our accession 
supply chain since COVID-19 started.
    We have continued to develop this talent through 
initiatives such as Ready, Relevant Learning and a culture of 
excellence. Ready, Relevant Learning is the establishment of a 
career-long learning continuum which is transforming an 
industrial-age training model into a modern, responsive system. 
Additionally, our Culture of Excellence is a Navy-wide approach 
to achieving warfighting excellence by creating an environment 
of psychological, physical, and emotional toughness, while 
promoting transparency, trust, inclusion, and connectedness 
among our sailors and their families.
    Following the events of last summer, the Chief of Naval 
Operations (CNO) established Task Force One Navy, to evaluate 
issues in our society and military that detract from lethality 
and readiness, such as racism, sexism, and other biases, and 
they highlighted 56 recommendations, cultivating a culture of 
diversity, equity, and inclusion that the Navy is folding back 
into our Culture of Excellence campaign plan.
    Now without a doubt, the vast majority of our sailors in 
the Navy serve every day with honor, courage, commitment, and 
respect. However, we are not under any illusions that extremist 
behaviors do not exist in the Navy, and as directed by the 
Secretary of Defense, each command across the fleet conducted a 
stand-down to address extremism within our ranks, and we remain 
committed to eliminating it and all of its effects from the 
fleet.
    Last, we are optimizing our talent management systems, 
providing greater flexibility for sailors in career choice, 
development, training, and assignments. Thanks to the support 
of Congress in fully funding our MyNavy HR Transformation 
programs, we are able to provide our sailors and families with 
new and innovative systems. Some of these include our Navy 
Personnel and Pay System, countless mobile applications, and 
two MyNavy Career Center contact centers which have provided 
just-in-time capability to our sailors and their families with 
24/7 human resource support during the height of the COVID-19 
pandemic.
    As we grow our force structure and manpower requirements 
across all ship classes, we will continue to attract, develop, 
and manage America's finest talent to ensure fleet readiness, 
capability, and capacity, with our greatest advantage over our 
adversaries always being our people.
    Thank you for your support of these efforts and for your 
unwavering commitment to the men and women of the United States 
Navy and their families. I look forward to your questions.
    [The prepared statement of Vice Admiral John B. Nowell 
follows:]

           Prepared Statement by Vice Admiral John B. Nowell
                              introduction
    Chairwoman Gillibrand, Ranking Member Tillis, and distinguished 
members of the Military Personnel Subcommittee, thank you for the 
opportunity to appear before you today to discuss our Navy's most 
important strategic asset, our people.
                         strategic environment
    As stated in the Tri-Service Maritime Strategy and Chief of Naval 
Operations Navigation Plan (NAVPLAN), the United States Navy is engaged 
in a long-term strategic competition with the People's Republic of 
China (PRC) and Russian Federation (RF). These two nations have usurped 
control of valuable sea-based resources, unlawfully violated the 
sovereignty of our allies through intimidation by force, and hold 
international waterways and the global economy at risk. With its One 
Belt, One Road initiative and aggressive naval build-up, as stated by 
Secretary Austin, the PRC is our pacing threat. Enabled by 
modernization of tactical nuclear warheads, submarines, and hypersonic 
missile capability, the RF poses a direct threat to our homeland with 
an increased capacity to launch kinetic and cyber attacks with no 
warning. The PRC and RF endeavor to undermine the freedom of the seas 
that has benefitted the globe since the end of the Cold War and will 
attempt to outpace and overwhelm us in this long-term competition. 
However, we will bolster our resolve to deter aggression, fight, and 
win with the greatest warfighting asset that can outthink and outfight 
any adversary, our people.
                            advantage at sea
    To be victorious in long-term strategic competition, we must 
attract, develop, and manage the most talented Navy workforce possible, 
and these sailors will form the backbone of the Navy that can fight and 
win. Additionally, we will continue to strengthen our Fleet by 
establishing a culture of toughness, high standards, and trust. We will 
increase our lethality by removing bias and prejudice, eliminating 
discrimination, and learning from and listening to one another with 
dignity and respect. Lastly, we will inspire our sailors to outthink 
our adversaries by promoting innovation, initiative, and confidence in 
their decentralized decision making. Just as we are accelerating the 
development of a larger, more lethal Fleet, we will produce the best 
trained and best educated naval force in the world, supported by our 
core values of honor, courage, and commitment. MyNavy HR's four 
strategic goals, Build a Navy that Can Fight and Win; Optimize Talent 
Management; Provide Exceptional Service to our sailors and their 
families; and Transform the MyNavy HR Enterprise, are vital to 
maintaining our advantage at sea and defending our Nation for decades 
to come.
                  attracting the nation's best talent
    At the beginning of 2020, MyNavy HR focused on maintaining 
recruiting, retention, and operational readiness due to steady economic 
growth, historically low unemployment rates, and strong competition 
from civilian employers. When the Coronavirus Disease 2019 (COVID-19) 
pandemic shocked the U.S. and global economies, prospective recruits 
and current sailors were forced to choose between a heavily disrupted 
and uncertain civilian labor market and military service during a 
global pandemic. While the immediate effects to recruiting and 
retention were unknown, COVID-19 mitigation measures forced immediate 
innovations in the way we attract talent, pivoting to a completely 
digital recruiting presence to connect with potential sailors.
Accession Mission and Recruiting Modernization
    Despite ongoing challenges driven by COVID-19, we continue to 
leverage our digital recruiting presence to achieve the fiscal year 
2021 accession mission of 34,834 enlisted sailors and 2,513 officers in 
the Active component (AC), and 6,325 enlisted sailors and 1,319 
officers in the Reserve component (RC). MyNavy HR concluded fiscal year 
2020 with just over 100 percent (39,678/39,600) of our AC enlisted 
accession goal. However, record high AC retention created more 
challenges with RC accessions, as fewer eligible personnel separated 
from the Navy to affiliate with the selected Reserve. Thus, we achieved 
97 percent of goal (5,728/5,907), a manageable deficit, as we continue 
to meet our RC end strength. For officers, we fell short of mission 
solely due to the implementation of COVID-19 mitigation measures, as we 
attained 91 percent (2,160/2,390) of the AC and 78 percent (1,109/
1,419) of the RC mission.
    COVID-19 mitigations, particularly social distancing, prevented 
traditional MyNavy HR recruiting processes, creating the opportunity 
for us to accelerate our timeline to transform and modernize our 
recruiting model. We expeditiously completed the transition to 26 Navy 
Talent Acquisition Groups from legacy models three years ahead of 
schedule, using a transformative business model, which embraces and 
exploits the speed, accuracy, flexibility, and agility of today's 
digital environment. Additionally, we deployed a cloud-based Customer 
Relationship Management software, which facilitated personalized 
customer service, management decision support via analytics, and 
opportunity and territory management capabilities. Simultaneously, we 
established E-Talent teams to focus on digital prospecting and lead 
efficiency management, greatly reducing the disruption caused by social 
distancing. Lastly, in January, Navy recruiters began using ZOOM for 
outreach in schools.
Enlisted Recruiting
    While digital development and modernization enabled MyNavy HR to 
meet enlisted recruiting goals, accessing sailors in specific high-
demand fields continues to be a challenge. Expanding our inventory in 
areas such as the Nuclear Field, Cyber Warfare, Special Warfare/ 
Operations, Submarine, and certain aviation specialties is vital to 
maintaining Fleet readiness at sea. To attract superb talent, we 
continue to develop and improve recruiting strategies for all 
demographic groups while discovering methods to best leverage existing 
incentives to attract personnel. Our touch points were already shifting 
online prior to COVID-19, but the pandemic hastened our innovations, 
requiring new virtual platforms to connect with potential recruits. As 
we optimize these platforms, we consistently review, develop, and 
improve recruiting strategies to attract the high-quality, diverse, and 
motivated talent who will strengthen Fleet readiness.
    Concerning generational trends, the youngest military-eligible 
generation, Centennials, comprises the bulk of new accessions. Apart 
from being the most diverse generation to enter naval service, 
Centennials also receive information and address issues differently 
from Millennials, members of Generation X, and Baby Boomers. They are 
far more comfortable building and maintaining relationships in the 
digital space, have greater trust in internet sources, and easily learn 
from online content as was demonstrated by the COVID-19 pandemic. More 
so than previous generations, they seek physical and psychological 
stability in a world fraught with turmoil, including COVID-19, long-
term strategic competition, civil unrest, and shattered economies, 
making career readiness, progression, and growth paramount. MyNavy HR 
is mindful of these generational trends, as we compete for a diverse 
and talented workforce.
Officer Recruiting
    There continues to be significant interest in commissioning 
programs through the United States Naval Academy, Naval Reserve 
Officers Training Corps (NROTC), and Officer Candidate School (OCS), 
continuing the trend that very qualified candidates exceed allotted 
appointments. Similar to enlisted recruiting efforts, we increased the 
use of virtual recruiting by expanding our efforts using digital media 
such as LinkedIn and Handshake, enhancing our ability to attend virtual 
career fairs and increase diversity-focused placements in local and 
national media outlets.
    This past year, we grew the highly successful NROTC Preparatory 
Program (NPP), expanding NROTC scholarship opportunities to untapped 
talent and preparing them for success in the NROTC program. NROTC 
Preparatory Scholarship Reservations (NPSR) support this mission by 
partnering with educational institutions where interested high school 
students can apply for a one-year institutionally or privately funded 
scholarship to support room, board, and tuition while they are enrolled 
in a university NPP. This program expands the relationship between Navy 
and host academic institutions and offers a performance-based pathway 
for these midshipmen candidates to earn NROTC scholarships. For 
academic year (AY) 2019-2020, 67 midshipman candidates enrolled with 49 
completing the program and receiving NROTC scholarships. For AY20-21, 
109 candidates enrolled, and, at present, 157 reservations are set 
aside. Over 140 candidates are expected to start NPP in the Fall of 
2021. Additionally, starting the summer of 2021, the NROTC program has 
partnered with the United States Naval Academy to provide 10 
reservations for NROTC prospective scholarship applicants to attend 
Broadened Opportunity for Officer Selection and Training 2.0 (BOOST 
2.0) at the Naval Academy Preparatory School.
    While we met our recruiting goal for most AC officer communities, 
recruiting for the Judge Advocate General's Corps and Medical Corps 
continues to be challenging due to a high level of competition from 
civilian employers. Our RC officer recruiting goal fell short, as 
record high retention in the AC made it difficult for our Navy Veterans 
program to recruit potential selected Reserve officers.
Accession Supply Chain
    At the beginning of the pandemic, Recruit Training Command (RTC) 
Great Lakes suspended recruit shipping for three weeks to implement 
safety and health measures. MyNavy HR created a protected ``bubble-to-
bubble'' shipping and training process, as future sailors progressed 
from recruiting stations to RTC and follow-on duty. With this ``bubble-
to-bubble'' method, RTC resumed training with smaller weekly training 
groups of 500 recruits, who spent two weeks in off-site restriction of 
movement (ROM) at private facilities. As RTC solidified safety 
procedures, weekly shipping incrementally increased from approximately 
500 to 750, followed by 1,000 and eventually 1,250 recruits, resulting 
in a graduation class of 1,259 sailors in one week, the largest class 
since October 2004.
    To consolidate resources, recruits were sent to Fort McCoy, a U.S. 
Army facility in western Wisconsin, to complete the required two-week 
ROM. The Navy appreciates the strong support from our Army partners. 
Two drill halls at RTC were rapidly retrofitted into additional 
berthing, and we were able to implement 100 percent testing for 
recruits and staff thanks to the support of the Captain James A. Lovell 
Federal Health Care Center. Additionally, recruits who had previously 
contracted the virus donated convalescent plasma to support development 
of potential treatments. However, the success of the ``bubble-to-
bubble'' method would not have been possible without the support from 
the Navy Air Logistics Office which provided flights to ship more than 
10,000 sailors since the beginning of the pandemic.
    Officer Training Command (OTC) Newport implemented similar measures 
to maintain a safe officer supply chain, such as smaller class sizes, 
conducting ROM on-site where students used online education to prepare 
for training, and the staff stayed on-site until OTC was able to 
effectively implement testing, screening and prevention measures. 
Additionally, 25 NROTC lieutenant instructors were temporarily 
reassigned to supplement OTC instructors, as they managed ROM 
requirements. These NROTC instructors taught Navigation, Seamanship, 
History, Engineering, and Cyber academic courses to over 600 officer 
candidates. Additionally, many of these personnel assisted in 
converting the OCS curriculum to a Moodle online learning environment 
by completing voiceovers and aiding in the development of trainee 
guides for future OCS candidates.
                         developing our talent
    As we attract the Nation's best talent, MyNavy HR continues to 
invest in our sailors' intellectual capital, enhancing lethality and 
bolstering our advantage at sea in long-term strategic competition. We 
achieve these goals by instilling continuous learning behaviors, thus 
enabling adaptation, institutional improvements, and the ability to 
outthink and outperform our competitors in any environment. Some of 
these programs include Ready Relevant Learning (RRL), the United States 
Naval Community College (USNCC) Pilot, MyNavy Coaching, and Culture of 
Excellence (COE).
Ready Relevant Learning
    RRL fundamentally changes the way our sailors train, transforming 
industrial-era, conveyer-belt training into a modern, proactive system. 
This program accelerates learning for faster response to rapidly 
changing warfighting requirements in increasingly dynamic operational 
environments. Using evolutions in the science of learning, we provide 
sailors with the right training, at the right time, in the right 
manner, to maximize sailors' abilities to operate at the extreme 
technical edge and ultimately win in a high-end fight.
    Additionally, RRL changes the ``what,'' ``how,'' and ``when'' of 
Navy training to support continual sailor development, improve 
individual performance, and enhance mission readiness. Through a 
career-long learning continuum, RRL delivers training at the most 
appropriate time in a sailor's career, while providing a detailed 
learning roadmap for every Navy career, covering technical, 
professional, and leadership training tightly linked to real Fleet 
needs. In many cases, this shortens initial accession training time 
while providing more capable sailors to the Fleet sooner.
    Leveraging modern technology and maximizing accessibility, RRL 
delivery uses emerging technology to increase training effectiveness, 
whether by use of simple tools such as YouTube-like videos and 
interactive applications, or more complex tools like immersive 
simulators and virtual reality trainers. These modern tools are 
designed to be the most effective means of training today's sailors and 
are intended to build ``muscle memory'' through multiple ``reps and 
sets'' before sailors interact with physical equipment or systems. 
Additionally, RRL continues to work toward establishing a cloud-based 
environment to deliver, track, and assess modernized training content. 
Through our modernized information architecture, all training content 
will be accessible to sailors where and when they need it, and new 
training will be delivered to the Fleet much faster than current 
training systems and processes allow. With this technology, training 
will be resident on the waterfront, flight line, and available on our 
afloat units.
    To date, we have accession level training completed requirements 
development for 39 ratings, with an additional nine ratings scheduled 
to complete in fiscal year 2021 and fiscal year 2022, and 21 more 
ratings will start development in fiscal year 2023 and beyond. 
Additionally, 27 ratings are on contract for content modernization, 
with an additional eight ratings going on contract in fiscal year 2021, 
and we anticipate three additional ratings will start conversion in 
fiscal year 2022.
    RRL has delivered four modernized A-schools: Operations Specialist, 
Intelligence Specialist, Quartermaster, and Retail Services Specialist. 
We project four modernized A-schools will be delivered in fiscal year 
2021, and six to eight more ratings will deliver in fiscal year 2022, 
all as part of the RRL effort to improve sailor development and 
performance while enhancing mission readiness.
United States Naval Community College
    Further supporting education of our enlisted workforce, the 
Department of the Navy has established the USNCC Pilot, and the vision 
at full operational capacity is for all Active Duty enlisted sailors, 
marines, and coast guardsmen to have the opportunity to enroll in this 
fully online community college upon completion of basic training. The 
USNCC will establish a consortium of participating civilian academic 
institutions to maximize credit earned for servicemembers' technical 
training. Students will have the opportunity to earn stackable 
certificates leading to an associate of science degree in a 
warfighting-relevant concentration, such as nuclear engineering or data 
analytics, and a Naval Studies certificate at no cost to the student. 
In January 2021, 558 students began taking courses in General Education 
(e.g. Mathematics, English, Ethics, and Leadership), Nuclear 
Technology, Cyber Security, and Data Analytics. The intent of this 
pilot is to evaluate potential partner institutions and obtain student 
feedback. The second pilot will begin in January 2022, and the USNCC 
plans to deliver a Naval Science course to 100 students. Pending the 
results of these pilots, the USNCC will expand to approximately 5,000 
students by fall 2022.
Talent Development
    To maximize our advantage at sea, sustain a culture of excellence, 
and retain our best talent, MyNavy HR is modernizing and enhancing our 
development processes, starting with how we grow our sailors, through 
initiatives to improve development (MyNavy Coaching) and performance 
evaluation (eNavFit). These integrated and coordinated efforts will 
shift our culture, practice, and processes and serve as a launching 
point for future innovations to develop a capable, mission-ready force 
and retain the Navy's highest performing sailors.
    MyNavy Coaching is a science and evidence-based communication 
program, lending itself to developmental conversations with open, 
honest, and respectful feedback mechanisms. This initiative is the 
result of collaboration across numerous military communities, academic, 
and research organizations, and the Navy is piloting a MyNavy Coaching 
curriculum across several Navy warfare communities. The key to 
effective developmental coaching for performance is a structured 
conversation using a coaching framework-focused on a willingness to 
engage sailors with open-ended questions. These questions ask sailors 
what they want to develop personally and professionally, providing bi-
directional feedback to perform as a team as well as taking ownership 
and accountability of their development and performance. The outcome of 
these sessions is a robust individual development plan rooted in the 
coaching framework, which has tangible benefits for the sailor and the 
command, yielding better development and performance outcomes and 
providing greater inclusivity within the Navy.
    eNavFit transitions sailor performance evaluation from a desktop 
system with wet signatures and paper-based mail submissions to a web-
based system with digital signatures which can be accessed with fully 
online, intermittent, or disconnected operations. In fiscal year 2020, 
approximately 24 percent of performance evaluations were rejected due 
to errors, and the time to complete a performance evaluation and 
populate a service record took roughly four weeks. eNavFit retains 
current performance evaluation policy, forms, and performance traits, 
but transitions to a more modern system. For shore-based commands with 
regular internet access, eNavFit has fully online functionality, built-
in business rules to reduce errors, electronic signature, and web-based 
submission that can reduce submission time from weeks to days. For Navy 
platforms with intermittent internet access, the eNavFit intermittent 
operations workflow allows users to work offline, upload, and submit 
performance evaluations to the sailor's service record. Finally, for 
platforms that are fully disconnected from the internet, the 
disconnected operations workflow allows all work to be completed 
offline, printed, and submitted by mail to the Navy Personnel Command. 
eNavFit bridges our current performance evaluation process to a digital 
environment thus enabling future, transformative performance appraisal 
enhancements.
Culture of Excellence
    Critical to developing our talent, the Navy's holistic COE campaign 
plan counters destructive behaviors and champions signature behaviors. 
We firmly believe if we can focus more on the interrelated and positive 
behavior space rather than the stove-piped and negative behaviors, the 
results will ensure the Navy can sustain a lethal warfighting force 
composed of sailors who are resilient, tough, and ethical. Ultimately, 
we will improve the trust and respect sailors have for each other, 
their commands, and the Navy as a whole. The plan focuses on the 
following lines of effort:
      Develop Lethal Warfighting Force. Ready Relevant Learning 
delivers the right training, at the right time, in the right manner, so 
that sailors are ready to operate and maintain their equipment at the 
extreme technical end of its capability to control the high end of 
maritime conflict.
      Champion Signature Behaviors. These ten behaviors support 
the proactive prevention of destructive behaviors by showing sailors 
what ``right'' looks like.
      Counter Destructive Behaviors. Destructive behaviors harm 
our sailors, impact our mission effectiveness, and contribute to 
unplanned losses. We are executing a campaign plan that unifies and 
aligns efforts to counter destructive behaviors.
      Diversity, Equity, & Inclusion (DEI). We actively include 
all perspectives and harness the creative power of diversity, 
accelerating Navy's warfighting advantage and lethality.
      Governance, Analytics, Assessment & Strategic 
Communications: We continuously evaluate the governance structure of 
our programs and strategic communications through Flag-level governance 
bodies, surveys, and working groups.
    We actively address the interpersonal problems associated with 
suicide through updated policies, programs, campaigns, and training. 
Key initiatives include:
      Expanding the embedded Mental Health Program;
      Increasing deck-plate leadership through Expanded 
Operational Stress Control training led by Command Resilience Teams;
      Continuing to offer the Sailor Assistance and Intercept 
for Life (SAIL) program that provides rapid assistance, ongoing risk 
management, care coordination, and reintegration assistance for 
servicemembers identified with a suicide ideation or a suicide attempt; 
and
      Providing tailored Gatekeeper training to the key 
communities who tend to interact more often with sailors who are at a 
heightened risk for suicide.
    Navy's Sexual Assault Prevention and Response Program reflects our 
force-wide commitment to prevention and that sexual assault is not 
tolerated, condoned, or ignored. In fiscal year 2020, Navy saw a three 
percent decrease in total reports from fiscal year 2019. We assess that 
COVID-19 and resulting response measures, including ROM, may have 
affected victim reporting. As long as there is a gap between prevalence 
and reports of sexual assault, work remains in understanding, 
preventing, and responding to this destructive behavior. Our focus has 
increased toward metrics-based data to better understand where and why 
assaults occur, provide a more robust analytic capability, and ensure 
research-informed approaches to prevention programs and policies. We 
completed the second phase of the DOD-mandated Prevention Plan of 
Action, a comprehensive approach to understanding the current 
environment, determining the scope of the problem, and assessing 
organizational factors that drive prevention.
    Navy's Harassment Prevention and Military Equal Opportunity program 
promotes an environment free from personal, social, or institutional 
barriers that prevent sailors from rising to the highest level of 
responsibility possible. The program promotes equal opportunity as 
being critical to mission accomplishment, unit cohesiveness, and 
military readiness. Commanders are required to complete a climate 
assessment within 90 days after change of command and every 9 to 12 
months as follow-up assessments during their tenure.
    Navy families are an integral part of our Navy team and a vital 
contributor to mission success. MyNavy HR is committed to delivering 
better services and support that are dedicated to the health and well-
being of our families. We have worked diligently to ensure our families 
are provided service delivery options that are immediately accessible, 
whether in person, virtual or remote locations to include:
      Providing relevant, up-to-date services that keep 
families informed;
      Providing a service delivery model that meets families 
where they are;
      Bolstering our virtual capabilities to ensure our family 
support services are available, 24/7/365;
      Ensuring Navy families are aware of the robust programs 
and services that are available to them via marketing and education;
      Reimbursing spouse licensure fees incurred due to a 
permanent change of station (PCS) move for spouses with an average 
payment of $369;
      Releasing and updating the MyNavy Family mobile 
application with input from spouses to identify, consolidate, and 
standardize information available into one authoritative source; and
      Refining pregnancy policies for our service women, 
ensuring consistency with professional opportunities, career 
milestones, and community specific achievements.
Task Force One Navy
    Task Force One Navy (TF1N) was established in July 2020 to analyze 
and evaluate issues in our society and military that detract from Navy 
readiness, such as racism, sexism, and other structural and 
interpersonal biases. The task force was empowered to establish 
transparent approaches to disparities within the Navy. To achieve this 
initiative, TF1N leveraged the COE governance structure and its efforts 
to identify and begin the process of dismantling barriers to equity and 
inclusion while creating sustainable opportunities and ultimately 
achieving desired end-state of greater warfighting excellence. The 
leadership and membership of this task force represented a diversity of 
background, thought, experience, and perspectives.
    The TF1N final report is organized around five specific lines of 
effort, four of which are each led by a flag officer with specific 
focus areas to include Recruiting; Talent Management/Retention; 
Professional Development; and Innovation, Science, Technology, 
Engineering, and Mathematics. There is also a miscellaneous line of 
effort with a series of recommendations addressing topics such as 
women's policy issues to naming of ships, buildings, and streets to 
create a series of additional recommendations. To analyze and evaluate 
these issues within each line of effort, TF1N:
      Participated in the DOD Board on Diversity and Inclusion 
to address DOD-wide issues of diversity, equity, and inclusion;
      Leveraged the experience of current and prior Navy 
leadership by engaging the current Flag Wardroom, Senior Executive 
Services (SES) Corps, and Master Chief Petty Officer of the Navy's 
Senior Enlisted Leadership Mess as well as the retired Trusted Advisory 
Group comprising of 21 retired flag officers, SES, and Fleet Master 
Chief Petty Officers;
      Conducted listening sessions across the Navy with sailors 
and civilians in the Nation and overseas using consistent themes such 
as respect, skepticism, empathy, training, accountability, and silence 
of leadership;
      Conducted special engagements with the National Naval 
Officers Association, United States Naval Academy Minority Association, 
Sea Service Leadership Association, and Association of Naval Services 
Officers;
      Solicited voluntary inputs from a diverse cross-section 
of sailors by conducting more than 280 focus groups from across Navy;
      Created a Necessary Conversations Guide, a how-to-guide 
with messaging and tools for leaders to start productive dialogue about 
DEI topics; and
      Coordinated with the College of Leadership and Ethics at 
the Naval War College to present a summary of actions, selected problem 
statements, and key recommendations to the Intermediate Flag and 
Executive Course to collectively provide a peer review of insight and 
input directly to the TF1N Director.
    In total, 56 recommendations and further areas of proposed study 
were established for consideration. To ensure these are executed, and 
enduring initiatives are reassessed and updated continuously, LOE 
stakeholders will continue to lead with accountability and measure the 
success of selected recommendations. As we transition to sustain the 
TF1N framework, leaders will continuously analyze our Navy systems, 
climate, and culture to ensure differences are valued and that 
diversity of thought within the organization is promoted. The newly 
embedded relationship between TF1N and the COE Campaign Plan will 
support the organization in institutionalizing DEI and further 
accelerating COE efforts.
    Extremist behavior and beliefs are contrary to our values, and we 
have zero tolerance for it in our Navy. To reach our full potential, we 
must have an inclusive, respectful, professional fighting force ready 
to meet the challenges of long-term strategic competition. We expect 
sailors and our civilian employees to be guided in their actions by a 
professional ethic that prioritizes the team, the mission, and the 
Nation. The Navy's leadership plays a significant role in preventing 
extremism in the ranks, particularly in the creation and sustainment of 
command climates which discourage and hold accountable such behavior 
and promote a culture of respect, trust and, professionalism in the 
Navy. We are leveraging our leadership at the deck-plate level to 
demonstrate accountability, provide standards of behavior, and carry 
the message that it is on every one of us in the Navy to expunge 
extremism from our ranks.
    We increased our efforts through the Secretary of Defense directed 
Extremism Stand-Down, which was just one of many tools through which we 
strengthen the core of our Navy--our people and our core values of 
honor, courage, and commitment. The stand-down emphasized the meaning 
and importance of our oaths of office, signature behaviors, and that we 
must all strive to be inclusive, creating an environment where every 
individual understands that they are a valued member of the Navy team. 
We also ensured each sailor and civilian has no doubt that the 
corrosive behaviors addressed in the stand-down are contrary to our 
Navy's Culture of Excellence where diversity, equity, and inclusion 
enable our Navy's warfighting advantage.
                       optimize talent management
    Having attracted the Nation's best talent, it is not sufficient to 
stop at developing our sailors for long term strategic competition. We 
must provide our sailors and families with a sailor-centric talent 
management system that provides greater career flexibility where they 
have an active role in career choice, development, training, and 
assignments. To achieve this, we expanded our Talent Marketplace, 
creating a modern, flexible and transparent assignment process that 
aligns the desires of the sailor, their skills, and opportunities for 
professional development and advancement with mission and operational 
needs. Enriching a sailor's career by providing exceptional service and 
improving the way in which they receive human resource services 
maintains our competitive edge to produce and retain warfighters and 
enhance readiness.
Enlisted Talent Management
    Our enlisted retention attainment levels are above the forecasted 
levels in all reenlistment zones from the start of this fiscal year to 
date. The Navy's retention attainment is determined by both 
reenlistments and long-term extensions, characterized as 24 months or 
greater. While overall enlisted retention remains high, competition to 
retain talent in high-demand, low-density communities such as Nuclear 
Field, Cyber Warfare, Special Warfare/ Operations, Submarine, and 
certain aviation specialties remains challenging. These skills are 
difficult to attract and retain in any job and education market, 
requiring a proactive retention strategy that includes monetary and 
non-monetary incentives. Targeted special and incentive pays for high-
demand operational ratings continues to be a vital retention tool while 
our expansion of the Meritorious Advancement Program has assisted in 
rewarding our top performers through spot advancement. In fiscal year 
2021, Advancement-to-Position will continue to expand, incentivizing 
service in priority or hard-to-fill billets across the Fleet by 
advancing sailors who fill them to the next pay grade, delivering on-
demand, continuous advancements.
    As a direct result of the pandemic environment, Navy wide 
advancement examinations and selection boards were spread out over time 
to maximize social distancing, and E-4 examinations were cancelled, 
proving E-4 advancements can be executed without written examinations 
while also maintaining community health. This provided valuable lessons 
learned, as we modernize our advancement system. To ensure sailors who 
advance from E-3 to E-4 have the requisite knowledge, skills, and 
abilities for their rating, MyNavy HR is piloting the Occupational 
Advancement Requirement Standards (OARS), a tool that establishes the 
foundation for basic rating standards expected of an E-4 while 
providing sailors an opportunity to demonstrate and document knowledge 
retention and application to ``real-world'' experiences. While not a 
replacement for advancement examinations, OARS completion demonstrates 
the sailor has the knowledge and skillset required to perform as an E-4 
in their particular rating.
    Finally, MyNavy Assignment (MNA) has replaced the Career Management 
System-Interactive Detailing and delivers a modern interface and user-
friendly experience for both the AC and RC. This initiative expands 
visibility into assignments and ready access to features such as the 
Sailor Resume, Job Bookmarking, and the Sailor Application Lifecycle 
Tracker, as well as enhanced Projected Rotation Date modification 
request routing and associated incentives for a particular assignment. 
At the close of last year, MNA began providing a Sailor Aviation 
Maintainer Experience (AMEX) data display and AMEX unit level data. 
This year, follow-on releases will enable the rating conversion process 
for AC and Full Time Support Sailors along with the ability for them to 
apply for their next assignment.
Officer Talent Management
    MyNavy HR continues to utilize the expanded authorities of the 
Defense Officer Personnel Management Act provided by Congress to better 
attract and retain our talented officer corps. These significant force 
shaping tools include the ``Up and Stay'' construct, retaining control 
grade officers beyond statutory limitations, ``opting out'' of 
promotion boards, promotion merit reordering, and increased use of spot 
promotions.
    Though most unrestricted line officers remain under the ``Up and 
Out'' model until separation, retirement, or lateral transfer, the ``Up 
and Stay'' construct permits officers with specialized skills to detour 
off of traditional career paths. They either remain longer in a 
specific technical or non-command billet, with limited upward mobility 
potential, or return at the same or higher pay grade, depending on 
skill and desires. For example, Professional Flight Instructors serve 
continuously as flight instructors beyond the department head 
milestone. This opportunity provides assignment stability for officers 
and their families, allowing complete focus on developing our newest 
aviators by supporting instructor manning.
    Allowing certain control grade officers serving in targeted skills 
to remain on Active Duty beyond traditional statutory limits has been 
expanded to Acquisition Major Program Management positions and Naval 
and Defense Attaches. This capitalizes on their experience, which 
cannot be easily replaced or developed.
    Promotion Board Consideration Deferment enables us to retain top 
talent by allowing an officer to ``opt-out'' of promotion consideration 
for one year to complete a broadening assignment, advanced education, 
or a career progression requirement delayed by one of these 
assignments. This allows officers to pursue highly coveted fellowships 
and scholarships without detriment to their careers.
    Promotion Merit Reorder has been extremely effective, allowing us 
to place up to 15 percent of those selected for promotion to the top of 
the list, demonstrating the primacy of merit over time-in-service. We 
have utilized this authority during our fiscal year 2020 and fiscal 
year 2021 Active Duty promotion selection boards. Additionally, we have 
now expanded the use of this authority for our Navy Reserve promotion 
selection boards beginning with the fiscal year 2021 promotion cycle. 
Since fiscal year 2019, we have conducted semi-annual expanded spot 
promotion boards for O-4 and O-5 officers to promote to the next higher 
paygrade, filling shortfalls in critical skill positions with the 
requisite talent.
    Specifically addressing warfare communities, Naval Aviation 
continues to face pilot retention shortfalls, which pose significant 
challenges to Fleet manning. Although overall inventory and accessions 
remain sufficient to meet operational requirements, we missed fiscal 
year 2021 pilot department head selection goals in nearly all platforms 
with declination rates on par with fiscal year 2020. The strike fighter 
community remains a priority concern with all squadrons facing officer 
manning deficits, and we are addressing these challenges through a 
number of monetary and non-monetary incentives.
    Naval Special Warfare (NSW) officer continuation pay and retention 
bonuses were renewed in fiscal year 2020 to increase retention across 
milestone tours. Approval of NSW Skill Incentive Pay (SkIP), in lieu of 
hazardous duty incentive pay, has reduced costs, decreased personnel 
tempo, and removed financial disincentives to seek early medical 
intervention for lingering injuries. Pay modernization initiatives like 
NSW SkIP will continue to enhance operational readiness, improve NSW's 
health and retain the highest caliber of performers.
    The Submarine Force continues to have challenges meeting its 
department head retention goals, falling short of the target number for 
the previous six years (fiscal year 2015 through fiscal year 2020). 
This shortfall is being addressed through several monetary and non-
monetary measures to ensure department head sea tours are maintained 
near nominal tour lengths. We recently completed a division officer 
survey and symposium and are working on several division officer 
identified initiatives to improve quality of service. A similar survey 
was completed by department heads with a symposium scheduled in 2021 to 
identify any further initiatives for the Submarine Force to take in 
order to improve quality of service and improve retention. 
Additionally, a tiered bonus structure was implemented at the start of 
fiscal year 2021 that incentivizes an earlier and longer commitment to 
service as well as continued service through all career milestones. 
Year Group (YG) 2016 and 2017 submarine officers, which are the most 
recent year groups able to commit to department head tours, have shown 
an increase in the initial number of contracts signed when compared to 
the previous five year groups.
    The Surface Warfare Officer (SWO) Community faces challenges with 
department head retention. YG14 officers project to meet approximately 
95 percent of the first tour department head demand, up from YG13 (93 
percent) and YG12 (85 percent). However, there were significantly more 
YG14 accessions than YG12-13 accessions, yet YG15-18 accessions are 
lower compared to YG14 and will have an increasing department head 
demand. Shortfalls over several years have induced a deficit at O-4, 
where the SWO Community is approximately 100 officers short of the 
discrete Officer Programmed Authorization, leading to shortfalls in O-5 
and O-6 production. SWO special and incentive pay adjustments are 
required to reduce these systemic shortfalls. The SWO (Nuclear) 
Community met department head retention requirements in fiscal year 
2016 through fiscal year 2020 following several years of shortfalls. 
This change was the result of non-monetary incentives based on officer 
feedback.
    The Reserve Officer force experienced parallel retention issues as 
the AC, as RC implemented similar monetary and non-monetary efforts to 
improve and maintain the health of the Reserve force. Overall, Reserve 
retention has remained consistent over the last year at healthy levels 
in most of the communities. However, shortfalls in aviation accession 
and retention were comparable to AC retention challenges. Bonus 
programs remain an essential tool for combating low retention, 
resulting in an overall increase in bonus acceptance rates and 
accessions as compared to fiscal year 2019. NSW and Medical communities 
are experiencing the greatest shortfalls. The Medical and NSW 
communities are comprised of critical wartime subspecialties in which 
incentive and special bonuses are offered to assist in recruiting and 
retaining in support of readiness and global force management 
requirements.
                       mynavy hr service delivery
    To support managing our talent, the Navy is in the middle of 
sweeping transformation by replacing decades' worth of unchanged 
processes and outdated technology with a modern, world-class personnel 
services delivery system. Although transformation on this scale takes 
time, we achieved critical milestones this past year, propelling us 
toward our future state vision. MyNavy HR transformation has 
fundamentally changed our approach to personnel processes, policies, 
and programs, shifting from a bureaucratic to a customer-centric 
mindset, as we focus on how the Navy, sailors and families will conduct 
human resource business in the future.
Modernized Personnel and Pay Systems
    We continue to develop the Navy Personnel and Pay (NP2) system, an 
auditable, cloud-hosted software suite, enabling Treasury-Direct 
Disbursement and a single pay source for all sailors. NP2 is our 
highest transformation priority with an initial operating capability of 
January 2022. NP2 is key to Active and Reserve component permeability 
and our ability to smoothly perform a distributed mass mobilization and 
meet the timelines established in Combatant Commander war plans. The 
initial NP2 rollout began in 2019 with the launch of MyPCS Mobile, a 
Command Access Card (CAC)-free mobile access to PCS checklists, orders, 
travel vouchers, and entitlements calculators. It continued through 
October 2020 with releases of new travel processing capabilities, 
access to Reserve orders and travel claim processing, and a preview of 
MySailor Data, the future replacement of the Navy Standard Integrated 
Personnel System Electronic Service Record. Continued deployment of NP2 
will see the system integrated into the three Transaction Service 
Centers (TSCs) located in Norfolk, Memphis, and Great Lakes in addition 
to 12 Regional Support Centers, designed to support a broad base of 
customers in Fleet Concentration Areas.
    TSC Memphis is responsible for 95 percent of all PCS travel claim 
processing and has enabled more effective internal control oversight, 
resulting in the highest travel pay audit rates in history. When faced 
with record-breaking travel claim volumes due to the COVID-19 stop 
movement order, TSC Memphis increased production capacity and targeted 
training and communication with Command Pay and Personnel 
Administrators in the Fleet. Responsible for Navy Reserve pay and 
personnel support, TSC Norfolk demonstrated a 100 percent success rate 
of mobilizing sailors with Active pay accounts and executed the first 
virtual mass mobilization of approximately 1,250 Reserve medical 
sailors in support of COVID-19 relief efforts, including hospital ships 
USNS Mercy and USNS Comfort and Expeditionary Medical Facility teams 
from Bethesda and Camp Pendleton. Other personnel and pay actions, like 
strength gains, are controlled by TSC Great Lakes, which is addressing 
issues with enlisted to officer pay record conversions, self-service 
emergency data and dependent applications, and other support.
The Modern Sailor Experience
    In September 2019, MyNavy HR delivered the MyPCS Mobile 
application, a component of NP2, providing sailors access to PCS-
related information and resources using their personal mobile devices 
with commercial grade multi-factor authentication. Including a tailored 
checklist, the ability to apply for government housing and childcare, 
sailors can view orders on their mobile device, and the ability to 
submit PCS travel vouchers electronically from their mobile device with 
an electronic signature, significantly improves the PCS experience for 
our sailors and their families. Legacy travel claims experience 20 to 
40 percent rejection rates, yet claims submitted through MyPCS have 
experienced a zero percent rejection rate as this sailor-facing 
application prevents the member from submitting an incomplete or 
incorrectly filed claim.
    MyNavy Portal (MNP) is a Single Point of Entry for Sailors to 
access human resource services and personal data with an interface 
available to the public, a smartcard-enabled secure private site for 
sailors, and mobile CAC-free web-browser capability. Over the past 
year, MNP added the capability for sailors to establish a CAC-free 
MyNavy HR account using commercial-off-the-shelf multi-factor 
authentication. This significant accomplishment enables sailors to 
access their personnel data, submit leave requests, review physical 
fitness reports, submit travel claims to MyNavy Career Center (MNCC), 
and complete other career-related tasks.
    Mobile applications (App) continue to improve sailor's access to 
important information regarding issues ranging from uniform 
requirements, training courses, and financial information. To date, we 
have created more than 28 Apps, improving the sailor and family 
customer experience. Some recent accomplishments include:
      Rapidly adding COVID-19 links to the MyNavy Family App 
that provided access to resource and blog information, as well as 
capabilities to effectively communicate during any potential future 
crisis,
      Adding policy alerts to the MyNavy UNIFORMS App that 
include guidance and graphics for face coverings, temporarily relaxed 
hair grooming standards, and guidance from the Centers for Disease 
Control and Prevention on making face coverings at home,
      Providing monthly updates to Navy Credentialing 
Opportunities On-Line to support sailors making enlistment decisions, 
roadmaps to career advancement and retention, in-Service civilian and 
industry certification and licensing opportunities, and insights into 
prospective occupations during the eventual transition from the Navy 
back to the civilian workforce,
      Improving the Professional Military Knowledge--Enlisted 
Education App by updating E-4, E-5, E-6, and E-7 examination support 
for Active and Reserve sailors, so they can prepare for these exams at 
their convenience,
      Adding several new courses to the MyNavy Financial 
Literacy App to help sailors achieve their personnel financial goals, 
and
      Creating the Navy Exceptional Family Member Program 
(EFMP) App to aid sailors and their families with medical, mental 
health, and educational needs by providing essential EFMP information 
to help their family members thrive.
MyNavy Career Center
    For over two years, the MNCC has served as the human resources 
services delivery operating model for the Navy, and during this time, 
we have established two 24/7 contact centers, providing the first level 
of support to sailors and command representatives related to pay and 
personnel issues. Using leading edge, integrated commercial 
capabilities and a world-class telephony system, MNCC captures every 
customer encounter. When required, it escalates customer concerns for 
subject matter expert action while maintaining centralized tracking in 
three locations. MNCC has successfully processed over one million 
service requests, averaging an overall 87 percent resolution rate 
within three days and proved to be a ``just in time'' asset when the 
COVID-19 pandemic impacted our sailors and families. The challenges of 
the pandemic demonstrated the positive impact of the MNCC by quickly 
responding to sailor and family needs, adapting our human resource 
processes to this dynamic situation, and keeping our sailors informed 
about issues directly affecting them and their families.
Delivering Modern Analytics
    Capitalizing upon advances in data analytics, MyNavy HR is 
modernizing our data-driven decision-making for our internal and 
external stakeholders. A central pillar of our strategy is the 
development of an Authoritative Data Environment (ADE). This will 
reduce duplication across disparate data sources preventing 
contradictions in analysis, facilitating an environment in which 
decisions are made using timely, accurate data, and leading to 
automation of human resource functions. Within ADE, analysts and data 
management staff have access to a wide range of authoritative data 
assets spanning core human resource functions such as personnel 
records, personnel assignments, and manpower requirements. These 
``authoritative'' data sets are updated each month with data reaching 
back to 2020. In the future, additional data sets will allow us to 
expand our time horizon to past years, enabling analysts and decision-
makers to focus primarily on actual decision making vice exhausting 
time to make data usable. Additionally, these modernizations will lead 
to better quality performance modeling and advanced analytics including 
predictive capabilities.
                         operational readiness
    MyNavy HR continues to focus our energy on ensuring the Fleet is 
properly manned, with the right sailors, in the right place, at the 
right time, with the right training. All of our efforts to attract, 
develop, and manage our sailors ensure we build a Navy that can fight 
and win in long term strategic competition and maintain our Advantage 
at Sea.
End Strength
    Navy requests funding to sustain our Active Duty end strength, fund 
special and incentive pays, increase operational manning, invest in the 
education of our sailors, and modernize the Navy to fight and win in 
long-term strategic competition. Successfully mitigating for the 
pandemic, we concluded fiscal year 2020 with 346,520 sailors, or 6,020 
above authorized end strength, positioning us well to achieve the 
fiscal year 2021 authorized end strength of 347,800.
Fleet Readiness and Increasing Fleet Manning
    The number of sailors on operational sea duty is at the highest 
level since 2014, and we project this trend into fiscal year 2022 and 
beyond. More than 137,000 sailors have been at sea since May 2020, with 
a high of 137,588 sailors manning 275 operational units at the start of 
fiscal year 2021, an increase of 5,000 sailors compared to a low point 
in October 2015. One of the most significant effects on Fleet manning 
was the fielding of the MNA platform for enlisted detailing, which 
added transparency, functionality, and a user-friendly interface for 
sailors. It also serves as the core for a larger detailing marketplace 
that encompasses multiple career management functions, including 
incentive management, reenlistment decisions, skills identification, 
and career planning.
    To improve unit readiness and lethality, we increased sailors 
onboard our operational platforms. For example, a guided missile 
destroyer (DDG), the Navy's most numerous ship class, averaged 25 more 
sailors on board in fiscal year 2020 compared to fiscal year 2012. To 
ensure the Fleet is efficiently manned as requirements increase, MyNavy 
HR has adopted the Performance-to-Plan (P2P) framework. P2P identifies 
areas for improvement, which will provide the highest return on 
investment, to effectively communicate to leadership identified 
barriers and strategies for their removal and to foster collaboration 
across the various stakeholders within the enterprise.
                               conclusion
    To secure our advantage at sea, we will attract, develop, and 
manage our sailors and leaders to build a Navy that will fight and win 
in long-term strategic competition. Through our optimization of talent 
management, MyNavy HR will achieve talent acquisition excellence, 
provide sailor-centric initiatives, and reshape the Navy into a leader 
of diversity, equity, and inclusion. By modernizing the sailor 
experience and exemplifying the Culture of Excellence, we will provide 
exceptional service to our sailors and families, and we are actively 
engaging, elevating, and inspiring all personnel to be their best by 
leveraging our diversity of talent and people. Finally, we will 
continue to transform the MyNavy HR enterprise to improve analytics, 
rapidly adopt new tools and processes, provide transparency, and 
maintain healthy climates and cultures. Through these endeavors, we 
will fight and win with the strength of our greatest asset, our people. 
I look forward to working with you to support our sailors who will win 
any fight and be ready for any challenges in the future. On behalf of 
the men and women of the United States Navy, thank you for your 
unwavering support.

    Senator Gillibrand. Lieutenant General Kelly.

 STATEMENT OF LIEUTENANT GENERAL BRIAN T. KELLY, USAF, DEPUTY 
      CHIEF OF STAFF FOR MANPOWER, PERSONNEL AND SERVICES

    Lieutenant General Kelly. I think it is on now.
    Chairwoman Gillibrand, Ranking Member Tillis, distinguished 
members of this subcommittee, thank you for the opportunity to 
appear before you today to talk about our airmen and families. 
I am honored to appear here today with my fellow service 
personnel chiefs, and I am particularly proud to be here for 
the first time with my Department of the Air Force Partner, Ms. 
Pat Mulcahy, who is here representing the U.S. Space Force. The 
U.S. Space Force was purposely built as an agile and 
operationally focused service with the United States Air Force 
providing much of the support for guardians and their families. 
As such, many of the programs we may discuss today are 
applicable to both airmen and guardians.
    As the Air Force Chief of Staff has articulated, our 
national security challenges are growing at a rapid pace, and 
it is clear our Air Force must accelerate the changes we need 
to successfully meet those challenges or face losing. We are 
fully focused on this imperative and recognize that our airmen 
and their families for the essential foundation for our ability 
to meet those future challenges. As such, it is essential that 
we also accelerate the creation of the environment, 
development, and talent management systems needed to unlock our 
airmen's ability to reach their full potential. We know success 
squarely depends on our airmen and on them having the ability 
to operate in a safe and inclusive environment where they can 
be the best airmen they can possibly be.
    If the past year has taught us anything, it is that the 
world is full of uncertainty. COVID-19 changed the way we work 
and live, but our mission could not and did not stop. We were 
forced to accelerate change to meet the challenges of personnel 
permanent change-of-station moves, recruiting, retention, and 
increased care needs for our families who have been hit hard by 
school impacts, child care, and increased demands at home.
    As we work through COVID-19, the year continued to bring 
critical issues to light. The death of George Floyd and the 
release of the Protect our Defenders report on Air Force 
military justice and development inequities sparked a renewed 
focus on the barriers minority groups face within our service. 
The events at Fort Hood and our own Airman Aposhian case 
reminded us we must explore new ideas and accelerate our 
efforts to eradicate sexual assault and forms of interpersonal 
violence from our ranks. The events of January 6th took us by 
surprise, revealing a potential challenge in creating the 
environment we require for our airmen.
    Despite these challenges, the Air Force continues to 
accomplish our assigned missions and our airmen continue to 
shine.
    Over the last 12 to 14 months, the Department of the Air 
Force independently launched our own Racial Disparity Review, 
an Interpersonal Violence Task Force, and a Resiliency Task 
Force. These major initiatives focused on identifying areas of 
immediate concern for the well-being and development of our 
airmen, while producing fresh solutions and strategies to build 
a culture of connectedness and trust.
    The Department recognizes, despite strong efforts over many 
years, we have not made significant, measurable progress in 
preventing or reducing the number of sexual assault cases. We 
remain committed to being persistent in our efforts to combat 
sexual assault in the ranks and are 100 percent open to using 
any research or data-informed prevention strategies that can 
prove effective in helping us reduce and eventually eliminate 
sexual assault.
    In response to the Department of Defense's concerning 
suicide trends, the Air Force established five prevention 
priorities which nest within the prevention strategies 
established by the Centers for Disease Control. Our work has 
shown that relationship issues are a top-tier factor, as well 
as personal firearms as the primary means, and we have taken 
measure to address both. Recognizing a resilient environment 
for our families is also important. We made significant 
adjustments and what we believe are major improvements to the 
Exceptional Family Member Program, and have strengthened our 
efforts to manage our child care programs more effectively 
while increasing capacity within the system. The Exceptional 
Family Member Program (EFMP), in particular, has made major 
strides in providing accessible information for our families 
and greatly increases the positive nature of the experience 
that they get when navigating permanent change of stations, 
legal hurdles with school accommodation, and medical care.
    In conclusion, resilient airmen are our competitive 
advantage and they deserve nothing less than our best. Though 
we have made progress, the Air Force still has work to do 
before we have an environment that allows all airmen and their 
families to reach their full potential. We continue to pursue 
every practical solution that moves us closer to making this 
environment a reality, and we look forward to continuing to 
partner with the Congress in our endeavors to do so.
    I thank you for your continued support of the Department of 
the Air Force and your airmen, both military and civilian, and 
the families that support them. Thank you, and I look forward 
to your questions.
    [The prepared statement of Lieutenant General Brian T. 
Kelly follows:]

        Prepared Statement by Lieutenant General Brian T. Kelly
                              introduction
    Chairwoman Gillibrand, Ranking Member Tillis, Distinguished Members 
of this Committee, thank you for your continued support and for the 
opportunity to appear before this committee. America's Air and Space 
professionals remain steadfast in providing Global Vigilance, Reach, 
and Power to protect and defend our Nation.
    As the Air Force Chief of Staff has articulated, the Nation's 
national security challenges as outlined in the National Defense 
Strategy are growing at a rapid pace and it is clear our Air Force must 
accelerate the changes needed to successfully meet those challenges or 
face losing. We as an Air Force are fully focused on this imperative 
and recognize our airmen and their families form the essential 
foundation for our ability to change and meet those future challenges. 
As such, it's essential we also accelerate the creation of the 
environment, development, and talent management systems needed to 
ensure we can unlock our airmen's ability to reach their full 
potential. Even with world class equipment and training we know success 
squarely depends on the skills and resilience of our airmen and on them 
having the ability to operate in a safe and inclusive environment that 
allows them to be the best airman they can possibly be.
    If the past year has taught us anything, it's that the world is 
still full of uncertainty and it is imperative our Air and Space Forces 
and their families remain ready and resilient at all times. COVID-19 
has changed the way we work and live, forcing us to address challenges 
with Permanent Change of Station moves, recruiting and production, 
unforeseen retention impacts, Basic Military Training capacity, and 
increased care needs for our families who have all been hit hard by 
COVID-driven impacts to school, childcare, work-life balance, and 
increased demands at home. As we continued to work through mitigation 
of these COVID-19 concerns, other events over the year brought new and 
significant topics to the forefront, causing us to take a hard look at 
ourselves and double our efforts to ensure every airman has the 
opportunity to reach their full potential.
    The death of George Floyd sparked a renewed focus on the barriers 
minority groups face within our force. The death of Army Specialist 
Vanessa Guillen at Ft Hood Texas, as well as our own Airman First Class 
Natasha Aposhian, reminded us we must double down, explore new ideas, 
and accelerate our efforts to eradicate sexual assault and other forms 
of interpersonal violence from our ranks. As we turned the calendar 
into 2021, the January 6th events at our Nation's capital revealed yet 
another potential blind spot that can act as a derailer to creating our 
desired environment--extremist ideologies that exists both inside and 
outside our forces. Needless to say, it was an eventful year that added 
challenges to the high operations tempo of our forces, both home and 
abroad, and increased demand for military medical personnel to support 
our national civil response to COVID-19.
    Despite the challenges presented over the past year, the Air Force 
continues to accomplish our assigned missions and our airmen continue 
to shine. We are prioritizing and accelerating our ability to optimize 
airmen and family performance. We are developing the Air Force we need 
to defend our Nation and managing the talent we have to help unleash 
the full power of the world's greatest Air Force.
    It should also be noted the United States Air Force continues to 
provide much of the member and family support efforts for the overall 
Department, including the newest military service, the United States 
Space Force. In discussing all of our support and family related 
programs, we are providing support to both airmen and guardians. This 
approach allows the Space Force to remain a lean, operational-focused 
service. We are also operating under a single military and civilian 
personnel appropriation and a common authorized end strength although 
we internally manage end strength between the services, with plans to 
separate both authorization and appropriations in 2023.
               helping airmen reach their full potential
    Our airmen, guardians and families are our greatest advantage. 
Keeping them first allows our mission capabilities to be limitless. 
Over the last 12-14 months the Department of the Air Force sharpened 
its focus on providing the absolute best care for our airmen and their 
families, while taking all steps necessary to create an environment 
where every airman can reach their full potential. The Air Force 
launched two major initiatives in 2020--the Racial Disparity Review and 
an Interpersonal Violence Task Force--both focused on identifying areas 
of immediate concern for the well-being and development of our airmen.
Racial Disparity Review
    Following the death of George Floyd and the ensuing protests in the 
summer of 2020, and the PODs report on justice disparities the 
Secretary of the Air Force launched a Racial Disparity Review to get an 
independent assessment of racial disparity in military discipline, 
personnel development, and career opportunities as they pertain to 
black/African American airmen and guardians. This scope has since been 
expanded to include other minority groups and a second survey and data 
collection effort was launched to look at potential disparities across 
gender and ethnicity lines as well.
    Findings from the initial review were released in December 2020 and 
confirmed we still have much work to do to address disparities in a 
number of key policy areas. The review validated 16 disparities for 
black/African American airmen and guardians in areas such as military 
justice/discipline, apprehensions, investigations, promotions, 
developmental opportunities, senior leader representation for military 
and civilians, trust in chain of command, trust in Equal Employment 
office actions and others. According to the report, the data does not 
address why racial disparities exist in these areas, and that while the 
data show race is a correlating factor, it does not necessarily 
indicate causality.
    Disciplined and detailed root-cause analysis is underway for each 
finding. This analysis includes identifying mitigation actions to 
address each root-cause with associated measurements and metrics 
designed to track progress for each implemented action. Some actions 
and measures produce early visible results, while others require longer 
term longitudinal reviews to observe improvements over time. We will 
monitor implementation to ensure these disparities are removed to the 
fullest extent possible and provide assurance to all of members that 
the Department of the Air Force is a place where they are valued and 
provided with every opportunity to succeed.
Interpersonal Violence Task Force
    Interpersonal violence of all types is counter to Department of the 
Air Force culture and our core values. These actions negatively impact 
victims, the bereaved, and their units. As a result, unit cohesion, 
mission effectiveness, and ultimately the Department of the Air Force's 
readiness are threatened. In July 2020, following incidents at Fort 
Hood and within the Air Force, the Department of the Air Force 
established an Interpersonal Violence Task Force focused on our ability 
to keep airmen safe when they had identified ongoing harassment, 
bullying, or hazing type activities. While we have programs that 
respond and support victims of sexual assault and have a variety of 
prevention efforts, we were concerned we did not cover the space in 
between these events where our airmen were already unfortunately 
enduring some type of negative behavior. We wanted to understand this 
space better and understand our ability to identify these airmen and 
keep them safe. To do this we garnered feedback from more than 68,000 
airmen--both military and civilian--using a total force survey and 
individual sensing sessions about multiple types of interpersonal 
violence, including sexual assault. Out of this Task Force, focus 
groups were formed to look deeper into issues respondents witnessed. 
Currently, the Task Force is analyzing those responses and we expect a 
final report in late May 2021.
Combatting Sexual Assault
    Sexual assault is a crime and its impact undermines our force 
lethality, readiness, and mission success. The Department of the Air 
Force recognizes, despite strong efforts over many years, that we have 
not made significant, measurable progress in preventing or reducing the 
prevalence of sexual assault. As a result, we remain focused and 
persistent in our efforts to combat sexual assault in the ranks using 
effective, research-informed prevention strategies and ensuring 
comprehensive support and response for sexual assault victims.
    Sexual assault reporting across the Department of the Air Force has 
steadily increased since 2010, jumping from 1,271 in fiscal year 2018 
to 1,388 in fiscal year 2019, from servicemembers for incidents that 
occurred during military service. This increase in reporting is 
concerning--every sexual assault is deeply troubling. There is also a 
positive aspect to increased reporting as it's an indication that more 
victims of sexual assault are willing to come forward to receive care 
and aid efforts to hold alleged perpetrators accountable. Another 
concern is the increase in prevalence of sexual assaults and the 
increasing gap between reporting levels and prevalence levels. This gap 
was closing from 2012-2016 when it again began to diverge to include a 
large increase in estimated prevalence in 2018. Examining our most 
current data, the Department of the Air Force sexual assault prevalence 
numbers increased aligning with Department of Defense patterns. From 
2016 to 2018, prevalence among women increased from 2.8 percent to 4.3 
percent. Rates among men remained relatively low, but still increased 
slightly .3 percent to .5 percent. The Department of Defense 
experienced an increase in prevalence for women and men, rising from 
4.3 percent to 6.2 percent and .6 percent to .7 percent respectively. 
Each of these rises also created a greater gap between reported 
prevalence and the actual number of reports we received. We want our 
environment and trust in the system to drive reporting and prevalence 
to match each other where we then drive both indicators toward zero.
    Our Air Force Academy sexual assault reporting was consistent from 
academic year (AY) 2016-2017 to 2017-2018 with 23 reports each year 
involving actively-enrolled cadets as either the victim or the subject, 
but rose to 40 reports in AY 2018-2019 and 41 reports AY 2019-2020. We 
have yet to attribute any causality to this increase, but the 
initiation of the ``Teal Ropes'' Cadet program and a ``Safe To Report'' 
policy change have been linked to reducing barriers to reporting. We 
continue efforts to monitor and reduce incidents across the force to 
include the Air Force Academy.
    Our overall Department of the Air Force strategy is focused on 
prevention, response, and accountability. Our sexual assault prevention 
framework includes assessment tools for identifying and screening out 
those at high risk for unethical behavior, addressing key sexual 
assault risk factors with long-term goals focused on equipping leaders 
at all levels, Wingmen intervention skills, and promoting positive unit 
culture to eradicate sexual assault.
    We have several ongoing training initiatives leading our prevention 
efforts. The Sexual Communication and Consent (SCC) Program, an 
innovative, evidence-informed sexual assault prevention training 
developed specifically for delivery during Basic Military Training 
includes both universal and tailored content. Over 8,000 trainees went 
through the SCC Program Pilot between September 2019 and April 2020. 
After the training the trainees had increased knowledge of sexual 
assault (4.4 percent), knowledge of consent (1.8 percent), and self-
efficacy to resist sexual assault (6.8 percent) along with decreases in 
date rape myth attitudes (-4.2 percent), dating risk behaviors (-3.9 
percent), and social risk behaviors (-4.5 percent). The Air Force 
Academy is building on these Basic Military Training efforts and will 
initiate a three-year pilot study beginning with the incoming class of 
2025. The Department of the Air Force also requires annual, Air Force-
wide training consisting of three components: Bystander Intervention 
Training, Wingman Intervention Training, and Total Force Sexual Assault 
and Prevention Training. Bystander Intervention Training provides 
foundational concepts of safe and desired bystander behavior to all 
airmen and guardians across the total force. Wingman Intervention 
Training in Technical School and at the First Term Airman Center 
targets the most at risk age group population for sexual assault. The 
Total Force Sexual Assault Prevention and Response Training is 
refreshed annually to ensure continual engagement of this critical 
issue.
    As part of the Department of the Air Force's response programs, we 
have established 92 dedicated, installation-level, prevention experts 
with direct access to command leadership charged with targeting local 
risk factors based upon collected data to implement tailored prevention 
strategies at the tactical level. We have Sexual Assault Response 
Coordinators, Special Victim Advocates, restricted and unrestricted 
reporting processes, and medical care for victims. We are also an 
active participant in the Department of Defense's Catch a Serial 
Offender program to identify serial offenders via anonymous reporting 
of sexual assault. As of February 2021, we have 13 of the 24 Department 
of Defense matches of offenders, with a total of 599 Department of 
Defense entries from victims.
    We expanded our accountability programs, implementing the Sexual 
Assault Accountability and Investigation Task Force's recommendations 
to enhance collaboration among legal offices, military criminal 
investigators, and circuit trial counsel for investigations of sexual 
assault, domestic violence and child abuse from investigation through 
the termination of trial proceedings if applicable. Moreover, we 
continue to train and educate commanders as well as update policies to 
enhance victim notification, consultation and input during the military 
justice process.
    Finally, the Department of the Air Force is also exploring the 
potential of an Air Force Compatibility Assessment designed to assess 
the risk of disciplinary and counterproductive workplace behaviors in 
potential recruits that might negatively impact well-being, morale and 
mission effectiveness. As is common practice in industry, we are 
looking to ensure those we recruit are not only medically and 
physically qualified to join, but are also compatible with serving.
Suicide Prevention
    Department of the Air Force Active Duty suicide rates were stable 
from 2015 to 2018, increasing in 2019. In 2019, the Department of 
Defense Active Duty suicide rate was 25.9 per 100,000; and the 
Department of the Air Force suicide rate was 25.1 per 100,000. In 
response, in the Fall of 2019 the Air Force conducted a Resilience 
Tactical Pause to help the force focus on small group discussions and 
sessions designed to identify ways to help prevent suicides. The 
Department will releases official suicide counts and rates for CY 2020 
this fall.
    In the spring of 2020, when the COVID-19 pandemic began to 
heighten, we implemented a COVID playbook and provided tools and 
lessons from the previous tactical pause to help maintain social 
connections during a time of physical distancing. The new tools 
included our first ever training for family members. This training 
provides greater awareness about resources and programs available and 
equips family members to identify warning signs and act as another 
sensor in our detection and prevention methods. Since implementation, 
more than 4,785 family members have connected to the site and taken the 
training. While early and unofficial, our suicide rates to date in 2021 
are back at pre-2018 levels.
    The largest demographic of Department of the Air Force suicides 
last year were single men, between the ages of 23-30, and in the rank 
of E1-E4, who used a firearm as means of death. Leading stressors 
associated with suicide seem to remain stable over time. Relationship 
issues are the leading stressor associated with suicide deaths, 
approximately 40 percent of suicide deaths are proceeded by significant 
relationship problems or failure. An estimated 20-30 percent of airmen 
and guardians who died by suicide were experiencing two or more 
stressors. Another 840 percent who die by suicide have no apparent risk 
factors.
    Personally-owned firearms are the most common means of suicide 
deaths by far. Since 2015, personally-owned firearms are involved in 
over 70 percent of Department of the Air Force suicide deaths. Over 90 
percent of Department of the Air Force suicides occur in the 
continental United States. Continuing the ``Go SLO (Safes, Locks, or 
Outside the home)'' campaign will help build a culture where safe 
storage is commonplace, reducing immediacy of access to firearms for 
those in distress and preventing firearm accidents for Air and Space 
families. Between 2020 and 2021, we distributed 202,000 gun locks along 
with educational and training materials on safe storage options.
    To combat suicide trends, the Department of the Air Force has 
established five prevention priorities for 2021, all of which nest 
within the prevention strategies established by the Centers for Disease 
Control and Prevention: Building Connections, Detecting Risk, Promoting 
Protective Environments, and Equipping our Airmen and their Families to 
mitigate risk and build resilience. The first priority is Leadership 
Development that provides our leaders with the information, tools, and 
resources necessary to combat suicide. We are challenging leaders to 
build unit connection and purpose. Our second prevention priority is 
improving and increasing our communications and marketing messaging 
about resilience and prevention tools and resources.
    Our third priority is focusing on time-based prevention; increasing 
safe storage by encouraging ``going SLO'' and building time and space 
between personnel in distress and access to lethal means, helping to 
prevent accidents. Our forth priority is empowering and equipping 
families. We will continue our efforts to engage and equip spouses and 
family members in resilience and prevention activities. Lastly, we want 
to evaluate our efforts, assessing implementation and effectiveness of 
all major resilience and prevention efforts in order to drive program 
improvements. These priorities are based on program self-assessment 
results, suicide analysis board results, and latest research within a 
continuous process improvement framework.
    The Department of the Air Force's True North program continues to 
support mission readiness by providing commanders resources and 
guidance to empower assigned personnel to seek assistance from embedded 
Mental Health providers and Religious Support Teams. Access to mental 
and religious support teams within a unit is designed to build trust 
and confidence in help-seeking actions for unit members. Under the True 
North initiative, mental and spiritual support teams are being embedded 
in squadrons and groups at 16 installations determined as having the 
highest need based on tracked negative outcomes over the last five 
years. These additional support teams should positively influence 
Airman and family well-being, increasing resilience, and decreasing 
negative outcomes such as suicide, sexual assault, domestic violence, 
workplace violence and child maltreatment as well as improve mission 
readiness and optimize human performance.
Resiliency
    The Department of the Air Force has 32 agencies providing 
Resiliency services to help our members and their families thrive in 
both their personal and professional lives. These resiliency resources, 
that are available to help with physical, mental, social, and spiritual 
needs, include the Chaplain Corps, Mental Health, Airman & Family 
Readiness Centers, Employee Assistance Program, Deployment Transition 
Center, Wingman Connect, Sexual Assault Response Coordinators and 
Morale, Welfare and Recreation Programs. The Air Force is committed to 
forming solid partnerships with supporting organizations based on 
individual installation needs and expanding support options to bolster 
all pillars of resilience for our airmen, guardians and their families.
    Although the Department of the Air Force has a large number of 
agencies providing resiliency services, these offerings are often not 
connected, making it more difficult for members and their families to 
get the continuum of care needed quickly. Recently, the Chief of Staff 
of the Air Force and the Chief of Space Operations chartered a 
Resiliency Task Force, to perform a top-to-bottom review of current 
Department of the Air Force Resiliency Programs and develop a new 
robust, consolidated Resilience Strategy which creates new, or expands 
existing support and develops sustainable resource and action plans. We 
are excited about the work this Task Force is doing and hope to improve 
resiliency for all airmen, guardians, and their families.
Family Care
    The Department of the Air Force remains committed to continued 
strengthening of our Exceptional Family Member Program further through 
resourcing, automation and standardization for case management, respite 
care policy, assignment coordination, education and legal assistance 
support. Today, there are more than 55,000 family members enrolled in 
our Exceptional Family Member Program and over 36,000 total force 
members coded as sponsors. The Air Force identified this program as a 
key priority and retained a transformation expert from private industry 
to work full time on program improvements.
  Exceptional Family Member Programs
    The Department of the Air Force conducted a rapid improvement event 
in February 2020 utilizing family feedback to identify problem areas 
and create solutions focused on improving transparency, automation and 
communication, resulting in a new ``one stop shop'' division located at 
the Air Force Personnel Center. This Exceptional Family Member Program 
Central Cell integrates multi-disciplinary support subject matter 
experts in medical, assignments, special education, and legal matters 
with both a special education attorney and a special education 
specialist provided to assist our families and school liaisons. 
Additionally, we added a TRICARE Liaison, Respite Care Coordinator and 
additional medical and assignment personnel to better facilitate 
centralized travel screening.
    Through the newly launched DAF Family Vector website, the 
Exceptional Family Member Program cell provides a two-year historical 
review of travel recommendations by location and specialty, providing 
families greater visibility of potential duty locations that meet 
individual family needs. DAF Family Vector provides resources on 
medical, moving, special education, respite care, frequently asked 
questions and contact information for the central cell and local base 
resources and is available without the need for a Common Access Card.
    The Department of the Air Force continues to improve Exceptional 
Family Member Program families' access to support for their special 
needs family members. Presently, 105 Airman & Family Readiness Center 
Exceptional Family Member Program Family Support Coordinators are 
spread across 78 installations, working to enhance the quality of life 
of special needs families. Continuing our commitment to strengthening 
Exceptional Family Member Program support capabilities, 15 DAF 
attorneys attended a formal, five-day structured Special Education 
Course along with providing Special Education law training to 197 
school liaisons, Family Support Coordinators and Headquarters staff.
    The Department of the Air Force also stood up two Developmental and 
Behavioral Health Family Readiness Centers with pediatric development 
and psychological clinicians targeting smaller and remote bases through 
telehealth, teleconsultation and provider travel.
    Working through the pandemic, we maintained a connection with our 
families by hosting several Facebook broadcasts to provide updates on 
current and upcoming initiatives as well as fostered open communication 
with families on their needs and concerns. In partnership with our 
sister services, we held a Respite Care Rapid Improvement Event in late 
2020 to identify problems, implement meaningful solutions, and 
benchmark and utilize sister service best practices to assist with the 
National Defense Authorization Act 2021 requirement for standardized of 
respite care services.
    Family member feedback is key. We continue communication with 
families via social medial platforms and local outreach efforts. The 
Exceptional Family Member Program Facebook page has 8,000+ followers 
and over one million views, to date. The Department of the Air Force is 
committed to continuing efforts at to strengthen the program and to 
balance family needs with career progression and mission requirements.
  Child and Youth Programs (CYP)
    Available, affordable, quality child care programs support families 
and enable our members to focus on the mission. In fiscal year 2020, 
the Department of the Air Force provided child care for over 39,400 
children at installation child development programs. However, at some 
installations, the local demand for this type of care exceeds program 
capacity making alternative sources of care instrumental in meeting the 
needs of airmen and guardians. Our network of Family Child Care homes 
and providers offer additional care solutions and community-based fee 
assistance helps support families on a wait list for on-base care or 
not living near an installation. In fiscal year 2020, 5,199 children 
were served through the Military Child Care in Your Neighborhood fee 
assistance program.
    The Coronavirus pandemic negatively impacted unmet demand and the 
wait time for on base child care due to local health conditions, 
availability of staff, quarantine requirements, and social/physical 
distancing guidelines. The pandemic challenges illustrated that we must 
find innovative ways to expand capacity and improve access to child 
care for airmen and guardians in addition to advocating for resources 
to fund child care facility requirements. As of the beginning of April 
2021, 3,909 children five years of age and under had an unmet child 
care need with more than half of these children located at ten of 74 
installations. The average wait time to satisfy the demand was 153 
days.
    While we are working to accommodate all child care needs, it's 
important to recognize the full nature of what is represented by the 
3,909 children with unmet demand. These are requests for on-base child 
care, meaning location in either an on-base Child Development Center or 
an on-base Family Child Care home. Many of the 3,909 have alternative 
child care available and in use, to include those matched through Air 
Force subsidized care via the Military Child Care in Your Neighborhood 
(MCCYN) fee assistance program. Many families prefer to have child care 
on-base and sign up for it by identifying a date care is needed. While 
that request shows up as unmet demand, it is not always accurate nor 
does it imply there are 3,909 children who do not have any child care. 
Based on new data collection being done during sign-up and requests, 
there are 284 children being serviced temporarily via a military 
childcare facility and 208 serviced temporarily through a community-
based child care provider via MCCYN. This leaves 3,417 children without 
an alternative Air Force-facilitated child care solution while on the 
wait list. This is the capacity shortfall number we particularly focus 
on in our various efforts. It includes 1,419 children cared for at home 
with a parent; 672 in the care of family, friends, or a nanny; and 576 
in a family-identified community based childcare program. 750 of the 
3,417 indicated they cannot find a childcare alternative or did not 
indicate how their child would be cared for while on the wait list. The 
Air Force is making every effort to reduce the unmet demand and provide 
childcare to those who need it.
    The Department addressed the availability and delivery of Child and 
Youth Programs with targeted efforts to maximize child care options, 
expand child care capacity, and leverage customer feedback in 
determining emerging and ongoing needs. We developed a robust 
communication strategy with online resources that educates supervisors 
and family members about available care solution options and how to 
access them. To increase child care options and spaces, we developed 
targeted recruitment and retention incentives for Family Child Care 
providers that were implemented at 68 installations from September to 
November 2020. Although the COVID-19 environment challenged our ability 
to increase the number of Family Child Care homes, we have been able to 
retain an average of 300 homes to support hourly and full-time care, 
24/7 child care, and other specialized care for our Air and Space 
families.
    Improvements in human resources processes have positively impacted 
Child and Youth Programs by reducing on-boarding time and facilitating 
employee transfers. The utilization of the Direct Hiring Authority has 
continued to positively impact the on-boarding process for appropriated 
child care staff members, decreasing time required to on-board new 
appropriated fund staff members by 120 days. To retain trained staff, 
we implemented a non-appropriated fund employee transfer assistance 
program that enables transfer of employment from one Department of the 
Air Force location to another, eliminating the requirement to apply for 
employment after a relocation.
    Seven minor construction expansion projects are currently in the 
planning process. In addition, the Department of the Air Force is 
applying funding to the planning and design of child development center 
construction projects that address child care capacity shortfalls; five 
projects are currently postured for execution when funds become 
available.
  Spouse Employment
    Spouse employment is a critical element impacting family 
resilience, financial readiness, quality of life, retention, and 
mission success. Permanent Change of Station moves may negatively 
impact a military spouse's ability to achieve their own career goals 
and aspirations, often leading to reduced employment opportunities or 
underemployment. The Department of Defense and Department of the Air 
Force spouse employment programs provide a robust system of support to 
help military spouses find meaningful employment and connect with 
available resources. The Department of the Air Force continues to 
engage with states on improving spouse employment opportunities and 
advocating for improved professional license portability or pursuing 
interstate compacts. In 2020, the Department of the Air Force released 
results of the ``Supporting our Military Families'' initiative which 
assesses each state's efforts to support military spouse licensure 
portability and links military quality of life factors to the strategic 
basing process. This initiative shifts the strategy from expediting 
individual state licensing through legislation to encouraging a 
``universal approach'' to licensing and interstate compacts. Results 
show positive trends, driving many states to look for ways to remove 
barriers and make portability easier for military spouses. 
Additionally, the Department of the Air Force reimburses up to $1000 
for re-licensing/re-certification costs resulting from a Permanent 
Change of Station move for spouses of military members.
    The Department of the Air Force utilizes several approaches to 
recruit and appoint military spouses. The non-competitive military 
spouse appointment authority has provided the Air Force with the 
ability to hire approximately 1,800 military spouses from fiscal year 
2019 to March 2021. This authority is one of many authorities by which 
a military spouse could be employed with. Additionally, the Department 
of Defense Military Spouse Preference program provides federal 
employment hiring preference for spouses relocating due to a military 
member's Permanent Change of Station move. Spouses exercise their 
preference by applying for job vacancy announcements of their choosing. 
Spouses who are best qualified may be appointed to a federal position 
over non-military spouse candidates. Employment may be permanent, 
temporary or term limited. Additionally, the Department of Defense has 
authorized a pilot program at some foreign overseas locations to permit 
spouses to exercise their authority up to 30 days in advance of their 
arrival in order to further increase their opportunity to obtain 
employment. The Department of the Air Force launched the 18-month pilot 
in February 2021.
    The Department of the Air Force is fully engaged in ensuring our 
members and their families have awareness and access to care solutions 
through a Care Solutions Communication Plan. Maximizing awareness and 
effectiveness of the support available are driving objectives of the 
plan. We remain engaged at all levels to communicate and deliver Care 
Solutions that help airmen, guardians and their families reach maximum 
performance potential.
                           the force we need
    As the world around us continues to inject uncertainty and rapid 
change, the Air Force is focused on maintaining readiness today while 
building the Air Force we need for tomorrow's high-end fight. A fresh 
look at the foundational competencies and skills we will need to deter 
and defeat our pacing threats show us that we are on track. We are 
appreciative for your support and realize that continued Congressional 
support is paramount as we seek to balance tight fiscal demands with an 
increasing appetite for digitization and force modernization. Our end 
strength targets reflect this balancing act and ensure a minimal viable 
force to compete and win in the high-end fight, both today and 
tomorrow.
End Strength
    We have successfully increased the size of the force by 26,000 
since a low in 2015 of 485,000, bringing us into alignment with the 
objectives outlined in the 2018 National Defense Strategy. Increased 
retention since March 2020, largely due to COVID-19, helped the 
Department meet and exceed fiscal year 2020 end strength targets. This 
retention trend continued into fiscal year 2021 and has put the 
Department in position to exceed fiscal year 2021 authorized end 
strength levels. High retention is a great indicator of the value our 
airmen place on serving and ensures we maintain the experience we need 
to face tomorrow's challenges. Despite this positive outcome, we are 
monitoring retention trends closely to see how a post-COVID environment 
impacts our airmen's decisions to stay or leave and to ensure we have 
plenty of room in our allowed force size to continue to recruit and 
access fresh talent that will sustain us into the future. We will 
continue to monitor these trends throughout the year and take prudent 
steps to maintain readiness and continue to provide our airmen with 
flexible voluntary force management options, as needed.
    Our small military end strength growth includes the establishment 
of the USSF as a service and balances USAF force structure between 
legacy and the future force. The USSF growth includes mission transfers 
from Air Force, Army, Navy, and headquarters growth. The USAF growth 
from fiscal year 2021 includes temporary restoral of end strength 
associated with the continued delay of medical manpower reductions, 
while factoring for decreases to legacy force structure requirements 
such as C-130H and F-16 modernization, as well compensating for USSF 
mission transfers. USAF end strength is currently projected to come 
back down once the temporary restoral for medical manpower expires at 
the end of fiscal year 2022. This request also grows the Air National 
Guard for logistics, deployable security forces and ANG recruiting 
missions; balancing reductions in legacy C-130 aircraft with funding 
enduring missions such as the A-10.
    We thank you for your continued favorable Congressional support of 
the fiscal year 2022 President's Budget request to ensure the USAF and 
USSF can access the talent we need to compete in a world defined by 
ambiguity, rapid change, and great power competition.
Recruiting Goals
    The Department of the Air Force achieved its fiscal year 2020 
recruiting goals of 26,398 regular component Enlisted (100 percent of 
goal) and regular Officers of 4,553 (100 percent of goal). We also met 
our Air National Guard combined Officer and Enlisted goal by recruiting 
11,620 Guard members (108 percent of goal), and our Reserve combined 
Officer and Enlisted goal of 7,000 (100 percent of goal). Additionally, 
the Department of the Air Force is on target to reach our fiscal year 
2021 recruiting goals of 27,053 regular Enlisted and 4,318 regular 
Officers; Air National Guard combined Officer and Enlisted goal of 
11,428; and Reserve combined Officer and Enlisted goal of 8,800.
    While these numbers are good, we are keenly aware of a growing 
competition for talent and expect the recruiting environment to become 
even more challenging. Today only 29 percent of 17 to 24 year old men 
and women in the United States are eligible to serve in the military 
and only one in eight have a propensity to serve. Within this eligible 
population, the Department of the Air Force seeks to increase our pool 
of diverse candidates and reach the best and brightest from across our 
Nation while making sure every eligible member who wants to serve has 
the opportunity to compete to serve.
    To enhance our diversity; we have focused on increasing our female 
applicant pool within the officer accession sources, setting an initial 
target to achieve growth in applicants to 30 percent female. We 
surpassed that goal at the Air Force Academy for the class of 2024, and 
30.2 percent of the entering class were women. Last year's graduating 
class was more than 29 percent female, a 3 percent increase from 2019. 
Within our ROTC program, we raised our applicant pool to 28 percent 
female with an actual cadet class of 25.5 percent, marching toward the 
initial 30 percent applicant pool goal. The 2020 ROTC class consisted 
of 25 percent female, a 1.5 percent increase since 2012. Finally, our 
2020 OTS classes were 18.7 percent female across the Total Force, which 
is a 2.5 percent increase since 2012.
    Recruiting diverse talent is also dependent on our Department being 
an inclusive organization. Since June 2018, we have accessed and made 
accommodations for more than 29 practicing Sikh, Muslim, Heathen, 
Jewish, Norse, Easter, and Russian Orthodox individuals to allow these 
talented members to serve while still respecting their religious dress 
and appearance requirements. We've also partnered with academia to 
provide $19 million in Flight Scholarships at historically black 
universities and colleges. These professionals serve as role models for 
other talented Americans who can potentially see themselves serving in 
our force as well.
    In the future we plan to invest in the Regular Component's 
recruiting operations in a multi-year effort, allowing for year round 
recruiting efforts to meet Total Force accessions goals. The DAF is 
committed to improving how we recruit tomorrow's airmen and guardians. 
We have added 159 recruiters and established a Recruiting Squadron 
specifically focused on areas where we continue to experience 
shortfalls such as Special Warfare Airmen, Explosive Ordnance Disposal, 
and Survival, Evasion, Resistance, and Escape. COVID taught recruiting 
that going virtual expanded reach capabilities that the traditionally 
store front office lacked. Additionally, we are working with OSD on 
potentially implementing the DAF Compatibility Assessment, an integrity 
test to screen out accessions at high risk for unethical behaviors, 
including sexual assault.
Retention
    As important as recruiting is, retention within our high-tech force 
is equally important. While the DAF is experiencing unprecedented high 
retention rates in both the Enlisted and Officer Corps, the aggregate 
success may mask areas with retention challenges. To help ameliorate 
these retention challenges, the USAF continues to offer targeted 
monetary incentives. For Enlisted skills, the fiscal year 2021 
Selective Retention Bonus program's $200 million targets critical 
capabilities in enlisted Air Force Specialty Codes with low manning 
percentages, low retention, and/or high training costs, such as special 
warfare, aircraft maintenance, cyber, and intelligence, surveillance, 
and reconnaissance.
    Focusing on pilots specifically, the DAF has a fiscal year 2021 
budget of $194.1 million for the Aviation Bonus (AvB). While the take-
rate for pilots steadily declined from 68 percent in 2013 through 2020 
mainly due to an unprecedented major airline hiring boom, COVID-19's 
impact on the travel industry resulted in a larger number of pilots 
continuing to serve and an increased take rate of 51.3 percent in 
fiscal year 2020, up from 45 percent in fiscal year 2013. Given that we 
do not expect airline hiring to pick back up until late 2021-2022, or 
reach pre-COVID-19 hiring rates until 2023-2024, fiscal year 2021's AvB 
program focuses on targeting specialties with low manning while 
providing incentives for those who accept longer term contracts to help 
take advantage of the temporary airline hiring freeze.
Force Management
    Overall Air Force retention is the highest it's been in over twenty 
years, likely influenced by COVID and the economy. While high retention 
has helped the Department of the Air Force maintain immediate readiness 
levels, we ended fiscal year 2020 approximately 990 over our authorized 
end strength and started fiscal year 2021 at 333,790, higher than our 
fiscal year 2021 year-end authorized end strength of 333,475. As a 
result, our focus is on balancing high retention with the need to 
sustain the force over time, ensuring enough headspace to access the 
talent we need year after year. Recognizing many members have delayed 
retirement or separation plans during COVID's peak, the Air Force wants 
to remain flexible to allow airmen to transition from the force as 
their family situation allows. To provide options we implemented a 
number of voluntary force management programs to create space for 
needed accessions within our authorized end strength. We also provided 
opportunities to waive some limited Active Duty service commitments and 
expanded the PALACE CHASE transfer program to allow members the 
opportunity to affiliate and serve their commitments in the Reserve 
components. Additionally, we paused the Voluntary Retired Return to 
Active Duty and the Voluntary Limited Period of Active Duty accessions 
programs given our high retention levels. We are monitoring retention 
closely to manage impacts to future readiness levels. We are preparing 
for fiscal year 2022 and the possibility of continued high retention, 
recognizing we may need additional flexibility. We want to remain agile 
as we look to the future, knowing we need to preserve our ability to 
recruit and access new talent.
                            managing talent
    The Air Force's Talent Management systems continue to transform in 
order to fully support the National Defense Strategy and Department of 
Defense guidance, develop leaders of competence and character, and 
produce the talent we need for the future high-end fight. Most 
Department of the Air Force talent management initiatives are directed 
towards a system that empowers all airmen (military and civilian) to 
reach their full potential within a framework that increases agility, 
improves responsiveness, empowers performance, and provides 
transparency and simplicity. This framework is centered on defining and 
knowing what we value, measuring those key items, and incentivizing and 
rewarding those who demonstrate and excel at the valued qualities.
    The Air Force is excited about the progress we are making in talent 
management. Our initiatives enhance the Air Force's ability to better 
identify, develop, and promote talent to meet occupational, 
institutional, and joint requirements that ensure we remain a ready, 
lethal and agile force now and for the future fight. Some Air Force 
initiatives include our Space Force partners while they continue to 
develop and mature their independent service-specific Human Capital 
Strategy.
Air Force Talent Management Initiatives
    The Air Force is committed to transforming the way we develop, 
promote, and retain our officer corps in order to successfully carry 
out the National Defense Strategy. To meet that task, we must have an 
force which can adapt, innovate, and demonstrate agility in dealing 
with today's complex security environment, so we appreciate the 
additional Defense Officer Personnel Management Act authorities given 
to us in the fiscal year 2019 National Defense Authorization Act and 
have instituted several associated programs.
    One of the fundamental tenants of our Talent Management system is 
to be responsive by ensuring we drive our inventory (size, shape, 
talents) to match our requirements. To that end, the Air Force expanded 
the previous single Line of the Air Force promotion category allowing 
for more agility and a wider range of development paths to ensure 
officers have the needed skills and expertise to fight and win. This 
was first implemented in March of 2020 for all ranks and is now 
entering into our second year of operation. Active component line 
officers are now managed in six developmental categories for promotion 
instead of a single category. This change clearly acknowledges 
different specialties require different developmental experiences and 
progression with tailored pathways to better shape the force toward the 
skills we need for tomorrow's high end fight.
    Additionally, we understand the importance of having role models 
for officers as they navigate the different stages of their career. 
Recognizing the significance this plays in development, we instituted a 
new process to screen and select our best officers for formal 
instructor and recruiting positions. At the same time, we elevated 
these positions as a critical and an extremely valued component of 
their career progression, ensuring our officers with the highest 
potential have the opportunity to serve as positive examples focused on 
developing the future force.
    Furthermore, the Defense Officer Personnel Management Act 
flexibilities provided by Congress in 2019 have created pathways for us 
to be more agile in our officer development. One such way is our recent 
transition away from below-the-zone promotions to merit based 
promotions to reward those with the highest potential.
    Under this new system, those whose record of performance score the 
highest at the promotion board, pin-on first, reinforcing the 
importance of performance. This effort is two-fold, first it provides 
additional time for officers to gain valuable insight and experience 
that may have been lost when we accelerated promotions, as well as 
increases transparency to the force by providing promotion selected 
officers direct feedback on where they stand in relation to their 
peers.
    Staying with the theme of promotion flexibilities, the Air Force is 
also postured to capitalize on the Temporary Promotion authority that 
was provided in 2019. This flexibility offers us the opportunity to 
temporarily promote officers into a designated position that requires a 
skill the Air Force has a critical shortage of in-grade personnel. The 
ability to execute this authority puts us in a much better position to 
place talent when and where it is needed while incentivizing airmen 
possessing such skills. The Air Force adaptation of this authority is 
set to launch in the Fall of 2021.
    Likewise, we also realize some airmen miss out on critical career 
milestones while pursuing other important endeavors for the Air Force. 
To mitigate any negative impact to an officer's career, we are taking 
full advantage of the ``opt-out'' of selection board consideration 
authority from the 2019 National Defense Authorization Act. We have 
developed a policy that affords certain officers the ability to ``opt-
out'' of selection board consideration to Major, Lieutenant Colonel, 
and Colonel and defer to the next year. Not only does it benefit the 
officer, it will also allow us to better retain and put to use those 
skills an officer gained while pursing advanced education or filling an 
important career broadening position. Current plans allow officers 
meeting certain boards starting in October of 2021 to utilize this 
authority.
    Airmen remain our competitive advantage, so it is crucial we stay 
focused on empowering their performance. A pivotal link to empowering 
performance is through our evaluation system. While development and 
implementation are still ongoing, we are currently transforming our 
officer and enlisted evaluation systems. The transformation is centered 
on evaluating airmen against the qualities we value in performance and 
know we need our airmen to possess for success in meeting future 
warfighting requirements outlined in the National Defense Strategy. We 
designated these valued items as our Airman Leadership Qualities (ALQs) 
and released them to the force for early use in February 2021. The ALQs 
represent in the performance characteristics we want to define, 
develop, incentivize, and measure in our airmen. We are striving for 
our airmen to embody these ALQs to help them reach their full 
potential.
    Specific to empowering the performance of our enlisted force, we 
have reformed our Senior Non-Commissioned Officer promotion process. In 
order to put more of an emphasis on performance in primary duties and 
responsibilities, we eliminated the promotion testing portion of the 
process that was not always a good indicator of performance. Instead we 
instituted a board process to allow more focus to be put one's record 
of performance.
    To complement our efforts at empowering the performance of our 
enlisted corps we also established an indefinite enlistment policy for 
our enlisted airmen with twelve or more years of service. This change 
allowed for the extension of High Year Tenure for E-4s, E-5s, and E-6s, 
reduced the administration burden on our airmen that comes with having 
to reenlist and increased retention of the skills and experience we 
need.
    As you can see from the sampling of initiatives we have provided, 
talent management is a priority for us and we are working diligently to 
build the airmen we need for the future. We also recognize there is 
much more work to be done in this arena. For instance, we are currently 
exploring how to modify our promotions and evaluation systems in light 
of the Racial Disparity Review findings. We must make certain every 
Airman can realize their full potential and compete fairly for 
promotion opportunities within the Department of the Air Force--we are 
committed to seeing every airmen succeed.
Civilian Talent Management
    We are also excited at the progress we've made in managing our 
civilian talent, most notably in our hiring timeliness. The Department 
of the Air Force has dropped average days of hiring from 114 days in 
2019 to 85 days in 2020. This is much needed progress, but still not 
where we would like to be. We continue to work on hiring timeliness 
while leveraging Direct Hire and Expedited Hiring Authorities the 
Congress has generously provided us. In 2020, utilization of these 
authorities was up to 81.2 percent when eligible which yielded great 
results, bringing qualified hires into the Department of the Air Force 
in 75 days on average with many hiring actions taking as little as 10 
days from beginning to end.
    Additionally, we will continue to leverage two new and impactful 
programs to reach the civilian talent we need:
    In response to our former Secretary of the Air Force's initiative 
to establish outreach to colleges/universities and focus on 
recruitment, we instituted the Premier College Intern Program (PCIP) in 
2018 with the following goals. First, recruit 500 post-secondary 
students for internships annually under Direct Hire Authority 1102 
National Defense Authorization Act. Second, make the program 
morefocused. Third, non-competitively place graduating PCIP interns 
into a permanent position or Palace Acquire/Copper Capstone entry level 
positions. Additionally, the PCIP graduates feed into our formal intern 
training programs and each year the formal intern training program 
hires between 450 to 500 interns; since 2001, 7,774 have been hired and 
the DAF currently has 1,412 on board.
    We also developed a program to allow individuals that become 
medically disqualified at Basic Military Training a second opportunity 
to serve. The ``DRIVE'' Program is a newly established program that 
provides medically disqualified candidates an opportunity to enter 
civilian service. DRIVE is a Total Force talent recruiting initiative 
which benefits the entire Air Force. Using special appointing 
authorities such as direct hire authority, the Department of the Air 
Force is able to match candidates to hiring needs. Since August 2020, 
the initiative has already successfully placed seven candidates in 
diverse career fields such as civil engineering, public affairs, and 
cyber security.
    The DAF continues to identify new initiatives and advocate for new 
and expanded hiring and retention authorities to secure mission 
critical civilian talent. We recently obtained a temporary direct hire 
authority as well as a temporary qualification waiver for our 2181 
series pilots and simulator operators recognizing the dated 
qualification specifying significant flying hours did not adequately 
address changes in technology that allow for civilian flight 
instruction to be accomplished in a simulator.
    The Department of the Air Force values the talent and skills our 
civilian workforce brings to the fight and fully recognize that Air and 
Space Force missions cannot succeed without them. In light of this, we 
continue to pursue initiatives and authorities that enable us to 
recruit and retain top tier civilians as a critical component of our 
Force.
Career Flexibilities
    The Air Force's strategic advantage is our people and to be 
postured for the future high-end fight, it is imperative we challenge 
existing paradigms and remain open-minded about the way we attract and 
retain top-talent in our military and civilian ranks. We must inject 
flexibility into career paths and focus efforts on capitalizing on 
diversity within the Total Force while testing unconventional ways to 
ensure the Air Force is a career choice our airmen are excited about 
embarking on. To that end, we are currently looking into an array of 
options to allow airmen and guardians a career path beyond the current 
paradigms that values who they are, their unique skills, and the 
perspectives they bring to the fight.
Diversity & Inclusion
    While our overall population diversity and recruiting numbers have 
improved, we have not been as successful in retaining women and diverse 
airmen for longer careers. To improve diversity, the DAF created 
several barrier analysis working groups to identify barriers to 
retention of women and diverse Air and Space professionals, and we made 
several policy adjustments based on their findings.
    In 2020, we adjusted policy so new mothers could defer making a 
decision on separating from the service for up to 12 months after 
delivery, providing ample time to decide if military service was still 
compatible with their growing family. We're working towards updating 
this policy to be more inclusive to all families. This policy impacts 
approximately 3,500 airmen per month. Additionally, the Department of 
the Air Force directed units to provide nursing mothers with access to 
a lactation facility.
    The Department of the Air Force updated hair grooming standards in 
February 2021, allowing women to wear one or two braids, or a single 
ponytail as well as longer bangs that touch their eyebrows so long as 
the bangs do not cover their eyes. These changes which responded to 
safety and medical concerns are also targeted at improving diversity 
and inclusion in the ranks by giving women from a variety of races more 
options that might better suit their hair & health concerns. To that 
point and to show our commitment to listening and evolving as required, 
our February 2021 female hair policy will soon undergo modification 
number one. Shortly after we launched our policy, and despite having 
diverse race, ethnic, and gender representation on the policy 
development team, we discovered our new policy was not as inclusive as 
we desired. As written, the bulk standard established with the braids 
and pony tails did not allow some women to comply with the standard 
without damaging their hair or making significant investments to have 
it straightened. The soon to be released modification will make 
allowances for those hair types to ensure we are truly being inclusive 
in our application of policies when possible.
    Further, dress and appearance policies were adjusted to allow 
accent marks and hyphens on name tapes and tags, and qualifying male 
airmen are now able to receive five year shaving waivers. These changes 
were part of our on-going efforts to create a more inclusive culture.
    The Department must continue to operationalize diversity and 
inclusion to fully leverage the Nation's greatest strength, it's 
remarkably diverse citizenry for decisive, lethal advantage.
Telework/Remote Work
    In response to COVID-19, the Department of the Air Force has been 
maximizing telework to both protect our personnel and to continue the 
Air Force mission. COVID-19 was a catalyst that enabled the Air Force 
to reassess how we conduct business. As a result, we've initiated a 
complete top-to-bottom review of current Air Force telework policies 
and have developed a revised program to help posture the Air Force for 
the future. Our new telework/remote work guidance will empower our 
airmen to meet the Air Force mission and enable us to attract and 
retain top tier talent while generating cost savings in facilities and 
personnel relocation expenses. The new policies will also provide 
options and potential stability for members and families who may not 
want to relocate but can still perform duties from a remote location. 
This will be particularly applicable to headquarters staff tours for 
many airmen.
Digital Transformation
    The Air Force continues to make strides transforming a portfolio of 
outdated systems that consume our airman's time, energy and flexibility 
when handling their Human Resource business affairs. We are now 
beginning to really provide our airmen with cutting edge cloud based 
technologies that drastically improves their experience, enhances data 
protection, and opens the opportunity for mobile access; however, there 
is much more to do. We need our airman to have the ability to remain 
mission focused, and are ensuring they have a streamlined end-to-end 
experience with this much needed upgrade. Your continued support in our 
Digital Transformation efforts are appreciated.
                               conclusion
    Resilient and ready airmen and guardians, both military and 
civilian, are the bedrock of the Department of the Air Force's 
readiness and lethality. These professionals are evolving to compete, 
deter, and win with unmatched power in the air, space, and cyber 
domains. Our ability to remain competitive as an employer of choice is 
reliant upon prioritizing and resourcing what is most important. We 
look forward to continuing to partner with Congress in our endeavors to 
protect and defend our great Nation. We thank you for your continued 
support of your Department of the Air Force--those in uniform, our 
civilian professionals, and the families who support them.

    Senator Gillibrand. Thank you. Lieutenant General David 
Ottignon.

STATEMENT OF LIEUTENANT GENERAL DAVID A. OTTIGNON, USMC, DEPUTY 
          COMMANDANT FOR MANPOWER AND RESERVE AFFAIRS

    Lieutenant General Ottignon. Chairwoman Gillibrand, Ranking 
Member, and distinguished Members of the Subcommittee, thank 
you for the opportunity to appear before you today to discuss 
your marines and our civilian marines who support them. I, too, 
have submitted my written statement to this committee and my 
opening remarks will be brief.
    This past year has been a challenging time for the Nation 
as we all continue to navigate our way through the pandemic. 
However, your marines and sailors continue to demonstrate their 
resiliency as we make marines and service the Nation's force 
and readiness.
    To echo the sentiments of our commandant, the Marine Corps 
is entering a period of transformation to produce a modern, 
elite force that will meet the challenges of the National 
Defense Strategy and uncertainties of the future. Our marines 
represent a diverse group of Americans, bonded together by a 
sense of duty. Our manpower programs and initiatives cover the 
spectrum of a marine's career and are designed to maximize the 
fullest potential of our Nation's most precious resources, 
those dedicated Americans who claim the title of U.S. Marine.
    The Marine Corps remains fully committed to their families 
and civilian marines in the programs that support them. Their 
contributions and sacrifices are noble and worth our greatest 
respect and admiration. I am proud to represent your marines, 
their families, and the civilian employees this afternoon, and 
I look forward to answering your questions.
    [The prepared statement of Lieutenant General David A. 
Ottignon follows:]

       Prepared Statement by Lieutenant General David A. Ottignon
                              introduction
    Chairman Gillibrand, Ranking Member Tillis, and distinguished 
Members of the Subcommittee, it is my privilege to appear before you 
today to provide an overview on Marine Corps personnel.
                               our people
    Your marines are the centerpiece of the Marine Corps. As 
highlighted in our 38th Commandant's Planning Guidance, our principal 
emphasis is on our marines. We remain focused on recruiting, educating, 
training, and retaining elite warriors with the mental toughness, 
tenacity, initiative, intelligence, aggressiveness, and adaptability in 
challenging environments.
    Force Design 2030 is not possible without the continued excellence 
of our marines. We are modernizing our talent management processes to 
ensure we continue to have the right marines in this period of great 
power competition. Our initiatives cover the spectrum of a marine's 
career--from accession goals and rating/promotion practices, to re-
enlistment incentives and retention policies. We are leveraging 
technology and data collection to help understand--and someday 
predict--why individuals decide to join the Marine Corps and remain a 
marine. To that end, we are implementing longitudinal accession, 
retention, and exit surveys and cognitive and non-cognitive testing 
with the objective of identifying and fitting the right person, with 
the right skill, into the right job. We are in our third year of 
developing the Retention Prediction Network, which uses cognitive, non-
cognitive, and individual interest tests, performance, and personnel 
data to predict the probability of a successful Marine Corps career. 
These modernization initiatives will enable us to tailor our force to 
compete and win in the modern operating environment.
    The Commandant has stated that we will keep faith with our marines 
as we execute our Force Design 2030 plans. We are thankful to Congress 
for the force shaping authorities you have given us and are confident 
that they are sufficient. Of course, we will come to you for additional 
statutory changes if in the future they become required.
Recruiting
    All Marine Corps recruiting efforts--officer, enlisted, regular, 
Reserve, and prior-service--fall under the Marine Corps Recruiting 
Command. This is unique amongst the services. Operationally, this 
provides us with tremendous flexibility and unity of command, 
facilitating efforts to meet accession and end strength requirements.
    Last fiscal year, COVID-19 impacted recruiting efforts. Social 
distancing requirements limited the capacity at our depots, delayed 
shipping activities, closed schools, and canceled community events that 
we depend on for personal contacts and outreach. We adjusted to these 
COVID-19 challenges by exploring new digital prospecting tools and 
researching the market reactions to those endeavors. These actions gave 
recruiters the means to operate in a reduced personal contact 
environment. As a result, we were better postured for fiscal year 2021 
than first anticipated. COVID-19's long-term impacts on recruiting 
remain unknown, but we are adapting and learning from the challenge.
    The quality of your marines remains exceptionally high. The 
Department of Defense requires 90 percent of enlistees to have a high 
school diploma or equivalent (Education Tier 1), and 60 percent of 
enlistees to score in the Mental Groups I-IIIA (mental aptitude). Last 
year, the Marine Corps achieved 99.5 percent for Education Tier 1, and 
70.1 percent for Mental Group I-IIIA. We expect to be at these levels 
in fiscal year 2021.
    To meet the challenges ahead, we remain committed to assigning our 
best
marines to recruiting duty. Our recruiters closely reflect the face of 
the Nation we recruit, which is a testament to our efforts to recruit a 
more diverse force. Approximately 47 percent of our recruiters have a 
diverse background, well above our Nation's demographics as a whole. 
Our recruiting efforts connect marines with the communities they 
represent. We have recruiters assigned to every zip code in our Nation, 
and constantly strive to reach all qualified youth and their 
influencers--from the most rural of small towns to the largest of 
cities.
    For future recruiting success, we must continue to adequately fund 
both recruiting operations and advertising; we thank Congress for its 
support in this goal. Our advertising program is vital to building 
awareness of the Marine Corps among high quality, diverse populations 
that are increasingly disconnected from military service. A strong 
advertising program enables our recruiting command to attract and 
recruit the highest quality accession cohorts. Advertising funds repay 
many times over, as they produce lower first-term attrition, higher 
quality marines, and increased readiness.
Retention
    The essence of Marine Corps talent management is to retain the very 
best marines capable of fulfilling our leadership and operational 
needs. Overall, we met all of our retention goals in fiscal year 2020, 
and are on track for fiscal year 2021. However, there is a continuous 
challenge to keep high-quality marines in the service, especially in 
the current competitive civilian job market. We thank this Subcommittee 
and Congress for the retention authorities and flexibility you have 
given us. We are using many of these authorities and holding others in 
Reserve should the need arise.
    We are implementing--and continuing to study--the use of monetary 
and non-monetary incentives; modernizing our performance evaluation 
systems; and refining the way we match and assign marines to billets. 
Incentive pays remain critical to our retention effort, allowing the 
Marine Corps to fill hard to retain positions, such as cyber operators, 
special operators, and counter intelligence specialists. Selective 
Reenlistment Bonuses allow us to shape our career force by targeting 
critical military occupational specialties and supporting lateral 
movement of marines to these billets.
    The Marine Corps is experiencing shortfalls in the number of fixed 
wing and tiltrotor aviators required to fill our aviation billets. As a 
result, we have implemented a narrowly-tailored aviation bonus to 
stabilize the pilot shortfall and facilitate the proper execution of 
all aviation staffing demands. We continue to build on the fiscal year 
2020 bonus plan in fiscal year 2021. Similarly, and in concert with 
Force Design, we are offering Assignment Incentive Pay to offensive 
cyber operators to increase retention and build this capacity. This 
type of monthly pay is targeted towards hard-to-fill critical billets 
that have significant training requirements. These incentives help us 
recruit and retain the best marines. At only one percent of our marine 
Corps personnel budget, they offer a return on investment many times 
over.
Reserves
    Your Marine Corps Reserve stands ready to provide forces for 
employment across the full spectrum of crisis and global engagement. 
While the Marine Corps Reserve is supporting current Service and 
Combatant Command requirements, it is also participating in the 
Service's efforts to redesign our force and our warfighting 
capabilities to deter against pacing threats as prescribed by the 
National Defense Strategy.
    Despite the numerous recruiting and entry level training challenges 
presented by COVID-19, the Marine Corps' Selected Reserve is forecasted 
to meet Force Design recruiting and retention goals for this fiscal 
year. We continue to mitigate COVID-19 impacts and maintain personnel 
and training readiness with improvements to our enlisted and officer 
Reserve force management.
    This year the Marine Corps implemented a comprehensive Career 
Management Plan that provided full-service support to our Reserve 
officers and Staff NCOs throughout the Selected Reserve. This talent 
management initiative that will help our NCOs, Staff NCOs, and officers 
move between commands to enhance their development and military career 
goals.
    Throughout the past year, the Marine Corps Reserve continued global 
deployments despite the unprecedented challenges presented by COVID-19. 
The Marine Corps Reserve provided Combatant Commanders with forces 
focused on combat operations, crisis prevention, crisis response, and 
theater security cooperation.
    This year, the Marine Corps Reserve is slated to mobilize 
Reservists in support of 28 formations. These operations greatly 
increase the Reserve component's interoperability with the Active 
component, joint forces, our allies, and coalition partners.
Diversity and Inclusion
    Diversity and inclusion are force multipliers and take advantage of 
the wide array of experiences and perspectives necessary to maintain 
our current and future warfighting excellence. We are committed to 
capitalizing on the knowledge, skills, abilities, performance, and 
potential of every marine.
    Our Diversity, Equity, and Inclusion Strategic Plan will guide our 
actions over the next five years in the areas of recruiting and 
accessions, talent management, education, training, and commandership. 
It provides a framework to align a number of efforts, identify new 
initiatives, and provide oversight across the Corps for implementation 
by commanders at every level. A key component of this plan is to target 
diversity at our senior and General Officer ranks. Leadership must 
exemplify our core tenets and it is important to continue to improve 
diversity at our highest levels. To date, 21 percent of Brigadier 
Generals and Brigadier General-selects are diverse, the highest level 
of diverse representation at that rank in Marine Corps history. We look 
forward to seeing this trend continue.
    One of our first actions to implement our plan was the appointment 
of a general officer as the Service's Chief Diversity and Inclusion 
Officer. This position will communicate program goals, develop policy, 
and action the aforementioned strategic plan. Concurrently, the Marine 
Corps bolstered the Diversity, Equity, and Inclusion Review Board 
(DRB). The DRB serves as the action arm of the Marine Corps Diversity 
and Inclusion Management Program to address diversity, inclusion, and 
command climate issues that may impact the Marine Corps.
    Outreach and external engagement are an important facet of our 
holistic approach to diversity and inclusion. We have steadily 
increased our Outreach Program budget from $150,000 in fiscal year 2015 
to $1.3 million in fiscal year 2021. This Program provides 
opportunities for professional development, mentoring, and networking 
experiences by fully funding approximately 500 marines to attend 19 
national/regional conferences hosted by non-federal entity affinity 
groups events throughout the year. For example, the Marine Corps 
recently hosted the Petersen Discussion Forum from June to December 
2020. The forum was named after Lieutenant General Frank Petersen, the 
first African-American Marine Corps aviator and the first African-
American Marine Corps General Officer. The forum met regularly to 
examine, analyze, and discuss pertinent issues on the state of race and 
gender relations in the Marine Corps.
    Diversity in the Marine Corps is increasing. Since 2009, diverse 
enlisted accessions have increased from 34 percent to 43 percent, and 
diverse officer accessions have increased from 16 percent to 35 
percent. Female officers have increased from 8 percent to 13.8 percent 
during this same time period. Females represented in previously 
restricted MOS are also on the rise. Last year, 737 females were in 
previously restricted units; that number is now 1,101. Similarly, 283 
women were serving in previously restricted MOS; today that number is 
415, including the first woman Reconnaissance Marine.
    The Marine Corps is a full partner with the Office of the Secretary 
of Defense and other Services in accomplishing the recommendations set 
out in the Secretary's Diversity and Inclusion Board Final Report. 
However, the Marine Corps is also taking its own initiative to both 
study and make changes to continue to improve diversity and inclusion.
    A host of independent studies are currently underway to better 
understand diversity and inclusion challenges and make improvements. 
Next month we expect to have the results of our Fitness Report Bias 
Study, an analysis which is examining the objectivity of the current 
performance appraisal process. The Basic School Military Occupational 
Specialty Assignment Study will examine historical performance data 
based on demographics to evaluate the impact of performance on MOS 
assignment. We are funding an independent study to identify and 
understand any barriers to advancement and retention of women and 
minorities in the Marine Corps. Finally, our Exit & Milestone 
Longitudinal Survey provides feedback to better understand personnel 
satisfaction regarding career opportunities, leadership, performance 
management, diversity, and work-life programs.
    The Marine Corps acknowledges biases exist and is addressing these 
challenges by incorporating unconscious bias training at every rank 
through the training continuum. Diversity of thought and experience 
that each marine brings will help us find more creative and innovative 
solutions to these future challenges. We must actively work to retain 
and grow this diversity. Diversity and inclusion are, more than 
anything, a leadership issue. Marine leaders must not just talk about 
changing culture--they must be the example of how to treat your fellow 
marine and all individuals with dignity, respect, empathy and 
compassion.
               taking care of marines and their families
    Taking care of marines and families improves our overall readiness 
and resilience. It also directly increases retention, quality of life 
and, most importantly, combat effectiveness. The Marine Corps 
Behavioral Programs are an integrated community-based service model 
that promote the social, behavioral, and psychological fitness of 
marines and families to enhance mission effectiveness.
Sexual Assault Prevention & Response
    Protecting marines and preventing sexual assaults remain top 
priorities for the Corps. We are committed to preventing incidents of 
sexual assault by promoting positive behaviors, fostering healthy 
command climates, and building skills to identify and prevent negative 
behaviors. We remain committed to responding to sexual assaults, 
including those occurring before service, by providing victim-centered 
support.
    We are dedicated to working with the Department of Defense and 
Congress on developing prevention measures to reduce the prevalence of 
this crime. The Marine Corps has reviewed and analyzed the Fort Hood 
Independent Review Committee report. From this report, the Marine Corps 
identified many recommendations for implementation focused on program 
management and structure; training; command climate; and disciplinary 
action. Additionally, the Marine Corps is directly engaged in the 
Secretary of Defense's directed 90-day Independent Review Commission on 
Sexual Assault in the Military (IRC) and the Immediate Actions to 
Counter Sexual Assault and Harassment. The Marine Corps has 
representation in all four of the IRC lines of effort and is in the 
process of executing the Immediate Actions.
    There are a number of important updates to our sexual assault 
prevention efforts to highlight. Our renewed focus seeks to tailor 
training to specific levels of leadership. This enables a multi-layered 
approach to prevention to fit marines of every age, rank, and billet. 
For example, updated SAPR annual training for Staff Non-Commissioned 
Officers (SNCO) provides more focus at the small unit level. This 
training's goal is to help increase SNCO knowledge about sexual 
assault, reporting, resources, rank-specific roles and 
responsibilities, and to build skills consistent with primary 
prevention.
    We also updated the SAPR training for the Commander's Course to 
better prepare senior leadership to prevent sexual assault once they 
assume command. This includes information focused on actionable 
recommendations for pre-command leaders and small group discussions 
facilitated by Marine Corps mentors and SAPR experts. Commanders set 
the tone of their unit--we know how important it is to ensure they are 
equipped before they assume command to establish the right command 
climate--a climate that encourages marines to look out for one another 
and report destructive behaviors and crimes, and that mandates 
accountability for perpetrators and enablers.
    While we like to highlight our prevention efforts, we acknowledge 
that we are not where we need to be; we still have incidents of sexual 
harassment and assault and so we must ensure we provide the best 
support possible to victims. A revised SAPR Victim Advocate training 
was released in October 2019 and has been fully implemented. The 
revised 40-hour curriculum focuses on building and refining advocacy 
skills and includes cultural competency and prevention training.
    We want to leverage technological developments too. SAPR is 
implementing online evaluation tools for select SAPR annual training, 
Victim Advocate (VA) training, and Sexual Assault Response Coordinators 
(SARC) initial training. The evaluation tools measure changes in 
knowledge, attitudes, and intentions, as well as training satisfaction, 
consistency of instruction, and quality of instruction. Beginning with 
pilots in fiscal year 2021, these evaluation results will inform local 
SAPR personnel, as well as HQMC personnel, on the effectiveness of the 
trainings.
    Collaboration is key in addressing sexual assault prevention and 
response. Our SAPR program works together with the other Services, 
Department of the Navy and Department of
    Defense Sexual Assault Prevention and Response Offices, and outside 
entities to enhance our ability to prevent and respond to sexual 
assault, identify best practices, and leverage resources. SAPR supports 
enterprise-wide efforts to prevent sexual assaults within the military 
and care for marines.
    The Marine Corps continually evaluates SAPR initiatives for 
effectiveness by conducting needs assessments, surveys, and staffing 
analysis. SARC and VA training curriculum development has been 
standardized which better ensures that marines understand reporting 
options, SARCs and VAs are prepared to support victims, and all 
understand their role in sexual assault prevention.
Suicide Prevention
    The Marine Corps cannot afford to lose any marines to suicide. The 
Marine Corps approaches suicide prevention by using every resource 
available to promote and apply the leadership functions of strengthen, 
mitigate, identify, treat, and reintegrate to increase individual and 
unit readiness. We are working to reduce suicide by focusing efforts 
across four prevention lines of effort: (1) Communication: Our efforts 
equip commanders and Suicide Prevention Program Officers with tools and 
resources for prevention, response, and postvention, which includes the 
publication of a monthly newsletter that provides marines with coping 
and stress management skills, and the distribution of an Embedded 
Mental Health Guidebook; (2) Collaboration: We coordinate with Navy 
behavioral health services to ensure non-medical and medical care are 
accessible and seamless. Community Counseling Program counselors 
conduct screenings, actively assess needs, provide counseling, and 
connect servicemembers and families with additional resources. We work 
with sister services and federal agencies to identify gaps in resources 
and services, and collaborate on actionable solutions for 
geographically dispersed servicemembers; (3) Prevention and Resilience: 
Our new Command Individual Risk and Resiliency Assessment System 
(CIRRAS) enhances commanders' ability to conduct effective force 
preservation and prevention efforts; and (4) Use of Data and Research: 
We track suicide-related events data to include monitoring for any 
indications of COVID-19 impact. We evaluate the effectiveness of 
suicide prevention initiatives, and conduct the annual USMC Death by 
Suicide Review Board, which reviews every marine death by suicide to 
provide actionable/operational recommendations.
    CIRRAS, a Commandant's priority, was released in October 2020, and 
has received positive feedback from commanders to mitigate personnel 
challenges. The system provides a single, standardized digital platform 
that enables proactive identification and assessment of individual 
marine risk and resiliency factors. This information is compiled in the 
CIRRAS database by small unit leaders, medical officers, and other 
authorized support staff. It is transferable between commands so that, 
as marines move to different commands, a clear picture of those marines 
who are at higher risk for destructive behaviors is transferred as 
well. The overarching goal of CIRRAS is to reduce suicide and 
destructive behaviors by eliminating gaps in information and timeliness 
of information, as well as provides a safe and secure way to manage 
Personally Identifiable Information (PII)/ Health Insurance Portability 
and Accountability Act (HIPAA) Information during the force 
preservation process. By presenting timely, prioritized, actionable 
information to those who can help marines, leaders will be better 
equipped to reduce destructive behaviors in their units.
    We have several other programs and services that contribute to our 
overall suicide prevention efforts. Our Unit Marine Awareness and 
Prevention Integrated Training (UMAPIT) teaches every marine the basics 
of suicide prevention. Our Marine Intercept Program (MIP) provides 
marines who verbalize suicidal ideations or who attempt suicide access 
to telephonic and face-to-face contacts to check in, assess risk, plan 
for safety, and refer to other services as needed. Our Operational 
Stress Control & Readiness (OSCAR) team includes trained marines and 
OSCAR program extenders who can recognize the impacts of stress and 
connect marines to needed support.
    The OSCAR program extenders are medical staff skilled in prevention 
services, chaplains, corpsman, and other professionals who ``extend'' 
suicide prevention capabilities.
    The importance of force preservation and resiliency cannot be 
understated for a ready Marine Corps. The Marine Corps force 
preservation process is the formalized method used by commanders to 
identify individual marine risk factors and apply holistic risk 
management measures to improve individual and unit readiness. Every 
day, this process assists leaders across the Corps to identify those in 
need.
Wounded Warrior Regiment
    The Marine Corps' Wounded Warrior Regiment (WWR) continues to 
execute our Recovery Coordination Program in support of wounded, ill, 
or injured (WII) marines and their families. WWR facilitates their 
recovery and upholds our enduring commitment to keep faith with those 
who have incurred life changing impairments in service to our Nation. 
Regardless of the origin of affliction, our marines require and deserve 
access to the comprehensive recovery care available through the WWR.
    WWR Recovery Care Coordinators, in coordination with medical 
providers and unit leaders, help WII marines develop and execute their 
individual Comprehensive Recovery Plans, which provide the road map for 
successful healing and transition. WII marines with complex care 
coordination needs are assessed for post-separation support 
requirements. When appropriate, those marines are transferred directly 
to a Department of Veterans Affairs Lead Coordinator prior to their 
medical discharge to ensure seamless support.
    Since our WWR was established in 2007, thousands of WII marines and 
family members transitioning from Active service have benefitted from a 
full spectrum of support services that begins with physical recovery 
needs and increasingly focuses on post-service employment and education 
opportunities as they heal. Marines and their families, members of 
Congress, and the public at large can be assured that the Marine Corps, 
through the WWR, will continue to expertly provide recovery care 
coordination support at all times.
Child and Youth Programs
    High-quality child care is a readiness priority for the Marine 
Corps. The Marine Corps provides high quality, accessible, and 
affordable programs and services for eligible families with children 
six-weeks to 18-years of age.
    The Marine Corps is currently operating at 78 percent of child care 
capacity. COVID-19 and the resulting protocols have significantly 
impacted our child care capacity. Each installation is impacted 
differently by COVID-19, and operational status is based on local 
command needs and circumstances. Modifications of daily operations are 
in place to mitigate social distancing and operation changes 
implementing the Center for Disease Control and Prevention guidelines.
    Currently, we have a total unmet need of 1,434 children in 
Priorities 1 & 2 (child development program staff; single and dual-
military members; military members with working spouse) with notable 
waitlists at Camp Pendleton, Hawaii, Quantico, and Camp Lejeune/New 
River. These four installations maintain approximately 82 percent of 
the overall immediate waitlist. These are primarily due to a shortage 
of qualified workers, high turnover/low pay, and lengthy hiring 
process. We are addressing these issues through increased hiring and a 
non-competitive child care employee transfer program. We also offer fee 
assistance for eligible marines who are geographically remote, reside 
more than 15 miles from an installation, or are assigned to an 
installation that has a wait list. The program budget is $5 million in 
fiscal year 2021 and currently supports 535 marine families.
Spouse Employment
    Spouse unemployment is a concern for many Marine Corps families, 
and can be an obstacle for financial security. The Marine Corps Family 
Member Employment Assistance Program (FMEAP) emphasizes a proactive 
approach for military spouses, and other dependent family members. This 
enables them to formulate informed career and educational choices by 
utilizing employment-related referral services, career and skill 
assessments, career coaching, job search guidance, portable career 
opportunities, and education center referrals/guidance. The FMEAP 
provides coaching and training such as: interview techniques; resume 
and cover letter writing; the federal application process; salary 
negotiations; appropriate dress; staff-assisted computerized job 
searches; skills and personality assessments; one-on-one career 
coaching; education, training and volunteer opportunities; and 
entrepreneur business opportunities.
    Installations provide training/workshops to assist spouses and 
transitioning servicemembers with the federal hiring process. 
Installations also conduct job fairs to assist veterans and family 
members in finding employment. FMEAP connects Marine Corps spouses with 
volunteer opportunities through installation Volunteer Coordinators to 
assist with establishing career experience throughout permanent change 
of station transitions. FMEAP also helps translate volunteer 
experiences into marketable skills on resumes. The program's holistic 
approach helps support spouses throughout a marine's service.
    The Marine Corps utilizes several approaches to recruit and appoint 
military spouses. We participate in the DOD Military Spouse Preference 
Program, which was instituted to reduce the adverse impact on the 
career paths of spouses of Active Duty servicemembers. Additionally, 
the non-competitive military spouse appointment authority is one of 
many hiring authorities through which a military spouse can come into 
Marine Corps service. Furthermore, the Marine Corps participates in the 
Military Spouse Employment Partnership, which is a DOD-level 
partnership with employers who agree to offer transferrable, portable 
career opportunities to relocating military spouse employees.
    The Marine Corps is now authorized to reimburse marine spouses up 
to $1,000 for state licensure and certification costs arising from 
relocation to another state. To date, the Marine Corps has reimbursed 
248 individual claims totaling $89,480. The Marine Corps also 
participates in the Military Spouse Career Advancement Account (MyCAA) 
Scholarship which provides up to $2,000 per year (maximum of $4,000) 
for military spouses (private to sergeant, warrant officers 1 & 2, and 
second Lieutenants to first Lieutenants) to pursue licenses, 
certificates, certifications or Associate Degrees necessary for gainful 
employment.
Civilian Marines
    Our Civilian Marines support the mission and daily functions of the 
Marine Corps and are an integral part of our Total Force. They 
exemplify our core values; they embrace esprit de corps, teamwork, and 
pride in belonging to our Nation's Corps of marines. Serving alongside 
our marines throughout the world, in every occupation and at every 
level, our civilian appropriated-funded workforce remains by far the 
leanest of all services, with a ratio of one civilian to every ten 
Active Duty marines.
    Approximately 95 percent of our appropriated funded civilians work 
outside the Washington, DC, beltway at fifty-seven bases, stations, 
depots, and installations around the world. Sixty-nine percent are 
veterans who have chosen to continue to serve our Nation; of those, 
eighteen percent are disabled veterans. Our civilian non-appropriated 
funded workforce steadfastly continues to provide vital support to our 
marines, Reserve marines, their families, and our wounded, ill and 
injured. Overall, our civilians continue to truly shown themselves as 
Semper Fidelis by keeping our marines and their families in the 
forefront.
                               conclusion
    The marines of our Corps represent a diverse group of individuals 
bonded together by a sense of duty. Through recruiting, training, 
education, and retention of men and women of character, we will enhance 
the quality of our Corps and our overall combat effectiveness. To echo 
the sentiments of our Commandant--the Marine Corps is entering a period 
of transformation to produce a modern, elite force that will meet the 
challenges of the National Defense Strategy and uncertainty of the 
future. Your marines have sworn an oath to defend and protect our 
Nation. They stand ready to fight, compete, and win. By ensuring we 
take care of all marines and their families, we will keep faith with 
them to honor the commitment they have so freely given.
    Thank you again for the opportunity to testify.
    Semper Fidelis.

    Senator Gillibrand. Thank you. Now Ms. Patricia Mulcahy.

STATEMENT OF MS. PATRICIA MULCAHY, CHIEF HUMAN CAPITAL OFFICER, 
                   UNITED STATES SPACE FORCE

    Ms. Mulcahy. Chairwoman Gillibrand, Ranking Member Tillis, 
and members of the committee, it is truly an honor to appear 
before you today, alongside my military colleagues. On behalf 
of all guardians and families, thank you for your leadership 
and support that you have provided to the United States Space 
Force.
    We are purposefully building the Space Force to be lean, to 
be agile, and mission focused, and our talent management 
efforts are synchronized to ensure we are developing the 
leaders and the warfighters who will secure space. Because of 
size in establishing this new warfighting culture, we believe 
it is vital to be collaborative and connected to all of our 
guardians, and in a way that you could not be in a larger 
service. We are interested in what they think, as we provide 
feedback on their performance and potential.
    The mission and the people of the United States Space Force 
are an ideal match for the information age, which is why 
guardians are uniquely postured to be born digital. With the 
digital workforce, we must ensure we have guardians who can 
lead the digital transformation and cultivate a digital fluency 
amongst all guardians. And integrating, strengthening, and 
cultivating this personal resiliency of every guardian is key, 
as they are members of highly specialized teams who are pushing 
the frontiers of what is technologically possible in a complex, 
contested, and brutal space domain.
    So to implement our vision, we designed a talent management 
approach with three principles in mind: managing positions 
based on competencies required to succeed; providing access to 
digital tools, training, and services; and developing each 
guardian according to their needs. Interwoven in our strategy 
is an important work that we are doing with the Department of 
the Air Force's Office of Diversity and Inclusion, because our 
Space Force will be stronger when our ranks reflect the make-up 
of the Nation we serve.
    Over the past 17 months, we have secured a number of wins 
for our country. First I am proud that more than 11,000 
military and civilian guardians joined our ranks from the Air 
Force and across America. We are on target to achieve the end 
strength goals we outlined in fiscal year 2020, and we have 
launched initiatives to ensure we are competitive for the STEM 
talent we need through our partnerships with select colleges, 
universities, and other organizations. And our ubiquitous 
access to digital university and a boot camp-like approach 
training coders is increasing our digital fluency and impacting 
our mission accomplishment.
    We are developing and implementing our space-focused 
professional military education programs that will develop 
space-minded warfighters who are effective in multidomain 
operations and the joint environment.
    Although I am pleased with the progress we have made, we 
have much work to do. In the second year of building the Space 
Force, we are focused on integration, including our Reserve 
components and our sister services. Today we have space 
professionals in both the Air Guard and Air Force Reserve who 
provide a tremendous capability to the United States Space 
Force. We have studied ways to best organization to regular, 
the Reserve, and the Guard capabilities, and we look forward to 
working with the Congress once Executive branch coordination is 
complete.
    We are also working closely with our sister services as we 
prepare to assume space missions from the Army and the Navy. We 
are excited by the number of soldiers, sailors, and Marines who 
would like to join us, and are assessing those who recently 
volunteered for transfer opportunities.
    I am honored to serve in the United States Space Force. It 
is truly an opportunity of a lifetime to work alongside my 
fellow guardians and to build the service that we need to deter 
and defend in space, and I look forward to your questions.
    [The prepared statement of Ms. Patricia Mulcahy follows:]

               Prepared Statement by Ms. Patricia Mulcahy
                              introduction
    Chairwoman Gillibrand, Ranking Member Tillis, Distinguished Members 
of this Committee, thank you for the opportunity to appear before this 
committee. As the Nation's newest military Service, it is exciting to 
come before you today to discuss all of the great work our guardians 
are doing to build a force capable of defending our Nation's vital 
interest in the space domain.
                           the force we need
    The Space Force operates in a unique and dynamic personnel 
environment. As the Nation's newest military Service, we start with a 
``clean slate'' with respect to culture and organizational process and 
procedure. At the same time, the needs of the Nation dictate that we 
are operationally capable of deterring conflict and defending our 
Nation's interests immediately. This need cannot wait for us to finish 
building the force. To this end, we are building our force rapidly 
through new accessions and interservice transfers and taking advantage 
of the progress the Department of the Air Force has made in improving 
the timeliness of the civilian hiring process.
    The Space Force is building culture and structure; it is increasing 
in end strength; it is developing the systems necessary to be the 
digital force it must be; and it is employing new and innovative 
methods of managing talent. We realize that continued Congressional 
support is necessary to achieve all of these goals at a rapid pace in a 
dynamic environment and we are appreciative of that support.
                              end strength
    The Department's fiscal year 2022 military end strength request for 
512,300 airmen and guardians increases the USSF end strength by 1,966 
due to mission transfers from the USAF, Army and Navy and facilitates 
modest USSF headquarters growth. This increase is steeper than 
anticipated due to accelerated programming from fiscal year 2023. 
However, the Space Force has a plan in place to manage personnel 
inventory to support mission requirements with Congressional support.
                               recruiting
    The competitive market for STEM talent creates a significant 
challenge to attracting and recruiting individuals with those unique 
capabilities into the Space Force. Our recruitment initiatives are 
focused on expanding the pool of potential STEM applicants through 
partnerships with colleges, universities, and organizations that 
produce STEM capable personnel.
    While we focus on STEM talent as a whole, we cannot lose focus on 
the individual. A beta test is underway to evaluate an enhanced 
selection process that gives the Space Force a better understanding of 
each recruit. We have instituted interviews, and behavioral 
assessments, to expand the tools used for a holistic approach to 
selecting future guardians. This will facilitate the Space Force's 
ability to select the best fit guardians from a diverse applicant pool.
    The Space Force is working with the Department of Defense and 
Department of the Air Force stakeholders to mitigate potential barriers 
to service from members of underrepresented groups. We are conducting a 
comprehensive review of accessions policy, and we will begin a review 
of all career field entry requirements and assessments to identify 
opportunities to expand the pool of potential applicants from 
underrepresented groups.
                            managing talent
    The Space Force is taking a fresh approach to talent management in 
order to build an organizational culture that emboldens guardians to 
produce trailblazing outcomes and enable a warfighting ethos.
    We expect leaders at every level to take bold, data-driven, and 
risk-informed actions, while making full use of their team's abilities 
to overcome obstacles and accomplish the mission.
    The Space Force will shift from managing people within prescribed 
career fields, to managing positions based on the competencies and 
experiences needed to succeed. To implement this approach, the USSF's 
Chief Human Capital Officer (CHCO) will centralize and unify talent 
management activities for all guardians, military and civilian, in an 
Enterprise Talent Management Office (ETMO) that leverages talent 
management teams and systems.
    The Space Force must provide guardians with the tools to succeed in 
the 21st Century; we must be a digital Service. All guardians will have 
access to digital services, allowing them to accelerate innovation of 
operational and business processes and activities, and foster 
collaboration. To accomplish this, the Space Force will create digital 
solutions, dismantle data stovepipes, and establish a digitally enabled 
culture focused on transparency, communication, and inclusive decision-
making. As one of the first steps in creating a digital Service, in 
fiscal year 2021 the space force launched the Software Development 
Immersive Program. This 12 week immersive course will build a community 
of guardians, of any AFSC, skilled in the development, security and 
operations approach to rapid software development. These ``Supra 
Coders'' will enable us to securely deploy cloud-native applications 
onto Space Force platforms in order to strengthen our digital 
infrastructure.
    Today's newest guardians are tomorrow's Space Force leaders; it is 
vital that we get this right. The Space Force's brand and Guardian 
Value Proposition (GVP) will address, distinctively and intentionally, 
our responsibilities to our society and local communities. The GVP must 
focus on how our culture, rewards, recognition, opportunity, 
organization, people, and work differentiates us from others competing 
for the same talent. The Space Force is committed to recruiting and 
retaining a diverse force, to include improving outreach to populations 
from underrepresented communities. We will employ talent-finding 
platforms to actively seek out and engage people to serve in either a 
military or civilian guardian capacity. We will use a blend of current 
competency assessments, potential-measuring assessments, and behavioral 
assessments to determine fit within the Space Force. Engagement with 
guardians will not end when they leave the Space Force. The Space Force 
will create an alumni database called ``Guardians for Life'' that 
departing members can choose to join. This will assist with maintaining 
strong connections to gather feedback, request recruiting support, and 
welcome back strong performers who desire to return in line with our 
talent needs.
    The Space Force will develop each guardian according to their 
needs. Every individual will receive tailored training, education, and 
experiential opportunities to prepare them for specific placement. 
Developmental feedback will focus on strengthening individual 
competencies and encouraging growth mindsets. Coaching and mentoring 
programs are central to our continuous developmental and engagement 
approach. This will include reverse mentoring programs to ensure senior 
leaders gain the insights and perspectives from underrepresented 
demographics and more junior members of the force. We are exploring a 
new promotion assessment approach that looks at three key indicators of 
readiness: current performance, psychometrics, and preparedness to 
address situations common to the next grade.
    The Enterprise Talent Management Office (ETMO) will provide all 
guardians with individualized and command support that enables space 
warfighter readiness, leader development, and personal growth. They 
will reduce the gaps between operations, cyber, intel, and acquisitions 
personnel development and talent management to achieve Space 
Superiority by unifying execution consistently across the enterprise. 
The ETMO must unite, leverage, and organize existing talent management 
capabilities within the force; embrace maximum flexibility by tying 
geographically dispersed talent together via technology, tapping into 
excellence wherever located across the globe; and implement expanded 
permeability programs within the Service, Academia, and Industry.
                    united states air force support
    As a growing Service, and one that must remain lean, agile and 
mission-focused, we are grateful to have the continued support of the 
United States Air Force and the Department of the Air Force across a 
wide range of personnel and family support activities and programs. 
Interpersonal violence, sexual assault prevention and response, suicide 
prevention, resiliency, and family care are all areas in which the Air 
Force maintains the lead role. The Department of the Air Force has 
taken the lead role in diversity and inclusion initiatives. While some 
of these functions will transfer to the Space Force as we continue to 
grow, many of them will remain with the Air Force and the Department of 
the Air Force. We are truly all one team in this fight, and we are 
grateful for the continued efforts of all members of our team.
                               conclusion
    Guardians are the heart of the Space Force. In order to achieve 
mission success, we must create an environment that fosters their 
success and recognizes their value. We must develop them according to 
their individual capabilities and the Service's needs. We must provide 
leadership that encourages growth. We must provide them the tools, 
digital and otherwise, necessary to accomplish the mission. We must 
provide an environment in which they and their families feel safe from 
any internal threat, an environment where they can thrive. We must 
ensure that we are doing right by our guardians and their families. We 
thank you for your continued support for your Space Force, its 
uniformed and civilian guardians, and their families.

    Senator Gillibrand. Thank you. I appreciate your testimony.
    Lieutenant General Brito, the Army attempted to implement a 
new physical fitness test, the Army Combat Fitness Test, 
without an objective assessment of its potential adverse 
effects on different demographics of the Army. Initial data 
showed that 60 percent of female soldiers could not pass the 
test and 83 percent failed the leg tuck portion of the test. As 
a result, last year's NDA included a provision that I worked on 
that prohibited the Army from implementing this test until 
completion of an evaluation by an independent entity of the 
test validity and its impact on different demographics in the 
Army. The Army has been allowed to continue to administer the 
test to provide data on the study as long as no test results 
are recorded in a soldier's record and the results are not used 
in any way to evaluate the soldier.
    A recent article on military.com stated that ``internal 
Army figures from April show 44 percent of women failed the 
Army Combat Fitness Test (ACFT) compared to 7 percent of men 
since October 1.
    I have several questions. What is the status of the 
independent study and who is conducting it? Are you concerned 
with the recent data showing that 44 percent of women failed 
the test compared to 7 percent of men? Has the ACFT been shown 
to actually improve combat readiness? The last two decades have 
been a never-ending war and our Army was combat ready without 
the ACFT.
    Lieutenant General Brito. Thank you, Chair Gillibrand, for 
that question. I am aware of the article as well. We patiently 
await the results of the RAND study, which is helping us 
conduct an independent study, and I would mention the actions 
of the commanders on the ground that are implementing the test, 
as mentioned, without a record score at this point, to help us 
assess the data on the six events and the impact that it has on 
all of our soldiers and genders.
    I fully acknowledge that the initial implementation of the 
test did show that there was a large disparity, one which was a 
little bit troubling, between genders, and that we will 
continue to assess and work on.
    I would like to mention at this point the ACFT is being 
trained and tested on across the Army, in all three components, 
and we are asking the units to put this data into the system so 
that we can, one, truly assess how soldiers are doing and the 
validity of all six events. We will continue to do that up 
until the next year or so, into 2022, likely, and we will fully 
take the measurements of the RAND study when we do receive 
those results.
    Senator Gillibrand. Thank you. Lieutenant General Kelly, 
the RAND Corporation has raised questions about the 
appropriateness of the Air Force PT test across age and gender 
for all airmen, recommending revision of the test to 
incorporate more practical measures of everyday health. Is the 
Air Force reassessing its PT test, and will you commit to 
ensuring that the Air Force PT test will not discriminate 
against women and other demographics?
    Lieutenant General Kelly. Chairwoman Gillibrand, thank you 
for that question. So yes, we are committed to that. In fact, 
we are taking the opportunity right now that COVID provided us. 
When COVID first started, we suspended PT testing for lots of 
reasons, based on the health assessment and the health risks 
for that. During that time, we were able to start some 
assessments of new testing tools and put those into place, and 
we will be resuming testing on 1 July. When we resume testing 
on 1 July, we are going to be making some modifications to the 
previous test, that was a four- component test, down to a 
three-component test, and we will be looking at alternate 
methods for providing options for our airmen, all genders, all 
everybody, to have options for when they take their PT test.
    I would tell you, though, that when we first looked at a 
number of our qualifications, if you remember when we did the 
Women in Service Review as an example, we went through an 
exhaustive process with RAND participating, to make sure that 
all of the standards that we put in place were gender- neutral, 
operationally focused, and not biased. I think we are in the 
same study process here now with our current PT test, and I 
think we will come out with good results. But yes, we will be 
committed to that, and you will see some changes in our PT test 
in the coming months.
    Senator Gillibrand. Lieutenant General Ottignon, I 
understand that the Marine Corps is conducting a highly 
sophisticated study of body composition standards. What is the 
status of this study, and will it finally tie body composition 
standards to the ability to perform military duties?
    Lieutenant General Ottignon. Madam Chairwoman, thank you 
for the question. Yes, I am familiar with that, and I sat on 
the brief not more than 45 days ago. It is tied to the body 
mass index is what the original test was, and if you read the 
periodicals there is enough data that tells us that that is not 
a good measure of someone's strength.
    So we are looking very hard at that. There are two numbers, 
for men and women. We have got an independent study that is 
looking at it as well as Marines that are participating in 
that. I suspect within the next couple of months there will be 
additional information that will come on that. I think we are 
close to finding a standard across both genders.
    Senator Gillibrand. Thank you. Senator Tillis.
    Senator Tillis. Thank you, Madam Chair. Thank you all for 
being here. I always hate it when members ask yes-no questions 
because there are virtually none of these, but I think this may 
be close to one.
    We have had a lot of focus on military housing in this 
committee. We passed a slew of provisions in the 2020 NDA to 
try and improve the situation that we found. I am particularly 
focused on Fort Bragg and Camp Lejeune. I understand I think in 
June we should have the final pieces of the Tenant Bill of 
Rights complete. Just going down the line, start with General 
Brito, are we on track for having that complete, implemented, 
rolled out by the summer?
    Lieutenant General Brito. Senator Tillis, from the 
indicators I have and the data, yes, we are on track. I have a 
very responsive bill of rights, and I do know that we are doing 
some discussions and negotiating with the partners that run our 
housing as well. That will also be a key to success that, I 
think, can provide the proper services to all our families and 
soldiers that clearly do deserve quality housing.
    Senator Tillis. Thank you. Admiral Nowell?
    Vice Admiral Nowell. Yes, sir, we are.
    Senator Tillis. Thank you. General Kelly?
    Lieutenant General Kelly. Yes, Senator. I believe we are. 
As was stated by General Brito, I do think there are a few 
negotiation issues that are going on with the contractors, but 
I believe our folks who lead this effort in Assistant Secretary 
of the Air Force/Installations, Environment and Energy (SAF/IE) 
are working those and should be on completion by June.
    Senator Tillis. General Ottignon?
    Lieutenant General Ottignon. Yes, sir, we are.
    Senator Tillis. Ms. Mulcahy?
    Ms. Mulcahy. Thank you, Senator, and in concert with 
General Kelly's response, yes.
    Senator Tillis. I have a question I want to drill down on 
for, I believe, actually General Kelly. It has to do with the 
Exceptional Family Member Program. Can you give me, or describe 
for me, the work that has been done to standardize and improve 
the program within the Air Force?
    Lieutenant General Kelly. Yes, Senator. Thank you for that 
question. Let me first start by saying I would have said, 18 
months ago, if I assessed that program, our EFMP program would 
have been an F-minus-minus, absolutely not meeting the needs of 
our airmen and families. About 18 months ago, we took on the 
effort to bring in airmen and families, get their feedback, and 
hold some rapid improvement events and some process changes, 
and through process change and innovation and IT changes, I 
think we have made some real headway.
    Here are some of the key parts of that program. First, we 
created a centralized cell for us. The centralized cell has 
medical expertise, it has assignment expertise, it has lawyers 
in there that can help with legal issues, it has school liaison 
members in there that can help, and it has folks in there that 
really can help navigate. So there is a one-stop shop for 
airmen and families.
    Two, we took on an IT challenge and said we have got to 
make this system better for our airmen and families. They now 
have a thing we call the My Family Vector where they can reach 
out and see what they have out there in terms of what are the 
medical capabilities at a base. If I go to Base X, if I go down 
to Pope and I am going to be assigned there, and I have this 
medical condition, or my dependent has this medical condition, 
what is the likelihood I am going to be able to get service and 
what is it going to look like? How many hours away do I have to 
drive? How long do I have to wait for an appointment and 
TRICARE? All that kind of information is now available to them.
    Then the last part is the way we screen and check for them 
and go through. We now have an ability in that process to use 
past claims and past medical data so that we don't have to have 
every single family member go to see a doctor. In the past, 100 
percent went to see a doctor. We are down to like 15 percent of 
those folks now having to see a doctor before they permanent 
change of station (PCS). A much higher rate of satisfaction and 
much less distraction. You can imagine a family of five or six 
with EFMP members all having to go to see a medical appointment 
for something they maybe have looked at 2 or 3 years before 
when they PCS'd.
    So lots of changes and lots of positive aspects to that. 
More to following there, Senator, but I think we are on the 
right track and we are pretty happy with what we are being able 
to do with centralizing that program and providing much more 
standardized care for our family members.
    Senator Tillis. Thank you for that. I tend to agree with 
your initial grade awhile back, but we have gotten positive 
reports. You are making progress, and we will submit a question 
for the record to the other service chiefs, just to see how you 
are doing, and I would appreciate your feedback in what help we 
can provide.
    Admiral Nowell, I had a question. I am hearing that the 
Navy is planning on reducing medical billets at a number of 
facilities--Walter Reed, Camp Lejeune, Camp Pendleton, and 
Bellingham, I think, at least. I am kind of curious. I got a 
briefing from Marine Force Special Operations Command (MARSOC) 
Commander a couple of weeks ago and we are seeing some movement 
of more Marines to Camp Lejeune. So we are increasing the 
number of Marines and their families there, and I am wondering 
if factors like that were taken into account when the billet 
reductions at Camp Lejeune were being factored in. So I would 
like to get your feedback on that, and I also wanted to know to 
what extent did you all work with the DHA to gauge the impact 
in making sure you have capacity, not only for the 
servicemembers but for their families through TRICARE.
    Vice Admiral Nowell. Senator, thank you for that, and I 
would first share that the Military Medical Manpower Report to 
Congress should be submitted shortly. That will have all the 
details. But we have worked closely with DHA, along with the 
other services, to assess the capacity, as you look at the 
MTFs, getting back to the rural areas, how they can support.
    But I will assure you that we will not shift any family 
member or retiree care, or care for our servicemembers, if it 
affects military medical force readiness, areas where the 
network does not have the capability or capacity to absorb it, 
or any of our graduate medical education, because it is very 
important in many places. That is how we train those medical 
providers that we put forward.
    Then last I would just mention regarding your specific 
concerns about Camp Lejeune, we have not cut billets here. In 
fact, we have increased organic support to the Marine Corps 
there.
    Senator Tillis. Very good. General Brito, I am not going to 
go further so that I can get Senator Tuberville's questions in. 
We have both got a vote that is coming up. I understand that 
Chair Gillibrand does have a second round of questions so we 
may have to briefly recess if I get to a point where I have got 
to go vote, so I am not the last person holding up all the 
other Senate members.
    Senator Tuberville.
    Senator Tuberville. Thank you very much. Thanks for your 
service, and Ms. Mulcahy, thank you for being here today and we 
look forward to Space Command moving to Huntsville, Alabama, in 
the near future. We are excited about that.
    I want to talk a little bit about, going back to 
recruiting, which is, you know, people are the lifeblood of 
what we all do. You have got a tough job, because we went 
through a Selective Service interview a few weeks ago, and 
Selective Service people that did this evaluation said that we 
need to definitely put women in the Selective Service rotation. 
They need to file for the draft. Now, we might not ever have it 
again, but they said we need to do that, which is great.
    Every year we have between 30 and 35 million eligible 
people in the age range of draftable. That is the same group 
that you are recruiting from. Out of those 30 to 35 million, 
only 450,000 of them are eligible to be taken in the military 
because of drugs, felonies, not graduating from high school, 
and not passing the test, so to speak.
    There is one other that we are getting ready to add, 
obviously, and I want to hear your thoughts on this, domestic 
terrorism. I want to know how we are going to decide and define 
somebody that is a domestic terrorist in our country. They are 
not going to add up to it. I just want to kind of go down the 
line here and get your thoughts on that, because this is going 
to be huge for our young people trying to get into the 
military.
    General?
    Lieutenant General Brito. Yes. Thank you, Senator, for the 
question. I would like to start by highlighting our Army people 
strategy and our actions on this with our 21st Century Talent 
Management as well. I would say that the actions and activities 
of our recruiting command for soldiers and command for officers 
are truly two of the major lines of efforts tied to that 
strategy.
    To break it down a bit further, we are very much focused on 
the quality of the soldier versus quantity, and I would 
highlight the aggressive moves for virtual hiring, presence in 
a vocation that did not have physical presence before, a very 
aggressive marketing campaign to attract soldiers and allow us 
to compete for talent, officers as well, across all ranks.
    I would also mention through the great and innovative 
efforts of our recruiting command they do have some very 
aggressive and thought-provoking vetting procedures to ensure 
that those soldiers that do want to join, one, meet the quality 
marks, do not fall into any one of the bins that you mentioned 
like drugs, alcohol, or other things, and show any tendencies 
that may put them in an extremist organization of which they 
may advocate for any violence for intolerance against genders, 
nationalities, or any types of religions.
    As you did mention in your question, sir, that may not be 
admitted when they come to the recruiter, but certainly 
aggressive dialogue with the recruiter to the soldier, checking 
of tattoos and other measures like that, will hopefully prevent 
any soldier from joining the ranks with that in their mind.
    I would mention that same level of building a positive 
culture of dignity and respect carries on into the initial 
entry training and on to their first unit of assignment, to 
assure that we just do not have those plagues in the ranks. 
Thank you.
    Senator Tuberville. Thank you. Anyone else want to add to 
that?
    Lieutenant General Kelly. Sir, I will jump in there, not to 
repeat what General Brito said, but I will tell you that we 
were in the midst of transforming the way that we do recruiting 
prior to COVID, but it meant that we were well postured for 
COVID. So specifically, we had gone to digital, and in fiscal 
year 2017, 34 percent of our marketing and advertising was 
digital. Today it is 98 percent. So that postured us well to go 
totally virtual, to find those high- quality recruits, which 
you head the nail right on the head with dwindling numbers, 
where they are at, and in the medium that they used.
    We formed e-talent teams to take all of that and to get a 
better return on investment for what we got back. To put a fine 
point on that as you look at our e-talent, 10 percent of 
advertising leads under the old system resulted in prospective 
recruits, 30 percent now. We brought new customer relationship 
management software in, what the civilian world uses, and now 
we can use better predictive analytics to figure out where we 
need to go and how do we do a better job attracting and then 
bringing them on board.
    To give you the numbers, last year, amidst COVID, we met a 
40,000-sailor accession mission. To put that in perspective, in 
fiscal year 2016 we brought in 31,000. So we think that those 
are some ways to really get after it smarter.
    Senator Tuberville. Thank you. We probably can continue 
this, Senator, when we come back?
    Senator Tillis. Keep going. There are only about 40 members 
that need to vote.
    Senator Tuberville. Okay. Anybody else want to add to that?
    Lieutenant General Kelly. Senator, I will just add a little 
bit to the discussion we just had. So the Air Force made their 
recruiting goal in fiscal year 2020, and we will make it again 
in fiscal year 2021. We are on track and we will do well here 
in fiscal year 2021.
    But what we have recognized, and what you heard previously 
from this discussion of the war for talent now, if you want to 
call it that, is we have to go out and shift our resources. We 
shifted our resources to going out and exposing and inspiring. 
We talk about engagements and we talk about, for instance, 
flight academies, to expose communities of people to aviation 
that have not been previously exposed to aviation, and 
understanding what it means and what the opportunities might 
be.
    Whereas we had a lot of resources before that were pretty 
easily just processing folks that came to us, we have now 
shifted that to be much more of an outreach organizations, from 
a recruiting perspective. Engaging them in the e-environment, 
as was discussed by my colleagues, but other ways.
    Then the one other point I would want to make on the 
discussion of extremism is when we had our stand-downs, and we 
went through the SecDef directive stand-down, one of the big 
pieces of feedback that came back is there is some room for 
interpretation in that space, and there is some discussion 
there, right? So how do you balance the individual 
constitutional rights of somebody, and what do you do? Clearly 
on the conduct side we understand that. But on the thought side 
we do not understand it as well.
    What we owe the force and what we owe people back, part of 
this and part of the screening process is, how do we look at 
it, how do we clearly define it better than what it is today, 
and how do we make it easier for our airmen to understand what 
is permissible and what is not permissible.
    Senator Tuberville. Thank you.
    Lieutenant General Ottignon. Senator, just a couple of 
things on extremism. One I would say is the Marine Corps is 
fully committed to supporting the Department's efforts, and 
Congress, with the support of Congress, to help eliminate 
supremist and extremist behavior.
    Our stand-down revealed very similar reflections, but I 
also thought the feedback was incredibly positive to have a 
small unit conversation, really Civics 101, and understanding 
about what the oath of office is, and the reflections were very 
positive.
    Our sessions, programs, the way we screen to discover, and 
the way we process at sessions was considered, you know, a best 
practice within the Department. So I am confident on the front 
end, of course with the help of Congress, the tools necessary. 
It is a comment that was spoken--how do you continue to find 
people who are in your ranks?
    We have a unique order that was written in 2018, a 
Prohibitive Conduct Order--Activities Conduct Order, excuse 
me--and since its inception it was designed to go after 
behavior that was inconsistent with our ethos, and we have 
identified marines. We have had 16 cases, substantiated cases, 
where those were either adjudicated through administrative or 
judicial means, and those individuals were removed from our 
ranks.
    With regards to recruiting and retention, I would just 
offer that it is a competitive market. We go into the fiscal 
year 2022 with about 50 percent in our ready pool for 
enlistments. We do not compromise the quality that we are 
looking for. We maintain an exceptionally high quality for Tier 
1 at 99.5 percent, and we are well above the DOD standard for 
mental categories.
    It is a challenge for our recruiters. They showed great 
resiliency through COVID. We are coming out of that, but that 
direct engagement, that sitting in the living room with a young 
man or young woman with their family, and understanding what we 
do and the benefits of service to this great country of ours 
are invaluable, and I think our recruiters who represent our 
country in every corner of our great 50 states would say that 
that is the one thing that we want to get back to.
    Senator Tuberville. Medicaid. Mulcahy?
    Ms. Mulcahy. Thank you, Senator. I want to start first to 
echo some of my colleagues' comments on extremism. That was a 
very sobering but positive experience throughout the Space 
Force with hearing from senior leaders and then having 
discussions at the small group level. It was a very positive 
experience.
    As far as recruiting goes, we have the benefit of small 
numbers and people wanting to join the Space Force, and that is 
very exciting. What I would say, though, is that we would like 
to be, especially when you look at STEM talent, it tends to be 
not as diverse and as representative as we would like it to be, 
and we know we would be stronger with that. So we are looking 
at some different strategies, especially when it comes to 
females, about how better to be able to reach out and attract 
that talent.
    Senator Tuberville. Thank you. I used to tell my football 
team, ``I don't care whether you like each other or not. You 
better love each other, because you are going to fight with 
each other on Saturday afternoon.'' I think you are pretty much 
the same way. You have got different personalities. I mean, 
there is no way you can bring everybody to think the same way, 
but they can at the time of need, and I think that is what you 
are all looking for.
    Thank you very much.
    Senator Gillibrand. Senator Tillis.
    Senator Tillis. Thank you, Senator Gillibrand. I am going 
to be brief and then I have to go vote. I have some questions 
for the record, and General Brito, I will just follow up on the 
incident I was talking about at Fort Bragg. We will just follow 
up on the discussion that you and I had yesterday.
    But Admiral Nowell, the Navy has grown more than any other 
service line over the last 5 years. Now we are looking at DOD 
budgets that are going to be flat. Can you give me an idea of 
how that is going to create a stress on force management?
    Vice Admiral Nowell. Thank you for that, and I will say, 
you know, we have seen pretty tremendous billet growth again. 
Our billets are tied to the force of record, and as we are 
growing those numbers, just to put it in perspective, over the 
last 3 to 4 years we have increased Navy billets by about 
23,000. About 12,000 of those are at sea, and we have already 
got about 5,000 of those filled. Again, for the Navy Technical 
Service, it takes me about 1 to 3 years to get folks through 
that, but again, we have been increasing the accession mission.
    So as we look at the future, as we look at the draw on that 
talent, we know that we have to manage that talent differently. 
As we look at what we call the detailing marketplace, how do we 
do that? How do we do it more agilely. I think that is going to 
be very important.
    As we look at great power competition and how we train 
those sailors, what is that continuum of learning, how can we 
repurpose that, critical. Then as we look at what skills do we 
need and how would they change, I was down at Corry Station in 
Pensacola last week. We have always called that the cradle of 
Navy aviation. Now we call it the cradle of cyber warfare as 
well, at how we are doing the cyber mission. So we are looking 
hard at do we have that right mix, and then do we also have it 
in the Reserve component? COVID helped us test out and 
accelerate some of the ways we could do distributed mass 
mobilization, and now we are bringing the systems, with 
Congress' support, of our transformation, to go ahead and get 
things like this Integrated Personnel System for the AC and the 
RC. That total force, as we look at the future and great power 
competition is going to be critical.
    Senator Tillis. Thank you; Just maybe a final notice and 
then a final comment. The notice is that I am going to back 
down at Camp Lejeune and back down at Fort Bragg for military 
housing town halls. It is probably going to happen sometime in 
July or August. I hate to say this but I have said it before, 
every time I announce a town hall with military families to 
focus on housing and other military family issues, the military 
housing service requests tend to go down precipitously before I 
get there. I just want to make it very clear to the families at 
Camp Lejeune and at Fort Bragg that they are still on my radar 
and we are going to hear their voice here over the next couple 
of months.
    Then a final statement for all of you. You are the Service 
Chiefs. Military sexual assault is a big problem. We heard, in 
the first panel, from Dr. Van Winkle, that we have command 
climate surveys. It seems like there is a disconnect, sometime 
at the command level, sometimes down at the unit level. We hear 
that some of the programs that we expected to be implemented on 
the ground have not been implemented on the ground. You guys 
are the leaders. You men and women are the leaders of the 
service lines. It comes from the top first, and we expect to 
see a lot of progress there.
    I applaud Senator Gillibrand for all the work she has done 
staying focus on this. We have not made near the progress that 
she or I would like to make, but I appreciate her leadership 
and keeping her shoulder into it.
    Thank you, Madam Chair.
    Senator Gillibrand. Thank you very much, Senator Tillis, 
and I echo your comments. I appreciate your leadership on this 
committee and I appreciate all the questions.
    Since I missed a couple of the questions the others asked 
while I went to vote, I just wanted to ask a little bit about 
extremism. I know somebody did mention that earlier.
    Earlier this year, Secretary of Defense Austin directed a 
military stand-down to address extremism in the ranks. What did 
your service learn during the stand-down about extremism in the 
ranks? What is your personal assessment about the extent of 
extremism in your service?
    Why don't we just start at the beginning and go down the 
line?
    Lieutenant General Brito. Yes. Thank you, Chair Gillibrand. 
One, we did conduct, at all three components, the training, and 
the one that directed but more desired from the unit leadership 
with the soldiers and civilians. What we did learn, that it is 
definitely a concern of our soldiers. I would assess that 
extremism is not a rampant problem across the United States 
Army. What I would offer, one is too many, and clearly 
something that we need to look at. Anything that fractures the 
cohesion and dignity and respect and cohesive teams that our 
Army deserves, and the contract that we have with the parents 
of the soldiers that join, needs to be addressed.
    So not a rampant problem, one is too many, and definitely 
something we learned from listening to our soldiers and our 
civilians. Thank you.
    Vice Admiral Nowell. Madam Chairwoman, what we found was 
that, one, many sailors said, ``I don't see it at the unit I am 
at but I have seen it before in the Navy.'' So we do think 
those numbers are small, but we think that it is there. So the 
one thing that the stand-down did, across the entire Navy--
Active, Reserve--as well as our civilians, was to draw a clear 
line in the sand and say, ``Not in our Navy. Not now. Not 
ever.'' I think that was important.
    The other thing that we heard is at these listening 
sessions that we started as part of Task Force One Navy last 
summer--and they can be hard conversations, in listening to 
experiences that our shipmates have had--continuing those in 
the stand-down, and they continue today, that our sailors 
appreciate that and they think that that is very important. 
Then it emphasized the fact that this is about deckplate 
leadership. It is about the culture and climate. We are doing 
many things there in a concerted fashion. But it just 
reinforced that it is about shipmates taking care of shipmates. 
We expect bystander intervention. I think it helped clear up 
some issues with what do I do when I see something.
    Senator Gillibrand. Thank you. Lieutenant General Kelly?
    Lieutenant General Kelly. Madam Chairwoman, I think similar 
to my colleagues I would say the sessions that we had and the 
feedback that we got from airmen was that it was good to have 
these small group discussions and they felt it was helpful to 
be able to talk through the issues.
    I think, just like the others had said, I think our numbers 
are small, but we frankly learned we don't know what we don't 
know. You know, A1C McCaffrey is a pretty visible case for us. 
He made it through basic training, made it to tech school, and 
before we realized a lot of things that were available to folks 
out on social media.
    So some of the feedback that came back to us from this 
discussion, and is right now being addressed in an Office of 
Secretary of Defense (OSD) working group, are we need a little 
bit better definition for the force in terms of what is 
extremism, as the definitions are in the DOD instructions today 
about active participation, and what does active participation 
mean, and what are permissible and impermissible behaviors?
    Then lastly, and this follows from Senator Tuberville's 
question, is screen. Social media screening for our recruiters 
is a spot that we have to improve upon. We don't do social 
media screening today. We do lots of other law enforcement 
checks. We do lots of other asking. You know, we check for 
tattoos, we check for extremist behavior, and ask questions. 
But the ability to scale and look at the social media thing I 
think is going to come back to us, and I think the OSD working 
group, for which we are all participating, is going to take 
that on, and I think that will be an important aspect going 
forward as well.
    Senator Gillibrand. Thank you.
    Lieutenant General Ottignon. Madam Chairwoman, just again, 
echoing my colleagues. Definitely the feedback we got was 
incredibly positive. The small unit leader discussions were 
very fruitful. I am reminded that, you know, this is something 
that has got the Commandant's attention, clearly. We also 
remember 2018 from Charlottesville. And so this was not our 
first time at this.
    We took steps, as well, 3 years ago, to create the 
Prohibitive Activities Conduct Order that kind of closed the 
seam that gave a commander a tool to hold people accountable. 
We have had 16 cases where they were either administrative or 
judiciously removed from service because of it.
    So we have the means to do that. I think I would echo what 
Admiral Nowell said. I think there were some reflections of ``I 
have seen it but it is not in my unit,'' which I thought was a 
pretty good reflection. I think, finally, what I would say is 
that many of the commanders said they appreciated the 
opportunity to have that time to talk to their marines and 
sailors, to readminister the oath of office, and to really 
double-tap why it is important, what we do as a Marine Corps 
for our great Nation.
    Senator Gillibrand. Thank you. Ms. Mulcahy?
    Ms. Mulcahy. Yes, Chairwoman Gillibrand. I am going to echo 
my colleagues as well. The training was really well received, 
especially because we were able to do a combination of senior 
leader introduction into the importance of the values and the 
oaths of the office that we take, and then get it down to the 
small unit discussions. Many of our organizations also included 
local authorities and Federal Bureau of Investigation (FBI), 
and that was very informative as well.
    Our guardians, as I know similar have said, for some 
clarity on this distinction between membership and active 
participation, and we are in full concert with DOD to work 
through that.
    I would say it does not seem to be, from our view, an 
apparent problem pervasive in the Space Force, but I would also 
echo General Kelly, that there is a little bit of you don't 
know what you don't know.
    Senator Gillibrand. Right. Thank you. With regard to Space 
Force transition, we understand that the Space Force will 
transition several thousand more servicemembers into the ranks 
by the end of fiscal year 2022, as many as 9,000. What 
challenges are you experiencing as the Space Force executes 
this transition, and both for Lieutenant General Kelly and Ms. 
Mulcahy.
    Ms. Mulcahy. Thank you for that question, Chairwoman 
Gillibrand. I think maybe one of the challenges is we have had 
overwhelming support and folks who are looking to join the 
space for in concert with the other services, so making those 
selections is a bit of a challenge for next year. I think by 
virtue of the manpower and the end strength that we are 
targeting for the end of next year, we do not see any issue 
with being able to make that number. I would say, though, that 
because of how quickly we are growing, we will, over time, have 
some challenges with senior NCOs and with officers, field-grade 
officers, so we expected that. But again, trying to ameliorate 
that with getting some expertise from the other services as 
well.
    Senator Gillibrand. Thank you. Lieutenant General?
    Lieutenant General Kelly. Madam Chair, thank you for the 
question. As Ms. Mulcahy said, we have been working hand-in-
hand with them, and I think, you know, the process of 
transferring airmen into the Space Force has worked pretty 
well.
    What we have been doing internal management, at Ms. 
Mulcahy's and my level, is even though we do not have a 
separate appropriation or a separate end strength, we are 
already managing that way inside the Department. So we know 
what are numbers are. We are managing toward it in the Space 
Force and the Air Force and sort of keeping track on that, 
which helps.
    One of the challenges for us, on the Air Force side, is how 
do we make sure the airmen who are supporting and are assigned 
as Space Force base or Space Force unit, how do we make sure 
that those airmen are not either disadvantaged or advantaged in 
any way. We need our airmen to go to those units and not feel 
any different than they do if they went to an Air Force unit. 
So we are working really hard with our partners and trying to 
make sure that is a seamless thing for our airmen so they do 
not feel any different when they are out there supporting or 
assigned to a Space Force unit.
    Senator Gillibrand. With regard to--we have talked about 
this with some of the other Senators, the cyber workforce, we 
had a hearing a couple of weeks ago about the make-up of the 
cyber workforce, and who we need, how do we get them, how do we 
pay them, how do we keep them, with an eye towards building and 
sustaining the force we need over the next 10 years.
    Much of the discussion was about recruiting and retention, 
the appropriate mix between military and civilian workforces. 
What are your views on the appropriate mix of personnel and our 
ability to recruit and retain this specialized workforce? Do 
you believe we should use National Guard in performance of the 
cyber mission, and is there any untapped capacity in the Guard 
for these missions?
    Let's start with Lieutenant General Brito.
    Lieutenant General Brito. Yes, ma'am. It would be hard to 
put an actual percentage on the mix for military and civilian, 
but I would mention that we definitely need specialized skill, 
both in our civilian and military, in uniformed skills as well.
    I would mention that we are working in conjunction with 
Army Cyber, that we have redesigned our traditional legacy 
hiring practices, and they have actually set up a centralized 
[inaudible]--I am sorry, Rock Island, Illinois, to help us 
recruit the talented civilians that we need and expedite the 
talent hiring practices, to get this talented skill into the 
force.
    If I may shift to the military, one, if it took it back 
about 2 years ago, we assessed and recruited the talent, many 
of which right out of college, and put them into our direct 
commissioning program. Present day we are assessing leaders and 
soldiers into this specific branch. Clearly, looking at the 
talents of some of the soldiers of all ranks in our National 
Guard and Reserves, if they have the skills and talent, 
certainly it is an asset that we should tap to execute our very 
important cyber mission for our country.
    Vice Admiral Nowell. Madam Chairwoman, thank you. As I 
mentioned earlier, I was down at Corry Station just last week, 
looking at how we are training these operators, both offensive 
and defensive, and it is a mix, enlisted and officer. I will 
tell you that one of the things we have been doing is, is that 
force the way that we want it organized now, what could it look 
like in the future, and then leveraging some of the authorities 
that you have given us, I think, of the NDAA 2019 DOTMA 
reforms, which we have used with lateral entry for cyber, to 
permit doing that at higher grades with respect to the age 
restrictions.
    Some of this is about bonuses and things like that. I 
mentioned earlier some of our recruiting initiatives, getting 
into digital, how do we go find folks. But then, as well, we 
have actually recreated some rates or ranks, if you will. We 
brought back our Warrant 1 for the first time since Vietnam and 
applied it to cyber. When I was in Corry Station, the feedback 
there was great. We would take an E-5 who has got about 5 or 6 
years in, but who has the aptitude, and then we can entice 
them, because it is a great pay raise, they get to do what they 
want to do as a Warrant 1, which is sit in a dark room and 
defend or attack. We get about an extra 5 or 6 years out of 
them as an operator, as compared to the old model.
    Additionally, we expanded our cyber warfare engineer 
designator career path from O-1 to O-3, to O-1 to O-6, and so 
we can commission them at all pay grades.
    So we are leaning into this, not just with the tools we 
have but are we organized for what we need in the future.
    Senator Gillibrand. Thank you. Lieutenant General Kelly?
    Lieutenant General Kelly. Madam Chairwoman, I will not 
repeat what my colleagues have already put out there, but I 
would just add to that and say, because we are all thinking 
about it very similarly, but we have been thinking about on 
trying to work on, how do you change your model, from a model 
that as you brought talent in and talent stayed with you for a 
long time, to understanding, in the cyberspace, sometimes 
talent is going to come in for a few years, work on a specific 
problem, and depart out. So being able to tap into the Guard 
and Reserve and our component, being able to tap into civilians 
who are going to be extremely talented in the cyberspace but 
are not going to be necessarily interested in uniformed 
service, and how do you make sure you do that?
    We have been thinking about civilian auxiliary services and 
civilian cyber services, and that in that way we have been 
thinking about the portability and the lateral entry, not 
lateral entry for career but lateral entry for 2 or 3 years, to 
work on a specific cyber problem and provide specific talent, 
and then transition in and out.
    So we are thinking about this cyber talent in a much more 
flexible way than we did in our human capital before.
    Lieutenant General Ottignon. Madam Chairwoman, I just would 
acknowledge a very complex problem, as we try to fulfill the 
requirements of both joint and within service, I have regular 
conversations with the Deputy Commandant for Information as 
well as our Commanding General for Marine Forces Cyber. For us, 
again, its a tailor of incentives, both monetary and non-
monetary, to do that to retain and attract. But it is an 
absolute challenge.
    Senator Gillibrand. Ms. Mulcahy?
    Ms. Mulcahy. Yes, Chairwoman Gillibrand. You asked for 
about what percent of the force, so for us in the Space Force 
it is about 20 percent. But what we are also realizing is that 
this business of coding is so important in all of our 
disciplines in space, and so it is not just the cyber experts, 
but we are identifying folks in the other specialties that we 
have to become coders. We have this 12-week boot camp that we 
just ran this past year, and had some 25 graduates, and they 
came from different specialties, and then they will go back in 
all functions and be able to support and help, and we just 
think that is so important in our service.
    We are also working on fluency, and so digital university 
has licenses, and as we got started we had hundreds of them. 
Now we have thousands of them. So it is part of the culture 
now, and not just our military but our civilian as well, we 
have this high expectation.
    The last thing I would like to say is one of our NCOs had 
the idea, as we brought our first seven guardians into the 
Force last fall, to issue a tablet and some of this license and 
courseware. There was back and forth--how much would they do on 
their own? Those seven guardians did 122 hours in about the 
first 10 days of basic military training.
    So there is a way that we believe that we can still connect 
and make use as we are trying to expand to get more talent in 
for cyber.
    Senator Gillibrand. So I have an idea that I want to get 
your thoughts on. So I have been sitting on the Board of 
Visitors for West Point for most of the last decade, and it has 
been one of the most helpful experiences I have ever had and 
extremely inspiring. We do not have a special school for cyber, 
but we need cyber professionals in the whole of government. So 
we need them in the DOD, we need them in the intelligence 
services, we need them in Commerce, we need them everywhere.
    What do you think about the idea of having a national cyber 
school that is for whole-of-government, not just one service, 
so that you would be able to recruit from this school directly? 
The reason why I am suggesting this is one of the challenge we 
have in cyber, specifically, that I think is so important, is 
we really excel when we have diversity. When we have kids from 
all over the globe, all over the country coming to do cyber, 
their expertise and skills are so extraordinary, we want to be 
able to cultivate them. Because the service academies are so 
successful at bringing up men and women to not only have a 
heart of service but a dedication to this country, I think it 
would be worth considering having a cyber school that can be 
recruited from each of the services but also from the 
intelligence services and other aspects of government where we 
need it.
    To develop that love of public service and love of 
leadership, what is so unique about the service academies, they 
teach leadership. You do not go to any other school in America 
where they teach leadership except for the service academies. I 
think that makes them profoundly important to the future of 
this country.
    I would like your thoughts, and if you do not have one 
today, because I did not ask you in advance, I would like your 
thoughts of what would you want if we did stand up a cyber 
school that could be used for whole-of- government needs so 
that we get the diversity we are looking for, so that we get 
the upfront training in areas that we need our kids to have.
    We do have some already in the service academies. West 
Point has one of the best cyber majors you could have, and it 
is fantastic. But I'm thinking to create an onramp for public 
service of all types of students. Because as we have discussed, 
it is a hard mix, because you have talent that may not look 
like a typical servicemember. They may not be able to bench 
press X number of pounds and do so many pushups and all those 
things. They may not want to become an expert in shooting and 
arms and everything else that our military members develop. But 
they may be the best in the country, and we want access to 
them.
    So I was thinking that might be a way to recruit directly 
from the best of the best. What are your thoughts on that? 
Whoever has one can jump in.
    Vice Admiral Nowell. Ma'am, I will just jump in there, 
because the Naval Academy just recently opened Hopper Hall, 
named for Grace Hopper, which is all about cyber operations, 
state of the art, I think probably similar to West Point. When 
we looked at that, some of this is how you think about it. It 
is also accepting that when we say ``warfighters,'' what we 
have been working in the Navy is typically that is applied to a 
surface warfare officer, like me, an aviator, explosive 
ordnance, a SEAL, a submariner. But our cyber warriors may very 
well be the ones who launch the first attack or, you know, 
defend against that last salvo.
    So I think looking at different models would be good, and 
certainly we are doing that a micro scale, if you look at what 
we are doing at the Academy. We have increased the number of 
folks that we are allowing now to go into that specialty, as 
they come out of the Academy, recognizing that that is a 
necessity.
    Senator Gillibrand. Let me just comment on that. So to get 
into the Naval Academy, it is really hard. You have to be top 
of your class, excellent scores, excellent physical fitness, 
several sports would be preferred. I mean, it is a certain 
person. But that is not going to get all the talent we need in 
cyber. So that is why I think the service academies are smart 
to have cyber specialties at each of them. But the pond is not 
big enough, is my problem. Only certain kids know about service 
academies. I mean, that is a huge problem. Only certain kids 
know about it, aspire to it, and then create a high school 
career to be able to get in.
    I am looking for a larger pond that you can then feed from, 
do your specialized training at the service academies, for 
people who know they want to be in the Navy since they were age 
15 and that is where they are going. But this other kid, who 
just might be a fantastic engineer or coder, who we could 
inspire to do public service, through free education with the 
commitment for service, that is a big net.
    So to the extent you want to spend some time thinking about 
it, and how you might be able to recruit from that one body, 
the extra 10 percent of cyber specialists you need, that might 
be the key to the competitiveness that we are lacking. Because 
lots of kids would love to do public service, but not lots of 
kids have a background in military or aspire to it. But we want 
access to those kids too, and I think if we created something 
meaningful we could get it.
    Any other comments before we finish? Ms. Mulcahy, I would 
like to know your opinion, since you do not have a specific 
service academy for Space Force.
    Ms. Mulcahy. Yeah, this is intriguing, Chairwoman 
Gillibrand. I would say, as far as a separate academy goes for 
Space Force, I think nesting with the Air Force Academy is just 
right and just perfect for us now. But this is something to 
think about, as a separate school. I have also been thinking 
about--and I know that we have certain missions in all of our 
services that have to be done by military people that have 
cyber skills, but we have other ones that civilians can do, and 
so perhaps this is something that caters to both.
    Lieutenant General Brito. Yes, and Chair Gillibrand, if I 
may add, similar to an approach we are trying, we are working 
with our 21st Century Talent Management now. We have seen the 
challenges of, one, attracting, inviting those special skills 
to the service, and more importantly, retaining them, because 
Google and others may offer more money and opportunities. So 
certainly an exciting approach, and definitely something I 
would like to learn more about.
    Senator Gillibrand. Thank you all for your testimony. Thank 
you all for your service. I am deeply grateful that you 
continue to serve our country as ably and as bravely as you do. 
Count on this Subcommittee to support the men and women who 
serve under you. It is our job to make sure the personnel are 
ready and strong and able. So thank you
    [Whereupon, at 4:27 p.m., the Subcommittee adjourned.]

    [Questions for the record with answers supplied follow:]

               Questions Submitted by Senator Thom Tillis
                                 crime
    1. Senator Tillis. Lieutenant General Brito, the Uniform Federal 
Crime Reporting Act of 1988 and Department of Defense (DOD) Directive 
7730.47 requires the DOD to report criminal incident data to the 
Federal Bureau of Investigation (FBI) as a part of the Uniform Crime 
Reports Program. The program was conceived to meet the need for 
reliable uniform crime statistics. An Inspector General of the DOD 
evaluation found that although DOD is a Federal agency that routinely 
investigates complaints of criminal activity, it does not provide 
detailed reports about such crimes to the FBI for inclusion in the 
National Incident-Based Reporting System database and the annual 
uniform crime reports. While this deficiency impacts informed analysis 
of DOD criminal activity prevention, there is much more that needs to 
be done at the department and service levels to ensure servicemembers, 
their families, and members of the community are protected. Recent 
events at Fort Hood and Fort Bragg highlight a perceived increase in 
murder, sexual assault, and other high profile criminal acts at Army 
installations. What actions are you, as the personnel readiness 
advocate for the Army, doing to combat crime?
    Lieutenant General Brito. Crime prevention is everyone's 
responsibility, at all echelons. Within the People First Task Force, 
the Prevention Line of Effort is focused on holistic prevention of all 
harmful behaviors, as a precursor to preventing crime and informed by 
the Fort Hood Independent Review Commission report. We are taking 
proactive measures to target our prevention programs to those at risk 
with an emphasis on the environmental factors that contribute to 
harmful behaviors. We are working closely with the Provost Marshall 
General to revise crime prevention policy and are providing additional 
guidance through an Army-wide Execution Order. This execution order 
directs a coordinated Army crime prevention program to ensure 
Commanders have measures and procedures in place to reduce the 
victimization of soldiers and achieve enduring change. Included in the 
order are procedures for standardized recurring crime analysis and 
reporting of crime trends to improve information sharing between 
installations and civilian law enforcement agencies and increase crime 
awareness and law enforcement reporting procedures by Army personnel.
                   exceptional family member program
    2. Senator Tillis. Lieutenant General Brito, Vice Admiral Nowell, 
Lieutenant General Ottignon, and Ms. Mulcahy, in last year's NDAA, 
Congress mandated major reforms to the Exceptional Family Member 
Program. As you all are aware, there have been challenges ensuring 
program and process standardization across the services. Families have 
been frustrated trying to find health care, getting support for their 
children in school, and having access to adequate housing. The Air 
Force has done a lot of good work to improve its EFMP that DOD and the 
other services should adopt. Can you briefly describe the work your 
service has done to standardize and improve the EFMP?
    Lieutenant General Brito. The Army established an EFMP Board of 
Directors, chaired by the DCS, G-9, that meet at least every six months 
with 2 & 3-star leaders to evaluate the EFMP performance and address 
critical issues with the program.
    The Army has updated our regulation governing legal services to 
soldiers and families to include special education law. As a result, 
all our Army legal assistance attorneys will now be available to 
provide basic legal counseling to all eligible clients, including EFMP 
families, in the area of special education law. Over the last year, the 
Army has focused on providing our attorneys with in-depth training in 
this complex area of the law. Last year, we partnered with a nationally 
renowned law school to train 31 legal assistance attorneys and 6 
paralegals across 22 installations on special education and disability 
law. The course will be offered again this year to train additional 
legal assistance personnel. Additionally, training on the basics of 
education law is available at any time from the American Bar 
Association through on-demand, virtual training for attorneys in 
between the more in-depth annual training. Finally, the Army has also 
partnered with the American Bar Association military program to provide 
pro bono legal assistance to eligible EFMP families when particularly 
complex cases arise.
    The Army is developing an integrated enterprise EFMP system, which 
will provide holistic overview of installation and MTF capabilities, 
enhanced medical /assignment coordination and family support access, 
case management that initiates and monitors career-long EFMP 
enrollment, and a dashboard for stakeholders and users to access and 
share data. The Army partnered with the Air Force to leverage their 
current EFMP solution and framework to expedite the development of the 
Army Enterprise EFMP system
    The week of 14-18 Jun, the Army conducted a Rapid Improvement Event 
to review current holistic EFMP processes and identify gaps. This 
information will help with the planning of an Army centralized office.
    The Army attends the DOD Office of Special Needs workgroups to map 
out EFMP processes in an effort to standardize processes across the 
Services.
    Vice Admiral Nowell. Navy is actively working to standardize and 
improve the Exceptional Family Member Program (EFMP) by participating 
in a joint Department of Defense EFMP Working Group to standardize EFMP 
processes across the Services to make it easier for our families to 
enroll and gain access to support services. We are also developing a 
model to consolidate the EFMP at a single headquarters site to serve as 
the single lead for all EFMP matters within Navy. Additionally, we 
recently met with the Air Force and Marine Corps to garner lessons 
learned and to ensure our implementation plan mirrors other special 
education legal support services to determine the number of attorneys 
needed to provide the necessary legal support to our families across 
the Fleet. As part of this effort, we developed special education 
training for our other attorneys to immediately expand our legal 
support. We are also hiring additional EFMP staff at our installations 
to improve and increase support to our EFMP families at the point of 
service.
    Lieutenant General Ottignon. While I cannot speak for the Air 
Force, I can say that the Marine Corps is very proud of the work we've 
done. The Marine Corps is in full compliance with NDAA 2021 
requirements for EFMP. Our staffing model (1 staff: 225 families) 
ensures we have sufficient numbers of family support providers to 
assist families at all times and we place particular emphasis on 
support during PCS, as families are transitioning medical, educational 
and community support services.
    We identify, document, and liaise with military housing offices to 
ensure families with medically necessary housing accommodations or 
modifications are appropriately assisted and accommodated.
    We provide a variety of special education support, including 
attending special education meetings with families and free specialized 
legal support and representation, when needed. Attorneys are located 
regionally at Camp Pendleton, Camp Lejeune and MCB Hawaii. A fourth 
attorney will assist families in the National Capital Region, effective 
January 2022.
    We routinely evaluate the effectiveness of the program and make 
adjustments, as needed. During the most recent comprehensive program 
evaluation in 2020, customers reported that the USMC EFMP is the 
primary and most reliable and proficient source of information for EFMP 
families. They also noted that families who use EFMP to address their 
needs are highly satisfied and EFMP policy and services align with the 
top customer identified needs.
    Ms. Mulcahy. The DAF implemented major changes to the EFMP based on 
feedback from our Air and Space Force families. As a result, an EFMP 
Centralized Cell, a one-stop shop for families, was established 
integrating multi-disciplinary experts in medical, assignments, special 
education and legal matters with both a special education attorney and 
a special education specialist to assist our families and school 
liaisons. We added additional medical and assignment personnel to 
better facilitate family member travel screening; and, will add a 
TRICARE Liaison and Respite Care Coordinator before the end of the 
summer.
    Additionally, we made improvements to PCS processes and EFMP 
support staff training to better support families. We are utilizing a 
review of medical claims/records and moving away from doctor visits to 
clear families prior to a PCS. Through our newly launched DAF Family 
Vector website, the EFMP cell provides a two-year historical review of 
travel recommendations by location and specialty, providing families 
greater visibility of potential duty locations that meet individual 
family needs. DAF Family Vector provides resources on medical, moving, 
special education, respite care, frequently asked questions and contact 
information for the central cell and local resources - and does not 
require a Common Access Card. Department of the Air Force Airmen and 
Family Readiness and Child and Youth Programs partnered to offer 
training on Special Education (``Wright's Law Training'') to 
Installation EFMP-Family Support Specialists, School Liaisons, and 
Legal representatives.
    In order to ensure we are supporting EFMP family needs, we maintain 
connections with our families via social media platforms and local 
outreach efforts and continuously solicit their input.
                               __________
                               
              Questions Submitted by Senator Mazie Hirono
                       sexual assault/harassment
    3. Senator Hirono. Dr. Van Winkle, the Sexual Assault Independent 
Review Commission (IRC) provided some initial accountability 
recommendations to Secretary Austin, including transferring court-
martial charging decisions outside of the chain of command for sexual 
assault and sexual harassment and requiring all sexual harassment 
allegations to be investigated outside of the immediate chain of 
command. What are your thoughts on these initial IRC recommendations?
    Dr. Van Winkle. This is an extremely important topic. Matters 
related to court-martial charging decisions fall under the purview of 
the DOD Office of General Counsel, and recently the Independent Review 
Commission has evaluated this topic as well to provide recommendations 
for consideration by Secretary Austin and the President.
    That said, I can speak about the critical role of the commander 
with respect to two priority areas for our ongoing efforts: prevention 
and command climate. In any military, good order and discipline is 
essential to project the power necessary to win on the battlefield. We 
also recognize that pursuing good order and discipline is about shaping 
behaviors. We want to use that ability to shape behaviors to prevent 
sexual assault from occurring in the first place.
    As we continue to further improve best practices for prevention and 
enhance use of command climate tools, it is our continuing belief that 
commanders have a unique ability to set expectations for behaviors and 
demand positive, respectful command climates. So commanders can and 
must also help us reduce the likelihood of sexual assault and sexual 
harassment. Although prevention and command climate are separate from 
military justice procedures, including decisions related to court-
martials that take place after an alleged crime has occurred, 
commanders are key to potentially helping stop these crimes from 
occurring in the first place.

    4. Senator Hirono. Dr. Van Winkle, do you agree with the creation 
of a punitive article in the UCMJ to specifically prohibit sexual 
harassment, which is a provision in the `I Am Vanessa Guillen Act'?
    Dr. Van Winkle. Yes, I support creating a specific criminal offense 
of sexual harassment. This was the first recommendation of the Sexual 
Assault Accountability and Investigation Task Force, which I co-led.

    5. Senator Hirono. Dr. Van Winkle, in March, the GAO completed a 
report which concluded DOD had not implemented several previous GAO 
recommendations from 2015 and 2017 related to sexual assault 
prevention, including the identification of sexual assault risk and 
protective factors, in coordination with the Center for Disease Control 
(CDC) guidelines; development of Department specific performance 
measures for the prevention of sexual assault so that the measures 
include all key attributes of successful performance measures; and 
incorporating elements for establishing a long-term, results oriented 
strategic planning framework in its sexual assault prevention strategy. 
Why hasn't DOD implemented these recommendations, especially the 
identification of sexual assault risk and protective factors unique to 
DOD?
    Dr. Van Winkle. The GAO agreed to close out this action item on 
June 10, 2021.
    DOD Prevention Plan of Action Objectives 4.4.1 and 4.4.3 directed 
DOD and Services/National Guard Bureau (NGB) to identify and utilize 
risk and protective factors to plan and evaluate prevention activities. 
As part of the required Prevention Self-Assessment (due Dec 31, 2019), 
DOD and Services/NGB considered their existing efforts to identify key 
contributing factors of sexual assault across their full population and 
at-risk populations. Based on their assessment findings, DOD and 
Services/NGB developed a plan of action and milestones. The DOD Sexual 
Assault Prevention and Response Office offered, and continues to offer, 
technical assistance opportunities through agreement with the Centers 
for Diseases Control and Prevention (CDC) to support DOD and Service/
NGB planning efforts and also funded research on contributing factors 
for at-risk populations.
                 violent extremism in the armed forces
    6. Senator Hirono. Mr. Herbert and Dr. Van Winkle, Secretary Austin 
recently announced immediate actions to counter extremism in the 
military and the establishment of the Countering Extremism Working 
Group. One of the lines of effort for this working group is to evaluate 
whether seeking to amend the Uniformed Code of Military Justice (UCMJ) 
is appropriate to address extremism. A challenge associated with 
eradicating extremism is clarifying the definition. I am cognizant of 
the need to protect free speech for our servicemembers; however, 
servicemembers that have ties to extremist ideologies are a threat to 
both the military and the nation at large. How is the Department 
progressing on the definition of ``extremism''?
    Mr. Herbert. and Dr. Van Winkle. Thank you for the question, 
Senator. As you mentioned, Secretary Austin has taken immediate actions 
to address the threat of extremism in our Armed Forces. To be clear, 
the vast majority of the men and women in this Department serve with 
honor and uphold our core values. One of Secretary Austin's actions to 
address the question of extremism in the ranks was the creation of the 
Countering Extremism Working Group, or CEWG, compromised of experts 
from across the Department and Services. The CEWG is hard at work 
reviewing the Department's extremism policy, which includes ensuring 
any changes to this policy balance the rights of our servicemembers 
with the need to protect our people and our mission from the threat of 
extremism in the ranks. I look forward to updating the Committee once 
this question has been resolved.

    7. Senator Hirono. Lieutenant General Brito, Vice Admiral Nowell, 
Lieutenant General Kelly, Lieutenant General Ottignon, and Ms. Mulcahy, 
at the beginning of this year, Secretary Austin ordered a 60 day `stand 
down' to address troubling reports of extremism in the ranks. What are 
some lessons learned from this stand down?
    Lieutenant General Brito. HQDA published an Execution Order on 18 
February 2021, directing the Army to conduct a stand-down event 
addressing the impacts of extremism in the ranks. Army commanders and 
supervisors led discussions emphasizing the responsibility to guard 
against participation in extremist ideologies activities.'' . To assist 
leaders, the Army provided the Office of the Secretary of Defense-
approved stand-down framework entitled ``Office of the Secretary of 
Defense: Leadership Stand-Down to Address Extremism in the Force'' and 
additional educational materials to facilitate discussion.
    Initial lessons learned indicate most personnel appreciated the 
stand-down. Additionally, many personnel think the dialogue generated 
by the stand-down should be recurring or ongoing.
    Both standardized instruction and case studies with small group 
discussions were useful. The products developed by HQDA provided clear 
left and right limits for leaders.
    For many organizations, facilitating virtual conversations in the 
COVID-19 environment was challenging. It was difficult to assess 
attention and receptiveness in an online setting. In-person discussions 
were optimal, providing leaders the ability to directly engage their 
teams and influence the group's level of involvement.
    Some organizations felt that the civilian oath of office was under-
emphasized. While the military oath is an important part of every 
promotion ceremony, the civilian analog can frequently seem like an 
afterthought. The Army should place commensurate emphasis on the 
civilian oath.
    Vice Admiral Nowell. Navy received over 1,200 lessons learned and 
best practices in response to the Secretary of Defense's (SECDEF) 60-
day Stand-Down to Address Extremism in the Ranks. Our sailors had great 
feedback, and Navy is leveraging these lessons learned to inform the 
SECDEF Countering Extremism Working Group (CEWG). Sailors were 
concerned the Department of Defense (DOD) does not have an approved 
definition for extremism, a defined list of extremist groups, or 
specific extremist-affiliated tattoos. They also suggested that DOD 
needs a mechanism for misconduct with a marker for extremism to track 
and assess the magnitude of, and the progress made to combat extremism. 
Additionally, we received feedback that DOD needs a mechanism to 
support screening for extremist activities prior to accession and 
ongoing in-service screenings while also informing sailors about the 
rules, laws, and regulations regarding extremism upon separation or 
retirement. These are just a few lessons learned, and the 
recommendations that will come from the CEWG are expected to include 
actions that address many of these issues.
    Lieutenant General Ottignon. The Marine Corps is fully committed to 
supporting the Department's efforts, with the support of Congress, to 
help eliminate supremacist and extremist behavior. We received 
incredibly positive feedback regarding the opportunity to have a small-
unit, civics based conversation and discussing the importance of the 
oath of office. The small unit leader discussions were very fruitful 
and they were some reflections that indicate Marines' have seen 
elements of extremist activity, but not in their individual unit. 
Finally, many of the commanders said they appreciated the opportunity 
to have that time to connect with their marines and discuss why what we 
do for our great Nation is important.
    Ms. Mulcahy. and Lieutenant General Kelly. The execution of the 
DAF's unit stand down day provided an opportunity for leadership to 
engage with their members and have frank conversations on extremism. 
While the Department provided overall structure, and training 
resources, units also had the opportunity to tailor the training based 
on individual needs while communicating SecDef's critical message and 
intent. Because units differ in mission, scope and demographics, the 
delivery of training received varied by unit. Most units delivered the 
training remotely due to the current COVID environment, while some had 
the ability to train in small groups and in person.
    The DAF provided a unit feedback mechanism for unit commanders and 
leaders. Because of this, we were able to pull general themes and 
lessons learned from unit feedback. We've learned that the current 
governing DOD guidance is vague and requires clarification to better 
understand the definition of extremism and to better delineate 
permissible and impermissible conduct. The Department of the Air Force 
is currently working closely with OSD to update the DOD instruction and 
will update the respective Department of the Air Force Instruction and 
policy soon after.
    We've also learned that there is a desire for more measured 
communication and educational touch points. We believe there is merit 
in reviewing our approach and establishing a more routine and 
deliberate approach to training and educating our servicemembers in 
diversity and inclusion, equal opportunity, the dangers and threats of 
extremism, and the roles and responsibilities of veteran citizens. 
Notwithstanding, we are cognizant of the fact that the overwhelming 
majority of our Airmen and Guardians serve their Nation honorably and 
we must structure any approach to education and training so that it is 
executed in a positive and constructive manner that is designed to 
reinforce our values, build organizations and is not divisive in its 
own right. Creating these deliberate opportunities in such a manner 
will develop stronger, more cohesive teams that sets an inclusive 
culture, while not tolerating discrimination or harassment in any form.

    8. Senator Hirono. Mr. Herbert and Dr. Van Winkle, Lieutenant 
General Brito, Vice Admiral Nowell, Lieutenant General Kelly, 
Lieutenant General Ottignon, and Ms. Mulcahy, what are your thoughts on 
creating a standalone punitive article of the Uniform Code of Military 
Justice to address violent extremism in the ranks and send a clear 
message that this conduct will not be tolerated?
    Mr. Herbert. and Dr. Van Winkle. Thank you, Senator. On April 9th, 
Secretary Austin created the Countering Extremism Working Group to 
discuss, among other things, this very issue. As part of the CEWG's 
first, ``Military Justice and Policy'' Line of Effort, experts from 
across the Department and Services have begun discussing whether 
amending the Uniform Code of Military Justice is appropriate in order 
to address extremism. I look forward to updating the Committee once 
this question has been resolved.
    Lieutenant General Brito. The Army is currently participating in 
the DOD Countering Extremist Activity Working Group where a standalone 
punitive article is being considered as a potential course of action. 
The creation of any new criminal statute must be conducted with care to 
ensure it is both legally viable and effectively addresses the conduct 
concerned. Army Implementation of Fort Hood Report Recommendations.
    Vice Admiral Nowell. On April 9, 2021, the Secretary of Defense 
established the Countering Extremism Working Group to proactively 
address the issue of extremism in the Department of Defense (DOD). 
Included in its mandate, this working group is tasked with evaluating 
whether it is advisable to recommend amending the Uniform Code of 
Military Justice related to extremist conduct. It would be appropriate 
to await the working group's recommendations to inform further analysis 
of this issue. I support and welcome all efforts to eliminate extremism 
and cultivate a safe environment for all of our DOD personnel.
    Lieutenant General Ottignon. This is one of the many important 
issues currently under review by the Secretary of Defense's Countering 
Extremism Working Group (CEWG). The CEWG's report is due to the 
Secretary of Defense on 14 July 2021. Following the completion of the 
CEWG, the Marine Corps will diligently implement the policies, 
programs, and processes related to countering extremism as directed by 
the Secretary of Defense.
    Ms. Mulcahy and Lieutenant General Kelly. I believe it is worth 
exploring. We want to ensure this message is clear, but we also want to 
ensure we are giving commanders and JAGs the proper tools to hold 
individuals accountable. I know there was a proposal for a standalone 
article last year out of the House Armed Services Committee that was 
not adopted, but the idea merits further discussion. Currently, there 
is a working group of DOD subject matter experts who are examining the 
issue, and who will ultimately make a recommendation as to the best way 
forward. I note the Rules for Courts-Martial currently allow for 
aggravation evidence during sentencing that the accused intentionally 
selected the victim because of their actual or perceived race, color, 
religion, national origin, ethnicity, gender, disability, or sexual 
orientation. One of the aspects for consideration will be whether that 
existing language is sufficient, or whether something more is required. 
I look forward to reviewing the recommendations of the working group.
        army implementation of fort hood report recommendations
    9. Senator Hirono. Lieutenant General Brito, you provided the full 
Committee a briefing earlier this year on the Fort Hood Independent 
Review Committee Report, which found, among other troubling things, a 
permissive environment for sexual harassment and sexual assault at Fort 
Hood, Texas. What is the overall status of the Army's implementation of 
the 70 recommendations in the Fort Hood Report?
    Lieutenant General Brito. The Army immediately began to take action 
on findings and recommendations of the Report of the Fort Hood 
Independent Review Committee (FHIRC) upon release in December 2020. Of 
the 70 FHIRC recommendations, 9 recommendations have been implemented 
Army-wide. Fifteen additional recommendations have been implemented 
locally at Fort Hood. Of the 61 recommendations not yet implemented 
Army-wide, 54 are aligned with an approved implementation strategy. 
Many of these recommendations are related to SHARP redesign and the 
reorganization of the Army Criminal Investigative Command (USACIDC) 
which require significant Department level organizational structure and 
policy changes, currently in progress. The remaining 7 FHIRC 
recommendations are still undergoing analysis to determine most 
effective implementation strategy.

    10. Senator Hirono. Lieutenant General Brito, how is the 
restructuring of the Army's Criminal Investigation Division is 
proceeding, especially given the Report's findings that too few 
experienced sexual assault investigators were assigned at Fort Hood, 
which led to slow and inadequate investigations which undermined 
victims' trust?
    Lieutenant General Brito. Per the direction of the Secretary of the 
Army, the process to restructure US Army Criminal Investigation Command 
(CID) is well underway. The implementation plan includes measures to 
enhance capabilities and capacity organized with and led by civilian 
and military agents, officers, and enlisted soldiers. The establishment 
and hiring of a civilian CID Director
    (SES-2) position, who will initially report to the Under Secretary 
of the Army, is anticipated to be complete 4th quarter fiscal year 
2021. The new Director will actively participate in and guide the 
restructure process. The Army will implement the remainder of the 
redesign in phases. The first phase has begun at Fort Hood, Fort Bragg, 
and Fort Carson and includes intensive assessments to codify the 
baseline measures of effectiveness which will inform and streamline 
additional restructuring measures. Pending actions include increasing 
the ratio of civilian criminal investigators to military special agents 
and adding investigative support capability, ultimately increasing 
continuity and investigative experience. These efforts will reinforce 
sustained relationships with local and regional law enforcement 
entities. We are planning to increase the number of scientists and 
forensic analysis experts at the Defense Forensic Science Center which 
serves as the Department of Defense crime laboratory. Continuous 
assessments of the three designated installations will inform the Army 
and provide feedback on future structural changes to CID. Infusing 
qualified civilians into the formation is an integral piece of the 
overall restructure of CID and will align criminal investigations with 
industry best practices enabling CID to maintain military agents for 
wartime requirements and effectively deter and investigate felony 
crimes at camps, posts, and stations worldwide. We are confident these 
planned CID-related recommendations will lead them well into the 
future.
        implementation of gender integration in the marine corps
    11. Senator Hirono. Lieutenant General Ottignon, the fiscal year 
2020 NDAA included a requirement for the Marine Corps to integrate the 
genders during all recruit training--with a 5 year deadline to do so at 
Marine Corps Recruit Depot Paris Island, South Carolina, and an 8 year 
deadline at Marine Corps Recruit Depot San Diego. What is the status of 
gender integration in the Marine Corps?
    Lieutenant General Ottignon. The Marine Corps is committed to 
getting gender integrated recruit training right. We will meet the 
requirements of the fiscal year 2020 National Defense Authorization Act 
(NDAA) within the specified timelines through deliberate planning, 
adaptation, evaluation, and refinement while assuring our continued 
ability to make Marines and maintain our combat capability.
    In January 2019, Marine Corps Recruit Depot Parris Island (MCRD PI) 
initiated a pilot to test gender integration at the company level; the 
first gender integrated company graduated in Mar 2019. Starting in July 
2019, the Marine Corps adopted the company integration method, applying 
the lessons learned in the pilot and the 2017 Center for Naval Analyses 
study that recommended this method. In 2020, MCRD PI graduated 8 
integrated companies, and is projected to graduate 10 integrated 
companies in 2021. In this model, all recruits are billeted by platoon 
in single-gender squad bays, in compliance with 10 USC 8431. Recruits 
execute the same Program of Instruction as an integrated company, but 
they are trained and led by Drill Instructors of the same gender.
    The Marine Corps expanded gender integrated recruit training to 
Marine Corps Recruit Depot San Diego (MCRD SD) in February 2021, when 
MCRD SD received its first shipment of female recruits and commenced 
its first iteration of gender integrated training. Female platoons 
train alongside male platoons and progressively integrate over the 
course of the 13-week training. By the final phase of the 13 weeks, 
essentially all training is mixed gender. These initial iterations of 
integrated training will serve to identify lessons learned that will be 
used for future planning at both depots.

    12. Senator Hirono. Lieutenant General Ottignon, how are the units 
with full gender integration performing compared to the all-male or 
all-female units?
    Lieutenant General Ottignon. Units that have been gender integrated 
are performing to standard just as previous units have. The Marine 
Corps has initiated a competitively awarded study to the University of 
Pittsburgh (UPitt). This independent study will assist the Marine Corps 
in complying with the NDAA mandate by analyzing the Corps' approach to 
gender-integrated recruit training, comparing it to that of other 
Services, and recommending best practices based on analytical data and 
an unbiased academic viewpoint. Results are expected no earlier than 
spring 2022.
                             mental health
    13. Senator Hirono. Lieutenant General Brito, Vice Admiral Nowell, 
Lieutenant General Kelly, Lieutenant General Ottignon, and Ms. Mulcahy, 
in just over 16 months, three sailors connected to the Pacific Fleet 
Submarine Force have died by suicide in Hawaii on three separate 
occasions. This is alarming and while there are no easy solutions, we 
must do more to support servicemembers when they need help. What 
processes are in place to identify servicemembers who may be distressed 
or at risk of suicide?
    Lieutenant General Brito. A death by suicide affects countless 
family members, friends, teammates, co-workers, and first responders. 
In addition to being a profound tragedy, suicide negatively impacts 
unit and organizational readiness.
    Suicide is the result of complex, interrelated factors, and the 
Army takes a multidisciplinary, holistic comprehensive approach that 
includes awareness, research, and clinical/non-clinical initiatives to 
address suicide and other harmful behaviors that undermine trust and 
cohesion across our Force.
    The Army's approach to preventing suicide focuses on strengthening 
resilience, increasing leader visibility and enhancing prevention and 
intervention capabilities for soldiers, families, and Army civilians 
through a collaborative community response.
    Several recent initiatives include:
    This Is My Squad (TIMS) Initiative. TIMS is a leadership philosophy 
intended to cultivate a culture of care, pride and ownership in small 
units across the Total Army; Junior NCOs are empowered to care for 
their soldiers and families.
    Behavioral Health (BH) Pulse Tool. An anonymous, mobile friendly 
survey that provides leaders with visibility of a variety of BH 
problems, BH utilization, command climate, social relationships and 
risky behaviors.
    Suicide Prevention Pilot (SPP). G-1 executed a pilot at Bliss, 
Hood, and Campbell, and select ARNG and USAR units to decrease the 
prevalence of suicidality through increases in unit cohesion, trust, 
coping, and communication skills. The two main SPP initiatives executed 
were (1) Leader Education and Training and (2) Command Visibility. The 
Army is currently evaluating each initiative to assess impact on 
behavioral health as well as increased resilience skills and unit 
climate. Results of the pilot, which began in October 2019, are 
anticipated in 4th quarter fiscal year 2021.
    The Behavioral Health Readiness and Suicide Risk Reduction Review 
(R4) Pilot. The Army recently completed a pilot on the R4, an 
instrument that focuses on the populations most at risk of suicide 
(company level and below). The instrument supports the chain of command 
by providing first-line leaders with the practical knowledge for 
communicating with their soldiers on suicide prevention. The formal 
report is projected for completion during the 4th quarter fiscal year 
2021.
    Army Policy Action published June 2020 supports lethal means safety 
by requiring Personally Owned Firearms (POF) to be registered for those 
living on-base, for those coming on base, and regulating their storage 
on-base. Suicide Prevention personnel collaborate with community and 
retailers to offer free gun-locks and safety devices.
    The People First Task Force is taking a holistic approach to 
preventing all harmful behaviors and will include the Suicide 
Prevention program.
    Vice Admiral Nowell. Every sailor lost to suicide is one too many. 
Navy's approach to recognizing distressed sailors at risk for suicide 
is threefold: public health, general medical providers, and Embedded 
Mental Health (EMH) providers. Suicide is a public health problem and, 
as such, requires that all sailors receive training in suicide 
prevention. Suicide prevention training is an annual requirement and 
requires that sailors are taught risk factors and warning signs of 
suicide. Navy also teaches sailors to ACT (Ask, Care, Treat) when they 
have recognized suicide risk in their shipmates as a method to 
intervene and connect them with care. Further, Pacific Fleet developed 
a suicide prevention continuum initiative that charged the Chief's Mess 
with monthly conversations with their sailors about suicide prevention, 
including how to recognize distressed shipmates who may be at risk for 
suicide and ACT. Additionally, Navy continues to offer the Sailor 
Assistance and Intercept for Life program that provides rapid 
assistance, ongoing risk management, care coordination, and 
reintegration.
    All Navy medical providers who are likely to contact sailors at 
risk for suicide, including primary care providers, Independent Duty 
Corpsmen, and mental health providers, are required to complete annual 
training on suicide risk assessment. A Mental Health Assessment that 
screens for suicide risk has been incorporated into the required annual 
Periodic Health Assessment, and EMH providers have been embedded within 
operational units. The proportion of Active Duty EMH billets has 
increased to 30 percent over the past few years. Additionally, aircraft 
carriers and large amphibious assault ships have Deployed Resiliency 
Counselors onboard who are civilian licensed mental health 
professionals.
    Lieutenant General Ottignon. The Marine Corps approaches suicide 
prevention by using every resource available to promote and apply the 
leadership functions of strengthen, mitigate, identify, treat, and 
reintegrate to increase individual and unit readiness. We are working 
to reduce suicide by focusing efforts across four prevention lines of 
effort: (1) Communication: Our efforts equip commanders and Suicide 
Prevention Program Officers with tools and resources for prevention, 
response, and postvention, which includes the publication of a monthly 
newsletter that provides Marines with coping and stress management 
skills, and the distribution of an Embedded Mental Health Guidebook; 
(2) Collaboration: We coordinate with Navy behavioral health services 
to ensure non-medical and medical care are accessible and seamless. 
Community Counseling Program counselors conduct screenings, actively 
assess needs, provide counseling, and connect servicemembers and 
families with additional resources. We work with sister services and 
federal agencies to identify gaps in resources and services, and 
collaborate on actionable solutions for geographically dispersed 
servicemembers; (3) Prevention and Resilience: Our new Command 
Individual Risk and Resiliency Assessment System (CIRRAS) enhances 
commanders' ability to conduct effective force preservation and 
prevention efforts; and (4) Use of Data and Research: We track suicide-
related events data to include monitoring for any indications of COVID-
19 impact. We evaluate the effectiveness of suicide prevention 
initiatives, and conduct the annual USMC Death by Suicide Review Board, 
which reviews every Marine death by suicide to provide actionable/
operational recommendations.
    Ms. Mulcahy and Lieutenant General Kelly. We are committed to 
fostering a culture that values and encourages help-seeking behavior 
and enhances individual competence and confidence in accessing 
appropriate helping resources. The DAF has a number of programs to 
assist commanders, airmen, guardians and their families identify risk 
and access resources for help. Airmen and guardians who have been 
informed that they are under investigations for possible UCMJ 
violations are 18-20 times more likely to die by suicide. Commanders 
are required to use a checklist that supports connectedness, access to 
resources and safety planning measures for airmen and guardians under 
investigation. Online family member suicide prevention training was 
developed and launched late CY20 that equips and empowers families of 
airmen and guardians to identify behaviors of members in distress. The 
DAF Resilience webpage is a ``one stop shop'' for leaders, airmen, 
guardians and families and is loaded with prevention, intervention, and 
postvention tools, as well as programs and information that assist with 
many aspects of distressed or at risk for suicide airmen and guardians. 
Lastly, embedded mental and spiritual health programs such as True 
North build trust/increase likelihood of help-seeking behavior by 
providing embedded Mental Health and Religious Support Team personnel 
currently across 16 installations, with scheduled expansion to other 
installations.

    14. Senator Hirono. Lieutenant General Brito, Vice Admiral Nowell, 
Lieutenant General Kelly, Lieutenant General Ottignon, and Ms. Mulcahy, 
throughout the COVID-19 pandemic, servicemembers and their families 
have faced virus-related isolation, extended deployments, financial 
disruptions, remote schooling, and loss of child care. Some have also 
lost family members and friends to the virus. What changes have been 
made in your respective Services to help servicemembers cope with these 
new challenges?
    Lieutenant General Brito. Commanders must continue to increase 
visibility and awareness of their soldiers to establish connections and 
develop the familiarity needed to perceive behaviors that are out of 
character for the individual, or are a deviation from Army standards. 
The Army is equipping Command Teams with leader visibility tools and 
other resources to help them better ``see'' their soldiers and develop 
appropriate prevention programs and targeted interventions.
    The Army Resilience Directorate developed the Ready and Resilient 
Resource and Activity Guide, a collection of resources to be used by 
unit leaders, soldiers, DACs, and family members. For each of the five 
ready and resilient dimensions, the guide contains: 1) training and 
activities for unit, individual, and family use; 2) information and 
tips; and 3) applications, podcasts and other online training and 
education resources.
    Additionally, the Army Resilience Directorate produces a monthly 
`Resilience in Focus' multimedia publication that provides skills and 
resources to assist members of the Total Army deal with common 
challenges.
    The Army is executing Engage and the Junior Leader Development 
Course training to build communication skills and unit cohesion while 
fostering trust. Engage trains soldiers to develop the skills to 
improve one-on-one communication through professional engagements, 
especially on difficult topics. The Junior Leader Development Course 
empowers junior leaders with skills to build cohesive teams, mentor 
subordinates, and improve communication.
    The Commander's Risk Reduction Toolkit (CRRT) provides Command 
Teams visibility on the risk factor history of every soldier newly 
assigned to their unit. This awareness allows leaders to focus on 
establishing connections and develop the personal familiarity needed to 
prevent undesirable behaviors.
    Multidisciplinary teams of behavioral health (BH) professionals are 
embedded in units, located in clinics with close proximity to unit work 
areas, and able to provide direct support of brigade-level units. 
Additionally, Behavioral Health has expanded telehealth appointments 
during COVID-19, and is reviewing the continuation of this service 
after the pandemic subsides.
    The Chaplain Corps is establishing a Public Private Partnership 
with Dr. Lisa Miller and Teachers College, Columbia University, to 
provide academic courses, workshops, and research opportunities in 
uniting spirituality and psychology. The partnership with Teachers 
College will broaden and enhance the Chaplain Corps' spiritual, 
psychological, and scientific base, skill, and range of practices to 
support the unique spiritual needs of soldiers, families, and 
communities. Areas of impact include care of the soldier's spiritual 
core, fitness, resilience, recovery, retention, ethics, decision making 
and development over the lifespan.
    Vice Admiral Nowell. Navy quickly realized the effects the COVID-19 
pandemic on sailors and their families. Mandatory closure of child care 
facilities placed significant stress on Navy families, affecting our 
operational readiness. Almost immediately, Navy released guidance to 
commanders to remain flexible with both work schedules, maximizing 
telework whenever possible, and Family Care Plan enforcement. Further, 
we provided virtual counseling services for sailors and families that 
covered the portfolio of support services delivered by our Fleet and 
Family Support Centers from financial counseling to family advocacy. We 
increased the counselors aboard our ships, provided COVID-19 related 
educational resources through our family mobile application and 
websites, extended application deadlines for spouse licensure 
reimbursement, and delivered mandatory transition assistance training 
and other family-related training through recently developed online 
learning platforms. Additionally, Navy provided virtual services for 
both medical and mental health needs. Lastly, we continued to execute 
our Culture of Excellence Campaign Plan, focusing on primary prevention 
to include command resilience teams and operational stress control.
    Lieutenant General Ottignon. The Marine Corps is taking an 
integrated and coordinated approach to prevention to build the skills 
and resources needed to promote positive behaviors and reduce domestic 
and child abuse, suicide, substance misuse, and sexual assault. Our 
Behavioral Programs promote the social, behavioral, and psychological 
fitness of Marines and families in order to enhance mission 
effectiveness.
    We publish the Prevention in Action Newsletter that released its 
first issue in June of 2020 and shares actionable solutions and skill-
building ideas framed across a central theme and designed for the 
Marine Corps Total Force. The monthly newsletter has addressed a range 
of topics including: networks, problem solving, connectedness, 
financial management, and leadership. Planned future themes will 
address: total force fitness, reset and reboot, inclusion, individual 
optimization, and healthy relationships. Also, the Innovation, 
Prevention, and Outreach Forum is a helpful tool that involves a 
partnership with National Guard Bureau and incorporates other 
government agencies to focus on developing and implementing solutions 
for geographically dispersed Servicemembers. Finally, we have invested 
$19.5 million through fiscal year 2021 developing an application based 
tool, CIRRAS, that will help provide commanders a single, standardized 
platform that enables proactive identification and assessment of 
individual Marine risk and resiliency factors. This data is 
transferable between commands so that as Marines change duty stations, 
gaining commands receive a clear picture of those Marines who are at 
higher risk for destructive behaviors. This data is transferred with 
the Marine allowing for proactive, vice re-active, support from the 
command.
    Ms. Mulcahy and Lieutenant General Kelly. DAF adjusted our 
counseling capabilities, focused on maintaining connections despite 
social[MRGMUA3S1] distancing, optimized schooling support, tailored 
family supports service delivery and developed remote and telework 
policies to better support airmen, guardians, and families through the 
pandemic.
    OSD negotiated a temporary telehealth contract option to ensure 
Military Family Life Counseling program remained available for 
supported populations across the Department of Defense. As COVID-19 
conditions improved, Air Force Services worked with OSD to expedite the 
return of Military Family Life Counseling to face-to-face (F2F) support 
based on critical needs of installations. Military Family Life 
Counselors focus on support to individuals, couples, families and 
groups for a range of issues including, but not limited to, deployment 
stress, reintegration, relocation adjustment, separation, anger 
management, conflict resolution, parenting, parent-child communication, 
relationship and family issues, coping skills, homesickness, and grief 
and loss.
    The Department of the Air Force Employee Assistance Program (EAP) 
and the Civilian Health Promotion Services (CHPS) saw a significant 
drop in use during the onset of COVID-19; this was mirrored throughout 
the DOD enterprise for utilization of similar services. To increase 
access to care and awareness of available information, the DAF worked 
with the vendor to implement the following adjustments: 1) incorporate 
telehealth services, 2) highlight the website virtual functions to 
include live chat capability with a counselor, and 3) implement a 
series of live weekly trainings conducted by the onsite counselors that 
were available to civilians and their family members in real time and 
then later for on-demand viewing. As a result, participation in the EAP 
program increased 294 percent since the initial decline resulting from 
COVID-19. Additionally, the CHPS program has experienced an 800 percent 
increase in utilization.
    To support our force and their families, the DAF Integrated 
Resilience Office worked with installations to provide resilience 
toolkits to the force, focused on maintaining connection while 
physically distancing and practicing self-care. Quarterly Small Group 
Discussion Tools were also sent to the force to continue encouraging 
connection building even while physically distancing. A Suicide 
Prevention ``Call to Action'' initiative launched Sep 2020, directed 
installation prevention personnel to provide Squadron and above 
leadership necessary information to drive prevention activities to 
mitigate risk during COVID-19.
    We also addressed challenges of remote schooling. Installation 
School Liaisons garnered school district support (devices, equipment/
materials, and even the employment of Teacher Aides at School Age and 
Youth Programs, at some locations). Installation School Age Care 
programs modified hours in concert with school district decisions for 
remote or in-person instruction
    Airman and Family Readiness Centers rapidly shifted traditional 
face-to-face support to virtual modalities at the beginning of the 
pandemic to ensure the supported population retained access to quality 
of life support, and continue integrating hybrid approaches (both face 
to face and virtual) as health conditions improve or worsen at specific 
locations. Airman and Family Readiness Centers leveraged and expanded 
virtual options for financial education and real time Personal 
Financial Counselors conducted live consultations over secure, video 
capable platforms. We will continue to offer airmen and guardians their 
choice of in-person or virtual trainings and consultations whenever 
possible.
    Additionally, the DAF developed and issued guidance regarding 
remote work and full-time telework guidance for the total force. This 
guidance will help posture the DAF for continuity of operations while 
also serving as method for which we can attract and retain talent.
             diversity efforts in the army and space force
    15. Senator Hirono. Lieutenant General Brito, what insights are you 
and other senior Army leaders gaining from soldiers who have 
participated in the ``Your Voice Matters'' listening sessions?
    Lieutenant General Brito. Our soldiers have shared personal 
experiences and perceptions of inequities and concerns regarding race/
sex discrimination, command climate concerns and areas of quality of 
life. Soldiers articulated there is a need to reexamine and address 
policies pertaining to leadership; behavioral and physical health care 
access and responsiveness; dining facility quality, choice and access; 
the ACFT; pregnancy and postpartum issues; housing safety, and 
inequities regarding rank, professional development/mentoring, access, 
and opportunity.
    The following are the top 15 issues discussed during sessions 
conducted at 18 installations:
      Housing/BAH//Barracks/DFAC continue to be concerns among 
soldiers and their families (e.g., mold, poor quality of facilities, 
safety, and food, unfair BAH rates).
      Behavioral health, and operational factors contributing 
to it, are a concern among soldiers in relation to care, access, 
stigma, and concern from leadership.
      Leaders are not held accountable for their actions (swept 
under the rug), inactions, or lack of caring (e.g. toxicity, 
discriminatory behavior, tolerance toward divisive symbols, lack of 
empathy, ``lazy leadership'').
      The idea of People First Strategy is lacking within 
several organizations. Units are completely mission-driven and 
therefore soldiers are not getting support with personal/family issues. 
Soldiers do not have time to decompress.
      Height/weight, body composition, and hair and grooming 
standards need a thorough review.
      Listening sessions are valuable; however, listening 
sessions and Project Inclusion are not well known or understood in the 
field and often seen as ``check the block'' non-sincere events.
      DE&I training and awareness needs to occur at all levels. 
(e.g., during enlistment and the accessions process).
      Senior leaders were slow to address racial tension or 
messaging not clear; fear of saying the wrong thing; Army leaders are 
not providing guidance or addressing racism, discrimination, and equity 
in the workplace.
      Good leaders/soldiers are leaving the military due to 
improper recognitions, toxic leadership, lack of diversity in the 
ranks, talent management, etc.
      Disciplinary actions are not consistent (e.g., UCMJ), and 
such application falls disproportionately on minorities.
      Perception that favoritism pervades in promotion and 
selection boards and Civilian hiring. (e.g. good ole boy system).
      Female soldiers see the ACFT as silent discrimination 
(e.g. leg tuck)
      Leaders should develop or enhance mentorship programs 
with diverse senior leader involvement to develop and retain diverse 
talent.
      There is a fear for family members and their 
psychological safety off-post in the wake of the civil unrest.
      Racial imbalance between Officer and Enlisted exist with 
minority representation found predominately within the enlisted ranks.

    16. Senator Hirono. Ms. Mulcahy, in your testimony you stated that 
the Space Force's developmental approach will include reverse mentoring 
programs to give senior leaders opportunities to learn from junior 
members of the force. What do you think senior Space Force leaders will 
gain from participating in such programs?
    Ms. Mulcahy. A reverse mentoring program provides an opportunity 
for USSF senior leaders to gain skills and knowledge from junior 
Guardians. As the Space Force endeavors to be the first truly digital 
Military Service, this program can help senior leaders better 
understand the vast technology options that exist and use of such 
technologies to benefit the Force. Additionally, junior Guardians can 
provide insights into areas such as teleworking, recruitment, and 
retention. Just as important, are the benefits to junior Guardians. 
This program can help empower newer Guardians and make them feel valued 
and trusted. As well, reverse mentoring can engender better 
communication and collaboration for all involved, while supporting our 
goal of fostering diversity and inclusion.
    [MRGMUA3S1] Recommend use of the term, ``physical distancing,'' to 
mirror phrasing in more-recent DOD and DAF guidance.
                  diversity and inclusion in the navy
    17. Senator Hirono. Vice Admiral Nowell, Task Force One Navy made 
57 recommendations broken down into several lines of effort, including 
recruiting, talent management and retention, professional development, 
and innovation and STEM. What is the status of the Navy's efforts to 
implement these recommendations?
    Vice Admiral Nowell. Navy has implemented eight of the 56 Task 
Force One Navy (TF1N) recommendations with an ambitious plan to 
implement them all. To date, we have completed:
      Expanded use of diversity data in Record of Proceeding;
      Assigned a Special Assistant to the Commander for 
Diversity, Equity, and Inclusion at Naval Personnel Command and 
assigned a trained Command Climate Specialist;
      Expanded post-board statistics;
      Formally track diverse board membership statistics;
      Institutionalized Naval Junior Officer Counsel;
      Resumed Navy Leader Development Framework Briefs;
      Designated an advisor in Navy's 21st Century Sailor 
Office for Women's Policy Issues; and
      Established partnerships with civilian counterparts on 
Diversity, Equity, and Inclusion.
    Navy has incorporated the TF1N recommendations into our existing 
Diversity, Equity, and Inclusion line of effort as part of the Culture 
of Excellence Campaign Plan and will continue to implement the 
remaining recommendations.

    18. Senator Hirono. Vice Admiral Nowell, a large part of the 
ultimate success in an officer's career, and their promotion potential, 
is superior achievement in high profile, challenging jobs. What steps 
is Navy Personnel Command taking to ensure women and minorities are 
getting a chance to fill these types of career enhancing jobs?
    Vice Admiral Nowell. Navy is dedicated to equality of treatment and 
opportunity for all personnel without regard to race, religion, color, 
sex, gender identity, sexual orientation, or national origin. 
Discrimination on any of these bases is contrary to the Department of 
the Navy's core values of Honor, Courage, and Commitment. Navy benefits 
when we capitalize on the diverse experience, perspective, innovative 
spirit, background, and ideas in our ranks, directly leading to 
increased readiness and lethality.
    The evaluation of all candidates must be fair and equitable as 
directed by the selection board precept. Accordingly, it is codified 
within the board's charter to determine the candidates who are ``best 
and fully qualified,'' and that candidates of every race, religion, 
color, sex, gender identity, sexual orientation, and national origin 
are given fair and equitable consideration. Selection Board members are 
directed to be particularly vigilant in the evaluation of records so no 
candidate's selection opportunity is disadvantaged by service 
utilization policies or practices. Each candidate's potential to assume 
the responsibilities of a specific program or billet, including his or 
her ability to successfully lead a diverse organization, is carefully 
evaluated against the billet and the talent is matched against the 
person being considered for assignment.
          changes to the tricare autism demonstration program
    19. Senator Hirono. Dr. Adirim, there have been significant 
treatment changes issued in the latest TRICARE Operations Manual (TOM) 
for the TRICARE Autism Care Demonstration Program. What was the 
rationale for these changes?
    Dr. Adirim, The recent changes to the Autism Care Demonstration 
(ACD) were the result of three years of work and collaboration with 
industry stakeholders and lessons learned over the duration of this 
demonstration. These changes included but were not limited to: clinical 
reviews, analyses of outcomes, and evaluations of fraud, waste, and 
abuse. Each change was carefully evaluated and revised to ensure the 
change aligned with the authority and goals of the demonstration. This 
revision focuses on providing enhanced beneficiary and family support, 
improving outcomes, encouraging parental involvement, and expanding 
clinically appropriate applied behavior analysis (ABA) services such as 
the inclusion of the group services codes for beneficiaries and 
families.

    20. Senator Hirono. Dr. Adirim, have you provided sufficient time 
and notice to families participating in the Autism Demonstration 
Program to have adequate time to plan for the changes outlined in the 
latest TOM for the Autism Care Demonstration Program?
    Dr. Adirim, Yes. The ACD policy change has a phased implementation 
plan over 270 days (see timeline below) to give adequate time for 
education and awareness of the changes each step of the way for all 
stakeholders. The ACD policy change was published on March 23, 2021. A 
notification of the policy publication was announced on March 22, 2021 
on www.health.mil/autism and an email notification was sent to all ACD 
subscribers from the government messaging platform, GovDelivery. The 
email notification invited stakeholders to attend four Defense Health 
Agency (DHA)-hosted informational webinars (March 24, April 7, April 
16, and April 21) to educate all interested stakeholders, both within 
and outside of the Military Health System (MHS), on the changes. 
Additionally, the DHA will be hosting an Exceptional Family Member 
Program staff meeting on June 1, 2021, a MHS diagnosing provider 
meeting on June 11, 2021, and a beneficiary centered webinar with 
Military OneSource on June 24, 2021.

    21. Senator Hirono. Dr. Adirim, will there be a degradation in 
services provided to patients under the most recent changes to the TOM 
for the TRICARE Autism Care Demonstration Program?
    Dr. Adirim, No. In fact, there is an expansion in the clinically 
necessary and appropriate ABA services available to all TRICARE 
eligible beneficiaries enrolled in the ACD. Additionally, there are a 
wide range of other medical and non-medical services available both 
within and outside of the military health system. Medical services may 
include: speech therapy, physical therapy, occupational therapy, 
nutritional services, medication management, psychotherapy, parent-
mediated programs, medical respite, etc. Non-medical services may 
include: support groups, Military OneSource, Service-respite care, 
local community programs, etc. The new Autism Services Navigator (ASN) 
role is geared toward connecting ACD families with all available 
services so that the family can choose the right services and supports 
at the right time for their child and family needs.
    The recent changes to the ACD also expand the coverage of two 
Current Procedural Terminology (CPT) Adaptive Behavior Services codes 
as well as adds the CPT code for medical team conferences. 
Additionally, revisions include increases in the daily number of units 
for certain CPT codes, the expansion of the use of telehealth parent/
caregiver training, addition of medical coordination codes, and 
improvements to the utilization of covered CPT codes.
    The DHA is aware of the perception that ABA services have been cut, 
i.e., the use of behavior technicians (BTs) in the school setting. 
However, this change is a clarification, not a degradation, which went 
into effect May 1, 2021. It was never the intent to reimburse for non-
clinical or educational services. School services, where BTs serve as 
school supports, shadows, or aides, are beyond the scope of ABA 
services covered under the ACD. Clinically appropriate ABA services 
rendered by BTs are still reimbursable when appropriately authorized 
and completed in an appropriate setting, i.e. the home or clinic. The 
ACD is authorized to reimburse for the active delivery of ABA services. 
When clinically necessary and appropriate ABA services are requested, 
the contractors may authorize only Board Certified Behavior Analysts to 
provide targeted and time-limited ABA services in the school setting.
                            caregiver leave
    22. Senator Hirono. Lieutenant General Ottignon and Vice Admiral 
Nowell, in the 2020 Defense Advisory Committee on Women in the Services 
(DACOWITS) annual report, DACOWITS recommended the Secretary of Defense 
direct the Navy and Marine Corps to authorize their servicemembers the 
full 21 days of secondary caregiver leave provided for in the National 
Defense Authorization Act for Fiscal Year 2017 due to the importance of 
caregiver leave in recruiting and retaining a ready force. Has the Navy 
and Marine Corps modified their parental leave policy to provide 21 
days of secondary caregiver leave?
    Vice Admiral Nowell. Navy has not modified parental leave policy to 
provide 21 days of secondary caregiver leave, as we provide 14 days of 
secondary caregiver leave for eligible sailors. While Navy recognizes 
the value of secondary caregiver leave, the expeditionary nature of our 
service requires us to balance any additional non-chargeable leave with 
maintaining operational readiness. With more than 17,000 sailors 
becoming a non-birth parent every year, expanding secondary caregiver 
leave from two weeks to three weeks would result in more than 325 work 
years of additional time off. Many of those lost work years would 
affect operational ships, submarines, and squadrons whose broad mission 
portfolios already stretch the capacity of their assigned crews.
    Lieutenant General Ottignon. No, the Marine Corps has not modified 
our secondary caregiver leave policy. We are comfortable with the 14 
days of secondary caregiver leave and believe the balance between 
providing support to marine parents and maintain readiness is well 
struck.

    23. Senator Hirono. Mr. Herbert, in the 2020 Defense Advisory 
Committee on Women in the Services (DACOWITS) annual report, DACOWITS 
recommended the Secretary of Defense should direct the Military 
Services to implement flexible (noncontinuous) primary and secondary 
caregiver leave options, in accordance with the National Defense 
Authorization Act for Fiscal Year 2020, to ensure caregivers have 
maximum flexibility in making caregiving arrangements best suited to 
their family and service circumstances. What is the Department's 
position on this recommendation?
    Mr. Herbert. The Department is in the process of implementing the 
non-continuous primary care giver leave option enacted in section 521 
of the Nation Defense Authorization Act for Fiscal Year 2020. The 
option to allow servicemembers to take primary caregiver leave in more 
than one increment, under DOD's Military Parental Leave Program (MPLP), 
will be incorporated into a revision to our leave and liberty policy 
instruction (DODI 1327.06) along with other updates. We anticipate 
publishing the revised DODI by the end of the year.
    Of note, the fiscal year 2020 NDAA legislation, however, did not 
provide companion authority for non-continuous secondary caregiver 
leave (currently up to three weeks). The law still requires this leave 
to be taken in only one increment.

    24. Senator Hirono. Mr. Herbert, in the 2020 Defense Advisory 
Committee on Women in the Services (DACOWITS) annual report, DACOWITS 
recommended the Secretary of Defense should direct the Military 
Services to remove all barriers that prohibit servicemembers from 
determining as a family which parent shall be designated the primary 
caregiver and which shall be designated the secondary caregiver. What 
is the Department's position on this recommendation?
    Mr. Herbert. Our discussions with the Military Services indicate 
that additional guidance is not warranted. The Department's Military 
Parental Leave Program (MPLP) guidance, and the supplementary 
implementing guidance for each of the Military Services will clearly 
indicate that this election is available.

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