[House Hearing, 105 Congress]
[From the U.S. Government Publishing Office]
IMPLEMENTATION OF THE INTERETHNIC ADOPTION AMENDMENTS
=======================================================================
HEARING
before the
SUBCOMMITTEE ON HUMAN RESOURCES
of the
COMMITTEE ON WAYS AND MEANS
HOUSE OF REPRESENTATIVES
ONE HUNDRED FIFTH CONGRESS
SECOND SESSION
__________
SEPTEMBER 15, 1998
__________
Serial No. 105-111
__________
Printed for the use of the Committee on Ways and Means
U.S. GOVERNMENT PRINTING OFFICE
63-768 CC WASHINGTON : 2000
COMMITTEE ON WAYS AND MEANS
BILL ARCHER, Texas, Chairman
PHILIP M. CRANE, Illinois CHARLES B. RANGEL, New York
BILL THOMAS, California FORTNEY PETE STARK, California
E. CLAY SHAW, Jr., Florida ROBERT T. MATSUI, California
NANCY L. JOHNSON, Connecticut BARBARA B. KENNELLY, Connecticut
JIM BUNNING, Kentucky WILLIAM J. COYNE, Pennsylvania
AMO HOUGHTON, New York SANDER M. LEVIN, Michigan
WALLY HERGER, California BENJAMIN L. CARDIN, Maryland
JIM McCRERY, Louisiana JIM McDERMOTT, Washington
DAVE CAMP, Michigan GERALD D. KLECZKA, Wisconsin
JIM RAMSTAD, Minnesota JOHN LEWIS, Georgia
JIM NUSSLE, Iowa RICHARD E. NEAL, Massachusetts
SAM JOHNSON, Texas MICHAEL R. McNULTY, New York
JENNIFER DUNN, Washington WILLIAM J. JEFFERSON, Louisiana
MAC COLLINS, Georgia JOHN S. TANNER, Tennessee
ROB PORTMAN, Ohio XAVIER BECERRA, California
PHILIP S. ENGLISH, Pennsylvania KAREN L. THURMAN, Florida
JOHN ENSIGN, Nevada
JON CHRISTENSEN, Nebraska
WES WATKINS, Oklahoma
J.D. HAYWORTH, Arizona
JERRY WELLER, Illinois
KENNY HULSHOF, Missouri
A.L. Singleton, Chief of Staff
Janice Mays, Minority Chief Counsel
------
Subcommittee on Human Resources
E. CLAY SHAW, Jr., Florida, Chairman
DAVE CAMP, Michigan SANDER M. LEVIN, Michigan
JIM McCRERY, Louisiana FORTNEY PETE STARK, California
MAC COLLINS, Georgia ROBERT T. MATSUI, California
PHILIP S. ENGLISH, Pennsylvania WILLIAM J. COYNE, Pennsylvania
JOHN ENSIGN, Nevada WILLIAM J. JEFFERSON, Louisiana
J.D. HAYWORTH, Arizona
WES WATKINS, Oklahoma
Pursuant to clause 2(e)(4) of Rule XI of the Rules of the House, public
hearing records of the Committee on Ways and Means are also published
in electronic form. The printed hearing record remains the official
version. Because electronic submissions are used to prepare both
printed and electronic versions of the hearing record, the process of
converting between various electronic formats may introduce
unintentional errors or omissions. Such occurrences are inherent in the
current publication process and should diminish as the process is
further refined.
C O N T E N T S
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Page
Advisory of September 8, 1998, announcing the hearing............ 2
WITNESSES
U.S. Department of Health and Human Services, Hon. Olivia A.
Golden, Ph.D., Assistant Secretary, Administration for Children
and Families................................................... 14
U.S. General Accounting Office, Mark V. Nadel, Ph.D., Associate
Director, Income Security Issues, Health, Education, and Human
Services Division.............................................. 39
------
Bartholet, Elizabeth, Harvard Law School......................... 107
Barth, Richard P., University of North Carolina.................. 70
Kennedy, Randall, Harvard Law School............................. 81
Metzenbaum, Hon. Howard.......................................... 34
Murphy, Patrick T., Cook County, Illinois, Public Guardian....... 116
National Council for Adoption, William L. Pierce................. 144
North American Council on Adoptable Children, Joe Kroll.......... 92
Simon, Rita J., American University.............................. 48
SUBMISSIONS FOR THE RECORD
American Public Human Services Association, Betsey Rosenbaum,
statement...................................................... 163
Child Welfare League of America, Inc., National Council of Latino
Executives, New York, NY, Elba Montalvo, statement and
attachment..................................................... 169
Illinois Department of Children and Family Services, statement... 179
Institute for Black Parenting, Inglewood, CA, Zena Oglesby, Jr.,
statement...................................................... 185
IMPLEMENTATION OF THE INTERETHNIC ADOPTION AMENDMENTS
----------
TUESDAY, SEPTEMBER 15, 1998
House of Representatives,
Committee on Ways and Means,
Subcommittee on Human Resources,
Washington, DC.
The Subcommittee met, pursuant to notice, at 10:55 a.m., in
room B318, Rayburn House Office Building, Hon. E. Clay Shaw,
Jr. (Chairman of the Subcommittee) presiding.
[The advisory announcing the hearing follows:]
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Chairman Shaw. As we go into the hearing this morning, I
would like to state the intention of the Chair. The intention
of the Chair is to attempt to conclude this hearing by about 20
after 12:00. If I fail in doing so, I will simply recess until
approximately 1:30 or 1:45. The purpose of that is that there
is a meeting that the Republican Members here are required to
go to, but I hope that we can conclude the meeting.
I will ask all of the witnesses to summarize their
testimony as best they can. I will strictly adhere to the five
minute rule. I don't want my instructions to in any way
minimize the importance of this hearing as it is something that
the committee worked on very hard in a bipartisan manner with
regard to a very important subject.
Our goal in this hearing is straight forward: We aim to
find out if the provisions of the 1996 Interethnic Placement
legislation are being aggressively implemented. We want to know
if the State laws and administrative guidance are consistent
with the 1996 statute, whether States are actually putting into
practice the policies that should be reflected in their
statutes and administrative documents and whether the
Department of Health and Human Services is doing everything
possible to implement this law.
Finally, although this issue may be a bit premature, we
want to know whether there is concrete evidence that the
barriers to interethnic adoption are actually falling. There is
no more important evidence on this goal than data on the
comparative lengths of time white, black, and Hispanic children
wait to be adopted. There still seems to be some lingering
confusion about the meaning of the law we passed in 1996. Thus,
I want to reiterate for the record that the statute is actually
quite clear: As a general principle of foster care and adoption
placements, considerations of race, color, and national origin
are now illegal. There is a very slight--and I emphasize very
slight--exception to this prohibition. The exception is that in
a particular individual case, race, color and national origin
can be considered if there is a compelling Government interest.
The only compelling Government interest is that race or color
matching would be in the best interests of the child. This is a
very strict test and can be met in only exceptional cases. In
its 1997 administrative memorandum on this provision, HHS
listed only one situation in which race matching was clearly
justifiable--in the adoption of an older child who stated a
clear preference for the same race parents.
I might say the underlying provision here is to get these
kids out of foster care, where you have loving families that
are anxious to bring them into their families. Thus, regardless
of one's views about race or color matching, the law says it is
illegal. So we are here to promote full and vigorous
implementation of the law.
Before we turn to our witnesses, I want to make one
additional point. Minority children spend far too long in
foster care. We have very good data on this point, some of
which will be reviewed by our distinguished witnesses today. In
fact, Professor Barth says that in his studies it shows that
black children in California stay in foster care up to four
times longer than white kids. This is a tragedy and a travesty.
I have long been committed to attacking this problem of unequal
treatment of minority children in State custody, and after
reading today's testimony I am even more strongly committed to
doing everything I can to shorten their stay in foster care.
Can anyone here imagine a worse fate for a little toddler
than to be confined to foster care for four or five years and
during that time to live in three or four different families?
Particularly when you know that there are families out there
that are anxiously awaiting to adopt kids just exactly like
them. But there is something I don't understand. Where are the
Nation's powerful and normally vociferous children's advocates
on this particular issue? I want advocates to take this
challenge seriously. We should be condemning anyone who
supports race matching and spending a substantial part of your
time and money fighting those who would keep these children in
foster care.
In my opinion, there is no clearer or more important issue
on the Nation's social policy agenda than fighting to ensure
that children, including minority children, have the privilege
of being adopted.
[The opening statement and attachment follow:]
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Chairman Shaw.
Mr. Levin.
Mr. Levin. Thank you, Mr. Chairman. As you mentioned, we
have some time constraints here. On your side you'll have to be
gone after 12:20, I think you said. We have and I have some
scheduling problems on legislative matters after that. So for
the sake of saving time, let me just enter my statement in the
record and simply say that I hope we'll have a good discussion
here today. There are differing points of view, but I don't see
the need for us to have any kind of an adversarial atmosphere
here.
I think the goal here is very common. I think we all share
it. There may be differing perspectives as to how to reach it,
but there surely is a common bond here. I hope we can proceed
with that spirit. I ask that my full statement be entered into
the record.
Chairman Shaw. Without objection.
[The opening statement follows:]
[GRAPHIC] [TIFF OMITTED]63768A.009
Chairman Shaw. I appreciate that. I concur in your
statement.
As our first witness, from the U.S. Department of Health
and Human Services, a friend of this committee, Dr. Olivia
Golden, who is Assistant Secretary of the Administration for
Children and Families.
Dr. Golden, welcome.
STATEMENT OF HON. OLIVIA A. GOLDEN, PH.D., ASSISTANT SECRETARY,
ADMINISTRATION FOR CHILDREN AND FAMILIES, U.S. DEPARTMENT OF
HEALTH AND HUMAN SERVICES
Ms. Golden. Thank you. In the interest of time, my long
statement is in the record. I'll read a brief one.
Chairman Shaw. All of the statements without objection,
full statements, will be placed into the record. Thank you.
Ms. Golden. Mr. Chairman and members of the subcommittee, I
am pleased to appear before you to discuss the implementation
and enforcement of the Multiethnic Placement Act of 1994 as
amended by the Interethnic Placement provisions of 1996. I am
joined today by David Garrison, Acting Director of the Office
for Civil Rights, and Dr. Carol W. Williams, Associate
Commissioner for the Children's Bureau.
We are proud that this administration has been able to work
with the Congress and with important leadership in this
committee to pass critical adoption and foster care
legislation. Working together we have enacted laws that make
the health and safety of children our first consideration. We
have put in place a legal framework that encourages timely
decision making in the adoption and foster care systems. We
have begun to tear down the many barriers to adoption,
including race-based discrimination that stands in the way of
placing children in permanent homes. We are firmly dedicated to
eradicating race-based discrimination.
While the important work of implementing the Multiethnic
Placement Act continues, a great deal has changed since its
enactment in 1994. For example, when the Multiethnic Placement
Act was enacted, 29 States and the District of Columbia had
laws or policies that allowed race-based discrimination in
foster care and adoption placements. Today as a result of that
legislation and cooperative work with this department, States
have moved away from these race-based decisions, meaning that a
child no longer needs to go through additional months of
waiting while workers seek a family of the same race when a
family of a different race is ready and able to adopt.
Twenty-nine compliance reviews have been conducted by the
Office for Civil Rights, OCR, since August 1996. For example,
as a result of one review conducted in five counties in
Florida, discriminatory practices found in one county are being
corrected. Children in Florida are now being placed in homes
within their county of residence more frequently and the time
children wait for placement has been shortened.
Technical assistance provided to at least 40 States has
resulted in the revision of countless regulations, policies,
and training curricula that guide the work of child welfare
professionals and has prompted the retraining of many public
and private agency workers. The Secretary has personally
written to all 50 governors urging their leadership in these
critical endeavors. She has emphasized that we need their
assistance in moving forward with the complex and important
next phase of implementation, gaining full compliance with the
provisions of these laws by individual social workers,
volunteers, and supervisors who make key decisions affecting
the placement of specific children.
As these four examples demonstrate, we have made important
strides. But there is much that remains to be done. The average
age of the 110,000 children who are in foster care and waiting
to be adopted is between seven and eight years old. Their
average length of stay in foster care is almost four years. We
simply cannot ask these children to wait even a moment longer
than necessary to enjoy the love and care of a family. This is
why we must continue our work to end, in practice as well as in
policy, discrimination that causes children to remain in the
impermanence of foster care. This will require not only our
ongoing commitment at the Federal level, but leadership and
dedication on the part of State and local officials with direct
responsibility for the administration of child welfare programs
across this country.
Now I am pleased to provide a more detailed overview of the
department's multi-pronged strategy to implement the
Multiethnic Placement Act and interethnic provisions. My
written testimony provides much more detail on these
strategies. First, I would like to address policy guidance.
Within six weeks of the passage of the Multiethnic Placement
Act in 1994, the department issued an information memorandum
summarizing the new law and transmitting a copy of its text.
This was followed several months later with the publication of
guidance in the Federal Register. Consistent with the Supreme
Court's Adarand decision and with the Chairman's summary in the
opening, our guidance restricted consideration of race to
exceptional case-specific circumstances only, a very strict
interpretation of the law.
The department also issued guidance to the States on the
act's requirements relating to diligent recruitment. Beginning
in October, 1995, States were required to amend their title IV-
B child and family services plans to address the steps they
will take to recruit perspective foster and adoptive families
who reflect the racial and ethnic diversity of children needing
placements.
When the Interethnic Placement provisions were enacted in
August 1996, the department reviewed the new law's impact on
the ongoing efforts to prevent race or ethnicity-based delays
or denials of placements. It was determined that while the
changes were significant, the basic issues of State law and
policy had been addressed in the department's initial review.
The 1996 provisions affirmed the department's strict
interpretation and clarified Congress's intent to eliminate
completely delays in placement where they were in any way
avoidable. Basic information about the 1996 Interethnic
Placement provisions was transmitted to the States in November
1996, and more detailed guidance in June of 1997.
In addition, I am pleased to announce today that a notice
of proposed rulemaking on child welfare monitoring that further
implements the financial penalty provisions of the 1996
Interethnic Placement law will be published in the Federal
Register this coming Friday, September 18.
The second key area of our implementation strategy has been
providing effective training and technical assistance. For
example, in Illinois and Missouri, the department has alerted
State officials proactively to provisions of new laws or bills
that contain provisions in violation of the Multiethnic
Placement Act and Interethnic Placement provisions. As a
result, these statutes have been corrected or repealed.
The third part of our implementation strategy, is
conducting monitoring and compliance reviews. The Department of
Health and Human Services has developed three procedures for
monitoring compliance with the Multiethnic Placement Act.
First, ACF's child and family services review includes the
State's self assessment, followed by an on-site ACF review,
including interviews and examination of case records. If ACF's
review suggests potential non-compliance with MEPA, OCR will be
notified so a more in-depth investigation can be undertaken.
Second, the OCR investigates complaints by individuals who
believe they have been victims of discrimination. Third, OCR
also conducts periodic compliance reviews, reviews of the
policies and practices of recipients of HHS funds to determine
whether they are in compliance with the law.
We have accomplished much in the past few years. Building
on these actions, our work in the coming years must focus on
collaboration with States and others to change frontline
practice. This work will be challenging, but it is tremendously
important if we are to give the thousands of children awaiting
adoptive homes a chance to begin new lives as part of a new
family.
Thank you for the opportunity to testify before the
subcommittee. I would be pleased to answer any questions you
may have.
[The prepared statement follows:]
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Chairman Shaw. Thank you, Dr. Golden.
Mr. Camp.
Mr. Camp. Thank you, Mr. Chairman.
Good to see you, Dr. Golden. I particularly was struck by
your testimony which said that you wanted to end discrimination
which allows children to languish in foster care. We worked
very hard together on the Adoption and Safe Families Act, which
was about that.
But one of the major innovations in the 1996 legislation
was the imposition of stiff financial penalties on any State
that violated the prohibition on race matching. I understand
from your testimony no penalties have been issued against any
States since 1996. Is that correct?
Ms. Golden. What we have done is forced changes in the
activities of States. The Congress in laying out the penalty
process included a corrective action period in the title IV-E
penalty process. The civil rights penalty process also includes
corrective action. So our first step is to make change happen.
That is what we have done. We have not gotten to the penalty
aspect because we haven't had resistance to making the changes.
Mr. Camp. Has there been any warning of penalty or
threatening of penalty?
Ms. Golden. I don't think there have been formal actions,
formal letters. Certainly one of the things that leads people
to comply is that they know it is against the law and that
there are penalties. But so far as I know, there haven't been
any formal letters.
Mr. Camp. In February of this year, the Boston Globe on
February 25th published an editorial suggesting that Rhode
Island violated the intent of Federal law by delaying the
adoption of a four year old boy because of racial
considerations. According to the article, which without
objection I would like to place in the record of this hearing.
Chairman Shaw. Without objection.
[The information follows:]
[GRAPHIC] [TIFF OMITTED]63768A.018
Mr. Camp. The boy was removed from a mother who was drug-
plagued. I will quote. ``His drug-plagued mother, when the
child was 18 months old, for three years he had been in the
care of a single foster family who has been trying to adopt
him. Once the parental rights were terminated and the child was
freed for adoption, it appears that a second cousin stepped
forward to adopt and the case is currently still unresolved.''
I wondered if you were aware of this particular case. It
has gotten some note in the press. When cases like this come
forward, does HHS go out and try to investigate the State's
potential abuse of Federal law in this situation?
Ms. Golden. I can tell you a little bit about that case and
then perhaps the broader issues. The Office for Civil Rights
did in fact investigate a complaint in that case and did not in
that specific case find a violation. As you know, there was a
set of issues where this State was attempting to identify the
appropriate placement for a child. My understanding is that the
State has in fact supported the foster family's petition to
adopt and it's currently before the courts.
Broadly, I think what I----
Mr. Camp. Is this one of the cases where you have asked for
corrective action or has your department opened a file in this
matter?
Ms. Golden. My memory of that case is that that's a case
where the Office for Civil Rights in their complaint
investigation did not find practices that involved looking at
race. You have noted that there were allegations, but that in
fact when they investigated, they did not find such practices.
But you have raised an important issue. It does sometimes
happen that OCR will look at a particular case and they will
see practices that are wrong. In that case, they will
absolutely require corrective action. In my long testimony I
describe a case in Michigan in which a private agency took
action to dismiss individual employees in addition to agreeing
to a change in practice.
So I think you are right to note that when we look at a
particular complaint, it is very important for us not only to
look at that one situation, but to identify practices that
could be corrected.
Mr. Camp. There is another situation. Judge Mason in
Maryland ordered a white woman who had been caring for a two-
year old black child whose sibling was murdered by the
biological mother to return the child to the mother. According
to the Washington Post, which wrote an editorial on this on
January 3 of this year, one reason for the judge's decision was
that the foster mother was white while the biological mother is
African-American. In other words, the judge used race-matching
as one of the justifications for removing the child from a home
where he had lived since he was four months old and return the
child to a mother who had murdered another child, a sibling,
which was one of the issues we addressed in our legislation.
So if the judge said that race-matching was one of the
criteria, in your opinion would that have been legal under the
1996 Interethnic provision? I would also ask has the department
taken any action against the State of Maryland, either by
opening a file or beginning a corrective action as you
described, or any other action?
Ms. Golden. Well, I think you are referring to the case
that the press has been summarizing as the Pixley case?
Mr. Camp. Yes.
Ms. Golden. Yes. Obviously, as you know because we have
worked so much together, I really share your concerns both
about safety and about permanence. The newspaper coverage has
certainly suggested a lot of troubling questions in that case.
In terms of jurisdiction, the MEPA legislation as amended
in 1996 covers entities that receive money from the Federal
Government, for example, a State, or an agency that gets
dollars from the Federal Government to engage in foster care or
adoption placements. There actually wasn't such an entity
involved in this case. There was an informal arrangement
between the mother and the person who cared for the child. So
from our look at it, it doesn't appear that there is
jurisdiction.
Mr. Camp. All right. I see my time is almost up. Thank you,
Dr. Golden.
Chairman Shaw. Mr. Levin.
Mr. Levin. I thank you, Mr. Chairman. Let me just ask you
if you would, and welcome, to just indicate what the agency is
doing in cooperation with States to help move children,
especially minority children, into permanent adoptive status.
So just tell us quickly what is going on here?
Ms. Golden. I am glad you asked that question because I
think there is a great deal going on. Congressman Camp and I
were just talking a little bit about how central that goal is,
and it's one that of course we worked with the committee on in
the Adoption and Safe Families Act.
I would say that there's a whole array of things going on.
The enforcement of MEPA and the Interethnic Placement
provisions are a piece of that. One important thing is that
States are moving to comply with the MEPA policy provisions and
they are passing State legislation to comply with the
provisions in the Adoption and Safe Families Act that speed up
adoption and enable children to move more quickly through the
system. For example, States are dealing with provisions
relating to the termination of parental rights.
A second area where we have been working a lot with States
on just shifting the focus to adoption. One of the things that
used to happen, and that the Adoption and Safe Families Act
makes clear is not appropriate, is that children would languish
in temporary settings because nobody was thinking about the
fact that a return home might not be safe. Consequently, no
action was taken for several years. So we have been working a
lot on how you go about planning, contingent planning, finding
placements for the children. We have been working on numbers.
We have been working with the States on baseline numbers for
the adoption incentives provisions. We are expecting that soon
we will be able to come back to you and tell you how much
adoption has increased for special needs children and, in
particular, for minority children.
Then the MEPA enforcement has been an important part. As my
testimony noted, about 29 States used to have discriminatory
policies; they don't now. We have also been doing a lot on
technical assistance, such as conferences in the States. Our
National Resource Center on Legal and Court Issues has been
providing materials. We have been working on recruitment. We
have been trying to provide technical assistance in that area.
I guess just one last thing to mention, because it's really
important in all adoptions and comes up especially in
transracial ones, we have also been working on an issue I hear
a lot from adoptive families, which is support for families
after the legal adoption. Finally, we have been trying to hold
States accountable because they are the ones with the key
operational responsibility in all these areas.
Mr. Levin. Let me ask you, later Professor Kennedy is going
to testify. He refers to a department memorandum. There may be
several here because I also have a document from the GAO and
your responses. But he says that in the department memorandum,
I'm not quite sure, I don't think that's the GAO response
itself. But anyway, he says the department writes and quotes
that adoption agencies must consider all factors that may
contribute to a good placement decision for a child. That may
affect whether a particular placement is in the best interest
of the child. Then three dots, so there's something in between.
Then it goes on, ``In some instances, it is conceivable that
for a particular child race, color, or national origin would be
such a factor.'' Then it goes on to say that this statement
flies in the face of Congress's decision to remove race, color,
national origin from the menu of possible items that the agency
may lawfully take into account.
Do you want to comment on that?
Ms. Golden. Sure. Let me comment in part again by noting
that I think Chairman Shaw gave a good overview of just what
our guidance says at the beginning, which is that our guidance
is clear and I think consistent with the law and the
Constitution. As GAO notes, our interpretation was seen as very
strict until Congress in 1996 made the change to confirm that
that was the accurate interpretation.
What our guidance says is that there can be no delay or
denial of placement based on race, that there can be no
discrimination, and that there can be no routine consideration
of race. You can't ever have it as something that you routinely
look at in all circumstances. What you can do, because the best
interests of the child govern placement, you should never make
a placement that is against a child's best interest, is that
there can be narrow particular examples where race is a factor.
As the Chairman noted, our guidance makes clear that we expect
those to be infrequent, where considering race in some way
would be necessary to a placement that's in the best interest
of the child.
I think if you read the guidance and our technical
assistance and our work with States, it is clear that that's a
narrow exception and that our message is that there can be no
discrimination, no delay or denial, and no routine
consideration of race.
I think, just to go back to what you said at the beginning
about our shared perspective on this, I think there is just
very broad agreement that there is such urgency to moving
children into homes that will be good for them, that we just
can't afford to miss the opportunity to use any families that
are ready to provide a loving home to a child.
Mr. Levin. Thank you.
Chairman Shaw. I have just a couple of questions. Dr.
Golden, first of all I want to say I am very pleased to hear
that your regulations are going to be unveiled this Friday. I
look forward to being able to review them.
Ms. Golden. Thank you.
Chairman Shaw. Secondly, have we seen the effect of this
legislation taking hold across the country and in terms of how
long particularly minority kids are kept in foster care?
Ms. Golden. That is a good question. I think what I would
say is we only have bits of information now. We will have more
in the future. I think what we have seen so far is changes in
practice. We have seen some individual jurisdictions that have
been keeping track. I think my testimony noted in fact in some
counties in Florida where they changed practices and are noting
more children being placed closer to home and shorter waiting
times. So there are individual scattered examples.
In terms of overall data, we now have, and again it's
something that's thanks to a lot of historical commitment from
this committee, we now have for the first time very solid
national adoption and foster care data. So we have baseline
information from that, but we don't really have trend data yet
because we are really just at the point where we see what
States, you know sort of see from all States really good
adoption and foster care data. We will have that trend data
over time.
Chairman Shaw. Well I would hope that by the end of the
next Congress that we should have that information available.
Assuming I remain chairman of this committee, I would intend to
call a hearing just to review strictly the results of what has
happened.
Do any of the other Members seek recognition?
Mr. English. Mr. Chairman, I don't have a question, but I
would like to yield my time to Mr. Camp.
Mr. Camp. Thank you. Dr. Golden, I would just like to ask
if it's your belief or your understanding that Federal law bans
categorical discrimination on the basis of race, color or
national origin in the placing of children in foster or
adoptive homes.
Ms. Golden. Yes. I mean I'm not sure, categorical
discrimination meaning discrimination?
Mr. Camp. Yes.
Ms. Golden. Yes.
Mr. Camp. Do you think the following policy statement is
consistent with current law that in the adoption and foster
care process, children of black ancestry must receive as a
priority placement with black families? Is that consistent or
inconsistent with current?
Ms. Golden. To my knowledge that sounds like the kind of
statement that we would tell people was not in compliance if it
had priority or preference in it. Is there something we need to
do in the way of action?
Mr. Camp. Yes. Well one of my concerns is with grantees of
the department that are receiving taxpayer funds. That
statement was found just last week on the Web site of the North
American Council on Adoptable Children. They are a current
grantee of HHS, which would indicate to me that they have not
gotten the message as to what current law is. I wondered if
there was a process for informing them and also what maybe the
process was for choosing those grantees because of this
particular problem.
Ms. Golden. Well I think you'll certainly have a chance to
explore some of those issues, particularly with the witness
representing them. We definitely engage in conversations and
technical assistance whenever such an issue comes up. The law
applies to organizations that are using the resources for
adoptive and foster care placements.
Mr. Camp. Certainly you would agree that Federal Government
or taxpayer funding of an organization that advocated that
policy would be a problem?
Ms. Golden. Since I don't know the full story of the
situation, it sounds as though we need to look at it and come
back to you.
Mr. Camp. The other concern I have----
Chairman Shaw. If I might, if you'd yield for just a
second.
Mr. Camp. Yes, I'd be happy to.
Chairman Shaw. I would ask that you submit for the record
your finding in that regard.
Ms. Golden. Okay.
Mr. Camp. I am also concerned about another Web page, the
National Adoption Information Clearinghouse, which is part of
HHS. Also in its Web page refers to the 1994 law in kind of a
passing reference but has no reference to the 1996 provisions.
I am concerned about HHS's ability to fulfill its mandate
without providing the kind of guidance and technical assistance
to the States to implement those provisions.
So I am concerned about the fact that in an appropriate
place there is no reference to the legal appropriate practices
regarding adoption and racial----
Ms. Golden. I'll check. My understanding was that our
guidance and information memorandum on the 1996 legislation as
well as 1994 were up, not only on our Web site and on the OCR
Web site, which they are up on, but were also on that Web site.
But it sounds as though you have checked and haven't found
them, so we need to go back and find out if it's a computer
thing or what the issue is.
Mr. Camp. If you could follow up on that I would appreciate
it.
Thank you, Mr. Chairman.
Chairman Shaw. Thank you. If none of the other Members are
seeking recognition, we thank you for being here. We would ask
that any Members that have any questions that they wish to
submit to the secretary do so, and we would ask that you submit
answers in writing that will become part of the minutes of this
hearing.
Ms. Golden. Thank you very much.
[Questions submitted to Ms. Golden, and her responses,
follow:]
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hairman Shaw. It's a pleasure to have you with us.
Our next panel includes an old friend of this subcommittee,
Senator Howard Metzenbaum. Also, Mark Nadel is a Ph.D.,
Associate Director of Income Security Issues, Health,
Education, and Human Services Division of the U.S. General
Accounting Office; Rita Simon, Dr. Rita Simon, a professor at
American University in Washington, D.C; Dr. Richard Barth, a
professor at the University of North Carolina in Chapel Hill
(who I believe that Dr. Haskins probably had a hand in because
he's getting from the University of North Carolina); Professor
Randall Kennedy from Harvard Law School, Cambridge,
Massachusetts; and Joe Kroll, who is executive director of the
North American Council on Adoptable Children, St. Paul,
Minnesota.
I would say to all the witnesses we have your full
testimony which will be made a part of the record of this
hearing.
Senator Metzenbaum, you are unique in many ways, but you
are most known to me as the only Senator that I have ever known
that came back to undo his own legislation saying it's been
misinterpreted, get rid of it, change it, and let's get on with
getting kids out of foster care. Also, I know that you are a
part-time resident of my congressional district. It is my
pleasure to welcome you back to this committee.
Senator Metzenbaum.
Mr. Camp. Mr. Chairman, before we begin, if I could just
express my gratitude for Senator Metzenbaum's work in this
whole area of adoption.
It's been a pleasure to work with you. I appreciate the
valuable insight you have given this committee and also look
forward to your testimony. Thank you.
Thank you, Mr. Chairman.
Mr. Camp. Senator.
STATEMENT OF HON. HOWARD METZENBAUM, A FORMER SENATOR FROM THE
STATE OF OHIO
Senator Metzenbaum. Let me say thank you for your comments.
Let me also say I am everlastingly grateful to the chairman of
this committee, to the ranking member of this committee and to
all the other members of this committee for taking an interest
in this subject, because I must confess that I don't know of
any area of Government in connection with which I have been
more frustrated than this one.
In 1994, I thought I had achieved the objective by passing
the Multiethnic Placement Act. I have probably been the author
of maybe 30 pieces of legislation that have gone through the
Congress. This was the only one that bore my name, the
Metzenbaum Multi-Ethnic Placement Act. You came along two years
later and repealed that act with my support. I came here and
testified in support of that repeal. I was grateful to you for
your leadership and for moving forward in order to really make
the law work, to tighten it up and make it effective. So I
thought that we had made the grade.
The fact is, the law is there, but HHS isn't there. HHS has
dawdled and doodled and sent out pieces of paper to the various
State governments. But when it comes to enforcing the law, it
hasn't been enforced. There hasn't been one State that's been
called on the carpet for violating the law. The reality is I
believe that almost every State is violating the law. Although
I don't have evidence of that as a fact, but all the
indications, the case in Rhode Island, the cases in Washington,
the cases in other places in this country, certainly suggest
it. I have a tremendous sense of frustration. I am so grateful
that this committee has seen fit to conduct this hearing.
Now the GAO asked HHS some questions. They sent out a list
of about nine pages of questions. Carol Williams, who I think
is the deputy director, replied. The first question: may public
agencies allow adoptive parents to specify the race, color,
national origin, ethnicity, or culture of children whom they
are willing to adopt? A pretty simple question. The answer is
no, they may not. But not as far as HHS is concerned. They took
61 lines of gobbledygook, plain gobbledygook in order to answer
that question. All those answers were phrased to limit the
law's applicability.
There's no member of the cabinet for whom I have more
respect than Donna Shalala, but the reality is that this law
isn't being enforced and those kids are still sitting out there
in foster homes and some in orphan homes and aren't being
adopted by parents who want to adopt them.
There's another question that was answered. In a manner
contrary to law, HHS told the GAO that any consideration of
race or ethnicity must be done in the context of individualized
decisions. Well of course. That would always be considered and
that's where the discrimination always occurs. There hasn't
been one action, not one letter to any governor or to any State
agency saying that ``you are in violation'' or ``it appears
that you are in violation and your Federal funding is
threatened as a consequence thereof.'' HHS has sat back. Some
of the people at HHS don't believe in the law. There are too
many of them, I'm afraid. I am afraid too many of them are
impacting upon the enforcement of this law.
Now the GAO has pointed out they are making continued
mailings to the States. That's good, fine. But until you rap
the knuckles, until you say ``unless you shape up we are going
to hold back two percent or three percent or five percent of
your Federal funding from HHS,'' you are not going to get
effective enforcement. You may have all the nice speeches that
you want, the lady who just preceded me, made a nice speech,
but the children are still sitting out there, not being
adopted.
The social workers continue to discriminate, while the kids
remain in foster homes and in public institutions. The problem
lies at the doorstep of HHS. Now the reality is that in this
particular instance, you couldn't have had better support from
the top of the administration. The President made a speech
before my law was ever enacted. I think it was to a group of
Black Baptist ministers in Florida indicating his strong
support for the thrust of MOPA. But HHS does not do anything
about it.
Parade Magazine just had a big article called For the Love
of Family, pointing out four families where there were multi-
racial adoptions. There was a small two-inch box in the article
which said that for more information, write the National
Council for Adoption. That small box which brought forth well
over 10,000 responses, over 10 percent of which reported
problems in attempting to adopt transracially.
Mr. Chairman, your efforts in this regard are much
appreciated. To HHS I say, ``you are failing to enforce the
law.'' You should be ashamed. You ought to hang your head in
shame because it's those little kids out there, those black
kids are not getting the benefit of the legislation that you
and I authored.
To the social workers who are failing to follow the law, I
say to them ``you are a disgrace to your profession'' because
you are more concerned about this whole question of race and
stuff than you are concerned about the children for whom you
ought to have the real concern.
To this committee I want to conclude by saying thanks for
your leadership in amending the law and thanks for holding this
hearing. You are a ray of sunshine in a governmental process
loaded against thousands of black children much in need of a
loving parental relationship. Thank you.
[The prepared statement follows:]
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Chairman Shaw. Thank you, Senator.
Dr. Nadel.
STATEMENT OF MARK V. NADEL, PH.D., ASSOCIATE DIRECTOR, INCOME
SECURITY ISSUES, HEALTH, EDUCATION, AND HUMAN SERVICES
DIVISION, U.S. GENERAL ACCOUNTING OFFICE
Mr. Nadel. Mr. Chairman and members of the subcommittee, I
am pleased to be here today to discuss the findings in our
report which has been released today on the implementation of
the Multiethnic Placement Act of 1994 and the 1996 legislation.
This morning I will summarize our findings regarding the
implementation of the 1994 act and regarding the implementation
of the 1996 amendment, and finally, what remains to be done to
better assure effective implementation.
Our work examined implementation efforts by HHS and by the
State of California in two of its counties, Alameda and San
Diego. In implementing the 1994 act, HHS recognized that
restricting racial placement decisions would require
significant changes of child welfare agencies, and the
department launched a major effort to provide policy guidance
and technical assistance on the 1994 act. Between enactment and
the effective date of the act, HHS provided the States with
written guidance and technical assistance, which included
training and a review of State policy and law to assure that
States that were not in conformance completed corrective
actions as the assistant secretary discussed.
In terms of what came later, it is important to note that
some States believe that HHS's guidance regarding the use of
race was more restrictive than was required in the original
Metzenbaum Act. California also began implementation efforts
promptly. It provided counties with information on the Federal
law, made necessary changes to State law, and worked on
implementation with the association of county welfare
directors.
Turning now to the implementation of the 1996 amendment, we
found that HHS was slower to revise its policy guidance and
provided less help to the States than was the case after the
1994 act. For example, it took three months to notify States of
a change in Federal law even though the change was effective
immediately. HHS provided policy guidance and some technical
assistance, but not as much as previously. For example, it did
not repeat the outreach and training to State officials, nor at
the time of our review had it updated the monograph that it had
issued on implementation of the 1994 act.
I have talked about differences between 1994 and 1996, but
there were some needed actions that HHS did not take either
time. Although the department provided policy guidance, it did
not provide a key step necessary to successful implementation--
practical guidance on changes in social work needed to make
casework practice consistent with the act. It was not until May
of 1998 when GAO voiced the concerns we had picked up from
county officials and caseworkers that the department issued
guidance in the form of our questions and their answers. This
guidance clarified, for example, that public agencies cannot
use race to differentiate between otherwise acceptable foster
care placements, even if such a consideration does not delay
placement.
Our work on California's efforts to implement the 1996
amendment indicated that the State also has been slow to
undertake important activities. Although California began its
efforts by notifying its counties of the 1996 amendment, it has
not made the statutory or regulatory changes necessary for
implementation.
Officials at all levels of Government face three challenges
as they continue to implement the amended act. The first
challenge is for agencies to continue to change longstanding
social work practices and the beliefs of some caseworkers.
While some social workers told us that they welcomed the
removal of race matching in Federal law, which they believe
will make placement easier, the belief that race or cultural
heritage is central to a child's best interest when making a
placement is so inherent in social work theory and practice
that a policy statement of the National Association of Social
Workers still reflects this tenet, despite the changes in
Federal law.
The second challenge is for agencies to translate legal
principles into practical advice for caseworkers. State program
officials in California are struggling to understand the
amended act in the context of casework practice issues. They
are waiting for the HHS Children's Bureau or the Federal
National Resource Centers to assist them in making the
necessary changes to day to day casework practices. Currently,
some caseworkers were unsure how and when, if at all, they are
allowed to consider race in making placement decisions. Thus,
the paucity of practical guidance contributes to continued
uncertainty about allowable actions under the law.
Finally, the third challenge we identified is the need for
agencies to develop information systems to monitor compliance
with the act. Developing such systems will be particularly
difficult because neither the Federal administrative data in
the Adoption and Foster Care Analysis and Reporting System,
known as AFCARS, nor individual case files are likely to
contain needed information related to placement decisions.
But even if we had some better data on individual placement
decisionmaking, analysis is going to be hampered by inherent
difficulties in interpreting the results. For example, if we
find an increase in the percentage of same-race adoptions, it
could indicate the law is being flouted or it could indicate
that the pool of black adoptive parents has increased due to
successful placement efforts. We won't know unless we have
better information on the pool of available parents.
So without better data currently not available, we'll not
be able to provide a more definitive assessment of the impact
of this legislation. Mr. Chairman, this concludes my prepared
statement. I'll be happy to answer questions later.
[The prepared statement follows:]
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Chairman Shaw. Thank you, Dr. Nadel. I apologize, but we
are going to have to recess for just a few minutes. As you have
noticed, the Members have been going out to vote. I don't want
to miss this vote either, so we'll recess for just a few
minutes, whatever time it takes to get some of the Members back
to start off with you, Dr. Simon.
[Recess.]
Mr. Camp [presiding]. Let's proceed.
Dr. Simon.
STATEMENT OF RITA J. SIMON, PH.D., PROFESSOR, AMERICAN
UNIVERSITY
Ms. Simon. Thank you. I am pleased to be here. I have
studied transracial adoptees and their families for almost 30
years. For example, I followed a cohort of families from 1971
through 1992 in which I interviewed parents or my team of
interviewers interviewed parents, birth children, and the
transracial adoptees from the time the children were four years
old until they were young adults who were mostly not living in
their families' homes. The results of that study showed that
the black children who were adopted and lived in white homes
are aware of and comfortable with their racial identities. They
are secure in their ties with their families. They are aware of
black history. They were comfortable in their relationships
with white and black people, and very scornful of being called
oreos, as they were labeled by many of the people in the
National Association of Black Social Workers. The label implies
that they are black on the outside but that they have white
psyches or white souls. They said that's just ridiculous. There
are many ways of being black and African-American in this
society. The notion that because they were reared in white
families they were not really black was very insulting and
hurtful to them.
I want to emphasize that it is not only the research that I
and my colleagues have done which have produced these findings,
but all of the major empirical research that has been done on
transracial adoption have shown that these children come out
healthy, aware of their identities, and committed to their
adoptive families. Even researchers such as Joyce Ladner, who
in her book ``Mixed Families,'' says I was skeptical of the
practice when I first went in to do the research, came out as
an advocate. Ruth McRoy, who does not on a policy basis support
transracial adoption, but her research findings do.
The overall point is that the case for transracial adoption
as a practice is based solidly on research. The case against
transracial adoption, I'm sorry to say, is based on rhetoric
and ideology. There are no systematic studies that show that
transracial adoptions do not serve the children's best
interests.
Even public opinion data, and we have been collecting these
data on a national basis since 1971, show that the American
public, the black public and the white public, support
transracial adoptions overwhelmingly. The last poll in 1997
reported that 77 percent of the American public supported
having children of one race adopted by a family of another.
Now I know that your major focus is on what impact the
Multiethnic Placement Act of 1996 is having. Let me say that
over the past 30 years, I have testified in about 50 cases
involving families who very often were foster parents who were
allowed to take care of their black, in some instances Hispanic
or Korean child for years and years. When the family went to an
agency, a public agency and said you know, we have grown very
attached to this child, we would now like to adopt him or her,
that's when trouble began. The public agencies wanted to remove
the black child from carring, stable home white.
In addition, even though the act has been in effect since
January 1, 1997, the number of phone calls that I have gotten
and the number of requests that I have had to come and testify
and describe my research has not in any way lessened. I was an
expert witness in the Pixley case, and in the case that was
referred to in Rhode Island. The judge in that courtroom said
to me, ``You know, I will take race into account if I want to.
There's nothing that will prevent me from taking race into
account in that case.''
I also testified in a case in St. Louis a few months ago
where again, a white family had been allowed to take care of a
little black child almost since birth. When they said they
wanted to adopt, again, a distant relative from the Washington
area came in and said no, I want the child. The State was
supporting the right of that distant relative, years after the
black child had been with the white parents and as far as the
child was concerned, they were the only parents he knew.
I am very concerned at the absence of data on what impact
the current law might be having. And because I am concerned
about the lack of systematic information I am presently
conducting a survey. In the past couple of weeks I have sent
out over 1,000 questionnaires to heads of public adoption
agencies, private adoption agencies, attorneys who have made
adoption matters their major focus, to family support groups
and other relevant groups, to find out what is happening,
specifically the questionnaire ask about the number of
transracial adoptions that have occurred since the passage of
the act, what obstacles have been encountered, the number of
cases that are currently in the courts, and so forth. I am
hoping to have those data in the next few weeks.
Thank you very much.
[The prepared statement follows:]
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Mr. Camp. Thank you very much.
Dr. Barth.
STATEMENT OF RICHARD P. BARTH, PH.D., PROFESSOR, UNIVERSITY OF
NORTH CAROLINA, CHAPEL HILL
Mr. Barth. Thank you, Chairman Shaw and honorable committee
members. My name is Richard Barth and I'm privileged to testify
today. I have two objectives. First, to describe research which
indicates that we continue to need new ways to create
opportunities for children in foster care to get adopted.
Second, to make the case that adoption services research has
failed to provide adequate information for policy makers and
needs a permanent loving home if it is to develop into a more
useful contributor to society.
The principal study that I will discuss shows how far we
have to go in creating equal opportunity for children in foster
care. Exhibit 1 at the back of my written testimony shows pie
charts that capture the outcomes from more than 38,000 children
who entered non-kinship foster care in California between 1988
and 1992. Young children in non-kinship foster care were chosen
for this study because their need for adoption--should they not
be able to return home--is least equivocal. We followed each of
these children for four years to understand whether or not they
had been reunified with their biological parents, adopted, or
remained in foster care.
For caucasian children, the total percentage of young
children who are adopted following entry into foster care is
about 21 percent within four years. If we compare this
percentage to that of other children, it appears that they are
significantly more, but not greatly different, in the chance of
adoption for children of different ethnic or racial groups. The
percentage for caucasians is about twice as high as the lowest
group. But this is an over-simplified analysis, which has been
the kind of analysis too common in the adoption field, which
could leave us with the impression that we could equalize
access to adoption by simply improving the ways that we recruit
same-race adoptive families.
If we look more closely at these pie charts, we see that
those children have grossly unequal access to adoption
depending on their race or ethnicity. Each of these pie charts
allows us to directly examine the likelihood that children who
do not go home will be adopted. This can be done by isolating
the children who went home or had other outcomes from the
analysis and by comparing the two remaining groups. With this
method we see that the proportion of caucasian children who are
adopted is 1.16 times greater than that of those who remain in
foster care. For Hispanic children, the ratio is less than one,
it's .79. For American Indian children, it's .52. For African-
American children, only .34. The latter figure means that our
African-American foster children have only a little better than
one-fourth the chance of being adopted as do our white foster
children and less than half the chance of Hispanic foster
children.
When we refine this analysis further, as shown in Exhibit
2, by controlling for age at the time of placement, we observe
that the situation for African-American children is still worse
in contrast to other children because they also come into
foster care at the youngest ages, which should make them more
likely to be adopted. Yet they are less than one-quarter as
likely to be adopted.
It is worth mentioning here too that the odds ratios for
age are even steeper than they are for race. That is, there are
larger differences in the likelihood of adoption versus
remaining in foster care by age than by race, but both are
major factors in determining adoption.
Because my other research has convinced me that adoption
provides a far more satisfactory setting for growing up than
does long-term foster care, it seems terribly unfair that
children's access to this valuable resource depends so much on
their race. Clearly adoption reform like MEPA and its
amendments are much needed. Previous efforts to improve
adoption opportunity for all children were simply not
successful.
Whereas additional recruitment of minority adoptive parents
is an important contributor to more placements for African-
American children, as there is no doubt a preference by many
adoptive parents to adopt a child like them, it is unlikely to
be sufficient to redress these longstanding imbalances in
adoption. A successful approach must be broader and include
ways of engaging a far larger proportion of the American public
in welcoming foster and adoptive children of all types into
their homes.
I expect that MEPA and its amendments will be implemented.
I appreciate the efforts of this committee to see that they
are. I expect the implementation to be slow, but I am concerned
that even at the end of that implementation the gains in
adoptive placements for America's foster children will be small
unless we work to better understand the responsiveness of the
general public to interethnic adoption.
The only barriers to adoption are not those imposed by
agencies on families. Some families also impose barriers on
themselves because they are concerned about how they will be
perceived if they were to adopt across racial lines. Some of
them instead go on to adopt children from other continents,
including South America and Asia. If these barriers are more
perceived than real, we need the public to know that. In
general, we simply must have a better understanding of the
public's attitudes about race and adoption in order to maximize
the likelihood that children in foster care (who will not be
going home) can find permanent lifetime families.
To do this, adoption services research in the United States
needs a home, preferably a permanent and resourceful one. In my
written testimony, I discuss some options for adoption
research. At the rate that we are going, future hearings about
the Multiethnic Placement Act and the Interethnic Adoption
Provisions are unlikely to be able to tell us much--the data
for those hearings will not be powerful or compelling unless
more is done to frontload the adoption research agenda.
Wherever it is located, Congress and the administration
should search diligently to find this permanent home for
adoption research and begin a systematic approach to funding
adoption research. They might resolve in so doing that we would
never again allow our country to go through such a long spell
during which adoption research is helpless to identify the
errors of our ways. We had virtually no evidence to inform us
how badly some children were faring when we made service
decisions so heavily weighted by race. A generation of foster
children grew up without permanent homes as a result. We need
to pay closer attention to what we do in the future through
MEPA and more saliently, because it's a larger program, to the
ambitious new Adoption and Safe Families Act. This should be
done systematically through a comprehensive adoption services
research program.
Thank you for your attention.
[The prepared statement follows:]
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Chairman Shaw [presiding]. Thank you.
Professor Kennedy.
STATEMENT OF RANDALL KENNEDY, PROFESSOR, HARVARD LAW SCHOOL
Mr. Kennedy. Thank you very much, sir. Whether MEPA and as
amended will effectively assist real live people or become a
mere hollow symbol of good intentions depends on enforcement.
Among the many impediments to enforcement that confront MEPA as
amended, three stand out.
The first is simple recalcitrance. In some jurisdictions,
welfare agencies continue to attempt to delay or prevent
certain prospective adoptions or foster care placements out of
a conviction that it is better if possible to place children of
a given race with adults of the same race. One way to address
this problem is through education and moral suasion. Members of
Congress individually and collectively should make it known to
the public precisely why race matching is bad. As long as
substantial portions of the public support race matching,
resistance to MEPA as amended will find refuge and nourishment.
Second, the open-ended highly discretionary character of
child placement decisions invites evasion. It is quite clear
that proponents of race matching are now seeking to sidestep
the amendments to MEPA by relying upon considerations that are
not expressly racial, but that are easily made into pretexts
that camouflage racial decisionmaking. Two of these
considerations are preferences for relatives and notions of
cultural competency.
The first refers to the policy of preferring to place a
child with an adult to whom he is related as against an adult
to whom he is unrelated. In some instances, authorities hostile
to interracial adoption or foster care use this preference to
preclude such placements. Selecting a same-race arrangement
with a relative win absent the threat of an interracial
placement, the decision maker would not have chosen the
arrangement with the relative.
This particular mode of resistance to MEPA as amended has
arisen in the most heart-wrenching contexts in which the
controversy over interracial adoption has flared. The context
in which a foster parent bonds with a child of a different
race, seeks to adopt that child, and is then prevented from
doing so by child welfare authorities who are hostile to
interracial adoption. Such authorities select as the adoptive
parent a relative of the same race as the child, even when that
relative is not as close to the child as the foster parent and
will likely prove to be an inferior adoptive parent.
Another mode of resistance to MEPA as amended takes the
form of discouraging or preventing interracial adoption or
foster care by recourse to the notion of cultural competency.
The idea that children have an established heritage that should
be nurtured in ways that adults of a different race are
unlikely to know and perhaps incapable of learning. Some
observers contend, for example, that white adults should not be
able to serve as adoptive or foster parents for black children
unless the white adults can show their cultural competency to
raise correctly a black child. Evidence of such competency
might include living in a racially diverse neighborhood, having
a racially diverse set of friends, engaging in certain
celebrations, for instance, Kwaanza, knowledge of black
history, and a willingness to undergo sensitivity training and
other instruction aimed at enabling the white adult to equip
the black child with appropriate coping skills and a proper
African-American identity.
There are a variety of problems with this notion of
cultural competency. For one thing, it puts officials in the
position of attempting to prescribe racial correctness.
Fortunately, there exists no authoritative criterion by which
to measure what sort of ideas or conduct can certifiably be
deemed to be properly black or white or yellow, et cetera.
African-Americans, for example, like the individuals
constituting all groups in American society, vary tremendously.
Many like Gospel music or rap, many do not. Many celebrate
Kwaanza, many do not. Many live in predominantly black
neighborhoods, some do not. Many are Christians, many of
Moslems.
The idea that public or private child welfare officials
would homogenize the varied African-American community and then
impose that homogenized stereotype upon white adults seeking to
provide children with adoptive homes or foster care is a
frightening prospect. Worse will is that this dubious concern
with cultural competency is often nothing more than a pretext
for race matching, a way to continue indirectly the racial
steering of needy children.
A third impediment to the enforcement of MEPA as amended
stems from the mixed feelings toward the law felt by officials
within the Federal agency most involved in its implementation,
the U.S. Department of Health and Human Services. The
memorandum that Mr. Camp referred to earlier with respect to
the department's understanding of MEPA shows a real
ambivalence. In certain parts of that memorandum there is a
laudable inclination to follow the statute, but there are other
aspects of that memorandum that quite clearly indicate that the
department is not following the statute. For instance, there
are aspects of the memorandum that indicate that the department
is giving the green light to agencies to continue to take race
into account in contexts that clearly controvert MEPA as
amended. That is a problem that really requires the attention
of this subcommittee. I am very happy that the subcommittee is
paying attention to this entire issue.
Thank you very much.
[The prepared statement follows:]
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Chairman Shaw. Thank you, Professor.
Mr. Kroll.
STATEMENT OF JOE KROLL, EXECUTIVE DIRECTOR, NORTH AMERICAN
COUNCIL ON ADOPTABLE CHILDREN, ST. PAUL, MINNESOTA
Mr. Kroll. Mr. Chairman and members of the committee, I
thank you for inviting me here today. For the record, I would
like to address a question that Representative Camp asked early
on. I was alerted yesterday by a staff member of the
inconsistency of NACAC policy with Federal law in MEPA and
IEPA, and spoke with my policy committee chair. I haven't
spoken with the president yet, but we will be amending our
policy so that it really reflects the practice of our
organization as currently implemented. I think we probably will
just take the old one off the Web site until the new one is in
place, but I think we could probably do that in a short period
of time.
I want to talk a bit about our current practice. I have
just distributed the posters that we had put together as a
result of the National Adoption Month project that was funded
under an Adoption Opportunities grant with the collaboration of
the Dave Thomas Foundation for Adoption. Highlighted on the
poster are the children from 1997 who have already been placed
in adoptive homes. One of the things that you will notice is
the heavy preponderance of African-American children on the
poster, but you will also notice the heavy preponderance of
African-American children who have been placed for adoption.
Sixty percent of the African-American children have been
placed. Sixty three percent of the children in sibling groups
have been placed. These are two groups of children who we have
said in the past are the most difficult to place. I think it's
clear that when we make the children visible, that we are going
to find adoptive families.
We do not have data on all of the races of the parents, but
we do know for example, that the two little girls from Colorado
who are featured in the cockpit of an airplane were placed as a
result of a family seeing the poster in a Wendys, while driving
through Montana. The family, from Alberta, Canada, is white. We
do know that. We don't have the statistics on other transracial
placements.
The other thing the poster tells us is how important the
fine work that you did last year with the Adoption and Safe
Families Act. Many of the older children who have not been
placed are children who have been in foster care for six,
eight, and ten years. I think that the changes made in ASFA
will have an even greater impact than the MEPA and IEPA changes
on their placement because in the future we will have fewer
children that are aging in foster care. They will be available
for adoption within a year or two.
Going back to my testimony now, I did want to make a point
related to the guidances issued by the Federal Government. I
think it's safe to say that I differ with most of the other
members of the panel. One of the concerns that we have had is
that they create a great deal of confusion for workers. That on
the one hand we're saying that social work practice is
involved. Then in the answers that HHS gave to the GAO report,
which I incorrectly identified in my text but I'll correct in
the final version, were very clear. Every time they were asked
something specific, the answer was no, you can't do that. But
at the beginning there's I guess the 61-line discussion of
social work practice. I think in fairness to workers, we have
to be more clear in terms of what social work practice means.
The other part of the law that creates a problem for
agencies is that on one hand we say we want you to actively
recruit families from the communities that kids come from. That
translates into recruitment of African-American families,
Latino families, Native American families. But then you have
workers in some agencies who are afraid to use those families
because there are white families who are interested in the same
children. That kind of confusion and conflict within the law
needs to be addressed more directly by the department because
we're saying recruit families, and then we have people who are
afraid to use those families if they are available.
The other point that I wanted to make is in terms of
outcomes. It is very important that we look at the goal of this
MEPA and &IEPA, and the goal of ASFA. The goal of these acts
has been to place children. We need to do everything we can
humanly possible to place children in permanent homes. We need
to put all our resources there. That should be the measure.
Because if we start measuring how many transracial adoptions
there are, we could get caught into a kind of a funny
situation. I'm assuming, there would be very few, although the
data is not available to us, white children who are
transracially adopted. Does that mean that somehow they are
disadvantaged? I think it is something that we have to take a
look at.
In closing, I want to say, if you look at the points I made
at the end of my testimony that no child should ever have to
wait for a family, which is Federal policy across the board and
clearly is our organizational policy, that children should not
be moved from stable and loving placements for any reasons,
including racial matching. But there are other reasons that
children are moved that we also are concerned about, and I hope
that ASFA will have taken care of. Good foster families who
challenge the care of their children have kids removed all the
time. That has nothing to do with race. It has to do with
practice and supervisory activities. All families of all races
should have access to children.
Parents adopting transracially should be made aware of the
impact of that on their children. I have lived for 22 years in
a transracial adoptive home. We are a successful transracial
adoptive home. Our daughter still lives with us. She calls us
mom and dad. As a young Korean woman, it appears that she will
remain living with us, as she has adopted some of the practices
of Korean culture, until she is married. So we have an
attachment disorder, but it's a positive attachment disorder.
[Laughter.]
Finally, I think that the part of MEPA that we haven't
spent very much time on, the recruitment of families from the
communities the kids come from, is one that we can't ignore and
we must continue to be concerned about that issue. Thank you.
[The prepared statement follows:]
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Chairman Shaw. Thank you. I might say that I think the
experience I have had with my daughter, that's also an Irish
tradition. [Laughter.]
The Members have agreed and in order to go forward with the
last panel, to submit the questions in writing to this panel
and to the next panel. So we would appreciate having that
privilege to submit questions to you and hopefully you can
respond to us as quickly as your schedule will allow. I want to
thank this panel. It's been very enlightening. I think it's an
excellent panel. Thank you very much.
[Questions addressed to Mr. Nadel, Ms. Simon, and Mr.
Barth, and their respective answers, follow:]
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Chairman Shaw.
The next panel that we have, Elizabeth Bartholet, who is a
professor at Harvard Law School. This is Harvard day I think
here. We have had Professor Kennedy and now Professor
Bartholet. Patrick Murphy, who is a public guardian, Cook
County, Chicago, Illinois, and William Pierce, Dr. William
Pierce, who is the president of the National Council for
Adoption in Washington, D.C.
At the conclusion of your testimony, we will also submit
questions in writing and ask that you respond to them.
Professor Bartholet.
STATEMENT OF ELIZABETH BARTHOLET, PROFESSOR, HARVARD LAW SCHOOL
Ms. Bartholet. Thank you. I would like to thank all the
committee members for being here having these very important
hearings.
I have spent over a decade of my professional life on
issues of adoption generally and transracial adoption in
particular. I have spent a lot of this time trying to analyze
what actual policies and practices are being implemented by
State agencies, something that is quite different and more
important than what written policies reflect. I have spent a
lot of time trying to analyze and understand the destructive
impact of race-matching policies on children, particularly
black children, and trying to advocate for change, and
therefore, trying to monitor the effects of legislation like
MEPA I and MEPA II, as I'll refer to the Multiethnic Placement
Act of 1994 and its 1996 Amendments in shorthand.
I want to applaud this committee. I think that what you are
doing in these oversight hearings is extraordinarily important
because I think this legislation is so important to child
welfare, and particularly to the life prospects of black
children in our foster care system. I also think it is
important in terms of what it represents in the elimination or
attempted elimination of the last vestige of State mandated
race separatism.
Enforcement action is vitally important in this area
because of the extraordinarily deeply entrenched views and
practices throughout the child welfare system, from the top to
bottom of HHS, and in child welfare agencies throughout the
country. I think that without vigorous enforcement action by
your committee, insisting on enforcement by HHS and others,
there will be no significant impact of this law, at least in
the near or perhaps foreseeable future. Race-matching ideology
is deeply entrenched.
I think that the 1996 amendments that you passed to MEPA I
are extraordinarily important. They gave us law that at least
on paper eliminates the very problematic loophole in MEPA I
that allowed race as a permissible consideration. I also think
the mandatory financial penalties written into MEPA II give us
a real prospect for change. But enforcement action to date has
been limited. When I listened to Ms. Golden's testimony, I can
only think that when she claims that 29 States have changed
their policies, she is referring to changes in written
legislation and written regulation, which I have to emphasize
to the committee is the least important aspect of race-matching
policies in this country.
When I say I think impact to date is extraordinarily
limited, what evidence do I have for this, why do I say it? I
am giving my impressions based on going around the country,
attending a multitude of conferences, talking to people in
State agencies, in my own State, Massachusetts, and throughout
the country, in attempts to both assess what is going on in
terms of the MEPA legislation and also push for meaningful
change.
To categorize what I am seeing and hearing out there,
first, it's what I refer to in my written comments as the
deafening silence. As I listen for the sounds of reaction to
MEPA II, and the impact of MEPA II, what I don't hear is very
much going on. Now we're talking about a nation in which in 50
States we had State agencies systematically using race to
match. That was the name of the game. The single most important
criterion for figuring out where kids went was to look at the
race of the child and of the prospective parents and make that
the first and most important order of business, to put kids
with same race families.
If MEPA II was being taken seriously, you would be hearing
an enormous amount of noise from around the country--screams of
protest and resistance. You would be getting memoranda from HHS
on down, from heads of child welfare agencies throughout the
country, telling social workers to change their practice in
meaningful ways. That is not happening throughout the country.
So the fact that mostly it's silence out there, that we got the
HHS tough sounding ``Guidance'' but almost nothing else is
extraordinarily telling in itself.
Second, the noises one does hear, the noises I hear,
primarily are not anything to do with MEPA enforcement. It's to
do with resistance and evasion. Let me give some examples.
There are claims that the law doesn't mean what it says it
does. It was terrific to hear the Chairman today say that the
law means that race can't be taken into consideration. That is
the obvious meaning of the 1996 amendments. But if you listen
to what child welfare experts and leaders around the country
are saying to their followers, much of it has to do with claims
that MEPA II can be read to say that actually race can be taken
into account as long as it's done in a discretionary way.
Two, there are regular claims made out there that the main
purpose and point of the law is actually contained in the
recruitment provisions, recruitment on a non-discriminatory
basis. So a message that's being put out to social workers
throughout the country is the main point of this law is go out
and recruit minority race families. The obvious implication of
that is that if you do recruit actively enough you can continue
to do same race matching without holding kids for intolerable
periods of time.
Third, there is code language that's being used--I'm almost
finished--to instruct social workers to continue doing what
they are doing. So that there is a lot of talk about how we can
continue to do, and of course the law wasn't meant to prohibit,
``good social work practice.'' This is clearly understood and
meant to convey the sense that good social work practice means
of course you take race into account because we all know, we
social workers, that that is what you are supposed to do.
Cultural competency is I think clearly understood as
euphemistic code language designed to convey to people that
they should continue doing the race-matching they have always
been doing.
Finally, there are what I categorize in my written remarks
as the diversionary tactics, the endruns. You see a renewed
reemphasis on the importance of kinship care because everybody
knows that if you place with kin, you manage to place with
same-race families. There are new practices being promoted out
there, family group decisionmaking, for example, which sounds
as if it's only about having families make decisions about
where kids go in conjunction with social workers. The first
conference I went to on family group decision making, the
overhead projection said, ``What are the major reasons we want
to do this? One, to avoid transracial placement.''
So in conclusion, my sense as I look at what is going on
today is that it's tremendously familiar from the efforts many
of us were involved in the 1950s and 1960s to enforce the
mandate of Brown v. Board of Education. The major difference I
see is that we don't have today the group of public agencies
and private organizations involved in the business of enforcing
the rule of law that we had then, like the NAACP Legal Defense
Fund. That is why I think this committee's work is so
important, pushing for some organizational support, because
without organizational support, there will be no meaningful
change.
Thank you very much.
[The prepared statement follows. Articles are being
retained in the Committee files.]
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Chairman Shaw. Thank you.
Mr. Murphy.
STATEMENT OF PATRICK T. MURPHY, PUBLIC GUARDIAN, COOK COUNTY,
CHICAGO, ILLINOIS
Mr. Murphy. Thank you. I am the public guardian of Cook
County, Illinois, which is Chicago and the suburbs. I supervise
a staff of 300, including 150 lawyers. We act as lawyers for
abused and neglected children both at juvenile court and then
in lawsuits against the State of Illinois. I represent the
bottom of the food chain here. I don't know about the large
issues. All I can tell you is what goes on on a local level. A,
no judge and the State agency do not know anything about this
law. In principle they do, but when it comes down to reality,
everyone believes that you are supposed to look for a same-race
family first before you move on to look for a different race
family. It is much like in the old days when real estate agents
would direct blacks into a black neighborhood and away from a
white neighborhood. That is basically what goes on in the child
welfare arena. They direct kids into black homes.
I was in a home a few years ago where there were six
infants under the age of one lined up against the wall in a
foster home. The foster parents were trying to do a good job.
They were decent people. But you can't tell me that you
couldn't take those six kids and put them in six separate homes
and that they wouldn't do much better than being in a foster
home that was really an old fashioned orphanage. But from the
agency's point of view, they are able to keep the black kids
together in a black culture. You can see where they are coming
from.
We have a temporary shelter for infants in Chicago. A few
years ago there were 329 kids there, 300 black, 19 white, the
rest other race. After six months, there were 75 black, two
white. After a year, 20 black, no whites. In other words, the
white kids get placed, same race homes. The blacks don't. What
happens is we have an enormous white pool, not only in Chicago,
but L.A. and New York are the same, and a very tiny black pool
for the black youngsters. So you just don't have the resources.
There was another case I had where, this was after the 1994
act was passed, before the 1996 act was passed, a kid named
Javonte was skull fractured, six months old. The agency went
through 21 attempts to place the kid in black homes. Then a
white foster mother came forward and said I'll take the kid.
They actually charted in their charts, staff advised the woman
that the agency is still seeking same-race placement as the
possibility has not been exhausted after 21 attempts and return
home goal is still there. Ultimately they did get the kid in a
black home. This was after your 1994 act was passed. No matter
what the woman from HHS says, it ain't being followed.
It reminds me of my young days as a prosecutor when the
judge would say to some cop who brought in some guy which was
clearly a bad search, say ``Don't do that again, officer'' and
then he'd wink at him. That is what is going on with HHS. If
you folks in Washington sit here and believe it's anything
different, you are living in a different world.
I had a case involving a 16 year old black girl who was
sent up to Wisconsin because she had been raped in foster care.
She had some sexual issues. When it came time for her to be
released, she said ``I don't want to go back to Chicago. I want
to stay here.'' She did not want to deal with all the bad stuff
she had gone through. The agency went up there and actually
said no, you have to go back to Chicago because this is a white
area you are living in here and a white culture and you have
got to go back to your black culture. Ultimately we brought the
case back before a judge, who incidently was African-American,
and ringed the agency out and said you can't do this thing. The
kid did come back, but we filed a beef with HHS about it. What
did they do? They come back and say yes, there probably was
race discrimination here, but the consideration--then they gave
the State agency a guideline. They said in the future, if you
are going to discriminate on the basis of race, you have got to
do it in a narrowly tailored way to advance the child's best
interest and be made as an individualized determination. Now
come on. Any person with any reasonable intelligence is going
to say well the next time we do it, we're going to have an
individualized plan and say this is all part of it. That is
what is going on.
So that my suggestion is that the agency--Congress has to
come out and tell HHS you have got to get the word that you can
not discriminate. I am not one that is going to argue that a
white home is no different than a black home for a black kid. I
think under most circumstances I would rather have a same race
placement. But we have to look at the reality. The number of
homes are not there. I went through the figures. In Cook
County, for every black kid that's available for placement
there are 50 other black people, men, women and children. For
every white kid that's available for placement, there's 800
other white men, women, and children. So the odds are stacked
against the black kids. Now we go to sibship foster care. It
has saved foster care. It is a great idea. I am not against it.
But we are stuffing kids frequently into very bad sibship
foster homes. Most of the abuse we see in foster care comes out
of relative foster homes. That is because it's not unusual for
a mother or father to abuse a kid that comes from a highly
dysfunctional family. So we take the kid away from
dysfunctional mom, give him to dysfunctional aunt. Then we say
gee, I wonder why the kid got raped in foster care. So that we
have to be very careful of that as well.
I had another example of a black girl--a white girl placed
in a black home who was doing extraordinarily well. Again, the
agency you could see tried to use the individual treatment
plan. They said the girl should be removed from this black
home. She wanted to stay. She was six years old. The black
couple were wonderful people. We wanted her to stay. They said
listen, they sent two social workers down. You could see where
they are coming from. They interviewed the black parents on
only one occasion, the white parents on five occasions. Never
interviewed the black natural children, interviewed the white
natural children on two occasions, and said the girl should be
brought back, for among other reasons, because she eats her
vegetables, picks up all her toys, and is doing extraordinarily
well in school that hints she is trying too hard and that must
mean she really wants to get out of the home.
We sit back and we say well this is absurd. But that is the
kind of stuff we deal--I see my time out, we deal with at the
bottom of the food chain. I just ask that you get the word
through to those folks. If it goes on like this in Chicago,
we're talking 6 million people in Cook County who know what is
going on, it's everywhere. Thank you.
[The prepared statement and attachments follow. Additional
articles are being retained in the Committee files.]
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Chairman Shaw. Thank you, Mr. Murphy.
And an old friend of this Committee, Dr. Pierce.
STATEMENT OF WILLIAM L. PIERCE, PRESIDENT, NATIONAL COUNCIL FOR
ADOPTION
Mr. Pierce. Thank you very much, Mr. Chairman. Thank you
for hanging in there with us and with this issue. We really
appreciate your having this oversight hearing.
I have some very positive new and encouraging information
to share with you today about this issue. I think many of us
have kind of a gut feeling that Americans do care a lot about
this issue and are very supportive of it. But there has been a
recent opportunity for us to find out exactly how Americans do
feel. On August 2 there was a cover story in Parade Magazine
entitled It's About Love. It told the story of four families
that adopted transracially. As Senator Metzenbaum, who is a
real hero on this issue, mentioned to you earlier, there is a
little two-inch box in there. They said if you want more
information, contact the National Council For Adoption, our
organization.
As of September 8, we have received approximately 10,000
unduplicated contacts. That includes mail, phone calls, and E-
mails. Of those 10,000, eight, eight were negative or in any
way questioning transracial adoption. We had African-American,
Latino-Hispanic Asian-American, Native American, inter-racially
married families calling the volunteers that were staffing the
phones. The callers were ecstatic at the good news,
tremendously supportive. So the American people are absolutely
in favor of what is going on with transracial adoption.
There was also a side to the response which we did not
anticipate. That is, many people volunteered that they had had
a difficult time trying to adopt. They had been turned down
because they wanted to adopt children of another race. They
were told there were no children available to be adopted from
other races. We had volunteered comments from residents of 29
States, saying that they were being stiff-armed by the public
agency. I have a list of some actual quotes from the people who
called or wrote us that I am submitting for the record. A
tremendous span of comments from across the country complained.
I would also like to comment just briefly on the issue that
you raised, Mr. Camp, in respect to investigations by the
Office of Civil Rights. You raised a question about the Boston
editorial. In that particular case, Mr. Camp, indeed the Office
of Civil Rights investigated, but the reason that they
investigated is that the Lapierre family filed a complaint. In
that particular issue, there was Rhode Island State money
involved. In that particular issue, the couple, who is a blue-
collar low-income family, has incurred more than a $50,000
legal bill just to fight the State to require the State to
complete the State's original plan, which was to allow this
family to be able to adopt this child. The case is still in
court.
We are also fighting a Maryland judge who said from the
bench that children should not be adopted transracially. I
refer to the Cornilous Pixley case here in Montgomery County.
In the Pixley case, again HHS said well, we don't think we have
any jurisdiction. I think the question should be asked was
there any public money spent in that case? I think there was. I
think another question to be asked is, Congress also passed
another piece of legislation called the Child Abuse Treatment
and Prevention Act, and that was certainly in place in
Maryland, and should have been applied.
The fact is that all across the country people want to
adopt. There are lots of children waiting for families. The
American people are positive about transethnic adoption, they
know the positive outcome. It's up to you, I respectfully
submit, to please take the steps to require HHS and the States
to start obeying the law and get with the rest of the American
people. Thank you.
[The prepared statement and attachments follow:]
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Chairman Shaw. Thank you, Dr. Pierce. As I said to Dr.
Golden I believe it was, that we will be having more hearings
next year on this matter. We do want to start looking at the
numbers that are out there as to what effect this has had on
getting these, particularly these minority kids, out of foster
care.
I want to thank this panel as well as the other panels. I
think it's been a wonderful hearing. Dave Camp has turned
around congratulating our staff on a great hearing, so you know
how sincere that is. We very much appreciate it. As the
previous panel, we will submit questions in writing and request
that you respond to them.
[A question addressed to Ms. Bartholet, and her response,
follows:]
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Thank you very much. The hearing is concluded.
[Whereupon, at 12:43 p.m., the hearing was adjourned,
subject to the call of the Chair.]
[Submissions for the record follow:]
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