[Senate Hearing 115-902]
[From the U.S. Government Publishing Office]


                                                        S. Hrg. 115-902

            THE NOMINATIONS OF MS. KARI A. BINGEN 
             TO BE PRINCIPAL DEPUTY UNDER SECRETARY 
             OF DEFENSE FOR INTELLIGENCE; MR. ROBERT 
             S. KAREM TO BE ASSISTANT SECRETARY OF 
             DEFENSE FOR INTERNATIONAL SECURITY AF-
             FAIRS; MR. KENNETH P. RAPUANO TO BE 
             ASSISTANT SECRETARY OF DEFENSE FOR 
             HOMELAND DEFENSE AND GLOBAL SECURITY
=======================================================================

                                HEARING

                               BEFORE THE

                      COMMITTEE ON ARMED SERVICES
                          UNITED STATES SENATE

                     ONE HUNDRED FIFTEENTH CONGRESS

                             FIRST SESSION

                               __________

                              MAY 18, 2017

                               __________

         Printed for the use of the Committee on Armed Services

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                 Available via: http://www.govinfo.gov
                 
                                __________

                   U.S. GOVERNMENT PUBLISHING OFFICE                    
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-----------------------------------------------------------------------------------     


                      COMMITTEE ON ARMED SERVICES

                     JOHN McCAIN, Arizona, Chairman
                              
  JAMES M. INHOFE, Oklahoma, Chairman	JACK REED, Rhode Island
  ROGER F. WICKER, Mississippi		BILL NELSON, Florida
  DEB FISCHER, Nebraska			CLAIRE McCASKILL, Missouri
  TOM COTTON, Arkansas			JEANNE SHAHEEN, New Hampshire
  MIKE ROUNDS, South Dakota		KIRSTEN E. GILLIBRAND, New York
  JONI ERNST, Iowa			RICHARD BLUMENTHAL, Connecticut
  THOM TILLIS, North Carolina		JOE DONNELLY, Indiana
  DAN SULLIVAN, Alaska			MAZIE K. HIRONO, Hawaii
  DAVID PERDUE, Georgia			TIM KAINE, Virginia
  TED CRUZ, Texas				ANGUS S. KING, JR., Maine
  LINDSEY GRAHAM, South Carolina		MARTIN HEINRICH, New Mexico
  BEN SASSE, Nebraska			ELIZABETH WARREN, Massachusetts
  TIM SCOTT, South Carolina              	GARY C. PETERS, Michigan
                                                            
               
                   Christian D. Brose, Staff Director
                   Elizabeth L. King, Minority Staff Director


                                  (ii)

  
                            C O N T E N T S

_________________________________________________________________

                              may 18, 2017

                                                                   Page

The Nominations of Ms. Kari A. Bingen to be Principal Deputy          1
  Under Secretary of Defense for Intelligence; Mr. Robert S. 
  Karem to be Assistant Secretary of Defense for International 
  Security Affairs; Mr. Kenneth P. Rapuano to be Assistant 
  Secretary of Defense for Homeland Defense and Global Security.

                           Members Statements

McCain, Senator John.............................................     1

McConnell. Senator Mitch.........................................     1

Comstock, Hon. Barbara...........................................     3

Reed, Senator Jack...............................................     5

                           Witness Statements

Karem, Robert S., to be Assistant Secretary of Defense for            6
  International Security Affairs.

  Advance Policy Questions.......................................    23

  Questions for the Record.......................................    38

  Nomination Reference and Report................................    40

  Biographical Sketch............................................    40

  Committee on Armed Services Questionnaire......................    41

  Signature Page.................................................    43

Bingen, Kari A., to be Principal Deputy Under Secretary of            8
  Defense for Intelligence.

  Advance Policy Questions.......................................    44

  Questions for the Record.......................................    51

  Nomination Reference and Report................................    52

  Biographical Sketch............................................    53

  Committee on Armed Services Questionnaire......................    54

  Signature Page.................................................    57

Rapuano, Kenneth P., to be Assistant Secretary of Defense for        10
  Homeland Defense and Global Security.

  Advance Policy Questions.......................................    57

  Questions for the Record.......................................    72

  Nomination Reference and Report................................    76

  Biographical Sketch............................................    77

  Committee on Armed Services Questionnaire......................    78

  Signature Page.................................................    81

                                 (iii)

 
  THE NOMINATIONS OF MS. KARI A. BINGEN TO BE PRINCIPAL DEPUTY UNDER 
   SECRETARY OF DEFENSE FOR INTELLIGENCE; MR. ROBERT S. KAREM TO BE 
ASSISTANT SECRETARY OF DEFENSE FOR INTERNATIONAL SECURITY AFFAIRS; MR. 
 KENNETH P. RAPUANO TO BE ASSISTANT SECRETARY OF DEFENSE FOR HOMELAND 
                      DEFENSE AND GLOBAL SECURITY

                              ----------                              


                         THURSDAY, MAY 18, 2017

                              United States Senate,
                               Committee on Armed Services,
                                                    Washington, DC.
    The Committee met, pursuant to notice, at 9:37 a.m. in room 
SD-G50, Dirksen Senate Office Building, Senator John McCain 
(Chairman of the Committee) presiding.
    Committee members present: Senators McCain, Inhofe, 
Fischer, Cotton, Rounds, Ernst, Tillis, Sullivan, Sasse, Reed, 
Nelson, McCaskill, Shaheen, Donnelly, King, Heinrich, Warren, 
and Peters.

       OPENING STATEMENT OF SENATOR JOHN McCAIN, CHAIRMAN

    Chairman McCain. Good morning. The Senate Armed Services 
Committee meets today to consider the nominations of Kari 
Bingen to be Principal Deputy Under Secretary of Defense for 
Intelligence; Robert Karem to be Assistant Secretary of Defense 
for International Security Affairs; and Kenneth Rapuano to be 
the Assistant Secretary of Defense for Homeland Defense and 
Global Security.
    I note the presence of several of our colleagues here, 
including our distinguished Majority Leader, who is here, as 
well as Representative Barbara Comstock. If it's agreeable to 
my colleagues, we would like Senator McConnell to make an 
introduction. I know he has a very heavy, busy schedule.
    Welcome, Senator McConnell.

              STATEMENT OF SENATOR MITCH McCONNELL

    Senator McConnell. Thank you, Chairman McCain, Senator 
Reed, Members of the Committee.
    I'm exceedingly proud to be here today to introduce Robert 
Story Karem, a very experienced and well-qualified nominee to 
serve as the next Assistant Secretary of Defense for 
International Security Affairs.
    Through his hearing, this Committee will find an individual 
who has worked to prepare himself to address some of the major 
challenges facing our country. Because of his razor-sharp 
intelligence and diligence, Robert, a native of Lexington, 
Kentucky, rapidly moved up in my office from Staff Assistant to 
Legislative Correspondent and eventually to be my Legislative 
Assistant for Foreign Affairs. He proved himself a quick study, 
and I learned not to doubt his advice or his judgment.
    Robert also worked in my office when our Nation experienced 
one of the most harrowing days in its history. He was hard at 
work on Capitol Hill on September 11th, 2001, when our country 
was hit by the devastating al Qaeda terrorist attacks. 
Witnessing this heinous attack on our country, including on our 
Pentagon, from this close vantage point I know left a profound 
imprint on Robert and heightened his already keen appreciation 
of the seriousness of the threats confronting our Nation.
    Robert was a stellar legislative staffer, and he advised me 
on a wide array of foreign policy issues. For instance, he 
played an important role in assisting me on matters related to 
Burma, something Chairman McCain and I have both been involved 
in over the years, the bipartisan sanctions effort, which led 
ultimately to the adoption of much needed reforms. Burma has 
been and remains a bipartisan issue on Capitol Hill, and Robert 
played a significant role in our efforts in this regard in the 
early 2000s.
    He also provided vital assistance in staffing a 
congressional delegation I led to Afghanistan and Iraq back in 
2003.
    Eventually, Robert left my office to work in the Bush 
administration as a Special Advisor for National Security 
Affairs and Middle East Policy to Vice President Cheney, where 
Robert would work for a number of years. The Vice President 
evidently thought enough of Robert's skills that after he left 
office he asked him to assist him in researching and editing 
his memoirs.
    Following his tenure with the Vice President, Robert's 
abilities drew the attention of House Majority Leaders Eric 
Cantor and Kevin McCarthy, both of whom Robert advised on 
national security matters. He later was the lead foreign policy 
staffer on the Jeb Bush campaign.
    Today we face numerous security threats from around the 
globe. President Trump made an outstanding choice by nominating 
a man with both experience and ability to serve as Assistant 
Secretary of Defense for International Security Policy.
    I'm looking forward to this Committee's consideration of 
the nomination and to Robert's confirmation. The President 
simply could not have picked a better person for this office.
    Thank you.
    Chairman McCain. I thank you, Senator McConnell, for taking 
the time from your busy schedule to be here on behalf of this 
nominee. I guess your message is that we need to confirm him or 
hire someone to start our car in the morning.
    [Laughter.]
    Chairman McCain. Thank you.
    Representative Comstock, welcome.

 STATEMENT OF HON. BARBARA COMSTOCK, U.S. REPRESENTATIVE FROM 
                            VIRGINIA

    Representative Comstock. Thank you, Mr. Chairman. Chairman 
McCain, Senator Reed, and members of the Armed Services 
Committee, thank you for having me here this morning for the 
great honor of introducing my fellow Virginian and friend of 
over 30 years, Mr. Kenneth Rapuano, to be Assistant Secretary 
of Defense for Homeland Defense and Global Security.
    He is surrounded here today by his family, his wife Dixie, 
as well as his son Scott, a recent West Point graduate, and 
also a recent newlywed here with his wife; also Ken's daughter 
Claire, who is joining the Peace Corps shortly, as well as 
another daughter Taylor, and son Will; his proud mother, Cathie 
Rapuano, is also here, along with his brothers Richard and 
Dave, as well as sister-in-law Sarah.
    Mr. Chairman, this is truly a family of public service. Ken 
has my strong support based on my personal knowledge of his 
abilities, as well as his significant and stellar expertise in 
the areas covered by the Assistant Secretary of Defense 
position.
    Ken, a marine, volunteered for two combat tours in Iraq and 
Afghanistan, his previous service at the Pentagon in key areas, 
and then he also had more recent service in positions of ever-
increasing responsibility at the Department of Energy as a 
Deputy Under Secretary for Counter Terrorism, focused on 
unconventional nuclear threats. Then he also went on to serve 
at the White House as Deputy Homeland Security Advisor to 
President Bush, where he chaired the interagency process 
developing and overseeing Homeland security and 
counterterrorism policies.
    Ken has also worked in industry in these primary fields, 
with recent service in two key federally-funded research and 
development centers, at Mitre and ANSER, supporting our 
Government in the core areas of the position he has been 
nominated to.
    Mr. Chairman, Ken is fully prepared to be the Assistant 
Secretary of Defense for Homeland Defense and Global Security 
by his lifetime of service and experience, his vast knowledge, 
and his hands-on experience in the field, as well as in 
government agencies and, of course, across the globe. He is a 
diligent public servant who goes beyond the call of duty with 
great skill to defend our Homeland, and I particularly 
appreciate his stepping up again. I know it's always a family 
sacrifice too, so we really appreciate him stepping up in this 
new role, and I look forward to seeing him and his success.
    Again, thank you so much.
    Chairman McCain. Thank you very much, Congresswoman, for 
coming over, and I appreciate your introduction. Thank you.
    It's my understanding that Chairman Thornberry wanted to be 
here but he has another obligation, but he wanted to join us 
this morning to introduce Ms. Bingen in person, so I'll insert 
his statement of support into the record and simply note for 
the Members of the Committee that Chairman Thornberry writes 
that Ms. Bingen's commitment to public service will serve the 
Department of Defense and the Nation well.
    [The information referred to follows:]

    [Chairman Thornberry's statement has been retained in 
Committee files.]

    Chairman McCain. Welcome to the witnesses this morning. We 
thank you for joining us. We also welcome your families and 
friends who are with us here today. As is our tradition, at the 
beginning of your testimony, we invite you to introduce those 
who are joining you today.
    It's the standard for this Committee to ask certain 
questions in order to exercise its legislative and oversight 
responsibilities. It's important that this Committee and other 
appropriate committees of the Congress to able to receive 
testimony, briefings, and other communications of information, 
so if you'll answer the following questions.
    Have you adhered to applicable laws and regulations 
governing conflicts of interest?
    Ms. Bingen. Yes.
    Mr. Rapuano. Yes.
    Mr. Karem. Yes.
    Chairman McCain. Will you ensure that your staff complies 
with deadlines established for requested communications, 
including questions for the record in hearings?
    Ms. Bingen. Yes.
    Mr. Rapuano. Yes.
    Mr. Karem. Yes.
    Chairman McCain. Will you cooperate in providing witnesses 
and briefers in response to congressional requests?
    Ms. Bingen. Yes.
    Mr. Rapuano. Yes.
    Mr. Karem. Yes.
    Chairman McCain. Will those witnesses be protected from 
reprisal for their testimony or briefings?
    Ms. Bingen. Yes.
    Mr. Rapuano. Yes.
    Mr. Karem. Yes.
    Chairman McCain. Do you agree, if confirmed, to appear and 
testify upon request before this Committee?
    Ms. Bingen. Yes.
    Mr. Rapuano. Yes.
    Mr. Karem. Yes.
    Chairman McCain. Do you agree to provide documents, 
including copies of electronic forms of communication, in a 
timely manner when requested by a duly constituted committee, 
or to consult with a committee regarding the basis for any 
good-faith delay or denial in providing such documents?
    Ms. Bingen. Yes.
    Mr. Rapuano. Yes.
    Mr. Karem. Yes.
    Chairman McCain. Have you assumed any duties or undertaken 
any actions which would appear to presume the outcome of the 
confirmation process?
    Ms. Bingen. No.
    Mr. Rapuano. No.
    Mr. Karem. No.
    Chairman McCain. Thank you.
    Ms. Bingen, the United States faces an increasingly complex 
global threat environment where terrorist organizations are 
metastasizing and exercising states' capabilities, and nation-
state adversaries are increasingly asserting power, often 
through irregular and asymmetric means. Every component of our 
Defense Department must have timely intelligence to understand 
the very threats we face to prepare for potential conflict and 
to respond swiftly, accurately, and decisively, when necessary. 
With persistent budget constraints, accurate and timely 
intelligence becomes all the more vital. We look forward to 
hearing from you as to how you will address this important 
mission, if confirmed.
    Mr. Karem, the Assistant Secretary of Defense for 
International Security Affairs is charged with a wide breadth 
of responsibilities, from security cooperation and foreign 
military sales to United States defense policy in Europe, the 
Middle East, and Africa. We will be interested to hear from you 
on a number of issues, United States strategy for countering 
Russian aggression, what United States force posture in Europe 
should look like over the long term, United States strategy for 
defeating ISIS [the Islamic State of Iraq and Syria], and what 
the United States should be doing to create space for political 
solutions in Iraq and Syria, and much more.
    Mr. Rapuano, the Assistant Secretary of Defense for 
Homeland Defense and Global Security is responsible for a wide 
range of policy portfolios ranging from Homeland defense, 
defense support of civil authorities, counter-WMD [weapons of 
mass destruction], cyber policy, and space policy.
    You have an extensive background in a variety of Homeland 
security issues both in government and in the private sector. I 
look forward to hearing you discuss how your previous 
experiences would inform your approach to these complex issues, 
especially the need for a U.S. policy and strategy in 
cyberspace.
    Senator Reed?

                 STATEMENT OF SENATOR JACK REED

    Senator Reed. Thank you very much, Mr. Chairman. I want to 
join you in welcoming the nominees this morning.
    Thank you for your willingness to serve our Nation, and I 
want to express my gratitude to your family members who are 
here today and whose support for you throughout your careers 
has been so important.
    The nominees before the Committee today have extensive 
experience and are well qualified for the positions to which 
they have been nominated.
    Ms. Kari Bingen, the nominee to be Principal Deputy Under 
Secretary of Defense for Intelligence, is well known to this 
Committee for her work as a senior staffer at the House Armed 
Services Committee. The Principal Deputy supports the Under 
Secretary of Defense for Intelligence, who serves as the 
principal intelligence advisor to the Secretary of Defense. The 
Under Secretary oversees all intelligence security 
organizations within the Department of Defense (DOD), including 
the National Security Agency, the Defense Intelligence Agency, 
the National Geospatial Intelligence Agency, the National 
Reconnaissance Office, and the intelligence components and 
combatant commands of the Military Services.
    Throughout her work both on the Hill and in the private 
sector, Ms. Bingen has substantial expertise in the areas of 
defense policy, strategic forces, and space policy.
    The nominee to be the Assistant Secretary of Defense for 
International Security Affairs, Mr. Karem, also brings 
significant experience on defense and foreign policy issues, 
including as a foreign policy advisor to the Majority Leader 
and a Middle East expert in the White House to the Vice 
President.
    Assistant Secretary of Defense for International Security 
Affairs serves as the principal advisor to the Under Secretary 
of Defense for Policy and the Secretary of Defense regarding 
defense policy and strategy for Europe, Russia, the Middle 
East, Africa, and the Western Hemisphere. The position involves 
managing critical defense and security relationships with some 
of our closest allies and partners.
    Mr. Rapuano has had an impressive career in government 
service and private-sector work in the areas of national 
security, counter-proliferation, and policy analysis. He has 
previously served as a senior advisor on issues of Homeland 
security and counterterrorism in President George W. Bush's 
White House, the Department of Energy, and the Department of 
Defense. Mr. Rapuano has also served in the Marine Corps and, 
as a Marine Corps reservist, served on the Iraq Server Group. 
He has been nominated to serve as the Assistant Secretary of 
Defense for Homeland Defense and Global Security, a position 
for which he would be charged with developing policy and 
overseeing planning for countering weapons of mass destruction, 
cyberspace, missile defense, defense continuity and mission 
assurance, support of the civil authorities, and the Homeland 
defense activities at the Department of Defense.
    If confirmed, all three of these nominees will be 
instrumental on a number of cross-cutting issues within the 
Department, including various aspects of a strategy to defeat 
the ISIS threat and countering the Russian malign influence 
threat to the integrity of our political institutions and those 
of our international partners.
    The Committee looks forward to hearing your views on these 
and other complex issues.
    Thank you very much, Mr. Chairman.
    Chairman McCain. I thank you.
    Mr. Karem, we'll begin with you. Welcome.

  STATEMENT OF ROBERT S. KAREM, TO BE ASSISTANT SECRETARY OF 
           DEFENSE FOR INTERNATIONAL SECURITY AFFAIRS

    Mr. Karem. Thank you, Mr. Chairman, Senator Reed, Members 
of the Committee on Armed Services. It is an honor to appear 
before you this morning as a nominee to become Assistant 
Secretary of Defense for International Security Affairs (ISA).
    Leader McConnell, thank you for your generous introduction. 
I'm tremendously grateful for the confidence you showed in me 
17 years ago. The experiences, opportunities, and lessons 
provided by my tenure in your office played an essential role 
in inspiring a career in public service that has led to my 
appearing before this Committee today.
    I would like to thank the President of the United States 
and the Secretary of Defense for my nomination. If confirmed, 
it would be a tremendous and humbling honor to serve our 
country at the Department of Defense.
    Let me also thank my friends, mentors, and former bosses, 
colleagues, and counterparts, without whose support I would 
likely not be here today.
    I am particularly grateful that some of my family could 
join me this morning. My parents, Fred and Suzanne, of 
Lexington, Kentucky, and my brother Fred of Chapel Hill, North 
Carolina, are joined by my girlfriend, Alina Polyakova. My 
sister, Rebecca Hughes, of Birmingham, Alabama, could not be 
here today, but I am immensely proud of the amazing mother my 
little sister has become to her four children.
    Chairman McCain. We welcome your family members. Welcome.
    Mr. Karem. Thank you.
    The responsibilities of the office of the Assistant 
Secretary of Defense for International Security Affairs cover 
the vast majority of the globe and stretch across five 
combatant commands. It is impossible these days to open a 
newspaper without confronting bold-face headlines about some 
conflict, crisis, or challenge with which the dedicated 
government servants and military personnel who work in ISA are 
already ably grappling. The national security policy challenges 
these quiet professionals confront every day are real, and they 
are sobering.
    If confirmed, it would be a great privilege to serve 
alongside these American patriots to help rebuild America's 
military capabilities and readiness, bolster and modernize 
critical alliances such as NATO [the North Atlantic Treaty 
Organization] while rebalancing burden-sharing within these 
alliances, strengthen United States credibility and influence 
in regions of key strategic interest, defeat ISIS and other 
terrorist groups, confront Russian and Iranian aggression, 
combat new cyber threats, and create conditions favorable for 
safeguarding our national security and promoting America's 
economic prosperity.
    If confirmed, I look forward to working closely with this 
Committee, and with the Congress as a whole, to address these 
and other national security challenges facing our Nation.
    I am grateful for your consideration of my nomination, and 
I look forward to your questions. Thank you.
    [The prepared statement of Mr. Karem follows:]

                 Prepared Statement by Robert S. Karem
    Mr. Chairman, Senator Reed, Members of the Committee on Armed 
Services--it is an honor to appear before you this morning as a nominee 
to become Assistant Secretary of Defense for International Security 
Affairs.
    Leader McConnell, thank you for your very generous introduction. I 
am tremendously grateful for the confidence you showed in me 17 years 
ago--the experiences, opportunities, and lessons provided by my tenure 
in your office played an essential role in inspiring a career in public 
service that has led to my appearing before this Committee today.
    I would like to thank the President of the United States and the 
Secretary of Defense for my nomination. If confirmed, it would be a 
tremendous and humbling honor to serve our country at the Department of 
Defense. Let me also thank my friends, mentors, and former bosses, 
colleagues, and counterparts, without whose support I would likely not 
be here today.
    I am particularly grateful some of my family could join me this 
morning.
    My parents, Fred and Suzanne, of Lexington, Kentucky and my 
brother, Fred, of Chapel Hill, North Carolina, are joined by my 
girlfriend, Alina Polyakova.
    My sister, Rebecca Hughes, of Birmingham, Alabama could not be here 
today, but I am immensely proud of the amazing mother my little sister 
has become to her four children.
    ***
    The responsibilities of the office of the Assistant Secretary of 
Defense for International Security Affairs cover the vast majority of 
the globe, and stretch across five combatant commands. It is impossible 
these days to open a newspaper without confronting bold face headlines 
about some conflict, crisis, or challenge with which the dedicated 
government servants and military personnel who work in ISA are already 
ably grappling.
    The national security policy challenges these quiet professionals 
confront everyday are real, and they are sobering.
    If confirmed, it would be a great privilege to serve alongside 
these American patriots to help rebuild America's military capabilities 
and readiness, bolster and modernize critical alliances such as NATO 
while rebalancing burden-sharing within these alliances, strengthen 
United States credibility and influence in regions of strategic 
interest, defeat ISIS and other terrorist groups, confront Russian and 
Iranian aggression, combat new cyber threats, and create conditions 
favorable for safeguarding our national security and promoting 
America's economic prosperity.
    If confirmed, I look forward to working closely with this 
Committee, and with the Congress as a whole, to address these and other 
national security challenges facing our country.
    I am grateful for your consideration of my nomination, and I look 
forward to your questions.
    Thank you.

    Chairman McCain. Thank you.
    Ms. Bingen?

   STATEMENT OF KARI A. BINGEN, TO BE PRINCIPAL DEPUTY UNDER 
             SECRETARY OF DEFENSE FOR INTELLIGENCE

    Ms. Bingen. Thank you. Chairman McCain, Ranking Member 
Reed, and distinguished senators of this Committee, thank you 
for the opportunity to appear before you today and for your 
consideration of my nomination to be the Principal Deputy Under 
Secretary of Defense for Intelligence.
    First, I would not be here without the strong support of my 
family, my husband Sean, our two young sons, Henry and 
Harrison, and my parents, John and Rebecca.
    My father enlisted in the Army at 18, and both my 
grandfathers served in the Army during World War II. My time on 
the House Armed Services Committee (HASC) and, if confirmed, my 
role in the Department is my opportunity to continue our 
family's tradition of service and to give back to our country.
    Chairman McCain. Welcome to your family members.
    Ms. Bingen. Thank you.
    I wish to thank the President and Secretary Mattis for 
placing their trust and confidence in me. I am also grateful to 
several mentors who have helped shape my career, including 
Chairman Thornberry, Congressman Mike Turner, and retired 
Congressman Terry Everett, as well as to the HASC team and many 
of the staff behind you, who I have learned from and had the 
privilege to collaborate with in support of the NDAA [National 
Defense Authorization Act].
    Henry Kissinger's statement before this Committee in 2015 
has stuck with me, that ``The United States has not faced a 
more diverse and complex array of crises since the end of the 
Second World War.'' While threats increase, our military force 
structure has decreased. Thus, as Secretary Mattis has stated, 
we have less of a military shock absorber than we once did. 
This makes intelligence and a highly effective defense 
intelligence enterprise all the more critical to buy our 
leaders the time and space necessary to develop policy, posture 
accordingly, and resource capabilities.
    Keeping America safe and supporting our forces in harm's 
way is a humbling and solemn responsibility. If confirmed, my 
first priority will be to support the warfighter. We have 
troops today in harm's way in Iraq, Afghanistan, and elsewhere 
around the world. They deserve the best intelligence our Nation 
can provide to protect them and to support their missions.
    Additionally, we must improve our defense intelligence 
posture and capabilities to better address the full spectrum of 
security challenges, particularly from near-peer challengers, 
that range from high-end nuclear and advanced conventional 
threats to grey-zone tactics in the cyber and information 
domain. The battlefield is more dynamic, and the defense 
intelligence enterprise must be more agile and adaptive, 
whether in its integration with operations, collection and 
analysis, or incorporation of new technologies and innovative 
concepts.
    Furthermore, I am reminded of the reason why the USD(I) 
[Under Secretary of Defense for Intelligence] was established 
in the first place: in the wake of 9/11, to improve the 
integration, management, and allocation of resources across a 
stove-piped enterprise. Integration and unity of effort across 
the defense intelligence enterprise is the value that this 
position brings to the Secretary, the Director of National 
Intelligence (DNI), and Congress. I also recognize that 
collaborative relationships and motivated people focused on a 
clear mission are the foundation to implementing these 
priorities.
    It has been an honor working for the House Armed Services 
Committee, starting with the strategic forces and intelligence 
portfolio and now as its policy director. I believe my time on 
Capitol Hill, coupled with my technical background and work in 
the private sector in support of several of the three-letter 
intelligence agencies, have uniquely prepared me for this 
position.
    If confirmed, I am committed to working with this Committee 
and other committees of jurisdiction. I hope to earn your trust 
and confidence, and I am committed to providing you with the 
information you need to do your oversight. If confirmed, I also 
look forward to working closely with the new Under Secretary, 
once nominated and hopefully confirmed, and the great team in 
the USD(I) office and across the Department.
    Thank you again for your time today and for your 
consideration of my nomination.
    [The prepared statement of Ms. Bingen follows:]

                  Prepared Statement by Kari A. Bingen
    Chairman McCain, Ranking Member Reed, and distinguished senators of 
this Committee, thank you for the opportunity to appear before you 
today and for your consideration of my nomination to be the Principal 
Deputy Under Secretary of Defense for Intelligence.
    I wish to start by thanking President Trump and Secretary Mattis 
for placing their trust and confidence in me. I am also grateful to 
several mentors who have helped shape my career, including Chairman 
Thornberry, Congressman Mike Turner, and retired Congressman Terry 
Everett, as well as to the House Armed Services Committee (HASC) family 
and many of the staff behind you, who I have learned from and had the 
privilege to collaborate with in support of the National Defense 
Authorization Act.
    Henry Kissinger's statement before this Committee in 2015 has stuck 
with me: that, ``The United States has not faced a more diverse and 
complex array of crises since the end of the Second World War.'' While 
threats increase, our military force structure has decreased. Thus, as 
Secretary Mattis has stated, we have less of a military shock absorber 
than we once did. This makes intelligence--and a highly effective 
defense intelligence enterprise--all the more critical to buy our 
leaders the time and space necessary to develop policy, posture 
accordingly, and resource capabilities.
    Keeping America safe and supporting our forces in harm's way is a 
humbling and solemn responsibility. If confirmed, my first priority 
will be to support the warfighter. We have troops today in harm's way 
in Iraq, Afghanistan, and elsewhere around the world. They deserve the 
best intelligence our Nation can provide to protect them and to support 
their missions.
    Additionally, we must improve our defense intelligence posture and 
capabilities to better address the full spectrum of security 
challenges, particularly from near-peer challengers, that range from 
high-end nuclear and advanced conventional threats to grey zone tactics 
in the cyber and information domain. The battlefield of today and 
tomorrow is more dynamic, and the defense intelligence enterprise must 
be more agile and adaptive--whether in its integration with operations, 
collection and analysis, or incorporation of new technologies and 
innovative concepts.
    Furthermore, I am reminded of the reason why the Under Secretary of 
Defense for Intelligence (USD(I)) was established in the first place: 
in the wake of 9/11, to improve the integration, management, and 
allocation of resources across a stove-piped enterprise. Integration 
and unity of effort across defense intelligence is the value that this 
position brings to the Secretary, the Director of National 
Intelligence, and the Congress. I also recognize that collaborative 
relationships, and motivated people focused on a clear mission, are the 
foundation to implementing these priorities.
    It has been an honor working for the House Armed Services 
Committee, starting with the strategic forces and intelligence 
portfolio and now as policy director. I believe my time on Capitol 
Hill, coupled with my technical background and work in the private 
sector in support of the National Reconnaissance Office, the National 
Geospatial-Intelligence Agency, the Central Intelligence Agency, and 
the National Security Space Office, have uniquely prepared me for this 
position.
    If confirmed, I am committed to working with this Committee and 
other committees of jurisdiction. I hope to earn your trust and 
confidence, and I am committed to providing you with the information 
you need to carry out your oversight. If confirmed, I also look forward 
to working closely with the new Under Secretary, once confirmed, and 
the great team in the USD(I) office and across the Department.
    Finally, I would not be here without the strong support of my 
family: my husband, Sean Tytler, our two young sons, Henry and 
Harrison, and my parents, John and Rebecca Bingen. My father enlisted 
in the Army at 18, and both my grandfathers served in the Army during 
World War II. My time on HASC and, if confirmed, my role in the 
Department, is my opportunity to continue our family's tradition of 
service and to give back to our country.
    Thank you again for your time today and for your consideration of 
my nomination.

    Chairman McCain. Thank you.
    Mr. Rapuano?

 STATEMENT OF KENNETH P. RAPUANO, TO BE ASSISTANT SECRETARY OF 
        DEFENSE FOR HOMELAND DEFENSE AND GLOBAL SECURITY

    Mr. Rapuano. Thank you, Mr. Chairman, Ranking Member Reed, 
and Members of the Committee. Thank you very much for the 
privilege of appearing before you today.
    I'd like to start by thanking my family. First of all, my 
wife, Dixie, who has been my best friend and partner for 28 
years, and our four kids, who are all with us here today: 
Taylor, our oldest, who is currently studying at North Park 
University in Chicago to become a counselor; Scott, West Point 
class of 2015 and currently an infantry platoon commander with 
the 3rd Infantry Division, and his wife Katie, our brand new 
daughter-in-law and a very welcome addition to our family; and 
Claire, who last month graduated Phi Beta Kappa from James 
Madison University and is leaving next month for 2 years of 
service in Africa as a Peace Corps volunteer; and finally Will, 
who will be a third year at University of Virginia this fall. 
He is on track to become a business major. He aspires to become 
a captain of industry someday.
    Chairman McCain. Welcome.
    Mr. Rapuano. Dixie and I are extremely proud of our kids. 
Raising them has been the most important and rewarding role of 
our lives.
    I'd also like to thank my parents, Al and Cathie Rapuano. 
If it wasn't for their love, hard work, and perseverance, I am 
quite certain I would not be sitting before you today.
    Mr. Chairman, I have been working national security issues 
my entire career, and I believe that the threats we face today 
are as complex, unpredictable, and dangerous as at any time in 
our history. The U.S. Homeland is no longer a sanctuary. The 
growing sophistication and proliferation of threats, such as 
cyber, space, ballistic and cruise missiles, CBRN [chemical, 
biological, radiological, and nuclear] materials, endemic 
diseases, and unmanned technologies, combined with the growing 
number of nations and non-state actors with access to them, 
continue to increase risk to the Homeland and defense mission 
assurance.
    I see no more important role in national security than 
serving in the position of Assistant Secretary of Defense for 
Homeland Defense and Global Security, and focusing on ensuring 
the continuing ability to defend our Nation against dynamic and 
evolving threats.
    If confirmed, I look forward to working with you and your 
staffs, and I appreciate the opportunity to answer your 
questions today.
    Thank you very much.
    [The prepared statement of Mr. Rapuano follows:]

              Prepared Statement by Mr. Kenneth P. Rapuano
    Good morning, Mr. Chairman, Ranking Member Reed. Thank you very 
much for the privilege of appearing before you in the Committee today.
    I'd like to start by thanking my family. First of all, my wife, 
Dixie--who has been my best friend and partner--and our four kids, all 
here today: Taylor--who is currently studying to be a social worker; 
Scott--an infantry platoon leader with the 3rd Infantry Division, with 
his wife Katie, our brand new daughter in-law; Claire--who graduated 
Phi Beta Kappa from JMU last week, and is leaving soon for 2 years of 
service in Africa as a Peace Corps Volunteer; and Will, who will be a 
third year at UVA this fall--and aspires to be a captain of industry . 
. . some day. Dixie and I are extremely proud of our kids--raising them 
has been the most important and rewarding role of our lives.
    I'd also like to thank my parents, Al and Cathie, If it wasn't for 
their love, hard work, and perseverance, I'm quite certain I would not 
be here today.
    Mr. Chairman, I have been working national security issues my 
entire career, and I believe that the threats we face today are as 
complex and unpredictable as any time in our history. The U.S. Homeland 
is no longer a sanctuary. The growing sophistication and proliferation 
of threats, such as cyber, space, ballistic and cruise missiles, CBRN 
materials, endemic diseases, and unmanned technologies, combined with 
the growing number of nations and non-state actors with access to them, 
continue to increase risk to the Homeland & mission assurance. I see no 
more important role in national security than serving as Assistant 
Secretary of Defense for HD and Global Security, and focusing, in 
particular, on Homeland defense and ensuring the continuing ability to 
defend our country.
    If confirmed, I look forward to working with you and your staffs, 
and I look forward to your questions today.
    Thank you very much.

    Chairman McCain. Thank you. I thank the witnesses.
    Mr. Rapuano, what do you think should be the key elements 
of our national cyber policy?
    Mr. Rapuano. Senator, there has been a lot of focus on our 
cyber policy of late, for very understandable reasons. The 2017 
NDAA, as you well know, has very specific directives with 
regard to development of a deterrence framework and policy. 
There was the recent defense cyber deterrence study that really 
got at the importance of tailored deterrence campaigns and the 
whole approach to a declaratory policy.
    I believe that we have to have both what is perceived to be 
and what is actually effective cyber capabilities that will 
introduce such an element of doubt in our adversaries that the 
cyber attacks that they would be interested in taking to 
achieve some goal would be outweighed by the high likelihood of 
our response.
    Chairman McCain. Ms. Bingen, as you know, we just had a 
very serious cyber attack worldwide. How well equipped are we 
intelligence-wise to anticipate or even adequately respond to 
this kind of really unprecedented activity?
    Ms. Bingen. Mr. Chairman, I believe this continues to be a 
challenge within the Intelligence Community writ large, but 
also particularly in the defense intelligence enterprise. We 
continue to need the capabilities to detect and attribute where 
these attacks are coming from, to understand the totality of 
them, but also to think more strategically about where is this 
headed. We look at each individual event as a more tactical 
event, but the challenge for the defense intelligence 
enterprise is putting it all together. As we look to stand up 
U.S. Cyber Command, our challenge is also from an intelligence 
perspective how do we support that command's responsibilities, 
military plans and operational capabilities. I believe that 
that's a very important area that we need to do a better job 
in, sir.
    Chairman McCain. Mr. Karem, what lesson do you think that 
Putin is learning, since there seems to be a significant lack 
of an international response to his actions in Ukraine, in 
Syria, obviously other cyber activities that emanate from 
Russia? What kind of lesson do you think he's learning from 
what seems to be rather successful activities from his 
standpoint?
    Mr. Karem. Senator, I believe that Russia's interference, 
invasion, and continued illegal occupation of Ukraine poses a 
significant threat to international security and our own, and 
his actions in Syria have also contributed to that problem. I 
do not believe that Vladimir Putin is sufficiently deterred 
from perpetuating similar and continuing malign activities.
    Chairman McCain. I believe that all three of our nominees 
are highly qualified and much needed, very frankly. I regret 
that Secretary Mattis does not have the team around him that he 
needs to do his job in the most efficient fashion, and we will 
expedite your nominations following a vote of the Committee to 
get you to work as quickly as possible. I view all three of you 
as highly qualified.
    Senator Reed?
    Senator Reed. Thank you very much, Mr. Chairman.
    Again, I've been impressed with the witnesses' not only 
experience but their discussions in the office. Thank you all 
very much.
    Mr. Karem, we have seen since last year Russia's 
involvement in elections, particularly our own election. Do you 
agree with the assessment of the Russian activity in the 2016 
presidential elections by our Intelligence Community?
    Mr. Karem. Sir, I have read the unclassified assessment 
from the Intelligence Community, and I agree with it.
    Senator Reed. Do you feel that this is an ongoing threat, 
not just an historical incident but an ongoing threat that 
you'll have to deal with?
    Mr. Karem. Senator, I believe the Russians, like the 
Soviets, have a long history of engaging in active measures 
against their adversaries, and I understand that the Director 
of National Intelligence has testified recently that these 
activities continue.
    Senator Reed. Mr. Rapuano, the same question about your 
sense of the Russian involvement in our election and other 
elections. Is it a credible and growing threat?
    Mr. Rapuano. Senator, yes, I believe it is. I believe they 
are going to continue doing it as long as they feel it's in 
their interest and the consequences are less than the benefits 
that are occurring.
    Senator Reed. How do you believe we're postured to 
counteract these operations that they're conducting in a larger 
sense too, participating in the kind of information campaigns 
and, in some cases, disinformation campaigns that we see from 
our adversaries? Are we in a similar position at least having 
the capability, if necessary, to do it?
    Mr. Rapuano. Senator, I think that our information 
operations capability has attrited since the Cold War, and I 
think that of late there has been growing recognition of how 
important it is. I think that recognition is understood in the 
Pentagon, and there are focused review groups looking at our 
cyber policy and that nexus with information operations.
    Senator Reed. Let me address this question again to Mr. 
Rapuano and Mr. Karem, and then I'll ask a question of Ms. 
Bingen.
    Some of this, I suspect, and I think you suspect too, is to 
stovepipe organizations that seem to be rampant within the 
Department, then among departments--Homeland Security, 
Department of Energy, et cetera. As a result, I don't think 
we've come up with an integrated plan. We have pieces, but 
they're very discrete and fragmented. Is that fair? More 
importantly, how are you going to deal with that and make it 
coherent?
    Mr. Rapuano. Senator, I believe it is fair, and I believe 
that that has been recognized. There's a lot of work that needs 
to be done in terms of understanding all the players and 
stakeholders, the respective roles and responsibilities, 
authorities and resources, and then what are the threats, how 
we prioritize them, and how do we blend together to make for a 
very effective set of policies and capabilities and actions.
    Senator Reed. Where do you think that level of coordination 
has to be? Because again, it's not just DOD. It's the 
Department of Energy, the Department of Homeland Security.
    Mr. Rapuano. I think ultimately the White House has a very 
important marshaling role in the National Security Council 
staff.
    Senator Reed. They should be coordinating and leading an 
effort to come up with doctrine as well as organizational 
changes and personnel augmentations or movements? Is that fair?
    Mr. Rapuano. I believe they should be setting those 
expectations. I believe that the executive order issued by the 
President last week goes a long way to identifying the 
challenges and setting in motion the steps to start to identify 
the issues that need to be addressed.
    Senator Reed. Mr. Karem, quickly, any comments in this 
regard?
    Mr. Karem. Yes, Senator. I agree with Mr. Rapuano's 
assessment with respect to the U.S. Government. I would only 
add that the problem is magnified when you look at the threat 
that these activities pose to our allies. There would need to 
be coordination not just among the U.S. Government but with our 
allies. NATO's Cyber Center of Excellence is a step in the 
right direction, but clearly there's more work that needs to be 
done.
    Senator Reed. Ms. Bingen, we had a chance to talk on this 
topic in the office, and that is particularly after the OPM 
[Office of Personnel Management] database breach there was a 
huge shift back to DOD, but now we have a backlog of 600,000 
people in terms of just getting cleared so we can have the 
people to do these jobs we've been talking about.
    First, do you agree that this is a significant problem that 
DOD faces and that it's essential that we deal with this very 
quickly and very effectively?
    Ms. Bingen. Senator, I absolutely agree with that. Of that 
600,000, most of those are DOD personnel awaiting a background 
investigation or update.
    Senator Reed. Now, we've mandated that DOD provide a plan 
to transfer completely the mission back from OPM, and I would 
assume that you are going to be one of the chief architects of 
this plan, and I also assume you're going to hit the ground 
running. Those are fair assumptions, correct?
    Ms. Bingen. Absolutely, Senator. The NDAA last year, as you 
fully know, sir, requires a plan by August 1st on that 
transfer. That is something that I absolutely, if confirmed, 
would have to hit the ground running and focus on meeting that 
deadline and providing you the information that you need, sir.
    Senator Reed. Thank you very much.
    Thank you, Mr. Chairman.
    Chairman McCain. Senator Shaheen?
    Senator Shaheen. Thank you, Mr. Chairman.
    To all three of you, congratulations on your nominations, 
and thank you for your willingness to serve the country, 
continue to serve the country at this critical time.
    Mr. Karem, I want to start with you because I very much 
appreciate that you have been a supporter of the Special 
Immigrant Visa Program that has helped those who helped us in 
Iraq and Afghanistan. As I'm sure you're aware, while the Iraq 
program is almost at completion, the program in Afghanistan 
continues. There are many people in the queue who helped us who 
would like to come to the United States. Can you talk about why 
you think this is important?
    Mr. Karem. Senator, thank you. I first want to recognize 
your leadership on this issue, and that of the Chairman and the 
Ranking Member. When I served in House leadership, I was proud 
to get to work with your staffs on both the Iraq and 
Afghanistan Special Immigrant Programs to make sure they were 
extended, and I believe very strongly that with the United 
States should be no better friend and no worse enemy.
    If confirmed, however, the portfolio for ISA would not 
include Afghanistan but for the NATO component. So this program 
would not fall under my jurisdiction. But as you know, I've 
been a long-time believer that we need to stand by those who 
have risked their lives alongside our soldiers.
    Senator Shaheen. Thank you, and I very much appreciate 
Secretary Mattis' support for the program as well.
    Let me follow up on the questioning that Senator Reed 
started around NATO. You were answering that you think the 
Cyber Security Center of Excellence at NATO is important as we 
look at how we can better, with NATO, address the cyber threats 
to ourselves and the NATO allies. Can you expand a little more 
on what you would like to see NATO do with respect to cyber 
threats?
    Mr. Karem. Yes, Senator. I think there are a couple of 
pieces, and there are obviously things that the United States 
can do to increase its deterrence. But with respect to NATO, 
all of our allies have an obligation under Article 3 to 
increase their national resilience. Some nations in the cyber 
realm have done more than others. The Estonians are real 
leaders in this regard, and it's no surprise that the Cyber 
Center of Excellence is located in Tallinn.
    Senator Shaheen. I've had a chance to visit there. It's 
very impressive.
    Mr. Karem. It is. There are investments in cyber security 
technologies. They are making budgetary decisions and really 
changing the culture so that we prioritize this. If confirmed, 
I really want to get a little more deeply into this subject and 
work with our NATO partners on it.
    Senator Shaheen. Great.
    Ms. Bingen, you're going to be responsible for or have 
intelligence gathering as part of your portfolio, as I 
understand what you will be doing. How important is the 
intelligence sharing that we do to our allies in helping us to 
get the information that we need to take actions?
    Ms. Bingen. Senator, I believe it's incredibly important. 
Nearly every military operation that we undertake today is done 
in a coalition, and so it is incredibly important that we be 
able to provide our coalition partners intelligence 
information, but also that they be able to provide us 
information as well. At the end of the day, the mission is to 
protect our collective national security.
    Senator Shaheen. How important to that effort is it that 
people believe that when they share that intelligence, it will 
continue to be confidential in the United States with those 
people who are going to act on it?
    Ms. Bingen. Senator, if confirmed as Principal Deputy, it 
is my responsibility to safeguard classified information and 
safeguard our sources and methods, including those from our 
allies and partners.
    Senator Shaheen. It's important to our allies that that be 
the case; is that correct?
    Ms. Bingen. Yes, Senator.
    Senator Shaheen. Thank you.
    Mr. Rapuano, in thinking about cyber, what we've seen with 
some of the breaches within DOD have been with respect to the 
contractors that we work with. Do you have thoughts about what 
more we can do to ensure that our contractors are doing 
everything possible to make sure that they are not susceptible 
to cyber threats and that they maintain secure networks?
    Mr. Rapuano. Yes, Senator. The contractors are a very 
important component of the total force, and if they have 
vulnerabilities and the ability for adversaries to access their 
systems, it really weakens the entire system. Looking at their 
IT [information technology] at the level of modernity, how 
often/frequent, what are their policies for patches and other 
security measures is critical, and that's an area that, if 
confirmed, would be a higher focus for me.
    Senator Shaheen. Thank you.
    Thank you, Mr. Chairman.
    Chairman McCain. Senator King?
    Senator King. Thank you, Mr. Chairman.
    The discussion of cyber policy, I don't want to say I 
laughed, but I felt a sense of irony, because we probably spent 
more time on cyber policy and cyber issues in this Committee 
than any other single issue in the last year or so, but there 
is no cyber policy. I realize that you all are not at the level 
where you will be setting that policy, but I hope you will be 
the continued irritant within the Administration, and this 
spans the last Administration and the prior Administration.
    We have got to get to the point where we have a doctrine 
and a policy and a clear deterrent strategy. We don't have that 
now, and I hope that this is something that, for example, in 
your list, Mr. Karem, you're looking at international security. 
The most likely attack is a cyber attack, and we have so many 
warnings that keep coming. It's the longest wind-up for a punch 
in world history, and we're still not ready.
    I hope that each of you will take very seriously the 
necessity for a consistent overall government and non-
government strategy and doctrine for dealing with this issue. I 
just hope you'll take that on.
    Mr. Karem, a more specific question. What's your 
recommendation for our long-term military posture in Iraq after 
the defeat of ISIS?
    Mr. Karem. Senator, I believe there are ongoing discussions 
between the United States and Iraq about a longer-term United 
States presence after the defeat of ISIS. I think our 
objectives in Iraq should be to make sure that Iraq remains a 
long-term strategic partner in the fight against terrorism, and 
that Iraq remains free from Iranian malign interference. The 
precise mechanics of what that relationship looks like and the 
authorities under which it occurs I think are under 
negotiation, and if confirmed, I would want to work with 
counterparts throughout the interagency and with the Congress 
on what those mechanics should be.
    Senator King. But I take it, it would be your 
recommendation that some kind of total disengagement would not 
be good policy?
    Mr. Karem. Yes, sir. I believe history would caution 
against walking away from our partners.
    Senator King. Thank you.
    Ms. Bingen, you're part of a much larger Intelligence 
Community in your position. Do you see areas of redundancy and 
opportunities for better coordination, cooperation, and perhaps 
even efficiency in terms of the 17 agencies that are involved 
in the United States Government in intelligence matters?
    Ms. Bingen. Yes, Senator. Right off the bat, I think that 
there is an opportunity for greater air space integration. I 
know we continue to have these discussions, but it's an area 
that we haven't made as much progress on as I would have 
expected. Air space integration, more integration on the ground 
in terms of the processing, exploitation, dissemination 
capabilities, and bringing in whether it's commercial 
technologies or other technologies out there. There is a lot of 
data right now out there, whether it's slow-motion video or 
others, that our analysts are frankly spending more time 
searching for that data than they are doing the analysis.
    I think there are some opportunities to integrate not only 
better across the defense intelligence enterprise but also in 
support of that national Intelligence Community enterprise as 
well.
    Senator King. Will you participate in your position as a 
member of the Intelligence Community, or is that General 
Stewart? How does the structure work?
    Ms. Bingen. Yes, Senator. One of the jobs of the Under 
Secretary of Defense for Intelligence, and as Principal Deputy, 
if confirmed, I would support that. It is dual hat. It is the 
Director of Defense Intelligence and Principal Advisor to the 
DNI for Military Intelligence matters.
    Senator King. You will be engaged in those discussions?
    Ms. Bingen. Absolutely, sir, if confirmed.
    Senator King. Mr. Rapuano, what do we need to do to ensure 
defense of the Homeland from the growing threat of missile 
attack from North Korea? How do you feel about the state of our 
missile defense? This is a key area, it seems to me, that is 
becoming more important every day, literally every day.
    Mr. Rapuano. Senator, missile attack is not directly in my 
portfolio, but clearly it's a growing threat specifically with 
regard to North Korea. There are a number of systems that we 
have in place, both in terms of our capability to detect and 
track these systems, as well as to engage and defeat them. I 
think it would be difficult without going into a closed hearing 
to get into some of those details, and I haven't been fully 
briefed on them, but I certainly recognize your concern, and 
that would be an area of focus should I be confirmed.
    Senator King. Thank you.
    My time has expired, but another area I think it's 
important to pay attention to in a changing environment is the 
Arctic. In the absence of Senator Sullivan this morning, I'll 
carry the water for him. It's an incredibly important area. The 
opening up of the Arctic Ocean is the equivalent of the 
discovery of the Mediterranean Sea. It's a new body of water 
that's never been available for human activity in human 
history, and the implications in terms of national security are 
very serious. I hope that each of you in your respective areas 
will be thinking about that as an important part of the 
development of American doctrine and strategy. Thank you very 
much.
    Thank you, Mr. Chairman.
    Chairman McCain. Senator Cotton?
    Senator Cotton. I share Senator King's concern about the 
Arctic because I think we all do, but did we adopt a committee 
role that only Senator Sullivan gets to bring that up 
repeatedly in hearing after hearing?
    [Laughter.]
    Senator Cotton. You're his proxy today since he's absent 
for the time being.
    Thank you all for being here. Thank you for your 
willingness to serve your country again. Thanks to all the 
family members I see behind you as well, for the support you've 
given them.
    Mr. Karem, is it your sense that our NATO and United States 
posture in Europe is adequate today to meet the threat from 
Russia?
    Mr. Karem. Senator, I believe that Vladimir Putin remains 
undeterred from conducting activities that are harmful to the 
interests of the United States and its NATO allies. I would, if 
confirmed, want to look at what additional steps the United 
States and its partners could do to bolster our deterrence and 
ability to defend against such activities.
    Senator Cotton. We're currently undertaking something 
called the Reassurance Initiative. It's regrettable that we've 
reached the point that we need to reassure our allies. But if 
Vladimir Putin remains undeterred, what are some of the broad 
steps--I understand you haven't been confirmed and you're not 
in office, you haven't seen the most recent intelligence--the 
broad steps necessary to reach a point where Vladimir Putin is 
deterred?
    Mr. Karem. Senator, I would look at it a couple of 
different ways. There are investments that the United States 
could make in technologies to offset the advantages the 
Russians have acquired after 15 or 20 years of military 
modernization. There are steps we could take to reinforce our 
position on the continent. But as importantly, there are steps 
that our NATO allies could take to meet the 2 percent pledge of 
Wales and to invest in technologies that allow them to play a 
larger role within the alliance in defending and deterring 
against Russian aggression.
    Senator Cotton. Investing in technologies, not pensions and 
health care.
    Mr. Karem. Correct. And the Wales pledge speaks to this.
    Senator Cotton. Yes, it does. I mean, the 2 percent goal is 
an important goal, but it's only a goal. Some countries might 
want to spend more than that. They might want to coordinate the 
technologies that they acquire given their positions within 
Europe and the threat that Europe poses to them, and they 
should all try to reach the 2 percent goal by increasing the 
numerator, not decreasing the denominator of the size of their 
economy, the way some European countries have done so.
    Ms. Bingen, could you please speak to the importance of ISR 
[intelligence, surveillance, and reconnaissance] in Europe, 
especially as it relates to the threat from Russia that we've 
been discussing?
    Ms. Bingen. Absolutely, Senator. I would start by saying 
that I think the defense Intelligence Community needs to go to 
school on what Russia is doing in Ukraine and Syria right now, 
particularly in Ukraine. Based on what I've seen in my current 
position, when you look at how they've integrated drones, 
electronic warfare, cyber, their artillery capabilities, the 
little green men, they are presenting a sophisticated 
challenge. When I look at the whole of Europe and our national 
security interests, this is a very different operational 
challenge than what we've experienced the last 15 years in the 
counterterrorism fight. We cannot assume that we have air 
superiority in the future, and there are some tremendous, I 
think, foundational intelligence requirements that need to be 
undertaken that have atrophied over the last 15, 20 years, from 
better foundational targeting information, order of battle 
information, and a better ability to do indications and 
warning.
    Senator Cotton. You speak about air superiority. My 
subcommittee, the Airland Subcommittee, we've heard from 
numerous generals over the last 4 years, to include H.R. 
McMaster in his previous role at CIC [Army Capabilities 
Integration Center], about the threat that we're being out-
ranged and outgunned by our adversaries, in particular Russia 
and China. Could you speak a little bit about the threat that 
that poses to our forces in Europe?
    Ms. Bingen. Senator, I think it's an incredible threat. In 
my current position with the HASC, this is an area that we 
focused on quite significantly in terms of what our posture 
should be in that theater, but also the readiness challenges of 
our forces, everything from equipment to end strength to the 
training that's required in this contested environment that, 
frankly, we have not had to do, and we've had a whole 
generation of leaders coming up through the system that have 
not had to go through--well, that have largely been focused on 
the counterterrorism fight, rightly so, but they have not had 
to do that high-end training that would be required in that 
environment.
    Senator Cotton. In layman's terms, our adversaries could 
hit our troops with bullets and bombs at a distance that we 
can't reach them; or, as you say, if we don't have air 
superiority, their aircraft could fly over our troops and 
attack our troops in a way that gives them the greater 
advantage that we have enjoyed for 15 years in Iraq and 
Afghanistan.
    Ms. Bingen. Yes, Senator.
    Senator Cotton. Thank you all.
    Chairman McCain. Senator Warren?
    Senator Warren. Thank you, Mr. Chairman.
    Thank you to all our witnesses for being here.
    Mr. Karem, if confirmed, you'll be responsible for advising 
the Secretary of Defense on defense policy toward Iran, and 
there's no doubt that Iran remains a dangerous influence in the 
region. But I'd like to ask you specifically about the nuclear 
deal which imposed limits on Iran's nuclear program and placed 
it under rigorous monitoring and inspections.
    At his nomination hearing before this Committee, Secretary 
Mattis referred to the Iran nuclear deal as, and I'll quote, 
``an imperfect arms control agreement,'' but stated ``when 
America gives her word, we have to live up to it and work with 
our allies.''
    Do you agree with that statement by Secretary Mattis?
    Mr. Karem. I do, Senator.
    Senator Warren. Good. Donald Trump once threatened to rip 
up the Iran deal. Instead, last month, the Trump administration 
certified that Iran is complying with the nuclear deal, which 
was required for Iran to get sanctions relief and to keep the 
agreement intact.
    Mr. Karem, again, setting aside your views on the Iran deal 
itself, do you agree with the Administration's decision to 
certify that Iran is complying with its commitments under the 
agreement?
    Mr. Karem. Senator, I agree with the determination.
    Senator Warren. Good.
    Mr. Karem. I believe it was based on the assessment of the 
Intelligence Community.
    Senator Warren. Good. Do you think the nuclear deal makes 
it harder or easier to counter Iran's other destabilizing 
actions in the region?
    Mr. Karem. Senator, I'm concerned that the nuclear deal has 
in some ways limited our ability to confront Iran's malign 
activities, that some of the sanctions relief has been lessened 
that pertains to missile proliferation, for example.
    Senator Warren. All right. But that's about sanctions in a 
different area, about Iran's behavior. The Iran nuclear deal 
isn't perfect, but I think it is easier to counter the 
ambitions of an Iran that has no nuclear weapons than it is to 
counter an Iran that can threaten the world with a nuclear 
bomb. If the United States tears up this deal, we isolate 
ourselves instead of Iran and potentially embolden the Iranians 
to revive their nuclear program and to escalate their dangerous 
activities in the region.
    I want to also have a chance to ask you about Russia. 
Donald Trump has flip-flopped on many foreign policy issues, 
including the NATO alliance. Now, candidate Trump said that 
NATO was obsolete and suggested that the U.S. would meet its 
Article 5 commitments to defend our allies only if the country 
being attacked spent 2 percent of GDP [gross domestic product] 
on defense. But recently, after meeting with German Chancellor 
Merkel, the NATO Secretary and the NATO Secretary General, he 
announced that NATO was suddenly no longer obsolete.
    Mr. Karem, what change caused NATO to go from obsolete to 
not obsolete in a matter of a few weeks?
    Mr. Karem. Senator, I can't speak to any internal 
deliberations inside the Administration that may have led to a 
change in the opinions of those in the White House.
    Senator Warren. Do you believe now that NATO is obsolete or 
not obsolete?
    Mr. Karem. Senator, I believe that NATO is an essential 
alliance----
    Senator Warren. I'm sorry. Does that mean you believe it's 
obsolete or not obsolete?
    Mr. Karem. I believe it is not obsolete.
    Senator Warren. You believe it is not obsolete. Do you 
believe it used to be obsolete?
    Mr. Karem. Senator, my own view is that NATO has been and 
remains an important institution for the United States.
    Senator Warren. Okay. I'll take that as not obsolete.
    Should the United States refuse to defend our NATO allies 
if they don't spend as much as we want them to spend on 
defense?
    Mr. Karem. Senator, I think it's important that our NATO 
allies are full contributors to the alliance.
    Senator Warren. Okay, but that's not my question. I want 
them to be contributors to our alliance. The question I'm 
asking is should we refuse to defend them if they don't meet 
spending targets that we set that they should spend on their 
own defense?
    Mr. Karem. Senator, I believe that the United States' 
commitment to Article 5 of NATO is sacrosanct.
    Senator Warren. Which means that we commit no matter how 
much, right?
    Mr. Karem. Correct, but our allies should understand that 
they weaken the alliance by not meeting their commitment.
    Senator Warren. I understand that, but you're saying we're 
still committed.
    We've also increased our own spending on the region through 
the European Resistance Initiative, ERI, deploying our own 
equipment and----
    Chairman McCain. It's ``Reassurance.''
    Senator Warren. Oh, I'm sorry, ``Reassurance.'' You're 
right. Thank you. Sorry, Mr. Chairman.
    Deploying equipment and rotating ground forces back into 
Europe. But this conventional display of force obviously by 
itself isn't sufficient to deter Russia. I'll stop here because 
I'm out of time and I want to be respectful, but I do want to 
submit a question for the record about working with our NATO 
allies to counter Russian aggression in the region.
    Thank you, Mr. Chairman.
    Chairman McCain. I thank you, Senator Warren.
    Mr. Karem, would you judge Iranian behavior to have 
increased or decreased their aggressive behavior in the region 
since the agreement was made with the Iranians concerning 
nuclear?
    Mr. Karem. Senator, I believe the Iranian behavior has not 
decreased. It has probably increased, and it poses a 
significant threat to the United States and its allies.
    Chairman McCain. I could not allow the witnesses to leave 
without significant questions concerning the Arctic, Senator 
Sullivan.
    [Laughter.]
    Senator Sullivan. Mr. Chairman, I'm very glad that you're 
so interested in the Arctic.
    [Laughter.]
    Senator Sullivan. Mr. Karem, I'd actually like to follow up 
on Iran. You know, a number of us have been following that 
issue for quite some time, even well before we started 
negotiations with the Iranians, and there are some serious 
doubts, I think, both in classified and unclassified venues, on 
whether and to what degree the Iranians are actually complying 
with the nuclear agreement.
    I know that the IAEA [International Atomic Energy Agency] 
recently confirmed that they believe that they were in 
compliance, but a number of us who follow this very closely 
have a lot of skepticism with regard to that issue. I think 
it's an incredibly important issue.
    If confirmed, will you commit to looking at that outside of 
what the IAEA has stated and give us, give this Committee your 
own view based on both classified and unclassified information 
on whether or not the Iranians or, for that matter, the 
Russians are in compliance with this agreement, which many of 
us thought was an ill-fated idea to begin with?
    Mr. Karem. Senator, I believe the Administration is very 
focused on making sure the Iranians are living up to their side 
of the agreement, and if confirmed I would certainly commit to 
coming back to you on this.
    Senator Sullivan. But coming back to us not just parroting 
what the IAEA has stated but coming back to us with your own 
and the Department of Defense's own independent evaluation of 
whether or not you as an organization believe that they're in 
compliance.
    Mr. Karem. Yes, sir.
    Senator Sullivan. Thank you.
    Mr. Rapuano--sorry, I know I'm probably butchering that. 
You know, in the last few days there's been--not few days, 
several weeks--a growing concern about the capability of the 
North Koreans with regard to their intercontinental ballistic 
nuclear capabilities. It's been stated in this Committee 
several times that it's not a matter of if anymore but when 
they're going to have that capability, not just a range to 
states like Alaska and Hawaii but the lower 48 states.
    My view has certainly been that if we know that that day is 
coming that they're going to have that capability, whether in a 
year or 5 years, that we need to do much more with regard to 
our Nation's missile defense to array a missile defense system 
that tries to integrate THAAD [Terminal High Altitude Area 
Defense], Aegis, the missile defense base in the U.S.
    What's your view on missile defense capabilities right now 
and what we should be doing with regard to our missile defense 
given that perhaps during your watch Kim Jong-un is going to be 
able to announce, and probably with good reason, that he has 
the capability to send a nuclear missile to hit Chicago or L.A. 
or New York?
    Mr. Rapuano. Senator, missile defense, ballistic missile 
defense does not fit within the portfolio for Homeland Defense 
and Global Security. Cruise missiles and air space defense 
does. But I will certainly acknowledge that there are growing 
concerns about ballistic missiles, particularly from countries 
like the DPRK. The capabilities associated with detecting, 
tracking, acquiring, and defeating these systems, as you know, 
we do have some of them deployed. We have areas that require 
improvement, and that is a growing focus of concern in the 
Department.
    Senator Sullivan. Thank you. I'd like to get a commitment 
that you work with other members within the Administration on 
that important issue, if confirmed.
    Mr. Rapuano. If confirmed, absolutely, Senator.
    Senator Sullivan. Not to disappoint the Chairman with my 30 
seconds left but, Mr. Karem, give me your sense. When Secretary 
Mattis, General Mattis testified, he did say that the Arctic is 
an increasingly important area of strategic interest for the 
United States because of, of course, natural resources, the 
environment, opening shipping lanes and sea routes. Vladimir 
Putin has called it the new Suez Canal, which the Russians want 
to dominate. They're massively building up their military 
capabilities in the Arctic, four new brigade combat teams, a 
new Arctic military command, 40 icebreakers, building 13 more.
    We've been slow to the game up there. The Department of 
Defense has just put out a revised Arctic strategy which was 
mandated by this Committee that the Secretary of Defense put 
forward. If confirmed, will you give that strategic area of the 
United States sufficient focus and interest the way that 
Secretary Mattis stated he would during his confirmation 
hearing?
    Mr. Karem. Senator, I will, and if confirmed I look forward 
also to working with our allies who share a significant stake 
in the Arctic.
    Senator Sullivan. Great. We just had the Arctic ministerial 
led by Secretary Tillerson up in the great city of Fairbanks, 
Alaska last week where all eight Arctic ministers, including 
the foreign ministers of Russia, NATO, and Canada, convened and 
tried to talk about cooperation in that important area of the 
world. But the tensions underlying that ministerial were 
apparent, mostly because of the Russian aggressive actions, 
including five bomber runs at sovereign air space in the United 
States, in Alaska, where we've had to intercept those Russian 
bombers from coming into American air space. We want to work 
with you on that. It's an important area of the world and 
increasingly being militarized by the Russians.
    Thank you, Mr. Chairman.
    Chairman McCain. The Russians asserted their sovereignty 
over Alaska again?
    Senator Sullivan. Putin is just upset that we got such a 
good deal 150 years ago when we bought Alaska.
    Chairman McCain. Some of us question that.
    [Laughter.]
    Chairman McCain. I want to thank the witnesses for their 
willingness to serve, for their past service, and we will move 
forward as quickly as possible so that you can get to work. I 
thank you for your service to the country and your continued 
willingness to serve.
    This hearing is adjourned.
    [Whereupon, at 10:39 a.m., the Committee adjourned.]
                                ------                                


    [Prepared questions submitted to Mr. Robert S. Karem by 
Chairman McCain prior to the hearing with answers supplied 
follow:]

                        Questions and Responses
                            defense reforms
    The National Defense Authorization Act for Fiscal Year 2017 
included the most sweeping reforms since the Goldwater-Nichols 
Department of Defense Reorganization Act of 1986.
    Question. Do you support these reforms?
    Answer. Yes, I do. With respect to reforms that impact the 
portfolio of the Assistant Secretary of Defense for International 
Security Affairs, the establishment of a central transfer account and 
consolidated authorities for security cooperation should help make our 
assistance more efficient, more flexible, and more tailored to our 
national interests and defense strategies. If confirmed, I look forward 
to better understanding the practical impact of the reforms that fall 
under the portfolio of the ASD (ISA) and how best to implement them.
    Question. What other areas for defense reform do you believe might 
be appropriate for this Committee to address?
    Answer. In the event I am confirmed, I would want to establish a 
baseline of experience working under the recent reforms before 
recommending additional areas of reform.
                                 duties
    Question. The Assistant Secretary of Defense for International 
Security Affairs is the principal advisor to the Under Secretary of 
Defense for Policy and the Secretary of Defense on international 
security strategy and policy on issues of Defense Department interest 
that relate to the nations and international organizations of Europe 
(including the North Atlantic Treaty Organization and Russia), the 
Middle East, Africa, and the Western Hemisphere, their governments and 
defense establishments; and for oversight of security cooperation 
programs, including Foreign Military Sales in these regions.
    What is your understanding of the duties and functions of the 
Assistant Secretary of Defense for International Security Affairs under 
current regulations and practices?
    Answer. The responsibilities of the Assistant Secretary of Defense 
for International Security Affairs, ASD (ISA), are outlined by DOD 
Directive 5111.07. My role, if confirmed, would be to serve as the 
principal advisor to the Secretary of Defense and Undersecretary of 
Defense for Policy with respect to defense policy and strategy for the 
Middle East, Europe, Russia, Africa, and the Western Hemisphere. 
Practically, the ASD (ISA) has been responsible for coordinating 
policies with the Joint Staff, representing the Department in 
interagency deliberations, helping manage the Department's defense 
relationships with foreign partners from the above regions, and 
overseeing various security cooperation and assistance programs, among 
other responsibilities.
    Question. If confirmed, what duties and functions do you expect 
that the Secretary of Defense and the Under Secretary of Defense for 
Policy would prescribe for you?
    Answer. As yet, I am unaware of any specific additional guidance 
the Secretary of Defense or Under Secretary of Defense for Policy would 
prescribe for the ASD (ISA) position.
                             qualifications
    Question. What background and experience do you possess that 
qualify you for this position?
    Answer. For nearly two decades, I have been immersed in U.S. 
national security and defense policy. Both in government and at policy 
think tanks, I have worked on an array of issues relevant to the 
portfolio of the Assistant Secretary of Defense for International 
Security Affairs. I have served as a foreign policy advisor to the now 
Senate Majority Leader, as a Middle East policy advisor in the White 
House to the Vice President, and as the national security advisor to 
two U.S. House Majority Leaders. In these roles, I have worked closely 
with Defense Department officials, participated in high-level 
interagency deliberations, and helped to manage the national security 
oversight and legislative activities of the House of Representatives. 
These experiences have prepared me to execute the responsibilities of 
the Assistant Secretary of Defense for International Security Affairs.
                    major challenges and priorities
    Question. If confirmed, what broad priorities will you establish?
    Answer. If confirmed, the specific priorities I would establish 
will depend in large measure on the priorities of the Secretary of 
Defense and the Under Secretary of Defense. These priorities, among 
others, will in all likelihood include rebuilding American military 
strength and readiness, bolstering our critical alliances while 
ensuring our allies contribute meaningfully to our shared security 
objectives, strengthening U.S. credibility and influence in key 
regions, defeating ISIS, confronting Iranian aggression, and ensuring 
OSD(P) plays a meaningful and constructive role within the Department's 
overall military policy making, among others.
    Question. In your view, what are the major challenges, if any, you 
would confront if confirmed as Assistant Secretary of Defense for 
International Security Affairs?
    Answer. If confirmed, I believe the major challenges will be 
defeating ISIS and other radical Islamic terrorist groups; countering 
Russian and Iranian aggression; rebuilding American military strength; 
strengthening America's credibility, alliances, and partnerships; and 
rebalancing burden-sharing within those alliances.
    Practically, I believe it is often a challenge amidst the daily 
demands and urgent crises to ensure we are regularly reevaluating our 
strategies and objectives, and questioning the assumptions on which our 
strategies are based and the metrics by which our success is judged.
    Question. If confirmed, what management actions and timelines would 
you establish to address these challenges?
    Answer. If confirmed, I would want to first examine the existing 
management structure of the organization, as well as the assumptions 
and timelines associated with meeting these challenges, before 
providing an answer. Ultimately, prioritization and timelines of 
confronting these challenges will depend on guidance from the Secretary 
of Defense and the Under Secretary of Defense for Policy, as well as by 
interagency or Presidential determinations.
                        relations with congress
    Question. What are your views on the state of the relationship 
between the Assistant Secretary of Defense for International Security 
Affairs and the Senate Armed Services Committee in particular, and with 
Congress in general?
    Answer. I am unaware of the specific, current state of the 
relationship between the Assistant Secretary of Defense for 
International Security Affairs and the Senate Armed Services Committee. 
I believe the new Secretary of Defense is committed to a harmonious 
relationship with Congress and I am optimistic the Department and the 
Committees of jurisdiction will establish a strong and collaborative 
relationship.
    Question. If confirmed, what actions would you take to sustain a 
productive and mutually beneficial relationship between the Congress 
and the Assistant Secretary of Defense for International Security 
Affairs?
    Answer. It would be my intention, if confirmed, to take a proactive 
approach to working with the Committees of jurisdiction and the 
Congress in confronting the many significant threats facing our 
country. As a former Senate and House staffer, I am particularly 
mindful of the critical role the Congress can and should play in 
matters of national security. I believe the U.S. Government is stronger 
when the Executive and Legislative branches have a relationship of 
trust and when channels of communication run both ways.
             torture and enhanced interrogation techniques
    Question. Do you support the standards for detainee treatment 
specified in the revised Army Field Manual on Interrogations, FM 2-
22.3, issued in September 2006, and in DOD Directive 2310.01E, the 
Department of Defense Detainee Program, dated August 19, 2014, and 
required by section 1045 of the National Defense Authorization Act for 
Fiscal Year 2016 (Public Law 114-92)?
    Answer. I do, and I will uphold the law and the Department of 
Defense directives that govern detainee treatment.
                united states strategic vital interests
    Question. It is important to delineate between the United States' 
strategic vital interests and other interests. Strategic vital 
interests must represent those for which the United States is willing 
to commit the nation's blood and treasure.
    What and where are the United States' strategic vital interests?
    Answer. I believe American strategic vital interests begin with 
protecting the physical security of the Homeland, safeguarding our 
sovereignty, preserving our democratic institutions, rule of law, 
freedoms, and values of our society (in short, our way of life), and 
promoting American economic prosperity. As a global superpower with 
global interests, these strategic vital national interests are closely 
tied to the international system of alliances, relationships, and order 
built and led by the United States World War II.
    Question. How do these overlay with extant and emerging threats 
around the globe?
    Answer. Given the global reach of the American economy, security 
challenges in nearly every region can touch upon various elements of 
our strategic vital national interests. For example, instability in 
regions of critical economic or security interest for the United States 
could jeopardize vital national interests; revisionist powers might 
threaten key shipping lanes or critical allies; or terrorist 
organizations might leverage new technologies or exploit gaps in our 
defenses to strike asymmetrically at core national interests.
                       national defense strategy
    Question. In your view, what should the envisioned end states 
entail for a new National Defense Strategy?
    Answer. I would not want to prejudge the end states of a new 
National Defense Strategy, as required by the Fiscal Year 2017 NDAA. 
Such a strategy should clearly identify the vital national interests 
that such a strategy must safeguard and how all elements of national 
power can be utilized to do so. If confirmed, I would eagerly support 
my Assistant Secretary of Defense counterpart responsible for 
coordinating this important strategy document.
    Question. What should be the objectives and key attributes of the 
National Defense Strategy?
    Answer. I understand the National Defense Strategy is currently 
being updated. I believe the review will reassess our assumptions about 
the global environment, clearly identify our vital national interests, 
establish a strategic framework to identify threats and opportunities, 
identify elements of national power that can be utilized to protect and 
promote our vital national interests, and review force structure 
requirements for various aspects of the strategy.
    Question. What are the key elements of strategic deterrence in the 
21st Century?
    Answer. The key elements of strategic deterrence in the 21st 
Century are the same as they have been for millennia. Deterrence 
requires having sufficient capabilities, credibility, and will to 
convince adversaries that challenging the United States, or allies to 
whom we are bound by treaty, would be prohibitively costly. 
Technological developments, changes in the distribution of global 
power, and the rise of violent non-state actors have complicated 
deterrence, but have not fundamentally altered how U.S. policymakers 
should think about deterrence strategies.
    Question. What should be the core elements of a comprehensive 
global defense strategy to: defeat the Islamic State of Iraq and Syria 
(ISIS), Al Qaeda, and other purveyors of violent extremism; stabilize 
Afghanistan; limit Iran's malign influence and other activities; 
contain North Korea; and deter war with Russia and China?
    Answer. In my view, such a strategy should begin with rebuilding 
America's military capabilities, strengthening our credibility, 
bolstering our alliances and partners, and mobilizing such partners to 
join the United States in confronting shared threats. Recognizing that 
some of these challenges fall outside of the portfolio of the ASD 
(ISA), if confirmed I would work with my colleagues across the 
government to address these discrete threats with specific strategies, 
consistent with a comprehensive global defense strategy and our 
national interests.
                united states military force sufficiency
    Question. The United States will likely never afford the resources 
to assign all the forces each combatant commander believes they need, 
which leads the Defense Department to apportion forces in operations 
planning. As U.S. military forces are already severely challenged in 
terms of capacity, in certain scenarios these forces may only exist on 
paper when it becomes necessary to allocate them for a given 
contingency.
    How important are the U.S. military's global power projection 
capabilities in ensuring we remain a global power?
    Answer. It is difficult to overstate the importance of maintaining 
America's global power projection capabilities. Our ability to deploy 
and sustain forces across the world is an essential element of our 
deterrence and defense strategies, and many non-military benefits 
accrue from our global force posture and power projection capabilities.
    Question. Do you believe the United States must retain the 
capability to strike any global target (hold any target at risk), both 
in the nuclear and conventional sense?
    Answer. Yes, although I am concerned that investments by 
sophisticated adversaries in certain technologies and systems are 
complicating our strike capabilities in some theatres. If confirmed, I 
would want to carefully review our current and projected ability to 
hold enemy targets at risk.
    Question. In your opinion, does power projection include our 
ability to deploy and sustain forces anywhere on the planet, across the 
full range of military operations? Do you believe this is a unique 
characteristic of the American way of war?
    Answer. Yes. Our ability to deploy and sustain forces across the 
globe is a unique characteristic of the U.S. military. Our ability to 
maintain such capabilities may be increasingly challenged both by 
advances in the capabilities of our adversaries and by our own 
budgetary decisions. We should not take for granted that this hugely 
important, asymmetric power of the United States will be maintained 
without risk or cost.
    Question. Do you believe we must also have a sufficient strategic 
and operational reserve, national mobilization capability, and robust 
defense industrial base to provide a second echelon of follow-on forces 
if a contingency arises in a particular region, especially against a 
near peer state?
    Answer. Yes. Such a capability is essential for deterring 
adversaries and, in the event the United States must go to war against 
a near peer adversary, for prevailing in such a conflict.
    Question. In light of current and future threats to the United 
States' strategic vital interests, do you believe the U.S. military 
must have the capacity to fight two wars simultaneously?
    Answer. I agree with the concerns expressed by the 2014 National 
Defense Panel with respect to the decision to edge away from having the 
capacity to conduct two major wars simultaneously. The deterioration of 
the global security environment in recent years has increased the 
likelihood that the U.S. and its partners could face such an 
eventuality.
    Question. If you ascribe to these attributes as required of the 
U.S. military, in your opinion does the Fiscal Year 2017 Request for 
Additional Appropriations, and the fiscal year 2018 defense budget 
request previewed in the President's Budget Blueprint, sufficiently 
support the attainment of these attributes?
    Answer. The Fiscal Year 2017 Request for Additional Appropriations 
and Fiscal Year 2018 defense budget request begin a process of digging 
the U.S. military out of the hole created in defense spending by the 
Budget Control Act. But, restoring America's military readiness, 
modernizing its capabilities, and fully meeting service requirements 
cannot be accomplished in a single budget cycle.
    The defense budget is an expression of our national will, and it 
remains at historically low levels as a percentage of GDP.
                        strategy to defeat isis
    Question. On January 28, 2017, National Security Presidential 
Memorandum-3 was issued that states: ``It is the policy of the United 
States that ISIS be defeated'' and directs the Administration ``to 
develop a comprehensive plan to defeat ISIS'' with the Secretary of 
Defense as the lead of the interagency effort.
    How would you define success in the defeat of ISIS?
    Answer. I would define success as eliminating the ability of ISIS 
to control territory and promote a physical caliphate, significantly 
degrading its ability to conduct operations (especially against the 
Homeland), discrediting its radical ideology, and shaping the 
environment so that conditions do not easily allow for other radical 
Islamic terrorist groups to pick up the mantle of jihad.
    Question. What goals, objectives, and indicators of success would 
you recommend for the strategy to defeat ISIS?
    Answer. If confirmed, I would examine the definitions of success 
above in conjunction with the Department's existing goals, objectives, 
and metrics of success to determine whether any revisions are 
warranted.
    Question. What types of options should be considered to accelerate 
the defeat of ISIS?
    Answer. I understand some decisions have already been made with 
respect to changing the rules of engagement for United States forces 
and providing additional resources to local partners involved in the 
fight against ISIS. I further understand the Secretary has established 
a Defense Department task force aimed at integrating activities in the 
counter-ISIS campaign. If confirmed, I look forward to working with 
that task force and within the interagency process to identify 
additional steps the Department, other agencies, and United States 
partners can take to accelerate the defeat of ISIS.
    Question. In your opinion, what are the major lessons learned from 
the fight against ISIS in Iraq, Syria, Libya, and elsewhere over the 
last 2\1/2\ years?
    Answer. There are many lessons to be derived from our Nation's 
experiences in the fight against ISIS and other terrorist groups, 
particularly beyond the 2\1/2\ year window. An illustrative, partial 
list might include: being mindful that the risks of inaction can be as 
great as the risks of intervention; the fact that the need for local 
partners to take the lead can be complicated by the difficulties in 
rapidly training capable partner security forces; the importance of 
conducting military operations with a mind to shaping political 
conditions and outcomes consistent with US national interests; the 
impact that weakened credibility can have on America's influence over 
both its partners and its adversaries; the need to periodically 
challenge assumptions about the strategy and the metrics used to judge 
its success; and so forth.
    Question. What non-military activities by the United States 
Government will be important for achieving a lasting defeat of ISIS?
    Answer. A significant number of non-military factors will be 
essential for securing a lasting defeat of ISIS and preventing the rise 
of similar radical Islamic terrorist groups. Responsibility for these 
non-military measures will fall on other U.S. Government agencies, 
foreign partners, and local actors. An illustrative list would include 
governance issues in Iraq and Syria in the wake of the liberation of 
Mosul and Raqqa; political comity among sectarian and ethnic 
communities in these and other countries in the region; security sector 
reform and development; economic development; credible diplomatic 
pressure to facilitate political resolutions to ongoing civil 
conflicts; efforts to discredit radical ideologies; efforts to limit 
the malign activities of actors such as Iran; and efforts to better 
confront terrorist financing and arms transfers.
    After Mosul and Raqqa are liberated from ISIS control, the next 
major military campaign will likely occur in the Euphrates river 
valley.
    Question. What is your understanding of the strategy to accomplish 
United States objectives in Iraq and Syria after Mosul and Raqqa are 
liberated from ISIS?
    Answer. I understand the current strategy is to enable and work 
with local partners, along with a regional and global coalition of 
partners, to defeat ISIS and prevent the rise of other radical Islamic 
terrorist groups. I have not yet been briefed on the specifics of the 
campaign plan for Iraq and Syria beyond the liberation of Mosul and 
Raqqa. If confirmed, I will work with colleagues throughout the 
Department and interagency to ensure the U.S. strategy shapes the 
outcome of the conflicts in Iraq and Syria consistent with our national 
interest.
    Question. What steps should be taken to prepare for the next phase 
in the campaign after the liberation of Mosul and Raqqa?
    Answer. If confirmed, I will work closely with the Secretary of 
Defense and Under Secretary of Defense for Policy to understand their 
priorities for the strategy beyond Mosul and Raqqa. While I support the 
view that the Department should preserve the element of strategic 
surprise by not telegraphing actions prior to taking them. I believe it 
is in America's interest that reliable and responsible local partners 
have control over these liberated territories, just as it will be 
important to constrain malign, destabilizing activities of Iranian-
backed militia and other elements of destabilizing Iranian influence.
    Question. Should we seek a political solution for the Sunni Arab 
peoples living between Damascus and Baghdad?
    Answer. The political conditions under which Sunni Arabs will live 
in Syria and Iraq will have a significant impact on whether they, yet 
again, turn to radical Islamic terrorist groups to defend themselves 
against sectarian or oppressive leadership. The U.S. cannot impose a 
political solution, but it certainly has a stake in the political 
outcomes of the military campaigns in the region. If confirmed, I will 
work with counterparts at the Department of State to help the United 
States best shape an enduring and stabilizing political solution 
consistent with our national interests.
                              middle east
    Question. What are the greatest threats to United States national 
security interests in the Middle East and what policy objectives should 
we pursue to protect them?
    Answer. The most significant threats to United States national 
security interests in the Middle East are radical Islamic terrorist 
organizations, such as ISIS and al Qaeda; Iran's malign and 
destabilizing activities in the region, including the activities of 
Iranian proxies such as Hizballah; and a security and stability vacuum 
that has emboldened and enabled both radical Islamic terrorist 
organizations and aggressive, revisionist powers such as Iran.
    To protect against these threats, the United States should maintain 
its ability to project power to deter and defeat such adversaries, 
successfully prosecute the war against ISIS, strengthen deterrent 
credibility, restore trust and confidence in our diplomatic and defense 
relationships with key regional partners such as Israel and the Gulf 
States, and encourage regional and extra-regional partners to 
contribute more to regional security efforts.
                                 syria
    Question. What are the key United States national security 
interests in Syria and how would you describe the strategy to secure 
them?
    Answer. Radical Islamic terrorist groups, such as ISIS and al 
Qaeda, pose the most immediate threat to United States interests in 
Syria. Aside from the ISIS threat, Iranian and Hizballah influence has 
made the Assad regime in Syria a strategic arm of the Islamic Republic 
of Iran. Iran and Hizballah are active participants in Assad's brutal 
war against the Syrian people--a war that helped create the conditions 
for ISIS and other radical terrorist groups to thrive, and that has 
threatened the security of its neighbors Israel, Jordan, Turkey, and 
Lebanon (all partners of the United States), fomented sectarian 
tensions, and destabilized the entire region. The confluence of the 
threats posed by ISIS, Iranian aggression, and the Syrian civil war 
have created a humanitarian catastrophe of historic proportions that 
has threatened the security and political order of Europe. The 
situation in Syria is truly a threat to international peace and 
security.
    I believe the strategy to address these threats will entail working 
with partners to defeat ISIS and eliminate terrorist safe havens in 
Syria, counter the malign activities and influence of Iran and its 
terrorist proxies, support responsible local forces to defeat ISIS and 
establish control over territory, and foster conditions to allow for a 
cessation of hostilities and a negotiated solution to the Syrian civil 
war. Because the entire world is threatened by the tragic conflict in 
Syria, global pressure should be brought to bear on the principal 
combatants. Unfortunately, efforts to resolve the conflict have been 
complicated by Moscow, whose military intervention has done more to 
bolster Syria and Iran than to undermine ISIS or to stabilize the 
conflict.
    Question. How does the strategy address the residual threat from Al 
Qaeda in Syria and their associates?
    Answer. My understanding is the strategy prioritizes targeting of 
ISIS as well as residual Al Qaeda in Syria terrorists and other 
associated terrorist organizations that pose a threat to the United 
States. I have not yet been briefed on the specific mechanics of how 
such targets are prioritized. But, if I am confirmed, I would want to 
ensure the strategy effectively addresses the threat posed by a range 
of terrorist groups.
    Question. How would the defeat of ISIS impact the civil war in 
Syria?
    Answer. It would depend on a number of other variables, but the 
defeat of ISIS and other affiliated terrorist groups may serve to 
clarify the nature of the conflict in Syria, deny the Assad regime and 
its patrons the excuse of combating ISIS in its perpetration of war 
crimes against innocent civilians, and facilitate negotiations toward a 
political resolution to the conflict.
    Question. Do you believe a political resolution to the civil war in 
Syria is necessary to address the underlying conditions that enable 
violent extremists like ISIS and Al Qaeda to take root?
    Answer. Yes.
    Question. What are the key strategic interests and objectives of 
the Russians in Syria and how successful have they been at 
accomplishing them?
    Answer. I am unaware of the Kremlin's internal perceptions of its 
interests and objectives in intervening on behalf of the Assad regime 
in the Syrian civil war. Moscow's intervention appears to have shored 
up the Assad regime, increased Russia's regional influence, bolstered 
its likely long-term military presence in the Middle East, allowed its 
military to use Syria as a test-bed for a range of weapons systems and 
tactics, and complicated American and allied options for shaping the 
trajectory of the conflict. Whether these effects are ephemeral or 
enduring is, as yet, unclear. In my estimation, none of these effects 
have served America's national interest.
    Discussing the removal of Bashar al-Assad from power with reporters 
in March 2017, the United States Ambassador to the UN said: ``Are we 
going to sit there and focus on getting him out? No . . . .''
    Question. Has the previously stated goal of removing Bashar al-
Assad from power in Syria changed, and if so, what is the new objective 
and what are the benefits to United States national security interests 
of changing it?
    Answer. I have not been briefed on the specific objectives of 
United States policy in Syria, but multiple senior United States 
officials have publicly indicated the objective is a negotiated 
solution to the conflict. It is currently difficult to imagine a stable 
solution that leaves Assad, who has repeatedly used chemical weapons, 
barrel bombs, and other weapons to indiscriminately slaughter the 
Syrian people, in place.
    Turkish President Recep Tayyip Erdogan has been adamant that the 
People's Protection Units (YPG) of the Syrian Kurds should not receive 
United States and coalition support in their efforts to liberate Raqqa.
    Question. If the United States chooses not to support the YPG in 
operations to liberate Raqqa, what alternative forces could be used and 
how would their use affect the timeline and logistical support of the 
operation?
    Answer. Although I have not been specifically briefed on the 
decision, recent media reporting indicates the United States has 
decided to support Syrian Kurdish forces--which include YPG fighters--
as part of the Syrian Democratic Force (SDF). These forces are believed 
to be the force most capable of liberating Raqqa from ISIS control in 
the near term. Media reporting also indicates the United States will 
continue to train and equip Syrian Arab Coalition fighters, who will 
likely play an essential role in holding and stabilizing the 
traditionally Sunni Arab city.
                                  iraq
    Question. What are the key United States national security 
interests in Iraq and how would you describe the strategy to secure 
them?
    Answer. It is in the United States national security interest in 
Iraq to defeat ISIS, help Iraqis stabilize their country and deny safe 
haven to terrorist groups, protect their sovereignty and territorial 
integrity, enhance our counterterrorism cooperation with the government 
of Iraq, and facilitate an enduring political relationship among Sunni, 
Shiite, and Kurdish communities that is free of Iranian and other 
malign interference. Through direct targeting of ISIS and supporting 
the government of Iraq and Iraqi Security Forces, the United States and 
its coalition partners are making progress in achieving these 
interests.
    Question. Do you believe that an enduring United States military 
presence is needed in Iraq? If so, what should be the missions and size 
of the enduring U.S. military presence?
    Answer. I do. Such an enduring presence need not entail combat 
forces. But, in retrospect, such a presence in Iraq would have been 
valuable not merely in identifying and confronting the advance of the 
ISIS threat at much lower cost to the United States, but also in 
limiting malign Iranian influence that has had a corrosive impact on 
Iraqi and regional security. The United States and Iraq should be long-
term partners in combating terrorist organizations that will likely 
continue to threaten our interests even after the defeat of ISIS in 
Mosul.
    I am not prepared to opine on the exact size or scope of a follow-
on military presence. But, if confirmed, I would work closely with 
interagency counterparts and Iraqi government officials, while 
consulting closely with the Congress, to determine what size and type 
of presence would be in our mutual security interest.
    Question. How would you characterize Iran's influence in Iraq today 
and what is your recommended strategy to limit that influence in the 
future?
    Answer. For a number of years, and especially in the wake of the 
United States withdrawal from Iraq, Iran has sought to increase its 
influence in Iraq. In doing so, it fomented sectarian tensions, 
corrupted Iraqi government institutions, and fostered political 
conditions in Iraq that helped ISIS thrive.
    The strategy to limit Iranian influence in Iraq in the near term 
will require sustained United States and international engagement to 
help the Iraqis strengthen cross-sectarian, national institutions, such 
as the Iraqi security forces.
    Moreover, the United States and its partners will need a broader 
strategy to confront Iran's malign influence throughout the region.
                                  iran
    Question. What is your assessment of United States national 
security interests associated with the growth of Iranian influence in 
the Middle East?
    Answer. Iran, long the world's most active state sponsor of 
terrorism, poses a significant threat to U.S. national security 
interests and those of our closest allies and partners in the region. 
Tehran's bid for regional hegemony, destabilizing activities, efforts 
to undermine its neighbors, complicity in Assad's war against the 
Syrian people, support for terrorist proxies and insurgent movements, 
missile proliferation, and recurrent threats to destroy Israel threaten 
regional and even global peace and stability, and should be a matter of 
profound international concern.
    Question. How would you describe our strategy to counter Iran's 
malign influence and other activities throughout the Middle East, and 
more specifically, Iran's proxy networks?
    Answer. I am aware of some elements of this strategy, but I have 
not been briefed on all of the activities the United States is 
currently pursuing to counter Iran's malign influence. Given the 
expansion of Iranian malign influence in recent years and the boldness 
with which Tehran appears to operate, however, I am not convinced the 
strategy is succeeding. If confirmed, I would want to review the 
elements of the strategy with an eye towards coordinating a more 
effective regional and global approach to constrain, deter, and defeat 
Iran's malign activities.
    The Joint Comprehensive Plan of Action (JCPOA) to limit the nuclear 
program of Iran was agreed in July 2015 and implemented in January 
2016.
    Question. What is your assessment of the JCPOA?
    Answer. I believe the JCPOA is a suboptimal agreement. The deal in 
the immediate term allows Iran to continue making progress on mastering 
the nuclear fuel cycle through continued uranium enrichment research 
and development activities. In the long-term, it opens an almost 
unfettered pathway to an industrial-scale uranium enrichment program. 
Moreover, there are significant questions about the access the IAEA 
will have to suspected nuclear sites, especially military facilities, 
that may complicate monitoring and enforcement of the deal. I am also 
concerned about the phased removal of restrictions on Iran's missile 
and conventional military capabilities, and the degree to which the 
deal--including significant sanctions relief--has complicated 
multilateral efforts to constrain Iran's destabilizing activities 
throughout the region.
    Question. In your opinion, how would Iran react to action by the 
United States to unilaterally withdraw from the JCPOA?
    Answer. It is difficult to say without additional information 
regarding the context of a U.S. abrogation. It is possible Tehran would 
seek to remain in at least ostensible compliance with the deal in order 
to split the United States and its P5+1 partners and continue to 
benefit from certain terms of the deal. It is also possible Tehran 
would resume unfettered production of highly enriched uranium and 
weaponization activities, or take other provocative actions.
                                 yemen
    Question. What are the United States national security interests in 
Yemen?
    Answer. The principal United States national security interests in 
Yemen are countering terrorists, primarily al Qaeda in the Arabian 
Peninsula (AQAP) and ISIS, maintaining freedom of navigation of key 
international waterways, working with key economic and security 
partners on the Arabian peninsula like Saudi Arabia and the United Arab 
Emirates to defend against missile threats and further destabilization, 
and supporting a political solution to the civil war that establishes 
enduring political stability while denying a safe haven for terror or 
increased Iranian influence.
    Question. In your opinion, should we be doing more to help the 
Saudi coalition in its efforts to find a solution to the conflict in 
Yemen, and if so, what steps would you recommend?
    Answer. I have not been briefed in detail on the current situation 
in Yemen or the extent of United States involvement. If confirmed, I 
would want to better understand the dynamics of the conflict and 
examine what additional steps, if any, the U.S. could take to improve 
the efficacy of our partners' operations while reducing civilian 
casualties and facilitating an end to the conflict consistent with our 
national interests.
    Question. The Houthis are launching missiles deep into Saudi Arabia 
and conducting regular raids into Saudi Arabia's southern territory. In 
your estimation, do the Saudis have a choice of whether or not to 
continue fighting in Yemen?
    Answer. Nations that have been attacked always have a choice 
whether or not to fight, though either decision can prove costly. 
Certainly, Houthi missile attacks and cross border raids pose a 
legitimate threat to the Kingdom of Saudi Arabia.
    Question. In your view, what conditions in Yemen need to be reached 
for the Houthis to be willing to negotiate? Is the Saudi-led coalition 
capable of creating those conditions and what is the appropriate role 
for the United States in support of the coalition?
    Answer. Although United Nations Security Council Resolution 2216 
establishes the conditions for all parties to broker a political 
solution to the conflict, I am not sufficiently well informed about the 
current dynamics of the conflict in Yemen to opine on what specific 
conditions must be attained for the Houthis to negotiate. I would 
imagine that internal Houthi leadership dynamics, battlefield 
conditions, and levels of external support for their continued 
rebellion, and the specific elements of any political settlement under 
consideration would affect the Houthi calculus in this regard. Without 
additional information, I cannot say whether the Saudi-led coalition is 
currently capable of achieving these conditions. If confirmed, I would 
want to closely examine the conditions that could facilitate a 
negotiated end to the conflict and the steps the U.S. could take to 
achieve such an outcome.
    Question. In your view, is it possible for the United States to 
provide the Saudi-led coalition with assistance designed to reduce 
civilian casualties without becoming a ``cobelligerent''? If so, what 
assistance do you believe should be provided?
    Answer. I do not believe current levels of support to the Saudi-led 
coalition that allow our partners to defend themselves makes the United 
States a ``cobelligerent'' in the conflict, but I am not a lawyer. If I 
am confirmed, I would want to consult the Department of Defense's 
general counsel before offering a more precise answer. That said, I 
would also want to examine what additional steps the United States 
could take to limit the tragic humanitarian costs of the conflict.
    Question. To what extent are the Houthis, supported by Iran, a 
threat to freedom of navigation in the Red Sea? What policy positions 
would you recommend for the United States to address this threat?
    Answer. I have not been briefed on the Department's insights into 
the threat posed by the Houthis to freedom of navigation in the Red 
Sea, but media reporting suggests Iran has provided the Houthis with 
weapons, including anti-ship cruise missiles, which they have fired 
upon vessels operating in international waters. If true, it would be 
similar to Iran's provision of sophisticated weapons to terrorist 
proxies such as Hizballah, and indicate a growing need for an 
international effort to confront Iran's malign activities, such as its 
support for terrorism and illicit weapons shipments. Such cruise-
missile attacks demonstrate an obvious threat to international freedom 
of navigation in such a narrow and important international waterway.
    Question. In your opinion, what would be the implications of the 
United States cutting off the sale of precision-guided munitions to 
Saudi Arabia and its coalition partners?
    Answer. The Kingdom of Saudi Arabia appears resolutely committed to 
prosecuting its operations against the Houthis in Yemen, regardless of 
whether or not Riyadh maintains access to precision-guided munitions 
that could increase the efficacy of their strikes and reduce the risk 
of inadvertent civilian casualties. Withholding U.S. technologies and 
support in this specific case may reduce the influence the United 
States has with respect to our Saudi partner's activities in this 
conflict.
                                 russia
    Question. Senior United States military officials have said Russia 
is the country that poses the greatest existential threat to the United 
States.
    What are the challenges to United States national security 
interests from Russia and what are the key principles that must 
underpin a successful strategy to protect our interests?
    Answer. Secretary Mattis has made clear that Russia is choosing to 
be a strategic competitor of the United States and seeks to enhance its 
global position and influence through destabilizing and aggressive 
means. While the United States has long sought cooperation with 
Russia--and while there may be areas where greater cooperation would 
seem to be in the interests of both parties--too often Russia has 
chosen to challenge and undermine America's strategic position and 
threaten our allies.
    Significant challenges to United States national security interests 
from Russia include the invasion and occupation of the sovereign 
territory of Ukraine; the use of hybrid war tactics and active measures 
to destabilize American allies and partners; the aggressive use of 
asymmetric capabilities and technologies; diplomatic and military 
support to rogue state sponsors of terrorism such as Iran and Syria; 
and provocative military modernization efforts and deployments that 
pose offensive threats to the U.S. and its allies.
    As described elsewhere, a strategy to deter and defend against such 
threats begins with rebuilding U.S. and NATO military capabilities and 
strengthening our credibility. We must be prepared to counter Russian 
aggression and impose meaningful costs on Russia when Moscow threatens 
American interests. Yet, while we must be resolute in responding to 
Russian provocations, we should also continue to seek cooperation with 
Russia in pursuit of shared interests.
    Question. Should the United States condition its military 
engagement with Russia on certain changes in Russian behavior, and if 
so what conditions, if any, would you recommend?
    Answer. The United States is currently prohibited from engaging in 
military-to-military cooperation with the Russian Federation in 
response to its invasion and illegal occupation of Ukraine. Section 
1232 of the 2017 NDAA requires that Russia must ``cease its occupation 
of Ukrainian territory and its aggressive activities that threaten the 
sovereignty and territorial integrity of Ukraine and members of the 
North Atlantic Treaty Organization'' before such restrictions can be 
lifted. If confirmed, I would uphold this requirement.
    Question. Do you agree with General Scaparrotti that our current 
force posture in Europe is ``inadequate'' to deter Russia? What changes 
to our force posture would you recommend?
    Answer. Although the U.S. and NATO have taken some steps to improve 
the readiness and capabilities of our deterrent forces in Europe, I am 
personally skeptical that Russia is sufficiently deterred from engaging 
in a range of destabilizing and aggressive activities.
    If confirmed, I will consult with the Joint Staff, United States 
European Command, NATO counterparts, and the Congress on what 
additional steps might be necessary to enhance United States and NATO 
readiness and capabilities in Europe.
    Question. Should the Department of Defense revisit the European 
Infrastructure Consolidation (EIC) initiative announced in 2015? If so, 
how should any such revision to our force posture in Europe take into 
account United States objectives and plans under the European 
Deterrence Initiative to bolster the military capabilities of our 
European allies?
    Answer. I am not sufficiently immersed in this issue to have an 
immediate answer. If confirmed, I would want to examine whether the 
European Infrastructure Consolidation (EIC), along with the European 
Reassurance Initiative (ERI), remain consistent with our national 
interest in maintaining a robust and capable deterrent force in Europe. 
I would want to consult with United States European Command to 
ascertain whether EIC remains an effective way to reduce cost and 
eliminate excess capacity without reducing our capabilities and 
flexibility.
    Question. Do you support continued United States security 
assistance to Ukraine, and if so, how does the provision of such 
assistance contribute to a broader U.S. regional security strategy?
    Answer. I have long supported United States security assistance to 
Ukraine in order to help the government in Kyiv defend its own 
sovereign territory and territorial integrity. If confirmed, I would 
want to examine the impact that the Department's existing train and 
equip efforts have had on the Ukrainian military's capacity to defend 
its territorial integrity, and whether additional security assistance 
efforts might be in our national interest.
    Question. Do you support providing lethal defensive security 
assistance to Ukraine as in the interests of the United States?
    Answer. I have been sympathetic regarding such assistance in the 
past, but have not been briefed in detail on the current dynamics of 
the conflict. If confirmed, I would want to more rigorously examine the 
capabilities of the Ukrainian military, the threat posed by separatists 
and Russian forces, and the expert views of relevant interagency and 
United States intelligence officials regarding the mechanics, risks, 
and benefits of such assistance.
    Question. In your view, what are the key elements of a strategy to 
counter Russian hybrid tactics that employ both hard and soft power and 
present attribution challenges?
    Answer. Rebuilding American and allied military strength remains at 
the center of any deterrence strategy, but specifically countering 
Russian hybrid tactics will require NATO allies to take more seriously 
their obligations under Article 3 to improve national resilience--
especially with respect to cybersecurity--and to maintain the political 
will to defend the sovereignty of Member states and counter Russian 
influence and information operations. To counter a false Kremlin 
narrative, it is also important to demonstrate to the Russian people 
that the United States and its NATO allies have an alliance that is 
inherently defensive and does not pose a threat to Russia's sovereignty 
or legitimate national interests, and that Russia has more to gain in 
economic and security terms from partnership with the West than from 
confrontation.
    Question. What is your assessment of the Russian malign influence 
threat, and what recommendations, if any, would you have for the role 
of the United States Government, and the Department of Defense in 
particular, in countering that threat?
    Answer. Russian influence operations are not a new threat, and the 
United States and its allies effectively countered Soviet influence 
operations and active measures throughout the Cold War. Russia is 
effectively using new technologies and platforms to pursue old 
objectives, but as indicated above, these efforts can be thwarted by 
renewed investment by America and its allies in national resilience. 
Given the degree to which Russia's active measures and influence 
operations have used illicit cyber-activities, unique Department of 
Defense capabilities may be effective in countering some aspects of 
this threat. If confirmed, I would want to examine more closely the 
military dimensions of this threat--and our potential responses--before 
opining more specifically.
 russian violation of the 1987 intermediate-range nuclear forces (inf) 
                                 treaty
    Question. Russia's deployment of a nuclear ground-launched cruise 
missile (GLCM) in violation of the 1987 INF Treaty poses a risk to our 
NATO Allies and United States forces in Europe.
    Given the unlikelihood that Russia will return to compliance with 
the INF Treaty, how should the United States address the military and 
political implications of this new nuclear ground-launched cruise 
missile?
    Answer. As Secretary Mattis has said, Russia's violation of the INF 
Treaty increases the risk to United States forces in Europe and to our 
allies. Russia should not be allowed to violate arms control agreements 
with impunity, and the United States should consider whether to best 
respond to Russia's actions with diplomatic efforts, changes in our 
force posture, other forms of leverage and pressure, or some 
combination of the above. Clearly, the United States and its NATO 
allies must take Russia's military modernization in many areas 
seriously as they consider their Article 3 obligations under the North 
Atlantic Treaty.
    Question. If Russia fails to return to compliance under the INF 
Treaty, should we extend the New START treaty for an additional 5 
years, as stipulated by the treaty?
    Answer. It depends on whether the New START Treaty remains itself 
in the United States interest irrespective of Russia's violations of 
the INF Treaty. If confirmed, I would want to confer with the Joint 
Staff and appropriate experts at the Department and within the 
interagency before coming to such a judgment. If maintaining New START 
levels irrespective of Russian INF violations is in the national 
interest, we should examine other means to induce Russia to return to 
compliance with the INF Treaty or to counteract the impact that Russian 
violations may have on United States and NATO security.
    Question. What military advantage, if any, has Russia gained by 
acting in violation of its INF obligations?
    Answer. Although I have not been briefed in any detail on Russia's 
violation of the INF Treaty, I do not believe Russia has gained an 
appreciable offensive military advantage that cannot be mitigated by 
countervailing defensive actions of the United States and its NATO 
allies. Responding to Russia's military modernization, treaty 
violations, and aggression will not be without cost, but maintaining 
our deterrent and defense capabilities in Europe remains essential to 
the United States national interest and that of our closest allies.
    Question. Is there a gap in U.S. military capability that could be 
filled by a system comparable to the GLCM?
    Answer. I understand the Administration is reviewing this issue. If 
confirmed, I look forward to working with the Committee to address it.
    Question. Should we increase NATO's defenses against these new 
cruise missiles as well as against Russia's air and sea-launched cruise 
missiles?
    Answer. I understand the President has ordered a Ballistic Missile 
Defense Review to examine whether we should strengthen U.S. missile 
defense capabilities, including with respect to meeting this challenge. 
If confirmed, I would want to examine the findings of this study before 
opining on what new missile defenses might be necessary.
               north atlantic treaty organization (nato)
    Question. In your opinion, does the NATO Alliance benefit the 
national security interests of the United States?
    Answer. I agree with Secretary Mattis that ``NATO is vital to our 
national interest and it is vital to the security of the United 
States.''
    Question. What are the major strategic objectives of the NATO 
Alliance in the coming years?
    Answer. NATO must continue to deter Russian aggression; encourage 
and assist its Member States to become more resilient, particularly 
against asymmetric and ``hybrid'' threats; make demonstrable progress 
towards the Wales 2% pledge and alliance burden-sharing; and play a 
more active role in our common fight against terrorism and out-of-area 
threats.
    Question. In your opinion, what are the greatest challenges for 
NATO and the most important capability improvements that the Alliance 
must make to deal with the accelerated and growing threats it faces?
    Answer. Secretary Mattis has made clear a significant challenge for 
NATO will be to muster the political will to deter Russian aggression, 
resolve defense burden-sharing imbalances by meeting the 2% Wales 
pledge, and maintain alliance solidarity on key issues such as 
deterrence and countering terrorism. These challenges are exacerbated 
by growing political polarization within Europe, external crises and 
issues that will compete for the time and attention of national 
leaders, and NATO's somewhat cumbersome decision-making process.
    That said, the magnitude of the growing threats posed to the 
Alliance should serve to help capitals overcome political resistance to 
increasing their contributions to the alliance and rallying behind 
joint efforts to defeat ISIS and deter further Russian aggression. In 
the event I am confirmed, I look forward to working with U.S. 
colleagues and NATO counterparts in identifying key capabilities in 
which the U.S. and our NATO partners must invest in order to 
effectively meet these challenges.
    Question. What is your perspective on accusations that our NATO 
Allies do not carry their fair share of the security burden?
    Answer. My perspective is that these accusations are accurate, 
long-standing, and bipartisan. They reflect a justifiable concern that 
some of our NATO allies do not take seriously their commitment to 
Article 3 of the North Atlantic Treaty which states that Members 
``separately and jointly, by means of continuous and effective self-
help and mutual aid, will maintain and develop their individual and 
collective capacity to resist armed attack.''
    I agree with Secretary Mattis' warning to NATO allies that 
``Americans cannot care more for your children's security than you do. 
Disregard for military readiness demonstrates a lack of respect for 
ourselves, for the alliance, and for the freedoms we inherited, which 
are now clearly threatened.''
    Question. In your view, is there a continuing requirement for U.S. 
nuclear weapons to be deployed in NATO countries?
    Answer. Yes. NATO allies reaffirmed at the Wales Summit that the 
alliance nuclear force is an essential component of NATO's deterrent 
strategy. I believe the U.S. and NATO must maintain the full range of 
capabilities necessary to maintain this successful deterrent.
    Question. If confirmed, will you support fielding the dual capable 
F-35 modifications for the United States and its allies in the shortest 
feasible time?
    Answer. I will.
                                balkans
    Question. How would you describe today's threats to the security 
and stability of the Balkans?
    Answer. Although much has improved in many respects since the 
significant sectarian and ethnic conflict of the 1990s, the situation 
in some corners of the Balkans remains tenuous. Some states have made 
significant progress and have been welcomed into NATO. Others face 
significant governance and corruption challenges at home, which have 
been exploited by outside actors such as Russia. Other states continue 
to face ethnic and sectarian tensions that could escalate into armed 
conflict.
    United States defense relationships with Balkan partners will 
continue to be an important element of a broader United States effort 
to bolster stability, economic development, and national resilience in 
this important corner of Europe.
    Question. What do you see as the role of NATO's Kosovo Force (KFOR) 
and what conditions are required before that presence can be reduced or 
eliminated?
    Answer. I concur with Secretary Mattis' judgment that KFOR remains 
critical to ensuring stability in the region. While the UNSC authorized 
KFOR remains primarily a backstop, behind the Kosovo Police and the 
European Union Rule of Law Mission, unfortunately, due to the lack of 
progress in the European Union sponsored Belgrade-Pristina Dialogue and 
the absence of normalized ties between Serbia and Kosovo, conditions 
continue to justify the KFOR mission.
                    latin america and the caribbean
    Question. How do you define United States national security 
interests in Latin America and the Caribbean?
    Answer. United States national security interests in Latin America 
and the Caribbean begin with protecting the security and promoting the 
economic prosperity of the Homeland and the American people. We also 
have a national interest in promoting the security and prosperity of 
our partners across the region and strengthening our joint efforts to 
address common security challenges. This includes narcotrafficking, 
terrorism, and transnational organized crime that have contributed to 
violence and corruption throughout the hemisphere and in the United 
States.
    Question. Many of the internal security challenges in Latin America 
are associated with transnational criminal networks. How should the 
United States approach security assistance given the overlapping roles 
of host governments' law enforcement organizations and militaries in 
combating these networks?
    Answer. Countering transnational criminal networks is not primarily 
a Defense Department mission. It is primarily a law enforcement 
mission, both on the part of the U.S. Government and our partners, 
although military forces often play important supporting roles. The 
U.S. approach to security assistance should be tailored to the specific 
circumstances of each country, promote interagency and regional 
cooperation and interoperability, and reinforce the importance of 
promoting the rule of law, the integrity of state institutions, human 
rights and combating corruption.
    Question. What types of United States assistance are appropriate 
for Latin American countries given that these challenges emanate from 
non-state actors?
    Answer. U.S. foreign assistance, to be properly aligned with our 
national interests, should be coordinated among relevant U.S. 
departments and agencies in support of an interagency strategy that 
addresses the range of challenges related to non-state actors from 
terrorists to narcotraffickers to international criminal networks. Such 
strategies might include capacity-building for military and civilian 
security forces; efforts to improve governance, strengthen the rule of 
law, and fight corruption; and initiatives to facilitate regional 
cooperation and information-sharing.
    Question. In some countries in Latin America, such as Mexico, the 
Department of Defense plays an important role in training, equipping, 
and rendering assistance to partner nation militaries. How should it 
coordinate efforts with security efforts in those countries led by 
other U.S. agencies, such as the Department of State?
    Answer. The Department of Defense must coordinate closely with the 
Department of State and other relevant U.S. agencies, along with the 
partner nation, to ensure DOD assistance is part of an integrated 
approach. This coordination should happen both at the Country Team 
level, under the supervision of the U.S. Ambassador, and through the 
interagency process in Washington, D.C., and should include close 
partnership with Congress.
    Question. There is a growing concern that the counter-narcotics 
campaign in Central America and security assistance from the United 
States is ``militarizing'' civilian police. In your view, how should 
the Defense Department condition its security assistance to countries 
such as Guatemala, Honduras, and El Salvador to ensure that it is 
training local police appropriately, and not exacerbating the violence 
in those countries?
    Answer. The most basic condition on assistance to partner security 
forces is adherence to rigorous standards of respect for the rule of 
law and human rights. In addition, assistance must be planned in close 
coordination with the Department of State and Congress, and should be 
tailored to the specific situation in each country to ensure that 
Central American civilian police forces increasingly are able to handle 
their responsibilities for law enforcement effectively, appropriately, 
and free of corruption. It likely will take time for these countries to 
recruit, train and build effective police forces.
                                colombia
    Question. United States assistance to Colombia over the past 
several years has facilitated the marginalization of the FARC and other 
violent revolutionary groups.
    How do you define United States national security interests in 
Colombia? What means of support are appropriate for the Colombian 
government given the challenges it faces?
    Answer. The United States has invested considerable time, effort, 
and resources into the relationship with Colombia and that country's 
long-standing campaign against the FARC. The United States has a vested 
interest in supporting Colombia's peace implementation process, which 
includes targeting coca cultivation and cocaine trafficking, 
demobilizing the Revolutionary Armed Forces of Colombia (FARC) 
guerrillas, and expanding the presence and reach of the Colombian 
government throughout the country. A failure to adequately address 
growing coca cultivation and a burgeoning narcotrafficking industry 
would imperil the significant investments made by the United States in 
Colombia and endanger our national interests. We can protect our 
significant investment in Colombia's counternarcotics and 
counterinsurgency missions through defense institution-building 
efforts. These investments will continue to pay dividends as Colombia 
continues to emerge as a regional and global security exporter.
    Question. What conditions need to be reached for the nature of the 
United States strategy in Colombia to change?
    Answer. Even though Colombia has reached a peace deal with the 
FARC, the National Liberation Army (ELN) and other organized armed 
groups continue to present significant security challenges, thereby 
threatening implementation of the peace accord with the FARC. It would 
be premature to change our strategy until these gains are consolidated, 
narcotrafficking is curtailed, and the reach of the central government 
extended into previously hostile areas. It is my understanding that the 
Colombians are very capable and willing United States partners. If 
confirmed, I would want to sustain that close partnership while we 
assess how to meet our common objectives in Colombia and in the region.
    Question. Provided that the Colombian government continues to make 
progress towards peace with the major rebel groups, what should be the 
United States' approach towards preventing the growth of illegally 
armed groups and drug trafficking organizations?
    Answer. Implementing the peace accord will take a tremendous 
commitment of effort and resources. There are signs that the ELN and 
organized armed groups are taking over the FARC's narcotrafficking and 
other illicit activities. We must work closely with the Government of 
Colombia to defeat these threats, as their persistence imperils both 
the peace with the FARC and the effectiveness of the Government's 
counternarcotics efforts.
    Question. What are the challenges that the Colombian government and 
military will face in implementing the recent peace deal with the FARC 
and how can the United States contribute to the implementation process?
    Answer. Successfully implementing the peace accord will require a 
major commitment of Colombian effort and resources over the coming 
decades. Colombia's security forces will be critical in extending 
security and the rule of law across the country, and in the eradication 
and interdiction components of the counternarcotics effort. The 
Government of Colombia also will have to leverage its civilian 
institutions to address the root causes of the conflict. It is my 
understanding that United States security assistance has been effective 
in building the capabilities of the Colombian security forces to defeat 
enemy forces on the battlefield.
    Question. The Colombian military has become a security exporter 
throughout the region and the world due to its successes and expertise. 
What assistance should the United States provide to facilitate its 
growth as a source of stability?
    Answer. Colombia has been a tremendous partner in the United 
States-Colombia Action Plan for Regional Security (USCAP), through 
which it trains Central American and Caribbean countries in 
counternarcotics and counterterrorism activities. Colombia has 
participated in NATO and European Union counter-piracy missions off the 
coast of the Horn of Africa, and has taken steps to prepare to 
participate in United Nations peacekeeping operations. We should 
maintain our support for Colombia's regional and global security 
activities, which contribute to our own national security.
           continuing use of guantanamo as a detention center
    Question. Would you advise the President to transfer additional 
detainees to Guantanamo? What do you see as the costs and benefits of 
doing so?
    Answer. While I do not believe detention policy or the disposition 
of the detention facility at Guantanamo falls under the purview of the 
Assistant Secretary of Defense for International Security Affairs, I do 
believe the United States needs an effective and sustainable policy 
consistent with the law of armed conflict that allows for the detention 
of enemy combatants captured on the battlefield. If confirmed and asked 
for my opinion on this controversial issue, I would want to better 
understand the costs, benefits, and risks of various options that have 
been considered across multiple Administrations.
    Question. What should be the Department's long-term detention 
strategy?
    Answer. I do not believe detention strategy falls under the purview 
of the Assistant Secretary of Defense for International Security 
Affairs, and I do not think that I am adequately qualified to opine on 
what a long-term detention strategy should be, without consulting first 
with the appropriate Department of Defense policy and legal experts.
    Question. Do you think the U.S. Government should continue the 
Periodic Review Board Process and the process of transferring detainees 
to other countries, subject to the restrictions currently in law?
    Answer. I would defer to the appropriate experts at the Department 
of Defense regarding the disposition of detainees currently held by the 
Department.
                      defense security cooperation
    Question. What is the appropriate role of the Department of Defense 
in the conduct of security sector assistance?
    Answer. Security sector assistance is an important element of the 
Department of Defense's relationship with partner militaries across the 
globe. Although other U.S. agencies have significant roles to play in 
assisting partners with security sector reform and building partner 
capacity, the Defense Department has unique capabilities to improve the 
capabilities of our partner militaries in line with our national 
interest. I understand the Fiscal Year 2017 NDAA included some reforms 
that have increased the integration and flexibility of some aspects of 
security assistance. If I am confirmed, I would want to conduct further 
research to determine if additional steps could be taken to improve 
coordination and efficacy of U.S. security assistance efforts.
    Question. What should be the Defense Department's relationship with 
the Department of State in the conduct of these activities?
    Answer. The Defense Department should work closely with the 
Department of State and other interagency partners--along with the 
Congress--in coordinating and overseeing security assistance to ensure 
such programs are effective, and efficient uses of taxpayer dollars, 
and remain consistent with our foreign policy goals and objectives.
    Question. What should be the strategic objectives of the Defense 
Department's efforts to build the capabilities of a partner nation's 
security forces?
    Answer. Defense Department security assistance programs should 
strive to enhance the ability of partner nations to provide for their 
own internal defense and contribute more meaningfully to regional and 
global security, consistent with our shared national interests. Having 
capable and responsible partners is a force-multiplier for the U.S. 
military, reducing the burden on U.S. forces for responding to security 
threats across the world.
    Question. In your view, is the Defense Department appropriately 
organized and resourced to effectively conduct such activities? If not, 
what changes would you recommend?
    Answer. I understand the FY 2017 NDAA included significant reforms 
of the Department's security cooperation programs. As I mentioned 
previously, I believe consolidating authorities and creating a central 
transfer account should make our assistance more efficient, flexible, 
and tailored to our national interests and defense strategies. If 
confirmed, I would want to examine more closely these reforms and 
related issues before advocating for additional reforms or resources.
                        congressional oversight
    Question. In order to exercise its legislative and oversight 
responsibilities, it is important that this Committee and other 
appropriate committees of the Congress are able to receive testimony, 
briefings, and other communications of information.
    Do you agree, if confirmed for this position, to appear before this 
Committee and other appropriate committees of the Congress?
    Answer. Yes.
    Question. Do you agree, if confirmed, to appear before this 
Committee, or designated members of this Committee, and provide 
information, subject to appropriate and necessary security protection, 
with respect to your responsibilities as the Assistant Secretary of 
Defense for International Security Affairs?
    Answer. Yes.
    Question. Do you agree to ensure that testimony, briefings, and 
other communications of information are provided to this Committee and 
its staff and other appropriate committees in a timely manner?
    Answer. Yes.
    Question. Do you agree to provide documents, including copies of 
electronic forms of communication, in a timely manner when requested by 
a duly constituted committee, or to consult with the Committee 
regarding the basis for any good faith delay or denial in providing 
such documents?
    Answer. Yes.
    Question. Do you agree to answer letters and requests for 
information from individual Senators who are members of this Committee?
    Answer. Yes.
                                ------                                


    [Questions for the record with answers supplied follow:]

             Questions Submitted by Senator Roger F. Wicker
                          helsinki commission
    1. Senator Wicker. Mr. Karem, the United States Commission on 
Security and Cooperation in Europe (CSCE/Helsinki Commission) consists 
of 21 commissioners, 18 of whom come from the United States Congress. 
The remaining three commissioners are appointed by the President of the 
United States from the Departments of Defense (DOD), State, and 
Commerce, usually at the assistant secretary level. The commissioner 
appointed from DOD has typically been the official who serves as 
Assistant Secretary of Defense for International Security Affairs, the 
position for which you have been nominated.
    In addition to serving as a Member of this Committee, I also 
currently serve as the Chairman of the Helsinki Commission, whose 
mandate requires commissioners to ``monitor the acts of the signatories 
which reflect compliance with or violation of the articles of the Final 
Act of the Conference on Security and Cooperation in Europe,'' also 
known as the Helsinki Final Act. The Helsinki Final Act commitments 
have been under increasing strain in recent years. I strongly recommend 
that, if confirmed, you seek to engage with our bipartisan, bicameral 
commission, as we would welcome the opportunity to work with you.
    Do you agree that collaborating with allies and partners through 
institutions such as the Organization for Security and Cooperation in 
Europe (OSCE) to address the challenges facing Europe is helpful and in 
the national interest?
    Mr. Karem. I strongly agree that we must collaborate with allies 
and partners to address our shared security challenges, and, if 
confirmed, I hope to work with you and the other members of the U.S. 
Commission on Security and Cooperation in Europe to support and defend 
the principles and commitments enshrined in the Helsinki Final Act. The 
Organization for Security and Cooperation in Europe remains a key 
institution for international dialogue. If confirmed, I look forward to 
engaging with key allies and partners, as well those who may see us as 
an adversary, through the OSCE to address the recent strains to the 
European security environment.

    2. Senator Wicker. Mr. Karem, what more can DOD do to support 
efforts to enhance accountability for signatory states that are in 
violation of their commitments under the Helsinki Final Act?
    Mr. Karem. I understand the U.S. has raised significant concerns 
regarding violations of the Helsinki Final Act, particularly by Russia, 
both bilaterally and in multilateral fora. These efforts are critical 
to maintaining consensus around key principles, such as sovereignty and 
host nation consent for the presence of military forces, that provide 
predictability and security within the international system. If 
confirmed, I will continue to work with allies and partners to press 
for accountability for the commitments made under the Helsinki Final 
Act, in close consultation with the Helsinki Commission.
                               __________
            Questions Submitted by Senator Elizabeth Warren
               countering ``gray zone'' warfare in europe
    3. Senator Warren. Mr. Karem, the United States has deployed 
equipment and rotated ground forces back into Europe through the 
European Reassurance Initiative, but this conventional display of force 
alone obviously isn't sufficient to deter Russia. Putin seems to rely 
increasingly on covert cyber activity, propaganda, and other indirect 
tactics--as he demonstrated just a few weeks ago by interfering with 
the French election. If confirmed, how will you work with our North 
Atlantic Treaty Organization (NATO) allies to counter Russia's so-
called ``gray zone'' warfare?
    Mr. Karem. As I wrote in response to a question about Russia's 
hybrid war tactics in my Advance Policy Questionnaire:
    Rebuilding American and allied military strength remains at the 
center of any deterrence strategy. But, specifically countering Russian 
hybrid tactics will require NATO allies to take more seriously their 
obligations under Article 3 to improve national resilience--especially 
with respect to cybersecurity--and to maintain the political will to 
defend the sovereignty of Member states and counter Russian influence 
and information operations. To counter a false Kremlin narrative, it is 
also important to demonstrate to the Russian people that the United 
States and its NATO allies have an alliance that is inherently 
defensive and does not pose a threat to Russia's sovereignty or 
legitimate national interests; that Russia has more to gain in economic 
and security terms from partnership with the West than from 
confrontation.
    If confirmed, I would seek to work with our NATO Allies to enhance 
our shared capacity to more quickly identify, expose, disrupt, and 
impose costs on Moscow's use of ``gray zone'' measures that threaten 
our interests below the level of conventional conflict.
                                ------                                


    [The nomination reference of Mr. Robert Story Karem 
follows:]
                    Nomination Reference and Report
                           As In Executive Session,
                               Senate of the United States,
                                                    April 25, 2017.
    Ordered, That the following nomination be referred to the Committee 
on Armed Services:
    Robert Story Karem, of the District of Columbia, to be an Assistant 
Secretary of Defense, vice Derek H. Chollet, resigned.
                                ------                                


    [The biographical sketch of Mr. Robert Story Karem, which 
was transmitted to the Committee at the time the nomination was 
referred, follows:]

               Biographical Sketch of Mr. Robert S. Karem
Education:
        Columbia University
        - 1996 to 2000
        - B.A.; Honors in Political Science

Employment record:
    List all jobs held since college including title or description of 
job, name of employer, location of work, and dates of employment.

        Presidential Transition Team (Washington, DC)
        - Volunteer advisor to CIA Director Nominee Mike Pompeo
        - December 2016 to January 2017

        Sole Proprietor/Independent Consultant (Washington, DC)
        - October 2016 to November 2016

        Jeb 2016 Presidential Campaign (Miami, FL)
        - Foreign Policy Advisor
        - June 2015 to March 2016

        Right to Rise Policy Solutions (Miami, FL)
        - Independent Consultant
        - May 2015 to June 2015

        Office of U.S. House Majority Leader Kevin McCarthy 
(Washington, DC)
        - National Security Advisor
        - August 2014 to May 2015

        Office of U.S. House Majority Leader Eric Cantor 
(Washington, DC)
        - National Security Advisor
        - October 2011 to August 2014

        American Enterprise Institute (Washington, DC)
        - Research Fellow; Advisor to Richard B. Cheney
        - July 2009 to October 2011

        Transition Office of Vice President Richard B. Cheney 
(McLean, VA)
        - Advisor
        - January 2009 to July 2009

        Office of the Vice President (Washington, DC)
        -  Special Assistant to the Chief of Staff; Special Advisor for 
National Security Affairs
        - February 2005 to January 2009

        Office of U.S. Senator Mitch McConnell (Washington, DC)
        -  Personal Aide; Legislative Correspondent; Legislative Aide
        - January 2001 to September 2002

        Center for Strategic and International Studies 
(Washington, DC)
        -  Intern (Asia Program); Research Assistant (Nuclear Threat 
Initiative)
        - June 2000 to January 2001
                                ------                                


    [The Committee on Armed Services requires all individuals 
nominated from civilian life by the President to positions 
requiring the advice and consent of the Senate to complete a 
form that details the biographical, financial, and other 
information of the nominee. The form executed by Mr. Robert 
Story Karem in connection with his nomination follows:]

                          UNITED STATES SENATE
                      COMMITTEE ON ARMED SERVICES
                              Room SR-228
                       Washington, DC 20510-6050
                             (202) 224-3871
                    COMMITTEE ON ARMED SERVICES FORM
      BIOGRAPHICAL AND FINANCIAL INFORMATION REQUESTED OF NOMINEES
    Instructions to the Nominee: Complete all requested information. If 
more space is needed, use an additional sheet and cite the part of the 
form and the question number (i.e. A-9, B-4) to which the continuation 
of your answer applies.
                    part a--biographical information
    Instructions to the Nominee: Biographical information furnished in 
this part of the form will be made available in Committee offices for 
public inspection prior to the hearing and will also be published in 
any hearing record as well as made available to the public.

    1. Name: (Include any former names used.)

      Robert Story Karem

    2. Position to which nominated:

       Assistant Secretary of Defense for International Security 
Affairs

    3. Date of nomination:

       April 25, 2017

    4. Address: (List city and state of personal residence and full 
office addresses.)

       [The nominee responded and the information is contained in the 
Committee's executive files.]

    5. Year and place of birth:

       1977, Lexington, Kentucky

    6. Marital status: (Include full name of current spouse including 
any other names used, including maiden name.)

       Single

    7. Names and ages of children (if over age 18)

       N/A

    8. Education: List names of secondary and higher education 
institutions attended, type of school (vocational, technical, trade 
school, college, university, military college, correspondence, 
distance, extension, and on-line) dates attended, degree received and 
date degree granted.

        Henry Clay High School; 1993 to 1996; high school 
diploma; 1996

        Columbia University; 1996 to 2000; B.A.; 2000

    9. Employment record: List all jobs held since college or in the 
last 10 years, whichever is less, including the title or description of 
job, name of employer, location of work, and dates of employment. If 
the employment activity was military duty, list separate employment 
activity periods to show each change of military duty station.

        Presidential Transition Team, Washington, DC
        -  Advisor to CIA Director Nominee Mike Pompeo (volunteer 
position)
        -  December 2016 to January 2017

        Independent Consultant, Washington, DC
        -  October 2016 to November 2016

        Jeb 2016 Presidential Campaign, Miami, FL
        -  Foreign Policy Advisor
        -  June 2015 to March 2016

        Right to Rise Policy Solutions, Miami, FL
        -  Policy Consultant
        -  May 2015 to June 2015

        Office of House Majority Leader Kevin McCarthy, 
Washington, DC
        -  National Security Advisor
        -  August 2014 to May 2015

        Office of House Majority Leader Eric Cantor, 
Washington, DC;
        -  National Security Advisor
        -  October 2011 to August 2014

        American Enterprise Institute, Washington, DC
        -  Research Fellow and Advisor to Richard B. Cheney
        -  July 2009 to October 2011

        Transition Office of Vice President Cheney, McLean, VA
        -  Policy Advisor to Richard B. Cheney
        -  January 2009 to July 2009

        Office of the Vice President, Washington, DC
        -  Special Advisor for National Security Affairs
        -  February 2005 to January 2009

    10. Government experience: List any advisory, consultative, 
honorary or other part-time service or positions with Federal, State, 
or local governments, other than those listed above.

        Office of U.S. Senator Mitch McConnell (2001 to 2005)

    11. Business relationships: List all positions currently held as an 
officer, director, trustee, partner, proprietor, agent, representative, 
or consultant of any corporation, company, firm, partnership, or other 
business enterprise, educational or other institution.

       N/A

    12. Memberships: List all memberships and offices currently held in 
professional, fraternal, scholarly, civic, business, charitable and 
other organizations.

       N/A

    -13. Political affiliations and activities:

    (a) List all offices with a political party which you have held or 
any public office for which you have been a candidate.

       N/A

    (b) List all memberships and offices held in and services rendered 
to all political parties or election committees during the last 5 
years.

       N/A

    (c) Itemize all political contributions to any individual, campaign 
organization, political party, political action committee, or similar 
entity of $100 or more for the past 5 years.

        Jeb 2016 - $1,000 (6/2015)

        Jeb 2016 - $500 (9/2015)

        Mitch McConnell Senate Committee - $750 (6/2013)

        Mitch McConnell Senate Committee - $500 (8/2014)

        Romney for President - $500 (10/2012)

    14. Honors and Awards: List all scholarships, fellowships, honorary 
degrees, civilian service citations, military awards and decorations, 
honorary society memberships, and any other special recognitions for 
outstanding service or achievements.

       N/A

    15. Published writings: List the titles, publishers, and dates of 
books, articles, reports, or other published materials which you have 
written.

       N/A

    16. Speeches: Provide the Committee with two copies of any formal 
speeches you have delivered during the last 5 years of which you have 
copies and are on topics relevant to the position for which you have 
been nominated.

       N/A

    17. Commitments regarding nomination, confirmation, and service:

    (a) Have you adhered to applicable laws and regulations governing 
conflicts of interest?

       I will.

    (b) Have you assumed any duties or undertaken any actions which 
would appear to presume the outcome of the confirmation process?

       I have not.

    (c) If confirmed, will you ensure your staff complies with 
deadlines established for requested communications, including questions 
for the record in hearings?

       I will.

    (d) Will you cooperate in providing witnesses and briefers in 
response to congressional requests?

       I will.

    (e) Will you promise to enforce or ensure whistleblower protections 
for all those witnesses?

       I will.

    (f) Do you agree, if confirmed, to appear and testify upon request 
before this Committee?

       I do.

    (g) Do you agree to provide documents, including copies of 
electronic forms of communication, in a timely manner when requested by 
a duly constituted committee, or to consult with the Committee 
regarding the basis for any good faith delay or denial in providing 
such documents?

       I do.

                                ------                                


    [The nominee responded to Parts B-F of the Committee 
questionnaire. The text of the questionnaire is set forth in 
the Appendix to this volume. The nominee's answers to Parts B-F 
are contained in the Committee's executive files.]
                                ------                                

                           Signature and Date
    I hereby state that I have read and signed the foregoing Statement 
on Biographical and Financial Information and that the information 
provided therein is, to the best of my knowledge, current, accurate, 
and complete.
                                                   Robert Story Karem  
    This 4th day of May, 2017

                                ------                                


    [The nomination of Mr. Robert Story Karem was reported to 
the Senate by Chairman McCain on May 23, 2017, with the 
recommendation that the nomination be confirmed. The nomination 
was confirmed by the Senate on May 25, 2017.]

                                ------                                


    [Prepared questions submitted to Ms. Kari A. Bingen by 
Chairman McCain prior to the hearing with answers supplied 
follow:]
                        Questions and Responses

                            defense reforms
    Question. The National Defense Authorization Act for Fiscal Year 
2017 included the most sweeping reforms since the Goldwater-Nichols 
Department of Defense Reorganization Act of 1986.
    Do you support these reforms?
    Answer. As a professional staff member on the House Armed Services 
Committee (HASC), I had the privilege of supporting the Committee in 
its efforts to reform the organization and management of the Department 
of Defense, and I support the reforms that were recently enacted into 
law. If confirmed, I look forward to working with the Armed Services 
Committees on their implementation, as they relate to the Office of the 
Under Secretary of Defense for Intelligence (USD(I)) and the defense 
intelligence enterprise.
    Question. What other areas for defense reform do you believe might 
be appropriate for this Committee to address?
    Answer. I believe there is opportunity for continued reform within 
the Department of Defense and, if confirmed, I would support the USD(I) 
in looking carefully across the organization, management, and 
activities of the defense intelligence enterprise to determine any 
areas where improvements could be made.
    Question. Section 911 of the National Defense Authorization Act for 
Fiscal Year 2017 required the Secretary of Defense to establish cross-
functional teams to address critical objectives of the Department.
    Do you agree that the Department must be able to integrate its 
diverse, functional capabilities well in order to successfully defend 
the Nation from increasingly complex and dynamic security threats? Will 
you meet this requirement to the best of your abilities?
    Answer. Yes, I agree with the need to integrated these 
capabilities, and if confirmed, I would endeavor to meet this 
requirement to the best of my abilities. The national security threats 
facing the Nation today are not only complex and dynamic, but diverse. 
Today's threats cross all domains and require not only a DOD, but a 
whole-of-government approach to developing responses. Using cross-
functional teams would tap the expertise across the DOD to include the 
Office of the Secretary of Defense (OSD), the Joint Staff, the 
combatant commands, the Military Departments/Services and the combat 
support agencies. Bringing together talent from across the Department, 
soliciting innovative thought, and providing an open thinking 
environment is crucial to improving DOD's ability to address current 
and emerging threats to national security.
    As an example, I understand that the USD(I) has been tasked by the 
Deputy Secretary to oversee a cross-functional team focused on 
algorithmic warfare and leveraging technology to improve the 
processing, exploitation, and dissemination of full motion video 
collected from airborne platforms, which is a key intelligence 
capability in the defeat-ISIS campaign.
    Question. What is your understanding of the attributes and 
characteristics of effective cross-functional teams?
    Answer. My understanding is that DOD's cross-functional teams 
include subject matter experts from across the Department with the 
appropriate knowledge of policy, strategy, technical expertise, and 
operations to tackle our most daunting national security challenges. If 
confirmed, I would support the USD(I) in encouraging the best possible 
environment for these cross-functional teams to succeed in addressing 
our national security challenges.
                                 duties
    Question. What is your understanding of the role, duties, and 
functions of the Principal Deputy Under Secretary of Defense for 
Intelligence (PDUSD(I))?
    Answer. My understanding is that the Principal Deputy Under 
Secretary of Defense for Intelligence (PDUSD(I)) is responsible for 
assisting the USD(I) in supporting the Secretary of Defense in 
discharging his intelligence-related responsibilities and authorities 
under Title 10 and Title 50 of the United States Code.
    I understand the responsibilities of the USD(I) to include: serving 
as the principal intelligence advisor to the Secretary of Defense; 
exercising authority, direction, and control on behalf of the Secretary 
of Defense over the Defense Intelligence Components of the Department 
of Defense; ensuring that intelligence organizations in the Department 
of Defense are manned, organized, trained, and equipped to support the 
missions of the Department; ensuring that the DOD Intelligence 
Components that are also elements of the Intelligence Community are 
responsive to the Director of National Intelligence (DNI) in the 
execution of the DNI's authorities; ensuring that the combatant 
commanders, the Joint Chiefs of Staff, and the civilian leadership of 
the Department are provided with appropriate intelligence support; 
ensuring that counterintelligence activities in the Department are 
conducted and managed efficiently and effectively; ensuring that other 
sensitive activities which the Department conducts or supports are 
conducted and managed efficiently and effectively; overseeing the 
implementation of all DOD security policies and programs except for 
nuclear, chemical, and biological security to ensure efficiency and 
effectiveness; serving as the Program Executive for the Military 
Intelligence Program, and ensuring that the DOD Intelligence Components 
that are also elements of the Intelligence Community are robust, 
balanced, and in compliance with the guidance and direction from the 
DNI; and ensuring that the Department provides the U.S. Congress with 
intelligence-related information sufficient to execute its oversight 
responsibilities.
    Question. What recommendations, if any, do you have for changes in 
the duties and functions of the PDUSD(I)?
    Answer. At this time, I do not have specific recommendations for 
changes in the duties and functions of the PDUSD(I), but if confirmed, 
I would keep the Committee informed of any changes in view that I may 
have.
    Question. How do you view the relationship and division of 
responsibilities between the Office of the Under Secretary of Defense 
for Intelligence (OUSD(I)) and the Office of the Under Secretary of 
Defense for Policy?
    Answer. Secretary Mattis has emphasized collaboration. If 
confirmed, I would work closely and collaboratively with each of the 
Under Secretaries, their Principal Deputies, and senior teams, 
recognizing the complementary perspectives each brings to our shared 
Department mission. I believe that a close and continuing partnership 
between the Under Secretary of Defense for Policy and the USD(I), their 
Principal Deputies, and their staffs helps to ensure that policy and 
intelligence are effectively integrated in executing the Department's 
mission.
                             qualifications
    Question. Section 137a of title 10, United States Code, requires 
that the PDUSD(I) be ``appointed from among persons who have extensive 
expertise in intelligence matters.''
    What background and experience, particularly in the area of 
intelligence matters, do you possess that qualify you to perform the 
duties of the PDUSD(I)?
    Answer. If confirmed, I believe I have the proper background and 
experience to effectively perform the duties of the Principal Deputy 
Under Secretary of Defense for Intelligence.
    I have been honored to serve as a professional staff member on the 
HASC, from 2006 to 2011, and again from 2013 to the present. In my 
capacity as policy director, I have led a small team that oversees 
national defense policy and strategy; regional strategies, posture, and 
military campaign plans, including in Iraq, Syria, and Afghanistan; 
building partnership capacity efforts; and Department of Defense 
organization and management. I have largely been an intelligence 
consumer, Intelligence Community assessments to inform my policy 
recommendations to Committee Members and to inform legislation. I have 
also seen, through my oversight role, how critical intelligence support 
is to the operations, military planners, and the acquisitions 
community.
    I have also served as the staff lead for the HASC Strategic Forces 
Subcommittee with direct responsibility for overseeing military space, 
missile defense, nuclear weapons, and military intelligence programs 
and resources. During this time, I supported the Committee's efforts to 
raise awareness of space threats and the need for greater space 
situational awareness and space protection capabilities; to enhance our 
Nation's missile defense capabilities in response to increasing foreign 
ballistic missile threats; and to invest in the modernization and 
enhanced safety and security of our nuclear deterrent capabilities.
    Prior to working on Capitol Hill, I served as a senior space policy 
analyst at The Aerospace Corporation's Center for Space Policy and 
Strategy, providing subject matter expertise on space protection, 
vulnerabilities, and commercial remote sensing for the National 
Security Space Office (NSSO) and the National Geospatial-Intelligence 
Agency (NGA).
    Prior to Aerospace, I was employed with SRA International's Adroit 
C4ISR Center as a space systems analyst, where I supported various 
defense and intelligence organizations. I provided analytical support 
to the NSSO in areas such as space protection, hyperspectral imaging, 
and satellite constellation performance; analyzed threats to U.S. space 
systems for customers in the Intelligence Community; examined the 
integration of airborne intelligence, surveillance (ISR), and 
reconnaissance assets into ground systems for the Air Force; and served 
as SRA's Deputy Program Manager providing strategic planning support to 
the CIA Office of Transnational Issues' Geospatial Analysis Center. In 
2002, I was selected as a National Reconnaissance Office (NRO) 
Technology Fellow and assigned to the CIA's Weapons Intelligence, 
Nonproliferation & Arms Control Center to examine threats to U.S. space 
systems.
    From my legislative, executive, and private sector background, I 
have experience working with the defense intelligence enterprise in a 
variety of different roles. I understand the important role of 
congressional oversight; I understand the technical, operational, and 
programmatic complexities involved in the acquisition and fielding of 
ISR capabilities; and I appreciate the analytical challenges of 
assessing foreign capabilities and intent. I believe this cumulative 
experience and perspective, coupled with my technical engineering 
background, have uniquely prepared me for this position.
                        relations with congress
    Question. What are your views on the state of the relationship 
between the OUSD(I) and the Senate Armed Services Committee in 
particular, and with the Congress in general?
    Answer. My current responsibilities have not afforded me sufficient 
visibility to assess the relationship between OUSD(I) and the Senate 
Armed Services Committee (SASC). In my capacity as the policy director 
for the HASC, I found the OUSD(I) and the defense intelligence 
enterprise to be generally responsive to the Committee. However, if 
confirmed, I would seek to engage the SASC and other committees of 
jurisdiction to better understand the state of the relationships and 
how they could be enhanced.
    Question. If confirmed, what actions would you take to sustain a 
productive and mutually beneficial relationship between the Congress 
and the OUSD(I)?
    Answer. If confirmed as PDUSD(I), I would support the USD(I) in 
pursuing an open, continuing, and forthright dialogue with Congress 
concerning issues vital to defense intelligence and national defense. 
Furthermore, I believe it is important to engage with Congress on a 
regular basis; to be forthcoming in explaining intelligence activities, 
programs, and budgets; to provide the Committees of jurisdiction the 
information they need to carry out their Article I constitutional 
responsibilities; and to be accountable to the Congress.
                    major challenges and priorities
    Question. In your view, what are the major challenges confronting 
the Office of the Under Secretary of Defense for Intelligence and the 
Defense Intelligence Enterprise?
    Answer. From my view as a professional staff member of the HASC, I 
believe the major challenges confronting OUSD(I) and defense 
intelligence are the diverse and complex array of security challenges 
and continued scope and pace of global operations conducted against a 
backdrop of a smaller force and a constrained fiscal environment. 
Additionally, the demand is increasing for intelligence to support 
policy, operations, and acquisitions, as is the need to improve our 
defense intelligence posture and capabilities to better address the 
full spectrum of security challenges to prevent strategic and military 
surprise, while fully supporting ongoing operations., Furthermore, the 
OUSD(I) must address these challenges in a threat environment that 
requires better protection of our intelligence sources and methods from 
espionage by state and non-traditional actors and unauthorized 
disclosures of information.
    Question. If confirmed, what plans do you have for addressing these 
challenges?
    Answer. If confirmed, given the importance of intelligence to 
ongoing operations, I would assist the USD(I) in ensuring that 
sufficient resources are devoted to the defense intelligence 
enterprise, and that intelligence is disseminated broadly while still 
properly protected. I would reinforce and seek to effectively implement 
the USD(I)'s priorities across the defense intelligence enterprise, and 
ensure effective policies are developed to support the execution of 
these priorities. Lastly, the success of the defense intelligence 
enterprise depends on a workforce--a team--of highly talented and 
experienced professionals with a wide range of skills. If confirmed, I 
would support the USD(I) in recruiting, retaining, and developing this 
talent.
    Question. How would you anticipate developing priorities for 
allocating your time and resources as the PDUSD(I)?
    Answer. If confirmed, I would align my priorities with those of the 
USD(I) and the Secretary of Defense. I would anticipate dividing my 
time generally between oversight of intelligence operations, the 
development of intelligence capabilities, internal management of 
OUSD(I), and other duties as the Secretary and the USD(I) may assign. 
In what will likely continue to be a resource-constrained environment, 
I would assist the USD(I) in seeking to ensure that resources are 
strategically allocated to, and across, the defense intelligence 
enterprise.
    Question. If confirmed, how would you balance the need to provide 
intelligence support to the warfighter with the need to provide 
intelligence support to policy makers?
    Answer. My understanding is that one of OUSD(I)'s primary 
responsibilities is to ensure the appropriate balance between 
intelligence support to the warfighter and to policy makers. If 
confirmed, I would support the USD(I) in working to ensure the defense 
intelligence enterprise continues to satisfy intelligence 
requirements--foremost in support of current military operations and 
planning, while working collaboratively with interagency partners to 
inform political-military decision-making by our national leaders. If 
confirmed, I would seek to identify and communicate the critical 
intelligence needs of the warfighter. If confirmed, I would also assess 
the current level of support to policy-makers and warfighters across 
the national Intelligence Community and defense intelligence 
enterprise, and seek ways to improve coordination and integration.
    Question. If confirmed, how will you ensure that the geographic 
combatant commands are adequately assessing and prioritizing their 
intelligence needs?
    Answer. If confirmed, and in coordination with the Chairman of the 
Joint Chiefs of Staff, I would support the USD(I) in seeking to 
strengthen integration and collaboration between the geographic and 
functional combatant commands, and the components of the national 
Intelligence Community and the defense intelligence enterprise. I 
understand that OUSD(I) has a central responsibility, in coordination 
with the Chairman of the Joint Chiefs of Staff, to ensure a continuous 
dialogue with the combatant commands regarding their priority 
intelligence requirements. Combatant command intelligence requirements 
are continually assessed and prioritized, taking into account U.S. 
national security interests, Secretary of Defense priorities, combatant 
command priorities, and resource constraints. From my experience 
serving as a professional staff member with the HASC as well as my work 
within the Intelligence Community, I have seen how important it is for 
the national Intelligence Community and defense intelligence enterprise 
to recognize and respond to warfighter needs dynamically and with 
maximum agility. If confirmed, I would work diligently to ensure 
effective communication across the defense intelligence enterprise, the 
national Intelligence Community, and all combatant commands.
                                 budget
    Question. What is your assessment of the impact of the budget caps 
required by the Budget Control Act on the capacity and capabilities of 
the Defense Intelligence Enterprise to meet requirements?
    Answer. I understand that the impact on the readiness, capacity, 
and capabilities of the defense intelligence enterprise has been 
significant. This enterprise has been squeezed by five consecutive 
years of budget reductions to meet budget caps. At the same time it has 
been stressed to meet warfighting requirements while also addressing 
strategic and full spectrum challenges. From my position on the HASC, I 
have seen delays in system upgrades, reduced facility maintenance, and 
a slower than desired pace to address the emerging challenges presented 
by China's rapidly growing military and a resurgent Russia. If 
confirmed, I would support the USD(I) in addressing these challenges.
             torture and enhanced interrogation techniques
    Question. Do you support the standards for detainee treatment 
specified in the revised Army Field Manual on Interrogations, FM 2-
22.3, issued in September 2006, and in DOD Directive 2310.01E, the 
Department of Defense Detainee Program, dated August 19, 2014, and 
required by section 1045 of the National Defense Authorization Act for 
Fiscal Year 2016 (Public Law 114-92)?
    Answer. Yes, I support the standards for detainee treatment 
specified in the current Army Field Manual on Interrogations, FM 2-
22.3, issued in September 2006, and in DOD Directive 2310.01E, the 
Department of Defense Detainee Program, dated August 19, 2014, and 
required by section 1045 of the National Defense Authorization Act for 
Fiscal Year 2016. Individuals in the custody or control of the United 
States Government may not be subjected to any interrogation technique 
or approach, or any treatment related to interrogation, that is not 
authorized by and listed in the Army Field Manual.
           management of the defense intelligence enterprise
    Question. What is your understanding of the role of the OUSD(I) in 
overseeing and coordinating the efforts of the elements of the Defense 
Intelligence Enterprise?
    Answer. My understanding is that the PDUSD(I) is responsible for 
assisting the USD(I) in supporting the Secretary of Defense in 
discharging his intelligence-related responsibilities and authorities 
under Title 10 and Title 50 of the United States Code. This includes 
exercising authority, direction, and control on behalf of the Secretary 
of Defense over the Defense Intelligence Components of the Department 
of Defense.
    Question. Are additional authorities, policy guidance, or resources 
necessary for effective oversight of the enterprise?
    Answer. If confirmed, I would carefully assess the adequacy of the 
existing authorities, policies, and resources and evaluate potential 
options to recommend to the USD(I) to increase the effectiveness of the 
defense intelligence enterprise.
    Question. Are there opportunities to improve coordination with the 
National Intelligence Community to improve intelligence support to the 
warfighter and, if so, where are the opportunities?
    Answer. Yes, I believe there are opportunities to improve 
collaboration across the national Intelligence Community and defense 
intelligence enterprise on behalf of the warfighter. If confirmed, I 
would support the USD(I) in engaging early and often with the combatant 
command commanders to understand their needs and to elicit their 
feedback on how OUSD(I) can better support them. I would also support 
the USD(I) in engaging on a frequent basis with leaders in the national 
Intelligence Community to communicate warfighter needs and identify 
opportunities to improve warfighter support. I am particularly 
interested in improving the integration of national and defense ISR 
capabilities, and applying greater attention to faster, more agile and 
adaptive processing, exploitation, and dissemination of intelligence 
data to better support the warfighter. Improvements can also be made to 
increase warfighter awareness of compartmented Intelligence Community 
capabilities, so they are able to take advantage of them.
  allocation of intelligence, surveillance, and reconnaissance (isr) 
           assets through the global force management process
    Question. The Committee has expressed concerns about the process 
and underlying analysis supporting the allocation of ISR assets to the 
combatant commands under the Global Force Management Process (GFMAP). 
While these GFMAP problems are numerous, the Committee has noted in 
particular that, since the events of September 11th, U.S. Central 
Command (CENTCOM) has received the overwhelming share of ISR assets, to 
the point where the Committee expressed doubt that ``a rigorous 
analysis would consistently rank the lowest priorities of one or more 
combatant commands higher than the highest priorities of other 
combatant commands.''
    What is your understanding and assessment of the adequacy of the 
process for allocating ISR capabilities under the GFMAP process?
    Answer. I understand that the GFMAP process was designed to 
allocate forces and capabilities across the combatant commands to best 
meet their requirements, including ISR requirements. If confirmed, I 
would work with the USD(I), in close coordination with the Chairman of 
the Joint Chiefs of Staff, to ensure the appropriate balance in ISR 
allocation, informed by rigorous analysis of tradeoffs and risks to 
ongoing combat operations and support to all other combatant commands.
    Question. In your view, are modifications to the process warranted?
    Answer. My present duties have not yet afforded me an opportunity 
to systematically review and assess the GFMAP process in connection 
with the allocation of ISR assets. However, if confirmed, I would study 
this matter and not hesitate in providing recommended modifications if 
warranted.
    I recognize there are immense challenges posed by the need to 
fulfill U.S. Central Command ISR requirements while still ensuring 
other combatant commands receive adequate support to achieve their 
assigned missions. If confirmed, I would support the USD(I) in working 
closely with the key stakeholders in the GFMAP process across the 
Department, Joint Staff, combatant commands, Military Departments/
Services, and combat support agencies to ensure the tradeoffs and risks 
to missions and forces associated with global ISR allocation are 
thoroughly analyzed and understood.
                                 cyber
    Question. How do you perceive the challenges we face in cyberspace?
    Answer. I believe the challenges we face in a constantly changing 
and dynamic cyberspace environment are significant. In recent years, 
malicious cyberspace activities conducted by our adversaries have 
become increasingly complex, technologically advanced, disruptive, and 
persistent. Correspondingly, DOD continues to face challenges in 
protecting and securing its networks, systems, infrastructure, and in 
developing its overall cyber capabilities.
    Question. Briefly describe what policy objectives the Defense 
Department should be seeking to achieve in the cyber realm and the 
strategy you think is necessary to address these challenges.
    Answer. The Secretary has discussed the need for a whole-of-
government effort and policy regarding U.S. responses to cyber 
aggression, and the need for hardening our information networks and 
critical infrastructure, which I fully support. If confirmed, cyber 
will be a key focus area of mine, as the OUSD(I) continues to support 
efforts to better assess the threat and technological advancements, to 
rapidly develop the capabilities to deter our adversaries and protect 
our networks, to support cyber operations, to develop the Cyber Mission 
Forces, and to support the implementation of section 923 of the 
National Defense Authorization Act for Fiscal Year 2017 on the 
establishment of U.S. Cyber Command.
    Question. What role should the OUSD(I) play in addressing 
challenges in cyberspace?
    Answer. I believe that OUSD(I)'s role is to provide a holistic and 
integrated perspective on cyberspace, as it relates to intelligence. 
This includes a holistic look at the capabilities, operations, 
personnel, and resources across the defense intelligence enterprise 
necessary to provide more effective and efficient intelligence support 
to cyberspace operations, to DOD decision-making, to protection of the 
Defense Industrial Base, and to DOD plans for cyber deterrence and 
defense.
    Question. What is your understanding of the support that the 
OUSD(I) should provide to the Principal Cyber Advisor's cross-
functional team under section 932 of the National Defense Authorization 
Act for Fiscal Year 2014?
    Answer. I understand that OUSD(I) supports the Principal Cyber 
Advisor (PCA) cross-functional team through direct liaison with the 
OUSD(I) SIGINT and Cyber Directorate under the Director for Defense 
Intelligence responsible for technical collection and special programs.
                                 space
    Question. What do you perceive as the threats to our national 
security space satellites?
    Answer. We face a number of threats to our national security space 
systems which, given our high dependency on space, can have severe 
consequences on the battlefield. Our adversaries recognize this 
dependency and have invested in a range of anti-satellite capabilities, 
from kinetic kill weapons to be employed against our satellites to non-
kinetic cyber weapons that can disable our satellite ground stations 
and jam command, control, and communications links. Also, space has 
become increasingly congested, with the number of objects in orbit 
steadily growing.
    Question. Briefly describe what policy objectives the Defense 
Department should be seeking to achieve and the strategy you think is 
necessary to address these threats.
    Answer. I would defer to the Secretary and the Under Secretary of 
Defense for Policy to articulate the Department's space policy 
objectives. However, I believe that our defense intelligence enterprise 
must have the capabilities, personnel, and resources to adequately 
assess space threats and technology, to better support the acquisition 
of new space capabilities, Furthermore, I believe that OUSD(I) can work 
to better integrate intelligence with operations to better protect our 
space capabilities, and to better integrate space and air to provide 
greater continuity of ISR support to users.
    Question. Given that the National Reconnaissance Office (NRO) would 
be required to respond operationally to active threats to 
reconnaissance satellites by adversaries in a conflict, should the 
Department consider designating the NRO as a combat support agency?
    Answer. If confirmed, I would support the USD(I) in assessing 
whether that relationship should change based on the current and 
predicted threat environment.
  relationship with respect to the assistant secretary of defense for 
       special operations and low intensity conflict (asd solic)
    Question. How are responsibilities for the oversight of the 
activities and programs of special operations forces delineated between 
the OUSD(I) and ASD SOLIC?
    Answer. It is my understanding that OUSD(I) and ASD(SO/LIC) have 
some concurrent responsibilities for the oversight of the activities 
and programs of special operations forces (SOF). The Secretary of 
Defense assigned to the USD(I), in DOD Directive 5143.01, ``Under 
Secretary of Defense for Intelligence (USD(I)),'' the responsibility to 
oversee all DOD intelligence, counterintelligence, security, sensitive 
activities, and other intelligence-related activities. I understand 
that the Secretary of Defense assigned to the ASD(SO/LIC), in DOD 
Directive 5111.10, ``Assistant Secretary of Defense for Special 
Operations and Low-Intensity Conflict (ASD(SO/LIC)),'' the 
responsibility to oversee all DOD special operations and low intensity 
conflict activities. To the extent that SOF engage in intelligence, 
counterintelligence, security, sensitive activities, or other 
intelligence-related activities, the USD(I) and the ASD(SO/LIC) share 
responsibility for overseeing those activities.
    If confirmed, I would foster continued collaboration between USD(I) 
and ASD SO/LIC to ensure any overlap of responsibilities strengthens 
rather than weakens the Department's oversight of SOF activities and 
programs.
    Question. Are there any programs that are currently overseen by the 
OUSD(I) that would be more appropriately overseen by ASD SOLIC?
    Answer. I have no program recommendations at this time. If 
confirmed, I would assist the USD(I), in collaboration with ASD SO/LIC 
and in consultation with Congress, to make any adjustments in 
oversight, as necessary, and also work to ensure no gaps in oversight 
coverage of activities and programs.
                 personnel security and insider threats
    Question. The Committee has enacted significant legislation in 
recent National Defense Authorization Acts mandating and guiding urgent 
reforms in personnel security processes and insider threat detection 
and prevention. Breaches in personnel security records held by the 
Office of Personnel Management has now also driven a reevaluation of 
which element or elements of the government should conduct background 
investigations (BIs) and be responsible for protecting the information 
that such investigations produce.
    What is your assessment of the current process for conducting BIs 
and what changes, if any, would you recommend to improve the process?
    Answer. I am aware of the significant challenges in the current 
process for conducting background investigations and of the growing 
backlog of investigations, which are affecting not only DOD personnel 
and contractors, but also many employees on the Hill. I am also 
familiar with the Committee's actions in this area in recent National 
Defense Authorization Acts. If confirmed, I would be in a better 
position to examine the process in detail, assess the problem, consider 
options, and make any recommendations for improvements to the process.
    Question. What is your understanding of the technical and systems 
integration challenges involved in improving personnel security 
processes and insider threat detection and prevention within the 
Department of Defense?
    Answer. At this time, I do not have a detailed assessment of the 
technical and systems integration challenges, but I would surmise that 
they are significant. I do believe that technology, coupled with 
process and education, can improve personnel security and insider 
threat detection. I am interested in the technical efforts within 
OUSD(I) to conduct automated record checks and to leverage continuously 
available data sources, to include social media. If confirmed, I would 
support the USD(I) in working with our interagency partners to 
accelerate the development of our IT solutions and other automation 
initiatives to deliver timely, cost-effective and quality background 
investigations.
    Question. What are your views about whether the Department of 
Defense should be responsible for conducting BIs and protecting that 
sensitive data?
    Answer. I am aware of the significant backlogs and delays in 
background investigations and the impact this has on getting talented 
personnel to work, including on the Hill. However, in my current 
capacity, I have not studied this issue in depth. In support of the 
USD(I), I would assess the process, analyze options, and consider costs 
and benefits before providing an informed view and any recommendations 
for the Secretary.
        u.s. special operations command intelligence operations
    Question. In your view, how are intelligence operations carried out 
by special operations personnel different from those carried out by 
others in the Intelligence Community?
    Answer. It is my understanding that SOF's unique set of missions 
all require very precise and detailed intelligence to ensure their 
operations are effective. The range of missions unique to SOF also 
requires agility and flexibility provided by defense intelligence 
capabilities in order to meet operational timeline requirements. If 
confirmed, I look forward to developing a deeper understanding of how 
SOF conducts its intelligence activities.
    Question. If confirmed, how would you ensure intelligence 
activities carried out by special operations forces are adequately 
coordinated with other activities carried out by those in the 
Intelligence Community?
    Answer. It is my understanding that SOF intelligence activities are 
coordinated fully with the Intelligence Community to ensure necessary 
de-confliction and avoid redundancy. If confirmed, I would assist the 
USD(I) in advancing efforts to improve coordination and integration of 
SOF activities with those of the Intelligence Community.
               need for independent intelligence analysis
    Question. If confirmed, how would you ensure that intelligence 
analysts within the Defense Department, including those who may be 
seconded to offices that are not part of the defense intelligence 
structure, are independent and free of pressure from influence from 
their chain of command to reach a certain conclusion, including a 
conclusion that fits a particular policy preference?
    Answer. If confirmed, I would fully support policies and programs 
that ensure defense intelligence analysis is objective and free from 
the personal or political biases of individual analysts or managers. I 
am aware of and fully support actions taken by OUSD(I) in light of 
recent recommendations made by the DOD Inspector General to ensure 
analytic integrity, such as establishment of an analytic ombudsman at 
each defense component, a Defense Analytic Tradecraft Council, and 
other important initiatives.
                        congressional oversight
    Question. In order to exercise its legislative and oversight 
responsibilities, it is important that this Committee and other 
appropriate committees of the Congress are able to receive testimony, 
briefings, and other communications of information.
    Do you agree, if confirmed for this position, to appear before this 
Committee and other appropriate committees of the Congress?
    Answer. Yes.
    Question. Do you agree, if confirmed, to appear before this 
Committee, or designated members of this Committee, and provide 
information, subject to appropriate and necessary security protection, 
with respect to your responsibilities as the Principal Deputy Under 
Secretary of Defense for Intelligence?
    Answer. Yes.
    Question. Do you agree to ensure that testimony, briefings, and 
other communications of information are provided to this Committee and 
its staff and other appropriate committees in a timely manner?
    Answer. Yes.
    Question. Do you agree to provide documents, including copies of 
electronic forms of communication, in a timely manner when requested by 
a duly constituted committee, or to consult with the Committee 
regarding the basis for any good faith delay or denial in providing 
such documents?
    Answer. Yes.
    Question. Do you agree to answer letters and requests for 
information from individual Senators who are members of this Committee?
    Answer. Yes.
                                ------                                


    [Questions for the record with answers supplied follow:]

             Questions Submitted by Senator Martin Heinrich
                   satellite intelligence collection
    1. Senator Heinrich. Ms. Bingen, given the resource-constrained 
environment that we are in, it will become increasingly important to 
look for creative solutions to meet intelligence collection 
requirements. In the past few years there has been a growth in U.S.-
based commercial remote sensing satellite providers. These companies 
offer new capabilities for breadth of coverage and revisit rates for 
overhead satellite imagery, with new companies projected to 
significantly increase the total number of satellites operating in 
orbit providing persistent coverage. What are your thoughts on using 
these new commercial satellite imagery providers to meet increasing 
intelligence requirements?
    Ms. Bingen. The capabilities provided by the commercial remote 
sensing (CRS) industry make a valuable contribution to helping meet the 
Nation's intelligence needs, including military intelligence needs. I 
understand that the Department of Defense (DOD) and Intelligence 
Community have made significant investments in CRS to augment our 
Government-owned and operated intelligence capabilities, and both have 
continued to make progress in CRS data integration. If confirmed, I 
will continue to support these capabilities and the Department's CRS 
integration efforts.

    2. Senator Heinrich. Ms. Bingen, how can DOD benefit from access to 
this new imagery, and do you have any plans to leverage more commercial 
solutions to meet intelligence, surveillance, and reconnaissance (ISR) 
requirements?
    Ms. Bingen. One of the primary benefits of commercial remote 
sensing (CRS) is its unclassified nature. This enables DOD to 
disseminate products more freely with allies, partners, and tactical 
users in support of coalition operations and to address our shared 
security challenges. With limited resources, and an ISR demand greater 
than the assets available, we must use the intelligence data we 
currently collect more effectively. We must also improve the 
integration of CRS and commercial solutions more broadly. If confirmed, 
I will fully support DOD's efforts to do this.
                               __________
            Questions Submitted by Senator Elizabeth Warren
               countering ``gray zone'' warfare in europe
    3. Senator Warren. Ms. Bingen, the United States has deployed 
equipment and rotated ground forces back into Europe through the 
European Reassurance Initiative, but this conventional display of force 
alone obviously isn't sufficient to deter Russia. Putin seems to rely 
increasingly on covert cyber activity, propaganda, and other indirect 
tactics--as he demonstrated just a few weeks ago by interfering with 
the French election. If confirmed, how will you work with our North 
Atlantic Treaty Organization (NATO) allies to counter Russia's so-
called ``gray zone'' warfare?
    Ms. Bingen. It is my understanding that there are several 
intelligence-related forums that allow us to work closely with our NATO 
allies, including the NATO Military Intelligence Committee (MIC), NATO 
Intelligence Fusion Center (NIFC), and Centers of Excellence such as 
the NATO Cooperative Cyber Defense Center of Excellence located in 
Tallinn, Estonia. Also, collaboration and intelligence sharing is 
enabled through shared communications infrastructure such as the 
Battlefield Information Collection and Exploitation System (BICES).
    Defense intelligence capabilities are critical to detecting, 
attributing, and analyzing ``gray zone'' activities, and support both 
our warfighters and policymakers in their development of deterrence and 
response options. If confirmed, I will work closely with our policy, 
operational, and acquisition communities, and with our NATO allies and 
other European partners to support efforts to counter and deter Russian 
aggression. I also intend to sustain the Department of Defense's 
leading role on the NATO MIC, work to ensure the NIFC is focusing on 
the Russia problem set, and support NATO's efforts to enhance its 
intelligence enterprise.
                                ------                                


    [The nomination reference of Ms. Kari A. Bingen follows:]
                    Nomination Reference and Report
                           As In Executive Session,
                               Senate of the United States,
                                                    April 25, 2017.
    Ordered, That the following nomination be referred to the Committee 
on Armed Services:
    Kari A. Bingen, of Virginia, to be Principal Deputy Under Secretary 
of Defense, vice Marcel J. Lettre II, resigned.
                                ------                                


    [The biographical sketch of Ms. Kari A. Bingen, which was 
transmitted to the Committee at the time the nomination was 
referred, follows:]
               Biographical Sketch of Ms. Kari A. Bingen
Education:

        Massachusetts Institute of Technology
        - 1995 to 1999
        - B.S. Aeronautics and Astronautics
Employment Record:

        U.S. House of Representatives, Committee on Armed 
Services, Washington, DC
        -  Policy Director / Professional Staff Member
        -  September 2013 to Present

        K.A. Bingen, LLC, Falls Church, VA*
        -  Consultant; provided analysis of space industrial base and 
technology issues for a private sector company.
        -  February 2012 to September 2013

        * From September 2011 to September 2013, lived overseas with 
DOD civilian spouse on Permanent Change of Station orders. During that 
period, provided consulting services as K.A. Bingen, LLC.

        U.S. House of Representatives, Committee on Armed 
Services, Washington DC
        -  Strategic Forces Staff Lead / Professional Staff Member
        -  April 2006 to September 2011

        The Aerospace Corporation, Arlington, VA
        -  Senior Space Policy Analyst, Center for Space Policy and 
Strategy
        -  April 2005 to April 2006
        -  Supported the National Security Space Office (NSSO) on space 
protection and commercial remote sensing issues, and supported the 
National Geospatial-Intelligence Agency (NGA) in a review of the 
commercial remote sensing industry

        SRA International, Inc., Adroit C4ISR Center, 
Alexandria, VA
        -  Space Systems Analyst, Intelligence and Policy Division
        -  July 1999 to April 2005:

          -  Office of Transnational Issues, Central Intelligence 
Agency (CIA), January 2005 to April 2005. Served as SRA's Deputy 
Program Manager providing strategic planning support to the CIA Office 
of Transnational issues' Geospatial Analysis Center.

          -  National Security Space Office (NSSO), October 2003 to 
January 2005 and April 2000 to October 2002. Provided analytic support 
to the Protection for Space Mission Assurance study, Fiscal Year 2004 
National Security Space Program and Budget Assessment, and several 
national security space architecture studies.

          -  National Reconnaissance Office Technology Fellowship 
Program, October 2002 to October 2003. Assigned to the Central 
Intelligence Agency, Weapons Intelligence, Non-Proliferation, and Arms 
Control (WINPAC) branch to examine threats to U.S. space systems.

          -  Adroit C4ISR Center, July 1999 to April 2000. Provided 
analytical support to several airborne intelligence, surveillance and 
reconnaissance projects for the Air Force and Office of the Secretary 
of Defense Advanced Research Projects Agency.

Honors and Awards:

        National Reconnaissance Office Gold Medal, 2011.

        National Reconnaissance Office Technology Fellow, 2002.

        Office of the National Security Space Architect Star of 
the year Award, 2001.

        Federation of Galaxy Explorers Volunteer of the Year 
Award, 2005

        -  FOGE is a 501(c)3 non-profit volunteer organization that 
educates and inspires youth in space-related science and engineering.
                                ------                                


    [The Committee on Armed Services requires all individuals 
nominated from civilian life by the President to positions 
requiring the advice and consent of the Senate to complete a 
form that details the biographical, financial, and other 
information of the nominee. The form executed by Ms. Kari A. 
Bingen in connection with her nomination follows:]
                          UNITED STATES SENATE
                      COMMITTEE ON ARMED SERVICES
                              Room SR-228
                       Washington, DC 20510-6050
                             (202) 224-3871
                    COMMITTEE ON ARMED SERVICES FORM
      BIOGRAPHICAL AND FINANCIAL INFORMATION REQUESTED OF NOMINEES
    Instructions to the Nominee: Complete all requested information. If 
more space is needed, use an additional sheet and cite the part of the 
form and the question number (i.e. A-9, B-4) to which the continuation 
of your answer applies. Unless otherwise required, an answer of yes or 
no, or not applicable is appropriate.
                    part a--biographical information
    Instructions to the Nominee: Biographical information furnished in 
this part of the form will be made available in Committee offices for 
public inspection prior to the hearing and will also be published in 
any hearing record as well as made available to the public.

    1. Name: (Include any former names used.)

      Kari Anne Bingen

       Also, Kari Anne Bingen Tytler (full legal name, added ``Tytler'' 
upon marriage in October 2002)

    2. Position to which nominated:

      Principal Deputy Under Secretary of Defense for Intelligence

    3. Date of nomination:

      April 25, 2017

    4. Address: (List current place of residence and office addresses.)

       [The nominee responded and the information is contained in the 
Committee's executive files.]

    5. Date and place of birth:

      1976, Pusan, South Korea

    6. Marital status: (Include full name of current spouse including 
any other names used, including maiden name.)

      Married to Sean Christopher Tytler

    7. Names of children (if over age 18):

      N/A

    8. Education: List names of secondary and higher education 
institutions attended, type of school (vocational, technical, trade 
school, college, university, military college, correspondence, 
distance, extension, and on-line) dates attended, degree received and 
date degree granted.

        Massachusetts Institute of Technology, 1995 to 1999, 
B.S. Aeronautics and Astronautics, June 1999

    9. Employment record: List all jobs held since college or in the 
last 10 years, whichever is less, including the title or description of 
job, name of employer, location of work, and dates of employment.

        U.S. House of Representatives, Committee on Armed 
Services, Washington, DC
        -  Policy Director / Professional Staff Member
        -  September 2013 to Present

        K.A. Bingen, LLC, Falls Church, VA*
        -  Consultant; provided analysis of space industrial base and 
technology issues for a private sector company.
        -  February 2012 to September 2013

        *  From September 2011 to September 2013, lived overseas with 
DOD civilian spouse on Permanent Change of Station orders. During that 
period, provided consulting services as K.A. Bingen, LLC.

        U.S. House of Representatives, Committee on Armed 
Services, Washington DC
        -  Strategic Forces Staff Lead / Professional Staff Member
        -  April 2006 to September 2011

        The Aerospace Corporation, Arlington, VA
        -  Senior Space Policy Analyst, Center for Space Policy and 
Strategy
        -  April 2005 to April 2006
        -  Supported the National Security Space Office (NSSO) on space 
protection and commercial remote sensing issues, and supported the 
National Geospatial-Intelligence Agency (NGA) in a review of the 
commercial remote sensing industry

        SRA International, Inc., Adroit C4ISR Center, 
Alexandria, VA
        -  Space Systems Analyst, Intelligence and Policy Division
        -  July 1999 to April 2005:

        -  Office of Transnational issues, Central Intelligence Agency 
(CIA), January 2005 to April 2005. Served as SRA's Deputy Program 
Manager providing strategic planning support to the CIA Office of 
Transnational issues' Geospatial Analysis Center.

        -  National Security Space Office (NSSO), October 2003 to 
January 2005 and April 2000 to October 2002. Provided analytic support 
to the Protection for Space Mission Assurance study, Fiscal Year 2004 
National Security Space Program and Budget Assessment, and several 
national security space architecture studies.

        -  National Reconnaissance Office Technology Fellowship 
Program, October 2002 to October 2003. Assigned to the Central 
Intelligence Agency, Weapons Intelligence, Non-Proliferation, and Arms 
Control (WINPAC) branch to examine threats to U.S. space systems.

        -  Adroit C4ISR Center, July 1999 to April 2000. Provided 
analytical support to several airborne intelligence, surveillance and 
reconnaissance projects for the Air Force and Office of the Secretary 
of Defense Advanced Research Projects Agency.

    10. Government experience: List any advisory, consultative, 
honorary or other part-time service or positions with Federal, State, 
or local governments, other than those listed above.

      N/A

    11. Business relationships: List all positions currently held as an 
officer, director, trustee, partner, proprietor, agent, representative, 
or consultant of any corporation, company, firm, partnership, or other 
business enterprise, educational or other institution.

       N/A

    12. Memberships: List all memberships and offices currently held in 
professional, fraternal, scholarly, civic, business, charitable and 
other organizations.

        Current member, American Institute of Aeronautics and 
Astronautics (AIAA)

        Current member, Women in Aerospace (WIA)

        Current member, MIT Club of Washington, DC

    13. Political affiliations and activities:

    (a) If you have ever been a candidate for or have been elected or 
appointed to a political office, list the name of the office(s), 
whether you were elected/appointed/candidate, the year(s) the election 
was held or the appointment was made, and the term of office (if 
applicable).

       N/A

    (b) List all memberships and offices held in and services rendered 
to all political parties or election Committees during the last 5 
years.

       N/A

    (c) Itemize all individual political contributions of $100 or more 
to any , campaign organization, political party, political action 
committee, or similar entity for the past 5 years. List each individual 
contribution and not the total amount contributed to the person or 
entity during the year.

        Romney for President, Inc., October 2012

    14. Honors and Awards: List all scholarships, fellowships, honorary 
degrees, civilian service citations, military awards and decorations, 
honorary society memberships, and any other special recognitions for 
outstanding service or achievements.

        National Reconnaissance Office Gold Medal, 2011

        National Reconnaissance Office Technology Fellow, 2002

        Office of the National Security Space Architect Star of 
the Year Award, 2001

        Federal of Galaxy Explorers Volunteer of the Year 
Award, 2005
        -  FOGE is a 501(c)3 non-profit volunteer organization that 
educate and inspires youth in space-related science and engineering.

    15. Published writings: List the titles, publishers, and dates of 
books, articles, reports, or other published materials which you have 
written including articles published on the Internet.

       N/A

    16. Speeches: Provide the Committee with two copies of any formal 
speeches you have delivered during the last 5 years of which you have 
copies and are on topics relevant to the position for which you have 
been nominated.

       N/A

    17. Commitments regarding nomination, confirmation, and service:

    (a) If confirmed, will you adhere to applicable laws and 
regulations governing conflicts of interest?

       Yes.

    (b) Have you assumed any duties or undertaken any actions which 
would appear to presume the outcome of the confirmation process?

       No.

    (c) If confirmed, will you ensure your staff complies with 
deadlines established for requested communications, including questions 
for the record in hearings?

       Yes.

    (d) Will you cooperate in providing witnesses and briefers in 
response to Congressional requests?

       Yes.

    (e) Will you promise to enforce or ensure whistleblower protections 
for all those witnesses?

       Yes.

    (f) Do you agree, if confirmed, to appear and testify upon request 
before this Committee?

       Yes.

    (g) Do you agree to provide documents, including copies of 
electronic forms of communication, in a timely manner when requested by 
a duly constituted Committee, or to consult with the Committee 
regarding the basis for any good faith delay or denial in providing 
such documents?

       Yes.

                                ------                                


    [The nominee responded to Parts B-F of the Committee 
questionnaire. The text of the questionnaire is set forth in 
the Appendix to this volume. The nominee's answers to Parts B-F 
are contained in the Committee's executive files.]

                                ------                                

                           Signature and Date
    I hereby state that I have read and signed the foregoing Statement 
on Biographical and Financial Information and that the information 
provided therein is, to the best of my knowledge, current, accurate, 
and complete.
                                                       Kari A. Bingen  
    This 7th day of May, 2017
                                ------                                

    [The nomination of Ms. Kari A. Bingen was reported to the 
Senate by Chairman McCain on May 23, 2017, with the 
recommendation that the nomination be confirmed. The nomination 
was confirmed by the Senate on May 25, 2017.]
                                ------                                


    [Prepared questions submitted to Mr. Kenneth P. Rapuano by 
Chairman McCain prior to the hearing with answers supplied 
follow:]

                        Questions and Responses
                            defense reforms
    Question. The National Defense Authorization Act for Fiscal Year 
2017 included the most sweeping reforms since the Goldwater-Nichols 
Department of Defense Reorganization Act of 1986.
    Do you support these reforms?
    Answer. Yes, if confirmed, I will comply with the law, and work 
with colleagues in the Department and with the defense committees to 
understand their impact and determine how best to implement these 
changes for the future betterment of the Department.
    Question. What other areas for defense reform do you believe might 
be appropriate for this Committee to address?
    Answer. Currently, I do not believe that further reforms are 
required.
                       duties and qualifications
    Question. Section 138 of title 10, United States Code, provides 
that the Assistant Secretary of Defense for Homeland Defense and Global 
Security is responsible for the overall supervision of the Homeland 
defense activities of the Department of Defense.
    What is your understanding of the duties and functions of the 
Assistant Secretary of Defense for Homeland Defense and Global 
Security?
    Answer. My understanding of the duties and functions of the 
Assistant Secretary of Defense for Homeland Defense & Global Security 
is consistent with those described in DOD Directive 5111.13, as well as 
other applicable DOD directives, with the exception of the duties and 
functions for Western Hemisphere security policy, which has been 
transferred within the Office of the Under Secretary of Defense for 
Policy to the Assistant Secretary of Defense for International Security 
Affairs (ASD(ISA)). In addition, the duties and functions for 
cyberspace, space, and countering weapons of mass destruction policies 
are also the responsibility of this Assistant Secretary.
    Question. What background and experience do you possess that 
qualify you to perform these duties?
    Answer. My professional background includes over 30 years of 
experience working on national and Homeland security issues in the 
military, Federal Government, private sector, and academia. I believe I 
have substantive expertise and leadership experience providing me with 
the background and skills necessary to serve successfully, if 
confirmed, as Assistant Secretary of Defense for HD & GS.
    My career-long focus on and direct involvement in the development 
and implementation of U.S. national security, counterterrorism, and 
Homeland security initiatives has provided me with a deep understanding 
of the missions, authorities, resources, and constraints of federal 
departments and agencies with Homeland security and Homeland defense 
responsibilities. As Deputy Homeland Security Advisor to the President 
in the Bush administration I chaired the Deputies Committee process for 
coordinating the development and implementation of Homeland security 
and Homeland defense policies across the federal government, with state 
and local governments, and the private sector.
    I believe I also have the leadership and management skills to 
perform effectively as Assistant Secretary of Defense for HD &GS. I 
have managed large staffs in previous positions in the federal 
government, military, and private sector, and have considerable 
experience achieving goals in cross-cutting mission areas requiring 
buy-in and collaboration from multiple stakeholders.
                    major challenges and priorities
    Question. In your view, what are the major challenges that will 
confront the Assistant Secretary of Defense for Homeland Defense and 
Global Security?
    Answer. I would characterize the threat as evolving and changing, 
and believe that adapting our security posture to emerging threats will 
be a continuing challenge. The Homeland is no longer a sanctuary. The 
growing sophistication and proliferation of threats, such as cyber and 
space, ballistic and cruise missiles, CBRN materials, diseases of 
security concern, and unmanned technologies, combined with the growing 
number of nations and non-state actors with access to them, continue to 
increase risk to the Homeland and mission assurance. DOD must 
continuously adapt and improve Homeland Defense risk management 
decision-making to account for these multi-domain, multi-functional 
capabilities of a growing number of strategically significant actors 
who present real and present threats to the Homeland. Russia, China, 
Iran, North Korea, and transnational violent extremism (4+1 challenges) 
are capable of varied attacks against North America and in the Pacific 
across multiple domains, from multiple approaches, and at increasingly 
greater ranges. Such threats may not only impact the U. S. populace, 
but may also impact the ability of the Department to deploy forces in 
support of overseas operations.
    Question. If confirmed, what priorities and plans do you have for 
addressing these challenges?
    Answer. If confirmed, I would maintain support for the key issues I 
outlined above by actively addressing them in key Department of Defense 
and interagency processes, including the Planning, Programming, 
Budgeting, and Execution (PPBE) processes, strategic reviews inside the 
Department, and the interagency Policy Coordination Committee (P CC) 
process.
    If confirmed, I would continue to build upon and improve the 
outstanding efforts the Department of Defense has devoted to protecting 
the Homeland from a major terrorist attack or an attack using a weapon 
of mass destruction, to include planning and preparing for the response 
to catastrophic incidents in the United States. I would also focus 
attention on the Department's efforts ensuring that its approach to 
force protection is keeping pace with the current terrorist threat in 
the Homeland and abroad.
    An important priority will be to develop and improve comprehensive, 
cross-cutting, risk-mitigated capabilities and plans that ensure 
successful execution of the Department's essential functions. We must 
outthink our adversaries and anticipate uncertainty in our planning and 
capability development.
    If confirmed, I would also devote special attention to the 
challenge of building the cyberspace workforce, expanding DOD's 
operational capabilities, and continuing to rationalize the complex 
funding streams that support cyberspace initiatives.
                        relations with congress
    Question. What are your views on the state of the relationship 
between the Assistant Secretary of Defense for Homeland Defense and 
Global Security and the Senate Armed Services Committee in particular, 
and with the Congress in general?
    Answer. My sense is that the relationship is very good. I would 
strive to continue a strong working relationship and look for ways to 
enhance it.
    If confirmed, what actions would you take to sustain a productive 
and mutually beneficial relationship between the Congress and the 
Office of the Assistant Secretary of Defense for Homeland Defense and 
Global Security?
    If confirmed, I would actively engage with the Congress to build a 
productive relationship.
             torture and enhanced interrogation techniques
    Question. Do you support the standards for detainee treatment 
specified in the revised Army Field Manual on Interrogations, FM 2-
22.3, issued in September 2006, and in DOD Directive 2310.01E, the 
Department of Defense Detainee Program, dated August 19, 2014, and 
required by section 1045 of the National Defense Authorization Act for 
Fiscal Year 2016 (Public Law 114-92)?
    Answer. Yes.
             combating terrorism roles and responsibilities
    Question. Please specify what combating terrorism activities will 
be under the jurisdiction of the Assistant Secretary of Defense for 
Homeland Defense and Global Security, particularly domestic 
antiterrorism activities.
    Answer. As I understand it, the Assistant Secretary of Defense for 
Homeland Defense and Global Security advises the Secretary of Defense 
on all domestic counterterrorism and consequence management matters. I 
understand that the specific counterterrorism activities that reside 
under the Assistant Secretary of Defense for Homeland Defense and 
Global Security include providing critical staff support to the 
Secretary of Defense regarding support requested by the Attorney 
General, or as directed by the President of the United States, to 
combat terrorism within the United States, and on matters involving 
terrorist use of weapons of mass destruction worldwide. I understand 
that the Assistant Secretary of Defense for Homeland Defense and Global 
Security, also advises the Secretary of Defense on global antiterrorism 
and force protection policies, in close coordination with the 
Secretaries of the Military Departments, the Chairman of the Joint 
Chiefs of Staff, the geographic combatant commanders, and other key 
stakeholders in the Department.
    Question. What Defense Department official or officials will be 
responsible for the Department's activities combating terrorism that 
are not under the jurisdiction of the Assistant Secretary of Defense 
for Homeland Defense and Global Security?
    Answer. The Under Secretary of Defense for Policy has the overall 
lead for DOD combating terrorism policy oversight. If confirmed, I 
would work closely with the Assistant Secretary of Defense for Special 
Operations and Low-Intensity Conflict (ASD(SO/LIC)) and with the Under 
Secretary of Defense for Intelligence (USD(I)) to achieve the Secretary 
of Defense's objectives and proper alignment of DOD combating terrorism 
activities.
    Additionally, the geographic combatant commanders have tactical 
control for force protection of all DOD personnel within their areas of 
responsibility, with the exception of DOD personnel for whom the chiefs 
of U.S. diplomatic missions have security responsibility. If confirmed, 
I would work closely with both the combatant commanders and the 
Department of State to ensure that all DOD personnel serving overseas, 
including those at U.S. missions and embassies, have appropriate 
antiterrorism protection.
    Question. What steps will you take to ensure that the Department's 
efforts are focused and well-coordinated in this critical area of 
Homeland defense?
    Answer. If confirmed, I would work closely with the Assistant 
Secretary of Defense for Special Operations and Low-Intensity Conflict 
and with the Under Secretary of Defense for Intelligence to achieve the 
Secretary of Defense's objectives in this critical area of Homeland 
defense.
    I would also use DOD's Mission Assurance Coordination Board, which 
the ASD for Homeland Defense and Global Security leads, to ensure that 
the Department's efforts are focused and coordinated on antiterrorism 
and force protection issues. DOD's Mission Assurance Senior Steering 
Group integrates mission-related security issues of mutual interest 
with other executive committees and efforts within the Department.
    Question. In your view, what is the extent of the current threat to 
the U.S. Homeland of terrorist extremists both from outside the United 
States and from within the United States and how would you characterize 
the threat--low, medium, or high?
    Answer. I would characterize the threat as significant, enduring, 
and less predictable than in years past, with individual threat streams 
varying in their frequency and severity.
    Based on my understanding of the current threat to the U.S. 
Homeland, homegrown violent extremists remain the most frequent and 
unpredictable terrorist threat to DOD personnel and facilities across 
the country. While the United States has made progress against external 
threats from core al Qaeda (AQ), the Islamic State of Iraq and Syria, 
and AQ in the Arabian Peninsula, these foreign terrorist organizations 
maintain the intent and capability to target the Homeland and will 
continue to attempt to inspire, enable, and direct attacks against U.S. 
interests.
    If confirmed, I look forward to working closely with the 
Intelligence Community to prevent an attack against the United States.
       difference between homeland defense and homeland security
    Question. Please describe your understanding of the differences 
between the role of the Department of Homeland Security and the 
Department of Defense's Homeland defense mission.
    Answer. My understanding is that the Department of Defense and 
Department of Homeland Security have complementary and mutually 
supporting roles, missions, and responsibilities. Homeland security is 
a concerted national effort to prevent terrorist attacks in the United 
States, reduce America's vulnerability to terrorism, and minimize the 
damage and recover from attacks that do occur. Homeland defense is the 
protection of U.S. sovereignty, territory, domestic population, and 
critical defense infrastructure against external threats and aggression 
or other threats as directed by the President.
    Question. Do you agree that the Department of Defense should not be 
responsible for Homeland security, but may serve in a supporting role 
to assist civilian federal agencies, as directed by the President or 
Secretary of Defense?
    Answer. Congress, in the Homeland Security Act of 2002, specified 
that the primary mission of the Department of Homeland Security is to: 
prevent terrorist attacks within the United States; reduce the 
vulnerability of the United States to terrorism; and minimize the 
damage, and assist in the recovery, from terrorist attacks that occur 
within the United States. As necessary, and consistent with the law, 
the Department of Defense provides support to the Department of 
Homeland Security in the execution of its Homeland security missions.
         relationship with the department of homeland security
    Question. The establishment of the Department of Homeland Security 
was one of the U. S. Government's largest cabinet-level reorganizations 
in the last 50 years. Despite this reorganization, the Department of 
Defense will continue to play an important role in providing Defense 
Support of Civil Authorities for federal responses to certain domestic 
incidents, as directed by the President or the Secretary of Defense.
    Please describe your understanding of the relationship between the 
Department of Defense and the Department of Homeland Security, 
particularly with respect to Defense Support of Civil Authorities and 
cyber security.
    Answer. It is my understanding that the Department of Defense and 
the Department of Homeland Security have a close working relationship 
due to their complementary Homeland defense and Homeland security 
responsibilities, and the need for a close and well-exercised 
relationship for the rapid execution of Secretary of Defense-approved 
Defense Support of Civil Authorities missions as requested by the 
Department of Homeland Security, including in response to domestic 
disasters, emergencies, and cyber incidents.
    Question. If confirmed, what role would you play in the direction 
and coordination of Defense Department activities with the Department 
of Homeland Security?
    Answer. If confirmed, I would be responsible for the overall 
supervision of the Homeland defense activities of the Department, as 
well as coordinating the planning and execution of Defense Support of 
Civil Authorities missions in support of the Department of Homeland 
Security. If confirmed, my goal would be to continue this strong 
relationship between the Departments of Defense and Homeland Security.
                  defense support of civil authorities
    Question. The Assistant Secretary of Defense for Homeland Defense 
and Global Security has primary responsibility for Defense Support of 
Civil Authorities (DSCA), particularly support to the Department of 
Homeland Security and its components, for responses to natural and man-
made disasters in the United States.
    Please describe your general understanding of the roles and 
responsibilities of the Department of Defense in providing DSCA, and 
the roles and responsibilities of other federal agencies in responding 
to domestic disasters.
    Answer. The Department of Defense plays an important role. It 
supports civil authorities in response to domestic disasters. Normally, 
the Department of Defense provides disaster support to the Federal 
Emergency Management Agency or another lead Federal agency, when 
directed by the President, or when the Secretary of Defense has 
approved a request for assistance pursuant to the Stafford Act or the 
Economy Act.
    Under the Homeland Security Act of 2002, as amended by the Post-
Katrina Emergency Management Reform Act of 2006, the Administrator of 
the Federal Emergency Management Agency is the principal advisor to the 
President, the Homeland Security Council, and the Secretary of Homeland 
Security for all matters relating to emergency management in the United 
States. The Administrator is responsible for providing the Federal 
Government's response to terrorist attacks and major disasters, 
including managing such response.
    Consistent with the National Response Framework, the Federal 
Government and many State governments organize their response resources 
and capabilities under the Emergency Support Function (ESF) construct. 
The 14 Federal ESFs bring together the capabilities of Federal 
departments and agencies and other national-level assets to perform 
such functions as transportation, public works and engineering, mass 
care and temporary housing, logistics, public health and medical 
services, and search and rescue.
    Question. Under current law, when the Department of Defense 
provides DSCA, what are the responsibilities of other federal agencies 
for paying for or reimbursing the Department for such support?
    Answer. During an emergency or disaster, when the Department 
supports FEMA under the terms of the Robert T. Stafford Disaster Relief 
and Emergency Assistance Act, the Department is reimbursed by FEMA for 
civilian overtime, temporary duty expenses, and the operational and 
maintenance costs of providing the support. DOD is not reimbursed for 
the pay and allowances of personnel providing the support.
    When DOD supports other Federal departments and agencies under the 
Economy Act (Title 31, U.S. Code, Section 1535), DOD is reimbursed for 
all support costs, including the pay and allowances of the personnel 
providing the support.
    Under the Presidential Protection Assistance Act of 1976, when the 
Department provides temporary support to the Secret Service that is 
directly related to the protection of the President or Vice President, 
the support is provided on a non-reimbursable basis. When support is 
provided to the Secret Service for other protected persons, DOD is 
reimbursed for its expenses.
                defense critical infrastructure program
    Question. The Assistant Secretary of Defense for Homeland Defense 
and Global Security is responsible for overseeing Defense Department 
efforts and programs to protect defense critical infrastructure in the 
United States.
    If confirmed, what plans, approaches, and priorities would you have 
for ensuring that the Defense Critical Infrastructure Program is 
functioning properly?
    Answer. If confirmed, ensuring the resilience of DOD's critical 
infrastructure, both within and outside DOD's control, would be a 
priority for my organization. I understand that DOD's mission assurance 
framework continues to align the Department's security, protection, and 
risk management programs and activities to improve the resilience of 
DOD's critical infrastructure overall. As part of this mission 
assurance effort, if confirmed, I would also co-chair the cross-
Department Mission Assurance Executive Steering Group (MA-ESG) where I 
would review plans, approaches and priorities and make recommendations 
to the Under Secretary of Defense for Policy to ensure adequate 
measures are taken for the protection of defense critical 
infrastructure in an all-hazards environment to ensure mission 
execution.
    If confirmed, ensuring the resilience of DOD's critical 
infrastructure, both within and outside DOD's control, would be a 
priority for my organization. I understand that DOD's mission assurance 
framework provides for alignment, synchronization, and integration with 
the Department's security, protection, and risk management programs and 
activities to improve the resilience of DOD's critical infrastructure 
overall. As part of this mission assurance effort, if confirmed, I 
would also co-chair the cross-Department Mission Assurance Executive 
Steering Group (MA-ESG) where I would review plans, approaches and 
priorities and make recommendations to the USD(P), who is responsible 
for the defense security enterprise, regarding adequate measures to be 
taken to protect defense critical infrastructure in an all-hazards 
environment to ensure mission execution.
                         installation security
    Question. The security of U.S. military installations--both at home 
and abroad--has been a longstanding priority for the Senate Armed 
Services Committee.
    If confirmed, what would be your priorities for ensuring an 
adequate level of security for military installations in the United 
States?
    Answer. If confirmed, I would work to ensure the effectiveness of 
Department of Defense antiterrorism and protection policies in 
detecting, deterring, preventing, and responding to threats directed at 
DOD installations, facilities, and personnel, including their families. 
I would also work to ensure that adequate authorities and resources are 
provided to execute these policies. In addition, I would work to ensure 
that the Department of Defense is working closely with its Federal, 
State, local, and tribal partners in establishing a mutually supportive 
protective posture inside and outside DOD installations and facilities.
    Although the Under Secretary of Defense for Intelligence is the 
principal staff assistant for physical security, if confirmed, I would 
leverage the Mission Assurance Coordination Board to ensure 
antiterrorism and physical security policies work together to focus on 
risk mitigation. I would ensure Department efforts are coordinated to 
provide defense-in-depth using tailored procedures, select technologies 
and well-trained personnel to reduce risk and mitigate potential 
threats. In addition, I would encourage DOD Components to share access 
control information and continuously vet individuals against U.S. 
criminal and terrorist databases. Finally, I would work to ensure 
antiterrorism policy is consistent with DOD physical security and 
installation emergency management policy, as part of the overall DOD 
Mission Assurance effort.
                defense continuity and mission assurance
    Question. The Assistant Secretary of Defense for Homeland Defense 
and Global Security has primary responsibility for the Defense 
Continuity Program and for Department of Defense Mission Assurance in 
the United States.
    What is your understanding of the roles and responsibilities of the 
Assistant Secretary of Defense for Homeland Defense and Global Security 
with respect to the Defense Continuity Program and Mission Assurance?
    Answer. Under the authority, direction, and control of the Under 
Secretary of Defense for Policy (USD(P)), the Assistant Secretary of 
Defense for Homeland Defense and Global Security has two major 
responsibilities for the Defense Continuity Program. The first is to 
develop, coordinate, and oversee implementation of Defense continuity 
policy (which includes activities supporting continuity of operations, 
continuity of government, and enduring constitutional government). The 
second is to develop and oversee a comprehensive continuity program 
including continuity plans to support the Secretary, the Deputy 
Secretary, their senior and supporting staffs, and the DOD Components 
in collaboration with the Chairman of the Joint Chiefs of Staff.
    Question. If confirmed, what would be your priorities for 
accomplishing these important missions?
    Answer. It is imperative that the Department to maintain the 
ability to provide senior leaders a clear understanding of options and 
risks to mission accomplishment. It is also essential that we provide 
the Department's senior leaders with tools and resources that allow for 
enhanced flexibility, mobility, resilience, and survivability during 
times of crisis in order to support the Secretary of Defense. Defense 
Continuity and Mission Assurance provide this important capability to 
ensure resiliency and readiness.
    If confirmed, one of my Defense Continuity Program priorities would 
be to continue modernization of selected DOD continuity capabilities to 
improve readiness and resilience while incorporating operational 
efficiencies. I believe that our approach must consider innovative 
policies and plans, as well as shared resources and enhanced mobility.
                 cbrn consequence management enterprise
    Question. Among the specialized capabilities that the Defense 
Department can provide to civil authorities are the Chemical, 
Biological, Radiological, and Nuclear (CBRN) consequence management 
response forces. These comprise a mix of National Guard and Active 
Component forces and units, both large and small.
    Please describe your understanding of the composition and role of 
the Defense Department's CBRN consequence management enterprise, the 
circumstances under which they could be used, and the role of National 
Guard capabilities in responding to both state and federal CBRN 
incidents.
    Answer. As I understand, the Department of Defense uses the Total 
Force approach to meet the requirement--some 18,700 personnel, CBRN 
response-capable units from the Active Component, Reserve Component, 
and National Guard to provide a wide range of capabilities to save 
lives and protect property. The CBRN Response Enterprise is composed of 
57 National Guard Weapons of Mass Destruction Civil Support Teams (WMD-
CSTs) (one in every State and territory, and two in the States of 
California, Florida, and New York), 17 National Guard CBRN Enhanced 
Response Force Packages (CERFPs) (based in Alabama, Colorado, Florida, 
Hawaii, Illinois, Indiana, Kentucky, Louisiana, Maine, Minnesota, 
Nebraska, Nevada, Oregon, Puerto Rico, Virginia, West Virginia, and 
Wisconsin), 10 National Guard Homeland Response Forces (HRFs) (one in 
each Federal Emergency Management Agency Region), one Federal Defense 
CBRN Response Force (DCRF), and two Command and Control CBRN Response 
Elements (C2CREs).
    CBRN Response Enterprise units support civil authorities in 
response to domestic CBRN incidents. Given the potential for surprise 
attacks within the United States, the Department of Defense organized 
the CBRN Response Enterprise to have enhanced lifesaving capabilities, 
increased flexibility, and reduced response times. This is why a 
substantial part of the CBRN Response Enterprise is composed of 
National Guard units, which can, under State command and control, be 
directed by their Governors to respond to a CBRN incident within a 
State or region more rapidly. In exigent circumstances, and consistent 
with the law, these National Guard units may be ordered to Active Duty 
to augment the Federal CBRN response. As necessary, Federal CBRN 
Response Enterprise units, at the direction of the President or as 
requested by the Administrator of the Federal Emergency Management 
Agency and approved by the Secretary of Defense, will augment the 
Federal Government's assistance to the States.
    Question. If confirmed, what would be your role with regard to the 
oversight, training, certification, coordination, and employment of the 
Defense Department's CBRN consequence management response forces?
    Answer. If confirmed, I would be responsible for developing, 
coordinating, and overseeing Defense policy for DSCA plans and 
activities, including force readiness, commitment, and employment to 
conduct DSCA activities, including CBRN response. I would also work 
with USNORTHCOM and the National Guard Bureau to ensure that the 
Department's CBRN Response Enterprise maintains its readiness.
    In accordance with section 2313 of title 50, U.S. Code, the 
Assistant Secretary of Defense for Homeland Defense and Global Security 
is responsible for coordinating Department of Defense assistance to 
Federal, State, and local officials when responding to threats 
involving chemical, biological, radiological, nuclear, and high-yield 
explosives weapons or related materials or technologies. This includes 
assistance in their identification, neutralization, dismantlement, and 
disposition. Therefore, if confirmed, I would have this responsibility 
as well.
            relationship with united states northern command
    Question. United States Northern Command was established in October 
2002 with the mission of conducting operations to deter, prevent, and 
defeat threats and aggression aimed at the United States, its 
territories, and interests within the Command's assigned area of 
responsibility, and, as directed by the President or Secretary of 
Defense, to provide military assistance to civil authorities, including 
consequence management operations.
    If confirmed, how do you anticipate you would coordinate roles and 
responsibilities with the Commander of United States Northern Command?
    Answer. If confirmed, I would work closely with the Commander of 
the North American Aerospace Defense Command and United States Northern 
Command. I would also work with the Commander of United States Pacific 
Command to support the efforts of the Under Secretary of Defense for 
Policy, Secretary, and Deputy Secretary, particularly in the areas of 
Homeland defense and DSCA strategy and policy, contingency planning, 
and policy oversight of operations.
    Question. How do you anticipate that the Assistant Secretary of 
Defense for Homeland Defense and Global Security and the Commander of 
United States Northern Command will coordinate with other Federal and 
State entities in planning for responses to catastrophic events that 
might require Defense Department support?
    Answer. If confirmed, I expect to work closely with the Commander 
of United States Northern Command and the Commander of United States 
Pacific Command to ensure that Department of Defense support to Federal 
and State entities in response to catastrophic events, if required, is 
provided in a timely and coordinated fashion. It is my understanding 
that this begins with supporting the Federal Emergency Management 
Agency's integrated regional planning efforts with the States. I would 
also work with the Commander and the Department's civilian partners to 
ensure that the Department is prepared to provide support quickly, 
effectively, and in a coordinated fashion that facilitates unity of 
effort to save and sustain lives and relieve human suffering.
           partnership with the national guard and the states
    Question. The Department of Defense has an important partnership 
with the National Guard because it has both federal and state 
responsibilities. The Department has worked with the Council of 
Governors to establish procedures to ensure unity of effort between 
military forces operating in federal and state status, including the 
creation of ``dual-status commanders.''
    Please summarize your understanding of how this unity of effort is 
maintained through the dual status commander arrangement, so that the 
authorities of the President and Secretary of Defense are preserved for 
federal military forces, and the authorities of Governors are preserved 
for National Guard forces acting in a state capacity.
    Answer. As I understand, a ``dual-status commander'' is a commander 
who may, by law, serve in two statuses, Federal and State, while 
performing the duties of those statuses separately and distinctly for 
the purpose of facilitating unity of effort. In his or her State 
status, a dual-status commander is a member of the State chain of 
command, subject to the orders of the Governor and Adjutant General of 
their State, and, on their behalf, exercises command of State National 
Guard forces. In his or her other Federal status, a dual status 
commander is a member of the Federal chain of command, subject to the 
orders of the President, the Secretary of Defense, and the supported 
combatant commander, and, on their behalf, exercises command of 
assigned Federal military forces.
    In accordance with section 515 of the National Defense 
Authorization Act for Fiscal Year 2012, when the Armed Forces and the 
National Guard are employed simultaneously in support of civil 
authorities in the United States, appointment of a dual-status 
commander as commander of Federal forces by Federal authorities and as 
commander of State National Guard forces by State authorities, should 
be the usual and customary command and control arrangement.
          national guard and reserve role in homeland defense
    Question. The Assistant Secretary of Defense for Homeland Defense 
and Global Security has policy responsibility for the participation of 
National Guard units or personnel in Homeland defense activities, when 
the Secretary of Defense determines that such participation is 
necessary and appropriate.
    What role do you believe the National Guard and Reserves should 
have in Homeland defense, and how does their role relate to the role of 
the Active Component?
    Answer. I believe that Homeland defense is a Total Force mission. 
The role of the National Guard and the Reserves is to integrate 
seamlessly with Active Component forces to defend the United States 
Homeland. If confirmed, I will work with the Service Secretaries, the 
Chairman of the Joint Chiefs of Staff, the Reserve Chiefs, and the 
responsible combatant commanders, to ensure that all forces--Active, 
Guard, and Reserve--are prepared to execute assigned Homeland defense 
missions.
    Question. What role do you believe the National Guard and Reserves 
should have in providing civil support assistance to other federal 
agencies, and how does their role relate to the role of the Active 
Component?
    Answer. I believe that DSCA is a Total Force mission. The role of 
the National Guard and the Reserves, as well as that of the Active 
Component and other Department of Defense Components, is, when directed 
by the President or the Secretary of Defense, to be an integrated part 
of the Department of Defense's support of other Federal departments and 
agencies. If confirmed, I will work with the Service Secretaries, the 
Chairman of the Joint Chiefs of Staff, the Reserve Chiefs, and the 
responsible combatant commanders to ensure that all Defense resources--
military and civilian (Active, Guard, and Reserve)--are prepared to 
execute assigned DSCA missions.
  use of active duty and reserve personnel for homeland defense/posse 
                               comitatus
    Question. What is your understanding of the legal issues and 
authority associated with using National Guard and Reserve personnel in 
security roles within the United States?
    Answer. I understand that the National Guard, as a State militia, 
under the command and control of their Governors and Adjutants 
Generals, may be used for any State response activities under State 
law, consistent with the United States Constitution and applicable 
Federal laws. The National Guard is not subject to the restrictions 
imposed by the Posse Comitatus Act and, therefore, may be used for 
security roles authorized under State law, consistent with the United 
States Constitution and applicable Federal laws.
    Question. When authorized to support missions requested by the 
President or the Secretary of Defense in a duty status under title 32, 
U.S. Code, National Guard personnel, under the command and control of 
their Governors and Adjutants General, are also not subject to the 
restrictions imposed by the Posse Comitatus Act.
    When the Reserve Components (including the National Guard) are 
ordered to Active Duty under title 10, and placed under Federal command 
and control, they are subject to the same restrictions imposed by the 
Posse Comitatus Act. They are also subject to the same restrictions 
imposed by other laws and policies concerning DOD support to law 
enforcement agencies. The same exceptions specifically authorized by 
Congress and applied to other Federal military forces also apply to the 
National Guard when they are placed under Federal command and control.
    Question. In your opinion, does the Posse Comitatus Act (18 U.S.C. 
Sec.  1385) or chapter 18 of title 10, United States Code (which 
regulates the use of the armed forces in support of civilian law 
enforcement and related activities), require amendment to deal with the 
present Homeland security situation?
    Answer. In my opinion, current laws regarding the use of the Armed 
Forces in support of civilian law enforcement and related activities 
appear to be sufficient. If confirmed, I would carefully review these 
laws and their affects and, if necessary, make appropriate 
recommendations to the Under Secretary of Defense for Policy, the 
Deputy Secretary of Defense, and the Secretary of Defense.
    Question. Under what circumstances do you believe it is appropriate 
for the Department of Defense to provide assistance to law enforcement 
authorities in response to a domestic terrorist event? What about a 
non-terrorist event?
    Answer. Congress has authorized the Department of Defense to 
provide assistance to civilian law enforcement authorities in a number 
of terrorist and non-terrorist circumstances. For example, under 
section 282 of title 10, U.S. Code, the Secretary of Defense may, when 
requested by the Attorney General, provide assistance, during an 
emergency situation involving a weapon of mass destruction if: (i) the 
Secretary and the Attorney General jointly determine that an emergency 
situation exists; (ii) the emergency situation poses a serious threat 
to the interests of the United States; (iii) civilian expertise and 
capabilities are not readily available to provide the required 
assistance to counter the threat immediately posed by the weapon 
involved; (iv) special capabilities and expertise of the Department of 
Defense are necessary and critical to counter the threat posed by the 
weapon involved; and (v) the Secretary determines that the provision of 
such assistance will not adversely affect the military preparedness of 
the United States. Section 282 does not require a terrorist event for 
DOD assistance to be provided.
    Question. If confirmed, what role do you expect to play in making 
such determinations and making such assistance available?
    Answer. If confirmed, I would be the principal civilian advisor to 
the Secretary of Defense under the Under Secretary of Defense for 
Policy on all matters related to Defense Support of Civilian 
Authorities, including support of civilian law enforcement authorities. 
In this capacity, I would work with other principal staff assistants in 
the Office of the Secretary of Defense, in particular the Office of The 
General Counsel, the Chairman of the Joint Chiefs of Staff, and the 
heads of other Department of Defense Components and activities to 
facilitate informed decision-making by the Secretary of Defense.
             policy to counter weapons of mass destruction
    Question. The Assistant Secretary of Defense for Homeland Defense 
and Global Security has primary policy and oversight responsibility for 
countering Weapons of Mass Destruction (WMD), i.e., nuclear, 
biological, and chemical weapons.
    What do you believe are the principal challenges in countering WMD 
and, if confirmed, what would be your priorities for Department of 
Defense policy for countering WMD?
    Answer. I believe that preventing the proliferation and use of 
weapons of mass destruction by State and non-state actors is the 
principal challenge. A proactive approach to prevent such attacks is 
critical, however the Department also needs to retain the ability to 
respond to and mitigate WMD attacks. I believe the approach provided by 
the current DOD strategy (reducing incentives to proliferation, 
increasing the barriers to acquisition and use, and denying the effects 
of current and emerging WMD threats) is appropriate. If confirmed, I 
would prioritize DOD's efforts in these areas.
    Question. If confirmed, what role do you expect to play in the 
creation of policy for, and oversight of, Defense Department programs 
to counter WMD?
    Answer. If confirmed, my office would lead the development of 
policies to prevent and respond to WMD threats at home and OCONUS. This 
would include prioritizing DOD efforts to protect our forces and 
allies, and ensuring appropriate support to civilian authorities, as 
needed. Such efforts require active partnership with other U.S. 
Departments and Agencies, and, if confirmed, I expect to partner with 
DOD, interagency, and international partners to ensure that appropriate 
policy and oversight are in place to reduce these threats and protect 
our interests.
    Question. The Unified Command Plan (UCP) was revised in August 2016 
by transferring the mission for synchronizing global Department of 
Defense operations for countering WMD from U.S. Strategic Command 
(STRATCOM) to U.S. Special Operations Command (SOCOM).
    What is your understanding of SOCOM's assigned responsibilities for 
synchronizing global Department of Defense operations for countering 
WMD?
    Answer. As I understand, as of January 9, 2017, SOCOM became the 
designated lead combatant command for synchronizing DOD planning 
efforts to Counter Weapons of Mass Destruction. In this capacity, SOCOM 
is responsible for maintaining the DOD CWMD Global Campaign Plan (GCP), 
establishing intelligence priorities, monitoring global operations and 
conducting assessments.
    Question. What is your understanding of the oversight 
responsibilities of the Assistant Secretary of Defense for Homeland 
Defense and Global Security with regard to this mission change and how 
do those responsibilities contrast with those of the Assistant 
Secretary of Defense for Special Operations and Low Intensity Conflict?
    Answer. As I understand it, the change in UCP responsibilities did 
not impact the oversight responsibilities within OSD/P. The ASD for 
HD&GS continues to be responsible for providing oversight, to include 
developing, coordinating, and implementing plans and policy for the DOD 
Global CWMD mission. This includes those plans and operations involving 
SOF, Homeland Defense, and Defense Support to Civil Authorities. If 
confirmed, I would coordinate matters with the ASD(SOLIC) as required 
and appropriate.
                  cooperative threat reduction program
    Question. If confirmed, what will be your role in implementing and 
overseeing the Cooperative Threat Reduction (CTR) Program?
    Answer. The ASD/HD&GS role is to provide policy guidance to the 
Director of the Defense Threat Reduction Agency for the DOD CTR 
Program, coordinating with the Undersecretary of Defense for 
Acquisition, Technology and Logistics, who maintains authority, 
direction and control of DTRA. If confirmed, I will ensure that the CTR 
program focuses in areas where DOD's authorities, capabilities, and 
relationships make a unique contribution to USG non-proliferation 
objectives, and are well coordinated with interagency and international 
partners.
    Question. If confirmed, what changes, if any, would you recommend 
to the CTR Program, including changes in legislative authorities, 
programs, or funding?
    Answer. My understanding is that the DOD CTR Program has had, for 
the most part, the authorities, programs, and funding needed to address 
emerging WMD threats appropriately. Consolidating and updating 
authorities in the 2015 NDAA has provided the CTR Program with the 
legal stability needed to be successful. As the WMD threat evolves and 
the need for cooperative threat reduction programs in advance of U.S. 
national security objectives expands, if confirmed, I will engage with 
my colleagues at DTRA and AT&L to determine whether any additional 
legislative changes or funding requirements are warranted.
    Question. How do you envision the continued evolution of the 
program as it transitions away from Russia to countries outside the 
former Soviet Union?
    Answer. WMD threats have rapidly evolved and become more complex in 
nature, and I envision that the CTR Program will continue to evolve to 
meet those critical and emerging threats. I understand that the CTR 
Program is focused on countering all WMD threats--whether posed by 
state or non-state actors, and these are no longer limited to the 
former Soviet Union. If confirmed, I will work to ensure that CTR is 
well-positioned to continue to address the most significant threats, 
while also responding to unique challenges such as those posed by 
emerging technologies and continued pressures on international 
nonproliferation regimes.
    Question. Do you believe the CTR Program should be closely 
coordinated with related efforts of the Defense Department's Chemical 
and Biological Defense Program focused on reducing biological threats?
    Answer. Yes, keeping our country safe from chemical and biological 
threats requires a multi-faceted approach. While the CBDP focuses on 
developing and acquiring capabilities that allow the Joint Force to 
deter, prevent, protect against, respond to, and recover from CBRN 
threats, the CTR program builds partner nation capability to execute 
some of these same actions. DOD is supporting development of a National 
Biodefense Strategy, per Section 1086 of the Fiscal Year 2017 NDAA. If 
confirmed, I will work to coordinate the various programs that seek to 
protect the Homeland, our forces, and allies from biological threats.
                    chemical and biological defense
    Question. The Assistant Secretary of Defense for Homeland Defense 
and Global Security is responsible for the Chemical and Biological 
Defense Program of the Defense Department.
    What do you believe are the principal challenges in chemical and 
biological defense, and what would be your priorities for the Defense 
Department's Chemical and Biological Defense Program?
    Answer. The ASD for Homeland Defense and Global Security Affairs is 
responsible for developing policies to guide the Chemical and 
Biological Defense Program (CBDP), which is overseen and managed by 
ASD/NCB. If confirmed, I would work to ensure close coordination 
between our respective offices to support the Department's overall 
efforts to counter weapons of mass destruction. Such coordination would 
posture us to effectively equip the force, maintain our CBDP 
infrastructure, while staying current with advances in science and 
technology research.
    Question. Do you believe the Chemical and Biological Defense 
Program should be closely coordinated with related efforts of the 
Defense Department's CTR Program focused on reducing biological 
threats?
    Answer. Yes. If confirmed, I would work to ensure close 
coordination between the two Programs.
                       chemical demilitarization
    Question. DOD Directive 5160.05E states the Defense Department 
policy that ``the Department of Defense shall be in full compliance'' 
with the Chemical Weapons Convention (CWC) and the Biological Weapons 
Convention (BWC). In 2006, the Department announced that the United 
States would not meet even the extended deadline of April 2012 for 
destruction of its chemical weapons stockpile, as required under the 
CWC. It has still not met this deadline.
    Do you agree that the Department of Defense and the U.S. Government 
should be in full compliance with the terms and obligations of the CWC 
and the BWC, including the deadline for destruction of the U.S. 
chemical weapons stockpile under the CWC?
    Answer. In 2006 the United States informed the Organization for the 
Prohibition of Chemical Weapons (OPCW) that it did not expect to 
complete destruction of the U.S. chemical weapons stockpile by 2012. 
Since then, it is my understanding that the United States has remained 
open and transparent with the OPCW about the U.S. chemical weapons 
destruction program, emphasizing U.S. efforts to destroy the stockpile 
as safely and expeditiously as practicable. If confirmed, I would 
continue this approach.
    Question. If confirmed, will you work to ensure that the Department 
takes steps needed to minimize the time to complete destruction of the 
U.S. chemical weapons stockpile, without sacrificing safety or 
security, and that the Department requests the resources necessary for 
complete destruction as close as practicable to the long-passed April 
2012 extended deadline?
    Answer. It is my understanding that the ASD for Nuclear, Chemical, 
and Biological Defense Programs (NCB) and the Department of the Army 
continue to oversee the programs to meet U.S. commitments under the 
CWC, including the elimination of the remaining U.S. chemical weapons 
stockpile. If confirmed, I would work closely with these offices to 
ensure continued focus on these efforts and on completing the 
destruction of the U.S. chemical weapons stockpile as safely and 
quickly as practicable.
                   proliferation security initiative
    Question. The Proliferation Security Initiative (PSI) is an 
international effort to identify and interdict WMD and related 
materials.
    If confirmed, would you recommend that the PSI program continue 
and, if so, do you believe that it should be modified in any way?
    Answer. I support the Proliferation Security Initiative. If 
confirmed, I will ensure that the Department of Defense continues to be 
engaged in promoting the PSI and its Critical Capabilities and 
Practices (CCP) initiative to ensure that our partner nations continue 
to have the knowledge, skills, and political will to interdict WMD, 
their delivery systems, and related materials.
    With regard to modifications to the initiative, although the PSI 
remains strong--one of my goals will be to ensure that the PSI's 
Operational Experts Group (OEG) of 21 countries is re-invigorated to 
become a more action-oriented and results-driven body. The PSI must 
look towards the future to keep pace with evolving trends and threats, 
especially as actors such as North Korea, Iran and Syria continue to 
defy the international community with their proliferation activities.
                       ballistic missile defense
    Question. The United States Homeland and its deployed forces enjoy 
a measure of protection against ballistic missile threats from rogue 
nations such as North Korea and Iran, yet the threat continues to grow. 
During the past year, North Korea conducted several missile tests and 
continued development of mobile long-range missiles. Likewise, Iran 
continues to test ballistic missiles of increasing range. Russia and 
China also continue to deploy ballistic, cruise, and hypersonic 
missiles that threaten United States forces, allies, and the United 
States Homeland.
    What policies would you recommend for U.S. missile defense 
capabilities in the following areas: (1) Homeland missile defense; (2) 
regional missile defense; (3) improved discrimination and sensors; (4) 
next generation missile defense; and (5) defense against cruise and 
hypersonic missiles?
    Answer. Defending the Nation and U.S. interests abroad from 
ballistic missiles is one of the Department's highest priorities. 
Secretary Mattis directed the commencement of the Ballistic Missile 
Defense Review (BMDR) to identify ways to strengthen missile-defense 
capabilities, rebalance Homeland and theater defense priorities, and 
provide the necessary policy and strategy framework for our nation's 
missile defense systems.
    The review, running concurrent to the Nuclear Posture Review, will 
be led by the Deputy Secretary of Defense and the Vice Chairman of the 
Joint Chiefs of Staff, and include interagency partners. The process 
will culminate in a final report and will be delivered to the President 
by the end of the year.
    The policy areas referenced above will be examined during the 
course of the BMDR. If confirmed, I will review the results of the BMDR 
and make recommendations as appropriate.
    Question. Do you support the ``fly before you buy'' approach to 
ensure that realistic and successful intercept flight testing is 
conducted before additional interceptors are deployed?
    Answer. Although ``fly before you buy'' responsibility will not be 
directly in my portfolio, yes, as a policy matter, I support 
operationally realistic testing prior to making final acquisition 
determinations.
    Question. Do you believe the United States should encourage our 
regional allies and partners to increase their missile defense 
capabilities to contribute to regional security and help reduce the 
burden on U.S. forces and requirements?
    Answer. The rebalance of Homeland and regional defense priorities 
will be one of the focus areas of the BMDR. The review, running 
concurrent to the Nuclear Posture Review, will be led by the Deputy 
Secretary of Defense and the Vice Chairman of the Joint Chiefs of 
Staff, and include interagency partners. The process will culminate in 
a final report and will be delivered to the President by the end of the 
year. If confirmed, I will work closely with my counterparts on 
contributing to the review and make recommendations as appropriate.
                             cyber security
    Question. The Assistant Secretary of Defense for Homeland Defense 
and Global Security serves as the Principal Cyber Advisor to the 
Secretary of Defense and has primary responsibility for Department of 
Defense cyber policy.
    What is your understanding of the roles and responsibilities of the 
Department of Defense for cyber security, and how do they compare to 
the roles and responsibilities of the Department of Homeland Security?
    Answer. My understanding is that similar to the roles and 
responsibilities of the Department of Defense in other domains, DOD is 
responsible for defending the Nation against attacks of serious 
consequence in cyberspace. The Department is also responsible for 
cybersecurity of its own networks, systems, and infrastructure.
    The Department also works closely with the Department of Homeland 
Security, which plays the lead role in protecting, mitigating, and 
recovering from domestic cyber incidents and the Department of Justice, 
which plays the lead role in investigating, attributing, disrupting, 
and prosecuting cybercrimes. When directed, the Department of Defense, 
including the National Guard, can provide support to domestic civilian 
agencies, as well as State and local governments.
    Question. Given that cyber threats can be inherently global in 
nature, and that cyber security is not a mission limited to the U.S. 
Homeland, how do view the relationship of cyber security to Homeland 
defense?
    Answer. Homeland defense includes the protection of U.S. 
sovereignty, territory, domestic population, and defense of critical 
infrastructure against external threats and aggression, or against 
other threats as directed by the President. I believe in this threat 
environment, cyberspace is a key part of our Homeland defense because 
our advanced adversaries are pursuing cyber capabilities to threaten 
all of these things. Of course, the Department must continue to work 
with other federal departments and agencies, the private sector, and 
international partners to ensure it can carry out its assigned missions 
in all domains.
            supervision and management of the cyber mission
    Question. The National Defense Authorization Act for Fiscal Year 
2014 requires the Secretary of Defense to appoint a Senate-confirmed 
official from the Office of the Under Secretary of Defense for Policy 
to act as the Principal Cyber Advisor to the Secretary. The Assistant 
Secretary of Defense for Homeland Defense and Global Security plays 
that role, and as such is responsible for overall supervision of cyber 
activities, including policy and operational considerations, resources, 
personnel, and acquisition and technology. The legislation also directs 
the Principal Cyber Advisor to assemble a small cross-functional team 
to integrate cyber expertise across the Department to enable sound 
decisions while leaving execution of decisions to existing 
organizations and officials.
    If confirmed, how would you approach your role as the Principal 
Cyber Advisor to the Secretary of Defense?
    Answer. Based on my initial review, I believe the PCA authorities 
to oversee the broad, cross-cutting activities in the Department 
related to cyber is an effective approach. I believe the cross-
functional nature of the PCA is essential, as it allows a focused team 
to work across the Department with the appropriate Principal Staff 
Assistants to tackle tough problems, whether they involve policy, 
operations, personnel, training, acquisition, or intelligence. It is 
clear the role of PCA will be broadened and, if confirmed, I welcome 
those additional responsibilities to enhance the PCA's oversight and 
advocacy role for US Cyber Command.
    Question. How do you intend to empower the cross-functional team 
led by the Principal Cyber Advisor to produce policy, strategy, and 
resourcing options for the Secretary?
    Answer. As highlighted previously, I believe the PCA's cross-
functional team construct provides tremendous value and has served the 
Department well since its inception. With the potential elevation of 
USCYBERCOM, it will be important to review the current staffing 
strategy and expertise to ensure the PCA is well equipped to perform 
the duties as outlined in the 2017 NDAA. I understand the Department is 
evaluating courses of action to better posture PCA to conduct oversight 
of USCYBERCOM as directed by Congress. If confirmed, I will work with 
key stakeholders to ensure PCA is able to effectively perform the 
additional responsibilities as directed.
         relationship between cyber and information operations
    Question. Russia, other nations, and adversaries such as ISIS 
conduct information operations through cyberspace where the ultimate 
goal of the operations is to affect perceptions, beliefs, and decision-
making in the cognitive sphere--not simply to steal information, or 
disable a network. Modern information technologies and platforms, such 
as social media and ``big data analytics,'' have been proven to be able 
to amplify the speed, scale, agility, and precision targeting of 
traditional information operations. In the Defense Department, however, 
U.S. Cyber Command is focused on technical cyber missions and skills, 
while different organizations are responsible for information 
operations, psychological and deception operations, and electronic 
warfare. In addition, there are concerns that the Defense Department's 
focus on tactical and operational support to deployed forces has 
resulted in serious neglect of strategic-level information operations.
    What changes do you think are necessary to improve the Defense 
Department's ability to detect and counter information operations, both 
defensively and offensively?
    Answer. It is my view that cyber-enabled information operations, 
online propaganda, and adversary information activities are an 
increasingly significant security challenge. If confirmed, I will serve 
as an advocate for cyber mission forces contributions to the fight 
against the Islamic State in Iraq and Syria (ISIS) and its propaganda, 
and how cyber operations can be better synchronized and coordinated 
with DOD online information operations. I will work with my colleagues 
across the Department to integrate best practices and lessons learned 
to ensure cyber capabilities are best postured to support strategic-
level information operations.
    Question. What are your views on the recommendations of the Defense 
Science Task Force on Cyber Deterrence?
    Answer. I believe the report offers some interesting and thoughtful 
suggestions on improving our deterrence posture in cyberspace.
    Question. Do you believe that we need a more integrated whole-of-
government approach to combating hostile information operations 
directed against the United States, its allies, and interests?
    Answer. Given the complexity and scope of the cyber-enabled 
information operations and online propaganda efforts being undertaken 
by our adversaries around the world, it is my view a whole-of-
government approach that leverages all elements of national power is 
necessary. Each department and agency provides a unique set of 
capabilities and authorities that can contribute to stronger and more 
effective capabilities for combating hostile information operations. If 
confirmed, I will work with my counterparts to develop an effective 
approach to address these challenges.
                         information assurance
    Question. There are some concerns about the commitment of the 
National Security Agency (NSA) to the cyber security mission and the 
Office of the Secretary of Defense's ability to conduct proper 
oversight of NSA's cyber security mission since NSA merged the 
Information Assurance Directorate within its Signals Intelligence 
Directorate.
    Given that the position to which you have been nominated is the 
Principal Cyber Advisor to the Secretary of Defense, what is your view 
of this change?
    Answer. NSA is the nation's leader of cryptographic solutions, 
security engineering and architecture, and advanced cybersecurity 
operations. It is tasked with protecting and defending National 
Security Systems by providing solutions to the nation's hardest 
Information Assurance and Cybersecurity challenges. Based on my 
initial, unclassified review, the NSA organizational changes were made 
after extensive research and engagement by NSA to position itself to 
remain at the forefront of foreign signals intelligence, information 
assurance, and cyber into the next decade. I understand this change was 
less a merger of IA, and more an integration of NSA's key mission 
functions to streamline capabilities development and accelerate 
innovation efforts. The organizational changes did include the stand-up 
of the Deputy National Manager of Information Assurance office, whose 
role is to provide the proper internal oversight to NSA's IA mission. 
If confirmed, I will work with my counterparts to ensure continued 
prioritized focus on the IA mission.
    Question. If confirmed, how will you approach oversight in your 
role?
    Answer. The DOD CIO has oversight of DIRNSA's performance of duties 
as the National Manager for National Security Systems and on DOD 
cybersecurity policy and guidance. As is standard practice for the 
Principal Cyber Advisor, if confirmed, I would work closely with DOD 
CIO to address any issues/concerns that may arise related to NSA's 
support to the vital security missions of the U.S.
            dual hatting and elevation of u.s. cyber command
    Question. What are your views about elevating U.S. Cyber Command to 
a unified command and about maintaining or ending the ``dual hat'' 
relationship where the Commander of U.S. Cyber Command serves also as 
the Director of NSA?
    Answer. I am supportive of the elevation of U.S. Cyber Command to a 
unified combatant command consistent with the requirement in the 
National Defense Authorization Act for Fiscal Year 2017. I understand 
that certification of the Secretary of Defense and the Chairman of the 
Joint Chiefs is required before the ``dual hat'' arrangement can be 
changed. If confirmed, I will seek to gain better understanding about 
the appropriateness and timing for such a decision.
                   development of cyber capabilities
    Question. U.S. Cyber Command has depended heavily to date on NSA 
for technology, equipment, capabilities, concepts of operations, and 
tactics, techniques, and procedures.
    Are you satisfied that the Department of Defense is organized and 
resourced to provide a broad base of innovation and capability 
development in the cyber domain that includes the military service's 
research and development organizations, defense agencies such as the 
Defense Advanced Research Projects Agency, and the private sector?
    Answer. The Fiscal Year 2017 NDAA stipulates that separation of the 
dual-hat construct can only occur once the Secretary of Defense and the 
Chairman of the Joint Chiefs jointly determine and certify that 
separation will not pose unacceptable risks to the military 
effectiveness of Cyber Command. If confirmed, I would work to ensure 
that Cyber Command is supported by a broad base of innovation and 
capability development in the cyber domain.
                          defense space policy
    Question. The Assistant Secretary of Defense for Homeland Defense 
and Global Security has primary responsibility for Department of 
Defense space policy.
    Please describe your understanding of the space policy 
responsibilities intended for the Assistant Secretary of Defense for 
Homeland Defense and Global Security, and how those responsibilities 
would relate to cyber security policy responsibilities.
    Answer. As I understand it, the Assistant Secretary of Defense for 
Homeland Defense and Global Security is responsible for both Space and 
Cyber policy. If confirmed, I would ensure the close collaboration 
between these two critical areas by actively leading the development 
and oversight of space and cyber policy and strategy for the 
Department. I would also be an active participant in the DOD space- and 
cyber-related decision-making processes, and in the DOD Planning, 
Programming, Budgeting, and Execution (PPBE) processes to ensure space 
and cyber system architectures support our national security objectives 
effectively.
    Question. If confirmed, what would be your priorities for 
Department of Defense policy for space, and how would you ensure 
effective execution of the Department's space policy?
    Answer. If confirmed, I would place priority on strengthening 
deterrence by assuring U.S. national security space capabilities 
against growing counter-space threats. In particular, through 
partnerships with commercial suppliers, collaboration with 
international partners, and changes in our own architectures and 
operational tactics, we can improve the resiliency, defense, and the 
ability to reconstitute our space systems and strengthen strategic 
stability in space.
    Question. What do you perceive as the threats to our national 
security space satellites?
    Answer. In addition to the space environment, which includes man-
made debris and space weather, the threat to our satellite capabilities 
is real and growing. Both China and Russia have developed and tested a 
variety of anti-satellite weapons that can destroy or disable 
satellites. Iran, North Korea, and other countries have capabilities to 
jam satellite communications and GPS. If confirmed, I would work to 
ensure that mission assurance of space capabilities against these 
growing threats is commensurate with the requirements of the operations 
and activities our space systems perform and support.
    Question. Briefly describe what policy objectives the United States 
should be seeking to achieve and the strategy you think is necessary to 
address these threats.
    Answer. The sustainability, stability, and free access to, and use 
of, space is and will remain vital to U.S. national interests. The 
United States should seek to deter conflict that extends to or begins 
in space. Achieving that requires that we ensure the availability, 
security, and resiliency of our space assets at all times and through 
all phases of conflict, and thereby deny aggressors the desired 
benefits of attacks in space. If confirmed, I would focus on such steps 
to increase our ability to deter such attacks.
    Question. Do you support the development of offensive space control 
capabilities to counter those threats?
    Answer. It is in the interest of all nations to avoid hostilities 
in space. However, just as on Earth, the U.S. retains the inherent 
right of self-defense in space. As Secretary Mattis stated in his 
confirmation testimony, ``Offensive space control capabilities should 
be considered to ensure survivable and resilient space operations 
necessary for the execution of war plans.'' I share that view.
    Question. The National Defense Authorization Act for Fiscal Year 
2017 prohibits the use of Russian rocket engines after December 31, 
2022.
    Are you committed to ending our dependence on the use of Russian 
rocket engines as soon as possible, perhaps even before December 31, 
2022?
    Answer. Yes. Secretary Mattis stated in his confirmation that he 
will abide by the law and work with Congress to meet or exceed any 
deadline requirements. I will do likewise.
         national security budget reductions and sequestration
    Question. The original discretionary caps imposed by the Budget 
Control Act (BCA) will be in effect for fiscal year 2018 through fiscal 
year 2021, unless there is agreement to change budget levels. Both the 
Secretary of Defense and the President have stated the need to repeal 
the ``defense sequester.''
    What are your views on how the BCA impacts the military? Should the 
BCA be amended or repealed?
    Answer. The Budget Control Act has presented significant challenges 
to many Departments and Agencies across the government. I understand 
that senior officials have testified that it has weakened our 
military's readiness. I believe that, moving forward, changes will need 
to be made if the Department is to achieve its readiness, 
modernization, and force structure required to address emerging 
threats.
    Question. Many of your responsibilities involve providing support 
to other federal government agencies. Do you believe that any future 
budget agreements should maintain a dollar-for-dollar principle to 
provide relief from the caps to non-Defense Department agencies?
    Answer. I agree with Secretary Mattis who said that budgets should 
match resources to national priorities. Each Department and Agency 
should define and justify its requirements.
    Question. If confirmed, by what standards would you measure the 
adequacy of funding for the missions under your supervision?
    Answer. If confirmed, I would measure the adequacy of the funding 
for the missions under my supervision by the ability to achieve our 
objectives and execute our missions related to space, cyberspace, 
countering weapons of mass destruction, and Homeland defense. This will 
require close collaboration and cooperation with colleagues throughout 
the Department including members of the joint staff, combatant 
commands, and other OSD Components.
                financial management and audit readiness
    Question. The Department of Defense is the only federal agency 
unable to complete a financial audit in accordance with the law, 
despite having invested billions over the past 16 years to do so. The 
persistent lack of accountability by Department leadership for results 
leads to concerns within the Congress and in the public over the 
stewardship of Department funds and the qualifications of the people 
entrusted to lead the Department in its audit efforts. It is not simply 
an abstract statutory requirement that the Department produce auditable 
financial statements showing where and how it spends its annual 
budget--the accuracy of the financial information underlying the 
financial statements is critical to the Department's ability to develop 
an adequate defense budget and make important financial decisions in an 
environment where every defense dollar counts.
    What actions will you take or direct that will achieve a better 
outcome than past actions and initiatives for financial auditability of 
the Defense Department?
    Answer. I understand the Government Accountability Office has made 
assessments and recommendations regarding audit readiness. If 
confirmed, I will work closely with appropriate Department personnel to 
ensure that I understand the recommendations, and as appropriate to my 
mission areas, work to ensure that functions and missions under my 
responsibility will meet audit readiness goals.
                        congressional oversight
    Question. In order to exercise its legislative and oversight 
responsibilities, it is important that this Committee and other 
appropriate committees of the Congress are able to receive testimony, 
briefings, and other communications of information.
    Do you agree, if confirmed for this position, to appear before this 
Committee and other appropriate committees of the Congress?
    Answer. Yes.
    Question. Do you agree, if confirmed, to appear before this 
Committee, or designated members of this Committee, and provide 
information, subject to appropriate and necessary security protection, 
with respect to your responsibilities as Assistant Secretary of Defense 
for Homeland Defense and Global Security?
    Answer. Yes.
    Question. Do you agree to ensure that testimony, briefings, and 
other communications of information are provided to this Committee and 
its staff and other appropriate committees in a timely manner?
    Answer. Yes.
    Question. Do you agree to provide documents, including copies of 
electronic forms of communication, in a timely manner when requested by 
a duly constituted committee, or to consult with the Committee 
regarding the basis for any good faith delay or denial in providing 
such documents?
    Answer. Yes.
    Question. Do you agree to answer letters and requests for 
information from individual Senators who are members of this Committee?
    Answer. Yes.
                                ------                                


    [Questions for the record with answers supplied follow:]

                Questions Submitted by Senator Jack Reed
                            missile defense
    1. Senator Reed. Mr. Rapuano, please describe the responsibilities 
you would have as Assistant Secretary of Defense for Homeland Defense 
and Global Security for our Nation's ballistic missile, cruise missile, 
and air defense policy and programs, and how those responsibilities 
coordinate with other offices within the Office of the Under Secretary 
of Defense for Policy.
    Mr. Rapuano. It is my understanding that the Assistant Secretary of 
Defense for Homeland Defense and Global Security (ASD(HD&GS)) is 
responsible for policy matters related to the aerospace defense of the 
United States, including the cruise missile threat and response. It is 
also my understanding that the Assistant Secretary of Defense for 
Strategy, Plans & Capability (ASD(SP&C)) is responsible for ballistic 
missile defense, including the emerging threat posed by North Korean 
ballistic missiles. These two assistant secretaries must work together 
closely on the development of policy to address missile threats to the 
United States including the development and coordination of DOD policy 
and guidance on U.S. ballistic missile defenses., This includes 
providing policy and guidance to the Missile Defense Agency.
    If confirmed, I would work closely with the ASD(SPC), the Chairman 
of the Joint Chiefs of Staff, and other DOD organizations to ensure our 
Nation is defended against all missile threats.
                               __________
           Questions Submitted by Senator Kirsten Gillibrand
                                 cyber
    2. Senator Gillibrand. Mr. Rapuano, in your advance policy 
questions submitted to the Committee, you pledge to, ``Devote special 
attention to the challenge of building the cyberspace workforce, 
expanding DOD's [Department of Defense] operational capabilities, and 
continuing to rationalize the complex funding streams that support 
cyberspace initiatives.'' As Ranking Member of the Subcommittee on 
Personnel, I have been working to push DOD to recruit and retain the 
best possible cyber warriors. With a focus on Homeland defense against 
cyber adversaries, how can DOD improve upon its efforts to recruit and 
retain the best possible cyber warriors?
    Mr. Rapuano. I appreciate your commitment to this important issue, 
and, if confirmed, I will make building the Department of Defense's 
cyberspace workforce one of my top priorities. The uniformed and 
civilian members of the Department of Defense's cyberspace workforce 
are the foundation of our Nation's strength in this domain. Without 
these dedicated and extremely capable men and women we would not have 
the ability to fight and win in cyberspace.
    I believe there are many possible avenues to enhance current 
cyberspace workforce recruiting and retention programs within the 
Department. The implementation of Title 10, Cyber Excepted Service 
(CES), for example, will assist in recruiting and retaining quality 
cyber professionals.
    The CES will streamline civilian hiring procedures, provide 
additional flexibility in the hiring process, and allow the Department 
to employ market-based pay initiatives targeting specialized skills. 
This will help the Department compete better with the private sector 
for talent.
    The standup of National Guard and Reserve component cyber forces is 
another avenue to enhance the Department's cyber recruitment and 
retention. As you know, some National Guard and Reserve component 
Airmen and Soldiers have unique technical skillsets and leadership 
abilities that they have honed through many years of working in the 
commercial sector. National Guard and Reserve cyber teams will provide 
the Nation with a way to tap commercial sector talent and provide those 
who exit the Active component a way to continue their service.

    3. Senator Gillibrand. Mr. Rapuano, can you expand your concern 
regarding the ``complex funding streams'' involved in the Department's 
cyber activities?
    Mr. Rapuano. Given the extent to which activities in cyberspace 
provide a foundation for almost all of the Department's missions, it is 
understandably challenging to get a complete picture of all the 
investments involved. Resources are spread across the Department and 
the Services, consistent with their core roles and responsibilities. 
However, in order to accomplish our strategic objectives for 
cyberspace, I believe it is necessary to have a better understanding 
and where possible, to simplify funding streams to allow for informed 
investment decisions and strong oversight for this critical mission.

    4. Senator Gillibrand. Mr. Rapuano, the Assistant Secretary of 
Defense for Homeland Defense and Global Security plays a key role in 
the Department's responsibility for critical infrastructure 
protection--first as a Federal department and second as a sector-
specific agency for the Defense Industrial Base. Do you believe that 
there is a coherent plan in place to allow the Federal Government, in 
coordination with State and local governments to respond to major 
cyber-attacks on the country and escalate the response as appropriate?
    Mr. Rapuano. The National Cyber Incident Response Plan (NCIRP) 
provides a strong foundation for a whole-of-government plan to respond 
to a significant cyber incident against the United States. However, 
much work still is required to improve this process. Through exercises 
like Cyber Guard, the Department of Defense has worked extensively with 
the Department of Homeland Security, the FBI, and other interagency 
partners to identify and address gap and seam issues in the interagency 
response plan. If confirmed, I will work to ensure that our Nation will 
be effectively defended against significant cyberattacks.

    5. Senator Gillibrand. Mr. Rapuano, do you believe that there is a 
coherent plan in place for the transition between private companies and 
government response?
    Mr. Rapuano. Current policy specifies roles and responsibilities 
for federal Departments and Agencies and identifies priority industries 
and companies. However, I believe there is more work to be done to 
understand and plan for how the government and private sector would 
work together in practice during an incident. To this end, I welcome 
the recent Executive Order's focus on protecting critical 
infrastructure, including the commitment to increasing public-private 
partnerships. If confirmed, I would work with my DOD and interagency 
counterparts to use this new opportunity to build relationships and to 
regularly practice incident response.

    6. Senator Gillibrand. Mr. Rapuano, what are the challenges in 
developing a plan that incorporates Federal, State and local 
governments as well as the private sector in a whole-of-country cyber 
response plan?
    Mr. Rapuano. One of the challenges of developing a whole-of-nation 
cyber response plan is the sheer number and diversity of state, local, 
tribal, and territorial systems and processes in responding to cyber 
incidents. The recently-released National Cyber Incident Response Plan 
(NCIRP), that DOD fully participated in developing in conjunction with 
the Department of Homeland Security, takes steps to address this 
challenge by codifying how we respond as a nation to cyberspace 
incidents and provides a way for each entity to be full partners in 
incident response activates.

    7. Senator Gillibrand. Mr. Rapuano, I have long fought for the 
inclusion of the National Guard in the Defense Department's cyber 
mission because I believe that the Guard provides unique capabilities 
for attracting people with outside expertise and retaining those we've 
already trained--and also serves both Federal and State needs in 
defending the Homeland. Do you think we are using the National Guard as 
effectively as we could be?
    Mr. Rapuano. I share your views about the importance of effective 
employment of National Guard and Reserve cyber forces, and will make 
this a priority, if confirmed. The National Guard and Reserve are 
currently building capability and capacity to conduct cyberspace 
operations, and a number of programs and initiatives are still in the 
pilot phase. Given this, it is likely too early to make a comprehensive 
assessment of the Department of Defense's efforts to integrate the 
National Guard and Reserve into cyberspace operations.
    The Department must employ a Total Force solution when it comes to 
cyberspace operations. The National Guard and Reserve bring with them 
private sector experience, understanding of the unique critical 
infrastructure and information technology industries in their states, 
and a fresh perspective to how we conduct operations. To ensure mission 
success, the Total Force must be trained and equipped to the same level 
and held to the same operational standards as the Active Duty 
cyberspace operations force.
    The National Guard and the Reserve Component are also a key element 
in developing and preserving the Department's cyberspace talent. As you 
know, it is difficult for the military to compete with private sector 
cyberspace salaries, so the Reserve Component provides a way to 
encourage military members who are leaving Active service to join a 
reserve component. In this way, we can continue to reap the benefits of 
the training and experience that has already been invested in these 
members while providing an option for them to continue to serve.

    8. Senator Gillibrand. Mr. Rapuano, could the Guard serve as a 
conduit for cyber response between State, local and Federal Government 
as well as the private sector because of its unique authorities?
    Mr. Rapuano. Yes, I believe the National Guard is uniquely 
positioned to serve as a conduit between State and private sector 
entities and the Federal Government because its force posture and legal 
status provides many advantages in supporting state and local 
authorities.

    9. Senator Gillibrand. Mr. Rapuano, some Guard cyber units are 
already working to red team the private sectors' networks, which means 
that down the line, they will be familiar with and potentially able to 
assist these companies. Do you think we should expand these types of 
efforts?
    Mr. Rapuano. It is difficult at this time to provide a thoughtful 
comment about expanding these activities without full knowledge and 
consideration of the Department's other operations. If confirmed, I am 
committed to advancing the integration of National Guard cyber 
capabilities into the Total Force and strongly support initiatives that 
help to strengthen our defenses and resiliency in case of cyberattack. 
In this way, these types of efforts that advance partnering with the 
private sector make sense, as it helps to foster mutual trust and 
organizational familiarity before a time of crisis. Cyber response 
teams operating under Guard authorities can also perform a variety of 
missions in support of state, local, and private entities (which 
operate independently under their own authorities).

                               __________
             Questions Submitted by Senator Martin Heinrich
                           cyber acquisitions
    10. Senator Heinrich. Mr. Rapuano, as Assistant Secretary of 
Defense for Homeland Defense and Global Security, you would serve as 
the Principal Cyber Advisor to the Secretary of Defense with primary 
responsibility for DOD cyber policy. As cyber continues to evolve as a 
domain, DOD must remain resilient and agile in order to counter current 
and future threats from both state and non-state actors. One recurring 
theme I hear from cyber professionals is their concern with the ability 
of DOD acquisition process to keep pace with emerging cyber threats. Do 
existing acquisition authorities allow the DOD's cyber teams to keep 
pace with commercial off the shelf capabilities?
    Mr. Rapuano. I share the Committees view, and the view of many in 
the national security community, that keeping pace, or better, out-
pacing adversaries is a strategic issue. The ability to provide 
resilience, secure trusted networks and weapon systems, and 
capabilities to defend the Nation will be a point of focus if I am 
confirmed. I understand that changes have been made in the current 
acquisition process to facilitate rapid acquisition, leverage 
commercial technology, and advance DOD capabilities to deal with many 
commercially available technologies available to both nation state and 
non-state actors alike. New policies enable rapid acquisition of cyber 
capabilities and new authorities give Cyber Command greater flexibility 
and provide the Department even more expedient action in the case of an 
imminent or an on-going cyberattack. If confirmed, I will look closely 
at the capabilities needed for our missions in cyberspace and work with 
my colleagues in the Department, the Secretary, and you to ensure we 
are keeping pace with innovation, while making efficient use of 
taxpayer dollars.

    11. Senator Heinrich. Mr. Rapuano, how will you work to speed up 
the timeline to procure information technology (IT) items for DOD's 
cyber professionals?
    Mr. Rapuano. I will work with my colleagues in the OSD staff and 
the Services to streamline the inherent processes in the requirements 
and acquisition phases to instill timeliness and a sense of urgency. 
Enterprise services are one of the keys to this pathway and are 
identified in the President's new Executive Order as an area of 
emphasis.
                         cyber vulnerabilities
    12. Senator Heinrich. Mr. Rapuano, in order to combat threats from 
state and non-state actors, DOD must recognize weaknesses in cyber 
defense and infrastructure. Do you support creative ideas like the 
Department's Bug Bounty Program or ``Hack the Pentagon'' program?
    Mr. Rapuano. I fully agree that it is paramount for the Department 
to identify weaknesses and vulnerabilities in its cyber defenses and 
infrastructure. The Bug Bounty and ``Hack the Pentagon'' programs are 
two innovative and highly successful approaches to addressing this 
problem. If confirmed, I would support these efforts and seek 
additional creative initiatives to help mitigate vulnerabilities in a 
cost-effective manner.

    13. Senator Heinrich. Mr. Rapuano, how will you support these 
programs to identify cyber vulnerabilities?
    Mr. Rapuano. The Bug Bounty and Vulnerability Disclosure Programs 
have proven to be very successful ways of finding vulnerabilities as 
well as engaging with the security community. Therefore, if confirmed, 
I will fight to maintain funding for these programs, support their 
expansion, where possible, and engage with the private sector and 
outside experts to identify potential improvements in their 
implementation.
                             private sector
    14. Senator Heinrich. Mr. Rapuano, programs such as the Defense 
Digital Service, the Defense Innovation Unit Experiment, and the 
Defense Innovation Advisory Board represent a DOD initiative to 
collaborate with the private sector. How will you utilize these 
programs to introduce and exchange ideas, integrate private sector 
innovations into the DOD infrastructure, and shape cyber policy in DOD?
    Mr. Rapuano. The cyber domain is so thoroughly integrated into the 
everyday lives and economy of Americans that DOD must look to the 
private sector to fully understand trends, to leverage technology, 
expertise, and best practices, and to develop the best workforce. From 
Silicon Valley, to San Antonio, Seattle, Boston, St Louis, and beyond, 
technology and practices are constantly emerging and it is critical 
that DOD is connected to these developments to ensure the ability to 
defend and operate in cyberspace.
    If confirmed, I will establish strong relationships with leading 
organizations in cyber, including tech companies, academic and other 
training institutions, and leaders in cybersecurity. To this end, I see 
the DDS, DIUx, and the DIAB as key mechanisms for institutionalizing 
such relationships and ensuring the exchange of ideas and technology to 
allow DOD to be successful at its missions. By establishing open and 
transparent mechanisms for collaboration, and in some cases even 
putting DOD in proximity to these centers of influence, these 
initiatives will lay the critical groundwork for building enduring 
connections to help DOD solve challenging problems, to include 
priorities such as recruiting and retaining the best workforce and 
staying ahead of threats.

                               __________
            Questions Submitted by Senator Elizabeth Warren
               countering ``gray zone'' warfare in europe
    15. Senator Warren. Mr. Rapuano, the United States has deployed 
equipment and rotated ground forces back into Europe through the 
European Reassurance Initiative, but this conventional display of force 
alone obviously isn't sufficient to deter Russia. Putin seems to rely 
increasingly on covert cyber activity, propaganda, and other indirect 
tactics--as he demonstrated just a few weeks ago by interfering with 
the French election. If confirmed, how will you work with our North 
Atlantic Treaty Organization (NATO) allies to counter Russia's so-
called ``gray zone'' warfare?
    Mr. Rapuano. Russian destabilizing ``gray zone'' or hybrid activity 
in Europe is a serious concern. While not all of the cyber-enabled 
influence operations we have seen in Europe have been definitively 
attributed to Russia, the apparent objectives of these operations 
clearly match with Moscow's goals.
    If confirmed, I will work with our European allies--including 
through threat information sharing, efforts to fulfill the NATO Cyber 
Defense Pledge, and capability development--to help build their cyber 
defenses so that they are less vulnerable to Russia's malicious cyber 
activity.
                                ------                                


    [The nomination reference of Mr. Kenneth P. Rapuano 
follows:]
                    Nomination Reference and Report
                           As In Executive Session,
                               Senate of the United States,
                                                     April 25, 2017
    Ordered, That the following nomination be referred to the Committee 
on Armed Services:
    Kenneth P. Rapuano, of Virginia, to be an Assistant Secretary of 
Defense vice Eric Rosenbach, resigned.
                                ------                                


    [The biographical sketch of Mr. Kenneth P. Rapuano, which 
was transmitted to the Committee at the time the nomination was 
referred, follows:]

               Biographical Sketch of Kenneth P. Rapuano
Education:
        Georgetown University, Washington, DC
        - 1989 to 1992
        - MA--National Security Studies

         Middlebury College, Middlebury, VT
        - 1980 to 1984
        - BA--Political Science, Minor--Education

Employment Record:
    List all jobs held since college including title or description of 
job, name of employer, location of work, and dates of employment.

         The Anser Corporation, Falls Church, VA
        -  Senior Vice President, and Executive Director of the Studies 
and Analysis Group
        -  October 2015 to Present

        The Mitre Corporation, McClean, VA
        - Director of Advanced Systems and Policy Analysis
        - December 2008 to October 2015

        Independent Consultant, Falls Church, VA
        - Director of Advanced Systems and Policy Analysis
        - October to December 2008

        ICx Technologies
        - President, Homeland Security
        - July 2007 to September 2008

        Independent Consultant, Falls Church, VA
        - Director of Advanced Systems and Policy Analysis
        - May to July 2007

        The White House
        - Deputy Assistant to the President and Deputy Homeland 
Security Advisor
        - July 2004 to November 2006

        Department of Energy
        - Deputy Under Secretary of Energy for Counterterrorism
        - October 2003 to July 2004

         United States Marine Corps Reserve, Iraq
        - Chief, Joint Interrogations and Debriefing Center, Iraq 
Survey Group (ISG)
        - May to November 2003

        Department of Energy, Washington, DC
        - National Security Advisor to the Secretary of Energy
        - April 2001 to May 2003

        Southern Research Institute, Falls Church, VA
        - Director, International Affairs & Nonproliferation Department
        - October 1998 to April 2001

        Dyncorp, Alexandria, VA
        -  Program Manager, National Security Programs Counter 
Proliferation Mission
        - April 1993 to September 1998

        Department of Defense, Washington, DC
        -  Special Assistant to Assistant Secretary of Defense, 
International Security Policy (1992 to April 1993)
        -  Foreign Affairs Specialist, Office of Multilateral 
Negotiations (February 1989 to 1992)

        Presidential Transition Team, Washington, DC
        -  Special Assistant to the General Counsel to the President-
Elect
        - November 1988 to February 1989

        Republican National Committee, Washington, DC
        - Campaign Research
        - June to November 1988

        United States Marine Corps, Camp Lejeune, NC
        - Infantry Officer
        - October 1984 to March 1988

        Ridgewood, NJ Public School System, Ridgewood, NJ
        - Assistant Football Coach, Substitute Teacher
        - July to November 1984

Honors and Awards:

        Military Awards
        -  Bronze Star Medal
        -  Defense Meritorious Service Medal
        -  Afghanistan Campaign Medal
        -  Global War on Terrorism Expeditionary Medal
        -  Marine Corps Expeditionary Medal
        -  Armed Forces Reserve Medal (3 awards)
        -  National Defense Service Medal
        -  Joint Meritorious Unit Award (2 awards)
        -  Selected Marine Corps Reserve Medal (2 awards)
        -  Navy MeritoriousUnit Commendation
        -  Navy Unit Commendation
        -  Sea Service Deployment Ribbon (4 awards)

        Federal Civilian Awards
        -  DHS Under Secretary for Science and Technology Awards for 
Building Partnerships on Non-Traditional Aviation Technologies Whole-
of-Community Initiative
        -  NNSA Excellence Medal
        -  Secretary of Defense Medal for Outstanding Public Service
                                ------                                


    [The Committee on Armed Services requires all individuals 
nominated from civilian life by the President to positions 
requiring the advice and consent of the Senate to complete a 
form that details the biographical, financial, and other 
information of the nominee. The form executed by Mr. Kenneth P. 
Rapuano in connection with his nomination follows:]
                          UNITED STATES SENATE
                      COMMITTEE ON ARMED SERVICES
                              Room SR-228
                       Washington, DC 20510-6050
                             (202) 224-3871
                    COMMITTEE ON ARMED SERVICES FORM
      BIOGRAPHICAL AND FINANCIAL INFORMATION REQUESTED OF NOMINEES
    Instructions to the Nominee: Complete all requested information. If 
more space is needed, use an additional sheet and cite the part of the 
form and the question number (i.e. A-9, B-4) to which the continuation 
of your answer applies. Unless otherwise required, an answer of yes, 
no, or not applicable is appropriate.
                    part a--biographical information
    Instructions to the Nominee: Biographical information furnished in 
this part of the form will be made available in Committee offices for 
public inspection prior to the hearing and will also be published in 
any hearing record as well as made available to the public.

    1. Name: (Include any former names used.)

      Kenneth P. Rapuano

    2. Position to which nominated:

      Assistant Secretary of Defense for Homeland Defense and Global 
Security
    3. Date of nomination:

      April 25, 2017

    4. Address: (List current place of residence and office addresses.)

       [The nominee responded and the information is contained in the 
Committee's executive files.]

    5. Year and place of birth:

      1962, Passaic, NJ

    6. Marital status: (Include full name of current spouse including 
any other names used, including maiden name.)

      Married. Dixie Houseal Rapuano (Maiden Name: Dixie Houseal)

    7. Names of children (if over age 18):

      Taylor (daughter)

      Scott (son)

      Claire (daughter)

      William (son)

    8. Education: List names of secondary and higher education 
institutions attended, type of school (vocational, technical, trade 
school, college, university, military college, correspondence, 
distance, extension, and on-line) dates attended, degree received and 
date degree granted.

        Georgetown University--1989 to 1992 MA National 
Security Affairs; August 14, 1992

        Middlebury College--1980 to 1984 BA Political Science; 
May 1984

        Ridgewood High School--1977 to 1980 HS Degree; June 
1980

    9. Employment record: List all jobs held since college or in the 
last 10 years, whichever is less, including the title or description of 
job, name of employer, location of work, and dates of employment. If 
the employment activity was military duty, list separate employment 
activity periods to show each change of military duty station.

        The Anser Corporation (aka Analytic Services Inc.), 
Falls Church, VA
        -  Senior Vice President, and Executive Director of the Studies 
and Analysis Group
        -  October 2015 to Present

        The Mitre Corporation, McClean, VA
        -  Director of Advanced Systems and Policy Analysis
        -  December 2008 to October 2015

        Independent Consultant; Falls Church, VA
        -  October to December 2008

        ICx Technologies
        -  President for Homeland Security
        -  July 2007 to September 2008

        Consultant; Self-employment; Falls Church, VA
        -  May to July 2007

        U.S. Marine Crops (Reserve Active Duty Deployment), 
Jalalabad, Afghanistan
        -  Director of Targeting Fusion Cell
        -  November 2006 to May 2007

        The White House
        -  Deputy Homeland Security Advisor to the President
        -  July 2004 to November 2006

    10. Government experience: List any advisory, consultative, 
honorary or other part-time service or positions with Federal, State, 
or local governments, other than those listed above.

        National Defense University, Department of Defense, 
Washington, DC
        -  Distinguished Research Fellow and Adjunct Faculty;
        -  February 2009 to Present

        Defense Science Board Task Force; Arlington, VA
        -  Member
        -  October 2015 to Present

        Federal Bureau of Investigation; Washington, DC
        -  Member, FBI Weapons of Mass Destruction Directorate Advisory 
Group
        -  2013 to Present

        , Pacific Northwest National Laboratory National 
Security Advisory Committee, Richland, Washington
        -  Member
        -  2014 to Present

        Homeland Security Science and Technology Advisory 
Committee; Department of Homeland Security; Washington, DC
        -  Member
        -  2008 to 2012

        Quadrennial Homeland Security Review; Department of 
Homeland Security; Washington, DC
        -  Member
        -  2009 to 2010

    11. Business relationships: List all positions currently held as an 
officer, director, trustee, partner, proprietor, agent, representative, 
or consultant of any corporation, company, firm, partnership, or other 
business enterprise, educational or other institution.

      None (other than current employer)

    12. Memberships: List all current memberships and offices that you 
hold in professional, fraternal, scholarly, civic, business, charitable 
and other organizations.

      None

    13. Political affiliations and activities:

    (a) If you have ever been a candidate for or have been elected or 
appointed to a political office, list the name of the office(s), 
whether you were elected/appointed/candidate, the year(s) the election 
was held or the appointment was made, and the term of office (if 
applicable).

      N/A

    (b) List all memberships and offices held in and services rendered 
to all political parties or election committees during the last 5 
years.

      None

    (c) Itemize all individual political contributions of $100 or more 
to any , campaign organization, political party, political action 
committee, or similar entity for the past 5 years. List each individual 
contribution and not the total amount contributed to the person or 
entity during the year.

        Barbara Comstock for Congress; $500/June 2016

    14. Honors and Awards: List all scholarships, fellowships, honorary 
degrees, civilian service citations, military awards and decorations, 
honorary society memberships, and any other special recognitions for 
outstanding service or achievements.

        DHS Under Secretary for Science and Technology Award 
for Building Partnerships on Non-Traditional Aviation Technologies 
Whole-of-Community Initiative

        NNSA Excellence Medal--Naitonal Nuclear Security 
Administration

        Bronze Star Medal

        Defense Meritorious Service Medal

        Afghanistan Campaign Medal

        Global War on Terrorism Expeditionary Medal

        Expeditionary Medal--Marine Corps

        Armed Forces Reserve Medal (3 awards)

        National Defense Service Medal

        Joint Meritorious Unit Award (2 awards)

        Selected Marine Corps Reserve Medal (2 awards)

        Navy Meritorious Unit Commendation

        Navy Unit Commendation

        Sea Service Deployment Ribbon (4 awards)

    15. Published writings: List the titles, publishers, and dates of 
books, articles, reports, or other published materials which you have 
written including articles published on the Internet.

        Homeland Security Resilience; Navigating the Path from 
Theory to Practical Application; Signal Magazine, November 1, 2013 
http://www.afcea.org/content/?q=node/11854

        Peace-Enforcement Operations; Marine Corps Gazette, 
October 1993

    16. Speeches: Provide the Committee with two copies of any formal 
speeches you have delivered during the last 5 years of which you have 
copies and are on topics relevant to the position for which you have 
been nominated.

      None

    17. Commitments regarding nomination, confirmation, and service:

    (a) If confirmed, will you adhere to applicable laws and 
regulations governing conflicts of interest?

      Yes.

    (b) Have you assumed any duties or undertaken any actions which 
would appear to presume the outcome of the confirmation process?

      No.

    (c) If confirmed, will you ensure your staff complies with 
deadlines established for requested communications, including questions 
for the record in hearings?

      Yes.

    (d) Will you cooperate in providing witnesses and briefers in 
response to Congressional requests?

      Yes.

    (e) Will you promise to enforce or ensure whistleblower protections 
for all those witnesses?

      Yes.

    (f) Do you agree, if confirmed, to appear and testify upon request 
before this Committee?

      Yes.

    (g) Do you agree to provide documents, including copies of 
electronic forms of communication, in a timely manner when requested by 
a duly constituted Committee, or to consult with the Committee 
regarding the basis for any good faith delay or denial in providing 
such documents?

      Yes.
                                ------                                


    [The nominee responded to Parts B-F of the Committee 
questionnaire. The text of the questionnaire is set forth in 
the Appendix to this volume. The nominee's answers to Parts B-F 
are contained in the Committee's executive files.]
                                ------                                

                           Signature and Date
    I hereby state that I have read and signed the foregoing Statement 
on Biographical and Financial Information and that the information 
provided therein is, to the best of my knowledge, current, accurate, 
and complete.
                                                   Kenneth P. Rapuano  
    This 24th day of April, 2017
                                ------                                


    [The nomination of Mr. Kenneth P. Rapuano was reported to 
the Senate by Chairman McCain on May 23, 2017, with the 
recommendation that the nomination be confirmed. The nomination 
was confirmed by the Senate on June 12, 2017.]

                                 [all]