[Senate Hearing 116-293]
[From the U.S. Government Publishing Office]


                                                          S. Hrg. 116-293

                  THE DEPARTMENT OF DEFENSE REVIEW OF
                   VETTING POLICIES FOR INTERNATIONAL
                    MILITARY STUDENTS FOLLOWING THE
                 ATTACK ON NAVAL AIR STATION PENSACOLA

=======================================================================

                                HEARING

                               BEFORE THE

                            SUBCOMMITTEE ON
                   EMERGING THREATS AND CAPABILITIES

                                 OF THE

                      COMMITTEE ON ARMED SERVICES
                          UNITED STATES SENATE

                     ONE HUNDRED SIXTEENTH CONGRESS

                             SECOND SESSION

                               __________

                             MARCH 4, 2020

                               __________

         Printed for the use of the Committee on Armed Services
         
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                      COMMITTEE ON ARMED SERVICES

                     JAMES M. INHOFE, Oklahoma, Chairman
                   
ROGER F. WICKER, Mississippi		JACK REED, Rhode Island
DEB FISCHER, Nebraska			JEANNE SHAHEEN, New Hampshire
TOM COTTON, Arkansas			KIRSTEN E. GILLIBRAND, New York
MIKE ROUNDS, South Dakota		RICHARD BLUMENTHAL, Connecticut
JONI ERNST, Iowa			MAZIE K. HIRONO, Hawaii
THOM TILLIS, North Carolina		TIM KAINE, Virginia
DAN SULLIVAN, Alaska			ANGUS S. KING, Jr., Maine
DAVID PERDUE, Georgia			MARTIN HEINRICH, New Mexico
KEVIN CRAMER, North Dakota		ELIZABETH WARREN, Massachusetts
MARTHA McSALLY, Arizona			GARY C. PETERS, Michigan
RICK SCOTT, Florida			JOE MANCHIN, West Virginia
MARSHA BLACKBURN, Tennessee		TAMMY DUCKWORTH, Illinois
JOSH HAWLEY, Missouri                	DOUG JONES, Alabama                                    
                                   
                                     
   		John Bonsell, Staff Director
		Elizabeth L. King, Minority Staff Director

_________________________________________________________________

           Subcommittee on Emerging Threats and Capabilities

                    JONI ERNST, Iowa, Chairman
                    
DEB FISCHER, Nebraska		GARY C. PETERS, Michigan
KEVIN CRAMER, North Dakota	JEANNE SHAHEEN, New Hampshire
MARSHA BLACKBURN, Tennessee	MAZIE K. HIRONO, Hawaii
JOSH HAWLEY, Missouri      	MARTIN HEINRICH, New Mexico          

                           (ii)

  
                         C O N T E N T S

_________________________________________________________________

                             March 4, 2020

                                                                   Page

The Department of Defense Review of Vetting Policies for              1
  International Military Students Following the Attack on Naval 
  Air Station Pensacola.

                           Members Statements

Statement of Senator Joni Ernst..................................     1

Statement of Senator Gary C. Peters..............................     2

                          Witnesses Statements

Reid, Garry, Director for Defense Intelligence,                       3
  Counterintelligence, Law Enforcement, and Security, Office of 
  the Under Secretary of Defense For Intelligence and Security.

Hooper, Lieutenant General Charles W., USA, Director, Defense         7
  Security Cooperation Agency.

Questions for the Record.........................................    16

                                 (iii)

 
                  THE DEPARTMENT OF DEFENSE REVIEW OF
                   VETTING POLICIES FOR INTERNATIONAL
                    MILITARY STUDENTS FOLLOWING THE
                 ATTACK ON NAVAL AIR STATION PENSACOLA

                              ----------                              


                        WEDNESDAY, MARCH 4, 2020

                  United States Senate,    
                   Subcommittee on Emerging
                          Threats and Capabilities,
                               Committee on Armed Services,
                                                    Washington, DC.
    The Subcommittee met, pursuant to notice, at 10:04 a.m. in 
room SR-232A, Russell Senate Office Building, Senator Joni 
Ernst (Chairman of the Subcommittee), presiding.
    Subcommittee Members present: Senators Ernst, Scott, 
Hawley, and Peters.

            OPENING STATEMENT OF SENATOR JONI ERNST

    Senator Ernst. Good morning, everyone. We will call this 
Subcommittee on Emerging Threats and Capabilities to order.
    The Subcommittee on Emerging Threats and Capabilities meets 
today to receive testimony on the Department of Defense (DOD) 
review of the December 6, 2019, insider attack on Naval Air 
Station Pensacola in which three U.S. servicemembers tragically 
lost their lives and eight more suffered injuries. It is 
critical that we learn from the attack, understand the threat, 
and take the necessary steps to ensure the protection of our 
service men and women going forward.
    I would like to welcome our witnesses: Mr. Garry Reid, who 
serves as the Director for Defense Intelligence in the Office 
of the Under Secretary of Defense for Intelligence; and 
Lieutenant General Charles Hooper, who serves as the Director 
of the Defense Security Cooperation Agency (DSCA). Thank you 
both very much for being with us today, and we look forward to 
your testimonies.
    The National Defense Strategy (NDS) focuses on 
strengthening alliances and attracting new partners as a key 
component to more effectively compete with China and Russia 
while countering the continued threat posed by radical 
terrorist groups and rogue regimes. The NDS states that by 
working together with allies and partners, we amass the 
greatest possible strength for the long-term advancement of our 
interests, maintaining favorable balances of power that deter 
aggression and support the stability that generates growth. I 
agree with the NDS.
    That is why I have long supported critical security 
cooperation programs such as the International Military 
Training and Education (IMET). These programs provide our 
partners from around the world an opportunity to train and 
learn from the best here in the United States. Ultimately, our 
partners return to their home countries with a greater 
appreciation of the United States and impart lessons learned on 
how to better organize and employ their own armed forces. These 
programs improve our interoperability with key partners and lay 
the foundation for enduring cooperation that will pay dividends 
for years to come.
    Over the past 20 years, more than 1 million international 
military students have trained in the United States. Currently 
the United States hosts over 5,000 students from 153 countries. 
Many of the students who come to the United States are the same 
troops who have fought or will fight alongside Americans down 
range. Oftentimes they rise through the ranks and become 
leaders in their own armed forces, with many becoming chiefs of 
defense, ministers, or even presidents.
    However, while the benefits of these programs are 
invaluable, the tragic events at Pensacola highlight 
unacceptable shortfalls in our security standards and vetting 
procedures. The attacker, Saeed Alshamrani, arrived in the 
United States in 2017 and harbored anti-U.S. sentiments which 
he broadcasted on social media, all the while he was able to 
purchase a firearm, access U.S. military installations, and 
ultimately carry out a deadly attack against Americans. We must 
do more to protect our military personnel and ensure the 
security of our facilities.
    Mr. Reid and General Hooper, we look forward to your 
testimonies explaining the results of the Department of Defense 
review and describing what corrective steps are being 
undertaken. Your findings are critical to our efforts to ensure 
the Department has the resources, the support, and the 
authorities it needs. Thank you again for joining us. I look 
forward to the discussion.
    Before I hand it over to Senator Peters for his opening 
remarks, I would like to remind everyone that later we will 
close the hearing in order to discuss sensitive matters of 
national security. At that point, we will ask for the public 
and members of the press to exit the room. We appreciate your 
cooperation and understanding. The intent is for us to break at 
10:30 a.m., and we will then at that time clear the room. 
Senator Peters and I will go vote. We do have a vote called for 
10:30 a.m., and then we will reassemble those that have the 
authority to stay in the room. We will reassemble. So thank you 
very much.
    Ranking Member Peters?

              STATEMENT OF SENATOR GARY C. PETERS

    Senator Peters. Let me begin by thanking Senator Ernst for 
holding this hearing on changes made by the Department of 
Defense in response to the December 6, 2019, attack at Naval 
Station Pensacola that unfortunately and tragically resulted in 
the death of three U.S. servicemembers and wounding of eight 
other Americans. Our thoughts remain with the victims and their 
families.
    We have a responsibility to the victims to learn all that 
we can from the attack and to implement changes that will 
mitigate the risk of future occurrences to the greatest extent 
possible.
    Following the attack, the Department reacted quickly to put 
in place additional safety measures.
    The provision of training to foreign military personnel is 
a comparative advantage of the United States over our near-peer 
competitors like China and Russia. Such training not only helps 
to improve interoperability with foreign partners, but also to 
establish connections with junior officers that then go on to 
hold significant leadership positions in their home countries 
in the future.
    Indeed, the International Military Education and Training, 
or IMET, program is regularly cited by our military and 
diplomatic leadership as the most effective and resource-
efficient tool that we have to build strong military-to-
military relationships with foreign partners.
    Despite these clear benefits, we must ensure that such 
training does not risk the safety of U.S. military personnel, 
other foreign students, or the installations in which the 
training is occurring.
    On January 17, the Department announced new safety 
measures, and I am looking forward to hearing about those new 
safety measures from the witnesses today.
    I want to thank the chair once again for holding this 
hearing, and I look forward to the discussion.
    Senator Ernst. Thank you.
    We will go ahead with our witnesses' opening statements, 
and we will start with you, Mr. Reid.

  STATEMENT OF GARRY REID, DIRECTOR FOR DEFENSE INTELLIGENCE, 
 COUNTERINTELLIGENCE, LAW ENFORCEMENT, AND SECURITY, OFFICE OF 
  THE UNDER SECRETARY OF DEFENSE FOR INTELLIGENCE AND SECURITY

    Mr. Reid. Thank you, Chairman Ernst and Ranking Member 
Peters, Senator Scott, other Members that may be joining us. We 
appreciate the opportunity to testify today and address your 
questions regarding our review of international military 
student screening and vetting procedures.
    The tragic loss of life that occurred at Pensacola Naval 
Air Station on December 6, 2019, will never fade from our 
memories. Three young and vibrant U.S. Navy sailors, Ensign 
Kaleb Watson, Airman Cameron Walters, and Airman Mo Haitham, 
were tragically taken from us, their families, and their loved 
ones, paying the ultimate sacrifice to save others by 
heroically confronting their attacker. Three of the eight 
wounded were first responders from the Naval Security Forces 
and the Escambia County Sheriff's Office. Their brave actions 
to get control of the situation within 15 minutes of the 
initial gunfire saved many more from the heavily armed shooter. 
We are forever indebted to our fallen comrades and those that 
took swift action to protect others from what was later 
determined by the U.S. Department of Justice as an act of 
terrorism.
    We greatly appreciate the outstanding work of our Federal, 
State, and local law enforcement agencies. It was the great 
partnership between Naval Security Forces Pensacola and the 
Escambia County Sheriff's Office that enabled such a swift and 
effective response to this attack, saving countless lives.
    In response to the attack, the Department of Defense 
immediately implemented a safety and security stand-down. The 
Secretary of Defense directed my office to take immediate steps 
in two areas: one, to strengthen the vetting process for 
international military students (IMS) immediately; and two, to 
conduct a comprehensive review of the policies and procedures 
in place for screening foreign students and granting them 
access to our bases. I am here today to brief you on the 
results of this work and, as you already mentioned, Madam 
Chair, to follow up in a closed session to talk about some of 
the national security details.
    With regard to first task, we screened all current Saudi 
Arabian military students immediately using new procedures that 
we had recently put in place as part of our personnel vetting 
transformation initiative which, as you have been previously 
briefed, we are building towards a continuous vetting process 
that relies on automated data record searches as a supplement 
to the investigative process. We put this process into place 
for the international military students, and it stays in place 
today. We screened all of the Saudi students, and we are 
continuing to work through the full population of roughly 5,000 
current IMS.
    These automated searches look at intelligence community-
derived data sets that include government data, commercial 
data, and publicly available data. The results of these checks 
are analyzed by trained security experts and analysts and used 
as a basis for determination if further investigative action 
could be required.
    In this case, the review produced only a small number of 
returns that required additional analysis within the Department 
of Defense, but none that triggered any remedial action or 
further investigation by Federal authorities relative to the 
current population. It should be noted, however, that the 
perpetrator of the attack and several of those associated with 
the perpetrator were not subjected to this review because they 
were already subjected to the ongoing FBI [Federal Bureau of 
Investigation] investigation and, they were examined more 
thoroughly through that process. As you may have been briefed, 
that resulted ultimately in the removal of 21 Saudi Arabian 
military officers from training in the United States for 
misconduct, however, not related to the December 6 attack.
    Moving on to the policy review, we found that the 
Department of Defense has been overly reliant on the vetting 
conducted by the Department of State as part of their 
assessment of eligibility for the visa and that there is 
insufficient information sharing in place between DOD and the 
Department of State in that process.
    We also found that DOD programs meant to detect and 
mitigate events such as the Pensacola attack did not cover 
international military students, for instance, our insider 
threat programs. We learned that policies for international 
military student possession of firearms varied at the 
installation level and that at the Federal level there are ways 
to bypass firearms restrictions for non-immigrant visa holders.
    We are well underway to implement the 6 recommendations 
derived from 21 findings contained in the report. Additional 
screening and vetting measures are already in effect for all 
current and future international military students. The 
Secretary has issued new policies related to access credentials 
and the possession of privately owned firearms and ammunition 
for our international military students. We will build on this 
with additional changes that reach across the entire student 
populations and foreign affiliate landscape within the 
Department of Defense.
    To implement these recommendations, I have established a 
vetting and security review improvement integration group, co-
chaired with General Hooper's office and the Defense Security 
Cooperation Agency. We have four subordinate working groups 
going through each of these recommendations and findings in 
detail to implement the full set of proposals and ideas. We 
will be happy to provide you these details in the closed 
session.
    In closing, it is important to note that this work is not 
singularly focused on the tragic events that occurred at 
Pensacola. Protecting our personnel and our military bases is a 
top priority for Secretary Esper. Across the Department, we are 
actively reinforcing our insider threat programs, improving 
base security, and strengthening our counterintelligence 
posture. Within the Federal Government, we are in the midst of 
the most significant reform of the background investigation 
process in decades, adopting new technologies, and improving 
our awareness of personnel security threats.
    We appreciate all the congressional support we have 
received over the past several years to provide us the 
resources and authorities for the full range of DOD security, 
counterintelligence, law enforcement, and insider threat 
programs. It is this ongoing work that enabled us to quickly 
adapt the international military student vetting process. We 
will continue to modernize this enterprise for all trusted 
personnel that live, work, and do business on Department of 
Defense installations around the world.
    Thank you again for your interest in these matters, and I 
look forward to your questions.
    [The prepared statement of Mr. Reid follows:]

                    Prepared Statement by Garry Reid

    Chairman Ernst, Ranking Member Peters, distinguished 
Members of the Committee, I appreciate the opportunity to 
testify today and address your questions regarding the 
Department of Defense Review of International Military Student 
Vetting and Screening procedures.
    The tragic loss of life that occurred at the Pensacola 
Naval Air Station on December 6, 2019, will never fade from our 
memory. Three U.S. Navy servicemembers perished on that day, 
and eight more were wounded, gunned down by a classmate in what 
was later determined by the U.S. Department of Justice to be an 
act of terrorism. This deadly attack shook the foundations of 
our military partnerships--through which we derive strategic 
advantages over our adversaries. The Pensacola military-
civilian community grieved over the senseless loss of three 
young sailors eager to serve their country. The Department of 
Defense implemented a safety and security stand-down to take 
full stock of the situation. The Secretary of Defense ordered a 
full security review. New policies were put in place. Slowly 
our military departments took steps to resume training--
realizing however that things will never get ``back to 
normal.''
    The mission continues. Every day, around the globe, U.S. 
and foreign military personnel train and fight side-by-side to 
counter aggression and preserve freedom. As we mourn our fallen 
comrades, we cannot allow the actions of one person to unravel 
decades of security cooperation. Instead, we must take careful 
account of the policies, processes, and procedures we use to 
select more than 20,000 International Military Students for 
training alongside our forces here in the United States each 
year. Four days after the Pensacola attack, the Deputy 
Secretary of Defense directed the Under Secretary of Defense 
for Intelligence and Security to take immediate steps to 1) 
strengthen vetting for International Military Students (IMS); 
and 2) to complete a 10-day review of policies and procedures 
for screening foreign students and granting access to our 
bases. I would like to give you the unclassified highlights of 
this work, and offer a classified briefing to discuss some of 
the details.
    With regard to the first task, the Department of Defense 
screened all current Saudi International Military Students 
using ``Expedited Screening Protocol'' procedures that were 
already developed within the Defense Counterintelligence and 
Security Agency (DCSA) as part of our Personnel Vetting 
transformation initiative. The term ``expedited'' refers to the 
application of automated checks of multiple data sets--
including government data, commercial data, and publicly 
available data. The results of these automated data checks are 
reviewed and validated by trained security analysts. The intent 
of this process was to determine if there was any information 
that could be an indicator of elevated risk that was not 
previously identified as part of the International Military 
Student applicant screening and approval process.
    This review produced a small number of returns that 
required additional analysis within the Department of Defense , 
but none that triggered any remedial action or further 
investigation by Federal authorities. It should be noted that 
the perpetrator of the Pensacola attack, and several Saudi 
Arabian officers that were associated with the shooter, were 
not subjected to this internal Department of Defense review. 
Separately, however, the Department of Defense worked closely 
with the Department of Justice and the Federal Bureau of 
Investigation in support of their investigation into the 
attack. On January 13th, the Attorney General announced the 
results of this investigation, concluding that the shooter was 
motivated by jihadist ideology, and that this was an act of 
terrorism.
    While there was no evidence of assistance or pre-knowledge 
of the attack by other members of the Saudi military (or any 
other foreign nationals) who were training in the United 
States, during the investigation of the shooter we learned of 
derogatory material possessed by 21 members of the Saudi 
military who were training in the United States. The relevant 
U.S. Attorneys offices independently reviewed each of the 21 
cases involving derogatory information and determined that none 
of the cases would, in the course of a normal Federal 
investigation, result in Federal prosecution. Nonetheless, our 
Service Secretaries and the Defense Security Cooperation Agency 
determined that these international military students failed to 
meet the professional standards expected of students 
participating in our foreign military training programs. The 
Department of Defense worked with the Kingdom of Saudi Arabia 
to withdraw the students from training and return them to Saudi 
Arabia.
    Regarding the 10-day review of policies and procedures, the 
Under Secretary of Defense for Intelligence and Security 
established a Vetting and Security Review (VSR) team, led by a 
Senior Defense security policy official. A primary goal for 
this review team was to more closely align screening and 
security procedures for foreign students with those for U.S. 
personnel. The review team included representatives from across 
the DOD, including all four Military Services, the Defense 
Security Cooperation Agency, the Defense Counterintelligence 
and Security Agency, and others. Participants brought expertise 
in physical security, vetting, international affairs and 
security cooperation, counterintelligence and law enforcement, 
and many other disciplines. The Department of State and the 
United States Customs and Border Protection also participated 
in this review team and provided valuable insight. We focused 
this initial review on International Military Students from the 
Kingdom of Saudi Arabia--with whom we have an outstanding 
history of security cooperation. Follow on reviews will examine 
all International Military Students and sending nations.
    The review included an assessment of information obtained 
and processed prior to the Saudi International Military Student 
traveling for training to the United States, an assessment of 
vetting procedures occurring prior to the Saudi International 
Military Student departing for the United States, an assessment 
of vetting procedures at the Saudi International Military 
Student's point of arrival, and an assessment of vetting 
procedures ongoing while the Saudi International Military 
Student is in the U.S. We analyzed what information on the 
Saudi International Military Student was available for 
screening, which data holdings were checked, and how any 
derogatory information identified in those checks was handled. 
We analyzed the training requirements and credentialing 
procedures for Saudi International Military Students. We looked 
at firearms and physical security policy and procedures for 
Saudi International Military Students.
    After the team completed their review, they generated a 12-
page classified report that made six recommendations to address 
their 21 findings. We found that for issues from security to 
suitability, the Department of Defense is overly reliant on the 
vetting conducted by the Department of State as part of the 
assessment of eligibility for A-2 visas, and that there is 
insufficient information sharing within Department of Defense 
and between Department of Defense and the Department of State. 
We also found that Department of Defense programs meant to 
detect and mitigate events such as the Pensacola attack did not 
cover International Military Students. We learned that 
Department of Defense policies for International Military 
Students' possession of firearms varied at the installation 
level, and at the Federal level there are ways to bypass 
firearms restrictions for non-immigrant visa holders.
    We are well underway to implement the recommendations in 
the report. Additional screening and vetting measures are in 
effect for all current and future International Military 
Students. The Secretary of Defense has issued new policies 
related to access credentials and possession of privately owned 
firearms and ammunition for International Military Students. We 
will build on this with additional changes that reach across 
the entire International Military Student and foreign affiliate 
landscape in the Department of Defense. In my role as the 
Defense Security Executive, I established a Vetting and 
Security Review Improvement Integration Group, co-chaired by my 
office and the Defense Security Cooperation Agency, to oversee 
and coordinate these efforts. Four subordinate working groups 
are working to implement the full set of recommendations. I 
would be happy to provide further details on the report and our 
efforts to implement the recommendations in a classified 
setting.
    In closing, it's important to note that this work is not 
singularly focused on the tragic events that occurred at the 
Pensacola Naval Air Station. Protecting our personnel and our 
military bases is a top priority for the Secretary of Defense. 
Across the Department of Defense we are actively reinforcing 
our Insider Threat programs, improving base security, and 
strengthening our counterintelligence posture. Within the 
Federal Government, we are in the midst of the most significant 
reform of the Background Investigation process in decades, 
adopting new technologies and improving our awareness of 
personnel security threats. We appreciate all of the 
Congressional support we have received over the past several 
years to provide resources and authorities for the full range 
of Department of Defense security, counterintelligence, law 
enforcement, and insider threat programs. It was this ongoing 
work that enabled us to quickly adapt the International 
Military Student vetting process. We will continue to modernize 
our vetting and security enterprises for all trusted personnel 
that live, work, and do business on Department of Defense 
installations around the world.
    Thank you again for your interest in these important 
matters. I look forward to your questions.

    Senator Ernst. Great. Thank you very much, Mr. Reid.
    General Hooper, thank you.

    STATEMENT OF LIEUTENANT GENERAL CHARLES W. HOOPER, USA, 
         DIRECTOR, DEFENSE SECURITY COOPERATION AGENCY

    Lieutenant General Hooper. Thank you, Madam Chairwoman, 
Ranking Member Peters, for convening this hearing today. I 
acknowledge the presence of Senator Scott, ladies, and 
gentlemen.
    The training and education of foreign military personnel in 
the United States is one of our most effective tools to 
strengthen alliances and attract new partners. As a foreign 
area officer and a career security cooperator, I have worked 
alongside many foreign military leaders whose training in the 
United States established an appreciation for American culture 
and values and has shaped longstanding cooperation and 
partnership with the United States.
    While the value of these types of military training and 
education programs cannot be overstated, I want to be 
absolutely clear that nothing is more important than 
safeguarding American lives. The incident in Pensacola was 
tragic, and my heart remains with the families of those we lost 
and with the people of Pensacola for the impact this event has 
had on their community.
    My colleague and I today will be sharing new procedures the 
U.S. Government has put into place to reduce risk and improve 
the training environment so that all U.S. foreign military 
civilian personnel and their families remain safe and have the 
opportunity to continue benefiting from our foreign military 
training programs.
    The training and education of foreign military personnel 
alongside U.S. Forces, specifically in the United States, is 
one of our most effective security cooperation tools. What 
makes the U.S. approach to security cooperation different from 
that of our strategic competitors is that the basis of our 
approach is not the sale of goods and services but the enduring 
relationship that comes along with it. At the heart of any 
defense relationship is a human relationship that is built and 
fostered through opportunities for U.S. and foreign military 
students to train alongside one another. When international 
military students attend training and education in the United 
States, they are exposed to our values, our culture, and our 
people. These experiences serve as the building blocks for our 
long-term strategic and defense relationships.
    In addition to building lasting relationships, these 
training programs build the capacity of our allies and partners 
to provide for their own defense and contribute to shared 
security challenges. Education and training in the United 
States is foundational to building an enduring interoperability 
with our partners and allies.
    Since the year 2000, over 1 million international military 
students have been trained in the United States. We have 
trained more than 28,000 Saudi students over the life of our 
security cooperation relationship. It is worth noting that 
close to 4,000 heads of state, ministers of defense, chiefs of 
defense, and other general officers received training by the 
United States. This delivers a lasting strategic return on our 
security cooperation investments.
    Recently, our own Secretary of Defense discussed his 
personal experience training alongside foreign partners. He 
attended West Point with students from other countries, trained 
at the Hellenic Military Academy, and trained alongside an 
officer from the African continent while he was on Active Duty. 
These experiences have shaped his strong support for foreign 
military training and education programs and informed the 
Department's response to the incident in Pensacola.
    International military students can receive training and 
education in the United States under a variety of programs. The 
Department of Defense and the Department of State both have 
authorities and appropriations to fund military training in the 
United States. Most of this training occurs at Department of 
Defense facilities and schools.
    The Department of Defense provides and funds international 
military training and education under a variety of DOD programs 
such as section 333 Global Train and Equip, the Counter-ISIL 
[Islamic State of Iraq and the Levant] Train and Equip Fund, 
the Afghan Security Forces Fund, the Regional Centers for 
Security Studies, and the Regional Defense Combating Terrorism 
and Irregular Warfare Fellowship Program, which we now refer to 
as the Regional Defense Fellowship Program.
    The Department of State has three main programs to fund 
U.S. training of foreign militaries for which the Department of 
Defense is the main implementer: the International Military 
Education and Training, or IMET, program; Foreign Military 
Financing; and the Peacekeeping Operations account, which 
includes the Global Peace Operations Initiative.
    Department of State funding, via the IMET program, is 
focused on the professionalization of partner nation military 
forces. By emphasizing professional military education at every 
level of an individual's career, we seek to develop 
professional leaders with whom the United States can work and 
foster enduring relationships that enable collaboration over 
time.
    The Department of State uses Foreign Military Financing to 
fund training, which typically focuses on tactical or 
operational subjects and is directly related to a procurement 
made through other programs.
    In addition, State funds training through the Peacekeeping 
Operations account, which is almost exclusively conducted in 
partner nations and is primarily for peacekeeping, 
counterterrorism, maritime security, and military 
professionalization purposes in select countries.
    The programs I have discussed thus far are programs that 
rely primarily on U.S. grant assistance. However, many of our 
allies and partners use their own money to come to the United 
States for DOD-provided training associated with procurements 
of defense articles and services under Foreign Military Sales. 
DSCA is responsible for ensuring transfers of defense articles 
and services, to include the necessary training and education 
to ensure the effective operation and sustainment of these 
systems.
    DSCA's role in supporting foreign military training 
executed pursuant to these authorities is to implement and 
administer these programs by providing policy guidance and 
support to the U.S. Government stakeholders who are part of the 
enterprise. These stakeholders include the geographical 
combatant commands and the security cooperation offices at 
embassies, the State Department's Political Military Affairs 
Bureau, and the military departments whose schoolhouses run a 
majority of the training and education programs. DSCA's support 
ranges from annual security cooperation planning conferences to 
issuing and maintaining DOD-wide guidance for the execution of 
its security assistance and security cooperation programs.
    For example, while DSCA is not directly involved in the 
screening or vetting of international military students, the 
agency issues policies and procedural guidance that requires 
international military students to receive security and medical 
screening in their home countries. However, due to this unique 
individual nature of our bilateral relationships, each U.S. 
ambassador determines the local security screening processes 
for their individual posts. Meanwhile, any student who comes to 
the United States under one of these programs is also screened 
and vetted to determine their eligibility for a U.S. visa. The 
visa application process includes screening against biographic 
and biometric databases, an interagency counterterrorism check, 
and at 37 posts worldwide, including those in Saudi Arabia, 
screening by an Immigration and Customs Enforcement/Homeland 
Security Investigations Visa Security Unit.
    DSCA, the Department of State, and the Offices of the Under 
Secretary of Defense for Intelligence and Policy, the military 
departments, and our foreign partners are all critical to 
ensuring the success of our foreign military training programs, 
and we have been working hand in hand to update processes and 
policy guidance in response to the events in Pensacola.
    In closing, I want to reiterate how invaluable foreign 
military training programs are to advancing our national 
security objectives. International military students are here 
as student visitors to learn skills and professions but also to 
learn about our people, our culture, and our values. This 
cannot be overstated. The human relationships forged between 
our respective military members promotes long-term defense and 
strategic relationships, increases our interoperability, and 
enables partners to contribute to our shared security 
objectives over the long term.
    Thank you very much.
    [The prepared statement of Lieutenant General Hooper 
follows:]

       Prepared Statement by Lieutenant General Charles W. Hooper
    Thank you, Madam Chairwoman and Ranking Member Peters, for 
convening this hearing today.
    The training and education of foreign military personnel in the 
United States is one of our most effective tools to strengthen 
alliances and attract new partners. As a Foreign Area Officer and 
career security cooperator, I have worked alongside many foreign 
military leaders whose training in the United States established an 
appreciation for American culture and values and has shaped long-
standing cooperation and partnership with the United States.
    While the value of these types of military training and education 
programs cannot be overstated, I want to be clear that nothing is more 
important than safeguarding American lives. The incident in Pensacola 
was tragic, and my heart remains with the families of those that we 
lost and with the people of Pensacola for the impact this event has had 
on the community. My colleague and I today will be sharing new 
procedures the U.S. Government has put into place to reduce risk and 
improve the training environment so that all U.S., foreign military, 
civilian personnel, and their families remain safe and have the 
opportunity to continue benefitting from our foreign military training 
programs.
    The training and education of foreign military personnel alongside 
U.S. Forces, and specifically in the United States, is one of our most 
effective security cooperation tools. What makes the U.S. approach to 
security cooperation different from that of our strategic competitors 
is that the basis of our approach isn't the sale of goods and services, 
but the enduring relationship that comes along with it. At the heart of 
any defense relationship is a human relationship that is built and 
fostered through opportunities for U.S. and foreign military students 
to train alongside one another. When international military students 
attend training and education in the United States, they are exposed to 
our values, our culture, and our people. These experiences serve as the 
building blocks for our long-term strategic and defense relationship.
    In addition to building lasting relationships, these training 
programs build the capacity of our allies and partners to provide for 
their own defense and contribute to shared security challenges. 
Education and training in the United States is foundational to building 
an enduring interoperability with our partners and allies.
    Since the year 2000, over one million international military 
students have been trained by the United States. We have trained more 
than 28,000 Saudi students over the life of our security cooperation 
relationship. It is worth noting that close to 4,000 Heads of State, 
Ministers of Defense, Chiefs of Defense, and other General Officers 
received training by the United States. This delivers a lasting 
strategic return on our security cooperation investments.
    Recently, our own Secretary of Defense discussed his personal 
experience training alongside foreign partners. He attended West Point 
with students from other countries, trained at the Hellenic Military 
Academy, and trained alongside an officer from the African continent 
while he was Active Duty. These experiences have shaped his strong 
support for foreign military training and education programs and 
informed the Department's response to the incident in Pensacola.
    International Military Students can receive training and education 
in the United States under a variety of programs. The Department of 
Defense and the Department of State both have authorities and 
appropriations to fund military training in the United States. Most of 
this training occurs at Department of Defense facilities and schools.
    The Department of Defense provides and funds international military 
training and education under a variety of DOD programs such as Section 
333 Global Train and Equip, the Counter-ISIL Train and Equip Fund, the 
Afghanistan Security Forces Fund, the Regional Centers for Security 
Studies, and the Regional Defense Combating Terrorism and Irregular 
Warfare Fellowship Program, which we now refer to as the Regional 
Defense Fellowship Program.
    The Department of State has three main programs to fund U.S. 
training of foreign militaries for which the Department of Defense is 
the main implementer: the International Military Education and Training 
(or IMET) program, Foreign Military Financing, and the Peacekeeping 
Operations account, which includes the Global Peace Operations 
Initiative.
    Department of State funding, via the IMET program, is focused on 
the professionalization of partner nation military forces. By 
emphasizing Professional Military Education at every level of an 
individual's career, we seek to develop professional leaders with whom 
the United States can work and foster enduring relationships that 
enable collaboration over the long-term.
    The Department of State also uses Foreign Military Financing to 
fund training, which typically focuses on tactical or operational 
subjects and/or is directly related to a procurement made through other 
programs.
    In addition, State funds training through the Peacekeeping 
Operations account, which is almost exclusively conducted in partner 
nations and is primarily for peacekeeping, counterterrorism, maritime 
security and military professionalization purposes in select countries.
    The programs I have discussed thus far are programs that rely 
primarily on U.S. grant assistance. However, many of our allies and 
partners use their own money to come to the United States for DOD 
provided training associated with procurements of defense articles and 
services under the Foreign Military Sales program. DSCA is responsible 
for ensuring transfers of defense articles and services, to include the 
necessary training and education to ensure the effective operation and 
sustainment of these systems.
    DSCA's role, in supporting foreign military training executed 
pursuant to these authorities, is to implement and administer these 
programs by providing policy guidance and support to the U.S. 
Government stakeholders who are part of the enterprise. Those 
stakeholders include the Geographic Combatant Commands and the security 
cooperation offices at embassies, the State Department's Political 
Military Affairs Bureau, and the Military Departments, whose 
schoolhouses run a majority of the training and education programs. 
DSCA's support ranges from annual security cooperation planning 
conferences to issuing and maintaining DOD-wide guidance for the 
execution of its security assistance and security cooperation programs.
    For example, while DSCA is not directly involved in the screening 
or vetting of international military students, the Agency issues policy 
and procedural guidance that requires international military students 
to receive security and medical screening in their home country. 
However, due to the unique individual nature of our bilateral 
relationships, each U.S. Ambassador determines the local security 
screening process for their post. Meanwhile, any student who comes to 
the United States under one of these programs is also screened and 
vetted to determine their eligibility for a U.S. visa. The visa 
application process includes screening against biographic and biometric 
databases, an interagency counter terrorism check, and, at 37 posts 
worldwide, including those in Saudi Arabia, screening by an Immigration 
and Customs Enforcement/Homeland Security Investigations Visa Security 
Unit.
    DSCA, the Department of State, the Offices of the Under Secretary 
of Defense for Intelligence and Policy, the Military Departments, and 
our foreign partners are all critical to ensuring the success of our 
foreign military training programs--and we have been working hand-in-
hand to update processes and policy guidance in response to the events 
in Pensacola.
    In closing, I want to reiterate how invaluable foreign military 
training programs are to advancing our national security objectives. 
International military students are here as student visitors to learn 
skills and professions, but also to learn about our people, our 
culture, and our values. This cannot be overstated. These human 
relationships forged between our respective military members promote 
long-term defense and strategic relationships, increase our 
interoperability, and enable partners to contribute to our shared 
security objectives over the long term.

    Senator Ernst. Thank you very much.
    We will go ahead and start with our rounds of questions, 
and we will get as many questions in as we can prior to 
breaking for the vote. I will go ahead and start with a couple 
of questions about acquisition of weapons in the United States.
    Mr. Reid and General Hooper, thanks again for being here 
today to testify. This is an important topic.
    I would like to begin by talking about the ability of 
foreign international military students to acquire weapons in 
the United States. According to the FBI, the Pensacola shooter 
used a hunting license to legally purchase a 9 millimeter Glock 
45 pistol. Mr. Reid, can you discuss the ways in which foreign 
nationals, foreign students can obtain a weapon either on or 
off a military base?
    Mr. Reid. Yes. Thank you, Madam Chair.
    As we mentioned, we had variances in our policies that did 
not specifically proscribe international military students from 
obtaining, purchasing, and handling firearms while they were 
enrolled in the training. Secretary Esper has issued new 
guidance that makes that a clear prohibition and is a condition 
of them accepting the opportunity to train in the United States 
going forward that they will sign this acknowledgement 
statement that they are no longer--regardless of any State, 
local, and Federal laws, that they are proscribed by the 
Secretary as a sponsor of that training. So we have put that in 
place.
    With regard to the shooter in Pensacola, as you noted--and 
you have likely seen the same things I have seen coming out of 
the FBI and ATF [Bureau of Alcohol, Tobacco, Firearms and 
Explosives] where in most States in this country, if you have a 
valid hunting license, there is no further requirement for any 
documentation, which seems to go against other statutes that 
proscribe non-immigrant visa holders from doing that. I am not 
an expert on either one of these areas, but we understand that 
to be the case.
    We are working with ATF right now. I believe from our 
department, we intend to put forward changes to legislation to 
close down what looks like a loophole there. I understand that 
ATF is looking at it very similarly.
    All of this, of course, we are talking about the legal 
purchase, but if you know a little bit about the firearms in 
general, purchasing from an individual is different from a 
firearms dealer, and many of these restrictions that we just 
talked about--they vary when it is just individual-to-
individual sales. Then that does not even get into the non-
legal acquisition of firearms. There are clearly many ways in 
this country to obtain a firearm.
    What we have taken action on from the Secretary is to make 
it very clear to all of our military partners that any use of 
firearms while they are here in training--first of all, they 
are proscribed from the purchasing, as we mentioned. We 
acknowledge, however, that there are many traditions on many of 
our bases for skeet shooting and other firearms-related sport 
activities. The Secretary has granted the installation 
commanders the discretion to approve those actions, should they 
comport with and be consistent with the training environment 
and should there be no other reason for the commander to 
disapprove that. We put that down in their hands to do that 
different from the acquisition of the weapon that we already 
talked about.
    We have not completely prohibited any of them from ever 
handling a firearm. We have received concerns from many members 
and partner nations about some of these sport activities, and 
we are open-minded about how those possibilities may work in 
the future, but they will be at the discretion of the local 
commander and with that awareness on a limited specifically 
approved basis.
    Senator Ernst. Yes. Certainly I do not believe that through 
school activities or those sporting activities, most of the 
training may require different weapons to be handled, but 
certainly that would be different than the acquisition of a 
weapon.
    My time is expiring. I would like to move on to Ranking 
Member Peters for questions, and then we will go on to the 
other Members of the Subcommittee.
    Senator Peters. Thank you, Madam Chair.
    Mr. Reid, I just want to kind of drill down a little bit 
more on your answer on dealing with firearms as to how that is 
actually going to be enforced. Now, you do testify that it is 
very easy to get a firearm in the United States right now. Even 
when you have this prohibition, how are you going to be working 
with State and local authorities to actually enforce it was my 
first question.
    The second part is that even legal purchases--you mentioned 
the person-to-person, but under our background check laws, I 
think roughly 40 percent of weapons are sold without any kind 
of background check if you do it online or if you go to gun 
shows. So how are you going to deal with those challenges?
    Mr. Reid. Thank you, Senator Peters.
    We are coming at it from a couple of angles, again working 
with ATF and working within the enterprise that forms the 
National Instant Crime Check System, there are pathways for us 
to create alerting functions within there for certain 
populations. We are exploring that with ATF. But as you already 
mentioned, it is not going to stop everything.
    Within our own department, we have put in place additional 
programs and procedures going down at the installation level 
with our insider threat programs, training and educating the 
full student population on things that would be indicators of 
nefarious or undesirable behaviors, such as off-book firearms 
activities. We put some filters in place so our entire student 
body in our cadre are more attuned to recognizing where there 
may be indicators of this behavior.
    We are also--General Hooper is probably better to 
describe--putting in additional measures with the host nation 
governments, particularly the Saudi Government, on training 
controls and supervision of the training population that will 
give us an additional layer of observation. So we are tackling 
it in that way and through the technical side working within 
the legal framework.
    Senator Peters. Let me pick up on that. Has Saudi Arabia 
made any commitments with respect to vetting their personnel 
before they actually are sent to the United States? If I heard 
your testimony correctly, this individual was posting things on 
social media prior to coming to the United States. Is that 
accurate?
    Mr. Reid. I will go to the first part, and Senator Ernst 
mentioned it I believe. Through the investigation, the FBI 
uncovered that the attacker had posted in the few month time 
period preceding the attack some jihadist type rhetoric. I am 
not aware of any posting by this person before they came here.
    Do you want to address the Government?
    Lieutenant General Hooper. Sir, as to the first part of 
your question, the answer to your question is yes. The Saudis 
have agreed to do a number of things differently, and they have 
been very willing to work with the United States on improving 
their own internal vetting processes. This includes increased 
psychological and behavioral testing prior to nomination to 
uncover potential ideological, social, or family issues or 
anxieties. They are also providing their nominations to us 
ahead of time with greater lead time to allow our own U.S. 
vetting sufficient time to operate.
    Finally, we will be asking the Saudis to consider the 
individual's personal opinions or attitudes towards the U.S. 
Government, U.S. officials, U.S. policies, and Western culture 
and respect for persons of different race, gender, religion, 
national origin, or sexual orientation when screening them for 
training in the United States.
    Senator Peters. You mentioned that right now the focus is 
screening all current Saudi personnel in the United States and 
that eventually it will go to the entire population. How are 
you prioritizing that?
    Mr. Reid. Senator, we are about two-thirds of the way 
through the 5,000, roughly, population currently in the 
country. We are prioritizing on the basis of our terrorism high 
threat categorization that comes out of the Director for 
National Intelligence of our high threat terrorism locations, 
correlating that with the student populations, and working that 
as a priority scheme.
    Senator Peters. Then you will engage in continuous 
monitoring. Walk me through how you plan to continuously 
monitor these 5,000 individuals.
    Mr. Reid. From the technical point of view, the database 
search functions that I have already described--we have the 
ability to query and to set alerts within those data sets, much 
like we do for our own continuous vetting population for our 
national security populations.
    We are additionally pursuing and working through a pilot 
right now on a social media monitoring and alerting function 
through commercial vendors. We have had a lot of people offer 
that to us, and I will tell you, frankly, when we put it to the 
test and tried to do it on scale, you are sometimes 
dissatisfied with the fidelity of the results. Of course, 
anytime we are talking about social media, you have a host of 
issues about identity resolution and matching that to a person 
and the credibility of the information. But we are pursuing 
that at the direction of the Secretary to be more proactively 
monitoring on the social media front.
    Some of the databases we are already monitoring derive from 
some social media sources, but it is not comprehensive, so we 
are pursuing that.
    The third means of monitoring is a non-technical means that 
I already described, Senator, which would be through our 
insider threat awareness programs that exist at the 
installation.
    Senator Peters. Thank you.
    Senator Ernst. Senator Scott?
    Senator Scott. Thank you, Senator Ernst, for holding this 
hearing.
    Thank each of you for being here.
    This happened in my home State. One thing that has 
surprised me is why do people not call this terrorism. It is 
like nobody wants to use the word ``terrorism,'' and clearly, 
this was somebody that post jihadist information and clearly 
was anti-America. But people want to talk about this being an 
incident or something like that. I do not know how anybody 
could think it was not terrorism. Why is there a reluctance to 
call this terrorism?
    Mr. Reid. I will speak for myself, Senator, but also for 
the Department. We fully recognize the conclusions of the 
Attorney General that this was an act of terrorism. I know 
within the Department of the Navy and the honors and 
recognitions they bestowed upon the three fallen sailors 
recognize that they fell at the hands of a terrorist attack. I 
have not experienced any pushback on our side, and if I 
referred to it differently, it was in no way to downplay the 
fact that it was--I spent 28 years in special operations 
fighting terrorism, so I am very sensitive to that. Thank you.
    Senator Scott. General, does the Department feel like if 
you call it terrorism, it hurts what we are trying to do?
    Lieutenant General Hooper. Sir, I concur with my colleague 
that it has been unequivocally identified as an act of 
terrorism.
    Senator Scott. What everybody talks about is how having the 
training here helps build long-term relationships and all that, 
and it sounds really good. My concern, though, is when you talk 
to people that have been part of this--there are a lot of 
countries that participate--and they will say that there are 
countries where, yes, we have long-term relationships after the 
fact because we train together. But I have not to date found 
one person that has said they had a long-term relationship with 
Saudi nationals that they trained with. I think all of us know 
the importance of our relationship with Saudi Arabia. It is an 
ally. It is clearly somebody that we rely on to work with in 
the Middle East.
    Should we look at countries differently? Because if you 
listen to your testimony, especially yours, General, you talk a 
lot about the importance of this relationship. I hear that, but 
I never hear that about Saudi Arabia. Are there countries that 
we ought to say that maybe we should not be doing this or there 
is something different that we ought to be doing, we should do 
more of it in their home country, things like that?
    Lieutenant General Hooper. Sir, in answer to your question, 
the defense attache from Saudi Arabia and I have had multiple 
discussions about this perception of Saudi students in 
Pensacola and at other training installations. He has expressed 
his concern over this, and he has come to us with solutions on 
how the Saudis intend to address this. Then I will discuss how 
we intend to address this issue.
    Among the steps that the Saudis have committed to are 
increased cultural awareness training before their students 
begin training in the United States, to increase their 
security, religious, ideological awareness, and U.S. personnel 
will deliver part of this training.
    Second, we will be distributing a code of conduct, and they 
will be distributing a code of conduct detailing what the 
kingdom leadership expects of their students while in the 
United States.
    Third, there will be increased supervision of Saudi 
students by both local liaison officers and more personal 
engagement and oversight by the Saudi defense attache who, as 
you know, is the senior Saudi defense official in the United 
States. We are working with the Saudis to ensure that their 
liaison officers are sufficiently senior in rank to ensure 
their effectiveness and authority in this role, and I can tell 
you personally that, in consultation with the Navy, I have 
conveyed to the Saudi leadership that we will not accept 
anything less than a colonel at Pensacola, a Saudi colonel to 
be the liaison officer at Pensacola.
    In addition, the Department of Defense, in collaboration 
with the Department of State, has reviewed existing standards 
of conduct for international military students and is 
transmitting to Saudi Arabia a conduct expectations document to 
further inform their vetting.
    Beyond just these dos and don'ts, this explanation of the 
Department of Defense expectations emphasizes the importance of 
attitudes, to your point, sir, towards the United States and 
respect for persons of all backgrounds.
    In addition, the Department is reviewing our international 
military student sponsorship program to determine how to 
increase Saudi participation. These programs will further 
promote cultural awareness and strengthen relationships among 
Saudi, U.S., and other international military students.
    These are unique steps that we are taking with respect to 
this perception that you have articulated about Saudi students.
    Senator Scott. I know my time is up. We will have other 
time later.
    Senator Ernst. Yes. We will have additional time.
    The vote has been called, so this will be a natural 
breaking point. We will go ahead and transition. Senator Scott 
and I will go vote, and Senator Peters has already moved that 
direction. We will reconvene as soon as I return, and we will 
start on the closed portion of the hearing. Thank you.
    [Whereupon, at 10:42 a.m., the Subcommittee adjourned.]

    [Questions for the record with answers supplied follow:]

               Questions Submitted by Senator Rick Scott
          foreign student military training programs protocols
    1. Senator Scott. Mr. Reid, Deputy Secretary Norquist directed the 
Department of Defense (DOD) to screen all current international 
military students (IMS) using expedited screening protocols already 
developed by the Defense Counterintelligence Security Agency (DCSA). 
Could you please explain what those protocols are and whether they 
constitute all the new ways the United States Government will better 
screen foreign military students in the future?
    Mr. Reid. The Expedited Screening Protocol (ESP) is a methodology 
for reviewing data holdings within the U.S. Government and other 
commercially and publicly-available data sources for information that 
indicates affiliations with foreign intelligence, susceptibility to 
foreign influence, or associations with terrorism. Trained security 
analysts review and validate these data checks to determine whether 
there is any information that could indicate an elevated risk.
    ESP is not the only way in which DOD is improving the screening and 
vetting of IMS. Under my role as the Defense Security Executive, I have 
established a Vetting Enhancement Working Group (VEWG), with 
participants from across the DOD, the Department of State, U.S. Customs 
and Border Protection, the National Vetting Center, and other Federal 
agencies. This working group is identifying additional information to 
collect on potential IMS and their accompanying family members, 
including biographic and biometric information. Collecting this 
additional information will allow the DOD to screen nominated IMS using 
additional data holdings.

    2. Senator Scott. Mr. Reid, are these protocols all developed or is 
that development process ongoing?
    Mr. Reid.The ESP is fully developed and implemented, and was 
previously used in the military accessions process. It is now also 
being applied to screen IMS nominated to attend training in the United 
States, beginning with IMS from the Kingdom of Saudi Arabia (KSA). The 
VEWG is developing additional enhancements to the screening and vetting 
process.

    3. Senator Scott. Mr. Reid, if these expedited protocols do 
constitute all the new ways the United States Government will vet 
applicants in the future, how was it possible to apply those protocols 
to all the foreign students in this country in such a short time? The 
Secretary decided to allow the remaining 850 Saudis to stay in the U.S. 
and resume training only a few weeks after the terrorist incident at 
Pensacola.
    Mr. Reid. The ESP is enabled by custom search tools that can 
process bulk queries of multiple data sources. ESP exists within the 
Defense Expedited Screening Center (ESC), comprised of IT specialists 
and certified security analysts. DOD prioritized ESP capacity to focus 
on KSA IMS immediately after the Pensacola attack, and quickly 
completed screening using those protocols on that population. We are 
now applying ESP procedures to the remaining non-KSA population of 
International Military Students.

    4. Senator Scott. Mr. Reid, could you provide a description of how 
the remaining 850 Saudis underwent expedited screening, including if 
their mobile devices were reviewed and if their families and close 
associates were vetted?
    Mr. Reid. The ESC worked collaboratively with the Defense Security 
Cooperation Agency (DSCA) to compile a roster of all IMS present for 
training in the United States as of the date of the Pensacola terrorist 
attack. IMS that were previously identified as persons of interest in 
the FBI's investigation of the Pensacola attack were not included in 
this group and not processed through ESP. All other IMS data was 
entered into the ESP system to cull data sources for any alert flags 
based on the search parameters. Results were reviewed and validated by 
ESC analysts and provided to DSCA and the sponsoring Military 
Department. Three alerts triggered additional examination by DOD 
counterintelligence and security officials, who subsequently determined 
no further action was required because the information gleaned from ESP 
was either previously known and assessed as acceptable, or because it 
was determined to be not relevant or applicable. This is consistent 
with established ``alert resolution'' methodologies employed by DOD for 
our own employees that are enrolled in continuous evaluation. . Mobile 
phone searches were not employed in the screening process. Mobile phone 
searches are an investigative tool, rather than a screening tool, and 
were only conducted by the FBI on individuals identified as persons of 
interest in the FBI investigation.

    5. Senator Scott. Mr. Reid, in the past, were only the DOD and the 
State Department making the decisions about who could be admitted to 
the U.S. and if so, doesn't that create a problem when both these 
departments have an intense interest in having these programs fully 
subscribed?
    Mr. Reid. The U.S. Senior Defense Official / Defense Attache (SDO/
DATT) in each country is responsible for review and acceptance of IMS 
nominated by the partner nation. The U.S. Ambassador has overall 
responsibility for the IMS vetting process, which is driven by 
collection of IMS information necessary to process their visa 
application. Following the Pensacola terrorist attack, the Secretary of 
Defense assessed that the Department was over-reliant on the visa 
process for vetting IMS, and directed the Under Secretary of Defense 
for Intelligence and Security and the Defense Counterintelligence and 
Security Agency (DCSA) to establish additional vetting procedures 
grounded in best practices applied to U.S. national security personnel 
vetting and Insider Threat programs. DCSA is, by Executive Order, 
established as the single vetting service provider for the Federal 
Government and operates within guidelines established by ODNI as the 
Security Executive Agent and OPM as the Suitability and Credentialing 
Executive agent. USDI&S, DCSA, and DSCA, in close collaboration with 
the Department of State, are currently developing additional vetting 
procedures for International Military Students that will be sequenced 
with the visa process, and imposed on all IMS as a condition of their 
enrollment in a U.S. based training program and their access to Defense 
Department facilities, bases, and installations. These measures will 
ensure that DCSA stays in the lead for the conduct of IMS vetting ahead 
of any decision about whether to issue a visa or admit an IMS to the 
United States.

    6. Senator Scott. Mr. Reid, why not let other elements of the 
intelligence community have the final say, elements whose only interest 
is keeping out people that should not be here?
    Mr. Reid. The Intelligence Community plays an extensive role in the 
vetting and decision making process for IMS through both the visa 
screening process led by the Department of State and through the ESP 
screening conducted by the DOD. The Department of Defense has the 
authority and interest in ensuring International Military Students are 
fit to participate in our training programs and access our 
installations, which is not an Intelligence Community role. 
Furthermore, the Secretary of Defense has tasked the DCSA to lead ESP 
and other vetting enhancements, recognizing that the DCSA is the 
primary vetting services provider in the U.S. Government, accountable 
to, and trusted by, the President of the United States and Directors of 
National Intelligence and the Office of Personnel Management for 
execution of background investigations.

    7. Senator Scott. Mr. Reid, it is my understanding that the 
Ministry of the Interior in Saudi Arabia is the key intelligence 
agency. Did that entity decide who was coming to the U.S., or was it 
their diplomats?
    Mr. Reid. Regardless of how a particular prospective military 
student is nominated, the U.S. Ambassador and the Senior Defense 
Official accredited to partner nations make the final decision on who 
is selected for training in the United States.

    8. Senator Scott. Mr. Reid, who in Saudi Arabia should be deciding 
who can apply to be a foreign military student in the U.S.?
    Mr. Reid. For DOD, the critical relationships that fuel our 
military cooperation with the Kingdom of Saudi Arabia are the daily 
engagements between the DSCA Director and the Saudi Ambassador and 
Defense Attache in Washington DC, and the corresponding relationships 
between our SDO/DATT and the Royal Saudi Air Force and Ministries of 
Defense and Interior in Riyadh.

    9. Senator Scott. Mr. Reid, before Pensacola, were the family 
members and close associates of the student applicants being examined?
    Mr. Reid. Before the Pensacola shooting, the DOD did not conduct 
additional vetting on students' family members beyond that conducted by 
the Department of State as part of the visa process. We defer to the 
Department of State for the specifics of that process.

    10. Senator Scott. Mr. Reid, are they now and will they be in your 
future plans?
    Mr. Reid. The ESP includes checks of close family members listed on 
the students' visa applications for potential security risk indicators 
related to the students themselves. As part of the Vetting Enhancement 
Working Group, DOD is looking to expand the specific checks performed 
on those family members and expand the category of family members 
covered by those checks.

    11. Senator Scott. Mr. Reid, you announced that new vetting 
procedures will include mechanisms for the continuous monitoring of IMS 
while enrolled in U.S.-based training programs. Please explain how that 
will work. Does it include social media?
    Mr. Reid. Continuous monitoring of IMS has several elements. We are 
implementing a process in which ESP checks are conducted throughout the 
student's time in training, and any newly-discovered indicators of 
potentially elevated risk are reviewed to determine whether the 
individual should continue training in the U.S. or be sent home. 
Additionally, students are enrolled in DOD's Identity Matching Engine 
for Security and Analysis, which checks nightly for new criminal 
activity and terrorism connections. We are also imposing new insider 
threat awareness training and reporting, because those near a student 
will often be the first to see behaviors of concern. International 
Military Students are also required to report international and 
significant domestic travel during their training, which may trigger 
additional screening.
    DOD has conducted three social media pilots oriented on the IMS 
population since the Pensacola attack and found each lacking in the 
level of detail and applicability we were looking for. Additional 
pilots are in development. The continuing challenges are identify 
resolution, access to social media Application Program Interfaces, and 
the dynamic nature of the social media landscape. We intend to continue 
these efforts to identify an acceptable solution.

    12. Senator Scott. Mr. Reid, will the students families and close 
relations part of the vetting and monitoring?
    Mr. Reid. IMS family members that require access to DOD facilities 
and installations will be subjected to the same screening standards as 
all others afforded these privileges.

                                 [all]