[House Hearing, 110 Congress]
[From the U.S. Government Publishing Office]
DEPARTMENT OF JUSTICE, OFFICE OF JUSTICE PROGRAMS OVERSIGHT
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HEARING
BEFORE THE
SUBCOMMITTEE ON CRIME, TERRORISM,
AND HOMELAND SECURITY
OF THE
COMMITTEE ON THE JUDICIARY
HOUSE OF REPRESENTATIVES
ONE HUNDRED TENTH CONGRESS
SECOND SESSION
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SEPTEMBER 18, 2008
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Serial No. 110-208
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Printed for the use of the Committee on the Judiciary
Available via the World Wide Web: http://judiciary.house.gov
U.S. GOVERNMENT PRINTING OFFICE
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COMMITTEE ON THE JUDICIARY
JOHN CONYERS, Jr., Michigan, Chairman
HOWARD L. BERMAN, California LAMAR SMITH, Texas
RICK BOUCHER, Virginia F. JAMES SENSENBRENNER, Jr.,
JERROLD NADLER, New York Wisconsin
ROBERT C. ``BOBBY'' SCOTT, Virginia HOWARD COBLE, North Carolina
MELVIN L. WATT, North Carolina ELTON GALLEGLY, California
ZOE LOFGREN, California BOB GOODLATTE, Virginia
SHEILA JACKSON LEE, Texas STEVE CHABOT, Ohio
MAXINE WATERS, California DANIEL E. LUNGREN, California
WILLIAM D. DELAHUNT, Massachusetts CHRIS CANNON, Utah
ROBERT WEXLER, Florida RIC KELLER, Florida
LINDA T. SANCHEZ, California DARRELL ISSA, California
STEVE COHEN, Tennessee MIKE PENCE, Indiana
HANK JOHNSON, Georgia J. RANDY FORBES, Virginia
BETTY SUTTON, Ohio STEVE KING, Iowa
LUIS V. GUTIERREZ, Illinois TOM FEENEY, Florida
BRAD SHERMAN, California TRENT FRANKS, Arizona
TAMMY BALDWIN, Wisconsin LOUIE GOHMERT, Texas
ANTHONY D. WEINER, New York JIM JORDAN, Ohio
ADAM B. SCHIFF, California
ARTUR DAVIS, Alabama
DEBBIE WASSERMAN SCHULTZ, Florida
KEITH ELLISON, Minnesota
Perry Apelbaum, Staff Director and Chief Counsel
Sean McLaughlin, Minority Chief of Staff and General Counsel
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Subcommittee on Crime, Terrorism, and Homeland Security
ROBERT C. ``BOBBY'' SCOTT, Virginia, Chairman
MAXINE WATERS, California LOUIE GOHMERT, Texas
WILLIAM D. DELAHUNT, Massachusetts J. RANDY FORBES, Virginia
JERROLD NADLER, New York F. JAMES SENSENBRENNER, Jr.,
HANK JOHNSON, Georgia Wisconsin
ANTHONY D. WEINER, New York HOWARD COBLE, North Carolina
SHEILA JACKSON LEE, Texas STEVE CHABOT, Ohio
ARTUR DAVIS, Alabama DANIEL E. LUNGREN, California
TAMMY BALDWIN, Wisconsin
BETTY SUTTON, Ohio
Bobby Vassar, Chief Counsel
Caroline Lynch, Minority Counsel
C O N T E N T S
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SEPTEMBER 18, 2008
Page
OPENING STATEMENTS
The Honorable Robert C. ``Bobby'' Scott, a Representative in
Congress from the State of Virginia, and Chairman, Subcommittee
on Crime, Terrorism, and Homeland Security..................... 1
The Honorable Louie Gohmert, a Representative in Congress from
the State of Texas, and Ranking Member, Subcommittee on Crime,
Terrorism, and Homeland Security............................... 4
WITNESSES
Mr. Jeffrey L. Sedgewick, Acting Assistant Attorney General,
Office of Justice Programs (OJP), U.S Department of Justice,
Washington, DC
Oral Testimony................................................. 6
Prepared Statement............................................. 10
Mr. Shay Bilchik, Research Professor, Georgetown Public Policy
Institute, Washington, DC
Oral Testimony................................................. 44
Prepared Statement............................................. 46
Mr. Bill Piper, Director, Office of National Affairs, Drug Policy
Alliance Network, Washington, DC
Oral Testimony................................................. 55
Prepared Statement............................................. 57
Mr. Ronald E. Brooks, President, National Officers' Association
Coalition, San Francisco, CA
Oral Testimony................................................. 61
Prepared Statement............................................. 64
Ms. Mary Lou Leary, Executive Director, National Center for
Victims of Crime, Washington, DC
Oral Testimony................................................. 75
Prepared Statement............................................. 78
Mr. Peter Marone, Chairman of the Consortium of Forensic Science
Organizations, Richmond, VA
Oral Testimony................................................. 89
Prepared Statement............................................. 91
Mr. Charlie Sullivan, National CURE, Washington, DC
Oral Testimony................................................. 93
Prepared Statement............................................. 95
LETTERS, STATEMENTS, ETC., SUBMITTED FOR THE HEARING
Prepared Statement of the Honorable Louie Gohmert, a
Representative in Congress from the State of Texas, and Ranking
Member, Subcommittee on Crime, Terrorism, and Homeland Security 4
APPENDIX
Material Submitted for the Hearing Record........................ 99
DEPARTMENT OF JUSTICE, OFFICE OF JUSTICE PROGRAMS OVERSIGHT
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THURSDAY, SEPTEMBER 18, 2008
House of Representatives,
Subcommittee on Crime, Terrorism,
and Homeland Security
Committee on the Judiciary,
Washington, DC.
The Subcommittee met, pursuant to notice, at 11:36 a.m., in
room 2237, Rayburn House Office Building, the Honorable Robert
C. ``Bobby'' Scott (Chairman of the Subcommittee) presiding.
Present: Representatives Scott, Weiner, Gohmert, and Coble.
Staff present: Bobby Vassar, Majority Chief Counsel; Ameer
Gopalani, Majority Counsel; Jesselyn McCurdy, Majority Counsel;
Mario Dispenza (Fellow) BATFE Detailee; Veronica Eligan,
Professional Staff Member; Kimani Little, Minority Counsel; and
Kelsey Whitlock, Minority Staff Assistant.
Mr. Scott. The Subcommittee will now come to order, and I
am pleased to welcome you today to the oversight hearing before
the Subcommittee on Crime, Terrorism, and Homeland Security,
the Department of Justice, Office of Justice Programs.
The mission of the Office of Justice Programs, or OJP, is
to increase public safety and improve the fair administration
of justice across the United States. To accomplish this
mission, OJP provides information, conducts research and
development, publishes statistics, and conducts training--all
of which is geared toward helping the justice community meet
its public safety goals through local decision-making.
Since enhancing public safety is OJP's objective, the
success or setbacks affect the quality of life for all
Americans. The Subcommittee's oversight is therefore critical
to ensure that OJP is fulfilling its mission and that Congress
is providing OJP with the resources it needs.
Today we will focus the oversight on the OJP component
organizations, the Bureau of Justice Assistance, the Bureau of
Justice Statistics, the National Institute of Justice, the
Office of Victims of Crime, and the Office of Juvenile Justice
and Delinquency Prevention.
OJP has been successful in many areas. For example, the
Bureau of Justice Assistance funds critical programs such as
the Byrne Justice Assistance Grant program, or the Byrne JAG,
that assists States and local governments in improving their
criminal justice system.
The National Institute of Justice funds state DNA efforts,
particularly in trying to reduce the large backlog of untested
DNA evidence samples in the Nation's forensic labs.
The Office of Juvenile Justice and Delinquency Prevention
funds programs and funds training of community leaders and
model programs for keeping youth productive, in school, and
away from crime, which is probably the part--away from crime is
perhaps the best policy of all.
However, the Office of Justice Programs has encountered a
number of challenges and criticisms within these successful
endeavors. For example, the Byrne JAG program, when used
appropriately, can fund a range of crime-fighting approaches
incorporating law enforcement education, community programs,
drug treatment, technology improvement, and victim and witness
programs. But the current funds have not always been used
appropriately.
Advocacy groups have criticized some States for using the
funding for drug task force to target low-level drug users or
other poorly-chosen objectives that do not reduce overall
crime. The Subcommittee will inquire about what steps VJA has
taken to ensure that such mistakes do not occur.
Further, the NIJ's forensic evidence program may need
enhancement. That program has made great strides in aiding
local forensic labs, which are now receiving DNA samples from
crime scenes and convicted offenders faster than they can
examine and enter them into the State and local databases.
The increased sample collection has resulted in an enormous
backlog of untested evidence, and the agency has funded State
and local law enforcement agencies to test nearly 104,000 DNA
cases from 2004 to 2007. And it has funded 2.5 million
convicted offender and arrestee samples.
Yet these efforts have not significantly reduced the
Nation's backlog. So we must continue to assess this issue and
possibly increase support for DNA initiatives. However,
concerns have been raised by OJP customers that the heightened
funding for DNA technology has neglected the vast majority of
forensic science, creating an even larger backlog of non-DNA
evidence.
Although critical, DNA evidence only represents
approximately 9 percent of crime lab backlogs, because DNA is
not the type of evidence that police collect in examining most
crime scenes. Evidence such as fingerprints, fibers,
ballistics, and many other kinds of evidence comprise the other
91 percent of the evidence backlog in police labs needing
Federal support.
The Paul Coverdell National Forensic Sciences Act of 2000
supports States in general development and maintenance of their
criminal forensics science program, but it has never been
funded. Thus, congressional support requesting DNA assistance
may be incomplete, and the Subcommittee will discuss whether
this is indeed the case and how to correct it, and why NIJ has
not been advocating for stronger funding and support for non-
DNA forensic evidence testing.
Another concern for the Office of Juvenile Justice and
Delinquency Prevention programs is the core juvenile justice
objective. Critics maintain that over the past several years,
OJJDP has conducted less research into juvenile delinquency
prevention than is warranted, suggesting disengagement in this
area.
The agency was created through the Juvenile Justice and
Delinquency Act of 1974 with a mandate to research juvenile
justice issues and to provide information to provide effective
juvenile justice policies. Therefore, if the criticism is
accurate, we should ascertain why it has occurred and how to
refocus the agency's efforts.
Underlying each challenge has been decreased funding. The
Byrne JAG funding has been reduced from over $560 million in
fiscal year 2007 to just over $170 million this fiscal year.
Funding for assisting victims of crime has also been
dramatically reduced, and the OJJDP appropriation has plummeted
from almost $7 million in fiscal to 2001 to only $700,000 in
fiscal year 2008. Yet the administration has asked for further
decreases in funding for the next upcoming fiscal year, when
there remains great concern about crime.
The prospect of continued decreased funding for the
criminal justice system is troubling. It is important to know
how OJP plans to address its customers' needs.
Finally, the Subcommittee will discuss potential NIJ
research projects that may have far-reaching effects in the
criminal justice system. In January 2008 the Columbia Law
Review article, entitled ``Judging Innocence'' by Professor
Brandon Garrett of the University of Virginia Law School,
leveled serious criticisms of forensic science. After reviewing
the first 200 cases in which DNA evidence exonerated a
wrongfully convicted defendant, Professor Garrett concluded
that in 57 percent of those cases, forensic evidence was
introduced against the defendant at trial, and that forensics
was questionable from a scientific point of view and was given
undue weight at the trial.
In July 2008, John Collins and Jay Jarvis of the Crime Lab
Report, an organization that provides media and public policy
analysis for the forensic science community, published ``The
Wrongful Conviction of Forensic Science.'' The authors of the
report also evaluated the first 200 wrongful convictions that
were overturned through DNA evidence and came to a different
conclusion.
Although they concluded that in some instances evidence
based on poor scientific principles contributed to the wrongful
convictions, it was far less common than Professor Garrett has
concluded. They found that although 57 percent of the first 200
wrongful convictions did indeed employ forensic evidence
against defendants, it was not the case that in each of these
cases, that evidence was the fault for the wrongful conviction,
but other factors, such as poor defense lawyering and ethical
violations by prosecutors played a more significant role.
Forensic science has taken an increased role in criminal
trials, and the extent of its accuracy and the proper context
for presentation must be clear to the jury for the jury to
render a legitimate verdict. As the Department of Justice's
research arm for criminal justice, NIJ is in the best position
to study this issue and report its findings to bolster the
fairness of criminal trials.
Another area warranting study is the decreased death rates
in the Nation's prisons and jails and the impact that this
oversight in general and the Deaths in Custody Reporting Act of
2000 has had in the decreasing death rate. Since the enactment
of the Deaths in Custody Reporting Act, BJS has compiled a
number of statistics regarding prisoner deaths, and the
statistics show that oversight works.
The latest BJS report, August 2005, shows that since the
oversight emerged in the mid-1980's, there has been a 64
percent decline in suicides and 93 percent decline in homicide
rates in prison. The Deaths in Custody Reporting Act thus
appears to be successful in the--oversight, keeping prisoners
safer, and the ability of statistics has proven useful in
shedding light on a potential problem.
In fact, recently The Washington Post ran an article about
excessive death rates from violence in the Prince George
County, Maryland, jail. The Washington Post used statistics
published on the BJS website which were compiled through the
Deaths in Custody reporting requirement. However, there are no
NIJ studies to support whether the reporting requirements have
enhanced safety and no studies to detail the best practices for
prisoner safety. Such studies would be important evidence for
developing policy in the future.
It is now my pleasure to recognize the esteemed Ranking
Member of the Subcommittee, the gentleman from Texas, the
Honorable Judge Gohmert.
Mr. Gohmert. Thank you, Chairman Scott.
I appreciate this hearing. I have a statement that I would
ask unanimous consent that it be submitted in writing for the
record so that I won't review that and waste further time with
Acting Assistant Attorney General Sedgewick. But I would like,
if that is----
Mr. Scott. Without objection.
[The prepared statement of Mr. Gohmert follows:]
Prepared Statement of the Honorable Louie Gohmert, a Representative in
Congress from the State of Texas, and Ranking Member, Subcommittee on
Crime, Terrorism, and Homeland Security
Thank you, Mr. Chairman,
Today, the Crime Subcommittee is holding an oversight hearing on
the activities of the Department of Justice Office of Justice Programs
(OJP).
Exercising oversight of the federal agencies within this
subcommittee's jurisdiction is part of our jobs as Members of Congress.
Conducting oversight hearings is a responsible use of our time and I
commend the Chairman for holding this one.
The Office of Justice Programs has the mission to increase public
safety and improve the fair administration of justice across America
through innovative leadership and programs. OJP disseminates
information, training, coordination, and innovative strategies for
effective law enforcement to federal, state, local and tribal agencies.
OJP oversees a number of components that have important law
enforcement roles and responsibilities. Among those components are the
Bureau of Justice Assistance, the National Institute of Justice, the
Office for Victims of Crime, and the Office of Juvenile Justice and
Delinquency Prevention.
The Bureau of Justice Assistance (BJA) provides leadership and
assistance to state and local law enforcement officials. BJA has the
goals to reduce and prevent crime, violence, and drug abuse and to
improve the way in which the criminal justice system functions.
BJA is probably best known as the component that administers the
Byrne JAG Grant program, which allows states and local governments to
support a broad range of activities to prevent and control crime. Byrne
JAG funding has diverse uses including multi-jurisdictions drug task
forces, alternatives to incarceration like drug and community courts,
and equipment purchases for cash-strapped law enforcement officials.
The National Institute of Justice (NIJ) is the research,
development, and evaluation component of OJP. NIJ is dedicated to
researching crime control and criminal justice issues. NIJ also
produces print and electronic publications, tools, and training
materials about crime and justice.
The Office for Victims of Crime (OVC) has the mission to enhance
the country's capacity to assist crime victims. OVC also provides
leadership in changing attitudes, policies, and practices to promote
justice and healing for all victims.
Each year, OVC provides funding for some 5,500 victim assistance
programs serving 4 million crime victims. OVC also supports state
compensation programs that serve an additional 180,000 victims.
The Office of Juvenile Justice and Delinquency Prevention (OJJDP)
provides national leadership, coordination, and resources to prevent
and respond to juvenile delinquency and victimization.
OJJDP's mission is to support states and communities in their
efforts to develop and implement effective and coordinated prevention
and intervention programs. OJJDP also works to improve the juvenile
justice system so that it protects public safety, holds offenders
accountable, and provides treatment and rehabilitative services
tailored to the needs of juveniles and their families.
This is first Crime Subcommittee oversight hearing on this
important DOJ agency and its components in the 110th Congress. In fact,
we have not held an oversight hearing on OJP since 2002.
Although this hearing comes towards the end of this session, I
believe that the Subcommittee's Members will benefit from hearing
testimony about OJP's mission and activities, as well as the challenges
it faces.
I welcome Acting Assistant Attorney General Sedgewick to our
subcommittee. I look forward to your testimony and the testimony of the
other witnesses.
I yield back the balance of my time.
Mr. Gohmert. And then I would like to mention that I am
glad we are having this hearing; I appreciate your calling this
hearing. This is the first hearing, since I have been in
Congress, of oversight in this area. And it is an important
thing to have.
Some of the figures that we have just heard, though,
trouble me. I think it is difficult for anyone to come in and
say 57 percent of any number of convictions have been wrongful
convictions. I will bet that if we had a trial of whoever came
up with 57 percent exactly of convictions being wrongful, we
could probably convict him of giving an inappropriate
percentage, but--because I am familiar with trials and know how
hard it is to come in and say ``this was wrongful, this
wasn't,'' when you have had a jury come in and find beyond
reasonable doubt that someone was appropriate to convict.
I have also seen cases--one, for example, in my court--
where the forensics and the DNA evidence all pointed to the
guilt of the defendant having had sexual relations with an
under-aged child, his own. It turns out it was planted and he
was not actually guilty. But that would probably have been one
that would have gone on as a part of the 43 percent that was an
accurate conviction, when it would not have been at all.
So anyway, this is such a difficult area. But it is
important that we have funding to assist in appropriate
programs. It is also hard for me to say that we overfunded this
important DOJ area if funds were wasted. I wouldn't want to
extend more funds to an area where it is wasted.
So it is quite important we have this oversight--find out
where it has been effective and we need more funding to be more
effective; find out where it has been wasted, where we can cut
and put that in more effective areas.
So with that, I yield back the balance of my time and look
forward to hearing from the acting assistant attorney general.
Mr. Scott. Thank you.
We have two panels of distinguished witnesses with us today
to discuss OJP's mission, accomplishments, and challenges. The
first witness is Mr. Jeffrey Sedgwick, Acting Assistant
Attorney General for the Office of Justice Programs. He is
responsible for providing overall management and oversight of
OJP. He has held this position since January 2008, and in April
President Bush nominated him to be the Assistant Attorney
General. He has an A.B. degree from Kenyon College, a master's
degree and PhD from the University of Virginia. After earning
his PhD, Mr. Sedgwick joined the University of Massachusetts
faculty and is presently on leave from that position.
Mr. Sedgwick, your written statement will be made part of
the record in its entirety. I would ask you to summarize your
testimony in approximately 5 minutes or less, if you can. To
help you stay within that time, there is a lighting device at
the table that will go from green to yellow when 1 minute is
up, and then to red when the 5 minutes are up.
We look forward to your testimony.
STATEMENT OF JEFFREY L. SEDGWICK, ACTING ASSISTANT ATTORNEY
GENERAL, OFFICE OF JUSTICE PROGRAMS (OJP), U.S DEPARTMENT OF
JUSTICE, WASHINGTON, DC
Mr. Sedgwick. Thank you, Mr. Chairman.
Thank you, Ranking Member Gohmert, and Members of the
Subcommittee.
I am pleased to have this opportunity to discuss our
efforts to continuously improve the operations and management
of the Office of Justice Programs. We appreciate the
Subcommittee's continued interest in eliminating duplication
and waste, as well as improving the operations of Federal grant
programs.
As the Acting Assistant Attorney General, I am responsible
for the overall management and oversight of OJP. This includes
setting policy, ensuring that OJP programs reflect the
priorities of the President, the attorney general, and the
Congress, and promoting coordination among the OJP offices and
bureaus.
OJP provides approximately $2 billion annually to the
criminal justice community and State, local and tribal law
enforcement to help develop the Nation's capacity to prevent
and control crime, improve justice systems, increase knowledge
about crime and related issues, and assist crime victims.
Today, Mr. Chairman, I would like to highlight some of
OJP's recent accomplishments, our work to improve the
transparency and management of grants, how we measure the
effectiveness of the programs, as well as our efforts to
implement the Department of Justice Reauthorization Act of 2005
that established our Office of Audit, Assessment and
Management.
As Acting Assistant Attorney General, I also have the
pleasure to serve as the national Amber Alert coordinator.
Since the AMBER Alert program became a federally coordinated
effort, we have expanded our base of partners and continue to
work with States and communities to strengthen plans. Today,
all 50 States have AMBER Alert plans, and we expanded the
network into Indian Country. We partnered with the wireless
industry to distribute AMBER Alerts through voluntary text
messages, and these accomplishments have assisted in the
recovery of over 400 children. We continue to look for ways to
improve this system.
In fiscal year 2008, our Office for Victims of Crime
awarded more than $480 million to State crime victim assistance
and compensation programs. The States use these funds to award
some 5,000 victim assistance grants annually to domestic
violence shelters, rape crisis centers, child abuse programs,
and victim service units and law enforcement agencies,
prosecutors' offices, hospitals and social service agencies. In
fiscal year 2007, States reported providing direct services to
over 4 million crime victims using OJP funds.
To understand why an increasing number of girls are
entering the juvenile justice system and to better understand
how to prevent and intervene in girls' delinquency, OJP's
Office of Juvenile Justice and Delinquency Prevention convened
a girls' study group. The group made significant progress in
understanding patterns of offending among adolescents and how
these patterns differ between girls and boys, risk and
protective factors associated with delinquency, including
gender differences, and the importance of these issues when
developing effective prevention and intervention programs.
In May 2008, OJJDP released ``Violence by Teenage Girls:
Trends and Context,'' the first in a series of bulletins based
on the findings of the study group. OJP provides support and
funding for law enforcement and criminal justice initiatives
nationwide. In fiscal year 2008, our Bureau of Justice
Assistance administered $466 million through approximately
1,700 grant programs.
One of BJA's most significant accomplishments is the
Targeting Violent Crime Initiative. Through TVCI, BJA
administers 106 grants to 103 State, local and tribal law
enforcement agencies.
Since February of this year, TVCI agencies have reported
more than 5,000 violent felony arrests, more than 2,700 guns
seized, nearly 400 gangs disrupted, and 50 gangs dismantled.
The TVCI is designed to create immediate support for
jurisdictions suffering increases in violent crime, while
encouraging adaptation of intelligence-led policing.
In addition to BJA's activity, the Bureau of Justice
Statistics plays a critical role in supporting criminal justice
programs through the improvement and sharing of criminal
justice information. In 2008, BJS awarded over $8 million to 35
jurisdictions to support the National Criminal History
Improvement Program, or NCHIP. NCHIP provides grants to States
to improve the accuracy, completeness and availability of the
Nation's criminal history records, which are used for criminal
justice and non-criminal justice background checks.
In 2008, BJS also made 13 awards to States totalling almost
$3 million for the Stalking and Domestic Violence Record
Improvement Program. This program provides grants to States to
improve processes for entering criminal justice data regarding
stalking and domestic violence into local, State and national
crime information databases.
The National Institute of Justice has also found ways to
make a relatively small investment benefit law enforcement
agencies nationwide. One example is the National Missing and
Unidentified Persons initiative, or NamUS, launched in 2007.
When fully operational in 2009, NamUS will provide a powerful
tool for law enforcement, medical examiners and coroners,
victim advocates and the general public to search for matches
between missing persons and unidentified human remains records.
NamUS will be the first national on-line repository for
missing persons and unidentified dead cases. It will also
provide central access to information from other websites,
State clearinghouses, and other important resources.
Exonerating the innocent is a key component of the
President's DNA initiative, and in August 2008, NIJ awarded
five grants under the post-conviction DNA testing assistance
program. NIJ has also undertaken several new initiatives to
increase understanding of and to assist States in obtaining the
resources they need to address those conviction issues.
Our Community Capacity Development Office, or CCDO, is
another OJP component that helps States and local communities
make the most out of limited resources. CCDO's strategic three-
pronged approach is comprised of direct grant assistance,
training and technical assistance, and program development
through promotion of partnerships and best practices. This
approach provides a broad return on investment of Federal
dollars that is unlike any other Federal criminal justice
program.
CCDO's flagship program, the Weed and Seed Initiative, is a
community-based, comprehensive, multi-agency approach to public
safety. There are currently 320 neighborhoods across the
country where Weed and Seed is being implemented. The Weed and
Seed strategy brings together Federal, State and local crime-
fighting agencies, social service providers, representatives of
public and private sectors, prosecutors, business owners, and
neighborhood residents under the shared goal of weeding out
violent crime and/or gang activity while seeding in social
services and economic revitalization.
In fiscal year 2008, $28 million for new Weed and Seed
sites will be awarded.
Finally, OJP's newest office, the Sex Offender Sentencing,
Monitoring, Apprehending, Registering and Tracking office, also
known as the SMART office, recently established the Support for
Adam Walsh Act implementation grant program to assist
communities in developing and/or enhancing programs designed to
implement the requirements of the Sex Offender Registration and
Notification Act, SORNA, which is Title I of the Adam Walsh
Act.
In fiscal year 2007, the SMART office awarded more than $11
million to support various projects across the United States.
In fiscal year 2008, the SMART office will provide more than $4
million in direct grant assistance to further these efforts,
along with continued support through training and technical
assistance.
On July 1st of this year, we released the final guidelines
for SORNA. These guidelines provide direction and assistance
for jurisdictions in their efforts to meet the minimum
standards of the SORNA. The guidelines detail who must register
as sex offenders, how long they must register, the type of
information they must disclose, how frequently and under what
circumstances they must update that information, and how these
requirements should be enforced.
OJP is committed to ensuring that our Federal funds for all
of these worthy programs are spent wisely and have a maximum
impact on our community, which brings me to the vital
importance of our grant selection process and grant monitoring.
OJP has concentrated on becoming more results-oriented,
more efficient, and more effective, so that we can provide
Federal leadership in preventing and controlling crime to
promote our Nation's security. To that end, OJP is committed to
an ongoing analysis of what works and what doesn't, so criminal
justice policy makers at all levels of government can better
decide how to invest limited public dollars.
As you know, OJP administers both formula and discretionary
grants. While we make every effort to process grant
applications promptly, all applications must satisfy rigorous
grant financial management standards to ensure that OJP
fulfills its fiduciary responsibility to the American taxpayer.
Every application passes through a multi-stage process to
ensure that all applicable requirements are satisfied.
In fiscal year 2008, OJP increased its emphasis on
measuring the results of the programs funded through OJP and
focused our resources on the most effective programs. In an
effort to improve transparency during the grant application and
selection processes, we combined the peer review support
contract of each individual OJP office into a single OJP-wide
contract to streamline and standardize the peer review process.
In addition, any grant award decisions this year that
varied from peer reviewed are fully documented, including the
reasons why such decisions were made. Further, we instituted a
grant monitoring tool, known as GMT, which grant managers use
to monitor grants and cooperative agreements consistently
across our program offices. The GMT requires grant managers to
review all grants against a set of 22 standard review
categories to determine administrative and financial compliance
with grant management policies, procedures and regulatory
requirements, as well as to evaluate the programmatic progress
and success of efforts funded through the grant.
The GMT is helping us increase the oversight of our grant
program by ensuring that the funds awarded to grantees are
being properly managed and that grant objectives are being met.
To further enhance the grants management process, we have
developed better grant management skills and capabilities for
our staff. For example, we revised the OJP grant manager's
manual to document policies and procedures for administration
and management of all OJP grant programs. To ensure these
policies are implemented, OJP held training for over 400 grant
managers, staff accountants, and other OJP employees.
[The prepared statement of Mr. Sedgwick follows:]
Prepared Statement of Jeffrey L. Sedgwick
Mr. Scott. Mr. Sedgwick, we have had votes that are called,
so we are going to have to ask you to suspend at this point so
we can go vote. We will be back as soon as we can. There are
two votes, so it will be about 10 or 15 minutes.
The Subcommittee stands in recess.
[Recess.]
Mr. Scott. The Subcommittee will come back to order.
Mr. Sedgwick, do you have a concluding comment?
Mr. Sedgwick. Let me begin by thanking you for your
forbearance, as I violated your time guidelines. I have got
about a page left, but I would happily have that read into the
record and use the Committee's time----
Mr. Scott. Okay.
Mr. Sedgwick [continuing]. To address the questions that
you have.
Mr. Scott. Okay. Thank you very much. I now recognize
myself for 5 minutes of questions.
What have you published in terms of best practices and most
cost-effective approaches to juvenile crime?
Mr. Sedgwick. The issue of juvenile crime is obviously one
of growing importance. I just noticed during your break that
today there is a news report on the declining age at which
juveniles become involved in violent crime. It is an issue that
has taken considerable attention for us in OJP.
One of the things that we have discovered and studied quite
a bit since 2006, when I was fortunate enough to be part of the
18-city tour that went around the United States examining why
crime is increasing in some communities and decreasing in
others--one of the principal things that we learned was that
for those communities that are experiencing increases in crime,
it seems to be concentrated among youth.
So this is a very serious issue that we have identified and
are focusing on with a great deal of interest. There is clearly
something going on out there in our communities that has led a
number of people, at decreasingly young ages, to cross the line
from committing property crimes into violent crimes. And that
is an issue that we are currently working on with a great deal
of attention and emphasis.
Mr. Scott. Do you have research to show what works and what
doesn't work to reduce violent crime amongst juveniles?
Mr. Sedgwick. Amongst juveniles? As I mentioned in my
opening comments, we have done extensive work recently in the
Office of Juvenile Justice and Delinquency Prevention to
identify the causes and correlates of increased violence,
particularly among young girls, juvenile girls.
Do we have a sufficient level of knowledge of what is
causing the changing nature of crime in the United States at
this point? I would have to say to you, ``no, we don't.'' But
that is a prime issue on our research agenda to continue to
look at, because quite frankly this is a moving target. This is
something that is changing under our feet as we speak.
Mr. Scott. Do you have a list of initiatives that work and
don't work?
Mr. Sedgwick. We have a number of best practices in terms
of gang violence, which predominantly occurs among juveniles.
Those have grown out of, for example, our funding programs and
our work in both the Bureau of Justice Assistance and the
Office of Juvenile Justice and Delinquency Prevention.
BJA, of course, we have our G.R.E.A.T. program. And through
juvenile justice we have a variety of programs and studies of
best practices to reduce juvenile----
A number of initiatives that are dealing with gang
violence, a number of programs that are dealing with--
prevention programs to try to defer or delay the entry of
juveniles into violence.
Mr. Scott. Do prevention programs reduce juvenile violence?
Mr. Sedgwick. There are prevention programs that do work,
yes.
Mr. Scott. Do we reduce juvenile violence by trying more
juveniles as adults? Or do we increase juvenile violence by
trying more juveniles as adults? Not try some juveniles, try
more juveniles.
Mr. Sedgwick. I think that is a very difficult question to
answer as kind of a generalization. There very well may be
types of crimes and juveniles at particular ages that are still
classified as juveniles that are----
Mr. Scott. Most of the studies that I have seen have
concluded that if you try more juveniles as adults, violent
crime will go up.
Mr. Sedgwick. I would be happy to review the state of the
research on that question and get back to you on that.
Mr. Scott. You mentioned sex offense registry. Does your
sex offense registry differentiate between who has to register
and for how long based on the seriousness of the crime?
Mr. Sedgwick. Right now as I understand it, the SORNA
guidelines are an attempt to bring a very wide variety of
disparate sex registry standards among the States up to a
common Federal level. And make sure that those sex offender
registries are available across State jurisdictions, so that an
offender cannot escape accountability or scrutiny by moving
from one jurisdiction where the offense was committed to
another jurisdiction.
The actual particulars of what goes into getting one onto a
sex offender registry is a matter, as I understand it, of State
law. And so I can't give you a jurisdiction-by-jurisdiction
characterization of how each jurisdiction operates its registry
or operates the criterion by which a person gets onto a sex
offender registry.
Mr. Scott. And just very quickly, because my time is
expiring, the Deaths in Custody Act, have you subjected the
information we have gained from the Deaths in Custody Act to
research to find out what we can do to reduce deaths in
custody?
Mr. Sedgwick. The primary work that we have done at OJP on
deaths in custody has been the data collection effort, which
has, as you noted in your opening comments, identified where
the characteristics of--what are the characteristics on deaths
in custody and where they tend to happen most frequently. But
also, on what the nature of those deaths is.
You quite correctly identified that what we know now is a
declining incidence of violent deaths in custody, particularly
in prison and jail. We are continuing to push forward on our
attempt to get better data from law enforcement on deaths that
occur in the process of taking persons into custody, which of
course presents some unique challenges, as you and I have had
the opportunity to discuss previously.
And I think one of the gratifying things about the
collection of data that we have done through OJP, and
particularly through the Bureau of Justice Statistics, is we
have seen declining death rates, except through illness.
Mr. Scott. You haven't had research to help target why the
reduction occurred or what we can do to continue the reduction?
Mr. Sedgwick. Well, beginning to know where to do that
research depends on knowing what the nature of the----
Mr. Scott. And we haven't done this research yet, is that
true?
Mr. Sedgwick. Yes.
Mr. Scott. Okay. Thank you.
Mr. Gohmert?
Mr. Gohmert. Thank you.
Appreciate, Mr. Sedgwick, your being here. Appreciate your
testimony. There is no need for you to apologize for going over
the allotted time. We have the 5-minute rule and actually, when
the bell went off for us to go vote, my thought was, okay, we
have got time for him to do his 5-minute statement, and
Chairman Scott and I both get our questions in, and you will be
done before we get to voting. But when you went over twice as
long for your allotted time, it kind of ensured you had to come
back---- [Laughter.]
And it also ensured that there would be more chances for
other Members to get here and have time to ask you questions.
So I am not the one that is being punished for you going
overtime.
But I would like to ask you--you know, you spent time
talking about the formula--we know the formula and
discretionary awards. Can you tell me specifically the manner
in which the formula is calculated for the formula grants?
Mr. Sedgwick. Well, it would depend on the program. Some
formula grants distribute funds according to the incidence and
prevalence of particular types of crimes in a jurisdiction.
And----
Mr. Gohmert. How is the formula arrived at?
Mr. Sedgwick. Well, the formula is very often specified in
legislation. And then what happens is, the Bureau of Justice
Statistics cooperates with the grant-making agency. Let's use
as an example a program where funds are distributed on the
basis of the crime rate in a particular jurisdiction.
In cases like that, typically what happens is, let's say
the Bureau of Justice Assistance will go to the Bureau of
Justice Statistics and say, you are statisticians, you guys
know what the crime rate is in particular jurisdictions or you
can get access to that data through the FBI's UCR program. So
please go and calculate for us what the crime rate is by
jurisdictions that are eligible to apply for funds----
Mr. Gohmert. Okay, but that goes into how you get the
factors to plug into the formula. I am still going back to the
formula itself. It seems that there is discretion even when the
formula is specified in legislation, that there is still
discretion in how you go about arriving at the information on
exactly how to interpret the formula itself to gather that
information.
Mr. Sedgwick. Yes, though depending on how narrowly the
statute is drawn, the discretion that we have to kind of come
up with a formula is more or less restricted. By and large----
Mr. Gohmert. Who actually makes that decision? Does the
secretary him or herself actually make that decision, or is it
submitted from a certain level within the department?
Mr. Sedgwick. Typically when it is a question of the
formula, that precise definition of the formula, we don't get
directions for the formula from outside of OJP. What we
typically do is we will read the legislation very carefully,
the Office of General Counsel will look through the
legislation. And then the precise definition of the formula is
typically done by the agency that has responsibility for
administering the formula program.
So there are formula grants that are distributed, for
example, by the Office of Victims of Crime. They are
responsible for coming up with the formula. There are formula
programs that are administered by the Bureau of Justice
Assistance. The director of the Bureau of Justice Assistance
would actually--in consultation with the Office of General
Counsel--come up with the specific characteristics of the
formula that is applied, and so on.
So this is not a matter of someone outside the
administering agency saying, this is the formula you will use.
Mr. Gohmert. Well, in deciding an award of competitive
grants, discretionary grants, does OJP look at how well States
use their formula funding before awarding those discretionary
grants?
Mr. Sedgwick. I am thinking about--being very close to the
end of the process of making grants for fiscal year 2008, I
can't think of a situation where, in judging the
appropriateness of a discretionary grant, we would look or we
have looked at a State's experience with formula grants, for
this reason: Very often, discretionary grants are going to a
different recipient than the formula grants would go to.
So certainly we are concerned, when we make a discretionary
grant, the history of the recipient of that grant in terms of
using Federal funds appropriately. As far as formula grants go,
which are--what I am getting at is the question of how
carefully we monitor the use of formula awards or whether we
simply kind of say, ``Well, the formula says we give these guys
this much money,'' we give it to them and move on to other
tasks. I want to reassure you that we take the proper use of
even formula awards quite seriously and attach to formula
grants special conditions that assure that they are used
appropriately.
Because there has been concern about the use of formula
awards in the past in ways that violate civil rights, we
routinely to each of our formula awards, as to all of our
awards, include a letter from our Office of Civil Rights about
the expectations and the requirements of the proper use of
Federal funds.
And on top of that, we also use grant monitors from our
offices that administer formula awards to visit the
jurisdictions that receive formula awards and make sure that
those funds are used appropriately.
Mr. Gohmert. Well, that is touching on my concern. My time
has expired, though. Let me just finish by saying that is part
of my concern. But part of my concern also, having been
involved in a number of aspects of the judicial system and
justice system, is that sometimes the reason entities need
funding is because they use it so very badly.
And that there are indicators, perhaps, in formula funding
use that may be indications, yeah, it looks like they sure need
discretionary grants, because they blow their money and they
waste it, whether intentionally or negligently, use it
inappropriately. And that is a concern I continue to have and
hope will be better monitored.
Thank you. Yield back.
Mr. Scott. Thank you.
The gentleman from New York. Mr. Weiner?
Mr. Weiner. Thank you, Mr. Chairman.
What is the backlog of untested DNA kits in the Nation
right now?
Mr. Sedgwick. I don't have that specific information at my
fingertips, but I would be happy to get back to you with our
current count of----
Mr. Weiner. NIJ released some data on it in 2003. We
haven't heard much since. Do you have any sense of whether
another report is going to be forthcoming?
Mr. Sedgwick. I believe there is another report
forthcoming, and I will try to get you the information on when
you can expect that.
Mr. Weiner. Does any of your staff have it handy, by any
chance?
Mr. Sedgwick. I don't believe anybody would have it with
them today.
Mr. Weiner. We recently, in the House, we authorized that
they be sent back and some language was included by Chairman
Scott requiring that we get that information more frequently.
Part of the problem with the backlog challenge is that
localities and sheriffs' departments, police departments, are
reluctant to reveal it because, frankly, it is not a great
thing to be telling your citizens--we have a lot of evidence
that we haven't had the opportunity, haven't had the funds,
haven't had the technology to analyze.
So I think if your office and NIJ don't do it, frankly, it
would be very hard for anyone else to do it and make it very
hard for us to tackle the problem, notwithstanding the amount
of money that has gone into it.
Do you have any proof that points to the premise that the
Federal effort to reduce the backlog, to get grants out into
the States, has been a success? I mean, do you have some data
showing where that money has gone, showing how many kits have
been able to get done? If you were to say--I mean, I think it
is one of the successes of Federal involvement in helping solve
local crimes.
What would be some of the things you have, notwithstanding
your not having the number of outstanding rape kits? Are there
other things you can point to to say that hey, this is an
example of how we have gotten the Federal role in reducing the
DNA backlog and how it has worked in number of crimes solved,
number of kits you get in, anything like that?
Mr. Sedgwick. I can tell you that in terms of the Coverdell
program grants, which are primarily focused on precisely the
issue that you have outlined, is funding State forensic
capabilities so that we reduce the backlog, while also at the
same time maintaining the kind of quality and integrity of
forensic evidence that is used not only to convict or hold
accountable the guilty, exonerate the innocent, but also
increasingly using DNA evidence to address the very natural
anguish that families have over missing family members.
Since fiscal year 2002, we have put out in the field $80
million in funds through the Coverdell program, precisely to
build capacity and reduce backlog at the State and local level
in forensic science. I would like to get back to you with what
the backlog was at the beginning of the Coverdell program and
what progress we have been able to make in terms of reducing
that backlog with the $80 million.
Mr. Weiner. And also, I would be interested, and maybe you
know this: Is it getting cheaper? Is it getting less expensive,
is technology making it possible to do more DNA tests per
dollar?
Is it making it--are there advances that are going on as
the Federal money primes the pump as there is more demand? Is
it getting less expensive--do you have some data on that, as
well?
Mr. Sedgwick. I will look into that for you and get back to
you.
Mr. Weiner. That would be great. I think in one of the
areas of crime and law enforcement where people really do look
at programs through the lens of their own experience and
certainly come to different conclusions, when it comes to DNA
testing, the libertarians see it as you have explained it, as a
place to make sure that those who are innocent of crimes are
freed.
Those of us who believe very strongly in tough penalties
for crime, DNA is the way to get it done. For families, they
look at DNA testing as a way to try to solve cases and find
justice for ones that they haven't had.
And we have had good consensus around here for the idea
that we need to increase the Federal role. The missing parts,
though, you have in your possession to some degree--you know,
being able to quantify.
And also being able to get to the next place, which are
reticent police departments and police agencies who we need to
use carrots and stick to say, you know what? You might not want
to share your data, but you have to now. Or here are some
examples of best practices that are used in one area that are
not used in others, we are going to require them.
In order to take that next step beyond just the funding, we
need some data to work with. And frankly, it has been very hard
to come by, and your office is marginally the only place that
we are really going to be able to get that kind of data.
Thank you, Mr. Chairman.
Mr. Scott. Thank you.
And thank you, Mr. Sedgwick. We may have additional written
questions for you that we didn't get to, and we will forward
them to you so that you can respond in writing.
Mr. Sedgwick. Thank you very much, Mr. Chairman.
Mr. Scott. Thank you.
Mr. Sedgwick. Members of the Committee.
Thank you.
Mr. Scott. If our next panel will come forward.
The next panel is a group of expert witnesses who work with
the beneficiaries of OJP's programs, and they are here to give
us their perspective and recommendations for improving OJP
performance.
Our first witness will be Mr. Bill Piper, director of
national affairs for Drug Policy Alliance Network, an
organization committed to reducing problems associated with
both drugs and punitive drug policies. He is the author of a
recent report, ``A Four Pillars Approach to Methamphetamines:
Policies for Effective Drug Prevention Treatment, Policing, and
Harm Reduction.''
His organization is experienced in the Byrne JAG program,
and the Drug Policy Alliance Mexico office received a $500,000
Byrne discretionary grant in 2007 to conduct a statewide youth
methamphetamine prevention program. He has a bachelor's degree
in economics and political science from Indiana University.
The next witness will be Pete Marone, chair of the
Consortium of Forensic Science Organizations. He is a member of
the forensic educational program accreditation commission for
the American Academy of Forensic Sciences and the National
Academy of Sciences committee on identifying the needs of the
forensic science community. He is also the director of the
Virginia Department of Forensic Science. He has a bachelor's
degree and master's degree in chemistry, each from the
University of Pittsburgh.
The next witness will be Mr. Ronald Brooks, the national
president of the Narcotics Officers Association Coalition,
representing 44 State narcotics officers' associations with a
combined membership of over 60,000 law enforcement officers
around the Nation. He is a 32-year California law enforcement
veteran, with 24 of those being in drug, gang, and violent
crime enforcement. He has been the primary investigator,
supervisor or manager for thousands of enforcement operations
and has written policies and procedures for managing undercover
operations and for managing informants.
Next will be Mary Lou Leary, former executive director,
National Center for Victims of Crime. During her career Ms.
Leary has held numerous positions with the Department of
Justice, including acting assistant attorney general for the
Office of Justice programs from February 2000 to September
2001. She now oversees the National Center for Victims of
Crime, which works directly with victims and with over 15,000
grassroots organizations to help victims receive the
information, support and resources they need to rebuild their
lives. She has a bachelor's degree from Syracuse University, a
master's degree from Ohio State, and a juris doctorate from
Northwestern.
The next witness will be Mr. Shay Bilchik, who is the
research professor at Georgetown Public Policy Institute, the
former administrator of the Office of Juvenile Justice and
Delinquency Prevention, and the founder and director of the
Center for Juvenile Justice Reform at Georgetown University. He
participates in public forums and teaches courses on juvenile
justice policy and practice to students at Georgetown Public
Policy Institute. He has a bachelor of science degree from the
University of Florida and a juris doctorate from the University
of Florida Holland Law Center.
And our final witness will be Mr. Charlie Sullivan, from
Citizens United for the Rehabilitation of Errants, or CURE.
CURE is a grassroots organization dedicated to reducing crime
through reform of the criminal justice system. CURE was
instrumental in passing a deaths in custody reporting act in
the state of Texas in 1983 and has worked with Members of
Congress toward a national reporting deaths in custody bill
which became the Deaths in Custody Reporting Act of 2000. He
has a bachelor's degree from St. Mary's College and a master's
degree from Notre Dame Seminary, New Orleans, Louisiana.
As I stated to the previous witness, all the witness
statements will be made part of the record in their entirety. I
would ask each of the witnesses to summarize their testimony in
5 minutes or less, and you have the timing device at the table.
I understand, Mr. Bilchik, you have a time problem. So----
Mr. Bilchik [continuing]. Flight at 2:20.
Mr. Scott. So we will take you first, out of order, so that
you can testify and make your plane, hopefully.
TESTIMONY OF SHAY BILCHIK, RESEARCH PROFESSOR, GEORGETOWN
PUBLIC POLICY INSTITUTE, WASHINGTON, DC
Mr. Bilchik. Thank you.
Good afternoon, Chairman Scott and Ranking Member Gohmert.
I appreciate the opportunity to be before you today to
testify at the oversight hearing for the Office of Justice
Programs and the Office of Juvenile Justice and Delinquency
Prevention, in particular.
As the founder and director of the Center for Juvenile
Justice Reform at Georgetown University and former
Administrator of the Office of Juvenile Justice and Delinquency
Prevention, I have a tremendous amount of interest in OJJDP's
leadership role on Federal juvenile justice matters. In the
testimony I submitted for today's hearing, I highlight six main
areas of improvement for OJJDP:
One, realigning focus on the Juvenile Justice and
Delinquency Prevention Act, which I will call ``the Act'' from
this point forward, and its core protections; focusing on
assistance to States; restoring the comprehensive nature of the
agency; engaging the juvenile justice field; increasing
transparency; and six, developing the juvenile justice
workforce.
In my oral testimony I will focus on the core protections,
field engagement, and transparency.
OJJDP was created by the Act. Its purpose is to assist
State and local governments in preventing and encouraging
accountability for juvenile delinquency, as well as providing
technical assistance, research, training, evaluation, and the
dissemination of information on effective programs for
combating juvenile delinquency.
The juvenile justice field and communities around the
country count on OJJDP to serve as a leader in supporting their
efforts to prevent and address delinquency. Unfortunately, in
recent years there has generally been a decreased level of
activity and information from OJJDP, including the amount of
research created by the agency and the number of conferences
and convenings and trainings focused on juvenile justice
issues.
This lack of activity has been particularly concentrated
around issues surrounding the Act and its implementation. In
this regard, the office has shifted away from its core mission
as established by the Act to such a significant degree that it
has effectively disengaged from the field it is charged with
serving.
OJJDP first needs to refocus its efforts on youth at risk
of becoming involved or who are already involved in the
juvenile justice system and the Act's core protections. The
agency also must better support States in their efforts to come
into compliance with the Act's core requirements, including
regularly updating regulations through a rulemaking process
designed to obtain feedback from the States and other
interested parties on specific implementation issues.
Second, provide States with an updated compliance guide
with practical, specific information on what the Act's
provisions means for the States.
Third, train individuals in State agencies to implement the
Act.
And fourth, provide specific assistance and policy models
to overcome State barriers to implementing certain portions of
the Act.
With regard to these duties, the office's efforts have been
less than fully effective. First, although the office recently
updated its compliance guide, it is incomplete and it does not
include provisions on the most recent legislative iteration of
the disproportionate minority contact core protection that was
updated back in 2002.
Second, there seems to be a diminished capacity within
OJJDP to work with States to train individuals and help guide
State compliance efforts.
Finally, the office has issued major policy changes in
executive memos that do not abide by the Federal rulemaking
standards. As the sole Federal agency providing leadership in
the juvenile justice arena, it is also critical that the office
have the capacity to perform a comprehensive set of functions,
including gathering data; conducting and disseminating
research; identifying and disseminating best practices; leading
demonstration projects; providing training and technical
assistance; and promoting the expansion of effective practices.
However, in recent years the office has declined in both
capacity and in stature. The agency has experienced a
dismantling of its functions over the past 8 years, along with
significant decline in staff and funding levels. For example,
much of the research previously conducted by the office is now
conducted by the National Institute of Justice.
The juvenile justice field expressed great concern to OJJDP
and OJP about this change, with good reason. The change has
resulted in a less robust and targeted effort to develop new
knowledge and disseminate new research findings to the juvenile
justice field. I encourage both Congress and the department to
work to restore the comprehensive nature of the agency,
including a significant increase in resources to bolster
expertise and capacity within the office.
An additional area of concern is the office's apparent
unwillingness to actively engage the field and juvenile justice
stakeholders across the Nation, including youth, parents,
families, advocates, researchers, policy makers, practitioners,
and State and local governments, including State legislatures
and governors' offices. Open and honest engagement with each of
these groups is critically important, not only to promote
forward movement in the juvenile justice community, but also to
help develop expertise and align and formulate priorities at
the Federal level.
This type of engagement has not taken place under the
current administration. While OJJDP has reached out to certain
groups within the juvenile justice field, its outreach has been
too narrow and has excluded much of the field from the work of
the office.
For example, the office frequently formulates positions and
priorities at the Federal level without consulting with this
more broadly defined field. As a result, individuals or groups
with significant expertise in the field who have opposing views
or differing priorities do not have input into these decisions.
And the opportunity for the office to make fully informed
decisions for the broader field of juvenile justice is lost.
In addition, over the past several years, the office has
had limited interaction with the juvenile justice field through
the grant-making process. Under the prior administration,
grants from OJJDP frequently went to knowledgeable and well-
respected content experts in the juvenile justice field. Some
of those people still get those grants. However, in recent
years, many of these very knowledgeable experts and
organizations have seemingly been cut out of the grant-making
process.
OJJDP is in a unique and critically important position of
being able to work collaboratively with juvenile justice
stakeholders in identifying issues facing juvenile justice
systems and formulating nationwide efforts to address them.
However, in order to be able to carry out these tasks, the
office must be in contact with the very diverse group of
stakeholders representing the juvenile justice field, and it is
not.
Complicating the situation is that the current OJJDP
leadership has shown a lack of transparency in how it carries
out its responsibilities. Over the past 8 years, information
from OJJDP has been difficult to obtain on a variety of
issues--from which States are utilizing certain exceptions
under the Act, to the office's current priorities.
This lack of transparency was evident in the most recent
OJJDP grant-making process, where several highly ranked and
long-time productive office grant applicants were passed over
for lower ranked applicants without a proven track record. It
was and remains unclear why the office selected lower-ranked
applicants, and on June 19th of this past year, the House
Committee on Oversight and Government Reform held an oversight
hearing on this issue.
While the administrator has a certain amount of discretion
in managing the office, I believe it is the administrator's
duty to be candid and clear about the priorities of the office
and the criteria being used to distribute taxpayers' dollars
through its grant programs. This lack of information, including
failing to file an annual report since 2005, and lack of
clarity and transparency has made it difficult for OJJDP to
effectively engage States, subject matter experts, and other
stakeholders.
Members of the Committee, I would be glad to answer any
questions.
[The prepared statement of Mr. Bilchik follows:]
Prepared Statement of Shay Bilchik
Good morning Chairman Scott, Ranking Member Gohmert, and members of
the House Judiciary Committee's Subcommittee on Crime, Terrorism, and
Homeland Security. Thank you for inviting me here today to testify at
this oversight hearing on the Office of Justice Programs and the Office
of Juvenile Justice and Delinquency Prevention (OJJDP).
My name is Shay Bilchik and I am the Founder and Director of the
Center for Juvenile Justice Reform at the Georgetown University Public
Policy Institute. Prior to my current position, I served as President
and CEO of the Child Welfare League of America, the oldest and largest
association of agencies that directly help abused, neglected, and
otherwise vulnerable children and their families. Prior to my tenure at
CWLA, I served as the Administrator of the Office of Juvenile Justice
and Delinquency Prevention (``OJJDP'') at the U.S. Department of
Justice.
background
OJJDP is the agency established by the Juvenile Justice and
Delinquency Prevention Act of 1974 (JJDPA) to lead the effort to
address the public safety issues of juvenile justice and child and
youth victimization. In place since 1974, OJJDP is one of several
offices under the Office of Justice Programs (OJP) within the U.S.
Department of Justice (DOJ). Let me begin by noting that the focus of
my testimony today will be on those youth \1\ whose behavior has
brought them to the attention of the justice system and not on children
and youth who are victims of abuse, neglect, or exploitation. While
OJJDP has a significant role in preventing and ameliorating child and
youth victimization, and has maintained an effective focus on this
area, that focus has not been adequately maintained on issues related
to juvenile delinquency, including efforts to prevent the involvement
of youth in the juvenile justice system. Unfortunately, this drift in
OJJDP's focus comes at a critically important juncture for the juvenile
justice field and an opportunity to drive juvenile crime to lower
levels is being lost.
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\1\ The term ``youth'' is used in this testimony to describe an
individual under the chronological age of 18 years.
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First, the good news: today, youth crime and delinquency in the
United States remain near the lowest levels seen in the past three
decades.\2\ In addition, youth commit only a small portion of the
nation's crime.\3\ These numbers are contrary to the dire predictions
of many ``experts,'' whose ominous warnings of a coming generation of
``super-predators'' shocked many state legislators into abandoning the
core principles that have guided juvenile justice systems across the
country for the last century. Those principles, separating delinquent
juveniles from hardened criminals, treating youth as developmentally
different from adults, and viewing young people as being inherently
malleable and subject to positive change in a rehabilitative setting,
are still fundamentally sound.
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\2\ Recent data show a dramatic reduction in the rate and
seriousness of juvenile delinquency over the past ten to twelve years
with juvenile arrests dropping a staggering 24%.
\3\ According to the FBI, youth under age 18 accounted for only
15.4% of all arrests.
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In addition, in the past decade we have learned a tremendous amount
about what works to prevent and reduce juvenile delinquency. From the
growing body of research on the development of the adolescent brain, to
knowledge of effective, evidence-based programs and practices, we now
know significantly more about what works in turning these young lives
around and correcting their behavior than we did a decade ago.
Additionally, we have increasingly recognized the importance of
evaluating programs in order to enhance their effectiveness and foster
replication, and ensure that programs that don't work are no longer
funded.
While we celebrate these significant and positive developments, the
juvenile justice field also faces urgent challenges, such as the over-
reliance on detention and incarceration as a response to juvenile
crime; the continued detention of status offenders despite federal
prohibitions; pervasive racial disparities in the justice system; and
the increased placement of children at risk of abuse, sexual assault
and suicide in adult jails, despite the JJDPA's intent to recognize the
difference between youth and adults involved in the justice system.
Every year, juvenile courts handle an estimated 1.6 million delinquency
cases and the daily census of youth under age 18 who are incarcerated
is 97,000. Many of these confined youth have committed non-violent
offenses and are highly amenable to the benefits of rehabilitative
services and supports provided in non-institutional home and community-
based settings. Additionally, some researchers estimate as many as
200,000 youth have their cases processed in adult criminal court each
year. As a result of increased prosecution of youth in adult criminal
courts in the states, the number of youth in adult jails has increased
so that, on any given day, an estimated 7,500 youth under the age of 18
are inmates in adult jails. This data represents both the lost
opportunity to build on the gains described above and the adoption of
policies that according to the Centers for Disease Control and
Prevention and OJJDP have actually contributed to increases in crime.
In my testimony today, I will highlight six main areas of
improvement that OJJDP should pursue: 1) realigning the agency's focus
to the JJDPA and its core protections, 2) focusing on assistance to
States, 3) restoring the comprehensive nature of the agency, 4)
engaging the juvenile justice field, 5) increasing transparency, and 6)
developing the juvenile justice workforce.
realigning the agency's focus to the jjdpa and its core protections
OJJDP was originally created by the JJDPA, which was first passed
in 1974 and most recently reauthorized in 2002. The purpose of the
JJDPA, as outlined in the legislation, is to assist State and local
governments in preventing and encouraging accountability for juvenile
delinquency, as well as addressing juvenile delinquency by providing
``technical assistance, research, training, evaluation, and the
dissemination of information on effective programs for combating
juvenile delinquency.''
These purposes are carried out through several grant programs to
States overseen by the Administrator. Under Title II of the JJDPA, each
State receives formula grant money to support activity undertaken
pursuant to the JJDPA and to comply with its four core protections--
jail removal, sight and sound separation, disproportionate minority
contact, and the deinstitutionalization of status offenders. If States
are not in compliance with any one of the four core protections, a
portion of the federal funding they receive can be withheld. In order
to ensure the appropriate distribution of these federal funds, OJJDP
monitors the States' compliance with the core protections.
The focus of the JJDPA was intended to highlight issues facing
youth who are at risk for becoming involved in or already involved in
the juvenile justice system. Recognizing the difference between youth
and adults, the JJDPA also created OJJDP as a separate agency to deal
with issues facing youth involved in the juvenile justice system.
Although the focus of the JJDPA is on the four core protections
mentioned above, it also establishes OJJDP as the lead federal agency
on issues being confronted by the juvenile justice field. These
include, for example, providing guidance on research-based programs to
prevent delinquency, conditions of confinement in juvenile facilities,
combating substance abuse, and identifying and redirecting youth with
mental health disorders to appropriate agencies.
The current OJJDP has shown some focus on these types of issues.
For example, in the next several weeks, an OJJDP grantee is holding a
think tank to evaluate establishing a national recidivism measure.
Unfortunately, over the past eight years, there has generally been a
decreased level of activity and information from OJJDP in this regard,
including the amount of research created by the Agency and the number
of conferences and convenings focused on juvenile justice issues. This
lack of activity has been particularly concentrated around issues
surrounding the JJDPA and its implementation.
As I believe any Administrator must do, OJJDP has chosen to focus
on certain issues facing the juvenile justice field more than others.
This prioritization is only natural given the Administrator's wide
range of responsibilities. However, OJJDP has shifted away from its
core mission as established by the JJDPA to such a significant degree
that it has effectively disengaged from the field it is charged with
serving. OJJDP needs to refocus the efforts of the office on youth at
risk of becoming involved, or already involved in the juvenile justice
system, and the core protections provided under the JJDPA.
focusing on assistance to states
One of OJJDP's major duties is to partner with the States in
implementing the various provisions under the JJDPA. In addition to the
broader support and engagement of the juvenile justice field I address
below, OJJDP does this in two ways.
First, OJJDP is to work with States to come into compliance with
the JJDPA's core requirements. This process is to include 1) regularly
updating regulations through a rule-making process designed to obtain
feedback from States and other interested parties on specific
implementation issues, 2) providing States with an updated compliance
guide with practical, specific information on what the Act's provisions
mean for States, 3) training individuals in State agencies to implement
the Act, and 4) providing specific assistance and policy models to
States to overcome State barriers to implementing certain portions of
the Act.
With regard to these duties, OJJDP's efforts have been less than
fully effective. First, although OJJDP recently updated its compliance
guide, neither the compliance guide nor the agency's regulations
include provisions on the most recent legislative iteration of the
Disproportionate Minority Contact core protection, which was last
updated in 2002. Second, there seems to be a diminished capacity within
OJJDP to work with the States to train individuals and help guide State
compliance efforts. Finally, OJJDP has issued major policy changes in
executive memos that do not abide by federal rule-making standards. For
example, OJJDP recently issued guidance on changes as to who could be
considered an adult inmate, which restricted States from keeping youth
convicted in adult court in juvenile facilities up to the State's
permitted extended age of juvenile jurisdiction. This guidance came to
States in memo form and gave States three years to comply, yet there
was no public notice or dialogue between the agency and the States.
OJJDP's second duty related to the JJDPA is to work with the States
to ensure they remain in compliance with the JJDPA. In this light,
OJJDP should be partnering and working closely with the States to
ensure that compliance monitors are in place in each State with the
capacity to effectively determine the State's compliance with the
conditions placed on receiving juvenile justice funding--and address
problems as they arise. This need for compliance is especially
important for the youth served by the JJDPA. For example, the jail
removal core protection requires that youth in the juvenile justice
system be kept out of adult jails and lock-ups except in very narrow
circumstances. One of the reasons for this provision is that youth are
36 times more likely to commit suicide in an adult jail than in a
juvenile detention facility, particularly when they first arrive at an
adult facility.
OJJDP should also be clear and timely in informing States when they
are out of compliance with the Act. Unfortunately, in this realm, OJJDP
again falls short in assisting States. Compliance monitors are
currently required to visit sites or facilities that fall under the
JJDPA at least once every three years, but are not required to monitor
each facility or site every three years. This pattern can, and does,
result in a nine-year gap between visits to a particular facility--the
time for a youth to go from age 10 to 19. Additionally, it is not
always clear--either to States or to the public--which States are or
are not in compliance with the JJDPA and which States are meeting de
minimus requirements or going above and beyond the requirements listed
in the Act. Finally, OJJDP has in two ways been inconsistent in
determining whether States are in compliance with the Act. First, the
responsibility for determining State's compliance has been changed
frequently. Second, as these staff changes have taken place, the
criteria used and how the compliance determination is made, has also
changed. This has left some States in the difficult situation of making
a good-faith effort to comply with the Act, but having to meet changing
standards of what constitutes compliance.
Some of the difficulties OJJDP has experienced in helping States
comply with the Act stem from a lack of resources. In the last 7 seven
years, federal juvenile justice funding has decreased by 60% and the
OJJDP operating budget has been reduced 90%--from $7 million in FY01 to
only $700,000 in FY08. This decrease in juvenile justice appropriations
is a major concern, but its impact has been exacerbated by OJJDP not
directing a more significant portion of its remaining resources towards
the compliance needs of the States. I would strongly urge OJJDP to more
actively partner with the States around compliance issues and make
providing support to the States as they work to implement the
provisions of the JJDPA a more significant priority--and request the
appropriations it needs to fulfill the purposes on the Act.
restoring the comprehensive nature of the agency
As the sole federal agency providing leadership in the juvenile
justice arena, it is critical that OJJDP have the capacity to provide a
full range of services needed to carry out the roles discussed above.
This requires that OJJDP be able to perform a comprehensive set of
functions, including conducting research and gathering data,
identifying and disseminating best practices and relevant information,
leading demonstration projects, providing training and technical
assistance, and promoting the expansion of effective practices in the
field. Empowering OJJDP with the ability to perform these functions is
essential within an organizational entity as diverse in focus as those
found within DOJ as a whole.
However, in recent years OJJDP has declined in both capacity and
stature. The Agency has experienced a dismantling of its functions over
the past eight years, along with a significant decline in both staff
and funding levels. This change has been reflected in many of the areas
in which OJJDP formerly had expertise being moved to other agencies
within OJP. For example, much of the research previously conducted by
OJJDP is now conducted by the National Institute of Justice. The
juvenile justice field expressed great concern to OJJDP and OJP about
this change. That concern has proven to be well founded, as it has
resulted in a less robust and targeted effort to develop new knowledge
and disseminate new research findings to the field.
Finally, the past several Presidential budgets have called for the
consolidation and significant reduction of funding for juvenile justice
programs supported by the federal government. If enacted, this approach
would create a single, discretionary grant program providing less
support to the states and local communities than currently provided.
This is yet another example of how the current OJJDP has turned away
from both the young people and the field it was created to serve. This
consolidated grant program would also take money from specific grant
programs designed to address a range of critical, but specific issues
and allow these grants to be distributed for use in targeting a wide
variety of issues. This goes directly against the authorization and
creation of these specific grant programs, which were designed to
address specifically identified juvenile justice issues of importance
to the juvenile justice field.
I encourage both Congress and the Department of Justice to work to
restore the comprehensive nature of the agency, including investing
significant resources to bolster expertise and knowledge in the agency
itself. This investment would help to solve many of the issues
identified above by reinvigorating the office and rebuilding the
capacity that established OJJDP in previous years as a pre-eminent
federal agency--one well equipped to serve juvenile justice
stakeholders and the public.
engaging the juvenile justice field
An additional area of concern is OJJDP's apparent unwillingness to
actively engage the field and juvenile justice stakeholders across the
nation. When I refer to the juvenile justice field, I am referring to a
broad range of groups, including youth, parents, families, advocates,
researchers, policymakers, practitioners, and State and local
governments, including State legislatures and Governor's offices. The
open and honest engagement with each of the groups is critically
important--not only to promote forward movement in the juvenile justice
community, but also to help develop expertise and align and formulate
priorities at the federal level.
This type of engagement has not taken place under the current
Administration. While OJJDP has reached out to certain groups within
the juvenile justice field, this outreach has been too narrow in
nature. In essence, the current Administration has redefined the
juvenile justice field in such a limited way, that much of it has been
excluded from the work of the office. For example, OJJDP frequently
formulates positions and priorities at the federal level without
consulting with this more broadly defined field. As a result,
individuals or groups with significant expertise in the field who have
opposing views or differing priorities do not have input into these
decisions and the opportunity for OJJDP to make fully informed
decisions is lost.
In addition, over the past several years, OJJDP has limited
interaction with the juvenile justice field through the grant-making
process. Under the prior Administration, grants from OJJDP frequently
went to knowledgeable and well respected content experts in the
juvenile justice field. These organizations were entrusted to provide
research and other forms of support to OJJDP, assisting it in moving
the juvenile justice community forward. These relationships, if
reestablished, would help to re-grow the expertise of this critically
important office. However, in recent years, many of these very
knowledgeable experts and organizations have seemingly been cut out of
the grant making process.
OJJDP is in the unique and critically important position of being
able to work collaboratively with juvenile justice stakeholders in
identifying issues facing juvenile justice systems and formulating
nation-wide efforts to address them. However, in order to be able to
carry out these tasks, OJJDP must be in contact with a very diverse
group of stakeholders representing the juvenile justice field. That
work should have been ongoing over the past eight years. It must
certainly be renewed immediately.
increasing transparency
As indicated above, a major concern under the current OJJDP
leadership is the lack of transparency in how the office carries out
its responsibilities. Over the past eight years, information from OJJDP
has been difficult to obtain on a wide variety of issues--from which
States are utilizing certain exceptions under the JJDPA to OJJDP's
current priorities. For example, last year, OJJDP began working on a
juvenile justice initiative focusing on the health needs of youth in
the juvenile justice system. In partnership with the U.S. Surgeon
General's office, OJJDP invited experts for an all-day program on March
9, 2007 to discuss this issue and explore ways to improve the system.
Throughout this meeting the Surgeon General expressed concern about the
issue and made a commitment to determine ways to better provide health
care for youth in the system. However, OJJDP later issued a document
stating that health care in juvenile justice facilities was not an
issue of concern. This document clearly contradicted both the results
of the summit and the Surgeon General's commitment to address this
issue.
This lack of transparency also was evident in the most recent OJJDP
grant making process, where several highly ranked and long-time,
productive OJJDP grant applicants were passed over for lower-ranked
applicants without a proven track record. Throughout the process, it
was unclear why OJJDP selected lower-ranked applicants and on June 19,
2008, the House Committee on Oversight and Government Reform held an
oversight hearing to examine the entire process.
While I understand that the Administrator has a certain amount of
discretion in managing OJJDP, I believe it is the Administrator's duty
to be candid and clear about the priorities of the office and the
criteria being used to distribute taxpayer's dollars through its grant
programs. This lack of information, clarity and transparency has made
it difficult for OJJDP to effectively engage States, subject matter
experts, and other stakeholders, thereby limiting the input they
otherwise would provide.
Finally, under the JJDPA, the OJJDP Administrator is required to
submit an annual report to Congress. This report must contain annual
data on youth involved in the juvenile justice system, as well as how
the funds under the Act are being spent, whether the State's plan is in
compliance with the Act, and an evaluation of the programs funded under
the JJDPA and their effectiveness in reducing the incidence of juvenile
delinquency, particularly violent crime, committed by juveniles.
However, since 2005, OJJDP has not issued this annual report. The
failure of the office to provide this annual ``status report'' has
inhibited the ability of Congress and other interested parties to
understand and assess the activities and priorities pursued by OJJDP
over the past year.
I strongly encourage the OJJDP Administrator to take immediate and
concrete steps to increase the agency's transparency. These steps could
include making documents such as JJDPA State plans and OJJDP's grant
making documents publicly available on the agency's website. In
addition, Congress should conduct oversight to ensure that OJJDP
submits its required annual report.
developing the juvenile justice workforce
The final area of focus I encourage OJJDP to pursue, is the
juvenile justice workforce. It is this workforce that carries out the
intent of the JJDPA and the work undertaken each day with our youth in
the system. It is a group of dedicated, but too frequently poorly
supported workers--intake, caseworker, court, probation and parole,
detention and correctional facility, as well as legal and judicial
staff. This workforce is spread across public and private agencies
(private agencies contract with states and localities to carry out the
state and local public agencies' responsibilities).
We have seen a poor track record in the recruitment and retention
of this staff, similar to what we have seen in other child serving
areas, such as child welfare. They too often are paid too little,
inadequately trained, given too few of the tools they need to do their
work, poorly supervised and given unreasonably high workloads. Efforts
need to be made through the JJDPA to further support and
professionalize this workforce. This can de done through adoption of
programs that support workforce development in partnership with the
states, as is done in child welfare through Title IV-E. This would
allow for the development of State agency/university partnerships to be
partially federally supported in providing entry level and in service
training for juvenile justice staff. It would also allow for
recruitment partnerships between state agencies and universities to
help identify and support the development of a career track for
students interested in working with youth and families involved in the
juvenile justice system. This career track would include internship
experience and tuition subsidies for any student who commits to work in
a juvenile justice agency within the state for a minimum period of
time. Time and again we hear from young people in the juvenile justice
system who succeed in turning away from crime, that what made the
difference was a connection to a person in the system--a caseworker,
probation officer, lawyer, or judge, who had a profound impact on their
life. While the juvenile justice system certainly needs to utilize
research-based programs and practices, it also needs a strong workforce
to implement those programs in order to be successful. This workforce,
plagued by heavy workloads and high turnover rates, needs to be better
supported to do its life changing work. When we think of the severe
problems recently plaguing the juvenile correctional system, e.g. in
Texas, California and Indiana, we can better understand how
strengthening the workforce is a key strategy to safeguarding our
youth.
summary of recommendations
In summary, I provide the following recommendations related to the
operations of OJJDP:
Enhance OJJDP's focus on the implementation of the
JJDPA and its core requirements;
Significantly increase OJJDP's support to States to
come into and stay in compliance with the JJDPA, including the
provision of additional training and technical assistance;
Restore the expertise and capacity of OJJDP to carry
out the broad range of tasks it is required to perform;
Actively engage the wide range of individuals,
organizations, and entities with expertise in the juvenile
justice field to support OJJDP in establishing its positions
and priorities and in carrying out its responsibilities;
Significantly increase the transparency of OJJDP with
the juvenile justice field and the public;
Take concrete steps to strengthen the juvenile
justice workforce so it is better equipped to serve the youth
in its care and provide for the public's safety.
The adoption of these recommendations would contribute
significantly to strengthening OJJDP and improving our nation's
juvenile justice system. The improvements that would flow from them
would not only provide much-needed help to youth and families
struggling in the system every day, but benefit society as a whole by
helping to reduce juvenile delinquency and putting our most challenged
and challenging young people on a path to becoming law abiding and
contributing members of our society. Ensuring that these
recommendations are adopted, therefore, is essential--and doing so will
require strong leadership at OJJDP and oversight from Congress.
Chairman Scott, Ranking Member Gohmert, and Members of the
Committee, thank you again for the opportunity to provide input on the
operation of this vitally important federal agency. I look forward to
working with the Committee through the Center for Juvenile Justice
Reform at Georgetown University as your work proceeds.
Mr. Scott. Thank you.
Do you have any questions you would like to ask Mr. Bilchik
at this point?
Mr. Gohmert. Well, I am curious. I agree with you, there
needs to be a good deal more transparency. But I am curious. I
mean, you come down pretty hard on the agency, and yet you note
in your own statement that delinquency in the U.S. remains near
the lowest levels in three decades. Do they get any credit at
all, any modicum of----
Mr. Bilchik. Sure they do. I think they have done a lot of
good work. The problem I have, Mr. Gohmert, is that I am
looking at taking juvenile crime down even lower. And so, when
we hit 2000, 2001, we had seen this tremendous decrease in
juvenile crime. We had a chance, if the office kept its eye on
the ball, of driving it even lower. And it has just taken its
eye off the ball.
It has moved its focus in different directions and hasn't
listened to the field and said, ``Wait a second. We have gotten
good results. Why wouldn't we continue them?''
Mr. Gohmert. Your statement obviously--your written
statement is a lot longer and you give us more information. But
is there something you could point to specifically where they
have had success, so maybe that is an area we can build as
well?
Mr. Bilchik. Sure. I would like to comment on that.
I think in the area of gangs, I think the office has stayed
focused. I think they have tried to build on the prior research
and the demonstration programs that took place. And I think the
office should be commended for that kind of work.
I think they are trying to convene some work around
measurements of recidivism, and that is also good work. But we
need to take that and multiply it about 20-fold to get the kind
of robust agenda this office should reflect in representing the
juvenile justice field.
Mr. Gohmert. Anything else you would like to add? With
regard to the transparency, you see the difficulty we have in a
hearing like this, where we get 5 minutes to ask questions. And
it is not exactly a difficult grilling when you are limited to
5 minutes.
Mr. Bilchik. I agree with you.
Mr. Gohmert. We appreciate any further written input you
might have, suggestions, and----
Mr. Bilchik. I found, Mr. Gohmert, that when I was
appearing as a witness, the best way that you got information
from me when I was in charge of the office was through your
follow-up questions. Because it gave you a chance to explore
these issues in greater depth and really cultivate that kind of
dialogue with the office.
Mr. Gohmert. You are talking about questions in writing----
Mr. Bilchik. Yes.
Mr. Gohmert. I agree. It is our most effective way of
getting information. If we get responses.
Mr. Bilchik. I guarantee you I responded very promptly to
those questions with the--fear of God.
Mr. Scott. Professor Bilchik, is there a consensus in the
juvenile justice community as to appropriate strategies to
reduce gang violence?
Mr. Bilchik. I think there is a growing consensus around
gang prevention and gang intervention. And it really is
reflecting a balanced approach. I think there have been some
very good efforts undertaken--in Boston a number of years ago,
recently in Chicago--balancing a crime suppression approach
with a prevention approach.
So if we are going to lock up the gang leaders, we need to
pull away the middle-range, lower-range gang members into
positive activity. You don't have to have that balance in
attacking gangs--and this is what the research has shown--there
was a great work in Boston done 8, 9 years ago through the 10-
Point Coalition.
Go into the street. Make sure you are working with law
enforcement, U.S. attorneys, local prosecutors. Lock up the
gang leaders. But give those other gang members something to
turn to.
And then the wannabes at the front end of the system, give
them prevention programs that they can turn to. Gangs turn a
positive youth development frame on its head. They give skills;
they give opportunities to use skills; and they give
recognition and safety. We as a society need to do that for our
youngest members of the community who might turn to gangs.
Mr. Scott. Within the community, I am sure the community
recognizes that we already lock up more people in the United
States than anywhere on earth, and some communities it is 10,
20 and 40 times higher than the international average. Is there
any other people in the juvenile justice community that think
we are not locking up enough people?
Mr. Bilchik. I imagine there are an isolated few who
believe we should be locking up more. The consensus opinion is
that we are locking up too many, that we are locking up mid-
level offenders who do not need to be put into institutions and
could be treated in community-based programs. And we should be
saving those institutional beds for the very worst offenders.
This goes back to your question, Mr. Scott, about
transfers, and the thought that somehow if we transferred
enough kids who were the bad kids into the criminal justice
system, we would reduce crime.
And the research is clear--from the Centers for Disease
Control and, a recent report issued by OJDDP itself, another
thing for them to be commended about--that if you transfer
young people into the criminal justice system, you will
accelerate recidivism, it will happen with more serious crime
and more frequent. This is the trifecta of bad criminal justice
policy. That is strong research with clear findings.
Mr. Scott. And if we increase the number, we would be
talking about the marginal ones that are not now treated as
adults, which would be a virtual certainty that you would
increase the violent crime rate.
Mr. Bilchik. I believe so. I sit here as an ex-prosecutor
for 16 years. I know what those most horrific offenders look
like, and I know that we need to protect our communities from
them. But there are far too many people in those beds.
Mr. Scott. And in just about every community already, those
kinds of offenders are already treated as adults.
Mr. Bilchik. Many of them are treated as adults, Mr. Scott,
and yet then the juvenile justice system in many communities
has been set up in a way with extended jurisdiction to also
work with those young people.
Mr. Scott. Thank you.
Mr. Gohmert. You had mentioned the security, safety
training that so many in gangs get from the gangs, and I have
heard in so many criminal cases when you get down to
sentencing, ``This is my family. I have no father. They took me
in. They made me feel like I had a family.'' So aren't there
other socioeconomic factors that come into play that are not
necessarily addressed by the Justice Department or any agency
below that?
I know 40-plus years ago, Congress felt sorry for poor
single women trying to raise kids with deadbeat dads. So we
started giving them checks. And so for 40 years we paid people
to just have as many kids as you can out of wedlock, and it
seems that there are conditions there that we have helped spurn
that perhaps might need looking at as well.
Mr. Bilchik. I think you raise a really excellent point.
One of the hallmarks of the office in the 1990's and continuing
to a certain degree more recently is the work around risk and
protective factors, and the cause and correlates research that
the prior witness talked about. You can't attack this problem
in a silo. You need to be working with--and the office has
worked with the educational system, the child welfare system,
the social services system--that all those systems have to use
that approach and work together.
The office, through its Title V program and through that
cause and correlates research, traditionally has invested
resources in how to use that multi-system stakeholder group in
attacking those issues way upstream. The office is to be
credited for that.
But as we mention the cause and correlates, when I talk to
the cause and correlates researchers, they are telling me that
their resources from the office are being diminished, that they
are being phased out. And that is taking the eye off the ball
and not getting the work done the right way.
Mr. Gohmert. Thank you, Professor.
Thank you, Chair.
Mr. Bilchik. Thank you.
I apologize to people for hijacking the agenda here and
going first.
Mr. Scott. We resume with Mr. Piper.
STATEMENT OF BILL PIPER, DIRECTOR, OFFICE OF NATIONAL AFFAIRS,
DRUG POLICY ALLIANCE NETWORK, WASHINGTON, DC
Mr. Piper. Thank you.
I would like to talk broadly about some of the structural
and institutional problems with the Byrne JAG program. The
Byrne program is set up in a way that unintentionally rewards
failure. Byrne grants are distributed to States in part based
on whether or not their crime rates are increasing.
Now this makes sense intuitively, because it is based on
need, but it also turns a merit on its head. States that fail
to enact effective crime prevention policies are actually
rewarded with more money the following year, while States that
adopt effective policies that reduce crime are punished by
losing Federal aid.
Moreover, many of the program's performance measures are
inadequate, measuring largely bureaucratic statistics, such as
how many specialized gang units are in operation, how many
warrants are being served, how many people are being arrested,
et cetera. And this ignores effectiveness and creates
incentives for States just to play a numbers game.
This is especially the case when it comes to drug law
enforcement, where law enforcement officers can be placed under
enormous pressure to arrest as many people as possible, as
quickly as possible, even if it is just for minor drug
offenses. Or incentive structures combined with pressure from
elected officials creates an environment in which focusing on
major traffickers is difficult, while focusing on lower-level
or non-violent drug offenders is encouraged.
Additionally, counter-productive performance measures can
lead some officers to cut constitutional corners. We have seen
scandal after scandal of good officers doing bad things, in
part to meet formal or informal warrant and arrest quotas.
Fabricating--raiding homes to false evidence, lying to judges,
planting evidence--for instance, the rush to make a quick
arrest and seizure led to the shooting death of 92-year-old
Katherine Johnson in Atlanta last year. I know the Subcommittee
had hearings on that scandal earlier this year.
Now, this incentive structure is troubling where talking
about city, State and Federal law enforcement. It is especially
troubling when it comes to regional narcotics tasks forces.
Their cross-jurisdictional operations and ability to perpetuate
themselves through acts of forfeiture and Byrne funding make
them less accountable to local taxpayers and governing bodies.
The most notorious Byrne task force-related scandal, of
course, is the Tulia, Texas scandal, where dozens of African
American residents were arrested and wrongfully sentenced to
decades is prison, even though the only evidence against them
was the uncorroborated testimony of one white undercover
officer with a history of lying.
In Herne, Texas, the judge found that a regional narcotics
task force that was Byrne-funded routinely targeted innocent
African Americans as part of an effort to drive Blacks out of
the majority White town. Both of these scandals are somewhat
dated, but they remain powerful symbols of a Byrne grant system
that is yet to be reformed, and also both subjects of major
motion pictures that will be in theaters soon.
In the wake of numerous Byrne-related scandals, Texas
implemented a set of reforms that are models for Federal
reform. The State eliminated all Byrne grant funding to a
regional narcotics task force, passed legislation prohibiting
anyone from being convicted of a drug offense based solely on
the uncorroborated word of an undercover informant, and adopted
new statewide performance measures.
Instead of grading narcotics officers on how many warrants
they serve and how many people they arrest, Governor Peary is
grading them on how well they disrupt and dismantle dangerous
crime organizations. Gathering intelligence and building
connections takes a precedent over arresting low-level
offenders.
The Texas Department of Public Safety reports that drug
arrests have fallen by more than 40 percent, but their drug
seizures have more than doubled. Congress should work with the
Office of Justice programs to develop similar performance
measures for Byrne-funded operations. I would recommend that it
also pass H.R. 253, the No More Tulias Act, which would
encourage States to adopt some of the Texas reforms.
At a minimum, Congress should require any local or State
law enforcement entity receiving Byrne money to document its
arrests and traffic stops by race and ethnicity. But also it
would be extremely useful to researchers if Congress created a
searchable public database detailing where exactly Byrne grant
money is going and what it is being used for. This could be
similar to the earmark database that Congress has created.
Finally I would just add that Congress should set a new
bottom line for U.S. drug policy more broadly. One way of doing
that would be requiring Federal agencies to set short and long-
term objectives to reduce the problems associated with both
drugs and punitive drug policies. So to get at looking at both
reducing drug use and drug overdoses and HIV AIDS from
injection drug use, but also get at reducing racial disparity,
the number of people who can't vote because of felony
conviction, etc.
Thank you.
[The prepared statement of Mr. Piper follows:]
Prepared Statement of Bill Piper
introduction
The Edward Byrne Memorial Justice Assistance Grant Program was
created in 1988 in a slightly different form, and under a slightly
different title, to provide federal crime prevention grants to states.
It was named in memory of Edward Byrne, a New York City police officer
gunned down by thugs. The program has provided billions of dollars to
local and state law enforcement, as well as drug courts, juvenile
justice programs, and other crime prevention initiatives. In recent
years, however, the Byrne Grant Program has been criticized from groups
across the political spectrum.
Sentencing reform advocates have accused it of fueling the rapid
growth in the number of nonviolent Americans behind bars, and note that
as long as states do not have to pay the full cost of their criminal
justice system they will never have to consider alternatives to
incarceration. Civil rights leaders warn that the Byrne Grant Program
is perpetuating racial disparities and civil rights abuses. A growing
number of critics on both the left and right question why the federal
government is paying for day-to-day local law enforcement activities
that states could pay for themselves while other federal needs, such as
health care and border security, go underfunded.
Dozens of civil rights and criminal justice reform groups have
urged Congress to reform the Byrne Grant Program, including the ACLU,
the Brennan Center, the National Association of Blacks in Criminal
Justice, the National Black Police Association, NAACP, and National
Council of La Raza. At least four leading conservative organizations
want to go further and completely eliminate the program, including the
American Conservative Union, Americans for Tax Reform, Citizens against
Government Waste, and the National Taxpayers Union.
The Bush Administration has been extremely successful in cutting
funding to the program, slashing it by hundreds of millions of dollars.
There is a bipartisan consensus in Congress, however, that these cuts
have been far too steep and come far too quickly, and momentum is
building to completely restore funding to the program. Given the state
of the federal budget, it may be impossible to significantly increase
funding to the program any time soon. In any event, it is imperative
that Congress pass legislation fixing the program's many faults.
Because of the size of the Byrne Grant program and the number of local
and state law enforcement agencies that depend on it, Congress has an
enormous opportunity to use the program to bring about change across
this country.
general problems with federal law enforcement subsidies to the states
Some of the Byrne Grant Program's problems stem from inherent
problems with federal subsidies to local and state law enforcement. For
instance, a recent report by the Justice Policy Institute (JPI), titled
``The Vortex: The Concentrated Racial Impact of Drug Imprisonment and
the Characteristics of Punitive Counties'', found that the more money
counties had to spend on law enforcement the more nonviolent drug
offenders they imprisoned, and the more likely it was that those
imprisoned were disproportionately people of color.
Greater county jail admission rates for drug law offenses were
associated with how much was spent on policing and the judicial system,
higher poverty and unemployment rates, and the proportion of the
county's population that is African American. These relationships were
found to be independent of whether the county actually had a higher
rate of crime or drug use. For example, although Rockingham County, NH,
has a larger percent of its population reporting illicit drug use,
Jefferson Parish, LA, sent more people to prison for a drug offense at
a rate 36 times that of Rockingham.
Phillip Beatty, co-author of the JPI study, concluded: ``Laws--like
drug laws--that are violated by a large percentage of the population
are particularly prone to selective enforcement. The reason African
Americans are so disproportionately impacted may, in part, be related
to social policy, the amount spent on law enforcement and judiciary
systems, and local drug enforcement practices.''
The United States ranks first in the world in per capita
incarceration rates, with 5% of the world's population but 25% of the
world's prisoners. The U.S. locks up more of its citizens on a per
capita basis than China, Cuba, Mexico, Russia or any other country in
the world. The racial disparities are even more startling. Black
Americans are incarcerated at a rate approximately six times greater
than that of whites. The U.S. now incarcerates more black men on a per
capita basis than South Africa at the height of Apartheid. Congress
should have hearings examining what role, if any, federal funding has
played in driving overincarceration, and how federal grant programs can
be used to encourage alternatives to incarceration and reduce racial
disparities.
structural problems with the byrne justice assistance grant program
There are at least three structural and institutional problems with
the Byrne Grant Program:
Creating an Unhealthy Culture of Dependence
The program was established to provide four-year grants to
encourage innovation. For example, Dallas' first drug court was paid
for with a Byrne grant; then the county took over the funding of the
program when the grant ran out. Narcotics task forces, however, were
never subject to the four-year limit, and the limit was eliminated for
all programs in the last Congress. It is worth investigating whether
that was a good idea. Criminal justice decisions on which crimes to
prioritize and which crime prevention strategies to utilize should be
based on what is best for public safety and not what is needed to
continue receiving federal money.
Rewarding Failure
Byrne grants are distributed to states, in part, based on whether
or not crime rates are increasing. This has intuitive appeal because it
is based on need, but it turns merit on its head. States that fail to
enact effective crime prevention policies are rewarded with more money,
while states that adopt effective policies that reduce crime are
punished by losing federal aid.
Perpetuating Poor Performance Measures
The performance measures the Office of Justice Programs uses to
judge the Byrne Grant Program are troubling and in many ways counter-
productive. Some make sense, like computing how many offenders
successfully complete alternative to incarceration programs. Most,
however, measure bureaucratic statistics like how many new gang units
are in operation, how many warrants are being served, and how many
people are being arrested. These criteria not only fail to measure
effectiveness, they provide dangerous incentives for states to play a
numbers game.
This is especially the case when it comes to drug law enforcement.
Because the amount of funding that narcotics task forces receive is
often formally or informally based on how many people they arrest,
individual officers are under enormous pressure to make a large number
of arrests, even if they are just for minor offenses. In fact,
narcotics task forces that focus on major traffickers actually risk
losing federal funding because they have fewer arrests to report than
those that focus on low-level offenders who are easier to catch and far
more plentiful.
The FBI's 2007 Crime in the United States Report, released this
week, found that law enforcement made more than 1.8 million drug
arrests last year. 83% of those arrests were for simple possession.
775,000 were for nothing more than possession of small amounts of
marijuana for personal use. These arrests pad the official reports, but
do nothing to stop major traffickers or reduce the problems associated
with substance abuse.
This perverse incentive structure also encourages law enforcement
officers and informants to cut constitutional corners. We see in
scandal after scandal good officers doing bad things to meet warrant
and arrest quotas. Fabricating informants, raiding homes on false
evidence, lying to judges, and planting evidence--anything to increase
the numbers.
For instance, look at the recent shooting death of 92-year-old
Kathryn Johnston in Atlanta. Blinded by misinformation that her house
contained illegal drugs, police officers fabricated evidence to obtain
a warrant, shot and killed her in a botched military-style raid, and
then planted drugs when they realized she was innocent. Federal
prosecutor David Nahmias told The New York Times:
``The [Atlanta] officers . . . were not corrupt in the sense
that we have seen before. They are not accused of seeking
payoffs or trying to rob drug dealers or trying to protect gang
members. Their goal was to arrest drug dealers and seize
illegal drugs, and that's what we want our police officers to
do for our community. But these officers pursued that goal by
corrupting the justice system, because when it was hard to do
their job the way the Constitution requires, they let the ends
justify their means.''
Corrupting the justice system, however, is what happens when
policymakers tie budgets, promotions, and salaries to statistics like
arrests and seizures. As the plea agreement in this case made clear,
the Atlanta officers cut corners in order to ``be considered productive
officers and to meet [the agency's] performance targets.'' This is a
story one hears in state after state. It is not publicly known if
Atlanta used federal Byrne Grant money to pay for the raid, but bad
performance measures have become widespread and are generally
instituted from the top down.
regional narcotics task forces
In addition to looking at structural problems with the Byrne Grant
Program, Congress should look at the problems associated with some of
the entities it funds. In particular, it should hold hearings on the
program's funding of hundreds of regional narcotics task forces around
the country. These task forces, which lack very little state or federal
oversight and are prone to corruption, are at the center of some of our
country's most disturbing law enforcement scandals. Connecting these
task forces to HIDTAS or other regulated entities might significantly
reduce the problems associated with them.
The most notorious Byrne-funded scandal occurred in 1999 in Tulia,
Texas where dozens of African-American residents (representing nearly
half of the town's adult black population) were arrested, prosecuted
and sentenced to decades in prison, even though the only evidence
against them was the uncorroborated testimony of one white undercover
officer with a history of lying and making racial epithets. The
undercover officer worked alone, and had no audiotapes, video
surveillance, or eyewitnesses to corroborate his allegations.
Suspicions arose after two of the defendants were able to produce firm
evidence showing they were out of state or at work at the time of the
alleged drug buys. Texas Governor Rick Perry eventually pardoned the
Tulia defendants (after four years of imprisonment), but these kinds of
scandals continue to plague the Byrne grant program.
In another Byrne-related scandal, a magistrate judge found that a
regional narcotics task force in Hearne, Texas routinely targeted
African Americans as part of an effort to drive blacks out of the
majority white town. For the past 15 years, the Byrne-funded task force
annually raided the homes of African Americans and arrested and
prosecuted innocent citizens. The county governments involved in the
Hearne task force scandal eventually settled a civil suit, agreeing to
pay financial damages to some of the victims of this discrimination.
While both of these Texas scandals are somewhat dated, they remain
powerful symbols of a failed system that has yet to be reformed. They
are also both subjects of major motion pictures that will soon be in
theaters across the country. Oscar-winning actress Halle Berry is
starring in a feature film based on the Tulia, Texas scandal, currently
being produced by Lionsgate Films. Uncommon Productions recently
completed a feature film titled ``American Violet'' that is loosely
based on the Hearne scandal, and stars Oscar-nominated Alfre Woodard.
These scandals are not the result of a few ``bad apples'' in law
enforcement; they are the result of a fundamentally flawed bureaucracy
that is prone to corruption by its very structure. Byrne-funded
regional narcotics task forces are federally funded, state managed, and
locally staffed, which means they do not really have to answer to
anyone. In fact, their ability to perpetuate themselves through asset
forfeiture and federal funding makes them unaccountable to local
taxpayers and governing bodies.
The Criminal Jurisprudence Committee of the Texas House of
Representatives is one of the few governing bodies to examine Byrne-
funded regional narcotics task forces and why they are so engulfed in
scandals. After comprehensive hearings, the Committee concluded that
the state should cut off all state and federal funding to the task
forces because they are inherently prone to corruption. The Committee
reported, ``Continuing to sanction task force operations as stand-alone
law enforcement entities--with widespread authority to operate at will
across multiple jurisdictional lines--should not continue. The current
approach violates practically every sound principle of police oversight
and accountability applicable to narcotics interdiction.''
A 2002 report by the ACLU of Texas identified seventeen scandals
involving Byrne-funded anti-drug task forces in Texas, including cases
of falsifying government records, witness tampering, fabricating
evidence, stealing drugs from evidence lockers, selling drugs to
children, large-scale racial profiling, sexual harassment, and other
abuses of official capacity. Recent scandals in other states include
the misuse of millions of dollars in federal grant money in Kentucky
and Massachusetts, false convictions based on police perjury in
Missouri, and making deals with drug offenders to drop or lower their
charges in exchange for money or vehicles in Alabama, Arkansas,
Georgia, Massachusetts, New York, Ohio, and Wisconsin.
the texas reform initiative
In the wake of numerous Byrne-related scandals, the Texas
Legislature and Texas Governor Rick Perry (R) implemented a set of
reforms that are reducing racial disparities, police corruption, and
the number of nonviolent offenders behind bars, while attacking major
crime and making Texas safer. The state banned racial profiling,
reformed its asset forfeiture laws, established alternatives to
incarceration, eliminated Byrne Grant funding to regional narcotics
task forces, passed legislation prohibiting anyone from being convicted
of a drug law offense based solely on the uncorroborated word of an
undercover informant, and adopted new statewide performance measures
for judging the effectiveness of drug law enforcement.
Instead of grading narcotics officers on how many warrants they
serve and how many people they arrest, the Perry Administration is
grading them on how well they disrupt and dismantle dangerous crime
organizations. Gathering intelligence and building connections takes
precedent over arresting low-level offenders. Drug arrests have fallen
by more than 40%, but drug seizures have more than doubled. The state
is reportedly moving closer to its goal of taking down the top Texas
``gatekeepers'' to the major drug cartels.
Testifying in front of this subcommittee in 2007, Texas Department
of Public Safety representative Patrick O'Burke described the Texas
Reform Initiative this way: ``To define success by measuring only the
sheer volume of arrests would mean that more arrests would equate with
greater achievement. This clearly does not move towards the goal of
crime reduction. Arrest numbers also do not attach any quality to that
work product when the arrest of one drug user equals the arrest of one
drug `kingpin'.''
The new drug law performance measures adopted by the Perry
Administration are relatively simple. The state defined a drug
trafficker as a person who works to illegally sell drugs with profit or
income as the primary motivation. A Drug Trafficking Organization (DTO)
was then defined as five or more drug traffickers who work to illegally
sell drugs outside of their immediate conspiracy. Narcotics officers
are required to assess the number of DTOs working in their area and are
then graded on the number of DTOs that are dismantled.
Texas narcotics officers are also required to compute the
percentage of arrests that are ``End Users'', defined as a person who
is the intended user of illegal drugs and generally motivated by
addiction. Under the Perry Initiative, impacting the behavior of an End
User may involve law enforcement activities, but it is generally
assumed that treatment and mental health services are better equipped
to deal with those problems. As such, narcotics officers that waste
time and resources investigating and arresting drug users are
negatively graded.
federal reform
The Texas Reform Initiative is a good model for federal reform.
First, Congress should pass H.R. 253, the No More Tulias: Drug Law
Enforcement Evidentiary Standards Improvement Act of 2007. This
legislation, introduced by Rep. Sheila Jackson Lee, would use the Byrne
Grant program to encourage states to emulate many of the Texas reforms.
It would prohibit states from funding regional narcotics task forces
with Byrne Grant money unless they have enacted a law preventing people
from being convicted of a drug law offense based solely on the
uncorroborated eyewitness testimony of just one law enforcement officer
or informant. This protection has prevented numerous innocent people
from being wrongly convicted in Texas.
The No More Tulias Act would also require local and state law
enforcement agencies receiving federal Byrne Grant money to document
their arrests by race and ethnicity. This provision is essential to
ensuring that federal money is not being used to facilitate racially
disparate enforcement. The Drug Policy Alliance recommends expanding
this provision to also require the documentation of traffic stops and
searches by race and ethnicity. Such information should be available to
Congress, the U.S. Attorney General and the public.
Congress should also pass legislation setting new performance
measures for the Byrne Grant Program and state and federal drug law
enforcement in general. The groundbreaking performance measures adopted
by Texas are a good place to start. Drug law enforcement agencies
should be graded on their ability to break up crime networks and
apprehend violent offenders. Arrests and seizures should be strategies
for achieving these goals, not measurement criteria to judge success or
failure. A recent book by the American Enterprise Institute explains
this strategy:
``Retail-level drug enforcement should focus on what it can
accomplish (reducing the negative side effects of illicit
markets) and not on what it can't achieve (substantially
raising drug prices). Thus, instead of aiming to arrest drug
dealers and seize drugs--the mechanisms by which enforcement
seeks to raise prices--retail drug enforcement should target
individual dealers and organizations that engage in flagrant
dealing, violence, and the recruitment of juveniles. Arrests
and seizures should not be operational goals, but rather tools
employed, with restraint, in the service of public safety.''
(An Analytic Assessment of U.S. Drug Policy, February 2005)
Instead of grading law enforcement operations on how many search
warrants were issued, how many arrests were made, how many officers
were solely dedicated to gang interdiction activities, and other
Vietnam-like ``body count'' performance measures currently utilized by
the Office of Justice Assistance, Congress should establish more
meaningful criteria. Such criteria could include whether or not local
crime rates are falling because of effective policies or how close law
enforcement agencies are to dismantling major crime syndicates.
The formula by which Byrne Grant funding is distributed should also
be changed. At a minimum, the Office of Justice Programs should
prioritize funding according to demonstrated reductions in crime.
Cities and states that adopt effective policies should be rewarded, not
punished. The Byrne Grant Program should be used to promote evidence-
based crime prevention strategies, not to fund cities and states year
after year.
One tool that would enhance the ability to measure performance and
increase transparency would be the creation of a searchable public
database that lists where Byrne Grant money is going and what it is
being used for. This database would not only be invaluable to Congress,
it would aid efforts by researchers and criminal justice experts to
document ineffective spending and determine where Byrne Grant money is
tied to corruption. It could be similar to the public database that
tracks earmarks.
Finally, Congress should pass legislation setting a new bottom line
for U.S. drug policy more generally. The failed drug war policies of
the last 30 years persist in part because of ineffective evaluation and
assessment. There are three problems. First, the key measurements--drug
seizures, arrests and annual surveys of drug use--tell us little of
importance and mostly distract from more important criteria. Second,
the Office of National Drug Control Policies (ONDCP) is statutorily
obligated to set objectives for reducing drug use and availability, but
not obligated to set objectives for reducing the public health threats
associated with drug abuse (overdose fatalities, the spread of HIV/
AIDS), or the harms associated with the war on drugs (the number of
nonviolent Americans behind bars, racial disparities in the criminal
justice system). Finally, drug war programs persist even in the face of
overwhelming evidence that they are failing to meet their own stated
objectives.
Legislation to set a new bottom line in U.S. drug policy could take
many forms. It might take the form of requiring the Office of National
Drug Control Policy (ONDCP) to report annually on the impact of federal
policies on the number of nonviolent drug offenders in prison, HIV
transmission rates, and overdose fatalities, and to commission
independent cost-benefit analyses of federal drug policy expenditures.
Or requiring federal agencies to provide annual reports on how many
people are penalized by federal drug policies, such as the number of
people denied student loans, housing, food stamps, and the right to
vote because of a drug conviction.
At a minimum, federal agencies should be required to set short- and
long-term goals for reducing the problems associated with both drugs
and punitive drug policies. ONDCP is already statutorily required to
set national goals for reducing drug use and drug availability. Why not
also require the agency to set goals for reducing overdose deaths, the
spread of HIV/AIDS from injection drug use, racial disparities in the
criminal justice system, the number of Americans who cannot vote
because of a felony conviction.
The urgent need to overhaul the Edward Byrne Memorial Justice
Assistance Grant Program provides Congress with a great opportunity to
evaluate drug and crime prevention more broadly.
Mr. Scott. Thank you.
Mr. Brooks?
STATEMENT OF RONALD E. BROOKS, PRESIDENT, NATIONAL OFFICERS'
ASSOCIATION COALITION, SAN FRANCISCO, CA
Mr. Brooks. Thank you, Mr. Chairman, Judge Gohmert, Members
of the Subcommittee.
I want to thank you for inviting me to share my
perspectives on the Office of Justice programs.
For years I have worked closely with the Office of Justice
programs, primarily the Bureau of Justice Assistance, as a
public policy partner, program beneficiary and grant recipient.
Our communities are safer today because OJP and its bureaus
play a critical role in providing much-needed assistance to law
enforcement agencies through its training, grant funding,
policy development, and technical assistance programs.
I have some specific ideas related to OJP grant management,
but first I want to highlight the most important OJP program
from the perspective of America's narcotic officers: the Byrne
Justice Assistance Grant, or JAG formula program.
Byrne JAG is the cornerstone of multi-jurisdictional drug
and gang enforcement in America. It provides incentives for
State and local agencies to pool resources, share information,
and pursue organizational targets in gang, firearm, money
laundering and drug trafficking investigations.
This program is essential, and yet the White House has
zeroed it out in the past four budgets. Funding has declined
dramatically, but thanks to bipartisan actions in this
Subcommittee, Byrne JAG reauthorization passed the House in
June and President Bush signed the bill into law.
The administration's actions toward this program should be
tested against a few simple questions: Is the drug trade
dangerous to America's communities and families? Is drug
production and smuggling interstate and international in
nature? Does the Federal Government have a responsibility to
help State and local law enforcement when it fails to secure
our borders and ports through which the majority of drugs are
shipped?
To me the answer is clear. The Federal Government must
share responsibility to contribute to task force efforts that
will make our communities safer. Last year Byrne was cut from
$520 million to $170 million, and this is down from $1.1
billion in 2004. Supported by the coalition of more than 30
organizations representing more than a million members
throughout the country, bipartisan majorities in the House and
Senate urged emergency supplemental funding to restore the cut.
We were certainly disappointed when the administration and
congressional leadership agreed to include more than $670
million in emergency funds for foreign law enforcement agencies
around the world, but nothing for Byrne JAG. I am hopeful that
Congress will remedy this oversight by ensuring that program in
one of its Federal funding packages.
While the Byrne JAG program is indispensable, I share the
Subcommittee's concern over the program's measurement. OJP
needs to act, but we don't want to see the administration or
Congress throw the baby out with the bathwater. Proposing a
system of grant review and approval, basically on a scoring
system subject to the bias of a few individuals, is a poor
substitute for accountability. It doesn't measure the real
impact that these programs have in their communities.
Two years ago I approached OJP and suggested they develop
performance measures for Byrne-funded task forces. BJA took our
suggestion and commissioned a study to develop performance
measurement possibilities. The report was provided to BJA;
however, no action was taken. Whether it was OMB or other
components of the administration that prevented it, this
valuable tool never saw the light of day. And as a result, JAG
has continued to go unmeasured.
Some have suggested that horrific events like those that
occurred in Tulia, Texas and other places demonstrate that
Byrne JAG is not working and that law enforcement across the
country is abusing Federal assistance. What happened in Tulia
was shameful. However, it was not representative of Byrne-
funded task forces. If anything, Tulia demonstrates the urgency
of ensuring that training and performance management be
instituted as soon as possible.
In addition to performance measures and training,
information sharing is critical to successful task force
management. The regional information sharing system, RISS, is
indispensable. It allows officers to deconflict case
information and maintain a culture of collaboration while
protecting privacy and civil liberties.
In OJP's global justice initiative, it has developed the
much-needed policies and guidelines critical to creating a
robust information-sharing environment that will support
intelligence-led policing. The Center for Task Force Training
is a BJA-funded program that provides training for task force
managers to help them understand safe and effective practices.
Tragedies like Tulia can be avoided if this training, which
emphasizes a culture of integrity, risk management, and safety
during enforcement operations, is well funded and widely
available throughout the country.
I would suggest that OJP consider taking three actions with
regard to the Byrne JAG program. The first is to commit to
developing a performance measurement system and ensure that BJA
has the resources necessary for that system. The second, to
ensure that BJA works with stakeholders to develop realistic
measures. And finally, to ensure that training and information-
sharing are available to everyone as part of the Byrne JAG
strategy.
I want to thank you for inviting me to testify today. And
Chairman Scott, I want to thank you, Ranking Member Gohmert,
full Committee Chair Mr. Conyers, and certainly Congressman
Johnson for all the efforts that you have led to support Byrne
reauthorization and refunding of the Byrne program.
Thank you.
[The prepared statement of Mr. Brooks follows:]
Prepared Statement of Ronald E. Brooks
Mr. Scott. Thank you.
Ms. Leary?
STATEMENT OF MARY LOU LEARY, EXECUTIVE DIRECTOR, NATIONAL
CENTER FOR VICTIMS OF CRIME, WASHINGTON, DC
Ms. Leary. Thank you, sir. Thank you very much.
Good morning, Chairman Scott, Ranking Member Gohmert,
Members of the Subcommittee.
I am Mary Lou Leary, the executive director of the National
Center for Victims of Crime. That is a national non-profit
organization that has, for almost 25 years now, worked to
secure rights and resources to victims of crime or types of
crime across this country. We do this through advocacy, direct
services, technical assistance and training, and public
outreach from public education.
I am here today to try to lend some understanding to how
grant funding through the Office of Victims of Crime at OJP
benefits crime victims nationwide. OVC was established to
enhance America's response to crime victims, to enhance
assistance to crime victims. And people across the country, and
people in this field, look to OVC to play a leadership role in
changing attitudes, changing policies, changing practices--to
promote justice and healing for crime victims.
One of OVC's functions in this regard is to administer
formula grants for crime victim compensation and victim
assistance under the Victims of Crime Act fund, better known as
the VOCA fund. That is made up of criminal fines that are
collected from Federal offenders.
I can tell you, these funds are the lifeblood of victim
assistance across this country. They fund criminal justice
agencies, as well as non-profit organizations that serve almost
four million victims every single year. It is absolutely
critical to maintain services to victims in America.
We want to recognize the Members of this Subcommittee who
have really worked so hard over the years to make sure that
VOCA funds continue to be available for victim compensation and
assistance.
The other primary role of OVC is in discretionary grant-
making, where I will focus my remarks today. You know there is
a statutory formula by which OVC gets a percentage of the VOCA
distribution every year for discretionary grants. And these
grants should be combined where they can service the field with
information about promising practices. They should be fostering
learning and collaboration among a host of organizations.
This year, unfortunately, there was a combination of
circumstances that resulted in VOCA funds being reduced to a
level that was lower than what Congress had intended. More than
$30 million was diverted for management and administration
costs within OJP. And additional money was taken from VOCA to
fund the management and administration of--the setup,
actually--of the Department of Justice's Office of Audit,
Assessment and Management, a new office.
So these two reductions cut that funding by one-third in
2008, and it reduced the formula grants also that States rely
on to help crime victims. I understand that this issue will be
addressed in the 2009 legislation, and we are glad to hear
that.
Let me share with you just a few of the highlights of the
National Center for Victims of Crime's experience and work as
an OVC grantee. OVC funding over the last 20 years and the
number of grants to the National Center have helped us to bring
victim advocates and professionals from a whole variety of
fields together so that we can find new ways to address
pressing challenges that face victims and those who serve
victims.
One example of this kind of project is one called ``Focus
on the Future: A Systems Approach to Prosecution and Victim
Assistance.'' In the early 1990's, prosecutors were facing a
real challenge in implementing crime victims' rights statutes
that had been passed. I was a prosecutor at that time, and I
can tell you it was not an easy thing to figure out how to take
on all the proposed provisions and do it right.
And the National Center stepped up to the plate and
collaborated with Mothers Against Drunk Driving, American
Prosecutors Research Institute, and others to develop training,
assistance--and it really led the way to coordinate on victims'
issues and victims' services among a whole host of criminal
justice agencies and community groups. And today, if you walk
into any prosecutor's office in this country, you will almost
always see that victims' services are now an integral part of
prosecutor offices.
OVC funding enabled us to do similar work in the
corrections system. There was virtually no activity within the
corrections field regarding victims' services. You would have
parole hearings, people didn't get notified, there weren't
victim impact statements allowed--they didn't really have a
notion of, ``Hey, maybe we share in this responsibility, too.
Maybe we should be doing something about victims' services
through the correction services.''
So the National Center collaborated with a whole group of
national and California state criminal justice agencies to
develop a whole protocol and program for correction to
integrate victims' services into their work. And today, just
about every State corrections system has a victims' services
component, and we are very proud of that.
We are always looking for new ways to address emerging
challenges, to help policy makers and legislators address the
need for victims and particularly, in order to foster systemic
change, we work with OVC funding to help them write laws that
will benefit victims. And one of our most recent projects is
called VictimLaw, and I would encourage any and all of you and
your staff to use VictimLaw. It is a very user-friendly
database created by the National Center. It includes all local,
Federal and tribal laws that have anything to do with victim
rights.
And if you are in a State legislature and you want to know,
``what kind of a law should I draft in order to cover these new
technology tools that are using to victimize people? I would
like to know what they are doing in other places that worked,
and I would like to know what kind of challenges have been
brought to those laws.'' You can use VictimLaw to accomplish
that and to create policies and to craft laws that will
actually do the job in your community.
So we are very grateful to OVC for funding and for
leadership on initiatives like this, initiatives like serving
the needs of special populations and under-served populations,
folks with disabilities, teenagers, elderly, et cetera.
So I hope, in conclusion, that--you can read my testimony
and see more of the kinds of examples of what OVC grant-making
can accomplish to lend some light to the broad impact that
targeted discretionary funding can have in terms of improving
our response to victims. And I will say, crime victims in this
country deserve nothing less than top-level leadership from OVC
and from the Department of Justice.
Thank you.
[The prepared statement of Ms. Leary follows:]
Prepared Statement of Mary Lou Leary
Mr. Scott. Thank you. Thank you, Ms. Leary.
Mr. Marone?
STATEMENT OF PETER MARONE, CHAIRMAN OF THE CONSORTIUM OF
FORENSIC SCIENCE ORGANIZATIONS, RICHMOND, VA
Mr. Marone. Thank you, Mr. Chairman, Ranking Member
Gohmert.
It is certainly a pleasure to be here before you today. I
testify not as a director of the Department of Forensic Science
in Virginia, but as chairman of the Consortium of Forensic
Science Organizations. The CFSO was founded in 2000 and
represents members of the forensic science community, which are
comprised of the American Academy of Forensic Scientists, the
American Society of Crime Laboratory Directors, the
International Association for Identification, National
Association of Medical Examiners, the American Society of Crime
Laboratory Directors--Laboratory Accreditation Board, and
Forensic Quality Services. Our goal is to educate the public
and policy makers on the truth of how the forensic community
works and what our needs and requirements are.
But I would like to bring to your attention today two
things: First, the lack of funding that the forensic community
is receiving in disciplines other than DNA, and second, the
problems that our labs are working under with restrictions in
funding and turn-around expectations.
Our community has clearly grown to a technological
revolution that has been singularly focused. While the use of
forensic science dates back nearly 100 years in the U.S., our
community has not prospered from the benefit of many of the
technological advancements except in the discipline of DNA,
primarily due to the lack of funding and visibility, as well as
the newness and the impact of that particular science.
As I stated, there are numerous examinations our labs
perform, such as processing of controlled substances, firearms
and tool marks, latent prints, trace evidence, toxicology and
computer science crimes, just to name a few. In fact, these
disciplines have a larger backlog and we receive more of these
types of cases than we do with DNA cases.
According to the 2005 Bureau of Justice statistics report
which was released in 2008, our country's 389 State and local
crime labs received 2.7 million cases in 2005 and ended that
year with a backlog of 435,879 versus 252,810 at the beginning
of the year. Of that backlog, the largest number was not DNA.
DNA was the third largest backlog discipline and the fourth
largest discipline in case receptions.
Some of that can be attributed to the fact that with the
increased visibility of this particular since, we received DNA
samples on an increased number of crimes, such as touch
evidence on packaging of drugs and firearms. That is why DNA is
higher than it has been. It is increasing.
To provide perspective, the median number of forensic
requests each laboratory received in 2005--and I wanted to
qualify that by saying the median number laboratories will go
in size from a laboratory of--our Richmond laboratory is 150
examiners. We have got a lot of laboratories with two and
three-person examiners.
So a median is not necessarily a true number of what the
output is or the reception is for any particular laboratory.
But the median number for that group were 2,716 for controlled
substances. I get that much in a month. For toxicology, 909 for
latent prints, 358 for biology screening, 337 for DNA analysis,
and 257 for firearms and tool marks.
Now, this is going to differ--the numbers of these in the
different sections is going to differ from laboratory to
laboratory, depending on what the reception is. Our backlog
numbers show similar relative statistics. Controlled substances
remains the largest for the median backlog, accounting for 51
percent of the backlog of the cases, with latent fingerprint
identification 16 percent, and as Chairman Scott noted himself,
DNA being 9 percent.
Yet the funding we receive from the government to process
these cases--I am talking Federal Government--consistently
remained at 100 percent funding for DNA requested by the
Department of Justice. Fortunately Congress, particularly the
U.S. Senate, funded the Paul Coverdell Act, which allows crime
labs the flexibility to apply funds where they have the most
need.
However, that need has never been funded fully by Congress
more than $20 million a year, and that has never been requested
by the Department of Justice in their budget.
Mr. Chairman, we support the funding of DNA initiatives and
have been very excited by the continued advances in this
particular science. But we can't support it to the exclusion of
all the other disciplines. We are not saying get rid of the
DNA, or put DNA for the other disciplines. We need additional
funding for those other disciplines.
There are still many crimes that do not have DNA involved,
and those victims also deserve to have their cases done on a
priority basis. Solving crimes means more than solving cases
with DNA. We need to address all the disciplines of forensic
science. On the many occasions that we have discussed this with
the Department of Justice, we have heard responses ranging from
``there is no data to support your claims''--and to their
defense, when you look at the publications, the 2002 census was
published in 2005, the 2005 census was published in 2008--or
that only DNA had the political support.
As a result, our association requested a commission to
examine needs and requirements of all the disciplines. We are
very pleased that the Senate Appropriations Committee asked the
National Academy of Science to conduct this study. We eagerly
await its release and findings later this year--probably the
beginning of next year. We hope that this Committee will take
that study and work toward comprehensive forensic legislation
that gives us resources to complete the processing of all
untested evidence on a priority basis.
However, with the dawn of DNA, we have seen a revolution
occur that has changed the way we had to work at potentially
all the cases. Realistic expectations from both the judicial
system, the attorneys, and the juries expecting capabilities
that just aren't there. Some call it the CSI effect, if you
will. A lot of people really think that we can do things in 47
minutes. In point of fact, the turn-around time in many
instances takes days or weeks.
I can give you one particular example in toxicology. It is
very simple with a one-drug application, an individual maybe
has an overdose of a particular drug, or DUI. But there are a
lot of instances where an individual--it is unfortunate that we
have this term--we are looking at a drugstore, where the
individual may have dozens of drugs. And they have to spend
time, first looking for those drugs, maybe identifying all of
them, and then having to quantitate them to find out if there
is a therapeutic level, an overdose, or what have you.
And so this is not something that can be done in a moment's
notice. They are sequential in how you have to apply them. It
takes personnel, financial resources, and an environment that
permits an understanding of what we face and what our
requirements are to ensure timely processing of evidence. Not
all labs have the same capabilities, and not all of the numbers
and types of cases each month. However, we are seeing our
funding having onerous restrictions placed on them that some
labs don't even apply for them.
Quite often, requirements and solicitations for DNA funding
changes annually, which requires laboratories to reprioritize
their case approach to comply with the requirements. Now, I
will say that this has changed in the last year, where they
have become a little less specific, giving the laboratories the
ability to adjust their protocols less and actually apply for
more of those grants.
Requirements for the Bloodsworth Act were such that even
the few agencies which did apply were told they didn't meet the
requirements. The requirements were later changed, but with a
delay of almost a year. And you heard Mr. Sedgwick announce
that those Bloodsworth grants were just recently awarded.
Mr. Chairman, we would like to work with this Committee to
shape the funding from Congress so that it is representative of
the needs of laboratories and not reflective of what the
perceived needs are from the outside influences.
I thank you for your time, and I will answer your
questions.
[The prepared statement of Mr. Marone follows:]
Prepared Statement of Peter Marone
Mr. Chairman and Members of the Committee, thank you for inviting
me to testify before your Committee today. I testify today not as the
Crime Lab Director for the Commonwealth of Virginia but as the Chairman
of the Consortium of Forensic Science Organizations. The CFSO was
founded in 2000 and represents members of the forensic science
community which are comprised of the American Academy of Forensic
Sciences, The American Society of Crime Laboratory Directors, the
International Association for Identification, the National Association
of Medical Examiners, the American Society of Crime Laboratory
Directors/Laboratory Accreditation Board, and Forensic Quality
Services. Our goal is to educate the public and policy-makers on the
truth of how the forensic community works and what our needs and
requirements are.
What I'd like to bring to your attention today are two things.
First the lack of funding that we are receiving in disciplines other
than DNA and second, the problems that our labs are working under with
increased restrictions on our funding and unrealistic turnaround
expectations.
Our community has clearly gone through a technology revolution but
it has been singularly focused. While the use of forensic science dates
back nearly 100 years in the U.S., our community has not prospered from
the benefit of many of the technological advancements, except in the
discipline of DNA, primarily due to lack of funding and visibility as
well as the ``newness'' and impact of the science. As I stated earlier,
there are numerous examinations that our labs perform such as the
processing of controlled substances, firearms and toolmarks, latent
prints, trace evidence, toxicology, and computer crimes to name a few.
In fact, these disciplines have a larger backlog and we receive more of
these types of cases than we do cases with DNA.
According to the 2005 Bureau of Justice Statistics Report, which
was released in 2008, our country's 389 State and Local crime labs
received 2.7 million cases in 2005 and ended the year with a backlog of
435,879 cases versus 252,810 at the beginning of the year. Of that
backlog the largest number was not DNA. DNA was our third largest
backlogged discipline and fourth largest discipline in case receptions.
Some of that can be attributed to the fact that with the increased
visibility of this science we have received DNA samples on an increased
number of crimes, such as touch evidence on packaging of drug evidence
and firearms. To provide perspective, the median number of forensic
requests each lab received in 2005 were 2,716 for controlled substance,
1,234 for toxicology, 909 for latent print, 358 for Biology screening,
337 for DNA analysis, and 257 for firearms and toolmarks. Our backlog
numbers showed similar relative statistics. The controlled substances
discipline was the largest with a median backlog accounting for 51% of
our backlog, with latent print identification being 16% and DNA
analysis being 9%.
Yet the funding we have received from the government to process
these cases has consistently remained at 100% for DNA requested by the
Department of Justice. Fortunately, Congress, particularly the US
Senate, has funded the Paul Coverdell Act which allows the Crime Labs
the flexibility to apply the funds where they have the most need.
However, that has never been funded by the Congress for more than $20
million a year and has never been requested by the Department of
Justice in their budget.
Mr. Chairman, we support the funding of the DNA initiatives and
have been very excited by the continued advances in the science, but we
cannot support this to the exclusion of the other disciplines. There
are still many crimes that do not have DNA involved and those victims
also deserve to have their cases be a priority. Solving crimes means
more than solving cases with DNA. We need to address all of the
disciplines of forensic science. On the many occasions that we have
discussed this with the Department of Justice we have heard responses
ranging from ``there is no data to support your claims of backlog in
other disciplines'', to, ``only DNA has political support''. As a
result, our association requested a Commission to examine the needs and
requirement of all the disciplines. We were very pleased when the
Senate Appropriations Committee asked the National Academy of Sciences
to conduct this study and we eagerly await its release and findings
later this year. We hope that this Committee will take that study and
work toward comprehensive forensic legislation that give us resources
to complete the processing of all untested evidence a priority.
However, with the dawn of DNA, we have also seen a revolution occur
and it has changed the way we can solve and potentially prevent crimes.
BUT what has come with that are unrealistic expectations from the
public and the government as to what our capacity and capabilities are
and ever changing rules put upon us by the policy makers. We have found
ourselves in a situation of increased visibility due to the dawn of
popular television series, like CSI. Many expect that we can have a
turn-around of a case in the hour it takes for CSI to air their show.
In fact, it can take us from days to weeks, depending on the number of
samples and the types of examinations to process evidence. But it takes
personnel, financial resources, and an environment that permits an
understanding of what we face and what our requirements are to ensure
timely processing of evidence. Not all labs have the same capabilities
and the number and types of cases vary each month. However, we are
seeing our funding having such onerous restrictions placed on them that
some labs do not even apply. Quite often, requirements in solicitations
for DNA funding change annually which require laboratories to
reprioritize their case approach to comply with the requirements.
Requirements for the Bloodsworth Act were such that even the few
agencies which applied were told they did not meet the requirements.
These were later changed, but with a delay of almost a year. Mr.
Chairman, we would like to work with this Committee to shape the
funding from Congress so that it is representative of the needs of the
laboratories and not reflective of what the perceived needs are from
outside influences.
Again, I thank you for inviting me to speak and I look forward to
your questions.
Mr. Scott. Thank you.
And Mr. Sullivan?
STATEMENT OF CHARLIE SULLIVAN, NATIONAL CURE, WASHINGTON, DC
Mr. Sullivan. Mr. Chairman, Congressman Gohmert.
CURE began in Texas in 1972, and we started with the bus
service for families to the State prison in East Texas--so we
are very familiar with Texas. Then we were a State
organization. We became a national organization in 1985. Back
then I attended meetings of the--in the 1970's in Texas in the
State criminal justice planning agency, which was funded by
then the Law Enforcement Assistance Administration.
As you know, LEAA was the forerunner of the Office of
Justice Programs. At these Texas meetings, I pointed out that
LEAA funding neglected rehabilitation. Even LEAA nationally
recognized this omission by creating a new grant funding
section called Part E.
And I remember--and I think, Mr. Gohmert, you probably knew
our district attorney, Henry Wade, of Dallas County actually
defended this Part E on rehabilitation to me 30, 35 years ago.
But 30 years later, I still feel that its successor, OJP,
places too little emphasis in supporting evidence-based adult
corrections. I think in 35 years--we are a prison reform group
that works with families of prisoners, former prisoners--we
have never received a call from OJC to do a research project.
And let me explain further. From 1996 until 2001, almost $3
billion was given by the Bureau of Justice Assistance of OJP to
States to build or expand prisons and jails. And this was the
result of a Democratic administration and a Democratic Congress
passing the Violent Offender Incarceration and Truth in
Sentencing incentive program in the crime bill of 1994.
Half of the funding was formula grant. But a condition of
the other half was that States were encouraged to abolish
parole. And I feel a strong case can be made that this program
is one of the reasons why the United States, with only 5
percent of the world's population now has 25 percent of the
people in prison in the world.
Also, by removing the flexibility of parole, violent
offenders would actually be released earlier under this no-
parole policy. Neither during the crime bill debate nor in the
6-year implementation of this massive prison building program
did I see much information communicated to Congress by OJC
regarding how this would dramatically increase our national
incarceration rate.
In my opinion, OJC basically went along to get along. Only
after the intense criticism by a few members of both parties in
Congress did this prison grant program open up the funds to
alternatives and other correctional needs. But by then,
however, the damage had been done. Many States were willing to
build prisons even if they were not needed, and OJC knew this
was wrong, and sadly, they kept quiet.
This prison grant program came about when the Democrats
controlled the executive and Congress. In the same way, the
recently passed Adam Walsh Act also became law when the White
House and leadership on Capitol Hill were of the same party.
But this time, it was in Republican hands. And similar to what
happened a dozen years earlier in the crime bill, the Adam
Walsh Act, in my opinion, can be characterized as the political
tail wagging the policy dog.
Basically, the Act perpetuates three myths. One: the
recidivism rate for sex offenders is high. In fact, a study by
OJC's Bureau of Justice Statistics shows that recidivism rates
for sex offenses are among the lowest of all types of crimes.
The lowest, I think, is murder.
Most sex offenses are committed by strangers. Again, a BJS
report states that most sex offenses occur in families, and a
2000 study points out that 93 percent of victims of child
sexual abuse knew the perpetrator.
Three: treatment does not work. On the contrary, national
respected programs, like Dr. Fred Berlin's in Baltimore, have a
success rate of near 90 percent. And I have visited that
program. Although there are token mentions of treatment in the
act, the SMART office created in OJP by the bill doesn't even
include treatment, rehabilitation, or even management in its
acronym.
Like the prison grant program, there will probably be an
amelioration down the road on the Adam Walsh Act. In the
meantime, however, the country is spending precious resources,
and many people--especially the young--will have already been
ruined for life by having criminal records that are based on
sin, not crime. Not committing crime, but sin.
In both these examples, OJ's staff knew these policy
decisions were wrong. But no one spoke up. I suspect that was
because of staff allegiance to those who hired or appointed
them. Thus, firstly, I would suggest that there be a bipartisan
leadership at the top of OJP similar to the Federal
Communications Commission or the Equal Economic Opportunity
Commission, EEOC or FCC.
In fact, LEAA, back when it was in the 1970's, had a
bipartisan structure. Although this will not completely
eliminate politics from OJP decisions, it will go a long way
toward reducing the extremism that occurred in the prison grant
program and is going on now in the Adam Walsh Act.
In addition, there must be an independent advisory
committee that is also bipartisan and reaches out to grassroots
organizations like ours. Most groups like ours--and there are
many, based on the Second Chance Coalition--have no idea what
OJP is and what it is doing with its $2.4 billion budget.
Secondly, I would recommend that before we rush to
judgment, a new policy on a national scale, we should pilot the
program. The program should have an appraisal conducted by an
impartial party which must not in any way have a conflict of
interest. That means--to me this is very important--absolute
prohibition on receiving any money from OJP in the future or
even in the past.
In summary: I strongly recommend bipartisanship in decision
making; an advisory committee where liberal and conservative
organizations provide advice that is taken seriously; and the
creation of robust pilot programs. If this is done, I think
that the Office of Justice Programs will substantially improve
its most important evidence-based crime reduction policies, and
be in a much better position to communicate objective
information--not subjective, but objective information to
legislative and executive decision makers.
Thank you, Mr. Chairman.
[The prepared statement of Mr. Sullivan follows:]
Prepared Statement of Charles Sullivan
For the past 35 years I have co-directed a grassroots criminal
justice reform organization, Citizens United for Rehabilitation of
Errants or CURE. CURE's members are families of people in prison,
people in prison, people formerly in prison and other concerned
individuals.
When CURE began in Texas in the 70s, I attended meetings of the
Texas state criminal justice planning agency which was funded by the
Law Enforcement Assistance Administration (LEAA). As you know, LEAA was
the forerunner of the Office of Justice Programs.
When I had the opportunity to testify at these Texas meetings, I
always pointed out that LEAA funding neglected rehabilitation. Even
LEAA nationally recognized this omission by creating a new grant
funding section called Part E. I remember then the well-known Dallas
County prosecutor Henry Wade pointed this out to me at a hearing. This
Part E in LEAA funding helped somewhat. But, 30 years later, I still
believe that its successor, OJP, places too little emphasis in
supporting evidenced-based adult corrections.
politics must be removed from policy-making
Let me explain. In 1985, CURE expanded to a national organization
and we moved to Washington. Since being here, I have been extremely
upset by the politics within OJP in regard to two major initiatives.
These are The Truth in Sentencing Prison Grants and the Adam Walsh Act.
I believe that policy initiatives of this sort occur when members
of Congress are near elections and a sure vote-getter is being
perceived as ``hard on crime''. Another contributing factor is that the
OJP does not encourage the involvement of grassroots or nonprofit
agencies. At least in our case, we tried but we had no input with the
sponsors during the congressional debate on both theses landmark bills.
parole was abolished and prisons became pork
From 1996 until 2001, almost three billion dollars was given by the
Bureau of Justice Assistance of OJP to states to build or expand
prisons and jails. This was the result of a Democratic Administration
and Democratic Congress passing the Violent Offender Incarceration and
Truth-in-Sentencing Incentive Program in the Crime Bill of 1994.
Half of the funding was formula grants but a condition of the other
half was that states were encouraged to abolish parole. A strong case
can be made that this program is one of the reasons why the United
States with only 5% of the world's population now has 25% of the people
in prison in the world. Also, by removing the flexibility of parole,
violent offenders would actually be released earlier under this new no-
parole system.
Neither during the Crime Bill debate nor in the six-year
implementation of this massive prison building program, did I see much
information communicated to Congress by OJP regarding how this would
dramatically increase our national incarceration rate.
In my opinion, OJP basically went along to get along! Only after
intense criticism by a few members of both parties in Congress did this
prison grant program open up the funds to alternatives and other
correctional needs. By then, however, the damage had been done! Many
states were willing to build prisons even if they were not needed and
OJP knew this was wrong. Sadly, they kept quiet.
adam walsh act: using a sledgehammer when a hammer is needed
The VOI/TIS grant program came about when the Democrats controlled
the executive and Congress. In the same way, the recently passed Adam
Walsh Act (AWA) also became law when the White House and leadership on
Capitol Hill were of the same party. But this time. it was in
Republican hands. And similar to what happened a dozen years earlier in
the Crime Bill, AWA, in my opinion, can be characterized as the
political tail wagging the policy dog.
Basically, AWA perpetuates three myths 1) The recidivism rate for
sex offenders is high. In fact, a study by OJP's Bureau of Justice
Statistics shows that recidivism rates for sex offenses are among the
lowest of all types of crimes.
2) Most sex offenses are committed by strangers. Again, a BJS
report states that most sex offenses occur in families and a 2000 study
points out that 93% of victims of child sexual abuse knew the
perpetrator.
3) Treatment does not work. On the contrary, nationally respected
programs like Dr. Fred Berlin's in Baltimore have a success rate of
near 90%. Although there are token mentions of treatment in AWA, the
SMART Office created in OJP by AWA doesn't even include treatment,
rehabilitation or management in its acronym.
OJP again failed to communicate this most important information in
the AWA debate in Congress and now in its implementation of the Act.
Because of these failures and because of the violation of civil
liberties, AWA has been described as falling apart at its seams. Daily
we read about the courts ruling against it.
Like the prison grant program, there will probably be an
amelioration down the road. In the meantime, the country is spending
precious resources and many people, especially the young, will have
already been ruined for life by having criminal records based on sin
not crime.
solution 1: bipartisan leadership and advisory committee
In both these examples, OJP staff knew these policy decisions were
wrong. But, no one spoke up. I suspect that was because of staff
allegiance to those who hired or appointed them. I would suggest that
there be bipartisan leadership at the top of OJP similar to the Federal
Communications Commission or the Equal Economic Opportunity Commission.
In fact, LEAA had a bipartisan structure. Although this will not
completely eliminate politics from OJP decisions, it will go a long way
toward reducing the extremism that occurred in the prison grant program
and is going on now in the Adam Walsh Act.
In addition, there must be an independent advisory committee that
is also bipartisan. In my opinion, the Reporting of Deaths in Custody
legislation is a model of what OJP can do. This bill has always had
strong bipartisan leadership. Staff of the Bureau of Justice
Statistics, which implements this reporting bill, has met with myself
and even made a presentation at a national CURE convention.
In effect, they have reached out to a grassroots organization like
us and I can say we have a real partnership. This is somewhat true too
with a few past and present staffers of the National Institute of
Justice, the research arm of OJP. But, being on a first name basis with
OJP is an exception not the rule. Thus, most organizations like ours
have no idea what OJP is and what it is doing with its 3 billion dollar
budget.
solution 2: utilize pilot programs
Criminal justice policy is much more complicated than many people
realize. It tends to be an emotion-charged subject involving millions
of unique people, millions of unique crimes, and thousands of unique
communities. Many communities are fiscally strapped.
It seems obvious to me that, before we rush to implement a new
policy on a national scale, we should pilot the program. Any pilot
should begin with clear expectations and should include an appraisal of
problems and successes conducted by an impartial party which must not
in any way have a conflict of interest. This means an absolute
prohibition on receiving any money from OJP in the future or in the
past. In my opinion, this did not happen before Congress passed the
Truth in Sentencing Prison Grant Program in '94 nor in the Adam Walsh
Act two years ago.
In summary, I strongly recommend bipartisanship in decision-making,
an advisory committee where liberal and conservative organizations
provide advice that is taken seriously, and the creation of robust
pilot programs. If this is done, I think that the Office of Justice
Programs will substantially improve its most important evidence-based
crime-reduction policies and be in a much better position to
communicate objective information to legislative and executive
decision-makers.
Mr. Scott. Thank you, Mr. Sullivan.
We have votes pending, so I will recognize the gentleman
from Texas. We have a few minutes we can ask questions.
Mr. Gohmert. Ms. Leary, how many States, if you know, have
a victims' fund which is funded by fees by defendants that have
to pay into the fund and/or State budgets financing as well?
Ms. Leary. Well, VOCA, the Federal, is completely comprised
of fines from criminal offenders on the Federal level.
Mr. Gohmert. Right, but on the State level, do you happen
to know how many States have that same type of program?
Ms. Leary. I know that Texas has one.
Mr. Gohmert. I know that.
Ms. Leary. You know, we will get the information for you
about other States----
Mr. Gohmert. I would be curious about that.
Ms. Leary [continuing]. That have about that, yes.
Mr. Gohmert. I do like to help States and people that are
willing to help themselves.
Ms. Leary. Sure.
Mr. Gohmert. Also, Mr. Sullivan, you have mentioned that
you never got a call for one of those studies. Has CURE applied
for grants?
Mr. Sullivan. We are an advocacy organization; we are not a
service. We don't get into it--that is where we can be
objective.
Mr. Gohmert. Oh, okay. Thank you.
Let's see.
Let me ask Mr. Marone. You know, we have had hearings on
the DNA backlogs and had a lot of testimony over that issue.
And we passed the Debbie Smith Bill to help address the
problem. One of the concerns I have had is that it seems some
labs are very efficient, do a terrific job, and have worked
like crazy to reduce their backlogs. I am concerned that some
that are not as efficient, don't do as good a job, don't have
as good a work product, are the ones that end up screaming they
need more money than anybody else because they have got the
bigger backlog.
Do you know of anything presently that may deal with that
issue to try to encourage better efficiency and less
inefficiency in the award of those type of grants?
Mr. Marone. Well, one of the things we have to do is
determine what the actual backlog is. I know a number of issues
with laboratories is, someone will ask the question, how many
cases are backlogged? And that is really not the number that
the lab made. They ask the police department. They may have a
particular number, and they are giving anything that is in the
inventory, when in point of fact some of those cases might be
cases that are there, but----
Mr. Gohmert. Our time is limited, but if you could. I
understand the problems with getting to a number. I am just
talking about the process that may encourage inefficiency and
discourage efficiency.
Mr. Marone. Well, certainly one of the big-ticket items as
far as--from an increase in productivity standpoint, is not
just throwing more people at it. What some laboratories do is
they just add more people to do the same operation, and that
then spirals to more equipment, meaning more space, meaning
everything.
Mr. Gohmert. Well, the laboratories----
Mr. Marone. What we really need to do is move to robotics
and that type of application, where you can actually have the
same number of people doing more work.
Mr. Gohmert. But I guess what I am really asking from you
would take more time if it is done right. Would you mind
submitting suggestions in writing to this Committee----
Mr. Marone. Absolutely.
Mr. Gohmert [continuing]. On ways that we could encourage
more efficiency by the awarding of grants and discourage less
efficiency.
Mr. Marone. Sure.
Mr. Gohmert. If you wouldn't mind, because of your
specialty, that would be a huge help.
Mr. Marone. Absolutely.
Mr. Gohmert. Thank you.
Mr. Scott. The gentleman yields back, and we just have a
couple of minutes before we have to leave.
So let me ask Mr. Marone. As chairman of the Consortium of
Forensic Science Organizations, do you have a recommended level
of funding or what we could do?
Mr. Marone. Mr. Scott, I remember you asked me that
question before. And the answer is, I don't have a particular
number. What we need to do is, we need to assess actually what
the numbers are, what the requirements are. As I said before,
we need to really get a good number as to what we are talking
about.
We need to ask the right question when we are asking for
those surveys as to what is a case, what is a sample.
Laboratories don't use that same terminology, and that is part
of the problem.
Mr. Scott. And Mr. Sullivan, you mentioned the abolition of
parole. Has there been a study to ascertain whether or not that
has reduced crime or not?
Mr. Sullivan. Mr. Scott, I looked for that on the web. And
basically what I saw evaluating the entire prison grant program
were in-house studies promoting it. I never saw any study that
actually looked at the prison grant program, whether abolishing
parole, did this help in general?
We, like I say, placed $3 billion into it, but it was all
either promoting it, saying that it has worked and what it has
been, but nothing really objective. And that would certainly
seem to me would be one of the things OJP would have contracted
out and making sure they don't give it to someone who is
getting money from this.
Mr. Scott. Well, as you have heard, we have to get to the
floor just about immediately. So I would like to thank the
witnesses for their testimony. Members undoubtedly will have
additional questions in writing which we will forward to you
and ask that you answer as promptly as you can so that your
answers may be made part of the record.
Without objection, the hearing record will remain open for
1 week for the submission of additional materials.
And without objection, the Subcommittee stands adjourned.
[Whereupon, at 1:48 p.m., the Subcommittee was adjourned.]
A P P E N D I X
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Material Submitted for the Hearing Record
Prepared Statement of the Honorable Sheila Jackson Lee, a
Representative in Congress from the State of Texas, and Member,
Subcommittee on the Constitution, Civil Rights, and Civil Liberties
Thank you, Mr. Chairman, for convening this oversight hearing on
Department of Justice Office of Justice Programs (OJP). I look forward
to hearing from and questioning Acting Assistant Attorney General
Jeffrey Sedgewick of OJP regarding OJP and its component's missions,
accomplishments, and its challenges. I also look forward to hearing
testimony and questions our witnesses from organizations that represent
the interests of OJP's customers and will provide their assessment of
OJP's accomplishments and challenges.
This hearing will examine the mission of OJP. The mission of OJP is
to increase public safety and improve the fair administration of
justice across America through innovative leadership and programs. The
agency seeks to accomplish its mission by providing and coordinating
information, research and development, statistics, training, and
support to help the justice community, meet its public safety goals,
and embrace local decision-making, while encouraging local innovation
through national policy leadership. OJP implements is methods through
the specific missions of its constituent organizations including, among
others, the Bureau of Justice Assistance, the Bureau of Justice
Statistics, the National Institute of Justice, the Office of Victims of
Crime and the Office of Juvenile Justice and Delinquency Prevention.
OJP serves a crucial role in supporting the Nation's criminal
justice systems and as such its programs affect eth quality of life for
all Americans. OJP's successes are many. However, OJP has also incurred
a number of controversies, which the subcommittee will explore by
examining testimony about programs its administers. The following
sections detail the areas of OJP responsibility where the Subcommittee
would like to concentrate.
I look forward to hearing from the many representatives from the
Bureau of Justice Assistance; the National Institute of Justice; the
Office of Juvenile Justice and Delinquency Prevention.
The Bureau of Justice Assistance provides leadership and assistance
to local criminal justice programs that improve and reinforce the
nation's criminal justice system. BJA's goals are to reduce and prevent
crime, violence, and drug abuse and to improve the way in which the
criminal justice system functions.
To accomplish its goals, BJA administers numerous grant programs
intended to support the nation's criminal justice systems. Many of
these programs have enjoyed success with little controversy such as the
Public Safety Officers' Benefits Program, which provides death
benefits, educational opportunities and other assistance to survivors
of fallen law enforcement officers, firefighters, and other first
responders. There are programs that have also had serious setbacks, we
will explore those programs in this hearing. Some of those will include
Byrne-JAG and other grants. Byrne-JAG is important because it has
experienced serious cutbacks. There have been serious backlogs and
problems with DNA samples.
The National Institute of Justice is the research, development, and
evaluation agency of the Department of Justice and is dedicated to
researching crime control and justice issues. The Subcommittee will
question NIJ officials about the number of criminal justice issues that
the agency has researched and evaluated. In addition, the Subcommittee
will discuss as to NIJ's plans for researching future issues.
Forensic Science is one of NIJ's most important research and
funding areas. It has been affected give the President's cuts on DNA
and because of changes to programs like the Debbie Smith Act.
The Office of Juvenile Justice and Delinquency Prevention provides
national leadership, coordination, and resources to prevent and respond
to juvenile delinquency and victimization. It's mission is to support
states and communities in their efforts to develop and implement
effective and coordinated prevention and intervention programs. Also,
its mission is to improve the juvenile justice system so that it
protects public safety, holds offenders accountable, and provides
treatment and rehabilitative services tailored to the needs of
juveniles and their families.
Thank you, Mr. Chairman. I welcome today's witnesses. I yield back
the balance of my time.
Prepared Statement of Sue Else, President, National Network to End
Domestic Violence (NNEDV)
Chairman Scott and Ranking Member Gohmert and members of the
Subcommittee, thank you for the opportunity to submit written testimony
for this hearing on the oversight of the Office of Justice Programs. We
are grateful to the subcommittee for your leadership and your ongoing
work to improve the safety and well-being of our nation.
The National Network to End Domestic Violence (NNEDV) is a
membership and advocacy organization representing the 54 state and U.S.
territory domestic violence coalitions. NNEDV is the voice of these
coalitions, their more than 2,000 local domestic violence member
programs, and the millions of domestic violence survivors who turn to
them for services.
The Victims of Crime Act (VOCA) fund state victim assistance grants
are a key source of funding for programs that directly assist crime
victims, including crisis intervention, assistance with the criminal
justice process, safety planning, counseling, support, court
accompaniment, and much more. Domestic violence, sexual assault, and
general victim services programs all have pressing needs to expand
their outreach and service components. Some 4,400 agencies rely on
continued VOCA funding to serve over 4 million victims a year.
In a recent survey, over 99% of domestic violence service providers
indicated that VOCA funds were a ``very important'' source of
funding.\1\ When the FY 2008 Budget cut $35 million from the VOCA Fund,
our member programs were understandably shocked and very distraught.
They knew that this cut would have a devastating impact on domestic
violence service providers, who serve victims and their children who
are often fleeing from life-threatening violence.
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\1\ VOCA Funding Survey. (2008). National Center for Victims of
Crime. http://www.nnedv.org/docs/Policy/VOCA_SurveyResults.pdf
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According to the survey, as a result of the VOCA cuts, over 58% of
victim service providers said they would serve fewer victims and over
46% said they would provide fewer services. A clear message from the
survey was that funding cuts would have an immediate and significant
impact.
Even before the VOCA cuts, domestic violence service providers were
already hampered by a lack of funding and resources. The National
Census of Domestic Violence Services found that in one 24-hour time
period domestic violence programs across the nation served over 53,200
women, men and children. Unfortunately, due to a lack of resources,
7,707 requests for services were unmet during that same day.\2\ Funding
cuts widen the gap caused by an increased demand for services and
declining resources.
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\2\ Domestic Violence Counts 07: A 24-hour census of domestic
violence shelters and services across the United States. (2008)
National Network to End Domestic Violence.
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These devastating funding cuts were exacerbated by the delay in
distributing the VOCA state victim assistance grants. While waiting for
VOCA assistance grants to be distributed in June, over 86% of states
surveyed indicated that their VOCA funding was in a serious, very
serious, or dire situation because of the delay.
Victim service providers serve vulnerable victims with very limited
resources. Waiting with uncertainty for an essential and significant
funding stream cripples programs' planning processes, jeopardizes staff
positions, and, most importantly, endangers victims who rely upon
services in times of crisis.
As a coalition of domestic violence advocates and service
providers, we know that the services provided by our member programs
are critical and life-saving. As the demand for services continues to
increase, victim service providers struggle to meet the needs of all
the victims who come forward for help. The VOCA state victim assistance
grants are essential for victim service providers to keep their doors
open and provide services to victims in crisis. Therefore, we urge
Congress to continually provide oversight to ensure that the VOCA state
victim assistance grants are distributed in a timely manner.