[Title 31 CFR ]
[Code of Federal Regulations (annual edition) - July 1, 2008 Edition]
[From the U.S. Government Printing Office]



[[Page i]]

          

          31


          Part 500 to End

                         Revised as of July 1, 2008


          Money and Finance: Treasury
          



________________________

          Containing a codification of documents of general 
          applicability and future effect

          As of July 1, 2008
          With Ancillaries
                    Published by
                    Office of the Federal Register
                    National Archives and Records
                    Administration
                    A Special Edition of the Federal Register

[[Page ii]]

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                            Table of Contents



                                                                    Page
  Explanation.................................................       v

  Title 31:
    Subtitle B--Regulations Relating to Money and Finance 
      (Continued)
          Chapter V--Office of Foreign Assets Control, 
          Department of the Treasury                                 5
          Chapter VI--Bureau of Engraving and Printing, 
          Department of the Treasury                               685
          Chapter VII--Federal Law Enforcement Training 
          Center, Department of the Treasury                       691
          Chapter VIII--Office of International Investment, 
          Department of the Treasury                               695
          Chapter IX--Federal Claims Collection Standards 
          (Department of the Treasury--Department of Justice)      721
  Finding Aids:
      Table of CFR Titles and Chapters........................     743
      Alphabetical List of Agencies Appearing in the CFR......     763
      List of CFR Sections Affected...........................     773

[[Page iv]]





                     ----------------------------

                     Cite this Code: CFR
                     To cite the regulations in 
                       this volume use title, 
                       part and section number. 
                       Thus, 31 CFR 500.101 
                       refers to title 31, part 
                       500, section 101.

                     ----------------------------

[[Page v]]



                               EXPLANATION

    The Code of Federal Regulations is a codification of the general and 
permanent rules published in the Federal Register by the Executive 
departments and agencies of the Federal Government. The Code is divided 
into 50 titles which represent broad areas subject to Federal 
regulation. Each title is divided into chapters which usually bear the 
name of the issuing agency. Each chapter is further subdivided into 
parts covering specific regulatory areas.
    Each volume of the Code is revised at least once each calendar year 
and issued on a quarterly basis approximately as follows:

Title 1 through Title 16.................................as of January 1
Title 17 through Title 27..................................as of April 1
Title 28 through Title 41...................................as of July 1
Title 42 through Title 50................................as of October 1

    The appropriate revision date is printed on the cover of each 
volume.

LEGAL STATUS

    The contents of the Federal Register are required to be judicially 
noticed (44 U.S.C. 1507). The Code of Federal Regulations is prima facie 
evidence of the text of the original documents (44 U.S.C. 1510).

HOW TO USE THE CODE OF FEDERAL REGULATIONS

    The Code of Federal Regulations is kept up to date by the individual 
issues of the Federal Register. These two publications must be used 
together to determine the latest version of any given rule.
    To determine whether a Code volume has been amended since its 
revision date (in this case, July 1, 2008), consult the ``List of CFR 
Sections Affected (LSA),'' which is issued monthly, and the ``Cumulative 
List of Parts Affected,'' which appears in the Reader Aids section of 
the daily Federal Register. These two lists will identify the Federal 
Register page number of the latest amendment of any given rule.

EFFECTIVE AND EXPIRATION DATES

    Each volume of the Code contains amendments published in the Federal 
Register since the last revision of that volume of the Code. Source 
citations for the regulations are referred to by volume number and page 
number of the Federal Register and date of publication. Publication 
dates and effective dates are usually not the same and care must be 
exercised by the user in determining the actual effective date. In 
instances where the effective date is beyond the cut-off date for the 
Code a note has been inserted to reflect the future effective date. In 
those instances where a regulation published in the Federal Register 
states a date certain for expiration, an appropriate note will be 
inserted following the text.

OMB CONTROL NUMBERS

    The Paperwork Reduction Act of 1980 (Pub. L. 96-511) requires 
Federal agencies to display an OMB control number with their information 
collection request.

[[Page vi]]

Many agencies have begun publishing numerous OMB control numbers as 
amendments to existing regulations in the CFR. These OMB numbers are 
placed as close as possible to the applicable recordkeeping or reporting 
requirements.

OBSOLETE PROVISIONS

    Provisions that become obsolete before the revision date stated on 
the cover of each volume are not carried. Code users may find the text 
of provisions in effect on a given date in the past by using the 
appropriate numerical list of sections affected. For the period before 
January 1, 1986, consult either the List of CFR Sections Affected, 1949-
1963, 1964-1972, or 1973-1985, published in seven separate volumes. For 
the period beginning January 1, 1986, a ``List of CFR Sections 
Affected'' is published at the end of each CFR volume.

INCORPORATION BY REFERENCE

    What is incorporation by reference? Incorporation by reference was 
established by statute and allows Federal agencies to meet the 
requirement to publish regulations in the Federal Register by referring 
to materials already published elsewhere. For an incorporation to be 
valid, the Director of the Federal Register must approve it. The legal 
effect of incorporation by reference is that the material is treated as 
if it were published in full in the Federal Register (5 U.S.C. 552(a)). 
This material, like any other properly issued regulation, has the force 
of law.
    What is a proper incorporation by reference? The Director of the 
Federal Register will approve an incorporation by reference only when 
the requirements of 1 CFR part 51 are met. Some of the elements on which 
approval is based are:
    (a) The incorporation will substantially reduce the volume of 
material published in the Federal Register.
    (b) The matter incorporated is in fact available to the extent 
necessary to afford fairness and uniformity in the administrative 
process.
    (c) The incorporating document is drafted and submitted for 
publication in accordance with 1 CFR part 51.
    Properly approved incorporations by reference in this volume are 
listed in the Finding Aids at the end of this volume.
    What if the material incorporated by reference cannot be found? If 
you have any problem locating or obtaining a copy of material listed in 
the Finding Aids of this volume as an approved incorporation by 
reference, please contact the agency that issued the regulation 
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Register, National Archives and Records Administration, Washington DC 
20408, or call 202-741-6010.

CFR INDEXES AND TABULAR GUIDES

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separate volume, revised annually as of January 1, entitled CFR Index 
and Finding Aids. This volume contains the Parallel Table of Statutory 
Authorities and Agency Rules (Table I). A list of CFR titles, chapters, 
and parts and an alphabetical list of agencies publishing in the CFR are 
also included in this volume.
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that volume.
    The Federal Register Index is issued monthly in cumulative form. 
This index is based on a consolidation of the ``Contents'' entries in 
the daily Federal Register.
    A List of CFR Sections Affected (LSA) is published monthly, keyed to 
the revision dates of the 50 CFR titles.

[[Page vii]]


REPUBLICATION OF MATERIAL

    There are no restrictions on the republication of material appearing 
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INQUIRIES

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the top of odd-numbered pages.
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or write to the Director, Office of the Federal Register, National 
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    Raymond A. Mosley,
    Director,
    Office of the Federal Register.
    July 1, 2008.







[[Page ix]]



                               THIS TITLE

    Title 31--Money and Finance: Treasury is composed of three volumes. 
The parts in these volumes are arranged in the following order: parts 0-
199, parts 200-499, and parts 500 to end. The contents of these volumes 
represent all current regulations codified under this title of the CFR 
as of July 1, 2008.

    For this volume, Rob Sheehan was Chief Editor. The Code of Federal 
Regulations publication program is under the direction of Michael L. 
White, assisted by Ann Worley.


[[Page 1]]



                  TITLE 31--MONEY AND FINANCE: TREASURY




                  (This book contains part 500 to end)

  --------------------------------------------------------------------
                                                                    Part

    SUBTITLE B--Regulations Relating to Money and Finance (Continued)

chapter v--Office of Foreign Assets Control, Department of 
  the Treasury..............................................         500

chapter vi--Bureau of Engraving and Printing, Department of 
  the Treasury..............................................         601

chapter vii--Federal Law Enforcement Training Center, 
  Department of the Treasury................................         700

chapter viii--Office of International Investment, Department 
  of the Treasury...........................................         800

chapter ix--Federal Claims Collection Standards (Department 
  of the Treasury--Department of Justice)...................         900

[[Page 3]]

    Subtitle B--Regulations Relating to Money and Finance (Continued)

[[Page 5]]



 CHAPTER V--OFFICE OF FOREIGN ASSETS CONTROL, DEPARTMENT OF THE TREASURY




  --------------------------------------------------------------------
Part                                                                Page
500             Foreign assets control regulations..........           7
501             Reporting, procedures and penalties 
                    regulations.............................          47
505             Regulations prohibiting transactions 
                    involving the shipment of certain 
                    merchandise between foreign countries...          88
515             Cuban assets control regulations............          89
535             Iranian assets control regulations..........         140
536             Narcotics trafficking sanctions regulations.         165
537             Burmese sanctions regulations...............         177
538             Sudanese sanctions regulations..............         200
539             Weapons of mass destruction trade control 
                    regulations.............................         228
540             Highly enriched uranium (HEU) agreement 
                    assets control regulations..............         236
541             Zimbabwe sanctions regulations..............         246
542             Syrian sanctions regulations................         259
545             Taliban (Afghanistan) sanctions regulations.         273
560             Iranian transactions regulations............         294
575             Iraqi sanctions regulations.................         330
585             Federal Republic of Yugoslavia (Serbia and 
                    Montenegro) and Bosnian Serb-controlled 
                    areas of the Republic of Bosnia and 
                    Herzegovina sanctions regulations.......         346
586             Federal Republic of Yugoslavia (Serbia & 
                    Montenegro) Kosovo sanctions regulations         373
587             Federal Republic of Yugoslavia (Serbia and 
                    Montenegro) Milosevic sanctions 
                    regulations.............................         391
588             Western Balkans stabilization regulations...         405
592             Rough diamonds control regulations..........         418
593             Former Liberian regime of Charles Taylor 
                    sanctions regulations...................         426
594             Global terrorism sanctions regulations......         440
595             Terrorism sanctions regulations.............         456
596             Terrorism List Governments sanctions 
                    regulations.............................         470

[[Page 6]]

597             Foreign terrorist organizations sanctions 
                    regulations.............................         474
598             Foreign narcotics kingpin sanctions 
                    regulations.............................         487
Appendixes to Chapter V--Note...............................         499
Appendix A to Chapter V--Alphabetical listing of blocked 
  persons, specially designated nationals, specially 
  designated terrorists, specially designated global 
  terrorists, foreign terrorist organizations, and specially 
  designated narcotics traffickers (as of April 10, 2008)...         500
Appendix B to Chapter V--Alphabetical listing of vessels 
  that are the property of blocked persons or specially 
  designated nationals......................................         678

[[Page 7]]



PART 500_FOREIGN ASSETS CONTROL REGULATIONS--Table of Contents




      Subpart A_Relation of This Part to Other Laws and Regulations

Sec.
500.101 Relation of this part to other laws and regulations.

                         Subpart B_Prohibitions

500.201 Transactions involving designated foreign countries or their 
          nationals; effective date.
500.202 Transactions with respect to securities registered or inscribed 
          in the name of a designated national.
500.203 Effect of transfers violating the provisions of this chapter.
500.204 Importation of and dealings in certain merchandise.
500.205 Holding of certain types of blocked property in interest-bearing 
          accounts.
500.206 Exemption of information and informational materials.

                      Subpart C_General Definitions

500.301 Foreign country.
500.302 National.
500.303 Nationals of more than one foreign country.
500.305 Designated national.
500.306 Specially designated national.
500.307 Unblocked national.
500.308 Person.
500.309 Transactions.
500.310 Transfer.
500.311 Property; property interests.
500.312 Interest.
500.313 Property subject to the jurisdiction of the United States.
500.314 Banking institution.
500.316 License.
500.317 General license.
500.318 Specific license.
500.319 Blocked account.
500.320 Domestic bank.
500.321 United States; continental United States.
500.322 Authorized trade territory; member of the authorized trade 
          territory.
500.323 Occupied area.
500.325 National securities exchange.
500.326 Custody of safe deposit boxes.
500.327 Blocked estate of a decedent.
500.328 Status of those portions of Korea under control of the 
          government of the Republic of Korea; and of the diplomatic and 
          consular representatives of those countries.
500.329 Person subject to the jurisdiction of the United States.
500.330 Person within the United States.
500.331 Merchandise.
500.332 Information and informational materials.

                        Subpart D_Interpretations

500.401 Reference to amended sections.
500.402 Effect of amendment of sections of this chapter or of other 
          orders, etc.
500.403 Termination and acquisition of the interest of a designated 
          national.
500.404 Transactions between principal and agent.
500.405 Exportation of securities, etc. to designated foreign countries.
500.406 Drafts under irrevocable letters of credit; documentary drafts.
500.407 Administration of blocked estates of decedents.
500.408 Access to certain safe deposit boxes prohibited.
500.409 Certain payments to designated foreign countries and nationals 
          through third countries.
500.410 Currency, coins, and postage and other stamps.
500.411 Dealings abroad in commodities subject to the Regulations.
500.412 Process vs. manufacture.
500.413 Participation in certain development projects in Vietnam.

  Subpart E_Licenses, Authorizations and Statements of Licensing Policy

500.501 General and specific licensing procedures.
500.502 Effect of subsequent license or authorization.
500.503 Exclusion from licenses and authorizations.
500.504 Certain judicial proceedings with respect to property of 
          designated nationals.
500.505 Certain persons unblocked.
500.506-500.507 [Reserved]
500.508 Payments to blocked accounts in domestic banks.
500.509 Entries in certain accounts for normal service charges.
500.510 Payments to the United States, States and political 
          subdivisions.
500.511 Transactions by certain business enterprises.
500.513 Purchase and sale of certain securities.
500.514 Payment of dividends and interest on and redemption and 
          collection of securities.
500.515 Transfers of securities to blocked accounts in domestic banks.
500.516 Voting and soliciting of proxies on securities.
500.517 Access to safe deposit boxes under certain conditions.
500.518 Payments for living, traveling, and similar personal expenses in 
          the United States.

[[Page 8]]

500.519 Limited payments from accounts of United States citizens abroad.
500.520 Payments from accounts of United States citizens in employ of 
          United States in foreign countries and certain other persons.
500.521 Certain remittances for necessary living expenses.
500.522 Certain remittances to United States citizens in foreign 
          countries.
500.523 Transactions incident to the administration of decedents' 
          estates.
500.524 Payment from, and transactions in the administration of certain 
          trusts and estates.
500.525 Certain transfers by operation of law.
500.526 Transactions involving blocked life insurance policies.
500.527 Certain transactions with respect to United States patents, 
          trademarks, and copyrights.
500.528 Certain transactions with respect to blocked foreign patents, 
          trademarks and copyrights authorized.
500.529 Powers of attorney.
500.530 Exportation of powers of attorney or instructions relating to 
          certain types of transactions.
500.533 Exportations, reexportations, and incidental transactions.
500.535 Exchange of certain securities.
500.536 Certain transactions with respect to merchandise affected by 
          Sec. 500.204.
500.549 Proof of origin.
500.550 Transactions related to information and informational materials.
500.551 Reimports.
500.552 Research samples.
500.553 Prior contractual commitments not a basis for licensing.
500.554 Gifts of North Korean, North Vietnamese, Cambodian, or South 
          Vietnamese origin.
500.556 Joint bank accounts.
500.557 Proceeds of insurance policies.
500.558 Accounts of blocked partnerships.
500.559 Accounts of North Korean, North Vietnamese, Cambodian or South 
          Vietnamese sole proprietorships.
500.560 Bank accounts of official representatives of foreign governments 
          in North Korea, North Viet-Nam, Cambodia, or South Viet-Nam.
500.561 Transfers of abandoned property under State laws.
500.562 [Reserved]
500.563 Transactions incident to travel to and within North Korea.
500.564 [Reserved]
500.565 Family remittances to nationals of Vietnam and Cambodia.
500.566 Certain transactions authorized on behalf of North Korean 
          nationals incident to their travel and maintenance expenses.
500.567 U.S. assets of certain designated country corporations.
500.568 U.S. assets of blocked decedents.
500.569 [Reserved]
500.570 Cambodian property unblocked.
500.571 Transactions related to telecommunications authorized.
500.572 Humanitarian projects authorized.
500.573 Certain donations of funds and goods to meet basic human needs 
          authorized.
500.574 Executory contracts and related transactions authorized.
500.575 Certain services to Vietnamese nationals authorized.
500.576 Authorization of transactions concerning certain development 
          projects in Vietnam.
500.577 Authorization of bank transactions with respect to Vietnam by 
          certain international organizations.
500.578 Vietnamese property unblocked.
500.579 Authorization for release of certain blocked transfers by 
          banking institutions subject to U.S. jurisdiction.
500.580 Authorization of U.S. dollar clearing transactions involving 
          North Korea.
500.581 Financial transactions related to diplomatic missions 
          authorized.
500.582 Importation of North Korean-origin magnesite and magnesia.
500.583 News organization offices.
500.584 Energy sector projects in North Korea.
500.585 Payments for services rendered by North Korea to United States 
          aircraft authorized.
500.586 Authorization of new transactions concerning certain North 
          Korean property.

                            Subpart F_Reports

500.601 Records and reports.
500.602 Reporting of claims of U.S. nationals against North Korea.

                           Subpart G_Penalties

500.701 Penalties.

                          Subpart H_Procedures

500.801 Procedures.
500.802 Delegation by the Secretary of the Treasury.
500.803 Customs procedures; merchandise specified in Sec. 500.204.

                   Subpart I_Miscellaneous Provisions

500.901 Paperwork Reduction Act notice.

Appendix A to Part 500--Qualifying International Institutions

    Authority: 18 U.S.C. 2332d; 31 U.S.C. 321(b); 50 U.S.C. App. 1-44; 
Pub. L. 101-410, 104 Stat. 890 (28 U.S.C. 2461 note); E.O. 9193, 7 FR 
5205,

[[Page 9]]

3 CFR, 1938-1943 Comp., p. 1174; E.O. 9989, 13 FR 4891, 3 CFR, 1943-1948 
Comp., p.748.

    Source: 15 FR 9040, Dec. 19, 1950, unless otherwise noted.



      Subpart A_Relation of This Part to Other Laws and Regulations



Sec. 500.101  Relation of this part to other laws and regulations.

    (a) This part is separate from, and independent of, the other parts 
of this chapter with the exception of part 501 of this chapter, the 
recordkeeping and reporting requirements and license application and 
other procedures of which apply to this part. No license or 
authorization contained in or issued pursuant to one of those parts, or 
any other provision of law, authorizes any transaction prohibited by 
this part.
    (b) No license or authorization contained in or issued pursuant to 
this part shall be deemed to authorize any transaction prohibited by any 
law other than the Trading With the Enemy Act, 50 U.S.C. App. 5(b), as 
amended, the Foreign Assistance Act of 1961, 22 U.S.C. 2370, or any 
proclamation, order, regulation or license issued pursuant thereto.

[50 FR 27436, July 3, 1985, as amended at 62 FR 45101, Aug. 25, 1997]



                         Subpart B_Prohibitions



Sec. 500.201  Transactions involving designated foreign countries or their nationals; effective date.

    (a) All of the following transactions are prohibited, except as 
specifically authorized by the Secretary of the Treasury (or any person, 
agency, or instrumentality designated by him) by means of regulations, 
rulings, instructions, licenses, or otherwise, if either such 
transactions are by, or on behalf of, or pursuant to the direction of 
any designated foreign country, or any national thereof, or such 
transactions involve property in which any designated foreign country, 
or any national thereof, has at any time on or since the effective date 
of this section had any interest of any nature whatsoever, direct or 
indirect:
    (1) All transfers of credit and all payments between, by, through, 
or to any banking institution or banking institutions wheresoever 
located, with respect to any property subject to the jurisdiction of the 
United States or by any person (including a banking institution) subject 
to the jurisdiction of the United States;
    (2) All transactions in foreign exchange by any person within the 
United States; and
    (3) The exportation or withdrawal from the United States of gold or 
silver coin or bullion, currency or securities, or the earmarking of any 
such property, by any person within the United States.
    (b) All of the following transactions are prohibited, except as 
specifically authorized by the Secretary of the Treasury (or any person, 
agency, or instrumentality designated by him) by means of regulations, 
rulings, instructions, licenses, or otherwise, if such transactions 
involve property in which any designated foreign country, or any 
national thereof, has at any time on or since the effective date of this 
section had any interest of any nature whatsoever, direct or indirect:
    (1) All dealings in, including, without limitation, transfers, 
withdrawals, or exportations of, any property or evidences of 
indebtedness or evidences of ownership of property by any person subject 
to the jurisdiction of the United States; and
    (2) All transfers outside the United States with regard to any 
property or property interest subject to the jurisdiction of the United 
States.
    (c) Any transaction for the purpose or which has the effect of 
evading or avoiding any of the prohibitions set forth in paragraph (a) 
or (b) of this section is hereby prohibited.
    (d) The term ``designated foreign country'' means a foreign country 
in the following schedule, and the terms ``effective date'' and 
``effective date of this section'' mean with respect to any designated 
foreign country, or any national thereof, 12:01 a.m. eastern standard 
time of the date specified in the following schedule, except as 
specifically noted after the country or area.

[[Page 10]]

                                Schedule

    (1) North Korea, i.e., Korea north of the 38th parallel of north 
latitude: December 17, 1950.
    (2) Cambodia: April 17, 1975.
    (3) North Vietnam; i.e., Vietnam north of the 17th parallel of north 
latitude: May 5, 1964.
    (4) South Vietnam, i.e., Vietnam south of the 17th parallel of north 
latitude: April 30, 1975, at 12:00 p.m. e.d.t.

    (e) When a transaction results in the blocking of funds at a banking 
institution pursuant to this section and a party to the transaction 
believes the funds have been blocked due to mistaken identity, that 
party may seek to have such funds unblocked pursuant to the 
administrative procedures set forth in Sec. 501.806 of this chapter.

[15 FR 9040, Dec. 19, 1950, as amended at 18 FR 2079, Apr. 14, 1953; 50 
FR 27436, July 3, 1985; 62 FR 45101, Aug. 25, 1997]



Sec. 500.202  Transactions with respect to securities registered or inscribed in the name of a designated national.

    Unless authorized by a license expressly referring to this section, 
the acquisition, transfer (including the transfer on the books of any 
issuer or agent thereof), disposition, transportation, importation, 
exportation, or withdrawal of, or the endorsement or guaranty of 
signatures on, or otherwise dealing in any security (or evidence 
thereof) registered or inscribed in the name of any designated national 
is prohibited irrespective of the fact that at any time (either prior 
to, on or subsequent to the ``effective date'') the registered or 
inscribed owner thereof may have, or appears to have, assigned, 
transferred or otherwise disposed of any such security.



Sec. 500.203  Effect of transfers violating the provisions of this chapter.

    (a) Any transfer after the ``effective date'' which is in violation 
of any provision of this chapter or of any regulation, ruling, 
instruction, license, or other direction or authorization thereunder and 
involves any property in which a designated national has or has had an 
interest since such ``effective date'' is null and void and shall not be 
the basis for the assertion or recognition of any interest in or right, 
remedy, power or privilege with respect to such property.
    (b) No transfer before the ``effective date'' shall be the basis for 
the assertion or recognition of any right, remedy, power, or privilege 
with respect to, or interest in, any property in which a designated 
national has or has had an interest since the ``effective date'' unless 
the person with whom such property is held or maintained had written 
notice of the transfer or by any written evidence had recognized such 
transfer prior to such ``effective date.''
    (c) Unless otherwise provided, an appropriate license or other 
authorization issued by or pursuant to the direction or authorization of 
the Secretary of the Treasury before, during or after a transfer shall 
validate such transfer or render it enforceable to the same extent as it 
would be valid or enforceable but for the provisions of section 5(b) of 
the Trading With the Enemy Act, as amended, and this chapter and any 
ruling, order, regulation, direction or instruction issued thereunder.
    (d) Transfers of property which otherwise would be null and void, or 
unenforceable, by virtue of the provisions of this section shall not be 
deemed to be null and void, or unenforceable pursuant to such 
provisions, as to any person with whom such property was held or 
maintained (and as to such person, only) in cases in which such person 
is able to establish each of the following:
    (1) Such transfer did not represent a willful violation of the 
provisions of this chapter by the person with whom such property was 
held or maintained;
    (2) The person with whom such property was held or maintained did 
not have reasonable cause to know or suspect, in view of all the facts 
and circumstances known or available to such person, that such transfer 
required a license or authorization by or pursuant to the provisions of 
this chapter and was not so licensed or authorized or if a license or 
authorization did purport to cover the transfer, that such license or 
authorization had been obtained by misrepresentation or the withholding 
of material facts or was otherwise fraudulently obtained; and
    (3) Promptly upon discovery that:

[[Page 11]]

    (i) Such transfer was in violation of the provisions of this chapter 
or any regulation, ruling, instruction, license or other direction or 
authorization thereunder, or
    (ii) Such transfer was not licensed or authorized by the Secretary 
of the Treasury, or
    (iii) If a license did purport to cover the transfer, such license 
had been obtained by misrepresentation or the withholding of material 
facts or was otherwise fraudulently obtained;

the person with whom such property was held or maintained filed with the 
Treasury Department, Washington, DC 20220, a report in triplicate 
setting forth in full the circumstances relating to such transfer. The 
filing of a report in accordance with the provisions of this paragraph 
shall not be deemed to be compliance or evidence of compliance with 
paragraphs (d) (1) and (2) of this section.
    (e) Unless licensed or authorized by Sec. 500.504 or otherwise 
licensed or authorized pursuant to this chapter any attachment, 
judgment, decree, lien, execution, garnishment, or other judicial 
process is null and void with respect to any property in which on or 
since the ``effective date'' there existed the interest of a designated 
foreign country or national thereof.
    (f) For the purpose of this section the term ``property'' includes 
gold, silver, bullion, currency, coin, credit, securities (as that term 
is defined in section 2(1) of the Securities Act of 1933, as amended) 
(48 Stat. 74; 15 U.S.C. 77(b)), bills of exchange, notes, drafts, 
acceptances, checks, letters of credit, book credits, debts, claims, 
contracts, negotiable documents of title, mortgages, liens, annuities, 
insurance policies, options and futures in commodities, and evidences of 
any of the foregoing. The term ``property'' shall not, except to the 
extent indicated, be deemed to include chattels or real property.

[15 FR 9040, Dec. 19, 1950, as amended at 41 FR 16553, Apr. 20, 1976]



Sec. 500.204  Importation of and dealings in certain merchandise.

    (a) Except as specifically authorized by the Secretary of the 
Treasury (or any person, agency, or instrumentality designated by him) 
by means of regulations, or rulings, instructions, licenses, or 
otherwise, persons subject to the jurisdiction of the United States may 
not purchase, transport, import, or otherwise deal in or engage in any 
transaction with respect to any merchandise outside the United States 
specified in following paragraph (a)(1) of this section.
    (1) Merchandise the country of origin of which is North Korea, North 
Viet-Nam, Cambodia, or South Viet-Nam. Articles which are the growth, 
produce or manufacture of these areas shall be deemed for the purposes 
of this chapter to be merchandise whose country of origin is North 
Korea, North Viet-Nam, Cambodia, or South Viet-Nam, notwithstanding that 
they may have been subjected to one or any combination of the following 
processes in another country:
    (i) Grading;
    (ii) Testing;
    (iii) Checking;
    (iv) Shredding;
    (v) Slicing;
    (vi) Peeling or splitting;
    (vii) Scraping;
    (viii) Cleaning;
    (ix) Washing;
    (x) Soaking;
    (xi) Drying;
    (xii) Cooling, chilling or refrigerating;
    (xiii) Roasting;
    (xiv) Steaming;
    (xv) Cooking;
    (xvi) Curing;
    (xvii) Combining of fur skins into plates;
    (xviii) Blending;
    (xix) Flavoring;
    (xx) Preserving;
    (xxi) Pickling;
    (xxii) Smoking;
    (xxiii) Dressing;
    (xxiv) Salting;
    (xxv) Dyeing;
    (xxvi) Bleaching;
    (xxvii) Tanning;
    (xxviii) Packing;
    (xxix) Canning;
    (xxx) Labeling;
    (xxxi) Carding;
    (xxxii) Combing;
    (xxxiii) Pressing;
    (xxxiv) Any process similar to any of the foregoing.

[[Page 12]]


Any article wheresoever manufactured shall be deemed for the purposes of 
this chapter to be merchandise whose country of origin is North Korea, 
North Viet-Nam, Cambodia, or South Viet-Nam, if there shall have been 
added to such articles any embroidery, needle point, petit point, lace 
or any other article of adornment which is the product of North Korea, 
North Viet-Nam, Cambodia, or South Viet-Nam, notwithstanding that such 
addition to the merchandise may have occurred in a country other than 
North Korea, North Viet-Nam, Cambodia, or South Viet-Nam.

[40 FR 19202, May 2, 1975, as amended at 41 FR 16553, Apr. 20, 1976; 45 
FR 7224, Jan. 31, 1980]



Sec. 500.205  Holding of certain types of blocked property in interest-bearing accounts.

    (a) Except as provided by paragraphs (d), (e) and (f) of this 
section, or as authorized by the Secretary of the Treasury or his 
delegate by specific license, any person holding any property included 
in paragraph (h) of this section is prohibited from holding, 
withholding, using, transferring, engaging in any transactions 
involving, or exercising any right, power, or privilege with respect to 
any such property, unless it is held in an interest-bearing account in a 
domestic bank.
    (b) Any person presently holding property subject to the provisions 
of paragraph (a) of this section which, as of the effective date of this 
section, is not being held in accordance with the provisions of that 
paragraph, shall transfer such property to or hold such property or 
cause such property to be held in an interest-bearing account in any 
domestic bank within 30 days of the effective date of this section.
    (c) Any person holding any checks or drafts subject to the 
provisions of Sec. 500.201 is authorized and directed, wherever 
possible consistent with state law (except as otherwise specifically 
provided in paragraph (c)(3) of this section), to negotiate or present 
for collection or payment such instruments and credit the proceeds to 
interest-bearing accounts. Any transaction by any person incident to the 
negotiation, processing, presentment, collection or payment of such 
instruments and deposit of the proceeds into an interest-bearing account 
is hereby authorized: Provided, That:
    (1) The transaction does not represent, directly or indirectly, a 
transfer of the interest of a designated national to any other country 
or person;
    (2) The proceeds are held in a blocked account indicating the 
designated national who is the payee or owner of the instrument; and,
    (3) In the case of a blocked check or draft which has been purchased 
by the maker/drawer from the drawee bank (e.g., cashier's check, money 
order, or traveler's check) or which is drawn against a presently 
existing account, such bank, on presentment of the instrument in 
accordance with the provisions of this section, shall either:
    (i) Pay the instrument (subject to paragraphs (c) (1) and (2) of 
this section) or
    (ii) Credit a blocked account on its books with the amount payable 
on the instrument.

In either event, the blocked account shall be identified as resulting 
from the proceeds of a blocked check or draft, and the identification 
shall include a reference to the names of both the maker and payee of 
the instrument.
    (d) Property subject to the provisions of paragraph (a) or (b) of 
this section, held by a person claiming a set-off against such property, 
is exempt from the provisions of paragraphs (a), (b) and (c) of this 
section to the extent of the set-off: Provided however, That interest 
shall be due from 30 days after the effective date of this section if it 
should ultimately be determined that the claim to a set-off is without 
merit.
    (e) Property subject to the provisions of paragraphs (a) and (b) of 
this section, held in a customer's account by a registered broker/dealer 
in securities, may continue to be held for the customer by the broker/
dealer provided interest is credited to the account on any balance not 
invested in securities in accordance with Sec. 500.513. The interest 
paid on such accounts by a broker/dealer who does not elect to hold such 
property for a customer's account in a domestic bank shall not be less 
than the maximum rate payable on the

[[Page 13]]

shortest time deposit available in any domestic bank in the jurisdiction 
in which the broker/dealer holds the account.
    (f) Property subject to the provisions of paragraphs (a) and (b) of 
this section, held by a state agency charged with the custody of 
abandoned or unclaimed property under Sec. 500.561 may continue to be 
held by the agency provided interest is credited to the blocked account 
in which the property is held by the agency, or the property is held by 
the agency in a blocked account in a domestic bank. The interest 
credited to such accounts by an agency which does not elect to hold such 
property in a domestic bank shall not be less than the maximum rate 
payable on the shortest time deposit available in any domestic bank in 
the state.
    (g) For purposes of this section, the term ``interest-bearing 
account'' means a blocked account earning interest at no less than the 
maximum rate payable on the shortest time deposit in the domestic bank 
where the account is held, provided however, that such an account may 
include six-month Treasury bills or insured certificates, with a 
maturity not exceeding six-months, appropriate to the amounts involved.
    (h) The following types of property are subject to paragraphs (a) 
and (b) of this section:
    (1) Any currency, bank deposit and bank accounts subject to the 
provisions of Sec. 500.201;
    (2) Any property subject to the provisions of Sec. 500.201 which 
consists, in whole or in part, of undisputed and either liquidated or 
matured debts, claims, obligations or other evidence of indebtedness, to 
the extent of any amount that is undisputed and liquidated or matured; 
and,
    (3) Any proceeds resulting from the payment of an obligation under 
paragraph (c) of this section.
    (i) For purposes of this section, the term ``domestic bank'' 
includes any FSLIC-insured institution (as defined in 12 CFR 561.1).
    (j) For the purposes of this section the term ``person'' includes 
the United States Government or any agency or instrumentality thereof, 
except where the agency or instrumentality submits to the Office of 
Foreign Assets Control an opinion of its General Counsel that either:
    (1) It lacks statutory authority to comply with this section, or
    (2) The requirements of paragraphs (a) and (b) of this section are 
inconsistent with the statutory program under which it operates.

[44 FR 11766, Mar. 2, 1979]



Sec. 500.206  Exemption of information and informational materials.

    (a) The importation from any country and the exportation to any 
country of information or informational materials as defined in Sec. 
500.332, whether commercial or otherwise, regardless of format or medium 
of transmission, are exempt from the prohibitions and regulations of 
this part.
    (b) All transactions of common carriers incident to the importation 
or exportation of information or informational materials, including 
mail, between the United States and any foreign country designated under 
Sec. 500.201, are exempt from the prohibitions and regulations of this 
part.
    (c) This section does not authorize transactions related to 
information or informational materials not fully created and in 
existence at the date of the transaction, or to the substantive or 
artistic alteration or enhancement of information or informational 
materials, or to the provision of marketing and business consulting 
services by a person subject to the jurisdiction of the United States. 
Such prohibited transactions include, without limitation, payment of 
advances for information or informational materials not yet created and 
completed, provision of services to market, produce or co-produce, 
create or assist in the creation of information or informational 
materials, and payment or royalties to a designated national with 
respect to income received for enhancements or alterations made by 
persons subject to the jurisdiction of the United States to information 
or informational materials imported from a designated national.
    (d) This section does not authorize transactions incident to the 
exportation of restricted technical data as defined in section 799 of 
the Export Administration Regulations, 15 CFR parts 768-799, or to the 
exportation of goods

[[Page 14]]

for use in the transmission of any data. The exportation of such goods 
to designated foreign countries is prohibited, as provided in Sec. 
500.201 of this part and Sec. 785.1 of the Export Administration 
Regulations.

    Example #1: A U.S. publisher ships 500 copies of a book to Vietnam 
directly from San Francisco aboard a chartered aircraft, and receives 
payment by means of a letter of credit issued by a Vietnamese bank and 
confirmed by an American bank. These are permissible transactions under 
this section.
    Example #2: A Vietnamese party exports a single master copy of a 
Vietnamese motion picture to a U.S. party and licenses the U.S. party to 
duplicate, distribute, show and exploit in the United States the 
Vietnamese film in any medium, including home video distribution, for 
five years, with the Vietnamese party receiving 40% of the net income. 
All transactions relating to the activities described in this example 
are authorized under this section or Sec. 500.550.
    Example #3: A U.S. recording company proposes to contract with a 
Vietnamese musician to create certain musical compositions, and to 
advance royalties of $10,000 to the musician. The music written in 
Vietnam is to be recorded in a studio that the recording company owns in 
the Bahamas. These are all prohibited transactions. The U.S. party is 
prohibited under Sec. 500.201 from contracting for the Vietnamese 
musician's services, from transferring $10,000 to Vietnam to pay for 
those services, and from providing the Vietnamese with production 
services through the use of its studio in the Bahamas. No informational 
materials are in being at the time of these proposed transactions. 
However, the U.S. recording company may contract to purchase and import 
preexisting recordings by the Vietnamese musician, or to copy the 
recordings in the United States and pay negotiated royalties to Vietnam 
under this section or Sec. 500.550.
    Example #4: A Vietnamese party enters into a subpublication 
agreement licensing a U.S. party to print and publish copies of a 
musical composition and to sub-license rights of public performance, 
adaptation, and arrangement of the musical composition, with payment to 
be a percentage of income received. All transactions related to the 
activities described in this example are authorized under this section 
and Sec. 500.550, except for adaption and arrangement, which constitute 
artistic enhancement of the Vietnamese composition. Payment to the 
Vietnamese party may not reflect income received as a result of these 
enhancements.

[54 FR 5231, Feb. 2, 1989, as amended at 60 FR 8934, Feb. 16, 1995]



                      Subpart C_General Definitions



Sec. 500.301  Foreign country.

    The term foreign country also includes, but not by way of 
limitation:
    (a) The state and the government of any such territory on or after 
the ``effective date'' as well as any political subdivision, agency, or 
instrumentality thereof or any territory, dependency, colony, 
protectorate, mandate, dominion possession or place subject to the 
jurisdiction thereof,
    (b) Any other government (including any political subdivision, 
agency, or instrumentality thereof) to the extent and only to the extent 
that such government exercises or claims to exercise control, authority, 
jurisdiction or sovereignty over territory which on the ``effective 
date'' constituted such foreign country,
    (c) Any person to the extent that such person is, or has been, or to 
the extent that there is reasonable cause to believe that such person 
is, or has been, since the ``effective date'', acting or purporting to 
act directly or indirectly for the benefit or on behalf of any of the 
foregoing, and
    (d) Any territory which on or since the ``effective date'' is 
controlled or occupied by the military, naval or police forces or other 
authority of such foreign country.



Sec. 500.302  National.

    (a) The term national shall include:
    (1) A subject or citizen of a country or any person who has been 
domiciled in or a permanent resident of that country at any time on or 
since the ``effective date,'' except persons who were resident or 
domiciled there in the service of the U.S. Government.
    (2) Any partnership, association, corporation, or other 
organization, organized under the laws of, or which on or since the 
``effective date'' had or has had its principal place of business in a 
foreign country, or which on or since such effective date was or has 
been controlled by, or a substantial part of the stock, shares, bonds, 
debentures, notes, drafts, or other securities or obligations of which, 
was or has been owned or controlled by, directly or indirectly, a 
foreign country and/or one

[[Page 15]]

or more nationals thereof as defined in this section.
    (3) Any person to the extent that such person is, or has been, since 
the ``effective date'' acting or purporting to act directly or 
indirectly for the benefit or on behalf of any national of a foreign 
country.
    (4) Any other person who there is reasonable cause to believe is a 
``national'' as defined in this section.
    (b) The Secretary of the Treasury retains full power to determine 
that any person is or shall be deemed to be a ``national'' within the 
meaning of this section, and to specify the foreign country of which 
such person is or shall be deemed to be a national.

[17 FR 5343, June 12, 1952, as amended at 50 FR 27436, July 3, 1985]



Sec. 500.303  Nationals of more than one foreign country.

    (a) Any person who by virtue of any provision in this chapter is a 
national of more than one foreign country shall be deemed to be a 
national of each of such foreign countries.
    (b) In any case in which a person is a national of two or more 
designated foreign countries, a license or authorization with respect to 
nationals of one of such designated foreign countries shall not be 
deemed to apply to such person unless a license or authorization of 
equal or greater scope is outstanding with respect to nationals of each 
other designated foreign country of which such person is a national.
    (c) In any case in which the combined interests of two or more 
designated foreign countries and/or nationals thereof are sufficient in 
the aggregate to constitute control or ownership of 25 per centum or 
more of the stock, shares, bonds, debentures, notes, drafts, or other 
securities or obligations of a partnership, association, corporation or 
other organization, but such control or a substantial part of such 
stock, shares, bonds, debentures, notes, drafts, or other securities or 
obligations is not held by any one such foreign country and/or national 
thereof, such partnership, association, corporation or other 
organization shall be deemed to be a national of each of such foreign 
countries.



Sec. 500.305  Designated national.

    The term designated national shall mean any country designated in 
Sec. 500.201 and any national thereof including any person who is a 
specially designated national.



Sec. 500.306  Specially designated national.

    (a) The term specially designated national shall mean:
    (1) Any person who is determined by the Secretary of the Treasury to 
be a specially designated national,
    (2) Any person who on or since the ``effective date'' has acted for 
or on behalf of the Government or authorities exercising control over 
any designated foreign country, or
    (3) Any partnership, association, corporation or other organization 
which on or since the ``effective date'' has been owned or controlled 
directly or indirectly by the Government or authorities exercising 
control over any designated foreign country or by any specially 
designated national.
    (b) [Reserved]

    Note to Sec. 500.306: Please refer to the appendices at the end of 
this chapter for listings of persons designated pursuant to this part. 
Section 501.807 of this chapter sets forth the procedures to be followed 
by persons seeking administrative reconsideration of their designation 
or that of a vessel as blocked, or who wish to assert that the 
circumstances resulting in the designation are no longer applicable.

[15 FR 9040, Dec. 19, 1950, as amended at 41 FR 16554, Apr. 20, 1976; 61 
FR 32938, June 26, 1996; 62 FR 45101, Aug. 25, 1997]



Sec. 500.307  Unblocked national.

    Any person licensed pursuant to Sec. 500.505 as an unblocked 
national shall, while so licensed, be regarded as a person within the 
United States who is not a national of any designated foreign country: 
Provided, however, That the licensing of any person as an ``unblocked 
national'' shall not be deemed to suspend in any way the requirements of 
any section of this chapter relating to reports, and the production of 
books, documents, records, etc.

[15 FR 9040, Dec. 19, 1950, as amended at 54 FR 5231, Feb. 2, 1989]

[[Page 16]]



Sec. 500.308  Person.

    The term person means an individual, partnership, association, 
corporation, or other organization.



Sec. 500.309  Transactions.

    The phrase transactions which involve property in which any 
designated foreign country, or any national thereof, has any interest of 
any nature whatsoever, direct or indirect, includes, but not by way of 
limitation:
    (a) Any payment or transfer to any such designated foreign country 
or national thereof,
    (b) Any export or withdrawal from the United States to such 
designated foreign country, and
    (c) Any transfer of credit, or payment of an obligation, expressed 
in terms of the currency of such designated foreign country.



Sec. 500.310  Transfer.

    The term transfer shall mean any actual or purported act or 
transaction, whether or not evidenced by writing, and whether or not 
done or performed within the United States, the purpose, intent, or 
effect of which is to create, surrender, release, transfer, or alter, 
directly or indirectly, any right, remedy, power, privilege, or interest 
with respect to any property and without limitation upon the foregoing 
shall include the making, execution, or delivery of any assignment, 
power, conveyance, check, declaration, deed, deed of trust, power of 
attorney, power of appointment, bill of sale, mortgage, receipt, 
agreement, contract, certificate, gift, sale, affidavit or statement; 
the appointment of any agent trustee, or other fiduciary; the creation 
or transfer of any lien; the issuance, docketing, filing, or the levy of 
or under any judgment, decree, attachment, execution, or other judicial 
or administrative process or order, or the service of any garnishment; 
the acquisition of any interest of any nature whatsoever by reason of a 
judgment or decree of any foreign country; the fulfillment of any 
condition, or the exercise of any power of appointment, power of 
attorney, or other power.



Sec. 500.311  Property; property interests.

    Except as defined in Sec. 500.203(f) for the purposes of that 
section the terms property and property interest or property interests 
shall include, but not by way of limitation, money, checks, drafts, 
bullion, bank deposits, savings accounts, any debts, indebtedness 
obligations, notes, debentures, stocks, bonds, coupons, any other 
financial securities, bankers' acceptances, mortgages, pledges, liens or 
other right in the nature of security, warehouse receipts, bills of 
lading, trust receipts, bills of sale, any other evidences of title, 
ownership or indebtedness, powers of attorney, goods, wares, 
merchandise, chattels, stocks on hand, ships, goods on ships, real 
estate mortgages, deeds of trust, vendors' sales agreements, land 
contracts, real estate and any interest therein, leaseholds, ground 
rents, options, negotiable instruments, trade acceptances, royalties, 
book accounts, accounts payable, judgments, patents, trademarks, 
copyrights, contracts or licenses affecting or involving patents, 
trademarks or copyrights, insurance policies, safe deposit boxes and 
their contents, annuities, pooling agreements, contracts of any nature 
whatsoever, services, and any other property, real, personal, or mixed, 
tangible or intangible, or interest or interests therein, present, 
future, or contingent.

[15 FR 9040, Dec. 19, 1950, as amended at 55 FR 31179, Aug. 1, 1990]



Sec. 500.312  Interest.

    The term interest when used with respect to property shall mean an 
interest of any nature whatsoever, direct or indirect.



Sec. 500.313  Property subject to the jurisdiction of the United States.

    (a) The phrase property subject to the jurisdiction of the United 
States includes, without limitation, securities, whether registered or 
bearer, issued by:
    (1) The United States or any State, district, territory, possession, 
county, municipality, or any other subdivision or agency or 
instrumentality of any thereof; or
    (2) Any person within the United States whether the certificate 
which evidences such property or interest is

[[Page 17]]

physically located within or outside the United States.
    (b) The phrase property subject to the jurisdiction of the United 
States also includes, without limitation, securities, whether registered 
or bearer, by whomsoever issued, if the certificate evidencing such 
property or interest is physically located within the United States.



Sec. 500.314  Banking institution.

    The term banking institution shall include any person engaged 
primarily or incidentally in the business of banking, of granting or 
transferring credits, or of purchasing or selling foreign exchange or 
procuring purchasers and sellers thereof, as principal or agent, or any 
person holding credits for others as a direct or incidental part of his 
business, or any broker; and, each principal, agent, home office, branch 
or correspondent of any person so engaged shall be regarded as a 
separate ``banking institution.''



Sec. 500.316  License.

    Except as otherwise specified, the term license shall mean any 
license or authorization contained in or issued pursuant to this 
chapter.

[28 FR 6973, July 9, 1963]



Sec. 500.317  General license.

    A general license is any license or authorization the terms of which 
are set forth in this chapter.



Sec. 500.318  Specific license.

    A specific license is any license or authorization issued pursuant 
to this chapter but not set forth in this chapter.



Sec. 500.319  Blocked account.

    The term blocked account shall mean an account in which any 
designated national has an interest, with respect to which account 
payments, transfers or withdrawals of other dealings may not be made or 
effected except pursuant to an authorization or license authorizing such 
action. The term blocked account shall not be deemed to include accounts 
of unblocked nationals.



Sec. 500.320  Domestic bank.

    The term domestic bank shall mean any branch or office within the 
United States of any of the following which is not a national of any 
designated foreign country: Any bank or trust company incorporated under 
the banking laws of the United States or of any State, territory, or 
district of the United States, or any private bank or banker subject to 
supervision and examination under the banking laws of the United States, 
or of any state, territory or district of the United States. The 
Secretary of the Treasury may also authorize any other banking 
institution to be treated as a ``domestic bank'' for the purpose of this 
definition or for the purpose of any or all sections of this chapter.



Sec. 500.321  United States; continental United States.

    The term United States means the United States and all areas under 
the jurisdiction or authority thereof, including U.S. trust territories 
and commonwealths. The term continental United States means the states 
of the United States and the District of Columbia.

[50 FR 27436, July 3, 1985]



Sec. 500.322  Authorized trade territory; member of the authorized trade territory.

    (a) The term authorized trade territory shall include:
    (1) North, South and Central America, including the Caribbean 
region, except Cuba;
    (2) Africa;
    (3) Australia and Oceania, including Indonesia, New Zealand, and the 
Philippines;
    (4) Andorra, Austria, Belgium, Cyprus, Denmark, Ireland, the Federal 
Republic of Germany and the Western Sector of Berlin, Finland, France 
(including Monaco), Greece, Iceland, Italy, Liechtenstein, Luxembourg, 
Malta, the Netherlands, Norway, Portugal, San Marino, Spain, Sweden, 
Switzerland, Turkey, the United Kingdom, Vatican City, and Yugoslavia.
    (5) Afghanistan, Bangladesh, Bhutan, Burma, Hong Kong, India, Iran, 
Iraq, Israel, Japan, Jordan, Kuwait, Laos,

[[Page 18]]

Lebanon, Macao, Malaysia, Nepal, Oman, Pakistan, Qatar, Saudi Arabia, 
Singapore, South Korea, Sri Lanka (Ceylon), Syrian Arab Republic, 
Taiwan, Thailand, United Arab Emirates, and Yemen.
    (6) Any colony, territory, possession, or protectorate of any 
country included within this paragraph; but the term shall not include 
the United States.
    (b) The term member of the authorized trade territory shall mean any 
of the foreign countries or political subdivisions comprising the 
authorized trade territory.

(50 U.S.C. App. 5(b); E.O. 9193, 3 CFR 1943 Cum. Supp.; Treas. Dept. 
Order No. 128, 32 FR 3472)

[40 FR 19202, May 2, 1975, as amended at 41 FR 16554, Apr. 20, 1976; 42 
FR 27199, May 27, 1977; 54 FR 5231, Feb. 2, 1989]



Sec. 500.323  Occupied area.

    The term occupied area shall mean any territory occupied by a 
designated foreign country which was not occupied by such country prior 
to June 25, 1950.



Sec. 500.325  National securities exchange.

    The term national securities exchange shall mean an exchange 
registered as a national securities exchange under section 6 of the 
Securities Exchange Act of 1934 (48 Stat. 885, 15 U.S.C. 78f).



Sec. 500.326  Custody of safe deposit boxes.

    Safe deposit boxes shall be deemed to be in the custody not only of 
all persons having access thereto but also of the lessors of such boxes 
whether or not such lessors have access to such boxes. The foregoing 
shall not in any way be regarded as a limitation upon the meaning of the 
term custody.



Sec. 500.327  Blocked estate of a decedent.

    The term blocked estate of a decedent shall mean any decedent's 
estate in which a designated national has an interest. A person shall be 
deemed to have an interest in a decedent's estate if he:
    (a) Was the decedent;
    (b) Is a personal representative; or
    (c) Is a creditor, heir, legatee, devisee, distributee, or 
beneficiary.



Sec. 500.328  Status of those portions of Korea under control of the 

government of the Republic of Korea; and of the diplomatic and consular representatives of 
          those countries.

    (a) Those portions of Korea which are under the control of the 
government of the Republic of Korea are not included within the term 
designated foreign country.
    (b) The diplomatic and consular representatives of the Republic of 
Korea are not deemed to be acting or purporting to act directly or 
indirectly for the benefit or on the behalf of any designated foreign 
country.

[41 FR 16554, Apr. 20, 1976, as amended at 45 FR 7224, Jan. 31, 1980]



Sec. 500.329  Person subject to the jurisdiction of the United States.

    The term, person subject to the jurisdiction of the United States, 
includes:
    (a) Any individual, wherever located, who is a citizen or resident 
of the United States;
    (b) Any person within the United States as defined in Sec. 500.330;
    (c) Any corporation organized under the laws of the United States or 
of any state, territory, possession, or district of the United States; 
and
    (d) Any corporation, partnership, or association, wherever organized 
or doing business, that is owned or controlled by persons specified in 
paragraph (a) or (c) of this section.

[50 FR 27436, July 3, 1985]



Sec. 500.330  Person within the United States.

    (a) The term, person within the United States, includes:
    (1) Any person, wheresoever located, who is a resident of the United 
States;
    (2) Any person actually within the United States;
    (3) Any corporation organized under the laws of the United States or 
of any state, territory, possession, or district of the United States; 
and
    (4) Any partnership, association, corporation, or other 
organization, wheresoever organized or doing business, which is owned or 
controlled by any person or persons specified in paragraph (a) (1), (2), 
or (3) of this section.

[[Page 19]]

    (b) [Reserved]

[20 FR 1379, Mar. 8, 1955]



Sec. 500.331  Merchandise.

    The term merchandise means all goods, wares and chattels of every 
description without limitation of any kind.

[24 FR 1984, Mar. 18, 1959]



Sec. 500.332  Information and informational materials.

    (a) For purposes of this part, the term informational materials 
includes, without limitation:
    (1) Publications, films, posters, phonograph records, photographs, 
microfilms, microfiche, tapes, compact disks, CD ROMs, artworks, and 
news wire feeds.
    (2) To be considered informational materials, artworks must be 
classified under chapter subheading 9701, 9702, or 9703 of the 
Harmonized Tariff Schedule of the United States.
    (b) The terms information and informational materials with respect 
to U.S. exports do not include items:
    (1) That would be controlled for export pursuant to section 5 of the 
Export Administration Act of 1979, 50 U.S.C. App. 2401-2420 (1979) (the 
``EAA''), or section 6 of the EAA to the extent that such controls 
promote the nonproliferation or antiterrorism policies of the United 
States, including ``software'' that is not ``publicly available'' as 
these terms are defined in 15 CFR parts 779 and 799.1 (1994); or
    (2) With respect to which acts are prohibited by 18 U.S.C. chapter 
37.

[60 FR 8934, Feb. 16, 1995]



                        Subpart D_Interpretations



Sec. 500.401  Reference to amended sections.

    Reference to any section of this chapter or to any regulation, 
ruling, order, instruction, direction or license issued pursuant to this 
chapter shall be deemed to refer to the same as currently amended unless 
otherwise so specified.



Sec. 500.402  Effect of amendment of sections of this chapter or of other orders, etc.

    Any amendment, modification, or revocation of any section of this 
chapter or of any order, regulation, ruling, instruction, or license 
issued by or under the direction of the Secretary of the Treasury 
pursuant to section 3(a) or 5(b) of the Trading With the Enemy Act, as 
amended, shall not unless otherwise specifically provided be deemed to 
affect any act done or omitted to be done, or any suit or proceeding had 
or commenced in any civil or criminal case, prior to such amendment, 
modification, or revocation, and all penalties, forfeitures, and 
liabilities under any such section, order, regulation, ruling, 
instruction or license shall continue and may be enforced as if such 
amendment, modification, or revocation had not been made.



Sec. 500.403  Termination and acquisition of the interest of a designated national.

    (a) Except as provided in Sec. 500.525, whenever a transaction 
licensed or authorized by or pursuant to this chapter results in the 
transfer of property (including any property interest) away from a 
designated national, such property shall no longer be deemed to be 
property in which a designated national has or has had an interest 
unless there exists in such property an interest of a designated 
national, the transfer of which has not been effected pursuant to 
license or other authorization.
    (b) Unless otherwise specifically provided in a license or 
authorization contained in or issued pursuant to this chapter, if 
property (including any property interest) is transferred to a 
designated national such property shall be deemed to be property in 
which there exists the interest of a designated national.



Sec. 500.404  Transactions between principal and agent.

    A transaction between any person within the United States and any 
principal, agent, home office, branch, or correspondent, outside the 
United States of such person is a transaction prohibited by Sec. 
500.201 to the same extent as if the parties to the transaction

[[Page 20]]

were in no way affiliated or associated with each other.



Sec. 500.405  Exportation of securities, etc. to designated foreign countries.

    Section 500.201 prohibits the exportation of securities, currency, 
checks, drafts and promissory notes to designated foreign countries.



Sec. 500.406  Drafts under irrevocable letters of credit; documentary drafts.

    Section 500.201 prohibits the presentation, acceptance or payment 
of:
    (a) Drafts or other orders for payment drawn under irrevocable 
letters of credit issued in favor or on behalf of any designated 
national;
    (b) Drafts or other orders for payment, in which any designated 
national has on or since the ``effective date'' had any interest, drawn 
under any irrevocable letter of credit; and
    (c) Documentary drafts in which any designated national has on or 
since the ``effective date'' had any interest.



Sec. 500.407  Administration of blocked estates of decedents.

    Section 500.201 prohibits all transactions incident to the 
administration of the blocked estate of a decedent, including the 
appointment and qualification of personal representatives, the 
collection and liquidation of assets, the payment of claims, and 
distribution to beneficiaries. Attention is directed to Sec. 500.523 
which authorizes certain transactions in connection with the 
administration of blocked estates of decedents and Sec. 500.568 which 
authorizes the unblocking by specific license of estate assets to 
certain heirs under certain circumstances.

[15 FR 9040, Dec. 19, 1950, as amended at 54 FR 5231, Feb. 2, 1989]



Sec. 500.408  Access to certain safe deposit boxes prohibited.

    Section 500.201 prohibits access to any safe deposit box within the 
United States in the custody of any designated national or containing 
any property in which any designated national has any interest or which 
there is reasonable cause to believe contains property in which any such 
designated national has any interest. Attention is directed to Sec. 
500.517 which authorizes access to such safe deposit boxes under certain 
conditions.



Sec. 500.409  Certain payments to designated foreign countries and nationals through third countries.

    Section 500.201 prohibits any request or authorization made by or on 
behalf of a bank or other person within the United States to a bank or 
other person outside of the United States as a result of which request 
or authorization such latter bank or person makes a payment or transfer 
of credit either directly or indirectly to a designated national.

[18 FR 2080, Apr. 14, 1953]



Sec. 500.410  Currency, coins, and postage and other stamps.

    Currency, coins, and postage and other stamps issued by North Korea, 
North Viet-Nam, Cambodia, or South Viet-Nam are merchandise of North 
Korean, North Vietnamese, Cambodian, or South Vietnamese origin subject 
to Sec. 500.204(a)(1).

[41 FR 16554, Apr. 20, 1976]



Sec. 500.411  Dealings abroad in commodities subject to the Regulations.

    Section 500.204 prohibits the unlicensed importation into the United 
States of commodities of North Korean, North Vietnamese, Cambodian, or 
South Vietnamese origin. It also prohibits, unless licensed, persons 
subject to the jurisdiction of the United States from purchasing, 
transporting or otherwise dealing with such commodities which are 
outside the United States.

[41 FR 16554, Apr. 20, 1976]



Sec. 500.412  Process vs. manufacture.

    A commodity subject to Sec. 500.204 remains subject howsoever it 
has been processed. It should not be assumed that a commodity which has 
undergone operations other than those listed in Sec. 500.204(a)(1), has 
become a manufactured form of the commodity rather than a processed form 
thereof. In case of question, a ruling should be requested from the 
Office of Foreign Assets Control. Requests for rulings in the form of 
license applications or otherwise should include adequate technical 
detail. It should be noted that it

[[Page 21]]

is quite possible for merchandise to have North Korea, North Viet-Nam, 
Cambodia, or South Viet-Nam as its ``country of origin'' for Foreign 
Assets Control purposes while having some other country as its ``country 
of origin'' for marking or statistical purposes.

[41 FR 16554, Apr. 20, 1976]



Sec. 500.413  Participation in certain development projects in Vietnam.

    The following examples illustrate the scope of the authorization in 
Sec. 500.576 for dealings in property in which Vietnam or a Vietnamese 
national has an interest with respect to development projects in Vietnam 
formally proposed or approved for execution, funding or sponsorship by a 
qualified international institution listed in appendix A to this part 
(``Qualified Projects'').

    Example # 1: The Government of Vietnam (``Vietnam'') approaches a 
U.S. financial consulting firm (the ``U.S. Consulting Firm'') for advice 
on building cement plants in Hanoi and Ho Chi Minh City. The project 
might be eligible for funding by the Asian Development Bank (the 
``ADB''), and Vietnam wants the U.S. Consulting Firm's assistance in 
conducting a feasibility study for submission to the ADB. Since the 
project has not yet been formally proposed or approved for funding by 
the ADB, no involvement of the U.S. Consulting Firm is authorized 
pursuant to Sec. 500.576. However, had the ADB formally proposed the 
project in its monthly ADB Business Opportunities as a project being 
considered for funding, or had it funded the feasibility study, Sec. 
500.576 would authorize the U.S. Consulting Firm's transactions.
    Example # 2: Upon ADB approval of funding for the cement plant 
project, a U.S. company (the ``U.S. Company'') forms a joint venture 
with a Vietnamese company to bid on construction of the cement plants in 
Hanoi and Ho Chi Minh City. The joint venture's bid is successful, and 
it purchases construction equipment from the United States, financed by 
a U.S. bank and insured by a U.S. company. Several items are sourced 
from the United States during construction, including cement equipment, 
which is covered by a ten-year service and maintenance agreement. The 
joint venture agreement calls for the continued management and operation 
of the plants by the U.S. Company after completion, and for the 
insurance of the plants by a U.S. insurance company. Each of these 
transactions with respect to the Qualified Project is authorized by 
Sec. 500.576.
    Example # 3: The International Finance Corporation (``IFC'') offers 
equity investment in a Vietnamese company to finance environmental 
safeguards for drilling operations in offshore oil fields. Various U.S. 
investors, including venture capital companies, brokerage firms, and 
investment banks contribute capital and receive shares in the Vietnamese 
company. This equity investment in a Qualified Project is authorized by 
Sec. 500.576. The U.S. companies purchasing these shares as part of the 
IFC-sponsored development project may hold or resell them, including 
resale to other persons subject to U.S. jurisdiction. Shares acquired by 
entities not subject to U.S. jurisdiction may not then be purchased or 
repurchased by a person subject to U.S. jurisdiction.
    Example # 4: (a) An Indonesian company (the ``Contractor'') is a 
successful bidder on a Qualified Project, and hires a U.S. law firm to 
represent it in contract negotiations with Vietnam to build a fish 
processing and canning facility in Vietnam funded by the World Bank. The 
law firm may represent the Contractor throughout the course of the 
project pursuant to Sec. 500.576, once the project has been formally 
proposed or approved for funding by the World Bank.

    (b) Once the Qualified Project is underway, the Contractor purchases 
equipment manufactured in France by a French company. The long-term 
servicing of the equipment, however, will be provided by the French 
company's U.S. subsidiary. The service transactions are authorized 
pursuant to Sec. 500.576.
    (c) After the processing facility is completed, Vietnam hires a U.S. 
marketing firm to develop marketing strategies for the product 
worldwide. It further asks the marketing firm to execute the strategies 
it devises and to represent the product in South-East Asia, including 
the domestic market in Vietnam. The marketing firm in turn would hire 
the brokerage services of a U.S. citizen domiciled in Thailand for the 
sale of the product to that country. These transactions are outside the 
scope of Sec. 500.576, and violate Sec. 500.201, because they are not 
directly incident to the Qualified Project funded by the World Bank.

[58 FR 68530, Dec. 28, 1993]

[[Page 22]]



  Subpart E_Licenses, Authorizations and Statements of Licensing Policy



Sec. 500.501  General and specific licensing procedures.

    For provisions relating to licensing procedures, see part 501, 
subpart E, of this chapter. Licensing actions taken pursuant to part 501 
of this chapter with respect to the prohibitions contained in this part 
are considered actions taken pursuant to this part.

[68 FR 53641, Sept. 11, 2003]



Sec. 500.502  Effect of subsequent license or authorization.

    No license or other authorization contained in this chapter or 
otherwise issued by or under the direction of the Secretary of the 
Treasury pursuant to section 3(a) or 5(b) of the Trading With the Enemy 
Act, as amended, shall be deemed to authorize or validate any 
transaction effected prior to the issuance thereof, unless such license 
or other authorization specifically so provides.



Sec. 500.503  Exclusion from licenses and authorizations.

    The Secretary of the Treasury reserves the right to exclude from the 
operation of any license or from the privilege therein conferred or to 
restrict the applicability thereof with respect to particular persons, 
transactions or property or classes thereof. Such action shall be 
binding upon all persons receiving actual notice or constructive notice 
thereof.



Sec. 500.504  Certain judicial proceedings with respect to property of designated nationals.

    (a) Subject to the limitations of paragraphs (b), (c) and (d) of 
this section judicial proceedings are authorized with respect to 
property in which on or since the ``effective date'' there has existed 
the interest of a designated national.
    (b) A judicial proceeding is authorized by this section only if it 
is based upon a cause of action which accrued prior to the ``effective 
date.''
    (c) This section does not authorize or license:
    (1) The entry of any judgment or of any decree or order of similar 
or analogous effect upon any judgment book, minute book, journal or 
otherwise, or the docketing of any judgment in any docket book, or the 
filing of any judgment roll or the taking of any other similar or 
analogous action.
    (2) Any payment or delivery out of a blocked account based upon a 
judicial proceeding nor does it authorize the enforcement or carrying 
out of any judgment or decree or order of similar or analogous effect 
with regard to any property in which a designated national has an 
interest.
    (d) If a judicial proceeding relates to property in which there 
exists the interest of any designated national other than a person who 
would not have been a designated national except for his relationship to 
an occupied area, such proceeding is authorized only if it is based upon 
a claim in which no person other than any of the following has had an 
interest since the ``effective date'':
    (1) A citizen of the United States;
    (2) A corporation organized under the laws of the United States or 
any State, territory or possession thereof, or the District of Columbia;
    (3) A natural person who is and has been since the ``effective 
date'' a resident of the United States and who has not been a specially 
designated national;
    (4) A legal representative (whether or not appointed by a court of 
the United States) or successor in interest by inheritance, device, 
bequest, or operation of law, who falls within any of the categories 
specified in paragraphs (d) (1), (2) and (3) of this section but only to 
the same extent that their principals or predecessors would be qualified 
by such paragraph.



Sec. 500.505  Certain persons unblocked.

    (a) The following persons are hereby licensed as unblocked 
nationals:
    (1) Any person resident in, or organized under the laws of a 
jurisdiction in, the United States or the authorized trade territory who 
or which has never been a designated national;
    (2) Any individual resident in the United States who is not a 
specially designated national; and

[[Page 23]]

    (3) Any corporation, partnership or association that would be a 
designated national solely because of the interest therein of an 
individual licensed in paragraph (a) or (b) of this section as an 
unblocked national.
    (b) Individual nationals of a designated country who take up 
residence in the authorized trade territory may apply to the Office of 
Foreign Assets Control to be specifically licensed as unblocked 
nationals.
    (c) The licensing of any person as an unblocked national shall not 
suspend the requirements of any section of this chapter relating to the 
maintenance or production of records.

[50 FR 27436, July 3, 1985, as amended at 54 FR 5232, Feb. 2, 1989]



Sec. Sec. 500.506-500.507  [Reserved]



Sec. 500.508  Payments to blocked accounts in domestic banks.

    (a) Any payment or transfer of credit to a blocked account in a 
domestic bank in the name of any designated national is hereby 
authorized providing such payment or transfer shall not be made from any 
blocked account if such payment or transfer represents, directly or 
indirectly, a transfer of the interest of a designated national to any 
other country or person.
    (b) This section does not authorize:
    (1) Any payment or transfer to any blocked account held in a name 
other than that of the designated national who is the ultimate 
beneficiary of such payment or transfer; or
    (2) Any foreign exchange transaction including, but not by way of 
limitation, any transfer of credit, or payment of an obligation, 
expressed in terms of the currency of any foreign country.
    (c) This section does not authorize any payment or transfer of 
credit comprising an integral part of a transaction which cannot be 
effected without the subsequent issuance of a further license.
    (d) This section does not authorize the crediting of the proceeds of 
the sale of securities held in a blocked account or a sub-account 
thereof, or the income derived from such securities, to a blocked 
account or sub-account under any name or designation which differs from 
the name or designation of the specific blocked account or sub-account 
in which such securities are held.
    (e) This section does not authorize any payment or transfer from a 
blocked account in a domestic bank to a blocked account in another 
domestic bank held under any name or designation which differs from the 
name or designation of the specific blocked account or sub-account from 
which the payment or transfer is made.

    Note to Sec. 500.508: Please refer to Sec. 501.603 of this chapter 
for mandatory reporting requirements regarding financial transfers.

[40 FR 7649, Feb. 21, 1975, as amended at 58 FR 47644, Sept. 10, 1993; 
62 FR 45101, Aug. 25, 1997]



Sec. 500.509  Entries in certain accounts for normal service charges.

    (a) Any banking institution within the United States is hereby 
authorized to:
    (1) Debit any blocked account with such banking institution (or with 
another office within the United States of such banking institution) in 
payment or reimbursement for normal service charges owed to such banking 
institution by the owner of such blocked account.
    (2) Make book entries against any foreign currency account 
maintained by it with a banking institution in any designated foreign 
country for the purpose of responding to debits to such account for 
normal service charges in connection therewith.
    (b) As used in this section, the term normal service charge shall 
include charges in payment or reimbursement for interest due; cable, 
telegraph, or telephone charges; postage costs; custody fees; small 
adjustment charges to correct bookkeeping errors; and, but not by way of 
limitation, minimum balance charges, account carrying charges, notary 
and protest fees, and charges for reference books, photostats, credit 
reports, transcripts of statements, registered mail insurance, 
stationery and supplies, check books, and other similar items.



Sec. 500.510  Payments to the United States, States and political subdivisions.

    (a) The payment from any blocked account to the United States or any

[[Page 24]]

agency or instrumentality thereof or to any State, territory, district, 
county, municipality or other political subdivision in the United 
States, of customs duties, taxes, and fees payable thereto by the owner 
of such blocked account is hereby authorized.
    (b) This section also authorizes transactions incident to the 
payment of customs duties, taxes, and fees from blocked accounts, such 
as the levying of assessment, the creation and enforcement of liens, and 
the sale of blocked property in satisfaction of liens for customs 
duties, taxes, and fees.



Sec. 500.511  Transactions by certain business enterprises.

    (a) Except as provided in paragraphs (b), (c) and (d) of this 
section any partnership, association, corporation or other organization 
which on the ``effective date'' was actually engaged in a commercial, 
banking or financial business within the United States and which is a 
national of any designated foreign country, is hereby authorized to 
engage in all transactions ordinarily incidental to the normal conduct 
of its business activities within the United States.
    (b) This section does not authorize any transaction which would 
require a license if such organization were not a national of any 
designated foreign country.
    (c) This section does not authorize any transaction by a specially 
designated national.
    (d) Any organization engaging in business pursuant to this section 
shall not engage in any transaction, pursuant to this section or any 
other license or authorization contained in this chapter, which, 
directly or indirectly, substantially diminishes or imperils the assets 
of such organization or otherwise prejudicially affects the financial 
position of such organization.
    (e) No dealings with regard to any account shall be evidence that 
any person having an interest therein is actually engaged in commercial, 
banking or financial business within the United States.



Sec. 500.513  Purchase and sale of certain securities.

    (a) The bona fide purchase and sale of securities on a national 
securities exchange by banking institutions within the United States for 
the account, and pursuant to the authorization, of nationals of any 
designated foreign country and the making and receipt of payments, 
transfers of credit, and transfers of such securities which are 
necessary incidents of any such purchase or sale are hereby authorized 
provided the following terms and conditions are complied with:
    (1) In the case of the purchase of securities, the securities 
purchased shall be held in an account in a banking institution within 
the United States in the name of the national whose account was debited 
to purchase such securities; and
    (2) In the case of the sale of securities, the proceeds of the sale 
shall be credited to an account in the name of the national for whose 
account the sale was made and in the banking institution within the 
United States which held the securities of such national.
    (b) This section does not authorize the crediting of the proceeds of 
the sale of securities held in a blocked account or a subaccount 
thereof, to a blocked account or subaccount under any name or 
designation which differs from the name or designation of the specific 
blocked account or subaccount in which such securities were held.
    (c) Securities issued or guaranteed by the Government of the United 
States or any State, territory, district, county, municipality, or other 
political subdivision thereof (including agencies and instrumentalities 
of the foregoing) need not be purchased or sold on a national securities 
exchange, but purchases or sales of such securities shall be made at 
market value and pursuant to all other terms and conditions prescribed 
in this section.



Sec. 500.514  Payment of dividends and interest on and redemption and collection of securities.

    (a) The payment to, and receipt by, a banking institution within the 
United States of funds or other property representing dividends or 
interest on securities held by such banking institution

[[Page 25]]

in a blocked account is hereby authorized provided the funds or other 
property are credited to or deposited in a blocked account in such 
banking institution in the name of the national for whose account the 
securities were held. Not withstanding Sec. 500.202, this paragraph 
authorizes the foregoing transactions although such securities are 
registered or inscribed in the name of any designated national and 
although the national in whose name the securities are registered or 
inscribed may not be the owner of such blocked account.
    (b) The payment to, and receipt by, a banking institution within the 
United States of funds payable in respect of securities (including 
coupons) presented by such banking institution to the proper paying 
agents within the United States for redemption or collection for the 
account and pursuant to the authorization of nationals of any designated 
country is hereby authorized provided the proceeds of the redemption or 
collection are credited to a blocked account in such banking institution 
in the name of the national for whose account the redemption or 
collection was made.
    (c) The performance of such other acts, and the effecting of such 
other transactions, as may be necessarily incident to any of the 
foregoing, are also hereby authorized.
    (d) This section does not authorize the crediting of the proceeds of 
the redemption or collection of securities (including coupons) held a 
blocked account or a subaccount thereof, or the income derived from such 
securities to a blocked account or subaccount under any name or 
designation which differs from the name or designation of the specific 
blocked account or subaccount in which such securities were held.
    (e) This section does not authorize any issuer or other obligor, 
with respect to a security, who is a designated national, to make any 
payment, transfer or withdrawal.



Sec. 500.515  Transfers of securities to blocked accounts in domestic banks.

    (a) Transactions ordinarily incident to the transfer of securities 
from a blocked account in the name of any person to a blocked account in 
the same name in a domestic bank are hereby authorized provided such 
securities shall not be transferred from any blocked account if such 
transfer represents, directly or indirectly, a transfer of the interest 
of a designated national to any other country or person.
    (b) This section does not authorize the transfer of securities held 
in a blocked account or subaccount thereof to a blocked account or 
subaccount under any name or designation which differs from the name or 
designation of the specific blocked account or sub- account in which 
such securities were held.

[32 FR 10846, July 25, 1967]



Sec. 500.516  Voting and soliciting of proxies on securities.

    Notwithstanding Sec. 500.202, the voting and the soliciting of 
proxies or other authorizations is authorized with respect to the voting 
of securities issued by a corporation organized under the laws of the 
United States or of any State, territory, or district thereof, in which 
a designated national has any interest.



Sec. 500.517  Access to safe deposit boxes under certain conditions.

    (a) Access to any safe deposit box leased to a designated national 
or containing property in which any designated national has an interest, 
and the deposit therein or removal therefrom of any property is hereby 
authorized, provided the following terms and conditions are complied 
with:
    (1) Access shall be permitted only in the presence of an authorized 
representative of the lessor of such box; and
    (2) In the event that any property in which any designated national 
has any interest is to be removed from such box, access shall be 
permitted only in the presence of an authorized representative of a 
banking institution within the United States, which may be the lessor of 
such box, which shall receive such property into its custody immediately 
upon removal from such box and which shall hold the same in a blocked 
account under an appropriate designation indicating the interest therein 
of designated nationals.

[[Page 26]]

    (b) The terms and conditions set forth in paragraph (a) of this 
section shall not apply to access granted to a representative of the 
Office of Alien Property pursuant to any rule, regulation or order of 
such Office.
    (c) The lessee or other person granted access to any safe deposit 
box pursuant to this section (except an agent or representative of the 
Office of Alien Property) shall furnish to the lessor a certificate in 
triplicate that he has filed or will promptly file a report with respect 
to such box, if leased to a designated national, and with respect to all 
property contained in the box to which access is had in which any 
designated national has an interest. The lessor shall transmit two 
copies of such certificate to the Treasury Department, Washington, D.C. 
The certificate is required only on the first access to the box. In case 
a report on Form TFR-603 was not made, a report is hereby required to be 
filed. All reports made pursuant to this section shall bear on their 
face or have securely attached to them a statement reading, ``this 
report is filed pursuant to 31 CFR 500.517''.

[15 FR 9040, Dec. 19, 1950, as amended at 35 FR 4045, Mar. 4, 1970]



Sec. 500.518  Payments for living, traveling, and similar personal expenses in the United States.

    (a) Payments and transfers of credit in the United States from 
blocked accounts in domestic banking institutions held in the name of an 
individual within the United States to or upon the order of such 
individual are hereby authorized provided the following terms and 
conditions are complied with:
    (1) Such payments and transfers of credit may be made only for the 
living, traveling, and similar personal expenses in the United States of 
such individual or his family; and
    (2) The total of all such payments and transfers of credit made 
under this section from the accounts of such individual may not exceed 
$250 in any one calendar month.
    (b) This section does not authorize any payment or transfer from an 
account in which a specially designated national has an interest.

[28 FR 6973, July 9, 1963]



Sec. 500.519  Limited payments from accounts of United States citizens abroad.

    (a) Payments and transfers of credit from blocked accounts for 
expenditures within the United States or the authorized trade territory 
of any citizen of the United States who is within any foreign country 
are hereby authorized provided the following terms and conditions are 
complied with:
    (1) Such payments and transfers shall be made only from blocked 
accounts in the name of, or in which the beneficial interest is held by, 
such citizen or his family; and
    (2) The total of all such payments and transfers made under this 
section shall not exceed $1,000 in any one calendar month for any such 
citizen or his family.
    (b) This section does not authorize any remittance to any designated 
foreign country or, any payment, transfer, or withdrawal which could not 
be effected without a license by a person within the United States who 
is not a national of any designated foreign country.



Sec. 500.520  Payments from accounts of United States citizens in employ of United States in foreign countries and certain other persons.

    (a) Banking institutions within the United States are hereby 
authorized to make all payments, transfers and withdrawals from accounts 
in the name of citizens of the United States while such citizens are 
within any foreign country in the course of their employment by the 
Government of the United States.
    (b) Banking institutions within the United States are also hereby 
authorized to make all payments, transfers and withdrawals from accounts 
in the name of members of the armed forces of the United States and of 
citizens of the United States accompanying such armed forces in the 
course of their employment by any organization acting on behalf of the 
Government of the United States while such persons are within any 
foreign country.
    (c) This section is deemed to apply to the accounts of members of 
the armed

[[Page 27]]

forces of the United States and of citizens of the United States 
accompanying such armed forces in the course of their employment by the 
Government of the United States or by any organization acting on its 
behalf even though they are captured or reported missing.



Sec. 500.521  Certain remittances for necessary living expenses.

    (a) Remittances by any person to any individual who is a resident of 
a foreign country and is within that foreign country are hereby 
authorized on the following terms and conditions:
    (1) Such remittances are made only for the necessary living expenses 
of the payee and his household and do not exceed $100 in any one 
calendar month to any one household;
    (2) Such remittances are not made from a blocked account other than 
from an account in a banking institution within the United States in the 
name of, or in which the beneficial interest is held by, the payee or 
members of his household;
    (3) Such remittances are not made from a blocked account which is 
blocked pursuant to Executive order 8389, as amended;
    (4) If the payee is within any designated foreign country, such 
remittances must be made through a domestic bank and any domestic bank 
is authorized to effect such remittances which, however, may be effected 
only by the payment of the dollar amount of the remittance to a domestic 
bank for credit to a blocked account in the name of a banking 
institution within such country.
    (b) This section does not authorize any remittance to, or for the 
benefit of, a specially designated national who is not within a 
designated foreign country.
    (c) This section does not authorize any remittance to an individual 
for the purpose of defraying the expenses of a person not constituting 
part of his household.
    (d) As used in this section, the term household shall mean:
    (1) Those individuals sharing a common dwelling as a family; or
    (2) Any individual not sharing a common dwelling with others as a 
family.

[28 FR 6974, July 9, 1963]



Sec. 500.522  Certain remittances to United States citizens in foreign countries.

    (a) Remittances by any person through any domestic bank to any 
individual who is a citizen of the United States within any foreign 
country are hereby authorized and any domestic bank is authorized to 
effect such remittances, on the following terms and conditions:
    (1) Such remittances do not exceed $1,000 in any one calendar month 
to any payee and his household and are made only for the necessary 
living and traveling expenses of the payee and his household, except 
that an additional sum not exceeding $1,000 may be remitted once to such 
payee if such sum will be used for the purpose of enabling the payee or 
his household to return to the United States;
    (2) Such remittances are not made from a blocked account other than 
from an account in a banking institution within the United States in the 
name of, or in which the beneficial interest is held by, the payee or 
members of his household;
    (3) If the payee is within any designated foreign country, such 
remittances must be made through a domestic bank and must be effected by 
the payment of the dollar amount of remittance to a domestic bank for 
credit to a blocked account in the name of a banking institution within 
such country.
    (b) This section does not authorize any remittance to an individual 
for the purpose of defraying the expenses of a person not constituting 
part of his household.
    (c) As used in this section, the term household shall mean:
    (1) Those individuals sharing a common dwelling as a family; or
    (2) Any individual not sharing a common dwelling with others as a 
family.

[[Page 28]]



Sec. 500.523  Transactions incident to the administration of decedents' estates.

    (a) The following transactions are authorized in connection with the 
administration of the assets in the United States of any blocked estate 
of a decedent:
    (1) The appointment and qualification of a personal representative;
    (2) The collection and preservation of such assets by such personal 
representative and the payment of all costs, fees and charges in 
connection therewith; and
    (3) The payment by such personal representative of funeral expenses 
and expenses of the last illness.
    (4) Any transfer of title pursuant to a valid testamentary 
disposition.

This paragraph does not authorize any unblocking or distribution of 
estate assets to a designated national.
    (b) In addition to the authorization contained in paragraph (a) of 
this section, all other transactions incident to the administration of 
assets situated in the United States of any blocked estate of a decedent 
are authorized if:
    (1) The decedent was not a national of a designated foreign country 
at the time of his death;
    (2) The decedent was a citizen of the United States and a national 
of a designated foreign country at the time of his death solely by 
reason of his presence in a designated foreign country as a result of 
his employment by, or service with the United States Government; or
    (3) The assets are unblocked under a specific license issued 
pursuant to Sec. 500.568.
    (c) Any property or interest therein distributed pursuant to this 
section to a designated national shall be regarded for the purpose of 
this chapter as property in which such national has an interest and 
shall accordingly be subject to all the pertinent sections of this 
chapter. Any payment or distribution of any funds, securities or other 
choses in action to a designated national shall be made by deposit in a 
blocked account in a domestic bank or with a public officer, agency, or 
instrumentality designated by a court having jurisdiction of the estate. 
Any such deposit shall be made in one of the following ways:
    (1) In the name of the national who is the ultimate beneficiary 
thereof;
    (2) In the name of a person who is not a national of a designated 
foreign country in trust for the national who is the ultimate 
beneficiary; or
    (3) Under some other designation which clearly shows the interest 
therein of such national.
    (d) Any distribution of property authorized pursuant to this section 
may be made to a trustee of any testamentary trust or to the guardian of 
an estate of a minor or of an incompetent.
    (e) This section does not authorize:
    (1) Any designated national to act as personal representative or co-
representative of any estate;
    (2) Any designated national to represent, directly or indirectly, 
any person who has an interest in an estate;
    (3) Any designated national to take distribution of any property as 
the trustee of any testamentary trust or as the guardian of an estate of 
a minor or of an incompetent; or
    (4) Any transaction which could not be effected if no designated 
national had any interest in such estate.
    (f) Any payment or distribution authorized by this section may be 
deposited in a blocked account in a domestic bank or with a public 
officer, agency, or instrumentality designated by the court having 
jurisdiction of the estate in one of the ways prescribed in paragraphs 
(c) (1), (2) or (3) of this section, but this section does not authorize 
any other transaction directly or indirectly at the request, or upon the 
instructions of any designated national.

[15 FR 9040, Dec. 19, 1950, as amended at 54 FR 5232, Feb. 2, 1989]



Sec. 500.524  Payment from, and transactions in the administration of certain trusts and estates.

    (a) Any bank or trust company incorporated under the laws of the 
United States, or of any State, territory, possession, or district of 
the United States, or any private bank subject to supervision and 
examination under the banking laws of any State of the United States, 
acting as trustee of a trust created by gift, donation or bequest and 
administered in the United

[[Page 29]]

States, or as legal representative of an estate of an infant or 
incompetent administered in the United States, in which trust or estate 
one or more persons who are designated nationals have an interest, 
beneficial or otherwise, or are co-trustees or co-representatives, is 
hereby authorized to engage in the following transactions:
    (1) Payments of distributive shares of principal or income to all 
persons legally entitled thereto upon the condition prescribed in 
paragraph (b) of this section.
    (2) Other transactions arising in the administration of such trust 
or estate which might be engaged in if no national of a designated 
foreign country were a beneficiary, co-trustee or co-representative of 
such trust or estate upon the condition prescribed in paragraph (b) of 
this section.
    (b) Any payment or distribution of any funds, securities or other 
choses in action to a national of a designated foreign country under 
this section shall be made by deposit in a blocked account in a domestic 
bank in the name of the national who is the ultimate beneficiary 
thereof.
    (c) Any payment or distribution into a blocked account in a domestic 
bank in the name of any such national of a designated foreign country 
who is the ultimate beneficiary of and legally entitled to any such 
payment or distribution is authorized by this section, but this section 
does not authorize such trustee or legal representative to engage in any 
other transaction at the request, or upon the instructions, of any 
beneficiary, co-trustee or co-representative of such trust or estate or 
other person who is a national of any designated foreign country.
    (d) The application of this section to trusts is limited to trusts 
established by gift, donation, or bequest from individuals or entities 
to benefit specific heirs, charitable causes, and similar beneficiaries. 
This section does not apply to trusts established for business or 
commercial purposes, such as sinking funds established by an insurer of 
securities in order to secure payment of interest or principal due on 
such securities.

[15 FR 9040, Dec. 19, 1950, as amended at 54 FR 5232, Feb. 2, 1989]



Sec. 500.525  Certain transfers by operation of law.

    (a) The following transfers by operation of law are hereby 
authorized:
    (1) Any transfer of any dower, curtesy, community property, or other 
interest of any nature whatsoever provided that such transfer arises 
solely as a consequence of the existence or change of marital status;
    (2) Any transfer to any person by intestate succession.
    (3) Any transfer to any person as administrator, executor, or other 
fiduciary by reason of any testamentary disposition; and
    (4) Any transfer to any person as administrator, executor, or 
fiduciary by reason of judicial appointment or approval in connection 
with any testamentary disposition or intestate succession.
    (b) Except to the extent authorized by Sec. 500.523, Sec. 500.568 
or by any other license or authorization contained in or issued pursuant 
to this chapter no transfer to any person by intestate succession and no 
transfer to any person as administrator, executor, or other fiduciary by 
reason of any testamentary disposition, and no transfer to any person as 
administrator, executor, or fiduciary by reason of judicial appointment 
or approval in connection with any testamentary disposition or intestate 
succession shall be deemed to terminate the interest of the decedent in 
the property transferred if the decedent was a designated national.
    (c) This section does not authorize any dealings in property by any 
person.

[25 FR 1910, Mar. 4, 1960, as amended at 54 FR 5232, Feb. 2, 1989]



Sec. 500.526  Transactions involving blocked life insurance policies.

    (a) The following transactions are hereby authorized:
    (1) The payment of premiums and interest on policy loans with 
respect to any blocked life insurance policy;
    (2) The issuance, servicing or transfer of any blocked life 
insurance policy in which the only blocked interest is that of one or 
more of the following:

[[Page 30]]

    (i) A member of the armed forces of the United States or a person 
accompanying such forces (including personnel of the American Red Cross, 
and similar organizations);
    (ii) An officer or employee of the United States; or
    (iii) A citizen of the United States resident in a designated 
foreign country; and
    (3) The issuance, servicing or transfer of any blocked life 
insurance policy in which the only blocked interest (other than that of 
a person specified in paragraph (a) (2) of this section) is that of a 
beneficiary.
    (b) Paragraph (a) of this section does not authorize:
    (1) Any payment to the insurer from any blocked account except a 
blocked account of the insured or beneficiary, or
    (2) Any payment by the insurer to a national of a designated foreign 
country unless payment is made by deposit in a blocked account in a 
domestic bank in the name of the national who is the ultimate 
beneficiary thereof.
    (c) The application, in accordance with the provisions of the policy 
or the established practice of the insurer, of the dividends, cash 
surrender value, or loan value, of any blocked life insurance policy is 
also hereby authorized for the purposes of:
    (1) Paying premiums;
    (2) Paying policy loans and interest thereon;
    (3) Establishing paid-up insurance; or
    (4) Accumulating such dividends or values to the credit of the 
policy on the books of the insurer.
    (d) As used in this section:
    (1) The term blocked life insurance policy shall mean any life 
insurance policy or annuity contract, or contract supplementary thereto, 
in which there is a blocked interest.
    (2) Any interest of a national of a designated foreign country shall 
be deemed to be a ``blocked interest.''
    (3) The term servicing shall mean the following transactions with 
respect to any blocked life insurance policy:
    (i) The payment of premiums, the payment of loan interest, and the 
repayment of policy loans;
    (ii) The effecting by a life insurance company or other insurer of 
loans to an insured;
    (iii) The effecting on behalf of an insured of surrenders, 
conversions, modifications, and reinstatements; and
    (iv) The exercise or election by an insured of non-forfeiture 
options, optional modes of settlement, optional disposition of 
dividends, and other policy options and privileges not involving payment 
by the insurer.
    (4) The term transfer shall mean the change of beneficiary, or the 
assignment or pledge of the interest of an insured in any blocked life 
insurance policy subsequent to the issuance thereof.
    (e) This section does not authorize any transaction with respect to 
any blocked life insurance policy issued by a life insurance company or 
other insurer which is a national of a designated foreign country or 
which is not doing business or effecting insurance in the United States.



Sec. 500.527  Certain transactions with respect to United States patents, trademarks, and copyrights.

    (a) There are hereby authorized:
    (1) The filing in the United States Patent Office of applications 
for letters patent and for trademarks registration;
    (2) The making and filing in the United States Copyright Office of 
applications for registration or renewal of copyrights;
    (3) The prosecution in the United States Patent Office of 
applications for letters patent and for trademarks registration;
    (4) The receipt of letters patent or trademark registration 
certificates or copyright registration or renewal certificates granted 
pursuant to any such applications in which any designated national has 
at any time on or since the ``effective date'' had any interest.
    (b) This section further authorizes, subject to the terms and 
conditions prescribed in paragraphs (c) and (d) of this section, the 
execution and recording of any instrument recordable in the United 
States Patent Office or the United States Copyright Office which affects 
title to or grants any interest in, including licenses under, any

[[Page 31]]

United States letters patent, trademark registration, copyright or 
renewal thereof, or application therefor, in which a designated 
national, who is such a national solely by reason of his relationship to 
an occupied area, has at any time on or since the ``effective date'' had 
any interest, or which constitutes or evidences a transaction made by, 
or on behalf of, or pursuant to the direction of or with such a 
designated national, or if any of the parties to such instrument is such 
a designated national.
    (c) Any such instrument the recording or the execution and recording 
of which is authorized by paragraph (b) of this section shall be 
recorded in the United States Patent Office or in the United States 
Copyright Office within ninety days of the date of execution thereof or 
ninety days from the ``effective date'' whichever is the longer period, 
or within such further time as may be allowed by the Secretary of the 
Treasury. The person presenting such instrument for recording shall file 
therewith in the United States Patent Office or United States Copyright 
Office a statement that such instrument is being recorded in accordance 
with the provisions of this section.
    (d) Any such instrument the recording or the execution and recording 
of which is authorized by paragraph (b) of this section may be set aside 
by the Secretary of the Treasury at any time within a period of three 
years from the date of recording except that the Secretary of the 
Treasury may in his discretion reduce such period of time with respect 
to any such instrument after the recording thereof, and further, the 
patents, trademarks, interests, applications, or rights thereunder so 
transferred may be vested by the Secretary of the Treasury.
    (e) This section also authorizes the payment from blocked accounts 
or otherwise, of fees currently due to the United States Government in 
connection with any transactions authorized by this section.
    (f) This section further authorizes the payment from blocked 
accounts or otherwise of the reasonable and customary fees and charges 
currently due to attorneys or representatives within the United States 
in connection with the transactions referred to in paragraphs (a), (b), 
and (e) of this section, provided that such payment shall not exceed (1) 
$100 for the preparation, filing, and prosecution of any letters patent; 
or (2) $50 for the preparation, filing and prosecution of any 
application for a trademark registration; or (3) $25 for the securing 
and registration of any copyright; or (4) $35 for the preparation and 
filing of any amendment to a pending application for letters patent or 
for a trademark registration.
    (g) This section also authorizes the payment of a nominal 
consideration not exceeding one dollar, to any party to an instrument 
executed or recorded hereunder with respect to the property affected by 
such instrument, as long as such instrument is subject to being set 
aside in accordance with paragraph (d) of this section.



Sec. 500.528  Certain transactions with respect to blocked foreign patents, trademarks and copyrights authorized.

    (a) The following transactions by any person who is not a designated 
national are hereby authorized:
    (1) The filing and prosecution of any application for a blocked 
foreign patent, trademark or copyright, or for the renewal thereof;
    (2) The receipt of any blocked foreign patent, trademark or 
copyright;
    (3) The filing and prosecution of opposition or infringement 
proceedings with respect to any blocked foreign patent, trademark, or 
copyright, and the prosecution of a defense to any such proceedings;
    (4) The payment of fees currently due to the government of any 
foreign country, either directly or through an attorney or 
representative, in connection with any of the transactions authorized by 
paragraphs (a) (1), (2) and (3) of this section or for the maintenance 
of any blocked foreign patent, trademark or copyright; and
    (5) The payment of reasonable and customary fees currently due to 
attorneys or representatives in any foreign country incurred in 
connection with any of the transactions authorized by paragraphs (a) 
(1), (2), (3) or (4) of this section.

[[Page 32]]

    (b) Payments effected pursuant to the terms of paragraphs (a) (4) 
and (5) of this section may not be made from any blocked account.
    (c) As used in this section the term blocked foreign patent, 
trademark, or copyright shall mean any patent, petty patent, design 
patent, trademark or copyright issued by any foreign country, in which a 
designated foreign country or national thereof has an interest, 
including any patent, petty patent, design patent, trademark, or 
copyright issued by a designated foreign country.

[15 FR 9040, Dec. 19, 1950, as amended at 50 FR 27437, July 3, 1985]



Sec. 500.529  Powers of attorney.

    (a) No power of attorney, whether granted before or after the 
``effective date'' shall be invalid by reason of any of the provisions 
of this chapter with respect to any transaction licensed by or pursuant 
to the provisions of this chapter.
    (b) This section does not authorize any transaction pursuant to a 
power of attorney if such transaction is prohibited by Sec. 500.201 and 
is not otherwise licensed or authorized by or pursuant to this chapter.
    (c) This section does not authorize the creation of any power of 
attorney in favor of any person outside of the United States or the 
exportation from the United States of any power of attorney.



Sec. 500.530  Exportation of powers of attorney or instructions relating to certain types of transactions.

    (a) The exportation to any foreign country of powers of attorney or 
other instruments executed or issued by any person within the United 
States who is not a national of a designated foreign country, which are 
limited to authorizations or instructions to effect transactions 
incident to the following, are hereby authorized upon the condition 
prescribed in paragraph (b) of this section:
    (1) The representation of the interest of such person in a 
decedent's estate which is being administered in any designated foreign 
country and the collection of the distributive share of such person in 
such estate;
    (2) The maintenance, preservation, supervision or management of any 
property located in any designated foreign country in which such person 
has an interest; and
    (3) The conveyance, transfer, release, sale or other disposition of 
any property specified in paragraph (a)(1) of this section or any real 
estate or tangible personal property if the value thereof does not 
exceed the sum of $5,000 or its equivalent in foreign currency.
    (b) No instrument which authorizes the conveyance, transfer, 
release, sale or other disposition of any property may be exported under 
this section unless it contains an express stipulation that such 
authority may not be exercised if the value of such property exceeds the 
sum of $5,000 or the equivalent thereof in foreign currency.
    (c) As used in this section, the term ``tangible personal property'' 
shall not include cash, bullion, deposits, credits, securities, patents, 
trademarks, or copyrights.



Sec. 500.533  Exportations, reexportations, and incidental transactions.

    (a) All transactions ordinarily incident to the exportation of 
goods, software, or technology (including technical data) from the 
United States or reexportation of U.S.-origin goods, software, or 
technology from a foreign country to any person in a designated foreign 
country or to the government of a designated foreign country, are hereby 
authorized, provided that the exportation or reexportation is licensed 
or otherwise authorized by the Department of Commerce under the Export 
Administration Regulations (15 CFR parts 730-799).
    (b) The general license does not authorize the financing of any 
transaction from a blocked account.

    Note to Sec. 500.533: See note to Sec. 500.586(b).

[65 FR 38165, June 19, 2000]



Sec. 500.535  Exchange of certain securities.

    (a) Subject to the limitations and conditions of paragraph (b) of 
this section and notwithstanding Sec. 500.202 of this chapter, any 
banking institution within the United States is authorized

[[Page 33]]

to engage in the following transactions with respect to securities 
listed on a national securities exchange, including the withdrawal of 
such securities from blocked accounts:
    (1) Exchange of certificates necessitated by reason of changes in 
corporate name, par value or capitalization,
    (2) Exchanges of temporary for permanent certificates,
    (3) Exchanges or deposits under plans of reorganization,
    (4) Exchanges under refunding plans, or
    (5) Exchanges pursuant to conversion privileges accruing to 
securities held.
    (b) This section does not authorize the following transactions:
    (1) Any exchange of securities unless the new securities and other 
proceeds, if any, received are deposited in the blocked account in which 
the original securities were held immediately prior to the exchange.
    (2) Any exchange of securities registered in the name of any 
designated national, unless the new securities received are registered 
in the same name in which the securities exchanged were registered prior 
to the exchange.
    (3) Any exchange of securities issued by a person engaged in the 
business of offering, buying, selling, or otherwise dealing, or trading 
in securities, or evidences thereof, issued by another person.
    (4) Any transaction with respect to any security by an issuer or 
other obligor who is a designated national.

[16 FR 767, Jan. 27, 1951]



Sec. 500.536  Certain transactions with respect to merchandise affected by Sec. 500.204.

    (a) With respect to merchandise the importation of which is 
prohibited by Sec. 500.204, all Customs transactions are authorized 
except the following:
    (1) Entry for consumption (including any appraisement entry, any 
entry of goods imported in the mails, regardless of value, and any other 
informal entries);
    (2) Entry for immediate exportation;
    (3) Entry for transportation and exportation;
    (4) Withdrawal from warehouse;
    (5) Transfer or withdrawal from a foreign-trade zone; or
    (6) Manipulation or manufacture in a warehouse or in a foreign-trade 
zone.
    (b) Paragraph (a) of this section is intended solely to allow 
certain restricted disposition of merchandise which is imported without 
proper authorization. Paragraph (a) does not authorize the purchase or 
importation of any merchandise.
    (c) The purchase outside the United States for importation into the 
United States of merchandise specified in Sec. 500.204 (other than 
merchandise to which Sec. 500.204(a)(1) is applicable) and the 
importation of such merchandise into the United States (including 
transactions listed in paragraph (a) of this section) are authorized if 
there is presented to the collector of customs in connection with such 
importation the original of an appropriate certificate of origin as 
defined in paragraph (d) of this section and provided that the 
merchandise was shipped to the United States directly, or on a through 
bill of lading, from the country issuing the appropriate certificate of 
origin.
    (d) A certificate of origin is appropriate for the purposes of this 
section only if:
    (1) It is a certificate of origin the availability of which for 
Foreign Assets Control purposes has been announced in the Federal 
Register by the Office of Foreign Assets Control; and
    (2) It bears a statement by the issuing agency referring to the 
Foreign Assets Control Regulations and stating that the certificate has 
been issued under procedures agreed upon with the United States 
Government.

[18 FR 2080, Apr. 14, 1953, as amended at 19 FR 5483, Aug. 27, 1954; 20 
FR 1379, Mar. 8, 1955; 40 FR 7649, Feb. 21, 1975; 50 FR 5753, Feb. 12, 
1985; 54 FR 5232, Feb. 2, 1989]



Sec. 500.549  Proof of origin.

    Specific licenses for importation of goods the origin of which is 
North Korea, North Viet-Nam, Cambodia, or South Viet-Nam are generally 
not issued unless the applicant submits satisfactory documentary proof 
of the location of the goods outside North Korea, North Viet-Nam, 
Cambodia, or South Viet-Nam prior to the applicable

[[Page 34]]

effective date and of the absence of any interest of North Korea, North 
Viet-Nam, Cambodia, or South Viet-Nam in the goods at all times on or 
since that date. Since the type of documents which would constitute 
satisfactory proof varies depending upon the facts of the particular 
case, it is not possible to state in advance the type of documents 
required. However, it has been found that affidavits, statements, 
invoices, and other documents prepared by manufacturers, processors, 
sellers or shippers cannot be relied on and are therefore not by 
themselves accepted by the Office of Foreign Assets Control as 
satisfactory proof of origin. Independent corroborating documentary 
evidence, such as insurance documents, bills of lading, etc., may be 
accepted as satisfactory proof.

[41 FR 16555, Apr. 20, 1976]



Sec. 500.550  Transactions related to information and informational materials.

    (a) All financial and other transactions directly incident to the 
importation or exportation of information or informational materials as 
defined in Sec. 500.332 of this part are authorized.
    (b) Transactions relating to the dissemination of information or 
informational materials are authorized, including remittance of 
royalties paid for information or informational materials that are 
reproduced, translated, subtitled, or dubbed. This section does not 
authorize the remittance of royalties or other payments relating to 
works not yet in being, or for marketing and business consulting 
services, or artistic or other substantive alteration or enhancements to 
information or informational materials, as provided in Sec. 500.206(c).

[54 FR 5232, Feb. 2, 1989, as amended at 60 FR 8934, Feb. 16, 1995]



Sec. 500.551  Reimports.

    Specific licenses are issued for reimportation of merchandise 
subject to Sec. 500.204 on proof of the export of the identical 
merchandise from the United States. Persons planning to export any such 
merchandise for exhibition, repair, or for any other purpose should 
first ascertain that reimportation will be authorized. Generally, 
reimportation is authorized only if Customs Form 4455 was completed at 
the time of export.

[40 FR 7650, Feb. 21, 1975]



Sec. 500.552  Research samples.

    Specific licenses are issued for importation of commodities subject 
to Sec. 500.204 for bona fide research purposes in sample quantities 
only.

[40 FR 7650, Feb. 21, 1975]



Sec. 500.553  Prior contractual commitments not a basis for licensing.

    Specific licenses are not issued on the basis that an unlicensed 
firm commitment or payment has been made in connection with a 
transaction prohibited by Sec. 500.204. Contractual commitments to 
engage in transactions subject to the prohibitions in Sec. 500.204 
should not be made, unless the contract specifies that the transaction 
is authorized by a general license or that it is subject to the issuance 
of a specific Foreign Assets Control license.

[40 FR 7650, Feb. 21, 1975]



Sec. 500.554  Gifts of North Korean, North Vietnamese, Cambodian, or South Vietnamese origin.

    (a) Except as stated in paragraph (b) of this section and in Sec. 
500.550, specific licenses are not issued for the importation of North 
Korean, North Vietnamese, Cambodian, or South Vietnamese origin goods 
sent as gifts to persons in the United States or acquired abroad as 
gifts by persons entering the United States. However, licenses are 
issued, upon request, for the return of such goods to the donors in 
countries other than North Korea, North Viet-Nam, Cambodia, or South 
Viet-Nam.
    (b) Specific licenses are issued for the importation directly from 
North Korea, North Viet-Nam, Cambodia, or South Viet-Nam:
    (1) Of goods which are claimed by the importer to have been sent as 
a bona fide gift and
    (2) Of goods which are claimed to have been acquired in North Korea, 
North Viet-Nam, Cambodia, or South Viet-Nam as a bona fide gift, subject 
to the conditions that:

[[Page 35]]

    (i) The goods are of small value, and
    (ii) There is no reason to believe that there is, or has been since 
the applicable effective date, any direct or indirect financial or 
commercial benefit to North Korea, North Viet-Nam, Cambodia, or South 
Viet-Nam or nationals thereof from the importation.

[41 FR 16555, Apr. 20, 1976]



Sec. 500.556  Joint bank accounts.

    Specific licenses are issued unblocking a portion of or all of a 
blocked joint bank account where a non-blocked applicant claims 
beneficial ownership, as follows:
    (a) Joint bank account, without survivorship provisions. Specific 
licenses are issued unblocking only that amount with respect to which 
the applicant is able to prove beneficial ownership by documentary 
evidence independent of his assertions of interest.
    (b) Joint bank account, with survivorship provision. Specific 
licenses are issued unblocking an amount equivalent to that portion of 
the total amount to which the applicant would be entitled if the total 
were divided evenly among the persons in whose names the account is held 
(e.g. 50 percent where there are two names; 33\1/3\ percent where there 
are three names). Such licenses are issued on the basis of applicant's 
assertions of beneficial ownership interest without the requirement of 
independent evidence.

[40 FR 7650, Feb. 21, 1975]



Sec. 500.557  Proceeds of insurance policies.

    (a) Specific licenses are issued authorizing payment of the proceeds 
of blocked life insurance policies issued on the life of a North Korean, 
North Vietnamese, Cambodian, or South Vietnamese national, who died in 
one of those countries after the applicable effective date to certain 
beneficiaries licensed as unblocked nationals pursuant to Sec. 500.505, 
as follows:
    (1) The applicant is a permanent resident of the United States or 
the authorized trade territory and is not a specially designated 
national; and
    (2) No interest on the part of a designated national not licensed as 
an unblocked national exists in that portion of the funds to which the 
applicant is entitled.
    (b) Applications for specific licenses under this section must 
include all of the following information:
    (1) Proof of permanent residence in the United States or the 
authorized trade territory, to be established by the submission of 
documentation issued by relevant government authorities that must 
include at least two of the following documents:
    (i) Passport;
    (ii) Voter registration card;
    (iii) Permanent resident alien card; or
    (iv) National identity card.

Other documents tending to show residency, such as income tax returns, 
may also be submitted in support of government documentation, but will 
not suffice in and of themselves; and
    (2) Proof of entitlement under the insurance policy to be 
established by a copy of the policy and an affidavit from an appropriate 
officer of a recognized insurance company acknowledging the legitimacy 
of the beneficiary's claim and the amount of the payment.
    (c) Any document provided pursuant to this section that is not 
written in the English language must be accompanied by a translation 
into English, as well as a certification by the translator that he is 
not an interested party to the proceeding, is qualified to make the 
translation, and has made an accurate translation of the document in 
question.

[54 FR 5232, Feb. 2, 1989]



Sec. 500.558  Accounts of blocked partnerships.

    Specific licenses are issued unblocking partnerships established 
under the laws of North Korea, North Viet-Nam, Cambodia, or South Viet-
Nam, as follows:
    (a) Where all of the general partners and limited partners, if any, 
have emigrated from North Korea, North Viet-Nam, Cambodia, or South 
Viet-Nam and have established residence in the United States or in a 
country in the authorized trade territory, specific licenses are issued 
unblocking the assets of the partnership after deducting the total debt 
due creditors wherever located.

[[Page 36]]

    (b) Where one or more partners, whether general or limited, is in 
North Korea, North Viet-Nam, Cambodia, or South Viet-Nam (or elsewhere 
but still blocked), specific licenses are issued unblocking only the net 
pro rata shares of those partners who are resident in the United States 
or in a country in the authorized trade territory after deducting the 
total debt due creditors wherever located.
    (c) The issuance of licensees is conditioned on the applicant 
furnishing the following information:
    (1) Detailed information as to the status of all debts and other 
obligations of the blocked partnership, specifying the citizenship and 
residence of each creditor as of the applicable effective date, and as 
of the date of the application;
    (2) The current status of the blocked partnership e.g., liquidated, 
nationalized, inoperative, etc.;
    (3) A detailed description of all the partnership's assets, wherever 
located; and,
    (4) A list of all partners, indicating whether they are general, 
limited, etc. and giving their citizenship and residence as of the 
applicable effective date and as of the date of filing of the 
application.

[40 FR 7651, Feb. 21, 1975, as amended at 41 FR 16555, Apr. 20, 1976; 45 
FR 7225, Jan. 31, 1980]



Sec. 500.559  Accounts of North Korean, North Vietnamese, Cambodian or South Vietnamese sole proprietorships.

    Specific licenses are issued unblocking sole proprietorships 
established under the laws of North Korea, North Viet-Nam, Cambodia, or 
South Viet-Nam if the proprietor has emigrated from those countries and 
established residence in the United States or a country in the 
authorized trade territory. Such licenses do not unblock any 
indebtedness of the proprietorship due to persons in North Korea, North 
Viet-Nam, Cambodia, or South Viet-Nam.

[41 FR 16556, Apr. 20, 1976, as amended at 45 FR 7225, Jan. 31, 1980]



Sec. 500.560  Bank accounts of official representatives of foreign governments in North Korea, North Viet-Nam, Cambodia, or South Viet-Nam.

    Specific licenses are issued authorizing payments from accounts of 
official representatives of foreign governments in North Korea, North 
Viet-Nam, Cambodia, or South Viet-Nam for transactions which are not 
inconsistent with the purposes of any of the regulations in this 
chapter.

[41 FR 16556, Apr. 20, 1976, as amended at 45 FR 7225, Jan. 31, 1980]



Sec. 500.561  Transfers of abandoned property under State laws.

    (a) Except as stated in paragraphs (b) and (c) of this section, 
specific licenses are not issued authorizing the transfer of blocked 
property to State agencies under State laws governing abandoned 
property.
    (b) Specific licenses are issued authorizing the transfer of blocked 
property, pursuant to the laws of the State governing abandoned 
property, to the appropriate State agency. Provided, That the State's 
laws are custodial in nature, i.e., there is no permanent transfer of 
beneficial interest to the State. Licenses require the property to be 
held by the State in accounts which are identified as blocked under the 
regulations. A separate index of these blocked assets is required to be 
maintained by the State agency. The requirements of this section for 
identification and separate indexing of blocked assets apply to all 
blocked assets held by State agencies and any licenses issued prior to 
the effective date of this section hereby are amended by the 
incorporation of such requirements.
    (c) To be eligible for a specific license under this section, the 
state agency must demonstrate that it has the statutory authority under 
appropriate state law to comply with the requirements of Sec. 500.205. 
Such a showing shall include an opinion of the State Attorney General 
that such statutory authority exists.

[44 FR 11767, Mar. 2, 1979, as amended at 50 FR 27437, July 3, 1985]

[[Page 37]]



Sec. 500.562  [Reserved]



Sec. 500.563  Transactions incident to travel to and within North Korea.

    (a) All transactions of persons subject to U.S. jurisdiction, 
including travel service providers, ordinarily incident to travel to, 
from, and within North Korea and to maintenance within North Korea are 
authorized. This authorization extends to transactions with North Korean 
carriers and those involving group tours, payment of living expenses, 
the acquisition of goods in North Korea for personal use, and normal 
banking transactions involving currency drafts, charge, debit or credit 
cards, traveler's checks, or other financial instruments negotiated 
incident to personal travel.
    (b) The purchase of merchandise in North Korea by persons subject to 
U.S. jurisdiction, and importation as accompanied baggage, is limited to 
goods with a foreign market value not to exceed $100 per person for 
personal use only. Such merchandise may not be resold. This 
authorization may be used only once in every six consecutive months. As 
provided in Sec. 500.206 of this part, information and informational 
materials are exempt from this restriction.
    (c) This section does not authorize any debit to a blocked account.

[60 FR 8935, Feb. 16, 1995]



Sec. 500.564  [Reserved]



Sec. 500.565  Family remittances to nationals of Vietnam and Cambodia.

    (a) The remittances specified in this section are authorized to be 
made to any close relative of the remitter or of the remitter's spouse, 
provided that the relative is a national of Vietnam or Cambodia, is a 
resident of Vietnam, Cambodia, or a country to which private remittances 
to nationals are not generally prohibited pursuant to this chapter, and 
is not a specially designated national.
    (b) Remittances made pursuant to this section may be made only as 
follows:
    (1) For the support of the payee, or for the support of the payee 
and members of his household, in amounts not exceeding $300 in any 
consecutive 3-month period to any one payee or to any household; and
    (2) For the purpose of enabling the payee to emigrate from Vietnam 
or Cambodia, in an amount not exceeding $750, to be made only once to 
any one payee, provided that the payee is a resident of and within 
Vietnam or Cambodia.
    (c) The term close relative used with respect to any person means 
spouse, child, grandchild, parent, grandparent, uncle, aunt, brother, 
sister, nephew, niece or spouse, widow, or widower of any of the 
foregoing.
    (d) The term member of a household used with respect to any person 
means a close relative sharing a common dwelling with such person.
    (e) This section does not authorize remittances from blocked 
accounts.
    (f) Specific licenses may be issued authorizing a U.S. financial 
institution to establish direct correspondent banking relations with a 
Vietnamese or Cambodian bank or banks for the sole purpose of 
facilitating the remittance of funds authorized by this section.

[56 FR 20349, May 3, 1991]



Sec. 500.566  Certain transactions authorized on behalf of North Korean nationals incident to their travel and maintenance expenses.

    (a) Except as provided in paragraph (b) of this section, the 
following transactions are authorized by or on behalf of a national of 
North Korea who enters the United States on a visa issued by the 
Department of State:
    (1) All transactions ordinarily incident to travel to, from, and 
within the United States are authorized, including the importation into 
the United States of accompanied baggage for personal use;
    (2) All transactions ordinarily incident to travel and maintenance 
within the United States, including payment of living expenses and the 
acquisition of goods in the United States for personal use; and
    (3) Normal banking transactions involving foreign currency drafts, 
traveler's checks, or other instruments negotiated incident to personal 
travel in the United States,

[[Page 38]]

    (b) This section does not authorize any debit to a blocked account.

(Sec. 5, 40 Stat. 415, as amended, 50 U.S.C. App. 5(b); 75 Stat. 445, 22 
U.S.C. 2370(a); Proc. 3447, 27 FR 1065, 3 CFR, 1959-1963 Comp.; E.O. 
9193, 7 FR 5205, 3 CFR, Cum. Supp., p. 1174; E.O. 9989, 13 FR 4891, 3 
CFR, 1943-1948 Comp., p. 748)

[49 FR 24994, June 19, 1984, as amended at 55 FR 31179, Aug. 1, 1990; 58 
FR 63084, Nov. 30, 1993; 60 FR 8935, Feb. 16, 1995]



Sec. 500.567  U.S. assets of certain designated country corporations.

    (a) Specific licenses may be issued unblocking the net pro rata 
shares of individuals who are permanent residents of the United States 
or the authorized trade territory, and who are not specially designated 
nationals, in U.S.-located assets of corporations formed under the laws 
of countries designated in this part, after deducting the total debt due 
creditors for claims that accrued prior to the effectiveness date, in 
cases where all of the following conditions are met:
    (1) The assets were owned by, or accrued to, the corporation before 
the effective date of the regulations;
    (2) The corporation did not carry on substantial business in the 
designated country under the management or control of the applicant(s) 
after the effective date;
    (3) In cases where the blocked assets purportedly have been 
nationalized by the designated country, compensation has not been paid 
to the applicant(s).
    (b) Applications for specific licenses under this section must 
include all of the following information:
    (1) A detailed description of the corporation, its by-laws, 
activities, distribution of shares, and its current status;
    (2) Proof of the permanent residence of the applicant(s) in the 
United States or the authorized trade territory.
    (3) A list of all officers, directors and shareholders of the 
corporation, giving the citizenship and the residence of each person as 
of the date of application;
    (4) A detailed description of all of the assets of the corporation, 
wherever located, including a statement of all known encumbrances or 
claims against them; and
    (5) Detailed information regarding the status of all debts and other 
obligations of the corporation, specifying the citizenship and residence 
of each creditor on the effective date and on the date of the 
application.

[50 FR 33720, Aug. 21, 1985]



Sec. 500.568  U.S. assets of blocked decedents.

    (a) Specific licenses may be issued unblocking the net pro rata 
shares of certain heirs of designated nationals in U.S.-located estate 
assets, after deducting the total debt due creditors for claims that 
accrued prior to the effective date, in cases where all of the following 
conditions are met:
    (1) The applicant is a permanent resident of the United States or 
the authorized trade territory and is not a specially designated 
national; and
    (2) No interest on the part of a designated national not licensed as 
an unblocked national pursuant to Sec. 500.505 exists in that portion 
of the assets to which the applicant is entitled.
    (b) Applications for specific licenses under this section must 
include all of the following information:
    (1) Proof of permanent residence in the United States or the 
authorized trade territory, to be established by the submission of 
documentation issued by relevant government authorities that must 
include at least two of the following documents:
    (i) Passport;
    (ii) Voter registration card;
    (iii) Permanent resident alien card; or
    (iv) National identity card. Other documents tending to show 
residency, such as income tax returns, may also be submitted in support 
of government documentation, but will not suffice in and of themselves;
    (2) Proof of death of the designated national to be established by a 
death certificate;
    (3) Proof of heirship, to be established by a copy of the decedent's 
duly executed will certified by a probate court, a court decree 
determining the heirs, or, failing the availability of such documents, 
copies of certificates establishing the relationship of the heir to the 
deceased, e.g., birth or marriage certificates; and

[[Page 39]]

    (4) A description of the assets involved, including interest due on 
blocked funds since April 1, 1979, the name and address of the 
institution in which the assets are held, the account or safe deposit 
box number, the name in which the assets are held and a statement of all 
known encumbrances or claims against them.
    (c) Any document provided pursuant to this section that is not 
written in the English language must be accompanied by a translation 
into English, as well as a certification by the translator that he is 
not an interested party to the proceeding, is qualified to make the 
translation, and has made an accurate translation of the document in 
question.

[54 FR 5232, Feb. 2, 1989]



Sec. 500.569  [Reserved]



Sec. 500.570  Cambodian property unblocked.

    All transactions otherwise prohibited by this part which involve 
property in which Cambodia or a national thereof has an interest, other 
than property blocked in the name of the Exchange Support Fund for the 
Khmer Republic, are authorized.

[59 FR 60559, Nov. 25, 1994]



Sec. 500.571  Transactions related to telecommunications authorized.

    All transactions of U.S. common carriers incident to the receipt or 
transmission of telecommunications involving North Korea are authorized.

    Note: Exports or reexports to North Korea of goods and technical 
data, or of the direct products of technical data (regardless of U.S. 
content), not prohibited by this part may require authorization from the 
U.S. Department of Commerce pursuant to the Export Administration 
Regulations, 15 CFR parts 768-799.

[57 FR 58986, Dec. 14, 1992, as amended at 60 FR 8935, Feb. 16, 1995]



Sec. 500.572  Humanitarian projects authorized.

    (a) All transactions by non-governmental organizations incident to 
carrying out humanitarian projects in Vietnam are authorized. For 
purposes of this section, the term ``non-governmental organization'' 
shall mean any private voluntary organization accorded tax exempt status 
under Sec. 501(c)(3) of the Internal Revenue Code, as well as any other 
organization engaged in voluntary charitable assistance activities that 
receives funding from private sources, including but not limited to 
accredited degree-granting institutes of education, private foundations 
and research institutions.
    (b) The non-governmental organization carrying out humanitarian 
projects in Vietnam pursuant to this authorization shall file an initial 
report within 10 business days after the formal commencement of U.S. 
activities on the project with the Office of Foreign Assets Control, 
Compliance Division, U.S. Department of the Treasury, 1500 Pennsylvania 
Avenue NW.--Annex, Washington, DC 20220, stating:
    (1) The name, address, and telephone number of the non-governmental 
organization, and the officer charged with supervision of the project in 
Vietnam; and
    (2) The nature, scope, purpose, and location of the project in 
Vietnam.

[57 FR 20766, May 15, 1992]



Sec. 500.573  Certain donations of funds and goods to meet basic human needs authorized.

    (a) The donation of funds for the purpose of contributing to the 
provision of humanitarian assistance to victims of natural disasters in 
North Korea is authorized, provided that such donations may only be made 
through the United Nations, related UN programs and specialized 
agencies, the American Red Cross and the International Committee of the 
Red Cross.
    (b) With respect to transactions not within the scope of the general 
license contained in Sec. 500.533 of this part, all transactions 
incident to the donation to North Korea of goods to meet basic human 
needs are authorized. For purposes of this section, goods to meet basic 
human needs shall be defined by reference to the Humanitarian License 
Procedure set forth in 15 CFR 773.5 (c) and (d) and supplement no. 7 to 
part 773 of the Export Administration Regulations.

    Note: Exports from the United States to North Korea or reexports to 
North Korea of

[[Page 40]]

U.S.-origin goods, or foreign goods containing U.S.-origin content or 
produced from U.S.-origin technical data, to meet basic human needs in 
North Korea may require authorization from the U.S. Department of 
Commerce.

[61 FR 9344, Mar. 8, 1996]



Sec. 500.574  Executory contracts and related transactions authorized.

    (a) Executory contracts. (1) Persons subject to U.S. jurisdiction 
are authorized to enter into executory contracts with Vietnam or 
Vietnamese nationals, or executory contracts in which Vietnam or a 
Vietnamese national has an interest, the performance of which is 
contingent upon the lifting or modification of the embargo on Vietnam to 
permit such performance.
    (2) Within 10 business days of signing an executory contract 
authorized pursuant to paragraph (a) of this section, the person subject 
to U.S. jurisdiction must file a copy of the contract with the Office of 
Foreign Assets Control, Compliance Programs Division, 1500 Pennsylvania 
Avenue, NW.--Annex 2131, Washington, DC 20220, referencing the fact that 
the contract was entered into pursuant to 31 CFR 500.574(a).
    (3) Specific licenses will be issued on a case-by-case basis to 
authorize financial transactions such as the payment of deposits, 
earnest money, signing bonuses, and administrative and registration fees 
incident to the signature of specific executory contracts authorized 
pursuant to paragraph (a)(1) of this section. The number of the 
pertinent license must be referenced in all funds transfers and other 
banking transactions through banks subject to U.S. jurisdiction made in 
connection with the contract.
    (b) Preparatory transactions. (1) Specific licenses will be issued 
authorizing commercial and financial transactions necessary to obtaining 
and preparing to perform executory contracts authorized pursuant to 
paragraph (a)(1) of this section. These commercial and financial 
transactions include:
    (i) Opening offices in Vietnam;
    (ii) Hiring staff;
    (iii) Writing and designing plans;
    (iv) Carrying out preliminary feasibility studies and engineering 
and technical surveys; and
    (v) Import, export, and service transactions incident to the 
foregoing.
    (2) Specific licenses issued pursuant to paragraph (b)(1) of this 
section will, to the extent feasible, encompass commercial and financial 
transactions incident to the licensed commercial purpose or activity.

    Note: Exports or reexports to Vietnam of goods and technical data, 
or of the direct products of technical data (regardless of U.S. 
content), in connection with activities licensed by FAC may require 
authorization from the U.S. Department of Commerce pursuant to the 
Export Administration Regulations, 15 CFR parts 768-799.

    (3) The number of the pertinent license must be referenced in all 
funds transfers and other banking transactions through banks subject to 
U.S. jurisdiction in connection with preparatory transactions under 
paragraphs (b) (1) and (2) of this section.

[57 FR 62230, Dec. 30, 1992]



Sec. 500.575  Certain services to Vietnamese nationals authorized.

    (a) Specific licenses may be issued on a case-by-case basis for the 
provision in the United States or a third country of business 
orientation or training services to Vietnamese nationals. The 
orientation or training program may pertain only to industrial or 
commercial processes, or to specific equipment and related technical 
data both of which are eligible for export under a general license to 
Country Group Y, as set forth in Supplement No. 1 to part 770 of the 
Export Administration Regulations, 15 CFR parts 768-799. Licenses issued 
pursuant to this section will not authorize Vietnamese participation in 
orientation and training programs with respect to specific equipment and 
related technical data that may not be exported under a general license 
to Country Group Y pursuant to the Export Administration Regulations. 
Training programs may involve instruction on the maintenance or 
operation of a particular product, but may not involve instruction in a 
product's design or manufacture.

    Note: The transfer of mass-market software and certain technical 
data eligible for export to most destinations under General License GTDU 
to Vietnamese nationals may require additional authorization from the

[[Page 41]]

U.S. Department of Commerce pursuant to the Export Administration 
Regulations.

    (b) Transactions directly incident to the travel and maintenance 
expenses of the Vietnamese nationals for purposes of orientation or 
training programs are authorized pursuant to Sec. 500.566. Payment of 
salaries or other fees to Vietnamese nationals participating in 
orientation or training programs is not authorized.
    (c) Applications for specific licenses should be submitted by the 
orientation or training program sponsor and should include a full 
description of the program to be offered, including the participants, 
the identity of their employers, and the capacities in which the 
participants are employed.

[58 FR 63084, Nov. 30, 1993]



Sec. 500.576  Authorization of transactions concerning certain development projects in Vietnam.

    (a) All transactions by persons subject to U.S. jurisdiction in 
connection with participation in development projects in Vietnam 
formally proposed or approved for execution, funding or sponsorship by 
the international institutions listed in appendix A to this part 
(``Qualified Projects'') are authorized. For purposes of this section, 
Qualified Projects include investment projects, structural adjustment 
lending, sector adjustment lending, International Monetary Fund balance-
of-payments support, and general development assistance including 
grants, technical assistance, and loans.
    (b) Persons subject to U.S. jurisdiction may provide both goods and 
services to any party contracting to participate in a Qualified Project 
pursuant to the authorization contained in this section.
    (1) Services may include financial, legal, consulting, insurance, 
shipping and other services.
    (2) Persons subject to U.S jurisdiction may participate in Qualified 
Projects as suppliers, contractors, or subcontractors, and through joint 
ventures with third-country nationals and Vietnamese nationals.
    (3) Persons subject to U.S. jurisdiction may finance, or guarantee 
the performance of, activities of U.S. participants in a Qualified 
Project; co-financing of or lending to the Qualified Project itself by a 
person subject to U.S. jurisdiction may be authorized by specific 
license pursuant to Sec. 500.801.

Illustrative examples of transactions covered by this section are set 
forth in Sec. 500.413.
    (c) Except as otherwise authorized, persons subject to U.S. 
jurisdiction may not participate in development projects in Vietnam that 
are bilaterally funded and administered, or in projects or feasibility 
studies prior to formal proposal or approval by a qualified 
international institution for its involvement in the project or study. 
If a qualified international institution formally proposes but 
thereafter rejects, terminates, or abandons a project, the project shall 
no longer constitute a Qualified Project for purposes of this section. 
Except as otherwise specifically authorized pursuant to this part, 
persons subject to U.S. jurisdiction may not enter into any new 
commitments with respect to the project after the date of such 
rejection, termination, or abandonment. In addition, this section does 
not authorize:
    (1) The importation of Vietnamese-origin goods into the United 
States, except as required to honor service or warranty contracts 
associated with Qualified Projects;
    (2) Offshore transactions of persons subject to U.S. jurisdiction 
involving the sale of Vietnamese-origin goods between Vietnam and third 
countries, or among third countries;
    (3) Flights into or out of Vietnam by aircraft owned or controlled 
by persons subject to U.S. jurisdiction, except when such persons 
transport, on aircraft they own, only passengers or cargo associated 
with a Qualified Project in which such persons are participating 
pursuant to this section;
    (4) The use in Vietnam of credit cards issued by a U.S. banking 
institution; or
    (5) A debit to a blocked account.

    Example: A Vietnamese highway project feasibility study financed by 
a third-country development agency is not a Qualified Project for 
purposes of this section. However, the feasibility study would be a 
Qualified Project, notwithstanding the bilateral funding, if the 
International Development Association had formally proposed the highway 
project as one under consideration for

[[Page 42]]

funding in its Monthly Operational Summary of World Bank and IDA 
Proposed Projects.

    (d) Within 10 business days after entering into an agreement for 
goods, services, financing, investment, or other participation in or 
related to a Qualified Project, the person(s) subject to U.S. 
jurisdiction entering into the agreement must register with the Office 
of Foreign Assets Control, Compliance Division, U.S. Department of the 
Treasury, 1500 Pennsylvania Avenue, NW.--Annex, Washington, DC 20220. 
The registration shall reference the fact that the agreement was entered 
into pursuant to 31 CFR 500.576(a), and shall provide:
    (1) The name, address, telephone and facsimile numbers, and 
nationality of the person(s) subject to U.S. jurisdiction;
    (2) If the reporting party is not an individual, the name, address, 
telephone and facsimile numbers of the individual to contact for further 
information,
    (3) The name of the international institution listed in appendix A 
formally proposing, approving, executing, funding, or sponsoring the 
project;
    (4) The name and a brief description of the project in Vietnam (with 
any contract, project, request for bid, or other identifying number);
    (5) A brief description of the activity covered by the agreement, 
and the contract value; and
    (6) If the reporting party is a subcontractor, the prime 
contractor's name, address, and nationality, and those of all 
intermediate subcontractors.

Registration is not required of agencies of the Federal Government 
participating in Qualified Projects.
    (e) Upon registration meeting the requirements of paragraph (d) of 
this section, the Office of Foreign Assets Control will assign a 
registration number to the contract involved. This number should be 
referenced in all funds transfers and other banking transactions that 
take place through banks subject to U.S. jurisdiction, and in all U.S. 
export documents, in connection with the Qualified Project in Vietnam in 
order to avoid the blocking of such funds and to facilitate export 
transactions.
    (f) Annual reports must be filed with the Office of Foreign Assets 
Control on the anniversary of the issuance of a contract registration 
number, briefly describing the status of the project and any material 
changes in the information originally provided.

    Note to Sec. 500.576: Exports or reexports to Vietnam of goods and 
technical data, or of the direct products of technical data (regardless 
of U.S. content), in connection with activities licensed by FAC may 
require authorization from the U.S. Department of Commerce pursuant to 
the Export Administration Regulations, 15 CFR parts 768-799.

[58 FR 68531, Dec. 28, 1993]



Sec. 500.577  Authorization of bank transactions with respect to Vietnam by certain international organizations.

    All transactions by banking institutions subject to U.S. 
jurisdiction incidental to the processing of transactions of the 
international institutions identified in appendix A with reference to 
Vietnam are authorized.

    Example: A transfer to Vietnam or a Vietnamese national of funds 
from the U.S. account of a qualified international institution listed in 
appendix A to this part, for a program, rent or salary payment, is not 
blocked under this part.

[58 FR 68532, Dec. 28, 1993]



Sec. 500.578  Vietnamese property unblocked.

    All transactions otherwise prohibited by this part which involve 
property in which a designated national of Vietnam has an interest are 
authorized.

[60 FR 12886, Mar. 9, 1995]



Sec. 500.579  Authorization for release of certain blocked transfers by banking institutions subject to U.S. jurisdiction.

    (a) Banking institutions subject to the jurisdiction of the United 
States are authorized to unblock and return to the remitting party funds 
that were blocked pursuant to this part because of an interest of 
Vietnam or a Vietnamese national and that came into their possession or 
control by wire transfer or check remittance received after December 31, 
1989, provided that no funds are released to the Government of Vietnam 
or any person in Vietnam.
    (b) Specific licenses may be issued authorizing the return to the 
remitting

[[Page 43]]

party of funds that were blocked by banking institutions subject to the 
jurisdiction of the United States pursuant to this part because of an 
interest of North Korea or a national thereof and that came into the 
banking institution's possession or control by wire transfer or check 
remittance, provided that no funds are released to the Government of 
North Korea, any entity controlled by the Government of North Korea, or 
any person located in, controlled from, or organized under the laws of 
North Korea.

[59 FR 26602, May 23, 1994, as amended at 60 FR 8935, Feb. 16, 1995]



Sec. 500.580  Authorization of U.S. dollar clearing transactions involving North Korea.

    Banking institutions organized under the laws of or located in the 
United States are authorized to process the transfer of funds in which 
North Korea or a national thereof has an interest. Persons subject to 
U.S. jurisdiction who are originators or ultimate beneficiaries of funds 
transfers, however, including U.S. banking institutions that are 
themselves originators or beneficiaries, may not initiate or receive 
such transfers if the underlying transactions to which they relate are 
prohibited pursuant to this part.

[60 FR 8935, Feb. 16, 1995]



Sec. 500.581  Financial transactions related to diplomatic missions authorized.

    All financial transactions related to activities of North Korean 
diplomatic missions in the United States and U.S. diplomatic missions in 
North Korea are authorized, with the exception of transactions involving 
the North Korean mission to the United Nations in New York, which are 
subject to approval by specific license.

[60 FR 8935, Feb. 16, 1995]



Sec. 500.582  Importation of North Korean-origin magnesite and magnesia.

    Specific licenses may be issued authorizing the importation into the 
United States of North Korean-origin magnesite or magnesia.

[60 FR 8935, Feb. 16, 1995]



Sec. 500.583  News organization offices.

    (a) Specific licenses may be issued authorizing all transactions 
necessary for the establishment and operation of news bureaus in North 
Korea by U.S. organizations whose primary purpose is the gathering and 
dissemination of news to the general public.
    (b) Transactions that will be authorized include but are not limited 
to those incident to the following:
    (1) Leasing office space and securing related goods and services;
    (2) Hiring North Korean nationals to serve as support staff;
    (3) Purchasing North Korean-origin goods for use in the operation of 
the office; and
    (4) Paying fees related to the operation of the office in North 
Korea.
    (c) Specific licenses may be issued authorizing transactions 
necessary for the establishment and operation of news bureaus in the 
United States by North Korean organizations whose primary purpose is the 
gathering and dissemination of news to the general public.
    (d) The number assigned to a specific license issued pursuant to 
this section should be referenced in all import documents, and in all 
funds transfers and other banking transactions through banking 
institutions organized or located in the United States, in connection 
with the licensed transactions to avoid the blocking of goods imported 
from North Korea and the interruption of the financial transactions with 
North Korea.

[60 FR 8935, Feb. 16, 1995]



Sec. 500.584  Energy sector projects in North Korea.

    Specific licenses may be issued to permit persons subject to U.S. 
jurisdiction to participate in certain energy sector projects in North 
Korea in connection with that country's transition to light-water 
reactor (``LWR'') power plants. Transactions that may be licensed 
include those related to LWR power plant design, site preparation, 
excavation, delivery of essential nonnuclear components including 
turbines and generators, building construction, the disposition of 
spentnuclear fuel, and the provision of heavy oil to North

[[Page 44]]

Korea for heating and electricity generation pending completion of the 
first LWR unit.

[60 FR 8935, Feb. 16, 1995]



Sec. 500.585  Payments for services rendered by North Korea to United States aircraft authorized.

    Payments to North Korea of charges for services rendered by the 
Government of North Korea in connection with the overflight of North 
Korea or emergency landing in North Korea by aircraft owned or 
controlled by a person subject to the jurisdiction of the United States 
or registered in the United States are authorized.

[62 FR 17548, Apr. 10, 1997]



Sec. 500.586  Authorization of new transactions concerning certain North Korean property.

    (a) Subject to the limitations in paragraph (b) of this section, 
transactions in which North Korea or a national thereof has an interest 
are authorized where:
    (1) The property comes within the jurisdiction of the United States 
or into the control or possession of a person subject to the 
jurisdiction of the United States on or after June 19, 2000; or
    (2) The interest in the property of North Korea or a North Korean 
national arises on or after June 19, 2000.
    (b)(1) Unless otherwise authorized by the Office of Foreign Assets 
Control, all property and interests in property of North Korea or its 
nationals that were blocked pursuant to subpart B of this part as of 
June 16, 2000, remain blocked and subject to the prohibitions and 
requirements of this part;
    (2)(i) The importation of products into the United States from North 
Korea requires approval from the Office of Foreign Assets Control. The 
person seeking to import products into the United States must provide 
information relevant to the determination whether the product was 
produced by
    (A) A foreign person whose actions triggered import sanctions under 
sections 73 and 74 of the Arms Export Control Act;
    (B) An activity of the government of North Korea relating to the 
development or production of any missile equipment or technology; or
    (C) An activity of the government of North Korea affecting the 
development or production of electronics, space systems or equipment, 
and military aircraft.
    (ii) Those seeking to import products from North Korea into the 
United States must submit all available information satisfying the 
requirements of paragraph (b)(2)(i) of this section; the name, address, 
telephone number, facsimile number, and e-mail address of the importer; 
a description of the product to be imported, including quantity and 
cost; the name and address of the producer of the product; the name of 
the location where the product was produced; and the name and address of 
the North Korean exporter. Requests for import review should be 
submitted by mail to North Korea Unit, Office of Foreign Assets Control, 
U.S. Department of the Treasury, 1500 Pennsylvania Avenue, NW, Annex, 
Washington, DC 20220. Upon review of the submitted information, the 
Office of Foreign Assets Control will issue a letter indicating the 
results of the review to the person seeking to import the product.
    (3) Except as authorized by Sec. 500.580 or unless otherwise 
authorized by the Office of Foreign Assets Control, persons subject to 
the jurisdiction of the United States are prohibited from engaging in 
any transfer from the government of North Korea:
    (i) Constituting a donation to a person subject to the jurisdiction 
of the United States; or
    (ii) With respect to which a person subject to the jurisdiction of 
the United States knows (including knowledge based on advice from an 
agent of the United States Government), or has reasonable cause to 
believe, that the transfer poses a risk of furthering terrorist acts in 
the United States.
    (4) This section does not affect any open enforcement action 
initiated by the U.S. government prior to June 19, 2000 or any seizure, 
forfeiture, penalty, or liquidated damages case that is considered 
closed in accordance with U.S. Customs or other agency regulations. This 
section also does not authorize the importation into the United States

[[Page 45]]

of goods that are under seizure or detention by U.S. Customs officials 
pursuant to Customs laws or other applicable provision of law, until any 
applicable penalties, charges, duties or other conditions are satisfied. 
This section does not authorize importation into the United States of 
goods for which forfeiture proceedings have been commenced or of goods 
that have been forfeited to the U.S. Government, other than though U.S. 
Customs disposition by selling at auction.
    (5)(i) Effective May 8, 2006, United States persons are prohibited 
from owning, leasing, operating, or insuring any vessel flagged by North 
Korea.
    (ii) Effective February 2, 2007, United States persons are 
prohibited from registering vessels in North Korea, or from otherwise 
obtaining authorization for a vessel to fly the North Korean flag.
    (iii) For purposes of this section, the term United States person 
means any United States citizen, permanent resident alien, entity 
organized under the laws of the United States or any jurisdiction within 
the United States (including foreign branches), or any person in the 
United States.
    Note to Sec. 500.586: The exportation and reexportation of items 
may be subject to license application requirements under regulations 
administered by other federal agencies (see e.g., the Export 
Administration Regulations administered by the Department of Commerce). 
It should also be noted that the shipment of strategic goods from a 
foreign country to North Korea by persons subject to the jurisdiction of 
the United States remains prohibited by 31 CFR part 505. The application 
requirements for a specific license relating to such goods are found in 
31 CFR 501.801.

[65 FR 38165, June 19, 2000, as amended at 71 FR 17346, Apr. 6, 2006; 72 
FR 4961, Feb. 2, 2007]



                            Subpart F_Reports



Sec. 500.601  Records and reports.

    For provisions relating to records and reports, see subpart C of 
part 501 of this chapter.

[62 FR 45101, Aug. 25, 1997]



Sec. 500.602  Reporting of claims of U.S. nationals against North Korea.

    (a) Requirement for reports. Reports are required to be filed on or 
before March 9, 1998, in the manner prescribed in this section, with 
respect to all outstanding claims held by United States nationals 
against the Government of North Korea or any North Korean government 
entity.
    (b) Who must report. A report must be submitted by each U.S. 
national having a claim outstanding against the Government of North 
Korea or any North Korean government entity. Reports should be submitted 
only by persons who were U.S. citizens or entities organized under the 
laws of a U.S. jurisdiction on the date of the loss.
    (c) How to register. U.S. nationals filing reports of claims must 
submit a letter containing the information required by paragraph (f) of 
this section. The letter must be sent to the Blocked Assets Division, 
Office of Foreign Assets Control, Department of the Treasury, 1500 
Pennsylvania Ave., NW.--Annex, Washington, DC 20220, to arrive by March 
9, 1998. A copy of the submission should be kept by the claimant.
    (d) Certification. Every report shall bear the signature of the 
claimant or a person authorized by the claimant to sign the report. The 
signature will certify that, to the best of the reporter's knowledge, 
the statements set forth in the report, including any papers attached to 
or filed with the report, are true and accurate, and that all material 
facts in connection with the report have been set forth.
    (e) Confidentiality of reports. Reports submitted pursuant to this 
section are regarded as privileged and confidential.
    (f) Contents of report. The report must contain the following 
information (with responses numbered to correspond with the numbers used 
below):
    (1) Identification of claimant.
    (i) Claimant's Legal Name.
    (ii) Claimant's Address.
    (iii) Telephone number of individual to contact regarding the 
report.
    (iv) If claimant is a naturalized citizen of the United States, 
state the place and date of naturalization.
    (v) If claimant is a corporation or business, state the place of 
incorporation and principal place of business.
    (2) Information concerning claim.
    (i) Amount of loss in U.S. dollars (indicate exchange or interest 
rates and

[[Page 46]]

relevant dates utilized for any currency translation or interest 
calculation).
    (ii) Describe the circumstances of the loss. Include the date of the 
loss and a description of the property, business, obligation, injury or 
other damage which is the subject of the claim.
    (g) Definition of United States national. For purposes of this 
section, the term United States national or U.S. national means:
    (1) An individual who is a citizen of the United States;
    (2) An individual who, though not a citizen of the United States, 
owes permanent allegiance to the United States, and is not an alien; or
    (3) A partnership, corporation, or other juridical entity organized 
under the laws of the United States or any jurisdiction within the 
United States.
    (h) Definition of the Government of North Korea; North Korean 
government entity. For purposes of this section:
    (1) The term Government of North Korea means the government of the 
territory of Korea north of the 38th parallel of north latitude, as well 
as any political subdivision, agency, or instrumentality thereof, or any 
territory, dependency, colony, protectorate, mandate, dominion, 
possession, or place subject to the jurisdiction thereof as of the 
``effective date.''
    (2) The term North Korean government entity means any corporation, 
partnership, or association, or other organization, wherever organized 
or doing business, that is owned or controlled by the Government of 
North Korea.

[62 FR 64721, Dec. 9, 1997]



                           Subpart G_Penalties

    Source: 63 FR 10324, Mar. 3, 1998, unless otherwise noted.



Sec. 500.701  Penalties.

    For provisions relating to penalties, see part 501, subpart D, of 
this chapter.

[68 FR 53641, Sept. 11, 2003]



                          Subpart H_Procedures



Sec. 500.801  Procedures.

    For license application procedures and procedures relating to 
amendments, modifications, or revocations of licenses; administrative 
decisions; rulemaking; and requests for documents pursuant to the 
Freedom of Information and Privacy Acts (5 U.S.C. 552 and 552a), see 
part 501, subpart E, of this chapter.

[62 FR 45101, Aug. 25, 1997, as amended at 68 FR 53641, Sept. 11, 2003]



Sec. 500.802  Delegation by the Secretary of the Treasury.

    Any action which the Secretary of the Treasury is authorized to take 
pursuant to the Trading With the Enemy Act may be taken by any person to 
whom the Secretary of the Treasury has delegated authority so to act.

[15 FR 9040, Dec. 19, 1950. Redesignated at 62 FR 45101, Aug. 25, 1997]



Sec. 500.803  Customs procedures; merchandise specified in Sec. 500.204.

    (a) With respect to merchandise specified in Sec. 500.204, whether 
or not such merchandise has been imported into the United States, 
directors of customs shall not accept or allow any:
    (1) Entry for consumption (including any appraisement entry, any 
entry of goods imported in the mails, regardless of value, or any other 
informal entries);
    (2) Entry for immediate exportation;
    (3) Entry for transportation and exportation;
    (4) Withdrawal from warehouse;
    (5) Transfer or withdrawal from a foreign-trade zone; or
    (6) Manipulation or manufacture in a warehouse or in a foreign-trade 
zone, until either;
    (i) A specific license pursuant to this chapter is presented; or,
    (ii) Instructions from the Foreign Assets Control, authorizing the 
transaction are received.
    (b) Whenever a specific license is presented to a director of 
customs in accordance with this section, one additional legible copy of 
the entry, withdrawal or other appropriate document with respect to the 
merchandise involved shall be filed with the director of customs at the 
port where the transaction is to take place. Each copy of any such 
entry, withdrawal or other appropriate document, including the 
additional copy, shall bear plainly on

[[Page 47]]

its face the number of the license pursuant to which it is filed. The 
original copy of the specific license shall be presented to the director 
in respect to each such transaction and shall bear a notation in ink by 
the licensee or person presenting the license showing the description, 
quantity, and value of the merchandise to be entered, withdrawn or 
otherwise dealt with. This notation should be so placed and so written 
that there will exist no possibility of confusing it with anything 
placed on the license at the time of its issuance. If the license in 
fact authorizes the entry, withdrawal or other transaction with regard 
to the merchandise, the director, or other authorized customs employee, 
shall verify the notation by signing or initialing it after first 
assuring himself that it accurately describes the merchandise it 
purports to represent. The license shall thereafter be returned to the 
person presenting it and the additional copy of the entry, withdrawal or 
other appropriate document shall be forwarded by the director to the 
Office of Foreign Assets Control, Treasury Department, Washington, DC 
20220.
    (c) Whenever a person shall present an entry, withdrawal or other 
appropriate document affected by this section and shall assert that no 
specific Foreign Assets Control license is required in connection 
therewith, the director of customs shall withhold action thereon and 
shall advise such person to communicate directly with the Office of 
Foreign Assets Control to request that instructions be issued to the 
director to authorize him to take action with regard thereto.

[40 FR 7651, Feb. 21, 1975, as amended at 57 FR 1387, Jan. 14, 1992. 
Redesignated at 62 FR 45101, Aug. 25, 1997]



                   Subpart I_Miscellaneous Provisions



Sec. 500.901  Paperwork Reduction Act notice.

    For approval by the Office of Management and Budget (``OMB'') under 
the Paperwork Reduction Act of information collections relating to 
recordkeeping and reporting requirements, to licensing procedures 
(including those pursuant to statements of licensing policy), and to 
other procedures, see Sec. 501.901 of this chapter. An agency may not 
conduct or sponsor, and a person is not required to respond to, a 
collection of information unless it displays a valid control number 
assigned by OMB. The information collection requirement in Sec. 500.602 
has been approved by the Office of Management and Budget and assigned 
control number 1505-0160.

[62 FR 45101, Aug. 25, 1997, as amended at 62 FR 64722, Dec. 9, 1997]



   Sec. Appendix A to Part 500--Qualifying International Institutions

Asian Development Bank (ADB)
Food and Agricultural Organization (FAO)
International Bank for Reconstruction and Development (IBRD, the ``World 
Bank'')
International Civil Aviation Organization (ICAO)
International Development Association (IDA)
International Finance Corporation (IFC)
International Fund for Agricultural Development (IFAD)
International Labor Organization (ILO)
International Maritime Organization (IMO)
International Monetary Fund (IMF)
Multilateral Investment Guarantee Association (MIGA)
UN Capital Development Fund (UNCDF)
UN Children's Fund (UNICEF)
UN Development Fund for Women (UNDFW)
UN Development Program (UNDP)
UN Economic & Social Commission for Asian and the Pacific (UNESCAP)
UN Education, Scientific and Cultural Organization (UNESCO)
UN Environment Program (UNEP)
UN Food Program (UNFP)
UN Industrial Development Organization (UNIDO)
UN International Drug Control Program (UNIDCP)
UN Population Fund (UNPF)
World Health Organization (WHO)
World Meteorological Organization (WMO)

[58 FR 68532, Dec. 28, 1993]



PART 501_REPORTING, PROCEDURES AND PENALTIES REGULATIONS--Table of Contents




     Subpart A_Relation of This Part to Other Parts in This Chapter

Sec.
501.101 Relation of this part to other parts in this chapter.

[[Page 48]]

                          Subpart B_Definitions

501.301 Definitions.

                            Subpart C_Reports

501.601 Records and recordkeeping requirements.
501.602 Reports to be furnished on demand.
501.603 Reports on blocked property.
501.604 Reports by U.S. financial institutions on rejected funds 
          transfers.
501.605 Reports on litigation, arbitration, and dispute resolution 
          proceedings.
501.606 Reporting and recordkeeping requirements applicable to economic 
          sanctions programs.

          Subpart D_Trading With the Enemy Act (TWEA) Penalties

501.700 Applicability.
501.701 Penalties.
501.702 Definitions.
501.703 Overview of civil penalty process and construction of rules.
501.704 Appearance and practice.
501.705 Service and filing.
501.706 Prepenalty Notice; issuance by Director.
501.707 Response to Prepenalty Notice.
501.708 Director's finding of no penalty warranted.
501.709 Penalty Notice.
501.710 Settlement.
501.711 Hearing request.
501.712 Acknowledgment of hearing request.
501.713 Order Instituting Proceedings.
501.714 Answer to Order Instituting Proceedings.
501.715 Notice of hearing.
501.716 Default.
501.717 Consolidation of proceedings.
501.718 Conduct and order of hearings.
501.719 Ex parte communications.
501.720 Separation of functions.
501.721 Hearings to be public.
501.722 Prehearing conferences.
501.723 Prehearing disclosures; methods to discover additional matter.
501.724 Documents that may be withheld.
501.725 Confidential treatment of information in certain filings.
501.726 Motions.
501.727 Motion for summary disposition.
501.728 Subpoenas.
501.729 Sanctions.
501.730 Depositions upon oral examination.
501.731 Depositions upon written questions.
501.732 Evidence.
501.733 Evidence: confidential information; protective orders.
501.734 Introducing prior sworn statements of witnesses into the record.
501.735 Proposed findings, conclusions and supporting briefs.
501.736 Authority of Administrative Law Judge.
501.737 Adjustments of time, postponements and adjournments.
501.738 Disqualification and withdrawal of Administrative Law Judge.
501.739 Record in proceedings before Administrative Law Judge; retention 
          of documents; copies.
501.740 Decision of Administrative Law Judge.
501.741 Review of decision or ruling.
501.742 Secretary's designee's consideration of decisions by 
          Administrative Law Judge.
501.743 Briefs filed with the Secretary's designee.
501.744 Record before the Secretary's designee.
501.745 Orders and decisions: signature, date and public availability.
501.746 Referral to United States Department of Justice; administrative 
          collection measures.
501.747 Procedures on remand of decisions.

                          Subpart E_Procedures

501.801 Licensing.
501.802 Decisions.
501.803 Amendment, modification, or revocation.
501.804 Rulemaking.
501.805 Rules governing availability of information.
501.806 Procedures for unblocking funds believed to have been blocked 
          due to mistaken identity.
501.807 Procedures governing removal of names from appendices A, B, and 
          C to this chapter.
501.808 License application and other procedures applicable to economic 
          sanctions programs.

                    Subpart F_Paperwork Reduction Act

501.901 Paperwork Reduction Act notice.

Appendix A to Part 501--Economic Sanctions Enforcement Procedures for 
          Banking Institutions

    Authority: 18 U.S.C. 2332d; 21 U.S.C. 1901-1908; 22 U.S.C. 287c; 22 
U.S.C. 2370(a); 31 U.S.C. 321(b); 50 U.S.C. 1701-1706; 50 U.S.C. App. 1-
44; Pub. L. 101-410, 104 Stat. 890 (28 U.S.C. 2461 note); E.O. 9193, 7 
FR 5205, 3 CFR, 1938-1943 Comp., p. 1174; E.O. 9989, 13 FR 4891, 3 CFR, 
1943-1948 Comp., p. 748; E.O. 12854, 58 FR 36587, 3 CFR, 1993 Comp., p. 
614.

    Source: 62 FR 45101, Aug. 25, 1997, unless otherwise noted.

[[Page 49]]



     Subpart A_Relation of This Part to Other Parts in This Chapter



Sec. 501.101  Relation of this part to other parts in this chapter.

    This part sets forth standard reporting and recordkeeping 
requirements and license application and other procedures governing 
transactions regulated pursuant to other parts codified in this chapter, 
as well as to economic sanctions programs for which implementation and 
administration are delegated to the Office of Foreign Assets Control. 
Substantive prohibitions and policies particular to each economic 
sanctions program are not contained in this part but are set forth in 
the particular part of this chapter dedicated to that program, or, in 
the case of economic sanctions programs not yet implemented in 
regulations, in the applicable executive order or other authority. 
License application procedures and reporting requirements set forth in 
this part govern transactions undertaken pursuant to general or specific 
licenses. The criteria for general and specific licenses pertaining to a 
particular economic sanctions program are set forth in subpart E of the 
individual parts in this chapter. Statements of licensing policy 
contained in subpart E of the individual parts in this chapter, however, 
may contain additional information collection provisions that require 
production of specified documentation unique to a given general license 
or statement of licensing policy.

[62 FR 52494, Oct. 8, 1997]



                          Subpart B_Definitions



Sec. 501.301  Definitions.

    Definitions of terms used in this part are found in subpart C of the 
part within this chapter applicable to the relevant application, record, 
report, procedure or transaction. In the case of economic sanctions 
programs for which implementation and administration are delegated to 
the Office of Foreign Assets Control but for which regulations have not 
yet been issued, the definitions of terms in this part are governed by 
definitions contained in the implementing statute or Executive order.



                            Subpart C_Reports



Sec. 501.601  Records and recordkeeping requirements.

    Except as otherwise provided, every person engaging in any 
transaction subject to the provisions of this chapter shall keep a full 
and accurate record of each such transaction engaged in, regardless of 
whether such transaction is effected pursuant to license or otherwise, 
and such record shall be available for examination for at least 5 years 
after the date of such transaction. Except as otherwise provided, every 
person holding property blocked pursuant to the provisions of this 
chapter or funds transfers retained pursuant to Sec. 596.504(b) of this 
chapter shall keep a full and accurate record of such property, and such 
record shall be available for examination for the period of time that 
such property is blocked and for at least 5 years after the date such 
property is unblocked.

    Note: See subpart F of part 597 for the relationship between this 
section and part 597.

[62 FR 45101, Aug. 25, 1997, as amended at 62 FR 52494, Oct. 8, 1997]



Sec. 501.602  Reports to be furnished on demand.

    Every person is required to furnish under oath, in the form of 
reports or otherwise, from time to time and at any time as may be 
required by the Director, Office of Foreign Assets Control, complete 
information relative to any transaction, regardless of whether such 
transaction is effected pursuant to license or otherwise, subject to the 
provisions of this chapter or relative to any property in which any 
foreign country or any national thereof has any interest of any nature 
whatsoever, direct or indirect. The Director may require that such 
reports include the production of any books of account, contracts, 
letters or other papers connected with any such transaction or property, 
in the custody or control of the persons required to make such reports. 
Reports with respect to transactions may be required either before

[[Page 50]]

or after such transactions are completed. Except as provided in parts 
596 and 597, the Director may, through any person or agency, conduct 
investigations, hold hearings, administer oaths, examine witnesses, 
receive evidence, take depositions, and require by subpoena the 
attendance and testimony of witnesses and the production of all books, 
papers, and documents relating to any matter under investigation, 
regardless of whether any report has been required or filed in 
connection therewith.

    Note: See subpart F of part 597 for the relationship between this 
section and part 597.

[62 FR 45101, Aug. 25, 1997, as amended at 62 FR 52494, Oct. 8, 1997]



Sec. 501.603  Reports on blocked property.

    (a) Who must report--(1) Holders of blocked property. Any person, 
including a financial institution, holding property blocked pursuant to 
this chapter must report. The requirement includes financial 
institutions that receive and block payments or transfers. This 
requirement is mandatory and applies to all U.S. persons (or persons 
subject to U.S. jurisdiction in the case of parts 500 and 515 of this 
chapter) who have in their possession or control any property or 
interests in property blocked pursuant to this chapter.
    (2) Primary responsibility to report. A report may be filed on 
behalf of a holder of blocked property by an attorney, agent, or other 
person. Primary responsibility for reporting blocked property, however, 
rests with the actual holder of the property, or the person exercising 
control over property located outside the United States, with the 
following exceptions: primary responsibility for reporting any trust 
assets rest with the trustee; and primary responsibility for reporting 
real property rests with any U.S. co-owner, legal representative, agent, 
or property manager in the United States. No person is excused from 
filing a report by reason of the fact that another person has submitted 
a report with regard to the same property, except upon actual knowledge 
of the report filed by such other person. Reports filed are regarded as 
privileged and confidential.
    (3) Financial institutions. For purposes of this section, the term 
``financial institution'' shall include a banking institution, domestic 
bank, United States depository institution, financial institution, or 
U.S. financial institution, as those terms are defined in the applicable 
part of this chapter.
    (b) What must be reported--(1) Initial reports--(i) When reports are 
due. Reports are required to be filed within 10 business days from the 
date that property becomes blocked. This reporting requirement includes 
payments or transfers that are received and blocked by financial 
institutions.
    (ii) Contents of reports. Initial reports on blocked property shall 
describe the owner or account party, the property, its location, any 
existing or new account number or similar reference necessary to 
identify the property, actual or estimated value and the date it was 
blocked, and shall include the name and address of the holder, along 
with the name and telephone number of a contact person from whom 
compliance information can be obtained. If the report is filed by a 
financial institution and involves the receipt of a payment or transfer 
of funds which are blocked by the financial institution, the report 
shall also include a photocopy of the payment or transfer instructions 
received and shall confirm that the payment has been deposited into a 
new or existing blocked account which is labeled as such and is 
established in the name of, or contains a means of clearly identifying 
the interest of, the individual or entity subject to blocking pursuant 
to the requirements of this chapter.
    (2) Annual reports--(i) When reports are due. A comprehensive report 
on all blocked property held as of June 30 of the current year shall be 
filed annually by September 30. The first annual report is due September 
30, 1997.
    (ii) Contents of reports. Annual reports shall be filed using Form 
TDF 90-22.50, Annual Report of Blocked Property. Copies of Form TDF 90-
22.50 may be obtained directly from the Office of Foreign Assets 
Control, by calling the fax-on-demand service maintained by the Office 
of Foreign Assets Control at 202/622-0077, or by downloading the form 
from the ``OFAC Press Releases and Miscellaneous Documents'' file 
library

[[Page 51]]

(``FAC--MISC'') located on the Government Printing Office's Federal 
Bulletin Board Online via GPO Access (Internet site: http://
fedbbs.access.gpo.gov/libs/fac--misc.htm). Photocopies of the report 
form may be used. Requests to submit the information required on Form 
TDF 90-22.50 in an alternative format developed by the reporter are 
invited and will be considered by the Office of Foreign Assets Control 
on a case-by-case basis. A copy of reports filed using form TDF 90-22.50 
or in alternative formats must be retained for the reporter's records.
    (c) Reports on retained funds pursuant to Sec. 596.504(b) of this 
chapter. The reporting requirements set forth in this section are 
applicable to any financial institution retaining funds pursuant to 
Sec. 596.504(b) of this chapter, except that the account name shall 
reflect the name of the person whose interest required retention of the 
funds.
    (d) Where to report. All reports must be filed with the Office of 
Foreign Assets Control, Compliance Programs Division, U.S. Treasury 
Department, 1500 Pennsylvania Avenue NW.--Annex, Washington, DC 20220.

    Note: See subpart F of part 597 for the relationship between this 
section and part 597.

[62 FR 45101, Aug. 25, 1997, as amended at 62 FR 52495, Oct. 8, 1997]



Sec. 501.604  Reports by U.S. financial institutions on rejected funds transfers.

    (a) Who must report. Any financial institution that rejects a funds 
transfer where the funds are not blocked under the provisions of this 
chapter, but where processing the transfer would nonetheless violate, or 
facilitate an underlying transaction that is prohibited under, other 
provisions contained in this chapter, must report. For purposes of this 
section, the term ``financial institution'' shall include a banking 
institution, depository institution or United States depository 
institution, domestic bank, financial institution or U.S. financial 
institution, as those terms are defined in the applicable part of this 
chapter.
    (b) Rejected transfers. Examples of transactions involving rejected 
funds transfers include funds transfer instructions:
    (1) Referencing a blocked vessel but where none of the parties or 
financial institutions involved in the transaction is a blocked person;
    (2) Sending funds to a person in Iraq;
    (3) Transferring unlicensed gifts or charitable donations from the 
Government of Syria to a U.S. person;
    (4) Crediting Iranian accounts on the books of a U.S. financial 
institution; and
    (5) Making unauthorized transfers from U.S. persons to Iran or the 
Government of Iran.
    (c) When reports are due. Reports are required to be filed within 10 
business days by any financial institution rejecting instructions to 
execute payments or transfers involving underlying transactions 
prohibited by the provisions of this chapter.
    (d) What must be reported. The report shall include the name and 
address of the transferee financial institution, the date of the 
transfer, the amount of the payment transfer, and a photocopy of the 
payment or transfer instructions received, and shall state the basis for 
the rejection of the transfer instructions. The report shall also 
provide the name and telephone number of a contact person at the 
transferee financial institution from whom compliance information may be 
obtained.
    (e) Where to report. Reports must be filed with the Office of 
Foreign Assets Control, Compliance Programs Division, U.S. Treasury 
Department, 1500 Pennsylvania Avenue NW.--Annex, Washington, DC 20220.

[62 FR 45101, Aug. 25, 1997, as amended 70 FR 34061, June 13, 2005]



Sec. 501.605  Reports on litigation, arbitration, and dispute resolution proceedings.

    (a) U.S. persons (or persons subject to the jurisdiction of the 
United States in the case of parts 500 and 515 of this chapter) 
participating in litigation, arbitration, or other binding alternative 
dispute resolution proceedings in the United States on behalf of or 
against persons whose property or interests in property are blocked or 
whose funds have been retained pursuant to Sec. 596.504(b) of this 
chapter, or when the outcome of any proceeding may affect

[[Page 52]]

blocked property or retained funds, must:
    (1) Provide notice of such proceedings upon their commencement or 
upon submission or receipt of documents bringing the proceedings within 
the terms of the introductory text to this paragraph (a);
    (2) Submit copies of all pleadings, motions, memoranda, exhibits, 
stipulations, correspondence, and proposed orders or judgments 
(including any proposed final judgment or default judgment) submitted to 
the court or other adjudicatory body, and all orders, decisions, 
opinions, or memoranda issued by the court, to the Chief Counsel, Office 
of Foreign Assets Control, U.S. Department of the Treasury, 1500 
Pennsylvania Avenue, NW.--Annex, Washington, DC 20220, within 10 days of 
filing, submission or issuance. This paragraph (a)(2) shall not apply to 
discovery requests or responses, documents filed under seal, or requests 
for procedural action not seeking action dispositive of the proceedings 
(such as requests for extension of time to file); and
    (3) Report by immediate facsimile transmission to the Chief Counsel, 
Office of Foreign Assets Control, at facsimile number 202/622-1911, the 
scheduling of any hearing or status conference in the proceedings 
whenever it appears that the court or other adjudicatory body may issue 
an order or judgment in the proceedings (including a final judgment or 
default judgment) or is considering or may decide any pending request 
dispositive of the merits of the proceedings or of any claim raised in 
the proceedings.
    (b) The reporting requirements of paragraph (a) of this section do 
not apply to proceedings to which the Office of Foreign Assets Control 
is a party.
    (c) Persons initiating proceedings subject to the reporting 
requirements of this section must notify the court or other adjudicatory 
body of the restrictions set forth under the applicable part in this 
chapter governing the transfer of blocked property or funds retained 
pursuant to Sec. 596.504(b) of this chapter, including the prohibition 
on any unlicensed attachment, judgment, decree, lien, execution, 
garnishment or other judicial process with respect to any property in 
which, on or after the applicable effective date, there existed an 
interest of any person whose property and property interests were 
subject to blocking pursuant to this chapter or were subject to 
retention pursuant to Sec. 596.504(b) of this chapter.



Sec. 501.606  Reporting and recordkeeping requirements applicable to economic sanctions programs.

    The reporting and recordkeeping requirements set forth in this 
subpart are applicable to economic sanctions programs for which 
implementation and administration have been delegated to the Office of 
Foreign Assets Control.



          Subpart D_Trading With the Enemy Act (TWEA) Penalties

    Source: 68 FR 53642, Sept. 11, 2003, unless otherwise noted.



Sec. 501.700  Applicability.

    This subpart is applicable only to those parts of chapter V 
promulgated pursuant to the TWEA, which include parts 500, 505, and 515.



Sec. 501.701  Penalties.

    (a) Attention is directed to section 16 of the TWEA, as adjusted 
pursuant to the Federal Civil Penalties Inflation Adjustment Act of 1990 
(Pub. L. 101-410, as amended, 28 U.S.C. 2461 note), which provides that:
    (1) Persons who willfully violate any provision of TWEA or any 
license, rule, or regulation issued thereunder, and persons who 
willfully violate, neglect, or refuse to comply with any order of the 
President issued in compliance with the provisions of TWEA shall, upon 
conviction, be fined not more than $1,000,000 or, if an individual, be 
fined not more than $100,000 or imprisoned for not more than 10 years, 
or both; and an officer, director, or agent of any corporation who 
knowingly participates in such violation shall, upon conviction, be 
fined not more than $100,000 or imprisoned for not more than 10 years, 
or both.
    (2) Any property, funds, securities, papers, or other articles or 
documents, or any vessel, together with its tackle,

[[Page 53]]

apparel, furniture, and equipment, concerned in a violation of TWEA may 
upon conviction be forfeited to the United States Government.
    (3) The Secretary of the Treasury may impose a civil penalty of not 
more than $65,000 per violation on any person who violates any license, 
order, or regulation issued under TWEA.

    Note to paragraph (a)(3). The current $65,000 civil penalty cap may 
be adjusted for inflation pursuant to the Federal Civil Penalties 
Inflation Adjustment Act of 1990.

    (4) Any property, funds, securities, papers, or other articles or 
documents, or any vessel, together with its tackle, apparel, furniture, 
and equipment, that is the subject of a violation subject to a civil 
penalty issued pursuant to TWEA shall, at the discretion of the 
Secretary of the Treasury, be forfeited to the United States Government.
    (b) The criminal penalties provided in TWEA are subject to increase 
pursuant to 18 U.S.C. 3571 which, when read in conjunction with section 
16 of TWEA, provides that persons convicted of violating TWEA may be 
fined up to the greater of either $250,000 for individuals and 
$1,000,000 for organizations or twice the pecuniary gain or loss from 
the violation.
    (c) Attention is directed to 18 U.S.C. 1001, which provides that 
whoever, in any matter within the jurisdiction of any department or 
agency of the United States, knowingly and willfully falsifies, conceals 
or covers up by any trick, scheme, or device a material fact, or makes 
any false, fictitious or fraudulent statements or representations, or 
makes or uses any false writing or document knowing the same to contain 
any false, fictitious or fraudulent statement or entry, shall be fined 
under title 18, United States Code, or imprisoned not more than 5 years, 
or both.

[68 FR 53642, Sept. 11, 2003, as amended at 68 FR 61361, Oct. 28, 2003]



Sec. 501.702  Definitions.

    (a) Chief Counsel means the Chief Counsel (Foreign Assets Control), 
Office of the General Counsel, Department of the Treasury.
    (b) Day means calendar day. In computing any period of time 
prescribed in or allowed by this subpart, the day of the act, event, or 
default from which the designated period of time begins to run shall not 
be included. The last day of the period so computed shall be included 
unless it is a Saturday, Sunday, or Federal legal holiday, in which 
event the period runs until the end of the next day that is not a 
Saturday, Sunday, or Federal legal holiday. Intermediate Saturdays, 
Sundays, and Federal legal holidays shall be excluded from the 
computation when the period of time prescribed or allowed is seven days 
or less, not including any additional time allowed for service by mail. 
If on the day a filing is to be made, weather or other conditions have 
caused the designated filing location to close, the filing deadline 
shall be extended to the end of the next day that the filing location is 
not closed and that is not a Saturday, a Sunday, or a Federal legal 
holiday. If service is made by mail, three days shall be added to the 
prescribed period for response.
    (c) Department means the Department of the Treasury.
    (d) Director means the Director of the Office of Foreign Assets 
Control, Department of the Treasury.
    (e) Ex Parte Communication means any material oral or written 
communication not on the public record concerning the merits of a 
proceeding with respect to which reasonable prior notice to all parties 
is not given, on any material matter or proceeding covered by these 
rules, that takes place between: A party to the proceeding, a party's 
counsel, or any other interested individual; and the Administrative Law 
Judge or Secretary's designee handling that proceeding. A request to 
learn the status of a proceeding does not constitute an ex parte 
communication; and settlement inquiries and discussions do not 
constitute ex parte communications.
    (f) General Counsel means the General Counsel of the U.S. Department 
of the Treasury.
    (g) Order of Settlement means a written order issued by the Director 
terminating a civil penalty action. An Order of Settlement does not 
constitute an agency decision that any violation took place.

[[Page 54]]

    (h) Order Instituting Proceedings means a written order issued by 
the Director to initiate a civil penalty hearing.
    (i) Prepenalty Notice means a written notification from the Director 
informing a respondent of the alleged violation(s) and the respondent's 
right to respond.
    (j) Penalty Notice means a written notification from the Director 
informing a respondent that the Director has made a finding of violation 
and, absent a request for a hearing, will impose a civil monetary 
penalty.
    (k) Proceeding means any agency process initiated by an ``Order 
Instituting Proceedings,'' or by the filing of a petition for review of 
an Administrative Law Judge's decision or ruling.
    (l) Respondent means any individual alleged by the Director to have 
violated a TWEA-based sanctions regulation.
    (m) Secretary's designee means a U.S. Treasury Department official 
delegated responsibility by the Secretary of the Treasury to consider 
petitions for review of Administrative Law Judge decisions made in civil 
penalty hearings conducted pursuant to this subpart.
    (n) Secretary means the Secretary of the Treasury.



Sec. 501.703  Overview of civil penalty process and construction of rules.

    (a) The administrative process for enforcing TWEA sanctions programs 
proceeds as follows:
    (1) The Director of the Office of Foreign Assets Control will notify 
a suspected violator (hereinafter ``respondent'') of an alleged 
violation by issuing a ``Prepenalty Notice.'' The Prepenalty Notice 
shall describe the alleged violation(s) and include a proposed civil 
penalty amount.
    (2) The respondent will have 60 days from the date the Prepenalty 
Notice is served to make a written presentation either defending against 
the alleged violation or admitting the violation. A respondent who 
admits a violation may offer information as to why a monetary penalty 
should not be imposed or why, if imposed, the monetary penalty should be 
in a lesser amount than proposed.
    (3) Absent a settlement agreement or a finding that no violation 
occurred, the Director of the Office of Foreign Assets Control will 
issue a ``Penalty Notice.'' The respondent will have 30 days from the 
date of service to either pay the penalty or request a hearing.
    (4) If the respondent requests a hearing, the Director of the Office 
of Foreign Assets Control will have two options:
    (i) The Director may issue an ``Order Instituting Proceedings'' and 
refer the matter to an Administrative Law Judge for a hearing and 
decision; or
    (ii) The Director may determine to discontinue the penalty action 
based on information presented by the respondent.
    (5) Absent review by a Secretary's designee, the decision of the 
Administrative Law Judge will become the final decision of the 
Department without further proceedings.
    (6) If review is taken by a Secretary's designee, the Secretary's 
designee reaches the final decision of the Department.
    (7) A respondent may seek judicial review of the final decision of 
the Department.
    (b) Construction of rules. The rules contained in this subpart shall 
be construed and administered to promote the just, speedy, and 
inexpensive determination of every action. To the extent there is a 
conflict between the rules contained in this subpart and a procedural 
requirement contained in any statute, the requirement in the statute 
shall control.



Sec. 501.704  Appearance and practice.

    No person shall be represented before the Director in any civil 
penalty matter, or an Administrative Law Judge or the Secretary's 
designee in a civil penalty hearing, under this subpart except as 
provided in this section.
    (a) Representing oneself. In any proceeding, an individual may 
appear on his or her own behalf.
    (b) Representative. Upon written notice to the Director,
    (1) A respondent may be represented by a personal representative. If 
a respondent wishes to be represented by counsel, such counsel must be 
an attorney at law admitted to practice before

[[Page 55]]

the Supreme Court of the United States, the highest court of any State, 
commonwealth, possession, or territory of the United States, or the 
District of Columbia;
    (2) A duly authorized member of a partnership may represent the 
partnership; and
    (3) A bona fide officer, director, or employee of a corporation, 
trust or association may represent the corporation, trust or 
association.
    (c) Director representation. The Director shall be represented by 
members of the Office of Chief Counsel or any other counsel specifically 
assigned by the General Counsel.
    (d) Conflicts of interest--(1) Conflict of interest in 
representation. No individual shall appear as representative for a 
respondent in a proceeding conducted pursuant to this subpart if it 
reasonably appears that such representation may be materially limited by 
that representative's responsibilities to a third person, or by that 
representative's own interests.
    (2) Corrective measures. An Administrative Law Judge may take 
corrective measures at any stage of a proceeding to cure a conflict of 
interest in representation, including the issuance of an order limiting 
the scope of representation or disqualifying an individual from 
appearing in a representative capacity for the duration of the 
proceeding.



Sec. 501.705  Service and filing.

    (a) Service of Prepenalty Notice, Penalty Notice, Acknowledgment of 
Hearing Request and Order Instituting Proceedings. The Director shall 
cause any Prepenalty Notice, Penalty Notice, Acknowledgment of Hearing 
Request, Order Instituting Proceedings, and other related orders and 
decisions, or any amendments or supplements thereto, to be served upon 
the respondent.
    (1) Service on individuals. Service shall be complete:
    (i) Upon the date of mailing by first class (regular) mail to the 
respondent at the respondent's last known address, or to a 
representative authorized to receive service, including qualified 
representatives noticed to the Director pursuant to Sec. 501.704. 
Absent satisfactory evidence in the administrative record to the 
contrary, the Director may presume that the date of mailing is the date 
stamped on the first page of the notice or order. The respondent may 
rebut the presumption that a notice or order was mailed on the stamped 
mailing date only by presenting evidence of the postmark date on the 
envelope in which the notice or order was mailed;
    (ii) Upon personal service on the respondent; or leaving a copy at 
the respondent's place of business with a clerk or other person in 
charge thereof; or leaving a copy at the respondent's dwelling house or 
usual place of abode with a person at least 18 years of age then 
residing therein; or with any other representative authorized by 
appointment or by law to accept or receive service for the respondent, 
including representatives noticed to the Director pursuant to Sec. 
501.704; and evidenced by a certificate of service signed and dated by 
the individual making such service, stating the method of service and 
the identity of the individual with whom the notice or order was left; 
or
    (iii) Upon proof of service on a respondent who is not resident in 
the United States by any method of service permitted by the law of the 
jurisdiction in which the respondent resides or is located, provided the 
requirements of such foreign law satisfy due process requirements under 
United States law with respect to notice of administrative proceedings, 
and where applicable laws or intergovernmental agreements or 
understandings make the methods of service set forth in paragraphs 
(a)(1)(i) and (ii) of this section inappropriate or ineffective for 
service upon the nonresident respondent.
    (2) Service on corporations and other entities. Service is complete 
upon delivering a copy of the notice or order to a partner, bona fide 
officer, director, managing or general agent, or any other agent 
authorized by appointment or by law to receive such notice, by any 
method specified in paragraph (a)(1) of this section.
    (b) Service of responses to Prepenalty Notice, Penalty Notice, and 
requests for a hearing. A respondent shall serve a response to a 
Prepenalty Notice and any request for a hearing on the Director

[[Page 56]]

through the Chief of Civil Penalties, Office of Foreign Assets Control, 
U.S. Treasury Department, 1500 Pennsylvania Avenue, NW., Washington DC 
20220, with the envelope prominently marked ``Urgent: Part 501 Action.'' 
Service shall be complete upon the date of mailing, as evidenced by the 
post-mark date on the envelope, by first class (regular) mail.
    (c) Service or filing of papers in connection with any hearing by an 
Administrative Law Judge or review by the Secretary's designee--(1) 
Service on the Director and/or each respondent. (i) Each paper, 
including each notice of appearance, written motion, brief, petition for 
review, statement in opposition to petition for review, or other written 
communication, shall be served upon the Director and/or each respondent 
in the proceeding in accordance with paragraph (a) of this section; 
provided, however, that no service shall be required in the case of 
documents that are the subject of a motion seeking a protective order to 
limit or prevent disclosure to another party.
    (ii) Service upon the Director shall be made through the Chief 
Counsel (Foreign Assets Control), U.S. Treasury Department, 1500 
Pennsylvania Avenue, NW., Washington, DC 20220, with the envelope 
prominently marked ``Urgent: Part 501 Proceeding.''
    (iii) Service may be made:
    (A) As provided in paragraph (a) of this section;
    (B) By mailing the papers through the U.S. Postal Service by Express 
Mail; or
    (C) By transmitting the papers by facsimile machine where the 
following conditions are met:
    (1) The persons serving each other by facsimile transmission have 
agreed to do so in a writing, signed by each party, which specifies such 
terms as they deem necessary with respect to facsimile machine telephone 
numbers to be used, hours of facsimile machine operation, the provision 
of non-facsimile original or copy, and any other such matters; and
    (2) Receipt of each document served by facsimile is confirmed by a 
manually signed receipt delivered by facsimile machine or other means 
agreed to by the parties.
    (iv) Service by U.S. Postal Service Express Mail is complete upon 
delivery as evidenced by the sender's receipt. Service by facsimile is 
complete upon confirmation of transmission by delivery of a manually 
signed receipt.
    (2) Filing with the Administrative Law Judge. Unless otherwise 
provided, all briefs, motions, objections, applications or other filings 
made during a proceeding before an Administrative Law Judge, and all 
requests for review by the Secretary's designee, shall be filed with the 
Administrative Law Judge.
    (3) Filing with the Secretary's designee. And all briefs, motions, 
objections, applications or other filings made during a proceeding 
before the Secretary's designee shall be filed with the Secretary's 
designee.
    (4) Certificate of service. Papers filed with an Administrative Law 
Judge or Secretary's designee shall be accompanied by a certificate 
stating the name of each person served, the date of service, the method 
of service and the mailing address or facsimile telephone number to 
which service was made, if not made in person. If the method of service 
to any person is different from the method of service to any other 
person, the certificate shall state why a different means of service was 
used.
    (5) Form of briefs. All briefs containing more than 10 pages shall, 
to the extent applicable, include a table of contents, an alphabetized 
table of cases, a table of statutes, and a table of other authorities 
cited, with references to the pages of the brief wherein they are cited.
    (6) Specifications. All original documents shall be filed with the 
Administrative Law Judge or Secretary's designee, as appropriate. Papers 
filed in connection with any proceeding shall:
    (i) Be on one grade of unglazed white paper measuring 8.5x11 inches, 
except that, to the extent that the reduction of larger documents would 
render them illegible, such documents may be filed on larger paper;
    (ii) Be typewritten or printed in either 10- or 12-point typeface or 
otherwise reproduced by a process that produces permanent and plainly 
legible copies;

[[Page 57]]

    (iii) Include at the head of the paper, or on a title page, the 
title of the proceeding, the name(s) of each respondent, the subject of 
the particular paper or pleading, and the file number assigned to the 
proceeding;
    (iv) Be formatted with all margins at least 1 inch wide;
    (v) Be double-spaced, with single-spaced footnotes and single-spaced 
indented quotations; and
    (vi) Be stapled, clipped or otherwise fastened in the upper left 
corner.
    (7) Signature requirement and effect. All papers must be dated and 
signed by a member of the Office of Chief Counsel, or other counsel 
assigned by the General Counsel to represent the Director, or a 
respondent or respondent's representative, as appropriate. If a filing 
is signed by a respondent's representative it shall state that 
representative's mailing address and telephone number. A respondent who 
represents himself or herself shall sign his or her individual name and 
state his or her address and telephone number on every filing. A witness 
deposition shall be signed by the witness.
    (i) Effect of signature. The signature shall constitute a 
certification that:
    (A) The person signing the filing has read the filing;
    (B) To the best of his or her knowledge, information, and belief, 
formed after reasonable inquiry, the filing is well grounded in fact and 
is warranted by existing law or a good faith argument for the extension, 
modification, or reversal of existing law; and
    (C) The filing is not made for any improper purpose, such as to 
harass or to cause unnecessary delay or needless increase in the cost of 
adjudication.
    (ii) If a filing is not signed, the Administrative Law Judge (or the 
Secretary's designee) shall strike the filing, unless it is signed 
promptly after the omission is called to the attention of the person 
making the filing.
    (d) Service of written orders or decisions issued by the 
Administrative Law Judge or Secretary's designee. Written orders or 
decisions issued by the Administrative Law Judge or the Secretary's 
designee shall be served promptly on each respondent and the Director 
pursuant to any method of service authorized under paragraph (a) of this 
section. Service of such orders or decisions shall be made by the 
Administrative Law Judge or the Secretary's designee, as appropriate.



Sec. 501.706  Prepenalty Notice; issuance by Director.

    (a) When required. If the Director has reason to believe there has 
occurred a violation of any provision of parts 500 or 515 of this 
chapter or a violation of the provisions of any license, ruling, 
regulation, order, direction or instruction issued by or pursuant to the 
direction or authorization of the Secretary pursuant to parts 500 or 515 
of this chapter or otherwise under the Trading With the Enemy Act, and 
the Director determines that further civil proceedings are warranted, 
the Director shall issue a Prepenalty Notice. The Prepenalty Notice may 
be issued whether or not another agency has taken any action with 
respect to the matter.
    (b) Contents of notice--(1) Facts of violation. The Prepenalty 
Notice shall describe the alleged violation, specify the laws and 
regulations allegedly violated, and state the amount of the proposed 
monetary penalty.
    (2) Right to respond. The Prepenalty Notice shall inform the 
respondent of respondent's right to make a written presentation within 
the time prescribed in Sec. 501.707 as to why the respondent believes 
there should be no finding of a violation or why, if the respondent 
admits the violation, a monetary penalty should not be imposed or why, 
if imposed, the monetary penalty should be in a lesser amount than 
proposed. The Prepenalty Notice shall also inform the respondent that:
    (i) The act of submitting a written response by the respondent is a 
factor that may result in a lower penalty absent any aggravating 
factors; and
    (ii) If the respondent fails to respond to the Prepenalty Notice 
within the applicable 60-day period set forth in Sec. 501.707, the 
Director may proceed with the issuance of a Penalty Notice.
    (3) Right to request a hearing. The Prepenalty Notice shall inform 
the respondent of respondent's right, if a subsequent Penalty Notice is 
issued, to request an administrative hearing. The Director will not 
consider any request

[[Page 58]]

for an administrative hearing until a Penalty Notice has been issued.



Sec. 501.707  Response to Prepenalty Notice.

    (a) Deadline for response.
    (1) The respondent shall have 60 days after the date of service of 
the Prepenalty Notice pursuant to Sec. 501.705(a) to respond thereto. 
The response, signed and dated, shall be served as provided in Sec. 
501.705(b).
    (2) In response to a written request by the respondent, the Director 
may, at his or her discretion for the purpose of conducting settlement 
negotiations or for other valid reasons, grant additional time for a 
respondent to submit a response to the Prepenalty Notice.
    (3) The failure to submit a response within the time period set 
forth in this paragraph (a), including any additional time granted by 
the Director, shall be deemed to be a waiver of the right to respond to 
the Prepenalty Notice.
    (b) Form and contents of response.
    (1) In general. The response need not be in any particular form, but 
must be typewritten and contain the heading ``Response to Prepenalty 
Notice'' and the Office of Foreign Assets Control identification number 
shown near the top of the Prepenalty Notice. It should be responsive to 
the allegations contained therein and set forth the nature of the 
respondent's admission of the violation, or defenses and claims for 
mitigation, if any.
    (i) The response must admit or deny specifically each separate 
allegation of violation made in the Prepenalty Notice. If the respondent 
is without knowledge as to an allegation, the response shall so state, 
and such statement shall constitute a denial. Any allegation not 
specifically addressed in the response shall be deemed admitted.
    (ii) The response must set forth any additional or new matter or 
arguments the respondent seeks, or shall seek, to use in support of all 
defenses or claims for mitigation. Any defense the respondent wishes to 
assert must be included in the response.
    (iii) The response must accurately state (for each respondent, if 
applicable) the respondent's full name and address for future service, 
together with a current telephone and, if applicable, facsimile machine 
number. If respondent is represented, the representative's full name and 
address, together with telephone and facsimile numbers, may be provided 
instead of service information for the respondent. The respondent or 
respondent's representative of record is responsible for providing 
timely written notice to the Director of any subsequent changes in the 
information provided.
    (iv) Financial disclosure statement requirement. Any respondent who 
asserts financial hardship or an inability to pay a penalty shall 
include with the response a financial disclosure statement setting forth 
in detail the basis for asserting the financial hardship or inability to 
pay a penalty, subject to 18 U.S.C. 1001.
    (2) Settlement. In addition, or as an alternative, to a written 
response to a Prepenalty Notice, the respondent or respondent's 
representative may seek settlement of the alleged violation(s). See 
Sec. 501.710. In the event of settlement prior to the issuance of a 
Penalty Notice, the claim proposed in the Prepenalty Notice will be 
withdrawn and the respondent will not be required to make a written 
response to the Prepenalty Notice. In the event no settlement is 
reached, a written response to the Prepenalty Notice is required 
pursuant to paragraph (c) of this section.



Sec. 501.708  Director's finding of no penalty warranted.

    If after considering any written response to the Prepenalty Notice 
submitted pursuant to Sec. 501.707 and any other relevant facts, the 
Director determines that there was no violation or that the violation 
does not warrant the imposition of a civil monetary penalty, the 
Director promptly shall notify the respondent in writing of that 
determination and that no civil monetary penalty pursuant to this 
subpart will be imposed.



Sec. 501.709  Penalty notice.

    (a) If, after considering any written response to the Prepenalty 
Notice, and any other relevant facts, the Director determines that there 
was a violation by the respondent and that a monetary penalty is 
warranted, the Director

[[Page 59]]

promptly shall issue a Penalty Notice informing the respondent that, 
absent a timely request for an administrative hearing, the Director will 
impose the civil monetary penalty described in the Penalty Notice. The 
Penalty Notice shall inform the respondent:
    (1) Of the respondent's right to submit a written request for an 
administrative hearing not later than 30 days after the date of service 
of the Penalty Notice;
    (2) That in the absence of a timely request for a hearing, the 
issuance of the Penalty Notice constitutes final agency action;
    (3) That, absent a timely request for a hearing, payment (or 
arrangement with the Financial Management Service of the Department for 
installment payment) of the assessed penalty must be made not later than 
30 days after the date of service of the Penalty Notice; and
    (4) That absent a timely request for a hearing, the respondent must 
furnish respondent's taxpayer identification number pursuant to 31 
U.S.C. 7701 and that the Director intends to use such information for 
the purposes of collecting and reporting on any delinquent penalty 
amount in the event of a failure to pay the penalty imposed.



Sec. 501.710  Settlement.

    (a) Availability. Either the Director or any respondent may, at any 
time during the administrative civil penalty process described in this 
subpart, propose an offer of settlement. The amount accepted in 
settlement may be less than the civil penalty that might be imposed in 
the event of a formal determination of violation. Upon mutual agreement 
by the Director and a respondent on the terms of a settlement, the 
Director shall issue an Order of Settlement.
    (b) Procedure--(1) Prior to issuance of Penalty Notice. Any offer of 
settlement made by a respondent prior to the issuance of a Penalty 
Notice shall be submitted, in writing, to the Chief of Civil Penalties, 
Office of Foreign Assets Control, U.S. Department of the Treasury, 1500 
Pennsylvania Avenue, NW., Washington, DC 20220.
    (2) After issuance of Penalty Notice. Any offer of settlement made 
by a respondent after issuance of a Penalty Notice shall state that it 
is made pursuant to this section; shall recite or incorporate as a part 
of the offer the provisions of paragraphs (b)(5)(ii) and (b)(6) of this 
section; shall be signed by the respondent making the offer, and not 
only by his or her representative; and shall be submitted to the Chief 
Counsel.
    (3) Extensions of time. The submission of any settlement offer does 
not provide a basis for adjourning or otherwise delaying all or any 
portion of the administrative civil penalty process.
    (i) Prior to issuance of Order Instituting Proceedings. Any 
respondent (or potential respondent in the case of a pending Prepenalty 
Notice) may request, in writing, that the Director withhold issuance of 
any such notice, or grant an extension of time to respond to any such 
Notice, for a period not to exceed 60 days for the exclusive purpose of 
effecting settlement. The Director may grant any such request, in 
writing, under terms and conditions within his or her discretion.
    (ii) After issuance of Order Instituting Proceedings. Upon mutual 
agreement of the Director and a respondent, the Administrative Law Judge 
may grant an extension of time, for a period not to exceed 60 days, for 
the exclusive purpose of effecting settlement.
    (4) Views of Administrative Law Judge. Where an Administrative Law 
Judge is assigned to a proceeding, the Director or the respondent may 
request that the Administrative Law Judge express his or her views 
regarding the appropriateness of the offer of settlement. A request for 
the Administrative Law Judge to express his or her views on an offer of 
settlement or otherwise to participate in a settlement conference 
constitutes a waiver by the party making the request of any right to 
claim bias or prejudgment by the Administrative Law Judge based on the 
views expressed.
    (5) Waivers. (i) By submitting an offer of settlement, a respondent 
making the offer waives, subject to acceptance of the offer:
    (A) All hearings pursuant to section 16 of the Trading with the 
Enemy Act (50 U.S.C. App. 16);

[[Page 60]]

    (B) The filing of proposed findings of fact and conclusions of law;
    (C) Proceedings before, and a decision by, an Administrative Law 
Judge;
    (D) All post-hearing procedures; and
    (E) Judicial review by any court.
    (ii) By submitting an offer of settlement the respondent further 
waives:
    (A) Such provisions of this subpart or other requirements of law as 
may be construed to prevent any member of the Director's staff, or 
members of the Office of Chief Counsel or other counsel assigned by the 
General Counsel, from participating in or advising the Director as to 
any order, opinion, finding of fact, or conclusion of law to be entered 
pursuant to the offer; and
    (B) Any right to claim bias or prejudgment by the Director based on 
the consideration of or discussions concerning settlement of all or any 
part of the proceeding.
    (6) If the Director rejects the offer of settlement, the respondent 
shall be so notified in writing and the offer of settlement shall be 
deemed withdrawn. The rejected offer shall not constitute a part of the 
record in any proceeding against the respondent making the offer, 
provided, however, that rejection of an offer of settlement does not 
affect the continued validity of waivers pursuant to paragraph (b)(5) of 
this section with respect to any discussions concerning the rejected 
offer of settlement.
    (7) No settlement offer or proposal, or any subsequent negotiation 
or resolution, is admissible as evidence in any administrative 
proceeding initiated by the Director.



Sec. 501.711  Hearing request.

    (a) Deadline for request. A request for an agency hearing shall be 
served on the Director not later than 30 days after the date of service 
of the Penalty Notice. See Sec. 501.705(b). A respondent may not 
reserve the right to request a hearing after expiration of the 30 
calendar day period. A request for a hearing that is not made as 
required by this paragraph shall constitute a waiver of the respondent's 
right to a hearing.
    (b) Form and contents of request. The request need not be in any 
particular form, but must be typewritten and contain the heading 
``Request for Agency Hearing''. The request must include the Office of 
Foreign Assets Control identification number shown near the top of the 
Penalty Notice. It should be responsive to the determination contained 
in the Penalty Notice and set forth the nature of the respondent's 
defenses or claims for mitigation, if any.
    (1) The request must admit or deny specifically each separate 
determination of violation made in the Penalty Notice. If the respondent 
is without knowledge as to a determination, the request shall so state, 
and such statement shall constitute a denial. Any determination not 
specifically addressed in the response shall be deemed admitted.
    (2) The request must set forth any additional or new matter or 
arguments the respondent seeks, or shall seek, to use in support of all 
defenses or claims for mitigation. Any defense the respondent wishes to 
assert must be included in the request.
    (3) The request must accurately state, for each respondent (if 
applicable), the respondent's full name and address for future service, 
together with current telephone and, if applicable, a facsimile machine 
number. If respondent is represented, the representative's full name and 
address, together with telephone and facsimile numbers, may be provided 
in lieu of service information for the respondent. The respondent or 
respondent's representative is responsible for providing timely written 
notice to the Director of any subsequent changes in the information 
provided.
    (c) Signature requirement. The respondent or, if represented, the 
respondent's representative, must sign the hearing request.



Sec. 501.712  Acknowledgment of hearing request.

    No later than 60 days after service of any hearing request, the 
Director shall acknowledge receipt and inform a respondent, in writing, 
whether an Order Instituting Proceedings shall be issued.



Sec. 501.713  Order Instituting Proceedings.

    If a respondent makes a timely request for a hearing, the Director 
shall

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determine, at his or her option, whether to dismiss the violation(s) set 
forth in the Penalty Notice or to issue an Order Instituting Proceedings 
to initiate the hearing process. The Order shall be served on the 
respondent(s) as provided in Sec. 501.705(c)(1). The Director may, in 
his or her discretion, withdraw an Order Instituting Proceedings at any 
time prior to the issuance of a decision by the Administrative Law 
Judge.
    (a) Content of Order. The Order Instituting Proceedings shall:
    (1) Be prepared by the Office of the Chief Counsel or other counsel 
assigned by the General Counsel and based on information provided by the 
Director;
    (2) State the legal authority under which the hearing is to be held;
    (3) Contain a short and plain statement of the alleged violation(s) 
to be considered and determined (including the matters of fact and law 
asserted) in such detail as will permit a specific response thereto;
    (4) State the amount of the penalty sought in the proceeding; and
    (5) Be signed by the Director.
    (b) Combining penalty actions. The Director may combine claims 
contained in two or more Penalty Notices involving the same respondent, 
and for which hearings have been requested, into a single Order 
Instituting Proceedings.
    (c) Amendment to Order Instituting Proceedings. Upon motion by the 
Director, the Administrative Law Judge may, at any time prior to 
issuance of a decision, permit the Director to amend an Order 
Instituting Proceedings to include new matters of fact or law that are 
within the scope of the original Order Instituting Proceedings.



Sec. 501.714  Answer to Order Instituting Proceedings.

    (a) When required. Not later than 45 days after service of the Order 
Instituting Proceedings, the respondent shall file, with the 
Administrative Law Judge and the Office of Chief Counsel, an answer to 
each of the allegations contained therein. If the Order Instituting 
Proceedings is amended, the Administrative Law Judge may require that an 
amended answer be filed and, if such an answer is required, shall 
specify a date for the filing thereof.
    (b) Contents; effect of failure to deny. Unless otherwise directed 
by the Administrative Law Judge, an answer shall specifically admit, 
deny, or state that the respondent does not have, and is unable to 
obtain, sufficient information to admit or deny each allegation in the 
Order Instituting Proceedings. When a respondent intends to deny only a 
part of an allegation, the respondent shall specify so much of it as is 
true and shall deny only the remainder. A statement of lack of 
information shall have the effect of a denial. A defense of res 
judicata, statute of limitations or any other matter constituting an 
affirmative defense shall be asserted in the answer. Any allegation not 
specifically addressed in the answer shall be deemed admitted.
    (c) Motion for more definite statement. A respondent may file with 
an answer a motion for a more definite statement of specified matters of 
fact or law to be considered or determined. Such motion shall state the 
respects in which, and the reasons why, each such matter of fact or law 
should be required to be made more definite. If the motion is granted, 
the order granting such motion shall set the periods for filing such a 
statement and any answer thereto.
    (d) Amendments. A respondent may amend its answer at any time by 
written consent of the Director or with permission of the Administrative 
Law Judge. Permission shall be freely granted when justice so requires.
    (e) Failure to file answer: default. If a respondent fails to file 
an answer required by this subpart within the time prescribed, such 
respondent may be deemed in default pursuant to Sec. 501.716(a). A 
party may make a motion to set aside a default pursuant to Sec. 
501.726(e).



Sec. 501.715  Notice of Hearing.

    (a) If the Director issues an Order Instituting Proceedings, the 
respondent shall receive not less than 45 days notice of the time and 
place of the hearing.
    (b) Time and place of hearing. All hearings shall be held in the 
Washington, DC metropolitan area unless, based on extraordinary reasons, 
otherwise mutually agreed by the respondent and the Director. The time 
for any

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hearing shall be fixed with due regard for the public interest and the 
convenience and necessity of the parties or their representatives. 
Requests to change the time of a hearing may be submitted to the 
Administrative Law Judge, who may modify the hearing date(s) and/or 
time(s) and place. All requests for a change in the date and time and/or 
place of a hearing must be received by the Administrative Law Judge and 
served upon the parties no later than 15 days before the scheduled 
hearing date.
    (c) Failure to appear at hearings: default. Any respondent named in 
an order instituting proceedings as a person against whom findings may 
be made or penalties imposed who fails to appear (in person or through a 
representative) at a hearing of which he or she has been duly notified 
may be deemed to be in default pursuant to Sec. 501.716(a). Without 
further proceedings or notice to the respondent, the Administrative Law 
Judge may enter a finding that the right to a hearing was waived, and 
the Penalty Notice shall constitute final agency action as provided in 
Sec. 501.709(a)(2). A respondent may make a motion to set aside a 
default pursuant to Sec. 501.726(e).



Sec. 501.716  Default.

    (a) A party to a proceeding may be deemed to be in default and the 
Administrative Law Judge (or the Secretary's designee during review 
proceedings) may determine the proceeding against that party upon 
consideration of the record if that party fails:
    (1) To appear, in person or through a representative, at any hearing 
or conference of which the party has been notified;
    (2) To answer, to respond to a dispositive motion within the time 
provided, or otherwise to prosecute or defend the proceeding; or
    (3) To cure a deficient filing within the time specified by the 
Administrative Law Judge (or the Secretary's designee) pursuant to Sec. 
501.729(b).
    (b) In deciding whether to determine the proceedings against a party 
deemed to be in default, the Administrative Law Judge shall consider the 
record of the proceedings (including the Order Instituting Proceedings) 
and shall construe contested matters of fact and law against the party 
deemed to be in default.
    (c) For information and procedures pertaining to a motion to set 
aside a default, see Sec. 501.726(e).



Sec. 501.717  Consolidation of proceedings.

    By order of the Administrative Law Judge, proceedings involving 
common questions of law and fact may be consolidated for hearing of any 
or all the matters at issue in such proceedings. The Administrative Law 
Judge may make such orders concerning the conduct of such proceedings as 
he or she deems appropriate to avoid unnecessary cost or delay. 
Consolidation shall not prejudice any rights under this subpart and 
shall not affect the right of any party to raise issues that could have 
been raised if consolidation had not occurred.



Sec. 501.718  Conduct and order of hearings.

    All hearings shall be conducted in a fair, impartial, expeditious 
and orderly manner. Each party has the right to present its case or 
defense by oral and documentary evidence and to conduct such cross 
examination as may be required for full disclosure of the relevant 
facts. The Director shall present his or her case-in-chief first. The 
Director shall be the first party to present an opening statement and a 
closing statement and may make a rebuttal statement after the 
respondent's closing statement.



Sec. 501.719  Ex parte communications.

    (a) Prohibition. (1) From the time the Director issues an Order 
Instituting Proceedings until the date of final decision, no party, 
interested person, or representative thereof shall knowingly make or 
cause to be made an ex parte communication.
    (2) Except to the extent required for the disposition of ex parte 
communication matters as authorized by law, the Secretary's designee and 
the Administrative Law Judge presiding over any proceeding may not:
    (i) Consult a person or party on an issue, unless on notice and 
opportunity for all parties to participate; or

[[Page 63]]

    (ii) Be responsible to or subject to the supervision, direction of, 
or evaluation by, an employee engaged in the performance of 
investigative or prosecutorial functions for the Department.
    (b) Procedure upon occurrence of ex parte communication. If an ex 
parte communication is received by the Administrative Law Judge or the 
Secretary's designee, the Administrative Law Judge or the Secretary's 
designee, as appropriate, shall cause all of such written communication 
(or, if the communication is oral, a memorandum stating the substance of 
the communication) to be placed on the record of the proceeding and 
served on all parties. A party may, not later than 10 days after the 
date of service, file a response thereto and may recommend that the 
person making the prohibited communication be sanctioned pursuant to 
paragraph (c) of this section.
    (c) Sanctions. Any party to the proceeding, a party's 
representative, or any other interested individual, who makes a 
prohibited ex parte communication, or who encourages or solicits another 
to make any such communication, may be subject to any appropriate 
sanction or sanctions imposed by the Administrative Law Judge or the 
Secretary's designee, as appropriate, for good cause shown, including, 
but not limited to, exclusion from the hearing and an adverse ruling on 
the issue that is the subject of the prohibited communication.



Sec. 501.720  Separation of functions.

    Any officer or employee engaged in the performance of investigative 
or prosecutorial functions for the Department in a proceeding as defined 
in Sec. 501.702 may not, in that proceeding or one that is factually 
related, participate or advise in the decision pursuant to Section 557 
of the Administrative Procedure Act, 5 U.S.C. 557, except as a witness 
or counsel in the proceeding.



Sec. 501.721  Hearings to be public.

    All hearings, except hearings on applications for confidential 
treatment filed pursuant to Sec. 501.725(b), shall be public unless 
otherwise ordered by the Administrative Law Judge or the Secretary's 
designee, as appropriate, on his or her own motion or the motion of a 
party.



Sec. 501.722  Prehearing conferences.

    (a) Purposes of conferences. The purposes of prehearing conferences 
include, but are not limited to:
    (1) Expediting the disposition of the proceeding;
    (2) Establishing early and continuing control of the proceeding by 
the Administrative Law Judge; and
    (3) Improving the quality of the hearing through more thorough 
preparation.
    (b) Procedure. On his or her own motion or at the request of a 
party, the Administrative Law Judge may direct a representative or any 
party to attend one or more prehearing conferences. Such conferences may 
be held with or without the Administrative Law Judge present as the 
Administrative Law Judge deems appropriate. Where such a conference is 
held outside the presence of the Administrative Law Judge, the 
Administrative Law Judge shall be advised promptly by the parties of any 
agreements reached. Such conferences also may be held with one or more 
persons participating by telephone or other remote means.
    (c) Subjects to be discussed. At a prehearing conference 
consideration may be given and action taken with respect to the 
following:
    (1) Simplification and clarification of the issues;
    (2) Exchange of witness and exhibit lists and copies of exhibits;
    (3) Admissions of fact and stipulations concerning the contents, 
authenticity, or admissibility into evidence of documents;
    (4) Matters of which official notice may be taken;
    (5) The schedule for exchanging prehearing motions or briefs, if 
any;
    (6) The method of service for papers;
    (7) Summary disposition of any or all issues;
    (8) Settlement of any or all issues;
    (9) Determination of hearing dates (when the Administrative Law 
Judge is present);
    (10) Amendments to the Order Instituting Proceedings or answers 
thereto;

[[Page 64]]

    (11) Production of documents as set forth in Sec. 501.723, and 
prehearing production of documents in response to subpoenas duces tecum 
as set forth in Sec. 501.728; and
    (12) Such other matters as may aid in the orderly and expeditious 
disposition of the proceeding.
    (d) Timing of conferences. Unless the Administrative Law Judge 
orders otherwise, an initial prehearing conference shall be held not 
later than 14 days after service of an answer. A final conference, if 
any, should be held as close to the start of the hearing as reasonable 
under the circumstances.
    (e) Prehearing orders. At or following the conclusion of any 
conference held pursuant to this rule, the Administrative Law Judge 
shall enter written rulings or orders that recite the agreement(s) 
reached and any procedural determinations made by the Administrative Law 
Judge.
    (f) Failure to appear: default. A respondent who fails to appear, in 
person or through a representative, at a prehearing conference of which 
he or she has been duly notified may be deemed in default pursuant to 
Sec. 501.716(a). A respondent may make a motion to set aside a default 
pursuant to Sec. 501.726(e).



Sec. 501.723  Prehearing disclosures; methods to discover additional matter.

    (a) Initial disclosures. (1) Except to the extent otherwise 
stipulated or directed by order of the Administrative Law Judge, a party 
shall, without awaiting a discovery request, provide to the opposing 
party:
    (i) The name and, if known, the address and telephone number of each 
individual likely to have discoverable information that the disclosing 
party may use to support its claims or defenses, unless solely for 
impeachment of a witness appearing in person or by deposition, 
identifying the subjects of the information; and
    (ii) A copy, or a description by category and location, of all 
documents, data compilations, and tangible things that are in the 
possession, custody, or control of the party and that the disclosing 
party may use to support its claims or defenses, unless solely for 
impeachment of a witness appearing in person or by deposition;
    (2) The disclosures described in paragraph (a)(1)(i) of this section 
shall be made not later than 30 days after the issuance of an Order 
Instituting Proceedings, unless a different time is set by stipulation 
or by order of the Administrative Law Judge.
    (b) Prehearing disclosures. (1) In addition to the disclosures 
required by paragraph (a) of this section, a party must provide to the 
opposing party, and promptly file with the Administrative Law Judge, the 
following information regarding the evidence that it may present at 
hearing for any purpose other than solely for impeachment of a witness 
appearing in person or by deposition:
    (i) An outline or narrative summary of its case or defense (the 
Order Instituting Proceedings will usually satisfy this requirement for 
the Director and the answer thereto will usually satisfy this 
requirement for the respondent);
    (ii) The legal theories upon which it will rely;
    (iii) Copies and a list of documents or exhibits that it intends to 
introduce at the hearing; and
    (iv) A list identifying each witness who will testify on its behalf, 
including the witness's name, occupation, address, phone number, and a 
brief summary of the expected testimony.
    (2) Unless otherwise directed by the Administrative Law Judge, the 
disclosures required by paragraph (b)(1) of this section shall be made 
not later than 30 days before the date of the hearing.
    (c) Disclosure of expert testimony. A party who intends to call an 
expert witness shall submit, in addition to the information required by 
paragraph (b)(1)(iv) of this section, a statement of the expert's 
qualifications, a list of other proceedings in which the expert has 
given expert testimony, and a list of publications authored or co-
authored by the expert.
    (d) Form of disclosures. Unless the Administrative Law Judge orders 
otherwise, all disclosures under paragraphs (a) through (c) of this 
section shall be made in writing, signed, and served as provided in 
Sec. 501.705.

[[Page 65]]

    (e) Methods to discover additional matter. Parties may obtain 
discovery by one or more of the following methods: Depositions of 
witnesses upon oral examination or written questions; written 
interrogatories to another party; production of documents or other 
evidence for inspection; and requests for admission. All depositions of 
Federal employees must take place in Washington, DC, at the Department 
of the Treasury or at the location where the Federal employee to be 
deposed performs his or her duties, whichever the Federal employee's 
supervisor or the Office of Chief Counsel shall deem appropriate. All 
depositions shall be held at a date and time agreed by the Office of 
Chief Counsel and the respondent or respondent's representative, and for 
an agreed length of time.
    (f) Discovery scope and limits. Unless otherwise limited by order of 
the Administrative Law Judge in accordance with paragraph (f)(2) of this 
section, the scope of discovery is as follows:
    (1) In general. The availability of information and documents 
through discovery is subject to the assertion of privileges available to 
the parties and witnesses. Privileges available to the Director and the 
Department include exemptions afforded pursuant to the Freedom of 
Information Act (5 U.S.C. 552(b)(1) through (9)) and the Privacy Act (5 
U.S.C. 552a). Parties may obtain discovery regarding any matter, not 
privileged, that is relevant to the merits of the pending action, 
including the existence, description, nature, custody, condition, and 
location of any books, documents, or other tangible things and the 
identity and location of any persons having knowledge of any 
discoverable matter. For good cause, the Administrative Law Judge may 
order discovery of any matter relevant to the subject matter involved in 
the proceeding. Relevant information need not be admissible at the 
hearing if the discovery appears reasonably calculated to lead to the 
discovery of admissible evidence.
    (2) Limitations. The Administrative Law Judge may issue any order 
that justice requires to ensure that discovery requests are not 
unreasonable, oppressive, excessive in scope or unduly burdensome, 
including an order to show cause why a particular discovery request is 
justified upon motion of the objecting party. The frequency or extent of 
use of the discovery methods otherwise permitted under this section may 
be limited by the Administrative Law Judge if he or she determines that:
    (i) The discovery sought is unreasonably cumulative or duplicative, 
or is obtainable from some other source that is more convenient, less 
burdensome, or less expensive;
    (ii) The party seeking discovery has had ample opportunity by 
discovery in the action to obtain the information sought; or
    (iii) The burden or expense of the proposed discovery outweighs its 
likely benefit, taking into account the needs of the hearing, the 
importance of the issues at stake, and the importance of the proposed 
discovery in resolving the issues.
    (3) Interrogatories. Respondent's interrogatories shall be served 
upon the Office of the Chief Counsel not later than 30 days after 
issuance of the Order Instituting Proceedings. The Director's 
interrogatories shall be served by the later of 30 days after the 
receipt of service of respondent's interrogatories or 40 days after 
issuance of the Order Instituting Proceedings if no interrogatories are 
filed by respondent. Parties shall respond to interrogatories not later 
than 30 days after the date interrogatories are received. 
Interrogatories shall be limited to 20 questions only. Each subpart, 
section, or other designation of a part of a question shall be counted 
as one complete question in computing the permitted 20 question total. 
Where more than 20 questions are served upon a party, the receiving 
party may determine which of the 20 questions the receiving party shall 
answer. The limitation on the number of questions in an interrogatory 
may be waived by the Administrative Law Judge.
    (4) Privileged matter. Privileged documents are not discoverable. 
Privileges include, but are not limited to, the attorney-client 
privilege, attorney work-product privilege, any government's or 
government agency's deliberative-process or classified information 
privilege, including materials classified pursuant

[[Page 66]]

to Executive Order 12958 (3 CFR, 1995 Comp., p. 333) and any future 
Executive orders that may be issued relating to the treatment of 
national security information, and all materials and information 
exempted from release to the public pursuant to the Privacy Act (5 
U.S.C. 552a) or the Freedom of Information Act (5 U.S.C. 552(b)(1) 
through (9)).
    (g) Updating discovery. A party who has made an initial disclosure 
under paragraph (a) of this section or responded to a request for 
discovery with a disclosure or response is under a duty to supplement or 
correct the disclosure or response to include information thereafter 
acquired whenever:
    (1) The party learns that in some material respect the information 
disclosed is incomplete or incorrect, if the additional or corrective 
information has not otherwise been made known to the other party during 
the discovery process or in writing; or
    (2) Ordered by the Administrative Law Judge. The Administrative Law 
Judge may impose sanctions for failure to supplement or correct 
discovery.
    (h) Time limits. All discovery, including all responses to discovery 
requests, shall be completed not later than 20 days prior to the date 
scheduled for the commencement of the hearing, unless the Administrative 
Law Judge finds on the record that good cause exists to grant additional 
time to complete discovery.
    (i) Effect of failure to comply. No witness may testify and no 
document or exhibit may be introduced at the hearing if such witness, 
document, or exhibit is not listed in the prehearing submissions 
pursuant to paragraphs (b) and (c) of this section, except for good 
cause shown.



Sec. 501.724  Documents that may be withheld.

    (a) Notwithstanding Sec. 501.723(f), the Director or respondent may 
withhold a document if:
    (1) The document is privileged;
    (2) The document would disclose the identity of a confidential 
source; or
    (3) The Administrative Law Judge grants leave to withhold a document 
or category of documents as not relevant to the subject matter of the 
proceeding or otherwise, for good cause shown.
    (b) Nothing in paragraph (a) of this section authorizes the Director 
to withhold documents that contain material exculpatory evidence.
    (c) Withheld document list. The Director and respondent shall 
provide the Administrative Law Judge, for review, a list of documents 
withheld pursuant to paragraphs (a)(1)-(3) of this section. The 
Administrative Law Judge shall determine whether any such document 
should be made available for inspection and copying.



Sec. 501.725  Confidential treatment of information in certain filings.

    (a) Filing document under seal. (1) The Director may file any 
document or any part of a document under seal and/or seek a protective 
order concerning any document if disclosure of the document would be 
inconsistent with the protection of the public interest or if justice 
requires protection of any person, including a source or a party, from 
annoyance, threat, oppression, or undue burden or expense, or the 
disclosure of the information would be, or might reasonably lead to a 
disclosure, contrary to Executive Order 12958, as amended by Executive 
Order 13292, or other Executive orders concerning disclosure of 
information, Department regulations, or the Privacy Act, or information 
exempt from release under the Freedom of Information Act. The 
Administrative Law Judge shall allow placement of any such document 
under seal and/or grant a protective order upon a showing that the 
disclosure would be inconsistent with any such statute or Executive 
order, or that the harm resulting from disclosure would outweigh the 
benefits of disclosure.
    (2) A respondent may file any document or any part of a document 
under seal and/or seek a protective order to limit such document from 
disclosure to other parties or to the public. The Administrative Law 
Judge shall allow placement of any document under seal and/or grant a 
protective order upon a showing that the harm resulting from disclosure 
would outweigh the benefits of disclosure.
    (3) The Administrative Law Judge shall safeguard the security and 
integrity of any documents under seal or

[[Page 67]]

protective order and shall take all appropriate steps to preserve the 
confidentiality of such documents or any parts thereof, including 
closing a hearing or portions of a hearing to the public. Release of any 
information under seal or to the extent inconsistent with a protective 
order, in any form or manner, is subject to the sanctions and the 
exercise of the authorities as are provided with respect to ex parte 
communications under Sec. 501.719.
    (4) If the Administrative Law Judge denies placement of any document 
under seal or under protective order, any party, and any person whose 
document or material is at issue, may obtain interlocutory review by the 
Secretary's designee. In such cases the Administrative Law Judge shall 
not release or expose any of the records or documents in question to the 
public or to any person for a period of 20 days from the date of the 
Administrative Law Judge's ruling, in order to permit a party the 
opportunity either to withdraw the records and documents or obtain 
interlocutory review by the Secretary's designee and an order that the 
records be placed under seal or a protective order.
    (5) Upon settlement, final decision, or motion to the Administrative 
Law Judge for good cause shown, all materials (including all copies) 
under seal or protective order shall be returned to the submitting 
parties, except when it may be necessary to retain a record until any 
judicial process is completed.
    (6)(i) Written notice of each request for release of documents or 
materials under seal or subject to a protective order shall be given to 
the parties at least 20 days prior to any permitted release or prior to 
any access not specifically authorized under a protective order. A copy 
of each request for information, including the name, address, and 
telephone number of the requester, shall be provided to the parties.
    (ii) Each request for access to protected material shall include the 
names, addresses, and telephone numbers of all persons on whose behalf 
the requester seeks access to protected information. The Administrative 
Law Judge may impose sanctions as provided under Sec. 501.729 for 
failure to provide this information.
    (b) Application. An application for a protective order or to place 
under seal shall be filed with the Administrative Law Judge. The 
application shall be accompanied by a sealed copy of the materials as to 
which confidential treatment is sought.
    (1) Procedure for supplying additional information. The person 
making the application may be required to furnish in writing additional 
information with respect to the grounds for objection to public 
disclosure. Failure to supply the information so requested within 14 
days from the date of receipt of a notice of the information required 
shall be deemed a waiver of the objection to public disclosure of that 
portion of the information to which the additional information relates, 
unless the Administrative Law Judge shall otherwise order for good cause 
shown at or before the expiration of such 14-day period.
    (2) Confidentiality of materials pending final decision. Pending the 
determination of the application for confidential treatment, 
transcripts, non-final orders including an initial decision, if any, and 
other materials in connection with the application shall be placed under 
seal; shall be for the confidential use only of the Administrative Law 
Judge, the Secretary's designee, the applicant, the Director, and any 
other respondent and representative; and shall be made available to the 
public only in accordance with orders of the Administrative Law Judge or 
the Secretary's designee.
    (3) Public availability of orders. Any final order of the 
Administrative Law Judge or the Secretary's designee denying or 
sustaining an application for confidential treatment shall be made 
public. Any prior findings or opinions relating to an application for 
confidential treatment under this section shall be made public at such 
time as the material as to which confidentiality was requested is made 
public.



Sec. 501.726  Motions.

    (a) Generally. Unless made during a hearing or conference, a motion 
shall be in writing, shall state with particularity the grounds 
therefor, shall set forth the relief or order sought, and shall be 
accompanied by a written brief of the points and authorities relied

[[Page 68]]

upon. Motions by a respondent must be filed with the Administrative Law 
Judge and served upon the Director through the Office of Chief Counsel 
and with any other party respondent or respondent's representative, 
unless otherwise directed by the Administrative Law Judge. Motions by 
the Director must be filed with the Administrative Law Judge and served 
upon each party respondent or respondent's representative. All written 
motions must be served in accordance with, and otherwise meet the 
requirements of, Sec. 501.705. The Administrative Law Judge may order 
that an oral motion be submitted in writing. No oral argument shall be 
heard on any motion unless the Administrative Law Judge otherwise 
directs.
    (b) Opposing and reply briefs. Except as provided in Sec. 
501.741(e), briefs in opposition to a motion shall be filed not later 
than 15 days after service of the motion. Reply briefs shall be filed 
not later than 3 days after service of the opposition. The failure of a 
party to oppose a written motion or an oral motion made on the record 
shall be deemed a waiver of objection by that party to the entry of an 
order substantially in the form of any proposed order accompanying the 
motion.
    (c) Dilatory motions. Frivolous, dilatory, or repetitive motions are 
prohibited. The filing of such motions may form the basis for sanctions.
    (d) Length limitation. Except as otherwise ordered by the 
Administrative Law Judge, a brief in support of, or in opposition to, a 
motion shall not exceed 15 pages, exclusive of pages containing any 
table of contents, table of authorities, or addendum.
    (e) A motion to set aside a default shall be made within a 
reasonable time as determined by the Administrative Law Judge, state the 
reasons for the failure to appear or defend, and, if applicable, specify 
the nature of the proposed defense in the proceeding. In order to 
prevent injustice and on such conditions as may be appropriate, the 
Administrative Law Judge, at any time prior to the filing of his or her 
decision, or the Secretary's designee, at any time during the review 
process, may for good cause shown set aside a default.



Sec. 501.727  Motion for summary disposition.

    (a) At any time after a respondent's answer has been filed, the 
respondent or the Director may make a motion for summary disposition of 
any or all allegations contained in the Order Instituting Proceedings. 
If the Director has not completed presentation of his or her case-in-
chief, a motion for summary disposition shall be made only with 
permission of the Administrative Law Judge. The facts of the pleadings 
of the party against whom the motion is made shall be taken as true, 
except as modified by stipulations or admissions made by that party, by 
uncontested affidavits, or by facts officially noticed pursuant to Sec. 
501.732(b).
    (b) Decision on motion. The Administrative Law Judge may promptly 
decide the motion for summary disposition or may defer decision on the 
motion. The Administrative Law Judge shall issue an order granting a 
motion for summary disposition if the record shows there is no genuine 
issue with regard to any material fact and the party making the motion 
is entitled to a summary disposition as a matter of law.
    (c) A motion for summary disposition must be accompanied by a 
statement of the material facts as to which the moving party contends 
there is no genuine issue. Such motion must be supported by documentary 
evidence, which may take the form of admissions in pleadings, 
stipulations, depositions, transcripts, affidavits, and any other 
evidentiary materials that the moving party contends support its 
position. The motion must also be accompanied by a brief containing the 
points and authorities in support of the moving party's arguments. Any 
party opposing a motion for summary disposition must file a statement 
setting forth those material facts as to which such party contends a 
genuine dispute exists. The opposition must be supported by evidence of 
the same type as that submitted with the motion for summary disposition 
and a brief containing the points and authorities in support of the 
contention that summary disposition would be inappropriate.

[[Page 69]]



Sec. 501.728  Subpoenas.

    (a) Availability; procedure. In connection with any hearing before 
an Administrative Law Judge, either the respondent or the Director may 
request the issuance of subpoenas requiring the attendance and testimony 
of witnesses at the designated time and place of hearing, and subpoenas 
requiring the production of documentary or other tangible evidence 
returnable at a designated time and place. Unless made on the record at 
a hearing, requests for issuance of a subpoena shall be made in writing 
and served on each party pursuant to Sec. 501.705.
    (b) Standards for issuance. If it appears to the Administrative Law 
Judge that a subpoena sought may be unreasonable, oppressive, excessive 
in scope, or unduly burdensome, he or she may, in his or her discretion, 
as a condition precedent to the issuance of the subpoena, require the 
person seeking the subpoena to show the general relevance and reasonable 
scope of the testimony or other evidence sought. If after consideration 
of all the circumstances, the Administrative Law Judge determines that 
the subpoena or any of its terms is unreasonable, oppressive, excessive 
in scope, or unduly burdensome, he or she may refuse to issue the 
subpoena, or issue a modified subpoena as fairness requires. In making 
the foregoing determination, the Administrative Law Judge may inquire of 
the other participants whether they will stipulate to the facts sought 
to be proved.
    (c) Service. Service of a subpoena shall be made pursuant to the 
provisions of Sec. 501.705.
    (d) Application to quash or modify--(1) Procedure. Any person to 
whom a subpoena is directed or who is an owner, creator or the subject 
of the documents or materials that are to be produced pursuant to a 
subpoena may, prior to the time specified therein for compliance, but 
not later than 15 days after the date of service of such subpoena, 
request that the subpoena be quashed or modified. Such request shall be 
made by application filed with the Administrative Law Judge and served 
on all parties pursuant to Sec. 501.705. The party on whose behalf the 
subpoena was issued may, not later than 5 days after service of the 
application, file an opposition to the application.
    (2) Standards governing application to quash or modify. If the 
Administrative Law Judge determines that compliance with the subpoena 
would be unreasonable, oppressive or unduly burdensome, the 
Administrative Law Judge may quash or modify the subpoena, or may order 
return of the subpoena only upon specified conditions. These conditions 
may include, but are not limited to, a requirement that the party on 
whose behalf the subpoena was issued shall make reasonable compensation 
to the person to whom the subpoena was addressed for the cost of copying 
or transporting evidence to the place for return of the subpoena.
    (e) Witness fees and mileage. Witnesses summoned to appear at a 
proceeding shall be paid the same fees and mileage that are paid to 
witnesses in the courts of the United States, and witnesses whose 
depositions are taken and the persons taking the same shall severally be 
entitled to the same fees as are paid for like services in the courts of 
the United States. Witness fees and mileage shall be paid by the party 
at whose instance the witnesses appear.



Sec. 501.729  Sanctions.

    (a) Contemptuous conduct--(1) Subject to exclusion or suspension. 
Contemptuous conduct by any person before an Administrative Law Judge or 
the Secretary's designee during any proceeding, including any 
conference, shall be grounds for the Administrative Law Judge or the 
Secretary's designee to:
    (i) Exclude that person from such hearing or conference, or any 
portion thereof; and/or
    (ii) If a representative, summarily suspend that person from 
representing others in the proceeding in which such conduct occurred for 
the duration, or any portion, of the proceeding.
    (2) Adjournment. Upon motion by a party represented by a 
representative subject to an order of exclusion or suspension, an 
adjournment shall be granted to allow the retention of a new 
representative. In determining the length of an adjournment, the 
Administrative Law Judge or the Secretary's designee shall consider, in 
addition to

[[Page 70]]

the factors set forth in Sec. 501.737, the availability of another 
representative for the party or, if the representative was a counsel, of 
other members of a suspended counsel's firm.
    (b) Deficient filings; leave to cure deficiencies. The 
Administrative Law Judge, or the Secretary's designee in the case of a 
request for review, may in his or her discretion, reject, in whole or in 
part, any filing that fails to comply with any requirements of this 
subpart or of any order issued in the proceeding in which the filing was 
made. Any such filings shall not be part of the record. The 
Administrative Law Judge or the Secretary's designee may direct a party 
to cure any deficiencies and to resubmit the filing within a fixed time 
period.
    (c) Failure to make required filing or to cure deficient filing. The 
Administrative Law Judge (or the Secretary's designee during review 
proceedings) may enter a default pursuant to Sec. 501.716, dismiss the 
case, decide the particular matter at issue against that person, or 
prohibit the introduction of evidence or exclude testimony concerning 
that matter if a person fails:
    (1) To make a filing required under this subpart; or
    (2) To cure a deficient filing within the time specified by the 
Administrative Law Judge or the Secretary's designee pursuant to 
paragraph (b) of this section.
    (d) Failure to make required filing or to cure deficient filing in 
the case of a request for review. The Secretary's designee, in any case 
of a request for review, may decide the issue against that person, or 
prohibit the introduction of evidence or exclude testimony concerning 
that matter if a person fails:
    (1) To make a filing required under this subpart; or
    (2) To cure a deficient filing within the time specified by the 
Secretary's designee pursuant to paragraph (b) of this section.



Sec. 501.730  Depositions upon oral examination.

    (a) Procedure. Any party desiring to take the testimony of a witness 
by deposition shall make a written motion setting forth the reasons why 
such deposition should be taken including the specific reasons why the 
party believes the witness may be unable to attend or testify at the 
hearing; the name and address of the prospective witness; the matters 
concerning which the prospective witness is expected to be questioned; 
and the proposed time and place for the taking of the deposition.
    (b) Required finding when ordering a deposition. In the discretion 
of the Administrative Law Judge, an order for deposition may be issued 
upon a finding that the prospective witness will likely give testimony 
material to the proceeding, that it is likely the prospective witness 
will be unable to attend or testify at the hearing because of age, 
sickness, infirmity, imprisonment or other disability, and that the 
taking of a deposition will serve the interests of justice.
    (c) Contents of order. An order for deposition shall designate by 
name a deposition officer. The designated officer may be the 
Administrative Law Judge or any other person authorized to administer 
oaths by the laws of the United States or of the place where the 
deposition is to be held. An order for deposition also shall state:
    (1) The name of the witness whose deposition is to be taken;
    (2) The scope of the testimony to be taken;
    (3) The time and place of the deposition;
    (4) The manner of recording, preserving and filing the deposition; 
and
    (5) The number of copies, if any, of the deposition and exhibits to 
be filed upon completion of the deposition.
    (d) Procedure at depositions. A witness whose testimony is taken by 
deposition shall swear or affirm before any questions are put to him or 
her. Examination and cross-examination of witnesses may proceed as 
permitted at a hearing. A witness being deposed may have counsel or a 
representative present during the deposition.
    (e) Objections to questions or evidence. Objections to questions or 
evidence shall be in short form, stating the grounds of objection relied 
upon. Objections to questions or evidence shall be noted by the 
deposition officer upon the deposition, but a deposition officer (other 
than an Administrative Law

[[Page 71]]

Judge) shall not have the power to decide on the competency, materiality 
or relevance of evidence. Failure to object to questions or evidence 
before the deposition officer shall not be deemed a waiver unless the 
ground of the objection is one that might have been obviated or removed 
if presented at that time.
    (f) Filing of depositions. The questions asked and all answers or 
objections shall be recorded or transcribed verbatim, and a transcript 
shall be prepared by the deposition officer, or under his or her 
direction. The transcript shall be subscribed by the witness and 
certified by the deposition officer. The original deposition transcript 
and exhibits shall be filed with the Administrative Law Judge. A copy of 
the deposition transcript and exhibits shall be served on the opposing 
party or parties. The cost of the transcript (including copies) shall be 
paid by the party requesting the deposition.



Sec. 501.731  Depositions upon written questions.

    (a) Availability. Depositions may be taken and submitted on written 
questions upon motion of any party. The motion shall include the 
information specified in Sec. 501.730(a). A decision on the motion 
shall be governed by Sec. 501.730(b).
    (b) Procedure. Written questions shall be filed with the motion. Not 
later than 10 days after service of the motion and written questions, 
any party may file objections to such written questions and any party 
may file cross-questions. When a deposition is taken pursuant to this 
section no persons other than the witness, representative or counsel to 
the witness, the deposition officer, and, if the deposition officer does 
not act as reporter, a reporter, shall be present at the examination of 
the witness. No party shall be present or represented unless otherwise 
permitted by order. The deposition officer shall propound the questions 
and cross-questions to the witness in the order submitted.
    (c) Additional requirements. The order for deposition, filing of the 
deposition, form of the deposition and use of the deposition in the 
record shall be governed by paragraphs (b) through (g) of Sec. 501.730, 
except that no cross-examination shall be made.



Sec. 501.732  Evidence.

    The applicable evidentiary standard for proceedings under this 
subpart is proof by a preponderance of reliable, probative, and 
substantial evidence. The Administrative Law Judge shall admit any 
relevant and material oral, documentary, or demonstrative evidence. The 
Federal Rules of Evidence do not apply, by their own force, to 
proceedings under this subpart, but shall be employed as general 
guidelines. The fact that evidence submitted by a party is hearsay goes 
only to the weight of the evidence and does not affect its 
admissibility.
    (a) Objections and offers of proof--(1) Objections. Objections to 
the admission or exclusion of evidence must be made on the record and 
shall be in short form, stating the grounds relied upon. Exceptions to 
any ruling thereon by the Administrative Law Judge need not be noted at 
the time of the ruling. Such exceptions will be deemed waived on review 
by the Secretary's designee, however, unless raised:
    (i) Pursuant to interlocutory review in accordance with Sec. 
501.741;
    (ii) In a proposed finding or conclusion filed pursuant to Sec. 
501.738; or
    (iii) In a petition for the Secretary's designee's review of an 
Administrative Law Judge's decision filed in accordance with Sec. 
501.741.
    (2) Offers of proof. Whenever evidence is excluded from the record, 
the party offering such evidence may make an offer of proof, which shall 
be included in the record. Excluded material shall be retained pursuant 
to Sec. 501.739(b).
    (b) Official notice. An Administrative Law Judge or Secretary's 
designee may take official notice of any material fact that might be 
judicially noticed by a district court of the United States, any matter 
in the public official records of the Secretary, or any matter that is 
particularly within the knowledge of the Department as an expert body. 
If official notice is requested or taken of a material fact not 
appearing in the evidence in the record, a party, upon timely request to 
the Administrative Law Judge, shall be afforded an opportunity to 
establish the contrary.

[[Page 72]]

    (c) Stipulations. The parties may, by stipulation, at any stage of 
the proceeding agree upon any pertinent fact in the proceeding. A 
stipulation may be received in evidence and, when accepted by the 
Administrative Law Judge, shall be binding on the parties to the 
stipulation.
    (d) Presentation under oath or affirmation. A witness at a hearing 
for the purpose of taking evidence shall testify under oath or 
affirmation.
    (e) Presentation, rebuttal and cross-examination. A party is 
entitled to present its case or defense by oral or documentary evidence, 
to submit rebuttal evidence, and to conduct such cross-examination as, 
in the discretion of the Administrative Law Judge, may be required for a 
full and true disclosure of the facts.



Sec. 501.733  Evidence: confidential information, protective orders.

    (a) Procedure. In any proceeding as defined in Sec. 501.702, a 
respondent; the Director; any person who is the owner, subject or 
creator of a document subject to subpoena or which may be introduced as 
evidence; or any witness who testifies at a hearing may file a motion 
requesting a protective order to limit from disclosure to other parties 
or to the public documents or testimony containing confidential 
information. The motion should include a general summary or extract of 
the documents without revealing confidential details. If a person seeks 
a protective order against disclosure to other parties as well as the 
public, copies of the documents shall not be served on other parties. 
Unless the documents are unavailable, the person shall file for 
inspection by the Administrative Law Judge a sealed copy of the 
documents as to which the order is sought.
    (b) Basis for issuance. Documents and testimony introduced in a 
public hearing are presumed to be public. A motion for a protective 
order shall be granted only upon a finding that the harm resulting from 
disclosure would outweigh the benefits of disclosure.
    (c) Requests for additional information supporting confidentiality. 
A person seeking a protective order under paragraph (a) of this section 
may be required to furnish in writing additional information with 
respect to the grounds for confidentiality. Failure to supply the 
information so requested not later than 5 days from the date of receipt 
by the person of a notice of the information required shall be deemed a 
waiver of the objection to public disclosure of that portion of the 
documents to which the additional information relates, unless the 
Administrative Law Judge shall otherwise order for good cause shown at 
or before the expiration of such 5-day period.
    (d) Confidentiality of documents pending decision. Pending a 
determination of a motion under this section, the documents as to which 
confidential treatment is sought and any other documents that would 
reveal the confidential information in those documents shall be 
maintained under seal and shall be disclosed only in accordance with 
orders of the Administrative Law Judge. Any order issued in connection 
with a motion under this section shall be made public unless the order 
would disclose information as to which a protective order has been 
granted, in which case that portion of the order that would reveal the 
protected information shall not be made public.



Sec. 501.734  Introducing prior sworn statements of witnesses into the record.

    (a) At a hearing, any person wishing to introduce a prior, sworn 
statement of a witness who is not a party to the proceeding, that is 
otherwise admissible in the proceeding, may make a motion setting forth 
the reasons therefor. If only part of a statement is offered in 
evidence, the Administrative Law Judge may require that all relevant 
portions of the statement be introduced. If all of a statement is 
offered in evidence, the Administrative Law Judge may require that 
portions not relevant to the proceeding be excluded. A motion to 
introduce a prior sworn statement may be granted if:
    (1) The witness is dead;
    (2) The witness is out of the United States, unless it appears that 
the absence of the witness was procured by the party offering the prior 
sworn statement;

[[Page 73]]

    (3) The witness is unable to attend or testify because of age, 
sickness, infirmity, imprisonment or other disability;
    (4) The party offering the prior sworn statement has been unable to 
procure the attendance of the witness by subpoena; or,
    (5) In the discretion of the Administrative Law Judge, it would be 
desirable, in the interests of justice, to allow the prior sworn 
statement to be used. In making this determination, due regard shall be 
given to the presumption that witnesses will testify orally in an open 
hearing. If the parties have stipulated to accept a prior sworn 
statement in lieu of live testimony, consideration shall also be given 
to the convenience of the parties in avoiding unnecessary expense.



Sec. 501.735  Proposed findings, conclusions and supporting briefs.

    (a) Opportunity to file. Before a decision is issued by the 
Administrative Law Judge, each party shall have an opportunity, 
reasonable in light of all the circumstances, to file in writing 
proposed findings and conclusions.
    (b) Procedure. Proposed findings of fact must be supported by 
citations to specific portions of the record. If successive filings are 
directed, the proposed findings and conclusions of the party assigned to 
file first shall be set forth in serially numbered paragraphs, and any 
counter statement of proposed findings and conclusions shall, in 
addition to any other matter presented, indicate those paragraphs of the 
proposals already filed as to which there is no dispute. A reply brief 
may be filed by the party assigned to file first, or, where simultaneous 
filings are directed, reply briefs may be filed by each party, within 
the period prescribed therefor by the Administrative Law Judge. No 
further briefs may be filed except with permission of the Administrative 
Law Judge.
    (c) Time for filing. In any proceeding in which a decision is to be 
issued:
    (1) At the close of each hearing, the Administrative Law Judge 
shall, by order, after consultation with the parties, prescribe the 
period within which proposed findings and conclusions and supporting 
briefs are to be filed. The party directed to file first shall make its 
initial filing not later than 30 days after the end of the hearing 
unless the Administrative Law Judge, for good cause shown, permits a 
different period and sets forth in the order the reasons why the 
different period is necessary.
    (2) The total period within which all such proposed findings and 
conclusions and supporting briefs and any counter statements of proposed 
findings and conclusions and reply briefs are to be filed shall be no 
longer than 90 days after the close of the hearing unless the 
Administrative Law Judge, for good cause shown, permits a different 
period and sets forth in an order the reasons why the different period 
is necessary.



Sec. 501.736  Authority of Administrative Law Judge.

    The Administrative Law Judge shall have authority to do all things 
necessary and appropriate to discharge his or her duties. No provision 
of these rules shall be construed to limit the powers of the 
Administrative Law Judge provided by the Administrative Procedure Act, 5 
U.S.C. 556, 557. The powers of the Administrative Law Judge include, but 
are not limited to:
    (a) Administering oaths and affirmations;
    (b) Issuing subpoenas authorized by law and revoking, quashing, or 
modifying any such subpoena;
    (c) Receiving relevant evidence and ruling upon the admission of 
evidence and offers of proof;
    (d) Regulating the course of a proceeding and the conduct of the 
parties and their representatives;
    (e) Holding prehearing and other conferences as set forth in Sec. 
501.726 and requiring the attendance at any such conference of at least 
one representative of each party who has authority to negotiate 
concerning the resolution of issues in controversy;
    (f) Subject to any limitations set forth elsewhere in this subpart, 
considering and ruling on all procedural and other motions;
    (g) Upon notice to all parties, reopening any hearing prior to the 
issuance of a decision;
    (h) Requiring production of records or any information relevant to 
any act

[[Page 74]]

or transaction subject to a hearing under this subpart, and imposing 
sanctions available under Federal Rule of Civil Procedure 37(b)(2) (Fed. 
R. Civ. P. 37(b)(2), 28 U.S.C.) for a party's failure to comply with 
discovery requests;
    (i) Establishing time, place, and manner limitations on the 
attendance of the public and the media for any hearing; and
    (j) Setting fees and expenses for witnesses, including expert 
witnesses.



Sec. 501.737  Adjustments of time, postponements and adjournments.

    (a) Availability. Except as otherwise provided by law, the 
Administrative Law Judge or the Secretary's designee, as appropriate, at 
any time prior to the filing of his or her decision, may, for good cause 
and in the interest of justice, modify any time limit prescribed by this 
subpart and may, consistent with paragraph (b) of this section, postpone 
or adjourn any hearing.
    (b) Limitations on postponements, adjournments and adjustments. A 
hearing shall begin at the time and place ordered, provided that, within 
the limits provided, the Administrative Law Judge or the Secretary's 
designee, as appropriate, may for good cause shown postpone the 
commencement of the hearing or adjourn a convened hearing for a 
reasonable period of time.
    (1) Additional considerations. In considering a motion for 
postponement of the start of a hearing, adjournment once a hearing has 
begun, or extensions of time for filing papers, the Administrative Law 
Judge or the Secretary's designee, as appropriate, shall consider, in 
addition to any other factors:
    (i) The length of the proceeding to date;
    (ii) The number of postponements, adjournments or extensions already 
granted;
    (iii) The stage of the proceedings at the time of the request; and
    (iv) Any other matter as justice may require.
    (2) Time limit. Postponements, adjournments or extensions of time 
for filing papers shall not exceed 21 days unless the Administrative Law 
Judge or the Secretary's designee, as appropriate, states on the record 
or sets forth in a written order the reasons why a longer period of time 
is necessary.



Sec. 501.738  Disqualification and withdrawal of Administrative Law Judge.

    (a) Notice of disqualification. If at any time an Administrative Law 
Judge or Secretary's designee believes himself or herself to be 
disqualified from considering a matter, the Administrative Law Judge or 
Secretary's designee, as appropriate, shall issue a notice stating that 
he or she is withdrawing from the matter and setting forth the reasons 
therefor.
    (b) Motion for Withdrawal. Any party who has a reasonable, good 
faith basis to believe an Administrative Law Judge or Secretary's 
designee has a personal bias, or is otherwise disqualified from hearing 
a case, may make a motion to the Administrative Law Judge or Secretary's 
designee, as appropriate, that the Administrative Law Judge or 
Secretary's designee withdraw. The motion shall be accompanied by a 
statement subject to 18 U.S.C. 1001 setting forth in detail the facts 
alleged to constitute grounds for disqualification. If the 
Administrative Law Judge or Secretary's designee finds himself or 
herself qualified, he or she shall so rule and shall continue to preside 
over the proceeding.



Sec. 501.739  Record in proceedings before Administrative Law Judge; retention of documents; copies.

    (a) Recordation. Unless otherwise ordered by the Administrative Law 
Judge, all hearings shall be recorded and a written transcript thereof 
shall be prepared.
    (1) Availability of a transcript. Transcripts of hearings shall be 
available for purchase.
    (2) Transcript correction. Prior to the filing of post-hearing 
briefs or proposed findings and conclusions, or within such earlier time 
as directed by the Administrative Law Judge, a party or witness may make 
a motion to correct the transcript. Proposed corrections of the 
transcript may be submitted to the Administrative Law Judge by 
stipulation pursuant to Sec. 501.732(c), or by motion. Upon notice to 
all parties to the proceeding, the Administrative Law

[[Page 75]]

Judge may, by order, specify corrections to the transcript.
    (b) Contents of the record. The record of each hearing shall consist 
of:
    (1) The Order Instituting Proceedings, Answer to Order Instituting 
Proceedings, Notice of Hearing and any amendments thereto;
    (2) Each application, motion, submission or other paper, and any 
amendments, motions, objections, and exceptions to or regarding them;
    (3) Each stipulation, transcript of testimony, interrogatory, 
deposition, and document or other item admitted into evidence;
    (4) With respect to a request to disqualify an Administrative Law 
Judge or to allow the Administrative Law Judge's withdrawal under Sec. 
501.738, each affidavit or transcript of testimony taken and the 
decision made in connection with the request;
    (5) All proposed findings and conclusions;
    (6) Each written order issued by the Administrative Law Judge; and
    (7) Any other document or item accepted into the record by the 
Administrative Law Judge.
    (c) Retention of documents not admitted. Any document offered as 
evidence but excluded, and any document marked for identification but 
not offered as an exhibit, shall not be part of the record. The 
Administrative Law Judge shall retain any such document until the later 
of the date the proceeding becomes final, or the date any judicial 
review of the final proceeding is no longer available.
    (d) Substitution of copies. A true copy of a document may be 
substituted for any document in the record or any document retained 
pursuant to paragraph (c) of this section.



Sec. 501.740  Decision of Administrative Law Judge.

    The Administrative Law Judge shall prepare a decision that 
constitutes his or her final disposition of the proceedings.
    (a) Content. (1) The Administrative Law Judge shall determine 
whether or not the respondent has violated any provision of parts 500 
and 515 of this chapter or the provisions of any license, ruling, 
regulation, order, direction or instruction issued by or under the 
authority of the Secretary pursuant to part 500 or 515 of this chapter 
or otherwise under the Trading with the Enemy Act.
    (2) The Administrative Law Judge's decision shall include findings 
and conclusions, and the reasons or basis therefor, as to all the 
material issues of fact, law or discretion presented on the record.
    (3) (i) Upon a finding of violation, the Administrative Law Judge 
shall award an appropriate monetary civil penalty in an amount 
consistent with the Penalty Guidelines published by the Director.
    (ii) Notwithstanding paragraph (a)(3)(i) of this section, the 
Administrative Law Judge:
    (A) Shall provide an opportunity for a respondent to assert his or 
her inability to pay a penalty, or financial hardship, by filing with 
the Administrative Law Judge a financial disclosure statement subject to 
18 U.S.C. 1001 that sets forth in detail the basis for the financial 
hardship or the inability to pay; and
    (B) Shall consider any such filing in determining the appropriate 
monetary civil penalty.
    (b) Administrative Law Judge's decision--(1) Service. The 
Administrative Law Judge shall serve his or her decision on the 
respondent and on the Director through the Office of Chief Counsel, and 
shall file a copy of the decision with the Secretary's designee.
    (2) Filing of report with the Secretary's designee. If the 
respondent or Director files a petition for review pursuant to Sec. 
501.741, or upon a request from the Secretary's designee, the 
Administrative Law Judge shall file his or her report with the 
Secretary's designee not later than 20 days after service of his or her 
decision on the parties. The report shall consist of the record, 
including the Administrative Law Judge's decision, and any petition from 
the respondent or the Director seeking review.
    (3) Correction of errors. Until the Administrative Law Judge's 
report has been directed for review by the Secretary's designee or, in 
the absence of a direction for review, until the decision

[[Page 76]]

has become a final order, the Administrative Law Judge may correct 
clerical errors and errors arising through oversight or inadvertence in 
decisions, orders, or other parts of the record.
    (c) Administrative Law Judge's decision final unless review 
directed. Unless the Secretary's designee determines to review a 
decision in accordance with Sec. 501.741(a)(1), the decision of the 
Administrative Law Judge shall become the final decision of the 
Department.
    (d) Penalty awarded. The Director is charged with implementing all 
final decisions of the Department and, upon a finding of violation and/
or award of a civil monetary penalty, shall carry out the necessary 
steps to close the action.



Sec. 501.741  Review of decision or ruling.

    (a) Availability. (1)(i) Review of the decision of the 
Administrative Law Judge by the Secretary's designee is not a right. The 
Secretary's designee may, in his or her discretion, review the decision 
of the Administrative Law Judge on the petition of either the respondent 
or the Director, or upon his or her own motion. The Secretary's designee 
shall determine whether to review a decision:
    (A) If a petition for review has been filed by the respondent or the 
Director, not later than 30 days after that date the Administrative Law 
Judge filed his or her report with the Secretary's designee pursuant to 
paragraph (b)(2) of this section; or
    (B) If no petition for review has been filed by the respondent or 
the Director, not later than 40 days after the date the Administrative 
Law Judge filed his or her decision with the Secretary's designee 
pursuant to paragraph (b)(1) of this section.
    (ii) In determining whether to review a decision upon petition of 
the respondent or the Director, the Secretary's designee shall consider 
whether the petition for review makes a reasonable showing that:
    (A) A prejudicial error was committed in the conduct of the 
proceeding; or
    (B) The decision embodies:
    (1) A finding or conclusion of material fact that is clearly 
erroneous;
    (2) A conclusion of law that is erroneous; or
    (3) An exercise of discretion or decision of law or policy that is 
important and that the Secretary's designee should review.
    (2) Interlocutory review of ruling. The Secretary's designee shall 
review any ruling of an Administrative Law Judge involving privileged or 
confidential material that is the subject of a petition for review. See 
Sec. 501.725.
    (b) Filing. Either the respondent or the Director, when adversely 
affected or aggrieved by the decision or ruling of the Administrative 
Law Judge, may seek review by the Secretary's designee by filing a 
petition for review. Any petition for review shall be filed with the 
Administrative Law Judge within 10 days after service of the 
Administrative Law Judge's decision or the issuance of a ruling 
involving privileged or confidential material.
    (c) Contents. The petition shall state why the Secretary's designee 
should review the Administrative Law Judge's decision or ruling, 
including: Whether the Administrative Law Judge's decision or ruling 
raises an important question of law, policy or discretion; whether 
review by the Secretary's designee will resolve a question about which 
the Department's Administrative Law Judges have rendered differing 
opinions; whether the Administrative Law Judge's decision or ruling is 
contrary to law or Department precedent; whether a finding of material 
fact is not supported by a preponderance of the evidence; or whether a 
prejudicial error of procedure or an abuse of discretion was committed. 
A petition should concisely state the portions of the decision or ruling 
for which review is sought. A petition shall not incorporate by 
reference a brief or legal memorandum.
    (d) When filing effective. A petition for review is filed when 
received by the Administrative Law Judge.
    (e) Statements in opposition to petition. Not later than 8 days 
after the filing of a petition for review, either the respondent or the 
Director may file a statement in opposition to a petition. A statement 
in opposition to a petition for review shall be filed in the manner

[[Page 77]]

specified in this section for filing of petitions for review. Statements 
in opposition shall concisely state why the Administrative Law Judge's 
decision or ruling should not be reviewed with respect to each portion 
of the petition to which it is addressed.
    (f) Number of copies. An original and three copies of a petition or 
a statement in opposition to a petition shall be filed with the 
Administrative Law Judge.
    (g) Prerequisite to judicial review. Pursuant to section 704 of the 
Administrative Procedure Act, 5 U.S.C. 704, a petition for review by the 
Secretary's designee of an Administrative Law Judge decision or ruling 
is a prerequisite to the seeking of judicial review of a final order 
entered pursuant to such decision or ruling.



Sec. 501.742  Secretary's designee's consideration of decisions by Administrative Law Judges.

    (a) Scope of review. The Secretary's designee may affirm, reverse, 
modify, set aside or remand for further proceedings, in whole or in 
part, a decision or ruling by an Administrative Law Judge and may make 
any findings or conclusions that in his or her judgment are proper and 
on the basis of the record and such additional evidence as the 
Secretary's designee may receive in his or her discretion.
    (b) Summary affirmance. The Secretary's designee may summarily 
affirm an Administrative Law Judge's decision or ruling based upon the 
petition for review and any response thereto, without further briefing, 
if he or she finds that no issue raised in the petition for review 
warrants further consideration.



Sec. 501.743  Briefs filed with the Secretary's designee.

    (a) Briefing schedule order. If review of a determination is 
mandated by judicial order or whenever the Secretary's designee reviews 
a decision or ruling, the Secretary's designee shall, unless such review 
results in summary affirmance pursuant to Sec. 501.742(b), issue a 
briefing schedule order directing the parties to file opening briefs and 
specifying particular issues, if any, as to which briefing should be 
limited or directed. Unless otherwise provided, opening briefs shall be 
filed not later than 40 days after the date of the briefing schedule 
order. Opposition briefs shall be filed not later than 30 days after the 
date opening briefs are due. Reply briefs shall be filed not later than 
14 days after the date opposition briefs are due. No briefs in addition 
to those specified in the briefing schedule order may be filed without 
permission of the Secretary's designee. The briefing schedule order 
shall be issued not later than 21 days after the later of:
    (1) The last day permitted for filing a brief in opposition to a 
petition for review pursuant to Sec. 501.741(e); or
    (2) Receipt by the Secretary's designee of the mandate of a court 
with respect to a judicial remand.
    (b) Contents of briefs. Briefs shall be confined to the particular 
matters at issue. Each exception to the findings or conclusions being 
reviewed shall be stated succinctly. Exceptions shall be supported by 
citation to the relevant portions of the record, including references to 
the specific pages relied upon, and by concise argument including 
citation of such statutes, decisions and other authorities as may be 
relevant. If the exception relates to the admission or exclusion of 
evidence, the substance of the evidence admitted or excluded shall be 
set forth in the brief, in an appendix thereto, or by citation to the 
record. If the exception relates to interlocutory review, there is no 
requirement to reference pages of the transcript. Reply briefs shall be 
confined to matters in opposition briefs of other parties.
    (c) Length limitation. Opening and opposition briefs shall not 
exceed 30 pages and reply briefs shall not exceed 20 pages, exclusive of 
pages containing the table of contents, table of authorities, and any 
addendum, except with permission of the Secretary's designee.



Sec. 501.744  Record before the Secretary's designee.

    The Secretary's designee shall determine each matter on the basis of 
the record and such additional evidence as the Secretary's designee may 
receive in his or her discretion. In any case of interlocutory review, 
the Administrative Law Judge shall direct that a

[[Page 78]]

transcript of the relevant proceedings be prepared and forwarded to the 
Secretary's designee.
    (a) Contents of the record. In proceedings for final decision before 
the Secretary's designee the record shall consist of:
    (1) All items that are part of the record in accordance with Sec. 
501.739;
    (2) Any petitions for review, cross-petitions or oppositions;
    (3) All briefs, motions, submissions and other papers filed on 
appeal or review; and
    (4) Any other material of which the Secretary's designee may take 
administrative notice.
    (b) Review of documents not admitted. Any document offered in 
evidence but excluded by the Administrative Law Judge and any document 
marked for identification but not offered as an exhibit shall not be 
considered a part of the record before the Secretary's designee on 
review but shall be transmitted to the Secretary's designee if he or she 
so requests. In the event that the Secretary's designee does not request 
the document, the Administrative Law Judge shall retain the document not 
admitted into the record until the later of:
    (1) The date upon which the Secretary's designee's order becomes 
final; or
    (2) The conclusion of any judicial review of that order.



Sec. 501.745  Orders and decisions: signature, date and public availability.

    (a) Signature required. All orders and decisions of the 
Administrative Law Judge or Secretary's designee shall be signed.
    (b) Date of entry of orders. The date of entry of an order by the 
Administrative Law Judge or Secretary's designee shall be the date the 
order is signed. Such date shall be reflected in the caption of the 
order, or if there is no caption, in the order itself.
    (c) Public availability of orders. (1) In general, any final order 
of the Department shall be made public. Any supporting findings or 
opinions relating to a final order shall be made public at such time as 
the final order is made public.
    (2) Exception. Any final order of the Administrative Law Judge or 
Secretary's designee pertaining to an application for confidential 
treatment shall only be available to the public in accordance with Sec. 
501.725(b)(3).



Sec. 501.746  Referral to United States Department of Justice; administrative collection measures.

    In the event that the respondent does not pay any penalty imposed 
pursuant to this part within 30 calendar days of the mailing of the 
written notice of the imposition of the penalty, the matter may be 
referred for administrative collection measures or to the United States 
Department of Justice for appropriate action to recover the penalty in a 
civil suit in a Federal district court.



Sec. 501.747  Procedures on remand of decisions.

    Either an Administrative Law Judge or a Secretary's designee, as 
appropriate, shall reconsider any Department decision on judicial remand 
to the Department. The rules of practice contained in this subpart shall 
apply to all proceedings held on judicial remand.



                          Subpart E_Procedures

    Source: 62 FR 45101, Aug. 25, 1997, unless otherwise noted. 
Redesignated at 68 FR 53642, Sept. 11, 2003.



Sec. 501.801  Licensing.

    (a) General licenses. General licenses have been issued authorizing 
under appropriate terms and conditions certain types of transactions 
which are subject to the prohibitions contained in this chapter. All 
such licenses are set forth in subpart E of each part contained in this 
chapter. General licenses may also be issued authorizing under 
appropriate terms and conditions certain types of transactions which are 
subject to prohibitions contained in economic sanctions programs the 
implementation and administration of which have been delegated to the 
Director of the Office of Foreign Assets Control but

[[Page 79]]

which are not yet codified in this chapter. It is the policy of the 
Office of Foreign Assets Control not to grant applications for specific 
licenses authorizing transactions to which the provisions of an 
outstanding general license are applicable. Persons availing themselves 
of certain general licenses may be required to file reports and 
statements in accordance with the instructions specified in those 
licenses. Failure to file such reports or statements will nullify the 
authority of the general license.
    (b) Specific licenses--(1) General course of procedure. Transactions 
subject to the prohibitions contained in this chapter, or to 
prohibitions the implementation and administration of which have been 
delegated to the Director of the Office of Foreign Assets Control, which 
are not authorized by general license may be effected only under 
specific licenses.
    (2) Applications for specific licenses. Original signed applications 
for specific licenses to engage in any transactions prohibited by or 
pursuant to this chapter or sanctions programs that have been delegated 
to the Director of the Office of Foreign Assets Control for 
implementation and administration must be filed by mail or courier. 
Applications will not be accepted by fax or electronically, unless 
otherwise authorized. Applications may be submitted in letter form with 
the exception of license applications for the unblocking of funds 
transfers. Applications for the unblocking of funds transfers must be 
submitted using TD-F 90-22.54, ``Application for the Release of Blocked 
Funds,'' accompanied by two complete copies of the entire submission. 
The form, which requires information regarding the date of the blocking, 
the financial institutions involved in the transfer, and the beneficiary 
and amount of the transfer, may be obtained from the OFAC Internet Home 
Page: http://www.treas.gov/ofac, the OFAC fax-on-demand service: 202/
622-0077, or the Compliance Programs Division, Office of Foreign Assets 
Control, Department of the Treasury, Washington, DC 20220. Any person 
having an interest in a transaction or proposed transaction may file an 
application for a license authorizing such transaction.
    (3) Information to be supplied. The applicant must supply all 
information specified by relevant instructions and/or forms, and must 
fully disclose the names of all parties who are concerned with or 
interested in the proposed transaction. If the application is filed by 
an agent, the agent must disclose the name of his principal(s). Such 
documents as may be relevant shall be attached to each application as a 
part of such application, except that documents previously filed with 
the Office of Foreign Assets Control may, where appropriate, be 
incorporated by reference in such application. Applicants are required 
to supply their taxpayer identifying number pursuant to 31 U.S.C. 7701, 
which number may be used for purposes of collecting and reporting on any 
delinquent amounts arising out of the applicant's relationship with the 
United States Government. Applicants may be required to furnish such 
further information as is deemed necessary to a proper determination by 
the Office of Foreign Assets Control. Any applicant or other party in 
interest desiring to present additional information may do so at any 
time before or after decision. Arrangements for oral presentation should 
be made with the Office of Foreign Assets Control.
    (4) Effect of denial. The denial of a license does not preclude the 
reopening of an application or the filing of a further application. The 
applicant or any other party in interest may at any time request 
explanation of the reasons for a denial by correspondence or personal 
interview.
    (5) Reports under specific licenses. As a condition for the issuance 
of any license, the licensee may be required to file reports with 
respect to the transaction covered by the license, in such form and at 
such times and places as may be prescribed in the license or otherwise.
    (6) Issuance of license. Licenses will be issued by the Office of 
Foreign Assets Control acting on behalf of the Secretary of the Treasury 
or licenses may be issued by the Secretary of the Treasury acting 
directly or through any specifically designated person, agency, or 
instrumentality.

[[Page 80]]

    (7) Address. License applications, reports, and inquiries should be 
addressed to the appropriate division or individual within the Office of 
Foreign Assets Control, or to its Director, at the following address: 
Office of Foreign Assets Control, U.S. Department of the Treasury, 1500 
Pennsylvania Avenue, NW.--Annex, Washington, DC 20220.
    (c) Registration of nongovernmental organizations--(1) Purpose of 
registration. For those parts of this chapter specifically authorizing 
the registration of nongovernmental organizations (``NGOs''), 
registration numbers may be issued on a case-by-case basis to NGOs 
involved in humanitarian or religious activities in countries or 
geographic areas subject to economic sanctions pursuant to this chapter 
V. A registration number authorizes certain transactions by or on behalf 
of the registered NGO otherwise prohibited by the specific part with 
respect to which the registration number is issued, including the 
exportation of goods, services, and funds to the country or geographic 
area subject to such part for the purpose of relieving human suffering. 
The transactions authorized for registered NGOs either will be specified 
by the statement of licensing policy in the part under which the 
registration number is issued or by the Office of Foreign Assets Control 
letter issuing the registration number.
    (2) Application information to be supplied. Applications for 
registration numbers should be submitted to the Compliance Programs 
Division, Office of Foreign Assets Control, U.S. Department of the 
Treasury, 1500 Pennsylvania Avenue, NW., Annex, Washington, DC 20220, or 
by facsimile to (202) 622-2426, and must include:
    (i) The organization's name in English, in the language of origin, 
and any acronym or other names used to identify the organization;
    (ii) Address and phone number of the organization's headquarters 
location;
    (iii) Full name in English, in the language of origin, and any 
acronym or other names used, as well as nationality, citizenship, 
current country of residence, place and date of birth for key staff at 
the organization's headquarters, such as the chairman and board members, 
president, director, etc.;
    (iv) Identification of field offices or partner offices elsewhere, 
including addresses, phone numbers, and organizational names used, as 
well as the identification of the senior officer(s) at these locations, 
including the person's name, position, nationality, citizenship, and 
date of birth (names of individuals and organizations shall be provided 
in English, in the language of origin, and shall include any acronym or 
other names used to identify the individuals or organizations);
    (v) Identification of subcontracting organizations, if any, to the 
extent known or contemplated at the time of the application;
    (vi) Existing sources of income, such as official grants, private 
endowments, commercial activities;
    (vii) Financial institutions that hold deposits on behalf of or 
extend lines of credit to the organization (names of individuals and 
organizations shall be provided in English, in the language of origin, 
and shall include any acronym or other names used to identify the 
individuals or organizations);
    (viii) Independent accounting firms, if employed in the production 
of the organization's financial statements (names of individuals and 
organizations shall be provided in English, in the language of origin, 
and shall include any acronym or other names used to identify the 
individuals or organizations);
    (ix) A detailed description of the organization's humanitarian or 
religious activities and projects in countries or geographic areas 
subject to economic sanctions pursuant to this chapter V;
    (x) Most recent official registry documents, annual reports, and 
annual filings with the pertinent government, as applicable; and
    (xi) Names and addresses of organizations to which the applicant 
currently provides or proposes to provide funding, services or material 
support, to the extent known at the time of the vetting, as applicable.
    (3) Use of registration number. Registered NGOs conducting 
transactions authorized by their registrations to support their 
humanitarian or religious activities pursuant to any part of

[[Page 81]]

this chapter should reference the registration number on all payments 
and funds transfers and on all related documentation, including all 
purchasing, shipping, and financing documents.
    (4) Limitations. Registered NGOs are not authorized to make 
remittances from blocked accounts. Registration numbers are not 
transferable and may be revoked or modified at any time at the 
discretion of the Director, Office of Foreign Assets Control. 
Registration numbers do not excuse compliance with any law or regulation 
administered by the Office of Foreign Assets Control or any other agency 
(including reporting requirements) applicable to the transaction(s) 
herein authorized, nor does it release the Registrant or third parties 
from civil or criminal liability for violation of any law or regulation.
    (5) Prior numbers. Registration numbers already issued remain in 
effect.

[62 FR 45101, Aug. 25, 1997, as amended at 65 FR 10708, Feb. 29, 2000; 
66 FR 2728, Jan. 11, 2001]



Sec. 501.802  Decisions.

    The Office of Foreign Assets Control will advise each applicant of 
the decision respecting filed applications. The decision of the Office 
of Foreign Assets Control acting on behalf of the Secretary of the 
Treasury with respect to an application shall constitute final agency 
action.



Sec. 501.803  Amendment, modification, or revocation.

    Except as otherwise provided by law, the provisions of each part of 
this chapter and any rulings, licenses (whether general or specific), 
authorizations, instructions, orders, or forms issued thereunder may be 
amended, modified or revoked at any time.

[63 FR 35809, July 1, 1998]



Sec. 501.804  Rulemaking.

    (a) All rules and other public documents are issued by the Director 
of the Office of Foreign Assets Control. In general, rulemaking by the 
Office of Foreign Assets Control involves foreign affairs functions of 
the United States, and for that reason is exempt from the requirements 
under the Administrative Procedure Act (5 U.S.C. 553) for notice of 
proposed rulemaking, opportunity for public comment, and delay in 
effective date.
    (b) Any interested person may petition the Director of the Office of 
Foreign Assets Control in writing for the issuance, amendment, or repeal 
of any rule.



Sec. 501.805  Rules governing availability of information.

    (a) The records of the Office of Foreign Assets Control which are 
required by the Freedom of Information Act (5 U.S.C. 552) to be made 
available to the public shall be made available in accordance with the 
definitions, procedures, payment of fees, and other provisions of the 
regulations on the Disclosure of Records of the Departmental Offices and 
of other bureaus and offices of the Department of the Treasury issued 
under 5 U.S.C. 552 and published at 31 CFR part 1.

    Note to paragraph Sec. 501.805(a): Records or information obtained 
or created in the implementation of part 598 of this chapter are not 
subject to disclosure under section 552(a)(3) of the Freedom of 
Information Act. See Sec. 598.802 of this chapter.

    (b) The records of the Office of Foreign Assets Control which are 
required by the Privacy Act (5 U.S.C. 552a) to be made available to an 
individual shall be made available in accordance with the definitions, 
procedures, requirements for payment of fees, and other provisions of 
the Regulations on the Disclosure of Records of the Departmental Offices 
and of other bureaus and offices of the Department of the Treasury 
issued under 5 U.S.C. 552a and published at 31 CFR part 1.
    (c) Any form issued for use in connection with this chapter may be 
obtained in person or by writing to the Office of Foreign Assets 
Control, U.S. Department of the Treasury, 1500 Pennsylvania Avenue, 
NW.--Annex, Washington, DC 20220, or by calling 202/622-2480.
    (d) Certain Civil Penalties Information. (1) After the conclusion of 
a civil penalties proceeding that results in either the imposition of a 
civil monetary penalty or an informal settlement, OFAC shall make 
available to the public certain information on a routine basis,

[[Page 82]]

not less frequently than monthly, as follows:
    (i) In each such proceeding against an entity, OFAC shall make 
available to the public
    (A) The name and address of the entity involved,
    (B) The sanctions program involved,
    (C) A brief description of the violation or alleged violation,
    (D) A clear indication whether the proceeding resulted in an 
informal settlement or in the imposition of a penalty,
    (E) An indication whether the entity voluntarily disclosed the 
violation or alleged violation to OFAC, and
    (F) The amount of the penalty imposed or the amount of the agreed 
settlement.
    (ii) In such proceedings against individuals, OFAC shall release on 
an aggregate basis
    (A) The number of penalties imposed and informal settlements 
reached,
    (B) The sanctions programs involved,
    (C) A brief description of the violations or alleged violations,
    (D) A clear indication whether the proceedings resulted in informal 
settlements, in the imposition of penalties, or in administrative 
hearing requests pursuant to the Trading With the Enemy Act (TWEA), 50 
U.S.C. 5(b), and
    (E) The amounts of the penalties imposed and the amounts of the 
agreed settlements.
    (2) The medium through which information will be released is OFAC's 
website at http://www.treas.gov/ofac.
    (3) The information made available pursuant to paragraph (d)(1) of 
this section shall not include the following:
    (i) The name of any violator or alleged violator who is an 
individual.
    (ii) Records or information obtained or created in the 
implementation of part 598 of this chapter.
    (4) On a case-by-case basis, OFAC may release additional information 
concerning a particular civil penalties proceeding.

[62 FR 45101, Aug. 25, 1997, as amended at 65 FR 41335, July 5, 2000; 68 
FR 6822, Feb. 11, 2003]



Sec. 501.806  Procedures for unblocking funds believed to have been blocked due to mistaken identity.

    When a transaction results in the blocking of funds at a financial 
institution pursuant to the applicable regulations of this chapter and a 
party to the transaction believes the funds have been blocked due to 
mistaken identity, that party may seek to have such funds unblocked 
pursuant to the following administrative procedures:
    (a) Any person who is a party to the transaction may request the 
release of funds which the party believes to have been blocked due to 
mistaken identity.
    (b) Requests to release funds which a party believes to have been 
blocked due to mistaken identity must be made in writing and addressed 
to the Office of Foreign Assets Control, Compliance Programs Division, 
1500 Pennsylvania Avenue, NW.--Annex, Washington, DC 20220, or sent by 
facsimile transmission to the Compliance Programs Division at 202/622-
1657.
    (c) The written request to release funds must include the name, 
address, telephone number, and (where available) fax number of the party 
seeking the release of the funds. For individuals, the inclusion of a 
social security number is voluntary but will facilitate resolution of 
the request. For corporations or other entities, the application should 
include its principal place of business, the state of incorporation or 
organization, and the name and telephone number of the appropriate 
person to contact regarding the application.
    (d) A request to release funds should include the following 
information, where known, concerning the transaction:
    (1) The name of the financial institution in which the funds are 
blocked;
    (2) The amount blocked;
    (3) The date of the blocking;
    (4) The identity of the original remitter of the funds and any 
intermediary financial institutions;
    (5) The intended beneficiary of the blocked transfer;
    (6) A description of the underlying transaction including copies of 
related documents (e.g., invoices, bills of lading, promissory notes, 
etc.);

[[Page 83]]

    (7) The nature of the applicant's interest in the funds; and
    (8) A statement of the reasons why the applicant believes the funds 
were blocked due to mistaken identity.
    (e) Upon receipt of the materials required by paragraph (d) of this 
section, OFAC may request additional material from the applicant 
concerning the transaction pursuant to Sec. 501.602.
    (f) Following review of all applicable submissions, the Director of 
the Office of Foreign Assets Control will determine whether to release 
the funds. In the event the Director determines that the funds should be 
released, the Office of Foreign Assets Control will direct the financial 
institution to return the funds to the appropriate party.
    (g) For purposes of this section, the term ``financial institution'' 
shall include a banking institution, depository institution or United 
States depository institution, domestic bank, financial institution or 
U.S. financial institution, as those terms are defined in the applicable 
part of this chapter.

[62 FR 45101, Aug. 25, 1997, as amended at 62 FR 52495, Oct. 8, 1997]



Sec. 501.807  Procedures governing removal of names from appendices A, B, and C to this chapter.

    A person may seek administrative reconsideration of his, her or its 
designation or that of a vessel as blocked, or assert that the 
circumstances resulting in the designation no longer apply, and thus 
seek to have the designation rescinded pursuant to the following 
administrative procedures:
    (a) A person blocked under the provisions of any part of this 
chapter, including a specially designated national, specially designated 
terrorist, or specially designated narcotics trafficker 
(collectively,``a blocked person''), or a person owning a majority 
interest in a blocked vessel may submit arguments or evidence that the 
person believes establishes that insufficient basis exists for the 
designation. The blocked person also may propose remedial steps on the 
person's part, such as corporate reorganization, resignation of persons 
from positions in a blocked entity, or similar steps, which the person 
believes would negate the basis for designation. A person owning a 
majority interest in a blocked vessel may propose the sale of the 
vessel, with the proceeds to be placed into a blocked interest-bearing 
account after deducting the costs incurred while the vessel was blocked 
and the costs of the sale. This submission must be made in writing and 
addressed to the Director, Office of Foreign Assets Control, U.S. 
Department of the Treasury, 1500 Pennsylvania Avenue, NW.--Annex, 
Washington, DC 20220.
    (b) The information submitted by the blocked person seeking 
unblocking or by a person seeking the unblocking of a vessel will be 
reviewed by the Office of Foreign Assets Control, which may request 
clarifying, corroborating, or other additional information.
    (c) A blocked person seeking unblocking or a person seeking the 
unblocking of a vessel may request a meeting with the Office of Foreign 
Assets Control; however, such meetings are not required, and the office 
may, at its discretion, decline to conduct such meetings prior to 
completing a review pursuant to this section.
    (d) After the Office of Foreign Assets Control has conducted a 
review of the request for reconsideration, it will provide a written 
decision to the blocked person or person seeking the unblocking of a 
vessel.

[64 FR 5614, Feb. 4, 1999]



Sec. 501.808  License application and other procedures applicable to economic sanctions programs.

    Upon submission to the Office of Management and Budget of an 
amendment to the overall burden hours for the information collections 
imposed under this part, the license application and other procedures 
set forth in this subpart are applicable to economic sanctions programs 
for which implementation and administration have been delegated to the 
Office of Foreign Assets Control.



                    Subpart F_Paperwork Reduction Act

    Source: 62 FR 45101, Aug. 25, 1997, unless otherwise noted. 
Redesignated at 68 FR 53642, Sept. 11, 2003.

[[Page 84]]



Sec. 501.901  Paperwork Reduction Act notice.

    The information collection requirements in subparts C and D have 
been approved by the Office of Management and Budget (``OMB'') under the 
Paperwork Reduction Act (44 U.S.C. 3507(j)) and assigned control number 
1505-0164. An agency may not conduct or sponsor, and a person is not 
required to respond to, a collection of information unless it displays a 
valid control number assigned by OMB.



 Sec. Appendix A to Part 501--Economic Sanctions Enforcement Procedures 
                        for Banking Institutions

    Note: This appendix provides a general procedural framework for the 
enforcement of all economic sanctions programs administered by the 
Office of Foreign Assets Control (``OFAC'') only as they relate to 
banking institutions, as defined herein.

                             I. Definitions

    A. Banking regulator means the Board of Governors of the Federal 
Reserve System, the Federal Deposit Insurance Corporation, the National 
Credit Union Administration, the Office of the Comptroller of the 
Currency, or the Office of Thrift Supervision.
    B. Banking institution, for purposes of this appendix to Part 501, 
means a depository institution supervised or regulated by a banking 
regulator.
    C. OFAC means the Department of the Treasury's Office of Foreign 
Assets Control.
    D. Voluntary disclosure means notification to OFAC of an apparent 
sanctions violation by the banking institution that has committed it. 
However, such notification to OFAC is not deemed a voluntary disclosure 
if OFAC has previously received information concerning the conduct from 
another source, including, but not limited to, a regulatory or law 
enforcement agency or another person's blocking or funds transfer 
rejection report.
    Notification by a banking institution is also not a voluntary 
disclosure if another person's blocking or funds transfer rejection 
report is required to be filed, whether or not this required filing is 
made. Responding to an administrative subpoena or other inquiry from 
OFAC is not a voluntary disclosure. The submission of a license request 
is not a voluntary disclosure unless it is accompanied by a separate 
disclosure.

            II. Enforcement of Economic Sanctions in General

    A. OFAC Civil Investigation and Enforcement Action. OFAC is 
responsible for civil investigation and enforcement with respect to 
economic sanctions violations committed by banking institutions. In 
these efforts, OFAC may coordinate with banking regulators. OFAC 
investigations may lead to one or more of the following: an 
administrative subpoena, an order to cease and desist, a blocking order, 
an evaluative letter summarizing concerns, or a civil penalty 
proceeding. In addition to or instead of such actions, if the banking 
institution involved is currently acting pursuant to an OFAC license, 
that license may be suspended or revoked.
    B. OFAC's Evaluation of Violative Conduct. The level of enforcement 
action undertaken by OFAC involving a banking institution depends on the 
nature of the apparent violation, the enforcement objectives, and the 
foreign policy goals of the particular sanctions program involved. In 
evaluating whether to initiate a civil penalty action, OFAC determines 
whether there is reason to believe that a violation of the relevant 
regulations, statutes, or Executive orders has occurred. In making 
determinations about the disposition of apparent violations by banking 
institutions, including evaluative letters and civil penalties, OFAC 
will consider information provided by the banking institution and its 
banking regulator concerning the institution's compliance program and 
the adequacy of that program based on its OFAC risk profile. Further 
information about the evaluation of compliance programs commensurate 
with the risk profile of a banking institution and a description of a 
sound OFAC compliance program are provided in Annexes A and B.
    C. Criminal Investigations and Prosecutions. If the evidence 
suggests that a banking institution has committed a willful violation of 
a substantive prohibition or requirement, OFAC may refer those cases to 
other federal law enforcement agencies for criminal investigation. Cases 
that an investigative agency has referred to the Department of Justice 
for criminal prosecution also may be subject to OFAC civil penalty 
action.

                   III. Periodic Institutional Review

    A. Except for those significant violations for which prompt action, 
such as a civil penalty proceeding or referral to other federal law 
enforcement agencies, is appropriate, OFAC will review institutions with 
violations or suspected violations on a periodic basis. OFAC will review 
each such institution's apparent violations over a period of time deemed 
appropriate in light of the number and severity of apparent violations 
and the institution's OFAC compliance history.
    B. Upon completing this review, OFAC will preliminarily determine 
the type of enforcement action it will pursue for each apparent 
violation or related apparent violations. OFAC will then seek comment 
from the

[[Page 85]]

banking institution and ask it to provide additional information with 
regard to the apparent violation or violations. OFAC also will ask the 
institution to explain what actions led to the apparent violation or 
violations and what actions, if any, it has taken to overcome the 
deficiencies in its systems that led to the apparent improper handling 
of the transactions or accounts. Depending on the number and complexity 
of the apparent violations, OFAC may grant up to 30 days for a banking 
institution to respond and may grant further extensions at its sole 
discretion where it determines this is appropriate. Upon receipt of the 
institution's response, OFAC will decide whether to pursue the intended 
administrative action or whether some other action would serve the same 
purpose.
    C. OFAC will subsequently send the banking institution a letter 
detailing its findings and further actions, if any, concerning the 
apparent violations. OFAC will provide the banking institution's primary 
banking regulator with a copy of this letter.

               IV. Factors Affecting Administrative Action

    In making its decision as to administrative action, if any, OFAC 
will consider a number of factors, including, but not limited to, the 
following:
    A. The institution's history of sanctions violations.
    B. The size of the institution and the number of OFAC-related 
transactions handled correctly compared to the number and nature of 
transactions handled incorrectly.
    C. The quality and effectiveness of the banking institution's 
overall OFAC compliance program, as determined by the institution's 
primary banking regulator and by its history of compliance with OFAC 
regulations.
    D. Whether the apparent violation or violations in question are the 
result of systemic failures at the banking institution or are atypical 
in nature.
    E. The voluntary disclosure to OFAC of the apparent violation or 
violations by the banking institution.
    F. Providing OFAC a report of, or useful enforcement information 
concerning, the apparent violation or violations. Providing a report, 
but not a voluntary disclosure, of the apparent violation or violations 
will generally be accorded less weight as a mitigating factor than would 
provision of a voluntary disclosure.
    G. The deliberate effort to hide or conceal from OFAC or to mislead 
OFAC concerning an apparent violation or violations or its OFAC 
compliance program.
    H. An analysis of current or potential sanctions harm as a result of 
a violation or series of related violations. This analysis will focus 
both on the specifics of the apparent violation or violations and the 
institution's compliance effort.
    I. Technical, computer, or human error.
    J. Applicability of a statute of limitations and any waivers 
thereof.
    K. Actions taken by the banking institution to correct the problems 
that led to the apparent violation or violations.
    L. The level of OFAC action that will best lead to enhanced 
compliance by the banking institution.
    M. The level of OFAC action that will best serve to encourage 
enhanced compliance by others.
    N. Evidence that a transaction or transactions could have been 
licensed by OFAC under an existing licensing policy.
    O. Whether other U.S. government agencies have taken enforcement 
action.
    P. Qualification of the banking institution as a small business or 
organization for the purposes of the Small Business Regulatory 
Enforcement Fairness Act, as determined by reference to the applicable 
regulations of the Small Business Administration.

                  V. License Suspension and Revocation

    In addition to or in lieu of other administrative actions, OFAC 
authorization to engage in a transaction or transactions pursuant to a 
general or specific license may be suspended or revoked with respect to 
a banking institution for reasons including, but not limited to, the 
following:
    A. The banking institution has made or caused to be made in any 
license application, or in any report required pursuant to a license, 
any statement that was, at the time and in light of the circumstances 
under which it was made, false or misleading with respect to any 
material fact, or it has omitted to state in any application or report 
any material fact that was required;
    B. The banking institution has failed to file timely reports or 
comply with the recordkeeping requirements of a general or specific 
license;
    C. The banking institution has violated any provision of the 
statutes enforced by OFAC or the rules or regulations issued under any 
such provision or relevant Executive orders and such violation or 
violations are significant and merited civil penalty or other 
enforcement action;
    D. The banking institution is reasonably believed to have counseled, 
commanded, induced, procured, or knowingly aided or abetted the 
violation of any provision of any legal authority referred to in 
paragraph C;
    E. Based on the information available to it, OFAC considers the 
banking institution's compliance program inadequate; or
    F. The banking institution has committed any other act or omission 
that demonstrates unfitness to conduct the transactions authorized by 
the general or specific license.

[[Page 86]]

                           VI. Civil Penalties

    The procedures for addressing the actions of banking institutions 
that OFAC decides merit civil penalty treatment are provided in the 
regulations governing the particular sanctions program involved, or, in 
the case of sanctions regulations issued pursuant to the Trading with 
the Enemy Act, in this Part. The factors listed in Section IV will be 
considerations in the civil penalty process.

                       Annex A--OFAC Risk Matrices
 [The following matrices can be used by banking institutions to evaluate
 their compliance programs. Matrix A is from the FFIEC Bank Secrecy Act
 Anti-Money Laundering Examination Manual published in 2005, Appendix M
             (``Quantity of Risk Matrix--OFAC Procedures'')]
------------------------------------------------------------------------
             Low                    Moderate                High
------------------------------------------------------------------------
                                Matrix A
------------------------------------------------------------------------
Stable, well-known customer   Customer base         A large, fluctuating
 base in a localized           changing due to       client base in an
 environment.                  branching, merger     international
                               or acquisition in     environment.
                               the domestic market.
Few high-risk customers;      A moderate number of  A large number of
 these may include             high-risk customers.  high-risk
 nonresident aliens, foreign                         customers.
 customers (including
 accounts with U.S. powers
 of attorney) and foreign
 commercial customers.
No overseas branches and no   Overseas branches or  Overseas branches or
 correspondent accounts with   correspondent         multiple
 foreign banks.                accounts with         correspondent
                               foreign banks.        accounts with
                                                     foreign banks.
No electronic banking (e-     The bank offers       The bank offers a
 banking) services offered,    limited e-banking     wide array of e-
 or products available are     products and          banking products
 purely informational or non-  services.             and services (i.e.,
 transactional.                                      account transfers,
                                                     e-bill payment, or
                                                     accounts opened via
                                                     the Internet).
Limited number of funds       A moderate number of  A high number of
 transfers for customers and   funds transfers,      customer and non-
 non-customers, limited        mostly for            customer funds
 third-party transactions,     customers.            transfers,
 and no international funds    Possibly, a few       including
 transfers.                    international funds   international funds
                               transfers from        transfers.
                               personal or
                               business accounts.
No other types of             Limited other types   A high number of
 international transactions,   of international      other types of
 such as trade finance,        transactions.         international
 cross-border ACH, and                               transactions.
 management of sovereign
 debt.
No history of OFAC actions.   A small number of     Multiple recent
 No evidence of apparent       recent actions        actions by OFAC,
 violation or circumstances    (i.e., actions        where the bank has
 that might lead to a          within the last       not addressed the
 violation.                    five years) by        issues, thus
                               OFAC, including       leading to an
                               notice letters, or    increased risk of
                               civil money           the bank
                               penalties, with       undertaking similar
                               evidence that the     violations in the
                               bank addressed the    future.
                               issues and is not
                               at risk of similar
                               violations in the
                               future.
------------------------------------------------------------------------
    Matrix B. This matrix consists of additional factors that may be
 considered by banking institutions in assessing compliance programs in
     addition to Appendix M of the FFIEC Bank Secrecy Act Anti-Money
                     Laundering Examination Manual.
------------------------------------------------------------------------
Management has fully          Management exhibits   Management does not
 assessed the bank's level     a reasonable          understand, or has
 of risk based on its          understanding of      chosen to ignore,
 customer base and product     the key aspects of    key aspects of OFAC
 lines. This understanding     OFAC compliance and   compliance risk.
 of risk and strong            its commitment is     The importance of
 commitment to OFAC            generally clear and   compliance is not
 compliance is                 satisfactorily        emphasized or
 satisfactorily communicated   communicated          communicated
 throughout the organization.  throughout the        throughout the
                               organization, but     organization.
                               it may lack a
                               program
                               appropriately
                               tailored to risk.
The board of directors, or    The board has         The board has not
 board committee, has          approved an OFAC      approved an OFAC
 approved an OFAC compliance   compliance program    compliance program,
 program that includes         that includes most    or policies,
 policies, procedures,         of the appropriate    procedures,
 controls, and information     policies,             controls, and
 systems that are adequate,    procedures,           information systems
 and consistent with the       controls, and         are significantly
 bank's OFAC risk profile.     information systems   deficient.
                               necessary to ensure
                               compliance, but
                               some weaknesses are
                               noted.
Staffing levels appear        Staffing levels       Management has
 adequate to properly          appear generally      failed to provide
 execute the OFAC to           adequate, but some    appropriate
 properly execute the OFAC     deficiencies are      staffing levels to
 compliance program.           noted.                handle workload.
Authority and accountability  Authority and         Authority and
 for OFAC compliance are       accountability are    accountability for
 clearly defined and           defined, but some     compliance have not
 enforced, including the       refinements are       been clearly
 designations of a qualified   needed. A qualified   established. No
 OFAC officer.                 OFAC officer has      OFAC compliance
                               been designated.      officer, or an
                                                     unqualified one,
                                                     has been appointed.
                                                     The role of the
                                                     OFAC officer is
                                                     unclear.

[[Page 87]]

 
Training is appropriate and   Training is           Training is sporadic
 effective based on the        conducted and         and does not cover
 bank's risk profile, covers   management provides   important
 applicable personnel, and     adequate resources    regulatory and risk
 provides necessary up-to-     given the risk        areas.
 date information and          profile of the
 resources to ensure           organization;
 compliance.                   however, some ares
                               are not covered
                               within the training
                               program.
The institution employs       The institution       The institution does
 strong quality control        employs limited       not employ quality
 methods.                      quality control       control quality
                               methods.              control methods.
------------------------------------------------------------------------

       Annex B--Sound Banking Institution OFAC Compliance Programs

    A. Identification of High Risk Business Areas. A fundamental element 
of a sound OFAC compliance program rests on a banking institution's 
assessment of its specific product lines and identification of the high-
risk areas for OFAC transactions. As OFAC sanctions reach into virtually 
all types of commercial and banking transactions, no single area will 
likely pass review without consideration of some type of OFAC compliance 
measure. Relevant areas to consider in a risk assessment include, but 
are not limited to, the following: retail operations, loans and other 
extensions of credit (open and closed-ended; on and off-balance sheet, 
including letters of credit), funds transfers, trust, private and 
correspondent banking, international, foreign offices, over-the-counter 
derivatives, internet banking, safe deposit, payable through accounts, 
money service businesses, and merchant credit card processing.
    B. Internal Controls. An effective OFAC compliance program should 
include internal controls for identifying suspect accounts and 
transactions and reporting to OFAC. Internal controls should include the 
following elements:
    1. Flagging and Review of Suspect Transactions and Accounts. A 
banking institution's policies and procedures should address how it will 
flag and review transactions and accounts for possible OFAC violations, 
whether conducted manually, through interdiction software, or a 
combination of both methods. For screening purposes, a banking 
institution should clearly define procedures for comparing names 
provided on the OFAC list with the names in its files or on the 
transaction and for flagging transactions or accounts involving 
sanctioned countries. In high-risk and high-volume areas in particular, 
a banking institution's interdiction filter should be able to flag close 
name derivations for review. New accounts should be compared with the 
OFAC lists prior to allowing transactions. Established accounts, once 
scanned, should be compared regularly against OFAC updates.
    2. Updating the Compliance Program. A banking institution's 
compliance program should also include procedures for maintaining 
current lists of blocked countries, entities, and individuals and for 
disseminating such information throughout the institution's domestic 
operations and its offshore offices, branches and, for purposes of the 
sanctions programs under the Trading with the Enemy Act, foreign 
subsidiaries.
    3. Reporting. A compliance program should also include procedures 
for handling transactions that are validly blocked or rejected under the 
various sanctions programs. These procedures should cover the reporting 
of blocked and rejected items to OFAC as provided in Sec. 501.603 of 
this Part and the annual report of blocked property required by Sec. 
501.604 of this Part.
    4. Management of blocked accounts. An audit trail should be 
maintained in order to reconcile all blocked funds. A banking 
institution is responsible for tracking the amount of blocked funds, the 
ownership of those funds, interest paid on those funds, and the release 
of blocked funds pursuant to license.
    5. Maintaining License Information. Sound compliance procedures 
dictate that a banking institution maintain copies of customers' OFAC 
specific licenses on file. This will allow a banking institution to 
verify whether a customer is initiating a legal transaction. If it is 
unclear whether a particular transaction is authorized by a license, a 
banking institution should confirm this with OFAC. Maintaining copies of 
licenses will also be useful if another banking institution in the 
payment chain requests verification of a license's validity. In the case 
of a transaction performed under general license (or, in some cases, a 
specific license), it is sound compliance for a banking institution to 
obtain a statement from the licensee that the transaction is in 
accordance with the terms of the license, assuming the banking 
institution does not know or have reason to know that the statement is 
false.
    C. Testing. Except for a banking institution with a very low OFAC 
risk profile, a banking institution should have a periodic test of its 
OFAC program performed by its internal

[[Page 88]]

audit department or by outside auditors, consultants, or other qualified 
independent parties. The frequency of the independent test should be 
consistent with the institution's OFAC risk profile; however, an in-
depth audit of each department in the banking institution might 
reasonably be conducted at least once a year. The person(s) responsible 
for testing should conduct an objective, comprehensive evaluation of 
OFAC policies and procedures. The audit scope should be comprehensive 
and sufficient to assess OFAC compliance risks across the spectrum of 
all the institution's activities. If violations are discovered, they 
should be promptly reported to both OFAC and the banking institution's 
banking regulator.
    D. Responsible Individuals. It is sound compliance procedure for an 
institution to designate a qualified individual or individuals to be 
responsible for the day-to-day compliance of its OFAC program, including 
at least one individual responsible for the oversight of blocked funds. 
This individual or these individuals should be fully knowledgeable about 
OFAC statutes, regulations, and relevant Executive orders.
    E. Training. A banking institution should provide adequate training 
for all appropriate employees. The scope and frequency of the training 
should be consistent with the OFAC risk profile and the particular 
employee's responsibilities.

[71 FR 1974, Jan. 12, 2006]



PART 505_REGULATIONS PROHIBITING TRANSACTIONS INVOLVING THE SHIPMENT OF CERTAIN MERCHANDISE BETWEEN FOREIGN COUNTRIES--Table of Contents




Sec.
505.01 Short title.
505.10 Prohibitions.
505.20 Definitions.
505.30 Licenses.
505.31 General license for offshore transactions from certain countries.
505.40 Records and reports.
505.50 Penalties.
505.60 Procedures.

    Authority: 31 U.S.C. 321(b); 50 U.S.C. App. 1-44; Pub. L. 101-410, 
104 Stat. 890 (28 U.S.C. 2461 note); E.O. 9193, 7 FR 5205, 3 CFR, 1938-
1943 Comp., p. 1174; E.O. 9989, 13 FR 4891, 3 CFR, 1943-1948 Comp., p. 
748.

    Source: 18 FR 4291, July 23, 1953, unless otherwise noted.



Sec. 505.01  Short title.

    The regulations in this part may be referred to as the Transaction 
Control Regulations.

[19 FR 5483, Aug. 27, 1954]



Sec. 505.10  Prohibitions.

    Except as specifically authorized by the Secretary of the Treasury 
(or any person, agency, or instrumentality designated by him) by means 
of regulations, rulings, instructions, licenses, or otherwise, no person 
within the United States, for his own account or that of another, may 
purchase or sell or arrange the purchase or sale of any merchandise in 
any foreign country or obtain from any banking institution a credit or 
payment in connection therewith, or attempt to do any of the foregoing, 
if:
    (a) The transaction involves the shipment from any foreign country 
of any merchandise directly or indirectly to any destination within a 
country on the attached schedule, and
    (b) The merchandise is of a type the unauthorized exportation of 
which from the United States is prohibited by regulations issued under 
the Arms Export Control Act of 1976, 22 U.S.C. 2778, or the Atomic 
Energy Act of 1954, 42 U.S.C. 2011-2297g-4, or successor acts 
restricting the esportation of strategic goods.

                                Schedule

Albania
Bulgaria
Cambodia
The Czech Republic
Estonia
Latvia
Lithuania
North Korea
Mongolia
People's Republic of China
Poland
Romania
The Slovak Republic
The geographic area formerly known as the Union of Soviet Socialist 
Republics
Vietnam

[30 FR 1284, Feb. 6, 1965, as amended at 50 FR 27437, July 3, 1985; 56 
FR 45895, Sept. 9, 1991; 58 FR 13198, Mar. 10, 1993; 60 FR 34144, June 
30, 1995]

[[Page 89]]



Sec. 505.20  Definitions.

    The definitions contained in subpart C, part 500 of this chapter are 
applicable to any terms therein defined which are used in this part.

[19 FR 5483, Aug. 27, 1954]



Sec. 505.30  Licenses.

    No regulation, ruling, instruction or license authorizes a 
transaction prohibited by Sec. 505.10 unless the regulation, ruling, 
instruction or license is issued by the Treasury Department and 
specifically refers to that section. For provisions relating to 
licensing procedures, see part 501, subpart E, of this chapter. 
Licensing actions taken pursuant to part 501 of this chapter with 
respect to the prohibitions contained in this part are considered 
actions taken pursuant to this part.

[18 FR 4291, July 23, 1953, as amended at 68 FR 53657, Sept. 11, 2003]



Sec. 505.31  General license for offshore transactions from certain countries.

    (a) Except as provided in paragraph (b) of this section, all 
transactions prohibited by Sec. 505.10 are hereby authorized provided:
    (1) Shipment is to a country listed in the schedule to Sec. 505.10, 
other than North Korea; and
    (2) Shipment is made from and licensed by one of the following 
foreign countries: Australia, Austria, Belgium, Canada, Denmark, France, 
Finland, Germany, Greece, Hong Kong, Ireland, Italy, Japan, Luxembourg, 
The Netherlands, New Zealand, Norway, Portugal, Spain, Sweden, 
Switzerland, Turkey, or the United Kingdom.
    (b) This section does not authorize any transactions otherwise 
prohibited by this chapter.

[37 FR 3520, Feb. 17, 1972, as amended at 41 FR 16557, Apr. 20, 1976; 56 
FR 45895, Sept. 9, 1991; 58 FR 13198, Mar. 10, 1993]



Sec. 505.40  Records and reports.

    For provisions relating to records and reports, see Sec. Sec. 
501.601 and 501.602 of this chapter.

[18 FR 4291, July 23, 1953, as amended at 62 FR 45106, Aug. 25, 1997]



Sec. 505.50  Penalties.

    For provisions relating to penalties, see part 501, subpart D, of 
this chapter.

[63 FR 10331, Mar. 3, 1998, as amended at 68 FR 53657, Sept. 11, 2003]



Sec. 505.60  Procedures.

    For license application procedures and procedures relating to 
amendments, modifications, or revocations of licenses; administrative 
decisions; rulemaking; and requests for documents pursuant to the 
Freedom of Information and Privacy Acts (5 U.S.C. 552 and 552a), see 
part 501, subpart E, of this chapter.

[62 FR 45106, Aug. 25, 1997, as amended at 68 FR 53657, Sept. 11, 2003]



PART 515_CUBAN ASSETS CONTROL REGULATIONS--Table of Contents




      Subpart A_Relation of This Part to Other Laws and Regulations

Sec.
515.101 Relation of this part to other laws and regulations.

                         Subpart B_Prohibitions

515.201 Transactions involving designated foreign countries or their 
          nationals; effective date.
515.202 Transactions with respect to securities registered or inscribed 
          in the name of a designated national.
515.203 Effect of transfers violating the provisions of this part.
515.204 Importation of and dealings in certain merchandise.
515.205 Holding of certain types of blocked property in interest-bearing 
          accounts.
515.206 Exempt transactions.
515.207 Entry of vessels engaged in trade with Cuba.
515.208 Restrictions on loans, credits and other financing.

                      Subpart C_General Definitions

515.301 Foreign country.
515.302 National.
515.303 Nationals of more than one foreign country.
515.305 Designated national.
515.306 Specially designated national.
515.307 Unblocked national.
515.308 Person.
515.309 Transactions.
515.310 Transfer.
515.311 Property; property interests.
515.312 Interest.

[[Page 90]]

515.313 Property subject to the jurisdiction of the United States.
515.314 Banking institution.
515.316 License.
515.317 General license.
515.318 Specific license.
515.319 Blocked account.
515.320 Domestic bank.
515.321 United States; continental United States.
515.322 Authorized trade territory; member of the authorized trade 
          territory.
515.323 Occupied area.
515.325 National securities exchange.
515.326 Custody of safe deposit boxes.
515.327 Blocked estate of a decedent.
515.329 Person subject to the jurisdiction of the United States.
515.330 Person within the United States.
515.331 Merchandise.
515.332 Information and informational materials.
515.333 Depository institution.
515.334 United States national.
515.335 Permanent resident alien.
515.336 Confiscated.

                        Subpart D_Interpretations

515.401 Reference to amended sections.
515.402 Effect of amendment of sections of this part or of other orders, 
          etc.
515.403 Termination and acquisition of the interest of a designated 
          national.
515.404 Transactions between principal and agent.
515.405 Exportation of securities, currency, checks, drafts and 
          promissory notes.
515.406 Drafts under irrevocable letters of credit; documentary drafts.
515.407 Administration of blocked estates of decedents.
515.408 Access to certain safe deposit boxes prohibited.
515.409 Certain payments to a designated foreign country and nationals 
          through third countries.
515.410 Dealing abroad in Cuban origin commodities.
515.411 Exclusion from authorization in Sec. 515.518.
515.413 [Reserved]
515.415 Travel to Cuba; transportation of certain Cuban nationals.
515.416-515.417 [Reserved]
515.418 Transactions related to telecommunications.
515.419 [Reserved]
515.420 Travel to Cuba.

 Subpart E_Licenses, Authorizations, and Statements of Licensing Policy

515.501 General and specific licensing procedures.
515.502 Effect of subsequent license or authorization.
515.503 Exclusion from licenses and authorizations.
515.504 Certain judicial proceedings with respect to property of 
          designated nationals.
515.505 Certain Cuban nationals unblocked; transactions of Cuban 
          nationals paroled into the United States.
515.506-515.507 [Reserved]
515.508 Payments to blocked accounts in domestic banks.
515.509 Entries in certain accounts for normal service charges.
515.510 Payments to the United States, States and political 
          subdivisions.
515.511 Transactions by certain business enterprises.
515.512 Provision of certain legal services authorized.
515.513 Purchase and sale of certain securities.
515.514 Payment of dividends and interest on and redemption and 
          collection of securities.
515.515 Transfers of securities to blocked accounts in domestic banks.
515.516 Voting and soliciting of proxies on securities.
515.517 Access to safe deposit boxes under certain conditions.
515.518 [Reserved]
515.519 Limited payments from accounts of United States citizens abroad.
515.520 Payments from accounts of United States citizens in employ of 
          United States in foreign countries and certain other persons.
515.521 U.S. assets of certain Cuban corporations.
515.522 U.S. assets of certain Cuban decedents.
515.523 Transactions incident to the administration of decedents' 
          estates.
515.524 Payment from, and transactions in the administration of certain 
          trusts and estates.
515.525 Certain transfers by operation of law.
515.526 Transactions involving blocked life insurance policies.
515.527 Certain transactions with respect to United States intellectual 
          property.
515.528 Certain transactions with respect to blocked foreign 
          intellectual property.
515.529 Powers of attorney.
515.530 Exportation of powers of attorney or instructions relating to 
          certain types of transactions.
515.531 Payment of certain checks and drafts.
515.532 Completion of certain securities transactions.
515.533 Transactions incident to exportations from the United States and 
          reexportations of U.S.-origin items to Cuba; negotiation of 
          executory contracts.

[[Page 91]]

515.535 Exchange of certain securities.
515.536 Certain transactions with respect to merchandise affected by 
          Sec. 515.204.
515.540 [Reserved]
515.542 Telecommunications, information, and informational materials.
515.543 Proof of origin.
515.544 Gifts of Cuban origin goods.
515.545 Transactions related to information and informational materials.
515.546 Accounts of Cuban sole proprietorships.
515.547 Research samples.
515.548 Services rendered by Cuba to United States aircraft.
515.549 Bank accounts and other property of non-Cuban citizens who were 
          in Cuba on or after July 8, 1963.
515.550 Certain vessel transactions authorized.
515.551 Joint bank accounts.
515.552 Proceeds of insurance policies.
515.553 Bank accounts of official representatives in Cuba of foreign 
          governments.
515.554 Transfers of abandoned property under State laws.
515.555 Assets of Cuban firms wholly or substantially owned by U.S. 
          citizens.
515.556 [Reserved]
515.557 Accounts of Cuban partnerships.
515.558 Bunkering of Cuban vessels and fueling of Cuban aircraft by 
          American-owned or controlled foreign firms.
515.559 Certain transactions by U.S.-owned or controlled foreign firms 
          with Cuba.
515.560 Travel-related transactions to, from, and within Cuba by persons 
          subject to U.S. jurisdiction.
515.561 Persons visiting members of their immediate family in Cuba.
515.562 Officials of the U.S. government, foreign governments, and 
          certain intergovernmental organizations traveling to, from, 
          and within Cuba on official business.
515.563 Journalistic activities in Cuba.
515.564 Professional research and professional meetings in Cuba.
515.565 Educational activities.
515.566 Religious activities in Cuba.
515.567 Public performances, athletic and other competitions, and 
          exhibitions.
515.568 [Reserved]
515.569 Foreign passengers' baggage.
515.570 Remittances to nationals of Cuba.
515.571 Certain transactions incident to travel to, from, and within the 
          United States by Cuban nationals.
515.572 Authorization of transactions incident to the provision of 
          travel services, carrier services, and remittance forwarding 
          services.
515.573 Transactions by news organizations.
515.574 Support for the Cuban people.
515.575 Humanitarian projects.
515.576 Activities of private foundations or research or educational 
          institutes.
515.577 Authorized transactions necessary and ordinarily incident to 
          publishing.

                            Subpart F_Reports

515.601 Records and reports.

                           Subpart G_Penalties

515.701 Penalties.

                          Subpart H_Procedures

515.801 Procedures.
515.802 Delegation by the Secretary of the Treasury.
515.803 Customs procedures; merchandise specified in Sec. 515.204.

                   Subpart I_Miscellaneous Provisions

515.901 Paperwork Reduction Act notice.

    Authority: 18 U.S.C. 2332d; 22 U.S.C. 2370(a), 6001-6010; 31 U.S.C. 
321(b); 50 U.S.C. App. 1-44; Pub. L. 101-410, 104 Stat. 890 (28 U.S.C. 
2461 note); Pub. L. 106-387, 114 Stat. 1549; E.O. 9193, 7 FR 5205, 3 
CFR, 1938-1943 Comp., p. 1147; E.O. 9989, 13 FR 4891, 3 CFR, 1943-1948 
Comp., p. 748; Proc. 3447, 27 FR 1085, 3 CFR, 1959-1963 Comp., p. 157; 
E.O. 12854, 58 FR 36587, 3 CFR, 1993 Comp., p. 614.

    Source: 28 FR 6974, July 9, 1963, unless otherwise noted.



      Subpart A_Relation of This Part to Other Laws and Regulations



Sec. 515.101  Relation of this part to other laws and regulations.

    (a) This part is separate from, and independent of, the other parts 
of this chapter with the exception of part 501 of this chapter, the 
recordkeeping and reporting requirements and license application and 
other procedures of which apply to this part. No license or 
authorization contained in or issued pursuant to one of those parts, or 
any other provision of law, authorizes any transaction prohibited by 
this part.
    (b) No license or authorization contained in or issued pursuant to 
this part shall be deemed to authorize any transaction prohibited by any 
law other than the Trading With the Enemy Act, 50 U.S.C. App. 5(b), as 
amended, the Foreign Assistance Act of 1961, 22 U.S.C. 2370, or any 
proclamation, order, regulation or license issued pursuant thereto.

[50 FR 27437, July 3, 1985, as amended at 62 FR 45106, Aug. 25, 1997]

[[Page 92]]



                         Subpart B_Prohibitions



Sec. 515.201  Transactions involving designated foreign countries or their nationals; effective date.

    (a) All of the following transactions are prohibited, except as 
specifically authorized by the Secretary of the Treasury (or any person, 
agency, or instrumentality designated by him) by means of regulations, 
rulings, instructions, licenses, or otherwise, if either such 
transactions are by, or on behalf of, or pursuant to the direction of a 
foreign country designated under this part, or any national thereof, or 
such transactions involve property in which a foreign country designated 
under this part, or any national thereof, has at any time on or since 
the effective date of this section had any interest of any nature 
whatsoever, direct or indirect:
    (1) All transfers of credit and all payments between, by, through, 
or to any banking institution or banking institutions wheresoever 
located, with respect to any property subject to the jurisdiction of the 
United States or by any person (including a banking institution) subject 
to the jurisdiction of the United States;
    (2) All transactions in foreign exchange by any person within the 
United States; and
    (3) The exportation or withdrawal from the United States of gold or 
silver coin or bullion, currency or securities, or the earmarking of any 
such property, by any person within the United States.
    (b) All of the following transactions are prohibited, except as 
specifically authorized by the Secretary of the Treasury (or any person, 
agency, or instrumentality designated by him) by means of regulations, 
rulings, instructions, licenses, or otherwise, if such transactions 
involve property in which any foreign country designated under this 
part, or any national thereof, has at any time on or since the effective 
date of this section had any interest of any nature whatsoever, direct 
or indirect:
    (1) All dealings in, including, without limitation, transfers, 
withdrawals, or exportations of, any property or evidences of 
indebtedness or evidences of ownership of property by any person subject 
to the jurisdiction of the United States; and
    (2) All transfers outside the United States with regard to any 
property or property interest subject to the jurisdiction of the United 
States.
    (c) Any transaction for the purpose or which has the effect of 
evading or avoiding any of the prohibitions set forth in paragraph (a) 
or (b) of this section is hereby prohibited.
    (d) For the purposes of this part, the term foreign country 
designated under this part and the term designated foreign country mean 
Cuba and the term effective date and the term effective date of this 
section mean with respect to Cuba, or any national thereof, 12:01 a.m., 
e.s.t., July 8, 1963.
    (e) When a transaction results in the blocking of funds at a banking 
institution pursuant to this section and a party to the transaction 
believes the funds have been blocked due to mistaken identity, that 
party may seek to have such funds unblocked pursuant to the 
administrative procedures set forth in Sec. 501.806 of this chapter.

[28 FR 6974, July 9, 1963, as amended at 62 FR 45106, Aug. 25, 1997]



Sec. 515.202  Transactions with respect to securities registered or inscribed in the name of a designated national.

    Unless authorized by a license expressly referring to this section, 
the acquisition, transfer (including the transfer on the books of any 
issuer or agent thereof), disposition, transportation, importation, 
exportation, or withdrawal of, or the endorsement or guaranty of 
signatures on or otherwise dealing in any security (or evidence thereof) 
registered or inscribed in the name of any designated national is 
prohibited irrespective of the fact that at any time (either prior to, 
on, or subsequent to the ``effective date'') the registered or inscribed 
owner thereof may have, or appears to have, assigned, transferred or 
otherwise disposed of any such security.



Sec. 515.203  Effect of transfers violating the provisions of this part.

    (a) Any transfer after the ``effective date'' which is in violation 
of any provision of this part or of any regulation,

[[Page 93]]

ruling, instruction, license, or other direction or authorization 
thereunder and involves any property in which a designated national has 
or has had an interest since such ``effective date'' is null and void 
and shall not be the basis for the assertion or recognition of any 
interest in or right, remedy, power or privilege with respect to such 
property.
    (b) No transfer before the ``effective date'' shall be the basis for 
the assertion or recognition of any right, remedy, power, or privilege 
with respect to, or interest in, any property in which a designated 
national has or has had an interest since the ``effective date'' unless 
the person with whom such property is held or maintained had written 
notice of the transfer or by any written evidence had recognized such 
transfer prior to such ``effective date.''
    (c) Unless otherwise provided, an appropriate license or other 
authorization issued by or pursuant to the direction or authorization of 
the Secretary of the Treasury before, during or after a transfer shall 
validate such transfer or render it enforceable to the same extent as it 
would be valid or enforceable but for the provisions of section 5(b) of 
the Trading With the Enemy Act, as amended, and this part and any 
ruling, order, regulation, direction or instruction issued hereunder.
    (d) Transfers of property which otherwise would be null and void, or 
unenforceable by virtue of the provisions of this section shall not be 
deemed to be null and void, or unenforceable pursuant to such 
provisions, as to any person with whom such property was held or 
maintained (and as to such person only) in cases in which such person is 
able to establish each of the following:
    (1) Such transfer did not represent a willful violation of the 
provisions of this part by the person with whom such property was held 
or maintained;
    (2) The person with whom such property was held or maintained did 
not have reasonable cause to know or suspect, in view of all the facts 
and circumstances known or available to such person, that such transfer 
required a license or authorization by or pursuant to the provisions of 
this part and was not so licensed or authorized or if a license or 
authorization did purport to cover the transfer, that such license or 
authorization had been obtained by misrepresentation or the withholding 
of material facts or was otherwise fraudulently obtained; and
    (3) Promptly upon discovery that:
    (i) Such transfer was in violation of the provisions of this part or 
any regulation, ruling, instruction, license or other direction or 
authorization thereunder, or
    (ii) Such transfer was not licensed or authorized by the Secretary 
of the Treasury, or
    (iii) If a license did purport to cover the transfer, such license 
had been obtained by misrepresentation or the withholding of material 
facts or was otherwise fraudulently obtained;

the person with whom such property was held or maintained filed with the 
Treasury Department, Washington, D.C., a report in triplicate setting 
forth in full the circumstances relating to such transfer. The filing of 
a report in accordance with the provisions of this paragraph shall not 
be deemed to be compliance or evidence of compliance with paragraphs (d) 
(1) and (2) of this section.
    (e) Unless licensed or authorized by Sec. 515.504 or otherwise 
licensed or authorized pursuant to this chapter any attachment, 
judgment, decree, lien, execution, garnishment, or other judicial 
process is null and void with respect to any property in which on or 
since the ``effective date'' there existed the interest of a designated 
foreign country or national thereof.
    (f) For the purpose of this section the term property includes gold, 
silver, bullion, currency, coin, credit, securities (as that term is 
defined in section 2(1) of the Securities Act of 1933, as amended), 
bills of exchange, notes, drafts, acceptances, checks, letters of 
credit, book credits, debts, claims, contracts, negotiable documents of 
title, mortgages, liens, annuities, insurance policies, options and 
futures in commodities, and evidences of any of the foregoing. The term 
property shall not, except to the extent indicated, be deemed to include 
chattels or real property.

[28 FR 6974, July 9, 1963, as amended at 28 FR 7941, Aug. 3, 1963]

[[Page 94]]



Sec. 515.204  Importation of and dealings in certain merchandise.

    (a) Except as specifically authorized by the Secretary of the 
Treasury (or any person, agency, or instrumentality designated by him) 
by means of regulations, rulings, instructions, licenses, or otherwise, 
no person subject to the jurisdiction of the United States may purchase, 
transport, import, or otherwise deal in or engage in any transaction 
with respect to any merchandise outside the United States if such 
merchandise:
    (1) Is of Cuban origin; or
    (2) Is or has been located in or transported from or through Cuba; 
or
    (3) Is made or derived in whole or in part of any article which is 
the growth, produce or manufacture of Cuba.
    (b) [Reserved]



Sec. 515.205  Holding of certain types of blocked property in interest-bearing accounts.

    (a) Except as provided by paragraphs (d), (e) and (f) of this 
section, or as authorized by the Secretary of the Treasury or his 
delegate by specific license, any person holding any property included 
in paragraph (h) of this section is prohibited from holding, 
withholding, using, transferring, engaging in any transactions 
involving, or exercising any right, power, or privilege with respect to 
any such property, unless it is held in an interest-bearing account in a 
domestic bank.
    (b) Any person presently holding property subject to the provisions 
of paragraph (a) of this section which, as of the effective date of this 
section, is not being held in accordance with the provisions of that 
paragraph shall transfer such property to or hold such property or cause 
such property to be held in an interest-bearing account in any domestic 
bank within 30 days of the effective date of this section.
    (c) Any person holding any checks or drafts subject to the 
provisions of Sec. 515.201 is authorized and directed, wherever 
possible consistent with state law (except as otherwise specifically 
provided in paragraph (c)(3) of this section), to negotiate or present 
for collection or payment such instruments and credit the proceeds to 
interest-bearing accounts. Any transaction by any person incident to the 
negotiation, processing. presentment, collection or payment of such 
instruments and deposit of the proceeds into an interest-bearing account 
is hereby authorized: Provided that:
    (1) The transaction does not represent, directly or indirectly, a 
transfer of the interest of a designated national to any other country 
or person;
    (2) The proceeds are held in a blocked account indicating the 
designated national who is the payee or owner of the instrument; and,
    (3) In the case of a blocked check or draft which has been purchased 
by the maker/drawer from the drawee bank (e.g., cashier's check, money 
order, or traveler's check) or which is drawn against a presently 
existing account, such bank, on presentment of the instrument in 
accordance with the provisions of this section, shall either:
    (i) Pay the instrument (subject to paragraphs (c)(1) and (2) of this 
section) or
    (ii) Credit a blocked account on its books with the amount payable 
on the instrument.

In either event, the blocked account shall be identified as resulting 
from the proceeds of a blocked check or draft, and the identification 
shall include a reference to the names of both the maker and payee of 
the instrument.
    (d) Property subject to the provisions of paragraph (a) or (b) of 
this section, held by a person claiming a set-off against such property, 
is exempt from the provisions of paragraphs (a), (b) and (c) of this 
section to the extent of the set-off: Provided however, That interest 
shall be due from 30 days after the effective date of this section if it 
should ultimately be determined that the claim to a set-off is without 
merit.
    (e) Property subject to the provisions of paragraphs (a) and (b) of 
this section, held in a customer's account by a registered broker/dealer 
in securities, may continue to be held for the customer by the broker/
dealer provided interest is credited to the account on any balance not 
invested in securities in accordance with Sec. 515.513. The interest 
paid on such accounts by a broker/dealer who does not elect to hold such 
property for a customer's account in a

[[Page 95]]

domestic bank shall not be less than the maximum rate payable on the 
shortest time deposit available in any domestic bank in the jurisdiction 
in which the broker/dealer holds the account.
    (f) Property subject to the provisions of paragraphs (a) and (b) of 
this section, held by a state agency charged with the custody of 
abandoned or unclaimed property under Sec. 515.554 may continue to be 
held by the agency provided interest is credited to the blocked account 
in which the property is held by the agency, or the property is held by 
the agency in a blocked account in a domestic bank. The interest 
credited to such accounts by an agency which does not elect to hold such 
property in a domestic bank shall not be less than the maximum rate 
payable on the shortest time deposit available in any domestic bank in 
the state.
    (g) For purposes of this section, the term interest-bearing account 
means a blocked account earning interest at no less than the maximum 
rate payable on the shortest time deposit in the domestic bank where the 
account is held: Provided however, That such an account may include six-
month Treasury bills or insured certificates, with a maturity not 
exceeding six-months, appropriate to the amounts involved.
    (h) The following types of property are subject to paragraphs (a) 
and (b) of this section:
    (1) Any currency, bank deposit and bank accounts subject to the 
provisions of Sec. 515.201;
    (2) Any property subject to the provisions of Sec. 515.201 which 
consists, in whole or in part, of undisputed and either liquidated or 
matured debts, claims, obligations or other evidence of indebtedness, to 
the extent of any amount that is undisputed and liquidated or matured; 
and
    (3) Any proceeds resulting from the payment of an obligation under 
paragraph (c) of this section.
    (i) For purposes of this section, the term domestic bank includes 
any FSLIC-insured institution (as defined in 12 CFR 561.1).
    (j) For the purposes of this section the term person includes the 
United States Government or any agency or instrumentality thereof, 
except where the agency or instrumentality submits to the Office of 
Foreign Assets Control an opinion of its General Counsel that either:
    (1) It lacks statutory authority to comply with this section, or
    (2) The requirements of paragraphs (a) and (b) of this section are 
inconsistent with the statutory program under which it operates.

[44 FR 11770, Mar. 2, 1979]



Sec. 515.206  Exempt transactions.

    (a) Information and informational materials. (1) The importation 
from any country and the exportation to any country of information or 
informational materials as defined in Sec. 515.332, whether commercial 
or otherwise, regardless of format or medium of transmission, are exempt 
from the prohibitions and regulations of this part except for payments 
owed to Cuba for telecommunications services between Cuba and the United 
States, which are subject to the provisions of Sec. 515.542.
    (2) This section does not authorize transactions related to 
information or informational materials not fully created and in 
existence at the date of the transaction, or to the substantive or 
artistic alteration or enhancement of information or informational 
materials, or to the provision of marketing and business consulting 
services by a person subject to the jurisdiction of the United States. 
Such prohibited transactions include, without limitation, payment of 
advances for information or informational materials not yet created and 
completed, provision of services to market, produce or co-produce, 
create or assist in the creation of information or informational 
materials, and payment of royalties to a designated national with 
respect to income received for enhancements or alterations made by 
persons subject to the jurisdiction of the United States to information 
or informational materials imported from a designated national.
    (3) This section does not authorize transactions incident to the 
transmission of restricted technical data as defined in the Export 
Administration Regulations, 15 CFR parts 730-774, or to the exportation 
of goods for use in the

[[Page 96]]

transmission of any data. The exportation of such goods to designated 
foreign countries is prohibited, as provided in Sec. 515.201 of this 
part and Sec. 785.1 of the Export Administration Regulations.
    (4) This section does not authorize transactions related to travel 
to Cuba when such travel is not otherwise authorized under Sec. 
515.545.

    Example #1: A U.S. publisher ships 500 copies of a book to Cuba 
directly from Miami aboard a chartered aircraft, and receives payment by 
means of a letter of credit issued by a Cuban bank and confirmed by an 
American bank. These are permissible transactions under this section.
    Example #2: A Cuban party exports a single master copy of a Cuban 
motion picture to a U.S. party and licenses the U.S. party to duplicate, 
distribute, show and exploit in the United States the Cuban film in any 
medium, including home video distribution, for five years, with the 
Cuban party receiving 40% of the net income. All transactions relating 
to the activities described in this example are authorized under this 
section or Sec. 515.545.
    Example #3: A U.S. recording company proposes to contract with a 
Cuban musician to create certain musical compositions, and to advance 
royalties of $10,000 to the musician. The music written in Cuba is to be 
recorded in a studio that the recording company owns in the Bahamas. 
These are all prohibited transactions. The U.S. party is prohibited 
under Sec. 515.201 from contracting for the Cuban musician's services, 
from transferring $10,000 to Cuba to pay for those services, and from 
providing the Cuban with production services through the use of its 
studio in the Bahamas. No information or informational materials are in 
being at the time of these proposed transactions. However, the U.S. 
recording company may contract to purchase and import preexisting 
recordings by the Cuban musician, or to copy the recordings in the 
United States and pay negotiated royalties to Cuba under this section or 
Sec. 515.545.
    Example #4: A Cuban party enters into a subpublication agreement 
licensing a U.S. party to print and publish copies of a musicial 
composition and to sub-license rights of public performance, adaptation, 
and arrangement of the musical composition, with payment to be a 
percentage of income received. All transactions related to the 
activities described in this example are authorized under this section 
and Sec. 515.545, except for adaptation, and arrangement, which 
constitute artistic enhancement of the Cuban composition. Payment to the 
Cuban party may not reflect income received as a result of these 
enhancements.

    (b) Donation of food. The prohibitions contained in this part do not 
apply to transactions incident to the donation of food to 
nongovernmental organizations or individuals in Cuba.

[54 FR 5233, Feb. 2, 1989, as amended at 60 FR 39256, Aug. 2, 1995; 64 
FR 25812, May 13, 1999]



Sec. 515.207  Entry of vessels engaged in trade with Cuba.

    Except as specifically authorized by the Secretary of the Treasury 
(or any person, agency or instrumentality designated by him), by means 
of regulations, rulings, instructions, licenses or otherwise,
    (a) No vessel that enters a port or place in Cuba to engage in the 
trade of goods or the purchase or provision of services, may enter a 
U.S. port for the purpose of loading or unloading freight for a period 
of 180 days from the date the vessel departed from a port or place in 
Cuba; and
    (b) No vessel carrying goods or passengers to or from Cuba or 
carrying goods in which Cuba or a Cuban national has an interest may 
enter a U.S. port with such goods or passengers on board.

    Note to Sec. 515.207: For the waiver of the prohibitions contained 
in this section for certain vessels engaged in licensed or exempt trade 
with Cuba, see Sec. 515.550.

[58 FR 34710, June 29, 1993, as amended at 66 FR 36687, July 12, 2001]



Sec. 515.208  Restrictions on loans, credits and other financing.

    No United States national, permanent resident alien, or United 
States agency may knowingly make a loan, extend credit or provide other 
financing for the purpose of financing transactions involving 
confiscated property the claim to which is owned by a United States 
national, except for financing by a United States national owning such a 
claim for a transaction permitted under United States law.

[61 FR 37386, July 18, 1996]



                      Subpart C_General Definitions



Sec. 515.301  Foreign country.

    The term foreign country also includes, but not by way of 
limitation:

[[Page 97]]

    (a) The state and the government of any such territory on or after 
the ``effective date'' as well as any political subdivision, agency, or 
instrumentality thereof or any territory, dependency, colony, 
protectorate, mandate, dominion, possession or place subject to the 
jurisdiction thereof,
    (b) Any other government (including any political subdivision, 
agency, or instrumentality thereof) to the extent and only to the extent 
that such government exercises or claims to exercise control, authority, 
jurisdiction or sovereignty over territory which on the ``effective 
date'' constituted such foreign country,
    (c) Any person to the extent that such person is, or has been, or to 
the extent that there is reasonable cause to believe that such person 
is, or has been, since the ``effective date,'' acting or purporting to 
act directly or indirectly for the benefit or on behalf of any of the 
foregoing, and
    (d) Any territory which on or since the ``effective date'' is 
controlled or occupied by the military, naval or police forces or other 
authority of such foreign country.



Sec. 515.302  National.

    (a) The term national when used with respect to a country shall 
include:
    (1) A subject or citizen of that country or any person who has been 
domiciled in or a permanent resident of that country at any time on or 
since the ``effective date,'' except persons who were permanent 
residents of or domiciled in that country in the service of the U.S. 
Government and persons whose transactions in that country were 
authorized by the Office of Foreign Assets Control.
    (2) Any partnership, association, corporation, or other organization 
that, on or since the effective date:
    (i) Was or has been organized under the laws of that country;
    (ii) Had or has had its principal place of business in that country; 
or
    (iii) Was or has been controlled by, or a substantial part of the 
stocks, share, bonds, debentures, notes, drafts, or other securities or 
obligations of which was or has been controlled by, directly or 
indirectly, that country and/or one or more nationals thereof.
    (3) Any organization's office or other sub-unit that is located 
within that country.
    (4) Any person to the extent that such person, on or since the 
``effective date'' was or has been acting or purporting to act directly 
or indirectly for the benefit or on behalf of any national of that 
country.
    (5) Any other person who there is reasonable cause to believe is a 
``national'' as defined in this section.
    (b) Persons who travel in Cuba do not become nationals of Cuba 
solely because of such travel.
    (c) The Secretary of the Treasury retains full power to determine 
that any person is or shall be deemed to be a ``national'' within the 
meaning of this section, and to specify the foreign country of which 
such person is or shall be deemed to be a national.

[28 FR 6974, July 9, 1963, as amended at 50 FR 27437, July 3, 1985; 64 
FR 25812, May 13, 1999; 68 FR 14144, Mar. 24, 2003]



Sec. 515.303  Nationals of more than one foreign country.

    (a) Any person who by virtue of any provision in this chapter is a 
national of more than one foreign country shall be deemed to be a 
national of each of such foreign countries.
    (b) In any case in which a person is a national of two or more 
designated foreign countries, as defined in this chapter, a license or 
authorization with respect to nationals of one of such designated 
foreign countries shall not be deemed to apply to such person unless a 
license or authorization of equal or greater scope is outstanding with 
respect to nationals of each other designated foreign country of which 
such person is a national.
    (c) In any case in which the combined interests of two or more 
designated foreign countries, as defined in this chapter, and/or 
nationals thereof are sufficient in the aggregate to constitute control 
or ownership of 25 per centum or more of the stock, shares, bonds, 
debentures, notes, drafts, or other securities or obligations of a 
partnership, association, corporation or other organization, but such 
control or a substantial part of such stock, shares, bonds, debentures, 
notes, drafts, or other securities or obligations is not held by

[[Page 98]]

any one such foreign country and/or national thereof, such partnership, 
association, corporation or other organization shall be deemed to be a 
national of each of such foreign countries.



Sec. 515.305  Designated national.

    For the purposes of this part, the term designated national shall 
mean Cuba and any national thereof including any person who is a 
specially designated national.



Sec. 515.306  Specially designated national.

    (a) The term specially designated national shall mean:
    (1) Any person who is determined by the Secretary of the Treasury to 
be a specially designated national,
    (2) Any person who on or since the ``effective date'' has acted for 
or on behalf of the Government or authorities exercising control over a 
designated foreign country, or
    (3) Any partnership, association, corporation or other organization 
which on or since the ``effective date'' has been owned or controlled 
directly or indirectly by the Government or authorities exercising 
control over a designated foreign country or by any specially designated 
national.
    (b) [Reserved]

    Note to Sec. 515.306: Please refer to the appendices at the end of 
this chapter for listings of persons designated pursuant to this part. 
Section 501.807 of this chapter sets forth the procedures to be followed 
by persons seeking administrative reconsideration of their designation 
or that of a vessel as blocked, or who wish to assert that the 
circumstances resulting in the designation are no longer applicable.

[28 FR 6974, July 9, 1963, as amended at 61 FR 32938, June 26, 1996; 62 
FR 45106, Aug. 25, 1997]



Sec. 515.307  Unblocked national.

    Any person licensed pursuant to Sec. 515.505 licensed as an 
unblocked national shall, while so licensed, be regarded as a person 
within the United States who is not a national of any designated foreign 
country: Provided, however, That the licensing of any person as an 
unblocked national shall not be deemed to suspend in any way the 
requirements of any section of this chapter relating to reports, or the 
production of books, documents, and records specified therein.

[28 FR 6974, July 9, 1963, as amended at 54 FR 5233, Feb. 2, 1989]



Sec. 515.308  Person.

    The term person means an individual, partnership, association, 
corporation, or other organization.



Sec. 515.309  Transactions.

    The phrase transactions which involve property in which a designated 
foreign country, or any national thereof, has any interest of any nature 
whatsoever, direct or indirect, includes, but not by way of limitation:
    (a) Any payment or transfer to such designated foreign country or 
national thereof,
    (b) Any export or withdrawal from the United States to such 
designated foreign country, and
    (c) Any transfer of credit, or payment of an obligation, expressed 
in terms of the currency of such designated foreign country.



Sec. 515.310  Transfer.

    The term transfer shall mean any actual or purported act or 
transaction, whether or not evidenced by writing, and whether or not 
done or preformed within the United States, the purpose, intent, or 
effect of which is to create, surrender, release, transfer, or alter, 
directly or indirectly, any right, remedy, power, privilege, or interest 
with respect to any property and without limitation upon the foregoing 
shall include the making, execution, or delivery of any assignment, 
power, conveyance, check, declaration, deed, deed of trust, power of 
attorney, power of appointment, bill of sale, mortgage, receipt, 
agreement, contract, certificate, gift, sale, affidavit, or statement; 
the appointment of any agent, trustee, or other fiduciary; the creation 
or transfer of any lien; the issuance, docketing, filing, or the levy of 
or under any judgment, decree, attachment, execution, or other judicial 
or administrative process or order, or the service of any garnishment; 
the acquisition of any interest of any nature whatsoever by reason of a 
judgment or decree of any foreign country; the fulfillment of any 
condition, or the exercise of any power

[[Page 99]]

of appointment, power of attorney, or other power.



Sec. 515.311  Property; property interests.

    (a) Except as defined in Sec. 515.203(f) for the purposes of that 
section the terms property and property interest or property interests 
shall include, but not by way of limitation, money, checks, drafts, 
bullion, bank deposits, savings accounts, debts, indebtedness 
obligations, notes, debentures, stocks, bonds, coupons, and other 
financial securities, bankers' acceptances, mortgages, pledges, liens or 
other rights in the nature of security, warehouse receipts, bills of 
lading, trust receipts, bills of sale, any other evidences of title, 
ownership or indebtedness, powers of attorney, goods, wares, 
merchandise, chattels, stocks on hand, ships, goods on ships, real 
estate mortgages, deeds of trust, vendors' sales agreements, land 
contracts, real estate and any interest therein, leaseholds, ground 
rents, options, negotiable instruments, trade acceptances, royalties, 
book accounts, accounts payable, judgments, patents, trademarks, 
copyrights, contracts or licenses affecting or involving patents, 
trademarks or copyrights, insurance policies, safe deposit boxes and 
their contents, annuities, pooling agreements, contracts of any nature 
whatsoever, services, and any other property, real, personal, or mixed, 
tangible or intangible, or interest or interests therein, present, 
future or contingent.
    (b) As used in Sec. 515.208, the term property means any property 
(including patents, copyrights, trademarks, and any other form of 
intellectual property), whether real, personal, or mixed, and any 
present, future, or contingent right, security, or other interest 
therein, including any leasehold interest.

[28 FR 6974, July 9, 1963, as amended at 50 FR 27437, July 3, 1985; 56 
FR 49847, Oct. 2, 1991; 61 FR 37386, July 18, 1996]



Sec. 515.312  Interest.

    The term interest when used with respect to property shall mean an 
interest of any nature whatsoever, direct or indirect.



Sec. 515.313  Property subject to the jurisdiction of the United States.

    (a) The phrase property subject to the jurisdiction of the United 
States includes, without limitation, securities, whether registered or 
bearer, issued by:
    (1) The United States or any State, district, territory, possession, 
county, municipality, or any other subdivision or agency or 
instrumentality of any thereof; or
    (2) Any person with the United States whether the certificate which 
evidences such property or interest is physically located within or 
outside the United States.
    (b) The phrase property subject to the jurisdiction of the United 
States also includes, without limitation, securities, whether registered 
or bearer, by whomsoever issued, if the instrument evidencing such 
property or interest is physically located within the United States.



Sec. 515.314  Banking institution.

    The term banking institution shall include any person engaged 
primarily or incidentally in the business of banking, of granting or 
transferring credits, or of purchasing or selling foreign exchange or 
procuring purchases and sellers thereof, as principal or agent, or any 
person holding credits for others as a direct or incidental part of his 
business, or any broker; and, each principal, agent, home office, branch 
or correspondent of any person so engaged shall be regarded as a 
separate ``banking institution.''



Sec. 515.316  License.

    Except as otherwise specified, the term license shall mean any 
license or authorization contained in or issued pursuant to this part.



Sec. 515.317  General license.

    A general license is any license or authorization the terms of which 
are set forth in this part.



Sec. 515.318  Specific license.

    A specific license is any license or authorization issued pursuant 
to this part but not set forth in this part.

[28 FR 6974, July 9, 1963; 28 FR 7427, July 20, 1963]

[[Page 100]]



Sec. 515.319  Blocked account.

    The term blocked account shall mean an account in which any 
designated national has an interest, with respect to which account 
payments, transfers or withdrawals or other dealings may not be made or 
effected except pursuant to an authorization or license authorizing such 
action. The term blocked account shall not be deemed to include accounts 
of unblocked nationals.

[28 FR 6974, July 9, 1963; 28 FR 7427, July 20, 1963]



Sec. 515.320  Domestic bank.

    The term domestic bank shall mean any branch or office within the 
United States of any of the following which is not a national of a 
designated foreign country; any bank or trust company incorporated under 
the banking laws of the United States or any State, territory, or 
district of the United States, or any private bank or banker subject to 
supervision and examination under the banking laws of the United States 
or of any State, territory or district of the United States. The 
Secretary of the Treasury may also authorize any other banking 
institution to be treated as a ``domestic bank'' for the purpose of this 
definition or for the purpose of any or all sections of this part.



Sec. 515.321  United States; continental United States.

    The term United States means the United States and all areas under 
the jurisdiction or authority thereof, including the Trust Territory of 
the Pacific Islands. The term continental United States means the States 
of the United States and the District of Columbia.

[49 FR 27144, July 2, 1984]



Sec. 515.322  Authorized trade territory; member of the authorized trade territory.

    (a) The term authorized trade territory includes all countries, 
including any colony, territory, possession, or protectorate, except 
those countries subject to sanctions pursuant to this chapter. The term 
does not include the United States.
    (b) The term member of the authorized trade territory shall mean any 
of the foreign countries or political subdivisions comprising the 
authorized trade territory.

[43 FR 51762, Nov. 7, 1978, as amended at 60 FR 54195, Oct. 20, 1995]



Sec. 515.323  Occupied area.

    The term occupied area shall mean any territory occupied by a 
designated foreign country which was not occupied by such country prior 
to the ``effective date'' of this part.



Sec. 515.325  National securities exchange.

    The term national securities exchange shall mean an exchange 
registered as a national securities exchange under section 6 of the 
Securities Exchange Act of 1934 (48 Stat. 885, 15 U.S.C. 78f).



Sec. 515.326  Custody of safe deposit boxes.

    Safe deposit boxes shall be deemed to be in the custody not only of 
all persons having access thereto but also of the lessors of such boxes 
whether or not such lessors have access to such boxes. The foregoing 
shall not in any way be regarded as a limitation upon the meaning of the 
term custody.



Sec. 515.327  Blocked estate of a decedent.

    The term blocked estate of a decedent shall mean any decedent's 
estate in which a designated national has an interest. A person shall be 
deemed to have an interest in a decedent's estate if he:
    (a) Was the decedent;
    (b) Is a personal representative; or
    (c) Is a creditor, heir, legatee, devisee, distributee, or 
beneficiary.



Sec. 515.329  Person subject to the jurisdiction of the United States.

    The term person subject to the jurisdiction of the United States 
includes:
    (a) Any individual, wherever located, who is a citizen or resident 
of the United States;
    (b) Any person within the United States as defined in Sec. 515.330;
    (c) Any corporation, partnership, association, or other organization 
organized under the laws of the United States or of any State, 
territory, possession, or district of the United States; and

[[Page 101]]

    (d) Any corporation, partnership, association, or other 
organization, wherever organized or doing business, that is owned or 
controlled by persons specified in paragraphs (a) or (c) of this 
section.]

[50 FR 27437, July 3, 1985, as amended at 68 FR 14145, Mar. 24, 2003]



Sec. 515.330  Person within the United States.

    (a) The term person within the United States, includes:
    (1) Any person, wheresoever located, who is a resident of the United 
States;
    (2) Any person actually within the United States;
    (3) Any corporation, partnership, association, or other organization 
organized under the laws of the United States or of any State, 
territory, possession, or district of the United States; and
    (4) Any corporation, partnership, association, or other 
organization, wherever organized or doing business, which is owned or 
controlled by any person or persons specified in paragraphs (a)(1) or 
(a)(3) of this section.
    (b) [Reserved]

[28 FR 6974, July 9, 1963, as amended at 68 FR 14145, Mar. 24, 2003]



Sec. 515.331  Merchandise.

    The term merchandise means all goods, wares and chattels of every 
description without limitation of any kind.



Sec. 515.332  Information and informational materials.

    (a) For purposes of this part, the term information and 
informational materials means:
    (1) Publications, films, posters, phonograph records, photographs, 
microfilms, microfiche, tapes, compact disks, CD ROMs, artworks, news 
wire feeds, and other information and informational articles.
    (2) To be considered informational materials, artworks must be 
classified under Chapter subheading 9701, 9702, or 9703 of the 
Harmonized Tariff Schedule of the United States.
    (b) The term information and informational materials does not 
include items:
    (1) That would be controlled for export pursuant to section 5 of the 
Export Administration Act of 1979, 50 U.S.C. App. 2401-2420 (1993) (the 
``EAA''), or section 6 of the EAA to the extent that such controls 
promote nonproliferation of antiterrorism policies of the United States, 
including ``software'' that is not ``publicly available'' as these terms 
are defined in 15 CFR parts 779 and 799.1 (1994); or
    (2) With respect to which acts are prohibited by 18 U.S.C. chapter 
37.

[60 FR 39256, Aug. 2, 1995]



Sec. 515.333  Depository institution.

    The term depository institution means any of the following:
    (a) An insured bank as defined in section 3 of the Federal Deposit 
Insurance Act;
    (b) An insured institution as defined in section 408(a) of the 
National Housing Act;
    (c) An insured credit union as defined in section 101 of the Federal 
Credit Union Act; or
    (d) Any other institution that is carrying on banking activities 
pursuant to a charter from a Federal or state banking authority.

[57 FR 53997, Nov. 16, 1992]



Sec. 515.334  United States national.

    As used in Sec. 515.208, the term United States national means:
    (a) Any United States citizen; or
    (b) Any other legal entity which is organized under the laws of the 
United States, or of any State, the District of Columbia, or any 
commonwealth, territory, or possession of the United States, and which 
has its principal place of business in the United States.

[61 FR 37386, July 18, 1996]



Sec. 515.335  Permanent resident alien.

    As used in Sec. 515.208, the term permanent resident alien means an 
alien lawfully admitted for permanent residence into the United States.

[61 FR 37386, July 18, 1996]



Sec. 515.336  Confiscated.

    As used in Sec. 515.208, the term confiscated refers to:
    (a) The nationalization, expropriation, or other seizure by the 
Cuban

[[Page 102]]

Government of ownership or control of property, on or after January 1, 
1959:
    (1) Without the property having been returned or adequate and 
effective compensation provided; or
    (2) Without the claim to the property having been settled pursuant 
to an international claims settlement agreement or other mutually 
accepted settlement procedure; and
    (b) The repudiation by the Cuban Government of, the default by the 
Cuban Government on, or the failure of the Cuban Government to pay, on 
or after January 1, 1959:
    (1) A debt of any enterprise which has been nationalized, 
expropriated, or otherwise taken by the Cuban Government;
    (2) A debt which is a charge on property nationalized, expropriated, 
or otherwise taken by the Cuban Government; or
    (3) A debt which was incurred by the Cuban Government in 
satisfaction or settlement of a confiscated property claim.

[61 FR 37386, July 18, 1996]



                        Subpart D_Interpretations



Sec. 515.401  Reference to amended sections.

    Reference to any section of this part or to any regulation, ruling, 
order, instruction, direction or license issued pursuant to this part 
shall be deemed to refer to the same as currently amended unless 
otherwise so specified.



Sec. 515.402  Effect of amendment of sections of this part or of other orders, etc.

    Any amendment, modification, or revocation of any section of this 
part or of any order, regulation, ruling, instruction, or license issued 
by or under the direction of the Secretary of the Treasury pursuant to 
section 3(a) or 5(b) of the Trading With the Enemy Act, as amended, or 
pursuant to Proclamation 3447, shall not unless otherwise specifically 
provided be deemed to affect any act done or omitted to be done, or any 
suit or proceeding had or commenced in any civil or criminal case, prior 
to such amendment, modification, or revocation, and all penalties, 
forfeitures, and liabilities under any such section, order, regulation, 
ruling, instruction or license shall continue and may be enforced as if 
such amendment, modification, or revocation had not been made.



Sec. 515.403  Termination and acquisition of the interest of a designated national.

    (a) Except as provided in Sec. 515.525, whenever a transaction 
licensed or authorized by or pursuant to this part results in the 
transfer of property (including any property interest) away from a 
designated national, such property shall no longer be deemed to be 
property in which a designated national has or has had an interest 
unless there exists in such property an interest of a designated 
national, the transfer of which has not been effected pursuant to 
license or other authorization.
    (b) Unless otherwise specifically provided in a license or 
authorization contained in or issued pursuant to this part, if property 
(including any property interest) is transferred to a designated 
national such property shall be deemed to be property in which there 
exists the interest of a designated national.



Sec. 515.404  Transactions between principal and agent.

    A transaction between any person within the United States and any 
principal, agent, home office, branch, or correspondent, outside the 
United States of such person is a transaction prohibited by Sec. 
515.201 to the same extent as if the parties to the transaction were in 
no way affiliated or associated with each other.



Sec. 515.405  Exportation of securities, currency, checks, drafts and promissory notes.

    Section 515.201 prohibits the exportation of securities, currency, 
checks, drafts and promissory notes to a designated foreign country.



Sec. 515.406  Drafts under irrevocable letters of credit; documentary drafts.

    Section 515.201 prohibits the presentation, acceptance or payment 
of:
    (a) Drafts or other orders for payment drawn under irrevocable 
letters

[[Page 103]]

of credit issued in favor or on behalf of any designated national;
    (b) Drafts or other orders for payment, in which any designated 
national has on or since the ``effective date'' had any interest, drawn 
under any irrevocable letter of credit; and
    (c) Documentary drafts in which any designated national has on or 
since the ``effective date'' had any interest.



Sec. 515.407  Administration of blocked estates of decedents.

    Section 515.201 prohibits all transactions incident to the 
administration of the blocked estate of a decedent, including the 
appointment and qualification of personal representatives, the 
collection and liquidation of assets, the payment of claims, and 
distribution to beneficiaries. Attention is directed to Sec. 515.523 
which authorizes certain transactions in connection with the 
administration of blocked estates of decedents, and Sec. 515.522 which 
authorizes the unblocking by specific license of estate assets to 
certain heirs under certain circumstances.

[28 FR 6974, July 9, 1963, as amended at 54 FR 5234, Feb. 2, 1989; 64 FR 
25812, May 13, 1999]



Sec. 515.408  Access to certain safe deposit boxes prohibited.

    Section 515.201 prohibits access to any safe deposit box within the 
United States in the custody of any designated national or containing 
any property in which any designated national has any interest or which 
there is reasonable cause to believe contains property in which any such 
designated national has any interest. Attention is directed to Sec. 
515.517 which authorizes access to such safe deposit boxes under certain 
conditions.



Sec. 515.409  Certain payments to a designated foreign country and nationals through third countries.

    Section 515.201 prohibits any request or authorization made by or on 
behalf of a bank or other person within the United States to a bank or 
other person outside of the United States as a result of which request 
or authorization such latter bank or person makes a payment or transfer 
of credit either directly or indirectly to a designated national.



Sec. 515.410  Dealing abroad in Cuban origin commodities.

    Section 515.204 prohibits, unless licensed, the importation of 
commodities of Cuban origin. It also prohibits, unless licensed, persons 
subject to the jurisdiction of the United States from purchasing, 
transporting or otherwise dealing in commodities of Cuban origin which 
are outside the United States.

[39 FR 25317, July 10, 1974]



Sec. 515.411  Exclusion from authorization in Sec. 515.518.

    Heirs, legatees, etc. who acquire an interest in blocked property 
after July 8, 1963 pursuant to Sec. 515.525 are excluded from the 
provisions of Sec. 515.518 authorizing debits to blocked accounts for 
certain personal expenditures.

[39 FR 25317, July 10, 1974]



Sec. 515.413  [Reserved]



Sec. 515.415  Travel to Cuba; transportation of certain Cuban nationals.

    (a) The following transactions are prohibited by Sec. 515.201 when 
in connection with the transportation of any Cuban national, except a 
Cuban national holding an unexpired immigrant or non-immigrant visa or a 
returning resident of the United States, from Cuba to the United States, 
unless otherwise licensed:
    (1) Transactions incident to travel to, from, or within Cuba;
    (2) The transportation to Cuba of a vessel or aircraft;
    (3) The transportation into the United States of any vessel or 
aircraft which has been in Cuba since the effective date, regardless of 
registry;
    (4) The provision of any services to a Cuban national, regardless of 
whether any consideration for such services is furnished by the Cuban 
national;
    (5) The transportation or importation of baggage or other property 
of a Cuban national;
    (6) The transfer of funds or other property to any person where such 
transfer involves the provision of services to a Cuban national or the 
transportation or importation of, or any transactions involving, 
property in which Cuba or any Cuban national has

[[Page 104]]

any interest, including baggage or other such property;
    (7) Any other transaction such as payment of port fees and charges 
in Cuba and payment for fuel, meals, lodging; and
    (8) The receipt or acceptance of any gratuity, grant, or support in 
the form of meals, lodging, fuel, payments of travel or maintenance 
expenses, or otherwise, in connection with travel to or from Cuba or 
travel or maintenance within Cuba.
    (b) Transactions incident to the travel to the United States of 
Cuban nationals traveling without a visa issued by the Department of 
State are not authorized under the provisions of Sec. 515.571.
    (c) Transactions described in paragraph (a) of this section are not 
``transactions ordinarily incident to travel to and from Cuba'' as set 
forth in Sec. 515.560(c).

[45 FR 32671, May 19, 1980, as amended at 64 FR 25812, May 13, 1999]



Sec. Sec. 515.416-515.417  [Reserved]



Sec. 515.418  Transactions related to telecommunications.

    (a) Section 515.542(c) provides that specific licenses may be issued 
for transactions incident to the receipt or transmission of 
communications between the United States and Cuba. Pursuant to Sec. 
515.542(c), licenses may be issued for payment to Cuba for full or 
partial payment of amounts due Cuba as a result of the provision of 
telecommunications services provided such services and payments are 
approved by the Federal Communications Commission and are consistent 
with policy guidelines governing telecommunications between the United 
States and Cuba established to implement the Cuban Democracy Act of 
1992.
    (b) Section 515.545 provides, in part, that licenses will be issued 
in appropriate cases for transactions for travel related to the 
transmission of information. Pursuant to Sec. 515.545, licenses may be 
issued on a case-by-case basis for travel transactions related to travel 
for negotiation or performance of telecommunications agreements for 
service between the United States and Cuba.

[58 FR 45060, Aug. 26, 1993, as amended at 64 FR 25812, May 13, 1999]



Sec. 515.419  [Reserved]



Sec. 515.420  Travel to Cuba.

    The prohibition on dealing in property in which Cuba or a Cuban 
national has an interest set forth in Sec. 515.201(b)(1) includes a 
prohibition on the receipt of goods or services in Cuba, even if 
provided free-of-charge by the Government of Cuba or a national of Cuba 
or paid for by a third-country national who is not subject to U.S. 
jurisdiction. The prohibition set forth in Sec. 515.201(b)(1) also 
prohibits payment for air travel to Cuba on a third-country carrier 
unless the travel is pursuant to an OFAC general or specific license.

[69 FR 33771, June 16, 2004]



 Subpart E_Licenses, Authorizations, and Statements of Licensing Policy



Sec. 515.501  General and specific licensing procedures.

    For provisions relating to licensing procedures, see part 501, 
subpart E, of this chapter. Licensing actions taken pursuant to part 501 
of this chapter with respect to the prohibitions contained in this part 
are considered actions taken pursuant to this part.

[68 FR 53657, Sept. 11, 2003]



Sec. 515.502  Effect of subsequent license or authorization.

    (a) No license or other authorization contained in this part or 
otherwise issued by or under the direction of the Secretary of the 
Treasury pursuant to section 3(a) or 5(b) of the Trading With the Enemy 
Act, as amended, or section 620(a), Pub. L. 87-195, or Proclamation 
3447, shall be deemed to authorize or validate any transaction effected 
prior to the issuance thereof, unless such license or other 
authorization specifically so provides.
    (b) No regulation, ruling, instruction, or license authorizes a 
transaction prohibited under this part unless the regulation, ruling, 
instruction, or license is

[[Page 105]]

issued by the Treasury Department and specifically refers to this part. 
No regulation, ruling, instruction or license referring to this part 
shall be deemed to authorize any transaction prohibited by part 500 of 
this chapter unless the regulation, ruling, instruction or license 
specifically refers to part 500.



Sec. 515.503  Exclusion from licenses and authorizations.

    The Secretary of the Treasury reserves the right to exclude from the 
operation of any license or from the privileges therein conferred or to 
restrict the applicability thereof with respect to particular persons, 
transactions or property or classes thereof. Such action shall be 
binding upon all persons receiving actual notice or constructive notice 
thereof.



Sec. 515.504  Certain judicial proceedings with respect to property of designated nationals.

    (a) Subject to the limitations of paragraphs (b), (c) and (d) of 
this section judicial proceedings are authorized with respect to 
property in which on or since the ``effective date'' there has existed 
the interest of a designated national.
    (b) A judicial proceeding is authorized by this section only if it 
is based upon a cause of action which accrued prior to the ``effective 
date''.
    (c) This section does not authorize or license:
    (1) The entry of any judgment or of any decree or order of similar 
or analogous effect upon any judgment book, minute book, journal or 
otherwise, or the docketing of any judgment in any docket book, or the 
filing of any judgment roll or the taking of any other similar or 
analogous action.
    (2) Any payment or delivery out of a blocked account based upon a 
judicial proceeding nor does it authorize the enforcement or carrying 
out of any judgment or decree or order of similar or analogous effect 
with regard to any property in which a designated national has an 
interest.
    (d) If a judicial proceeding relates to property in which there 
exists the interest of any designated national other than a person who 
would not have been a designated national except for his relationship to 
an occupied area, such proceeding is authorized only if it is based upon 
a claim in which no person other than any of the following has had an 
interest since the ``effective date'':
    (1) A citizen of the United States;
    (2) A corporation organized under the laws of the United States or 
any State, territory or possession thereof, or the District of Columbia;
    (3) A natural person who is and has been since the ``effective 
date'' a resident of the United States and who has not been a specially 
designated national;
    (4) A legal representative (whether or not appointed by a court of 
the United States) or successor in interest by inheritance, device, 
bequest, or operation of law, who falls within any of the categories 
specified in paragraphs (a) (1), (2), and (3) of this section but only 
to the same extent that their principals or predecessors would be 
qualified by such paragraphs.



Sec. 515.505  Certain Cuban nationals unblocked; transactions of Cuban nationals paroled into the United States.

    (a) General license unblocking certain persons. The following 
persons are licensed as unblocked nationals, as that term is defined in 
Sec. 515.307 of this part:
    (1) Any individual who:
    (i) Has taken up residence in the United States;
    (ii) Is a United States citizen, a permanent resident alien of the 
United States, or has applied to become a permanent resident alien of 
the United States and has an adjustment of status application pending; 
and
    (iii) Is not a specially designated national; and
    (2) Any entity that otherwise would be a national of Cuba solely 
because of the interest therein of an individual licensed in paragraph 
(a)(1) of this section as an unblocked national.

    Note to paragraph (a): An individual unblocked pursuant to this 
paragraph does not become blocked again by leaving the United States 
unless he or she becomes domiciled or a permanent national of Cuba or 
otherwise becomes a specially designated national.


[[Page 106]]


    (b) Specific licenses unblocking individuals permanently resident in 
third countries. Individual nationals of Cuba who have taken up 
permanent residence in the authorized trade territory may apply to the 
Office of Foreign Assets Control to be specifically licensed as 
unblocked nationals. Applications for specific licenses under this 
paragraph should include at least two of the following documents issued 
by the government authorities of the new country of permanent residence: 
Passport; voter registration card; permanent resident alien card; or 
national identity card. Other documents tending to show residency, such 
as income tax returns, also may be submitted in support of government 
documentation, but are not themselves sufficient.

    Note to paragraph (b): An individual unblocked pursuant to this 
paragraph does not become blocked again by leaving the United States 
unless he or she becomes domiciled or a permanent national of Cuba or 
otherwise becomes a specially designated national.

    (c) General license authorizing certain transactions of individuals 
paroled into the United States. An individual national of Cuba who has 
been paroled into the United States is authorized to engage in all 
transactions available to unblocked nationals, as that term is defined 
in Sec. 515.307 of this part, except that all property in which the 
individual has an interest and that was blocked pursuant to this part 
prior to the date on which parole was granted shall remain blocked. Such 
an individual is further authorized to withdraw a total amount not to 
exceed $250 in any one calendar month from any blocked accounts held in 
the individual's name.
    (d) The licensing of any person pursuant to this section shall not 
suspend the requirements of any section of this chapter relating to the 
maintenance or production of records.
    (e) The following examples illustrate the application of this 
section:

    (1) Example 1: A national of Cuba with a blocked U.S. bank account 
receives a U.S immigration visa. Upon arrival in the United States, she 
is issued a permanent resident alien card and thereby is licensed as an 
unblocked national pursuant to paragraph (a) of this section. She can 
apply immediately to OFAC for a specific license to have her bank 
account unblocked.
    (2) Example 2: A national of Cuba with a blocked U.S. bank account 
arrives in the United States without a valid visa and is paroled into 
the United States. One year later, he applies for and receives permanent 
resident alien status. From the date he is paroled into the United 
States until the date he applies for permanent resident alien status, he 
qualifies for the general license contained in paragraph (c) of this 
section. During this time he can engage in all transactions as if he is 
an unblocked national, but he cannot gain access to his blocked bank 
account other than to withdraw $250 each month. Beginning with his 
application to become a permanent resident alien, he is licensed as an 
unblocked national pursuant to paragraph (a) of this section. At this 
time, he can apply to OFAC for a specific license to have his bank 
account unblocked.
    (3) Example 3: A national of Cuba with a blocked U.S. bank account 
arrives in the United States on a temporary visa valid for six months. 
After her visa expires, she remains in the United States for an 
additional six months and then applies to become a permanent resident 
alien. She has an adjustment of status application pending until she 
receives permanent resident alien status one year later. From her 
arrival in the United States until her application for permanent 
resident alien status, she does not qualify for any of the 
authorizations contained in this section. Instead, she is authorized by 
Sec. 515.571 only to engage in transactions ordinarily incident to her 
travel and maintenance in the United States and to withdraw $250 each 
month from her blocked account to cover her living expenses. Beginning 
with her application to become a permanent resident alien, she is 
licensed as an unblocked national pursuant to paragraph (a) of this 
section. At this time, she can apply to OFAC for a specific license to 
have her bank account unblocked.

    Note to Sec. 515.505: See Sec. 515.571 for the authorization of 
certain limited transactions incident to travel to, from, and within the 
United States by Cuban nationals who enter the United States on a non-
immigrant visa or other non-immigrant travel authorization issued by the 
State Department.

[68 FR 14145, Mar. 24, 2003]



Sec. Sec. 515.506-515.507  [Reserved]



Sec. 515.508  Payments to blocked accounts in domestic banks.

    (a) Any payment or transfer of credit to a blocked account in a 
domestic bank in the name of any designated national is hereby 
authorized providing such payment or transfer shall not be

[[Page 107]]

made from any blocked account if such payment or transfer represents, 
directly or indirectly, a transfer of the interest of a designated 
national to any other country or person.
    (b) This section does not authorize:
    (1) Any payment or transfer to any blocked account held in a name 
other than that of the designated national who is the ultimate 
beneficiary of such payment or transfer; or
    (2) Any foreign exchange transaction including, but not by way of 
limitation, any transfer of credit, or payment of an obligation, 
expressed in terms of the currency of any foreign country.
    (c) This section does not authorize any payment or transfer of 
credit comprising an integral part of a transaction which cannot be 
effected without the subsequent issuance of a further license.
    (d) This section does not authorize the crediting of the proceeds of 
the sale of securities held in a blocked account or a subaccount 
thereof, or the income derived from such securities to a blocked account 
or subaccount under any name or designation which differs from the name 
or designation of the specific blocked account or subaccount in which 
such securities were held.
    (e) This section does not authorize any payment or transfer from a 
blocked account in a domestic bank to a blocked account held under any 
name or designation which differs from the name or designation of the 
blocked account from which the payment or transfer is made.

    Note to Sec. 515.508: Please refer to Sec. 501.603 of this chapter 
for mandatory reporting requirements regarding financial transfers.

[32 FR 10846, July 25, 1967, as amended at 58 FR 47645, Sept. 10, 1993; 
62 FR 45106, Aug. 25, 1997]



Sec. 515.509  Entries in certain accounts for normal service charges.

    (a) Any banking institution within the United States is hereby 
authorized to:
    (1) Debit any blocked account with such banking institution (or with 
another office within the United States of such banking institution) in 
payment or reimbursement for normal service charges owed to such banking 
institution by the owner of such blocked account.
    (2) Make book entries against any foreign currency account 
maintained by it with a banking institution in a designated foreign 
country for the purpose of responding to debits to such account for 
normal service charges in connection therewith.
    (b) As used in this section, the term normal service charge shall 
include charges in payment or reimbursement for interest due; cable, 
telegraph, or telephone charges; postage costs; custody fees; small 
adjustment charges to correct bookkeeping errors; and, but not by way of 
limitation, minimum balance charges, account carrying charges, notary 
and protest fees, and charges for reference books, photostats, credit 
reports, transcripts of statements, registered mail insurance, 
stationery and supplies, check books, and other similar items.



Sec. 515.510  Payments to the United States, States and political subdivisions.

    (a) The payment from any blocked account to the United States or any 
agency or instrumentality thereof or to any State, territory, district, 
county, municipality or other political subdivision in the United 
States, of customs duties, taxes, and fees payable thereto by the owner 
of such blocked account is hereby authorized.
    (b) This section also authorizes transactions incident to the 
payment of customs duties, taxes, and fees from blocked accounts, such 
as the levying of assessments, the creation and enforcement of liens, 
and the sale of blocked property in satisfaction of liens for customs 
duties, taxes, and fees.



Sec. 515.511  Transactions by certain business enterprises.

    (a) Except as provided in paragraphs (b), (c) and (d) of this 
section any partnership, association, corporation or other organization 
which on the ``effective date'' was actually engaged in a commercial, 
banking or financial business within the United States and which is a 
national of a designated foreign country, is hereby authorized to engage 
in all transactions ordinarily

[[Page 108]]

incidental to the normal conduct of its business activities within the 
United States.
    (b) This section does not authorize any transaction which would 
require a license if such organization were not a national of a 
designated foreign country.
    (c) This section does not authorize any transaction by a specially 
designated national.
    (d) Any organization engaging in business pursuant to this section 
shall not engage in any transaction, pursuant to this section or any 
other license or authorization contained in this part, which, directly 
or indirectly, substantially diminishes or imperils the assets of such 
organization or otherwise prejudicially affects the financial position 
of such organization.
    (e) No dealings with regard to any account shall be evidence that 
any person having an interest therein is actually engaged in commercial, 
banking or financial business within the United States.



Sec. 515.512  Provision of certain legal services authorized.

    (a) The provision of the following legal services to or on behalf of 
Cuba or a Cuban national is authorized, provided that all receipts of 
payment of professional fees and reimbursement of incurred expenses must 
be specifically licensed:
    (1) Provision of legal advice and counseling on the requirements of 
and compliance with the laws of any jurisdiction within the United 
States, provided that such advice and counseling are not provided to 
facilitate transactions in violation of this part;
    (2) Representation of persons when named as defendants in or 
otherwise made parties to domestic U.S. legal, arbitration, or 
administrative proceedings;
    (3) Initiation and conduct of domestic U.S. legal, arbitration, or 
administrative proceedings in defense of property interests subject to 
U.S. jurisdiction;
    (4) Representation of persons before any federal or state agency 
with respect to the imposition, administration, or enforcement of U.S. 
sanctions against such persons; and
    (5) Provision of legal services in any other context in which 
prevailing U.S. law requires access to legal counsel at public expense.
    (b) The provision of any other legal services to Cuba or a Cuban 
national, not otherwise authorized in this part, requires the issuance 
of a specific license.
    (c) Entry into a settlement agreement affecting property or 
interests in property or the enforcement of any lien, judgment, arbitral 
award, decree, or other order through execution, garnishment, or other 
judicial process purporting to transfer or otherwise alter or affect 
property in which Cuba or a Cuban national has had an interest at any 
time on or since 12:01 a.m., e.s.t., July 8, 1963, is prohibited except 
to the extent otherwise provided by law or unless otherwise authorized 
by or pursuant to this part.

[68 FR 14146, Mar. 24, 2003]



Sec. 515.513  Purchase and sale of certain securities.

    (a) The bona fide purchase and sale of securities on a national 
securities exchange by banking institutions within the United States for 
the account, and pursuant to the authorization, of nationals of a 
designated foreign country and the making and receipt of payments, 
transfers of credit, and transfers of such securities which are 
necessary incidents of any such purchase or sale are hereby authorized 
provided the following terms and conditions are complied with:
    (1) In the case of the purchase of securities, the securities 
purchased shall be held in an account in a banking institution within 
the United States in the name of the national whose account was debited 
to purchase such securities; and
    (2) In the case of the sale of securities, the proceeds of the sale 
shall be credited to an account in the name of the national for whose 
account the sale was made and in the banking institution within the 
United States which held the securities for such national.
    (b) This section does not authorize the crediting of the proceeds of 
the sale of securities held in a blocked account or a subaccount 
thereof, to a blocked account or subaccount under any name

[[Page 109]]

or designation which differs from the name or designation of the 
specific blocked account or subaccount in which such securities were 
held.
    (c) Securities issued or guaranteed by the Government of the United 
States or any State, territory, district, county, municipality, or other 
political subdivision thereof (including agencies and instrumentalities 
of the foregoing) need not be purchased or sold on a national securities 
exchange, but purchases or sales of such securities shall be made at 
market value and pursuant to all other terms and conditions prescribed 
in this section.



Sec. 515.514  Payment of dividends and interest on and redemption and collection of securities.

    (a) The payment to, and receipt by, a banking institution within the 
United States of funds or other property representing dividends or 
interest on securities held by such banking institution in a blocked 
account is hereby authorized provided the funds or other property are 
credited to or deposited in a blocked account in such banking 
institution in the name of the national for whose account the securities 
were held. Notwithstanding Sec. 515.202, this paragraph authorizes the 
foregoing transactions although such securities are registered or 
inscribed in the name of any designated national and although the 
national in whose name the securities are registered or inscribed may 
not be the owner of such blocked account.
    (b) The payment to, and receipt by, a banking institution within the 
United States of funds payable in respect of securities (including 
coupons) presented by such banking institution to the proper paying 
agents within the United States for redemption or collection for the 
account and pursuant to the authorization of nationals of a designated 
country is hereby authorized provided the proceeds of the redemption or 
collection are credited to a blocked account in such banking institution 
in the name of the national for whose account the redemption or 
collection was made.
    (c) The performance of such other acts, and the effecting of such 
other transactions, as may be necessarily incident to any of the 
foregoing, are also hereby authorized.
    (d) This section does not authorize the crediting of the proceeds of 
the redemption or collection of securities (including coupons) held in a 
blocked account or a subaccount thereof, or the income derived from such 
securities to a blocked account or subaccount under any name or 
designation which differs from the name or designation of the specific 
blocked account or subaccount in which such securities were held.
    (e) This section does not authorize any issuer or other obligor, 
with respect to a security, who is a designated national, to make any 
payment, transfer or withdrawal.



Sec. 515.515  Transfers of securities to blocked accounts in domestic banks.

    (a) Transactions ordinarily incident to the transfer of securities 
from a blocked account in the name of any person to a blocked account in 
the same name in a domestic bank are hereby authorized provided such 
securities shall not be transferred from any blocked account if such 
transfer represents, directly or indirectly, a transfer of the interest 
of a designated national to any other country or person.
    (b) This section does not authorize the transfer of securities held 
in a blocked account or subaccount thereof to a blocked account or 
subaccount under any name or designation which differs from the name or 
designation of the specific blocked account or subaccount in which such 
securities were held.

[32 FR 10847, July 25, 1967]



Sec. 515.516  Voting and soliciting of proxies on securities.

    Notwithstanding Sec. 515.202, the voting and the soliciting of 
proxies or other authorizations is authorized with respect to the voting 
of securities issued by a corporation organized under the laws of the 
United States or of any State, territory, or district thereof, in which 
a designated national has any interest.

[[Page 110]]



Sec. 515.517  Access to safe deposit boxes under certain conditions.

    (a) Access to any safe deposit box leased to a designated national 
or containing property in which any designated national has an interest, 
and the deposit therein or removal therefrom of any property is hereby 
authorized, provided the following terms and conditions are complied 
with:
    (1) Access shall be permitted only in the presence of an authorized 
representative of the lessor of such box; and
    (2) In the event that any property in which any designated national 
has any interest is to be removed from such box, access shall be 
permitted only in the presence of an authorized representative of a 
banking institution within the United States, which may be the lessor of 
such box, which shall receive such property into its custody immediately 
upon removal from such box and which shall hold the same in a blocked 
account under an appropriate designation indicating the interest therein 
of designated nationals.
    (b) The terms and conditions set forth in paragraph (a) of this 
section shall not apply to access granted to a representative of the 
Office of Alien Property pursuant to any rule, regulation or order of 
such Office.



Sec. 515.518  [Reserved]



Sec. 515.519  Limited payments from accounts of United States citizens abroad.

    (a) Payments and transfers of credit from blocked accounts for 
expenditures within the United States or the authorized trade territory 
of any citizens of the United States who are within any foreign country 
are hereby authorized provided the following terms and conditions are 
complied with:
    (1) Such payments and transfers shall be made only from blocked 
accounts in the name, or in which the beneficial interest is held by, 
such citizen or his family; and
    (2) The total of all such payments and transfers made under this 
section shall not exceed $1,000 in any one calendar month for any such 
citizen or his family.
    (b) This section does not authorize any remittance to a designated 
foreign country or, any payment, transfer, or withdrawal which could not 
be effected without a license by a person within the United States who 
is not a national of a designated foreign country.

[28 FR 6974, July 9, 1963, as amended at 49 FR 27144, July 2, 1984]



Sec. 515.520  Payments from accounts of United States citizens in employ of United States in foreign countries and certain other persons.

    (a) Banking institutions within the United States are hereby 
authorized to make all payments, transfers and withdrawals from accounts 
in the name of citizens of the United States while such citizens are 
within any foreign country in the course of their employment by the 
Government of the United States.
    (b) Banking institutions within the United States are also hereby 
authorized to make all payments, transfers and withdrawals from accounts 
in the name of members of the armed forces of the United States and of 
citizens of the United States accompanying such armed forces in the 
course of their employment by any organization acting on behalf of the 
Government of the United States while such persons are within any 
foreign country.
    (c) This section is deemed to apply to the accounts of members of 
the armed forces of the United States and of citizens of the United 
States accompanying such armed forces in the course of their employment 
by the Government of the United States or by any organization acting on 
its behalf even though they are captured or reported missing.



Sec. 515.521  U.S. assets of certain Cuban corporations.

    (a) Specific licenses may be issued unblocking the net pro rata 
shares of individuals who are permanent residents of the United States 
or the authorized trade territory, and who are not specially designated 
nationals, in U.S.-located assets of corporations formed under the laws 
of Cuba, after deducting the total debt due creditors

[[Page 111]]

for claims that accrued prior to the effective date, in cases where all 
of the following conditions are met:
    (1) The assets were owned by, or accrued to, the corporation before 
the effective date of the regulations;
    (2) The corporation did not carry on substantial business in Cuba 
under the management or control of the applicant(s) after the effective 
date;
    (3) In cases where the blocked assets purportedly have been 
nationalized by Cuba, compensation has not been paid to the 
applicant(s).
    (b) Applications for specific licenses under this section must 
include all of the following information:
    (1) A detailed description of the corporation, its by-laws, 
activities, distribution of shares, and its current status;
    (2) Proof of the permanent residence of the applicant(s) in the 
United States or the authorized trade territory;
    (3) A list of all officers, directors and shareholders of the 
corporation, giving the citizenship and the residence of each person as 
of the date of the application;
    (4) A detailed description of all of the assets of the corporation, 
wherever located, including a statement of all known encumbrances or 
claims against them; and
    (5) Detailed information regarding the status of all debts and other 
obligations of the corporation, specifying the citizenship and residence 
of each creditor on the effective date and on the date of the 
application.

[50 FR 33720, Aug. 21, 1985. Redesignated at 64 FR 25813, May 13, 1999]



Sec. 515.522  U.S. assets of certain Cuban decedents.

    (a) Specific licenses may be issued unblocking the net pro rata 
shares of certain heirs of designated nationals in U.S.-located estate 
assets, after deducting the total debt due creditors for claims that 
accrued prior to the effective date, in cases where all of the following 
conditions are met:
    (1) The applicant is a permanent resident of the United States or 
the authorized trade territory and is not a specially designated 
national; and
    (2) No interest on the part of a designated national not licensed as 
an unblocked national pursuant to Sec. 515.505 exists in that portion 
of the assets to which the applicant is entitled.
    (b) Applications for specific licenses under this section must 
include all of the following information:
    (1) Proof of permanent residence in the United States or the 
authorized trade territory, to be established by the submission of 
documentation issued by relevant government authorities that must 
include at least two of the following documents: (i) passport; (ii) 
voter registration card; (iii) permanent resident alien card; or (iv) 
national identity card. Other documents tending to show residency, such 
as income tax returns, may also be submitted in support of government 
documentation, but will not suffice in and of themselves;
    (2) Proof of death of the designated national to be established by a 
death certificate;
    (3) Proof of heirship, to be established by a copy of the decedent's 
duly executed will certified by a probate court, a court decree 
determining the heirs, or, failing the availability of such documents, 
copies of certificates establishing the relationship of the heir to the 
deceased, e.g., birth or marriage certificates;
    (4) A description of the assets involved, including interest due on 
blocked funds since April 1, 1979, the name and address of the 
institution in which the assets are held, the account or safe deposit 
box number, the name in which the assets are held and a statement of all 
known encumbrances or claims against them; and
    (c) Any document provided pursuant to this section that is not 
written in the English language must be accompanied by a translation 
into English, as well as a certification by the translator that he is 
not an interested party to the proceeding, is qualified to make the 
translation, and has made an accurate translation of the document in 
question.

[54 FR 5235, Feb. 2, 1989. Redesignated at 64 FR 25813, May 13, 1999]

[[Page 112]]



Sec. 515.523  Transactions incident to the administration of decedents' estates.

    (a) The following transactions are authorized in connection with the 
administration of the assets in the United States of any blocked estate 
of a decedent:
    (1) The appointment and qualification of a personal representative;
    (2) The collection and preservation of such assets by such personal 
representative and the payment of all costs, fees and charges in 
connection therewith; and
    (3) The payment by such personal representative of funeral expenses 
and expenses of the last illness.
    (4) Any transfer of title pursuant to a valid testamentary 
disposition.

This paragraph does not authorize any unblocking or distribution of 
estate assets to a designated national.
    (b) In addition to the authorization contained in paragraph (a) of 
this section, all other transactions incident to the administration of 
assets situated in the United States of any blocked estate of a decedent 
are authorized if:
    (1) The decedent was not a national of a designated foreign country 
at the time of his death;
    (2) The decedent was a citizen of the United States and a national 
of a designated foreign country at the time of his death solely by 
reason of his presence in a designated foreign country as a result of 
his employment by, or service with the United States Government; or
    (3) The assets are unblocked under a specific license issued 
pursuant to Sec. 515.522.
    (c) Any property or interest therein distributed pursuant to this 
section to a designated national shall be regarded for the purpose of 
this chapter as property in which such national has an interest and 
shall accordingly be subject to all the pertinent sections of this 
chapter. Any payment or distribution of any funds, securities or other 
choses in action to a designated national shall be made by deposit in a 
blocked account in a domestic bank or with a public officer, agency, or 
instrumentality designated by a court having jurisdiction of the estate. 
Any such deposit shall be made in one of the following ways:
    (1) In the name of the national who is the ultimate beneficiary 
thereof;
    (2) In the name of a person who is not a national of a designated 
foreign country in trust for the national who is the ultimate 
beneficiary; or
    (3) Under some other designation which clearly shows the interest 
therein of such national.
    (d) Any distribution of property authorized pursuant to this section 
may be made to a trustee of any testamentary trust or to the guardian of 
an estate of a minor or of an incompetent.
    (e) This section does not authorize:
    (1) Any designated national to act as personal representative or co-
representative of any estate;
    (2) Any designated national to represent, directly or indirectly, 
any person who has an interest in an estate;
    (3) Any designated national to take distribution of any property as 
the trustee of any testamentary trust or as the guardian of an estate of 
a minor or of an incompetent; or
    (4) Any transaction which could not be effected if no designated 
national had any interest in such estate.
    (f) Any payment or distribution authorized by this section may be 
deposited in a blocked account in a domestic bank or with a public 
officer, agency, or instrumentality designated by the court having 
jurisdiction of the estate in one of the ways prescribed in paragraph 
(c) (1), (2) or (3) of this section, but this section does not authorize 
any other transaction directly or indirectly at the request, or upon the 
instructions of any designated national.

[28 FR 6974, July 9, 1963, as amended at 54 FR 5234, Feb. 2, 1989; 64 FR 
25813, May 13, 1999]



Sec. 515.524  Payment from, and transactions in the administration of certain trusts and estates.

    (a) Any bank or trust company incorporated under the laws of the 
United States, or of any State, territory, possession, or district of 
the United States, or any private bank subject to supervision and 
examination under the banking laws of any State of the United States, 
acting as trustee of a trust created by gift, donation or bequest and 
administered in the United

[[Page 113]]

States, or as legal representative of an estate of an infant or 
incompetent administered in the United States, in which trust or estate 
one or more persons who are designated nationals have an interest, 
beneficial or otherwise, or are co-trustees or co-representatives, is 
hereby authorized to engage in the following transactions:
    (1) Payments of distributive shares of principal or income to all 
persons legally entitled thereto upon the condition prescribed in 
paragraph (b) of this section.
    (2) Other transactions arising in the administration of such trust 
or estate which might be engaged in if no national of a designated 
foreign country were a beneficiary, co-trustee or co-representative of 
such trust or estate upon the condition prescribed in paragraph (b) of 
this section.
    (b) Any payment or distribution of any funds, securities or other 
choses in action to a national of a designated foreign country under 
this section shall be made by deposit in a blocked account in a domestic 
bank in the name of the national who is the ultimate beneficiary 
thereof.
    (c) Any payment or distribution into a blocked account in a domestic 
bank in the name of any such national of a designated foreign country 
who is the ultimate beneficiary of and legally entitled to any such 
payment or distribution is authorized by this section, but this section 
does not authorize such trustee or legal representative to engage in any 
other transaction at the request, or upon the instructions, of any 
beneficiary, co-trustee or co-representative of such trust or estate or 
other person who is a national of any designated foreign country.
    (d) The application of this section to trusts is limited to trusts 
established by gift, donation, or bequest from individuals or entities 
to benefit specific heirs, charitable causes, and similar beneficiaries. 
This section does not apply to trusts established for business or 
commercial purposes, such as sinking funds established by an issuer of 
securities in order to secure payment of interest or principal due on 
such securities.

[28 FR 6974, July 9, 1963, as amended at 49 FR 27144, July 2, 1984; 54 
FR 5234, Feb. 2, 1989]



Sec. 515.525  Certain transfers by operation of law.

    (a) The following are hereby authorized:
    (1) Any transfer of any dower, curtesy, community property, or other 
interest of any nature whatsoever, provided that such transfer arises 
solely as a consequence of the existence or change of marital status;
    (2) Any transfer to any person by intestate succession;
    (3) Any transfer to any person as administrator, executor, or other 
fiduciary by reason of any testamentary disposition; and
    (4) Any transfer to any person as administrator, executor, or 
fiduciary by reason of judicial appointment or approval in connection 
with any testamentary disposition or intestate succession.
    (b) Except to the extent authorized by Sec. 515.522, Sec. 515.523 
or by any other license or authorization contained in or issued pursuant 
to this part no transfer to any person by intestate succession and no 
transfer to any person as administrator, executor, or other fiduciary by 
reason of any testamentary disposition, and no transfer to any person as 
administrator, executor, or fiduciary by reason of judicial appointment 
or approval in connection with any testamentary disposition or intestate 
succession shall be deemed to terminate the interest of the decedent in 
the property transferred if the decedent was a designated national.

[28 FR 6974, July 9, 1963, as amended at 54 FR 5234, Feb. 2, 1989; 64 FR 
25813, May 13, 1999]



Sec. 515.526  Transactions involving blocked life insurance policies.

    (a) The following transactions are hereby authorized:
    (1) The payment of premiums and interest on policy loans with 
respect to any blocked life insurance policy;
    (2) The issuance, servicing or transfer of any blocked life 
insurance policy in which the only blocked interest is that of one or 
more of the following:
    (i) A member of the armed forces of the United States or a person 
accompanying such forces (including personnel of the American Red Cross, 
and similar organizations);

[[Page 114]]

    (ii) An officer or employee of the United States; or
    (iii) A citizen of the United States resident in a designated 
foreign country; and
    (3) The issuance, servicing or transfer of any blocked life 
insurance policy in which the only blocked interest (other than that of 
a person specified in paragraph (a)(2) of this section) is that of a 
beneficiary.
    (b) Paragraph (a) of this section does not authorize:
    (1) Any payment to the insurer from any blocked account except a 
blocked account of the insured or beneficiary, or
    (2) Any payment by the insurer to a national of a designated foreign 
country unless payment is made by deposit in a blocked account in a 
domestic bank in the name of the national who is the ultimate 
beneficiary thereof.
    (c) The application, in accordance with the provisions of the policy 
or the established practice of the insurer of the dividends, cash 
surrender value, or loan value, of any blocked life insurance policy is 
also hereby authorized for the purpose of:
    (1) Paying premiums;
    (2) Paying policy loans and interest thereon;
    (3) Establishing paid-up insurance; or
    (4) Accumulating such dividends or values to the credit of the 
policy on the books of the insurer.
    (d) As used in this section:
    (1) The term blocked life insurance policy shall mean any life 
insurance policy or annuity contract, or contract supplementary thereto, 
in which there is a blocked interest.
    (2) Any interest of a national of a designated foreign country shall 
be deemed to be a ``blocked interest.''
    (3) The term servicing shall mean the following transactions with 
respect to any blocked life insurance policy:
    (i) The payment of premiums, the payment of loan interest, and the 
repayment of policy loans;
    (ii) The effecting by a life insurance company or other insurer of 
loans to an insured;
    (iii) The effecting on behalf of an insured or surrenders, 
conversions, modifications, and reinstatements; and
    (iv) The exercise or election by an insured of nonforfeiture 
options, optional modes of settlement, optional disposition of 
dividends, and other policy options and privileges not involving payment 
by the insurer.
    (4) The term transfer shall mean the change of beneficiary, or the 
assignment or pledge of the interest of an insured in any blocked life 
insurance policy subsequent to the issuance thereof.
    (e) This section does not authorize any transaction with respect to 
any blocked life insurance policy issued by a life insurance company or 
other insurer which is a national of a designated foreign country or 
which is not doing business or effecting insurance in the United States.



Sec. 515.527  Certain transactions with respect to United States intellectual property.

    (a)(1) Transactions related to the registration and renewal in the 
United States Patent and Trademark Office or the United States Copyright 
Office of patents, trademarks, and copyrights in which the Government of 
Cuba or a Cuban national has an interest are authorized.
    (2) No transaction or payment is authorized or approved pursuant to 
paragraph (a)(1) of this section with respect to a mark, trade name, or 
commercial name that is the same as or substantially similar to a mark, 
trade name, or commercial name that was used in connection with a 
business or assets that were confiscated, as that term is defined in 
Sec. 515.336, unless the original owner of the mark, trade name, or 
commercial name, or the bona fide successor-in-interest has expressly 
consented.
    (b) This section authorizes the payment from blocked accounts or 
otherwise of fees currently due to the United States Government in 
connection with any transaction authorized in paragraph (a) of this 
section.
    (c) This section further authorizes the payment from blocked 
accounts or otherwise of the reasonable and customary fees and charges 
currently due to attorneys or representatives within the United States 
in connection with

[[Page 115]]

the transactions authorized in paragraph (a) of this section.

[60 FR 54196, Oct. 20, 1995, as amended at 64 FR 25813, May 13, 1999]



Sec. 515.528  Certain transactions with respect to blocked foreign intellectual property.

    (a) The following transactions by any person who is not a designated 
national are hereby authorized:
    (1) The filing and prosecution of any application for a blocked 
foreign patent, trademark or copyright, or for the renewal thereof;
    (2) The receipt of any blocked foreign patent, trademark or 
copyright;
    (3) The filing and prosecution of opposition or infringement 
proceedings with respect to any blocked foreign patent, trademark, or 
copyright, and the prosecution of a defense to any such proceedings;
    (4) The payment of fees currently due to the government of any 
foreign country, either directly or through an attorney or 
representative, in connection with any of the transactions authorized by 
paragraphs (a) (1), (2), and (3) of this section or for the maintenance 
of any blocked foreign patent, trademark or copyright; and
    (5) The payment of reasonable and customary fees currently due to 
attorneys or representatives in any foreign country incurred in 
connection with any of the transactions authorized by paragraphs (a) 
(1), (2), (3), or (4) of this section.
    (b) Payments effected pursuant to the terms of paragraphs (a) (4) 
and (5) of this section may not be made from any blocked account.
    (c) As used in this section the term blocked foreign patent, 
trademark, or copyright shall mean any patent, petty patent, design 
patent, trademark or copyright issued by any foreign country in which a 
designated foreign country or national thereof has an interest, 
including any patent, petty patent, design patent, trademark, or 
copyright issued by a designated foreign country.

[28 FR 6974, July 9, 1963, as amended at 60 FR 54196, Oct. 20, 1995]



Sec. 515.529  Powers of attorney.

    (a) No power of attorney, whether granted before or after the 
``effective date'' shall be invalid by reason of any of the provisions 
of this part with respect to any transaction licensed by or pursuant to 
the provisions of this part.
    (b) This section does not authorize any transaction pursuant to a 
power of attorney if such transaction is prohibited by Sec. 515.201 and 
is not otherwise licensed or authorized by or pursuant to this part.
    (c) This section does not authorize the creation of any power of 
attorney in favor of any person outside of the United States or the 
exportation from the United States of any power of attorney.



Sec. 515.530  Exportation of powers of attorney or instructions relating to certain types of transactions.

    (a) The exportation to any foreign country of powers of attorney or 
other instruments executed or issued by any person within the United 
States who is not a national of a designated foreign country, which are 
limited to authorizations or instructions to effect transactions 
incident to the following, are hereby authorized upon the condition 
prescribed in paragraph (b) of this section:
    (1) The representation of the interest of such person in a 
decedent's estate which is being administered in a designated foreign 
country and the collection of the distributive share of such person in 
such estate;
    (2) The maintenance, preservation, supervision or management of any 
property located in a designated foreign country in which such person 
has an interest; and
    (3) The conveyance, transfer, release, sale or other disposition of 
any property specified in paragraph (a)(1) of this section or any real 
estate or tangible personal property if the value thereof does not 
exceed the sum of $5,000 or its equivalent in foreign currency.
    (b) No instrument which authorizes the conveyance, transfer, 
release, sale or other disposition of any property may be exported under 
this section unless it contains an express stipulation that such 
authority may not be exercised if the value of such property exceeds the 
sum of $5,000 or the equivalent thereof in foreign currency.

[[Page 116]]

    (c) As used in this section, the term tangible personal property 
shall not include cash, bullion, deposits, credits, securities, patents, 
trademarks, or copyrights.



Sec. 515.531  Payment of certain checks and drafts.

    (a) Any banking institution within the United States is hereby 
authorized to make payments from blocked accounts with such banking 
institution:
    (1) Of checks and drafts drawn or issued prior to the ``effective 
date'' provided:
    (i) The amount involved in any one payment, acceptance, or debit 
does not exceed $500; or
    (ii) The check or draft was within the United States in process of 
collection by a domestic bank on or prior to the ``effective date.''
    (2) [Reserved]
    (b) This section does not authorize any payment to a designated 
foreign country or any designated national thereof except payments into 
a blocked account in a domestic bank, unless such designated national is 
otherwise licensed to receive such payment.
    (c) The authorization contained in this section shall expire at the 
close of business on August 8, 1963.



Sec. 515.532  Completion of certain securities transactions.

    (a) Banking institutions within the United States are hereby 
authorized to complete, on or before July 12, 1963 purchases and sales 
made prior to the ``effective date'' of securities purchased or sold for 
the account of a designated foreign country or any designated national 
thereof provided the following terms and conditions are complied with, 
respectively:
    (1) The proceeds of such sale are credited to a blocked account in a 
banking institution in the name of the person for whose account the sale 
was made; and
    (2) The securities so purchased are held in a blocked account in a 
banking institution in the name of the person for whose account the 
purchase was made.
    (b) This section does not authorize the crediting of the proceeds of 
the sale of securities held in a blocked account or a subaccount 
thereof, to a blocked account or subaccount under any name or 
designation which differs from the name or designation of the specific 
blocked account or subaccount in which such securities were held.



Sec. 515.533  Transactions incident to exportations from the United States and reexportations of U.S.-origin items to Cuba; negotiation of executory contracts.

    (a) All transactions ordinarily incident to the exportation of items 
from the United States, or the reexportation of U.S.-origin items from a 
third country, to any person within Cuba are authorized, provided that:
    (1) The exportation or reexportation is licensed or otherwise 
authorized by the Department of Commerce under the provisions of the 
Export Administration Act of 1979, as amended (50 U.S.C. app. 2401-0420) 
(see the Export Administration Regulations, 15 CFR 730-774); and
    (2) Only the following payment and financing terms may be used:
    (i) Payment of cash in advance. For the purposes of this section, 
the term ``payment of cash in advance'' means that payment is received 
by the seller or the seller's agent prior to shipment of the goods from 
the port at which they are loaded;
    (ii) For authorized sales of agricultural items, financing by a 
banking institution located in a third country provided the banking 
institution is not a designated national, U.S. citizen, U.S. permanent 
resident alien, or an entity organized under the laws of the United 
States or any jurisdiction within the United States (including foreign 
branches). Such financing may be confirmed or advised by a U.S. banking 
institution; or
    (iii) For all other authorized sales, financing by a banking 
institution located in a third country provided the banking institution 
is not a designated national or a person subject to the jurisdiction of 
the United States. Such financing may be confirmed or advised by a U.S. 
banking institution.

    Note to paragraph (a): The transactions authorized by this paragraph 
include, but are

[[Page 117]]

not limited to, all transactions that are directly incident to the 
shipping of specific exports or reexports (e.g., insurance and 
transportation of the exports to Cuba). Transactions that are not tied 
to specific exports or reexports, such as transactions involving future 
(non-specific) shipments, must be separately licensed by OFAC. For the 
waiver of the prohibitions on entry into U.S. ports contained in Sec. 
515.207 for vessels transporting shipments of items between the United 
States and Cuba pursuant to this section, see Sec. 515.550.

    (b) Persons subject to the jurisdiction of the United States are 
authorized to engage in all transactions ordinarily incident to 
negotiation of and entry into executory contracts for the sale of items 
that may be exported from the United States to Cuba or 100% U.S.-origin 
items that may be reexported from a third country to Cuba consistent 
with the export licensing policy of the Department of Commerce, provided 
that performance of such executory contracts is expressly made 
contingent on the prior authorization by the Department of Commerce.

    Note to paragraph (b): This paragraph does not authorize 
transactions related to travel to, from, or within Cuba. See paragraph 
(e) for a statement of specific licensing policy with respect to such 
transactions.

    (c) This section does not authorize:
    (1) The financing of any transactions from any blocked account.
    (2) Any transaction involving, directly or indirectly, property in 
which any designated national, other than a person located in the 
country to which the exportation or reexportation is consigned, has an 
interest or has had an interest since the effective date set forth in 
Sec. 515.201 of this part.
    (d) In addition to those transactions authorized pursuant to 
paragraph (a) of this section, all transactions ordinarily incident to 
the processing of payments received for items exported from the United 
States to any person within Cuba are authorized, provided that:
    (1) The exportation is licensed or otherwise authorized by the 
Department of Commerce under the provisions of the Export Administration 
Act of 1979, as amended (50 U.S.C. App. 2401-2420) (see the Export 
Administration Regulations, 15 CFR 730-774);
    (2) The items are shipped from the port at which they are loaded on 
or before March 24, 2005; and
    (3) Payment is received by a U.S. banking institution on or before 
March 24, 2005, and prior to the transfer of title to, and control of, 
the exported items to the Cuban purchaser.
    (e) Specific licenses may be issued on a case-by-case basis 
authorizing the travel-related transactions set forth in Sec. 
515.560(c) and other transactions that are directly incident to the 
marketing, sales negotiation, accompanied delivery, or servicing of 
exports that appear consistent with the export or re-export licensing 
policy of the Department of Commerce.

[68 FR 14146, Mar. 24, 2003, as amended at 70 FR 9225, Feb. 25, 2005]



Sec. 515.535  Exchange of certain securities.

    (a) Subject to the limitations and conditions of paragraph (b) of 
this section and notwithstanding Sec. 515.202, any banking institution 
within the United States is authorized to engage in the following 
transactions with respect to securities listed on a national securities 
exchange, including the withdrawal of such securities from blocked 
accounts:
    (1) Exchange of certificates necessitated by reason of changes in 
corporate name, par value or capitalization,
    (2) Exchanges of temporary for permanent certificates,
    (3) Exchanges or deposits under plans of reorganization,
    (4) Exchanges under refunding plans, or
    (5) Exchanges pursuant to conversion privileges accruing to 
securities held.
    (b) This section does not authorize the following transactions:
    (1) Any exchange of securities unless the new securities and other 
proceeds, if any, received are deposited in the blocked account in which 
the original securities were held immediately prior to the exchange.
    (2) Any exchange of securities registered in the name of any 
designated national, unless the new securities received are registered 
in the same name in which the securities exchanged were registered prior 
to the exchange.

[[Page 118]]

    (3) Any exchange of securities issued by a person engaged in the 
business of offering, buying, selling, or otherwise dealing, or trading 
in securities, or evidences thereof, issued by another person.
    (4) Any transaction with respect to any security by an issuer or 
other obligor who is a designated national.



Sec. 515.536  Certain transactions with respect to merchandise affected by Sec. 515.204.

    (a) With respect to merchandise the importation of which is 
prohibited by Sec. 515.204, all Customs transactions are authorized 
except the following:
    (1) Entry for consumption (including any appraisement entry, any 
entry of goods imported in the mails, regardless of value, and any other 
informal entries);
    (2) Entry for immediate exportation;
    (3) Entry for transportation and exportation;
    (4) Withdrawal from warehouse;
    (5) Transfer or withdrawal from a foreign-trade zone; or
    (6) Manipulation or manufacture in a warehouse or in a foreign-trade 
zone.
    (b) Paragraph (a) of this section is intended solely to allow 
certain restricted disposition of merchandise which is imported without 
proper authorization. Paragraph (a) of this section does not authorize 
the purchase or importation of any merchandise.
    (c) The purchase outside the United States for importation into the 
United States of nickel-bearing materials presumptively subject to Sec. 
515.204 and the importation of such merchandise into the United States 
(including transactions listed in paragraph (a) of this section) are 
authorized if there is presented to the collector of customs in 
connection with such importation the original of an appropriate 
certificate of origin as defined in paragraph (d) of this section and 
provided that the merchandise was shipped to the United States directly, 
or on a through bill of lading, from the country issuing the appropriate 
certificate of origin.
    (d) A certificate of origin is appropriate for the purposes of this 
section only if
    (1) It is a certificate of origin the availability of which for 
Cuban Assets Control purposes has been announced in the Federal Register 
by the Office of Foreign Assets Control; and
    (2) It bears a statement by the issuing agency referring to the 
Cuban Assets Control Regulations or stating that the certificate has 
been issued under procedures agreed upon with the U.S. Government.

[30 FR 15371, Dec. 14, 1965, as amended at 47 FR 4254, Jan. 29, 1982; 50 
FR 5753, Feb. 12, 1985; 54 FR 5234, Feb. 2, 1989]



Sec. 515.540  [Reserved]



Sec. 515.542  Telecommunications, information, and informational materials.

    (a) All transactions of common carriers incident to the receipt or 
transmission of mail between the United States and Cuba are hereby 
authorized.
    (b) Except as provided in paragraph (c) of this section, all 
transactions incident to the use of cables, satellite channels, radio 
signals, or other means of telecommunications for the provision of 
telecommunications services between Cuba and the United States, 
including telephone, telegraph and similar services, and the 
transmission of radio and television broadcasts and news wire feeds 
between Cuba and the United States, are authorized.
    (c) Full or partial payments owed to Cuba as a result of 
telecommunications services authorized in paragraph (b) of this section 
are prohibited unless authorized pursuant to specific licenses, which 
will be issued on a case-by-case basis provided such payments are 
determined to be consistent with the public interest and the foreign 
policy of the United States.

[45 FR 58843, Sept. 5, 1980, as amended at 60 FR 39256, Aug. 2, 1995]



Sec. 515.543  Proof of origin.

    Specific licenses for importation of goods of Cuban origin are 
generally not issued unless the applicant submits satisfactory 
documentary proof of the location of the goods outside Cuba prior to 
July 8, 1963 and of the absence of any Cuban interest in the goods at 
all times on or since that date. Since

[[Page 119]]

the type of document which would constitute satisfactory proof varies 
depending upon the facts of the particular case, it is not possible to 
state in advance the type of documents required. However, it has been 
found that affidavits, statements, invoices, and other documents 
prepared by manufacturers, processors, sellers or shippers cannot be 
relied on and are therefore not by themselves accepted by the Office of 
Foreign Assets Control as satisfactory proof of origin. Independent 
corroborating documentary evidence, such as insurance documents, bills 
of lading, etc., may be accepted as satisfactory proof.

[39 FR 25317, July 10, 1974]



Sec. 515.544  Gifts of Cuban origin goods.

    (a) Except as stated in paragraph (b) of this section, specific 
licenses are not issued for the importation of Cuban-origin goods sent 
as gifts to persons in the United States or acquired abroad as gifts by 
persons entering the United States. However, licenses are issued upon 
request for the return of such goods to the donors in countries other 
than Cuba.
    (b) Specific licenses are issued for the importation directly from 
Cuba:
    (1) Of goods which are claimed by the importer to have been sent as 
a bona fide gift or
    (2) Of goods which are imported by a person entering the U.S., which 
are claimed to have been acquired in Cuba as a bona fide gift, subject 
to the conditions that:
    (i) The goods are of small value, and
    (ii) There is no reason to believe that there is, or has been since 
July 8, 1963, any direct or indirect financial or commercial benefit to 
Cuba or nationals thereof from the importation.

[39 FR 25317, July 10, 1974; 39 FR 28434, Aug. 7, 1974, as amended at 49 
FR 27144, July 2, 1984]



Sec. 515.545  Transactions related to information and informational materials.

    (a) Except as provided in Sec. 515.542(c), all financial and other 
transactions directly incident to the importation or exportation of 
information or informational materials are authorized.
    (b) Transactions relating to the dissemination of informational 
materials are authorized, including remittance of royalties paid for 
informational materials that are reproduced, translated, subtitled, or 
dubbed. This section does not authorize the remittance of royalties or 
other payments relating to works not yet in being, or for marketing and 
business consulting services, or artistic or other substantive 
alteration or enhancements to informational materials, as provided in 
Sec. 515.206(a)(3).
    (c) Specific licenses may be issued on a case-by-case basis 
authorizing the travel-related transactions set forth in Sec. 
515.560(c) for purposes related to the exportation, importation, or 
transmission of information or informational materials as defined in 
Sec. 515.332.
    Note to Sec. 515.545. With respect to transactions necessary and 
ordinarily incident to the publishing and marketing of manuscripts, 
books, journals and newspapers, see Sec. 515.577.

[54 FR 5234, Feb. 2, 1989, as amended at 60 FR 39257, Aug. 2, 1995; 64 
FR 25813, May 13, 1999; 69 FR 75469, Dec. 17, 2004]



Sec. 515.546  Accounts of Cuban sole proprietorships.

    Specific licenses are issued unblocking sole proprietorships 
established under the laws of Cuba if the proprietor has emigrated from 
Cuba and established residence in the United States or a country in the 
authorized trade territory.

[39 FR 25319, July 10, 1974. Redesignated at 64 FR 25813, May 13, 1999]



Sec. 515.547  Research samples.

    Specific licenses are issued for importation of Cuban-origin 
commodities for bona-fide research purposes in sample quantities only.

[39 FR 25318, July 10, 1974]



Sec. 515.548  Services rendered by Cuba to United States aircraft.

    Specific licenses are issued for payment to Cuba of charges for 
services rendered by Cuba in connection with overflights of Cuba or 
emergency landings in Cuba, of private, commercial or

[[Page 120]]

government-owned United States aircraft.

[39 FR 25318, July 10, 1974, as amended at 49 FR 27144, July 2, 1984]



Sec. 515.549  Bank accounts and other property of non-Cuban citizens who were in Cuba on or after July 8, 1963.

    (a) Citizens of foreign countries. Specific licenses are issued 
unblocking the accounts and other property of non-Cuban citizens who 
have left Cuba, provided that they submit evidence satisfactorily 
demonstrating that they have established residence in a foreign country 
in the authorized trade territory.
    (b) Decedents who died in Cuba on or after July 8, 1963. Specific 
licenses are issued authorizing the administration of the estates of 
non-Cuban decedents who died in Cuba, provided that any distribution to 
a blocked national of Cuba is made by deposit in a blocked account in a 
domestic bank in the name of the blocked national.

[39 FR 25318, July 10, 1974]



Sec. 515.550  Certain vessel transactions authorized.

    Unless a vessel has otherwise engaged in transactions that would 
prohibit entry pursuant to Sec. 515.207, Sec. 515.207 shall not apply 
to a vessel that is:
    (a) Engaging in trade with Cuba authorized by licenses issued 
pursuant to Sec. 515.533 or Sec. 515.559; or
    (b) Engaging in trade with Cuba that is exempt from the prohibitions 
of this part (see Sec. 515.206).

[64 FR 25813, May 13, 1999]



Sec. 515.551  Joint bank accounts.

    (a) Specific licenses are issued unblocking a portion of or all of a 
joint bank account blocked by reason of the fact that one or more of the 
persons in whose names the account is held is a blocked national, where 
a non-blocked applicant claims beneficial ownership, as follows:
    (1) Joint bank account, without survivorship provisions. Specific 
licenses are issued unblocking only that amount with respect to which 
the applicant is able to prove beneficial ownership by documentary 
evidence independent of his assertions of interest.
    (2) Joint bank account, with survivorship provisions. Specific 
licenses are issued unblocking an amount equivalent to that portion of 
the total amount to which the applicant would be entitled if the total 
were divided evenly among the persons in whose names the account is held 
(e.g. 50 percent where there are two names; 33\1/3\ percent where there 
are three names). Such licenses generally are issued on the basis of 
applicant's assertions of beneficial ownership interest without the 
requirement of independent evidence.
    (3) Joint bank account in the names of a husband and wife, with 
survivorship provision. Specific licenses are issued unblocking portions 
of such accounts blocked by reason of the residence of one spouse in 
Cuba in favor of the non-blocked spouse under the policy stated in 
paragraph (a)(2) of this section. However, if 50 percent of the account 
has been unblocked under that policy, and the spouse who is the blocked 
Cuban national subsequently dies, the surviving spouse may be entitled 
to a license unblocking the remainder of the assets under Sec. 515.522.
    (b) [Reserved]

[39 FR 25318, July 10, 1974, as amended at 49 FR 27145, July 2, 1984; 54 
FR 5234, Feb. 2, 1989; 64 FR 25813, May 13, 1999]



Sec. 515.552  Proceeds of insurance policies.

    (a) Specific licenses are issued authorizing payment of the proceeds 
of blocked life insurance policies issued on the life of a Cuban 
national who died in Cuba after July 8, 1963, to certain beneficiaries 
licensed as unblocked nationals pursuant to Sec. 515.505, as follows:
    (1) The applicant is a permanent resident of the United States or 
the authorized trade territory and is not a specially designated 
national; and
    (2) No interest on the part of a designated national not licensed as 
an unblocked national exists in that portion of the funds to which the 
applicant is entitled.
    (b) Applications for specific licenses under this section must 
include all of the following information:

[[Page 121]]

    (1) Proof of permanent residence in the United States or the 
authorized trade territory, to be established by the submission of 
documentation issued by relevant government authorities that must 
include at least two of the following documents:
    (i) Passport;
    (ii) Voter registration card;
    (iii) Permanent resident alien card; or
    (iv) National identity card.

Other documents tending to show residency, such as income tax returns, 
may also be submitted in support of government documentation, but will 
not suffice in and of themselves;
    (2) Proof of entitlement under the insurance policy to be 
established by a copy of the policy and an affidavit from an appropriate 
officer of a recognized insurance company acknowledging the legitimacy 
of the beneficiary's claim and the amount of the payment; and
    (c) Any document provided pursuant to this section that is not 
written in the English language must be accompanied by a translation 
into English, as well as a certification by the translator that he is 
not an interested party to the proceeding, is qualified to make the 
translation, and has made an accurate translation of the document in 
question.

[54 FR 5234, Feb. 2, 1989]



Sec. 515.553  Bank accounts of official representatives in Cuba of foreign governments.

    Specific licenses are issued authorizing payments from accounts of 
official representatives in Cuba of foreign governments for transactions 
which are not inconsistent with the purposes of any of the regulations 
in this chapter.

[39 FR 25319, July 10, 1974]



Sec. 515.554  Transfers of abandoned property under State laws.

    (a) Except as stated in paragraphs (b) and (c) of this section, 
specific licenses are not issued authorizing the transfer of blocked 
property to State agencies under State laws governing abandoned 
property.
    (b) Specific licenses are issued authorizing the transfer of blocked 
property, pursuant to the laws of the State governing abandoned 
property, to the appropriate State agency: Provided, That the State's 
laws are custodial in nature, i.e., there is no permanent transfer of 
beneficial interest to the State. Licenses require the property to be 
held by the State in accounts which are identified as blocked under the 
regulations. A separate index of these blocked assets is required to be 
maintained by the State agency. The requirements of this section for 
identification and separate indexing of blocked assets apply to all 
blocked assets held by State agencies and any licenses issued prior to 
the effective date of this section hereby are amended by the 
incorporation of such requirements.
    (c) To be eligible for a specific license under this section, the 
state agency must demonstrate that it has the statutory authority under 
appropriate state law to comply with the requirements of Sec. 515.205. 
Such a showing shall include an opinion of the State Attorney General 
that such statutory authority exists.

[44 FR 11771, Mar. 2, 1979]



Sec. 515.555  Assets of Cuban firms wholly or substantially owned by U.S. citizens.

    (a) Specific licenses are issued to applicants requesting the 
unblocking of their stock in Cuban corporations if:
    (1) The corporation was wholly or substantially owned by United 
States citizens on July 8, 1963;
    (2) The assets are in the United States and either;
    (3) The applicant is a stockholder who was a United States citizen 
on July 8, 1963 and owned the stock interests on that date; or,
    (4) The applicant is a non-blocked person who acquired such stock 
interest after July 8, 1963 from a person specified in paragraph (a)(3) 
of this section.
    (b) The issuance of licenses is conditioned on the applicant's 
furnishing the following information:
    (1) Detailed information as to the status of all debts and other 
obligations of the Cuban corporation, specifying the citizenship and 
residence of

[[Page 122]]

each creditor as of July 8, 1963, and as of the date of filing of the 
application;
    (2) Current status of the Cuban corporation, e.g., liquidated, 
nationalized, inoperative, etc.;
    (3) A detailed description of all the corporation's assets, wherever 
located;
    (4) A list of all officers, directors, and stockholders giving the 
citizenship and the residence of each such person as of July 8, 1963; 
and,
    (5) Satisfactory proof that such stock was owned by U.S. citizens as 
of July 8, 1963. Such proof may consist of sworn statements by the 
persons in question attesting to their citizenship. The Office of 
Foreign Assets Control reserves the right to require additional proof of 
citizenship.

[39 FR 25319, July 10, 1974]



Sec. 515.556  [Reserved]



Sec. 515.557  Accounts of Cuban partnerships.

    Specific licenses are issued unblocking partnerships established 
under the laws of Cuba as follows:
    (a) Where all of the general partners and limited partners, if any, 
have emigrated from Cuba and have established residence in the United 
States or in a country in the authorized trade territory, specific 
licenses are issued unblocking the assets of the partnership after 
deducting the total debt due creditors wherever located.
    (b) Where one or more partners, whether general or limited, is still 
in Cuba (or elsewhere but still blocked), specific licenses are issued 
unblocking only the net pro-rata shares of those partners who are 
resident in the United States or in a country in the authorized trade 
territory after deducting the total debt due creditors wherever located.
    (c) The issuance of licenses is conditioned on the applicant's 
furnishing the following information:
    (1) Detailed information as to the status of all debts and other 
obligations of the blocked partnership, specifying the citizenship and 
residence of each creditor as of July 8, 1963, and as of the date of the 
application;
    (2) Current status of the Cuban partnership, e.g., liquidated, 
nationalized, inoperative, etc.;
    (3) A detailed description of all the partnership's assets, wherever 
located; and,
    (4) A list of all partners, indicating whether they are general, 
limited, etc. and giving their citizenship and residence as of July 8, 
1963, and as of the date of filing of the application.

[39 FR 25319, July 10, 1974]



Sec. 515.558  Bunkering of Cuban vessels and fueling of Cuban aircraft by American-owned or controlled foreign firms.

    Foreign firms owned or controlled by United States persons are 
authorized to engage in transactions ordinarily incident to the 
bunkering of vessels and to the fueling of aircraft owned or controlled 
by, or chartered to, Cuba or nationals thereof.

(50 U.S.C. App. 5(b); 22 U.S.C. 2370(a); E. O. 9193, 3 CFR 1943 Cum. 
Supp.; Treas. Dept. Order No. 128, 32 FR 3472)

[42 FR 58518, Nov. 10, 1977; 43 FR 19852, May 9, 1978. Redesignated at 
64 FR 25813, May 13, 1999]



Sec. 515.559  Certain transactions by U.S.-owned or controlled foreign firms with Cuba.

    (a) Effective October 23, 1992, no specific licenses will be issued 
pursuant to paragraph (b) of this section for transactions between U.S.-
owned or controlled firms in third countries and Cuba for the 
exportation to Cuba of commodities produced in the authorized trade zone 
or for the importation of goods of Cuban origin into countries in the 
authorized trade zone, unless, in addition to meeting all requirements 
of paragraph (b), one or more of the following conditions are satisfied:
    (1) The contract underlying the proposed transaction was entered 
into prior to October 23, 1992;
    (2) The transaction is for the exportation of medicine or medical 
supplies from a third country to Cuba, which shall not be restricted:
    (i) Except to the extent such restrictions would be permitted under 
section 5(m) of the Export Administration Act of 1979 or section 
203(b)(2) of the International Emergency Economic Powers Act if the 
exportation were subject to these provisions;

[[Page 123]]

    (ii) Except in a case in which there is a reasonable likelihood that 
the item to be exported will be used for purposes of torture or other 
human rights abuses;
    (iii) Except in a case in which there is a reasonable likelihood 
that the item to be exported will be reexported; or
    (iv) Except in a case in which the item to be exported could be used 
in the production of any biotechnological product; and
    (v) Except in a case where it is determined that the United States 
Government is unable to verify, by on-site inspection or other means, 
that the item to be exported will be used for the purpose for which it 
was intended and only for the use and benefit of the Cuban people, but 
this exception shall not apply to donations for humanitarian purposes to 
a nongovernmental organization in Cuba.
    (3) The transaction is for the exportation of telecommunications 
equipment from a third country, when the equipment is determined to be 
necessary for efficient and adequate telecommunications service between 
the United States and Cuba.
    (b) Specific licenses will be issued in appropriate cases for 
certain categories of transactions between U.S.-owned or controlled 
firms in third countries and Cuba, where local law requires, or policy 
in the third country favors, trade with Cuba. The categories include:
    (1) Exportation to Cuba of commodities produced in the authorized 
trade territory, provided:
    (i) The commodities to be exported are non-strategic;
    (ii) United States-origin technical data (other than maintenance, 
repair and operations data) will not be transferred;
    (iii) If any U.S.-origin parts and components are included therein, 
such inclusion has been authorized by the Department of Commerce;
    (iv) If any U.S.-origin spares are to be reexported to Cuba in 
connection with a licensed transaction, such reexport has been 
authorized by the Department of Commerce;
    (v) No U.S. dollar accounts are involved; and
    (vi) Any financing or other extension of credit by a U.S.-owned or 
controlled firm is granted on normal short-term conditions which are 
appropriate for the commodity to be exported.
    (2) Travel-related transactions set forth in Sec. 515.560(c) and 
other transactions that are directly incident to marketing, sales 
negotiation, accompanied delivery, or servicing of exports that are 
consistent with the licensing policy under this section.
    (3) Importation of goods of Cuban origin into countries in the 
authorized trade territory.

    Note to paragraph (b): On October 23, 1992, sections 1705 and 1706 
of the Cuban Democracy Act of 1992, Pub. L. 102-484 (Oct. 23, 1992) 
(codified at 22 U.S.C. 6004 and 6005, respectively), prohibited OFAC 
from issuing licenses for any transaction described in this paragraph 
other than those transactions currently set forth in paragraph (a).

    (c) The term strategic goods means any item, regardless of origin, 
of a type included in the Commodity Control List of the U.S. Department 
of Commerce (15 CFR part 399) and identified by the code letter ``A'' 
following the Export Control Commodity Numbers, or of a type the 
unauthorized exportation of which from the United States is prohibited 
by regulations issued under the Arms Export Control Act of 1976, 22 
U.S.C. 2778, or under the Atomic Energy Act of 1954, 42 U.S.C. 2011, et 
seq., or successor acts restricting the export of strategic goods.

    Note to Sec. 515.559: For reexportation of U.S.-origin goods, 
wares, or merchandise by U.S.-owned or controlled foreign firms, see 
Sec. 515.533. Transactions by U.S.-owned or controlled foreign firms 
directly incident to the exportation of information or informational 
materials or the donation of food to nongovernmental entities or 
individuals in Cuba are exempt from the prohibitions of this part. See 
Sec. 515.206. For the waiver of the prohibitions contained in Sec. 
515.207 with respect to vessels transporting shipments of goods, wares, 
or merchandise pursuant to this section, see Sec. 515.550.

[40 FR 47108, Oct. 8, 1975, as amended at 42 FR 1472, Jan. 7, 1977; 42 
FR 16621, Mar. 29, 1977; 50 FR 27438, July 3, 1985; 53 FR 47527, Nov. 
23, 1988; 58 FR 34710, June 29, 1993; 64 FR 25814, May 13, 1999; 66 FR 
36687, July 12, 2001; 68 FR 14146, Mar. 24, 2003]

[[Page 124]]



Sec. 515.560  Travel-related transactions to, from, and within Cuba by persons subject to U.S. jurisdiction.

    (a) The travel-related transactions listed in paragraph (c) of this 
section may be authorized either by a general license or on a case-by-
case basis by a specific license for travel related to the following 
activities (see the referenced sections for the applicable general and 
specific licensing criteria):
    (1) Visits to members of a person's immediate family (specific 
licenses) (see Sec. 515.561);
    (2) Official business of the U.S. government, foreign governments, 
and certain intergovernmental organizations (general license) (see Sec. 
515.562);
    (3) Journalistic activity (general and specific licenses) (see Sec. 
515.563);
    (4) Professional research (general and specific licenses) (see Sec. 
515.564);
    (5) Educational activities (specific licenses) (see Sec. 515.565);
    (6) Religious activities (specific licenses) (see Sec. 515.566);
    (7) Public performances, athletic and other competitions, and 
exhibitions (specific licenses) (see Sec. 515.567);
    (8) Support for the Cuban people (specific licenses) (see Sec. 
515.574);
    (9) Humanitarian projects (specific licenses) (see Sec. 515.575);
    (10) Activities of private foundations or research or educational 
institutes (specific licenses) (see Sec. 515.576);
    (11) Exportation, importation, or transmission of information or 
informational materials (specific licenses) (see Sec. 515.545); and
    (12) Certain export transactions that may be considered for 
authorization under existing Department of Commerce regulations and 
guidelines with respect to Cuba or engaged in by U.S.-owned or 
controlled foreign firms (specific licenses) (see Sec. Sec. 515.533 and 
515.559).
    (b) Effective October 28, 2000, no specific licenses will be issued 
authorizing the travel-related transactions in paragraph (c) of this 
section in connection with activities other than those referenced in 
paragraph (a) of this section.
    (c) Persons generally or specifically licensed under this part to 
engage in transactions in connection with travel to, from, and within 
Cuba may engage in the following transactions:
    (1) Transportation to and from Cuba. All transportation-related 
transactions ordinarily incident to travel to and from (not within) 
Cuba, provided no more than $500 may be remitted to Cuba directly or 
indirectly in any consecutive 12-month period for fees imposed by the 
Government of Cuba in conjunction with such travel unless otherwise 
authorized.
    (2) Living expenses in Cuba. All transactions ordinarily incident to 
travel anywhere within Cuba, including payment of living expenses and 
the acquisition in Cuba of goods for personal consumption there, are 
authorized, provided that, unless otherwise authorized, the total for 
such expenses does not exceed:
    (i) For visits to members of a person's immediate family pursuant to 
Sec. 515.561, $50 per day plus up to an additional $50 per trip, if 
needed, to cover within-Cuba transportation-related expenses.
    (ii) For all other authorized activities, the ``maximum per diem 
rate'' for Havana, Cuba, in effect during the period that the travel 
takes place. The maximum per diem rate is published in the State 
Department's ``Maximum Travel Per Diem Allowances for Foreign Areas,'' a 
supplement to section 925, Department of State Standardized Regulations 
(Government Civilians, Foreign Areas), which is available from the 
Government Printing Office, Superintendent of Documents, P.O. Box 
371945, Pittsburgh, PA 15250-7954 and on the Internet at http://
www.state.gov/m/a/als/prdm.
    (3) Importation of Cuban merchandise prohibited. Nothing in this 
section authorizes the importation into the United States of any 
merchandise purchased or otherwise acquired in Cuba, including but not 
limited to any importation of such merchandise as accompanied baggage. 
The importation of Cuban-origin information and informational materials 
is exempt from the prohibitions of this part, as described in Sec. 
515.206.
    (4) Carrying remittances to Cuba. The carrying to Cuba of any 
remittances that the licensed traveler is authorized to remit pursuant 
to Sec. 515.570 is authorized, provided that:

[[Page 125]]

    (i) The total of all family household remittances authorized by 
Sec. 515.570(a) does not exceed $300, and
    (ii) No emigration remittances authorized by Sec. 515.570(b) are 
carried to Cuba unless a U.S. immigration visa has been issued for each 
payee and the licensed traveler can produce the visa recipients' full 
names, dates of birth, visa numbers, and visa dates of issuance.

    Note to paragraph (c)(4): This paragraph does not authorize a 
traveler to carry remittances on behalf of other remitters.

    (5) Processing certain financial instruments. All transactions 
incident to the processing and payment of checks, drafts, travelers' 
checks, and similar instruments negotiated in Cuba by any person 
authorized pursuant to this part to engage in financial transactions in 
Cuba. For purposes of this section, the authorized transactions may be 
conducted using currency, which is defined as money, cash, drafts, 
notes, travelers' checks, negotiable instruments, or scrip having a 
specified or readily determinable face value or worth, but which does 
not include gold or other precious metals in any form.
    (d) A Cuban national departing the United States may carry currency, 
as that term is defined in paragraph (c)(5) of this section, as follows:
    (1) The amount of any currency brought into the United States by the 
Cuban national and registered with the U.S. Customs Service upon entry;
    (2) Up to $300 in funds received as remittances by the Cuban 
national during his or her stay in the United States; and
    (3) Compensation earned by a Cuban national from a U.S. academic 
institution up to any amount that can be substantiated through payment 
receipts from such institution as authorized pursuant to Sec. 
515.565(a)(5).
    (e) The following transactions by persons generally or specifically 
licensed to engage in travel-related transactions to, from, and within 
Cuba are prohibited by Sec. 515.201 unless specifically authorized:
    (1) All transactions by persons subject to U.S. jurisdiction related 
to the utilization of charge cards, including but not limited to debit 
or credit cards, for expenditures in Cuba.
    (2) All transactions related to the processing and payment by 
persons subject to U.S. jurisdiction, such as charge card issuers or 
intermediary banks, of charge card instruments (e.g., vouchers, drafts, 
or sales receipts) for expenditures in Cuba. The issuer of a charge 
card, or a foreign charge card firm owned or controlled by persons 
subject to U.S. jurisdiction, is not authorized to deal with a Cuban 
enterprise, a Cuban national, or a third-country person, such as a 
franchisee, in connection with the extension of charge card services to 
any person in Cuba.
    (f) Carrying accompanied baggage to Cuba. The carrying to Cuba of 
accompanied baggage, as described in 15 CFR 740.14, provided that no 
more than 44 pounds of accompanied baggage per traveler may be carried 
unless otherwise authorized by the Bureau of Industry and Security of 
the Department of Commerce or, for exportations of non-U.S. origin 
accompanied baggage from third countries to Cuba, by a specific license 
from OFAC.
    (g) Nothing in this section authorizes transactions in connection 
with tourist travel to Cuba, nor does it authorize transactions in 
relation to any business travel, including making or agreeing to make 
any investment in Cuba, establishing or agreeing to establish any branch 
or agency in Cuba, or transferring or agreeing to transfer any property 
to Cuba, except transfers by or on behalf of individual or group 
travelers authorized pursuant to this part.

[64 FR 25814, May 13, 1999, as amended at 66 FR 36688, July 12, 2001; 68 
FR 14146, Mar. 24, 2003; 69 FR 33771 and 33773, June 16, 2004]



Sec. 515.561  Persons visiting members of their immediate family in Cuba.

    (a) Visiting a family member who is a national of Cuba. Specific 
licenses may be issued on a case-by-case basis to persons subject to 
U.S. jurisdiction to engage in the travel-related transactions set forth 
in Sec. 515.560(c) for the purpose of visiting a member of the person's 
immediate family who is a national of Cuba, as that term is defined in 
Sec. 515.302 of this part, in Cuba for a period not to exceed 14 days 
in duration, provided it has been at least three years since the

[[Page 126]]

most recent of the following three dates:
    (1) If the applicant emigrated from Cuba, the date of emigration;
    (2) The date the applicant left Cuba after the applicant's most 
recent trip to visit family there pursuant to a general license from 
OFAC;
    (3) The date of issuance of the applicant's most recent specific 
license to visit family in Cuba.
    (b) Visiting a family member who is not a national of Cuba. Specific 
licenses may be issued on a case-by-case basis authorizing persons 
subject to U.S. jurisdiction to engage in the travel-related 
transactions set forth in Sec. 515.560(c) and additional travel-related 
transactions that are directly incident to the purpose of visiting a 
member of the person's immediate family who is not a national of Cuba, 
as that term is defined in Sec. 515.302 of this part, in Cuba in 
exigent circumstances, provided the person to be visited is in Cuba 
pursuant to an OFAC authorization, the particular exigency has been 
reported to the U.S. Interests Section in Havana, and issuance of the 
license would support the mission of the U.S. Interests Section in 
Havana.
    (c) For the purpose of this section, the term ``member of a person's 
immediate family'' means any spouse, child, grandchild, parent, 
grandparent, or sibling of that person or that person's spouse, as well 
as any spouse, widow, or widower of any of the foregoing.

[69 FR 33771, June 16, 2004]



Sec. 515.562  Officials of the U.S. government, foreign governments, and certain intergovernmental organizations traveling to, from, and within Cuba on 
          official business.

    The travel-related transactions set forth in Sec. 515.560(c) and 
such additional transactions as are directly incident to activities in 
their official capacities by persons who are officials of the United 
States Government, any foreign government, or any intergovernmental 
organization of which the United States is a member and who are 
traveling on the official business of their government or international 
organization are authorized.

[64 FR 25815, May 13, 1999]



Sec. 515.563  Journalistic activities in Cuba.

    (a) General license. The travel-related transactions set forth in 
Sec. 515.560(c) and such additional transactions as are directly 
incident to journalistic activities in Cuba by persons regularly 
employed as journalists by a news reporting organization or by persons 
regularly employed as supporting broadcast or technical personnel are 
authorized.

    Note to paragraph (a): See Sec. Sec. 501.601 and 501.602 of this 
chapter for applicable recordkeeping and reporting requirements. The 
exportation of equipment and other items to be used in journalistic 
activities may require separate licensing by the Department of Commerce.

    (b) Specific licenses. (1) Specific licenses may be issued on a 
case-by-case basis authorizing the travel-related transactions set forth 
in Sec. 515.560(c) and other transactions that are directly incident to 
doing research in Cuba for a free-lance article upon submission of an 
adequate written application including the following documentation:
    (i) A detailed itinerary and a detailed description of the proposed 
research; and
    (ii) A resume or similar document showing a record of publications.
    (2) To qualify for a specific license pursuant to this section, the 
itinerary for the proposed research in Cuba for a free-lance article 
must demonstrate that the research constitutes a full work schedule that 
could not be accomplished in a shorter period of time.
    (3) Specific licenses may be issued pursuant to this section 
authorizing transactions for multiple trips to Cuba over an extended 
period of time by applicants demonstrating a significant record of free-
lance journalism.

[64 FR 25815, May 13, 1999]



Sec. 515.564  Professional research and professional meetings in Cuba.

    (a) General license. (1) The travel-related transactions set forth 
in Sec. 515.560(c) and such additional transactions that are directly 
incident to professional research by full-time professionals who travel 
to Cuba to conduct professional research in their professional areas are 
authorized, provided that:

[[Page 127]]

    (i) The research is of a noncommercial, academic nature;
    (ii) The research comprises a full work schedule in Cuba;
    (iii) The research has a substantial likelihood of public 
dissemination; and
    (iv) The research does not fall within the categories of activities 
described in paragraph (c), (d), or (e) of this section.

    Note to paragraph (a)(1): This general license does not authorize as 
professional research any travel-related transactions incident to 
attendance at professional meetings or conferences. Such transactions 
must either qualify under the general license set forth in paragraph 
(a)(2) of this section or be the subject of a request for a specific 
license under paragraph (b) of this section.

    (2) The travel-related transactions set forth in Sec. 515.560(c) 
and such additional transactions as are directly incident to travel to 
Cuba by full-time professionals to attend professional meetings or 
conferences in Cuba organized by an international professional 
organization, institution, or association that regularly sponsors 
meetings or conferences in other countries are authorized, provided 
that:
    (i) The international professional organization, institution, or 
association is not headquartered in the United States unless that 
organization, institution, or association has been specifically licensed 
to sponsor the meeting in Cuba;
    (ii) The purpose of the meeting or conference is not the promotion 
of tourism in Cuba or other commercial activities involving Cuba that 
are inconsistent with this part; and
    (iii) The meeting or conference is not intended primarily for the 
purpose of fostering production of any biotechnological products.

    Note to paragraph (a): See Sec. Sec. 501.601 and 501.602 of this 
chapter for applicable recordkeeping and reporting requirements. 
Exportation of equipment and other items, including the transfer of 
technology or software to foreign persons (``deemed exportation'') and 
items not eligible for Department of Commerce GFT or BAG License 
Exceptions, 15 CFR 740.12 and 740.14, may require separate authorization 
by the Department of Commerce.

    (b) Specific licensing. Specific licenses may be issued on a case-
by-case basis authorizing the travel-related transactions set forth in 
Sec. 515.560(c) and other transactions that are directly incident to 
professional research and professional meetings that do not qualify for 
the general license in paragraph (a) of this section. Specific licenses 
may be issued pursuant to this section authorizing transactions for 
multiple trips to Cuba over an extended period of time by applicants 
demonstrating a significant record of research. Specific licenses will 
not be issued for travel-related transactions for purposes of attendance 
at meetings or conferences in Cuba organized by the Cuban government 
where such meetings or conferences could be intended primarily for the 
purpose of fostering the production of any biotechnological products.
    (c) Categories of activities that do not qualify for the general 
license in paragraph (a) of this section and for which the specific 
licenses described in paragraph (b) of this section will not be issued 
include recreational travel; tourist travel; travel in pursuit of a 
hobby; research for personal satisfaction only; and any travel for an 
authorized professional research purpose if the schedule of activities 
includes free time, travel, or recreation in excess of that consistent 
with a full work schedule of professional research or attendance at 
professional meetings or conferences.
    (d) An entire group does not qualify for the general license in 
paragraph (a) of this section and will not be issued a specific license 
under paragraph (b) of this section merely because some members of the 
group could qualify individually for such licenses.

    Example 1 to paragraph (d): A musicologist travels to Cuba to do 
research on Cuban music pursuant to the general license for professional 
researchers set forth in paragraph (a) of this section. Others who are 
simply interested in music but who do not research music as part of 
their careers may not engage in travel-related transactions with the 
musicologist in reliance on this general license. For example, an art 
historian who plays in the same band with the musicologist would not 
qualify as a professional researcher of Cuban music for purposes of this 
general license.
    Example 2 to paragraph (d): A specific license issued pursuant to 
paragraph (b) of this section authorizing travel-related transactions by 
a fish biologist who travels to Cuba to engage in professional research 
does

[[Page 128]]

not authorize transactions by other persons who might travel with the 
fish biologist but whose principal purpose in travel is to engage in 
recreational or trophy fishing. The fact that such persons may engage in 
certain activities with or under the direction of the professional fish 
biologist, such as measuring or recording facts about their catch, does 
not bring these individuals' activities within the scope of professional 
research and similar activities.

    (e) A person will not qualify as engaging in professional research 
merely because that person is a professional who plans to travel to 
Cuba.

    Example 1 to paragraph (e): A professor of history interested in 
traveling to Cuba for the principal purpose of learning or practicing 
Spanish or attending general purpose lectures devoted to Cuban culture 
and contemporary life does not qualify for the general license in 
paragraph (a) of this section or for a specific license issued pursuant 
to paragraph (b) of this section.
    Example 2 to paragraph (e): A professional photographer who wishes 
to take photographs in Cuba that will become the basis for creating post 
cards, paintings, and other secondary products or that merely document 
the photographer's travel does not qualify for the general license in 
paragraph (a) of this section or for a specific license issued pursuant 
to paragraph (b) of this section.

[64 FR 25815, May 13, 1999, as amended at 69 FR 33772, June 16, 2004]



Sec. 515.565  Educational activities.

    (a) Specific institutional licenses. Specific licenses for up to one 
year in duration may be issued to an accredited U.S. undergraduate or 
graduate degree-granting academic institution authorizing the 
institution, its students enrolled in an undergraduate or graduate 
degree program at the institution, and its full-time permanent employees 
to engage, under the auspices of the institution, in the travel-related 
transactions set forth in Sec. 515.560(c) and such additional 
transactions that are directly incident to:
    (1) Participation in a structured educational program in Cuba as 
part of a course offered at the licensed institution, provided the 
program includes a full term, and in no instance includes fewer than 10 
weeks, of study in Cuba. An individual planning to engage in such 
transactions must carry a letter from the licensed institution stating 
that the individual is a student currently enrolled in an undergraduate 
or graduate degree program at the institution or is a full-time 
permanent employee of the institution, stating that the Cuba-related 
travel is part of a structured educational program of the institution 
that will be no shorter than 10 weeks in duration, and citing the number 
of the institution's license;
    (2) Noncommercial academic research in Cuba specifically related to 
Cuba and for the purpose of obtaining a graduate degree. A student 
planning to engage in such transactions must carry a letter from the 
licensed institution stating that the individual is a student currently 
enrolled in a graduate degree program at the institution, stating that 
the research in Cuba will be accepted for credit toward that degree, and 
citing the number of the institution's license;
    (3) Participation in a formal course of study at a Cuban academic 
institution, provided the formal course of study in Cuba will be 
accepted for credit toward the student's undergraduate or graduate 
degree at the licensed U.S. institution and provided the course of study 
is no shorter than 10 weeks in duration. An individual planning to 
engage in such transactions must carry a letter from the licensed U.S. 
institution stating that the individual is a student currently enrolled 
in an undergraduate or graduate degree program at the U.S. institution, 
stating that the study in Cuba will be accepted for credit toward that 
degree and will be no shorter than 10 weeks in duration, and citing the 
number of the U.S. institution's license;
    (4) Teaching at a Cuban academic institution by an individual 
regularly employed in a teaching capacity at the licensed institution, 
provided the teaching activities are related to an academic program at 
the Cuban institution and provided that the duration of the teaching 
will be no shorter than 10 weeks. An individual planning to engage in 
such transactions must carry a written letter from the licensed U.S. 
institution stating that the individual is a full-time permanent 
employee regularly employed in a teaching capacity at the U.S. 
institution and citing the number of the U.S. institution's license;

[[Page 129]]

    (5) Sponsorship, including the payment of a stipend or salary, of a 
Cuban scholar to teach or engage in other scholarly activity at the 
licensed institution (in addition to those transactions authorized by 
the general license contained in Sec. 515.571). Such earnings may be 
remitted to Cuba as provided in Sec. 515.570 or carried on the person 
of the Cuban scholar returning to Cuba as provided in Sec. 
515.560(d)(3); or
    (6) The organization of and preparation for activities described in 
paragraphs (a)(1) through (a)(5) of this section by a full-time 
permanent employee of the licensed institution. An individual engaging 
in such transactions must carry a written letter from the licensed 
institution stating that the individual is a full-time permanent 
employee of that institution and citing the number of the institution's 
license.
    Note to paragraph (a): See Sec. Sec. 501.601 and 501.602 of this 
chapter for applicable recordkeeping and reporting requirements. 
Exportation of equipment and other items, including the transfer of 
technology or software to foreign persons (``deemed exportation''), may 
require separate authorization from the Department of Commerce.
    (b) Other specific licenses. Specific licenses may be issued to 
individuals on a case-by-case basis authorizing the travel-related 
transactions set forth in Sec. 515.560(c) and other transactions 
directly incident to the educational activities described in paragraphs 
(a)(2) and (a)(3) of this section but not engaged in pursuant to a 
specific license issued to an institution pursuant to paragraph (a) of 
this section.
    (c) Transactions related to activities that are primarily tourist-
oriented, including self-directed educational activities that are 
intended only for personal enrichment, are not authorized by this 
section.

[64 FR 25816, May 13, 1999, as amended at 68 FR 14147, Mar. 24, 2003; 69 
FR 33772, June 16, 2004]



Sec. 515.566  Religious activities in Cuba.

    (a) Specific license for U.S. religious organizations--(1) Issuance; 
renewal. A specific license may be issued to a religious organization 
located in the United States authorizing the organization and 
individuals and groups affiliated with the organization to engage, under 
the auspices of the organization, in religious activities involving 
transactions (including travel-related transactions) in which Cuba or a 
Cuban national has an interest. The application for the specific license 
must set forth examples of religious activities to be undertaken in 
Cuba. The religious organization's specific license may be renewed after 
a period of two years to authorize the organization and individuals and 
groups affiliated with the organization to continue to engage in the 
transactions authorized under the organization's license.
    (2) Scope of transactions authorized under U.S. religious 
organization's specific license; documentation. Upon receipt by the 
religious organization located in the United States of a specific 
license pursuant to paragraph (a)(1) of this section, the organization 
and individuals or groups affiliated with the organization are 
authorized to engage in the travel-related transactions set forth in 
Sec. 515.560(c) and such additional transactions as are directly 
incident to religious activities in Cuba under the auspices of the 
organization. Travel-related transactions pursuant to this authorization 
must be for the purpose of engaging, while in Cuba, in a full-time 
program of religious activities. Financial and material donations to 
Cuba or Cuban nationals are not authorized by this paragraph (a)(2). All 
individuals who engage in transactions in which Cuba or Cuban nationals 
have an interest (including travel-related transactions) pursuant to 
this paragraph (a)(2) must carry with them a letter from the 
specifically-licensed U.S. religious organization, citing the number of 
the organization's specific license and confirming that they are 
affiliated with the organization and are traveling to Cuba to engage in 
religious activities under the auspices of the organization.

    Note to paragraph (a): See Sec. Sec. 501.601 and 501.602 of this 
chapter for applicable recordkeeping and reporting requirements. 
Exportation of items to be used in Cuba may require separate licensing 
by the Department of Commerce.

    (b) Specific licenses. Specific licenses may be issued on a case-by-
case basis authorizing the travel-related transactions set forth in 
Sec. 515.560(c) and

[[Page 130]]

other transactions that are directly incident to religious activities 
not covered by a specific license issued pursuant to paragraph (a) of 
this section to a U.S. religious organization. Specific licenses may be 
issued pursuant to this section authorizing transactions for multiple 
trips over an extended period of time to engage in a full-time program 
of religious activities in Cuba.

[64 FR 25817, May 13, 1999]



Sec. 515.567  Public performances, athletic and other competitions, and exhibitions.

    (a) Amateur and semi-professional international sports federation 
competitions. Specific licenses, including for multiple trips to Cuba 
over an extended period of time, may be issued on a case-by-case basis 
authorizing the travel-related transactions set forth in Sec. 
515.560(c) and other transactions that are directly incident to athletic 
competition by amateur or semi-professional athletes or athletic teams 
wishing to travel to participate in athletic competition in Cuba, 
provided that:
    (1) The athletic competition in Cuba is held under the auspices of 
the international sports federation for the relevant sport;
    (2) The U.S. participants in the athletic competition are selected 
by the U.S. federation for the relevant sport; and
    (3) The competition is open for attendance, and in relevant 
situations participation, by the Cuban public.
    (b) Public performances, other athletic or other non-athletic 
competitions, and exhibitions. Specific licenses, including for multiple 
trips to Cuba over an extended period of time, may be issued on a case-
by-case basis authorizing the travel-related transactions set forth in 
Sec. 515.560(c) and other transactions that are directly incident to 
participation in a public performance, athletic competition not covered 
by paragraph (a) of this section, non-athletic competition, or 
exhibition in Cuba by participants in such activities, provided that:
    (1) The event is open for attendance, and in relevant situations 
participation, by the Cuban public; and
    (2) All U.S. profits from the event after costs are donated to an 
independent nongovernmental organization in Cuba or a U.S.-based 
charity, with the objective, to the extent possible, of benefiting the 
Cuban people.
    (c) Specific licenses will not be issued pursuant to this section 
authorizing any debit to a blocked account.

    Note to Sec. 515.567: See Sec. 515.571 for the authorization of 
certain transactions related to the activities of nationals of Cuba 
traveling in the United States.

[69 FR 33772, June 16, 2004]



Sec. 515.568  [Reserved]



Sec. 515.569  Foreign passengers' baggage.

    The importation of Cuban-origin goods, otherwise prohibited by this 
part, brought into the United States as baggage by any person arriving 
in the United States other than a citizen or resident of the United 
States is hereby authorized, notwithstanding the provisions of Sec. 
515.803, provided that such goods are not in commercial quantities and 
are not imported for resale. This authorization does not apply to the 
importation of Cuban-origin alcohol or tobacco products.

[64 FR 25818, May 13, 1999]



Sec. 515.570  Remittances to nationals of Cuba.

    (a) Periodic $300 family household remittances authorized. Persons 
subject to the jurisdiction of the United States who are 18 years of age 
or older are authorized to make remittances to nationals of Cuba who are 
members of the remitter's immediate family, provided that:
    (1) The remitter's total remittances do not exceed $300 per 
recipient household in any consecutive 3-month period, regardless of the 
number of members of the remitter's immediate family comprising that 
household;
    (2) The remittances are not made from a blocked source unless:
    (i) The remittances are authorized pursuant to paragraph (c) of this 
section; or
    (ii) The remittances are made to a recipient in a third country and 
are made from a blocked account in a banking institution in the United 
States held in the name of, or in which the beneficial interest is held 
by, the recipient; and

[[Page 131]]

    (3) The recipient is not a prohibited official of the Government of 
Cuba or a prohibited member of the Cuban Communist Party. For the 
purposes of this paragraph, the term ``prohibited official of the 
Government of Cuba'' means: Ministers and Vice-ministers, members of the 
Council of State, and the Council of Ministers; members and employees of 
the National Assembly of People's Power; members of any provincial 
assembly; local sector chiefs of the Committees for the Defense of the 
Revolution; Director Generals and sub-Director Generals and higher of 
all Cuban ministries and state agencies; employees of the Ministry of 
the Interior (MININT); employees of the Ministry of Defense (MINFAR); 
secretaries and first secretaries of the Confederation of Labor of Cuba 
(CTC) and its component unions; chief editors, editors and deputy 
editors of Cuban state-run media organizations and programs, including 
newspapers, television, and radio; and members and employees of the 
Supreme Court (Tribuno Supremo Nacional). For purposes of this 
paragraph, the term ``prohibited members of the Cuban Communist Party'' 
means: members of the Politburo; the Central Committee; Department Heads 
of the Central Committee; employees of the Central Committee; and 
secretary and first secretary of the provincial Party central 
committees.
    (4) For the purposes of this paragraph (a), the term ``member of the 
remitter's immediate family'' means a spouse, child, grandchild, parent, 
grandparent, or sibling of the remitter or the remitter's spouse, as 
well as any spouse, widow, or widower of any of the foregoing.
    Note to paragraph (a): The maximum amount set forth in this 
paragraph does not apply to remittances to a Cuban individual who has 
been unblocked or whose current transactions are otherwise authorized 
pursuant to Sec. 515.505, because remittances to such persons do not 
require separate authorization.
    (b) Two one-time $500 emigration-related remittances authorized. 
Persons subject to the jurisdiction of the United States are authorized 
to remit the following amounts:
    (1) Up to $500 per payee on a one-time basis to any Cuban nationals 
for the purpose of covering the payees' preliminary expenses associated 
with emigrating from Cuba to the United States. These remittances may be 
sent before the payees have received valid visas issued by the State 
Department or other approved U.S.-immigration documents, but may not be 
carried by a licensed traveler to Cuba until the payees have received 
valid visas issued by the State Department or other approved U.S.-
immigration documents. See Sec. 515.560(c)(4) of this part for the 
rules regarding the carrying of authorized remittances to Cuba. These 
remittances may not be made from a blocked source unless authorized 
pursuant to paragraph (c) of this section.
    (2) Up to an additional $500 per payee on a one-time basis to any 
Cuban nationals for the purpose of enabling the payees to emigrate from 
Cuba to the United States, including for the purchase of airline tickets 
and payment of exit or third-country visa fees or other travel-related 
fees. These remittances may be sent only once the payees have received 
valid visas issued by the State Department or other approved U.S.-
immigration documents. A remitter must be able to provide the visa 
recipients' full names, dates of birth, visa numbers, and visa dates of 
issuance. See Sec. 515.560(c)(4) of this part for the rules regarding 
the carrying of authorized remittances to Cuba. These remittances may 
not be made from a blocked source unless authorized pursuant to 
paragraph (c) of this section.
    (c) Certain remittances from inherited blocked sources authorized. 
The remittances authorized in paragraphs (a) and (b) of this section may 
be made from a blocked account in a banking institution in the United 
States held in the name of, or in which the beneficial interest is held 
by, the payee, provided that the funds were deposited in the blocked 
account as a result of a valid testamentary disposition, intestate 
succession, or payment from a life insurance policy or annuity contract 
triggered by the death of the policy or contract holder.
    (d) Specific licenses. Specific licenses may be issued on a case-by-
case basis authorizing the following:
    (1) Remittances by persons subject to U.S. jurisdiction, including 
but not

[[Page 132]]

limited to nongovernmental organizations and individuals, to independent 
non-governmental entities in Cuba, including but not limited to pro-
democracy groups, civil society groups, and religious organizations, and 
to members of such groups or organizations.
    (1) Remittances by persons subject to U.S. jurisdiction to 
independent non-governmental entities in Cuba.
    (2) Remittances by persons subject to U.S. jurisdiction from blocked 
accounts to Cuban households in third countries in excess of the amount 
specified in paragraph (a) of this section; or
    (3) Remittances by persons subject to U.S. jurisdiction to a person 
in Cuba, directly or indirectly, for transactions to facilitate non-
immigrant travel by an individual in Cuba to the United States under 
circumstances where humanitarian need is demonstrated, including but not 
limited to illness or other medical emergency.

    Note to Sec. 515.570: For the rules relating to the carrying of 
remittances to Cuba, see paragraph (c)(4) of Sec. 515.560. Persons 
subject to U.S. jurisdiction are prohibited from engaging in the 
collection or forwarding of remittances to Cuba unless authorized 
pursuant to Sec. 515.572. For a list of authorized U.S. remittance 
service providers, see the following Web site: http://www.treas.gov/
offices/eotffc/ofac/sanctions/cuba--tsp.pdf.

[68 FR 14147, Mar. 24, 2003, as amended at 69 FR 33773, June 16, 2004]



Sec. 515.571  Certain transactions incident to travel to, from, and within the United States by Cuban nationals.

    (a) Except as provided in paragraph (c) of this section, the 
following transactions by or on behalf of a Cuban national who enters 
the United States on a non-immigrant visa or other non-immigrant travel 
authorization issued by the State Department are authorized:
    (1) All transactions ordinarily incident to travel between the 
United States and Cuba, including the importation into the United States 
of accompanied baggage for personal use;
    (2) All transactions ordinarily incident to travel and maintenance 
within the United States, including the payment of living expenses and 
the acquisition of goods for personal consumption in the United States;
    (3) All transactions on behalf of aircraft or vessels incident to 
non-scheduled flights or voyages between the United States and Cuba, 
provided that the carrier used has a carrier service provider license 
issued pursuant to Sec. 515.572. This paragraph does not authorize the 
carriage of any merchandise into the United States except accompanied 
baggage; and
    (4) Normal banking transactions involving foreign currency drafts, 
travelers' checks, or other instruments negotiated incident to travel in 
the United States by any person under the authority of this section.
    (5) All transactions ordinarily incident to the activities for which 
a visa or other travel authorization was issued.
    (i) This paragraph (a)(5) does not authorize receipt of compensation 
in excess of amounts covering living expenses and the acquisition of 
goods for personal consumption. See Sec. 515.565(a)(5) of this part for 
the case-by-case authorization of payments to certain Cuban scholars of 
stipends or salaries that exceed this limit.
    (ii) Examples of transactions authorized by this paragraph (a)(5) 
include: the payment of tuition to a U.S. educational institution by a 
national of Cuba issued a student visa; the payment of compensation 
covering only living expenses and the purchase of goods for personal 
consumption to a national of Cuba issued a performance-related visa; and 
the rental of a stage by a Cuban group issued a performance visa.
    (b) Payments and transfers of credit in the United States from 
blocked accounts in domestic banking institutions held in the name of a 
Cuban national who enters the United States on a visa or other travel 
authorization issued by the State Department to or upon the order of 
such Cuban national are authorized provided that:
    (1) Such payments and transfers of credit are made only for the 
living, traveling, and similar personal expenses in the United States of 
such Cuban national or his or her family;
    (2) The total of all such payments and transfers of credit made 
under this section from the accounts of such Cuban national do not 
exceed $250 in any one calendar month; and

[[Page 133]]

    (3) No payment or transfer is made from a blocked account in which a 
specially designated national has an interest.
    (c) This section does not authorize any transfer of property to 
Cuba, or, except as otherwise authorized in paragraph (b) of this 
section, any debit to a blocked account.

    Note to Sec. 515.571: For the authorization of certain transactions 
by Cuba nationals who become U.S. citizens, apply for or receive U.S. 
permanent resident alien status, or are paroled into the United States, 
see Sec. 515.505 of this part.

[64 FR 25819, May 13, 1999, as amended at 68 FR 14148, Mar. 24, 2003; 69 
FR 33773, June 16, 2004]



Sec. 515.572  Authorization of transactions incident to the provision of travel services, carrier services, and remittance forwarding services.

    (a)(1) Authorization of travel service provider. The following 
persons wishing to provide services in connection with travel to Cuba 
are ``travel service providers'' for purposes of this part: Travel 
agents, ticket agents, commercial and noncommercial organizations that 
arrange travel to Cuba; tour operators; persons arranging through 
transportation to Cuba; persons chartering an aircraft or vessel on 
behalf of others in Cuba; and persons arranging hotel accommodations, 
ground transportation, local tours, and similar travel activities on 
behalf of others in Cuba. Travel service providers must obtain 
authorization from the Office of Foreign Assets Control before providing 
services with respect to travel to Cuba. The list stated above should 
not be considered exhaustive, as other persons may be ``travel service 
providers'' within the meaning of this part. Opinions may be obtained 
from the Office of Foreign Assets Control concerning the applicability 
of this licensing requirement in individual cases.
    (2) Authorization of carrier service provider. Persons subject to 
U.S. jurisdiction wishing to provide carrier services by aircraft or 
vessels incidental to their non-scheduled flights or voyages to, from, 
or within Cuba are ``carrier service providers'' for purposes of this 
part. Carrier service providers must obtain authorization from the 
Office of Foreign Assets Control before providing services with respect 
to non-scheduled flights or voyages to, from, or within Cuba. Carriage 
to or from Cuba of any merchandise, cargo or gifts, other than those 
permitted to individual travelers as accompanied baggage, must also be 
authorized by licenses issued by the U.S. Department of Commerce.
    (3) Authorization of remittance forwarders. Persons subject to U.S. 
jurisdiction, including persons who provide remittance forwarding 
services and noncommercial organizations acting on behalf of donors, who 
wish to provide services in connection with the collection or forwarding 
of remittances authorized pursuant to this part must obtain a license 
from the Office of Foreign Assets Control. Depository institutions, as 
defined in Sec. 515.533, must obtain a license pursuant to this section 
only for the provision of services in connection with the collection and 
forwarding of remittances authorized pursuant to paragraphs (a), (b), 
and (c) of Sec. 515.570. Depository institutions do not need a license 
pursuant to this section to provide such services with respect to any 
other remittances authorized pursuant to this part.
    (b) Terms and conditions of authorization to engage in service 
transactions. Authorization to engage in service transactions will be 
issued only upon the applicant's written affirmation and subsequent 
demonstration that it does not participate in discriminatory practices 
of the Cuban government against certain residents and citizens of the 
United States. Examples of such practices include, but are not limited 
to, charging discriminatory rates for air travel or requiring payment 
for services, such as hotel accommodations and meals, not desired, 
planned to be utilized, or actually utilized, based on such 
characteristics as race, color, religion, sex, citizenship, place of 
birth, or national origin. Authorization, whether a grant of provisional 
authorization or a license issued pursuant to this part, does not permit 
a travel or carrier service provider to provide services in connection 
with any individual's transactions incident to travel which are 
prohibited by this part.

[[Page 134]]

    (c) Initial applications for licenses. The initial application for a 
license shall contain:
    (1) The applicant organization's name, address, telephone number, 
and the name of an official of the applicant organization responsible 
for its licensed services;
    (2) The state of applicant's organization, if a juridical entity, 
the address of its principal place of business and all branch offices, 
the identity and ownership percentages of all shareholders or partners, 
and the identity and position of all principal officers and directors;
    (3) Copies of any bylaws, articles of incorporation, partnership 
agreements, management agreements, or other documents pertaining to the 
organization, ownership, control, or management of the applicant; and
    (4)(i) In the case of applications for authorization to serve as 
travel or carrier service providers, a report on the forms and other 
procedures used to establish that each customer is in full compliance 
with U.S. law implementing the Cuban embargo and either qualifies for 
one of the general licenses contained in this part authorizing travel-
related transactions in connection with travel to Cuba or has received a 
specific license from the Office of Foreign Assets Control issued 
pursuant to this part. In the case of a customer traveling pursuant to a 
general license, the applicant must demonstrate that it requires each 
customer to attest, in a signed statement, to his or her qualification 
for the particular general license claimed. The statement must provide 
facts supporting the customer's belief that he or she qualifies for the 
general license claimed. In the case of a customer traveling under a 
specific license, the applicant must demonstrate that it requires the 
customer to furnish it with a copy of the license. The copy of the 
signed statement or the specific license must be maintained on file with 
the applicant.
    (ii) In the case of applications for authorization as remittance 
forwarders, a report on the forms, account books, and other 
recordkeeping procedures used to determine whether each customer has 
violated the terms of any authorization for remittances contained in or 
issued pursuant to this part, or sent remittances to persons ineligible 
to receive them under Sec. 515.570; and the method by which remittances 
are sent to Cuba and the procedures used by the applicant to ensure that 
the remittances are received by the persons intended.
    (d) Required reports and recordkeeping. (1) Each specific license or 
grant of provisional authority shall require that the service provider 
furnish annual reports to the Department of the Treasury, Office of 
Foreign Assets Control, Washington, DC 20220, during the term of the 
license. The required content of such reports and their due dates shall 
be provided to the service provider in a letter authorizing the provider 
to commence services. Each such report will cover only the one-year 
period immediately preceding the date of the report.
    (2) While the names and addresses of individual travelers or 
remitters, the number and amount of each remittance, and the name and 
address of each recipient, as applicable, need not be submitted with 
annual reports, this information must be retained on file with all other 
information required by Sec. 515.601 of this chapter. These records 
must be furnished to the Office of Foreign Assets Control on demand 
pursuant to Sec. 515.602 of this chapter.
    (3) Presentation of passenger lists. Tour operators, persons 
operating an aircraft or vessel, or persons chartering an aircraft or 
vessel on behalf of others, for travel to, from, and within Cuba must 
furnish the U.S. Customs Service on demand a list of passengers on each 
flight or voyage to, from, and within Cuba.
    (e) Procedures governing the grant of provisional authority, denial, 
suspension, or revocation of authority to engage in service 
transactions--(1) Grant of provisional authority. Following submission 
of a complete application as described in paragraph (c) of this section, 
the submission of any additional relevant information, and a preliminary 
evaluation by the Office of Foreign Assets Control, the applicant will 
be notified in writing that provisional authority has been granted to 
provide the services contemplated in the application. This provisional 
authority to provide services will remain in effect pending a

[[Page 135]]

final decision to grant or deny the license.
    (2) Denial of license--(i) Notice of denial. If the Director, Office 
of Foreign Assets Control, determines that the application for a license 
to engage in service transactions related to travel to Cuba, carrier 
service transactions related to travel to Cuba, or transactions related 
to remittance forwarding should be denied for any reason, notice of 
denial shall be given to the applicant. The notice of denial shall state 
the reasons for the denial.
    (ii) Grounds for denial. The causes sufficient to justify denial of 
an application for a license may include, but need not be limited to:
    (A) Any cause which would justify suspension or revocation of the 
authority of a service provider pursuant to paragraph (e)(3) of this 
section;
    (B) Failure to file a full and complete application;
    (C) Any willful misstatement of pertinent facts in the application;
    (D) Evidence indicating that the applicant participates in 
discriminatory practices of the Cuban Government against certain 
residents and citizens of the United States as described in paragraph 
(b) of this section; or
    (E) A reputation imputing to the applicant criminal, dishonest, or 
unethical conduct, or a record of such conduct.
    (3) Suspension or revocation of a license or provisional 
authorization. A license or provisional authorization issued pursuant to 
this section may be suspended for a specific period of time, or revoked, 
for the following reasons:
    (i) The service provider has willfully made or caused to be made in 
any application for any license, request for a ruling or opinion, or 
report be filed with the Office of Foreign Assets Control, any statement 
that was, at the time and in light of the circumstances under which it 
was made, false or misleading with respect to any material fact, or has 
omitted to state in any application, request for ruling or opinion, or 
report any material fact that was required;
    (ii) The service provider has failed to file timely reports or 
comply with the recordkeeping requirements of his license or provisional 
authorization.
    (iii) The service provider has been convicted, at any time after 
filing an application for a license under this section, of any felony or 
misdemeanor that:
    (A) Involved the importation, exportation, or transfer of property 
in violation of any law or regulation administered by the Office of 
Foreign Assets Control;
    (B) Arose directly out of the conduct of the business covered by the 
license; or
    (C) Involved larceny, extortion, forgery, counterfeiting, fraudulent 
concealment, embezzlement, fraudulent conversion, misappropriation of 
funds, or a violation of the Customs laws, export or import control 
laws, or banking laws.
    (iv) The service provider has violated any provision of law enforced 
by the Office of Foreign Assets Control or the rules or regulations 
issued under any such provision;
    (v) The service provider has counseled, commanded, induced, 
procured, or knowingly aided or abetted the violation by any other 
person of any provision of any law or regulation referred to above;
    (vi) The service provider has, in the course of the business covered 
by the license, with felonious intent, in any manner willfully and 
knowingly deceived, defrauded, misled, threatened, or coerced any client 
or prospective client; or
    (vii) The service provider has committed any other act or omission 
that demonstrates unfitness to conduct the business covered by the 
license.

[57 FR 53999, Nov. 16, 1992, as amended at 59 FR 31142, June 17, 1994; 
59 FR 44886, Aug. 30, 1994; 63 FR 27349, May 18, 1998. Redesignated and 
amended at 64 FR 25813, 25819, May 13, 1999; 68 FR 14148, Mar. 24, 2003; 
69 FR 33773, June, 16, 2004]



Sec. 515.573  Transactions by news organizations.

    (a) Specific licenses may be issued authorizing all transactions 
necessary for the establishment and operation of news bureaus in Cuba 
whose primary purpose is the gathering and dissemination of news to the 
general public. Transactions that may be authorized

[[Page 136]]

include, but are not limited to, those incident to the following:
    (1) Leasing office space and securing related goods and services;
    (2) Hiring Cuban nationals to serve as support staff;
    (3) Purchasing Cuban-origin goods for use in the operation of the 
office; and
    (4) Paying fees related to the operation of the office in Cuba.
    (b) Specific licenses may be issued authorizing transactions 
necessary for the establishment and operation of news bureaus in the 
United States by Cuban organizations whose primary purpose is the 
gathering and dissemination of news to the general public.
    (c) Specific licenses may be issued authorizing transactions related 
to hiring Cuban nationals to provide reporting services or other 
services related to the gathering and dissemination of news.
    (d) Note: The number assigned to a specific license issued pursuant 
to this section should be referenced in all import documents, and in all 
funds transfers and other banking transactions through banks organized 
or located in the United States, in connection with the licensed 
transaction to avoid the blocking of goods imported from Cuba and the 
interruption of the financial transactions with Cuba.

[60 FR 54197, Oct. 20, 1995. Redesignated at 64 FR 25813, May 13, 1999]



Sec. 515.574  Support for the Cuban People.

    (a) Specific licenses may be issued on a case-by-case basis 
authorizing the travel-related transactions set forth in Sec. 
515.560(c) and other transactions that are intended to provide support 
for the Cuban people including, but not limited to, the following:
    (1) Activities of recognized human rights organizations,
    (2) Activities of independent organizations designed to promote a 
rapid, peaceful transition to democracy, and
    (3) Activities of individuals and non-governmental organizations 
that promote independent activity intended to strengthen civil society 
in Cuba.
    (b) Licenses will be issued pursuant to this section once the 
applicant shows that the proposed transactions are consistent with the 
purposes of this section and provides an explanation that no significant 
accumulation of funds or financial benefit will accrue to the government 
of Cuba.

[68 FR 14148, Mar. 24, 2003]



Sec. 515.575  Humanitarian projects.

    Specific licenses may be issued on a case-by-case basis authorizing 
the travel-related transactions set forth in Sec. 515.560(c) and such 
additional transactions as are directly incident to certain humanitarian 
projects in or related to Cuba not otherwise covered by this part that 
are designed to directly benefit the Cuban people. Such projects may 
include, but are not limited to: medical and health-related projects; 
construction projects intended to benefit legitimately independent civil 
society groups; environmental projects; projects involving formal or 
non-formal educational training, within Cuba or off-island, on topics 
including civil education, journalism, advocacy and organizing, adult 
literacy, and vocational skills; community-based grassroots projects; 
projects suitable to the development of small scale private enterprise; 
projects that are related to agricultural and rural development that 
promote independent activity; and projects to meet basic human needs. 
Specific licenses may be issued authorizing transactions for multiple 
visits for the same project over an extended period of time by 
applicants demonstrating a significant record of overseas humanitarian 
projects.

[68 FR 14148, Mar. 24, 2003]



Sec. 515.576  Activities of private foundations or research or educational institutes.

    Specific licenses may be issued on a case-by-case basis authorizing 
the travel-related transactions set forth in Sec. 515.560(c) and such 
additional transactions as are directly incident to activities by 
private foundations or research or educational institutes that have an 
established interest in international relations to collect information 
related to Cuba for noncommercial purposes, not otherwise covered by the 
general license for professional research contained in Sec. 515.564 or 
more properly issued under Sec. 515.575, relating

[[Page 137]]

to humanitarian projects. Specific licenses may be issued pursuant to 
this section authorizing transactions for multiple trips to Cuba for the 
same project over an extended period of time.

[64 FR 25820, May 13, 1999]



Sec. 515.577  Authorized transactions necessary and ordinarily incident to publishing.

    (a) To the extent that such activities are not exempt from this 
part, and subject to the restrictions set forth in paragraphs (b) 
through (d) of this section, persons subject to the jurisdiction of the 
United States are authorized to engage in all transactions necessary and 
ordinarily incident to the publishing and marketing of manuscripts, 
books, journals, and newspapers in paper or electronic format 
(collectively, ``written publications'').
    This section does not apply if the parties to the transactions 
described in this paragraph include the Government of Cuba. For the 
purposes of this section, the term ``Government of Cuba'' includes the 
state and the Government of Cuba, as well as any political subdivision, 
agency, or instrumentality thereof, including the Central Bank of Cuba; 
any person occupying the positions identified in Sec. 515.570(a)(3); 
employees of the Ministry of Justice; and any person acting or 
purporting to act directly or indirectly on behalf of any of the 
foregoing with respect to the transactions described in this paragraph. 
For the purposes of this section, the term ``Government of Cuba'' does 
not include any academic and research institutions and their personnel. 
Pursuant to this section, the following activities are authorized, 
provided that persons subject to the jurisdiction of the United States 
ensure that they are not engaging, without separate authorization, in 
the activities identified in paragraphs (b) through (d) of this section:
    (1) Commissioning and making advance payments for identifiable 
written publications not yet in existence, to the extent consistent with 
industry practice;
    (2) Collaborating on the creation and enhancement of written 
publications;
    (3)(i) Augmenting written publications through the addition of items 
such as photographs, artwork, translation, explanatory text, and, for a 
written publication in electronic format, the addition of embedded 
software necessary for reading, browsing, navigating, or searching the 
written publication;
    (ii) Exporting embedded software necessary for reading, browsing, 
navigating, or searching a written publication in electronic format, 
provided that, to the extent a license is required under the Export 
Administration Regulations, 15 CFR parts 730 through 774 (the ``EAR''), 
the exportation is licensed or otherwise authorized by the Department of 
Commerce under the provisions of the EAR;
    (4) Substantive editing of written publications;
    (5) Payment of royalties for written publications;
    (6) Creating or undertaking a marketing campaign to promote a 
written publication; and
    (7) Other transactions necessary and ordinarily incident to the 
publishing and marketing of written publications as described in this 
paragraph (a).
    (b) This section does not authorize transactions involving the 
provision of goods or services not necessary and ordinarily incident to 
the publishing and marketing of written publications as described in 
paragraph (a) of this section. For example, this section does not 
authorize persons subject to the jurisdiction of the United States:
    (1) To provide or receive individualized or customized services 
(including, but not limited to, accounting, legal, design, or consulting 
services), other than those necessary and ordinarily incident to the 
publishing and marketing of written publications, even though such 
individualized or customized services are delivered through the use of 
information and informational materials;
    (2) To create or undertake for any person a marketing campaign with 
respect to any service or product other than a written publication, or 
to create or undertake a marketing campaign of any kind for the benefit 
of the Government of Cuba;

[[Page 138]]

    (3) To engage in the exportation or importation of goods to or from 
Cuba other than the exportation of embedded software described in 
paragraph (a)(3)(ii) of this section;
    (4) To operate a publishing house, sales outlet, or other office in 
Cuba; or
    (5) To engage in transactions related to travel to, from, or within 
Cuba.
    Note to paragraph (b): The importation from Cuba and the exportation 
to Cuba of information or informational materials, as defined in Sec. 
515.332, whether commercial or otherwise, regardless of format or medium 
of transmission, are exempt from the prohibitions and regulations of 
this part. See Sec. 515.206(a).
    (c) This section does not authorize persons subject to the 
jurisdiction of the United States to engage the services of publishing 
houses or translators in Cuba unless such activity is primarily for the 
dissemination of written publications in Cuba.
    (d) This section does not authorize:
    (1) Transactions for the development, production, or design of 
software;
    (2) Transactions for the development, production, design, or 
marketing of technology specifically controlled by the International 
Traffic in Arms Regulations, 22 CFR parts 120 through 130 (the 
``ITAR''), the EAR, or the Department of Energy Regulations set forth at 
10 CFR part 810.
    (3) The exportation of information or technology subject to the 
authorization requirements of 10 CFR part 810, or Restricted Data as 
defined in section 11 y. of the Atomic Energy Act of 1954, as amended, 
or of other information, data, or technology the release of which is 
controlled under the Atomic Energy Act and regulations therein;
    (4) The exportation of any item (including information) subject to 
the EAR where a U.S. person knows or has reason to know that the item 
will be used, directly or indirectly, with respect to certain nuclear, 
missile, chemical, or biological weapons or nuclear-maritime end-uses as 
set forth in part 744 of the EAR. In addition, U.S. persons are 
precluded from exporting any item subject to the EAR to certain 
restricted end-users, as set forth in part 744 of the EAR, as well as 
certain persons whose export privileges have been denied pursuant to 
parts 764 or 766 of the EAR, without authorization from the Department 
of Commerce; or
    (5) The exportation of information subject to licensing requirements 
under the ITAR, or exchanges of information that are subject to 
regulation by other government agencies.
    (e) Pursuant to Sec. 515.564, specific licenses may be issued on a 
case-by-case basis authorizing the travel-related transactions set forth 
in Sec. 515.560(c) and such additional transactions that are directly 
incident to attendance of professional meetings that are necessary and 
ordinarily incident to the publishing and marketing of written 
publications.

[72 FR 50048, Aug. 30, 2007]



                            Subpart F_Reports



Sec. 515.601  Records and reports.

    For provisions relating to records and reports, see subpart C of 
part 501 of this chapter.

[62 FR 45106, Aug. 25, 1997]



                           Subpart G_Penalties

    Source: 63 FR 10331, Mar. 3, 1998, unless otherwise noted.



Sec. 515.701  Penalties.

    For provisions relating to penalties, see part 501, subpart D, of 
this chapter.

[68 FR 53657, Sept. 11, 2003]



                          Subpart H_Procedures



Sec. 515.801  Procedures.

    For license application procedures and procedures relating to 
amendments, modifications, or revocations of licenses; administrative 
decisions; rulemaking; and requests for documents pursuant to the 
Freedom of Information and Privacy Acts (5 U.S.C. 552 and 552a), see 
part 501, subpart E, of this chapter.

[62 FR 45106, Aug. 25, 1997, as amended at 68 FR 53657, Sept. 11, 2003]



Sec. 515.802  Delegation by the Secretary of the Treasury.

    Any action under Sec. 515.201 which the Secretary of the Treasury 
is authorized

[[Page 139]]

to take pursuant to Proclamation 3447 or the Trading With the Enemy Act 
may be taken by the Director, Office of Foreign Assets Control, or by 
any other person to whom the Secretary of the Treasury has delegated 
authority so to act.

[28 FR 6974, July 9, 1963. Redesignated at 62 FR 45106, Aug. 25, 1997]



Sec. 515.803  Customs procedures; merchandise specified in Sec. 515.204.

    (a) With respect to merchandise specified in Sec. 515.204 
(including nickel-bearing materials presumptively subject thereto) 
whether or not such merchandise has been imported into the United 
States, collectors of customs shall not accept or allow any:
    (1) Entry for consumption (including any appraisement entry, any 
entry of goods imported in the mails, regardless of value, and any other 
informal entries);
    (2) Entry for immediate exportation;
    (3) Entry for transportation and exportation;
    (4) Withdrawal from warehouse;
    (5) Transfer or withdrawal from a foreign-trade zone; or
    (6) Manipulation or manufacture in a warehouse or in a foreign-trade 
zone, unless either:
    (i) The merchandise was imported prior to 12:01 a.m., February 7, 
1962, or
    (ii) A specific license pursuant to this part is presented, or
    (iii) Instructions from the Office of Foreign Assets Control, 
authorizing the transaction are received, or
    (iv) The original of an appropriate certificate of origin as defined 
in Sec. 515.536(d) is presented.
    (b) Whenever a specific license is presented to a collector of 
customs in accordance with this section, one additional legible copy of 
the entry, withdrawal or other appropriate document with respect to the 
merchandise involved shall be filed with the collector of customs at the 
port where the transaction is to take place. Each copy of any such 
entry, withdrawal or other appropriate document, including the 
additional copy, shall bear plainly on its face the number of the 
license pursuant to which it is filed. The original copy of the specific 
license shall be presented to the collector in respect of each such 
transaction and shall bear a notation in ink by the licensee or person 
presenting the license showing the description, quantity and value of 
the merchandise to be entered, withdrawn or otherwise dealt with. This 
notation should be so placed and so written that there will exist no 
possibility of confusing it with anything placed on the license at the 
time of its issuance. If the license in fact authorizes the entry, 
withdrawal or other transaction with regard to the merchandise the 
collector, or other authorized customs employee, shall verify the 
notation by signing or initialing it after first assuring himself that 
it accurately describes the merchandise it purports to represent. The 
license shall thereafter be returned to the person presenting it and the 
additional copy of the entry, withdrawal or other appropriate document 
shall be forwarded by the collector to the Foreign Assets Control.
    (c)(1) Whenever the original of an appropriate certificate or origin 
as defined in Sec. 515.536(d) is presented to a collector of customs in 
accordance with this section, an additional legible copy of the entry, 
withdrawal or other appropriate document with respect to the merchandise 
involved shall be filed with the collector of customs at the port where 
the transaction is to take place. Each copy of the entry, withdrawal, or 
other appropriate document, including the additional copy, shall bear 
plainly on its face the following statement: ``This document is 
presented under the provisions of Sec. 515.536 (c) of the Cuban Assets 
Control Regulations.'' The original of the certificate of origin shall 
not be returned to the person presenting it. It shall be securely 
attached to the additional copy required by this subparagraph and shall 
be forwarded by the collector to the Office of Foreign Assets Control, 
Treasury Department, Washington, DC 20220. Collectors may forward such 
documents weekly or more often if the volume warrants.
    (2) If the original of an appropriate certificate of origin is 
properly presented to a collector of customs with respect to a 
transaction which is the first of a series of transactions which may be 
allowed in connection therewith under paragraph (a)(6)(iv) of this

[[Page 140]]

section (as, for example, where merchandise has been entered in a bonded 
warehouse and an appropriate certificate of origin is presented which 
relates to all of the merchandise entered therein but the importer 
desires to withdraw only part of the merchandise in the first 
transaction), the collector shall so note on the original of the 
appropriate certificate of origin and return it to the importer. In 
addition, the collector shall endorse his pertinent records so as to 
record what merchandise is covered by the appropriate certificate of 
origin presented. The collector may thereafter allow subsequent 
authorized transactions on presentation of the certificate of origin. 
The collector shall, with respect to each such transaction, demand an 
additional copy of each withdrawal or other appropriate document, which 
copy shall be promptly forwarded by the collector to the Office of 
Foreign Assets Control, Treasury Department, Washington, DC 20220, with 
an endorsement thereon reading:

    This document has been accepted pursuant to Sec. 515.808(c) (2) of 
the Cuban Assets Control Regulations. Appropriate certificate of origin 
No.--------------from (country).


When the final transaction has been effected under the certificate of 
origin, the original shall be taken up and attached to the entry and 
forwarded as in this paragraph.
    (d) Whenever a person shall present an entry, withdrawal or other 
appropriate document affected by this section and shall assert that no 
specific Foreign Assets Control license or appropriate certificate of 
origin as defined in Sec. 515.536 (d) is required in connection 
therewith, the collector of customs shall withhold action thereon and 
shall advise such person to communicate directly with the Office of 
Foreign Assets Control to request that instructions be issued to the 
collector to authorize him to take action with regard thereto.

[30 FR 15371, Dec. 14, 1965, as amended at 57 FR 1388, Jan. 14, 1992. 
Redesignated at 62 FR 45106, Aug. 25, 1997]



                   Subpart I_Miscellaneous Provisions



Sec. 515.901  Paperwork Reduction Act notice.

    Collection of information on TDF 90-22.39, ``Declaration, Travel to 
Cuba,'' has been approved by the Office of Management and Budget 
(``OMB'') under the Paperwork Reduction Act (44 U.S.C. 3507(j)) and 
assigned control number 1505-0118. For approval by OMB under the 
Paperwork Reduction Act of information collections relating to 
recordkeeping and reporting requirements, to licensing procedures 
(including those pursuant to statements of licensing policy), and to 
other procedures, see Sec. 501.901 of this chapter. An agency may not 
conduct or sponsor, and a person is not required to respond to, a 
collection of information unless it displays a valid control number 
assigned by OMB.

[62 FR 45106, Aug. 25, 1997]



PART 535_IRANIAN ASSETS CONTROL REGULATIONS--Table of Contents




      Subpart A_Relation of This Part to Other Laws and Regulations

Sec.
535.101 Relation of this part to other laws and regulations.

                         Subpart B_Prohibitions

535.201 Transactions involving property in which Iran or Iranian 
          entities have an interest.
535.202 Transactions with respect to securities registered or inscribed 
          in the name of Iran.
535.203 Effect of transfers violating the provisions of this part.
535.208 Evasions; effective date.
535.210 Direction for establishing an escrow agreement.
535.211 Direction involving transfers by the Federal Reserve Bank 
          concerning certain Iranian property.
535.212 Direction to transfer property in which Iran or an Iranian 
          entity has an interest by branches and offices of United 
          States banks located outside the United States.
535.213 Direction involving property held by offices of banks in the 
          United States in which Iran or an Iranian entity has an 
          interest.

[[Page 141]]

535.214 Direction involving other financial assets in which Iran or an 
          Iranian entity has an interest held by any person subject to 
          the jurisdiction of the United States.
535.215 Direction involving other properties in which Iran or an Iranian 
          entity has an interest held by any person subject to the 
          jurisdiction of the United States.
535.216 Prohibition against prosecution of certain claims.
535.217 Blocking of property of the former Shah of Iran and of certain 
          other Iranian nationals.
535.218 Prohibitions and nullifications with respect to property 
          described in Sec. Sec. 535.211, 535.212, 535.213, 535.214 and 
          535.215 and standby letters of credit.
535.219 Discharge of obligation by compliance with this part.
535.220 Timing of transfers required by Sec. 535.212.
535.221 Compliance with directive provisions.
535.222 Suspension of claims eligible for Claims Tribunal.

                      Subpart C_General Definitions

535.301 Iran; Iranian Entity.
535.308 Person.
535.310 Transfer.
535.311 Property; property interests.
535.312 Interest.
535.316 License.
535.317 General license.
535.318 Specific license.
535.320 Domestic bank.
535.321 United States; continental United States.
535.329 Person subject to the jurisdiction of the United States.
535.333 Properties.
535.334 Act of the Government of Iran.
535.335 Claim arising out of events in Iran.
535.337 Funds.

                        Subpart D_Interpretations

535.401 Reference to amended sections.
535.402 Effect of amendment of sections of this part or of other orders, 
          etc.
535.403 Termination and acquisition of an interest of Iran or an Iranian 
          entity.
535.413 Transfers between dollar accounts held for foreign banks.
535.414 Payments to blocked accounts under Sec. 535.508.
535.415 Payment by Iranian entities of obligations to persons within the 
          United States.
535.416 Letters of credit.
535.420 Transfers of accounts under Sec. 535.508 from demand to 
          interest-bearing status.
535.421 Prior contractual commitments not a basis for licensing.
535.433 Central Bank of Iran.
535.437 Effect on other authorities.
535.438 Standby letters of credit, performance or payment bonds and 
          similar obligations.
535.440 Commercially reasonable interest rates.
535.441 Settlement Agreement regarding small claims.

  Subpart E_Licenses, Authorizations and Statements of Licensing Policy

535.501 General and sepcific licensing procedures.
535.502 Effect of license or authorization.
535.503 Exclusion from licenses and authorizations.
535.504 Certain judicial proceedings with respect to property of Iran or 
          Iranian entities.
535.508 Payments to blocked accounts in domestic banks.
535.528 Certain transactions with respect to Iranian patents, trademarks 
          and copyrights authorized.
535.531 Payment of certain checks and drafts.
535.532 Completion of certain securities transactions.
535.540 Disposition of certain tangible property.
535.566 Unblocking of foreign currency deposits held by U.S.-owned or 
          controlled foreign firms.
535.567 Payment under advised letters of credit.
535.568 Certain standby letters of credit and performance bonds.
535.569 Licensed letter of credit transactions; forwarding of documents.
535.576 Payment of non-dollar letters of credit to Iran.
535.579 Authorization of new transactions concerning certain Iranian 
          property.
535.580 Necessary living expenses of relatives of the former Shah of 
          Iran.

                            Subpart F_Reports

535.601 Records and reports.

                           Subpart G_Penalties

535.701 Penalties.
535.702 Prepenalty notice.
535.703 Presentation responding to pre penalty notice.
535.704 Penalty notice.
535.705 Administrative collection; referral to United States Department 
          of Justice.

                          Subpart H_Procedures

535.801 Procedures.

                   Subpart I_Miscellaneous Provisions

535.901 Dollar accounts at banks abroad.

[[Page 142]]

535.902 Set-offs by U.S. owned or controlled firms abroad.
535.904 Payment by Iranian entities of obligations to persons within the 
          United States.
535.905 Paperwork Reduction Act notice.

    Authority: 3 U.S.C. 301; 18 U.S.C. 2332d; 31 U.S.C. 321(b); 50 
U.S.C. 1601-1651, 1701-1706; Pub. L. 101-410, 104 Stat. 890 (28 U.S.C. 
2461 note); Pub. L. 110-96, 121 Stat. 1011; E.O. 12170, 44 FR 65729, 3 
CFR, 1979 Comp., p. 457; E.O. 12205, 45 FR 24099, 3 CFR, 1980 Comp., p. 
248; E.O. 12211, 45 FR 26685, 3 CFR, 1980 Comp., p. 253; E.O. 12276, 46 
FR 7913, 3 CFR, 1981 Comp., p. 104; E.O. 12279, 46 FR 7919, 3 CFR, 1981 
Comp., p. 109; E.O. 12280, 46 FR 7921, 3 CFR, 1981 Comp., p. 110; E.O. 
12281, 46 FR 7923, 3 CFR, 1981 Comp., p. 110; E.O. 12282, 46 FR 7925, 3 
CFR, 1981 Comp., p. 113; E.O. 12283, 46 FR 7927, 3 CFR, 1981 Comp., p. 
114; and E.O. 12294, 46 FR 14111, 3 CFR, 1981 Comp., p. 139.

    Source: 44 FR 65956, Nov. 15, 1979, unless otherwise noted.



      Subpart A_Relation of This Part to Other Laws and Regulations



Sec. 535.101  Relation of this part to other laws and regulations.

    (a) This part is separate from, and independent of, the other parts 
of this chapter with the exception of part 501 of this chapter, the 
recordkeeping and reporting requirements and license application and 
other procedures of which apply to this part. No license or 
authorization contained in or issued pursuant to such parts shall be 
deemed to authorize any transaction prohibited by this part, nor shall 
any license or authorization issued pursuant to any other provision of 
law (except this part) be deemed to authorize any transaction so 
prohibited.
    (b) No license or authorization contained in or issued pursuant to 
this part shall be deemed to authorize any transaction to the extent 
that it is prohibited by reason of the provisions of any law or any 
statute other than the International Emergency Economic Powers Act, as 
amended, or any proclamation order or regulation other than those 
contained in or issued pursuant to this part.

[44 FR 65956, Nov. 15, 1979, as amended at 62 FR 45107, Aug. 25, 1997]



                         Subpart B_Prohibitions



Sec. 535.201  Transactions involving property in which Iran or Iranian entities have an interest.

    No property subject to the jurisdiction of the United States or 
which is in the possession of or control of persons subject to the 
jurisdiction of the United States in which on or after the effective 
date Iran has any interest of any nature whatsoever may be transferred, 
paid, exported, withdrawn or otherwise dealt in except as authorized.

[45 FR 24432, Apr. 9, 1980]



Sec. 535.202  Transactions with respect to securities registered or inscribed in the name of Iran.

    Unless authorized by a license expressly referring to this section, 
the acquisition, transfer (including the transfer on the books of any 
issuer or agent thereof), disposition, transportation, importation, 
exportation, or withdrawal of, or the endorsement or guaranty of 
signatures on or otherwise dealing in any security (or evidence thereof) 
registered or inscribed in the name of any Iranian entity is prohibited 
irrespective of the fact that at any time (either prior to, on, or 
subsequent to the effective date) the registered or inscribed owner 
thereof may have, or appears to have, assigned, transferred or otherwise 
disposed of any such security.



Sec. 535.203  Effect of transfers violating the provisions of this part.

    (a) Any transfer after the effective date which is in violation of 
any provision of this part or of any regulation, ruling, instruction, 
license, or other direction or authorization thereunder and involves any 
property in which Iran has or has had an interest since such effective 
date is null and void and shall not be the basis for the assertion or 
recognition of any interest in or right, remedy, power or privilege with 
respect to such property.
    (b) No transfer before the effective date shall be the basis for the 
assertion or recognition of any right, remedy, power, or privilege with 
respect to, or interest in, any property in which Iran

[[Page 143]]

has or has had an interest since the effective date unless the person 
with whom such property is held or maintained had written notice of the 
transfer or by any written evidence had recognized such transfer prior 
to such effective date.
    (c) Unless otherwise provided, an appropriate license or other 
authorization issued by or pursuant to the direction or authorization of 
the Secretary of the Treasury before, during or after a transfer shall 
validate such transfer or render it enforceable to the same extent as it 
would be valid or enforceable but for the provisions of the 
International Emergency Economic Powers Act and this part and any 
ruling, order, regulation, direction or instruction issued hereunder.
    (d) Transfers of property which otherwise would be null and void, or 
unenforceable by virtue of the provisions of this section shall not be 
deemed to be null and void, or unenforceable pursuant to such 
provisions, as to any person with whom such property was held or 
maintained (and as to such person only) in cases in which such person is 
able to establish each of the following:
    (1) Such transfer did not represent a willful violation of the 
provisions of this part by the person with whom such property was held 
or maintained;
    (2) The person with whom such property was held or maintained did 
not have reasonable cause to know or suspect, in view of all the facts 
and circumstances known or available to such person, that such transfer 
required a license or authorization by or pursuant to the provision of 
this part and was not so licensed or authorized or if a license or 
authorization did purport to cover the transfer, that such license or 
authorization had been obtained by misrepresentation or the withholding 
of material facts or was otherwise fraudulently obtained; and
    (3) Promptly upon discovery that:
    (i) Such transfer was in violation of the provisions of this part or 
any regulation, ruling, instruction, license or other direction or 
authorization thereunder, or
    (ii) Such transfer was not licensed or authorized by the Secretary 
of the Treasury, or
    (iii) If a license did purport to cover the transfer, such license 
had been obtained by misrepresentation or the withholding of material 
facts or was otherwise fraudulently obtained; the person with whom such 
property was held or maintained filed with the Treasury Department, 
Washington, D.C., a report in triplicate setting forth in full the 
circumstances relating to such transfer. The filing of a report in 
accordance with the provisions of this paragraph shall not be deemed to 
be compliance or evidence of compliance with paragraphs (d) (1) and (2) 
of this section.
    (e) Unless licensed or authorized pursuant to this part any 
attachment, judgment, decree, lien, execution, garnishment, or other 
judicial process is null and void with respect to any property in which 
on or since the effective date there existed an interest of Iran.
    (f) For the purpose of this section the term property includes gold, 
silver, bullion, currency, coin, credit, securities (as that term is 
defined in section 2(l) of the Securities Act of 1933, as amended), 
bills of exchange, notes, drafts, acceptances, checks, letters of 
credit, book credits, debts, claims, contracts, negotiable documents of 
title, mortgages, liens, annuities, insurance policies, options and 
futures in commodities, and evidences of any of the foregoing. The term 
property shall not, except to the extent indicated, be deemed to include 
chattels or real property.

[44 FR 65956, Nov. 15, 1979, as amended at 45 FR 24432, Apr. 9, 1980]



Sec. 535.208  Evasions; effective date.

    (a) Any transaction for the purpose of, or which has the effect of, 
evading or avoiding any of the prohibitions set forth in this subpart is 
hereby prohibited.
    (b) The term effective date means, with respect to transactions 
prohibited in Sec. 535.201, 8:10 a.m. eastern standard time, November 
14, 1979, and with respect to the transactions prohibited in Sec. Sec. 
535.206 and 535.207, 4:19 p.m. eastern standard time, April 7, 1980.
    (c) With respect to any amendments of the foregoing sections or any 
other

[[Page 144]]

amendments to this part the term ``effective date'' shall mean the date 
of filing with the Federal Register.

[45 FR 24433, Apr. 9, 1980, as amended at 45 FR 26940, Apr. 21, 1980]



Sec. 535.210  Direction for establishing an escrow agreement.

    (a) The Federal Reserve Bank of New York, as fiscal agent of the 
United States, is licensed, authorized, directed and compelled to enter 
into escrow and related agreements under which certain money and other 
assets shall be credited to escrow accounts by the Bank of England or 
the N.V. Settlement Bank of the Netherlands.
    (b) The Federal Reserve Bank of New York is licensed, authorized, 
directed and compelled, as fiscal agent of the United States, to receive 
certain money and other assets in which Iran or its agencies, 
instrumentalities or controlled entities have an interest and to hold or 
transfer such money and other assets, and any earnings or interest 
payable thereon, in such manner and at such times as the Secretary of 
the Treasury deems necessary to fulfill the rights and obligations of 
the United States under the Declaration of the government of the 
Democratic and Popular Republic of Algeria dated January 19, 1981, and 
the Undertakings of the Government of the United States of America and 
the Government of Islamic Republic of Iran with respect to the 
Declaration of the Government of the Democratic and Popular Republic of 
Algeria, and the escrow and related agreements described in paragraph 
(a) of this section. Such money and other assets may be invested, or 
not, at the discretion of the Federal Reserve Bank of New York, as 
fiscal agent of the United States.

(Secs. 201-207, 91 Stat. 1626, 50 U.S.C. 1701-1706; E.O. 12170, 44 FR 
65729; E.O. 12205, 45 FR 24099; E.O. 12211, 45 FR 26685; E.O. 12276, 46 
FR 7913; E.O. 12279, 46 FR 7919; E.O. 12280, 46 FR 7921; E.O. 12281, 46 
FR 7923; E.O. 12282, 46 FR 7925; E.O. 12283, 46 FR 7927, and E.O. 12294, 
46 FR 14111)

[46 FR 14333, Feb. 26, 1981, as amended at 46 FR 42063, Aug. 19, 1981]



Sec. 535.211  Direction involving transfers by the Federal Reserve Bank concerning certain Iranian property.

    The Federal Reserve Bank of New York is licensed, authorized, 
directed and compelled to transfer to its account at the Bank of 
England, and subsequently to transfer to accounts in the name of the 
Central Bank of Algeria as Escrow Agent at the Bank of England that are 
established pursuant to an escrow and related agreements approved by the 
Secretary of the Treasury, all gold bullion, together with all other 
assets in its custody (or the cash equivalent thereof), of Iran or its 
agencies, instrumentalities or controlled entities. Such transfers, and 
whatever further related transactions are deemed appropriate by the 
Secretary of the Treasury, shall be executed when and in the manner 
directed by the Secretary of the Treasury.

(Secs. 201-207, 91 Stat. 1626, 50 U.S.C. 1701-1706; E.O. 12170, 44 FR 
65729; E.O. 12205, 45 FR 24099; E.O. 12211, 45 FR 26685; E.O. 12276, 46 
FR 7913; E.O. 12279, 46 FR 7919; E.O. 12280, 46 FR 7921; E.O. 12281, 46 
FR 7923; E.O. 12282, 46 FR 7925; E.O. 12283, 46 FR 7927, and E.O. 12294, 
46 FR 14111)

[46 FR 14333, Feb. 26, 1981]



Sec. 535.212  Direction to transfer property in which Iran or an Iranian entity has an interest by branches and offices of United States banks located outside 
          the United States.

    (a) Any branch or office of a United States bank or subsidiary 
thereof, which branch, office or subsidiary is located outside the 
territory of the United States, and which, on or after 8:10 a.m., 
e.s.t., on November 14, 1979:
    (1) Has been or is in possession of funds or securities legally or 
beneficially owned by the Government of Iran or its agencies, 
instrumentalities, or controlled entities, or
    (2) Has carried or is carrying on its books deposits standing to the 
credit of or beneficially owned by such government, its agencies, 
instrumentalities or controlled entities, is licensed, authorized, 
directed and compelled to transfer such funds, securities and deposits, 
held on January 19, 1981, including interest from November 14, 1979, at 
commercially reasonable rates, to the account of the Federal Reserve 
Bank of

[[Page 145]]

New York, as fiscal agent of the U.S., at the Bank of England, to be 
held or transferred as directed by the Secretary of the Treasury. The 
funds, securities and deposits described in this section shall be 
further transferred as provided for in the Declarations of the 
Government of the Democratic and Popular Republic of Algeria and the 
Undertakings of the Government of the United States of America and the 
Government of the Islamic Republic of Iran with respect to the 
Declaration.
    (b) Any banking institution subject to the jurisdiction of the 
United States that has executed a set-off on or after 8:10 a.m., e.s.t., 
November 14, 1979, against Iranian funds, securities or deposits 
referred to in paragraph (a) of this section is hereby licensed, 
authorized, directed and compelled to cancel such set-off and to 
transfer all funds, securities and deposits which have been subject to 
such set-off, including interest from November 14, 1979, at commercially 
reasonable rates, pursuant to the provisions of paragraph (a) of this 
section.

(Secs. 201-207, 91 Stat. 1626, 50 U.S.C. 1701-1706; E.O. 12170, 44 FR 
65729; E.O. 12205, 45 FR 24099; E.O. 12211, 45 FR 26685; E.O. 12276, 46 
FR 7913; E.O. 12279, 46 FR 7919; E.O. 12280, 46 FR 7921; E.O. 12281, 46 
FR 7923; E.O. 12282, 46 FR 7925; E.O. 12283, 46 FR 7927, and E.O. 12294, 
46 FR 14111)

[46 FR 14333, Feb. 26, 1981]



Sec. 535.213  Direction involving property held by offices of banks in the United States in which Iran or an Iranian entity has an interest.

    (a) Any branch or office of a bank, which branch or office is 
located within the United States and is, on the effective date of this 
section, either:
    (1) In possession of funds or securities legally or beneficially 
owned by the Government of Iran or its agencies, instrumentalities or 
controlled entities, or
    (2) Carrying on its books deposits standing to the credit of or 
beneficially owned by such government or its agencies, instrumentalities 
or controlled entities, is licensed, authorized, directed and compelled 
to transfer such funds, securities and deposits, held on January 19, 
1981, including interest from November 14, 1979, at commercially 
reasonable rates, to the Federal Reserve Bank of New York, as fiscal 
agent of the U.S., to be held or transferred as directed by the 
Secretary of the Treasury.
    (b) Transfer of funds, securities or deposits under paragraph (a) of 
this section shall be in accordance with the provisions of Sec. 535.221 
of this part, and such funds, securities or deposits, plus interest at 
commercially reasonable rates from November 14, 1979, to the transfer 
date, shall be received by the Federal Reserve Bank of New York by 11 
a.m., E.D.T., July 10, 1981. For periods for which rates are to be 
determined in the future, whether by agreement between Iran and the bank 
or otherwise (see Sec. 535.440), interest for such periods shall be 
transferred to the Federal Reserve Bank of New York promptly upon such 
determination. Such interest shall include interest at commercially 
reasonable rates from July 19, 1981, on the interest which would have 
accrued by July 19, 1981.
    (c) Any funds, securities or deposits subject to a valid attachment, 
injunction or other like proceeding or process not affected by Sec. 
535.218 need not be transferred as otherwise required by this section.
    (d) The transfers of securities required by this section shall be 
made notwithstanding Sec. 535.202.

(Secs. 201-207, 91 Stat. 1626, 50 U.S.C. 1701-1706; E.O. 12170, 44 FR 
65729; E.O. 12205, 45 FR 24099; E.O. 12211, 45 FR 26685; E.O. 12276, 46 
FR 7913; E.O. 12279, 46 FR 7919; E.O. 12280, 46 FR 7921; E.O. 12281, 46 
FR 7923; E.O. 12282, 46 FR 7925; E.O. 12283, 46 FR 7927, and E.O. 12294, 
46 FR 14111)

[46 FR 26477, May 13, 1981, as amended at 46 FR 30341, June 8, 1981; 46 
FR 35106, July 7, 1981; 48 FR 253, Jan. 4, 1983]



Sec. 535.214  Direction involving other financial assets in which Iran or an Iranian entity has an interest held by any person subject to the jurisdiction of 
          the United States.

    (a) Any person subject to the jurisdiction of the United States 
which is not a banking institution and is on January 19, 1981, in 
possession or control of funds or securities of Iran or its agencies, 
instrumentalities or controlled entities is licensed, authorized, 
directed and compelled to transfer such

[[Page 146]]

funds or securities to the Federal Reserve Bank of New York, as fiscal 
agent of the U.S. to be held or transferred as directed by the Secretary 
of the Treasury. However, such funds and securities need not be 
transferred until any disputes (not relating to any attachment, 
injunction or similar order) as to the entitlement of Iran and its 
entities to them are resolved.
    (b) Transfers of funds and securities under paragraph (a) of this 
section shall be in accordance with the provisions of Sec. 535.221 of 
this part, and such funds and securities shall be received by the 
Federal Reserve Bank of New York by 11 a.m., E.D.T., July 10, 1981.
    (c) Any funds, securities or deposits subject to a valid attachment, 
injunction or other like proceeding or process not affected by Sec. 
535.218 need not be transferred as otherwise required by this section.
    (d) The transfers of securities required by this section shall be 
made notwithstanding Sec. 535.202.

(Secs. 201-207, 91 Stat. 1626, 50 U.S.C. 1701-1706; E.O. 12170, 44 FR 
65729; E.O. 12205, 45 FR 24099; E.O. 12211, 45 FR 26685; E.O. 12276, 46 
FR 7913; E.O. 12279, 46 FR 7919; E.O. 12280, 46 FR 7921; E.O. 12281, 46 
FR 7923; E.O. 12282, 46 FR 7925; E.O. 12283, 46 FR 7927, and E.O. 12294, 
46 FR 14111)

[46 FR 26447, May 13, 1981, as amended at 46 FR 30341, June 8, 1981; 46 
FR 35107, July 7, 1981]



Sec. 535.215  Direction involving other properties in which Iran or an Iranian entity has an interest held by any person subject to the jurisdiction of the 
          United States.

    (a) Except as provided in paragraphs (b) and (c) of this section, 
all persons subject to the jurisdiction of the United States in 
possession or control of properties, as defined in Sec. 535.333 of this 
part, not including funds and securities owned by Iran or its agencies, 
instrumentalities or controlled entities, are licensed, authorized, 
directed and compelled to transfer such properties held on January 18, 
1981 as directed after that day by the Government of Iran, acting 
through its authorized agent. Such directions shall include arrangements 
for payment of the costs of transporting the properties, unless the 
possessors of the properties were required to pay such costs by contract 
or applicable law on January 19, 1981. Except where specifically stated, 
this license, authorization and direction does not relieve persons 
subject to the jurisdiction of the United States from existing legal 
requirements other than those based upon the International Emergency 
Economic Powers Act.
    (b) Any properties subject to a valid attachment, injunction or 
other like proceeding or process not affected by Sec. 535.218 need not 
be transferred as otherwise required by this section.
    (c) Notwithstanding paragraph (a) of this section, persons subject 
to the jurisdiction of the United States, including agencies, 
instrumentalities and entities controlled by the Government of Iran, who 
have possession, custody or control of blocked tangible property covered 
by Sec. 535.201, shall not transfer such property without a specific 
Treasury license, if the export of such property requires a specific 
license or authorization pursuant to the provisions of any of the 
following acts, as amended, or regulations in force with respect to 
them: the Export Administration Act, 50 U.S.C. App. 2403, et seq., the 
Aims Export Control Act, 22 U.S.C. 2751, et seq., the Atomic Energy Act, 
42 U.S.C. 2011, et seq., or any other act prohibiting the export of such 
property, except as licensed.

(Secs. 201-207, 91 Stat. 1626, 50 U.S.C. 1701-1706; E.O. 12170, 44 FR 
65729; E.O. 12205, 45 FR 24099; E.O. 12211, 45 FR 26685; E.O. 12276, 46 
FR 7913; E.O. 12279, 46 FR 7919; E.O. 12280, 46 FR 7921; E.O. 12281, 46 
FR 7923; E.O. 12282, 46 FR 7925; E.O. 12283, 46 FR 7927, and E.O. 12294, 
46 FR 14111)

[46 FR 14334, Feb. 26, 1981, as amended at 46 FR 26477, May 13, 1981; 49 
FR 21322, May 21, 1984; 66 FR 38554, July 25, 2001]



Sec. 535.216  Prohibition against prosecution of certain claims.

    (a) Persons subject to the jurisdiction of the United States are 
prohibited from prosecuting in any court within the United States or 
elsewhere, whether or not litigation was commenced before or after 
January 19, 1981, any claim against the Government of Iran arising out 
of events occurring before January 19, 1981 relating to:
    (1) The seizure of the hostages on November 4, 1979;

[[Page 147]]

    (2) The subsequent detention of such hostages;
    (3) Injury to United States property or property of United States 
nationals within the United States Embassy compound in Tehran after 
November 3, 1979; or
    (4) Injury to United States nationals or their property as a result 
of popular movements in the course of the Islamic Revolution in Iran 
which were not an act of the Government of Iran.
    (b) Any persons who are not United States nationals are prohibited 
from prosecuting any claim described in paragraph (a) of this section in 
any court within the United States.
    (c) No further action, measure or process shall be taken after the 
effective date of this section in any judicial proceeding instituted 
before the effective date of this section which is based upon any claim 
described in paragraph (a) of this section, and all such proceedings 
shall be terminated.
    (d) No judicial order issued in the course of the proceedings 
described in paragraph (c) of this section shall be enforced in any way.

(Secs. 201-207, 91 Stat. 1626, 50 U.S.C. 1701-1706; E.O. 12170, 44 FR 
65729; E.O. 12205, 45 FR 24099; E.O. 12211, 45 FR 26685; E.O. 12276, 46 
FR 7913; E.O. 12279, 46 FR 7919; E.O. 12280, 46 FR 7921; E.O. 12281, 46 
FR 7923; E.O. 12282, 46 FR 7925; E.O. 12283, 46 FR 7927, and E.O. 12294, 
46 FR 14111)

[46 FR 14334, Feb. 26, 1981]



Sec. 535.217  Blocking of property of the former Shah of Iran and of certain other Iranian nationals.

    (a) For the purpose of protecting the rights of litigants in courts 
within the United States, all property and assets located in the United 
States in the control of the estate of Mohammad Reza Pahlavi, the former 
Shah of Iran, or any close relative of the former Shah served as a 
defendant in litigation in such courts brought by Iran seeking the 
return of property alleged to belong to Iran, is blocked as to each such 
estate or person, until all such litigation against such estate or 
person is finally terminated. This provision shall apply only to such 
estate or persons as to which Iran has furnished proof of service to the 
Office of Foreign Assets Control and which the Office has identified in 
paragraph (b) of this section.
    (b) [No persons presently listed].
    (c) The effective date of this section is January 19, 1981, except 
as otherwise specified after the name of a person identified in 
paragraph (b) of this section.

(Secs. 201-207, 91 Stat. 1626, 50 U.S.C. 1701-1706; E.O. 12170, 44 FR 
65729; E.O. 12205, 45 FR 24099; E.O. 12211, 45 FR 26685; E.O. 12276, 46 
FR 7913; E.O. 12279, 46 FR 7919; E.O. 12280, 46 FR 7921; E.O. 12281, 46 
FR 7923; E.O. 12282, 46 FR 7925; E.O. 12283, 46 FR 7927, and E.O. 12294, 
46 FR 14111)

[46 FR 26478, May 13, 1981, as amended at 61 FR 8216, Mar. 4, 1996; 61 
FR 15382, Apr. 8, 1996]



Sec. 535.218  Prohibitions and nullifications with respect to property described in Sec. Sec. 535.211, 535.212, 535.213, 535.214 and 535.215 and standby 
          letters of credit.

    (a) All licenses and authorizations for acquiring or exercising any 
right, power or privilege, by court order, attachment, or otherwise, 
including the license contained in Sec. 535.504, with respect to the 
property described in Sec. Sec. 535.211, 535.212, 535.213, 535.214 and 
535.215 are revoked and withdrawn.
    (b) All rights, powers and privileges relating to the property 
described in Sec. Sec. 535.211, 535.212, 535.213, 535.214 and 535.215 
and which derive from any attachment, injunction, other like proceedings 
or process, or other action in any litigation after November 14, 1979, 
at 8:10 a.m., e.s.t., including those derived from Sec. 535.504, other 
than rights, powers and privileges of the Government of Iran and its 
agencies, instrumentalities and controlled entities, whether acquired by 
court order or otherwise, are nullified, and all persons claiming any 
such right, power or privilege are hereafter barred from exercising the 
same.
    (c) All persons subject to the jurisdiction of the United States are 
prohibited from acquiring or exercising any right, power or privilege, 
whether by court order or otherwise, with respect to property (and any 
income earned thereon) referred to in Sec. Sec. 535.211, 535.212, 
535.213, 535.214 and 535.215.
    (d) The prohibitions contained in paragraph (c) of this section 
shall not apply to Iran, its agencies, instrumentalities or controlled 
entities.

[[Page 148]]

    (e) Paragraph (a) of this section does not revoke or withdraw 
specific licenses authorizing the operation of blocked accounts which 
were issued prior to January 19, 1981, and which do not relate to 
litigation. Such licenses shall be deemed to be revoked as of May 31, 
1981, unless extended by general or specific license issued subsequent 
to February 26, 1981.
    (f) The provisions of paragraphs (a), (b) and (c) of this section 
shall apply to contested and contingent liabilities and property 
interests of the Government of Iran, its agencies, instrumentalities or 
controlled entities, including debts.
    (g) All existing attachments on standby letters of credit, 
performance bonds and similar obligations and on substitute blocked 
accounts established under Sec. 535.568 relating to standby letters of 
credit, performance bonds and similar obligations are nullified and all 
future attachments on them are hereafter prohibited. All rights, powers 
and privileges relating to such attachments are nullified and all 
persons hereafter are barred from asserting or exercising any rights, 
powers or privileges derived therefrom.

(Secs. 201-207, 91 Stat. 1626, 50 U.S.C. 1701-1706; E.O. 12170, 44 FR 
65729; E.O. 12205, 45 FR 24099; E.O. 12211, 45 FR 26685; E.O. 12276, 46 
FR 7913; E.O. 12279, 46 FR 7919; E.O. 12280, 46 FR 7921; E.O. 12281, 46 
FR 7923; E.O. 12282, 46 FR 7925; E.O. 12283, 46 FR 7927, and E.O. 12294, 
46 FR 14111)

[46 FR 14334, Feb. 26, 1981, as amended at 46 FR 26477, May 13, 1981]



Sec. 535.219  Discharge of obligation by compliance with this part.

    Compliance with Sec. Sec. 535.210, 535.211, 535.212, 535.213, 
535.214 and 535.215, or any other orders, regulations, instructions or 
directions issued pursuant to this part licensing, authorizing, 
directing or compelling the transfer of the assets described in those 
sections, shall, to the extent thereof, be a full acquittance and 
discharge for all purposes of the obligation of the person making the 
same. No person shall be held liable in any court for or with respect to 
anything done or omitted in good faith in connection with the 
administration of, or pursuant to and in reliance on, such orders, 
regulations, instructions or directions.

(Secs. 201-207, 91 Stat. 1626, 50 U.S.C. 1701-1706; E.O. 12170, 44 FR 
65729; E.O. 12205, 45 FR 24099; E.O. 12211, 45 FR 26685; E.O. 12276, 46 
FR 7913; E.O. 12279, 46 FR 7919; E.O. 12280, 46 FR 7921; E.O. 12281, 46 
FR 7923; E.O. 12282, 46 FR 7925; E.O. 12283, 46 FR 7927, and E.O. 12294, 
46 FR 14111)

[46 FR 14334, Feb. 26, 1981]



Sec. 535.220  Timing of transfers required by Sec. 535.212.

    Transfers required by Sec. 535.212 to the account of the Federal 
Reserve Bank of New York, as fiscal agent of the U.S., at the Bank of 
England shall be executed no later than 6 a.m., e.s.t., January 20, 
1981, when the banking institution had knowledge of the terms of 
Executive Order 12278 of January 19, 1981.

(Secs. 201-207, 91 Stat. 1626, 50 U.S.C. 1701-1706; E.O. 12170, 44 FR 
65729; E.O. 12205, 45 FR 24099; E.O. 12211, 45 FR 26685; E.O. 12276, 46 
FR 7913; E.O. 12279, 46 FR 7919; E.O. 12280, 46 FR 7921; E.O. 12281, 46 
FR 7923; E.O. 12282, 46 FR 7925; E.O. 12283, 46 FR 7927, and E.O. 12294, 
46 FR 14111)

[46 FR 14335, Feb. 26, 1981]



Sec. 535.221  Compliance with directive provisions.

    (a) Transfers of deposits or funds required by Sec. Sec. 535.213 
and 535.214 of this part shall be effected by means of wire transfer to 
the Federal Reserve Bank of New York for credit to the following 
accounts: with respect to transfers required by Sec. 535.213, to the 
Federal Reserve Bank of New York, as fiscal agent of the United States, 
Special Deposit Account A, and with respect to transfers required by 
Sec. 535.214, to the Federal Reserve Bank of New York, as fiscal agent 
of the United States, Special Deposit Account B.
    (b) Securities to be transferred as required by Sec. Sec. 535.213 
and 535.214 of this part that are not presently registered in the name 
of Iran or an Iranian entity shall be delivered to the Federal Reserve 
Bank of New York in fully transferable form (bearer or endorsed in 
blank), accompanied by all necessary transfer documentation, e.g., stock 
or bond powers or powers of attorney. All securities transferred, 
including those presently registered in the name of

[[Page 149]]

Iran or an Iranian entity, shall be accompanied by instructions to 
deposit such securities to the following accounts: with respect to 
transfers required by Sec. 535.213, to the Federal Reserve Bank of New 
York, as fiscal agent of the United States, Special Custody Account A, 
and with respect to transfers required by Sec. 535.214, to the Federal 
Reserve Bank of New York, as fiscal agent of the United States, Special 
Custody Account B.
    (1) Securities which are in book-entry form shall be transferred by 
wire transfer to the Federal Reserve Bank of New York to the appropriate 
account named in this paragraph.
    (2) Definitive securities which are in bearer or registered form 
shall be hand delivered or forwarded by registered mail, insured, to the 
Federal Reserve Bank of New York, Safekeeping Department, to the 
appropriate account named in this paragraph.
    (c) If a security in which Iran or an Iranian entity has an interest 
is evidenced by a depositary receipt or other evidence of a security, 
the legal owner of such security shall arrange to have the security 
placed in fully transferable form (bearer or endorsed in blank) as 
provided in paragraph (b) of this section, and transferred pursuant to 
paragraph (b)(2) of this section.
    (d) Any person delivering a security or securities to the Federal 
Reserve Bank of New York under paragraph (b) of this section, shall 
provide the Bank at least 2 business days prior written notice of such 
delivery, specifically identifying the sending person, the face or par 
amount and type of security, and whether the security is in bearer, 
registered or book-entry form.

(Secs. 201-207, 91 Stat. 1626, 50 U.S.C. 1701-1706; E.O. 12170, 44 FR 
65729; E.O. 12205, 45 FR 24099; E.O. 12211, 45 FR 26685; E.O. 12276, 46 
FR 7913; E.O. 12279, 46 FR 7919; E.O. 12280, 46 FR 7921; E.O. 12281, 46 
FR 7923; E.O. 12282, 46 FR 7925; E.O. 12283, 46 FR 7927, and E.O. 12294, 
46 FR 14111)

[46 FR 30341, June 8, 1981]



Sec. 535.222  Suspension of claims eligible for Claims Tribunal.

    (a) All claims which may be presented to the Iran-United States 
Claims Tribunal under the terms of Article II of the Declaration of the 
Government of the Democratic and Popular Republic of Algeria Concerning 
the Settlement of Claims by the Government of the United States of 
America and the Government of the Islamic Republic of Iran, dated 
January 19, 1981, and all claims for equitable or other judicial relief 
in connection with such claims, are hereby suspended, except as they may 
be presented to the Tribunal. During the period of this suspension, all 
such claims shall have no legal effect in any action now pending in any 
court in the United States, including the courts of any state and any 
locality thereof, the District of Columbia and Puerto Rico, or in any 
action commenced in any such court after the effective date of this 
section.
    (b) Nothing in paragraph (a) of this section shall prohibit the 
assertion of a defense, set-off or counterclaim in any pending or 
subsequent judicial proceeding commenced by the Government of Iran, any 
political subdivision of Iran, or any agency, instrumentality or entity 
controlled by the Government of Iran or any political subdivision 
thereof.
    (c) Nothing in this section precludes the commencement of an action 
after the effective date of this section for the purpose of tolling the 
period of limitations for commencement of such action.
    (d) Nothing in this section shall require dismissal of any action 
for want of prosecution.
    (e) Suspension under this section of a claim or a portion thereof 
submitted to the Iran-United States Claims Tribunal for adjudication 
shall terminate upon a determination by the Tribunal that it does not 
have jurisdiction over such claim or portion thereof.
    (f) A determination by the Iran-United States Claims Tribunal on the 
merits that a claimant is not entitled to recover on a claim or part 
thereof shall operate as a final resolution and discharge of such claim 
or part thereof for all purposes. A determination by the Tribunal that a 
claimant shall have recovery on a claim or part thereof in a specified 
amount shall operate as a final resolution and discharge of such claim 
or part thereof for all purposes upon payment to the claimant of

[[Page 150]]

the full amount of the award including any interest awarded by the 
Tribunal.
    (g) Nothing in this section shall apply to any claim concerning the 
validity or payment of a standby letter of credit, performance or 
payment bond, or other similar instrument that is not the subject of a 
determination by the Iran-United States Claims Tribunal on the merits 
thereof. However, assertion of such a claim through judicial proceedings 
is governed by the general license in Sec. 535.504. A determination by 
the Iran-United States Claims Tribunal on the merits that a standby 
letter of credit, performance bond or similar obligation is invalid, has 
been paid or otherwise discharged, or has no further purpose, or any 
similar determination shall operate as a final resolution and discharge 
or Iran's interest therein and, notwithstanding the provisions of Sec. 
535.504, may be enforced by a judicial proceeding to obtain a final 
judicial judgment or order permanently disposing of that interest.
    (h) The effective date of this section is February 24, 1981.

(Secs. 201-207, 91 Stat. 1626, 50 U.S.C. 1701-1706; E.O. 12170, 44 FR 
65729; E.O. 12205, 45 FR 24099; E.O. 12211, 45 FR 26685; E.O. 12276, 46 
FR 7913; E.O. 12279, 46 FR 7919; E.O. 12280, 46 FR 7921; E.O. 12281, 46 
FR 7923; E.O. 12282, 46 FR 7925; E.O. 12283, 46 FR 7927, and E.O. 12294, 
46 FR 14111)

[46 FR 14335, Feb. 26, 1981, as amended at 47 FR 29529, July 7, 1982; 56 
FR 6546, Feb. 15, 1991]



                      Subpart C_General Definitions



Sec. 535.301  Iran; Iranian Entity.

    (a) The term Iran and Iranian Entity includes:
    (1) The state and the Government of Iran as well as any political 
subdivision, agency, or instrumentality thereof or any territory, 
dependency, colony, protectorate, mandate, dominion, possession or place 
subject to the jurisdiction thereof;
    (2) Any partnership, association, corporation, or other organization 
substantially owned or controlled by any of the foregoing;
    (3) Any person to the extent that such person is, or has been, or to 
the extent that there is reasonable cause to believe that such person 
is, or has been, since the effective date acting or purporting to act 
directly or indirectly on behalf of any of the foregoing;
    (4) Any territory which on or since the effective date is controlled 
or occupied by the military, naval or police forces or other authority 
of Iran; and
    (5) Any other person or organization determined by the Secretary of 
the Treasury to be included within paragraph (a) of this section.
    (b) A person specified in paragraph (a)(2) of this section shall not 
be deemed to fall within the definition of Iran solely by reason of 
being located in, organized under the laws of, or having its principal 
place of business in, Iran.



Sec. 535.308  Person.

    The term person means an individual, partnership, association, 
corporation or other organization.

[45 FR 24433, Apr. 9, 1980]



Sec. 535.310  Transfer.

    The term transfer shall mean any actual or purported act or 
transaction, whether or not evidenced by writing, and whether or not 
done or performed within the United States, the purpose, intent or 
effect of which is to create, surrender, release, transfer, or alter, 
directly or indirectly, any right, remedy, power, privilege, or interest 
with respect to any property and, without limitation upon the foregoing, 
shall include the making, execution, or delivery of any assignment, 
power, conveyance, check, declaration, deed, deed of trust, power of 
attorney, power of appointment, bill of sale, mortgage, receipt, 
agreement, contract, certificate, gift, sale, affidavit, or statement; 
the appointment of any agent, trustee, or fiduciary; the creation or 
transfer of any lien; the issuance, docketing, filing, or the levy of or 
under any judgement, decree, attachment, execution, or other judicial or 
administrative process or order, or the service of any garnishment; the 
acquisition of any interest of any nature whatsoever by reason of a 
judgment or decree of any foreign country; the fulfillment of any 
condition, or the exercise of any power

[[Page 151]]

of appointment, power of attorney, or other power.

[44 FR 75352, Dec. 19, 1979]



Sec. 535.311  Property; property interests.

    Except as defined in Sec. 535.203(f) for the purposes of that 
section, the terms property and property interest or property interests 
shall include, but not by way of limitation, money, checks, drafts, 
bullion, bank deposits, savings accounts, debts, indebtedness, 
obligations, notes, debentures, stocks, bonds, coupons, any other 
financial securities, bankers' acceptances, mortgages, pledges, liens or 
other rights in the nature of security, warehouse receipts, bills of 
lading, trust receipts, bills of sale, any other evidences of title, 
ownership or indebtedness, powers of attorney, goods, wares, 
merchandise, chattels, stocks on hand, ships, goods on ships, real 
estate mortgages, deeds of trust, vendors' sales agreements, land 
contracts, real estate and any interest therein, leaseholds, grounds 
rents, options, negotiable instruments, trade acceptances, royalties, 
book accounts, accounts payable, judgments, patents, trademarks or 
copyrights, insurance policies, safe deposit boxes and their contents, 
annuities, pooling agreements, contracts of any nature whatsoever, and 
any other property, real, personal, or mixed, tangible or intangible, or 
interest or interests therein, present, future or contingent.



Sec. 535.312  Interest.

    Except as otherwise provided in this part, the term interest when 
used with respect to property shall mean an interest of any nature 
whatsoever, direct or indirect.

[44 FR 75352, Dec. 19, 1979]



Sec. 535.316  License.

    Except as otherwise specified, the term license shall mean any 
license or authorization contained in or issued pursuant to this part.

[44 FR 66832, Nov. 21, 1979]



Sec. 535.317  General license.

    A general license is any license or authorization the terms of which 
are set forth in this part.

[44 FR 66832, Nov. 21, 1979]



Sec. 535.318  Specific license.

    A specific license is any license or authorization issued pursuant 
to this part but not set forth in this part.

[44 FR 66832, Nov. 21, 1979]



Sec. 535.320  Domestic bank.

    (a) The term domestic bank shall mean any branch or office within 
the United States of any of the following which is not Iran or an 
Iranian entity: any bank or trust company incorporated under the banking 
laws of the United States or of any state, territory, or district of the 
United States, or any private bank or banker subject to supervision and 
examination under the banking laws of the United States or of any state, 
territory or district of the United States. The Secretary of the 
Treasury may also authorize any other banking institution to be treated 
as a ``domestic bank'' for the purpose of this definition or for the 
purpose of any or all sections of this part.
    (b) For purposes of Sec. Sec. 535.413, 535.508, 535.531 and 
535.901, the term domestic bank includes any branch or office within the 
United States of a non-Iranian foreign bank.

[44 FR 66832, Nov. 21, 1979]



Sec. 535.321  United States; continental United States.

    The term United States means the United States and all areas under 
the jurisdiction or authority thereof including the Trust Territory of 
the Pacific Islands. The term continental United States means the states 
of the United States and the District of Columbia.

[44 FR 66833, Nov. 21, 1979]



Sec. 535.329  Person subject to the jurisdiction of the United States.

    The term person subject to the jurisdiction of the United States 
includes:
    (a) Any person wheresoever located who is a citizen or resident of 
the United States;

[[Page 152]]

    (b) Any person actually within the United States;
    (c) Any corporation organized under the laws of the United States or 
of any state, territory, possession, or district of the United States; 
and
    (d) Any partnership, association, corporation, or other organization 
wheresoever organized or doing business which is owned or controlled by 
persons specified in paragraph (a), (b), or (c) of this section.



Sec. 535.333  Properties.

    (a) The term properties as used in Sec. 535.215 means all 
uncontested and non-contingent liabilities and property interests of the 
Government of Iran, its agencies, instrumentalities, or controlled 
entities, including debts. It does not include bank deposits or funds 
and securities. It also does not include obligations under standby 
letters of credit or similar instruments in the nature of performance 
bonds, including accounts established pursuant to Sec. 535.568.
    (b) Properties do not cease to fall within the definition in 
paragraph (a), above, merely due to the existence of unpaid obligations, 
charges or fees relating to such properties, or undischarged liens 
against such properties.
    (c) Liabilities and property interests of the Government of Iran, 
its agencies, instrumentalities, or controlled entities may be 
considered contested only if the holder thereof reasonably believes that 
Iran does not have title or has only partial title to the asset. After 
October 23, 2001, such a belief may be considered reasonable only if it 
is based upon a bona fide opinion, in writing, of an attorney licensed 
to practice within the United States stating that Iran does not have 
title or has only partial title to the asset. For purposes of this 
paragraph, the term holder shall include any person who possesses the 
property, or who, although not in physical possession of the property, 
has, by contract or otherwise, control over a third party who does in 
fact have physical possession of the property. A person is not a holder 
by virtue of being the beneficiary of an attachment, injunction or 
similar order.
    (d) Liabilities and property interests shall not be deemed to be 
contested solely because they are subject to an attachment, injunction, 
or other similar order.

[66 FR 38554, July 25, 2001]



Sec. 535.334  Act of the Government of Iran.

    For purposes of Sec. 535.216, an act of the Government of Iran, 
includes any acts ordered, authorized, allowed, approved, or ratified by 
the Government of Iran, its agencies, instrumentalities or controlled 
entities.

(Secs. 201-207, 91 Stat. 1626, 50 U.S.C. 1701-1706; E.O. 12170, 44 FR 
65729; E.O. 12205, 45 FR 24099; E.O. 12211, 45 FR 26685; E.O. 12276, 46 
FR 7913; E.O. 12279, 46 FR 7919; E.O. 12280, 46 FR 7921; E.O. 12281, 46 
FR 7923; E.O. 12282, 46 FR 7925; E.O. 12283, 46 FR 7927, and E.O. 12294, 
46 FR 14111)

[46 FR 14336, Feb. 26, 1981]



Sec. 535.335  Claim arising out of events in Iran.

    For purposes of Sec. 535.216, a claim is one ``arising out of 
events'' of the type specified only if such event is the specific act 
that is the basis of the claim.

(Secs. 201-207, 91 Stat. 1626, 50 U.S.C. 1701-1706; E.O. 12170, 44 FR 
65729; E.O. 12205, 45 FR 24099; E.O. 12211, 45 FR 26685; E.O. 12276, 46 
FR 7913; E.O. 12279, 46 FR 7919; E.O. 12280, 46 FR 7921; E.O. 12281, 46 
FR 7923; E.O. 12282, 46 FR 7925; E.O. 12283, 46 FR 7927, and E.O. 12294, 
46 FR 14111)

[46 FR 14336, Feb. 26, 1981]



Sec. 535.337  Funds.

    For purposes of this part, the term funds shall mean monies in 
trust, escrow and similar special funds held by non-banking 
institutions, currency and coins. It does not include accounts created 
under Sec. 535.568.

(Secs. 201-207, 91 Stat. 1626, 50 U.S.C. 1701-1706; E.O. 12170, 44 FR 
65729; E.O. 12205, 45 FR 24099; E.O. 12211, 45 FR 26685; E.O. 12276, 46 
FR 7913; E.O. 12279, 46 FR 7919; E.O. 12280, 46 FR 7921; E.O. 12281, 46 
FR 7923; E.O. 12282, 46 FR 7925; E.O. 12283, 46 FR 7927, and E.O. 12294, 
46 FR 14111)

[46 FR 30341, June 8, 1981]

[[Page 153]]



                        Subpart D_Interpretations



Sec. 535.401  Reference to amended sections.

    Reference to any section of this part or to any regulation, ruling, 
order, instruction, direction or license issued pursuant to this part 
shall be deemed to refer to the same as currently amended unless 
otherwise so specified.

[45 FR 24433, Apr. 9, 1980]



Sec. 535.402  Effect of amendment of sections of this part or of other orders, etc.

    Any amendment, modification, or revocation of any section of this 
part or of any order, regulation, ruling, instruction, or license issued 
by or under the direction of the Secretary of the Treasury pursuant to 
section 203 of the International Emergency Economic Powers Act shall 
not, unless otherwise specifically provided, be deemed to affect any act 
done or omitted to be done, or any suit or proceeding had or commenced 
in any civil or criminal case, prior to such amendment, modification, or 
revocation and all penalties, forfeitures, and liabilities under any 
such order, regulation, ruling, instruction or license shall continue 
and may be enforced as if such amendment, modification, or revocation 
had not been made.

[45 FR 24433, Apr. 9, 1980]



Sec. 535.403  Termination and acquisition of an interest of Iran or an Iranian entity.

    (a) Whenever a transaction licensed or authorized by or pursuant to 
this part results in the transfer of property (including any property 
interest) away from Iran or an Iranian entity, such property shall no 
longer be deemed to be property in which Iran or an Iranian entity has 
or has had an interest, unless there exists in the property another such 
interest the transfer of which has not been effected pursuant to license 
or other authorization.
    (b) Unless otherwise specifically provided in a license or 
authorization contained in or issued pursuant to this part, if property 
(including any property interest) is transferred to Iran or an Iranian 
interest, such property shall be deemed to be property in which there 
exists an interest of Iran or an Iranian entity.

[45 FR 24433, Apr. 9, 1980]



Sec. 535.413  Transfers between dollar accounts held for foreign banks.

    Transfers authorized by Sec. 535.901 include transfers by order of 
a non-Iranian foreign bank from its account in a domestic bank (directly 
or through a foreign branch or subsidiary of a domestic bank) to an 
account held by a domestic bank (directly or through a foreign branch or 
subsidiary) for a second non-Iranian foreign bank which in turn credits 
an account held by it abroad for Iran. For the purposes of this section, 
a non-Iranian foreign bank means a bank which is not a person subject to 
the jurisdiction of the United States.

[44 FR 66833, Nov. 21, 1979]



Sec. 535.414  Payments to blocked accounts under Sec. 535.508.

    (a) Section 535.508 does not authorize any transfer from a blocked 
account within the United States to an account held by any bank outside 
the United States or any other payment into a blocked account outside 
the United States.
    (b) Section 535.508 only authorizes payment into a blocked account 
held by a domestic bank as defined by Sec. 535.320.

[44 FR 67617, Nov. 26, 1979]



Sec. 535.415  Payment by Iranian entities of obligations to persons within the United States.

    A person receiving payment under Sec. 535.904 may distribute all or 
part of that payment to anyone: Provided, That any such payment to Iran 
or an Iranian entity must be to a blocked account in a domestic bank.

[44 FR 67617, Nov. 26, 1979]



Sec. 535.416  Letters of credit.

    (a) Question. Prior to the effective date, a bank subject to the 
jurisdiction of the United States has issued or confirmed a documentary 
letter of credit for a non-Iranian account party in

[[Page 154]]

favor of an Iranian entity. Can payment be made upon presentation of 
documentary drafts?
    Answer. Yes, provided payment is made into a blocked account in a 
domestic bank.
    (b) Question. Prior to the effective date, a domestic branch of a 
bank organized or incorporated under the laws of the United States has 
issued or confirmed a documentary letter of credit for a non-Iranian 
account party in favor of an Iranian entity. Payment is to be made 
through a foreign branch of the bank. Can payment be made upon 
presentation of documentary drafts?
    Answer. Yes, provided payment is made into a blocked account in a 
domestic bank.
    (c) Question. Prior to the effective date, a foreign bank confirms a 
documentary letter of credit issued by its U.S. agency or branch for a 
non-Iranian account party in favor of an Iranian entity. Can the U.S. 
agency or branch of the foreign bank transfer funds to the foreign bank 
in connection with that foreign bank's payment under the letter of 
credit?
    Answer. No, the U.S. agency's payment is blocked, unless the foreign 
bank made payment to the Iranian entity prior to the effective date.
    (d) Question. Prior to the effective date, a bank subject to the 
jurisdiction of the United States has issued or confirmed a documentary 
letter of credit for a non-Iranian account party in favor of an Iranian 
entity. The Iranian entity presents documentry drafts which are 
deficient in some detail. May the non-Iranian account party waive the 
documentary deficiency and authorize the bank to make payment?
    Answer. Yes, provided payment is made into a blocked account in a 
domestic bank. However, the non-Iranian account party is not obligated 
by these Regulations to exercise a waiver of documentary deficiencies. 
In cases where such a waiver is not exercised, the bank's payment 
obligation, if any, under the letter of credit remains blocked, as does 
any obligation, contingent or otherwise, of the account party. The 
documents are also blocked.
    (e) Question. Prior to the effective date, a bank subject to the 
jurisdiction of the United States has issued or confirmed a documentary 
letter of credit for a non-Iranian account party in favor of an Iranian 
entity. The Iranian entity does not make timely, complete, or proper 
presentation of documents, and the letter of credit expires. Does there 
remain a blocked payment obligation held by the bank?
    Answer. No, but any documents held by the bank continue to be 
blocked. It is also possible that the account party still has a related 
obligation to the Iranian entity and any such obligation would be 
blocked.
    (f) Question. A bank subject to the jurisdiction of the United 
States has issued a letter of credit for a U.S. account party in favor 
of an Iranian entity. The letter of credit is confirmed by a foreign 
bank. Prior to or after the effective date, the Iranian entity presents 
documents to the U.S. issuing bank. Payment is deferred. After the 
effective date, the Iranian entity requests that the issuing bank either 
return the documents to the Iranian entity or transfer them to the 
confirming bank. Can the issuing bank do so?
    Answer. No. The U.S. issuing bank can neither return nor transfer 
the documents without a license. The documents constitute blocked 
property under the Regulations.
    (g) Question. Prior to the effective date, a bank subject to the 
jurisdiction of the United States has issued or confirmed a documentary 
letter of credit for a non-Iranian account party in favor of an Iranian 
entity. The Iranian entity presents documentary drafts which are 
deficient in some detail. May the non-Iranian account party waive the 
documentary deficiency and make payment?
    Answer. Yes, provided payment is made into a blocked account in a 
domestic bank. However, the non-Iranian account party is not obligated 
by these Regulations to exercise a waiver of documentary deficiencies. 
In cases where such a waiver is not exercised, the amount of the payment 
held by the account party is blocked.

[44 FR 69287, Dec. 3, 1979, as amended at 44 FR 75353, Dec. 19, 1979]

[[Page 155]]



Sec. 535.420  Transfers of accounts under Sec. 535.508 from demand to interest-bearing status.

    Section 535.508 authorizes transfer of a blocked demand deposit 
account to interest-bearing status at the instruction of the Iranian 
depositor at any time.

[44 FR 76784, Dec. 28, 1979]



Sec. 535.421  Prior contractual commitments not a basis for licensing.

    Specific licenses are not issued on the basis that an unlicensed 
firm commitment or payment has been made in connection with a 
transaction prohibited by this part. Contractual commitments to engage 
in transactions subject to the prohibitions of this part should not be 
made, unless the contract specifically states that the transaction is 
authorized by general license or that it is subject to the issuance of a 
specific license.

[45 FR 24433, Apr. 9, 1980]



Sec. 535.433  Central Bank of Iran.

    The Central Bank of Iran (Bank Markazi Iran) is an agency, 
instrumentality and controlled entity of the Government of Iran for all 
purposes under this part.

(Secs. 201-207, 91 Stat. 1626, 50 U.S.C. 1701-1706; E.O. 12170, 44 FR 
65729; E.O. 12205, 45 FR 24099; E.O. 12211, 45 FR 26685; E.O. 12276, 46 
FR 7913; E.O. 12279, 46 FR 7919; E.O. 12280, 46 FR 7921; E.O. 12281, 46 
FR 7923; E.O. 12282, 46 FR 7925; E.O. 12283, 46 FR 7927, and E.O. 12294, 
46 FR 14111)

[46 FR 14336, Feb. 26, 1981]



Sec. 535.437  Effect on other authorities.

    Nothing in this part in any way relieves any persons subject to the 
jurisdiction of the United States from securing licenses or other 
authorizations as required from the Secretary of State, the Secretary of 
Commerce or other relevant agency prior to executing the transactions 
authorized or directed by this part. This includes licenses for 
transactions involving military equipment.

(Secs. 201-207, 91 Stat. 1626, 50 U.S.C. 1701-1706; E.O. 12170, 44 FR 
65729; E.O. 12205, 45 FR 24099; E.O. 12211, 45 FR 26685; E.O. 12276, 46 
FR 7913; E.O. 12279, 46 FR 7919; E.O. 12280, 46 FR 7921; E.O. 12281, 46 
FR 7923; E.O. 12282, 46 FR 7925; E.O. 12283, 46 FR 7927, and E.O. 12294, 
46 FR 14111)

[46 FR 14336, Feb. 26, 1981]



Sec. 535.438  Standby letters of credit, performance or payment bonds and similar obligations.

    (a) Nothing contained in Sec. Sec. 535.212, 535.213 and 535.214 or 
in any other provision or revocation or amendment of any provision in 
this part affects the prohibition in Sec. 535.201 and the licensing 
procedure in Sec. 535.568 relating to certain standby letters of 
credit, performance bonds and similar obligations. The term funds and 
securities as used in this part does not include substitute blocked 
accounts established under section 535.568 relating to standby letters 
of credit, performance or payment bonds and similar obligations.
    (b) No transfer requirement under Sec. 535.213 or Sec. 535.214 
shall be deemed to authorize or compel any payment or transfer of any 
obligation under a standby letter of credit, performance bond or similar 
obligation as to which a blocked account has been established pursuant 
to Sec. 535.568 or as to which payment is prohibited under an 
injunction obtained by the account party.

(Secs. 201-207, 91 Stat. 1626, 50 U.S.C. 1701-1706; E.O. 12170, 44 FR 
65729; E.O. 12205, 45 FR 24099; E.O. 12211, 45 FR 26685; E.O. 12276, 46 
FR 7913; E.O. 12279, 46 FR 7919; E.O. 12280, 46 FR 7921; E.O. 12281, 46 
FR 7923; E.O. 12282, 46 FR 7925; E.O. 12283, 46 FR 7927, and E.O. 12294, 
46 FR 14111)

[46 FR 14336, Feb. 26, 1981, as amended at 46 FR 30341, June 8, 1981]



Sec. 535.440  Commercially reasonable interest rates.

    (a) For purposes of Sec. Sec. 535.212 and 535.213, what is meant by 
``commercially reasonable rates'' depends on the particular 
circumstances. In the case of time or savings deposits, the 
``commercially reasonable rate'' is that rate provided for by the 
deposit agreement or applicable law. With respect to other obligations 
where the rate remains to

[[Page 156]]

be determined, it is presently expected that the ``commercially 
reasonable rate'' will be the rate agreed upon by the bank and Iran. 
However, where a deposit has in fact operated as a demand account under 
Treasury license, it would be appropriate to treat the deposit for 
purposes of Sec. Sec. 535.212 and 535.213 as a non-interest bearing 
account. Furthermore, in the event that the Iran-U.S Claims Tribunal 
(the ``Tribunal'') determines that interest additional to that agreed 
upon between the bank and Iran, or compensation or damages in lieu of 
interest, is due Iran, then that amount determined by the Tribunal to be 
owing to Iran shall be transferred as, or as part of, the interest at 
``commercially reasonable rates'' required to be transferred pursuant to 
Sec. Sec. 535.212 and 535.213, regardless of any settlement between the 
bank and Iran or any release or discharge that Iran may have given the 
bank.
    (b) The contingent interest of Iran in any liability for further or 
additional interest, or compensation or damages in lieu of interest, 
that may be claimed in, and determined by the Tribunal, constitutes an 
interest of Iran in property for purposes of this part, and no agreement 
between Iran and any person subject to the jurisdiction of the United 
States is effective to extinguish such Iranian interest in property 
unless so specifically licensed by the Treasury Department.
    (c) For deposits held as time deposits, no penalty shall be imposed 
for early withdrawal. (In this connection, the Board of Governors of the 
Federal Reserve System has determined that application of the penalty 
for early withdrawal of time deposits transferred before maturity, 
pursuant to Sec. 535.213 is not required.)

(Secs. 201-207, 91 Stat. 1626, 50 U.S.C. 1701-1706; E.O. 12170, 44 FR 
65729; E.O. 12205; 45 FR 24099; E.O. 12211, 45 FR 26605; E.O. 12276, 46 
FR 7913; E.O. 12277, 46 FR 7915; E.O. 12278, 46 FR 7917; E.O. 12279, 46 
FR 7919; E.O. 12280, 46 FR 7921; E.O. 12281, 46 FR 7923; E.O. 12282, 46 
FR 7925; and E.O. 12294, 46 FR 14111)

[48 FR 253, Jan. 4, 1983]



Sec. 535.441  Settlement Agreement regarding small claims.

    (a) Award No. 483 of June 22, 1990 of the Iran-United States Claims 
Tribunal, approving and giving effect to the Settlement Agreement in 
Claims of Less Than $250,000, Case No. 86 and Case No. B38, dated May 
13, 1990 (the ``Settlement Agreement''), constitutes a determination by 
the Iran-United States Claims Tribunal of all claims encompassed therein 
within the meaning of Sec. 535.222(f) of this part. In accordance with 
Sec. 535.222(f), upon payment from the Security Account to the United 
States, the Settlement Agreement shall operate as a final resolution and 
discharge of all claims encompassed by the Settlement Agreement for all 
purposes. All such claims shall be subject to the exclusive jurisdiction 
of the Foreign Claims Settlement Commission on the terms established in 
the Settlement Agreement and by the provisions of Public Law 99-93, 
Title V, Aug. 16, 1985, 99 Stat. 437, applicable to en bloc settlements 
of claims of U.S. nationals against Iran.
    (b) Pursuant to the Settlement Agreement, the private claims subject 
to that agreement and this part are ``* * * claims of less than $250,000 
each, which have been filed with the Tribunal by the United States on 
behalf of U.S. nationals, which claims are included in Cases Nos. 10001 
through 12785, and which are still pending, * * * ,'' and ``* * * claims 
of U.S. nationals for less than $250,000 which have been submitted to 
the United States Department of State but were not timely filed with the 
Tribunal, as well as claims of U.S. nationals for less than $250,000 
which have been either withdrawn by the Claimants or dismissed by the 
Tribunal for lack of jurisdiction, * * * .'' Settlement Agreement, Art. 
I(A).

[55 FR 40831, Oct. 5, 1990]



  Subpart E_Licenses, Authorizations and Statements of Licensing Policy



Sec. 535.501  General and specific licensing procedures.

    For provisions relating to licensing procedures, see part 501, 
subpart E, of this chapter. Licensing actions taken pursuant to part 501 
of this chapter

[[Page 157]]

with respect to the prohibitions contained in this part are considered 
actions taken pursuant to this part.

[68 FR 53657, Sept. 11, 2003]



Sec. 535.502  Effect of license or authorization.

    (a) No license or other authorization contained in this part or 
otherwise issued by or under the direction of the Secretary of the 
Treasury pursuant to section 203 of the International Emergency Economic 
Powers Act, shall be deemed to authorize or validate any transaction 
effected prior to the issuance thereof, unless such license or other 
authorization specifically so provides.
    (b) No regulation, ruling, instruction, or license authorizes a 
transaction prohibited under this part unless the regulation, ruling, 
instruction, or license is issued by the Treasury Department and 
specifically refers to this part. No regulation, ruling, instruction or 
license referring to this part shall be deemed to authorize any 
transaction prohibited by any provision of parts 500, 505, 515, 520 or 
530 of this chapter unless the regulation, ruling, instruction or 
license specifically refers to such provision.
    (c) Any regulation, ruling, instruction or license authorizing a 
transaction otherwise prohibited under this part has the effect of 
removing a prohibition or prohibitions in subpart B from the 
transaction, but only to the extent specifically stated by its terms. 
Unless the regulation, ruling, instruction or license otherwise 
specifies, such an authorization does not create any right, duty, 
obligation, claim, or interest in, or with respect to, any property 
which would not otherwise exist under ordinary principles of law.

[44 FR 66833, Nov. 21, 1979, as amended at 44 FR 75353, Dec. 19, 1979]



Sec. 535.503  Exclusion from licenses and authorizations.

    The Secretary of the Treasury reserves the right to exclude any 
person from the operation of any license or from the privileges therein 
conferred or to restrict the applicability thereof with respect to 
particular persons, transactions or property or classes thereof. Such 
action shall be binding upon all persons receiving actual notice or 
constructive notice thereof.

[44 FR 66833, Nov. 21, 1979]



Sec. 535.504  Certain judicial proceedings with respect to property of Iran or Iranian entities.

    (a) Subject to the limitations of paragraphs (b) and (c) of this 
section and Sec. 535.222, judicial proceedings are authorized with 
respect to property in which on or after 8:10 a.m., e.s.t., November 14, 
1979, there has existed an interest of Iran or an Iranian entity.
    (b) This section does not authorize:
    (1) Any pre-judgment attachment or any other proceeding of similar 
or analogous effect pertaining to any property (and any income earned 
thereon) subject to the provisions of Sec. Sec. 535.211, 535.212, 
535.213, 535.214 or 535.215 on January 19, 1981, including, but not 
limited to, a temporary restraining order or preliminary injunction, 
which operates as a restraint on property, for purposes of holding it 
within the jurisdiction of a court, or otherwise;
    (2) Any payment or delivery out of a blocked account based upon a 
judicial proceeding, pertaining to any property subject to the 
provisions of Sec. Sec. 535.211, 535.212, 535.213, 535.214 or 535.215 
on January 19, 1981;
    (3)(i) Any final judicial judgment or order (A) permanently 
enjoining, (B) terminating or nullifying, or (C) otherwise permanently 
disposing of any interest of Iran in any standby letter of credit, 
performance bond or similar obligation. Any license authorizing such 
action is hereby revoked and withdrawn. This revocation and withdrawal 
of prior licenses prohibits judgments or orders that are within the 
terms of this paragraph (b)(3)(i), including any such judgments or 
orders which may have been previously entered but which had not become 
final by July 2, 1982, through the conclusion of appellate proceedings 
or the expiration of the time for appeal.
    (ii) Nothing in this paragraph (b)(3) shall prohibit the assertion 
of any defense, set-off or counterclaim in any pending or subsequent 
judicial proceeding commenced by the Government of Iran, any political 
subdivision of Iran, or any agency, instrumentality

[[Page 158]]

or entity owned or controlled by the Government of Iran or any political 
subdivision thereof.
    (iii) Nothing in this paragraph (b)(3) shall preclude the 
commencement of an action for the purpose of tolling the period of 
limitations for commencement of such action.
    (iv) Nothing in this paragraph (b)(3) shall require dismissal of any 
action for want of prosecution.
    (c) For purposes of this section, contested and contingent 
liabilities and property interests of the Government of Iran, its 
agencies, instrumentalities, or controlled entities, including debts, 
shall be deemed to be subject to Sec. 535.215.
    (d) A judicial proceeding is not authorized by this section if it is 
based on transactions which violated the prohibitions of this part.
    (e) Judicial proceedings to obtain attachments on standby letters of 
credit, performance bonds or similar obligations and on substitute 
blocked accounts established under Sec. 535.568 relating to standby 
letters of credit, performance bonds and similar obligations are not 
authorized or licensed.

(Secs. 201-207, 91 Stat. 1626, 50 U.S.C. 1701-1706; E.O. 12170, 44 FR 
65729; E.O. 12205, 45 FR 24099; E.O. 12211, 45 FR 26685; E.O. 12276, 46 
FR 7913; E.O. 12279, 46 FR 7919; E.O. 12280, 46 FR 7921; E.O. 12281, 46 
FR 7923; E.O. 12282, 46 FR 7925; E.O. 12283, 46 FR 7927, and E.O. 12294, 
46 FR 14111)

[46 FR 14336, Feb. 26, 1981, as amended at 46 FR 26477, May 13, 1981; 47 
FR 29529, July 7, 1982; 47 FR 55482, Dec. 10, 1982; 48 FR 57129, Dec. 
28, 1983]



Sec. 535.508  Payments to blocked accounts in domestic banks.

    (a) Any payment or transfer of credit, including any payment or 
transfer by any U.S.-owned or controlled foreign firm or branch to a 
blocked account in a domestic bank in the name of Iran or any Iranian 
entity is hereby authorized: Provided, Such payment or transfer shall 
not be made from any blocked account if such payment or transfer 
represents, directly or indirectly, a transfer of the interest of Iran 
or an Iranian entity to any other country or person.
    (b) This section does not authorize:
    (1) Any payment or transfer to any blocked account held in a name 
other than that of Iran or the Iranian entity who is the ultimate 
beneficiary of such payment or transfer; or
    (2) Any foreign exchange transaction including, but not by way of 
limitation, any transfer of credit, or payment of an obligation, 
expressed in terms of the currency of any foreign country.
    (c) This section does not authorize any payment or transfer of 
credit comprising an integral part of a transaction which cannot be 
effected without the subsequent issuance of a further license.
    (d) This section does not authorize the crediting of the proceeds of 
the sale of securities held in a blocked account or a sub-account 
thereof, or the income derived from such securities to a blocked account 
or sub-account under any name or designation which differs from the name 
or designation of the specific blocked account or sub-account in which 
such securities were held.
    (e) This section does not authorize any payment or transfer from a 
blocked account in a domestic bank to a blocked account held under any 
name or designation which differs from the name or designation of the 
specified blocked account or sub-account from which the payment or 
transfer is made.

    Note to Sec. 535.508: Please refer to Sec. 501.603 of this chapter 
for mandatory reporting requirements regarding financial transfers.

[44 FR 66590, Nov. 20, 1979, as amended at 62 FR 45107, Aug. 25, 1997]



Sec. 535.528  Certain transactions with respect to Iranian patents, trademarks and copyrights authorized.

    (a) The following transactions by any person subject to the 
jurisdiction of the United States are authorized:
    (1) The filing and prosecution of any application for an Iranian 
patent, trademark or copyright, or for the renewal thereof;
    (2) The receipt of any Iranian patent, trademark or copyright;
    (3) The filing and prosecution of opposition or infringement 
proceedings with respect to any Iranian patent, trademark, or copyright, 
and the prosecution of a defense to any such proceedings;

[[Page 159]]

    (4) The payment of fees currently due to the government of Iran, 
either directly or through an attorney or representative, in connection 
with any of the transactions authorized by paragraphs (a)(1), (2), and 
(3) of this section or for the maintenance of any Iranian patent, 
trademark or copyright; and
    (5) The payment of reasonable and customary fees currently due to 
attorneys or representatives in Iran incurred in connection with any of 
the transactions authorized by paragraphs (a)(1), (2), (3) or (4) of 
this section.
    (b) Payments effected pursuant to the terms of paragraphs (a)(4) and 
(5) of this section may not be made from any blocked account.
    (c) As used in this section the term Iranian patent, trademark, or 
copyright shall mean any patent, petty patent, design patent, trademark 
or copyright issued by Iran.

[45 FR 29288, May 2, 1980]



Sec. 535.531  Payment of certain checks and drafts.

    (a) A bank subject to the jurisdiction of the United States is 
hereby authorized to make payments from blocked accounts with such 
banking institution of checks and drafts drawn or issued prior to the 
effective date, Provided, That:
    (1) The amount involved in any one payment, acceptance, or debit 
does not exceed $3000; or
    (2) The check or draft was within the United States in process of 
collection by a domestic bank on or prior to the effective date and does 
not exceed $50,000.
    (3) The authorization contained in this paragraph shall expire at 
the close of business on January 14, 1980.
    (b) A bank subject to the jurisdiction of the United States as its 
own obligation may make payment to a person subject to the jurisdiction 
of the United States who is the beneficiary of any letter of credit 
issued or confirmed by it, or on a draft accepted by it, prior to the 
effective date, where the letter of credit was issued or confirmed on 
behalf of Iran or an Iranian entity, Provided, That:
    (1) Notwithstanding the provisions of Sec. 535.902, no blocked 
account may at any time be debited in connection with such a payment.
    (2) Such a payment shall give the bank making payment no special 
priority or other right to blocked accounts it holds in the event that 
such blocked accounts are vested or otherwise lawfully used in 
connection with a settlement of claims.
    (3) Nothing in this paragraph prevents payment being made to the 
beneficiary of any draft or letter of credit or to any banking 
institution pursuant to Sec. 535.904.
    (c) The office will consider on a case-by-case basis, without any 
commitment on its part to authorize any transaction or class of 
transactions, applications for specific licenses to make payments from 
blocked accounts of documentary drafts drawn under irrevocable letters 
of credit issued or confirmed by a domestic bank prior to the effective 
date, in favor of any person subject to the jurisdiction of the United 
States. Any bank or payee submitting such an application should include 
data on all such letters of credit in which it is involved. Applications 
should be submitted not later than January 10, 1980.
    (d) Paragraphs (a) and (b) of this section do not authorize any 
payment to Iran or an Iranian entity except payments into a blocked 
account in a domestic bank unless Iran or the Iranian entity is 
otherwise licensed to receive such payment.

[44 FR 75352, Dec. 19, 1979]



Sec. 535.532  Completion of certain securities transactions.

    (a) Banking institutions within the United States are hereby 
authorized to complete, on or before November 21, 1979, purchases and 
sales made prior to the effective date of securities purchased or sold 
for the account of Iran or an Iranian entity provided the following 
terms and conditions are complied with, respectively.
    (1) The proceeds of such sale are credited to a blocked account in a 
banking institution in the name of the person for whose account the sale 
was made; and
    (2) The securities so purchased are held in a blocked account in a 
banking institution in the name of the person

[[Page 160]]

for whose account the purchase was made.
    (b) This section does not authorize the crediting of the proceeds of 
the sale of securities held in a blocked account or a sub-account 
thereof, to a blocked account or sub-account under any name or 
designation which differs from the name or designation of the specific 
blocked account or sub-account in which such securities were held.



Sec. 535.540  Disposition of certain tangible property.

    (a) Specific licenses may be issued in appropriate cases at the 
discretion of the Secretary of the Treasury for the public sale and 
transfer of certain tangible property that is encumbered or contested 
within the meaning of Sec. 535.333 (b) and (c) and that, because it is 
blocked by Sec. 535.201, may not be sold or transferred without a 
specific license, provided that each of the following conditions is met:
    (1) The holder or supplier of the property has made a good faith 
effort over a reasonable period of time to obtain payment of any amounts 
owed by Iran or the Iranian entity, or adequate assurance of such 
payment;
    (2) Neither payment nor adequate assurance of payment has been 
received;
    (3) The license applicant has, under provisions of law applicable 
prior to November 14, 1979, a right to sell, or reclaim and sell, such 
property by methods not requiring judicial proceedings, and would be 
able to exercise such right under applicable law, but for the 
prohibitions in this part, and
    (4) The license applicant shall enter into an indemnification 
agreement acceptable to the United States providing for the applicant to 
indemnify the United States, in an amount up to 150 percent of the 
proceeds of sale, for any monetary loss which may accrue to the United 
States from a decision by the Iran-U.S. Claims Tribunal that the United 
States is liable to Iran for damages that are in any way attributable to 
the issuance of such license. In the event the applicant and those 
acting for or on its behalf are the only bidders on the property, the 
United States shall have the right to establish a reasonable 
indemnification amount.
    (b) An applicant for a license under this section shall provide the 
Office of Foreign Assets Control with documentation on the points 
enumerated in paragraph (a) of this section. The applicant normally will 
be required to submit an opinion of legal counsel regarding the legal 
right claimed under paragraph (a)(3) of this section.
    (c) Any sale of property licensed under this section shall be at 
public auction and shall be made in good faith in a commercially 
reasonable manner. Notwithstanding any provision of State law, the 
license applicant shall give detailed notice to the appropriate Iranian 
entity of the proposed sale or transfer at least 30 days prior to the 
sale or other transfer. In addition, if the license applicant has filed 
a claim with the Iran-U.S. Claims Tribunal, the license applicant shall 
give at least 30 days' advance notice of the sale to the Tribunal.
    (d) The disposition of the proceeds of any sale licensed under this 
section, minus such reasonable costs of sale as are authorized by 
applicable law (which will be licensed to be deducted), shall be in 
accordance with either of the following methods:
    (1) Deposit into a separate blocked, interest-bearing account at a 
domestic bank in the name of the licensed applicant; or
    (2) Any reasonable disposition in accordance with provisions of law 
applicable prior to November 14, 1979, which may include unrestricted 
use of all or a portion of the proceeds, provided that the applicant 
shall post a bond or establish a standby letter of credit, subject to 
the prior approval of the Secretary of the Treasury, in favor of the 
United States in the amount of the proceeds of sale, prior to any such 
disposition.
    (e) For purposes of this section, the term proceeds means any gross 
amount of money or other value realized from the sale. The proceeds 
shall include any amount equal to any debt owed by Iran which may have 
constituted all or part of a successful bid at the licensed sale.
    (f) The proceeds of any such sale shall be deemed to be property 
governed by Sec. 535.215 of this part. Any part

[[Page 161]]

of the proceeds that constitutes Iranian property which under Sec. 
535.215 is to be transferred to Iran shall be so transferred in 
accordance with that section.
    (g) Any license pursuant to this section may be granted subject to 
conditions deemed appropriate by the Secretary of the Treasury.
    (h) Any person licensed pursuant to this section is required to 
submit a report to the Chief of Licensing, Office of Foreign Assets 
Control, within ten business days of the licensed sale or other 
transfer, providing a full accounting of the transaction, including the 
costs, any payment to lienholders or others, including payments to Iran 
or Iranian entities, and documentation concerning any blocked account 
established or payments made.

(Sec. 201-207, 91 Stat. 1626, 50 U.S.C. 1701-1706; E.O. 12170, 44 FR 
65729; E.O. 12205, 45 FR 24099; E.O. 12211, 45 FR 26605; E.O. 12276, 46 
FR 7913; E.O. 12279, 46 FR 7919; E.O. 12280, 46 FR 7921; E.O. 12281, 46 
FR 7923; E.O. 12282, 46 FR 7925; and E.O. 12294, 46 FR 14111)

[47 FR 31683, July 22, 1982]



Sec. 535.566  Unblocking of foreign currency deposits held by U.S.-owned or controlled foreign firms.

    Deposits held abroad in currencies other than U.S. dollars by 
branches and subsidiaries of persons subject to the jurisdiction of the 
United States are unblocked, provided however that conversions of 
blocked dollar deposits into foreign currencies are not authorized.

[44 FR 66833, Nov. 21, 1979]



Sec. 535.567  Payment under advised letters of credit.

    (a) Specific licenses may be issued for presentation, acceptance, or 
payment of documentary drafts under a letter of credit opened by an 
Iranian entity and advised by a domestic bank or an Iranian bank subject 
to the jurisdiction of the United States, provided, That:
    (1) The letter of credit was advised prior to the effective date;
    (2) The property which is the subject of the payment under the 
letter of credit was not in the possession or control of the exporter on 
or after the effective date;
    (3) The Beneficiary is a person subject to the jurisdiction of the 
United States.
    (b) As a general matter, licenses will not be issued if the amount 
to be paid to a single payee exceeds $500,000, or if hardship cannot be 
shown.

[44 FR 75354, Dec. 19, 1979]



Sec. 535.568  Certain standby letters of credit and performance bonds.

    (a) Notwithstanding any other provision of law, payment into a 
blocked account in a domestic bank by an issuing or confirming bank 
under a standby letter of credit in favor of an Iranian entity is 
prohibited by Sec. 535.201 and not authorized, notwithstanding the 
provisions of Sec. 535.508, if either:
    (1) A specific license has been issued pursuant to the provisions of 
paragraph (b) of this section, or
    (2) Eight business days have not expired after notice to the account 
party pursuant to paragraph (b) of this section.
    (b) Whenever an issuing or confirming bank shall receive such demand 
for payment under a standby letter of credit, it shall promptly notify 
the person for whose account the credit was opened. Such person may then 
apply within five business days for a specific license authorizing the 
account party to establish a blocked account on its books in the name of 
the Iranian entity in the amount payable under the credit, in lieu of 
payment by the issuing or confirming bank into a blocked account and 
reimbursement therefor by the account party.
    (c) Where there is outstanding a demand for payment under a standby 
letter of credit, and the issuing or confirming bank has been enjoined 
from making payment, upon removal of the injunction, the person for 
whose account the credit was opened may apply for a specific license for 
the same purpose and in the same manner as that set forth in paragraph 
(b) of this section. The issuing or confirming bank shall not make 
payment under the standby letter of credit unless:
    (1) Eight business days have expired since the bank has received 
notice of the removal of the injunction and;
    (2) A specific license issued to the account party pursuant to the 
provisions of this paragraph has not been presented to the bank.

[[Page 162]]

    (d) If necessary to assure the availability of the funds blocked, 
the Secretary may at any time require the payment of the amounts due 
under any letter of credit described in paragraph (a) of this section 
into a blocked account in a domestic bank or the supplying of any form 
of security deemed necessary.
    (e) Nothing in this section precludes any person for whose account a 
standby letter of credit was opened or any other person from at any time 
contesting the legality of the demand from the Iranian entity or from 
raising any other legal defense to payment under the standby letter of 
credit.
    (f) This section does not affect the obligation of the various 
parties of the instruments covered by this section if the instruments 
and payment thereunder are subsequently unblocked.
    (g) For the purposes of this section, the term standby letter of 
credit shall mean a letter of credit securing performance of, or 
repayment of, any advance payments of deposits, under a contract with 
Iran or an Iranian entity, or any similar obligation in the nature of a 
performance bond.
    (h) The regulations do not authorize any person subject to the 
jurisdiction of the United States to reimburse a non-U.S. bank for 
payment to Iran or an Iranian entity under a standby letter of credit, 
except by payment into a blocked account in accordance with Sec. 
535.508 or paragraph (b) or (c) of this section.
    (i) A person receiving a specific license under paragraph (b) or (c) 
of this section shall certify to the Office of Foreign Assets Control 
within five business days after receipt of that license that it has 
established the blocked account on its books as provided for in those 
paragraphs. However, in appropriate cases, this time may be extended 
upon application to the Office of Foreign Assets Control when the 
account party has filed a petition with an appropriate court seeking a 
judicial order barring payment by the issuing or confirming bank.
    (j) The extension or renewal of a standby letter of credit is 
authorized.
    (k) All specific licenses previously issued under this section to 
account parties to standby letters of credit are revoked, effective 
February 28, 1991, unless the license holder submits documentation to 
the Office of Foreign Assets Control establishing that the specific 
license pertains to a standby letter of credit obligation that (1) is at 
issue in any claim brought before the Iran-United States Claims Tribunal 
(``Tribunal''), (2) is or was at issue in any claim that the Tribunal 
resolves, or has resolved, on the merits in favor of the account party, 
or (3) was at issue in a matter that was settled by the parties. The 
documentation required for such a showing may include such items as a 
copy of a Tribunal Award, a copy of a signed settlement agreement, or 
copies of cover pages of recent filings in pending Tribunal cases.

[47 FR 12339, Mar. 23, 1982, as amended at 56 FR 6546, Feb. 15, 1991]



Sec. 535.569  Licensed letter of credit transactions; forwarding of documents.

    When payment of a letter of credit issued, advised, or confirmed by 
a bank subject to the jurisdiction of the United States is authorized by 
either general or specific license, the forwarding of the letter of 
credit documents to the account party is authorized.

[45 FR 1877, Jan. 9, 1980]



Sec. 535.576  Payment of non-dollar letters of credit to Iran.

    Notwithstanding the prohibitions of Sec. Sec. 535.201 and 
535.206(a)(4), payment of existing non-dollar letters of credit in favor 
of Iranian entities or any person in Iran by any foreign branch or 
subsidiary of a U.S. firm is authorized, provided that the credit was 
opened prior to the respective effective date.

[45 FR 29288, May 2, 1980]



Sec. 535.579  Authorization of new transactions concerning certain Iranian property.

    (a) Transactions involving property in which Iran or an Iranian 
entity has an interest are authorized where:
    (1) The property comes within the jurisdiction of the United States 
or into the control or possession of any person subject to the 
jurisdiction of the United States after January 19, 1981, or

[[Page 163]]

    (2) The interest in the property of Iran or an Iranian entity (e.g. 
exports consigned to Iran or an Iranian entity) arises after January 19, 
1981.
    (b) Transactions involving standby letters of credit, performance or 
payment bonds and similar obligations, entered into prior to January 20, 
1981, described in Sec. 535.568 remain subject to the prohibitions and 
procedures contained in Sec. Sec. 535.201 and 535.568.
    (c) Property not blocked under Sec. 535.201 as of January 19, 1981, 
in which the Government of Iran or an Iranian entity has an interest, 
which after that date is or becomes subject to the jurisdiction of the 
United States or comes within the control or possession of a person 
subject to the jurisdiction of the United States for the express purpose 
of settling claims against Iran or Iranian entities, is excluded from 
any authorization in this part for any attachment, injunction or other 
order of similar or analogous effect and any such attachment, injunction 
or order is prohibited by Sec. Sec. 535.201 and 535.203.

(Secs. 201-207, 91 Stat. 1626, 50 U.S.C. 1701-1706; E.O. 12170, 44 FR 
65729; E.O. 12205, 45 FR 24099; E.O. 12211, 45 FR 26685; E.O. 12276, 46 
FR 7913; E.O. 12279, 46 FR 7919; E.O. 12280, 46 FR 7921; E.O. 12281, 46 
FR 7923; E.O. 12282, 46 FR 7925; E.O. 12283, 46 FR 7927, and E.O. 12294, 
46 FR 14111)

[46 FR 14336, Feb. 26, 1981]



Sec. 535.580  Necessary living expenses of relatives of the former Shah of Iran.

    The transfer, payment or withdrawal of property described in Sec. 
535.217 is authorized to the extent necessary to pay living expenses of 
any individual listed in that section. Living expenses for this purpose 
shall include food, housing, transportation, security and other personal 
expenses.

(Secs. 201-207, 91 Stat. 1626, 50 U.S.C. 1701-1706; E.O. 12170, 44 FR 
65729; E.O. 12211, 45 FR 26685; E.O. 12284, 46 FR 7929)

[46 FR 14330, Feb. 26, 1981]



                            Subpart F_Reports



Sec. 535.601  Records and reports.

    For provisions relating to records and reports, see subpart C of 
part 501 of this chapter.

[62 FR 45107, Aug. 25, 1997]



                           Subpart G_Penalties



Sec. 535.701  Penalties.

    (a) Attention is directed to section 206 of the International 
Emergency Economic Powers Act (the ``Act'') (50 U.S.C. 1705), which is 
applicable to violations of the provisions of any license, ruling, 
regulation, order, direction or instruction issued by or pursuant to the 
direction or authorization of the Secretary of the Treasury pursuant to 
this part or otherwise under the Act.
    (1) A civil penalty not to exceed the amount set forth in Section 
206 of the Act may be imposed on any person who violates, attempts to 
violate, conspires to violate, or causes a violation of any license, 
order, regulation, or prohibition issued under the Act.

    Note to paragraph (a)(1) of Sec. 535.701: As of June 10, 2008, the 
Act provides for a maximum civil penalty not to exceed the greater of 
$250,000 or an amount that is twice the amount of the transaction that 
is the basis of the violation with respect to which the penalty is 
imposed.
    (2) A person who willfully commits, willfully attempts to commit, or 
willfully conspires to commit, or aids or abets in the commission of a 
violation of any license, order, regulation, or prohibition shall, upon 
conviction, be fined not more than $1,000,000, or if a natural person, 
may be imprisoned for not more than 20 years, or both.
    (b) Adjustments to penalty amounts. (1) The civil penalties provided 
in the Act are subject to adjustment pursuant to the Federal Civil 
Penalties Inflation Adjustment Act of 1990 (Pub. L. 101-410, as amended, 
28 U.S.C. 2461 note).
    (2) The criminal penalties provided in the Act are subject to 
adjustment pursuant to 18 U.S.C. 3571.

    (c) Attention is also directed to 18 U.S.C. 1001, which provides 
that whoever, in any matter within the jurisdiction of any department or 
agency of the United States, knowingly and willfully falsifies, conceals 
or covers up by any trick, scheme, or device a material fact, or makes 
any false, fictitious or fraudulent statement or representation or makes 
or uses any false writing or document knowing the same to contain any 
false, fictitious or fraudulent statement or entry, shall be fined under 
title 18, United States Code, or

[[Page 164]]

imprisoned not more than five years, or both.
    (d) Attention is directed to 18 U.S.C. 2332d, as added by Public Law 
104-132, section 321, which provides that, except as provided in 
regulations issued by the Secretary of the Treasury, in consultation 
with the Secretary of State, a U.S. person, knowing or having reasonable 
cause to know that a country is designated under section 6(j) of the 
Export Administration Act, 50 U.S.C. App. 2405, as a country supporting 
international terrorism, engages in a financial transaction with the 
government of that country, shall be fined under title 18, United States 
Code, or imprisoned for not more than 10 years, or both.

[44 FR 65956, Nov. 15, 1979, as amended at 61 FR 43461, Aug. 23, 1996; 
61 FR 54938, Oct. 23, 1996; 62 FR 45107, Aug. 25, 1997; 71 FR 29252, May 
22, 2006; 73 FR 32651, June 10, 2008]



Sec. 535.702  Prepenalty notice.

    (a) When required. If the Director of the Office of Foreign Assets 
Control (hereinafter ``Director'') has reasonable cause to believe that 
there has occurred a violation of any provision of this part or a 
violation of the provisions of any license, ruling, regulation, order, 
direction or instruction issued by or pursuant to the direction or 
authorization of the Secretary of the Treasury pursuant to this part or 
otherwise under the International Emergency Economic Powers Act, and the 
Director determines that further proceedings are warranted, he shall 
issue to the person concerned a notice of his intent to impose a 
monetary penalty. The prepenalty notice shall be issued whether or not 
another agency has taken any action with respect to this matter.
    (b) Contents--(1) Facts of violation. The prepenalty notice shall:
    (i) Describe the violation.
    (ii) Specify the laws and regulations allegedly violated.
    (iii) State the amount of the proposed monetary penalty.
    (2) Right to make presentations. The prepenalty notice also shall 
inform the person of his right to make a written presentation within 
thirty (30) days of mailing of the notice as to why a monetary penalty 
should not be imposed, or, if imposed, why it should be in a lesser 
amount than proposed.

[53 FR 7356, Mar. 8, 1988]



Sec. 535.703  Presentation responding to prepenalty notice.

    (a) Time within which to respond. The named person shall have 30 
days from the date of mailing of the prepenalty notice to make a written 
presentation to the Director.
    (b) Form and contents of written presentation. The written 
presentation need not be in any particular form, but shall contain 
information sufficient to indicate that it is in response to the 
prepenalty notice. It should contain responses to the allegations in the 
prepenalty notice and set forth the reasons why the person believes the 
penalty should not be imposed or, if imposed, why it should be in a 
lesser amount than proposed.

[53 FR 7356, Mar. 8, 1988]



Sec. 535.704  Penalty notice.

    (a) No violation. If, after considering any presentations made in 
response to the prepenalty notice, the Director determines that there 
was no violation by the person named in the prepenalty notice, he 
promptly shall notify the person in writing of that determination and 
that no monetary penalty will be imposed.
    (b) Violation. If, after considering any presentations made in 
response to the prepenalty notice, the Director determines that there 
was a violation by the person named in the prepenalty notice, he 
promptly shall issue a written notice of the imposition of the monetary 
penalty to that person.

[53 FR 7356, Mar. 8, 1988]



Sec. 535.705  Administrative collection; referral to United States Department of Justice.

    In the event that the person named does not pay the penalty imposed 
pursuant to this part or make payment arrangements acceptable to the 
Director of the Office of Foreign Assets Control within 30 days of the 
date of mailing of the penalty notice, the matter may be referred for 
administrative collection measures by the Department of the

[[Page 165]]

Treasury or to the United States Department of Justice for appropriate 
action to recover the penalty in a civil suit in a Federal district 
court.

[70 FR 15762, Mar. 29, 2005]



                          Subpart H_Procedures



Sec. 535.801  Procedures.

    For license application procedures and procedures relating to 
amendments, modifications, or revocations of licenses; administrative 
decisions; rulemaking; and requests for documents pursuant to the 
Freedom of Information and Privacy Acts (5 U.S.C. 552 and 552a), see 
part 501, subpart E, of this chapter.

[62 FR 45107, Aug. 25, 1997, as amended at 68 FR 53657, Sept. 11, 2003]



                   Subpart I_Miscellaneous Provisions



Sec. 535.901  Dollar accounts at banks abroad.

    Any domestic bank is hereby authorized to effect withdrawals or 
other transfers from any account held in the name of a non-Iranian bank 
located in a foreign country, provided such non-Iranian foreign bank is 
not a person subject to the jurisdiction of the United States.



Sec. 535.902  Set-offs by U.S. owned or controlled firms abroad.

    (a) Branches and subsidiaries in foreign countries of persons 
subject to the jurisdiction of the United States are licensed to set-off 
their claims against Iran or Iranian entities by debit to blocked 
accounts held by them for Iran or Iranian entities.
    (b) The general license in paragraph (a) of this section is revoked 
as of January 19, 1981.
    (c) For purposes of this section, set-offs include combinations of 
accounts and any similar actions.

(Secs. 201-207, 91 Stat. 1626, 50 U.S.C. 1701-1706; E.O. 12170, 44 FR 
65729; E.O. 12205, 45 FR 24099; E.O. 12211, 45 FR 26685; E.O. 12276, 46 
FR 7913; E.O. 12279, 46 FR 7919; E.O. 12280, 46 FR 7921; E.O. 12281, 46 
FR 7923; E.O. 12282, 46 FR 7925; E.O. 12283, 46 FR 7927, and E.O. 12294, 
46 FR 14111)

[46 FR 14337, Feb. 26, 1981]



Sec. 535.904  Payment by Iranian entities of obligations to persons within the United States.

    The transfer of funds after the effective date by, through or to any 
U.S. banking institution or other person within the United States solely 
for purposes of payment of obligations by Iranian entities owed to 
persons within the United States is authorized: Provided, That there is 
no debit to a blocked account. Property is not blocked by virtue of 
being transferred or received pursuant to this section.

[44 FR 66591, Nov. 20, 1979]



Sec. 535.905  Paperwork Reduction Act notice.

    For approval by the Office of Management and Budget (``OMB'') under 
the Paperwork Reduction Act of information collections relating to 
recordkeeping and reporting requirements, to licensing procedures 
(including those pursuant to statements of licensing policy), and to 
other procedures, see Sec. 501.901 of this chapter. An agency may not 
conduct or sponsor, and a person is not required to respond to, a 
collection of information unless it displays a valid control number 
assigned by OMB.

[62 FR 45107, Aug. 25, 1997]



PART 536_NARCOTICS TRAFFICKING SANCTIONS REGULATIONS--Table of Contents




      Subpart A_Relation of This Part to Other Laws and Regulations

Sec.
536.100 Licensing procedures.
536.101 Relation of this part to other laws and regulations.

                         Subpart B_Prohibitions

536.201 Prohibited transactions involving blocked property.
536.202 Effect of transfers violating the provisions of this part.
536.203 Holding of certain types of blocked property in interest-bearing 
          accounts.
536.204 Evasions; attempts; conspiracies.
536.205 Exempt transactions.

                      Subpart C_General Definitions

536.301 Blocked account; blocked property.
536.302 Effective date.
536.303 Entity.

[[Page 166]]

536.304 Foreign person.
536.305 General license.
536.306 Information and informational materials.
536.307 Interest.
536.308 License.
536.309 Person.
536.310 Property; property interest.
536.311 Narcotics trafficking.
536.312 Specially designated narcotics trafficker.
536.313 Specific license.
536.314 Transfer.
536.315 United States.
536.316 United States person; U.S. person.
536.317 U.S. financial institution.

                        Subpart D_Interpretations

536.401 Reference to amended sections.
536.402 Effect of amendment.
536.403 Termination and acquisition of an interest in blocked property.
536.404 Setoffs prohibited.
536.405 Transactions incidental to a licensed transaction.
536.406 Provision of services.
536.407 Offshore transactions.
536.408 Alleged change in ownership or control of an entity designated 
          as a specially designated narcotics trafficker.
536.409 Credit extended and cards issued by U.S. financial institutions.

 Subpart E_Licenses, Authorizations, and Statements of Licensing Policy

536.501 Effect of license or authorization.
536.502 Exclusion from licenses and authorizations.
536.503 Payments and transfers to blocked accounts in U.S. financial 
          institutions.
536.504 Investment and reinvestment of certain funds.
536.505 Entries in certain accounts for normal service charges 
          authorized.
536.506 Provision of certain legal services authorized.
536.507 Authorization of emergency medical services.

                            Subpart F_Reports

536.601 Records and reports.

                           Subpart G_Penalties

536.701 Penalties.
536.702 Prepenalty notice.
536.703 Response to prepenalty notice.
536.704 Penalty notice.
536.705 Administrative collection; referral to United States Department 
          of Justice.

                          Subpart H_Procedures

536.801 Procedures.
536.802 Delegation by the Secretary of the Treasury.

                    Subpart I_Paperwork Reduction Act

536.901 Paperwork Reduction Act notice.

    Authority: 3 U.S.C. 301; 31 U.S.C. 321(b); 50 U.S.C. 1601-1651, 
1701-1706; Pub. L. 101-410, 104 Stat. 890 (28 U.S.C. 2461 note); Pub. L. 
110-96, 121 Stat. 1011; E.O. 12978, 60 FR 54579, 3 CFR, 1995 Comp., p. 
415; E.O. 13286, 68 FR 10619, 3 CFR, 2003 Comp., p. 166.

    Source: 62 FR 9960, Mar. 5, 1997, unless otherwise noted.



      Subpart A_Relation of This Part to Other Laws and Regulations



Sec. 536.100  Licensing procedures.

    For provisions relating to licensing procedures, see part 501, 
subpart E, of this chapter. Licensing actions taken pursuant to part 501 
of this chapter with respect to the prohibitions contained in this part 
are considered actions taken pursuant to this part.

[68 FR 53657, Sept. 11, 2003]



Sec. 536.101  Relation of this part to other laws and regulations.

    (a) This part is separate from, and independent of, the other parts 
of this chapter with the exception of part 501 of this chapter, the 
recordkeeping and reporting requirements and license application and 
other procedures of which apply to this part. Differing foreign policy 
and national security contexts may result in differing interpretations 
of similar language among the parts of this chapter. No license or 
authorization contained in or issued pursuant to those other parts 
authorizes any transaction prohibited by this part. No license or 
authorization contained in or issued pursuant to any other provision of 
law or regulation authorizes any transaction prohibited by this part.
    (b) No license or authorization contained in or issued pursuant to 
this part relieves the involved parties from complying with any other 
applicable laws or regulations.

[62 FR 9960, Mar. 5, 1997, as amended at 62 FR 45107, Aug. 25, 1997]

[[Page 167]]



                         Subpart B_Prohibitions



Sec. 536.201  Prohibited transactions involving blocked property.

    (a) Except as authorized by regulations, orders, directives, 
rulings, instructions, licenses, or otherwise, and notwithstanding any 
contract entered into or any license or permit granted prior to the 
effective date, no property or interests in property of a specially 
designated narcotics trafficker that are in the United States, that 
hereafter come within the United States, or that are or hereafter come 
within the possession or control of U.S. persons, including their 
overseas branches, may be transferred, paid, exported, withdrawn or 
otherwise dealt in.
    (b) When a transaction results in the blocking of funds at a 
financial institution pursuant to this section and a party to the 
transaction believes the funds have been blocked due to mistaken 
identity, that party may seek to have such funds unblocked pursuant to 
the administrative procedures set forth in Sec. 501.806 of this 
chapter.

[62 FR 9960, Mar. 5, 1997, as amended at 62 FR 45107, Aug. 25, 1997]



Sec. 536.202  Effect of transfers violating the provisions of this part.

    (a) Any transfer after the effective date, which is in violation of 
any provision of this part or of any regulation, order, directive, 
ruling, instruction, license, or other authorization hereunder and 
involves any property held in the name of a specially designated 
narcotics trafficker or in which a specially designated narcotics 
trafficker has or has had an interest since such date, is null and void 
and shall not be the basis for the assertion or recognition of any 
interest in or right, remedy, power or privilege with respect to such 
property.
    (b) No transfer before the effective date shall be the basis for the 
assertion or recognition of any right, remedy, power, or privilege with 
respect to, or interest in, any property held in the name of a specially 
designated narcotics trafficker or in which a specially designated 
narcotics trafficker has an interest, or has had an interest since such 
date, unless the person with whom such property is held or maintained, 
prior to such date, had written notice of the transfer or by any written 
evidence had recognized such transfer.
    (c) Unless otherwise provided, an appropriate license or other 
authorization issued by or pursuant to the direction or authorization of 
the Director of the Office of Foreign Assets Control before, during, or 
after a transfer shall validate such transfer or render it enforceable 
to the same extent that it would be valid or enforceable but for the 
provisions of the International Emergency Economic Powers Act, this 
part, and any regulation, order, directive, ruling, instruction, or 
license issued hereunder.
    (d) Transfers of property which otherwise would be null and void or 
unenforceable by virtue of the provisions of this section shall not be 
deemed to be null and void or unenforceable as to any person with whom 
such property was held or maintained (and as to such person only) in 
cases in which such person is able to establish to the satisfaction of 
the Director of the Office of Foreign Assets Control each of the 
following:
    (1) Such transfer did not represent a willful violation of the 
provisions of this part by the person with whom such property was held 
or maintained;
    (2) The person with whom such property was held or maintained did 
not have reasonable cause to know or suspect, in view of all the facts 
and circumstances known or available to such person, that such transfer 
required a license or authorization by or pursuant to this part and was 
not so licensed or authorized, or if a license or authorization did 
purport to cover the transfer, that such license or authorization had 
been obtained by misrepresentation of a third party or the withholding 
of material facts or was otherwise fraudulently obtained; and
    (3) The person with whom such property was held or maintained filed 
with the Office of Foreign Assets Control a report setting forth in full 
the circumstances relating to such transfer promptly upon discovery 
that:
    (i) Such transfer was in violation of the provisions of this part or 
any regulation, ruling, instruction, license, or other direction or 
authorization hereunder; or

[[Page 168]]

    (ii) Such transfer was not licensed or authorized by the Director of 
the Office of Foreign Assets Control; or
    (iii) If a license did purport to cover the transfer, such license 
had been obtained by misrepresentation of a third party or the 
withholding of material facts or was otherwise fraudulently obtained.

    Note to paragraph (d)(3): The filing of a report in accordance with 
the provisions of this paragraph (d)(3) shall not be deemed evidence 
that the terms of paragraphs (d)(l) and (2) of this section have been 
satisfied.

    (e) Unless licensed or authorized pursuant to this part, any 
attachment, judgment, decree, lien, execution, garnishment, or other 
judicial process is null and void with respect to any property which, on 
or since the effective date, was held in the name of a specially 
designated narcotics trafficker or in which there existed an interest of 
a specially designated narcotics trafficker.



Sec. 536.203  Holding of certain types of blocked property in interest-bearing accounts.

    (a)(1) Any person, including a U.S. financial institution, currently 
holding property subject to Sec. 536.201 which, as of the effective 
date or the date of receipt if subsequent to the effective date, is not 
being held in an interest-bearing account, or otherwise invested in a 
manner authorized by the Office of Foreign Assets Control (e.g., Sec. 
536.504), shall transfer such property to, or hold such property or 
cause such property to be held in, an interest-bearing account or 
interest-bearing status in a U.S. financial institution as of the 
effective date or the date of receipt if subsequent to the effective 
date of this section, unless otherwise authorized or directed by the 
Office of Foreign Assets Control.
    (2) The requirement set forth in paragraph (a)(1) of this section 
shall apply to currency, bank deposits, accounts, obligations, and any 
other financial or economic resources or assets, and any proceeds 
resulting from the sale of tangible or intangible property. If interest 
is credited to an account separate from that in which the interest-
bearing asset is held, the name of the account party on both accounts 
must be the same and must clearly indicate the specially designated 
narcotics trafficker having an interest in the accounts. If the account 
is held in the name of a specially designated narcotics trafficker, the 
name of the account to which interest is credited must be the same.
    (b) For purposes of this section, the term interest-bearing account 
means a blocked account in a U.S. financial institution earning interest 
at rates that are commercially reasonable for the amount of funds in the 
account. Except as otherwise authorized, the funds may not be invested 
or held in instruments the maturity of which exceeds 90 days.
    (c) This section does not apply to blocked tangible property, such 
as chattels, nor does it create an affirmative obligation on the part of 
the holder of such blocked tangible property to sell or liquidate the 
property and put the proceeds in a blocked account. However, the Office 
of Foreign Assets Control may issue licenses permitting or directing 
sales of tangible property in appropriate cases.



Sec. 536.204  Evasions; attempts; conspiracies.

    Any transaction for the purpose of, or which has the effect of, 
evading or avoiding, or which facilitates the evasion or avoidance of, 
any of the prohibitions set forth in this part, is hereby prohibited. 
Any attempt to violate the prohibitions set forth in this part is hereby 
prohibited. Any conspiracy formed for the purpose of engaging in a 
transaction prohibited by this part is hereby prohibited.



Sec. 536.205  Exempt transactions.

    (a) Personal communications. The prohibitions contained in this part 
do not apply to any postal, telegraphic, telephonic, or other personal 
communication, which does not involve the transfer of anything of value.
    (b) Information and informational materials. (1) The importation 
from any country and the exportation to any country of information or 
informational materials as defined in Sec. 536.306, whether commercial 
or otherwise, regardless of format or medium of transmission, are exempt 
from the prohibitions and regulations of this part.

[[Page 169]]

    (2) This section does not authorize transactions related to 
information and informational materials not fully created and in 
existence at the date of the transactions, or to the substantive or 
artistic alteration or enhancement of informational materials, or to the 
provision of marketing and business consulting services by a U.S. 
person. Such prohibited transactions include, without limitation, 
payment of advances for informational materials not yet created and 
completed, provision of services to market, produce or co-produce, 
create or assist in the creation of information and informational 
materials, and payment of royalties to a specially designated narcotics 
trafficker with respect to income received for enhancements or 
alterations made by U.S. persons to information or informational 
materials imported from a specially designated narcotics trafficker.
    (3) This section does not authorize transactions incident to the 
exportation of technology that is not informational material as defined 
in Sec. 536.306(b)(1) or incident to the exportation of goods for use 
in the transmission of any information.
    (c) Travel. The prohibitions contained in this part do not apply to 
transactions ordinarily incident to travel to or from any country, 
including importation of accompanied baggage for personal use, 
maintenance within any country including payment of living expenses and 
acquisition of goods or services for personal use, and arrangement or 
facilitation of such travel including non-scheduled air, sea, or land 
voyages. Any transactions entered into by a specially designated 
narcotics trafficker while traveling in the United States that are 
outside the scope of those set forth in this paragraph are in violation 
of Sec. 536.201.



                      Subpart C_General Definitions



Sec. 536.301  Blocked account; blocked property.

    The terms blocked account and blocked property shall mean any 
account or property subject to the prohibition in Sec. 536.201 held in 
the name of a specially designated narcotics trafficker or in which a 
specially designated narcotics trafficker has an interest, and with 
respect to which payments, transfers, exportations, withdrawals, or 
other dealings may not be made or effected except pursuant to an 
authorization or license from the Office of Foreign Assets Control 
authorizing such action.



Sec. 536.302  Effective date.

    The term effective date refers to the effective date of the 
applicable prohibitions and directives contained in this part which is 
12:01 a.m. EDT, October 22, 1995, or, in the case of specially 
designated narcotics traffickers designated after that date, the earlier 
of the date on which a person receives actual or constructive notice of 
such designation.



Sec. 536.303  Entity.

    The term entity means a partnership, association, corporation, or 
other organization, group or subgroup.



Sec. 536.304  Foreign person.

    The term foreign person means any citizen or national of a foreign 
state (including any such individual who is also a citizen or national 
of the United States), or any entity not organized solely under the laws 
of the United States or existing solely in the United States, but does 
not include a foreign state.



Sec. 536.305  General license.

    The term general license means any license or authorization the 
terms of which are set forth in this part.



Sec. 536.306  Information and informational materials.

    (a) For purposes of this part, the term information and 
informational materials means:
    (1) Publications, films, posters, phonograph records, photographs, 
microfilms, microfiche, tapes, compact disks, CD ROMs, artworks, and 
news wire feeds, and other information and informational articles.
    (2) To be considered informational materials, artworks must be 
classified under chapter subheading 9701, 9702, or 9703 of the 
Harmonized Tariff Schedule of the United States.

[[Page 170]]

    (b) The terms information and informational materials with respect 
to U.S. exports do not include items:
    (1) That were, as of April 30, 1994, or that thereafter become, 
controlled for export pursuant to section 5 of the Export Administration 
Act of 1979, 50 U.S.C. App. 2401-2420 (the ``EAA''), or section 6 of the 
EAA to the extent that such controls promote nonproliferation or 
antiterrorism policies of the United States, including software as 
defined in 15 CFR part 772 that is not publicly available (see 15 CFR 
parts 734 and 772); or
    (2) With respect to which acts are prohibited by 18 U.S.C. chapter 
37.



Sec. 536.307  Interest.

    Except as otherwise provided in this part, the term interest when 
used with respect to property (e.g., ``an interest in property'') means 
an interest of any nature whatsoever, direct or indirect.



Sec. 536.308  License.

    Except as otherwise specified, the term license means any license or 
authorization contained in or issued pursuant to this part.



Sec. 536.309  Person.

    The term person means an individual or entity.



Sec. 536.310  Property; property interest.

    The terms property and property interest include, but are not 
limited to, money, checks, drafts, bullion, bank deposits, savings 
accounts, debts, indebtedness, obligations, notes, guarantees, 
debentures, stocks, bonds, coupons, any other financial instruments, 
bankers acceptances, mortgages, pledges, liens or other rights in the 
nature of security, warehouse receipts, bills of lading, trust receipts, 
bills of sale, any other evidences of title, ownership or indebtedness, 
letters of credit and any documents relating to any rights or 
obligations thereunder, powers of attorney, goods, wares, merchandise, 
chattels, stocks on hand, ships, goods on ships, real estate mortgages, 
deeds of trust, vendors sales agreements, land contracts, leaseholds, 
ground rents, real estate and any other interest therein, options, 
negotiable instruments, trade acceptances, royalties, book accounts, 
accounts payable, judgments, patents, trademarks or copyrights, 
insurance policies, safe deposit boxes and their contents, annuities, 
pooling agreements, services of any nature whatsoever, contracts of any 
nature whatsoever, and any other property, real, personal, or mixed, 
tangible or intangible, or interest or interests therein, present, 
future or contingent.



Sec. 536.311  Narcotics trafficking.

    The term narcotics trafficking means any activity undertaken 
illicitly to cultivate, produce, manufacture, distribute, sell, finance 
or transport, or otherwise assist, abet, conspire, or collude with 
others in illicit activities relating to narcotic drugs, including, but 
not limited to, cocaine.



Sec. 536.312  Specially designated narcotics trafficker.

    The term specially designated narcotics trafficker means:
    (a) Persons listed in the annex to Executive Order 12978 (3 CFR, 
1995 Comp., p.415);
    (b) Foreign persons designated by the Secretary of Treasury, in 
consultation with the Attorney General and the Secretary of State, 
because they are found:
    (1) To play a significant role in international narcotics 
trafficking centered in Colombia; or
    (2) Materially to assist in, or provide financial or technological 
support for or goods or services in support of, the narcotics 
trafficking activities of specially designated narcotics traffickers; 
and
    (c) Persons determined by the Secretary of the Treasury, in 
consultation with the Attorney General and the Secretary of State, to be 
owned or controlled by, or to act for or on behalf of, any other 
specially designated narcotics trafficker.

    Note to Sec. 536.312: Please refer to the appendices at the end of 
this chapter for listings of persons determined to fall within this 
definition who have been designated pursuant to this part. Section 
501.807 of this chapter sets forth the procedures to be followed by 
persons seeking administrative reconsideration of their designation, or 
who wish to assert

[[Page 171]]

that the circumstances resulting in the designation are no longer 
applicable.

[62 FR 9960, Mar. 5, 1997, as amended at 62 FR 45107, Aug. 25, 1997]



Sec. 536.313  Specific license.

    The term specific license means any license or authorization not set 
forth in this part but issued pursuant to this part.



Sec. 536.314  Transfer.

    The term transfer means any actual or purported act or transaction, 
whether or not evidenced by writing, and whether or not done or 
performed within the United States, the purpose, intent, or effect of 
which is to create, surrender, release, convey, transfer, or alter, 
directly or indirectly, any right, remedy, power, privilege, or interest 
with respect to any property and, without limitation upon the foregoing, 
shall include the making, execution, or delivery of any assignment, 
power, conveyance, check, declaration, deed, deed of trust, power of 
attorney, power of appointment, bill of sale, mortgage, receipt, 
agreement, contract, certificate, gift, sale, affidavit, or statement; 
the making of any payment; the setting off of any obligation or credit; 
the appointment of any agent, trustee, or fiduciary; the creation or 
transfer of any lien; the issuance, docketing, filing, or levy of or 
under any judgment, decree, attachment, injunction, execution, or other 
judicial or administrative process or order, or the service of any 
garnishment; the acquisition of any interest of any nature whatsoever by 
reason of a judgment or decree of any foreign country; the fulfillment 
of any condition; the exercise of any power of appointment, power of 
attorney, or other power; or the acquisition, disposition, 
transportation, importation, exportation, or withdrawal of any security.



Sec. 536.315  United States.

    The term United States means the United States, its territories and 
possessions, and all areas under the jurisdiction or authority thereof.



Sec. 536.316  United States person; U.S. person.

    The term United States person or U.S. person means any United States 
citizen or national; permanent resident alien; entity organized under 
the laws of the United States or any jurisdiction within the United 
States (including foreign branches); or any person in the United States.



Sec. 536.317  U.S. financial institution.

    The term U.S. financial institution means any U.S. person (including 
foreign branches) that is engaged in the business of accepting deposits, 
making, granting, transferring, holding, or brokering loans or credits, 
or purchasing or selling foreign exchange, securities, commodity futures 
or options, or procuring purchasers and sellers thereof, as principal or 
agent; including, but not limited to, depository institutions, banks, 
savings banks, trust companies, securities brokers and dealers, 
commodity futures and options brokers and dealers, forward contract and 
foreign exchange merchants, securities and commodities exchanges, 
clearing corporations, investment companies, employee benefit plans, and 
U.S. holding companies, U.S. affiliates, or U.S. subsidiaries of any of 
the foregoing. This term includes those branches, offices and agencies 
of foreign financial institutions which are located in the United 
States, but not such institutions' foreign branches, offices, or 
agencies.



                        Subpart D_Interpretations



Sec. 536.401  Reference to amended sections.

    Except as otherwise specified, reference to any section of this part 
or to any regulation, ruling, order, instruction, direction, or license 
issued pursuant to this part shall be deemed to refer to the same as 
currently amended.



Sec. 536.402  Effect of amendment.

    Any amendment, modification, or revocation of any section of this 
part or of any order, regulation, ruling, instruction, or license issued 
by or under the direction of the Director of the Office of Foreign 
Assets Control shall not, unless otherwise specifically provided, be 
deemed to affect any act done or omitted to be done, or any civil or 
criminal suit or proceeding commenced

[[Page 172]]

or pending prior to such amendment, modification, or revocation. All 
penalties, forfeitures, and liabilities under any such order, 
regulation, ruling, instruction, or license shall continue and may be 
enforced as if such amendment, modification, or revocation had not been 
made.



Sec. 536.403  Termination and acquisition of an interest in blocked property.

    (a) Whenever a transaction licensed or authorized by or pursuant to 
this part results in the transfer of property (including any property 
interest) away from a specially designated narcotics trafficker, such 
property shall no longer be deemed to be property in which a specially 
designated narcotics trafficker has or has had an interest, or which is 
held in the name of a specially designated narcotics trafficker, unless 
there exists in the property another interest of a specially designated 
narcotics trafficker, the transfer of which has not been effected 
pursuant to license or other authorization.
    (b) Unless otherwise specifically provided in a license or 
authorization issued pursuant to this part, if property (including any 
property interest) is transferred or attempted to be transferred to a 
specially designated narcotics trafficker, such property shall be deemed 
to be property in which there exists an interest of the specially 
designated narcotics trafficker.



Sec. 536.404  Setoffs prohibited.

    A setoff against blocked property (including a blocked account), 
whether by a U.S. bank or other U.S. person, is a prohibited transfer 
under Sec. 536.201 if effected after the effective date.



Sec. 536.405  Transactions incidental to a licensed transaction.

    Any transaction ordinarily incident to a licensed transaction and 
necessary to give effect thereto is also authorized, except a 
transaction by an unlicensed, specially designated narcotics trafficker 
or involving a debit to a blocked account or a transfer of blocked 
property not explicitly authorized within the terms of the license.



Sec. 536.406  Provision of services.

    (a) Except as provided in Sec. 536.205, the prohibitions contained 
in Sec. 536.201 apply to services performed by U.S. persons, wherever 
located:
    (1) On behalf of, or for the benefit of, a specially designated 
narcotics trafficker; or
    (2) With respect to property interests of a specially designated 
narcotics trafficker.
    (b) Example: U.S. persons may not, except as authorized by the 
Office of Foreign Assets Control by or pursuant to this part, provide 
legal, accounting, financial, brokering, freight forwarding, 
transportation, public relations, educational, or other services to a 
specially designated narcotics trafficker. See Sec. 536.506, with 
respect to certain authorized legal services.



Sec. 536.407  Offshore transactions.

    The prohibitions contained in Sec. 536.201 apply to transactions by 
U.S. persons in locations outside the United States with respect to 
property which the U.S. person knows, or has reason to know, is held in 
the name of a specially designated narcotics trafficker, or in which the 
U.S. person knows, or has reason to know, a specially designated 
narcotics trafficker has or has had an interest since the effective 
date.



Sec. 536.408  Alleged change in ownership or control of an entity designated as a specially designated narcotics trafficker.

    (a) A change or alleged change in ownership or control of an entity 
designated as a specially designated narcotics trafficker shall not be 
the basis for removal of that entity from the list of specially 
designated narcotics traffickers unless, upon investigation by the 
Office of Foreign Assets Control and submission of evidence by the 
entity, it is demonstrated to the satisfaction of the Director of the 
Office of Foreign Assets Control that the transfer to a bona fide 
purchaser at arm's length is legitimate and that the entity no longer 
meets the criteria for designation under Sec. 536.312. Evidence 
submitted must conclusively demonstrate that all ties with other 
specially designated narcotics traffickers have been completely severed, 
and may include,

[[Page 173]]

but is not limited to, articles of incorporation; identification of new 
directors, officers, shareholders, and sources of capital; and contracts 
evidencing the sale of the entity to its new owners.
    (b) Any continuing substantial financial obligations on the part of 
the new owners to any specially designated narcotics traffickers, 
including long-term payment plans, leases, or rents, will be considered 
as evidence of continuing control of the entity by the specially 
designated narcotics trafficker. Purchase of a designated entity without 
ongoing substantial financial obligations to a specially designated 
narcotics trafficker may nonetheless be a basis for subsequent 
designation of the purchaser, if the transaction is determined 
materially to assist in or provide financial support for the narcotics 
trafficking activities of specially designated narcotics traffickers for 
purposes of Sec. 536.312(b)(2). For example, any acquisition 
transaction resulting in a direct cash transfer to or other enrichment 
of a specially designated narcotics trafficker could lead to designation 
of the purchaser. Mere change in name of an entity will not be 
considered as constituting a change of the entity's status.



Sec. 536.409  Credit extended and cards issued by U.S. financial institutions.

    The prohibition in Sec. 536.201 on dealing in property in which a 
specially designated narcotics trafficker has an interest prohibits U.S. 
financial institutions from performing under any existing credit 
agreements, including, but not limited to, charge cards, debit cards, or 
other credit facilities issued by a U.S. financial institution to a 
person designated under this part.



 Subpart E_Licenses, Authorizations, and Statements of Licensing Policy



Sec. 536.501  Effect of license or authorization.

    (a) No license or other authorization contained in this part, or 
otherwise issued by or under the direction of the Director of the Office 
of Foreign Assets Control, shall be deemed to authorize or validate any 
transaction effected prior to the issuance of the license, unless 
specifically provided in such license or authorization.
    (b) No regulation, ruling, instruction, or license authorizes any 
transaction prohibited under this part unless the regulation, ruling, 
instruction, or license is issued by the Office of Foreign Assets 
Control and specifically refers to this part. No regulation, ruling, 
instruction, or license referring to this part shall be deemed to 
authorize any transaction prohibited by any provision of this chapter 
unless the regulation, ruling, instruction or license specifically 
refers to such provision.
    (c) Any regulation, ruling, instruction, or license authorizing any 
transaction otherwise prohibited under this part has the effect of 
removing a prohibition or prohibitions contained in this part from the 
transaction, but only to the extent specifically stated by its terms. 
Unless the regulation, ruling, instruction, or license otherwise 
specifies, such an authorization does not create any right, duty, 
obligation, claim, or interest in, or with respect to, any property 
which would not otherwise exist under ordinary principles of law.



Sec. 536.502  Exclusion from licenses and authorizations.

    The Director of the Office of Foreign Assets Control reserves the 
right to exclude any person, property, or transaction from the operation 
of any license, or from the privileges therein conferred, or to restrict 
the applicability thereof with respect to particular persons, property, 
transactions, or classes thereof. Such action shall be binding upon all 
persons receiving actual or constructive notice of such exclusion or 
restriction.



Sec. 536.503  Payments and transfers to blocked accounts in U.S. financial institutions.

    (a) Any payment of funds or transfer of credit or other financial or 
economic resources or assets into a blocked account in a U.S. financial 
institution is authorized, provided that a transfer from a blocked 
account pursuant to this authorization may only be made to another 
blocked account held in the same name on the books of the same U.S. 
financial institution.

[[Page 174]]

    (b) This section does not authorize any transfer from a blocked 
account within the United States to an account held outside the United 
States.

    Note to Sec. 536.503: Please refer to Sec. 501.603 of this chapter 
for mandatory reporting requirements regarding financial transfers.

[62 FR 9960, Mar. 5, 1997, as amended at 62 FR 45107, Aug. 25, 1997]



Sec. 536.504  Investment and reinvestment of certain funds.

    (a) U.S. financial institutions are hereby authorized and directed 
to invest and reinvest assets held in blocked accounts in the name of a 
specially designated narcotics trafficker, subject to the following 
conditions:
    (1) The assets representing such investments and reinvestments are 
credited to a blocked account or sub-account which is in the name of the 
specially designated narcotics trafficker and which is located in the 
United States or within the possession or control of a U.S. person; and
    (2) The proceeds of such investments and reinvestments are not 
credited to a blocked account or sub-account under any name or 
designation which differs from the name or designation of the specific 
blocked account or sub-account in which such funds or securities were 
held; and
    (3) No immediate financial or economic benefit or access accrues 
(e.g., through pledging or other use) to the specially designated 
narcotics trafficker.
    (b)(1) U.S. persons seeking to avail themselves of this 
authorization must register with the Office of Foreign Assets Control, 
Blocked Assets Division, before undertaking transactions authorized 
under this section.
    (2) Transactions conducted pursuant to this section must be reported 
to the Office of Foreign Assets Control, Blocked Assets Division, in a 
report filed no later than 10 business days following the last business 
day of the month in which the transactions occurred.



Sec. 536.505  Entries in certain accounts for normal service charges authorized.

    (a) U.S. financial institutions are hereby authorized to debit any 
blocked account with such U.S. financial institution in payment or 
reimbursement for normal service charges owed to such U.S. financial 
institution by the owner of such blocked account.
    (b) As used in this section, the term normal service charge shall 
include charges in payment or reimbursement for interest due; cable, 
telegraph, or telephone charges; postage costs; custody fees; small 
adjustment charges to correct bookkeeping errors; and, but not by way of 
limitation, minimum balance charges, notary and protest fees, and 
charges for reference books, photostats, credit reports, transcripts of 
statements, registered mail, insurance, stationery and supplies, check 
books, and other similar items.



Sec. 536.506  Provision of certain legal services authorized.

    (a) The provision to or on behalf of a specially designated 
narcotics trafficker of the legal services set forth in paragraph (b) of 
this section is authorized, provided that all receipt of payment 
therefor must be specifically licensed.
    (b) Specific licenses may be issued, on a case-by-case basis, 
authorizing receipt of payment of professional fees and reimbursement of 
incurred expenses for the following legal services by U.S. persons to a 
specially designated narcotics trafficker:
    (1) Provision of legal advice and counseling on the requirements of 
and compliance with the laws of any jurisdiction within the United 
States, provided that such advice and counseling is not provided to 
facilitate transactions that would violate any of the prohibitions 
contained in this part;
    (2) Representation of a specially designated narcotics trafficker 
when named as a defendant in or otherwise made a party to domestic 
United States legal, arbitration, or administrative proceedings;
    (3) Initiation of domestic United States legal, arbitration, or 
administrative proceedings in defense of property interests subject to 
U.S. jurisdiction of a specially designated narcotics trafficker;

[[Page 175]]

    (4) Representation before any federal or state agency with respect 
to the imposition, administration, or enforcement of United States 
sanctions against significant narcotics traffickers centered in Colombia 
or specially designated narcotics traffickers; and
    (5) Provision of legal services in any other context in which 
prevailing United States law requires access to legal counsel at public 
expense.
    (c) The provision of any other legal services to a specially 
designated narcotics trafficker, not otherwise authorized in or exempted 
by this part, requires the issuance of a specific license.
    (d) Entry into a settlement agreement affecting property or 
interests in property of a specially designated narcotics trafficker or 
the enforcement of any lien, judgment, arbitral award, decree, or other 
order through execution, garnishment or other judicial process 
purporting to transfer or otherwise alter or affect a property interest 
of a specially designated narcotics trafficker is prohibited unless 
specifically licensed in accordance with Sec. 536.202(e).



Sec. 536.507  Authorization of emergency medical services.

    The provision of nonscheduled emergency medical services to a 
specially designated narcotics trafficker located in the United States 
is authorized, provided that any payment for such services requires 
prior authorization by specific license.



                            Subpart F_Reports



Sec. 536.601  Records and reports.

    For provisions relating to records and reports, see subpart C of 
part 501 of this chapter.

[62 FR 45107, Aug. 25, 1997]



                           Subpart G_Penalties



Sec. 536.701  Penalties.

    (a) Attention is directed to section 206 of the International 
Emergency Economic Powers Act (50 U.S.C. 1705--the ``Act''), which is 
applicable to violations of the provisions of any license, ruling, 
regulation, order, direction or instruction issued by or pursuant to the 
direction or authorization of the Secretary of the Treasury pursuant to 
this part or otherwise under the Act.
    (1) A civil penalty not to exceed the amount set forth in Section 
206 of the Act may be imposed on any person who violates, attempts to 
violate, conspires to violate, or causes a violation of any license, 
order, regulation, or prohibition issued under the Act.

    Note to paragraph (a)(1) of Sec. 536.701: As of June 10, 2008, the 
Act provides for a maximum civil penalty not to exceed the greater of 
$250,000 or an amount that is twice the amount of the transaction that 
is the basis of the violation with respect to which the penalty is 
imposed.

    (2) A person who willfully commits, willfully attempts to commit, or 
willfully conspires to commit, or aids or abets in the commission of a 
violation of any license, order, regulation, or prohibition shall, upon 
conviction, be fined not more than $1,000,000, or if a natural person, 
may be imprisoned for not more than 20 years, or both.
    (b) Adjustments to penalty amounts. (1) The civil penalties provided 
in the Act are subject to adjustment pursuant to the Federal Civil 
Penalties Inflation Adjustment Act of 1990 (Pub. L. 101-410, as amended, 
28 U.S.C. 2461 note).
    (2) The criminal penalties provided in the Act are subject to 
adjustment pursuant to 18 U.S.C. 3571.
    (c) Attention is also directed to 18 U.S.C. 1001, which provides 
that whoever, in any matter within the jurisdiction of any department or 
agency of the United States, knowingly and willfully falsifies, conceals 
or covers up by any trick, scheme, or device a material fact, or makes 
any false, fictitious or fraudulent statements or representations or 
makes or uses any false writing or document knowing the same to contain 
any false, fictitious or fraudulent statement or entry, shall be fined 
under title 18, United States Code, or imprisoned not more than five 
years, or both.
    (d) Violations of this part may also be subject to relevant 
provisions of other applicable laws.

[62 FR 9960, Mar. 5, 1997, as amended at 71 FR 29252, May 22, 2006; 73 
FR 32652, June 10, 2008]

[[Page 176]]



Sec. 536.702  Prepenalty notice.

    (a) When required. If the Director of the Office of Foreign Assets 
Control has reasonable cause to believe that there has occurred a 
violation of any provision of this part or a violation of the provisions 
of any license, ruling, regulation, order, direction or instruction 
issued by or pursuant to the direction or authorization of the Secretary 
of the Treasury pursuant to this part or otherwise under the 
International Emergency Economic Powers Act, and the Director determines 
that further proceedings are warranted, he shall issue to the person 
concerned a notice of his intent to impose a monetary penalty. The 
prepenalty notice may be issued whether or not another agency has taken 
any action with respect to this matter.
    (b) Contents--(1) Facts of violation. The prepenalty notice shall 
describe the violation, specify the laws and regulations allegedly 
violated, and state the amount of the proposed monetary penalty.
    (2) Right to respond. The prepenalty notice also shall inform the 
respondent of respondent's right to respond to the notice within 30 days 
of its mailing as to why a monetary penalty should not be imposed, or, 
if imposed, why it should be in a lesser amount than proposed.



Sec. 536.703  Response to prepenalty notice.

    (a) Time within which to respond. The respondent shall have 30 days 
from the date of mailing of the prepenalty notice to respond in writing 
to the Director of the Office of Foreign Assets Control.
    (b) Form and contents of written response. The written response need 
not be in any particular form, but shall contain information sufficient 
to indicate that it is in response to the prepenalty notice. It should 
respond to the allegations in the prepenalty notice and set forth the 
reasons why the person believes the penalty should not be imposed or, if 
imposed, why it should be in a lesser amount than proposed.
    (c) Informal settlement. In addition or as an alternative to a 
written response to a prepenalty notice pursuant to this section, the 
respondent or respondent's representative may contact the Office of 
Foreign Assets Control as advised in the prepenalty notice to propose 
the settlement of allegations contained in the prepenalty notice and 
related matters. In the event of settlement at the prepenalty stage, the 
prepenalty notice will be withdrawn, the respondent is not required to 
take a written position on allegations contained in the prepenalty 
notice, and the Office of Foreign Assets Control will make no final 
determination as to whether a violation occurred. The amount accepted in 
settlement of allegations in a prepenalty notice may vary from the civil 
penalty that might finally be imposed in the event of a formal 
determination of violation. In the event no settlement is reached, the 
30-day period specified in paragraph (a) of this section for written 
response to the prepenalty notice remains in effect unless additional 
time is granted by the Office of Foreign Assets Control.



Sec. 536.704  Penalty notice.

    (a) No violation. If, after considering any written response to the 
prepenalty notice and any relevant facts, the Director of the Office of 
Foreign Assets Control determines that there was no violation by the 
respondent named in the prepenalty notice, the Director promptly shall 
notify the respondent in writing of that determination and that no 
monetary penalty will be imposed.
    (b) Violation. If, after considering any written response to the 
prepenalty notice and any relevant facts, the Director of the Office of 
Foreign Assets Control determines that there was a violation by the 
respondent named in the prepenalty notice, the Director promptly shall 
issue a written notice of the imposition of the monetary penalty or 
other available disposition on the respondent.



Sec. 536.705  Administrative collection; referral to United States Department of Justice.

    In the event that the respondent does not pay the penalty imposed 
pursuant to this part or make payment arrangements acceptable to the 
Director of the Office of Foreign Assets Control within 30 days of the 
mailing of the written

[[Page 177]]

notice of the imposition of the penalty, the matter may be referred for 
administrative collection measures or to the United States Department of 
Justice for appropriate action to recover the penalty in a civil suit in 
a Federal district court.



                          Subpart H_Procedures



Sec. 536.801  Procedures.

    For license application procedures and procedures relating to 
amendments, modifications, or revocations of licenses; administrative 
decisions; rulemaking; and requests for documents pursuant to the 
Freedom of Information and Privacy Acts (5 U.S.C. 552 and 552a), see 
part 501, subpart E, of this chapter.

[62 FR 45107, Aug. 25, 1997, as amended at 68 FR 53657, Sept. 11, 2003]



Sec. 536.802  Delegation by the Secretary of the Treasury.

    Any action which the Secretary of the Treasury is authorized to take 
pursuant to Executive Order 12978 or any further executive orders 
relating to the national emergency declared in Executive Order 12978 may 
be taken by the Director of the Office of Foreign Assets Control, or by 
any other person to whom the Secretary of the Treasury has delegated 
authority so to act.

[62 FR 9960, Mar. 5, 1997. Redesignated at 62 FR 45108, Aug. 25, 1997]



                    Subpart I_Paperwork Reduction Act



Sec. 536.901  Paperwork Reduction Act notice.

    For approval by the Office of Management and Budget (``OMB'') under 
the Paperwork Reduction Act of information collections relating to 
recordkeeping and reporting requirements, to licensing procedures 
(including those pursuant to statements of licensing policy), and to 
other procedures, see Sec. 501.901 of this chapter. An agency may not 
conduct or sponsor, and a person is not required to respond to, a 
collection of information unless it displays a valid control number 
assigned by OMB.

[62 FR 45108, Aug. 25, 1997]



PART 537_BURMESE SANCTIONS REGULATIONS--Table of Contents




      Subpart A_Relation of This Part to Other Laws and Regulations

Sec.
537.101 Relation of this part to other laws and regulations.

                         Subpart B_Prohibitions

537.201 Prohibited transactions involving certain blocked property.
537.202 Prohibited exportation or reexportation of financial services to 
          Burma.
537.203 Prohibited importation of products of Burma.
537.204 Prohibited new investment in Burma.
537.205 Prohibited facilitation.
537.206 Evasions; attempts; conspiracies.
537.207 Effect of transfers violating the provisions of this part.
537.208 Holding of funds in interest-bearing accounts; investment and 
          reinvestment.
537.209 Expenses of maintaining blocked property; liquidation of blocked 
          account.
537.210 Exempt transactions.

                      Subpart C_General Definitions

537.301 Blocked account; blocked property.
537.302 Economic development of resources located in Burma.
537.303 Effective date.
537.304 Entity.
537.305 Exportation or reexportation of financial services to Burma.
537.306 Foreign person.
537.307 Government of Burma.
537.308 Information or informational materials.
537.309 Interest.
537.310 Licenses; general and specific.
537.311 New investment.
537.312 Nongovernmental entity in Burma.
537.313 Person.
537.314 Product of Burma.
537.315 Property; property interest.
537.316 Resources located in Burma.
537.317 Transfer.
537.318 United States.
537.319 U.S. depository institution.
537.320 U.S. financial institution.
537.321 U.S. person.
537.322 U.S. registered broker or dealer in securities.
537.323 U.S. registered money transmitter.

                        Subpart D_Interpretations

537.401 Reference to amended sections.
537.402 Effect of amendment.
537.403 Termination and acquisition of an interest in blocked property.

[[Page 178]]

537.404 Transactions incidental to a licensed transaction authorized.
537.405 Provision of services.
537.406 Offshore transactions.
537.407 Payments from blocked accounts to satisfy obligations 
          prohibited.
537.408 Setoffs prohibited.
537.409 Activities under pre-May 21, 1997 agreements.
537.410 Contracts and subcontracts regarding economic development of 
          resources in Burma.
537.411 Purchase of shares in economic development projects in Burma.
537.412 Investments in entities involved in economic development 
          projects in Burma.
537.413 Sale of interest in economic development projects in Burma.

  Subpart E_Licenses, Authorizations and Statements of Licensing Policy

537.501 General and specific licensing procedures.
537.502 Effect of license or authorization.
537.503 Exclusion from licenses.
537.504 Payments and transfers to blocked accounts in U.S. financial 
          institutions.
537.505 Entries in certain accounts for normal service charges 
          authorized.
537.506 Investment and reinvestment of certain funds.
537.507 Provision of certain legal services authorized.
537.508 Authorization of emergency medical services.
537.509 Official activities of the U.S. Government and certain 
          international organizations.
537.510 Third-country diplomatic and consular funds transfers.
537.511 Importation of accompanied baggage and household effects of U.S. 
          diplomatic and consular officials.
537.512 Importation for official or personal use by foreign diplomatic 
          and consular officials.
537.513 Importation and exportation of diplomatic pouches.
537.514 Importation of certain personal and household effects.
537.515 Importation of information or informational materials.
537.516 Importation of Burmese-origin articles and incidental 
          transactions.
537.517 Noncommercial, personal remittances.
537.518 Transactions incident to exportations to Burma.
537.519 Activities undertaken pursuant to certain pre-May 21, 1997 
          agreements.
537.520 Payments for overflights of Burmese airspace.
537.521 Operation of accounts.
537.522 Certain transactions related to patents, trademarks and 
          copyrights authorized.
537.523 Authorization of nongovernmental organizations to engage in 
          humanitarian or religious activities.
537.524 Divestiture of U.S. person's investments in Burma.
537.525 Transactions related to U.S. citizens residing in Burma.
537.526 Authorized transactions necessary and ordinarily incident to 
          publishing.
537.527 Importation into the United States of Burmese-origin animals and 
          specimens.

                            Subpart F_Reports

537.601 Records and Reports.

                           Subpart G_Penalties

537.701 Penalties.
537.702 Prepenalty notice.
537.703 Response to prepenalty notice; informal settlement.
537.704 Penalty imposition or withdrawal.
537.705 Administrative collection; referral to United States Department 
          of Justice.

                          Subpart H_Procedures

537.801 Procedures.
537.802 Delegation by the Secretary of the Treasury.

                    Subpart I_Paperwork Reduction Act

537.901 Paperwork Reduction Act notice.

    Authority: 3 U.S.C. 301; 31 U.S.C. 321(b); 50 U.S.C 1601-1651, 1701-
1706; Pub. L. 101-410, 104 Stat. 890 (28 U.S.C. 2461 note); Sec. 570, 
Pub. L. 104-208, 110 Stat. 3009; Pub. L. 108-61, 117 Stat. 864; Pub. L. 
110-96, 121 Stat. 1011; E.O. 13047, 62 FR 28301, 3 CFR, 1997 Comp., p. 
202; E.O. 13310, 68 FR 44853, 3 CFR, 2003 Comp., p. 241.

    Source: 70 FR 48241, Aug. 16, 2005, unless otherwise noted.



      Subpart A_Relation of This Part to Other Laws and Regulations



Sec. 537.101  Relation of this part to other laws and regulations.

    This part is separate from, and independent of, the other parts of 
this chapter, with the exception of part 501 of this chapter, the 
recordkeeping and reporting requirements and license application and 
other procedures of which apply to this part. Actions taken pursuant to 
part 501 of this chapter with respect to the prohibitions contained

[[Page 179]]

in this part are considered actions taken pursuant to this part. 
Differing foreign policy and national security circumstances may result 
in differing interpretations of similar language among the parts of this 
chapter. No license or authorization contained in or issued pursuant to 
those other parts authorizes any transaction prohibited by this part. No 
license or authorization contained in or issued pursuant to any other 
provision of law or regulation authorizes any transaction prohibited by 
this part. No license or authorization contained in or issued pursuant 
to this part relieves the involved parties from complying with any other 
applicable laws or regulations.



                         Subpart B_Prohibitions



Sec. 537.201  Prohibited transactions involving certain blocked property.

    (a) Except as authorized by regulations, orders, directives, 
rulings, instructions, licenses or otherwise, and notwithstanding any 
contracts entered into or any license or permit granted prior to 12:01 
a.m. eastern daylight time, July 29, 2003, all property and interests in 
property of the following persons that are in the United States, that 
hereafter come within the United States, or that are or hereafter come 
within the possession or control of U.S. persons, including their 
overseas branches, are blocked and may not be transferred, paid, 
exported, withdrawn or otherwise dealt in:
    (1) Any person listed in the Annex to Executive Order 13310 of July 
28, 2003 (68 FR 44853, July 30, 2003); and
    (2) Any person determined by the Secretary of the Treasury, in 
consultation with the Secretary of State,
    (i) To be a senior official of the Government of Burma, the State 
Peace and Development Council of Burma, the Union Solidarity and 
Development Association of Burma, or any successor entity to any of the 
foregoing, or
    (ii) To be owned or controlled by, or acting or purporting to act 
for or on behalf of, directly or indirectly, any person whose property 
or interests in property are blocked pursuant to this section.

    Note to paragraph (a) of Sec. 537.201: The names of persons whose 
property or interests in property are blocked pursuant to Sec. 
537.201(a) are announced in the Federal Register, published on OFAC's 
Web site, and incorporated on an ongoing basis with the identifier 
[BURMA]into Appendix A to this chapter V.

    (b) Unless otherwise authorized by this part or by a specific 
license expressly referring to this section, any dealing in any security 
(or evidence thereof) held within the possession or control of a U.S. 
person and either registered or inscribed in the name of or known to be 
held for the benefit of any person whose property or interests in 
property are blocked pursuant to paragraph (a) of this section is 
prohibited. This prohibition includes but is not limited to the transfer 
(including the transfer on the books of any issuer or agent thereof), 
disposition, transportation, importation, exportation, or withdrawal of 
any such security or the endorsement or guaranty of signatures on any 
such security. This prohibition applies irrespective of the fact that at 
any time (whether prior to, on, or subsequent to 12:01 a.m. eastern 
daylight time, July 29, 2003) the registered or inscribed owner of any 
such security may have or might appear to have assigned, transferred, or 
otherwise disposed of the security.



Sec. 537.202  Prohibited exportation or reexportation of financial services to Burma.

    Except as authorized, and notwithstanding any contracts entered into 
or any license or permit granted prior to July 29, 2003, the exportation 
or reexportation of financial services to Burma, directly or indirectly, 
from the United States or by a U.S. person, wherever located, is 
prohibited.



Sec. 537.203  Prohibited importation of products of Burma.

    Except as otherwise authorized, and notwithstanding any contracts 
entered into or any license or permit granted prior to August 28, 2003, 
the importation into the United States of any article that is a product 
of Burma is prohibited.

    Note to Sec. 537.203: Section 3(b) of the Burmese Freedom and 
Democracy Act of 2003 provides that the prohibition contained in this 
section may be waived by the President for any or all articles that are 
a product of

[[Page 180]]

Burma if the President determines and notifies specified committees of 
Congress that to do so is in the national interest of the United States. 
Therefore, the Office of Foreign Assets Control will not issue licenses 
authorizing transactions prohibited under this section in the absence of 
such a waiver process. The President's waiver functions and authorities 
under section 3(b) have been delegated to the Secretary of State.



Sec. 537.204  Prohibited new investment in Burma.

    Except as otherwise authorized, new investment, as defined in Sec. 
537.311, in Burma by U.S. persons is prohibited.
    Note to Sec. 537.204: Section 570 of the Foreign Operations, Export 
Financing, and Related Programs Appropriations Act, 1997 (Public Law 
104-208) provides that the prohibition contained in this section may be 
waived, temporarily or permanently, by the President if he determines 
and certifies to Congress that the application of this sanction would be 
contrary to the national interests of the United States. Licenses are 
thus not available for purposes of authorizing transactions prohibited 
under this section in the absence of such a waiver determination and 
certification to Congress.



Sec. 537.205  Prohibited facilitation.

    (a) Except as otherwise authorized, U.S. persons, wherever located, 
are prohibited from approving, financing, facilitating, or guaranteeing 
a transaction by a person who is a foreign person where the transaction 
would be prohibited if performed by a U.S. person or within the United 
States.
    (b) With respect to new investment in Burma, the prohibition against 
facilitation does not include the entry into, performance of, or 
financing of a contract to sell or purchase goods, services, or 
technology unless such contract includes any of the activities described 
in Sec. 537.311(a)(2), (3) or (4).
    Note to Sec. 537.205: This section's prohibitions include, but are 
not limited to, the approval, financing, facilitation, or guarantee of 
transactions prohibited by either section 570 of the Foreign Operations, 
Export Financing, and Related Programs Appropriations Act, 1997 (Pub. L. 
104-208), or the Burmese Freedom and Democracy Act of 2003 (Pub. L. 108-
61). The prohibitions of these two statutes may be waived by the 
President upon the making of certain determinations and notification to 
Congress. Therefore, the Office of Foreign Assets Control will not issue 
licenses authorizing the approval, financing, facilitation, or guarantee 
of the transactions prohibited by these statutes in the absence of such 
waivers.



Sec. 537.206  Evasions; attempts; conspiracies.

    (a) Any transaction by a U.S. person or within the United States on 
or after the effective date that evades or avoids, has the purpose of 
evading or avoiding, or attempts to violate any of the prohibitions set 
forth in this part is prohibited.
    (b) Any conspiracy formed to violate any of the prohibitions set 
forth in this part is prohibited.
    Note to Sec. 537.206: See Sec. 537.303 for a definition of the 
term effective date.



Sec. 537.207  Effect of transfers violating the provisions of this part.

    (a) Any transfer after July 28, 2003, that is in violation of any 
provision of this part or of any regulation, order, directive, ruling, 
instruction, or license issued pursuant to this part, and that involves 
any property or interest in property blocked pursuant to Sec. 
537.201(a), is null and void and shall not be the basis for the 
assertion or recognition of any interest in or right, remedy, power, or 
privilege with respect to such property or property interests.
    (b) No transfer before July 29, 2003 shall be the basis for the 
assertion or recognition of any right, remedy, power, or privilege with 
respect to, or any interest in, any property or interest in property 
blocked pursuant to Sec. 537.201(a), unless the person with whom such 
property is held or maintained, prior to that date, had written notice 
of the transfer or by any written evidence had recognized such transfer.
    (c) Unless otherwise provided, an appropriate license or other 
authorization issued by or pursuant to the direction or authorization of 
the Director of the Office of Foreign Assets Control before, during, or 
after a transfer shall validate such transfer or make it enforceable to 
the same extent that it would be valid or enforceable but for the 
provisions of the International Emergency Economic Powers Act (50 U.S.C. 
1701-1706), this part, and any regulation, order, directive, ruling, 
instruction, or license issued pursuant to this part.

[[Page 181]]

    (d) Transfers of property that otherwise would be null and void or 
unenforceable by virtue of the provisions of this section shall not be 
deemed to be null and void or unenforceable as to any person with whom 
such property was held or maintained (and as to such person only) in 
cases in which such person is able to establish to the satisfaction of 
the Director of the Office of Foreign Assets Control each of the 
following:
    (1) Such transfer did not represent a willful violation of the 
provisions of this part by the person with whom such property was held 
or maintained;
    (2) The person with whom such property was held or maintained did 
not have reasonable cause to know or suspect, in view of all the facts 
and circumstances known or available to such person, that such transfer 
required a license or authorization issued pursuant to this part and was 
not so licensed or authorized, or, if a license or authorization did 
purport to cover the transfer, that such license or authorization had 
been obtained by misrepresentation of a third party or withholding of 
material facts or was otherwise fraudulently obtained; and
    (3) The person with whom such property was held or maintained filed 
with the Office of Foreign Assets Control a report setting forth in full 
the circumstances relating to such transfer promptly upon discovery 
that:
    (i) Such transfer was in violation of the provisions of this part or 
any regulation, ruling, instruction, license, or other direction or 
authorization issued pursuant to this part;
    (ii) Such transfer was not licensed or authorized by the Director of 
the Office of Foreign Assets Control; or
    (iii) If a license did purport to cover the transfer, such license 
had been obtained by misrepresentation of a third party or withholding 
of material facts or was otherwise fraudulently obtained.

    Note to paragraph (d) of Sec. 537.207: The filing of a report in 
accordance with the provisions of paragraph (d)(3) of this section shall 
not be deemed evidence that the terms of paragraphs (d)(1) and (d)(2) of 
this section have been satisfied.

    (e) Except to the extent otherwise provided by law or unless 
licensed pursuant to this part, any attachment, judgment, decree, lien, 
execution, garnishment, or other judicial process is null and void with 
respect to any property in which, at or since 12:01 a.m. eastern 
daylight time, July 29, 2003, there existed an interest of a person 
whose property or interests in property are blocked pursuant to Sec. 
537.201(a).



Sec. 537.208  Holding of funds in interest-bearing accounts; investment and reinvestment.

    (a) Except as provided in paragraph (c) or (d) of this section, or 
as otherwise directed by the Office of Foreign Assets Control, any U.S. 
person holding funds, such as currency, bank deposits, or liquidated 
financial obligations, subject to Sec. 537.201(a) shall hold or place 
such funds in a blocked interest-bearing account located in the United 
States.
    (b)(1) For purposes of this section, the term blocked interest-
bearing account means a blocked account:
    (i) In a federally-insured U.S. bank, thrift institution, or credit 
union, provided the funds are earning interest at rates that are 
commercially reasonable; or
    (ii) With a broker or dealer registered with the Securities and 
Exchange Commission under the Securities Exchange Act of 1934, provided 
the funds are invested in a money market fund or in U.S. Treasury bills.
    (2) For purposes of this section, a rate is commercially reasonable 
if it is the rate currently offered to other depositors on deposits or 
instruments of comparable size and maturity.
    (3) Funds held or placed in a blocked account pursuant to this 
paragraph (b) may not be invested in instruments the maturity of which 
exceeds 180 days. If interest is credited to a separate blocked account 
or subaccount, the name of the account party on each account must be the 
same.
    (c) Blocked funds held in instruments the maturity of which exceeds 
180 days at the time the funds become subject to Sec. 537.201(a) may 
continue to be held until maturity in the original instrument, provided 
any interest, earnings, or other proceeds derived therefrom are

[[Page 182]]

paid into a blocked interest-bearing account in accordance with 
paragraph (b) or (d) of this section.
    (d) Blocked funds held in accounts or instruments outside the United 
States at the time the funds become subject to Sec. 537.201(a) may 
continue to be held in the same type of accounts or instruments, 
provided the funds earn interest at rates that are commercially 
reasonable.
    (e) This section does not create an affirmative obligation for the 
holder of blocked tangible property, such as chattels or real estate, or 
of other blocked property, such as debt or equity securities, to sell or 
liquidate such property at the time the property becomes subject to 
Sec. 537.201(a). However, the Office of Foreign Assets Control may 
issue licenses permitting or directing such sales in appropriate cases.
    (f) Funds subject to this section may not be held, invested, or 
reinvested in a manner that provides immediate financial or economic 
benefit or access to any person whose property or interests in property 
are blocked pursuant to Sec. 537.201(a), nor may their holder cooperate 
in or facilitate the pledging or other attempted use as collateral of 
blocked funds or other assets.



Sec. 537.209  Expenses of maintaining blocked property; liquidation of blocked account.

    (a) Except as otherwise authorized, and notwithstanding the 
existence of any rights or obligations conferred or imposed by any 
international agreement or contract entered into or any license or 
permit granted before 12:01 a.m. eastern daylight time, July 29, 2003, 
all expenses incident to the maintenance of physical property blocked 
pursuant to Sec. 537.201(a) shall be the responsibility of the owners 
or operators of such property, which expenses shall not be met from 
blocked funds.
    (b) Property blocked pursuant to Sec. 537.201(a) may, in the 
discretion of the Director, Office of Foreign Assets Control, be sold or 
liquidated and the net proceeds placed in a blocked interest-bearing 
account in the name of the owner of the property.



Sec. 537.210  Exempt transactions.

    (a) Personal communications. The prohibitions contained in this 
part, other than those set forth in Sec. 537.203, do not apply to any 
postal, telegraphic, telephonic, or other personal communication that 
does not involve the transfer of anything of value.
    (b) Information or informational materials. (1) The prohibitions 
contained in this part, other than those set forth in Sec. 537.203, do 
not apply to the importation from any country, or the exportation to any 
country, whether commercial or otherwise, of information or 
informational materials, regardless of format or medium of transmission.

    Note to paragraph (b)(1) of Sec. 537.210: Section 537.203 prohibits 
the importation of products of Burma into the United States pursuant to 
the Burmese Freedom and Democracy Act of 2003. Therefore, the 
importation into the United States of information or informational 
materials that are products of Burma is not exempt from the prohibition 
set forth in Sec. 537.203. However, such transactions are authorized by 
the general license set forth in Sec. 537.515.

    (2) This section does not exempt from regulation or authorize 
transactions related to information or informational materials not fully 
created and in existence at the date of the transactions, or to the 
substantive or artistic alteration or enhancement of informational 
materials, or to the provision of marketing and business consulting 
services. Such prohibited transactions include, but are not limited to, 
payment of advances for information or informational materials not yet 
created and completed (with the exception of prepaid subscriptions for 
widely-circulated magazines and other periodical publications); 
provision of services to market, produce or co-produce, create, or 
assist in the creation of information or informational materials; and, 
with respect to information or informational materials imported from 
persons whose property or interests in property are blocked pursuant to 
Sec. 537.201(a), payment of royalties with respect to income received 
for enhancements or alterations made by U.S. persons to such information 
or informational materials.
    (3) This section does not exempt from regulation or authorize 
transactions

[[Page 183]]

incident to the exportation of software subject to the Export 
Administration Regulations, 15 CFR parts 730-774, or to the exportation 
of goods, technology or software, or to the provision, sale, or leasing 
of capacity on telecommunications transmission facilities (such as 
satellite or terrestrial network connectivity) for use in the 
transmission of any data. The exportation of such items or services and 
the provision, sale, or leasing of such capacity or facilities to a 
person whose property or interests in property are blocked pursuant to 
Sec. 537.201(a) are prohibited.
    (c) Pre-1997 contracts. The prohibitions contained in this part, 
other than those set forth in Sec. 537.203, do not apply to any 
activity undertaken pursuant to an agreement, or pursuant to the 
exercise of rights under such an agreement, that was entered into by a 
U.S. person with the Government of Burma or a non-governmental entity in 
Burma prior to 12:01 a.m. eastern daylight time on May 21, 1997.
    (d) Travel Exemption. The prohibitions contained in this part, other 
than the prohibition against the importation into the United States of 
products of Burma set forth in Sec. 537.203, do not apply to 
transactions ordinarily incident to travel to or from any country, 
including exportation or importation of accompanied baggage (other than 
importation of baggage that comes within the prohibition set forth in 
Sec. 537.203) for personal use, maintenance within any country, 
including payment of living expenses and acquisition of goods or 
services for personal use, and arrangement or facilitation of such 
travel, including nonscheduled air, sea, or land voyages.

    Note to Sec. 537.211: See the authorizations relating to the 
importation of certain personal and household effects set forth in 
Sec. Sec. 537.511 and 537.514.



                      Subpart C_General Definitions



Sec. 537.301  Blocked account; blocked property.

    The terms blocked account and blocked property shall mean any 
account or property subject to the prohibitions in Sec. 537.201 held in 
the name of a person whose property or interests in property are blocked 
pursuant to Sec. 537.201(a), or in which such person has an interest, 
and with respect to which payments, transfers, exportations, 
withdrawals, or other dealings may not be made or effected except 
pursuant to an authorization or license from the Office of Foreign 
Assets Control expressly authorizing such action.



Sec. 537.302  Economic development of resources located in Burma.

    (a) The term economic development of resources located in Burma 
means activities pursuant to a contract the subject of which includes 
responsibility for the development or exploitation of resources located 
in Burma, including making or attempting to make those resources 
accessible or available for exploitation or economic use. The term shall 
not be construed to include not-for-profit educational, health, or other 
humanitarian programs or activities.
    (b) Examples: The economic development of resources located in Burma 
includes a contract conferring rights to explore for, develop, extract, 
or refine petroleum, natural gas, or minerals in the ground in Burma; or 
a contract to assume control of a mining operation in Burma, acquire a 
forest or agricultural area for commercial use of the timber or other 
crops, or acquire land for the construction and operation of a hotel or 
factory.



Sec. 537.303  Effective date.

    The term effective date refers to the effective date of the 
applicable prohibitions and directives contained in this part as 
follows:
    (a) With respect to prohibited transfers or other dealings in 
blocked property or interests in property of persons listed in the Annex 
to Executive Order 13310 of July 28, 2003 (68 FR 44853, July 30, 2003), 
12:01 a.m. eastern daylight time, July 29, 2003;
    (b) With respect to prohibited transfers or other dealings in 
blocked property or interests in property of persons designated pursuant 
to Sec. 537.201(a)(2), the earlier of the date on which either actual 
notice or constructive notice is received of such person's designation;
    (c) With respect to the exportation or reexportation of financial 
services to

[[Page 184]]

Burma prohibited by Sec. 537.202, 12:01 a.m. eastern daylight time, 
July 29, 2003;
    (d) With respect to the importation into the United States of 
products of Burma prohibited by Sec. 537.203, 12:01 a.m. eastern 
daylight time, August 28, 2003;
    (e) With respect to new investment prohibited by Sec. 537.204, 
12:01 a.m. eastern daylight time, May 21, 1997.



Sec. 537.304  Entity.

    The term entity means a partnership, association, trust, joint 
venture, corporation, group, subgroup, or other organization.



Sec. 537.305  Exportation or reexportation of financial services to Burma.

    The term exportation or reexportation of financial services to Burma 
means:
    (a) The transfer of funds, directly or indirectly, from the United 
States or by a U.S. person, wherever located, to Burma; or
    (b) The provision, directly or indirectly, to persons in Burma of 
insurance services, investment or brokerage services (including but not 
limited to brokering or trading services regarding securities, debt, 
commodities, options or foreign exchange), banking services, money 
remittance services; loans, guarantees, letters of credit or other 
extensions of credit; or the service of selling or redeeming traveler's 
checks, money orders and stored value.

    Note to Sec. 537.305: This defined term has not appeared in other 
parts of 31 CFR chapter V and is specifically tailored to further the 
goals of the sanctions prohibitions set forth in this part.



Sec. 537.306  Foreign person.

    The term foreign person means any person that is not a U.S. person.



Sec. 537.307  Government of Burma.

    The term Government of Burma means the Government of Burma 
(sometimes referred to as Myanmar), its agencies, instrumentalities and 
controlled entities, and the Central Bank of Burma.



Sec. 537.308  Information or informational materials.

    (a) For purposes of this part, the term information or informational 
materials includes, but is not limited to, publications, films, posters, 
phonograph records, photographs, microfilms, microfiche, tapes, compact 
disks, CD ROMs, artworks, and news wire feeds.

    Note to paragraph (a) of Sec. 537.307: To be considered information 
or informational materials, artworks must be classified under chapter 
heading 9701, 9702, or 9703 of the Harmonized Tariff Schedule of the 
United States.

    (b) The term information or informational materials, with respect to 
United States exports, does not include items:
    (1) That were, as of April 30, 1994, or that thereafter become, 
controlled for export pursuant to section 5 of the Export Administration 
Act of 1979, 50 U.S.C. App. 2401-2420 (1979) (the ``EAA''), or section 6 
of the EAA to the extent that such controls promote the nonproliferation 
or antiterrorism policies of the United States; or
    (2) With respect to which acts are prohibited by 18 U.S.C. chapter 
37.



Sec. 537.309  Interest.

    Except as otherwise provided in this part, the term interest when 
used with respect to property (e.g., ``an interest in property'') means 
an interest of any nature whatsoever, direct or indirect.



Sec. 537.310  Licenses; general and specific.

    (a) Except as otherwise specified, the term license means any 
license or authorization contained in or issued pursuant to this part.
    (b) The term general license means any license or authorization the 
terms of which are set forth in subpart E of this part.
    (c) The term specific license means any license or authorization not 
set forth in subpart E of this part but issued pursuant to this part.

    Note to Sec. 537.309: See Sec. 501.801 of this chapter on 
licensing procedures.



Sec. 537.311  New investment.

    (a) The term new investment means any of the following activities if 
such activity is undertaken pursuant to an agreement, or pursuant to the 
exercise of rights under such an agreement, that is entered into with 
the Government of Burma or a nongovernmental

[[Page 185]]

entity in Burma on or after May 21, 1997:
    (1) The entry into a contract that includes the economic development 
of resources located in Burma, as defined in Sec. 537.302;
    (2) The entry into a contract providing for the general supervision 
and guarantee of another person's performance of a contract that 
includes the economic development of resources located in Burma;
    (3) The purchase of a share of ownership, including an equity 
interest, in the economic development of resources located in Burma; or
    (4) The entry into a contract providing for the participation in 
royalties, earnings, or profits in the economic development of resources 
located in Burma, without regard to the form of the participation.
    (b) The term new investment shall not include the entry into, 
performance of, or financing of a contract to sell or purchase goods, 
services, or technology unless such contract includes any of the 
activities described in paragraph (a)(2), (a)(3) or (a)(4) of this 
section.



Sec. 537.312  Nongovernmental entity in Burma.

    The term nongovernmental entity in Burma means a partnership, 
association, trust, joint venture, corporation, or other organization, 
wherever organized, that is located in Burma or exists for the exclusive 
or predominant purpose of engaging in the economic development of 
resources located in Burma or derives its income predominantly from such 
economic development, and is not the Government of Burma.



Sec. 537.313  Person.

    The term person means an individual or entity.



Sec. 537.314  Product of Burma.

    The term product of Burma means goods of Burmese origin pursuant to 
rules of origin of U.S. Customs and Border Protection.



Sec. 537.315  Property; property interest.

    The terms property and property interest include, but are not 
limited to, money, checks, drafts, bullion, bank deposits, savings 
accounts, debts, indebtedness, obligations, notes, guarantees, 
debentures, stocks, bonds, coupons, any other financial instruments, 
bankers acceptances, mortgages, pledges, liens or other rights in the 
nature of security, warehouse receipts, bills of lading, trust receipts, 
bills of sale, any other evidences of title, ownership or indebtedness, 
letters of credit and any documents relating to any rights or 
obligations thereunder, powers of attorney, goods, wares, merchandise, 
chattels, stocks on hand, ships, goods on ships, real estate mortgages, 
deeds of trust, vendors' sales agreements, land contracts, leaseholds, 
ground rents, real estate and any other interest therein, options, 
negotiable instruments, trade acceptances, royalties, book accounts, 
accounts payable, judgments, patents, trademarks or copyrights, 
insurance policies, safe deposit boxes and their contents, annuities, 
pooling agreements, services of any nature whatsoever, contracts of any 
nature whatsoever, and any other property, real, personal, or mixed, 
tangible or intangible, or interest or interests therein, present, 
future or contingent.



Sec. 537.316  Resources located in Burma.

    The term resources located in Burma means any resources, including 
natural, agricultural, commercial, financial, industrial and human 
resources, located within the territory of Burma, including the 
territorial sea, or located within the exclusive economic zone or 
continental shelf of Burma.



Sec. 537.317  Transfer.

    The term transfer means any actual or purported act or transaction, 
whether or not evidenced by writing, and whether or not done or 
performed within the United States, the purpose, intent, or effect of 
which is to create, surrender, release, convey, transfer, or alter, 
directly or indirectly, any right, remedy, power, privilege, or interest 
with respect to any property and, without limitation upon the foregoing, 
shall include the making, execution, or delivery of any assignment, 
power, conveyance, check, declaration, deed, deed of trust, power of 
attorney, power of

[[Page 186]]

appointment, bill of sale, mortgage, receipt, agreement, contract, 
certificate, gift, sale, affidavit, or statement; the making of any 
payment; the setting off of any obligation or credit; the appointment of 
any agent, trustee, or fiduciary; the creation or transfer of any lien; 
the issuance, docketing, filing, or levy of or under any judgment, 
decree, attachment, injunction, execution, or other judicial or 
administrative process or order, or the service of any garnishment; the 
acquisition of any interest of any nature whatsoever by reason of a 
judgment or decree of any foreign country; the fulfillment of any 
condition; the exercise of any power of appointment, power of attorney, 
or other power; or the acquisition, disposition, transportation, 
importation, exportation, or withdrawal of any security.



Sec. 537.318  United States.

    The term United States means the United States, its territories and 
possessions, and all areas under the jurisdiction or authority thereof.



Sec. 537.319  U.S. depository institution.

    The term U.S. depository institution means any entity (including its 
foreign branches) organized under the laws of the United States or of 
any jurisdiction within the United States, or any agency, office or 
branch located in the United States of a foreign entity, that is engaged 
primarily in the business of banking (for example, banks, savings banks, 
savings associations, credit unions, trust companies and United States 
bank holding companies) and is subject to regulation by federal or state 
banking authorities.



Sec. 537.320  U.S. financial institution.

    The term U.S. financial institution means any U.S. entity (including 
foreign branches) that is engaged in the business of accepting deposits, 
making, granting, transferring, holding, or brokering loans or credits, 
or purchasing or selling foreign exchange, securities, commodity futures 
or options, or procuring purchasers and sellers thereof, as principal or 
agent; including, but not limited to, depository institutions, banks, 
savings banks, trust companies, securities brokers and dealers, 
commodity futures and options brokers and dealers, forward contract and 
foreign exchange merchants, securities and commodities exchanges, 
clearing corporations, investment companies, employee benefit plans, and 
U.S. holding companies, U.S. affiliates, or U.S. subsidiaries of any of 
the foregoing. This term includes those branches, offices and agencies 
of foreign financial institutions that are located in the United States, 
but not such institutions' foreign branches, offices, or agencies.



Sec. 537.321  U.S. person.

    The term U.S. person means any United States citizen, permanent 
resident alien, entity organized under the laws of the United States or 
any jurisdiction within the United States (including foreign branches), 
or any person in the United States.



Sec. 537.322  U.S. registered broker or dealer in securities.

    The term U.S. registered broker or dealer in securities means any 
U.S. citizen, permanent resident alien, or entity organized under the 
laws of the United States or of any jurisdiction within the United 
States, including its foreign branches, or any agency, office or branch 
of a foreign entity located in the United States, that:
    (a) Is a ``broker'' or ``dealer'' in securities within the meanings 
set forth in the Securities Exchange Act of 1934;
    (b) Holds or clears customer accounts; and
    (c) Is registered with the Securities and Exchange Commission under 
the Securities Exchange Act of 1934.



Sec. 537.323  U.S. registered money transmitter.

    The term U.S. registered money transmitter means any U.S. citizen, 
permanent resident alien, or entity organized under the laws of the 
United States or of any jurisdiction within the United States, including 
its foreign branches, or any agency, office or branch of a foreign 
entity located in the United States, that is a money transmitter, as 
defined in 31 CFR 103.11(uu)(5), and that is registered pursuant to 31 
CFR 103.41.

[[Page 187]]



                        Subpart D_Interpretations



Sec. 537.401  Reference to amended sections.

    Except as otherwise specified, reference to any provision in or 
appendix to this part or chapter or to any regulation, ruling, order, 
instruction, direction, or license issued pursuant to this part refers 
to the same as currently amended.



Sec. 537.402  Effect of amendment.

    Unless otherwise specifically provided, any amendment, modification, 
or revocation of any provision in or appendix to this part or chapter or 
of any order, regulation, ruling, instruction, or license issued by or 
under the direction of the Director of the Office of Foreign Assets 
Control does not affect any act done or omitted, or any civil or 
criminal suit or proceeding commenced or pending prior to such 
amendment, modification, or revocation. All penalties, forfeitures, and 
liabilities under any such order, regulation, ruling, instruction, or 
license continue and may be enforced as if such amendment, modification, 
or revocation had not been made.



Sec. 537.403  Termination and acquisition of an interest in blocked property.

    (a) Whenever a transaction licensed or authorized by or pursuant to 
this part results in the transfer of property (including any property 
interest) away from a person, such property shall no longer be deemed to 
be property blocked pursuant to Sec. 537.201(a), unless there exists in 
the property another interest that is blocked pursuant to Sec. 
537.201(a) or any other part of this chapter, the transfer of which has 
not been effected pursuant to license or other authorization.
    (b) Unless otherwise specifically provided in a license or 
authorization issued pursuant to this part, if property (including any 
property interest) is transferred or attempted to be transferred to a 
person whose property or interests in property are blocked pursuant to 
Sec. 537.201(a), such property shall be deemed to be property in which 
that person has an interest and therefore blocked.



Sec. 537.404  Transactions incidental to a licensed transaction authorized.

    (a) Any transaction ordinarily incident to a licensed transaction 
and necessary to give effect thereto is also authorized, except:
    (1) A transaction, not explicitly authorized within the terms of the 
license, by or with a person whose property or interests in property are 
blocked pursuant to Sec. 537.201(a), except as provided in paragraph 
(b) of this section; or
    (2) A transaction, not explicitly authorized within the terms of the 
license, involving a debit to a blocked account or a transfer of blocked 
property, except as provided in paragraph (b) of this section.
    (b) Transactions licensed pursuant to subpart E of this part and 
those transactions falling within the scope of paragraph (a) of this 
section are authorized even though they may involve transfers to or from 
an account of a financial institution whose property or interests in 
property are blocked pursuant to Sec. 537.201(a), provided that the 
account is not on the books of a financial institution that is a U.S. 
person.



Sec. 537.405  Provision of services.

    (a) Except as provided in Sec. 537.210, the prohibitions on 
transactions involving blocked property contained in Sec. 537.201 apply 
to services performed in the United States or by U.S. persons, wherever 
located, including by an overseas branch of an entity located in the 
United States:
    (1) On behalf of or for the benefit of a person whose property or 
interests in property are blocked pursuant to Sec. 537.201(a); or
    (2) With respect to property interests subject to Sec. 537.201.
    (b) Example: U.S. persons may not, except as authorized by or 
pursuant to this part, provide legal, accounting, financial, brokering, 
freight forwarding, transportation, public relations, or other services 
to a person whose property or interests in property are blocked pursuant 
to Sec. 537.201(a).

    NOTE TO Sec. 537.405: See Sec. Sec. 537.507 and 537.508 on 
licensing policy with regard to the provision of certain legal or 
medical services, respectively.


[[Page 188]]





Sec. 537.406  Offshore transactions.

    The prohibitions in Sec. 537.201 on transactions involving blocked 
property apply to transactions by any U.S. person in a location outside 
the United States with respect to property that the U.S. person knows, 
or has reason to know, is held in the name of a person whose property or 
interests in property are blocked pursuant to Sec. 537.201(a) or in 
which the U.S. person knows, or has reason to know, a person whose 
property or interests in property are blocked pursuant to Sec. 
537.201(a) has or has had an interest since the effective date.



Sec. 537.407  Payments from blocked accounts to satisfy obligations prohibited.

    Pursuant to Sec. 537.201, no debits may be made to a blocked 
account to pay obligations to U.S. persons or other persons, except as 
authorized by or pursuant to this part.



Sec. 537.408  Setoffs prohibited.

    A setoff against blocked property (including a blocked account), 
whether by a U.S. bank or other U.S. person, is a prohibited transfer 
under Sec. 537.201 if effected after the effective date.



Sec. 537.409  Activities under pre-May 21, 1997 agreements.

    Section 537.210(c) exempts from all prohibitions contained in this 
part, except those contained in Sec. 537.203, activities undertaken by 
a U.S. person pursuant to an agreement entered into prior to May 21, 
1997, between a U.S. person and the Government of Burma or a 
nongovernmental entity in Burma. A U.S. person who is a party to a pre-
May 21, 1997 agreement falling outside the scope of Sec. 537.203 may 
enter into subsequent agreements with foreign persons where such 
agreements are pursuant to, or in exercise of rights under, the pre-May 
21, 1997 agreement and are specifically contemplated by the pre-May 21, 
1997 agreement. The exercise of rights under a pre-May 21, 1997 
agreement falling outside the scope of Sec. 537.203 may include the 
exercise of options to extend the contract, depending on such factors as 
the degree of specificity with which the option to extend is described 
in the pre-May 21, 1997 agreement, and the degree to which the party 
wishing to renew can enforce its decision to exercise the option.



Sec. 537.410  Contracts and subcontracts regarding economic development of resources in Burma.

    Section 537.204 prohibits new investment in Burma by U.S. persons. 
Section 537.311 defines the term new investment to include certain 
contracts providing for the general supervision and guarantee of another 
person's performance of a contract that includes the economic 
development of resources located in Burma. With respect to entry into 
such contracts, only the following will be considered new investment in 
Burma:
    (a) Entry into contracts for supervision and guarantee at the 
highest level of project management, such as entry into a contract with 
a development project's sponsor or owner to become a prime contractor or 
general manager for a development project;
    (b) Entry into subcontracts where the functional scope of the 
subcontractor's obligations is substantially similar to that of a prime 
contractor's or general manager's obligations for a development project; 
or
    (c) Entry into a contract or subcontract where the consideration 
includes a share of ownership in, or participation in the royalties, 
earnings or profits of, the economic development of resources located in 
Burma.



Sec. 537.411  Purchase of shares in economic development projects in Burma.

    The purchase, directly or indirectly, from the Government of Burma 
or a nongovernmental entity in Burma of shares of ownership, including 
an equity interest, in the economic development of resources located in 
Burma is prohibited unless the purchase is pursuant to an agreement 
entered into prior to May 21, 1997.



Sec. 537.412  Investments in entities involved in economic development projects in Burma.

    (a) The purchase of shares in a third-country company that is 
engaged in the economic development of resources located in Burma is 
prohibited by Sec. 537.204 where the company's profits

[[Page 189]]

are predominantly derived from the company's economic development of 
resources located in Burma.
    (b) If a U.S. person holds shares in an entity which subsequently 
engages predominantly in the economic development of resources located 
in Burma or subsequently derives its income exclusively or predominantly 
from such economic development, the U.S. person is not required to 
relinquish its shares, but may not purchase additional shares. 
Divestiture of the shares in such an entity to a foreign person--
otherwise constituting the facilitation of that foreign person's 
investment in Burma--is authorized under general license pursuant to 
Sec. 537.524.



Sec. 537.413  Sale of interest in economic development projects in Burma.

    The sale to a foreign person of a U.S. person's equity or income 
interest in a development project in Burma constitutes facilitation of 
that foreign person's investment in Burma, unless pursuant to a pre-May 
21, 1997 agreement. Such a sale, however, is authorized by general 
license under Sec. 537.524.



  Subpart E_Licenses, Authorizations and Statements of Licensing Policy



Sec. 537.501  General and specific licensing procedures.

    For provisions relating to licensing procedures, see part 501, 
subpart D, of this chapter. Licensing actions taken pursuant to part 501 
of this chapter with respect to the prohibitions contained in this part 
are considered actions taken pursuant to this part.



Sec. 537.502  Effect of license or authorization.

    (a) No license or other authorization contained in this part, or 
otherwise issued by or under the direction of the Director of the Office 
of Foreign Assets Control, authorizes or validates any transaction 
effected prior to the issuance of the license, unless specifically 
provided in such license or authorization.
    (b) No regulation, ruling, instruction, or license authorizes any 
transaction prohibited under this part unless the regulation, ruling, 
instruction or license is issued by the Office of Foreign Assets Control 
and specifically refers to this part. No regulation, ruling, 
instruction, or license referring to this part shall be deemed to 
authorize any transaction prohibited by any provision of this chapter 
unless the regulation, ruling, instruction, or license specifically 
refers to such provision.
    (c) Any regulation, ruling, instruction, or license authorizing any 
transaction otherwise prohibited by this part has the effect of removing 
a prohibition or prohibitions contained in this part from the 
transaction, but only to the extent specifically stated by its terms. 
Unless the regulation, ruling, instruction, or license otherwise 
specifies, such an authorization does not create any right, duty, 
obligation, claim, or interest in, or with respect to, any property 
which would not otherwise exist under ordinary principles of law.



Sec. 537.503  Exclusion from licenses.

    The Director of the Office of Foreign Assets Control reserves the 
right to exclude any person, property, or transaction from the operation 
of any license or from the privileges conferred by any license. The 
Director of the Office of Foreign Assets Control also reserves the right 
to restrict the applicability of any license to particular persons, 
property, transactions, or classes thereof. Such actions are binding 
upon all persons receiving actual or constructive notice of the 
exclusions or restrictions.



Sec. 537.504  Payments and transfers to blocked accounts in U.S. financial institutions.

    Any payment of funds or transfer of credit in which a person whose 
property or interests in property are blocked pursuant to Sec. 
537.201(a) has any interest, that comes within the possession or control 
of a U.S. financial institution, must be blocked in an account on the 
books of that financial institution. A transfer of funds or credit by a 
U.S. financial institution between blocked accounts in its branches or 
offices is authorized, provided that no transfer is made from an account 
within the United States to an account held outside the United States, 
and further

[[Page 190]]

provided that a transfer from a blocked account may only be made to 
another blocked account held in the same name.

    NOTE TO Sec. 537.504: Please refer to Sec. 501.603 of this chapter 
for mandatory reporting requirements regarding financial transfers. See 
also Sec. 537.208 concerning the obligation to hold blocked funds in 
interest-bearing accounts.



Sec. 537.505  Entries in certain accounts for normal service charges authorized.

    (a) A U.S. financial institution is authorized to debit any blocked 
account held at that financial institution in payment or reimbursement 
for normal service charges owed it by the owner of that blocked account.
    (b) As used in this section, the term normal service charge shall 
include charges in payment or reimbursement for interest due; cable, 
telegraph, internet, or telephone charges; postage costs; custody fees; 
small adjustment charges to correct bookkeeping errors; and, but not by 
way of limitation, minimum balance charges, notary and protest fees, and 
charges for reference books, photocopies, credit reports, transcripts of 
statements, registered mail, insurance, stationery and supplies, and 
other similar items.



Sec. 537.506  Investment and reinvestment of certain funds.

    Subject to the requirements of Sec. 537.208, U.S. financial 
institutions are authorized to invest and reinvest assets blocked 
pursuant to Sec. 537.201, subject to the following conditions:
    (a) The assets representing such investments and reinvestments are 
credited to a blocked account or subaccount which is held in the same 
name at the same U.S. financial institution, or within the possession or 
control of a U.S. person, but funds shall not be transferred outside the 
United States for this purpose;
    (b) The proceeds of such investments and reinvestments shall not be 
credited to a blocked account or subaccount under any name or 
designation that differs from the name or designation of the specific 
blocked account or subaccount in which such funds or securities were 
held; and
    (c) No immediate financial or economic benefit accrues (e.g., 
through pledging or other use) to persons whose property or interests in 
property are blocked pursuant to Sec. 537.201(a).



Sec. 537.507  Provision of certain legal services authorized.

    (a) The provision of the following legal services to or on behalf of 
persons whose property or interests in property are blocked pursuant to 
Sec. 537.201(a) is authorized, provided that all receipts of payment of 
professional fees and reimbursement of incurred expenses must be 
specifically licensed:
    (1) Provision of legal advice and counseling on the requirements of 
and compliance with the laws of any jurisdiction within the United 
States, provided that such advice and counseling are not provided to 
facilitate transactions in violation of this part;
    (2) Representation of persons when named as defendants in or 
otherwise made parties to domestic U.S. legal, arbitration, or 
administrative proceedings;
    (3) Initiation and conduct of domestic U.S. legal, arbitration, or 
administrative proceedings in defense of property interests subject to 
U.S. jurisdiction;
    (4) Representation of persons before any federal or state agency 
with respect to the imposition, administration, or enforcement of U.S. 
sanctions against such persons; and
    (5) Provision of legal services in any other context in which 
prevailing U.S. law requires access to legal counsel at public expense.
    (b) The provision of any other legal services to persons whose 
property or interests in property are blocked pursuant to Sec. 
537.201(a), not otherwise authorized in this part, requires the issuance 
of a specific license.
    (c) Entry into a settlement agreement affecting property or 
interests in property or the enforcement of any lien, judgment, arbitral 
award, decree, or other order through execution, garnishment, or other 
judicial process purporting to transfer or otherwise alter or affect 
property or interests in property blocked pursuant to Sec. 537.201(a) 
is

[[Page 191]]

prohibited except to the extent otherwise provided by law or unless 
specifically licensed in accordance with Sec. 537.207(e).



Sec. 537.508  Authorization of emergency medical services.

    The provision of nonscheduled emergency medical services in the 
United States to persons whose property or interests in property are 
blocked pursuant to Sec. 537.201(a) is authorized, provided that all 
receipt of payment for such services must be specifically licensed.



Sec. 537.509  Official activities of the U.S. Government and certain international organizations.

    All transactions and activities otherwise prohibited by this part 
that are for the conduct of the official business of the United States 
Government, the United Nations, the World Bank, or the International 
Monetary Fund are authorized. This section does not authorize any 
importation into the United States of any article that is a product of 
Burma.



Sec. 537.510  Third-country diplomatic and consular funds transfers.

    All transactions that are related to funds transfers otherwise 
prohibited by Sec. Sec. 537.201 and 537.202 and that are for the 
conduct of diplomatic or consular activities of third-country diplomatic 
or consular missions in Burma are authorized.



Sec. 537.511  Importation of accompanied baggage and household effects of U.S. diplomatic and consular officials.

    U.S. diplomatic or consular officials entering the United States 
directly or indirectly from Burma are authorized to engage in all 
transactions incident to the importation into the United States of 
products of Burma as accompanied baggage or household effects, provided 
that such products are not intended for any other person or for sale and 
are not otherwise prohibited from importation under applicable United 
States laws.



Sec. 537.512  Importation for official or personal use by foreign diplomatic and consular officials.

    All transactions incident to the importation into the United States 
of any article that is a product of Burma that is destined for official 
or personal use by personnel employed by a diplomatic mission or 
consulate in the United States are authorized, provided that such 
article is not intended for any other person or for sale and is not 
otherwise prohibited from importation under applicable United States 
laws.



Sec. 537.513  Importation and exportation of diplomatic pouches.

    All transactions in connection with the importation into the United 
States or the exportation from the United States of diplomatic pouches 
and their contents are authorized.



Sec. 537.514  Importation of certain personal and household effects.

    (a) A U.S. person who maintained a residence in Burma prior to July 
28, 2003, is authorized to import into the United States personal and 
household effects that are products of Burma, including accompanied 
baggage and articles for family use, provided the imported items were 
purchased by the U.S. person prior to July 28, 2003, have been actually 
used abroad by the U.S. person or by other family members arriving from 
the same foreign household, are not intended for any other person or for 
sale, and are not otherwise prohibited from importation.
    (b) A national of Burma who arrives in the United States after July 
28, 2003, is authorized to import into the United States personal and 
household effects that are products of Burma, including accompanied 
baggage and articles for family use, provided the imported items are 
ordinarily incident to the Burmese national's arrival in the United 
States, have been actually used abroad by the Burmese national or by 
other family members arriving from the same foreign household, are not 
intended for any other person or for sale, and are not otherwise 
prohibited from importation.

[[Page 192]]



Sec. 537.515  Importation of information or informational materials.

    The importation of information or informational materials that are 
products of Burma and all transactions directly incident to such 
importation are authorized.



Sec. 537.516  Importation of Burmese-origin articles and incidental transactions.

    (a) The importation of an article that is a product of Burma, 
otherwise prohibited by Sec. 537.203, is authorized, provided the 
article was purchased prior to July 28, 2003, shipped from Burma to the 
United States prior to August 28, 2003, and is not property in which a 
person whose property or interests in property are blocked pursuant to 
Sec. 537.201(a) has an interest.
    (b) All transactions otherwise prohibited by Sec. Sec. 537.201 and 
537.202 that are directly incident to the importation into the United 
States of an article that is a product of Burma are authorized, provided 
that:
    (1) The importation is authorized pursuant to paragraph (a) of this 
section; or
    (2) The importation occurred prior to August 28, 2003, and was not 
from a person whose property or interests in property are blocked 
pursuant to Sec. 537.201(a).
    (c) All transactions otherwise prohibited by Sec. Sec. 537.201 and 
537.202 that are directly incident to the importation into a country 
other than the United States or Burma of an article that is a product of 
Burma are authorized, provided that:
    (1) The article was purchased prior to July 28, 2003, shipped from 
Burma prior to August 28, 2003, and is not property in which a person 
whose property or interests in property are blocked pursuant to Sec. 
537.201(a) has an interest; or
    (2) The importation occurred prior to August 28, 2003, and was not 
from a person whose property or interests in property are blocked 
pursuant to Sec. 537.201(a).
    (d) Financing agreements with respect to the importations described 
in paragraphs (a), (b) and (c) of this section may be performed only 
according to their terms and may not be extended or renewed.



Sec. 537.517  Noncommercial, personal remittances.

    (a)(1) U.S. depository institutions, U.S. registered brokers or 
dealers in securities, and U.S. registered money transmitters are 
authorized to process transfers of funds to or from Burma or for or on 
behalf of an individual ordinarily resident in Burma in cases in which 
the transfer involves a noncommercial, personal remittance, provided the 
following conditions are met:
    (i) The transfer is not by, to, or through a person whose property 
or interests in property are blocked pursuant to Sec. 537.201(a), 
except as explained in Sec. 537.404 of this part; and
    (ii) Total remittances to the territory of Burma in any consecutive 
3-month period do not exceed $300 per Burmese household, regardless of 
the number of individuals comprising the household.
    (2) Noncommercial, personal remittances do not include charitable 
donations to or for the benefit of an entity or funds transfers for use 
in supporting or operating a business.

    Note to paragraph (a) of Sec. 537.517: U.S. persons may make 
charitable donations to nongovernmental organizations in Burma that are 
authorized to operate pursuant to Sec. 537.523, provided that the 
donations are made pursuant to Sec. 537.523 and the terms of the 
authorization.

    (b) The transferring institutions identified in paragraph (a) of 
this section may rely on the originator of a funds transfer with regard 
to compliance with paragraph (a) of this section, provided that the 
transferring institution does not know or have reason to know that the 
funds transfer is not in compliance with paragraph (a) of this section.
    (c) This section does not authorize transactions with respect to 
property blocked pursuant to Sec. 537.201, except as explained in Sec. 
537.404(b) of this part.



Sec. 537.518  Transactions incident to exportations to Burma.

    All transactions otherwise prohibited by Sec. Sec. 537.201 and 
537.202 that are ordinarily incident to an exportation to Burma of 
goods, technology or services, other than financial services, are 
authorized, provided the exportation is not to or on behalf of a person 
whose

[[Page 193]]

property or interests in property are blocked pursuant to Sec. 
537.201(a). This section does not authorize a financial institution that 
is a U.S. person to advise or confirm any financing by a person whose 
property or interests in property are blocked pursuant to Sec. 
537.201(a).



Sec. 537.519  Activities undertaken pursuant to certain pre-May 21, 1997 agreements.

    Except as prohibited by Sec. 537.203, U.S. persons are authorized 
to engage in any activity, or any transaction incident to an activity, 
undertaken pursuant to an agreement entered into prior to 12:01 a.m., 
eastern daylight time, on May 21, 1997, or pursuant to the exercise of 
rights under such an agreement, provided that the parties to the 
agreement include:
    (a) The Government of Burma or a nongovernmental entity in Burma, 
and
    (b) An entity organized under the laws of a foreign state.

    Note to Sec. 537.519: The authorization contained in Sec. 537.519 
pertains to pre-May 21, 1997 contracts between foreign business entities 
and either the Government of Burma or a nongovernmental entity in Burma. 
Pre-May 21, 1997 contracts between U.S. persons and the Government of 
Burma or a nongovernmental entity in Burma are exempt from all 
prohibitions contained in this part except those contained in Sec. 
537.203. See Sec. 537.210 (exemptions).



Sec. 537.520  Payments for overflights of Burmese airspace.

    Payments to Burma of charges for services rendered by the Government 
of Burma in connection with the overflight of Burma or emergency landing 
in Burma of aircraft owned or operated by a U.S. person or registered in 
the United States are authorized.



Sec. 537.521  Operation of accounts.

    The operation of an account in a U.S. financial institution for an 
individual ordinarily resident in Burma, other than an individual whose 
property or interests in property are blocked pursuant to Sec. 
537.201(a), is authorized, provided that each transaction processed 
through the account:
    (a) Is of a personal nature and not for use in supporting or 
operating a business;
    (b) Does not involve a transfer directly or indirectly to Burma or 
for the benefit of individuals ordinarily resident in Burma unless 
authorized by Sec. 537.517; and
    (c) Is not otherwise prohibited by this part.



Sec. 537.522  Certain transactions related to patents, trademarks and copyrights authorized.

    (a) All of the following transactions in connection with patent, 
trademark, copyright or other intellectual property protection in the 
United States or Burma, except for those transactions prohibited by 
Sec. 537.203, are authorized:
    (1) The filing and prosecution of any application to obtain a 
patent, trademark, copyright or other form of intellectual property 
protection;
    (2) The receipt of a patent, trademark, copyright or other form of 
intellectual property protection;
    (3) The renewal or maintenance of a patent, trademark, copyright or 
other form of intellectual property protection; and
    (4) The filing and prosecution of opposition or infringement 
proceedings with respect to a patent, trademark, copyright or other form 
of intellectual property protection, or the entrance of a defense to any 
such proceedings.
    (b) This section authorizes the payment of fees currently due to the 
United States Government, or of the reasonable and customary fees and 
charges currently due to attorneys or representatives within the United 
States, in connection with the transactions authorized in paragraph (a) 
of this section. Payment effected pursuant to the terms of this 
paragraph may not be made from a blocked account.
    (c) This section authorizes the payment of fees currently due to the 
Government of Burma, or of the reasonable and customary fees and charges 
currently due to attorneys or representatives within Burma, in 
connection with the transactions authorized in paragraph (a) of this 
section.
    (d) Nothing in this section affects obligations under any other 
provision of law.

[[Page 194]]



Sec. 537.523  Authorization of nongovernmental organizations to engage in humanitarian or religious activities.

    (a) Specific licenses may be issued on a case-by-case basis 
authorizing nongovernmental organizations to engage in transactions 
otherwise prohibited by Sec. Sec. 537.201 and 537.202 that are 
necessary for their humanitarian or religious activities in Burma. 
Applications for specific licenses must include:
    (1) The organization's name in English, in the language of origin, 
and any acronym or other names used to identify the organization;
    (2) Address and phone number of the organization's headquarters 
location;
    (3) Identification of field offices and partner offices, including 
addresses and organizational names used;
    (4) Identification of key staff, such as directors and senior 
officers, at the organization's headquarters and partner offices, 
including the nationality, citizenship, current country of residence, 
place and date of birth, and current position of each person identified;
    (5) Identification of subcontracting organizations, if any, to the 
extent known or contemplated at the time of the application;
    (6) Existing sources of income, such as official grants, private 
endowments, commercial activities;
    (7) Financial institutions that hold deposits on behalf of or extend 
lines of credit to the organization (names of individuals and 
organizations shall be provided in English, in the language of origin, 
and shall include any acronym or other names used to identify the 
individuals or organizations);
    (8) Independent accounting firms, if employed in the production of 
the organization's financial statements (names of individuals and 
organizations shall be provided in English, in the language of origin, 
and shall include any acronym or other names used to identify the 
individuals or organizations);
    (9) A detailed description of the organization's humanitarian, 
environmental or religious activities and projects in countries or 
geographic areas subject to economic sanctions pursuant to this chapter 
V, including, if applicable, a summary of all information provided in 
grant proposals or funding requests made in connection with the proposed 
activities;
    (10) Most recent official registry documents, annual reports, and 
annual filings with the pertinent government, as applicable; and
    (11) Names and addresses of organizations to which the applicant 
currently provides or proposes to provide funding, services or material 
support, to the extent known at the time of the application, as 
applicable.
    (b) This section does not authorize transfers from blocked accounts.

    Note to Sec. 537.523: Authorization pursuant to this section does 
not excuse a U.S. person from compliance with other applicable U.S. laws 
governing the exportation or reexportation of U.S.-origin goods, 
software, or technology (including technical data). See, e.g., the 
Export Administration Regulations administered by the U.S. Department of 
Commerce (15 CFR parts 730-774).



Sec. 537.524  Divestiture of U.S. person's investments in Burma.

    All transactions, except those prohibited by Sec. 537.203, related 
to the divestiture or transfer to a foreign person of a U.S. person's 
share of ownership, including an equity interest, in the economic 
development of resources located in Burma are authorized. U.S. persons 
participating in such a transaction valued at more than $10,000 are 
required, within 10 business days after the transaction takes place, to 
file a report for statistical purposes with the Office of Foreign Assets 
Control, U.S. Treasury Department, 1500 Pennsylvania Avenue NW.-Annex, 
Washington, DC 20220.



Sec. 537.525  Transactions related to U.S. citizens residing in Burma.

    To the extent otherwise prohibited, U.S. citizens who reside on a 
permanent basis in Burma are authorized to pay their personal living 
expenses and engage in other transactions in Burma ordinarily incident 
to their routine and necessary personal maintenance.



Sec. 537.526  Authorized transactions necessary and ordinarily incident to publishing.

    (a) To the extent that such activities are not exempt from this 
part, and subject to the restrictions set forth in

[[Page 195]]

paragraphs (b) through (d) of this section, U.S. persons are authorized 
to engage in all transactions otherwise prohibited by Sec. 537.201 or 
Sec. 537.202 that are necessary and ordinarily incident to the 
publishing and marketing of manuscripts, books, journals, and newspapers 
in paper or electronic format (collectively, ``written publications''). 
This section does not apply if the parties to the transactions described 
in this paragraph include the State Peace and Development Council of 
Burma or the Union Solidarity and Development Association of Burma; any 
successor entity to any of the foregoing entities; or any person, other 
than personnel of academic and research institutions, acting or 
purporting to act directly or indirectly on behalf of the foregoing 
entities with respect to the transactions described in this paragraph. 
Pursuant to this section, transactions incident to the following 
activities are authorized, provided they do not involve any importations 
prohibited by Sec. 537.203 that are not authorized by another section 
of this part 537, and further provided that U.S. persons ensure that 
they are not engaging, without separate authorization, in the activities 
identified in paragraphs (b) through (d) of this section:
    (1) Commissioning and making advance payments for identifiable 
written publications not yet in existence, to the extent consistent with 
industry practice;
    (2) Collaborating on the creation and enhancement of written 
publications;
    (3)(i) Augmenting written publications through the addition of items 
such as photographs, artwork, translation, explanatory text, and, for a 
written publication in electronic format, the addition of embedded 
software necessary for reading, browsing, navigating, or searching the 
written publication;
    (ii) Exporting embedded software necessary for reading, browsing, 
navigating, or searching a written publication in electronic format, 
provided that, to the extent a license is required under the Export 
Administration Regulations, 15 CFR parts 730 through 774 (the ``EAR''), 
the exportation is licensed or otherwise authorized by the Department of 
Commerce under the provisions of the EAR;
    (4) Substantive editing of written publications;
    (5) Payment of royalties for written publications;
    (6) Creating or undertaking a marketing campaign to promote a 
written publication; and
    (7) Other transactions necessary and ordinarily incident to the 
publishing and marketing of written publications as described in this 
paragraph (a).
    (b) This section does not authorize transactions constituting the 
exportation or reexportation of financial services from the United 
States or by U.S. persons to Burma that are not necessary and ordinarily 
incident to the publishing and marketing of written publications as 
described paragraph (a) of this section. For example, this section does 
not authorize U.S. persons to transfer funds to Burma relating to the 
following:
    (1) The provision or receipt of individualized or customized 
services (including, but not limited to, accounting, legal, design, or 
consulting services), other than those necessary and ordinarily incident 
to the publishing and marketing of written publications, even though 
such individualized or customized services are delivered through the use 
of information and informational materials;
    (2) The creation or undertaking of a marketing campaign for any 
person with respect to any service or product other than a written 
publication, or the creation or undertaking of a marketing campaign of 
any kind for the benefit of the State Peace and Development Council of 
Burma or the Union Solidarity and Development Association of Burma; or
    (3) The operation of a publishing house, sales outlet, or other 
office in Burma.
    Note to paragraph (b): The importation of information or 
informational materials, as defined in Sec. 537.308, that are products 
of Burma is authorized by the general license set forth in Sec. 
537.515. The exportation to Burma of information or informational 
materials, as defined in Sec. 537.308, whether commercial or otherwise, 
regardless of format or medium of transmission, is exempt from the 
prohibitions and regulations of this part. See Sec. 537.210(b).

[[Page 196]]

    (c) This section does not authorize U.S. persons to engage in 
transactions constituting the exportation or reexportation of financial 
services to Burma that relate to the services of publishing houses or 
translators in Burma unless such activity is primarily for the 
dissemination of written publications in Burma.
    (d) This section does not authorize:
    (1) The importation into the United States of any article that is a 
product of Burma.
    Note to paragraph (d)(1): The importation of information or 
informational materials, as defined in Sec. 537.308, that are products 
of Burma is authorized by the general license set forth in Sec. 
537.515.
    (2) Transactions constituting the exportation or reexportation of 
financial services from the United States or by U.S. persons to Burma 
that relate to the development, production, design, or marketing of 
technology specifically controlled by the International Traffic in Arms 
Regulations, 22 CFR parts 120 through 130 (the ``ITAR''), the EAR, or 
the Department of Energy Regulations set forth at 10 CFR part 810.
    (3) Transactions constituting the exportation or reexportation of 
financial services from the United States or by U.S. persons to Burma 
that relate to the exportation of information or technology subject to 
the authorization requirements of 10 CFR part 810, or Restricted Data as 
defined in section 11y. of the Atomic Energy Act of 1954, as amended, or 
of other information, data, or technology the release of which is 
controlled under the Atomic Energy Act and regulations therein;
    (4) Transactions constituting the exportation or reexportation of 
financial services from the United States or by U.S. persons to Burma 
that relate to the exportation of any item (including information) 
subject to the EAR where a U.S. person knows or has reason to know that 
the item will be used, directly or indirectly, with respect to certain 
nuclear, missile, chemical, or biological weapons or nuclear-maritime 
end-uses as set forth in part 744 of the EAR. In addition, U.S. persons 
are precluded from exporting any item subject to the EAR to certain 
restricted end-users, as set forth in part 744 of the EAR, as well as 
certain persons whose export privileges have been denied pursuant to 
parts 764 or 766 of the EAR, without authorization from the Department 
of Commerce; or
    (5) Transactions constituting the exportation or reexportation of 
financial services from the United States or by U.S. persons to Burma 
that relate to the exportation of information subject to licensing 
requirements under the ITAR or exchanges of information that are subject 
to regulation by other government agencies.

[72 FR 50049, Aug. 30, 2007]



Sec. 537.527  Importation into the United States of Burmese-origin animals and specimens.

    Specific licenses may be issued on a case-by-case basis authorizing 
the importation into the United States of animals and specimens of 
Burmese origin, in sample quantities only, for bona fide scientific 
research and analysis purposes.

[72 FR 34377, June 22, 2007]



                            Subpart F_Reports



Sec. 537.601  Records and reports.

    For provisions relating to required records and reports, see part 
501, subpart C, of this chapter. Recordkeeping and reporting 
requirements imposed by part 501 of this chapter with respect to the 
prohibitions contained in this part are considered requirements arising 
pursuant to this part.



                           Subpart G_Penalties



Sec. 537.701  Penalties.

    (a) Attention is directed to section 206 of the International 
Emergency Economic Powers Act (the ``Act'') (50 U.S.C. 1705), which is 
applicable to violations of the provisions of any license, ruling, 
regulation, order, direction, or instruction issued by or pursuant to 
the direction or authorization of the Secretary of the Treasury pursuant 
to this part or otherwise under the Act.
    (1) A civil penalty not to exceed the amount set forth in Section 
206 of the Act may be imposed on any person who violates, attempts to 
violate, conspires to violate, or causes a violation of any license, 
order, regulation, or prohibition issued under the Act.


[[Page 197]]


    Note to paragraph (a)(1) of Sec. 537.701: As of June 10, 2008, the 
Act provides for a maximum civil penalty not to exceed the greater of 
$250,000 or an amount that is twice the amount of the transaction that 
is the basis of the violation with respect to which the penalty is 
imposed.

    (2) A person who willfully commits, willfully attempts to commit, or 
willfully conspires to commit, or aids or abets in the commission of a 
violation of any license, order, regulation, or prohibition shall, upon 
conviction, be fined not more than $1,000,000, or if a natural person, 
may be imprisoned for not more than 20 years, or both.
    (b) Adjustments to penalty amounts. (1) The civil penalties provided 
in the Act are subject to adjustment pursuant to the Federal Civil 
Penalties Inflation Adjustment Act of 1990 (Pub. L. 101-410, as amended, 
28 U.S.C. 2461 note).
    (2) The criminal penalties provided in the Act are subject to 
adjustment pursuant to 18 U.S.C. 3571.
    (c) Attention is also directed to 18 U.S.C. 1001, which provides 
that whoever, in any matter within the jurisdiction of the executive, 
legislative, or judicial branch of the Government of the United States, 
knowingly and willfully falsifies, conceals, or covers up by any trick, 
scheme, or device, a material fact, or makes any materially false, 
fictitious, or fraudulent statement or representation, or makes or uses 
any false writing or document knowing the same to contain any materially 
false, fictitious, or fraudulent statement or entry shall be fined under 
title 18, United States Code, or imprisoned not more than five years, or 
both.
    (d) Violations of this part may also be subject to relevant 
provisions of other applicable laws.

[70 FR 48241, Aug. 16, 2005, as amended at 71 FR 29252, May 22, 2006; 73 
FR 32652, June 10, 2008]



Sec. 537.702  Prepenalty notice.

    (a) When required. If the Director of the Office of Foreign Assets 
Control has reason to believe that there has occurred a violation of any 
provision of this part or a violation of the provisions of any license, 
ruling, regulation, order, direction, or instruction issued by or 
pursuant to the direction or authorization of the Secretary of the 
Treasury pursuant to this part or otherwise under the International 
Emergency Economic Powers Act, and the Director determines that further 
proceedings are warranted, the Director shall notify the alleged 
violator of the agency's intent to impose a monetary penalty by issuing 
a prepenalty notice. The prepenalty notice shall be in writing. The 
prepenalty notice may be issued whether or not another agency has taken 
any action with respect to the matter.
    (b) Contents of notice--(1) Facts of violation. The prepenalty 
notice shall describe the violation, specify the laws and regulations 
allegedly violated, and state the amount of the proposed monetary 
penalty.
    (2) Right to respond. The prepenalty notice also shall inform the 
respondent of the respondent's right to make a written presentation 
within the applicable 30-day period set forth in Sec. 537.703 as to why 
a monetary penalty should not be imposed or why, if imposed, the 
monetary penalty should be in a lesser amount than proposed.
    (c) Informal settlement prior to issuance of prepenalty notice. At 
any time prior to the issuance of a prepenalty notice, an alleged 
violator may request in writing that, for a period not to exceed 60 
days, the agency withhold issuance of the prepenalty notice for the 
exclusive purpose of effecting settlement of the agency's potential 
civil monetary penalty claims. In the event the Director grants the 
request, under terms and conditions within the Director's discretion, 
the Office of Foreign Assets Control will agree to withhold issuance of 
the prepenalty notice for a period not to exceed 60 days and will enter 
into settlement negotiations of the potential civil monetary penalty 
claim.



Sec. 537.703  Response to prepenalty notice; informal settlement.

    (a) Deadline for response. The respondent may submit a response to 
the prepenalty notice within the applicable 30-day period set forth in 
this paragraph. The Director may grant, at the Director's discretion, an 
extension of time in which to submit a response to the prepenalty 
notice. The failure to

[[Page 198]]

submit a response within the applicable time period set forth in this 
paragraph shall be deemed to be a waiver of the right to respond.
    (1) Computation of time for response. A response to the prepenalty 
notice must be postmarked or date-stamped by the U.S. Postal Service (or 
foreign postal service, if mailed abroad) or courier service provider 
(if transmitted to OFAC by courier) on or before the 30th day after the 
postmark date on the envelope in which the prepenalty notice was mailed. 
If the respondent refused delivery or otherwise avoided receipt of the 
prepenalty notice, a response must be postmarked or date-stamped on or 
before the 30th day after the date on the stamped postal receipt 
maintained at the Office of Foreign Assets Control. If the prepenalty 
notice was personally delivered to the respondent by a non-U.S. Postal 
Service agent authorized by the Director, a response must be postmarked 
or date-stamped on or before the 30th day after the date of delivery.
    (2) Extensions of time for response. If a due date falls on a 
federal holiday or weekend, that due date is extended to include the 
following business day. Any other extensions of time will be granted, at 
the Director's discretion, only upon the respondent's specific request 
to the Office of Foreign Assets Control.
    (b) Form and method of response. The response must be submitted in 
typewritten form and signed by the respondent or a representative 
thereof. The response need not be in any particular form. A copy of the 
written response may be sent by facsimile, but the original also must be 
sent to the Office of Foreign Assets Control Civil Penalties Division by 
mail or courier and must be postmarked or date-stamped, in accordance 
with paragraph (a) of this section.
    (c) Contents of response. A written response must contain 
information sufficient to indicate that it is in response to the 
prepenalty notice.
    (1) A written response must include the respondent's full name, 
address, telephone number, and facsimile number, if available, or those 
of the representative of the respondent.
    (2) A written response should either admit or deny each specific 
violation alleged in the prepenalty notice and also state if the 
respondent has no knowledge of a particular violation. If the written 
response fails to address any specific violation alleged in the 
prepenalty notice, that alleged violation shall be deemed to be 
admitted.
    (3) A written response should include any information in defense, 
evidence in support of an asserted defense, or other factors that the 
respondent requests the Office of Foreign Assets Control to consider. 
Any defense or explanation previously made to the Office of Foreign 
Assets Control or any other agency must be repeated in the written 
response. Any defense not raised in the written response will be 
considered waived. The written response also should set forth the 
reasons why the respondent believes the penalty should not be imposed or 
why, if imposed, it should be in a lesser amount than proposed.
    (d) Failure to Respond. Where OFAC receives no response to a 
prepenalty notice within the applicable time period set forth in 
paragraph (a) of this section, a penalty notice generally will be 
issued, taking into account the mitigating and/or aggravating factors 
present in the record. If there are no mitigating factors present in the 
record, or the record contains a preponderance of aggravating factors, 
the proposed prepenalty amount generally will be assessed as the final 
penalty.
    (e) Informal settlement. In addition to or as an alternative to a 
written response to a prepenalty notice, the respondent or respondent's 
representative may contact the Office of Foreign Assets Control as 
advised in the prepenalty notice to propose the settlement of 
allegations contained in the prepenalty notice and related matters. 
However, the requirements set forth in paragraph (f) of this section as 
to oral communication by the representative must first be fulfilled. In 
the event of settlement at the prepenalty stage, the claim proposed in 
the prepenalty notice will be withdrawn, the respondent will not be 
required to take a written position on allegations contained in the 
prepenalty notice, and the Office of Foreign Assets Control will make no 
final determination as to whether a

[[Page 199]]

violation occurred. The amount accepted in settlement of allegations in 
a prepenalty notice may vary from the civil penalty that might finally 
be imposed in the event of a formal determination of violation. In the 
event no settlement is reached, the time limit specified in paragraph 
(a) of this section for written response to the prepenalty notice will 
remain in effect unless additional time is granted by the Office of 
Foreign Assets Control.
    (f) Guidelines. Guidelines for the imposition or settlement of civil 
penalties by the Office of Foreign Assets Control have been codified in 
the Appendix to the Reporting, Procedures and Penalties Regulations, 31 
CFR part 501.
    (g) Representation. A representative of the respondent may act on 
behalf of the respondent, but any oral communication with the Office of 
Foreign Assets Control prior to a written submission regarding the 
specific allegations contained in the prepenalty notice must be preceded 
by a written letter of representation, unless the prepenalty notice was 
served upon the respondent in care of the representative.



Sec. 537.704  Penalty imposition or withdrawal.

    (a) No violation. If, after considering any response to the 
prepenalty notice and any relevant facts, the Director of the Office of 
Foreign Assets Control determines that there was no violation by the 
respondent named in the prepenalty notice, the Director shall notify the 
respondent in writing of that determination and of the cancellation of 
the proposed monetary penalty.
    (b) Violation.--(1) If, after considering any written response to 
the prepenalty notice, or default in the submission of a written 
response, and any relevant facts, the Director of the Office of Foreign 
Assets Control determines that there was a violation by the respondent 
named in the prepenalty notice, the Director is authorized to issue a 
written penalty notice to the respondent of the determination of the 
violation and the imposition of the monetary penalty.
    (2) The penalty notice shall inform the respondent that payment or 
arrangement for installment payment of the assessed penalty must be made 
within 30 days of the date of mailing of the penalty notice by the 
Office of Foreign Assets Control.
    (3) The penalty notice shall inform the respondent of the 
requirement to furnish the respondent's taxpayer identification number 
pursuant to 31 U.S.C. 7701 and that such number will be used for 
purposes of collecting and reporting on any delinquent penalty amount.
    (4) The issuance of the penalty notice finding a violation and 
imposing a monetary penalty shall constitute final agency action. The 
respondent has the right to seek judicial review of that final agency 
action in federal district court.



Sec. 537.705  Administrative collection; referral to United States Department of Justice.

    In the event that the respondent does not pay the penalty imposed 
pursuant to this part or make payment arrangements acceptable to the 
Director of the Office of Foreign Assets Control within 30 days of the 
date of mailing of the penalty notice, the matter may be referred for 
administrative collection measures by the Department of the Treasury or 
to the United States Department of Justice for appropriate action to 
recover the penalty in a civil suit in a federal district court.



                          Subpart H_Procedures



Sec. 537.801  Procedures.

    For license application procedures and procedures relating to 
amendments, modifications, or revocations of licenses; administrative 
decisions; rulemaking; and requests for documents pursuant to the 
Freedom of Information and Privacy Acts (5 U.S.C. 552 and 552a), see 
part 501, subpart D, of this chapter.



Sec. 537.802  Delegation by the Secretary of the Treasury.

    Any action that the Secretary of the Treasury is authorized to take 
pursuant to Executive Order 13047 of May 20, 1997 (62 FR 28299, May 22, 
1997) and Executive Order 13310 of July 28, 2003 (68 FR 44853, July 30, 
2003), and any further Executive orders relating to the national 
emergency declared therein,

[[Page 200]]

may be taken by the Director of the Office of Foreign Assets Control or 
by any other person to whom the Secretary of the Treasury has delegated 
authority so to act.



                    Subpart I_Paperwork Reduction Act



Sec. 537.901  Paperwork Reduction Act notice.

    For approval by the Office of Management and Budget (``OMB'') under 
the Paperwork Reduction Act of 1995 (44 U.S.C. 3507) of information 
collections relating to record keeping and reporting requirements, 
licensing procedures (including those pursuant to statements of 
licensing policy), and other procedures, see Sec. 501.901 of this 
chapter. An agency may not conduct or sponsor, and a person is not 
required to respond to, a collection of information unless it displays a 
valid control number assigned by OMB.



PART 538_SUDANESE SANCTIONS REGULATIONS--Table of Contents




      Subpart A_Relation of This Part to Other Laws and Regulations

Sec.
538.101 Relation of this part to other laws and regulations.

                         Subpart B_Prohibitions

538.201 Prohibited transactions involving blocked property.
538.202 Effect of transfers violating the provisions of this part.
538.203 Holding of funds in interest-bearing accounts; investment and 
          reinvestment.
538.204 Prohibited importation of goods or services from Sudan.
538.205 Prohibited exportation and reexportation of goods, technology, 
          or services to Sudan.
538.206 Prohibited facilitation.
538.207 Prohibited performance of contracts.
538.208 Prohibited grant or extension of credits or loans to the 
          Government of Sudan.
538.209 Prohibited transportation-related transactions involving Sudan.
538.210 Prohibited transactions relating to petroleum and petrochemical 
          industries.
538.211 Evasions; attempts; conspiracies.
538.212 Exempt transactions.

                      Subpart C_General Definitions

538.301 Blocked account; blocked property.
538.302 Effective date.
538.303 Entity.
538.304 General license.
538.305 Government of Sudan.
538.306 Information and informational materials.
538.307 Interest.
538.308 License.
538.309 Person.
538.310 Property; property interest.
538.311 Specific license.
538.312 Sudanese origin.
538.313 Transfer.
538.314 United States.
538.315 United States person; U.S. person.
538.316 U.S. financial institution.
538.317 U.S. depository institution.
538.318 U.S. registered broker or dealer in securities.
538.319 U.S. registered money transmitter.
538.320 Specified Areas of Sudan.

                        Subpart D_Interpretations

538.401 Reference to amended sections.
538.402 Effect of amendment.
538.403 Termination and acquisition of an interest in blocked property.
538.404 Setoffs prohibited.
538.405 Transactions incidental to a licensed transaction authorized.
538.406 Exportation of services; performance of service contracts; legal 
          services.
538.407 Facilitation by a United States person.
538.408 Offshore transactions.
538.409 Transshipments through the United States prohibited.
538.410 Imports of Sudanese goods from third countries; transshipments.
538.411 Exports to third countries; transshipments.
538.414 Loans or extensions of credit.
538.415 Payments involving Sudan.
538.416 Payments from blocked accounts to U.S. exporters and for other 
          obligations prohibited.
538.417 Transshipments through Sudan.
538.418 Financial transactions in Sudan.

 Subpart E_Licenses, Authorizations, and Statements of Licensing Policy

538.500 Licensing procedures.
538.501 Effect of license or authorization.
538.502 Exclusion from licenses and authorizations.
538.503 Payments and transfers to blocked accounts in U.S. financial 
          institutions.
538.504 Entries in certain accounts for normal service charges 
          authorized.
538.505 Provision of certain legal services to the Government of Sudan, 
          persons in Sudan, or benefitting Sudan.

[[Page 201]]

538.506 30-day delayed effective date for pre-November 4, 1997 trade 
          contracts involving Sudan.
538.507 Reexports by non-U.S. persons.
538.508 Certain payments by the Government of Sudan of obligations to 
          persons within the United States authorized.
538.509 Certain services relating to participation in various events 
          authorized.
538.510 Importation and exportation of certain gifts authorized.
538.511 Accompanied baggage authorized.
538.512 Transactions related to telecommunications authorized.
538.513 Transactions related to mail authorized.
538.514 Certain transactions related to patents, trademarks and 
          copyrights authorized.
538.515 Certain imports for diplomatic or official personnel authorized.
538.516 Diplomatic pouches.
538.517 Allowable payments for overflights of Sudanese airspace.
538.518 Household goods and personal effects.
538.519 Aircraft and maritime safety.
538.520 Extensions or renewals of loans and credits.
538.521 Registration of nongovernmental organizations for humanitarian 
          or religious activities.
538.522 Transactions related to U.S. citizens residing in Sudan.
538.523 Commercial sales, exportation, and reexportation of agricultural 
          commodities, medicine, and medical devices.
538.524 [Reserved]
538.525 Payment for and financing of commercial sales of agricultural 
          commodities, medicine, and medical equipment.
538.526 Brokering sales of agricultural commodities, medicine, and 
          medical devices.
538.527 Operation of accounts.
538.528 Noncommercial, personal remittances.
538.529 Authorized transactions necessary and ordinarily incident to 
          publishing.
538.530 Licenses and registrations issued pursuant to Executive Order 
          13067 or this part authorized pursuant to Executive Order 
          13412.
538.531 Official activities of the United States Government and 
          international organizations.
538.532 Humanitarian transshipments to or from Southern Sudan and Darfur 
          authorized.

                            Subpart F_Reports

538.601 Records and reports.

                           Subpart G_Penalties

538.701 Penalties.
538.702 Prepenalty notice.
538.703 Response to prepenalty notice; informal settlement.
538.704 Penalty imposition or withdrawal.
538.705 Administrative collection; referral to United States Department 
          of Justice.

                          Subpart H_Procedures

538.801 Procedures.
538.802 Delegation by the Secretary of the Treasury.

                    Subpart I_Paperwork Reduction Act

538.901 Paperwork Reduction Act notice.

Appendix A to Part 538--Bulk Agricultural Commodities

    Authority: 3 U.S.C. 301; 18 U.S.C. 2339B, 2332d; 31 U.S.C. 321(b); 
50 U.S.C. 1601-1651, 1701-1706; Pub. L. 101-410, 104 Stat. 890 (28 
U.S.C. 2461 note); Pub. L. 106-387, 114 Stat. 1549; Pub. L. 109-344, 120 
Stat. 1869; Pub. L. 110-96, 121 Stat. 1011; E.O. 13067, 62 FR 59989, 3 
CFR, 1997 Comp., p. 230; E.O. 13412, 71 FR 61369, 3 CFR, 2006 Comp., p. 
244.

    Source: 63 FR 35810, July 1, 1998, unless otherwise noted.



      Subpart A_Relation of This Part to Other Laws and Regulations



Sec. 538.101  Relation of this part to other laws and regulations.

    (a) This part is separate from, and independent of, the other parts 
of this chapter with the exception of part 501 of this chapter, the 
recordkeeping and reporting requirements and license application and 
other procedures of which apply to this part. Differing foreign policy 
and national security contexts may result in differing interpretations 
of similar language among the parts of this chapter. No license or 
authorization contained in or issued pursuant to those other parts 
authorizes any transaction prohibited by this part. No license or 
authorization contained in or issued pursuant to any other provision of 
law or regulation authorizes any transaction prohibited by this part.
    (b) No license or authorization contained in or issued pursuant to 
this part relieves the involved parties from complying with any other 
applicable laws or regulations.

[[Page 202]]



                         Subpart B_Prohibitions



Sec. 538.201  Prohibited transactions involving blocked property.

    (a) Except as authorized by regulations, orders, directives, 
rulings, instructions, licenses, or otherwise, no property or interests 
in property of the Government of Sudan, that are in the United States, 
that hereafter come within the United States, or that are or hereafter 
come within the possession or control of U.S. persons, including their 
overseas branches, may be transferred, paid, exported, withdrawn or 
otherwise dealt in.
    (b) Unless otherwise authorized by this part or by a specific 
license expressly referring to this section, the transfer (including the 
transfer on the books of any issuer or agent thereof), disposition, 
transportation, importation, exportation, or withdrawal of, or the 
endorsement or guaranty of signatures on, or otherwise dealing in any 
security (or evidence thereof) registered or inscribed in the name of 
the Government of Sudan, and held within the possession or control of a 
U.S. person is prohibited, irrespective of the fact that at any time 
(either prior to, on, or subsequent to the effective date) the 
registered or inscribed owner thereof may have, or appears to have, 
assigned, transferred, or otherwise disposed of any such security.
    (c) When a transaction results in the blocking of funds at a 
financial institution pursuant to this section and a party to the 
transaction believes the funds have been blocked due to mistaken 
identity, that party may seek to have such funds unblocked pursuant to 
the administrative procedures set forth in Sec. 501.806 of this 
chapter.



Sec. 538.202  Effect of transfers violating the provisions of this part.

    (a) Any transfer after the effective date, which is in violation of 
any provision of this part or of any regulation, order, directive, 
ruling, instruction, license, or other authorization hereunder and 
involves any property or interest in property blocked pursuant to Sec. 
538.201 is null and void and shall not be the basis for the assertion or 
recognition of any interest in or right, remedy, power or privilege with 
respect to such property or property interests.
    (b) No transfer before the effective date shall be the basis for the 
assertion or recognition of any right, remedy, power, or privilege with 
respect to, or interest in, any property or interest in property blocked 
pursuant to Sec. 538.201, unless the person with whom such property is 
held or maintained, prior to such date, had written notice of the 
transfer or by any written evidence had recognized such transfer.
    (c) Unless otherwise provided, an appropriate license or other 
authorization issued by or pursuant to the direction or authorization of 
the Director of the Office of Foreign Assets Control before, during, or 
after a transfer shall validate such transfer or render it enforceable 
to the same extent that it would be valid or enforceable but for the 
provisions of the International Emergency Economic Powers Act, this 
part, and any regulation, order, directive, ruling, instruction, or 
license issued hereunder.
    (d) Transfers of property which otherwise would be null and void or 
unenforceable by virtue of the provisions of this section shall not be 
deemed to be null and void or unenforceable as to any person with whom 
such property was held or maintained (and as to such person only) in 
cases in which such person is able to establish to the satisfaction of 
the Director of the Office of Foreign Assets Control each of the 
following:
    (1) Such transfer did not represent a willful violation of the 
provisions of this part by the person with whom such property was held 
or maintained;
    (2) The person with whom such property was held or maintained did 
not have reasonable cause to know or suspect, in view of all the facts 
and circumstances known or available to such person, that such transfer 
required a license or authorization by or pursuant to this part and was 
not so licensed or authorized, or if a license or authorization did 
purport to cover the transfer, that such license or authorization had 
been obtained by misrepresentation of a third party or the withholding 
of material facts or was otherwise fraudulently obtained; and

[[Page 203]]

    (3) The person with whom such property was held or maintained filed 
with the Office of Foreign Assets Control a report setting forth in full 
the circumstances relating to such transfer promptly upon discovery 
that:
    (i) Such transfer was in violation of the provisions of this part or 
any regulation, ruling, instruction, license, or other direction or 
authorization hereunder; or
    (ii) Such transfer was not licensed or authorized by the Director of 
the Office of Foreign Assets Control; or
    (iii) If a license did purport to cover the transfer, such license 
had been obtained by misrepresentation of a third party or the 
withholding of material facts or was otherwise fraudulently obtained.

    Note to paragraph (d): The filing of a report in accordance with the 
provisions of paragraph (d)(3) of this section shall not be deemed 
evidence that the terms of paragraphs (d)(1) and (2) of this section 
have been satisfied.

    (e) Unless licensed or authorized pursuant to this part, any 
attachment, judgment, decree, lien, execution, garnishment, or other 
judicial process is null and void with respect to any property or 
interest in property blocked pursuant to Sec. 538.201.



Sec. 538.203  Holding of funds in interest-bearing accounts; investment and reinvestment.

    (a) Except as provided in paragraphs (c) or (d) of this section, or 
as otherwise directed by the Office of Foreign Assets Control, any U.S. 
person holding funds, such as currency, bank deposits, or liquidated 
financial obligations, subject to Sec. 538.201(a) shall hold or place 
such funds in a blocked interest-bearing account located in the United 
States.
    (b)(1) For purposes of this section, the term blocked interest-
bearing account means a blocked account:
    (i) In a federally-insured U.S. bank, thrift institution, or credit 
union, provided the funds are earning interest at rates which are 
commercially reasonable; or
    (ii) With a broker or dealer registered with the Securities and 
Exchange Commission under the Securities Exchange Act of 1934, provided 
the funds are invested in a money market fund or in U.S. Treasury Bills.
    (2) For purposes of this section, a rate is commercially reasonable 
if it is the rate currently offered to other depositors on deposits or 
instruments of comparable size and maturity.
    (3) Funds held or placed in a blocked account pursuant to this 
paragraph (b) may not be invested in instruments the maturity of which 
exceeds 180 days. If interest is credited to a separate blocked account 
or sub-account, the name of the account party on each account must be 
the same.
    (c) Blocked funds held in instruments the maturity of which exceeds 
180 days at the time the funds become subject to Sec. 538.201 may 
continue to be held until maturity in the original instrument, provided 
any interest, earnings, or other proceeds derived therefrom are paid 
into a blocked interest-bearing account in accordance with paragraph (b) 
or (d) of this section.
    (d) Blocked funds held in accounts or instruments outside the United 
States at the time the funds become subject to Sec. 538.201 may 
continue to be held in the same type of accounts or instruments, 
provided the funds earn interest at rates which are commercially 
reasonable.
    (e) This section does not create an affirmative obligation for the 
holder of blocked tangible property, such as chattels or real estate, or 
of other blocked property, such as debt or equity securities, to sell or 
liquidate such property at the time the property becomes subject to 
Sec. 538.201. However, the Office of Foreign Assets Control may issue 
licenses permitting or directing such sales in appropriate cases.
    (f) Funds subject to this section may not be held, invested, or 
reinvested in a manner which provides immediate financial or economic 
benefit or access to the Government of Sudan or its entities, nor may 
their holder cooperate in or facilitate the pledging or other attempted 
use as collateral of blocked funds or other assets.



Sec. 538.204  Prohibited importation of goods or services from Sudan.

    Except as otherwise authorized, the importation into the United 
States, directly or indirectly, of any goods or

[[Page 204]]

services of Sudanese origin, other than information or informational 
materials, is prohibited.



Sec. 538.205  Prohibited exportation and reexportation of goods, technology, or services to Sudan.

    Except as otherwise authorized, the exportation or reexportation, 
directly or indirectly, to Sudan of any goods, technology (including 
technical data, software, or other information) or services from the 
United States or by a United States person, wherever located, or 
requiring the issuance of a license by a Federal agency, is prohibited.

[66 FR 36688, July 12, 2001]



Sec. 538.206  Prohibited facilitation.

    Except as otherwise authorized, the facilitation by a United States 
person, including but not limited to brokering activities, of the 
exportation or reexportation of goods, technology, or services from 
Sudan to any destination, or to Sudan from any location, is prohibited.



Sec. 538.207  Prohibited performance of contracts.

    Except as otherwise authorized, the performance by any United States 
person of any contract, including a financing contract, in support of an 
industrial, commercial, public utility, or governmental project in Sudan 
is prohibited.



Sec. 538.208  Prohibited grant or extension of credits or loans to the Government of Sudan.

    Except as otherwise authorized, the grant or extension of credits or 
loans by any United States person to the Government of Sudan is 
prohibited.



Sec. 538.209  Prohibited transportation-related transactions involving Sudan.

    Except as otherwise authorized, the following are prohibited:
    (a) Any transaction by a U.S. person relating to transportation of 
cargo to or from Sudan;
    (b) The provision of transportation of cargo to or from the United 
States by any Sudanese person or any vessel or aircraft of Sudanese 
registration; or
    (c) The sale in the United States by any person holding authority 
under 49 U.S.C. subtitle VII of any transportation of cargo by air that 
includes any stop in Sudan.



Sec. 538.210  Prohibited transactions relating to petroleum and petrochemical industries.

    (a) Except as otherwise authorized, and notwithstanding any contract 
entered into or any license or permit granted prior to October 13, 2006, 
all transactions by United States persons relating to the petroleum or 
petrochemical industries in Sudan, including, but not limited to, 
oilfield services and oil or gas pipelines, are prohibited.
    (b) Except as otherwise authorized, the facilitation by a United 
States person, including but not limited to brokering activities, of any 
transaction relating to the petroleum or petrochemical industries in 
Sudan is prohibited.

[72 FR 61515, Oct. 31, 2007]



Sec. 538.211  Evasions; attempts; conspiracies.

    Any transaction by any United States person or within the United 
States that evades or avoids, or has the purpose of evading or avoiding, 
or attempts to violate, any of the prohibitions set forth in this part 
is prohibited. Any conspiracy formed for the purpose of engaging in a 
transaction prohibited by this part is prohibited.

[63 FR 35810, July 1, 1998. Redesignated at 72 FR 61515, Oct. 31, 2007]



Sec. 538.212  Exempt transactions.

    (a) Personal communications. The prohibitions contained in this part 
do not apply to any postal, telegraphic, telephonic, or other personal 
communication, which does not involve the transfer of anything of value.
    (b) Humanitarian donations. The prohibitions of this part do not 
apply to donations by United States persons of articles, such as food, 
clothing, and medicine, intended to be used to relieve human suffering.
    (c) Information and informational materials. (1) The importation 
from any country and the exportation to any

[[Page 205]]

country of information or informational materials as defined in Sec. 
538.306, whether commercial or otherwise, regardless of format or medium 
of transmission, are exempt from the prohibitions and regulations of 
this part.
    (2) This section does not authorize transactions related to 
information and informational materials not fully created and in 
existence at the date of the transactions, or to the substantive or 
artistic alteration or enhancement of informational materials, or to the 
provision of marketing and business consulting services. Such prohibited 
transactions include, without limitation, payment of advances for 
informational materials not yet created and completed, provision of 
services to market, produce or co-produce, create or assist in the 
creation of information and informational materials, and payment of 
royalties to the Government of Sudan or a person in Sudan with respect 
to income received for enhancements or alterations made by U.S. persons 
to information or informational materials imported from the Government 
of Sudan or a person in Sudan.
    (3) This section does not authorize transactions incident to the 
exportation of software subject to the Export Administration 
Regulations, 15 CFR parts 730-774, or to the exportation of goods, 
technology or software for use in the transmission of any data. The 
exportation of such items to the Government of Sudan or to Sudan is 
prohibited, as provided in Sec. Sec. 538.201 and 538.205.
    (d) Travel. The prohibitions contained in this part do not apply to 
transactions ordinarily incident to travel to or from any country, 
including exportation or importation of accompanied baggage for personal 
use, maintenance within any country including payment of living expenses 
and acquisition of goods or services for personal use, and arrangement 
or facilitation of such travel including non-scheduled air, sea, or land 
voyages.
    (e) Official business. The prohibitions contained in this part do 
not apply to transactions for the conduct of the official business of 
the Federal Government or the United Nations by employees thereof.
    (f) Journalistic activity. The prohibitions contained in this part 
do not apply to transactions in Sudan for journalistic activity by 
persons regularly employed in such capacity by a news-gathering 
organization.
    (g)(1) Specified Areas of Sudan. Except for the provisions of 
Sec. Sec. 538.201 through 538.203, 538.210, and 538.211, and except as 
provided in paragraph (g)(2) of this section, the prohibitions contained 
in this part do not apply to activities or related transactions with 
respect to the Specified Areas of Sudan.
    (2) The exemption in paragraph (g)(1) of this section does not apply 
to the exportation or reexportation of agricultural commodities 
(including bulk agricultural commodities listed in appendix A to this 
part 538), medicine, and medical devices.

    Note to Sec. 538.212(g)(2): See Sec. Sec. 538.523, 538.525, and 
538.526 for licensing requirements governing the transactions described 
in paragraph (g)(2) of this section.


[63 FR 35810, July 1, 1998, as amended at 66 FR 36688, July 12, 2001. 
Redesignated and amended at 72 FR 61515, Oct. 31, 2007]



                      Subpart C_General Definitions



Sec. 538.301  Blocked account; blocked property.

    The terms blocked account and blocked property shall mean any 
account or property subject to the prohibition in Sec. 538.201 held in 
the name of the Government of Sudan or in which the Government of Sudan 
has an interest, and with respect to which payments, transfers, 
exportations, withdrawals, or other dealings may not be made or effected 
except pursuant to an authorization or license from the Office of 
Foreign Assets Control authorizing such action.



Sec. 538.302  Effective date.

    The term effective date refers to the effective date of the 
applicable prohibitions and directives contained in this part which is 
12:01 a.m. EST, November 4, 1997.



Sec. 538.303  Entity.

    The term entity means a partnership, association, trust, joint 
venture, corporation, or other organization.

[[Page 206]]



Sec. 538.304  General license.

    The term general license means any license or authorization the 
terms of which are set forth in this part.



Sec. 538.305  Government of Sudan.

    (a) The term Government of Sudan includes:
    (1) The state and the Government of Sudan, as well as any political 
subdivision, agency, or instrumentality thereof, including the Central 
Bank of Sudan;
    (2) Any entity owned or controlled by the foregoing;
    (3) Any person to the extent that such person is, or has been, or to 
the extent that there is reasonable cause to believe that such person 
is, or has been, since the effective date, acting or purporting to act 
directly or indirectly on behalf of any of the foregoing; and
    (4) Any other person determined by the Director of the Office of 
Foreign Assets Control to be included within paragraphs (a)(1) through 
(a)(3) of this section.
    (b) Effective October 13, 2006, the term Government of Sudan, as 
defined in paragraph (a) of this section, does not include the regional 
government of Southern Sudan.

    Note to Sec. 538.305: Please refer to the appendices at the end of 
this chapter for listings of persons determined to fall within this 
definition who have been designated pursuant to this part. Section 
501.807 of this chapter sets forth the procedures to be followed by 
persons seeking administrative reconsideration of their designation, or 
who wish to assert that the circumstances resulting in the designation 
are no longer applicable.

[63 FR 35810, July 1, 1998, as amended at 72 FR 61516, Oct. 31, 2007]



Sec. 538.306  Information and informational materials.

    (a)(1) For purposes of this part, the term information and 
informational materials means publications, films, posters, phonograph 
records, photographs, microfilms, microfiche, tapes, compact disks, CD 
ROMs, artworks, and news wire feeds, and other information and 
informational materials.
    (2) To be considered informational materials, artworks must be 
classified under chapter subheading 9701, 9702, or 9703 of the 
Harmonized Tariff Schedule of the United States.
    (b) The term information and informational materials with respect to 
U.S. exports does not include items:
    (1) That were, as of April 30, 1994, or that thereafter become, 
controlled for export pursuant to section 5 of the Export Administration 
Act of 1979, 50 U.S.C. App. 2401-2420 (the ``EAA''), or section 6 of the 
EAA to the extent that such controls promote nonproliferation or 
antiterrorism policies of the United States.
    (2) With respect to which acts are prohibited by 18 U.S.C. chapter 
37.



Sec. 538.307  Interest.

    Except as otherwise provided in this part, the term interest when 
used with respect to property (e.g., `` an interest in property'') means 
an interest of any nature whatsoever, direct or indirect.



Sec. 538.308  License.

    Except as otherwise specified, the term license means any license or 
authorization contained in or issued pursuant to this part.



Sec. 538.309  Person.

    The term person means an individual or entity.



Sec. 538.310  Property; property interest.

    The terms property and property interest include, but are not 
limited to, money, checks, drafts, bullion, bank deposits, savings 
accounts, debts, indebtedness, obligations, notes, guarantees, 
debentures, stocks, bonds, coupons, any other financial instruments, 
bankers acceptances, mortgages, pledges, liens or other rights in the 
nature of security, warehouse receipts, bills of lading, trust receipts, 
bills of sale, any other evidences of title, ownership or indebtedness, 
letters of credit and any documents relating to any rights or 
obligations thereunder, powers of attorney, goods, wares, merchandise, 
chattels, stocks on hand, ships, goods on ships, real estate mortgages, 
deeds of trust, vendors' sales agreements, land contracts, leaseholds, 
ground rents, real estate and any other interest therein, options, 
negotiable instruments, trade acceptances, royalties, book accounts, 
accounts payable,

[[Page 207]]

judgments, patents, trademarks or copyrights, insurance policies, safe 
deposit boxes and their contents, annuities, pooling agreements, 
services of any nature whatsoever, contracts of any nature whatsoever, 
and any other property, real, personal, or mixed, tangible or 
intangible, or interest or interests therein, present, future or 
contingent.



Sec. 538.311  Specific license.

    The term specific license means any license or authorization not set 
forth in this part but issued pursuant to this part.



Sec. 538.312  Sudanese origin.

    The term goods or services of Sudanese origin includes:
    (a) Goods produced, manufactured, grown, extracted, or processed 
within Sudan;
    (b) Goods which have entered into Sudanese commerce;
    (c) Services performed in Sudan or by a person ordinarily resident 
in Sudan who is acting as an agent, employee, or contractor of the 
Government of Sudan or of a business entity located in Sudan. Services 
of Sudanese origin are not imported into the United States when such 
services are provided in the United States by a Sudanese national 
employed or resident in the United States.
    (d) The term services of Sudanese origin does not include:
    (1) Diplomatic and consular services performed by or on behalf of 
the Government of Sudan;
    (2) Diplomatic and consular services performed by or on behalf of 
the Government of the United States.



Sec. 538.313  Transfer.

    The term transfer means any actual or purported act or transaction, 
whether or not evidenced by writing, and whether or not done or 
performed within the United States, the purpose, intent, or effect of 
which is to create, surrender, release, convey, transfer, or alter, 
directly or indirectly, any right, remedy, power, privilege, or interest 
with respect to any property and, without limitation upon the foregoing, 
shall include the making, execution, or delivery of any assignment, 
power, conveyance, check, declaration, deed, deed of trust, power of 
attorney, power of appointment, bill of sale, mortgage, receipt, 
agreement, contract, certificate, gift, sale, affidavit, or statement; 
the making of any payment; the setting off of any obligation or credit; 
the appointment of any agent, trustee, or fiduciary; the creation or 
transfer of any lien; the issuance, docketing, filing, or levy of or 
under any judgment, decree, attachment, injunction, execution, or other 
judicial or administrative process or order, or the service of any 
garnishment; the acquisition of any interest of any nature whatsoever by 
reason of a judgment or decree of any foreign country; the fulfillment 
of any condition; the exercise of any power of appointment, power of 
attorney, or other power; or the acquisition, disposition, 
transportation, importation, exportation, or withdrawal of any security.



Sec. 538.314  United States.

    The term United States means the United States, its territories and 
possessions, and all areas under the jurisdiction or authority thereof.



Sec. 538.315  United States person; U.S. person.

    The term United States person or U.S. person means any United States 
citizen, permanent resident alien, entity organized under the laws of 
the United States or any jurisdiction within the United States 
(including foreign branches), or any person in the United States.



Sec. 538.316  U.S. financial institution.

    The term U.S. financial institution means any U.S. entity (including 
foreign branches) that is engaged in the business of accepting deposits, 
making, granting, transferring, holding, or brokering loans or credits, 
or purchasing or selling foreign exchange, securities, commodity futures 
or options, or procuring purchasers and sellers thereof, as principal or 
agent; including, but not limited to, depository institutions, banks, 
savings banks, trust companies, securities brokers and dealers, 
commodity futures and options brokers and dealers, forward contract and 
foreign exchange merchants, securities and commodities exchanges,

[[Page 208]]

clearing corporations, investment companies, employee benefit plans, and 
U.S. holding companies, U.S. affiliates, or U.S. subsidiaries of any of 
the foregoing. This term includes those branches, offices and agencies 
of foreign financial institutions which are located in the United 
States, but not such institutions' foreign branches, offices, or 
agencies.



Sec. 538.317  U.S. depository institution.

    The term U.S. depository institution means any entity (including its 
foreign branches) organized under the laws of the United States or of 
any jurisdiction within the United States, or any agency, office or 
branch located in the United States of a foreign entity, that is engaged 
primarily in the business of banking (for example, banks, savings banks, 
savings associations, credit unions, trust companies and United States 
bank holding companies) and is subject to regulation by federal or state 
banking authorities.

[70 FR 34062, June 13, 2005]



Sec. 538.318  U.S. registered broker or dealer in securities.

    The term U.S. registered broker or dealer in securities means any 
U.S. citizen, permanent resident alien, or entity organized under the 
laws of the United States or of any jurisdiction within the United 
States, including its foreign branches, or any agency, office or branch 
of a foreign entity located in the United States, that:
    (a) Is a ``broker'' or ``dealer'' in securities within the meanings 
set forth in the Securities Exchange Act of 1934;
    (b) Holds or clears customer accounts; and
    (c) Is registered with the Securities and Exchange Commission under 
the Securities Exchange Act of 1934.

[70 FR 34062, June 13, 2005]



Sec. 538.319  U.S. registered money transmitter.

    The term U.S. registered money transmitter means any U.S. citizen, 
permanent resident alien, or entity organized under the laws of the 
United States or of any jurisdiction within the United States, including 
its foreign branches, or any agency, office or branch of a foreign 
entity located in the United States, that is a money transmitter, as 
defined in 31 CFR 103.11(uu)(5), that is registered pursuant to 31 CFR 
103.41.

[70 FR 34062, June 13, 2005]



Sec. 538.320  Specified Areas of Sudan.

    (a) The term Specified Areas of Sudan means Southern Sudan, Southern 
Kordofan/Nuba Mountains State, Blue Nile State, Abyei, Darfur, and 
marginalized areas in and around Khartoum.
    (b) The term marginalized areas in and around Khartoum means the 
following official camps for internally displaced persons: Mayo, El 
Salaam, Wad El Bashir, and Soba.

[72 FR 61516, Oct. 31, 2007]



                        Subpart D_Interpretations



Sec. 538.401  Reference to amended sections.

    Except as otherwise specified, reference to any section of this part 
or to any regulation, ruling, order, instruction, direction, or license 
issued pursuant to this part shall be deemed to refer to the same as 
currently amended.



Sec. 538.402  Effect of amendment.

    Any amendment, modification, or revocation of any section of this 
part or of any order, regulation, ruling, instruction, or license issued 
by or under the direction of the Director of the Office of Foreign 
Assets Control shall not, unless otherwise specifically provided, affect 
any act done or omitted to be done, or any civil or criminal suit or 
proceeding commenced or pending prior to such amendment, modification, 
or revocation. All penalties, forfeitures, and liabilities under any 
such order, regulation, ruling, instruction, or license continue and may 
be enforced as if such amendment, modification, or revocation had not 
been made.



Sec. 538.403  Termination and acquisition of an interest in blocked property.

    (a) Whenever a transaction licensed or authorized by or pursuant to 
this part results in the transfer of property (including any property 
interest) away from the Government of Sudan, such

[[Page 209]]

property shall no longer be deemed to be property in which the 
Government of Sudan has or has had an interest unless there exists in 
the property another interest of the Government of Sudan, the transfer 
of which has not been effected pursuant to license or other 
authorization.
    (b) Unless otherwise specifically provided in a license or 
authorization issued pursuant to this part, if property (including any 
property interest) is transferred or attempted to be transferred to the 
Government of Sudan, such property shall be deemed to be property in 
which there exists an interest of the Government of Sudan.



Sec. 538.404  Setoffs prohibited.

    A setoff against blocked property (including a blocked account), 
whether by a U.S. bank or other U.S. person, is a prohibited transfer 
under Sec. 538.201 if effected after the effective date.



Sec. 538.405  Transactions incidental to a licensed transaction authorized.

    Any transaction ordinarily incident to a licensed transaction and 
necessary to give effect thereto is also authorized, except:
    (a) A transaction by an unlicensed Sudanese governmental entity or 
involving a debit to a blocked account or a transfer of blocked property 
not explicitly authorized within the terms of the license;
    (b) Provision of any transportation services to or from Sudan not 
explicitly authorized in or pursuant to this part other than loading, 
transporting, and discharging licensed or exempt cargo there.
    (c) Distribution or leasing in Sudan of any containers or similar 
goods owned or controlled by United States persons after the performance 
of transportation services to Sudan; and
    (d) Financing of licensed sales for exportation or reexportation of 
agricultural commodities or products, medicine, or medical equipment to 
Sudan or the Government of Sudan. See Sec. 538.525.

[64 FR 41786, Aug. 2, 1999, as amended at 66 FR 36688, July 12, 2001]



Sec. 538.406  Exportation of services; performance of service contracts; legal services.

    (a) The prohibition on the exportation of services contained in 
Sec. 538.205 applies to services performed on behalf of the Government 
of Sudan, or where the benefit of such services is otherwise received in 
Sudan, when such services are performed:
    (1) In the United States;
    (2) By a U.S. person, wherever located;
    (3) By an entity located in the United States, including its 
overseas branches; or
    (4) Outside the United States by an individual U.S. person 
ordinarily resident in the United States.
    (b) The benefit of services performed anywhere in the world on 
behalf of the Government of Sudan, including services performed for a 
controlled entity or agent of the Government of Sudan, is presumed to be 
received in Sudan.
    (c) The prohibitions contained in Sec. Sec. 538.201 and 538.207 
apply to services performed by U.S. persons, wherever located:
    (1) On behalf of the Government of Sudan;
    (2) With respect to property interests of the Government of Sudan; 
or
    (3) In support of an industrial, commercial, public utility or 
governmental project in Sudan.
    (d) Example: U.S. persons may not, without specific authorization 
from the Office of Foreign Assets Control, represent an individual or 
entity with respect to contract negotiations, contract performance, 
commercial arbitration, or other business dealings with the Government 
of Sudan. See Sec. 538.505 on licensing policy with regard to the 
provision of certain legal services.



Sec. 538.407  Facilitation by a United States person.

    (a) The prohibition contained in Sec. 538.206 against facilitation 
by a United States person of the exportation or reexportation of goods, 
technology, or services between Sudan and any destination (including the 
United States) bars any unlicensed action by a U.S. person that assists 
or supports trading activity with Sudan by any

[[Page 210]]

person. Facilitation of a trade or financial transaction that could be 
engaged in directly by a U.S. person or from the United States 
consistent with the prohibitions, general licenses and exemptions 
contained in this part is not prohibited. Activity of a purely clerical 
or reporting nature that does not further trade or financial 
transactions with Sudan or the Government of Sudan is not considered 
prohibited facilitation. For example, reporting on the results of a 
subsidiary's trade with Sudan is not prohibited, while financing or 
insuring that trade or warranting the quality of goods sold by a 
subsidiary to the Government of Sudan constitutes prohibited 
facilitation.
    (b) To avoid potential liability for U.S. persons under this part, a 
U.S. parent corporation must ensure that its foreign subsidiaries act 
independently of any U.S. person with respect to all transactions and 
activities relating to the exportation or reexportation of goods, 
technology, or services between Sudan and any other location including 
but not limited to business and legal planning; decision making; 
designing, ordering or transporting goods; and financial, insurance, and 
other risks. See Sec. 538.505 with respect to exports of, inter alia, 
certain legal services benefitting Sudan.
    (c) No U.S. person may change its policies or operating procedures, 
or those of a foreign affiliate or subsidiary, in order to enable a 
foreign entity owned or controlled by U.S. persons to enter into a 
transaction that could not be entered into directly by a U.S. person or 
from the United States pursuant to this part.
    (d) No U.S. person may refer to a foreign person purchase orders, 
requests for bids, or similar business opportunities involving Sudan or 
the Government of Sudan to which the United States person could not 
directly respond as a result of the prohibitions contained in this part.



Sec. 538.408  Offshore transactions.

    (a) The prohibitions contained in Sec. Sec. 538.201 and 538.206 
apply to transactions by any U.S. person in a location outside the 
United States with respect to property in which the U.S. person knows, 
or has reason to know, the Government of Sudan has or has had an 
interest since the effective date, or with respect to goods, technology 
or services which the U.S. person knows, or has reason to know, are of 
Sudanese origin or owned or controlled by the Government of Sudan.
    (b) Prohibited transactions include, but are not limited to, 
importation into or exportation from locations outside the United States 
of, or purchasing, selling, financing, swapping, insuring, transporting, 
lifting, storing, incorporating, transforming, brokering, or otherwise 
dealing in, within such locations, goods, technology or services of 
Sudanese origin.
    (c) Examples. (1) A U.S. person may not, within the United States or 
abroad, purchase, sell, finance, insure, transport, act as a broker for 
the sale or transport of, or otherwise deal in, Sudanese crude oil or 
sugar refined in Sudan.
    (2) A U.S. person may not, within the United States or abroad, 
conduct transactions of any nature whatsoever with an entity that the 
U.S. person knows or has reason to know is the Government of Sudan, 
including a controlled entity or agent of that Government, or which 
benefits or supports the business of an entity located in Sudan, unless 
the entity is licensed by the Office of Foreign Assets Control to 
conduct such transactions with U.S. persons or the transaction is 
generally licensed in, or exempted from the prohibitions of, this part.



Sec. 538.409  Transshipments through the United States prohibited.

    (a) The prohibitions in Sec. 538.205 apply to the importation into 
the United States, for transshipment or transit, of goods which are 
intended or destined for Sudan, or an entity operated from Sudan.
    (b) The prohibitions in Sec. 538.204 apply to the importation into 
the United States, for transshipment or transit, of goods of Sudanese 
origin which are intended or destined for third countries.
    (c) Goods in which the Government of Sudan has an interest which are 
imported into or transshipped through the United States are blocked 
pursuant to Sec. 538.201.

[[Page 211]]



Sec. 538.410  Imports of Sudanese goods from third countries; transshipments.

    (a) Importation into the United States from third countries of goods 
containing raw materials or components of Sudanese origin is not 
prohibited if those raw materials or components have been incorporated 
into manufactured products or otherwise substantially transformed in a 
third country.
    (b) Importation into the United States of goods of Sudanese origin 
that have been transshipped through a third country without being 
incorporated into manufactured products or otherwise substantially 
transformed in a third country are prohibited.



Sec. 538.411  Exports to third countries; transshipments.

    Exportation of goods or technology (including technical data, 
software, information not exempted from the prohibition of this part 
pursuant to Sec. 538.211, or technical assistance) from the United 
States to third countries is prohibited if the exporter knows, or has 
reason to know, that the goods or technology are intended for 
transshipment to Sudan (including passage through, or storage in, 
intermediate destinations). The exportation of goods or technology 
intended specifically for incorporation or substantial transformation 
into a third-country product is also prohibited if the particular 
product is to be used in Sudan, is being specifically manufactured to 
fill a Sudanese order, or if the manufacturer's sales of the particular 
product are predominantly to Sudan.



Sec. 538.414  Loans or extensions of credit.

    (a) The prohibition in Sec. 538.205 applies to loans or extensions 
of credit to a person in Sudan, including overdraft protection on 
checking accounts, and the unlicensed renewal or rescheduling of credits 
or loans in existence as of the effective date, whether by affirmative 
action or operation of law.
    (b) The prohibition in Sec. 538.205 applies to financial services 
including loans or credits extended in any currency.



Sec. 538.415  Payments involving Sudan.

    Before a United States financial institution initiates a payment 
subject to the prohibitions contained in this part on behalf of any 
customer, or credits a transfer subject to such prohibitions to the 
account on its books of the ultimate beneficiary, the U.S. financial 
institution must determine that the transfer is not prohibited by this 
part.



Sec. 538.416  Payments from blocked accounts to U.S. exporters and for other obligations prohibited.

    No debits may be made to a blocked account to pay obligations to 
U.S. persons or other persons, including payment for goods, technology 
or services exported prior to the effective date, except as authorized 
pursuant to this part.



Sec. 538.417  Transshipments through Sudan.

    (a) The exportation or reexportation of goods, technology, or 
services to the Specified Areas of Sudan is exempt under Sec. 
538.212(g) only if such goods, technology, or services do not transit or 
transship through any area of Sudan other than the Specified Areas of 
Sudan.
    (b) The importation into the United States of goods or services 
from, or originating in, the Specified Areas of Sudan is exempt under 
Sec. 538.212(g) only if such goods or services do not transit or 
transship through any area of Sudan other than the Specified Areas of 
Sudan.
    Note to Sec. 538.417. See Sec. 538.532, which authorizes 
humanitarian transshipments to or from Southern Sudan and Darfur.

[72 FR 61516, Oct. 31, 2007]



Sec. 538.418  Financial transactions in Sudan.

    (a) Any financial transaction with a depository institution located 
in an area of Sudan other than the Specified Areas of Sudan, e.g., 
Khartoum, remains prohibited.
    (b) Financial transactions are no longer prohibited by this part if:
    (1) The underlying activity is not prohibited by this part;
    (2) The financial transaction involves a third-country depository 
institution,

[[Page 212]]

or a Sudanese depository institution not owned or controlled by the 
Government of Sudan, that is located in the Specified Areas of Sudan; 
and
    (3) The financial transaction is not routed through a depository 
institution that is located in an area of Sudan other than the Specified 
Areas of Sudan or that is owned or controlled by the Government of 
Sudan, wherever located.
    (c) Example. A U.S. bank is instructed to transfer funds to the 
Abyei branch of a Sudanese bank that is not owned or controlled by the 
Government of Sudan. In order for the transfer to take place, the U.S. 
bank is required to route the funds through the Sudanese bank's 
headquarters, which is located in Khartoum. Due to the routing of the 
financial transaction through Khartoum, this transaction is prohibited 
and requires authorization from the Office of Foreign Assets Control. 
However, if the U.S. bank is able to bypass the Khartoum headquarters 
and transfer the funds directly to the Abyei branch of the Sudanese 
bank, then the transaction would not be prohibited.

[72 FR 61516, Oct. 31, 2007]



 Subpart E_Licenses, Authorizations, and Statements of Licensing Policy



Sec. 538.500  Licensing procedures.

    For provisions relating to licensing procedures, see part 501, 
subpart E, of this chapter. Licensing actions taken pursuant to part 501 
of this chapter with respect to the prohibitions contained in this part 
are considered actions taken pursuant to this part.

[68 FR 53658, Sept. 11, 2003]



Sec. 538.501  Effect of license or authorization.

    (a) No license or other authorization contained in this part, or 
otherwise issued by or under the direction of the Director of the Office 
of Foreign Assets Control, authorizes or validates any transaction 
effected prior to the issuance of the license, unless specifically 
provided in such license or authorization.
    (b) No regulation, ruling, instruction, or license authorizes any 
transaction prohibited under this part unless the regulation, ruling, 
instruction, or license is issued by the Office of Foreign Assets 
Control and specifically refers to this part. No regulation, ruling, 
instruction, or license referring to this part shall be deemed to 
authorize any transaction prohibited by any provision of this chapter 
unless the regulation, ruling, instruction or license specifically 
refers to such provision.
    (c) Any regulation, ruling, instruction, or license authorizing any 
transaction otherwise prohibited under this part has the effect of 
removing a prohibition or prohibitions contained in this part from the 
transaction, but only to the extent specifically stated by its terms. 
Unless the regulation, ruling, instruction, or license otherwise 
specifies, such an authorization does not create any right, duty, 
obligation, claim, or interest in, or with respect to, any property 
which would not otherwise exist under ordinary principles of law.



Sec. 538.502  Exclusion from licenses and authorizations.

    The Director of the Office of Foreign Assets Control reserves the 
right to exclude any person, property, or transaction from the operation 
of any license, or from the privileges therein conferred, or to restrict 
the applicability thereof with respect to particular persons, property, 
transactions, or classes thereof. Such action shall be binding upon all 
persons receiving actual or constructive notice of such exclusion or 
restriction.



Sec. 538.503  Payments and transfers to blocked accounts in U.S. financial institutions.

    Any payment of funds or transfer of credit in which the Government 
of Sudan has any interest, that comes within the possession or control 
of a U.S. financial institution, must be blocked in an account on the 
books of that financial institution. A transfer of funds or credit by a 
U.S. financial institution between blocked accounts in its branches or 
offices is authorized, provided that no transfer is made from an account 
within the United States to an account held outside the United States, 
and further provided that a

[[Page 213]]

transfer from a blocked account may only be made to another blocked 
account held in the same name.

    Note to Sec. 538.503: Please refer to Sec. 501.603 of this chapter 
for mandatory reporting requirements regarding financial transfers. See 
also Sec. 538.203 concerning the obligation to hold blocked funds in 
interest-bearing accounts.



Sec. 538.504  Entries in certain accounts for normal service charges authorized.

    (a) U.S. financial institutions are hereby authorized to debit any 
blocked account with such U.S. financial institution in payment or 
reimbursement for normal service charges owed to such U.S. financial 
institution by the owner of such blocked account.
    (b) As used in this section, the term normal service charge shall 
include charges in payment or reimbursement for interest due; cable, 
telegraph, or telephone charges; postage costs; custody fees; small 
adjustment charges to correct bookkeeping errors; and, but not by way of 
limitation, minimum balance charges, notary and protest fees, and 
charges for reference books, photocopies, credit reports, transcripts of 
statements, registered mail, insurance, stationery and supplies, and 
other similar items.



Sec. 538.505  Provision of certain legal services to the Government of Sudan, persons in Sudan, or benefitting Sudan.

    (a) The provision to the Government of Sudan, to a person in Sudan, 
or in circumstances in which the benefit is otherwise received in Sudan, 
of the legal services set forth in paragraph (b) of this section is 
authorized, provided that all receipts of payment therefor must be 
specifically licensed. The provision of any other legal services as 
interpreted in Sec. 538.406 requires the issuance of a specific 
license.
    (b) Specific licenses may be issued, on a case-by-case basis, 
authorizing receipt, from unblocked sources, of payment of professional 
fees and reimbursement of incurred expenses for the following legal 
services by U.S. persons to the Government of Sudan or to a person in 
Sudan:
    (1) Provision of legal advice and counseling to the Government of 
Sudan, to a person in Sudan, or in circumstances in which the benefit is 
otherwise received in Sudan, on the requirements of and compliance with 
the laws of any jurisdiction within the United States, provided that 
such advice and counseling is not provided to facilitate transactions in 
violation of this part;
    (2) Representation of the Government of Sudan or a person in Sudan 
when named as a defendant in or otherwise made a party to domestic U.S. 
legal, arbitration, or administrative proceedings;
    (3) Initiation of domestic U.S. legal, arbitration, or 
administrative proceedings in defense of property interests subject to 
U.S. jurisdiction of the Government of Sudan, or of a person in Sudan;
    (4) Representation of the Government of Sudan or a person in Sudan 
before any federal agency with respect to the imposition, 
administration, or enforcement of U.S. sanctions against Sudan; and
    (5) Provision of legal services in any other context in which 
prevailing U.S. law requires access to legal counsel at public expense.
    (c) Enforcement of any lien, judgment, arbitral award, decree, or 
other order through execution, garnishment or other judicial process 
purporting to transfer or otherwise alter or affect a property interest 
of the Government of Sudan is prohibited unless specifically licensed in 
accordance with Sec. 538.202(e).



Sec. 538.506  30-day delayed effective date for pre-November 4, 1997 trade contracts involving Sudan.

    (a) Pre-existing trade contracts. Trade transactions required under 
a contract entered into prior to November 4, 1997 (a ``pre-existing 
trade contract''), otherwise prohibited by this part, including the 
importation of goods or services of Sudanese origin or the exportation 
of goods, services, or technology that was authorized under applicable 
Federal regulations in force immediately prior to November 4, 1997, are 
authorized without specific licensing by the Office of Foreign Assets 
Control as follows:
    (1) Exports or reexports are authorized until 12:01 a.m. EST, 
December 4,

[[Page 214]]

1997, and non-financing activity by U.S. persons incidental to the 
performance of the pre-existing trade contract (such as the provision of 
transportation or insurance) is authorized through 12:01 a.m. EST, 
February 2, 1998, if the pre-existing trade contract is for:
    (i) The exportation of goods, services, or technology from the 
United States or a third country that was authorized under applicable 
Federal regulations in force immediately prior to November 4, 1997; or
    (ii) The reexportation of goods or technology that was authorized 
under applicable Federal regulations in force immediately prior to 
November 4, 1997.
    (2) If the pre-existing trade contract is for the importation of 
goods or services of Sudanese origin or other trade transactions 
relating to goods or services of Sudanese origin or owned or controlled 
by the Government of Sudan, importations under the pre-existing trade 
contract are authorized until 12:01 a.m. EST, December 4, 1997.
    (3) For purposes of this section, goods are considered to be 
exported upon final loading aboard the exporting conveyance in the 
country of export. Goods are considered to be imported upon arrival in 
the jurisdiction of the country of importation.
    (b)(1) Financing for pre-existing trade contracts. In general, no 
financing services prohibited by this part may be performed after 12:01 
a.m. EST, November 4, 1997. However, letters of credit and other 
financing agreements with respect to the trade transactions authorized 
in paragraph (a) of this section may be performed according to their 
terms, and may be extended or renewed, except that:
    (i) Any payment required to be made to the Government of Sudan or 
any person blocked pursuant to this part or otherwise, including 
payments authorized with respect to trade transactions described in 
paragraph (a) of this section, must be made into a blocked account in 
the United States; and
    (ii) No payment may be made from a blocked account unless authorized 
by a specific license issued by the Office of Foreign Assets Controls.
    (2) Specific licenses may be issued by the Office of Foreign Asset 
Controls on a case-by-case basis to permit a U.S. bank to debit a 
blocked account of the Government of Sudan for funds held as collateral 
under an irrevocable letter of credit issued or confirmed by it, or a 
letter of credit reimbursement confirmed by it, for goods, services or 
technology exported, or goods or technology reexported, prior to 12:01 
a.m. EST, December 4, 1997, directly or indirectly to Sudan, or to third 
countries for an entity operated from Sudan, or for the benefit of the 
Government of Sudan. The application for a license must:
    (i) Present evidence satisfactory to the Office of Foreign Asset 
Controls that the exportation or reexportation occurred prior to 12:01 
a.m. EST, December 4, 1997; and
    (ii) Include an explanation of the facts and circumstances 
surrounding the entry and execution of the export or reexport 
transaction, including the names and addresses of all Sudanese 
participants in the transaction and all Sudanese persons having an 
ownership interest in the beneficiary of the letter of credit.
    (c) Blocked Government of Sudan accounts. Nothing in this section 
permits debits to a blocked account of the Government of Sudan absent 
the issuance of a specific license by Office of Foreign Asset Controls 
authorizing such a debit. The operation of an account of the Government 
of Sudan in a financial institution does not constitute a trade 
transaction for purposes of this section.
    (d) Existence of contract. The existence of a contract will be 
determined with reference to the principles contained in Article 2 of 
the Uniform Commercial Code.
    (e) Reporting requirement. Although a specific license from Office 
of Foreign Asset Controls is not required for any transaction authorized 
in paragraph (a) of this section, any U.S. person engaging in a 
transaction described in paragraph (a) of this section is required to 
report such transaction immediately to the Office of Foreign Asset 
Controls and provide a description of the underlying trade contract. 
Such reports should be directed to the Office of Foreign Assets Control, 
Attn: Compliance Programs Division/Sudan Contracts, 1500 Pennsylvania 
Avenue, NW.,

[[Page 215]]

Annex-2nd Floor, Washington, DC 20220. Such reports may be made by 
facsimile transmission to 202/622-1657.
    (f) Licensing and reporting provisions. For provisions relating to 
applications to the Office of Foreign Asset Controls for specific 
licenses and reporting requirements, see Sec. Sec. 501.606 and 501.808 
of this chapter.



Sec. 538.507  Reexports by non-U.S. persons.

    (a) Goods and technology subject to export license application 
requirements under other United States regulations. The reexportation to 
Sudan or the Government of Sudan by a non-U.S. person of any goods or 
technology exported from the United States, the exportation of which to 
Sudan is subject to export or reexport license application requirements, 
is authorized under this section provided that the goods or technology:
    (1) Have been incorporated into another product outside the United 
States and constitute 10 percent or less by value of that product 
exported from a third country; or
    (2) Have been substantially transformed outside the United States.

    Note to paragraph (a) of Sec. 538.507: Notwithstanding the 
authorization set forth in paragraph (a), a non-U.S. person's 
reexportation of goods, technology or software of U.S. origin that are 
subject to the Export Administration Regulations (15 CFR parts 730 
through 774) may require specific authorization from the Department of 
Commerce, Bureau of Industry and Security.

    (b) Goods and technology not subject to export license application 
requirements under other United States regulations. The reexportation to 
Sudan or the Government of Sudan by a non-U.S. person of any goods or 
technology of U.S. origin, the exportation of which to Sudan is not 
subject to any export license application requirements under any other 
United States regulations, is authorized under this section.

    Note to paragraph (b) of Sec. 538.507: However, the reexportation 
by non-U.S. persons of U.S.-origin goods, technology or software 
classified as EAR99 under the Export Administration Regulations (15 CFR 
parts 730 through 774) may require specific authorization from the 
Department of Commerce, Bureau of Industry and Security. See, for 
example, the end-use and end-user restrictions set forth in 15 CFR part 
744.

[70 FR 34062, June 13, 2005]



Sec. 538.508  Certain payments by the Government of Sudan of obligations to persons within the United States authorized.

    Specific licenses may be issued on a case-by-case basis to permit 
the transfer of funds after the effective date by, through, or to any 
U.S. financial institution or other U.S. person not blocked pursuant to 
this chapter, from a non-blocked account outside of the United States, 
solely for the purpose of payment of obligations of the Government of 
Sudan to persons or accounts within the United States, provided that the 
obligation arose prior to the effective date, and the payment requires 
no debit to a blocked account.



Sec. 538.509  Certain services relating to participation in various events authorized.

    The importation of Sudanese-origin services into the United States 
is authorized where such services are performed in the United States by 
a Sudanese national who enters the United States on a visa issued by the 
State Department for the purpose of participating in a public 
conference, performance, exhibition or similar event, and such services 
are consistent with that purpose.



Sec. 538.510  Importation and exportation of certain gifts authorized.

    The importation into the United States of Sudanese-origin goods, and 
the exportation from the United States of goods, is authorized for goods 
sent as gifts to persons provided that the value of the gift is not more 
than $100; the goods are of a type and in quantities normally given as 
gifts between individuals; and the goods are not controlled for chemical 
and biological weapons (CB), missile technology (MT), national security 
(NS), or nuclear proliferation (NP)(see Commerce Control List, 15 CFR 
part 774 of the Export Administration Regulations).

[[Page 216]]



Sec. 538.511  Accompanied baggage authorized.

    (a) Persons entering the United States directly or indirectly from 
Sudan are authorized to import into the United States Sudanese-origin 
accompanied baggage normally incident to travel.
    (b) Persons leaving the United States for Sudan are authorized to 
export from the United States accompanied baggage normally incident to 
travel.
    (c) For purposes of this section, the term accompanied baggage 
normally incident to travel includes only baggage that:
    (1) Accompanies the traveler on the same aircraft, train, or 
vehicle;
    (2) Includes only articles that are necessary for personal use 
incident to travel, are not intended for any other person or for sale, 
and are not otherwise prohibited from importation or exportation under 
applicable United States laws.



Sec. 538.512  Transactions related to telecommunications authorized.

    All transactions with respect to the receipt and transmission of 
telecommunications involving Sudan are authorized. This section does not 
authorize the provision to the Government of Sudan or a person in Sudan 
of telecommunications equipment or technology.



Sec. 538.513  Transactions related to mail authorized.

    All transactions by U.S. persons, including payment and transfers to 
common carriers, incident to the receipt or transmission of mail between 
the United States and Sudan are authorized, provided that mail is 
limited to personal communications not involving a transfer of anything 
of value.



Sec. 538.514  Certain transactions related to patents, trademarks and copyrights authorized.

    (a) All of the following transactions in connection with patent, 
trademark, copyright or other intellectual property protection in the 
United States or Sudan are authorized:
    (1) The filing and prosecution of any application to obtain a 
patent, trademark, copyright or other form of intellectual property 
protection;
    (2) The receipt of a patent, trademark, copyright or other form of 
intellectual property protection;
    (3) The renewal or maintenance of a patent, trademark, copyright or 
other form of intellectual property protection; and
    (4) The filing and prosecution of opposition or infringement 
proceedings with respect to a patent, trademark, copyright or other form 
of intellectual property protection, or the entrance of a defense to any 
such proceedings.
    (b) This section authorizes the payment of fees currently due to the 
United States Government, or of the reasonable and customary fees and 
charges currently due to attorneys or representatives within the United 
States, in connection with the transactions authorized in paragraph (a) 
of this section. Payment effected pursuant to the terms of this 
paragraph may not be made from a blocked account.
    (c) This section authorizes the payment of fees currently due to the 
Government of Sudan, or of the reasonable and customary fees and charges 
currently due to attorneys or representatives within Sudan, in 
connection with the transactions authorized in paragraph (a) of this 
section.
    (d) Nothing in this section affects obligations under any other 
provision of law.



Sec. 538.515  Certain imports for diplomatic or official personnel authorized.

    All transactions ordinarily incident to the importation of any goods 
or services into the United States destined for official or personal use 
by the diplomatic missions of the Government of Sudan to the United 
States and to international organizations located in the United States 
are authorized, provided that such goods or services are not for resale, 
and unless such importation is otherwise prohibited by law.



Sec. 538.516  Diplomatic pouches.

    The following transactions are authorized:
    (a) The importation into the United States from Sudan, or the 
exportation from the United States to Sudan, of

[[Page 217]]

diplomatic pouches and their contents; and
    (b) The exportation or reexportation, directly or indirectly, from 
the United States or by a U.S. person, wherever located, of any goods or 
technology to a third-country government, or to its contractors or 
agents, for shipment to Sudan via a diplomatic pouch. To the extent 
necessary, this section also authorizes the shipment of such goods or 
technology by the third-country government to Sudan via a diplomatic 
pouch.
    Note to paragraph (b) of Sec. 538.516: The exportation or 
reexportation of certain U.S.-origin goods or technology to a third-
country government, or to its contractors or agents, may require 
authorization by the U.S. Department of Commerce under the Export 
Administration Regulations (15 CFR parts 730 et seq.).

[72 FR 15832, Apr. 3, 2007]



Sec. 538.517  Allowable payments for overflights of Sudanese airspace.

    Payments to Sudan of charges for services rendered by the Government 
of Sudan in connection with the overflight of Sudan or emergency landing 
in Sudan of aircraft owned by a United States person or registered in 
the United States are authorized.



Sec. 538.518  Household goods and personal effects.

    (a) The exportation from the United States to Sudan of household and 
personal effects, including baggage and articles for family use, of 
persons departing the United States to relocate in Sudan is authorized 
provided the articles included in such effects have been actually used 
by such persons or by family members accompanying them, are not intended 
for any other person or for sale, and are not otherwise prohibited from 
exportation.
    (b) The importation of Sudanese-origin household and personal 
effects, including baggage and articles for family use, of persons 
arriving in the United States is authorized; to qualify, articles 
included in such effects must have been actually used abroad by such 
persons or by other family members arriving from the same foreign 
household, must not be intended for any other person or for sale, and 
must not be otherwise prohibited from importation.



Sec. 538.519  Aircraft and maritime safety.

    Specific licenses may be issued on a case-by-case basis for the 
exportation and reexportation of goods, services, and technology to 
insure the safety of civil aviation and safe operation of U.S.-origin 
commercial passenger aircraft, and to ensure the safety of ocean-going 
maritime traffic in international waters.



Sec. 538.520  Extensions or renewals of loans and credits.

    (a) Specific licenses may be issued on a case-by-case basis for 
rescheduling loans or otherwise extending the maturities of existing 
loans, and for charging fees or interest at commercially reasonable 
rates in connection therewith, provided that no new funds or credits are 
thereby transferred or extended to Sudan or the Government of Sudan.
    (b) Specific licenses may be issued on a case-by-case basis, at the 
request of the account party, for the extension or renewal of a letter 
of credit or a standby letter of credit issued or confirmed by a U.S. 
financial institution.



Sec. 538.521  Registration of nongovernmental organizations for humanitarian or religious activities.

    (a) Registration numbers may be issued on a case-by-case basis for 
the registration of nongovernmental organizations involved in 
humanitarian or religious activities in Sudan, authorizing transactions 
by such organizations otherwise prohibited by this part, including the 
exportation of services, goods, software, or technology to Sudan and the 
transfer of funds to and from Sudan for the purpose of relieving human 
suffering. Applicants for registration numbers must comply with the 
requirements of Sec. 501.801(c), 31 CFR chapter V.
    (b) This section does not authorize transfers from blocked accounts.

    Note to Sec. 538.521: Registration does not excuse a U.S. person 
from compliance with other applicable U.S. laws governing the 
exportation or reexportation of U.S.-origin goods, software, or 
technology (including technical data). See, e.g., the Export 
Administration Regulations administered by the

[[Page 218]]

U.S. Department of Commerce (15 CFR parts 730-774).

[66 FR 2728, Jan. 11, 2001]



Sec. 538.522  Transactions related to U.S. citizens residing in Sudan.

    U.S. persons are authorized to engage in transactions in Sudan 
ordinarily incident to the routine and necessary maintenance and other 
personal living expenses of U.S. citizens who reside on a permanent 
basis in Sudan.



Sec. 538.523  Commercial sales, exportation, and reexportation of agricultural commodities, medicine, and medical devices.

    (a) One-year license requirement. The exportation or reexportation 
of agricultural commodities (including bulk agricultural commodities 
listed in appendix A to this part 538), medicine, or medical devices to 
the Government of Sudan, any entity in Sudan, individuals in Sudan, or 
persons in third countries purchasing specifically for resale to any of 
the foregoing, shall only be made pursuant to a one-year license issued 
by the U.S. Department of the Treasury, Office of Foreign Assets 
Control, for contracts entered into during the one-year period of the 
license and shipped within the 12-month period beginning on the date of 
the signing of the contract. No license will be granted for the 
exportation or reexportation of agricultural commodities, medicine, or 
medical equipment to any entity or individual in Sudan promoting 
international terrorism. Executory contracts entered into pursuant to 
paragraph (b)(2) of this section prior to the issuance of the one-year 
license described in this paragraph shall be deemed to have been signed 
on the date of issuance of that one-year license (and, therefore, the 
exporter is authorized to make shipments under that contract within the 
12-month period beginning on the date of issuance of the one-year 
license).
    (b) General license for arrangement of exportation or reexportation 
of covered products. (1) The making of shipping arrangements, cargo 
inspection, obtaining of insurance, and arrangement of financing 
(consistent with Sec. 538.525) for the exportation or reexportation of 
agricultural commodities, medicine, or medical devices to the Government 
of Sudan, entities in Sudan, individuals in Sudan, or persons in third 
countries purchasing specifically for resale to any of the foregoing, is 
authorized.
    (2) If desired, entry into executory contracts (including executory 
pro forma invoices, agreements in principle, or executory offers capable 
of acceptance such as bids in response to public tenders) for the 
exportation or reexportation of agricultural commodities, medicine, and 
medical devices to the Government of Sudan, entities in Sudan, 
individuals in Sudan, or persons in third countries purchasing 
specifically for resale to any of the foregoing, is authorized, provided 
that performance of an executory contract is expressly made contingent 
upon the prior issuance of the one-year license described in paragraph 
(a) of this section.
    (c) Instructions for obtaining one-year licenses. In order to obtain 
the one-year license described in paragraph (a), the exporter must 
provide to the Office of Foreign Assets Control:
    (1) The applicant's full legal name (if the applicant is a business 
entity, the state or jurisdiction of incorporation and principal place 
of business).
    (2) The applicant's mailing and street address (so that OFAC may 
reach a responsible point of contact, the applicant should also include 
the name of the individual(s) responsible for the application and 
related commercial transactions along with their telephone and fax 
numbers and, if available, email addresses).
    (3) The names, mailing addresses, and if available, fax and 
telephone numbers of all parties with an interest in the transaction. If 
the goods are being exported or reexported to a purchasing agent in 
Sudan, the exporter must identify the agent's principals at the 
wholesale level for whom the purchase is being made. If the goods are 
being exported or reexported to an individual, the exporter must 
identify any organizations or entities with which the individual is 
affiliated that have an interest in the transaction.
    (4) A description of all items to be exported or reexported pursuant 
to the requested one-year license, including a statement that the item 
is classified as

[[Page 219]]

EAR 99, and, if necessary, documentation sufficient to verify that the 
items to be exported or reexported are classified as EAR 99 and do not 
fall within any of the limitations contained in paragraph (d) of this 
section.
    (5) An Official Commodity Classification of EAR 99 issued by the 
Department of Commerce, Bureau of Export Administration (``BXA''), 
certifying that the product is EAR 99 is required to be submitted to 
OFAC with the request for a license authorizing the exportation or 
reexportation of all fertilizers, live horses, western red cedar, and 
medical devices other than basic medical supplies, such as syringes, 
bandages, gauze and similar items, that are specifically listed on BXA's 
website, www.bxa.doc.gov/ Regulations/Trade Sanctions ReformExport 
EnhancementAct.html. Medical supplies that are specifically listed on 
BXA's website do not require an Official Commodity Classification of EAR 
99 from BXA. BXA will also provide a list on its website of medicines 
that are ineligible for a one-year license under these procedures. If an 
exporter is uncertain whether the medicine to be exported is eligible, 
they should seek an Official Commodity Classification of EAR 99 from BXA 
and submit a copy to OFAC. See, 15 CFR 745.3 for instructions for 
obtaining Official Commodity Classification of EAR 99 from BXA.
    (d) Limitations. (1) Nothing in this section or in any license 
issued pursuant to paragraph (a) of this section relieves the exporter 
from compliance with the export license application requirements of 
another Federal agency.
    (2) Nothing in this section or in any license issued pursuant to 
paragraph (a) of this section authorizes the exportation or 
reexportation of any agricultural commodity, medicine, or medical device 
controlled on the United States Munitions List established under section 
38 of the Arms Export Control Act (22 U.S.C. 2778); controlled on any 
control list established under the Export Administration Act of 1979 or 
any successor statute (50 U.S.C. App. 2401 et seq.; or used to 
facilitate the development or production of a chemical or biological 
weapon or weapon of mass destruction.
    (3) Nothing in this section or in any license issued pursuant to 
paragraph (a) of this section affects prohibitions on the sale or supply 
of U.S. technology or software used to manufacture agricultural 
commodities, medicine, or medical devices, such as technology to design 
or produce biotechnological items or medical devices.
    (4) Nothing in this section or in any license issued pursuant to 
paragraph (a) of this section affects U.S. nonproliferation export 
controls, including end-user and end-use controls maintained under the 
Enhanced Proliferation Control Initiative.
    (5) This section does not apply to any transaction or dealing 
involving property blocked pursuant to this chapter or to any other 
activity prohibited by this chapter that is not otherwise authorized in 
this part.
    (e) Covered items. For the purposes of this part, agricultural 
commodities, medicine, and medical devices are defined below.
    (1) Agricultural commodities. For the purposes of this section, 
agricultural commodities are:
    (i) Products that are not listed on the Commerce Control List in the 
Export Administration Regulations, 15 CFR part 774, supplement no. 1, 
and that fall within the term ``agricultural commodity'' as defined in 
section 102 of the Agricultural Trade Act of 1978 (7 U.S.C. 5602); and
    (ii) Products not listed on the Commerce Control List in the Export 
Administration Regulations, 15 CFR part 774, supplement no. 1, that are 
intended for ultimate use in Sudan as:
    (A) Food for humans (including raw, processed, and packaged foods; 
live animals; vitamins and minerals; food additives or supplements; and 
bottled drinking water) or animals (including animal feeds);
    (B) Seeds for food crops;
    (C) Fertilizers or organic fertilizers; or
    (D) Reproductive materials (such as live animals, fertilized eggs, 
embryos, and semen) for the production of food animals.
    (2) Medicine. For the purposes of this section, the term medicine 
has the same meaning given the term ``drug'' in section 201 of the 
Federal Food,

[[Page 220]]

Drug, and Cosmetic Act (21 U.S.C. 321) but does not include any item 
listed on the Commerce Control List in the Export Administration 
Regulations, 15 CFR part 774, supplement no. 1 (excluding items 
classified as EAR 99).
    (3) Medical device. For the purposes of this section, the term 
medical device has the meaning given the term ``device'' in section 201 
of the Federal Food, Drug, and Cosmetic Act (21 U.S.C. 321) but does not 
include any item listed on the Commerce Control List in the Export 
Administration Regulations, 15 CFR part 774, supplement no. 1 (excluding 
items classified as EAR 99).
    (f) Transition period. (1) Specific licenses issued prior to July 
26, 2001 authorizing the performance of executory contracts for the sale 
of agricultural commodities, medicine, or medical equipment shall remain 
in effect until the expiration date specified in the license or July 26, 
2002, whichever comes first. However, after July 26, 2001, new contracts 
for the exportation of agricultural commodities, medicine, or medical 
devices may be entered into only pursuant to the terms of, and as 
authorized by, this part.
    (2) Specific licenses issued prior to July 26, 2001 authorizing the 
sale and exportation or reexportation of bulk agricultural commodities 
listed in Appendix A to 31 CFR parts 538 and 550 and Appendix B to 31 
CFR part 560 shall remain in effect solely to permit completion of 
performance of contracts already entered into prior to July 26, 2001 
pursuant to the license. As of July 26, 2001, new contracts for the 
exportation of bulk agricultural commodities may be entered into only 
pursuant to the terms of, and as authorized by, this part.

[66 FR 36688, July 12, 2001]



Sec. 538.524  [Reserved]



Sec. 538.525  Payment for and financing of commercial sales of agricultural commodities, medicine, and medical equipment.

    (a) General license for payment terms. The following payment terms 
for sales of agricultural commodities and products, medicine, and 
medical equipment pursuant to Sec. Sec. 538.523 and 538.524 are 
authorized:
    (1) Payment of cash in advance;
    (2) Sales on open account, provided that the account receivable may 
not be transferred by the person extending the credit; or
    (3) Financing by third-country financial institutions that are 
neither United States persons nor Government of Sudan entities. Such 
financing may be confirmed or advised by U.S. financial institutions.
    (b) Specific licenses for alternate payment terms. Specific licenses 
may be issued on a case-by-case basis for payment terms and trade 
financing not authorized by the general license in paragraph (a) of this 
section for sales pursuant to Sec. Sec. 538.523 and 538.524. See Sec. 
501.801(b) of this chapter for specific licensing procedures.
    (c) No debits to blocked accounts. Nothing in this section 
authorizes payment terms or trade financing involving a debit to an 
account of the Government of Sudan blocked pursuant to this part.
    (d) Transfers through the U.S. financial system. Before a United 
States financial institution initiates a payment on behalf of any 
customer, or credits a transfer to the account on its books of the 
ultimate beneficiary, the United States financial institution must 
determine that the underlying transaction is not prohibited by this 
part. Any payment relating to a transaction authorized in or pursuant to 
Sec. 538.523 or Sec. 538.526 that is routed through the U.S. financial 
system must reference the relevant Office of Foreign Assets Control 
license authorizing the payment to avoid the blocking or rejection of 
the transfer.
    (e) Notwithstanding any other provision of this part, no commercial 
exportation to Sudan may be made with United States Government 
assistance, including United States foreign assistance, United States 
export assistance, and any United States credit or guarantees absent a 
Presidential waiver.

[64 FR 41788, Aug. 2, 1999, as amended at 64 FR 58790, Nov. 1, 1999; 66 
FR 36689, July 12, 2001]

[[Page 221]]



Sec. 538.526  Brokering sales of agricultural commodities, medicine, and medical devices.

    (a) General license for brokering sales by U.S. persons. United 
States persons are authorized to provide brokerage services on behalf of 
U.S. persons for the sale and exportation or reexportation by United 
States persons of agricultural commodities, medicine, and medical 
devices, provided that the sale and exportation or reexportation is 
authorized by a one-year license issued pursuant to Sec. 538.523.
    (b) Specific licensing for brokering sales by non-U.S. persons of 
bulk agricultural commodities. Specific licenses may be issued on a 
case-by-case basis to permit United States persons to provide brokerage 
services on behalf of non-United States, non-Sudanese persons for the 
sale and exportation or reexportation of bulk agricultural commodities 
to the Government of Sudan, entities in Sudan or individuals in Sudan. 
Specific licenses issued pursuant to this section will authorize the 
brokering only of sales that:
    (1) Are limited to the bulk agricultural commodities listed in 
appendix A to this part 538;
    (2) Are to purchasers permitted pursuant to Sec. 538.523;

    Note to paragraph (b)(2) of Sec. 538.526: Requests for specific 
licenses to provide brokerage services under this paragraph must include 
all of the information described in Sec. 538.523(c).

    (3) Make any performance involving the exportation or reexportation 
of any goods, technology or services (including technical data, 
software, or information) that are subject to license application 
requirements of another Federal agency contingent upon the prior 
authorization of that agency. (For example, items classified EAR99 under 
the Export Administration Regulations, 15 CFR parts 730 through 774, may 
in certain instances require a license from the Department of Commerce, 
Bureau of Export Administration. See, e.g., 15 CFR 736.2(b)(5), 744.2 
through 744.4, 744.7, and 744.10; see also 22 CFR 123.9.)
    (c) No debit to blocked accounts. Payment for any brokerage fee 
earned pursuant to this section may not involve a debit to an account 
blocked pursuant to this part.
    (d) Recordkeeping and reporting requirements. Attention is drawn to 
the recordkeeping, retention, and reporting requirements of Sec. Sec. 
501.601 and 501.602.

[64 FR 41788, Aug. 2, 1999, as amended at 64 FR 58790, Nov. 1, 1999; 66 
FR 36689, July 12, 2001]



Sec. 538.527  Operation of accounts.

    The operation of an account in a U.S. financial institution for an 
individual ordinarily resident in Sudan who is not included within the 
term ``Government of Sudan,'' as defined in Sec. 538.305, is 
authorized, provided that transactions processed through the account:
    (a) Are of a personal nature and not for use in supporting or 
operating a business;
    (b) Do not involve transfers directly or indirectly to Sudan or for 
the benefit of individuals ordinarily resident in Sudan unless 
authorized by Sec. 538.528; and
    (c) Are not otherwise prohibited by this part.

[70 FR 34062, June 13, 2005]



Sec. 538.528  Noncommercial, personal remittances.

    (a) U.S. depository institutions, U.S. registered brokers or dealers 
in securities, and U.S. registered money transmitters are authorized to 
process transfers of funds to or from Sudan or for or on behalf of an 
individual ordinarily resident in Sudan who is not included within the 
term ``Government of Sudan,'' as defined in Sec. 538.305, in cases in 
which the transfer involves a noncommercial, personal remittance, 
provided the transfer is not by, to, or through a person who is included 
within the term ``Government of Sudan,'' as defined in Sec. 538.305. 
Noncommercial, personal remittances do not include charitable donations 
to or for the benefit of an entity or funds transfers for use in 
supporting or operating a business.

    Note to paragraph (a) of Sec. 538.528: The institutions identified 
in paragraph (a) may transfer charitable donations made by U.S. persons 
to nongovernmental organizations in Sudan registered pursuant to Sec. 
538.521, provided that the transfer is made pursuant to Sec. 538.521 
and the terms of the registration.


[[Page 222]]


    (b) The transferring institutions identified in paragraph (a) of 
this section may rely on the originator of a funds transfer with regard 
to compliance with paragraph (a), provided that the transferring 
institution does not know or have reason to know that the funds transfer 
is not in compliance with paragraph (a).
    (c) This section does not authorize transactions with respect to 
property blocked pursuant to Sec. 538.201.

[70 FR 34062, June 13, 2005]



Sec. 538.529  Authorized transactions necessary and ordinarily incident to publishing.

    (a) To the extent that such activities are not exempt from this 
part, and subject to the restrictions set forth in paragraphs (b) 
through (d) of this section, U.S. persons are authorized to engage in 
all transactions necessary and ordinarily incident to the publishing and 
marketing of manuscripts, books, journals, and newspapers in paper or 
electronic format (collectively, ``written publications''). This section 
does not apply if the parties to the transactions described in this 
paragraph include the Government of Sudan. For the purposes of this 
section, the term ``Government of Sudan'' includes the state and the 
Government of Sudan, as well as any political subdivision, agency, or 
instrumentality thereof, including the Central Bank of Sudan, and any 
person acting or purporting to act directly or indirectly on behalf of 
any of the foregoing with respect to the transactions described in this 
paragraph. For the purposes of this section, the term ``Government of 
Sudan'' does not include any academic and research institutions and 
their personnel. Pursuant to this section, the following activities are 
authorized, provided that U.S. persons ensure that they are not 
engaging, without separate authorization, in the activities identified 
in paragraphs (b) through (d) of this section:
    (1) Commissioning and making advance payments for identifiable 
written publications not yet in existence, to the extent consistent with 
industry practice;
    (2) Collaborating on the creation and enhancement of written 
publications;
    (3)(i) Augmenting written publications through the addition of items 
such as photographs, artwork, translation, explanatory text, and, for a 
written publication in electronic format, the addition of embedded 
software necessary for reading, browsing, navigating, or searching the 
written publication;
    (ii) Exporting embedded software necessary for reading, browsing, 
navigating, or searching a written publication in electronic format, 
provided that the software is classified as ``EAR 99'' under the Export 
Administration Regulations, 15 CFR parts 730-774 (the ``EAR''), or is 
not subject to the EAR;
    (4) Substantive editing of written publications;
    (5) Payment of royalties for written publications;
    (6) Creating or undertaking a marketing campaign to promote a 
written publication; and
    (7) Other transactions necessary and ordinarily incident to the 
publishing and marketing of written publications as described in this 
paragraph (a).
    (b) This section does not authorize transactions involving the 
provision of goods or services not necessary and ordinarily incident to 
the publishing and marketing of written publications as described in 
paragraph (a) of this section. For example, this section does not 
authorize U.S. persons:
    (1) To provide or receive individualized or customized services 
(including, but not limited to, accounting, legal, design, or consulting 
services), other than those necessary and ordinarily incident to the 
publishing and marketing of written publications, even though such 
individualized or customized services are delivered through the use of 
information and informational materials;
    (2) To create or undertake for any person a marketing campaign with 
respect to any service or product other than a written publication, or 
to create or undertake a marketing campaign of any kind for the benefit 
of the Government of Sudan;
    (3) To engage in the exportation or importation of goods to or from 
Sudan other than the exportation of embedded software described in 
paragraph (a)(3)(ii) of this section; or

[[Page 223]]

    (4) To operate a publishing house, sales outlet, or other office in 
Sudan.
    Note to paragraph (b): The importation from Sudan and the 
exportation to Sudan of information or informational materials, as 
defined in Sec. 538.306, whether commercial or otherwise, regardless of 
format or medium of transmission, are exempt from the prohibitions and 
regulations of this part. See Sec. 538.211(c).
    (c) This section does not authorize U.S. persons to engage the 
services of publishing houses or translators in Sudan unless such 
activity is primarily for the dissemination of written publications in 
Sudan.
    (d) This section does not authorize:
    (1) The exportation from or importation into the United States of 
services for the development, production, or design of software;
    (2) Transactions for the development, production, design, or 
marketing of technology specifically controlled by the International 
Traffic in Arms Regulations, 22 CFR parts 120 through 130 (the 
``ITAR''), the EAR, or the Department of Energy Regulations set forth at 
10 CFR part 810.
    (3) The exportation of information or technology subject to the 
authorization requirements of 10 CFR part 810, or Restricted Data as 
defined in section 11 y. of the Atomic Energy Act of 1954, as amended, 
or of other information, data, or technology the release of which is 
controlled under the Atomic Energy Act and regulations therein;
    (4) The exportation of any item (including information) subject to 
the EAR where a U.S. person knows or has reason to know that the item 
will be used, directly or indirectly, with respect to certain nuclear, 
missile, chemical, or biological weapons or nuclear-maritime end-uses as 
set forth in part 744 of the EAR. In addition, U.S. persons are 
precluded from exporting any item subject to the EAR to certain 
restricted end-users, as set forth in part 744 of the EAR, as well as 
certain persons whose export privileges have been denied pursuant to 
parts 764 or 766 of the EAR, without authorization from the Department 
of Commerce; or
    (5) The exportation of information subject to licensing requirements 
under the ITAR or exchanges of information that are subject to 
regulation by other government agencies.

[72 FR 50050, Aug. 30, 2007]



Sec. 538.530  Licenses and registrations issued pursuant to Executive Order 13067 or this part authorized pursuant to Executive Order 13412.

    (a) All general licenses issued pursuant to Executive Order 13067 
are authorized pursuant to Executive Order 13412 and remain in effect.
    (b) All specific licenses and all nongovernmental organization 
registrations issued pursuant to Executive Order 13067 or this part 
prior to October 13, 2006, are authorized pursuant to Executive Order 
13412 and remain in effect until the expiration date specified in the 
license or registration or, if no expiration date is specified, June 30, 
2008.

[72 FR 61516, Oct. 31, 2007]



Sec. 538.531  Official activities of the United States Government and international organizations.

    (a) Subject to the conditions of paragraphs (b), (c), and (d) of 
this section, the following transactions are authorized:
    (1) All transactions and activities otherwise prohibited by this 
part that are for the conduct of the official business of the United 
States Government or the United Nations by contractors or grantees 
thereof; and
    (2) All transactions and activities otherwise prohibited by this 
part that are for the conduct of the official business of the United 
Nations specialized agencies, programmes, and funds by employees, 
contractors, or grantees thereof.
    (b) Contractors or grantees conducting transactions authorized 
pursuant to paragraph (a) of this section must provide a copy of their 
contract or grant with the United States Government or the United 
Nations, or its specialized agencies, programmes, and funds, to any U.S. 
person before the U.S. person engages in or facilitates any transaction 
or activity prohibited by this part. If the contract or grant contains 
any sensitive or proprietary information, such information may be 
redacted or removed from the copy given to the U.S. person, provided 
that

[[Page 224]]

the information is not necessary to demonstrate that the transaction is 
authorized pursuant to paragraph (a) of this section.
    (c) Any U.S. person engaging in or facilitating transactions 
authorized pursuant to this section shall keep a full and accurate 
record of each such transaction, including a copy of the contract or 
grant, and such record shall be available for examination for at least 
five (5) years after the date of the transaction.
    (d) No payment pursuant to this section may involve a debit to an 
account blocked pursuant to this part.
    Note 1 to Sec. 538.531. This license does not relieve any persons 
participating in transactions authorized hereunder from compliance with 
any other U.S. legal requirements applicable to the transactions 
authorized pursuant to paragraph (a) of this section. See, e.g., the 
Export Administration Regulations (15 CFR parts 730 et seq.).
    Note 2 to Sec. 538.531. Paragraph (e) of Sec. 538.212 exempts 
transactions for the conduct of the official business of the Federal 
Government or the United Nations by employees thereof from the 
prohibitions contained in this part.

[72 FR 61516, Oct. 31, 2007]



Sec. 538.532  Humanitarian transshipments to or from Southern Sudan and Darfur authorized.

    The transit or transshipment to or from Southern Sudan and Darfur of 
goods, technology, or services intended for humanitarian purposes, 
through any area of Sudan not exempted by paragraph (g)(1) of Sec. 
538.212, is authorized.

[72 FR 61517, Oct. 31, 2007]



                            Subpart F_Reports



Sec. 538.601  Records and reports.

    For additional provisions relating to records and reports, see 
subpart C of part 501 of this chapter.



                           Subpart G_Penalties



Sec. 538.701  Penalties.

    (a) Attention is directed to section 206 of the International 
Emergency Economic Powers Act (the ``Act'')(50 U.S.C. 1705), which is 
applicable to violations of the provisions of any license, ruling, 
regulation, order, direction or instruction issued by or pursuant to the 
direction or authorization of the Secretary of the Treasury pursuant to 
this part or otherwise under the Act.
    (1) A civil penalty not to exceed the amount set forth in Section 
206 of the Act may be imposed on any person who violates, attempts to 
violate, conspires to violate, or causes a violation of any license, 
order, regulation, or prohibition issued under the Act.

    Note to paragraph (a)(1) of Sec. 538.701: As of June 10, 2008, the 
Act provides for a maximum civil penalty not to exceed the greater of 
$250,000 or an amount that is twice the amount of the transaction that 
is the basis of the violation with respect to which the penalty is 
imposed.

    (2) A person who willfully commits, willfully attempts to commit, or 
willfully conspires to commit, or aids or abets in the commission of a 
violation of any license, order, regulation, or prohibition shall, upon 
conviction, be fined not more than $1,000,000, or if a natural person, 
may be imprisoned for not more than 20 years, or both.
    (b) Adjustments to penalty amounts. (1) The civil penalties provided 
in the Act are subject to adjustment pursuant to the Federal Civil 
Penalties Inflation Adjustment Act of 1990 (Pub. L. 101-410, as amended, 
28 U.S.C. 2461 note).
    (2) The criminal penalties provided in the Act are subject to 
adjustment pursuant to 18 U.S.C. 3571.
    (c) Attention is also directed to 18 U.S.C. 1001, which provides 
that whoever, in any matter within the jurisdiction of the executive, 
legislative, or judicial branch of the United States, knowingly and 
willfully falsifies, conceals or covers up by any trick, scheme, or 
device a material fact, or makes any materially false, fictitious or 
fraudulent statement or representation or makes or uses any false 
writing or document knowing the same to contain any materially false, 
fictitious or fraudulent statement or entry, shall be fined under title 
18, United States Code, or imprisoned not more than five years, or both.
    (d) Violations of this part may also be subject to relevant 
provisions of other applicable laws.

[63 FR 35810, July 1, 1998, as amended at 70 FR 34063, June 13, 2005; 71 
FR 29253, May 22, 2006; 73 FR 32652, June 10, 2008]

[[Page 225]]



Sec. 538.702  Prepenalty notice.

    (a) When required. If the Director of the Office of Foreign Assets 
Control has reason to believe that there has occurred a violation of any 
provision of this part or a violation of the provisions of any license, 
ruling, regulation, order, direction or instruction issued by or 
pursuant to the direction or authorization of the Secretary of the 
Treasury pursuant to this part or otherwise under the International 
Emergency Economic Powers Act, and the Director determines that further 
proceedings are warranted, the Director shall notify the alleged 
violator of the agency's intent to impose a monetary penalty by issuing 
a prepenalty notice. The prepenalty notice shall be in writing. The 
prepenalty notice may be issued whether or not another agency has taken 
any action with respect to the matter.
    (b) Contents of notice.--(1) Facts of violation. The prepenalty 
notice shall describe the violation, specify the laws and regulations 
allegedly violated, and state the amount of the proposed monetary 
penalty.
    (2) Right to respond. The prepenalty notice also shall inform the 
respondent of the respondent's right to make a written presentation 
within the applicable 30-day period set forth in Sec. 538.703 as to why 
a monetary penalty should not be imposed or why, if imposed, the 
monetary penalty should be in a lesser amount than proposed.
    (c) Informal settlement prior to issuance of prepenalty notice. At 
any time prior to the issuance of a prepenalty notice, an alleged 
violator may request in writing that, for a period not to exceed sixty 
(60) days, the agency withhold issuance of the prepenalty notice for the 
exclusive purpose of effecting settlement of the agency's potential 
civil monetary penalty claims. In the event the Director grants the 
request, under terms and conditions within the Director's discretion, 
the Office of Foreign Assets Control will agree to withhold issuance of 
the prepenalty notice for a period not to exceed 60 days and will enter 
into settlement negotiations with respect to the potential civil 
monetary penalty claim.

[70 FR 34063, June 13, 2005]



Sec. 538.703  Response to prepenalty notice; informal settlement.

    (a) Deadline for response. The respondent may submit a response to 
the prepenalty notice within the applicable 30-day period set forth in 
this paragraph. The Director may grant, at the Director's discretion, an 
extension of time in which to submit a response to the prepenalty 
notice. The failure to submit a response within the applicable time 
period set forth in this paragraph shall be deemed to be a waiver of the 
right to respond.
    (1) Computation of time for response. A response to the prepenalty 
notice must be postmarked or date-stamped by the U.S. Postal Service (or 
foreign postal service, if mailed abroad) or courier service provider 
(if transmitted to OFAC by courier) on or before the 30th day after the 
postmark date on the envelope in which the prepenalty notice was mailed. 
If the respondent refused delivery or otherwise avoided receipt of the 
prepenalty notice, a response must be postmarked or date-stamped on or 
before the 30th day after the date on the stamped postal receipt 
maintained at the Office of Foreign Assets Control. If the prepenalty 
notice was personally delivered to the respondent by a non-U.S. Postal 
Service agent authorized by the Director, a response must be postmarked 
or date-stamped on or before the 30th day after the date of delivery.
    (2) Extensions of time for response. If a due date falls on a 
federal holiday or weekend, that due date is extended to include the 
following business day. Any other extensions of time will be granted, at 
the Director's discretion, only upon the respondent's specific request 
to the Office of Foreign Assets Control.
    (b) Form and method of response. The response must be submitted in 
typewritten form and signed by the respondent or a representative 
thereof. The response need not be in any particular form. A copy of the 
written response may be sent by facsimile, but the original also must be 
sent to the Office of Foreign Assets Control Civil Penalties Division by 
mail or courier and must be postmarked or date-stamped, in accordance 
with paragraph (a) of this section.

[[Page 226]]

    (c) Contents of response. A written response must contain 
information sufficient to indicate that it is in response to the 
prepenalty notice and must identify the Office of Foreign Assets Control 
identification number listed on the prepenalty notice.
    (1) A written response must include the respondent's full name, 
address, telephone number, and facsimile number, if available, or those 
of the representative of the respondent.
    (2) A written response should either admit or deny each specific 
violation alleged in the prepenalty notice and also state if the 
respondent has no knowledge of a particular violation. If the written 
response fails to address any specific violation alleged in the 
prepenalty notice, that alleged violation shall be deemed to be 
admitted.
    (3) A written response should include any information in defense, 
evidence in support of an asserted defense, or other factors that the 
respondent requests the Office of Foreign Assets Control to consider. 
Any defense or explanation previously made to the Office of Foreign 
Assets Control or any other agency must be repeated in the written 
response. Any defense not raised in the written response will be 
considered waived. The written response also should set forth the 
reasons why the respondent believes the penalty should not be imposed or 
why, if imposed, it should be in a lesser amount than proposed.
    (d) Failure to respond. Where OFAC receives no response to a 
prepenalty notice within the applicable time period set forth in 
paragraph (a) of this section, a penalty notice generally will be 
issued, taking into account the mitigating and/or aggravating factors 
present in the record. If there are no mitigating factors present in the 
record, or the record contains a preponderance of aggravating factors, 
the proposed prepenalty amount generally will be assessed as the final 
penalty.
    (e) Informal settlement. In addition to or as an alternative to a 
written response to a prepenalty notice, the respondent or respondent's 
representative may contact the Office of Foreign Assets Control's Civil 
Penalties Division as advised in the prepenalty notice to propose the 
settlement of allegations contained in the prepenalty notice and related 
matters. However, the requirements set forth in paragraph (g) of this 
section as to oral communication by the representative must first be 
fulfilled. In the event of settlement at the prepenalty stage, the claim 
proposed in the prepenalty notice will be withdrawn, the respondent will 
not be required to take a written position on allegations contained in 
the prepenalty notice, and the Office of Foreign Assets Control will 
make no final determination as to whether a violation occurred. The 
amount accepted in settlement of allegations in a prepenalty notice may 
vary from the civil penalty that might finally be imposed in the event 
of a formal determination of violation. In the event no settlement is 
reached, the time limit specified in paragraph (a) of this section for 
written response to the prepenalty notice will remain in effect, unless 
additional time is granted by the Office of Foreign Assets Control.
    (f) Guidelines. Guidelines for the imposition or settlement of civil 
penalties by the Office of Foreign Assets Control have been codified in 
the Appendix to 31 CFR part 501, the Reporting, Procedures and Penalties 
Regulations.
    (g) Representation. A representative of the respondent may act on 
behalf of the respondent, but any oral communication with the Office of 
Foreign Assets Control prior to a written submission regarding the 
specific allegations contained in the prepenalty notice must be preceded 
by a written letter of representation, unless the prepenalty notice was 
served upon the respondent in care of the representative.

[70 FR 34063, June 13, 2005]



Sec. 538.704  Penalty imposition or withdrawal.

    (a) No violation. If, after considering any response to the 
prepenalty notice and any relevant facts, the Director of the Office of 
Foreign Assets Control determines that there was no violation by the 
respondent named in the prepenalty notice, the Director shall notify the 
respondent in writing of that determination and of the cancellation of 
the proposed monetary penalty.

[[Page 227]]

    (b) Violation.--(1) If, after considering any written response to 
the prepenalty notice, or default in the submission of a written 
response, and any relevant facts, the Director of the Office of Foreign 
Assets Control determines that there was a violation by the respondent 
named in the prepenalty notice, the Director is authorized to issue a 
written penalty notice to the respondent of the determination of the 
violation and the imposition of the monetary penalty.
    (2) The penalty notice shall inform the respondent that payment or 
arrangement for installment payment of the assessed penalty must be made 
within 30 days of the date of mailing of the penalty notice by the 
Office of Foreign Assets Control.
    (3) The penalty notice shall inform the respondent of the 
requirement to furnish the respondent's taxpayer identification number 
pursuant to 31 U.S.C. 7701 and that such number will be used for 
purposes of collecting and reporting on any delinquent penalty amount.
    (4) The issuance of the penalty notice finding a violation and 
imposing a monetary penalty shall constitute final agency action. The 
respondent has the right to seek judicial review of that agency action 
in federal district court.

[70 FR 34064, June 13, 2005]



Sec. 538.705  Administrative collection; referral to United States Department of Justice.

    In the event that the respondent does not pay the penalty imposed 
pursuant to this part or make payment arrangements acceptable to the 
Director of the Office of Foreign Assets Control within 30 days of the 
mailing of the written notice of the imposition of the penalty, the 
matter may be referred for administrative collection measures by the 
Department of the Treasury or to the United States Department of Justice 
for appropriate action to recover the penalty in a civil suit in a 
Federal district court.



                          Subpart H_Procedures



Sec. 538.801  Procedures.

    For license application procedures and procedures relating to 
amendments, modifications, or revocations of licenses; administrative 
decisions; rulemaking; and requests for documents pursuant to the 
Freedom of Information and Privacy Acts (5 U.S.C. 552 and 552a), see 
part 501, subpart E, of this chapter.

[63 FR 35810, July 1, 1998, as amended at 68 FR 53658, Sept. 11, 2003]



Sec. 538.802  Delegation by the Secretary of the Treasury.

    Any action which the Secretary of the Treasury is authorized to take 
pursuant to Executive Order 13067 (3 CFR, 1997 Comp., p. 230), and any 
further Executive orders relating to the national emergency declared 
with respect to Sudan in Executive Order 13067, may be taken by the 
Director of the Office of Foreign Assets Control, or by any other person 
to whom the Secretary of the Treasury has delegated authority so to act.



                    Subpart I_Paperwork Reduction Act



Sec. 538.901  Paperwork Reduction Act notice.

    The information collection requirements in Sec. Sec. 538.506 and 
538.521 have been approved by the Office of Management and Budget 
(``OMB'') and assigned control number 1505-0169. For approval by OMB 
under the Paperwork Reduction Act of other information collections 
relating to recordkeeping and reporting requirements, to licensing 
procedures (including those pursuant to statements of licensing policy), 
and to other procedures, see Sec. 501.901 of this chapter. An agency 
may not conduct or sponsor, and a person is not required to respond to, 
a collection of information unless it displays a valid control number 
assigned by OMB.



       Sec. Appendix A to Part 538--Bulk Agricultural Commodities

    Notes:
    1. Appendix A sets forth those agricultural commodities eligible for 
the bulk agricultural commodity sales licensing procedures in Sec. 
538.524.
    2. Commodities are identified by their classification numbers in the 
Harmonized Tariff Schedule of the United States (see 19 U.S.C. 1202) 
(``HTS'').

[[Page 228]]



------------------------------------------------------------------------
     HTS Number                            Commodity
------------------------------------------------------------------------
1001.10               Durum Wheat
1001.90               Other Wheat and Meslin, including seed, Red Spring
                       Wheat, White Winter Wheat, ``Canadian'' Western
                       Red Winter Wheat, Soft White Spring Wheat, and
                       Wheat not elsewhere specified
1101.00               Wheat or Meslin Flour
1006.10               Rice in the husk (paddy or rough)
1006.20               Husked (brown) Rice
1006.30               Semi-milled or wholly milled Rice, whether or not
                       polished or glazed
1006.40               Broken Rice
1102.30               Rice Flour
1103.14               Rice Groats, Meal and Pellets
1002.00               Rye
1003.00               Barley
1004.00               Oats
1007.00               Grain Sorghum
1005.00               Corn (Maize)
0713.31               Dried Beans including Vigna mungo (L.), Hepper,
                       and Vigna radiata (L.) Wilczek
0713.32               Small red (adzuki) beans
0713.33               Kidney beans, including white pea beans
0713.39               Beans, other
0713.50               Broad beans and horse beans
0713.10               Dried Peas (Pisum sativum)
0713.20               Chickpeas (garbanzos)
0713.40               Lentils
0713.90               Dried leguminous vegetables, shelled, not
                       elsewhere specified
1201.00               Soybeans, whether or not broken
2304.00               Soybean cake, meal and pellets
1507.10               Soybean oil, crude
1507.90               Soybean oil, other
1514.10               Rapeseed, colza and mustard oil, crude
1514.90               Rapeseed, colza and mustard oil, other
1515.21               Corn (Maize) oil, crude
1515.29               Corn (Maize) oil, other
1512.21               Cottonseed oil, crude
1512.29               Cottonseed oil, other
1517.90               Cottonseed oil, hydrogenated
1508.10               Peanut (ground-nut) oil, crude
1508.90               Peanut (ground-nut) oil, other
1515.50               Sesame oil
1512.11               Sunflower-seed oil, crude
1512.19               Sunflower-seed oil, other
1212.91               Sugar Beets, fresh, chilled, frozen or dried
1212.92               Sugar Cane, fresh, chilled, frozen or dried
1701.11               Cane Sugar, raw, solid form
1701.12               Beet Sugar, raw, solid form
1701.91               Cane or Beet Sugar, solid form, containing added
                       coloring or flavoring
1701.99               Cane or Beet Sugar, other, not elsewhere specified
------------------------------------------------------------------------


[65 FR 41789, Aug. 2, 1999]



PART 539_WEAPONS OF MASS DESTRUCTION TRADE CONTROL REGULATIONS--Table of Contents




      Subpart A_Relation of This Part to Other Laws and Regulations

Sec.
539.101 Relation of this part to other laws and regulations.

                         Subpart B_Prohibitions

539.201 Prohibited importation of goods, technology, or services.
539.202 Prohibition on import-related transactions.
539.203 Evasions; attempts; conspiracies.
539.204 Exempt transactions.

                      Subpart C_General Definitions

539.301 Designated foreign person.
539.302 Effective date.
539.303 Entity.
539.304 Entity owned or controlled by a person listed in appendix I to 
          this part.
539.305 General license.
539.306 Goods, technology, or services produced or provided by a 
          designated foreign person.
539.307 Importation into the United States.
539.308 Information or informational materials.
539.309 License.
539.310 Person.
539.311 Specific license.
539.312 United States.
539.313 United States person; U.S. person.

                        Subpart D_Interpretations

539.401 Reference to amended sections.
539.402 Effect of amendment.
539.403 Transactions incidental to a licensed transaction.
539.404 Transshipments through the United States prohibited.
539.405 Importation of goods or technology from third countries.
539.406 Importation into and release from a bonded warehouse or foreign 
          trade zone.

  Subpart E_Licenses, Authorizations and Statements of Licensing Policy

539.501 General and specific licensing procedures.
539.502 Effect of license.
539.503 Exclusion from licenses.
539.504 Departments and agencies of the United States Government.

                            Subpart F_Reports

539.601 Records and reports.

                           Subpart G_Penalties

539.701 Penalties.
539.702 Prepenalty notice.
539.703 Response to prepenalty notice; informal settlement.
539.704 Penalty imposition or withdrawal.
539.705 Administrative collection; referral to United States Department 
          of Justice.

                          Subpart H_Procedures

539.801 Procedures.

[[Page 229]]

539.802 Delegation by the Secretary of the Treasury.

                    Subpart I_Paperwork Reduction Act

539.901 Paperwork Reduction Act notice.

Appendix I to Part 539--Designated Foreign Persons

    Authority: 3 U.S.C. 301; 22 U.S.C. 2751-2799aa-2; 31 U.S.C. 321(b); 
50 U.S.C. 1601-1651, 1701-1706; Pub. L. 101-410, 104 Stat. 890 (28 
U.S.C. 2461 note); Pub. L. 110-96, 121 Stat. 1011; E.O. 12938, 59 FR 
59099, 3 CFR, 1994 Comp., p. 950; E.O. 13094, 63 FR 40803, 3 CFR, 1998 
Comp., p. 200.

    Source: 64 FR 8716, Feb. 23, 1999, unless otherwise noted.



      Subpart A_Relation of This Part to Other Laws and Regulations



Sec. 539.101  Relation of this part to other laws and regulations.

    (a) This part is separate from, and independent of, the other parts 
of this chapter, with the exception of part 501 of this chapter, the 
provisions of which apply to this part. Actions taken pursuant to part 
501 of this chapter with respect to the prohibitions contained in this 
part are considered actions taken pursuant to this part. Differing 
foreign policy and national security contexts may result in differing 
interpretations of similar language among the parts of this chapter. No 
license or authorization contained in or issued pursuant to those other 
parts authorizes any transaction prohibited by this part. No license or 
authorization contained in or issued pursuant to any other provision of 
law or regulation authorizes any transaction prohibited by this part.
    (b) No license contained in or issued pursuant to this part relieves 
the involved parties from complying with any other applicable laws or 
regulations.



                         Subpart B_Prohibitions



Sec. 539.201  Prohibited importation of goods, technology, or services.

    Except as otherwise authorized, the importation into the United 
States, on or after the effective date, directly or indirectly, of any 
goods, technology, or services produced or provided by a designated 
foreign person, other than information or informational materials, is 
prohibited.



Sec. 539.202  Prohibition on import-related transactions.

    Except as otherwise authorized, no United States person may finance, 
act as broker for, transfer, transport, or otherwise participate in the 
importation into the United States on or after the effective date of any 
goods, technology, or services produced or provided by a designated 
foreign person, other than information or informational materials.



Sec. 539.203  Evasions; attempts; conspiracies.

    Any transaction by any United States person or within the United 
States on or after the effective date that evades or avoids, has the 
purpose of evading or avoiding, or attempts to violate any of the 
prohibitions set forth in this part is prohibited. Any conspiracy formed 
for the purpose of engaging in a transaction prohibited by this part is 
prohibited.



Sec. 539.204  Exempt transactions.

    (a) Personal communications. The prohibitions contained in this part 
do not apply to any postal, telegraphic, telephonic, or other personal 
communication, which does not involve the transfer of anything of value.
    (b) Information or informational materials. (1) The prohibitions 
contained in this part do not apply to the importation from any country, 
or to the exportation to any country, whether commercial or otherwise, 
regardless of format or medium of transmission, of any information or 
informational materials as defined in Sec. 539.308, or any transaction 
directly incident to such importation or exportation.
    (2) Paragraph (b)(1) of this section does not exempt from regulation 
or authorize transactions related to information or informational 
materials not fully created and in existence at the date of the 
transaction, or to the substantive or artistic alteration or enhancement 
of information or informational materials, or to the provision of 
marketing and business consulting services. Examples of prohibited 
transactions include, but are not limited to,

[[Page 230]]

payment of advances for information or informational materials not yet 
created and completed (with the exception of prepaid subscriptions for 
mass-market magazines and other periodical publications that are widely-
circulated); importation into the United States of services to market, 
produce or co-produce, create, or assist in the creation of information 
or informational materials; and payment of royalties to a designated 
foreign person with respect to income received for enhancements or 
alterations made by U.S. persons to informational or informational 
materials imported from a designated foreign person.
    (3) Paragraph (b)(1) of this section does not exempt from regulation 
or authorize the importation into the United States of or transactions 
incident to the importation into the United States or leasing of 
telecommunications transmission facilities (such as satellite links or 
dedicated lines) for use in the transmission of any data.
    (c) Travel. The prohibitions contained in this part do not apply to 
transactions ordinarily incident to travel to or from any country, 
including importation of accompanied baggage for personal use, 
maintenance within any country including payment of living expenses and 
acquisition of goods or services for personal use, and arrangement or 
facilitation of such travel including nonscheduled air, sea, or land 
voyages.



                      Subpart C_General Definitions



Sec. 539.301  Designated foreign person.

    The term designated foreign person means any person determined by 
the Secretary of State pursuant to section 4(a) of Executive Order 12938 
of November 14, 1994 (59 FR 59099, 3 CFR, 1994 Comp., p. 950), as 
amended by section 1(a) of Executive Order 13094 of July 28, 1998 (63 FR 
40803, July 30, 1998), to be subject to import measures. Designated 
foreign persons are any persons listed in appendix I to this part and 
any entities owned or controlled by any person listed in appendix I to 
this part unless otherwise indicated in appendix I to this part.



Sec. 539.302  Effective date.

    The term effective date means the ``effective date'' specified in 
the relevant Federal Register notice issued by the Department of State 
identifying a designated foreign person. This date is listed after the 
name of each designated foreign person in appendix I to this part.



Sec. 539.303  Entity.

    The term entity means a partnership, association, trust, joint 
venture, corporation, or other organization.



Sec. 539.304  Entity owned or controlled by a person listed in appendix I to this part.

    The term entity owned or controlled by a person listed in appendix I 
to this part includes any subsidiaries and branches, wherever located, 
of entities listed in appendix I to this part, any successors to such 
entities, and any persons acting or purporting to act for or on behalf 
of any of the foregoing.



Sec. 539.305  General license.

    The term general license means any license the terms of which are 
set forth in this part.



Sec. 539.306  Goods, technology, or services produced or provided by a designated foreign person.

    With respect to the prohibitions in Sec. Sec. 539.201 and 539.202, 
the term goods, technology, or services produced or provided by a 
designated foreign person includes but is not limited to the following:
    (a) Goods grown, manufactured, extracted, or processed by a 
designated foreign person;
    (b) Technology developed, owned, licensed, or otherwise controlled 
by a designated foreign person;
    (c) Services performed by or on behalf of a designated foreign 
person, or by a third party under contract, directly or indirectly, to a 
designated foreign person, regardless of location.



Sec. 539.307  Importation into the United States.

    The term importation into the United States means:
    (a) With respect to goods or technology, the bringing of any goods 
or

[[Page 231]]

technology into the United States, except that in the case of goods or 
technology being transported by vessel, importation into the United 
States means the bringing of any goods or technology into the United 
States with the intent to unlade. See also Sec. 539.404.
    (b) With respect to services, the receipt in the United States of 
services or of the benefit of services wherever such services may be 
performed. The benefit of services is received in the United States if 
the services are:
    (1) Performed on behalf of or for the benefit of a person located in 
the United States;
    (2) Received by a person located in the United States;
    (3) Received by a person located outside the United States on behalf 
of or for the benefit of an entity organized in the United States; or
    (4) Received by an individual temporarily located outside the United 
States for the purpose of obtaining such services for use in the United 
States.
    (c) The following example illustrates the provisions of paragraph 
(b) of this section:

    Example: An employee of an entity organized in the United States may 
not, without specific authorization from the Office of Foreign Assets 
Control, receive from a designated foreign person consulting services 
for use in the United States.



Sec. 539.308  Information or informational materials.

    (a) For purposes of this part, the term information or informational 
materials includes, but is not limited to, publications, films, posters, 
phonograph records, photographs, microfilms, microfiche, tapes, compact 
disks, CD ROMs, artworks, and news wire feeds.
    (b) To be considered information or informational materials, 
artworks must be classified under chapter heading 9701, 9702, or 9703 of 
the Harmonized Tariff Schedule of the United States.



Sec. 539.309  License.

    Except as otherwise specified, the term license means any license or 
authorization contained in or issued pursuant to this part.



Sec. 539.310  Person.

    The term person means an individual or entity.



Sec. 539.311  Specific license.

    The term specific license means any license not set forth in this 
part but issued pursuant to this part.



Sec. 539.312  United States.

    The term United States means the United States, its territories and 
possessions, and all areas under the jurisdiction or authority thereof.



Sec. 539.313  United States person; U.S. person.

    The term United States person or U.S. person means any United States 
citizen, permanent resident alien, entity organized under the laws of 
the United States (including foreign branches), or any person in the 
United States.



                        Subpart D_Interpretations



Sec. 539.401  Reference to amended sections.

    Except as otherwise specified, reference to any provision in or 
appendix to this part or chapter or to any regulation, ruling, order, 
instruction, direction, or license issued pursuant to this part refers 
to the same as currently amended.



Sec. 539.402  Effect of amendment.

    Unless otherwise specifically provided, any amendment, modification, 
or revocation of any provision in or appendix to this part or chapter or 
of any order, regulation, ruling, instruction, or license issued by or 
under the direction of the Director of the Office of Foreign Assets 
Control does not affect any act done or omitted, or any civil or 
criminal suit or proceeding commenced or pending prior to such 
amendment, modification, or revocation. All penalties, forfeitures, and 
liabilities under any such order, regulation, ruling, instruction, or 
license continue and may be enforced as if such amendment, modification, 
or revocation had not been made.

[[Page 232]]



Sec. 539.403  Transactions incidental to a licensed transaction.

    Any transaction ordinarily incident to a licensed transaction and 
necessary to give effect to the licensed transaction is also authorized 
by the license. Except as specifically authorized by the terms of the 
license, prohibited transactions involving designated foreign persons 
not named in the license are not considered incidental to a licensed 
transaction and therefore remain prohibited.



Sec. 539.404  Transshipments through the United States prohibited.

    (a) The prohibitions in Sec. Sec. 539.201 and 539.202 apply to the 
importation into the United States, for transshipment or transit, of 
goods, technology, or services produced or provided by a designated 
foreign person that are intended or destined for third countries.
    (b) In the case of goods or technology transported by vessel, the 
prohibitions in Sec. Sec. 539.201 and 539.202 apply to the unlading in 
the United States and the intent to unlade in the United States of goods 
or technology produced or provided by a designated foreign person that 
is intended or destined for third countries.



Sec. 539.405  Importation of goods or technology from third countries.

    Importation into the United States from third countries of goods or 
technology is prohibited if undertaken with knowledge or reason to know 
that those goods contain raw materials or components produced or 
provided by a designated foreign person or technology produced or 
provided by a designated foreign person.



Sec. 539.406  Importation into and release from a bonded warehouse or foreign trade zone.

    The prohibitions in Sec. Sec. 539.201 and 539.202 apply to 
importation into a bonded warehouse or a foreign trade zone of the 
United States.



  Subpart E_Licenses, Authorizations and Statements of Licensing Policy



Sec. 539.501  General and specific licensing procedures.

    For provisions relating to licensing procedures, see part 501, 
subpart E, of this chapter. Licensing actions taken pursuant to part 501 
of this chapter with respect to the prohibitions contained in this part 
are considered actions taken pursuant to this part.

[64 FR 8716, Feb. 23, 1999, as amended at 68 FR 53658, Sept. 11, 2003]



Sec. 539.502  Effect of license.

    (a) No license contained in this part, or otherwise issued by or 
under the direction of the Director of the Office of Foreign Assets 
Control pursuant to this part, authorizes or validates any transaction 
effected prior to the issuance of the license, unless the prior 
transaction is specifically authorized in such license.
    (b) No regulation, ruling, instruction, or license authorizes any 
transaction prohibited by this part unless the regulation, ruling, 
instruction, or license is issued by the Office of Foreign Assets 
Control and specifically refers to this part. No regulation, ruling, 
instruction, or license referring to this part authorizes any 
transaction prohibited by any provision of this chapter unless the 
regulation, ruling, instruction, or license specifically refers to such 
provision.
    (c) Any regulation, ruling, instruction, or license authorizing any 
transaction otherwise prohibited by this part has the effect of removing 
from the transaction a prohibition or prohibitions contained in this 
part, but only to the extent specifically stated by its terms. Unless 
the regulation, ruling, instruction, or license otherwise specifies, 
such an authorization does not create any right, duty, obligation, 
claim, or interest that would not otherwise exist under ordinary 
principles of law in or with respect to any property.

[[Page 233]]



Sec. 539.503  Exclusion from licenses.

    The Director of the Office of Foreign Assets Control reserves the 
right to exclude any person, property, or transaction from the operation 
of any license or from the privileges conferred by any license. The 
Director of the Office of Foreign Assets Control also reserves the right 
to restrict the applicability of any license to particular persons, 
property, transactions, or classes thereof. Such actions are binding 
upon all persons receiving actual or constructive notice of the 
exclusions or restrictions.



Sec. 539.504  Departments and agencies of the United States Government.

    (a) Departments and agencies of the United States Government may by 
written authorization signed by the head of the Department or Agency or 
his designee provide for:
    (1) Procurement contracts necessary to meet U.S. operational 
military requirements or requirements under defense production 
agreements; intelligence requirements; sole source suppliers, spare 
parts, components, routine servicing and maintenance of products for the 
United States Government; and medical and humanitarian items; and
    (2) Performance pursuant to contracts in force as of 12:01 a.m. EDT, 
July 29, 1998, under appropriate circumstances.
    (b) Such written authorization shall:
    (1) Include details about the goods, technology, and services which 
have been approved for importation; the rationale for such approval; and 
24-hour-a-day contact information for the approving official or designee 
for use by the U.S. Customs Service should questions arise about an 
approved import;
    (2) Be in the form of license, regulation, order, directive, or 
exception;
    (3) Include information about the results of prior written 
consultation with the Under Secretary of State for Arms Control and 
International Security Affairs (through the Office of Chemical, 
Biological and Missile Nonproliferation and the Office of the Assistant 
Legal Adviser for Political-Military Affairs); and
    (4) Be provided to U.S. Customs Service officials upon the 
importation of any goods or technology covered by an authorization 
described in paragraph (a) of this section in a form which clearly 
establishes that the imported goods or technology is covered by the 
authorization.



                            Subpart F_Reports



Sec. 539.601  Records and reports.

    For provisions relating to required records and reports, see part 
501, subpart C, of this chapter. Recordkeeping and reporting 
requirements imposed by part 501 of this chapter with respect to the 
prohibitions contained in this part are considered requirements arising 
pursuant to this part.



                           Subpart G_Penalties



Sec. 539.701  Penalties.

    (a) Attention is directed to section 206 of the International 
Emergency Economic Powers Act (the ``Act'') (50 U.S.C. 1705), which is 
applicable to violations of the provisions of any license, ruling, 
regulation, order, direction, or instruction issued by or pursuant to 
the direction or authorization of the Secretary of the Treasury pursuant 
to this part or otherwise under the Act.
    (1) A civil penalty not to exceed the amount set forth in Section 
206 of the Act may be imposed on any person who violates, attempts to 
violate, conspires to violate, or causes a violation of any license, 
order, regulation, or prohibition issued under the Act.

    Note to paragraph (a)(1) of Sec. 539.701: As of June 10, 2008, the 
Act provides for a maximum civil penalty not to exceed the greater of 
$250,000 or an amount that is twice the amount of the transaction that 
is the basis of the violation with respect to which the penalty is 
imposed.

    (2) A person who willfully commits, willfully attempts to commit, or 
willfully conspires to commit, or aids or abets in the commission of a 
violation of any license, order, regulation, or prohibition shall, upon 
conviction, be fined not more than $1,000,000, or if a natural person, 
may be imprisoned for not more than 20 years, or both.
    (b) Adjustments to penalty amounts. (1) The civil penalties provided 
in the Act are subject to adjustment pursuant to

[[Page 234]]

the Federal Civil Penalties Inflation Adjustment Act of 1990 (Pub. L. 
101-410, as amended, 28 U.S.C. 2461 note).
    (2) The criminal penalties provided in the Act are subject to 
adjustment pursuant to 18 U.S.C. 3571.
    (c) Attention is also directed to 18 U.S.C. 1001, which provides 
that whoever, in any matter within the jurisdiction of any department or 
agency of the United States, knowingly and willfully falsifies, 
conceals, or covers up by any trick, scheme, or device a material fact, 
or makes any false, fictitious, or fraudulent statement or 
representation or makes or uses any false writing or document knowing 
the same to contain any false, fictitious, or fraudulent statement or 
entry shall be fined under title 18, United States Code, or imprisoned 
not more than five years, or both.
    (d) Violations of this part may also be subject to relevant 
provisions of other applicable laws.

[64 FR 8716, Feb. 23, 1999, as amended at 71 FR 29253, May 22, 2006; 73 
FR 32653, June 10, 2008]



Sec. 539.702  Prepenalty notice.

    (a) When required. If the Director of the Office of Foreign Assets 
Control has reasonable cause to believe that there has occurred a 
violation of any provision of this part or a violation of the provisions 
of any license, ruling, regulation, order, direction, or instruction 
issued by or pursuant to the direction or authorization of the Secretary 
of the Treasury pursuant to this part or otherwise under the 
International Emergency Economic Powers Act, and the Director determines 
that further proceedings are warranted, the Director shall issue to the 
person concerned a notice of intent to impose a monetary penalty. This 
prepenalty notice shall be issued whether or not another agency has 
taken any action with respect to this matter.
    (b) Contents--(1) Facts of violation. The prepenalty notice shall 
describe the violation, specify the laws and regulations allegedly 
violated, and state the amount of the proposed monetary penalty.
    (2) Right to respond. The prepenalty notice also shall inform the 
respondent of respondent's right to make a written presentation within 
30 days of the date of mailing of the notice as to why a monetary 
penalty should not be imposed or why, if imposed, the monetary penalty 
should be in a lesser amount than proposed.



Sec. 539.703  Response to prepenalty notice; informal settlement.

    (a) Deadline for response. The respondent shall have 30 days from 
the date of mailing of the prepenalty notice to make a written response 
to the Director of the Office of Foreign Assets Control.
    (b) Form and contents of response. The written response need not be 
in any particular form, but must contain information sufficient to 
indicate that it is in response to the prepenalty notice. It should 
contain responses to the allegations in the prepenalty notice and set 
forth the reasons why the respondent believes the penalty should not be 
imposed or why, if imposed, it should be in a lesser amount than 
proposed.
    (c) Informal settlement. In addition or as an alternative to a 
written response to a prepenalty notice issued pursuant to this section, 
the respondent or respondent's representative may contact the Office of 
Foreign Assets Control as advised in the prepenalty notice to propose 
the settlement of allegations contained in the prepenalty notice and 
related matters. In the event of settlement at the prepenalty stage, the 
claim proposed in the prepenalty notice will be withdrawn, the 
respondent is not required to take a written position on allegations 
contained in the prepenalty notice, and the Office of Foreign Assets 
Control will make no final determination as to whether a violation 
occurred. The amount accepted in settlement of allegations in a 
prepenalty notice may vary from the civil penalty that might finally be 
imposed in the event of a formal determination of violation. In the 
event no settlement is reached, the 30-day period specified in paragraph 
(a) of this section for written response to the prepenalty notice 
remains in effect unless additional time is granted by the Office of 
Foreign Assets Control.

[[Page 235]]



Sec. 539.704  Penalty imposition or withdrawal.

    (a) No violation. If, after considering any response to a prepenalty 
notice and any relevant facts, the Director of the Office of Foreign 
Assets Control determines that there was no violation by the respondent 
named in the prepenalty notice, the Director promptly shall notify the 
respondent in writing of that determination and that no monetary penalty 
will be imposed.
    (b) Violation. If, after considering any response to a prepenalty 
notice and any relevant facts, the Director of the Office of Foreign 
Assets Control determines that there was a violation by the respondent 
named in the prepenalty notice, the Director promptly shall issue a 
written notice of the imposition of the monetary penalty to the 
respondent.
    (1) The penalty notice shall inform the respondent that payment of 
the assessed penalty must be made within 30 days of the date of mailing 
of the penalty notice.
    (2) The penalty notice shall inform the respondent of the 
requirement to furnish the respondent's taxpayer identification number 
pursuant to 31 U.S.C. 7701 and that such number will be used for 
purposes of collecting and reporting on any delinquent penalty amount.



Sec. 539.705  Administrative collection; referral to United States Department of Justice.

    In the event that the respondent does not pay the penalty imposed 
pursuant to this part or make payment arrangements acceptable to the 
Director of the Office of Foreign Assets Control within 30 days of the 
date of mailing of the penalty notice, the matter may be referred for 
administrative collection measures by the Department of the Treasury or 
to the United States Department of Justice for appropriate action to 
recover the penalty in a civil suit in a Federal district court.



                          Subpart H_Procedures



Sec. 539.801  Procedures.

    For license application procedures and procedures relating to 
amendments, modifications, or revocations of licenses; administrative 
decisions; rulemaking; and requests for documents pursuant to the 
Freedom of Information and Privacy Acts (5 U.S.C. 552 and 552a), see 
part 501, subpart E, of this chapter.

[64 FR 8716, Feb. 23, 1999, as amended at 68 FR 53658, Sept. 11, 2003]



Sec. 539.802  Delegation by the Secretary of the Treasury.

    Any action that the Secretary of the Treasury is authorized to take 
pursuant to Executive Order 12938 of November 14, 1994 (59 FR 59099, 3 
CFR, 1994 Comp., p. 950), as amended by Executive Order 13094 of July 
28, 1998 (63 FR 40803, July 30, 1998), and any further Executive orders 
relating to the national emergency declared in Executive Order 12938 may 
be taken by the Director of the Office of Foreign Assets Control or by 
any other person to whom the Secretary of the Treasury has delegated 
authority so to act.



                    Subpart I_Paperwork Reduction Act



Sec. 539.901  Paperwork Reduction Act notice.

    For approval by the Office of Management and Budget (``OMB'') under 
the Paperwork Reduction Act of 1995 (44 U.S.C. 3507) of information 
collections relating to recordkeeping and reporting requirements, 
licensing procedures (including those pursuant to statements of 
licensing policy), and other procedures, see Sec. 501.901 of this 
chapter. An agency may not conduct or sponsor, and a person is not 
required to respond to, a collection of information unless it displays a 
valid control number assigned by OMB.



         Sec. Appendix I to Part 539--Designated Foreign Persons

    The following foreign persons have been determined by the Secretary 
of State to have materially contributed or attempted to contribute 
materially to the efforts of a foreign country, project, or entity of 
proliferation concern to use, acquire, design, develop, produce, or 
stockpile weapons of mass destruction or missiles capable of delivering 
such weapons, for purposes of section 4(a) of Executive Order 12938, as 
amended by section

[[Page 236]]

1(a) of Executive Order 13094, and to be subject to import measures 
authorized in Executive Orders 12938 and 13094. They, and any entities 
owned or controlled by them, unless indicated otherwise, are designated 
foreign persons for purposes of this part. The applicable effective date 
and citation to the Federal Register for each such person is given in 
brackets after that person's name and identifying information:
1. Baltic State Technical University, including at 1/21, 1-ya 
Krasnoarmeiskaya Ul., 198005 St. Petersburg, Russia [July 30, 1998; 63 
FR 42089, August 6, 1998].
2. Europalace 2000, including at Moscow, Russia [July 30, 1998; 63 FR 
42089, August 6, 1998].
3. Glavkosmos, including at 9 Krasnoproletarskaya St., 103030 Moscow, 
Russia [July 30, 1998; 63 FR 42089, August 6, 1998].
4. Grafit, also known as (``aka'') State Scientific Research Institute 
of Graphite or NIIGRAFIT, including at 2 Ulitsa Elektrodnaya, 111524 
Moscow, Russia [July 30, 1998; 63 FR 42089, August 6, 1998].
5. MOSO Company, including at Moscow, Russia [July 30, 1998; 63 FR 
42089, August 6, 1998].
6. D. Mendeleyev University of Chemical Technology of Russia, including 
at 9 Miusskaya Sq., Moscow 125047, Russia [January 8, 1999; 64 FR 2935, 
January 19, 1999].
7. Moscow Aviation Institute (MAI), including at 4 Volokolamskoye 
Shosse, Moscow 125871, Russia [January 8, 1999; 64 FR 2935, January 19, 
1999].
8. The Scientific Research and Design Institute of Power Technology, aka 
NIKIET, Research and Development Institute of Power Engineering [RDIPE], 
and ENTEK, including at 101000, P.O. Box 788, Moscow, Russia.

[64 FR 8716, Feb. 23, 1999, as amended at 66 FR 57381, Nov. 15, 2001]



PART 540_HIGHLY ENRICHED URANIUM (HEU) AGREEMENT ASSETS CONTROL REGULATIONS--Table of Contents




      Subpart A_Relation of This Part to Other Laws and Regulations

Sec.
540.101 Relation of this part to other laws and regulations.

                         Subpart B_Prohibitions

540.201 Prohibited transactions involving blocked property.
540.202 Effect of transfers violating the provisions of this part.
540.203 Holding of funds in interest-bearing accounts; investment and 
          reinvestment.

                      Subpart C_General Definitions

540.301 Blocked account; blocked property.
540.302 Effective date.
540.303 Entity.
540.304 Government of the Russian Federation.
540.305 HEU Agreements.
540.306 Highly Enriched Uranium (HEU).
540.307 Licenses; general and specific.
540.308 Low Enriched Uranium (LEU).
540.309 Natural uranium.
540.310 Person.
540.311 Property; property interest.
540.312 Transfer.
540.313 United States.
540.314 United States person; U.S. person.
540.315 Uranium-235 (U235).
540.316 Uranium enrichment.
540.317 Uranium feed; natural uranium feed.
540.318 Uranium Hexafluoride (UF6).
540.319 U.S. financial institution.

                        Subpart D_Interpretations

540.401 Reference to amended sections.
540.402 Effect of amendment.
540.403 Termination and acquisition of an interest in blocked property.
540.404 Setoffs prohibited.
540.405 Transactions incidental to a licensed transaction.

 Subpart E_Licenses, Authorizations, and Statements of Licensing Policy

540.500 Licensing procedures.
540.501 Effect of license or authorization.
540.502 Exclusion from licenses.
540.503 Payments and transfers to blocked accounts in U.S. financial 
          institutions.
540.504 Entries in certain accounts for normal service charges 
          authorized.

                            Subpart F_Reports

540.601 Records and reports.

                           Subpart G_Penalties

540.701 Penalties.
540.702 Prepenalty notice.
540.703 Response to prepenalty notice; informal settlement.
540.704 Penalty imposition or withdrawal.
540.705 Administrative collection; referral to United States Department 
          of Justice.

                          Subpart H_Procedures

540.801 Procedures.
540.802 Delegation by the Secretary of the Treasury.

[[Page 237]]

                    Subpart I_Paperwork Reduction Act

540.901 Paperwork Reduction Act notice.

    Authority: 3 U.S.C. 301; 31 U.S.C. 321(b); 50 U.S.C. 1601-1651, 
1701-1706; Pub. L. 101-410, 104 Stat. 890 (28 U.S.C. 2461 note); Pub. L. 
110-96, 121 Stat. 1011; E.O. 13159, 65 FR 39279, 3 CFR, 2000 Comp., p. 
277.

    Source: 66 FR 38555, July 25, 2001, unless otherwise noted.



      Subpart A_Relation of This Part to Other Laws and Regulations



Sec. 540.101  Relation of this part to other laws and regulations.

    (a) This part is separate from, and independent of, the other parts 
of this chapter, with the exception of part 501 of this chapter, the 
recordkeeping and reporting requirements and license application and 
other procedures of which apply to this part. Actions taken pursuant to 
part 501 of this chapter with respect to the prohibitions contained in 
this part are considered actions taken pursuant to this part. Differing 
foreign policy and national security circumstances may result in 
differing interpretations of similar language among the parts of this 
chapter. No license or authorization contained in or issued pursuant to 
those other parts authorizes any transaction prohibited by this part. No 
license or authorization contained in or issued pursuant to any other 
provision of law or regulation authorizes any transaction prohibited by 
this part.
    (b) Nothing contained in these regulations shall relieve a person 
from any requirement to obtain a license or other authorization from any 
department or agency of the United States Government in compliance with 
applicable laws and regulations subject to the jurisdiction of that 
department or agency, and no license contained in or issued pursuant to 
this part relieves the involved parties from complying with any other 
applicable laws or regulations.



                         Subpart B_Prohibitions



Sec. 540.201  Prohibited transactions involving blocked property.

    (a) Except as otherwise authorized by regulations, orders, 
directives, rulings, instructions, licenses, or otherwise, the property 
or property interests of the Government of the Russian Federation that 
are directly related to the implementation of the Highly Enriched 
Uranium (HEU) Agreements, that are in the United States, that hereafter 
come within the United States, or that are or hereafter come within the 
possession or control of U.S. persons are blocked and may not be 
transferred, paid, exported, withdrawn or otherwise dealt in.
    (b) Unless otherwise authorized by this part or by a specific 
license expressly referring to this part, any attachment, judgment, 
decree, lien, execution, garnishment, or other judicial process is null 
and void with respect to any blocked property or interest in blocked 
property covered by this part.



Sec. 540.202  Effect of transfers violating the provisions of this part.

    (a) Any transfer after the effective date (see Sec. 540.302) that 
is in violation of any provision of this part or of any regulation, 
order, directive, ruling, instruction, or license issued pursuant to 
this part, and that involves any property or interest in property 
blocked pursuant to Sec. 540.201(a) is null and void and shall not be 
the basis for the assertion or recognition of any interest in or right, 
remedy, power, or privilege with respect to such property or property 
interests.
    (b) No transfer before the effective date shall be the basis for the 
assertion or recognition of any right, remedy, power, or privilege with 
respect to, or any interest in, any property or interest in property 
blocked pursuant to Sec. 540.201, unless the person with whom such 
property is held or maintained, prior to that date, had written notice 
of the transfer or by any written evidence had recognized such transfer.
    (c) Unless otherwise provided, an appropriate license or other 
authorization issued by or pursuant to the direction or authorization of 
the Director of the Office of Foreign Assets Control before, during, or 
after a transfer shall validate such transfer or render it enforceable 
to the same extent that it would be valid or enforceable but for the 
provisions of the International Emergency Economic Powers Act, this

[[Page 238]]

part, and any regulation, order, directive, ruling, instruction, or 
license issued pursuant to this part.
    (d) The Director of the Office of Foreign Assets Control may, in his 
discretion, retroactively license a transfer of property that is null 
and void or unenforceable by virtue of the provisions of this section so 
that such a transfer shall not be deemed to be null and void or 
unenforceable as to any person with whom such property was held or 
maintained (and as to such person only) in cases in which such person is 
able to establish to the satisfaction of the Director of the Office of 
Foreign Assets Control each of the following:
    (1) Such transfer did not represent a willful violation of the 
provisions of this part by the person with whom such property was held 
or maintained;
    (2) The person with whom such property was held or maintained did 
not have reasonable cause to know or suspect, in view of all the facts 
and circumstances known or available to such person, that such transfer 
required a license or authorization issued pursuant to this part and was 
not so licensed or authorized, or if a license or authorization did 
purport to cover the transfer, that such license or authorization had 
been obtained by misrepresentation of a third party or withholding of 
material facts or was otherwise fraudulently obtained; and
    (3) The person with whom such property was held or maintained filed 
with the Office of Foreign Assets Control a report setting forth in full 
the circumstances relating to such transfer promptly upon discovery 
that:
    (i) Such transfer was in violation of the provisions of this part or 
any regulation, ruling, instruction, license or other direction, or 
authorization issued pursuant to this part;
    (ii) Such transfer was not licensed or authorized by the Director of 
the Office of Foreign Assets Control; or
    (iii) If a license did purport to cover the transfer, such license 
had been obtained by misrepresentation of a third party or withholding 
of material facts or was otherwise fraudulently obtained.
    Note to paragraph (d) of Sec. 540.202: The filing of a report in 
accordance with the provisions of paragraph (d)(3) of this section shall 
not be deemed evidence that the terms of paragraphs (d)(1) and (d)(2) of 
this section have been satisfied.



Sec. 540.203  Holding of funds in interest-bearing accounts; investment and reinvestment.

    (a) Except as provided in paragraphs (c) or (d) of this section, or 
as otherwise directed by the Office of Foreign Assets Control, any U.S. 
person holding funds, such as currency, bank deposits, or liquidated 
financial obligations subject to Sec. 540.201 shall hold or place such 
funds in a blocked interest-bearing account located in the United 
States.
    (b)(1) For purposes of this section the term blocked interest-
bearing account means a blocked account:
    (i) In a federally-insured U.S. bank, thrift institution, or credit 
union, provided the funds are earning interest at rates which are 
commercially reasonable; or
    (ii) With a broker or dealer registered with the Securities and 
Exchange Commission under the Securities Exchange Act of 1934, provided 
the funds are invested in a money market fund or U.S. Treasury Bills.
    (2) For purposes of this section, a rate is commercially reasonable 
if it is the rate currently offered to other depositors on deposits or 
instruments of comparable size and maturity.
    (3) Funds held or placed in a blocked account pursuant to this 
paragraph (b) may not be invested in instruments the maturity of which 
exceeds 180 days. If interest is credited to a separate blocked account 
or sub-account, the name of the account party on each account must be 
the same.
    (c) Blocked funds held in instruments the maturity of which exceeds 
180 days at the time the funds become subject to Sec. 540.201 may 
continue to be held until maturity in the original instrument, provided 
any interest, earnings, or other proceeds derived therefrom are paid 
into a blocked interest-bearing account in accordance with paragraph (b) 
or (d) or this section.
    (d) Blocked funds held in accounts or instruments outside the United 
States at the time the funds become subject to Sec. 540.201 may 
continue to be held in the same type of accounts or instruments, 
provided the funds earn interest

[[Page 239]]

at rates which are commercially reasonable.
    (e) This section does not create an affirmative obligation for the 
holder of blocked tangible property, such as chattels or real estate, or 
of other blocked property, such as debt or equity securities, to sell or 
liquidate such property at the time the property becomes subject to 
Sec. 540.201. However, the Office of Foreign Assets Control may issue 
licenses permitting or directing such sales in appropriate cases.
    (f) Except as otherwise licensed, authorized or directed by OFAC, 
funds subject to this section may not be invested, used for collateral 
or reinvested in a manner which provides immediate financial or economic 
benefit or access to the Government of the Russian Federation or its 
entities, nor may their holder cooperate in or facilitate the pledging 
or other attempted use as collateral of blocked funds or other assets.



                      Subpart C_General Definitions



Sec. 540.301  Blocked account; blocked property.

    The terms blocked account and blocked property shall mean any 
account or property subject to the prohibition in Sec. 540.201 and with 
respect to which payments, transfers, exportations, withdrawals, or 
other dealings may not be made or effected except pursuant to an 
authorization or license from the Office of Foreign Assets Control 
expressly authorizing such action.



Sec. 540.302  Effective date.

    The term effective date refers to the effective date of the 
applicable prohibitions and directives contained in this part which is 
12:01 a.m., Eastern Daylight Time, June 22, 2000.



Sec. 540.303  Entity.

    The term entity means a partnership, association, trust, joint 
venture, corporation, or other organization.



Sec. 540.304  Government of the Russian Federation.

    (a) The term Government of the Russian Federation means the 
Government of the Russian Federation, any political subdivision, agency, 
or instrumentality thereof, and any person owned or controlled by, or 
acting for or on behalf of, the Government of the Russian Federation.
    (b) Any person or entity to the extent such person or entity is or 
has been, or to the extent that there is reasonable cause to believe 
that such person or entity is, or has been, since the effective date 
(see Sec. 540.302), acting or purporting to act directly or indirectly 
for or on behalf of any of the foregoing.



Sec. 540.305  HEU Agreements.

    The term HEU Agreements means the Agreement Between the Government 
of the United States of America and the Government of the Russian 
Federation Concerning the Disposition of Highly Enriched Uranium 
Extracted from Nuclear Weapons, dated February 18, 1993; the Initial 
Implementing Contract, Contract Number DE-AC01-93NE50067, dated January 
14, 1994; and all current and future amendments thereto; as well as the 
related current and future implementing agreements, memoranda of 
understanding, protocols, and contracts, including all current and 
future amendments thereto, to include without limitation the following:
    (a) Memorandum of Agreement Between the United States, Acting By and 
Through the United States Department of State, and the United States 
Department of Energy and the United States Enrichment Corporation 
(USEC), for USEC to Serve as the United States Government's Executive 
Agent under the Agreement Between the United States and the Russian 
Federation Concerning the Disposition of Highly Enriched Uranium 
Extracted from Nuclear Weapons, dated April 18, 1997;
    (b) Agreement Between the United States Department of Energy and the 
Ministry of the Russian Federation for Atomic Energy Concerning the 
Transfer of Source Material to the Russian Federation signed at 
Washington on March 24, 1999, with Implementing Agreement and 
Administrative Arrangement, dated March 24, 1999, and related letter 
agreements; and
    (c) UF6 Feed Component Implementing Contract Among Cameco Europe 
S.A. and Compagnie G[eacute]n[eacute]ral des Mati[egrave]res 
Nucl[eacute]aires and Nukem, Inc.

[[Page 240]]

and Nukem Nuklear Gmbh and OAO Techsnabexport, and Tenex Contract 
 08843672/90100-02D, dated March 24, 1999.



Sec. 540.306  Highly Enriched Uranium (HEU).

    The term highly enriched uranium or HEU means uranium enriched to 
twenty (20) percent or greater in the isotope U235.



Sec. 540.307  Licenses; general and specific.

    (a) Except as otherwise specified, the term license means any 
license or authorization contained in or issued pursuant to this part.
    (b) The term general license means any license or authorization the 
terms of which are set forth in subpart E of this part.
    (c) The term specific license means any license or authorization not 
set forth in subpart E of this part but issued pursuant to this part.

    Note to Sec. 540.307. See Sec. 501.801 of this chapter on 
licensing procedures.



Sec. 540.308  Low Enriched Uranium (LEU).

    The term low enriched uranium or LEU means uranium enriched to less 
than twenty (20) percent in the isotope U235.



Sec. 540.309  Natural uranium.

    The term natural uranium means uranium found in nature, with an 
average concentration of 0.711 percent by weight of the isotope U235.



Sec. 540.310  Person.

    The term person means an individual or entity.



Sec. 540.311  Property; property interest.

    The terms property and property interest include, but are not 
limited to, money, checks, drafts, bullion, bank deposits, savings 
accounts, debts, indebtedness, obligations, notes, guarantees, 
debentures, stocks, bonds, coupons, any other financial instruments, 
bankers acceptances, mortgages, pledges, liens or other rights in the 
nature of security, warehouse receipts, bills of lading, trust receipts, 
bills of sale, any other evidences of title, ownership, or indebtedness, 
letters of credit and any documents relating to any rights or 
obligations thereunder, powers of attorney, goods, wares, merchandise, 
chattels, stocks on hand, ships, goods on ships, real estate mortgages, 
deeds of trust, vendors' sales agreements, land contracts, leaseholds, 
ground rents, real estate and any other interest therein, options, 
negotiable instruments, trade acceptances, royalties, book accounts, 
accounts payable, judgments, patents, trademarks, copyrights, insurance 
policies, safe deposit boxes and their contents, annuities, pooling 
agreements, services of any nature whatsoever, contracts of whatever 
nature whatsoever, and any other property, real, personal, or mixed, 
tangible or intangible, or interests therein, present, future, or 
contingent.



Sec. 540.312  Transfer.

    The term transfer means any actual or purported act or transaction, 
whether or not evidenced by writing, and whether or not done or 
performed within the United States, the purpose, intent, or effect of 
which is to create, surrender, release, convey, transfer, or alter, 
directly or indirectly, any right, remedy, power, privilege, or interest 
with respect to any property and, without limitation upon the foregoing, 
shall include the making, execution, or delivery of any assignment, 
power, conveyance, check, declaration, deed, deed of trust, power of 
attorney, power of appointment, bill of sale, mortgage, receipt, 
agreement, contract, certificate, gift, sale, affidavit, or statement; 
the making of any payment; the setting off of any obligation or credit; 
the appointment of any agent, trustee, or fiduciary; the creation or 
transfer of any lien; the issuance, docketing, filing, or levy of or 
under any judgment, decree, attachment, injunction, execution, or other 
judicial or administrative process or order, or the service of any 
garnishment; the acquisition of any interest of any nature whatsoever by 
reason of a judgment or decree of any foreign country; the fulfillment 
of any condition; the exercise of any power of appointment, power of 
attorney, or other power; or the acquisition, disposition, 
transportation, importation, exportation, or withdrawal of any security.

[[Page 241]]



Sec. 540.313  United States.

    The term United States means the United States, its territories and 
possessions, and all areas under the jurisdiction or authority thereof.



Sec. 540.314  United States person; U.S. person.

    The term United States person or U.S. person means any United States 
citizen, permanent resident alien, juridical person organized under the 
laws of the United States or any jurisdiction within the United States, 
including foreign branches, or any person in the United States.



Sec. 540.315  Uranium-235 (U235).

    The term uranium-235 or U235 means the fissile isotope found in 
natural uranium.



Sec. 540.316  Uranium enrichment.

    The term uranium enrichment means the process of increasing the 
concentration of the isotope U235 relative to that of the isotope U238.



Sec. 540.317  Uranium feed; natural uranium feed.

    The term uranium feed or natural uranium feed means natural uranium 
in the form of UF6 suitable for uranium enrichment.



Sec. 540.318  Uranium Hexafluoride (UF6).

    The term uranium hexafluoride or UF6 means a compound of uranium and 
fluorine.



Sec. 540.319  U.S. financial institution.

    The term U.S. financial institution means any U.S. entity (including 
its foreign branches) that is engaged in the business of accepting 
deposits, making, granting, transferring, holding, or brokering loans or 
credits, or purchasing or selling foreign exchange, securities, 
commodity futures or options, or procuring purchasers and sellers 
thereof, as principal or agent; including but not limited to, depository 
institutions, banks, savings banks, trust companies, securities brokers 
and dealers, commodity futures and options brokers and dealers, forward 
contract and foreign exchange merchants, securities and commodities 
exchanges, clearing corporations, investment companies, employee benefit 
plans, and U.S. holding companies, U.S. affiliates, or U.S. subsidiaries 
of any of the foregoing. This term includes those branches, offices and 
agencies of foreign financial institutions that are located in the 
United States, but not such institutions' foreign branches, offices, or 
agencies.



                        Subpart D_Interpretations



Sec. 540.401  Reference to amended sections.

    Except as otherwise specified, reference to any section of this part 
or to any regulation, ruling, order, instruction, direction, or license 
issued pursuant to this part shall be deemed to refer to the same as 
currently amended.



Sec. 540.402  Effect of amendment.

    Any amendment, modification, or revocation of any section of this 
part or of any order, regulation, ruling, instruction, or license issued 
by or under the direction of the Director of the Office of Foreign 
Assets Control shall not, unless otherwise specifically provided, affect 
any act done or omitted to be done, or any civil or criminal suit or 
proceeding commenced or pending prior to such amendment, modification, 
or revocation. All penalties, forfeitures, and liabilities under any 
such order, regulation, ruling, instruction, or license continue and may 
be enforced as if such amendment, modification, or revocation had not 
been made.



Sec. 540.403  Termination and acquisition of an interest in blocked property.

    (a) Whenever a transaction licensed or authorized by or pursuant to 
this part results in the transfer of property (including any property 
interest) away from the Government of the Russian Federation, such 
property shall no longer be deemed to be property in which the 
Government of the Russian Federation has or has had an interest unless 
there exists in the property another interest of the Government of the 
Russian Federation, the transfer of which has not been effected pursuant 
to license or other authorization.

[[Page 242]]

    (b) Unless otherwise specifically provided in a license or 
authorization issued pursuant to this part, if property (including any 
property interest) is transferred or attempted to be transferred to the 
Government of the Russian Federation, such property shall be deemed to 
be property in which there exists an interest of the Government of the 
Russian Federation.



Sec. 540.404  Setoffs prohibited.

    A setoff against blocked property (including a blocked account), 
whether by a U.S. bank or other U.S. person, is a prohibited transfer 
under Sec. 540.201 if effected after the effective date (see Sec. 
540.302).



Sec. 540.405  Transactions incidental to a licensed transaction.

    Any transaction ordinarily incident to a licensed transaction and 
necessary to give effect thereto is also authorized, except for any 
attachment, judgment, decree, lien, execution, garnishment, or other 
judicial process which has the effect of encumbering the property or 
interest in property of the Government of the Russian Federation 
directly related to the implementation of the HEU agreements, or any 
transaction involving a debit to a blocked account or transfer of 
blocked property not explicitly authorized within the terms of a 
license.



 Subpart E_Licenses, Authorizations, and Statements of Licensing Policy



Sec. 540.500  Licensing procedures.

    For provisions relating to licensing procedures, see part 501, 
subpart E, of this chapter. Licensing actions taken pursuant to part 501 
of this chapter with respect to the prohibitions contained in this part 
are considered actions taken pursuant to this part.

[68 FR 53658, Sept. 11, 2003]



Sec. 540.501  Effect of license or authorization.

    (a) No license or other authorization contained in this part, or 
otherwise issued by or under the direction of the Director of the Office 
of Foreign Assets Control, authorizes or validates any transaction 
effected prior to the issuance of the license, unless specifically 
provided in such license or authorization.
    (b) No regulation, ruling, instruction, or license authorizes any 
transaction prohibited under this part unless the regulation, ruling, 
instruction or license is issued by the Office of Foreign Assets Control 
and specifically refers to this part. No regulation, ruling, 
instruction, or license referring to this part shall be deemed to 
authorize any transaction prohibited by any provision of this chapter 
unless the regulation, ruling, instruction, or licenses specifically 
refers to such provision.
    (c) Any regulation, ruling, instruction, or license authorizing any 
transaction otherwise prohibited under this part has the effect of 
removing a prohibition contained in this part from the transaction, but 
only to the extent specifically stated by its terms. Unless the 
regulation, ruling, instruction, or license otherwise specifies, such an 
authorization does not create any right, duty, obligation, claim, or 
interest in, or with respect to, any property which would not otherwise 
exist under ordinary principles of law.



Sec. 540.502  Exclusion from licenses.

    The Director of the Office of Foreign Assets Control reserves the 
right to exclude any person, property, or transaction from the operation 
of any license or from the privileges conferred by any license. The 
Director of the Office of Foreign Assets Control also reserves the right 
to restrict the applicability of any license to particular persons, 
property, transactions, or classes thereof. Such actions are binding 
upon all persons receiving actual or constructive notice of the 
exclusions or restrictions.



Sec. 540.503  Payments and transfers to blocked accounts in U.S. financial institutions.

    Except as otherwise authorized, licensed or directed by the Office 
of Foreign Assets Control, any payment of funds or transfer of credit in 
which the Government of the Russian Federation has any interest that is 
directly related to the implementation of the

[[Page 243]]

HEU Agreements and that comes within the possession or control of a U.S. 
financial institution must be blocked in an account on the books of that 
financial institution. A transfer of funds or credit by a U.S. financial 
institution between blocked accounts in its branches or offices is 
authorized, provided that no transfer is made from an account within the 
United States to an account held outside the United States, and further 
provided that a transfer from a blocked account may only be made to 
another blocked account held in the same name. U.S. financial 
institutions are authorized to engage in routine currency exchange 
transfers involving funds directly associated with the implementation of 
the HEU agreements that flow through correspondence accounts in U.S. 
financial institutions.

    Note to Sec. 540.503. Please refer to Sec. 501.603 of this chapter 
for mandatory reporting requirements regarding financial transfers. See 
also Sec. 501.203 concerning the obligation to hold blocked funds in 
interest-bearing accounts.



Sec. 540.504  Entries in certain accounts for normal service charges authorized.

    (a) A U.S. financial institution is authorized to debit any blocked 
account held by that financial institution in payment or reimbursement 
for normal service charges owed to it by the owner of the blocked 
account.
    (b) As used in this section, the term normal service charge shall 
include charges in payment or reimbursement for interest due; cable, 
telegraph, internet, or telephone charges; postage costs; custody fees; 
small adjustment charges to correct bookkeeping errors; and, but not by 
way of limitation, minimum balance charges, notary and protest fees, and 
charges for reference books, photocopies, credit reports, transcripts of 
statements, registered mail, insurance, stationery and supplies, and 
other similar items.



                            Subpart F_Reports



Sec. 540.601  Records and reports.

    For additional provisions relating to required records and reports, 
see part 501, subpart C, of this chapter.



                           Subpart G_Penalties



Sec. 540.701  Penalties.

    (a) Attention is directed to section 206 of the International 
Emergency Economic Powers Act (the ``Act'') (50 U.S.C. 1705), which is 
applicable to violations of the provisions of any license, ruling, 
regulation, order, direction, or instruction issued by or pursuant to 
the direction or authorization of the Secretary of the Treasury pursuant 
to this part or otherwise under the Act.
    (1) A civil penalty not to exceed the amount set forth in Section 
206 of the Act may be imposed on any person who violates, attempts to 
violate, conspires to violate, or causes a violation of any license, 
order, regulation, or prohibition issued under the Act.

    Note to paragraph (a)(1) of Sec. 540.701: As of June 10, 2008, the 
Act provides for a maximum civil penalty not to exceed the greater of 
$250,000 or an amount that is twice the amount of the transaction that 
is the basis of the violation with respect to which the penalty is 
imposed.

    (2) A person who willfully commits, willfully attempts to commit, or 
willfully conspires to commit, or aids or abets in the commission of a 
violation of any license, order, regulation, or prohibition shall, upon 
conviction, be fined not more than $1,000,000, or if a natural person, 
may be imprisoned for not more than 20 years, or both.
    (b) Adjustments to penalty amounts. (1) The civil penalties provided 
in the Act are subject to adjustment pursuant to the Federal Civil 
Penalties Inflation Adjustment Act of 1990 (Pub. L. 101-410, as amended, 
28 U.S.C. 2461 note).
    (2) The criminal penalties provided in the Act are subject to 
adjustment pursuant to 18 U.S.C. 3571.
    (c) Attention is also directed to 18 U.S.C. 1001, which provides 
that whoever, in any matter within the jurisdiction of the executive, 
legislative, or judicial branch of the Government of the United States, 
knowingly and willfully falsifies, conceals, or covers up by any trick, 
scheme, or device, a material fact, or makes any materially false, 
fictitious, or fraudulent statement or representation or makes or uses 
any false writing or document knowing the same to contain any materially 
false, fictitious, or fraudulent statement or

[[Page 244]]

entry shall be fined under title 18, United States Code, or imprisoned 
not more than five years, or both.
    (d) Violations of this part may also be subject to relevant 
provisions of other applicable laws.

[66 FR 38555, July 25, 2001, as amended at 71 FR 29253, May 22, 2006; 73 
FR 32653, June 10, 2008]



Sec. 540.702  Prepenalty notice.

    (a) When required. If the Director of the Office of Foreign Assets 
Control has reasonable cause to believe that there has occurred a 
violation of any provision of this part or a violation of the provisions 
of any license, ruling, regulation, order, direction, or instruction 
issued by or pursuant to the direction or authorization of the Secretary 
of the Treasury pursuant to this part or otherwise under the 
International Emergency Economic Powers Act, and the Director determines 
that further proceedings are warranted, the Director shall notify the 
alleged violator of the agency's intent to impose a monetary penalty by 
issuing a prepenalty notice. The prepenalty notice shall be in writing. 
The prepenalty notice may be issued whether or not another agency has 
taken any action with respect to the matter.
    (b) Contents of notice--(1) Facts of violation. The prepenalty 
notice shall describe the violation, specify the laws and regulations 
allegedly violated, and state the amount of the proposed monetary 
penalty.
    (2) Right to respond. The prepenalty notice also shall inform the 
respondent of respondent's right to make a written presentation within 
the applicable 30 day period set forth in Sec. 540.703 as to why a 
monetary penalty should not be imposed or why, if imposed, the monetary 
penalty should be in a lesser amount than proposed.
    (c) Informal settlement prior to issuance of prepenalty notice. At 
any time prior to the issuance of a prepenalty notice, an alleged 
violator may request in writing that, for a period not to exceed sixty 
(60) days, the agency withhold issuance of the prepenalty notice for the 
exclusive purpose of effecting settlement of the agency's potential 
civil monetary penalty claims. In the event the Director grants the 
request, under terms and conditions within his discretion, the Office of 
Foreign Assets Control will agree to withhold issuance of the prepenalty 
notice for a period not to exceed 60 days and will enter into settlement 
negotiations of the potential civil monetary penalty claim.



Sec. 540.703  Response to prepenalty notice; informal settlement.

    (a) Deadline for response. The respondent may submit a response to 
the prepenalty notice within the applicable 30 day period set forth in 
this paragraph. The Director may grant, at his discretion, an extension 
of time in which to submit a response to the prepenalty notice. The 
failure to submit a response within the applicable time period set forth 
in this paragraph shall be deemed to be a waiver of the right to 
respond.
    (1) Computation of time for response. A response to the prepenalty 
notice must be postmarked or date-stamped by the U.S. Postal Service (or 
foreign postal service, if mailed abroad) or courier service provider 
(if transmitted to OFAC by courier) on or before the 30th day after the 
postmark date on the envelope in which the prepenalty notice was mailed. 
If the respondent refused delivery or otherwise avoided receipt of the 
prepenalty notice, a response must be postmarked or date-stamped on or 
before the 30th day after the date on the stamped postal receipt 
maintained at the Office of Foreign Assets Control. If the prepenalty 
notice was personally delivered to the respondent by a non-U.S. Postal 
Service agent authorized by the Director, a response must be postmarked 
or date-stamped on or before the 30th day after the date of delivery.
    (2) Extensions of time for response. If a due date falls on a 
federal holiday or weekend, that due date is extended to include the 
following business day. Any other extensions of time will be granted, at 
the Director's discretion, only upon the respondent's specific request 
to the Office of Foreign Assets Control.
    (b) Form and method of response. The response must be submitted in 
writing and may be handwritten or typed. The response need not be in any 
particular form. A copy of the written response

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may be sent by facsimile, but the original must also be sent to the 
Office of Foreign Assets Control Civil Penalties Division by mail or 
courier and must be postmarked or date-stamped, in accordance with 
paragraph (a) of this section.
    (c) Contents of response. A written response must contain 
information sufficient to indicate that it is in response to the 
prepenalty notice.
    (1) A written response must include the respondent's full name, 
address, telephone number, and facsimile number, if available, or those 
of the representative of the respondent.
    (2) A written response should either admit or deny each specific 
violation alleged in the prepenalty notice and also state if the 
respondent has no knowledge of a particular violation. If the written 
response fails to address any specific violation alleged in the 
prepenalty notice, that alleged violation shall be deemed to be 
admitted.
    (3) A written response should include any information in defense, 
evidence in support of an asserted defense, or other factors that the 
respondent requests the Office of Foreign Assets Control to consider. 
Any defense or explanation previously made to the Office of Foreign 
Assets Control or any other agency must be repeated in the written 
response. Any defense not raised in the written response will be 
considered waived. The written response should also set forth the 
reasons why the respondent believes the penalty should not be imposed or 
why, if imposed, it should be in a lesser amount than proposed.
    (d) Default. If the respondent elects not to submit a written 
response within the time limit set forth in paragraph (a) of this 
section, the Office of Foreign Assets Control will conclude that the 
respondent has decided not to respond to the prepenalty notice. The 
agency generally will then issue a written penalty notice imposing the 
penalty proposed in the prepenalty notice.
    (e) Informal settlement. In addition to or as an alternative to a 
written response to a prepenalty notice, the respondent or respondent's 
representative may contact the Office of Foreign Assets Control as 
advised in the prepenalty notice to propose the settlement of 
allegations contained in the prepenalty notice and related matters. 
However, the requirements set forth in paragraph (f) of this section as 
to oral communication by the representative must first be fulfilled. In 
the event of settlement at the prepenalty stage, the claim proposed in 
the prepenalty notice will be withdrawn, the respondent will not be 
required to take a written position on allegations contained in the 
prepenalty notice, and the Office of Foreign Assets Control will make no 
final determination as to whether a violation occurred. The amount 
accepted in settlement of allegations in a prepenalty notice may vary 
from the civil penalty that might finally be imposed in the event of a 
formal determination of violation. In the event no settlement is 
reached, the time limit specified in paragraph (a) of this section for 
written response to the prepenalty notice remains in effect unless 
additional time is granted by the Office of Foreign Assets Control.
    (f) Representation. A representative of the respondent may act on 
behalf of the respondent, but any oral communication with the Office of 
Foreign Assets Control prior to a written submission regarding the 
specific allegations contained in the prepenalty notice must be preceded 
by a written letter of representation, unless the prepenalty notice was 
served upon the respondent in care of the representative.



Sec. 540.704  Penalty imposition or withdrawal.

    (a) No violation. If, after considering any response to the 
prepenalty notice and any relevant facts, the Director of the Office of 
Foreign Assets Control determines that there was no violation by the 
respondent named in the prepenalty notice, the Director shall notify the 
respondent in writing of that determination and the cancellation of the 
proposed monetary penalty.
    (b) Violation. (1) If, after considering any written response to the 
prepenalty notice, or default in the submission of a written response, 
and any relevant facts, the Director of the Office of Foreign Assets 
Control determines that there was a violation by the respondent named in 
the prepenalty notice, the Director is authorized to issue a written

[[Page 246]]

penalty notice to the respondent of the determination of violation and 
the imposition of the monetary penalty.
    (2) The penalty notice shall inform the respondent that payment or 
arrangement for installment payment of the assessed penalty must be made 
within 30 days of the date of mailing of the penalty notice by the 
Office of Foreign Assets Control.
    (3) The penalty notice shall inform the respondent of the 
requirement to furnish the respondent's taxpayer identification number 
pursuant to 31 U.S.C. 7701 and that such number will be used for 
purposes of collecting and reporting on any delinquent penalty amount.
    (4) The issuance of the penalty notice finding a violation and 
imposing a monetary penalty shall constitute final agency action. The 
respondent has the right to seek judicial review of that final agency 
action in a federal district court.



Sec. 540.705  Administrative collection; referral to United States Department of Justice.

    In the event that the respondent does not pay the penalty imposed 
pursuant to this part or make payment arrangements acceptable to the 
Director of the Office of Foreign Assets Control within 30 days of the 
date of mailing of the penalty notice, the matter may be referred for 
administrative collection measures by the Department of the Treasury or 
to the United States Department of Justice for appropriate action to 
recover the penalty in a civil suit in a federal district court.



                          Subpart H_Procedures



Sec. 540.801  Procedures.

    For license application procedures and procedures relating to 
amendments, modifications, or revocations of licenses; administrative 
decisions; rulemaking; and requests for documents pursuant to the 
Freedom of Information and Privacy Acts (5 U.S.C. 552 and 552a), see 
subpart E of part 501 of this chapter.

[66 FR 38555, July 25, 2001, as ameded at 68 FR 53658, Sept. 11, 2003]



Sec. 540.802  Delegation by the Secretary of the Treasury.

    Any action that the Secretary of the Treasury is authorized to take 
pursuant to Executive Order 13159 of June 21, 2000 (65 FR 39279, June 
26, 2000) and any further executive orders relating to the national 
emergency declared in Executive Order 13159 may be taken by the Director 
of the Office of Foreign Assets Control or by any other person to whom 
the Secretary of the Treasury has delegated authority so to act.



                    Subpart I_Paperwork Reduction Act



Sec. 540.901  Paperwork Reduction Act notice.

    For approval by the Office of Management and Budget (``OMB'') under 
the Paperwork Reduction Act of 1995 (44 U.S.C. 3507) of information 
collections relating to recordkeeping and reporting requirements, 
licensing procedures (including those pursuant to statements of 
licensing policy), and other procedures, see 501.901 of this chapter. An 
agency may not conduct or sponsor, and a person is not required to 
respond to, a collection of information unless it displays a valid 
control number assigned by OMB.



PART 541_ZIMBABWE SANCTIONS REGULATIONS--Table of Contents




      Subpart A_Relation of This Part to Other Laws and Regulations

Sec.
541.101 Relation of this part to other laws and regulations.

                         Subpart B_Prohibitions

541.201 Prohibited transactions involving blocked property.
541.202 Effect of transfers violating the provisions of this part.
541.203 Holding of funds in interest-bearing accounts; investment and 
          reinvestment.
541.204 Evasions; attempts; conspiracies.
541.205 Expenses of maintaining blocked property; liquidation of blocked 
          account.
541.206 Exempt transactions.

                      Subpart C_General Definitions

541.301 Blocked account; blocked property.
541.302 Effective date.
541.303 Entity.

[[Page 247]]

541.304 Information or informational materials.
541.305 Interest.
541.306 Licenses; general and specific.
541.307 Person.
541.308 Property; property interest.
541.309 Transfer.
541.310 United States.
541.311 U.S. financial institution.
541.312 United States person; U.S. person.

                        Subpart D_Interpretations

541.401 Reference to amended sections.
541.402 Effect of amendment.
541.403 Termination and acquisition of an interest in blocked property.
541.404 Transactions incidental to a licensed transaction authorized.
541.405 Provision of services.
541.406 Offshore transactions.
541.407 Payments from blocked accounts to satisfy obligations 
          prohibited.
541.408 Credit extended and cards issued by U.S. financial institutions.
541.409 Setoffs prohibited.

  Subpart E_Licenses, Authorizations and Statements of Licensing Policy

541.501 General and specific licensing procedures.
541.502 Effect of license or authorization.
541.503 Exclusion from licenses.
541.504 Payments and transfers to blocked accounts in U.S. financial 
          institutions.
541.505 Entries in certain accounts for normal service charges 
          authorized.
541.506 Investment and reinvestment of certain funds.
541.507 Provision of certain legal services authorized.
541.508 Authorization of emergency medical services.

                            Subpart F_Reports

541.601 Records and reports.

                           Subpart G_Penalties

541.701 Penalties.
541.702 Prepenalty notice.
541.703 Response to prepenalty notice; informal settlement.
541.704 Penalty imposition or withdrawal.
541.705 Administrative collection; referral to United States Department 
          of Justice.

                          Subpart H_Procedures

541.801 Procedures.
541.802 Delegation by the Secretary of the Treasury.

                    Subpart I_Paperwork Reduction Act

541.901 Paperwork Reduction Act notice.

    Authority: 3 U.S.C. 301; 31 U.S.C. 321(b); 50 U.S.C. 1601-1651, 
1701-1706; Pub. L. 101-410, 104 Stat. 890 (28 U.S.C. 2461 note); Pub. L. 
110-96, 121 Stat. 1011; E.O. 13288, 68 FR 11457, 3 CFR, 2003 Comp., p. 
186.

    Source: 69 FR 45248, July 29, 2004, unless otherwise noted.



      Subpart A_Relation of This Part to Other Laws and Regulations



Sec. 541.101  Relation of this part to other laws and regulations.

    This part is separate from, and independent of, the other parts of 
this chapter, with the exception of part 501 of this chapter, the record 
keeping and reporting requirements and license application and other 
procedures of which apply to this part. Actions taken pursuant to part 
501 of this chapter with respect to the prohibitions contained in this 
part are considered actions taken pursuant to this part. Differing 
foreign policy and national security circumstances may result in 
differing interpretations of similar language among the parts of this 
chapter. No license or authorization contained in or issued pursuant to 
those other parts authorizes any transaction prohibited by this part. No 
license or authorization contained in or issued pursuant to any other 
provision of law or regulation authorizes any transaction prohibited by 
this part. No license or authorization contained in or issued pursuant 
to this part relieves the involved parties from complying with any other 
applicable laws or regulations.



                         Subpart B_Prohibitions



Sec. 541.201  Prohibited transactions involving blocked property.

    (a) Except as authorized by regulations, orders, directives, 
rulings, instructions, licenses or otherwise, and notwithstanding any 
contracts entered into or any license or permit granted prior to the 
effective date, property or interests in property of the following 
persons that are in the United States, that hereafter come within the 
United States, or that are or hereafter come within the possession or 
control of U.S. persons, including their overseas branches, are blocked 
and may not be

[[Page 248]]

transferred, paid, exported, withdrawn or otherwise dealt in:
    (1) Any person listed in the Annex to Executive Order 13288 of March 
6, 2003 (68 FR 11457, March 10, 2003); and
    (2) Any person determined by the Secretary of the Treasury, in 
consultation with the Secretary of State, to be owned or controlled by, 
or acting or purporting to act directly or indirectly for or on behalf 
of, any person listed in the Annex to Executive Order 13288.
    Note to paragraph (a) of Sec. 541.201: The names of persons whose 
property or interests in property are blocked pursuant to paragraph (a) 
of this section will be published on OFAC's Web site, announced in the 
Federal Register and incorporated on an ongoing basis with the 
identifier [ZIMBABWE] into appendix A to 31 CFR chapter V. Section 
501.807 of this chapter V sets forth the procedures to be followed by 
persons seeking administrative reconsideration of their designation 
pursuant to paragraph (a)(2) of this section or who wish to assert that 
the circumstances resulting in designation no longer apply. Similarly, 
when a transaction results in the blocking of funds at a financial 
institution pursuant to this section and a party to the transaction 
believes the funds to have been blocked due to mistaken identity, that 
party may seek to have such funds unblocked pursuant to the 
administrative procedures set forth in Sec. 501.806 of this chapter.
    (b) Unless otherwise authorized by this part or by a specific 
license expressly referring to this section, any dealing in any security 
(or evidence thereof) held within the possession or control of a U.S. 
person and either registered or inscribed in the name of or known to be 
held for the benefit of any person whose property or interests in 
property are blocked pursuant to paragraph (a) of this section is 
prohibited. This prohibition includes but is not limited to the transfer 
(including the transfer on the books of any issuer or agent thereof), 
disposition, transportation, importation, exportation, or withdrawal of 
any such security or the endorsement or guaranty of signatures on any 
such security. This prohibition applies irrespective of the fact that at 
any time (whether prior to, on, or subsequent to the effective date) the 
registered or inscribed owner of any such security may have or might 
appear to have assigned, transferred, or otherwise disposed of the 
security.



Sec. 541.202  Effect of transfers violating the provisions of this part.

    (a) Any transfer after the effective date that is in violation of 
any provision of this part or of any regulation, order, directive, 
ruling, instruction, or license issued pursuant to this part, and that 
involves any property or interest in property blocked pursuant to Sec. 
541.201(a), is null and void and shall not be the basis for the 
assertion or recognition of any interest in or right, remedy, power, or 
privilege with respect to such property or property interests.
    (b) No transfer before the effective date shall be the basis for the 
assertion or recognition of any right, remedy, power, or privilege with 
respect to, or any interest in, any property or interest in property 
blocked pursuant to Sec. 541.201(a), unless the person with whom such 
property is held or maintained, prior to that date, had written notice 
of the transfer or by any written evidence had recognized such transfer.
    (c) Unless otherwise provided, an appropriate license or other 
authorization issued by or pursuant to the direction or authorization of 
the Director of the Office of Foreign Assets Control before, during, or 
after a transfer shall validate such transfer or make it enforceable to 
the same extent that it would be valid or enforceable but for the 
provisions of the International Emergency Economic Powers Act (50 U.S.C. 
1701 et seq.), this part, and any regulation, order, directive, ruling, 
instruction, or license issued pursuant to this part.
    (d) Transfers of property that otherwise would be null and void or 
unenforceable by virtue of the provisions of this section shall not be 
deemed to be null and void or unenforceable as to any person with whom 
such property was held or maintained (and as to such person only) in 
cases in which such person is able to establish to the satisfaction of 
the Director of the Office of Foreign Assets Control each of the 
following:
    (1) Such transfer did not represent a willful violation of the 
provisions of this part by the person with whom such property was held 
or maintained;
    (2) The person with whom such property was held or maintained did 
not

[[Page 249]]

have reasonable cause to know or suspect, in view of all the facts and 
circumstances known or available to such person, that such transfer 
required a license or authorization issued pursuant to this part and was 
not so licensed or authorized, or, if a license or authorization did 
purport to cover the transfer, that such license or authorization had 
been obtained by misrepresentation of a third party or withholding of 
material facts or was otherwise fraudulently obtained; and
    (3) The person with whom such property was held or maintained filed 
with the Office of Foreign Assets Control a report setting forth in full 
the circumstances relating to such transfer promptly upon discovery 
that:
    (i) Such transfer was in violation of the provisions of this part or 
any regulation, ruling, instruction, license, or other direction or 
authorization issued pursuant to this part;
    (ii) Such transfer was not licensed or authorized by the Director of 
the Office of Foreign Assets Control; or
    (iii) If a license did purport to cover the transfer, such license 
had been obtained by misrepresentation of a third party or withholding 
of material facts or was otherwise fraudulently obtained.

    Note to paragraph (d) of Sec. 541.202: The filing of a report in 
accordance with the provisions of paragraph (d)(3) of this section shall 
not be deemed evidence that the terms of paragraphs (d)(1) and (d)(2) of 
this section have been satisfied.

    (e) Except to the extent otherwise provided by law or unless 
licensed pursuant to this part, any attachment, judgment, decree, lien, 
execution, garnishment, or other judicial process is null and void with 
respect to any property in which on or since the effective date there 
existed an interest of a person whose property or interests in property 
are blocked pursuant to Sec. 541.201(a).



Sec. 541.203  Holding of funds in interest-bearing accounts; investment and reinvestment.

    (a) Except as provided in paragraph (c) or (d) of this section, or 
as otherwise directed by the Office of Foreign Assets Control, any U.S. 
person holding funds, such as currency, bank deposits, or liquidated 
financial obligations, subject to Sec. 541.201(a) shall hold or place 
such funds in a blocked interest-bearing account located in the United 
States.
    (b)(1) For purposes of this section, the term blocked interest-
bearing account means a blocked account:
    (i) In a federally-insured U.S. bank, thrift institution, or credit 
union, provided the funds are earning interest at rates that are 
commercially reasonable; or
    (ii) With a broker or dealer registered with the Securities and 
Exchange Commission under the Securities Exchange Act of 1934 (15 U.S.C. 
78a et seq.), provided the funds are invested in a money market fund or 
in U.S. Treasury bills.
    (2) For purposes of this section, a rate is commercially reasonable 
if it is the rate currently offered to other depositors on deposits or 
instruments of comparable size and maturity.
    (3) Funds held or placed in a blocked account pursuant to this 
paragraph (b) may not be invested in instruments the maturity of which 
exceeds 180 days. If interest is credited to a separate blocked account 
or subaccount, the name of the account party on each account must be the 
same.
    (c) Blocked funds held in instruments the maturity of which exceeds 
180 days at the time the funds become subject to Sec. 541.201(a) may 
continue to be held until maturity in the original instrument, provided 
any interest, earnings, or other proceeds derived therefrom are paid 
into a blocked interest-bearing account in accordance with paragraph (b) 
or (d) of this section.
    (d) Blocked funds held in accounts or instruments outside the United 
States at the time the funds become subject to Sec. 541.201(a) may 
continue to be held in the same type of accounts or instruments, 
provided the funds earn interest at rates that are commercially 
reasonable.
    (e) This section does not create an affirmative obligation for the 
holder of blocked tangible property, such as chattels or real estate, or 
of other blocked property, such as debt or equity securities, to sell or 
liquidate such property at the time the property becomes subject to 
Sec. 541.201(a). However, the Office of Foreign Assets Control

[[Page 250]]

may issue licenses permitting or directing such sales in appropriate 
cases.
    (f) Funds subject to this section may not be held, invested, or 
reinvested in a manner that provides immediate financial or economic 
benefit or access to any person whose property or interests in property 
are blocked pursuant to Sec. 541.201(a), nor may their holder cooperate 
in or facilitate the pledging or other attempted use of blocked funds or 
other assets as collateral.



Sec. 541.204  Evasions; attempts; conspiracies.

    (a) Except as otherwise authorized, and notwithstanding any contract 
entered into or any license or permit granted prior to the effective 
date, any transaction by any U.S. person or within the United States on 
or after the effective date that evades or avoids, has the purpose of 
evading or avoiding, or attempts to violate any of the prohibitions set 
forth in this part is prohibited.
    (b) Except as otherwise authorized, and notwithstanding any contract 
entered into or any license or permit granted prior to the effective 
date, any conspiracy formed to violate the prohibitions set forth in 
this part is prohibited.



Sec. 541.205  Expenses of maintaining blocked property; liquidation of blocked account.

    (a) Except as otherwise authorized, and notwithstanding the 
existence of any rights or obligations conferred or imposed by any 
international agreement or contract entered into or any license or 
permit granted before 12:01 eastern standard time, March 7, 2003, all 
expenses incident to the maintenance of physical property blocked 
pursuant to Sec. 541.201(a) shall be the responsibility of the owners 
or operators of such property, which expenses shall not be met from 
blocked funds.
    (b) Property blocked pursuant to Sec. 541.201(a) may, in the 
discretion of the Director, Office of Foreign Assets Control, be sold or 
liquidated and the net proceeds placed in a blocked interest-bearing 
account in the name of the owner of the property.



Sec. 541.206  Exempt transactions.

    (a) Personal communications. The prohibitions contained in this part 
do not apply to any postal, telegraphic, telephonic, or other personal 
communication that does not involve the transfer of anything of value.
    (b) Information or informational materials. (1) The importation from 
any country and the exportation to any country of information or 
informational materials, as defined in Sec. 541.304, whether commercial 
or otherwise, regardless of format or medium of transmission, are exempt 
from the prohibitions of this part.
    (2) This section does not exempt from regulation or authorize 
transactions related to information or informational materials not fully 
created and in existence at the date of the transactions, or to the 
substantive or artistic alteration or enhancement of informational 
materials, or to the provision of marketing and business consulting 
services. Such prohibited transactions include, but are not limited to, 
payment of advances for information or informational materials not yet 
created and completed (with the exception of prepaid subscriptions for 
widely-circulated magazines and other periodical publications); 
provision of services to market, produce or co-produce, create, or 
assist in the creation of information or informational materials; and, 
with respect to information or informational materials imported from 
persons whose property or interests in property are blocked pursuant to 
Sec. 541.201(a), payment of royalties with respect to income received 
for enhancements or alterations made by U.S. persons to such information 
or informational materials.
    (3) This section does not exempt from regulation or authorize 
transactions incident to the exportation of software subject to the 
Export Administration Regulations, 15 CFR parts 730-774, or to the 
exportation of goods, technology or software, or to the provision, sale, 
or leasing of capacity on telecommunications transmission facilities 
(such as satellite or terrestrial network connectivity) for use in the 
transmission of any data. The exportation of such items or services and 
the provision, sale, or leasing of such capacity

[[Page 251]]

or facilities to a person whose property or interests in property are 
blocked pursuant to Sec. 541.201(a) are prohibited.
    (c) Travel. The prohibitions contained in this part do not apply to 
transactions ordinarily incident to travel to or from any country, 
including exportation or importation of accompanied baggage for personal 
use, maintenance within any country, including payment of living 
expenses and acquisition of goods or services for personal use, and 
arrangement or facilitation of such travel, including nonscheduled air, 
sea, or land voyages.



                      Subpart C_General Definitions



Sec. 541.301  Blocked account; blocked property.

    The terms blocked account and blocked property shall mean any 
account or property subject to the prohibitions in Sec. 541.201 held in 
the name of a person whose property or interests in property are blocked 
pursuant to Sec. 541.201(a), or in which such person has an interest, 
and with respect to which payments, transfers, exportations, 
withdrawals, or other dealings may not be made or effected except 
pursuant to an authorization or license from the Office of Foreign 
Assets Control expressly authorizing such action.



Sec. 541.302  Effective date.

    The term effective date refers to the effective date of the 
applicable prohibitions and directives contained in this part as 
follows:
    (a) With respect to a person whose property or interests in property 
are blocked pursuant to Sec. 541.201(a)(1), 12:01 eastern standard 
time, March 7, 2003;
    (b) With respect to a person whose property or interests in property 
are blocked pursuant to Sec. 541.201(a)(2), the earlier of the date on 
which either actual notice or constructive notice is received of such 
person's designation by the Secretary of the Treasury.



Sec. 541.303  Entity.

    The term entity means a partnership, association, trust, joint 
venture, corporation, group, subgroup, or other organization.



Sec. 541.304  Information or informational materials.

    (a) For purposes of this part, the term information or informational 
materials includes, but is not limited to, publications, films, posters, 
phonograph records, photographs, microfilms, microfiche, tapes, compact 
disks, CD ROMs, artworks, and news wire feeds.

    Note to paragraph (a) of Sec. 541.304: To be considered information 
or informational materials, artworks must be classified under chapter 
heading 9701, 9702, or 9703 of the Harmonized Tariff Schedule of the 
United States.

    (b) The term information or informational materials, with respect to 
United States exports, does not include items:
    (1) That were, as of April 30, 1994, or that thereafter become, 
controlled for export pursuant to section 5 of the Export Administration 
Act of 1979, 50 U.S.C. App. 2401-2420 (1979) (the ``EAA''), or section 6 
of the EAA to the extent that such controls promote the nonproliferation 
or antiterrorism policies of the United States; or
    (2) With respect to which acts are prohibited by 18 U.S.C. chapter 
37.



Sec. 541.305  Interest.

    Except as otherwise provided in this part, the term interest when 
used with respect to property (e.g., ``an interest in property'') means 
an interest of any nature whatsoever, direct or indirect.



Sec. 541.306  Licenses; general and specific.

    (a) Except as otherwise specified, the term license means any 
license or authorization contained in or issued pursuant to this part.
    (b) The term general license means any license or authorization the 
terms of which are set forth in subpart E of this part.
    (c) The term specific license means any license or authorization not 
set forth in subpart E of this part but issued pursuant to this part.

    Note to Sec. 541.306: See Sec. 501.801 of this chapter on 
licensing procedures.



Sec. 541.307  Person.

    The term person means an individual or entity.

[[Page 252]]



Sec. 541.308  Property; property interest.

    The terms property and property interest include, but are not 
limited to, money, checks, drafts, bullion, bank deposits, savings 
accounts, debts, indebtedness, obligations, notes, guarantees, 
debentures, stocks, bonds, coupons, any other financial instruments, 
bankers acceptances, mortgages, pledges, liens or other rights in the 
nature of security, warehouse receipts, bills of lading, trust receipts, 
bills of sale, any other evidences of title, ownership or indebtedness, 
letters of credit and any documents relating to any rights or 
obligations thereunder, powers of attorney, goods, wares, merchandise, 
chattels, stocks on hand, ships, goods on ships, real estate mortgages, 
deeds of trust, vendors' sales agreements, land contracts, leaseholds, 
ground rents, real estate and any other interest therein, options, 
negotiable instruments, trade acceptances, royalties, book accounts, 
accounts payable, judgments, patents, trademarks or copyrights, 
insurance policies, safe deposit boxes and their contents, annuities, 
pooling agreements, services of any nature whatsoever, contracts of any 
nature whatsoever, and any other property, real, personal, or mixed, 
tangible or intangible, or interest or interests therein, present, 
future or contingent.



Sec. 541.309  Transfer.

    The term transfer means any actual or purported act or transaction, 
whether or not evidenced by writing, and whether or not done or 
performed within the United States, the purpose, intent, or effect of 
which is to create, surrender, release, convey, transfer, or alter, 
directly or indirectly, any right, remedy, power, privilege, or interest 
with respect to any property and, without limitation upon the foregoing, 
shall include the making, execution, or delivery of any assignment, 
power, conveyance, check, declaration, deed, deed of trust, power of 
attorney, power of appointment, bill of sale, mortgage, receipt, 
agreement, contract, certificate, gift, sale, affidavit, or statement; 
the making of any payment; the setting off of any obligation or credit; 
the appointment of any agent, trustee, or fiduciary; the creation or 
transfer of any lien; the issuance, docketing, filing, or levy of or 
under any judgment, decree, attachment, injunction, execution, or other 
judicial or administrative process or order, or the service of any 
garnishment; the acquisition of any interest of any nature whatsoever by 
reason of a judgment or decree of any foreign country; the fulfillment 
of any condition; the exercise of any power of appointment, power of 
attorney, or other power; or the acquisition, disposition, 
transportation, importation, exportation, or withdrawal of any security.



Sec. 541.310  United States.

    The term United States means the United States, its territories and 
possessions, and all areas under the jurisdiction or authority thereof.



Sec. 541.311  U.S. financial institution.

    The term U.S. financial institution means any U.S. entity (including 
its foreign branches) that is engaged in the business of accepting 
deposits, making, granting, transferring, holding, or brokering loans or 
credits, or purchasing or selling foreign exchange, securities, 
commodity futures or options, or procuring purchasers and sellers 
thereof, as principal or agent; including but not limited to, depository 
institutions, banks, savings banks, trust companies, securities brokers 
and dealers, commodity futures and options brokers and dealers, forward 
contract and foreign exchange merchants, securities and commodities 
exchanges, clearing corporations, investment companies, employee benefit 
plans, and U.S. holding companies, U.S. affiliates, or U.S. subsidiaries 
of any of the foregoing. This term includes those branches, offices and 
agencies of foreign financial institutions that are located in the 
United States, but not such institutions' foreign branches, offices, or 
agencies.



Sec. 541.312  United States person; U.S. person.

    The term United States person or U.S. person means any United States 
citizen, permanent resident alien, entity organized under the laws of 
the United States or any jurisdiction within the United States 
(including foreign

[[Page 253]]

branches), or any person in the United States.



                        Subpart D_Interpretations



Sec. 541.401  Reference to amended sections.

    Except as otherwise specified, reference to any provision in or 
appendix to this part or chapter or to any regulation, ruling, order, 
instruction, direction, or license issued pursuant to this part refers 
to the same as currently amended.



Sec. 541.402  Effect of amendment.

    Unless otherwise specifically provided, any amendment, modification, 
or revocation of any provision in or appendix to this part or chapter or 
of any order, regulation, ruling, instruction, or license issued by or 
under the direction of the Director of the Office of Foreign Assets 
Control does not affect any act done or omitted, or any civil or 
criminal suit or proceeding commenced or pending prior to such 
amendment, modification, or revocation. All penalties, forfeitures, and 
liabilities under any such order, regulation, ruling, instruction, or 
license continue and may be enforced as if such amendment, modification, 
or revocation had not been made.



Sec. 541.403  Termination and acquisition of an interest in blocked property.

    (a) Whenever a transaction licensed or authorized by or pursuant to 
this part results in the transfer of property (including any property 
interest) away from a person, such property shall no longer be deemed to 
be property blocked pursuant to Sec. 541.201(a), unless there exists in 
the property another interest that is blocked pursuant to Sec. 
541.201(a) or any other part of this chapter, the transfer of which has 
not been effected pursuant to license or other authorization.
    (b) Unless otherwise specifically provided in a license or 
authorization issued pursuant to this part, if property (including any 
property interest) is transferred or attempted to be transferred to a 
person whose property or interests in property are blocked pursuant to 
Sec. 541.201(a), such property shall be deemed to be property in which 
that person has an interest and therefore blocked.



Sec. 541.404  Transactions incidental to a licensed transaction authorized.

    Any transaction ordinarily incident to a licensed transaction and 
necessary to give effect thereto is also authorized, except:
    (a) An incidental transaction, not explicitly authorized within the 
terms of the license, by or with a person whose property or interests in 
property are blocked pursuant to Sec. 541.201(a); or
    (b) An incidental transaction, not explicitly authorized within the 
terms of the license, involving a debit to a blocked account or a 
transfer of blocked property.



Sec. 541.405  Provision of services.

    (a) Except as provided in Sec. 541.206, the prohibitions on 
transactions involving blocked property contained in Sec. 541.201 apply 
to services performed in the United States or by U.S. persons, wherever 
located, including by an overseas branch of an entity located in the 
United States:
    (1) On behalf of or for the benefit of a person whose property or 
interests in property are blocked pursuant to Sec. 541.201(a); or
    (2) With respect to property interests subject to Sec. 541.201.
    (b) Example: U.S. persons may not, except as authorized by or 
pursuant to this part, provide legal, accounting, financial, brokering, 
freight forwarding, transportation, public relations, or other services 
to a person whose property or interests in property are blocked pursuant 
to Sec. 541.201(a).

    Note to Sec. 541.405: See Sec. Sec. 541.507 and 541.508 on 
licensing policy with regard to the provision of, respectively, certain 
legal or medical services.



Sec. 541.406  Offshore transactions.

    The prohibitions in Sec. 541.201 on transactions involving blocked 
property apply to transactions by any U.S. person in a location outside 
the United States with respect to property that the U.S. person knows, 
or has reason to know, is held in the name of a person whose property or 
interests in property are blocked pursuant to Sec. 541.201(a) or in 
which the U.S. person knows, or has

[[Page 254]]

reason to know, a person whose property or interests in property are 
blocked pursuant to Sec. 541.201(a) has or has had an interest since 
the effective date.



Sec. 541.407  Payments from blocked accounts to satisfy obligations prohibited.

    Pursuant to Sec. 541.201, no debits may be made to a blocked 
account to pay obligations to U.S. persons or other persons, except as 
authorized pursuant to this part.



Sec. 541.408  Credit extended and cards issued by U.S. financial institutions.

    The prohibition in Sec. 541.201 on dealing in property subject to 
that section prohibits U.S. financial institutions from performing under 
any existing credit agreements, including, but not limited to, charge 
cards, debit cards, or other credit facilities issued by a U.S. 
financial institution to a person whose property or interests in 
property are blocked pursuant to Sec. 541.201(a).



Sec. 541.409  Setoffs prohibited.

    A setoff against blocked property (including a blocked account), 
whether by a U.S. bank or other U.S. person, is a prohibited transfer 
under Sec. 541.201 if effected after the effective date.



  Subpart E_Licenses, Authorizations and Statements of Licensing Policy



Sec. 541.501  General and specific licensing procedures.

    For provisions relating to licensing procedures, see part 501, 
subpart D, of this chapter. Licensing actions taken pursuant to part 501 
of this chapter with respect to the prohibitions contained in this part 
are considered actions taken pursuant to this part.



Sec. 541.502  Effect of license or authorization.

    (a) No license or other authorization contained in this part, or 
otherwise issued by or under the direction of the Director of the Office 
of Foreign Assets Control, authorizes or validates any transaction 
effected prior to the issuance of the license, unless specifically 
provided in such license or authorization.
    (b) No regulation, ruling, instruction, or license authorizes any 
transaction prohibited under this part unless the regulation, ruling, 
instruction or license is issued by the Office of Foreign Assets Control 
and specifically refers to this part. No regulation, ruling, 
instruction, or license referring to this part shall be deemed to 
authorize any transaction prohibited by any provision of this chapter 
unless the regulation, ruling, instruction, or license specifically 
refers to such provision.
    (c) Any regulation, ruling, instruction, or license authorizing any 
transaction otherwise prohibited under this part has the effect of 
removing a prohibition contained in this part from the transaction, but 
only to the extent specifically stated by its terms. Unless the 
regulation, ruling, instruction, or license otherwise specifies, such an 
authorization does not create any right, duty, obligation, claim, or 
interest in, or with respect to, any property which would not otherwise 
exist under ordinary principles of law.



Sec. 541.503  Exclusion from licenses.

    The Director of the Office of Foreign Assets Control reserves the 
right to exclude any person, property, or transaction from the operation 
of any license or from the privileges conferred by any license. The 
Director of the Office of Foreign Assets Control also reserves the right 
to restrict the applicability of any license to particular persons, 
property, transactions, or classes thereof. Such actions are binding 
upon all persons receiving actual or constructive notice of the 
exclusions or restrictions.



Sec. 541.504  Payments and transfers to blocked accounts in U.S. financial institutions.

    Any payment of funds or transfer of credit in which a person whose 
property or interests in property are blocked pursuant to Sec. 
541.201(a) has any interest, that comes within the possession or control 
of a U.S. financial institution, must be blocked in an account on the 
books of that financial institution. A transfer of funds or credit by a 
U.S. financial institution between

[[Page 255]]

blocked accounts in its branches or offices is authorized, provided that 
no transfer is made from an account within the United States to an 
account held outside the United States, and further provided that a 
transfer from a blocked account may only be made to another blocked 
account held in the same name.

    Note to Sec. 541.504: Refer to Sec. 501.603 of this chapter for 
mandatory reporting requirements regarding financial transfers. See also 
Sec. 541.203 concerning the obligation to hold blocked funds in 
interest-bearing accounts.



Sec. 541.505  Entries in certain accounts for normal service charges authorized.

    (a) A U.S. financial institution is authorized to debit any blocked 
account held at that financial institution in payment or reimbursement 
for normal service charges owed it by the owner of that blocked account.
    (b) As used in this section, the term normal service charge shall 
include charges in payment or reimbursement for interest due; cable, 
telegraph, internet, or telephone charges; postage costs; custody fees; 
small adjustment charges to correct bookkeeping errors; and, but not by 
way of limitation, minimum balance charges, notary and protest fees, and 
charges for reference books, photocopies, credit reports, transcripts of 
statements, registered mail, insurance, stationery and supplies, and 
other similar items.



Sec. 541.506  Investment and reinvestment of certain funds.

    Subject to the requirements of Sec. 541.203, U.S. financial 
institutions are authorized to invest and reinvest assets blocked 
pursuant to Sec. 541.201, subject to the following conditions:
    (a) The assets representing such investments and reinvestments are 
credited to a blocked account or subaccount which is held in the same 
name at the same U.S. financial institution, or within the possession or 
control of a U.S. person, but funds shall not be transferred outside the 
United States for this purpose;
    (b) The proceeds of such investments and reinvestments shall not be 
credited to a blocked account or subaccount under any name or 
designation that differs from the name or designation of the specific 
blocked account or subaccount in which such funds or securities were 
held; and
    (c) No immediate financial or economic benefit accrues (e.g., 
through pledging or other use) to persons whose property or interests in 
property are blocked pursuant to Sec. 541.201(a).



Sec. 541.507  Provision of certain legal services authorized.

    (a) The provision of the following legal services to or on behalf of 
persons whose property or interests in property are blocked pursuant to 
Sec. 541.201(a) is authorized, provided that all receipts of payment of 
professional fees and reimbursement of incurred expenses must be 
specifically licensed:
    (1) Provision of legal advice and counseling on the requirements of 
and compliance with the laws of any jurisdiction within the United 
States, provided that such advice and counseling are not provided to 
facilitate transactions in violation of this part;
    (2) Representation of persons when named as defendants in or 
otherwise made parties to domestic U.S. legal, arbitration, or 
administrative proceedings;
    (3) Initiation and conduct of domestic U.S. legal, arbitration, or 
administrative proceedings in defense of property interests subject to 
U.S. jurisdiction;
    (4) Representation of persons before any federal or state agency 
with respect to the imposition, administration, or enforcement of U.S. 
sanctions against such persons; and
    (5) Provision of legal services in any other context in which 
prevailing U.S. law requires access to legal counsel at public expense.
    (b) The provision of any other legal services to persons whose 
property or interests in property are blocked pursuant to Sec. 
541.201(a), not otherwise authorized in this part, requires the issuance 
of a specific license.
    (c) Entry into a settlement agreement affecting property or 
interests in property or the enforcement of any lien, judgment, arbitral 
award, decree, or other order through execution, garnishment, or other 
judicial process purporting to transfer or otherwise alter

[[Page 256]]

or affect property or interests in property blocked pursuant to Sec. 
541.201(a) is prohibited except to the extent otherwise provided by law 
or unless specifically licensed in accordance with Sec. 541.202(e).



Sec. 541.508  Authorization of emergency medical services.

    The provision of nonscheduled emergency medical services in the 
United States to persons whose property or interests in property are 
blocked pursuant to Sec. 541.201(a) is authorized, provided that all 
receipt of payment for such services must be specifically licensed.



                            Subpart F_Reports



Sec. 541.601  Records and reports.

    For provisions relating to required records and reports, see part 
501, subpart C, of this chapter. Recordkeeping and reporting 
requirements imposed by part 501 of this chapter with respect to the 
prohibitions contained in this part are considered requirements arising 
pursuant to this part.



                           Subpart G_Penalties



Sec. 541.701  Penalties.

    (a) Attention is directed to section 206 of the International 
Emergency Economic Powers Act (the ``Act'') (50 U.S.C. 1705), which is 
applicable to violations of the provisions of any license, ruling, 
regulation, order, direction, or instruction issued by or pursuant to 
the direction or authorization of the Secretary of the Treasury pursuant 
to this part or otherwise under the Act.
    (1) A civil penalty not to exceed the amount set forth in Section 
206 of the Act may be imposed on any person who violates, attempts to 
violate, conspires to violate, or causes a violation of any license, 
order, regulation, or prohibition issued under the Act.

    Note to paragraph (a)(1) of Sec. 541.701: As of June 10, 2008, the 
Act provides for a maximum civil penalty not to exceed the greater of 
$250,000 or an amount that is twice the amount of the transaction that 
is the basis of the violation with respect to which the penalty is 
imposed.

    (2) A person who willfully commits, willfully attempts to commit, or 
willfully conspires to commit, or aids or abets in the commission of a 
violation of any license, order, regulation, or prohibition shall, upon 
conviction, be fined not more than $1,000,000, or if a natural person, 
may be imprisoned for not more than 20 years, or both.
    (b) Adjustments to penalty amounts. (1) The civil penalties provided 
in the Act are subject to adjustment pursuant to the Federal Civil 
Penalties Inflation Adjustment Act of 1990 (Pub. L. 101-410, as amended, 
28 U.S.C. 2461 note).
    (2) The criminal penalties provided in the Act are subject to 
adjustment pursuant to 18 U.S.C. 3571.
    (c) Attention is also directed to 18 U.S.C. 1001, which provides 
that whoever, in any matter within the jurisdiction of the executive, 
legislative, or judicial branch of the Government of the United States, 
knowingly and willfully falsifies, conceals, or covers up by any trick, 
scheme, or device, a material fact, or makes any materially false, 
fictitious, or fraudulent statement or representation, or makes or uses 
any false writing or document knowing the same to contain any materially 
false, fictitious, or fraudulent statement or entry shall be fined under 
title 18, United States Code, or imprisoned not more than five years, or 
both.
    (d) Violations of this part may also be subject to relevant 
provisions of other applicable laws.

[69 FR 45248, July 29, 2004, as amended at 71 FR 29253, May 22, 2006; 73 
FR 32653, June 10, 2008]



Sec. 541.702  Prepenalty notice.

    (a) When required. If the Director of the Office of Foreign Assets 
Control has reason to believe that there has occurred a violation of any 
provision of this part or a violation of the provisions of any license, 
ruling, regulation, order, direction, or instruction issued by or 
pursuant to the direction or authorization of the Secretary of the 
Treasury pursuant to this part or otherwise under the International 
Emergency Economic Powers Act, and the Director determines that further 
proceedings are warranted, the Director shall notify the alleged 
violator of the agency's intent to impose a monetary

[[Page 257]]

penalty by issuing a prepenalty notice. The prepenalty notice shall be 
in writing. The prepenalty notice may be issued whether or not another 
agency has taken any action with respect to the matter.
    (b) Contents of notice.--(1) Facts of violation. The prepenalty 
notice shall describe the violation, specify the laws and regulations 
allegedly violated, and state the amount of the proposed monetary 
penalty.
    (2) Right to respond. The prepenalty notice also shall inform the 
respondent of the respondent's right to make a written presentation 
within the applicable 30 day period set forth in Sec. 541.703 as to why 
a monetary penalty should not be imposed or why, if imposed, the 
monetary penalty should be in a lesser amount than proposed.
    (c) Informal settlement prior to issuance of prepenalty notice. At 
any time prior to the issuance of a prepenalty notice, an alleged 
violator may request in writing that, for a period not to exceed sixty 
(60) days, the agency withhold issuance of the prepenalty notice for the 
exclusive purpose of effecting settlement of the agency's potential 
civil monetary penalty claims. In the event the Director grants the 
request, under terms and conditions within his discretion, the Office of 
Foreign Assets Control will agree to withhold issuance of the prepenalty 
notice for a period not to exceed 60 days and will enter into settlement 
negotiations of the potential civil monetary penalty claim.



Sec. 541.703  Response to prepenalty notice; informal settlement.

    (a) Deadline for response. The respondent may submit a response to 
the prepenalty notice within the applicable 30-day period set forth in 
this paragraph. The Director may grant, at his discretion, an extension 
of time in which to submit a response to the prepenalty notice. The 
failure to submit a response within the applicable time period set forth 
in this paragraph shall be deemed to be a waiver of the right to 
respond.
    (1) Computation of time for response. A response to the prepenalty 
notice must be postmarked or date-stamped by the U.S. Postal Service (or 
foreign postal service, if mailed abroad) or courier service provider 
(if transmitted to OFAC by courier) on or before the 30th day after the 
postmark date on the envelope in which the prepenalty notice was mailed. 
If the respondent refused delivery or otherwise avoided receipt of the 
prepenalty notice, a response must be postmarked or date-stamped on or 
before the 30th day after the date on the stamped postal receipt 
maintained at the Office of Foreign Assets Control. If the prepenalty 
notice was personally delivered to the respondent by a non-U.S. Postal 
Service agent authorized by the Director, a response must be postmarked 
or date-stamped on or before the 30th day after the date of delivery.
    (2) Extensions of time for response. If a due date falls on a 
federal holiday or weekend, that due date is extended to include the 
following business day. Any other extensions of time will be granted, at 
the Director's discretion, only upon the respondent's specific request 
to the Office of Foreign Assets Control.
    (b) Form and method of response. The response must be submitted in 
typewritten form and signed by the respondent or a representative 
thereof. The response need not be in any particular form. A copy of the 
written response may be sent by facsimile, but the original also must be 
sent to the Office of Foreign Assets Control Civil Penalties Division by 
mail or courier and must be postmarked or date-stamped in accordance 
with paragraph (a) of this section.
    (c) Contents of response. A written response must contain 
information sufficient to indicate that it is in response to the 
prepenalty notice.
    (1) A written response must include the respondent's full name, 
address, telephone number, and facsimile number, if available, or those 
of the representative of the respondent.
    (2) A written response should either admit or deny each specific 
violation alleged in the prepenalty notice and also state if the 
respondent has no knowledge of a particular violation. If the written 
response fails to address any specific violation alleged in the 
prepenalty notice, that alleged violation shall be deemed to be 
admitted.
    (3) A written response should include any information in defense, 
evidence in

[[Page 258]]

support of an asserted defense, or other factors that the respondent 
requests the Office of Foreign Assets Control to consider. Any defense 
or explanation previously made to the Office of Foreign Assets Control 
or any other agency must be repeated in the written response. Any 
defense not raised in the written response will be considered waived. 
The written response also should set forth the reasons why the 
respondent believes the penalty should not be imposed or why, if 
imposed, it should be in a lesser amount than proposed.
    (d) Failure to respond. Where OFAC receives no response to a 
prepenalty notice within the applicable time period set forth in 
paragraph (a) of this section, a penalty notice generally will be 
issued, taking into account the mitigating and/or aggravating factors 
present in the record. If there are no mitigating factors present in the 
record, or the record contains a preponderance of aggravating factors, 
the proposed prepenalty amount generally will be assessed as the final 
penalty.
    (e) Informal settlement. In addition to or as an alternative to a 
written response to a prepenalty notice, the respondent or respondent's 
representative may contact the Office of Foreign Assets Control as 
advised in the prepenalty notice to propose the settlement of 
allegations contained in the prepenalty notice and related matters. 
However, the requirements set forth in paragraph (f) of this section as 
to oral communication by the representative must first be fulfilled. In 
the event of settlement at the prepenalty stage, the claim proposed in 
the prepenalty notice will be withdrawn, the respondent will not be 
required to take a written position on allegations contained in the 
prepenalty notice, and the Office of Foreign Assets Control will make no 
final determination as to whether a violation occurred. The amount 
accepted in settlement of allegations in a prepenalty notice may vary 
from the civil penalty that might finally be imposed in the event of a 
formal determination of violation. In the event no settlement is 
reached, the time limit specified in paragraph (a) of this section for 
written response to the prepenalty notice will remain in effect unless 
additional time is granted by the Office of Foreign Assets Control.
    (f) Representation. A representative of the respondent may act on 
behalf of the respondent, but any oral communication with the Office of 
Foreign Assets Control prior to a written submission regarding the 
specific allegations contained in the prepenalty notice must be preceded 
by a written letter of representation, unless the prepenalty notice was 
served upon the respondent in care of the representative.



Sec. 541.704  Penalty imposition or withdrawal.

    (a) No violation. If, after considering any response to the 
prepenalty notice and any relevant facts, the Director of the Office of 
Foreign Assets Control determines that there was no violation by the 
respondent named in the prepenalty notice, the Director shall notify the 
respondent in writing of that determination and of the cancellation of 
the proposed monetary penalty.
    (b) Violation. (1) If, after considering any written response to the 
prepenalty notice, or default in the submission of a written response, 
and any relevant facts, the Director of the Office of Foreign Assets 
Control determines that there was a violation by the respondent named in 
the prepenalty notice, the Director is authorized to issue a written 
penalty notice to the respondent of the determination of the violation 
and the imposition of the monetary penalty.
    (2) The penalty notice shall inform the respondent that payment or 
arrangement for installment payment of the assessed penalty must be made 
within 30 days of the date of mailing of the penalty notice by the 
Office of Foreign Assets Control.
    (3) The penalty notice shall inform the respondent of the 
requirement to furnish the respondent's taxpayer identification number 
pursuant to 31 U.S.C. 7701 and that such number will be used for 
purposes of collecting and reporting on any delinquent penalty amount.
    (4) The issuance of the penalty notice finding a violation and 
imposing a monetary penalty shall constitute final agency action. The 
respondent has the right to seek judicial review of that final agency 
action in federal district court.

[[Page 259]]



Sec. 541.705  Administrative collection; referral to United States Department of Justice.

    In the event that the respondent does not pay the penalty imposed 
pursuant to this part or make payment arrangements acceptable to the 
Director of the Office of Foreign Assets Control within 30 days of the 
date of mailing of the penalty notice, the matter may be referred for 
administrative collection measures by the Department of the Treasury or 
to the United States Department of Justice for appropriate action to 
recover the penalty in a civil suit in a federal district court.



                          Subpart H_Procedures



Sec. 541.801  Procedures.

    For license application procedures and procedures relating to 
amendments, modifications, or revocations of licenses; administrative 
decisions; rulemaking; and requests for documents pursuant to the 
Freedom of Information and Privacy Acts (5 U.S.C. 552 and 552a), see 
part 501, subpart D, of this chapter.



Sec. 541.802  Delegation by the Secretary of the Treasury.

    Any action that the Secretary of the Treasury is authorized to take 
pursuant to Executive Order 13288 of March 6, 2003 (68 FR 11457, March 
10, 2003), and any further Executive orders relating to the national 
emergency declared therein, may be taken by the Director of the Office 
of Foreign Assets Control or by any other person to whom the Secretary 
of the Treasury has delegated authority so to act.



                    Subpart I_Paperwork Reduction Act



Sec. 541.901  Paperwork Reduction Act notice.

    For approval by the Office of Management and Budget (``OMB'') under 
the Paperwork Reduction Act of 1995 (44 U.S.C. 3507) of information 
collections relating to record keeping and reporting requirements, 
licensing procedures (including those pursuant to statements of 
licensing policy), and other procedures, see Sec. 501.901 of this 
chapter. An agency may not conduct or sponsor, and a person is not 
required to respond to, a collection of information unless it displays a 
valid control number assigned by OMB.



PART 542_SYRIAN SANCTIONS REGULATIONS--Table of Contents




      Subpart A_Relation of This Part to Other Laws and Regulations

Sec.
542.101 Relation of this part to other laws and regulations.
542.102 Relation of this part to part 596 of this chapter.

                         Subpart B_Prohibitions

542.201 Prohibited transactions involving blocked property.
542.202 Effect of transfers violating the provisions of this part.
542.203 Holding of funds in interest-bearing accounts; investment and 
          reinvestment.
542.204 Expenses of maintaining blocked property; liquidation of blocked 
          property.
542.205 Evasions; attempts; conspiracies.
542.206 Exempt transactions.

                      Subpart C_General Definitions

542.301 Blocked account; blocked property.
542.302 Effective date.
542.303 Entity.
542.304 Information or informational materials.
542.305 Interest.
542.306 Licenses; general and specific.
542.307 Person.
542.308 Property; property interest.
542.309 Transfer.
542.310 United States.
542.311 U.S. financial institution.
542.312 United States person; U.S. person.

                        Subpart D_Interpretations

542.401 Reference to amended sections.
542.402 Effect of amendment.
542.403 Termination and acquisition of an interest in blocked property.
542.404 Transactions incidental to a licensed transaction.
542.405 Provision of services.
542.406 Offshore transactions.
542.407 Payments from blocked accounts to satisfy obligations 
          prohibited.
542.408 Charitable contributions.
542.409 Credit extended and cards issued by U.S. financial institutions.
542.410 Setoffs prohibited.

[[Page 260]]

  Subpart E_Licenses, Authorizations and Statements of Licensing Policy

542.501 General and specific licensing procedures.
542.502 Effect of license or authorization.
542.503 Exclusion from licenses.
542.504 Payments and transfers to blocked accounts in U.S. financial 
          institutions.
542.505 Entries in certain accounts for normal service charges 
          authorized.
542.506 Investment and reinvestment of certain funds.
542.507 Provision of certain legal services authorized.
542.508 Authorization of emergency medical services.

                            Subpart F_Reports

542.601 Records and reports.

                           Subpart G_Penalties

542.701 Penalties.
542.702 Prepenalty notice.
542.703 Response to prepenalty notice; informal settlement.
542.704 Penalty imposition or withdrawal.
542.705 Administrative collection; referral to United States Department 
          of Justice.

                          Subpart H_Procedures

542.801 Procedures.
542.802 Delegation by the Secretary of the Treasury.

                    Subpart I_Paperwork Reduction Act

542.901 Paperwork Reduction Act notice.

    Authority: 3 U.S.C. 301; 31 U.S.C. 321(b); 50 U.S.C. 1601-1651, 
1701-1706; Pub. L. 101-410, 104 Stat. 890 (28 U.S.C. 2461 note); Pub. L. 
110-96, 121 Stat. 1011; E.O. 13338, 69 FR 26751, 3 CFR, 2004 Comp., p. 
168.

    Source: 70 FR 17203, Apr. 5, 2005, unless otherwise noted.



      Subpart A_Relation of This Part to Other Laws and Regulations



Sec. 542.101  Relation of this part to other laws and regulations.

    This part is separate from, and independent of, the other parts of 
this chapter, with the exception of part 501 of this chapter, the 
recordkeeping and reporting requirements and license application and 
other procedures of which apply to this part. Actions taken pursuant to 
part 501 of this chapter with respect to the prohibitions contained in 
this part are considered actions taken pursuant to this part. Differing 
foreign policy and national security circumstances may result in 
differing interpretations of similar language among the parts of this 
chapter. No license or authorization contained in or issued pursuant to 
those other parts authorizes any transaction prohibited by this part. No 
license or authorization contained in or issued pursuant to any other 
provision of law or regulation authorizes any transaction prohibited by 
this part. No license or authorization contained in or issued pursuant 
to this part relieves the involved parties from complying with any other 
applicable laws or regulations.



Sec. 542.102  Relation of this part to part 596 of this chapter.

    For the purposes of the Terrorism List Government Sanctions 
Regulations set forth in part 596 of this chapter, the Government of 
Syria in its entirety is not subject to the regulations set forth in 
this part. Consequently, 31 CFR 596.503 does not apply to financial 
transactions with the Government of Syria, while 31 CFR 596.504 and 
596.505 continue to apply.



                         Subpart B_Prohibitions



Sec. 542.201  Prohibited transactions involving blocked property.

    (a) Except as authorized by regulations, orders, directives, 
rulings, instructions, licenses or otherwise, and notwithstanding any 
contracts entered into or any license or permit granted prior to the 
effective date, all property and interests in property of the following 
persons that are in the United States, that hereafter come within the 
United States, or that are or hereafter come within the possession or 
control of United States persons, including their overseas branches, are 
blocked and may not be transferred, paid, exported, withdrawn, or 
otherwise dealt in:
    (1) [Reserved]
    (2) Any person determined by the Secretary of the Treasury, in 
consultation with the Secretary of State:
    (i) To be or to have been directing or otherwise significantly 
contributing to the Government of Syria's provision of safe haven to or 
other support for any

[[Page 261]]

person whose property or interests in property are blocked under United 
States law for terrorism-related reasons, including, but not limited to, 
Hamas, Hizballah, Palestinian Islamic Jihad, the Popular Front for the 
Liberation of Palestine, the Popular Front for the Liberation of 
Palestine-General Command, and any persons designated pursuant to 
Executive Order 13224 of September 23, 2001;
    (ii) To be or to have been directing or otherwise significantly 
contributing to the Government of Syria's military or security presence 
in Lebanon;
    (iii) To be or to have been directing or otherwise significantly 
contributing to the Government of Syria's pursuit of the development and 
production of chemical, biological, or nuclear weapons and medium- and 
long-range surface-to-surface missiles;
    (iv) To be or to have been directing or otherwise significantly 
contributing to any steps taken by the Government of Syria to undermine 
United States and international efforts with respect to the 
stabilization and reconstruction of Iraq; or
    (v) To be owned or controlled by, or acting or purporting to act for 
or on behalf of, directly or indirectly, any person whose property or 
interests in property are blocked pursuant to this section.

    Note to paragraph (a) of Sec. 542.201: The names of persons whose 
property or interests in property are blocked pursuant to Sec. 
542.201(a) will be published on OFAC's Web site, announced in the 
Federal Register, and incorporated on an ongoing basis with the 
identifier [SYRIA] in appendix A to 31 CFR chapter V. Section 501.807 of 
this chapter V sets forth the procedures to be followed by persons 
seeking administrative reconsideration of their designations pursuant to 
Sec. 542.201(a) or who wish to assert that the circumstances resulting 
in a designation no longer apply. Similarly, when a transaction results 
in the blocking of funds at a financial institution pursuant to this 
section and a party to the transaction believes the funds to have been 
blocked due to mistaken identity, that party may seek to have such funds 
unblocked pursuant to the administrative procedures set forth in Sec. 
501.806 of this chapter.
    Section 203 of the International Emergency Economic Powers Act (50 
U.S.C. 1702) explicitly authorizes the blocking of property and 
interests in property of a person during the pendency of an 
investigation. The name of any individual or entity whose property or 
interests in property are blocked under this part pending investigation 
will be published as noted above with the descriptor ``[BPI-SYRIA].'' 
The scope of the blocking of property or interests in property during 
the pendency of an investigation may be more limited than the scope of 
the blocking set forth in Sec. 542.201(a). Inquiries regarding the 
scope of any such blocking should be directed to OFAC's Compliance 
Division at 202/622-2490.

    (b) The blocking of property and interests in property pursuant to 
Sec. 542.201(a) includes, but is not limited to, the prohibition of:
    (1) The making of any contribution of funds, goods, or services by, 
to, or for the benefit of any person whose property or interests in 
property are blocked pursuant to this section; and
    (2) The receipt of any contribution or provision of funds, goods, or 
services from any such person.
    (c) Unless otherwise authorized by this part or by a specific 
license expressly referring to this section, any dealing in any security 
(or evidence thereof) held within the possession or control of a U.S. 
person and either registered or inscribed in the name of or known to be 
held for the benefit of any person whose property or interests in 
property are blocked pursuant to Sec. 542.201(a) is prohibited. This 
prohibition includes but is not limited to the transfer (including the 
transfer on the books of any issuer or agent thereof), disposition, 
transportation, importation, exportation, or withdrawal of any such 
security or the endorsement or guaranty of signatures on any such 
security. This prohibition applies irrespective of the fact that at any 
time (whether prior to, on, or subsequent to the effective date) the 
registered or inscribed owner of any such security may have or might 
appear to have assigned, transferred, or otherwise disposed of the 
security.



Sec. 542.202  Effect of transfers violating the provisions of this part.

    (a) Any transfer after the effective date that is in violation of 
any provision of this part or of any regulation, order, directive, 
ruling, instruction, or license issued pursuant to this part, and that 
involves any property or interest in property blocked pursuant to

[[Page 262]]

Sec. 542.201(a), is null and void and shall not be the basis for the 
assertion or recognition of any interest in, or right, remedy, power, or 
privilege with respect to, such property or property interests.
    (b) No transfer before the effective date shall be the basis for the 
assertion or recognition of any right, remedy, power, or privilege with 
respect to, or any interest in, any property or interest in property 
blocked pursuant to Sec. 542.201(a), unless the person with whom such 
property is held or maintained, prior to that date, had written notice 
of the transfer or by any written evidence had recognized such transfer.
    (c) Unless otherwise provided, an appropriate license or other 
authorization issued by or pursuant to the direction or authorization of 
the Director of the Office of Foreign Assets Control before, during, or 
after a transfer shall validate such transfer or make it enforceable to 
the same extent that it would be valid or enforceable but for the 
provisions of the International Emergency Economic Powers Act, this 
part, and any regulation, order, directive, ruling, instruction, or 
license issued pursuant to this part.
    (d) Transfers of property that otherwise would be null and void or 
unenforceable by virtue of the provisions of this section shall not be 
deemed to be null and void or unenforceable as to any person with whom 
such property was held or maintained (and as to such person only) in 
cases in which such person is able to establish to the satisfaction of 
the Director of the Office of Foreign Assets Control each of the 
following:
    (1) Such transfer did not represent a willful violation of the 
provisions of this part by the person with whom such property was held 
or maintained;
    (2) The person with whom such property was held or maintained did 
not have reasonable cause to know or suspect, in view of all the facts 
and circumstances known or available to such person, that such transfer 
required a license or authorization issued pursuant to this part and was 
not so licensed or authorized, or, if a license or authorization did 
purport to cover the transfer, that such license or authorization had 
been obtained by misrepresentation of a third party or withholding of 
material facts or was otherwise fraudulently obtained; and
    (3) The person with whom such property was held or maintained filed 
with the Office of Foreign Assets Control a report setting forth in full 
the circumstances relating to such transfer promptly upon discovery 
that:
    (i) Such transfer was in violation of the provisions of this part or 
any regulation, ruling, instruction, license, or other direction or 
authorization issued pursuant to this part;
    (ii) Such transfer was not licensed or authorized by the Director of 
the Office of Foreign Assets Control; or
    (iii) If a license did purport to cover the transfer, such license 
had been obtained by misrepresentation of a third party or withholding 
of material facts or was otherwise fraudulently obtained.

    Note to paragraph (d) of Sec. 542.202: The filing of a report in 
accordance with the provisions of paragraph (d)(3) of this section shall 
not be deemed evidence that the terms of paragraphs (d)(1) and (d)(2) of 
this section have been satisfied.

    (e) Except to the extent otherwise provided by law or unless 
licensed pursuant to this part, any attachment, judgment, decree, lien, 
execution, garnishment, or other judicial process is null and void with 
respect to any property in which, on or since the effective date, there 
existed an interest of a person whose property or interests in property 
are blocked pursuant to Sec. 542.201(a).



Sec. 542.203  Holding of funds in interest-bearing accounts; investment and reinvestment.

    (a) Except as provided in paragraph (c) or (d) of this section, or 
as otherwise directed by the Office of Foreign Assets Control, any U.S. 
person holding funds, such as currency, bank deposits, or liquidated 
financial obligations subject to Sec. 542.201(a) shall hold or place 
such funds in a blocked interest-bearing account located in the United 
States.
    (b)(1) For purposes of this section, the term blocked interest-
bearing account means a blocked account:

[[Page 263]]

    (i) In a federally-insured U.S. bank, thrift institution, or credit 
union, provided the funds are earning interest at rates that are 
commercially reasonable; or
    (ii) With a broker or dealer registered with the Securities and 
Exchange Commission under the Securities Exchange Act of 1934, provided 
the funds are invested in a money market fund or in U.S. Treasury Bills.
    (2) For purposes of this section, a rate is commercially reasonable 
if it is the rate currently offered to other depositors on deposits or 
instruments of comparable size and maturity.
    (3) Funds held or placed in a blocked account pursuant to this 
paragraph (b) may not be invested in instruments the maturity of which 
exceeds 180 days. If interest is credited to a separate blocked account 
or subaccount, the name of the account party on each account must be the 
same.
    (c) Blocked funds held in instruments the maturity of which exceeds 
180 days at the time the funds become subject to Sec. 542.201(a) may 
continue to be held until maturity in the original instrument, provided 
any interest, earnings, or other proceeds derived therefrom are paid 
into a blocked interest-bearing account in accordance with paragraph (b) 
or (d) of this section.
    (d) Blocked funds held in accounts or instruments outside the United 
States at the time the funds become subject to Sec. 542.201(a) may 
continue to be held in the same type of accounts or instruments, 
provided the funds earn interest at rates that are commercially 
reasonable.
    (e) This section does not create an affirmative obligation for the 
holder of blocked tangible property, such as chattels or real estate, or 
of other blocked property, such as debt or equity securities, to sell or 
liquidate such property at the time the property becomes subject to 
Sec. 542.201(a). However, the Office of Foreign Assets Control may 
issue licenses permitting or directing such sales in appropriate cases.
    (f) Funds subject to this section may not be held, invested, or 
reinvested in a manner that provides immediate financial or economic 
benefit or access to any person whose property or interests in property 
are blocked pursuant to Sec. 542.201(a), nor may their holder cooperate 
in or facilitate the pledging or other attempted use of blocked funds or 
other assets as collateral.

    Note to Sec. 542.203: See Sec. 542.506 regarding investment and 
reinvestment of certain funds.



Sec. 542.204  Expenses of maintaining blocked property; liquidation of blocked property.

    (a) Except as otherwise authorized, and notwithstanding the 
existence of any rights or obligations conferred or imposed by any 
international agreement or contract entered into or any license or 
permit granted before 12:01 a.m., eastern daylight time, May 12, 2004, 
all expenses incident to the maintenance of physical property blocked 
pursuant to Sec. 542.201(a) shall be the responsibility of the owners 
or operators of such property, which expenses shall not be met from 
blocked funds.
    (b) Property blocked pursuant to Sec. 542.201(a) may, in the 
discretion of the Director, Office of Foreign Assets Control, be sold or 
liquidated and the net proceeds placed in a blocked interest-bearing 
account in the name of the owner of the property.



Sec. 542.205  Evasions; attempts; conspiracies.

    (a) Except as otherwise authorized, and notwithstanding any contract 
entered into or any license or permit granted prior to the effective 
date, any transaction by any U.S. person or within the United States on 
or after the effective date that evades or avoids, has the purpose of 
evading or avoiding, or attempts to violate any of the prohibitions set 
forth in this part is prohibited.
    (b) Except as otherwise authorized, and notwithstanding any contract 
entered into or any license or permit granted prior to the effective 
date, any conspiracy formed for the purpose of engaging in a transaction 
prohibited by this part is prohibited.



Sec. 542.206  Exempt transactions.

    (a) Personal communications. The prohibitions contained in this part 
do not apply to any postal, telegraphic, telephonic, or other personal 
communication that does not involve the transfer of anything of value.

[[Page 264]]

    (b) Information or informational materials. (1) The importation from 
any country and the exportation to any country of information or 
informational materials, as defined in Sec. 542.304, whether commercial 
or otherwise, regardless of format or medium of transmission, are exempt 
from the prohibitions of this part.
    (2) This section does not exempt from regulation or authorize 
transactions related to information or informational materials not fully 
created and in existence at the date of the transactions, or to the 
substantive or artistic alteration or enhancement of informational 
materials, or to the provision of marketing and business consulting 
services. Such prohibited transactions include, but are not limited to, 
payment of advances for information or informational materials not yet 
created and completed (with the exception of prepaid subscriptions for 
widely-circulated magazines and other periodical publications); 
provision of services to market, produce or co-produce, create, or 
assist in the creation of information or informational materials; and, 
with respect to information or informational materials imported from 
persons whose property or interests in property are blocked pursuant to 
Sec. 542.201(a), payment of royalties with respect to income received 
for enhancements or alterations made by U.S. persons to such information 
or informational materials.
    (3) This section does not exempt from regulation or authorize 
transactions incident to the exportation of software subject to the 
Export Administration Regulations, 15 CFR parts 730 through 799, or to 
the exportation of goods, technology or software, or to the provision, 
sale, or leasing of capacity on telecommunications transmission 
facilities (such as satellite or terrestrial network connectivity) for 
use in the transmission of any data. The exportation of such items or 
services and the provision, sale, or leasing of such capacity or 
facilities to a person whose property or interests in property are 
blocked pursuant to Sec. 542.201(a) are prohibited.
    (c) Travel. The prohibitions contained in this part do not apply to 
transactions ordinarily incident to travel to or from any country, 
including exportation or importation of accompanied baggage for personal 
use, maintenance within any country including payment of living expenses 
and acquisition of goods or services for personal use, and arrangement 
or facilitation of such travel including nonscheduled air, sea, or land 
voyages.



                      Subpart C_General Definitions



Sec. 542.301  Blocked account; blocked property.

    The terms blocked account and blocked property shall mean any 
account or property subject to the prohibitions in Sec. 542.201 held in 
the name of a person whose property or interests in property are blocked 
pursuant to Sec. 542.201(a), or in which such person has an interest, 
and with respect to which payments, transfers, exportations, 
withdrawals, or other dealings may not be made or effected except 
pursuant to an authorization or license from the Office of Foreign 
Assets Control expressly authorizing such action.



Sec. 542.302  Effective date.

    With respect to a person whose property or interests in property are 
blocked pursuant to a designation under Sec. 542.201(a), the effective 
date is the earlier of the date on which either actual notice or 
constructive notice is received of such person's designation.



Sec. 542.303  Entity.

    The term entity means a partnership, association, trust, joint 
venture, corporation, group, subgroup, or other organization.



Sec. 542.304  Information or informational materials.

    (a) For purposes of this part, the term information or informational 
materials includes, but is not limited to publications, films, posters, 
phonograph records, photographs, microfilms, microfiche, tapes, compact 
disks, CD ROMs, artworks, and news wire feeds.

    Note to paragraph (a) of Sec. 542.304.
    To be considered information or informational materials, artworks 
must be classified under chapter heading 9701, 9702, or 9703 of the 
Harmonized Tariff Schedule of the United States.


[[Page 265]]


    (b) The term information or informational materials, with respect to 
United States exports, does not include items:
    (1) That were, as of April 30, 1994, or that thereafter become, 
controlled for export pursuant to section 5 of the Export Administration 
Act of 1979, 50 U.S.C. App. 2401-2420 (1979) (the ``EAA''), or section 6 
of the EAA to the extent that such controls promote the nonproliferation 
or antiterrorism policies of the United States; or
    (2) With respect to which acts are prohibited by 18 U.S.C. chapter 
37.



Sec. 542.305  Interest.

    Except as otherwise provided in this part, the term interest when 
used with respect to property (e.g., ``an interest in property'') means 
an interest of any nature whatsoever, direct or indirect.



Sec. 542.306  Licenses; general and specific.

    (a) Except as otherwise specified, the term license means any 
license or authorization contained in or issued pursuant to this part.
    (b) The term general license means any license or authorization the 
terms of which are set forth in subpart E of this part.
    (c) The term specific license means any license or authorization not 
set forth in subpart E of this part but issued pursuant to this part.

    Note to Sec. 542.306: See Sec. 501.801 of this chapter on 
licensing procedures.



Sec. 542.307  Person.

    The term person means an individual or entity.



Sec. 542.308  Property; property interest.

    The terms property and property interest include, but are not 
limited to, money, checks, drafts, bullion, bank deposits, savings 
accounts, debts, indebtedness, obligations, notes, guarantees, 
debentures, stocks, bonds, coupons, any other financial instruments, 
bankers acceptances, mortgages, pledges, liens or other rights in the 
nature of security, warehouse receipts, bills of lading, trust receipts, 
bills of sale, any other evidences of title, ownership or indebtedness, 
letters of credit and any documents relating to any rights or 
obligations thereunder, powers of attorney, goods, wares, merchandise, 
chattels, stocks on hand, ships, goods on ships, real estate mortgages, 
deeds of trust, vendors' sales agreements, land contracts, leaseholds, 
ground rents, real estate and any other interest therein, options, 
negotiable instruments, trade acceptances, royalties, book accounts, 
accounts payable, judgments, patents, trademarks or copyrights, 
insurance policies, safe deposit boxes and their contents, annuities, 
pooling agreements, services of any nature whatsoever, contracts of any 
nature whatsoever, and any other property, real, personal, or mixed, 
tangible or intangible, or interest or interests therein, present, 
future or contingent.



Sec. 542.309  Transfer.

    The term transfer means any actual or purported act or transaction, 
whether or not evidenced by writing, and whether or not done or 
performed within the United States, the purpose, intent, or effect of 
which is to create, surrender, release, convey, transfer, or alter, 
directly or indirectly, any right, remedy, power, privilege, or interest 
with respect to any property and, without limitation upon the foregoing, 
shall include the making, execution, or delivery of any assignment, 
power, conveyance, check, declaration, deed, deed of trust, power of 
attorney, power of appointment, bill of sale, mortgage, receipt, 
agreement, contract, certificate, gift, sale, affidavit, or statement; 
the making of any payment; the setting off of any obligation or credit; 
the appointment of any agent, trustee, or fiduciary; the creation or 
transfer of any lien; the issuance, docketing, filing, or levy of or 
under any judgment, decree, attachment, injunction, execution, or other 
judicial or administrative process or order, or the service of any 
garnishment; the acquisition of any interest of any nature whatsoever by 
reason of a judgment or decree of any foreign country; the fulfillment 
of any condition; the exercise of any power of appointment, power of 
attorney, or other power; or the acquisition, disposition, 
transportation, importation, exportation, or withdrawal of any security.

[[Page 266]]



Sec. 542.310  United States.

    The term United States means the United States, its territories and 
possessions, and all areas under the jurisdiction or authority thereof.



Sec. 542.311  U.S. financial institution.

    The term U.S. financial institution means any U.S. entity (including 
its foreign branches) that is engaged in the business of accepting 
deposits, making, granting, transferring, holding, or brokering loans or 
credits, or purchasing or selling foreign exchange, securities, 
commodity futures or options, or procuring purchasers and sellers 
thereof, as principal or agent, including but not limited to: Depository 
institutions; banks; savings banks; trust companies; securities brokers 
and dealers; commodity futures and options brokers and dealers; forward 
contract and foreign exchange merchants; securities and commodities 
exchanges; clearing corporations; investment companies; employee benefit 
plans; and U.S. holding companies, U.S. affiliates, or U.S. subsidiaries 
of any of the foregoing. This term includes those branches, offices and 
agencies of foreign financial institutions that are located in the 
United States, but not such institutions' foreign branches, offices, or 
agencies.



Sec. 542.312  United States person; U.S. person.

    The term United States person or U.S. person means any United States 
citizen, permanent resident alien, entity organized under the laws of 
the United States or any jurisdiction within the United States 
(including foreign branches), or any person in the United States.



                        Subpart D_Interpretations



Sec. 542.401  Reference to amended sections.

    Except as otherwise specified, reference to any provision in or 
appendix to this part or chapter or to any regulation, ruling, order, 
instruction, direction, or license issued pursuant to this part refers 
to the same as currently amended.



Sec. 542.402  Effect of amendment.

    Unless otherwise specifically provided, any amendment, modification, 
or revocation of any provision in or appendix to this part or chapter or 
of any order, regulation, ruling, instruction, or license issued by or 
under the direction of the Director of the Office of Foreign Assets 
Control does not affect any act done or omitted, or any civil or 
criminal suit or proceeding commenced or pending prior to such 
amendment, modification, or revocation. All penalties, forfeitures, and 
liabilities under any such order, regulation, ruling, instruction, or 
license continue and may be enforced as if such amendment, modification, 
or revocation had not been made.



Sec. 542.403  Termination and acquisition of an interest in blocked property.

    (a) Whenever a transaction licensed or authorized by or pursuant to 
this part results in the transfer of property (including any property 
interest) away from a person, such property shall no longer be deemed to 
be property blocked pursuant to Sec. 542.201(a), unless there exists in 
the property another interest that is blocked pursuant to Sec. 
542.201(a) or any other part of this chapter, the transfer of which has 
not been effected pursuant to license or other authorization.
    (b) Unless otherwise specifically provided in a license or 
authorization issued pursuant to this part, if property (including any 
property interest) is transferred or attempted to be transferred to a 
person whose property or interests in property are blocked pursuant to 
Sec. 542.201(a), such property shall be deemed to be property in which 
that person has an interest and therefore blocked.



Sec. 542.404  Transactions incidental to a licensed transaction.

    Any transaction ordinarily incident to a licensed transaction and 
necessary to give effect thereto is also authorized, except:
    (a) An incidental transaction, not explicitly authorized within the 
terms of the license, by or with a person whose property or interests in 
property are blocked pursuant to Sec. 542.201(a); or

[[Page 267]]

    (b) An incidental transaction, not explicitly authorized within the 
terms of the license, involving a debit to a blocked account or a 
transfer of blocked property.



Sec. 542.405  Provision of services.

    (a) Except as provided in Sec. 542.206, the prohibitions on 
transactions involving blocked property contained in Sec. 542.201 apply 
to services performed in the United States or by U.S. persons, wherever 
located, including by an overseas branch of an entity located in the 
United States:
    (1) On behalf of or for the benefit of a person whose property or 
interests in property are blocked pursuant to Sec. 542.201(a); or
    (2) With respect to property interests subject to Sec. 542.201.
    (b) Example: U.S. persons may not, except as authorized by or 
pursuant to this part, provide legal, accounting, financial, brokering, 
freight forwarding, transportation, public relations, or other services 
to a person whose property or interests in property are blocked pursuant 
to Sec. 542.201(a).

    Note to Sec. 542.405: See Sec. Sec. 542.507 and 542.508, 
respectively, on licensing policy with regard to the provision of 
certain legal or medical services.



Sec. 542.406  Offshore transactions.

    The prohibitions in Sec. 542.201 on transactions involving blocked 
property apply to transactions by any U.S. person in a location outside 
the United States with respect to property that the U.S. person knows, 
or has reason to know, is held in the name of a person whose property or 
interests in property are blocked pursuant to Sec. 542.201(a) or in 
which the U.S. person knows, or has reason to know, a person whose 
property or interests in property are blocked pursuant to Sec. 
542.201(a) has or has had an interest since the effective date.



Sec. 542.407  Payments from blocked accounts to satisfy obligations prohibited.

    Pursuant to Sec. 542.201, no debits may be made to a blocked 
account to pay obligations to U.S. persons or other persons, except as 
authorized pursuant to this part.



Sec. 542.408  Charitable contributions.

    Unless otherwise specifically authorized by the Office of Foreign 
Assets Control by or pursuant to this part, no charitable contribution 
or donation of funds, goods, services, or technology, including those to 
relieve human suffering, such as food, clothing or medicine, may be made 
by, to, or for the benefit of a person whose property or interests in 
property are blocked pursuant to Sec. 542.201(a). For purposes of this 
part, a contribution or donation is made by, to, or for the benefit of a 
person whose property or interests in property are blocked pursuant to 
Sec. 542.201(a) if made by, to, or in the name of such a person; if 
made by, to, or in the name of an entity or individual acting for or on 
behalf of, or owned or controlled by, such a person; or if made in an 
attempt to violate, to evade, or to avoid the bar on the provision of 
contributions or donations by, to, or for such a person.



Sec. 542.409  Credit extended and cards issued by U.S. financial institutions.

    The prohibition in Sec. 542.201 on dealing in property subject to 
that section prohibits U.S. financial institutions from performing under 
any existing credit agreements, including, but not limited to, charge 
cards, debit cards, or other credit facilities issued by a U.S. 
financial institution to a person whose property or interests in 
property are blocked pursuant to Sec. 542.201(a).



Sec. 542.410  Setoffs prohibited.

    A setoff against blocked property (including a blocked account), 
whether by a U.S. bank or other U.S. person, is a prohibited transfer 
under Sec. 542.201 if effected after the effective date.



  Subpart E_Licenses, Authorizations and Statements of Licensing Policy



Sec. 542.501  General and specific licensing procedures.

    For provisions relating to licensing procedures, see part 501, 
subpart E of this chapter. Licensing actions taken pursuant to part 501 
of this chapter

[[Page 268]]

with respect to the prohibitions contained in this part are considered 
actions taken pursuant to this part.



Sec. 542.502  Effect of license or authorization.

    (a) No license or other authorization contained in this part, or 
otherwise issued by or under the direction of the Director of the Office 
of Foreign Assets Control, authorizes or validates any transaction 
effected prior to the issuance of the license, unless specifically 
provided in such licenses or authorization.
    (b) No regulation, ruling, instruction, or license authorizes any 
transaction prohibited under this part unless the regulation, ruling, 
instruction or license is issued by the Office of Foreign Assets Control 
and specifically refers to this part. No regulation, ruling, 
instruction, or license referring to this part shall be deemed to 
authorize any transaction prohibited by any provision of this chapter 
unless the regulation, ruling, instruction, or license specifically 
refers to such provision.
    (c) Any regulation, ruling, instruction, or license authorizing any 
transaction otherwise prohibited under this part has the effect of 
removing a prohibition contained in this part from the transaction, but 
only to the extent specifically stated by its terms. Unless the 
regulation, ruling, instruction, or license otherwise specifies, such an 
authorization does not create any right, duty, obligation, claim, or 
interest in, or with respect to, any property which would not otherwise 
exist under ordinary principles of law.



Sec. 542.503  Exclusion from licenses.

    The Director of the Office of Foreign Assets Control reserves the 
right to exclude any person, property, or transaction from the operation 
of any license or from the privileges conferred by any license. The 
Director of the Office of Foreign Assets Control also reserves the right 
to restrict the applicability of any license to particular persons, 
property, transactions, or classes thereof. Such actions are binding 
upon all persons receiving actual or constructive notice of the 
exclusions or restrictions.



Sec. 542.504  Payments and transfers to blocked accounts in U.S. financial institutions.

    Any payment of funds or transfer of credit in which a person whose 
property or interests in property are blocked pursuant to Sec. 
542.201(a) has any interest, that comes within the possession or control 
of a U.S. financial institution, must be blocked in an account on the 
books of that financial institution. A transfer of funds or credit by a 
U.S. financial institution between blocked accounts in its branches or 
offices is authorized, provided that no transfer is made from an account 
within the United States to an account held outside the United States, 
and further provided that a transfer from a blocked account may only be 
made to another blocked account held in the same name.

    Note to Sec. 542.504. Please refer to Sec. 501.603 of this chapter 
for mandatory reporting requirements regarding financial transfers. See 
also Sec. 542.203 concerning the obligation to hold blocked funds in 
interest-bearing accounts.



Sec. 542.505  Entries in certain accounts for normal service charges authorized.

    (a) A U.S. financial institution is authorized to debit any blocked 
account held at that financial institution in payment or reimbursement 
for normal service charges owed it by the owner of that blocked account.
    (b) As used in this section, the term normal service charge shall 
include charges in payment or reimbursement for interest due; cable, 
telegraph, internet, or telephone charges; postage costs; custody fees; 
small adjustment charges to correct bookkeeping errors; and, but not by 
way of limitation, minimum balance charges, notary and protest fees, and 
charges for reference books, photocopies, credit reports, transcripts of 
statements, registered mail, insurance, stationery and supplies, and 
other similar items.



Sec. 542.506  Investment and reinvestment of certain funds.

    Subject to the requirements of Sec. 542.203, U.S. financial 
institutions are

[[Page 269]]

authorized to invest and reinvest assets blocked pursuant to Sec. 
542.201, subject to the following conditions:
    (a) The assets representing such investments and reinvestments are 
credited to a blocked account or subaccount which is held in the same 
name at the same U.S. financial institution, or within the possession or 
control of a U.S. person, but funds shall not be transferred outside the 
United States for this purpose;
    (b) The proceeds of such investments and reinvestments shall not be 
credited to a blocked account or subaccount under any name or 
designation that differs from the name or designation of the specific 
blocked account or subaccount in which such funds or securities were 
held; and
    (c) No immediate financial or economic benefit accrues (e.g., 
through pledging or other use) to persons whose property or interests in 
property are blocked pursuant to Sec. 542.201(a).



Sec. 542.507  Provision of certain legal services authorized.

    (a) The provision of the following legal services to or on behalf of 
persons whose property or interests in property are blocked pursuant to 
Sec. 542.201(a) is authorized, provided that all receipts of payment of 
professional fees and reimbursement of incurred expenses must be 
specifically licensed:
    (1) Provision of legal advice and counseling on the requirements of 
and compliance with the laws of any jurisdiction within the United 
States, provided that such advice and counseling is not provided to 
facilitate transactions in violation of this part;
    (2) Representation of persons when named as defendants in or 
otherwise made parties to domestic U.S. legal, arbitration, or 
administrative proceedings;
    (3) Initiation and conduct of domestic U.S. legal, arbitration, or 
administrative proceedings in defense of property interests subject to 
U.S. jurisdiction;
    (4) Representation of persons before any Federal or State agency 
with respect to the imposition, administration, or enforcement of U.S. 
sanctions against such persons; and
    (5) Provision of legal services in any other context in which 
prevailing U.S. law requires access to legal counsel at public expense.
    (b) The provision of any other legal services to persons whose 
property or interests in property are blocked pursuant to Sec. 
542.201(a), not otherwise authorized in this part, requires the issuance 
of a specific license.
    (c) Entry into a settlement agreement affecting property or 
interests in property or the enforcement of any lien, judgment, arbitral 
award, decree, or other order through execution, garnishment, or other 
judicial process purporting to transfer or otherwise alter or affect 
property or interests in property blocked pursuant to Sec. 542.201(a) 
is prohibited unless specifically licensed in accordance with Sec. 
542.202(e).



Sec. 542.508  Authorization of emergency medical services.

    The provision of nonscheduled emergency medical services in the 
United States to persons whose property or interests in property are 
blocked pursuant to Sec. 542.201(a) is authorized, provided that all 
receipt of payment for such services must be specifically licensed.



                            Subpart F_Reports



Sec. 542.601  Records and reports.

    For provisions relating to required records and reports, see part 
501, subpart C, of this chapter. Recordkeeping and reporting 
requirements imposed by part 501 of this chapter with respect to the 
prohibitions contained in this part are considered requirements arising 
pursuant to this part.



                           Subpart G_Penalties



Sec. 542.701  Penalties.

    (a) Attention is directed to section 206 of the International 
Emergency Economic Powers Act (the ``Act'') (50 U.S.C. 1705), which is 
applicable to violations of the provisions of any license, ruling, 
regulation, order, direction, or instruction issued by or pursuant to 
the direction or authorization of the Secretary of the Treasury pursuant 
to this part or otherwise under the Act.
    (1) A civil penalty not to exceed the amount set forth in Section 
206 of the Act may be imposed on any person who

[[Page 270]]

violates, attempts to violate, conspires to violate, or causes a 
violation of any license, order, regulation, or prohibition issued under 
the Act.

    Note to paragraph (a)(1) of Sec. 542.701: As of June 10, 2008, the 
Act provides for a maximum civil penalty not to exceed the greater of 
$250,000 or an amount that is twice the amount of the transaction that 
is the basis of the violation with respect to which the penalty is 
imposed.

    (2) A person who willfully commits, willfully attempts to commit, or 
willfully conspires to commit, or aids or abets in the commission of a 
violation of any license, order, regulation, or prohibition shall, upon 
conviction, be fined not more than $1,000,000, or if a natural person, 
may be imprisoned for not more than 20 years, or both.
    (b) Adjustments to penalty amounts. (1) The civil penalties provided 
in the Act are subject to adjustment pursuant to the Federal Civil 
Penalties Inflation Adjustment Act of 1990 (Pub. L. 101-410, as amended, 
28 U.S.C. 2461 note).
    (2) The criminal penalties provided in the Act are subject to 
adjustment pursuant to 18 U.S.C. 3571.
    (c) Attention is also directed to 18 U.S.C. 1001, which provides 
that whoever, in any matter within the jurisdiction of the executive, 
legislative, or judicial branch of the Government of the United States, 
knowingly and willfully falsifies, conceals, or covers up by any trick, 
scheme, or device, a material fact, or makes any materially false, 
fictitious, or fraudulent statement or representation, or makes or uses 
any false writing or document knowing the same to contain any materially 
false, fictitious, or fraudulent statement or entry shall be fined under 
title 18, United States Code, or imprisoned not more than five years, or 
both.
    (d) Violations of this part may also be subject to relevant 
provisions of other applicable laws.

[70 FR 17203, Apr. 5, 2005, as amended at 71 FR 29253, May 22, 2006; 73 
FR 32653, June 10, 2008]



Sec. 542.702  Prepenalty notice.

    (a) When required. If the Director of the Office of Foreign Assets 
Control has reason to believe that there has occurred a violation of any 
provision of this part or a violation of the provisions of any license, 
ruling, regulation, order, direction, or instruction issued by or 
pursuant to the direction or authorization of the Secretary of the 
Treasury pursuant to this part or otherwise under the International 
Emergency Economic Powers Act, and the Director determines that further 
civil proceedings are warranted, the Director shall notify the alleged 
violator of the agency's intent to impose a monetary penalty by issuing 
a prepenalty notice. The prepenalty notice shall be in writing. The 
prepenalty notice may be issued whether or not another agency has taken 
any action with respect to the matter.
    (b) Contents of notice--(1) Facts of violation. The prepenalty 
notice shall describe the violation, specify the laws and regulations 
allegedly violated, and state the amount of the proposed monetary 
penalty.
    (2) Right to respond. The prepenalty notice also shall inform the 
respondent of the respondent's right to make a written presentation 
within the applicable 30 day period set forth in Sec. 542.703 as to why 
a monetary penalty should not be imposed or why, if imposed, the 
monetary penalty should be in a lesser amount than proposed.
    (c) Informal settlement prior to issuance of prepenalty notice. At 
any time prior to the issuance of a prepenalty notice, an alleged 
violator may request in writing that, for a period not to exceed sixty 
(60) days, the agency withhold issuance of the prepenalty notice for the 
exclusive purpose of effecting settlement of the agency's potential 
civil monetary penalty claims. In the event the Director of the Office 
of Foreign Assets Control grants the request, under terms and conditions 
within his discretion, the Office of Foreign Assets Control will agree 
to withhold issuance of the prepenalty notice for a period not to exceed 
60 days and will enter into settlement negotiations of the potential 
civil monetary penalty claim.



Sec. 542.703  Response to prepenalty notice; informal settlement.

    (a) Deadline for response. The respondent may submit a response to 
the prepenalty notice within the applicable 30-day period set forth in 
this paragraph. The Director of the Office of

[[Page 271]]

Foreign Assets Control may grant, at his discretion, an extension of 
time in which to submit a response to the prepenalty notice. The failure 
to submit a response within the applicable time period set forth in this 
paragraph shall be deemed to be a waiver of the right to respond.
    (1) Computation of time for response. A response to the prepenalty 
notice must be postmarked or date-stamped by the U.S. Postal Service (or 
foreign postal service, if mailed abroad) or courier service provider 
(if transmitted to the Office of Foreign Assets Control by courier) on 
or before the 30th day after the postmark date on the envelope in which 
the prepenalty notice was mailed. If the respondent refused delivery or 
otherwise avoided receipt of the prepenalty notice, a response must be 
postmarked or date-stamped on or before the 30th day after the date on 
the stamped postal receipt maintained at the Office of Foreign Assets 
Control. If the prepenalty notice was personally delivered to the 
respondent by a non-U.S. Postal Service agent authorized by the 
Director, a response must be postmarked or date-stamped on or before the 
30th day after the date of delivery.
    (2) Extensions of time for response. If a due date falls on a 
Federal holiday or weekend, that due date is extended to include the 
following business day. Any other extensions of time will be granted, at 
the discretion of the Director of the Office of Foreign Assets Control, 
only upon the respondent's specific request to the Office of Foreign 
Assets Control.
    (b) Form and method of response. The response must be submitted in 
handwritten or typed form and signed by the respondent or a 
representative thereof. The response need not be in any particular form. 
A copy of the written response may be sent by facsimile, but the 
original also must be sent to the Office of Foreign Assets Control Civil 
Penalties Division by mail or courier and must be postmarked or date-
stamped, in accordance with paragraph (a) of this section.
    (c) Contents of response. A written response must contain 
information sufficient to indicate that it is in response to the 
prepenalty notice and must include the Office of Foreign Assets Control 
identification number listed on the prepenalty notice.
    (1) A written response must include the respondent's full name, 
address, telephone number, and facsimile number, if available, or those 
of the representative of the respondent.
    (2) A written response should either admit or deny each specific 
violation alleged in the prepenalty notice and also state if the 
respondent has no knowledge of a particular violation. If the written 
response fails to address any specific violation alleged in the 
prepenalty notice, that alleged violation shall be deemed to be 
admitted.
    (3) A written response should include any information in defense, 
evidence in support of an asserted defense, or other factors that the 
respondent requests the Office of Foreign Assets Control to consider. 
Any defense or explanation previously made to the Office of Foreign 
Assets Control or any other agency must be repeated in the written 
response. Any defense not raised in the written response will be 
considered waived. The written response also should set forth the 
reasons why the respondent believes the penalty should not be imposed or 
why, if imposed, it should be in a lesser amount than proposed.
    (d) Failure to respond. Where the Office of Foreign Assets Control 
receives no response to a prepenalty notice within the applicable time 
period set forth in paragraph (a) of this section, a penalty notice 
generally will be issued, taking into account the mitigating and/or 
aggravating factors present in the record. If there are no mitigating 
factors present in the record, or the record contains a preponderance of 
aggravating factors, the proposed prepenalty amount generally will be 
assessed as the final penalty.
    (e) Informal settlement. In addition to or as an alternative to a 
written response to a prepenalty notice, the respondent or respondent's 
representative may contact the Office of Foreign Assets Control as 
advised in the prepenalty notice to propose the settlement of 
allegations contained in the prepenalty notice and related matters. 
However, the requirements set forth in paragraph (f) of this section as 
to oral

[[Page 272]]

communication by the representative must first be fulfilled. In the 
event of settlement at the prepenalty stage, the claim proposed in the 
prepenalty notice will be withdrawn, the respondent will not be required 
to take a written position on allegations contained in the prepenalty 
notice, and the Office of Foreign Assets Control will make no final 
determination as to whether a violation occurred. The amount accepted in 
settlement of allegations in a prepenalty notice may vary from the civil 
penalty that might finally be imposed in the event of a formal 
determination of violation. In the event no settlement is reached, the 
time limit specified in paragraph (a) of this section for written 
response to the prepenalty notice will remain in effect unless 
additional time is granted by the Office of Foreign Assets Control.
    (f) Representation. A representative of the respondent may act on 
behalf of the respondent, but any oral communication with the Office of 
Foreign Assets Control prior to a written submission regarding the 
specific allegations contained in the prepenalty notice must be preceded 
by a written letter of representation, unless the prepenalty notice was 
served upon the respondent in care of the representative.



Sec. 542.704  Penalty imposition or withdrawal.

    (a) No violation. If, after considering any response to the 
prepenalty notice and any relevant facts, the Director of the Office of 
Foreign Assets Control determines that there was no violation by the 
respondent named in the prepenalty notice, the Director shall notify the 
respondent in writing of that determination and of the cancellation of 
the proposed monetary penalty.
    (b) Violation. (1) If, after considering any written response to the 
prepenalty notice, or default in the submission of a written response, 
and any relevant facts, the Director of the Office of Foreign Assets 
Control determines that there was a violation by the respondent named in 
the prepenalty notice, the Director is authorized to issue a written 
penalty notice to the respondent of the determination of the violation 
and the imposition of the monetary penalty.
    (2) The penalty notice shall inform the respondent that payment or 
arrangement for installment payment of the assessed penalty must be made 
within 30 days of the date of mailing of the penalty notice by the 
Office of Foreign Assets Control.
    (3) The penalty notice shall inform the respondent of the 
requirement to furnish the respondent's taxpayer identification number 
pursuant to 31 U.S.C. 7701 and that such number will be used for 
purposes of collecting and reporting on any delinquent penalty amount.
    (4) The issuance of the penalty notice finding a violation and 
imposing a monetary penalty shall constitute final agency action. The 
respondent has the right to seek judicial review of that final agency 
action in Federal District Court.



Sec. 542.705  Administrative collection; referral to United States Department of Justice.

    In the event that the respondent does not pay the penalty imposed 
pursuant to this part or make payment arrangements acceptable to the 
Director of the Office of Foreign Assets Control within 30 days of the 
date of mailing of the penalty notice, the matter may be referred for 
administrative collection measures by the Department of the Treasury or 
to the United States Department of Justice for appropriate action to 
recover the penalty in a civil suit in a Federal District Court.



                          Subpart H_Procedures



Sec. 542.801  Procedures.

    For license application procedures and procedures relating to 
amendments, modifications, or revocations of licenses; administrative 
decisions; rulemaking; and requests for documents pursuant to the 
Freedom of Information and Privacy Acts (5 U.S.C. 552 and 552a), see 
part 501, subpart E, of this chapter.



Sec. 542.802  Delegation by the Secretary of the Treasury.

    Any action that the Secretary of the Treasury is authorized to take 
pursuant to Executive Order 13338 of May 11, 2004 (69 FR 26751, May 13, 
2004), and any further Executive orders relating to

[[Page 273]]

the national emergency declared therein, may be taken by the Director of 
the Office of Foreign Assets Control or by any other person to whom the 
Secretary of the Treasury has delegated authority so to act.



                    Subpart I_Paperwork Reduction Act



Sec. 542.901  Paperwork Reduction Act notice.

    For approval by the Office of Management and Budget (``OMB'') under 
the Paperwork Reduction Act of 1995 (44 U.S.C. 3507) of information 
collections relating to recordkeeping and reporting requirements, 
licensing procedures (including those pursuant to statements of 
licensing policy), and other procedures, see Sec. 501.901 of this 
chapter. An agency may not conduct or sponsor, and a person is not 
required to respond to, a collection of information unless it displays a 
valid control number assigned by OMB.



PART 545_TALIBAN (AFGHANISTAN) SANCTIONS REGULATIONS--Table of Contents




      Subpart A_Relation of This Part to Other Laws and Regulations

Sec.
545.101 Relation of this part to other laws and regulations.

                         Subpart B_Prohibitions

545.201 Prohibited transactions involving blocked property.
545.202 Effect of transfers violating the provisions of this part.
545.203 Holding of funds in interest-bearing accounts; investment and 
          reinvestment.
545.204 Prohibited exportation, reexportation, sale, or supply of goods, 
          software, technology, or services.
545.205 Prohibited importation of goods, software, technology, or 
          services.
545.206 Evasions; attempts; conspiracies.
545.207 Expenses of maintaining blocked property; liquidation of blocked 
          accounts.
545.208 Exempt transactions.

                      Subpart C_General Definitions

545.301 Blocked account; blocked property.
545.302 Effective date.
545.303 Entity.
545.304 Importation into the United States.
545.305 Information or informational materials.
545.306 Interest.
545.307 Licenses; general and specific.
545.308 Person.
545.309 Property; property interest.
545.310 The Taliban.
545.311 Territory of Afghanistan controlled by the Taliban.
545.312 Transfer.
545.313 United States.
545.314 U.S. financial institution.
545.315 United States person; U.S. person.

                        Subpart D_Interpretations

545.401 Reference to amended sections.
545.402 Effect of amendment.
545.403 Transactions incidental to a licensed transaction authorized.
545.404 Transshipment or transit through the United States prohibited.
545.405 [Reserved]
545.406 Exportation of services; performance of service contracts; legal 
          services.
545.407 Services performed in the territory of Afghanistan controlled by 
          the Taliban.
545.408 Offshore transactions.
545.409 Payments from blocked accounts to U.S. exporters and for other 
          obligations prohibited.
545.410 Acquisition of instruments including bankers acceptances.
545.411 Exportation to third countries; transshipments.
545.412 Release of goods originating in the territory of Afghanistan 
          controlled by the Taliban from a bonded warehouse or foreign 
          trade zone.
545.413 Importation of goods from third countries; transshipments.
545.414 Loans or extensions of credit.
545.415 Payments from blocked accounts to U.S. exporters and for other 
          obligations prohibited.
545.416 Termination and acquisition of an interest in blocked property.
545.417 Setoffs prohibited.

  Subpart E_Licenses, Authorizations and Statements of Licensing Policy

545.500 Licensing procedures.
545.501 Effect of license or authorization.
545.502 Exclusion from licenses.
545.503 Payments and transfers to blocked accounts in U.S. financial 
          institutions.
545.504 Entries in certain accounts for normal service charges 
          authorized.
545.505 Importation of goods, software, or technology exported from the 
          territory of Afghanistan controlled by the Taliban prior to 
          July 6, 1999.
545.506 Importation of certain gifts authorized.
545.507 Accompanied baggage authorized.
545.508 Transactions related to telecommunications authorized.

[[Page 274]]

545.509 Transactions related to mail authorized.
545.510 Importation of household and personal effects authorized.
545.511 Registration of nongovernmental organizations for humanitarian 
          or religious activities.
545.512 Payment of obligations to U.S. persons authorized.
545.513 Provision of certain legal services authorized.
545.514 Payments for services rendered by the Taliban to aircraft.
545.515 Certain transactions related to patents, trademarks, and 
          copyrights authorized.
545.516 Certain payments to or from the territory of Afghanistan 
          controlled by the Taliban.
545.517 Authorization of emergency medical services.
545.518 Investment and reinvestment of certain funds.
545.519 Payments and transfers authorized for goods and services 
          exported to the territory of Afghanistan controlled by the 
          Taliban prior to the effective date.
545.520 Noncommercial personal remittances to and from the territory of 
          Afghanistan controlled by the Taliban.
545.521 Transactions related to U.S. citizens residing in the territory 
          of Afghanistan controlled by the Taliban.
545.522 Operation of accounts.
545.523 Extensions or renewals of letters of credit authorized.
545.524 Extensions or renewals of loans.
545.525 Certain services related to participation in various events and 
          activities authorized.
545.526 Certain imports for diplomatic or official personnel authorized.
545.527 Diplomatic pouches.

                            Subpart F_Reports

545.601 Records and reports.

                           Subpart G_Penalties

545.701 Penalties.
545.702 Prepenalty notice.
545.703 Response to prepenalty notice; informal settlement.
545.704 Penalty imposition or withdrawal.
545.705 Administrative collection; referral to United States Department 
          of Justice.

                          Subpart H_Procedures

545.801 Procedures.
545.802 Delegation by the Secretary of the Treasury.

                    Subpart I_Paperwork Reduction Act

545.901 Paperwork Reduction Act notice.

    Authority: 3 U.S.C. 301; 31 U.S.C. 321(b); 50 U.S.C. 1601-1651, 
1701-1706; Pub. L. 101-410, 104 Stat. 890 (28 U.S.C. 2461 note); Pub. L. 
110-96, 121 Stat. 1011; E.O. 13129, 64 FR 36759, 3 CFR, 1999 Comp., p. 
200.

    Source: 66 FR 2729, Jan. 11, 2001, unless otherwise noted.



      Subpart A_Relation of This Part to Other Laws and Regulations



Sec. 545.101  Relation of this part to other laws and regulations.

    This part is separate from, and independent of, the other parts of 
this chapter, with the exception of part 501 of this chapter, the 
recordkeeping and reporting requirements and license application and 
other procedures of which apply to this part. Actions taken pursuant to 
part 501 of this chapter with respect to the prohibitions contained in 
this part are considered actions taken pursuant to this part. Differing 
foreign policy and national security circumstances may result in 
differing interpretations of similar language among the parts of this 
chapter. No license or authorization contained in or issued pursuant to 
those other parts authorizes any transaction prohibited by this part. No 
license or authorization contained in or issued pursuant to any other 
provision of law or regulation authorizes any transaction prohibited by 
this part. No license contained in or issued pursuant to this part 
relieves the involved parties from complying with any other applicable 
laws or regulations.



                         Subpart B_Prohibitions



Sec. 545.201  Prohibited transactions involving blocked property.

    (a) Except as otherwise authorized by regulations, orders, 
directives, rulings, instructions, licenses, or otherwise, and 
notwithstanding any contract entered into or any license or permit 
granted prior to the effective date, property or property interests of 
the following persons that are in the United States, that hereafter come 
within the United States, or that are or hereafter come within the 
possession or control of U.S. persons are blocked,

[[Page 275]]

and may not be transferred, paid, exported, withdrawn, or otherwise 
dealt in:
    (1) The Taliban; and
    (2) Persons determined by the Secretary of the Treasury, in 
consultation with the Secretary of State and the Attorney General:
    (i) To be owned or controlled by, or to act for or on behalf of, the 
Taliban; or
    (ii) To provide financial, material, or technological support for, 
or services in support of, any of the foregoing.

    Note to paragraph (a) of Sec. 545.201. Please refer to the 
appendices at the end of this chapter V for listings of persons 
designated pursuant to this section. Section 501.807 of this chapter V 
sets forth the procedures to be followed by persons seeking 
administrative reconsideration of their designation or who wish to 
assert that the circumstances resulting in designation no longer apply. 
Similarly, when a transaction results in the blocking of funds at a 
financial institution pursuant to this section and a party to the 
transaction believes the funds to have been blocked due to mistaken 
identity, that party may seek to have such funds unblocked pursuant to 
the administrative procedures set forth in Sec. 501.806 of this 
chapter.

    (b) Except as otherwise authorized, and notwithstanding any contract 
entered into or any license or permit granted prior to the effective 
date, any transaction or dealing by U.S. persons or within the United 
States in property or interests in property blocked pursuant to 
paragraph (a) of this section is prohibited, including the making or 
receiving of any contribution of funds, goods, or services to or for the 
benefit of the Taliban or persons designated pursuant to Sec. 
545.201(a).
    (c) Unless otherwise authorized by this part or by a specific 
license expressly referring to this section, any dealing in any security 
(or evidence thereof) held within the possession or control of a U.S. 
person and either registered or inscribed in the name of or known to be 
held for the benefit of any person whose property or interests in 
property are blocked pursuant to this section is prohibited. This 
prohibition includes but is not limited to the transfer (including the 
transfer on the books of any issuer or agent thereof), disposition, 
transportation, importation, exportation, or withdrawal of any such 
security or the endorsement or guaranty of signatures on any such 
security. This prohibition applies irrespective of the fact that at any 
time (whether prior to, on, or subsequent to January 11, 2001) the 
registered or inscribed owner of any such security may have or might 
appear to have assigned, transferred, or otherwise disposed of the 
security.



Sec. 545.202  Effect of transfers violating the provisions of this part.

    (a) Any transfer after the effective date that is in violation of 
any provision of this part or of any regulation, order, directive, 
ruling, instruction, or license issued pursuant to this part, and that 
involves any property or interest in property blocked pursuant to Sec. 
545.201(a), is null and void and shall not be the basis for the 
assertion or recognition of any interest in or right, remedy, power, or 
privilege with respect to such property or property interests.
    (b) No transfer before the effective date shall be the basis for the 
assertion or recognition of any right, remedy, power, or privilege with 
respect to, or any interest in, any property or interest in property 
blocked pursuant to Sec. 545.201(a), unless the person with whom such 
property is held or maintained, prior to that date, had written notice 
of the transfer or by any written evidence had recognized such transfer.
    (c) Unless otherwise provided, an appropriate license or other 
authorization issued by or pursuant to the direction or authorization of 
the Director of the Office of Foreign Assets Control before, during, or 
after a transfer shall validate such transfer or make it enforceable to 
the same extent that it would be valid or enforceable but for the 
provisions of the International Emergency Economic Powers Act, this 
part, and any regulation, order, directive, ruling, instruction, or 
license issued pursuant to this part.
    (d) Transfers of property that otherwise would be null and void or 
unenforceable by virtue of the provisions of this section shall not be 
deemed to be null and void or unenforceable as to any person with whom 
such property was held or maintained (and as to such

[[Page 276]]

person only) in cases in which such person is able to establish to the 
satisfaction of the Director of the Office of Foreign Assets Control 
each of the following:
    (1) Such transfer did not represent a willful violation of the 
provisions of this part by the person with whom such property was held 
or maintained;
    (2) The person with whom such property was held or maintained did 
not have reasonable cause to know or suspect, in view of all the facts 
and circumstances known or available to such person, that such transfer 
required a license or authorization issued pursuant to this part and was 
not so licensed or authorized, or, if a license or authorization did 
purport to cover the transfer, that such license or authorization had 
been obtained by misrepresentation of a third party or withholding of 
material facts or was otherwise fraudulently obtained; and
    (3) The person with whom such property was held or maintained filed 
with the Office of Foreign Assets Control a report setting forth in full 
the circumstances relating to such transfer promptly upon discovery 
that:
    (i) Such transfer was in violation of the provisions of this part or 
any regulation, ruling, instruction, license, or other direction or 
authorization issued pursuant to this part;
    (ii) Such transfer was not licensed or authorized by the Director of 
the Office of Foreign Assets Control; or
    (iii) If a license did purport to cover the transfer, such license 
had been obtained by misrepresentation of a third party or withholding 
of material facts or was otherwise fraudulently obtained.

    Note to paragraph (d) of Sec. 545.202: The filing of a report in 
accordance with the provisions of paragraph (d)(3) of this section shall 
not be deemed evidence that the terms of paragraphs (d)(1) and (d)(2) of 
this section have been satisfied.

    (e) Unless licensed pursuant to this part, any attachment, judgment, 
decree, lien, execution, garnishment, or other judicial process is null 
and void with respect to any property in which on or since the effective 
date of Sec. 545.201 there existed an interest of a person whose 
property or interests in property are blocked pursuant to Sec. 
545.201(a).



Sec. 545.203  Holding of funds in interest-bearing accounts; investment and reinvestment.

    (a) Except as provided in paragraph (c) or (d) of this section, or 
as otherwise directed by the Office of Foreign Assets Control, any U.S. 
person holding funds, such as currency, bank deposits, or liquidated 
financial obligations, subject to Sec. 545.201(a) shall hold or place 
such funds in a blocked interest-bearing account located in the United 
States.
    (b)(1) For purposes of this section, the term blocked interest-
bearing account means a blocked account:
    (i) In a federally-insured U.S. bank, thrift institution, or credit 
union, provided the funds are earning interest at rates that are 
commercially reasonable; or
    (ii) With a broker or dealer registered with the Securities and 
Exchange Commission under the Securities Exchange Act of 1934, provided 
the funds are invested in a money market fund or in U.S. Treasury bills.
    (2) For purposes of this section, a rate is commercially reasonable 
if it is the rate currently offered to other depositors on deposits or 
instruments of comparable size and maturity.
    (3) Funds held or placed in a blocked account pursuant to this 
paragraph (b) may not be invested in instruments the maturity of which 
exceeds 180 days. If interest is credited to a separate blocked account 
or subaccount, the name of the account party on each account must be the 
same.
    (c) Blocked funds held in instruments the maturity of which exceeds 
180 days at the time the funds become subject to Sec. 545.201(a) may 
continue to be held until maturity in the original instrument, provided 
any interest, earnings, or other proceeds derived therefrom are paid 
into a blocked interest-bearing account in accordance with paragraph (b) 
or (d) of this section.
    (d) Blocked funds held in accounts or instruments outside the United 
States at the time the funds become subject to Sec. 545.201(a) may 
continue to be held in the same type of accounts or instruments, 
provided the funds earn interest at rates that are commercially 
reasonable.

[[Page 277]]

    (e) This section does not create an affirmative obligation for the 
holder of blocked tangible property, such as chattels or real estate, or 
of other blocked property, such as debt or equity securities, to sell or 
liquidate such property at the time the property becomes subject to 
Sec. 545.201(a). However, the Office of Foreign Assets Control may 
issue licenses permitting or directing such sales in appropriate cases.
    (f) Funds subject to this section may not be held, invested, or 
reinvested in a manner that provides immediate financial or economic 
benefit or access to persons whose property or interests in property are 
blocked pursuant to Sec. 545.201(a), nor may their holder cooperate in 
or facilitate the pledging or other attempted use as collateral of 
blocked funds or other assets.



Sec. 545.204  Prohibited exportation, reexportation, sale, or supply of goods, software, technology, or services.

    Except as otherwise authorized, and notwithstanding any contract 
entered into or any license or permit granted prior to the effective 
date, the exportation, reexportation, sale, or supply, directly or 
indirectly, from the United States, or by a U.S. person, wherever 
located, of any goods, software, technology (including technical data), 
or services to the territory of Afghanistan controlled by the Taliban or 
to the Taliban or to persons whose property or interests in property are 
blocked pursuant to Sec. 545.201 is prohibited.



Sec. 545.205  Prohibited importation of goods, software, technology, or services.

    Except as otherwise authorized, and notwithstanding any contract 
entered into or any license or permit granted prior to the effective 
date, the importation into the United States of any goods, software, 
technology, or services owned or controlled by the Taliban or persons 
whose property or interests in property are blocked pursuant to Sec. 
545.201 or from the territory of Afghanistan controlled by the Taliban 
is prohibited.



Sec. 545.206  Evasions; attempts; conspiracies.

    (a) Except as otherwise authorized, and notwithstanding any contract 
entered into or any license or permit granted prior to the effective 
date, any transaction by any U.S. person or within the United States on 
or after the effective date that evades or avoids, has the purpose of 
evading or avoiding, or attempts to violate any of the prohibitions set 
forth in this part is prohibited.
    (b) Except as otherwise authorized, and notwithstanding any contract 
entered into or any license or permit granted prior to the effective 
date, any conspiracy formed for the purpose of engaging in a transaction 
prohibited by this part is prohibited.



Sec. 545.207  Expenses of maintaining blocked property; liquidation of blocked account.

    (a) Except as otherwise authorized, and notwithstanding the 
existence of any rights or obligations conferred or imposed by any 
international agreement or contract entered into or any license or 
permit granted before 12:01 a.m., Eastern Daylight Time, July 6, 1999, 
all expenses incident to the maintenance of physical property blocked 
pursuant to Sec. 545.201 shall be the responsibility of the owners or 
operators of such property, which expenses shall not be met from blocked 
funds.
    (b) Property blocked pursuant to Sec. 545.201 may, in the 
discretion of the Director, Office of Foreign Assets Control, be sold or 
liquidated and the net proceeds placed in a blocked interest-bearing 
account in the name of the owner of the property.



Sec. 545.208  Exempt transactions.

    (a) Personal communications. The prohibitions contained in this part 
do not apply to any postal, telegraphic, telephonic, or other personal 
communication, which does not involve the transfer of anything of value.
    (b) Information or informational materials. (1) The importation from 
any country and the exportation to any country of information or 
informational materials as defined in Sec. 545.305,

[[Page 278]]

whether commercial or otherwise, regardless of format or medium of 
transmission, are exempt from the prohibitions of this part.
    (2) This section does not exempt from regulation or authorize 
transactions related to information and informational materials not 
fully created and in existence at the date of the transactions, or to 
the substantive or artistic alteration or enhancement of informational 
materials, or to the provision of marketing and business consulting 
services. Such prohibited transactions include, but are not limited to, 
payment of advances for information and informational materials not yet 
created and completed (with the exception of prepaid subscriptions for 
widely-circulated magazines and other periodical publications); 
provision of services to market, produce or co-produce, create, or 
assist in the creation of information or informational materials; and, 
with respect to information or informational materials imported from 
persons whose property and interests in property are blocked pursuant to 
Sec. 545.201 or from the territory of Afghanistan controlled by the 
Taliban, payment of royalties with respect to income received for 
enhancements or alterations made by U.S. persons to such information or 
informational materials.
    (3) This section does not exempt or authorize transactions incident 
to the exportation of software subject to the Export Administration 
Regulations, 15 CFR parts 730-774, or to the exportation of goods, 
technology or software, or to the provision, sale, or leasing of 
capacity on telecommunications transmission facilities (such as 
satellite or terrestrial network connectivity) for use in the 
transmission of any data. The exportation of such items or services and 
the provision, sale, or leasing of such capacity or facilities to a 
person whose property or interests in property are blocked pursuant to 
Sec. 545.201 are prohibited.
    (c) Travel. The prohibitions contained in this part do not apply to 
transactions ordinarily incident to travel to or from any country, 
including exportation or importation of accompanied baggage for personal 
use, maintenance within any country including payment of living expenses 
and acquisition of goods or services for personal use, and arrangement 
or facilitation of such travel including nonscheduled air, sea, or land 
voyages.
    (d) Official Business. The prohibitions contained in this part do 
not apply to transactions for the conduct of the official business of 
the United States Government or the United Nations by employees thereof.
    (e) Journalistic Activity. The prohibitions contained in this part 
do not apply to transactions in the territory of Afghanistan controlled 
by the Taliban for journalistic activity by persons regularly employed 
in such capacity by a news-gathering organization.
    (f) Humanitarian donations. The prohibitions contained in this part 
do not apply to donations by U.S. persons of articles, such as food, 
clothing, and medicine, intended to be used to relieve human suffering.



                      Subpart C_General Definitions



Sec. 545.301  Blocked account; blocked property.

    The terms blocked account and blocked property, shall mean any 
account or property subject to the prohibitions in Sec. 545.201 held in 
the name of the Taliban or persons whose property or interests in 
property are blocked pursuant to Sec. 545.201, or in which the Taliban 
or persons whose property or interests in property are blocked pursuant 
to Sec. 545.201 have an interest, and with respect to which payments, 
transfers, exportations, withdrawals, or other dealings may not be made 
or effected except pursuant to an authorization or license from the 
Office of Foreign Assets Control expressly authorizing such action.



Sec. 545.302  Effective date.

    The term effective date refers to the effective date of the 
applicable prohibitions and directives contained in this part which is 
12:01 a.m., Eastern Daylight Time, on July 6, 1999.



Sec. 545.303  Entity.

    The term entity means a partnership, association, corporation, or 
other organization, group, or subgroup.

[[Page 279]]



Sec. 545.304  Importation into the United States.

    (a) With respect to goods, software, or technology, the term 
importation into the United States means the bringing of any goods, 
software, or technology into the United States. However, with respect to 
goods, software or technology being transported by vessel, importation 
into the United States means the bringing of any goods or technology 
into the United States with the intent to unlade. See also Sec. 
545.404.
    (b) With respect to services, the term importation into the United 
States means the receipt in the United States of services or receipt in 
the United States of the benefit of services wherever such services may 
be performed. The benefit of services is received in the United States 
if the services are:
    (1) Performed on behalf of or for the benefit of a person located in 
the United States;
    (2) Received by a person located in the United States;
    (3) Received by a person located outside the United States on behalf 
of or for the benefit of an entity organized in the United States; or
    (4) Received by an individual temporarily located outside the United 
States for the purpose of obtaining such services for use in the United 
States.



Sec. 545.305  Information or informational materials.

    (a) For purposes of this part, the term information or informational 
materials includes, but is not limited to publications, films, posters, 
phonograph records, photographs, microfilms, microfiche, tapes, compact 
disks, CD ROMs, artworks, and news wire feeds.

    Note to Sec. 545.305(a). To be considered information or 
informational materials, artworks must be classified under chapter 
heading 9701, 9702, or 9703 of the Harmonized Tariff Schedule of the 
United States.

    (b) The term information and informational materials with respect to 
United States exports does not include items:
    (1) That were, as of April 30, 1994, or that thereafter become, 
controlled for export pursuant to section 5 of the Export Administration 
Act of 1979, 50 U.S.C. App. 2401-2420 (1979) (the ``EAA''), or section 6 
of the EAA to the extent that such controls promote the nonproliferation 
or antiterrorism policies of the United States; or
    (2) With respect to which acts are prohibited by 18 U.S.C. chapter 
37.



Sec. 545.306  Interest.

    Except as otherwise provided in this part, the term interest when 
used with respect to property (e.g., ``an interest in property'') means 
an interest of any nature whatsoever, direct or indirect.



Sec. 545.307  Licenses; general and specific.

    (a) Except as otherwise specified, the term license means any 
license or authorization contained in or issued pursuant to this part.
    (b) The term general license means any license or authorization the 
terms of which are set forth in subpart E of this part.
    (c) The term specific license means any license or authorization not 
set forth in subpart E of this part but issued pursuant to this part.

    Note to Sec. 545.307: See Sec. 501.801 of this chapter on 
licensing procedures.



Sec. 545.308  Person.

    The term person means an individual or entity.



Sec. 545.309  Property; property interest.

    The terms property and property interest include, but are not 
limited to, money, checks, drafts, bullion, bank deposits, savings 
accounts, debts, indebtedness, obligations, notes, guarantees, 
debentures, stocks, bonds, coupons, any other financial instruments, 
bankers acceptances, mortgages, pledges, liens or other rights in the 
nature of security, warehouse receipts, bills of lading, trust receipts, 
bills of sale, any other evidences of title, ownership or indebtedness, 
letters of credit and any documents relating to any rights or 
obligations thereunder, powers of attorney, goods, wares, merchandise, 
chattels, stocks on hand, ships, goods on ships, real estate mortgages, 
deeds of trust, vendors' sales agreements, land contracts, leaseholds, 
ground rents, real estate and any other

[[Page 280]]

interest therein, options, negotiable instruments, trade acceptances, 
royalties, book accounts, accounts payable, judgments, patents, 
trademarks or copyrights, insurance policies, safe deposit boxes and 
their contents, annuities, pooling agreements, services of any nature 
whatsoever, contracts of any nature whatsoever, and any other property, 
real, personal, or mixed, tangible or intangible, or interest or 
interests therein, present, future or contingent.



Sec. 545.310  The Taliban.

    (a) For purposes of this part, the term the Taliban includes:
    (1) The political/military entity headquartered in Kandahar, 
Afghanistan that as of July 4, 1999, exercised de facto control over the 
territory of Afghanistan, described in Sec. 545.310(a);
    (2) Its agencies and instrumentalities;
    (3) The Taliban leaders listed in the Annex to Executive Order 13129 
(see appendix A of this chapter) and such additional leaders as may be 
designated by the Secretary of State in consultation with the Secretary 
of the Treasury and the Attorney General in accordance with section 4(c) 
of Executive Order 13129; and
    (4) Persons designated pursuant to Sec. 545.201(a)(2).

    Note to Sec. 545.310. The Taliban is also known as the ``Taleban,'' 
``Islamic Movement of Taliban,'' ``the Taliban Islamic Movement,'' 
``Talibano Islami Tahrik,'' and ``Tahrike Islami'a Taliban.''



Sec. 545.311  Territory of Afghanistan controlled by the Taliban.

    The term territory of Afghanistan controlled by the Taliban means 
the territory referred to as the ``Islamic Emirate of Afghanistan,'' 
known in Pashtun as ``de Afghanistan Islami Emarat'' or in Dari as 
``Emarat Islami-e Afghanistan,'' including:
    (a) As of July 4, 1999, the following provinces of the country of 
Afghanistan: Kandahar, Farah, Helmund, Nimruz, Herat, Badghis, Ghowr, 
Oruzghon, Zabol, Paktiha, Ghazni, Nangarhar, Lowgar, Vardan, Faryab, 
Jowlan, Balkh, and Paktika; and
    (b) Thereafter, the description of the term territory of Afghanistan 
controlled by the Taliban may be modified by the Secretary of State in 
consultation with the Secretary of the Treasury and the Attorney 
General.

    Note to Sec. 545.311. The Secretary of State, in consultation with 
the Secretary of the Treasury and the Attorney General, has added the 
City of Kabul to the territory of Afghanistan controlled by the Taliban. 
(See Public Notice 3151 of October 21, 1999, 64 FR 58879, November 1, 
1999).



Sec. 545.312  Transfer.

    The term transfer means any actual or purported act or transaction, 
whether or not evidenced by writing, and whether or not done or 
performed within the United States, the purpose, intent, or effect of 
which is to create, surrender, release, convey, transfer, or alter, 
directly or indirectly, any right, remedy, power, privilege, or interest 
with respect to any property and, without limitation upon the foregoing, 
shall include the making, execution, or delivery of any assignment, 
power, conveyance, check, declaration, deed, deed of trust, power of 
attorney, power of appointment, bill of sale, mortgage, receipt, 
agreement, contract, certificate, gift, sale, affidavit, or statement; 
the making of any payment; the setting off of any obligation or credit; 
the appointment of any agent, trustee, or fiduciary; the creation or 
transfer of any lien; the issuance, docketing, filing, or levy of or 
under any judgment, decree, attachment, injunction, execution, or other 
judicial or administrative process or order, or the service of any 
garnishment; the acquisition of any interest of any nature whatsoever by 
reason of a judgment or decree of any foreign country; the fulfillment 
of any condition; the exercise of any power of appointment, power of 
attorney, or other power; or the acquisition, disposition, 
transportation, importation, exportation, or withdrawal of any security.



Sec. 545.313  United States.

    The term United States means the United States, its territories and 
possessions, and all areas under the jurisdiction or authority thereof.



Sec. 545.314  U.S. financial institution.

    The term U.S. financial institution means any U.S. entity (including 
its

[[Page 281]]

foreign branches) that is engaged in the business of accepting deposits, 
making, granting, transferring, holding, or brokering loans or credits, 
or purchasing or selling foreign exchange, securities, commodity futures 
or options, or procuring purchasers and sellers thereof, as principal or 
agent; including but not limited to, depository institutions, banks, 
savings banks, trust companies, securities brokers and dealers, 
commodity futures and options brokers and dealers, forward contract and 
foreign exchange merchants, securities and commodities exchanges, 
clearing corporations, investment companies, employee benefit plans, and 
U.S. holding companies, U.S. affiliates, or U.S. subsidiaries of any of 
the foregoing. This terms includes those branches, offices and agencies 
of foreign financial institutions that are located in the United States, 
but not such institutions' foreign branches, offices, or agencies.



Sec. 545.315  United States person; U.S. person.

    The term United States person or U.S. person means any United States 
citizen, permanent resident alien, entity organized under the laws of 
the United States (including foreign branches), or any person in the 
United States.



                        Subpart D_Interpretations



Sec. 545.401  Reference to amended sections.

    Except as otherwise specified, reference to any provision in or 
appendix to this part or chapter or to any regulation, ruling, order, 
instruction, direction, or license issued pursuant to this part refers 
to the same as currently amended.



Sec. 545.402  Effect of amendment.

    Unless otherwise specifically provided, any amendment, modification, 
or revocation of any provision in or appendix to this part or chapter or 
of any order, regulation, ruling, instruction, or license issued by or 
under the direction of the Director of the Office of Foreign Assets 
Control does not affect any act done or omitted, or any civil or 
criminal suit or proceeding commenced or pending prior to such 
amendment, modification, or revocation. All penalties, forfeitures, and 
liabilities under any such order, regulation, ruling, instruction, or 
license continue and may be enforced as if such amendment, modification, 
or revocation had not been made.



Sec. 545.403  Transactions incidental to a licensed transaction authorized.

    Any transaction ordinarily incident to a licensed transaction and 
necessary to give effect thereto is also authorized, except:
    (a) A transaction involving a person whose property or interests in 
property are blocked pursuant to Sec. 545.201, or involving a debit to 
a blocked account or a transfer of blocked property, not explicitly 
authorized within the terms of the license; and
    (b) Distribution or leasing in the territory of Afghanistan 
controlled by the Taliban of any containers or similar goods owned or 
controlled by U.S. persons after the performance of transportation 
services to the territory of Afghanistan controlled by the Taliban.



Sec. 545.404  Transshipment or transit through the United States prohibited.

    Except as otherwise specified:
    (a) The prohibitions in Sec. Sec. 545.201 and 545.204 apply to the 
importation into the United States, for transshipment or transit, of 
foreign goods which are intended or destined for the Taliban or the 
territory of Afghanistan controlled by the Taliban.
    (b) The prohibitions in Sec. Sec. 545.201 and 545.205 apply to the 
importation into the United States, for transshipment or transit to 
third countries, of goods owned or controlled by the Taliban or from the 
territory of Afghanistan controlled by the Taliban which are intended or 
destined for third countries.
    (c) Goods, software, or technology in which the Taliban have an 
interest that are imported into or transshipped through the United 
States are blocked pursuant to Sec. 545.201.

    Note to Sec. 545.404: See Sec. 545.304 for the definition of the 
term importation into the United States.

[[Page 282]]



Sec. 545.405  [Reserved]



Sec. 545.406  Exportation of services; performance of service contracts; legal services.

    (a) The prohibition on transactions involving blocked property and 
the exportation of services contained in Sec. Sec. 545.201 and 545.204 
applies to services performed on behalf of the Taliban or persons whose 
property or interests in property are blocked pursuant to Sec. 545.201 
or where the benefit of such services is otherwise received in the 
territory of Afghanistan controlled by the Taliban, when such services 
are performed:
    (1) In the United States;
    (2) Outside the United States by a U.S. person, including by an 
overseas branch of an entity located in the United States.
    (b) The benefit of services performed anywhere in the world on 
behalf of the Taliban, including persons whose property or interests in 
property are blocked pursuant to Sec. 545.201, is presumed to have been 
received in the territory of Afghanistan controlled by the Taliban.

    Note to Sec. 545.406. See Sec. 545.513 with regard to provision of 
certain legal services and Sec. 545.516 with regard to the provision of 
certain financial services.



Sec. 545.407  Services performed in the territory of Afghanistan controlled by the Taliban.

    The prohibitions on transactions involving blocked property and 
certain transactions or dealings in that property and the importation 
into the United States of services contained in Sec. Sec. 545.201 and 
545.205, respectively, apply to services performed in the territory of 
Afghanistan controlled by the Taliban or by the Taliban, wherever 
located, when the benefit of such services is received in the United 
States or by a U.S. person outside the United States. See Sec. 545.304 
for the definition of the term importation into the United States and a 
description of circumstances in which the benefit of services is 
considered to be received in the United States.



Sec. 545.408  Offshore transactions.

    (a) The prohibitions contained in Sec. 545.201 apply:
    (1) To transactions by any U.S. person in a location outside the 
United States with respect to property in which the U.S. person knows, 
or has reason to know, that the Taliban or persons whose property or 
interests in property are blocked pursuant to Sec. 545.201 have or have 
had an interest since the effective date; and
    (2) With respect to goods, software, technology, or services which 
the U.S. person knows, or has reason to know, are from the territory of 
Afghanistan controlled by the Taliban.
    (b) Prohibited transactions include, but are not limited to:
    (1) Importation into or exportation from locations outside the 
United States of goods, software, technology or services owned or 
controlled by the Taliban or persons whose property or interests in 
property are blocked pursuant to Sec. 545.201; or
    (2) Purchasing, selling, financing, swapping, insuring, 
transporting, lifting, storing, incorporating, transforming, brokering 
or otherwise dealing in such blocked goods, software, technology, or 
services.
    (c) Example. A U.S. person may not, within the United States or 
abroad, purchase, sell, finance, insure, transport, act as a broker for 
the sale or transport of, or otherwise deal in goods (such as carpets, 
fruits, or nuts), owned or controlled by the Taliban or by persons whose 
property or interests in property are blocked pursuant to Sec. 545.201 
or which comes from the territory of Afghanistan controlled by the 
Taliban.



Sec. 545.409  Payments from blocked accounts to U.S. exporters and for other obligations prohibited.

    No debits may be made to a blocked account to pay obligations to 
U.S. persons or other persons, including payment for goods, software, 
technology, or services exported prior to the effective date, except as 
authorized pursuant to this part.

[[Page 283]]



Sec. 545.410  Acquisition of instruments including bankers acceptances.

    No U.S. persons may acquire or deal in any obligation, including 
bankers acceptances and debt of or guaranteed by a person whose property 
or interests in property are blocked pursuant to Sec. 545.201, in cases 
in which the documents evidencing the obligation indicate, or the U.S. 
person has actual knowledge, that the underlying transaction is in 
violation of Sec. Sec. 545.201 and 545.204 through 545.206. This 
interpretation does not apply to obligations arising from an underlying 
transaction licensed or otherwise authorized pursuant to this part.



Sec. 545.411  Exportation to third countries; transshipments.

    Except as otherwise specified, exportation of goods, software, or 
technology from the United States to third countries is prohibited if 
the exporter knows, or has reason to know, that the goods, software, or 
technology are intended for reexportation or transshipment to the 
Taliban, to persons whose property or interests in property are blocked 
pursuant to Sec. 545.201, or to the territory of Afghanistan controlled 
by the Taliban, including passage through, or storage in, intermediate 
destinations.



Sec. 545.412  Release of goods originating in the territory of Afghanistan controlled by the Taliban from a bonded warehouse or foreign trade zone.

    Section 545.205 does not prohibit the release from a bonded 
warehouse or foreign trade zone of goods originating in the territory of 
Afghanistan controlled by the Taliban imported into a bonded warehouse 
or foreign trade zone either prior to the effective date or in a 
transaction authorized pursuant to this part after the effective date.

    Note to Sec. 545.412: Property in which the Taliban or persons 
whose property or interests in property are blocked pursuant to Sec. 
545.201 have an interest may not be released unless authorized or 
licensed by the Office of Foreign Assets Control.



Sec. 545.413  Importation of goods from third countries; transshipments.

    (a) Importation into the United States from third countries of goods 
containing raw materials or components originating in the territory of 
Afghanistan controlled by the Taliban is not prohibited if those raw 
materials or components have been incorporated into manufactured 
products or otherwise substantially transformed in a third country.
    (b) Importation into the United States of goods originating in the 
territory of Afghanistan controlled by the Taliban that have been 
transshipped through a third country without being incorporated into 
manufactured products or otherwise substantially transformed in a third 
country is prohibited.



Sec. 545.414  Loans or extensions of credit.

    (a) The prohibitions in Sec. Sec. 545.201 and 545.204 apply to 
loans or extensions of credit to a person in the territory of 
Afghanistan controlled by the Taliban, including overdraft protection on 
checking accounts, and the unauthorized renewal or rescheduling of 
credits or loans in existence as of 12:01 a.m., Eastern Daylight Time, 
July 6, 1999, whether by affirmative action or operation of law.
    (b) The prohibitions in Sec. Sec. 545.201 and 545.204 apply to 
financial services including loans or credits extended in any currency.



Sec. 545.415  Payments from blocked accounts to U.S. exporters and for other obligations prohibited.

    Pursuant to Sec. 545.201, no debits may be made to a blocked 
account to pay obligations to U.S. persons or other persons, including 
payment for goods, technology or services exported prior to the 
effective date, except as authorized pursuant to this part.



Sec. 545.416  Termination and acquisition of an interest in blocked property.

    (a) Whenever a transaction licensed or authorized by or pursuant to 
this part results in the transfer of property (including any property 
interest) away from a person whose property or interests in property are 
blocked pursuant to Sec. 545.201, such property shall no longer be 
deemed to be property blocked pursuant to Sec. 545.201, unless there 
exists in the property another interest that is blocked pursuant to

[[Page 284]]

Sec. 545.201 or any other part of this chapter, the transfer of which 
has not been effected pursuant to license or other authorization.
    (b) Unless otherwise specifically provided in a license or 
authorization issued pursuant to this part, if property (including any 
property interest) is transferred or attempted to be transferred to a 
person whose property or interests in property are blocked pursuant to 
Sec. 545.201, such property shall be deemed to be property in which 
that person has an interest and therefore blocked.



Sec. 545.417  Setoffs prohibited.

    A setoff against blocked property (including a blocked account), 
whether by a U.S. bank or other U.S. person, is a prohibited transfer 
under Sec. 545.201 if effected after the effective date.



  Subpart E_Licenses, Authorizations and Statements of Licensing Policy



Sec. 545.500  Licensing procedures.

    For provisions relating to licensing procedures, see part 501, 
subpart E, of this chapter. Licensing actions taken pursuant to part 501 
of this chapter with respect to the prohibitions contained in this part 
are considered actions taken pursuant to this part.

[68 FR 53658, Sept. 11, 2003]



Sec. 545.501  Effect of license or authorization.

    (a) No license or other authorization contained in this part, or 
otherwise issued by or under the direction of the Director of the Office 
of Foreign Assets Control, authorizes or validates any transaction 
effected prior to the issuance of the license, unless specifically 
provided in such licenses or authorization.
    (b) No regulation, ruling, instruction, or license authorizes any 
transaction prohibited under this part unless the regulation, ruling, 
instruction or license is issued by the Office of Foreign Assets Control 
and specifically refers to this part. No regulation, ruling, 
instruction, or license referring to this part shall be deemed to 
authorize any transaction prohibited by any provision of this chapter 
unless the regulation, ruling, instruction, or license specifically 
refers to such provision.
    (c) Any regulation, ruling, instruction, or license authorizing any 
transaction otherwise prohibited under this part has the effect of 
removing a prohibition contained in this part from the transaction, but 
only to the extent specifically stated by its terms. Unless the 
regulation, ruling, instruction, or license otherwise specifies, such an 
authorization does not create any right, duty, obligation, claim, or 
interest in, or with respect to, any property which would not otherwise 
exist under ordinary principles of law.



Sec. 545.502  Exclusion from licenses.

    The Director of the Office of Foreign Assets Control reserves the 
right to exclude any person, property, or transaction from the operation 
of any license or from the privileges conferred by any license. The 
Director of the Office of Foreign Assets Control also reserves the right 
to restrict the applicability of any license to particular persons, 
property, transactions, or classes thereof. Such actions are binding 
upon all persons receiving actual or constructive notice of the 
exclusions or restrictions.



Sec. 545.503  Payments and transfers to blocked accounts in U.S. financial institutions.

    Any payment of funds or transfer of credit in which the Taliban or a 
person whose property or interests in property are blocked pursuant to 
Sec. 545.201 has any interest, that comes within the possession or 
control of a U.S. financial institution, must be blocked in an account 
on the books of that financial institution. A transfer of funds or 
credit by a U.S. financial institution between blocked accounts in its 
branches or offices is authorized, provided that no transfer is made 
from an account within the United States to an account held outside the 
United States, and further provided that a transfer from a blocked 
account may only be made to another blocked account held in the same 
name.

    Note to Sec. 545.503. Please refer to Sec. 501.603 of this chapter 
for mandatory reporting requirements regarding financial transfers.

[[Page 285]]

See also Sec. 545.203 concerning the obligation to hold blocked funds 
in interest bearing accounts.



Sec. 545.504  Entries in certain accounts for normal service charges authorized.

    (a) A U.S. financial institution is authorized to debit any blocked 
account held at that financial institution in payment or reimbursement 
for normal service charges owed it by the owner of that blocked account.
    (b) As used in this section, the term normal service charge shall 
include charges in payment or reimbursement for interest due; cable, 
telegraph, internet, or telephone charges; postage costs; custody fees; 
small adjustment charges to correct bookkeeping errors; and, but not by 
way of limitation, minimum balance charges, notary and protest fees, and 
charges for reference books, photocopies, credit reports, transcripts of 
statements, registered mail, insurance, stationery and supplies, and 
other similar items.



Sec. 545.505  Importation of goods, software, or technology exported from the territory of Afghanistan controlled by the Taliban prior to July 6, 1999.

    (a) Except for the persons and property described in paragraph (c) 
below, importation of goods, software, or technology from the territory 
of Afghanistan controlled by the Taliban is authorized provided that:
    (1) The applicant submits proof satisfactory to the U.S. Customs 
Service that the goods, software, or technology were exported from the 
territory of Afghanistan controlled by the Taliban before the effective 
date; and
    (2) The importation is not otherwise prohibited by U.S. law.

    Note to Sec. 545.505(a). The general license in Sec. 545.505(a) 
does not extend to services.

    (b) The type of evidence that would constitute proof satisfactory to 
the U.S. Customs Service of the location of goods, software, or 
technology outside the territory of Afghanistan controlled by the 
Taliban before the effective date may vary depending on the facts of a 
particular case. However, independent corroborating documentary evidence 
issued and certified by a disinterested party normally will be required. 
This might include contracts, insurance documents, shipping documents, 
warehouse receipts, and appropriate customs documents, accompanied by a 
certification of an insurance agent, warehouse agent, or other 
appropriate person, identifying with particularity the goods sought to 
be imported and attesting that the goods concerned were located outside 
the territory of Afghanistan controlled by the Taliban at a time prior 
to the effective date. In general, affidavits, statements and other 
documents prepared by the applicant or other interested parties will 
not, by themselves, constitute satisfactory proof.
    (c) The authorization in paragraph (a) above, shall not apply to any 
goods, software, or technology in which the Taliban or persons whose 
property or interests in property are blocked pursuant to Sec. 545.201 
have any interest.



Sec. 545.506  Importation of certain gifts authorized.

    The importation into the United States of goods from the territory 
of Afghanistan controlled by the Taliban or from a person whose property 
or interests in property are blocked pursuant to Sec. 545.201 is 
authorized for goods sent as gifts to persons provided that:
    (a) The value of a gift is not more than $100 per recipient;
    (b) The goods are of a type and in quantities normally given as 
gifts between individuals; and
    (c) The goods are not controlled for chemical and biological weapons 
(CB), missile technology (MT), national security (NS), or nuclear 
proliferation (NP) (see Commerce Control List, 15 CFR part 774, 
supplement No. 1, of the Export Administration Regulations).



Sec. 545.507  Accompanied baggage authorized.

    (a) Persons entering the United States directly or indirectly from 
the territory of Afghanistan controlled by the Taliban are authorized to 
import into the United States accompanied baggage normally incident to 
travel.
    (b) Persons leaving the United States for the territory of 
Afghanistan controlled by the Taliban are authorized

[[Page 286]]

to export from the United States accompanied baggage normally incident 
to travel.
    (c) For purposes of this section, the term accompanied baggage 
normally incident to travel includes only baggage that accompanies the 
traveler on the same aircraft, train, or vehicle, and includes only 
articles that are necessary for personal use incident to travel, that 
are not intended for any other person or for sale, and that are not 
otherwise prohibited from importation or exportation under applicable 
United States laws.



Sec. 545.508  Transactions related to telecommunications authorized.

    All transactions ordinarily incident to the receipt or transmission 
of telecommunications involving the territory of Afghanistan controlled 
by the Taliban are authorized. This section does not authorize the 
provision, sale, or lease to the Taliban, or to persons whose property 
or interests in property are blocked pursuant to Sec. 545.201, or to 
the territory of Afghanistan controlled by the Taliban, of 
telecommunications equipment or technology; nor does it authorize the 
provision, sale, or leasing of capacity on telecommunications 
transmission facilities (such as satellite or terrestrial network 
connectivity).



Sec. 545.509  Transactions related to mail authorized.

    All transactions by U.S. persons, including payment and transfers to 
common carriers, incident to the receipt or transmission of mail between 
the United States and the territory of Afghanistan controlled by the 
Taliban are authorized, provided that mail is limited to personal 
communications not involving a transfer of anything of value.



Sec. 545.510  Importation of household and personal effects authorized.

    The importation of household and personal effects originating in the 
territory of Afghanistan controlled by the Taliban, including baggage 
and articles for family use, of persons arriving in the United States, 
directly or indirectly from the territory of Afghanistan controlled by 
the Taliban, is authorized; to qualify, articles included in such 
effects must actually have been used abroad by such persons or by other 
family members arriving from the same foreign household, must not be 
intended for any other person or for sale, and must not be otherwise 
prohibited from importation.



Sec. 545.511  Registration of nongovernmental organizations for humanitarian or religious activities.

    (a) Registration numbers may be issued on a case-by-case basis for 
the registration of nongovernmental organizations involved in 
humanitarian or religious activities in the territory of Afghanistan 
controlled by the Taliban, authorizing transactions by such 
organizations otherwise prohibited by this part, including the 
exportation of goods, software, technology or services to the territory 
of Afghanistan controlled by the Taliban and the transfer of funds to 
and from the territory of Afghanistan controlled by the Taliban for the 
purpose of relieving human suffering. Applicants for registration 
numbers must comply with the requirements of Sec. 501.801(c).
    (b) This section does not authorize transfers from blocked accounts.

    Note to Sec. 545.511: Registration does not excuse a U.S. person 
from compliance with other applicable U.S. laws governing the 
exportation or reexportation of U.S.-origin goods, software, or 
technology (including technical data). See, e.g., the Export 
Administration Regulations administered by the U.S. Department of 
Commerce (15 CFR parts 730-774).



Sec. 545.512  Payment of obligations to U.S. persons authorized.

    (a) The transfer of funds after the effective date by, through, or 
to any U.S. financial institution or other U.S. person solely for the 
purpose of payment of obligations owed to U.S. persons, including a 
payment of such obligations of persons whose property or interests in 
property are blocked pursuant to Sec. 545.201, is authorized, provided 
that (1) the obligation arose prior to the effective date or is 
otherwise authorized or not prohibited pursuant to statute or the 
provisions of this part; (2) the payment requires no debit to a blocked 
account; and (3) the U.S. person is not blocked pursuant to this chapter 
V.

[[Page 287]]

    (b) A person receiving payment under this section may distribute all 
or part of that payment to any person, provided that any such payment to 
a person whose property or interests in property are blocked pursuant to 
Sec. 545.201 must be to a blocked account in a U.S. financial 
institution.

    Note to Sec. 545.512: Please refer to Sec. 501.603 of this chapter 
for mandatory reporting requirements regarding financial transfers. See 
also Sec. 545.203 concerning the obligation to hold blocked funds in 
interest-bearing accounts.



Sec. 545.513  Provision of certain legal services authorized.

    (a) The provision of the legal services set forth in paragraph (b) 
of this section to or on behalf of persons whose property or interests 
in property are blocked pursuant to Sec. 545.201, and the exportation 
of such legal services to persons located in the territory of 
Afghanistan controlled by the Taliban or in circumstances in which the 
benefit is otherwise received in the territory of Afghanistan controlled 
by the Taliban, are authorized, provided that all receipts of payment of 
professional fees and reimbursement of incurred expenses must be 
specifically licensed.
    (b) Specific licenses may be issued on a case-by-case basis 
authorizing receipt from unblocked sources of payment of professional 
fees and reimbursement of incurred expenses for the following legal 
services by U.S. persons to persons specified in paragraph (a) of this 
section:
    (1) Provision of legal advice and counseling on the requirements of 
and compliance with the laws of any jurisdiction within the United 
States, provided that such advice and counseling is not provided to 
facilitate transactions in violation of this part;
    (2) Representation of persons when named as defendants in or 
otherwise made parties to domestic U.S. legal, arbitration, or 
administrative proceedings;
    (3) Initiation and conduct of domestic U.S. legal, arbitration, or 
administrative proceedings in defense of property interests subject to 
U.S. jurisdiction;
    (4) Representation of persons before any federal or state agency 
with respect to the imposition, administration, or enforcement of U.S. 
sanctions against such persons; and
    (5) Provision of legal services in any other context in which 
prevailing U.S. law requires access to legal counsel at public expense.
    (c) The provision or exportation of any other legal services to 
persons whose property or interests in property are blocked pursuant to 
Sec. 545.201 or who are located in the territory of Afghanistan 
controlled by the Taliban, not otherwise authorized in this part, 
requires the issuance of a specific license.
    (d) Entry into a settlement agreement affecting property or 
interests in property or the enforcement of any lien, judgment, arbitral 
award, decree, or other order through execution, garnishment, or other 
judicial process purporting to transfer or otherwise alter or affect 
property or interests in property blocked pursuant to Sec. 545.201 is 
prohibited unless specifically licensed in accordance with Sec. 
545.202(e).



Sec. 545.514  Payments for services rendered by the Taliban to aircraft.

    (a) Specific licenses may be issued on a case-by-case basis for 
authorization of payments to the Taliban, to persons whose property or 
interests in property are blocked pursuant to Sec. 545.201, or to 
persons within the territory of Afghanistan controlled by the Taliban of 
charges for services rendered in connection with the overflight of the 
territory of Afghanistan controlled by the Taliban or emergency landing 
in the territory of Afghanistan controlled by the Taliban by aircraft. 
Any such payments shall be made consistent with United Nations Security 
Council Resolution 1267.
    (b) Specific licenses may be issued on a case-by-case basis for the 
exportation, reexportation, sale, or supply, directly or indirectly, of 
goods, software, technology, and services to ensure the safety of civil 
aviation and safe operation of U.S.-origin commercial passenger 
aircraft.



Sec. 545.515  Certain transactions related to patents, trademarks, and copyrights authorized.

    (a) All of the following transactions in connection with patent, 
trademark,

[[Page 288]]

copyright or other intellectual property protection in the United States 
or Afghanistan are authorized:
    (1) The filing and prosecution of any application to obtain a 
patent, trademark, copyright or other form of intellectual property 
protection, including importation of or dealing in services or payment 
for services from the Taliban, persons whose property or interests in 
property are blocked pursuant to Sec. 545.201, or from persons within 
the territory of Afghanistan controlled by the Taliban connected to such 
intellectual property protection;
    (2) The receipt of patent, trademark, copyright, or other form of 
intellectual property protection;
    (3) The renewal or maintenance of a patent, trademark, copyright or 
other form of intellectual property protection; and
    (4) The filing and prosecution of opposition or infringement 
proceedings with respect to a patent, trademark, copyright or other form 
of intellectual property protection, or the entrance of a defense to any 
such proceedings.
    (b) Nothing in this section affects obligations under any other 
provision of law.



Sec. 545.516  Certain payments to or from the territory of Afghanistan controlled by the Taliban.

    (a) United States financial institutions, as defined in Sec. 
545.314, are authorized to process transfers of funds to or from the 
territory of Afghanistan controlled by the Taliban if the transfer is 
covered in full by any of the following conditions and does not involve 
debiting a blocked account on the books of a U.S. financial institution:
    (1) The transfer arises from an underlying transaction that has been 
authorized by a specific license, general license, or nongovernmental 
organization's registration number issued pursuant to this part; or
    (2) The transfer arises from an underlying transaction that is not 
prohibited by or that is exempted from the prohibitions of this part, 
such as an exportation of information or informational materials to the 
territory of Afghanistan controlled by the Taliban, a travel-related 
remittance, or payment for the shipment of a donation of articles to 
relieve human suffering.
    (b) With respect to transactions meeting the conditions of paragraph 
(a) of this section, before a United States depository institution 
initiates a payment on behalf of any U.S. non-bank customer, or credits 
a transfer to the account on its books of the ultimate beneficiary, the 
United States depository institution must determine that the underlying 
transaction is not prohibited by this part. To meet this requirement, a 
United States depository institution must either obtain a copy of the 
applicable specific license or nongovernmental organization's 
registration number or obtain a certification from the customer or 
beneficiary confirming that the transaction is authorized by a general 
license or not prohibited by this part. Such a certification will not 
meet the requirements of this section if the United States depository 
institution knows or has reason to know that any part of the 
certification is false.



Sec. 545.517  Authorization of emergency medical services.

    The provision of nonscheduled emergency medical services in the 
United States to persons whose property or interests in property are 
blocked pursuant to Sec. 545.201 is authorized, provided that all 
receipt of payment for such services must be specifically licensed.



Sec. 545.518  Investment and reinvestment of certain funds.

    Subject to the requirements of Sec. 545.203, U.S. financial 
institutions are authorized to invest and reinvest assets blocked 
pursuant to Sec. 545.201, subject to the following conditions:
    (a) The assets representing such investments and reinvestments are 
credited to a blocked account or subaccount which is held in the same 
name at the same U.S. financial institution, or within the possession or 
control of a U.S. person, but funds shall not be transferred outside the 
United States for this purpose;
    (b) The proceeds of such investments and reinvestments shall not be 
credited to a blocked account or subaccount under any name or 
designation that differs from the name or designation of

[[Page 289]]

the specific blocked account or subaccount in which such funds or 
securities were held; and
    (c) No immediate financial or economic benefit accrues (e.g., 
through pledging or other use) to persons whose property or interests in 
property are blocked pursuant to Sec. 545.201.



Sec. 545.519  Payments and transfers authorized for goods and services exported to the territory of Afghanistan controlled by the Taliban prior to the 
          effective date.

    (a) Specific licenses may be issued on a case-by-case basis to 
permit payment involving an irrevocable letter of credit issued or 
confirmed by a U.S. bank, or a letter of credit reimbursement confirmed 
by a U.S. bank, from a blocked account or otherwise, of amounts owed to 
or for the benefit of a person with respect to goods, software, 
technology, or services exported prior to the effective date, directly 
or indirectly to the territory of Afghanistan controlled by the Taliban, 
or to third countries for an entity operated from territory of 
Afghanistan controlled by the Taliban, or for the benefit of the 
Taliban, where the license application presents evidence satisfactory to 
the Office of Foreign Assets Control that the exportation occurred prior 
to the effective date (such evidence may include, for example, the bill 
of lading, the air waybill, the purchaser's written confirmation of 
completed services, customs documents, and insurance documents).
    (b) This section does not authorize the exportation of goods, 
software, technology, or services after the effective date pursuant to a 
contract entered into, or partially performed, prior to the effective 
date.



Sec. 545.520  Noncommercial personal remittances to or from the territory of Afghanistan controlled by the Taliban.

    United States financial institutions, as defined in Sec. 545.314, 
are authorized to process transfers of funds to or from the territory of 
Afghanistan controlled by the Taliban in cases in which the transfer 
involves a noncommercial, personal remittance, provided the beneficiary 
is not a person whose property or interests in property are blocked 
pursuant to Sec. 545.201 or any other part of this chapter and the 
transfer is not by, to, or through a person whose property or interests 
in property are blocked pursuant to Sec. 545.201 or any other part of 
this chapter V.



Sec. 545.521  Transactions related to U.S. citizens residing in the territory of Afghanistan controlled by the Taliban.

    U.S. citizens who reside on a permanent basis in the territory of 
Afghanistan controlled by the Taliban are authorized to engage in 
transactions within the territory of Afghanistan controlled by the 
Taliban ordinarily incident to their routine and necessary maintenance 
and other personal living expenses.

    Note to Sec. 545.521. This provision does not authorize U.S. 
financial institutions, as defined in Sec. 545.314, to transfer funds 
to persons whose property or interests in property are blocked pursuant 
to Sec. 545.201.



Sec. 545.522  Operation of accounts.

    The operation of an account in a U.S. financial institution, as 
defined in Sec. 545.314, for a natural person in the territory of 
Afghanistan controlled by the Taliban, other than a person whose 
property or interests in property are blocked pursuant to Sec. 545.201, 
is hereby authorized; however, such operation may not include the 
execution of transactions in support of transactions or activities 
prohibited by subpart B of this part.



Sec. 545.523  Extensions or renewals of letters of credit authorized.

    (a) The extension or renewal, at the request of the account party, 
of a letter of credit or a standby letter of credit issued or confirmed 
by a U.S. financial institution is authorized, provided the transfer of 
funds is not made to a blocked account.
    (b) Transactions conducted pursuant to this section must be reported 
to the Compliance Programs Division of the Office of Foreign Assets 
Control, U.S. Treasury Department, 1500 Pennsylvania Ave., NW., Annex, 
Washington, D.C. 20220, within 10 days after completion of the 
transaction.

[[Page 290]]



Sec. 545.524  Extensions or renewals of loans.

    Specific licenses may be issued on a case-by-case basis for 
rescheduling loans or otherwise extending the maturities of existing 
loans, and for charging fees or interest at commercially reasonable 
rates in connection therewith, provided that no new funds or credits are 
thereby transferred or extended to the Taliban, persons whose property 
or interests in property are blocked pursuant to Sec. 545.201, or 
persons in the territory of Afghanistan controlled by the Taliban.



Sec. 545.525  Certain services relating to participation in various events and activities authorized.

    (a) The importation into the United States or other dealing in 
services originating in the territory of Afghanistan controlled by the 
Taliban is authorized where such services are performed in the United 
States by a person from the territory of Afghanistan controlled by the 
Taliban who enters the United States on a visa issued by the State 
Department for the purpose of, or which services relate directly to, 
participation in a public conference, performance, exhibition or similar 
event, provided such services are consistent with that purpose.
    (b) Persons otherwise qualified for a non-immigrant visa under 
categories A-3 and G-5 (attendants, servants and personal employees of 
aliens in the United States on diplomatic status), D (crewmen), F 
(students), I (information media representatives), J (exchange 
visitors), M (non-academic students), O and P (aliens with extraordinary 
ability, athletes, artists and entertainers), Q (international cultural 
exchange visitors), R (religious workers), or S (witnesses) are 
authorized to carry out in the United States those activities for which 
such a visa has been granted by the U.S. State Department.
    (c) Persons otherwise qualified for a visa under categories E-2 
(treaty investor), H-1b (temporary worker), or L (intra-company 
transferee) and all immigrant visa categories are authorized to carry 
out in the United States those activities for which such a visa has been 
granted by the U.S. State Department, provided that the persons are not 
coming to the United States to work as an agent, employee or contractor 
of the Taliban, or a person whose property or interests in property are 
blocked pursuant to Sec. 545.201, or a business entity or other 
organization territory of Afghanistan controlled by the Taliban.



Sec. 545.526  Certain importations for diplomatic or official personnel authorized.

    All transactions ordinarily incident to the importation into the 
United States of any goods, software, technology or services from the 
territory of Afghanistan controlled by the Taliban that are not for sale 
and are destined for official or personal use by personnel employed by 
the diplomatic missions of the Taliban to the United States and to 
international organizations located in the United States are authorized, 
unless the importation is otherwise prohibited by law.



Sec. 545.527  Diplomatic pouches.

    All transactions in connection with the importation into the United 
States from the territory of Afghanistan controlled by the Taliban, or 
the exportation from the United States to the territory of Afghanistan 
controlled by the Taliban, of diplomatic pouches and their contents are 
authorized.



                            Subpart F_Reports



Sec. 545.601  Records and reports.

    For provisions relating to required records and reports, see part 
501, subpart C, of this chapter. Recordkeeping and reporting 
requirements imposed by part 501 of this chapter with respect to the 
prohibitions contained in this part are considered requirements arising 
pursuant to this part.



                           Subpart G_Penalties



Sec. 545.701  Penalties.

    (a) Attention is directed to section 206 of the International 
Emergency Economic Powers Act (the ``Act'') (50 U.S.C. 1705), which is 
applicable to violations of the provisions of any license, ruling, 
regulation, order, direction, or instruction issued by or pursuant to 
the direction or authorization of the

[[Page 291]]

Secretary of the Treasury pursuant to this part or otherwise under the 
Act.
    (1) A civil penalty not to exceed the amount set forth in Section 
206 of the Act may be imposed on any person who violates, attempts to 
violate, conspires to violate, or causes a violation of any license, 
order, regulation, or prohibition issued under the Act.

    Note to paragraph (a)(1) of Sec. 545.701: As of June 10, 2008, the 
Act provides for a maximum civil penalty not to exceed the greater of 
$250,000 or an amount that is twice the amount of the transaction that 
is the basis of the violation with respect to which the penalty is 
imposed.

    (2) A person who willfully commits, willfully attempts to commit, or 
willfully conspires to commit, or aids or abets in the commission of a 
violation of any license, order, regulation, or prohibition shall, upon 
conviction, be fined not more than $1,000,000, or if a natural person, 
may be imprisoned for not more than 20 years, or both.
    (b) Adjustments to penalty amounts. (1) The civil penalties provided 
in the Act are subject to adjustment pursuant to the Federal Civil 
Penalties Inflation Adjustment Act of 1990 (Pub. L. 101-410, as amended, 
28 U.S.C. 2461 note).
    (2) The criminal penalties provided in the Act are subject to 
adjustment pursuant to 18 U.S.C. 3571.
    (c) Attention is also directed to 18 U.S.C. 1001(a), which provides 
that whoever, in any matter within the jurisdiction of the executive, 
legislative, or judicial branch of the Government of the United States, 
knowingly and willfully falsifies, conceals, or covers up by any trick, 
scheme, or device, a material fact, or makes any materially false, 
fictitious, or fraudulent statement or representation, or makes or uses 
any materially false writing or document knowing the same to contain any 
false, fictitious, or fraudulent statement or entry shall be fined under 
title 18, United States Code, or imprisoned not more than five years, or 
both.
    (d) Violations of this part may also be subject to relevant 
provisions of other applicable laws.

[66 FR 2729, Jan. 11, 2001, as amended at 73 FR 32654, June 10, 2008]



Sec. 545.702  Prepenalty notice.

    (a) When required. If the Director of the Office of Foreign Assets 
Control has reasonable cause to believe that there has occurred a 
violation of any provision of this part or a violation of the provisions 
of any license, ruling, regulation, order, direction, or instruction 
issued by or pursuant to the direction or authorization of the Secretary 
of the Treasury pursuant to this part or otherwise under the 
International Emergency Economic Powers Act, and the Director determines 
that further proceedings are warranted, the Director shall notify the 
alleged violator of the agency's intent to impose a monetary penalty by 
issuing a prepenalty notice. The prepenalty notice shall be in writing. 
The prepenalty notice may be issued whether or not another agency has 
taken any action with respect to the matter.
    (b) Contents of notice--(1) Facts of violation. The prepenalty 
notice shall describe the violation, specify the laws and regulations 
allegedly violated, and state the amount of the proposed monetary 
penalty.
    (2) Right to respond. The prepenalty notice also shall inform the 
respondent of respondent's right to make a written presentation within 
the applicable 30 day period set forth in section 545.703 as to why a 
monetary penalty should not be imposed or why, if imposed, the monetary 
penalty should be in a lesser amount than proposed.
    (c) Informal settlement prior to issuance of prepenalty notice. At 
any time prior to the issuance of a prepenalty notice, an alleged 
violator may request in writing that, for a period not to exceed sixty 
(60) days, the agency withhold issuance of the prepenalty notice for the 
exclusive purpose of effecting settlement of the agency's potential 
civil monetary penalty claims. In the event the Director grants the 
request, under terms and conditions within his discretion, the Office of 
Foreign Assets Control will agree to withhold issuance of the prepenalty 
notice for a period not to exceed 60 days and will enter into settlement 
negotiations of the potential civil monetary penalty claim.

[[Page 292]]



Sec. 545.703  Response to prepenalty notice; informal settlement.

    (a) Deadline for response. The respondent may submit a response to 
the prepenalty notice within the applicable 30 day period set forth in 
this paragraph. The Director may grant, at his discretion, an extension 
of time in which to submit a response to the prepenalty notice. The 
failure to submit a response within the applicable time period set forth 
in this paragraph shall be deemed to be a waiver of the right to 
respond.
    (1) Computation of time for response. A response to the prepenalty 
notice must be postmarked or date-stamped by the U.S. Postal Service (or 
foreign postal service, if mailed abroad) or courier service provider 
(if transmitted to OFAC by courier) on or before the 30th day after the 
postmark date on the envelope in which the prepenalty notice was mailed. 
If the respondent refused delivery or otherwise avoided receipt of the 
prepenalty notice, a response must be postmarked or date-stamped on or 
before the 30th day after the date on the stamped postal receipt 
maintained at the Office of Foreign Assets Control. If the prepenalty 
notice was personally delivered to the respondent by a non-U.S. Postal 
Service agent authorized by the Director, a response must be postmarked 
or date-stamped on or before the 30th day after the date of delivery.
    (2) Extensions of time for response. If a due date falls on a 
federal holiday or weekend, that due date is extended to include the 
following business day. Any other extensions of time will be granted, at 
the Director's discretion, only upon the respondent's specific request 
to the Office of Foreign Assets Control.
    (b) Form and method of response. The response must be submitted in 
writing and may be handwritten or typed. The response need not be in any 
particular form. A copy of the written response may be sent by 
facsimile, but the original also must be sent to the Office of Foreign 
Assets Control Civil Penalties Division by mail or courier and must be 
postmarked or date-stamped, in accordance with paragraph (a) of this 
section.
    (c) Contents of response. A written response must contain 
information sufficient to indicate that it is in response to the 
prepenalty notice.
    (1) A written response must include the respondent's full name, 
address, telephone number, and facsimile number, if available, or those 
of the representative of the respondent.
    (2) A written response should either admit or deny each specific 
violation alleged in the prepenalty notice and also state if the 
respondent has no knowledge of a particular violation. If the written 
response fails to address any specific violation alleged in the 
prepenalty notice, that alleged violation shall be deemed to be 
admitted.
    (3) A written response should include any information in defense, 
evidence in support of an asserted defense, or other factors that the 
respondent requests the Office of Foreign Assets Control to consider. 
Any defense or explanation previously made to the Office of Foreign 
Assets Control or any other agency must be repeated in the written 
response. Any defense not raised in the written response will be 
considered waived. The written response also should set forth the 
reasons why the respondent believes the penalty should not be imposed or 
why, if imposed, it should be in a lesser amount than proposed.
    (d) Default. If the respondent elects not to submit a written 
response within the time limit set forth in paragraph (a) of this 
section, the Office of Foreign Assets Control will conclude that the 
respondent has decided not to respond to the prepenalty notice. The 
agency generally will then issue a written penalty notice imposing the 
penalty proposed in the prepenalty notice.
    (e) Informal settlement. In addition to or as an alternative to a 
written response to a prepenalty notice, the respondent or respondent's 
representative may contact the Office of Foreign Assets Control as 
advised in the prepenalty notice to propose the settlement of 
allegations contained in the prepenalty notice and related matters. 
However, the requirements set forth in paragraph (f) of this section as 
to oral communication by the representative must first be fulfilled. In 
the event of settlement at the prepenalty stage, the claim proposed in 
the prepenalty notice will be withdrawn, the respondent

[[Page 293]]

will not be required to take a written position on allegations contained 
in the prepenalty notice, and the Office of Foreign Assets Control will 
make no final determination as to whether a violation occurred. The 
amount accepted in settlement of allegations in a prepenalty notice may 
vary from the civil penalty that might finally be imposed in the event 
of a formal determination of violation. In the event no settlement is 
reached, the time limit specified in paragraph (a) of this section for 
written response to the prepenalty notice remains in effect unless 
additional time is granted by the Office of Foreign Assets Control.
    (f) Representation. A representative of the respondent may act on 
behalf of the respondent, but any oral communication with the Office of 
Foreign Assets Control prior to a written submission regarding the 
specific allegations contained in the prepenalty notice must be preceded 
by a written letter of representation, unless the prepenalty notice was 
served upon the respondent in care of the representative.



Sec. 545.704  Penalty imposition or withdrawal.

    (a) No violation. If, after considering any response to the 
prepenalty notice and any relevant facts, the Director of the Office of 
Foreign Assets Control determines that there was no violation by the 
respondent named in the prepenalty notice, the Director shall notify the 
respondent in writing of that determination and of the cancellation of 
the proposed monetary penalty.
    (b) Violation. (1) If, after considering any written response to the 
prepenalty notice, or default in the submission of a written response, 
and any relevant facts, the Director of the Office of Foreign Assets 
Control determines that there was a violation by the respondent named in 
the prepenalty notice, the Director is authorized to issue a written 
penalty notice to the respondent of the determination of violation and 
the imposition of the monetary penalty.
    (2) The penalty notice shall inform the respondent that payment or 
arrangement for installment payment of the assessed penalty must be made 
within 30 days of the date of mailing of the penalty notice by the 
Office of Foreign Assets Control.
    (3) The penalty notice shall inform the respondent of the 
requirement to furnish the respondent's taxpayer identification number 
pursuant to 31 U.S.C. 7701 and that such number will be used for 
purposes of collecting and reporting on any delinquent penalty amount.
    (4) The issuance of the penalty notice finding a violation and 
imposing a monetary penalty shall constitute final agency action. The 
respondent has the right to seek judicial review of that final agency 
action in federal district court.



Sec. 545.705  Administrative collection; referral to United States Department of Justice.

    In the event that the respondent does not pay the penalty imposed 
pursuant to this part or make payment arrangements acceptable to the 
Director of the Office of Foreign Assets Control within 30 days of the 
date of mailing of the penalty notice, the matter may be referred for 
administrative collection measures by the Department of the Treasury or 
to the United States Department of Justice for appropriate action to 
recover the penalty in a civil suit in a federal district court.



                          Subpart H_Procedures



Sec. 545.801  Procedures.

    For license application procedures and procedures relating to 
amendments, modifications, or revocations of licenses; administrative 
decisions; rulemaking; and requests for documents pursuant to the 
Freedom of Information and Privacy Acts (5 U.S.C. 552 and 552a), see 
part 501, subpart E, of this chapter.

[66 FR 2729, Jan. 11, 2001, as amended at 68 FR 53658, Sept. 11, 2003]



Sec. 545.802  Delegation by the Secretary of the Treasury.

    Any action that the Secretary of the Treasury is authorized to take 
pursuant to Executive Order 13129 of July 4, 1999 (64 FR 36759, July 7, 
1999) and any further Executive orders relating to the national 
emergency declared in Executive Order 13129 may be taken by the Director 
of the Office of Foreign

[[Page 294]]

Assets Control or by any other person to whom the Secretary of the 
Treasury has delegated authority so to act.



                    Subpart I_Paperwork Reduction Act



Sec. 545.901  Paperwork Reduction Act notice.

    For approval by the Office of Management and Budget (``OMB'') under 
the Paperwork Reduction Act of 1995 (44 U.S.C. 3507) of information 
collections relating to recordkeeping and reporting requirements, 
licensing procedures (including those pursuant to statements of 
licensing policy), and other procedures, see Sec. 501.901 of this 
chapter. An agency may not conduct or sponsor, and a person is not 
required to respond to, a collection of information unless it displays a 
valid control number assigned by OMB.



PART 560_IRANIAN TRANSACTIONS REGULATIONS--Table of Contents




      Subpart A_Relation of This Part to Other Laws and Regulations

Sec.
560.101 Relation of this part to other laws and regulations.

                         Subpart B_Prohibitions

560.201 Prohibited importation of goods or services from Iran.
560.202 [Reserved]
560.203 Evasions; attempts.
560.204 Prohibited exportation, reexportation, sale or supply of goods, 
          technology, or services to Iran.
560.205 Prohibited reexportation of goods, technology or services to 
          Iran or the Government of Iran by persons other than United 
          States persons; exceptions.
560.206 Prohibited trade-related transactions with Iran; goods, 
          technology, or services.
560.207 Prohibited investment.
560.208 Prohibited facilitation by United States persons of transactions 
          by foreign persons.
560.209 Prohibited transactions with respect to the development of 
          Iranian petroleum resources.
560.210 Exempt transactions.

                      Subpart C_General Definitions

560.301 Effective date.
560.302 [Reserved]
560.303 Iran; Iranian.
560.304 Government of Iran.
560.305 Person; entity.
560.306 Iranian-origin goods or services; goods or services owned or 
          controlled by the Government of Iran.
560.307 United States.
560.308 Importation of goods.
560.309 [Reserved]
560.310 License.
560.311 General license.
560.312 Specific license.
560.313 Entity owned or controlled by the Government of Iran.
560.314 United States person.
560.315 Information and informational materials.
560.316 New investment.
560.317 Credits or loans.
560.318 [Reserved]
560.319 United States depository institution.
560.320 Iranian accounts.
560.321 United States registered broker or dealer in securities.

                        Subpart D_Interpretations

560.401 Reference to amended sections.
560.402 Effect of amendment.
560.403 Transshipment through Iran.
560.404 [Reserved]
560.405 Transactions incidental to a licensed transaction authorized.
560.406 Transshipment or transit through United States prohibited.
560.407 Transactions related to Iranian-origin goods.
560.408 Importation into and release from a bonded warehouse or foreign 
          trade zone.
560.409 [Reserved]
560.410 Exportation, reexportation, sale or supply of services.
560.411 [Reserved]
560.412 Extensions of credit or loans to Iran.
560.413 Letter of credit payments by Iranian banks in the United States.
560.414 Reexportation of certain U.S.-origin goods exported prior to May 
          7, 1995.
560.416 Brokering services.
560.417 Facilitation; change of policies and procedures; referral of 
          business opportunities offshore.
560.418 Release of technology or software in the United States or a 
          third country.
560.419 U.S. employment of persons normally located in Iran.
560.420 Reexportation by non-U.S. persons of certain foreign-made 
          products containing U.S.-origin goods or technology.

  Subpart E_Licenses, Authorizations and Statements of Licensing Policy

560.500 Licensing procedures.
560.501 Effect of license or authorization.
560.502 Exclusion from licenses and authorizations.

[[Page 295]]

560.503-560.504 [Reserved]
560.505 Importation of certain Iranian-origin services authorized; 
          activities related to certain visa categories authorized.
560.506 Importation and exportation of certain gifts authorized.
560.507 Accompanied baggage authorized.
560.508 Telecommunications and mail transactions authorized.
560.509 Certain transactions related to patents, trademarks and 
          copyrights authorized.
560.510 Transactions related to the resolution of disputes between the 
          United States or United States nationals and the Government of 
          Iran.
560.511 Exportation or supply of insubstantial United States content for 
          use in foreign-made products or technology.
560.512 Iranian Government missions in the United States.
560.513 Importation of Iranian-origin oil.
560.514 [Reserved]
560.515 30-day delayed effective date for pre-May 7, 1995 trade 
          contracts involving Iran.
560.516 Payment and United States dollar clearing transactions involving 
          Iran.
560.517 Exportation of services: Iranian accounts at United States 
          depository institutions or United States registered brokers or 
          dealers in securities.
560.518 Transactions in Iranian-origin and Iranian Government property.
560.519 Policy governing news organization offices.
560.520 Exportation of agricultural commodities on contracts entered 
          into prior to May 7, 1995.
560.521 Diplomatic pouches.
560.522 Allowable payments for overflights of Iranian airspace.
560.523 Exportation of equipment and services relating to information 
          and informational materials.
560.524 Household goods and personal effects.
560.525 Exportation of certain legal services.
560.526 Commodities trading and related transactions.
560.527 Rescheduling existing loans.
560.528 Aircraft safety.
560.529 Bunkering and emergency repairs.
560.530 Commercial sales, exportation, and reexportation of agricultural 
          commodities, medicine, and medical equipment.
560.531 [Reserved]
560.532 Payment for and financing of exports and reexports of commercial 
          commodities, medicine, and medical devices.
560.533 Brokering sales of agricultural commodities, medicine, and 
          medical devices.
560.534 Importation to the United States of, and dealing in, certain 
          foodstuffs and carpets authorized.
560.535 Letters of credit and brokering services relating to certain 
          foodstuffs and carpets.
560.536 Humanitarian activities in and around Iraq.
560.537 Authorization of certain survey or assessment missions in Iran.
560.538 Authorized transactions necessary and ordinarily incident to 
          publishing.
560.539 Official activities of certain international organizations.

                            Subpart F_Reports

560.601 Records and reports.
560.602 [Reserved]
560.603 Reports on oil transactions engaged in by foreign affiliates.

                           Subpart G_Penalties

560.701 Penalties.
560.702 Detention of shipments.
560.703 Prepenalty notice.
560.704 Presentation responding to prepenalty notice.
560.705 Penalty notice.
560.706 Referral for administrative collection measures or to United 
          States Department of Justice.

                          Subpart H_Procedures

560.801 Procedures.
560.802 Delegation by the Secretary of the Treasury.
560.803 Customs procedures: Goods specified in Sec. 560.201.

                    Subpart I_Paperwork Reduction Act

560.901 Paperwork Reduction Act notice.

Appendix A to Part 560--Financial Institutions Determined To Be Owned or 
          Controlled by the Government of Iran
Appendix B to Part 560--Bulk Agricultural Commodities
Appendix C to Part 560--Eligible Procurement Bodies

    Authority: 3 U.S.C. 301; 18 U.S.C. 2339B, 2332d; 22 U.S.C. 2349aa-9; 
31 U.S.C. 321(b); 50 U.S.C. 1601-1651, 1701-1706; Pub. L. 101-410, 104 
Stat. 890 (28 U.S.C. 2461 note); Pub. L. 106-387, 114 Stat. 1549; Pub. 
L. 110-96, 121 Stat. 1011; E.O. 12613, 52 FR 41940, 3 CFR, 1987 Comp., 
p. 256; E.O. 12957, 60 FR 14615, 3 CFR, 1995 Comp., p. 332; E.O. 12959, 
60 FR 24757, 3 CFR, 1995 Comp., p. 356; E.O. 13059, 62 FR 44531, 3 CFR, 
1997 Comp., p. 217.

    Source: 60 FR 47063, Sept. 11, 1995, unless otherwise noted.

[[Page 296]]



      Subpart A_Relation of This Part to Other Laws and Regulations



Sec. 560.101  Relation of this part to other laws and regulations.

    (a) This part is separate from, and independent of, the other parts 
of this chapter, including part 535 of this chapter, ``Iranian Assets 
Control Regulations,'' with the exception of part 501 of this chapter, 
the recordkeeping and reporting requirements and license application and 
other procedures of which apply to this part. No license or 
authorization contained in or issued pursuant to those other parts 
authorizes any transaction prohibited by this part. No license or 
authorization contained in or issued pursuant to any other provision of 
law or regulations authorizes any transaction prohibited by this part.
    (b) No license or authorization contained in or issued pursuant to 
this part relieves the involved parties from complying with any other 
applicable laws or regulations.

[60 FR 47063, Sept. 11, 1995, as amended at 62 FR 45109, Aug. 25, 1997]



                         Subpart B_Prohibitions



Sec. 560.201  Prohibited importation of goods or services from Iran.

    Except as otherwise authorized pursuant to this part, and 
notwithstanding any contract entered into or any license or permit 
granted prior to May 7, 1995, the importation into the United States of 
any goods or services of Iranian origin or owned or controlled by the 
Government of Iran, other than information and informational materials 
within the meaning of section 203(b)(3) of the International Emergency 
Economic Powers Act (50 U.S.C. 1702(b)(3)), is prohibited.

[64 FR 20170, Apr. 26, 1999]



Sec. 560.202  [Reserved]



Sec. 560.203  Evasions; attempts.

    Any transaction by any United States person or within the United 
States that evades or avoids, or has the purpose of evading or avoiding, 
or attempts to violate, any of the prohibitions contained in this part 
is hereby prohibited.



Sec. 560.204  Prohibited exportation, reexportation, sale or supply of goods, technology, or services to Iran.

    Except as otherwise authorized pursuant to this part, including 
Sec. 560.511, and notwithstanding any contract entered into or any 
license or permit granted prior to May 7, 1995, the exportation, 
reexportation, sale, or supply, directly or indirectly, from the United 
States, or by a United States person, wherever located, of any goods, 
technology, or services to Iran or the Government of Iran is prohibited, 
including the exportation, reexportation, sale, or supply of any goods, 
technology, or services to a person in a third country undertaken with 
knowledge or reason to know that:
    (a) Such goods, technology, or services are intended specifically 
for supply, transshipment, or reexportation, directly or indirectly, to 
Iran or the Government of Iran; or
    (b) Such goods, technology, or services are intended specifically 
for use in the production of, for commingling with, or for incorporation 
into goods, technology, or services to be directly or indirectly 
supplied, transshipped, or reexported exclusively or predominantly to 
Iran or the Government of Iran.

[64 FR 20170, Apr. 26, 1999]



Sec. 560.205  Prohibited reexportation of goods, technology or services to Iran or the Government of Iran by persons other than United States persons; 
          exceptions.

    (a) Except as otherwise authorized pursuant to this part, and 
notwithstanding any contract entered into or any license or permit 
granted prior to May 7, 1995, the reexportation from a third country, 
directly or indirectly, by a person other than a United States person, 
of any goods, technology or services that have been exported from the 
United States is prohibited, if:
    (1) Undertaken with knowledge or reason to know that the 
reexportation is intended specifically for Iran or the Government of 
Iran; and
    (2) The exportation of such goods, technology, or services from the 
United

[[Page 297]]

States to Iran was subject to export license application requirements 
under any United States regulations in effect on May 6, 1995, or 
thereafter is made subject to such requirements imposed independently of 
this part (see Sec. 560.414).
    (b) The prohibitions of paragraph (a) of this section shall not 
apply to those goods or that technology subject to export license 
application requirements if such goods or technology have been:
    (1) Substantially transformed into a foreign-made product outside 
the United States; or
    (2) Incorporated into a foreign-made product outside the United 
States if the aggregate value of such goods and technology described in 
paragraph (a)(2) of this section constitutes less than 10 percent of the 
total value of the foreign-made product to be exported from a third 
country (see Sec. 560.420).
    (c) Reexportation by United States persons or from the United States 
is governed by other sections in this part, including Sec. Sec. 560.204 
and 560.206.

    Note to Sec. 560.205. The reexportation of U.S.-origin goods or 
technology, including U.S.-origin goods or technology that have been 
incorporated or substantially transformed into a foreign-made product, 
not prohibited by this section, may require authorization by the U.S. 
Department of Commerce under the Export Administration Regulations (15 
CFR parts 740-774) or by the U.S. State Department under the 
International Traffic in Arms Regulations (22 CFR 123.9).

[64 FR 20170, Apr. 26, 1999]



Sec. 560.206  Prohibited trade-related transactions with Iran; goods, technology, or services.

    (a) Except as otherwise authorized pursuant to this part, and 
notwithstanding any contract entered into or any license or permit 
granted prior to May 7, 1995, no United States person, wherever located, 
may engage in any transaction or dealing in or related to:
    (1) Goods or services of Iranian origin or owned or controlled by 
the Government of Iran; or
    (2) Goods, technology, or services for exportation, reexportation, 
sale or supply, directly or indirectly, to Iran or the Government of 
Iran.
    (b) For purposes of paragraph (a) of this section, the term 
transaction or dealing includes but is not limited to purchasing, 
selling, transporting, swapping, brokering, approving, financing, 
facilitating, or guaranteeing.

[64 FR 20170, Apr. 26, 1999]



Sec. 560.207  Prohibited investment.

    Except as otherwise authorized pursuant to this part, and 
notwithstanding any contract entered into or any license or permit 
granted prior to May 7, 1995, any new investment by a United States 
person in Iran or in property (including entities) owned or controlled 
by the Government of Iran is prohibited.

[64 FR 20170, Apr. 26, 1999]



Sec. 560.208  Prohibited facilitation by United States persons of transactions by foreign persons.

    Except as otherwise authorized pursuant to this part, and 
notwithstanding any contract entered into or any license or permit 
granted prior to May 7, 1995, no United States person, wherever located, 
may approve, finance, facilitate, or guarantee any transaction by a 
foreign person where the transaction by that foreign person would be 
prohibited by this part if performed by a United States person or within 
the United States.

[64 FR 20171, Apr. 26, 1999]



Sec. 560.209  Prohibited transactions with respect to the development of Iranian petroleum resources.

    Except as otherwise authorized, and notwithstanding any contract 
entered into or any license or permit granted prior to March 16, 1995, 
the following are prohibited:
    (a) The entry into or performance by a United States person, or the 
approval by a United States person of the entry into or performance by 
an entity owned or controlled by a United States person, of:
    (1) A contract that includes overall supervision and management 
responsibility for the development of petroleum resources located in 
Iran, or
    (2) A guaranty of another person's performance under such contract; 
or
    (b) The entry into or performance by a United States person, or the 
approval by a United States person of the entry

[[Page 298]]

into or performance by an entity owned or controlled by a United States 
person, of
    (1) A contract for the financing of the development of petroleum 
resources located in Iran, or
    (2) A guaranty of another person's performance under such a 
contract.



Sec. 560.210  Exempt transactions.

    (a) Personal communications. The prohibitions of Sec. Sec. 560.204 
and 560.206 do not apply to any postal, telegraphic, telephonic, or 
other personal communication, which does not involve the transfer of 
anything of value.
    (b) Humanitarian donations. The prohibitions of Sec. Sec. 560.204 
and 560.206 do not apply to donations by United States persons of 
articles, such as food, clothing, and medicine, intended to be used to 
relieve human suffering.
    (c) Information and informational materials. (1) The importation 
from any country and the exportation to any country of information and 
informational materials as defined in Sec. 560.315, whether commercial 
or otherwise, regardless of format or medium of transmission, are exempt 
from the prohibitions and regulations of this part.
    (2) This section does not exempt from regulation or authorize 
transactions related to information and informational materials not 
fully created and in existence at the date of the transactions, or to 
the substantive or artistic alteration or enhancement of informational 
materials, or to the provision of marketing and business consulting 
services. Transactions that are prohibited notwithstanding this section 
include, but are not limited to, payment of advances for information and 
informational materials not yet created and completed (with the 
exception of prepaid subscriptions for widely circulated magazines and 
other periodical publications), and provision of services to market, 
produce or co-produce, create or assist in the creation of information 
and informational materials.
    (3) This section does not exempt from regulation or authorize 
transactions incident to the exportation of software subject to the 
Export Administration Regulations (15 CFR parts 730-774).
    (4) This section does not exempt from regulation or authorize the 
exportation of goods (including software) or technology or the sale or 
leasing of telecommunications transmission facilities (such as satellite 
links or dedicated lines) where such exportation, sale or leasing is for 
use in the transmission of any data.
    (d) Travel. The prohibitions contained in this part do not apply to 
transactions ordinarily incident to travel to or from any country, 
including importation of accompanied baggage for personal use, 
maintenance within any country including payment of living expenses and 
acquisition of goods or services for personal use, and arrangement or 
facilitation of such travel including nonscheduled air, sea, or land 
voyages. This exemption extends to transactions with Iranian carriers 
and those involving group tours and payments in Iran made for 
transactions directly incident to travel.
    (e) Letters of Credit. Letters of credit and other financing 
agreements with respect to trade contracts in force as of May 6, 1995, 
may be performed pursuant to their terms with respect to underlying 
trade transactions occurring prior to 12:01 a.m. EDT, June 6, 1995. See 
Sec. 560.413.

[60 FR 47063, Sept. 11, 1995, as amended at 64 FR 20171, Apr. 26, 1999; 
64 FR 58791, Nov. 1, 1999]



                      Subpart C_General Definitions



Sec. 560.301  Effective date.

    The effective date of the prohibitions and directives contained in 
subpart B of this part is 12:01 a.m., Eastern Daylight Time, August 20, 
1997. For the effective date of pre-existing regulations and directives, 
see the Executive orders in the Authority citation for this part and 
implementing regulations.

[64 FR 20171, Apr. 26, 1999]



Sec. 560.302  [Reserved]



Sec. 560.303  Iran; Iranian.

    The term Iran means the territory of Iran, and any other territory 
or marine area, including the exclusive economic zone and continental 
shelf, over which the Government of Iran claims sovereignty, sovereign 
rights or jurisdiction, provided that the Government of

[[Page 299]]

Iran exercises partial or total de facto control over the area or 
derives a benefit from economic activity in the area pursuant to an 
international agreement. The term Iranian means pertaining to Iran as 
defined in this section.



Sec. 560.304  Government of Iran.

    The term Government of Iran includes:
    (a) The state and the Government of Iran, as well as any political 
subdivision, agency, or instrumentality thereof;
    (b) Any entity owned or controlled directly or indirectly by the 
foregoing;
    (c) Any person to the extent that such person is, or has been, or to 
the extent that there is reasonable cause to believe that such person 
is, or has been, since the applicable effective date, acting or 
purporting to act directly or indirectly on behalf of any of the 
foregoing; and
    (d) Any person or entity designated by the Secretary of the Treasury 
as included within paragraphs (a) through (c) of this section.



Sec. 560.305  Person; entity.

    (a) The term person means an individual or entity.
    (b) The term entity means a partnership, association, trust, joint 
venture, corporation or other organization.



Sec. 560.306  Iranian-origin goods or services; goods or services owned or controlled by the Government of Iran.

    (a) The terms goods of Iranian origin and Iranian-origin goods 
include:
    (1) Goods grown, produced, manufactured, extracted, or processed in 
Iran; and
    (2) Goods which have entered into Iranian commerce.
    (b) The terms services of Iranian origin and Iranian-origin services 
include:
    (1) Services performed in Iran or by an entity organized under the 
laws of Iran, or a person residing in Iran; and
    (2) Services performed outside Iran by a citizen, national or 
permanent resident of Iran who is ordinarily resident in Iran, or by an 
entity organized under the laws of Iran.
    (c) The term goods or services owned or controlled by the Government 
of Iran includes:
    (1) Goods grown, produced, manufactured, extracted or processed by 
the Government of Iran or goods in its possession or control; and
    (2) Services performed by the Government of Iran.
    (d) The terms services of Iranian-origin, Iranian-origin services, 
and services owned or controlled by the Government of Iran do not 
include:
    (1) Diplomatic and consular services performed by or on behalf of 
the Government of Iran;
    (2) Diplomatic and consular services performed by or on behalf of 
the Government of the United States; or
    (3) Services performed outside Iran by an Iranian citizen or 
national who is resident in the United States or a third country, 
provided such services are not performed by or on behalf of the 
Government of Iran (other than diplomatic and consular services), an 
entity organized under the laws of Iran, or a person located in Iran.

[64 FR 20171, Apr. 26, 1999]



Sec. 560.307  United States.

    The term United States means the United States, including its 
territories and possessions.



Sec. 560.308  Importation of goods.

    With respect to goods (including software), the term importation 
means the bringing of any goods into the United States, except that in 
the case of goods transported by vessel, importation means the bringing 
of any goods into the United States with the intent to unlade them.

[64 FR 20171, Apr. 26, 1999]



Sec. 560.309  [Reserved]



Sec. 560.310  License.

    Except as otherwise specified, the term license means any license or 
authorization contained in or issued pursuant to this part.



Sec. 560.311  General license.

    The term general license means any license or authorization the 
terms of which are set forth in this part.

[[Page 300]]



Sec. 560.312  Specific license.

    The term specific license means any license or authorization not set 
forth in this part but issued pursuant to this part.



Sec. 560.313  Entity owned or controlled by the Government of Iran.

    The term entity owned or controlled by the Government of Iran 
includes any corporation, partnership, association, or other entity in 
which the Government of Iran owns a majority or controlling interest, 
and any entity which is otherwise controlled by that government.



Sec. 560.314  United States person.

    The term United States person means any United States citizen, 
permanent resident alien, entity organized under the laws of the United 
States (including foreign branches), or any person in the United States.



Sec. 560.315  Information and informational materials.

    (a) The term information and informational materials includes:
    (1) Publications, films, posters, phonograph records, photographs, 
microfilms, microfiche, tapes, compact disks, CD ROMs, artworks, and 
news wire feeds.
    (2) To be considered information or informational materials, 
artworks must be classified under chapter subheading 9701, 9702, or 9703 
of the Harmonized Tariff Schedule of the United States.
    (b) The term information and informational materials, with respect 
to exports, does not include items:
    (1) That were, as of April 30, 1994, or that thereafter become, 
controlled for export pursuant to section 5 of the Export Administration 
Act of 1979 (50 U.S.C. App. 2401-2420, the ``EAA''), or section 6 of the 
EAA to the extent that such controls promote the nonproliferation or 
antiterrorism policies of the United States; or
    (2) With respect to which acts are prohibited by 18 U.S.C. chapter 
37.

[60 FR 47063, Sept. 11, 1995, as amended at 64 FR 20171, Apr. 26, 1999]



Sec. 560.316  New investment.

    The term new investment means a transaction after 12:01 EDT, May 7, 
1995, that constitutes:
    (a) A commitment or contribution of funds or other assets; or
    (b) A loan or other extension of credit, as defined in Sec. 
560.317.



Sec. 560.317  Credits or loans.

    The term credits or loans means any transfer or extension of funds 
or credit on the basis of an obligation to repay, or any assumption or 
guarantee of the obligation of another to repay an extension of funds or 
credit, including but not limited to: overdrafts; currency swaps; 
purchases of debt securities issued by the Government of Iran; purchases 
of a loan made by another person; sales of financial assets subject to 
an agreement to repurchase; renewals or refinancings whereby funds or 
credits are transferred to or extended to a prohibited borrower or 
prohibited recipient; the issuance of standby letters of credit; and 
drawdowns on existing lines of credit.



Sec. 560.318  [Reserved]



Sec. 560.319  United States depository institution.

    The term United States depository institution means any entity 
(including its foreign branches) organized under the laws of any 
jurisdiction within the United States, or any agency, office or branch 
located in the United States of a foreign entity, that is engaged 
primarily in the business of banking (for example, banks, savings banks, 
savings associations, credit unions, trust companies and United States 
bank holding companies).

[64 FR 20171, Apr. 26, 1999]



Sec. 560.320  Iranian accounts.

    The term Iranian accounts means accounts of persons located in Iran 
or of the Government of Iran maintained on the books of either a United 
States depository institution or a United States registered broker or 
dealer in securities.

[70 FR 15584, Mar. 28, 2005]

[[Page 301]]



Sec. 560.321  United States registered broker or dealer in securities.

    The term United States registered broker or dealer in securities 
means any U.S. citizen, permanent resident alien, or entity organized 
under the laws of the United States or of any jurisdiction within the 
United States, including its foreign branches, or any agency, office or 
branch of a foreign entity located in the United States, that:
    (a) Is a ``broker'' or ``dealer'' in securities within the meanings 
set forth in the Securities Exchange Act of 1934;
    (b) Holds or clears customer accounts; and
    (c) Is registered with the Securities and Exchange Commission under 
the Securities Exchange Act of 1934.

[70 FR 15584, Mar. 28, 2005]



                        Subpart D_Interpretations



Sec. 560.401  Reference to amended sections.

    Except as otherwise specified, reference to any section of this part 
or to any regulation, ruling, order, instruction, direction, or license 
issued pursuant to this part refers to the same as currently amended.



Sec. 560.402  Effect of amendment.

    Any amendment, modification, or revocation of any section of this 
part or of any order, regulation, ruling, instruction, or license issued 
by or under the direction of the Director of the Office of Foreign 
Assets Control does not, unless otherwise specifically provided, affect 
any act done or omitted to be done, or any civil or criminal suit or 
proceeding commenced or pending prior to such amendment, modification, 
or revocation. All penalties, forfeitures, and liabilities under any 
such order, regulation, ruling, instruction, or license continue and may 
be enforced as if such amendment, modification, or revocation had not 
been made.



Sec. 560.403  Transshipment through Iran.

    The prohibitions in Sec. Sec. 560.204, 560.206 and 560.208 apply to 
export, reexport or supply transactions which require a transshipment or 
transit of goods or technology through Iran to third countries.

[64 FR 20172, Apr. 26, 1999]



Sec. 560.404  [Reserved]



Sec. 560.405  Transactions incidental to a licensed transaction authorized.

    Any transaction ordinarily incident to a licensed transaction and 
necessary to give effect thereto is also authorized, except:
    (a) Effective September 8, 2006, transactions directly or indirectly 
involving Bank Saderat, except that transactions involving Bank Saderat 
that were entered into before September 8, 2006 may be performed 
according to their terms until December 7, 2006.
    Note to paragraph (a) of Sec. 560.405: But see Sec. 560.532(b), 
which provides a 180-day wind-down period for specific licenses that 
were being used before September 8, 2006 to obtain letters of credit 
issued by Bank Saderat.
    (b) A transaction by an unlicensed Iranian governmental entity or 
involving a debit or credit to an Iranian account not explicitly 
authorized within the terms of the license;
    (c) Provision of any transportation services to or from Iran not 
explicitly authorized in or pursuant to this part other than loading, 
transporting, and discharging licensed or exempt cargo there.
    (d) Distribution or leasing in Iran of any containers or similar 
goods owned or controlled by United States persons after the performance 
of transportation services to Iran;
    (d) Financing of licensed sales for exportation or reexportation of 
agricultural commodities or products, medicine or medical equipment to 
Iran or the Government of Iran (see Sec. 560.532); and
    (f) Letter of credit services relating to transactions authorized in 
Sec. 560.534. See Sec. 560.535(a).

[64 FR 41791, Aug. 2, 1999, as amended at 65 FR 25643, May 3, 2000; 66 
FR 36692, July 12, 2001; 71 FR 53570, Sept. 12, 2006]



Sec. 560.406  Transshipment or transit through United States prohibited.

    (a) The prohibitions in Sec. 560.201 apply to the importation into 
the United States, for transshipment or transit, of Iranian-origin goods 
or goods owned or

[[Page 302]]

controlled by the Government of Iran which are intended or destined for 
third countries.
    (b) The prohibitions in Sec. 560.204 apply to the transshipment or 
transit of foreign goods through the United States which are intended or 
destined for Iran or the Government of Iran, including entities owned or 
controlled by the Government of Iran.

[64 FR 20172, Apr. 26, 1999]



Sec. 560.407  Transactions related to Iranian-origin goods.

    (a) Importation into the United States from third countries of goods 
containing Iranian-origin raw materials or components is not prohibited 
if those raw materials or components have been incorporated into 
manufactured products or substantially transformed in a third country by 
a person other than a United States person.
    (b) Transactions relating to Iranian-origin goods that have not been 
incorporated into manufactured products or substantially transformed in 
a third country are prohibited.
    (c) Transactions relating to goods containing Iranian-origin raw 
materials or components are not prohibited if those raw materials or 
components have been incorporated into manufactured products or 
substantially transformed in a third country by a person other than a 
United States person.



Sec. 560.408  Importation into and release from a bonded warehouse or foreign trade zone.

    The prohibitions in Sec. 560.201 apply to importation into a bonded 
warehouse or a foreign trade zone of the United States. However, Sec. 
560.201 does not prohibit the release from a bonded warehouse or a 
foreign trade zone of Iranian-origin goods imported into a bonded 
warehouse or a foreign trade zone prior to October 29, 1987.



Sec. 560.409  [Reserved]



Sec. 560.410  Exportation, reexportation, sale or supply of services.

    (a) The prohibition on the exportation, reexportation, sale or 
supply of services contained in Sec. 560.204 applies to services 
performed on behalf of a person in Iran or the Government of Iran or 
where the benefit of such services is otherwise received in Iran, if 
such services are performed:
    (1) In the United States, or
    (2) Outside the United States by a United States person, including 
by an overseas branch of an entity located in the United States.
    (b) The benefit of services performed anywhere in the world on 
behalf of the Government of Iran is presumed to be received in Iran.
    (c) Example. A United States person is engaged in a prohibited 
exportation of services to Iran when it extends credit to a third-
country firm specifically to enable that firm to manufacture goods for 
sale to Iran or for an entity of the Government of Iran. See also Sec. 
560.416.

[64 FR 20172, Apr. 26, 1999]



Sec. 560.411  [Reserved]



Sec. 560.412  Extensions of credit or loans to Iran.

    (a) The prohibitions contained in Sec. Sec. 560.204 and 560.207 
apply to but are not limited to the unauthorized renewal or rescheduling 
of credits or loans in existence as of May 6, 1995, such as the 
extension of a standby letter of credit.
    (b) The prohibitions contained in Sec. 560.209 apply, among other 
things, to the unauthorized renewal or rescheduling of credits or loans 
in existence as of March 15, 1995.
    (c) The prohibitions contained in Sec. Sec. 560.204, 560.207 and 
560.209 apply to, among other things, credits or loans in any currency.

[64 FR 20172, Apr. 26, 1999]



Sec. 560.413  Letter of credit payments by Iranian banks in the United States.

    (a) For purposes of the exemption in Sec. 560.210(e), payment of 
letters of credit and other financing agreements according to their 
terms includes, in the case of payments made by an Iranian bank's branch 
or agency located in the United States, payments that such branch or 
agency is:
    (1) Legally obligated to make pursuant to the terms of letters of 
credit and other financing agreements relating to pre-May 7, 1995 trade 
contracts; or

[[Page 303]]

    (2) Licensed to make by the Office of Foreign Assets Control with 
respect to pre-May 7, 1995 trade contracts.
    (b) Payments that are not binding legal obligations of an Iranian 
bank's branch or agency pursuant to the terms of the letter of credit or 
other financing agreement are not covered by this exemption.



Sec. 560.414  Reexportation of certain U.S.-origin goods exported prior to May 7, 1995.

    The prohibitions on reexportation in Sec. 560.205 do not apply to 
United States-origin goods or technology that were exported from the 
United States prior to 12:01 a.m., Eastern Daylight Time, May 7, 1995, 
if:
    (a) Such goods or technology were not the property of a United 
States person as of 12:01 a.m. Eastern Daylight Time, May 7, 1995; and
    (b) The reexportation of the U.S.-origin goods or technology to Iran 
or the Government of Iran was not subject to reexport (as opposed to 
export) license application requirements under U.S. regulations in 
effect prior to May 6, 1995.

    Notes to Sec. 560.414. 1. The exclusion in this section applies, 
among other things, to goods that were as of May 6, 1995, classified 
under the U.S. Department of Commerce's Export Administration 
Regulations (15 CFR parts 730-774) as ECCNs 2A994; 3A993; 5A992; 5A995; 
6A990; 6A994; 7A994; 8A992; 8A994; 9A990; 9A992; and 9A994, that were 
exported from the United States prior to 12:01 a.m. Eastern Daylight 
Time, May 7, 1995, and were not the property of a United States person 
as of 12:01 a.m. Eastern Daylight Time, May 7, 1995. As of April 26, 
1999, items covered by this note are classified under ECCNs 2A994; 
3A992.a; 5A991.f; 5A992; 6A991; 6A998; 7A994; 8A992.d, .e, .f and .g; 
9A990.a and .b; and 9A991.d and .e.
    2. A reexportation of U.S.-origin goods or technology which meets 
the conditions of paragraph (a) of this section, or which is not within 
the scope of Sec. 560.205, nevertheless may require specific 
authorization by other agencies of the U.S. Government for reexportation 
to Iran or the Government of Iran. For example, items which meet the 
conditions of paragraph (a) may nevertheless require an export license 
under the Enhanced Proliferation Control Initiative provisions of the 
Export Administration Regulations (15 CFR part 744).

[64 FR 20172, Apr. 26, 1999]



Sec. 560.416  Brokering services.

    (a) For purposes of the prohibitions in Sec. Sec. 560.201, 560.204, 
560.205, 560.206 and 560.208, the term services includes performing a 
brokering function.
    (b) Examples. A person within the United States, or a United States 
person, wherever located, may not:
    (1) Act as broker for the provision of goods, services or 
technology, from whatever source, to or from Iran or the Government of 
Iran;
    (2) Act as broker for the purchase or swap of crude oil of Iranian 
origin or owned or controlled by the Government of Iran;
    (3) Act as broker for the provision of financing, a financial 
guarantee or an extension of credit by any person to Iran or the 
Government of Iran;
    (4) Act as a broker for the provision of financing, a financial 
guarantee or an extension of credit to any person specifically to enable 
that person to construct or operate a facility in Iran or owned or 
controlled by the Government of Iran; or
    (5) Act as a broker for the provision of financing, a financial 
guarantee, or an extension of credit to any person specifically to 
enable that person to provide goods, services, or technology intended 
for Iran or the Government of Iran.

[64 FR 20172, Apr. 26, 1999]



Sec. 560.417  Facilitation; change of policies and procedures; referral of business opportunities offshore.

    With respect to Sec. 560.208, a prohibited facilitation or approval 
of a transaction by a foreign person occurs, among other instances, when 
a United States person:
    (a) Alters its operating policies or procedures, or those of a 
foreign affiliate, to permit a foreign affiliate to accept or perform a 
specific contract, engagement or transaction involving Iran or the 
Government of Iran without the approval of the United States person, 
where such transaction previously required approval by the United States 
person and such transaction by the foreign affiliate would be prohibited 
by this part if performed directly by a United States person or from the 
United States;

[[Page 304]]

    (b) Refers to a foreign person purchase orders, requests for bids, 
or similar business opportunities involving Iran or the Government of 
Iran to which the United States person could not directly respond as a 
result of the prohibitions contained in this part; or
    (c) Changes the operating policies and procedures of a particular 
affiliate with the specific purpose of facilitating transactions that 
would be prohibited by this part if performed by a United States person 
or from the United States.

[64 FR 20172, Apr. 26, 1999]



Sec. 560.418  Release of technology or software in the United States or a third country.

    The release of technology or software in the United States, or by a 
United States person wherever located, to any person violates the 
prohibitions of this part if made with knowledge or reason to know the 
technology is intended for Iran or the Government of Iran, unless that 
technology or software meets the definition of information and 
informational materials in Sec. 560.315. See Sec. 560.511.

    Notes to Sec. 560.418. 1. The U.S. Department of Commerce's Bureau 
of Export Administration requires a license for the release in the 
United States (or in a third country) to a foreign national of 
technology if both of the following conditions are met:
    (a) That technology would require a license for exportation (or 
reexportation) to the home country of the foreign national; and
    (b) The foreign national is not a citizen or permanent resident of 
the United States (or of the third country) or is not a protected 
individual under the Immigration and Naturalization Act (8 U.S.C. Sec. 
1324(b)(a)(3)). See 15 CFR 734.2(b)(2)(ii) and 734.2(b)(5).
    2. The transfer to a foreign national of technology subject to 
regulations administered by the U.S. Department of State or other 
agencies of the U.S. Government may require authorization by those 
agencies.

[64 FR 20173, Apr. 26, 1999]



Sec. 560.419  U.S. employment of persons normally located in Iran.

    The prohibitions in Sec. 560.201 make it unlawful to hire an 
Iranian national normally located in Iran to come to the United States 
solely or for the principal purpose of engaging in employment on behalf 
of an entity in Iran or as the employee of a U.S. person, unless that 
employment is authorized pursuant to a visa issued by the U.S. State 
Department or by Sec. 560.505. See also Sec. 560.418 with respect to 
the release of technology and software.

[64 FR 20173, Apr. 26, 1999]



Sec. 560.420  Reexportation by non-U.S. persons of certain foreign-made products containing U.S.-origin goods or technology.

    For purposes of satisfying the de minimis content rule in Sec. 
560.205(b)(2):
    (a) U.S.-origin goods (excluding software) falling within the 
definition in Sec. 560.205 must comprise less than 10 percent of the 
foreign-made good (excluding software);
    (b) U.S.-origin software falling within the definition in Sec. 
560.205 must comprise less than 10 percent of the foreign-made software;
    (c) U.S.-origin technology falling within the definition in Sec. 
560.205 must comprise less than 10 percent of the foreign-made 
technology; and,
    (d) In cases involving a complex product made of a combination of 
U.S.-origin goods (including software) and technology falling within the 
definition in Sec. 560.205, the aggregate value of all such U.S.-origin 
goods (including software) and such technology contained in the foreign-
made product must be less than 10 percent of the total value of the 
foreign-made product.

    Notes to Sec. 560.420. 1. Notwithstanding the exceptions contained 
in Sec. 560.205(b)(1) and (b)(2) and this section, a reexportation to 
Iran or the Government of Iran of U.S.-origin items falling within the 
definition in Sec. 560.205 is prohibited if those U.S.-origin goods 
(including software) or that technology have been substantially 
transformed or incorporated into a foreign-made end product which is 
destined to end uses or end users prohibited under regulations 
administered by other U.S. Government agencies. See, e.g., the Export 
Administration Regulations (31 CFR 736.2(b)(5), 744.2, 744.3, 744.4, 
744.7, and 744.10); International Traffic in Arms Regulations (22 CFR 
123.9).
    2. A reexportation not prohibited by Sec. 560.205 may nevertheless 
require authorization by the U.S. Department of Commerce, the U.S. 
Department of State or other agencies of the U.S. Government.

[[Page 305]]

    3. The provisions of Sec. 560.205 and this section apply only to 
persons other than United States persons.

[64 FR 20173, Apr. 26, 1999]



  Subpart E_Licenses, Authorizations and Statements of Licensing Policy



Sec. 560.500  Licensing procedures.

    For provisions relating to licensing procedures, see part 501, 
subpart E, of this chapter. Licensing actions taken pursuant to part 501 
of this chapter with respect to the prohibitions contained in this part 
are considered actions taken pursuant to this part.

[68 FR 53659, Sept. 11, 2003]



Sec. 560.501  Effect of license or authorization.

    (a) No license or other authorization contained in this part, or 
otherwise issued by or under the direction of the Director of the Office 
of Foreign Assets Control, authorizes or validates any transaction 
effected prior to the issuance of the license, unless specifically 
provided in such license or other authorization.
    (b) No regulation, ruling, instruction, or license authorizes a 
transaction prohibited under this part unless the regulation, ruling, 
instruction, or license is issued by the Office of Foreign Assets 
Control and specifically refers to this part. No regulation, ruling, 
instruction, or license referring to this part authorizes any 
transactions prohibited by any provision of this chapter unless the 
regulation, ruling, instruction or license specifically refers to such 
provision.
    (c) Any regulation, ruling, instruction or license authorizing any 
transaction otherwise prohibited under this part has the effect of 
removing a prohibition or prohibitions contained in this part from the 
transaction, but only to the extent specifically stated by its terms. 
Unless the regulation, ruling, instruction or license otherwise 
specifies, such an authorization does not create any right, duty, 
obligation, claim, or interest in, or with respect to, any property 
which would not otherwise exist under ordinary principles of law.
    (d) Specific licenses issued prior to 12:01 a.m., Eastern Daylight 
Time, August 20, 1997, continue in effect in accordance with their terms 
except to the extent specifically revoked, amended, or modified by the 
Office of Foreign Assets Control.
    (e) Nothing contained in this part shall be construed to supersede 
the requirements established under any other provision of law or to 
relieve a person from any requirement to obtain a license or other 
authorization from another department or agency of the U.S. Government 
in compliance with applicable laws and regulations subject to the 
jurisdiction of that department or agency. For example, exports of 
goods, services, or technical data which are not prohibited by this part 
or which do not require a license by the Office of Foreign Assets 
Control, nevertheless may require authorization by the U.S. Department 
of Commerce, the U.S. Department of State or other agencies of the U.S. 
Government. See also Sec. 560.701(d).

[60 FR 47063, Sept. 11, 1995, as amended at 64 FR 20173, Apr. 26, 1999]



Sec. 560.502  Exclusion from licenses and authorizations.

    The Director of the Office of Foreign Assets Control reserves the 
right to exclude any person, property, or transaction from the operation 
of any license, or from the privileges therein conferred, or to restrict 
the applicability thereof with respect to particular persons, property, 
transactions, or classes thereof. Such action is binding upon all 
persons receiving actual or constructive notice of such exclusion or 
restriction.



Sec. Sec. 560.503-560.504  [Reserved]



Sec. 560.505  Importation of certain Iranian-origin services authorized; activities related to certain visa categories authorized.

    (a) The importation of Iranian-origin services into the United 
States or other dealing in such services is authorized where such 
services are performed in the United States by an Iranian citizen or 
national for the purpose

[[Page 306]]

of, or which directly relate to, participating in a public conference, 
performance, exhibition or similar event, and such services are 
consistent with that purpose.
    (b) Persons otherwise qualified for a non-immigrant visa under 
categories A-3 and G-5 (attendants, servants and personal employees of 
aliens in the United States on diplomatic status), D (crewmen), F 
(students), I (information media representatives), J (exchange 
visitors), M (non-academic students), O and P (aliens with extraordinary 
ability, athletes, artists and entertainers), Q (international cultural 
exchange visitors), R (religious workers), or S (witnesses) are 
authorized to carry out in the United States those activities for which 
such a visa has been granted by the U.S. State Department.
    (c) Persons otherwise qualified for a visa under categories E-2 
(treaty investor), H (temporary worker), or L (intra-company transferee) 
and all immigrant visa categories are authorized to carry out in the 
United States those activities for which such a visa has been granted by 
the U.S. State Department, provided that the persons are not coming to 
the United States to work as an agent, employee or contractor of the 
Government of Iran or a business entity or other organization in Iran.

[64 FR 20173, Apr. 26, 1999, as amended at 64 FR 58791, Nov. 1, 1999]



Sec. 560.506  Importation and exportation of certain gifts authorized.

    The importation into the United States of Iranian-origin goods from 
Iran or a third country, and the exportation from the United States to 
Iran of goods, are authorized for goods sent as gifts to persons 
provided that the value of the gift is not more than $100; the goods are 
of a type and in quantities normally given as gifts between individuals; 
and the goods are not controlled for chemical and biological weapons 
(CB), missile technology (MT), national security (NS), or nuclear 
proliferation (NP). See Commerce Control List, Export Administration 
Regulations (15 CFR part 774).

[64 FR 20174, Apr. 26, 1999]



Sec. 560.507  Accompanied baggage authorized.

    (a) Persons entering the United States directly or indirectly from 
Iran are authorized to import into the United States Iranian-origin 
accompanied baggage normally incident to travel.
    (b) Persons leaving the United States for Iran are authorized to 
export from the United States accompanied baggage normally incident to 
travel.
    (c) This authorization applies to accompanied baggage that includes 
only articles that are necessary for personal use incident to travel, 
not intended for any other person or for sale, and are not otherwise 
prohibited from importation or exportation under applicable United 
States laws.



Sec. 560.508  Telecommunications and mail transactions authorized.

    All transactions of common carriers incident to the receipt or 
transmission of telecommunications and mail between the United States 
and Iran are authorized. For purposes of this section, the term mail 
includes parcels only to the extent the parcels contain goods exempted 
from the prohibitions contained in this part or otherwise eligible for 
importation from or exportation to Iran under a general or specific 
license.



Sec. 560.509  Certain transactions related to patents, trademarks and copyrights authorized.

    (a) All of the following transactions in connection with patent, 
trademark, copyright or other intellectual property protection in the 
United States or Iran are authorized:
    (1) The filing and prosecution of any application to obtain a 
patent, trademark, copyright or other form of intellectual property 
protection, including importation of or dealing in Iranian-origin 
services, payment for such services, and payment to persons in Iran 
directly connected to such intellectual property protection;
    (2) The receipt of a patent, trademark, copyright or other form of 
intellectual property protection;
    (3) The renewal or maintenance of a patent, trademark, copyright or 
other

[[Page 307]]

form of intellectual property protection; and
    (4) The filing and prosecution of opposition or infringement 
proceedings with respect to a patent, trademark, copyright or other form 
of intellectual property protection, or the entrance of a defense to any 
such proceedings.
    (b) Nothing in this section affects obligations under any other 
provision of law.

[60 FR 47063, Sept. 11, 1995, as amended at 64 FR 20174, Apr. 26, 1999]



Sec. 560.510  Transactions related to the resolution of disputes between the United States or United States nationals and the Government of Iran.

    (a) Except as otherwise authorized, specific licenses may be issued 
on a case-by-case basis to authorize transactions in connection with 
awards, decisions or orders of the Iran-United States Claims Tribunal in 
The Hague, the International Court of Justice, or other international 
tribunals (collectively, ``tribunals''); agreements settling claims 
brought before tribunals; and awards, orders, or decisions of an 
administrative, judicial or arbitral proceeding in the United States or 
abroad, where the proceeding involves the enforcement of awards, 
decisions or orders of tribunals, or is contemplated under an 
international agreement, or involves claims arising before 12:01 a.m. 
EDT, May 7, 1995, that resolve disputes between the Government of Iran 
and the United States or United States nationals, including the 
following transactions:
    (1) Importation into the United States of, or any transaction 
related to, goods and services of Iranian origin or owned or controlled 
by the Government of Iran;
    (2) Exportation or reexportation to Iran or the Government of Iran 
of any goods, technology, or services, except to the extent that such 
exportation or reexportation is also subject to export licensing 
application requirements of another agency of the United States 
Government and the granting of such a license by that agency would be 
prohibited by law;
    (3) Financial transactions related to the resolution of disputes at 
tribunals, including transactions related to the funding of proceedings 
or of accounts related to proceedings or to a tribunal; participation, 
representation, or testimony before a tribunal; and the payment of 
awards of a tribunal; and
    (4) Other transactions otherwise prohibited by this part which are 
necessary to permit implementation of the foregoing awards, decisions, 
orders, or agreements.
    (b) Specific licenses may be issued on a case-by-case basis to 
authorize payment of costs related to the storage or maintenance of 
goods in which the Government of Iran has title, and to authorize the 
transfer of title to such goods, provided that such goods are in the 
United States and that such goods are the subject of a proceeding 
pending before a tribunal.
    (c)(1) All transactions are authorized with respect to the 
importation of Iranian-origin goods and services necessary to the 
initiation and conduct of legal proceedings, in the United States or 
abroad, including administrative, judicial and arbitral proceedings and 
proceedings before tribunals.
    (2) Specific licenses may be issued on a case-by-case basis to 
authorize the exportation to Iran or the Government of Iran of goods, 
and of services not otherwise authorized by Sec. 560.525, necessary to 
the initiation and conduct of legal proceedings, in the United States or 
abroad, including administrative, judicial and arbitral proceedings and 
proceedings before tribunals, except to the extent that the exportation 
is also subject to export licensing application requirements of another 
agency of the United States Government and the granting of such a 
license by that agency would be prohibited by law.
    (3) Representation of United States persons or of third country 
persons in legal proceedings, in the United States or abroad, including 
administrative, judicial and arbitral proceedings and proceedings before 
tribunals, against Iran or the Government of Iran is not prohibited by 
this part. The exportation of certain legal services to a person in Iran 
or the Government of Iran is authorized in Sec. 560.525.
    (d) The following are authorized:
    (1) All transactions related to payment of awards of the Iran-United

[[Page 308]]

States Claims Tribunal in The Hague against Iran.
    (2) All transactions necessary to the payment and implementation of 
awards (other than exports or reexports subject to export license 
application requirements of other agencies of the United States 
Government) in a legal proceeding to which the United States Government 
is a party, or to payments pursuant to settlement agreements entered 
into by the United States Government in such a legal proceeding.

[60 FR 47063, Sept. 11, 1995, as amended at 62 FR 41852, Aug. 4, 1997]



Sec. 560.511  Exportation or supply of insubstantial United States content for use in foreign-made products or technology.

    (a) Except as provided in paragraph (b) of this section and 
notwithstanding the prohibitions in Sec. 560.204, the exportation or 
supply of goods or technology from the United States, or by a United 
States person wherever located, for substantial transformation or 
incorporation into a foreign-made end product in a country other than 
the United States or Iran, intended specifically or predominantly for 
Iran or the Government of Iran, is permitted under this part where the 
exporter has ascertained that all of the following are the case:
    (1) The U.S.-origin goods or technology being exported for 
substantial transformation or incorporation abroad were not subject to 
export license application requirements under any United States 
regulations in effect on May 6, 1995, or were not thereafter made 
subject to such regulations imposed independently of this part;
    (2) With respect to the foreign-made end product:
    (i) U.S.-origin goods (excluding software) comprise less than 10 
percent of the foreign-made good (excluding software);
    (ii) U.S.-origin software comprises less than 10 percent of the 
foreign-made software;
    (iii) U.S.-origin technology comprises less than 10 percent of the 
foreign-made technology; and
    (iv) In cases involving a complex product made of a combination of 
goods (including software) and technology, the aggregate value of all 
U.S.-origin goods (including software) and technology contained in the 
foreign-made end product is less than 10 percent of the total value of 
the foreign-made product;
    (3) The foreign-made end product is not destined to end uses or end 
users prohibited under regulations administered by other U.S. Government 
agencies. See, e.g., the Export Administration Regulations (31 CFR 
736.2(b)(5), 744.2, 744.3, 744.4, 744.7, and 744.10); International 
Traffic in Arms Regulations (22 CFR 123.9);
    (4) The foreign-made end product is not intended for use in the 
Iranian petroleum or petrochemical industry. For this purpose, products 
intended for use in the Iranian petroleum or petrochemical industry 
include not only products uniquely suited for use in those industries, 
such as oilfield services equipment, but also goods and technology for 
use in products, such as computers, office equipment, construction 
equipment, or building materials, which are suitable for use in other 
industries but which are intended specifically for use in the petroleum 
or petrochemical industries.
    (b) The authorization contained in this section is not available if 
the foreign-made end product is of a type which other U.S. Government 
agencies make ineligible for de minimis U.S.-origin content. See, e.g., 
the Export Administration Regulations (15 CFR 734.4(a) and (b)); 
International Traffic in Arms Regulations (22 CFR 123.9).

    Note to Sec. 560.511. An exportation authorized by this section may 
nevertheless require authorization by the U.S. Department of Commerce, 
the U.S. Department of State or other agencies of the U.S. Government.

[64 FR 20174, Apr. 26, 1999]



Sec. 560.512  Iranian Government missions in the United States.

    (a) All transactions ordinarily incident to the importation of goods 
or services into the United States by, the exportation of goods or 
services from the United States by, or the provision of goods or 
services in the United

[[Page 309]]

States to, the missions of the Government of Iran to international 
organizations in the United States, and Iranians admitted to the United 
States under section 101(a)(15)(G) of the Immigration and Nationality 
Act (``INA''), 8 U.S.C. 1101(a)(15)(G), are authorized, provided that:
    (1) The goods or services are for the conduct of the official 
business of the mission, or for personal use of personnel admitted to 
the United States under INA section 101(a)(15)(G), and are not for 
resale; and
    (2) The transaction is not otherwise prohibited by law.
    (b) All transactions ordinarily incident to the importation of goods 
or services into the United States by, the exportation of goods or 
services from the United States by, or the provision of goods or 
services in the United States to, the Iranian Interests Section of the 
Embassy of Pakistan (or any successor protecting power) in the United 
States, are authorized, provided that:
    (1) The goods or services are for the conduct of the official 
business of the Iranian Interests Section, and are not for resale; and
    (2) The transaction is not otherwise prohibited by law.
    (c) All transactions ordinarily incident to the provision of goods 
or services in the United States to the employees of Iranian missions to 
international organizations in the United States, and to employees of 
the Iranian Interests Section of the Embassy of Pakistan (or any 
successor protecting power) in the United States, are authorized, 
provided that the transaction is not otherwise prohibited by law.



Sec. 560.513  Importation of Iranian-origin oil.

    (a) Specific licenses will be issued on a case-by-case basis to 
permit the importation of Iranian-origin oil in connection with the 
resolution or settlement of cases before the Iran-United States Claims 
Tribunal in The Hague, established pursuant to the Declaration of the 
Government of the Democratic and Popular Republic of Algeria Concerning 
the Settlement of Claims by the Government of the United States of 
America and the Government of the Islamic Republic of Iran of January 
19, 1981, or where the proceeds are otherwise to be deposited in the 
Tribunal's Security Account.
    (b) License applications submitted pursuant to this section must 
contain the importer's certification that the oil is of Iranian origin 
with all relevant supporting documentation, including specification of 
the production site at which the oil was extracted, and that the sale or 
transfer of the oil is by or for the account of the Government of Iran. 
Licenses will not be issued for importations of Iranian-origin oil which 
is not sold or transferred by or for the account of the Government of 
Iran. In cases where the oil is being imported either in whole or in 
part in resolution or settlement of a case pending before the Tribunal, 
applicants are required to identify the case and submit a copy of the 
settlement agreement and the Award on Agreed Terms issued by the 
Tribunal. In cases where any proceeds are generated for the account of 
the Government of Iran from the importation of Iranian-origin oil, the 
importer must demonstrate that irrevocable arrangements are in place 
that will ensure that the proceeds will be deposited in the Tribunal's 
Security Account.



Sec. 560.514  [Reserved]



Sec. 560.515  30-day delayed effective date for pre-May 7, 1995 trade contracts involving Iran.

    (a) All transactions necessary to complete performance of a trade 
contract entered into prior to May 7, 1995, and involving Iran (a pre-
existing trade contract), including the exportation of goods, services 
(including financial services), or technology from the United States 
that was authorized pursuant to Federal regulations in force immediately 
prior to May 6, 1995, or performance under a pre-existing trade contract 
for transactions in Iranian-origin or Government of Iran-owned or 
controlled goods or services that do not involve importation into the 
United States, are authorized without specific licensing by the Office 
of Foreign Assets Control if the conditions in paragraph (a)(1) or 
(a)(2) of this section are met:

[[Page 310]]

    (1) If the pre-existing trade contract is for an exportation of 
goods or technology from the United States that was authorized pursuant 
to Federal regulations in force immediately prior to May 6, 1995, the 
goods or technology must be exported from the United States prior to 
12:01 a.m. Eastern Daylight Time, June 6, 1995, and all other activity 
by U.S. persons that is necessary and incidental to the performance of 
the pre-existing trade contract (other than payment under a financing 
contract) must be completed prior to 12:01 a.m. Eastern Daylight Time, 
August 6, 1995; or
    (2) All obligations under a pre-existing trade contract (other than 
payment under a financing contract) must be fully completed prior to 
12:01 a.m. Eastern Daylight Time, June 6, 1995, if the pre-existing 
trade contract is for one of the following:
    (i) The exportation of services from the United States benefitting a 
person in Iran or the Government of Iran;
    (ii) The reexportation of goods or technology to Iran, the 
Government of Iran, or an entity owned or controlled by the Government 
of Iran that was authorized pursuant to Federal regulations in force 
immediately prior to May 6, 1995; or
    (iii) Transactions relating to goods or services of Iranian origin 
or owned or controlled by the Government of Iran other than transactions 
relating to importation into the United States of such goods or 
services.
    (b) In order to complete performance of a pre-existing trade 
contract, the arrangement or renegotiation of contracts for transactions 
necessary and incidental to performance of the pre-existing trade 
contract is authorized. Such incidental transactions may include, for 
example, financing, shipping and insurance arrangements. Amendments to a 
pre-existing trade contract for the purpose of accelerating a 
previously-specified delivery schedule under a contract for a fixed 
quantity or value of goods, technology or services, or curtailing or 
canceling required performance, are authorized without specific 
licensing. Any other alteration of the trade contract must be 
specifically licensed by the Office of Foreign Assets Control.
    (c) The existence of a contract will be determined with reference to 
the principles contained in Article 2 of the Uniform Commercial Code.

[60 FR 47063, Sept. 11, 1995, as amended at 64 FR 20174, Apr. 26, 1999]



Sec. 560.516  Payment and United States dollar clearing transactions involving Iran.

    (a) United States depository institutions are authorized to process 
transfers of funds to or from Iran, or for the direct or indirect 
benefit of persons in Iran or the Government of Iran, if the transfer is 
covered in full by any of the following conditions and does not involve 
debiting or crediting an Iranian account:
    (1) The transfer is by order of a foreign bank which is not an 
Iranian entity from its own account in a domestic bank (directly or 
through a foreign branch or subsidiary of a domestic bank) to an account 
held by a domestic bank (directly or through a foreign branch or 
subsidiary of a domestic bank) for a foreign bank which is not an 
Iranian entity. For purposes of this section, ``foreign bank'' includes 
a foreign subsidiary, but not a foreign branch of a domestic bank;
    (2) The transfer arises from an underlying transaction that has been 
authorized by a specific or general license issued pursuant to this 
part;
    (3) The transfer arises from an underlying transaction that is not 
prohibited by this part, such as a non-commercial remittance to or from 
Iran (e.g., a family remittance not related to a family-owned 
enterprise); a U.S.-related commercial transfer not prohibited by this 
part (see, e.g., Sec. 560.515(b)); or a third-country transaction not 
prohibited by this part; or
    (4) The transfer arises from an underlying transaction that is 
exempted from regulation pursuant to Sec. 203(b) of the International 
Emergency Economic Powers Act (50 U.S.C. 1702(b)), such as an 
exportation to Iran or importation from Iran of information and 
informational materials, a travel-related remittance, or payment for the 
shipment of a donation of articles to relieve human suffering.
    (b) United States registered brokers or dealers in securities are 
authorized

[[Page 311]]

to process transfers of funds to or from Iran, or for the direct or 
indirect benefit of persons in Iran or the Government of Iran, if the 
transfer is covered in full by any of the conditions set forth in 
paragraphs (a)(2) through (4) of this section and does not involve the 
debiting or crediting of an Iranian account.
    (c) Before a United States depository institution initiates a 
payment on behalf of any customer, or credits a transfer to the account 
on its books of the ultimate beneficiary, the United States depository 
institution must determine that the underlying transaction is not 
prohibited by this part.
    (d) Pursuant to the prohibitions contained in Sec. 560.208, a 
United States depository institution may not make transfers to or for 
the benefit of a foreign-organized entity owned or controlled by it if 
the underlying transaction would be prohibited if engaged in directly by 
the U.S. depository institution.
    (e) This section does not authorize transactions with respect to 
property blocked pursuant to part 535.
    (f) Effective September 8, 2006, this section does not authorize 
transactions directly or indirectly involving Bank Saderat, except that 
transactions described in paragraphs (a)(2) through (a)(4) or (b) of 
this section involving Bank Saderat that were entered into before 
September 8, 2006 may be performed according to their terms until 
December 7, 2006.
    Note to paragraph (f) of Sec. 560.516: But see Sec. 560.532(b), 
which provides a 180-day wind-down period for specific licenses that 
were being used before September 8, 2006 to obtain letters of credit 
issued by Bank Saderat.

[60 FR 47063, Sept. 11, 1995, as amended at 64 FR 20174, Apr. 26, 1999; 
70 FR 15584, Mar. 28, 2005; 71 FR 53570, Sept. 12, 2006]



Sec. 560.517  Exportation of services: Iranian accounts at United States depository institutions or United States registered brokers or dealers in securities.

    (a) United States depository institutions are prohibited from 
performing services with respect to Iranian accounts, as defined in 
Sec. 560.320, at the instruction of the Government of Iran or persons 
located in Iran, except that United States depository institutions are 
authorized to provide and be compensated for services and incidental 
transactions with respect to:
    (1) The maintenance of Iranian accounts, including the payment of 
interest and the debiting of service charges;
    (2) The processing of transfers arising from underlying transactions 
that are exempted from regulation pursuant to section 203(b) of the 
International Emergency Economic Powers Act, 50 U.S.C. 1702(b), such as 
an exportation of information or informational materials to Iran, a 
travel-related remittance, or payment for the shipment of a donation of 
articles to relieve human suffering; and
    (3) At the request of the account party, the closing of Iranian 
accounts and the lump sum transfer only to the account party of all 
remaining funds and other assets in the account.
    (b) United States registered brokers or dealers in securities are 
prohibited from performing services with respect to Iranian accounts, as 
defined in Sec. 560.320, at the instruction of the Government of Iran 
or persons located in Iran, except that United States registered brokers 
or dealers in securities are authorized to provide and be compensated 
for services and incidental transactions with respect to:
    (1) The limited maintenance of an Iranian account, including only 
the payment into such account of interest, cash dividends, and stock 
dividends; the debiting of service charges; and the execution of stock 
splits and dividend reinvestment plans; and
    (2) At the request of the account party, the closing of Iranian 
accounts through the one-time liquidation of all assets in the account 
at fair market value and the lump sum transfer only to the account party 
of all proceeds derived therefrom and all remaining funds in the 
account.
    (c) Specific licenses may be issued with respect to the operation of 
Iranian accounts that constitute accounts of:
    (1) Foreign government missions and their personnel in Iran; or
    (2) Missions of the Government of Iran in the United States.

[60 FR 47063, Sept. 11, 1995, as amended at 70 FR 15584, Mar. 28, 2005]

[[Page 312]]



Sec. 560.518  Transactions in Iranian-origin and Iranian Government property.

    (a) Except for transactions involving the Government of Iran, all 
domestic transactions with respect to Iranian-origin goods located in 
the United States are authorized, provided that this paragraph (a) does 
not affect the status of property blocked pursuant to part 535 or 
detained or seized, or subject to detention or seizure, pursuant to this 
part.
    (b) All transactions necessary and incidental to a United States 
person's sale or other disposition of goods or services of Iranian 
origin or owned or controlled by the Government of Iran that are located 
or to be performed outside the United States and were acquired by that 
United States person in transactions not prohibited by part 535 or this 
part are authorized, provided:
    (1) The sale or other disposition does not result in the importation 
of such goods or services into the United States, and
    (2) The sale or other disposition is completed no later than 12:01 
a.m. EDT, August 6, 1995.
    (c) Except as provided in paragraphs (a) and (b) of this section, 
United States persons may not deal in goods or services of Iranian 
origin or owned or controlled by the Government of Iran, except that the 
following transactions are authorized:
    (1) Transactions by a United States person with third-country 
nationals incidental to the storage and maintenance in third countries 
of Iranian-origin goods owned prior to May 7, 1995, by that United 
States person or acquired thereafter by that United States person 
consistent with the provisions of this part;
    (2) Exportation of Iranian-origin household and personal effects 
from the United States incident to the relocation of United States 
persons outside the United States; and
    (3) Purchase for personal use or consumption in Iran of Iranian-
origin goods or services.
    (d) In addition to transactions authorized by paragraph (c)(1) of 
this section, a United States person is authorized after 12:01 a.m. EDT, 
May 7, 1995, to use or dispose of Iranian-origin household and personal 
effects that are located outside the United States and that have been 
acquired by the United States person in transactions not prohibited by 
part 535 or this part.



Sec. 560.519  Policy governing news organization offices.

    (a) Specific licenses may be issued on a case-by-case basis 
authorizing transactions necessary for the establishment and operation 
of news bureaus in Iran by United States organizations whose primary 
purpose is the gathering and dissemination of news to the general 
public.
    (b) Transactions that may be authorized include but are not limited 
to those incident to the following:
    (1) Leasing office space and securing related goods and services;
    (2) Hiring support staff;
    (3) Purchasing Iranian-origin goods for use in the operation of the 
office; and
    (4) Paying fees related to the operation of the office in Iran.
    (c) Specific licenses may be issued on a case-by-case basis 
authorizing transactions necessary for the establishment and operation 
of news bureaus in the United States by Iranian organizations whose 
primary purpose is the gathering and dissemination of news to the 
general public.
    (d) The number assigned to such specific licenses should be 
referenced in all import and export documents and in all funds transfers 
and other banking transactions through banking institutions organized or 
located in the United States in connection with the licensed 
transactions to avoid disruption of the trade and financial 
transactions.



Sec. 560.520  Exportation of agricultural commodities on contracts entered into prior to May 7, 1995.

    (a) All transactions by United States persons in connection with the 
exportation from the United States to Iran of any agricultural commodity 
under an export sales contract are authorized, provided:
    (1) Such contract was entered into prior to 12:01 a.m. EDT, May 7, 
1995; and

[[Page 313]]

    (2) The terms of such contract require delivery of the commodity 
prior to February 2, 1996.
    (b) The performance of letters of credit and other financing 
agreements with respect to exports authorized by this section is 
authorized pursuant to their terms.
    (c) For purposes of this section, the term agricultural commodity 
means feed grains, rice, wheat, cotton, peanuts, tobacco, dairy 
products, and oilseeds (including vegetable oil).
    (d) Specific licenses may be granted on a case-by-case basis for 
transactions by United States persons in connection with the exportation 
of other agricultural articles from the United States to Iran that do 
not fall within the definition of ``agricultural commodity'' contained 
in paragraph (c) of this section, provided such exportation is pursuant 
to an export sales contract and the conditions contained in paragraphs 
(a)(1) and (a)(2) of this section are met.



Sec. 560.521  Diplomatic pouches.

    The following transactions are authorized:
    (a) The importation into the United States from Iran, or the 
exportation from the United States to Iran, of diplomatic pouches and 
their contents; and
    (b) The exportation, reexportation, sale, or supply, directly or 
indirectly, from the United States or by a U.S. person, wherever 
located, of any goods or technology to a third-country government, or to 
its contractors or agents, for shipment to Iran via a diplomatic pouch. 
To the extent necessary, this section also authorizes the shipment of 
such goods or technology by the third-country government to Iran via a 
diplomatic pouch.
    Note to paragraph (b) of Sec. 560.521: The exportation or 
reexportation of certain U.S.-origin goods or technology to a third-
country government, or to its contractors or agents, may require 
authorization by the U.S. Department of Commerce under the Export 
Administration Regulations (15 CFR parts 730 et seq.).

[72 FR 15832, Apr. 3, 2007]



Sec. 560.522  Allowable payments for overflights of Iranian airspace.

    Payments to Iran of charges for services rendered by the Government 
of Iran in connection with the overflight of Iran or emergency landing 
in Iran of aircraft owned by a United States person or registered in the 
United States are authorized.



Sec. 560.523  Exportation of equipment and services relating to information and informational materials.

    Specific licenses may be issued on a case-by-case basis for the 
exportation of equipment and services necessary for the establishment of 
news wire feeds or other transmissions of information and informational 
materials.

[64 FR 20175, Apr. 26, 1999]



Sec. 560.524  Household goods and personal effects.

    (a) The exportation from the United States to Iran of household and 
personal effects, including baggage and articles for family use, of 
persons departing the United States to relocate in Iran is authorized 
provided the articles included in such effects have been actually used 
by such persons or by family members accompanying them, are not intended 
for any other person or for sale, and are not otherwise prohibited from 
exportation. See also, Sec. 560.518(c)(2).
    (b) The importation of Iranian-origin household and personal 
effects, including baggage and articles for family use, of persons 
arriving in the United States is authorized; to qualify, articles 
included in such effects must have been actually used abroad by such 
persons or by other family members arriving from the same foreign 
household, must not be intended for any other person or for sale, and 
must not be otherwise prohibited from importation. For purposes of this 
paragraph, household and personal effects include all articles meeting 
the criteria stated in this paragraph regardless of the time elapsed 
since the importer's arrival in the United States from Iran.

[60 FR 47063, Sept. 11, 1995, as amended at 65 FR 25643, May 3, 2000]



Sec. 560.525  Exportation of certain legal services.

    (a) The provision of the following legal services to the Government 
of Iran or to a person in Iran, and receipt

[[Page 314]]

of payment of professional fees and reimbursement of incurred expenses, 
are authorized:
    (1) Provision of legal advice and counselling on the requirements of 
and compliance with the laws of any jurisdiction within the United 
States, provided that such advice and counselling is not provided to 
facilitate transactions that would violate any of the prohibitions 
contained in this part;
    (2) Representation when a person in Iran or the Government of Iran 
has been named as a defendant in or otherwise made a party to domestic 
United States legal, arbitration, or administrative proceedings;
    (3) Initiation and conduct of domestic United States legal, 
arbitration, or administrative proceedings on behalf of the Government 
of Iran or a person in Iran;
    (4) Representation before any federal or state agency with respect 
to the imposition, administration, or enforcement of United States 
sanctions against Iran;
    (5) Initiation and conduct of legal proceedings, in the United 
States or abroad, including administrative, judicial and arbitral 
proceedings and proceedings before international tribunals (including 
the Iran-United States Claims Tribunal in The Hague and the 
International Court of Justice):
    (i) To resolve disputes between the Government of Iran or an Iranian 
national and the United States or a United States national;
    (ii) Where the proceeding is contemplated under an international 
agreement; or
    (iii) Where the proceeding involves the enforcement of awards, 
decisions, or orders resulting from legal proceedings within the scope 
of paragraph (a)(5)(i) or (a)(5)(ii) of this section, provided that any 
transaction, unrelated to the provision of legal services or the payment 
therefor, that is necessary or related to the execution of an award, 
decision or order resulting from such legal proceeding, or otherwise 
necessary for the conduct of such proceeding, and which would otherwise 
be prohibited by this part requires a specific license in accordance 
with Sec. Sec. 560.510 and 560.801;
    (6) Provision of legal advice and counselling in connection with 
settlement or other resolution of matters described in paragraph (a)(5) 
of this section; and
    (7) Provision of legal services in any other context in which 
prevailing United States law requires access to legal counsel at public 
expense.
    (b) The provision of any other legal services to a person in Iran or 
the Government of Iran, not otherwise authorized in or exempted by this 
part, requires the issuance of a specific license.

[60 FR 47063, Sept. 11, 1995, as amended at 62 FR 41852, Aug. 4, 1997]



Sec. 560.526  Commodities trading and related transactions.

    (a) Trading in Iranian-origin commodities. With respect to Sec. 
560.206, specific licenses may be issued on a case-by-case basis to 
authorize certain commodities trading by a United States person in 
Iranian-origin goods, or transactions incidental to such trading, where:
    (1) No party to the transaction with the United States person is a 
person in Iran or the Government of Iran, and
    (2) It was impossible for the United States person to determine at 
the time of entry into the transaction, given all circumstances of the 
transaction, that the goods would be of Iranian origin or would be owned 
or controlled by the Government of Iran.
    (b) Trading in commodities destined for Iran or the Government of 
Iran. With respect to Sec. 560.204, specific licenses may be issued on 
a case-by-case basis to authorize certain trading by United States 
persons in commodities of U.S. or third-country origin destined for Iran 
or the Government of Iran, or transactions incidental to such trading, 
where:
    (1) It was impossible for the United States person to determine at 
the time of entry into the transaction, given all circumstances of the 
transaction, that the goods would be for delivery to Iran or to the 
Government of Iran;
    (2) The United States person did not contract with a person in Iran 
or the Government of Iran; and

[[Page 315]]

    (3) The United States person did not initiate the nomination of the 
commodity's destination as Iran or the Government of Iran.



Sec. 560.527  Rescheduling existing loans.

    Specific licenses may be issued on a case-by-case basis for 
rescheduling loans or otherwise extending the maturities of existing 
loans, and for charging fees or interest at commercially reasonable 
rates, in connection therewith, provided that no new funds or credits 
are thereby transferred or extended to Iran or the Government of Iran.



Sec. 560.528  Aircraft safety.

    Specific licenses may be issued on a case-by-case basis for the 
exportation and reexportation of goods, services, and technology to 
insure the safety of civil aviation and safe operation of U.S.-origin 
commercial passenger aircraft.



Sec. 560.529  Bunkering and emergency repairs.

    Goods or services provided in the United States to a non-Iranian 
carrier transporting passengers or goods to or from Iran are permissible 
if they are:
    (a) Bunkers or bunkering services;
    (b) Supplied or performed in the course of emergency repairs; or
    (c) Supplied or performed under circumstances which could not be 
anticipated prior to the carrier's departure for the United States.

[64 FR 20175, Apr. 26, 1999]



Sec. 560.530  Commercial sales, exportation, and reexportation of agricultural commodities, medicine, and medical devices.

    (a) One-year license requirement. The exportation or reexportation 
of agricultural commodities (including bulk agricultural commodities 
listed in appendix B to this part 560), medicine, or medical devices to 
the Government of Iran, any entity in Iran, individuals in Iran, or 
persons in third countries purchasing specifically for resale to any of 
the foregoing, shall only be made pursuant to a one-year license issued 
by the United States Department of the Treasury, Office of Foreign 
Assets Control, for contracts entered into during the one-year period of 
the license and shipped within the 12-month period beginning on the date 
of the signing of the contract. No license will be granted for the 
exportation or reexportation of agricultural commodities, medicine, or 
medical equipment to any entity or individual in Iran promoting 
international terrorism. Executory contracts entered into pursuant to 
paragraph (b)(2) of this section prior to the issuance of the one-year 
license described in this paragraph shall be deemed to have been signed 
on the date of issuance of that one-year license (and, therefore, the 
exporter is authorized to make shipments under that contract within the 
12-month period beginning on the date of issuance of the one-year 
license).
    (b) General license for arrangement of exportation and reexportation 
of covered products. (1) The making of shipping arrangements, cargo 
inspections, obtaining of insurance, and arrangement of financing 
(consistent with Sec. 560.532) for the exportation or reexportation of 
agricultural commodities, medicine, and medical devices to the 
Government of Iran, entities in Iran, individuals in Iran, or persons in 
third countries purchasing specifically for resale to any of the 
foregoing, is authorized.
    (2) If desired, entry into executory contracts (including executory 
pro forma invoices, agreements in principle, or executory offers capable 
of acceptance such as bids in response to public tenders) for the 
exportation or reexportation of agricultural commodities, medicine, and 
medical devices to the Government of Iran, entities in Iran, individuals 
in Iran, or persons in third countries purchasing specifically for 
resale to any of the foregoing, is authorized, provided that performance 
of an executory contract is expressly made contingent upon the prior 
issuance of the one-year license described in paragraph (a) of this 
section.
    (c) Instructions for obtaining one-year licenses. In order to obtain 
the one-year license described in paragraph (a), the exporter must 
provide to the Office of Foreign Assets Control:
    (1) The applicant's full legal name (if the applicant is a business 
entity, the state or jurisdiction of incorporation and principal place 
of business).

[[Page 316]]

    (2) The applicant's mailing and street address (so that OFAC may 
reach a responsible point of contact, the applicant should also include 
the name of the individual(s) responsible for the application and 
related commercial transactions along with their telephone and fax 
numbers and, if available, email addresses).
    (3) The names, mailing addresses, and, if available, fax and 
telephone numbers of all parties with an interest in the transaction. If 
the goods are being exported or reexported to a purchasing agent in 
Iran, the exporter must identify the agent's principals at the wholesale 
level for whom the purchase is being made. If the goods are being 
exported or reexported to an individual, the exporter must identify any 
organizations or entities with which the individual is affiliated that 
have an interest in the transaction.
    (4) A description of all items to be exported or reexported pursuant 
to the requested one-year license, including a statement that the item 
is classified as EAR 99, and, if necessary, documentation sufficient to 
verify that the items to be exported or reexported are classified as EAR 
99 and do not fall within any of the limitations contained in paragraph 
(d) of this section.
    (5) An Official Commodity Classification of EAR 99 issued by the 
Department of Commerce, Bureau of Export Administration (``BXA''), 
certifying that the product is EAR 99 is required to be submitted to 
OFAC with the request for a license authorizing the exportation or 
reexportation of all fertilizers, live horses, western red cedar, and 
medical devices other than basic medical supplies, such as syringes, 
bandages, gauze and similar items, that are specifically listed on BXA's 
website, www.bxa.doc.gov/Regulations/Trade Sanctions ReformExport 
EnhancementAct.html. Medical supplies that are specifically listed on 
BXA's website do not require an Official Commodity Classification of EAR 
99 from BXA. BXA will also provide a list on its website of medicines 
that are ineligible for a one-year license under these procedures. If an 
exporter is uncertain whether the medicine to be exported is eligible, 
they should seek an Official Commodity Classification of EAR 99 from BXA 
and submit a copy to OFAC. See, 15 CFR 745.3 for instructions for 
obtaining Official Commodity Classification of EAR 99 from BXA.
    (d) Limitations. (1) Nothing in this section or in any license 
issued pursuant to paragraph (a) of this section relieves the exporter 
from compliance with the export license application requirements of 
another Federal agency.
    (2) Nothing in this section or in any license issued pursuant to 
paragraph (a) of this section authorizes the exportation or 
reexportation of any agricultural commodity, medicine, or medical device 
controlled on the United States Munitions List established under section 
38 of the Arms Export Control Act (22 U.S.C. 2778); controlled on any 
control list established under the Export Administration Act of 1979 or 
any successor statute (50 U.S.C. App. 2401 et seq.); or used to 
facilitate the development or production of a chemical or biological 
weapon or weapon of mass destruction.
    (3) Nothing in this section or in any license issued pursuant to 
paragraph (a) of this section affects prohibitions on the sale or supply 
of U.S. technology or software used to manufacture agricultural 
commodities, medicine, or medical devices, such as technology to design 
or produce biotechnological items or medical devices.
    (4) Nothing in this section or in any license issued pursuant to 
paragraph (a) of this section affects U.S. nonproliferation export 
controls, including end-user and end-use controls maintained under the 
Enhanced Proliferation Control Initiative.
    (5) This section does not apply to any transaction or dealing 
involving property blocked pursuant to this chapter or any other 
activity prohibited by this chapter not otherwise authorized in this 
part.
    (e) Covered items. For the purposes of this part, agricultural 
commodities, medicine, and medical devices are defined below.
    (1) Agricultural commodities. For the purposes of this section, 
agricultural commodities are:
    (i) Products not listed on the Commerce Control List in the Export 
Administration Regulations, 15 CFR part 774, supplement no. 1, and that 
fall

[[Page 317]]

within the term ``agricultural commodity'' as defined in section 102 of 
the Agricultural Trade Act of 1978 (7 U.S.C. 5602); and
    (ii) Products not listed on the Commerce Control List in the Export 
Administration Regulations, 15 CFR part 774, supplement no. 1, that are 
intended for ultimate use in Iran as:
    (A) Food for humans (including raw, processed, and packaged foods; 
live animals; vitamins and minerals; food additives or supplements; and 
bottled drinking water) or animals (including animal feeds);
    (B) Seeds for food crops;
    (C) Fertilizers or organic fertilizers; or
    (D) Reproductive materials (such as live animals, fertilized eggs, 
embryos, and semen) for the production of food animals.
    (2) Medicine. For the purposes of this section, the term medicine 
has the same meaning given the term ``drug'' in section 201 of the 
Federal Food, Drug, and Cosmetic Act (21 U.S.C. 321) but does not 
include any item listed on the Commerce Control List in the Export 
Administration Regulations, 15 CFR part 774, supplement no. 1 (excluding 
items classified as EAR 99).
    (3) Medical device. For the purposes of this section, the term 
medical device has the meaning given the term ``device'' in section 201 
of the Federal Food, Drug, and Cosmetic Act (21 U.S.C. 321) but does not 
include any item listed on the Commerce Control List in the Export 
Administration Regulations, 15 CFR part 774, supplement no. 1 (excluding 
items classified as EAR 99).
    (f) Transition period. (1) Specific licenses issued prior to July 
26, 2001 authorizing the performance of executory contracts for the sale 
of agricultural commodities, medicine, or medical equipment shall remain 
in effect until the expiration date specified in the license or July 26, 
2002, whichever comes first. However, after July 26, 2001, new contracts 
for the exportation of agricultural commodities, medicine, or medical 
devices may be entered into only pursuant to the terms of, and as 
authorized by, this new part.
    (2) Specific licenses issued prior to July 26, 2001 authorizing the 
sale and exportation or reexportation of bulk agricultural commodities 
listed in Appendix A to 31 CFR parts 538 and 550 and Appendix B to 31 
CFR part 560 shall remain in effect solely to permit completion of 
performance of contracts already entered into prior to July 26, 2001 
pursuant to the license. As of July 26, 2001, new contracts for the 
exportation of bulk agricultural commodities may be entered into only 
pursuant to the terms of, and as authorized by, this part.

[66 FR 36692, July 12, 2001]



Sec. 560.531  [Reserved]



Sec. 560.532  Payment for and financing of exports and reexports of commercial commodities, medicine, and medical devices.

    (a) General license for payment terms. The following payment terms 
for sales of agricultural commodities and products, medicine, and 
medical equipment pursuant to Sec. Sec. 560.530 and 560.531 are 
authorized:
    (1) Payment of cash in advance;
    (2) Sales on open account, provided that the account receivable may 
not be transferred by the person extending the credit; or
    (3) Financing by third-country financial institutions that are 
neither United States persons nor Government of Iran entities. Such 
financing may be confirmed or advised by U.S. financial institutions.
    (b) Specific licenses for alternate payment terms. Specific licenses 
may be issued on a case-by-case basis for payment terms and trade 
financing not authorized by the general license in paragraph (a) of this 
section for sales pursuant to Sec. 560.530. Effective September 8, 
2006, specific licenses that have been or will be issued pursuant to 
this paragraph will not authorize any payment terms or trade financing 
involving Bank Saderat, except that, in the case of specific licenses 
that were being used before September 8, 2006 to obtain letters of 
credit issued by Bank Saderat, such letters of credit may continue to be 
performed according to their terms until March 7, 2007. See Sec. 
501.801(b) of this chapter for specific licensing procedures.

[[Page 318]]

    (c) No debits or credits to Iranian accounts on the books of U.S. 
depository institutions. Nothing in this section authorizes payment 
terms or trade financing involving a debit or credit to an account of a 
person located in Iran or of the Government of Iran maintained on the 
books of a U.S. depository institution.
    (d) Transfers through the U.S. financial system. Any payment 
relating to a transaction authorized in or pursuant to Sec. 560.530 or 
Sec. 560.533 that is routed through the U.S. financial system must 
reference the relevant Office of Foreign Assets Control license 
authorizing the payment to avoid the rejection of the transfer. See 
Sec. 560.516(c).
    (e) Notwithstanding any other provision of this part, no commercial 
exportation to Iran may be made with United States Government 
assistance, including United States foreign assistance, United States 
export assistance, and any United States credit or guarantees absent a 
Presidential waiver.

[64 FR 41793, Aug. 2, 1999, as amended at 64 FR 58791, Nov. 1, 1999; 66 
FR 36693, July 12, 2001; 70 FR 15584, Mar. 28, 2005; 71 FR 53570, Sept. 
12, 2006]



Sec. 560.533  Brokering sales of agricultural commodities, medicine, and medical devices.

    (a) General license for brokering sales by U.S. persons. United 
States persons are authorized to provide brokerage services on behalf of 
U.S. persons for the sale and exportation or reexportation by United 
States persons of agricultural commodities, medicine, and medical 
devices, provided that the sale and exportation or reexportation is 
authorized by a one-year license issued pursuant to Sec. 560.530.
    (b) Specific licensing for brokering sales by non-U.S. persons of 
bulk agricultural commodities. Specific licenses may be issued on a 
case-by-case basis to permit United States persons to provide brokerage 
services on behalf of non-United States, non-Iranian persons for the 
sale and exportation or reexportation of bulk agricultural commodities 
to the Government of Iran, entities in Iran or individuals in Iran. 
Specific licenses issued pursuant to this section will authorize the 
brokering only of sales that:
    (1) Are limited to the bulk agricultural commodities listed in 
appendix B to this part 560;
    (2) Are to purchasers permitted pursuant to Sec. 560.530;

    Note to Sec. 560.533 (b)(2): Requests for specific licenses to 
provide brokerage services under this paragraph must include all of the 
information described in Sec. 560.530(c).

    (3) Make any performance involving the exportation or reexportation 
of any goods, technology or services (including technical data, 
software, or information) that are subject to license application 
requirements of another Federal agency contingent upon the prior 
authorization of that agency. (For example, items classified EAR99 under 
the Export Administration Regulations, 15 CFR parts 730 through 774, may 
in certain instances require a license from the Department of Commerce, 
Bureau of Export Administration. See, e.g., 15 CFR 736.2(b)(5), 744.2 
through 744.4, 744.7, and 744.10; see also 22 CFR 123.9.)
    (c) No debits or credits to Iranian accounts on the books of U.S. 
depository institutions. Payment for any brokerage fee earned pursuant 
to this section may not involve a debit or credit to an account of a 
person located in Iran or of the Government of Iran maintained on the 
books of a U.S. depository institution.
    (d) Recordkeeping and reporting requirements. Attention is drawn to 
the recordkeeping, retention, and reporting requirements of Sec. Sec. 
501.601 and 501.602.

[64 FR 41793, Aug. 2, 1999, as amended at 64 FR 58791, Nov. 1, 1999; 66 
FR 36693, July 12, 2001]



Sec. 560.534  Importation into the United States of, and dealings in, certain foodstuffs and carpets authorized.

    (a) The importation into the United States, from Iran or a third 
country, of the following goods of Iranian-origin is authorized:
    (1) Foodstuffs intended for human consumption that are classified 
under chapters 2-23 of the Harmonized Tariff Schedule of the United 
States;
    (2) Carpets and other textile floor coverings and carpets used as 
wall hangings that are classified under chapter 57 or heading 
9706.00.0060 of the

[[Page 319]]

Harmonized Tariff Schedule of the United States.
    (b) United States persons, wherever located, are authorized to 
engage in transactions or dealings in or related to the categories of 
Iranian-origin goods described in paragraph (a) of this section, 
provided that the transaction or dealing does not involve or relate to 
goods, technology, or services for exportation, reexportation, sale, or 
supply, directly or indirectly, to Iran or the Government of Iran, other 
than services described in Sec. 560.405 (``Transactions incidental to a 
licensed transaction authorized'').
    (c) This section does not affect any open enforcement action 
initiated by the U.S. Government prior to April 28, 2000, or any 
seizure, forfeiture, penalty, or liquidated damages case that is 
considered closed in accordance with Customs or other agency 
regulations. This section also does not authorize the importation into 
the United States of goods that are under seizure or detention by U.S. 
Customs officials pursuant to Customs laws or other applicable 
provisions of law, until any applicable penalties, charges, duties, or 
other conditions are satisfied. This section does not authorize 
importation into the United States of goods for which forfeiture 
proceedings have commenced or of goods that have been forfeited to the 
U.S. Government, other than through Customs disposition by selling at 
auction.
    (d) Iranian accounts. Nothing in this section authorizes a debit or 
credit to an account of a person located in Iran or of the Government of 
Iran maintained on the books of a U.S. depository institution.
    (e) Examples. The following are examples of transactions permitted 
under this section:
    (1) A United States person living abroad is permitted to purchase or 
sell an Iranian-origin carpet, as long as the sale is not to Iran or the 
Government of Iran.
    (2) A United States person may process a documentary collection 
relating to the importation into the United States of Iranian-origin 
pistachios, but payment under the documentary collection may not involve 
the crediting of an account of a person located in Iran or of the 
Government of Iran maintained on the books of a U.S. depository 
institution.

[65 FR 25643, May 3, 2000]



Sec. 560.535  Letters of credit and brokering services relating to certain foodstuffs and carpets.

    (a) Purchases from Iran or the Government of Iran. United States 
depository institutions are authorized to issue letters of credit in 
favor of a beneficiary in Iran or the Government of Iran to pay for 
purchases from Iran or the Government of Iran of the categories of 
Iranian-origin goods described in Sec. 560.534(a), provided that such 
letters of credit are not advised, negotiated, paid, or confirmed by the 
Government of Iran.
    (b) Transactions or dealings in Iranian-origin goods other than 
purchases from Iran or the Government of Iran. United States depository 
institutions are authorized to issue, advise, negotiate, pay, or confirm 
letters of credit to pay for transactions in or related to the 
categories of Iranian-origin goods described in Sec. 560.534(a), other 
than purchases from Iran or the Government of Iran, provided that such 
letters of credit are not issued, advised, negotiated, paid, or 
confirmed by the Government of Iran.
    (c) Brokering. United States persons, wherever located, are 
authorized to act as brokers for the purchase or sale of the categories 
of Iranian-origin goods described in Sec. 560.534(a), provided that the 
goods are not for exportation, reexportation, sale, or supply, directly 
or indirectly, to Iran or the Government of Iran.
    (d) Iranian accounts. Nothing in this section authorizes a debit or 
credit to an account of a person located in Iran or of the Government of 
Iran maintained on the books of a U.S. depository institution.
    (e) Examples. The following are examples of transactions permitted 
under this section:
    (1) A United States depository institution may issue a letter of 
credit in favor of a person in Iran to finance the importation into the 
United States of Iranian-origin caviar; the letter of credit may be 
confirmed by a third-country bank that is not included

[[Page 320]]

within the definition of the term Government of Iran.
    (2) A United States depository institution may advise or confirm a 
letter of credit issued by a third-country bank that is not included 
within the definition of the term Government of Iran to finance the 
purchase from a third country of Iranian-origin carpets by a U.S. person 
or third-country national.
    (3) A United States person may broker the sale of Iranian-origin 
carpets from Iran to a third-country national located outside Iran.
    (4) A bank that is owned or controlled by the Government of Iran may 
forward letter of credit documents, strictly on a documentary collection 
basis, either directly to a United States depository institution or to a 
third country bank that is not included within the definition of the 
term Government of Iran and that is party to a letter of credit issued 
by a United States depository institution. The Iranian bank may not, 
however, send the documents on an ``approval'' basis, since it is not 
and cannot be party to the letter of credit.

    Note to Sec. 560.535: See Sec. Sec. 560.304 and 560.313 for 
information relating to individuals and entities that are included 
within the definition of the term Government of Iran. Some entities 
meeting this definition are listed in appendix A to this part. See also 
Sec. 560.516 for information relating to authorized transfers to Iran 
by U.S. depository institutions relating to licensed transactions.

[65 FR 25643, May 3, 2000]



Sec. 560.536  Humanitarian activities in and around Iraq.

    (a) A nongovernmental organization specifically licensed pursuant to 
31 CFR part 575 or otherwise authorized pursuant to 31 CFR 575.527 to 
conduct certain humanitarian activities in and around Iraq is authorized 
to conduct activities in Iran that are directly incidental and essential 
to its authorized humanitarian activities in and around Iraq, subject to 
all conditions and restrictions imposed on the organization pursuant to 
31 CFR 575.527 and the terms of its license or registration. This 
section does not authorize the actual provision of humanitarian support 
in Iran.
    (b) No exportations or re-exportations of goods or technology, 
whether U.S. or foreign origin, to Iran are permitted pursuant to this 
section, except for articles, such as food, clothing, and medicine, 
intended to be used to relieve human suffering or items intended for 
temporary use, as personal baggage, by representatives of the authorized 
nongovernmental organization, provided that:
    (1) Any such goods or technology are not of the type controlled 
under the Department of Commerce's Export Administration Regulations for 
exportation or re-exportation to Iran or controlled on the United States 
Munitions List, and
    (2) Any such personal items are either consumed by representatives 
of that organization during the visit or removed from Iran at the end of 
each visit.
    (c) This section does not authorize the shipment or transshipment of 
goods or technology, whether U.S. or foreign origin, from Iran to any 
other country, including Iraq, except for the shipment or transshipment 
to Iraq of articles, such as food, clothing, and medicine, intended to 
be used to relieve human suffering. Nongovernmental organizations that 
wish to transport other types of goods or technology from Iran to Iraq 
must apply for specific authorization from the Office of Foreign Assets 
Control pursuant to Sec. 501.801(b), 31 CFR chapter V.
    (d) U.S. financial institutions are authorized to engage in funds 
transfers in connection with transactions authorized pursuant to this 
section consistent with the provisions of 31 CFR 560.516.
    (e) Nongovernmental organizations conducting transactions under this 
section based on a specific license or a registration issued pursuant to 
31 CFR part 575 must reference their license or registration number on 
all payments and funds transfers and on all related documentation.

[68 FR 11742, Mar. 12, 2003]



Sec. 560.537  Authorization of certain survey or assessment missions in Iran.

    (a) Subject to the conditions of paragraphs (b), (c), and (d) of 
this section,

[[Page 321]]

nongovernmental organizations are authorized to conduct survey or 
assessment missions in Iran related to the planning or preparation for 
the provision of humanitarian support to the Iraqi people. This section 
does not authorize the actual provision of such humanitarian support in 
Iran.
    (b) The authorization of paragraph (a) of this section is available 
only to the following types of nongovernmental organizations:
    (1) Nongovernmental organizations registered pursuant to 31 CFR 
575.527; or
    (2) Nongovernmental organizations that have been issued specific 
licenses under 31 CFR part 575 to carry out humanitarian activities in 
Iraq, but not including organizations that have been issued specific 
licenses solely to export goods to Iraq.
    (c) This section does not authorize nongovernmental organizations to 
open offices or to establish permanent facilities of any kind or to 
purchase any goods, services, or technology in Iran of any kind, except 
those described in paragraph (d)(3) of this section.
    (d) The authorization of this section is subject to the following 
conditions:
    (1) U.S. financial institutions are authorized to engage in funds 
transfers in connection with transactions authorized pursuant to this 
section consistent with the provisions of 31 CFR 560.516.
    (2) Nongovernmental organizations conducting transactions under this 
section based on a specific license or a registration issued pursuant to 
31 CFR part 575 must reference their license or registration number on 
all payments and funds transfers and on all related documentation.
    (3) Any funds transferred to Iran pursuant to this section may be 
used only for the purchase of services and goods necessary and essential 
to the conduct of the assessment mission and, whether U.S. or foreign 
origin, not of the type controlled under the Department of Commerce's 
Export Administration Regulations for exportation or re-exportation to 
Iran or controlled on the United States Munitions List.
    (4)(i) No exportations or re-exportations of goods or technology, 
whether U.S. or foreign origin, to Iran are permitted pursuant to this 
section, except for those items intended for temporary use, as personal 
baggage, by mission representatives, provided that such items are either 
consumed by mission representatives during the visit or removed from 
Iran at the end of each visit, and further provided that any such 
personal items are not of the type controlled under the Department of 
Commerce's Export Administration Regulations for exportation or re-
exportation to Iran or controlled on the United States Munitions List.
    (ii) Nongovernmental organizations that wish to export or re-export 
goods or technology to Iran, beyond personal baggage items described in 
paragraph (d)(4)(i) of this section, as part of a survey or assessment 
mission must apply for specific authorization from the Office of Foreign 
Assets Control pursuant to Sec. 501.801(b), 31 CFR chapter V.
    (5) Nongovernmental organizations acting under this section shall 
take adequate measures to prevent any items authorized for exportation, 
re-exportation, or local purchase from being obtained or acquired by the 
Government of Iran.

[68 FR 11743, Mar. 12, 2003]



Sec. 560.538  Authorized transactions necessary and ordinarily incident to publishing.

    (a) To the extent that such activities are not exempt from this 
part, and subject to the restrictions set forth in paragraphs (b) 
through (d) of this section, U.S. persons are authorized to engage in 
all transactions necessary and ordinarily incident to the publishing and 
marketing of manuscripts, books, journals, and newspapers in paper or 
electronic format (collectively, ``written publications''). This section 
does not apply if the parties to the transactions described in this 
paragraph include the Government of Iran. For the purposes of this 
section, the term ``Government of Iran'' includes the state and the 
Government of Iran, as well as any political subdivision, agency, or 
instrumentality thereof, which includes the Central Bank of Islamic 
Republic of Iran, and any person acting or purporting to act directly or 
indirectly on behalf of any of the foregoing

[[Page 322]]

with respect to the transactions described in this paragraph. For the 
purposes of this section, the term ``Government of Iran'' does not 
include any academic and research institutions and their personnel. 
Pursuant to this section, the following activities are authorized, 
provided that U.S. persons ensure that they are not engaging, without 
separate authorization, in the activities identified in paragraphs (b) 
through (d) of this section:
    (1) Commissioning and making advance payments for identifiable 
written publications not yet in existence, to the extent consistent with 
industry practice;
    (2) Collaborating on the creation and enhancement of written 
publications;
    (3)(i) Augmenting written publications through the addition of items 
such as photographs, artwork, translation, explanatory text, and, for a 
written publication in electronic format, the addition of embedded 
software necessary for reading, browsing, navigating, or searching the 
written publication;
    (ii) Exporting embedded software necessary for reading, browsing, 
navigating, or searching a written publication in electronic format, 
provided that the software is classified as ``EAR 99'' under the Export 
Administration Regulations, 15 CFR parts 730 through 774 (the ``EAR''), 
or is not subject to the EAR;
    (4) Substantive editing of written publications;
    (5) Payment of royalties for written publications;
    (6) Creating or undertaking a marketing campaign to promote a 
written publication; and
    (7) Other transactions necessary and ordinarily incident to the 
publishing and marketing of written publications as described in this 
paragraph (a).
    (b) This section does not authorize transactions involving the 
provision of goods or services not necessary and ordinarily incident to 
the publishing and marketing of written publications as described in 
paragraph (a) of this section. For example, this section does not 
authorize U.S. persons:
    (1) To provide or receive individualized or customized services 
(including, but not limited to, accounting, legal, design, or consulting 
services), other than those necessary and ordinarily incident to the 
publishing and marketing of written publications, even though such 
individualized or customized services are delivered through the use of 
information and informational materials;
    (2) To create or undertake for any person a marketing campaign with 
respect to any service or product other than a written publication, or 
to create or undertake a marketing campaign of any kind for the benefit 
of the Government of Iran;
    (3) To engage in the exportation or importation of goods to or from 
Iran other than the exportation of embedded software described in 
paragraph (a)(3)(ii); or
    (4) To operate a publishing house, sales outlet, or other office in 
Iran.
    Note to paragraph (b): The importation from Iran and the exportation 
to Iran of information or informational materials, as defined in Sec. 
560.315, whether commercial or otherwise, regardless of format or medium 
of transmission, are exempt from the prohibitions and regulations of 
this part. See Sec. 560.210(c).
    (c) This section does not authorize U.S. persons to engage the 
services of publishing houses or translators in Iran unless such 
activity is primarily for the dissemination of written publications in 
Iran.
    (d) This section does not authorize:
    (1) The exportation from or importation into the United States of 
services for the development, production, or design of software;
    (2) Transactions for the development, production, design, or 
marketing of technology specifically controlled by the International 
Traffic in Arms Regulations, 22 CFR parts 120 through 130 (the 
``ITAR''), the EAR, or the Department of Energy Regulations set forth at 
10 CFR part 810.
    (3) The exportation of information or technology subject to the 
authorization requirements of 10 CFR part 810, or Restricted Data as 
defined in section 11 y. of the Atomic Energy Act of 1954, as amended, 
or of other information, data, or technology the release of which is 
controlled under the Atomic Energy Act and regulations therein;
    (4) The exportation of any item (including information) subject to 
the

[[Page 323]]

EAR where a U.S. person knows or has reason to know that the item will 
be used, directly or indirectly, with respect to certain nuclear, 
missile, chemical, or biological weapons or nuclear-maritime end-uses as 
set forth in part 744 of the EAR. In addition, U.S. persons are 
precluded from exporting any item subject to the EAR to certain 
restricted end-users, as set forth in part 744 of the EAR, as well as 
certain persons whose export privileges have been denied pursuant to 
parts 764 or 766 of the EAR, without authorization from the Department 
of Commerce; or
    (5) The exportation of information subject to licensing requirements 
under the ITAR or exchanges of information that are subject to 
regulation by other government agencies.

[72 FR 50051, Aug. 30, 2007]



Sec. 560.539  Official activities of certain international organizations.

    (a) General License. Except as provided in paragraph (b) of this 
section, the performance of transactions for the conduct of the official 
business of the United Nations, the World Bank, the International 
Monetary Fund, the International Atomic Energy Agency, the International 
Labor Organization or the World Health Organization in or involving Iran 
by U.S. persons who are employees or contractors thereof is hereby 
authorized. Authorized transactions include, but are not limited to:
    (1) The provision of services involving Iran necessary for carrying 
out the official business;
    (2) Purchasing Iranian-origin goods and services for use in carrying 
out the official business;
    (3) Leasing office space and securing related goods and services;
    (4) Funds transfers to or from accounts of the international 
organizations covered in this paragraph, provided that funds transfers 
to or from Iran are not routed through an account of an Iranian bank on 
the books of a U.S. financial institution; and
    (5) The operation of accounts for employees and contractors located 
in Iran who are described in this paragraph. Transactions conducted 
through these accounts must be solely for the employee's or contractor's 
personal use and not for any commercial purposes in or involving Iran. 
Any funds transfers to or from an Iranian bank must be routed through a 
third-country bank that is not a U.S. person.
    (b) Limitations. This section does not authorize:
    (1) the exportation from the United States to Iran of any goods or 
technology listed on the Commerce Control List in the Export 
Administration Regulations, 15 CFR part 774, supplement No. 1 (CCL);
    (2) the reexportation to Iran of any U.S.-origin goods or technology 
listed on the CCL; or
    (3) the exportation or reexportation from the United States or by a 
U.S. person, wherever located, to Iran of any services not necessary and 
ordinarily incident to the official business in Iran. Such transactions 
require separate authorization from OFAC.

    Note to paragraph (b): The CCL includes items such as laptops, 
personal computers, cell phones, personal digital assistants and other 
wireless handheld devices/blackberries, and other similar items. The 
exportation of these items to Iran, even on a temporary basis, is 
prohibited, unless specifically authorized in a license issued pursuant 
to this part in a manner consistent with the Iran-Iraq Arms 
Nonproliferation Act of 1992 and other relevant law.

    (c) Other requirements. The general license set forth in this 
section shall not operate to relieve any persons authorized hereunder 
from compliance with any other U.S. legal requirements applicable to the 
transactions authorized pursuant to paragraph (a) of this section.

[71 FR 48796, Aug. 22, 2006]



                            Subpart F_Reports



Sec. 560.601  Records and reports.

    For provisions relating to records and reports, see subpart C of 
part 501 of this chapter.

[62 FR 45109, Aug. 25, 1997]



Sec. 560.602  [Reserved]



Sec. 560.603  Reports on oil transactions engaged in by foreign affiliates.

    (a) Requirement for reports. A report must be filed with the Office 
of Foreign Assets Control with respect to each

[[Page 324]]

foreign affiliate of a United States person that engaged in a reportable 
transaction, as defined in paragraph (b) of this section, during the 
calendar quarter. Reports are due within 60 days after the end of each 
calendar quarter.
    (b) Definitions. For purposes of this section:
    (1) The term reportable transaction means any purchase, sale, or 
swap of Iranian-origin crude oil or natural gas. For purposes of this 
paragraph (b), a purchase, sale, or swap is deemed to have occurred as 
of the date of the bill of lading used in connection with such 
transaction.
    (2) The term foreign affiliate means a person or entity other than a 
United States person (see Sec. 560.314) which is organized or located 
outside the United States and which is owned or controlled by a United 
States person or persons.
    (c) Who must report. A United States person must file a report with 
respect to each foreign affiliate owned or controlled by it which 
engaged in a reportable transaction or transactions during the calendar 
quarter. For the calendar quarter beginning October 1, 1996, and all 
subsequent quarters, a United States person must file a report only as 
to each foreign affiliate owned or controlled by it which engaged in a 
reportable transaction or transactions totaling $1,000,000 or more 
during the calendar quarter. A single United States entity within a 
consolidated or affiliated group may be designated to report on each 
foreign affiliate of the United States members of the group. Such 
centralized reporting may be done by the United States person who owns 
or controls, or has been delegated authority to file on behalf of, the 
remaining United States persons in the group.
    (d) What must be reported. (1) Part I of the report must provide the 
name, address, and principal place of business of the United States 
person; its place of incorporation or organization if an entity; and the 
name, title, and telephone number of the individual to contact 
concerning the report.
    (2) Part II of the report must provide, with respect to the foreign 
affiliate, its name and address; the type of entity, e.g., corporation, 
partnership, limited liability company; the country of its incorporation 
or organization; and its principal place of business.
    (3) Part III of the report must include the following information 
with respect to each reportable transaction (a separate Part III must be 
submitted for each reportable transaction):
    (i) The nature of the transaction, e.g., purchase, sale, swap;
    (ii) A description of the product involved;
    (iii) The name of the Iranian or third country party or parties 
involved in the transaction;
    (iv) The currency and amount of the transaction, and corresponding 
United States dollar value of the transaction if not denominated in 
United States dollars.
    (e) Where to report. Reports must be filed with the Compliance 
Programs Division, Office of Foreign Assets Control, Department of the 
Treasury, 1500 Pennsylvania Avenue, NW--Annex, Washington, DC 20220. 
Reports may be submitted by facsimile transmission at 202/622-1657. A 
copy must be retained for the reporter's records.
    (f) Whom to contact. Blocked Assets Division, Office of Foreign 
Assets Control, Department of the Treasury, 1500 Pennsylvania Avenue, 
NW.--Annex, Washington, DC 20220; telephone: 202/622-2440.

[63 FR 62941, Nov. 10, 1998]



                           Subpart G_Penalties



Sec. 560.701  Penalties.

    (a) Attention is directed to section 206 of the International 
Emergency Economic Powers Act (the ``Act'') (50 U.S.C. 1705), which is 
applicable to violations of the provisions of any license, ruling, 
regulation, order, direction or instruction issued by or pursuant to the 
direction or authorization of the Secretary of the Treasury pursuant to 
this part or otherwise under the Act.
    (1) A civil penalty not to exceed the amount set forth in Section 
206 of the Act may be imposed on any person who violates, attempts to 
violate, conspires to violate, or causes a violation of any license, 
order, regulation, or prohibition issued under the Act.


[[Page 325]]


    Note to paragraph (a)(1) of Sec. 560.701: As of June 10, 2008, the 
Act provides for a maximum civil penalty not to exceed the greater of 
$250,000 or an amount that is twice the amount of the transaction that 
is the basis of the violation with respect to which the penalty is 
imposed.

    (2) A person who willfully commits, willfully attempts to commit, or 
willfully conspires to commit, or aids or abets in the commission of a 
violation of any license, order, regulation, or prohibition shall, upon 
conviction, be fined not more than $1,000,000, or if a natural person, 
may be imprisoned for not more than 20 years, or both.
    (b) Adjustments to penalty amounts. (1) The civil penalties provided 
in the Act are subject to adjustment pursuant to the Federal Civil 
Penalties Inflation Adjustment Act of 1990 (Pub. L. 101-410, as amended, 
28 U.S.C. 2461 note).
    (2) The criminal penalties provided in the Act are subject to 
adjustment pursuant to 18 U.S.C. 3571.
    (c) Attention is also directed to 18 U.S.C. 1001, which provides 
that whoever, in any matter within the jurisdiction of any department or 
agency of the United States, knowingly and willfully falsifies, conceals 
or covers up by any trick, scheme, or device a material fact, or makes 
any false, fictitious or fraudulent statement or representation or makes 
or uses any false writing or document knowing the same to contain any 
false, fictitious or fraudulent statement or entry, shall be fined under 
title 18, United States Code, or imprisoned not more than five years, or 
both.
    (d) Attention is directed to 18 U.S.C. 2332d, as added by Public Law 
104-132, section 321, which provides that, except as provided in 
regulations issued by the Secretary of the Treasury, in consultation 
with the Secretary of State, a U.S. person, knowing or having reasonable 
cause to know that a country is designated under section 6(j) of the 
Export Administration Act, 50 U.S.C. App. 2405, as a country supporting 
international terrorism, engages in a financial transaction with the 
government of that country, shall be fined under title 18, United States 
Code, or imprisoned for not more than 10 years, or both.
    (e) Violations of this part may also be subject to relevant 
provisions of the Customs laws and other applicable laws.

[60 FR 47063, Sept. 11, 1995, as amended at 61 FR 43461, Aug. 23, 1996; 
61 FR 54939, Oct. 23, 1996; 62 FR 45109, Aug. 25, 1997; 71 FR 29253, May 
22, 2006; 73 FR 32654, June 10, 2008]



Sec. 560.702  Detention of shipments.

    Import shipments into the United States of Iranian-origin goods in 
violation of Sec. 560.201 and export shipments from the United States 
of goods destined for Iran in violation of Sec. 560.202 or 560.204 
shall be detained. No such import, export, or reexport will be permitted 
to proceed, except as specifically authorized by the Secretary of the 
Treasury. Unless licensed, such shipments are subject to penalty or 
seizure and forfeiture action, under the Customs laws or other 
applicable provisions of law, depending on the circumstances.



Sec. 560.703  Prepenalty notice.

    (a) When required. If the Director of the Office of Foreign Assets 
Control has reasonable cause to believe that there has occurred a 
violation of any provision of this part or a violation of the provisions 
of any license, ruling, regulation, order, direction or instruction 
issued by or pursuant to the direction or authorization of the Secretary 
of the Treasury pursuant to this part or otherwise under the 
International Emergency Economic Powers Act, and the Director determines 
that further proceedings are warranted, he may issue to the person 
concerned a notice of his intent to impose a monetary penalty. The 
prepenalty notice may be issued whether or not another agency has taken 
any action with respect to this matter.
    (b) Contents--(1) Facts of violation. The prepenalty notice will 
describe the violation, specify the laws and regulations allegedly 
violated, and state the amount of the proposed monetary penalty.
    (2) Right to make presentations. The prepenalty notice also shall 
inform the person of his right to make a written presentation within 30 
days of mailing of the notice as to why a monetary penalty should not be 
imposed, or, if imposed, why it should be in a lesser amount than 
proposed.

[[Page 326]]



Sec. 560.704  Presentation responding to prepenalty notice.

    (a) Time within which to respond. The named person shall have 30 
days from the date of mailing of the prepenalty notice to make a written 
presentation to the Director.
    (b) Form and contents of the written presentation. The written 
presentation need not be in any particular form, but shall contain 
information sufficient to indicate that it is in response to the 
prepenalty notice. It should contain responses to the allegations in the 
prepenalty notice and set forth the reasons why the person believes the 
penalty should not be imposed or, if imposed, why it should be in a 
lesser amount than proposed.



Sec. 560.705  Penalty notice.

    (a) No violation. If, after considering any presentations made in 
response to the prepenalty notice and any relevant facts, the Director 
determines that there was no violation by the person named in the 
prepenalty notice, he shall promptly notify the person in writing of the 
determination and that no monetary penalty will be imposed.
    (b) Violation. If, after considering any presentations made in 
response to the prepenalty notice, the Director determines that there 
was a violation by the person named in the prepenalty notice, he may 
issue a written notice of the imposition of the monetary penalty to that 
person.



Sec. 560.706  Referral for administrative collection measures or to United States Department of Justice.

    In the event that the person named does not pay the penalty imposed 
pursuant to this part or make payment arrangements acceptable to the 
Director within 30 days of the mailing of the written notice of the 
imposition of the penalty, the matter may be referred for administrative 
collection measures or to the United States Department of Justice for 
appropriate action to recover the penalty in a civil suit in a Federal 
district court.



                          Subpart H_Procedures



Sec. 560.801  Procedures.

    For license application procedures and procedures relating to 
amendments, modifications, or revocations of licenses; administrative 
decisions; rulemaking; and requests for documents pursuant to the 
Freedom of Information and Privacy Acts (5 U.S.C. 552 and 552a), see 
part 501, subpart E, of this chapter.

[62 FR 45109, Aug. 25, 1997, as amended at 68 FR 53659, Sept. 11, 2003]



Sec. 560.802  Delegation by the Secretary of the Treasury.

    Any action which the Secretary of the Treasury is authorized to take 
pursuant to Executive Order 12613, Executive Order 12957, Executive 
Order 12959, and any further Executive orders relating to the national 
emergency declared in Executive Order 12957 may be taken by the 
Director, Office of Foreign Assets Control, or by any other person to 
whom the Secretary of the Treasury has delegated authority so to act.

[60 FR 47063, Sept. 11, 1995. Redesignated at 62 FR 45109, Aug. 25, 
1997]



Sec. 560.803  Customs procedures: Goods specified in Sec. 560.201.

    (a) With respect to goods specified in Sec. 560.201, and not 
otherwise licensed or excepted from the scope of that section, 
appropriate Customs officers shall not accept or allow any:
    (1) Entry for consumption or warehouse (including any appraisement 
entry, any entry of goods imported in the mails, regardless of value, 
and any informal entries);
    (2) Entry for immediate exportation;
    (3) Entry for transportation and exportation;
    (4) Withdrawal from warehouse;
    (5) Admission, entry, transfer or withdrawal to or from a foreign 
trade zone; or
    (6) Manipulation or manufacture in a warehouse or in a foreign trade 
zone.
    (b) Customs officers may accept or allow the importation of Iranian-
origin goods under the procedures listed in paragraph (a) if:
    (1) A specific license pursuant to this part is presented; or

[[Page 327]]

    (2) Instructions authorizing the transaction are received from the 
Office of Foreign Assets Control.
    (c) Whenever a specific license is presented to an appropriate 
Customs officer in accordance with this section, one additional legible 
copy of the entry, withdrawal or other appropriate document with respect 
to the merchandise involved must be filed with the appropriate Customs 
officers at the port where the transaction is to take place. Each copy 
of any such entry, withdrawal or other appropriate document, including 
the additional copy, must bear plainly on its face the number of the 
license pursuant to which it is filed. The original copy of the specific 
license must be presented to the appropriate Customs officers in respect 
of each such transaction and must bear a notation in ink by the licensee 
or person presenting the license showing the description, quantity and 
value of the merchandise to be entered, withdrawn or otherwise dealt 
with. This notation must be so placed and so written that there will 
exist no possibility of confusing it with anything placed on the license 
at the time of its issuance. If the license in fact authorizes the 
entry, withdrawal, or other transaction with regard to the merchandise, 
the appropriate Customs officer, or other authorized Customs employee, 
shall verify the notation by signing or initialing it after first 
assuring himself that it accurately describes the merchandise it 
purports to represent. The license shall thereafter be returned to the 
person presenting it and the additional copy of the entry, withdrawal or 
other appropriate document shall be forwarded by the appropriate Customs 
officer to the Office of Foreign Assets Control.
    (d) If it is unclear whether an entry, withdrawal or other action 
affected by this section requires a specific license from the Office of 
Foreign Assets Control, the appropriate Customs officer may withhold any 
action thereon and shall advise such person to communicate directly with 
the Office of Foreign Assets Control to request that instructions be 
sent to the Customs officer to authorize him to take action with regard 
thereto.

[60 FR 47063, Sept. 11, 1995. Redesignated at 62 FR 45109, Aug. 25, 
1997]



                    Subpart I_Paperwork Reduction Act



Sec. 560.901  Paperwork Reduction Act notice.

    The specific information collection requirements in Sec. 560.603 
have been approved by the Office of Management and Budget (``OMB'') 
under the Paperwork Reduction Act (44 U.S.C. 3507(j)) and assigned 
control number 1505-0106. For approval by OMB under the Paperwork 
Reduction Act of information collections relating to recordkeeping and 
reporting requirements, to licensing procedures (including those 
pursuant to statements of licensing policy), and to other procedures, 
see Sec. 501.901 of this chapter. An agency may not conduct or sponsor, 
and a person is not required to respond to, a collection of information 
unless it displays a valid control number assigned by OMB.

[62 FR 45109, Aug. 25, 1997]



  Sec. Appendix A to Part 560--Financial Institutions Determined To Be 

              Owned or Controlled by the Government of Iran

    This appendix lists financial institutions determined by the Office 
of Foreign Assets Control to be entities owned or controlled by the 
Government of Iran within the meaning of Sec. 560.313. The names and 
addresses represent the most complete list available at this time. 
Unless otherwise indicated, the financial institutions listed below are 
considered to be entities owned or controlled by the Government of Iran 
when they operate, not only from the locations listed below, but also 
from any other location. The names and addresses are subject to change, 
and the Office of Foreign Assets Control will update the list as needed.

1. AGRICULTURAL COOPERATIVE BANK OF IRAN (a.k.a. BANK TAAVON KESHAVARZI 
          IRAN), No. 129 Patrice Lumumba Street, Jalal-Al-Ahmad 
          Expressway, P.O. Box 14155/6395, Tehran, Iran
2. AGRICULTURAL DEVELOPMENT BANK OF IRAN (a.k.a. BANK JOSIAIYI 
          KESHAHVARZI), Farahzad Expressway, Tehran, Iran

[[Page 328]]

3. BANK JOSIAIYI KESHAHVARZI (a.k.a. AGRICULTURAL DEVELOPMENT BANK OF 
          IRAN), Farahzad Expressway, Tehran, Iran
4. BANK MARKAZI JOMHOURI ISLAMI IRAN (a.k.a. THE CENTRAL BANK OF IRAN), 
          Ferdowsi Avenue, P.O. Box 11365-8551, Tehran, Iran
5. BANK MASKAN (a.k.a. HOUSING BANK (of Iran)), Ferdowsi St., Tehran, 
          Iran
6. BANK MELLAT, Park Shahr, Varzesh Avenue, P.O. Box 11365/5964, Tehran, 
          Iran, and all offices worldwide, including, but not limited 
          to:
a. BANK MELLAT (Branch), Ziya Gokalp Bulvari No. 12, Kizilay, Ankara, 
          Turkey
b. BANK MELLAT (Branch), Binbir Cicek Sokak, Buyukdere Caddesi, P.O. Box 
          67, Levant, Istanbul, Turkey
c. BANK MELLAT (Branch), 48 Gresham Street, London EC2V 7AX, England
7. BANK MELLI, P.O. Box 11365-171, Ferdowsi Avenue, Tehran, Iran, and 
          all offices worldwide, including, but not limited to:
a. BANK MELLI (Branch), 4 Moorgate, London EC2R 6AL, England
b. BANK MELLI (Branch), Schadowplatz 12, 4000 Dusseldorf 1, Germany
c. BANK MELLI (Branch), Friedenstrasse 4, P.O. Box 160 154, 6000 
          Frankfurt am Main, Germany
d. BANK MELLI (Branch), P.O. Box 112129, Holzbruecke 2, 2000 Hamburg 11, 
          Germany
e. BANK MELLI (Branch), Odeonsplatz 18, 8000 Munich 22, Germany
f. BANK MELLI (Branch), 43 Avenue Montaigne, 75008 Paris, France
g. BANK MELLI (Branch), 601 Gloucester Tower, The Landmark, 11 Pedder 
          Street, P.O. Box 720, Hong Kong
h. BANK MELLI (Representative Office), 333 New Tokyo Building, 3-1 
          Marunouchi, 3-chome, Chiyoda-ku, Tokyo, Japan
i. BANK MELLI (Representative Office), 818 Wilshire Boulevard, Los 
          Angeles, California 90017, U.S.A
j. BANK MELLI (Representative Office), 767 Fifth Avenue, 44th Floor, New 
          York, New York 10153, U.S.A
k. BANK MELLI (Representative Office), Smolensky Boulevard 22/14, Kv. 
          S., Moscow, Russia
l. BANK MELLI (Branch), Flat No. 1, First Floor, 8 Al Sad El-Aaly, 
          Dokki, P.O. Box 2654, Cairo, Egypt
m. BANK MELLI (Branch), Ben Yas Street, P.O. Box No. 1894, Riga Deira, 
          Dubai, U.A.E
n. BANK MELLI (Branch), P.O. Box 2656, Shaikha Maryam Building, Liwa 
          Street, Abu Dhabi, U.A.E
o. BANK MELLI (Branch), B.P.O. Box 1888, Clock Tower, Industrial Road, 
          Al-Ain Club Building in from Emertel Al Ain, Al Ain, Abu 
          Dhabi, U.A.E
p. BANK MELLI (Branch), P.O. Box 1894, Riqa, Ban Yas Street, Deira, 
          Dubai, U.A.E
q. BANK MELLI (Branch), Mohd-Habib Building, Al-Fahidi Street, P.O. Box 
          3093, Bur Dubai, Dubai, U.A.E
r. BANK MELLI (Branch), P.O. Box 248, Fujairah, U.A.E
s. BANK MELLI (Branch), Sami Sagar Building Oman Street Al-Nakheel, P.O. 
          Box 5270, Ras-Al Khaimah, U.A.E
t. BANK MELLI (Branch), P.O. Box 459, Al Bory Street, Sharjah, U.A.E.
u. BANK MELLI (Branch), P.O. Box 785, Government Road, Shaikh Mubarak 
          Building, Manama, Bahrain
v. BANK MELLI (Branch), P.O. Box 23309, Shaikh Salman Street, Road No. 
          1129, Muharraq 211, Bahrain
w. BANK MELLI (Branch), P.O. Box 5643, Mossa Abdul Rehman Hassan 
          Building, 238 Al Burj St., Ruwi, Muscat, Oman
8. BANK OF INDUSTRY AND MINE (of Iran) (a.k.a. BANK SANAT VA MADAN), 
          Hafez Avenue, P.O. Box 11365/4978, Tehran, Iran
9. BANK REFAH KARGARAN (a.k.a. WORKERS WELFARE BANK (of Iran)), 
          Moffettah No. 125, P.O. Box 15815 1866, Tehran, Iran
10. BANK SADERAT IRAN, Bank Saderat Tower, P.O. Box 15745-631, Somayeh 
          Street, Tehran, Iran, and all offices worldwide, including, 
          but not limited to:
a. BANK SADERAT IRAN (Branch), Hamdam Street, Airport Road Intersection, 
          P.O. Box 700, Abu Dhabi, U.A.E
b. BANK SADERAT IRAN (Branch), Al-Am Road, P.O. Box 1140, Al Ein, Abu 
          Dhabi, U.A.E
c. BANK SADERAT IRAN (Branch), Liwara Street, P.O. Box 16, Ajman, U.A.E
d. BANK SADERAT IRAN (Branch), 3rd Floor Dom Dasaf Building, Mejloka 
          Street 7A, Ashkhabad, Turkmenistan
e. BANK SADERAT IRAN (Branch), 25-29 Panepistimiou Street, P.O. Box 
          4308, GR-10210, Athens 10672, Greece
f. BANK SADERAT IRAN (Branch), Imam Ali Street, Sahat Yaghi, Ras Elain-
          Alektisad Building 2nd Floor, Baalbeck, Lebanon
g. BANK SADERAT IRAN (Branch and Offshore Banking Unit), 106 Government 
          Road, P.O. Box 825, Manama Town 316, Bahrain
h. BANK SADERAT IRAN (Branch), Hamra Pavillion Street, Savvagh and 
          Daaboul Building 1st Floor, P.O. Box 113-6717, Beirut, Lebanon
i. BANK SADERAT IRAN (Branch), Alghobairi Boulevard, Beirut, Lebanon
j. BANK SADERAT IRAN (Branch), 28 Sherif Street, P.O. Box 462, Cairo, 
          Egypt
k. BANK SADERAT IRAN (Branch), Old Ben-Ghanem Street (next to God 
          Market), P.O. Box 2256, Doha, Qatar

[[Page 329]]

l. BANK SADERAT IRAN (Branch), Almaktoum Road, P.O. Box 4182, Deira, 
          Dubai, U.A.E
m. BANK SADERAT IRAN (Branch), Bazar Murshid, P.O. Box 4182, Deira, 
          Dubai, U.A.E
n. BANK SADERAT IRAN (Branch), Alfahid Road, P.O. Box 4182, Bur Dubai, 
          Dubai, U.A.E
o. BANK SADERAT IRAN (Branch), Sherea Shekikh Zayad Street, P.O. Box 55, 
          Fujairah, U.A.E
p. BANK SADERAT IRAN (Branch), Wilhelm Leuschner Strasse 41, P.O. Box 
          160151, W-6000 Frankfurt am Main, Germany
q. BANK SADERAT IRAN (Branch), P.O. Box 112227, Hopfenhof Passage, 
          Kleiner Bustah 6-10, W-2000 Hamburg 11, Germany
r. BANK SADERAT IRAN (Branch), Lothbury, London EC2R 7HD, England
s. BANK SADERAT IRAN (Representative Office), 707 Wilshire Boulevard, 
          Suite 4880, Los Angeles, California 90017, U.S.A
t. BANK SADERAT IRAN (Representative Office), 55 East 59th Street, 16th 
          Floor, New York, New York 10022, U.S.A.
u. BANK SADERAT IRAN (Branch), P.O. Box 4269, Mutrah, Muscat, Oman
v. BANK SADERAT IRAN (Branch), 16 Rue de la Paix, Paris 2eme, 75002 
          Paris, France
w. BANK SADERAT IRAN (Branch), Alaroba Road, P.O. Box 316, Sharjah, 
          U.A.E
11. BANK SANAT VA MADAN (a.k.a. BANK OF INDUSTRY AND MINE (of Iran)), 
          Hafez Avenue, P.O. Box 11365/4978, Tehran, Iran
12. BANK SEPAH, Emam Khomeini Square, P.O. Box 11364, Tehran, Iran, and 
          all offices worldwide, including, but not limited to:
a. BANK SEPAH (Branch), Muenchener Strasse 49, P.O. Box 10 03 47, W-6000 
          Frankfurt am Main 1, Germany
b. BANK SEPAH (Branch), 5/7 Eastcheap, EC3M 1JT London, England
c. BANK SEPAH (Representative Office), 650 Fifth Avenue, New York, New 
          York 10019, U.S.A
d. BANK SEPAH (Branch), 17 Place Vendome, 75001 Paris, France.
e. BANK SEPAH (Branch), Via Barberini 50, 00187 Rome, Italy
f. BANK SEPAH (Representative Office), Ufficio di Rappresentan Za, Via 
          Ugo Foscolo 1, 20121 Milan, Italy
13. BANK TAAVON KESHAVARZI IRAN (a.k.a. AGRICULTURAL COOPERATIVE BANK OF 
          IRAN) No. 129 Patrice Lumumba Street, Jalal-Al-Ahmad 
          Expressway, P.O. Box 14155/6395, Tehran, Iran
14. BANK TEJARAT, 130 Taleghani Avenue, Nejatoullahie, P.O. Box 11365-
          5416, Tehran, Iran, and all offices worldwide, including, but 
          not limited to:
a. BANK TEJARAT (Branch), 6/8 Clements Lane, London EC4N 7AP, England
b. BANK TEJARAT (Branch), 44 Avenue des Champs Elysees, 75008 Paris, 
          France
15. DEUTSCH-IRANISCHE HANDELSBANK AG (n.k.a. EUROPAEISCH-IRANISCHE 
          HANDELSBANK AG) Depenau 2, W-2000 Hamburg 1, Germany, and all 
          offices worldwide, including, but not limited to:
a. DEUTSCH-IRANISCHE HANDELSBANK AG (n.k.a. EUROPAEISCH-IRANISCHE 
          HANDELSBANK AG) (Representative Office), 23 Argentine Square, 
          Beihaghi Bulvard, P.O. Box 15815/1787, Tehran 15148, Iran
16. EUROPAEISCH-IRANISCHE HANDELSBANK AG (f.k.a. DEUTSCH-IRANISCHE 
          HANDELSBANK AG) Depenau 2, W-2000 Hamburg 1, Germany, and all 
          offices worldwide, including, but not limited to:
a. EUROPAEISCH-IRANISCHE HANDELSBANK AG (f.k.a. DEUTSCH-IRANISCHE 
          HANDELSBANK AG) (Representative Office), 23 Argentine Square, 
          Beihaghi Bulvard, P.O. Box 15815/1787, Tehran 15148, Iran
17. HOUSING BANK (of Iran) (a.k.a. BANK MASKAN), Ferdowsi St., Tehran, 
          Iran
18. IRAN OVERSEAS INVESTMENT BANK LIMITED (f.k.a. IRAN OVERSEAS 
          INVESTMENT CORPORATION LIMITED), 120 Moorgate, London EC2M 
          6TS, England, and all offices worldwide, including, but not 
          limited to:
a. IRAN OVERSEAS INVESTMENT BANK LIMITED (Representative Office), 1137 
          Avenue Vali Asr off Park-e-SAll, P.O. Box 15115/531, Tehran, 
          Iran
b. IRAN OVERSEAS INVESTMENT BANK LIMITED (Agency), Suite 3c Olympia 
          House, 61/63 Dame Street, Dublin 2, Ireland
c. IRAN OVERSEAS INVESTMENT BANK LIMITED (Agency), Improgetti, Via 
          Germanico 24, 00192 Rome, Italy
d. IRAN OVERSEAS TRADING COMPANY LIMITED (Subsidiary), 120 Moorgate, 
          London EC2M 6TS, England
e. IRAN OVERSEAS INVESTMENT CORPORATION LIMITED (n.k.a. IRAN OVERSEAS 
          INVESTMENT BANK LIMITED), 120 Moorgate, London EC2M 6TS, 
          England
19. THE CENTRAL BANK OF IRAN (a.k.a. BANK MARKAZI JOMHOURI ISLAMI IRAN), 
          Ferdowsi Avenue, P.O. Box 11365-8551, Tehran, Iran
20. WORKERS WELFARE BANK (of Iran) (a.k.a. BANK REFAH KARGARAN), 
          Moffettah No. 125, P.O. Box 15815 1866, Tehran, Iran

[64 FR 20175, Apr. 26, 1999. Redesignated at 64 FR 41793, Aug. 2, 1999]

[[Page 330]]



       Sec. Appendix B to Part 560--Bulk Agricultural Commodities

    Notes: 1. Appendix B sets forth those agricultural commodities 
eligible for the bulk agricultural commodity sales licensing procedures 
in Sec. 560.531.
    2. Commodities are identified by their classification numbers in the 
Harmonized Tariff Schedule of the United States (see 19 U.S.C. 1202) 
(``HTS'').

------------------------------------------------------------------------
     HTS Number                            Commodity
------------------------------------------------------------------------
1001.10               Durum Wheat
1001.90               Other Wheat and Meslin, including seed, Red Spring
                       Wheat, White Winter Wheat, ``Canadian'' Western
                       Red Winter Wheat, Soft White Spring Wheat, and
                       Wheat not elsewhere specified
1101.00               Wheat or Meslin Flour
1006.10               Rice in the husk (paddy or rough)
1006.20               Husked (brown) Rice
1006.30               Semi-milled or wholly milled Rice, whether or not
                       polished or glazed
1006.40               Broken Rice
1102.30               Rice Flour
1103.14               Rice Groats, Meal and Pellets
1002.00               Rye
1003.00               Barley
1004.00               Oats
1007.00               Grain Sorghum
1005.00               Corn (Maize)
0713.31               Dried Beans including Vigna mungo (L.), Hepper,
                       and Vigna radiata (L.) Wilczek
0713.32               Small red (adzuki) beans
0713.33               Kidney beans, including white pea beans
0713.39               Beans, other
0713.50               Broad beans and horse beans
0713.10               Dried Peas (Pisum sativum)
0713.20               Chickpeas (garbanzos)
0713.40               Lentils
0713.90               Dried leguminous vegetables, shelled, not
                       elsewhere specified
1201.00               Soybeans, whether or not broken
2304.00               Soybean cake, meal and pellets
1507.10               Soybean oil, crude
1507.90               Soybean oil, other
1514.10               Rapeseed, colza and mustard oil, crude
1514.90               Rapeseed, colza and mustard oil, other
1515.21               Corn (Maize) oil, crude
1515.29               Corn (Maize) oil, other
1512.21               Cottonseed oil, crude
1512.29               Cottonseed oil, other
1517.90               Cottonseed oil, hydrogenated
1508.10               Peanut (ground-nut) oil, crude
1508.90               Peanut (ground-nut) oil, other
1515.50               Sesame oil
1512.11               Sunflower-seed oil, crude
1512.19               Sunflower-seed oil, other
1212.91               Sugar Beets, fresh, chilled, frozen or dried
1212.92               Sugar Cane, fresh, chilled, frozen or dried
1701.11               Cane Sugar, raw, solid form
1701.12               Beet Sugar, raw, solid form
1701.91               Cane or Beet Sugar, solid form, containing added
                       coloring or flavoring
1701.99               Cane or Beet Sugar, other, not elsewhere specified
------------------------------------------------------------------------


[64 FR 41793, Aug. 2, 1999]



        Sec. Appendix C to Part 560--Eligible Procurement Bodies

    This Appendix C sets forth eligible procurement bodies of the 
Government of Iran identified by the Office of Foreign Assets Control as 
not being affiliated with the coercive organs of the state. See Sec. 
560.531(e).
    Government Trading Corporation (a.k.a. GTC).
    State Livestock and Logistics Co. (a.k.a. State Livestock Affairs 
Logistics; a.k.a. SLAL).

[64 FR 58792, Nov. 1, 1999]



PART 575_IRAQI SANCTIONS REGULATIONS--Table of Contents




      Subpart A_Relation of This Part to Other Laws and Regulations

Sec.
575.101 Relation of this part to other laws and regulations.

                         Subpart B_Prohibitions

575.201 Prohibited transactions involving property in which the 
          Government of Iraq has an interest; transactions with respect 
          to securities.
575.202 Effect of transfers violating the provisions of this part.
575.203 Holding of certain types of blocked property in interest-bearing 
          accounts.
575.204 Prohibited importation of goods or services from Iraq.
575.205 Prohibited exportation and reexportation of goods, technology, 
          or services to Iraq.
575.206 Prohibited dealing in property.
575.207 Prohibited transactions relating to travel to Iraq or to 
          activities within Iraq.
575.208 Prohibited transportation-related transactions involving Iraq.
575.209 Prohibited performance of contracts.
575.210 Prohibited transfers of funds to the Government of Iraq or any 
          person in Iraq.
575.211 Evasions; attempts; conspiracies.
575.212 Effective dates.

                      Subpart C_General Definitions

575.301 Blocked account; blocked property.
575.302 Effective date.
575.303 Entity.
575.304 Entity of the Government of Iraq; Iraqi Government Entity.
575.305 General license.
575.306 Government of Iraq.
575.307 [Reserved]
575.308 Interest.
575.309 Iraq; Iraqi.
575.310 Kuwait; Kuwaiti.

[[Page 331]]

575.311 Iraqi origin.
575.312 Iraqi person.
575.313 License.
575.314 Person.
575.315 Property; property interest.
575.316 Specific license.
575.317 Transfer.
575.318 UNSC Resolution 661.
575.319 United States.
575.320 U.S. financial institution.
575.321 United States person; U.S. person.
575.322 United States national; U.S. national.
575.323 661 Committee.
575.324 UNSC Resolution 986.
575.325 [Reserved]
575.326 Executory contract.
575.327-575.328 [Reserved]
575.329 Areas of Iraq not controlled by the Government of Iraq.
575.330 Humanitarian activities, humanitarian purposes, and humanitarian 
          support.

                        Subpart D_Interpretations

575.401 Reference to amended sections.
575.402 Effect of amendment.
575.403 Termination and acquisition of an interest of the Government of 
          Iraq.
575.404 Payments from blocked accounts to U.S. exporters and for other 
          obligations prohibited.
575.405 Acquisition of instruments including bankers acceptances.
575.406 Extensions of credits or loans to Iraq.
575.407 Payments in connection with certain authorized transactions.
575.408 Offshore transactions.
575.409 Transshipments through the United States prohibited.
575.410 Imports of Iraqi goods from third countries; transshipments.
575.411 Exports to third countries; transshipments.
575.412 Release of Iraqi goods from bonded warehouse or foreign trade 
          zone.
575.413 Goods intended for export to Iraq.
575.414 Imports of Iraqi goods and purchases of goods from Iraq.
575.415 Setoffs prohibited.
575.416 Travel transactions for journalistic activity in Iraq.
575.417 [Reserved]
575.418 Transactions incidental to a licensed transaction.
575.419 Transactions in Iraqi debt.

 Subpart E_Licenses, Authorizations, and Statements of Licensing Policy

575.500 Licensing procedures.
575.501 Effect of license or authorization.
575.502 Exclusion from licenses and authorizations.
575.503 Payments and transfers to blocked accounts in U.S. financial 
          institutions.
575.504-575.532 [Reserved]
575.533 Certain new transactions.
575.534 Transfers of certain blocked claims by U.S. financial 
          institutions.
575.535 Iraqi debt unblocked.

                            Subpart F_Reports

575.601 Records and reports.

                           Subpart G_Penalties

575.701 Penalties.
575.702 Prepenalty notice.
575.703 Presentation responding to prepenalty notice.
575.704 Penalty notice.
575.705 Administrative collection; referral to United States Department 
          of Justice.

                          Subpart H_Procedures

575.801 Procedures.
575.802 Delegation by the Secretary of the Treasury.

                    Subpart I_Paperwork Reduction Act

575.901 Paperwork Reduction Act notice.

    Authority: 3 U.S.C. 301; 18 U.S.C. 2332d; 22 U.S.C. 287c; Pub. L. 
101-410, 104 Stat. 890 (28 U.S.C. 2461 note); 31 U.S.C. 321(b); 50 
U.S.C. 1601-1651, 1701-1706; Pub. L. 101-513, 104 Stat. 2047-2055 (50 
U.S.C. 1701 note); E.O. 12722, 55 FR 31803, 3 CFR, 1990 Comp., p. 294; 
E.O. 12724, 55 FR 33089, 3 CFR, 1990 Comp., p. 297; E.O. 12817, 57 FR 
48433, 3 CFR, 1992 Comp., p. 317.; E.O. 13350 of July 29, 2004.

    Source: 56 FR 2113, Jan. 18, 1991, unless otherwise noted.



      Subpart A_Relation of This Part to Other Laws and Regulations



Sec. 575.101  Relation of this part to other laws and regulations.

    (a) This part is separate from, and independent of, the other parts 
of this chapter with the exception of part 501 of this chapter, the 
recordkeeping and reporting requirements and license application and 
other procedures of which apply to this part. No license or 
authorization contained in or issued pursuant to those other parts 
authorizes any transaction prohibited by this part. No license or 
authorization contained in or issued pursuant to any other provision of 
law or regulation authorizes any transaction prohibited by this part.
    (b) No license or authorization contained in or issued pursuant to 
this

[[Page 332]]

part relieves the involved parties from complying with any other 
applicable laws or regulations.

[56 FR 2113, Jan. 18, 1991, as amended at 62 FR 45109, Aug. 25, 1997]



                         Subpart B_Prohibitions



Sec. 575.201  Prohibited transactions involving property in which the Government of Iraq has an interest; transactions with respect to securities.

    (a) Except as authorized by regulations, rulings, instructions, 
licenses, or otherwise, no property or interests in property of the 
Government of Iraq that are in the United States, that hereafter come 
within the United States, or that are or hereafter come within the 
possession or control of U.S. persons, including their overseas 
branches, may be transferred, paid, exported, withdrawn or otherwise 
dealt in.
    (b) Unless otherwise authorized by this part or by a specific 
license expressly referring to this section, the transfer (including the 
transfer on the books of any issuer or agent thereof), the endorsement 
or guaranty of signatures on, or any other dealing in any security (or 
evidence thereof) registered or inscribed in the name of the Government 
of Iraq and held within the possession or control of a U.S. person is 
prohibited, irrespective of the fact that at any time either at or 
subsequent to the effective date the registered or inscribed owner 
thereof may have, or appears to have, assigned, transferred, or 
otherwise disposed of any such security.
    (c) When a transaction results in the blocking of funds at a 
financial institution pursuant to this section and a party to the 
transaction believes the funds have been blocked due to mistaken 
identity, that party may seek to have such funds unblocked pursuant to 
the administrative procedures set forth in Sec. 501.806 of this 
chapter.

[56 FR 2113, Jan. 18, 1991, as amended at 62 FR 45109, Aug. 25, 1997]



Sec. 575.202  Effect of transfers violating the provisions of this part.

    (a) Any transfer after the effective date, which is in violation of 
any provision of this part or of any regulation, ruling, instruction, 
license, or other direction or authorization hereunder and involves any 
property in which the Government of Iraq has or has had an interest 
since such date, is null and void and shall not be the basis for the 
assertion or recognition of any interest in or right, remedy, power or 
privilege with respect to such property.
    (b) No transfer before the effective date shall be the basis for the 
assertion or recognition of any right, remedy, power, or privilege with 
respect to, or interest in, any property in which the Government of Iraq 
has an interest, or has had an interest since such date, unless the 
person with whom such property is held or maintained, prior to such 
date, had written notice of the transfer or by any written evidence had 
recognized such transfer.
    (c) Unless otherwise provided, an appropriate license or other 
authorization issued by or pursuant to the direction or authorization of 
the Director of the Office of Foreign Assets Control before, during, or 
after a transfer shall validate such transfer or render it enforceable 
to the same extent that it would be valid or enforceable but for the 
provisions of the International Emergency Economic Powers Act, the 
United Nations Participation Act, this part, and any ruling, order, 
regulation, direction, or instruction issued hereunder.
    (d) Transfers of property which otherwise would be null and void or 
unenforceable by virtue of the provisions of this section shall not be 
deemed to be null and void or unenforceable as to any person with whom 
such property was held or maintained (and as to such person only) in 
cases in which such person is able to establish to the satisfaction of 
the Director of the Office of Foreign Assets Control each of the 
following:
    (1) Such transfer did not represent a willful violation of the 
provisions of this part by the person with whom such property was held 
or maintained;
    (2) The person with whom such property was held or maintained did 
not have reasonable cause to know or suspect, in view of all the facts 
and circumstances known or available to such

[[Page 333]]

person, that such transfer required a license or authorization by or 
pursuant to this part and was not so licensed or authorized, or if a 
license or authorization did purport to cover the transfer, that such 
license or authorization had been obtained by misrepresentation of a 
third party or the withholding of material facts or was otherwise 
fraudulently obtained; and
    (3) Promptly upon discovery that:
    (i) Such transfer was in violation of the provisions of this part or 
any regulation, ruling, instruction, license, or other direction or 
authorization hereunder, or
    (ii) Such transfer was not licensed or authorized by the Director of 
the Office of Foreign Assets Control, or
    (iii) If a license did purport to cover the transfer, such license 
had been obtained by misrepresentation of a third party or the 
withholding of material facts or was otherwise fraudulently obtained;

the person with whom such property was held or maintained filed with the 
Office of Foreign Assets Control a report setting forth in full the 
circumstances relating to such transfer. The filing of a report in 
accordance with the provisions of this paragraph shall not be deemed 
evidence that the terms of paragraphs (d) (1) and (2) of this section 
have been satisfied.
    (e) Unless licensed or authorized pursuant to this part, any 
attachment, judgment, decree, lien, execution, garnishment, or other 
judicial process is null and void with respect to any property in which, 
on or since the effective date, there existed an interest of the 
Government of Iraq.



Sec. 575.203  Holding of certain types of blocked property in interest-bearing accounts.

    (a) Any person, including a U.S. financial institution, currently 
holding property subject to Sec. 575.201 which, as of the effective 
date or the date of receipt if subsequent to the effective date, is not 
being held in an interest-bearing account, or otherwise invested in a 
manner authorized by the Office of Foreign Assets Control, must transfer 
such property to, or hold such property or cause such property to be 
held in, an interest-bearing account or interest-bearing status in a 
U.S. financial institution as of the effective date or the date of 
receipt if subsequent to the effective date of this section, unless 
otherwise authorized or directed by the Office of Foreign Assets 
Control. This requirement shall apply to currency, bank deposits, 
accounts, and any other financial assets, and any proceeds resulting 
from the sale of tangible or intangible property. If interest is 
credited to an account separate from that in which the interest-bearing 
asset is held, the name of the account party on both accounts must be 
the same and must clearly indicate the blocked Government of Iraq entity 
having an interest in the accounts.
    (b) For purposes of this section, the term interest-bearing account 
means a blocked account in a U.S. financial institution earning interest 
at rates that are commercially reasonable for the amount of funds in the 
account. Except as otherwise authorized, the funds may not be invested 
or held in instruments the maturity of which exceeds 90 days.
    (c) This section does not apply to blocked tangible property, such 
as chattels, nor does it create an affirmative obligation on the part of 
the holder of such blocked tangible property to sell or liquidate the 
property and put the proceeds in a blocked account. However, the Office 
of Foreign Assets Control may issue licenses permitting or directing 
sales of tangible property in appropriate cases.



Sec. 575.204  Prohibited importation of goods or services from Iraq.

    Except as otherwise authorized, no goods or services of Iraqi origin 
may be imported into the United States, nor may any U.S. person engage 
in any activity that promotes or is intended to promote such 
importation.



Sec. 575.205  Prohibited exportation and reexportation of goods, technology, or services to Iraq.

    Except as otherwise authorized, no goods, technology (including 
technical data or other information), or services may be exported from 
the United States, or, if subject to U.S. jurisdiction, exported or 
reexported from a third country to Iraq, to any entity

[[Page 334]]

owned or controlled by the Government of Iraq, or to any entity operated 
from Iraq, except donated foodstuffs in humanitarian circumstances, and 
donated supplies intended strictly for medical purposes, the exportation 
of which has been specifically licensed pursuant to Sec. Sec. 575.507, 
575.517 or 575.518.



Sec. 575.206  Prohibited dealing in property.

    Except as otherwise authorized, no U.S. person may deal in property 
of Iraqi origin exported from Iraq after August 6, 1990, property 
intended for exportation to Iraq, or property intended for exportation 
from Iraq to any other country, nor may any U.S. person engage in any 
activity that promotes or is intended to promote such dealing.



Sec. 575.207  Prohibited transactions relating to travel to Iraq or to activities within Iraq.

    Except as otherwise authorized, no U.S. person may engage in any 
transaction relating to travel by any U.S. citizen or permanent resident 
alien to Iraq, or to activities by any U.S. citizen or permanent 
resident alien within Iraq, after the effective date, other than 
transactions:
    (a) Necessary to effect the departure of a U.S. citizen or permanent 
resident alien from Kuwait or Iraq;
    (b) Relating to travel and activities for the conduct of the 
official business of the United States Government or the United Nations; 
or
    (c) Relating to journalistic activity by persons regularly employed 
in such capacity by a newsgathering organization.

This section prohibits the unauthorized payment by a U.S. person of his 
or her own travel or living expenses to or within Iraq.



Sec. 575.208  Prohibited transportation-related transactions involving Iraq.

    Except as otherwise authorized, the following are prohibited:
    (a) Any transaction by a U.S. person relating to transportation to 
or from Iraq;
    (b) The provision of transportation to or from the United States by 
any Iraqi person or any vessel or aircraft of Iraqi registration; or
    (c) The sale in the United States by any person holding authority 
under the Federal Aviation Act of any transportation by air which 
includes any stop in Iraq.
    (d) Example. Unless licensed or exempted, no U.S. person may insure, 
or provide ticketing, ground, port, refueling, bunkering, clearance, or 
freight forwarding services, with respect to any sea, ground, or air 
transportation the destination of which is Iraq, or which is intended to 
make a stop in Iraq.



Sec. 575.209  Prohibited performance of contracts.

    Except as otherwise authorized, no U.S. person may perform any 
contract, including a financing contract, in support of an industrial, 
commercial, public utility, or governmental project in Iraq.



Sec. 575.210  Prohibited transfer of funds to the Government of Iraq or any person in Iraq.

    Except as otherwise authorized, no U.S. person may commit or 
transfer, directly or indirectly, funds or other financial or economic 
resources to the Government of Iraq or any person in Iraq.



Sec. 575.211  Evasions; attempts; conspiracies.

    Any transaction for the purpose of, or which has the effect of, 
evading or avoiding, or which facilitates the evasion or avoidance of, 
any of the prohibitions set forth in this subpart, is hereby prohibited. 
Any attempt to violate the prohibitions set forth in this part is hereby 
prohibited. Any conspiracy formed for the purpose of engaging in a 
transaction prohibited by this part is hereby prohibited.



Sec. 575.212  Effective dates.

    The effective dates of the prohibitions and directives contained in 
this subpart B are as follow:
    (a) With respect to Sec. Sec. 575.201, 575.202, 575.204, 575.205, 
575.207, 575.208, 575.209, and 575.211, 5 a.m., Eastern Daylight Time 
(``e.d.t.''), August 2, 1990;

[[Page 335]]

    (b) With respect to Sec. Sec. 575.206, and 575.210, 8:55 p.m. 
e.d.t., August 9, 1990; and
    (c) With respect to Sec. 575.203, January 18, 1991.



                      Subpart C_General Definitions



Sec. 575.301  Blocked account; blocked property.

    The terms blocked account and blocked property shall mean any 
account or property in which the Government of Iraq has an interest, and 
with respect to which payments, transfers, exportations, withdrawals, or 
other dealings may not be made or effected except pursuant to an 
authorization or license from OFAC authorizing such action.



Sec. 575.302  Effective date.

    The term effective date refers to the effective date of the 
applicable prohibition, as identified in Sec. 575.212.



Sec. 575.303  Entity.

    The term entity includes a corporation, partnership, association, or 
other organization.



Sec. 575.304  Entity of the Government of Iraq; Iraqi Government entity.

    The term entity of the Government of Iraq or Iraqi Government entity 
includes:
    (a) Any corporation, partnership, association, or other entity in 
which the Government of Iraq owns a majority or controlling interest, 
any entity managed or funded by that government, or any entity which is 
otherwise controlled by that government;
    (b) Any agency or instrumentality of the Government of Iraq, 
including the Central Bank of Iraq.



Sec. 575.305  General license.

    The term general license means any license or authorization the 
terms of which are set forth in this part.



Sec. 575.306  Government of Iraq.

    The term Government of Iraq includes:
    (a) The state and the Government of Iraq, as well as any political 
subdivision, agency, or instrumentality thereof, including the Central 
Bank of Iraq;
    (b) Any partnership, association, corporation, or other organization 
substantially owned or controlled by the foregoing;
    (c) Any person to the extent that such person is, or has been, or to 
the extent that there is reasonable cause to believe that such person 
is, or has been, since the effective date, acting or purporting to act 
directly or indirectly on behalf of any of the foregoing; and
    (d) Any other person or organization determined by the Director of 
the Office of Foreign Assets Control to be included within this section.

    Note to Sec. 575.306: Please refer to the appendices at the end of 
this chapter for listings of persons determined to fall within this 
definition that have been designated pursuant to this part. Section 
501.807 of this chapter sets forth the procedures to be followed by 
persons seeking administrative reconsideration of their designation or 
that of a vessel as blocked, or who wish to assert that the 
circumstances resulting in the designation are no longer applicable.

[56 FR 2113, Jan. 18, 1991, as amended at 61 FR 32938, June 26, 1996; 62 
FR 45109, Aug. 25, 1997]



Sec. 575.307  [Reserved]



Sec. 575.308  Interest.

    Except as otherwise provided in this part, the term interest when 
used with respect to property (e.g., ``an interest in property'') means 
an interest of any nature whatsoever, direct or indirect.



Sec. 575.309  Iraq; Iraqi.

    The term Iraq means the country of Iraq and any territory under the 
jurisdiction or authority thereof, legal or illegal. The term Iraqi 
means pertaining to Iraq as defined in this section.



Sec. 575.310  Kuwait; Kuwaiti.

    The term Kuwait means the country of Kuwait and any territory under 
the jurisdiction or authority thereof. The term Kuwaiti means pertaining 
to Kuwait as defined in this section.



Sec. 575.311  Iraqi origin.

    The term goods or services of Iraqi origin includes:
    (a) Goods produced, manufactured, grown, or processed within Iraq;
    (b) Goods which have entered into Iraqi commerce;
    (c) Services performed in Iraq or by a Iraqi national who is acting 
as an

[[Page 336]]

agent, employee, or contractor of the Government of Iraq, or of a 
business entity located in Iraq. Services of Iraqi origin are not 
imported into the United States when such services are provided in the 
United States by an Iraqi national employed in the United States.



Sec. 575.312  Iraqi person.

    The term Iraqi person means an Iraqi citizen, any person organized 
under the laws of Iraq, or any person owned or controlled, directly or 
indirectly, by a Iraqi national or the Government of Iraq.



Sec. 575.313  License.

    Except as otherwise specified, the term license means any license or 
authorization contained in or issued pursuant to this part.



Sec. 575.314  Person.

    The term person means an individual, partnership, association, 
corporation, or other organization.



Sec. 575.315  Property; property interest.

    The terms property and property interest include, but are not 
limited to, money, checks, drafts, bullion, bank deposits, savings 
accounts, debts, indebtedness, obligations, notes, debentures, stocks, 
bonds, coupons, any other financial instruments, bankers acceptances, 
mortgages, pledges, liens or other rights in the nature of security, 
warehouse receipts, bills of lading, trust receipts, bills of sale, any 
other evidences of title, ownership or indebtedness, letters of credit 
and any documents relating to any rights or obligations thereunder, 
powers of attorney, goods, wares, merchandise, chattels, stocks on hand, 
ships, goods on ships, real estate mortgages, deeds of trust, vendors 
sales agreements, land contracts, leaseholds, ground rents, real estate 
and any other interest therein, options, negotiable instruments, trade 
acceptances, royalties, book accounts, accounts payable, judgments, 
patents, trademarks or copyrights, insurance policies, safe deposit 
boxes and their contents, annuities, pooling agreements, services of any 
nature whatsoever, contracts of any nature whatsoever, and any other 
property, real, personal, or mixed, tangible or intangible, or interest 
or interests therein, present, future or contingent.



Sec. 575.316  Special license.

    The term specific license means any license or authorization not set 
forth in this part but issued pursuant to this part in response to an 
application.



Sec. 575.317  Transfer.

    The term transfer means any actual or purported act or transaction, 
whether or not evidenced by writing, and whether or not done or 
performed within the United States, the purpose, intent, or effect of 
which is to create, surrender, release, convey, transfer, or alter, 
directly or indirectly, any right, remedy, power, privilege, or interest 
with respect to any property and, without limitation upon the foregoing, 
shall include the making, execution, or delivery of any assignment, 
power, conveyance, check, declaration, deed, deed of trust, power of 
attorney, power of appointment, bill of sale, mortgage, receipt, 
agreement, contract, certificate, gift, sale, affidavit, or statement; 
the appointment of any agent, trustee, or fiduciary; the creation or 
transfer of any lien; the issuance, docketing, filing, or the levy of or 
under any judgment, decree, attachment, injunction, execution, or other 
judicial or administrative process or order, or the service of any 
garnishment; the acquisition of any interest of any nature whatsoever by 
reason of a judgment or decrease of any foreign country; the fulfillment 
of any condition; the exercise of any power of appointment, power of 
attorney, or other power; or the acquisition, disposition, 
transportation, importation, exportation, or withdrawal of any security.



Sec. 575.318  UNSC Resolution 661.

    The term UNSC Resolution 661 means United Nations Security Council 
Resolution No. 661, adopted August 6, 1990, prohibiting certain 
transactions with respect to Iraq and Kuwait.



Sec. 575.319  United States.

    The term United States means the United States, its territories and 
possessions, and all areas under the jurisdiction or authority thereof.

[[Page 337]]



Sec. 575.320  U.S. financial institution.

    The term U.S. financial institution means any U.S. person (including 
foreign branches) that is engaged in the business of accepting deposits, 
making, granting, transferring, holding, or brokering loans or credits, 
or purchasing or selling foreign exchange, securities, commodity futures 
or options, or procuring purchasers and sellers thereof, as principal or 
agent; including, but not limited to, depository institutions, banks, 
savings banks, trust companies, securities brokers and dealers, 
commodity futures and options brokers and dealers, forward contract and 
foreign exchange merchants, securities and commodities exchanges, 
clearing corporations, investment companies, employee benefit plans, and 
U.S. holding companies, U.S. affiliates, or U.S. subsidiaries of any of 
the foregoing. This term includes those branches, offices and agencies 
of foreign financial institutions which are located in the United 
States, but not such institutions' foreign branches, offices, or 
agencies.



Sec. 575.321  United States person; U.S. person.

    The term United States person or U.S. person means any United States 
citizen; permanent resident alien; juridical person organized under the 
laws of the United States or any jurisdiction within the United States, 
including foreign branches; or any person in the United States.



Sec. 575.322  United States national; U.S. national.

    The term United States national or U.S. national means any United 
States citizen; any person who, though not a citizen of the United 
States, owes permanent allegiance to the United States; and any 
juridical person organized under the laws of the United States or any 
jurisdiction within the United States. This term does not include U.S. 
branches of persons organized under foreign law, or aliens, regardless 
of whether they have permanent resident status in the United States.

[56 FR 5636, Feb. 11, 1991]



Sec. 575.323  661 Committee.

    The term 661 Committee means the Security Council Committee 
established by UNSC Resolution 661, and persons acting for or on behalf 
of the Committee under its specific delegation of authority for the 
relevant matter or category of activity, including the overseers 
appointed by the UN Secretary-General to examine and approve agreements 
for purchases of petroleum and petroleum products from the Government of 
Iraq pursuant to UNSC Resolution 986 (1995).

[61 FR 36628, July 12, 1996]



Sec. 575.324  UNSC Resolution 986.

    The term UNSC Resolution 986 means United Nations Security Council 
Resolution 986, adopted April 14, 1995.

[61 FR 36628, July 12, 1996]



Sec. 575.325  [Reserved]



Sec. 575.326  Executory contract.

    The term executory contract means a contract which cannot be 
performed according to its terms until a stated condition has been 
fulfilled, such as a contract which requires the approval of a 
regulatory body before the contracting parties may begin performance.

[61 FR 36628, July 12, 1996]



Sec. Sec. 575.327-575.328  [Reserved]



Sec. 575.329  Areas of Iraq not controlled by the Government of Iraq.

    The term areas of Iraq not controlled by the Government of Iraq 
means, as of January 30, 2003, the areas north of the ``Green Line'' and 
under the control of the Kurdistan Democratic Party (KDP) or the 
Patriotic Union of Kurdistan (PUK) in the following provinces of Iraq: 
Dahuk (Dohuk), Arbil (Erbil), and Sulaymaniyah (Suleimaniyah). The 
description of the term areas of Iraq not controlled by the Government 
of Iraq may be modified by the Department of State.

    Note to Sec. 575.329: Questions on the description of this term 
should be addressed to the Office of Northern Gulf Affairs, Bureau of 
Near Eastern Affairs, Room 4241, U.S. Department of State, 2201 C Street 
NW., Washington, DC 20520 (Tel: (202) 647-5692). Any

[[Page 338]]

changes to the description of this term will be posted on the Department 
of State Web site at http://www.state.gov/e/eb/.

[68 FR 11743, Mar. 12, 2003]



Sec. 575.330  Humanitarian activities, humanitarian purposes, and humanitarian support.

    The terms humanitarian activities, humanitarian purposes, and 
humanitarian support mean, as these terms have been defined by the 
Department of State for relevant United Nations Security Council 
Resolutions on Iraq, humanitarian relief, educational, cultural, 
recreational, and human rights-related activities, and activities to 
ameliorate the effects of or to investigate war crimes. Such purposes 
may include preparatory activities and transactions.

[68 FR 28755, May 27, 2003]



                        Subpart D_Interpretations



Sec. 575.401  Reference to amended sections.

    Except as otherwise specified, reference to any section of this part 
or to any regulation, ruling, order, instruction, direction, or license 
issued pursuant to this part shall be deemed to refer to the same as 
currently amended.



Sec. 575.402  Effect of amendment.

    Any amendment, modification, or revocation of any section of this 
part or of any order, regulation, ruling, instruction, or license issued 
by or under the direction of the Director of the Office of Foreign 
Assets Control shall not, unless otherwise specifically provided, be 
deemed to affect any act done or omitted to be done, or any civil or 
criminal suit or proceeding commenced or pending prior to such 
amendment, modification, or revocation. All penalties, forfeitures, and 
liabilities under any such order, regulation, ruling, instruction, or 
license shall continue and may be enforced as if such amendment, 
modification, or revocation had not been made.



Sec. 575.403  Termination and acquisition of an interest of the Government of Iraq.

    (a) Whenever a transaction licensed or authorized by or pursuant to 
this part results in the transfer of property (including any property 
interest) from the Government of Iraq, such property shall no longer be 
deemed to be property in which the Government of Iraq has or has had an 
interest unless there exists in the property another such interest, the 
transfer of which has not been effected pursuant to license or other 
authorization.
    (b) Unless otherwise specifically provided in a license or 
authorization issued pursuant to this part, if property (including any 
property interest) is transferred or attempted to be transferred to the 
Government of Iraq, such property shall be deemed to be property in 
which there exists an interest of the Government of Iraq.



Sec. 575.404  Payments from blocked accounts to U.S. exporters and for other obligations prohibited.

    No debits may be made to a blocked account to pay obligations to 
U.S. persons or other persons, including payment for goods, technology 
or services exported prior to the effective date, except as authorized 
pursuant to this part.



Sec. 575.405  Acquisition of instruments including bankers acceptances.

    No U.S. person may acquire or deal in any obligation, including 
bankers acceptances, where the documents evidencing the obligation 
indicate, or the U.S. person has actual knowledge, that the underlying 
transaction is in violation of Sec. Sec. 575.201, 575.204, or Sec. 
575.205. This interpretation does not apply to obligations arising from 
an underlying transaction licensed or otherwise authorized pursuant to 
this part.



Sec. 575.406  Extensions of credits or loans to Iraq.

    (a) The prohibition in Sec. 575.210 applies to the unlicensed 
renewal of credits or loans in existence on the effective date, whether 
by affirmative action or operation of law.
    (b) The prohibition in Sec. 575.210 applies to credits to loans 
extended in any currency.

[[Page 339]]



Sec. 575.407  Payments in connection with certain authorized transactions.

    Payments are authorized in connection with transactions authorized 
in or pursuant to subpart E.



Sec. 575.408  Offshore transactions.

    (a) The prohibitions contained in Sec. Sec. 575.201 and 575.206 
apply to transactions by U.S. persons in locations outside the United 
States with respect to property in which the U.S. person knows, or has 
reason to know, that the Government of Iraq has or has had an interest 
since the effective date.
    (b) Prohibited transactions include, but are not limited to, 
importation into locations outside the United States of, or dealings 
within such locations in, goods or services of Iraqi origin.
    (c) Examples. (1) A U.S. person may not, within the United States or 
abroad, purchase, sell, finance, insure, transport, act as a broker for 
the sale or transport of, or otherwise deal in, Iraqi crude oil or 
petroleum products refined in Iraq.
    (2) A U.S. person may not, within the United States or abroad, 
conduct transactions of any nature whatsoever with an entity that the 
U.S. person knows or has reason to know is an Iraqi Government entity 
unless the entity is licensed by the Office of Foreign Assets Control to 
conduct such transactions with U.S. persons.



Sec. 575.409  Transshipments through the United States prohibited.

    (a) The prohibitions in Sec. 575.205 apply to the importation into 
the United States, for transshipment or transit, of goods which are 
intended or destined for Iraq, or an entity operated from Iraq.
    (b) The prohibitions in Sec. 575.204 apply to the importation into 
the United States, for transshipment or transit, of goods of Iraqi 
origin which are intended or destined for third countries.
    (c) Goods in which the Government of Iraq has an interest which are 
imported into or transshipped through the United States are blocked 
pursuant to Sec. 575.201.



Sec. 575.410  Imports of Iraqi goods from third countries; transshipments.

    Importation into the United States from third countries of goods, 
including refined petroleum products, containing raw materials or 
components of Iraqi origin is prohibited. In light of the universal 
prohibition in UNSC Resolution 661 on the importation of goods exported 
from Iraq or Kuwait after August 6, 1990, substantial transformation of 
Iraqi-origin goods in a third country does not exempt the third-country 
products from the prohibitions contained in this part.



Sec. 575.411  Exports to third countries; transshipments.

    Exportation of goods or technology (including technical data and 
other information) from the United States to third countries is 
prohibited if the exporter knows, or has reason to know, that the goods 
or technology are intended for transshipment to Iraq (including passage 
through, or storage in, intermediate destinations). The exportation of 
goods and technology intended specifically for incorporation or 
substantial transformation into a third-country product is also 
prohibited if the particular product is to be used in Iraq, is being 
specifically manufactured to fill a Iraqi order, or if the 
manufacturer's sales of the particular product are predominantly to 
Iraq.



Sec. 575.412  Release of Iraqi goods from bonded warehouse or foreign trade zone.

    Section 575.204 does not prohibit the release from a bonded 
warehouse or a foreign trade zone of goods of Iraqi origin imported into 
a bonded warehouse or a foreign trade zone either prior to the effective 
date or in a transaction authorized pursuant to this part after the 
effective date.

    Note: Pursuant to Sec. 575.201, property in which the Government of 
Iraq has an interest may not be released unless authorized or licensed 
by the Office of Foreign Assets Control.



Sec. 575.413  Goods intended for export to Iraq.

    The prohibitions contained in Sec. 575.201 do not apply to goods 
manufactured, consigned, or destined for export

[[Page 340]]

to Iraq and not subject to Sec. 575.517, if the Government of Iraq has 
never held or received title to such goods on or after the effective 
date, and if any payment received from the Government of Iraq with 
respect to such goods is placed in a blocked account in a U.S. financial 
institution pursuant to Sec. 575.503. The prohibitions of Sec. 575.205 
apply to goods subject to this section.



Sec. 575.414  Imports of Iraqi goods and purchases of goods from Iraq.

    The prohibitions contained in Sec. 575.201 shall not apply to the 
importation of Iraqi-origin goods and services described in Sec. 
575.204 if the importation of such goods is permitted by an 
authorization or license issued pursuant to this part. However, any 
payments in connection with such importation are subject to the 
prohibitions contained in Sec. Sec. 575.201 and 575.210.



Sec. 575.415  Setoffs prohibited.

    A setoff against a blocked account, whether by a U.S. bank or other 
U.S. person, is a prohibited transfer under Sec. 575.201 if effected 
after the effective date.



Sec. 575.416  Travel transactions for journalistic activity in Iraq.

    (a) Section 575.207 does not prohibit travel transactions in Iraq by 
persons regularly employed in journalistic activity by recognized 
newsgathering organizations.
    (b) For purposes of this part:
    (1) A person is considered regularly employed as a journalist if he 
or she is employed in a constant or regular manner by a recognized 
newsgathering organization. Free-lance journalists should have an 
assignment from a recognized newsgathering organization requiring travel 
to Iraq, or be able to demonstrate that publication by a recognized 
newsgathering organization of a work requiring such travel is likely. 
The latter may be demonstrated by providing a resume listing previously-
published free-lance works or copies of previously-published works.
    (2) Recognized newsgathering organizations include those entities 
regularly and principally engaged in collecting news for publication in 
the public press, transmission by wire services, or broadcast by radio 
or television.
    (c) Authorized travel transactions are limited to those incident to 
travel for the purpose of collecting and disseminating information for a 
recognized newsgathering organization, and do not include travel 
transactions related to any other activity in Iraq.



Sec. 575.417  [Reserved]



Sec. 575.418  Transactions incidental to a licensed transaction.

    (a) Any transaction ordinarily incident to a licensed transaction 
and necessary to give effect thereto is also authorized, except a 
transaction by an unlicensed, blocked person or involving an unlicensed 
debit to a blocked account.
    (b) Example. A license authorizing the Government of Iraq to 
complete a securities sale also authorizes all activities by other 
parties required to complete the sale, including transactions by the 
buyer, brokers, transfer agents, banks, etc.



Sec. 575.419  Transactions in Iraqi debt.

    Section 575.533 authorizes U.S. persons to trade in Iraqi commercial 
or sovereign debt in secondary markets, subject to the following 
conditions:
    (a) Such debt was not held in the United States or within the 
possession or control of a U.S. person as of May 23, 2003, see Sec. 
575.533(b)(1), (c); and
    (b) Unless licensed or otherwise authorized by the Office of Foreign 
Assets Control, no U.S. person is permitted to enter into any 
transaction, including an attempt to collect on debt, with persons or 
organizations determined by the Director of the Office of Foreign Assets 
Control to be included within Sec. 575.306, persons on the Defense 
Department's 55-person Watch List, or persons identified by the 661 
Committee pursuant to paragraphs 19 and 23 of United Nations Security 
Council Resolution 1483, adopted May 22, 2003, see Sec. 575.533(b)(3).

[68 FR 61363, Oct. 28, 2003]

[[Page 341]]



 Subpart E_Licenses, Authorizations, and Statements of Licensing Policy



Sec. 575.500  Licensing procedures.

    For provisions relating to licensing procedures, see part 501, 
subpart E, of this chapter. Licensing actions taken pursuant to part 501 
of this chapter with respect to the prohibitions contained in this part 
are considered actions taken pursuant to this part.

[68 FR 53659, Sept. 11, 2003]



Sec. 575.501  Effect of license or authorization.

    (a) No license or other authorization contained in this part, or 
otherwise issued by or under the direction of the Director of the Office 
of Foreign Assets Control, shall be deemed to authorize or validate any 
transaction effected prior to the issuance of the license, unless 
specifically provided in such license or authorization.
    (b) No regulation, ruling, instruction, or license authorizes any 
transaction prohibited under this part unless the regulation, ruling, 
instruction, or license is issued by the Office of Foreign Assets 
Control and specifically refers to this part. No regulation, ruling, 
instruction, or license referring to this part shall be deemed to 
authorize any transaction prohibited by any provision of this chapter 
unless the regulation, ruling, instruction or license specifically 
refers to such provision.
    (c) Any regulation, ruling, instruction, or license authorizing any 
transaction otherwise prohibited under this part has the effect of 
removing a prohibition or prohibitions contained in Subpart B from the 
transaction, but only to the extent specifically stated by its terms. 
Unless the regulation, ruling, instruction, or license otherwise 
specifies, such an authorization does not create any right, duty, 
obligation, claim, or interest in, or with respect to, any property 
which would not otherwise exist under ordinary principles of law.



Sec. 575.502  Exclusion from licenses and authorizations.

    The Director of the Office of Foreign Assets Control reserves the 
right to exclude any person, property, or transaction from the operation 
of any license, or from the privileges therein conferred, or to restrict 
the applicability thereof with respect to particular persons, property, 
transactions, or classes thereof. Such action shall be binding upon all 
persons receiving actual or constructive notice of such exclusion or 
restriction.



Sec. 575.503  Payments and transfers to blocked accounts in U.S. financial institutions.

    (a) Any payment of funds or transfer of credit or other assets, 
including any payment or transfer by any U.S. person outside the United 
States, to a blocked account in a U.S. financial institution located in 
the United States in the name of the Government of Iraq is hereby 
authorized, including incidental foreign exchange transactions, provided 
that such payment or transfer shall not be made from any blocked account 
if such payment or transfer represents, directly or indirectly, a 
transfer of any interest of the Government of Iraq to any other country 
or person.
    (b) This section authorizes transfer of the funds of a blocked 
demand deposit account to a blocked interest-bearing account under the 
same name or designation as was the demand deposit account, as required 
pursuant to Sec. 575.203 or at the instruction of the depositor, at any 
time. If such transfer is to a blocked account in a different U.S. 
financial institution such transfer must be made to a blocked account in 
a U.S. financial institution located in the United States, and the 
transferee financial institution must furnish within 10 business days of 
the date of transfer, the notification described in paragraph (h) of 
this section to the Office of Foreign Assets Control, Blocked Assets 
Section.
    (c) This section does not authorize any transfer from a blocked 
account within the United States to an account held outside the United 
States.
    (d) This section does not authorize any payment or transfer to any 
blocked account held in a name other than that of the Government of Iraq 
where such government is the ultimate beneficiary of such payment or 
transfer.

[[Page 342]]

    (e) This section does not authorize any payment or transfer of 
credit comprising an integral part of a transaction which cannot be 
effected without the subsequent issuance of a further license.
    (f) This section does not authorize the crediting of the proceeds of 
the sale of securities or other assets, held in a blocked account or a 
sub-account thereof, or the income derived from such securities or 
assets, to a blocked account or sub-account, under any name or 
designation which differs from the name or designation of the specific 
blocked account or sub-account in which such securities or assets were 
or are held.
    (g) This section does not authorize any payment or transfer from a 
blocked account in a U.S. financial institution to a blocked account 
held under any name or designation which differs from the name or 
designation of the specified blocked account or sub-account from which 
the payment or transfer is made.

    Note to Sec. 575.503: Please refer to Sec. 501.603 of this chapter 
for mandatory reporting requirements regarding financial transfers.

[56 FR 2113, Jan. 18, 1991, as amended at 56 FR 5636, Feb. 11, 1991; 58 
FR 47646, Sept. 10, 1993; 62 FR 45109, Aug. 25, 1997]



Sec. Sec. 575.504-575.532  [Reserved]



Sec. 575.533  Certain new transactions.

    (a) New transactions. Except as provided in paragraph (b) of this 
section, on or after May 23, 2003 and prior to July 30, 2004, all 
transactions that are otherwise prohibited by subpart B of this part are 
authorized.

    Note to Sec. 575.533(a): This authorization does not eliminate the 
need to comply with Executive Order 13315, ``Blocking Property of the 
Former Iraqi Regime, Its Senior Officials and Their Family Members, and 
Taking Certain Other Actions,'' or other provisions of 31 CFR chapter V, 
or with other applicable provisions of law, including any aviation, 
financial, or trade requirements of agencies other than the Department 
of the Treasury's Office of Foreign Assets Control. Such requirements 
include the Export Administration Regulations (15 CFR parts 730 through 
799) administered by the Bureau of Industry and Security, Department of 
Commerce, and the International Traffic in Arms Regulations (22 CFR 
parts 120 through 130) administered by the Department of State.

    (b) Continued blocking, special provisions for certain exports and 
reexports, and additional conditions. (1) All property and interests in 
property that were blocked as of May 23, 2003, pursuant to Executive 
Orders 12722 or 12724, or subpart B of this part, remain blocked and 
subject to the prohibitions and requirements of this part.
    (2)(i) Any specific license issued by the Treasury Department before 
July 30, 2004, for the exportation from the United States, or, if 
subject to U.S. jurisdiction, the exportation or reexportation from a 
third country to Iraq of any items (including technical data or other 
information) controlled by the Department of Commerce under the Export 
Administration Regulations (15 CFR parts 730 through 799) for 
exportation to Iraq shall expire on the date set forth in that license, 
or, if no expiration date is provided in that license, on July 30, 2005.

    Note to Sec. 575.533(b)(2)(i): Effective July 30, 2004, with the 
termination of the national emergency declared in Executive Order 12722 
and the revocation of that Executive order, OFAC's authority to license 
exports and reexports to Iraq ceases, and the licensing jurisdiction for 
exports and reexports to Iraq will be transferred back to the Department 
of Commerce. All OFAC license applications pending but not acted upon 
before July 30, 2004, will be returned to applicants and applicants will 
be required to resubmit them to the Department of Commerce using the 
appropriate Department of Commerce forms. Moreover, as July 30, 2004, 
OFAC will not accept any applications for licenses for exports or 
reexports to Iraq. On or after July 30, 2004, all inquiries and 
applications regarding such exports or reexports are to be made to the 
Exporter Services Office, Bureau of Industry and Security, Department of 
Commerce (telephone: 202-482-4811).

    (ii) Persons issued a specific license by the Treasury Department 
before July 30, 2004, for the exportation from the United States, or if 
subject to U.S. jurisdiction, the exportation or reexportation from a 
third country to Iraq, of any items (including technical data or other 
information) controlled by the Department of Commerce under the Export 
Administration Regulations (15 CFR parts 730 through 799) must maintain 
such records as are required

[[Page 343]]

by 15 CFR part 746 of the Export Administration Regulations.

    Note to Sec. 575.533(b)(2)(ii): Pursuant to an amendment to the 
Export Administration Regulations (15 CFR parts 730 through 799), 
effective July 30, 2004, further authorization by the Department of 
Commerce will not be required for exports or reexports licensed by the 
Department of the Treasury until the Treasury Department license expires 
by its own terms, or, if no expiration date is provided in the license, 
until July 30, 2005. Those holding specific licenses issued by the 
Treasury Department for exports or reexports to Iraq must comply with 
the recordkeeping requirements found in 15 CFR 746.3 of the Export 
Administration Regulations.

    (iii) Items licensed by the Treasury Department for exportation or 
reexportation to Iraq may not be transferred within Iraq to a new end-
user without further authorization from the Bureau of Industry and 
Security, Department of Commerce. Reexportation of items originally 
authorized pursuant to a specific license issued by the Treasury 
Department must conform to the relevant provision of the Export 
Administration Regulations (15 CFR parts 730 through 799) based on the 
items being reexported and the country to which they are being 
reexported.

    Note to Sec. 575.533(b)(2)(iii): Pursuant to an amendment to the 
Export Administration Regulations (15 CFR parts 730 through 799), 
effective July 30, 2004, further authorization by the Department of 
Commerce will be required for exports or reexports licensed by the 
Department of the Treasury prior to the transfer of such items within 
Iraq to a new end-user. The amendment also requires that any 
reexportation of items pursuant to a specific license issued by the 
Treasury Department must conform to the relevant provision of the Export 
Administration Regulations (15 CFR parts 730 through 799) based on the 
country to which the items are being reexported.
    Note to Sec. 575.533(b)(2): The term ``controlled by the Department 
of Commerce'' means subject to a license requirement under the 
Department of Commerce's Export Administration Regulations (EAR). Items 
subject to a license requirement under the EAR include items on the 
Commerce Control List that require a license for exportation or 
reexportation to Iraq pursuant to 15 CFR part 742 or 15 CFR 746.3, as 
well as items and activities that require a license under the end-use 
and end-user provisions of 15 CFR part 744. To inquire whether 
particular items are controlled by the Department of Commerce under the 
Export Administration Regulations for exportation to Iraq, the exporter 
or reexporter should contact the Department of Commerce, Bureau of 
Industry and Security.

    (3) This section does not authorize any transactions with persons 
listed in appendix A to chapter V of title 31, Code of Federal 
Regulations, except for those organizations listed in paragraph (b)(4) 
of this section.
    (4) Notwithstanding paragraph (b)(3) of this section, and except as 
provided in paragraphs (b)(1), (2) and (5), on or after May 23, 2003, 
all transactions that are otherwise prohibited by subpart B of this part 
are authorized for the following Iraqi state bodies, corporations or 
agencies that are listed in Appendix A to chapter V, title 31, Code of 
Federal Regulations, but that are now operating under the authority of 
the coalition, an interim or transitional Iraqi government, or a 
subsequent permanent Iraqi government:

Agricultural Cooperative Bank
Al-Rafidain Shipping Company
Industrial Bank of Iraq
Iraq Reinsurance Company
Iraqi Airways
Iraqi-Jordan Land Transport Company
Iraqi State Enterprise for Maritime Transport
Rafidain Bank
Rasheed Bank
Real Estate Bank

    Note to Sec. 575.533(b)(4): Numerous other Iraqi state bodies, 
corporations, or agencies are not listed in Appendix A to chapter V, 31 
CFR. This section permits transactions with such entities on or after 
May 23, 2003. But for the operation of this paragraph (b)(4), these 
entities would be blocked under subpart B because they meet the 
definition of `Government of Iraq' in 31 CFR 575.306 or `entity of the 
Government of Iraq' in 31 CFR 575.304, whether or not they appeared in 
appendix A to chapter V, 31 CFR.

    (5) This section does not authorize any transactions with respect to 
Iraqi cultural property or other items of archaeological, historical, 
cultural, rare scientific, and religious importance illegally removed 
from the Iraq National Museum, the National Library, and other locations 
in Iraq since August 6, 1990. Any trade in or transfer of such items, 
including items with respect to which reasonable suspicion exists that 
they have been illegally removed.


[[Page 344]]


    Note to Sec. 575.533(b)(5): Questions concerning whether particular 
Iraqi cultural property or other items are subject to this paragraph 
should be directed to the Cultural Property Office, U.S. Department of 
State, tel. 202-619-6612, fax 202-260-4893, Web site http://
www.exchanges.state.gov/culprop, e-mail [email protected].

    (c) Effective date. Paragraphs (a), (b)(1), (b)(3), (b)(4) and 
(b)(5) of this section are effective May 23, 2003. Paragraph (b)(2) of 
this section is effective July 30, 2004.

[69 FR 46092, July 30, 2004]



Sec. 575.534  Transfers of certain blocked claims by U.S. financial institutions.

    U.S. financial institutions are authorized to transfer claims that 
were booked in the United States as of May 23, 2003, against the 
Government of Iraq for unpaid loans and other debts to their home 
offices or to other foreign offices of the same institution. This 
section authorizes only the transfer of claims and does not authorize 
the debiting of any blocked account

[68 FR 65845, Nov. 24, 2003]



Sec. 575.535  Iraqi debt unblocked.

    (a) Except as provided in paragraph (b) of this section, all 
transactions otherwise prohibited by this part that involve debts in 
which the Government of Iraq has an interest are authorized.
    (b) For purposes of this part:
    (1) This section does not authorize transactions that remain 
prohibited under the terms of paragraphs (b)(3) and (b)(5) of Sec. 
575.533 of this part.
    (2) This section does not authorize the purchase, exchange or 
settlement of debt in which the Government of Iraq has an interest 
utilizing funds or other property that is blocked pursuant to this part.

[70 FR 54259, Sept. 14, 2005]



                            Subpart F_Reports



Sec. 575.601  Records and reports.

    For provisions relating to records and reports, see subpart C of 
part 501 of this chapter.

[62 FR 45109, Aug. 25, 1997]



                           Subpart G_Penalties



Sec. 575.701  Penalties.

    (a) Section 586E of the Iraq Sanctions Act of 1990 (Public Law 101-
513, 104 Stat. 2049; 50 U.S.C. 1701 note), as adjusted pursuant to the 
Federal Civil Penalties Inflation Adjustment Act of 1990 (Public Law 
101-410, as amended, 28 U.S.C. 2461 note), provides that, 
notwithstanding section 206 of the International Emergency Economic 
Powers Act (50 U.S.C. 1705) and section 5(b) of the United Nations 
Participation Act of 1945 (22 U.S.C. 287c(b)):
    (1) A civil penalty of not to exceed $325,000 per violation may be 
imposed on any person who, after the enactment of this Act, violates or 
evades or attempts to violate or evade Executive Order Number 12722, 
12723, 12724, or 12725, or any license, order, or regulation issued 
under any such Executive Order;

    Note to paragraph (a)(1). The current $325,000 civil penalty cap may 
be adjusted for inflation pursuant to the Federal Civil Penalties 
Inflation Adjustment Act of 1990.

    (2) Whoever after the date of enactment of this Act willfully 
violates or evades or attempts to violate or evade Executive Order 
Number 12722, 12723, 12724, or 12725 or any license, order, or 
regulation issued under any such Executive Order--
    (i) Shall, upon conviction, be fined not more than $1,000,000 if a 
person other than a natural person; or
    (ii) If a natural person, shall, upon conviction, be fined not more 
than $1,000,000, be imprisoned for not more than 12 years, or both.
    (3) Any officer, director, or agent of any corporation who knowingly 
participates in a violation, evasion, or attempt described in paragraph 
(a)(2) of this section may be punished by imposition of the fine, 
imprisonment (or both) specified in paragraph (a)(2)(ii) of this 
section.
    (b) The criminal penalties provided in the Iraq Sanctions Act are 
subject to increase pursuant to 18 U.S.C. 3571.
    (c) Attention is directed to the United Nations Participation Act, 
22 U.S.C. 287c(b), which provides that any person who willfully violates 
or evades or attempts to violate or evade any

[[Page 345]]

order, rule, or regulation issued by the President pursuant to the 
authority granted in that section shall, upon conviction, be fined not 
more than $10,000 or, if a natural person, be imprisoned for not more 
than ten years, or both; and the officer, director or agent of any 
corporation who knowingly participates in such violation or evasion 
shall be punished by a similar fine, imprisonment or both, and any 
property, funds, securities, papers, or other articles or documents, or 
any vessel, together with tackle, apparel, furniture, and equipment, or 
vehicle, or aircraft, concerned in such violation shall be forfeited to 
the United States. The criminal penalties provided in the United Nations 
Participation Act are subject to increase pursuant to 18 U.S.C. 3571.
    (d) Attention is also directed to 18 U.S.C. 1001, which provides 
that whoever, in any matter within the jurisdiction of any department or 
agency of the United States, knowingly and willfully falsifies, conceals 
or covers up by any trick, scheme, or device a material fact, or makes 
any false, fictitious or fraudulent statement or representation or makes 
or uses any false writing or document knowing the same to contain any 
false, fictitious or fraudulent statement or entry, shall be fined under 
title 18, United States Code, or imprisoned not more than five years, or 
both.
    (e) Attention is directed to 18 U.S.C. 2332d, as added by Public Law 
104-132, section 321, which provides that, except as provided in 
regulations issued by the Secretary of the Treasury, in consultation 
with the Secretary of State, a U.S. person, knowing or having reasonable 
cause to know that a country is designated under section 6(j) of the 
Export Administration Act, 50 U.S.C. App. 2405, as a country supporting 
international terrorism, engages in a financial transaction with the 
government of that country, shall be fined under title 18, United States 
Code, or imprisoned for not more than 10 years, or both.
    (f) Violations of this part may also be subject to relevant 
provisions of the Customs laws and other applicable laws.

[56 FR 2113, Jan. 18, 1991, as amended at 61 FR 43461, Aug. 23, 1996; 61 
FR 54939, Oct. 23, 1996; 62 FR 45109, Aug. 25, 1997; 68 FR 61361, Oct. 
28, 2003]



Sec. 575.702  Prepenalty notice.

    (a) When required. If the Director of the Office of Foreign Assets 
Control has reasonable cause to believe that there has occurred a 
violation of any provision of this part or a violation of the provisions 
of any license, ruling, regulation, order, direction or instruction 
issued by or pursuant to the direction or authorization of the Secretary 
of the Treasury pursuant to this part or otherwise under the 
International Emergency Economic Powers Act, and the Director determines 
that further proceedings are warranted, he shall issue to the person 
concerned a notice of his intent to impose a monetary penalty. The 
prepenalty notice shall be issued whether or not another agency has 
taken any action with respect to this matter.
    (b) Contents--(1) Facts of violation. The prepenalty notice shall 
describe the violation, specify the laws and regulations allegedly 
violated, and state the amount of the proposed monetary penalty.
    (2) Right to make presentations. The prepenalty notice also shall 
inform the person of his right to make a written presentation within 30 
days of mailing of the notice as to why a monetary penalty should not be 
imposed, or, if imposed, why it should be in a lesser amount than 
proposed.



Sec. 575.703  Presentation responding to prepenalty notice.

    (a) Time within which to respond. The named person shall have 30 
days from the date of mailing of the prepenalty notice to make a written 
presentation to the Director.
    (b) Form and contents of written presentation. The written 
presentation need not be in any particular form, but shall contain 
information sufficient to indicate that it is in response to the 
prepenalty notice. It should contain responses to the allegations in the

[[Page 346]]

prepenalty notice and set forth the reasons why the person believes the 
penalty should not be imposed or, if imposed, why it should be in a 
lesser amount than proposed.



Sec. 575.704  Penalty notice.

    (a) No violation. If, after considering and presentations made in 
response to the prepenalty notice and any relevant facts, the Director 
determines that there was no violation by the person named in the 
prepenalty notice, he promptly shall notify the person in writing of the 
determination and that no monetary penalty will be imposed.
    (b) Violation. If, after considering any presentations made in 
response to the prepenalty notice, the Director determines that there 
was a violation by the person named in the prepenalty notice, he 
promptly shall issue a written notice of the imposition of the monetary 
penalty to that person.



Sec. 575.705  Administrative collection; referral to United States Department of Justice.

    In the event that the person named does not pay the penalty imposed 
pursuant to this part or make payment arrangements acceptable to the 
Director of the Office of Foreign Assets Control within 30 days of the 
date of mailing of the penalty notice, the matter may be referred for 
administrative collection measures by the Department of the Treasury or 
to the United States Department of Justice for appropriate action to 
recover the penalty in a civil suit in a Federal district court.

[70 FR 15762, Mar. 29, 2005]



                          Subpart H_Procedures



Sec. 575.801  Procedures.

    For license application procedures and procedures relating to 
amendments, modifications, or revocations of licenses; administrative 
decisions; rulemaking; and requests for documents pursuant to the 
Freedom of Information and Privacy Acts (5 U.S.C. 552 and 552a), see 
part 501, subpart E, of this chapter.

[62 FR 45109, Aug. 25, 1997, as amended at 68 FR 53659, Sept. 11, 2003]



Sec. 575.802  Delegation by the Secretary of the Treasury.

    Any action which the Secretary of the Treasury is authorized to take 
pursuant to Executive Order No. 12723 and Executive Order No. 12725 may 
be taken by the Director, Office of Foreign Assets Control, or by any 
other person to whom the Secretary of the Treasury has delegated 
authority so to act.

[56 FR 2113, Jan. 18, 1991. Redesignated at 62 FR 45109, Aug. 25, 1997]



                    Subpart I_Paperwork Reduction Act



Sec. 575.901  Paperwork Reduction Act notice.

    For approval by the Office of Management and Budget (``OMB'') under 
the Paperwork Reduction Act of information collections relating to 
recordkeeping and reporting requirements, to licensing procedures 
(including those pursuant to statements of licensing policy), and to 
other procedures, see Sec. 501.901 of this chapter. An agency may not 
conduct or sponsor, and a person is not required to respond to, a 
collection of information unless it displays a valid control number 
assigned by OMB.

[62 FR 45110, Aug. 25, 1997]



     PART 585_FEDERAL REPUBLIC OF YUGOSLAVIA (SERBIA AND MONTENEGRO) AND BOSNIAN SERB-CONTROLLED AREAS OF THE REPUBLIC OF BOSNIA AND HERZEGOVINA SANCTIONS 
REGULATIONS--Table of Contents




      Subpart A_Relation of This Part to Other Laws and Regulations

Sec.
585.101 Relation of this part to other laws and regulations.

                         Subpart B_Prohibitions

585.201 Prohibited transactions involving blocked property; transactions 
          with respect to securities.
585.202 Effect of transfers violating the provisions of this part.
585.203 Holding of certain types of blocked property in interest-bearing 
          accounts.

[[Page 347]]

585.204 Prohibited importation of goods or services from the FRY (S&M).
585.205 Prohibited exportation and reexportation of goods, technology, 
          or services to the FRY (S&M).
585.206 Prohibited dealing in property.
585.207 Prohibited transportation-related transactions involving the FRY 
          (S&M).
585.208 Prohibited overflights, takeoffs and landings of aircraft en 
          route to or from the FRY (S&M).
585.209 Prohibited performance of contracts.
585.210 Prohibited transfers of funds to or for the benefit of the 
          Government of the FRY (S&M) or any person in the FRY (S&M).
585.211 Prohibited transactions related to participation in sporting 
          events.
585.212 Prohibited transactions related to scientific and technical 
          cooperation, cultural exchanges, and other official visits.
585.213 Exemption of activities related to certain international 
          organizations.
585.214 Evasions; attempts; conspiracies.
585.215 Conveyances and cargo suspected of being in violation of United 
          Nations sanctions; detention; blocking.
585.216 Expenses of maintaining blocked property; liquidation into 
          blocked account.
585.217 Entry into the territorial waters of the FRY (S&M) or the 
          riverine ports of the Republic of Bosnia and Herzegovina 
          prohibited.
585.218 Trade in United Nations Protected Areas of Croatia and those 
          areas of the Republic of Bosnia and Herzegovina under the 
          control of Bosnian Serb forces.

                      Subpart C_General Definitions

585.301 Effective date.
585.302 Blocked account; blocked property.
585.303 Interest.
585.304 Property; property interest.
585.305 Transfer.
585.306 License.
585.307 General license.
585.308 Specific license.
585.309 Person.
585.310 Entity.
585.311 Government of the FRY (S&M).
585.312 Govenment of the Socialist Federal Republic of Yugoslavia.
585.313 Federal Republic of Yugoslavia (Serbia and Montenegro); FRY 
          (S&M).
585.314 Goods and services originating in the FRY (S&M).
585.315 Person in the FRY (S&M).
585.316 United States.
585.317 United States person; U.S. person.
585.318 U.S. financial institution.
585.319 UNSC Resolution 757.

                        Subpart D_Interpretations

585.401 Reference to amended sections.
585.402 Effect of amendment.
585.403 Termination and acquisition of an interest in blocked property.
585.404 Payments from blocked accounts to U.S. exporters and for other 
          obligations prohibited.
585.405 Acquisition of instruments including bankers acceptances.
585.406 Extensions of credits or loans.
585.407 Payments in connection with certain authorized transactions.
585.408 Offshore transactions.
585.409 Transshipments through the United States prohibited.
585.410 Imports from third countries of goods originating in the FRY 
          (S&M); transshipments.
585.411 Exports to third countries; transshipments.
585.412 Release of goods originating in the FRY (S&M) from a bonded 
          warehouse or foreign trade zone.
585.413 Imports of goods orginating in the FRY (S&M), and purchases of 
          goods from the FRY (S&M).
585.414 Services performed in the Federal Republic of Yugoslavia (Serbia 
          and Montenegro) or by the Government of the FRY (S&M).
585.415 Setoffs prohibited.
585.416 Exportation of services; performance of service contracts; legal 
          services.
585.417 Transactions incidental to a licensed transaction.
585.418 Vessels of the Federal Republic of Yugoslavia (Serbia and 
          Montenegro).
585.419 Effect of E.O. 12846 on outstanding licenses and authorizations.
585.420 Prohibited transfer of funds involving those areas of the 
          Republic of Bosnia and Herzegovina under the control of 
          Bosnian Serb forces.

 Subpart E_Licenses, Authorizations, and Statements of Licensing Policy

585.500 Licensing procedures.
585.501 Effect of license or authorization.
585.502 Exclusion from licenses and authorizations.
585.503 Payments and transfers to blocked accounts in U.S. financial 
          institutions.
585.504 Investment and reinvestment of certain funds.
585.505 Completion of certain transactions related to bankers 
          acceptances authorized.
585.506 Payments of obligations to persons within the United States 
          authorized.
585.507 Certain exportations to the FRY (S&M) authorized.
585.508 Importation of household and personal effects from the FRY (S&M) 
          authorized.
585.509 Trading in certain pre-sanctions obligations of debtors in the 
          Republics of

[[Page 348]]

          Slovenia, Croatia, Bosnia-Hercegovina, and Macedonia 
          authorized.
585.510 Payments and transfers authorized for goods and services 
          exported to the FRY (S&M) prior to the effective date.
585.511 Extensions or renewals of letters of credit authorized.
585.512 Transactions relating to travel to or within the FRY (S&M).
585.513 Transactions related to telecommunications authorized.
585.514 Transactions related to mail authorized.
585.515 Certain transactions related to patents, trademarks and 
          copyrights authorized.
585.516 Procedures established for export transactions initiated prior 
          to the effective date.
585.517 Exportation of certain legal services to the Government of, or 
          persons in, the FRY (S&M).
585.518 Certain standby letters of credit and performance bonds.
585.519 Certain imports for diplomatic or official personnel authorized.
585.520 Entries in certain accounts for normal service charges 
          authorized.
585.521 Donations of food to relieve human suffering authorized.
585.522 Donations of medical supplies authorized.
585.523 Certain transactions for the benefit of individuals in the FRY 
          (S&M) authorized.
585.524 Humanitarian aid and trade in United Nations Protected Areas of 
          Croatia and those areas of the Republic of Bosnia and 
          Herzegovina controlled by Bosnian Serb forces.
585.525 Authorization of certain new transactions with respect to the 
          FRY (S&M).
585.526 Authorization for release of certain blocked transfers by U.S. 
          financial institutions.
585.527 Authorization of certain new transactions with respect to the 
          Bosnian Serbs.
585.528 Unblocking of certain vessels and accounts.
585.529 Unblocking of previously blocked property.

                            Subpart F_Reports

585.601 Records and reports.

                           Subpart G_Penalties

585.701 Penalties.
585.702 Prepenalty notice.
585.703 Presentation responding to prepenalty notice.
585.704 Penalty notice.
585.705 Referral to United States Department of Justice.

                          Subpart H_Procedures

585.801 Procedures.
585.802 Delegation by the Secretary of the Treasury.

                    Subpart I_Paperwork Reduction Act

585.901 Paperwork Reduction Act notice.

    Authority: 3 U.S.C. 301; 22 U.S.C. 287c; 31 U.S.C. 321(b); 49 U.S.C. 
40106; 50 U.S.C. 1601-1651, 1701-1706; Pub. L. 101-410, 104 Stat. 890 
(28 U.S.C. 2461 note); Pub. L. 110-96, 121 Stat. 1011; E.O. 12808, 57 FR 
23299, 3 CFR, 1992 Comp., p. 305; E.O. 12810, 57 FR 24347, 3 CFR, 1992 
Comp., p. 307; E.O. 12831, 58 FR 5253, 3 CFR, 1993 Comp., p. 576; E.O. 
12846, 58 FR 25771, 3 CFR, 1993 Comp., p. 599; E.O. 12934, 59 FR 54117, 
3 CFR, 1994 Comp., p. 930; E.O. 13304, 68 FR 32315, 3 CFR, 2003 Comp., 
p. 229.

    Source: 58 FR 13201, Mar. 10, 1993, unless otherwise noted.



      Subpart A_Relation of This Part to Other Laws and Regulations



Sec. 585.101  Relation of this part to other laws and regulations.

    (a) This part is separate from, and independent of, the other parts 
of this chapter with the exception of part 501 of this chapter, the 
recordkeeping and reporting requirements and license application and 
other procedures of which apply to this part. Differing foreign policy 
and national security contexts may result in differing interpretations 
of similar language among the parts of this chapter. No license or 
authorization contained in or issued pursuant to those other parts 
authorizes any transaction prohibited by this part. No license or 
authorization contained in or issued pursuant to any other provision of 
law or regulation authorizes any transaction prohibited by this part.
    (b) No license or authorization contained in or issued pursuant to 
this part relieves the involved parties from complying with any other 
applicable laws or regulations.

[58 FR 13201, Mar. 10, 1993, as amended at 62 FR 45110, Aug. 25, 1997]

[[Page 349]]



                         Subpart B_Prohibitions



Sec. 585.201  Prohibited transactions involving blocked property; transactions with respect to securities.

    (a) Except as authorized by regulations, orders, directives, 
rulings, instructions, licenses, or otherwise, and notwithstanding the 
existence of any rights or obligations conferred or imposed by any 
international agreement or any contract entered into or any license or 
permit granted before 11:59 p.m. Eastern Daylight Time (``EDT''), May 
30, 1992, no property or interest in property of the Government of the 
FRY (S&M), or that is held in the name of the Federal Republic of 
Yugoslavia or the former Government of the Socialist Federal Republic of 
Yugoslavia, that is in the United States, that hereafter comes within 
the United States, or that is or hereafter comes within the possession 
or control of U.S. persons, including their overseas branches, may be 
transferred, paid, exported, withdrawn or otherwise dealt in.
    (b) Except as otherwise authorized, and notwithstanding the 
existence of any rights or obligations conferred or imposed by any 
international agreement or any contract entered into or any license or 
permit granted before 12:01 a.m. EDT, April 26, 1993, no property or 
interest in property of any commercial, industrial, or public utility 
undertakings or entities organized or located in the Federal Republic of 
Yugoslavia (Serbia and Montenegro), including, without limitation, the 
property and all interests in property of entities (wherever organized 
or located) owned or controlled by such undertakings or entities, that 
are in the United States, that hereafter come within the United States, 
or that are or hereafter come within the possession or control of United 
States persons, including their overseas branches, may be transferred, 
paid, exported, withdrawn or otherwise dealt in.
    (c) Except as otherwise authorized, and notwithstanding the 
existence of any rights or obligations conferred or imposed by any 
international agreementor any contract entered into or any licence or 
permit granted before 11:59 p.m. EDT, October 25, 1994, no property or 
interest in property of the following persons that is in the United 
States, that hereafter comes within the United States, or that is or 
hereafter comes within the possession or control of United States 
persons, including their overseas branches, may be transferred, paid, 
exported, withdrawn, or otherwise dealt in:
    (1) The Bosnian Serb military and paramilitary forces and the 
authorities in those areas of the Republic of Bosnia and Herzegovina 
under the control of those forces;
    (2) Any entity, including any commercial, industrial, or public 
utility undertaking, organized or located in those areas of the Republic 
of Bosnia and Herzegovina under the control of Bosnian Serb forces;
    (3) Any entity, wherever organized or located, which is owned or 
controlled directly or indirectly by any person in, or resident in, 
those areas of the Republic of Bosnia and Herzegovona under the control 
of Bosnian Serb forces; and
    (4) Any person acting for or on behalf of any person included within 
the scope of paragraphs (c)(1), (2), or (3) of this section.

    Note to paragraph (c) of Sec. 585.201: Please refer to the 
appendices at the end of this chapter for listings of persons designated 
pursuant to this section. Section 501.807 of this chapter sets forth the 
procedures to be followed by persons seeking administrative 
reconsideration of their designation or that of a vessel as blocked, or 
who wish to assert that the circumstances resulting in the designation 
are no longer applicable.

    (d) Unless otherwise authorized by this part or by a specific 
license expressly referring to this section, the transfer (including the 
transfer on the books of any issuer or agent thereof), the endorsement 
or guaranty of signatures on, or any other dealing in any security (or 
evidence thereof) registered or inscribed in the name of the Government 
of the Federal Republic of Yugoslavia or the former Government of the 
Socialist Federal Republic of Yugoslavia and held within the possession 
or control of a U.S. person is prohibited, irrespective of the fact that 
at any time either at or subsequent to the

[[Page 350]]

effective date the registered or inscribed owner thereof may have, or 
appears to have, assigned, transferred, or otherwise disposed of any 
such security.
    (e) When a transaction results in the blocking of funds at a 
financial institution pursuant to this section and a party to the 
transaction believes the funds have been blocked due to mistaken 
identity, that party may seek to have such funds unblocked pursuant to 
the administrative procedures set forth in Sec. 501.806 of this 
chapter.

[58 FR 13201, Mar. 10, 1993, as amended at 58 FR 35828, July 1, 1993; 60 
FR 34145, June 30, 1995; 61 FR 32938, June 26, 1996; 62 FR 45110, Aug. 
25, 1997]



Sec. 585.202  Effect of transfers violating the provisions of this part.

    (a) Any transfer after the effective date specified in Sec. 585.301 
which is in violation of any provision of this part or of any 
regulation, order, directive, ruling, instruction, licance, or other 
authorization hereunder and involves any property or interest in 
property blocked pursuant to Sec. 585.201 is null and void and shall 
not be the basis for the assertion or recognition of any interest in or 
right, remedy, power or privilege with respect to such property or 
property interests.
    (b) No transfer before the effective date shall be the basis for the 
assertion or recognition of any right, remedy, power, or privilige with 
respect to, or interest in, any property or interest in property blocked 
pursuant to Sec. 585.201, unless the person with whom such property is 
held or maintained, prior to such date, had written notice of the 
tranfer or by any written evidence had recognized such transfer.
    (c) Unless otherwise provided, an appropriate license or other 
authorization issued by or pursuant to the direction or authorization of 
the Director of the Office of Foreign Assets Control before, during, or 
after a transfer shall validate such transfer or render it enforceable 
to the same extent that it would be valid or enforceable but for the 
provisions of the International Emergency Economic Powers Act, the 
United Nations Participation Act, this part, and any regulation, order, 
directive, ruling, instruction, or license issued hereunder.
    (d) Transfers of property which otherwise would be null and void or 
unenforceable by virtue of the provisions of this section shall not be 
deemed to be null and void or unenforceable as to any person with whom 
such property was held or maintained (and as to such person only) in 
cases in which such person is able to establish to the satisfaction of 
the Director of the Office of Foreign Assets Control each of the 
following:
    (1) Such transfer did not represent a willful violation of the 
provisions of this part by the person with whom such property was held 
or maintained;
    (2) The person with whom such property was held or maintained did 
not have reasonable cause to know or suspect, in view of all the facts 
and circumstances known or available to such person, that such transfer 
required a license or authorization by or pursuant to this part and was 
not so licensed or authorized, or if a license or authorization did 
purport to cover the transfer, that such license or authorization had 
been obtained by misrepresentation of a third party or the withholding 
of material facts or was otherwise fraudulently obtained; and
    (3) Promptly upon discovery that
    (i) Such transfer was in violation of the provisions of this part or 
any regulation, ruling, instruction, license, or other direction or 
authorization hereunder, or
    (ii) Such transfer was not licensed or authorized by the Director of 
the Office of Foreign Assets Control, or
    (iii) If a license did purport to cover the transfer, such license 
had been obtained by misrepresentation of a third party or the 
withholding of material facts or was otherwise fraudulently obtained; 
the person with whom such property was held or maintained filed with the 
Office of Foreign Assets Control a report setting forth in full the 
circumstances relating to such transfer. The filing of a report in 
accordance with the provisions of this paragraph shall not be deemed 
evidence that the terms of paragraphs (d) (1) and (2) of this section 
have been satisfied.
    (e) Unless licenced or authorized pursuant to this part, any 
attachment,

[[Page 351]]

judgement, decree, lien, execution, garnishment, or other judicial 
process is null and void with respect to any property or interest in 
property blocked pursuant to Sec. 585.201.

[58 FR 13201, Mar. 10, 1993, as amended at 60 FR 34145, June 30, 1995]



Sec. 585.203  Holding of certain types of blocked property in interest-bearing accounts.

    (a)(1) Any person, including a U.S. financial institution, currently 
holding property subject to Sec. 585.201, which, as of July 15, 1992, 
or the date of receipt if subsequent to July 15, 1992, is not being held 
in an interest-bearing account or otherwise invested in a manner 
authorized by the Office of Foreign Assets Control, shall transfer such 
property to, or hold such property or cause such property to be held in, 
an interest-bearing account or interest-bearing status in a U.S. 
financial institution as of July 15, 1992, or the date of receipt if 
subsequent to July 15, 1992, unless otherwise authorized or directed by 
the Office of Foreign Assets Control.
    (2) The requirement set forth in paragraph (a)(1) of this section 
shall apply to currency, bank deposits, accounts, obligations, and any 
other financial or economic resources or assets, and any proceeds 
resulting from the sale of tangible or intangible property. If interest 
is credited to an account separate from that in which the interest-
bearing asset is held, the name of the account party on both accounts 
must be the same and must clearly indicate the person(s) having an 
interest in the accounts. If the account is held in the name of the 
Government of the Federal Republic of Yugoslavia or the former 
Government of the Socialist Federal Republic of Yugoslavia, the name of 
the account to which interest is credited must be the same.
    (b) For purposes of this section, the term ``interest-bearing 
account'' means a blocked account in a U.S. financial institution 
earning interest at rates that are commercially reasonable for the 
amount of funds in the account, i.e., a rate similar to that currently 
offered other depositors on deposits of comparable size and maturity. 
Overnight investment of blocked funds is authorized, provided that the 
funds remain within the possession and control of the U.S. person 
holding the funds and that the funds remain in a blocked status at all 
times. Except as otherwise authorized, the funds may not be re-invested 
or held in instruments the maturity of which exceeds 90 days.
    (c) U.S. financial institutions receiving instructions to execute a 
payment or transfer of funds they hold in which a person has an interest 
whose property or interests in property are blocked pursuant to Sec. 
585.201, shall block the funds and provide written notification to the 
Compliance Programs Division, Office of Foreign Assets Control, U.S. 
Treasury Department, 1500 Pennsylvania Ave., NW.-2131 Annex, Washington, 
DC 20220, within 10 business days from the value date of the payment or 
transfer. The notification shall include a photocopy of the payment or 
transfer instructions received, shall confirm that the payment or 
transfer has been deposited into an existing or newly-established 
blocked account, and shall provide the account number, the name of the 
account, the location of the account, the name and address of the 
transferor and transferee financial instructions, the date of the 
deposit and the amount of the payment or transfer.
    (d) This section does not apply to blocked tangible property, such 
as chattels, nor does it create an affirmative obligation on the part of 
the holder of such blocked tangible property to sell or liquidate the 
property and put the proceeds in a blocked account. However, the Office 
of Foreign Assets Control may issue licenses permitting or directing 
sales of tangible property in appropriate cases.

[58 FR 13201, Mar. 10, 1993, as amended at 60 FR 34145, June 30, 1995]



Sec. 585.204  Prohibited importation of goods or services from the FRY (S&M).

    Except as otherwise authorized, no goods originating in, or services 
performed in, the FRY (S&M), exported from the FRY (S&M) after May 30, 
1992, may be imported into the United States, nor may any U.S. person 
engage in any activity that promotes or is intended to promote such 
importation.

[[Page 352]]



Sec. 585.205  Prohibited exportation and reexportation of goods, technology, or services to the FRY (S&M).

    Except as otherwise authorized, no goods, technology (including 
technical data or other information controlled for export pursuant to 
the Export Administration Regulations, 15 CFR parts 768-799), or 
services, either (a) from the United States, (b) requiring the issuance 
of a license by a Federal agency, or (c) involving the use of U.S.-
registered vessels or aircraft, may be exported, directly or indirectly, 
to the FRY (S&M), or to any entity operated from the FRY (S&M), or owned 
or controlled by the Government of the FRY (S&M), nor may any U.S. 
person engage in any activity that promotes or is intended to promote 
such exportation.



Sec. 585.206  Prohibited dealing in property.

    Except as otherwise authorized, no U.S. person may deal in:
    (a) Property originating in the FRY (S&M) and exported from the FRY 
(S&M) after May 30, 1992, or
    (b) Property intended for exportation from the FRY (S&M) to any 
country, or for exportation to the FRY (S&M) from any country, or
    (c) Property being transshipped through the FRY (S&M), or in any 
activity of any kind that promotes or is intended to promote such 
dealing.



Sec. 585.207  Prohibited transportation-related transactions involving the FRY (S&M).

    Except as otherwise authorized, the following are prohibited:
    (a) Any transaction by a U.S. person, or involving the use of U.S. 
registered vessels and aircraft, relating to transportation to or from 
the FRY (S&M);
    (b) The provision of transportation to or from the United States by:
    (1) Any person in the FRY (S&M) or
    (2) Any vessel or aircraft registered in the FRY (S&M), or
    (3) Any vessel in which a majority or controlling interest is held 
by a person or entity in or operating from the FRY (S&M), regardless of 
registry; or
    (c) The sale in the United States by any person holding authority 
under the Federal Aviation Act of 1958, as amended (49 U.S.C. 1301 et 
seq.) of any transportation by air that includes any stop in the FRY 
(S&M).
    (d) Example. Unless licensed or exempted, no U.S. person may insure, 
or provide ticketing, ground, port, refueling, bunkering, clearance, or 
freight forwarding services with respect to,
    (i) Any sea or air transportation the destination of which is the 
FRY (S&M), or which is intended to make a stop in the FRY (S&M), or
    (ii) Any vessel in which a majority or controlling interest is held 
by a person or entity in or operating from the FRY (S&M).



Sec. 585.208  Prohibited overflights, takeoffs and landings of aircraft en route to or from the FRY (S&M).

    Except as otherwise authorized, no aircraft, regardless of registry, 
may take off from, land in, or overfly the United States, if the 
aircraft, as part of the same flight or as a continuation of that 
flight, is destined to land in or has taken off from the territory of 
the FRY (S&M). See also: Special Federal Aviation Regulation (SFAR) No. 
66, 14 CFR part 91.



Sec. 585.209  Prohibited performance of contracts.

    Except as otherwise authorized, no U.S. person may perform any 
contract, including a financing contract, in support of an industrial, 
commercial, public utility, or governmental project in the FRY (S&M).



Sec. 585.210  Prohibited transfer of funds to or for the benefit of the Government of the FRY (S&M) or any person in the FRY (S&M).

    Except as otherwise authorized, no U.S. person may commit or 
transfer, directly or indirectly, funds or other financial or economic 
resources to or for the benefit of the Government of the FRY (S&M) or 
any person in the FRY (S&M).



Sec. 585.211  Prohibited transactions related to participation in sporting events.

    Except as otherwise authorized, transactions in the United States or 
by a U.S. person related to participation in sporting events in the 
United States

[[Page 353]]

by persons or groups representing the FRY (S&M) are prohibited.



Sec. 585.212  Prohibited transactions related to scientific and technical cooperation, cultural exchanges, and other official visits.

    Except as otherwise authorized, transactions in the United States or 
by a U.S. person related to scientific and technical cooperation and 
cultural exchanges involving persons or groups officially sponsored by 
or representing the FRY (S&M), or related to visits to the United States 
by such persons or groups other than as authorized for the purpose of 
participation at the United Nations, are prohibited.



Sec. 585.213  Exemption of activities related to certain international organizations.

    Any activities related to the United Nations Protection Force 
(UNPROFOR), the Conference on Yugoslavia, or the European Community 
Monitor Mission are exempt from the prohibitions and regulations of this 
part.



Sec. 585.214  Evasions; attempts; conspiracies.

    Any transaction for the purpose of, or which has the effect of, 
evading or avoiding, or which facilitates the evasion or avoidance of, 
any of the prohibitions set forth in this subpart, is hereby prohibited. 
Any attempt to violate the prohibitions set forth in this part is hereby 
prohibited. Any conspiracy formed for the purpose of engaging in a 
transaction prohibited by this part is hereby prohibited.



Sec. 585.215  Conveyances and cargo suspected of being in violation of United Nations sanctions; detention; blocking.

    (a) Except as otherwise authorized, and notwithstanding the 
existence of any rights or obligations conferred or imposed by any 
international agreement or any contract entered into or any license or 
permit granted before 12:01 a.m. EDT, April 26, 1993, all vessels, 
freight vehicles, rolling stock, aircraft and cargo that are in or 
hereafter come within the United States and are not subject to blocking 
pursuant to Sec. 585.201, but which are suspected of a violation of 
United Nations Security Council Resolutions No. 713 (1991), 757 (1992), 
787 (1992) or 820 (1993):
    (1) Shall be detained, pending investigation; and,
    (2) Upon a determination by the Director, Office of Foreign Assets 
Control, that they have been in violation of any of these resolutions, 
may not be transferred, moved, exported, withdrawn, or otherwise dealt 
in.
    (b) Conveyances and cargoes blocked pursuant to paragraph (a) of 
this section may be liquidated as provided in Sec. 585.216.

[58 FR 35829, July 1, 1993]



Sec. 585.216  Expenses of maintaining blocked property; liquidation into blocked account.

    (a) Except as otherwise authorized, and notwithstanding the 
existence of any rights or obligations conferred or imposed by any 
international agreement or any contract entered into or any license or 
permit granted before 12:01 a.m. EDT, April 26, 1993, all expenses 
incident to the blocking and maintenance of property blocked pursuant to 
Sec. 585.201 or Sec. 585.215(a) shall be charged to the owners or 
operators of such property, which expenses shall not be met from blocked 
funds.
    (b) Property blocked pursuant to Sec. 585.201 or Sec. 585.215 may, 
in the discretion of the Director, Office of Foreign Assets Control, be 
sold or liquidated and the net proceeds shall be placed in a blocked 
interest-bearing account in the name of the owner of the property.

[58 FR 35829, July 1, 1993]



Sec. 585.217  Entry into the territorial waters of the FRY (S&M) or the riverine ports of the Republic of Bosnia and Herzegovina prohibited.

    Except as otherwise authorized by the Director of the Office of 
Foreign Assets Control pursuant to this part, no vessel registered in 
the United States or owned or controlled by U.S. persons, other than a 
United States naval vessel, may enter:
    (a) The territorial waters of the FRY (S&M); or
    (b) The riverine ports of those areas of the Republic of Bosnia and

[[Page 354]]

Herzegovina under the control of Bosnian Serb forces.

[60 FR 34145, June 30, 1995]



Sec. 585.218  Trade in United Nations Protected Areas of Croatia and those areas of the Republic of Bosnia and Herzegovina under the control of Bosnian Serb 
          forces.

    The following are prohibited, except as otherwise authorized by the 
Director of the Office of Foreign Assets Control pursuant to this part:
    (a) Any dealing by a United States person relating to the 
importation from, exportation to, or transshipment of goods through the 
United Nations Protected Areas in the Republic of Croatia and those 
areas of the Republic of Bosnia and Herzegovina under the control of 
Bosnian Serb forces, or activity of any kind that promotes or is 
intended to promote such dealing (see Sec. 585.524); and
    (b) The provision or exportation of services to those areas of the 
Republic of Bosnia and Herzegovina under the control of Bosnian Serb 
forces, or to any oerson for the purpose of any business carried on in 
those areas, either from the United States or by a United States person.

[60 FR 34145, June 30, 1995]



                      Subpart C_General Definitions



Sec. 585.301  Effective date.

    The term effective date refers to the effective date of the 
applicable prohibitions and directives contained in subpart B as 
follows:
    (a) With respect to Sec. Sec. 585.201 (a) and (d), 585.202, and 
585.214, 11:59 p.m. EDT, May 30, 1992;
    (b) With respect to Sec. Sec. 585.204, 585.205, 585.206, 585.207, 
585.208, 585.209, 585.210, 585.211, 585.212, and 585.213, 12:20 p.m. 
EDT, June 5, 1992, except as provided in paragraph (d) of this section;
    (c) With respect to Sec. 585.203, July 15, 1992;
    (d) With respect to Sec. 585.206(c) and Sec. 585.207(b)(3), 
January 15, 1993;
    (e) With respect to Sec. Sec. 585.201(b), 585.215, 585.216, 
585.217(a), and 585.218(a), 12:01 a.m. EDT, April 26, 1993; and
    (f) With respect to Sec. Sec. 585.201(c), 585.217(b), and 
585.218(b), 11:59 p.m. EDT, October 25, 1994.

[58 FR 13201, Mar. 10, 1993, as amended at 58 FR 35829, July 1, 1993; 60 
FR 34146, June 30, 1995]



Sec. 585.302  Blocked account; blocked property.

    The terms blocked account and blocked property shall mean any 
account and any property or interest in property blocked pursuant to 
Sec. 585.201 with respect to which payments, transfers, exportations, 
withdrawals, or other dealings may not be made or effected except 
pursuant to an authorization or license from the Office of Foreign 
Assets Control authorizing such action.

[60 FR 34146, June 30, 1995]



Sec. 585.303  Interest.

    Except as otherwise provided in this part, the term interest when 
used with respect to property (e.g., an interest in property) means an 
interest of any nature whatsoever, direct or indirect.



Sec. 585.304  Property; property interest.

    The terms property and property interest include, but are not 
limited to, money, checks, drafts, bullion, bank deposits, savings 
accounts, debts, indebtedness, obligations, notes, guarantees, 
debentures, stocks, bonds, coupons, any other financial instruments, 
bankers acceptances, mortgages, pledges, liens or other rights in the 
nature of security, warehouse receipts, bills of lading, trust receipts, 
bills of sale, any other evidences of title, ownership or indebtedness, 
letters of credit and any documents relating to any rights or 
obligations thereunder, powers of attorney, goods, wares, merchandise, 
chattels, stocks on hand, ships, goods on ships, real estate mortgages, 
deeds of trust, vendors sales agreements, land contracts, leaseholds, 
ground rents, real estate and any other interest therein, options, 
negotiable instruments, trade acceptances, royalties, book accounts, 
accounts payable, judgments, patents, trademarks or copyrights, 
insurance policies, safe deposit boxes and their contents, annuities, 
pooling agreements, services of any nature whatsoever, contracts of

[[Page 355]]

any nature whatsoever, and any other property, real, personal, or mixed, 
tangible or intangible, or interest or interests therein, present, 
future or contingent.



Sec. 585.305  Transfer.

    The term transfer means any actual or purported act of transaction, 
whether or not evidenced by writing, and whether or not done or 
performed within the United States, the purpose, intent, or effect of 
which is to create, surrender, release, convey, transfer, or alter, 
directly or indirectly, any right, remedy, power, privilege, or interest 
with respect to any property, including funds, and, without limitation 
upon the foregoing, shall include the making, execution, or delivery of 
any assignment, power, conveyance, check, declaration, deed, deed of 
trust, power of attorney, power of appointment, bill of sale, mortgage, 
receipt, agreement, contract, certificate, gift, sale, affidavit, or 
statement; the making of any payment; the setting off of any obligation 
or credit; the appointment of any agent, trustee, or fiduciary; the 
creation or transfer of any lien; the issuance, docketing, filing, or 
the levy of or under any judgment, decree, attachment, injunction, 
execution, or other judicial or administrative process or order, or the 
service of any garnishment; the acquisition of any interest of any 
nature whatsoever by reason of a judgment or decree of any foreign 
country; the fulfillment of any condition; the exercise of any power of 
appointment, power of attorney, or other power; or the acquisition, 
disposition, transportation, importation, exportation, or withdrawal of 
any security.



Sec. 585.306  License.

    Except as otherwise specified, the term license means any license or 
authorization contained in or issued pursuant to this part.



Sec. 585.307  General license.

    The term general license means any license or authorization the 
terms of which are set forth in this subpart E.



Sec. 585.308  Specific license.

    The term specific license means any license or authorization not set 
forth in subpart E but issued pursuant to this part in response to an 
application.



Sec. 585.309  Person.

    The term person means an individual, partnership, association, 
corporation, or other organization.



Sec. 585.310  Entity.

    The term entity includes a corporation, partnership, association, or 
other organization.



Sec. 585.311  Government of the FRY (S&M).

    The term Government of the FRY (S&M) includes:
    (a) The state and the Government of the FRY (S&M), the Government of 
Serbia, and the Government of Montenegro, including any subdivisions 
thereof or local governments therein, their respective agencies or 
instrumentalities, including the National Bank of Yugoslavia, the 
Yugoslav National Army, the Yugoslav Chamber of Economy, the National 
Bank of Serbia, the Serbian Chamber of Economy, the National Bank of 
Montenegro, and the Montenegrin Chamber of Economy;
    (b) Any entity owned or controlled by the foregoing. For purposes of 
the prohibitions of this part, all entities located in or organized 
under the laws of any jurisdiction within the FRY (S&M) are presumed to 
be controlled by the Government of the FRY (S&M), unless proven 
otherwise;
    (c) Any person to the extent that such person is, or has been, or to 
the extent that there is reasonable cause to believe that such person 
is, or has been, since the effective date, acting or purporting to act, 
directly or indirectly, on behalf of any of the foregoing; and
    (d) Any person or organization determined by the Director of the 
Office of Foreign Assets Control to be included within this section, or 
owned or controlled by such a person or organization.

    Note to Sec. 585.311: Please refer to the appendices at the end of 
this chapter for listings of persons designated pursuant to this part, 
and pursuant to Sec. 585.201(c) with respect to the Bosnian Serbs. 
Section 501.807 of this chapter sets forth the procedures to be followed 
by

[[Page 356]]

persons seeking administrative reconsideration of their designation, or 
who wish to assert that the circumstances resulting in the designation 
are no longer applicable.

[58 FR 13201, Mar. 10, 1993, as amended at 61 FR 32938, June 26, 1996; 
62 FR 45110, Aug. 25, 1997]



Sec. 585.312  Government of the Socialist Federal Republic of Yugoslavia.

    The term Government of the Socialist Federal Republic of Yugoslavia 
is used in this part only in reference to property held in the name of 
the former Government of the Socialist Federal Republic of Yugoslavia. 
Property and property interests held solely in the name of the 
Government of Slovenia, Croatia, Bosnia-Hercegovina or Macedonia, or in 
the name of any political subdivision, agency, or instrumentality 
thereof, do not constitute property held in the name of the former 
Government of the Socialist Federal Republic of Yugoslavia.



Sec. 585.313  Federal Republic of Yugoslavia (Serbia and Montenegro); FRY (S&M).

    The term Federal Republic of Yugoslavia (Serbia and Montenegro) or 
FRY (S&M) means the territory of Serbia and Montenegro.



Sec. 585.314  Goods and services originating in the FRY (S&M).

    The term goods or services originating in the FRY (S&M) includes:
    (a) Goods produced, manufactured, grown, or processed within the FRY 
(S&M);
    (b) Goods which have entered into the commerce of the FRY (S&M);
    (c) Services performed in the FRY (S&M), or by a national thereof, 
wherever located, who is acting as an agent, employee, or contractor of 
the Government of the FRY (S&M) or of a business entity located in the 
FRY (S&M). Such services are not considered imported into the United 
States when such services are provided in the United States by a 
national of the FRY (S&M) employed in the United States who is not 
acting on behalf of the Government of the FRY (S&M).



Sec. 585.315  Person in the FRY (S&M).

    The term person in the FRY (S&M) includes any individual, 
partnership, association, corporation, or other organization or entity 
located in or organized under the laws of any jurisdiction in the FRY 
(S&M).



Sec. 585.316  United States.

    The term United States means the United States, its territories and 
possessions, and all areas under the jurisdiction or authority thereof.



Sec. 585.317  United States person; U.S. person.

    The term United States person or U.S. person means any United States 
citizen; permanent resident alien; juridical person organized under the 
laws of the United States or any jurisdiction within the United States, 
including foreign branches; or any person in the United States, and 
vessels and aircraft of U.S. registration.



Sec. 585.318  U.S. financial institution.

    The term U.S. financial institution means any U.S. person (including 
foreign branches) that is engaged in the business of accepting deposits, 
making, granting, transferring, holding, or brokering loans or credits, 
or purchasing or selling foreign exchange, securities, commodity futures 
or options, or procuring purchasers and sellers thereof, as principal or 
agent; including, but not limited to, depository institutions, banks, 
savings banks, trust companies, securities brokers and dealers, 
commodity futures and options brokers and dealers, forward contract and 
foreign exchange merchants, securities and commodities exchanges, 
clearing corporations, investment companies, employee benefit plans, and 
U.S. holding companies, U.S. affiliates, or U.S. subsidiaries of any of 
the foregoing. This term includes those branches, offices and agencies 
of foreign financial institutions which are located in the United 
States, but not such institutions' foreign branches, offices, or 
agencies.



Sec. 585.319  UNSC Resolution 757.

    The term UNSC Resolution 757 means United Nations Security Council 
Resolution No. 757, adopted May 30, 1992, prohibiting certain 
transactions with respect to the FRY (S&M).

[[Page 357]]



                        Subpart D_Interpretations



Sec. 585.401  Reference to amended sections.

    Except as otherwise specified, reference to any section of this part 
or to any regulation, ruling, order, instruction, direction, or license 
issued pursuant to this part shall be deemed to refer to the same as 
currently amended.



Sec. 585.402  Effect of amendment.

    Any amendment, modification, or revocation of any section of this 
part or of any order, regulation, ruling, instruction, or license issued 
by or under the direction of the Director of the Office of Foreign 
Assets Control shall not, unless otherwise specifically provided, be 
deemed to affect any act done or omitted to be done, or any civil or 
criminal suit or proceeding commenced or pending prior to such 
amendment, modification, or revocation. All penalties, forfeitures, and 
liabilities under any such order, regulation, ruling, instruction, or 
license shall continue and may be enforced as if such amendment, 
modification, or revocation had not been made.



Sec. 585.403  Termination and acquisition of an interest in blocked property.

    (a) Whenever a transaction licenced or authorized by or pursuant to 
this part results in the transfer of property (including any property 
interest) from a person whose property or property interests are blocked 
pursuant to Sec. 585.201, such property shall no longer be deemed to be 
property blocked pursuant to Sec. 585.201, unless there exists in the 
property another interest that is blocked pursuant to Sec. 585.201 or 
any other part of this chapter, the transfer of which has not been 
effected pursuant to license or other authorization.
    (b) Unless otherwise specifically provided in a license or 
authorization issued pursuant to this part, if property (including any 
property interest) is transferred or attempted to be transferred to a 
person whose property or property interests are blocked pursuant to 
Sec. 585.201, such property shall be deemed to be property in which 
that person has an interest and therefore blocked.

[60 FR 34146, June 30, 1995]



Sec. 585.404  Payments from blocked accounts to U.S. exporters and for other obligations prohibited.

    No debits may be made to a blocked account to pay obligations to 
U.S. persons or other persons, including payment for goods, technology 
or services exported prior to the effective date, except as authorized 
pursuant to this part.



Sec. 585.405  Acquisition of instruments including bankers acceptances.

    No U.S. person may acquire or deal in any obligation, including 
bankers acceptances and debt of or guaranteed by the a person whose 
property or interests in property are blocked pursuant to Sec. 585.201, 
where the documents evidencing the obligation indicate, or the U.S. 
person has actual knowledge, that the underlying transaction is in 
violation of Sec. 585.201, Sec. Sec. 585.204-585.212, and Sec. Sec. 
585.217-585.218. This interpretation does not apply to obligations 
arising from an underlying transaction licensed or otherwise authorized 
pursuant to this part.

[58 FR 13201, Mar. 10, 1993, as amended at 60 FR 34146, June 30, 1995]



Sec. 585.406  Extensions of credits or loans.

    (a) The prohibition in Sec. 585.210 applies to the unlicenced 
renewal of credits or loans held in the name of a person whose property 
or interests in property are blocked pursuant to Sec. 585.201 that were 
in existence on the effective date, whether by affirmative action or 
operation of law.
    (b) The prohibition in Sec. 585.210 applies to credits or loans 
extended in any currency.

[58 FR 13201, Mar. 10, 1993, as amended at 60 FR 34146, June 30, 1995]



Sec. 585.407  Payments in connection with certain authorized transactions.

    Except as otherwise specified, payments are authorized in connection 
with transactions authorized in or pursuant to subpart E.

[[Page 358]]



Sec. 585.408  Offshore transactions.

    (a) The prohibitions contained in Sec. Sec. 585.201 and 585.206 
apply to transactions by U.S. persons in locations outside the United 
States with respect to property in which the U.S. person knows, or has 
reason to know, that s person whose property or interests in property 
are blocked pursuant to Sec. 585.201 has or has had an interest since 
the effective date specified in Sec. 585.301, or that such property is 
held in the name of a person whose property or interests in property are 
blocked pursuant to Sec. 585.201.
    (b) Prohibited transactions include, but are not limited to, 
importation into locations outside the United States of, or dealings 
within such locations in, goods or services originating in the FRY 
(S&M).
    (c) Examples: (1) A U.S. person may not, within the United States or 
abroad, purchase, sell, finance, insure, transport, act as a broker for 
the sale or transport of, or otherwise deal in, shoes made in the FRY 
(S&M).
    (2) A U.S. person may not, within the United States or abroad, 
conduct transactions of any nature whatsoever with an entity that the 
U.S. person knows or has reason to know is operated from the FRY (S&M) 
or owned or controlled by the Government of the FRY (S&M).

[58 FR 13201, Mar. 10, 1993, as amended at 60 FR 34146, June 30, 1995]



Sec. 585.409  Transshipments through the United States prohibited.

    (a) The prohibitions in Sec. 585.205 apply to the importation into 
the United States, for transshipment or transit, of goods which are 
intended or destined for the FRY (S&M), or an entity operated from the 
FRY (S&M), or to the Government of the FRY (S&M) in any country.
    (b) The prohibitions in Sec. 585.204 apply to the importation into 
the United States, for transshipment or transit, of goods originating in 
the FRY (S&M) which are intended or destined for third countries.
    (c) Goods in which the Government of the FRY (S&M) has an interest 
that are imported into or transshipped through the United States are 
blocked pursuant to Sec. 585.201.



Sec. 585.410  Imports from third countries of goods originating in the FRY (S&M); transshipments.

    Importation into the United States from third countries of goods 
containing raw materials or components originating in the FRY (S&M) is 
prohibited. In light of the universal prohibition in UNSC Resolution 757 
on the importation of goods exported from the FRY (S&M) after May 30, 
1992, substantial transformation or incorporation of such goods in a 
third country does not exempt the third-country products from the 
prohibitions contained in this part.



Sec. 585.411  Exports to third countries; transshipments.

    Exportation of goods or technology (including technical data and 
other information) from the United States to third countries is 
prohibited if the exporter knows, or has reason to know, that the goods 
or technology are intended for reexportation or transshipment to the FRY 
(S&M), including passage through, or storage in, intermediate 
destinations. The exportation of goods and technology intended 
specifically for incorporation or substantial transformation into a 
third-country product is also prohibited if the particular product is to 
be used in the FRY (S&M), is being specifically manufactured to fill an 
order from the FRY (S&M), or if the manufacturer's sales of the 
particular product are predominantly to the FRY (S&M).



Sec. 585.412  Release of goods originating in the FRY (S&M) from a bonded warehouse or foreign trade zone.

    Section 585.204 does not prohibit the release from a bonded 
warehouse or foreign trade zone of goods originating in the FRY (S&M) 
imported into a bonded warehouse or a foreign trade zone either prior to 
the effective date or in a transaction authorized pursuant to this part 
after the effective date.


[[Page 359]]


    (Note: property blocked pursuant to Sec. 585.201 may not be 
released unless authorized or licensed by the Office of Foreign Assets 
Control.)

[58 FR 13201, Mar. 10, 1993, as amended at 60 FR 34146, June 30, 1995]



Sec. 585.413  Imports of goods originating in the FRY (S&M), and purchases of goods from the FRY (S&M).

    Goods originating in the FRY (S&M) imported into the United States 
pursuant to an authorization or license are not blocked by the 
provisions of Sec. 585.201. However, any payment in connection with 
such importation is subject to the prohibitions contained in Sec. Sec. 
585.201 and 585.210.

[58 FR 13201, Mar. 10, 1993, as amended at 60 FR 34146, June 30, 1995]



Sec. 585.414  Services performed in the Federal Republic of Yugoslavia (Serbia and Montenegro) or by the Government of the FRY (S&M).

    Services performed in the FRY (S&M), or by the Government of the FRY 
(S&M), as defined in Sec. 585.312, are imported into the United States 
when the benefit of such services is received in the United States. 
Services performed in the FRY (S&M) or by the Government of the FRY 
(S&M) for the benefit of a U.S. person outside the United States are 
prohibited pursuant to Sec. Sec. 585.201 and 585.206. Services provided 
in the United States by a national of the FRY (S&M) resident in the 
United States and not acting on behalf of the Government of the FRY 
(S&M) are not imported into the United States.



Sec. 585.415  Setoffs prohibited.

    A setoff against blocked property (including a blocked account), 
whether by a U.S. bank or other U.S. person, is a prohibited transfer 
under Sec. 585.201 if effected after May 30, 1992.



Sec. 585.416  Exportation of services; performance of service contracts; legal services.

    (a) The prohibition on the exportation of services contained in 
Sec. 585.205 applies to services performed:
    (1) In the United States;
    (2) Outside the United States by an entity located in the United 
States, including its overseas branches; or
    (3) Outside the United States by an individual U.S. person 
ordinarily resident in the United States; on behalf of the Government of 
the FRY (S&M), or where the benefit of such services is otherwise 
received in the FRY (S&M). The benefit of services performed anywhere in 
the world on behalf of the Government of the FRY (S&M), including 
services performed for a controlled entity or specially designated 
national of the Government of the FRY (S&M), is presumed to be received 
in the FRY (S&M).
    (b) The prohibitions contained in Sec. Sec. 585.201 and 585.209 
apply to services performed by U.S. persons, wherever located:
    (1) On behalf of the Government of the FRY (S&M);
    (2) With respect to property interests of the Government of the FRY 
(S&M); or
    (3) In support of an industrial or other commercial or governmental 
project in the FRY (S&M).
    (c) Example: U.S. persons may not, without specific authorization 
from the Office of Foreign Assets Control, represent an individual or 
entity with respect to contract negotiations, contract performance, 
commercial arbitration, or other business dealings with the Government 
of the FRY (S&M). See Sec. 585.517 on licensing policy with regard to 
the provision of certain legal services.



Sec. 585.417  Transactions incidental to a licensed transaction.

    (a) Any transaction ordinarily incident to a licensed transaction 
and necessary to give effect thereto is also authorized, except a 
transaction by an unlicensed, blocked person or involving an unlicensed 
debit to a blocked account.
    (b) Example: A license authorizing an exportation of goods to the 
FRY (S&M) also authorizes all activities by other parties required to 
complete the sale, including transactions by the buyer, brokers, 
transfer agents, banks, etc.

[[Page 360]]



Sec. 585.418  Vessels of the Federal Republic of Yugoslavia (Serbia and Montenegro).

    Any vessel in which a majority or controlling interest is held by a 
person or entity in, or operating from the FRY (S&M) shall be considered 
as a vessel of the FRY (S&M) regardless of the flag under which the 
vessel sails.

[58 FR 35829, July 1, 1993]



Sec. 585.419  Effect of E.O. 12846 on outstanding licenses and authorizations.

    Executive Order 12846 does not affect the provisions of licenses and 
authorizations issued pursuant to Executive Order 12808, 12810 or 12831 
or this part by the Office of Foreign Assets Control and in force as of 
12:01 a.m. EDT, April 26, 1993, except as such licenses or 
authorizations are thereafter terminated, modified or suspended by the 
Director, Office of Foreign Assets Control.

[58 FR 35829, July 1, 1993]



Sec. 585.420  Prohibited transfer of funds involving those areas of the Republic of Bosnia and Herzegovina under the control of Bosnian Serb forces.

    Sections 585.201(c) and 585.218(b) prohibit U.S. financial 
institutions from committing or transfering, directly or indirectly, 
funds or other financial or economic resources to or for the benefit of 
any person whose property or interests in property are blocked pursuant 
to Sec. 585.201(c).

[60 FR 34146, June 30, 1995]



 Subpart E_Licenses, Authorizations, and Statements of Licensing Policy



Sec. 585.500  Licensing procedures.

    For provisions relating to licensing procedures, see part 501, 
subpart E, of this chapter. Licensing actions taken pursuant to part 501 
of this chapter with respect to the prohibitions contained in this part 
are considered actions taken pursuant to this part.

[68 FR 53659, Sept. 11, 2003]



Sec. 585.501  Effect of license or authorization.

    (a) No license or other authorization contained in this part, or 
otherwise issued by or under the direction of the Director of the Office 
of Foreign Assets Control, shall be deemed to authorize or validate any 
transaction effected prior to the issuance of the license, unless 
specifically provided in such license or authorization.
    (b) No regulation, ruling, instruction, or license authorizes any 
transaction prohibited under this part unless the regulation, ruling, 
instruction, or license is issued by the Office of Foreign Assets 
Control and specifically refers to this part. No regulation, ruling, 
instruction, or license referring to this part shall be deemed to 
authorize any transaction prohibited by any provision of this chapter 
unless the regulation, ruling, instruction or license specifically 
refers to such provision.
    (c) Any regulation, ruling, instruction, or license authorizing any 
transaction otherwise prohibited under this part has the effect of 
removing a prohibition or prohibitions contained in subpart B from the 
transaction, but only to the extent specifically stated by its terms. 
Unless the regulation, ruling, instruction, or license otherwise 
specifies, such an authorization does not create any right, duty, 
obligation, claim, or interest in, or with respect to, any property 
which would not otherwise exist under ordinary principles of law.



Sec. 585.502  Exclusion from licenses and authorizations.

    The Director of the Office of Foreign Assets Control reserves the 
right to exclude any person, property, or transaction from the operation 
of any license, or from the privileges therein conferred, or to restrict 
the applicability thereof with respect to particular persons, property, 
transactions, or classes thereof. Such action shall be binding upon all 
persons receiving actual or constructive notice of such exclusion or 
restriction.

[[Page 361]]



Sec. 585.503  Payments and transfers to blocked accounts in U.S. financial institutions.

    (a) Any payment of funds or transfer of credit or other financial or 
economic resources or assets into a blocked account in a U.S. financial 
institution is authorized, provided that a transfer from a blocked 
account pursuant to this authorization may only be made to another 
blocked account held in the same name on the books of the same U.S. 
financial institution.
    (b) This section does not authorize any transfer from a blocked 
account within the United States to an account held outside the United 
States.

    Note to Sec. 585.503: Please refer to Sec. 501.603 of this chapter 
for mandatory reporting requirements regarding financial transfers.

[58 FR 13201, Mar. 10, 1993, as amended at 58 FR 47647, Sept. 10, 1993; 
62 FR 45110, Aug. 25, 1997]



Sec. 585.504  Investment and reinvestment of certain funds.

    U.S. financial institutions are hereby authorized to invest and 
reinvest assets blocked pursuant to Sec. 585.201, subject to the 
following conditions:
    (a) The assets representing such investments and reinvestments are 
credited to a blocked account or subaccount which is held in the same 
name at the same U.S. financial institution, or within the possession or 
control of a U.S. person, but in no case may funds be transferred 
outside the United States for this purpose; and
    (b) The proceeds of such investments and reinvestments are not 
credited to a blocked account or subaccount under any name or 
designation which differs from the name or designation of the specific 
blocked account or subaccount in which such funds or securities were 
held; and
    (c) No immediate financial or economic benefit accrues (e.g., 
through pladging or other use) to any person whose property or interests 
in property are blocked pursuant to Sec. 585.201.

[58 FR 13201, Mar. 10, 1993, as amended at 60 FR 34146, June 30, 1995]



Sec. 585.505  Completion of certain transactions related to bankers acceptances authorized.

    (a) Persons other that those whose property or interests in property 
are blocked pursuant to Sec. 585.201 are authorized to buy, sell, amd 
satisfy obligations with respect to bankers acceptances, and to pay 
under deferred payment undertakings, ralating to a proprty interest 
blocked pursuant to Sec. 585.201, as long as the bankers acceptances 
were created or the deferred payment undertakings were incurred prior to 
the effective date.
    (b) Persons other that those whose property or interests in property 
are blocked pursuant to Sec. 585.201 are authorized to buy, sell, amd 
satisfy obligations with respect to bankers acceptances, and to pay 
under deferred payment undertakings, relating to the importation or 
exportation of goods to or from the FRY (S&M) that do not involve a 
property interest blocked pursiant to Sec. 585.201, as long as the 
bankers acceptances or the deferred payment undertakings were accepted 
prior to the effective date.
    (c) Nothing in this section shall authorize or permit a debit to a 
blocked account. Specific licenses for the debiting of a blocked account 
may be issued on a case-by-case basis.

[58 FR 13201, Mar. 10, 1993, as amended at 60 FR 34146, June 30, 1995]



Sec. 585.506  Payments of obligations to persons within the United States authorized.

    (a) The transfer of funds after the effective date by, through, or 
to any U.S. financial institution or other U.S. person not blocked 
pursuant to this chapter solely for the purpose of payment of 
obligations of a person whose property or interests in property are 
blocked pursuant to Sec. 585.201 to persons or oaccounts within the 
United States is authorized, provided that the obligation arose prior to 
the effective date, and the payment requires no debit to a blocked 
account. Property is not blocked by virtue of bein transferred or 
received pursuant to this section.
    (b) A person receiving payment under this section may distribute all 
or part

[[Page 362]]

of that payment to any person, provided that any such payment to a 
person whose property or interests in property are blocked pursuant to 
Sec. 585.201 must be to a blocked account in U.S. financial 
institution.
    (c) The authorization in this section is subject to the condition 
that written notification from the U.S. financial institution or U.S. 
person transferring or receiving funds is furnished to the Blocked 
Assets Division, Office of Foreign Assets Control, U.S. Treasury 
Department, 1500 Pennsylvania Ave., NW.--Annex, Washington, DC 20220, 
within 10 business days from the date of transfer or receipt. The 
notification shall provide the account number, name and address of the 
transferor and/or transferee U.S. financial institution or person, and 
the account number, name and address of the person into whose account 
payment is made.

[58 FR 13201, Mar. 10, 1993, as amended at 60 FR 34147, June 30, 1995]



Sec. 585.507  Certain exportations to the FRY (S&M) authorized.

    (a) All transactions ordinarily incident to the exportation of any 
item, commodity, or product from the United States to or destined for 
the FRY (S&M) are authorized if:
    (1) Such exports would ordinarily be authorized under one of the 
following regulations administered by the Department of Commerce: 15 CFR 
771.6--General license BAGGAGE (accompanied and unaccompanied baggage); 
15 CFR 771.13--General license GUS (shipments to personnel and agencies 
of the U.S. Government); or,
    (2) Such exports are for the official use of the United Nations, its 
personnel and agencies (excluding its relief or development agencies).
    (b) All transactions related to exportation or reexportation not 
otherwise authorized in this part are prohibited unless licensed by the 
Office of Foreign Assets Control pursuant to the procedures described in 
Sec. 585.801.



Sec. 585.508  Importation of household and personal effects from the FRY (S&M) authorized.

    The importation of household and personal effects originating in the 
FRY (S&M), including baggage and articles for family use, of persons 
arriving in the United States directly or indirectly from the FRY (S&M) 
is authorized. Articles included in such effects may be imported without 
limitation provided they were actually used by such persons or their 
family members abroad, are not intended for any other person or for 
sale, and are not otherwise prohibited from importation.



Sec. 585.509  Trading in certain pre-sanctions obligations of debtors in the Republics of Slovenia, Croatia, Bosnia-Hercegovina, and Macedonia authorized.

    (a) All transactions by U.S. persons involving secondary market 
trading in debt obligations, or portions thereof, as well as ``Qualified 
Transactions'' that result in the cancellation of Refinancing Loans, or 
portions thereof, originally incurred or transferred to banks (``Pre-
sanctions Obligors'') organized and headquartered in the Republics of 
Slovenia, Croatia, Bosnia-Hercegovina, and Macedonia, prior to the 
effective date, and rescheduled pursuant to the ``New Financing 
Agreement'' of September 20, 1988 (the ``NFA''), are authorized, 
notwithstanding the joint and several liability undertaken by the 
National Bank of Yugoslavia and/or of banks located in the FRY (S&M), 
for repayment of such obligations.
    (b) Nothing in this section shall authorize trading in debt 
obligations, or portions thereof, subject to the NFA for which the Pre-
sanctions Obligor was the National Bank of Yugoslavia or an entity 
organized or headquartered in Serbia or Montenegro.
    (c) No transfer of debt obligations, or portions thereof, for which 
the National Bank of Yugoslavia or a bank located in the FRY (S&M) has 
joint or several liability may be completed unless the transferee 
undertakes in writing that the debt obligations will not be further 
transferred to or for the benefit of the Government of the FRY (S&M), 
including the National Bank of Yugoslavia, or any person in the FRY 
(S&M), until permitted by U.S. law.
    (d) A U.S. person involved in the transfer of any debt obligation 
for which the National Bank of Yugoslavia or an entity located in the 
FRY (S&M)

[[Page 363]]

has joint or several liability must file a report with the Blocked 
Assets Division, Office of Foreign Assets Control, U.S. Treasury 
Department, 1500 Pennsylvania Ave., NW.--Annex, Washington, DC 20220, 
within 10 days of the transfer, providing:
    (1) The names and addresses of the transferor, transferee and the 
U.S. person involved if neither of the foregoing;
    (2)(i) A copy of the ``Refinancing Loan Notice'' required pursuant 
to the NFA concerning the debt obligation transferred, and
    (ii) If a Pre-sanctions Obligor located or headquartered in Serbia 
or Montenegro, including the National Bank of Yugoslavia, is included in 
a consortium of obligors identified in a ``Refinancing Loan Notice'' for 
the debt obligation transferred, a copy of the transferor's 
confirmation(s) that each portion of the debt obligation transferred is 
that of a Pre-sanctions Obligor organized and headquartered in the 
Republic of Slovenia, Croatia, Bosnia-Hercegovina, or Macedonia; and
    (3) A certification that the transfer documents include the 
transferee's undertaking required in paragraph (c) of this section.

[58 FR 13201, Mar. 10, 1993, as amended at 58 FR 35829, July 1, 1993]



Sec. 585.510  Payments and transfers authorized for goods and services exported to the FRY (S&M) prior to the effective date.

    (a) Specific licenses may be issued on a case-by-case basis to 
permit payment involving an irrevocable letter of credit issued or 
confirmed by a U.S. bank, or a letter of credit reimbursement confirmed 
by a U.S. bank, from a blocked account or otherwise, of amounts owed to 
or for the benefit of a person with respect to goods or services 
exported prior to May 30, 1992, directly or indirectly to the FRY (S&M), 
or to third countries for an entity operated from the FRY (S&M), or for 
the benefit of the Government of the FRY (S&M), where the license 
application presents evidence satisfactory to the Office of Foreign 
Assets Control that the exportation occurred prior to the effective date 
(such evidence may include, for example, the bill of lading, the air 
waybill, the purchaser's written confirmation of completed services, 
customs documents, and insurance documents).
    (b) This section does not authorize exportation or the performance 
of services after the effective date pursuant to a contract entered into 
or partially performed prior to the effective date.
    (c) Separate criteria may be applied to the issuance of licenses 
authorizing payment from an account of or held by a blocked U.S. bank 
owned or controlled by the Government of the FRY (S&M).



Sec. 585.511  Extensions or renewals of letters of credit authorized.

    (a) The extension or renewal, at the request of the account party, 
of a letter of credit or a standby letter of credit issued or confirmed 
by a U.S. financial institution is authorized, provided no transfer of 
funds is made except to a blocked account.
    (b) Transactions conducted pursuant to this section must be reported 
to the Blocked Assets Division, Office of Foreign Assets Control, U.S. 
Treasury Department, 1500 Pennsylvania Ave., NW.--Annex, Washington, DC 
20220, within 10 days after completion of the transaction.



Sec. 585.512  Transactions relating to travel to or within the FRY (S&M).

    (a) All transactions by U.S. persons related to nonbusiness travel 
to, from, and within the FRY (S&M) are authorized, including the booking 
of travel arrangements, the payment of living expenses, and the 
acquisition of goods for personal consumption within the FRY (S&M), 
provided that no such transactions may involve transportation by air 
into or out of the FRY (S&M).
    (b) All transactions by U.S. persons related to travel to, from, and 
within, and to activities within, the FRY (S&M) for the conduct of the 
official business of the United States Government or the United Nations 
and journalistic activity by persons regularly employed in such capacity 
by a newsgathering organization, are authorized, provided that no such 
transactions may involve transportation by air into or out of the FRY 
(S&M).

[[Page 364]]

    (c) This section does not authorize U.S. persons to utilize charge 
cards, including, but not limited to, debit cards, credit cards or other 
credit facilities in the FRY (S&M) in connection with any transaction 
authorized by this section. This section also does not authorize 
payments to be sent into the FRY (S&M) from the United States or by a 
U.S. person located outside the FRY (S&M).

[58 FR 13201, Mar. 10, 1993, as amended at 60 FR 34147, June 30, 1995]



Sec. 585.513  Transactions related to telecommunications authorized.

    (a) All transactions of U.S. common carriers with respect to the 
receipt and transmission of telecommunications involving the FRY (S&M) 
are authorized, provided any payment owed to the Government of the FRY 
(S&M) or to any other person in the FRY (S&M) is paid into a blocked 
account in a U.S. financial institution. This section does not authorize 
the exportation of equipment to upgrade telecommunications facilities.
    (b) The term ``telecommunications'' shall mean telephone, telex and 
telegraph transmissions, and transmissions for the gathering or 
broadcast of news.



Sec. 585.514  Transactions related to mail authorized.

    All transactions by U.S. persons, including payment and transfers to 
common carriers, incident to the receipt or transmission of mail between 
the United States and the FRY (S&M) are authorized. For purposes of this 
authorization, mail is limited to personal communications not involving 
a transfer of anything of value, and publications and other 
informational materials, subject to a maximum weight limitation of 12 
ounces.



Sec. 585.515  Certain transactions related to patents, trademarks and copyrights authorized.

    (a) All of the following transactions in connection with patent, 
trademark, copyright, or other intellectual property protection in the 
United States or the FRY (S&M) are authorized.
    (1) The filing and prosecution of any application for a patent, 
trademark or copyright, or for the renewal thereof;
    (2) The receipt of any patent, trademark or copyright; and
    (3) The filing and prosecution of opposition or infringement 
proceedings with respect to any patent, trademark, or copyright, and the 
prosecution of a defense to any such proceeding.
    (b) The payment of reasonable and customary fees currently due to 
the United States Government or to attorneys or representatives within 
the United States in connection with any transaction authorized by 
paragraphs (a) (1)-(3) of this section may be made from a blocked 
account held in the name of the entity in the FRY (S&M) holding the 
patent, trademark or copyright.
    (c) The payment of fees currently due to the Government of the FRY 
(S&M) directly or through an attorney or representative, in connection 
with any of the transactions authorized by paragraphs (a) (1)-(3) of 
this section, or for the maintenance of any patent, trademark, or 
copyright, must be made into a blocked account in a domestic U.S. 
financial institution in the name of the appropriate governmental 
entity. In addition, fees currently due to individual attorneys or 
representatives in the FRY (S&M) in connection with any of the 
transactions authorized by paragraphs (a) (1)-(3) of this section may 
not be transferred to the FRY (S&M), but may otherwise be transferred as 
authorized in Sec. 585.523.
    (d) Payments of amounts due into a blocked account in the name of 
the Government of the FRY (S&M) must be reported to the Blocked Assets 
Division, Office of Foreign Assets Control, U.S. Treasury Department, 
1500 Pennsylvania Ave., NW.--Annex, Washington, DC 20220. The report 
shall include the date and amount deposited, the account title, the 
account number, and the name and address of the U.S. financial 
institution.



Sec. 585.516  Procedures established for export transactions initiated prior to the effective date.

    Goods awaiting exportation to the FRY (S&M) on the effective date 
and seized or detained by the U.S. Customs Service on the effective date 
or thereafter may be released to the exporter, provided the following 
documents are

[[Page 365]]

filed with Customs officials at the port where such goods are located:
    (a) A copy of the contract governing the exportation (sale or other 
transfer) of the goods to the FRY (S&M) or, if no contract exists, a 
written explanation of the circumstances of exportation, including in 
either case a description of the manner and terms of payment received or 
to be received by the exporter (or other person) for, or by reason of, 
the exportation of the goods;
    (b) An invoice, bill of lading, or other documentation fully 
describing the goods; and
    (c) A statement by the exporter substantially in the following form:

    Any amount received from or on behalf of the Government of the FRY 
(S&M) by reason of the attempted exportation of the goods released to 
[name of exporter] by the U.S. Customs Service on [date], and fully 
described in the attached documents, has been or will be placed into a 
blocked account in a U.S. bank and the Office of Foreign Assets Control, 
Blocked Assets Section, will be immediately notified. [Name of exporter] 
agrees to fully indemnify the U.S. Government for any amount ultimately 
determined by a court of competent jurisdiction to be due or payable to 
or for the benefit of any person by reason of the failure of [name of 
exporter] to properly pay into a blocked account any amount received for 
the goods from or on behalf of the Government of the FRY (S&M). [Name of 
exporter] also agrees to waive all claims (1) against any payments 
received and placed into a blocked account, except as may be later 
authorized by law, regulations, or license, and (2) against the U.S. 
Government with regard to the disposition of the amounts placed into a 
blocked account.


The statement should be dated and signed by the exporter or by a person 
authorized to sign on the exporter's behalf. The Customs Service may 
release the goods to the exporter upon receipt of the documentation and 
statement described above, provided it is satisfied that all customs 
laws and regulations have been complied with, including the execution of 
such hold harmless assurances as it shall determine to be appropriate. 
The documentation and statement received by Customs will be forwarded to 
the Office of Foreign Assets Control for review and appropriate action.



Sec. 585.517  Exportation of certain legal services to the Government of, or persons in, the FRY (S&M).

    (a) The provision to the Government of the FRY (S&M), or to a person 
in the FRY (S&M), of the legal services set forth in paragraph (b) of 
this section is authorized, provided that all receipt of payment 
therefor must be specifically licensed. The provision of any other legal 
services as interpreted in Sec. 585.416 requires the issuance of a 
specific license.
    (b) Specific licenses are issued, on a case-by-case basis, 
authorizing receipt, from unblocked sources, of payment of professional 
fees and reimbursement of incurred expenses for the following legal 
services by U.S. persons to the Government of the FRY (S&M) or to a 
person in the FRY (S&M):
    (1) Provision of legal advice and counselling to the Government of 
the FRY (S&M) or to a person in the FRY (S&M) on the requirements of and 
compliance with the laws of any jurisdiction within the United States, 
provided that such advice and counselling is not provided to facilitate 
transactions in violation of subpart B of this part;
    (2) Representation of the Government of the FRY (S&M) or of a person 
in the FRY (S&M) when named as a defendant in or otherwise made a party 
to domestic U.S. legal, arbitration, or administrative proceedings;
    (3) Initiation of domestic U.S. legal, arbitration, or 
administrative proceedings in defense of property interests subject to 
U.S. jurisdiction of the Government of the FRY (S&M) that were in 
existence prior to May 30, 1992, or of a person in the FRY (S&M);
    (4) Representation of the Government of the FRY (S&M) or a person in 
the FRY (S&M) before any federal agency with respect to the imposition, 
administration, or enforcement of U.S. sanctions against the FRY (S&M); 
and
    (5) Provision of legal services in any other context in which 
prevailing U.S. law requires access to legal counsel at public expense.
    (c) Enforcement of any domestic lien, judgment, arbitral award, 
decree, or other order through execution, garnishment or other judicial 
process purporting to transfer or otherwise alter or affect a property 
interest of the

[[Page 366]]

Government of the FRY (S&M) is prohibited unless specially licensed in 
accordance with Sec. 585.202(e).



Sec. 585.518  Certain standby letters of credit and performance bonds.

    (a) Notwithstanding any other provision of law, payment into a 
blocked account in a U.S. financial institution by an issuing or 
confirming bank under a standby letter of credit in favor of a 
beneficiary that is the Government of the FRY (S&M) or a person in the 
FRY (S&M) is prohibited by Sec. 585.201 and not authorized, 
notwithstanding the provisions of Sec. 585.503, if
    (1) The account party is a U.S. person; and
    (2)(i) A specific license has been issued pursuant to the provisions 
of paragraph (b) of this section, or
    (ii) 10 business days have not expired after notice to the account 
party pursuant to paragraph (b) of this section.
    (b) Whenever an issuing or confirming bank shall receive such demand 
for payment under such a standby letter of credit, it shall promptly 
notify the account party. The account party may then apply within 5 
business days for a specific license authorizing the account party to 
establish a blocked account on its books in the name of the FRY (S&M) 
beneficiary in the amount payable under the credit, in lieu of payment 
by the issuing or confirming bank into a blocked account and 
reimbursement therefor by the account party. Nothing in this section 
relieves any such bank or such account party from giving any notice of 
defense against payment or reimbursement that is required by applicable 
law.
    (c) Where there is outstanding a demand for payment under a standby 
letter of credit, and the issuing or confirming bank has been enjoined 
from making payment, upon removal of the injunction, the account party 
may apply for a specific license for the same purpose and in the same 
manner as that set forth in paragraph (b) of this section. The issuing 
or confirming bank shall not make payment under the standby letter of 
credit unless:
    (1) 10 business days have expired since the bank has received notice 
of the removal of the injunction, and
    (2) A specific license issued to the account party pursuant to the 
provisions of this paragraph has not been presented to the bank.
    (d) If necessary to assure the availability of the funds blocked, 
the Director of the Office of Foreign Assets Control may at any time 
require the payment of the amounts due under any letter of credit 
described in paragraph (a) of this section into a blocked account in a 
U.S. financial institution or the supplying of any form of security 
deemed necessary.
    (e) Nothing in this section precludes the account party on any 
standby letter or credit or any other person from at any time contesting 
the legality of the demand from a beneficiary in the FRY (S&M) or from 
raising any other legal defense to payment under the standby letter of 
credit.
    (f) This section does not affect the obligation of the various 
parties to the instruments covered by this section if the instruments 
and payments thereunder are subsequently unblocked.
    (g) This section does not authorize any U.S. person to reimburse a 
non-U.S. bank for payment to an FRY (S&M) beneficiary under a standby 
letter of credit, except by payments into a blocked account in 
accordance with Sec. 585.503 or paragraph (b) or (c) of this section.
    (h) A person receiving a specific license under paragraph (b) or (c) 
of this section shall certify to the Office of Foreign Assets Control 
within 5 business days after receipt of that license that it has 
established the blocked account on its books as provided in those 
paragraphs. However, in appropriate cases, this time period may be 
extended upon application to the Office of Foreign Assets Control when 
the account party has filed a petition with an appropriate court seeking 
a judicial order barring payment by the issuing or confirming bank.
    (i) For the purposes of this section:
    (1) The term standby letter of credit shall mean a letter of credit 
securing performance of a contract, or repayment of any advance payments 
or deposits under a contract, or any similar obligation in the nature of 
a performance bond;

[[Page 367]]

    (2) The term account party shall mean the person for whose account 
the standby letter of credit was opened; and
    (3) The term FRY (S&M) beneficiary shall mean a beneficiary that is 
(i) a person in the FRY (S&M), (ii) an entity operated from the FRY 
(S&M), or (iii) the Government of the FRY (S&M).



Sec. 585.519  Certain imports for diplomatic or official personnel authorized.

    All transactions ordinarily incident to the importation of any goods 
or services into the United States, which are not for resale, and which 
are destined for official or personal use by personnel employed by the 
diplomatic missions of the Government of the FRY (S&M) to the United 
States and to international organizations located in the United States 
are authorized, unless the importation is otherwise prohibited by law.



Sec. 585.520  Entries in certain accounts for normal service charges authorized.

    (a) U.S. financial institutions are hereby authorized to:
    (1) Debit any blocked account on their books in payment or 
reimbursement for normal service charges owed to such U.S. financial 
institution by the owner of such blocked account; and
    (2) Make book entries against any foreign currency account 
maintained by it with a financial institution in the FRY (S&M) for the 
purpose of responding to debits to such account for normal service 
charges in connection therewith.
    (b) As used in this section, the term normal service charge shall 
include charges in payment or reimbursement for interest due; cable, 
telegraph, or telephone charges; postage costs; custody fees; small 
adjustment charges to correct bookkeeping errors; and, but not by way of 
limitation, minimum balance charges, notary and protest fees, and 
charges for reference books, photocopies, credit reports, transcripts of 
statements, registered mail insurance, stationery and supplies, check 
books, and other similar items.



Sec. 585.521  Donations of food to relieve human suffering authorized.

    (a) Specific licenses may be issued on a case-by-case basis to 
permit exportation to the FRY (S&M) of donated food intended to relieve 
human suffering.
    (b) In general, specific licenses will only be granted for donations 
of food to be provided through the United Nations in accordance with 
UNSC Resolution 757 and in cooperation with the International Committee 
of the Red Cross or other appropriate humanitarian agencies for 
distribution by them or under their supervision, or in such other manner 
as may be approved under UNSC Resolution 757 and any other applicable 
Security Council resolutions, in order to ensure that such donations 
reach the intended beneficiaries.
    (c) Applications for specific licenses pursuant to paragraph (a) of 
this section shall be made in advance of the proposed exportation, and 
provide the following information:
    (1) The nature, quantity, value, and intended use of the donated 
food; and
    (2) The terms and conditions of distribution, including the intended 
method of compliance with such terms and conditions of distribution as 
may have been adopted by the United Nations Security Council or a duly 
authorized body subordinate thereto to govern the shipment of foodstuffs 
under applicable United Nations Security Council resolutions, including 
UNSC Resolution 757.



Sec. 585.522  Donations of medical supplies authorized.

    (a) Specific licenses may be issued on a case-by-case basis to 
permit exportation to the FRY (S&M) of donated supplies intended 
strictly for medical purposes, in accordance with the provisions of UNSC 
Resolution 757 and other applicable Security Council resolutions.
    (b) In general, specific licenses will only be granted for the 
exportation of medical supplies through the International Committee of 
the Red Cross or other appropriate humanitarian agencies for 
distribution by them or under their supervision, or in such other manner 
as may be approved

[[Page 368]]

under applicable Security Council resolutions, in order to ensure that 
such supplies reach the intended recipient.
    (c) Applications for specific licenses pursuant to paragraph (a) of 
this section shall be made in advance of the proposed exportation, and 
provide the following information:
    (1) The nature, quantity, value, and intended use of the medical 
supplies;
    (2) The terms and conditions of distribution, including the intended 
method of compliance with such terms and conditions of distribution as 
may have been adopted by the United Nations Security Council or a duly 
authorized body subordinate thereto to govern the shipment of medical 
supplies under applicable Security Council resolutions.



Sec. 585.523  Certain transactions for the benefit of individuals in the FRY (S&M) authorized.

    All transactions are authorized by U.S. financial institutions that 
are not blocked, including their foreign branches, for the benefit of 
individuals located in the FRY (S&M) provided that such transactions do 
not result in the transfer of funds to or for the benefit of the 
Government of the FRY (S&M) or to persons in the FRY (S&M).



Sec. 585.524  Humanitarian aid and trade in United Nations Protected Areas of Croatia and those areas of the Republic of Bosnia and Herzegovina controlled by 
          Bosnian Serb forces.

    (a) Specific licenses may be issued on a case-by-case basis to 
permit exportation to, or transshipment through, the United Nations 
Protected Areas in the Republic of Croatia and those areas of the 
Republic of Bosnia and Herzegovina under the control of Bosnian Serb 
forces of essential humanitarian supplies, including medical supplies 
and foodstuffs, distributed by international humanitarian agencies. 
Applications for specific licenses shall be made in accordance with 
Sec. 585.522(c).
    (b) Specific licenses may be issued on a case-by-case basis to 
permit importation from, exportation to, or transshipment through the 
United Nations Protected Areas in the Republic of Croatia and those 
areas of the Republic of Bosnia and Herzegovina under the control of 
Bosnian Serb forces of any other goods, only upon a determination by the 
Director of the Office of Foreign Assets Control that such activities 
have been properly authorized by the Government of the Republic of 
Croatia or the Government of the Republic of Bosnia and Herzegovina, 
respectively.

[58 FR 35829, July 1, 1993, as amended at 60 FR 34147, June 30, 1995]



Sec. 585.525  Authorization of certain new transactions with respect to the FRY (S&M).

    (a) Notwithstanding the provisions of subpart B of this part, 
transactions and activities otherwise prohibited by Sec. Sec. 
585.201(a), (b) and (d) (blocked property), 585.204 (imports), 585.205 
(exports), 585.206 (dealing in exports and imports), 585.207 
(transportation-related transactions), 585.208 (aircraft), 585.209 
(performance of contracts), 585.210 (transfer of funds), 585.211 
(sporting events), 585.212 (scientific and technical cooperation, 
cultural exchanges), 585.215 (detention of conveyances and cargo), 
585.217(a) (entry of U.S. vessels into territorial waters), 585.218(a) 
(insofar as that paragraph relates to trade in the United Nations 
Protected Areas of Croatia), and the restrictions on certain travel-
related transactions (including those for commercial travel) delineated 
in Sec. 585.512, are hereby authorized on or after January 16, 1996, 
provided that no such transaction results in a debit to an account 
blocked prior to December 27, 1995, or a transfer of property blocked 
prior to December 27, 1995, unless such debit or transfer is 
independently authorized by or pursuant to this part.
    (b)(1) All provisions of Sec. 585.509 continue to apply to debt for 
which the National Bank of Yugoslavia or a bank located in the FRY (S&M) 
bears joint or several liability and which, immediately prior to January 
16, 1996, was held in the United States or was within the possession or 
control of a U.S. person, except that the certification and reporting 
requirements contained in Sec. 585.509(c) and (d)(3) no longer apply to 
transactions with or for the benefit of persons with respect to whom the 
blocking provisions of Sec. 585.201(a),(b) and (d) have been suspended 
pursuant to this section.

[[Page 369]]

    (2) Transactions by U.S. persons involving debt for which the 
National Bank of Yugoslavia or a bank located in the FRY (S&M) bears 
joint or several liability but that was not held in the United States or 
within the possession or control of a U.S. person immediately prior to 
January 16, 1996 are authorized, provided that no debit or transfer to a 
blocked account is authorized.
    (c) Transactions and activities prohibited by Sec. Sec. 585.201(c) 
(blocked property), 585.217(b) (entry of U.S. vessels into riverine 
ports), 585.218(a) (insofar as that paragraph relates to trade in 
Bosnian Serb-controlled areas of Bosnia and Herzegovina), and 585.218(b) 
(services to Bosnian Serb-controlled areas), remain prohibited and are 
not authorized by this section.
    (d) The authorizations contained in this section do not eliminate 
the need to comply with regulatory requirements not administered by the 
Office of Foreign Assets Control, including aviation, financial and 
trade requirements administered by other federal agencies.

[61 FR 1284, Jan. 19, 1996]



Sec. 585.526  Authorization for release of certain blocked transfers by U.S. financial institutions.

    (a) U.S. financial institutions are authorized to unblock and return 
to the remitting party funds which came into their possession or control 
through wire transfer instructions or check remittances that were not 
destined for an account on the books of a U.S. financial institution, 
which account was established by a person whose property or interests in 
property were blocked immediately prior to January 16, 1996 pursuant to 
Sec. 585.201 (a ``blocked person''), provided that the funds may not be 
so unblocked and returned if they were remitted by or through a blocked 
person.
    (b)(1) Nothing in this section authorizes the unblocking and release 
of funds destined for credit:
    (i) To accounts established by blocked persons on the books of U.S. 
financial institutions; or
    (ii) To Beogradska Banka d.d. New York Agency or Jugobanka d.d. New 
York Agency for further credit to account holders. Both banks are 
blocked persons.
    (2) Funds described in paragraph (b)(1) of this section that are not 
already held in an account described in paragraph (b)(1)(i) must be 
transferred to such an account by January 29, 1996, where the funds must 
be maintained in blocked status pursuant to Sec. 585.201. Nothing in 
this section authorizes transfers involving property or property 
interests blocked pursuant to Sec. 585.201(c) (blocking property and 
interests in property of the Bosnian Serb forces and authorities in the 
areas of the Republic of Bosnia and Herzegovina such forces control; 
entities organized or located in those areas; entities owned or 
controlled directly or indirectly by any person in, or resident in, 
those areas; and any person acting for or on behalf of any of the 
foregoing persons).

[61 FR 1284, Jan. 19, 1996]



Sec. 585.527  Authorization of certain new transactions with respect to the Bosnian Serbs.

    (a) Notwithstanding the provisions of subpart B of this part, 
transactions and activities otherwise prohibited by Sec. Sec. 
585.201(c) (blocked property), 585.217(b) (entry of U.S. vessels into 
riverine ports), 585.218(a) (insofar as that paragraph relates to trade 
in Bosnian Serb-controlled areas of Bosnia and Herzegovina), and 
585.218(b) (services to Bosnian Serb-controlled areas), are hereby 
authorized on or after May 10, 1996, provided that no such transaction 
results in a debit to an account blocked prior to May 10, 1996, or a 
transfer of property blocked prior to May 10, 1996, unless such debit or 
transfer is independently authorized by or pursuant to this part.
    (b) The authorizations contained in this section do not eliminate 
the need to comply with regulatory requirements not administered by the 
Office of Foreign Assets Control, including aviation, financial and 
trade requirements administered by other federal agencies.

[61 FR 24697, May 16, 1996]

[[Page 370]]



Sec. 585.528  Unblocking of certain vessels and accounts.

    (a) All transactions with respect to the following vessels are 
authorized as of May 19, 1997: the M/V MOSLAVINA, M/V ZETA, M/V LOVCEN, 
M/V DURMITOR, and M/V BAR (a.k.a. M/V INVIKEN).
    (b) All transactions by U.S. persons to seek and obtain judicial 
warrants of maritime arrest against the blocked vessels referenced in 
paragraph (a) of this section are authorized, but service of a warrant 
of maritime arrest on a blocked vessel referenced in paragraph (a) of 
this section may be effected not before 10:00 a.m. local time in the 
location of the vessel, May 8, 1997.
    (c) Nothing in this section authorizes a debit to an account blocked 
prior to December 27, 1995, unless such debit is independently 
authorized by or pursuant to this part.
    (d) All transactions with respect to blocked accounts held at 
Whitney National Bank, New Orleans, Louisiana, containing the proceeds 
of the sales of the M/V KAPETAN MARTINOVIC and the M/V BOR are 
authorized as of December 7, 1998. All transactions by U.S. persons to 
seek and obtain judicial writs of attachment against the blocked 
accounts as substitute property for these vessels are authorized as of 
10:00 a.m. Eastern Standard Time, November 27, 1998.

[62 FR 19673, Apr. 23, 1997, as amended at 63 FR 59884, Nov. 6, 1998]



Sec. 585.529  Unblocking of previously blocked property.

    (a)(1) Except for such property and interests in property described 
in paragraph (a)(2) of this section, as of February 25, 2003, all 
transactions that otherwise would be prohibited by this part involving 
property or interests in property blocked pursuant to Executive Order 
12808 of May 30, 1992, Executive Order 12810 of June 5, 1992, Executive 
Order 12846 of April 25, 1993, or Executive Order 12934 of October 25, 
1994, that has remained blocked pursuant to Presidential Determination 
No. 96-7 of December 27, 1995, are authorized.
    (2) The authorization in paragraph (a)(1) does not apply to:
    (i) Property or interests in property of diplomatic and/or consular 
missions of the former Socialist Federal Republic of Yugoslavia,
    (ii) Property or interests in property blocked pursuant to this part 
of those persons presently subject to sanctions under either the Federal 
Republic of Yugoslavia (Serbia & Montenegro) Milosevic Regulations set 
forth at 31 CFR part 587 or the Western Balkans Transactions Regulations 
set forth at 31 CFR part 588, or who are otherwise subject to sanctions 
under this chapter, or
    (iii) Property or interests in property of the National Bank of 
Yugoslavia blocked pursuant to this part.
    (b) As of December 27, 2002, any person or government is authorized 
to seek an attachment, judgment, decree, lien, or other judicial or 
legal process against or with respect to any property or interests in 
property subject to the unblocking authorization set forth in paragraph 
(a) of this section. This section does not authorize any execution 
against, final settlement with respect to, garnishment of, or other 
action effecting the transfer of any property or interests in property 
subject to the unblocking authorization set forth in paragraph (a) of 
this section prior to February 25, 2003.

    Note to paragraph (b) of Sec. 585.529: Any person or government 
seeking judicial or other legal process under the authority of this 
paragraph must comply with the reporting requirements set forth under 31 
CFR 501.605 pertaining to litigation, arbitration and dispute resolution 
proceedings.

[67 FR 78974, Dec. 27, 2002]



                            Subpart F_Reports



Sec. 585.601  Records and reports.

    For provisions relating to records and reports, see subpart C of 
part 501 of this chapter.

[62 FR 45110, Aug. 25, 1997]



                           Subpart G_Penalties



Sec. 585.701  Penalties.

    (a) Attention is directed to section 206 of the International 
Emergency Economic Powers Act (the ``Act'') (50 U.S.C. 1705), which is 
applicable to violations of the provisions of any license, ruling, 
regulation, order, direction or

[[Page 371]]

instruction issued by or pursuant to the direction or authorization of 
the Secretary of the Treasury pursuant to this part or otherwise under 
the Act.
    (1) A civil penalty not to exceed the amount set forth in Section 
206 of the Act may be imposed on any person who violates, attempts to 
violate, conspires to violate, or causes a violation of any license, 
order, regulation, or prohibition issued under the Act.

    Note to paragraph (a)(1) of Sec. 585.701: As of June 10, 2008, the 
Act provides for a maximum civil penalty not to exceed the greater of 
$250,000 or an amount that is twice the amount of the transaction that 
is the basis of the violation with respect to which the penalty is 
imposed.

    (2) A person who willfully commits, willfully attempts to commit, or 
willfully conspires to commit, or aids or abets in the commission of a 
violation of any license, order, regulation, or prohibition shall, upon 
conviction, be fined not more than $1,000,000, or if a natural person, 
may be imprisoned for not more than 20 years, or both.
    (b) Adjustments to penalty amounts. (1) The civil penalties provided 
in the Act are subject to adjustment pursuant to the Federal Civil 
Penalties Inflation Adjustment Act of 1990 (Pub. L. 101-410, as amended, 
28 U.S.C. 2461 note).
    (2) The criminal penalties provided in the Act are subject to 
adjustment pursuant to 18 U.S.C. 3571.
    (c) Attention is directed to the United Nations Participation Act 
(22 U.S.C. 287c(b)), which provides that any person who willfully 
violates or evades or attempts to violate or evade any order, rule, or 
regulation issued by the President pursuant to the authority granted in 
this section shall, upon conviction, be fined not more than $10,000 or, 
if a natural person, be imprisoned for not more than 10 years, or both; 
and the officer, director or agent of any corporation who knowingly 
participates in such violation or evasion shall be punished by a similar 
fine, imprisonment or both, and any property, funds, securities, papers, 
or other articles or documents, or any vessel, together with tackle, 
apparel, furniture, and equipment, or vehicle, or aircraft, concerned in 
such violation shall be forfeited to the United States. The criminal 
penalties provided in the United Nations Participation Act are subject 
to increase pursuant to 18 U.S.C. 3571.
    (d) Attention is also directed to 18 U.S.C. 1001, which provides 
that whoever, in any matter within the jurisdiction of any department or 
agency of the United States, knowingly and willfully falsifies, conceals 
or covers up by any trick, scheme, or device a material fact, or makes 
any false, fictitious or fraudulent statement or representation or makes 
or uses any false writing or document knowing the same to contain any 
false, fictitious or fraudulent statement or entry, shall be fined under 
title 18, United States Code, or imprisoned not more than five years, or 
both.
    (e) Violations of this part may also be subject to relevant 
provisions of the Customs laws and other applicable laws.

[58 FR 13201, Mar. 10, 1993, as amended at 61 FR 54940, Oct. 23, 1996; 
62 FR 45110, Aug. 25, 1997; 73 FR 32654, June 10, 2008]



Sec. 585.702  Prepenalty notice.

    (a) When required. If the Director of the Office of Foreign Assets 
Control has reasonable cause to believe that there has occurred a 
violation of any provision of this part or a violation of the provisions 
of any license, ruling, regulation, order, direction or instruction 
issued by or pursuant to the direction or authorization of the Secretary 
of the Treasury pursuant to this part or otherwise under the 
International Emergency Economic Powers Act, and the Director determines 
that further proceedings are warranted, he shall issue to the person 
concerned a notice of his intent to impose a monetary penalty. The 
prepenalty notice shall be issued whether or not another agency has 
taken any action with respect to this matter.
    (b) Contents--(1) Facts of violation. The prepenalty notice shall 
describe the violation, specify the laws and regulations allegedly 
violated, and state the amount of the proposed monetary penalty.
    (2) Right to make presentations. The prepenalty notice also shall 
inform the person of his right to make a written presentation within 30 
days of mailing of the notice as to why a monetary

[[Page 372]]

penalty should not be imposed, or, if imposed, why it should be in a 
lesser amount than proposed.



Sec. 585.703  Presentation responding to prepenalty notice.

    (a) Time within which to respond. The named person shall have 30 
days from the date of mailing of the prepenalty notice to make a written 
presentation to the Director.
    (b) Form and contents of written presentation. The written 
presentation need not be in any particular form, but shall contain 
information sufficient to indicate that it is in response to the 
prepenalty notice. It should contain responses to the allegations in the 
prepenalty notice and set forth the reasons why the person believes the 
penalty should not be imposed or, if imposed, why it should be in a 
lesser amount than proposed.



Sec. 585.704  Penalty notice.

    (a) No violation. If, after considering any presentations made in 
response to the prepenalty notice and any relevant facts, the Director 
determines that there was no violation by the person named in the 
prepenalty notice, he promptly shall notify the person in writing of 
that determination and that no monetary penalty will be imposed.
    (b) Violation. If, after considering any presentations made in 
response to the prepenalty notice, the Director determines that there 
was a violation by the person named in the prepenalty notice, he 
promptly shall issue a written notice of the imposition of the monetary 
penalty to that person.



Sec. 585.705  Referral to United States Department of Justice.

    In the event that the person named does not pay the penalty imposed 
pursuant to this subpart or make payment arrangements acceptable to the 
Director within 30 days of the mailing of the written notice of the 
imposition of the penalty, the matter shall be referred for 
administrative collection measures or to the United States Department of 
Justice for appropriate action to recover the penalty in a civil suit in 
a Federal district court.



                          Subpart H_Procedures



Sec. 585.801  Procedures.

    For license application procedures and procedures relating to 
amendments, modifications, or revocations of licenses; administrative 
decisions; rulemaking; and requests for documents pursuant to the 
Freedom of Information and Privacy Acts (5 U.S.C. 552 and 552a), see 
part 501, subpart E, of this chapter.

[62 FR 45110, Aug. 25, 1997, as amended at 68 FR 53659, Sept. 11, 2003]



Sec. 585.802  Delegation by the Secretary of the Treasury.

    Any action which the Secretary of the Treasury is authorized to take 
pursuant to Executive Orders 12808, 12810, 12831, and any further 
Executive orders relating to the national emergency declared in 
Executive Order 12808 may be taken by the Director, Office of Foreign 
Assets Control.

[58 FR 13201, Mar. 10, 1993. Redesignated at 62 FR 45110, Aug. 25, 1997]



                    Subpart I_Paperwork Reduction Act



Sec. 585.901  Paperwork Reduction Act notice.

    For approval by the Office of Management and Budget (``OMB'') under 
the Paperwork Reduction Act of information collections relating to 
recordkeeping and reporting requirements, to licensing procedures 
(including those pursuant to statements of licensing policy), and to 
other procedures, see Sec. 501.901 of this chapter. An agency may not 
conduct or sponsor, and a person is not required to respond to, a 
collection of information unless it displays a valid control number 
assigned by OMB.

[62 FR 45110, Aug. 25, 1997]

[[Page 373]]



PART 586_FEDERAL REPUBLIC OF YUGOSLAVIA (SERBIA & MONTENEGRO) KOSOVO SANCTIONS REGULATIONS--Table of Contents




      Subpart A_Relation of This Part to Other Laws and Regulations

Sec.
586.101 Relation of this part to other laws and regulations.

                         Subpart B_Prohibitions

586.201 Prohibited transactions involving blocked property.
586.202 Effect of transfers violating the provisions of this part.
586.203 Holding of funds in interest-bearing accounts; investment and 
          reinvestment.
586.204 Prohibited new investment within Serbia.
586.205 Evasions; attempts; conspiracies.
586.206 Exempt transactions.

                      Subpart C_General Definitions

586.301 Blocked account; blocked property.
586.302 Effective date.
586.303 Entity.
586.304 Federal Republic of Yugoslavia (Serbia & Montenegro); FRY (S&M).
586.305 General license.
586.306 Government of the Federal Republic of Yugoslavia (Serbia and 
          Montenegro).
586.307 Government of the Republic of Montenegro.
586.308 Government of the Republic of Serbia.
586.309 Information and informational materials.
586.310 Interest.
586.311 License.
586.312 New investment.
586.313 Person.
586.314 Property; property interest.
586.315 Specific license.
586.316 Transfer.
586.317 U.S. financial institution.
586.318 United States.
586.319 United States person; U.S. person.

                        Subpart D_Interpretations

586.401 Reference to amended sections.
586.402 Effect of amendment.
586.403 Termination and acquisition of an interest in blocked property.
586.404 Setoffs prohibited.
586.405 Transactions incidental to a licensed transaction.
586.406 Provision of services.
586.407 Offshore transactions.
586.408 Exempt financial transactions within the territory of the FRY 
          (S&M); prohibition on establishment of new offices in Serbia.
586.409 Approval or other facilitation of other persons' investment in 
          the territory of the Republic of Serbia.
586.410 Transfer of funds to the benefit of certain persons in the 
          territory of the FRY (S&M).

  Subpart E_Licenses, Authorizations and Statements of Licensing Policy

586.501 General and specific licensing procedures.
586.502 Effect of license or authorization.
586.503 Exclusion from licenses and authorizations.
586.504 Payments and transfers to blocked accounts in U.S. financial 
          institutions.
586.505 Payment of obligations to U.S. persons authorized.
586.506 Investment and reinvestment of certain funds.
586.507 Completion of certain transactions related to bankers 
          acceptances authorized.
586.508 Entries in certain accounts for normal service charges 
          authorized.
586.509 Provision of certain legal services authorized.
586.510 Transactions related to telecommunications authorized.
586.511 Transactions related to mail authorized.
586.512 Certain transactions related to patents, trademarks and 
          copyrights authorized.
586.513 Certain transactions with respect to trade with blocked persons 
          authorized.
586.514 Divestiture of U.S. person's equity investment in the territory 
          of the Republic of Serbia.
586.515 Payments for services rendered by the Government of the FRY 
          (S&M) to aircraft authorized; aircraft and maritime safety.
586.516 Transactions with respect to property in which the Government of 
          the Republic of Montenegro has an interest authorized.
586.517 Unblocking of certain debt.
586.518 Authorization of release of certain blocked transfers by U.S. 
          financial institutions.
586.519 Release of certain funds held at overseas branches of U.S. 
          financial institutions.
586.520 Unblocking of previously blocked property.

                            Subpart F_Reports

586.601 Records and reports.

                           Subpart G_Penalties

586.701 Penalties.
586.702 Prepenalty notice.
586.703 Response to prepenalty notice; informal settlement.

[[Page 374]]

586.704 Penalty imposition or withdrawal.
586.705 Administrative collection; referral to United States Department 
          of Justice.

                          Subpart H_Procedures

586.801 Procedures.
586.802 Delegation by the Secretary of the Treasury.

                    Subpart I_Paperwork Reduction Act

586.901 Paperwork Reduction Act notice.

    Authority: 3 U.S.C. 301; 31 U.S.C. 321(b); 50 U.S.C. 1601-1651, 
1701-1706; Pub. L. 101-410, 104 Stat. 890 (28 U.S.C. 2461 note); Pub. L. 
110-96, 121 Stat. 1011; E.O. 13088, 63 FR 32109, 3 CFR, 1998 Comp., p. 
191; E.O. 13121, 64 FR 24021, 3 CFR, 1999 Comp., p. 176; E.O. 13192, 66 
FR 7379, 3 CFR, 2001 Comp., p. 733; E.O. 13304, 68 FR 32315, 3 CFR, 2003 
Comp., p. 229.

    Source: 63 FR 54576, Oct. 13, 1998, unless otherwise noted.



      Subpart A_Relation of This Part to Other Laws and Regulations



Sec. 586.101  Relation of this part to other laws and regulations.

    (a) This part is separate from, and independent of, the other parts 
of this chapter with the exception of part 501 of this chapter, the 
recordkeeping and reporting requirements and license application and 
other procedures of which apply to this part. Actions pursuant to part 
501 of this chapter with respect to the prohibitions of this part are 
considered actions pursuant to this part. Differing foreign policy and 
national security contexts may result in differing interpretations of 
similar language among the parts of this chapter. No license or 
authorization contained in or issued pursuant to those other parts 
authorizes any transaction prohibited by this part. No license or 
authorization contained in or issued pursuant to any other provision of 
law or regulation authorizes any transaction prohibited by this part.
    (b) No license or authorization contained in or issued pursuant to 
this part relieves the involved parties from complying with any other 
applicable laws or regulations.



                         Subpart B_Prohibitions



Sec. 586.201  Prohibited transactions involving blocked property.

    (a) Except as authorized by regulations, orders, directives, 
rulings, instructions, licenses, or otherwise, no property or interests 
in property of the Governments of the FRY (S&M), the Republic of Serbia, 
and the Republic of Montenegro, that are in the United States, that 
hereafter come within the United States, or that are or hereafter come 
within the possession or control of U.S. persons, including their 
overseas branches, may be transferred, paid, exported, withdrawn or 
otherwise dealt in.

    Note to paragraph (a) of Sec. 586.201: See note at end of this 
section with regard to the lifting of certain sanctions effective 
January 19, 2001.

    (b) The blocking of property and property interests in paragraph (a) 
of this section includes the prohibition of financial transactions with, 
including trade financing for, the Governments of the FRY (S&M), the 
Republic of Serbia, and the Republic of Montenegro by United States 
persons.

    Note to paragraph (b) of Sec. 586.201: See note at end of this 
section with regard to the lifting of certain sanctions effective 
January 19, 2001.

    (c) Property or interests in property blocked pursuant to Executive 
Order 13088 of June 9, 1998, as amended by Executive Order 13121 of 
April 30, 1999, and this part prior to 12:01 a.m. eastern standard time, 
January 19, 2001, are blocked, and may not be transferred, paid, 
exported or otherwise dealt in except as otherwise authorized by the 
Secretary of the Treasury.

    Note to paragraph (c) of Sec. 586.201: See note at end of this 
section with regard to the lifting of certain sanctions effective 
January 19, 2001.

    (d) Unless otherwise authorized by this part or by a specific 
license expressly referring to this section, the transfer (including the 
transfer on the books of any issuer or agent thereof), disposition, 
transportation, importation, exportation, or withdrawal of, or the 
endorsement or guaranty of signatures on, or otherwise dealing in any

[[Page 375]]

security (or evidence thereof) registered or inscribed in the name of 
the Governments of the FRY (S&M), the Republic of Serbia, and the 
Republic of Montenegro, and held within the possession or control of a 
U.S. person is prohibited, irrespective of the fact that at any time 
(either prior to, on, or subsequent to the effective date) the 
registered or inscribed owner thereof may have, or appears to have, 
assigned, transferred, or otherwise disposed of any such security.

    Note to paragraph (d) of Sec. 586.201: See note at end of this 
section with regard to the lifting of certain sanctions effective 
January 19, 2001.

    (e) When a transaction results in the blocking of funds at a 
financial institution pursuant to this section and a party to the 
transaction believes the funds have been blocked due to mistaken 
identity, that party may seek to have such funds unblocked pursuant to 
the administrative procedures set forth in Sec. 501.806 of this 
chapter.

    Note to Sec. 586.201: Section 1(a) of Executive Order 13192 of 
January 17, 2001 (66 FR 7379, January 23, 2001), amended Executive Order 
13088 of June 9, 1998 (63 FR 32109, June 12, 1998), to remove 
prospectively the prohibition on transactions that involve blocked 
property and interests in property of the Governments of the FRY(S&M), 
the Republic of Serbia, and the Republic of Montenegro. Consequently, 
with the exception of transactions involving property or interests in 
property of persons designated in or pursuant to 31 CFR Sec. 
587.201(a), transactions or transfers by U.S. persons that involve the 
property or interests in property of the FRY(S&M) and that occur on or 
after January 19, 2001, are not prohibited by Sec. Sec. 586.201(a), 
(b), or (d). Executive Order 13088, as amended by Executive Order 13192, 
however, also requires that all property or interests in property 
blocked pursuant to Executive Order 13088 prior to January 19, 2001, 
shall remain blocked, except as otherwise authorized by the Secretary of 
the Treasury. See Sec. 586.201(c). The continued blocking of previously 
blocked property is necessary until provision is made to address claims 
or encumbrances with respect to such property.

[63 FR 54576, Oct. 13, 1998, as amended at 66 FR 50509, Oct. 3, 2001]



Sec. 586.202  Effect of transfers violating the provisions of this part.

    (a) Any transfer after the effective date which is in violation of 
any provision of this part or of any regulation, order, directive, 
ruling, instruction, license, or other authorization issued pursuant to 
this part and involves any property or interest in property blocked 
pursuant to Sec. 586.201 is null and void and shall not be the basis 
for the assertion or recognition of any interest in or right, remedy, 
power or privilege with respect to such property or property interests.
    (b) No transfer before the effective date shall be the basis for the 
assertion or recognition of any right, remedy, power, or privilege with 
respect to, or interest in, any property or interest in property blocked 
pursuant to Sec. 586.201, unless the person with whom such property is 
held or maintained, prior to such date, had written notice of the 
transfer or by any written evidence had recognized such transfer.
    (c) Unless otherwise provided, an appropriate license or other 
authorization issued by or pursuant to the direction or authorization of 
the Director of the Office of Foreign Assets Control before, during, or 
after a transfer shall validate such transfer or render it enforceable 
to the same extent that it would be valid or enforceable but for the 
provisions of the International Emergency Economic Powers Act, this 
part, and any regulation, order, directive, ruling, instruction, or 
license issued pursuant to this part.
    (d) Transfers of property which otherwise would be null and void or 
unenforceable by virtue of the provisions of this section shall not be 
deemed to be null and void or unenforceable as to any person with whom 
such property was held or maintained (and as to such person only) in 
cases in which such person is able to establish to the satisfaction of 
the Director of the Office of Foreign Assets Control each of the 
following:
    (1) Such transfer did not represent a willful violation of the 
provisions of this part by the person with whom such property was held 
or maintained;
    (2) The person with whom such property was held or maintained did 
not have reasonable cause to know or suspect, in view of all the facts 
and circumstances known or available to such person, that such transfer 
required a license or authorization by or pursuant

[[Page 376]]

to this part and was not so licensed or authorized, or if a license or 
authorization did purport to cover the transfer, that such license or 
authorization had been obtained by misrepresentation of a third party or 
the withholding of material facts or was otherwise fraudulently 
obtained; and
    (3) The person with whom such property was held or maintained filed 
with the Office of Foreign Assets Control a report setting forth in full 
the circumstances relating to such transfer promptly upon discovery 
that:
    (i) Such transfer was in violation of the provisions of this part or 
any regulation, ruling, instruction, license, or other direction or 
authorization issued pursuant to this part; or
    (ii) Such transfer was not licensed or authorized by the Director of 
the Office of Foreign Assets Control; or
    (iii) If a license did purport to cover the transfer, such license 
had been obtained by misrepresentation of a third party or the 
withholding of material facts or was otherwise fraudulently obtained.

    Note to paragraph (d) of Sec. 586.202: The filing of a report in 
accordance with the provisions of paragraph (d)(3) of this section shall 
not be deemed evidence that the terms of paragraphs (d)(1) and (2) of 
this section have been satisfied.

    (e) Unless licensed or authorized pursuant to this part, any 
attachment, judgment, decree, lien, execution, garnishment, or other 
judicial process is null and void with respect to any property or 
interest in property blocked pursuant to Sec. 586.201.



Sec. 586.203  Holding of funds in interest-bearing accounts; investment and reinvestment.

    (a) Except as provided in paragraph (c) or (d) of this section, or 
as otherwise directed by the Office of Foreign Assets Control, any U.S. 
person holding funds, such as currency, bank deposits, or liquidated 
financial obligations, subject to Sec. 586.201 shall hold or place such 
funds in a blocked interest-bearing account located in the United 
States.
    (b)(1) For purposes of this section, the term blocked interest-
bearing account means a blocked account:
    (i) In a federally-insured U.S. bank, thrift institution, or credit 
union, provided the funds are earning interest at rates which are 
commercially reasonable; or
    (ii) With a broker or dealer registered with the Securities and 
Exchange Commission under the Securities Exchange Act of 1934, provided 
the funds are invested in a money market fund or in U.S. Treasury bills.
    (2) For purposes of this section, a rate is commercially reasonable 
if it is the rate currently offered to other depositors on deposits or 
instruments of comparable size and maturity.
    (3) Funds held or placed in a blocked account pursuant to this 
paragraph (b) may not be invested in instruments the maturity of which 
exceeds 180 days. If interest is credited to a separate blocked account 
or sub-account, the name of the account party on each account must be 
the same.
    (c) Blocked funds held in instruments the maturity of which exceeds 
180 days at the time the funds become subject to Sec. 586.201 may 
continue to be held until maturity in the original instrument, provided 
any interest, earnings, or other proceeds derived therefrom are paid 
into a blocked interest-bearing account in accordance with paragraph (b) 
or (d) of this section.
    (d) Blocked funds held in accounts or instruments outside the United 
States at the time the funds become subject to Sec. 586.201 may 
continue to be held in the same type of accounts or instruments, 
provided the funds earn interest at rates which are commercially 
reasonable.
    (e) This section does not create an affirmative obligation for the 
holder of blocked tangible property, such as chattels or real estate, or 
of other blocked property, such as debt or equity securities, to sell or 
liquidate such property at the time the property becomes subject to 
Sec. 586.201. However, the Office of Foreign Assets Control may issue 
licenses permitting or directing such sales in appropriate cases.
    (f) Funds subject to this section may not be held, invested, or 
reinvested in a manner which provides immediate financial or economic 
benefit or access to persons whose property or interests in property are 
blocked pursuant to

[[Page 377]]

Sec. 586.201, nor may their holder cooperate in or facilitate the 
pledging or other attempted use as collateral of blocked funds or other 
assets.



Sec. 586.204  Prohibited new investment within Serbia.

    Except as otherwise provided in regulations, orders, directives, or 
licenses that may hereafter be issued pursuant to this order, all new 
investment in the territory of the Republic of Serbia by United States 
persons, and the approval or other facilitation by United States persons 
of other persons' new investment in the territory of the Republic of 
Serbia, are prohibited.

    Note to Sec. 586.204: Section 1(b) of Executive Order 13192 of 
January 17, 2001 (66 FR 7379, January 23, 2001), revoked section 3 of 
Executive Order 13088 of June 9, 1998 (63 FR 32109, June 12, 1998), 
which prohibited all new investment by United States persons in the 
territory of the Republic of Serbia and the approval and other 
facilitation by United States persons of other persons' new investment 
in the territory of the Republic of Serbia. Consequently, with the 
exception of transactions involving property or interests in property of 
persons designated in or pursuant to 31 CFR Sec. 587.201(a), the new 
investment activities of United States persons in the territory of the 
Republic of Serbia on or after January 19, 2001, are not prohibited by 
Sec. 586.204.

[63 FR 54576, Oct. 13, 1998, as amended at 66 FR 50509, Oct. 3, 2001]



Sec. 586.205  Evasions; attempts; conspiracies.

    Any transaction by any United States person or within the United 
States that evades or avoids, or has the purpose of evading or avoiding, 
or attempts to violate, any of the prohibitions set forth in this part 
is prohibited. Any conspiracy formed for the purpose of engaging in a 
transaction prohibited by this part is prohibited.



Sec. 586.206  Exempt transactions.

    (a) Personal communications. The prohibitions contained in this part 
do not apply to any postal, telegraphic, telephonic, or other personal 
communication, which does not involve the transfer of anything of value.
    (b) Information and informational materials. (1) The importation 
from any country and the exportation to any country of information or 
informational materials as defined in Sec. 586.309, whether commercial 
or otherwise, regardless of format or medium of transmission, are exempt 
from the prohibitions and regulations of this part.
    (2) This section does not authorize transactions related to 
information and informational materials not fully created and in 
existence at the date of the transactions, or to the substantive or 
artistic alteration or enhancement of informational materials, or to the 
provision of marketing and business consulting services. Such prohibited 
transactions include, but are not limited to, payment of advances for 
information and informational materials not yet created and completed 
(with the exception of prepaid subscriptions for widely circulated 
magazines and other periodical publications), provision of services to 
market, produce or co-produce, create or assist in the creation of 
information and informational materials, and payment of royalties to 
persons whose property or interests in property are blocked pursuant to 
Sec. 586.201 with respect to income received for enhancements or 
alterations made by U.S. persons to information or informational 
materials imported from persons whose property and property interests 
are blocked pursuant to Sec. 586.201.
    (3) This section does not exempt or authorize transactions incident 
to the exportation f software subject to the Export Administration 
Regulations, 15 CFR parts 730-774, or to the exportation of goods, 
technology or software, or to the sale or leasing of telecommunications 
transmission facilities (such as satellite links or dedicated lines) for 
use in the transmission of any data. The exportation of such items or 
services and the sale or leasing of such facilities to a person whose 
property and interests in property are blocked pursuant to Sec. 586.201 
is prohibited.
    (c) Travel. The prohibitions contained in this part do not apply to 
transactions ordinarily incident to travel to or from any country, 
including exportation or importation of accompanied baggage for personal 
use, maintenance within any country including payment of living expenses 
and acquisition of

[[Page 378]]

goods or services for personal use, and arrangement or facilitation of 
such travel including non-scheduled air, sea, or land voyages.
    (d) Journalistic activity. The prohibitions contained in this part 
do not apply to transactions in the FRY (S&M) for journalistic activity 
by persons regularly employed in such capacity by a news-gathering 
organization.
    (e) Humanitarian donations. The prohibitions of this part do not 
apply to donations by U.S. persons of articles, such as food, clothing, 
and medicine, intended to be used to relieve human suffering.



                      Subpart C_General Definitions



Sec. 586.301  Blocked account; blocked property.

    The terms blocked account and blocked property shall mean any 
account or property subject to the prohibition in Sec. 586.201 held in 
the name of a person whose property is blocked pursuant to Sec. 586.201 
or in which such person has an interest, and with respect to which 
payments, transfers, exportations, withdrawals, or other dealings may 
not be made or effected except pursuant to an authorization or license 
from the Office of Foreign Assets Control.



Sec. 586.302  Effective date.

    The term effective date refers to the effective date of the 
applicable prohibitions and directives contained in this part which is 
12:01 a.m. eastern daylight time, June 10, 1998, except, with respect to 
Sec. 586.201(c), 12:01 a.m. eastern standard time, January 19, 2001, 
shall apply.

[66 FR 50509, Oct. 3, 2001]



Sec. 586.303  Entity.

    The term entity means a partnership, association, trust, joint 
venture, corporation, or other organization.



Sec. 586.304  Federal Republic of Yugoslavia (Serbia & Montenegro); FRY (S&M).

    The term Federal Republic of Yugoslavia (Serbia & Montenegro) or FRY 
(S&M) means the territory of the Republics of Serbia and Montenegro.



Sec. 586.305  General license.

    The term general license means any license or authorization the 
terms of which are set forth in this part.



Sec. 586.306  Government of the Federal Republic of Yugoslavia (Serbia and Montenegro).

    The term Government of the Federal Republic of Yugoslavia (Serbia 
and Montenegro) means the government of the FRY (S&M), its agencies, 
instrumentalities, and controlled entities, including all financial 
institutions and state-owned and socially-owned entities organized or 
located in the FRY (S&M) as of June 9, 1998, any successors to such 
entities, and their respective subsidiaries and branches, wherever 
located, and any persons acting or purporting to act for or on behalf of 
any of the foregoing.

    Note to Sec. 586.306: Please refer to the appendices at the end of 
this chapter for listings of persons determined to fall within this 
definition who have been designated pursuant to this part. Section 
501.807 of this chapter sets forth the procedures to be followed by 
persons seeking administrative reconsideration of their designations, or 
who wish to assert that the circumstances resulting in designation are 
no longer applicable.



Sec. 586.307  Government of the Republic of Montenegro.

    The term Government of the Republic of Montenegro means the 
government of the Republic of Montenegro, including any subdivisions 
thereof or local governments therein, its agencies, instrumentalities 
and controlled entities, including all financial institutions and state-
owned and socially-owned entities organized or located in the Republic 
of Montenegro as of June 9, 1998, any successors to such entities, and 
their respective subsidiaries and branches, wherever located, and any 
persons acting or purporting to act for or on behalf of any of the 
foregoing.

    Note to Sec. 586.307: Section 586.516 authorizes all transactions 
by U.S. persons involving property or interests in property of the 
Government of the Republic of Montenegro, unless such property remains 
blocked pursuant to the Federal Republic of Yugoslavia (Serbia and 
Montenegro) and Bosnian Serb-Controlled Areas of the Republic of Bosnia 
and Herzegovina Sanctions Regulations, 31 CFR part 585 (see Sec. 
585.525).

[[Page 379]]



Sec. 586.308  Government of the Republic of Serbia.

    The term Government of the Republic of Serbia means the government 
of the Republic of Serbia, including any subdivisions thereof or local 
governments therein, its agencies, instrumentalities, and controlled 
entities, including all financial institutions and state-owned and 
socially-owned entities organized or located in the Republic of Serbia 
as of June 9, 1998, any successors to such entities, and their 
respective subsidiaries and branches, wherever located, and any persons 
acting or purporting to act for or on behalf of any of the foregoing.

    Note to Sec. 586.308: Please refer to the appendices at the end of 
this chapter for listings of persons determined to fall within this 
definition who have been designated pursuant to this part. Section 
501.807 of this chapter sets forth the procedures to be followed by 
persons seeking administrative reconsideration of their designations, or 
who wish to assert that the circumstances resulting in designation are 
no longer applicable.



Sec. 586.309  Information and informational materials.

    (a)(1) For purposes of this part, the term information and 
informational materials means publications, films, posters, phonograph 
records, photographs, microfilms, microfiche, tapes, compact disks, CD 
ROMs, artworks, and news wire feeds, and other information and 
informational materials.
    (2) To be considered informational materials, artworks must be 
classified under chapter heading 9701, 9702, or 9703 of the Harmonized 
Tariff Schedule of the United States.
    (b) The term information and informational materials with respect to 
U.S. exports does not include items:
    (1) That were, as of April 30, 1994, or that thereafter become, 
controlled for export pursuant to section 5 of the Export Administration 
Act of 1979, 50 U.S.C. App. 2401-2420 (the ``EAA''), or section 6 of the 
EAA to the extent that such controls promote nonproliferation or 
antiterrorism policies of the United States.
    (2) With respect to which acts are prohibited by 18 U.S.C. chapter 
37.



Sec. 586.310  Interest.

    Except as otherwise provided in this part, the term interest when 
used with respect to property (e.g., an interest in property) means an 
interest of any nature whatsoever, direct or indirect.



Sec. 586.311  License.

    Except as otherwise specified, the term license means any license or 
authorization contained in or issued pursuant to this part.



Sec. 586.312  New investment.

    The term new investment means the acquisition of debt or equity 
interests in, a commitment or contribution of funds or other assets to, 
or a loan or other extension of credit to, a public or private 
undertaking, entity, or project, including the Government of the 
Republic of Serbia, other than donations of funds to charitable 
organizations for purely humanitarian purposes.



Sec. 586.313  Person.

    The term person means an individual or entity.



Sec. 586.314  Property; property interest.

    The terms property and property interest include, but are not 
limited to, money, checks, drafts, bullion, bank deposits, savings 
accounts, debts, indebtedness, obligations, notes, guarantees, 
debentures, stocks, bonds, coupons, any other financial instruments, 
bankers acceptances, mortgages, pledges, liens or other rights in the 
nature of security, warehouse receipts, bills of lading, trust receipts, 
bills of sale, any other evidences of title, ownership or indebtedness, 
letters of credit and any documents relating to any rights or 
obligations thereunder, powers of attorney, goods, wares, merchandise, 
chattels, stocks on hand, ships, goods on ships, real estate mortgages, 
deeds of trust, vendors' sales agreements, land contracts, leaseholds, 
ground rents, real estate and any other interest therein, options, 
negotiable instruments, trade acceptances, royalties, book accounts, 
accounts payable, judgments, patents, trademarks or copyrights, 
insurance policies, safe deposit boxes and their contents, annuities, 
pooling agreements, services of

[[Page 380]]

any nature whatsoever, contracts of any nature whatsoever, and any other 
property, real, personal, or mixed, tangible or intangible, or interest 
or interests therein, present, future or contingent.



Sec. 586.315  Specific license.

    The term specific license means any license or authorization not set 
forth in this part but issued pursuant to this part.



Sec. 586.316  Transfer.

    The term transfer means any actual or purported act or transaction, 
whether or not evidenced by writing, and whether or not done or 
performed within the United States, the purpose, intent, or effect of 
which is to create, surrender, release, convey, transfer, or alter, 
directly or indirectly, any right, remedy, power, privilege, or interest 
with respect to any property and, without limitation upon the foregoing, 
shall include the making, execution, or delivery of any assignment, 
power, conveyance, check, declaration, deed, deed of trust, power of 
attorney, power of appointment, bill of sale, mortgage, receipt, 
agreement, contract, certificate, gift, sale, affidavit, or statement; 
the making of any payment; the setting off of any obligation or credit; 
the appointment of any agent, trustee, or fiduciary; the creation or 
transfer of any lien; the issuance, docketing, filing, or levy of or 
under any judgment, decree, attachment, injunction, execution, or other 
judicial or administrative process or order, or the service of any 
garnishment; the acquisition of any interest of any nature whatsoever by 
reason of a judgment or decree of any foreign country; the fulfillment 
of any condition; the exercise of any power of appointment, power of 
attorney, or other power; or the acquisition, disposition, 
transportation, importation, exportation, or withdrawal of any security.



Sec. 586.317  U.S. financial institution.

    The term U.S. financial institution means any U.S. entity (including 
foreign branches) that is engaged in the business of accepting deposits, 
making, granting, transferring, holding, or brokering loans or credits, 
or purchasing or selling foreign exchange, securities, commodity futures 
or options, or procuring purchasers and sellers thereof, as principal or 
agent; including, but not limited to, depository institutions, banks, 
savings banks, trust companies, securities brokers and dealers, 
commodity futures and options brokers and dealers, forward contract and 
foreign exchange merchants, securities and commodities exchanges, 
clearing corporations, investment companies, employee benefit plans, and 
U.S. holding companies, U.S. affiliates, or U.S. subsidiaries of any of 
the foregoing. This term includes those branches, offices and agencies 
of foreign financial institutions which are located in the United 
States, but not such institutions' foreign branches, offices, or 
agencies.



Sec. 586.318  United States.

    The term United States means the United States, its territories and 
possessions, and all areas under the jurisdiction or authority thereof.



Sec. 586.319  United States person; U.S. person.

    The term United States person or U.S. person means any United States 
citizen, permanent resident alien, entity organized under the laws of 
the United States or any jurisdiction within the United States 
(including foreign branches), or any person in the United States.

[66 FR 50509, Oct. 3, 2001]



                        Subpart D_Interpretations



Sec. 586.401  Reference to amended sections.

    Except as otherwise specified, reference to any section of this part 
or to any regulation, ruling, order, instruction, direction, or license 
issued pursuant to this part refers to the same as currently amended.



Sec. 586.402  Effect of amendment.

    Any amendment, modification, or revocation of any section of this 
part or of any order, regulation, ruling, instruction, or license issued 
by or under the direction of the Director of the Office of Foreign 
Assets Control does not, unless otherwise specifically provided,

[[Page 381]]

affect any act done or omitted to be done, or any civil or criminal suit 
or proceeding commenced or pending prior to such amendment, 
modification, or revocation. All penalties, forfeitures, and liabilities 
under any such order, regulation, ruling, instruction, or license 
continue and may be enforced as if such amendment, modification, or 
revocation had not been made.



Sec. 586.403  Termination and acquisition of an interest in blocked property.

    (a) Whenever a transaction licensed or authorized by or pursuant to 
this part results in the transfer of property (including any property 
interest) away from a person whose property or interests in property are 
blocked pursuant to Sec. 586.201, such property shall no longer be 
deemed to be property blocked pursuant to Sec. 586.201, unless there 
exists in the property another interest that is blocked pursuant to 
Sec. 586.201 or any other part of this chapter, the transfer of which 
has not been effected pursuant to license or other authorization.
    (b) Unless otherwise specifically provided in a license or 
authorization issued pursuant to this part, if property (including any 
property interest) is transferred or attempted to be transferred to a 
person whose property or interests in property are blocked pursuant to 
Sec. 586.201, such property shall be deemed to be property in which 
that person has an interest and therefore blocked.



Sec. 586.404  Setoffs prohibited.

    A setoff against blocked property (including a blocked account), 
whether by a U.S. bank or other U.S. person, is a prohibited transfer 
under Sec. 586.201 if effected after the effective date.



Sec. 586.405  Transactions incidental to a licensed transaction.

    Any transaction ordinarily incident to a licensed transaction and 
necessary to give effect thereto is also authorized, except:
    (a) An incidental transaction, not explicitly authorized within the 
terms of the license, by or with a person whose property or interests in 
property are blocked pursuant to Sec. 586.201; or
    (b) An incidental transaction, not explicitly authorized within the 
terms of the license, involving a debit or credit to a blocked account 
or a transfer of blocked property.

[66 FR 50509, Oct. 3, 2001]



Sec. 586.406  Provision of services.

    (a) Except as otherwise authorized, the prohibitions contained in 
Sec. 586.201 apply to services performed by U.S. persons, wherever 
located:
    (1) On behalf of, or for the benefit of, a person whose property or 
interests in property are blocked pursuant to Sec. 586.201; or
    (2) With respect to property interests of a person whose property or 
interests in property are blocked pursuant to Sec. 586.201.
    (b) Example: U.S. persons may not, without specific authorization 
from the Office of Foreign Assets Control, represent an individual or 
entity with respect to contract negotiations, contract performance, 
commercial arbitration, or other business dealings with persons whose 
property or interests in property are blocked pursuant to Sec. 586.201. 
See Sec. 586.509 on licensing policy with regard to the provision of 
certain legal services.

[63 FR 54576, Oct. 13, 1998, as amended at 66 FR 50509, Oct. 3, 2001]



Sec. 586.407  Offshore transactions.

    (a) The prohibitions contained in Sec. 586.201 apply to 
transactions by any U.S. person in a location outside the United States 
with respect to property in which the U.S. person knows, or has reason 
to know, that a person whose property and interests in property are 
blocked pursuant to Sec. 586.201 has or has had an interest since the 
effective date.
    (b) Prohibited transactions include, but are not limited to, 
importation into or exportation from locations outside the United States 
of, or purchasing, selling, financing, swapping, insuring, transporting, 
lifting, storing, incorporating, transforming, brokering, or otherwise 
dealing in, within such locations, goods, technology or services in 
which the U.S. person knows, or has reason to know,

[[Page 382]]

that a person whose property and interests in property are blocked 
pursuant to Sec. 586.201 has or has had an interest since the effective 
date.
    (c) Examples: (1) A U.S. person may not, within the United States or 
abroad, purchase, sell, finance, insure, transport, act as a broker for 
the sale or transport of, or otherwise deal in, furniture, shoes or 
other goods manufactured by a state or socially-owned entity organized 
or located in the FRY (S&M).
    (2) A U.S. person may not, within the United States or abroad, 
conduct transactions of any nature whatsoever with an entity that the 
U.S. person knows or has reason to know is a state or socially-owned 
entity within the territory of the FRY (S&M), or which benefits or 
supports the business of such an entity, unless the entity is licensed 
by the Office of Foreign Assets Control to conduct such transactions 
with U.S. persons or the transaction is generally licensed in, or 
exempted from the prohibitions of, this part.

    Note to Sec. 586.407: See Sec. 586.513 with regard to the 
authorization of certain trade-related transactions.



Sec. 586.408  Exempt financial transactions within the territory of the FRY (S&M); prohibition on establishment of new offices in Serbia.

    (a) Section 586.201(c) exempts financial transactions, including 
trade financing, from the prohibitions contained in Sec. 586.201 by 
U.S. persons physically located within the territory of the FRY (S&M), 
where those transactions are conducted exclusively through the domestic 
banking system within the FRY (S&M) in local currency (dinars), or using 
bank notes or barter. A U.S. entity must have a permanent establishment, 
such as a branch or representative office, within the territory of the 
FRY (S&M) to be considered physically located there for purposes of this 
paragraph (a).
    (b) The prohibition on new investment within Serbia contained in 
Sec. 586.204, as defined in Sec. 586.312, precludes the establishment 
after the effective date of a new representative or branch office or 
joint venture or other entity within the territory of the Republic of 
Serbia, because such activity would necessarily involve a commitment or 
contribution of funds or other assets to a public or private 
undertaking, entity, or project within Serbia. See Sec. 586.513 
concerning the authorization of certain trade-related transactions 
conducted using bank notes or barter by U.S. persons located outside of 
the territory of the FRY (S&M).

    Note to Sec. 586.408: All transactions with respect to property in 
which the Government of the Republic of Montenegro has an interest are 
authorized pursuant to Sec. 586.516. Therefore, all financial 
transactions by U.S. persons within the territory of the Republic of 
Montenegro are authorized, unless the transaction involves property in 
which another interest exists that is blocked pursuant to Sec. 586.201 
or any other part of this chapter. See Sec. 586.403.



Sec. 586.409  Approval or other facilitation of other persons' investment in the territory of the Republic of Serbia.

    (a) The prohibition contained in Sec. 586.204 against approval or 
other facilitation by U.S. persons of other persons' investment in the 
territory of the Republic of Serbia bars any action by a U.S. person 
that assists or supports other persons' activity that would constitute 
prohibited new investment under that section if engaged in by a U.S. 
person. Such approval or other facilitation with respect to persons 
whose property or interests in property are blocked pursuant to Sec. 
586.201 also constitutes a violation of that section. See the definition 
of the term new investment in Sec. 586.312.
    (b) Examples: (1) A U.S. person is prohibited from brokering, 
financing, guaranteeing, or approving the purchase by any other person, 
including a foreign affiliate, of shares, including an equity interest, 
in a publicly or privately held undertaking, entity or project located 
in the territory of the Republic of Serbia, except as provided in Sec. 
586.514.
    (2) The sale to a non-U.S. person of a U.S. person's equity or 
income interest in an entity in the territory of the Republic of Serbia 
constitutes facilitation of that other person's investment in Serbia, 
and would otherwise be prohibited but for the authorization contained in 
Sec. 586.514.

[[Page 383]]

    (3) A U.S. national or permanent resident alien employed by a 
foreign person may not participate in any decision-making role in an 
activity by the foreign person that includes investment in the territory 
of the Republic of Serbia.



Sec. 586.410  Transfer of funds to the benefit of certain persons in the territory of the FRY (S&M).

    Section 586.201 does not prohibit U.S. financial institutions that 
are not blocked, including their foreign branches, from transferring 
funds to accounts in financial institutions for the benefit of 
individuals, non-governmental organizations and other persons located in 
the territory of the FRY (S&M) whose property and interests in property 
are not blocked pursuant to that section, provided that such 
transactions do not result in the transfer of funds to or for the 
benefit of persons whose property or interests in property are blocked 
pursuant to Sec. 586.201.



 Subpart E_Licenses, Authorizations, and Statements of Licensing Policy



Sec. 586.501  General and specific licensing procedures.

    For provisions relating to licensing procedures, see part 501, 
subpart E, of this chapter. Licensing actions pursuant to part 501 of 
this chapter with respect to the prohibitions of this part are 
considered actions pursuant to this part.

[63 FR 54576, Oct. 13, 1998, as amended at 66 FR 50509, Oct. 3, 2001; 68 
FR 53659, Sept. 11, 2003]



Sec. 586.502  Effect of license or authorization.

    (a) No license or other authorization contained in this part, or 
otherwise issued by or under the direction of the Director of the Office 
of Foreign Assets Control pursuant to this part, authorizes or validates 
any transaction effected prior to the issuance of the license, unless 
specifically so provided in such license or authorization.
    (b) No regulation, ruling, instruction, or license authorizes any 
transaction prohibited under this part unless the regulation, ruling, 
instruction, or license is issued by the Office of Foreign Assets 
Control and specifically refers to this part. No regulation, ruling, 
instruction, or license referring to this part authorizes any 
transaction prohibited by any provision of this chapter unless the 
regulation, ruling, instruction or license specifically refers to such 
provision.
    (c) Any regulation, ruling, instruction, or license authorizing any 
transaction otherwise prohibited under this part has the effect of 
removing a prohibition or prohibitions contained in this part from the 
transaction, but only to the extent specifically stated by its terms. 
Unless the regulation, ruling, instruction, or license otherwise 
specifies, such an authorization does not create any right, duty, 
obligation, claim, or interest in, or with respect to, any property 
which would not otherwise exist under ordinary principles of law.

    Note to paragraph (c) of Sec. 586.502: The general license in Sec. 
586.516 authorizing transactions with respect to property in which the 
Government of the Republic of Montenegro has an interest removes such 
property and interests in property from the phrase ``property and 
interests in property blocked pursuant to Sec. 586.201'' for purposes 
of this part.

    (d) Any general license or statement of licensing policy contained 
in this part authorizing transactions with respect to the Government of 
the FRY (S&M) shall, unless otherwise stated, also authorize analogous 
transactions with respect to the Governments or territories of the 
Republic of Serbia and the Republic of Montenegro.



Sec. 586.503  Exclusion from licenses and authorizations.

    The Director of the Office of Foreign Assets Control reserves the 
right to exclude any person, property, or transaction from the operation 
of any license, or from the privileges therein conferred, or to restrict 
the applicability thereof with respect to particular persons, property, 
transactions, or classes thereof. Such action is binding upon all 
persons receiving actual or constructive notice of such exclusion or 
restriction.

[[Page 384]]



Sec. 586.504  Payments and transfers to blocked accounts in U.S. financial institutions.

    Any payment of funds or transfer of credit in which any person whose 
property and interests in property are blocked pursuant to Sec. 586.201 
has any interest, that comes within the possession or control of a U.S. 
financial institution, must be blocked in an account on the books of 
that financial institution. A transfer of funds or credit by a U.S. 
financial institution between blocked accounts in its branches or 
offices is authorized, provided that no transfer is made from an account 
within the United States to an account held outside the United States, 
and further provided that a transfer from a blocked account may only be 
made to another blocked account held in the same name.

    Note to Sec. 586.504: Please refer to Sec. 501.603 of this chapter 
for mandatory reporting requirements regarding financial transfers. See 
also Sec. 586.203 concerning the obligation to hold blocked funds in 
interest-bearing accounts.



Sec. 586.505  Payment of obligations to U.S. persons authorized.

    (a) The transfer of funds after the effective date by, through, or 
to any U.S. financial institution or other U.S. person not blocked 
pursuant to this chapter solely for the purpose of payment of 
obligations to U.S. persons of persons whose property or interests in 
property are blocked pursuant to Sec. 586.201 is authorized, provided 
that the obligation arose prior to the effective date or is otherwise 
authorized pursuant to statute or the provisions of this part, and the 
payment requires no debit to a blocked account. Property is not blocked 
by virtue of being transferred or received pursuant to this section.
    (b) A person receiving payment under this section may distribute all 
or part of that payment to any person, provided that any such payment to 
a person whose property or interests in property are blocked pursuant to 
Sec. 586.201 must be to a blocked account in a U.S. financial 
institution.

    Note to Sec. 586.505: Please refer to Sec. 501.603 of this chapter 
for mandatory reporting requirements regarding financial transfers. See 
also Sec. 586.203 concerning the obligation to hold blocked funds in 
interest-bearing accounts.



Sec. 586.506  Investment and reinvestment of certain funds.

    U.S. financial institutions are authorized to invest and reinvest 
assets blocked pursuant to Sec. 586.201, subject to the following 
conditions:
    (a) The assets representing such investments and reinvestments are 
credited to a blocked account or subaccount which is held in the same 
name at the same U.S. financial institution, or within the possession or 
control of a U.S. person, but in no case may funds be transferred 
outside the United States for this purpose; and
    (b) The proceeds of such investments and reinvestments are not 
credited to a blocked account or subaccount under any name or 
designation which differs from the name or designation of the specific 
blocked account or subaccount in which such funds or securities were 
held; and
    (c) No immediate financial or economic benefit accrues (e.g., 
through pledging or other use) to any person whose property or interests 
in property are blocked pursuant to Sec. 586.201.



Sec. 586.507  Completion of certain transactions related to bankers acceptances authorized.

    Persons other than those whose property or interests in property are 
blocked pursuant to Sec. 586.201 are authorized to buy, sell, and 
satisfy obligations with respect to bankers acceptances, and to pay 
under deferred payment undertakings, involving a property interest 
blocked pursuant to Sec. 586.201, as long as the bankers acceptances 
were created or the deferred payment undertakings were incurred prior to 
the effective date.



Sec. 586.508  Entries in certain accounts for normal service charges authorized.

    (a) U.S. financial institutions are hereby authorized to debit any 
blocked account with such U.S. financial institution in payment or 
reimbursement for normal service charges owed to such U.S. financial 
institution by the owner of such blocked account.
    (b) As used in this section, the term normal service charge shall 
include

[[Page 385]]

charges in payment or reimbursement for interest due; cable, telegraph, 
or telephone charges; postage costs; custody fees; small adjustment 
charges to correct bookkeeping errors; and, but not by way of 
limitation, minimum balance charges, notary and protest fees, and 
charges for reference books, photocopies, credit reports, transcripts of 
statements, registered mail, insurance, stationery and supplies, and 
other similar items.



Sec. 586.509  Provision of certain legal services authorized.

    (a) The provision to or on behalf of a person whose property or 
interests in property are blocked pursuant to Sec. 586.201 of the legal 
services set forth in paragraph (b) of this section is authorized, 
provided that all receipt of payment therefor must be specifically 
licensed.
    (b) Specific licenses may be issued, on a case-by-case basis, 
authorizing receipt, from unblocked sources, of payment of professional 
fees and reimbursement of incurred expenses for the following legal 
services by U.S. persons to a person whose property or interests in 
property are blocked pursuant to Sec. 586.201:
    (1) Provision of legal advice and counseling on the requirements of 
and compliance with the laws of any jurisdiction within the United 
States, provided that such advice and counseling is not provided to 
facilitate transactions that would violate any of the prohibitions 
contained in this part;
    (2) Representation of a person whose property or interests in 
property are blocked pursuant to Sec. 586.201 when named as a defendant 
in or otherwise made a party to domestic U.S. legal, arbitration, or 
administrative proceedings;
    (3) Initiation of domestic U.S. legal, arbitration, or 
administrative proceedings in defense of property interests subject to 
U.S. jurisdiction of a person whose property or interests in property 
are blocked pursuant to Sec. 586.201;
    (4) Representation of a person whose property and interests in 
property are blocked pursuant to Sec. 586.201 before any federal or 
state agency with respect to the imposition, administration, or 
enforcement of U.S. sanctions against such person; and
    (5) Provision of legal services in any other context in which 
prevailing U.S. law requires access to legal counsel at public expense.
    (c) The provision of any other legal services to a person whose 
property or interests in property are blocked pursuant to Sec. 586.201, 
not otherwise authorized in or exempted by this part, requires the 
issuance of a specific license.
    (d) Entry into a settlement agreement affecting property or 
interests in property of a person whose property or interests in 
property are blocked pursuant to Sec. 586.201 or the enforcement of any 
lien, judgment, arbitral award, decree, or other order through 
execution, garnishment or other judicial process purporting to transfer 
or otherwise alter or affect a property interest of such person is 
prohibited unless specifically licensed in accordance with Sec. 
586.202(e).



Sec. 586.510  Transactions related to telecommunications authorized.

    All transactions with respect to the receipt and transmission of 
telecommunications involving the FRY (S&M) are authorized. This section 
does not authorize the provision to any person whose property or 
interests in property are blocked pursuant to Sec. 586.201 of 
telecommunications equipment or technology, nor the sale or leasing of 
telecommunications transmission facilities (such as satellite links or 
dedicated lines).



Sec. 586.511  Transactions related to mail authorized.

    All transactions by U.S. persons, including payment and transfers to 
common carriers, incident to the receipt or transmission of mail between 
the United States and the FRY (S&M) are authorized, provided that mail 
is limited to personal communications not involving a transfer of 
anything of value.



Sec. 586.512  Certain transactions related to patents, trademarks and copyrights authorized.

    (a) All of the following transactions in connection with patent, 
trademark,

[[Page 386]]

copyright or other intellectual property protection in the United States 
or the FRY (S&M) are authorized:
    (1) The filing and prosecution of any application to obtain a 
patent, trademark, copyright or other form of intellectual property 
protection;
    (2) The receipt of a patent, trademark, copyright or other form of 
intellectual property protection;
    (3) The renewal or maintenance of a patent, trademark, copyright or 
other form of intellectual property protection; and
    (4) The filing and prosecution of opposition or infringement 
proceedings with respect to a patent, trademark, copyright or other form 
of intellectual property protection, or the entrance of a defense to any 
such proceedings.
    (b) This section authorizes the payment of fees currently due to the 
United States Government, or of the reasonable and customary fees and 
charges currently due to attorneys or representatives within the United 
States, in connection with the transactions authorized in paragraph (a) 
of this section. Payment effected pursuant to the terms of this 
paragraph (b) may not be made from a blocked account.
    (c) This section authorizes the payment of fees currently due to the 
Government of the FRY (S&M), or of the reasonable and customary fees and 
charges currently due to attorneys or representatives within the 
territory of the FRY (S&M), in connection with the transactions 
authorized in paragraph (a) of this section.
    (d) Nothing in this section affects obligations under any other 
provision of law.



Sec. 586.513  Certain transactions with respect to trade with blocked persons authorized.

    (a) U.S. persons may trade in goods in which a person whose property 
and interests in property are blocked pursuant to Sec. 586.201 has an 
interest, provided that the payment for the goods is made in bank notes 
and coins of any currency or by barter. Any open account credit terms 
may not exceed 30 days. Transactions relating to services incident to 
this trade in goods, including payment for shipping and insurance to 
non-blocked entities, are authorized.
    (b) Example: A U.S. company located outside of Serbia may ship goods 
to Serbia in exchange for bank notes and coins or under a barter 
arrangement in exchange for Serbian goods, exchanged directly with the 
U.S. company or assigned to a third company in satisfaction of an 
obligation owed that party by the U.S. company. Except as provided in 
Sec. 586.408 or otherwise specifically authorized, however, the U.S. 
company may not establish or use an account at a financial institution 
within the territory of the Republic of Serbia in connection with any 
trade transaction described in this section.



Sec. 586.514  Divestiture of U.S. person's equity investment in the territory of the Republic of Serbia.

    Notwithstanding the prohibition in Sec. 586.204 against the 
facilitation by a U.S. person of other persons' new investment in the 
territory of the Republic of Serbia, all transactions related to the 
divestiture or transfer to a non-U.S. person, other than a person whose 
property or property interests are blocked pursuant to Sec. 586.201 or 
this chapter, of a U.S. person's investment in the Republic of Serbia 
are authorized.



Sec. 586.515  Payments for services rendered by the Government of the FRY (S&M) to aircraft authorized; aircraft and maritime safety.

    (a) Payments to the Government of the FRY (S&M) of charges for 
services rendered by that Government in connection with the overflight 
of the territory of the FRY (S&M) or emergency landing in the FRY (S&M) 
by aircraft are authorized.
    (b) Specific licenses may be issued on a case-by-case basis for the 
exportation and reexportation of goods, services, and technology to 
insure the safety of civil aviation and safe operation of U.S.-origin 
commercial passenger aircraft, and to ensure the safety of ocean-going 
maritime traffic in international waters.

[[Page 387]]



Sec. 586.516  Transactions with respect to property in which the Government of the Republic of Montenegro has an interest authorized.

    All transactions by U.S. persons involving property or interests in 
property in which the Government of the Republic of Montenegro has an 
interest are authorized, except with respect to property blocked 
pursuant to the Federal Republic of Yugoslavia (Serbia and Montenegro) 
and Bosnian Serb-Controlled Areas of the Republic of Bosnia and 
Herzegovina Sanctions Regulations, 31 CFR part 585 (see Sec. 585.525). 
Property and interests in property of the Government of Montenegro shall 
not be considered ``property and interests in property blocked pursuant 
to Sec. 586.201'' for purposes of this part. This authorization does 
not apply, however, to property in which the Government of Montenegro 
has an interest but in which there also exists an interest of another 
person whose property or interests in property are blocked pursuant to 
Sec. 586.201 or any other part of this chapter.



Sec. 586.517  Unblocking of certain debt.

    (a) Subject to the limitations in paragraph (c) below, debt 
obligations in the possession or control of U.S. persons for which the 
National Bank of Yugoslavia has joint or several liability and that were 
rescheduled pursuant to the ``New Financing Agreement'' of September 20, 
1988, are unblocked.
    (b) Specific licenses may be issued on a case-by-case basis to 
permit the unblocking of debt obligations not otherwise authorized under 
either paragraph (a) of this section or 31 CFR 585.509.
    (c) Nothing in this section authorizes transactions with any person 
designated in or pursuant to 31 CFR 587.201(a).

[66 FR 50509, Oct. 3, 2001]



Sec. 586.518  Authorization of release of certain blocked transfers by U.S. financial institutions.

    (a) Subject to the limitation set forth in this paragraph, U.S. 
financial institutions are authorized to unblock and return to the 
remitting party funds blocked pursuant to this part that came into their 
possession or control through wire transfer instructions or check 
remittances, provided those funds were not destined for an account 
established on the books of a U.S. financial institution by a person 
whose property or interests in property were blocked immediately prior 
to January 19, 2001. Funds otherwise eligible for release under this 
general license, however, may not be unblocked and returned if they were 
remitted by or destined for a person designated in or pursuant to 31 CFR 
587.201(a).
    (b) Funds blocked pursuant to this part that were destined through 
wire transfer instructions or check remittances for an account 
established on the books of a U.S. financial institution by a person 
whose property or interests in property were blocked immediately prior 
to January 19, 2001, remain blocked. If such funds are not already held 
in the account for which they were destined, they must be transferred to 
such an account by October 15, 2001, and maintained in blocked status 
pursuant to Sec. 586.201(c).

[66 FR 50509, Oct. 3, 2001]



Sec. 586.519  Release of certain funds held at overseas branches of U.S. financial institutions.

    Specific licenses may be issued on a case-by-case basis to permit 
the overseas branches of U.S. financial institutions to unblock deposit 
accounts that were blocked pursuant to this part prior to January 19, 
2001, and that were established outside of the United States in 
situations in which such accounts are not owned or controlled, directly 
or indirectly, by any person designated in or pursuant to 31 CFR Sec. 
587.201(a).

[66 FR 50510, Oct. 3, 2001]



Sec. 586.520  Unblocking of previously blocked property.

    (a)(1) Except for such property and interests in property set forth 
in paragraph (a)(2) of this section, as of February 25, 2003, all 
transactions that otherwise would be prohibited by this part involving 
property or interests in property blocked pursuant to Executive Order 
13088 of June 9, 1998, or Executive Order 13121 of April 30, 1999, that

[[Page 388]]

has remained blocked pursuant to Executive Order 13192 of January 17, 
2001, are authorized.
    (2) The authorization in paragraph (a)(1) does not apply to property 
or interests in property blocked pursuant to this part of those persons 
presently subject to sanctions under either the Federal Republic of 
Yugoslavia (Serbia & Montenegro) Milosevic Regulations set forth at 31 
CFR part 587 or the Western Balkans Transactions Regulations set forth 
at 31 CFR part 588, or who are otherwise subject to sanctions under this 
chapter.
    (b)(1) As of December 27, 2002, any person or government is 
authorized to seek an attachment, judgment, decree, lien, or other 
judicial or legal process against or with respect to any property or 
interests in property subject to the unblocking authorization set forth 
in paragraph (a) of this section. This section does not authorize any 
execution against, final settlement with respect to, garnishment of, or 
other action effecting the transfer of any property or interests in 
property subject to the unblocking authorization set forth in paragraph 
(a) of this section prior to February 25, 2003.

    Note to paragraph (b) of Sec. 586.520: Any person or government 
seeking judicial or other legal process under the authority of this 
paragraph must comply with the reporting requirements set forth under 31 
CFR 501.605 pertaining to litigation, arbitration and dispute resolution 
proceedings.

[67 FR 78974, Dec. 27, 2002]



                            Subpart F_Reports



Sec. 586.601  Records and reports.

    For provisions relating to records and reports, see subpart C of 
part 501 of this chapter.



                           Subpart G_Penalties



Sec. 586.701  Penalties.

    (a) Attention is directed to section 206 of the International 
Emergency Economic Powers Act (the ``Act'') (50 U.S.C. 1705), which is 
applicable to violations of the provisions of any license, ruling, 
regulation, order, direction, or instruction issued by or pursuant to 
the direction or authorization of the Secretary of the Treasury pursuant 
to this part or otherwise under the Act.
    (1) A civil penalty not to exceed the amount set forth in Section 
206 of the Act may be imposed on any person who violates, attempts to 
violate, conspires to violate, or causes a violation of any license, 
order, regulation, or prohibition issued under the Act.

    Note to paragraph (a)(1) of Sec. 586.701: As of June 10, 2008, the 
Act provides for a maximum civil penalty not to exceed the greater of 
$250,000 or an amount that is twice the amount of the transaction that 
is the basis of the violation with respect to which the penalty is 
imposed.

    (2) A person who willfully commits, willfully attempts to commit, or 
willfully conspires to commit, or aids or abets in the commission of a 
violation of any license, order, regulation, or prohibition shall, upon 
conviction, be fined not more than $1,000,000, or if a natural person, 
may be imprisoned for not more than 20 years, or both.
    (b) Adjustments to penalty amounts. (1) The civil penalties provided 
in the Act are subject to adjustment pursuant to the Federal Civil 
Penalties Inflation Adjustment Act of 1990 (Pub. L. 101-410, as amended, 
28 U.S.C. 2461 note).
    (2) The criminal penalties provided in the Act are subject to 
adjustment pursuant to 18 U.S.C. 3571.
    (c) Attention is also directed to 18 U.S.C. 1001, which provides 
that whoever, in any matter within the jurisdiction of the executive, 
legislative, or judicial branch of the Government of the United States, 
knowingly and willfully falsifies, conceals, or covers up by any trick, 
scheme, or device a material fact, or makes any materially false, 
fictitious, or fraudulent statement or representation, or makes or uses 
any false writing or document knowing the same to contain any materially 
false, fictitious, or fraudulent statement or entry shall be fined under 
title 18, United States Code, or imprisoned not more than five years, or 
both.
    (d) Violations of this part may also be subject to relevant 
provisions of other applicable laws.

[66 FR 50510, Oct. 3, 2001, as amended at 73 FR 32654, June 10, 2008]

[[Page 389]]



Sec. 586.702  Prepenalty notice.

    (a) When required. If the Director of the Office of Foreign Assets 
Control has reasonable cause to believe that there has occurred a 
violation of any provision of this part or a violation of the provisions 
of any license, ruling, regulation, order, direction, or instruction 
issued by or pursuant to the direction or authorization of the Secretary 
of the Treasury pursuant to this part or otherwise under the 
International Emergency Economic Powers Act, and the Director determines 
that further proceedings are warranted, the Director shall notify the 
alleged violator of the agency's intent to impose a monetary penalty by 
issuing a prepenalty notice. The prepenalty notice shall be in writing. 
The prepenalty notice may be issued whether or not another agency has 
taken any action with respect to the matter.
    (b) Contents of notice--(1) Facts of violation. The prepenalty 
notice shall describe the violation, specify the laws and regulations 
allegedly violated, and state the amount of the proposed monetary 
penalty.
    (2) Right to respond. The prepenalty notice also shall inform the 
respondent of respondent's right to make a written presentation within 
the applicable 30-day period set forth in Sec. 586.703 as to why a 
monetary penalty should not be imposed or why, if imposed, the monetary 
penalty should be in a lesser amount than proposed.
    (c) Informal settlement prior to issuance of prepenalty notice. At 
any time prior to the issuance of a prepenalty notice, an alleged 
violator may request in writing that, for a period not to exceed sixty 
(60) days, the agency withhold issuance of the prepenalty notice for the 
exclusive purpose of effecting settlement of the agency's potential 
civil monetary penalty claims. In the event the Director grants the 
request, under terms and conditions within his discretion, the Office of 
Foreign Assets Control will agree to withhold issuance of the prepenalty 
notice for a period not to exceed 60 days and will enter into settlement 
negotiations of the potential civil monetary penalty claim.

[66 FR 50510, Oct. 3, 2001]



Sec. 586.703  Response to prepenalty notice; informal settlement.

    (a) Deadline for response. The respondent may submit a response to 
the prepenalty notice within the applicable 30-day period set forth in 
this paragraph. The Director may grant, at his discretion, an extension 
of time in which to submit a response to the prepenalty notice. The 
failure to submit a response within the applicable time period set forth 
in this paragraph shall be deemed to be a waiver of the right to 
respond.
    (1) Computation of time for response. A response to the prepenalty 
notice must be postmarked or date-stamped by the U.S. Postal Service (or 
foreign postal service, if mailed abroad) or courier service provider 
(if transmitted to OFAC by courier) on or before the 30th day after the 
postmark date on the envelope in which the prepenalty notice was mailed. 
If the respondent refused delivery or otherwise avoided receipt of the 
prepenalty notice, a response must be postmarked or date-stamped on or 
before the 30th day after the date on the stamped postal receipt 
maintained at the Office of Foreign Assets Control. If the prepenalty 
notice was personally delivered to the respondent by a non-U.S. Postal 
Service agent authorized by the Director, a response must be postmarked 
or date-stamped on or before the 30th day after the date of delivery.
    (2) Extensions of time for response. If a due date falls on a 
federal holiday or weekend, that due date is extended to include the 
following business day. Any other extensions of time will be granted, at 
the Director's discretion, only upon the respondent's specific request 
to the Office of Foreign Assets Control.
    (b) Form and method of response. The response must be submitted in 
writing and may be handwritten or typed. The response need not be in any 
particular form. A copy of the written response may be sent by 
facsimile, but the original must also be sent to the Office of Foreign 
Assets Control Civil Penalties Division by mail or courier and must be 
postmarked or date-stamped, in accordance with paragraph (a) of this 
section.

[[Page 390]]

    (c) Contents of response. A written response must contain 
information sufficient to indicate that it is in response to the 
prepenalty notice.
    (1) A written response must include the respondent's full name, 
address, telephone number, and facsimile number, if available, or those 
of the representative of the respondent.
    (2) A written response should either admit or deny each specific 
violation alleged in the prepenalty notice and also state if the 
respondent has no knowledge of a particular violation. If the written 
response fails to address any specific violation alleged in the 
prepenalty notice, that alleged violation shall be deemed to be 
admitted.
    (3) A written response should include any information in defense, 
evidence in support of an asserted defense, or other factors that the 
respondent requests the Office of Foreign Assets Control to consider. 
Any defense or explanation previously made to the Office of Foreign 
Assets Control or any other agency must be repeated in the written 
response. Any defense not raised in the written response will be 
considered waived. The written response should also set forth the 
reasons why the respondent believes the penalty should not be imposed or 
why, if imposed, it should be in a lesser amount than proposed.
    (d) Default. If the respondent elects not to submit a written 
response within the time limit set forth in paragraph (a) of this 
section, the Office of Foreign Assets Control will conclude that the 
respondent has decided not to respond to the prepenalty notice. The 
agency generally will then issue a written penalty notice imposing the 
penalty proposed in the prepenalty notice.
    (e) Informal settlement. In addition to or as an alternative to a 
written response to a prepenalty notice, the respondent or respondent's 
representative may contact the Office of Foreign Assets Control as 
advised in the prepenalty notice to propose the settlement of 
allegations contained in the prepenalty notice and related matters. 
However, the requirements set forth in paragraph (f) of this section as 
to oral communication by the representative must first be fulfilled. In 
the event of settlement at the prepenalty stage, the claim proposed in 
the prepenalty notice will be withdrawn, the respondent will not be 
required to take a written position on allegations contained in the 
prepenalty notice, and the Office of Foreign Assets Control will make no 
final determination as to whether a violation occurred. The amount 
accepted in settlement of allegations in a prepenalty notice may vary 
from the civil penalty that might finally be imposed in the event of a 
formal determination of violation. In the event no settlement is 
reached, the time limit specified in paragraph (a) of this section for 
written response to the prepenalty notice will remain in effect unless 
additional time is granted by the Office of Foreign Assets Control.
    (f) Representation. A representative of the respondent may act on 
behalf of the respondent, but any oral communication with the Office of 
Foreign Assets Control prior to a written submission regarding the 
specific allegations contained in the prepenalty notice must be preceded 
by a written letter of representation, unless the prepenalty notice was 
served upon the respondent in care of the representative.

[66 FR 50510, Oct. 3, 2001]



Sec. 586.704  Penalty imposition or withdrawal.

    (a) No violation. If, after considering any response to the 
prepenalty notice and any relevant facts, the Director of the Office of 
Foreign Assets Control determines that there was no violation by the 
respondent named in the prepenalty notice, the Director shall notify the 
respondent in writing of that determination and the cancellation of the 
proposed monetary penalty.
    (b) Violation. (1) If, after considering any written response to the 
prepenalty notice, or default in the submission of a written response, 
and any relevant facts, the Director of the Office of Foreign Assets 
Control determines that there was a violation by the respondent named in 
the prepenalty notice, the Director is authorized to issue a written 
penalty notice to the respondent of the determination of violation and 
the imposition of the monetary penalty.
    (2) The penalty notice shall inform the respondent that payment or 
arrangement for installment payment of

[[Page 391]]

the assessed penalty must be made within 30 days of the date of mailing 
of the penalty notice by the Office of Foreign Assets Control.
    (3) The penalty notice shall inform the respondent of the 
requirement to furnish the respondent's taxpayer identification number 
pursuant to 31 U.S.C. 7701 and that such number will be used for 
purposes of collecting and reporting on any delinquent penalty amount.
    (4) The issuance of the penalty notice finding a violation and 
imposing a monetary penalty shall constitute final agency action. The 
respondent has the right to seek judicial review of that final agency 
action in federal district court.

[66 FR 50511, Oct. 3, 2001]



Sec. 586.705  Administrative collection; referral to United States Department of Justice.

    In the event that the respondent does not pay the penalty imposed 
pursuant to this part or make payment arrangements acceptable to the 
Director of the Office of Foreign Assets Control within 30 days of the 
date of mailing of the penalty notice, the matter may be referred for 
administrative collection measures by the Department of the Treasury or 
to the United States Department of Justice for appropriate action to 
recover the penalty in a civil suit in federal district court.

[66 FR 50511, Oct. 3, 2001]



                          Subpart H_Procedures



Sec. 586.801  Procedures.

    For license application procedures and procedures relating to 
amendments, modifications, or revocations of licenses; administrative 
decisions; rulemaking; and requests for documents pursuant to the 
Freedom of Information and Privacy Acts (5 U.S.C. 552 and 552a), see 
part 501, subpart E, of this chapter.

[63 FR 54576, Oct. 13, 1998, as amended at 68 FR 53659, Sept. 11, 2003]



Sec. 586.802  Delegation by the Secretary of the Treasury.

    Any action which the Secretary of the Treasury is authorized to take 
pursuant to Executive Order 13088 (63 FR 32109, June 12, 1998), and any 
further Executive orders relating to the national emergency declared in 
Executive Order 13088, may be taken by the Director of the Office of 
Foreign Assets Control, or by any other person to whom the Secretary of 
the Treasury has delegated authority so to act.



                    Subpart I_Paperwork Reduction Act



Sec. 586.901  Paperwork Reduction Act notice.

    For approval by OMB under the Paperwork Reduction Act of 1995 (44 
U.S.C. 3507) of information collections relating to recordkeeping and 
reporting requirements, to licensing procedures (including those 
pursuant to statements of licensing policy), and to other procedures, 
see Sec. 501.901 of this chapter. An agency may not conduct or sponsor, 
and a person is not required to respond to, a collection of information 
unless it displays a valid control number assigned by OMB.



PART 587_FEDERAL REPUBLIC OF YUGOSLAVIA (SERBIA AND MONTENEGRO) MILOSEVIC SANCTIONS REGULATIONS--Table of Contents




      Subpart A_Relation of This Part to Other Laws and Regulations

Sec.
587.101 Relation of this part to other laws and regulations.

                         Subpart B_Prohibitions

587.201 Prohibited transactions involving blocked property.
587.202 Effect of transfers violating the provisions of this part.
587.203 Holding of funds in interest-bearing accounts; investment and 
          reinvestment.
587.204 Evasions; attempts; conspiracies.
587.205 Expenses of maintaining blocked property; liquidation of blocked 
          account.
587.206 Exempt transactions.

                      Subpart C_General Definitions

587.301 Blocked account; blocked property.
587.302 Effective date.
587.303 Entity.
587.304 Information or informational materials.
587.305 Interest.
587.306 Licenses; general and specific.

[[Page 392]]

587.307 Person.
587.308 Property; property interest.
587.309 Transfer.
587.310 United States.
587.311 U.S. financial institution.
587.312 United States person; U.S. person.

                        Subpart D_Interpretations

587.401 Reference to amended sections.
587.402 Effect of amendment.
587.403 Termination and acquisition of an interest in blocked property.
587.404 Transactions incidental to a licensed transaction.
587.405 Provision of services.
587.406 Offshore transactions.
587.407 Payments from blocked accounts to satisfy obligations 
          prohibited.
587.408 Credit extended and cards issued by U.S. financial institutions.
587.409 Setoffs prohibited.

  Subpart E_Licenses, Authorizations and Statements of Licensing Policy

587.501 General and specific licensing procedures.
587.502 Effect of license or authorization.
587.503 Exclusion from licenses.
587.504 Payments and transfers to blocked accounts in U.S. financial 
          institutions.
587.505 Entries in certain accounts for normal service charges 
          authorized.
587.506 Investment and reinvestment of certain funds.
587.507 Provision of certain legal services authorized.
587.508 Authorization of emergency medical services.

                            Subpart F_Reports

587.601 Records and reports.

                           Subpart G_Penalties

587.701 Penalties.
587.702 Prepenalty notice.
587.703 Response to prepenalty notice; informal settlement.
587.704 Penalty imposition or withdrawal.
587.705 Administrative collection; referral to United States Department 
          of Justice.

                          Subpart H_Procedures

587.801 Procedures.
587.802 Delegation by the Secretary of the Treasury.

                    Subpart I_Paperwork Reduction Act

587.901 Paperwork Reduction Act notice.

    Authority: 3 U.S.C. 301; 22 U.S.C. 287c; 31 U.S.C. 321(b); 50 U.S.C. 
1601-1651, 1701-1706; Pub. L. 101-410, 104 Stat. 890 (28 U.S.C. 2461 
note); Pub. L. 110-96, 121 Stat. 1011; E.O. 13088, 63 FR 32109, 3 CFR, 
1998 Comp., p. 191; E.O. 13121, 64 FR 24021, 3 CFR, 1999 Comp., p. 176; 
E.O. 13192, 66 FR 7379, 3 CFR, 2001 Comp., p. 733; E.O. 13304, 68 FR 
32315, 3 CFR, 2003 Comp., p. 229.

    Source: 66 FR 50511, Oct. 3, 2001, unless otherwise noted.



      Subpart A_Relation of This Part to Other Laws and Regulations



Sec. 587.101  Relation of this part to other laws and regulations.

    This part is separate from, and independent of, the other parts of 
this chapter, with the exception of part 501 of this chapter, the 
recordkeeping and reporting requirements and license application and 
other procedures of which apply to this part. Actions taken pursuant to 
part 501 of this chapter with respect to the prohibitions contained in 
this part are considered actions taken pursuant to this part. Differing 
foreign policy and national security circumstances may result in 
differing interpretations of similar language among the parts of this 
chapter. No license or authorization contained in or issued pursuant to 
those other parts authorizes any transaction prohibited by this part. No 
license or authorization contained in or issued pursuant to any other 
provision of law or regulation authorizes any transaction prohibited by 
this part. No license contained in or issued pursuant to this part 
relieves the involved parties from complying with any other applicable 
laws or regulations.



                         Subpart B_Prohibitions



Sec. 587.201  Prohibited transactions involving blocked property.

    (a) Except as authorized by regulations, orders, directives, 
rulings, instructions, licenses or otherwise, and notwithstanding any 
contracts entered into or any license or permit granted prior to the 
effective date, property or interests in property of any person 
designated below that are in the United States, that hereafter come 
within the United States, or that are or hereafter come within the 
possession or control of U.S. persons, including their overseas 
branches, are blocked and may not

[[Page 393]]

be transferred, paid, exported, withdrawn or otherwise dealt in:
    (1) Any person listed in the Annex to Executive Order 13192 of 
January 17, 2001 (66 FR 7379, January 23, 2001); and
    (2) Any person determined by the Secretary of the Treasury, in 
consultation with the Secretary of State:
    (i) To be under open indictment by the International Criminal 
Tribunal for the former Yugoslavia, subject to applicable laws and 
procedures;
    (ii) To have sought, or to be seeking, through repressive measures 
or otherwise, to maintain or reestablish illegitimate control over the 
political processes or institutions or the economic resources or 
enterprises of the Federal Republic of Yugoslavia, the Republic of 
Serbia, the Republic of Montenegro or the territory of Kosovo;
    (iii) To have provided material support or resources to any person 
designated in the Annex to Executive Order 13192 or any person otherwise 
designated by the Secretary of the Treasury pursuant to this section; or
    (iv) To be owned or controlled by or acting or purporting to act 
directly or indirectly for or on behalf of any person designated in the 
Annex to Executive Order 13192 or any person otherwise designated by the 
Secretary of the Treasury pursuant to this section.

    Note to paragraph (a) of Sec. 587.201: Persons designated pursuant 
to Sec. 587.201(a)(1) or (2) are listed with the acronym [FRYM] in 
appendix A to 31 CFR chapter V. Section 501.807 of this chapter V sets 
forth the procedures to be followed by persons seeking administrative 
reconsideration of their designation or who wish to assert that the 
circumstances resulting in designation no longer apply. Similarly, when 
a transaction results in the blocking of funds at a financial 
institution pursuant to this section and a party to the transaction 
believes the funds to have been blocked due to mistaken identity, that 
party may seek to have such funds unblocked pursuant to the 
administrative procedures set forth in Sec. 501.806 of this chapter.

    (b) Except as authorized by regulations, orders, directives, 
rulings, instructions, licenses or otherwise, and notwithstanding any 
contracts entered into or any license or permit granted prior to the 
effective date, any transaction or dealing by U.S. persons, wherever 
located, or within the United States in property or interests in 
property of any person designated in or pursuant to Sec. 587.201(a) are 
prohibited.
    (c) Unless otherwise authorized by this part or by a specific 
license expressly referring to this section, any dealing in any security 
(or evidence thereof) held within the possession or control of a U.S. 
person and either registered or inscribed in the name of or known to be 
held for the benefit of any person designated in or pursuant to Sec. 
587.201(a) is prohibited. This prohibition includes but is not limited 
to the transfer (including the transfer on the books of any issuer or 
agent thereof), disposition, transportation, importation, exportation, 
or withdrawal of any such security or the endorsement or guaranty of 
signatures on any such security. This prohibition applies irrespective 
of the fact that at any time (whether prior to, on, or subsequent to the 
effective date) the registered or inscribed owner of any such security 
may have or might appear to have assigned, transferred, or otherwise 
disposed of the security.



Sec. 587.202  Effect of transfers violating the provisions of this part.

    (a) Any transfer after the effective date that is in violation of 
any provision of this part or of any regulation, order, directive, 
ruling, instruction, or license issued pursuant to this part, and that 
involves any property or interest in property blocked pursuant to Sec. 
587.201(a), is null and void and shall not be the basis for the 
assertion or recognition of any interest in or right, remedy, power, or 
privilege with respect to such property or property interests.
    (b) No transfer before the effective date shall be the basis for the 
assertion or recognition of any right, remedy, power, or privilege with 
respect to, or any interest in, any property or interest in property 
blocked pursuant to Sec. 587.201(a), unless the person with whom such 
property is held or maintained, prior to that date, had written notice 
of the transfer or by any written evidence had recognized such transfer.
    (c) Unless otherwise provided, an appropriate license or other 
authorization issued by or pursuant to the direction or authorization of 
the Director of

[[Page 394]]

the Office of Foreign Assets Control before, during, or after a transfer 
shall validate such transfer or make it enforceable to the same extent 
that it would be valid or enforceable but for the provisions of the 
International Emergency Economic Powers Act, this part, and any 
regulation, order, directive, ruling, instruction, or license issued 
pursuant to this part.
    (d) Transfers of property that otherwise would be null and void or 
unenforceable by virtue of the provisions of this section shall not be 
deemed to be null and void or unenforceable as to any person with whom 
such property was held or maintained (and as to such person only) in 
cases in which such person is able to establish to the satisfaction of 
the Director of the Office of Foreign Assets Control each of the 
following:
    (1) Such transfer did not represent a willful violation of the 
provisions of this part by the person with whom such property was held 
or maintained;
    (2) The person with whom such property was held or maintained did 
not have reasonable cause to know or suspect, in view of all the facts 
and circumstances known or available to such person, that such transfer 
required a license or authorization issued pursuant to this part and was 
not so licensed or authorized, or, if a license or authorization did 
purport to cover the transfer, that such license or authorization had 
been obtained by misrepresentation of a third party or withholding of 
material facts or was otherwise fraudulently obtained; and
    (3) The person with whom such property was held or maintained filed 
with the Office of Foreign Assets Control a report setting forth in full 
the circumstances relating to such transfer promptly upon discovery 
that:
    (i) Such transfer was in violation of the provisions of this part or 
any regulation, ruling, instruction, license, or other direction or 
authorization issued pursuant to this part;
    (ii) Such transfer was not licensed or authorized by the Director of 
the Office of Foreign Assets Control; or
    (iii) If a license did purport to cover the transfer, such license 
had been obtained by misrepresentation of a third party or withholding 
of material facts or was otherwise fraudulently obtained.

    Note to paragraph (d) of Sec. 587.202: The filing of a report in 
accordance with the provisions of paragraph (d)(3) of this section shall 
not be deemed evidence that the terms of paragraphs (d)(1) and (d)(2) of 
this section have been satisfied.

    (e) Unless licensed pursuant to this part, any attachment, judgment, 
decree, lien, execution, garnishment, or other judicial process is null 
and void with respect to any property in which on or since the effective 
date of Sec. 587.201 there existed an interest of a person designated 
in or pursuant to Sec. 587.201(a).



Sec. 587.203  Holding of funds in interest-bearing accounts; investment and reinvestment.

    (a) Except as provided in paragraph (c) or (d) of this section, or 
as otherwise directed by the Office of Foreign Assets Control, any U.S. 
person holding funds, such as currency, bank deposits, or liquidated 
financial obligations subject to Sec. 587.201(a) shall hold or place 
such funds in a blocked interest-bearing account located in the United 
States.
    (b)(1) For purposes of this section, the term blocked interest-
bearing account means a blocked account:
    (i) In a federally-insured U.S. bank, thrift institution, or credit 
union, provided the funds are earning interest at rates that are 
commercially reasonable; or
    (ii) With a broker or dealer registered with the Securities and 
Exchange Commission under the Securities Exchange Act of 1934, provided 
the funds are invested in a money market fund or in U.S. Treasury bills.
    (2) For purposes of this section, a rate is commercially reasonable 
if it is the rate currently offered to other depositors on deposits or 
instruments of comparable size and maturity.
    (3) Funds held or placed in a blocked account pursuant to this 
paragraph (b) may not be invested in instruments the maturity of which 
exceeds 180 days. If interest is credited to a separate blocked account 
or subaccount, the name of the account party on each account must be the 
same.

[[Page 395]]

    (c) Blocked funds held in instruments the maturity of which exceeds 
180 days at the time the funds become subject to Sec. 587.201(a) may 
continue to be held until maturity in the original instrument, provided 
any interest, earnings, or other proceeds derived therefrom are paid 
into a blocked interest-bearing account in accordance with paragraph (b) 
or (d) of this section.
    (d) Blocked funds held in accounts or instruments outside the United 
States at the time the funds become subject to Sec. 587.201(a) may 
continue to be held in the same type of accounts or instruments, 
provided the funds earn interest at rates that are commercially 
reasonable.
    (e) This section does not create an affirmative obligation for the 
holder of blocked tangible property, such as chattels or real estate, or 
of other blocked property, such as debt or equity securities, to sell or 
liquidate such property at the time the property becomes subject to 
Sec. 587.201(a). However, the Office of Foreign Assets Control may 
issue licenses permitting or directing such sales in appropriate cases.
    (f) Funds subject to this section may not be held, invested, or 
reinvested in a manner that provides immediate financial or economic 
benefit or access to any person designated in or pursuant to Sec. 
587.201(a), nor may their holder cooperate in or facilitate the pledging 
or other attempted use as collateral of blocked funds or other assets.



Sec. 587.204  Evasions; attempts; conspiracies.

    (a) Except as otherwise authorized, and notwithstanding any contract 
entered into or any license or permit granted prior to the effective 
date, any transaction by any U.S. person or within the United States on 
or after the effective date that evades or avoids, has the purpose of 
evading or avoiding, or attempts to violate any of the prohibitions set 
forth in this part is prohibited.
    (b) Except as otherwise authorized, and notwithstanding any contract 
entered into or any license or permit granted prior to the effective 
date, any conspiracy formed for the purpose of engaging in a transaction 
prohibited by this part is prohibited.



Sec. 587.205  Expenses of maintaining blocked property; liquidation of blocked account.

    (a) Except as otherwise authorized, and notwithstanding the 
existence of any rights or obligations conferred or imposed by any 
international agreement or contract entered into or any license or 
permit granted before 12:01 a.m., eastern standard time, January 19, 
2001, all expenses incident to the maintenance of physical property 
blocked pursuant to Sec. 587.201(a) shall be the responsibility of the 
owners or operators of such property, which expenses shall not be met 
from blocked funds.
    (b) Property blocked pursuant to Sec. 587.201(a) may, in the 
discretion of the Director, Office of Foreign Assets Control, be sold or 
liquidated and the net proceeds placed in a blocked interest-bearing 
account in the name of the owner of the property.



Sec. 587.206  Exempt transactions.

    (a) Personal communications. The prohibitions contained in this part 
do not apply to any postal, telegraphic, telephonic, or other personal 
communication that does not involve the transfer of anything of value.
    (b) Humanitarian donations. The prohibitions contained in this part 
do not apply to donations by U.S. persons of articles, such as food, 
clothing, and medicine, intended to be used to relieve human suffering.
    (c) Information or informational materials. (1) The importation from 
any country and the exportation to any country of information or 
informational materials, as defined in Sec. 587.304, whether commercial 
or otherwise, regardless of format or medium of transmission, are exempt 
from the prohibitions of this part.
    (2) This section does not exempt from regulation or authorize 
transactions related to information or informational materials not fully 
created and in existence at the date of the transactions, or to the 
substantive or artistic alteration or enhancement of informational 
materials, or to the provision of marketing and business consulting 
services. Such prohibited transactions

[[Page 396]]

include, but are not limited to, payment of advances for information or 
informational materials not yet created and completed (with the 
exception of prepaid subscriptions for widely-circulated magazines and 
other periodical publications); provision of services to market, produce 
or co-produce, create, or assist in the creation of information or 
informational materials; and, with respect to information or 
informational materials imported from persons designated in or pursuant 
to Sec. 587.201(a), payment of royalties with respect to income 
received for enhancements or alterations made by U.S. persons to such 
information or informational materials.
    (3) This section does not exempt or authorize transactions incident 
to the exportation of software subject to the Export Administration 
Regulations, 15 CFR parts 730 through 774, or to the exportation of 
goods, technology or software, or to the provision, sale, or leasing of 
capacity on telecommunications transmission facilities (such as 
satellite or terrestrial network connectivity) for use in the 
transmission of any data. The exportation of such items or services and 
the provision, sale, or leasing of such capacity or facilities to a 
person designated in or pursuant to Sec. 587.201(a) are prohibited.
    (d) Travel. The prohibitions contained in this part do not apply to 
transactions ordinarily incident to travel to or from any country, 
including exportation or importation of accompanied baggage for personal 
use, maintenance within any country including payment of living expenses 
and acquisition of goods or services for personal use, and arrangement 
or facilitation of such travel including nonscheduled air, sea, or land 
voyages.



                      Subpart C_General Definitions



Sec. 587.301  Blocked account; blocked property.

    The terms blocked account and blocked property shall mean any 
account or property subject to the prohibitions in Sec. 587.201 held in 
the name of a person designated in or pursuant to Sec. 587.201(a), or 
in which a person designated in or pursuant to Sec. 587.201(a) has an 
interest, and with respect to which payments, transfers, exportations, 
withdrawals, or other dealings may not be made or effected except 
pursuant to an authorization or license from the Office of Foreign 
Assets Control expressly authorizing such action.



Sec. 587.302  Effective date.

    The term effective date refers to the effective date of the 
applicable prohibitions and directives contained in this part, which is 
12:01 a.m. eastern standard time, January 19, 2001, or, in the case of 
any person designated pursuant to Sec. 587.201(a)(2), the earlier of 
the date on which a person receives actual or constructive notice of 
such designation.



Sec. 587.303  Entity.

    The term entity means a partnership, association, trust, joint 
venture, corporation, group, subgroup, or other organization.



Sec. 587.304  Information or informational materials.

    (a) For purposes of this part, the term information or informational 
materials includes, but is not limited to publications, films, posters, 
phonograph records, photographs, microfilms, microfiche, tapes, compact 
disks, CD ROMs, artworks, and news wire feeds.

    Note to paragraph (a) of Sec. 587.304: To be considered information 
or informational materials, artworks must be classified under chapter 
heading 9701, 9702, or 9703 of the Harmonized Tariff Schedule of the 
United States.

    (b) The term information or informational materials with respect to 
United States exports does not include items:
    (1) That were, as of April 30, 1994, or that thereafter become, 
controlled for export pursuant to section 5 of the Export Administration 
Act of 1979, 50 U.S.C. App. 2401-2420 (1979) (the ``EAA''), or section 6 
of the EAA to the extent that such controls promote the nonproliferation 
or antiterrorism policies of the United States; or
    (2) With respect to which acts are prohibited by 18 U.S.C. chapter 
37.



Sec. 587.305  Interest.

    Except as otherwise provided in this part, the term interest when 
used with

[[Page 397]]

respect to property (e.g., ``an interest in property'') means an 
interest of any nature whatsoever, direct or indirect.



Sec. 587.306  Licenses; general and specific.

    (a) Except as otherwise specified, the term license means any 
license or authorization contained in or issued pursuant to this part.
    (b) The term general license means any license or authorization the 
terms of which are set forth in subpart E of this part.
    (c) The term specific license means any license or authorization not 
set forth in subpart E of this part but issued pursuant to this part.

    Note to Sec. 587.306: See Sec. 501.801 of this chapter on 
licensing procedures.



Sec. 587.307  Person.

    The term person means an individual or entity.



Sec. 587.308  Property; property interest.

    The terms property and property interest include, but are not 
limited to, money, checks, drafts, bullion, bank deposits, savings 
accounts, debts, indebtedness, obligations, notes, guarantees, 
debentures, stocks, bonds, coupons, any other financial instruments, 
bankers acceptances, mortgages, pledges, liens or other rights in the 
nature of security, warehouse receipts, bills of lading, trust receipts, 
bills of sale, any other evidences of title, ownership or indebtedness, 
letters of credit and any documents relating to any rights or 
obligations thereunder, powers of attorney, goods, wares, merchandise, 
chattels, stocks on hand, ships, goods on ships, real estate mortgages, 
deeds of trust, vendors' sales agreements, land contracts, leaseholds, 
ground rents, real estate and any other interest therein, options, 
negotiable instruments, trade acceptances, royalties, book accounts, 
accounts payable, judgments, patents, trademarks or copyrights, 
insurance policies, safe deposit boxes and their contents, annuities, 
pooling agreements, services of any nature whatsoever, contracts of any 
nature whatsoever, and any other property, real, personal, or mixed, 
tangible or intangible, or interest or interests therein, present, 
future or contingent.



Sec. 587.309  Transfer.

    The term transfer means any actual or purported act or transaction, 
whether or not evidenced by writing, and whether or not done or 
performed within the United States, the purpose, intent, or effect of 
which is to create, surrender, release, convey, transfer, or alter, 
directly or indirectly, any right, remedy, power, privilege, or interest 
with respect to any property and, without limitation upon the foregoing, 
shall include the making, execution, or delivery of any assignment, 
power, conveyance, check, declaration, deed, deed of trust, power of 
attorney, power of appointment, bill of sale, mortgage, receipt, 
agreement, contract, certificate, gift, sale, affidavit, or statement; 
the making of any payment; the setting off of any obligation or credit; 
the appointment of any agent, trustee, or fiduciary; the creation or 
transfer of any lien; the issuance, docketing, filing, or levy of or 
under any judgment, decree, attachment, injunction, execution, or other 
judicial or administrative process or order, or the service of any 
garnishment; the acquisition of any interest of any nature whatsoever by 
reason of a judgment or decree of any foreign country; the fulfillment 
of any condition; the exercise of any power of appointment, power of 
attorney, or other power; or the acquisition, disposition, 
transportation, importation, exportation, or withdrawal of any security.



Sec. 587.310  United States.

    The term United States means the United States, its territories and 
possessions, and all areas under the jurisdiction or authority thereof.



Sec. 587.311  U.S. financial institution.

    The term U.S. financial institution means any U.S. entity (including 
its foreign branches) that is engaged in the business of accepting 
deposits, making, granting, transferring, holding, or brokering loans or 
credits, or purchasing or selling foreign exchange, securities, 
commodity futures or options, or procuring purchasers and sellers 
thereof, as principal or agent; including but not limited to, depository

[[Page 398]]

institutions, banks, savings banks, trust companies, securities brokers 
and dealers, commodity futures and options brokers and dealers, forward 
contract and foreign exchange merchants, securities and commodities 
exchanges, clearing corporations, investment companies, employee benefit 
plans, and U.S. holding companies, U.S. affiliates, or U.S. subsidiaries 
of any of the foregoing. This terms includes those branches, offices and 
agencies of foreign financial institutions that are located in the 
United States, but not such institutions' foreign branches, offices, or 
agencies.



Sec. 587.312  United States person; U.S. person.

    The term United States person or U.S. person means any United States 
citizen, permanent resident alien, entity organized under the laws of 
the United States or any jurisdiction within the United States 
(including foreign branches), or any person in the United States.



                        Subpart D_Interpretations



Sec. 587.401  Reference to amended sections.

    Except as otherwise specified, reference to any provision in or 
appendix to this part or chapter or to any regulation, ruling, order, 
instruction, direction, or license issued pursuant to this part refers 
to the same as currently amended.



Sec. 587.402  Effect of amendment.

    Unless otherwise specifically provided, any amendment, modification, 
or revocation of any provision in or appendix to this part or chapter or 
of any order, regulation, ruling, instruction, or license issued by or 
under the direction of the Director of the Office of Foreign Assets 
Control does not affect any act done or omitted, or any civil or 
criminal suit or proceeding commenced or pending prior to such 
amendment, modification, or revocation. All penalties, forfeitures, and 
liabilities under any such order, regulation, ruling, instruction, or 
license continue and may be enforced as if such amendment, modification, 
or revocation had not been made.



Sec. 587.403  Termination and acquisition of an interest in blocked property.

    (a) Whenever a transaction licensed or authorized by or pursuant to 
this part results in the transfer of property (including any property 
interest) away from a person, such property shall no longer be deemed to 
be property blocked pursuant to Sec. 587.201(a), unless there exists in 
the property another interest that is blocked pursuant to Sec. 
587.201(a) or any other part of this chapter, the transfer of which has 
not been effected pursuant to license or other authorization.
    (b) Unless otherwise specifically provided in a license or 
authorization issued pursuant to this part, if property (including any 
property interest) is transferred or attempted to be transferred to a 
person designated in or pursuant to Sec. 587.201(a), such property 
shall be deemed to be property in which that person has an interest and 
therefore blocked.



Sec. 587.404  Transactions incidental to a licensed transaction.

    Any transaction ordinarily incident to a licensed transaction and 
necessary to give effect thereto is also authorized, except:
    (a) An incidental transaction, not explicitly authorized within the 
terms of the license, by or with a person whose property or interests in 
property are blocked pursuant to Sec. 587.201(a); or
    (b) An incidental transaction, not explicitly authorized within the 
terms of the license, involving a debit or credit to a blocked account 
or a transfer of blocked property.



Sec. 587.405  Provision of services.

    (a) Except as provided in Sec. 587.206, the prohibitions contained 
in Sec. 587.201 apply to services performed by U.S. persons, wherever 
located:
    (1) On behalf of or for the benefit of a person designated in or 
pursuant to Sec. 587.201(a); or
    (2) With respect to property interests of a person designated in or 
pursuant to Sec. 587.201(a).
    (b) Example: U.S. persons may not, except as authorized by or 
pursuant to this part, provide legal, accounting, financial, brokering, 
freight forwarding, transportation, public relations, or

[[Page 399]]

other services to a person designated in or pursuant to Sec. 
587.201(a). See Sec. Sec. 587.507 and 587.508, respectively, on 
licensing policy with regard to the provision of certain legal or 
medical services.



Sec. 587.406  Offshore transactions.

    The prohibitions in Sec. 587.201 apply to transactions by any U.S. 
person in a location outside the United States with respect to property 
that the U.S. person knows, or has reason to know, is held in the name 
of a person designated in or pursuant to Sec. 587.201(a) or in which 
the U.S. person knows, or has reason to know, a person designated in or 
pursuant to Sec. 587.201(a) has or has had an interest since the 
effective date.



Sec. 587.407  Payments from blocked accounts to satisfy obligations prohibited.

    Pursuant to Sec. 587.201, no debits may be made to a blocked 
account to pay obligations to U.S. persons or other persons, except as 
authorized pursuant to this part.



Sec. 587.408  Credit extended and cards issued by U.S. financial institutions.

    Section 587.201 on dealing in property in which a person designated 
in or pursuant to Sec. 587.201(a) has an interest prohibits U.S. 
financial institutions from performing under any existing credit 
agreements, including, but not limited to, charge cards, debit cards, or 
other credit facilities issued by a U.S. financial institution to a 
person designated in or pursuant to Sec. 587.201(a).



Sec. 587.409  Setoffs prohibited.

    A setoff against blocked property (including a blocked account), 
whether by a U.S. bank or other U.S. person, is a prohibited transfer 
under Sec. 587.201 if effected after the effective date.



  Subpart E_Licenses, Authorizations and Statements of Licensing Policy



Sec. 587.501  General and specific licensing procedures.

    For provisions relating to licensing procedures, see part 501, 
subpart E, of this chapter. Licensing actions taken pursuant to part 501 
of this chapter with respect to the prohibitions contained in this part 
are considered actions taken pursuant to this part.

[66 FR 50511, Oct. 3, 2001, as amended at 68 FR 53659, Sept. 11, 2003]



Sec. 587.502  Effect of license or authorization.

    (a) No license or other authorization contained in this part, or 
otherwise issued by or under the direction of the Director of the Office 
of Foreign Assets Control, authorizes or validates any transaction 
effected prior to the issuance of the license, unless specifically 
provided in such licenses or authorization.
    (b) No regulation, ruling, instruction, or license authorizes any 
transaction prohibited under this part unless the regulation, ruling, 
instruction or license is issued by the Office of Foreign Assets Control 
and specifically refers to this part. No regulation, ruling, 
instruction, or license referring to this part shall be deemed to 
authorize any transaction prohibited by any provision of this chapter 
unless the regulation, ruling, instruction, or license specifically 
refers to such provision.
    (c) Any regulation, ruling, instruction, or license authorizing any 
transaction otherwise prohibited under this part has the effect of 
removing a prohibition contained in this part from the transaction, but 
only to the extent specifically stated by its terms. Unless the 
regulation, ruling, instruction, or license otherwise specifies, such an 
authorization does not create any right, duty, obligation, claim, or 
interest in, or with respect to, any property which would not otherwise 
exist under ordinary principles of law.



Sec. 587.503  Exclusion from licenses.

    The Director of the Office of Foreign Assets Control reserves the 
right to exclude any person, property, or transaction from the operation 
of any license or from the privileges conferred by any license. The 
Director of the Office of Foreign Assets Control also reserves the right 
to restrict the applicability of any license to particular persons, 
property, transactions, or classes thereof. Such actions are binding 
upon all persons receiving actual or constructive notice of the 
exclusions or restrictions.

[[Page 400]]



Sec. 587.504  Payments and transfers to blocked accounts in U.S. financial institutions.

    Any payment of funds or transfer of credit in which a person 
designated in or pursuant to Sec. 587.201(a) has any interest, that 
comes within the possession or control of a U.S. financial institution, 
must be blocked in an account on the books of that financial 
institution. A transfer of funds or credit by a U.S. financial 
institution between blocked accounts in its branches or offices is 
authorized, provided that no transfer is made from an account within the 
United States to an account held outside the United States, and further 
provided that a transfer from a blocked account may only be made to 
another blocked account held in the same name.

    Note to Sec. 587.504: Please refer to Sec. 501.603 of this chapter 
for mandatory reporting requirements regarding financial transfers. See 
also Sec. 587.203 concerning the obligation to hold blocked funds in 
interest-bearing accounts.



Sec. 587.505  Entries in certain accounts for normal service charges authorized.

    (a) A U.S. financial institution is authorized to debit any blocked 
account held at that financial institution in payment or reimbursement 
for normal service charges owed it by the owner of that blocked account.
    (b) As used in this section, the term normal service charge shall 
include charges in payment or reimbursement for interest due; cable, 
telegraph, internet, or telephone charges; postage costs; custody fees; 
small adjustment charges to correct bookkeeping errors; and, but not by 
way of limitation, minimum balance charges, notary and protest fees, and 
charges for reference books, photocopies, credit reports, transcripts of 
statements, registered mail, insurance, stationery and supplies, and 
other similar items.



Sec. 587.506  Investment and reinvestment of certain funds.

    Subject to the requirements of Sec. 587.201, U.S. financial 
institutions are authorized to invest and reinvest assets blocked 
pursuant to Sec. 587.201, subject to the following conditions:
    (a) The assets representing such investments and reinvestments are 
credited to a blocked account or subaccount which is held in the same 
name at the same U.S. financial institution, or within the possession or 
control of a U.S. person, but funds shall not be transferred outside the 
United States for this purpose;
    (b) The proceeds of such investments and reinvestments shall not be 
credited to a blocked account or subaccount under any name or 
designation that differs from the name or designation of the specific 
blocked account or subaccount in which such funds or securities were 
held; and
    (c) No immediate financial or economic benefit accrues (e.g., 
through pledging or other use) to persons designated in or pursuant to 
Sec. 587.201(a).



Sec. 587.507  Provision of certain legal services authorized.

    (a) Provision of the legal services set forth in paragraph (b) of 
this section to or on behalf of persons designated in or pursuant to 
Sec. 587.201(a) is authorized, provided that all receipts of payment of 
professional fees and reimbursement of incurred expenses must be 
specifically licensed.
    (b) Specific licenses may be issued on a case-by-case basis 
authorizing receipt from unblocked sources of payment of professional 
fees and reimbursement of incurred expenses for the following legal 
services by U.S. persons to persons specified in paragraph (a) of this 
section:
    (1) Provision of legal advice and counseling on the requirements of 
and compliance with the laws of any jurisdiction within the United 
States, provided that such advice and counseling is not provided to 
facilitate transactions in violation of this part;
    (2) Representation of persons when named as defendants in or 
otherwise made parties to domestic U.S. legal, arbitration, or 
administrative proceedings;
    (3) Initiation and conduct of domestic U.S. legal, arbitration, or 
administrative proceedings in defense of property interests subject to 
U.S. jurisdiction;

[[Page 401]]

    (4) Representation of persons before any federal or state agency 
with respect to the imposition, administration, or enforcement of U.S. 
sanctions against such persons; and
    (5) Provision of legal services in any other context in which 
prevailing U.S. law requires access to legal counsel at public expense.
    (c) Provision of any other legal services to persons designated in 
or pursuant to Sec. 587.201(a), not otherwise authorized in this part, 
requires the issuance of a specific license.
    (d) Entry into a settlement agreement affecting property or 
interests in property or the enforcement of any lien, judgment, arbitral 
award, decree, or other order through execution, garnishment, or other 
judicial process purporting to transfer or otherwise alter or affect 
property or interests in property blocked pursuant to Sec. 587.201 is 
prohibited unless specifically licensed in accordance with Sec. 
587.202(e).



Sec. 587.508  Authorization of emergency medical services.

    The provision of nonscheduled emergency medical services in the 
United States to persons designated in or pursuant to Sec. 587.201(a) 
is authorized, provided that all receipt of payment for such services 
must be specifically licensed.



                            Subpart F_Reports



Sec. 587.601  Records and reports.

    For provisions relating to required records and reports, see part 
501, subpart C, of this chapter. Recordkeeping and reporting 
requirements imposed by part 501 of this chapter with respect to the 
prohibitions contained in this part are considered requirements arising 
pursuant to this part.



                           Subpart G_Penalties



Sec. 587.701  Penalties.

    (a) Attention is directed to section 206 of the International 
Emergency Economic Powers Act (the ``Act'') (50 U.S.C. 1705), which is 
applicable to violations of the provisions of any license, ruling, 
regulation, order, direction, or instruction issued by or pursuant to 
the direction or authorization of the Secretary of the Treasury pursuant 
to this part or otherwise under the Act.
    (1) A civil penalty not to exceed the amount set forth in Section 
206 of the Act may be imposed on any person who violates, attempts to 
violate, conspires to violate, or causes a violation of any license, 
order, regulation, or prohibition issued under the Act.

    Note to paragraph (a)(1) of Sec. 587.701: As of June 10, 2008, the 
Act provides for a maximum civil penalty not to exceed the greater of 
$250,000 or an amount that is twice the amount of the transaction that 
is the basis of the violation with respect to which the penalty is 
imposed.

    (2) A person who willfully commits, willfully attempts to commit, or 
willfully conspires to commit, or aids or abets in the commission of a 
violation of any license, order, regulation, or prohibition shall, upon 
conviction, be fined not more than $1,000,000, or if a natural person, 
may be imprisoned for not more than 20 years, or both.
    (b) Adjustments to penalty amounts. (1) The civil penalties provided 
in the Act are subject to adjustment pursuant to the Federal Civil 
Penalties Inflation Adjustment Act of 1990 (Pub. L. 101-410, as amended, 
28 U.S.C. 2461 note).
    (2) The criminal penalties provided in the Act are subject to 
adjustment pursuant to 18 U.S.C. 3571.
    (c) Attention is directed to section 5 of the United Nations 
Participation Act (22 U.S.C. 287c(b)), which provides that any person 
who willfully violates or evades or attempts to violate or evade any 
order, rule, or regulation issued by the President pursuant to the 
authority granted in that section, upon conviction, shall be fined not 
more than $10,000 and, if a natural person, may also be imprisoned for 
not more than 10 years; and the officer, director, or agent of any 
corporation who knowingly participates in such violation or evasion 
shall be punished by a like fine, imprisonment, or both, and any 
property, funds, securities, papers, or other articles or documents, or 
any vessel, together with her tackles, apparel, furniture, and 
equipment, or vehicle, or aircraft, concerned in such violation shall be 
forfeited to the United States. The criminal penalties

[[Page 402]]

provided in the United Nations Participation Act are subject to increase 
pursuant to 18 U.S.C. 3571.
    (d) Attention is also directed to 18 U.S.C. 1001, which provides 
that whoever, in any matter within the jurisdiction of the executive, 
legislative, or judicial branch of the Government of the United States, 
knowingly and willfully falsifies, conceals, or covers up by any trick, 
scheme, or device, a material fact, or makes any materially false, 
fictitious, or fraudulent statement or representation, or makes or uses 
any false writing or document knowing the same to contain any materially 
false, fictitious, or fraudulent statement or entry shall be fined under 
title 18, United States Code, or imprisoned not more than five years, or 
both.
    (e) Violations of this part may also be subject to relevant 
provisions of other applicable laws.

[66 FR 50511, Oct. 3, 2001, as amended at 73 FR 32655, June 10, 2008]



Sec. 587.702  Prepenalty notice.

    (a) When required. If the Director of the Office of Foreign Assets 
Control has reasonable cause to believe that there has occurred a 
violation of any provision of this part or a violation of the provisions 
of any license, ruling, regulation, order, direction, or instruction 
issued by or pursuant to the direction or authorization of the Secretary 
of the Treasury pursuant to this part or otherwise under the 
International Emergency Economic Powers Act, and the Director determines 
that further proceedings are warranted, the Director shall notify the 
alleged violator of the agency's intent to impose a monetary penalty by 
issuing a prepenalty notice. The prepenalty notice shall be in writing. 
The prepenalty notice may be issued whether or not another agency has 
taken any action with respect to the matter.
    (b) Contents of notice--(1) Facts of violation. The prepenalty 
notice shall describe the violation, specify the laws and regulations 
allegedly violated, and state the amount of the proposed monetary 
penalty.
    (2) Right to respond. The prepenalty notice also shall inform the 
respondent of respondent's right to make a written presentation within 
the applicable 30 day period set forth in Sec. 587.703 as to why a 
monetary penalty should not be imposed or why, if imposed, the monetary 
penalty should be in a lesser amount than proposed.
    (c) Informal settlement prior to issuance of prepenalty notice. At 
any time prior to the issuance of a prepenalty notice, an alleged 
violator may request in writing that, for a period not to exceed sixty 
(60) days, the agency withhold issuance of the prepenalty notice for the 
exclusive purpose of effecting settlement of the agency's potential 
civil monetary penalty claims. In the event the Director grants the 
request, under terms and conditions within his discretion, the Office of 
Foreign Assets Control will agree to withhold issuance of the prepenalty 
notice for a period not to exceed 60 days and will enter into settlement 
negotiations of the potential civil monetary penalty claim.



Sec. 587.703  Response to prepenalty notice; informal settlement.

    (a) Deadline for response. The respondent may submit a response to 
the prepenalty notice within the applicable 30 day period set forth in 
this paragraph. The Director may grant, at his discretion, an extension 
of time in which to submit a response to the prepenalty notice. The 
failure to submit a response within the applicable time period set forth 
in this paragraph shall be deemed to be a waiver of the right to 
respond.
    (1) Computation of time for response. A response to the prepenalty 
notice must be postmarked or date-stamped by the U.S. Postal Service (or 
foreign postal service, if mailed abroad) or courier service provider 
(if transmitted to OFAC by courier) on or before the 30th day after the 
postmark date on the envelope in which the prepenalty notice was mailed. 
If the respondent refused delivery or otherwise avoided receipt of the 
prepenalty notice, a response must be postmarked or date-stamped on or 
before the 30th day after the date on the stamped postal receipt 
maintained at the Office of Foreign Assets Control. If the prepenalty 
notice was personally delivered to the respondent by a non-U.S. Postal 
Service agent authorized by the Director, a response must be

[[Page 403]]

postmarked or date-stamped on or before the 30th day after the date of 
delivery.
    (2) Extensions of time for response. If a due date falls on a 
federal holiday or weekend, that due date is extended to include the 
following business day. Any other extensions of time will be granted, at 
the Director's discretion, only upon the respondent's specific request 
to the Office of Foreign Assets Control.
    (b) Form and method of response. The response must be submitted in 
writing and may be handwritten or typed. The response need not be in any 
particular form. A copy of the written response may be sent by 
facsimile, but the original also must be sent to the Office of Foreign 
Assets Control Civil Penalties Division by mail or courier and must be 
postmarked or date-stamped, in accordance with paragraph (a) of this 
section.
    (c) Contents of response. A written response must contain 
information sufficient to indicate that it is in response to the 
prepenalty notice.
    (1) A written response must include the respondent's full name, 
address, telephone number, and facsimile number, if available, or those 
of the representative of the respondent.
    (2) A written response should either admit or deny each specific 
violation alleged in the prepenalty notice and also state if the 
respondent has no knowledge of a particular violation. If the written 
response fails to address any specific violation alleged in the 
prepenalty notice, that alleged violation shall be deemed to be 
admitted.
    (3) A written response should include any information in defense, 
evidence in support of an asserted defense, or other factors that the 
respondent requests the Office of Foreign Assets Control to consider. 
Any defense or explanation previously made to the Office of Foreign 
Assets Control or any other agency must be repeated in the written 
response. Any defense not raised in the written response will be 
considered waived. The written response also should set forth the 
reasons why the respondent believes the penalty should not be imposed or 
why, if imposed, it should be in a lesser amount than proposed.
    (d) Default. If the respondent elects not to submit a written 
response within the time limit set forth in paragraph (a) of this 
section, the Office of Foreign Assets Control will conclude that the 
respondent has decided not to respond to the prepenalty notice. The 
agency generally will then issue a written penalty notice imposing the 
penalty proposed in the prepenalty notice.
    (e) Informal settlement. In addition to or as an alternative to a 
written response to a prepenalty notice, the respondent or respondent's 
representative may contact the Office of Foreign Assets Control as 
advised in the prepenalty notice to propose the settlement of 
allegations contained in the prepenalty notice and related matters. 
However, the requirements set forth in paragraph (f) of this section as 
to oral communication by the representative must first be fulfilled. In 
the event of settlement at the prepenalty stage, the claim proposed in 
the prepenalty notice will be withdrawn, the respondent will not be 
required to take a written position on allegations contained in the 
prepenalty notice, and the Office of Foreign Assets Control will make no 
final determination as to whether a violation occurred. The amount 
accepted in settlement of allegations in a prepenalty notice may vary 
from the civil penalty that might finally be imposed in the event of a 
formal determination of violation. In the event no settlement is 
reached, the time limit specified in paragraph (a) of this section for 
written response to the prepenalty notice will remain in effect unless 
additional time is granted by the Office of Foreign Assets Control.
    (f) Representation. A representative of the respondent may act on 
behalf of the respondent, but any oral communication with the Office of 
Foreign Assets Control prior to a written submission regarding the 
specific allegations contained in the prepenalty notice must be preceded 
by a written letter of representation, unless the prepenalty notice was 
served upon the respondent in care of the representative.



Sec. 587.704  Penalty imposition or withdrawal.

    (a) No violation. If, after considering any response to the 
prepenalty notice

[[Page 404]]

and any relevant facts, the Director of the Office of Foreign Assets 
Control determines that there was no violation by the respondent named 
in the prepenalty notice, the Director shall notify the respondent in 
writing of that determination and of the cancellation of the proposed 
monetary penalty.
    (b) Violation. (1) If, after considering any written response to the 
prepenalty notice, or default in the submission of a written response, 
and any relevant facts, the Director of the Office of Foreign Assets 
Control determines that there was a violation by the respondent named in 
the prepenalty notice, the Director is authorized to issue a written 
penalty notice to the respondent of the determination of violation and 
the imposition of the monetary penalty.
    (2) The penalty notice shall inform the respondent that payment or 
arrangement for installment payment of the assessed penalty must be made 
within 30 days of the date of mailing of the penalty notice by the 
Office of Foreign Assets Control.
    (3) The penalty notice shall inform the respondent of the 
requirement to furnish the respondent's taxpayer identification number 
pursuant to 31 U.S.C. 7701 and that such number will be used for 
purposes of collecting and reporting on any delinquent penalty amount.
    (4) The issuance of the penalty notice finding a violation and 
imposing a monetary penalty shall constitute final agency action. The 
respondent has the right to seek judicial review of that final agency 
action in federal district court.



Sec. 587.705  Administrative collection; referral to United States Department of Justice.

    In the event that the respondent does not pay the penalty imposed 
pursuant to this part or make payment arrangements acceptable to the 
Director of the Office of Foreign Assets Control within 30 days of the 
date of mailing of the penalty notice, the matter may be referred for 
administrative collection measures by the Department of the Treasury or 
to the United States Department of Justice for appropriate action to 
recover the penalty in a civil suit in a federal district court.



                          Subpart H_Procedures



Sec. 587.801  Procedures.

    For license application procedures and procedures relating to 
amendments, modifications, or revocations of licenses; administrative 
decisions; rulemaking; and requests for documents pursuant to the 
Freedom of Information and Privacy Acts (5 U.S.C. Sec. Sec. 552 and 
552a), see part 501, subpart E, of this chapter.

[66 FR 50511, Oct. 3, 2001, as amended at 68 FR 53659, Sept. 11, 2003]



Sec. 587.802  Delegation by the Secretary of the Treasury.

    Any action that the Secretary of the Treasury is authorized to take 
pursuant to Executive Order 13192 of January 17, 2001 (66 FR 7379, 
January 23, 2001) and any further Executive orders relating to the 
national emergency declared in Executive Order 13088 of June 9, 1988 (63 
FR 32109, June 12, 1998) may be taken by the Director of the Office of 
Foreign Assets Control or by any other person to whom the Secretary of 
the Treasury has delegated authority so to act.



                    Subpart I_Paperwork Reduction Act



Sec. 587.901  Paperwork Reduction Act notice.

    For approval by the Office of Management and Budget (``OMB'') under 
the Paperwork Reduction Act of 1995 (44 U.S.C. 3507) of information 
collections relating to recordkeeping and reporting requirements, 
licensing procedures (including those pursuant to statements of 
licensing policy), and other procedures, see Sec. 501.901 of this 
chapter. An agency may not conduct or sponsor, and a person is not 
required to respond to, a collection of information unless it displays a 
valid control number assigned by OMB.

[[Page 405]]



PART 588_WESTERN BALKANS STABILIZATION REGULATIONS--Table of Contents




      Subpart A_Relation of This Part to Other Laws and Regulations

Sec.
588.101 Relation of this part to other laws and regulations.

                         Subpart B_Prohibitions

588.201 Prohibited transactions involving blocked property.
588.202 Effect of transfers violating the provisions of this part.
588.203 Holding of funds in interest-bearing accounts; investment and 
          reinvestment.
588.204 Evasions; attempts; conspiracies.
588.205 Expenses of maintaining blocked property; liquidation of blocked 
          account.
588.206 Exempt transactions.

                      Subpart C_General Definitions

588.301 Blocked account; blocked property.
588.302 Effective date.
588.303 Entity.
588.304 Information or informational materials.
588.305 Interest.
588.306 Licenses; general and specific.
588.307 Person.
588.308 Property; property interest.
588.309 Transfer.
588.310 United States.
588.311 U.S. financial institution.
588.312 United States person; U.S. person.

                        Subpart D_Interpretations

588.401 Reference to amended sections.
588.402 Effect of amendment.
588.403 Termination and acquisition of an interest in blocked property.
588.404 Transactions incidental to a licensed transaction.
588.405 Provision of services.
588.406 Offshore transactions.
588.407 Payments from blocked accounts to satisfy obligations 
          prohibited.
588.408 Charitable contributions.
588.409 Credit extended and cards issued by U.S. financial institutions.
588.410 Setoffs prohibited.

  Subpart E_Licenses, Authorizations and Statements of Licensing Policy

588.501 General and specific licensing procedures.
588.502 Effect of license or authorization.
588.503 Exclusion from licenses.
588.504 Payments and transfers to blocked accounts in U.S. financial 
          institutions.
588.505 Entries in certain accounts for normal service charges 
          authorized.
588.506 Investment and reinvestment of certain funds.
588.507 Provision of certain legal services authorized.
588.508 Authorization of emergency medical services.

                            Subpart F_Reports

588.601 Records and reports.

                           Subpart G_Penalties

588.701 Penalties.
588.702 Prepenalty notice.
588.703 Response to prepenalty notice; informal settlement.
588.704 Penalty imposition or withdrawal.
588.705 Administrative collection; referral to United States Department 
          of Justice.

                          Subpart H_Procedures

588.801 Procedures.
588.802 Delegation by the Secretary of the Treasury.

                    Subpart I_Paperwork Reduction Act

588.901 Paperwork Reduction Act notice.

    Authority: 3 U.S.C. 301; 31 U.S.C. 321(b); 50 U.S.C. 1601-1651, 
1701-1706; Pub. L. 101-410, 104 Stat. 890 (28 U.S.C. 2461 note); Pub. L. 
110-96, 121 Stat. 1011; E.O. 13219, 66 FR 34777, 3 CFR, 2001 Comp., p. 
778; E.O. 13304, 68 FR 32315, 3 CFR, 2003 Comp., p. 229.

    Source: 67 FR 37673, May 30, 2002, unless otherwise noted.



      Subpart A_Relation of This Part to Other Laws and Regulations



Sec. 588.101  Relation of this part to other laws and regulations.

    This part is separate from, and independent of, the other parts of 
this chapter, with the exception of part 501 of this chapter, the 
recordkeeping and reporting requirements and license application and 
other procedures of which apply to this part. Actions taken pursuant to 
part 501 of this chapter with respect to the prohibitions contained in 
this part are considered actions taken pursuant to this part. Differing 
foreign policy and national security circumstances may result in 
differing interpretations of similar language among the parts of this 
chapter. No license or authorization contained in or issued pursuant to 
those other parts authorizes any transaction prohibited

[[Page 406]]

by this part. No license or authorization contained in or issued 
pursuant to any other provision of law or regulation authorizes any 
transaction prohibited by this part. No license or authorization 
contained in or issued pursuant to this part relieves the involved 
parties from complying with any other applicable laws or regulations.



                         Subpart B_Prohibitions



Sec. 588.201  Prohibited transactions involving blocked property.

    (a) Except as authorized by regulations, orders, directives, 
rulings, instructions, licenses or otherwise, and notwithstanding any 
contracts entered into or any license or permit granted prior to the 
effective date, property or interests in property of the following 
persons that are in the United States, that hereafter come within the 
United States, or that are or hereafter come within the possession or 
control of U.S. persons, including their overseas branches, are blocked 
and may not be transferred, paid, exported, withdrawn or otherwise dealt 
in:
    (1) Any person listed in the Annex to Executive Order 13219 of June 
26, 2001 (3 CFR, 2001 Comp., p. 778); and
    (2) Any person designated by the Secretary of the Treasury, in 
consultation with the Secretary of State, because they are found:
    (i) To have committed, or to pose a significant risk of committing, 
acts of violence that have the purpose or effect of threatening the 
peace in or diminishing the stability or security of any area or state 
in the Western Balkans region, undermining the authority, efforts, or 
objectives of international organizations or entities present in the 
region, or endangering the safety of persons participating in or 
providing support to the activities of those international organizations 
or entities; or
    (ii) To have actively obstructed, or to pose a significant risk of 
actively obstructing, implementation of the Dayton Accords in Bosnia or 
United Nations Security Council Resolution 1244 of June 10, 1999, in 
Kosovo; or
    (iii) Materially to assist in, sponsor, or provide financial support 
for, or goods or services in support of, such acts of violence and 
obstructionism; or
    (iv) To be owned or controlled by, or acting or purporting to act 
directly or indirectly for or on behalf of, any person designated in the 
Annex to Executive Order 13219 or any person otherwise designated by the 
Secretary of the Treasury pursuant to this section.

    Note to paragraph (a) of Sec. 588.201: The names of persons whose 
property or interests in property are blocked pursuant to paragraph (a) 
of this section will be published on OFAC's website, announced in the 
Federal Register and incorporated on an ongoing basis with the 
identifier [BALKANS] into appendix A to 31 CFR chapter V. Section 
501.807 of this chapter V sets forth the procedures to be followed by 
persons seeking administrative reconsideration of their designation 
pursuant to paragraph (a)(2) of this section or who wish to assert that 
the circumstances resulting in designation no longer apply. Similarly, 
when a transaction results in the blocking of funds at a financial 
institution pursuant to this section and a party to the transaction 
believes the funds to have been blocked due to mistaken identity, that 
party may seek to have such funds unblocked pursuant to the 
administrative procedures set forth in Sec. 501.806 of this chapter.

    (b) The blocking of property and interests in property pursuant to 
paragraph (a) of this section includes, but is not limited to, the 
prohibition of the making or receiving by a United States person of any 
contribution or provision of funds, goods or services to or for the 
benefit of a person whose property or interests in property are blocked 
pursuant to paragraph (a) of this section.
    (c) Unless otherwise authorized by this part or by a specific 
license expressly referring to this section, any dealing in any security 
(or evidence thereof) held within the possession or control of a U.S. 
person and either registered or inscribed in the name of or known to be 
held for the benefit of any person whose property or interests in 
property are blocked pursuant to paragraph (a) of this section is 
prohibited. This prohibition includes but is not limited to the transfer 
(including the transfer on the books of any issuer or agent thereof), 
disposition, transportation, importation, exportation, or withdrawal of 
any such security or the endorsement or guaranty of signatures on any 
such security. This prohibition applies irrespective of the fact that at

[[Page 407]]

any time (whether prior to, on, or subsequent to the effective date) the 
registered or inscribed owner of any such security may have or might 
appear to have assigned, transferred, or otherwise disposed of the 
security.



Sec. 588.202  Effect of transfers violating the provisions of this part.

    (a) Any transfer after the effective date that is in violation of 
any provision of this part or of any regulation, order, directive, 
ruling, instruction, or license issued pursuant to this part, and that 
involves any property or interest in property blocked pursuant to Sec. 
588.201(a), is null and void and shall not be the basis for the 
assertion or recognition of any interest in or right, remedy, power, or 
privilege with respect to such property or property interests.
    (b) No transfer before the effective date shall be the basis for the 
assertion or recognition of any right, remedy, power, or privilege with 
respect to, or any interest in, any property or interest in property 
blocked pursuant to Sec. 588.201(a), unless the person with whom such 
property is held or maintained, prior to that date, had written notice 
of the transfer or by any written evidence had recognized such transfer.
    (c) Unless otherwise provided, an appropriate license or other 
authorization issued by or pursuant to the direction or authorization of 
the Director of the Office of Foreign Assets Control before, during, or 
after a transfer shall validate such transfer or make it enforceable to 
the same extent that it would be valid or enforceable but for the 
provisions of the International Emergency Economic Powers Act (50 U.S.C. 
1701 et seq.), this part, and any regulation, order, directive, ruling, 
instruction, or license issued pursuant to this part.
    (d) Transfers of property that otherwise would be null and void or 
unenforceable by virtue of the provisions of this section shall not be 
deemed to be null and void or unenforceable as to any person with whom 
such property was held or maintained (and as to such person only) in 
cases in which such person is able to establish to the satisfaction of 
the Director of the Office of Foreign Assets Control each of the 
following:
    (1) Such transfer did not represent a willful violation of the 
provisions of this part by the person with whom such property was held 
or maintained;
    (2) The person with whom such property was held or maintained did 
not have reasonable cause to know or suspect, in view of all the facts 
and circumstances known or available to such person, that such transfer 
required a license or authorization issued pursuant to this part and was 
not so licensed or authorized, or, if a license or authorization did 
purport to cover the transfer, that such license or authorization had 
been obtained by misrepresentation of a third party or withholding of 
material facts or was otherwise fraudulently obtained; and
    (3) The person with whom such property was held or maintained filed 
with the Office of Foreign Assets Control a report setting forth in full 
the circumstances relating to such transfer promptly upon discovery 
that:
    (i) Such transfer was in violation of the provisions of this part or 
any regulation, ruling, instruction, license, or other direction or 
authorization issued pursuant to this part;
    (ii) Such transfer was not licensed or authorized by the Director of 
the Office of Foreign Assets Control; or
    (iii) If a license did purport to cover the transfer, such license 
had been obtained by misrepresentation of a third party or withholding 
of material facts or was otherwise fraudulently obtained.

    Note to paragraph (d) of Sec. 588.202: The filing of a report in 
accordance with the provisions of paragraph (d)(3) of this section shall 
not be deemed evidence that the terms of paragraphs (d)(1) and (d)(2) of 
this section have been satisfied.

    (e) Unless licensed pursuant to this part, any attachment, judgment, 
decree, lien, execution, garnishment, or other judicial process is null 
and void with respect to any property in which on or since the effective 
date there existed an interest of a person whose property or interests 
in property are blocked pursuant to Sec. 588.201(a).

[[Page 408]]



Sec. 588.203  Holding of funds in interest-bearing accounts; investment and reinvestment.

    (a) Except as provided in paragraph (c) or (d) of this section, or 
as otherwise directed by the Office of Foreign Assets Control, any U.S. 
person holding funds, such as currency, bank deposits, or liquidated 
financial obligations subject to Sec. 588.201(a) shall hold or place 
such funds in a blocked interest-bearing account located in the United 
States.
    (b)(1) For purposes of this section, the term blocked interest-
bearing account means a blocked account:
    (i) In a federally-insured U.S. bank, thrift institution, or credit 
union, provided the funds are earning interest at rates that are 
commercially reasonable; or
    (ii) With a broker or dealer registered with the Securities and 
Exchange Commission under the Securities Exchange Act of 1934 (15 U.S.C. 
78a et seq.), provided the funds are invested in a money market fund or 
in U.S. Treasury bills.
    (2) For purposes of this section, a rate is commercially reasonable 
if it is the rate currently offered to other depositors on deposits or 
instruments of comparable size and maturity.
    (3) Funds held or placed in a blocked account pursuant to this 
paragraph (b) may not be invested in instruments the maturity of which 
exceeds 180 days. If interest is credited to a separate blocked account 
or subaccount, the name of the account party on each account must be the 
same.
    (c) Blocked funds held in instruments the maturity of which exceeds 
180 days at the time the funds become subject to Sec. 588.201(a) may 
continue to be held until maturity in the original instrument, provided 
any interest, earnings, or other proceeds derived therefrom are paid 
into a blocked interest-bearing account in accordance with paragraph (b) 
or (d) of this section.
    (d) Blocked funds held in accounts or instruments outside the United 
States at the time the funds become subject to Sec. 588.201(a) may 
continue to be held in the same type of accounts or instruments, 
provided the funds earn interest at rates that are commercially 
reasonable.
    (e) This section does not create an affirmative obligation for the 
holder of blocked tangible property, such as chattels or real estate, or 
of other blocked property, such as debt or equity securities, to sell or 
liquidate such property at the time the property becomes subject to 
Sec. 588.201(a). However, the Office of Foreign Assets Control may 
issue licenses permitting or directing such sales in appropriate cases.
    (f) Funds subject to this section may not be held, invested, or 
reinvested in a manner that provides immediate financial or economic 
benefit or access to any person whose property or interests in property 
are blocked pursuant to Sec. 588.201(a), nor may their holder cooperate 
in or facilitate the pledging or other attempted use as collateral of 
blocked funds or other assets.



Sec. 588.204  Evasions; attempts; conspiracies.

    (a) Except as otherwise authorized, and notwithstanding any contract 
entered into or any license or permit granted prior to the effective 
date, any transaction by any U.S. person or within the United States on 
or after the effective date that evades or avoids, has the purpose of 
evading or avoiding, or attempts to violate any of the prohibitions set 
forth in this part is prohibited.
    (b) Except as otherwise authorized, and notwithstanding any contract 
entered into or any license or permit granted prior to the effective 
date, any conspiracy formed for the purpose of engaging in a transaction 
prohibited by this part is prohibited.



Sec. 588.205  Expenses of maintaining blocked property; liquidation of blocked account.

    (a) Except as otherwise authorized, and notwithstanding the 
existence of any rights or obligations conferred or imposed by any 
international agreement or contract entered into or any license or 
permit granted before 12:01 a.m., eastern daylight time, June 27, 2001, 
all expenses incident to the maintenance of physical property blocked 
pursuant to Sec. 588.201(a) shall be the responsibility of the owners 
or operators of such property, which expenses shall not be met from 
blocked funds.

[[Page 409]]

    (b) Property blocked pursuant to Sec. 588.201(a) may, in the 
discretion of the Director, Office of Foreign Assets Control, be sold or 
liquidated and the net proceeds placed in a blocked interest-bearing 
account in the name of the owner of the property.



Sec. 588.206  Exempt transactions.

    (a) Personal communications. The prohibitions contained in this part 
do not apply to any postal, telegraphic, telephonic, or other personal 
communication that does not involve the transfer of anything of value.
    (b) Information or informational materials. (1) The importation from 
any country and the exportation to any country of information or 
informational materials, as defined in Sec. 588.304, whether commercial 
or otherwise, regardless of format or medium of transmission, are exempt 
from the prohibitions of this part.
    (2) This section does not exempt from regulation or authorize 
transactions related to information or informational materials not fully 
created and in existence at the date of the transactions, or to the 
substantive or artistic alteration or enhancement of informational 
materials, or to the provision of marketing and business consulting 
services. Such prohibited transactions include, but are not limited to, 
payment of advances for information or informational materials not yet 
created and completed (with the exception of prepaid subscriptions for 
widely-circulated magazines and other periodical publications); 
provision of services to market, produce or co-produce, create, or 
assist in the creation of information or informational materials; and, 
with respect to information or informational materials imported from 
persons whose property or interests in property are blocked pursuant to 
Sec. 588.201(a), payment of royalties with respect to income received 
for enhancements or alterations made by U.S. persons to such information 
or informational materials.
    (3) This section does not exempt or authorize transactions incident 
to the exportation of software subject to the Export Administration 
Regulations, 15 CFR parts 730-774, or to the exportation of goods, 
technology or software, or to the provision, sale, or leasing of 
capacity on telecommunications transmission facilities (such as 
satellite or terrestrial network connectivity) for use in the 
transmission of any data. The exportation of such items or services and 
the provision, sale, or leasing of such capacity or facilities to a 
person whose property or interests in property are blocked pursuant to 
Sec. 588.201(a) are prohibited.
    (c) Travel. The prohibitions contained in this part do not apply to 
transactions ordinarily incident to travel to or from any country, 
including exportation or importation of accompanied baggage for personal 
use, maintenance within any country including payment of living expenses 
and acquisition of goods or services for personal use, and arrangement 
or facilitation of such travel including nonscheduled air, sea, or land 
voyages.



                      Subpart C_General Definitions



Sec. 588.301  Blocked account; blocked property.

    The terms blocked account and blocked property shall mean any 
account or property subject to the prohibitions in Sec. 588.201 held in 
the name of a person whose property or interests in property are blocked 
pursuant to Sec. 588.201(a), or in which such person has an interest, 
and with respect to which payments, transfers, exportations, 
withdrawals, or other dealings may not be made or effected except 
pursuant to an authorization or license from the Office of Foreign 
Assets Control expressly authorizing such action.



Sec. 588.302  Effective date.

    The term effective date refers to the effective date of the 
applicable prohibitions and directives contained in this part as 
follows:
    (a) With respect to a person whose property or interests in property 
are blocked pursuant to Sec. 588.201(a)(1), 12:01 a.m. eastern daylight 
time, June 27, 2001;
    (b) With respect to a person whose property or interests in property 
are blocked pursuant to Sec. 588.201(a)(2), the earlier of the date on 
which is received actual or constructive notice of such

[[Page 410]]

person's designation by the Secretary of the Treasury.



Sec. 588.303  Entity.

    The term entity means a partnership, association, trust, joint 
venture, corporation, group, subgroup, or other organization.



Sec. 588.304  Information or informational materials.

    (a) For purposes of this part, the term information or informational 
materials includes, but is not limited to, publications, films, posters, 
phonograph records, photographs, microfilms, microfiche, tapes, compact 
disks, CD ROMs, artworks, and news wire feeds.

    Note to paragraph (a) of Sec. 588.304. To be considered information 
or informational materials, artworks must be classified under chapter 
heading 9701, 9702, or 9703 of the Harmonized Tariff Schedule of the 
United States.

    (b) The term information or informational materials, with respect to 
United States exports, does not include items:
    (1) That were, as of April 30, 1994, or that thereafter become, 
controlled for export pursuant to section 5 of the Export Administration 
Act of 1979, 50 U.S.C. App. 2401-2420 (1979) (the ``EAA''), or section 6 
of the EAA to the extent that such controls promote the nonproliferation 
or antiterrorism policies of the United States; or
    (2) With respect to which acts are prohibited by 18 U.S.C. chapter 
37.



Sec. 588.305  Interest.

    Except as otherwise provided in this part, the term interest when 
used with respect to property (e.g., ``an interest in property'') means 
an interest of any nature whatsoever, direct or indirect.



Sec. 588.306  Licenses; general and specific.

    (a) Except as otherwise specified, the term license means any 
license or authorization contained in or issued pursuant to this part.
    (b) The term general license means any license or authorization the 
terms of which are set forth in subpart E of this part.
    (c) The term specific license means any license or authorization not 
set forth in subpart E of this part but issued pursuant to this part.

    Note to Sec. 588.306: See Sec. 501.801 of this chapter on 
licensing procedures.



Sec. 588.307  Person.

    The term person means an individual or entity.



Sec. 588.308  Property; property interest.

    The terms property and property interest include, but are not 
limited to, money, checks, drafts, bullion, bank deposits, savings 
accounts, debts, indebtedness, obligations, notes, guarantees, 
debentures, stocks, bonds, coupons, any other financial instruments, 
bankers acceptances, mortgages, pledges, liens or other rights in the 
nature of security, warehouse receipts, bills of lading, trust receipts, 
bills of sale, any other evidences of title, ownership or indebtedness, 
letters of credit and any documents relating to any rights or 
obligations thereunder, powers of attorney, goods, wares, merchandise, 
chattels, stocks on hand, ships, goods on ships, real estate mortgages, 
deeds of trust, vendors' sales agreements, land contracts, leaseholds, 
ground rents, real estate and any other interest therein, options, 
negotiable instruments, trade acceptances, royalties, book accounts, 
accounts payable, judgments, patents, trademarks or copyrights, 
insurance policies, safe deposit boxes and their contents, annuities, 
pooling agreements, services of any nature whatsoever, contracts of any 
nature whatsoever, and any other property, real, personal, or mixed, 
tangible or intangible, or interest or interests therein, present, 
future or contingent.



Sec. 588.309  Transfer.

    The term transfer means any actual or purported act or transaction, 
whether or not evidenced by writing, and whether or not done or 
performed within the United States, the purpose, intent, or effect of 
which is to create, surrender, release, convey, transfer, or alter, 
directly or indirectly, any right, remedy, power, privilege, or interest 
with respect to any property and, without limitation upon the foregoing, 
shall include the making, execution, or

[[Page 411]]

delivery of any assignment, power, conveyance, check, declaration, deed, 
deed of trust, power of attorney, power of appointment, bill of sale, 
mortgage, receipt, agreement, contract, certificate, gift, sale, 
affidavit, or statement; the making of any payment; the setting off of 
any obligation or credit; the appointment of any agent, trustee, or 
fiduciary; the creation or transfer of any lien; the issuance, 
docketing, filing, or levy of or under any judgment, decree, attachment, 
injunction, execution, or other judicial or administrative process or 
order, or the service of any garnishment; the acquisition of any 
interest of any nature whatsoever by reason of a judgment or decree of 
any foreign country; the fulfillment of any condition; the exercise of 
any power of appointment, power of attorney, or other power; or the 
acquisition, disposition, transportation, importation, exportation, or 
withdrawal of any security.



Sec. 588.310  United States.

    The term United States means the United States, its territories and 
possessions, and all areas under the jurisdiction or authority thereof.



Sec. 588.311  U.S. financial institution.

    The term U.S. financial institution means any U.S. entity (including 
its foreign branches) that is engaged in the business of accepting 
deposits, making, granting, transferring, holding, or brokering loans or 
credits, or purchasing or selling foreign exchange, securities, 
commodity futures or options, or procuring purchasers and sellers 
thereof, as principal or agent; including but not limited to, depository 
institutions, banks, savings banks, trust companies, securities brokers 
and dealers, commodity futures and options brokers and dealers, forward 
contract and foreign exchange merchants, securities and commodities 
exchanges, clearing corporations, investment companies, employee benefit 
plans, and U.S. holding companies, U.S. affiliates, or U.S. subsidiaries 
of any of the foregoing. This term includes those branches, offices and 
agencies of foreign financial institutions that are located in the 
United States, but not such institutions' foreign branches, offices, or 
agencies.



Sec. 588.312  United States person; U.S. person.

    The term United States person or U.S. person means any United States 
citizen, permanent resident alien, entity organized under the laws of 
the United States or any jurisdiction within the United States 
(including foreign branches), or any person in the United States.



                        Subpart D_Interpretations



Sec. 588.401  Reference to amended sections.

    Except as otherwise specified, reference to any provision in or 
appendix to this part or chapter or to any regulation, ruling, order, 
instruction, direction, or license issued pursuant to this part refers 
to the same as currently amended.



Sec. 588.402  Effect of amendment.

    Unless otherwise specifically provided, any amendment, modification, 
or revocation of any provision in or appendix to this part or chapter or 
of any order, regulation, ruling, instruction, or license issued by or 
under the direction of the Director of the Office of Foreign Assets 
Control does not affect any act done or omitted, or any civil or 
criminal suit or proceeding commenced or pending prior to such 
amendment, modification, or revocation. All penalties, forfeitures, and 
liabilities under any such order, regulation, ruling, instruction, or 
license continue and may be enforced as if such amendment, modification, 
or revocation had not been made.



Sec. 588.403  Termination and acquisition of an interest in blocked property.

    (a) Whenever a transaction licensed or authorized by or pursuant to 
this part results in the transfer of property (including any property 
interest) away from a person, such property shall no longer be deemed to 
be property blocked pursuant to Sec. 588.201(a), unless there exists in 
the property another interest that is blocked pursuant to Sec. 
588.201(a) or any other part of this chapter, the transfer of which has 
not been effected pursuant to license or other authorization.

[[Page 412]]

    (b) Unless otherwise specifically provided in a license or 
authorization issued pursuant to this part, if property (including any 
property interest) is transferred or attempted to be transferred to a 
person whose property or interests in property are blocked pursuant to 
Sec. 588.201(a), such property shall be deemed to be property in which 
that person has an interest and therefore blocked.



Sec. 588.404  Transactions incidental to a licensed transaction.

    Any transaction ordinarily incident to a licensed transaction and 
necessary to give effect thereto is also authorized, except:
    (a) An incidental transaction, not explicitly authorized within the 
terms of the license, by or with a person whose property or interests in 
property are blocked pursuant to Sec. 588.201(a); or
    (b) An incidental transaction, not explicitly authorized within the 
terms of the license, involving a debit to a blocked account or a 
transfer of blocked property.



Sec. 588.405  Provision of services.

    (a) Except as provided in Sec. 588.206, the prohibitions on 
transactions involving blocked property contained in Sec. 588.201 apply 
to services performed in the United States or by U.S. persons, wherever 
located, including by an overseas branch of an entity located in the 
United States:
    (1) On behalf of or for the benefit of a person whose property or 
interests in property are blocked pursuant to Sec. 588.201(a); or
    (2) With respect to property interests subject to Sec. 588.201.
    (b) Example: U.S. persons may not, except as authorized by or 
pursuant to this part, provide legal, accounting, financial, brokering, 
freight forwarding, transportation, public relations, or other services 
to a person whose property or interests in property are blocked pursuant 
to Sec. 588.201(a).

    Note to Sec. 588.405: See Sec. Sec. 588.507 and 588.508, 
respectively, on licensing policy with regard to the provision of 
certain legal or medical services.



Sec. 588.406  Offshore transactions.

    The prohibitions in Sec. 588.201 on transactions involving blocked 
property apply to transactions by any U.S. person in a location outside 
the United States with respect to property that the U.S. person knows, 
or has reason to know, is held in the name of a person whose property or 
interests in property are blocked pursuant to Sec. 588.201(a) or in 
which the U.S. person knows, or has reason to know, a person whose 
property or interests in property are blocked pursuant to Sec. 
588.201(a) has or has had an interest since the effective date.



Sec. 588.407  Payments from blocked accounts to satisfy obligations prohibited.

    Pursuant to Sec. 588.201, no debits may be made to a blocked 
account to pay obligations to U.S. persons or other persons, except as 
authorized pursuant to this part.



Sec. 588.408  Charitable contributions.

    Unless otherwise specifically authorized by the Office of Foreign 
Assets Control by or pursuant to this part, no charitable contribution 
or donation of funds, goods, services, or technology may be made to or 
for the benefit of a person whose property or interests in property are 
blocked pursuant to Sec. 588.201(a). For purposes of this part, a 
contribution or donation is made to or for the benefit of a person whose 
property or interests in property are blocked pursuant to Sec. 
588.201(a) if made to or in the name of such a person; if made to or in 
the name of an entity or individual acting for or on behalf of, or owned 
or controlled by, such a person; or if made in an attempt to violate, to 
evade or to avoid the bar on the provision of contributions or donations 
to such a person.



Sec. 588.409  Credit extended and cards issued by U.S. financial institutions.

    The prohibition in Sec. 588.201 on dealing in property subject to 
that section prohibits U.S. financial institutions from performing under 
any existing credit agreements, including, but not limited to, charge 
cards, debit cards, or other

[[Page 413]]

credit facilities issued by a U.S. financial institution to a person 
whose property or interests in property are blocked pursuant to Sec. 
588.201(a).



Sec. 588.410  Setoffs prohibited.

    A setoff against blocked property (including a blocked account), 
whether by a U.S. bank or other U.S. person, is a prohibited transfer 
under Sec. 588.201 if effected after the effective date.



  Subpart E_Licenses, Authorizations and Statements of Licensing Policy



Sec. 588.501  General and specific licensing procedures.

    For provisions relating to licensing procedures, see part 501, 
subpart E, of this chapter. Licensing actions taken pursuant to part 501 
of this chapter with respect to the prohibitions contained in this part 
are considered actions taken pursuant to this part.

[67 FR 37673, May 30, 2002, as amended at 68 FR 53659, Sept. 11, 2003]



Sec. 588.502  Effect of license or authorization.

    (a) No license or other authorization contained in this part, or 
otherwise issued by or under the direction of the Director of the Office 
of Foreign Assets Control, authorizes or validates any transaction 
effected prior to the issuance of the license, unless specifically 
provided in such license or authorization.
    (b) No regulation, ruling, instruction, or license authorizes any 
transaction prohibited under this part unless the regulation, ruling, 
instruction or license is issued by the Office of Foreign Assets Control 
and specifically refers to this part. No regulation, ruling, 
instruction, or license referring to this part shall be deemed to 
authorize any transaction prohibited by any provision of this chapter 
unless the regulation, ruling, instruction, or license specifically 
refers to such provision.
    (c) Any regulation, ruling, instruction, or license authorizing any 
transaction otherwise prohibited under this part has the effect of 
removing a prohibition contained in this part from the transaction, but 
only to the extent specifically stated by its terms. Unless the 
regulation, ruling, instruction, or license otherwise specifies, such an 
authorization does not create any right, duty, obligation, claim, or 
interest in, or with respect to, any property which would not otherwise 
exist under ordinary principles of law.



Sec. 588.503  Exclusion from licenses.

    The Director of the Office of Foreign Assets Control reserves the 
right to exclude any person, property, or transaction from the operation 
of any license or from the privileges conferred by any license. The 
Director of the Office of Foreign Assets Control also reserves the right 
to restrict the applicability of any license to particular persons, 
property, transactions, or classes thereof. Such actions are binding 
upon all persons receiving actual or constructive notice of the 
exclusions or restrictions.



Sec. 588.504  Payments and transfers to blocked accounts in U.S. financial institutions.

    Any payment of funds or transfer of credit in which a person whose 
property or interests in property are blocked pursuant to Sec. 
588.201(a) has any interest, that comes within the possession or control 
of a U.S. financial institution, must be blocked in an account on the 
books of that financial institution. A transfer of funds or credit by a 
U.S. financial institution between blocked accounts in its branches or 
offices is authorized, provided that no transfer is made from an account 
within the United States to an account held outside the United States, 
and further provided that a transfer from a blocked account may only be 
made to another blocked account held in the same name.

    Note to Sec. 588.504. Please refer to Sec. 501.603 of this chapter 
for mandatory reporting requirements regarding financial transfers. See 
also Sec. 588.203 concerning the obligation to hold blocked funds in 
interest-bearing accounts.



Sec. 588.505  Entries in certain accounts for normal service charges authorized.

    (a) A U.S. financial institution is authorized to debit any blocked 
account

[[Page 414]]

held at that financial institution in payment or reimbursement for 
normal service charges owed it by the owner of that blocked account.
    (b) As used in this section, the term normal service charge shall 
include charges in payment or reimbursement for interest due; cable, 
telegraph, internet, or telephone charges; postage costs; custody fees; 
small adjustment charges to correct bookkeeping errors; and, but not by 
way of limitation, minimum balance charges, notary and protest fees, and 
charges for reference books, photocopies, credit reports, transcripts of 
statements, registered mail, insurance, stationery and supplies, and 
other similar items.



Sec. 588.506  Investment and reinvestment of certain funds.

    Subject to the requirements of Sec. 588.203, U.S. financial 
institutions are authorized to invest and reinvest assets blocked 
pursuant to Sec. 588.201, subject to the following conditions:
    (a) The assets representing such investments and reinvestments are 
credited to a blocked account or subaccount which is held in the same 
name at the same U.S. financial institution, or within the possession or 
control of a U.S. person, but funds shall not be transferred outside the 
United States for this purpose;
    (b) The proceeds of such investments and reinvestments shall not be 
credited to a blocked account or subaccount under any name or 
designation that differs from the name or designation of the specific 
blocked account or subaccount in which such funds or securities were 
held; and
    (c) No immediate financial or economic benefit accrues (e.g., 
through pledging or other use) to persons whose property or interests in 
property are blocked pursuant to Sec. 588.201(a).



Sec. 588.507  Provision of certain legal services authorized.

    (a) The provision of the following legal services to or on behalf of 
persons whose property or interests in property are blocked pursuant to 
Sec. 588.201(a) is authorized, provided that all receipts of payment of 
professional fees and reimbursement of incurred expenses must be 
specifically licensed:
    (1) Provision of legal advice and counseling on the requirements of 
and compliance with the laws of any jurisdiction within the United 
States, provided that such advice and counseling are not provided to 
facilitate transactions in violation of this part;
    (2) Representation of persons when named as defendants in or 
otherwise made parties to domestic U.S. legal, arbitration, or 
administrative proceedings;
    (3) Initiation and conduct of domestic U.S. legal, arbitration, or 
administrative proceedings in defense of property interests subject to 
U.S. jurisdiction;
    (4) Representation of persons before any federal or state agency 
with respect to the imposition, administration, or enforcement of U.S. 
sanctions against such persons; and
    (5) Provision of legal services in any other context in which 
prevailing U.S. law requires access to legal counsel at public expense.
    (b) The provision of any other legal services to persons whose 
property or interests in property are blocked pursuant to Sec. 
588.201(a), not otherwise authorized in this part, requires the issuance 
of a specific license.
    (c) Entry into a settlement agreement affecting property or 
interests in property or the enforcement of any lien, judgment, arbitral 
award, decree, or other order through execution, garnishment, or other 
judicial process purporting to transfer or otherwise alter or affect 
property or interests in property blocked pursuant to Sec. 588.201(a) 
is prohibited unless specifically licensed in accordance with Sec. 
588.202(e).



Sec. 588.508  Authorization of emergency medical services.

    The provision of nonscheduled emergency medical services in the 
United States to persons whose property or interests in property are 
blocked pursuant to Sec. 588.201(a) is authorized, provided that all 
receipt of payment for such services must be specifically licensed.

[[Page 415]]



                            Subpart F_Reports



Sec. 588.601  Records and reports.

    For provisions relating to required records and reports, see part 
501, subpart C, of this chapter. Recordkeeping and reporting 
requirements imposed by part 501 of this chapter with respect to the 
prohibitions contained in this part are considered requirements arising 
pursuant to this part.



                           Subpart G_Penalties



Sec. 588.701  Penalties.

    (a) Attention is directed to section 206 of the International 
Emergency Economic Powers Act (the ``Act'') (50 U.S.C. 1705), which is 
applicable to violations of the provisions of any license, ruling, 
regulation, order, direction, or instruction issued by or pursuant to 
the direction or authorization of the Secretary of the Treasury pursuant 
to this part or otherwise under the Act.
    (1) A civil penalty not to exceed the amount set forth in Section 
206 of the Act may be imposed on any person who violates, attempts to 
violate, conspires to violate, or causes a violation of any license, 
order, regulation, or prohibition issued under the Act.

    Note to paragraph (a)(1) of Sec. 588.701: As of June 10, 2008, the 
Act provides for a maximum civil penalty not to exceed the greater of 
$250,000 or an amount that is twice the amount of the transaction that 
is the basis of the violation with respect to which the penalty is 
imposed.

    (2) A person who willfully commits, willfully attempts to commit, or 
willfully conspires to commit, or aids or abets in the commission of a 
violation of any license, order, regulation, or prohibition shall, upon 
conviction, be fined not more than $1,000,000, or if a natural person, 
may be imprisoned for not more than 20 years, or both.
    (b) Adjustments to penalty amounts. (1) The civil penalties provided 
in the Act are subject to adjustment pursuant to the Federal Civil 
Penalties Inflation Adjustment Act of 1990 (Pub. L. 101-410, as amended, 
28 U.S.C. 2461 note).
    (2) The criminal penalties provided in the Act are subject to 
adjustment pursuant to 18 U.S.C. 3571.
    (c) Attention is also directed to 18 U.S.C. 1001, which provides 
that whoever, in any matter within the jurisdiction of the executive, 
legislative, or judicial branch of the Government of the United States, 
knowingly and willfully falsifies, conceals, or covers up by any trick, 
scheme, or device, a material fact, or makes any materially false, 
fictitious, or fraudulent statement or representation, or makes or uses 
any false writing or document knowing the same to contain any materially 
false, fictitious, or fraudulent statement or entry shall be fined under 
title 18, United States Code, or imprisoned not more than five years, or 
both.
    (d) Violations of this part may also be subject to relevant 
provisions of other applicable laws.

[67 FR 37673, May 30, 2002, as amended at 71 FR 29253, May 22, 2006; 73 
FR 32655, June 10, 2008]



Sec. 588.702  Prepenalty notice.

    (a) When required. If the Director of the Office of Foreign Assets 
Control has reasonable cause to believe that there has occurred a 
violation of any provision of this part or a violation of the provisions 
of any license, ruling, regulation, order, direction, or instruction 
issued by or pursuant to the direction or authorization of the Secretary 
of the Treasury pursuant to this part or otherwise under the 
International Emergency Economic Powers Act, and the Director determines 
that further proceedings are warranted, the Director shall notify the 
alleged violator of the agency's intent to impose a monetary penalty by 
issuing a prepenalty notice. The prepenalty notice shall be in writing. 
The prepenalty notice may be issued whether or not another agency has 
taken any action with respect to the matter.
    (b) Contents of notice--(1) Facts of violation. The prepenalty 
notice shall describe the violation, specify the laws and regulations 
allegedly violated, and state the amount of the proposed monetary 
penalty.
    (2) Right to respond. The prepenalty notice also shall inform the 
respondent of the respondent's right to make a written presentation 
within the applicable 30 day period set forth in Sec. 588.703 as to why 
a monetary penalty should

[[Page 416]]

not be imposed or why, if imposed, the monetary penalty should be in a 
lesser amount than proposed.
    (c) Informal settlement prior to issuance of prepenalty notice. At 
any time prior to the issuance of a prepenalty notice, an alleged 
violator may request in writing that, for a period not to exceed sixty 
(60) days, the agency withhold issuance of the prepenalty notice for the 
exclusive purpose of effecting settlement of the agency's potential 
civil monetary penalty claims. In the event the Director grants the 
request, under terms and conditions within his discretion, the Office of 
Foreign Assets Control will agree to withhold issuance of the prepenalty 
notice for a period not to exceed 60 days and will enter into settlement 
negotiations of the potential civil monetary penalty claim.



Sec. 588.703  Response to prepenalty notice; informal settlement.

    (a) Deadline for response. The respondent may submit a response to 
the prepenalty notice within the applicable 30-day period set forth in 
this paragraph. The Director may grant, at his discretion, an extension 
of time in which to submit a response to the prepenalty notice. The 
failure to submit a response within the applicable time period set forth 
in this paragraph (a) shall be deemed to be a waiver of the right to 
respond.
    (1) Computation of time for response. A response to the prepenalty 
notice must be postmarked or date-stamped by the U.S. Postal Service (or 
foreign postal service, if mailed abroad) or courier service provider 
(if transmitted to OFAC by courier) on or before the 30th day after the 
postmark date on the envelope in which the prepenalty notice was mailed. 
If the respondent refused delivery or otherwise avoided receipt of the 
prepenalty notice, a response must be postmarked or date-stamped on or 
before the 30th day after the date on the stamped postal receipt 
maintained at the Office of Foreign Assets Control. If the prepenalty 
notice was personally delivered to the respondent by a non-U.S. Postal 
Service agent authorized by the Director, a response must be postmarked 
or date-stamped on or before the 30th day after the date of delivery.
    (2) Extensions of time for response. If a due date falls on a 
federal holiday or weekend, that due date is extended to include the 
following business day. Any other extensions of time will be granted, at 
the Director's discretion, only upon the respondent's specific request 
to the Office of Foreign Assets Control.
    (b) Form and method of response. The response must be submitted in 
writing and may be handwritten or typed. The response need not be in any 
particular form. A copy of the written response may be sent by 
facsimile, but the original also must be sent to the Office of Foreign 
Assets Control Civil Penalties Division by mail or courier and must be 
postmarked or date-stamped, in accordance with paragraph (a) of this 
section.
    (c) Contents of response. A written response must contain 
information sufficient to indicate that it is in response to the 
prepenalty notice.
    (1) A written response must include the respondent's full name, 
address, telephone number, and facsimile number, if available, or those 
of the representative of the respondent.
    (2) A written response should either admit or deny each specific 
violation alleged in the prepenalty notice and also state if the 
respondent has no knowledge of a particular violation. If the written 
response fails to address any specific violation alleged in the 
prepenalty notice, that alleged violation shall be deemed to be 
admitted.
    (3) A written response should include any information in defense, 
evidence in support of an asserted defense, or other factors that the 
respondent requests the Office of Foreign Assets Control to consider. 
Any defense or explanation previously made to the Office of Foreign 
Assets Control or any other agency must be repeated in the written 
response. Any defense not raised in the written response will be 
considered waived. The written response also should set forth the 
reasons why the respondent believes the penalty should not be imposed or 
why, if imposed, it should be in a lesser amount than proposed.
    (d) Default. If the respondent elects not to submit a written 
response within the time limit set forth in paragraph (a) of this 
section, the Office of Foreign

[[Page 417]]

Assets Control will conclude that the respondent has decided not to 
respond to the prepenalty notice. The agency generally will then issue a 
written penalty notice imposing the penalty proposed in the prepenalty 
notice.
    (e) Informal settlement. In addition to or as an alternative to a 
written response to a prepenalty notice, the respondent or respondent's 
representative may contact the Office of Foreign Assets Control as 
advised in the prepenalty notice to propose the settlement of 
allegations contained in the prepenalty notice and related matters. 
However, the requirements set forth in paragraph (f) of this section as 
to oral communication by the representative must first be fulfilled. In 
the event of settlement at the prepenalty stage, the claim proposed in 
the prepenalty notice will be withdrawn, the respondent will not be 
required to take a written position on allegations contained in the 
prepenalty notice, and the Office of Foreign Assets Control will make no 
final determination as to whether a violation occurred. The amount 
accepted in settlement of allegations in a prepenalty notice may vary 
from the civil penalty that might finally be imposed in the event of a 
formal determination of violation. In the event no settlement is 
reached, the time limit specified in paragraph (a) of this section for 
written response to the prepenalty notice will remain in effect unless 
additional time is granted by the Office of Foreign Assets Control.
    (f) Representation. A representative of the respondent may act on 
behalf of the respondent, but any oral communication with the Office of 
Foreign Assets Control prior to a written submission regarding the 
specific allegations contained in the prepenalty notice must be preceded 
by a written letter of representation, unless the prepenalty notice was 
served upon the respondent in care of the representative.



Sec. 588.704  Penalty imposition or withdrawal.

    (a) No violation. If, after considering any response to the 
prepenalty notice and any relevant facts, the Director of the Office of 
Foreign Assets Control determines that there was no violation by the 
respondent named in the prepenalty notice, the Director shall notify the 
respondent in writing of that determination and of the cancellation of 
the proposed monetary penalty.
    (b) Violation. (1) If, after considering any written response to the 
prepenalty notice, or default in the submission of a written response, 
and any relevant facts, the Director of the Office of Foreign Assets 
Control determines that there was a violation by the respondent named in 
the prepenalty notice, the Director is authorized to issue a written 
penalty notice to the respondent of the determination of the violation 
and the imposition of the monetary penalty.
    (2) The penalty notice shall inform the respondent that payment or 
arrangement for installment payment of the assessed penalty must be made 
within 30 days of the date of mailing of the penalty notice by the 
Office of Foreign Assets Control.
    (3) The penalty notice shall inform the respondent of the 
requirement to furnish the respondent's taxpayer identification number 
pursuant to 31 U.S.C. 7701 and that such number will be used for 
purposes of collecting and reporting on any delinquent penalty amount.
    (4) The issuance of the penalty notice finding a violation and 
imposing a monetary penalty shall constitute final agency action. The 
respondent has the right to seek judicial review of that final agency 
action in federal district court.



Sec. 588.705  Administrative collection; referral to United States Department of Justice.

    In the event that the respondent does not pay the penalty imposed 
pursuant to this part or make payment arrangements acceptable to the 
Director of the Office of Foreign Assets Control within 30 days of the 
date of mailing of the penalty notice, the matter may be referred for 
administrative collection measures by the Department of the Treasury or 
to the United States Department of Justice for appropriate action to 
recover the penalty in a civil suit in a federal district court.

[[Page 418]]



                          Subpart H_Procedures



Sec. 588.801  Procedures.

    For license application procedures and procedures relating to 
amendments, modifications, or revocations of licenses; administrative 
decisions; rulemaking; and requests for documents pursuant to the 
Freedom of Information and Privacy Acts (5 U.S.C. 552 and 552a), see 
part 501, subpart E, of this chapter.

[67 FR 37673, May 30, 2002, as amended at 68 FR 53659, Sept. 11, 2003]



Sec. 588.802  Delegation by the Secretary of the Treasury.

    Any action that the Secretary of the Treasury is authorized to take 
pursuant to Executive Order 13219 of June 26, 2001 (3 CFR, 2001 Comp., 
p. 778), and any further Executive orders relating to the national 
emergency declared therein, may be taken by the Director of the Office 
of Foreign Assets Control or by any other person to whom the Secretary 
of the Treasury has delegated authority so to act.



                    Subpart I_Paperwork Reduction Act



Sec. 588.901  Paperwork Reduction Act notice.

    For approval by the Office of Management and Budget (``OMB'') under 
the Paperwork Reduction Act of 1995 (44 U.S.C. 3507) of information 
collections relating to recordkeeping and reporting requirements, 
licensing procedures (including those pursuant to statements of 
licensing policy), and other procedures, see Sec. 501.901 of this 
chapter. An agency may not conduct or sponsor, and a person is not 
required to respond to, a collection of information unless it displays a 
valid control number assigned by OMB.



PART 592_ROUGH DIAMONDS CONTROL REGULATIONS--Table of Contents




      Subpart A_Relation of This Part to Other Laws and Regulations

Sec.
592.101 Relation of this part to other laws and regulations.

                         Subpart B_Prohibitions

592.201 Prohibited importation and exportation of any rough diamond; 
          permitted importation and exportation of any rough diamond.
592.202 Evasions; attempts; conspiracies.

                      Subpart C_General Definitions

592.301 Controlled through the Kimberley Process Certification Scheme.
592.302 Effective date.
592.303 Entity.
592.304 Exporting authority.
592.305 Importation into the United States.
592.306 Importing authority.
592.307 Kimberley Process Certificate.
592.308 Participant.
592.309 Person.
592.310 Rough diamond.
592.311 United States.
592.312 United States person; U.S. person.

                        Subpart D_Interpretations

592.401 Reference to amended sections.
592.402 Effect of amendment.
592.403 Transshipment or transit through the United States.
592.404 Importation into or release from a bonded warehouse or foreign 
          trade zone.

                      Subpart E_Records and Reports

592.501 Records and reports.
592.502 Annual reports by rough diamond importers and exporters.

                           Subpart F_Penalties

592.601 Penalties.
592.602 Prepenalty notice.
592.603 Response to prepenalty notice; informal settlement.
592.604 Penalty imposition or withdrawal.
592.605 Administrative collection; referral to United States Department 
          of Justice.

                          Subpart G_Procedures

592.701 Procedures.
592.702 Delegation by the Secretary of the Treasury.

                    Subpart H_Paperwork Reduction Act

592.801 Paperwork Reduction Act notice.

    Authority: 3 U.S.C. 301; 31 U.S.C. 321(b); Pub. L. 108-19, 117 Stat. 
631 (19 U.S.C. 3901-3913); E.O. 13312, 68 FR 45151 3 CFR, 2003 Comp., p. 
246.

    Source: 69 FR 56938, Sept. 23, 2004, unless otherwise noted.

[[Page 419]]



      Subpart A_Relation of This Part to Other Laws and Regulations



Sec. 592.101  Relation of this part to other laws and regulations.

    This part is separate from, and independent of, the other parts of 
this chapter, with the exception of part 501 of this chapter, the 
recordkeeping and reporting requirements and procedures of which apply 
to this part. Actions taken pursuant to part 501 of this chapter with 
respect to the prohibitions contained in this part are considered 
actions taken pursuant to this part. Differing foreign policy and 
national security circumstances may result in differing interpretations 
of similar language among the parts of this chapter. No license or 
authorization contained in or issued pursuant to those other parts 
authorizes any transaction prohibited by this part. No license or 
authorization contained in or issued pursuant to any other provision of 
law or regulation authorizes any transaction prohibited by this part.



                         Subpart B_Prohibitions



Sec. 592.201  Prohibited importation and exportation of any rough diamond; permitted importation or exportation of any rough diamond.

    (a) Except to the extent provided in paragraph (b) of this section, 
and notwithstanding the existence of any rights or obligations conferred 
or imposed by any contract entered into or any license or permit granted 
prior to the effective date, the importation into, or exportation from, 
the United States on or after July 30, 2003, of any rough diamond, from 
whatever source, is prohibited, unless the rough diamond has been 
controlled through the Kimberley Process Certification Scheme.
    (b) The prohibitions in paragraph (a) of this section regarding the 
importation into, or exportation from, the United States of any rough 
diamond not controlled through the Kimberley Process Certification 
Scheme do not apply to an importation from, or exportation to, any 
country with respect to which the Secretary of State has granted a 
waiver pursuant to section 4(b) of the Clean Diamond Trade Act (Pub. L. 
108-19) and section 2(a)(i) of Executive Order 13312.

    Note to Sec. 592.201. An importation of any rough diamond from, or 
an exportation of any rough diamond to, a non-Participant is not 
controlled through the Kimberley Process Certification Scheme and thus 
is not permitted, except in the following circumstance. The Secretary of 
State may, pursuant to section 4(b) of the Clean Diamond Trade Act, 
waive the prohibitions contained in section 4(a) of that Act with 
respect to a particular country for periods of not more than one year 
each. The Secretary of State will publish a notice in the Federal 
Register identifying any country with respect to which a waiver applies 
and specifying the relevant time period during which the waiver will 
apply.



Sec. 592.202  Evasions; attempts; conspiracies.

    (a) Notwithstanding the existence of any rights or obligations 
conferred or imposed by any contract entered into or any license or 
permit granted prior to July 30, 2003, any transaction by a United 
States person anywhere, or any transaction that occurs in whole or in 
part within the United States, on or after the effective date that 
evades or avoids, or has the purpose of evading or avoiding, or attempts 
to violate, any of the prohibitions set forth in this part is 
prohibited.
    (b) Notwithstanding the existence of any rights or obligations 
conferred or imposed by any contract entered into or any license or 
permit granted prior to July 30, 2003, any conspiracy formed to violate 
any of the prohibitions of this part is prohibited.



                      Subpart C_General Definitions



Sec. 592.301  Controlled through the Kimberley Process Certification Scheme.

    (a) Except as otherwise provided in paragraph (b) of this section, 
the term controlled through the Kimberley Process Certification Scheme 
refers to the following requirements that apply, as appropriate, to the 
importation into the United States from a Participant, or to the 
exportation from the United States to a Participant, of any shipment 
including any rough diamond:
    (1) Kimberley Process Certificate. A shipment of rough diamonds 
imported into, or exported from, the United

[[Page 420]]

States must be accompanied by an original Kimberley Process Certificate. 
The certificate must be presented in connection with an importation or 
exportation of rough diamonds if demanded by United States customs 
officials. Pursuant to 31 CFR Sec. Sec. 501.601 and 501.602, the person 
identified as the ultimate consignee (see Customs Directive 3550-079A) 
on the Customs Form 7501 Entry Summary or its electronic equivalent 
filed with U.S. Customs and Border Protection in connection with an 
importation of rough diamonds must retain the original Kimberley Process 
Certificate for a period of at least five years from the date of 
importation and must make such certificate available for examination 
upon demand.
    (2) Tamper-resistant container. A shipment of rough diamonds 
imported into, or exported, from the United States must be sealed in a 
tamper-resistant container;
    (3) Notification requirements for importations into the United 
States. The person identified as the ultimate consignee (see Customs 
Directive 3550-079A) on the Customs Form 7501 Entry Summary or its 
electronic equivalent filed with U.S. Customs and Border Protection in 
connection with an importation of rough diamonds must report that 
person's receipt of a shipment of rough diamonds to the relevant foreign 
exporting authority within 15 calendar days of the date that the 
shipment arrived at the U.S. port of entry. The report must refer to the 
relevant Kimberley Process Certificate by its unique identifying number; 
specify the number of parcels in the shipment; specify the total carat 
weight of the shipment; and identify the importer and exporter of the 
shipment. The report need not be in any particular form and may be 
submitted electronically or by mail or courier; and
    (4) Validation of Kimberley Process Certificate for exportations 
from the United States. With respect to the exportation of rough 
diamonds from the United States and regardless of the destination, the 
U.S. Census Bureau requires the filing of export information through the 
Automated Export System. Submission of export information through the 
Automated Export System must be done in advance and must be confirmed by 
the return of an Internal Transaction Number. The return to the filer of 
the Internal Transaction Number shall constitute the validation of the 
Kimberley Process Certificate for an exportation of rough diamonds from 
the United States to a Participant. The exporter is required to report 
the Internal Transaction Number on the Kimberley Process Certificate 
accompanying any exportation from the United States. The Internal 
Transaction Number is a unique confirmation number generated by the 
Automated Export System to the filer who provides in a timely manner the 
complete commodity shipment data when such data have been accepted by 
the system.
    (b) The Secretary of State, consistent with section 3(2)(B) of the 
Clean Diamond Trade Act (Pub. L. 108-19), may modify the requirements 
set forth in paragraph (a) of this section upon making a determination 
that a Participant has established an alternative system of control for 
rough diamonds that meets substantially the standards, practices, and 
procedures of the Kimberley Process Certification Scheme.

    Note 1 to Sec. 592.301. The Secretary of State will periodically 
publish in the Federal Register an up-to-date listing of all 
Participants and their importing and exporting authorities. Where 
appropriate, such listing also will describe any modification of the 
requirements set forth in paragraph (a) of this section.
    Note 2 to Sec. 592.301. Pursuant to 31 CFR Sec. Sec. 501.601 and 
501.602, the recordkeeping and reporting requirements imposed by Sec. 
592.501 apply to all U.S. persons engaged in the importation into, or 
exportation from, the United States of any shipment of rough diamonds.
    Note 3 to Sec. 592.301. Effective November 1, 2004, customs 
brokers, importers, and filers making entry of a shipment of rough 
diamonds must either submit through U.S. Customs' Automated Broker 
Interface (ABI) system the unique identifying number of the Kimberley 
Process Certificate accompanying the shipment or, for non-ABI entries, 
indicate the certificate number on the Customs Form 7501 Entry Summary 
at each entry line.
    Note 4 to Sec. 592.301. As of May 21, 2008, any diamond, regardless 
of value, that is described in subheadings 7102.10, 7102.21 or 7102.31, 
Harmonized Tariff Schedule of the

[[Page 421]]

United States and is imported into the United States shall not be 
released from the custody of U.S. Customs and Border Protection (CBP) 
except by a formal entry for consumption, as defined in Sec. 141.0a(f) 
of the CBP regulations. See 19 CFR 141.0a(f).

[69 FR 56938, Sept. 23, 2004, as amended at 73 FR 29433, May 21, 2008]



Sec. 592.302  Effective date.

    The term effective date refers to the effective date of the 
applicable prohibitions and directives contained in this part as 
follows:
    (a) With respect to all provisions of this part except for Sec. 
592.301(a)(3), 12:01 a.m., eastern daylight time, July 30, 2003; and
    (b) With respect to Sec. 592.301(a)(3), September 23, 2004.



Sec. 592.303  Entity.

    The term entity means a partnership, association, trust, joint 
venture, corporation, or other organization.



Sec. 592.304  Exporting authority.

    (a) The term exporting authority means one or more entities 
designated by a Participant from whose territory a shipment of rough 
diamonds is being exported as having the authority to validate the 
Kimberley Process Certificate.
    (b) The exporting authority for the United States is the U.S. Bureau 
of the Census.

    Note to Sec. 592.304. The Secretary of State will periodically 
publish in the Federal Register an up-to-date listing of the exporting 
authorities of all Participants.



Sec. 592.305  Importation into the United States.

    The term importation into the United States means the bringing of 
goods into the United States.



Sec. 592.306  Importing authority.

    (a) The term importing authority means one or more entities 
designated by a Participant into whose territory a shipment of rough 
diamonds is being imported as having the authority to enforce the laws 
and regulations of the Participant regulating imports, including the 
verification of the Kimberley Process Certificate accompanying the 
shipment.
    (b) The importing authorities for the United States are the U.S. 
Bureau of Customs and Border Protection or, in the case of a territory 
or possession of the United States with its own customs administration, 
analogous officials.

    Note to Sec. 592.306. The Secretary of State will periodically 
publish in the Federal Register an up-to-date listing of the importing 
authorities of all Participants.



Sec. 592.307  Kimberley Process Certificate.

    The term Kimberley Process Certificate means a tamper- and forgery-
resistant document that bears the following information in any language, 
provided that an English translation is incorporated:
    (a) The title ``Kimberley Process Certificate'' and the statement: 
``The rough diamonds in this shipment have been handled in accordance 
with the provisions of the Kimberley Process Certification Scheme for 
rough diamonds'';
    (b) Country of origin for shipment of parcels of unmixed (i.e., from 
the same) origin;

    Note to paragraph (b). A shipment including a parcel of mixed-origin 
rough diamonds is to be entered into the United States with the 
Kimberley Process Certificate accompanying the shipment, and the 
certificate need not indicate the countries of origin of the diamonds. 
With respect to such a shipment, the country-of-origin field on the 
certificate must be filled in with asterisks. The shipment must, 
however, still comply with all other country-of-origin reporting 
requirements imposed by statute or regulation.

    (c) Unique numbering with the Alpha 2 country code, according to ISO 
3166-1;
    (d) Date of issuance;
    (e) Date of expiry;
    (f) Name of issuing authority;
    (g) Identification of exporter and importer;
    (h) Carat weight/mass;
    (i) Value in U.S. dollars;
    (j) Number of parcels in the shipment;
    (k) Relevant Harmonized Commodity Description and Coding System; and
    (l) Validation by the exporting authority.

    Note to paragraph (l). See Sec. 592.301(a)(4) for procedures 
governing the validation of

[[Page 422]]

the Kimberley Process Certificate when exporting from the United States.



Sec. 592.308  Participant.

    The term Participant means a state, customs territory, or regional 
economic integration organization identified by the Secretary of State 
as one for which rough diamonds are controlled through the Kimberley 
Process Certification Scheme.

    Note to Sec. 592.308. The Secretary of State will periodically 
publish in the Federal Register an up-to-date listing of all 
Participants.



Sec. 592.309  Person.

    The term person means an individual or entity.



Sec. 592.310  Rough diamond.

    The term rough diamond means any diamond that is unworked or simply 
sawn, cleaved, or bruted and classifiable under subheading 7102.10, 
7102.21, or 7102.31 of the Harmonized Tariff Schedule of the United 
States.



Sec. 592.311  United States.

    The term United States, when used in the geographic sense, means the 
several States, the District of Columbia, and any commonwealth, 
territory, or possession of the United States.



Sec. 592.312  United States person; U.S. person.

    The term United States person or U.S. person means any United States 
citizen; any alien admitted for permanent residence into the United 
States; any entity organized under the laws of the United States or any 
jurisdiction within the United States (including its foreign branches); 
or any person in the United States.



                        Subpart D_Interpretations



Sec. 592.401  Reference to amended sections.

    Except as otherwise specified, reference to any provision in this 
part or chapter or to any other regulation refers to the same as 
currently amended.



Sec. 592.402  Effect of amendment.

    Unless otherwise specifically provided, any amendment, modification, 
or revocation of any provision in or appendix to this part or chapter or 
of any order, regulation, ruling, or instruction issued by or under the 
direction of the Director of the Office of Foreign Assets Control does 
not affect any act done or omitted, or any civil or criminal suit or 
proceeding commenced or pending prior to such amendment, modification, 
or revocation. All penalties, forfeitures, and liabilities under any 
such order, regulation, ruling, or instruction continue and may be 
enforced as if such amendment, modification, or revocation had not been 
made.



Sec. 592.403  Transshipment or transit through the United States.

    The prohibitions in Sec. 592.201 apply to the importation into, or 
exportation from, the United States, for transshipment or transit, of 
any rough diamond intended or destined for any country other than the 
United States, unless the shipment is sealed in a tamper-resistant 
container, accompanied by a Kimberley Process Certificate, and leaves 
the United States in the identical state in which it entered. The 
validation, recordkeeping, and reporting procedures applicable to 
importations and exportations do not apply in this case.



Sec. 592.404  Importation into or release from a bonded warehouse or foreign trade zone.

    The requirements of the Kimberley Process Certification Scheme apply 
to all imported shipments of a rough diamond, regardless of whether they 
are destined for entry into, or withdrawal from, a bonded warehouse or a 
foreign trade zone of the United States.



                      Subpart E_Records and Reports



Sec. 592.501  Records and reports.

    For provisions relating to required records and reports, see part 
501, subpart C, of this chapter. Recordkeeping and reporting 
requirements imposed by part 501 of this chapter with respect to the 
prohibitions contained in this part are considered requirements arising 
pursuant to this part.

[[Page 423]]



Sec. 592.502  Annual reports by rough diamond importers and exporters.

    (a) Requirement for reports. Reports shall be filed annually, by 
April 1 of each year, covering the preceding calendar year (January 1-
December 31), except the first annual report, covering the period 
January 1-December 31, 2007, shall be filed by September 1, 2008.
    (b) Who must report; reporting period. All persons who import rough 
diamonds into the United States or export rough diamonds from the United 
States during the reporting period (January 1-December 31).
    (c) What must be reported. The report need not be in any specified 
format but must include the following information:
    (1) The contact information of the U.S. importer or exporter, 
including name, address, telephone number, fax number, and e-mail 
address;
    (2) Identification of total import and/or export activity for each 
of the three Harmonized Tariff Schedule classifications of rough 
diamonds during the reporting year, including:
    (A) Total amount of carats of each classification of rough diamonds 
imported and/or exported; and
    (B) Total of all shipments of each classification of rough diamonds 
imported and/or exported.
    (3) Information on stockpiles of rough diamonds, if any, for each of 
the three Harmonized Tariff Schedule classifications, as of the end of 
the reporting year, reported in both total carats and approximate total 
value. For the purposes of this section, stockpiles are defined as the 
amount of rough diamonds held unsold at the end of the reporting period.
    (d) Where to send report. Reports must be filed with the Office of 
the Special Advisor for Conflict Diamonds, U.S. Department of State via 
e-mail at [email protected]. For further information, please 
call that office at 202/647-1713.
    (e) Failure to file report. Any importer or exporter who fails to 
file a required report shall be subject to the penalties set forth in 
Subpart F of this part.

[73 FR 29434, May 21, 2008]



                           Subpart F_Penalties



Sec. 592.601  Penalties.

    (a) Attention is directed to section 8 of the Clean Diamond Trade 
Act (the ``Act'') (Pub. L. 108-19), which provides that:
    (1) A civil penalty not to exceed $10,000 per violation may be 
imposed on any person who violates, or attempts to violate, any order or 
regulation issued under the Act;
    (2) Whoever willfully violates, or willfully attempts to violate, 
any order or regulation issued under this Act shall, upon conviction, be 
fined not more than $50,000, or, if a natural person, may be imprisoned 
for not more than 10 years, or both; and any officer, director, or agent 
of any corporation who willfully participates in such violation may be 
punished by a like fine, imprisonment, or both; and
    (3) Those customs laws of the United States, both civil and 
criminal, including those laws relating to seizure and forfeiture, that 
apply to articles imported in violation of such laws shall apply with 
respect to any rough diamond imported in violation of the Act.
    Note to paragraph (a). As reflected in paragraphs (a)(1) and (2) of 
this section, section 8(a) of the Clean Diamond Trade Act (Pub. L. 108-
19) establishes penalties with respect to any violation of any 
regulation issued under the Act. OFAC prepenalty, penalty, and 
administrative collection procedures relating to such violations are set 
forth below in Sec. Sec. 592.602 through 592.605. Section 8(c) of the 
Act also authorizes the U.S. Bureau of Customs and Border Protection and 
the U.S. Bureau of Immigration and Customs Enforcement, as appropriate, 
to enforce the penalty provisions set forth in paragraph (a) of this 
section and to enforce the laws and regulations governing exports of 
rough diamonds, including with respect to the validation of the 
Kimberley Process Certificate by the U.S. Bureau of the Census. The 
Office of Foreign Assets Control civil penalty procedures set forth 
below are separate from, and independent of, any penalty procedures that 
may be followed by the U.S. Bureau of Customs and Border Protection and 
the U.S. Bureau of Immigration and Customs Enforcement in their exercise 
of the authorities set forth in section 8(c) of the Clean Diamond Trade 
Act.

    (b) The criminal penalties provided in the Act are subject to 
increase pursuant to 18 U.S.C. 3571.

[[Page 424]]

    (c) Attention is also directed to 18 U.S.C. 1001, which provides 
that whoever, in any matter within the jurisdiction of the executive, 
legislative, or judicial branch of the Government of the United States, 
knowingly and willfully falsifies, conceals, or covers up by any trick, 
scheme, or device, a material fact, or makes any materially false, 
fictitious, or fraudulent statement or representation or makes or uses 
any false writing or document knowing the same to contain any materially 
false, fictitious, or fraudulent statement or entry shall be fined under 
title 18, United States Code, or imprisoned not more than five years, or 
both.
    (d) Violations of this part may also be subject to relevant 
provisions of other applicable laws.



Sec. 592.602  Prepenalty notice.

    (a) When required. If the Director of the Office of Foreign Assets 
Control has reason to believe that there has occurred a violation of any 
provision of this part or a violation of the provisions of any 
regulation or order issued by or pursuant to the direction or 
authorization of the Secretary of the Treasury pursuant to this part or 
otherwise under the Clean Diamond Trade Act, and the Director determines 
that further civil proceedings are warranted, the Director shall notify 
the alleged violator of the agency's intent to impose a monetary penalty 
by issuing a prepenalty notice. The prepenalty notice shall be in 
writing. The prepenalty notice may be issued whether or not another 
agency has taken any action with respect to the matter.
    (b) Contents of notice--(1) Facts of violation. The prepenalty 
notice shall describe the violation, specify the laws and regulations 
allegedly violated, and state the amount of the proposed monetary 
penalty.
    (2) Right to respond. The prepenalty notice also shall inform the 
respondent of the respondent's right to make a written presentation 
within the applicable 30-day period set forth in Sec. 592.603 as to why 
a monetary penalty should not be imposed or why, if imposed, the 
monetary penalty should be in a lesser amount than proposed.
    (c) Informal settlement prior to issuance of prepenalty notice. At 
any time prior to the issuance of a prepenalty notice, an alleged 
violator may request in writing that, for a period not to exceed sixty 
(60) days, the agency withhold issuance of the prepenalty notice for the 
exclusive purpose of effecting settlement of the agency's potential 
civil monetary penalty claims. In the event the Director grants the 
request, under terms and conditions within his discretion, the Office of 
Foreign Assets Control will agree to withhold issuance of the prepenalty 
notice for a period not to exceed 60 days and will enter into settlement 
negotiations of the potential civil monetary penalty claim.



Sec. 592.603  Response to prepenalty notice; informal settlement.

    (a) Deadline for response. The respondent may submit a response to 
the prepenalty notice within the applicable 30-day period set forth in 
this paragraph. The Director of the Office of Foreign Assets Control may 
grant, at his discretion, an extension of time in which to submit a 
response to the prepenalty notice. The failure to submit a response 
within the applicable time period set forth in this paragraph shall be 
deemed to be a waiver of the right to respond.
    (1) Computation of time for response. A response to the prepenalty 
notice must be postmarked or date-stamped by the U.S. Postal Service (or 
foreign postal service, if mailed abroad) or courier service provider 
(if transmitted to the Office of Foreign Assets Control by courier) on 
or before the 30th day after the postmark date on the envelope in which 
the prepenalty notice was mailed. If the respondent refused delivery or 
otherwise avoided receipt of the prepenalty notice, a response must be 
postmarked or date-stamped on or before the 30th day after the date on 
the stamped postal receipt maintained at the Office of Foreign Assets 
Control. If the prepenalty notice was personally delivered to the 
respondent by a non-U.S. Postal Service agent authorized by the 
Director, a response must be postmarked or date-stamped on or before the 
30th day after the date of delivery.
    (2) Extensions of time for response. If a due date falls on a 
federal holiday or weekend, that due date is extended to

[[Page 425]]

include the following business day. Any other extensions of time will be 
granted, at the Director's discretion, only upon the respondent's 
specific request to the Office of Foreign Assets Control.
    (b) Form and method of response. The response must be submitted in 
writing and may be handwritten or typed. The response need not be in any 
particular form. A copy of the written response may be sent by 
facsimile, but the original also must be sent to the Office of Foreign 
Assets Control Civil Penalties Division by mail or courier and must be 
postmarked or date-stamped, in accordance with paragraph (a) of this 
section.
    (c) Contents of response. A written response must contain 
information sufficient to indicate that it is in response to the 
prepenalty notice and must include the Office of Foreign Assets Control 
identification number listed on the prepenalty notice.
    (1) A written response must include the respondent's full name, 
address, telephone number, and facsimile number, if available, or those 
of the representative of the respondent.
    (2) A written response should either admit or deny each specific 
violation alleged in the prepenalty notice and also state if the 
respondent has no knowledge of a particular violation. If the written 
response fails to address any specific violation alleged in the 
prepenalty notice, that alleged violation shall be deemed to be 
admitted.
    (3) A written response should include any information in defense, 
evidence in support of an asserted defense, or other factors that the 
respondent requests the Office of Foreign Assets Control to consider. 
Any defense or explanation previously made to the Office of Foreign 
Assets Control or any other agency must be repeated in the written 
response. Any defense not raised in the written response will be 
considered waived. The written response also should set forth the 
reasons why the respondent believes the penalty should not be imposed or 
why, if imposed, it should be in a lesser amount than proposed.
    (d) Failure to respond. Where the Office of Foreign Assets Control 
receives no response to a prepenalty notice within the applicable time 
period set forth in paragraph (a) of this section, a penalty notice 
generally will be issued, taking into account the mitigating and/or 
aggravating factors present in the record. If there are no mitigating 
factors present in the record, or the record contains a preponderance of 
aggravating factors, the proposed prepenalty amount generally will be 
assessed as the final penalty.
    (e) Informal settlement. In addition to or as an alternative to a 
written response to a prepenalty notice, the respondent or respondent's 
representative may contact the Office of Foreign Assets Control as 
advised in the prepenalty notice to propose the settlement of 
allegations contained in the prepenalty notice and related matters. 
However, the requirements set forth in paragraph (f) of this section as 
to oral communication by the representative must first be fulfilled. In 
the event of settlement at the prepenalty stage, the claim proposed in 
the prepenalty notice will be withdrawn, the respondent will not be 
required to take a written position on allegations contained in the 
prepenalty notice, and the Office of Foreign Assets Control will make no 
final determination as to whether a violation occurred. The amount 
accepted in settlement of allegations in a prepenalty notice may vary 
from the civil penalty that might finally be imposed in the event of a 
formal determination of violation. In the event no settlement is 
reached, the time limit specified in paragraph (a) of this section for 
written response to the prepenalty notice will remain in effect unless 
additional time is granted by the Office of Foreign Assets Control.
    (f) Representation. A representative of the respondent may act on 
behalf of the respondent, but any oral communication with the Office of 
Foreign Assets Control prior to a written submission regarding the 
specific allegations contained in the prepenalty notice must be preceded 
by a written letter of representation, unless the prepenalty notice was 
served upon the respondent in care of the representative.



Sec. 592.604  Penalty imposition or withdrawal.

    (a) No violation. If, after considering any response to the 
prepenalty notice

[[Page 426]]

and any relevant facts, the Director of the Office of Foreign Assets 
Control determines that there was no violation by the respondent named 
in the prepenalty notice, the Director shall notify the respondent in 
writing of that determination and of the cancellation of the proposed 
monetary penalty.
    (b) Violation. (1) If, after considering any written response to the 
prepenalty notice, or default in the submission of a written response, 
and any relevant facts, the Director of the Office of Foreign Assets 
Control determines that there was a violation by the respondent named in 
the prepenalty notice, the Director is authorized to issue a written 
penalty notice to the respondent of the determination of the violation 
and the imposition of the monetary penalty.
    (2) The penalty notice shall inform the respondent that payment or 
arrangement for installment payment of the assessed penalty must be made 
within 30 days of the date of mailing of the penalty notice by the 
Office of Foreign Assets Control.
    (3) The penalty notice shall inform the respondent of the 
requirement to furnish the respondent's taxpayer identification number 
pursuant to 31 U.S.C. 7701 and that such number will be used for 
purposes of collecting and reporting on any delinquent penalty amount.
    (4) The issuance of the penalty notice finding a violation and 
imposing a monetary penalty shall constitute final agency action. The 
respondent has the right to seek judicial review of that final agency 
action in federal district court.



Sec. 592.605  Administrative collection; referral to United States Department of Justice.

    In the event that the respondent does not pay the penalty imposed 
pursuant to this part or make payment arrangements acceptable to the 
Director of the Office of Foreign Assets Control within 30 days of the 
date of mailing of the penalty notice, the matter may be referred for 
administrative collection measures by the Department of the Treasury or 
to the United States Department of Justice for appropriate action to 
recover the penalty in a civil suit in a federal district court.



                          Subpart G_Procedures



Sec. 592.701  Procedures.

    For procedures relating to rulemaking and requests for documents 
pursuant to the Freedom of Information and Privacy Acts (5 U.S.C. 552 
and 552a), see part 501, subpart E, of this chapter.



Sec. 592.702  Delegation by the Secretary of the Treasury.

    Any action that the Secretary of the Treasury is authorized to take 
pursuant to Executive Order 13312 (FR vol. 68, No. 147, July 31, 2003) 
and any further Executive orders relating to the Clean Diamond Trade Act 
(Pub. L. 108-19) may be taken by the Director of the Office of Foreign 
Assets Control or by any other person to whom the Secretary of the 
Treasury has delegated authority so to act.



                    Subpart H_Paperwork Reduction Act



Sec. 592.801  Paperwork Reduction Act notice.

    For approval by the Office of Management and Budget (OMB) under the 
Paperwork Reduction Act of 1995 (44 U.S.C. 3507) of the information 
collections relating to the recordkeeping and reporting requirements of 
Sec. Sec. 592.301(a)(1), subpart C, Sec. 592.501, subpart E, and 
592.603, subpart F, see Sec. 501.901 of this chapter. The information 
collection requirements in Sec. Sec. 592.301(a)(3) and (a)(4), subpart 
C, have been approved by the OMB and assigned control numbers 1505-0198 
and 0607-0152, respectively. An agency may not conduct or sponsor, and a 
person is not required to respond to, a collection of information unless 
it displays a valid control number assigned by OMB.



PART 593_FORMER LIBERIAN REGIME OF CHARLES TAYLOR SANCTIONS REGULATIONS--Table of Contents




      Subpart A_Relation of This Part to Other Laws and Regulations

Sec.
593.101 Relation of this part to other laws and regulations.

[[Page 427]]

                         Subpart B_Prohibitions

593.201 Prohibited transactions involving blocked property.
593.202 Effect of transfers violating the provisions of this part.
593.203 Holding of blocked physical funds in interest-bearing accounts; 
          investment and reinvestment.
593.204 Expenses of maintaining blocked physical property; liquidation 
          of blocked account.
593.205 Prohibition on the importation of any round log or timber 
          product originating in Liberia.
593.206 Evasions; attempts; conspiracies.

                      Subpart C_General Definitions

593.301 Blocked account; blocked property.
593.302 Effective date.
593.303 Entity.
593.304 Interest.
593.305 Licenses; general and specific.
593.306 Originating in Liberia.
593.307 Person.
593.308 Property; property interest.
593.309 Round log or timber product.
593.310 Transfer.
593.311 United States.
593.312 U.S. financial institution.
593.313 United States person; U.S. person.

                        Subpart D_Interpretations

593.401 Reference to amended sections.
593.402 Effect of amendment.
593.403 Termination and acquisition of an interest in blocked property.
593.404 Transactions ordinarily incident to a licensed transaction.
593.405 Provision of services.
593.406 Offshore transactions.
593.407 Payments from blocked accounts to satisfy obligations 
          prohibited.
593.408 Charitable Contributions.
593.409 Credit extended and cards issued by U.S. financial institutions.
593.410 Setoffs prohibited.
593.411 Importation into the United States.
593.412 Release of any round log or timber product originating in 
          Liberia from a bonded warehouse or foreign trade zone.
593.413 Transshipments or transit through the United States prohibited.

  Subpart E_Licenses, Authorizations and Statements of Licensing Policy

593.501 General and specific licensing procedures.
593.502 Effect of license or authorization.
593.503 Exclusion from licenses.
593.504 Payments and transfers to blocked accounts in U.S. financial 
          institutions.
593.505 Entries in certain accounts for normal service charges 
          authorized.
593.506 Investment and reinvestment of certain funds.
593.507 Provision of certain legal services authorized.
593.508 Authorization of emergency medical services.
593.509 Transactions related to mail authorized.
593.510 Transactions related to the importation of any round log and 
          timber product originating in Liberia authorized.

                            Subpart F_Reports

593.601 Records and reports.

                           Subpart G_Penalties

593.701 Penalties.
593.702 Prepenalty notice.
593.703 Response to prepenalty notice; informal settlement.
593.704 Penalty imposition or withdrawal.
593.705 Administrative collection; referral to United States Department 
          of Justice.

                          Subpart H_Procedures

593.801 Procedures.
593.802 Delegation by the Secretary of the Treasury.

                    Subpart I_Paperwork Reduction Act

593.901 Paperwork Reduction Act notice.

    Authority: 3 U.S.C. 301; 31 U.S.C. 321(b); 50 U.S.C. 1601-1651, 
1701-1706; 22 U.S.C. 287c; Pub. L. 101-410, 104 Stat. 890 (28 U.S.C. 
2461 note); Pub. L. 110-96, 121 Stat. 1011; E.O. 13348, 69 FR 44885, 3 
CFR, 2004 Comp., p. 189.

    Source: 72 FR 28856, May 23, 2007, unless otherwise noted.



      Subpart A_Relation of This Part to Other Laws and Regulations



Sec. 593.101  Relation of this part to other laws and regulations.

    This part is separate from, and independent of, the other parts of 
this chapter, with the exception of part 501 of this chapter, the 
recordkeeping and reporting requirements and license application and 
other procedures of which apply to this part. Actions taken pursuant to 
part 501 of this chapter with respect to the prohibitions contained in 
this part are considered actions taken pursuant to this part. Differing 
foreign policy and national security circumstances may result in 
differing interpretations of similar language among the parts of this 
chapter. No license or authorization contained in or

[[Page 428]]

issued pursuant to any other provision of law or regulation authorizes 
any transaction prohibited by this part. No license contained in or 
issued pursuant to this part relieves the involved parties from 
complying with any other applicable laws or regulations.



                         Subpart B_Prohibitions



Sec. 593.201  Prohibited transactions involving blocked property.

    (a) Except as authorized by regulations, orders, directives, 
rulings, instructions, licenses or otherwise, and notwithstanding any 
contracts entered into or any license or permit granted prior to the 
effective date, property and interests in property that are in the 
United States, that hereafter come within the United States, or that are 
or hereafter come within the possession or control of U.S. persons, 
including their overseas branches, of the following persons are blocked 
and may not be transferred, paid, exported, withdrawn, or otherwise 
dealt in:
    (1) Any person listed in the Annex to Executive Order 13348 of July 
22, 2004 (69 FR 44885, July 27, 2004); and
    (2) Any person determined by the Secretary of the Treasury, in 
consultation with the Secretary of State:
    (i) To be or have been an immediate family member of Charles Taylor;
    (ii) To have been a senior official of the former Liberian regime 
headed by Charles Taylor or otherwise to have been or be a close ally or 
associate of Charles Taylor or the former Liberian regime;
    (iii) To have materially assisted, sponsored, or provided financial, 
material, or technological support for, or goods or services in support 
of, the unlawful depletion of Liberian resources, the removal of 
Liberian resources from that country, and the secreting of Liberian 
funds and property by any person whose property and interests in 
property are blocked pursuant to this paragraph (a); or
    (iv) To be owned or controlled by, or acting or purporting to act 
for or on behalf of, directly or indirectly, any person whose property 
and interests in property are blocked pursuant to this paragraph (a).

    Note to paragraph (a) of Sec. 593.201: The names of persons whose 
property and interests in property are blocked pursuant to paragraph (a) 
of this section are published on the Office of Foreign Assets Control's 
Specially Designated Nationals and Blocked Persons List (the ``SDN 
List''), which is accessible via the Office of Foreign Assets Control's 
Web site, announced in the Federal Register, and incorporated on an 
ongoing basis with the identifier [LIBERIA] into Appendix A to 31 CFR 
chapter V. In addition, section 203 of the International Emergency 
Economic Powers Act (50 U.S.C. 1701-1706) (``IEEPA'') explicitly 
authorizes the blocking of property and interests in property of a 
person or entity during the pendency of an investigation. The names of 
such persons also are published on the SDN List, announced in the 
Federal Register, and incorporated on an ongoing basis with the 
identifier [BPI-LIBERIA] into Appendix A to 31 CFR chapter V. Sections 
501.806 and 501.807 of this chapter V describe the procedures to be 
followed by persons seeking, respectively, the unblocking of funds that 
they believe were blocked due to mistaken identity, or administrative 
reconsideration of their listing or designation pursuant to Sec. 
593.201(a).

    (b) The blocking of property and interests in property pursuant to 
Sec. 593.201(a) includes, but is not limited to, the prohibition of the 
making or receiving by a United States person of any contribution or 
provision of funds, goods, or services by, to, or for the benefit of a 
person whose property and interests in property are blocked pursuant to 
Sec. 593.201(a).
    (c) Unless otherwise authorized by this part or by a specific 
license expressly referring to this section, any dealing in any security 
(or evidence thereof) held within the possession or control of a U.S. 
person and either registered or inscribed in the name of, or known to be 
held for the benefit of, or issued by, any person whose property and 
interests in property are blocked pursuant to Sec. 593.201(a) is 
prohibited. This prohibition includes but is not limited to the transfer 
(including the transfer on the books of any issuer or agent thereof), 
disposition, transportation, importation, exportation, or withdrawal of, 
or the endorsement or guaranty of signatures on, any such security on or 
after the effective date. This prohibition applies irrespective of the 
fact that at any time (whether prior to, on, or subsequent to the 
effective date) the registered or inscribed

[[Page 429]]

owner of any such security may have or might appear to have assigned, 
transferred, or otherwise disposed of the security.



Sec. 593.202  Effect of transfers violating the provisions of this part.

    (a) Any transfer after the effective date that is in violation of 
any provision of this part or of any regulation, order, directive, 
ruling, instruction, or license issued pursuant to this part, and that 
involves any property or interest in property blocked pursuant to Sec. 
593.201(a), is null and void and shall not be the basis for the 
assertion or recognition of any interest in or right, remedy, power, or 
privilege with respect to such property or property interests.
    (b) No transfer before the effective date shall be the basis for the 
assertion or recognition of any right, remedy, power, or privilege with 
respect to, or any interest in, any property or interest in property 
blocked pursuant to Sec. 593.201(a), unless the person with whom such 
property is held or maintained, prior to that date, had written notice 
of the transfer or by any written evidence had recognized such transfer.
    (c) Unless otherwise provided, an appropriate license or other 
authorization issued by or pursuant to the direction or authorization of 
the Director of the Office of Foreign Assets Control before, during, or 
after a transfer shall validate such transfer or make it enforceable to 
the same extent that it would be valid or enforceable but for the 
provisions of IEEPA, Executive Order 13348, this part, and any 
regulation, order, directive, ruling, instruction, or license issued 
pursuant to this part.
    (d) Transfers of property that otherwise would be null and void or 
unenforceable by virtue of the provisions of this section shall not be 
deemed to be null and void or unenforceable as to any person with whom 
such property is or was held or maintained (and as to such person only) 
in cases in which such person is able to establish to the satisfaction 
of the Director of the Office of Foreign Assets Control each of the 
following:
    (1) Such transfer did not represent a willful violation of the 
provisions of this part by the person with whom such property is or was 
held or maintained;
    (2) The person with whom such property is or was held or maintained 
did not have reasonable cause to know or suspect, in view of all the 
facts and circumstances known or available to such person, that such 
transfer required a license or authorization issued pursuant to this 
part and was not so licensed or authorized, or, if a license or 
authorization did purport to cover the transfer, that such license or 
authorization had been obtained by misrepresentation of a third party or 
withholding of material facts or was otherwise fraudulently obtained; 
and
    (3) The person with whom such property is or was held or maintained 
filed with the Office of Foreign Assets Control a report setting forth 
in full the circumstances relating to such transfer promptly upon 
discovery that:
    (i) Such transfer was in violation of the provisions of this part or 
any regulation, ruling, instruction, license, or other direction or 
authorization issued pursuant to this part;
    (ii) Such transfer was not licensed or authorized by the Director of 
the Office of Foreign Assets Control; or
    (iii) If a license did purport to cover the transfer, such license 
had been obtained by misrepresentation of a third party or withholding 
of material facts or was otherwise fraudulently obtained.

    Note to paragraph (d) of Sec. 593.202: The filing of a report in 
accordance with the provisions of paragraph (d)(3) of this section shall 
not be deemed evidence that the terms of paragraphs (d)(1) and (d)(2) of 
this section have been satisfied.

    (e) Except to the extent otherwise provided by law, unless licensed 
pursuant to this part, any attachment, judgment, decree, lien, 
execution, garnishment, or other judicial process is null and void with 
respect to any property in which, on or since the effective date, there 
existed an interest of a person whose property and interests in property 
are blocked pursuant to Sec. 593.201(a).

[[Page 430]]



Sec. 593.203  Holding of blocked funds in interest-bearing accounts; investment and reinvestment.

    (a) Except as provided in paragraph (c) or (d) of this section, or 
as otherwise directed by the Office of Foreign Assets Control, any U.S. 
person holding funds, such as currency, bank deposits, or liquidated 
financial obligations, subject to Sec. 593.201(a) shall hold or place 
such funds in a blocked interest-bearing account located in the United 
States.
    (b)(1) For purposes of this section, the term blocked interest-
bearing account means a blocked account:
    (i) In a federally-insured U.S. bank, thrift institution, or credit 
union, provided the funds are earning interest at rates that are 
commercially reasonable; or
    (ii) With a broker or dealer registered with the Securities and 
Exchange Commission under the Securities Exchange Act of 1934 (15 U.S.C. 
78a et seq.), provided the funds are invested in a money market fund or 
in U.S. Treasury bills.
    (2) For purposes of this section, a rate is commercially reasonable 
if it is the rate currently offered to other depositors on deposits or 
instruments of comparable size and maturity.
    (3) Funds held or placed in a blocked account pursuant to this 
paragraph (b) may not be invested in instruments the maturity of which 
exceeds 180 days. If interest is credited to a separate blocked account 
or subaccount, the name of the account party on each account must be the 
same.
    (c) Blocked funds held in instruments the maturity of which exceeds 
180 days at the time the funds become subject to Sec. 593.201(a) may 
continue to be held until maturity in the original instrument, provided 
any interest, earnings, or other proceeds derived therefrom are paid 
into a blocked interest-bearing account in accordance with paragraph (b) 
or (d) of this section.
    (d) Blocked funds held in accounts or instruments outside the United 
States at the time the funds become subject to Sec. 593.201(a) may 
continue to be held in the same type of accounts or instruments, 
provided the funds earn interest at rates that are commercially 
reasonable.
    (e) This section does not create an affirmative obligation for the 
holder of blocked tangible property, such as chattels or real estate, or 
of other blocked property, such as debt or equity securities, to sell or 
liquidate such property at the time the property becomes subject to 
Sec. 593.201(a). However, the Office of Foreign Assets Control may 
issue licenses permitting or directing such sales in appropriate cases.
    (f) Funds subject to this section may not be held, invested, or 
reinvested in a manner that provides immediate financial or economic 
benefit or access to any person whose property and interests in property 
are blocked pursuant to Sec. 593.201(a), nor may their holder cooperate 
in or facilitate the pledging or other attempted use as collateral of 
blocked funds or other assets.



Sec. 593.204  Expenses of maintaining blocked physical property; liquidation of blocked account.

    (a) Except as otherwise authorized, and notwithstanding the 
existence of any rights or obligations conferred or imposed by any 
international agreement or contract entered into or any license or 
permit granted prior to the effective date, all expenses incident to the 
maintenance of physical property blocked pursuant to Sec. 593.201(a) 
shall be the responsibility of the owners or operators of such property, 
which expenses shall not be met from blocked funds.
    (b) Property blocked pursuant to Sec. 593.201(a) may, in the 
discretion of the Director of the Office of Foreign Assets Control, be 
sold or liquidated and the net proceeds placed in a blocked interest-
bearing account in the name of the owner of the property.



Sec. 593.205  Prohibition on the importation of any round log or timber product originating in Liberia.

    Except as otherwise authorized by regulations, orders, directives, 
rulings, instructions, licenses, or otherwise, and notwithstanding any 
contract entered into or any license or permit granted prior to the 
effective date of this section, the importation into the United States, 
directly or indirectly, of any round log or timber product originating 
in Liberia is prohibited.


[[Page 431]]


    Note to Sec. 593.205: See section 593.510, which authorizes 
transactions related to the importation of any round log or timber 
product originating in Liberia. This general license has been issued in 
accordance with United Nations Security Council Resolution 1689 of June 
20, 2006.



Sec. 593.206  Evasions; attempts; conspiracies.

    (a) Except as otherwise authorized, and notwithstanding any contract 
entered into or any license or permit granted prior to the effective 
date, any transaction by any U.S. person or within the United States on 
or after the effective date that evades or avoids, has the purpose of 
evading or avoiding, or attempts to violate any of the prohibitions set 
forth in this part is prohibited.
    (b) Except as otherwise authorized, and notwithstanding any contract 
entered into or any license or permit granted prior to the effective 
date, any conspiracy formed to violate the prohibitions set forth in 
this part is prohibited.



                      Subpart C_General Definitions



Sec. 593.301  Blocked account; blocked property.

    The terms blocked account and blocked property shall mean any 
account or property subject to the prohibitions in Sec. 593.201 held in 
the name of a person whose property and interests in property are 
blocked pursuant to Sec. 593.201(a), or in which such person has an 
interest, and with respect to which payments, transfers, exportations, 
withdrawals, or other dealings may not be made or effected except 
pursuant to an authorization or license from the Office of Foreign 
Assets Control expressly authorizing such action.



Sec. 593.302  Effective date.

    The term effective date refers to the effective date of the 
applicable prohibitions and directives contained in this part as 
follows:
    (a) With respect to a person whose property and interests in 
property are blocked pursuant to Sec. 593.201(a)(1), or with respect to 
the prohibitions set forth at Sec. 593.205, 12:01 a.m. eastern daylight 
time, July 23, 2004;
    (b) With respect to a person whose property and interests in 
property are blocked pursuant to Sec. 593.201(a)(2), the earlier of the 
date of actual or constructive notice of such person's designation.



Sec. 593.303  Entity.

    The term entity means a partnership, association, trust, joint 
venture, corporation, group, subgroup, or other organization.



Sec. 593.304  Interest.

    Except as otherwise provided in this part, the term interest, when 
used with respect to property (e.g., ``an interest in property''), means 
an interest of any nature whatsoever, direct or indirect.



Sec. 593.305  Licenses; general and specific.

    (a) Except as otherwise specified, the term license means any 
license or authorization contained in or issued pursuant to this part.
    (b) The term general license means any license or authorization the 
terms of which are set forth in subpart E of this part.
    (c) The term specific license means any license or authorization not 
set forth in subpart E of this part but issued pursuant to this part.

    Note to Sec. 593.305: See Sec. 501.801 of this chapter on 
licensing procedures.



Sec. 593.306  Originating in Liberia.

    The term originating in Liberia means:
    (a) Any product determined to be a good of Liberian origin pursuant 
to the rules of origin of U.S. Customs and Border Protection; or
    (b) Any product that has entered into Liberian commerce.



Sec. 593.307  Person.

    The term person means an individual or entity.



Sec. 593.308  Property; property interest.

    The terms property and property interest include, but are not 
limited to, money, checks, drafts, bullion, bank deposits, savings 
accounts, debts, indebtedness, obligations, notes, guarantees, 
debentures, stocks, bonds, coupons, any other financial instruments,

[[Page 432]]

bankers acceptances, mortgages, pledges, liens or other rights in the 
nature of security, warehouse receipts, bills of lading, trust receipts, 
bills of sale, any other evidences of title, ownership or indebtedness, 
letters of credit and any documents relating to any rights or 
obligations there under, powers of attorney, goods, wares, merchandise, 
chattels, stocks on hand, ships, goods on ships, real estate mortgages, 
deeds of trust, vendors' sales agreements, land contracts, leaseholds, 
ground rents, real estate and any other interest therein, options, 
negotiable instruments, trade acceptances, royalties, book accounts, 
accounts payable, judgments, patents, trademarks or copyrights, 
insurance policies, safe deposit boxes and their contents, annuities, 
pooling agreements, services of any nature whatsoever, contracts of any 
nature whatsoever, and any other property, real, personal, or mixed, 
tangible or intangible, or interest or interests therein, present, 
future or contingent.



Sec. 593.309  Round log or timber product.

    The term round log or timber product means any product classifiable 
in Chapter 44 of the Harmonized Tariff Schedule of the United States.



Sec. 593.310  Transfer.

    The term transfer means any actual or purported act or transaction, 
whether or not evidenced by writing, and whether or not done or 
performed within the United States, the purpose, intent, or effect of 
which is to create, surrender, release, convey, transfer, or alter, 
directly or indirectly, any right, remedy, power, privilege, or interest 
with respect to any property and, without limitation upon the foregoing, 
shall include the making, execution, or delivery of any assignment, 
power, conveyance, check, declaration, deed, deed of trust, power of 
attorney, power of appointment, bill of sale, mortgage, receipt, 
agreement, contract, certificate, gift, sale, affidavit, or statement; 
the making of any payment; the setting off of any obligation or credit; 
the appointment of any agent, trustee, or fiduciary; the creation or 
transfer of any lien; the issuance, docketing, filing, or levy of or 
under any judgment, decree, attachment, injunction, execution, or other 
judicial or administrative process or order, or the service of any 
garnishment; the acquisition of any interest of any nature whatsoever by 
reason of a judgment or decree of any foreign country; the fulfillment 
of any condition; the exercise of any power of appointment, power of 
attorney, or other power; or the acquisition, disposition, 
transportation, importation, exportation, or withdrawal of any security.



Sec. 593.311  United States.

    The term United States means the United States, its territories and 
possessions, and all areas under the jurisdiction or authority thereof.



Sec. 593.312  U.S. financial institution.

    The term U.S. financial institution means any U.S. entity (including 
its foreign branches) that is engaged in the business of accepting 
deposits, making, granting, transferring, holding, or brokering loans or 
credits, or purchasing or selling foreign exchange, securities, 
commodity futures or options, or procuring purchasers and sellers 
thereof, as principal or agent; including but not limited to, depository 
institutions, banks, savings banks, trust companies, securities brokers 
and dealers, commodity futures and options brokers and dealers, forward 
contract and foreign exchange merchants, securities and commodities 
exchanges, clearing corporations, investment companies, employee benefit 
plans, and U.S. holding companies, U.S. affiliates, or U.S. subsidiaries 
of any of the foregoing. This term includes those branches, offices and 
agencies of foreign financial institutions that are located in the 
United States, but not such institutions' foreign branches, offices, or 
agencies.



Sec. 593.313  United States person; U.S. person.

    The term United States person or U.S. person means any United States 
citizen, permanent resident alien, entity organized under the laws of 
the United States or any jurisdiction within the United States 
(including foreign branches), or any person in the United States.

[[Page 433]]



                        Subpart D_Interpretations



Sec. 593.401  Reference to amended sections.

    Except as otherwise specified, reference to any provision in or 
appendix to this part or chapter or to any regulation, ruling, order, 
instruction, direction, or license issued pursuant to this part refers 
to the same as currently amended.



Sec. 593.402  Effect of amendment.

    Unless otherwise specifically provided, any amendment, modification, 
or revocation of any provision in or appendix to this part or chapter or 
of any order, regulation, ruling, instruction, or license issued by or 
under the direction of the Director of the Office of Foreign Assets 
Control does not affect any act done or omitted, or any civil or 
criminal suit or proceeding commenced or pending prior to such 
amendment, modification, or revocation. All penalties, forfeitures, and 
liabilities under any such order, regulation, ruling, instruction, or 
license continue and may be enforced as if such amendment, modification, 
or revocation had not been made.



Sec. 593.403  Termination and acquisition of an interest in blocked property.

    (a) Whenever a transaction licensed or authorized by or pursuant to 
this part results in the transfer of blocked property (including any 
property interest) away from a person, such property shall no longer be 
deemed to be property blocked pursuant to Sec. 593.201(a), unless there 
exists in the property another interest that is blocked pursuant to 
Sec. 593.201(a) or any other part of this chapter, the transfer of 
which has not been effected pursuant to license or other authorization.
    (b) Unless otherwise specifically provided in a license or 
authorization issued pursuant to this part, if property (including any 
property interest) is transferred or attempted to be transferred to a 
person whose property and interests in property are blocked pursuant to 
Sec. 593.201(a), such property shall be deemed to be property in which 
that person has an interest and therefore blocked.



Sec. 593.404  Transactions ordinarily incident to a licensed transaction.

    Any transaction ordinarily incident to a licensed transaction and 
necessary to give effect thereto is also authorized, except:
    (a) An ordinarily incident transaction, not explicitly authorized 
within the terms of the license, by or with a person whose property and 
interests in property are blocked pursuant to Sec. 593.201(a); or
    (b) An ordinarily incident transaction, not explicitly authorized 
within the terms of the license, involving a debit to a blocked account 
or a transfer of blocked property.



Sec. 593.405  Provision of services.

    (a) The prohibitions on transactions involving blocked property 
contained in Sec. 593.201 apply to services performed in the United 
States or by U.S. persons, wherever located, including by an overseas 
branch of an entity located in the United States:
    (1) On behalf of or for the benefit of a person whose property and 
interests in property are blocked pursuant to Sec. 593.201(a); or
    (2) With respect to property interests subject to Sec. 593.201.
    (b) Example. U.S. persons may not, except as authorized by or 
pursuant to this part, provide legal, accounting, financial, brokering, 
freight forwarding, transportation, public relations, or other services 
to a person whose property and interests in property are blocked 
pursuant to Sec. 593.201(a).
    Note to Sec. 593.405. See Sec. Sec. 593.507 and 593.508, 
respectively, on licensing policy with regard to the provision of 
certain legal or medical services.



Sec. 593.406  Offshore transactions.

    The prohibitions in Sec. 593.201 on transactions involving blocked 
property apply to transactions by any U.S. person in a location outside 
the United States with respect to property held in the name of a person 
whose property and interests in property are blocked pursuant to Sec. 
593.201(a), or property in which a person whose property and interests 
in property are blocked pursuant to Sec. 593.201(a) has or has had an 
interest since the effective date.

[[Page 434]]



Sec. 593.407  Payments from blocked accounts to satisfy obligations prohibited.

    Pursuant to Sec. 593.201, no debits may be made to a blocked 
account to pay obligations to U.S. persons or other persons, except as 
authorized by or pursuant to this part.



Sec. 593.408  Charitable contributions.

    Unless otherwise specifically authorized by the Office of Foreign 
Assets Control by or pursuant to this part, no charitable contribution 
or donation of funds, goods, services, or technology, including those to 
relieve human suffering, such as food, clothing or medicine, may be made 
by, to, or for the benefit of a person whose property or interests in 
property are blocked pursuant to Sec. 593.201(a). For purposes of this 
part, a contribution or donation is made by, to, or for the benefit of a 
person whose property or interests in property are blocked pursuant to 
Sec. 593.201(a) if made by, to, or in the name of such a person; if made 
by, to, or in the name of an entity or individual acting for or on 
behalf of, or owned or controlled by, such a person; or if made in an 
attempt to violate, to evade, or to avoid the bar on the provision of 
contributions or donations by, to, or for such a person.



Sec. 593.409  Credit extended and cards issued by U.S. financial institutions.

    The prohibition in Sec. 593.201 on dealing in property subject to 
that section prohibits U.S. financial institutions from performing under 
any existing credit agreements, including, but not limited to, charge 
cards, debit cards, or other credit facilities issued by a U.S. 
financial institution to a person whose property and interests in 
property are blocked pursuant to Sec. 593.201(a).



Sec. 593.410  Setoffs prohibited.

    A setoff against blocked property (including a blocked account), 
whether by a U.S. bank or other U.S. person, is a prohibited transfer 
under Sec. 593.201 if effected after the effective date.



Sec. 593.411  Importation into the United States.

    With respect to the prohibitions set forth in Sec. 593.205, the 
term importation into the United States generally means the bringing of 
any such products into the United States. In the case of round logs or 
timber products originating in Liberia being transported by vessel, 
importation into the United States means the bringing of any such 
products into the United States with the intent to unlade. See also 
Sec. 593.413 and Sec. 593.510.



Sec. 593.412  Release of any round log or timber product originating in Liberia from a bonded warehouse or foreign trade zone.

    (a) The prohibitions in Sec. 593.205 apply to importation into a 
bonded warehouse or a foreign trade zone in the United States.
    (b) Section 593.205 does not prohibit the release from a bonded 
warehouse or foreign trade zone of any round log or timber product 
originating in Liberia imported into a bonded warehouse or foreign trade 
zone either prior to the effective date or in a transaction authorized 
pursuant to this part on or after the effective date.
    (c) Notwithstanding paragraph (b) of this section, any round log or 
timber product originating in Liberia in which persons whose property 
and interests in property are blocked pursuant to Sec. 593.201(a) have 
an interest may not be released unless authorized by the Office of 
Foreign Assets Control.
    Note to Sec. 593.412. See Sec. 593.510.



Sec. 593.413  Transshipment or transit through the United States prohibited.

    Except as otherwise specified:
    (a) The prohibitions in Sec. 593.205 apply to the importation into 
the United States, for transshipment or transit to third countries, of 
any round log or timber product originating in Liberia.
    (b) In the case of any round log or timber product originating in 
Liberia, the prohibitions in Sec. 593.205 apply to the unlading in the 
United States and the intent to unlade in the United States of such 
products intended or destined for third countries.
    Note to Sec. 593.413. See Sec. 593.510.

[[Page 435]]



  Subpart E_Licenses, Authorizations and Statements of Licensing Policy



Sec. 593.501  General and specific licensing procedures.

    For provisions relating to licensing procedures, see part 501, 
subpart E of this chapter. Licensing actions taken pursuant to part 501 
of this chapter with respect to the prohibitions contained in this part 
are considered actions taken pursuant to this part.



Sec. 593.502  Effect of license or authorization.

    (a) No license or other authorization contained in this part, or 
otherwise issued by or under the direction of the Director of the Office 
of Foreign Assets Control, authorizes or validates any transaction 
effected prior to the issuance of such license or other authorization, 
unless specifically provided in such license or authorization.
    (b) No regulation, ruling, instruction, or license authorizes any 
transaction prohibited under this part unless the regulation, ruling, 
instruction, or license is issued by the Office of Foreign Assets 
Control and specifically refers to this part. No regulation, ruling, 
instruction, or license referring to this part shall be deemed to 
authorize any transaction prohibited by any provision of this chapter 
unless the regulation, ruling, instruction, or license specifically 
refers to such provision.
    (c) Any regulation, ruling, instruction, or license authorizing any 
transaction otherwise prohibited under this part has the effect of 
removing a prohibition contained in this part from the transaction, but 
only to the extent specifically stated by its terms. Unless the 
regulation, ruling, instruction, or license otherwise specifies, such an 
authorization does not create any right, duty, obligation, claim, or 
interest in, or with respect to, any property which would not otherwise 
exist under ordinary principles of law.



Sec. 593.503  Exclusion from licenses.

    The Director of the Office of Foreign Assets Control reserves the 
right to exclude any person, property, or transaction from the operation 
of any license or from the privileges conferred by any license. The 
Director of the Office of Foreign Assets Control also reserves the right 
to restrict the applicability of any license to particular persons, 
property, transactions, or classes thereof. Such actions are binding 
upon all persons receiving actual or constructive notice of the 
exclusions or restrictions.



Sec. 593.504  Payments and transfers to blocked accounts in U.S. financial institutions.

    Any payment of funds or transfer of credit in which a person whose 
property and interests in property are blocked pursuant to Sec. 
593.201(a) has any interest that comes within the possession or control 
of a U.S. financial institution must be blocked in an account on the 
books of that financial institution. A transfer of funds or credit by a 
U.S. financial institution between blocked accounts in its branches or 
offices is authorized, provided that no transfer is made from an account 
within the United States to an account held outside the United States, 
and further provided that a transfer from a blocked account may be made 
only to another blocked account held in the same name.

    Note to Sec. 593.504: Please refer to Sec. 501.603 of this chapter 
for mandatory reporting requirements regarding financial transfers. See 
also Sec. 593.203 concerning the obligation to hold blocked funds in 
interest-bearing accounts.



Sec. 593.505  Entries in certain accounts for normal service charges authorized.

    (a) A U.S. financial institution is authorized to debit any blocked 
account held at that financial institution in payment or reimbursement 
for normal service charges owed it by the owner of that blocked account.
    (b) As used in this section, the term normal service charges shall 
include charges in payment or reimbursement for interest due; cable, 
telegraph, internet, or telephone charges; postage costs; custody fees; 
small adjustment charges to correct bookkeeping errors; and, but not by 
way of limitation, minimum balance charges, notary and protest fees, and 
charges for reference books, photocopies, credit reports, transcripts of 
statements, registered

[[Page 436]]

mail, insurance, stationery and supplies, and other similar items.



Sec. 593.506  Investment and reinvestment of certain funds.

    Subject to the requirements of Sec. 593.203, U.S. financial 
institutions are authorized to invest and reinvest assets blocked 
pursuant to Sec. 593.201, subject to the following conditions:
    (a) The assets representing such investments and reinvestments are 
credited to a blocked account or subaccount which is held in the same 
name at the same U.S. financial institution, or within the possession or 
control of a U.S. person, but funds shall not be transferred outside the 
United States for this purpose;
    (b) The proceeds of such investments and reinvestments shall not be 
credited to a blocked account or subaccount under any name or 
designation that differs from the name or designation of the specific 
blocked account or subaccount in which such funds or securities were 
held; and
    (c) No immediate financial or economic benefit accrues (e.g., 
through pledging or other use) to a person whose property and interests 
in property are blocked pursuant to Sec. 593.201(a).



Sec. 593.507  Provision of certain legal services authorized.

    (a) The provision of the following legal services to or on behalf of 
persons whose property and interests in property are blocked pursuant to 
Sec. 593.201(a) is authorized, provided that all receipts of payment of 
professional fees and reimbursement of incurred expenses must be 
specifically licensed:
    (1) Provision of legal advice and counseling on the requirements of 
and compliance with the laws of any jurisdiction within the United 
States, provided that such advice and counseling are not provided to 
facilitate transactions in violation of this part;
    (2) Representation of persons when named as defendants in or 
otherwise made parties to domestic U.S. legal, arbitration, or 
administrative proceedings;
    (3) Initiation and conduct of domestic U.S. legal, arbitration, or 
administrative proceedings in defense of property interests subject to 
U.S. jurisdiction;
    (4) Representation of persons before any Federal or State agency 
with respect to the imposition, administration, or enforcement of U.S. 
sanctions against such persons; and
    (5) Provision of legal services in any other context in which 
prevailing U.S. law requires access to legal counsel at public expense.
    (b) The provision of any other legal services to persons whose 
property and interests in property are blocked pursuant to Sec. 
593.201(a), not otherwise authorized in this part, requires the issuance 
of a specific license.
    (c) Entry into a settlement agreement affecting property and 
interests in property or the enforcement of any lien, judgment, arbitral 
award, decree, or other order through execution, garnishment, or other 
judicial process purporting to transfer or otherwise alter or affect 
property and interests in property blocked pursuant to Sec. 593.201(a) 
is prohibited unless specifically licensed in accordance with Sec. 
593.202(e).



Sec. 593.508  Authorization of emergency medical services.

    The provision of nonscheduled emergency medical services in the 
United States to persons whose property and interests in property are 
blocked pursuant to Sec. 593.201(a) is authorized, provided that all 
receipt of payment for such services must be specifically licensed.



Sec. 593.509  Transactions related to mail authorized.

    All transactions by U.S. persons, including payment and transfers to 
common carriers, incident to the receipt or transmission of mail between 
a U.S. person and a person whose property and interests in property are 
blocked pursuant to Sec. 593.201(a) are authorized, provided the mail 
is limited to personal communications not involving a transfer of 
anything of value and not exceeding 12 ounces in weight.

[[Page 437]]



Sec. 593.510  Transactions related to the importation of any round log or timber product originating in Liberia authorized.

    Except as otherwise prohibited by Sec. 593.201, all transactions 
that are prohibited by Sec. 593.205 with respect to the importation 
into the United States of any round log or timber product originating in 
Liberia are authorized.



                            Subpart F_Reports



Sec. 593.601  Records and reports.

    For provisions relating to required records and reports, see part 
501, subpart C, of this chapter. Recordkeeping and reporting 
requirements imposed by part 501 of this chapter with respect to the 
prohibitions contained in this part are considered requirements arising 
pursuant to this part.



                           Subpart G_Penalties



Sec. 593.701  Penalties.

    (a) Attention is directed to section 206 of the International 
Emergency Economic Powers Act (IEEPA) (50 U.S.C. 1705), which is 
applicable to violations of the provisions of any license, ruling, 
regulation, order, direction, or instruction issued by or pursuant to 
the direction or authorization of the Secretary of the Treasury pursuant 
to this part or otherwise under IEEPA.
    (1) A civil penalty not to exceed the amount set forth in Section 
206 of the Act may be imposed on any person who violates, attempts to 
violate, conspires to violate, or causes a violation of any license, 
order, regulation, or prohibition issued under the Act.

    Note to paragraph (a)(1) of Sec. 593.701: As of June 10, 2008, the 
Act provides for a maximum civil penalty not to exceed the greater of 
$250,000 or an amount that is twice the amount of the transaction that 
is the basis of the violation with respect to which the penalty is 
imposed.

    (2) A person who willfully commits, willfully attempts to commit, or 
willfully conspires to commit, or aids or abets in the commission of a 
violation of any license, order, regulation, or prohibition shall, upon 
conviction, be fined not more than $1,000,000, or if a natural person, 
may be imprisoned for not more than 20 years, or both.
    (b) Adjustments to penalty amounts. (1) The civil penalties provided 
in the Act are subject to adjustment pursuant to the Federal Civil 
Penalties Inflation Adjustment Act of 1990 (Pub. L. 101-410, as amended, 
28 U.S.C. 2461 note).
    (2) The criminal penalties provided in the Act are subject to 
adjustment pursuant to 18 U.S.C. 3571.
    (c) Violations involving transactions described at section 
203(b)(1), (3-4) of IEEPA (50 U.S.C. 1702(b)(1), (3-4)) shall be subject 
only to the penalties set forth in paragraph (b) of this section.
    (d)(1) The civil penalties provided in IEEPA are subject to 
adjustment pursuant to the Federal Civil Penalties Inflation Adjustment 
Act of 1990 (Pub. L. 101-410, as amended, 28 U.S.C. 2461 note).
    (2) The criminal penalties provided in IEEPA and UNPA are subject to 
increase pursuant to 18 U.S.C. 3571.
    (e) Attention is also directed to 18 U.S.C. 1001, which provides 
that whoever, in any matter within the jurisdiction of the executive, 
legislative, or judicial branch of the United States, knowingly and 
willfully falsifies, conceals or covers up by any trick, scheme, or 
device a material fact, or makes any materially false, fictitious or 
fraudulent statement or representation or makes or uses any false 
writing or document knowing the same to contain any materially false, 
fictitious or fraudulent statement or entry, shall be fined under title 
18, United States Code, or imprisoned not more than five years, or both.
    (f) Violations of this part may also be subject to relevant 
provisions of other applicable laws.

[72 FR 28856, May 23, 2007, as amended at 73 FR 32655, June 10, 2008]



Sec. 593.702  Prepenalty notice.

    (a) When required. If the Director of the Office of Foreign Assets 
Control has reason to believe that there has occurred a violation of any 
provision of this part or a violation of the provisions of any license, 
ruling, regulation, order, direction, or instruction issued by or 
pursuant to the direction or authorization of the Secretary of the

[[Page 438]]

Treasury pursuant to this part or otherwise under IEEPA, and the 
Director determines that further proceedings are warranted, the Director 
shall notify the alleged violator of the agency's intent to impose a 
monetary penalty by issuing a prepenalty notice. The prepenalty notice 
shall be in writing. The prepenalty notice may be issued whether or not 
another agency has taken any action with respect to the matter.
    (b) Contents of notice--(1) Facts of violation. The prepenalty 
notice shall describe the violation, specify the laws and regulations 
allegedly violated, and state the amount of the proposed monetary 
penalty.
    (2) Right to respond. The prepenalty notice also shall inform the 
respondent of the respondent's right to make a written presentation 
within the applicable 30-day period set forth in Sec. 593.703 as to why 
a monetary penalty should not be imposed or why, if imposed, the 
monetary penalty should be in a lesser amount than proposed.
    (c) Informal settlement prior to issuance of prepenalty notice. At 
any time prior to the issuance of a prepenalty notice, an alleged 
violator may request in writing that, for a period not to exceed 60 
days, the agency withhold issuance of the prepenalty notice for the 
exclusive purpose of effecting settlement of the agency's potential 
civil monetary penalty claims. In the event the Director grants the 
request, under terms and conditions within the Director's discretion, 
the Office of Foreign Assets Control will agree to withhold issuance of 
the prepenalty notice for a period not to exceed 60 days and will enter 
into settlement negotiations of the potential civil monetary penalty 
claim.



Sec. 593.703  Response to prepenalty notice; informal settlement.

    (a) Deadline for response. The respondent may submit a response to 
the prepenalty notice within the applicable 30-day period set forth in 
this paragraph. The Director may grant, at the Director's discretion, an 
extension of time in which to submit a response to the prepenalty 
notice. The failure to submit a response within the applicable time 
period set forth in this paragraph shall be deemed to be a waiver of the 
right to respond.
    (1) Computation of time for response. A response to the prepenalty 
notice must be postmarked or date-stamped by the U.S. Postal Service (or 
foreign postal service, if mailed abroad) or courier service provider 
(if transmitted to the Office of Foreign Assets Control by courier) on 
or before the 30th day after the postmark date on the envelope in which 
the prepenalty notice was mailed. If the prepenalty notice was 
personally delivered to the respondent by a non-U.S. Postal Service 
agent authorized by the Director, a response must be postmarked or date-
stamped on or before the 30th day after the date of delivery.
    (2) Extensions of time for response. If a due date falls on a 
Federal holiday or weekend, that due date is extended to include the 
following business day. Any other extensions of time will be granted, at 
the Director's discretion, only upon the respondent's specific request 
to the Office of Foreign Assets Control.
    (b) Form and method of response. The response need not be in any 
particular form, but it must be typewritten and signed by the respondent 
or a representative thereof. A copy of the written response may be sent 
by facsimile, but the original also must be sent to the Office of 
Foreign Assets Control Civil Penalties Division by mail or courier and 
must be postmarked or date-stamped, in accordance with paragraph (a) of 
this section.
    (c) Contents of response. A written response must contain 
information sufficient to indicate that it is in response to the 
prepenalty notice and must identify the Office of Foreign Assets Control 
identification number listed on the prepenalty notice.
    (1) A written response must include the respondent's full name, 
address, telephone number, and facsimile number, if available, or those 
of the representative of the respondent.
    (2) A written response should either admit or deny each specific 
violation alleged in the prepenalty notice and also state if the 
respondent has no knowledge of a particular violation. If the written 
response fails to address any specific violation alleged in the

[[Page 439]]

prepenalty notice, that alleged violation shall be deemed to be 
admitted.
    (3) A written response should include any information in defense, 
evidence in support of an asserted defense, or other factors that the 
respondent requests the Office of Foreign Assets Control to consider. 
Any defense or explanation previously made to the Office of Foreign 
Assets Control or any other agency must be repeated in the written 
response. Any defense not raised in the written response will be 
considered waived. The written response also should set forth the 
reasons why the respondent believes the penalty should not be imposed or 
why, if imposed, it should be in a lesser amount than proposed.
    (d) Failure to respond. If the Office of Foreign Assets Control 
receives no response to a prepenalty notice within the applicable time 
period set forth in paragraph (a) of this section, a penalty notice 
generally will be issued, taking into account the mitigating and/or 
aggravating factors present in the record. If there are no mitigating 
factors present in the record, or the record contains a preponderance of 
aggravating factors, the proposed prepenalty amount generally will be 
assessed as the final penalty.
    (e) Informal settlement. In addition to or as an alternative to a 
written response to a prepenalty notice, the respondent or respondent's 
representative may contact the Office of Foreign Assets Control's Civil 
Penalties Division as advised in the prepenalty notice to propose the 
settlement of allegations contained in the prepenalty notice and related 
matters. However, the requirements set forth in paragraph (g) of this 
section as to oral communication by the representative must first be 
fulfilled. In the event of settlement at the prepenalty stage, the claim 
proposed in the prepenalty notice will be withdrawn, the respondent will 
not be required to take a written position on allegations contained in 
the prepenalty notice, and the Office of Foreign Assets Control will 
make no final determination as to whether a violation occurred. The 
amount accepted in settlement of allegations in a prepenalty notice may 
vary from the civil penalty that might finally be imposed in the event 
of a formal determination of violation. In the event no settlement is 
reached, the time limit specified in paragraph (a) of this section for 
written response to the prepenalty notice will remain in effect unless 
additional time is granted by the Office of Foreign Assets Control.
    (f) Guidelines. Guidelines for the imposition or settlement of civil 
penalties by the Office of Foreign Assets Control are available on 
OFAC's Web site (http://www.treas.gov/ofac).
    (g) Representation. A representative of the respondent may act on 
behalf of the respondent, but any oral communication with the Office of 
Foreign Assets Control prior to a written submission regarding the 
specific allegations contained in the prepenalty notice must be preceded 
by a written letter of representation, unless the prepenalty notice was 
served upon the respondent in care of the representative.



Sec. 593.704  Penalty imposition or withdrawal.

    (a) No violation. If, after considering any response to the 
prepenalty notice and any relevant facts, the Director of the Office of 
Foreign Assets Control determines that there was no violation by the 
respondent named in the prepenalty notice, the Director shall notify the 
respondent in writing of that determination and of the cancellation of 
the proposed monetary penalty.
    (b) Violation. (1) If, after considering any written response to the 
prepenalty notice, or default in the submission of a written response, 
and any relevant facts, the Director of the Office of Foreign Assets 
Control determines that there was a violation by the respondent named in 
the prepenalty notice, the Director is authorized to issue a written 
penalty notice to the respondent of the determination of the violation 
and the imposition of the monetary penalty.
    (2) The penalty notice shall inform the respondent that payment or 
arrangement for installment payment of the assessed penalty must be made 
within 30 days of the date of mailing of the penalty notice by the 
Office of Foreign Assets Control.
    (3) The penalty notice shall inform the respondent of the 
requirement to

[[Page 440]]

furnish the respondent's taxpayer identification number pursuant to 31 
U.S.C. 7701 and that such number will be used for purposes of collecting 
and reporting on any delinquent penalty amount.
    (4) The issuance of the penalty notice finding a violation and 
imposing a monetary penalty shall constitute final agency action. The 
respondent has the right to seek judicial review of that final agency 
action in Federal district court.



Sec. 593.705  Administrative collection; referral to United States Department of Justice.

    In the event that the respondent does not pay the penalty imposed 
pursuant to this part or make payment arrangements acceptable to the 
Director of the Office of Foreign Assets Control within 30 days of the 
date of mailing of the penalty notice, the matter may be referred for 
administrative collection measures by the Department of the Treasury or 
to the United States Department of Justice for appropriate action to 
recover the penalty in a civil suit in a Federal district court.



                          Subpart H_Procedures



Sec. 593.801  Procedures.

    For license application procedures and procedures relating to 
amendments, modifications, or revocations of licenses; administrative 
decisions; rulemaking; and requests for documents pursuant to the 
Freedom of Information and Privacy Acts (5 U.S.C. 552 and 552a), see 
part 501, subpart E, of this chapter.



Sec. 593.802  Delegation by the Secretary of the Treasury.

    Any action that the Secretary of the Treasury is authorized to take 
pursuant to Executive Order 13348 of July 22, 2004 (69 FR 44885, July 
27, 2004), and any further Executive orders relating to the national 
emergency declared therein, may be taken by the Director of the Office 
of Foreign Assets Control or by any other person to whom the Secretary 
of the Treasury has delegated authority so to act.



                    Subpart I_Paperwork Reduction Act



Sec. 593.901  Paperwork Reduction Act notice.

    For approval by the Office of Management and Budget (``OMB'') under 
the Paperwork Reduction Act of 1995 (44 U.S.C. 3507) of information 
collections relating to record keeping and reporting requirements, 
licensing procedures (including those pursuant to statements of 
licensing policy), and other procedures, see Sec. 501.901 of this 
chapter. An agency may not conduct or sponsor, and a person is not 
required to respond to, a collection of information unless it displays a 
valid control number assigned by OMB.



PART 594_GLOBAL TERRORISM SANCTIONS REGULATIONS--Table of Contents




      Subpart A_Relation of This Part to Other Laws and Regulations

Sec.
594.101 Relation of this part to other laws and regulations.

                         Subpart B_Prohibitions

594.201 Prohibited transactions involving blocked property.
594.202 Effect of transfers violating the provisions of this part.
594.203 Holding of funds in interest-bearing accounts; investment and 
          reinvestment.
594.204 Prohibited transaction or dealing in property; contributions of 
          funds, goods, or services.
594.205 Evasions; attempts; conspiracies.
594.206 Expenses of maintaining blocked property; liquidation of blocked 
          property.

                      Subpart C_General Definitions

594.301 Blocked account; blocked property.
594.302 Effective date.
594.303 Entity.
594.304 Foreign person.
594.305 Information or informational materials.
594.306 Interest.
594.307 Licenses; general and specific.
594.308 Person.
594.309 Property; property interest.
594.310 Specially designated global terrorist; SDGT.
594.311 Terrorism.
594.312 Transfer.
594.313 United States.
594.314 U.S. financial institution.

[[Page 441]]

594.315 United States person; U.S. person.
594.316 Otherwise associated with.

                        Subpart D_Interpretations

594.401 Reference to amended sections.
594.402 Effect of amendment.
594.403 Setoffs prohibited.
594.404 Termination and acquisition of an interest in blocked property.
594.405 Transactions incidental to a licensed transaction.
594.406 Provision of services.
594.407 Offshore transactions.
594.408 Payments from blocked accounts to satisfy obligations 
          prohibited.
594.409 Charitable contributions.
594.410 Credit extended and cards issued by U.S. financial institutions.
594.411 Palestinian Authority.

  Subpart E_Licenses, Authorizations and Statements of Licensing Policy

594.501 General and specific licensing procedures.
594.502 Effect of license or authorization.
594.503 Exclusion from licenses and other authorizations.
594.504 Payments and transfers to blocked accounts in U.S. financial 
          institutions.
594.505 Entries in certain accounts for normal service charges 
          authorized.
594.506 Provision of certain legal services authorized.
594.507 Authorization of emergency medical services.
594.508 Transactions related to telecommunications authorized.
594.509 Transactions related to mail authorized.
594.510 Official activities of certain international organizations; U.S. 
          person employees of certain governments.
594.511 Travel, employment, residence and maintenance transactions with 
          the Palestinian Authority.
594.512 Payment of taxes and incidental fees to the Palestinian 
          Authority.
594.513 Transactions with entities under the control of the Palestinian 
          President and certain other entities.
594.514 Concluding activities with the Palestinian Authority.
594.515 In-kind donations of medicine, medical devices, and medical 
          services.
594.516 Transactions with the Palestinian Authority authorized.

                            Subpart F_Reports

594.601 Records and reports.

                           Subpart G_Penalties

594.701 Penalties.
594.702 Prepenalty notice.
594.703 Response to prepenalty notice; informal settlement.
594.704 Penalty imposition or withdrawal.
594.705 Administrative collection; referral to United States Department 
          of Justice.

                          Subpart H_Procedures

594.801 Procedures.
594.802 Delegation by the Secretary of the Treasury.

                    Subpart I_Paperwork Reduction Act

594.901 Paperwork Reduction Act notice.

    Authority: 3 U.S.C. 301; 22 U.S.C. 287c; 31 U.S.C. 321(b); 50 U.S.C. 
1601-1651, 1701-1706; Pub. L. 101-410, 104 Stat. 890 (28 U.S.C. 2461 
note); Pub. L. 110-96, 121 Stat. 1011; E.O. 13224, 66 FR 49079, 3 CFR, 
2001 Comp., p. 786; E.O. 13268, 67 FR 44751, 3 CFR, 2002 Comp., p. 240; 
E.O. 13284, 68 FR 4075, 3 CFR, 2003 Comp., p. 161.

    Source: 68 FR 34197, June 6, 2003, unless otherwise noted.



      Subpart A_Relation of This Part to Other Laws and Regulations



Sec. 594.101  Relation of this part to other laws and regulations.

    This part is separate from, and independent of, the other parts of 
this chapter, with the exception of part 501 of this chapter, the 
recordkeeping and reporting requirements and license application and 
other procedures of which apply to this part. Actions taken pursuant to 
part 501 of this chapter with respect to the prohibitions contained in 
this part are considered actions taken pursuant to this part. Differing 
foreign policy and national security circumstances may result in 
differing interpretations of similar language among the parts of this 
chapter. No license or authorization contained in or issued pursuant to 
those other parts authorizes any transaction prohibited by this part. No 
license or authorization contained in or issued pursuant to any other 
provision of law or regulation authorizes any transaction prohibited by 
this part. No license or authorization contained in or issued pursuant 
to this part relieves the involved parties from complying with any other 
applicable laws or regulations.

[[Page 442]]



                         Subpart B_Prohibitions



Sec. 594.201  Prohibited transactions involving blocked property.

    (a) Except as authorized by statutes, regulations, orders, 
directives, rulings, instructions, licenses or otherwise, and 
notwithstanding any contracts entered into or any license or permit 
granted prior to the effective date, property and interests in property 
of the following persons that are in the United States, that hereafter 
come within the United States, or that hereafter come within the 
possession or control of U.S. persons, including their overseas 
branches, are blocked and may not be transferred, paid, exported, 
withdrawn or otherwise dealt in:
    (1) Foreign persons listed in the Annex to Executive Order 13224 of 
September 23, 2001, as may be amended;
    (2) Foreign persons determined by the Secretary of State, in 
consultation with the Secretary of the Treasury, the Secretary of 
Homeland Security and the Attorney General, to have committed, or to 
pose a significant risk of committing, acts of terrorism that threaten 
the security of U.S. nationals or the national security, foreign policy, 
or economy of the United States;
    (3) Persons determined by the Secretary of the Treasury, in 
consultation with the Secretary of State, the Secretary of Homeland 
Security and the Attorney General, to be owned or controlled by, or to 
act for or on behalf of, any person whose property or interests in 
property are blocked pursuant to paragraphs (a)(1), (a)(2), (a)(3), or 
(a)(4)(i) of this section; or
    (4) Except as provided in section 5 of Executive Order 13224, any 
person determined by the Secretary of the Treasury, in consultation with 
the Secretary of State, the Secretary of Homeland Security and the 
Attorney General:
    (i) To assist in, sponsor, or provide financial, material, or 
technological support for, or financial or other services to or in 
support of:
    (A) Acts of terrorism that threaten the security of U.S. nationals 
or the national security, foreign policy, or economy of the United 
States, or
    (B) Any person whose property or interests in property are blocked 
pursuant to paragraph (a) of this section; or
    (ii) To be otherwise associated with any person whose property or 
interests in property are blocked pursuant to paragraphs (a)(1), (a)(2), 
(a)(3), or (a)(4)(i) of this section.

    Note 1 to paragraph (a): Section 5 of Executive Order 13224, as 
amended, provides that, with respect to those persons designated 
pursuant to paragraph (a)(4) of this section, the Secretary of the 
Treasury, in the exercise of his discretion and in consultation with the 
Secretary of State, the Secretary of Homeland Security and the Attorney 
General, may take such other actions than the complete blocking of 
property or interests in property as the President is authorized to take 
under the International Emergency Economic Powers Act and the United 
Nations Participation Act if the Secretary of the Treasury, in 
consultation with the Secretary of State, the Secretary of Homeland 
Security and the Attorney General, deems such other actions to be 
consistent with the national interests of the United States, considering 
such factors as he deems appropriate.
    Note 2 to paragraph (a): The names of persons whose property or 
interests in property are blocked pursuant to Sec. 594.201(a) are 
published on OFAC's website, announced in the Federal Register and 
incorporated on an ongoing basis with the identifier [SDGT] in appendix 
A to 31 CFR chapter V.
    Note 3 to paragraph (a): Section 501.807 of this chapter V sets 
forth the procedures to be followed by persons seeking administrative 
reconsideration of their designation pursuant to Sec. 594.201(a) or who 
wish to assert that the circumstances resulting in designation no longer 
apply. Similarly, when a transaction results in the blocking of funds at 
a financial institution pursuant to this section and a party to the 
transaction believes the funds to have been blocked due to mistaken 
identity, that party may seek to have such funds unblocked pursuant to 
the administrative procedures set forth in Sec. 501.806 of this 
chapter.

    (b) Unless otherwise authorized by this part or by a specific 
license expressly referring to this section, any dealing in any security 
(or evidence thereof) held within the possession or control of a U.S. 
person and either registered or inscribed in the name of or known to be 
held for the benefit of any person whose property or interests in 
property are blocked pursuant to Sec. 594.201(a) is prohibited. This 
prohibition includes but is not limited to the

[[Page 443]]

transfer (including the transfer on the books of any issuer or agent 
thereof), disposition, transportation, importation, exportation, or 
withdrawal of any such security or the endorsement or guaranty of 
signatures on any such security. This prohibition applies irrespective 
of the fact that at any time (whether prior to, on, or subsequent to the 
effective date) the registered or inscribed owner of any such security 
may have or might appear to have assigned, transferred, or otherwise 
disposed of the security.

    Note 1 to Sec. 594.201: Section 106 of the USA PATRIOT Act of 2001 
(Pub. L. 107-56, Oct. 26, 2001) amended section 203 of the International 
Emergency Economic Powers Act (50 U.S.C. 1702) to authorize explicitly 
the blocking of property and interests in property of a person or entity 
during the pendency of an investigation. The name of any person or 
entity whose property or interests in property are blocked pursuant to 
this authority appears on the Office of Foreign Assets Control's (OFAC) 
blocked persons list with the descriptor ``[BPI-PA].'' The scope of the 
property or interests in property blocked during the pendency of an 
investigation may be more limited than the scope of the blocking set 
forth in Sec. 594.201(a). Inquiries regarding the scope of any such 
blocking should be directed to OFAC's Compliance Division at 202/622-
2490.
    Note 2 to Sec. 594.201. The prohibitions set forth in this part are 
separate from and in addition to other parts of 31 CFR chapter V, 
including but not limited to the Terrorism Sanctions Regulations (part 
595), the Terrorism List Government Sanctions Regulations (part 596), 
and the Foreign Terrorist Organizations Sanctions Regulations (part 
597). The prohibitions set forth in this part also are separate and 
apart from the criminal prohibition, set forth at 18 U.S.C. 2339B, 
against providing material support or resources to foreign terrorist 
organizations designated pursuant to section 219 of the Immigration and 
Nationality Act, as amended.

[68 FR 34197, June 6, 2003, as amended at 72 FR 4206, Jan. 30, 2007]



Sec. 594.202  Effect of transfers violating the provisions of this part.

    (a) Any transfer after the effective date that is in violation of 
any provision of this part or of any regulation, order, directive, 
ruling, instruction, or license issued pursuant to this part, and that 
involves any property or interest in property blocked pursuant to Sec. 
594.201(a), is null and void and shall not be the basis for the 
assertion or recognition of any interest in or right, remedy, power, or 
privilege with respect to such property or property interests.
    (b) No transfer before the effective date shall be the basis for the 
assertion or recognition of any right, remedy, power, or privilege with 
respect to, or any interest in, any property or interest in property 
blocked pursuant to Sec. 594.201(a), unless the person with whom such 
property is held or maintained, prior to that date, had written notice 
of the transfer or by any written evidence had recognized such transfer.
    (c) Unless otherwise provided, an appropriate license or other 
authorization issued by or pursuant to the direction or authorization of 
the Director of the Office of Foreign Assets Control before, during, or 
after a transfer shall validate such transfer or make it enforceable to 
the same extent that it would be valid or enforceable but for the 
provisions of the International Emergency Economic Powers Act, this 
part, and any regulation, order, directive, ruling, instruction, or 
license issued pursuant to this part.
    (d) Transfers of property that otherwise would be null and void or 
unenforceable by virtue of the provisions of this section shall not be 
deemed to be null and void or unenforceable as to any person with whom 
such property was held or maintained (and as to such person only) in 
cases in which such person is able to establish to the satisfaction of 
the Director of the Office of Foreign Assets Control each of the 
following:
    (1) Such transfer did not represent a willful violation of the 
provisions of this part by the person with whom such property was held 
or maintained;
    (2) The person with whom such property was held or maintained did 
not have reasonable cause to know or suspect, in view of all the facts 
and circumstances known or available to such person, that such transfer 
required a license or authorization issued pursuant to this part and was 
not so licensed or authorized, or, if a license or authorization did 
purport to cover the transfer, that such license or authorization had 
been obtained by misrepresentation of a third party or withholding of

[[Page 444]]

material facts or was otherwise fraudulently obtained; and
    (3) The person with whom such property was held or maintained filed 
with the Office of Foreign Assets Control a report setting forth in full 
the circumstances relating to such transfer promptly upon discovery 
that:
    (i) Such transfer was in violation of the provisions of this part or 
any regulation, ruling, instruction, license, or other direction or 
authorization issued pursuant to this part;
    (ii) Such transfer was not licensed or authorized by the Director of 
the Office of Foreign Assets Control; or
    (iii) If a license did purport to cover the transfer, such license 
had been obtained by misrepresentation of a third party or withholding 
of material facts or was otherwise fraudulently obtained.

    Note to paragraph (d). The filing of a report in accordance with the 
provisions of paragraph (d)(3) of this section shall not be deemed 
evidence that the terms of paragraphs (d)(1) and (d)(2) of this section 
have been satisfied.

    (e) Except to the extent otherwise provided by law or unless 
licensed pursuant to this part, any attachment, judgment, decree, lien, 
execution, garnishment, or other judicial process is null and void with 
respect to any property in which on or since the effective date there 
existed an interest of a person whose property or interests in property 
are blocked pursuant to Sec. 594.201(a).



Sec. 594.203  Holding of funds in interest-bearing accounts; investment and reinvestment.

    (a) Except as provided in paragraph (c) or (d) of this section, or 
as otherwise directed by the Office of Foreign Assets Control, any U.S. 
person holding funds, such as currency, bank deposits, or liquidated 
financial obligations, subject to Sec. 594.201(a) shall hold or place 
such funds in a blocked interest-bearing account located in the United 
States.
    (b)(1) For purposes of this section, the term blocked interest-
bearing account means a blocked account:
    (i) In a federally-insured U.S. bank, thrift institution, or credit 
union, provided the funds are earning interest at rates that are 
commercially reasonable; or
    (ii) With a broker or dealer registered with the Securities and 
Exchange Commission under the Securities Exchange Act of 1934, provided 
the funds are invested in a money market fund or in U.S. Treasury bills.
    (2) For purposes of this section, a rate is commercially reasonable 
if it is the rate currently offered to other depositors on deposits or 
instruments of comparable size and maturity.
    (3) Funds held or placed in a blocked account pursuant to this 
paragraph (b) may not be invested in instruments the maturity of which 
exceeds 180 days. If interest is credited to a separate blocked account 
or subaccount, the name of the account party on each account must be the 
same.
    (c) Blocked funds held in instruments the maturity of which exceeds 
180 days at the time the funds become subject to Sec. 594.201(a) may 
continue to be held until maturity in the original instrument, provided 
any interest, earnings, or other proceeds derived therefrom are paid 
into a blocked interest-bearing account in accordance with paragraph (b) 
or (d) of this section.
    (d) Blocked funds held in accounts or instruments outside the United 
States at the time the funds become subject to Sec. 594.201(a) may 
continue to be held in the same type of accounts or instruments, 
provided the funds earn interest at rates that are commercially 
reasonable.
    (e) This section does not create an affirmative obligation for the 
holder of blocked tangible property, such as chattels or real estate, or 
of other blocked property, such as debt or equity securities, to sell or 
liquidate such property at the time the property becomes subject to 
Sec. 594.201(a). However, the Office of Foreign Assets Control may 
issue licenses permitting or directing such sales or liquidation in 
appropriate cases.
    (f) Funds subject to this section may not be held, invested, or 
reinvested in a manner that provides immediate financial or economic 
benefit or access to any person whose property or interests in property 
are blocked pursuant to Sec. 594.201(a), nor may their holder cooperate 
in or facilitate the pledging or

[[Page 445]]

other attempted use as collateral of blocked funds or other assets.



Sec. 594.204  Prohibited transaction or dealing in property; contributions of funds, goods, or services.

    Except as otherwise authorized, no U.S. person may engage in any 
transaction or dealing in property or interests in property of persons 
whose property or interests in property are blocked pursuant to Sec. 
594.201(a), including but not limited to the making or receiving of any 
contribution of funds, goods, or services to or for the benefit of 
persons whose property or interests in property are blocked pursuant to 
Sec. 594.201(a).



Sec. 594.205  Evasions; attempts; conspiracies.

    (a) Except as otherwise authorized, and notwithstanding any contract 
entered into or any license or permit granted prior to the effective 
date, any transaction by any U.S. person or within the United States on 
or after the effective date that evades or avoids, has the purpose of 
evading or avoiding, or attempts to violate any of the prohibitions set 
forth in this part is prohibited.
    (b) Except as otherwise authorized, and notwithstanding any contract 
entered into or any license or permit granted prior to the effective 
date, any conspiracy formed for the purpose of engaging in a transaction 
prohibited by this part is prohibited.



Sec. 594.206  Expenses of maintaining blocked property; liquidation of blocked property.

    (a) Except as otherwise authorized, and notwithstanding the 
existence of any rights or obligations conferred or imposed by any 
international agreement or contract entered into or any license or 
permit granted before the effective date, all expenses incident to the 
maintenance of physical property blocked pursuant to Sec. 594.201(a) 
shall be the responsibility of the owners or operators of such property, 
which expenses shall not be met from blocked funds.
    (b) Property blocked pursuant to Sec. 594.201(a) may, in the 
discretion of the Director, Office of Foreign Assets Control, be sold or 
liquidated and the net proceeds placed in a blocked interest-bearing 
account in the name of the owner of the property.



                      Subpart C_General Definitions



Sec. 594.301  Blocked account; blocked property.

    The terms blocked account and blocked property shall mean any 
account or property subject to the prohibition in Sec. 594.201 held in 
the name of a person whose property or interests in property are blocked 
pursuant to Sec. 594.201(a), or in which such person has an interest, 
and with respect to which payments, transfers, exportations, 
withdrawals, or other dealings may not be made or effected except 
pursuant to an authorization or license from the Office of Foreign 
Assets Control expressly authorizing such action.



Sec. 594.302  Effective date.

    The term effective date refers to the effective date of the 
applicable prohibitions and directives contained in this part as 
follows:
    (a) With respect to a person whose property or interests in property 
are blocked pursuant to Sec. 594.201(a)(1), 12:01 a.m. eastern daylight 
time, September 24, 2001;
    (b) With respect to a person whose property or interests in property 
are blocked pursuant to Sec. 594.201(a)(2), (a)(3), or (a)(4), the 
earlier of the date on which is received actual or constructive notice 
of such person's designation by the Secretary of State or the Secretary 
of the Treasury.



Sec. 594.303  Entity.

    The term entity means a partnership, association, corporation, or 
other organization, group, or subgroup.



Sec. 594.304  Foreign person.

    The term foreign person means any citizen or national of a foreign 
state (including any such individual who is also a citizen or national 
of the United States), or any entity not organized solely under the laws 
of the United States or existing solely in the United States, but does 
not include a foreign state.

[[Page 446]]



Sec. 594.305  Information or informational materials.

    (a) For purposes of this part, the term information or informational 
materials includes, but is not limited to, publications, films, posters, 
phonograph records, photographs, microfilms, microfiche, tapes, compact 
disks, CD ROMs, artworks, and news wire feeds.

    Note to paragraph (a). To be considered information or informational 
materials, artworks must be classified under chapter heading 9701, 9702, 
or 9703 of the Harmonized Tariff Schedule of the United States.

    (b) The term information or informational materials, with respect to 
United States exports, does not include items:
    (1) That were, as of April 30, 1994, or that thereafter became, 
controlled for export pursuant to section 5 of the Export Administration 
Act of 1979, 50 U.S.C. App. 2401-2420 (1979) (the ``EAA''), or section 6 
of the EAA to the extent that such controls promote the nonproliferation 
or antiterrorism policies of the United States; or
    (2) With respect to which acts are prohibited by 18 U.S.C. chapter 
37.



Sec. 594.306  Interest.

    Except as otherwise provided in this part, the term interest when 
used with respect to property (e.g., ``an interest in property'') means 
an interest of any nature whatsoever, direct or indirect.



Sec. 594.307  Licenses; general and specific.

    (a) Except as otherwise specified, the term license means any 
license or authorization contained in or issued pursuant to this part.
    (b) The term general license means any license or authorization the 
terms of which are set forth in subpart E of this part.
    (c) The term specific license means any license or authorization not 
set forth in subpart E of this part but issued pursuant to this part.

    Note to Sec. 594.307. See Sec. 501.801 of this chapter on 
licensing procedures.



Sec. 594.308  Person.

    The term person means an individual or entity.



Sec. 594.309  Property; property interest.

    The terms property and property interest include, but are not 
limited to, money, checks, drafts, bullion, bank deposits, savings 
accounts, debts, indebtedness, obligations, notes, guarantees, 
debentures, stocks, bonds, coupons, any other financial instruments, 
bankers acceptances, mortgages, pledges, liens or other rights in the 
nature of security, warehouse receipts, bills of lading, trust receipts, 
bills of sale, any other evidences of title, ownership or indebtedness, 
letters of credit and any documents relating to any rights or 
obligations thereunder, powers of attorney, goods, wares, merchandise, 
chattels, stocks on hand, ships, goods on ships, real estate mortgages, 
deeds of trust, vendors' sales agreements, land contracts, leaseholds, 
ground rents, real estate and any other interest therein, options, 
negotiable instruments, trade acceptances, royalties, book accounts, 
accounts payable, judgments, patents, trademarks or copyrights, 
insurance policies, safe deposit boxes and their contents, annuities, 
pooling agreements, services of any nature whatsoever, contracts of any 
nature whatsoever, and any other property, real, personal, or mixed, 
tangible or intangible, or interest or interests therein, present, 
future or contingent.



Sec. 594.310  Specially designated global terrorist; SDGT.

    The term specially designated global terrorist or SDGT means any 
foreign person or person listed in the Annex or designated pursuant to 
Executive Order 13224 of September 23, 2001.



Sec. 594.311  Terrorism.

    The term terrorism means an activity that:
    (a) Involves a violent act or an act dangerous to human life, 
property, or infrastructure; and
    (b) Appears to be intended:
    (1) To intimidate or coerce a civilian population;
    (2) To influence the policy of a government by intimidation or 
coercion; or
    (3) To affect the conduct of a government by mass destruction, 
assassination, kidnapping, or hostage-taking.

[[Page 447]]



Sec. 594.312  Transfer.

    The term transfer means any actual or purported act or transaction, 
whether or not evidenced by writing, and whether or not done or 
performed within the United States, the purpose, intent, or effect of 
which is to create, surrender, release, convey, transfer, or alter, 
directly or indirectly, any right, remedy, power, privilege, or interest 
with respect to any property and, without limitation upon the foregoing, 
shall include the making, execution, or delivery of any assignment, 
power, conveyance, check, declaration, deed, deed of trust, power of 
attorney, power of appointment, bill of sale, mortgage, receipt, 
agreement, contract, certificate, gift, sale, affidavit, or statement; 
the making of any payment; the setting off of any obligation or credit; 
the appointment of any agent, trustee, or fiduciary; the creation or 
transfer of any lien; the issuance, docketing, filing, or levy of or 
under any judgment, decree, attachment, injunction, execution, or other 
judicial or administrative process or order, or the service of any 
garnishment; the acquisition of any interest of any nature whatsoever by 
reason of a judgment or decree of any foreign country; the fulfillment 
of any condition; the exercise of any power of appointment, power of 
attorney, or other power; or the acquisition, disposition, 
transportation, importation, exportation, or withdrawal of any security.



Sec. 594.313  United States.

    The term United States means the United States, its territories and 
possessions, and all areas under the jurisdiction or authority thereof.



Sec. 594.314  U.S. financial institution.

    The term U.S. financial institution means any U.S. person (including 
its foreign branches) that is engaged in the business of accepting 
deposits, making, granting, transferring, holding, or brokering loans or 
credits, or purchasing or selling foreign exchange, securities, 
commodity futures or options, or procuring purchasers and sellers 
thereof, as principal or agent; including but not limited to, depository 
institutions, banks, savings banks, trust companies, securities brokers 
and dealers, commodity futures and options brokers and dealers, forward 
contract and foreign exchange merchants, securities and commodities 
exchanges, clearing corporations, investment companies, employee benefit 
plans, and U.S. holding companies, U.S. affiliates, or U.S. subsidiaries 
of any of the foregoing. This term includes those branches, offices and 
agencies of foreign financial institutions that are located in the 
United States, but not such institutions' foreign branches, offices, or 
agencies.



Sec. 594.315  United States person; U.S. person.

    The term United States person or U.S. person means any United States 
citizen, permanent resident alien, entity organized under the laws of 
the United States (including foreign branches), or any person in the 
United States.



Sec. 594.316  Otherwise associated with.

    The term ``to be otherwise associated with,'' as used in Sec. 
594.201(a)(4)(ii), means:
    (a) To own or control; or
    (b) To attempt, or to conspire with one or more persons, to act for 
or on behalf of or to provide financial, material, or technological 
support, or financial or other services, to.

[72 FR 4207, Jan. 30, 2007]



                        Subpart D_Interpretations



Sec. 594.401  Reference to amended sections.

    Except as otherwise specified, reference to any provision in or 
appendix to this part or chapter or to any regulation, ruling, order, 
instruction, direction, or license issued pursuant to this part refers 
to the same as currently amended.



Sec. 594.402  Effect of amendment.

    Unless otherwise specifically provided, any amendment, modification, 
or revocation of any provision in or appendix to this part or chapter or 
of any order, regulation, ruling, instruction, or license issued by or 
under the direction of the Director of the Office of Foreign Assets 
Control does not affect any act done or omitted, or any civil or 
criminal suit or proceeding commenced

[[Page 448]]

or pending prior to such amendment, modification, or revocation. All 
penalties, forfeitures, and liabilities under any such order, 
regulation, ruling, instruction, or license continue and may be enforced 
as if such amendment, modification, or revocation had not been made.



Sec. 594.403  Setoffs prohibited.

    A setoff against blocked property (including a blocked account), 
whether by a U.S. bank or other U.S. person, is a prohibited transfer 
under Sec. Sec. 594.201 and 594.204 if effected after the effective 
date.



Sec. 594.404  Termination and acquisition of an interest in blocked property.

    (a) Whenever a transaction licensed or authorized by or pursuant to 
this part results in the transfer of property (including any property 
interest) away from a person, such property shall no longer be deemed to 
be property blocked pursuant to Sec. 594.201(a), unless there exists in 
the property another interest that is blocked pursuant to Sec. 
594.201(a) or any other part of this chapter, the transfer of which has 
not been effected pursuant to license or other authorization.
    (b) Unless otherwise specifically provided in a license or 
authorization issued pursuant to this part, if property (including any 
property interest) is transferred or attempted to be transferred to a 
person whose property or interests in property are blocked pursuant to 
Sec. 594.201(a), such property shall be deemed to be property in which 
that person has an interest and therefore blocked.



Sec. 594.405  Transactions incidental to a licensed transaction.

    Any transaction ordinarily incident to a licensed transaction and 
necessary to give effect thereto is also authorized, except:
    (a) An incidental transaction, not explicitly authorized within the 
terms of the license, by or with a person whose property or interests in 
property are blocked pursuant to Sec. 594.201(a); or
    (b) An incidental transaction, not explicitly authorized within the 
terms of the license, involving a debit to a blocked account or a 
transfer of blocked property.



Sec. 594.406  Provision of services.

    (a) Except as provided in Sec. 594.207, the prohibitions on 
transactions or dealings involving blocked property contained in 
Sec. Sec. 594.201 and 594.204 apply to services performed in the United 
States or by U.S. persons, wherever located, including by an overseas 
branch of an entity located in the United States:
    (1) On behalf of or for the benefit of a person whose property or 
interests in property are blocked pursuant to Sec. 594.201(a); or
    (2) With respect to property interests subject to Sec. Sec. 594.201 
and 594.204.
    (b) Example: U.S. persons may not, except as authorized by or 
pursuant to this part, provide legal, accounting, financial, brokering, 
freight forwarding, transportation, public relations, educational, or 
other services to a person whose property or interests in property are 
blocked pursuant to Sec. 594.201(a).

    Note to Sec. 594.406. See Sec. Sec. 594.506 and 594.507, 
respectively, on licensing policy with regard to the provision of 
certain legal or medical services.



Sec. 594.407  Offshore transactions.

    The prohibitions in Sec. Sec. 594.201 and 594.204 on transactions 
or dealings involving blocked property apply to transactions or dealings 
by any U.S. person in a location outside the United States with respect 
to property that the U.S. person knows, or has reason to know, is held 
in the name of a person whose property or interests in property are 
blocked pursuant to Sec. 594.201(a) or in which the U.S. person knows, 
or has reason to know, a person whose property or interests in property 
are blocked pursuant to Sec. 594.201(a) has or has had an interest 
since the effective date.



Sec. 594.408  Payments from blocked accounts to satisfy obligations prohibited.

    Pursuant to Sec. Sec. 594.201 and 594.204, no debits may be made to 
a blocked account to pay obligations to U.S. persons or other persons, 
except as authorized pursuant to this part.

[[Page 449]]



Sec. 594.409  Charitable contributions.

    Unless otherwise specifically authorized by the Office of Foreign 
Assets Control by or pursuant to this part, no charitable contribution 
or donation of funds, goods, services, or technology, including those to 
relieve human suffering, such as food, clothing, or medicine, may be 
made to or for the benefit of a person whose property or interests in 
property are blocked pursuant to Sec. 594.201(a). For purposes of this 
part, a contribution or donation is made to or for the benefit of a 
person whose property or interests in property are blocked pursuant to 
Sec. 594.201(a) if made to or in the name of such a person; if made to 
or in the name of an entity or individual acting for or on behalf of, or 
owned or controlled by, such a person; or if made in an attempt to 
violate, to evade or to avoid the bar on the provision of contributions 
or donations to such a person.



Sec. 594.410  Credit extended and cards issued by U.S. financial institutions.

    The prohibitions in Sec. Sec. 594.201 and 594.204 on engaging in 
transactions or dealings in property subject to those sections prohibits 
U.S. financial institutions from performing under any existing credit 
agreements, including, but not limited to, charge cards, debit cards, or 
other credit facilities issued by a U.S. financial institution to a 
person whose property or interests in property are blocked pursuant to 
Sec. 594.201(a).



Sec. 594.411  Palestinian Authority.

    Following the January 2006 Palestinian elections, Hamas, a 
designated terrorist entity whose property and interests in property are 
blocked pursuant to Sec. 594.201, has been determined to have a 
property interest in the transactions of the Palestinian Authority. 
Accordingly, pursuant to Sec. Sec. 594.201 and 594.204, U.S. persons 
are prohibited from engaging in transactions with the Palestinian 
Authority unless authorized. Certain transactions with the Palestinian 
Authority may be authorized by license, see subpart E of this part.

[71 FR 27200, May 10, 2006]



  Subpart E_Licenses, Authorizations and Statements of Licensing Policy



Sec. 594.501  General and specific licensing procedures.

    For provisions relating to licensing procedures, see part 501, 
subpart E, of this chapter. Licensing actions taken pursuant to part 501 
of this chapter with respect to the prohibitions contained in this part 
are considered actions taken pursuant to this part.

[68 FR 53660, Sept. 11, 2003]



Sec. 594.502  Effect of license or authorization.

    (a) No license or other authorization contained in this part, or 
otherwise issued by or under the direction of the Director of the Office 
of Foreign Assets Control, authorizes or validates any transaction 
effected prior to the issuance of the license, unless specifically 
provided in such license or authorization.
    (b) No regulation, ruling, instruction, or license authorizes any 
transaction prohibited under this part unless the regulation, ruling, 
instruction or license is issued by the Office of Foreign Assets Control 
and specifically refers to this part. No regulation, ruling, 
instruction, or license referring to this part shall be deemed to 
authorize any transaction prohibited by any provision of this chapter 
unless the regulation, ruling, instruction, or license specifically 
refers to such provision.
    (c) Any regulation, ruling, instruction, or license authorizing any 
transaction otherwise prohibited under this part has the effect of 
removing a prohibition contained in this part from the transaction, but 
only to the extent specifically stated by its terms. Unless the 
regulation, ruling, instruction, or license otherwise specifies, such an 
authorization does not create any right, duty, obligation, claim, or 
interest in, or with respect to, any property which would not otherwise 
exist under ordinary principles of law.

[[Page 450]]



Sec. 594.503  Exclusion from licenses and other authorizations.

    The Director of the Office of Foreign Assets Control reserves the 
right to exclude any person, property, or transaction from the operation 
of any license or from the privileges conferred by any license. The 
Director of the Office of Foreign Assets Control also reserves the right 
to restrict the applicability of any license to particular persons, 
property, transactions, or classes thereof. Such actions are binding 
upon all persons receiving actual or constructive notice of the 
exclusions or restrictions.



Sec. 594.504  Payments and transfers to blocked accounts in U.S. financial institutions.

    Any payment of funds or transfer of credit in which a person whose 
property or interests in property are blocked pursuant to Sec. 
594.201(a) has any interest, that comes within the possession or control 
of a U.S. financial institution, must be blocked in an account on the 
books of that financial institution. A transfer of funds or credit by a 
U.S. financial institution between blocked accounts in its branches or 
offices is authorized, provided that no transfer is made from an account 
within the United States to an account held outside the United States, 
and further provided that a transfer from a blocked account may only be 
made to another blocked account held in the same name.

    Note to Sec. 594.504. Please refer to Sec. 501.603 of this chapter 
for mandatory reporting requirements regarding financial transfers. See 
also Sec. 594.203 concerning the obligation to hold blocked funds in 
interest-bearing accounts.



Sec. 594.505  Entries in certain accounts for normal service charges authorized.

    (a) A U.S. financial institution is authorized to debit any blocked 
account held at that financial institution in payment or reimbursement 
for normal service charges owed it by the owner of that blocked account.
    (b) As used in this section, the term normal service charge shall 
include charges in payment or reimbursement for interest due; cable, 
telegraph, internet, or telephone charges; postage costs; custody fees; 
small adjustment charges to correct bookkeeping errors; and, but not by 
way of limitation, minimum balance charges, notary and protest fees, and 
charges for reference books, photocopies, credit reports, transcripts of 
statements, registered mail, insurance, stationery and supplies, and 
other similar items.



Sec. 594.506  Provision of certain legal services authorized.

    (a) The provision of the following legal services to or on behalf of 
persons whose property or interests in property are blocked pursuant to 
Sec. 594.201(a) is authorized, provided that all receipts of payment of 
professional fees and reimbursement of incurred expenses must be 
specifically licensed:
    (1) Provision of legal advice and counseling on the requirements of 
and compliance with the laws of any jurisdiction within the United 
States, provided that such advice and counseling are not provided to 
facilitate transactions in violation of this part;
    (2) Representation of persons when named as defendants in or 
otherwise made parties to domestic U.S. legal, arbitration, or 
administrative proceedings;
    (3) Initiation and conduct of domestic U.S. legal, arbitration, or 
administrative proceedings in defense of property interests subject to 
U.S. jurisdiction;
    (4) Representation of persons before any federal or state agency 
with respect to the imposition, administration, or enforcement of U.S. 
sanctions against such persons; and
    (5) Provision of legal services in any other context in which 
prevailing U.S. law requires access to legal counsel at public expense.
    (b) The provision of any other legal services to persons whose 
property or interests in property are blocked pursuant to Sec. 
594.201(a), not otherwise authorized in this part, requires the issuance 
of a specific license.
    (c) Entry into a settlement agreement affecting property or 
interests in property or the enforcement of any lien, judgment, arbitral 
award, decree, or other order through execution, garnishment, or other 
judicial process purporting to transfer or otherwise alter

[[Page 451]]

or affect property or interests in property blocked pursuant to Sec. 
594.201(a) is prohibited except to the extent otherwise provided by law 
or unless specifically licensed in accordance with Sec. 594.202(e).



Sec. 594.507  Authorization of emergency medical services.

    The provision of nonscheduled emergency medical services in the 
United States to persons whose property or interests in property are 
blocked pursuant to Sec. 594.201(a) is authorized, provided that all 
receipt of payment for such services must be specifically licensed.



Sec. 594.508  Transactions related to telecommunications authorized.

    All transactions ordinarily incident to the receipt or transmission 
of telecommunications involving persons whose property or interests in 
property are blocked pursuant to Sec. 594.201(a) are authorized, 
provided that any payment owed to any such person is paid into a blocked 
account in a U.S. financial institution. This section does not authorize 
the provision, sale, or lease to persons whose property or interests in 
property are blocked pursuant to Sec. 594.201(a) of telecommunications 
equipment or technology; nor does it authorize the provision, sale, or 
leasing of capacity on telecommunications transmission facilities (such 
as satellite or terrestrial network connectivity).



Sec. 594.509  Transactions related to mail authorized.

    All transactions by U.S. persons, including payment and transfers to 
common carriers, incident to the receipt or transmission of mail between 
a U.S. person and a person whose property or interests in property are 
blocked pursuant to Sec. 594.201(a) are authorized, provided the mail 
is limited to personal communications not involving a transfer of 
anything of value and not exceeding 12 ounces in weight.



Sec. 594.510  Official activities of certain international organizations; U.S. person employees of certain governments.

    (a) Effective April 12, 2006, all transactions and activities with 
the Palestinian Authority otherwise prohibited under this part that are 
for the conduct of the official business of the United Nations are 
authorized, provided that no payment pursuant to this license may 
involve a debit to an account of the Palestinian Authority on the books 
of a U.S. financial institution or to any account blocked pursuant to 
this part.
    (b) Effective April 12, 2006, U.S. persons who are employees of the 
governments of states bordering the West Bank or Gaza are authorized to 
engage in all transactions and activities outside of the United States 
with the Palestinian Authority that are otherwise prohibited under this 
part in support of the U.S. persons' official duties, provided that no 
payment pursuant to this license may involve a debit to an account of 
the Palestinian Authority on the books of a U.S. financial institution 
or to any account blocked pursuant to this part.
    (c) For purposes of this section only, the term ``United Nations'' 
means its principal organs, including funds, bodies, commissions, 
agencies, departments and other entities of the Security Council, 
General Assembly, Economic and Social Council and Secretariat, 
specifically including, among others, the World Bank, the International 
Monetary Fund, the World Food Programme, and the World Health 
Organization.

[71 FR 27200, May 10, 2006]



Sec. 594.511  Travel, employment, residence and maintenance transactions with the Palestinian Authority.

    Effective April 12, 2006, U.S. persons are authorized to engage in 
all transactions with the Palestinian Authority otherwise prohibited 
under this part that are ordinarily incident to their travel to or from, 
or employment, residence or personal maintenance within, the 
jurisdiction of the Palestinian Authority, including, but not limited 
to, receipt of salaries, payment of living expenses and acquisition of 
goods or

[[Page 452]]

services for personal use. Nothing in this license authorizes any debit 
to an account of the Palestinian Authority on the books of a U.S. 
financial institution or to any account blocked pursuant to this part.

[71 FR 27200, May 10, 2006]



Sec. 594.512  Payment of taxes and incidental fees to the Palestinian Authority.

    Effective April 12, 2006, U.S. persons are authorized to pay taxes 
or fees to, and purchase or receive permits or public utility services 
from, the Palestinian Authority where such transactions are necessary 
and ordinarily incident to such persons' day-to-day operations. Nothing 
in this license authorizes a debit to an account of the Palestinian 
Authority on the books of a U.S. financial institution or to any account 
blocked pursuant to this part.

[71 FR 27200, May 10, 2006]



Sec. 594.513  Transactions with entities under the control of the Palestinian President and certain other entities.

    (a) Effective April 12, 2006, U.S. persons are authorized to engage 
in all transactions otherwise prohibited under this part with the 
following entities and individuals:
    (1) The Palestinian Authority Presidency, including only the Office 
of the President, Presidential Security, General Intelligence Apparatus, 
Governors and Governorate staff, the Attorney General's Office, the 
Palestine Investment Fund (PIF), the Border Crossings Administration, 
and the Palestine Broadcasting Corporation (including the Voice of 
Palestine, Wafa News Agency, and the General Public Information Agency/
State Information Services);
    (2) The Palestinian Judiciary, including the Higher Judicial 
Council;
    (3) Members of the Palestinian Legislative Council (PLC) who were 
not elected to the PLC on the party slate of Hamas or any other Foreign 
Terrorist Organization (FTO), Specially Designated Terrorist (SDT), or 
Specially Designated Global Terrorist (SDGT); and
    (4) The following independent agencies: The Central Elections 
Commission; the Independent Citizens Rights Commission; the General 
Audit Authority/External Audit Agency; and the Palestinian Monetary 
Authority.
    (b) Effective April 12, 2006, U.S. financial institutions are 
authorized to reject transactions with members of the Palestinian 
Legislative Council (PLC) who were elected to the PLC on the party slate 
of Hamas or any other Foreign Terrorist Organization (FTO), Specially 
Designated Terrorist (SDT), or Specially Designated Global Terrorist 
(SDGT), provided that any such individuals are not named on OFAC's list 
of Specially Designated Nationals and Blocked Persons.
    (c) Nothing in this license authorizes a debit to an account of the 
Palestinian Authority on the books of a U.S. financial institution or to 
any account blocked pursuant to this part.

[71 FR 27200, May 10, 2006]



Sec. 594.514  Concluding activities with the Palestinian Authority.

    Effective April 12, 2006, all transactions and activities with the 
Palestinian Authority otherwise prohibited under this part are 
authorized through May 12, 2006, provided that they are necessary to 
conclude ongoing contracts or programs with the Palestinian Authority, 
and further provided that no payment pursuant to this license may 
involve a debit to an account of the Palestinian Authority on the books 
of a U.S. financial institution or to any account blocked pursuant to 
this part.

[71 FR 27200, May 10, 2006]



Sec. 594.515  In-kind donations of medicine, medical devices, and medical services.

    (a) Effective July 6, 2006, nongovernmental organizations that are 
U.S. persons are authorized to provide in-kind donations of medicine, 
medical devices, and medical services to the Palestinian Authority 
Ministry of Health, provided that such donations are strictly for 
distribution in the West Bank or Gaza and not intended for resale, and 
provided further that no payment pursuant to this license may involve a 
debit to an account of the Palestinian Authority

[[Page 453]]

on the books of a U.S. financial institution or to any account blocked 
pursuant to this part.
    (b) For the purposes of this section only, the term medical device 
has the meaning given the term ``device'' in section 201 of the Federal 
Food, Drug, and Cosmetic Act (21 U.S.C. 321), including medical 
supplies, but does not include any item listed on the Commerce Control 
List in the Export Administration Regulations, 15 CFR part 774, 
supplement no. 1.

    Note to paragraph (b): Nongovernmental organizations that are 
interested in providing items listed on the Commerce Control List to the 
Palestinian Authority Ministry of Health must apply for a specific 
license from the Office of Foreign Assets Control.

[72 FR 58743, Oct. 5, 2006]



Sec. 594.516  Transactions with the Palestinian Authority authorized.

    (a) As of June 20, 2007, U.S. persons are authorized to engage in 
all transactions otherwise prohibited under this part with the 
Palestinian Authority.
    (b) For purposes of this section only, the term Palestinian 
Authority means the Palestinian Authority government of Prime Minister 
Salam Fayyad and President Mahmoud Abbas, including all branches, 
ministries, offices, and agencies (independent or otherwise) thereof.

[72 FR 61518, Oct. 31, 2007]



                            Subpart F_Reports



Sec. 594.601  Records and reports.

    For provisions relating to required records and reports, see part 
501, subpart C, of this chapter. Recordkeeping and reporting 
requirements imposed by part 501 of this chapter with respect to the 
prohibitions contained in this part are considered requirements arising 
pursuant to this part.



                           Subpart G_Penalties



Sec. 594.701  Penalties.

    (a) Attention is directed to section 206 of the International 
Emergency Economic Powers Act (the ``Act'') (50 U.S.C. 1705), which is 
applicable to violations of the provisions of any license, ruling, 
regulation, order, direction, or instruction issued by or pursuant to 
the direction or authorization of the Secretary of the Treasury pursuant 
to this part or otherwise under the Act.
    (1) A civil penalty not to exceed the amount set forth in Section 
206 of the Act may be imposed on any person who violates, attempts to 
violate, conspires to violate, or causes a violation of any license, 
order, regulation, or prohibition issued under the Act.

    Note to paragraph (a)(1) of Sec. 594.701: As of June 10, 2008, the 
Act provides for a maximum civil penalty not to exceed the greater of 
$250,000 or an amount that is twice the amount of the transaction that 
is the basis of the violation with respect to which the penalty is 
imposed.

    (2) A person who willfully commits, willfully attempts to commit, or 
willfully conspires to commit, or aids or abets in the commission of a 
violation of any license, order, regulation, or prohibition shall, upon 
conviction, be fined not more than $1,000,000, or if a natural person, 
may be imprisoned for not more than 20 years, or both.
    (b) Adjustments to penalty amounts. (1) The civil penalties provided 
in the Act are subject to adjustment pursuant to the Federal Civil 
Penalties Inflation Adjustment Act of 1990 (Pub. L. 101-410, as amended, 
28 U.S.C. 2461 note).
    (2) The criminal penalties provided in the Act are subject to 
adjustment pursuant to 18 U.S.C. 3571.
    (c) Attention is directed to section 5 of the United Nations 
Participation Act (22 U.S.C. 287c(b)), which provides that any person 
who willfully violates or evades or attempts to violate or evade any 
order, rule, or regulation issued by the President pursuant to the 
authority granted in that section, upon conviction, shall be fined not 
more than $10,000 and, if a natural person, may also be imprisoned for 
not more than 10 years; and the officer, director, or agent of any 
corporation who knowingly participates in such violation or evasion 
shall be punished by a like fine, imprisonment, or both and any 
property, funds, securities, papers, or other articles or documents, or 
any vessel, together with her tackle, apparel, furniture, and equipment, 
or vehicle, or aircraft, concerned in such violation shall be forfeited 
to the United States. The criminal penalties

[[Page 454]]

provided in the United Nations Participation Act are subject to increase 
pursuant to 18 U.S.C. 3571.
    (d) Attention is also directed to 18 U.S.C. 1001, which provides 
that whoever, in any matter within the jurisdiction of the executive, 
legislative, or judicial branch of the Government of the United States, 
knowingly and willfully falsifies, conceals, or covers up by any trick, 
scheme, or device, a material fact, or makes any materially false, 
fictitious, or fraudulent statement or representation or makes or uses 
any false writing or document knowing the same to contain any materially 
false, fictitious, or fraudulent statement or entry shall be fined under 
title 18, United States Code, or imprisoned not more than five years, or 
both.
    (e) Violations of this part may also be subject to relevant 
provisions of other applicable laws.

[68 FR 34197, June 6, 2003, as amended at 71 FR 29253, May 22, 2006; 73 
FR 32656, June 10, 2008]



Sec. 594.702  Prepenalty notice.

    (a) When required. If the Director of the Office of Foreign Assets 
Control has reasonable cause to believe that there has occurred a 
violation of any provision of this part or a violation of the provisions 
of any license, ruling, regulation, order, direction, or instruction 
issued by or pursuant to the direction or authorization of the Secretary 
of the Treasury pursuant to this part or otherwise under the 
International Emergency Economic Powers Act, and the Director determines 
that further proceedings are warranted, the Director shall notify the 
alleged violator of the agency's intent to impose a monetary penalty by 
issuing a prepenalty notice. The prepenalty notice shall be in writing. 
The prepenalty notice may be issued whether or not another agency has 
taken any action with respect to the matter.
    (b) Contents of notice--(1) Facts of violation. The prepenalty 
notice shall describe the violation, specify the laws and regulations 
allegedly violated, and state the amount of the proposed monetary 
penalty.
    (2) Right to respond. The prepenalty notice also shall inform the 
respondent of the respondent's right to make a written presentation 
within the applicable 30-day period set forth in Sec. 594.703 as to why 
a monetary penalty should not be imposed or why, if imposed, the 
monetary penalty should be in a lesser amount than proposed.
    (c) Informal settlement prior to issuance of prepenalty notice. At 
any time prior to the issuance of a prepenalty notice, an alleged 
violator may request in writing that, for a period not to exceed sixty 
(60) days, the agency withhold issuance of the prepenalty notice for the 
exclusive purpose of effecting settlement of the agency's potential 
civil monetary penalty claims. In the event the Director grants the 
request, under terms and conditions within his discretion, the Office of 
Foreign Assets Control will agree to withhold issuance of the prepenalty 
notice for a period not to exceed 60 days and will enter into settlement 
negotiations of the potential civil monetary penalty claim.



Sec. 594.703  Response to prepenalty notice; informal settlement.

    (a) Deadline for response. The respondent may submit a response to 
the prepenalty notice within the applicable 30-day period set forth in 
this paragraph. The Director may grant, at his discretion, an extension 
of time in which to submit a response to the prepenalty notice. The 
failure to submit a response within the applicable time period set forth 
in this paragraph shall be deemed to be a waiver of the right to 
respond.
    (1) Computation of time for response. A response to the prepenalty 
notice must be postmarked or date-stamped by the U.S. Postal Service (or 
foreign postal service, if mailed abroad) or courier service provider 
(if transmitted to OFAC by courier) on or before the 30th day after the 
postmark date on the envelope in which the prepenalty notice was mailed. 
If the respondent refused delivery or otherwise avoided receipt of the 
prepenalty notice, a response must be postmarked or date-stamped on or 
before the 30th day after the date on the stamped postal receipt 
maintained at the Office of Foreign Assets Control. If the prepenalty 
notice was personally delivered to the respondent by a non-U.S. Postal 
Service agent authorized by the Director, a response must be

[[Page 455]]

postmarked or date-stamped on or before the 30th day after the date of 
delivery.
    (2) Extensions of time for response. If a due date falls on a 
federal holiday or weekend, that due date is extended to include the 
following business day. Any other extensions of time will be granted, at 
the Director's discretion, only upon the respondent's specific request 
to the Office of Foreign Assets Control.
    (b) Form and method of response. The response must be submitted in 
writing and may be handwritten or typed. The response need not be in any 
particular form. A copy of the written response may be sent by 
facsimile, but the original also must be sent to the Office of Foreign 
Assets Control Civil Penalties Division by mail or courier and must be 
postmarked or date-stamped, in accordance with paragraph (a) of this 
section.
    (c) Contents of response. A written response must contain 
information sufficient to indicate that it is in response to the 
prepenalty notice.
    (1) A written response must include the respondent's full name, 
address, telephone number, and facsimile number, if available, or those 
of the representative of the respondent.
    (2) A written response should either admit or deny each specific 
violation alleged in the prepenalty notice and also state if the 
respondent has no knowledge of a particular violation. If the written 
response fails to address any specific violation alleged in the 
prepenalty notice, that alleged violation shall be deemed to be 
admitted.
    (3) A written response should include any information in defense, 
evidence in support of an asserted defense, or other factors that the 
respondent requests the Office of Foreign Assets Control to consider. 
Any defense or explanation previously made to the Office of Foreign 
Assets Control or any other agency must be repeated in the written 
response. Any defense not raised in the written response will be 
considered waived. The written response also should set forth the 
reasons why the respondent believes the penalty should not be imposed or 
why, if imposed, it should be in a lesser amount than proposed.
    (d) Default. If the respondent elects not to submit a written 
response within the time limit set forth in paragraph (a) of this 
section, the Office of Foreign Assets Control will conclude that the 
respondent has decided not to respond to the prepenalty notice. The 
agency generally will then issue a written penalty notice imposing the 
penalty proposed in the prepenalty notice.
    (e) Informal settlement. In addition to or as an alternative to a 
written response to a prepenalty notice, the respondent or respondent's 
representative may contact the Office of Foreign Assets Control as 
advised in the prepenalty notice to propose the settlement of 
allegations contained in the prepenalty notice and related matters. 
However, the requirements set forth in paragraph (f) of this section as 
to oral communication by the representative must first be fulfilled. In 
the event of settlement at the prepenalty stage, the claim proposed in 
the prepenalty notice will be withdrawn, the respondent will not be 
required to take a written position on allegations contained in the 
prepenalty notice, and the Office of Foreign Assets Control will make no 
final determination as to whether a violation occurred. The amount 
accepted in settlement of allegations in a prepenalty notice may vary 
from the civil penalty that might finally be imposed in the event of a 
formal determination of violation. In the event no settlement is 
reached, the time limit specified in paragraph (a) of this section for 
written response to the prepenalty notice will remain in effect unless 
additional time is granted by the Office of Foreign Assets Control.
    (f) Representation. A representative of the respondent may act on 
behalf of the respondent, but any oral communication with the Office of 
Foreign Assets Control prior to a written submission regarding the 
specific allegations contained in the prepenalty notice must be preceded 
by a written letter of representation, unless the prepenalty notice was 
served upon the respondent in care of the representative.



Sec. 594.704  Penalty imposition or withdrawal.

    (a) No violation. If, after considering any response to the 
prepenalty notice

[[Page 456]]

and any relevant facts, the Director of the Office of Foreign Assets 
Control determines that there was no violation by the respondent named 
in the prepenalty notice, the Director shall notify the respondent in 
writing of that determination and of the cancellation of the proposed 
monetary penalty.
    (b) Violation. (1) If, after considering any written response to the 
prepenalty notice, or default in the submission of a written response, 
and any relevant facts, the Director of the Office of Foreign Assets 
Control determines that there was a violation by the respondent named in 
the prepenalty notice, the Director is authorized to issue a written 
penalty notice to the respondent of the determination of the violation 
and the imposition of the monetary penalty.
    (2) The penalty notice shall inform the respondent that payment or 
arrangement for installment payment of the assessed penalty must be made 
within 30 days of the date of mailing of the penalty notice by the 
Office of Foreign Assets Control.
    (3) The penalty notice shall inform the respondent of the 
requirement to furnish the respondent's taxpayer identification number 
pursuant to 31 U.S.C. 7701 and that such number will be used for 
purposes of collecting and reporting on any delinquent penalty amount.
    (4) The issuance of the penalty notice finding a violation and 
imposing a monetary penalty shall constitute final agency action. The 
respondent has the right to seek judicial review of that final agency 
action in a federal district court.



Sec. 594.705  Administrative collection; referral to United States Department of Justice.

    In the event that the respondent does not pay the penalty imposed 
pursuant to this part or make payment arrangements acceptable to the 
Director of the Office of Foreign Assets Control within 30 days of the 
date of mailing of the penalty notice, the matter may be referred for 
administrative collection measures by the Department of the Treasury or 
to the United States Department of Justice for appropriate action to 
recover the penalty in a civil suit in a federal district court.



                          Subpart H_Procedures



Sec. 594.801  Procedures.

    For license application procedures and procedures relating to 
amendments, modifications, or revocations of licenses; administrative 
decisions; rulemaking; and requests for documents pursuant to the 
Freedom of Information and Privacy Acts (5 U.S.C. 552 and 552a), see 
part 501, subpart E, of this chapter.

[68 FR 53660, Sept. 11, 2003]



Sec. 594.802  Delegation by the Secretary of the Treasury.

    Any action that the Secretary of the Treasury is authorized to take 
pursuant to Executive Order 13224 of September 23, 2001 (66 FR 49079, 
September 25, 2001), and any further Executive orders relating to the 
national emergency declared therein, may be taken by the Director of the 
Office of Foreign Assets Control or by any other person to whom the 
Secretary of the Treasury has delegated authority so to act.



                    Subpart I_Paperwork Reduction Act



Sec. 594.901  Paperwork Reduction Act notice.

    For approval by the Office of Management and Budget (``OMB'') under 
the Paperwork Reduction Act of 1995 (44 U.S.C. 3507) of information 
collections relating to recordkeeping and reporting requirements, 
licensing procedures (including those pursuant to statements of 
licensing policy), and other procedures, see 501.901 of this chapter. An 
agency may not conduct or sponsor, and a person is not required to 
respond to, a collection of information unless it displays a valid 
control number assigned by OMB.



PART 595_TERRORISM SANCTIONS REGULATIONS--Table of Contents




      Subpart A_Relation of This Part to Other Laws and Regulations

Sec.
595.101 Relation of this part to other laws and regulations.

[[Page 457]]

                         Subpart B_Prohibitions

595.201 Prohibited transactions involving blocked property.
595.202 Effect of transfers violating the provisions of this part.
595.203 Holding of certain types of blocked property in interest-bearing 
          accounts.
595.204 Prohibited dealing in property; contributions of funds, goods, 
          or services.
595.205 Evasions; attempts; conspiracies.
595.206 Exempt transactions.

                      Subpart C_General Definitions

595.301 Blocked account; blocked property.
595.302 Effective date.
595.303 Entity.
595.304 Foreign person.
595.305 General license.
595.306 Information and informational materials.
595.307 Interest.
595.308 License.
595.309 Person.
595.310 Property; property interest.
595.311 Specially designated terrorist.
595.312 Specific license.
595.313 Transfer.
595.314 United States.
595.315 United States person; U.S. person.
595.316 U.S. financial institution.

                        Subpart D_Interpretations

595.401 Reference to amended sections.
595.402 Effect of amendment.
595.403 Termination and acquisition of an interest in blocked property.
595.404 Setoffs prohibited.
595.405 Transactions incidental to a licensed transaction.
595.406 Provision of services.
595.407 Offshore transactions.
595.408 Charitable contributions to specially designated terrorists.
595.409 Palestinian Authority.

 Subpart E_Licenses, Authorizations, and Statements of Licensing Policy

595.500 Licensing procedures.
595.501 Effect of license or authorization.
595.502 Exclusion from licenses and authorizations.
595.503 Payments and transfers to blocked accounts in U.S. financial 
          institutions.
595.504 Investment and reinvestment of certain funds.
595.505 Entries in certain accounts for normal service charges 
          authorized.
595.506 Provision of certain legal services to a specially designated 
          terrorist.
595.507 Authorization of emergency medical services.
595.508 Official activities of certain international organizations; U.S. 
          person employees of certain governments.
595.509 Travel, employment, residence and maintenance transactions with 
          the Palestinian Authority.
595.510 Payment of taxes and incidental fees to the Palestinian 
          Authority.
595.511 Transactions with entities under the control of the Palestinian 
          President and certain other entities.
595.512 Concluding activities with the Palestinian Authority.
595.513 In-kind donations of medicine, medical devices, and medical 
          services.
595.514 Transactions with the Palestinian Authority authorized.

                            Subpart F_Reports

595.601 Records and reports.

                           Subpart G_Penalties

595.701 Penalties.
595.702 Prepenalty notice.
595.703 Presentation responding to prepenalty notice.
595.704 Penalty notice.
595.705 Administrative collection; referral to United States Department 
          of Justice.

                          Subpart H_Procedures

595.801 Procedures.
595.802 Delegation by the Secretary of the Treasury.

                    Subpart I_Paperwork Reduction Act

595.901 Paperwork Reduction Act notice.

    Authority: 3 U.S.C. 301; 31 U.S.C. 321(b); 50 U.S.C. 1601-1651, 
1701-1706; Pub. L. 101-410, 104 Stat. 890 (28 U.S.C. 2461 note); Pub. L. 
110-96, 121 Stat. 1011; E.O. 12947, 60 FR 5079, 3 CFR, 1995 Comp., p. 
319; E.O. 13099, 63 FR 45167, 3 CFR, 1998 Comp., p. 208.

    Source: 61 FR 3806, Feb. 2, 1996, unless otherwise noted.



      Subpart A_Relation of This Part to Other Laws and Regulations



Sec. 595.101  Relation of this part to other laws and regulations.

    (a) This part is separate from, and independent of, the other parts 
of this chapter with the exception of part 501 of this chapter, the 
recordkeeping and reporting requirements and license application and 
other procedures of which apply to this part. Differing foreign policy 
and national security contexts may result in differing interpretations 
of similar language among the parts of this chapter. No license or 
authorization contained in or issued pursuant to

[[Page 458]]

those other parts authorizes any transaction prohibited by this part. No 
license or authorization contained in or issued pursuant to any other 
provision of law or regulation authorizes any transaction prohibited by 
this part.
    (b) No license or authorization contained in or issued pursuant to 
this part relieves the involved parties from complying with any other 
applicable laws or regulations.

[61 FR 3806, Feb. 2, 1996, as amended at 62 FR 45111, Aug. 25, 1997]



                         Subpart B_Prohibitions



Sec. 595.201  Prohibited transactions involving blocked property.

    (a) Except as authorized by regulations, orders, directives, 
rulings, instructions, licenses, or otherwise, no property or interests 
in property of a specially designated terrorist, that are in the United 
States, that hereafter come within the United States, or that are or 
hereafter come within the possession or control of U.S. persons, 
including their overseas branches, may be transferred, paid, exported, 
withdrawn or otherwise dealt in.
    (b) When a transaction results in the blocking of funds at a 
financial institution pursuant to this section and a party to the 
transaction believes the funds have been blocked due to mistaken 
identity, that party may seek to have such funds unblocked pursuant to 
the administrative procedures set forth in Sec. 501.806 of this 
chapter.

[61 FR 3806, Feb. 2, 1996, as amended at 62 FR 45111, Aug. 25, 1997]



Sec. 595.202  Effect of transfers violating the provisions of this part.

    (a) Any transfer after the effective date, which is in violation of 
any provision of this part or of any regulation, order, directive, 
ruling, instruction, license, or other authorization hereunder and 
involves any property held in the name of a specially designated 
terrorist or in which a specially designated terrorist has or has had an 
interest since such date, is null and void and shall not be the basis 
for the assertion or recognition of any interest in or right, remedy, 
power or privilege with respect to such property.
    (b) No transfer before the effective date shall be the basis for the 
assertion or recognition of any right, remedy, power, or privilege with 
respect to, or interest in, any property held in the name of a specially 
designated terrorist or in which a specially designated terrorist has an 
interest, or has had an interest since such date, unless the person with 
whom such property is held or maintained, prior to such date, had 
written notice of the transfer or by any written evidence had recognized 
such transfer.
    (c) Unless otherwise provided, an appropriate license or other 
authorization issued by or pursuant to the direction or authorization of 
the Director of the Office of Foreign Assets Control before, during, or 
after a transfer shall validate such transfer or render it enforceable 
to the same extent that it would be valid or enforceable but for the 
provisions of the International Emergency Economic Powers Act, this 
part, and any regulation, order, directive, ruling, instruction, or 
license issued hereunder.
    (d) Transfers of property which otherwise would be null and void or 
unenforceable by virtue of the provisions of this section shall not be 
deemed to be null and void or unenforceable as to any person with whom 
such property was held or maintained (and as to such person only) in 
cases in which such person is able to establish to the satisfaction of 
the Director of the Office of Foreign Assets Control each of the 
following:
    (1) Such transfer did not represent a willful violation of the 
provisions of this part by the person with whom such property was held 
or maintained;
    (2) The person with whom such property was held or maintained did 
not have reasonable cause to know or suspect, in view of all the facts 
and circumstances known or available to such person, that such transfer 
required a license or authorization by or pursuant to this part and was 
not so licensed or authorized, or if a license or authorization did 
purport to cover the transfer, that such license or authorization had 
been obtained by misrepresentation of a third party or the withholding 
of material facts or was otherwise fraudulently obtained; and

[[Page 459]]

    (3) The person with whom such property was held or maintained filed 
with the Office of Foreign Assets Control a report setting forth in full 
the circumstances relating to such transfer promptly upon discovery 
that:
    (i) Such transfer was in violation of the provisions of this part or 
any regulation, ruling, instruction, license, or other direction or 
authorization hereunder; or
    (ii) Such transfer was not licensed or authorized by the Director of 
the Office of Foreign Assets Control; or
    (iii) If a license did purport to cover the transfer, such license 
had been obtained by misrepresentation of a third party or the 
withholding of material facts or was otherwise fraudulently obtained.

    Note: The filing of a report in accordance with the provisions of 
paragraph (d)(3) of this section shall not be deemed evidence that the 
terms of paragraphs (d)(1) and (2) of this section have been satisfied.

    (e) Unless licensed or authorized pursuant to this part, any 
attachment, judgment, decree, lien, execution, garnishment, or other 
judicial process is null and void with respect to any property which, on 
or since the effective date, was held in the name of a specially 
designated terrorist or in which there existed an interest of a 
specially designated terrorist.



Sec. 595.203  Holding of certain types of blocked property in interest-bearing accounts.

    (a)(1) Any person, including a U.S. financial institution, currently 
holding property subject to Sec. 595.201 which, as of the effective 
date or the date of receipt if subsequent to the effective date, is not 
being held in an interest-bearing account, or otherwise invested in a 
manner authorized by the Office of Foreign Assets Control, shall 
transfer such property to, or hold such property or cause such property 
to be held in, an interest-bearing account or interest-bearing status in 
a U.S. financial institution as of the effective date or the date of 
receipt if subsequent to the effective date of this section, unless 
otherwise authorized or directed by the Office of Foreign Assets 
Control.
    (2) The requirement set forth in paragraph (a)(1) of this section 
shall apply to currency, bank deposits, accounts, obligations, and any 
other financial or economic resources or assets, and any proceeds 
resulting from the sale of tangible or intangible property. If interest 
is credited to an account separate from that in which the interest-
bearing asset is held, the name of the account party on both accounts 
must be the same and must clearly indicate the specially designated 
terrorist having an interest in the accounts. If the account is held in 
the name of a specially designated terrorist, the name of the account to 
which interest is credited must be the same.
    (b) For purposes of this section, the term interest-bearing account 
means a blocked account in a U.S. financial institution earning interest 
at rates that are commercially reasonable for the amount of funds in the 
account. Except as otherwise authorized, the funds may not be invested 
or held in instruments the maturity of which exceeds 90 days.
    (c) This section does not apply to blocked tangible property, such 
as chattels, nor does it create an affirmative obligation on the part of 
the holder of such blocked tangible property to sell or liquidate the 
property and put the proceeds in a blocked account. However, the Office 
of Foreign Assets Control may issue licenses permitting or directing 
sales of tangible property in appropriate cases.



Sec. 595.204  Prohibited dealing in property; contributions of funds, goods, or services.

    Except as otherwise authorized, no U.S. person may deal in property 
or interests in property of a specially designated terrorist, including 
the making or receiving of any contribution of funds, goods, or services 
to or for the benefit of a specially designated terrorist.



Sec. 595.205  Evasions; attempts; conspiracies.

    Any transaction for the purpose of, or which has the effect of, 
evading or avoiding, or which facilitates the evasion or avoidance of, 
any of the prohibitions set forth in this part, is hereby prohibited. 
Any attempt to violate the prohibitions set forth in this part is hereby 
prohibited. Any conspiracy

[[Page 460]]

formed for the purpose of engaging in a transaction prohibited by this 
part is hereby prohibited.



Sec. 595.206  Exempt transactions.

    (a) Personal Communications. The prohibitions contained in this part 
do not apply to any postal, telegraphic, telephonic, or other personal 
communication, which does not involve the transfer of anything of value.
    (b) Information and informational materials. (1) The importation 
from any country and the exportation to any country of information or 
informational materials as defined in Sec. 595.306, whether commercial 
or otherwise, regardless of format or medium of transmission, are exempt 
from the prohibitions and regulations of this part.
    (2) This section does not authorize transactions related to 
information and informational materials not fully created and in 
existence at the date of the transactions, or to the substantive or 
artistic alteration or enhancement of informational materials, or to the 
provision of marketing and business consulting services by a U.S. 
person. Such prohibited transactions include, without limitation, 
payment of advances for informational materials not yet created and 
completed, provision of services to market, produce or co-produce, 
create or assist in the creation of information and informational 
materials, and payment of royalties to a specially designated terrorist 
with respect to income received for enhancements or alterations made by 
U.S. persons to information or informational materials imported from a 
specially designated terrorist.
    (3) This section does not authorize transactions incident to the 
exportation of technical data under restriction as defined in Sec. 
779.4 of the Export Administration Regulations, 15 CFR parts 768-799 
(1994), or to the exportation of goods for use in the transmission of 
any data. The exportation of such goods to specially designated 
terrorists is prohibited, as provided in Sec. 595.201 of this part.
    (c) Travel. The prohibitions contained in this part do not apply to 
transactions ordinarily incident to travel to or from any country, 
including importation of accompanied baggage for personal use, 
maintenance within any country including payment of living expenses and 
acquisition of goods or services for personal use, and arrangement or 
facilitation of such travel including non scheduled air, sea, or land 
voyages.



                      Subpart C_General Definitions



Sec. 595.301  Blocked account; blocked property.

    The terms blocked account and blocked property shall mean any 
account or property subject to the prohibition in Sec. 595.201 held in 
the name of a specially designated terrorist or in which a specially 
designated terrorist has an interest, and with respect to which 
payments, transfers, exportations, withdrawals, or other dealings may 
not be made or effected except pursuant to an authorization or license 
from the Office of Foreign Assets Control authorizing such action.



Sec. 595.302  Effective date.

    The term effective date refers to the effective date of the 
applicable prohibitions and directives contained in this part which is 
12:01 a.m. EST, January 24, 1995, or, in the case of specially 
designated terrorists designated after that date, the earlier of the 
date on which a person receives actual or constructive notice of such 
designation.



Sec. 595.303  Entity.

    The term entity means a partnership, association, corporation, or 
other organization, group or subgroup.



Sec. 595.304  Foreign person.

    The term foreign person means any citizen or national of a foreign 
state (including any such individual who is also a citizen or national 
of the United States), or any entity not organized solely under the laws 
of the United States or existing solely in the United States, but does 
not include a foreign state.



Sec. 595.305  General license.

    The term general license means any license or authorization the 
terms of which are set forth in this part.

[[Page 461]]



Sec. 595.306  Information and informational materials.

    (a)(1) For purposes of this part, the term information and 
informational materials means publications, films, posters, phonograph 
records, photographs, microfilms, microfiche, tapes, compact disks, CD 
ROMs, artworks, and news wire feeds, and other information and 
informational articles.
    (2) To be considered informational materials, artworks must be 
classified under chapter subheading 9701, 9702, or 9703 of the 
Harmonized Tariff Schedule of the United States.
    (b) The terms information and informational materials with respect 
to U.S. exports do not include items:
    (1) That were, as of April 30, 1994, or that thereafter become, 
controlled for export pursuant to section 5 of the Export Administration 
Act of 1979, 50 U.S.C. App. 2401-2420 (the ``EAA''), or section 6 of the 
EAA to the extent that such controls promote nonproliferation or 
antiterrorism policies of the United States, including ``software'' that 
is not ``publicly available'' as these terms are defined in 15 CFR Parts 
779 and 799.1; or
    (2) With respect to which acts are prohibited by 18 U.S.C. chapter 
37.



Sec. 595.307  Interest.

    Except as otherwise provided in this part, the term interest when 
used with respect to property (e.g., ``an interest in property'') means 
an interest of any nature whatsoever, direct or indirect.



Sec. 595.308  License.

    Except as otherwise specified, the term license means any license or 
authorization contained in or issued pursuant to this part.



Sec. 595.309  Person.

    The term person means an individual or entity.



Sec. 595.310  Property; property interest.

    The terms property and property interest include, but are not 
limited to, money, checks, drafts, bullion, bank deposits, savings 
accounts, debts, indebtedness, obligations, notes, guarantees, 
debentures, stocks, bonds, coupons, any other financial instruments, 
bankers acceptances, mortgages, pledges, liens or other rights in the 
nature of security, warehouse receipts, bills of lading, trust receipts, 
bills of sale, any other evidences of title, ownership or indebtedness, 
letters of credit and any documents relating to any rights or 
obligations thereunder, powers of attorney, goods, wares, merchandise, 
chattels, stocks on hand, ships, goods on ships, real estate mortgages, 
deeds of trust, vendors sales agreements, land contracts, leaseholds, 
ground rents, real estate and any other interest therein, options, 
negotiable instruments, trade acceptances, royalties, book accounts, 
accounts payable, judgments, patents, trademarks or copyrights, 
insurance policies, safe deposit boxes and their contents, annuities, 
pooling agreements, services of any nature whatsoever, contracts of any 
nature whatsoever, and any other property, real, personal, or mixed, 
tangible or intangible, or interest or interests therein, present, 
future or contingent.



Sec. 595.311  Specially designated terrorist.

    (a) The term specially designated terrorist means:
    (1) Persons listed in the Annex to Executive Order 12947;
    (2) Foreign persons designated by the Secretary of State, in 
coordination with the Secretary of the Treasury and the Attorney 
General, because they are found:
    (i) To have committed, or to pose a significant risk of committing, 
acts of violence that have the purpose or effect of disrupting the 
Middle East peace process, or
    (ii) To assist in, sponsor, or provide financial, material, or 
technological support for, or services in support of, such acts of 
violence; and
    (3) Persons determined by the Secretary of the Treasury, in 
coordination with the Secretary of State and the Attorney General, to be 
owned or controlled by, or to act for or on behalf of, any other 
specially designated terrorist.
    (b) [Reserved]

    Note to Sec. 595.311: Please refer to the appendices at the end of 
this chapter for listings of persons designated pursuant to this part.

[[Page 462]]

Section 501.807 of this chapter sets forth the procedures to be followed 
by persons seeking administrative reconsideration of their designation, 
or who wish to assert that the circumstances resulting in the 
designation are no longer applicable.

[61 FR 3806, Feb. 2, 1996, as amended at 61 FR 32938, June 26, 1996; 62 
FR 45111, Aug. 25, 1997]



Sec. 595.312  Specific license.

    The term specific license means any license or authorization not set 
forth in this part but issued pursuant to this part.



Sec. 595.313  Transfer.

    The term transfer means any actual or purported act or transaction, 
whether or not evidenced by writing, and whether or not done or 
performed within the United States, the purpose, intent, or effect of 
which is to create, surrender, release, convey, transfer, or alter, 
directly or indirectly, any right, remedy, power, privilege, or interest 
with respect to any property and, without limitation upon the foregoing, 
shall include the making, execution, or delivery of any assignment, 
power, conveyance, check, declaration, deed, deed of trust, power of 
attorney, power of appointment, bill of sale, mortgage, receipt, 
agreement, contract, certificate, gift, sale, affidavit, or statement; 
the making of any payment; the setting off of any obligation or credit; 
the appointment of any agent, trustee, or fiduciary; the creation or 
transfer of any lien; the issuance, docketing, filing, or levy of or 
under any judgment, decree, attachment, injunction, execution, or other 
judicial or administrative process or order, or the service of any 
garnishment; the acquisition of any interest of any nature whatsoever by 
reason of a judgment or decree of any foreign country; the fulfillment 
of any condition; the exercise of any power of appointment, power of 
attorney, or other power; or the acquisition, disposition, 
transportation, importation, exportation, or withdrawal of any security.



Sec. 595.314  United States.

    The term United States means the United States, its territories and 
possessions, and all areas under the jurisdiction or authority thereof.



Sec. 595.315  United States person; U.S. person.

    The term United States person or U.S. person means any United States 
citizen, permanent resident alien, entity organized under the laws of 
the United States or any jurisdiction within the United States 
(including foreign branches); or any person in the United States.



Sec. 595.316  U.S. financial institution.

    The term U.S. financial institution means any U.S. person (including 
foreign branches) that is engaged in the business of accepting deposits, 
making, granting, transferring, holding, or brokering loans or credits, 
or purchasing or selling foreign exchange, securities, commodity futures 
or options, or procuring purchasers and sellers thereof, as principal or 
agent; including, but not limited to, depository institutions, banks, 
savings banks, trust companies, securities brokers and dealers, 
commodity futures and options brokers and dealers, forward contract and 
foreign exchange merchants, securities and commodities exchanges, 
clearing corporations, investment companies, employee benefit plans, and 
U.S. holding companies, U.S. affiliates, or U.S. subsidiaries of any of 
the foregoing. This term includes those branches, offices and agencies 
of foreign financial institutions which are located in the United 
States, but not such institutions' foreign branches, offices, or 
agencies.



                        Subpart D_Interpretations



Sec. 595.401  Reference to amended sections.

    Except as otherwise specified, reference to any section of this part 
or to any regulation, ruling, order, instruction, direction, or license 
issued pursuant to this part shall be deemed to refer to the same as 
currently amended.



Sec. 595.402  Effect of amendment.

    Any amendment, modification, or revocation of any section of this 
part or of any order, regulation, ruling, instruction, or license issued 
by or under

[[Page 463]]

the direction of the Director of the Office of Foreign Assets Control 
shall not, unless otherwise specifically provided, be deemed to affect 
any act done or omitted to be done, or any civil or criminal suit or 
proceeding commenced or pending prior to such amendment, modification, 
or revocation. All penalties, forfeitures, and liabilities under any 
such order, regulation, ruling, instruction, or license shall continue 
and may be enforced as if such amendment, modification, or revocation 
had not been made.



Sec. 595.403  Termination and acquisition of an interest in blocked property.

    (a) Whenever a transaction licensed or authorized by or pursuant to 
this part results in the transfer of property (including any property 
interest) away from a specially designated terrorist, such property 
shall no longer be deemed to be property in which a specially designated 
terrorist has or has had an interest, or which is held in the name of a 
specially designated terrorist, unless there exists in the property 
another interest of a specially designated terrorist, the transfer of 
which has not been effected pursuant to license or other authorization.
    (b) Unless otherwise specifically provided in a license or 
authorization issued pursuant to this part, if property (including any 
property interest) is transferred or attempted to be transferred to a 
specially designated terrorist, including by the making of any 
contribution of funds, goods, or services to or for the benefit of a 
specially designated terrorist, such property shall be deemed to be 
property in which there exists an interest of the specially designated 
terrorist.



Sec. 595.404  Setoffs prohibited.

    A setoff against blocked property (including a blocked account), 
whether by a U.S. bank or other U.S. person, is a prohibited transfer 
under Sec. 595.201 if effected after the effective date.



Sec. 595.405  Transactions incidental to a licensed transaction.

    Any transaction ordinarily incident to a licensed transaction and 
necessary to give effect thereto is also authorized, except a 
transaction by an unlicensed, specially designated terrorist or 
involving a debit to a blocked account or a transfer of blocked property 
not explicitly authorized within the terms of the license.



Sec. 595.406  Provision of services.

    (a) Except as provided in Sec. 595.206, the prohibitions contained 
in Sec. Sec. 595.201 and 595.204 apply to services performed by U.S. 
persons, wherever located:
    (1) On behalf of, or for the benefit of, a specially designated 
terrorist; or
    (2) With respect to property interests of a specially designated 
terrorist.
    (b) Example: U.S. persons may not, except as authorized by the 
Office of Foreign Assets Control by or pursuant to this part, provide 
legal, accounting, public relations, educational, or other services to a 
specially designated terrorist. See Sec. 595.506.



Sec. 595.407  Offshore transactions.

    The prohibitions contained in Sec. 595.201 apply to transactions by 
U.S. persons in locations outside the United States with respect to 
property which the U.S. person knows, or has reason to know, is held in 
the name of a specially designated terrorist, or in which the U.S. 
person knows, or has reason to know, a specially designated terrorist 
has or has had an interest since the effective date.



Sec. 595.408  Charitable contributions to specially designated terrorists.

    (a) Unless otherwise specifically authorized by the Office of 
Foreign Assets Control by or pursuant to this part, no charitable 
contribution or donation of funds, goods, services,or technology to 
relieve human suffering, such as food, clothing or medicine, may be made 
to or for the benefit of a specially designated terrorist. For purposes 
of this part, a contribution or donation is made to or for the benefit 
of a specially designated terrorist if made to or in the name of a 
specially designated terrorist; if made to or in the name of an entity 
or individual acting for or on behalf of, or owned or controlled by, a 
specially designated terrorist; or if made in an attempt to violate, to 
evade or to avoid the bar on the provision of contributions or donations 
to specially designated terrorists.

[[Page 464]]

    (b) Individuals and organizations who donate or contribute funds, 
goods, services or technology without knowledge or reason to know that 
the donation or contribution is destined to or for the benefit of a 
specially designated terrorist shall not be subject to penalties for 
such donation or contribution.



Sec. 595.409  Palestinian Authority.

    Following the January 2006 Palestinian elections, Hamas, a 
designated terrorist entity whose property and interests in property are 
blocked pursuant to Sec. Sec. 595.201 and 595.204, has been determined 
to have a property interest in the transactions of the Palestinian 
Authority. Accordingly, pursuant to Sec. Sec. 595.201 and 595.204, U.S. 
persons are prohibited from engaging in transactions with the 
Palestinian Authority unless authorized. Certain transactions with the 
Palestinian Authority may be authorized by license, see subpart E of 
this part.

[71 FR 27201, May 10, 2006]



 Subpart E_Licenses, Authorizations, and Statements of Licensing Policy



Sec. 595.500  Licensing procedures.

    For provisions relating to licensing procedures, see part 501, 
subpart E, of this chapter. Licensing actions taken pursuant to part 501 
of this chapter with respect to the prohibitions contained in this part 
are considered actions taken pursuant to this part.

[68 FR 53660, Sept. 11, 2003]



Sec. 595.501  Effect of license or authorization.

    (a) No license or other authorization contained in this part, or 
otherwise issued by or under the direction of the Director of the Office 
of Foreign Assets Control, shall be deemed to authorize or validate any 
transaction effected prior to the issuance of the license, unless 
specifically provided in such license or authorization.
    (b) No regulation, ruling, instruction, or license authorizes any 
transaction prohibited under this part unless the regulation, ruling, 
instruction, or license is issued by the Office of Foreign Assets 
Control and specifically refers to this part. No regulation, ruling, 
instruction, or license referring to this part shall be deemed to 
authorize any transaction prohibited by any provision of this chapter 
unless the regulation, ruling, instruction or license specifically 
refers to such provision.
    (c) Any regulation, ruling, instruction, or license authorizing any 
transaction otherwise prohibited under this part has the effect of 
removing a prohibition or prohibitions contained in this part from the 
transaction, but only to the extent specifically stated by its terms. 
Unless the regulation, ruling, instruction, or license otherwise 
specifies, such an authorization does not create any right, duty, 
obligation, claim, or interest in, or with respect to, any property 
which would not otherwise exist under ordinary principles of law.



Sec. 595.502  Exclusion from licenses and authorizations.

    The Director of the Office of Foreign Assets Control reserves the 
right to exclude any person, property, or transaction from the operation 
of any license, or from the privileges therein conferred, or to restrict 
the applicability thereof with respect to particular persons, property, 
transactions, or classes thereof. Such action shall be binding upon all 
persons receiving actual or constructive notice of such exclusion or 
restriction.



Sec. 595.503  Payments and transfers to blocked accounts in U.S. financial institutions.

    (a) Any payment of funds or transfer of credit or other financial or 
economic resources or assets into a blocked account in a U.S. financial 
institution is authorized, provided that a transfer from a blocked 
account pursuant to this authorization may only be made to another 
blocked account held in the same name on the books of the same U.S. 
financial institution.
    (b) This section does not authorize any transfer from a blocked 
account within the United States to an account held outside the United 
States.


[[Page 465]]


    Note to Sec. 595.503: Please refer to Sec. 501.603 of this chapter 
for mandatory reporting requirements regarding financial transfers.

[61 FR 3806, Feb. 2, 1996, as amended at 62 FR 45111, Aug. 25, 1997]



Sec. 595.504  Investment and reinvestment of certain funds.

    (a) U.S. financial institutions are hereby authorized and directed 
to invest and reinvest assets held in blocked accounts in the name of a 
specially designated terrorist, subject to the following conditions:
    (1) The assets representing such investments and reinvestments are 
credited to a blocked account or sub-account which is in the name of the 
specially designated terrorist and which is located in the United States 
or within the possession or control of a U.S. person; and
    (2) The proceeds of such investments and reinvestments are not 
credited to a blocked account or sub-account under any name or 
designation which differs from the name or designation of the specific 
blocked account or sub-account in which such funds or securities were 
held; and
    (3) No immediate financial or economic benefit or access accrues 
(e.g., through pledging or other use) to the specially designated 
terrorist.
    (b)(1) U.S. persons seeking to avail themselves of this 
authorization must register with the Office of Foreign Assets Control, 
Blocked Assets Section, before undertaking transactions authorized under 
this section.
    (2) Transactions conducted pursuant to this section must be reported 
to the Office of Foreign Assets Control, Blocked Assets Division, in a 
report filed no later than 10 business days following the last business 
day of the month in which the transactions occurred.



Sec. 595.505  Entries in certain accounts for normal service charges authorized.

    (a) U.S. financial institutions are hereby authorized to debit any 
blocked account with such U.S. financial institution in payment or 
reimbursement for normal service charges owed to such U.S. financial 
institution by the owner of such blocked account.
    (b) As used in this section, the term normal service charge shall 
include charges in payment or reimbursement for interest due; cable, 
telegraph, or telephone charges; postage costs; custody fees; small 
adjustment charges to correct bookkeeping errors; and, but not by way of 
limitation, minimum balance charges, notary and protest fees, and 
charges for reference books, photostats, credit reports, transcripts of 
statements, registered mail insurance, stationary and supplies, check 
books, and other similar items.



Sec. 585.506  Provision of certain legal services to a specially designated terrorist.

    (a) The provision to or on behalf of a specially designated 
terrorist of the legal services set forth in paragraph (b) of this 
section is authorized, provided that all receipts of payment therefor 
must be specifically licensed. The provision of any other legal services 
as interpreted in Sec. 595.406 requires the issuance of a specific 
license.
    (b) Specific licenses may be issued, on a case-by-case basis, 
authorizing receipt of payment of professional fees and reimbursement of 
incurred expenses for the following legal services by U.S. persons to a 
specially designated terrorist:
    (1) Provision of legal advice and counselling to a specially 
designated terrorist on the requirements of and compliance with the laws 
of any jurisdiction within the United States, provided that such advice 
and counselling is not provided to facilitate transactions in violation 
of this part;
    (2) Representation of a specially designated terrorist when named as 
a defendant in or otherwise made a party to domestic U.S. legal, 
arbitration, or administrative proceedings;
    (3) Initiation of domestic U.S. legal, arbitration, or 
administrative proceedings in defense of property interests subject to 
U.S. jurisdiction of a specially designated terrorist;
    (4) Representation of a specially designated terrorist before any 
federal agency with respect to the imposition, administration, or 
enforcement of U.S. sanctions against a specially designated terrorist; 
and

[[Page 466]]

    (5) Provision of legal services in any other context in which 
prevailing U.S. law requires access to legal counsel at public expense.
    (c) Enforcement of any lien, judgment, arbitral award, decree, or 
other order through execution, garnishment or other judicial process 
purporting to transfer or otherwise alter or affect a property interest 
of a specially designated terrorist is prohibited unless specifically 
licensed in accordance with Sec. 595.202(e).



Sec. 595.507  Authorization of emergency medical services.

    The provision of nonscheduled emergency medical services to a 
specially designated terrorist located in the United States is 
authorized, provided that any payment for such services requires prior 
authorization by specific license.



Sec. 595.508  Official activities of certain international organizations; U.S. person employees of certain governments.

    (a) Effective April 12, 2006, all transactions and activities with 
the Palestinian Authority otherwise prohibited under this part that are 
for the conduct of the official business of the United Nations are 
authorized, provided that no payment pursuant to this license may 
involve a debit to an account of the Palestinian Authority on the books 
of a U.S. financial institution or to any account blocked pursuant to 
this part.
    (b) Effective April 12, 2006, U.S. persons who are employees of the 
governments of states bordering the West Bank or Gaza are authorized to 
engage in all transactions and activities outside of the United States 
with the Palestinian Authority that are otherwise prohibited under this 
part in support of the U.S. persons' official duties, provided that no 
payment pursuant to this license may involve a debit to an account of 
the Palestinian Authority on the books of a U.S. financial institution 
or to any account blocked pursuant to this part.
    (c) For purposes of this section only, the term ``United Nations'' 
means its principal organs, including funds, bodies, commissions, 
agencies, departments and other entities of the Security Council, 
General Assembly, Economic and Social Council and Secretariat, 
specifically including, among others, the World Bank, the International 
Monetary Fund, the World Food Programme, and the World Health 
Organization.

[71 FR 27201, May 10, 2006]



Sec. 595.509  Travel, employment, residence and maintenance transactions with the Palestinian Authority.

    Effective April 12, 2006, U.S. persons are authorized to engage in 
all transactions with the Palestinian Authority otherwise prohibited 
under this part that are ordinarily incident to their travel to or from, 
or employment, residence or personal maintenance within, the 
jurisdiction of the Palestinian Authority, including, but not limited 
to, receipt of salaries, payment of living expenses and acquisition of 
goods or services for personal use. Nothing in this license authorizes 
any debit to an account of the Palestinian Authority on the books of a 
U.S. financial institution or to any account blocked pursuant to this 
part.

[71 FR 27201, May 10, 2006]



Sec. 595.510  Payment of taxes and incidental fees to the Palestinian Authority.

    Effective April 12, 2006, U.S. persons are authorized to pay taxes 
or fees to, and purchase or receive permits or public utility services 
from, the Palestinian Authority where such transactions are necessary 
and ordinarily incident to such persons' day-to-day operations. Nothing 
in this license authorizes a debit to an account of the Palestinian 
Authority on the books of a U.S. financial institution or to any account 
blocked pursuant to this part.

[71 FR 27201, May 10, 2006]



Sec. 595.511  Transactions with entities under the control of the Palestinian President and certain other entities.

    (a) Effective April 12, 2006, U.S. persons are authorized to engage 
in all transactions otherwise prohibited under this part with the 
following entities and individuals:

[[Page 467]]

    (1) The Palestinian Authority Presidency, including only the Office 
of the President, Presidential Security, General Intelligence Apparatus, 
Governors and Governorate staff, the Attorney General's Office, the 
Palestine Investment Fund (PIF), the Border Crossings Administration, 
and the Palestine Broadcasting Corporation (including the Voice of 
Palestine, Wafa News Agency, and the General Public Information Agency/
State Information Services);
    (2) The Palestinian Judiciary, including the Higher Judicial 
Council;
    (3) Members of the Palestinian Legislative Council (PLC) who were 
not elected to the PLC on the party slate of Hamas or any other Foreign 
Terrorist Organization (FTO), Specially Designated Terrorist (SDT), or 
Specially Designated Global Terrorist (SDGT); and
    (4) The following independent agencies: The Central Elections 
Commission; the Independent Citizens Rights Commission; the General 
Audit Authority/External Audit Agency; and the Palestinian Monetary 
Authority.
    (b) Effective April 12, 2006, U.S. financial institutions are 
authorized to reject transactions with members of the Palestinian 
Legislative Council (PLC) who were elected to the PLC on the party slate 
of Hamas or any other Foreign Terrorist Organization (FTO), Specially 
Designated Terrorist (SDT), or Specially Designated Global Terrorist 
(SDGT), provided that any such individuals are not named on OFAC's list 
of Specially Designated Nationals and Blocked Persons.
    (c) Nothing in this license authorizes a debit to an account of the 
Palestinian Authority on the books of a U.S. financial institution or to 
any account blocked pursuant to this part.

[71 FR 27201, May 10, 2006]



Sec. 595.512  Concluding activities with the Palestinian Authority.

    Effective April 12, 2006, all transactions and activities with the 
Palestinian Authority otherwise prohibited under this part are 
authorized through May 12, 2006, provided that they are necessary to 
conclude ongoing contracts or programs with the Palestinian Authority, 
and further provided that no payment pursuant to this license may 
involve a debit to an account of the Palestinian Authority on the books 
of a U.S. financial institution or to any account blocked pursuant to 
this part.

[71 FR 27201, May 10, 2006]



Sec. 595.513  In-kind donations of medicine, medical devices, and medical services.

    (a) Effective July 6, 2006, nongovernmental organizations that are 
U.S. persons are authorized to provide in-kind donations of medicine, 
medical devices, and medical services to the Palestinian Authority 
Ministry of Health, provided that such donations are strictly for 
distribution in the West Bank or Gaza and not intended for resale, and 
provided further that no payment pursuant to this license may involve a 
debit to an account of the Palestinian Authority on the books of a U.S. 
financial institution or to any account blocked pursuant to this part.
    (b) For the purposes of this section only, the term medical device 
has the meaning given the term ``device'' in section 201 of the Federal 
Food, Drug, and Cosmetic Act (21 U.S.C. 321), including medical 
supplies, but does not include any item listed on the Commerce Control 
List in the Export Administration Regulations, 15 CFR part 774, 
supplement no. 1.

    Note to paragraph (b): Nongovernmental organizations that are 
interested in providing items listed on the Commerce Control List to the 
Palestinian Authority Ministry of Health must apply for a specific 
license from the Office of Foreign Assets Control.

[71 FR 58744, Oct. 5, 2006]



Sec. 595.514  Transactions with the Palestinian Authority authorized.

    (a) As of June 20, 2007, U.S. persons are authorized to engage in 
all transactions otherwise prohibited under this part with the 
Palestinian Authority.
    (b) For purposes of this section only, the term Palestinian 
Authority means the Palestinian Authority government of Prime Minister 
Salam Fayyad and President Mahmoud Abbas, including all branches, 
ministries, offices, and

[[Page 468]]

agencies (independent or otherwise) thereof.

[72 FR 61518, Oct. 31, 2007]



                            Subpart F_Reports



Sec. 595.601  Records and reports.

    For provisions relating to records and reports, see subpart C of 
part 501 of this chapter.

[62 FR 45111, Aug. 25, 1997]



                           Subpart G_Penalties



Sec. 595.701  Penalties.

    (a) Attention is directed to section 206 of the International 
Emergency Economic Powers Act (the ``Act'') (50 U.S.C. 1705), which is 
applicable to violations of the provisions of any license, ruling, 
regulation, order, direction or instruction issued by or pursuant to the 
direction or authorization of the Secretary of the Treasury pursuant to 
this part or otherwise under the Act.
    (1) A civil penalty not to exceed the amount set forth in Section 
206 of the Act may be imposed on any person who violates, attempts to 
violate, conspires to violate, or causes a violation of any license, 
order, regulation, or prohibition issued under the Act.

    Note to paragraph (a)(1) of Sec. 595.701: As of June 10, 2008, the 
Act provides for a maximum civil penalty not to exceed the greater of 
$250,000 or an amount that is twice the amount of the transaction that 
is the basis of the violation with respect to which the penalty is 
imposed.

    (2) A person who willfully commits, willfully attempts to commit, or 
willfully conspires to commit, or aids or abets in the commission of a 
violation of any license, order, regulation, or prohibition shall, upon 
conviction, be fined not more than $1,000,000, or if a natural person, 
may be imprisoned for not more than 20 years, or both.
    (b) Adjustments to penalty amounts. (1) The civil penalties provided 
in the Act are subject to adjustment pursuant to the Federal Civil 
Penalties Inflation Adjustment Act of 1990 (Pub. L. 101-410, as amended, 
28 U.S.C. 2461 note).
    (2) The criminal penalties provided in the Act are subject to 
adjustment pursuant to 18 U.S.C. 3571.
    (c) Attention is also directed to 18 U.S.C. 1001, which provides 
that whoever, in any matter within the jurisdiction of any department or 
agency of the United States, knowingly and willfully falsifies, conceals 
or covers up by any trick, scheme, or device a material fact, or makes 
any false, fictitious or fraudulent statement or representation or makes 
or uses any false writing or document knowing the same to contain any 
false, fictitious or fraudulent statement or entry, shall be fined under 
title 18, United States Code, or imprisoned not more than five years, or 
both.
    (d) Violations of this part may also be subject to relevant 
provisions of other applicable laws.

[61 FR 3806, Feb. 2, 1996, as amended at 61 FR 54940, Oct. 23, 1996; 62 
FR 45111, Aug. 25, 1997; 71 FR 29253, May 22, 2006; 73 FR 32656, June 
10, 2008]



Sec. 595.702  Prepenalty notice.

    (a) When required. If the Director of the Office of Foreign Assets 
Control has reasonable cause to believe that there has occurred a 
violation of any provision of this part or a violation of the provisions 
of any license, ruling, regulation, order, direction or instruction 
issued by or pursuant to the direction or authorization of the Secretary 
of the Treasury pursuant to this part or otherwise under the 
International Emergency Economic Powers Act, and the Director determines 
that further proceedings are warranted, he shall issue to the person 
concerned a notice of his intent to impose a monetary penalty. The 
prepenalty notice shall be issued whether or not another agency has 
taken any action with respect to this matter.
    (b) Contents--(1) Facts of violation. The prepenalty notice shall 
describe the violation, specify the laws and regulations allegedly 
violated, and state the amount of the proposed monetary penalty.
    (2) Right to make presentation. The prepenalty notice also shall 
inform the person of his right to make a written presentation within 30 
days of mailing of the notice as to why a monetary penalty should not be 
imposed, or, if imposed, why it should be in a lesser amount than 
proposed.

[[Page 469]]



Sec. 595.703  Presentation responding to prepenalty notice.

    (a) Time within which to respond. The named person shall have 30 
days from the date of mailing of the prepenalty notice to make a written 
presentation to the Director of the Office of Foreign Assets Control.
    (b) Form and contents of written presentation. The written 
presentation need not be in any particular form, but shall contain 
information sufficient to indicate that it is in response to the 
prepenalty notice. It should contain responses to the allegations in the 
prepenalty notice and set forth the reasons why the person believes the 
penalty should not be imposed or, if imposed, why it should be in a 
lesser amount than proposed.



Sec. 595.704  Penalty notice.

    (a) No violation. If, after considering any presentations made in 
response to the prepenalty notice and any relevant facts, the Director 
of the Office of Foreign Assets Control determines that there was no 
violation by the person named in the prepenalty notice, he promptly 
shall notify the person in writing of that determination and that no 
monetary penalty will be imposed.
    (b) Violation. If, after considering any presentations made in 
response to the prepenalty notice, the Director of the Office of Foreign 
Assets Control determines that there was a violation by the person named 
in the prepenalty notice, he promptly shall issue a written notice of 
the imposition of the monetary penalty to that person.



Sec. 595.705  Administrative collection; referral to United States Department of Justice.

    In the event that the person named does not pay the penalty imposed 
pursuant to this part or make payment arrangements acceptable to the 
Director of the Office of Foreign Assets Control within 30 days of the 
mailing of the written notice of the imposition of the penalty, the 
matter may be referred for administrative collection measures by the 
Department of the Treasury or to the United States Department of Justice 
for appropriate action to recover the penalty in a civil suit in a 
Federal district court.



                          Subpart H_Procedures



Sec. 595.801  Procedures.

    For license application procedures and procedures relating to 
amendments, modifications, or revocations of licenses; administrative 
decisions; rulemaking; and requests for documents pursuant to the 
Freedom of Information and Privacy Acts (5 U.S.C. 552 and 552a), see 
part 501, subpart E, of this chapter.

[62 FR 45111, Aug. 25, 1997, as amended at 68 FR 53660, Sept. 11, 2003]



Sec. 595.802  Delegation by the Secretary of the Treasury.

    Any action which the Secretary of the Treasury is authorized to take 
pursuant to Executive Order 12947 or any further Executive orders 
relating to the national emergency declared in Executive Order 12947 may 
be taken by the Director of the Office of Foreign Assets Control, or by 
any other person to whom the Secretary of the Treasury has delegated 
authority so to act.

[61 FR 3806, Feb. 2, 1996. Redesignated at 62 FR 45111, Aug. 25, 1997]



                    Subpart I_Paperwork Reduction Act



Sec. 595.901  Paperwork Reduction Act notice.

    For approval by the Office of Management and Budget (``OMB'') under 
the Paperwork Reduction Act of information collections relating to 
recordkeeping and reporting requirements, to licensing procedures 
(including those pursuant to statements of licensing policy), and to 
other procedures, see Sec. 501.901 of this chapter. An agency may not 
conduct or sponsor, and a person is not required to respond to, a 
collection of information unless it displays a valid control number 
assigned by OMB.

[62 FR 45111, Aug. 25, 1997]

[[Page 470]]



PART 596_TERRORISM LIST GOVERNMENTS SANCTIONS REGULATIONS--Table of Contents




      Subpart A_Relation of This Part to Other Laws and Regulations

Sec.
596.101 Relation of this part to other laws and regulations.

                         Subpart B_Prohibitions

596.201 Prohibited financial transactions.
596.202 Evasions; attempts; conspiracies.

                      Subpart C_General Definitions

596.301 Donation.
596.302 Effective date.
596.303 Financial institution.
596.304 Financial transaction.
596.305 General license.
596.306 License.
596.307 Monetary instruments.
596.308 Person; entity.
596.309 Specific license.
596.310 Terrorism List Government.
596.311 Transaction.
596.312 United States.
596.313 United States person.

                        Subpart D_Interpretations

596.401 Reference to amended sections.
596.402 Effect of amendment.
596.403 Transactions incidental to a licensed transaction.
596.404 Financial transactions transferred through a bank of a Terrorism 
          List Government.

  Subpart E_Licenses, Authorizations and Statements of Licensing Policy

596.500 Licensing procedures.
596.501 Effect of license or authorization.
596.502 Exclusion from licenses and authorizations.
596.503 Financial transactions with a Terrorism List Government 
          otherwise subject to 31 CFR chapter V.
596.504 Certain financial transactions with Terrorism List Governments 
          authorized.
596.505 Certain transactions related to stipends and scholarships 
          authorized.

                            Subpart F_Reports

596.601 Records and reports.

                           Subpart G_Penalties

596.701 Penalties.

                          Subpart H_Procedures

596.801 Procedures.
596.802 Delegation by the Secretary of the Treasury.

                    Subpart I_Paperwork Reduction Act

596.901 Paperwork Reduction Act notice.

    Authority: 18 U.S.C. 2332d; 31 U.S.C. 321(b).

    Source: 61 FR 43463, Aug. 23, 1996, unless otherwise noted.



      Subpart A_Relation of This Part to Other Laws and Regulations



Sec. 596.101  Relation of this part to other laws and regulations.

    (a) This part is separate from, and independent of, the other parts 
of this chapter with the exception of part 501 of this chapter, the 
recordkeeping and reporting requirements and license application and 
other procedures of which apply to this part. Differing foreign policy 
and national security contexts may result in differing interpretations 
of similar language among the parts of this chapter. Except as otherwise 
authorized in this part, no license or authorization contained in or 
issued pursuant to those other parts authorizes any transaction 
prohibited by this part. Except as otherwise authorized in this part, no 
license or authorization contained in or issued pursuant to any other 
provision of law or regulation authorizes any transaction prohibited by 
this part. See Sec. 596.503.
    (b) No license or authorization contained in or issued pursuant to 
this part relieves the involved parties from complying with any other 
applicable laws or regulations.

[61 FR 43463, Aug. 23, 1996, as amended at 62 FR 45112, Aug. 25, 1997]



                         Subpart B_Prohibitions



Sec. 596.201  Prohibited financial transactions.

    Except as authorized by regulations, orders, directives, rulings, 
instructions, licenses, or otherwise, no United States person, knowing 
or having reasonable cause to know that a country is designated under 
section 6(j) of the Export Administration Act, 50 U.S.C. App. 2405, as a 
country supporting international terrorism, shall engage in a financial 
transaction with the government of that country. Countries

[[Page 471]]

designated under section 6(j) of the Export Administration Act as of the 
effective date of this part are listed in the following schedule.

                                Schedule:

    Cuba.
    Iran.
    Iraq.
    Libya.
    North Korea.
    Sudan.
    Syria.



Sec. 596.202  Evasions; attempts; conspiracies.

    Any transaction for the purpose of, or which has the effect of, 
evading or avoiding, or which facilitates the evasion or avoidance of, 
any of the prohibitions set forth in this part, is hereby prohibited. 
Any attempt to violate the prohibitions set forth in this part is hereby 
prohibited. Any conspiracy formed for the purpose of engaging in a 
transaction prohibited by this part is hereby prohibited.



                      Subpart C_General Definitions



Sec. 596.301  Donation.

    The term donation means a transfer made in the form of a gift or 
charitable contribution.



Sec. 596.302  Effective date.

    The term effective date refers to the effective date of the 
applicable prohibitions and directives contained in this part which is 
12:01 a.m. EDT, August 22, 1996.



Sec. 596.303  Financial institution.

    The term financial institution shall have the definition given that 
term in 31 U.S.C. 5312(a)(2) or the regulations promulgated thereunder, 
as from time to time amended.

    Note: The breadth of the definition precludes its reproduction in 
this section.



Sec. 596.304  Financial transaction.

    The term financial transaction shall have the meaning set forth in 
18 U.S.C. 1956(c)(4), as from time to time amended. As of the effective 
date, this term includes:
    (a) A transaction which in any way or degree affects interstate or 
foreign commerce;
    (1) Involving the movement of funds by wire or other means; or
    (2) Involving one or more monetary instruments; or
    (3) Involving the transfer of title to any real property, vehicle, 
vessel, or aircraft; or
    (b) A transaction involving the use of a financial institution which 
is engaged in, or the activities of which affect, interstate or foreign 
commerce in any way or degree.



Sec. 596.305  General license.

    The term general license means any license or authorization the 
terms of which are set forth in this part.



Sec. 596.306  License.

    Except as otherwise specified, the term license means any license or 
authorization contained in or issued pursuant to this part.



Sec. 596.307  Monetary instruments.

    The term monetary instruments shall have the meaning set forth in 18 
U.S.C. 1956(c)(5), as from time to time amended. As of the effective 
date, this term includes coin or currency of the United States or of any 
other country, travelers' checks, personal checks, bank checks, and 
money orders, or investment securities or negotiable instruments, in 
bearer form or otherwise in such form that title thereto passes upon 
delivery.



Sec. 596.308  Person; entity.

    (a) The term person means an individual or entity.
    (b) The term entity means a partnership, association, corporation, 
or other organization.



Sec. 596.309  Specific license.

    The term specific license means any license or authorization not set 
forth in this part but issued pursuant to this part.



Sec. 596.310  Terrorism List Government.

    The term Terrorism List Government includes:
    (a) The government of a country designated under section 6(j) of the 
Export

[[Page 472]]

Administration Act, as well as any political subdivision, agency, or 
instrumentality thereof, including the central bank of such a country;
    (b) Any entity owned or controlled by such a government.



Sec. 596.311  Transaction.

    The term transaction shall have the meaning set forth in 18 U.S.C. 
1956(c)(3), as from time to time amended. As of the effective date, this 
term includes a purchase, sale, loan, pledge, gift, transfer, delivery, 
or other disposition, and with respect to a financial institution 
includes a deposit, withdrawal, transfer between accounts, exchange of 
currency, loan, extension of credit, purchase or sale of any stock, 
bond, certificate of deposit, or other monetary instrument, use of a 
safe deposit box, or any other payment, transfer, or delivery by, 
through, or to a financial institution, by whatever means effected.



Sec. 596.312  United States.

    The term United States means the United States, including its 
territories and possessions.



Sec. 596.313  United States person.

    The term United States person means any United States citizen or 
national, permanent resident alien, juridical person organized under the 
laws of the United States, or any person in the United States.



                        Subpart D_Interpretations



Sec. 596.401  Reference to amended sections.

    Except as otherwise specified, reference to any section of this part 
or to any regulation, ruling, order, instruction, direction, or license 
issued pursuant to this part refers to the same as currently amended.



Sec. 596.402  Effect of amendment.

    Any amendment, modification, or revocation of any section of this 
part or of any order, regulation, ruling, instruction, or license issued 
by or under the direction of the Director of the Office of Foreign 
Assets Control does not, unless otherwise specifically provided, affect 
any act done or omitted to be done, or any civil or criminal suit or 
proceeding commenced or pending prior to such amendment, modification, 
or revocation. All penalties, forfeitures, and liabilities under any 
such order, regulation, ruling, instruction, or license continue and may 
be enforced as if such amendment, modification, or revocation had not 
been made.



Sec. 596.403  Transactions incidental to a licensed transaction.

    Any transaction ordinarily incident to a licensed transaction and 
necessary to give effect thereto is also authorized.



Sec. 596.404  Financial transactions transferred through a bank of a Terrorism List Government.

    For the purposes of this part only, a financial transaction not 
originated by a Terrorism List Government, but transferred to the United 
States through a bank owned or controlled by a Terrorism List 
Government, shall not be deemed a financial transaction with the 
government of a country supporting international terrorism pursuant to 
Sec. 596.201.



  Subpart E_Licenses, Authorizations and Statements of Licensing Policy



Sec. 596.500  Licensing procedures.

    For provisions relating to licensing procedures, see part 501, 
subpart E, of this chapter. Licensing actions taken pursuant to part 501 
of this chapter with respect to the prohibitions contained in this part 
are considered actions taken pursuant to this part.

[68 FR 53660, Sept. 11, 2003]



Sec. 596.501  Effect of license or authorization.

    (a) No license or other authorization contained in this part, or 
otherwise issued by or under the direction of the Director of the Office 
of Foreign Assets Control, authorizes or validates any transaction 
effected prior to the issuance of the license, unless specifically 
provided in such license or other authorization.

[[Page 473]]

    (b) No regulation, ruling, instruction, or license authorizes a 
transaction prohibited under this part unless the regulation, ruling, 
instruction, or license is issued by the Office of Foreign Assets 
Control and specifically refers to a part in 31 CFR chapter V. No 
regulation, ruling, instruction, or license referring to this part 
authorizes any transactions prohibited by any provision of this chapter 
unless the regulation, ruling, instruction or license specifically 
refers to such provision.
    (c) Any regulation, ruling, instruction or license authorizing any 
transaction otherwise prohibited under this part has the effect of 
removing a prohibition or prohibitions contained in this part from the 
transaction, but only to the extent specifically stated by its terms. 
Unless the regulation, ruling, instruction or license otherwise 
specifies, such an authorization does not create any right, duty, 
obligation, claim, or interest in, or with respect to, any property 
which would not otherwise exist under ordinary principles of law.



Sec. 596.502  Exclusion from licenses and authorizations.

    The Director of the Office of Foreign Assets Control reserves the 
right to exclude any person, property, or transaction from the operation 
of any license, or from the privileges therein conferred, or to restrict 
the applicability thereof with respect to particular persons, property, 
transactions, or classes thereof. Such action is binding upon all 
persons receiving actual or constructive notice of such exclusion or 
restriction.



Sec. 596.503  Financial transactions with a Terrorism List Government otherwise subject to 31 CFR chapter V.

    United States persons are authorized to engage in financial 
transactions with a Terrorism List Government that is subject to 
regulations contained in parts of 31 CFR chapter V other than this part 
to the extent and subject to the conditions stated in such other parts, 
or in any regulations, orders, directives, rulings, instructions, or 
licenses issued pursuant thereto.



Sec. 596.504  Certain financial transactions with Terrorism List Governments authorized.

    (a) United States persons are authorized to engage in all financial 
transactions with a Terrorism List Government that is not otherwise 
subject to 31 CFR chapter V, except for a transfer from a Terrorism List 
Government:
    (1) Constituting a donation to a United States person; or
    (2) With respect to which the United States person knows (including 
knowledge based on advice from an agent of the United States 
Government), or has reasonable cause to believe, that the transfer poses 
a risk of furthering terrorist acts in the United States.
    (b) Nothing in this section authorizes the return of a transfer 
prohibited by paragraph (a)(2) of this section.



Sec. 596.505  Certain transactions related to stipends and scholarships authorized.

    (a) United States persons are authorized to engage in all financial 
transactions with respect to stipends and scholarships covering tuition 
and related educational, living and travel expenses provided by the 
Government of Syria to Syrian nationals or the Government of Sudan to 
Sudanese nationals who are enrolled as students in an accredited 
educational institution in the United States. Representations made by an 
accredited educational institution concerning the status of a student 
maybe relied upon in determining the applicability of this section.
    (b) Nothing in this section authorizes a transaction prohibited by 
Sec. 596.504(a)(2).

[61 FR 67944, Dec. 26, 1996]



                            Subpart F_Reports



Sec. 596.601  Records and reports.

    For provisions relating to records and reports, see subpart C of 
part 501 of this chapter.

[62 FR 45112, Aug. 25, 1997]

[[Page 474]]



                           Subpart G_Penalties



Sec. 596.701  Penalties.

    Attention is directed to 18 U.S.C. 2332d, as added by Public Law 
104-132, section 321, which provides that, except as provided in 
regulations issued by the Secretary of the Treasury, in consultation 
with the Secretary of State, a United States person, knowing or having 
reasonable cause to know that a country is designated under section 6(j) 
of the Export Administration Act, 50 U.S.C. App. 2405, as a country 
supporting international terrorism, engages in a financial transaction 
with the government of that country, shall be fined under title 18, 
United States Code, or imprisoned for not more than 10 years, or both.



                          Subpart H_Procedures



Sec. 596.801  Procedures.

    For license application procedures and procedures relating to 
amendments, modifications, or revocations of licenses; administrative 
decisions; rulemaking; and requests for documents pursuant to the 
Freedom of Information and Privacy Acts (5 U.S.C. 552 and 552a), see 
part 501, subpart E, of this chapter.

[62 FR 45112, Aug. 25, 1997, as amended at 68 FR 53660, Sept. 11, 2003]



Sec. 596.802  Delegation by the Secretary of the Treasury.

    Any action which the Secretary of the Treasury is authorized to take 
pursuant to section 321 of the Antiterrorism and Effective Death Penalty 
Act of 1996, Pub. L. 104-132, 110 Stat. 1214, 1254 (18 U.S.C. 2332d), 
may be taken by the Director, Office of Foreign Assets Control, or by 
any other person to whom the Secretary of the Treasury has delegated 
authority so to act.

[61 FR 43463, Aug. 23, 1996. Redesignated at 62 FR 45112, Aug. 25, 1997]



                    Subpart I_Paperwork Reduction Act



Sec. 596.901  Paperwork Reduction Act notice.

    For approval by the Office of Management and Budget (``OMB'') under 
the Paperwork Reduction Act of information collections relating to 
recordkeeping and reporting requirements, to licensing procedures 
(including those pursuant to statements of licensing policy), and to 
other procedures, see Sec. 501.901 of this chapter. An agency may not 
conduct or sponsor, and a person is not required to respond to, a 
collection of information unless it displays a valid control number 
assigned by OMB.

[62 FR 45112, Aug. 25, 1997]



PART 597_FOREIGN TERRORIST ORGANIZATIONS SANCTIONS REGULATIONS--Table of Contents




      Subpart A_Relation of This Part to Other Laws and Regulations

Sec.
597.101 Relation of this part to other laws and regulations.

                         Subpart B_Prohibitions

597.201 Prohibited transactions involving blocked assets or funds of 
          foreign terrorist organizations or their agents.
597.202 Effect of transfers violating the provisions of this part.
597.203 Holding of funds in interest-bearing accounts; investment and 
          reinvestment.
597.204 Evasions; attempts; conspiracies.

                      Subpart C_General Definitions

597.301 Agent.
597.302 Assets.
597.303 Blocked account; blocked funds.
597.304 Designation.
597.305 Effective date.
597.306 Entity.
597.307 Financial institution.
597.308 Financial transaction.
597.309 Foreign terrorist organization.
597.310 Funds.
597.311 General license.
597.312 Interest.
597.313 License.
597.314 Person.
597.315 Specific license.
597.316 Transaction.
597.317 Transfer.
597.318 United States.
597.319 U.S. financial institution.

[[Page 475]]

                        Subpart D_Interpretations

597.401 Reference to amended sections.
597.402 Effect of amendment.
597.403 Termination and acquisition of an interest in blocked funds.
597.404 Setoffs prohibited.
597.405 Transactions incidental to a licensed transaction.
597.406 Offshore transactions.
597.407 Palestinian Authority.

 Subpart E_Licenses, Authorizations, and Statements of Licensing Policy

597.500 Licensing procedures.
597.501 Effect of license or authorization.
597.502 Exclusion from licenses and authorizations.
597.503 Payments and transfers to blocked accounts in U.S. financial 
          institutions.
597.504 Entries in certain accounts for normal service charges 
          authorized.
597.505 Payment for certain legal services.
597.506 Official activities of certain international organizations; U.S. 
          person employees of certain governments.
597.507 Travel, employment, residence and maintenance transactions with 
          the Palestinian Authority.
597.508 Payment of taxes and incidental fees to the Palestinian 
          Authority.
597.509 Transactions with entities under the control of the Palestinian 
          President and certain other entities.
597.510 Concluding activities with the Palestinian Authority.
597.511 In-kind donations of medicine, medical devices, and medical 
          services.
597.512 Transactions with the Palestinian Authority authorized.

                            Subpart F_Reports

597.601 Records and reports.

                           Subpart G_Penalties

597.701 Penalties.
597.702 Prepenalty notice.
597.703 Response to prepenalty notice.
597.704 Penalty notice.
597.705 Administrative collection; referral to United States Department 
          of Justice.

                          Subpart H_Procedures

597.801 Procedures.
597.802 Delegation by the Secretary of the Treasury.

                    Subpart I_Paperwork Reduction Act

597.901 Paperwork Reduction Act notice.

    Authority: 31 U.S.C. 321(b); Pub. L. 101-410, 104 Stat. 890 (28 
U.S.C. 2461 note); Pub. L. 104-132, 110 Stat. 1214, 1248-53 (8 U.S.C. 
1189, 18 U.S.C. 2339B).

    Source: 62 FR 52495, Oct. 8, 1997, unless otherwise noted.



      Subpart A_Relation of This Part to Other Laws and Regulations



Sec. 597.101  Relation of this part to other laws and regulations.

    (a) This part is separate from, and independent of, the other parts 
of this chapter, with the exception of part 501 of this chapter, the 
recordkeeping and reporting requirements and license application and 
other procedures of which apply to this part. Differing statutory 
authority and foreign policy and national security contexts may result 
in differing interpretations of similar language among the parts of this 
chapter. No license or authorization contained in or issued pursuant to 
those other parts authorizes any transaction prohibited by this part. No 
license or authorization contained in or issued pursuant to any other 
provision of law or regulation authorizes any transaction prohibited by 
this part.
    (b) No license or authorization contained in or issued pursuant to 
this part relieves the involved parties from complying with any other 
applicable laws or regulations. This part does not implement, construe, 
or limit the scope of any other part of this chapter, including (but not 
limited to) the Terrorism Sanctions Regulations, part 595 of this 
chapter, and does not excuse any person from complying with any other 
part of this chapter, including (but not limited to) part 595 of this 
chapter.
    (c) This part does not implement, construe, or limit the scope of 
any criminal statute, including (but not limited to) 18 U.S.C. 
2339B(a)(1) and 2339A, and does not excuse any person from complying 
with any criminal statute, including (but not limited to) 18 U.S.C. 
2339B(a)(1) and 18 U.S.C. 2339A.

[[Page 476]]



                         Subpart B_Prohibitions



Sec. 597.201  Prohibited transactions involving blocked assets or funds of foreign terrorist organizations or their agents.

    (a) Upon notification to Congress of the Secretary of State's intent 
to designate an organization as a foreign terrorist organization 
pursuant to 8 U.S.C. 1189(a), until the publication in the Federal 
Register as described in paragraph (c) of this section, any U.S. 
financial institution receiving notice from the Secretary of the 
Treasury by means of order, directive, instruction, regulation, ruling, 
license, or otherwise shall, except as otherwise provided in such 
notice, block all financial transactions involving any assets of such 
organization within the possession or control of such U.S. financial 
institution until further directive from the Secretary of the Treasury, 
Act of Congress, or order of court.
    (b) Except as otherwise authorized by order, directive, instruction, 
regulation, ruling, license, or otherwise, from and after the 
designation of an organization as a foreign terrorist organization 
pursuant to 8 U.S.C. 1189(a), any U.S. financial institution that 
becomes aware that it has possession of or control over any funds in 
which the designated foreign terrorist organization or its agent has an 
interest shall:
    (1) Retain possession of or maintain control over such funds; and
    (2) Report to the Secretary of the Treasury the existence of such 
funds in accordance with Sec. 501.603 of this chapter.
    (c) Publication in the Federal Register of the designation of an 
organization as a foreign terrorist organization pursuant to 8 U.S.C. 
1189(a) shall be deemed to constitute a further directive from the 
Secretary of the Treasury for purposes of paragraph (a) of this section, 
and shall require the actions contained in paragraph (b) of this 
section.
    (d) The requirements of paragraph (b) of this section shall remain 
in effect until the effective date of an administrative, judicial, or 
legislative revocation of the designation of an organization as a 
foreign terrorist organization, or until the designation lapses, 
pursuant to 8 U.S.C. 1189.
    (e) When a transaction results in the blocking of funds at a 
financial institution pursuant to this section and a party to the 
transaction believes the funds have been blocked due to mistaken 
identity, that party may seek to have such funds unblocked pursuant to 
the administrative procedures set forth in Sec. 501.806 of this 
chapter. Requests for the unblocking of funds pursuant to Sec. 501.806 
must be submitted to the attention of the Compliance Programs Division.



Sec. 597.202  Effect of transfers violating the provisions of this part.

    (a) Any transfer after the effective date which is in violation of 
Sec. 597.201 or any other provision of this part or of any regulation, 
order, directive, ruling, instruction, license, or other authorization 
hereunder and involves any funds or assets held in the name of a foreign 
terrorist organization or its agent or in which a foreign terrorist 
organization or its agent has or has had an interest since such date, is 
null and void and shall not be the basis for the assertion or 
recognition of any interest in or right, remedy, power or privilege with 
respect to such funds or assets.
    (b) No transfer before the effective date shall be the basis for the 
assertion or recognition of any right, remedy, power, or privilege with 
respect to, or interest in, any funds or assets held in the name of a 
foreign terrorist organization or its agent or in which a foreign 
terrorist organization or its agent has an interest, or has had an 
interest since such date, unless the financial institution with whom 
such funds or assets are held or maintained, prior to such date, had 
written notice of the transfer or by any written evidence had recognized 
such transfer.
    (c) Unless otherwise provided, an appropriate license or other 
authorization issued by or pursuant to the direction or authorization of 
the Director of the Office of Foreign Assets Control before, during, or 
after a transfer shall validate such transfer or render it enforceable 
to the same extent that it would be valid or enforceable but for the 
provisions of this part, and any

[[Page 477]]

regulation, order, directive, ruling, instruction, or license issued 
hereunder.
    (d) Transfers of funds or assets which otherwise would be null and 
void or unenforceable by virtue of the provisions of this section shall 
not be deemed to be null and void or unenforceable as to any financial 
institution with whom such funds or assets were held or maintained (and 
as to such financial institution only) in cases in which such financial 
institution is able to establish to the satisfaction of the Director of 
the Office of Foreign Assets Control each of the following:
    (1) Such transfer did not represent a willful violation of the 
provisions of this part by the financial institution with whom such 
funds or assets were held or maintained;
    (2) The financial institution with which such funds or assets were 
held or maintained did not have reasonable cause to know or suspect, in 
view of all the facts and circumstances known or available to such 
institution, that such transfer required a license or authorization by 
or pursuant to this part and was not so licensed or authorized, or if a 
license or authorization did purport to cover the transfer, that such 
license or authorization had been obtained by misrepresentation of a 
third party or the withholding of material facts or was otherwise 
fraudulently obtained; and
    (3) The financial institution with which such funds or assets were 
held or maintained filed with the Office of Foreign Assets Control a 
report setting forth in full the circumstances relating to such transfer 
promptly upon discovery that:
    (i) Such transfer was in violation of the provisions of this part or 
any regulation, ruling, instruction, license, or other direction or 
authorization hereunder; or
    (ii) Such transfer was not licensed or authorized by the Director of 
the Office of Foreign Assets Control; or
    (iii) If a license did purport to cover the transfer, such license 
had been obtained by misrepresentation of a third party or the 
withholding of material facts or was otherwise fraudulently obtained.

    Note to paragraph (d): The filing of a report in accordance with the 
provisions of paragraph (d)(3) of this section shall not be deemed 
evidence that the terms of paragraphs (d)(1) and (2) of this section 
have been satisfied.

    (e) Except for exercises of judicial authority pursuant to 8 U.S.C. 
1189(b), unless licensed or authorized pursuant to this part, any 
attachment, judgment, decree, lien, execution, garnishment, or other 
judicial process is null and void with respect to any funds or assets 
which, on or since the effective date, were in the possession or control 
of a U.S. financial institution and were held in the name of a foreign 
terrorist organization or its agent or in which there existed an 
interest of a foreign terrorist organization or its agent.



Sec. 597.203  Holding of funds in interest-bearing accounts; investment and reinvestment.

    (a) Except as provided in paragraph (c) of this section, or as 
otherwise directed by the Office of Foreign Assets Control, any U.S. 
financial institution holding funds subject to Sec. 597.201(b) shall 
hold or place such funds in a blocked interest-bearing account which is 
in the name of the foreign terrorist organization or its agent and which 
is located in the United States.
    (b)(1) For purposes of this section, the term interest-bearing 
account means a blocked account:
    (i) in a federally-insured U.S. bank, thrift institution, or credit 
union, provided the funds are earning interest at rates which are 
commercially reasonable for the amount of funds in the account or 
certificate of deposit; or
    (ii) with a broker or dealer registered with the Securities and 
Exchange Commission under the Securities Exchange Act of 1934, provided 
the funds are invested in a money market fund or in U.S. Treasury Bills.
    (2) Funds held or placed in a blocked interest-bearing account 
pursuant to this paragraph may not be invested in instruments the 
maturity of which exceeds 180 days. If interest is credited to a 
separate blocked account or sub-account, the name of the account party 
on each account must be the same and must clearly indicate the foreign 
terrorist organization or agent having an interest in the accounts.

[[Page 478]]

    (c) Blocked funds held as of the effective date in the form of 
stocks, bonds, debentures, letters of credit, or instruments which 
cannot be negotiated for the purpose of placing the funds in a blocked 
interest-bearing account pursuant to paragraph (a) may continue to be 
held in the form of the existing security or instrument until 
liquidation or maturity, provided that any dividends, interest income, 
or other proceeds derived therefrom are paid into a blocked interest-
bearing account in accordance with the requirements of this section.
    (d) Funds subject to this section may not be held, invested, or 
reinvested in a manner in which an immediate financial or economic 
benefit or access accrues to the foreign terrorist organization or its 
agent.



Sec. 597.204  Evasions; attempts; conspiracies.

    Any transaction for the purpose of, or which has the effect of, 
evading or avoiding, or which facilitates the evasion or avoidance of, 
any of the prohibitions set forth in this part, is hereby prohibited. 
Any attempt to violate the prohibitions set forth in this part is hereby 
prohibited. Any conspiracy formed for the purpose of engaging in a 
transaction prohibited by this part is hereby prohibited.



                      Subpart C_General Definitions



Sec. 597.301  Agent.

    (a) The term agent means:
    (1) Any person owned or controlled by a foreign terrorist 
organization; or
    (2) Any person to the extent that such person is, or has been, or to 
the extent that there is reasonable cause to believe that such person 
is, or has been, since the effective date, acting or purporting to act 
directly or indirectly on behalf of a foreign terrorist organization.
    (b) The term agent includes, but is not limited to, any person 
determined by the Director of the Office of Foreign Assets Control to be 
an agent as defined in paragraph (a) of this section.

    Note to Sec. 597.301: Please refer to the appendices at the end of 
this chapter for listings of persons designated as foreign terrorist 
organizations or their agents. Section 501.807 of this chapter sets 
forth the procedures to be followed by a person seeking administrative 
reconsideration of a designation as an agent, or who wishes to assert 
that the circumstances resulting in the designation as an agent are no 
longer applicable.



Sec. 597.302  Assets.

    The term assets includes, but is not limited to, money, checks, 
drafts, bullion, bank deposits, savings accounts, debts, indebtedness, 
obligations, notes, guarantees, debentures, stocks, bonds, coupons, any 
other financial instruments, bankers acceptances, mortgages, pledges, 
liens or other rights in the nature of security, warehouse receipts, 
bills of lading, trust receipts, bills of sale, any other evidences of 
title, ownership or indebtedness, letters of credit and any documents 
relating to any rights or obligations thereunder, powers of attorney, 
goods, wares, merchandise, chattels, stocks on hand, ships, goods on 
ships, real estate mortgages, deeds of trust, vendors' sales agreements, 
land contracts, leaseholds, ground rents, real estate and any other 
interest therein, options, negotiable instruments, trade acceptances, 
royalties, book accounts, accounts payable, judgments, patents, 
trademarks or copyrights, insurance policies, safe deposit boxes and 
their contents, annuities, pooling agreements, services of any nature 
whatsoever, contracts of any nature whatsoever, and any other property, 
real, personal, or mixed, tangible or intangible, or interest or 
interests therein, present, future or contingent.



Sec. 597.303  Blocked account; blocked funds.

    The terms blocked account and blocked funds shall mean any account 
or funds subject to the prohibitions in Sec. 597.201 held in the name 
of a foreign terrorist organization or its agent or in which a foreign 
terrorist organization or its agent has an interest, and with respect to 
which payments, transfers, exportations, withdrawals, or other dealings 
may not be made or effected except pursuant to an authorization or 
license from the Office of Foreign Assets Control authorizing such 
action.

[[Page 479]]



Sec. 597.304  Designation.

    The term designation includes both the designation and redesignation 
of a foreign terrorist organization pursuant to 8 U.S.C. 1189.



Sec. 597.305  Effective date.

    Except as that term is used in Sec. 597.201(d), the term effective 
date refers to the effective date of the applicable prohibitions and 
directives contained in this part which is October 6, 1997, or, in the 
case of foreign terrorist organizations designated after that date and 
their agents, the earlier of the date on which a financial institution 
receives actual or constructive notice of such designation or of the 
Secretary of Treasury's exercise of his authority to block financial 
transactions pursuant to 8 U.S.C. 1189(a)(2)(C) and Sec. 597.201(a).



Sec. 597.306  Entity.

    The term entity includes a partnership, association, corporation, or 
other organization, group, or subgroup.



Sec. 597.307  Financial institution.

    The term financial institution shall have the definition given that 
term in 31 U.S.C. 5312(a)(2) as from time to time amended, 
notwithstanding the definition of that term in 31 CFR part 103.

    Note: The breadth of the statutory definition of financial 
institution precludes its reproduction in this section. Among the types 
of businesses covered are insured banks (as defined in 12 U.S.C. 
1813(h)), commercial banks or trust companies, private bankers, agencies 
or branches of a foreign bank in the United States, insured institutions 
(as defined in 12 U.S.C. 1724(a)), thrift institutions, brokers or 
dealers registered with the Securities and Exchange Commission under 15 
U.S.C. 78a et seq., securities or commodities brokers and dealers, 
investment bankers or investment companies, currency exchanges, issuers, 
redeemers, or cashiers of traveler's checks, checks, money orders, or 
similar instruments, credit card system operators, insurance companies, 
dealers in precious metals, stones or jewels, pawnbrokers, loan or 
finance companies, travel agencies, licensed senders of money, telegraph 
companies, businesses engaged in vehicle sales, including automobile, 
airplane or boat sales, persons involved in real estate closings and 
settlements, the United States Postal Service, a casino, gambling 
casino, or gaming establishment with an annual gaming revenue of more 
than $1,000,000 as further described in 31 U.S.C. 5312(a)(2), or 
agencies of the United States Government or of a State or local 
government carrying out a duty or power of any of the businesses 
described in 31 U.S.C. 5312(a)(2).



Sec. 597.308  Financial transaction.

    The term financial transaction means a transactioninvolving the 
transfer or movement of funds, whether by wire or other means.



Sec. 597.309  Foreign terrorist organization.

    The term foreign terrorist organization means an organization 
designated or redesignated as a foreign terrorist organization, or with 
respect to which the Secretary of State has notified Congress of the 
intention to designate as a foreign terrorist organization, under 8 
U.S.C. 1189(a).



Sec. 597.310  Funds.

    The term funds includes coin or currency of the United States or any 
other country, traveler's checks, personal checks, bank checks, money 
orders, stocks, bonds, debentures, drafts, letters of credit, any other 
negotiable instrument, and any electronic representation of any of the 
foregoing. An electronic representation of any of the foregoing includes 
any form of digital or electronic cash, coin, or currency in use 
currently or placed in use in the future.



Sec. 597.311  General license.

    The term general license means any license or authorization the 
terms of which are set forth in this part.



Sec. 597.312  Interest.

    Except as otherwise provided in this part, the term interest when 
used with respect to funds or assets (e.g., ``an interest in funds'') 
means an interest of any nature whatsoever, direct or indirect.



Sec. 597.313  License.

    Except as otherwise specified, the term license means any license or 
authorization contained in or issued pursuant to this part.

[[Page 480]]



Sec. 597.314  Person.

    The term person means an individual or entity.



Sec. 597.315  Specific license.

    The term specific license means any license or authorization not set 
forth in this part but issued pursuant to this part.



Sec. 597.316  Transaction.

    The term transaction shall have the meaning set forth in 18 U.S.C. 
1956(c)(3), as from time to time amended. As of the effective date, this 
term includes a purchase, sale, loan, pledge, gift, transfer, delivery, 
or other disposition of any asset, and with respect to a financial 
institution includes a deposit, withdrawal, transfer between accounts, 
exchange of currency, loan, extension of credit, purchase or sale of any 
stock, bond, certificate of deposit, or other monetary instrument, use 
of a safe deposit box, or any other payment, transfer, or delivery by, 
through, or to a financial institution, by whatever means effected.



Sec. 597.317  Transfer.

    The term transfer means any actual or purported act or transaction, 
whether or not evidenced by writing, and whether or not done or 
performed within the United States, the purpose, intent, or effect of 
which is to create, surrender, release, convey, transfer, or alter, 
directly or indirectly, any right, remedy, power, privilege, or interest 
with respect to any property and, without limitation upon the foregoing, 
shall include the making, execution, or delivery of any assignment, 
power, conveyance, check, declaration, deed, deed of trust, power of 
attorney, power of appointment, bill of sale, mortgage, receipt, 
agreement, contract, certificate, gift, sale, affidavit, or statement; 
the making of any payment; the setting off of any obligation or credit; 
the appointment of any agent, trustee, or fiduciary; the creation or 
transfer of any lien; the issuance, docketing, filing, or levy of or 
under any judgment, decree, attachment, injunction, execution, or other 
judicial or administrative process or order, or the service of any 
garnishment; the acquisition of any interest of any nature whatsoever by 
reason of a judgment or decree of any foreign country; the fulfillment 
of any condition; the exercise of any power of appointment, power of 
attorney, or other power; or the acquisition, disposition, 
transportation, importation, exportation, or withdrawal of any security.



Sec. 597.318  United States.

    The term United States means the United States, its territories, 
states, commonwealths, districts, and possessions, and all areas under 
the jurisdiction or authority thereof.



Sec. 597.319  U.S. financial institution.

    The term U.S. financial institution means:
    (a) Any financial institution organized under the laws of the United 
States, including such financial institution's foreign branches;
    (b) Any financial institution operating or doing business in the 
United States; or
    (c) Those branches, offices and agencies of foreign financial 
institutions which are located in the United States, but not such 
foreign financial institutions' other foreign branches, offices, or 
agencies.



                        Subpart D_Interpretations



Sec. 597.401  Reference to amended sections.

    Except as otherwise specified, reference to any section of this part 
or to any regulation, ruling, order, instruction, direction, or license 
issued pursuant to this part shall be deemed to refer to the same as 
currently amended.



Sec. 597.402  Effect of amendment.

    Any amendment, modification, or revocation of any section of this 
part or of any order, regulation, ruling, instruction, or license issued 
by or under the direction of the Director of the Office of Foreign 
Assets Control shall not, unless otherwise specifically provided, be 
deemed to affect any act done or omitted to be done, or any civil or 
criminal suit or proceeding commenced or pending prior to such 
amendment, modification, or revocation. All penalties, forfeitures, and 
liabilities under

[[Page 481]]

any such order, regulation, ruling, instruction, or license shall 
continue and may be enforced as if such amendment, modification, or 
revocation had not been made.



Sec. 597.403  Termination and acquisition of an interest in blocked funds.

    (a) Whenever a transaction licensed or authorized by or pursuant to 
this part results in the transfer of funds (including any interest in 
funds) away from a foreign terrorist organization or its agent, such 
funds shall no longer be deemed to be funds in which the foreign 
terrorist organization or its agent has or has had an interest, or which 
are held in the name of a foreign terrorist organization or its agent, 
unless there exists in the funds another interest of a foreign terrorist 
organization or its agent, the transfer of which has not been effected 
pursuant to license or other authorization.
    (b) Unless otherwise specifically provided in a license or 
authorization issued pursuant to this part, if funds (including any 
interest in funds) are or at any time since the effective date have been 
held by a foreign terrorist organization or its agent, or at any time 
thereafter are transferred or attempted to be transferred to a foreign 
terrorist organization or its agent, including by the making of any 
contribution to or for the benefit of a foreign terrorist organization 
or its agent, such funds shall be deemed to be funds in which there 
exists an interest of the foreign terrorist organization or its agent.



Sec. 597.404  Setoffs prohibited.

    A setoff against blocked funds (including a blocked account) by a 
U.S. financial institution is a prohibited transaction under Sec. 
597.201 if effected after the effective date.



Sec. 597.405  Transactions incidental to a licensed transaction.

    Any transaction ordinarily incident to a licensed transaction and 
necessary to give effect thereto is also authorized, except a 
transaction by an unlicensed, foreign terrorist organization or its 
agent or involving a debit to a blocked account or a transfer of blocked 
funds not explicitly authorized within the terms of the license.



Sec. 597.406  Offshore transactions.

    The prohibitions contained in Sec. 597.201 apply to transactions by 
U.S. financial institutions in locations outside the United States with 
respect to funds or assets which the U.S. financial institution knows, 
or becomes aware, are held in the name of a foreign terrorist 
organization or its agent, or in which the U.S. financial institution 
knows, or becomes aware that, a foreign terrorist organization or its 
agent has or has had an interest since the effective date.



Sec. 597.407  Palestinian Authority.

    Following the January 2006 Palestinian elections, Hamas, a 
designated terrorist entity whose property and interests in property are 
blocked pursuant to Sec. 597.201, has been determined to have a 
property interest in the transactions of the Palestinian Authority. 
Accordingly, pursuant to Sec. 597.201, U.S. persons are prohibited from 
engaging in transactions with the Palestinian Authority unless 
authorized. Certain transactions with the Palestinian Authority may be 
authorized by license, see subpart E of this part.

[71 FR 27202, May 10, 2006]



 Subpart E_Licenses, Authorizations, and Statements of Licensing Policy



Sec. 597.500  Licensing procedures.

    For provisions relating to licensing procedures, see part 501, 
subpart E, of this chapter. Licensing actions taken pursuant to part 501 
of this chapter with respect to the prohibitions contained in this part 
are considered actions taken pursuant to this part.

[68 FR 53660, Sept. 11, 2003]



Sec. 597.501  Effect of license or authorization.

    (a) No license or other authorization contained in this part, or 
otherwise issued by or under the direction of the Director of the Office 
of Foreign Assets Control, shall be deemed to authorize or validate any 
transaction effected

[[Page 482]]

prior to the issuance of the license, unless specifically provided in 
such license or authorization.
    (b) No regulation, ruling, instruction, or license authorizes any 
transaction prohibited under this part unless the regulation, ruling, 
instruction, or license is issued by the Office of Foreign Assets 
Control and specifically refers to this part. No regulation, ruling, 
instruction, or license referring to this part shall be deemed to 
authorize any transaction prohibited by any provision of this chapter 
unless the regulation, ruling, instruction or license specifically 
refers to such provision.
    (c) Any regulation, ruling, instruction, or license authorizing any 
transaction otherwise prohibited under this part has the effect of 
removing a prohibition or prohibitions contained in this part from the 
transaction, but only to the extent specifically stated by its terms. 
Unless the regulation, ruling, instruction, or license otherwise 
specifies, such an authorization does not create any right, duty, 
obligation, claim, or interest in, or with respect to, any property 
which would not otherwise exist under ordinary principles of law.



Sec. 597.502  Exclusion from licenses and authorizations.

    The Director of the Office of Foreign Assets Control reserves the 
right to exclude any person, property, or transaction from the operation 
of any license, or from the privileges therein conferred, or to restrict 
the applicability thereof with respect to particular persons, property, 
transactions, or classes thereof. Such action shall be binding upon all 
persons receiving actual or constructive notice of such exclusion or 
restriction.



Sec. 597.503  Payments and transfers to blocked accounts in U.S. financial institutions.

    (a) Any payment of funds or transfer of credit or other financial or 
economic resources or assets by a financial institution into a blocked 
account in a U.S. financial institution is authorized, provided that a 
transfer from a blocked account pursuant to this authorization may only 
be made to another blocked account held in the same name on the books of 
the same U.S. financial institution.
    (b) This section does not authorize any transfer from a blocked 
account within the United States to an account held outside the United 
States.

    Note to Sec. 597.503: Please refer to Sec. Sec. 501.603 and 
597.601 of this chapter for mandatory reporting requirements regarding 
financial transfers.



Sec. 597.504  Entries in certain accounts for normal service charges authorized.

    (a) U.S. financial institutions are hereby authorized to debit any 
blocked account with such U.S. financial institution in payment or 
reimbursement for normal service charges owed to such U.S. financial 
institution by the owner of such blocked account.
    (b) As used in this section, the term normal service charge shall 
include charges in payment or reimbursement for interest due; cable, 
telegraph, or telephone charges; postage costs; custody fees; small 
adjustment charges to correct bookkeeping errors; and, but not by way of 
limitation, minimum balance charges, notary and protest fees, and 
charges for reference books, photostats, credit reports, transcripts of 
statements, registered mail insurance, stationery and supplies, check 
books, and other similar items.



Sec. 597.505  Payment for certain legal services.

    Specific licenses may be issued, on a case-by-case basis, 
authorizing receipt of payment of professional fees and reimbursement of 
incurred expenses through a U.S. financial institution for the following 
legal services by U.S. persons:
    (a) Provision of legal advice and counseling to a foreign terrorist 
organization or an agent thereof on the requirements of and compliance 
with the laws of any jurisdiction within the United States, provided 
that such advice and counseling is not provided to facilitate 
transactions in violation of any of the prohibitions of this part;
    (b) Representation of a foreign terrorist organization or an agent 
thereof when named as a defendant in or otherwise made a party to 
domestic U.S.

[[Page 483]]

legal, arbitration, or administrative proceedings;
    (c) Initiation and conduct of domestic U.S. legal, arbitration, or 
administrative proceedings on behalf of a foreign terrorist organization 
or an agent thereof;
    (d) Representation of a foreign terrorist organization or an agent 
thereof before any federal or state agency with respect to the 
imposition, administration, or enforcement of U.S. sanctions against a 
foreign terrorist organization or an agent thereof;
    (e) Provision of legal services to a foreign terrorist organization 
or an agent thereof in any other context in which prevailing U.S. law 
requires access to legal counsel at public expense; and
    (f) Representation of a foreign terrorist organization seeking 
judicial review of a designation before the United States Court of 
Appeals for the District of Columbia Circuit pursuant to 8 U.S.C. 
1189(b)(1).



Sec. 597.506  Official activities of certain international organizations; U.S. person employees of certain governments.

    (a) Effective April 12, 2006, U.S. financial institutions are 
authorized to engage in all financial transactions with the Palestinian 
Authority otherwise prohibited by this part that are for the conduct of 
the official business of the United Nations, provided that no payment 
pursuant to this license may involve a debit to an account of the 
Palestinian Authority on the books of a U.S. financial institution or to 
any account blocked pursuant to this part.
    (b) For purposes of this section only, the term ``United Nations'' 
means its principal organs, including funds, bodies, commissions, 
agencies, departments and other entities of the Security Council, 
General Assembly, Economic and Social Council and Secretariat, 
specifically including, among others, the World Bank, the International 
Monetary Fund, the World Food Programme, and the World Health 
Organization.
    (c) The retention and reporting provisions of Sec. 597.201 shall 
not apply with respect to transactions authorized by paragraph (a) of 
this section.

[71 FR 27202, May 10, 2006]



Sec. 597.507  Travel, employment, residence and maintenance transactions with the Palestinian Authority.

    (a) Effective April 12, 2006, U.S. financial institutions are 
authorized to engage in all transactions that are ordinarily incident to 
U.S. persons' travel to or from, or employment, residence or personal 
maintenance within, the jurisdiction of the Palestinian Authority, 
including, but not limited to, receipt of salaries, payment of living 
expenses and acquisition of goods or services for personal use. Nothing 
in this license authorizes any debit to an account of the Palestinian 
Authority on the books of a U.S. financial institution or to any account 
blocked pursuant to this part.
    (b) The retention and reporting provisions of Sec. 597.201 shall 
not apply with respect to transactions authorized by paragraph (a) of 
this section.

[71 FR 27202, May 10, 2006]



Sec. 597.508  Payment of taxes and incidental fees to the Palestinian Authority.

    (a) Effective April 12, 2006, U.S. financial institutions are 
authorized to conduct all transactions ordinarily incident to the 
following activities by U.S. persons: the payment of taxes or fees to, 
or the purchase or receipt of permits or public utility services from, 
the Palestinian Authority where such transactions are necessary and 
ordinarily incident to such persons' day-to-day operations. Nothing in 
this license authorizes a debit to an account of the Palestinian 
Authority on the books of a U.S. financial institution or to any account 
blocked pursuant to this part.
    (b) The retention and reporting provisions of Sec. 597.201 shall 
not apply with respect to transactions authorized by paragraph (a) of 
this section.

[71 FR 27202, May 10, 2006]

[[Page 484]]



Sec. 597.509  Transactions with entities under the control of the Palestinian President and certain other entities.

    (a) Effective April 12, 2006, U.S. financial institutions are 
authorized to engage in all transactions otherwise prohibited under this 
part with the following entities and individuals:
    (1) The Palestinian Authority Presidency, including only the Office 
of the President, Presidential Security, General Intelligence Apparatus, 
Governors and Governorate staff, the Attorney General's Office, the 
Palestine Investment Fund (PIF), the Border Crossings Administration, 
and the Palestine Broadcasting Corporation (including the Voice of 
Palestine, Wafa News Agency, and the General Public Information Agency/
State Information Services);
    (2) The Palestinian Judiciary, including the Higher Judicial 
Council;
    (3) Members of the Palestinian Legislative Council (PLC) who were 
not elected to the PLC on the party slate of Hamas or any other Foreign 
Terrorist Organization (FTO), Specially Designated Terrorist (SDT), or 
Specially Designated Global Terrorist (SDGT); and
    (4) The following independent agencies: The Central Elections 
Commission; the Independent Citizens Rights Commission; the General 
Audit Authority/External Audit Agency; and the Palestinian Monetary 
Authority.
    (b) Effective April 12, 2006, U.S. financial institutions are 
authorized to reject transactions with members of the Palestinian 
Legislative Council (PLC) who were elected to the PLC on the party slate 
of Hamas or any other Foreign Terrorist Organization (FTO), Specially 
Designated Terrorist (SDT), or Specially Designated Global Terrorist 
(SDGT), provided that any such individuals are not named on OFAC's list 
of Specially Designated Nationals and Blocked Persons.
    (c) Nothing in this license authorizes a debit to an account of the 
Palestinian Authority on the books of a U.S. financial institution or to 
any account blocked pursuant to this part.
    (d) The retention and reporting provisions of Sec. 597.201 shall 
not apply with respect to transactions authorized by paragraph (a) of 
this section. The retention provisions of Sec. 597.201 shall not apply 
with respect to transactions authorized by paragraph (b) of this 
section.

[71 FR 27202, May 10, 2006]



Sec. 597.510  Concluding activities with the Palestinian Authority.

    (a) Effective April 12, 2006, all transactions and activities with 
the Palestinian Authority otherwise prohibited under this part are 
authorized through May 12, 2006, provided that they are necessary to 
conclude ongoing contracts or programs with the Palestinian Authority, 
and further provided that no payment pursuant to this license may 
involve a debit to an account of the Palestinian Authority on the books 
of a U.S. financial institution or to any account blocked pursuant to 
this part.
    (b) The retention and reporting provisions of Sec. 597.201 shall 
not apply with respect to transactions authorized by paragraph (a) of 
this section.

[71 FR 27202, May 10, 2006]



Sec. 597.511  In-kind donations of medicine, medical devices, and medical services.

    (a) Effective July 6, 2006, U.S. financial institutions are 
authorized to conduct all transactions ordinarily incident to the 
provision by nongovernmental organizations that are U.S. persons of in-
kind donations of medicine, medical devices, and medical services to the 
Palestinian Authority Ministry of Health, provided that such donations 
are strictly for distribution in the West Bank or Gaza and not intended 
for resale, and provided further that no payment pursuant to this 
license may involve a debit to an account of the Palestinian Authority 
on the books of a U.S. financial institution or to any account blocked 
pursuant to this part.
    (b) For the purposes of this section only, the term medical device 
has the meaning given the term ``device'' in section 201 of the Federal 
Food, Drug, and Cosmetic Act (21 U.S.C. 321), including medical 
supplies, but does not

[[Page 485]]

include any item listed on the Commerce Control List in the Export 
Administration Regulations, 15 CFR part 774, supplement no. 1.
    (c) U.S. financial institutions are authorized to conduct all 
transactions ordinarily incident to the provision by nongovernmental 
organizations that are U.S. persons of in-kind donations of medical 
devices listed on the Commerce Control List to the Palestinian Authority 
Ministry of Health, provided that
    (1) Such donation is licensed by OFAC; and
    (2) Such donation is authorized under or pursuant to the Export 
Administration Regulations.
    (d) The retention and reporting provisions of Sec. 597.201 shall 
not apply with respect to transactions authorized by paragraphs (a) and 
(c) of this section.

[71 FR 58744, Oct. 5, 2006]



Sec. 597.512  Transactions with the Palestinian Authority authorized.

    (a) As of June 20, 2007, U.S. persons are authorized to engage in 
all transactions otherwise prohibited under this part with the 
Palestinian Authority.
    (b) For purposes of this section only, the term Palestinian 
Authority means the Palestinian Authority government of Prime Minister 
Salam Fayyad and President Mahmoud Abbas, including all branches, 
ministries, offices, and agencies (independent or otherwise) thereof.

[72 FR 61518, Oct. 31, 2007]



                            Subpart F_Reports



Sec. 597.601  Records and reports.

    For provisions relating to records and reports, see subpart C of 
part 501 of this chapter; provided, however, that all of the powers 
afforded the Director pursuant to the first 3 sentences of Sec. 501.602 
of this chapter may also be exercised by the Attorney General in 
conducting administrative investigations pursuant to 18 U.S.C. 2339B(e); 
provided further, that the investigative authority of the Director 
pursuant to Sec. 501.602 of this chapter shall be exercised in 
accordance with 18 U.S.C. 2339B(e); and provided further, that for 
purposes of this part no person other than a U.S. financial institution 
and its directors, officers, employees, and agents shall be required to 
maintain records or to file any reports or furnish any information under 
Sec. Sec. 501.601, 501.602, or 501.603 of this chapter.



                           Subpart G_Penalties



Sec. 597.701  Penalties.

    (a) Attention is directed to 18 U.S.C. 2339B(a)(1), as added by 
Public Law 104-132, 110 Stat. 1250-1253, section 303, which provides 
that whoever, within the United States or subject to the jurisdiction of 
the United States, knowingly provides material support or resources to a 
foreign terrorist organization, or attempts or conspires to do so, shall 
be fined under title 18, United States Code, or imprisoned for not more 
than 10 years, or both.
    (b) Attention is directed to 18 U.S.C. 2339B(b), as added by Public 
Law 104-132, 110 Stat. 1250-1253, section 303, which, as adjusted 
pursuant to the Federal Civil Penalties Inflation Adjustment Act of 1990 
(Pub. L. 101-410, as amended, 28 U.S.C. 2461 note), provides that, 
except as authorized by the Secretary of the Treasury, any financial 
institution that knowingly fails to retain possession of or maintain 
control over funds in which a foreign terrorist organization or its 
agent has an interest, or to report the existence of such funds in 
accordance with these regulations, shall be subject to a civil penalty 
in an amount that is the greater of $55,000 per violation, or twice the 
amount of which the financial institution was required to retain 
possession or control.

    Note to paragraph (b). The current $55,000 civil penalty cap may be 
adjusted for inflation pursuant to the Federal Civil Penalties Inflation 
Adjustment Act of 1990.

    (c) Attention is directed to 18 U.S.C. 1001, which provides that 
whoever, in any matter within the jurisdiction of the executive, 
legislative, or judicial branch of the Government of the United States, 
knowingly and willfully falsifies, conceals or covers up by any trick, 
scheme, or device a material fact, or makes any materially false, 
fictitious or fraudulent statement or representation, or makes or uses 
any

[[Page 486]]

false writing or document knowing the same to contain any materially 
false, fictitious or fraudulent statement or entry, shall be fined under 
title 18, United States Code, or imprisoned not more than 5 years, or 
both.
    (d) Conduct covered by this part may also be subject to relevant 
provisions of other applicable laws.

[62 FR 52495, Oct. 8, 1997, as amended at 68 FR 61361, Oct. 28, 2003]



Sec. 597.702  Prepenalty notice.

    (a) When required. If the Director of the Office of Foreign Assets 
Control has reasonable cause to believe that there has occurred a 
violation of any provision of this part or a violation of the provisions 
of any license, ruling, regulation, order, direction or instruction 
issued by or pursuant to the direction or authorization of the Secretary 
of the Treasury pursuant to this part, and the Director, acting in 
coordination with the Attorney General, determines that civil penalty 
proceedings are warranted, the Director shall issue to the person 
concerned a notice of intent to impose a monetary penalty. The 
prepenalty notice shall be issued whether or not another agency has 
taken any action with respect to this matter.
    (b) Contents--(1) Facts of violation. The prepenalty notice shall 
describe the violation, specify the laws and regulations allegedly 
violated, and state the amount of the proposed monetary penalty.
    (2) Right to respond. The prepenalty notice also shall inform the 
respondent of respondent's right to respond within 30 days of mailing of 
the notice as to why a monetary penalty should not be imposed, or, if 
imposed, why it should be in a lesser amount than proposed.



Sec. 597.703  Response to prepenalty notice.

    (a) Time within which to respond. The respondent shall have 30 days 
from the date of mailing of the prepenalty notice to respond in writing 
to the Director of the Office of Foreign Assets Control.
    (b) Form and contents of written response. The written response need 
not be in any particular form, but shall contain information sufficient 
to indicate that it is in response to the prepenalty notice. It should 
respond to the allegations in the prepenalty notice and set forth the 
reasons why the respondent believes the penalty should not be imposed 
or, if imposed, why it should be in a lesser amount than proposed.
    (c) Informal settlement. In addition or as an alternative to a 
written response to a prepenalty notice pursuant to this section, the 
respondent or respondent's representative may contact the Office of 
Foreign Assets Control as advised in the prepenalty notice to propose 
the settlement of allegations contained in the prepenalty notice and 
related matters. In the event of settlement at the prepenalty stage, the 
prepenalty notice will be withdrawn, the respondent is not required to 
take a written position on allegations contained in the prepenalty 
notice, and the Office of Foreign Assets Control will make no final 
determination as to whether a violation occurred. The amount accepted in 
settlement of allegations in a prepenalty notice may vary from the civil 
penalty that might finally be imposed in the event of a formal 
determination of violation. In the event no settlement is reached, the 
30-day period specified in paragraph (a) of this section for written 
response to the prepenalty notice remains in effect unless additional 
time is granted by the Office of Foreign Assets Control.



Sec. 597.704  Penalty notice.

    (a) No violation. If, after considering any written response to the 
prepenalty notice and any relevant facts, the Director of the Office of 
Foreign Assets Control determines that there was no violation by the 
respondent, the Director promptly shall notify the respondent in writing 
of that determination and that no monetary penalty will be imposed.
    (b) Violation. (1) If, after considering any written response to the 
prepenalty notice and any relevant facts, the Director of the Office of 
Foreign Assets Control determines that there was a violation by the 
respondent, the Director promptly shall issue a written notice of the 
imposition of the monetary penalty on the respondent. The

[[Page 487]]

issuance of a written notice of the imposition of a monetary penalty 
shall constitute final agency action.
    (2) The penalty notice shall inform the respondent that payment of 
the assessed penalty must be made within 30 days of the mailing of the 
penalty notice.
    (3) The penalty notice shall inform the respondent of the 
requirement to furnish respondent's taxpayer identification number 
pursuant to 31 U.S.C. 7701 and that the Department intends to use such 
number for the purposes of collecting and reporting on any delinquent 
penalty amount in the event of a failure to pay the penalty imposed.



Sec. 597.705  Administrative collection; referral to United States Department of Justice.

    In the event that the respondent does not pay the penalty imposed 
pursuant to this part or make payment arrangements acceptable to the 
Director of the Office of Foreign Assets Control within 30 days of the 
mailing of the written notice of the imposition of the penalty, the 
matter may be referred for administrative collection measures by the 
Department of the Treasury or to the United States Department of Justice 
for appropriate action to recover the penalty in a civil suit in a 
Federal district court.



                          Subpart H_Procedures



Sec. 597.801  Procedures.

    For license application procedures and procedures relating to 
amendments, modifications, or revocations of licenses; administrative 
decisions; rulemaking; and requests for documents pursuant to the 
Freedom of Information and Privacy Acts (5 U.S.C. 552 and 552a), see 
part 501, subpart E, of this chapter.

[62 FR 52495, Oct. 8, 1997, as amended at 68 FR 53660, Sept. 11, 2003]



Sec. 597.802  Delegation by the Secretary of the Treasury.

    Any action which the Secretary of the Treasury is authorized to take 
pursuant to 8 U.S.C. 1189 or 18 U.S.C. 2339B, as added by Public Law 
104-132, 110 Stat. 1248-1253, sections 302 and 303, may be taken by the 
Director of the Office of Foreign Assets Control, or by any other person 
to whom the Secretary of the Treasury has delegated authority so to act.



                    Subpart I_Paperwork Reduction Act



Sec. 597.901  Paperwork Reduction Act notice.

    For approval by the Office of Management and Budget (``OMB'') under 
the Paperwork Reduction Act of information collections relating to 
recordkeeping and reporting requirements, to licensing procedures 
(including those pursuant to statements of licensing policy), and to 
other procedures, see Sec. 501.901 of this chapter. An agency may not 
conduct or sponsor, and a person is not required to respond to, a 
collection of information unless it displays a valid control number 
assigned by OMB.



PART 598_FOREIGN NARCOTICS KINGPIN SANCTIONS REGULATIONS--Table of Contents




      Subpart A_Relation of this Part to Other Laws and Regulations

Sec.
598.101 Relation of this part to other laws and regulations.

                         Subpart B_Prohibitions

598.201 Applicability of sanctions.
598.202 Blocking of assets.
598.203 Prohibited transactions involving blocked property.
598.204 Evasions; attempts; conspiracies.
598.205 Effect of transfers violating the provisions of this part.
598.206 Holding of funds in interest-bearing accounts; investment and 
          reinvestment.

                      Subpart C_General Definitions

598.301 Blocked account; blocked property.
598.302 Effective date.
598.303 Entity.
598.304 Foreign Narcotics Kingpin Designation Act.
598.305 Foreign person.
598.306 General license.
598.307 Interest.
598.308 License.
598.309 Narcotic drug; controlled substance; listed chemical.
598.310 Narcotics trafficking.
598.311 Person.
598.312 Property; property interest.

[[Page 488]]

598.313 Significant foreign narcotics trafficker.
598.314 Specially designated narcotics trafficker.
598.315 Specific license.
598.316 Transfer.
598.317 United States.
598.318 United States person; U.S. person.
598.319 U.S. financial institution.

                        Subpart D_Interpretations

598.401 Reference to amended sections.
598.402 Effect of amendment.
598.403 Termination and acquisition of an interest in blocked property.
598.404 Setoffs prohibited.
598.405 Transactions incidental to a licensed transaction.
598.406 Provision of services.
598.407 Offshore transactions.
598.408 Alleged change in ownership or control of an entity designated 
          as a specially designated narcotics trafficker.
598.409 Credit extended and cards issued by U.S. financial institutions.
598.410 Payments from blocked accounts to U.S. exporters and for other 
          obligations prohibited.

 Subpart E_Licenses, Authorizations, and Statements of Licensing Policy

598.501 General and specific licensing procedures.
598.502 Effect of license.
598.503 Exclusion from licenses.
598.504 Payments and transfers to blocked accounts in U.S. financial 
          institutions.
598.505 Investment and reinvestment of certain funds.
598.506 Entries in certain accounts for normal service charges 
          authorized.
598.507 Provision of certain legal services authorized.

                            Subpart F_Reports

598.601 Records and reports.

                           Subpart G_Penalties

598.701 Penalties.
598.702 Prepenalty notice.
598.703 Response to prepenalty notice; informal settlement.
598.704 Penalty imposition or withdrawal.
598.705 Administrative collection; referral to United States Department 
          of Justice.
598.706 Judicial review of civil penalty.

                          Subpart H_Procedures

598.801 Procedures.
598.802 Availability of information pursuant to the Freedom of 
          Information Act.
598.803 Delegation by the Secretary of the Treasury.

                    Subpart I_Paperwork Reduction Act

598.901 Paperwork Reduction Act notice.

    Authority: 3 U.S.C. 301; 21 U.S.C. 1901-1908; 31 U.S.C. 321(b); Pub. 
L. 101-410, 104 Stat. 890 (28 U.S.C. 2461 note).

    Source: 65 FR 41336, July 5, 2000, unless otherwise noted.



      Subpart A_Relation of This Part to Other Laws and Regulations



Sec. 598.101  Relation of this part to other laws and regulations.

    (a) This part is separate from, and independent of, the other parts 
of this chapter, including part 536 of this chapter, ``Narcotics 
Trafficking Sanctions Regulations,'' with the exception of part 501 of 
this chapter, the provisions of which apply to this part. Actions taken 
pursuant to part 501 of this chapter with respect to the prohibitions 
contained in this part are considered actions taken pursuant to this 
part. Differing foreign policy and national security contexts may result 
in differing interpretations of similar language among the parts of this 
chapter. No license or authorization contained in or issued pursuant to 
those other parts authorizes any transaction prohibited by this part. No 
license or authorization contained in or issued pursuant to any other 
provision of law or regulation authorizes any transaction prohibited by 
this part.
    (b) No license contained in or issued pursuant to this part relieves 
the involved parties from complying with any other applicable laws or 
regulations.



                         Subpart B_Prohibitions



Sec. 598.201  Applicability of sanctions.

    A specially designated narcotics trafficker is subject to any and 
all sanctions authorized by the Foreign Narcotics Kingpin Designation 
Act and implemented in this part. The application of sanctions on any 
specially designated narcotics trafficker will remain in effect until 
revoked by the President pursuant to section 804(h)(2) of the Foreign 
Narcotics Kingpin Designation Act, waived by the President pursuant to 
section 804(g)(1) of that Act, or revoked by the Secretary of the

[[Page 489]]

Treasury pursuant to section 805(e)(1)(A) of that Act.



Sec. 598.202  Blocking of assets.

    Except to the extent provided in regulations, orders, instructions, 
licenses, or directives issued pursuant to this part, and 
notwithstanding any contract entered into or any license or permit 
granted prior to the effective date, there are blocked as of the 
effective date, and any date thereafter, all such property and interests 
in property within the United States, or within the possession or 
control of any United States person, which are owned or controlled by a 
specially designated narcotics trafficker.



Sec. 598.203  Prohibited transactions involving blocked property.

    (a) Except to the extent provided in regulations, orders, 
instructions, licenses, or directives issued pursuant to this part, and 
notwithstanding any contract entered into or any license or permit 
granted prior to the effective date, any transaction or dealing by a 
United States person, or within the United States, in property or 
interests in property of a specially designated narcotics trafficker is 
prohibited.
    (b) Unless otherwise authorized by this part or by a specific 
license expressly referring to this section, any dealing in any security 
(or evidence thereof) held within the possession or control of a U.S. 
person and either registered or inscribed in the name of or known to be 
held for the benefit of any specially designated narcotics trafficker is 
prohibited. This prohibition includes but is not limited to the transfer 
(including the transfer on the books of any issuer or agent thereof), 
disposition, transportation, importation, exportation, or withdrawal of 
any such security or the endorsement or guaranty of signatures on any 
such security.
    (c) When a transaction results in the blocking of funds at a 
financial institution pursuant to this section and a party to the 
transaction believes the funds have been blocked due to mistaken 
identity, that party may seek to have such funds unblocked pursuant to 
the administrative procedures set forth in Sec. 501.806 of this 
chapter.



Sec. 598.204  Evasions; attempts; conspiracies.

    Except to the extent provided in regulations, orders, instructions, 
licenses, or directives issued pursuant to this part, and 
notwithstanding any contract entered into or any license or permit 
granted prior to the effective date, any transaction or dealing by any 
United States person, or within the United States, that evades or 
avoids, or has the effect of evading or avoiding, and any endeavor, 
attempt, or conspiracy to violate any of the prohibitions set forth in 
this part is prohibited.



Sec. 598.205  Effect of transfers violating the provisions of this part.

    (a) Any transfer after the effective date that is in violation of 
any provision of this part or of any regulation, order, directive, 
ruling, instruction, or license issued pursuant to this part, and that 
involves any property or interest in property of a specially designated 
narcotics trafficker is null and void and shall not be the basis for the 
assertion or recognition of any interest in or right, remedy, power, or 
privilege with respect to such property or property interests.
    (b) No transfer before the effective date shall be the basis for the 
assertion or recognition of any right, remedy, power, or privilege with 
respect to, or any interest in, any property or interest in property of 
a specially designated narcotics trafficker, unless the person with whom 
such property is held or maintained, prior to that date, had written 
notice of the transfer or by any written evidence had recognized such 
transfer.
    (c) Unless otherwise provided, an appropriate license or other 
authorization issued by or pursuant to the direction or authorization of 
the Director of the Office of Foreign Assets Control before, during, or 
after a transfer shall validate such transfer or make it enforceable to 
the same extent that it would be valid or enforceable but for the 
provisions of the Foreign Narcotics Kingpin Designation Act, this part, 
and any regulation, order, directive, ruling, instruction, or license 
issued pursuant to this part.

[[Page 490]]

    (d) Property transfers that otherwise would be null and void or 
unenforceable by virtue of the provisions of this section shall not be 
deemed to be null and void or unenforceable as to any person with whom 
such property was held or maintained (and as to such person only) in 
cases in which such person is able to establish to the satisfaction of 
the Director of the Office of Foreign Assets Control each of the 
following:
    (1) Such transfer did not represent a willful violation of the 
provisions of this part by the person with whom such property was held 
or maintained;
    (2) The person with whom such property was held or maintained did 
not have reasonable cause to know or suspect, in view of all the facts 
and circumstances known or available to such person, that such transfer 
required a license issued pursuant to this part and was not so licensed, 
or if a license did purport to cover the transfer, that such license had 
been obtained by misrepresentation of a third party or withholding of 
material facts or was otherwise fraudulently obtained; and
    (3) The person with whom such property was held or maintained filed 
with the Office of Foreign Assets Control a report setting forth in full 
the circumstances relating to such transfer promptly upon discovery 
that:
    (i) Such transfer was in violation of the provisions of this part or 
any regulation, ruling, instruction, direction, or license issued 
pursuant to this part;
    (ii) Such transfer was not licensed or authorized by the Director of 
the Office of Foreign Assets Control; or
    (iii) If a license did purport to cover the transfer, such license 
had been obtained by misrepresentation of a third party or withholding 
of material facts or was otherwise fraudulently obtained.

    Note to paragraph (d) of Sec. 598.205: The filing of a report in 
accordance with the provisions of paragraph (d)(3) of this section shall 
not be deemed evidence that the terms of paragraphs (d)(1) and (2) of 
this section have been satisfied.

    (e) Unless licensed or authorized pursuant to this part, any 
attachment, judgment, decree, lien, execution, garnishment, or other 
judicial process is null and void with respect to any property in which 
on or since the effective date there existed an interest of a specially 
designated narcotics trafficker.



Sec. 598.206  Holding of funds in interest-bearing accounts; investment and reinvestment.

    (a) Except as provided in paragraph (c) or (d) of this section, or 
as otherwise directed by the Office of Foreign Assets Control, any U.S. 
person holding funds, such as currency, bank deposits, or liquidated 
financial obligations, subject to Sec. 598.202 shall hold or place such 
funds in a blocked interest-bearing account located in the United 
States.
    (b)(1) For purposes of this section, the term blocked interest-
bearing account means a blocked account:
    (i) In a federally-insured U.S. bank, thrift institution, or credit 
union, provided the funds are earning interest at rates that are 
commercially reasonable; or
    (ii) With a broker or dealer registered with the Securities and 
Exchange Commission under the Securities Exchange Act of 1934, provided 
the funds are invested in a money market fund or in U.S. Treasury bills.
    (2) For purposes of this section, a rate is commercially reasonable 
if it is the rate currently offered to other depositors on deposits or 
instruments of comparable size and maturity.
    (3) Funds held or placed in a blocked account pursuant to this 
paragraph (b) may not be invested in instruments the maturity of which 
exceeds 180 days. If interest is credited to a separate blocked account 
or sub-account, the name of the account party on each account must be 
the same.
    (c) Blocked funds held in instruments the maturity of which exceeds 
180 days at the time the funds become subject to Sec. 598.202 may 
continue to be held until maturity in the original instrument, provided 
any interest, earnings, or other proceeds derived therefrom are paid 
into a blocked interest-bearing account in accordance with paragraph (b) 
or (d) of this section.
    (d) Blocked funds held in accounts or instruments outside the United 
States at the time the funds become subject to Sec. 598.202 may 
continue to be held in the same type of accounts or instruments, 
provided the funds earn interest

[[Page 491]]

at rates that are commercially reasonable.
    (e) This section does not create an affirmative obligation for the 
holder of blocked tangible property, such as chattels or real estate, or 
of other blocked property, such as debt or equity securities, to sell or 
liquidate such property at the time the property becomes subject to 
Sec. 598.202. However, the Office of Foreign Assets Control may issue 
licenses permitting or directing such sales in appropriate cases.
    (f) Funds subject to this section may not be held, invested, or 
reinvested in a manner that provides immediate financial or economic 
benefit or access to specially designated narcotics traffickers, nor may 
their holder cooperate in or facilitate the pledging or other attempted 
use as collateral of blocked funds or other assets.

    Note to Sec. 598.206: Please refer to Sec. 598.505 for authorized 
investment and reinvestment of certain funds held in blocked accounts.



                      Subpart C_General Definitions



Sec. 598.301  Blocked account; blocked property.

    The terms blocked account and blocked property mean any account or 
property subject to Sec. 598.202 held in the name of a specially 
designated narcotics trafficker, or in which a specially designated 
narcotics trafficker has an interest, and with respect to which 
payments, transfers, exportations, withdrawals, or other dealings may 
not be made or effected except pursuant to an authorization or license 
from the Office of Foreign Assets Control authorizing such action.



Sec. 598.302  Effective date.

    The term effective date refers to the effective date of the 
applicable prohibitions and directives of this part, which is December 
3, 1999, or, in the case of specially designated narcotics traffickers 
designated after that date, the earlier of the date on which actual or 
constructive notice of such designation is received.



Sec. 598.303  Entity.

    The term entity means a partnership, joint venture, association, 
corporation, organization, network, group, or subgroup, or any form of 
business collaboration.



Sec. 598.304  Foreign Narcotics Kingpin Designation Act.

    The term Foreign Narcotics Kingpin Designation Act means the Foreign 
Narcotics Kingpin Designation Act, Pub. L. 106-120, title 8, 113 Stat. 
1606, 1626-1636 (codified at 21 U.S.C. 1901-1908, 8 U.S.C. 
1182(a)(2)(C)).



Sec. 598.305  Foreign person.

    The term foreign person means any citizen or national of a foreign 
state or any entity not organized under the laws of the United States, 
but does not include a foreign state.



Sec. 598.306  General license.

    The term general license means any license or authorization the 
terms of which are set forth in this part.



Sec. 598.307  Interest.

    Except as otherwise provided in this part, the term interest when 
used with respect to property (e.g., an interest in property) means an 
interest of any nature whatsoever, direct or indirect.



Sec. 598.308  License.

    Except as otherwise specified, the term license means any license or 
authorization contained in or issued pursuant to this part.



Sec. 598.309  Narcotic drug; controlled substance; listed chemical.

    The terms narcotic drug, controlled substance, and listed chemical 
have the meanings given those terms in section 102 of the Controlled 
Substances Act (21 U.S.C. 802).



Sec. 598.310  Narcotics trafficking.

    The term narcotics trafficking means any illicit activity to 
cultivate, produce, manufacture, distribute, sell, finance, or transport 
narcotic drugs, controlled substances, or listed chemicals, or otherwise 
endeavor or attempt to do so, or to assist, abet, conspire, or collude 
with others to do so.



Sec. 598.311  Person.

    The term person means an individual or entity.

[[Page 492]]



Sec. 598.312  Property; property interest.

    The terms property and property interest include but are not limited 
to money, checks, drafts, bullion, bank deposits, savings accounts, 
debts, indebtedness, obligations, notes, guarantees, debentures, stocks, 
bonds, coupons, any other financial instruments, bankers acceptances, 
mortgages, pledges, liens or other rights in the nature of security, 
warehouse receipts, bills of lading, trust receipts, bills of sale, any 
other evidences of title, ownership, or indebtedness, letters of credit 
and any documents relating to any rights or obligations thereunder, 
powers of attorney, goods, wares, merchandise, chattels, stocks on hand, 
ships, goods on ships, real estate mortgages, deeds of trust, vendors' 
sales agreements, land contracts, leaseholds, ground rents, real estate 
and any other interest therein, options, negotiable instruments, trade 
acceptances, royalties, book accounts, accounts payable, judgments, 
patents, trademarks or copyrights, insurance policies, safe deposit 
boxes and their contents, annuities, pooling agreements, services of any 
nature whatsoever, contracts of any nature whatsoever, and any other 
property, real, personal, or mixed, tangible or intangible, or interest 
or interests therein, whether present, future, or contingent.



Sec. 598.313  Significant foreign narcotics trafficker.

    The term significant foreign narcotics trafficker means any foreign 
person that plays a significant role in international narcotics 
trafficking that the President has determined to be appropriate for 
sanctions and has publicly identified under section 804(b) or section 
804(h)(1) of the Foreign Narcotics Kingpin Designation Act.



Sec. 598.314  Specially designated narcotics trafficker.

    The term specially designated narcotics trafficker means:
    (a) Significant foreign narcotics traffickers; and
    (b) Foreign persons designated by the Secretary of the Treasury, in 
consultation with the Attorney General, the Director of Central 
Intelligence, the Director of the Federal Bureau of Investigation, the 
Administrator of the Drug Enforcement Administration, the Secretary of 
Defense, and the Secretary of State, because they are found to be:
    (1) Materially assisting in, or providing financial or technological 
support for or to, or providing goods or services in support of, the 
international narcotics trafficking activities of a specially designated 
narcotics trafficker;
    (2) Owned, controlled, or directed by, or acting for or on behalf 
of, a specially designated narcotics trafficker; or
    (3) Playing a significant role in international narcotics 
trafficking.

    Note to Sec. 598.314: Please refer to the appendices at the end of 
this chapter V for listings of persons determined to fall within this 
definition who have been designated pursuant to this part. Section 
501.807 of this chapter V sets forth the procedures to be followed by 
persons seeking administrative reconsideration of their designation or 
who wish to assert that the circumstances resulting in designation no 
longer apply.



Sec. 598.315  Specific license.

    The term specific license means any license not set forth in this 
part but issued pursuant to this part.



Sec. 598.316  Transfer.

    The term transfer means any actual or purported act or transaction, 
whether or not evidenced by writing, and whether or not done or 
performed within the United States, the purpose, intent, or effect of 
which is to create, surrender, release, convey, transfer, or alter, 
directly or indirectly, any right, remedy, power, privilege, or interest 
with respect to any property. Without limitation upon the foregoing, the 
term transfer includes the making, execution, or delivery of any 
assignment, power, conveyance, check, declaration, deed, deed of trust, 
power of attorney, power of appointment, bill of sale, mortgage, 
receipt, agreement, contract, certificate, gift, sale, affidavit, or 
statement; the making of any payment; the setting off of any obligation 
or credit; the appointment of any agent, trustee, or fiduciary; the 
creation or transfer of any lien; the issuance, docketing, filing, or 
levy of or under any judgment, decree, attachment, injunction, 
execution, or other

[[Page 493]]

judicial or administrative process or order; the service of any 
garnishment; the acquisition of any interest of any nature whatsoever by 
reason of a judgment or decree of any foreign country; the fulfillment 
of any condition; the exercise of any power of appointment, power of 
attorney, or other power; or the acquisition, disposition, 
transportation, importation, exportation, or withdrawal of any security.



Sec. 598.317  United States.

    The term United States means the United States, its territories and 
possessions, and all areas under the jurisdiction or authority thereof.



Sec. 598.318  United States person; U.S. person.

    The term United States person or U.S. person means any United States 
citizen or national, permanent resident alien, an entity organized under 
the laws of the United States (including its foreign branches), or any 
person within the United States.



Sec. 598.319  U.S. financial institution.

    The term U.S. financial institution means any U.S. entity (including 
a foreign branch) that is engaged in the business of accepting deposits, 
making, granting, transferring, holding, or brokering loans or credits, 
or purchasing or selling foreign exchange, securities, commodity futures 
or options, as principal or agent. This terms includes but is not 
limited to depository institutions, banks, savings banks, trust 
companies, securities brokers and dealers, commodity futures and options 
brokers and dealers, forward contract and foreign exchange merchants, 
securities and commodities exchanges, clearing corporations, investment 
companies, employee benefit plans, and U.S. holding companies, U.S. 
affiliates, or U.S. subsidiaries of any of the foregoing. This term 
includes those branches, offices, and agencies of foreign financial 
institutions which are located in the United States, but not such 
institutions' foreign branches, offices, or agencies.



                        Subpart D_Interpretations



Sec. 598.401  Reference to amended sections.

    Except as otherwise specified, reference to any provision in or 
appendix to this part or chapter or to any regulation, ruling, order, 
instruction, direction, or license issued pursuant to this part refers 
to the same as currently amended.



Sec. 598.402  Effect of amendment.

    Unless otherwise specifically provided, any amendment, modification, 
or revocation of any provision in or appendix to this part or chapter or 
of any order, regulation, ruling, instruction, or license issued by or 
under the direction of the Director of the Office of Foreign Assets 
Control does not affect any act done or omitted, or any civil or 
criminal suit or proceeding commenced or pending prior to such 
amendment, modification, or revocation. All penalties, forfeitures, and 
liabilities under any such order, regulation, ruling, instruction, or 
license continue and may be enforced as if such amendment, modification, 
or revocation had not been made.



Sec. 598.403  Termination and acquisition of an interest in blocked property.

    (a) Whenever a transaction licensed pursuant to this part results in 
the transfer of property (including any property interest) away from a 
specially designated narcotics trafficker, the transferred property will 
no longer be considered property in which that person has or has had an 
interest. Provided no other specially designated narcotics trafficker 
has any interest in the transferred property following the transfer, the 
transferred property will no longer be considered property blocked 
pursuant to Sec. 598.202.
    (b) Unless otherwise specifically provided in a license issued 
pursuant to this part, if property (including any property interest) is 
transferred or attempted to be transferred to a specially designated 
narcotics trafficker, such property shall be deemed to be property in 
which that person has an interest, and such property is therefore 
blocked pursuant to Sec. 598.202.

[[Page 494]]



Sec. 598.404  Setoffs prohibited.

    A setoff against blocked property (including a blocked account), 
whether by a U.S. financial institution or other U.S. person, is a 
prohibited transfer under Sec. 598.203 if effected after the effective 
date.



Sec. 598.405  Transactions incidental to a licensed transaction.

    Any transaction ordinarily incident to a licensed transaction and 
necessary to give effect to the licensed transaction is also authorized 
by the license. Except as specifically authorized by the terms of a 
license, prohibited transactions by specially designated narcotics 
traffickers and debits to accounts blocked pursuant to Sec. 598.202 are 
not considered incidental to a licensed transaction and therefore remain 
prohibited.



Sec. 598.406  Provision of services.

    (a) The prohibitions contained in Sec. 598.203 apply to services 
performed by U.S. persons, wherever located:
    (1) On behalf of or for the benefit of a specially designated 
narcotics trafficker; or
    (2) With respect to property interests of a specially designated 
narcotics trafficker.
    (b) Example: U.S. persons may not, except as authorized by or 
pursuant to this part, provide legal, accounting, financial, brokering, 
freight forwarding, transportation, public relations, or other services 
to a specially designated narcotics trafficker. See Sec. 598.507 on 
licensing policy with regard to the provision of certain legal services.



Sec. 598.407  Offshore transactions.

    The prohibitions contained in Sec. 598.203 apply to transactions by 
any U.S. person in a location outside the United States with respect to 
property in which the U.S. person knows, or has reason to know, that a 
specially designated narcotics trafficker has or has had an interest 
since the effective date.



Sec. 598.408  Alleged change in ownership or control of an entity designated as a specially designated narcotics trafficker.

    (a) A change or alleged change in ownership or control of an entity 
designated as a specially designated narcotics trafficker shall not be 
the basis for removal of that entity from the list of specially 
designated narcotics traffickers unless, upon investigation by the 
Office of Foreign Control and submission of evidence by the entity, it 
is demonstrated to the satisfaction of the Director of the Office of 
Foreign Assets Control that the transfer to a bona fide purchaser at 
arm's length, or other means of changing ownership or control, is 
legitimate and that the entity no longer meets the criteria for 
designation under Sec. 598.314. Evidence submitted must conclusively 
demonstrate that all ties with other specially designated narcotics 
traffickers have been completely severed, and may include, but is not 
limited to, articles of incorporation; identification of new directors, 
officers, shareholders, and sources of capital; and contracts evidencing 
the sale of the entity to its new owners.
    (b) Any continuing substantial financial obligations on the part of 
the new owners to any specially designated narcotics traffickers, 
including long-term payment plans, leases, or rents, will be considered 
as evidence of continuing control of the entity by the specially 
designated narcotics trafficker. Purchase of a designated entity without 
ongoing substantial financial obligations to a specially designated 
narcotics trafficker may nonetheless be a basis for subsequent 
designation of the purchaser, if the transaction is determined 
materially to assist in or provide financial support for the 
international narcotics trafficking activities of specially designated 
narcotics traffickers for purposes of Sec. 598.314(b)(1). For example, 
any acquisition transaction resulting in a direct cash transfer to or 
other enrichment of a specially designated narcotics trafficker could 
lead to designation of the purchaser. Mere change in name of an entity 
will not be considered as constituting a change of the entity's status.

[[Page 495]]



Sec. 598.409  Credit extended and cards issued by U.S. financial institutions.

    The prohibition in Sec. 598.203 on dealing in property in which a 
specially designated narcotics trafficker has an interest prohibits U.S. 
financial institutions from performing under any existing credit 
agreements, including, but not limited to, charge cards, debit cards, or 
other credit facilities issued by a U.S. financial institution to a 
specially designated narcotics trafficker.



Sec. 598.410  Payments from blocked accounts to U.S. exporters and for other obligations prohibited.

    No debits may be made to a blocked account to pay obligations to 
U.S. persons or other persons, including payment for goods or services 
exported prior to the effective date of the blocking, except as 
authorized pursuant to this part.



 Subpart E_Licenses, Authorizations, and Statements of Licensing Policy



Sec. 598.501  General and specific licensing procedures.

    For provisions relating to licensing procedures, see part 501, 
subpart E, of this chapter. Licensing actions taken pursuant to part 501 
of this chapter with respect to the prohibitions contained in this part 
are considered actions taken pursuant to this part.

[65 FR 41336, July 5, 2000, as amended at 68 FR 53660, Sept. 11, 2003]



Sec. 598.502  Effect of license.

    (a) No license contained in this part, or otherwise issued by or 
under the direction of the Director of the Office of Foreign Assets 
Control pursuant to this part, authorizes or validates any transaction 
effected prior to the issuance of the license, unless the prior 
transaction is specifically authorized in such license.
    (b) No regulation, ruling, instruction, or license authorizes any 
transaction prohibited by this part unless the regulation, ruling, 
instruction, or license is issued by the Office of Foreign Assets 
Control and specifically refers to this part. No regulation, ruling, 
instruction, or license referring to this part authorizes any 
transaction prohibited by any provision of this chapter unless the 
regulation, ruling, instruction, or license specifically refers to such 
provision.
    (c) Any regulation, ruling, instruction, or license authorizing any 
transaction otherwise prohibited by this part has the effect of removing 
from the transaction a prohibition or prohibitions contained in this 
part, but only to the extent specifically stated by its terms. Unless 
the regulation, ruling, instruction, or license otherwise specifies, 
such an authorization does not create any right, duty, obligation, 
claim, or interest that would not otherwise exist under ordinary 
principles of law in or with respect to any property.



Sec. 598.503  Exclusion from licenses.

    The Director of the Office of Foreign Assets Control reserves the 
right to exclude any person, property, or transaction from the operation 
of any license or from the privileges conferred by any license. The 
Director of the Office of Foreign Assets Control also reserves the right 
to restrict the applicability of any license to particular persons, 
property, transactions, or classes thereof. Such actions are binding 
upon all persons receiving actual or constructive notice of the 
exclusions or restrictions.



Sec. 598.504  Payments and transfers to blocked accounts in U.S. financial institutions.

    Any payment of funds or transfer of credit in which a specially 
designated narcotics trafficker has any interest that comes within the 
possession or control of a U.S. financial institution must be blocked in 
an account on the books of that financial institution. A transfer of 
funds or credit by a U.S. financial institution between blocked accounts 
in its branches or offices is authorized, provided that no transfer is 
made from an account within the United States to an account held outside 
the United States, and further provided that a transfer from a blocked 
account may only be made to another blocked account held in the same 
name.


[[Page 496]]


    Note to Sec. 598.504: Please refer to part 501, subpart C of this 
chapter for mandatory reporting requirements regarding financial 
transfers. See also Sec. 598.206 concerning the obligation to hold 
blocked funds in interest-bearing accounts.



Sec. 598.505  Investment and reinvestment of certain funds.

    Subject to the requirements of Sec. 598.206, U.S. financial 
institutions are authorized to invest and reinvest assets held in 
blocked accounts in the name of a specially designated narcotics 
trafficker, subject to the following conditions:
    (a) The assets representing such investments and reinvestments are 
credited to a blocked account or subaccount that is held in the same 
name at the same U.S. financial institution, or within the possession or 
control of a U.S. person, but in no case may funds be transferred 
outside the United States for this purpose;
    (b) The proceeds of such investments and reinvestments are not 
credited to a blocked account or subaccount under any name or 
designation that differs from the name or designation of the specific 
blocked account or subaccount in which such funds or securities were 
held; and
    (c) No immediate financial or economic benefit accrues (e.g., 
through pledging or other use) to the specially designated narcotics 
trafficker.



Sec. 598.506  Entries in certain accounts for normal service charges authorized.

    (a) U.S. financial institutions are authorized to debit any blocked 
account with such U.S. financial institution in payment or reimbursement 
for normal service charges owed to such U.S. financial institution by 
the owner of such blocked account.
    (b) As used in this section, the term normal service charges 
includes but is not limited to charges in payment or reimbursement for 
interest due; cable, telegraph, or telephone charges; postage costs; 
custody fees; small adjustment charges to correct bookkeeping errors; 
minimum balance charges; notary and protest fees; and charges for 
reference books, photocopies, credit reports, transcripts of statements, 
registered mail, insurance, stationery and supplies, and other similar 
items.



Sec. 598.507  Provision of certain legal services authorized.

    (a) The provision to or on behalf of a specially designated 
narcotics trafficker of the legal services set forth in paragraph (b) of 
this section is authorized, provided that all receipt of payment for 
such services must be specifically licensed.
    (b) Specific licenses may be issued on a case-by-case basis 
authorizing receipt from unblocked sources of payment of professional 
fees and reimbursement of incurred expenses for the following legal 
services by U.S. persons to a specially designated narcotics trafficker:
    (1) Provision of legal advice and counseling on the requirements of 
and compliance with the laws of any jurisdiction within the United 
States, provided that such advice and counseling is not provided to 
facilitate transactions that would violate any prohibition contained in 
this chapter;
    (2) Representation of a specially designated narcotics trafficker 
when named as a defendant in or otherwise made a party to domestic U.S. 
legal, arbitration, or administrative proceedings;
    (3) Initiation and conduct of domestic U.S. legal, arbitration, or 
administrative proceedings in defense of property interests subject to 
U.S. jurisdiction of a specially designated narcotics trafficker;
    (4) Representation of a specially designated narcotics trafficker 
before any federal or state agency with respect to the imposition, 
administration, or enforcement of U.S. sanctions against such person; 
and
    (5) Provision of legal services in any other context in which 
prevailing U.S. law requires access to legal counsel at public expense.
    (c) The provision of any other legal services to a specially 
designated narcotics trafficker, not otherwise authorized in this part, 
requires the issuance of a specific license.
    (d) Entry into a settlement agreement affecting property or 
interests in property of a specially designated narcotics trafficker or 
the enforcement of

[[Page 497]]

any lien, judgment, arbitral award, decree, or other order through 
execution, garnishment, or other judicial process purporting to transfer 
or otherwise alter or affect property or interests in property of a 
specially designated narcotics trafficker is prohibited unless 
specifically licensed in accordance with Sec. 598.205(e).



                            Subpart F_Reports



Sec. 598.601  Records and reports.

    For provisions relating to required records and reports, see part 
501, subpart C of this chapter. Recordkeeping and reporting requirements 
imposed by part 501 of this chapter with respect to the prohibitions 
contained in this part are considered requirements arising pursuant to 
this part.



                           Subpart G_Penalties



Sec. 598.701  Penalties.

    (a) Attention is directed to section 807 of the Foreign Narcotics 
Kingpin Designation Act, which is applicable to violations of the 
provisions of any license, rule, or regulation issued by or pursuant to 
the direction or authorization of the Secretary of Treasury pursuant to 
this part or otherwise under that Act. Section 807 of the Foreign 
Narcotics Kingpin Designation Act, as adjusted pursuant to the Federal 
Civil Penalties Inflation Adjustment Act of 1990 (Public Law 101-410, as 
amended, 28 U.S.C. 2461 note), provides that:
    (1) Whoever willfully violates the provisions of the Foreign 
Narcotics Kingpin Designation Act, or any license, rule, or regulation 
issued pursuant to that Act, or willfully neglects or refuses to comply 
with any order of the President issued under that Act, shall be 
imprisoned for not more than 10 years, fined in the amount provided in 
title 18, United States Code, or both, or, in the case of an entity, 
fined not more than $10,000,000;
    (2) Any officer, director, or agent of any entity who knowingly 
participates in a violation of the provisions of the Foreign Narcotics 
Kingpin Designation Act, shall be imprisoned for not more than 30 years, 
fined not more than $5,000,000, or both;
    (3) A civil penalty not to exceed $1,075,000 per violation may be 
imposed by the Secretary of the Treasury on any person who violates any 
license, order, rule, or regulation issued in compliance with the 
provisions of the Foreign Narcotics Kingpin Designation Act.

    Note to paragraph (a)(3). The current $1,075,000 civil penalty cap 
may be adjusted for inflation pursuant to the Federal Civil Penalties 
Inflation Adjustment Act of 1990.

    (b) The criminal penalties provided in this part are subject to 
increase pursuant to 18 U.S.C. 3571.
    (c) Attention is directed to 18 U.S.C. 1001, which provides that 
whoever, in any matter within the jurisdiction of any department or 
agency of the United States, knowingly and willfully falsifies, 
conceals, or covers up by any trick, scheme, or device a material fact, 
or makes any materially false, fictitious, or fraudulent statement or 
representation, or makes or uses any false writing or document knowing 
the same to contain any materially false, fictitious, or fraudulent 
statement or entry shall be fined under title 18, United States Code, or 
imprisoned not more than five years, or both.
    (d) Violations of this part may also be subject to relevant 
provisions of other applicable laws.

[65 FR 41336, July 5, 2000, as amended at 68 FR 61361, Oct. 28, 2003]



Sec. 598.702  Prepenalty notice.

    (a) When required. If the Director of the Office of Foreign Assets 
Control has reasonable cause to believe that there has occurred a 
violation of any provision of this part or a violation of the provisions 
of any license, ruling, regulation, order, direction, or instruction 
issued by or pursuant to the direction or authorization of the Secretary 
of the Treasury pursuant to this part or otherwise under the Foreign 
Narcotics Kingpin Designation Act, and the Director determines that 
further proceedings are warranted, the Director shall issue to the 
person concerned a notice of intent to impose a monetary penalty. This 
prepenalty notice shall be issued whether or not another agency has 
taken any action with respect to this matter.

[[Page 498]]

    (b) Contents--(1) Facts of violation. The prepenalty notice shall 
describe the violation, specify the laws and regulations allegedly 
violated, and state the amount of the proposed monetary penalty.
    (2) Right to respond. The prepenalty notice also shall inform the 
respondent of respondent's right to make a written presentation within 
30 days of the date of mailing of the notice as to why a monetary 
penalty should not be imposed or why, if imposed, the monetary penalty 
should be in a lesser amount than proposed.



Sec. 598.703  Response to prepenalty notice; informal settlement.

    (a) Deadline for response. The respondent shall have 30 days from 
the date of mailing of the prepenalty notice to make a written response 
to the Director of the Office of Foreign Assets Control.
    (b) Form and contents of response. The written response need not be 
in any particular form, but must contain information sufficient to 
indicate that it is in response to the prepenalty notice. It should 
contain responses to the allegations in the prepenalty notice and set 
forth the reasons why the respondent believes the penalty should not be 
imposed or why, if imposed, it should be in a lesser amount than 
proposed.
    (c) Informal settlement. In addition or as an alternative to a 
written response to a prepenalty notice issued pursuant to this section, 
the respondent or respondent's representative may contact the Office of 
Foreign Assets Control as advised in the prepenalty notice to propose 
the settlement of allegations contained in the prepenalty notice and 
related matters. In the event of settlement at the prepenalty stage, the 
claim proposed in the prepenalty notice will be withdrawn, the 
respondent will not be required to take a written position on 
allegations contained in the prepenalty notice, and the Office of 
Foreign Assets Control will make no final determination as to whether a 
violation occurred. The amount accepted in settlement of allegations in 
a prepenalty notice may vary from the civil penalty that might finally 
be imposed in the event of a formal determination of violation. In the 
event no settlement is reached, the 30-day period specified in paragraph 
(a) of this section for written response to the prepenalty notice 
remains in effect unless additional time is granted by the Office of 
Foreign Assets Control.



Sec. 598.704  Penalty imposition or withdrawal.

    (a) No violation. If, after considering any response to a prepenalty 
notice and any relevant facts, the Director of the Office of Foreign 
Assets Control determines that there was no violation by the respondent 
named in the prepenalty notice, the Director promptly shall notify the 
respondent in writing of that determination and that no monetary penalty 
will be imposed.
    (b) Violation. If, after considering any response to a prepenalty 
notice and any relevant facts, the Director of the Office of Foreign 
Assets Control determines that there was a violation by the respondent 
named in the prepenalty notice, the Director promptly shall issue a 
written notice of the imposition of the monetary penalty to the 
respondent. The issuance of a written notice of the imposition of a 
monetary penalty shall constitute final agency action.
    (1) The penalty notice shall inform the respondent that payment of 
the assessed penalty must be made within 30 days of the date of mailing 
of the penalty notice.
    (2) The penalty notice shall inform the respondent of the 
requirement to furnish the respondent's taxpayer identification number 
pursuant to 31 U.S.C. 7701 and that such number will be used for 
purposes of collecting and reporting on any delinquent penalty amount.



Sec. 598.705  Administrative collection; referral to United States Department of Justice.

    In the event that the respondent does not pay a penalty imposed 
pursuant to this part or make payment arrangements acceptable to the 
Director of the Office of Foreign Assets Control within 30 days of the 
date of mailing of a penalty notice, the matter may be referred for 
administrative collection measures by the Department of the Treasury or 
to the United States Department of

[[Page 499]]

Justice for appropriate action to recover the penalty in a civil suit in 
a Federal district court.



Sec. 598.706  Judicial review of civil penalty.

    A civil penalty imposed pursuant to this subpart G is subject to 
judicial review only to the extent provided in 5 U.S.C. 702.



                          Subpart H_Procedures



Sec. 598.801  Procedures.

    For license application procedures and procedures relating to 
amendments, modifications, or revocations of licenses; administrative 
decisions; rulemaking; and requests for documents pursuant to the 
Privacy Act (5 U.S.C. 552a), see part 501, subpart E of this chapter.

[65 FR 41336, July 5, 2000, as amended at 68 FR 53660, Sept. 11, 2003]



Sec. 598.802  Availability of information pursuant to the Freedom of Information Act.

    Any record or information obtained or created in the implementation 
of this part is not subject to disclosure under section 552(a)(3) of the 
Freedom of Information Act. Information required to be made available to 
the public under other provisions of the Freedom of Information Act (5 
U.S.C. 552) will be made available in accordance with Sec. 501.805(a) 
of this chapter.



Sec. 598.803  Delegation by the Secretary of the Treasury.

    Any action that the Secretary of the Treasury is authorized to take 
pursuant to the Foreign Narcotics Kingpin Designation Act may be taken 
by the Director of the Office of Foreign Assets Control or by any other 
person to whom the Secretary of the Treasury has delegated authority so 
to act.



                    Subpart I_Paperwork Reduction Act



Sec. 598.901  Paperwork Reduction Act notice.

    For approval by the Office of Management and Budget (``OMB'') under 
the Paperwork Reduction Act of 1995 (44 U.S.C. 3507) of information 
collections relating to recordkeeping and reporting requirements, 
licensing procedures (including those pursuant to statements of 
licensing policy), and other procedures, see Sec. 501.901 of this 
chapter. An agency may not conduct or sponsor, and a person is not 
required to respond to, a collection of information unless it displays a 
valid control number assigned by OMB.



                   Sec. Appendixes to Chapter V--Note

    Notes: The alphabetical lists below provide the following 
information (to the extent known) concerning blocked persons, specially 
designated nationals, specially designated terrorists, foreign terrorist 
organizations, specially designated narcotics traffickers and blocked 
vessels:
    1. For blocked individuals: name and title (known aliases), address, 
(other identifying information), (the notation ``individual''), 
[sanctions program under which the individual is blocked].
    2. For blocked entities: name (known former or alternate names), 
address, [sanctions program under which the entity is blocked].
    3. For blocked vessels: name, sanctions program under which the 
vessel is blocked, registration of vessel, type, size in dead weight 
and/or gross tons, call sign, vessel owner, and alternate names.
    4. Abbreviations. ``a.k.a.'' means ``also known as''; ``f.k.a.'' 
means ``formerly known as''; ``n.k.a.'' means ``now known as''; ``DOB'' 
means ``date of birth''; ``DWT'' means ``deadweight''; ``GRT'' means 
``Gross Registered Tonnage''; ``POB'' means ``place of birth''.
    5. U.S. financial institutions are cautioned to review the details 
of a transaction prior to blocking in which the abbreviation of a 
foreign terrorist organization (``FTO'') appears in appendix A to ensure 
that the transaction relates to the FTO.
    6. References to regulatory parts in chapter V or other authorities:
[BALKANS]: Western Balkans Stabilization Regulations, part 588;
[BELARUS]: Executive Order 13405, 71 FR 35485;
[BURMA]: Burmese Sanctions Regulations, part 537; Executive Order 13448, 
72 FR 60223; Executive Order 13464, 73 FR 24491;
[COTED]: Executive Order 13396, 71 FR 7389;
[CUBA]: Cuban Assets Control Regulations, part 515;
[DARFUR]: Executive Order 13400, 71 FR 25483;
[DRC]: Executive Order 13413, 71 FR 64105;
[FTO]: Foreign Terrorist Organizations Sanctions Regulations, part 597;

[[Page 500]]

[IRAQ2]: Executive Order 13315, 68 FR 52315; Executive Order 13350, 69 
FR 46055;
[IRAQ3]: Executive Order 13438, 72 FR 39719;
[LEBANON]: Executive Order 13441, 72 FR 43499;
[LIBERIA]: Former Liberian Regime of Charles Taylor Sanctions 
Regulations, part 593;
[NKOREA]: Foreign Assets Control Regulations, part 500;
[NPWMD]: Executive Order 13382, 70 FR 38567;
[SDGT]: Global Terrorism Sanctions Regulations, part 594;
[SDNT]: Narcotics Trafficking Sanctions Regulations, part 536;
[SDNTK]: Foreign Narcotics Kingpin Sanctions Regulations, part 598;
[SDT]: Terrorism Sanctions Regulations, part 595;
[SUDAN]: Sudanese Sanctions Regulations, part 538;
[SYRIA]: Syrian Sanctions Regulations, part 542; Executive Order 13399, 
71 FR 25059; Executive Order 13460, 73 FR 8991; and
[ZIMB]: Zimbabwe Sanctions Regulations, part 541; Executive Order 13391, 
70 FR 71201.
    7. Changes to these appendices are made through amendments published 
in the Federal Register. Frequently updated information on Office of 
Foreign Assets Control (``OFAC'') designations is provided for 
examination or downloading on OFAC's Internet site (http://
www.treas.gov/ofac). Among other data, the Internet site posts changes 
in designations and identifying information, and provides country-by-
country lists of names. Information is also available by fax through 
OFAC's fax-on-demand system at 202/622-0077 and on various computer 
bulletin boards serviced by OFAC. Updated information on OFAC 
designations should be consulted before engaging in transactions subject 
to the economic sanctions programs in chapter V. (Please call OFAC 
Compliance Programs Division for current electronic sources of OFAC 
information: 202/622-2490.)

[62 FR 67729, Dec. 30, 1997, as amended at 63 FR 29609, June 1, 1998; 64 
FR 34985, June 30, 1999; 64 FR 60661, Nov. 8, 1999; 65 FR 39100, June 
23, 2000; 65 FR 75630, Dec. 4, 2000; 66 FR 57373, Nov. 15, 2001; 68 FR 
38844, June 30, 2003; 69 FR 30362, May 27, 2004; 73 FR 37536, July 1, 
2008]



 Sec. APPENDIX A TO CHAPTER V--ALPHABETICAL LISTING OF BLOCKED PERSONS, 

    SPECIALLY DESIGNATED NATIONALS, SPECIALLY DESIGNATED TERRORISTS, 
SPECIALLY DESIGNATED GLOBAL TERRORISTS, FOREIGN TERRORIST ORGANIZATIONS, 
  AND SPECIALLY DESIGNATED NARCOTICS TRAFFICKERS (as of April 10, 2008)

2000 DOSE E.U. (a.k.a. DOMA E M), Calle 31 No. 1-34, Cali, Colombia; NIT 
 805015749-3 (Colombia) [SDNT]
2000--DODGE S.L., Calle Gran Via 80, Madrid, Madrid, Spain; C.I.F. 
B83149955 (Spain) [SDNT]
2904977 CANADA, INC. (a.k.a. CARIBE SOL; a.k.a. HAVANTUR CANADA INC.), 
818 rue Sherbrooke East, Montreal, Quebec H2L 1K3, Canada [CUBA]
A A TRADING FZCO, P.O. Box 37089, Dubai, United Arab Emirates [SDNTK]
A G REPRESENTACIONES LTDA., Calle 20N No. 5N-26 Of. 102, Cali, Colombia; 
Calle 22 Norte No. 9-43, Cali, Colombia; NIT  800132578-3 
(Colombia) [SDNT]
A.T.E. INTERNATIONAL LTD. (a.k.a. RWR INTERNATIONAL COMMODITIES), 3 
Mandeville Place, London, United Kingdom [IRAQ2]
A.W.A. ENGINEERING LIMITED, 3 Mandeville Place, London, United Kingdom 
[IRAQ2]
ABADIA BASTIDAS, Carmen Alicia (a.k.a. ABADIA DE RAMIREZ, Carmen 
Alicia), Calle 9 No. 39-65, Cali, Colombia; c/o DISDROGAS LTDA., Yumbo, 
Valle, Colombia; c/o RAMIREZ ABADIA Y CIA. S.C.S., Cali, Colombia; DOB 
15 Jul 1934; POB Palmira, Valle, Colombia; Cedula No. 29021074 
(Colombia) (individual) [SDNT]
ABASTECEDORA NAVAL Y INDUSTRIAL, S.A. (a.k.a. ANAINSA), Panama [CUBA]
ABAUNZA MARTINEZ, Javier; DOB 1 Jan 1965; POB Guernica, Vizcaya 
Province, Spain; D.N.I. 78.865.882 (Spain); Member ETA (individual) 
[SDGT]
ABBAKAR MUHAMAD, Abdul Aziz; DOB 1961; POB Sudan; Passport 562605 
(Sudan) issued 28 Oct 1998; IARA Peshwar, Pakistan Director (individual) 
[SDGT]
ABBAS, Abdul Hussein, Italy (individual) [IRAQ2]
ABBAS, Abu (a.k.a. ZAYDAN, Muhammad); DOB 10 Dec 1948; Director of 
PALESTINE LIBERATION FRONT--ABU ABBAS FACTION (individual) [SDT]
ABBAS, Kassim, Lerchesbergring 23A, D-60598, Frankfurt, Germany; DOB 7 
Aug 1956; POB Baghdad, Iraq (individual) [IRAQ2]
ABBES, Moustafa, Via Padova, 82, Milan, Italy; DOB 5 Feb 1962; POB 
Osniers, Algeria (individual) [SDGT]

[[Page 501]]

ABBES, Youcef (a.k.a. ``GIUSEPPE''), Via Padova 82, Milan, Italy; Via 
Manzoni, 33, Cinisello Balsamo, Milan, Italy; DOB 5 Jan 1965; POB Bab El 
Aoued, Algeria (individual) [SDGT]
ABD AL HAFIZ, Abd Al Wahab (a.k.a. FERDJANI, Mouloud; a.k.a. ``MOURAD''; 
a.k.a. ``RABAH DI ROMA''), Via Lungotevere Dante, Rome, Italy; DOB 7 Sep 
1967; POB Algiers, Algeria (individual) [SDGT]
ABD AL-GHAFAR, Sundus, Iraq; DOB c. 1967; POB Kirkuk, Iraq; nationality 
Iraq; wife of Izzat Ibrahim Al-Duri (individual) [IRAQ2]
ABD AL-RAHMAN, Abdullah Muhammad Rajab (a.k.a. ABU AL-KHAYR, Ahmad 
Hasan); DOB 3 Nov 1957; POB Kafr al-Shaykh; nationality Egypt 
(individual) [SDGT]
'ABD AL-RAZZIQ, Abu Sufian al-Salamabi Muhammed Ahmed (a.k.a. ABD AL 
RAZEQ, Abu Sufian; a.k.a. ABDELRAZEK, Abousofian; a.k.a. ABDELRAZIK, 
Abousfian Salman; a.k.a. ABDELRAZIK, Abousofian; a.k.a. ABDELRAZIK, 
Abousofiane; a.k.a. ABDELRAZIK, Sofian; a.k.a. ``ABOU EL LAYTH''; a.k.a. 
``ABOULAIL''; a.k.a. ``ABU JUIRIAH''; a.k.a. ``ABU SUFIAN''; a.k.a. 
``ABULAIL''; a.k.a. ``DJOLAIBA THE SUDANESE''; a.k.a. ``JOLAIBA''; 
a.k.a. ``OULD EL SAYEIGH''); DOB 6 Aug 1962; POB Al-Bawgah, Sudan;; alt. 
POB Albaouga, Sudan; nationality Canada; alt. nationality Sudan; 
Passport BC166787 (Canada) (individual) [SDGT]
ABD-AL-GHAFUR, Humam abd-al-Khaliq (a.k.a. ABD AL-GHAFUR, Humam Abd al-
Khaliq; a.k.a. 'ABD AL-RAHMAN, Humam 'abd al-Khaliq; a.k.a. GHAFUR, 
Humam Abdel Khaleq Abdel; a.k.a. RASHID, Humam 'abd al-Khaliq); DOB 
1945; POB ar-Ramadi, Iraq; nationality Iraq; Former Minister of Higher 
Education and Research; M0018061/104,issued 12 September 1993 
(individual) [IRAQ2]
ABDALLAH, Mushammad Yusif, Avenue Presidente Juscelino Kubistcheck 133, 
Apartment 102, Center, Foz do Iguacu, Brazil; Avenue Presidente 
Juscelino Kubistcheck 338, Apartment 1802, Center, Foz do Iguacu, 
Brazil; DOB 15 Jun 1952; POB Khalia, Lebanon; citizen Lebanon; alt. 
citizen Paraguay; Cedula No. 1110775 (Paraguay); Passport 670317 
(Lebanon); alt. Passport 137532 (Paraguay) (individual) [SDGT]
ABDALLAH, Ramadan (a.k.a. ABDULLAH, Dr. Ramadan; a.k.a. SHALLAH, Dr. 
Ramadan Abdullah; a.k.a. SHALLAH, Ramadan Abdalla Mohamed), Damascus, 
Syria; DOB 01 Jan 1958; POB Gaza City, Gaza Strip; Passport 265 216 
(Egypt); SSN 589-17-6824 (United States); Secretary General of the 
PALESTINIAN ISLAMIC JIHAD (individual) [SDT]
ABDAOUI, Youssef (a.k.a. ABDAOUI, Youssef Ben Abdul Baki Ben Youcef; 
a.k.a. ``ABDELLAH''; a.k.a. ``ABDULLAH''; a.k.a. ``ABU ABDULLAH''), 
Piazza Giovane Italia n.2, Varese, Italy; DOB 4 Jun 1966; POB Kairouan, 
Tunisia; nationality Tunisia; Passport G025057 issued 23 Jun 1999 
expires 5 Feb 2004 (individual) [SDGT]
ABDELHEDI, Mohamed Ben Mohamed (a.k.a. ABDELHEDI, Mohamed Ben Mohamed 
Ben Khalifa), via Catalani, n. 1, Varese, Italy; DOB 10 Aug 1965; POB 
Sfax, Tunisia; nationality Tunisia; Italian Fiscal Code 
BDLMMD65M10Z352S; Passport L965734 issued 6 Feb 1999 expires 5 Feb 2004 
(individual) [SDGT]
ABDELNUR, Nury de Jesus, Panama (individual) [CUBA]
ABD'RABBAH, Ghuma (a.k.a. ABDRABBA, Ghoma; a.k.a. ABDRABBA, Ghunia; 
a.k.a. ABDURABBA, Ghunia; a.k.a. ``ABD'RABBAH''; a.k.a. ``ABU JAMIL''), 
Birmingham, United Kingdom; DOB 2 Sep 1957; POB Benghazi, Libya; 
nationality United Kingdom (individual) [SDGT]
ABDULLAH, Abdullah Ahmed (a.k.a. ABU MARIAM; a.k.a. AL-MASRI, Abu 
Mohamed; a.k.a. SALEH), Afghanistan; DOB 1963; POB Egypt; citizen Egypt 
(individual) [SDGT]
ABDULLKADIR, Hussein Mahamud, Florence, Italy (individual) [SDGT]
ABDURRAHMAN, Mohamad Iqbal (a.k.a. A RAHMAN, Mohamad Iqbal; a.k.a. 
ABDURRAHMAN, Abu Jibril; a.k.a. ABU JIBRIL; a.k.a. MUQTI, Fihiruddin; 
a.k.a. MUQTI, Fikiruddin; a.k.a. RAHMAN, Mohamad Iqbal); DOB 17 Aug 
1958; POB Tirpas-Selong Village, East Lombok, Indonesia; nationality 
Indonesia (individual) [SDGT]
ABIDJAN FREIGHT, Abidjan, Cote d Ivoire [LIBERIA]
ABO GHAITH, Sulaiman Jassem; DOB 14 Dec 1965; POB Kuwait (individual) 
[SDGT]
ABRIL CORTEZ, Oliverio (a.k.a. ABRIL CORTES, Oliverio; f.k.a. CORTEZ, 
Oliverio Abril), c/o AGROPECUARIA BETANIA LTDA., Cali, Colombia; c/o 
INVERSIONES EL GRAN CRISOL LTDA., Cali, Colombia; c/o VALLADARES LTDA., 
Cali, Colombia; c/o INVERSIONES GEMINIS S.A., Cali, Colombia; c/o 
INVERSIONES EL PENON S.A., Cali, Colombia; c/o W. HERRERA Y CIA. S. EN 
C., Cali, Colombia; Calle 18A No. 8A-20, Jamundi, Colombia; c/o 
CONSTRUCTORA DIMISA LTDA., Cali, Colombia; DOB 20 Aug 1956; Cedula No. 
3002003 (Colombia); Passport AF368431 (Colombia) (individual) [SDNT]
ABRIL RAMIREZ, Wilson Arcadio, c/o COOPERATIVA MULTIACTIVA DE COLOMBIA 
FOMENTAMOS, Bogota, Colombia; c/o COOPERATIVA DE TRABAJO ASOCIADO 
ACTIVAR, Bogota, Colombia; c/o COOPCREAR, Bogota, Colombia; DOB 25 Jul 
1972; Cedula No. 79643115 (Colombia);

[[Page 502]]

Passport 79643115 (Colombia) (individual) [SDNT]
ABS HEALTH CLUB S.A., Carrera 10 No. 93A-27, Bogota, Colombia; NIT 
 830121474-8 (Colombia) [SDNT]
ABU DHESS, Mohamed (a.k.a. HASSAN, Yaser; a.k.a. ``ABU ALI''), ; 
Holdenweg 76, Essen 45143, Germany; DOB 1 Feb 1966; POB Hashmija, Iraq; 
nationality possibly Palestinian;arrested 23 Apr 2002 (individual) 
[SDGT]
ABU HAFS THE MAURITANIAN (a.k.a. AL-SHANQITI, Khalid; a.k.a. AL-WALID, 
Mafouz Walad; a.k.a. AL-WALID, Mahfouz Ould); DOB 1 JAN 75 (individual) 
[SDGT]
ABU MARZOOK, Mousa Mohammed (a.k.a. ABU-MARZUQ, Dr. Musa; a.k.a. ABU- 
MARZUQ, Sa'id; a.k.a. ABU-'UMAR; a.k.a. MARZOOK, Mousa Mohamed Abou; 
a.k.a. MARZOUK, Musa Abu; a.k.a. MARZUK, Musa Abu); DOB 09 Feb 1951; POB 
Gaza, Egypt; Passport 92/664 (Egypt); SSN 523-33-8386 (United States); 
Political Leader in Amman, Jordan and Damascus, Syria for HAMAS 
(individual) [SDT] [SDGT]
ABU NIDAL ORGANIZATION (a.k.a. ANO; a.k.a. ARAB REVOLUTIONARY BRIGADES; 
a.k.a. ARAB REVOLUTIONARY COUNCIL; a.k.a. BLACK SEPTEMBER; a.k.a. FATAH 
REVOLUTIONARY COUNCIL; a.k.a. REVOLUTIONARY ORGANIZATION OF SOCIALIST 
MUSLIMS) [SDT] [FTO] [SDGT]
ABU SAYYAF GROUP (a.k.a. AL HARAKAT AL ISLAMIYYA) [FTO] [SDGT]
ABU ZUBAYDAH (a.k.a. ABU ZUBAIDA; a.k.a. ABU ZUBEIDAH, Zeinulabideen 
Muhammed Husein; a.k.a. AL-WAHAB, Abd Al-Hadi; a.k.a. HUSAIN, Zain Al- 
Abidin Muhammad; a.k.a. HUSAYN, Zayn al-Abidin Muhammad; a.k.a. HUSSEIN, 
Zayn al-Abidin Muhammad; a.k.a. TARIQ); DOB 12 Mar 1971; POB Riyadh, 
Saudi Arabia; nationality Palestinian; Passport 484824 (Egypt) issued 18 
Jan 1984 (individual) [SDGT]
ACCESOS ELECTRONICOS S.A.DE C.V., Avenida Cuauhtemoc 1209, CP 22290, 
Colonia Zona Rio, Tijuana, Baja California, Mexico; Blvd. Cuauhtemoc 
1711, Oficina 305, Colonia Zona Rio, Tijuana, Baja California, Mexico; 
David Alfaro 25, CP 22320, Tijuana, Baja California, Mexico [SDNTK]
ACCIRENT S.A., Transversal 9C No. 130C-26 Ofc. 401, Bogota, Colombia; 
NIT  830088969-0 (Colombia) [SDNT]
ACCOUNTS & ELECTRONICS EQUIPMENTS, C/O ENGINEERING EQUIPMENT 
CORPORATION, P.O. Box 97, Khartoum, Sudan [SUDAN]
ACE INDIC NAVIGATION CO. LTD., c/o ANGLO-CARIBBEAN SHIPPING CO. LTD., 
4th Floor, South Phase 2, South Quay Plaza II, 183, March Wall, London, 
United Kingdom [CUBA]
ACECHILLY (vessel) [CUBA]
ACECHILLY NAVIGATION CO. LTD., c/o ANGLO-CARIBBEAN SHIPPING CO. LTD., 
4th Floor, South Phase 2, South Quay Plaza II, 183, March Wall, London, 
United Kingdom [CUBA]
ACEFROSTY (vessel) [CUBA]
ACEFROSTY SHIPPING CO., LTD., 171 Old Bakery Street, Valletta, Malta 
[CUBA]
ACERO PIEDRAHITA, Cesar Augusto, c/o AGROPECUARIA LA ROBLEDA S.A., Cali, 
Colombia; Avenida 7N No. 17A-48, Cali, Colombia; DOB 20 May 1965; Cedula 
No. 70564947 (Colombia) (individual) [SDNT]
ACEVEDO PAMPLONA, Francisco Luis, Carrera 1 No. 18-52, Cali, Colombia; 
c/o INVERSIONES INVERVALLE S.A., Cali, Colombia; DOB 29 Apr 1965; Cedula 
No. 71660070 (Colombia) (individual) [SDNT]
ACEVEDO SAENZ, Delcy Patricia, c/o CAJA SOLIDARIA, Bogota, Colombia; c/o 
COPSERVIR LTDA., Bogota, Colombia; c/o SEGECOL LTDA., Bucaramanga, 
Colombia; Cedula No. 63355575 (Colombia) (individual) [SDNT]
ACHURY VARILLA, Hernan Augusto (a.k.a. ACHURY VARILA, Hernan Augusto), 
c/o COOPCREAR, Bogota, Colombia; c/o COOPERATIVA MULTIACTIVA DE COLOMBIA 
FOMENTAMOS, Bogota, Colombia; c/o COOPERATIVA DE TRABAJO ASOCIADO 
ACTIVAR, Bogota, Colombia; c/o ARCA DISTRIBUCIONES LTDA., Bogota, 
Colombia; DOB 14 Feb 1980; Cedula No. 80226706 (Colombia); Passport 
80226706 (Colombia) (individual) [SDNT]
ACTIVAR (a.k.a. COOPERATIVA DE TRABAJO ASOCIADO ACTIVAR), Carrera 6 No. 
11-43 of. 505, Cali, Colombia; Calle 44 No. 17-44, Bogota, Colombia; 
Carrera 23 No. 37-39 of. 202, Bogota, Colombia; Calle 22B No. 56-63, 
Bogota, Colombia; NIT  830099918-2 (Colombia) [SDNT]
ACUICOLA SANTA CATALINA S.A., Avenida 13 No. 100-12 Ofc. 302, Bogota, 
Colombia; NIT  830010809-5 (Colombia) [SDNT]
ADEMI, Rahim; DOB 30 Jan 1954; POB Karac, Serbia and Montenegro; ICTY 
indictee (individual) [BALKANS]
ADEMI, Xhevat; DOB 8 Dec 1962; POB Tetovo, Macedonia (individual) 
[BALKANS]
ADILI, Gafur; DOB 5 Jan 1959; POB Kicevo, Macedonia (individual) 
[BALKANS]
ADMACOOP (a.k.a. COOPERATIVA MULTIACTIVA DE ADMINISTRACION Y MANEJO 
ADMACOOP), Carrera 28A No. 14-29, Bogota, Colombia; Calle 12B No. 28-58, 
Bogota, Colombia; NIT  830030933-6 (Colombia) [SDNT]
ADMINCHECK LIMITED, 1 Old Burlington Street, London, United Kingdom 
[IRAQ2]
ADMINISTRACION INMOBILIARIA BOLIVAR S.A., Avenida 2CN No. 24N-92, Cali, 
Colombia; Calle 17N No. 6N-28, Cali, Colombia; NIT  800149060-5 
(Colombia) [SDNT]

[[Page 503]]

ADMINISTRADORA DE INMUEBLES VIDA, S.A. DE C.V., Blvd. Agua Caliente 
1381, Colonia Revolucion, Tijuana, Baja California, Mexico [SDNTK]
ADMINISTRADORA DE SERVICIOS VARIOS CALIMA S.A., Carrera 29A No. 9B-47, 
Cali, Colombia; Calle 10 No. 4-47, piso 18, Cali, Colombia; NIT 
 805007874-2 (Colombia) [SDNT]
ADMINISTRADORA GANADERA EL 45 LTDA., Carrera 49A No. 48S-60 Bod. 102, 
Medellin, Colombia; Carrera 49 No. 61Sur-540 Bod. 137, Medellin, 
Colombia; NIT  811038291-3 (Colombia) [SDNT]
ADP, S.C., Tijuana, Baja California, Mexico [SDNTK]
ADVANCED ELECTRONICS DEVELOPMENT, LTD, 3 Mandeville Place, London, 
United Kingdom [IRAQ2]
ADVANCED ENGINEERING WORKS, Street No. 53, P.O. Box 44690, Khartoum, 
Sudan [SUDAN]
ADVANCED MINING WORKS COMPANY LIMITED, Elmek Nimir Street, Khartoum 
Bahri/Industrial Area, P.O. Box 1034, Khartoum 11, Sudan; E-mail Address 
[email protected] (Sudan) [SUDAN]
ADVANCED PETROLEUM COMPANY (a.k.a. APCO), House No. 10, Block 9, Street 
33, Amarat, P.O. Box 12811, Khartoum, Sudan [SUDAN]
ADVANCED TRADING AND CHEMICAL WORKS COMPANY LIMITED (a.k.a. ADVANCED 
CHEMICAL WORKS; a.k.a. ADVANCED COMMERCIAL AND CHEMICAL WORKS COMPANY 
LIMITED), 19 Al Amarat Street, P.O. Box 44690, Khartoum, Sudan; E-mail 
Address [email protected] (Sudan); alt. E-mail Address 
[email protected] (Sudan) [SUDAN]
AERO CONTINENTE (USA) INC. (a.k.a. AERO CONTINENTE, INC.), 2858 NW 79 
Avenue, Miami, FL 33122; Business Registration Document  
P94000013372 (United States); US FEIN 65-0467983 [BPI-SDNTK]
AERO CONTINENTE S.A (a.k.a. AERO CONTINENT S.A.; a.k.a. AEROCONTINENTE 
S.A.; n.k.a. NUEVO CONTINENTE S.A.; n.k.a. NUEVOCONTINENTE S.A.; a.k.a. 
WWW.AEROCONTINENTE.COM; a.k.a. WWW.AEROCONTINENTE.COM.PE; n.k.a. 
WWW.NUEVOCONTINENTE.COM.PE), Avenida Portugal No. 20, Of. 27 - Comuna 
Santiago Centro, Santiago, Chile; Av. Colon 119 Piso 3 Of. 6 (CP-
X5000EPB), Cordoba, Argentina; Plaza Camacho TDA 3-C, La Molina, Lima, 
Peru; Av. Rufino Torrico 981, Lima, Peru; Av. Peru 3421, San Martin de 
Porres, Lima, Peru; Av. Grau 624, Barranco, Lima, Peru; Jr. 9 de 
Diciembre 160, Ayacucho, Peru; Portal de Carnes 254, Cusco, Peru; Alonso 
de Alvarado 726, Rioja, Peru; Av. Tumbes 217, Tumbes, Peru; Av. 27 De 
Febrero No. 102, Edif Miguel Mejia Urr. El Vergel, Santo Domingo, 
Dominican Republic; Rivadavia 209 (CP-5500), Mendoza, Argentina; Av. 
Larco 123-2 Do Piso, Miraflores II-Larco, Lima, Peru; Av. Peru 3421, San 
Martin, Lima, Peru; Leon Velarde 584, Puerto Maldonado, Peru; Jr. 
Moyobamba 101, Tarapoto, Peru; Jr. Pizarro 470, Trujillo, Peru; Bogota, 
Colombia; Jr. Francisco Bolognesi 125, Piso 16, Miraflores, Lima 18, 
Peru; Av. Camino Real 441, San Isidro, Lima, Peru; Av. Benavides 4581, 
Surco I, Lima, Peru; Sta Catalina 105 A-B, Arequipa, Peru; Boyaca 1012 Y 
P. Icaza, Guayaquil, Ecuador; Av. Saenz Pena 184, Callao, Lima, Peru; 
Calle San Roman 175, Juliaca, Peru; Jr. 7 de Junio 861, Pucallpa, Peru; 
Av. Thames 2406 (CP 1425) C.F., Buenos Aires, Argentina; Av. Amazonas 
No. 22-11B Y Veintimilla-Quito, Quito, Ecuador; Calle Rio Rhin No. 64, 
P.B. Col. Cuauhtemoc C.P., Mexico City D.F. 065000, Mexico; Sarmiento 
854 Piso 8 Of. 3 y 4 (CP-S2000CMN), Rosario (Santa Fe), Argentina; Av. 
Grau 602 D, Barranco, Lima, Peru; Av. Enrique Llosa 395-A, Magdalena, 
Lima, Peru; C.C. San Miguel Shopping Center, TDA. 50 - Av. La Mar 2291, 
San Miguel, Lima, Peru; Av. La Marina 2095, San Miguel, Lima, Peru; Jr. 
Libertad 945-951, Piura, Peru; 1ra Avenida de Los Palos Grandes, Centro 
Comercial Quinora P.B., Locales L-1A y L-2A, Caracas, Venezuela; 8940 NW 
24 Terrace, Miami, FL 33172; Av. Arequipa 326, Santa Beatriz, Lima, 
Peru; Av. Jose Pardo 601, Miraflores, Lima, Peru; Jr. Prospero 232, 
Iquitos, Peru; Av. Antunez de Mayolo 889, Los Olivos, Lima, Peru; Av. 
Pardo 605, Miraflores I-Pardo, Lima, Peru; Av. La Encalada 1587, (C.C. 
El Polo Block A Oficina 213), Surco II-C.C. El Polo, Lima, Peru; Jr. 2 
de Mayo 381, Cajamarca, Peru; Calle San Jose 867-879, Chiclayo, Peru; 
Calle Apurimac 265, Tacna, Peru; Jr. Libertad 139, Yurimaguas, Peru; 
Business Registration Document  F01000003035 (United States); 
NIT  8300720300 (Colombia); RUC  20108363101 (Peru); 
US FEIN 55-2197267 [SDNTK]
AEROCARIBBEAN AIRLINES (a.k.a. AERO-CARIBBEAN), Havana, Cuba [CUBA]
AEROCOMERCIAL ALAS DE COLOMBIA LTDA., Avenida El Dorado Entrada 2 Int. 
6, Bogota, Colombia; NIT  800049071-7 (Colombia) [SDNT]
AEROSPACE INDUSTRIES ORGANIZATION (a.k.a. SAZMANE SANAYE HAVA FAZA; 
a.k.a. ``AIO''), Langare Street, Nobonyad Square, Tehran, Iran [NPWMD]
AEROTAXI EJECUTIVO, S.A., Managua, Nicaragua [CUBA]
AEROVIAS ATLANTICO LTDA. (a.k.a. AEROATLANTICO LTDA.), Aeropuerto Int. 
Ernesto Cortisoz Hangar 1, Barranquilla Atlantico, Colombia; NIT 
 890109958-1 (Colombia) [SDNT]
AFGHAN SUPPORT COMMITTEE (ASC) (a.k.a. AHYA UL TURAS; a.k.a. JAMIAT 
AYAT-UR-RHAS AL ISLAMIA; a.k.a. JAMIAT IHYA UL TURATH AL ISLAMIA; a.k.a. 
LAJNAT UL MASA EIDATUL

[[Page 504]]

AFGHANIA), Grand Trunk Road, near Pushtoon Garhi Pabbi, Peshawar, 
Pakistan; Cheprahar Hadda, Mia Omar Sabaqah School, Jalalabad, 
Afghanistan [SDGT]
AFGHAN, Sher (a.k.a. AFGHAN, Shear; a.k.a. AFGHAN, Shir; a.k.a. AZIZ, 
Mohammad; a.k.a. KHAN, Abdullah); DOB 1962; alt. DOB 1959; POB Pakistan 
(individual) [SDNTK]
AFRICAN DRILLING COMPANY, Khartoum, Sudan [SUDAN]
AFRICAN OIL CORPORATION, P.O. Box 1, Khartoum North, Sudan [SUDAN]
AGBAS CONSULTORES, S.A. DE C.V. (a.k.a. AGBA CONSULTORES CASA DE 
CAMBIO), Blv Agua Caliente 148, Col. Revolucion Rio Panuco Rio Yaqui, 
Tijuana, Baja California, Mexico; Boulevard Agua Caliente, Tijuana, Baja 
California, Mexico; Boulevard Agua Caliente No. 148, Col. Revolucion, 
Tijuana, Baja California, Mexico; R.F.C. ACO040630893 (Mexico) [SDNTK]
AGENCIA DE VIAJES GUAMA (a.k.a. GUAMA TOUR; a.k.a. GUAMATUR, S.A.; 
a.k.a. VIAJES GUAMA TOURS), Bal Harbour Shopping Center, Via Italia, 
Panama City, Panama [CUBA]
AGHA, Haji Abdul Manan (a.k.a. SAIYID, Abd Al-Man'am), Pakistan 
(individual) [SDGT]
AGRICOLA DOIMA DEL NORTE DEL VALLE LTDA., Carrera 4 No. 12-20 of. 206, 
Cartago, Valle, Colombia; Km 12 Via Santa Ana Molina, Hacienda Doima, 
Cartago, Colombia; NIT  800144713-3 (Colombia) [SDNT]
AGRICOLA GANADERA HENAO GONZALEZ Y CIA. S.C.S., Carrera 4A No. 16-04 
apt. 303, Cartago, Colombia; Carrera 1 No. 13-08, Cartago, Colombia; Km. 
5 Via Aeropuerto, Cartago, Colombia; NIT  800021615-1 
(Colombia) [SDNT]
AGRICOLA HUMYAMI LTDA., Apartado Aereo 30352, Cali, Colombia [SDNT]
AGRICOLA SONGO LTDA., Calle 74 No. 53-30, Barranquilla, Colombia; NIT 
 890115794-3 (Colombia) [SDNT]
AGRICULTURAL BANK OF SUDAN, P.O. Box 1363, Khartoum, Sudan [SUDAN]
AGRO MASCOTAS S.A. (a.k.a. AGROPECUARIA 100%; a.k.a. AGROPECUARIA EL 
ARBOLITO; a.k.a. AGROPECUARIA EL GALLO; a.k.a. AGROPECUARIA LA COLMENA; 
a.k.a. AGROPECUARIA LA HORMIGA; a.k.a. AGROTODO; a.k.a. AGROTORO), Calle 
1N No. 4-36, Popayan, Colombia; Carrera 2 No. 13-17, Puerto Boyaca, 
Colombia; Carrera 23 No. 29-03, Tulua, Colombia; Carrera 2A No. 15-10, 
Dorada, Colombia; Carrera 7 No. 12-58, Cartago, Colombia; Calle 19 No. 
12-36, Tunja, Colombia; Calle 3 No. 11-104, Santander de Quilichao, 
Colombia; Calle 35 No. 27-83, Villavicencio, Colombia; Carrera 10 No. 
12-02 Esq., Girardot, Colombia; Carrera 4 No. 16-87, Soacha, Colombia; 
Carrera 10 No. 18-02, Pereira, Colombia; Carrera 18 No. 22-17, 
Manizales, Colombia; Carrera 16 No. 43-15, Dos Quebradas, Colombia; 
Calle 35 No. 27-69, Villavicencio, Colombia; Carrera 14 No. 18-51, 
Armenia, Colombia; Carrera 19 No. 11-52, Dutaima, Colombia; Carrera 33 
No. 19-35, Villavicencio, Colombia; Avenida 3 Bis No. 23CN-13, Cali, 
Colombia; Calle 28 No. 27-06, Palmira, Colombia; Carrera 1 No. 14-41, 
Ibague, Colombia; Carrera 10 No. 11-14 Esq., Jamundi, Colombia; Carrera 
13 No. 13-41, Bogota, Colombia; Carrera 13 No. 15-42, Santa Rosa, 
Colombia; Transversal 29 No. 39-92, Bogota, Colombia; NIT  
815002808-1 (Colombia) [SDNT]
AGROINVERSORA URDINOLA HENAO Y CIA. S.C.S., Calle 5 No. 22-39 of. 205, 
Cali, Colombia; Calle 52 No. 28E-30, Cali, Colombia; NIT  
800042180-1 (Colombia) [SDNT]
AGROPECUARIA BETANIA LTDA., Calle 70N No. 14-31, Cali, Colombia; Carrera 
61 No. 11-58, Cali, Colombia [SDNT]
AGROPECUARIA EL NILO S.A. (a.k.a. AGRONILO S.A.), Corregimiento El Bohio 
Finca El Nilo, Toro, Valle, Colombia; Establecimientos Corabastos Bodega 
Reina Puesto 35A, Bogota, Colombia; Calle 14 No. 4-123, La Union, Valle, 
Colombia; Establecimientos Corabastos Bodega Reina Puesto 64A, Bogota, 
Colombia; NIT  800099699-5 (Colombia) [SDNT]
AGROPECUARIA LA ROBLEDA S.A., Carrera 61 No. 11-58, Cali, Colombia; 
Avenida 2DN No. 24N-76, Cali, Colombia; NIT  800160353-2 
(Colombia) [SDNT]
AGROPECUARIA LINDARAJA S.A., Calle 4N No. 1N-10, Ofc. 901, Cali, 
Colombia; NIT  890327360-0 (Colombia) [SDNT]
AGROPECUARIA MIRALINDO S.A., Carrera 8N No. 17A-12, Cartago, Colombia; 
NIT  836000446-4 (Colombia) [SDNT]
AGROPECUARIA PALMA DEL RIO S.A., Carrera 17 No. 91-42, Apt. 502, Bogota, 
Colombia; Carrera 5 No. 29-32, C.C. La Quinta, Ibague, Tolima, Colombia; 
NIT  830061299-7 (Colombia) [SDNT]
AGROPECUARIA Y REFORESTADORA HERREBE LTDA., Avenida 2N No. 7N-55 of. 
501, Cali, Colombia [SDNT]
AGUAS LOZADA, Rafael, c/o DROGAS LA REBAJA BOGOTA S.A., Bogota, 
Colombia; c/o COSMEPOP, Bogota, Colombia; c/o LABORATORIOS BLAIMAR DE 
COLOMBIA S.A., Bogota, Colombia; DOB 6 Feb 1967; Cedula No. 11385426 
(Colombia) (individual) [SDNT]
AGUDELO VELASQUEZ, Norberto Antonio (a.k.a. ``AMADO''), Guasca, 
Cundinamarca, Colombia; DOB 20 Aug 1955; POB Colombia; citizen Colombia; 
nationality Colombia; Cedula No. 4590874 (Colombia) (individual) [SDNTK]
AGUDELO, Ivan de Jesus, Avenida 6N No. 47-197 17, Cali, Colombia; c/o 
INDUSTRIA MADERERA ARCA LTDA., Cali, Colombia (individual) [SDNT]

[[Page 505]]

AGUIAR, Raul, Avenida de Concha, Espina 8, E-28036, Madrid, Spain; 
Director, Banco Nacional de Cuba (individual) [CUBA]
AGUILAR AMAO, Miguel, c/o ADP, S.C., Tijuana, Baja California, Mexico; 
Avenida Del Sol 4551, Fraccionamiento La Escondida, Tijuana, Baja 
California, Mexico; Avenida Del Sol 4551-2, Fraccionamiento La Escondida 
22440, Tijuana, Baja California, Mexico; c/o Distribuidora Imperial De 
Baja California S.A. de C.V., Tijuana, Baja California, Mexico; DOB 29 
Sep 1953; POB Santa Agueda,Baja California Sur,Mexico; Credencial 
electoral 101924629544 (Mexico); R.F.C. AUAM-530929 (Mexico) 
(individual) [SDNTK]
AGUILAR BERNAL, Sonia, c/o COMPANIA DE FOMENTO MERCANTIL S.A., Cali, 
Colombia; c/o CONSTRUCCIONES PROGRESO DEL PUERTO S.A., Puerto Tejada, 
Colombia; Calle 14C No. 29B-24, Cali, Colombia; c/o CRIADERO LA LUISA 
E.U., Cali, Colombia; c/o GESTORA MERCANTIL S.A., Cali, Colombia; Cedula 
No. 31988264 (Colombia); Passport 31988264 (Colombia) (individual) 
[SDNT]
AGUILAR RAMIREZ, Gerardo Antonio (a.k.a. ``CESAR''); DOB 20 Sep 1962; 
POB Colombia; Cedula No. 16447616 (Colombia); alt. Cedula No. 16148998 
(Colombia) (individual) [SDNTK]
AGUILAR ROJAS, Luz Elena, c/o PARQUE INDUSTRIAL PROGRESO S.A., Yumbo, 
Colombia; c/o GEOPLASTICOS S.A., Cali, Colombia; DOB 14 Mar 1966; POB 
Cali, Valle, Colombia; Cedula No. 31940893 (Colombia); Passport 31940893 
(Colombia) (individual) [SDNT]
AGUILAR TORRES, Evangelina, c/o CASA DE EMPENO RIO TIJUANA, S.A. DE 
C.V., Tijuana, Baja California, Mexico; DOB 2 May 1956; POB Tijuana, 
Baja California, Mexico (individual) [SDNTK]
AGUILERA QUIJANO, Harold, c/o ASESORIAS COSMOS LTDA., Cali, Colombia; 
DOB 28 Feb 1958; Cedula No. 16594227 (Colombia) (individual) [SDNT]
AGUIRRE GALINDO, Manuel, c/o COMPLEJO TURISTICO OASIS, S.A. DE C.V., 
Rosarito, Baja California, Mexico; c/o INMOBILIARIA ESPARTA S.A. DE 
C.V., Tijuana, Baja California, Mexico; DOB 2 Nov 1950; POB Tijuana, 
Baja California, Mexico; R.F.C. AUGM-501102-PM3 (Mexico) (individual) 
[SDNTK]
AGUIRRE RAMOS, Manuel Francisco, Paseo de los Heroes, Av. 95 B7, Colonia 
Rio Tijuana, Tijuana, Baja California, Mexico; Pda. Manuel M. Flores 2, 
Colonia Hipodromo Dos, Tijuana, Baja California, Mexico; c/o 
INMOBILIARIA ESPARTA S.A. DE C.V., Tijuana, Baja California, Mexico; c/o 
INMOBILIARIA LA PROVINCIA S.A. DE C.V., Tijuana, Baja California, 
Mexico; Calle 2A Barrio Juarez 2034-702, Colonia Zona Central, Tijuana, 
Baja California, Mexico; Prol. Puerta de Hierro, Colonia Puerta de 
Hierro, Tijuana, Baja California, Mexico; DOB 16 Mar 1969; POB Baja 
California, Mexico; C.U.R.P.  AURM690316HBCGMN05 (Mexico); 
R.F.C.  AURM-690316-97A (Mexico) (individual) [SDNTK]
AGUIRRE SANCHEZ, Blanca Armida, c/o MEXGLOBO, S.A. DE C.V., Tijuana, 
Baja California, Mexico; C. Cerro Alto No. 7855, Fracc. Lomas de Agua 
Caliente, Tijuana, Baja California, Mexico; Calle Ixtapan de la Sal No. 
12137, Fraccionamiento Colinas de Agua Caliente, Tijuana, Baja 
California, Mexico; c/o MULTISERVICIOS AGSA, S.A. DE C.V., Tijuana, Baja 
California, Mexico; c/o COCINA DE TIJUANA, S. DE R.L. DE C.V., Tijuana, 
Baja California, Mexico; Avenida Central No. 10200, Departamento 401 
Guion ``E,'' Colonia Hipodromo Dos, Tijuana, Baja California, Mexico; c/
o HACIENDA CIEN ANOS DE TIJUANA, S. DE R.L. DE C.V., Tijuana, Baja 
California, Mexico; c/o AGBAS CONSULTORES, S.A. DE C.V., Tijuana, Baja 
California, Mexico; Blvd. Agua Caliente No. 148, Tijuana, Baja 
California, Mexico; Diaz Miron, Calle 1903 3 Zona Central, Tijuana, Baja 
California, Mexico; DOB 7 Mar 1958; POB Tijuana, Baja California, 
Mexico; citizen Mexico; nationality Mexico; Electoral Registry No. 
AGSNBL58030702M801 (Mexico); Passport 04020067193 (Mexico); R.F.C. 
AUSB580307CR4 (Mexico); alt. R.F.C. AUSB580307CRA (Mexico) (individual) 
[SDNTK]
AGUIRRE SANCHEZ, Claudia, Priv del Cesar No. 7013, Fracc. Racial Agua 
Caliente, Tijuana, Baja California, Mexico; c/o MULTISERVICIOS AGSA, 
S.A. DE C.V., Tijuana, Baja California, Mexico; Cll Gladiolas 11449, 
Lomas de Agua Caliente c de Las Torres c de S Fco, Tijuana, Baja 
California 22024, Mexico; Calle Garita de Otay No. 1408, Colonia Mesa de 
Otay, Tijuana, Baja California, Mexico; c/o MEXGLOBO, S.A. DE C.V., 
Tijuana, Baja California, Mexico; Calle Gladiolas No. 28, 
Fraccionamiento Del Prado, Tijuana, Baja California, Mexico; c/o 
HACIENDA CIEN ANOS DE TIJUANA, S. DE R.L. DE C.V., Tijuana, Baja 
California, Mexico; c/o COCINA DE TIJUANA, S. DE R.L. DE C.V., Tijuana, 
Baja California, Mexico; DOB 4 Jan 1969; POB Tijuana, Baja California, 
Mexico; citizen Mexico; nationality Mexico; Cedula No. 1993358 (Mexico); 
Electoral Registry No. AGSNCL69010402M000 (Mexico) (individual) [SDNTK]
AGUSTIN GRAJALES Y CIA. LTDA., Factoria La Rivera, La Union, Valle, 
Colombia; NIT  800166941-0 (Colombia) [SDNT]
AHMAD, Farhad Kanabi (a.k.a. HAMAWANDI, Kawa; a.k.a. OMAR

[[Page 506]]

ACHMED, Kaua), Lochhamer Str. 115, Munich 81477, Germany; Kempten 
Prison, Germany; DOB 1 Jul 1971; POB Arbil, Iraq; nationality Iraq; 
Travel Document Number A0139243 (Germany) (individual) [SDGT]
AHMAD, Muhammad Yunis (a.k.a. AHMED, Muhammad Yunis; a.k.a. AL-AHMED, 
Muhammad Yunis; a.k.a. AL-BADRANI, Muhammad Yunis Ahmad; a.k.a. AL- 
MOALI, Mohammed Yunis Ahmed), Wadi al-Hawi, Iraq; Damascus, Syria; 
Dubai, United Arab Emirates; Mosul, Iraq; Al-Hasaka, Syria; Al-Dawar 
Street, Bludan, Syria; DOB 1949; POB Al-Mowall, Mosul, Iraq; nationality 
Iraq (individual) [IRAQ2]
AHMAD, Najmuddin Faraj (a.k.a. FARRAJ, Fateh Najm Eddine; a.k.a. KREKAR, 
Mullah; a.k.a. NAJMUDDIN, Faraj Ahmad), Heimdalsgate 36-V, 0578 Oslo, 
Norway; DOB 7 Jul 1956; alt. DOB 17 Jun 1963; POB Olaqloo Sharbajer 
Village, al-Sulaymaniyah Governorate, Iraq; citizen Iraq (individual) 
[SDGT]
AHMAD, Rasem, P.O. Box 1318, Amman, Jordan (individual) [IRAQ2]
AHMAD, Tariq Anwar al-Sayyid (a.k.a. FARAG, Hamdi Ahmad; a.k.a. FATHI, 
Amr Al-Fatih); DOB 15 MAR 63; POB Alexandria, Egypt (individual) [SDGT]
AHMAD, Wallid Issa, Iraq (individual) [IRAQ2]
AHMAD, Zaki Izzat Zaki; DOB 21 Apr 1960; POB Sharqiyah, Egypt; 
nationality Egypt (individual) [SDGT]
AHMADIAN, Ali Akbar (a.k.a. AHMADIYAN, Ali Akbar); DOB circa 1961; POB 
Kerman, Iran; citizen Iran; nationality Iran (individual) [NPWMD]
AHMED NACER, Yacine (a.k.a. YACINE DI ANNABA), Vicolo Duchessa, 16, 
Naples, Italy; Via Genova, 121, Naples, Italy; Rue Mohamed Khemisti, 6, 
Annaba, Algeria; DOB 2 Dec 1967; POB Annaba, Algeria (individual) [SDGT]
AHMED, Adnan S. Hasan (a.k.a. ADNAN, Ahmed S. Hasan; a.k.a. SULTAN, 
Ahmed), Amman, Jordan (individual) [IRAQ2]
AIDER, Farid (a.k.a. ACHOUR, Ali), Via Milanese, 5, 20099 Sesto San 
Giovanni, Milan, Italy; DOB 12 Oct 1964; POB Algiers, Algeria; Italian 
Fiscal Code DRAFRD64R12Z301C (individual) [SDGT]
AIR BAGAN HOLDINGS PTE. LTD. (a.k.a. AIR BAGAN), Pathein Hotel, 
Kanthonesint, Petheing-Monywa Road, Burma; Sandoway Inn, Thandwe, Burma; 
414 Bogyoke Road, Kaw Thaung, Burma; 572 Ye Yeik That Street, Pear 
Ayekari Hotel, Myauk Ywa Quarter, Burma; 134 Bogyoke Street, Myoma 
Quarter, Taunggyi, Burma; 545 Orchard Road,  01-04 Far East 
Shopping Centre, Singapore 238882, Singapore; 156 Bogyoke Aung San Road, 
Aung Chan Thar Building, San Sai Quarter, Tachileik, Burma; 78th Street, 
Bet, Mandalay, Burma; 3, Aung Thate Di Quarter, Nyaung U, Burma; 244 
Bet, Duwa Za Junn & Bayin Naung St., Third Quarter, Myitkyina, Burma; 56 
Shwe Taung Gyar Street, Bahan Township, Yangon, Burma; Myeik Golf Club, 
Pearl Mon Hotel, Airport Junction, Myeik, Burma; 48 Quarter 2, Zay Tan 
Lay Yat, Kyaing Tong, Burma; Doing business as AIR BAGAN [BURMA]
AIR BAGAN LIMITED (a.k.a. AIR BAGAN), No.6/88, 6 Quarter, Lalway, 
Naypyitaw, Burma; Kalaymyo, Red Cross Building, Bogyoke Street, Kalay 
Myo, Burma; 414 Bogyoke Road, Kaw Thaung, Burma; 78th Street, Bet, 
Mandalay, Burma; 156 Bogyoke Aung San Road, Aung Chan Thar Building, San 
Sai Quarter, Tachileik, Burma; 56 Shwe Taung Gyar Street, Bahan 
Township, Yangon, Burma; 48 Quarter 2, Zay Tan Lay Yat, Kyaing Tong, 
Burma; 134 Bogyoke Street, Myoma Quarter, Taunggyi, Burma; 244 Bet, Duwa 
Zaw Junn & Bayin Naung St., Thida Quarter, Myitkyina, Burma; Sandoway 
Inn, Thandwe, Burma; Myeik Golf Club, Pearl Mon Hotel, Airport Junction, 
Myeik, Burma; 3, Aung Thate Di Quarter, Nyaung U, Burma; 572 Ye Yeik Tha 
Street, Pear Ayekari Hotel, Myauk Ywa Quarter, Burma; Pathein Hotel, 
Kanthonesint, Petheing-Monywa Road, Burma; Doing business as AIR BAGAN. 
[BURMA]
AIR CESS (a.k.a. AIR CESS EQUATORIAL GUINEA; a.k.a. AIR CESS HOLDINGS 
LTD.; a.k.a. AIR CESS INC. 360-C; a.k.a. AIR CESS LIBERIA; a.k.a. AIR 
CESS RWANDA; a.k.a. AIR CESS SWAZILAND (PTY.) LTD.; a.k.a. AIR PAS; 
a.k.a. AIR PASS; a.k.a. CESSAVIA; a.k.a. CHESS AIR GROUP; a.k.a. 
PIETERSBURG AVIATION SERVICES & SYSTEMS), P.O. Box 7837, Sharjah, United 
Arab Emirates; Islamabad, Pakistan; P.O. Box 3962, Sharjah, United Arab 
Emirates; Entebbe, Uganda; Malabo, Equatorial Guinea [LIBERIA]
AIR ZORY LTD. (a.k.a. AIR ZORI; a.k.a. AIR ZORI LTD.), 6 Zenas Kanther 
Str, Nicosia 1065, Cyprus; 54 G.M. Dimitrov Blvd, Sofia BG-1125, 
Bulgaria [LIBERIA]
AIRBAS TRANSPORTATION FZE (a.k.a. AIR BAS; a.k.a. AIR BASS; a.k.a. 
AIRBAS TRANSPORTATION INC.; a.k.a. AVIABAS), P.O. Box 8299, Sharjah, 
United Arab Emirates; 811 S. Central Expwy, Ste 210, Richardson, TX 
75080 [LIBERIA]
AIRMORES SHIPPING CO. LTD. (a.k.a. AIMOROS SHIPPING CO. LTD.), c/o MELFI 
MARINE CORPORATION S.A., Oficina 7, Edificio Senorial, Calle 50, 
Apartado 31, Panama City 5, Panama [CUBA]
AKLI, Mohamed Amine (a.k.a. ``ELIAS''; a.k.a. ``KALI SAMI''; a.k.a. 
``KILLECH SHAMIR''); DOB 30 Mar 1972; POB Abordj El Kiffani, Algeria 
(individual) [SDGT]
AL AMLOOD TRADING LLC, Ali Rashid Lootah Building, Al Khaleej Street, Al

[[Page 507]]

Baraha Area, Dubai, United Arab Emirates; P.O. Box 3517, Dubai, United 
Arab Emirates; C.R. No. 79190 (United Arab Emirates) [SDNTK]
AL BARAKA EXCHANGE LLC, P.O. Box 20066, Dubai, United Arab Emirates; 
P.O. Box 3313, Deira, Dubai, United Arab Emirates [SDGT]
AL FURQAN (a.k.a. ASSOCIATION FOR CITIZENS RIGHTS AND RESISTANCE TO 
LIES; a.k.a. ASSOCIATION FOR EDUCATION, CULTURAL, AND TO CREATE 
SOCIETY--SIRAT; a.k.a. ASSOCIATION FOR EDUCATION, CULTURE AND BUILDING 
SOCIETY--SIRAT; a.k.a. ASSOCIATION OF CITIZENS FOR THE SUPPORT OF TRUTH 
AND SUPPRESSION OF LIES; a.k.a. DZEMIJETUL FURKAN; a.k.a. DZEM'IJJETUL 
FURQAN; a.k.a. DZEMILIJATI FURKAN; a.k.a. IN SIRATEL; a.k.a. ISTIKAMET; 
a.k.a. SIRAT), Put Mladih Muslimana 30a, 71 000 Sarajevo, Bosnia and 
Herzegovina; ul. Strossmajerova 72, Zenica, Bosnia and Herzegovina; 
Muhameda Hadzijahica  42, Sarajevo, Bosnia and Herzegovina 
[SDGT]
AL GHABRA, Mohammed, East London, United Kingdom; DOB 1 Jun 1980; POB 
Damascus, Syria; nationality United Kingdom; Passport 094629366 (United 
Kingdom) (individual) [SDGT]
AL LAMI, Isma'il Hafiz (a.k.a. AL-LAMI, Ismail; a.k.a. AL-LAMI, Isma'il 
Hafith Abid 'Ali; a.k.a. AL-ZARGAWI, Ismai'il Hafuz; a.k.a. IZAJAWI, 
Ismail Hafeth; a.k.a. ``DAR'A, Abu''; a.k.a. ``DIRI, Abu''; a.k.a. 
``DURA, Abu''; a.k.a. ``HAYDAR, Abu''), Sadr City, Baghdad, Iraq; Iran; 
DOB circa 1957; POB Baghdad, Iraq; citizen Iraq (individual) [IRAQ3]
AL MANAR TV, PO Box 354/25, Beirut, Lebanon; Al Manar TV, Abed al Nour 
Street, Haret Hriek, Beirut, Lebanon; [email protected]; www.manartv.com; 
www.almanar.com.lb [SDGT]
AL MAZIDIH, Akram Turki Hishan (a.k.a. AL-HISHAN, Akram Turki; a.k.a. 
AL-MAZIDIH, Akram Turki Hishan; a.k.a. ``ABU AKRAM''; a.k.a. ``ABU 
JARRAH''), Zabadani, Syria; DOB 1974; alt. DOB 1975; alt. DOB 1979 
(individual) [SDGT]
AL MAZIDIH, Badran Turki Hishan (a.k.a. ABU GHADIYAH; a.k.a. AL MEZIDI, 
Badran Turki Hishan; a.k.a. AL-MAZIDIH, Badran Turki al- Hishan; a.k.a. 
AL-SHA'BANI, Badran Turki Hisham al-Mazidih; a.k.a. AL- TURKI, Badran; 
a.k.a. HISHAM, Badran al-Turki; a.k.a. HISHAN, Badran Turki; a.k.a. 
SHALASH, Badran Turki Hayshan; a.k.a. ``ABU 'ABDALLAH''; a.k.a. ``ABU 
ABDULLAH''; a.k.a. ``ABU 'AZZAM''), Zabadani, Syria; DOB 1977; alt. DOB 
1979; alt. DOB 1978; POB Mosul, Iraq (individual) [SDGT]
AL MAZIDIH, Ghazy Fezza Hishan (a.k.a. HISHAN, Ghazy Fezzaa; a.k.a. 
``ABU FAYSAL''; a.k.a. ``ABU GHAZZY''; a.k.a. ``SHLASH, Mushari Abd Aziz 
Saleh''), Zabadani, Syria; DOB 1974; alt. DOB 1975 (individual) [SDGT]
AL NOUR RADIO (a.k.a. AL NOUR BROADCASTING STATION; a.k.a. AL NUR RADIO; 
a.k.a. RADIO ANNOUR), Abed Al Nour Street, PO Box 197/25, Alghobeiri, 
Haret Hriek, Beirut, Lebanon; [email protected]; www.al- nour.net [SDGT]
AL OBAIDI, Tarik Nasser S. (a.k.a. AL-'UBAYDI, Tarik; a.k.a. AL- 
'UBAYDI, Tariq), Baghdad, Iraq; DOB 1945; POB Baghdad, Iraq; nationality 
Iraq; Passport 212331 (Iraq) (individual) [IRAQ2]
AL RAHMAN, Shaykh Umar Abd; DOB 03 May 1938; POB Egypt; Chief 
Ideological Figure of ISLAMIC GAMA'AT (individual) [SDT]
AL RASHID TRUST (a.k.a. AL RASHEED TRUST; a.k.a. AL-RASHEED TRUST; 
a.k.a. AL-RASHID TRUST), Office Dha'rb-i-M'unin, Top Floor, Dr. Dawa 
Khan Dental Clinic Surgeon, Main Baxar, Mingora, Swat, Pakistan; Office 
Dha'rb-i-M'unin, Room no. 3, Third Floor, Moti Plaza, near Liaquat Bagh, 
Murree Road, Rawalpindi, Pakistan; Kitab Ghar, 4 Dar-el- Iftah, 
Nazimabad, Karachi, Pakistan; Jamia Masjid, Sulaiman Park, Begum Pura, 
Lahore, Pakistan; Office Dha'rb-i-M'unin, Z.R. Brothers, Katchehry Road, 
Chowk Yadgaar, Peshawar, Pakistan; Office Dha'rb-i- M'unin, opposite 
Khyber Bank, Abbottabad Road, Mansehra, Pakistan; Operations in 
Afghanistan: Herat, Jalalabad, Kabul, Kandahar, Mazar Sharif. Also 
operations in: Kosovo, Chechnya [SDGT]
AL SAADI, Faraj Farj Hassan (a.k.a. AL SA'IDI, Faraj Faraj Hussein; 
a.k.a. IMAD MOUHAMED ABDELLAH; a.k.a. MOHAMDED ABDULLA IMAD; a.k.a. 
MUHAMAD ABDULLAH IMAD; a.k.a. ``HAMZA AL LIBI''), Viale Bligny 42, 
Milan, Italy; DOB 28 Nov 1980; POB Libya; alt. POB Jordan; alt. POB 
Palestine; alt. POB Gaza; nationality Libya; alt. nationality 
Palestinian; alt. nationality Jordan; arrested United Kingdom 
(individual) [SDGT]
AL SUNUT DEVELOPMENT COMPANY (a.k.a. ALSUNUT DEVELOPMENT COMPANY), No. 1 
Block 5 East, Khartoum 2, P.O. Box 1840, Khartoum, Sudan; Web site 
www.alsunut.com (Sudan); E-mail Address 
[email protected]; E-mail Address 
[email protected] [SUDAN]
AL WASEL AND BABEL GENERAL TRADING LLC, Baghdad, Iraq; Ibrahim Saeed 
Lootah Building, Al Ramool Street, P.O. Box 10631 & 638, Rashidya, 
Dubai, United Arab Emirates [IRAQ2]
AL ZAWAHIRI, Dr. Ayman (a.k.a. AL-ZAWAHIRI, Aiman Muhammad Rabi; a.k.a. 
AL-ZAWAHIRI, Ayman; a.k.a. SALIM, Ahmad Fuad); DOB 19 Jun 1951; POB 
Giza, Egypt; Passport 1084010 (Egypt);

[[Page 508]]

alt. Passport 19820215; Operational and Military Leader of JIHAD GROUP 
(individual) [SDT] [SDGT]
AL-ADL, Sayf (a.k.a. AL-'ADIL, Saif); DOB 1963; POB Egypt (individual) 
[SDGT]
AL-AHMAD, Ahmad Muhammad Yunis (a.k.a. AL-BADANI, Ahmad Muhammad Mahmud 
'Abdallah; a.k.a. AL-BARRANI, Ahmad Muhammad Al-Abdullah), Al- Mazzah 
Al-Jabal District, 6 Subdistrict, 3 area, Al-Iskan complex, 40/2, Fifth 
Floor, Damascus, Syria; DOB 19 Sep 1978; POB Al-Anbar, Iraq; nationality 
Iraq; Passport H0347417 (Iraq) issued 20 Feb 2003 expires 19 Feb 2011; 
passport place of issue: Al-Anbar, Iraq (individual) [IRAQ2]
AL-AHMAD, Mahmud Dhiyab (a.k.a. AL-AHMAD, Mahmoud Dhiyab; a.k.a. AL- 
AHMAD, Mahmoud Diab); DOB 1953; POB Mosul or Baghdad, Iraq; nationality 
Iraq; Former Minister of Interior (individual) [IRAQ2]
AL-AHMAD, Sa'ad Muhammad Yunis, Damascus, Syria; DOB 1 Jan 1981; POB 
Baghdad, Iraq; nationality Iraq; Identification Number 159014 (Iraq) 
(individual) [IRAQ2]
AL-AKHTAR TRUST INTERNATIONAL (a.k.a. AKHTARABAD MEDICAL CAMP; a.k.a. 
AL-AKHTAR MEDICAL CENTRE), Islamabad, Pakistan; Spin Boldak, 
Afghanistan; Bahawalpur, Pakistan; Mirpur Khas, Pakistan; ST-1/A, 
Gulshan-e-Iqbal, Block 2, Karachi 75300, Pakistan; Gilgit, Pakistan; 
Tando-Jan-Muhammad, Pakistan; Bawalnagar, Pakistan; Gulistan-e-Jauhar, 
Block 12, Karachi, Pakistan; and all other offices worldwide [SDGT]
ALAKTAN COTTON TRADING COMPANY (a.k.a. ALAKTAN TRADING COMPANY), P.O. 
Box 2067, Khartoum, Sudan [SUDAN]
AL-ALAMI, Imad Khalil; DOB 1956; POB Gaza (individual) [SDGT]
AL-ALI, Hamid (a.k.a. AL-ALI, Dr. Hamed Abdullah; a.k.a. AL-'ALI, Hamed; 
a.k.a. AL-'ALI, Hamed bin 'Abdallah; a.k.a. AL-'ALI, Hamid 'Abdallah; 
a.k.a. AL-'ALI, Hamid 'Abdallah Ahmad; a.k.a. AL-ALI, Hamid bin Abdallah 
Ahmed; a.k.a. ``ABU SALIM''); DOB 20 Jan 1960; citizen Kuwait 
(individual) [SDGT]
ALAMINOS (f.k.a. RUBY ISLANDS) (vessel) [CUBA]
AL-AMIRI, Adnan Talib Hassim, 43 Palace Mansions, Hammersmith, London, 
United Kingdom (individual) [IRAQ2]
AL-AQIL, Aqeel Abdulaziz Aqeeil (a.k.a. ALAQEEL, Aqeel Abdulaziz A.; 
a.k.a. AL-AQIL, Aqeel Abdulaziz); DOB 29 Apr 1949; POB Unaizah, Saudi 
Arabia; nationality Saudi Arabia; Passport E 839024 issued 3 Jan 2004 
expires 8 Nov 2008; alt. Passport C 1415363 - 16/2/1421H issued 21 May 
2000 (individual) [SDGT]
AL-AQSA (ASBL) (a.k.a. AL-AQSA CHARITABLE FOUNDATION; a.k.a. AL-AQSA 
CHARITABLE ORGANIZATION; a.k.a. AL-AQSA E.V.; a.k.a. AL-AQSA FOUNDATION; 
a.k.a. AL-AQSA INTERNATIONAL FOUNDATION; a.k.a. AL-AQSA ISLAMIC 
CHARITABLE SOCIETY; a.k.a. AL-AQSA SINABIL ESTABLISHMENT; a.k.a. AL-AQSA 
SPANM I STIFTELSE; a.k.a. AL-AQSA SPANMAL STIFTELSE; a.k.a. AQSSA 
SOCIETY; a.k.a. AQSSA SOCIETY YEMEN; a.k.a. CHARITABLE AL-AQSA 
ESTABLISHMENT; a.k.a. CHARITABLE SOCIETY TO HELP THE NOBLE AL- AQSA; 
a.k.a. FORENINGEN AL-AQSA; a.k.a. ISLAMIC CHARITABLE SOCIETY FOR AL-
AQSA; a.k.a. MU' ASA AL-AQSA AL-KHAYRIYYA; a.k.a. MU' ASSA SANABIL AL-
AQSA AL-KHAYRIYYA; a.k.a. NUSRAT AL-AQSA AL-SHARIF; a.k.a. SANABIL AL-
AQSA CHARITABLE FOUNDATION; a.k.a. STICHTING AL-AQSA; a.k.a. SWEDISH 
CHARITABLE AQSA EST.), BD Leopold II 71, 1080 Brussels, Belgium [SDGT]
AL-AQSA E.V. (a.k.a. AL-AQSA ASBL; a.k.a. AL-AQSA CHARITABLE FOUNDATION; 
a.k.a. AL-AQSA CHARITABLE ORGANIZATION; a.k.a. AL-AQSA FOUNDATION; 
a.k.a. AL-AQSA INTERNATIONAL FOUNDATION; a.k.a. AL-AQSA ISLAMIC 
CHARITABLE SOCIETY; a.k.a. AL-AQSA SINABIL ESTABLISHMENT; a.k.a. AL-AQSA 
SPANM I STIFTELSE; a.k.a. AL-AQSA SPANMAL STIFTELSE; a.k.a. AQSSA 
SOCIETY; a.k.a. AQSSA SOCIETY YEMEN; a.k.a. CHARITABLE AL-AQSA 
ESTABLISHMENT; a.k.a. CHARITABLE SOCIETY TO HELP THE NOBLE AL- AQSA; 
a.k.a. FORENINGEN AL-AQSA; a.k.a. ISLAMIC CHARITABLE SOCIETY FOR AL-
AQSA; a.k.a. MU' ASA AL-AQSA AL-KHAYRIYYA; a.k.a. MU' ASSA SANABIL AL-
AQSA AL-KHAYRIYYA; a.k.a. NUSRAT AL-AQSA AL-SHARIF; a.k.a. SANABIL AL-
AQSA CHARITABLE FOUNDATION; a.k.a. STICHTING AL-AQSA; a.k.a. SWEDISH 
CHARITABLE AQSA EST.), Kappellenstrasse 36, Aachen D-52066, Germany; 
 [SDGT]
AL-AQSA FOUNDATION (a.k.a. AL-AQSA ASBL; a.k.a. AL-AQSA CHARITABLE 
FOUNDATION; a.k.a. AL-AQSA CHARITABLE ORGANIZATION; a.k.a. AL-AQSA E.V.; 
a.k.a. AL-AQSA INTERNATIONAL FOUNDATION; a.k.a. AL-AQSA ISLAMIC 
CHARITABLE SOCIETY; a.k.a. AL-AQSA SINABIL ESTABLISHMENT; a.k.a. AL- 
AQSA SPANM I STIFTELSE; a.k.a. AL-AQSA SPANMAL STIFTELSE; a.k.a. AQSSA 
SOCIETY; a.k.a. AQSSA SOCIETY YEMEN; a.k.a. CHARITABLE AL-AQSA 
ESTABLISHMENT; a.k.a. CHARITABLE SOCIETY TO HELP THE NOBLE AL-AQSA; 
a.k.a. FORENINGEN AL-AQSA; a.k.a. ISLAMIC CHARITABLE SOCIETY FOR AL- 
AQSA; a.k.a. MU' ASA AL-AQSA AL-KHAYRIYYA; a.k.a. MU' ASSA SANABIL AL- 
AQSA AL-KHAYRIYYA; a.k.a. NUSRAT AL-AQSA AL-SHARIF; a.k.a. SANABIL AL- 
AQSA CHARITABLE

[[Page 509]]

FOUNDATION; a.k.a. STICHTING AL-AQSA; a.k.a. SWEDISH CHARITABLE AQSA 
EST.), Noblev 79 NB, 21433 Malmo, Sweden; Nobelvagen 79 NB, 21433 Malmo, 
Sweden [SDGT]
AL-AQSA FOUNDATION (a.k.a. AL-AQSA ASBL; a.k.a. AL-AQSA CHARITABLE 
FOUNDATION; a.k.a. AL-AQSA CHARITABLE ORGANIZATION; a.k.a. AL-AQSA E.V.; 
a.k.a. AL-AQSA INTERNATIONAL FOUNDATION; a.k.a. AL-AQSA ISLAMIC 
CHARITABLE SOCIETY; a.k.a. AL-AQSA SINABIL ESTABLISHMENT; a.k.a. AL- 
AQSA SPANM I STIFTELSE; a.k.a. AL-AQSA SPANMAL STIFTELSE; a.k.a. AQSSA 
SOCIETY; a.k.a. AQSSA SOCIETY YEMEN; a.k.a. CHARITABLE AL-AQSA 
ESTABLISHMENT; a.k.a. CHARITABLE SOCIETY TO HELP THE NOBLE AL-AQSA; 
a.k.a. FORENINGEN AL-AQSA; a.k.a. ISLAMIC CHARITABLE SOCIETY FOR AL- 
AQSA; a.k.a. MU' ASA AL-AQSA AL-KHAYRIYYA; a.k.a. MU' ASSA SANABIL AL- 
AQSA AL-KHAYRIYYA; a.k.a. NUSRAT AL-AQSA AL-SHARIF; a.k.a. SANABIL AL- 
AQSA CHARITABLE FOUNDATION; a.k.a. STICHTING AL-AQSA; a.k.a. SWEDISH 
CHARITABLE AQSA EST.) [SDGT]
AL-AQSA FOUNDATION (a.k.a. AL-AQSA ASBL; a.k.a. AL-AQSA CHARITABLE 
FOUNDATION; a.k.a. AL-AQSA CHARITABLE ORGANIZATION; a.k.a. AL-AQSA E.V.; 
a.k.a. AL-AQSA INTERNATIONAL FOUNDATION; a.k.a. AL-AQSA ISLAMIC 
CHARITABLE SOCIETY; a.k.a. AL-AQSA SINABIL ESTABLISHMENT; a.k.a. AL- 
AQSA SPANM I STIFTELSE; a.k.a. AL-AQSA SPANMAL STIFTELSE; a.k.a. AQSSA 
SOCIETY; a.k.a. AQSSA SOCIETY YEMEN; a.k.a. CHARITABLE AL-AQSA 
ESTABLISHMENT; a.k.a. CHARITABLE SOCIETY TO HELP THE NOBLE AL-AQSA; 
a.k.a. FORENINGEN AL-AQSA; a.k.a. ISLAMIC CHARITABLE SOCIETY FOR AL- 
AQSA; a.k.a. MU' ASA AL-AQSA AL-KHAYRIYYA; a.k.a. MU' ASSA SANABIL AL- 
AQSA AL-KHAYRIYYA; a.k.a. NUSRAT AL-AQSA AL-SHARIF; a.k.a. SANABIL AL- 
AQSA CHARITABLE FOUNDATION; a.k.a. STICHTING AL-AQSA; a.k.a. SWEDISH 
CHARITABLE AQSA EST.), P.O. Box 2364, Islamabad, Pakistan [SDGT]
AL-AQSA FOUNDATION (a.k.a. AL-AQSA ASBL; a.k.a. AL-AQSA CHARITABLE 
FOUNDATION; a.k.a. AL-AQSA CHARITABLE ORGANIZATION; a.k.a. AL-AQSA E.V.; 
a.k.a. AL-AQSA INTERNATIONAL FOUNDATION; a.k.a. AL-AQSA ISLAMIC 
CHARITABLE SOCIETY; a.k.a. AL-AQSA SINABIL ESTABLISHMENT; a.k.a. AL- 
AQSA SPANM I STIFTELSE; a.k.a. AL-AQSA SPANMAL STIFTELSE; a.k.a. AQSSA 
SOCIETY; a.k.a. AQSSA SOCIETY YEMEN; a.k.a. CHARITABLE AL-AQSA 
ESTABLISHMENT; a.k.a. CHARITABLE SOCIETY TO HELP THE NOBLE AL-AQSA; 
a.k.a. FORENINGEN AL-AQSA; a.k.a. ISLAMIC CHARITABLE SOCIETY FOR AL- 
AQSA; a.k.a. MU' ASA AL-AQSA AL-KHAYRIYYA; a.k.a. MU' ASSA SANABIL AL- 
AQSA AL-KHAYRIYYA; a.k.a. NUSRAT AL-AQSA AL-SHARIF; a.k.a. SANABIL AL- 
AQSA CHARITABLE FOUNDATION; a.k.a. STICHTING AL-AQSA; a.k.a. SWEDISH 
CHARITABLE AQSA EST.), P.O. Box 421083, 2nd Floor, Amoco Gardens, 40 
Mint Road, Fordsburg 2033, Johannesburg, South Africa; P.O. Box 421082, 
2nd Floor, Amoco Gardens, 40 Mint Road, Fordsburg 2033, Johannesburg, 
South Africa [SDGT]
AL-AQSA ISLAMIC BANK (a.k.a. AL-AQSA AL-ISLAMI BANK), P.O. Box 3753, al-
Beireh, West Bank; Ramallah II 970, West Bank [SDT] [SDGT]
AL-AQSA MARTYRS BRIGADE (a.k.a. AL-AQSA MARTYRS BATTALION) [SDT] [FTO] 
[SDGT]
AL-ARABI TRADING COMPANY LIMITED, Lane 11, Hai Babil, Baghdad District 
929, Iraq [IRAQ2]
AL-ATRUSH, Abd al-Wahhab Umar Mirza (a.k.a. AL-ATRUSHI, Abdel Wahab); 
DOB 1936; a former minister of state, Iraq (individual) [IRAQ2]
AL-AWADI, Hussein Qaid; nationality Iraq; Former Ba'th party regional 
command chairman, Ninawa, (individual) [IRAQ2]
ALAWI, Abdel-Salam Abdel-Rahman (a.k.a. ALLAWI, Salam), Iraq; General 
Manager of INDUSTRIAL BANK OF IRAQ (individual) [IRAQ2]
AL-AZAWI, Dafir, Iraq (individual) [IRAQ2]
AL-AZAWI, Hatem Hamdan, Deli Abbas, Iraq; Diyali, Al-Khalis Sector, 
Iraq; DOB circa 1937 (individual) [IRAQ2]
AL-AZZAWI, Hikmat Mizban Ibrahim; DOB 1934; POB Diyala, Iraq; 
nationality Iraq; Former Deputy Prime Minister and Finance Minister 
(individual) [IRAQ2]
ALBA CERDA, Salvador, c/o ADP, S.C., Tijuana, Baja California, Mexico; 
c/o Farmacia Vida Suprema, S.A. DE C.V, Tijuana, Baja California, 
Mexico; Avenida Pacifico No. 2834, Seccion Costa de Oro Fraccionamiento 
Playas de Tijuana 22250, Tijuana, Baja California, Mexico; c/o 
Distribuidora Imperial De Baja California, S.A. DE C.V., Tijuana, Baja 
California, Mexico; Avenida Pacifico No. 2408, Seccion Costa de Oro 
Fraccionamiento Playas de Tijuana 22250, Tijuana, Baja California, 
Mexico; DOB 25 Dec 1947; POB Patzcuaro, Michoacan; Credencial electoral 
125324910951 (Mexico) (individual) [SDNTK]
AL-BAKOUN ALA AL-AHD ORGANIZATION (a.k.a. FAITHFUL TO THE OATH), Algeria 
[SDGT]
ALBAN BURBANO, Luis Alberto (a.k.a. ALBAN URBANO, Luis Alberto; a.k.a. 
CALARCA, Marco Leon; a.k.a. CALARCA, Marcos Leon); DOB 16 Aug 1957; POB 
Cali,

[[Page 510]]

Valle, Colombia; Cedula No. 16588328 (Colombia) (individual) [SDNTK]
ALBANIAN NATIONAL ARMY (a.k.a. AKSH; a.k.a. ANA) [BALKANS]
AL-BARAKAAT, Mogadishu, Somalia; Dubai, United Arab Emirates [SDGT]
AL-BARAKAAT BANK, Mogadishu, Somalia [SDGT]
AL-BARAKAAT BANK OF SOMALIA (a.k.a. BARAKAAT BANK OF SOMALIA; a.k.a. 
BBS), Mogadishu, Somalia; Bossaso, Somalia [SDGT]
AL-BARAKAAT GROUP OF COMPANIES SOMALIA LIMITED (a.k.a. AL-BARAKAT 
FINANCIAL COMPANY), Mogadishu, Somalia; P.O. Box 3313, Dubai, United 
Arab Emirates [SDGT]
AL-BARAKAAT WIRING SERVICE, 2940 Pillsbury Avenue, Suite 4, Minneapolis, 
MN 55408 [SDGT]
AL-BARAKAT FINANCE GROUP, Mogadishu, Somalia; Dubai, United Arab 
Emirates [SDGT]
AL-BARAKAT FINANCIAL HOLDING COMPANY, Mogadishu, Somalia; Dubai, United 
Arab Emirates [SDGT]
AL-BARAKAT GLOBAL TELECOMMUNICATIONS (a.k.a. BARAKAAT GLOBETELCOMPANY), 
Mogadishu, Somalia; Hargeysa, Somalia; P.O. Box 3313, Dubai, United Arab 
Emirates [SDGT]
AL-BARAKAT INTERNATIONAL (a.k.a. BARACO CO.), Box 2923, Dubai, United 
Arab Emirates [SDGT]
AL-BARAKAT INVESTMENTS, P.O. Box 3313, Deira, Dubai, United Arab 
Emirates [SDGT]
AL-BASHAIR TRADING COMPANY, LTD (a.k.a. AL-BASHAAIR TRADING COMPANY, 
LTD; a.k.a. AL-BASHAER TRADING COMPANY, LTD; a.k.a. AL-BASHA'IR TRADING 
COMPANY, LTD; a.k.a. AL-BASHIR TRADING COMPANY, LTD), Sadoon St, Al-Ani 
Building, First Floor, Baghdad, Iraq [IRAQ2]
AL-BATHALI, Mubarak Mushakhas Sanad (a.k.a. AL BATHALI, Mubarak Mishkhis 
Sanad; a.k.a. AL-BADHALI, Mubarak Mishkhis Sanad; a.k.a. AL-BATHALI, 
Mubarak; a.k.a. AL-BATHALI, Mubarak Mishkhas Sanad; a.k.a. AL-BAZALI, 
Mubarak Mishkhas Sanad; a.k.a. AL-BTHALY, Mobarak Meshkhas Sanad); DOB 1 
Oct 1961; citizen Kuwait; Passport 101856740 (Kuwait) (individual) 
[SDGT]
AL-BAZZAZ, Hikmet Abdallah (a.k.a. AL-BAZAZ, Hikmet Abdullah), Iraq; 
Former Minister of Education (individual) [IRAQ2]
ALBERDI URANGA, Itziar; DOB 7 Oct 1963; POB Durango, Vizcaya Province, 
Spain; D.N.I. 78.865.693 (Spain); Member ETA (individual) [SDGT]
ALBISU IRIARTE, Miguel; DOB 7 Jun 1961; POB San Sebastian, Guizpucoa 
Province, Spain; D.N.I. 15.954.596 (Spain); Member ETA (individual) 
[SDGT]
AL-BUTHE, Soliman (a.k.a. AL BUTHI, Soliman H.S.; a.k.a. AL-BATAHAI, 
Soliman; a.k.a. AL-BATHI, Soliman; a.k.a. AL-BUTHE, Suliman Hamd 
Suleiman); DOB 8 Dec 1961; POB Cairo, Egypt; nationality Saudi Arabia; 
Passport B049614 (Saudi Arabia); alt. Passport C536660 (Saudi Arabia) 
issued 5 May 2001 expires 11 Mar 2006 (individual) [SDGT]
ALCALDE LINARES, Angel; DOB 2 May 1943; POB Portugalete, Vizcaya 
Province, Spain; D.N.I. 15.390.353 (Spain); Member ETA (individual) 
[SDGT]
ALCANTAR PRECIADO, Simon, c/o GRUPO INMOBILIARIO PROFESIONAL BAJA, S.A 
DE C.V., Tijuana, Baja California, Mexico; c/o PROMOTORA FIN, S.A., 
Tijuana, Baja California, Mexico; DOB 12 Feb 1964; POB Jalisco, Mexico; 
citizen Mexico; nationality Mexico; C.U.R.P. AAPS640212HJCLRM09 (Mexico) 
(individual) [SDNTK]
AL-DAGMA, Aschraf (a.k.a. ``NOOR''), Clemens-August Strasse 10, 
Kolpinghaus, Beckum 59269, Germany; Leipziger Strasse 64, Altenburg 
04600, Germany; DOB 28 Apr 1969; POB Abasan, Gaza Strip; nationality 
possibly Palestinian; arrested 23 Apr 2002 (individual) [SDGT]
AL-DAJANI, Leila N.S., P.O. Box 1318, Amman, Jordan (individual) [IRAQ2]
AL-DAJANI, Nadim S., P.O. Box 1318, Amman, Jordan (individual) [IRAQ2]
AL-DAJANI, Sa'ad, P.O. Box 1318, Amman, Jordan (individual) [IRAQ2]
ALDANA JUNCA, Jose Tiberio, c/o RIONAP S.A., Quito, Ecuador; c/o 
LATINFARMACOS S.A., Quito, Ecuador; DOB 13 Jul 1973; Cedula No. 79609622 
(Colombia); Passport 79609622 (Colombia) (individual) [SDNT]
AL-DIBISKI, Nur Al-Din (a.k.a. AL-DABASKI, Salim Nur al-Din; a.k.a. AL-
DABSKI, Salem Nor Eldin Amohamed; a.k.a. AL-DABSKI, Salim Nur al- Din; 
a.k.a. RAGAB, Abdullah; a.k.a. RAJAB, Abdallah; a.k.a. ``AL-WARD, 
'Abd''; a.k.a. ``AL-WARD, Abu''; a.k.a. ``AL-WARUD, Abu''; a.k.a. 
``NAIM, Abu''); DOB circa 1963; POB Tripoli, Libya; Passport 1990/345751 
(Libya) (individual) [SDGT]
AL-DULAIMI, Khalaf (a.k.a. AL-DULAYMI, Khalaf M.M.); DOB 25 Jan 1932; 
Passport  H0044232 (Iraq) (individual) [IRAQ2]
AL-DULAYMI, Hasan Hashim Khalaf (a.k.a. ``ABU WISSAM''), 30th Street, 
Al-Yarmuk Area, Jadat Al-Jaysh District, Damascus, Syria; House 
 43, Lane  17, Subdivision  808, Al-Dawrah, 
Baghdad, Iraq; DOB 1942; POB Baghdad, Iraq; nationality Iraq 
(individual) [IRAQ2]
AL-DULAYMI, Latif Nusayyif Jasim; DOB circa 1941; POB Ar-Rashidiya 
suburb of Baghdad, Iraq; nationality Iraq; Former Ba'th party military 
bureau deputy chairman (individual) [IRAQ2]

[[Page 511]]

AL-DURI, Izzat Ibrahim (a.k.a. ABU AHMAD; a.k.a. ABU BRAYS); DOB circa 
1942; POB al-Dur, Iraq; nationality Iraq; Former deputy commander-in-
chief of Iraqi military; deputy secretary, Former Ba'th party regional 
command; Former vice chairman, Revolutionary Command Council 
(individual) [IRAQ2]
AL-DURI, Jawhar Majid, Iraq; DOB c. 1942; POB Al-Dur, Iraq; nationality 
Iraq; wife of Izzat Ibrahim Al-Duri (individual) [IRAQ2]
AL-DURI, Thabet, Rukan al-Din, Syria; Karkh District, Baghdad, Iraq; DOB 
1943; alt. DOB 1944; POB Dur, Iraq (individual) [IRAQ2]
ALEGRIA DE PIO (vessel) [CUBA]
ALERO S.A., Carrera 7 No. 34-341 Bodega 3, Cali, Colombia; NIT  
800239872-5 (Colombia) [SDNT]
ALFA COMPANY LIMITED FOR INTERNATIONAL TRADING AND MARKETING (a.k.a. 
ALFA INVESTMENT AND INTERNATIONAL TRADING COMPANY; a.k.a. ALFA TRADING 
COMPANY), P.O. Box 910606, Amman 11191, Jordan [IRAQ2]
ALFA PHARMA S.A., Diagonal 17 No. 28A-80, Bogota, Colombia [SDNT]
AL-FADHLI, Muhsin (a.k.a. ABU MAJID SAMIYAH; a.k.a. ABU SAMIA; a.k.a. 
AL-FADHLI, Muhsin Fadhil 'Ayyid; a.k.a. AL-FADHLI, Muhsin Fadil Ayid 
Ashur), Block Four, Street 13, House  179, Kuwait City, Al-
Riqqa area, Kuwait; DOB 24 Apr 1981; Passport 106261543 (Kuwait) 
(individual) [SDGT]
AL-FAQIH, Abd al-Rahman (a.k.a. ALBASHIR, Mohammed; a.k.a. AL-BASHIR, 
Muhammad; a.k.a. AL-FAQI, Bashir Mohammed Ibrahim; a.k.a. AL-KHATAB, Abd 
Al Rahman; a.k.a. ISMAIL, Mohammed; a.k.a. MOHAMMED, Al-Basher; a.k.a. 
``ABU ABD AL-RAHMAN''; a.k.a. ``ABU KHALID''; a.k.a. ``ABU MOHAMMED''; 
a.k.a. ``MAHMUD''; a.k.a. ``MUSTAFA''), Birmingham, United Kingdom; DOB 
15 Dec 1959; POB Libya (individual) [SDGT]
AL-FAQIH, Saad Rashed Mohammad (a.k.a. ABU UTHMAN; a.k.a. AL FAQIH, 
Saad; a.k.a. AL-FAGEAH, Sa'd Rashid Muhammed; a.k.a. ALFAGIH, Saad; 
a.k.a. AL-FAGIH, Saad; a.k.a. AL-FAKIH, Saad; a.k.a. AL-FAQI, Sa'd; 
a.k.a. AL-FAQIH, Saad; a.k.a. AL-FAQIH, Sa'ad; a.k.a. AL-FAQIH, Sa'd), 
London, United Kingdom; DOB 1 Feb 1957; alt. DOB 31 Jan 1957; POB 
Zubair, Iraq; citizen Saudi Arabia; Passport 760620 issued 15 Sep 1991 
expires 22 Jul 1996; Doctor (individual) [SDGT]
ALFARACHEM COMPANY LIMITED (a.k.a. AL PHARAKIM; a.k.a. ALFARACHEM 
PHARMACEUTICALS INDUSTRIES LIMITED; a.k.a. ALFARAKIM), 27 Al Amarat 
Street, Khartoum, Sudan [SUDAN]
AL-FAWAZ, Khalid Abd al-Rahman Hamd (a.k.a. AL FAWAZ, Khalid Abdulrahman 
H.; a.k.a. AL FAWWAZ, Khaled; a.k.a. AL FAWWAZ, Khalid; a.k.a. AL-
FAUWAZ, Khaled; a.k.a. AL-FAUWAZ, Khaled A.; a.k.a. AL- FAWWAZ, Khaled; 
a.k.a. AL-FAWWAZ, Khalid), 55 Hawarden Hill, Brooke Road, London NW2 
7BR, United Kingdom; DOB 25 Aug 1962; alt. DOB 24 Aug 1962; POB Kuwait; 
nationality Saudi Arabia; Passport 456682 issued 6 Nov 1990 expires 13 
Sep 1995 (individual) [SDGT]
ALFONSO BARRERA RIOS Y CIA. S. EN C.S., Calle 14 Oeste No. 2B1-45 apto. 
302E, Cali, Colombia; NIT  900101150-5 (Colombia) [SDNT]
AL-GHOZI, Fathur Rohman (a.k.a. AL GHOZI, Fathur Rahman; a.k.a. AL 
GHOZI, Fathur Rohman; a.k.a. ALGHOZI, Fathur Rahman; a.k.a. AL-GHOZI, 
Fathur Rahman; a.k.a. ALGHOZI, Fathur Rohman; a.k.a. AL-GOZHI, Fathur 
Rahman; a.k.a. AL-GOZHI, Fathur Rohman; a.k.a. AL-GOZI, Fathur Rahman; 
a.k.a. AL-GOZI, Fathur Rohman; a.k.a. ALI, Randy; a.k.a. ALIH, Randy; 
a.k.a. ALIH, Randy Adam; a.k.a. AZAD, Rony; a.k.a. BIN AHAD, Rony Azad; 
a.k.a. BIN AHMAD, Rony Azad; a.k.a. BIN AMAD, Rony Azad; a.k.a. EDRIS, 
Anwar Rodin; a.k.a. JAMIL, Sammy Sali; a.k.a. JAMIL, Sammy Salih; a.k.a. 
RANDY, Alih; a.k.a. ``ABU SA'AD''; a.k.a. ``ABU SAAD''; a.k.a. ``FREEDOM 
FIGHTER''); DOB 17 Feb 1971; POB Madiun, East Java, Indonesia; 
nationality Indonesia; Passport GG 672613 (Philippines) (individual) 
[SDGT]
AL-HABOBI, Dr. Safa Haji J (a.k.a. AL-HABOBI, Dr. Safa; a.k.a. AL- 
HABUBI, Dr. Safa Hadi Jawad; a.k.a. HABUBI, Dr. Safa Hadi Jawad; a.k.a. 
HABUBI, Dr. Safa Jawad; a.k.a. JAWAD, Dr. Safa Hadi), Iraq; Flat 4D 
Thorney Court, Palace Gate, Kensington, United Kingdom; DOB 01 Jul 1946; 
Former Minister of Oil (individual) [IRAQ2]
AL-HAMATI SWEETS BAKERIES, Al-Mukallah, Hadhramawt Governorate, Yemen 
[SDGT]
AL-HAMATI, Muhammad (a.k.a. AL-AHDAL, Mohammad Hamdi Sadiq; a.k.a. AL- 
MAKKI, Abu Asim), Yemen (individual) [SDGT]
AL-HAMMADI, Hamid Yusif (a.k.a. HAMADI, Hamed Yussef), Iraq; Former 
Minister of Culture and Information (individual) [IRAQ2]
AL-HAQ, Amin (a.k.a. AH HAQ, Dr. Amin; a.k.a. AMIN, Muhammad; a.k.a. UL-
HAQ, Dr. Amin); DOB 1960; POB Nangahar Province, Afghanistan 
(individual) [SDGT]
AL-HARAMAIN & AL MASJED AL-AQSA CHARITY FOUNDATION : BOSNIA BRANCH 
(a.k.a. AL HARAMAIN AL MASJED AL AQSA; a.k.a. AL HARAMAYN AL MASJID AL 
AQSA; a.k.a. AL-HARAMAYN AND AL MASJID AL AQSA CHARITABLE FOUNDATION), 
Hasiba Brankovica No. 2A, Sarajevo, Bosnia and Herzegovina [SDGT]

[[Page 512]]

AL-HARAMAIN : AFGHANISTAN BRANCH, Afghanistan [SDGT]
AL-HARAMAIN : ALBANIA BRANCH, Ifran Tomini street,  58, Tirana, 
Albania [SDGT]
AL-HARAMAIN : BANGLADESH BRANCH, House 1, Road 1, S-6, Uttara, Dhaka, 
Bangladesh [SDGT]
AL-HARAMAIN : ETHIOPIA BRANCH, Woreda District 24 Kebele Section 13, 
Addis Ababa, Ethiopia [SDGT]
AL-HARAMAIN : INDONESIA BRANCH (a.k.a. AL HARAMAIN; a.k.a. AL-HARAMAIN 
FOUNDATION; a.k.a. YAYASAN AL HARAMAIN; a.k.a. YAYASAN AL HARAMAINI; 
a.k.a. YAYASAN AL-MANAHIL-INDONESIA), Jalan Laut Sulawesi Blok DII/4, 
Kavling Angkatan Laut Duren Sawit, Jakarta Timur 13440, Indonesia [SDGT]
AL-HARAMAIN : KENYA BRANCH (a.k.a. ALHARAMAIN; a.k.a. ALHARAMAIN 
FOUNDATION; a.k.a. AL-HARAMAIN FOUNDATION; a.k.a. ALHARAMAIN 
HUMANITARIAN FOUNDATION; a.k.a. AL-HARAMAIN HUMANITARIAN FOUNDATION; 
a.k.a. ALHARAMAIN ISLAMIC FOUNDATION; a.k.a. AL-HARAMAIN ISLAMIC 
FOUNDATION; a.k.a. ALHARAMAYN; a.k.a. AL-HARAMAYN; a.k.a. ALHARAMAYN 
FOUNDATION; a.k.a. AL-HARAMAYN FOUNDATION; a.k.a. ALHARAMAYN 
HUMANITARIAN FOUNDATION; a.k.a. AL-HARAMAYN HUMANITARIAN FOUNDATION; 
a.k.a. ALHARAMAYN ISLAMIC FOUNDATION; a.k.a. AL-HARAMAYN ISLAMIC 
FOUNDATION; a.k.a. ALHARAMEIN; a.k.a. AL-HARAMEIN; a.k.a. ALHARAMEIN 
FOUNDATION; a.k.a. AL-HARAMEIN FOUNDATION; a.k.a. ALHARAMEIN 
HUMANITARIAN FOUNDATION; a.k.a. AL-HARAMEIN HUMANITARIAN FOUNDATION; 
a.k.a. ALHARAMEIN ISLAMIC FOUNDATION; a.k.a. AL-HARAMEIN ISLAMIC 
FOUNDATION; a.k.a. MU'ASSASAT AL-HARAMAIN AL-KHAYRIYYA; a.k.a. 
MU'ASSASAT AL-HARAMAYN AL-KHAYRIYYA; a.k.a. MU'ASSASAT AL-HARAMEIN AL- 
KHAYRIYYA; a.k.a. VAZIR; a.k.a. VEZIR), Daddb, Kenya; Garissa, Kenya; 
Nairobi, Kenya [SDGT]
AL-HARAMAIN : PAKISTAN BRANCH (a.k.a. ALHARAMAIN; a.k.a. ALHARAMAIN 
FOUNDATION; a.k.a. AL-HARAMAIN FOUNDATION; a.k.a. ALHARAMAIN 
HUMANITARIAN FOUNDATION; a.k.a. AL-HARAMAIN HUMANITARIAN FOUNDATION; 
a.k.a. ALHARAMAIN ISLAMIC FOUNDATION; a.k.a. AL-HARAMAIN ISLAMIC 
FOUNDATION; a.k.a. ALHARAMAYN; a.k.a. AL-HARAMAYN; a.k.a. ALHARAMAYN 
FOUNDATION; a.k.a. AL-HARAMAYN FOUNDATION; a.k.a. ALHARAMAYN 
HUMANITARIAN FOUNDATION; a.k.a. AL-HARAMAYN HUMANITARIAN FOUNDATION; 
a.k.a. ALHARAMAYN ISLAMIC FOUNDATION; a.k.a. AL-HARAMAYN ISLAMIC 
FOUNDATION; a.k.a. ALHARAMEIN; a.k.a. AL-HARAMEIN; a.k.a. ALHARAMEIN 
FOUNDATION; a.k.a. AL-HARAMEIN FOUNDATION; a.k.a. ALHARAMEIN 
HUMANITARIAN FOUNDATION; a.k.a. AL-HARAMEIN HUMANITARIAN FOUNDATION; 
a.k.a. ALHARAMEIN ISLAMIC FOUNDATION; a.k.a. AL-HARAMEIN ISLAMIC 
FOUNDATION; a.k.a. MU'ASSASAT AL-HARAMAIN AL-KHAYRIYYA; a.k.a. 
MU'ASSASAT AL-HARAMAYN AL-KHAYRIYYA; a.k.a. MU'ASSASAT AL-HARAMEIN AL- 
KHAYRIYYA; a.k.a. VAZIR; a.k.a. VEZIR), House  279, Nazimuddin 
road, F-10/1, Islamabad, Pakistan [SDGT]
AL-HARAMAIN : TANZANIA BRANCH (a.k.a. ALHARAMAIN; a.k.a. ALHARAMAIN 
FOUNDATION; a.k.a. AL-HARAMAIN FOUNDATION; a.k.a. ALHARAMAIN 
HUMANITARIAN FOUNDATION; a.k.a. AL-HARAMAIN HUMANITARIAN FOUNDATION; 
a.k.a. ALHARAMAIN ISLAMIC FOUNDATION; a.k.a. AL-HARAMAIN ISLAMIC 
FOUNDATION; a.k.a. ALHARAMAYN; a.k.a. AL-HARAMAYN; a.k.a. ALHARAMAYN 
FOUNDATION; a.k.a. AL-HARAMAYN FOUNDATION; a.k.a. ALHARAMAYN 
HUMANITARIAN FOUNDATION; a.k.a. AL-HARAMAYN HUMANITARIAN FOUNDATION; 
a.k.a. ALHARAMAYN ISLAMIC FOUNDATION; a.k.a. AL-HARAMAYN ISLAMIC 
FOUNDATION; a.k.a. ALHARAMEIN; a.k.a. AL-HARAMEIN; a.k.a. ALHARAMEIN 
FOUNDATION; a.k.a. AL-HARAMEIN FOUNDATION; a.k.a. ALHARAMEIN 
HUMANITARIAN FOUNDATION; a.k.a. AL-HARAMEIN HUMANITARIAN FOUNDATION; 
a.k.a. ALHARAMEIN ISLAMIC FOUNDATION; a.k.a. AL-HARAMEIN ISLAMIC 
FOUNDATION; a.k.a. MU'ASSASAT AL-HARAMAIN AL-KHAYRIYYA; a.k.a. 
MU'ASSASAT AL-HARAMAYN AL-KHAYRIYYA; a.k.a. MU'ASSASAT AL-HARAMEIN AL- 
KHAYRIYYA; a.k.a. VAZIR; a.k.a. VEZIR), Singida, Tanzania; PO Box 3616, 
Dar es Salaam, Tanzania; Tanga, Tanzania [SDGT]
AL-HARAMAIN : THE NETHERLANDS BRANCH (a.k.a. STICHTING AL HARAMAIN 
HUMANITARIAN AID), Jan Hanzenstraat 114, 1053SV, Amsterdam, Netherlands 
[SDGT]
AL-HARAMAIN : UNITED STATES BRANCH (a.k.a. AL HARAMAIN FOUNDATION, INC.; 
a.k.a. ALHARAMAIN; a.k.a. ALHARAMAIN FOUNDATION; a.k.a. AL- HARAMAIN 
FOUNDATION; a.k.a. ALHARAMAIN HUMANITARIAN FOUNDATION; a.k.a. AL-
HARAMAIN HUMANITARIAN FOUNDATION; a.k.a.

[[Page 513]]

ALHARAMAIN ISLAMIC FOUNDATION; a.k.a. AL-HARAMAIN ISLAMIC FOUNDATION; 
a.k.a. ALHARAMAYN; a.k.a. AL-HARAMAYN; a.k.a. ALHARAMAYN FOUNDATION; 
a.k.a. AL-HARAMAYN FOUNDATION; a.k.a. ALHARAMAYN HUMANITARIAN 
FOUNDATION; a.k.a. AL- HARAMAYN HUMANITARIAN FOUNDATION; a.k.a. 
ALHARAMAYN ISLAMIC FOUNDATION; a.k.a. AL-HARAMAYN ISLAMIC FOUNDATION; 
a.k.a. ALHARAMEIN; a.k.a. AL-HARAMEIN; a.k.a. ALHARAMEIN FOUNDATION; 
a.k.a. AL-HARAMEIN FOUNDATION; a.k.a. ALHARAMEIN HUMANITARIAN 
FOUNDATION; a.k.a. AL- HARAMEIN HUMANITARIAN FOUNDATION; a.k.a. 
ALHARAMEIN ISLAMIC FOUNDATION; a.k.a. AL-HARAMEIN ISLAMIC FOUNDATION; 
a.k.a. MU'ASSASAT AL-HARAMAIN AL-KHAYRIYYA; a.k.a. MU'ASSASAT AL-
HARAMAYN AL-KHAYRIYYA; a.k.a. MU'ASSASAT AL-HARAMEIN AL-KHAYRIYYA; 
a.k.a. VAZIR; a.k.a. VEZIR), 3800 Highway 99 S., Ashland, OR 97520-8718; 
2151 E. Division St., Springfield, MO 65803; 1257 Siskiyou BLVD, 
Ashland, OR 97520 [SDGT]
AL-HARAMAIN FOUNDATION : COMOROS ISLANDS, B/P: 1652, Moroni, Comoros 
[SDGT]
AL-HARAMAIN ISLAMIC FOUNDATION (a.k.a. ALHARAMAIN; a.k.a. AL-HARAMAIN; 
a.k.a. ALHARAMAIN FOUNDATION; a.k.a. AL-HARAMAIN FOUNDATION; a.k.a. 
ALHARAMAIN HUMANITARIAN FOUNDATION; a.k.a. AL-HARAMAIN HUMANITARIAN 
FOUNDATION; a.k.a. ALHARAMAIN ISLAMIC FOUNDATION; a.k.a. ALHARAMAYN; 
a.k.a. AL-HARAMAYN; a.k.a. ALHARAMAYN FOUNDATION; a.k.a. AL-HARAMAYN 
FOUNDATION; a.k.a. ALHARAMAYN HUMANITARIAN FOUNDATION; a.k.a. AL- 
HARAMAYN HUMANITARIAN FOUNDATION; a.k.a. ALHARAMAYN ISLAMIC FOUNDATION; 
a.k.a. AL-HARAMAYN ISLAMIC FOUNDATION; a.k.a. ALHARAMEIN; a.k.a. AL-
HARAMEIN; a.k.a. ALHARAMEIN FOUNDATION; a.k.a. AL-HARAMEIN FOUNDATION; 
a.k.a. ALHARAMEIN HUMANITARIAN FOUNDATION; a.k.a. AL- HARAMEIN 
HUMANITARIAN FOUNDATION; a.k.a. ALHARAMEIN ISLAMIC FOUNDATION; a.k.a. 
AL-HARAMEIN ISLAMIC FOUNDATION; a.k.a. MU'ASSASAT AL-HARAMAIN AL-
KHAYRIYYA; a.k.a. MU'ASSASAT AL-HARAMAYN AL-KHAYRIYYA; a.k.a. MU'ASSASAT 
AL-HARAMEIN AL-KHAYRIYYA; a.k.a. VAZIR; a.k.a. VEZIR), 64 Poturmahala, 
Travnik, Bosnia and Herzegovina; Somalia [SDGT]
AL-HASSAN, Anas Malik Dohan (a.k.a. AL-HASSAN, Anas; a.k.a. DOHAN, Anas; 
a.k.a. DOHAN, Anas Malik; a.k.a. MALIK, Anas), Baghdad, Iraq 
(individual) [IRAQ2]
AL-HASSAN, Anas Malik Dohan (a.k.a. AL-HASSAN, Anas; a.k.a. DOHAN, Anas; 
a.k.a. DOHAN, Anas Malik; a.k.a. MALIK, Anas), Jordan (individual) 
[IRAQ2]
AL-HIYARI, Bilal Mansur (a.k.a. AL-KHAYARI, Bilal Mansur Mahmud), 
Suwaylah, Jordan; DOB circa 1969; POB al-Salt, Jordan; nationality 
Jordan (individual) [SDGT]
AL-HUDA STATE COMPANY FOR RELIGIOUS TOURISM (a.k.a. AL-HODA FOR 
RELIGIOUS TOURISM COMPANY; a.k.a. AL-HODA STATE COMPANY FOR RELIGIOUS 
TOURISM; a.k.a. AL-HUDA FOR RELIGIOUS TOURISM COMPANY), Iraq [IRAQ2]
AL-HUWAYSH, Isam Rashid, Iraq; Former Governor of the Central Bank 
(individual) [IRAQ2]
ALI, Abbas Abdi, Mogadishu, Somalia (individual) [SDGT]
ALI, Ahmed Mohammed Hamed (a.k.a. ABDUREHMAN, Ahmed Mohammed; a.k.a. ABU 
FATIMA; a.k.a. ABU ISLAM; a.k.a. ABU KHADIIJAH; a.k.a. AHMED HAMED; 
a.k.a. AHMED THE EGYPTIAN; a.k.a. AHMED, Ahmed; a.k.a. ALI, Ahmed 
Mohammed; a.k.a. ALI, Hamed; a.k.a. AL-MASRI, Ahmad; a.k.a. AL- SURIR, 
Abu Islam; a.k.a. HEMED, Ahmed; a.k.a. SHIEB, Ahmed; a.k.a. SHUAIB), 
Afghanistan; DOB 1965; POB Egypt; citizen Egypt (individual) [SDGT]
ALI, Ali Abdul Mutalib, Germany (individual) [IRAQ2]
ALIQ, Qasim (a.k.a. ALEIK, Kassem; a.k.a. 'ALIQ, Hajj Qasim; a.k.a. 
'ALIQ, Qasem; a.k.a. 'ULAYQ, Qasim); DOB 1956; POB Lebanon (individual) 
[SDGT]
AL-IRAQI, Abd al-Hadi (a.k.a. ABU ABDALLAH; a.k.a. AL-IRAQI, Abdal al- 
Hadi) (individual) [SDGT]
AL-ISLAMBULI, Muhammad Ahmad Shawqi; DOB 21 Jan 1952; POB Minya, Egypt; 
nationality Egypt (individual) [SDGT]
ALISPAHIC, Bakir; DOB 1 Oct 1956; POB Ahatovici, Bosnia-Herzegovina 
(individual) [BALKANS]
AL-ITIHAAD AL-ISLAMIYA (a.k.a. AIAI) [SDGT]
ALIZAI, Haji Azizullah (a.k.a. AZIZULLAH, Haji), Yatim Chah, 
Afghanistan; Kabul, Afghanistan; Musa Qala District, Helmund Province, 
Afghanistan; Musa Qaleh District, Helmand Province, Afghanistan; Lashkar 
Gah, Helmand Province, Afghanistan; DOB 1950; alt. DOB 1952; POB Gereshk 
District, Helmund Province, Afghanistan; alt. POB Kabul City, 
Afghanistan; citizen Afghanistan; Electoral Registry No. 07385114 
(Afghanistan) (individual) [SDNTK]

[[Page 514]]

AL-JABBURI, Sadi Tuma Abbas, Iraq; DOB 1939; Former Adviser to the 
President for Military Affairs (individual) [IRAQ2]
AL-JABURI, Mish'an Rakin Thamin (a.k.a. AL JABBURY, Mashaan Rakadh 
Dhamin; a.k.a. AL JABOURI, Meshan Thamin; a.k.a. AL JABOURI, Mishan 
Riqardh Damin; a.k.a. AL JABURI, Misham; a.k.a. AL-JABBURI, Mishan; 
a.k.a. AL-JABBURI, Mish'an Rakkad Damin; a.k.a. ALJABOURI, Mashaan; 
a.k.a. AL-JABOURI, Mishan; a.k.a. AL-JABURI, Mushan; a.k.a. AL-JIBURI, 
Mush'an; a.k.a. AL-JUBOURI, Mishaan; a.k.a. AL-JUBURI, Meshaan; a.k.a. 
AL-JUBURI, Mish'an; a.k.a. EL-JBURI, Mash'an; a.k.a. JABOURI, Mashaan; 
a.k.a. JIBOURI, Mishan; a.k.a. JUBURI, Mashan), Latakia, Syria; 
Damascus, Syria; DOB 1 Aug 1957; POB Ninwa, Iraq; citizen Syria; 
nationality Iraq; Passport 01374026 (individual) [IRAQ3]
AL-JALAMAH, Jaber (a.k.a. AL-JALAHMA, Jaber; a.k.a. AL-JALAHMAH, Abu 
Muhammad; a.k.a. AL-JALAHMAH, Jabir Abdallah Jabir Ahmad; a.k.a. AL- 
JALAMAH, Jabir 'Abdallah Jabir Ahmad; a.k.a. AL-JALHAMI, Jabir; a.k.a. 
`` 'ABDUL-GHANI''; a.k.a. ``ABU MUHAMMAD''); DOB 24 Sep 1959; 
nationality Kuwait; Passport 101423404 (individual) [SDGT]
AL-JANABI, Nabil Abdullah, Beirut, Lebanon; DOB 14 August 1942; POB 
Baghdad, Iraq; Passport H101901/1 (Iraq) (individual) [IRAQ2]
AL-JAZIRI, Abu Bakr, Peshawar, Pakistan; nationality Algeria 
(individual) [SDGT]
AL-JIHAD (a.k.a. EGYPTIAN AL-JIHAD; a.k.a. EGYPTIAN ISLAMIC JIHAD; 
a.k.a. JIHAD GROUP; a.k.a. NEW JIHAD) [SDT] [FTO] [SDGT]
AL-JIZRAWI, Taha Yassin Ramadan (a.k.a. RAMADAN, Taha Yasin; a.k.a. 
RAMADAN, Taha Yassin); DOB circa 1938; nationality Iraq; Former Vice 
President (individual) [IRAQ2]
AL-KADR, Ahmad Sa'id (a.k.a. AL-KANADI, Abu Abd Al-Rahman); DOB 01 Mar 
1948; POB Cairo, Egypt (individual) [SDGT]
ALKALA ASOCIADOS S.A. (f.k.a. INVHERESA S.A.), Calle 1A No. 62A-120, 
Cali, Colombia; Calle 70N No. 14-31, Cali, Colombia; Calle 1A No. 62A-
130, Cali, Colombia; Avenida 2N No. 7N-55 of. 501, Cali, Colombia; NIT 
 800108121-0 (Colombia) [SDNT]
AL-KHAFAJI, Muhsin Khadr; nationality Iraq; Former Ba'th party regional 
command chairman, al-Qadisiyah (individual) [IRAQ2]
AL-KHAFAJI, Sabah, 254 Rue Adolphe Pajeaud, 92160 Antony, France 
(individual) [IRAQ2]
AL-KHASHIBAN, Fahd Muhammad 'Abd Al-'Aziz (a.k.a. AL-KHASHAYBAN, Fahd 
Muhammad 'Abd Al-'Aziz; a.k.a. AL-KHASHIBAN, Fahad; a.k.a. AL- 
KHASHIBAN, Fahad H.A.; a.k.a. AL-KHOSHIBAN, Fahad Mohammad A.; a.k.a. 
AL-KHOSHIBAN, Fahad Muhammad A.; a.k.a. AL-KHOSIBAN, Fahad H.A.; a.k.a. 
AL-KHUSHAYBAN, Fahd Muhammad 'Abd al-'Aziz; a.k.a. KHASHAYBAN, Fahad 
H.A.; a.k.a. KHASIBAN, Fahad H.A.; a.k.a. KHESHAIBAN, Fahad H.A.; a.k.a. 
KHESHAYBAN, Fahad H.A.; a.k.a. KHUSHAIBAN, Fahd; a.k.a. ``RAHMAN, Abdur 
Abu''; a.k.a. ``RAHMAN, Abu Abdur''; a.k.a. ``THABET, Shaykh''; a.k.a. 
``THABIT, Abu''; a.k.a. ``THABIT, Shaykh Abu''); DOB 16 Oct 1966; POB 
'Aniza, Saudi Arabia; nationality Saudi Arabia (individual) [SDGT]
AL-KHODAIR, Ahmad Hussein (a.k.a. SAMARRAI, Ahmad Husayn Khudayir); DOB 
1941; Former Minister of Finance, Iraq (individual) [IRAQ2]
AL-KUBAYSI, Ugla Abid Saqar (a.k.a. SAQR AL-KABISI ABD AQALA); DOB 1944; 
POB Kubaisi, al-Anbar Governorate, Iraq; nationality Iraq; Former Ba'th 
party regional command chairman, Maysan (individual) [IRAQ2]
AL-KURD, Ahmad Harb (a.k.a. AL KURD, Ahmed; a.k.a. AL-KARD, Ahmad; 
a.k.a. AL-KIRD, Ahmad; a.k.a. ALKURD, Ahmad; a.k.a. AL-KURD, Ahmed Hard; 
a.k.a. EL-KURD, Ahmed), Deir Al-Balah, Gaza, Palestinian; DOB circa 
1949; alt. DOB circa 1951; POB Deir Al-Balah, Gaza (individual) [SDGT]
ALLAN GRANGE FARM, Chegutu, Zimbabwe [ZIMBABWE]
ALLANE, Hacene (a.k.a. ABDELHAY, al-Sheikh; a.k.a. AHCENE, Cheib; a.k.a. 
``ABU AL-FOUTOUH''; a.k.a. ``BOULAHIA''; a.k.a. ``HASSAN THE OLD''); DOB 
17 Jan 1941; POB El Menea, Algeria (individual) [SDGT]
ALLEN, Cyril; DOB 26 JUL 1952; Former Chairman, National Patriotic Party 
of Liberia; nationality Liberia; alt. nationality Nigerian (individual) 
[LIBERIA]
AL-LIBI, Abd al-Muhsin (a.k.a. ABU BAKR, Ibrahim Ali Muhammad; a.k.a. 
SABRI, Abdel Ilah; a.k.a. TANTOUCHE, Ibrahim Abubaker; a.k.a. TANTOUSH, 
Ibrahim Abubaker; a.k.a. TANTOUSH, Ibrahim Ali Abu Bakr; a.k.a. `` 'ABD 
AL-MUHSI''; a.k.a. `` 'ABD AL-RAHMAN''; a.k.a. ``ABU ANAS''); DOB 1966; 
alt. DOB 27 Oct 1969; nationality Libya; Passport 203037 (Libya) 
(individual) [SDGT]
AL-LIBI, Ibn Al-Shaykh (individual) [SDGT]
AL-LIBY, Anas (a.k.a. AL-LIBI, Anas; a.k.a. AL-RAGHIE, Nazih; a.k.a. AL-
RAGHIE, Nazih Abdul Hamed; a.k.a. AL-SABAI, Anas), Afghanistan; DOB 30 
Mar 1964; alt. DOB 14 May 1964; POB Tripoli, Libya; citizen Libya 
(individual) [SDGT]
ALM INVESTMENT FLORIDA, INC., 780 NW 42nd Avenue, Suite 516, Miami, FL 
33126; 9100 South Dadeland Boulevard, Suite 912,

[[Page 515]]

Miami, FL 33156; 780 NW Le Jeune Rd, Suite 516, Miami, FL 33126; US FEIN 
65-0336852 (United States) [SDNT]
ALMACAES S.A., Avenida 15 No. 123-30, Local 1-13, Bogota, Colombia; 
Carrera 65 No. 71-74, Barranquilla, Colombia; Diagonal 127 No. 17-34 
Piso 2, Bogota, Colombia; NIT  830086515-1 (Colombia) [SDNT]
AL-MAJID, Hussein Kamel Hassan (a.k.a. AL-MAJID, Husayn Kamil Hasan), 
Baghdad, Iraq; DOB 1955; Former Minister of Industry and Minerals and 
Advisor to the President (individual) [IRAQ2]
AL-MALIKI, Shabib Lazem (a.k.a. AL-MALEKI, Shebib Lazim), Iraq; DOB 
1936; Former Minister of Justice (individual) [IRAQ2]
ALMANZA BARRAZA, Alfonso Rafael, c/o LITOPHARMA, Barranquilla, Colombia; 
Carrera 35 No. 43-62, Barranquilla, Colombia; c/o CAJA SOLIDARIA, 
Bogota, Colombia; c/o COPSERVIR LTDA., Bogota, Colombia; Cedula No. 
72206138 (Colombia) (individual) [SDNT]
ALMANZA CANON, Nohora Juliana, c/o COSMEPOP, Bogota, Colombia; DOB 6 Dec 
1972; Cedula No. 52557912 (Colombia) (individual) [SDNT]
AL-MARSUMI, Saddah Jaylut (a.k.a. AL-MARSUMI, Sa'da Jalut Hassam; a.k.a. 
JALOUD, Sa'daa; a.k.a. JALOUT, Saddaa), Al Shajlah Village, Syria; 
Baghuz, Syria; As Susah Village, Syria; DOB 1955; alt. DOB 1956; citizen 
Syria (individual) [SDGT]
AL-MASHHADANI, Saif-al-Din; DOB 1956; POB Baghdad, Iraq; nationality 
Iraq; Ba'th party regional command chairman, al-Muthanna (individual) 
[IRAQ2]
AL-MASRI, Abu Hafs (a.k.a. ABDULLAH, Sheikh Taysir; a.k.a. ABU HAFS; 
a.k.a. ABU SITTA, Subhi; a.k.a. ATEF, Muhammad; a.k.a. ATIF, Mohamed; 
a.k.a. ATIF, Muhammad; a.k.a. EL KHABIR, Abu Hafs el Masry; a.k.a. 
TAYSIR); DOB 1951; alt. DOB 1944; alt. DOB 1956; POB Alexandria, Egypt 
(individual) [SDT] [SDGT]
AL-MASRI, Abu Hamza (a.k.a. AL-MISRI, Abu Hamza; a.k.a. EMAN, Adam 
Ramsey; a.k.a. KAMEL, Mustafa; a.k.a. MUSTAFA, Mustafa Kamel), 8 Adie 
Road, Hammersmith, London W6 OPW, United Kingdom; 9 Albourne Road, 
Shepherds Bush, London W12 OLW, United Kingdom; DOB 15 Apr 1958 
(individual) [SDGT]
AL-MUGHASSIL, Ahmad Ibrahim (a.k.a. ABU OMRAN; a.k.a. AL-MUGHASSIL, 
Ahmed Ibrahim); DOB 26 Jun 1967; POB Qatif-Bab al Shamal, Saudi Arabia; 
citizen Saudi Arabia (individual) [SDGT]
AL-MUHAMMAD, Khamis Sirhan (a.k.a. DR. KHAMIS); nationality Iraq; Ba'th 
party regional command chairman, Karbala (individual) [IRAQ2]
AL-MUJIL, Abd Al Hamid Sulaiman Muhammed (a.k.a. AL MOJIL, Abdulhamid 
Sulaiman M.; a.k.a. AL MUJAL, Dr. Abd al-Hamid; a.k.a. AL MU'JIL, Abd 
al-Hamid Sulaiman; a.k.a. AL-MU'AJJAL, Dr. Abd Al-Hamid; a.k.a. AL- 
MU'JIL, Dr. Abd Abdul-Hamid bin Sulaiman; a.k.a. MUJEL, A.S.; a.k.a. 
MU'JIL, Abd al-Hamid; a.k.a. ``ABDALLAH, Abu''); DOB 28 Apr 1949; alt. 
DOB 29 Apr 1949; POB Kuwait; citizen Saudi Arabia; nationality Saudi 
Arabia; Passport F 137998 issued 18 Apr 2004 expires 24 Feb 2009; Doctor 
(individual) [SDGT]
AL-NAJIM, Samir abd al-Aziz; DOB 1937; alt. DOB 1938; POB Baghdad, Iraq; 
nationality Iraq; Ba'th party regional command chairman, East Baghdad 
(individual) [IRAQ2]
AL-NAQIB, Zuhair Talib abd-al-Sattar; DOB circa 1948; nationality Iraq; 
Director, Military Intelligence (individual) [IRAQ2]
AL-NASSER, Abdelkarim Hussein Mohamed; POB Al Ihsa, Saudi Arabia; 
citizen Saudi Arabia (individual) [SDGT]
AL-NUMAN, Aziz Salih; DOB 1941; alt. DOB 1945; POB An Nasiriyah, Iraq; 
nationality Iraq; Ba'th party regional command chairman (individual) 
[IRAQ2]
AL-NUR HONEY PRESS SHOPS (a.k.a. AL-NUR HONEY CENTER), Sanaa, Yemen 
[SDGT]
ALOARDI, Carlo Giovanni, Milan, Italy (individual) [CUBA]
AL-QADI, Yasin Abdullah Ezzedine (a.k.a. KADI, Shaykh Yassin Abdullah; 
a.k.a. KAHDI, Yasin), Jeddah, Saudi Arabia; DOB 23 Feb 1955; POB Cairo, 
Egypt; nationality Saudi Arabia; Passport B 751550; alt. Passport A 
848526 (Saudi Arabia) expires 29 Mar 2001; alt. Passport E 976177 issued 
6 Mar 2004 expires 11 Jan 2009 (individual) [SDGT]
AL-QARD AL-HASSAN ASSOCIATION (a.k.a. AL-QUARD AL-HASSAN ASSOCIATION; 
a.k.a. AL-QUARDH AL-HASSAN ASSOCIATION; a.k.a. KARADH AL-HASSAN), 
Beirut, Lebanon [SDGT]
AL-QASIR, Nazar Jumah Ali (a.k.a. AL-QASSIR, Nizar Jomaa Ali), Iraq; 
Former Minister of Irrigation (individual) [IRAQ2]
AL-QUBAYSI, Munir (a.k.a. AL-KUBAISI, Muneer; a.k.a. AL-KUBAYSI, Munir; 
a.k.a. AWAD, Munir A.; a.k.a. AWAD, Munir Mamduh), Syria; DOB 1966; POB 
Heet, Iraq; nationality Iraq (individual) [IRAQ2]
AL-RABI'I, Nidal, Iraq; DOB c. 1965; POB Al-Dur, Iraq; nationality Iraq; 
wife of Izzat Ibrahim Al-Duri (individual) [IRAQ2]
AL-RAWI, Ayad Futayyih Khalifa; DOB 1942; POB Rawah, Iraq; nationality 
Iraq; Quds Force Chief of Staff (individual) [IRAQ2]
AL-RAWI, Fawzi Mutlaq (a.k.a. AL-RAWI, Fawzi Isma'il Al-Husayni; a.k.a. 
``ABU AKRAM''; a.k.a. ``ABU FIRAS''), SYRIAN BA'TH PARTY COMMAND 
BUILDING, AL-HALBUNI DISTRICT, DAMASCUS, Syria; SYRIAN GOVERNMENT-OWNED 
APARTMENT, AL-MAZZAH DISTRICT, DAMASCUS, Syria; DOB 1940; POB RAWAH 
CITY, IRAQ; citizen Syria; nationality Iraq; CHAIRMAN, IRAQI WING OF THE 
SYRIAN BA'TH PARTY (individual) [SDGT]

[[Page 516]]

AL-RAWI, Saif-al-Din Fulayyih Hassan Taha (a.k.a. AL-RAWI, Ayad 
Futayyih); DOB 1953; POB Ar Ramadi, al-Anbar Governorate, Iraq; 
nationality Iraq; Republican Guard chief of staff (individual) [IRAQ2]
AL-RIDA, Karim Hasan (a.k.a. RIDA, Karim Hassan), Iraq; DOB 1944; Former 
Minister of Agriculture (individual) [IRAQ2]
AL-RUBA, Dr. Khadim, Iraq; Managing Director of REAL ESTATE BANK 
(individual) [IRAQ2]
AL-SA'DI, Amir Hamudi Hassan; DOB 5 Apr 1938; POB Baghdad, Iraq; 
nationality Iraq; Passport NO33301/862 issued 17 October 1997 expires 1 
October 2005; alt. Passport M0003264580; alt. Passport H0100009 issued 1 
May 2002; presidential scientific advisor (individual) [IRAQ2]
AL-SAD'UN, Abd-al-Baqi abd-al-Karim Abdallah; DOB 1947; nationality 
Iraq; Ba'th party regional command chairman, Diyala (individual) [IRAQ2]
AL-SA'DUN, Muhammad Zimam abd-al-Razzaq; DOB 1942; POB Suq ash-Shuyukh 
District, Dhi-Qar, Iraq; nationality Iraq; Ba'th party regional 
chairman, at-Tamim (individual) [IRAQ2]
AL-SAHHAF, Muhammad Said Kazim (a.k.a. AL-SAHAF, Mohammed Said), Iraq; 
DOB 1940; Former Minister of Foreign Affairs (individual) [IRAQ2]
AL-SALAH SOCIETY (a.k.a. AL-SALAH; a.k.a. AL-SALAH ASSOCIATION; a.k.a. 
AL-SALAH ISLAMIC ASSOCIATION; a.k.a. AL-SALAH ISLAMIC COMMITTEE; a.k.a. 
AL-SALAH ISLAMIC FOUNDATION; a.k.a. AL-SALAH ISLAMIC SOCIETY; a.k.a. AL-
SALAH ORGANIZATION; a.k.a. ISLAMIC AL SALAH SOCIETY; a.k.a. ISLAMIC 
RIGHTEOUSNESS SOCIETY; a.k.a. ISLAMIC SALAH FOUNDATION; a.k.a. ISLAMIC 
SALAH SOCIETY; a.k.a. ISLAMIC SALVATION SOCIETY; a.k.a. JAMI'A AL-SALAH; 
a.k.a. JAMI'AT AL-SALAH AL-ISLAMI; a.k.a. JAMMEAT EL-SALAH; a.k.a. SALAH 
CHARITABLE ASSOCIATION; a.k.a. SALAH ISLAMIC ASSOCIATION; a.k.a. SALAH 
WELFARE ORGANIZATION), Bureij, Gaza, Palestinian; P.O. Box 6035, Beshara 
Street, Deir Al-Balah, Gaza, Palestinian; Athalatheeniy Street, Gaza, 
Palestinian; Deir Al-Balah Camp, Gaza, Palestinian; Rafah, Gaza, 
Palestinian; Al-Maghazi, Gaza, Palestinian; Gaza City, Gaza, Palestinian 
[SDGT]
AL-SALIH, Muhammad Mahdi (a.k.a. SALEH, Mohammed Mahdi); DOB 1947; alt. 
DOB 1949; POB al-Anbar Governorate, Iraq; nationality Iraq; Minister of 
Trade (individual) [IRAQ2]
AL-SAYYID, 'Ali Sulayman Mas'ud 'Abd (a.k.a. AL-JAWZIYYAH, Ibn al- 
Qayyim; a.k.a. OSMAN, Mohamed; a.k.a. SAYED, Aly Soliman Massoud Abdul; 
a.k.a. ``AL-QAYYIM, 'Ibn''; a.k.a. ``AL-ZAWL''; a.k.a. ``EL-QAIM, 
Ibn''); DOB 1969; POB Tripoli, Libya; Passport 96/184442 (Libya) 
(individual) [SDGT]
AL-SHABAAB (a.k.a. AL-SHABAAB AL-ISLAAM; a.k.a. AL-SHABAAB AL- ISLAMIYA; 
a.k.a. AL-SHABAAB AL-JIHAAD; a.k.a. AL-SHABAB; a.k.a. HARAKAT SHABAB AL-
MUJAHIDIN; a.k.a. HISB'UL SHABAAB; a.k.a. HIZBUL SHABAAB; a.k.a. 
MUJAHIDEEN YOUTH MOVEMENT; a.k.a. MUJAHIDIN AL-SHABAAB MOVEMENT; a.k.a. 
MUJAHIDIN YOUTH MOVEMENT; a.k.a. ``MYM''; a.k.a. ``THE UNITY OF ISLAMIC 
YOUTH''; a.k.a. ``THE YOUTH''; a.k.a. ``YOUTH WING''), Somalia [FTO] 
[SDGT]
AL-SHAMI, Ahmad; DOB 1965; POB Beirut, Lebanon (individual) [SDGT]
AL-SHAMI, Husayn (a.k.a. AL-SHAMI, Haj Husayn; a.k.a. AL-SHAMY, Husayn; 
a.k.a. ASHAMI, Husayn; a.k.a. SHAIMI, Husayn; a.k.a. SHAMAI, Husayn; 
a.k.a. SHAMY, Husayn), Lebanon; DOB 1948; alt. DOB 1954; alt. DOB 1960 
(individual) [SDGT]
AL-SHARIF, Sa'd Abdullah Hussein; DOB 1969; alt. DOB 1963; alt. DOB 11 
Feb 1964; POB Al-Medinah, Saudi Arabia; nationality Saudi Arabia; 
Passport B 960789; alt. Passport G 649385 issued 8 Sep 2006 expires 17 
Jul 2011 (individual) [SDGT]
AL-SHEIBANI, Abu Mustafa (a.k.a. AL-ATTABI, Hameid Thajeil Wareij; 
a.k.a. AL-SHAYBANI, Abu Mustafa; a.k.a. AL-SHAYBANI, Hamid; a.k.a. AL- 
SHEBANI, Abu Mustafa; a.k.a. AL-SHEIBANI, Hamid Thajeel; a.k.a. AL- 
SHEIBANI, Mustafa; a.k.a. THAJIL, Hamid), Tehran, Iran; DOB circa 1959; 
alt. DOB circa 1960; POB Nasiriyah, Iraq; citizen Iran; alt. citizen 
Iraq (individual) [IRAQ3]
AL-SHIFA' HONEY PRESS FOR INDUSTRY AND COMMERCE, By the Shrine Next to 
the Gas Station, Jamal Street, Ta'iz, Yemen; P.O. Box 8089, Al- Hasabah, 
Sanaa, Yemen; Al-Nasr Street, Doha, Qatar; Al-'Arudh Square, Khur 
Maksar, Aden, Yemen [SDGT]
AL-SIBA'I, Hani Muhammad Yusuf (a.k.a. YUSUF, Hani al-Sayid Al-Sibai), 
United Kingdom; DOB 1 Mar 1961; POB Qaylubiyah, Egypt; nationality Egypt 
(individual) [SDGT]
AL-SUDANI, Khalid Ahmad Jumah, Amman, Jordan; Passport H649956 (Sudan) 
issued 8 Apr 2002; IARA Middle East Regional Director (individual) 
[SDGT]
AL-TAI, Sultan Hashim Ahmad; DOB circa 1944; POB Mosul, Iraq; 
nationality Iraq; Minister of Defense (individual) [IRAQ2]
AL-TALHI, Abdul Rahim (a.k.a. AL NAJI, Abu Al Bara'a; a.k.a. AL TAHI, 
Abdulrahim; a.k.a. AL TAHLI, Abd Al-Rahim; a.k.a. AL-TALAHI, Abe Al- 
Rahim; a.k.a. AL-TALHI, 'Abd al-Rahim; a.k.a. AL-TALHI, Abd' Al-Rahim 
Hamad; a.k.a. AL-TALHI, 'Abdul-Rahim Hammad; a.k.a. ALTALHI, Abdulrheem 
Hammad A; a.k.a. AL-TALJI, 'Abd-Al-Rahim; a.k.a. AL-

[[Page 517]]

TALJI, Abdulrahim; a.k.a. JUNAYD, Shuwayb; a.k.a. RAHIM, Abdul), 
Buraydah, Saudi Arabia; DOB 8 Dec 1961; POB Al-Taif, Saudi Arabia; 
nationality Saudi Arabia; Passport F275043 (Saudi Arabia) issued 29 May 
2004 expires 5 Apr 2009 (individual) [SDGT]
AL-TAMIMI, Muhannad Juma Y (a.k.a. AL-TAMIMI, Muhamad Juma Y); DOB 1956; 
POB Baghdad, Iraq; Passport M0817630 (Iraq); alt. Passport H0284744 
(Iraq) (individual) [IRAQ2]
ALTAMIRANO LOPEZ, Hector, Ave. De los Angeles  5183-4, Fracc. 
Las Palmas, Tijuana, Baja California, Mexico; c/o KONTROLES ELECTRONICOS 
DE BAJA CALIFORNIA, S.A. DE C.V., Ave. Azueta 11750, Col. Libertad, 
Tijuana, Baja California CP 22400, Mexico; DOB 18 Feb 1975; POB Baja 
California, Mexico; C.U.R.P. AALH750218HBCLPC02 (Mexico) (individual) 
[SDNTK]
AL-TIKRITI, Abid Hamid Mahmud (a.k.a. HAMMUD, Abed Mahmoud; a.k.a. 
MAHMOUD, Col. Abdel Hamid; a.k.a. MAHMUD, Abid Hamid bid Hamid); DOB 
circa 1957; POB al-Awja, near Tikrit, Iraq; nationality Iraq; Saddam 
Hussein al-Tikriti's presidential secretary and key advisor (individual) 
[IRAQ2]
AL-TIKRITI, Ahmed Watban Ibrahim Hasan (a.k.a. AL-TIKRITI, Ahmad Watban 
Ibrahim Hasan; a.k.a. MUHAWDAR, 'Imad 'Udi), Jirmanah Neighborhood, 
Damascus, Syria; Al-Ra'is Building, Mina Street, Tartus, Tartus, Syria; 
Al-Hadda Hotel, Sana'a, Yemen; DOB 1975; alt. DOB 1979; POB Baghdad, 
Iraq; nationality Iraq (individual) [IRAQ2]
AL-TIKRITI, Ali Barzan Ibrahim Hasan, Geneva, Switzerland; DOB 18 Apr 
1981; nationality Iraq; son of Barzan Ibrahim Hasan al-Tikriti 
(individual) [IRAQ2]
AL-TIKRITI, Ali Hassan al-Majid (a.k.a. AL-KIMAWI; a.k.a. AL-MAJID, 
General Ali Hasan; a.k.a. AL-MAJID, General Ali Hassan); DOB 1943; alt. 
DOB 1941; POB al-Awja, near Tikrit, Iraq; nationality Iraq; presidential 
advisor and senior member of Revolutionary Command Council (individual) 
[IRAQ2]
AL-TIKRITI, Ali Saddam Hussein (a.k.a. HASSAN); DOB 1980; alt. DOB 1983; 
POB Iraq; nationality Iraq; son of Saddam Hussein al-Tikriti 
(individual) [IRAQ2]
AL-TIKRITI, Ayman Sabawi Ibrahim Hasan (a.k.a. AL-TIKRITI, Aiman Sabawi 
Ibrahim Hasan; a.k.a. AL-TIKRITI, Ayman Sab'awi Ibrahim Hasan; a.k.a. 
AL-TIKRITI, Ayman Sabawi Ibrahim Hassan; a.k.a. SALMAN, Qais Muhammad), 
Bludan, Syria; Mutanabi Area, Al Monsur, Baghdad, Iraq; DOB 21 Oct 1971; 
POB Baghdad, Iraq; alt. POB Al-Owja, Iraq; nationality Iraq (individual) 
[IRAQ2]
AL-TIKRITI, Barzan abd al-Ghafur Sulaiman Majid (a.k.a. AL-GHAFUR, 
Barzan Razuki abd); DOB 1960; POB Salah al-Din, Iraq; nationality Iraq; 
commander, Special Republican Guard (individual) [IRAQ2]
AL-TIKRITI, Barzan Ibrahim Hassan (a.k.a. AL-TAKRITI, Barzan Ibrahim 
Hassan; a.k.a. AL-TIKRITI, Barzan Ibrahim Hasan), Geneva, Switzerland; 
DOB 17 Feb 1951; POB Tikrit, Iraq; nationality Iraq; Passport M0009851/
1; alt. Passport M0001666/970; alt. Passport NM0000860/114; presidential 
advisor; half-brother of Saddam Hussein al-Tikriti (individual) [IRAQ2]
AL-TIKRITI, Bashar Sabawi Ibrahim Hasan (a.k.a. 'ABDULLAH, 'Ali Zafir; 
a.k.a. AL-BAYJAT, Bashar Sabawi Ibrahim Hasan; a.k.a. AL-TIKRITI, Bashar 
Sab'awi Ibrahim Hasan; a.k.a. AL-TIKRITI, Bashir Sab'awi Ibrahim Al-
Hasan; a.k.a. AL-TIKRITI, Bashir Sabawi Ibrahim Al-Hassan), Beirut, 
Lebanon; Fuad Dawod Farm, Az Zabadani, Damascus, Syria; DOB 17 Jul 1970; 
POB Baghdad, Iraq; nationality Iraq (individual) [IRAQ2]
AL-TIKRITI, Hala Saddam Hussein; DOB 1972; POB Iraq; nationality Iraq; 
daughter of Saddam Hussein al-Tikriti (individual) [IRAQ2]
AL-TIKRITI, Hamid Raja Shalah (a.k.a. AL-TIKRITI, Hamid Raja Shalah 
Hassan; a.k.a. AL-TIKRITI, Hamid Raja-Shalah Hassum); DOB 1950; POB 
Bayji, Salah al-Din Governorate, Iraq; nationality Iraq; air force 
commander (individual) [IRAQ2]
AL-TIKRITI, Hani abd-al-Latif Tilfah; DOB circa 1962; POB al-Awja, near 
Tikrit, Iraq; nationality Iraq;  2 in Special Security 
Organization (individual) [IRAQ2]
AL-TIKRITI, Ibrahim Ahmad abd al-Sattar Muhammed; DOB 1943; alt. DOB 
1952; alt. DOB 1950; POB Ba'qubah or al-Sumayda/Shirqat, Iraq; 
nationality Iraq; armed forces chief of staff (individual) [IRAQ2]
AL-TIKRITI, Ibrahim Sabawi Ibrahim Hasan (a.k.a. AL-TIKRITI, Ibrahim 
Sabawi Ibrahim Al-Hassan; a.k.a. AL-TIKRITI, Ibrahim Sab'awi Ibrahim 
Hasan; a.k.a. AL-TIKRITI, Ibrahim Sabawi Ibrahim Hassan; a.k.a. SALMAN, 
Muhammad Da'ud), Al-Shahid Street, Al-Mahata Neighborhood, Az Zabadani, 
Syria; Iraq; Fuad Dawod Farm, Az Zabadani, Damascus, Syria; DOB 25 Oct 
1983; alt. DOB 1977; POB Baghdad, Iraq; nationality Iraq; Passport 
284173 (Iraq) expires 21 Aug 2005 (individual) [IRAQ2]
AL-TIKRITI, Jamal Mustafa Abdallah Sultan; DOB 4 May 1955; POB al-
Samnah, near Tikrit, Iraq; nationality Iraq; deputy head of tribal 
affairs in presidential office (individual) [IRAQ2]
AL-TIKRITI, Kamal Mustafa Sultan Abdallah (a.k.a. ABDALLAH, Kamal 
Mustafa; a.k.a. AL-TIKRITI, Kamal Mustafa Abdallah Sultan); DOB 1952; 
alt. DOB 4 May 1955; POB Tikrit, Iraq; nationality Iraq; Republican 
Guard Secretary; led Special Republican Guard and commanded

[[Page 518]]

both Republican Guard corps (individual) [IRAQ2]
AL-TIKRITI, Khawla Barzan Ibrahim Hasan, Geneva, Switzerland; DOB 3 Dec 
1986; nationality Iraq; daughter of Barzan Ibrahim Hasan al-Tikriti 
(individual) [IRAQ2]
AL-TIKRITI, Mohammad Barzan Ibrahim Hasan, Geneva, Switzerland; DOB 2 
Nov 1972; nationality Iraq; son of Barzan Ibrahim Hasan al-Tikriti 
(individual) [IRAQ2]
AL-TIKRITI, Muzahim Sa'b Hassan; DOB circa 1946; alt. DOB 1949; POB al-
Awja, near Tikrit, Iraq; nationality Iraq; led Iraq's Air Defense 
Forces; Deputy Director, Organization of Military Industrialization 
(individual) [IRAQ2]
AL-TIKRITI, Noor Barzan Ibrahim Hasan, Geneva, Switzerland; DOB 2 Nov 
1983; nationality Iraq; daughter of Barzan Ibrahim Hasan al-Tikriti 
(individual) [IRAQ2]
AL-TIKRITI, Omar Sabawi Ibrahim Hasan (a.k.a. AL-ALUSI, Umar Ahmad Ali; 
a.k.a. AL-TIKRITI, Omar Sab'awi Ibrahim Hasan; a.k.a. AL-TIKRITI, Omar 
Sabawi Ibrahim Hassan; a.k.a. AL-TIKRITI, Umar Sabawi Ibrahim Hasan), 
Damascus, Syria; Yemen; Al-Shahid Street, Al-Mahata Neighborhood, Az 
Zabadani, Syria; DOB circa 1970; POB Baghdad, Iraq; nationality Iraq; 
Passport 2863795S (Iraq) expires 23 Aug 2005 (individual) [IRAQ2]
AL-TIKRITI, Qusay Saddam Hussein; DOB 1965; alt. DOB 1966; POB Baghdad, 
Iraq; nationality Iraq; Saddam Hussein al-Tikriti's second son; oversaw 
Special Republican Guard, Special Security Organization, and Republican 
Guard (individual) [IRAQ2]
AL-TIKRITI, Rafi abd-al-Latif Tilfah; DOB circa 1954; POB Tikrit, Iraq; 
nationality Iraq; Director, Directorate of General Security (individual) 
[IRAQ2]
AL-TIKRITI, Raghad Saddam Hussein, Amman, Jordan; DOB 1967; POB Iraq; 
nationality Iraq; daughter of Saddam Hussein al-Tikriti (individual) 
[IRAQ2]
AL-TIKRITI, Rana Saddam Hussein, Amman, Jordan; DOB 1969; POB Iraq; 
nationality Iraq; daughter of Saddam Hussein al-Tikriti (individual) 
[IRAQ2]
AL-TIKRITI, Rukan Razuki abd-al-Ghafur Sulaiman (a.k.a. ABU WALID; 
a.k.a. AL-MAJID, Rukan abd al-Gafur; a.k.a. AL-MAJID, Rukan abdal- 
Ghaffur Sulayman; a.k.a. AL-MAJID, Rukan Razuqi abd al-Gahfur; a.k.a. 
AL-TIKRITI, Rukan 'abd al-Ghaffur al-Majid; a.k.a. AL-TIKRITI, Rukan abd 
al-Ghaffur al-Majid); DOB 1956; POB Tikrit, Iraq; nationality Iraq; head 
of Tribal Affairs Office in presidential office (individual) [IRAQ2]
AL-TIKRITI, Sab'awi Ibrahim Hassan (a.k.a. AL-TAKRITI, Sabawi Ibrahim 
Hassan); DOB 1947; POB Tikrit, Iraq; nationality Iraq; presidential 
advisor; half-brother of Saddam Hussein al-Tikriti (individual) [IRAQ2]
AL-TIKRITI, Sa'd abd-al-Majid al-Faysal; DOB 1944; POB Tikrit, Iraq; 
nationality Iraq; Ba'th party regional command chairman, Salah al-Din 
(individual) [IRAQ2]
AL-TIKRITI, Sa'd Sabawi Ibrahim Hasan (a.k.a. AL-TIKRITI, Sa'ad Sabawi 
Ibrahim Hasan; a.k.a. AL-TIKRITI, Sa'd Sab'awi Hasan), Al-Shahid Street, 
Al-Mahata Neighborhood, Az Zabadani, Syria; Yemen; DOB 19 Sep 1988; 
nationality Iraq (individual) [IRAQ2]
AL-TIKRITI, Saddam Hussein (a.k.a. ABU ALI; a.k.a. HUSAYN, Saddam; 
a.k.a. HUSSAIN, Saddam; a.k.a. HUSSEIN, Saddam); DOB 28 Apr 1937; POB 
al-Awja, near Tikrit, Iraq; nationality Iraq; named in UNSCR 1483; 
President since 1979 (individual) [IRAQ2]
AL-TIKRITI, Saja Barzan Ibrahim Hasan, Geneva, Switzerland; DOB 1 Jan 
1978; nationality Iraq; daughter of Barzan Ibrahim Hasan al-Tikriti 
(individual) [IRAQ2]
AL-TIKRITI, Tahir Jalil Habbush; DOB 1950; POB Tikrit, Iraq; nationality 
Iraq; director of Iraqi Intelligence Service (individual) [IRAQ2]
AL-TIKRITI, Thoraya Barzan Ibrahim Hasan, Iraq; DOB 19 Dec 1980; alt. 
DOB 19 Jan 1980; nationality Iraq; daughter of Barzan Ibrahim Hasan al-
Tikriti (individual) [IRAQ2]
AL-TIKRITI, Uday Saddam Hussein (a.k.a. HUSSEIN, Udai Saddam); DOB 1964; 
alt. DOB 1967; POB Baghdad, Iraq; nationality Iraq; Saddam Hussein al-
Tikriti's eldest son; leader of paramilitary organization Fedayeen 
Saddam (individual) [IRAQ2]
AL-TIKRITI, Walid Hamid Tawfiq (a.k.a. AL-NASIRI, Walid Hamid Tawfiq); 
DOB circa 1950; POB Tikrit, Iraq; nationality Iraq; Governor of Basrah 
(individual) [IRAQ2]
AL-TIKRITI, Watban Ibrahim Hassan (a.k.a. AL-HASSAN, Watab Ibrahim; 
a.k.a. AL-TAKRITI, Watban; a.k.a. AL-TIKRITI, Watban Ibrahim al- Hasan); 
DOB 1952; POB Tikrit, Iraq; nationality Iraq; presidential advisor; 
half-brother of Saddam Hussein al-Tikriti (individual) [IRAQ2]
AL-TIKRITI, Yasir Sabawi Ibrahim Hasan (a.k.a. ABDALLAH, Ali Thafir; 
a.k.a. AL-TIKRITI, Yasir Sab'awi Ibrahim Hasan; a.k.a. AL-TIKRITI, Yasir 
Sabawi Ibrahim Hassan; a.k.a. AL-TIKRITI, Yasser Sabawi Ibrahim Hasan; 
a.k.a. AL-TIKRITI, Yassir Sabawi Ibrahim Hasan), Az Zabadani, Syria; 
Mosul, Iraq; DOB 15 May 1968; alt. DOB 1970; POB Al-Owja, Iraq; alt. POB 
Baghdad, Iraq; nationality Iraq; Passport 284158 (Iraq) expires 21 Aug 
2005 (individual) [IRAQ2]
AL-TURKI, Hassan Abdullah Hersi (a.k.a. AL-TURKI, Hassan); DOB circa 
1944; POB Ogaden Region, Ethiopia (individual) [SDGT]

[[Page 519]]

AL-UBAIDI, Amir Rashid Muhammad; DOB 1939; POB Baghdad, Iraq; 
nationality Iraq; Minister of Oil (individual) [IRAQ2]
AL-UBAIDI, Ghazi Hammud; DOB 1944; POB Baghdad, Iraq; nationality Iraq; 
Ba'th party regional command chairman, Wasit (individual) [IRAQ2]
AL-UBAIDI, Yahia Abdallah; nationality Iraq; Ba'th party regional 
command chairman, al-Basrah (individual) [IRAQ2]
AL-UBAYDI, Intissar, Iraq; DOB 1974; nationality Iraq; wife of Izzat 
Ibrahim Al-Duri (individual) [IRAQ2]
ALVARADO BONILLA, Alejandro, c/o DROGAS LA REBAJA BOGOTA S.A., Bogota, 
Colombia; DOB 29 May 1974; Cedula No. 79641039 (Colombia) (individual) 
[SDNT]
ALVAREZ AGUIRRE, Manuel, Panama (individual) [CUBA]
ALVAREZ DE LA TORRE, Mario Andres, c/o COSMEPOP, Bogota, Colombia; c/o 
AMERICANA DE COSMETICOS S.A., Bogota, Colombia; DOB 6 Mar 1972; Cedula 
No. 232594 (Colombia) (individual) [SDNT]
ALVAREZ DEL RIO, Fredy de Jesus; POB Colombia; Cedula No. 98557177 
(Colombia) (individual) [SDNT]
ALVAREZ GAVIRIA, Jaime Antonio, c/o EXPORT CAFE LTDA., Cali, Colombia; 
DOB 17 Aug 1947; Cedula No. 10060853 (Colombia) (individual) [SDNT]
ALVAREZ HERNANDEZ, Maria Teresa, c/o CONSULTORIA DE OCCIDENTE, S.A. DE 
C.V., Guadalajara, Jalisco, Mexico; c/o GS PLUS CONSULTORES, S.A. DE 
C.V., Tijuana, Baja California, Mexico; DOB 25 Jul 1960; POB 
Guadalajara, Jalisco, Mexico; R.F.C. AAHT-600725-4L7 (Mexico) 
(individual) [SDNTK]
ALVAREZ TOSTADO, Jose (a.k.a. CASTELLANOS ALVAREZ TOSTADO, Juan Jose; 
a.k.a. GONZALEZ, Jose); DOB 27 Aug 55; POB Mexico (individual) [SDNTK]
ALVARO ENRIQUE BARRERA RIOS Y CIA. S. EN C.S., Calle 14 Oeste No. 2B1-45 
apto. 302E, Cali, Colombia; NIT  900105952-3 (Colombia) [SDNT]
ALVIS PATINO, Gentil (a.k.a. LOPEZ, Angel Leopoldo; a.k.a. MARTINEZ 
VEGA, Juan Jose; a.k.a. PATINO ORTIZ, Alvis; a.k.a. ``CHIGUIRO''; a.k.a. 
``GONZALEZ, Ruben''); DOB 4 Jun 1961; POB El Doncello, Caqueta, 
Colombia; Cedula No. 12059198 (Venezuela); alt. Cedula No. 17669391 
(Colombia) (individual) [SDNTK]
ALWAN, Allaidin Hussain (a.k.a. ALWAN, Alla Idin Hussain), Baghdad, Iraq 
(individual) [IRAQ2]
AL-YACOUB, Ibrahim Salih Mohammed; DOB 16 Oct 1966; POB Tarut, Saudi 
Arabia; citizen Saudi Arabia (individual) [SDGT]
AL-YASSIN, Husam Muhammad Amin; DOB 1953; alt. DOB 1958; POB Tikrit, 
Iraq; nationality Iraq; head, National Monitoring Directorate 
(individual) [IRAQ2]
AL-ZARQAWI, Abu Mus'Ab (a.k.a. 'ABD AL-KARIM; a.k.a. ABU AL-MU'TAZ; 
a.k.a. AL-HABIB; a.k.a. AL-KHALAYLAH, Ahmad Fadil Nazzal; a.k.a. AL- 
MUHAJIR; a.k.a. GHARIB; a.k.a. KHALAILAH, Ahmed Fadeel; a.k.a. 
KHALAYLEH, Fedel Nazzel; a.k.a. ``MOUHANAD''; a.k.a. ``MOUHANNAD''; 
a.k.a. ``MUHANNAD''; a.k.a. ``RASHID''); DOB 20 Oct 1966; POB Zarqa, 
Jordan; citizen Jordan; National ID No. 9661031030 (Jordan); Passport 
Z264968 (Jordan) (individual) [SDGT]
ALZATE JIMENEZ, Diego Uriel, c/o FINANCIACION Y EMPRESA S.A., Cali, 
Colombia; c/o OUTSOURCING DE OPERACIONES S.A., Bogota, Colombia; c/o 
ANDINAENVIOS AN EN S.A., Quito, Ecuador; c/o INVERSIONES CORPORATIVAS 
LTDA., Cali, Colombia; c/o CAMBIOS Y CAPITALES S.A., Bogota, Colombia; 
c/o TURISMO HANSA S.A., San Andres, Colombia; c/o INVERSIONES SARDI 
ALZATE S.C.S., Cali, Colombia; c/o FUNDACION PARA LA EDUCACION Y EL 
DESARROLLO SOCIAL, Cali, Colombia; DOB 13 Aug 1959; POB Colombia; Cedula 
No. 16658014 (Colombia); Passport 16658014 (Colombia) (individual) 
[SDNT]
ALZATE JIMENEZ, Luis Holmes, c/o FUNDACION PARA LA EDUCACION Y EL 
DESARROLLO SOCIAL, Cali, Colombia; Calle 5E No. 47-57 apto. 302, Cali, 
Colombia; c/o TURISMO HANSA S.A., San Andres, Colombia; c/o CAMBIOS Y 
CAPITALES S.A., Bogota, Colombia; c/o ANDINAENVIOS AN EN S.A., Quito, 
Ecuador; DOB 04 Jun 1958; POB Colombia; Cedula No. 16597861 (Colombia); 
Passport AF719920 (Colombia) (individual) [SDNT]
ALZATE JIMENEZ, Tulio Hernando, c/o TURISMO HANSA S.A., San Andres, 
Colombia; c/o FUNDACION PARA LA EDUCACION Y EL DESARROLLO SOCIAL, Cali, 
Colombia; c/o FINANCIACION Y EMPRESA S.A., Cali, Colombia; c/o 
CONSTRUCTORA E INMOBILIARIA ANDINA S.A., Cali, Colombia; c/o T.H. ALZATE 
Y CIA. S.C.S., Cali, Colombia; c/o CAMBIOS Y CAPITALES S.A., Bogota, 
Colombia; c/o ANDINAENVIOS AN EN S.A., Quito, Ecuador; c/o INVERSIONES 
CORPORATIVAS LTDA., Cali, Colombia; DOB 28 Mar 1961; POB Colombia; 
Cedula No. 16659731 (Colombia); Passport AF770530 (Colombia) 
(individual) [SDNT]
ALZATE SALAZAR, Luis Alfredo, c/o DROGAS LA REBAJA BOGOTA S.A., Bogota, 
Colombia; c/o LABORATORIOS KRESSFOR DE COLOMBIA S.A., Bogota, Colombia; 
c/o COINTERCOS S.A., Bogota, Colombia; c/o DEPOSITO POPULAR DE DROGAS 
S.A., Bogota, Colombia; DOB 27 Nov 1957; Cedula No. 16595689 (Colombia) 
(individual) [SDNT]
AL-ZAWRA TELEVISION STATION (a.k.a. AL ZAOURA NETWORK; a.k.a. AL ZAWRAH 
TELEVISION; a.k.a. AL ZOURA

[[Page 520]]

TV STATION; a.k.a. AL-ZAWARA SATELLITE TELEVISION STATION; a.k.a. 
ALZAWRAA TV; a.k.a. AL-ZAWRAA TV; a.k.a. EL-ZAWRA SATELLITE STATION; 
a.k.a. ZAWRAH TV STATION; a.k.a. ZORAH CHANNEL), Syria [IRAQ3]
AL-ZIBARI, Arshad Muhammad Ahmad Muhammad, Iraq; DOB 1942; a former 
minister of state (individual) [IRAQ2]
AL-ZINDANI, Shaykh Abd-al-Majid (a.k.a. AL-ZINDANI, Abdelmajid; a.k.a. 
AL-ZINDANI, Shaykh 'Abd Al-Majid); DOB c. 1950; POB Yemen; nationality 
Yemen; Passport A005487 (Yemen) issued 13 Aug 1995 (individual) [SDGT]
AL-ZUMAR, Abbud (a.k.a. ZUMAR, Colonel Abbud), Egypt; POB Egypt; 
Factional Leader of JIHAD GROUP (individual) [SDT]
AMADOR CEDIEL, Fernando, c/o WORLD LINE SYSTEM S.A., Palmira, Valle, 
Colombia; c/o RFA CONSULTORES Y AUDITORES LTDA., Cali, Colombia; c/o 
CECEP EDITORES S.A., Cali, Colombia; Avenida 9A No. 25N-30, Cali, 
Colombia; c/o APVA S.A., Cali, Colombia; c/o NEGOCIOS Y CAPITALES S.A., 
Pereira, Colombia; c/o CECEP S.A., Cali, Colombia; DOB 12 Oct 1962; POB 
Sogamoso, Boyaca, Colombia; Cedula No. 16683047 (Colombia); Passport 
AG830763 (Colombia) (individual) [SDNT]
AMAYA OROZCO, Luis Alberto, Calle 18N No. 9-46, Cali, Colombia; c/o 
COMERCIALIZADORA DE CARNES DEL PACIFICO LTDA., Cali, Colombia; DOB 15 
Sep 1945; Cedula No. 4882167 (Colombia) (individual) [SDNT]
AMD CO. LTD AGENCY, Al-Tahrir Car Parking Building, Tahrir Sq., Floor 3, 
Office 33, P.O. Box 8044, Baghdad, Iraq [IRAQ2]
AMDOUNI, Mehrez (a.k.a. AL-AMDOUNI, Mehrez Ben Mahmoud Ben Sassi; a.k.a. 
FUSCO, Fabio; a.k.a. HASSAN, Mohamed; a.k.a. ``ABU THALE''); DOB 18 Dec 
1969; POB Tunis, Tunisia; nationality Tunisia; Passport 0801888 (Bosnia 
and Herzegovina); alt. Passport G737411 (Tunisia) issued 24 Oct 1990 
expires 20 Sep 1997 (individual) [SDGT]
AMERICAN AIR WAYS CHARTERS, INC., 1840 West 49th Street, Hialeah, FL 
[CUBA]
AMERICANA DE COSMETICOS S.A., Carrera 70 No. 54-30, Bogota, Colombia; 
Calle 12B No. 27-40, Int. 4 of., Bogota, Colombia; Carrera 28 No. 11-65 
of. 707, Bogota, Colombia; Carrera 12 No. 71-53 of. 502, Bogota, 
Colombia; Calle 12B No. 27-39, Bogota, Colombia; NIT  
830028750-9 (Colombia) [SDNT]
AMEZCUA CONTRERAS ORGANIZATION, Mexico [SDNTK]
AMEZCUA CONTRERAS, Jose de Jesus (a.k.a. AMESCUA, Chuey; a.k.a. AMEZCUA 
CONTRERAS, Jesus; a.k.a. AMEZCUA, Chuy; a.k.a. AMEZCUA, Jose de Jesus; 
a.k.a. HERNANDEZ, Adan); DOB 31 JUL 63; alt. DOB 31 JUL 64; alt. DOB 31 
JUL 65; POB Mexico (individual) [SDNTK]
AMEZCUA CONTRERAS, Luis Ignacio (a.k.a. AMEZCUA, Luis; a.k.a. CONTRERAS, 
Luis C.; a.k.a. LOPEZ, Luis; a.k.a. LOZANO, Eduardo; a.k.a. OCHOA, 
Salvador; a.k.a. RODRIGUEZ LOPEZ, Sergio); DOB 22 FEB 64; alt. DOB 21 
FEB 64; alt. DOB 21 FEB 74; POB Mexico (individual) [SDNTK]
AMEZQUITA MENESES, Salustio, c/o INVERSIONES GEMINIS S.A., Cali, 
Colombia; c/o INMOBILIARIA U.M.V. S.A., Cali, Colombia; DOB 1 Jul 1946; 
Cedula No. 14943885 (Colombia) (individual) [SDNT]
AMIN EL GEZAI COMPANY (a.k.a. EL AMIN EL GEZAI COMPANY), Khartoum, Sudan 
[SUDAN]
AMMARI, Saifi (a.k.a. ``ABDALARAK''; a.k.a. ``ABDERREZAK LE PARA''; 
a.k.a. ``ABDERREZAK ZAIMECHE''; a.k.a. ``ABDUL RASAK AMMANE ABU 
HAIDRA''; a.k.a. ``ABOU HAIDARA''; a.k.a. ``EL OURASSI''; a.k.a. ``EL 
PARA''); DOB 1 Jan 1968; POB Kef Rih, Algeria; nationality Algeria 
(individual) [SDGT]
AMMASH, Huda Salih Mahdi; DOB 1953; POB Baghdad, Iraq; nationality Iraq; 
member, Ba'th party regional command (individual) [IRAQ2]
AMPARO RODRIGUEZ DE GIL Y CIA. S. EN C., Avenida 4N No. 5N-20, Cali, 
Colombia [SDNT]
ANDINA DE CONSTRUCCIONES S.A., Cali, Colombia [SDNT]
ANDINAENVIOS AN EN S.A., Avenida 10 de Agosto N37-288 y Villalengua, 
Quito, Ecuador; RUC  1791769155001 (Ecuador) [SDNT]
ANDRADE MENDEZ, Gerardo, c/o CHAMARTIN S.A., Cali, Colombia; c/o 
ADMINISTRADORA DE SERVICIOS VARIOS CALIMA S.A., Cali, Colombia; DOB 17 
Jul 1962; Cedula No. 12189130 (Colombia); Passport 12189130 (Colombia) 
(individual) [SDNT]
ANDRADE QUINTERO, Ancizar, c/o INMOBILIARIA U.M.V. S.A., Cali, Colombia; 
c/o SERVICIOS INMOBILIARIAS LTDA., Cali, Colombia; c/o INMOBILIARIA 
BOLIVAR LTDA., Cali, Colombia; DOB 23 Jan 1962; Cedula No. 16672464 
(Colombia) (individual) [SDNT]
ANGELINI, Alejandro Abood, Panama (individual) [CUBA]
ANGLO-CARIBBEAN CO., LTD. (a.k.a. AVIA IMPORT), Ibex House, The 
Minories, London EC3N 1DY, United Kingdom [CUBA]
ANGULO OROBIO (SEGUNDO), Jose Francisco, Avenida 4N No. 17-43 apt. 801, 
Cali, Colombia; c/o INVERSIONES Y CONSTRUCCIONES VALLE S.A., Cali, 
Colombia; DOB 8 Sep 1964; Cedula No. 16706561 (Colombia) (individual) 
[SDNT]
ANSAR AL-ISLAM (a.k.a. ANSAR AL-SUNNA; a.k.a. ANSAR AL-SUNNA ARMY; 
a.k.a. JAISH ANSAR AL-SUNNA; a.k.a. JUND AL-ISLAM; a.k.a. ``DEVOTEES OF

[[Page 521]]

ISLAM''; a.k.a. ``FOLLOWERS OF ISLAM IN KURDISTAN''; a.k.a. ``HELPERS OF 
ISLAM''; a.k.a. ``KURDISH TALIBAN''; a.k.a. ``KURDISTAN SUPPORTERS OF 
ISLAM''; a.k.a. ``PARTISANS OF ISLAM''; a.k.a. ``SOLDIERS OF GOD''; 
a.k.a. ``SOLDIERS OF ISLAM''; a.k.a. ``SUPPORTERS OF ISLAM IN 
KURDISTAN''), Iraq [FTO] [SDGT]
ANSHORI, Abdullah (a.k.a. THOYIB, Ibnu; a.k.a. TOYIB, Ibnu; a.k.a. ``ABU 
FATHI''; a.k.a. ``ABU FATIH''); DOB 1958; POB Pacitan, East Java, 
Indonesia; nationality Indonesia (individual) [SDGT]
ANTIA SIERRA, Diurny Lorena, c/o COOPERATIVA MERCANTIL COLOMBIANA 
COOMERCOL, Cali, Colombia; DOB 28 Sep 1975; Cedula No. 66877933 
(Colombia); Passport 66877933 (Colombia) (individual) [SDNT]
ANTILLANA SALVAGE CO. LTD., c/o EMPRESA ANTILLANA DE SALVAMENTO, 4th 
Floor, Lonja del Comercio, Havana Vieja, Havana, Cuba [CUBA]
AOUADI, Mohamed Ben Belgacem (a.k.a. AOUADI, Mohamed Ben Belkacem), Via 
A. Masina n.7, Milano, Italy; DOB 11 Dec 1974; POB Tunisia; nationality 
Tunisia; Italian Fiscal Code DAOMMD74T11Z352Z; Passport L 191609 issued 
28 Feb 1996 expires 27 Feb 2001 (individual) [SDGT]
APAOLAZA SANCHO, Ivan; DOB 10 November 1971; POB Beasain, Guipuzcoa 
Province, Spain; D.N.I. 44.129.178; Member ETA (individual) [SDGT]
APOYOS DIAGNOSTICOS S.A. (a.k.a. APOYOS DIAGNOSTICOS DE OCCIDENTE S.A.; 
f.k.a. UNIDAD DE DIAGNOSTICO MEDICO ESPECIALIZADO LTDA.; f.k.a. ``UNIDES 
LTDA.''), Calle 26 No. 34-60, Tulua, Valle, Colombia; NIT  
800118755-2 (Colombia) [SDNT]
APVA S.A., Calle 5A No. 22-13, Cali, Colombia; NIT  805010421-0 
(Colombia) [SDNT]
AQSSA SOCIETY YEMEN (a.k.a. AL-AQSA ASBL; a.k.a. AL-AQSA CHARITABLE 
FOUNDATION; a.k.a. AL-AQSA CHARITABLE ORGANIZATION; a.k.a. AL-AQSA E.V.; 
a.k.a. AL-AQSA FOUNDATION; a.k.a. AL-AQSA INTERNATIONAL FOUNDATION; 
a.k.a. AL-AQSA ISLAMIC CHARITABLE SOCIETY; a.k.a. AL-AQSA SINABIL 
ESTABLISHMENT; a.k.a. AL-AQSA SPANM I STIFTELSE; a.k.a. AL- AQSA SPANMAL 
STIFTELSE; a.k.a. AQSSA SOCIETY; a.k.a. CHARITABLE AL- AQSA 
ESTABLISHMENT; a.k.a. CHARITABLE SOCIETY TO HELP THE NOBLE AL- AQSA; 
a.k.a. FORENINGEN AL-AQSA; a.k.a. ISLAMIC CHARITABLE SOCIETY FOR AL-
AQSA; a.k.a. MU' ASA AL-AQSA AL-KHAYRIYYA; a.k.a. MU' ASSA SANABIL AL-
AQSA AL-KHAYRIYYA; a.k.a. NUSRAT AL-AQSA AL-SHARIF; a.k.a. SANABIL AL-
AQSA CHARITABLE FOUNDATION; a.k.a. STICHTING AL-AQSA; a.k.a. SWEDISH 
CHARITABLE AQSA EST.), P.O. Box 14101, San 'a, Yemen [SDGT]
AQUAMARINA ISLAND INTERNATIONAL CORPORATION, Avenida del Pastelillo 24-
46, Edificio Fadia--Manga, Cartagena, Colombia; Avenida Cuba Calle 38, 
Edificio Los Cristales Piso 3, Panama City, Panama; Calle 93 No. 14-20 
Ofc. 611, Bogota, Colombia; RUC  2120851397079 (Panama) [SDNT]
ARAB CEMENT COMPANY, Durdeib, Sudan; P.O. Box 6180, Khartoum, Sudan 
[SUDAN]
ARAB PETROLEUM ENGINEERING COMPANY LTD, Amman, Jordan [IRAQ2]
ARAB PROJECTS COMPANY S.A. LTD., P.O. Box 1318, Amman, Jordan; P.O. Box 
7939, Beirut, Lebanon; P.O. Box 1972, Riyadh, Saudi Arabia [IRAQ2]
ARAB SUDANESE BLUE NILE AGRICULTURAL COMPANY, Khartoum, Sudan [SUDAN]
ARAB SUDANESE SEED COMPANY, Khartoum, Sudan [SUDAN]
ARAB SUDANESE VEGETABLE OIL COMPANY, Khartoum, Sudan [SUDAN]
ARANA MARIA, Jairo Abraham, c/o EDIFICACIONES DEL CARIBE LTDA., 
Barranquilla, Colombia; c/o INMOBILIARIA HOTELERA DEL CARIBE LTDA., 
Barranquilla, Colombia; Calle 74 No. 53-30, Barranquilla, Colombia; c/o 
NEGOCIOS Y PROPIEDADES DEL CARIBE LTDA., Barranquilla, Colombia; c/o 
SURAMERICANA DE HOTELES LTDA., Barranquilla, Colombia; c/o DESARROLLOS 
URBANOS ``DESARROLLAR'' LTDA., Barranquilla, Colombia; c/o INVERSIONES 
PRADO TRADE CENTER LTDA., Barranquilla, Colombia; c/o INMOBILIARIA DEL 
CARIBE LTDA., Barranquilla, Colombia; c/o GRAN COMPANIA DE HOTELES 
LTDA., Barranquilla, Colombia; c/o INVERSIONES HOTELERAS DEL LITORAL 
LTDA., Barranquilla, Colombia; c/o HOTELES E INMUEBLES DE COLOMBIA 
LTDA., Barranquilla, Colombia; DOB 8 Feb 53; alt. DOB 2 May 46; alt. DOB 
21 May 46; Cedula No. 7450538 (Colombia); Passport Z4966601 (Colombia); 
alt. Passport K1030420 (Colombia) (individual) [SDNT]
ARAUJO LAVEAGA, Carmen Amelia, c/o ESTANCIA INFANTIL NINO FELIZ S.C., 
Culiacan, Sinaloa, Mexico; DOB 29 Jan 1967; POB Sinaloa, Mexico; 
C.U.R.P. AALC670129MSLRVR00 (Mexico) (individual) [SDNTK]
ARBELAEZ GALLON, Gladys, c/o SERVICIOS INMOBILIARIOS LTDA., Cali, 
Colombia; DOB 12 Nov 1960; Cedula No. 31858038 (Colombia) (individual) 
[SDNT]
ARBELAEZ PARDO, Amparo, c/o VALORES MOBILIARIOS DE OCCIDENTE, Bogota, 
Colombia; c/o LABORATORIOS KRESSFOR DE COLOMBIA S.A., Bogota, Colombia; 
c/o DECAFARMA S.A., Bogota, Colombia; c/o INVERSIONES ARA LTDA.,

[[Page 522]]

Cali, Colombia; c/o INTERAMERICA DE CONSTRUCCIONES S.A., Cali, Colombia; 
c/o CREDIREBAJA S.A., Cali, Colombia; Casa No. 19, Avenida Lago, Ciudad 
Jardin, Cali, Colombia; DOB 9 Nov 50; alt. DOB 9 Aug 50; Cedula No. 
31218903 (Colombia); Passport AC 568973 (Colombia); alt. Passport 
PEDO1850 (Colombia) (individual) [SDNT]
ARBOLEDA ARROYAVE, Pedro Nicholas (a.k.a. ARBOLEDA ARROYAVE, Pedro 
Nicolas), c/o FUNDASER, Cali, Colombia; c/o DISTRIBUIDORA DE DROGAS 
CONDOR LTDA., Bogota, Colombia; c/o D'CACHE S.A., Cali, Colombia; c/o 
CREDIREBAJA S.A., Cali, Colombia; c/o DEPOSITO POPULAR DE DROGAS S.A., 
Cali, Colombia; DOB 23 Jun 1957; Cedula No. 16602372 (Colombia) 
(individual) [SDNT]
ARBOLEDA ROMERO, Julio Cesar, c/o INVERSIONES BETANIA LTDA., Cali, 
Colombia; c/o INVERSIONES EL PENON S.A., Cali, Colombia; DOB 1 Dec 1953; 
Cedula No. 16205508 (Colombia) (individual) [SDNT]
ARCA DISTRIBUCIONES LTDA., Carrera 23 No. 37-39 of. 202, Bogota, 
Colombia; NIT  830131785-6 (Colombia) [SDNT]
ARCE FLORES, Lorenzo, c/o QUINTA REAL JARDIN SOCIAL Y DE EVENTOS, S.A. 
DE C.V., Tijuana, Baja California, Mexico; c/o MULTICAJA DE TIJUANA, 
S.A. DE C.V.,, Tijuana,, Baja California, Mexico; c/o MODULO DE CAMBIOS, 
Tijuana, Baja California, Mexico; c/o PROMOTORA FIN, S.A., Tijuana, Baja 
California, Mexico; Avenida Madero No. 1010, Tijuana,, Baja California, 
Mexico; 750 Brookstone Road  201, Chula Vista, CA 91913; c/o 
CAJA AMIGO EXPRESS S.A. DE C.V., Chula Vista, CA 91910; c/o OPERADORA DE 
CAJA Y SERVICIOS, S.A. DE C.V., Tijuana, Baja California, Mexico; c/o 
A.L.S. FINANCIAL, INC., Coronado, CA 92178; Carillo Puerto, Calle 2025, 
21B, Zona Central, Tijuana, Baja California, Mexico; c/o CAJA AMIGO 
EXPRESS, S.A. DE C.V., Tijuana, Baja California, Mexico; c/o PATRICIA 
CASA DE CAMBIO, Tijuana, Baja California, Mexico; DOB 6 May 1931; alt. 
DOB 1 May 1941; alt. DOB 5 May 1941; alt. DOB 6 May 1941; POB Mexicali, 
Baja California, Mexico; citizen Mexico; nationality Mexico; R.F.C. 
AEFL-410506-MS7 (Mexico) (individual) [SDNTK]
ARCE GARCIA, Rodrigo Alberto, c/o AGRO MASCOTAS S.A., Bogota, Colombia; 
DOB 9 Jun 1963; Cedula No. 16699556 (Colombia); Passport 16699556 
(Colombia) (individual) [SDNT]
ARCE JARAMILLO, Melba Rosa, Calle Culiacan 101 Int. 702 Col. La Condesa, 
Mexico City, Mexico; Calle Auehuetes No. 1320 Col. Lomas de 
Tecamachalco, Mexico City, Mexico; c/o AEROCOMERCIAL ALAS DE COLOMBIA, 
Bogota, Colombia; DOB 17 Nov 1964; POB Cali, Colombia; Cedula No. 
31945032 (Colombia); Passport AD369724 (Colombia); alt. Passport 
AI666987 (Colombia); alt. Passport AE869914 (Colombia); alt. Passport 
PP31235 (Colombia) (individual) [SDNT]
ARCE PINA, Araceli, c/o QUINTA REAL JARDIN SOCIAL Y DE EVENTOS S.A. DE 
C.V., Tijuana, Baja California, Mexico; DOB 28 Oct 1974; POB Baja 
California, Mexico; citizen Mexico; nationality Mexico; C.U.R.P. 
AEPA741028MBCRXR07 (Mexico) (individual) [SDNTK]
ARCE PINA, Roberto, 2830 Paradise Ridge Court, Chula Vista, CA 91915; c/
o CAJA AMIGO EXPRESS S.A. DE C.V., Chula Vista, CA 91910; c/o GRUPO 
ARIAS-ARCE AGENCIA DE LOCALIZACION DE VEHICULOS, S. DE R.L., Tijuana, 
Baja California, Mexico; 750 Brookstone Road  201, Chula Vista, 
CA 91913; 660 Bay Boulevard, Suite 205, Chula Vista, CA 91910; c/o 
STRONG LINK DE MEXICO, S.A. DE C.V., Tijuana, Baja California, Mexico; 
c/o GRUPO INMOBILIARIO PROFESIONAL BAJA, S.A. DE C.V., Tijuana, Baja 
California, Mexico; c/o GLOBAL FUNDING SERVICES, CORP., Chula Vista, CA 
91910; DOB 7 Jun 1971; POB Sonora, Mexico; citizen Mexico; nationality 
Mexico; C.U.R.P. AEPR710607HSRRXB00 (Mexico); Doing business as GLOBAL 
FUNDING SERVICES, CORP. at 660 Bay Blvd. Suite 205, Chula Vista, CA 
91910. Incorporated in California on 4/24/2002 (No. C2288795) 
(individual) [SDNTK]
ARCHI CENTRE I.C.E. LIMITED, 3 Mandeville Place, London, United Kingdom 
[IRAQ2]
ARCHICONSULT LIMITED, 128 Buckingham Place, London 5, United Kingdom 
[IRAQ2]
ARDILA A., Gabriel, c/o CAJA SOLIDARIA, Bogota, Colombia; c/o 
COOPIFARMA, Bucaramanga, Colombia; c/o COPSERVIR LTDA., Bogota, 
Colombia; Carrera 100 No. 44B-10 ap. 102, Bogota, Colombia; Cedula No. 
91177297 (Colombia) (individual) [SDNT]
ARDILA HUYO, Jorge Armando, c/o OBURSATILES S.A., Cali, Colombia; c/o 
GALAVIZ CORPORATION, LTD., Cali, Colombia; c/o A G REPRESENTACIONES 
LTDA., Cali, Colombia; c/o GALAVIZ CORPORATION, LTD., Miami, FL; c/o 
GALAVIZ CORPORATION, LTD., Nassau, Bahamas, The; c/o INTERNACIONAL DE 
DIVISAS S.A., LLC, Miami, FL; c/o VALORCORP S.A., Bogota, Colombia; c/o 
INTERNACIONAL DE DIVISAS S.A., Cali, Colombia; DOB 7 Feb 1960; Cedula 
No. 16448389 (Colombia); Passport 16448389 (Colombia) (individual) 
[SDNT]
ARDILA HUYO, Luis Alejandro, c/o OBURSATILES S.A., Cali, Colombia; c/o 
GALAVIZ CORPORATION, LTD., Miami, FL; c/o INTERNACIONAL DE DIVISAS S.A., 
Cali, Colombia; c/o A G

[[Page 523]]

REPRESENTACIONES LTDA., Cali, Colombia; c/o GALAVIZ CORPORATION, LTD., 
Nassau, Bahamas, The; c/o VALORCORP S.A., Bogota, Colombia; c/o ARDILA-
MARMOLEJO, LTD., Nassau, Bahamas, The; c/o GALAVIZ CORPORATION, LTD., 
Cali, Colombia; c/o INTERNACIONAL DE DIVISAS S.A., LLC, Miami, FL; DOB 4 
Jan 1962; Cedula No. 16670574 (Colombia); Passport AF924686 (Colombia) 
(individual) [SDNT]
ARDILA PICO, Rosalba, c/o COMUDROGAS LTDA., Bucaramanga, Colombia; 
Cedula No. 63332705 (Colombia) (individual) [SDNT]
ARDILA-MARMOLEJO, LTD. (f.k.a. HUYO-GIRALDO, LTD.), Nassau, Bahamas, 
The; Business Registration Document  88,046 B (Bahamas, The) 
[SDNT]
ARELLANO FELIX ORGANIZATION (a.k.a. AFO; a.k.a. TIJUANA CARTEL), Mexico 
[SDNTK]
ARELLANO FELIX, Benjamin Alberto; DOB 12 MAR 52; alt. DOB 11 AUG 55; 
alt. DOB 8 NOV 53; POB Mexico (individual) [SDNTK]
ARELLANO FELIX, Eduardo Ramon (a.k.a. ARELLANO FELIX, Javier Eduardo); 
DOB 10 Nov 1956; POB Mexico (individual) [SDNTK]
ARELLANO FELIX, Enedina (a.k.a. ARELLANO FELIX DE TOLEDO, Enedina), c/o 
Farmacia Vida Suprema, S.A. DE C.V., Tijuana, Baja California, Mexico; 
DOB 12 Apr 1961 (individual) [SDNTK]
ARELLANO FELIX, Francisco Javier (a.k.a. ARELLANO FELIX, Javier; a.k.a. 
BELTRAN MEZA, Ramon; a.k.a. DIAZ MEDINA, Javier; a.k.a. LARA ALVAREZ, 
Jose Luis); DOB 21 Nov 1969; alt. DOB 12 Dec 1969; POB Culiacan, 
Sinaloa, Mexico (individual) [SDNTK]
ARELLANO FELIX, Ramon Eduardo (a.k.a. COMACHO RODRIGUES, Gilberto; 
a.k.a. TORRES MENDEZ, Ramon); DOB 31 AUG 64; POB Mexico (individual) 
[SDNTK]
ARENAS OSORIO, Martha Cecilia, c/o INVERSIETE S.A., Cali, Colombia; DOB 
24 May 1965; Cedula No. 25160258 (Colombia); Passport 25160258 
(Colombia) (individual) [SDNT]
ARIAN BANK (a.k.a. ARYAN BANK), House 2, Street Number 13, Wazir Akbar 
Khan, Kabul, Afghanistan [NPWMD]
ARIAS BANALES, Jose de Jesus, Porfirio Diaz 8190 Juarez, Tijuana, Baja 
California C.P. 22150, Mexico; c/o GRUPO ARIAS-ARCE AGENCIA DE 
LOCALIZACION DE VEHICULOS S. DE R.L., Tijuana, Baja California, Mexico; 
c/o DISTRIBUIDOR AUTORIZADO TEQUILA 4 REYES, S. DE R.L., Tijuana, Baja 
California, Mexico; c/o CAJA AMIGO EXPRESS, S.A. DE C.V., Tijuana, Baja 
California, Mexico; DOB 25 Feb 1971; POB Baja California, Mexico; 
citizen Mexico; nationality Mexico; C.U.R.P. AIBJ70225HBCRXS07 (Mexico); 
R.F.C. IBJ-710225-MC9 (Mexico) (individual) [SDNTK]
ARIAS DE RESTREPO, Mariella, c/o MATERIAS PRIMAS Y SUMINISTROS S.A., 
Bogota, Colombia; c/o AGRO MASCOTAS S.A., Bogota, Colombia; c/o 
DISTRIBUIDORA AGROPECUARIA COLOMBIANA S.A., Cali, Colombia; DOB 19 Nov 
1958; Cedula No. 38437571 (Colombia) (individual) [SDNT]
ARIAS ESPINOSA ARIES S.A. (a.k.a. ARIES S.A.), Calle 22D No. 34-55, 
Bogota, Colombia; NIT  830012619-1 (Colombia) [SDNT]
ARIAS GAMEZ, Johana Milena, c/o COOPERATIVA DE TRABAJO ASOCIADO ACTIVAR, 
Bogota, Colombia; c/o SOLUCIONES COOPERATIVAS, Bogota, Colombia; Calle 
69 No. 10A-53, Bogota, Colombia; Carrera 32 No. 25-71, Bogota, Colombia; 
c/o CAJA SOLIDARIA, Bogota, Colombia; c/o COOPCREAR, Bogota, Colombia; 
c/o JYG ASESORES LTDA., Bogota, Colombia; DOB 6 Nov 1982; Cedula No. 
52906667 (Colombia) (individual) [SDNT]
ARIAS JARAMILLO, Diego De Jesus, Calle 7 Oeste No. 2-207, Cali, 
Colombia; Carrera 18 No. 137-43, Bogota, Colombia; Carrera 41 No. 125A-
52 Int. 5 ap. 402, Bogota, Colombia; c/o ARIAS ESPINOSA ARIES S.A., 
Bogota, Colombia; c/o EXCIPIENTES FARMACEUTICOS EXCIPHARMA S.A., Bogota, 
Colombia; Carrera 2A No. 7-30 203, Cali, Colombia; c/o INVERSIONES ASE 
LTDA., Bogota, Colombia; Cedula No. 19241807 (Colombia) (individual) 
[SDNT]
ARIAS RAMIREZ, Jhon Helmer, c/o IMPORTADORA Y COMERCIALIZADORA LTDA., 
Cali, Colombia; DOB 20 Jan 1972; Cedula No. 16796537 (Colombia) 
(individual) [SDNT]
ARIAS TRIANA, Alicia, c/o CAJA SOLIDARIA, Bogota, Colombia; c/o 
COPSERVIR LTDA., Bogota, Colombia; c/o COMUDROGAS LTDA., Bucaramanga, 
Colombia; Cedula No. 63341345 (Colombia) (individual) [SDNT]
ARION SHIPPING CO., LTD., 60 South Street, Valletta, Malta [CUBA]
ARISTIZABAL ATEHORTUA, Jaime Alberto, c/o INVERSIONES MIGUEL RODRIGUEZ E 
HIJO, Cali, Colombia; c/o COLOR 89.5 FM STEREO, Cali, Colombia; c/o 
RADIO UNIDAS FM S.A., Cali, Colombia; c/o DERECHO INTEGRAL Y CIA. LTDA., 
Cali, Colombia; c/o REVISTA DEL AMERICA LTDA., Cali, Colombia; DOB 11 
Oct 1968; Cedula No. 16756325 (Colombia) (individual) [SDNT]
ARIZA CHAVEZ, Elder, c/o SUPERGEN LTDA., Bucaramanga, Colombia; DOB 22 
Jul 1972; Cedula No. 79183205 (Colombia); Passport 79183205 (Colombia) 
(individual) [SDNT]
ARIZA OLIVERA, Joaquin, c/o LITOPHARMA, Barranquilla, Colombia; Cedula 
No. 8721438 (Colombia) (individual) [SDNT]

[[Page 524]]

ARIZABALETA ARZAYUS, Phanor (a.k.a. ARIZABALETA ARZAYUS, Fanor), Carrera 
9 No. 9S-35, Buga, Colombia; Carrera 4 No. 12-41 of. 710, Cali, 
Colombia; Avenida 39 No. 15-22, Bogota, Colombia; c/o INVERSIONES ARIO 
LTDA., Cali, Colombia; Calle 110 No. 30-45, Bogota, Colombia; c/o 
CONSTRUCTORA ALTOS DEL RETIRO LTDA., Bogota, Colombia; DOB 12 May 1938; 
Cedula No. 2879530 (Colombia) (individual) [SDNT]
ARIZONA S.A., Carrera 8N No. 17A-12, Cartago, Colombia; NIT  
836000489-0 (Colombia) [SDNT]
ARJONA ALVARADO, Rafael Guillermo, c/o ALPHA PHARMA S.A., Bogota, 
Colombia; c/o FARMATODO S.A., Bogota, Colombia; c/o LABORATORIOS 
BLAIMAR, Bogota, Colombia; c/o LABORATORIOS KRESSFOR DE COLOMBIA S.A., 
Bogota, Colombia; DOB 28 Jun 1961; Cedula No. 19442698 (Colombia) 
(individual) [SDNT]
ARLONE FACELLI, Roberto, c/o DISTRIBUIDORA DE DROGAS CONDOR S.A., 
Bogota, Colombia; DOB 24 Oct 1959; Cedula No. 16632415 (Colombia) 
(individual) [SDNT]
ARMAGEDON S.A., Factoria La Rivera, La Union, Valle, Colombia; NIT 
 800112221-4 (Colombia) [SDNT]
ARMANDO JAAR Y CIA. S.C.S., Carrera 74 No. 76-150, Barranquilla, 
Colombia; NIT  890114337-6 (Colombia) [SDNT]
ARMED ISLAMIC GROUP (a.k.a. AL-JAMA'AH AL-ISLAMIYAH AL-MUSALLAH; a.k.a. 
GIA; a.k.a. GROUPEMENT ISLAMIQUE ARME) [FTO] [SDGT]
ARMENTA ZAVALA, Arnoldo Humberto, Av. Pte. A. de Sta. Na. 21741, Colonia 
Infonavit Presidentes, Tijuana, Baja California CP 22576, Mexico; c/o 
CASA DE EMPENO RIO TIJUANA, S.A. DE C.V., Tijuana, Baja California, 
Mexico; DOB 12 Nov 1971; R.F.C. AEZA-711112-AA5 (Mexico) (individual) 
[SDNTK]
ARMERO RIASCOS, Jose Eliecer, c/o INDUSTRIA DE PESCA SOBRE EL PACIFICO 
S.A., Buenaventura, Colombia; Carrera 5 No. 8-00, Buenaventura, 
Colombia; Cedula No. 16471549 (Colombia) (individual) [SDNT]
ARMY OF THE REPUBLIC OF ILIRIDA (a.k.a. ARI) [BALKANS]
ARQUITECTOS UNIDOS LTDA., Calle 22N No. 5A-75, Cali, Colombia; NIT 
 805022512-4 (Colombia) [SDNT]
ARREOLA GOMEZ, Guadalupe Armando, c/o CORRALES SAN IGNACIO S.P.R. DE 
R.L. DE C.V., Saucillo, Chihuahua, Mexico; Mexico; DOB 25 Sept 1956; POB 
Saucillo, Chihuahua, Mexico; citizen Mexico; nationality Mexico; 
C.U.R.P. AEGG560925HCHRMD05 (Mexico); R.F.C. AEGG560925 (Mexico) 
(individual) [SDNTK]
ARRIOLA LUNA, Oscar Ignacio (a.k.a. ARREOLA LUNA, Oscar Ignacio), 
Mexico; c/o CORRALES SAN IGNACIO S.P.R. DE R.L. DE C.V., Saucillo, 
Chihuahua, Mexico; DOB 06 Apr 1994; POB Chihuahua, Chihuahua, Mexico; 
citizen Mexico; nationality Mexico; C.U.R.P. AELO940406HCHRNS04 
(Mexico); alt. C.U.R.P. AILO940406HCHRNS06 (Mexico) (individual) [SDNTK]
ARRIOLA LUNA, Paola (a.k.a. ARREOLA LUNA, Paola), Mexico; c/o CORRALES 
SAN IGNACIO S.P.R. DE R.L. DE C.V., Saucillo, Chihuahua, Mexico; DOB 26 
Jan 1986; POB Chihuahua, Chihuahua, Mexico; citizen Mexico; nationality 
Mexico; C.U.R.P. AILP860126MCHRNL06 (Mexico) (individual) [SDNTK]
ARRIOLA MARQUEZ ORGANIZATION, Mexico [SDNTK]
ARRIOLA MARQUEZ, Edgar Fernando (a.k.a. ARREOLA MARQUEZ, Edgar), c/o 
AUTO EXPRESS DORADOS S.A. DE C.V., Saucillo, Mexico; c/o GASOLINERAS SAN 
FERNANDO S.A. DE C.V., Saucillo, Mexico; 5th & Mina No. 10, Saucillo, 
Chihuahua, Mexico; DOB 23 Nov 1973; POB Delicias, Chihuahua, Mexico; 
citizen Mexico; nationality Mexico; R.F.C. AIME-731123-115 (Mexico) 
(individual) [SDNTK]
ARRIOLA MARQUEZ, Luis Raul (a.k.a. ARREOLA MARQUEZ, Luis Raul), Calle 
Sierra San Diego No. 2502, Fraccionamiento Santa Fe Chihuahua, 
Chihuahua, Mexico; c/o AUTO EXPRESS DORADOS S.A. DE C.V., Saucillo, 
Mexico; c/o INMOBILIARIA EL PRESON S.A. DE C.V., Chihuahua, Mexico; c/o 
INDIO VITORIO S. DE P.R. DE R.L. DE C.V., Saucillo, Mexico; Avenida 
Octava No. 72, Saucillo, Chihuahua, Mexico; c/o CHIHUAHUA FOODS S.A. DE 
C.V., Cuauhtemoc, Mexico; DOB 09 May 1971; POB Saucillo, Chihuahua, 
Mexico; citizen Mexico; nationality Mexico; C.U.R.P. AIML710509HCHRRS09 
(Mexico); alt. C.U.R.P. AEML710509HCHRRS07 (Mexico); R.F.C. AIML-710509-
V89 (Mexico); alt. R.F.C. AEML-710509-Q27 (Mexico) (individual) [SDNTK]
ARRIOLA MARQUEZ, Miguel Angel (a.k.a. ARREOLA MARQUEZ, Miguel Angel), c/
o INMOBILIARIA EL ESCORPION DEL NORTE S.A. DE C.V., Mexico; Calle Mina 
No. 15, Saucillo, Chihuahua, Mexico; c/o CORRALES SAN IGNACIO L.L.C., 
Presidio, TX; c/o RIO GRANDE STOCKYARDS, INC., Presidio, TX; c/o AUTO 
EXPRESS DORADOS S.A. DE C.V., Saucillo, Chihuahua, Mexico; c/o DEL 
NORTES CARNES FINAS SAN IGNACIO S.A. DE C.V., Mexico; Carretera Camargo-
Ojinaga Km. 2, La Aurora, Camargo, Chihuahua, Mexico; c/o CORRALES SAN 
IGNACIO S.P.R. DE R.L. DE C.V., Mexico; DOB 15 Dec 1967; POB Chihuahua, 
Mexico; citizen Mexico; nationality Mexico; C.U.R.P. AIMM67125HCHRRG06 
(Mexico) issued 1968;

[[Page 525]]

R.F.C. AIMM- 671215-387 (Mexico) (individual) [SDNTK]
ARRIOLA MARQUEZ, Oscar Arturo (a.k.a. ARREOLA MARQUEZ, Oscar Arturo), c/
o DEL NORTES CARNES FINAS SAN IGNACIO S.A. DE C.V., Mexico; c/o CORRALES 
SAN IGNACIO L.L.C., Presidio, TX; c/o RIO GRANDE STOCKYARDS, INC., 
Presidio, TX; Avenida Sexta No. 68, Saucillo, Chihuahua, Mexico; c/o 
CORRALES SAN IGNACIO S.P.R. DE R.L. DE C.V., Mexico; c/o AUTO EXPRESS 
DORADOS S.A. DE C.V., Saucillo, Chihuahua, Mexico; c/o INMOBILIARIA EL 
ESCORPION DEL NORTE S.A. DE C.V., Mexico; DOB 06 Nov 1968; alt. DOB 11 
Jun 1968; POB Chihuahua, Mexico; citizen Mexico; nationality Mexico; 
C.U.R.P. AIMO681106HCHRRS01 (Mexico) issued 1969; R.F.C. AIMO-681106-9F7 
(Mexico) (individual) [SDNTK]
ARROYAVE RUIZ, Elkin Alberto (a.k.a. LOPEZ, Cesar), Carrera 9 No. 71D- 
10, Cali, Colombia; DOB 3 Sep 1968; POB Caucasia, Antioquia, Colombia; 
Cedula No. 4652820 (Colombia) (individual) [SDNTK]
ARSENOVIC, Djojo; DOB 6 Jan 1952; POB Donje Crnjelovo, Bosnia-
Herzegovina (individual) [BALKANS]
ARZALLUS TAPIA, Eusebio; DOB 8 Nov 1957; POB Regil, Guipuzcoa Province, 
Spain; D.N.I. 15.927.207 (Spain); Member ETA (individual) [SDGT]
ASAT TRUST REG., Altenbach 8, Vaduz 9490, Liechtenstein [SDGT]
ASBAT AL-ANSAR [FTO] [SDGT]
ASESORES CONSULTORES ASOCIADOS LTDA. (a.k.a. ACA LTDA.), Carrera 100 No. 
11-90 Ofc. 403, Cali, Colombia; NIT  805007818-1 (Colombia) 
[SDNT]
ASESORIA Y SOLUCIONES GRUPO CONSULTOR S.A., Calle 15 Norte No. 6N-34 
ofc. 404, Cali, Colombia; NIT  805018000-1 (Colombia) [SDNT]
ASESORIAS COSMOS LTDA., Carrera 40 No. 6-50 apt. 13-01, Cali, Colombia 
[SDNT]
ASESORIAS DE INGENIERIA EMPRESA UNIPERSONAL (a.k.a. ASING E.U.), Calle 
29 Norte No. 6N-43, Cali, Colombia; NIT  805005185-7 (Colombia) 
[SDNT]
ASESORIAS ECONOMICAS MUNOZ SANTACOLOMA E.U. (a.k.a. ASEMS E.U.), Calle 
18 No. 106-98 of. 207, Cali, Colombia; NIT  805012381-3 
(Colombia) [SDNT]
ASESORIAS OCUPACIONALES LTDA., Carrera 66 No. 11-129, Cali, Colombia; 
NIT  800040728-6 (Colombia) [SDNT]
ASESORIAS PROFESIONALES ESPECIALIZADAS EN NEGOCIOS E.U. (a.k.a. ASPEN 
E.U.), Calle 9 No. 46-69, Cali, Colombia; NIT  805020437-0 
(Colombia) [SDNT]
ASESORIAS PROFESIONALES LTDA., Calle 21 No. 15-26, Ofc. 304, Armenia, 
Quindio, Colombia; NIT  801000611-6 (Colombia) [SDNT]
ASH TRADING, INC., 14420 NW 16TH St., Pembroke Pines, FL 33028; Business 
Registration Document  P01000078571 (United States); US FEIN 
65-1128351 [SDNT]
ASIA LIGHT CO. LTD., 15/19 Kunjan Rd., S Aung San Std, Rangoon, Burma; 
Mingalar Taung Nyunt Tower, 6 Upper Pansoden Street, Aung San Stadium 
Eastern Wing, Rangoon, Burma [BURMA]
ASIA WORLD CO. LTD. (a.k.a. ASIA WORLD), 61-62 Bahosi Development 
Housing, Wadan St., Lanmadaw Township, Rangoon, Burma [BURMA]
ASIA WORLD INDUSTRIES LTD., No. 21/22 Upper Pansodan St., Aung San 
Stadium (East Wing), Mingalar Taung Nyunt, Rangoon, Burma [BURMA]
ASIA WORLD PORT MANAGEMENT CO. LTD (a.k.a. ASIA WORLD PORT MANAGEMENT; 
a.k.a. ``PORT MANAGEMENT CO. LTD.''), 61-62 Wartan St, Bahosi Yeiktha, 
Rangoon, Burma [BURMA]
ASISTENCIA PROFESIONAL ESPECIALIZADA EN COLOMBIA LIMITADA (a.k.a. 
ASPRECOL LIMITADA), Avenida 11 Norte No. 7N-201 of. 202, Edificio Aleph, 
Cali, Colombia; NIT  805021375-7 (Colombia) [SDNT]
ASKATASUNA (f.k.a. GESTORAS PRO-AMNISTIA), Spain [SDGT]
ASOCIACION TURISTICA INTERNACIONAL S.C.S. (f.k.a. LUIS A. HERNANDEZ Z Y 
CIA. S.C.S.), Carrera 35 No. 53-53, Bogota, Colombia; NIT  
890325040-4 (Colombia) [SDNT]
ASPOIR DEL PACIFICO Y CIA. LTDA., Cali, Colombia [SDNT]
ASSALAYA SUGAR COMPANY LIMITED, Eastern Bank of White Nile River, near 
Rabak town (about 300 km from Khartoum, P.O. Box 511, Khartoum, Sudan 
[SUDAN]
ASSOCIATED ENGINEERS, United Kingdom [IRAQ2]
ASSOCIATION DE SECOURS PALESTINIENS (a.k.a. ASP; a.k.a. ASSOCIATION FOR 
PALESTINIAN AID; a.k.a. ASSOCIATION SECOUR PALESTINIEN; a.k.a. 
HUMANITARE HILFSORGANISATION FUR PALASTINA; a.k.a. LAJNA AL-IGHATHA AL-
FILISTINI; a.k.a. PALESTINE RELIEF COMMITTEE; a.k.a. PALESTINIAN AID 
COUNCIL; a.k.a. PALESTINIAN AID ORGANIZATION; a.k.a. PALESTINIAN RELIEF 
SOCIETY; a.k.a. RELIEF ASSOCIATION FOR PALESTINE), Postfach 406, CH-4109 
Basel, Switzerland; Gartnerstrasse 55, CH-4109 Basel, Switzerland; c/o 
Faical Yaakoubi, 7 rue de l'Ancien Port, CH-1201 Geneva, Switzerland 
[SDGT]
ASTAIZA TACUMA, Luz Marina, c/o COMPANIA DE FOMENTO MERCANTIL S.A., 
Cali, Colombia; c/o GESTORA MERCANTIL S.A., Cali, Colombia; c/o 
GEOPLASTICOS S.A., Cali, Colombia;

[[Page 526]]

DOB 10 Nov 1957; POB Cali, Valle, Colombia; Cedula No. 31271034 
(Colombia); Passport 31271034 (Colombia) (individual) [SDNT]
ATAMALLO SHIPPING CO. LTD. (a.k.a. ANTAMALLO SHIPPING CO. LTD.), c/o 
EMPRESA DE NAVEGACION MAMBISA, Apartado 543, San Ignacio 104, Havana, 
Cuba [CUBA]
ATBARA CEMENT COMPANY LIMITED, P.O. Box 36, Atbara, Sudan [SUDAN]
ATC LTD., Gibraltar, United Kingdom [LIBERIA]
A-TEAM CHEMICALS COMPANY LTD., 95/53 Soi Lasal, Sukhumwit 105 Road, Bang 
Na, Phra Khanong district, Bangkok, Thailand [SDNTK]
ATENCIA PITALUA, Rafael Dario, c/o FUNDACION PARA LA PAZ DE CORDOBA, 
Monteria, Cordoba, Colombia; DOB 4 Feb 1963; Cedula No. 6889653 
(Colombia) (individual) [SDNTK]
ATIA, Hachim K., Hay Al-Adil Mahala-645, Zukak-8, No.-39, Baghdad, Iraq 
(individual) [IRAQ2]
ATIA, Hachim K., 2 Stratford Place, London W1N 9AE, United Kingdom 
(individual) [IRAQ2]
ATIA, Hachim K., Lane 15, Area 902, Hai Al-Wahda, Baghdad, Iraq 
(individual) [IRAQ2]
ATLAS AIR CONDITIONING COMPANY LIMITED, 55 Roebuck House, Palace Street, 
London, United Kingdom [IRAQ2]
ATLAS EQUIPMENT COMPANY LIMITED, 55 Roebuck House, Palace Street, 
London, United Kingdom [IRAQ2]
ATOMIC ENERGY ORGANIZATION OF IRAN (a.k.a. SAZEMAN-E ENERGY ATOMI), P.O. 
Box 14144-1339, End of North Karegar Avenue, Tehran, Iran [NPWMD]
ATWA, Ali (a.k.a. BOUSLIM, Ammar Mansour; a.k.a. SALIM, Hassan Rostom), 
Lebanon; DOB 1960; POB Lebanon; citizen Lebanon (individual) [SDGT]
ATWAH, Muhsin Musa Matwalli (a.k.a. ABDEL RAHMAN; a.k.a. ABDUL RAHMAN; 
a.k.a. AL-MUHAJIR, Abdul Rahman; a.k.a. AL-NAMER, Mohammed K.A.), 
Afghanistan; DOB 19 Jun 1964; POB Egypt; citizen Egypt (individual) 
[SDGT]
AUCHENBURG FARM, Nyamandlovu, Zimbabwe [ZIMBABWE]
AUDITORES ESPECIALIZADOS LTDA., Calle 93 No. 14-20 Ofc. 611, Bogota, 
Colombia; NIT  830041980-1 (Colombia) [SDNT]
AUF, Awad Ibn (a.k.a. AUF, Awad Muhammad Ibn; a.k.a. AUF, Mohammed Ahmed 
Awad Ibn; a.k.a. AWF, Awad Ahmad Ibn; a.k.a. AWF, Awad Ibn; a.k.a. NAUF, 
Awad Mohammed Ahmed Ebni; a.k.a. OAF, Awad Mohamed Ahmed Ibn; a.k.a. 
OUF, Awad Mohamed Ahmed Ibn); DOB circa 1954; nationality Sudan; Head of 
Military Intelligence and Security (individual) [DARFUR]
AUM SHINRIKYO (a.k.a. A.I.C. COMPREHENSIVE RESEARCH INSTITUTE; a.k.a. 
A.I.C. SOGO KENKYUSHO; a.k.a. ALEPH; a.k.a. AUM SUPREME TRUTH) [FTO] 
[SDGT]
AUREAL INMOBILIARIA LTDA., Avenida 7 No. 112-38 of. 104, Bogota, 
Colombia [SDNT]
AURELIANO FELIX, Jorge (a.k.a. ``MACUMBA''); DOB 15 Apr 1952; 
nationality Mexico (individual) [SDNTK]
AUREUM PALACE HOTELS AND RESORTS (a.k.a. AUREUEM PALACE HOTEL AND RESORT 
(BAGAN); a.k.a. AUREUEM PALACE HOTEL AND RESORT (NGAPALI); a.k.a. AUREUM 
PALACE HOTEL AND RESORT (NGWE SAUNG); a.k.a. AUREUM PALACE HOTEL AND 
RESORT GROUP CO. LTD.; a.k.a. AUREUM PALACE HOTEL RESORT; a.k.a. AUREUM 
PALACE RESORTS; a.k.a. AUREUM PALACE RESORTS AND SPA), Thandwe, Rakhine, 
Burma; No. 41 Shwe Taung Gyar Street, Bahan Township, Yangon, Burma 
[BURMA]
AUTO EXPRESS DORADOS S.A. DE C.V., Avenida Cristobal Colon, Saucillo, 
Chihuahua, Mexico; Panamericana 110 Colonia Altavista, Saucillo, 
Chihuahua C.P. 33620, Mexico [SDNTK]
AUTOMOBILE CORPORATION, Khartoum, Sudan [SUDAN]
AVALON, S.A., Colon Free Zone, Panama [CUBA]
AVIANDINA S.A.C., Lima, Peru; RUC  20423916541 (Peru) [BPI-
SDNTK]
AVIATRANS ANSTALT (a.k.a. AVIATRANS ESTABLISHMENT), Ruggell, 
Liechtenstein [IRAQ2]
AVILA DE MONDRAGON, Ana Dolores, c/o INVERSIONES Y CONSTRUCCIONES ABC 
S.A., Cali, Colombia; c/o COMPAX LTDA., Cali, Colombia; c/o INVERSIONES 
Y CONSTRUCCIONES COSMOVALLE LTDA., Cali, Colombia; DOB 22 Dec 1911; 
Cedula No. 29183223 (Colombia) (individual) [SDNT]
AVILA GONZALEZ, Humberto, c/o ADMINISTRADORA DE SERVICIOS VARIOS CALIMA 
S.A., Cali, Colombia; c/o CHAMARTIN S.A., Cali, Colombia; DOB 2 Apr 
1960; Cedula No. 14882052 (Colombia); Passport 14882052 (Colombia) 
(individual) [SDNT]
AVILA LOPEZ, Gabriel, c/o ADMINISTRADORA DE SERVICIOS VARIOS CALIMA 
S.A., Cali, Colombia; c/o CHAMARTIN S.A., Cali, Colombia; DOB 3 Aug 
1963; Cedula No. 16689631 (Colombia); Passport 16689631 (Colombia) 
(individual) [SDNT]
AVILA MIRANDA, Jorge Adalberto, Calle 52N No. 2D-29, Cali, Colombia; c/o 
CAUCALITO LTDA., Cali, Colombia; DOB 23 Apr. 1950; Cedula No. 12534286 
(Colombia) (individual) [SDNT]
AWDA, Abd Al Aziz; DOB 1946; Chief Ideological Figure of PALESTINIAN 
ISLAMIC JIHAD--SHIQAQI (individual) [SDT]

[[Page 527]]

AWEYS, Dahir Ubeidullahi, Via Cipriano Facchinetti 84, Rome, Italy 
(individual) [SDGT]
AWEYS, Hassan Dahir (a.k.a. ALI, Sheikh Hassan Dahir Aweys; a.k.a. AWES, 
Shaykh Hassan Dahir); DOB 1935; citizen Somalia (individual) [SDGT]
AYALA BURBANO, Vilma Eddy, c/o COOPERATIVA MERCANTIL DEL SUR LTDA., 
Pasto, Colombia; Cedula No. 30730438 (Colombia); Passport 30730438 
(Colombia) (individual) [SDNT]
AYARI, Chiheb Ben Mohamed (a.k.a. AL-AYARI, Chiheb Ben Mohamed Ben 
Mokhtar; a.k.a. ``HICHEM ABU HCHEM''), Via di Saliceto n.51/9, Bologna, 
Italy; DOB 19 Dec 1965; POB Tunis, Tunisia; nationality Tunisia; 
Passport L246084 issued 10 Jun 1996 expires 9 Jun 2001 (individual) 
[SDGT]
AYE, Maung; DOB 25 Dec 1937; citizen Burma; nationality Burma; Vice 
Senior General; Vice-Chairman of the State Peace and Development 
Council; Deputy Commander-in-Chief, Myanmar Defense Services (Tatmadaw); 
Commander-in-Chief, Myanmar Army (individual) [BURMA]
AYER SHWE WAH COMPANY LIMITED (a.k.a. AYE YAR SHWE WAH; a.k.a. AYER SHWE 
WA; a.k.a. AYEYA SHWE WAR COMPANY), 5 Pyay Road, Hlaing Township, 
Yangon, Burma [BURMA]
AZAM, Amir (a.k.a. SHEIKH MOHAMMED, Amir Azam), Dubai, United Arab 
Emirates; c/o A A TRADING FZCO, Dubai, United Arab Emirates; DOB 02 Nov 
1971; POB Chiswick, England; citizen United Arab Emirates; Passport 
039856039 (United Kingdom) (individual) [SDNTK]
AZIZ, Tariq (a.k.a. AZIZ, Tariq Mikhail); DOB 1 Jul 1936; POB Mosul or 
Baghdad, Iraq; nationality Iraq; Passport NO34409/129 issued July 1997; 
Deputy Prime Minister (individual) [IRAQ2]
AZIZAH, Sa'id Yusif Ali Abu (a.k.a. AZIZ, Sa'id Yusif Abu; a.k.a. 'AZIZ, 
Sa'ud Abu; a.k.a. AZIZA, Said Youssef Ali Abu; a.k.a. AZIZAT, Sa'id 
Yusif Ali Abu; a.k.a. HAMID, Abdul; a.k.a. ``AL-HAMID, Abd''; a.k.a. 
``THERAB, Abu''; a.k.a. ``THURAB, Abu''; a.k.a. ``TURAB, Abu''); DOB 
1958; POB Tripoli, Libya; Passport 87/437555 (Libya) (individual) [SDGT]
AZZA AIR TRANSPORT COMPANY LTD. (a.k.a. AZZA AVIATION COMPANY; a.k.a. 
AZZA TRANSPORT), German Culture Center, McNimer Street, P. O. Box 11586, 
Khartoum, Sudan [DARFUR]
BA TAQWA FOR COMMERCE AND REAL ESTATE COMPANY LIMITED (n.k.a. HOCHBURG, 
AG), formerly c/o Asat Trust reg., Vaduz, Liechtenstein; Vaduz, 
Liechtenstein [SDGT]
BA'ASYIR, Abu Bakar (a.k.a. BAASYIR, Abu Bakar; a.k.a. BASHIR, Abu 
Bakar; a.k.a. ``ABDUS SAMAD''; a.k.a. ``ABDUS SOMAD''); DOB 17 Aug 1938; 
POB Jombang, East Java, Indonesia; nationality Indonesia (individual) 
[SDGT]
BAAZAOUI, Mondher (a.k.a. AL-BAAZAOUI, Mondher Ben Mohsen Ben Ali; 
a.k.a. ``HAMZA''), Via di Saliceto n.51/9, Bologna, Italy; DOB 18 Mar 
1967; POB Kairouan, Tunisia; nationality Tunisia; Passport K602878 
issued 5 Nov 1993 expires 9 Jun 2001 (individual) [SDGT]
BABANOUSA MILK PRODUCTS FACTORY, P.O. Box 16, Babanousa, Sudan [SUDAN]
BABBAR KHALSA INTERNATIONAL [SDGT]
BABIL INTERNATIONAL, Aeroport D'Orly, 94390 Orly Aerogare, France 
[IRAQ2]
BADAT, Sajid Mohammed (a.k.a. BADAT, Muhammed; a.k.a. BADAT, Saajid; 
a.k.a. BADAT, Sajid; a.k.a. BADAT, Sajid Muhammad; a.k.a. BADET, 
Muhammed; a.k.a. BADET, Saajid Mohammad; a.k.a. BADET, Sajid Muhammad; 
a.k.a. ``AL BRITAINI, Issa''; a.k.a. ``AL PAKISTANI, Abu Issa''; a.k.a. 
``AL PAKISTANI, Issa''); DOB 28 Mar 1979; alt. DOB 8 Mar 1976; POB 
Pakistan; alt. POB Gloucester, United Kingdom; citizen United Kingdom; 
Passport 026725401 (United Kingdom); alt. Passport 703114075 (United 
Kingdom); Currently imprisoned in the United Kingdom (individual) [SDGT]
BADRI, Gabril Abdul Kareem (a.k.a. BAREY, Djibril Abdul Kareem; a.k.a. 
BARI, Gabril Abdul Karim; a.k.a. KAREEM, Djibril Abdul), Darfur, Sudan; 
DOB circa 1961; Colonel for the National Movement for Reform and 
Development (NMRD) (individual) [SUDAN]
BAEZA MOLINA, Carlos Alberto, c/o DERECHO INTEGRAL Y CIA. LTDA., Cali, 
Colombia; c/o INVERSIONES MIGUEL RODRIGUEZ E HIJO, Cali, Colombia; DOB 6 
Mar 1958; Cedula No. 16621765 (Colombia) (individual) [SDNT]
BAHAJI, Said, Bunatwiete  23, Hamburg 21073, Germany; 12 Rue 
Descartes, Meknes, Morocco; Wiesendamm  135, Hamburg 22303, 
Germany; Marienstr  54, Hamburg 21073, Germany; DOB 15 Jul 
1975; POB Haselunne, Lower Saxony, Germany; nationality Morocco; alt. 
nationality Germany (individual) [SDGT]
BAHMANYAR, Bahmanyar Morteza; DOB 31 Dec 1952; POB Tehran, Iran; 
Passport I0005159 (Iran); alt. Passport 10005159 (Iran) (individual) 
[NPWMD]
BAHNAM, Hikmat Jarjes (a.k.a. GARGEES, Hikmat), Baghdad, Iraq; 
nationality Iraq; Passport 035667 (Iraq) (individual) [IRAQ2]
BAJAGIC, Zvonko 'Duga Puska'; DOB 6 Sep 1953; POB Vlasenica, Bosnia-
Herzegovina (individual) [BALKANS]
BALA, Haradin; DOB 10 Jun 1957; POB Gornja Koretica, Serbia and 
Montenegro; ICTY indictee (individual) [BALKANS]
BALLESTAS ARRIETA, Arturo Carlos, c/o CAJA SOLIDARIA, Bogota, Colombia; 
c/o COOMULCOSTA, Barranquilla, Colombia;

[[Page 528]]

c/o COPSERVIR LTDA., Bogota, Colombia; Cedula No. 8706711 (Colombia) 
(individual) [SDNT]
BAMBOO CREEK FARM, Shamva, Zimbabwe [ZIMBABWE]
BANANERA AGRICOLA S.A. (a.k.a. BANAGRICOLA S.A.), Carrera 2B No. 26-12, 
Santa Marta, Colombia; NIT  800142651-6 (Colombia) [SDNT]
BANCO NACIONAL DE CUBA (a.k.a. BNC; a.k.a. NATIONAL BANK OF CUBA), 
Avenida de Concha Espina 8, E-28036 Madrid, Spain [CUBA]
BANCO NACIONAL DE CUBA (a.k.a. BNC; a.k.a. NATIONAL BANK OF CUBA), Dai-
Ichi Bldg. 6th Floor, 10-2 Nihombashi, 2-chome, Chuo-ku, Tokyo 103, 
Japan [CUBA]
BANCO NACIONAL DE CUBA (a.k.a. BNC; a.k.a. NATIONAL BANK OF CUBA), 
Zweierstrasse 35, CH-8022 Zurich, Switzerland [CUBA]
BANCO NACIONAL DE CUBA (a.k.a. BNC; a.k.a. NATIONAL BANK OF CUBA), 
Federico Boyd Avenue & 51 Street, Panama City, Panama [CUBA]
BANDERAS, Aracelly, c/o AGROPECUARIA LA ROBLEDA S.A., Cali, Colombia; 
DOB 30 Nov 1955 (individual) [SDNT]
BANGKOK ARTI-FLORA DESIGN LIMITED PARTNERSHIP (a.k.a. HANG HUN SUAN 
CHAMKAT BANG KOK ATHI-FLORA DISAIN), 812/89 Ratchada Phisek Road, Din 
Daeng precinct, Huai Khwang district, Bangkok, Thailand [SDNTK]
BANGKOK SILK FLOWER COMPANY LTD., 277-279 Soi Thiam Ruammit, Ratchada 
Phisek Road, Huai Khwang district, Bangkok, Thailand [SDNTK]
BANK AL TAQWA LIMITED (a.k.a. AL TAQWA BANK; a.k.a. BANK AL TAQWA), P.O. 
Box N-4877, Nassau, Bahamas, The; c/o Arthur D. Hanna & Company, 10 
Deveaux Street, Nassau, Bahamas, The [SDGT]
BANK JOSIAIYI KESHAHVARZI (a.k.a. AGRICULTURAL DEVELOPMENT BANK OF 
IRAN), Farahzad Expressway, Tehran, Iran [IRAN]
BANK KARGOSHAEE (a.k.a. KARGOSA'I BANK), 587 Mohammadiye Square, Mowlavi 
St., Tehran 11986, Iran [NPWMD]
BANK MARKAZI JOMHOURI ISLAMI IRAN (a.k.a. THE CENTRAL BANK OF IRAN), 
Ferdowsi Avenue, P.O. Box 11365-8551, Tehran, Iran [IRAN]
BANK MASKAN (a.k.a. HOUSING BANK (OF IRAN)), Ferdowsi St., Tehran, Iran 
[IRAN]
BANK MELLAT, 327 Taleghani Avenue, Tehran 15817, Iran; P.O. Box 11365-
5964, Tehran 15817, Iran; all offices worldwide [NPWMD]
BANK MELLI, Ferdowsi Avenue, P.O. Box 11365-171, Tehran, Iran; all 
offices worldwide [NPWMD]
BANK MELLI IRAN ZAO, Number 9/1, Ulitsa Mashkova, Moscow 103064, Russia 
[NPWMD]
BANK OF KHARTOUM (a.k.a. BANK OF KHARTOUM GROUP), P.O. Box 2732, 
Khartoum, Sudan; P.O. Box 408, Barlaman Avenue, Khartoum, Sudan; El 
Dinder, Sudan; El Mazmoum, Sudan; P.O. Box 12, Kosti, Sudan; Sawakin, 
Sudan; Wadi Halfa, Sudan; P.O. Box 880, Khartoum, Sudan; P.O. Box 131, 
Wad Medani, Sudan; P.O. Box 89, Atbara, Sudan; Tokar, Sudan; Assalaya, 
Sudan; Karkoug, Sudan; University of Khartoum, Khartoum, Sudan; P.O. Box 
241, Port Sudan, Sudan; Abugaouta, Sudan; El Dain, Sudan; El Damazeen, 
Sudan; El Roseirs, Sudan; El Suk el Shabi, Sudan; Kassala, Sudan; 
Shendi, Sudan; Singa, Sudan; Tandalti, Sudan; P.O. Box 312, Khartoum, 
Sudan; P.O. Box 67, Omdurman, Sudan; Berber, Sudan; Dongola, Sudan; El 
Fow, Sudan; El Garia, Sudan; Halfa el Gadida, Sudan; Karima, Sudan; 
Omdurman P.O. Square, P.O. Box 341, Khartoum, Sudan; Sharia el Murada, 
Khartoum, Sudan; P.O. Box 1008, Khartoum, Sudan; Abu Hammad, Sudan; El 
Damer, Sudan; El Fashir, Sudan; El Ghadder, Sudan; P.O. Box 220, El 
Obeid, Sudan; Sharia el Barlaman, P.O. Box 922, Khartoum, Sudan; Rufaa, 
Sudan; Tamboul, Sudan; El Gadarit, Sudan; El Managil, Sudan; Sharia el 
Gama'a, P.O. Box 880, Khartoum, Sudan; Suk el Arabi, P.O. Box 4160, 
Khartoum, Sudan; Rabak, Sudan; El Daba, Sudan; El Dilling, Sudan; El 
Rahad, Sudan; Sharia el Gamhoria, P.O. Box 312, Khartoum, Sudan; Tayar 
Murad, P.O. Box 922, Khartoum, Sudan; P.O. Box 135, Nyala, Sudan [SUDAN]
BANK OF SUDAN, Atbara, Sudan; Wau, Sudan; Sharia El Gamaa, P.O. Box 313, 
Khartoum, Sudan; P.O. Box 34, Port Sudan, Sudan; P.O. Box 27, El Obeid, 
Sudan; Nyala, Sudan; P.O. Box 73, Kosti, Sudan; Wad Medani, Sudan; P.O. 
Box 136, Juba, Sudan [SUDAN]
BANK REFAH KARGARAN (a.k.a. WORKERS WELFARE BANK (OF IRAN)), Moffettah 
No. 125, P.O. Box 15815 1866, Tehran, Iran [IRAN]
BANK SADERAT IRAN (a.k.a. BANK SADERAT PLC; a.k.a. IRAN EXPORT BANK), PO 
Box 4182, Murshid Bazar Branch, Dubai City, United Arab Emirates; PO Box 
1140, Al-Am Road, Al-Ein Al Ain, Abu Dhabi, United Arab Emirates; PO Box 
15175/584, 6th Floor, Sadaf Bldg, 1137 Vali Asr Ave, 15119-43885, 
Tehran, Iran; Alghobeiri Branch - Aljawhara Bldg, Ghobeiry Blvd, Beirut, 
Lebanon; Aliktisad Bldg, 3rd floor, Ras El Ein Street, Baalbak, Baalbak, 
Lebanon; PO Box 5126, Beirut, Lebanon; PO Box 16, Liwara Street, Ajman, 
United Arab Emirates; PO Box 4182, Almaktoum Rd, Dubai City, United Arab 
Emirates; Sheikh Zayed Rd, Dubai City, United Arab Emirates; PO Box 
1269, Muscat 112, Oman; PO Box 2256, Doha, Qatar; PO Box 15745-631, Bank 
Saderat

[[Page 529]]

Tower, 43 Somayeh Avenue, Tehran, Iran; PO Box 316, Bank Saderat Bldg, 
Al Arooba St, Borj Ave, Sharjah, United Arab Emirates; Postfach 112227, 
Deichstrasse 11, 20459 Hamburg, Germany; Khaled Bin Al Walid St, Dubai 
City, United Arab Emirates; No 181 Makhtoomgholi Ave, 2nd Floor, 
Ashgabat, Turkmenistan; PO Box 4308, 25-29 Venizelou St, GR 105 64 
Athens, Attica, Greece; Postfach 160151, Friedenstr 4, Frankfurt am Main 
D-603111, Germany; 16 rue de la Paix, 75002 Paris, France; PO Box 700, 
Abu Dhabi, United Arab Emirates; Sida Riad Elsoleh St, Martyrs Square, 
Saida, Lebanon; Borj Albarajneh Branch - Alholom Bldg, Sahat Mreijeh, 
Kafaat St, Beirut, Lebanon; Alrose Building, 1st floor, Verdun - Rashid 
Karame St, Beirut, Lebanon; 5 Lothbury, London, EC2R 7HD, United 
Kingdom; all offices worldwide [SDGT]
BANK SANAT VA MADAN (a.k.a. BANK OF INDUSTRY AND MINE (OF IRAN)), Hafez 
Avenue, P.O. Box 11365/4978, Tehran, Iran [IRAN]
BANK SEPAH, Imam Khomeini Square, P.O. Box 11364-9569, Tehran, Iran; all 
offices worldwide [NPWMD]
BANK SEPAH INTERNATIONAL PLC, 5-7 Eastcheap, London EC3M 1JT, United 
Kingdom [NPWMD]
BANK TAAVON KESHAVARZI IRAN (a.k.a. AGRICULTURAL COOPERATIVE BANK OF 
IRAN), No. 129 Patrice Lumumba Street, Jalal-Al-Ahmad Expressway, P.O. 
Box 14155/6395, Tehran, Iran [IRAN]
BANK TEJARAT, 130 Taleghani Avenue, Nejatoullahie, P.O. Box 11365-5416, 
Tehran, Iran; all offices worldwide [IRAN]
BANOVIC, Predrag; DOB 28 Oct 1969; POB Prijedor, Bosnia-Herzegovina; 
ICTY indictee in custody (individual) [BALKANS]
BARAHONA CORDOBEZ, Jaime (a.k.a. BARONA CORDOBES, Jaime; a.k.a. BARONA 
CORDOBEZ, Jaime), Avenida Reforma 8-33 Zona 10, Guatemala City, 
Guatemala; c/o OVERSEAS TRADING COMPANY S.A., Guatemala City, Guatemala; 
10 Calle 5-60 Zona 9, Guatemala City, Guatemala; Km. 16.5 El Salvador 
169, Andalucia, Guatemala; DOB 1 Oct 1960; POB Guatemala; NIT  
953243-9 (Guatemala); Passport 16660729 (Guatemala) (individual) [SDNT]
BARAKA TRADING COMPANY, P.O. Box 3313, Dubai, United Arab Emirates 
[SDGT]
BARAKAAT BOSTON, 266 Neponset Ave., Apt 43, Dorchester, MA 02122-3224 
[SDGT]
BARAKAAT CONSTRUCTION COMPANY, P.O. Box 3313, Dubai, United Arab 
Emirates [SDGT]
BARAKAAT GROUP OF COMPANIES, P.O. Box 3313, Dubai, United Arab Emirates; 
Mogadishu, Somalia [SDGT]
BARAKAAT INTERNATIONAL, Hallbybacken 15, Spanga 70, Sweden [SDGT]
BARAKAAT INTERNATIONAL COMPANIES (BICO), Dubai, United Arab Emirates; 
Mogadishu, Somalia [SDGT]
BARAKAAT INTERNATIONAL FOUNDATION, P.O. Box 4036, Spanga, Sweden; 
Rinkebytorget 1, Spanga 04, Sweden [SDGT]
BARAKAAT INTERNATIONAL, INC., 1929 South 5th Street, Suite 205, 
Minneapolis, MN [SDGT]
BARAKAAT NORTH AMERICA, INC., 925 Washington St., Dorchester, MA; 2019 
Bank St., Ottawa, Ontario, Canada [SDGT]
BARAKAAT RED SEA TELECOMMUNICATIONS, Guureeye, Somalia; Kowthar, 
Somalia; Bubaarag, Somalia; Xuuxuule, Somalia; Najax, Somalia; Carafaat, 
Somalia; Ala Aamin, Somalia; Nakhiil, Somalia; Huruuse, Somalia; Ticis, 
Somalia; Gufure, Somalia; Bossaso, Somalia; Raxmo, Somalia; Noobir, 
Somalia [SDGT]
BARAKAAT TELECOMMUNICATIONS COMPANY LIMITED (a.k.a. BTELCO), Bakara 
Market, Dar Salaam Buildings, Mogadishu, Somalia; Netherlands [SDGT]
BARAKAAT TELECOMMUNICATIONS COMPANY SOMALIA, LIMITED, P.O. Box 3313, 
Dubai, United Arab Emirates [SDGT]
BARAKAT BANK AND REMITTANCES, Mogadishu, Somalia; Dubai, United Arab 
Emirates [SDGT]
BARAKAT COMPUTER CONSULTING (BCC), Mogadishu, Somalia [SDGT]
BARAKAT CONSULTING GROUP (BCG), Mogadishu, Somalia [SDGT]
BARAKAT GLOBAL TELEPHONE COMPANY, Mogadishu, Somalia; Dubai, United Arab 
Emirates [SDGT]
BARAKAT IMPORT EXPORT LTDA, Iquique, Chile; Tax ID No. AABA 670850 Y 
[SDGT]
BARAKAT POST EXPRESS (BPE), Mogadishu, Somalia [SDGT]
BARAKAT REFRESHMENT COMPANY, Mogadishu, Somalia; Dubai, United Arab 
Emirates [SDGT]
BARAKAT WIRE TRANSFER COMPANY, 4419 S. Brandon St., Seattle, WA [SDGT]
BARAKAT, Assad Ahmad (a.k.a. BARAKAT, Assaad Ahmad; a.k.a. BARAKAT, 
Assad; a.k.a. BARAKAT, Assad Ahmed Muhammad; a.k.a. BARAKAT, Assad 
Hassan; a.k.a. BARAKAT, Jach Assad Ahmad; a.k.a. HAJJ AS'AD AHMAD), Rua 
Rio Branco Lote 682, Quadra 13, Foz do Iguacu, Brazil; Rua Silva Jardim 
290, Foz do Iguacu, Brazil; Rua Xavier Da Silva 535, Edificio Martin 
Terro, Apartment 301, Foz do Iguacu, Brazil; Piribebuy Y A. Jara, Ciudad 
del Este, Paraguay; Rue Taroba 1005, Beatriz Menez Building, Foz do 
Iguacu, Brazil; Apartment 111, Panorama Building, Iquique, Chile; 
Arrecife Apartment Building, Iquique, Chile; DOB 25 Mar 1967; POB 
Lebanon (individual) [SDGT]
BARAKAT, Hamzi Ahmad (a.k.a. BARAKAT, Hamza Ahmad; a.k.a. BARAKAT, Hamze

[[Page 530]]

Ahmad; a.k.a. BARAKAT, Hamzi Muhammad); DOB 10 Jan 1963; POB Rubtlatine, 
Lebanon; alt. POB Beirut, Lebanon; citizen Lebanon (individual) [SDGT]
BARAKAT, Hatim Ahmad (a.k.a. BARAKAT, Hatam Ahmad; a.k.a. BARAKAT, Hatem 
Ahmad; a.k.a. BARAKAT, Hattem Ahmad; a.k.a. BARAKAT, Hotem Ahmad); DOB 
25 Sep 1961; POB Mousaitbe, Lebanon; citizen Lebanon; alt. citizen 
Paraguay; Identification Number 2.194.975 (Paraguay); alt. 
Identification Number 2.194.575 (Paraguay); Passport 183319 (Paraguay); 
alt. Passport 148842 (Paraguay); alt. Passport 106318 (Paraguay) 
(individual) [SDGT]
BARAKAT, Mohammad Fayez; DOB 11 Mar 1969; POB Rubtlatine, Lebanon; 
citizen Lebanon; alt. citizen Paraguay; Identification Number 2.121.948 
(Paraguay) (individual) [SDGT]
BARAKO TRADING COMPANY LLC (a.k.a. BARAKA TRADING COMPANY), P.O. Box 
3313, Dubai, United Arab Emirates [SDGT]
BARCO RUIZ, Eduardo, c/o FOGENSA S.A., Bogota, Colombia; DOB 26 May 
1945; Cedula No. 5562182 (Colombia); Passport 5562182 (Colombia) 
(individual) [SDNT]
BARNEY CELAYA, Juan Diego, c/o MULTICAJA DE TIJUANA, S.A. DE C.V., 
Tijuana, Baja California, Mexico; c/o OPERADORA DE CAJA Y SERVICIOS, 
S.A. DE C.V., Tijuana, Baja California, Mexico; DOB 16 Mar 1959; POB 
Sonora, Mexico; citizen Mexico; nationality Mexico; C.U.R.P. 
BACJ590316HSRRLN01 (Mexico) (individual) [SDNTK]
BARON DIAZ, Carlos Arturo, c/o DISTRIBUIDORA MIGIL LTDA., Cali, 
Colombia; c/o GRACADAL S.A., Cali, Colombia; DOB 22 Jul 1931; Cedula No. 
49994 (Colombia) (individual) [SDNT]
BARONA DORADO, Fernando, c/o DISMERCOOP, Cali, Colombia; DOB 6 Jun 1963; 
Cedula No. 16688872 (Colombia) (individual) [SDNT]
BAROON SHIPPING COMPANY LIMITED, Haven Court, 5 Library Ramp, Gibraltar, 
United Kingdom [IRAQ2]
BARRAZA REYES, Raquel Emilia, c/o COPSERVIR LTDA., Bogota, Colombia; c/o 
CAJA SOLIDARIA, Bogota, Colombia; c/o COOMULCOSTA, Barranquilla, 
Colombia; Cedula No. 22636674 (Colombia) (individual) [SDNT]
BARRERA MARIN, Alvaro, Calle 56D No. 28B-73, Barrio Las Mercedes, 
Palmira, Valle, Colombia; c/o WORLD LINE SYSTEM S.A., Palmira, Valle, 
Colombia; c/o NEGOCIOS Y CAPITALES S.A., Pereira, Colombia; c/o 
COMERCIALIZADORA DE BIENES Y SERVICIOS ADMINISTRATIVOS Y FINANCIEROS 
S.A., Cali, Colombia; c/o CECEP EDITORES S.A., Cali, Colombia; c/o 
BARRERA RIOS NEGOCIOS INMOBILIARIOS E.U., Cali, Colombia; c/o APVA S.A., 
Cali, Colombia; c/o CIDCA, Bogota, Colombia; c/o CECEP S.A., Cali, 
Colombia; c/o ENSAMBLADORA COLOMBIANA AUTOMOTRIZ S.A., Barranquilla, 
Colombia; DOB 21 Nov 1940; POB Sevilla, Valle, Colombia; Cedula No. 
6451857 (Colombia); Passport AG003135 (Colombia) (individual) [SDNT]
BARRERA RIOS NEGOCIOS INMOBILIARIOS E.U., Carrera 22 No. 5A-21, Cali, 
Colombia; NIT  805030626-9 (Colombia) [SDNT]
BARRERA RIOS, Alfonso, c/o NEGOCIOS Y CAPITALES S.A., Pereira, Colombia; 
c/o CECEP EDITORES S.A., Cali, Colombia; Calle 14 Oeste No. 2B1-45 apto. 
302E, Cali, Colombia; c/o ENSAMBLADORA COLOMBIANA AUTOMOTRIZ S.A., 
Barranquilla, Colombia; c/o ALFONSO BARRERA RIOS Y CIA S. EN C.S., Cali, 
Colombia; c/o CECEP S.A., Cali, Colombia; c/o APVA S.A., Cali, Colombia; 
c/o WORLD LINE SYSTEM S.A., Palmira, Valle, Colombia; c/o BARRERA RIOS 
NEGOCIOS INMOBILIARIOS E.U., Cali, Colombia; DOB 08 Dec 1975; POB Cali, 
Colombia; Cedula No. 79648943 (Colombia); Passport AJ963037 (Colombia) 
(individual) [SDNT]
BARRERA RIOS, Alvaro Enrique, c/o WORLD LINE SYSTEM S.A., Palmira, 
Valle, Colombia; c/o BARRERA RIOS NEGOCIOS INMOBILIARIOS E.U., Cali, 
Colombia; c/o APVA S.A., Cali, Colombia; c/o ALFONSO BARRERA RIOS Y CIA. 
S. EN C.S., Cali, Colombia; Carrera 54A No. 5A-21, Cali, Colombia; c/o 
CECEP EDITORES S.A., Cali, Colombia; c/o ENSAMBLADORA COLOMBIANA 
AUTOMOTRIZ S.A., Barranquilla, Colombia; c/o COMERCIALIZADORA DE BIENES 
Y SERVICIOS ADMINISTRATIVOS Y FINANCIEROS S.A., Cali, Colombia; c/o 
ALVARO ENRIQUE BARRERA RIOS Y CIA S. EN C.S., Cali, Colombia; c/o CECEP 
S.A., Cali, Colombia; c/o NEGOCIOS Y CAPITALES S.A., Pereira, Colombia; 
DOB 05 Dec 1968; POB Cali, Colombia; Cedula No. 16758185 (Colombia); 
Passport AJ149349 (Colombia) (individual) [SDNT]
BARRERA RIOS, Victoria Eugenia, Transversal 18 No. 127-43 Torre 4 apto. 
1201, Bogota, Colombia; c/o CECEP S.A., Cali, Colombia; c/o ALFONSO 
BARRERA RIOS Y CIA. S. EN C.S., Cali, Colombia; c/o CECEP EDITORES S.A., 
Cali, Colombia; c/o ENSAMBLADORA COLOMBIANA AUTOMOTRIZ S.A., 
Barranquilla, Colombia; c/o APVA S.A., Cali, Colombia; c/o NEGOCIOS Y 
CAPITALES S.A., Pereira, Colombia; c/o WORLD LINE SYSTEM S.A., Palmira, 
Valle, Colombia; DOB 11 Dec 1970; POB Cali, Colombia; Cedula No. 
66818996 (Colombia); Passport AI939751 (Colombia) (individual) [SDNT]
BARRIOS SENIOR, Jario Ascanio, c/o PENTACOOP LTDA., Bogota, Colombia; 
DOB 18 Jun 1962; Cedula No. 8723099 (Colombia) (individual) [SDNT]

[[Page 531]]

BARRIOS, Alba Lucia, c/o SONAR F.M. S.A., Cali, Colombia; Los Alcazares 
Bloq. 93 Ap. 402, Cali, Colombia; c/o CREDIREBAJA S.A., Cali, Colombia; 
c/o SONAR F.M. E.U. DIETER MURRLE, Cali, Colombia; c/o POLIEMPAQUES 
S.A., Cali, Colombia; Cedula No. 38853130 (Colombia) (individual) [SDNT]
BARTH, Frederik Heinz, Kientzheimer Strasse 1, Schwendi 88477, Germany; 
DOB 30 Aug 1965; POB Laupheim, Germany; citizen Germany; Occupation: 
Chemist (individual) [SDNTK]
BASAYEV, Shamil Salmanovich; DOB 14 Jan 1965; POB Dyshni-Vedeno, 
Chechnya; Passport 623334 (Russia) (individual) [SDGT]
BASEVIC, Dragan; DOB 2 Mar 1976; POB Belgrade, Serbia (individual) 
[BALKANS]
BASHAIER, Khartoum, Sudan [SUDAN]
BATARJEE, Adel Abdul Jalil Ibrahim (a.k.a. AL-BATTARJEE, 'Adil; a.k.a. 
BATARJI, 'Adil 'Abd al Jalil; a.k.a. BATTERJEE, Adel; a.k.a. BATTERJEE, 
Adel Abdul Jaleel I.), 2 Helmi Kutbi Street, Jeddah, Saudi Arabia; DOB 1 
Jul 1946; alt. DOB 1 Jun 1946; POB Jeddah, Saudi Arabia; citizen Saudi 
Arabia; Passport F 572010 issued 22 Dec 2004 expires 28 Oct 2009; E-
mail:[email protected] (individual) [SDGT]
BATISTA, Miguel, Panama (individual) [CUBA]
BAUTISTA GALLEGO, Carmen Mariela, c/o COPSERVIR LTDA., Bogota, Colombia; 
Cedula No. 34537461 (Colombia) (individual) [SDNT]
BAY INDUSTRIES, INC., 10100 Santa Monica Boulevard, Santa Monica, CA 
[IRAQ2]
BAYT AL-MAL (a.k.a. BAYT AL-MAL LIL MUSLIMEEN), Al-Nabatiyah, Lebanon; 
Sidon, Lebanon; Harat Hurayk, Beirut, Lebanon; Burj al-Barajinah, 
Lebanon; Tyre, Lebanon; Ba'albak, Lebanon; Hirmil, Lebanon [SDGT]
BEARA, Ljubisa; DOB 14 Jul 1939; POB Sarajevo, Bosnia and Herzegovina 
(individual) [BALKANS]
BECERRA BECERRA, Alvaro, c/o AGROPECUARIA LA ROBLEDA S.A., Cali, 
Colombia; Cedula No. 2730788 (Colombia) (individual) [SDNT]
BECERRA RODRIGUEZ, Mario Alberto, c/o MULTISERVICIOS DEL NOROESTE DE 
MEXICO, S.A. DE C.V., Tijuana, Baja California, Mexico; c/o CASA DE 
EMPENO RIO TIJUANA, S.A. DE C.V., Tijuana, Baja California, Mexico; 
Calle del Creston 334, Colonia Playas de Tijuana, Tijuana, Baja 
California CP 22300, Mexico; DOB 17 Sep 1954; POB Tijuana, Baja 
California, Mexico; R.F.C. BERM-540917-181 (Mexico) (individual) [SDNTK]
BECERRA ZEPEDA, Gabriel, c/o OPERADORA DE CAJA Y SERVICIOS, S.A. DE 
C.V., Tijuana, Baja California, Mexico; Benito Juarez, Calle 8290, Zona 
Central, Tijuana, Baja California 22000, Mexico; DOB 16 Oct 1959; POB 
Michoacan, Mexico; citizen Mexico; nationality Mexico; C.U.R.P. 
BEZG591016HMNCPB00 (Mexico); R.F.C. BEZG-591016-FL4 (Mexico) 
(individual) [SDNTK]
BECHARA SIMANCA, Salim, c/o SOCOVALLE, Cali, Colombia; DOB 26 Jul 1950; 
alt. DOB 28 July 1950; Cedula No. 19163957 (Colombia) (individual) 
[SDNT]
BEDOYA DE SANCLEMENTE, Maria Ninive, c/o DISTRIBUCIONES GLOMIL LTDA., 
Cali, Colombia; DOB 13 Jul 1938; Cedula No. 29645304 (Colombia); NIT 
 29645304-8 (Colombia); Passport 29645304 (Colombia) 
(individual) [SDNT]
BEDOYA VELEZ, Jose Ignacio (a.k.a. ``NACHO BEDOYA''), Calle 16 No. 71A- 
07/09, Cali, Colombia; Carrera 1G No. 71-07, Cali, Colombia; DOB 06 Jan 
1959; POB Tulua, Valle, Colombia; alt. POB Armenia, Quindio, Colombia; 
citizen Colombia; Cedula No. 16351225 (Colombia) issued 20 Jun 1977; 
Passport 16351225 (Colombia) issued 26 Mar 2004 expires 26 Mar 2014; 
alt. Passport AJ126708 (Colombia) issued 26 Mar 2004 (individual) [SDNT]
BEHZAD, Ahmad Abdulla Mohammad Abdulla (a.k.a. BAHZAD, Ahmad Abdullah 
Mohamed Abdullah; a.k.a. BEHZAD BSTAKI, Ahmad Abdullah Mohammed 
Abdullah; a.k.a. BEHZAD, Abdulla Mohd Abdulla; a.k.a. BEHZAD, Ahmad 
Abdulla Mohammad A; a.k.a. BEHZAD, Ahmad Abdulla Mohammad Abdulla; 
a.k.a. BEHZAD, Ahmad Abdulla Mohd Abdulla; a.k.a. BEHZAD, Ahmed 
Abdullah; a.k.a. ``ABDULLA MOHAMAD ABDULLA MOHAMAD BEHZAD''; a.k.a. 
``ABDULLAH AHMAD ABDULLAH MOHAMAD BAHZAD''; a.k.a. ``ABDULLAH MOHAMMED 
ABDULLAH BAHZAD''; a.k.a. ``AHMED BEHZA''; a.k.a. ``AHMED MOHAMMED 
ABDULLAH''; a.k.a. ``MOHAMMED ABDULLAH MOHAMMED BAHZAD''), Dubai, United 
Arab Emirates; c/o FMF GENERAL TRADING LLC, Dubai, United Arab Emirates; 
c/o SHAHBAZ KHAN GENERAL TRADING LLC, Dubai, United Arab Emirates; 
Sharjah, United Arab Emirates; DOB 02 Nov 1971; POB Dubai, United Arab 
Emirates; citizen United Arab Emirates; Passport A1042768 (United Arab 
Emirates); alt. Passport A0269124 (United Arab Emirates) (individual) 
[SDNTK]
BEIJING ALITE TECHNOLOGIES CO., LTD. (a.k.a. ALCO; a.k.a. BEIJING HAILI 
LIANHE KEJI YOUXIAN GONGSI), 12A Beisanhuan Zhong Road, P.O. Box 3042, 
Beijing, China; and all other locations worldwide [NPWMD]
BEIT EL-MAL HOLDINGS (a.k.a. ARAB PALESTINIAN BEIT EL-MAL COMPANY; 
a.k.a. BEIT AL MAL HOLDINGS; a.k.a. BEIT EL MAL AL-PHALASTINI AL-ARABI 
AL-MUSHIMA AL-AAMA AL-MAHADUDA LTD.; a.k.a. PALESTINIAN

[[Page 532]]

ARAB BEIT EL MAL CORPORATION, LTD.), P.O. Box 662, Ramallah, West Bank 
[SDT] [SDGT]
BELMEX IMPORT EXPORT CO., LTD., 24 Corner Regent and Kings Streets, 
Belize City, Belize [CUBA]
BELMOKHTAR, Mokhtar; DOB 1 Jun 1972; POB Ghardaia, Algeria (individual) 
[SDGT]
BELNEFTEKHIM (a.k.a. BELARUSIAN STATE CONCERN FOR OIL AND CHEMISTRY; 
a.k.a. BELARUSIAN STATE PETROLEUM AND CHEMICALS CONCERN; a.k.a. 
BELNEFTEKHIM CONCERN; a.k.a. CONCERN BELNEFTEKHIM), GP 1 Apes Street, 
Riga LV-1039, Latvia; Oederweg 43, Frankfurt-am-Main D-60318, Germany; 
Tower B 19-B Oriental Kenzo, 48 Dongzhimenwai Street, Dongcheng 
District, Beijing 100027, China; ul Trevskaya, 20/1, Room 536, Moscow 
103789, Russia; ul Pavlovskaya, 29, Kiev 01135, Ukraine; 73 
Dzerzhinskogo Avenue, Minsk 220116, Belarus [BELARUS]
BELNEFTEKHIM USA, INC., 13 Branch St.,  213, Methuen, MA 01844; 
US FEIN 000920912 (United States) [BELARUS]
BELS FLOWERS IMPORT EXPORT BVBA, Lange Lobroekstraat 8, Antwerpen 2060, 
Belgium; C.R. No. 478351540 (Belgium) [SDNTK]
BELTRAN RODRIGUEZ, Alvaro, c/o COOPCREAR, Bogota, Colombia; c/o CAJA 
SOLIDARIA, Bogota, Colombia; DOB 10 Aug 1970; Cedula No. 79139759 
(Colombia); Passport 79139759 (Colombia) (individual) [SDNT]
BELTRAN ROMERO, Mireya Denisse, c/o OPERADORA INTEGRAL DE COMERCIO, S.A. 
DE C.V., Tijuana, Baja California, Mexico; c/o TECNOLOGIA DIGITAL Y 
SERVICIOS, S.A. DE C.V., Tijuana, Baja California, Mexico; Paseo 
Estrella de Mar No. 1210, Seccion Coronado, Colonia Playas, Tijuana, 
Baja California, Mexico; DOB 11 Mar 1981; POB Tijuana, Baja California, 
Mexico; citizen Mexico; nationality Mexico; Passport 03900215458 
(Mexico); R.F.C. BERM810311CF0 (Mexico) (individual) [SDNTK]
BELTRAN SANCHEZ, Hector Manuel, Manuel M. Flores 20 Montebello, Tijuana, 
Baja California, Mexico; c/o TECNOLOGIA DIGITAL Y SERVICIOS, S.A. DE 
C.V., Tijuana, Baja California, Mexico; c/o OPERADORA INTEGRAL DE 
COMERCIO, S.A. DE C.V., Tijuana, Baja California, Mexico; Paseo Estrella 
Del Mar No. 1210, Playas de Tijuana, Tijuana, Baja California, Mexico; 
DOB 2 Mar 1952; POB Culiacan, Sinaloa, Mexico; citizen Mexico; 
nationality Mexico; R.F.C. BESH520302AS4 (Mexico) (individual) [SDNTK]
BEN ABDELHAKIM, Cherif Said (a.k.a. ABOU SALMAN; a.k.a. AL-CHERIF, Said 
Ben Abdelhakim Ben Omar; a.k.a. ``DJALLAL''; a.k.a. ``YOUCEF''), Corso 
Lodi 59, Milan, Italy; DOB 25 Jan 1970; POB Menzel Temine, Tunisia; 
nationality Tunisia; Passport M307968 issued 8 Sep 2001 expires 7 Sep 
2006; arrested 30 Sep 2002 (individual) [SDGT]
BEN ATTIA, Nabil Ben Mohamed Ben Ali, Tunis, Tunisia; DOB 11 May 1966; 
POB Tunis, Tunisia; nationality Tunisia; Passport L289032 issued 22 Aug 
2001 expires 21 Aug 2006 (individual) [SDGT]
BEN HENI, Lased (a.k.a. BEN HANI, Al As'ad); DOB 5 Feb 1969; POB Libya; 
alt. POB Tripoli (individual) [SDGT]
BEN SOLTANE, Adel (a.k.a. BEN SOLTANE, Adel Ben Al-Azhar Ben Youssef), 
Via Latisana n. 6, Milan, Italy; DOB 14 Jul 1970; POB Tunis, Tunisia; 
nationality Tunisia; Italian Fiscal Code BNSDLA70L14Z352B; Passport 
M408665 issued 4 Oct 2000 expires 3 Oct 2005 (individual) [SDGT]
BENAVIDES MONTENEGRO, Sandra Patricia, c/o ESPIBENA S.A., Quito, 
Ecuador; RUC  0400778890 (Ecuador) (individual) [SDNT]
BENAVIDES VASQUEZ, Jorge, c/o CAJA SOLIDARIA, Bogota, Colombia; c/o 
FARMAVISION LTDA., Bogota, Colombia; c/o COPSERVIR LTDA., Bogota, 
Colombia; Cedula No. 9397198 (Colombia) (individual) [SDNT]
BENAVIDEZ CHAVEZ, Alvaro Higinio, c/o AGROPECUARIA MIRALINDO S.A., 
Cartago, Colombia; c/o ARIZONA S.A., Cartago, Colombia; Carrera 8N No. 
17A-12, Cartago, Colombia; DOB 1 Feb 1971; Cedula No. 94295393 
(Colombia); Passport 94295393 (Colombia) (individual) [SDNT]
BENDEBKA, L'Hadi (a.k.a. ABD AL HADI; a.k.a. HADI), Via Manzoni, 33, 
Cinisello Balsamo, Milan, Italy; Via Garibaldi, 70, San Zenone al Po, 
Pavia, Italy; DOB 17 Nov 1963; POB Algiers Algeria (individual) [SDGT]
BENEVOLENCE INTERNATIONAL FOUNDATION (a.k.a. AL BIR AL DAWALIA; a.k.a. 
BIF; a.k.a. BIF-USA; a.k.a. MEZHDUNARODNYJ BLAGOTVORITEL'NYJ FOND), 69 
Boshir Safaroglu St., Baku, Azerbaijan; 2465 Cawthra Rd.,  203, 
Mississauga, Ontario, L5A 3P2, Canada; P.O. Box 10845, Riyadh 11442, 
Saudi Arabia; Bangladesh; Bosnia and Herzegovina; Bashir Safar Ugli 69, 
Baku, Azerbaijan; Grozny, Chechnya, Russia; 8820 Mobile Avenue, 1A, Oak 
Lawn, IL 60453; (Formerly located at) 20-24 Branford Place, Suite 705, 
Newark, NJ 07102; Zenica, Bosnia and Herzegovina; Duisi, Georgia; 
Burgemeester Kessensingel 40, Maastricht, Netherlands; Ulitsa 
Oktyabr'skaya, dom. 89, Moscow, Russia; Dushanbe, Tajikistan; P.O. Box 
1508 Station B, Mississauga, Ontario, L4Y 4G2, Canada; 91 Paihonggou, 
Lanzhou, Gansu, China; Makhachkala, Daghestan, Russia; P.O. Box 548, 
Worth, IL 60482; Hrvatov 30, 41000, Zagreb, Croatia; (Formerly located 
at) 9838 S. Roberts Road, Suite 1-W, Palos Hills, IL 60465; Nazran,

[[Page 533]]

Ingushetia, Russia; P.O. Box 1937, Khartoum, Sudan; House 111, First 
Floor, Street 64, F-10/3, Islamabad, Pakistan; P.O. Box 1055, Peshawar, 
Pakistan; Azovskaya 6, km. 3, off. 401, Moscow, Russia; P.O. Box 7600, 
Jeddah 21472, Saudi Arabia; United Kingdom; Sarajevo, Bosnia and 
Herzegovina; 3 King Street, South Waterloo, Ontario, N2J 3Z6, Canada; 
Ottawa, Canada; Tbilisi, Georgia; Afghanistan; Gaza Strip, undetermined; 
Yemen; US FEIN 36-3823186 [SDGT]
BENEVOLENCE INTERNATIONAL FUND (a.k.a. BENEVOLENT INTERNATIONAL FUND; 
a.k.a. BIF-CANADA), P.O. Box 1508, Station B, Mississauga, Ontario, L4Y 
4G2, Canada; P.O. Box 40015, 75 King Street South, Waterloo, Ontario, 
N2J 4V1, Canada; 92 King Street, 201, Waterloo, Ontario, N2J 1P5, 
Canada; 2465 Cawthra Rd., Unit 203, Mississauga, Ontario, L5A 3P2, 
Canada [SDGT]
BENHAMMEDI, Mohammed (a.k.a. BEN HAMMEDI, Mohammed; a.k.a. BIN HAMMIDI, 
Muhammad Muhammad; a.k.a. HANNADI, Mohamed; a.k.a. ``ABU AL QASSAM''; 
a.k.a. ``ABU HAJIR''; a.k.a. ``ABU HAJIR AL LIBI''; a.k.a. ``HAMMEDI, 
Ben''; a.k.a. ``PANHAMMEDI''), Midlands, United Kingdom; DOB 22 Sep 
1966; POB Libya; citizen Libya (individual) [SDGT]
BENITEZ CASTELLANOS, Cesar Tulio, c/o COMUNICACION VISUAL LTDA., Cali, 
Colombia; c/o RIONAP COMERCIOS Y REPRESENTACIONES S.A., Quito, Ecuador; 
c/o INVERSIONES Y CONSTRUCCIONES ABC S.A., Cali, Colombia; c/o D'CACHE 
S.A., Cali, Colombia; Carrera 65 No. 13B-82, Cali, Colombia; c/o 
INVERSIONES MONDRAGON Y CIA. S.C.S., Cali, Colombia; c/o DROGAS LA 
REBAJA, Cali, Colombia; Cedula No. 14969366 (Colombia) (individual) 
[SDNT]
BENITEZ SANCHEZ, Jose Arturo, c/o MAPRI DE COLOMBIA LTDA., Bogota, 
Colombia; c/o COSMEPOP, Bogota, Colombia; c/o AMERICANA DE COSMETICOS 
S.A., Bogota, Colombia; c/o DISTRIEXPORT S.A., Bogota, Colombia; Cedula 
No. 10276819 (Colombia); Passport 10276819 (Colombia) (individual) 
[SDNT]
BENOIT SANTAMARIA, Alvaro Jose, c/o BENOIT VELEZ AGROPECUARIA LA VEREDA 
Y CIA. S.C.S., Pereira, Colombia; Calle 24 No. 7-29 apto. 413, Pereira, 
Colombia; DOB 23 Oct 1964; POB Cali, Colombia; Cedula No. 16704710 
(Colombia); Passport AH283771 (Colombia) (individual) [SDNT]
BENOIT VELEZ AGROPECUARIA LA VEREDA Y CIA. S.C.S., Carrera 4 No. 26-14, 
Pereira, Colombia; NIT  816005088-0 (Colombia) [SDNT]
BEQIRI, Idajet (a.k.a. BEQIRI, Hidajet); DOB 20 Feb 1951; POB 
Mallakaster Fier, Albania (individual) [BALKANS]
BERASATEGUI ESCUDERO, Ismael; DOB 15 June 1969; POB Eibar Guipuzcoa 
Province, Spain; D.N.I. 15.379.555; Member ETA (individual) [SDGT]
BERDUGO CASTILLO, Wilson Jose, c/o CAJA SOLIDARIA, Bogota, Colombia; c/o 
COPSERVIR LTDA., Bogota, Colombia; Cedula No. 8724954 (Colombia) 
(individual) [SDNT]
BERNAL, Beatriz, c/o VILLARO LTDA., Bogota, Colombia; Cedula No. 
65497873 (Colombia) (individual) [SDNT]
BETTINA SHIPPING CO. LTD., c/o EMPRESA DE NAVEGACION MAMBISA, Apartado 
543, San Ignacio 104, Havana, Cuba [CUBA]
BEWELL CORPORATION, INC., Panama [CUBA]
BEXHETI, Nuri; DOB 1962; POB Tetovo, Macedonia (individual) [BALKANS]
BIN ABAS, Sulaiman (a.k.a. ABAS, Mohamad Nasir; a.k.a. ABAS, Nasir; 
a.k.a. BIN ABAS, Mohammed Nasir; a.k.a. ``KHAIRUDDIN''; a.k.a. 
``SOLIMAN''); DOB 6 May 1969; nationality Malaysia (individual) [SDGT]
BIN HUSIN, Azahari (a.k.a. BIN HUSAN, Azahari; a.k.a. HUSIN, Azahari); 
DOB 14 Sep 1957; POB Malaysia; nationality Malaysia (individual) [SDGT]
BIN LADIN, Usama bin Muhammad bin Awad (a.k.a. BIN LADEN, Osama; a.k.a. 
BIN LADEN, Usama; a.k.a. BIN LADIN, Osama; a.k.a. BIN LADIN, Osama bin 
Muhammad bin Awad; a.k.a. BIN LADIN, Usama); DOB 30 Jul 57; alt. DOB 
1958; POB Jeddah, Saudi Arabia; alt. POB Yemen (individual) [SDT] [SDGT]
BIN MANSOUR, Amran (a.k.a. BIN MANSOR, Amran; a.k.a. BIN MANSOR, Henry; 
a.k.a. MANSOR, Amran); DOB 25 May 1965; POB Malaysia (individual) [SDGT]
BIN MARWAN, Bilal; DOB 1947 (individual) [SDGT]
BIN MUHAMMAD, Ayadi Chafiq (a.k.a. AIADI, Ben Muhammad; a.k.a. AIADY, 
Ben Muhammad; a.k.a. AYADI CHAFIK, Ben Muhammad; a.k.a. AYADI SHAFIQ, 
Ben Muhammad), Darvingasse 1/2/58-60, Vienna, Austria; 28 Chaussee de 
Lille, Mouscron, Belgium; Helene Meyer Ring 10-1415-80809, Munich, 
Germany; Tunisia; 129 Park Road, NW8, London, United Kingdom; DOB 21 Jan 
1963; POB Safais (Sfax), Tunisia (individual) [SDGT]
BINALSHIBH, Ramzi Mohammed Abdullah (a.k.a. BIN AL SHIBH, Ramzi; a.k.a. 
BINALSHEIDAH, Ramzi Mohamed Abdullah; a.k.a. OMAR, Ramzi Mohammed 
Abdellah), Billstedter Hauptstr Apt. 14, Hamburg 22111, Germany; Emil 
Anderson Strasse 5, Hamburg 22073, Germany; Letzte Heller  109, 
Hamburg University, Hamburg 22111, Germany; Marienstr  54, 
Hamburg 21073, Germany; Schleemer Ring 2, Hamburg 22117, Germany; DOB 1 
May 1972; alt.

[[Page 534]]

DOB 16 Sept 1973; POB Hadramawt, Yemen; alt. POB Khartoum Sudan; 
nationality Yemen; Passport A755350 (Saudi Arabia); alt. Passport R85243 
(Yemen); alt. Passport 00085243 (Yemen) (individual) [SDGT]
BIO CORPORATION (a.k.a. BOSNIAN INVESTMENT ORGANIZATION), Sarajevo, 
Bosnia and Herzegovina [BALKANS]
BJELICA, Milovan 'Cicko', Starine Novaka Street BB, Sokolac, Republika 
Srpska, Bosnia and Herzegovina; DOB 19 Oct 1958; POB Rogatica, Bosnia-
Herzegovina; National ID No. 1910958130007 (individual) [BALKANS]
BLACKMORE INVESTMENTS A.V.V., L.G. Smith Blvd. 48, Oranjestad, Aruba; 
P.O. Box 1060, Oranjestad, Aruba; C.R. No. 12128.0 (Aruba) [SDNT]
BLAGOJEVIC, Vidoje; DOB 22 Jun 1950; POB Bratunac, Bosnia-Herzegovina; 
ICTY indictee (individual) [BALKANS]
BLANCO BAHOQUE, Gabino Leon, c/o SU SERVICIO SOCIEDAD LTDA., 
Barranquilla, Colombia; Cedula No. 72136630 (Colombia) (individual) 
[SDNT]
BLANCO ORTEGA, Marylin, c/o DROGAS LA REBAJA BUCARAMANGA S.A., 
Bucaramanga, Colombia; c/o COOPDISAN, Bucaramanga, Colombia; c/o 
COMUDROGAS LTDA., Bucaramanga, Colombia; Cedula No. 63332075 (Colombia); 
Passport 63332075 (Colombia) (individual) [SDNT]
BLANCO PUERTA, Edgar Fernando; DOB 19 Jun 1946; POB Medellin, Antioquia, 
Colombia; Cedula No. 13224238 (Colombia) (individual) [SDNTK]
BLASKIC, Tihomir; DOB 2 Nov 1960; POB Brestovsko, Bosnia-Herzegovina; 
ICTY indictee (individual) [BALKANS]
BLE GOUDE, Charles, 23 BP 3383, Abidjan 23, Cote d Ivoire; DOB 1 Jan 
1972; POB Guiberoua, Cote d'Ivoire; Passport PDAE088DH12 (Cote d 
Ivoire); Head of ``Young Patriots'' (Congres Panafricain des Jeunes 
Patriotes, COJEP) (individual) [COTED]
BLOTO INTERNATIONAL COMPANY (a.k.a. BLOTO INTERNATIONAL, LTD.; a.k.a. 
BLUTO INTERNATIONAL; a.k.a. PLUTO-DUBAI TRADING COMPANY, LLC), Dubai, 
United Arab Emirates; Iraq; 131/13 Soi 7/1 Sukhumvit Road, Wattana, 
Bangkok, Thailand; 131/13 Sukhumvit Road, Klongtoey Neua sub-district, 
Wattana District [IRAQ2]
BLUE NILE BREWERY, P.O. Box 1408, Khartoum, Sudan [SUDAN]
BLUE NILE PACKING CORPORATION, P.O. Box 385, Khartoum, Sudan [SUDAN]
BO, Maung; DOB 16 Feb 1945; citizen Burma; nationality Burma; 
Lieutenant-General; Chief of Bureau of Special Operation 4; Member, 
State Peace and Development Council (individual) [BURMA]
BOCOTA AGUABLANCA, Gustavo (a.k.a. BOGOTA, Gustavo; a.k.a. ``ESTEVAN''; 
a.k.a. ``TRIBISU''); DOB 28 Aug 1966; Cedula No. 9466199 (Colombia); 
alt. Cedula No. 9466833 (Colombia) (individual) [SDNTK]
BODDEN GALE, Elvert Dowie (a.k.a. ``TIO BODDEN''), Roatan, Honduras; DOB 
24 Apr 1956; POB Honduras; Passport A046090 (Honduras) (individual) 
[SDNT]
BOHADA AVILA, Lubin, c/o ASESORES CONSULTORES ASOCIADOS LTDA., Cali, 
Colombia; c/o GAD S.A., La Union, Valle, Colombia; Carrera 100 No. 11-90 
of. 403, Cali, Colombia; c/o INDUSTRIAS DEL ESPIRITU SANTO S.A., 
Malambo, Atlantico, Colombia; c/o CONSTRUCCIONES E INVERSIONES LTDA., La 
Union, Valle, Colombia; c/o TARRITOS S.A., Cali, Colombia; Calle 142A 
No. 106A-21 apt. 302, Bogota, Colombia; c/o AGRONILO S.A., Toro, Valle, 
Colombia; c/o ARMAGEDON S.A., La Union, Valle, Colombia; c/o FRUTAS DE 
LA COSTA S.A., Malambo, Atlantico, Colombia; c/o WORLD WORKING 
COMERCIALIZADORA INTERNACIONAL S.A., Cali, Colombia; c/o FUNDACION 
CENTRO FRUTICOLA ANDINO, La Union, Valle, Colombia; Cedula No. 19093178 
(Colombia) (individual) [SDNT]
BOILEAU, Pierre, 1078 Rue Champigny, Duvernay, Quebec, Canada 
(individual) [CUBA]
BOLSAK E.U. (a.k.a. BOLSAK S.A.), Calle 15 No. 25-400 Urbanizacion 
Industrial Acopi, Yumbo, Colombia; NIT  Provisional (Colombia) 
[SDNT]
BONOMERCAD S.A. (f.k.a. DECACOOP S.A.), Transversal 29 No. 39-92, 
Bogota, Colombia; NIT  830018919-3 (Colombia) [SDNT]
BONYONGWE, Happyton Mabhuya; DOB 6 Nov 1960; POB Chikomba District, 
Zimbabwe; nationality Zimbabwe; Director General, Central Intelligence 
Organization (individual) [ZIMBABWE]
BORAVCANIN, Ljubomir; DOB 27 Feb 1960; POB Han Pijesak, Bosnia-
Herzegovina; ICTY indictee (individual) [BALKANS]
BORBOA ZAZUETA, Zynthia (a.k.a. BORBOA DE ZAMBADA, Zynthya; a.k.a. 
BORBOA ZAZUETA, Cinthia), Calle Miguel Hidalgo PTE 348, Centro Culiacan, 
Sinaloa, Mexico; Lago Maracaibo 3121, Lago Azul y Ave Lago Azul, Lomas 
de Boulevard, Culiacan, Sinaloa, Mexico; Manuel Bonilla 1166, Guadalupe, 
Culiacan, Sinaloa, Mexico; c/o MULTISERVICIOS JEVIZ S.A. DE C.V., 
Culiacan, Sinaloa, Mexico; DOB 30 Jan 1975; POB Sinaloa, Mexico; citizen 
Mexico; nationality Mexico; C.U.R.P. BOZC750130MSLRZN09 (Mexico); 
Passport 04040046465 (Mexico); R.F.C. BOZZ-750130-LK4 (Mexico) 
(individual) [SDNTK]
BOROVCANIN, Veljko; DOB 25 Sep 1957; POB Sarajevo, Bosnia-Herzegovina 
(individual) [BALKANS]
BOROVNICA, Goran; DOB 15 Aug 1965; ICTY indictee at large (individual) 
[BALKANS]

[[Page 535]]

BORRERO QUINTERO, Hector Fabio, c/o INVERSIONES SANTA LTDA., Cali, 
Colombia; c/o SOCIEDAD CONSTRUCTORA LA CASCADA S.A., Cali, Colombia; 
Carrera 21 No. 9E-48, Cali, Colombia; c/o INMOBILIARIA SAMARIA LTDA., 
Cali, Colombia; DOB 10 Feb 1948; Cedula No. 14945412 (Colombia) 
(individual) [SDNT]
BOSANSKA IDEALNA FUTURA (a.k.a. BECF CHARITABLE EDUCATIONAL CENTER; 
a.k.a. BENEVOLENCE EDUCATIONAL CENTER; a.k.a. BIF-BOSNIA; a.k.a. BOSNIAN 
IDEAL FUTURE), Hadzije, Mazica Put 16F, 72000 Zenica, Bosnia and 
Herzegovina; Sehidska, Street, Breza, Bosnia and Herzegovina; Hamze, 
Celenke 35, Ilidza, Sarajevo, Bosnia and Herzegovina; Kanal, 1, 72000 
Zenica, Bosnia and Herzegovina; Salke Lagumdzije 12, 71000 Sarajevo, 
Bosnia and Herzegovina [SDGT]
BOSKOVSKI, Ljube; DOB 24 Oct 1960 (individual) [BALKANS]
BOUCHOUCHA, Mokhtar (a.k.a. BOUCHOUCHA, Al-Mokhtar Ben Mohamed Ben Al- 
Mokhtar; a.k.a. BUSHUSHA, Mokhtar), Via Milano n.38, Spinadesco (CR), 
Italy; DOB 13 Oct 1969; POB Tunisia; nationality Tunisia; Italian Fiscal 
Code BCHMHT69R13Z352T; Passport K754050 issued 26 May 1999 expires 25 
May 2004 (individual) [SDGT]
BOUGHANEMI, Faycal (a.k.a. BOUGHANMI, Faical), viale Cambonino, 5/B, 
Cremona, Italy; DOB 28 Oct 1966; POB Tunis, Tunisia; nationality 
Tunisia; Italian Fiscal Code BGHFCL66R28Z352G (individual) [SDGT]
BOURNE FARM, Chegutu, Zimbabwe [ZIMBABWE]
BOUT, Sergei Anatolyievich (a.k.a. NIKOLAYEVICH BUT, Sergey; a.k.a. 
``BUT''; a.k.a. ``BUTT''; a.k.a. ``SERGEY''; a.k.a. ``SERGI''; a.k.a. 
``SERGO''; a.k.a. ``SERGUEI''), c/o AIR ZORY, 54 G. M. Dimitrov Blvd, 
Sofia BG- 1125, Bulgaria; Moscow, Russia; c/o AIR CESS, Islamabad, 
Pakistan; c/o AIR CESS, P.O. Box 7837, Sharjah, United Arab Emirates; 
DOB 27 Aug 1961; POB Tajikistan; citizen Russia; alt. citizen Ukraine; 
National ID No. CB039314 (Ukraine); alt. National ID No. 76704 (Russia) 
(individual) [LIBERIA]
BOUT, Viktor Anatolijevitch (a.k.a. BONT; a.k.a. BOUTOV; a.k.a. BUTT; 
a.k.a. BUTTE; a.k.a. SERGITOV, Vitali); DOB 13 JAN 1967; alt. DOB 13 JAN 
1970; POB Dushanbe, Tajikistan; Dealer and transporter of weapons and 
minerals; Owner, Great Lakes Business Company, Compagnie Aerienne des 
Grands Lacs, Bukavu Aviation Transport, and Business Air Services 
(individual) [LIBERIA] [DRCONGO]
BOUTIQUE LA MAISON, 42 Via Brasil, Panama City, Panama [CUBA]
BOUYAHIA, Hamadi Ben Abdul Aziz Ben Ali (a.k.a. GAMEL MOHAMED), Corso 
XXII Marzo 39, Milan, Italy; DOB 22 May 1966; alt. DOB 29 May 1966; POB 
Tunisia; nationality Tunisia; Passport L723315 issued 5 May 1998 expires 
4 May 2003; arrested 30 Sep 2002 (individual) [SDGT]
BRADFIELD MARITIME CORPORATION INC., c/o EMPRESA DE NAVEGACION MAMBISA, 
Apartado 543, San Ignacio 104, Havana, Cuba [CUBA]
BRALO, Miroslav (a.k.a. CICKO); DOB 13 Oct 1967; POB Kratine, Vitez 
(individual) [BALKANS]
BRDJANIN, Radoslav; DOB 9 Feb 1948; POB Popovac, Bosnia-Herzegovina; 
ICTY indictee (individual) [BALKANS]
BRICENO SUAREZ, German (a.k.a. SUAREZ ROJAS, Noe; a.k.a. ``GRANOBLES''); 
DOB 15 Dec 1953; Cedula No. 347943 (Colombia) (individual) [SDNTK]
BRICENO SUAREZ, Jorge (a.k.a. BRICENO SUAREZ, Jorge Enrique; a.k.a. MONO 
JOJOY; a.k.a. OSCAR RIANO; a.k.a. SUAREZ ROJAS, Victor Julio; a.k.a. 
SUAREZ, Luis); DOB Jan 1953; alt. DOB 2 Jan 1951; alt. DOB 5 Feb 1953; 
alt. DOB 1 Feb 1949; POB Santa Marta, Magdalena, Colombia; alt. POB 
Cabrera, Cundinamarca, Colombia; Cedula No. 19208210 (Colombia); alt. 
Cedula No. 70753211 (Colombia); alt. Cedula No. 12536519 (Colombia); 
alt. Cedula No. 17708695 (Colombia) (individual) [SDNTK]
BRIGHT, Charles R.; DOB 29 AUG 1948; Former Minister of Finance of 
Liberia (individual) [LIBERIA]
BRISENO MAR, Gloria Elisa (a.k.a. BRISENO, Lizzy; a.k.a. OCHOA, Gloria 
Elisa), c/o LIZZY MUNDO INTERIOR, Guadalajara, Jalisco, Mexico; c/o MC 
OVERSEAS TRADING COMPANY S.A. DE C.V., Guadalajara, Jalisco, Mexico; c/o 
INVERSIONES Y REPRESENTACIONES S.A., Medellin, Colombia; DOB 16 Aug 
1965; POB Durango, Mexico; C.U.R.P. BIMG650816MDGRRL05 (Mexico); 
Passport 99140015920 (Mexico) (individual) [SDNT]
BROTHERS (f.k.a. TULIP ISLANDS) (vessel) [CUBA]
BRUNELLO LTD., Nine Island Avenue, Unit 1411, Miami Beach, FL; Grand 
Cayman, Cayman Islands; C.R. No. 68557 (Cayman Islands) [SDNT]
BUENDIA CUELLAR, Luis Alfonso, c/o GALAPAGOS S.A., Cali, Colombia; 
Cedula No. 6044411 (Colombia) (individual) [SDNT]
BUENO GARCIA, Santos, c/o NUEVA INDUSTRIA DE GANADEROS DE CULIACAN S.A. 
DE C.V., Culiacan, Sinaloa, Mexico; Calle Granate 816, Culiacan, Sinaloa 
80015, Mexico; Calle Rio Fuerte 581, Culiacan, Sinaloa 80220, Mexico; c/
o ESTABLO PUERTO RICO S.A. DE C.V., Culiacan, Sinaloa, Mexico; DOB 27 
Mar 1964; POB Sinaloa, Mexico; citizen Mexico; nationality Mexico; 
C.U.R.P. BUGS640327MSLNRN01 (Mexico); Passport 040035868 (Mexico) 
(individual) [SDNTK]

[[Page 536]]

BUENO GUERRERO, Alfonso, c/o CLINICA SAN FRANCISCO S.A., Tulua, Valle, 
Colombia; Carrera 45 No. 4A-10, Cali, Colombia; c/o APOYOS DIAGNOSTICOS 
S.A., Tulua, Valle, Colombia; Carrera 52 No. 33-84, Tulua, Valle, 
Colombia; DOB 17 Sep 1941; POB Tulua, Valle, Colombia; citizen Colombia; 
nationality Colombia; Cedula No. 17056503 (Colombia) (individual) [SDNT]
BUENO RAMIREZ, Pompeyo, c/o CREDISOL, Bogota, Colombia; c/o DROCARD 
S.A., Bogota, Colombia; c/o FARMACOOP, Bogota, Colombia; c/o 
COMERCIALIZADORA DIGLO LTDA., Bogota, Colombia; c/o ADMACOOP, Bogota, 
Colombia; Cedula No. 13354747 (Colombia); Passport 13354747 (Colombia) 
(individual) [SDNT]
BUHLER, Bruno, 57 Rue du Rhone, CH-1204 Geneva, Switzerland (individual) 
[IRAQ2]
BUILDING MATERIALS AND REFRACTORIES CORPORATION, P.O. Box 2241, 
Khartoum, Sudan [SUDAN]
BUISIR, Ibrahim, Ireland; DOB circa 1962; POB Libya; IARA Representative 
in Ireland (individual) [SDGT]
BUITRAGO DE HERRERA, Luz Mery, c/o INVERSIONES HERREBE LTDA., Cali, 
Colombia; c/o AGROPECUARIA Y REFORESTADORA HERREBE LTDA., Cali, 
Colombia; c/o CONSTRUEXITO S.A., Cali, Colombia; c/o VALLADARES LTDA., 
Cali, Colombia; c/o AGROPECUARIA BETANIA LTDA., Cali, Colombia; c/o W. 
HERRERA Y CIA., Cali, Colombia; c/o INVERSIONES BETANIA LTDA., Cali, 
Colombia; c/o INVERSIONES INVERVALLE S.A., Cali, Colombia; c/o 
INVERSIONES GEMINIS S.A., Cali, Colombia; c/o INVERSIONES EL GRAN CRISOL 
LTDA., Cali, Colombia; c/o SOCOVALLE, Cali, Colombia; DOB 24 Aug 1924; 
Cedula No. 29641219 (Colombia) (individual) [SDNT]
BUITRAGO MARIN, Adiela, c/o INDUSTRIA AVICOLA PALMASECA S.A., Cali, 
Colombia; c/o CONSTRUEXITO S.A., Cali, Colombia; DOB 28 Feb 1951; Cedula 
No. 31137617 (Colombia) (individual) [SDNT]
BUITRAGO MARIN, Nubia, c/o INMOBILIARIA U.M.V. S.A., Cali, Colombia; DOB 
5 Apr 1948; Cedula No. 31132922 (Colombia) (individual) [SDNT]
BUITRAGO PARADA, Hector German (a.k.a. ``MARTIN LLANOS''); DOB 21 Jan 
1968; POB Monterrey, Casanare, Colombia; Cedula No. 79436816 (Colombia) 
(individual) [SDNTK]
BUKA, Flora; DOB 25 Feb 1968; Minister of State for Special Affairs, 
Land and Resettlement Program (individual) [ZIMBABWE]
BUKAVU AVIATION TRANSPORT, Congo, Democratic Republic of the [LIBERIA]
BURGAN INTERNATIONAL, Kuwait [CUBA]
BURHAN, Dr. Sahir (a.k.a. AL-DEEN, Saher Burhan; a.k.a. BARHAN, Dr. 
Sahir; a.k.a. BERHAN, Dr. Sahir; a.k.a. BURHAN, Sahir), United Arab 
Emirates; Baghdad, Iraq; DOB 1967; nationality Iraq (individual) [IRAQ2]
BUSINESS AIR SERVICES, Congo, Democratic Republic of the [LIBERIA]
BUTEMBO AIRLINES (a.k.a. AIR BUTEMBO), Bunia, Congo, Democratic Republic 
of the; Butembo, Congo, Democratic Republic of the [DRCONGO]
BUTKA, Spiro; DOB 29 May 1949 (individual) [BALKANS]
C A V J CORPORATION LTDA., Calle 166 No. 38-50, Bogota, Colombia; NIT 
 830101426-9 (Colombia) [SDNT]
C Y S MEDIOS E.U., Calle 18 No. 106-98 of. 305, Cali, Colombia; NIT 
 805015105-0 (Colombia) [SDNT]
C.A. V.J. CORPORATION, Calle 18, Zona Industrial 1, Intercomunal de 
Cabudare Barquisimeto, Lara, Venezuela; Avenida 20 (detras del Country 
Club), Edificio Drcenca Barquisimeto, Lara, Venezuela; Calle 14, Zona 
Industrial 1, Intercomunal de Cabudare Barquisimeto, Lara, Venezuela; 
RIF  J-30460672-9 (Venezuela) [SDNT]
C.I. OTILIA FLOWERS S.A., Vereda Las Manas, Finca La Estancia, Cajica, 
Cundinamarca, Colombia; Carrera 11 No. 94-02 Ofc. 405, Bogota, Colombia; 
NIT  800207350-5 (Colombia) [SDNT]
C.N.A. PUBLICIDAD LTDA., Calle 74 No. 53-30, Barranquilla, Colombia; NIT 
 802002664-9 (Colombia) [SDNT]
C.W. SALMAN PARTNERS, 1401 Brickell Avenue, Miami, FL 33131; US FEIN 65-
0111089 (United States) [SDNT]
CABAL DAZA, Carlos Alfonso, c/o COPSERVIR LTDA., Bogota, Colombia; 
Carrera 13G No. 36A-03 Sur, Bogota, Colombia; Carrera 2N No. 39A-35, 
Bogota, Colombia; c/o FARMAVISION LTDA., Bogota, Colombia; c/o CAJA 
SOLIDARIA, Bogota, Colombia; c/o COOPIFARMA, Bucaramanga, Colombia; 
Cedula No. 79320690 (Colombia) (individual) [SDNT]
CABALLERO, Oliverio, c/o COOPIFARMA, Bucaramanga, Colombia; c/o 
COPSERVIR LTDA., Bogota, Colombia; c/o CAJA SOLIDARIA, Bogota, Colombia; 
Calle 47B Sur Bloque 7-8 Manz. E ap. 101, Bogota, Colombia; Cedula No. 
79473097 (Colombia) (individual) [SDNT]
CABANA GUILLEN, Sixto Antonio (a.k.a. ``BIOHO, Domingo''; a.k.a. 
``BIOJA, Domingo''); DOB 15 Jun 1955; POB Orihueca Cienaga, Magdalena, 
Colombia; citizen Colombia; nationality Colombia; Cedula No. 19500634 
(Colombia) (individual) [SDNTK]
CABDULLAAH, Ciise Maxamed, Mosque in Via Quaranta, Milan, Italy; DOB 8 
Oct 1974; POB Somalia; nationality Somalia; arrested 31 Mar 2003 
(individual) [SDGT]
CABLES NACIONALES S.A. (a.k.a. CANAL S.A.), Calle 111 No. 34-139, 
Barranquilla, Colombia; NIT  802005017-7 (Colombia) [SDNT]

[[Page 537]]

CABRERA DIAZ, Hermilo (a.k.a. CABRERA DIAZ, Ermilo; a.k.a. 
``BERTULFO''); DOB 25 Nov 1941; POB Huila, Colombia; citizen Colombia; 
nationality Colombia; Cedula No. 9680080 (Colombia) (individual) [SDNTK]
CABRERA, Jose Benito (a.k.a. CABRERA CUEVAS, Jose Benito; a.k.a. ``EL 
MONO FABIAN''; a.k.a. ``FABIAN RAMIREZ''); DOB 6 Jul 1963; alt. DOB 5 
Jul 1965; POB El Paujil, Caqueta, Colombia; Cedula No. 96329309 
(Colombia) (individual) [SDNTK]
CADAVID MAYA, Uriel, c/o COPSERVIR LTDA., Bogota, Colombia; c/o 
COOPERATIVA DE TRABAJO ASOCIADO ACTIVAR, Bogota, Colombia; Carrera 9 No. 
9-65, Florida, Valle, Colombia; Carrera 6 No. 11-43 of. 505, Cali, 
Colombia; DOB 16 Nov 1967; Cedula No. 16885028 (Colombia) (individual) 
[SDNT]
CADENAS VIRAMONTES, Porfirio Miguel, c/o OVERSEAS TRADING COMPANY S.A., 
Guatemala City, Guatemala; Calle Justo Sierra 1963, Colonia Ladron de 
Guevara, Guadalajara, Jalisco, Mexico; c/o MC OVERSEAS TRADING COMPANY 
S.A. DE C.V., Guadalajara, Mexico; Calle Mar del Sur No 2075 Int. 1, 
Colonia Fraccionamiento Country Club, Guadalajara, Jalisco, Mexico; 
Calle Nelson 421-B, Guadalajara, Jalisco, Mexico; c/o INMOBILIUM 
INVESTMENT CORP., Panama City, Panama; DOB 12 Jun 1959; POB Guadalajara, 
Jalisco, Mexico; C.U.R.P. CAUP590612HJCDRR09 (Mexico); NIT  
2665307-9 (Guatemala); Passport 97140096573 (Mexico); RFC CAVP- 590612-
AD1 (Mexico) (individual) [SDNT]
CAFE ANDINO S.L., Calla Cochabamba 2, Madrid, Madrid, Spain; C.I.F. 
B81891244 (Spain) [SDNT]
CAICEDO COLORADO, Abelardo (a.k.a. ``SOLIS ALMEIDA''); DOB 3 Mar 1960; 
POB Mercaderes, Cauca, Colombia; citizen Colombia; nationality Colombia 
(individual) [SDNTK]
CAICEDO GALLEGO, Maria Nury (a.k.a. CAYCEDO GALLEGO, Maria Nury), 85 
Brainerd Road, Townhouse 9, Allston, MA 02134; 18801 Collins Ave., Apt. 
322-3, Sunny Isles Beach, FL 33160; c/o INVERSIONES AGROINDUSTRIALES DEL 
OCCIDENTE LTDA., Bogota, Colombia; Calle 2 Casa No. 4-13, Barrio San 
Isidro, Venezuela; c/o DIMABE LTDA., Bogota, Colombia; Calle 90 No. 10-
05, Bogota, Colombia; Avenida 11 No. 7N-166, Cali, Colombia; c/o 
COMPANIA AGROPECUARIA DEL SUR LTDA., Bogota, Colombia; Diagonal 130 No. 
7-20, Apt. 806, Bogota, Colombia; c/o COLOMBO ANDINA COMERCIAL COALSA 
LTDA., Bogota, Colombia; c/o SALOME GRAJALES Y CIA. LTDA., Bogota, 
Colombia; DOB 16 Nov 1956; POB Tulua, Valle, Colombia; citizen Colombia; 
nationality Colombia; Cedula No. 31191388 (Colombia); Passport AE889461 
(Colombia); alt. Passport AH286341 (Colombia); SSN 594-33-3352 (United 
States) issued 1993 (individual) [SDNT]
CAICEDO ROJAS, Jorge Ernesto, c/o HOTEL LA CASCADA S.A., Girardot, 
Colombia; Calle 82 No 11-37 Ofc. 504, Bogota, Colombia; c/o PROMOCIONES 
E INVERSIONES LAS PALMAS S.A., Bogota, Colombia; DOB 21 Oct 1955; POB 
Bogota, Colombia; Cedula No. 3227987 (Colombia) (individual) [SDNT]
CAICEDO VERGARA, Nohemy (a.k.a. CAICEDO VERGARA, Nohemi), c/o INDUSTRIA 
DE PESCA SOBRE EL PACIFICO S.A., Buenaventura, Colombia; Km. 4 El Pinal, 
Buenaventura, Colombia; Cedula No. 31375185 (Colombia) (individual) 
[SDNT]
CAJA AMIGO EXPRESS, S.A. DE C.V., Boulevard Agua Caliente, Tijuana, Baja 
California, Mexico; 660 Bay Boulevard, Suite 205, Chula Vista, CA 91910; 
Calle 4, Entre Constitucion y Revolucion, Zona Centro, Tijuana, Baja 
California, Mexico; Diaz Ordaz, 9B Del Prado, Entre Bugambilias y 
Azucenas, Tijuana, Baja California, Mexico; Calle 4, Entre Conot & Revo, 
Tijuana, Baja California, Mexico; R.F.C. CAE-990224-BA3 (Mexico) [SDNTK]
CAJA SOLIDARIA (a.k.a. COOPERATIVA DE AHORRO Y CREDITO DE COLOMBIA; 
a.k.a. COOPERATIVA MULTIACTIVA DE COMERCIALIZACION Y SERVICIOS), Avenida 
22 No. 40-77 of. 202, Bogota, Colombia; Calle 12B No. 27-39, Bogota, 
Colombia; Carrera 13A No. 28-38 of. 216 Parque, Bogota, Colombia; 
Transversal 29 No. 35A-29, Bogota, Colombia; Avenida 22 No. 44-70 of. 
202, Bogota, Colombia; Carrera 13A No. 89-38 of. 713, Bogota, Colombia; 
NIT  830033942-6 (Colombia) [SDNT]
CALDERON ASCANIO, Mercedes, c/o SEGECOL LTDA., Bucaramanga, Colombia; 
Cedula No. 63319306 (Colombia) (individual) [SDNT]
CALDERON ASCANIO, Reinaldo (a.k.a. CALDERON ASCANIO, Reynaldo), c/o 
COOPERATIVA DE TRABAJO ASOCIADO ACTIVAR, Bogota, Colombia; c/o 
MEGAPHARMA LTDA., Bogota, Colombia; c/o COOPIFARMA, Bucaramanga, 
Colombia; Calle 54 No. 23-10, Bucaramanga, Colombia; DOB 12 Jun 1978; 
Cedula No. 13541010 (Colombia) (individual) [SDNT]
CALDERON COLLAZOS, Gonzalo, c/o GEOPLASTICOS S.A., Cali, Colombia; c/o 
CONSTRUCCIONES PROGRESO DEL PUERTO S.A., Puerto Tejada, Colombia; c/o 
BANANERA AGRICOLA S.A., Santa Marta, Colombia; c/o COMPANIA DE FOMENTO 
MERCANTIL S.A., Cali, Colombia; DOB 29 Sep 1952; POB Cali, Valle, 
Colombia; Cedula No. 14989778 (Colombia); Passport 14989778 (Colombia) 
(individual) [SDNT]
CALDERON OLIVAR, Rafael Alfredo, c/o DISTRIBUIDORA DE DROGAS LA

[[Page 538]]

REBAJA PEREIRA S.A., Pereira, Colombia; c/o LITOPHARMA, Barranquilla, 
Colombia; c/o COOMULCOSTA, Barranquilla, Colombia; Cedula No. 19582440 
(Colombia) (individual) [SDNT]
CALGARY FARM, Mazowe, Zimbabwe [ZIMBABWE]
CALI @ TELE.COM LTDA. (a.k.a. HOLA TELECOMUNICACIONES), Calle 13 No. 80-
60 Loc. 224, Cali, Colombia; NIT  805021515-1 (Colombia) [SDNT]
CALLE SERNA, Luis Enrique (a.k.a. CALLE SERNA, Manuel; a.k.a. ``COMBA''; 
a.k.a. ``COMBATIENTE''), Carrera 24C No. 33B-108, Santa Monica, 
Casanare, Colombia; Calle 1 No. 56-109, Seminario B, Caro 31, Cali, 
Colombia; Avenida 8N No. 9N-57, Cali, Colombia; DOB 16 Aug 1976; POB 
Cali, Colombia; alt. POB Armenia, Quindio, Colombia; citizen Colombia; 
Cedula No. 94487319 (Colombia) issued 31 Oct 1994; Passport AI811078 
(Colombia) issued 09 May 2003; alt. Passport 94487319 (Colombia) issued 
09 May 2003 expires 09 May 2013; alt. Passport AH454934 (Colombia) 
(individual) [SDNT]
CALVO LOMBANA, Gabriel Andres, c/o FISHING ENTERPRISE HOLDING INC., 
Panama City, Panama; c/o AQUAMARINA ISLAND INTERNATIONAL CORPORATION, 
Panama City, Panama; c/o ORIMAR LTDA., Bogota, Colombia; DOB 20 Aug 
1935; POB Bogota, Colombia; Cedula No. 2859105 (Colombia) (individual) 
[SDNT]
CAMACHO VALLEJO ASESORES E.U. (a.k.a. CAMACHO VALLEJO CONTADORES), Calle 
23BN No. 5N-37, Ofc. 202, Cali, Colombia; NIT  805031109-7 
(Colombia) [SDNT]
CAMACHO VALLEJO, Francisco Jose, c/o AGROPECUARIA LINDARAJA S.A., Cali, 
Colombia; c/o INVERSIONES BRASILAR S.A., Bogota, Colombia; c/o ILOVIN 
S.A., Bogota, Colombia; c/o CRETA S.A., La Union, Valle, Colombia; c/o 
CANADUZ S.A., Cali, Colombia; c/o CAMACHO VALLEJO ASESORES E.U., Cali, 
Colombia; c/o AGRONILO S.A., Toro, Valle, Colombia; Calle 23 BN No. 5-37 
of. 202, Cali, Colombia; Carrera 37 No. 6-36, Cali, Colombia; c/o 
JOSAFAT S.A., Tulua, Valle, Colombia; Cedula No. 14443381 (Colombia) 
(individual) [SDNT]
CAMACHO VALLEJO, Javier, c/o INVERSIONES AGROINDUSTRIALES DEL OCCIDENTE 
LTDA., Bogota, Colombia; Carrera 65 No. 14C-90, Casa 65, Cali, Colombia; 
c/o COMPANIA AGROPECUARIA DEL SUR LTDA., Bogota, Colombia; c/o CAMACHO 
VALLEJO ASESORES E.U., Cali, Colombia; citizen Colombia; nationality 
Colombia; Cedula No. 16614154 (Colombia) (individual) [SDNT]
CAMARGO, Norbei (a.k.a. CAMARGO, Norbey; a.k.a. TRIANA, Hermer; a.k.a. 
``JAMES PATAMALA''; a.k.a. ``JAMES PATAPALO''; a.k.a. ``MUERTA 
PARADO''); DOB 5 Aug 1965; POB El Paujil, Caqueta, Colombia; citizen 
Colombia; nationality Colombia; Cedula No. 17702895 (Colombia) 
(individual) [SDNTK]
CAMBIOS PALMILLA S.A. DE C.V., Carretera Santa Barbara KM 3, Colonia 
Almancena, Hidalgo del Parral, Chihuahua 33800, Mexico; Calle Francisco 
Moreno S/N, Hidalgo del Parral, Chihuahua 33800, Mexico; Avenida Ortiz 
Mena 34A, Hidalgo del Parral, Chihuahua 33800, Mexico; Calle Maclovio 
Herrera 97A, Hidalgo del Parral, Chihuahua 33800, Mexico [SDNTK]
CAMBIOS Y CAPITALES S.A. (a.k.a. C & CAP S.A.), Centro Comercial New 
Point, Avenida Providencia No. 1-35 Local 106, San Andres, Colombia; 
Calle 12N No. 3N-12, Cali, Colombia; Transversal 71 No. 26-94 Sur Local 
4506, Bogota, Colombia; Calle 99 No. 11A-41, Bogota, Colombia; Calle 29 
No. 27-56 Local 102, Palmira, Valle, Colombia; Calle 19 No. 6-48 Local 
314-315, Pereira, Colombia; Carrera 4 No. 10-62 Local 15, Cartago, 
Valle, Colombia; Carrera 44 No. 6A-43 piso 2, Cali, Colombia; Carrera 
43A No. 34-95 Local 268, Medellin, Colombia; Calle 27 No. 26-60 Local 
105 D, Tulua, Valle, Colombia; Carrera 15 No. 93-60 Local 1-36, Bogota, 
Colombia; NIT  805001015-5 (Colombia) [SDNT]
CAMPO LIBRE A LA DIVERSION E.U. (a.k.a. PARQUE YAKU; a.k.a. YAKU E.U.), 
Calle 15 No. 27-33, Yumbo, Valle, Colombia; NIT  805026848-1 
(Colombia) [SDNT]
CAMPO RAMIREZ, Guido, c/o VALORCORP S.A., Bogota, Colombia; Cedula No. 
16218589 (Colombia) (individual) [SDNT]
CAMPO VERDE LTDA., Carrera 54 No. 75-97 piso 2, Barranquilla, Colombia; 
NIT  800204479-2 (Colombia) [SDNT]
CANADUZ S.A., Calle 23BN No. 5N-37, Ofc. 202, Cali, Colombia; NIT 
 805024035-1 (Colombia) [SDNT]
CANIPEL S.A. (a.k.a. CANAPEL S.A.), c/o EMPRESA DE NAVEGACION MAMBISA, 
Apartado 543, San Ignacio 104, Havana, Cuba [CUBA]
CANO AGUDELO S EN C, Finca La Alambra, Alcala, Valle, Colombia; NIT 
 821002095-7 (Colombia) [SDNT]
CANO ALZATE, Yolanda Sofia, c/o GAVIOTAS LTDA., Colombia; DOB 25 Apr 
1957; POB Cartago, Valle; Cedula No. 31399608 (Colombia); Passport 
AH506324 (Colombia) (individual) [SDNT]
CANO CORREA, Jhon Eidelber (a.k.a. CANO, Jhonny; a.k.a. CARDONA 
RIBILLAS, Alejandro; a.k.a. ``FLECHAS''), Carrera 28 No. 7-35, Cali, 
Colombia; Calle 18 No. 8-16, Cartago, Valle, Colombia; DOB 13 Dec 1963; 
POB El Aguila, Valle, Colombia; citizen Colombia; nationality Colombia; 
Cedula No. 16217170 (Colombia); alt. Cedula No. 16455750 (Colombia); 
Passport AC877214 (Colombia); alt. Passport AF133955 (Colombia) 
(individual) [SDNT]
CARACAS VIVEROS, Oscar (a.k.a. ``EL NEGRO OSCAR''); DOB 15 Nov 1967; POB

[[Page 539]]

Colombia; Cedula No. 96351739 (Colombia) (individual) [SDNTK]
CARBONICA, S.A., Panama [CUBA]
CARDENAS GONGORA, Luis Fernando, c/o LATINFARMACOS S.A., Quito, Ecuador; 
Cedula No. 10105501 (Colombia); RUC  1719649129001 (Ecuador) 
(individual) [SDNT]
CARDENAS GUILLEN, Osiel (a.k.a. CARDENAS CASTILLO, Osiel; a.k.a. 
CARDENAS GILLEN, Osiel; a.k.a. CARDENAS GUILLEN, Ociel; a.k.a. CARDENAS 
GUILLEN, Oscar; a.k.a. CARDENAS GUILLEN, Oziel; a.k.a. CARDENAS GULLEN, 
Osiel; a.k.a. CARDENAS TUILLEN, Osiel; a.k.a. SALINA AGUILAR, Jorge; 
a.k.a. SALINAS AGUILAR, Jorge); DOB 18 May 67; POB Mexico (individual) 
[SDNTK]
CARDONA ACEVEDO, Carlos Arturo, c/o RIONAP COMERCIO Y REPRESENTACIONES 
S.A., Quito, Ecuador; Cedula No. 4383319 (Colombia); RUC  
1791819624001 (Ecuador) (individual) [SDNT]
CARDONA GARCIA, Diomiro, Carrera 4 No. 12-20 of. 206, Cartago, Valle, 
Colombia; c/o GANADERIA EL VERGEL LTDA., Cartago, Valle, Colombia; c/o 
AGRICOLA DOIMA DEL NORTE DEL VALLE LTDA., Cartago, Valle, Colombia; 
Carrera 1 No. 12-53, Cartago, Valle, Colombia; c/o GANADERIAS BILBAO 
LTDA., Cartago, Valle, Colombia; c/o INMOBILIARIA PASADENA LTDA., 
Cartago, Valle, Colombia; c/o ORGANIZACION LUIS HERNANDO GOMEZ 
BUSTAMANTE Y CIA. S.C.S., Cartago, Valle, Colombia; c/o INMOBILIARIA EL 
ESCORIAL LTDA., Cartago, Valle, Colombia; c/o VISCAYA LTDA., Cartago, 
Valle, Colombia; c/o INMOBILIARIA LINARES LTDA., Cartago, Valle, 
Colombia; Cedula No. 6233272 (Colombia); Passport 6233272 (Colombia) 
(individual) [SDNT]
CARDONA OCHOA, Carlos Julio, c/o AUREAL INMOBILIARIA LTDA., Bogota, 
Colombia; c/o GRUPO SANTA LTDA., Cali, Colombia; DOB 22 Sep 1954; Cedula 
No. 7524996 (Colombia) (individual) [SDNT]
CARDONA RUEDA, Fernando Ivan, c/o COINTERCOS S.A., Bogota, Colombia; c/o 
DROGAS LA REBAJA BOGOTA S.A., Bogota, Colombia; c/o LABORATORIOS 
KRESSFOR DE COLOMBIA S.A., Bogota, Colombia; DOB 29 Apr 1957; Cedula No. 
16607447 (Colombia) (individual) [SDNT]
CARGO AIRCRAFT LEASING CORP., 2310 NW 55TH Court, Suite 120, Ft. 
Lauderdale, FL 33309; Business Registration Document  
93000004034 (United States); US FEIN 65-0389435 [BPI-SDNTK]
CARGO FREIGHT INTERNATIONAL (a.k.a. CARGO FRET INTERNATIONAL, SPRL), P. 
O. Box 873, Goma, Congo, Democratic Republic of the; Kigali, Rwanda; 
Kinshasa, Congo, Democratic Republic of the [DRCONGO]
CARIBBEAN BEACH PARK, 1137 Sugar Mill Road, Montego Bay, Jamaica; 
Rosehall Main Road, Rosehall, Jamaica [SDNTK]
CARIBBEAN HAPPY LINES (a.k.a. CARIBBEAN HAPPY LINES CO.), Panama [CUBA]
CARIBBEAN PRINCESS (vessel) [CUBA]
CARIBBEAN PRINCESS SHIPPING LTD., c/o EMPRESA DE NAVEGACION MAMBISA, 
Apartado 543, San Ignacio 104, Havana, Cuba [CUBA]
CARIBBEAN QUEEN (vessel) [CUBA]
CARIBBEAN QUEEN SHIPPING LTD., c/o EMPRESA DE NAVEGACION MAMBISA, 
Apartado 543, San Ignacio 104, Havana, Cuba [CUBA]
CARIBBEAN SALVOR (vessel) [CUBA]
CARIBBEAN SHOWPLACE LTD (f.k.a. FLAMINGO CLUB), Rosehall Main Road, 
Rosehall, Jamaica; Tropigala Night Club, Ironshore, Montego Bay, Jamaica 
[SDNTK]
CARIBERIA, S.A., Spain [CUBA]
CARIBSUGAR INTERNATIONAL TRADERS, S.A., 125-133 Camden High Street, 
London NW1 7JR, United Kingdom [CUBA]
CARIBSUGAR, S.A., Panama [CUBA]
CARISUB, S.A., Panama [CUBA]
CARLOS SAIEH Y CIA. S.C.S., Carrera 74 No. 76-150, Barranquilla, 
Atlantico, Colombia; NIT  800180437-8 (Colombia) [SDNT]
CARMONA, Juan Manuel, c/o INVERSIONES RODRIGUEZ MORENO, Cali, Colombia; 
c/o INVERSIONES ARA LTDA., Cali, Colombia; c/o INVERSIONES RODRIGUEZ 
ARBELAEZ, Cali, Colombia; DOB 14 Jan 1933; Cedula No. 3524135 (Colombia) 
(individual) [SDNT]
CARO MORENO, Arcadio, c/o DROGAS LA REBAJA BUCARAMANGA S.A., 
Bucaramanga, Colombia; c/o COOPDISAN, Bucaramanga, Colombia; Cedula No. 
91207732 (Colombia); Passport 91207732 (Colombia) (individual) [SDNT]
CARO PEREZ, Maria Eugenia, c/o COMEDICAMENTOS S.A., Bogota, Colombia; c/
o GLAJAN S.A., Bogota, Colombia; c/o FOGENSA S.A., Bogota, Colombia; DOB 
17 Sep 1971; Cedula No. 52583651 (Colombia); Passport 52583651 
(Colombia) (individual) [SDNT]
CARO QUINTERO, Miguel Angel; DOB 9 Mar 63; POB Mexico (individual) 
[SDNTK]
CARO QUINTERO, Rafael (a.k.a. CARO QUINTERO, Raphael); DOB 12 DEC 52; 
alt. DOB 24 NOV 55; alt. DOB 24 OCT 55; POB Mexico (individual) [SDNTK]
CARRASCO MIRANDA, Willebaldo, Calle 11, 1815 Plana Centro, Chihuahua, 
Chihuahua CP 31000, Mexico; c/o CORRALES SAN IGNACIO S.P.R. DE R.L. DE 
C.V., Saucillo, Chihuahua, Mexico; DOB 06 Oct 1958; POB Chihuahua, 
Chihuahua, Mexico; citizen Mexico; nationality Mexico; C.U.R.P. 
CAMW581006HCHRRL00 (Mexico) (individual) [SDNTK]

[[Page 540]]

CARRASQUILLA LORA, Jorge Eliecer, c/o CAJA SOLIDARIA, Bogota, Colombia; 
c/o COPSERVIR LTDA., Bogota, Colombia; Cedula No. 7461027 (Colombia) 
(individual) [SDNT]
CARRERA YLLADES, Marisela (a.k.a. CARRERA ILLADES, Marisela), Calle 
Decima No. 14, Hidalgo del Parral, Chihuahua, Mexico; c/o CAMBIOS 
PALMILLA S.A. DE C.V., Hidalgo del Parral, Mexico; DOB 02 Feb 1968; POB 
Hidalgo del Parral, Chihuahua, Mexico; citizen Mexico; nationality 
Mexico; C.U.R.P. CAIM680202MCHRLR08 (Mexico); alt. C.U.R.P. 
CAYM680202MCHRLR06 (Mexico); R.F.C. CATM-680202-T88 (Mexico) 
(individual) [SDNTK]
CARRERO BURBANO, Emma Alexandra, c/o LABORATORIOS KRESSFOR DE COLOMBIA 
S.A., Bogota, Colombia; c/o DROMARCA Y CIA. S.C.S., Bogota, Colombia; c/
o FARMACOOP, Bogota, Colombia; Cedula No. 52362326 (Colombia) 
(individual) [SDNT]
CARRILLO CUEVAS, Mario Alberto, c/o CASA DE EMPENO RIO TIJUANA, S.A. DE 
C.V., Tijuana, Baja California, Mexico; Calle Lago Chaira 323, Colonia 
Vista Dorada, Ensenada, Baja California CP 22800, Mexico; DOB 11 Sep 
1980; POB Navojoa, Sonora, Mexico (individual) [SDNTK]
CARRILLO FUENTES ORGANIZATION (a.k.a. CFO; a.k.a. JUAREZ CARTEL), Mexico 
[SDNTK]
CARRILLO FUENTES, Vicente (a.k.a. CARRILLO FUENTES, Andres); DOB 16 OCT 
62; POB Mexico (individual) [SDNTK]
CARRILLO LUNA, Andres Felipe, 801 Brickell Key Blvd., unit 1907, Miami, 
FL 33131; c/o SOCIEDAD MINERA GRIFOS S.A., El Bagre, Antioquia, 
Colombia; c/o INVERSIONES EL MOMENTO S.A., Medellin, Colombia; c/o CASA 
DEL GANADERO S.A., Medellin, Colombia; c/o GANADERIA LUNA HERMANOS 
LTDA., Medellin, Colombia; Calle 10C No. 25-41, Medellin, Colombia; 
Carrera 78A No. 33A-76, Medellin, Colombia; c/o ADMINISTRADORA GANADERA 
EL 45 LTDA., Medellin, Colombia; DOB 25 May 1986; alt. DOB 24 May 1986; 
POB Puerto Asis, Putumayo, Colombia; Cedula No. 1037572288 (Colombia); 
Passport RC10058210 (Colombia); alt. Passport AJ723916 (Colombia) 
(individual) [SDNT]
CARRILLO LUNA, Paula Andrea, 13315 SW 128 Passage, Miami, FL 33186; c/o 
SOCIEDAD MINERA GRIFOS S.A., El Bagre, Antioquia, Colombia; c/o 
GANADERIA LUNA HERMANOS LTDA., Medellin, Colombia; c/o CASA DEL GANADERO 
S.A., Medellin, Colombia; c/o ADMINISTRADORA GANADERA EL 45 LTDA., 
Medellin, Colombia; c/o INVERSIONES EL MOMENTO S.A., Medellin, Colombia; 
Carrera 78A No. 33A-76, Medellin, Colombia; DOB 25 Dec 1983; POB Puerto 
Asis, Putumayo, Colombia; Cedula No. 32244809 (Colombia); Passport 
AJ775569 (Colombia) (individual) [SDNT]
CARRILLO QUINTERO, Eugenio, c/o SHARPER S.A., Bogota, Colombia; c/o 
PATENTES MARCAS Y REGISTROS S.A., Bogota, Colombia; c/o BONOMERCAD S.A., 
Bogota, Colombia; c/o DECAFARMA S.A., Bogota, Colombia; c/o SHARVET 
S.A., Bogota, Colombia; c/o DISTRIBUIDORA AGROPECUARIA COLOMBIANA S.A., 
Cali, Colombia; c/o CODISA, Bogota, Colombia; DOB 30 Nov 1960; Cedula 
No. 73094061 (Colombia) (individual) [SDNT]
CARRILLO SILVA, Armando, c/o DROGAS LA REBAJA, Cali, Colombia; c/o 
GRACADAL S.A., Cali, Colombia; c/o DISTRIBUIDORA DEL VALLE E.U., Cali, 
Colombia; c/o INVERSIONES CAMINO REAL S.A., Cali, Colombia; c/o 
DISTRIBUIDORA SANAR DE COLOMBIA S.A., Cali, Colombia; c/o INTERAMERICA 
DE CONSTRUCCIONES S.A., Cali, Colombia; c/o PROVIDA E.U., Cali, 
Colombia; c/o PROSPECTIVA EMPRESA UNIPERSONAL, Cali, Colombia; c/o 
ASESORIAS DE INGENIERIA EMPRESA UNIPERSONAL, Cali, Colombia; c/o 
TECNICAS CONTABLES Y ADMINISTRATIVAS, Cali, Colombia; DOB 11 Feb 1949; 
Cedula No. 16242828 (Colombia); Passport 16242828 (Colombia) 
(individual) [SDNT]
CARRION JIMENEZ, Jose Alonso, c/o BONOMERCAD S.A., Bogota, Colombia; c/o 
GLAJAN S.A., Bogota, Colombia; c/o SHARPER S.A., Bogota, Colombia; c/o 
DROCARD S.A., Bogota, Colombia; c/o FARMA 3.00 LIMITADA, Barranquilla, 
Colombia; c/o FOGENSA S.A., Bogota, Colombia; DOB 2 Aug 1958; Cedula No. 
79000519 (Colombia); Passport 79000519 (Colombia) (individual) [SDNT]
CARS & CARS LTDA. (a.k.a. CENTRO COMERCIAL DEL AUTOMOVIL; a.k.a. 
COMERCIALIZADORA INTEGRAL LTDA.; a.k.a. PROYECTO CARS & CARS), Avenida 
Roosevelt entre carreras 38 y 38A esquinas, Cali, Colombia [SDNT]
CARTAGENA AVILA, Tito, c/o COOPERATIVA MERCANTIL COLOMBIANA COOMERCOL, 
Cali, Colombia; c/o COPSERVIR LTDA., Bogota, Colombia; DOB 6 Jun 1961; 
Cedula No. 16659672 (Colombia); Passport 16659672 (Colombia) 
(individual) [SDNT]
CARVAJAL SUAREZ, Luz Mary, c/o DISMERCOOP, Cali, Colombia; DOB 7 Apr 
1966; Cedula No. 24626230 (Colombia) (individual) [SDNT]
CARVAJALINO, Jesus Emilio (a.k.a. ``PARIS, Andres''); DOB 15 Mar 1955; 
POB Bogota, Colombia; Cedula No. 3228737 (Colombia); Passport AC192015 
(Colombia) (individual) [SDNTK]

[[Page 541]]

CASA APOLLO, Galeria Page, Ciudad del Este, Paraguay [SDGT]
CASA DE CUBA, Mexico; Spain [CUBA]
CASA DE EMPENO RIO TIJUANA, S.A. DE C.V., Paseo de los Heroes, No. 98 
Loc. 14 D C, Colonia Zona Urbana Rio Tijuana, Tijuana, Baja California 
CP 22010, Mexico [SDNTK]
CASA DEL GANADERO S.A., Carrera 49A No. 48Sur-60 Bod. 102, Medellin, 
Colombia; Almacen Troncal Principal la Costa Jardin, Caceres, Antioquia, 
Colombia; Carrera 49A No. 61Sur-540 Bod. 137, Medellin, Colombia; NIT 
 811034345-4 (Colombia) [SDNT]
CASA DEL REPUESTO, Panama City, Panama [CUBA]
CASA GRAJALES S.A., Apartado Aereo 20288, Cali, Colombia; Factoria La 
Rivera, La Union, Valle, Colombia; Zona Industrial Los Mangos, Cali, 
Colombia; Carrera 10 No. 31-01, Cali, Colombia; Calle 96 No. 11B-39, 
Bogota, Colombia; NIT  891902138-1 (Colombia) [SDNT]
CASA HAMZE, Number 313, Fourth Floor, Galeria Page, Regimiento Piribebuy 
Avenue, Ciudad del Este, Paraguay; Paraguayan tax identification number 
BAHA 6301000 [SDGT]
CASABLANCA (vessel) [CUBA]
CASILIMAS ESCOBAR, Lia Patricia, c/o SU SERVICIO SOCIEDAD LTDA., 
Barranquilla, Colombia; c/o COPSERVIR LTDA., Bogota, Colombia; Cedula 
No. 32761550 (Colombia) (individual) [SDNT]
CASQUETE VARGAS, Orlando, c/o PENTA PHARMA DE COLOMBIA S.A., Bogota, 
Colombia; c/o LABORATORIOS GENERICOS VETERINARIOS, Bogota, Colombia; c/o 
ALFA PHARMA S.A., Bogota, Colombia; c/o LABORATORIOS KRESSFOR, Bogota, 
Colombia; DOB 7 Jan 1957; Cedula No. 19270159 (Colombia) (individual) 
[SDNT]
CASTANEDA CASTRO, Antonio, c/o CAJA SOLIDARIA, Bogota, Colombia; c/o 
COOMULCOSTA, Barranquilla, Colombia; c/o COPSERVIR LTDA., Bogota, 
Colombia; Cedula No. 8534700 (Colombia) (individual) [SDNT]
CASTANEDA CHACON, Olga Patricia, c/o ARCA DISTRIBUCIONES LTDA., Bogota, 
Colombia; c/o COOPERATIVA DE TRABAJO ASOCIADO ACTIVAR, Bogota, Colombia; 
Cedula No. 51870004 (Colombia) (individual) [SDNT]
CASTANEDA GIRALDO, Maria Teresa (a.k.a. CASTANEDA DE PABON, Maria 
Teresa), c/o PROYECTOS Y SOLUCIONES INMOBILIARIA LTDA., Bogota, 
Colombia; c/o INVERSIONES MPS S.A., Bogota, Colombia; c/o GERENCIA DE 
PROYECTOS Y SOLUCIONES LTDA., Bogota, Colombia; DOB 3 Aug 1957; POB 
Colombia; Cedula No. 35455961 (Colombia) (individual) [SDNT]
CASTANEDA QUINTERO, Luis Alberto, c/o PENTA PHARMA DE COLOMBIA S.A., 
Bogota, Colombia; c/o FARMACOOP, Bogota, Colombia; c/o PENTACOOP LTDA., 
Bogota, Colombia; c/o DECAFARMA S.A., Bogota, Colombia; c/o LABORATORIOS 
KRESSFOR DE COLOMBIA S.A., Bogota, Colombia; DOB 12 Feb 1938; Cedula No. 
6064977 (Colombia) (individual) [SDNT]
CASTANEDA RAMIREZ, Lorena Constanza, c/o PENTACOOP LTDA., Bogota, 
Colombia; c/o PENTA PHARMA DE COLOMBIA S.A., Bogota, Colombia; c/o 
DROCARD S.A., Bogota, Colombia; c/o DECAFARMA S.A., Bogota, Colombia; c/
o DROMARCA Y CIA. S.C.S., Bogota, Colombia; c/o MATERIAS PRIMAS Y 
SUMINISTROS S.A., Bogota, Colombia; DOB May 13 1971; Cedula No. 52071011 
(Colombia); Passport 52071011 (Colombia) (individual) [SDNT]
CASTANEDA, Martha Helena, c/o SOLUCIONES COOPERATIVAS, Bogota, Colombia; 
Cedula No. 41658669 (Colombia) (individual) [SDNT]
CASTANO ARANGO, Fernando, c/o INDUSTRIA AVICOLA PALMASECA S.A., Cali, 
Colombia; c/o AGROPECUARIA LA ROBLEDA S.A., Cali, Colombia; DOB 9 Jan 
1949; Cedula No. 14953602 (Colombia) (individual) [SDNT]
CASTANO CASTANO, Consuelo, Carrera 20 No. 66-34, Bogota, Colombia; c/o 
TODOBOLSAS Y COLSOBRES, Bogota, Colombia; DOB 25 Feb 1951; POB Pereira, 
Risaralda, Colombia; Cedula No. 29493435 (Colombia); Passport 24943435 
(Colombia) (individual) [SDNT]
CASTANO GIL, Carlos; DOB 15 May 1965; POB Amalfi, Antioquia, Colombia; 
Cedula No. 70564150 (Colombia) (individual) [SDNTK]
CASTANO GIL, Hector; DOB 24 Mar 1959; POB Amalfi, Antioquia, Colombia; 
Cedula No. 3371328 (Colombia) (individual) [SDNTK]
CASTANO GIL, Jose Vicente; DOB 2 Jul 1957; Cedula No. 3370637 (Colombia) 
(individual) [SDNTK]
CASTANO PATINO, Maria Janet, c/o CONSTRUVIDA S.A., Cali, Colombia; DOB 
26 Oct 1958; Cedula No. 31149394 (Colombia) (individual) [SDNT]
CASTELL VALDEZ, Osvaldo Antonio, Panama (individual) [CUBA]
CASTELLANOS GARZON, Henry (a.k.a. ``COMANDANTE ROMANA''; a.k.a. ``EDISON 
ROMANA''; a.k.a. ``ROMANA''); DOB 20 Mar 1965; POB San Martin, Meta, 
Colombia; Cedula No. 17353695 (Colombia) (individual) [SDNTK]
CASTELLANOS SANCHEZ, Federico Ernesto, c/o MC OVERSEAS TRADING COMPANY 
S.A. DE C.V., Guadalajara, Mexico; Calle Tauro No. 4090, Colonia Juan 
Manuel Vallarte, Zapopan, Jalisco, Mexico; DOB 11 Jan 1947; POB 
Tototlan, Jalisco, Mexico (individual) [SDNT]
CASTRILLON CRUZ, Maria Leonor, c/o AGROPECUARIA LA ROBLEDA S.A., Cali,

[[Page 542]]

Colombia; DOB 25 Oct 1922; Cedula No. 31138584 (Colombia) (individual) 
[SDNT]
CASTRILLON VASCO, Jhon Jairo, c/o INVERSIONES Y REPRESENTACIONES S.A., 
Medellin, Colombia; c/o HOTEL LA CASCADA S.A., Girardot, Colombia; c/o 
FLORIDA SOCCER CLUB S.A., Medellin, Colombia; DOB 30 Mar 1960; POB 
Medellin, Colombia; Cedula No. 71603587 (Colombia) (individual) [SDNT]
CASTRO ARIAS, Libardo (a.k.a. ARIAS CASTRO, Libardo), c/o COMEDICAMENTOS 
S.A., Bogota, Colombia; c/o GLAJAN S.A., Bogota, Colombia; c/o 
BONOMERCAD S.A., Bogota, Colombia; c/o SHARPER S.A., Bogota, Colombia; 
c/o FOGENSA S.A., Bogota, Colombia; c/o DECAFARMA S.A., Bogota, 
Colombia; DOB 13 Oct 1933; Cedula No. 2312291 (Colombia); Passport 
2312291 (Colombia) (individual) [SDNT]
CASTRO CABAL, Maria Beatriz, c/o CONTACTEL COMUNICACIONES S.A., Cali, 
Colombia; c/o COPSERVIR LTDA., Bogota, Colombia; DOB 11 May 1974; Cedula 
No. 66772109 (Colombia); Passport 66772109 (Colombia) (individual) 
[SDNT]
CASTRO CURE Y CIA. S. EN C., Calle 111 No. 34-139, Barranquilla, 
Colombia; NIT  802001885-5 (Colombia) [SDNT]
CASTRO DE SANTACRUZ, Amparo, c/o MIRALUNA LTDA., Cali, Colombia; c/o 
INMOBILIARIA SAMARIA LTDA., Cali, Colombia; c/o INVERSIONES SANTA LTDA., 
Cali, Colombia; c/o INVERSIONES INTEGRAL LTDA., Cali, Colombia; c/o 
URBANIZACIONES Y CONSTRUCCIONES LTDA., DE CALI, Cali, Colombia; c/o 
COMERCIALIZACION Y FINANCIACION DE AUTOMOTORES S.A., Cali, Colombia; c/o 
SAMARIA LTDA., Cali, Colombia; DOB 13 Jan 48; alt. DOB 13 Jan 46; alt. 
DOB 14 Apr 59; Cedula No. 38983611 (Colombia); Passport AA429676 
(Colombia); alt. Passport PE027370 (Colombia) (individual) [SDNT]
CASTRO GARZON, Ricardo (a.k.a. LINEROS GARZON, Rodolfo; a.k.a. 
``CAYO''), c/o CASTRO CURE Y CIA. S.C.S., Barranquilla, Colombia; c/o 
CURE SABAGH Y CIA. S.C.S., Barranquilla, Colombia; c/o FUDIA LTDA., 
Barranquilla, Colombia; c/o CABLES NACIONALES S.A., Barranquilla, 
Colombia; c/o INVERSIONES AGROPECUARIA ARIZONA LTDA., Barranquilla, 
Colombia; DOB 13 Dec 1960; POB Barranquilla, Colombia; Cedula No. 
8715520 (Colombia) (individual) [SDNT]
CASTRO GARZON, Victor Hugo (a.k.a. ``CABEZON''), Guadalajara, Jalisco, 
Mexico; DOB 10 May 1965; POB Barranquilla, Colombia; Cedula No. 72137257 
(Colombia) (individual) [SDNT]
CASTRO PAEZ, Gerardo, c/o ORIMAR LTDA., Bogota, Colombia; c/o CABLES 
NACIONALES CANAL S.A., Barranquilla, Colombia; DOB 16 Mar 1974; POB 
Barranquilla, Colombia; Cedula No. 72196638 (Colombia) (individual) 
[SDNT]
CASTRO PAEZ, Jhon Paul, c/o CABLES NACIONALES CANAL S.A., Barranquilla, 
Colombia; POB Colombia; Cedula No. 72223501 (Colombia) (individual) 
[SDNT]
CASTRO SANCHEZ, Nelson, c/o ADMACOOP, Bogota, Colombia; c/o FARMACOOP, 
Bogota, Colombia; c/o CODISA, Bogota, Colombia; DOB 18 May 1953; Cedula 
No. 19308824 (Colombia); Passport 19308824 (Colombia) (individual) 
[SDNT]
CASTRO VERGARA, Sandra, c/o INVERSIONES EL PENON S.A., Cali, Colombia; 
DOB 24 Nov 1964; Cedula No. 31924082 (Colombia) (individual) [SDNT]
CAUCALITO LTDA. (f.k.a. GANADERA; f.k.a. GANADERIA LTDA.), Carrera 4 12-
41 of. 1403, Edificio Seguros Bolivar, Cali, Colombia; Apartado Aereo 
10077, Cali, Colombia; NIT  800029160-9 (Colombia) [SDNT]
CAVIEDES CRUZ, Leonardo, c/o CAVIEDES DILEO Y CIA S.C.S., Cali, 
Colombia; Calle 21 Norte No. 3N-84, Cali, Colombia; c/o INVERSIONES 
SANTA LTDA., Cali, Colombia; DOB 23 Nov 52; Cedula No. 16593470 
(Colombia); Passport AB151486 (Colombia); alt. Passport OC444290 
(Colombia); alt. Passport AC444270 (Colombia) (individual) [SDNT]
CAVIEDES DILEO Y CIA. S.C.S., Calle 21 Norte No. 3N-64, Cali, Colombia; 
NIT  800113437-2 (Colombia) [SDNT]
CAVIEDES LOPEZ, Gloria Ines, c/o DISTRIBUCIONES GLOMIL LTDA., Cali, 
Colombia; DOB 20 Oct 1959; Cedula No. 42002286 (Colombia); Passport 
42002286 (Colombia) (individual) [SDNT]
CAZARES SALAZAR, Blanca Margarita (a.k.a. CAZARES DE MEZA, Blanca 
Margarita; a.k.a. CAZARES GASTELLUM, Blanca Margarita; a.k.a. CAZARES 
GASTELUM, Blanca; a.k.a. CAZARES MESA, Blanca; a.k.a. CAZARES, Blanca; 
a.k.a. CAZAREZ MESA, Blanca; a.k.a. CAZAREZ SALAZAR DE MEZA, Blanca 
Margarita; a.k.a. CAZAREZ SALAZAR, Blanca Margarita; a.k.a. CAZAREZ 
SALAZAR, Chiquis; a.k.a. CAZAREZ, Chiquis; a.k.a. GASTELLUM CAZARES, 
Blanca Margarita; a.k.a. GASTELLUM, Blanca Margarita; a.k.a. GASTELUM 
CAZAREZ DE MEZA, Blanca Margarita), Calle G. Robles No. 152, Culiacan, 
Sinaloa, Mexico; 9311 Clancey Avenue, Downey, CA 90240; c/o CHIQUIS 
CAZAREZ CASA DE CAMBIO, Sepulveda con Juarez y Grandos, Culiacan, 
Sinaloa, Mexico; Urban Lot 11, Manzana 35, Zona 2, Culiacan, Sinaloa, 
Mexico; Avenida Ignacio Aldama No. 257 Norte, Culiacan, Sinaloa, Mexico; 
c/o TOYS FACTORY, S.A. DE C.V., Tijuana, Baja California, Mexico; 
Avenida Rodolfo G. Robles No. 153 South, Colonia Jorge Almada, Culiacan, 
Sinaloa, Mexico; c/o SIN-MEX IMPORTADORA, S.A. DE C.V.,

[[Page 543]]

Mexico, Distrito Federal, Mexico; Avenida Rodolfo G. Robles No. 166, 
Colonia Jorge Almada, Culiacan, Sinaloa, Mexico; Calle Mariano Escobedo 
No. 366,  102, Culiacan, Sinaloa, Mexico; Calle Juan de Dios 
Batiz No. 139, Culiacan, Sinaloa, Mexico; Calle Mariano Escobedo No. 
366, Apt. 102, Colonia Centro, Culiacan, Sinaloa, Mexico; DOB 18 Sep 
1954; alt. DOB 18 Sep 1955; POB Guayabito, Pericos, Morocito, Sinaloa, 
Mexico; citizen Mexico; alt. citizen United States; nationality Mexico; 
C.U.R.P. CASB540918MSLZLL00 (Mexico); Electoral Registry No. 
CZSLBL54091825M200 (Mexico); R.F.C. CASB540918LVI (Mexico) (individual) 
[SDNTK]
CAZAREZ PEREZ, Efrain (a.k.a. CAZARES PEREZ, Efrain), c/o CAZPER 
IMPORTACIONES, S.A. DE C.V., Culiacan, Sinaloa, Mexico; Calle Torre de 
Londres No. 7028, Fraccionamiento Las Torres, Culiacan, Sinaloa, Mexico; 
DOB 16 May 1965; POB Campo Loaiza, Sinaloa, Mexico; citizen Mexico; 
nationality Mexico; Electoral Registry No. CAPE6505164F5 (Mexico) 
(individual) [SDNTK]
CAZAREZ PEREZ, Irma (a.k.a. CAZARES PEREZ, Irma), c/o CAZPER 
IMPORTACIONES, S.A. DE C.V., Culiacan, Sinaloa, Mexico; Calle Isla del 
Oeste No. 103, La Primavera, Culiacan, Sinaloa, Mexico; DOB 27 Sep 1956; 
POB Zapote de los Moya, Mocorito, Sinaloa, Mexico; citizen Mexico; 
nationality Mexico; C.U.R.P. CAPI560927MSLZRR07 (Mexico); alt. C.U.R.P. 
CAPI560927MSLZRR15 (Mexico); Electoral Registry No. CAPI560927RF4 
(Mexico) (individual) [SDNTK]
CAZAREZ PEREZ, Maria Tiburcia (a.k.a. CAZARES PEREZ, Maria Tiburcia), c/
o CAZPER IMPORTACIONES, S.A. DE C.V., Culiacan, Sinaloa, Mexico; Calle 
Isla del Oeste No. 103, La Primavera, Culiacan, Sinaloa, Mexico; DOB 14 
Oct 1962; POB Campo Tribolet, Perteneciente a la sindicatura de Sataya, 
Navolato, Sinaloa; citizen Mexico; nationality Mexico; C.U.R.P. 
CAPT621014MSLZRB00 (Mexico); Electoral Registry No. CAPT6210144PA 
(Mexico) (individual) [SDNTK]
CAZAREZ SALAZAR, Victor Emilio (a.k.a. CAZARES GASTELLUM, Victor Emilio; 
a.k.a. CAZARES GASTELUM, Victor Emilio; a.k.a. CAZARES SALAZAR, Victor 
Emilio; a.k.a. CAZAREZ GASTELUM, Victor; a.k.a. ``EL LICENCIADO''; 
a.k.a. ``EL VIEJO''), Mexico; DOB 08 Aug 1961; POB Guasavito, Guasave, 
Sinaloa, Mexico; citizen Mexico; alt. citizen United States; nationality 
Mexico; C.U.R.P. CASV610808HSLZLC08 (Mexico) (individual) [SDNTK]
CAZPER IMPORTACIONES, S.A. DE C.V., Ave. Manuel Vallarta No. 2136, Col. 
Centro, Culiacan, Sinaloa, Mexico; Ave. Manuel Vallarta  2136-
1, Col. Centro Sinaloa, Culiacan, Sinaloa, Mexico; Ave. Manuel Vallarta 
No. 2144, Col. Centro, Culiacan, Sinaloa, Mexico; Ave Manuel Vallarta 
2136, Centro Culiacan Fray Servando Teresa de Mier E, Culiacan de 
Rosales, Culiacan 80129, Mexico; R.F.C. CIM040429UH4 (Mexico); Web site 
www.cazper.com.mx (Mexico) [SDNTK]
CECEP EDITORES S.A., Carrera 22 No. 5A-21, Cali, Colombia; Calle 5A No. 
22-13, Cali, Colombia; NIT  805018858-1 (Colombia) [SDNT]
CECEP S.A. (f.k.a. CENTRO COLOMBIANO DE ESTUDIOS PROFESIONALES LTDA.), 
Calle 9B No. 29A-67, Cali, Colombia; Avenida 6 No. 28-102, Cali, 
Colombia; NIT  890315495-4 (Colombia) [SDNT]
CECOEX, S.A., Panama City, Panama [CUBA]
CEDENO HERRERA, Luis Mario, c/o AGROPECUARIA LINDARAJA S.A., Cali, 
Colombia; c/o INVERSIONES AGROINDUSTRIALES DEL OCCIDENTE LTDA., Bogota, 
Colombia; c/o COMPANIA AGROPECUARIA DEL SUR LTDA., Bogota, Colombia; c/o 
INVERSIONES BRASILAR S.A., Bogota, Colombia; citizen Colombia; 
nationality Colombia; Cedula No. 16637213 (Colombia) (individual) [SDNT]
CELIS PEREZ, Alexander, c/o DROCARD S.A., Bogota, Colombia; DOB 16 Feb 
1973; Cedula No. 79620931 (Colombia) (individual) [SDNT]
CELTIC (f.k.a. VIOLET ISLANDS) (vessel) [CUBA]
CENGIC, Hasan; DOB 3 Aug 1957; POB Odzak, Bosnia-Herzegovina 
(individual) [BALKANS]
CENTRAFRICAN AIRLINES (a.k.a. CENTRAFRICAIN AIRLINES; a.k.a. CENTRAL 
AFRICAN AIR; a.k.a. CENTRAL AFRICAN AIR LINES; a.k.a. CENTRAL AFRICAN 
AIRWAYS), P.O. Box 2760, Bangui, Central African Republic; P.O. Box 
2190, Ajman, United Arab Emirates; Kigali, Rwanda; Ras-al-Khaimah, 
United Arab Emirates; c/o Transavia Travel Agency, P.O. Box 3962, 
Sharjah, United Arab Emirates [LIBERIA]
CENTRAL AFRICA DEVELOPMENT FUND, 811 S. Central Expwy, Ste 210, 
Richardson, TX 75080; P.O. Box 850431, Richardson, TX 75085; US FEIN 75-
2884986 [LIBERIA]
CENTRO CAMBIARIO KINO, S.A. DE C.V. (a.k.a. GAMAL-MULTISERVICIOS), 
Carretera Aeropuerto 1900, Local G-16, Tijuana, Baja California CP 
22510, Mexico; Av. Independencia 1 Plaza Padre Kino, Local 11, Zona Rio, 
Tijuana, Baja California CP 22320, Mexico; R.F.C. CCK-010928-5C0 
(Mexico) [SDNTK]
CENTRO DE BELLEZA SHARY VERGARA, Carrera 54 No. 72-80 Local 25, 
Barranquilla, Colombia [SDNT]
CERKEZ, Mario; DOB 27 Mar 1959; POB Rijeka, Bosnia-Herzegovina; ICTY 
indictee (individual) [BALKANS]

[[Page 544]]

CESIC, Ranko; DOB 5 Sep 1964; POB Drvar, Bosnia-Herzegovina; ICTY 
indictee in custody (individual) [BALKANS]
CESIC-ROJS, Ljubo; DOB 20 Feb 1958; POB Posulje, Bosnia-Herzegovina 
(individual) [BALKANS]
CET AVIATION ENTERPRISE (FZE), Equatorial Guinea; P.O. Box 932 - C20, 
Ajman, United Arab Emirates [LIBERIA]
CETNIK RAVNAGORSKI POKRET (a.k.a. CRP) [BALKANS]
CHACON PACHON, Rodolfo, c/o DISTRIBUIDORA DE DROGAS CONDOR S.A., Bogota, 
Colombia; c/o COSMEPOP, Bogota, Colombia; DOB 23 Feb 1970; Cedula No. 
79538033 (Colombia) (individual) [SDNT]
CHAIJAMROONPHAN, Warin (a.k.a. CHAICHAMRUNPHAN, Warin; a.k.a. 
CHAIWORASILP, Warin; a.k.a. CHAIWORASIN, Warin; a.k.a. PICHAYOS, Warin; 
a.k.a. VORAWATVICHAI, Hataiwan; a.k.a. VORAWATVICHAI, Hathaiwan; a.k.a. 
VORAWATVICHAI, Suravee; a.k.a. VORAWATVICHAI, Surawee; a.k.a. 
VORAWATVICHAI, Varin; a.k.a. WORAWATVICHAI, Hataiwan; a.k.a. 
WORAWATVICHAI, Hathaiwan; a.k.a. WORAWATVICHAI, Suravee; a.k.a. 
WORAWATVICHAI, Surawee; a.k.a. WORAWATWICHAI, Hataiwan; a.k.a. 
WORAWATWICHAI, Hathaiwan; a.k.a. WORAWATWICHAI, Surawee; a.k.a. 
WORAWATWICHAI, Warin), c/o PLOYDAENG JEWELRY SHOP, Bangkok, Thailand; c/
o RATTANA VICHAI COMPANY LTD., Bangkok, Thailand; c/o SIAM NICE COMPANY 
LTD., Bangkok, Thailand; c/o HATKAEW COMPANY LTD., Bangkok, Thailand; c/
o RUNGRIN COMPANY LTD., Bangkok, Thailand; c/o PROGRESS SURAWEE COMPANY 
LTD., Bangkok, Thailand; c/o NICE FANTASY GARMENT COMPANY LTD., Bangkok, 
Thailand; c/o SCORE COMMERCIAL COMPANY LTD., Bangkok, Thailand; DOB 9 
Jan 1956; National ID No. 3101701873838 (Thailand); Passport N302083 
(Thailand) (individual) [SDNTK]
CHAIWORASIN, Wilai (a.k.a. CHAIVORASILP, Vilai; a.k.a. CHAIWORASIN, 
Vilai), c/o HATKAEW COMPANY LTD., Bangkok, Thailand; c/o SCORE 
COMMERCIAL COMPANY LTD., Bangkok, Thailand; c/o MAESAI K.D.P. COMPANY 
LTD., Chiang Rai, Thailand; c/o NICE FANTASY GARMENT COMPANY LTD., 
Bangkok, Thailand; c/o SIAM NICE COMPANY LTD., Bangkok, Thailand; c/o 
RUNGRIN COMPANY LTD., Bangkok, Thailand; c/o V.R. FRUIT COMPANY, Chiang 
Mai, Thailand; DOB 1934; National ID No. 3102002529284 (Thailand) 
(individual) [SDNTK]
CHAIWORASIN, Wimonsi (a.k.a. CHAIVORASILP, Vimolsri; a.k.a. 
CHAIVORASILP, Wimolsri; a.k.a. CHAIWORASIN, Vimonsi; a.k.a. CHAIWORASIN, 
Vimonsri; a.k.a. CHAIWORASIN, Wimonsri), c/o NICE FANTASY GARMENT 
COMPANY LTD., Bangkok, Thailand; c/o RUNGRIN COMPANY LTD., Bangkok, 
Thailand; c/o SIAM NICE COMPANY LTD., Bangkok, Thailand; c/o HATKAEW 
COMPANY LTD., Bangkok, Thailand; c/o V.R. FRUIT COMPANY, Chiang Mai, 
Thailand; c/o MAESAI K.D.P. COMPANY LTD., Chiang Rai, Thailand; c/o A-
TEAM CHEMICALS COMPANY LTD., Bangkok, Thailand; c/o PLUS TECH AUTO 
SUPPLY COMPANY LTD., Bangkok, Thailand; c/o RATTANA VICHAI COMPANY LTD., 
Bangkok, Thailand; DOB 1953; National ID No. 3570900519762 (Thailand); 
Passport B272327 (Thailand) (individual) [SDNTK]
CHAMARTIN S.A., Calle 10 No. 4-47, piso 18, Cali, Colombia; NIT 
 805024137-4 (Colombia) [SDNT]
CHAMET IMPORT, S.A., Panama [CUBA]
CHANG BARRERO, Pedro Antonio, c/o DISTRIBUIDORA MIGIL LTDA., Cali, 
Colombia; c/o RADIO UNIDAS FM S.A., Cali, Colombia; DOB 1 May 1946; 
Cedula No. 14960909 (Colombia) (individual) [SDNT]
CHANG, Chi Fu (a.k.a. CHAN, Changtrakul; a.k.a. CHANG, Shi-Fu; a.k.a. 
CHANG, Xifu; a.k.a. CHANGTRAKUL, Chan; a.k.a. KHUN SA); DOB 17 FEB 33; 
alt. DOB 12 FEB 32; alt. DOB 7 JAN 32; POB Burma (individual) [SDNTK]
CHANG, Ping Yun (a.k.a. KHUN, Saeng); DOB 7 Jan 40; POB Burma 
(individual) [SDNTK]
CHAO, Lazaro R., 20 Ironmonger Lane, London EC2V 8EY, United Kingdom; 
Executive Director, Havana International Bank (individual) [CUBA]
CHAPARRO MARTINEZ, Elizabeth, c/o ADMINISTRADORA DE SERVICIOS VARIOS 
CALIMA S.A., Cali, Colombia; DOB 5 May 1968; Cedula No. 31973372 
(Colombia); Passport 31973372 (Colombia) (individual) [SDNT]
CHAPFIKA, Abina; DOB 23 Aug 1961; Passport ZE190297 (Zimbabwe); Spouse 
of David Chapfika (individual) [ZIMBABWE]
CHAPFIKA, David; DOB 7 Apr 1957; Passport ZL037165 (Zimbabwe); Deputy 
Minister of Finance (individual) [ZIMBABWE]
CHARAABI, Tarek (a.k.a. AL-CHARAABI, Tarek Ben Al-Bechir Ben Amara; 
a.k.a. SHARAABI, Tarek), Viale Bligny n.42, Milano, Italy; DOB 31 Mar 
1970; POB Tunisia; nationality Tunisia; Italian Fiscal Code 
CHRTRK70C31Z352U; Passport L 579603 issued 19 Nov 1997 expires 18 Nov 
2002 (individual) [SDGT]
CHARAMBA, George; DOB 4 Apr 1963; Passport AD001255 (Zimbabwe); 
Permanent Secretary, Zimbabwean Ministry of Information and Publicity 
(individual) [ZIMBABWE]

[[Page 545]]

CHARAMBA, Rudo Grace; DOB 20 Jun 1964; Spouse of George Charamba 
(individual) [ZIMBABWE]
CHARIAPAPORN, Hiran (a.k.a. CHARI-APAPORN, Hiran; a.k.a. CHARI- 
APHAPHON, Hiran; a.k.a. JAREE-ARPAPORN, Hiran; a.k.a. JAREE-ARPAPORN, 
Hirun; a.k.a. WU, Nan Hsiung), c/o A-TEAM CHEMICALS COMPANY LTD., 
Bangkok, Thailand; c/o PLUS TECH AUTO SUPPLY COMPANY LTD., Bangkok, 
Thailand; DOB 3 Jan 1950; National ID No. 310062394060 (Thailand) 
(individual) [SDNTK]
CHARRIS MORALES, Geny Maria (a.k.a. CHARRYS MORALES, Geny Maria), c/o 
COOPIFARMA, Bucaramanga, Colombia; c/o REPRESENTACIONES Y DISTRIBUCIONES 
HUERTAS Y ASOCIADOS S.A., Bogota, Colombia; c/o COOPERATIVA MULTIACTIVA 
DE COLOMBIA FOMENTAMOS, Bogota, Colombia; DOB 24 Feb 1961; Cedula No. 
51606354 (Colombia); Passport 51606354 (Colombia) (individual) [SDNT]
CHARUMBIRA, Fortune Zefanaya; DOB 10 Jun 1962; Member of Parliament & 
Central Committee Member (individual) [ZIMBABWE]
CHAVARRO, Hector Fabio, c/o AGROPECUARIA BETANIA LTDA., Cali, Colombia; 
c/o VALLADARES LTDA., Cali, Colombia; c/o INVERSIONES VILLA PAZ S.A., 
Cali, Colombia; DOB 28 Sep 1959; Cedula No. 16263212 (Colombia) 
(individual) [SDNT]
CHEKKOURI, Yassine; DOB 6 Oct 1966; POB Safi, Morocco (individual) 
[SDGT]
CHICHAKLI & ASSOCIATES PLLC (a.k.a. CHICHAKLI HICKMANRIGGS & RIGGS; 
a.k.a. CHICHAKLI HICKMAN-RIGGS & RIGGS, PLLC), 811 S. Central Expwy, Ste 
210, Richardson, TX 75080 [LIBERIA]
CHICHAKLI, Richard Ammar (a.k.a. CHICHAKLI, Ammar M.), 225 Syracuse 
Place, Richardson, TX 75081; 811 S. Central Expwy, Ste 210, Richardson, 
TX 75080; DOB 29 Mar 1959; POB Syria; citizen United States; SSN 405-41-
5342; alt. SSN 467-79-1065 (individual) [LIBERIA]
CHIGUDU, Tinaye Elisha Nzirasha; DOB 13 Aug 1942; Passport AD000013 
(Zimbabwe); Manicaland Provincial Governor (individual) [ZIMBABWE]
CHIGWEDERE, Aeneas Soko; DOB 25 Nov 1939; Minister of Education, Sports 
and Culture (individual) [ZIMBABWE]
CHIHOTA, Phineas; DOB 23 Nov 1950; Deputy Minister of Industry and 
International Trade (individual) [ZIMBABWE]
CHIHUAHUA FOODS S.A. DE C.V., Cuauhtemoc, Chihuahua, Mexico [SDNTK]
CHIHURI, Augustine; DOB 10 Mar 1953; Passport AD000206 (Zimbabwe); 
Police Commissioner (individual) [ZIMBABWE]
CHIKOWORE, Enos; DOB 17 July 1942; Former Central Committee Member; 
Deceased (individual) [ZIMBABWE]
CHIMUTENGWENDE, Chenhamo Chakezha Chen; DOB 28 Aug 1943; Passport 
ZD001423 (Zimbabwe); alt. Passport AN288614 (Zimbabwe); Minister of 
State for Public and Interactive Affairs (individual) [ZIMBABWE]
CHINA GREAT WALL INDUSTRY CORPORATION (a.k.a. CGWIC; a.k.a. ZHONGGUO 
CHANGCHENG GONGYE ZONGGONGSI), No. 30 Haidian Nanlu, Beijing, China; 
Moscow, Russia; and all other locations worldwide [NPWMD]
CHINA NATIONAL PRECISION MACHINERY IMPORT/EXPORT CORPORATION (a.k.a. 
CHINA NATIONAL PRECISION MACHINERY I/E CORP.; a.k.a. CHINA PRECISION 
MACHINERY IMPORT/EXPORT CORPORATION; a.k.a. CPMIEC; a.k.a. ZHONGGUO 
JINGMI JIXIE JINCHUKOU ZONGGONGSI), No. 30 Haidian Nanlu, Beijing, 
China; and all other locations worldwide [NPWMD]
CHINAMASA, Gamuchirai, 2 Honeybear Lane, Borrowdale, Zimbabwe; DOB 11 
Nov 1991; Passport AN634603 (Zimbabwe); Child of Patrick Chinamasa 
(individual) [ZIMBABWE]
CHINAMASA, Monica, 6B Honeybear Lane, Borrowdale, Zimbabwe; DOB circa 
1950; Spouse of Patrick Chinamasa (individual) [ZIMBABWE]
CHINAMASA, Patrick, 6B Honeybear Lane, Borrowdale, Zimbabwe; DOB 25 Jan 
1947; Minister of Justice, Legal and Parliamentary Affairs (individual) 
[ZIMBABWE]
CHINDORI-CHININGA, Edward; DOB 14 Mar 1955; Passport AN388694 
(Zimbabwe); Member of Parliament for Guruve South (individual) 
[ZIMBABWE]
CHITEPO, Victoria; DOB 27 Mar 1928; Politburo (individual) [ZIMBABWE]
CHIWENGA, Constantine Gureya; DOB 25 Aug 1956; Passport AD000263 
(Zimbabwe); Lt. General, Commander of Zimbabwe Defense Forces 
(individual) [ZIMBABWE]
CHIWENGA, Jocelyn Mauchaza; DOB 19 May 1955; Passport AN061550 
(Zimbabwe); Spouse of Constantine Chiwenga (individual) [ZIMBABWE]
CHIWESHE, George; DOB 4 Jun 1953; Chairman of Zimbabwe Electoral 
Commission (individual) [ZIMBABWE]
CHIWEWE, Willard, Private Bag 7713, Causeway, Harare, Zimbabwe; DOB 19 
Mar 1949; Masvingo Provincial Governor (individual) [ZIMBABWE]
CHOMBO, Ever, No. 38, 39th Crescent, Warrenton Park, Harare, Zimbabwe; 
DOB 20 Sep 1956; Passport AN845280 (Zimbabwe); Spouse of Ignatius Chombo 
(individual) [ZIMBABWE]
CHOMBO, Ignatius Morgan; DOB 1 Aug 1952; Passport AD000500 (Zimbabwe); 
Minister of

[[Page 546]]

Local Government, Public Works and National Housing (individual) 
[ZIMBABWE]
CHOMBO, Marian, 45 Basset Crescent, Alexandra Park, Zimbabwe; DOB 11 Aug 
1960; Passport AD000896 (Zimbabwe); Spouse of Ignatius Chombo 
(individual) [ZIMBABWE]
CHOSUNBOHOM (a.k.a. KOREA FOREIGN INSURANCE COMPANY), Unt. Batterieweg 
35, CH-4008 Basel, Switzerland [NORTH KOREA]
CHOSUNBOHOM (a.k.a. KOREA FOREIGN INSURANCE COMPANY), Berlin 
Glinkastrasse 5 1080, Germany [NORTH KOREA]
CHOSUNBOHOM (a.k.a. KOREA FOREIGN INSURANCE COMPANY), 123, Rue des 
Tennerolles, 92210 Saint-Cloud, Paris, France [NORTH KOREA]
CHOW RIOS, Harding Elvis; DOB 2 Apr 1962; POB San Andres, Colombia; 
Cedula No. 15243752 (Colombia) (individual) [SDNT]
CIA COMERCIALIZADORA DE BIENES RAICES LTDA. (a.k.a. COBIENES LTDA.; 
f.k.a. MEJIA MUNERA HERMANOS LTDA.), Cali, Colombia; NIT  
8000689284 (Colombia) [SDNT]
CIA. ANDINA DE EMPAQUES LTDA. (a.k.a. COEMPAQUES LTDA.), Carrera 4 No. 
11-45 Ofc. 503, Cali, Colombia; Carrera 17 G No. 25-72, Cali, Colombia; 
NIT  800018562-9 (Colombia) [SDNT]
CIA. CONSTRUCTORA Y COMERCIALIZADORA DEL SUR LTDA. (a.k.a. COSUR LTDA.; 
a.k.a. HOTEL PALACE), Avenida El Dorado Entrada 2 Int. 6, Bogota, 
Colombia; NIT  890329758-7 (Colombia) [SDNT]
CIA. MINERA DAPA S.A., Carrera 16 No. 93-38 Ofc. 104, Bogota, Colombia; 
NIT  800181373-1 (Colombia) [SDNT]
CICLON (vessel) [CUBA]
CIDCA (a.k.a. CENTRO INVESTIGACION DOCENCIA Y CONSULTORIA 
ADMINISTRATIVA), Calle 61 No. 11-09 Chapinero, Bogota, Colombia; Carrera 
5 No. 23-16, Bogota, Colombia; NIT  860404579-7 (Colombia) 
[SDNT]
CIFUENTES GALINDO, Luis Eduardo (a.k.a. ``EL AGUILA''); DOB 16 Mar 1960; 
Cedula No. 3254362 (Colombia) (individual) [SDNTK]
CIMECO, SRL, Milan, Italy [CUBA]
CIMEX, Emerson No. 148 Piso 7, 11570 Mexico, D.F., Mexico [CUBA]
CIMEX IBERICA, Spain [CUBA]
CIMEX, S.A., Panama [CUBA]
CIPE INVESTMENTS CORPORATION, Panama City, Panama; C.R. No. 197910/
22096/0051 (Panama); RUC  2209651197910 (Panama) [SDNT]
CISSE, M. Moussa (a.k.a. KAMARA, Mamadee); DOB 24 DEC 1946; alt. DOB 26 
JUN 1944; Passport D-001548-99 (Liberia); alt. Passport 0058070 
(Liberia); Former Chief of Presidential Protocol of Liberia; Chairman, 
Mohammed Group of Companies; Diplomatic (individual) [LIBERIA]
CITICAR LTDA., Calle 15 No. 10-52, La Union, Valle, Colombia; NIT 
 800026660-6 (Colombia) [SDNT]
CLAROS, Dario, c/o COOPCREAR, Bogota, Colombia; c/o SOLUCIONES 
COOPERATIVAS, Bogota, Colombia; c/o COOPERATIVA MULTIACTIVA DE COLOMBIA 
FOMENTAMOS, Bogota, Colombia; c/o LITOPHARMA, Barranquilla, Colombia; c/
o CAJA SOLIDARIA, Bogota, Colombia; c/o COOPERATIVA DE TRABAJO ASOCIADO 
ACTIVAR, Bogota, Colombia; Cedula No. 83180350 (Colombia) (individual) 
[SDNT]
CLAUDIA PILAR RODRIGUEZ Y CIA. S.C.S., Calle 17A No. 28A-43, Bogota, 
Colombia; NIT  830007201-7 (Colombia) [SDNT]
CLAVIJO GARCIA, Hector Augusto, c/o GANADERIAS DEL VALLE S.A., Cali, 
Colombia; DOB 15 Dec 1958; Cedula No. 16613930 (Colombia) (individual) 
[SDNT]
CLINICA ESPECIALIZADA DEL VALLE S.A. (a.k.a. C.E.V. S.A.), Calle 10 No. 
44A-26, Cali, Colombia; Apartado Aereo 32412, Cali, Colombia; Carrera 46 
No. 9C-85, Cali, Colombia; Carrera 40 No. 6-50, Of. 1501, Cali, 
Colombia; NIT  800134099-6 (Colombia) [SDNT]
CLINICA SAN FRANCISCO S.A. (f.k.a. CLINICA DE OCCIDENTE TULUA S.A.; 
f.k.a. CLINICA NUESTRA SENORA DE FATIMA S.A.), Calle 26 No. 34-60, 
Tulua, Valle, Colombia; NIT  800191916-1 (Colombia) [SDNT]
COBALT REFINERY CO. INC., Fort Saskatchewan, AB, Canada [CUBA]
COCINA DE TIJUANA, S. DE R.L. DE C.V., Boulevard Sanchez Taboada No. 
10451, Colonia Urbano Rio Tijuana, Tijuana, Baja California, Mexico; 
R.F.C. CTI050414A55 (Mexico) [SDNTK]
CODISA (a.k.a. COOPERATIVA MULTIACTIVA DE DISTRIBUCION Y SERVICIOS 
ADMINISTRATIVOS), Calle 17A No. 28A-43, Bogota, Colombia; Calle 23 No. 
19-75, Bogota, Colombia; NIT  860524476-1 (Colombia) [SDNT]
COINTERCOS S.A. (f.k.a. BLAIMAR; a.k.a. CIA. INTERAMERICANA DE 
COSMETICOS S.A.; f.k.a. LABORATORIOS BLAIMAR DE COLOMBIA S.A.), Apartado 
Aereo 33248, Bogota, Colombia; Calle 12B No. 27-39, Bogota, Colombia; 
NIT  860511578-8 (Colombia) [SDNT]
COLD COMFORT FARM TRUST CO-OPERATIVE, 7 Cowie Road, Tynwald, Harare, 
Zimbabwe; P.O. Box 6996, Harare, Zimbabwe [ZIMBABWE]
COLFARMA PERU S.A., Av. Los Plateros 145 piso 2, Urb. El Artesano Ate, 
Lima, Peru; RUC  2033645155 (Peru) [SDNT]
COLIMEX LTDA., Calle 29 Norte No. 6N-43, Cali, Colombia; NIT  
800256902-1 (Colombia) [SDNT]
COLL PRADO, Gabriel, Panama (individual) [CUBA]

[[Page 547]]

COLLAZOS TELLO, Jairo Camilo, c/o AGROPECUARIA LINDARAJA S.A., Cali, 
Colombia; c/o INVERSIONES BRASILAR S.A., Bogota, Colombia; c/o DIMABE 
LTDA., Bogota, Colombia; DOB 09 Dec 1953; POB Cali, Colombia; Cedula No. 
14998261 (Colombia); Passport AH690431 (Colombia) (individual) [SDNT]
COLOMBIANA DE CERDOS LTDA. (a.k.a. COLCERDOS LTDA.), Km. 3 Via Marsella 
Parque Industrial, Pereira, Colombia; Apartado Aereo 3786, Pereira, 
Colombia; NIT  800018928-0 (Colombia) [SDNT]
COLOMBO ANDINA COMERCIAL COALSA LTDA., Carrera 14 No. 95-47, Ofc.201, 
Bogota, Colombia; NIT  800084516-0 (Colombia) [SDNT]
COLON BETANCOURT, Eduardo, Panama (individual) [CUBA]
COLONY TRADING, S.A., Panama [CUBA]
COLOR 89.5 FM STEREO, Calle 15N No. 6N-34 piso 15, Edificio Alcazar, 
Cali, Colombia; Calle 19N No. 2N-29, Cali, Colombia [SDNT]
COMEDICAMENTOS S.A., Transversal 29 No. 39-92, Bogota, Colombia; NIT 
 830030803-7 (Colombia) [SDNT]
COMERCIAL CIMEX, S.A., Panama [CUBA]
COMERCIAL DE NEGOCIOS CLARIDAD Y CIA., Avenida Caracas No. 59-77 of. 
201A, 401B y 405B, Bogota, Colombia; NIT  800080719-0 
(Colombia) [SDNT]
COMERCIAL DE RODAJES Y MAQUINARIA, S.A. (a.k.a. CRYMSA), Jose Lazaro 
Galdeano 6-6, 28016 Madrid, Spain [CUBA]
COMERCIAL DOMELY, S.A. DE C.V, Ignacio Ramirez No. 603, Col. Jorge 
Almada, Culiacan, Sinaloa 80200, Mexico; R.F.C. CDO010522917 (Mexico) 
[SDNTK]
COMERCIAL IBEROAMERICANA, S.A. (a.k.a. COIBA), Spain [CUBA]
COMERCIAL JOANA, S.A. DE C.V., General Eulogio Parra No. 61, Interior Z, 
Col. El Retiro, Guadalajara, Jalisco, Mexico; General Eulogio Parra No. 
1750-C, Col. El Retiro, Guadalajara, Jalisco, Mexico; Calle General 
Eulogio Parra Numero 61-Z, Col. El Retiro, Guadalajara, Jalisco 44280, 
Mexico; Parras No. 1750, Col. Educacion Alamos, Guadalajara, Mexico; 
R.F.C. CJO010202HQ4 (Mexico); alt. R.F.C. CJO010202HQH (Mexico) [SDNTK]
COMERCIAL MURALLA, S.A. (a.k.a. MURALLA, S.A.), Panama City, Panama 
[CUBA]
COMERCIALIZACION DE PRODUCTOS VARIOS (a.k.a. COPROVA; a.k.a. COPROVA 
SARL), Paris, France [CUBA]
COMERCIALIZACION Y FINANCIACION DE AUTOMOTORES S.A. (a.k.a. COMFIAUTOS 
S.A.), Carrera 4 No. 11-33 of. 303, Cali, Colombia; Avenida 2N No. 7N- 
55 of. 609, Cali, Colombia; NIT  800086115-1 (Colombia) [SDNT]
COMERCIALIZADORA AMIA, S.A. DE C.V., Avenida Juan Sarabia, Calle 8106, 
Zona Central, Tijuana, Baja California CP 22000, Mexico; R.F.C. CAM- 
940526-8H9 (Mexico) [SDNTK]
COMERCIALIZADORA ANDINA BRASILERA S.A. (a.k.a. CABRASA), Carrera 30 No. 
90-82, Bogota, Colombia; NIT  830003298-2 (Colombia) [SDNT]
COMERCIALIZADORA BRIMAR'S, S.A. DE C.V., Calle Riva Palacio Sur No. 675, 
Col. Jorge Almada, Culiacan, Sinaloa, Mexico; R.F.C. CBS9710303N4 
(Mexico) [SDNTK]
COMERCIALIZADORA COLOMBIAN MONEY EXCHANGE LTDA., Avenida 40 No. 26C-10 
Local 304, Villavicencio, Colombia; Carrera 15 No. 90-36 Local 101, 
Bogota, Colombia; Calle 82 No. 11-75 Local 164, Bogota, Colombia; NIT 
 830090469-6 (Colombia) [SDNTK]
COMERCIALIZADORA DE BIENES Y SERVICIOS ADMINISTRATIVOS Y FINANCIEROS 
S.A. (f.k.a. RENTAS Y ADMINISTRACIONES S.A.), Calle 6 No. 39-25 Local 
206, Cali, Colombia; NIT  800200471-6 (Colombia) [SDNT]
COMERCIALIZADORA DE CAFE DEL OCCIDENTE CODECAFE LTDA. (a.k.a. CODECAFE), 
Carrera 8 No. 23-09, Ofc. 903, Pereira, Risaralda, Colombia; NIT 
 816004106-0 (Colombia) [SDNT]
COMERCIALIZADORA DE CARNES DEL PACIFICO LTDA., Calle 25 No. 8-54, Cali, 
Colombia [SDNT]
COMERCIALIZADORA DE CARNES LTDA. (a.k.a. COMECARNES LTDA.), Km. 3 Via 
Marsella, Pereira, Colombia; NIT  800076369-0 (Colombia) [SDNT]
COMERCIALIZADORA DE LINEAS PHARMACEUTICAS S.A. (a.k.a. COLPHAR S.A.), 
Calle 39 Bis A No. 27-16, Bogota, Colombia; Calle 94A No. 13-91 of. 402, 
Bogota, Colombia; NIT  830074552-2 (Colombia) [SDNT]
COMERCIALIZADORA DE PRODUCTOS FARMACEUTICOS LTDA., Manzana 48 Casa 12 
Etapa 2 Simon Bolivar, Ibague, Colombia; NIT  809010102-0 
(Colombia) [SDNT]
COMERCIALIZADORA DIGLO LTDA., Calle 23 No. 19-75, Bogota, Colombia; NIT 
 800789578-3 (Colombia) [SDNT]
COMERCIALIZADORA E IMPORTADORA GARDES, S.A. DE C.V., Carrillo Puerto, 
Calle 2025 21-A, Zona Central, Tijuana, Baja California, Mexico; 
Huixquilucan, Distrito Federal, Mexico; R.F.C. CIG-920206-F64 (Mexico) 
[SDNTK]
COMERCIALIZADORA EXPERTA Y CIA. S. EN C., Avenida Caracas No. 59-77 of. 
201A, 401B, 405B y 407B, Bogota, Colombia; NIT  800075687-3 
(Colombia) [SDNT]
COMERCIALIZADORA INTERTEL S.A., Calle 18 No. 106-98 of. 207, 302, 303, 
Cali, Colombia; Carrera 42 No. 9D-49, Cali, Colombia; Calle 19 No. 9-50 
of. 1501, Cali, Colombia; NIT  805015152-7 (Colombia) [SDNT]
COMERCIALIZADORA JALSIN, S.A. DE C.V. (a.k.a. CHIKA'S; a.k.a. CHIKA'S 
ACCESORIOS Y COSMETICOS; a.k.a.

[[Page 548]]

COMERCIALIZADORA JALZIN, S.A. DE C.V.), Avenida Juarez 496, Col. Centro, 
Guadalajara, Jalisco, Mexico; Calle Juan Manuel 308, Col. Colonia 
Guadalajara Centro, Guadalajara, Jalisco, Mexico; Calle Alvaro Obregon 
614, Col. Barrio San Juan De Dios, Guadalajara, Jalisco, Mexico; Calle 
Pedro Loza 174, Col. Colonia Guadalajara Centro, Guadalajara, Jalisco, 
Mexico; Parras No. 1750, Col. Educacion Alamos, Guadalajara, Jalisco 
44280, Mexico; Calle Vasco de Quiroga 32, Col. Colonia Morelia Centro, 
Morelia, Michoacan, Mexico; Calle Javier Mina 26, Col. Colonia La Perla, 
Guadalajara, Jalisco, Mexico; Calle Pedro Loza 184, Col. Colonia 
Guadalajara Centro, Guadalajara, Jalisco, Mexico; Andador Pedro Loza 
174, Col. Barrio Jesus, Guadalajara, Jalisco, Mexico; Calle Alvaro 
Obregon 614, Col. Colonia La Perla, Guadalajara, Jalisco, Mexico; 
Avenida Javier Mina 28, Col. Barrio San Juan De Dios, Guadalajara, 
Jalisco, Mexico; Avenida Juarez 498, Col. Colonia Guadalajara Centro, 
Guadalajara, Jalisco, Mexico; Privada Periferico Sur 1835, Col. Pueblo 
Santa Maria Tequepexpan, Tlaquepaque, Jalisco, Mexico; Cll 614 s/n, 
Col.San Jan de Dios, Guadalajara, Jalisco 44360, Mexico; Calle Reforma, 
Esquina Comonfort Esquina Loc 11, Col. Colonia Leon de los Aldamas 
Centro, Leon, Guanajuato 37000, Mexico; Ave. Juarez No. 496, Col. 
Centro, Guadalajara, Jalisco 44100, Mexico; Calle Reforma 217 A, Col. 
Colonia Leon de los Aldamas Centro, Leon, Guanajuato 37000, Mexico; 
Vasco de Quiroga No. 32, Zona Centro, Morelia, Michoacan, Mexico; Cll 
271 s/n, Col. Centro, Guadalajara, Jalisco 44280, Mexico; R.F.C. 
CJA980901J13 (Mexico) [SDNTK]
COMERCIALIZADORA MOR GAVIRIA S.A. (a.k.a. ALFOMBRAS DURATEX DE COLOMBIA; 
a.k.a. ``DURATEX ECUADOR''), Avenida Pedro Vicente Maldonado N229 y 
Rivas, Edificio Centro Comercial El Recreo, Local 24F, Pichincha, Quito, 
Ecuador; RUC  1791813359001 (Ecuador) [SDNT]
COMERCIALIZADORA MORDUR S.A., Avenida Pedro Vicente Maldonado 14-205, 
Edificio Centro Comercial El Recreo, Local 22F, Pichincha, Quito, 
Ecuador; RUC  1791315820001 (Ecuador) [SDNT]
COMERCIALIZADORA OROBANCA (A.K.A. SOCIR S.A.) (a.k.a. SOUCIR, S.A.), 
Calle 36A No. 3GN-07 of. 302, Edificio El Parque, Cali, Colombia; Calle 
22N No. 5A-75 of. 702, Edificio Via Veneto, Cali, Colombia [SDNT]
COMERCIALIZADORA PELISSIER OSPINA LTDA., Carrera 58B No. 63B-96 bq. 21 
int. 15 apto. 201, Bogota, Colombia; NIT  830009052-5 
(Colombia) [SDNT]
COMERCIALIZADORA TOQUIN, S.A. DE C.V. (a.k.a. CHIKA'S COSMETICS AND 
ACCESSORIES), Calzada Gonzalez Gallo, numero 3064, Col. Lomas de San 
Pedro, Guadalajara, Jalisco 44897, Mexico; Calle Paseo del Hospisio 22 
1038, Col. Colonia La Perla, Guadalajara, Jalisco, Mexico; Poniente 140 
 639, Col. Industrial Vallejo, Mexico, Distrito Federal, 
Mexico; Calle Parras, Numero 1750 Int. C, Col. Alamo Oriente, 
Tlaquepaque, Jalisco, Mexico; R.F.C. CTO010731CH9 (Mexico) [SDNTK]
COMITE' DE BIENFAISANCE ET DE SECOURS AUX PALESTINIENS (a.k.a. AL AQSA 
ASSISTANCE CHARITABLE COUNCIL; a.k.a. AL-LAJNA AL-KHAYRIYYA LIL MUNASARA 
AL-AQSA; a.k.a. BENEVOLENCE COMMITTEE FOR SOLIDARITY WITH PALESTINE; 
a.k.a. BENEVOLENT COMMITTEE FOR SUPPORT OF PALESTINE; a.k.a. CBSP; 
a.k.a. CHARITABLE COMMITTEE FOR PALESTINE; a.k.a. CHARITABLE COMMITTEE 
FOR SOLIDARITY WITH PALESTINE; a.k.a. CHARITABLE COMMITTEE FOR 
SUPPORTING PALESTINE; a.k.a. CHARITABLE ORGANIZATION IN SUPPORT OF 
PALESTINE; f.k.a. COMITE' DE BIENFAISANCE POUR LA SOLIDARITE' AVEC LA 
PALESTINE; a.k.a. COMMITTEE FOR AID AND SOLIDARITY WITH PALESTINE; 
a.k.a. COMMITTEE FOR ASSISTANCE AND SOLIDARITY WITH PALESTINE; a.k.a. 
COMMITTEE FOR CHARITY AND SOLIDARITY WITH PALESTINE; a.k.a. COMPANIE 
BENIFICENT DE SOLIDARITE AVEC PALESTINE; a.k.a. COUNCIL OF CHARITY AND 
SOLIDARITY; a.k.a. DE BIENFAISANCE ET DE COMMITE LE SOLIDARITE AVEC LA 
PALESTINE; a.k.a. RELIEF COMMITTEE FOR SOLIDARITY WITH PALESTINE), 37 
Rue de la Chapelle, 75018 Paris, France; 10 Rue Notre Dame, 69006 Lyon, 
France; 68 Rue Jules Guesde, 59000 Lille, France [SDGT]
COMMUNIST PARTY OF NEPAL (MAOIST) (a.k.a. CPN (M); a.k.a. THE PEOPLE'S 
LIBERATION ARMY OF NEPAL; a.k.a. UNITED REVOLUTIONARY PEOPLE'S COUNCIL) 
[SDGT]
COMPAGNIE AERIENNE DES GRANDS LACS (a.k.a. CAGL), Gisenyi, Rwanda; Av. 
President Mobutu, Goma, Congo, Democratic Republic of the [DRCONGO]
COMPANIA ADMINISTRADORA DE VIVIENDA S.A. (f.k.a. INVERSIONES GEMINIS 
S.A.), Carrera 40 No. 6-24 of. 402B, Cali, Colombia; Carrera 41 No. 6-
15/35, Cali, Colombia; NIT  800032419-1 (Colombia) [SDNT]
COMPANIA AGROINVERSORA HENAGRO LTDA., Carrera 1 No. 13-08, Cartago, 
Colombia; Km. 5 Via Aeropuerto, Cartago, Colombia; Hacienda Coque, 
Cartago, Colombia; NIT  800084326-8 (Colombia) [SDNT]
COMPANIA AGROPECUARIA DEL SUR LTDA. (a.k.a. COAGROSUR LTDA.; f.k.a. 
MARIA NURY CAICEDO E HIJAS Y CIA

[[Page 549]]

S.C.S.), Calle 114A No. 11A-40, Apt. 302, Bogota, Colombia; NIT 
 800107990-1 (Colombia) [SDNT]
COMPANIA DE COALICION DEL COMERCIO DE COREA, S.A., Panama [NORTH KOREA]
COMPANIA DE FOMENTO MERCANTIL S.A., Avenida 7 Norte No. 23N-81, Cali, 
Colombia; NIT  800124589-0 (Colombia) [SDNT]
COMPANIA DE IMPORTACION Y EXPORTACION IBERIA (a.k.a. CIMEX), Spain 
[CUBA]
COMPANIA FENIX INTERNACIONAL, S.A., Caracas, Venezuela [CUBA]
COMPANIA PESQUERA INTERNACIONAL, S.A., Panama [CUBA]
COMPLEJO TURISTICO OASIS, S.A. DE C.V. (a.k.a. OASIS BEACH RESORT & 
CONVENTION CENTER), Km 25 Carr. Tijuana-Ensenada, Colonia Leyes de 
Reforma, CP 22710, Playas Rosarito, Rosarito, Baja California, Mexico 
[SDNTK]
COMTECO LTDA. (a.k.a. COMUNICACIONES TECNICAS DE COLOMBIA LIMITADA), 
Calle 12N No. 9N-58, Cali, Colombia; Calle 44 Norte No. 2BN-08, Cali, 
Colombia; NIT  800113514-1 (Colombia) [SDNT]
COMUDROGAS LTDA. (a.k.a. COOPERATIVA MULTIACTIVA DE DROGUISTAS LTDA.; 
a.k.a. COOPERATIVA MULTISERVICIOS DE DROGUISTAS LTDA.), Carrera 49B No. 
75-63 Local 2, Barranquilla, Colombia; Calle 8 No. 31-03, Cali, 
Colombia; Calle 28 No. 22-25/27/39, Bucaramanga, Colombia; NIT  
804001143-6 (Colombia) [SDNT]
COMUNICACION VISUAL LTDA. (a.k.a. COMVIS LTDA.), Calle 11 No. 19-44, 
Cali, Colombia [SDNT]
COMUNICACIONES ABIERTAS CAMARY LTDA., Calle 13 No. 80-60 Loc. 224, Cali, 
Colombia; NIT  805028107-1 (Colombia) [SDNT]
CONCRETOS CALI S.A., Calle 7 No. 82-65, Cali, Colombia [SDNT]
CONFECCIONES LINA MARIA LTDA., Factoria La Rivera, La Union, Valle, 
Colombia; NIT  800026667-7 (Colombia) [SDNT]
CONFECCIONES LORD S.A., Carrera 74 No. 76-150, Barranquilla, Atlantico, 
Colombia; NIT  890101890-1 (Colombia) [SDNT]
CONGOCOM TRADING HOUSE, Butembo, Congo, Democratic Republic of the 
[DRCONGO]
CONSORCIO INMOBILIARIO DEL VALLE DE CULIACAN, S.A. DE C.V., Calle Miguel 
Hidalgo No. 590,  3, Culiacan, Sinaloa, Mexico; Calle Rodolfo 
G. Robles No. 158, Culiacan, Sinaloa, Mexico; Ave. Alvaro Obregon No. 
1800, 74M, Colinas de San Miguel, Culiacan, Sinaloa, Mexico; Blvd. 
Emiliano Zapata No. 20, Col. Centro, Culiacan, Sinaloa, Mexico; Valle 
Aldama No. 257, Col. Centro, Culiacan, Sinaloa, Mexico; Ave. Alvaro 
Obregon No. 1800, 76M, Colinas de San Miguel, Culiacan, Sinaloa, Mexico; 
Ave. Alvaro Obregon No. 1800, 75M, Colinas de San Miguel, Culiacan, 
Sinaloa, Mexico; Calle Miguel Hidalgo No. 590,  4, Culiacan, 
Sinaloa, Mexico; Ave. Alvaro Obregon No. 1800, 77M, Colinas de San 
Miguel, Culiacan, Sinaloa, Mexico; R.F.C. CIV0106199MA (Mexico) [SDNTK]
CONSTRUCCIONES ASTRO S.A. (f.k.a. CONSTRUCTORA CASCADA; f.k.a. SOCIEDAD 
CONSTRUCTORA LA CASCADA S.A.), Carrera 4 No. 12-41 of. 1401, Cali, 
Colombia; Calle 1A 62A-120 B2 108, Cali, Colombia; Calle 13 3-22 piso 12 
y piso 14, Cali, Colombia; Carrera 64 1B-83, Cali, Colombia; Carrera 64 
1C-63, Cali, Colombia; Apartado Aereo 10077, Cali, Colombia; Calle 1A 
62A-120 4114, Cali, Colombia; Calle 1A 62A-120, Cali, Colombia; Carrera 
4 No. 12-41 of. 1402, Edificio Seguros Bolivar, Cali, Colombia; Carrera 
4 No. 12-41 of. 1403, Cali, Colombia; Calle 1A 62A-120 2418, Cali, 
Colombia; Calle 1A 62A-120 2305, Cali, Colombia; Calle 1A 62A-120 6245, 
Cali, Colombia; NIT  890307311-4 (Colombia) [SDNT]
CONSTRUCCIONES AVENDANO GUTIERREZ Y CIA. LTDA. (a.k.a. CONAGE LTDA.), 
Carrera 71 No. 57-07, Bogota, Colombia; NIT  800211560-0 
(Colombia) [SDNT]
CONSTRUCCIONES COLOMBO-ANDINAS LTDA., Carrera 8 No. 16-79 of. 504, 
Bogota, Colombia; Calle 29 No. 36-61, Bogota, Colombia; NIT  
860505252-8 (Colombia) [SDNT]
CONSTRUCCIONES E INVERSIONES LTDA., Calle 15 No. 10-52, La Union, Valle, 
Colombia; NIT  800154939-3 (Colombia) [SDNT]
CONSTRUCCIONES PROGRESO DEL PUERTO S.A. (a.k.a. CONPUERTO S.A.), Calle 
12A No. 26-22, Puerto Tejada, Colombia; NIT  817000779-2 
(Colombia) [SDNT]
CONSTRUCTORA ALTAVISTA INTERNACIONAL S.A. (a.k.a. CONASA S.A.), Calle 77 
B No. 57-141, Ofc. 917, Barranquilla, Colombia; NIT  802019866-
4 (Colombia) [SDNT]
CONSTRUCTORA ALTOS DEL RETIRO LTDA., Carrera 7 No. 72-28 of. 301, 
Bogota, Colombia; Carrera 4 No. 86-88, Bogota, Colombia; Transversal 3 
No. 85-10 apt. 401 Interior 1, Bogota, Colombia; NIT  
890329139-8 (Colombia) [SDNT]
CONSTRUCTORA AMERICA S.A., Carrera 63 No. 17-07, Bogota, Colombia; NIT 
 830125002-3 (Colombia) [SDNT]
CONSTRUCTORA CENTRAL DEL VALLE LTDA. (a.k.a. C.C.V. LTDA.), Calle 10 No. 
44A-26, Cali, Colombia; NIT  800144098-1 (Colombia) [SDNT]
CONSTRUCTORA DIMISA LTDA., Calle 70N No. 14-31, Cali, Colombia [SDNT]
CONSTRUCTORA E INMOBILIARIA ANDINA S.A., Calle 16 Norte No. 9N-41, Cali, 
Colombia; NIT  800155233-7 (Colombia) [SDNT]

[[Page 550]]

CONSTRUCTORA E INMOBILIARIA URVALLE CIA. LTDA., Carrera 9 No. 9-49 of. 
902, Cali, Colombia; NIT  800094652-7 (Colombia) [SDNT]
CONSTRUCTORA EL NOGAL S.A. (f.k.a. CONE S.A.; f.k.a. CONSTRUEXITO S.A.), 
Avenida 2N No. 7N-55 of. 501, Cali, Colombia; Calle 2A No. 65A- 110, 
apto. 501 B3, Cali, Colombia; NIT  800051378-9 (Colombia) 
[SDNT]
CONSTRUCTORA GOPEVA LTDA., Avenida 3A No. 51-15, Cali, Colombia [SDNT]
CONSTRUCTORA IRAKA S.A., Carrera 7 No. 132-82, Bogota, Colombia; NIT 
 830111113-1 (Colombia) [SDNT]
CONSTRUCTORA PYNZAR LTDA., Avenida 3 No. 21-50 Apt. 800, Cali, Colombia; 
Avenida 3 Norte No. 21-44, Cali, Colombia; Avenida 3 No. 21-50, Cali, 
Colombia; NIT  800240723-8 (Colombia) [SDNT]
CONSTRUCTORA TREMI LTDA., Carrera 1A Oeste No. 68-75, Cali, Colombia 
[SDNT]
CONSTRUCTORA UNIVERSAL LTDA., Carrera 50 No. 9B-20 of. 07, Cali, 
Colombia; Calle 52 No. 28E-30, Cali, Colombia; NIT  800112051-9 
(Colombia) [SDNT]
CONSTRUVIDA S.A., Calle 70N No. 14-31, Cali, Colombia; Avenida 2N No. 
7N-55 of. 521, Cali, Colombia; Carrera 68 No. 13B-61 of. 104B, Cali, 
Colombia; NIT  800108122-8 (Colombia) [SDNT]
CONSULTORIA DE INTERDIVISAS, S.A. DE C.V., Carretera Aeropuerto 1900, 
Centro Comercial Otay, Local G-16, Tijuana, Baja California CP 22500, 
Mexico; R.F.C. CIN-010123-MX9 (Mexico) [SDNTK]
CONSULTORIA DE OCCIDENTE, S.A. DE C.V., Guadalajara, Jalisco, Mexico; 
Paseo de Ensenada 170, Tijuana, Baja California CP 22200, Mexico [SDNTK]
CONSULTORIA EMPRESARIAL ESPECIALIZADA LTDA., Avenida 2N No. 7N-55 of. 
421, Cali, Colombia; NIT  800109042-1 (Colombia) [SDNT]
CONSULTORIA INTEGRAL Y ASESORIA EMPRESARIAL S.A. (f.k.a. ASECOM S.A.; 
a.k.a. COINEMP S.A.), Calle 15 Norte No. 6N-34 ofc. 404, Cali, Colombia; 
NIT  890326149-8 (Colombia) [SDNT]
CONSULTORIA SANTAFE E.U., Carrera 13A No. 89-38 of. 713, Bogota, 
Colombia; NIT  830043033-9 (Colombia) [SDNT]
CONSULTORIAS FINANCIERAS S.A. (a.k.a. COFINANZAS), Carrera 3 No. 12-40 
ofc. 1001, Cali, Colombia; NIT  805017446-6 (Colombia) [SDNT]
CONTACTEL COMUNICACIONES S.A., Calle 5 No. 46-83 local 218, Cali, 
Colombia; Calle 18 No. 106-98 of. 302, 303, Cali, Colombia; NIT 
 805020429-1 (Colombia) [SDNT]
CONTEX, S.A., Panama [CUBA]
CONTINUE PROFESSIONAL EDUCATION INC. (a.k.a. GULF MOTOR SALES INC.), 811 
S. Central Expwy, Ste 210, Richardson, TX 75080; US FEIN 08000068-09 
[LIBERIA]
CONTINUITY IRA (CIRA) (a.k.a. CONTINUITY ARMY COUNCIL; a.k.a. CONTINUITY 
IRISH REPUBLICAN ARMY; a.k.a. REPUBLICAN SINN FEIN), United Kingdom 
[FTO] [SDGT]
COOMULCOSTA (a.k.a. COOPERATIVA MULTIACTIVA DE LA COSTA COOMULCOSTA 
LTDA.), Carrera 14 No. 35B Esquina, Barranquilla, Colombia; Carrera 48 
No. 76-49, Barranquilla, Colombia; Via 40 No. 71-197 Bodega 504, 
Barranquilla, Colombia; NIT  802006273-0 (Colombia) [SDNT]
COOPCREAR (a.k.a. COOPERATIVA DE TRABAJO ASOCIADO DE COLOMBIA), 
Transversal 29 No. 35A-29, Bogota, Colombia; Avenida 13 No. 78-54, Cali, 
Colombia; Calle 13 No. 78-54, Cali, Colombia; NIT  830066040-1 
(Colombia) [SDNT]
COOPER, Randolph; DOB 28 OCT 1950; Former Managing Director, Roberts 
International Airport (individual) [LIBERIA]
COOPERATIVA DE SERVICIO DE TRANSPORTE DE CARGA DE COLOMBIA LTDA. (a.k.a. 
COOPERATIVA DE SERVICIO DE TRANSPORTE DE CARGA MULTIMODAL DE COLOMIBA 
LTDA.; a.k.a. COOTRANSMULTI H.H. LTDA.), Calle 30 No. 10-50, 
Barranquilla, Colombia; Calle 35 No. 36-68, Barranquilla, Colombia; NIT 
 802019665-0 (Colombia) [SDNT]
COOPERATIVA MERCANTIL COLOMBIANA COOMERCOL (a.k.a. COOMERCOL), Diagonal 
24 Transv. 11-99, Cali, Colombia; Pereira, Colombia; Calle 8 No. 31-11 
Local 2, Cali, Colombia; NIT  805010372-8 (Colombia) [SDNT]
COOPERATIVA MERCANTIL DEL SUR LTDA. (a.k.a. COOMERSUR; a.k.a. 
COOPMERSUR), Carrera 43 No. 16A-19 La Colina, Pasto, Colombia; NIT 
 814002508-1 (Colombia) [SDNT]
COOPERATIVA MULTIACTIVA DE COLOMBIA FOMENTAMOS (a.k.a. FOMENTAMOS), 
Transversal 29 No. 35A-29, Bogota, Colombia; NIT  830060914-4 
(Colombia) [SDNT]
COOPERATIVA MULTIACTIVA DE COMERC. DROGUISTA Y FARMACEUTICA DROFARCO 
(a.k.a. DROFARCO), Via Circunvalar, Bodega M-A-3, Barranquilla, 
Colombia; Metroparque Bodega Mz. 3, Barranquilla, Colombia; Calle 110 
No. 6-336, Barranquilla, Colombia; NIT  802012877-3 (Colombia) 
[SDNT]
COOPERATIVA MULTIACTIVA DE DISTRIBUCION FARMAVISION LTDA. (a.k.a. 
FARMAVISION LTDA.), Carrera 24 No. 4-19, Bogota, Colombia; NIT  
830037372-6 (Colombia) [SDNT]
COOPERATIVA MULTIACTIVA DISTRIBUIDORA DE SANTANDER COOPDISAN (a.k.a. 
COOPDISAN), Calle 52 No. 31-148 of. 201, Bucaramanga, Colombia; Calle 45 
No. 9 Occ-04, Bucaramanga, Colombia; Calle 52 No. 31-148, Bucaramanga, 
Colombia; Carrera 27 No. 65-60 La Victoria, Bucaramanga, Colombia; 
Carrera 33 No.

[[Page 551]]

108-49, Floridablanca, Colombia; NIT  804005384-2 (Colombia) 
[SDNT]
COOPIFARMA (a.k.a. COOPERATIVA MULTIACTIVA DE COMERCIALIZACION Y 
SERVICIOS DE COLOMBIA), Carrera 27 No. 47A-06, Bogota, Colombia; Carrera 
13A No. 28-38 of. 215, Bogota, Colombia; Calle 54 No. 22-50, 
Bucaramanga, Colombia; NIT  830071338-9 (Colombia) [SDNT]
COPSERVIR LTDA. (a.k.a. COOPERATIVA MULTIACTIVA DE EMPLEADOS DE 
DISTRIBUIDORES DE DROGAS COPSERVIR LTDA.; f.k.a. DISTRIBUIDORA DE DROGAS 
LA REBAJA PRINCIPAL S.A.; f.k.a. DISTRIBUIDORA DE DROGAS LA REBAJA S.A.; 
f.k.a. DROGAS LA REBAJA), Carrera 66A No. 53-47 piso 3, Bogota, 
Colombia; Calle 18 No. 121-130 Avenida Canasgordas Pance, Cali, 
Colombia; Calle 10 No. 4-47 piso 19, Cali, Colombia; Carrera 7A No. 14-
25 piso 2, Cali, Colombia; Carrera 7 No. 13-132 piso 4, Cali, Colombia; 
Carrera 10 No. 11-71, Cali, Colombia; Calle 14 No. 6-66, Cali, Colombia; 
Carrera 99 No. 46A-10 Bdg 6 y 8, Bogota, Colombia; Calle 4 No. 22-24, 
Bogota, Colombia; NIT  830011670-3 (Colombia) [SDNT]
COPTRADE COMPANY LIMITED (PHARMACEUTICAL AND CHEMICAL DIVISION), P.O. 
Box 246, Khartoum, Sudan; Port Sudan, Sudan [SUDAN]
COPTRADE ENG AND AUTOMOBILE SERVICES CO LTD. (f.k.a. KORDOFAN AUTOMOBILE 
COMPANY), P.O. Box 97, Khartoum, Sudan [SUDAN]
CORBURN 13 FARM, Chegutu, Zimbabwe [ZIMBABWE]
CORIC, Valentin; DOB 23 Jun 1956; POB Citluk, Bosnia-Herzegovina 
(individual) [BALKANS]
CORONEL VILLAREAL, Ignacio (a.k.a. ``NACHO CORONEL''), Manzanillo, 
Colima, Mexico; DOB 01 Feb 1954; POB Veracruz, Mexico; alt. POB Canelas, 
Durango, Mexico; citizen Mexico; nationality Mexico (individual) [SDNTK]
CORPORACION ARGENTINA DE INGENIERIA Y ARQUITECTURA, S.A. (a.k.a. COPIA, 
S.A.), San Martin 323, 4th Floor, Buenos Aires, Argentina [CUBA]
CORPORACION CIMEX S.A. (a.k.a. CIMEX; a.k.a. CIMEX CUBA; a.k.a. COMERCIO 
INTERIOR, MERCADO EXTERIOR), Edificio Sierra Maestra, Avenida Primera 
entre 0 y 2, Miramar Playa, Ciudad de la Habana, Cuba; and all other 
locations worldwide [CUBA]
CORPORACION CIMEX, S.A., Panama [CUBA]
CORPORACION CLUB DEPORTIVO TULUA (a.k.a. CORTULUA), Carrera 26 No. 32-70 
B. Salesiano, Tulua, Valle, Colombia; NIT  800097185-2 
(Colombia) [SDNT]
CORPORACION DE ALMACENES POR DEPARTAMENTOS S.A. (a.k.a. C.A.D. S.A.), 
Diagonal 127A No. 17-34, Bogota, Colombia; NIT  800173127-0 
(Colombia) [SDNT]
CORPORACION DEPORTIVA AMERICA (a.k.a. CLUB AMERICA DE CALI; a.k.a. CLUB 
DEPORTIVO AMERICA), Sede Naranjal, Cali, Colombia; Carrera 56 No. 2-70, 
Cali, Colombia; Calle 13 Carrera 70, Cali, Colombia; Sede Cascajal, 
Cali, Colombia; Calle 24N No. 5BN-22, Cali, Colombia; Avenida Guadalupe 
No. 2-70, Cali, Colombia; NIT  890305773-4 (Colombia) [SDNT]
CORPORACION HOTELERA DEL CARIBE LIMITADA (a.k.a. APARTAHOTEL TRES 
CASITAS; a.k.a. ``TRES CASITAS''), Avenida Colombia No. 1-60, San 
Andres, Providencia, Colombia; NIT  800104679-1 (Colombia) 
[SDNT]
CORPORACION IBEROAMERICANA DEL COMERCIO (a.k.a. CIDECO), Spain [CUBA]
CORRALES SAN IGNACIO S.P.R. DE R.L. DE C.V., Domicilio en Ejido Ancon de 
Carros, Saucillo, Chihuahua, Mexico; R.F.C. CSI-000516-2U3 (Mexico) 
[SDNTK]
CORREA GIRALDO, Ricardo Leon, c/o COOPCREAR, Bogota, Colombia; c/o 
COOPERATIVA DE TRABAJO ASOCIADO ACTIVAR, Bogota, Colombia; Carrera 1 No. 
2-45 Bloque A ap. 33, Cali, Colombia; DOB 27 Oct 1954; Cedula No. 
70085655 (Colombia) (individual) [SDNT]
CORREA PULGARIN, Ernesto, c/o AGROPECUARIA LA ROBLEDA S.A., Cali, 
Colombia; Cedula No. 2510585 (Colombia) (individual) [SDNT]
CORREAL GUZMAN, Gloria Ines, c/o GIAMX LTDA., Bogota, Colombia; Cedula 
No. 51678272 (Colombia) (individual) [SDNT]
CORREDOR RUEDA, Jaqueline, Calle 52A No. 31-67, Bogota, Colombia; c/o 
COPSERVIR LTDA., Bogota, Colombia; c/o CAJA SOLIDARIA, Bogota, Colombia; 
c/o FARMAVISION LTDA., Bogota, Colombia; c/o MEGAPHARMA LTDA., Bogota, 
Colombia; Cedula No. 51815763 (Colombia) (individual) [SDNT]
CORTES QUINTERO, Sandra, c/o CONSTRUCCIONES PROGRESO DEL PUERTO S.A., 
Puerto Tejada, Colombia; c/o UNIDAS S.A., Cali, Colombia; c/o CREDISA 
S.A., Cali, Colombia; c/o COMPANIA DE FOMENTO MERCANTIL S.A., Cali, 
Colombia; DOB 21 Jun 1971; POB Cali, Valle, Colombia; Cedula No. 
66827003 (Colombia); Passport 66827003 (Colombia) (individual) [SDNT]
CORTES, Polania Raquel, c/o MAPRI DE COLOMBIA LTDA., Bogota, Colombia; 
DOB 5 Nov 1965; Cedula No. 55150515 (Colombia); Passport 55150515 
(Colombia) (individual) [SDNT]
COSMEPOP (f.k.a. BLAIMAR; f.k.a. CIA. INTERAMERICANA DE COSMETICOS S.A.; 
f.k.a. COINTERCOS S.A.; a.k.a. COOPERATIVA DE COSMETICOS Y POPULARES 
COSMEPOP; f.k.a. LABORATORIOS BLAIMAR DE COLOMBIA S.A.; f.k.a. 
LABORATORIOS BLANCO

[[Page 552]]

PHARMA S.A.), A.A. 55538, Bogota, Colombia; Carrera 99 y 100 No. 46A-10, 
Bodega 4, Bogota, Colombia; Calle 12B No. 27-37/39, Bogota, Colombia; 
Calle 26 Sur No. 7-30 Este, Bogota, Colombia; Calle 12A No. 27-72, 
Bogota, Colombia; NIT  800251322-5 (Colombia) [SDNT]
COTEI, Milan, Italy [CUBA]
COTRINO TRUJILLO, Olga, c/o FARMA XXI LTDA., Neiva, Huila, Colombia; 
Cedula No. 36183653 (Colombia); Passport 36183653 (Colombia) 
(individual) [SDNT]
COTTY (vessel) [CUBA]
CPV SISTEMAS GRAFICOS S.L., Rodriguez San Pedro 2, 28015 Madrid, Madrid, 
Spain; C.I.F. B82201039 (Spain) [SDNT]
CRASESORIAS E.U., Avenida 11 Norte No. 7N-201, Cali, Colombia; NIT 
 805016474-8 (Colombia) [SDNT]
CREACIONES DEPORTIVAS WILLINGTON LTDA., Cosmocentro, Local 130, Cali, 
Colombia; Calle 5 No. 25-65, Cali, Colombia [SDNT]
CREDIREBAJA S.A, Calle 16 No. 100-88, Cali, Colombia; Calle 19 No. 2-29 
of. 3001, Cali, Colombia; NIT  805001030-6 (Colombia) [SDNT]
CREDISA S.A. (f.k.a. COMERCIALIZADORA AUTOMOTRIZ S.A.), Avenida 7 Norte 
No. 23N-81, Cali, Colombia; Carrera 7D Bis No. 68-58, Cali, Colombia; 
Avenida 7 Norte No. 23-77, Cali, Colombia; NIT  800065773-6 
(Colombia) [SDNT]
CREDISOL (a.k.a. COOPERATIVA DE AHORRO Y CREDITO PARA EL PROGRESO 
SOCIAL; a.k.a. COOPERATIVA MULTIACTIVA CREDISOL), Calle 39 Bis A No. 27-
16, Bogota, Colombia; Transversal 29 No. 39-92, Bogota, Colombia; NIT 
 830033943-3 (Colombia) [SDNT]
CREDIVIDA, Calle 16 No. 100-88, Cali, Colombia; Cedula No. 31919241 
(Colombia) [SDNT]
CRETA S.A., Calle 15 No. 10-52, La Union, Valle, Colombia; NIT  
800019962-6 (Colombia) [SDNT]
CRIADERO DE POLLOS EL ROSAL S.A. (f.k.a. INDUSTRIA AVICOLA PALMASECA 
S.A.), Carretera Central via Aeropuerto Palmaseca, Colombia; Carrera 61 
No. 11-58, Cali, Colombia; NIT  800146749-7 (Colombia) [SDNT]
CRIADERO LA LUISA E.U. (f.k.a. INDUSTRIA AGROPECUARIA SANTA ELENA 
LTDA.), Avenida 7 Norte No. 23N-81, Cali, Colombia; Avenida 7 Norte No. 
23-77, Cali, Colombia; Calle 15 No. 26-400, Cali, Colombia; Jamundi, 
Valle, Colombia; NIT  860503330-5 (Colombia) [SDNT]
CRIADERO SANTA GERTRUDIS S.A., Callejon Zapatoca Km. 1 Via Jamundi, 
Jamundi, Valle, Colombia; NIT  805014721-3 (Colombia) [SDNT]
CRIOLLO (vessel) [CUBA]
CRUZ REYES, Antonio Pedro, Milan, Italy (individual) [CUBA]
CRUZ, Juan M. de la, Dai-Ichi Bldg. 6th Floor, 10-2 Nihombashi, 2- 
chome, Chuo-ku, Tokyo 103, Japan; Director, Banco Nacional de Cuba 
(individual) [CUBA]
CRYMSA--ARGENTINA, S.A., Buenos Aires, Argentina [CUBA]
CUARTES MORALES, Juan Carlos, c/o INVERSIONES Y CONSTRUCCIONES VALLE 
S.A., Cali, Colombia; DOB 9 Nov 1968; Cedula No. 16757375 (Colombia) 
(individual) [SDNT]
CUBACANCUN CIGARS AND GIFT SHOPS, Cancun, Mexico [CUBA]
CUBAEXPORT, Spain [CUBA]
CUBAFRUTAS, Spain [CUBA]
CUBAN CIGARS TRADE, Italy [CUBA]
CUBANACAN GROUP (a.k.a. CUBANACAN; a.k.a. EL GRUPO CUBANACAN), Calle 68 
e/5ta A, Apartado 16046, Ciudad de La Habana, Cuba [CUBA]
CUBANACAN INTERNATIONAL B.V, Visseringlaan 24, 2288 ER Rijswijk, 
Zevenhuizen, Netherlands; Registration ID 27134614 (Netherlands) [CUBA]
CUBANACAN U.K. LIMITED, Unit 49 Skylines Village, Limeharbour, 
Docklands, United Kingdom; Registration ID 2720485 (United Kingdom) 
[CUBA]
CUBANATUR, Baja California 255, Edificio B. Oficina 103, Condesa 06500, 
Mexico, D.F., Mexico [CUBA]
CUBATABACO, Spain [CUBA]
CUBILLOS CORREDOR, Manuel Antonio, c/o INTERCONTINENTAL DE AVIACION 
S.A., Bogota, Colombia; c/o INTERFIAR, Bogota, Colombia; Carrera 69BN 
No. 43A-70 Apt. 401 Int. 3, Bogota, Colombia; DOB 28 Sep 1948; POB 
Bogota, Colombia; Cedula No. 19057000 (Colombia); Passport P050296 
(Colombia) (individual) [SDNT]
CUBILLOS, Bellanidia, c/o FARMEDIS LTDA., Bogota, Colombia; Cedula No. 
36179143 (Colombia) (individual) [SDNT]
CUECA VILLARAGA, Hernan, c/o DROGAS LA REBAJA BOGOTA S.A., Bogota, 
Colombia; Cedula No. 11352426 (Colombia) (individual) [SDNT]
CUECA VILLARAGA, Miguel Antonio, c/o ADMACOOP, Bogota, Colombia; c/o 
LABORATORIOS KRESSFOR DE COLOMBIA S.A., Bogota, Colombia; c/o FARMACOOP, 
Bogota, Colombia; Cedula No. 11386978 (Colombia) (individual) [SDNT]
CUENCA, RAMON CESAR, Panama [CUBA]
CUERO MARTINEZ, Otalvaro, c/o INVHERESA S.A., Cali, Colombia; c/o ALKALA 
ASOCIADOS S.A., Cali, Colombia; DOB 17 Aug 1955; Cedula No. 16599979 
(Colombia) (individual) [SDNT]
CUERVO DE BUITRAGO, Elsy, c/o FARMAVISION LTDA., Bogota, Colombia; c/o 
COPSERVIR LTDA., Bogota, Colombia; c/o CAJA SOLIDARIA, Bogota, Colombia; 
Cedula No. 20791726 (Colombia) (individual) [SDNT]

[[Page 553]]

CUEVAS CABRERA, Erminso (a.k.a. ``MINCHO''); DOB 16 Sep 1960; POB El 
Paujil, Caqueta, Colombia; citizen Colombia; nationality Colombia; 
Cedula No. 96328518 (Colombia) (individual) [SDNTK]
CUJAR DE FORERO, Claudia, c/o BONOMERCAD S.A., Bogota, Colombia; c/o 
DISTRIBUIDORA AGROPECUARIA COLOMBIANA S.A., Cali, Colombia; Cedula No. 
20198740 (Colombia) (individual) [SDNT]
CULZAT LUGSIR, Rafael Alberto, c/o INVERSIONES CULZAT GUEVARA Y CIA. 
S.C.S., Cali, Colombia; c/o CONSTRUCTORA ALTOS DEL RETIRO LTDA., Bogota, 
Colombia; Transversal 3 No. 86-73, Bogota, Colombia; Calle 7 Oeste No. 
2-228, Cali, Colombia; DOB 23 Oct 1940; Cedula No. 14962523 (Colombia); 
Passport P551220 (Colombia) (individual) [SDNT]
CUMEXINT, S.A., 1649 Adolfo Prieto, Colonia del Valle, Mexico City, 
Mexico [CUBA]
CURE SABAGH Y CIA. S.C.S., Calle 32 No. 43A-89, Barranquilla, Colombia; 
NIT  802000463-6 (Colombia) [SDNT]
CURE SABAGH, Diana Maria, c/o CASTRO CURE Y CIA. S.C.S., Barranquilla, 
Colombia; c/o CURE SABAGH Y CIA. S.C.S., Barranquilla, Colombia; c/o 
FUDIA LTDA., Barranquilla, Colombia; c/o CABLES NACIONALES CANAL S.A., 
Barranquilla, Colombia; DOB 24 Oct 1967; POB Barranquilla, Colombia; 
Cedula No. 22443685 (Colombia) (individual) [SDNT]
CUREF METAL PROCESSING BV, Boezembolcht 23, Rotterdam, Netherlands 
[CUBA]
CUSTOMER NETWORKS S.L., Serrano 166, 28002 Madrid, Madrid, Spain; Ronda 
Manuel Granero 69, 28043 Madrid, Madrid, Spain; C.I.F. B82998543 (Spain) 
[SDNT]
DA COSTA, Luis Fernando (a.k.a. BEIRA-MAR, Fernandinho); DOB 4 July 
1967; POB Rio de Janeiro (individual) [SDNTK]
DABENGWA, Dumiso; DOB 6 Dec 1939; Passport AD000005 (Zimbabwe); 
Politburo Committee Member (individual) [ZIMBABWE]
DABENGWA, Ijeoma; DOB 27 Oct 1971; Passport AN032426 (Zimbabwe); Child 
of Dumiso Dabengwa (individual) [ZIMBABWE]
DAGHIR, Ali Ashour, 2 Western Road, Western Green, Thames Ditton, 
Surrey, United Kingdom (individual) [IRAQ2]
DALE DE MOR, Maria Elena, c/o MAYOR COMERCIALIZADORA LTDA., Bogota, 
Colombia; c/o MOR ALFOMBRAS ALFOFIQUE S.A., Bogota, Colombia; c/o KARIAN 
LIMITADA., Bogota, Colombia; DOB 11 May 1945; POB Bogota, Colombia; 
Cedula No. 41326059 (Colombia); Passport AG035322 (Colombia) 
(individual) [SDNT]
DALIPI, Tahir; DOB 1958; POB Ilince, Serbia and Montenegro (individual) 
[BALKANS]
DAMASANE, Abigail; DOB 27 May 1952; Deputy Minister for Women's Affairs, 
Gender and Community Development (individual) [ZIMBABWE]
DARKAZANLI, Mamoun, Uhlenhorsterweg 34 11, 22085, Hamburg, Germany; DOB 
4 Aug 1958; POB Aleppo, Syria; Passport 1310636262 (Germany) 
(individual) [SDGT]
DARRAH, Kaddieyatu (a.k.a. DARA, Kaddieyatu; a.k.a. DARA, Kadiyatu; 
a.k.a. DARAH, Kadiyatu); Special Assistant to former President of 
Liberia Charles Taylor (individual) [LIBERIA]
DARRAJI, Kamel (a.k.a. DARRAJI, Kamal Ben Mohamed Ben Ahmed), via 
Belotti, n. 16, Busto Arsizio, Varese, Italy; DOB 22 Jul 1967; POB 
Menzel Bouzelfa, Tunisia; nationality Tunisia; Italian Fiscal Code 
DRRKLB67L22Z352S; alt. Italian Fiscal Code DRRKML67L22Z352Q; Passport 
L029899 issued 14 Aug 1995 expires 13 Aug 2000 (individual) [SDGT]
DARWISH, Sulayman Khalid (a.k.a. ABU AL-GHADIYA), Syria; DOB 1976; alt. 
DOB circa 1974; POB Outside Damascus, Syria; nationality Syria; Passport 
11012 (Syria); alt. Passport 3936712 (Syria) (individual) [SDGT]
DASTJERDI, Ahmad Vahid (a.k.a. VAHID, Ahmed Dastjerdi); DOB 15 Jan 1954; 
Diplomatic Passport A0002987 (Iran) (individual) [NPWMD]
DAVILA RAMIREZ, Oscar Julio, c/o DISTRIBUIDORA MIGIL CALI S.A., Cali, 
Colombia; c/o CREDIREBAJA S.A., Cali, Colombia; c/o PROSALUD Y BIENSTAR 
S.A., Cali, Colombia; c/o COMERCIALIZADORA INTERTEL S.A., Cali, 
Colombia; c/o COPSERVIR LTDA., Bogota, Colombia; Cedula No. 16677937 
(Colombia) (individual) [SDNT]
DAWOOD IBRAHIM ORGANIZATION (a.k.a. D COMPANY), India; United Arab 
Emirates; Pakistan [SDNTK]
DAYTONA POOLS, INC., 225 Syracuse Place, Richardson, TX 75081 [LIBERIA]
DAZA QUIROGA, Hugo Carlos, c/o LABORATORIOS GENERICOS VETERINARIOS, 
Bogota, Colombia; c/o DISTRIBUIDORA DE DROGAS CONDOR LTDA., Bogota, 
Colombia; c/o LABORATORIOS KRESSFOR DE COLOMBIA S.A., Bogota, Colombia; 
c/o DISTRIBUIDORA MYRAMIREZ S.A., Bogota, Colombia; DOB 23 Feb 1954; 
Cedula No. 19236485 (Colombia) (individual) [SDNT]
DAZA RIVERA, Pablo Emilio, c/o DISTRIBUIDORA MYRAMIREZ S.A., Bogota, 
Colombia; c/o INVERSIONES Y CONSTRUCCIONES ABC S.A., Cali, Colombia; c/o 
FARMATODO S.A., Bogota, Colombia; c/o RIONAP COMERCIO Y REPRESENTACIONES 
S.A., Quito, Ecuador; c/o DROGAS LA REBAJA, Cali, Colombia; c/o BLANCO 
PHARMA S.A., Bogota, Colombia; c/o COLOR 89.5 FM STEREO, Cali, Colombia; 
c/o LABORATORIOS KRESSFOR, Bogota, Colombia; DOB 9 Mar 1947; Cedula No. 
4904545 (Colombia) (individual) [SDNT]

[[Page 554]]

D'CACHE S.A., Calle 25N No. 3AN-39, Cali, Colombia; NIT  
800149284-8 (Colombia) [SDNT]
DE FRANCE, Naomi A., Cubanatur, Baja California 255, Edificio B., 
Oficina 103, Condesa 06500, Mexico, D.F., Mexico (individual) [CUBA]
DE LA HOZ BULA, Hugo Rafael, c/o COOMULCOSTA, Barranquilla, Colombia; c/
o COPSERVIR LTDA., Bogota, Colombia; Cedula No. 8742278 (Colombia) 
(individual) [SDNT]
DE MARTINI TAMAYO, Sergio Rene (a.k.a. ``CANOSO''); DOB 14 Sep 1962; POB 
Medellin, Colombia; Cedula No. 71622812 (Colombia) (individual) [SDNT]
DECAFARMA S.A., Transversal 29 No. 39-92, Bogota, Colombia; NIT 
 800241240-7 (Colombia) [SDNT]
DEFENSE INDUSTRIES ORGANIZATION (a.k.a. DEFENCE INDUSTRIES ORGANISATION; 
a.k.a. DIO; a.k.a. SASEMAN SANAJE DEFA; a.k.a. SAZEMANE SANAYE DEFA; 
a.k.a. ``SASADJA''), P.O. Box 19585-777, Pasdaran Street, Entrance of 
Babaie Highway, Permanent Expo of Defence Industries Organization, 
Tehran, Iran [NPWMD]
DEL NORTES CARNES FINAS SAN IGNACIO S.A. DE C.V., Chihuahua, Chihuahua, 
Mexico [SDNTK]
DEL VASTO CERON, Luis Mario, c/o ADMINISTRADORA DE SERVICIOS VARIOS 
CALIMA S.A., Cali, Colombia; DOB 26 Jul 1947; Cedula No. 17181655 
(Colombia); Passport 17181655 (Colombia) (individual) [SDNT]
DELGADO ARSENIO, Antonio, Panama (individual) [CUBA]
DELGADO GUTIERREZ, Elias, c/o CONSULTORIA DE INTERDIVISAS, S.A. DE C.V., 
Tijuana, Baja California, Mexico; c/o CENTRO CAMBIARIO KINO, S.A. DE 
C.V., Tijuana, Baja California, Mexico; c/o GS PLUS CONSULTORES, S.A. DE 
C.V., Tijuana, Baja California, Mexico; Calle Ramon Lopez Velarde 36, 
Colonia Reforma, Tijuana, Baja California CP 22620, Mexico; c/o M Q 
CONSULTORES, S.A. DE C.V., Tijuana, Baja California, Mexico; DOB 26 Feb 
1964; R.F.C. DEGE-640226-3W9 (Mexico) (individual) [SDNTK]
DELGADO GUTIERREZ, Luis Alvaro, c/o TAURA S.A., Cali, Colombia; Cedula 
No. 16718474 (Colombia) (individual) [SDNT]
DELGADO PRIETO, Roberto, c/o COLPHAR S.A., Bogota, Colombia; Cedula No. 
13921914 (Colombia); Passport 13921914 (Colombia) (individual) [SDNT]
DELGADO, Jorge Armando, c/o LABORATORIOS BLANCO PHARMA DE COLOMBIA S.A., 
Bogota, Colombia; c/o LABORATORIOS KRESSFOR DE COLOMBIA S.A., Bogota, 
Colombia; c/o FARMATODO S.A., Bogota, Colombia; c/o ALFA PHARMA S.A., 
Bogota, Colombia; c/o DISTRIBUIDORA MYRAMIREZ S.A., Bogota, Colombia; c/
o COPSERVIR LTDA., Bogota, Colombia; c/o LABORATORIOS BLAIMAR DE 
COLOMBIA S.A., Bogota, Colombia; c/o COSMEPOP, Bogota, Colombia; c/o 
COINTERCOS S.A., Bogota, Colombia; DOB 4 Aug 1958; Cedula No. 19354318 
(Colombia) (individual) [SDNT]
DELIC, Hazim; DOB 13 May 1964; ICTY indictee (individual) [BALKANS]
DELVEST HOLDING, S.A. (a.k.a. DELVEST HOLDING COMPANY), Case Postale 
236, 10 Bis Rue Du Vieux College 12-11, Geneva, Switzerland [CUBA]
DEMOCRATIC FRONT FOR THE LIBERATION OF PALESTINE--HAWATMEH FACTION 
(a.k.a. DEMOCRATIC FRONT FOR THE LIBERATION OF PALESTINE; a.k.a. DFLP; 
a.k.a. RED STAR BATTALIONS; a.k.a. RED STAR FORCES) [SDT]
DENISSENKO, Serguei (a.k.a. DENISENKO, Sergei; a.k.a. DENISSENKO, 
Sergei), c/o SAN AIR GENERAL TRADING FZE, P.O. Box 2190, Ajman, United 
Arab Emirates; c/o SAN AIR GENERAL TRADING FZE, P.O. Box 932-20C, Ajman, 
United Arab Emirates; c/o SAN AIR GENERAL TRADING LLC, 811 S. Central 
Expwy, Ste 210, Richardson, TX 75080; DOB 1961; Passport 500144635 
(Russia) (individual) [LIBERIA]
DEPOSITO POPULAR DE DROGAS S.A., Carrera 6 No. 24-77, Cali, Colombia 
[SDNT]
DERAKHSHANDEH, AHMAD, c/o BANK SEPAH, No. 33 Hormozan Building, Pirozan 
St., Sharak Ghods, Tehran, Iran; DOB 11 Aug 1956; POB Iran (individual) 
[NPWMD]
DERAMCHI, Othman (a.k.a. YOUSSEF, Abou), Via Milanese, 5, 20099 Sesto 
San Giovanni, Milan, Italy; Piazza Trieste, 11, Mortara, Italy; DOB 7 
Jun 1954; POB Tighennif, Algeria; Italian Fiscal Code: DRMTMN54H07Z301T 
(individual) [SDGT]
DERECHO INTEGRAL Y CIA. LTDA., Calle 22N No. 5A-75 piso 5, Cali, 
Colombia [SDNT]
DERONJIC, Miroslav; DOB 6 June 1945; POB Bratunac, Bosnia-Herzegovina; 
ICTY indictee (individual) [BALKANS]
DESARROLLO DE PROYECTOS, S.A. (a.k.a. DEPROSA, S.A.), Panama City, 
Panama [CUBA]
DESARROLLO GEMMA CORPORATION, Calle 52 Bella Vista, Chalet  17, 
Panama City, Panama; RUC  25544701403775 (Panama) [SDNT]
DESARROLLO INDUSTRIAL CUBANO ESPANOL, S.A. (a.k.a. DICESA), Paseo De La 
Castellana 157, Madrid, Spain [CUBA]
DESARROLLO INDUSTRIAL CUBANO ESPANOL, S.A. (a.k.a. DICESA), Jose Lazaro 
Caldeano, 6-6, 28016 Madrid, Spain [CUBA]
DESARROLLOS AGROINDUSTRIALES S.A., Tranversal 13A No. 118A-45 Ofc. 301, 
Bogota, Colombia; NIT  830000782-2 (Colombia) [SDNT]

[[Page 555]]

DESARROLLOS COMERCIALES E INDUSTRIALES HENAO GONZALEZ Y CIA. S.C.S., 
Carrera 4A No. 16-04 apt. 303, Cartago, Colombia; NIT  
800160475-2 (Colombia) [SDNT]
DESARROLLOS URBANOS ``DESARROLLAR'' LTDA. (a.k.a. DESARROLLAR LTDA.), 
Calle 74 No. 53-30, Barranquilla, Colombia; NIT  890108104-2 
(Colombia) [SDNT]
DESME HURTADO, Maximo Zadi (a.k.a. DESME, Zadi), c/o SISTEMA DE 
DISTRIBUCION MUNDIAL S.A.C.; c/o AVIANDINA S.A.C.; DOB 21 Aug 1958; LE 
Number 06367724 (Peru) (individual) [BPI-SDNTK]
DEVIA SILVA, Luis Edgar (a.k.a. ``RAUL REYES''); DOB 30 Sep 1948; POB La 
Plata, Huila, Colombia; Cedula No. 14871281 (Colombia) (individual) 
[SDNTK]
DHAMAT HOUMET DAAWA SALAFIA (a.k.a. DJAMAAT HOUMAT ED DAAWA ES SALAFIYA; 
a.k.a. DJAMAAT HOUMAT ED DAWA ESSALAFIA; a.k.a. DJAMAATT HOUMAT ED DAAWA 
ES SALAFIYA; a.k.a. EL-AHOUAL BATTALION; a.k.a. GROUP OF SUPPORTERS OF 
THE SALAFIST TREND; a.k.a. GROUP OF SUPPORTERS OF THE SALAFISTE TREND; 
a.k.a. GROUP PROTECTORS OF SALAFIST PREACHING; a.k.a. HOUMAT ED DAAWA ES 
SALIFIYA; a.k.a. HOUMAT ED-DAAOUA ES-SALAFIA; a.k.a. HOUMATE ED-DAAWA 
ES-SALAFIA; a.k.a. HOUMATE EL DA'AWAA ES- SALAFIYYA; a.k.a. KATIBAT EL 
AHOUAL; a.k.a. KATIBAT EL AHOUEL; a.k.a. PROTECTORS OF THE SALAFIST 
CALL; a.k.a. PROTECTORS OF THE SALAFIST PREDICATION; a.k.a. SALAFIST 
CALL PROTECTORS; a.k.a. THE HORROR SQUADRON), Algeria [SDGT]
DHH ENTERPRISES, INC., 811 S. Central Expwy, Ste 210, Richardson, TX 
75080 [LIBERIA]
DIAS DE MENDONCA, Leonardo (a.k.a. DIAS MENDONA, Leonardo; a.k.a. DIAZ 
MENDONCA, Leonardo); DOB 12 Jan 1963; alt. DOB 1 Dec 1963; alt. DOB 21 
Nov 1963; POB Brazil (individual) [SDNTK]
DIAZ GONZALEZ, Rolando, Frankfurt, Germany (individual) [CUBA]
DIAZ MATIZ, Maria Cecilia, c/o LEMOFAR LTDA., Bogota, Colombia; DOB 16 
May 1950; Cedula No. 41510904 (Colombia); Passport 41510904 (Colombia) 
(individual) [SDNT]
DIAZ PONTON, Gonzalo, c/o DROGAS LA REBAJA BUCARAMANGA S.A., 
Bucaramanga, Colombia; c/o COOPDISAN, Bucaramanga, Colombia; Cedula No. 
18938771 (Colombia); Passport 18938771 (Colombia) (individual) [SDNT]
DIAZ SANCHEZ, Alberto, c/o INMOBILIARIA U.M.V. S.A., Cali, Colombia; 
Carrera 66 No. 5-23, Cali, Colombia; c/o CONSTRUCTORA DIMISA LTDA., 
Cali, Colombia; c/o CONCRETOS CALI S.A., Cali, Colombia; DOB 2 Jan 1956; 
Cedula No. 16259623 (Colombia) (individual) [SDNT]
DIAZ TOVAR, Moises, c/o MEGAPHARMA LTDA., Bogota, Colombia; c/o 
COPSERVIR LTDA., Bogota, Colombia; c/o CAJA SOLIDARIA, Bogota, Colombia; 
Cedula No. 12112342 (Colombia) (individual) [SDNT]
DIAZ, Manuel, c/o INMOBILIARIA GALES LTDA, Bogota, Colombia; c/o 
COMERCIALIZADORA EXPERTA Y CIA. S. EN C., Bogota, Colombia; c/o 
COMERCIAL DE NEGOCIOS CLARIDAD Y CIA., Bogota, Colombia; DOB 10 Feb 
1954; Cedula No. 396358 (Colombia) (individual) [SDNT]
DIAZ, Rosa Isabel, c/o INVHERESA S.A., Cali, Colombia (individual) 
[SDNT]
DIMABE LTDA., Diagonal 127A No. 30-25, Bogota, Colombia; NIT  
800107988-4 (Colombia) [SDNT]
DIODATO DEL GALLO, Marco Marino (a.k.a. RENATO), Bolivia; DOB 28 Jan 
1957; POB Italy; citizen Italy; alt. citizen Bolivia; nationality Italy; 
Passport 072130-A (Italy) (individual) [SDNTK]
DIRECCION COMERCIAL Y MARKETING CONSULTORIA EMPRESA UNIPERSONAL (a.k.a. 
D.C.M. CONSULTORIA E.U.), Calle 12B No. 27-39, Bogota, Colombia; 
Transversal 4 No. 110A-08, Bogota, Colombia; NIT  800934781-4 
(Colombia) [SDNT]
DISDROGAS LTDA. (f.k.a. RAMIREZ Y CIA. LTDA.), Calle 39 No. 17-42, 
Neiva, Huila, Colombia; Calle 15 No. 11-34, Pasto, Narino, Colombia; 
Apartado Aereo 30530, Cali, Colombia; Carrera 38 No. 13-138 Acopi, 
Yumbo, Valle, Colombia; Carrera 1D Bis. No. 15-55, Neiva, Huila, 
Colombia; NIT  800058576-2 (Colombia) [SDNT]
DISMERCOOP (a.k.a. COOPERATIVA MULTIACTIVA DE EMPLEADOS DE SUPERMERCADOS 
Y AFINES; f.k.a. DISTRIBUIDORA MIGIL BOGOTA LTDA.; f.k.a. DISTRIBUIDORA 
MIGIL CALI S.A.; f.k.a. DISTRIBUIDORA MIGIL LTDA.; f.k.a. GRACADAL S.A.; 
f.k.a. MIGIL), Carrera 26 No. 5B-65, Cali, Colombia; Carrera 30 No. 5-
12, Cali, Colombia; Calle 5C No. 41-30, Cali, Colombia; NIT  
805003637-5 (Colombia) [SDNT]
DISTRIBUCIONES GLOMIL LTDA. (a.k.a. AUTOSERVICIO CIUDAD JARDIN; a.k.a. 
AUTOSERVICIO PENON), Carrera 105 No. 15A-53, Cali, Colombia; Avenida 
Colombia No. 2-45, Cali, Colombia; Carrera 2 Oeste No. 2-54 ap. 201, 
Cali, Colombia; NIT  805008233-6 (Colombia) [SDNT]
DISTRIBUIDOR AUTORIZADO TEQUILA 4 REYES, S. DE R.L., Tijuana, Baja 
California, Mexico [SDNTK]
DISTRIBUIDORA AGROPECUARIA COLOMBIANA S.A. (a.k.a. DIAGROCOL S.A.), 
Avenida 3 Bis Norte No. 23C-69, Cali,

[[Page 556]]

Colombia; NIT  805011649-7 (Colombia) [SDNT]
DISTRIBUIDORA DE DROGAS CONDOR LTDA. (a.k.a. CONDOR), Calle 68 52-05, 
Bogota, Colombia; Calle 10 No. 32A-64, Bogota, Colombia [SDNT]
DISTRIBUIDORA DE DROGAS LA REBAJA S.A. (a.k.a. DISTRIBUIDORA DE DROGAS 
LA REBAJA PRINCIPAL S.A.; a.k.a. DROGAS LA REBAJA), Carrera 7A 14-25 
piso 2, Cali, Colombia; Carrera 99 No. 46 A-10 Blg 6 y 8, Bogota, 
Colombia; Calle 18 121-130, Cali, Colombia; Calle 14 6-66, Cali, 
Colombia; Carrera 7 13-132 piso 4, Cali, Colombia; Calle 10 No. 4-47 
Piso 19, Cali, Colombia; Carrera 10 11-71, Cali, Colombia [SDNT]
DISTRIBUIDORA DE ELEMENTOS PARA LA CONSTRUCCION S.A. (a.k.a. D'ELCON 
S.A.), Carrera 23D No. 13B-59, Cali, Colombia; NIT  800117780-2 
(Colombia) [SDNT]
DISTRIBUIDORA DE MEDICAMENTOS DISFOGEN LTDA. (a.k.a. DISFOGEN LTDA.), 
Carrera 42C No. 22C-36, Bogota, Colombia; Calle 13 No. 27-39 Int. 4, 
Bogota, Colombia; NIT  830116941-6 (Colombia) [SDNT]
DISTRIBUIDORA DEL VALLE E.U., Calle, 18 No. 106-98 of. 303, Cali, 
Colombia; Diag., 23 Tr. 10-99, Cali, Colombia; NIT  805007212-7 
(Colombia) [SDNT]
DISTRIBUIDORA IMPERIAL DE BAJA CALIFORNIA, S.A. DE C.V. (a.k.a. DIBC; 
a.k.a. DISTRIBUIDORA IMPERIAL), Avenida Rio Nazas 10202, Tijuana, Baja 
California, Mexico; Heroes de Nacozari 3213 Colonia Maya, Culiacan, 
Sinaloa, Mexico; Ramon Morales No. 732 Colonia El Mirador, Guadalajara, 
Jalisco, Mexico; Rio Balsas 1579 Los Nogales, Ciudad Juarez, Chihuahua, 
Mexico; Blvd. Agua Caliente 1381, Colonia Revolucion, Tijuana, Baja 
California, Mexico; Lerdo de Tejada 1879 Sector Juarez, Guadalajara, 
Jalisco, Mexico; Luz Savinon 718-C Colonia del Valle, Mexico City, 
Distrito Federal, Mexico; P.O. Box 434440, San Ysidro, CA 92173; R.F.C. 
DIB-771110-HQ1 (Mexico) [SDNTK]
DISTRIBUIDORA MIGIL LTDA. (f.k.a. DISTRIBUIDORA MIGIL BOGOTA LTDA.; 
a.k.a. DISTRIBUIDORA MIGIL CALI S.A.; a.k.a. MIGIL), Carrera 26 5B-65, 
Cali, Colombia; Calle 5C 41-30, Cali, Colombia; Carrera 30-5-12, Cali, 
Colombia [SDNT]
DISTRIBUIDORA MYRAMIREZ S.A., Calle 33BN No. 2BN-49 apt. 503A, Cali, 
Colombia; Carrera 69A No. 49A-49, Bogota, Colombia [SDNT]
DISTRIBUIDORA SANAR DE COLOMBIA S.A., Carrera 3 No. 11-32 of. 939, Cali, 
Colombia; Carrera 13A No. 89-38, of. 713, Bogota, Colombia; Calle 18 No. 
106-98 of. 206, 207, 302 and 303, Cali, Colombia; NIT  
805011728-0 (Colombia) [SDNT]
DISTRIEXPORT COMERCIALIZADORA INTERNACIONAL S.A. (a.k.a. DISTRIEXPORT 
C.I. S.A.; a.k.a. DISTRIEXPORT S.A.), Carrera 70 No. 54-30, Bogota, 
Colombia; Carrera 28 No. 11-65 of. 712, Bogota, Colombia; Calle 12B No. 
27-40, Int. 4 of., Bogota, Colombia; Carrera 12 No. 71-53 of. 502, 
Bogota, Colombia; Calle 12B No. 27-39, Bogota, Colombia; NIT  
830047057-3 (Colombia) [SDNT]
DJERMANE, Kamel (a.k.a. ``ADEL''; a.k.a. ``BILAL''; a.k.a. ``FODHIL''); 
DOB 1965; POB Oum el Bouaghi, Algeria; nationality Algeria (individual) 
[SDGT]
DJOGO, Jovan; POB Kalinovik, Bosnia-Herzegovina (individual) [BALKANS]
DJORDA, Samojko; DOB 13 Jun 1959; POB Sarajevo, Bosnia-Herzegovina 
(individual) [BALKANS]
DJORDJEVIC, Vlastimir (a.k.a. DORDEVIC, Vlastimir); DOB 1948; POB 
Koznica, Vladicin Han municipality (individual) [BALKANS]
DJUE, Eugene Ngoran Kouadio; DOB 20 Dec 1969; alt. DOB 1 Jan 1966; POB 
Akakro, Cote d'Ivoire; Leader of Union for the Total Liberation of Cote 
d'Ivoire (Union pour la Liberation Totale de la Cote d'Ivoire, UPLTCI) 
(individual) [COTED]
DOCKRAT, Farhad Ahmed (a.k.a. DOCKRAT, Ahmed; a.k.a. DOCKRAT, Farhaad; 
a.k.a. DOCKRAT, Farhaad Ahmed; a.k.a. DOCKRAT, Farhad; a.k.a. DOCKRAT, 
Farhad Ahmad; a.k.a. DOCKRAT, Maulana Farhad; a.k.a. DOCRATE, Farhad; 
a.k.a. ``DOCKRAT, F.''), 386 Swanepoel Street, Erasmia, Pretoria, South 
Africa; DOB 28 Feb 1959; POB Pretoria, South Africa; nationality South 
Africa; National ID No. 5902285162089/055 (South Africa); Passport 
446333407 (South Africa) expires 26 May 2014 (individual) [SDGT]
DOCKRAT, Junaid Ismail (a.k.a. DOCKRAT, Junaid; a.k.a. DOCRATE, Junaid; 
a.k.a. ``AHMED, DR.''; a.k.a. ``DOCKRAT, J. I.''), Johannesburg, South 
Africa; P.O. Box 42928, Fordsburg 2033, South Africa; 71 Fifth Avenue, 
Mayfair 2108, South Africa; DOB 16 Mar 1971; National ID No. 
7103165178083 (South Africa) (individual) [SDGT]
DOMINGUEZ GARIBELLO, Freddy Orlando (a.k.a. DOMINGUEZ GARIVELLO, Freddy 
Orlando), c/o INDUSTRIA AVICOLA PALMASECA S.A., Cali, Colombia; DOB 25 
Apr 1960; Cedula No. 16659634 (Colombia) (individual) [SDNT]
DOMINGUEZ HERNANDEZ, Fernando Antonio, c/o DISMERCOOP, Cali, Colombia; 
DOB 7 Aug 1964; Cedula No. 16701778 (Colombia) (individual) [SDNT]
DOMINGUEZ, Carlos, Vinales Tours, Oaxaca 80, Roma, Mexico, D.F., Mexico 
(individual) [CUBA]
DOMINION INTERNATIONAL, United Kingdom [IRAQ2]
DONO MORALES, Edman Manuel, c/o GS PLUS CONSULTORES, S.A. DE C.V., 
Tijuana, Baja California, Mexico; Privada

[[Page 557]]

Niza 3617 Int. 2, Colonia Playas de Tijuana, Tijuana, Baja California, 
Mexico; c/o GRUPO GAMAL, S.A. DE C.V., Guadalajara, Jalisco, Mexico; DOB 
20 Jul 1966; POB Guadalajara, Jalisco, Mexico (individual) [SDNTK]
DOOLEY, Michael P., Panama (individual) [CUBA]
DOSEN, Damir; DOB 7 Apr 1967; POB Cirkin Polje, Bosnia-Herzegovina; ICTY 
indictee (individual) [BALKANS]
DOXA S.A., Carrera 16 No. 13-31, La Union, Valle, Colombia; NIT 
 821002801-0 (Colombia) [SDNT]
DRAGADOS Y MUELLES GAVIOTA LTDA., Km. 5 Carretera Simon Bolivar, 
Buenaventura, Colombia; NIT  800173053-4 (Colombia) [SDNT]
DRISSI, Noureddine Ben Ali Ben Belkassem, Via Plebiscito 3, Cremona, 
Italy; DOB 30 Apr 1969; alt. DOB 30 Apr 1964; POB Tunisi, Tunisia; 
nationality Tunisia; Passport L851940 issued 9 Sep 1998 expires 8 Sep 
2003; arrested 1 Apr 2003 (individual) [SDGT]
DROCARD S.A., Transversal 29 No. 39-92, Bogota, Colombia; Calle 39 Bis A 
No. 27-16, Bogota, Colombia; NIT  830059716-0 (Colombia) [SDNT]
DROGAS LA REBAJA BARRANQUILLA S.A., Local Cerete, Barranquilla, 
Colombia; Local de Riohacha, Barranquilla, Colombia; Avenida Pedro 
Heredia, Barranquilla, Colombia [SDNT]
DROGAS LA REBAJA BUCARAMANGA S.A., Local No. 7, Cucuta, Colombia; Local 
No. 9, Cucuta, Colombia; Local 201, Valledupar, Colombia; Local No. 1, 
Cucuta, Colombia; Local No. 6, Cucuta, Colombia; Local No. 1, 
Bucaramanga, Colombia; Local No. 2, Cucuta, Colombia [SDNT]
DROGAS LA REBAJA CALI S.A., Barrio Siloe, Cali, Colombia; Santander de 
Quilichao, Cali, Colombia; Local del Poblado No. 17, Cali, Colombia; 
Calle 3  4-02 B/Ventura, Cali, Colombia; Local Comuneros No. 
20, Cali, Colombia; Calle 13  6-85, Cali, Colombia [SDNT]
DROGAS LA REBAJA NEIVA S.A., Neiva, Colombia [SDNT]
DROGAS LA REBAJA PASTO S.A., Calle 18  26-40, Pasto, Colombia; 
Local No. 6, Pasto, Colombia; Local No. 13, Puerto Asis, Colombia [SDNT]
DROGAS LA REBAJA PEREIRA S.A., Local Cajamarca, Pereira, Colombia; Local 
Dos Quebradas, Pereira, Colombia; Local Santa Rosa de Cabal, Pereira, 
Colombia; Local la Virginia, Pereira, Colombia [SDNT]
DROMARCA Y CIA. S.C.S., Calle 12B No. 28-58, Bogota, Colombia; Calle 39 
Bis A No. 27-169, Bogota, Colombia; NIT  800225556-1 (Colombia) 
[SDNT]
DROUKDEL, Abdelmalek (a.k.a. ABD AL-WADOUB, Abdou Moussa; a.k.a. ABD EL 
OUADOUD, Abou Mossab; a.k.a. ABD EL OUADOUD, Abou Mousab; a.k.a. ABD EL-
OUADOUD, Abi Mossaab; a.k.a. ABD-AL-WADUD, Abu-Mus'ab; a.k.a. ABDEL EL-
WADOUD, Abu Mossaab; a.k.a. ABDEL WADOUD, Abou Mossab; a.k.a. ABDEL 
WADOUD, Abou Moussaab; a.k.a. ABDELMALEK, Drokdal; a.k.a. ABDELMALEK, 
Droukdal; a.k.a. ABDELMALEK, Droukdel; a.k.a. ABDELOUADODUD, Abu 
Mussaab; a.k.a. ABDELOUADOUD, Abi Mousaab; a.k.a. ABDELOUADOUD, Abou 
Mossaab; a.k.a. ABDELOUADOUD, Abou Mossab; a.k.a. ABDELOUADOUD, Abou 
Mousaab; a.k.a. ABDELOUADOUD, Abou Moussab; a.k.a. ABDELOUADOUD, Abou 
Musab; a.k.a. ABDELOUADOUD, Abu Mossab; a.k.a. ABDELOUADOUD, Abu Mus'ab; 
a.k.a. ABDELOUADOUDE, Abou Moussaab; a.k.a. ABDELOUDOUD, Abu Musab; 
a.k.a. ABDELWADOUD, Abou Mossab; a.k.a. ABKELWADOUD, Abou Mosaab; a.k.a. 
ABOU MOSSAAB, Abdelwadoud; a.k.a. ABOU MOSSAAH, Abdelouadoud; a.k.a. 
ABOU MOSSAB, Abdelouadoud; a.k.a. ABU MUSAB, Abdelwadoud; a.k.a. 
DARDAKIL, Abdelmalek; a.k.a. DERDOUKAL, Abdelmalek; a.k.a. DEROUDEL, 
Abdel Malek; a.k.a. DOURKDAL, Abdelmalek; a.k.a. DRIDQAL, Abd-al-Malik; 
a.k.a. DROKDAL, 'Abd-al-Malik; a.k.a. DROKDAL, Abdelmalek; a.k.a. 
DROUGDEL, Abdelmalek; a.k.a. DROUKADAL, Abdelmalek; a.k.a. DROUKBEL, 
Abdelmalek; a.k.a. DROUKDAL, Abdelmalek; a.k.a. DROUKDAL, Abdelmalik; 
a.k.a. DROUKDEL, Abdel Malek; a.k.a. DROUKDEL, Abdelouadour; a.k.a. 
DRUKDAL, 'Abd al-Malik; a.k.a. DURIKDAL, 'Abd al-Malik; a.k.a. OUDOUD, 
Abu Musab; a.k.a. ``ABDELWADOUD, Abou''), Meftah, Algeria; DOB 20 Apr 
1970; POB Meftah, Algeria; alt. POB Khemis El Khechna, Algeria; 
nationality Algeria (individual) [SDGT]
DUARTE FAJARDO, Maria del Carmen, c/o MAGEN LTDA., Bogota, Colombia; DOB 
12 Oct 1975; Cedula No. 63436645 (Colombia); Passport 63436645 
(Colombia) (individual) [SDNT]
DUBAI TRADING COMPANY, 44-45, Royal Shopping Plaza, Industrial Estate, 
Hayatabad, Peshawar, Pakistan; 53 Royal Shopping Plaza, Industrial 
Estate, Hayatabad, Peshawar, Pakistan [SDNTK]
DUIKER FLATS FARM, Zimbabwe [ZIMBABWE]
DUMONT, Lionel (a.k.a. BROUGERE, Jacques; a.k.a. BRUGERE, Jacques; 
a.k.a. ``ABOU HAMZA''; a.k.a. ``ABOU HANZA''; a.k.a. ``ABU KHAMZA''; 
a.k.a. ``BILAL''; a.k.a. ``BILAL KUMKAL''; a.k.a. ``HAMZA''; a.k.a. 
``KOUMAL''; a.k.a. ``LAJONEL DIMON''); DOB 21 Jan 1971; alt. DOB 29 Jan 
1975; alt. DOB 19 Jan 1971; POB Roubaix, France (individual) [SDGT]

[[Page 558]]

DUNBAR, Belle Y.; DOB 27 OCT 1967; alt. DOB 27 OCT 1963; Former Managing 
Director, Liberian Petroleum Refining Company (individual) [LIBERIA]
DUNBAR, Jenkins; DOB 10 JAN 1947; Former Minister of Lands, Mines, 
Energy of Liberia (individual) [LIBERIA]
DUQUE BOTERO, Jorge Alirio, Calle 5 No. 5A-49, Buenaventura, Colombia; 
c/o INDUSTRIA DE PESCA SOBRE EL PACIFICO S.A., Buenaventura, Colombia; 
DOB 4 Jun 1949; Cedula No. 6160843 (Colombia) (individual) [SDNT]
DUQUE CORREA, Francisco Javier, c/o CORPORACION DE ALMACENES POR 
DEPARTAMENTOS S.A., Bogota, Colombia; c/o ALMACAES S.A., Bogota, 
Colombia; c/o G.L.G. S.A., Bogota, Colombia; c/o RAMAL S.A., Bogota, 
Colombia; DOB 04 Apr 1948; POB Medellin, Colombia; Cedula No. 8292581 
(Colombia); Passport P009253 (Colombia) (individual) [SDNT]
DUQUE GAVIRIA, Ivan Roberto (a.k.a. ``ERNESTO BAEZ''); DOB 9 May 1955; 
POB Aguadas, Caldas, Colombia; Cedula No. 10241940 (Colombia) 
(individual) [SDNTK]
DUQUE JARAMILLO, German, c/o APOYOS DIAGNOSTICOS S.A., Tulua, Valle, 
Colombia; DOB 20 Apr 1951; POB Tulua, Valle, Colombia; citizen Colombia; 
nationality Colombia; Cedula No. 14972076 (Colombia) (individual) [SDNT]
DUQUE MARTINEZ, Carmen Lucia, c/o COMEDICAMENTOS S.A., Bogota, Colombia; 
c/o PATENTES MARCAS Y REGISTROS S.A., Bogota, Colombia; c/o FOGENSA 
S.A., Bogota, Colombia; c/o GLAJAN S.A., Bogota, Colombia; DOB 16 Jul 
1966; Cedula No. 51988916 (Colombia); Passport 51988916 (Colombia) 
(individual) [SDNT]
DUQUE MARTINEZ, Diego Fernando, c/o GENERICOS ESPECIALES S.A., Bogota, 
Colombia; DOB 31 Jan 1972; Cedula No. 8191760 (Colombia); Passport 
8191760 (Colombia) (individual) [SDNT]
DUQUE MARTINEZ, Maria Consuelo (a.k.a. DUQUE DE GIRALDO, Maria 
Consuelo), c/o LABORATORIOS KRESSFOR DE COLOMBIA S.A., Bogota, Colombia; 
c/o FARMACOOP, Bogota, Colombia; DOB 19 May 1955; Cedula No. 41716296 
(Colombia) (individual) [SDNT]
DUQUE, Carlos Jaen, Panama (individual) [CUBA]
DURAN ABDELNUR, Jorge Eduardo, c/o DURATEX S.A., Bogota, Colombia; c/o 
COMERCIALIZADORA MORDUR S.A., Quito, Ecuador; DOB 21 Nov 1955; POB 
Colombia; Cedula No. 19309441 (Colombia) (individual) [SDNT]
DURAN DAZA, Diego, c/o COPSERVIR LTDA., Bogota, Colombia; c/o PROSALUD 
S.A. Y BIENESTAR S.A., Cali, Colombia; DOB 25 Oct 1958; Cedula No. 
16260356 (Colombia); Passport 16260356 (Colombia) (individual) [SDNT]
DURAN RAMIREZ, Pompilio, c/o AGRICOLA DOIMA DEL NORTE DEL VALLE LTDA., 
Cartago, Valle, Colombia; c/o GANADERIAS BILBAO LTDA., Cartago, Valle, 
Colombia; c/o INMOBILIARIA EL ESCORIAL LTDA., Cartago, Valle, Colombia; 
c/o INMOBILIARIA PASADENA LTDA., Cartago, Valle, Colombia; c/o GANADERIA 
EL VERGEL LTDA., Cartago, Valle, Colombia; c/o ORGANIZACION LUIS 
HERNANDO GOMEZ BUSTAMANTE Y CIA. S.C.S., Cartago, Valle, Colombia; c/o 
INMOBILIARIA LINARES LTDA., Cartago, Valle, Colombia; Carrera 4 No. 12-
20 of. 206, Cartago, Valle, Colombia; c/o VISCAYA LTDA., Cartago, Valle, 
Colombia; Cedula No. 2534945 (Colombia); Passport 2534945 (Colombia) 
(individual) [SDNT]
DURAND PROPERTIES LIMITED, Haven Court, 5 Library Ramp, Gibraltar, 
United Kingdom [IRAQ2]
DURATEX S.A. (f.k.a. INVERSIONES JEDA S.A.), Calle 116 No. 19-22, 
Bogota, Colombia; Carrera 63 No. 17-07, Bogota, Colombia; Avenida 19 No. 
95-13 Local 1, Bogota, Colombia; NIT  800054668-3 (Colombia) 
[SDNT]
DURGACO, London, United Kingdom [CUBA]
DURGUTI, Safet (a.k.a. ``ABU-SUMAYA''); DOB 10 May 1967; POB Orahovac, 
Kosovo; Bosnian Personal ID No. 1005967953038; Passport 1144602 (Bosnia 
and Herzegovina) (individual) [SDGT]
DUTY FREE SHOPS CORPORATION, P.O. Box 1789, Khartoum, Sudan [SUDAN]
DUZCAN, Ceylan, United Arab Emirates; DOB 01 Mar 1975; POB Savsat, 
Turkey; citizen Turkey; Driver's License No. 11550 (Turkey); Passport 
315408 (Turkey) (individual) [SDNTK]
DWIKARNA, Agus; DOB 11 Aug 1964; POB Makassar, South Sulawesi, 
Indonesia; nationality Indonesia; currently incarcerated in the 
Philippines (individual) [SDGT]
EAGLE COMMUNICATION BROKERS INC., Panama City, Panama [SDNT]
EAST ISLAND SHIPPING CO. LTD., c/o EMPRESA DE NAVEGACION MAMBISA, 
Apartado 543, San Ignacio 104, Havana, Cuba [CUBA]
EAST ISLANDS (vessel) [CUBA]
EASTERN TURKISTAN ISLAMIC MOVEMENT (a.k.a. EASTERN TURKISTAN ISLAMIC 
PARTY; a.k.a. ETIM; a.k.a. ETIP) [SDGT]
ECHEBERRIA SIMARRO, Leire; DOB 20 Dec 1977; POB Basauri (Vizcaya 
Province), Spain; D.N.I. 45.625.646; member ETA (individual) [SDGT]
ECHEGARAY ACHIRICA, Alfonso; DOB 10 Jan 1958; POB Plencia (Vizcaya 
Province), Spain; D.N.I. 16.027.051; member ETA (individual) [SDGT]
ECHEVERRI, German, Panama (individual) [CUBA]

[[Page 559]]

ECHEVERRY HERRERA, Hernando (a.k.a. ECHEVERRI HERRERA, Hernando), c/o 
INDUSTRIA DE PESCA SOBRE EL PACIFICO S.A., Buenaventura, Colombia; 
Cedula No. 1625525 (Colombia) (individual) [SDNT]
ECHEVERRY TRUJILLO, Martha Lucia, c/o M.O.C. ECHEVERRY HERMANOS LTDA., 
Cali, Colombia; c/o REVISTA DEL AMERICA LTDA., Cali, Colombia; c/o 
CORPORACION DEPORTIVA AMERICA, Cali, Colombia; c/o M C M Y CIA. LTDA., 
Cali, Colombia; DOB 8 Sep 1956; Cedula No. 31151067 (Colombia) 
(individual) [SDNT]
ECHEVERRY TRUJILLO, Oscar Alberto, c/o M.O.C. ECHEVERRY HERMANOS LTDA., 
Cali, Colombia; c/o COLOR 89.5 FM STEREO, Cali, Colombia; Avenida 4N No. 
17-23 piso 1, Cali, Colombia; Calle 43N No. 4-05, Cali, Colombia; DOB 21 
Oct 1964; Cedula No. 16272989 (Colombia) (individual) [SDNT]
ECIM, Ljuban; DOB 6 Jan 1964; POB Sviljanac, Bosnia-Herzegovina; 
National ID No. 601964100083 (Bosnia and Herzegovina) (individual) 
[BALKANS]
EDICIONES CUBANAS, Spain [CUBA]
EDIFICACIONES DEL CARIBE LTDA. (a.k.a. EDIFICAR), Calle 74 No. 53-30, 
Barranquilla, Colombia; NIT  890108103-5 (Colombia) [SDNT]
EDYJU, S.A., Panama [CUBA]
EGGLETON, Wilfred, Baja California 255, Edificio B., Oficina 103, 
Condesa 06500, Mexico, D.F., Mexico; Director General, Cubanatur 
(individual) [CUBA]
EIRIN FARM, Marondera, Zimbabwe [ZIMBABWE]
EL AYASHI, Radi Abd El Samie Abou El Yazid (a.k.a. ``MERA'I''), Via 
Cilea 40, Milan, Italy; DOB 2 Jan 1972; POB El Gharbia, Egypt; 
nationality Egypt; arrested 31 Mar 2003 (individual) [SDGT]
EL BOUHALI, Ahmed (a.k.a. ABU KATADA), vicolo S. Rocco, n. 10 - 
Casalbuttano, Cremona, Italy; DOB 31 May 1963; POB Sidi Kacem, Morocco; 
nationality Morocco; Italian Fiscal Code LBHHMD63E31Z330M (individual) 
[SDGT]
EL GEZIRA AUTOMOBILE COMPANY (a.k.a. GEZIRA AUTOMOBILE COMPANY), P.O. 
Box 232, Khartoum, Sudan [SUDAN]
EL HADI, Mustapha Nasri Ben Abdul Kader Ait; DOB 5 Mar 1962; POB Tunis, 
Tunisia; nationality Algeria; alt. nationality Germany (individual) 
[SDGT]
EL HASSAN, Gaffar Mohmed (a.k.a. ``EL HASSAN, Gaffar Mohamed''); DOB 24 
Jun 1952; POB Khartoum, Sudan; Major General for the Sudan Armed Forces 
(individual) [SUDAN]
EL HEIT, Ali (a.k.a. KAMEL, Mohamed; a.k.a. ``ALI DI ROMA''), Via D. 
Fringuello, 20, Rome, Italy; Milan, Italy; DOB 20 Mar 1970; alt. DOB 30 
Jan 1971; POB Rouba, Algeria (individual) [SDGT]
EL MAHFOUDI, Mohamed, via Puglia, n. 22, Gallarate, Varese, Italy; DOB 
24 Sept 1964; POB Agadir, Morocco; Italian Fiscal Code LMHMMD64P24Z330F; 
Residence, Agadir, Morocco (individual) [SDGT]
EL MOTASSADEQ, Mounir, Goschenstasse 13, Hamburg 21073, Germany; DOB 3 
Apr 1974; POB Marrakesh, Morocco; nationality Morocco (individual) 
[SDGT]
EL NILEIN BANK (n.k.a. EL NILEIN INDUSTRIAL DEVELOPMENT BANK (SUDAN); 
n.k.a. EL NILEIN INDUSTRIAL DEVELOPMENT BANK GROUP; n.k.a. NILEIN 
INDUSTRIAL DEVELOPMENT BANK (SUDAN)), Parliament Street, P.O. Box 466, 
Khartoum, Sudan; P.O. Box 6013, Abu Dhabi City, United Arab Emirates; 
P.O. Box 466/1722, United Nations Square, Khartoum, Sudan [SUDAN]
EL TAKA AUTOMOBILE COMPANY (a.k.a. TAKA AUTOMOBILE COMPANY), P.O. Box 
221, Khartoum, Sudan [SUDAN]
EL-AICH, Dhou (a.k.a. ``ABDEL HAK''); DOB 5 Aug 1964; POB Debila, 
Algeria (individual) [SDGT]
ELCORO AYASTUY, Paulo; DOB 22 Oct 1973; POB Vergara, Guipuzcoa Province, 
Spain; D.N.I. 15.394.062 (Spain); Member ETA (individual) [SDGT]
ELECTRONICS INSTITUTE, P.O. Box 4470, Damascus, Syria [NPWMD]
ELEHSSAN (a.k.a. AL-AHSAN CHARITABLE ORGANIZATION; a.k.a. AL-BAR AND AL-
IHSAN SOCIETIES; a.k.a. AL-BAR AND AL-IHSAN SOCIETY; a.k.a. AL-BIR AND 
AL-IHSAN ORGANIZATION; a.k.a. AL-BIRR WA AL-IHSAN CHARITY ASSOCIATION; 
a.k.a. AL-BIRR WA AL-IHSAN WA AL-NAQA; a.k.a. AL-IHSAN CHARITABLE 
SOCIETY; a.k.a. BIR WA ELEHSSAN SOCIETY; a.k.a. BIRR AND ELEHSSAN 
SOCIETY; a.k.a. ELEHSSAN SOCIETY; a.k.a. ELEHSSAN SOCIETY AND BIRR; 
a.k.a. ELEHSSAN SOCIETY WA BIRR; a.k.a. IHSAN CHARITY; a.k.a. JAMI'A AL-
AHSAN AL-KHAYRIYYAH; a.k.a. THE BENEVOLENT CHARITABLE ORGANIZATION), 
Bethlehem, West Bank, Palestinian; AL-MUZANNAR ST, AL- NASIR AREA, Gaza 
City, Gaza, Palestinian; Lebanon; Ramallah, West Bank, Palestinian; 
Tulkarm, West Bank, Palestinian; P.O. BOX 398, Hebron, West Bank, 
Palestinian; Jenin, West Bank, Palestinian [SDGT]
EL-HOORIE, Ali Saed Bin Ali (a.k.a. AL-HOURI, Ali Saed Bin Ali; a.k.a. 
EL-HOURI, Ali Saed Bin Ali); DOB 10 Jul 1965; alt. DOB 11 Jul 1965; POB 
El Dibabiya, Saudi Arabia; citizen Saudi Arabia (individual) [SDGT]
ELIZABETH OVERSEAS INC., Panama City, Panama; C.R. No. 194798/21722 
(Panama); RUC  2172202194798 (Panama) [SDNT]
ELSHANI, Gafur; DOB 29 Mar 1958; POB Suva Reka, Serbia and Montenegro 
(individual) [BALKANS]
EMERALD ISLANDS (vessel) [CUBA]

[[Page 560]]

EMIRATES AND SUDAN INVESTMENT COMPANY LIMITED, Port Sudan, Sudan; P.O. 
Box 7036, Khartoum, Sudan [SUDAN]
EMPRESA CUBANA DE AVIACION (a.k.a. CUBANA AIRLINES), 1 Place Ville 
Marie, Suite 3431, Montreal, Canada [CUBA]
EMPRESA CUBANA DE AVIACION (a.k.a. CUBANA AIRLINES), Norman Manley 
International Airport, Kingston, Jamaica [CUBA]
EMPRESA CUBANA DE AVIACION (a.k.a. CUBANA AIRLINES), Frankfurter TOR 8-
A, Berlin, Germany [CUBA]
EMPRESA CUBANA DE AVIACION (a.k.a. CUBANA AIRLINES), Madrid, Spain 
[CUBA]
EMPRESA CUBANA DE AVIACION (a.k.a. CUBANA AIRLINES), 32 Main Street, 
Georgetown, Guyana [CUBA]
EMPRESA CUBANA DE AVIACION (a.k.a. CUBANA AIRLINES), Grantley Adams 
Airport, Christ Church, Barbados [CUBA]
EMPRESA CUBANA DE AVIACION (a.k.a. CUBANA AIRLINES), Corrientes 545 
Primer Piso, Buenos Aires, Argentina [CUBA]
EMPRESA CUBANA DE AVIACION (a.k.a. CUBANA AIRLINES), Parizska 17, 
Prague, Czech Republic [CUBA]
EMPRESA CUBANA DE AVIACION (a.k.a. CUBANA AIRLINES), Paseo de la 
Republica 126, Lima, Peru [CUBA]
EMPRESA CUBANA DE AVIACION (a.k.a. CUBANA AIRLINES), Belas Airport, 
Luanda, Angola [CUBA]
EMPRESA CUBANA DE AVIACION (a.k.a. CUBANA AIRLINES), Dobrininskaya No. 
7, Sec 5, Moscow, Russia [CUBA]
EMPRESA CUBANA DE AVIACION (a.k.a. CUBANA AIRLINES), c/o Anglo- 
Caribbean Shipping Co. Ltd., Ibex House, The Minories, London EC3N 1DY, 
United Kingdom [CUBA]
EMPRESA CUBANA DE AVIACION (a.k.a. CUBANA AIRLINES), 24 Rue Du Quatre 
Septembre, Paris, France [CUBA]
EMPRESA CUBANA DE AVIACION (a.k.a. CUBANA AIRLINES), Piarco Airport, 
Port au Prince, Haiti [CUBA]
EMPRESA CUBANA DE AVIACION (a.k.a. CUBANA AIRLINES), Melchor Ocampo 469, 
5DF Mexico City, Mexico [CUBA]
EMPRESA CUBANA DE AVIACION (a.k.a. CUBANA AIRLINES), Calle 29 y Avda 
Justo Arosemena, Panama City, Panama [CUBA]
EMPRESA CUBANA DE PESCADOS Y MARISCOS (a.k.a. CARIBBEAN EXPORT 
ENTERPRISE; a.k.a. CARIBEX), Milan, Italy [CUBA]
EMPRESA CUBANA DE PESCADOS Y MARISCOS (a.k.a. CARIBBEAN EXPORT 
ENTERPRISE; a.k.a. CARIBEX), Moscow, Russia [CUBA]
EMPRESA CUBANA DE PESCADOS Y MARISCOS (a.k.a. CARIBBEAN EXPORT 
ENTERPRISE; a.k.a. CARIBEX), Madrid, Spain [CUBA]
EMPRESA CUBANA DE PESCADOS Y MARISCOS (a.k.a. CARIBBEAN EXPORT 
ENTERPRISE; a.k.a. CARIBEX), Cologne, Germany [CUBA]
EMPRESA CUBANA DE PESCADOS Y MARISCOS (a.k.a. CARIBBEAN EXPORT 
ENTERPRISE; a.k.a. CARIBEX), Downsview, Ontario, Canada [CUBA]
EMPRESA CUBANA DE PESCADOS Y MARISCOS (a.k.a. CARIBBEAN EXPORT 
ENTERPRISE; a.k.a. CARIBEX), Tokyo, Japan [CUBA]
EMPRESA CUBANA DE PESCADOS Y MARISCOS (a.k.a. CARIBBEAN EXPORT 
ENTERPRISE; a.k.a. CARIBEX), Paris, France [CUBA]
EMPRESA DE TURISMO NACIONAL Y INTERNACIONAL (a.k.a. CUBATUR), Buenos 
Aires, Argentina [CUBA]
ENDSHIRE EXPORT MARKETING, United Kingdom [IRAQ2]
ENGINEERING EQUIPMENT COMPANY, C/O ENGINEERING EQUIPMENT CORPORATION, 
P.O. Box 97, Khartoum, Sudan [SUDAN]
ENGINEERING EQUIPMENT CORPORATION, P.O. Box 97, Khartoum, Sudan [SUDAN]
ENSAMBLADORA COLOMBIANA AUTOMOTRIZ S.A. (a.k.a. E.C.A. S.A.), Carrera 39 
No. 43-75, Barranquilla, Colombia; NIT  817000791-1 (Colombia) 
[SDNT]
ENTREGA DE CORRESPONDENCIA OPORTUNA, S.A. DE C.V., Madero 941 21 A, 
Entre Carrillo Puerto y Diaz Miron, Zona Central, Tijuana, Baja 
California, Mexico; R.F.C. ECO-990920-7H6 (Mexico) [SDNTK]
EPAMAC SHIPPING CO. LTD., c/o EMPRESA DE NAVEGACION MAMBISA, Apartado 
543, San Ignacio 104, Havana, Cuba [CUBA]
ES SAYED, Abdelkader Mahmoud (a.k.a. ES SAYED, Kader), Via del Fosso di 
Centocelle n.66, Roma, Italy; DOB 26 Dec 1962; POB Egypt; Italian Fiscal 
Code SSYBLK62T26Z336L (individual) [SDGT]
ESCALANTE CARROLL, Enrique Jose, c/o FARMAVISION LTDA., Bogota, 
Colombia; c/o COPSERVIR LTDA., Bogota, Colombia; c/o CAJA SOLIDARIA, 
Bogota, Colombia; Transv. 74 No. 10-14, Bogota, Colombia; Cedula No. 
72170764 (Colombia) (individual) [SDNT]
ESCALONA, Victor Julio, c/o C A V J CORPORATION LTDA., Bogota, Colombia; 
c/o VOL PHARMACYA LTDA., Cucuta, Colombia; c/o C.A. V.J. CORPORATION, 
Barquisimeto, Lara, Venezuela; C.I.N. 7353289 (Venezuela); Passport 
A0229910 (Venezuela) (individual) [SDNT]
ESCOBAR BUITRAGO, Walter, c/o SERVIAUTOS UNO A 1A LIMITADA, Cali, 
Colombia; c/o INMOBILIARIA BOLIVAR LTDA., Cali, Colombia; DOB 8 Feb 
1971; Cedula No. 16785833 (Colombia); Passport AD254557 (Colombia) 
(individual) [SDNT]

[[Page 561]]

ESCOBEDO CHAZARO, Raul, P.O. Box 432477, San Diego , CA 92143; c/o 
ENTREGA DE CORRESPONDENCIA OPORTUNA, S.A. DE C.V., Tijuana, Baja 
California, Mexico; c/o TERMINADOS BASICOS DE TIJUANA, S. DE R.L. DE 
C.V., Tijuana, Baja California, Mexico; c/o COMERCIALIZADORA E 
IMPORTADORA GARDES, S.A. DE C.V., Tijuana, Baja California, Mexico; DOB 
16 Jun 1965; alt. DOB 16 Jul 1965; POB Distrito Federal, Mexico; citizen 
Mexico; nationality Mexico; C.U.R.P. EOCR650716HDFSHL08 (Mexico) 
(individual) [SDNTK]
ESCOBEDO MORALES, Sandra Angelica, c/o CENTRO CAMBIARIO KINO, S.A. DE 
C.V., Tijuana, Baja California, Mexico; c/o MULTISERVICIOS ALPHA, S.A. 
DE C.V., Tijuana, Baja California, Mexico; c/o CONSULTORIA DE 
INTERDIVISAS, S.A. DE C.V., Tijuana, Baja California, Mexico; DOB 25 Dec 
1966; POB Guadalajara, Jalisco, Mexico (individual) [SDNTK]
ESMAELI, Reza-Gholi; DOB 3 Apr 1961; POB Tehran, Iran; Passport A0002302 
(Iran) (individual) [NPWMD]
ESPANA CUELLAR, Irlena, c/o COLPHAR S.A., Bogota, Colombia; DOB 28 Feb 
1965; Cedula No. 40764759 (Colombia); Passport 40764759 (Colombia) 
(individual) [SDNT]
ESPARRAGOZA MORENO, Juan Jose, Calle 8 8988, Colonia Zona Este, Tijuana, 
Baja California CP 22000, Mexico; Calle Colima 2316, Colonia Francisco 
I. Madero, Tijuana, Baja California CP 22150, Mexico; Avenida Los 
Angeles No. 5183, Colonia Las Palmas, Tijuana, Baja California CP 22440, 
Mexico; Predio Rustico en Km. 42-43 de la Carretera, Tijuana-Ensenada, 
Baja California, Mexico; Cjon. Quintana Roo 8220, Colonia Zona Este, 
Tijuana, Baja California, Mexico; DOB 3 Feb 1949; alt. DOB 2 Mar 1949; 
POB Chuicopa, Sinaloa, Mexico (individual) [SDNTK]
ESPARZA PENA, Jose de Jesus, c/o CAJA AMIGO EXPRESS, S.A. DE C.V., 
Tijuana, Baja California, Mexico; DOB 15 Nov 1966; POB Baja California, 
Mexico; citizen Mexico; nationality Mexico; C.U.R.P. EAPJ661115HBCSXS04 
(Mexico) (individual) [SDNTK]
ESPIBENA COMERCIALIZADORA DE MEDICAMENTOS GENERICOS S.A. (a.k.a. 
ESPIBENA S.A.), Luis Cordero 1154 y Juan Leon Mera, Edificio Gabriela 
Mistral, Quito, Ecuador; RUC  1791706420001 (Ecuador) [SDNT]
ESPINOSA DE ARIAS, Gladys, c/o INVERSIONES ASE LTDA., Bogota, Colombia; 
c/o EXCIPIENTES FARMACEUTICOS EXCIPHARMA S.A., Bogota, Colombia; c/o 
ARIAS ESPINOSA ARIES S.A., Bogota, Colombia; Cedula No. 41683460 
(Colombia) (individual) [SDNT]
ESPITIA ORTIZ, Mauricio Arturo (a.k.a. SPITIA, Mauricio), c/o SPITIA 
VALENCIA LTDA., Cali, Colombia; Spain; Carrera 25 F No. 7-15 Oeste, 
Cali, Colombia; c/o M S CONSTRUCTORES LTDA., Cali, Colombia; Carrera 42 
No. 8-36, Cali, Colombia; c/o ARQUITECTOS UNIDOS LTDA., Cali, Colombia; 
c/o ESVA S.C.S., Cali, Colombia; DOB 29 Dec 1959; POB Barranquilla, 
Colombia; Cedula No. 16634827 (Colombia); Passport AJ424421 (Colombia) 
(individual) [SDNT]
ESPITIA PERILLA, Ruben Nowerfaby, c/o LABORATORIOS KRESSFOR DE COLOMBIA 
S.A., Bogota, Colombia; c/o ADMACOOP, Bogota, Colombia; c/o DROMARCA Y 
CIA. S.C.S., Bogota, Colombia; Cedula No. 79280623 (Colombia) 
(individual) [SDNT]
ESQUIVEL PENA, William, c/o BANANERA AGRICOLA S.A., Santa Marta, 
Colombia; c/o UNIPAPEL S.A., Cali, Colombia; c/o J. FREDDY MAFLA Y CIA. 
S.C.S., Cali, Colombia; Cedula No. 16641631 (Colombia); Passport 
16641631 (Colombia) (individual) [SDNT]
ESSAADI, Moussa Ben Amor Ben Ali (a.k.a. ``ABDELRAHMMAN''; a.k.a. 
``BECHIR''; a.k.a. ``DAH DAH''), Via Milano n.108, Brescia, Italy; DOB 4 
Dec 1964; POB Tabarka, Tunisia; nationality Tunisia; Passport L335915 
issued 8 Nov 1996 expires 7 Nov 2001 (individual) [SDGT]
ESSABAR, Zakarya (a.k.a. ESSABAR, Zakariya), Dortmunder Strasse 38, 
Hamburg 22419, Germany; DOB 13 Apr 1977; alt. DOB 3 Apr 1977; POB 
Essaouria, Morocco (individual) [SDGT]
ESSID, Sami Ben Khemais (a.k.a. ELSSEID, Sami Ben Khamis Ben Saleh), Via 
Dubini n.3, Gallarate (VA), Italy; DOB 10 Feb 1968; POB Tunisia; 
nationality Tunisia; Italian Fiscal Code SSDSBN68B10Z352F; Passport 
K929139 issued 14 Feb 1995 expires 13 Feb 2000 (individual) [SDGT]
ESTABLO PUERTO RICO S.A. DE C.V. (a.k.a. ESTABLO LECHERO PUERTO RICO), 
Calle Indio De Guelatao Interior 20230, Colonia Miguel Hidalgo, 
Culiacan, Sinaloa, Mexico; Avenida Manuel Vallarta 2141, Colonia Centro, 
Culiacan, Sinaloa 80129, Mexico; Carretera El Salado, Quila KM 4, 
Culiacan, Sinaloa, Mexico; R.F.C. EPR-000322-UM9 (Mexico) [SDNTK]
ESTANCIA INFANTIL NINO FELIZ S.C., Avenida Manuel Vallarta 2141, Colonia 
Centro, Culiacan, Sinaloa 80129, Mexico [SDNTK]
ESTELA ELVIRA, Adrian Fernando, c/o COOPERATIVA MULTIACTIVA DE COLOMBIA 
FOMENTAMOS, Bogota, Colombia; c/o COPSERVIR LTDA., Bogota, Colombia; DOB 
10 Apr 1968; Cedula No. 76306726 (Colombia); Passport 76306726 
(Colombia) (individual) [SDNT]
ESTRADA RAMIREZ, Jose Arnoldo, c/o CONSTRUCTORA CENTRAL DEL VALLE LTDA., 
Cali, Colombia; c/o CLINICA ESPECIALIZADA DEL VALLE S.A., Cali,

[[Page 562]]

Colombia; Carrera 1H No. 39-56, Cali, Colombia; c/o PARQUE INDUSTRIAL 
LAS DELICIAS LTDA., Cali, Colombia; c/o HIELO CRISTAL Y REFRIGERACION 
LTDA., Cali, Colombia; c/o INVERSIONES JAER LTDA., Cali, Colombia; c/o 
INVERSIONES SAN JOSE LTDA., Cali, Colombia; Calle 39 No. 1H-31, Cali, 
Colombia; c/o MARIN ESTRADA Y CIA S. EN C.S., Cali, Colombia; DOB 14 Jul 
47; Cedula No. 16200018 (Colombia) (individual) [SDNT]
ESTRADA URIBE, Octavio, c/o GRUPO SANTA LTDA., Cali, Colombia; c/o 
SOCIEDAD CONSTRUCTORA LA CASCADA S.A., Cali, Colombia; DOB 7 Oct 1954; 
Cedula No. 19258562 (Colombia) (individual) [SDNT]
ESTUPINAN DUARTE, Adriana, c/o COPSERVIR LTDA., Bogota, Colombia; c/o 
CAJA SOLIDARIA, Bogota, Colombia; Cedula No. 63445395 (Colombia) 
(individual) [SDNT]
ESVA S.C.S. (a.k.a. FLEXX GYM), Carrera 42 No. 8-36, Cali, Colombia; NIT 
 805019977-4 (Colombia) [SDNT]
ETCO INTERNATIONAL COMMODITIES LTD., Devonshire House, 1 Devonshire 
Street, London, United Kingdom [CUBA]
ETCO INTERNATIONAL COMPANY, LIMITED, Kawabe Building, 1-5 Kanda Nishiki-
Cho, Chiyoda-Ku, Tokyo, Japan [CUBA]
EUROMAC EUROPEAN MANUFACTURER CENTER SRL, Via Ampere 5, 20052 Monza, 
Italy [IRAQ2]
EUROMAC TRANSPORTI INTERNATIONAL SRL, Via Ampere 5, 20052 Monza, Italy 
[IRAQ2]
EUROMAC, LTD, 4 Bishops Avenue, Northwood, Middlesex, United Kingdom 
[IRAQ2]
EUROPAEISCH-IRANISCHE HANDELSBANK AG (f.k.a. DEUTSCH-IRANISCHE 
HANDELSBANK AG), Depenau 2, W-2000, Hamburg 1, Germany; all offices 
worldwide [IRAN]
EUZKADI TA ASKATASUNA (a.k.a. ASKATASUNA; a.k.a. BASQUE FATHERLAND AND 
LIBERTY; a.k.a. BATASUNA; a.k.a. EKIN; a.k.a. EPANASTATIKI PIRINES; 
a.k.a. ETA; a.k.a. EUSKAL HERRITARROK; a.k.a. HERRI BATASUNA; a.k.a. 
JARRAI-HAIKA-SEGI; a.k.a. K.A.S.; a.k.a. POPULAR REVOLUTIONARY STRUGGLE; 
a.k.a. XAKI) [FTO] [SDGT]
EXCIPIENTES FARMACEUTICOS EXCIPHARMA S.A. (a.k.a. EXCIPHARMA S.A.), 
Calle 22D No. 34-55, Bogota, Colombia; NIT  830107839-4 
(Colombia) [SDNT]
EXPLORATION AND PRODUCTION AUTHORITY (SUDAN), Kuwait Building, Nile 
Avenue, Khartoum, Sudan; P.O. Box 2986, Khartoum, Sudan [SUDAN]
EXPLOTACIONES AGRICOLAS Y GANADERAS LA LORENA S.C.S. (a.k.a. EXAGAN), 
Calle 5 No. 22-39 of. 205, Cali, Colombia; Calle 52 No. 28E-30, Cali, 
Colombia; NIT  800083192-3 (Colombia) [SDNT]
EXPORT CAFE LTDA., Carrera 7 No. 11-22 of. 413, Cali, Colombia [SDNT]
EXPORTADORA DEL CARIBE, Medira, Mexico [CUBA]
EYRIE FARM, Mashvingo, Zimbabwe [ZIMBABWE]
FABRO INVESTMENT, INC., Panama [CUBA]
FACOBATA, Panama [CUBA]
FADHIL, Mustafa Mohamed (a.k.a. AL MASRI, Abd Al Wakil; a.k.a. ALI, 
Hassan; a.k.a. AL-NUBI, Abu; a.k.a. ANIS, Abu; a.k.a. ELBISHY, Moustafa 
Ali; a.k.a. FADIL, Mustafa Muhamad; a.k.a. FAZUL, Mustafa; a.k.a. 
HUSSEIN; a.k.a. JIHAD, Abu; a.k.a. KHALID; a.k.a. MAN, Nu; a.k.a. 
MOHAMMED, Mustafa; a.k.a. YUSSRR, Abu); DOB 23 Jun 1976; POB Cairo, 
Egypt; citizen Egypt; alt. citizen Kenya; Kenyan ID No. 12773667; Serial 
No. 201735161 (individual) [SDGT]
FADLALLAH, Shaykh Muhammad Husayn; DOB 1938; alt. DOB 1936; POB Najf Al 
Ashraf (Najaf), Iraq; Leading Ideological Figure of HIZBALLAH 
(individual) [SDT]
FAJARDO CUELLAR, Jairo, c/o CHAMARTIN S.A., Cali, Colombia; c/o 
ADMINISTRADORA DE SERVICIOS VARIOS CALIMA S.A., Cali, Colombia; Cedula 
No. 1619282 (Colombia); Passport 1619282 (Colombia) (individual) [SDNT]
FAJARDO HERNANDEZ, Gloria Elena, c/o INDUSTRIAS DEL ESPIRITU SANTO S.A., 
Malambo, Atlantico, Colombia; c/o DOXA S.A., La Union, Valle, Colombia; 
c/o FUNDACION CENTRO DE INVESTIGACION HORTIFRUTICOLA DE COLOMBIA, La 
Union, Valle, Colombia; c/o AGROPECUARIA EL NILO S.A., La Union, Valle, 
Colombia; Cedula No. 29926353 (Colombia) (individual) [SDNT]
FAJARDO, Mary Victoria, c/o APVA S.A., Cali, Colombia; c/o CECEP S.A., 
Cali, Colombia; c/o CECEP EDITORES S.A., Cali, Colombia; c/o WORLD LINE 
SYSTEM S.A., Palmira, Valle, Colombia; c/o NEGOCIOS Y CAPITALES S.A., 
Pereira, Colombia; Cali, Colombia; Cedula No. 31923020 (Colombia) 
(individual) [SDNT]
FAJR INDUSTRIES GROUP (a.k.a. FADJR INDUSTRIES GROUP; a.k.a. IFP; a.k.a. 
INDUSTRIAL FACTORIES OF PRECISION-MACHINERY; a.k.a. INSTRUMENTATION 
FACTORIES OF PRECISION MACHINERY; a.k.a. INSTRUMENTATION FACTORY PLANT; 
a.k.a. MOJTAME SANTY AJZAE DAGHIGH; a.k.a. NASR INDUSTRIES GROUP), P.O. 
Box 1985-777, Tehran, Iran [NPWMD]
FALCON SYSTEMS, United Kingdom [IRAQ2]
FAMESA INTERNATIONAL, S.A., Panama [CUBA]
FANDINO ARBELAEZ, Francisco Jose, c/o DURATEX S.A., Bogota, Colombia; c/
o

[[Page 563]]

KARIAN LIMITADA, Bogota, Colombia; DOB 6 Jul 1940; POB Colombia; Cedula 
No. 17032032 (Colombia); Passport AF325976 (Colombia) (individual) 
[SDNT]
FARAJ, Samal Majid, Iraq; Former Minister of Planning (individual) 
[IRAQ2]
FARALLONES STEREO 91.5 FM, Calle 15N No. 6N-34 piso 15, Edificio 
Alcazar, Cali, Colombia [SDNT]
FARAYAND TECHNIQUE (a.k.a. FARAYAND TECHNIC), Isfahan, Iran; Esfahan, 
Iran; P.O. Box 14155-1339, Tehran, Iran; End of North Karegar Avenue, 
Shomali, Tehran, Iran [NPWMD]
FARFALLA INVESTMENT S.A., Calle Elida Diez. Nuevo Reparto El Carme Edif. 
Milena No. 1, Panama City, Panama; RUC  1986361395028 (Panama) 
[SDNT]
FARMA 3.000 LIMITADA, Calle 12B No. 27-39 of. 203, Bogota, Colombia; Via 
Circunvalar, Bodega M-A-3, Barranquilla, Colombia; Calle 39 BIS A No. 
27-16 and 27-20, Bogota, Colombia; NIT  802012873-4 (Colombia) 
[SDNT]
FARMA XXI LTDA., Calle 39 BIS A No. 27-16 and 27-20, Bogota, Colombia; 
Calle 12 No. 5-07 of. 301, Neiva, Huila, Colombia; NIT  
813006330-2 (Colombia) [SDNT]
FARMACIA VIDA SUPREMA, S.A. DE C.V. (a.k.a. FARMACIA VIDA; a.k.a. 
FARMACIAS VIDA), Blvd. D. Ordaz No. 700-316, Tijuana, Baja California, 
Mexico; Calle 4ta. Y Ninos Heroes 1802, Tijuana, Baja California, 
Mexico; Paseo Estrella del Mar 1075-B, Placita Coronado, Playas de 
Tijuana, Tijuana, Baja California, Mexico; Calle Benito Juarez 1890-A, 
Tijuana, Baja California, Mexico; Blvd. Benito Juarez 20000, Rosarito, 
Baja California, Mexico; Avenida Tecnologico 15300-308, Centro Comercial 
Otay Universidad, Tijuana, Baja California, Mexico; Avenida Constitucion 
823, Tijuana, Baja California, Mexico; Calle Benito Juarez 1941, 
Tijuana, Baja California, Mexico; Avenida Revolucion 651, Zona Centro, 
Tijuana, Baja California, Mexico; Calle 4ta. 1339 y 'G', Tijuana, Baja 
California, Mexico; Blvd. Fundadores 8417, Fraccionamiento El Rubi, 
Tijuana, Baja California, Mexico; Blvd. Sanchez Taboada 4002, Zona Rio, 
Tijuana, Baja California, Mexico; Calle Carrillo Puerto (3ra.) No. 1434-
131, Tijuana, Baja California, Mexico; Blvd. Agua Caliente 1381, Colonia 
Revolucion, Tijuana, Baja California, Mexico; Avenida Constitucion y 
10ma., Tijuana, Baja California, Mexico; Blvd. Diaz Ordaz No. 1159-101, 
Tijuana, Baja California, Mexico; Plaza del Norte, M. Matamoros No. 
10402, Frac. M. Matamoros, Tijuana, Baja California, Mexico; Avenida 
Constitucion No. 1300, Tijuana, Baja California, Mexico; Avenida Negrete 
No. 1200, Tijuana, Baja California, Mexico; Avenida 16 de Septiembre No. 
1100, Tijuana, Baja California, Mexico; Avenida Jose Lopez Portillo 131-
B, Modulos Otay, Tijuana, Baja California, Mexico; Toribio Ortega No. 
6072-1 Colonia Fco. Villa, Tijuana, Baja California, Mexico; Blvd. Ejido 
Matamoros No. 402-1 Lomas Granjas la Espanola, Tijuana, Baja California, 
Mexico; Calz. Cucapah 20665-1B Colonia Buenos Aires Norte, Tijuana, Baja 
California, Mexico; Avenida Segunda No. 1702, Tijuana, Baja California, 
Mexico; Avenida Benito Juarez No. 16-2, Rosarito, Baja California, 
Mexico; Avenida Las Americas, Int. Casa Ley, Tijuana, Baja California, 
Mexico; Blvd. Diaz Ordaz 915, La Mesa, Tijuana, Baja California, Mexico; 
R.F.C. FVS-870610-LX3 (Mexico) [SDNTK]
FARMACOOP (a.k.a. COOPERATIVA MULTIACTIVA DE COMERCIALIZACION Y 
SERVICIOS FARMACOOP; f.k.a. LABORATORIOS KRESSFOR DE COLOMBIA S.A.), 
Calle 16 No. 28A-57, Bogota, Colombia; Calle 17A No. 28A-43, Bogota, 
Colombia; Calle 16 No. 28A-51, Bogota, Colombia; A.A. 18491, Bogota, 
Colombia; Calle 17A No. 28-43, Bogota, Colombia; NIT  
830010878-3 (Colombia) [SDNT]
FARMAHOGAR (a.k.a. DROGUERIA FARMAHOGAR; a.k.a. FARMAHOGAR COPSERVIR 
19), Carrera 7 No. 118-38, Bogota, Colombia; Avenida 7 No. 118-46, 
Bogota, Colombia; NIT  830011670-3 (Colombia) [SDNT]
FARMALIDER S.A., Calle 17 Norte No. 3N-16, Cali, Colombia; NIT  
805026183-2 (Colombia) [SDNT]
FARMATEL E.U. (a.k.a. TELEFARMA E.U.), Calle 93 No. 16-75, Bogota, 
Colombia [SDNT]
FARMATODO S.A., Diagonal 17 No. 28A-39, Bogota, Colombia; Diagonal 17 
No. 28A-80, Bogota, Colombia [SDNT]
FARMEDIS LTDA., Calle 12 No. 5-07 of. 301, Neiva, Colombia; Calle 17A 
No. 28A-43, Bogota, Colombia; Carrera 42C No. 22C-36, Bogota, Colombia; 
NIT  813009188-6 (Colombia) [SDNT]
FARMERS COMMERCIAL BANK (f.k.a. FARMERS BANK FOR INVESTMENT & RURAL 
DEVELOPMENT; f.k.a. SUDAN COMMERCIAL BANK), P.O. Box 1174, Gamhoria 
Avenue, Khartoum, Sudan; P.O Box 570, Port Sudan, Sudan; El Fau, Sudan; 
P.O. Box 45153, El Suk Elarabi, Sudan; Wad Madani, Sudan; P.O. Box 1116, 
El Kasr Avenue, Khartoum, Sudan; P.O. Box 412, El Obeid, Sudan; P.O. Box 
36, New Halfa, Sudan; P.O. Box 1, El Hawata, Sudan; P.O. Box 22, El 
Damazin, Sudan; P.O. Box 8, El Nuhud, Sudan; P.O. Box 8127, Khartoum, 
Sudan; P.O. Box 182, El Gadaref, Sudan; P.O. Box 899, Omdurman, Sudan; 
P.O. Box 1694, El Suk Elafrangi, Khartoum, Sudan; P.O. Box 86, 
Industrial Area, Khartoum, Sudan; P.O. Box 384, Khartoum, Sudan [SUDAN]
FARTRADE HOLDINGS S.A., Switzerland [IRAQ2]

[[Page 564]]

FATAH AL-ISLAM, Nahr al-Barid Palestinian refugee camp, Lebanon [SDGT]
FATTAH, Jum'a Abdul, P.O. Box 1318, Amman, Jordan (individual) [IRAQ2]
FAVARONY URREA, Pedro F., c/o COPSERVIR LTDA., Bogota, Colombia; Cedula 
No. 167136671 (Colombia) (individual) [SDNT]
FAYAD, Saleh Mahmoud (a.k.a. FAYYAD, Saleh Mahmud); DOB 20 Oct 1972; POB 
Al-Taybe, Lebanon (individual) [SDGT]
FAYAD, Sobhi Mahmoud (a.k.a. FAYAD, Soubi Mamout; a.k.a. FAYADH, Sobhi 
Mahmoud; a.k.a. FAYYAD, Subhi Mahmud), 315, Piso 3, Galeria Page, Ciudad 
del Este, Paraguay; DOB 20 Aug 1965; POB Al-Taybe, Lebanon; citizen 
Paraguay; alt. citizen Lebanon; Passport 002301585 (Paraguay); alt. 
Passport 142517 (Paraguay); alt. Passport 220705 (Paraguay); alt. 
Passport 1035562 (Paraguay); alt. Passport 189103 (Paraguay) 
(individual) [SDGT]
FERNANDEZ CASTRO, Fernando Alberto (a.k.a. ``FERCHO''), c/o GIMNASIO 
BODY AND HEALTH, Barranquilla, Colombia; DOB 12 May 1966; POB Colombia; 
Cedula No. 72137518 (Colombia) (individual) [SDNT]
FERNANDEZ GRANADOS, Claudia, c/o CAJA SOLIDARIA, Bogota, Colombia; c/o 
COOMULCOSTA, Barranquilla, Colombia; c/o COPSERVIR LTDA., Bogota, 
Colombia; Cedula No. 57433265 (Colombia) (individual) [SDNT]
FERNANDEZ LACERA, Felix Daniel, Carrera 95 No. 68A-24 ap. 221, Bogota, 
Colombia; c/o COOPIFARMA, Bucaramanga, Colombia; c/o COPSERVIR LTDA., 
Bogota, Colombia; Cedula No. 4979304 (Colombia) (individual) [SDNT]
FERNANDEZ LUNA, Tiberio, c/o COPSERVIR LTDA., Bogota, Colombia; c/o 
DISTRIBUIDORA DE DROGAS CONDOR S.A., Bogota, Colombia; c/o LABORATORIOS 
BLANCO PHARMA DE COLOMBIA S.A., Bogota, Colombia; DOB 3 Nov 1960; Cedula 
No. 93286690 (Colombia); Passport AE956843 (Colombia) (individual) 
[SDNT]
FETTAR, Rachid (a.k.a. ``AMINE DEL BELGIO''; a.k.a. ``DJAFFAR''), Via 
degli Apuli n.5, Milan, Italy; DOB 16 Apr 1969; POB Boulogin, Algeria 
(individual) [SDGT]
FIDUSER LTDA., Calle 12A No. 27-72, Bogota, Colombia; NIT  
830013160-8 (Colombia) [SDNT]
FIGAL ARRANZ, Antonio Agustin; DOB 2 Dec 1972; POB Baracaldo, Vizcaya 
Province, Spain; D.N.I. 20.172.692 (Spain); Member ETA (individual) 
[SDGT]
FIGUEROA DE BRUSATIN, Dacier, c/o W. HERRERA Y CIA. S. EN C., Cali, 
Colombia; c/o INVERSIONES EL GRAN CRISOL LTDA., Cali, Colombia; DOB 7 
Nov 1930; Cedula No. 29076093 (Colombia) (individual) [SDNT]
FIGUEROA PERALTA, Eduardo Alberto, c/o CAJA SOLIDARIA, Bogota, Colombia; 
c/o LITOPHARMA, Barranquilla, Colombia; c/o COPSERVIR LTDA., Bogota, 
Colombia; c/o COOMULCOSTA, Barranquilla, Colombia; Calle 63 No. 16-61, 
Barranquilla, Colombia; Cedula No. 8747807 (Colombia) (individual) 
[SDNT]
FINANCIACION Y EMPRESA S.A. (a.k.a. FINEMPRESA S.A.), Calle 16 Norte No. 
9N-41, Cali, Colombia; NIT  800153965-0 (Colombia) [SDNT]
FINANZAS DEL NORTE LUIS SAIEH Y CIA. S.C.A. (f.k.a. FINANZAS DEL NORTE 
LTDA.), Calle 77 B No. 57-141, Ofc. 917, Barranquilla, Colombia; NIT 
 890108715-2 (Colombia) [SDNT]
FINVE S.A. (f.k.a. FINANCIERA DE INVERSIONES LTDA.), Calle 93A No. 14-17 
Ofc. 711, Bogota, Colombia; Calle 93N No. 14-20 Ofc. 601, Bogota, 
Colombia; NIT  860074650-5 (Colombia) [SDNT]
FIORILLO BAPTISTE, Lester Raul, c/o CONSTRUCCIONES PROGRESO DEL PUERTO 
S.A., Puerto Tejada, Colombia; Calle 27 Norte No. 6AN-43, Cali, 
Colombia; Cedula No. 14987352 (Colombia); Passport 14987352 (Colombia) 
(individual) [SDNT]
FIRST OF OCTOBER ANTIFASCIST RESISTANCE GROUP (GRAPO), Spain [SDGT]
FISHING ENTERPRISE HOLDING, INC., Avenida Samuel Lewis, Edificio Comosa, 
Piso 16, Panama City, Panama; RUC  2120741397076 (Panama) 
[SDNT]
FLEXOEMPAQUES LTDA. (f.k.a. PLASTICOS CONDOR LTDA.), Carrera 13 No. 16-
62, Cali, Colombia; NIT  800044167-2 (Colombia) [SDNT]
FLIGHT DRAGON SHIPPING LTD., c/o ANGLO-CARIBBEAN SHIPPING CO. LTD., 4th 
Floor, South Phase 2, South Quay Plaza II, 183, March Wall, London, 
United Kingdom [CUBA]
FLORES MONROY, Julio Cesar (a.k.a. FLORES, Julio C.), Calle Granito No. 
2025, Seccion El Dorado, Fraccionamiento Playas de Tijuana, Tijuana, 
Baja California, Mexico; c/o ACCESOS ELECTRONICOS, S.A. DE C.V., Calle 
David Alfaro Siqueiros 2789  201, Col. Zona Rio, Tijuana, Baja 
California, Mexico; C. Azteca 0, Col. Azteca, Tijuana, Baja California 
CP 22000, Mexico; Calle Granito No. 602, Seccion El Dorado, 
Fraccionamiento Playas de Tijuana, Tijuana, Baja California, Mexico; c/o 
KONTROLES ELECTRONICOS DE BAJA CALIFORNIA, S.A. DE C.V., Ave. Azueta 
11750, Col. Libertad, Tijuana, Baja California CP 22400, Mexico; DOB 13 
Jul 1944; POB Guadalajara, Jalisco, Mexico; Immigration No. A07268659 
(United States) (individual) [SDNTK]
FLOREZ ARCILA, Rafael Antonio, c/o MEGAPHARMA LTDA., Bogota, Colombia; 
c/o COPSERVIR LTDA., Bogota, Colombia;

[[Page 565]]

Cedula No. 79712667 (Colombia) (individual) [SDNT]
FLOREZ GRAJALES, Yudy Lorena (a.k.a. FLOREZ GRAJALES, Yudi Lorena), 
Carrera 78 No. 3-46, Cali, Colombia; Carrera 8N No. 17A-12, Cartago, 
Colombia; c/o AGROPECUARIA MIRALINDO S.A., Cartago, Colombia; c/o 
ARIZONA S.A., Cartago, Colombia; DOB 26 Jun 1978; Cedula No. 32180561 
(Colombia); Passport 32180561 (Colombia) (individual) [SDNT]
FLOREZ SARAMA, Jorge Humberto, c/o ASESORIAS DE INGENIERIA EMPRESA 
UNIPERSONAL, Cali, Colombia; c/o ADMINISTRADORA DE SERVICIOS VARIOS 
CALIMA S.A., Cali, Colombia; c/o CHAMARTIN S.A., Cali, Colombia; c/o 
SERVICIOS DE LA SABANA E.U., Bogota, Colombia; Cedula No. 13007449 
(Colombia); Passport 13007449 (Colombia) (individual) [SDNT]
FLORIDA SOCCER CLUB S.A. (a.k.a. CORPORACION DEPORTIVA FLORIDA SOCCER 
CLUB; a.k.a. FSC S.A.), Calle 49B No. 74-31 Sector Estadio, Medellin, 
Colombia; Itagui, Antioquia, Colombia; Calle 48 No. 70-80 Ofc. 115, 
Medellin, Colombia; NIT  811046159-2 (Colombia) [SDNT]
FLYING DRAGON (vessel) [CUBA]
FMF GENERAL TRADING LLC, Ahmad Abdulla Bahzad Building, Al Qusais 
Street, Al Qusais Industrial Area, Dubai, United Arab Emirates; P.O. Box 
16542, Dubai, United Arab Emirates; C.R. No. 66488 (United Arab 
Emirates) [SDNTK]
FOFIE, Martin Kouakou; DOB 1 Jan 1968; ``New Forces'' (Forces Nouvelles) 
Zone Commander in Korhogo (individual) [COTED]
FOGENSA S.A. (a.k.a. FORMAS GENERICAS FARMACEUTICAS S.A.), Calle 53 No. 
31-69, Bucaramanga, Colombia; Carrera 42C No. 22C-36, Bogota, Colombia; 
Calle 53 No. 31-52, Bucaramanga, Colombia; NIT  804005325-8 
(Colombia) [SDNT]
FOMEQUE BLANCO, Amparo, Mz. 21 Casa 5 Barrio San Fernando, Pereira, 
Colombia; c/o INDUSTRIA DE PESCA SOBRE EL PACIFICO S.A., Buenaventura, 
Colombia; DOB 26 Mar 1948; Cedula No. 31206092 (Colombia) (individual) 
[SDNT]
FONSECA DELGADO, Luis Jairo, c/o FARMACOOP, Bogota, Colombia; c/o 
DROCARD S.A., Bogota, Colombia; c/o GENERICOS ESPECIALES S.A., Bogota, 
Colombia; DOB 12 Aug 1962; Cedula No. 19493765 (Colombia); Passport 
19493765 (Colombia) (individual) [SDNT]
FONSECA PARAMO, Luisa Fernanda, c/o REPRESENTACIONES Y DISTRIBUCIONES 
HUERTAS Y ASOCIADOS S.A., Bogota, Colombia; DOB 18 Nov 1978; Cedula No. 
30400266 (Colombia); Passport 30400266 (Colombia) (individual) [SDNT]
FOOD INDUSTRIES CORPORATION, P.O. Box 2341, Khartoum, Sudan [SUDAN]
FORENINGEN AL-AQSA (a.k.a. AL-AQSA ASBL; a.k.a. AL-AQSA CHARITABLE 
FOUNDATION; a.k.a. AL-AQSA CHARITABLE ORGANIZATION; a.k.a. AL-AQSA E.V.; 
a.k.a. AL-AQSA FOUNDATION; a.k.a. AL-AQSA INTERNATIONAL FOUNDATION; 
a.k.a. AL-AQSA ISLAMIC CHARITABLE SOCIETY; a.k.a. AL-AQSA SINABIL 
ESTABLISHMENT; a.k.a. AL-AQSA SPANM I STIFTELSE; a.k.a. AL- AQSA SPANMAL 
STIFTELSE; a.k.a. AQSSA SOCIETY; a.k.a. AQSSA SOCIETY YEMEN; a.k.a. 
CHARITABLE AL-AQSA ESTABLISHMENT; a.k.a. CHARITABLE SOCIETY TO HELP THE 
NOBLE AL-AQSA; a.k.a. ISLAMIC CHARITABLE SOCIETY FOR AL-AQSA; a.k.a. MU' 
ASA AL-AQSA AL-KHAYRIYYA; a.k.a. MU' ASSA SANABIL AL-AQSA AL-KHAYRIYYA; 
a.k.a. NUSRAT AL-AQSA AL-SHARIF; a.k.a. SANABIL AL-AQSA CHARITABLE 
FOUNDATION; a.k.a. STICHTING AL-AQSA; a.k.a. SWEDISH CHARITABLE AQSA 
EST.), P.O. Box 6222200KBKN, Copenhagen, Denmark [SDGT]
FORERO BENAVIDES, Patricia, c/o COPSERVIR LTDA., Bogota, Colombia; c/o 
FARMAVISION LTDA., Bogota, Colombia; Cedula No. 35522503 (Colombia) 
(individual) [SDNT]
FORERO SALAMANCA, Sonia Viviana, c/o INTERFARMA S.A., San Jose, Costa 
Rica; c/o CREDIREBAJA S.A., Cali, Colombia; c/o COPSERVIR LTDA., Bogota, 
Colombia; c/o JOMAGA DE COSTA RICA S.A., San Jose, Costa Rica; DOB 16 
Oct 1975; Cedula No. 52342283 (Colombia); Passport 52342283 (Colombia) 
(individual) [SDNT]
FORPRES, S.C., Tijuana, Baja California, Mexico [SDNTK]
FORUZANDEH, Ahmed (a.k.a. FAYRUZI, Ahmad; a.k.a. FOROOZANDEH, Ahmad; 
a.k.a. FORUZANDEH, Ahmad; a.k.a. FRUZANDAH, Ahmad; a.k.a. ``ABU AHMAD 
ISHAB''; a.k.a. ``ABU SHAHAB''; a.k.a. ``JAFARI''), Qods Force Central 
Headquarters, Former U.S. Embassy Compound, Tehran, Iran; DOB circa 
1960; alt. DOB circa 1958; alt. DOB circa 1963; alt. DOB circa 1959; 
alt. DOB 1957; alt. DOB circa 1955; alt. DOB circa 1961; alt. DOB circa 
1962; POB Kermanshah, Iran; Brigadier General, Commanding Officer of the 
Iranian Islamic Revolutionary Guard Corps-Qods Force Ramazan Corps; 
Deputy Commander of the Ramazan Headquarters; Chief of Staff of the Iraq 
Crisis Staff (individual) [IRAQ3]
FOUNTAIN FARM, Insiza, Zimbabwe [ZIMBABWE]
FRANCO BELTRAN, Luis Fernando, c/o DROCARD S.A., Bogota, Colombia; c/o 
FARMACOOP, Bogota, Colombia; DOB 12 Aug 1953; Cedula No. 230809 
(Colombia); Passport 230809 (Colombia) (individual) [SDNT]

[[Page 566]]

FRANCO MUNOZ, Francisco, Calle 10 Bis No. 67A-51, Cali, Colombia; c/o 
GRAN MUELLE S.A., Buenaventura, Colombia; POB Facatativa, Cundinamarca, 
Colombia; Cedula No. 03014999 (Colombia); Passport 03014999 (Colombia) 
(individual) [SDNT]
FRANCO RUIZ, Nestor Raul, Carrera 142 No. 18A-80 Casa 23, Cali, 
Colombia; Avenida 5AN No. 51N-27, Cali, Colombia; DOB 21 Aug 1967; POB 
Cali, Colombia; Cedula No. 16744648 (Colombia); Passport AF828495 
(Colombia) (individual) [SDNT]
FRANCO RUIZ, Ruben Alberto, c/o CAMPO LIBRE A LA DIVERSION E.U., Yumbo, 
Valle, Colombia; Avenida 5N No. 51-57, Cali, Colombia; Calle 34N No. 
3CN-62, Cali, Colombia; DOB 18 Feb 1964; POB Cali, Colombia; Cedula No. 
16702454 (Colombia); Passport AH070927 (Colombia) (individual) [SDNT]
FRANCO VALENCIA, Fabio Hernan, Carrera 4 No. 11-45 Ofc. 506, Cali, 
Colombia; c/o GEOPLASTICOS S.A., Cali, Colombia; c/o CIA. MINERA DAPA 
S.A., Bogota, Colombia; c/o CIA. ANDINA DE EMPAQUES LTDA., Cali, 
Colombia; c/o OCCIDENTAL DE PAPELES LTDA., Cali, Colombia; c/o COMPANIA 
DE FOMENTO MERCANTIL S.A., Cali, Colombia; DOB 06 Dec 1940; POB Cali, 
Valle, Colombia; Cedula No. 6076743 (Colombia); Passport 6076743 
(Colombia) (individual) [SDNT]
FREGOSO AMEZQUITA, Maria Antonieta, Calle Jerez 552-B, Fraccionamiento 
Chapultepec, CP 22420, Tijuana, Baja California, Mexico; c/o 
Administradora De Inmuebles Vida, S.A. de C.V., Tijuana, Baja 
California, Mexico; Calle Jerez 538, Fraccionamiento Chapultepec, 
Tijuana, Baja California, Mexico; c/o Forpres, S.C., Tijuana, Baja 
California, Mexico; c/o Operadora Valpark, S.A. de C.V., Tijuana, Baja 
California, Mexico; c/o ADP, S.C., Tijuana, Baja California, Mexico; c/o 
Accesos Electronicos, S.A. de C.V., Tijuana, Baja California, Mexico; 
DOB 29 Oct 1952; POB Guadalajara, Jalisco; Credencial electoral 
088455751391 (Mexico); Driver's License No. 180839 (Mexico); R.F.C. AEL-
980417-S51 (Mexico) (individual) [SDNTK]
FREIGHT MOVERS INTERNATIONAL, Airport Road, Basseterre, Basseterre, 
Saint Kitts and Nevis; Church Street, Basseterre, Basseterre, Saint 
Kitts and Nevis; Offices in St. Kitts and Nevins, West Indies ONLY 
[SDNTK]
FRIENDSHIP SPINNING FACTORY, Hassaheisa, Sudan [SUDAN]
FRIGO HISPANIA (vessel) [CUBA]
FRONT FOR ALBANIAN NATIONAL UNITY (a.k.a. FBKSH) [BALKANS]
FRUNI TRADING CO., c/o MELFI MARINE CORPORATION S.A., Oficina 7, 
Edificio Senorial, Calle 50, Apartado 31, Panama City 5, Panama [CUBA]
FRUTAS EXOTICAS COLOMBIANOS S.A. (a.k.a. FREXCO S.A.), Factoria La 
Rivera, La Union, Valle, Colombia; NIT  800183514-0 (Colombia) 
[SDNT]
FUDIA LTDA., Calle 111 No. 36B-17, Barranquilla, Colombia; NIT  
800230555-4 (Colombia) [SDNT]
FUENTES COBA, Fernando, Cozumel, Mexico (individual) [CUBA]
FUNDACION CENTRO DE INVESTIGACION HORTIFRUTICOLA DE COLOMBIA (a.k.a. 
CENIHF), Km. 2 La Victoria, La Union, Valle, Colombia; NIT  
821002640-1 (Colombia) [SDNT]
FUNDACION CENTRO FRUTICOLA ANDINO, Km. 2 Via La Victoria, La Union, 
Valle, Colombia; NIT  800077756-2 (Colombia) [SDNT]
FUNDACION PARA LA EDUCACION Y EL DESARROLLO SOCIAL (a.k.a. FUNDASOCIAL), 
Calle 16 Norte No. 9N-41, Cali, Colombia; NIT  800142875-9 
(Colombia) [SDNT]
FUNDACION PARA LA PAZ DE CORDOBA (a.k.a. FUNDACION POR LA PAS DE 
CORDOBA; a.k.a. FUNDAZCOR; a.k.a. FUNPAZCOR), Carrera 6 No. 29-12, 
Monteria, Cordoba, Colombia; NIT  830054536-9 (Colombia) 
[SDNTK]
FUNDACION VIVIR MEJOR (a.k.a. F.V.M.), Calle 8 No. 22-60, Cali, 
Colombia; NIT  805002213-1 (Colombia) [SDNT]
FUNDASER (a.k.a. FUNDACION DE CALI PARA EL DESARROLLO HUMANO; a.k.a. 
FUNDACION PARA EL SERVICIO DEL SER INTEGRAL; a.k.a. FUNDECALI), Calle 29 
Norte No. 6N-43, Cali, Colombia; Calle 2 No. 4-14 of. 101, Cali, 
Colombia; NIT  800243417-2 (Colombia) [SDNT]
FURUNDZIJA, Anto; DOB 8 Jul 1969; POB Travnik, Bosnia-Herzegovina; ICTY 
indictee (individual) [BALKANS]
FUSTAR, Dusan; DOB 29 Jun 1954; POB Prijedor, Bosnia-Herzegovina; ICTY 
indictee in custody (individual) [BALKANS]
FUTURE BANK B.S.C., Block 304, City Centre Building, Building 199, 
Government Avenue, Road 383, Manama, Bahrain; P.O. Box 785, City Centre 
Building, Government Avenue, Manama, Bahrain; Business Registration 
Document  54514-1 (Bahrain) expires 9 Jun 2009; Trade License 
No. 13388 (Bahrain); All branches worldwide [NPWMD]
G A ARDMORE PTE. LTD., 3 Shenton Way,  10-01 Shenton House, 
Singapore 068805, Singapore [BURMA]
G A CAPITAL PTE. LTD., 3 Shenton Way,  10-01 Shenton House, 
Singapore 068805, Singapore [BURMA]
G A FOODSTUFFS PTE. LTD., 3 Shenton Way,  10-01 Shenton House, 
Singapore 068805, Singapore [BURMA]
G A LAND PTE. LTD., 3 Shenton Way,  10-01 Shenton House, 
Singapore 068805, Singapore [BURMA]
G A RESORT PTE. LTD., 3 Shenton Way,  10-01 Shenton House, 
Singapore 068805, Singapore [BURMA]

[[Page 567]]

G A SENTOSA PTE. LTD., 3 Shenton Way,  10-01 Shenton House, 
Singapore 068805, Singapore [BURMA]
G A TREASURE PTE. LTD., 3 Shenton Way,  10-01 Shenton House, 
Singapore 068805, Singapore [BURMA]
G A WHITEHOUSE PTE. LTD., 3 Shenton Way,  10-01 Shenton House, 
Singapore 068805, Singapore [BURMA]
G M C GRUPO MAQUILACION COLOMBIANO, Carrera 66A No. 48-91, Bogota, 
Colombia; Calle 68B No. 105F-80, Bogota, Colombia; NIT  
41322501 (Colombia) [SDNT]
G.L.G. S.A. (a.k.a. CASA ESTRELLA), Carrera 65 No. 71-74, Barranquilla, 
Colombia; Centro Comercial Chipichape, Cali, Colombia; Apartado Aereo 
250752, Bogota, Colombia; Centro Comercial Unicentro, Local 1-13, 
Bogota, Colombia; Centro Comercial Unicentro, Local 209, Cali, Colombia; 
Avenida 15 No. 123-30, Local 1-13, Bogota, Colombia; Calle 53 No. 25-30, 
Bogota, Colombia; Centro Comercial Galerias, Bogota, Colombia; Calle 164 
No. 40-40, Bogota, Colombia; Diagonal 127A No. 17-34 Piso 5, Bogota, 
Colombia; NIT  800023807-8 (Colombia) [SDNT]
G.W. AEROSPACE, INC. (a.k.a. GREAT WALL AEROSPACE, INC.), 21515 
Hawthorne Blvd., Suite 670, Torrance, CA 90503; California Corporate 
Number C1458237 (United States) [NPWMD]
GAD S.A., Factoria La Rivera, La Union, Valle, Colombia; NIT  
821002971-4 (Colombia) [SDNT]
GAJIC-MILOSEVIC, Milica; DOB 1970; daughter-in-law of Slobodan Milosevic 
(individual) [BALKANS]
GALAPAGOS S.A, Calle 24N No. 6AN-15, Cali, Colombia; Carrera 115 No. 
16B-121, Cali, Colombia; NIT  800183712-2 (Colombia) [SDNT]
GALAVIZ CORPORATION, LTD., 7801 NW 37 Street No. 152059, Miami, FL 
33166; Nassau, Bahamas, The; Avenida 4 Norte 6N-67 Of. 705, Cali, 
Colombia [SDNT]
GALAX TRADING CO., LTD. (a.k.a. GALAX INC.), 5250 Ferrier Street, 
Montreal, Quebec, Canada [CUBA]
GALEANO CUBILLOS, Mario Nelson, c/o TERAPIAS VETERINARIA LIMITADA, 
Bogota, Colombia; Cedula No. 17125384 (Colombia); Passport 17125384 
(Colombia) (individual) [SDNT]
GALEANO RESTREPO, Diego Mauro, c/o INVERSIONES EL MOMENTO S.A., 
Medellin, Colombia; c/o INVERSIONES LICOM LTDA., Medellin, Colombia; c/o 
CASA DEL GANADERO S.A., Medellin, Colombia; c/o ADMINISTRADORA GANADERA 
EL 45 LTDA., Medellin, Colombia; c/o GANADERIA LUNA HERMANOS LTDA., 
Medellin, Colombia; DOB 17 Mar 1976; POB Medellin, Colombia; Cedula No. 
98626113 (Colombia) (individual) [SDNT]
GALERIA DE PORTALES, S.A., Miguel Yuste 48, 28037 Madrid, Spain; Jose 
Serrano 166, 28019 Madrid, Spain; C.I.F. A82464934 (Spain) [SDNT]
GALERIA PAGE (a.k.a. GALERIA PAGE I), 899 Calle Regimento Pirebebuy, 
Ciudad del Este, Paraguay [SDGT]
GALIC, Stanislav; DOB 12 Mar 1943; POB Goles, Bosnia-Herzegovina; ICTY 
indictee (individual) [BALKANS]
GALINDO CARDOZO, Diego Fernando, c/o COOPCREAR, Bogota, Colombia; c/o 
COOPERATIVA DE TRABAJO ASOCIADO ACTIVAR, Bogota, Colombia; c/o 
COOPERATIVA MULTIACTIVA DE COLOMBIA FOMENTAMOS, Bogota, Colombia; DOB 2 
Nov 1974; Cedula No. 94320862 (Colombia); Passport 94320862 (Colombia) 
(individual) [SDNT]
GALINDO HERRERA, Diana Paola, c/o INMOBILIARIA GALES LTDA., Bogota, 
Colombia; c/o INVERSIONES HERREBE LTDA., Cali, Colombia; c/o COMERCIAL 
DE NEGOCIOS CLARIDAD Y CIA., Bogota, Colombia; c/o CONSTRUEXITO S.A., 
Cali, Colombia; c/o AGROPECUARIA Y REFORESTADORA HERREBE LTDA., Cali, 
Colombia; c/o INDUSTRIA AVICOLA PALMASECA S.A., Cali, Colombia; c/o 
COMERCIALIZADORA EXPERTA Y CIA. S. EN C., Bogota, Colombia; DOB 8 Jul 
1978; Cedula No. 31538790 (Colombia); Passport AF127300 (Colombia) 
(individual) [SDNT]
GALINDO HERRERA, Diego Alexander, c/o INMOBILIARIA GALES LTDA., Bogota, 
Colombia; c/o CONSTRUEXITO S.A., Cali, Colombia; c/o COMERCIAL DE 
NEGOCIOS CLARIDAD Y CIA., Bogota, Colombia; c/o INDUSTRIA AVICOLA 
PALMASECA S.A., Cali, Colombia; c/o INVERSIONES HERREBE LTDA., Cali, 
Colombia; c/o AGROPECUARIA Y REFORESTADORA HERREBE LTDA., Cali, 
Colombia; c/o COMERCIALIZADORA EXPERTA Y CIA. S. EN C., Bogota, 
Colombia; DOB 9 Feb 1977; Cedula No. 16836449 (Colombia); Passport 
AF246678 (Colombia) (individual) [SDNT]
GALINDO LEYVA, Esperanza, 536 Huerto Place, Chula Vista, CA 91910; 950 
Norella Street, Chula Vista, CA 91910; c/o INMOBILIARIA LA PROVINCIA 
S.A. DE C.V., Tijuana, Baja California, Mexico; c/o COMPLEJO TURISTICO 
OASIS, S.A. de C.V., Playas de Rosarito, Rosarito, Baja California, 
Mexico; c/o PLAYA MAR S.A. DE C.V., Tijuana, Baja California, Mexico; 
DOB 16 Aug 1920; POB San Ignacio, Sinaloa, Mexico; Passport 99020017901 
(Mexico); R.F.C.  GALE-200816-6IA (Mexico); alt. R.F.C. 
 GALE-241004-61A (Mexico) (individual) [SDNTK]
GALINDO, Gilmer Antonio (a.k.a. GUZMAN TRUJILLO, Carlos Arturo), c/o 
COMERCIAL DE NEGOCIOS CLARIDAD Y CIA., Bogota, Colombia; c/o

[[Page 568]]

COMERCIALIZADORA EXPERTA Y CIA. S. EN C., Bogota, Colombia; c/o 
CONSTRUEXITO S.A., Cali, Colombia; Carrera 4C No. 53-40 apt. 307, Cali, 
Colombia; c/o INDUSTRIA AVICOLA PALMASECA S.A., Cali, Colombia; c/o 
INMOBILIARIA GALES LTDA., Bogota, Colombia; DOB 28 Dec 1948; Cedula No. 
16245188 (Colombia); Passport AC824879 (Colombia) (individual) [SDNT]
GALLASTEGUI SODUPE, Lexuri; DOB 18 June 1969; POB Bilbao Vizcaya 
Province, Spain; D.N.I. 16.047.113; Member ETA (individual) [SDGT]
GALLEGO CANO, Juan de la Cruz, c/o GAVIOTAS LTDA., Cartago, Valle, 
Colombia; Carrera 3 No. 6-39, El Aguila, Valle, Colombia; DOB 26 Feb 
1956; POB El Aguila, Valle, Colombia; citizen Colombia; nationality 
Colombia; Cedula No. 6272570 (Colombia); Passport AF200504 (Colombia) 
(individual) [SDNT]
GALLEGO RAMOS, Luis Alfredo, Calle 83 No. 14-130, Cali, Colombia; c/o 
INTERCONTINENTAL DE AVIACION S.A., Bogota, Colombia; c/o AEROVIAS 
ATLANTICO LTDA., Bogota, Colombia; c/o GREEN ISLAND S.A., Bogota, 
Colombia; c/o AEROCOMERCIAL ALAS DE COLOMBIA LTDA., Bogota, Colombia; 
DOB 7 Aug 1954; POB Cali, Colombia; Cedula No. 16585721 (Colombia); 
Passport 16585721 (Colombia); alt. Passport AF783512 (Colombia); alt. 
Passport AE187469 (Colombia) (individual) [SDNT]
GALLEGO SANCHEZ, Isaac, c/o GRACADAL S.A., Cali, Colombia; c/o 
DISMERCOOP, Cali, Colombia; DOB 3 Nov 1953; Cedula No. 6457399 
(Colombia) (individual) [SDNT]
GALLEGO SOSSA, Rosa Esperanza, c/o CONSTRUCTORA DIMISA LTDA., Cali, 
Colombia; Calle 24AN No. 42BN-61, Cali, Colombia; c/o CONCRETOS CALI 
S.A., Cali, Colombia; DOB 1 May 1963; Cedula No. 43059188 (Colombia) 
(individual) [SDNT]
GALLEGO VALENCIA, John Jairo (a.k.a. ``DON JOTA''; a.k.a. 
``FREDERICO''), c/o LAVADERO EL CASTILLO, Medellin, Colombia; DOB 30 Jul 
1950; POB Medellin, Colombia; Cedula No. 70126377 (Colombia); Passport 
AC312064 (Colombia) (individual) [SDNT]
GALLO IMPORT, Panama [CUBA]
GALVEZ FERNANDEZ, Isabel Cristina, Carrera 30 No. 90-82, Bogota, 
Colombia; c/o INTERCONTINENTAL DE AVIACION S.A., Bogota, Colombia; c/o 
COMERCIALIZADORA ANDINA BRASILERA S.A., Bogota, Colombia; c/o LA 
FRONTERA UNION GALVEZ Y CIA S EN C, Bogota, Colombia; c/o INDUSTRIAL 
MINERA Y PECUARIA S.A., Bogota, Colombia; DOB 23 Sep 1955; POB Cali, 
Colombia; Cedula No. 31280944 (Colombia); Passport AF146067 (Colombia) 
(individual) [SDNT]
GALVEZ RODRIGUEZ, Luz Marina, c/o PRODUCTOS GALO Y CIA. LTDA., Bogota, 
Colombia; c/o REPRESENTACIONES Y DISTRIBUCIONES HUERTAS Y ASOCIADOS 
S.A., Bogota, Colombia; DOB 15 Mar 1953; Cedula No. 41589020 (Colombia); 
Passport 41589020 (Colombia) (individual) [SDNT]
GALVEZ RODRIGUEZ, Nancy, c/o COSMEPOP, Bogota, Colombia; c/o 
DISTRIBUIDORA DE DROGAS CONDOR S.A., Bogota, Colombia; c/o CAJA 
SOLIDARIA, Bogota, Colombia; c/o COOPCREAR, Bogota, Colombia; c/o 
COPSERVIR LTDA., Bogota, Colombia; DOB 2 Dec 1954; Cedula No. 41703406 
(Colombia); Passport 41703406 (Colombia) (individual) [SDNT]
GAMA'A AL-ISLAMIYYA (a.k.a. AL-GAMA'AT; a.k.a. EGYPTIAN AL-GAMA'AT AL- 
ISLAMIYYA; a.k.a. GI; a.k.a. IG; a.k.a. ISLAMIC GAMA'AT; a.k.a. ISLAMIC 
GROUP) [SDT] [FTO] [SDGT]
GAMBA SANCHEZ, Fernando, c/o DISTRIBUIDORA DE DROGAS CONDOR S.A., 
Bogota, Colombia; DOB 3 Nov 1962; Cedula No. 19494919 (Colombia) 
(individual) [SDNT]
GAMBE, Theophilus Pharaoh; DOB 20 Jun 1959; Passport ZA567403 
(Zimbabwe); Chairman, Electoral Supervisory Commission (individual) 
[ZIMBABWE]
GAMBIA NEW MILLENIUM AIR COMPANY (a.k.a. GAMBIA MILLENIUM AIRLINE; 
a.k.a. GAMBIA NEW MILLENIUM AIR), State House, Banjul, Gambia, The 
[LIBERIA]
GAMEZ CIFUENTES, Norma Lucero, c/o DROCARD S.A., Bogota, Colombia; DOB 
22 Jan 1958; Cedula No. 41674484 (Colombia); Passport 41674484 
(Colombia) (individual) [SDNT]
GAMEZ, Gilberto, c/o ARCA DISTRIBUCIONES LTDA., Bogota, Colombia; Cedula 
No. 79846794 (Colombia) (individual) [SDNT]
GANADERIA EL VERGEL LTDA., Carrera 4 No. 12-20 of. 206, Cartago,Valle, 
Colombia; Km 7 Via Cartago-Obando, Hacienda El Vergel, Cartago, Valle, 
Colombia; NIT  800146295-5 (Colombia) [SDNT]
GANADERIA LUNA HERMANOS LTDA., Carrera 49 No. 61Sur-540, Medellin, 
Colombia; Carrera 49A No. 48S-60 Bod. 102, Medellin, Colombia; NIT 
 811045931-8 (Colombia) [SDNT]
GANADERIAS BILBAO LTDA., Carrera 4 No. 12-20 of. 206, Cartago, Valle, 
Colombia; Km 7 Via Cartago-Obando, Hacienda El Vergel, Cartago, Valle, 
Colombia; NIT  800146290-9 (Colombia) [SDNT]
GANADERIAS DEL VALLE S.A., Avenida 2FN No. 24N-92, Cali, Colombia; 
Carrera 83 No. 6-50, Cali, Colombia; Carrera 61 No. 11-58, Cali, 
Colombia; NIT  800119808-9 (Colombia) [SDNT]

[[Page 569]]

GARAVITO, Doris Amelia, c/o GALAPAGOS S.A., Cali, Colombia; Cedula No. 
31233463 (Colombia) (individual) [SDNT]
GARCES GARCIA, Carlos, c/o SISTEMAS INTEGRALES DEL VALLE LTDA., Cali, 
Colombia; Cedula No. 14949883 (Colombia); Passport 14949883 (Colombia) 
(individual) [SDNT]
GARCES VARGAS, Elmo, c/o INVERSIONES EL PENON S.A., Cali, Colombia; c/o 
INVERSIONES BETANIA LTDA., Cali, Colombia; c/o SOCOVALLE, Cali, 
Colombia; DOB 20 Jul 1953; Cedula No. 16581793 (Colombia) (individual) 
[SDNT]
GARCIA BUITRAGO, Miyer Alberto (a.k.a. ``CHIQUI''); DOB 13 Jul 1970; POB 
Manzanares, Caldas, Colombia; Cedula No. 10287969 (Colombia); Passport 
AH132212 (Colombia) (individual) [SDNT]
GARCIA DE LA FUENTE ARRIAGA, Ignacio, c/o CUSTOMER NETWORKS S.L., 
Madrid, Spain; c/o GALERIA DE PORTALES S.A., Madrid, Spain; c/o SOCIEDAD 
INVERSORA EN PROYECTOS DE INTERNET S.A., Madrid, Spain; D.N.I. 27340558-
K (Spain) (individual) [SDNT]
GARCIA DUQUE, Gustavo, Carrera 4 No. 12-20 of. 206, Cartago, Valle, 
Colombia; c/o INMOBILIARIA LINARES LTDA., Cartago, Valle, Colombia; c/o 
INMOBILIARIA EL ESCORIAL LTDA., Cartago, Valle, Colombia; DOB 30 Jun 
1961; Cedula No. 16213736 (Colombia); Passport 16213736 (Colombia) 
(individual) [SDNT]
GARCIA GARCIA, Gabriel Alfonso, c/o AGRICOLA DOIMA DEL NORTE DEL VALLE 
LTDA., Cartago, Valle, Colombia; c/o GANADERIAS BILBAO LTDA., Cartago, 
Valle, Colombia; c/o GANADERIA EL VERGEL LTDA., Cartago, Valle, 
Colombia; Carrera 4 No. 12-20 of. 206, Cartago, Valle, Colombia; DOB 7 
Jun 1976; Cedula No. 16230989 (Colombia); Passport 16230989 (Colombia) 
(individual) [SDNT]
GARCIA MADERA, Jaime De Jesus, c/o COPSERVIR LTDA., Bogota, Colombia; c/
o COOPERATIVA DE TRABAJO ASOCIADO ACTIVAR, Bogota, Colombia; c/o 
COOPERATIVA MULTIACTIVA DE COLOMBIA FOMENTAMOS, Bogota, Colombia; c/o 
CAJA SOLIDARIA, Bogota, Colombia; Cedula No. 13540183 (Colombia) 
(individual) [SDNT]
GARCIA MERA, Luis Alfredo, c/o CAJA SOLIDARIA, Bogota, Colombia; c/o 
COPSERVIR LTDA., Bogota, Colombia; c/o SOLUCIONES COOPERATIVAS, Bogota, 
Colombia; Cedula No. 16686291 (Colombia) (individual) [SDNT]
GARCIA MOLINA, Gener (a.k.a. ``GUTIERREZ, Jhon''; a.k.a. ``HERNANDEZ, 
John''; a.k.a. ``JHON 40''; a.k.a. ``JOHN 40''; a.k.a. ``JOHNNY 40''); 
DOB 23 Aug 1963; POB San Martin, Meta, Colombia; Cedula No. 17353242 
(Colombia) (individual) [SDNTK]
GARCIA MONTILLA, Edgar Alberto (a.k.a. GARCIA MANTILLA, Edgar Alberto; 
a.k.a. GARCIA MOGAR, Edgar; a.k.a. GARCIA MONTELLA, Edgar Alberto), c/o 
COMERCIALIZACION Y FINANCIACION DE AUTOMOTORES S.A., Cali, Colombia; c/o 
REVISTA DEL AMERICA LTDA., Cali, Colombia; c/o LABORATORIOS KRESSFOR DE 
COLOMBIA S.A., Bogota, Colombia; DOB 28 Nov 1946; Cedula No. 14936775 
(Colombia); Passport AC365457 (Colombia); alt. Passport PE008603 
(Colombia); alt. Passport AA294885 (Colombia); alt. Passport PO564495 
(Colombia) (individual) [SDNT]
GARCIA ORDONEZ, Nubia Stella, c/o MEGAPHARMA LTDA., Bogota, Colombia; c/
o CAJA SOLIDARIA, Bogota, Colombia; c/o COPSERVIR LTDA., Bogota, 
Colombia; Cedula No. 52031714 (Colombia) (individual) [SDNT]
GARCIA PIZARRO, Gentil Velez, c/o GALAPAGOS S.A., Cali, Colombia; Cedula 
No. 6616986 (Colombia) (individual) [SDNT]
GARCIA RODRIGUEZ, Martha, c/o TRANSPORTES MICHAEL LTDA., Barranquilla, 
Colombia; c/o COOPERATIVA DE SERVICIO DE TRANSPORTE DE CARGA DE COLOMBIA 
LTDA., Barranquilla, Colombia; c/o CENTRO DE BELLEZA SHARY VERGARA, 
Barranquilla, Colombia; POB Colombia; Cedula No. 32761805 (Colombia) 
(individual) [SDNT]
GARCIA ROMERO, Audra Yamile, c/o INVHERESA S.A., Cali, Colombia; c/o 
ALKALA ASOCIADOS S.A., Cali, Colombia; DOB 23 Jul 1971; Cedula No. 
66765096 (Colombia) (individual) [SDNT]
GARCIA VARELA, Luis Fernando,, c/o TAURA S.A., Cali, Colombia; Cedula 
No. 16282923 (Colombia) (individual) [SDNT]
GARCIA VASQUEZ, Isabel Fernanda, c/o ALERO S.A., Cali, Colombia; Cedula 
No. 31983848 (Colombia) (individual) [SDNT]
GARCIA VASQUEZ, Omaira, Avenida 2 Norte No. 2N-36, Edif. Campanari Ofc. 
340, Cali, Colombia; c/o UNIDAS S.A., Cali, Colombia; c/o FINVE S.A., 
Bogota, Colombia; DOB 26 Jan 1961; POB Cali, Valle, Colombia; Cedula No. 
31870497 (Colombia); Passport 31870497 (Colombia) (individual) [SDNT]
GARCIA, Daniel, Avenida Insurgentes Sur No. 421, Bloque B Despacho 404, 
C.P. 06100, Mexico, D.F., Mexico; Manager, Promociones Artisticas 
(PROARTE) (individual) [CUBA]
GARCIA, Freddy (a.k.a. GARCIA, Fredy), Calle 11 No. 1-07 of. 405, Cali, 
Colombia; c/o PROCESADORA DE POLLOS SUPERIOR S.A., Cali, Colombia; c/o 
COMERCIALIZADORA INTERNACIONAL VALLE DE ORO S.A., Cali, Colombia; Cedula 
No. 79376230 (Colombia) (individual) [SDNT]
GARZON RESTREPO, Juan Leonardo, c/o DISTRIBUIDORA MYRAMIREZ S.A., Cali, 
Colombia; c/o LABORATORIOS

[[Page 570]]

GENERICOS VETERINARIOS DE COLOMBIA S.A., Bogota, Colombia; c/o ALFA 
PHARMA S.A., Bogota, Colombia; Carrera 7P No. 76-90, Cali, Colombia; c/o 
LABORATORIOS KRESSFOR DE COLOMBIA S.A., Bogota, Colombia; c/o VALORES 
MOBILIARIOS DE OCCIDENTE S.A., Bogota, Colombia; c/o FARMATODO S.A., 
Bogota, Colombia; c/o PENTACOOP LTDA., Bogota, Colombia; Diagonal 53 No. 
38A-20 apt. 103, Bogota, Colombia; c/o BLANCO PHARMA S.A., Bogota, 
Colombia; c/o PENTA PHARMA DE COLOMBIA S.A., Bogota, Colombia; c/o 
DROGAS LA REBAJA, Cali, Colombia; c/o INVERSIONES ARA LTDA., Cali, 
Colombia; DOB 14 Jan 1962; Cedula No. 16663709 (Colombia) (individual) 
[SDNT]
GASHI, Sabit; DOB 30 Dec 1967; POB Suva Reka, Serbia and Montenegro 
(individual) [BALKANS]
GASOLINERAS SAN FERNANDO S.A. DE C.V., Ciudad Camargo, Chihuahua, 
Mexico; Avenida 3A y Calle Mina, Colonia Centro, Saucillo, Chihuahua, 
Mexico [SDNTK]
GAVIOTAS LTDA. (a.k.a. HOTEL SIN PECADOS; a.k.a. MOTEL CAMPO AMOR; 
a.k.a. ``HOTEL SIN PK2''), Calle 4A No. 21-34 Circunvalar, Cartago, 
Valle, Colombia; NIT  800032092-7 (Colombia) [SDNT]
GAVIRIA DE MOR, Liliana, c/o MOR ALFOMBRAS ALFOFIQUE S.A., Bogota, 
Colombia; c/o CONSTRUCTORA AMERICA S.A., Bogota, Colombia; c/o DURATEX 
S.A., Bogota, Colombia; c/o GAVIRIA MOR Y CIA. LTDA., Girardot, 
Colombia; c/o MOR GAVIRIA S.C.S., Bogota, Colombia; DOB 16 Mar 1965; POB 
Bogota, Colombia; Cedula No. 20621292 (Colombia); Passport AG443233 
(Colombia) (individual) [SDNT]
GAVIRIA MEJIA, Luis Fernando, c/o DURATEX S.A., Bogota, Colombia; Calle 
114 No 0-45 Torre 3 Apt. 303, Bogota, Colombia; DOB 11 Mar 1947; POB 
Bogota, Colombia; Cedula No. 17163914 (Colombia); Passport AJ241295 
(Colombia) (individual) [SDNT]
GAVIRIA MOR Y CIA. LTDA., Calle 16 No. 11-82 Ofc. 302, Girardot, 
Colombia; NIT  800212771-2 (Colombia) [SDNT]
GAVIRIA PRICE, Juan Pablo, c/o CRIADERO LA LUISA E.U., Cali, Colombia; 
Carrera 4 No. 11-33 Ofc. 710, Cali, Colombia; DOB 09 Jul 1960; POB Cali, 
Valle, Colombia; Cedula No. 16639081 (Colombia); Passport 16639081 
(Colombia) (individual) [SDNT]
GAVIRIA RUEDA, Gloria Ines (a.k.a. GAVIRIA DE INDABURU, Gloria Ines), c/
o INTERNACIONAL DE PROYECTOS INMOBILIARIOS S.A., Quito, Ecuador; c/o 
COMERCIALIZADORA MOR GAVIRIA S.A., Quito, Ecuador; POB Colombia; Cedula 
No. 1719011601 (Ecuador); alt. Cedula No. 41576358 (Colombia); RUC 
 1233779 (Ecuador) (individual) [SDNT]
GAXIOLA MEDINA, Rigoberto (a.k.a. MEDINA SAENZ, Enrique; a.k.a. MORALES 
GUERRERO, Juan Antonio; a.k.a. SAENZ MEDINA, Enrique), Hermosillo, 
Sonora, Mexico; Calle Clavel No. 1406, Colonia Margarita, Culiacan, 
Sinaloa, Mexico; DOB 27 Sep 1950; POB Sinaloa, Mexico; citizen Mexico; 
nationality Mexico; R.F.C. GAMR-501027 (Mexico) (individual) [SDNTK]
GBS TRADING S.A., Carrera 85 No. 15-110, Cali, Colombia; NIT  
805026824-5 (Colombia) [SDNT]
GEMEX AUSSENHANDELS GMBH, Hanauer Landstr. 126-128, D-6000, Frankfurt am 
Main 1, Germany [CUBA]
GENERAL DE NEGOCIOS Y ADMINISTRACION LTDA. (a.k.a. GENEGA LTDA.), Calle 
10 No. 4-47 piso 18, Cali, Colombia; Carrera 3 No. 11-32 of. 939, Cali, 
Colombia; NIT  805006744-9 (Colombia) [SDNT]
GENERICOS ESPECIALES S.A. (a.k.a. GENES S.A.), Carrera 42C No. 22C-36, 
Bogota, Colombia; NIT  830050661-3 (Colombia) [SDNT]
GEOPLASTICOS S.A. (f.k.a. COLOMBIANA DE BOLSAS S.A.), Calle 24 No. 4-31, 
Cali, Colombia; NIT  890931876-9 (Colombia) [SDNT]
GERENCIA DE PROYECTOS Y SOLUCIONES LTDA., Avenida 13 No. 100-12 Ofc. 
302, Bogota, Colombia; NIT  800231600-2 (Colombia) [SDNT]
GESTORA MERCANTIL S.A., Avenida 7 Norte No. 23N-81, Cali, Colombia; 
Avenida 7 Norte No. 23-77, Cali, Colombia; NIT  800154869-6 
(Colombia) [SDNT]
GEX EXPLORE S. DE R.L. DE C.V., Avenida David Alfaro Siqueiros 2789-102, 
Colonia Zona Rio, Tijuana, Baja California, Mexico; Avenida David Alfaro 
25, CP 22320, Tijuana, Baja California, Mexico; Calle Nezahualcoyotyl 
No. 1660, CP 22320, Colonia Zona Rio, Tijuana, Baja California, Mexico 
[SDNTK]
GEZIRA TANNERY, Gezira, Sudan [SUDAN]
GEZIRA TRADE & SERVICES COMPANY LIMITED, P.O. Box 215, Khartoum, Sudan; 
Gedarit, Sudan; Kosti, Sudan; Juba, Sudan; P.O. Box 17, Port Sudan, 
Sudan; El Obeid, Sudan; Sennar, Sudan; Wad Medani, Sudan [SUDAN]
GHAILANI, Ahmed Khalfan (a.k.a. AHMAD, Abu Bakr; a.k.a. ``AHMED THE 
TANZANIAN''; a.k.a. AHMED, A.; a.k.a. AHMED, Abubakar; a.k.a. AHMED, 
Abubakar K.; a.k.a. AHMED, Abubakar Khalfan; a.k.a. AHMED, Abubakary K.; 
a.k.a. AHMED, Ahmed Khalfan; a.k.a. AL TANZANI, Ahmad; a.k.a. ALI, Ahmed 
Khalfan; a.k.a. BAKR, Abu; a.k.a. ``FOOPIE''; a.k.a. ``FUPI''; a.k.a. 
GHAILANI, Abubakary Khalfan Ahmed; a.k.a. GHAILANI, Ahmed; a.k.a. 
GHILANI, Ahmad Khalafan; a.k.a. HUSSEIN, Mahafudh Abubakar Ahmed 
Abdallah; a.k.a. KHABAR, Abu; a.k.a. KHALFAN, Ahmed; a.k.a. MOHAMMED,

[[Page 571]]

Shariff Omar); DOB 14 Mar 1974; alt. DOB 14 Apr 1974; alt. DOB 1 Aug 
1970; alt. DOB 13 Apr 1974; POB Zanzibar, Tanzania; citizen Tanzania 
(individual) [SDGT]
GHALIB, Nayif Shindakh Thamir; nationality Iraq; Ba'th party regional 
command chairman, an-Najaf; member; Iraqi National Assembly (individual) 
[IRAQ2]
GHANI, Mohammad Nadeem (a.k.a. GHANI, Mohamed Nadim), c/o ZULEKHA 
GENERAL TRADING LLC, Ajman, United Arab Emirates; United Kingdom; 
citizen United Kingdom; Passport 093055372 (United Kingdom) (individual) 
[SDNTK]
GHARARGAHE SAZANDEGI GHAEM (a.k.a. GHARARGAH GHAEM), No. 25, Valiasr 
St., Azadi Sq., Tehran, Iran [NPWMD]
GHARIB, Fadil Mahmud (a.k.a. AL-MASHAIKHI, Gharib Muhammad Fazel); DOB 
1944; POB Dujail, Iraq; nationality Iraq; Ba'th party regional command 
chairman, Babil; chairman, General Federation of Iraqi Trade Unions 
(individual) [IRAQ2]
GHAZALI, Rustum, Syria; DOB circa 1949; nationality Syria; Chief of 
Syrian Military Intelligence for Lebanon (individual) [SYRIA]
GHORB KARBALA (a.k.a. GHARARGAH KARBALA; a.k.a. GHARARGAH SAZANDEGI 
KARBALA-MOASSESEH TAHA), No. 2 Firouzeh Alley, Shahid Hadjipour St., 
Resalat Highway, Tehran, Iran [NPWMD]
GHORB NOOH, P.O. Box 16765-3476, Tehran, Iran [NPWMD]
GIAD AUTOMOTIVE INDUSTRY COMPANY LIMITED (a.k.a. GIAD AUTOMOTIVE AND 
TRUCK; a.k.a. GIAD AUTOMOTIVE COMPANY; a.k.a. GIAD CARS & HEAVY TRUCKS 
COMPANY), Gazera State (40 km distance from Khartoum), P.O. Box 444/
13600, Khartoum 1111, Sudan; Web site www.giadmotors.com/giad--auto.html 
[SUDAN]
GIAD MOTOR INDUSTRY COMPANY LIMITED (a.k.a. GIAD MOTOR COMPANY), Basheer 
Mohammad Saeed Building, Baladia Street, P.O. Box 13610, Khartoum, 
Sudan; Web site www.giadmotors.com (Sudan) [SUDAN]
GIAMX LTDA., Calle 80 No. 37-30, Bogota, Colombia; NIT  
830095943-9 (Colombia) [SDNT]
GIBSON, Myrtle; DOB 03 NOV 1952; Former Liberian Senator; advisor to 
former President of Liberia Charles Taylor (individual) [LIBERIA]
GIL GARCIA, Jose Alejandro, Avenida Ejercito Trigarante 7865-J, 
Infonavit Cuchanilla 22680, Tijuana, Baja California, Mexico; c/o 
Farmacia Vida Suprema, S.A. DE C.V., Tijuana, Baja California, Mexico; 
c/o Administradora De Inmuebles Vida, S.A. de C.V., Tijuana, Baja 
California, Mexico; c/o ADP, S.C., Tijuana, Baja California, Mexico; 
Avenida Altabrisa 15401, Fraccionamiento Altabrisa, Otay Universidad, 
Tijuana, Baja California, Mexico; c/o Distribuidora Imperial De Baja 
California, S.A. de C.V., Tijuana, Baja California, Mexico; DOB 22 Jan 
1952; POB Culiacan, Sinaloa, Mexico; Credencial electoral 103624690069 
(Mexico); R.F.C. GIGA-520122 (Mexico) (individual) [SDNTK]
GIL GARZON, Marco Antonio, c/o CONSTRUCTORA AMERICA S.A., Bogota, 
Colombia; DOB 25 May 1947; POB Toca, Boyaca, Colombia; Cedula No. 
17176949 (Colombia) (individual) [SDNT]
GIL GUIO, Alexandra, c/o PROMOCIONES E INVERSIONES LAS PALMAS S.A., 
Bogota, Colombia; c/o C.I. OTILIA FLOWERS S.A., Cajica, Cundinamarca, 
Colombia; c/o DURATEX S.A., Bogota, Colombia; c/o CONSTRUCTORA AMERICA 
S.A., Bogota, Colombia; c/o CONSTRUCTORA IRAKA S.A., Bogota, Colombia; 
DOB 11 Oct 1973; POB Colombia; Cedula No. 52145376 (Colombia) 
(individual) [SDNT]
GIL OSORIO, Alfonso, c/o DEPOSITO POPULAR DE DROGAS S.A., Cali, 
Colombia; c/o DISTRIBUIDORA DE DROGAS LA REBAJA S.A., Bogota, Colombia; 
c/o LABORATORIOS KRESSFOR DE COLOMBIA S.A., Bogota, Colombia; c/o 
LABORATORIOS BLAIMAR DE COLOMBIA S.A., Bogota, Colombia; c/o BLANCO 
PHARMA S.A., Bogota, Colombia; c/o SERVICIOS SOCIALES LTDA., 
Barranquilla, Colombia; c/o DISTRIBUIDORA MIGIL LTDA., Cali, Colombia; 
c/o D'CACHE S.A., Cali, Colombia; c/o FARMATODO S.A., Bogota, Colombia; 
c/o DISTRIBUIDORA DE DROGAS CONDOR LTDA., Bogota, Colombia; DOB 17 Dec 
46; alt. DOB 17 Dec 40; Cedula No. 14949279 (Colombia); Passport 
14949289 (Colombia); alt. Passport AC342060 (Colombia); alt. Passport 
14949229 (Colombia); alt. Passport 14949279 (Colombia) (individual) 
[SDNT]
GIL RODRIGUEZ, Ana Maria, c/o AMPARO R. DE GIL Y CIA. S.C.S., Cali, 
Colombia; c/o DROBLAM S.A., Cali, Colombia; DOB 24 Aug 1978; Cedula No. 
67020296 (Colombia); Passport 67020296 (Colombia) (individual) [SDNT]
GIL RODRIGUEZ, Angela Maria, c/o AMPARO R. DE GIL Y CIA. S.C.S., Cali, 
Colombia; c/o DROBLAM S.A., Cali, Colombia; DOB 21 Feb 1980; Cedula No. 
52721666 (Colombia); Passport 52721666 (Colombia) (individual) [SDNT]
GIL RODRIGUEZ, Juan Felipe, c/o AMPARO R. DE GIL Y CIA. S.C.S., Cali, 
Colombia; c/o DROBLAM S.A., Cali, Colombia; DOB 7 Apr 1975; Cedula No. 
94446642 (Colombia); Passport 94446642 (Colombia) (individual) [SDNT]
GILBOA, Joseph (a.k.a. GIL, Josef; a.k.a. GILBERT, Joseph; a.k.a. 
GILBOA, Joseph Papzian; a.k.a. GILBOA, Yosef); DOB 8 Apr 43; POB Israel 
(individual) [SDNTK]

[[Page 572]]

GILMAN FRANCO, Maria, c/o TAURA S.A., Cali, Colombia; Cedula No. 
22103099 (Colombia) (individual) [SDNT]
GIMBER INVESTING CORPORATION, Virgin Islands, British [SDNT]
GIMNASIO BODY AND HEALTH, Calle 80 No. 75-210, Barranquilla, Colombia 
[SDNT]
GINEID SUGAR FACTORY, P.O. Box 1, Gineid, Sudan [SUDAN]
GIRALDO ARBELAEZ, Fernando, c/o INMOBILIARIA U.M.V. S.A., Cali, 
Colombia; DOB 27 Nov 1952; Cedula No. 16249351 (Colombia) (individual) 
[SDNT]
GIRALDO FRANCO, Juan Carlos, Calle 3 Oeste No. 26-12, El Aguila, Valle, 
Colombia; DOB 10 Jun 1971; Cedula No. 16791184 (Colombia) (individual) 
[SDNT]
GIRALDO RUBIO, Marleni, c/o MAGEN LTDA., Bogota, Colombia; c/o DISFOGEN 
LTDA., Bogota, Colombia; Cedula No. 51760752 (Colombia); Passport 
51760752 (Colombia) (individual) [SDNT]
GIRALDO SARRIA, Octavio, c/o INMOBILIARIA U.M.V. S.A., Cali, Colombia; 
DOB 15 Nov 1967; Cedula No. 16281770 (Colombia) (individual) [SDNT]
GIRALDO SARRIA, Rosa Amelia, c/o INMOBILIARIA U.M.V. S.A., Cali, 
Colombia; DOB 18 Aug 1974; Cedula No. 43821679 (Colombia) (individual) 
[SDNT]
GIRALDO SERNA, Hernan; DOB 16 Oct 1948; Cedula No. 12531356 (Colombia) 
(individual) [SDNTK]
GIRALDO VELASCO, Hector Fabio, c/o CRIADERO SANTA GERTRUDIS S.A., 
Jamundi, Valle, Colombia; DOB 17 Mar 1965; Cedula No. 16711573 
(Colombia) (individual) [SDNT]
GLAJAN S.A., Transversal 29 No. 39-92, Bogota, Colombia; NIT  
830023266-2 (Colombia) [SDNT]
GLOBAL FILMS, S.A. DE C.V., Blvd. Fundadores 104-11A, Colonia Valle del 
Rubi, Tijuana, Baja California, Mexico; R.F.C. GFI-961219-9J4 (Mexico) 
[SDNTK]
GLOBAL MARINE OVERSEAS, INC., Panama [CUBA]
GLOBAL RELIEF FOUNDATION, INC., P.O. Box 1406, Bridgeview, IL 60455; US 
FEIN 36-3804626 [SDGT]
GLOBAL RELIEF FOUNDATION, INC. (a.k.a. FONDATION SECOURS MONDIAL 
A.S.B.L.; a.k.a. FONDATION SECOURS MONDIAL VZW; a.k.a. FONDATION SECOURS 
MONDIAL 'WORLD RELIEF'; a.k.a. FONDATION SECOURS MONDIAL- BELGIQUE 
A.S.B.L.; a.k.a. FONDATION SECOURS MONDIAL-KOSOVA; a.k.a. FSM; a.k.a. 
SECOURS MONDIAL DE FRANCE; a.k.a. STICHTING WERELDHULP- BELGIE, V.Z.W.), 
Put Mladih Muslimana Street 30/A, Sarajevo, Bosnia and Herzegovina; 
House 267 Street No. 54, Sector F-11/4, Islamabad, Pakistan; Jordan; 
Gaza Strip, undetermined; Rruga e Kavajes, Building No. 3, Apartment No. 
61, P.O. Box 2892, Tirana, Albania; Vaatjesstraat, 29, 2580 Putte, 
Belgium; India; Ingushetia, Russia; 49 rue du Lazaret, 67100 Strasbourg, 
France; Afghanistan; Chechnya, Russia; China; Georgia; Syria; P.O. Box 
6, 1040 Etterbeek 2, Brussels, Belgium; Kashmir, undetermined; Lebanon; 
West Bank; Mula Mustafe Baseskije Street No. 72, Sarajevo, Bosnia and 
Herzegovina; Ylli Morina Road, Djakovica, Serbia and Montenegro; Iraq; 
Rue des Bataves 69, 1040 Etterbeek, Brussels, Belgium; Rr. Skenderbeu 
76, Lagjja Sefa, Gjakova, Serbia and Montenegro; Azerbaijan; Bangladesh; 
Eritrea; Ethiopia; Somalia; Saray Cad. No. 37 B Blok, Yesilyurt Apt. 2/
4, Sirinevler, Turkey; Sierra Leone; V.A.T. Number BE 454,419,759 [SDGT]
GOCHE, Nicholas Tasunungurwa; DOB 1 Aug 1946; Minister of Public Works, 
Labour and Social Welfare (individual) [ZIMBABWE]
GOGEASCOECHEA ARRONATEGUI, Eneko; DOB 29 Apr 1967; POB Guernica, 
Vizacaya Province, Spain; D.N.I. 44.556.097 (Spain); Member ETA 
(individual) [SDGT]
GOIRICELAYA GONZALEZ, Cristina; DOB 23 Dec 1967; POB Vergara, Guipuzcoa 
Province, Spain; D.N.I. 16.282.556 (Spain); Member ETA (individual) 
[SDGT]
GOLDEN AARON PTE. LTD., 3 Shenton Way,  10-01 Shenton House, 
Singapore 068805, Singapore [BURMA]
GOLDEN COMET NAVIGATION CO. LTD., c/o EMPRESA DE NAVEGACION MAMBISA, 
Apartado 543, San Ignacio 104, Havana, Cuba [CUBA]
GOMEZ ALVAREZ, Sor Teresa, c/o FUNDACION PARA LA PAZ DE CORDOBA, 
Monteria, Cordoba, Colombia; DOB 27 Jun 1956; POB Amalfi, Antioquia, 
Colombia; Cedula No. 21446537 (Colombia); Passport 21446537 (Colombia) 
(individual) [SDNTK]
GOMEZ APONTE, Laura Victoria, Carrera 4A No. 63N-29, Cali, Colombia; c/o 
LADRILLERA LA CANDELARIA LTDA., Cali, Colombia; DOB 31 Oct 1965; POB 
Cali, Valle, Colombia; Cedula No. 31937650 (Colombia); Passport 31937650 
(Colombia) (individual) [SDNT]
GOMEZ BELTRAN, Jorge, c/o LABORATORIOS GENERICOS VETERINARIOS, Bogota, 
Colombia; DOB 5 Jan 1950; Cedula No. 19091811 (Colombia) (individual) 
[SDNT]
GOMEZ BERRIO, Olmes de Jesus (a.k.a. GOMEZ BERRIO, Holmes de Jesus), 
Carrera 1 No. 18-52, Cali, Colombia; c/o INVERSIONES Y CONSTRUCCIONES 
VALLE S.A., Cali, Colombia; c/o INVERSIONES INVERVALLE S.A., Cali, 
Colombia; DOB 15 Dec 1961; Cedula No. 73105133 (Colombia) (individual) 
[SDNT]
GOMEZ BUSTAMANTE, Luis Alfonso, Carrera 5 No. 1-82, Obando, Valle, 
Colombia; Calle 1B No. 1-26, Barrio El Prado, Cartago, Valle, Colombia; 
c/o GAVIOTAS

[[Page 573]]

LTDA., Colombia; DOB 01 Nov 1953; Cedula No. 4451571 (Colombia); 
Passport 4451571 (Colombia) (individual) [SDNT]
GOMEZ BUSTAMANTE, Luis Hernando, Km 12 Via Santa Ana Molina, Hacienda 
Doima, Cartago, Colombia; c/o GANADERIA EL VERGEL LTDA., Cartago, Valle, 
Colombia; c/o ORGANIZACION LUIS HERNANDO GOMEZ BUSTAMANTE Y CIA. S.C.S., 
Cartago, Valle, Colombia; c/o AGRICOLA DOIMA DEL NORTE DEL VALLE LTDA., 
Cartago, Valle, Colombia; c/o INMOBILIARIA PASADENA LTDA., Cartago, 
Valle, Colombia; Km 7 Via Cartago-Obando, Hacienda El Vergel, Cartago, 
Colombia; c/o GANADERIAS BILBAO LTDA., Cartago, Valle, Colombia; c/o 
VISCAYA LTDA., Cartago, Valle, Colombia; c/o INMOBILIARIA EL ESCORIAL 
LTDA., Cartago, Valle, Colombia; c/o INMOBILIARIA LINARES LTDA., 
Cartago, Valle, Colombia; DOB 14 Mar 1958; POB El Aguila, Valle, 
Colombia; Cedula No. 16209410 (Colombia); Passport 16209410 (Colombia) 
(individual) [SDNT]
GOMEZ BUSTAMANTE, Wilmer de Jesus, c/o GAVIOTAS LTDA., Cartago, Valle, 
Colombia; Calle 17A No. 8N-15, Cartago, Valle, Colombia; DOB 26 Jan 
1970; POB Aguila, Valle; Cedula No. 16223940 (Colombia); Passport 
AF002565 (Colombia); alt. Passport AH345442 (Colombia) (individual) 
[SDNT]
GOMEZ GALINDO, Omaira, Apartado Aereo 38028, Cali, Colombia; c/o 
CONSTRUCTORA GOPEVA LTDA., Cali, Colombia; Avenida 6N No. 38-90, Cali, 
Colombia; DOB 12 Dec 1951; Cedula No. 31299825 (Colombia) (individual) 
[SDNT]
GOMEZ GOMEZ, Viviana, c/o ORGANIZACION LUIS HERNANDO GOMEZ BUSTAMANTE Y 
CIA. S.C.S., Cartago, Valle, Colombia; c/o VISCAYA LTDA., Cartago, 
Valle, Colombia; c/o AGRICOLA DOIMA DEL NORTE DEL VALLE LTDA., Cartago, 
Valle, Colombia; c/o INMOBILIARIA PASADENA LTDA., Cartago, Valle, 
Colombia; Carrera 4 No. 12-20 of. 206, Cartago, Valle, Colombia; DOB 17 
Oct 1982; NIT  681946748-1 (Colombia) (individual) [SDNT]
GOMEZ JARAMILLO, Luis Fernando, c/o INMOBILIARIA U.M.V. S.A., Cali, 
Colombia; DOB 23 Aug 1965; Cedula No. 16716914 (Colombia) (individual) 
[SDNT]
GOMEZ JARAMILLO, Olga Cecilia, c/o GANADERIA EL VERGEL LTDA., Cartago, 
Valle, Colombia; c/o INMOBILIARIA EL ESCORIAL LTDA., Cartago, Valle, 
Colombia; c/o INMOBILIARIA LINARES LTDA., Cartago, Valle, Colombia; 
Carrera 4 No. 12-20 of. 206, Cartago, Valle, Colombia; c/o INMOBILIARIA 
PASADENA LTDA., Cartago, Valle, Colombia; c/o AGRICOLA DOIMA DEL NORTE 
DEL VALLE LTDA., Cartago, Valle, Colombia; c/o VISCAYA LTDA., Cartago, 
Valle, Colombia; c/o ORGANIZACION LUIS HERNANDO GOMEZ BUSTAMANTE Y CIA. 
S.C.S., Cartago, Valle, Colombia; DOB 29 Feb 1956; Cedula No. 31398070 
(Colombia); Passport 31398070 (Colombia) (individual) [SDNT]
GOMEZ LLANOS AISPURO, Jose Rolando, c/o COMERCIALIZADORA BRIMAR'S, S.A. 
DE. C.V., Culiacan, Sinaloa, Mexico; c/o COMERCIAL JOANA, S.A. DE C.V., 
Guadalajara, Jalisco, Mexico; Calle Bradley, No. 5, Col. Anzures, Deleg. 
Miguel Hidalgo, Mexico City, Distrito Federal, Mexico; Acoxpa Andador 9, 
Edificio 44, Colonia Villa, Coapa, Distrito Federal, Mexico; DOB 8 Feb 
1971; alt. DOB 2 Feb 1971; POB Culiacan, Sinaloa, Mexico; citizen 
Mexico; nationality Mexico; Passport 340038412 (Mexico); alt. Passport 
340015480 (Mexico); R.F.C. GOAR710208RS0 (Mexico) (individual) [SDNTK]
GOMEZ MARIN LTDA., Km. 2 Via al Amprao, Ansermanuevo, Valle, Colombia; 
Calle 16 No. 1N-74, Cartago, Valle, Colombia; Km. 2 Via al Amparo, 
Cartago, Valle, Colombia; NIT  800102465-1 (Colombia) [SDNT]
GOMEZ OCAMPO, Davinson (a.k.a. ``GORDO''), c/o GOMEZ MARIN LTDA., 
Ansermanuevo, Valle, Colombia; Calle 16 No. 1-58, Cartago, Valle, 
Colombia; DOB 10 Jul 1960; Cedula No. 2470433 (Colombia) (individual) 
[SDNT]
GOMEZ PABON, Humberto Henoc, c/o COPSERVIR LTDA., Bogota, Colombia; c/o 
TRIMARK LTDA., Bogota, Colombia; Cedula No. 7557394 (Colombia) 
(individual) [SDNT]
GOMEZ POVEDA, Gustavo, c/o C A V J CORPORATION LTDA., Bogota, Colombia; 
DOB 8 Nov 1960; Cedula No. 19416811 (Colombia); Passport 19416811 
(Colombia) (individual) [SDNT]
GOMEZ QUINTERO, Carlos Alberto, c/o FREXCO S.A., La Union, Valle, 
Colombia; c/o CONSTRUCCIONES E INVERSIONES LTDA., La Union, Valle, 
Colombia; c/o CASA GRAJALES S.A., La Union, Valle, Colombia; c/o 
FUNDACION CENTRO FRUTICOLA ANDINO, La Union, Valle, Colombia; c/o 
GRAJALES S.A., La Union, Valle, Colombia; c/o INVERSIONES SANTA CECILIA 
S.C.S., La Union, Valle, Colombia; Factoria La Rivera, La Union, Valle, 
Colombia; Calle 14 No. 4-124, La Union, Valle, Colombia; c/o INVERSIONES 
SANTA MONICA LTDA., La Union, Valle, Colombia; DOB 23 Jan 1957; POB 
Palmira, Valle, Colombia; Cedula No. 6355791 (Colombia); Passport 
AH411417 (Colombia) (individual) [SDNT]
GOMEZ SUAREZ, Jose Alonso, c/o DROGAS LA REBAJA BUCARAMANGA S.A., 
Bucaramanga, Colombia; c/o COOPDISAN, Bucaramanga, Colombia; DOB 8 Jan 
1956; Cedula No. 91066409 (Colombia); Passport 91066409 (Colombia) 
(individual) [SDNT]

[[Page 574]]

GOMEZ VIVAS, Manuel Antonio, c/o GANADERA LTDA., Cali, Colombia; DOB 3 
Sep 1963; Cedula No. 7921814 (Colombia) (individual) [SDNT]
GOMEZ, Teresa, c/o FARMAVISION LTDA., Bogota, Colombia; c/o COOPIFARMA, 
Bucaramanga, Colombia; Carrera 71 No. 7E-39, Bogota, Colombia; c/o 
COPSERVIR LTDA., Bogota, Colombia; c/o CAJA SOLIDARIA, Bogota, Colombia; 
Cedula No. 63347044 (Colombia) (individual) [SDNT]
GONGORA ALARCON, Hernando, c/o TAURA S.A., Cali, Colombia; Cedula No. 
19298944 (Colombia) (individual) [SDNT]
GONO, Gideon; DOB 29 Nov 1959; Passport AD000854 (Zimbabwe); Governor of 
the Reserve Bank of Zimbabwe (individual) [ZIMBABWE]
GONO, Hellin Mushanyuri; DOB 6 May 1962; Passport AN548299 (Zimbabwe); 
Spouse of Gideon Gono (individual) [ZIMBABWE]
GONZALEZ ALARCON, Sandra Judith, c/o FARMACOOP, Bogota, Colombia; c/o 
CODISA, Bogota, Colombia; DOB 7 Jul 1970; Cedula No. 52551222 
(Colombia); Passport 52551222 (Colombia) (individual) [SDNT]
GONZALEZ BENITEZ, Olga Patricia, Hacienda Coque, Cartago, Colombia; c/o 
AGRICOLA GANADERA HENAO GONZALEZ Y CIA. S.C.S., Cartago, Colombia; c/o 
COMPANIA AGROINVERSORA HENAGRO LTDA., Cartago, Colombia; c/o DESARROLLOS 
COMERCIALES E INDUSTRIALES HENAO GONZALEZ Y CIA. S.C.S., Cartago, 
Colombia; Carrera 4 No. 16-04 apt. 303, Cartago, Colombia; Avenida 4 
Oeste No. 5-97 Apt. 1001, Cali, Colombia; DOB 4 Aug 65; POB Cartago, 
Valle Colombia; Cedula No. 29503761 (Colombia); Passport AH567983 
(Colombia); alt. Passport 29503761 (Colombia) (individual) [SDNT]
GONZALEZ BETANCUR, Angel Horacio, c/o FISHING ENTERPRISE HOLDING INC., 
Panama City, Panama; c/o AQUAMARINA ISLAND INTERNATIONAL CORPORATION, 
Panama City, Panama; DOB 3 Feb 1966; POB Colombia; Cedula No. 6465085 
(Colombia) (individual) [SDNT]
GONZALEZ FIALLO, Humberto, c/o CAJA SOLIDARIA, Bogota, Colombia; c/o 
FARMAVISION LTDA., Bogota, Colombia; c/o COPSERVIR LTDA., Bogota, 
Colombia; Cedula No. 3746199 (Colombia) (individual) [SDNT]
GONZALEZ LIZALDA, Maria Lorena, c/o INVERSIONES Y CONSTRUCCIONES ATLAS 
LTDA., Cali, Colombia; DOB 20 Jul 1969; Cedula No. 31992548 (Colombia) 
(individual) [SDNT]
GONZALEZ MARTINEZ, Francisco Javier, c/o SERVICIOS DE LA SABANA E.U., 
Bogota, Colombia; c/o ADMINISTRADORA DE SERVICIOS VARIOS CALIMA S.A., 
Cali, Colombia; c/o CHAMARTIN S.A., Cali, Colombia; Cedula No. 16693353 
(Colombia); Passport 16693353 (Colombia) (individual) [SDNT]
GONZALEZ MUNOZ, Daniel, Calle Carrasco 3895 No. 2, Chapultepec, Tijuana, 
Baja California, Mexico; c/o MULTISERVICIOS BRAVIO, S.A. DE C.V., 
Tijuana, Baja California, Mexico; c/o MULTISERVICIOS DEL NOROESTE DE 
MEXICO, S.A. DE C.V., Tijuana, Baja California, Mexico; c/o MEGA DOLAR, 
S.A. DE C.V., Tijuana, Baja California, Mexico; Blvd. Cuahutemoc 1499 L 
C 7BI, Colonia Zona Rio, Tijuana, Baja California, Mexico; DOB 20 Jun 
1958; POB Ensenada, Baja California, Mexico; R.F.C. GOMD-580620-SX9 
(Mexico) (individual) [SDNTK]
GONZALEZ QUINTERO, Melba Patricia, c/o AMERICANA DE COSMETICOS S.A., 
Bogota, Colombia; c/o LATINA DE COSMETICOS S.A. Y DISTRIBUCIONES S.A., 
Bogota, Colombia; c/o DISTRIBUIDORA DE DROGAS CONDOR S.A., Bogota, 
Colombia; c/o COINTERCOS S.A., Bogota, Colombia; c/o FIDUSER LTDA., 
Bogota, Colombia; c/o COSMEPOP, Bogota, Colombia; DOB 24 Dec 1971; 
Cedula No. 35415232 (Colombia); Passport 35415232 (Colombia) 
(individual) [SDNT]
GONZALEZ QUIRARTE, Eduardo (a.k.a. GOMEZ CHAVEZ, Gabriel; a.k.a. 
GONZALEZ LOPEZ, Gregorio; a.k.a. GONZALEZ QUIRARTE, Jose; a.k.a. 
GONZALEZ QUIRARTE, Lalo; a.k.a. ORELLANA ERAZO, Hector Manuel); DOB 28 
August 1962; alt. DOB 20 August 1962; POB Jalisco Mexico; Passport 
96140045817 (Mexico); alt. Passport 97380018185 (Mexico); SSN 550-63-
9593 (United States) (individual) [SDNTK]
GONZALEZ ROBLEDO, Julio Cesar, c/o LABORATORIOS GENERICOS VETERINARIOS, 
Bogota, Colombia; DOB 9 Feb 1936; Cedula No. 2905977 (Colombia) 
(individual) [SDNT]
GONZALEZ, Carlos Alfonso (a.k.a. ALFONSO, Carlos), Panama (individual) 
[CUBA]
GONZALEZ, Maria Luz Nelly, c/o COOPERATIVA DE TRABAJO ASOCIADO ACTIVAR, 
Bogota, Colombia; c/o COOPERATIVA MULTIACTIVA DE COLOMBIA FOMENTAMOS, 
Bogota, Colombia; Cedula No. 51973466 (Colombia) (individual) [SDNT]
GOODRIDGE, Reginald B. (Senior) (a.k.a. GOODRICH, Reginald B. (Senior)); 
DOB 11 NOV 1952; Former Minister for Culture, Information, Tourism of 
Liberia (individual) [LIBERIA]
GOODWILL CHARITABLE ORGANIZATION, INC. (f.k.a. AL-SHAHID SOCIAL 
ASSOCIATION; f.k.a. EDUCATIONAL DEVELOPMENT ASSOCIATION), PO Box 1794, 
Dearborn, MI 48126; 13106 Warren Ave. Suite  4, Dearborn, MI 
48126 [SDGT]

[[Page 575]]

GOTOVINA, Ante; DOB 12 Oct 1955; POB Pasman, Croatia; ICTY indictee 
(individual) [BALKANS]
GOWRIE FARM, Norton, Zimbabwe [ZIMBABWE]
GRAJALES BERNAL, Sonia Patricia, c/o GRAJALES S.A., La Union, Valle, 
Colombia; c/o C.A.D. S.A., Bogota, Colombia; c/o JOSAFAT S.A., Tulua, 
Valle, Colombia; c/o COMUNICACIONES ABIERTAS CAMARY LTDA., Cali, 
Colombia; c/o ILOVIN S.A., Bogota, Colombia; c/o SALIM S.A., La Union, 
Valle, Colombia; c/o JEHOVA LTDA., Tulua, Valle, Colombia; c/o ASESORES 
CONSULTORES ASOCIADOS LTDA., Cali, Colombia; c/o [email protected] LTDA., 
Cali, Colombia; c/o SALOME GRAJALES Y CIA. LTDA., Bogota, Colombia; c/o 
FUNDACION CENTRO FRUTICOLA ANDINO, La Union, Valle, Colombia; c/o G.L.G. 
S.A., Bogota, Colombia; c/o MACEDONIA LTDA., La Union, Valle, Colombia; 
Cedula No. 29613767 (Colombia) (individual) [SDNT]
GRAJALES HERNANDEZ, Agustin, c/o GRAJALES S.A., La Union, Valle, 
Colombia; c/o CASA GRAJALES S.A., La Union, Valle, Colombia; c/o FREXCO 
S.A., La Union, Valle, Colombia; Cedula No. 2697864 (Colombia) 
(individual) [SDNT]
GRAJALES HERNANDEZ, Alvaro Octavio, c/o C.A.D. S.A., Bogota, Colombia; 
c/o GRAJALES S.A., La Union, Valle, Colombia; c/o CRETA S.A., La Union, 
Valle, Colombia; Cedula No. 19465707 (Colombia) (individual) [SDNT]
GRAJALES LEMOS, Aida Salome, c/o GRAJALES S.A., La Union, Valle, 
Colombia; c/o JEHOVA LTDA., Tulua, Valle, Colombia; c/o RAMAL S.A., 
Bogota, Colombia; c/o CRETA S.A., La Union, Valle, Colombia; c/o FRUTAS 
DE LA COSTA S.A., Malambo, Atlantico, Colombia; c/o FUNDACION CENTRO DE 
INVESTIGACION HORTIFRUTICOLA DE COLOMBIA, La Union, Valle, Colombia; c/o 
GAD S.A., La Union, Valle, Colombia; c/o HOTEL LOS VINEDOS, La Union, 
Valle, Colombia; c/o MACEDONIA LTDA., La Union, Valle, Colombia; c/o 
AGRONILO S.A., Toro, Valle, Colombia; c/o ALMACAES S.A., Bogota, 
Colombia; c/o CASA GRAJALES S.A., La Union, Valle, Colombia; c/o SALIM 
S.A., La Union, Valle, Colombia; Calle 14 No. 13-03, La Union, Valle, 
Colombia; c/o TARRITOS S.A., Cali, Colombia; DOB 13 Dec 1970; POB La 
Union, Valle, Colombia; Cedula No. 39789871 (Colombia) (individual) 
[SDNT]
GRAJALES LEMOS, Juan Jacobo (a.k.a. GRAJALES LEMOS, Javier), c/o CRETA 
S.A., La Union, Valle, Colombia; c/o TRANSPORTES DEL ESPIRITU SANTO 
S.A., La Union, Valle, Colombia; c/o FUNDACION CENTRO FRUTICOLA ANDINO, 
La Union, Valle, Colombia; c/o GRAJALES S.A., La Union, Valle, Colombia; 
c/o SALIM S.A., La Union, Valle, Colombia; c/o HOTEL LOS VINEDOS, La 
Union, Valle, Colombia; c/o JEHOVA LTDA., Tulua, Valle, Colombia; DOB 28 
Oct 1972; POB La Union, Valle, Colombia; Cedula No. 94273951 (Colombia) 
(individual) [SDNT]
GRAJALES LEMOS, Raul Alberto, c/o HOTEL LOS VINEDOS, La Union, Valle, 
Colombia; c/o TRANSPORTES DEL ESPIRITU SANTO S.A., La Union, Valle, 
Colombia; Carrera 10 Norte No. 31-01, Cali, Colombia; c/o AGRONILO S.A., 
Toro, Valle, Colombia; c/o ALMACAES S.A., Bogota, Colombia; c/o SALOME 
GRAJALES Y CIA. LTDA., Bogota, Colombia; Carrera 15 No. 13-39, La Union, 
Valle, Colombia; c/o IBADAN LTDA., Tulua, Valle, Colombia; c/o 
INTERNATIONAL FREEZE DRIED S.A., Bogota, Colombia; c/o FUNDACION CENTRO 
DE INVESTIGACION HORTIFRUTICOLA DE COLOMBIA, La Union, Valle, Colombia; 
c/o ARMAGEDON S.A., La Union, Valle, Colombia; c/o HEBRON S.A., Tulua, 
Valle, Colombia; c/o MACEDONIA LTDA., La Union, Valle, Colombia; c/o 
PANAMERICANA LTDA., Cali, Colombia; c/o SOCIEDAD DE NEGOCIOS SAN AGUSTIN 
LTDA., La Union, Valle, Colombia; c/o FUNDACION CENTRO FRUTICOLA ANDINO, 
La Union, Valle, Colombia; c/o C.A.D. S.A., Bogota, Colombia; c/o CRETA 
S.A., La Union, Valle, Colombia; c/o GRAJALES S.A., La Union, Valle, 
Colombia; c/o INVERSIONES AGUILA LTDA., La Union, Valle, Colombia; c/o 
INVERSIONES SANTA MONICA LTDA., La Union, Valle, Colombia; c/o CASA 
GRAJALES S.A., La Union, Valle, Colombia; c/o FREXCO S.A., La Union, 
Valle, Colombia; c/o AGUSTIN GRAJALES Y CIA. LTDA., La Union, Valle, 
Colombia; c/o INDUSTRIAS DEL ESPIRITU SANTO S.A., Malambo, Atlantico, 
Colombia; c/o INVERSIONES SANTA CECILIA S.C.S., La Union, Valle, 
Colombia; c/o JOSAFAT S.A., Tulua, Valle, Colombia; c/o RAMAL S.A., 
Bogota, Colombia; c/o CONFECCIONES LINA MARIA LTDA., La Union, Valle, 
Colombia; c/o GAD S.A., La Union, Valle, Colombia; c/o G.L.G. S.A., 
Bogota, Colombia; c/o ILOVIN S.A., Bogota, Colombia; c/o INVERSIONES 
GRAME LTDA., La Union, Valle, Colombia; c/o INVERSIONES LOS POSSO LTDA. 
S.C.S., La Union, Valle, Colombia; c/o SALIM S.A., La Union, Valle, 
Colombia; c/o FRUTAS DE LA COSTA S.A., Malambo, Atlantico, Colombia; DOB 
13 Dec 1957; POB La Union, Valle, Colombia; Cedula No. 6356044 
(Colombia) (individual) [SDNT]
GRAJALES LONDONO, Juan Raul, c/o HEBRON S.A., Tulua, Valle, Colombia; c/
o CONFECCIONES LINA MARIA LTDA., La Union, Valle, Colombia; c/o SALIM 
S.A., La Union, Valle, Colombia; c/o CITICAR LTDA., La Union, Valle, 
Colombia; c/o

[[Page 576]]

INTERNATIONAL FREEZE DRIED S.A., Bogota, Colombia; c/o DOXA S.A., La 
Union, Valle, Colombia; c/o [email protected] LTDA., Cali, Colombia; c/o 
COMUNICACIONES ABIERTAS CAMARY LTDA., Cali, Colombia; c/o JOSAFAT S.A., 
Tulua, Valle, Colombia; DOB 10 Oct 1986; POB Bogota, Colombia; Cedula 
No. 11167762 (Colombia) (individual) [SDNT]
GRAJALES LONDONO, Lina Maria, c/o L.G.R. E.U., Cali, Colombia; c/o HOTEL 
LOS VINEDOS, La Union, Valle, Colombia; c/o HEBRON S.A., Tulua, Valle, 
Colombia; c/o JOSAFAT S.A., Tulua, Valle, Colombia; c/o SALIM S.A., La 
Union, Valle, Colombia; c/o CONFECCIONES LINA MARIA LTDA., La Union, 
Valle, Colombia; c/o GBS TRADING S.A., Cali, Colombia; c/o AGRONILO 
S.A., Toro, Valle, Colombia; c/o DOXA S.A., La Union, Valle, Colombia; 
c/o CITICAR LTDA., La Union, Valle, Colombia; DOB 13 Mar 1979; POB 
Bogota, Colombia; Cedula No. 29567575 (Colombia) (individual) [SDNT]
GRAJALES MARIN, Aura Cecilia, Carrera 15 No. 33A-53, Cali, Colombia; c/o 
INVERSIONES SANTA CECILIA S.C.S., La Union, Valle, Colombia; c/o 
INVERSIONES SANTA MONICA LTDA., La Union, Valle, Colombia; Cedula No. 
21236002 (Colombia) (individual) [SDNT]
GRAJALES MARIN, Carlos Arturo, c/o INVERSIONES SANTA CECILIA S.C.S., La 
Union, Valle, Colombia; c/o INVERSIONES SANTA MONICA LTDA., La Union, 
Valle, Colombia; Cedula No. 63568339 (Colombia) (individual) [SDNT]
GRAJALES MEJIA, Hugo Marino, c/o PANAMERICANA LTDA., Cali, Colombia; c/o 
SOCIEDAD DE NEGOCIOS SAN AGUSTIN LTDA., La Union, Valle, Colombia; c/o 
FREXCO S.A., La Union, Valle, Colombia; c/o INVERSIONES GRAME LTDA., La 
Union, Valle, Colombia; Cedula No. 6355130 (Colombia) (individual) 
[SDNT]
GRAJALES MEJIA, Jorge Julio, c/o GRAJALES S.A., La Union, Valle, 
Colombia; c/o FREXCO S.A., La Union, Valle, Colombia; c/o INVERSIONES 
GRAME LTDA., La Union, Valle, Colombia; c/o AGUSTIN GRAJALES Y CIA. 
LTDA., La Union, Valle, Colombia; c/o SOCIEDAD DE NEGOCIOS SAN AGUSTIN 
LTDA., La Union, Valle, Colombia; c/o FUNDACION CENTRO DE INVESTIGACION 
HORTIFRUTICOLA DE COLOMBIA, La Union, Valle, Colombia; c/o FUNDACION 
CENTRO FRUTICOLA ANDINO, La Union, Valle, Colombia; Cedula No. 14961290 
(Colombia) (individual) [SDNT]
GRAJALES MEJIA, Jose Agustin, c/o AGUSTIN GRAJALES Y CIA. LTDA., La 
Union, Valle, Colombia; DOB 29 Dec 1952; POB La Union, Valle, Colombia; 
Cedula No. 14990496 (Colombia) (individual) [SDNT]
GRAJALES POSSO, Gloria Amparo, c/o IBADAN LTDA., Tulua, Valle, Colombia; 
c/o INVERSIONES AGUILA LTDA., La Union, Valle, Colombia; Cedula No. 
29613755 (Colombia) (individual) [SDNT]
GRAJALES POSSO, Maria Nancy, c/o CASA GRAJALES S.A., La Union, Valle, 
Colombia; c/o FREXCO S.A., La Union, Valle, Colombia; c/o GRAJALES S.A., 
La Union, Valle, Colombia; c/o INVERSIONES LOS POSSO LTDA S.C.S., La 
Union, Valle, Colombia; c/o PLAZA REAL LTDA., Cali, Colombia; Cedula No. 
29613013 (Colombia) (individual) [SDNT]
GRAJALES PUENTES, Diana Carolina, c/o SALIM S.A., La Union, Valle, 
Colombia; c/o CITICAR LTDA., La Union, Valle, Colombia; c/o DOXA S.A., 
La Union, Valle, Colombia; c/o HEBRON S.A., Tulua, Valle, Colombia; c/o 
AGRONILO S.A., Toro, Valle, Colombia; c/o INDUSTRIAS DEL ESPIRITU SANTO 
S.A., Malambo, Atlantico, Colombia; c/o FRUTAS DE LA COSTA S.A., 
Malambo, Atlantico, Colombia; c/o JOSAFAT S.A., Tulua, Valle, Colombia; 
Transversal 13A No. 123-10 Int. 2 apt. 203, Bogota, Colombia; DOB 15 Mar 
1979; POB La Victoria, Valle, Colombia; Cedula No. 52455790 (Colombia) 
(individual) [SDNT]
GRAJALES S.A., Carrera 25 No. 8-78, Bogota, Colombia; Factoria La 
Rivera, La Union, Valle, Colombia; Via Roldanillo Finca La Palmera, La 
Union, Valle, Colombia; NIT  891900090-8 (Colombia) [SDNT]
GRAN COMPANIA DE HOTELES LTDA. (a.k.a. GRANCO), Calle 74 No. 53-30, 
Barranquilla, Colombia; NIT  800011606-2 (Colombia) [SDNT]
GRAN MUELLE S.A., Calle 6 Km 5 Kennedy, Buenaventura, Colombia; Av. 
Simon Bolivar Km 5, Buenaventura, Colombia; Av. Portuaria Edif. Colfecar 
B-B Modulo 38, Buenaventura, Colombia; Carrera 3 No. 7-32 Piso 3, 
Buenaventura, Colombia; Av. Simon Bolivar Km 4 El Pinal, Buenaventura, 
Colombia; Calle 7A No. 3-73 Piso 3, Buenavetura, Colombia; Carrera 3 No. 
7-42, Buenaventura, Colombia; NIT  800173054-1 (Colombia) 
[SDNT]
GRANADA ASSOCIATES, INC., 9100 South Dadeland Boulevard, Suite 912, 
Miami, FL 33156; 780 NW Le Jeune Road, Suite 516, Miami, FL 33126; 780 
NW 42nd Avenue, Suite 516, Miami, FL 33126; citizen Colombia; US FEIN 
65-0336843 (United States) [SDNT]
GRANDA ESCOBAR, Rodrigo (a.k.a. ``CAMPOS, Arturo''; a.k.a. 
``GALLOPINTO''; a.k.a. ``GONZALEZ, Ricardo''), Avenida Victoria No. 36, 
Urbanizacion Bolivar La Victoria, Jose Felix Rivas, Estado de Aragua, 
Venezuela; DOB 9 Apr 1949; POB Frontino, Antioquia, Colombia; Cedula No. 
171493523-4 (Ecuador); alt. Cedula No. 19104578 (Colombia); Electoral 
Registry No. 22942118 (Venezuela);

[[Page 577]]

Passport PO16104 (Colombia) (individual) [SDNTK]
GRANJA LA SIERRA LTDA., Carrera 85C No. 43-22, Cali, Colombia; Callejon 
El Dinamo V/Gorgona, Candelaria, Colombia; NIT  800253142-5 
(Colombia) [SDNT]
GREAT LAKES BUSINESS COMPANY (a.k.a. GLBC), Gisenyi, Rwanda; P. O. Box 
315, Goma, Congo, Democratic Republic of the [DRCONGO]
GREATER NILE PETROLEUM OPERATING COMPANY LIMITED (a.k.a. GNPOC), El Nar 
Oilfield, Muglad Basin, Sudan; Red Sea Export Terminal, Marsa al- 
Basha'ir, Sudan; El Toor Oilfield, Muglad Basin, Sudan; El Harr 
Oilfield, Muglad Basin, Sudan; Heglig Processing Facility, Muglad Basin, 
Sudan; Pipeline, Heglig via El-Obeid to Port Sudan, Sudan; Hotel Palace, 
Room 420, El Nil Avenue, Khartoum, Sudan; Kaikang Oilfield, Muglad 
Basin, Sudan; Unity Oilfield, Muglad Basin, Sudan; Heglig Oilfield, 
Muglad Basin, Sudan; Toma South Oilfield, Muglad Basin, Sudan [SUDAN]
GREEN CAR RENT LIMITED PARTNERSHIP (a.k.a. HANG HUN SUAN CHAMKAT KRIN 
KHA REN), 445/11 Soi Ramkamhaeng, 39 Lat Phrao Road, Wang Thong Lang, 
Bang Kapi district, Bangkok, Thailand [SDNTK]
GREEN ISLAND S.A., Avenida El Dorado Entrada 2 Int. 6, Bogota, Colombia; 
NIT  830067456-4 (Colombia) [SDNT]
GRETE SHIPPING CO. S.A., c/o EMPRESA DE NAVEGACION CARIBE, Edificio 
Lonja del Comercio, Lamparilla 2, Caja Postal 1784, Havana 1, Cuba 
[CUBA]
GRETE STAR (f.k.a. AVIS FAITH) (vessel) [CUBA]
GROUPED INDUSTRIES CORPORATION, P.O. Box 2241, Khartoum, Sudan [SUDAN]
GRUBAN, Momcilo; DOB 19 Jun 1961; Bosnian Serb; ICTY indictee in custody 
(individual) [BALKANS]
GRUESO HURTADO, Ximena, c/o INCOMMERCE S.A., Cali, Colombia; DOB 19 Nov 
1980; Cedula No. 66968767 (Colombia); Passport 66968767 (Colombia) 
(individual) [SDNT]
GRUESO, Alexei, c/o INCOMMERCE S.A., Cali, Colombia; Cedula No. 16607352 
(Colombia); Passport 16607352 (Colombia) (individual) [SDNT]
GRUPO ARIAS-ARCE AGENCIA DE LOCALIZACION DE VEHICULOS, S. DE R.L., 
Rufino Tamayo 9970, Rio Tijuana, Tijuana, Baja California, Mexico; 
R.F.C. GAA-990226-SW8 (Mexico) [SDNTK]
GRUPO GAMAL, S.A. DE C.V., Av. La Paz 1951, Guadalajara, Jalisco CP 
44160, Mexico [SDNTK]
GRUPO INMOBILIARIO PROFESIONAL BAJA, S.A DE C.V., Carrillo Puerto, Calle 
8317 4, Zona Central, Tijuana, Baja California, Mexico; R.F.C. GIP-
951219-8P9 (Mexico) [SDNTK]
GRUPO SANTA LTDA., Carrera 4 12-41 piso 14 y 15, Edificio Seguros 
Bolivar, Cali, Colombia; Calle 18 106-98 of. 201/202, Cali, Colombia; 
Carrera 84 17-29, Cali, Colombia [SDNT]
GS PLUS CONSULTORES, S.A. DE C.V., Tijuana, Baja California, Mexico; 
R.F.C. GPC-011226-4A5 (Mexico) [SDNTK]
GUACA EXPORT, Panama [CUBA]
GUAMAR SHIPPING CO. S.A., c/o EMPRESA DE NAVEGACION CARIBE, Edificio 
Lonja del Comercio, Lamparilla 2, Caja Postal 1784, Havana 1, Cuba 
[CUBA]
GUAMATUR, Buenos Aires, Argentina [CUBA]
GUERRERO BRAND, Luis Hernando, c/o A G REPRESENTACIONES LTDA., Cali, 
Colombia; Cedula No. 16656929 (Colombia) (individual) [SDNT]
GULF CARTEL (a.k.a. CARDENAS GUILLEN ORGANIZATION), Mexico [SDNTK]
GUMBO, Aleck Rugare Ngidi, Montrolse Farm, PO Box 1175, Gweru, Zimbabwe; 
DOB 8 Mar 1940; Minister of Economic Development (individual) [ZIMBABWE]
GUNAWAN, Gun Gun Rusman (a.k.a. GUNAWAN, Rusman; a.k.a. ``ABD AL-HADI''; 
a.k.a. ``ABDUL HADI''; a.k.a. ``ABDUL KARIM''; a.k.a. ``BUKHORI''; 
a.k.a. ``BUKHORY''); DOB 6 Jul 1977; POB Cianjur, West Java, Indonesia; 
nationality Indonesia (individual) [SDGT]
GUNEID SUGAR COMPANY LIMITED (a.k.a. GUNEID SUGAR FACTORY), P.O. Box 
511, Khartoum, Sudan [SUDAN]
GUTIERRES CERDAS, Alvaro (a.k.a. GUTIERREZ CERDAS, Alvaro), c/o 
DISTRIBUIDORA DE DROGAS CONDOR LTDA., Bogota, Colombia; DOB 9 May 1942; 
alt. DOB 24 Jun 1950; Cedula No. 14966562 (Colombia) (individual) [SDNT]
GUTIERREZ ARDILA, Eduardo, c/o EXPORT CAFE LTDA., Cali, Colombia; DOB 8 
Aug 1958; Cedula No. 16642433 (Colombia) (individual) [SDNT]
GUTIERREZ BURAGLIA, German, c/o PENTACOOP LTDA., Bogota, Colombia; DOB 3 
Sep 1960; Cedula No. 19439177 (Colombia) (individual) [SDNT]
GUTIERREZ CANCINO, Fernando Antonio, c/o SERVICIOS SOCIALES LTDA., Cali, 
Colombia; c/o INVERSIONES GEELE LTDA., Bogota, Colombia; c/o BONOMERCAD 
S.A., Bogota, Colombia; c/o ALFA PHARMA S.A., Bogota, Colombia; c/o 
DISTRIBUIDORA DE DROGAS LA REBAJA S.A., Bogota, Colombia; c/o 
LABORATORIOS GENERICOS VETERINARIOS DE COLOMBIA S.A., Bogota, Colombia; 
c/o CREACIONES DEPORTIVAS WILLINGTON LTDA., Cali, Colombia; c/o DROCARD 
S.A., Bogota, Colombia; c/o BLANCO PHARMA S.A., Bogota, Colombia; c/o 
LABORATORIOS BLAIMAR DE COLOMBIA S.A., Bogota, Colombia; c/o DECAFARMA 
S.A., Bogota,

[[Page 578]]

Colombia; c/o FARMATODO S.A., Bogota, Colombia; c/o LABORATORIOS 
KRESSFOR DE COLOMBIA S.A., Bogota, Colombia; c/o PENTA PHARMA DE 
COLOMBIA S.A., Bogota, Colombia; DOB 4 Dec 1941; Cedula No. 6089071 
(Colombia); Passport 6089071 (Colombia) (individual) [SDNT]
GUTIERREZ LOZANO, Ana Maria, c/o SERVICIOS SOCIALES LTDA., Barranquilla, 
Colombia; c/o INVERSIONES GEELE LTDA., Bogota, Colombia; c/o 
LABORATORIOS KRESSFOR DE COLOMBIA S.A., Bogota, Colombia; c/o 
INVERSIONES KANTON LTDA., Cucuta, Norte de Santander, Colombia; c/o 
BLANCO PHARMA S.A., Bogota, Colombia; c/o LABORATORIOS GENERICOS 
VETERINARIOS DE COLOMBIA S.A., Bogota, Colombia; DOB 22 Apr 1970; Cedula 
No. 39783954 (Colombia); Passport 39783954 (Colombia) (individual) 
[SDNT]
GUTIERREZ LOZANO, Juan Pablo, c/o SERVICIOS SOCIALES LTDA., 
Barranquilla, Colombia; c/o INVERSIONES GEELE LTDA., Bogota, Colombia; 
c/o LABORATORIOS GENERICOS VETERINARIOS DE COLOMBIA S.A., Bogota, 
Colombia; c/o LABORATORIOS KRESSFOR DE COLOMBIA S.A., Bogota, Colombia; 
c/o BLANCO PHARMA S.A., Bogota, Colombia; c/o INVERSIONES KANTON LTDA., 
Cucuta, Norte de Santander, Colombia; DOB 11 Apr 72; Cedula No. 79570028 
(Colombia); Passport AC480604 (Colombia); alt. Passport 79570028 
(Colombia) (individual) [SDNT]
GUTIERREZ MANCIPE, Hernando, c/o MATERIAS PRIMAS Y SUMINISTROS S.A., 
Bogota, Colombia; c/o COMERCIALIZADORA DE PRODUCTOS FARMACEUTICOS LTDA., 
Ibague, Colombia; c/o MACROFARMA S.A., Pereira, Colombia; c/o CODISA, 
Bogota, Colombia; c/o TECNOVET LTDA., Bogota, Colombia; Cedula No. 
2898335 (Colombia); Passport 2898335 (Colombia) (individual) [SDNT]
GUTIERREZ PADILLA, Clara Ines, c/o DECAFARMA S.A., Bogota, Colombia; c/o 
CREDISOL, Bogota, Colombia; c/o INVERSIONES DOBLE CERO E.U., Bogota, 
Colombia; c/o INVERSIONES NUEVO DIA E.U., Bogota, Colombia; c/o 
FARMACOOP, Bogota, Colombia; c/o ADMACOOP, Bogota, Colombia; c/o 
INVERSIONES SAMPLA E.U., Bogota, Colombia; DOB 16 Feb 1961; Cedula No. 
51583831 (Colombia); Passport 51583831 (Colombia) (individual) [SDNT]
GUTIERREZ PARDO, Elvira Patricia, c/o BONOMERCAD S.A., Bogota, Colombia; 
c/o ADMACOOP, Bogota, Colombia; c/o COMEDICAMENTOS S.A., Bogota, 
Colombia; c/o PATENTES MARCAS Y REGISTROS S.A., Bogota, Colombia; Cedula 
No. 39612308 (Colombia) (individual) [SDNT]
GUTIERREZ PEREZ, Eliana Patricia, c/o CODISA, Bogota, Colombia; c/o 
ADMACOOP, Bogota, Colombia; DOB 12 Jan 1954; Cedula No. 41631893 
(Colombia); Passport 41631893 (Colombia) (individual) [SDNT]
GUTIERREZ REYES, Jose, Vinales Tours, Oaxaca 80, Roma, Mexico, D.F., 
Mexico (individual) [CUBA]
GUTIERREZ RODRIGUEZ, Pablo, c/o LITOPHARMA, Barranquilla, Colombia; c/o 
COPSERVIR LTDA., Bogota, Colombia; Cedula No. 85435604 (Colombia) 
(individual) [SDNT]
GUTIERREZ, Teobaldo Jesus, c/o CAJA SOLIDARIA, Bogota, Colombia; c/o 
LITOPHARMA, Barranquilla, Colombia; c/o COPSERVIR LTDA., Bogota, 
Colombia; Cedula No. 72167412 (Colombia) (individual) [SDNT]
GUZMAN LOERA, Joaquin (a.k.a. AREGON, Max; a.k.a. CARO RODRIGUEZ, 
Gilberto; a.k.a. GUIERREZ LOERA, Jose Luis; a.k.a. GUMAN LOERAL, 
Joaquin; a.k.a. GUZMAN FERNANDEZ, Joaquin; a.k.a. GUZMAN LOEIA, Joaguin; 
a.k.a. GUZMAN LOESA, Joaquin; a.k.a. GUZMAN LOREA, Chapo; a.k.a. GUZMAN 
PADILLA, Joaquin; a.k.a. GUZMAN, Achivaldo; a.k.a. GUZMAN, Archibaldo; 
a.k.a. GUZMAN, Aureliano; a.k.a. GUZMAN, Chapo; a.k.a. GUZMAN, Joaquin 
Chapo; a.k.a. ORTEGA, Miguel; a.k.a. OSUNA, Gilberto; a.k.a. RAMIREZ, 
Joise Luis; a.k.a. RAMOX PEREZ, Jorge); DOB 25 Dec 54; POB Mexico 
(individual) [SDNTK]
GUZMAN TROCHA, Luis Fernando, c/o CAJA SOLIDARIA, Bogota, Colombia; c/o 
COPSERVIR LTDA., Bogota, Colombia; c/o LITOPHARMA, Barranquilla, 
Colombia; Cedula No. 72170509 (Colombia) (individual) [SDNT]
H & H METALFORM GMBH, Postfach 1160, Strontianitstrasse 5, Drensteinfurt 
4406, Germany [IRAQ2]
HABANOS TRADING, Geneva, Switzerland [CUBA]
HABBASH, George (a.k.a. HABASH, George); Secretary General of POPULAR 
FRONT FOR THE LIBERATION OF PALESTINE (individual) [SDT]
HABIB, Mohammed Turki, Baghdad, Iraq (individual) [IRAQ2]
HABIBI, Skender; DOB 13 Jul 1968; POB Vitina, Serbia and Montenegro 
(individual) [BALKANS]
HACHITO SANCHEZ, Angel Alberto, c/o COPSERVIR LTDA., Bogota, Colombia; 
DOB 09 Nov 62; Cedula No. 17634454 (Colombia) (individual) [SDNT]
HACIENDA CIEN ANOS DE TIJUANA, S. DE R.L. DE C.V. (a.k.a. COCINA 
ANTIGUA, S. DE R.L. DE C.V.; a.k.a. LA HACIENDA DE TIJUANA, S. DE R.L. 
DE C.V.), Calle Jose Maria Velazco No. 1407, Colonia Zona Rio, Baja 
California, Mexico; Sanchez Taboada 10451, Rio Tijuana, Arreola y Cjon 
de

[[Page 579]]

Acceso Frente a Saveri, Tijuana, Baja California, Mexico; Blvd. Sanchez 
Taboada S/N, No. 10451, Zona Rio, Fte. de Saverios e Arreola y cion 
accesso, Tijuana, Baja California, Mexico; R.F.C. CAN010702DF8 (Mexico); 
alt. R.F.C. HTI010702GR7 (Mexico) [SDNTK]
HACIENDA DE DON JOSE RESTAURANT BAR, S.A. DE C.V., Av. del Rocio 1193, 
Tijuana, Baja California CP 22200, Mexico [SDNTK]
HACIENDA LA NOVILLERA (a.k.a. NOVILLERA; a.k.a. NOVILLERA GANADERA), 
Carrera 4 12-41 piso 15, Edificio Seguros Bolivar, Cali, Colombia; Paso 
de la Bolsa, Jamundi, Valle del Cauca, Cali, Colombia [SDNT]
HACIENDA SANDRANA (a.k.a. SANDRANA GANADERA; a.k.a. SANDRANDA), Carrera 
4 12-41 piso 15, Edificio Seguros Bolivar, Cali, Colombia; San Pedro, 
Valle del Cauca, Colombia [SDNT]
HADDAD, Fethi Ben Assen Ben Salem, Via Fulvio Testi, 184, Cinisello 
Balsamo, Milan, Italy; Via Porte Giove, 1, Mortara, Pavia, Italy; DOB 28 
Mar 1963; alt. DOB 28 Jun 1963; POB Tataouene, Tunisia; nationality 
Tunisia; Italian Fiscal Code HDDFTH63H28Z352V; Passport L 183017 issued 
14 Feb 1996 expires 13 Feb 2001 (individual) [SDGT]
HADI, Mizban Khadr; DOB 1938; POB Mandali District, Diyala, Iraq; 
nationality Iraq; member, Ba'th party regional command and Revolutionary 
Command Council since 1991 (individual) [IRAQ2]
HADZIC, Goran; DOB 7 Sep 1958; POB Municipality of Vinkovci, Croatia 
(individual) [BALKANS]
HADZIHASANOVIC, Enver; DOB 7 Jul 1950; POB Zvornik, Bosnia-Herzegovina; 
ICTY indictee (individual) [BALKANS]
HAGGAR ASSALAYA SUGAR FACTORY, Haggar Assalaya, Sudan [SUDAN]
HALAVANAU, Viktar Hryhoryavich (a.k.a. GOLOVANOV, Viktar Grigoriyevich; 
a.k.a. GOLOVANOV, Viktar Hryhoryavich; a.k.a. GOLOVANOV, Viktar 
Ryhoravich; a.k.a. GOLOVANOV, Viktor Grigoriyevich; a.k.a. GOLOVANOV, 
Viktor Hryhoryavich; a.k.a. GOLOVANOV, Viktor Ryhoravich; a.k.a. 
HALAVANAU, Viktor Hryhoryavich; a.k.a. HALAVANAU, Viktar Grigoriyevich; 
a.k.a. HALAVANAU, Viktar Ryhoravich; a.k.a. HALAVANAU, Viktor 
Grigoriyevich; a.k.a. HALAVANAU, Viktor Ryhoravich); DOB 1952; POB 
Borisov, Belarus; Minister of Justice (individual) [BELARUS]
HALILI, Nevzat; DOB 15 Sep 1946; POB Poroj, Macedonia (individual) 
[BALKANS]
HALILOVIC, Sefer; DOB 6 Jan 1952; POB Prijepolje, Serbia and Montenegro; 
ICTY indictee (individual) [BALKANS]
HAMAMI, Brahim Ben Hedili Ben Mohamed, Via de' Carracci n.l5, 
Casalecchio di Reno (Bologna), Italy; DOB 20 Nov 1971; POB Goubellat, 
Tunisia; alt. POB Koubellat, Tunisia; nationality Tunisia; Passport 
Z106861 issued 18 Feb 2004 expires 17 Feb 2009 (individual) [SDGT]
HAMAS (a.k.a. HARAKAT AL-MUQAWAMA AL-ISLAMIYA; a.k.a. ISLAMIC RESISTANCE 
MOVEMENT; a.k.a. IZZ AL-DIN AL QASSAM BATTALIONS; a.k.a. IZZ AL-DIN AL 
QASSAM BRIGADES; a.k.a. IZZ AL-DIN AL QASSAM FORCES; a.k.a. IZZ AL-DIN 
AL-QASSIM BATTALIONS; a.k.a. IZZ AL-DIN AL-QASSIM BRIGADES; a.k.a. IZZ 
AL-DIN AL-QASSIM FORCES; a.k.a. STUDENTS OF AYYASH; a.k.a. STUDENTS OF 
THE ENGINEER; a.k.a. YAHYA AYYASH UNITS) [SDT] [FTO] [SDGT]
HAMDAN, Salim Ahmad Salim (a.k.a. AL-JADAWI, Saqar; a.k.a. AL-JADDAW, 
Saqr); DOB 1965; POB Al-Mukalla, Yemen; Passport 00385937 (Yemen) 
(individual) [SDGT]
HAMDAN, Usama, Haret Hreik, Lebanon; DOB 1964 (individual) [SDGT]
HAMIEH, Jamiel (a.k.a. HAMEIAH, Jamel; a.k.a. HAMEIAH, Jamil; a.k.a. 
HAMEIAH, Mamil; a.k.a. HAMEIEH, Jamil; a.k.a. HAMEIH, Jamill; a.k.a. 
HAMER, Jamil; a.k.a. HAMIAEH, Jamil; a.k.a. HAMIAH, Jamiel; a.k.a. 
HAMIE, Jamil; a.k.a. HAMIE, Jamil Abdulkarim; a.k.a. HAMIE, Jamile; 
a.k.a. HAMIEAH, Jamiel; a.k.a. HAMIEAH, Jamil; a.k.a. HAMIEH, Jamal; 
a.k.a. HAMIEH, Jamil; a.k.a. HAMIEH, Mamil; a.k.a. HAMIEL, Jamil; a.k.a. 
HAMIEYE, Jamil; a.k.a. HAMIEYYEH, Jamil; a.k.a. HAMIL, Jamil; a.k.a. 
HAMIYA, Abdul Jamil; a.k.a. HAMIYE, Jamil; a.k.a. HAMIYYAH, Jamil; 
a.k.a. HAMIYYEH, Jamil; a.k.a. HAMYH, Jamil; a.k.a. KARIM, Jamil Abdul; 
a.k.a. NAZIM, Abou; a.k.a. NEZAM, Abu; a.k.a. NIZAM, Abou); DOB Sep 38 
(individual) [SDNTK]
HAMMID, Mohammed Tahir (a.k.a. ``ABDELHAMID AL KURDI''), Via della 
Martinella 132, Parma, Italy; DOB 1 Nov 1975; POB Poshok, Iraq; 
nationality Iraq; Kurdish; arrested 31 Mar 2003 (individual) [SDGT]
HAMRAOUI, Kamel Ben Mouldi Ben Hassan (a.k.a. ``KAMEL''; a.k.a. 
``KIMO''), Via Bertesi 27, Cremona, Italy; DOB 21 Oct 1977; POB Beja, 
Tunisia; nationality Tunisia; Passport P229856 issued 1 Nov 2002 expires 
31 Oct 2007; arrested 1 Apr 2003 (individual) [SDGT]
HAMUDAT, General Maki Mustafa (a.k.a. AL-HAMADAT, General Maki; a.k.a. 
HAMUDAT, Maki; a.k.a. HMODAT, Mackie; a.k.a. MUSTAFA, Macki Hamoudat), 
Mosul, Iraq; DOB circa 1934; nationality Iraq (individual) [IRAQ2]
HAPILON, Isnilon Totoni (a.k.a. HAPILUN, Isnilon; a.k.a. HAPILUN, 
Isnilun; a.k.a. ``ABU MUSAB''; a.k.a. ``SALAHUDIN''; a.k.a. ``TUAN 
ISNILON''); DOB 18 Mar 1966; alt. DOB 10 Mar 1967; POB Bulanza,

[[Page 580]]

Lantawan, Basilan, the Philippines; nationality Philippines (individual) 
[SDGT]
HAPPY DAYS S. DE H., Calle 78 No. 53-70, Locales 315 y 316, 
Barranquilla, Colombia; NIT  802003826-1 (Colombia) [SDNT]
HAQ, Huda bin Abdul (a.k.a. AL MUKHLAS, Ali Gufron; a.k.a. GHUFRON, Ali; 
a.k.a. GUFRON, Ali; a.k.a. MUCHLAS; a.k.a. MUKHLAS; a.k.a. MUKLAS; 
a.k.a. ``SOFWAN''); DOB 9 Feb 1960; alt. DOB 2 Feb 1960; POB Solokuro 
subdistrict, Lamongan district, East Java province, Indonesian; 
nationality Indonesia (individual) [SDGT]
HARA COMPANY (a.k.a. HARA INSTITUTE), Tehran, Iran [NPWMD]
HARADINAJ, Daut; DOB 6 Apr 1978; POB Glodjane, Serbia and Montenegro 
(individual) [BALKANS]
HARAKAT UL-JIHAD-I-ISLAMI/BANGLADESH (a.k.a. HARAKAT UL JIHAD AL ISLAMI; 
a.k.a. HARAKAT UL JIHAD ISLAMI BANGLADESH; a.k.a. HARAKAT UL- JIHAD E 
ISLAMI BANGLADESH; a.k.a. HARKAT UL JIHAD AL ISLAMI; a.k.a. HARKATUL 
JIHAD; a.k.a. HARKATUL JIHAD AL ISLAM; a.k.a. HARKAT-UL- JEHAD-AL-
ISLAMI; a.k.a. HUJI-B; a.k.a. IDEK; a.k.a. ISLAMI DAWAT-E- KAFELA) [FTO] 
[SDGT]
HARAKAT UL-MUJAHIDEEN (a.k.a. AL-FARAN; a.k.a. AL-HADID; a.k.a. AL- 
HADITH; a.k.a. HARAKAT UL-ANSAR; a.k.a. HARAKAT UL-MUJAHIDIN; a.k.a. 
HUA; a.k.a. HUM; a.k.a. JAMIAT UL-ANSAR) [FTO] [SDGT]
HARDAN, Assaad Halim (a.k.a. HARDAN, As'ad; a.k.a. HARDAN, Assad); DOB 
31 Jul 1951; POB Rashayya al-Fakhar, Lebanon; alt. POB Rashayya al- 
Fuqhar, Lebanon; alt. POB Rashia al Foukhar, Lebanon (individual) 
[LEBANON]
HARMONY FARM, Mazowe, Zimbabwe [ZIMBABWE]
HARNMAN H (f.k.a. PEONY ISLANDS) (vessel) [CUBA]
HARUN, Ahmad Muhammed (a.k.a. HAROUN, Ahmed Mohamed; a.k.a. HAROUN, 
Ahmed Mohammed; a.k.a. HARUN, Ahmad; a.k.a. HARUN, Ahmad Muhammad; 
a.k.a. HARUN, Mawlana Ahmad Muhammad); DOB 1964; POB Kordofan, Sudan; 
nationality Sudan; State Minister for Humanitarian Affairs; former State 
Minister for the Interior; former Coordinator of the Popular Police 
Forces (individual) [DARFUR]
HASANI, Zhavit; DOB 5 May 1957; POB Tanusevci, Macedonia (individual) 
[BALKANS]
HATKAEW COMPANY LTD. (a.k.a. BORISAT HAT KAEO CHAMKAT; a.k.a. HAD KAEW 
COMPANY LTD.), 275 Soi Thiam Ruammit, Ratchada Phisek Road, Huai Khwang 
district, Bangkok, Thailand [SDNTK]
HAVANA INTERNATIONAL BANK, LTD., 20 Ironmonger Lane, London EC2V 8EY, 
United Kingdom [CUBA]
HAVANATUR, 54 Rue Richelieu, Paris, France [CUBA]
HAVANATUR BAHAMAS LTD., East Bay Street, Nassau, Bahamas, The [CUBA]
HAVANATUR CHILE S.A. (f.k.a. GUAMATUR S.A.), Avenue 11 de Septiembre 
2155, Edificio Panoramico, Torre C, Oficina 805, Providencia, Santiago, 
Chile [CUBA]
HAVANATUR S.A. (a.k.a. HAVANATUR, S.A.), Monteagudo e/Cuba y Carretera 
Central, Camaguey, Cuba; Panama City, Panama; Hialeah, FL; Maipu 464, 
Piso 10, Buenos Aires 1006, Argentina; Gerardo Medina No. 633, e/Avenue 
Borregos y Carretera de Vinales, Pinar del Rio, Cuba; Edificio Sierra 
Maestra, Calle 1era e/ 0 y 2, Miramar, Playa, Ciudad Habana, Cuba; 
Avenue 3era e/ 33 y 34, Varadero, Cuba; Calle 8 no. 56 e/1era. y 3ra. 
Rpto., Vista Allegre, Santiago de Cuba, Cuba; Avenue 40 esq. 41 
 4101, Cienfuegos, Cuba; 1ra. Rotonda Cayo Coco, Moron, Ciego 
de Avila, Cuba; Frexes no. 172 e/Morales Lemus y Narciso Lopez, Holguin, 
Cuba; C.U.I.T. 30-68074603-2 (Argentina) [CUBA]
HAVINPEX, S.A. (a.k.a. TRANSOVER, S.A.), Panama City, Panama [CUBA]
HAWATMA, Nayif (a.k.a. HAWATMAH, Nayif; a.k.a. HAWATMEH, Nayif; a.k.a. 
KHALID, Abu); DOB 1933; Secretary General of DEMOCRATIC FRONT FOR THE 
LIBERATION OF PALESTINE--HAWATMEH FACTION (individual) [SDT]
HAXHIREXHA, Kastriot; DOB 9 May 1961; POB Debar, Macedonia (individual) 
[BALKANS]
HAYA, Francisco, Panama (individual) [CUBA]
HAYDEE DE MUNOZ Y CIA. S. EN C., Avenida 6N No. 23DN-16, Cali, Colombia; 
Avenida 4N No. 5N-20, Cali, Colombia [SDNT]
HEATH, Noel Timothy (a.k.a. ZAMBA, Noel Heath; a.k.a. ZAMBO, Noel 
Heath), Cardin Avenue, Saint Kitts and Nevis; DOB 16 DEC 49; POB St 
Kitts and Nevis; Passport 03574 (United Kingdom) (individual) [SDNTK]
HEBRON S.A., Calle 28 No. 27-18, Tulua, Valle, Colombia; NIT  
800107304-7 (Colombia) [SDNT]
HEJAZI, Mohammad; DOB circa 1959; citizen Iran; nationality Iran 
(individual) [NPWMD]
HEKMATYAR, Gulbuddin (a.k.a. HEKHMARTYAR, Gulbuddin; a.k.a. HEKMATIAR, 
Gulbuddin; a.k.a. HEKMATYAR, Gulabudin; a.k.a. HEKMETYAR, Gulbudin; 
a.k.a. HIKMETYAR, Golboddin; a.k.a. KHEKMATIYAR, Gulbuddin), Iran; DOB 1 
Aug 1949; POB Konduz Province, Afghanistan (individual) [SDGT]

[[Page 581]]

HELFORD DIRECTORS LIMITED, Haven Court, 5 Library Ramp, Gibraltar, 
United Kingdom [IRAQ2]
HENAO DE SANCHEZ, Hortensia, c/o ALFA PHARMA S.A., Bogota, Colombia; DOB 
17 Oct 1917; Cedula No. 29013554 (Colombia) (individual) [SDNT]
HENAO GONZALEZ, Carlos Andres, c/o ARIZONA S.A., Cartago, Colombia; c/o 
ORGANIZACION EMPRESARIAL A DE J HENAO M E HIJOS Y CIA. S.C.S., Cartago, 
Colombia; c/o COMPANIA AGROINVERSORA HENAGRO LTDA., Cartago, Colombia; 
c/o AGRICOLA GANADERA HENAO GONZALEZ Y CIA. S.C.S., Cartago, Colombia; 
Carrera 8N No. 17A-12, Cartago, Colombia; c/o AGROPECUARIA MIRALINDO 
S.A., Cartago, Colombia; c/o DESARROLLOS COMERCIALES E INDUSTRIALES 
HENAO GONZALEZ Y CIA. S.C.S., Cartago, Colombia; DOB 27 Nov 1980; Cedula 
No. 75096405 (Colombia); Passport 75096405 (Colombia) (individual) 
[SDNT]
HENAO GONZALEZ, Lina Marcela, c/o COMPANIA AGROINVERSORA HENAGRO LTDA., 
Cartago, Colombia; c/o ORGANIZACION EMPRESARIAL A DE J HENAO M E HIJOS Y 
CIA. S.C.S., Cartago, Colombia; c/o DESARROLLOS COMERCIALES E 
INDUSTRIALES HENAO GONZALEZ Y CIA. S.C.S., Cartago, Colombia; c/o 
AGRICOLA GANADERA HENAO GONZALEZ Y CIA. S.C.S., Cartago, Colombia; 
Avenida 4 Oeste No. 5-97, Apt. 1001, Cali, Colombia; DOB 10 May 1985; 
POB Cali, Valle, Colombia; Cedula No. TI-85051037834 (Colombia); NIT 
 650000091-9 (Colombia); Passport AF228090 (Colombia); alt. 
Passport TI-85051037834 (Colombia) (individual) [SDNT]
HENAO GONZALEZ, Olga Patricia, c/o COMPANIA AGROINVERSORA HENAGRO LTDA., 
Cartago, Colombia; Avenida 4 Oeste No. 5-97, Apt. 1001, Cali, Colombia; 
c/o DESARROLLOS COMERCIALES E INDUSTRIALES HENAO GONZALEZ Y CIA. S.C.S., 
Cartago, Colombia; c/o ORGANIZACION EMPRESARIAL A DE J HENAO M E HIJOS Y 
CIA. S.C.S., Cartago, Colombia; c/o AGRICOLA GANADERA HENAO GONZALEZ Y 
CIA. S.C.S., Cartago, Colombia; DOB 18 Jan 1988; POB Cali, Valle, 
Colombia; Cedula No. RN12524986 (Colombia); NIT  600018532-2 
(Colombia); Passport AG762459 (Colombia); alt. Passport RN12524986 
(Colombia) (individual) [SDNT]
HENAO HINESTROZA, Maria Nohelio, c/o INVHERESA S.A., Cali, Colombia; DOB 
20 Mar 1954; Cedula No. 26271587 (Colombia) (individual) [SDNT]
HENAO LOPEZ, Alberto (a.k.a. HENAO, Alberto Lopez), c/o ALFA PHARMA 
S.A., Bogota, Colombia; DOB 12 Aug 1913; Cedula No. 2630951 (Colombia) 
(individual) [SDNT]
HENAO MONTOYA, Arcangel de Jesus, c/o DESARROLLOS COMERCIALES E 
INDUSTRIALES HENAO GONZALEZ Y CIA. S.C.S., Cartago, Colombia; c/o 
AGRICOLA GANADERA HENAO GONZALEZ Y CIA. S.C.S., Cartago, Colombia; c/o 
ORGANIZACION EMPRESARIAL A DE J HENAO M E HIJOS Y CIA. S.C.S., Cartago, 
Colombia; c/o AGROPECUARIA MIRALINDO S.A., Cartago, Colombia; c/o 
COMPANIA AGROINVERSORA HENAGRO LTDA., Cartago, Colombia; Hacienda Coque, 
Cartago, Colombia; c/o MAQUINARIA TECNICA Y TIERRAS LTDA., Cartago, 
Colombia; c/o ARIZONA S.A., Cartago, Colombia; Carrera 4 No. 16-04 apt. 
303, Cartago, Colombia; Carrera 42 No. 5B-81, Cali, Colombia; Carrera 8N 
No. 17A-12, Cartago, Colombia; DOB 7 Oct 54; POB Cartago, Valle, 
Colombia; Cedula No. 16215230 (Colombia); NIT  16215230-1 
(Colombia); Passport 16215230 (Colombia) (individual) [SDNT]
HENAO MONTOYA, Lorena, c/o IBADAN LTDA., Tulua, Valle, Colombia; c/o 
INVERSIONES LOS POSSO LTDA. S.C.S., La Union, Valle, Colombia; Calle 8 
No. 39-79 of. 201, Cali, Colombia; c/o CONSTRUCTORA UNIVERSAL LTDA., 
Cali, Colombia; c/o INVERSIONES EL EDEN S.C.S., Cali, Colombia; c/o 
INDUSTRIAS AGROPECUARIAS EL EDEN S.A., Higueronal Torti, Darien, Panama; 
c/o INDUSTRIAS AGROPECUARIAS DEL VALLE LTDA., Cali, Colombia; c/o 
INVERSIONES SANTA MONICA LTDA., La Union, Valle, Colombia; c/o 
AGROINVERSORA URDINOLA HENAO Y CIA. S.C.S., Cali, Colombia; c/o 
INVERSIONES AGUILA LTDA., La Union, Valle, Colombia; c/o INVERSIONES 
SANTA CECILIA S.C.S., La Union, Valle, Colombia; c/o PANAMERICANA LTDA., 
Cali, Colombia; c/o FREXCO S.A., La Union, Valle, Colombia; c/o CASA 
GRAJALES S.A., La Union, Valle, Colombia; Calle 52 No. 28E-30, Cali, 
Colombia; c/o EXPLOTACIONES AGRICOLAS Y GANADERAS LA LORENA S.C.S., 
Cali, Colombia; c/o GRAJALES S.A., La Union, Valle, Colombia; c/o HOTEL 
LOS VINEDOS, La Union, Valle, Colombia; c/o INVERSIONES GRAME LTDA., La 
Union, Valle, Colombia; c/o SOCIEDAD DE NEGOCIOS SAN AGUSTIN LTDA., La 
Union, Valle, Colombia; DOB 9 Oct 68; Cedula No. 31981533 (Colombia) 
(individual) [SDNT]
HENAO VDA. DE BOTERO, Maria Yolanda, c/o ALFA PHARMA S.A., Bogota, 
Colombia; DOB 21 Jun 1929; Cedula No. 29070489 (Colombia) (individual) 
[SDNT]
HERMANN (vessel) [CUBA]
HERMANN SHIPPING CORP., INC., Panama [CUBA]
HERNANDEZ ARBOLEDA, Sandra Milena, c/o COMERCIALIZADORA DE CAFE DEL

[[Page 582]]

OCCIDENTE CODECAFE LTDA., Pereira, Risaralda, Colombia; c/o INVERSIONES 
MACARNIC PATINO Y CIA S.C.S., Pereira, Risaralda, Colombia; Cedula No. 
42109136 (Colombia) (individual) [SDNT]
HERNANDEZ CANOBAS, Hector Fabio, c/o INVERSIONES BETANIA LTDA., Cali, 
Colombia; c/o INVERSIONES EL PENON S.A., Cali, Colombia; DOB 21 Jun 
1958; Cedula No. 16615804 (Colombia) (individual) [SDNT]
HERNANDEZ CARBALLOSA, Alexis Eneilo, Milan, Italy (individual) [CUBA]
HERNANDEZ IBARRA, Victor Hugo, c/o MEGAPHARMA LTDA., Bogota, Colombia; 
c/o COPSERVIR LTDA., Bogota, Colombia; c/o CAJA SOLIDARIA, Bogota, 
Colombia; Cedula No. 12133362 (Colombia) (individual) [SDNT]
HERNANDEZ MORENO, Arturo, c/o INMOBILIARIA EL ESCORPION DEL NORTE S.A. 
DE C.V., Chihuahua, Mexico; Calle 16 No. 4016, Chihuahua, Chihuahua, 
Mexico; c/o DEL NORTES CARNES FINAS SAN IGNACIO S.A. DE C.V., Chihuahua, 
Mexico; c/o INMOBILIARIA EL PRESON S.A. DE C.V., Chihuahua, Mexico; DOB 
27 Nov 1962; POB Hidalgo Del Parral, Chihuaua, Mexico; citizen Mexico; 
nationality Mexico; R.F.C. HEMA-621127 (Mexico) (individual) [SDNTK]
HERNANDEZ ORTEGA, Cesar Alejandro, c/o LIZZY MUNDO INTERIOR, 
Guadalajara, Mexico; DOB 28 Oct 1975; POB Guadalajara, Jalisco, Mexico; 
C.U.R.P. HEOC751028HJCRRS09 (Mexico); Passport 140022479 (Mexico) 
(individual) [SDNT]
HERNANDEZ PULIDO, Maria Elda, c/o Farmacia Vida Suprema, S.A. DE C.V., 
Tijuana, Baja California, Mexico; c/o Distribuidora Imperial De Baja 
California, S.A. de C.V., Tijuana, Baja California, Mexico; Calle Juan 
de Dios Peza 1015, Colonia Mexico 22150, Tijuana, Baja California, 
Mexico; DOB 18 Aug 1971; POB Baja California Norte, Mexico (individual) 
[SDNTK]
HERNANDEZ SOMERO, Urbano, c/o INMOBILIARIA LA PROVINCIA S.A. DE C.V., 
Tijuana, Baja California, Mexico; c/o COMPLEJO TURISTICO OASIS S.A. DE 
C.V., Rosarito, Baja California, Mexico; c/o INMOBILIARIA TIJUANA COSTA 
S.A. DE C.V., Tijuana, Baja California, Mexico; Avenida Manuela Herrera 
592, Colonia Rio Reforma CP 22000, Tijuana, Baja California, Mexico; C. 
Mision de Mulege 2993, Colonia Zona Urbana Rio Tijuana, Tijuana, Baja 
California, Mexico; c/o PLAYA MAR S.A. DE C.V., Tijuana, Baja 
California, Mexico; C. Hermosillo, Colonia Rancho El Grande CP 22000, 
Tijuana, Baja California, Mexico; Avenida Del Bosque 4640, Colonia 
Jardines de Chapultepec, Tijuana, Baja California, Mexico; Pda. Del 
Cobre 0, Colonia Puerto De Hierro CP 22000, Tijuana, Baja California, 
Mexico; Avenida Manuela Herrera 590, Colonia Rio Reforma CP 22000, 
Tijuana, Baja California, Mexico; Pda. Mercurio, Colonia Puerta De 
Hierro CP 22330, Tijuana, Baja California, Mexico; c/o INMOBILIARIA 
ESTADO 29 S.A. DE C.V., Tijuana, Baja California, Mexico; DOB 25 May 
1943; POB Mexicali, Baja California, Mexico; C.U.R.P.  
HEXU430525HBCRXR07 (Mexico); alt. C.U.R.P.  HESU430525HBCRMR05 
(Mexico); alt. C.U.R.P.  HESU430525HBCRMR13 (Mexico); 
Immigration No. A38839964 (United States) (individual) [SDNTK]
HERNANDEZ VASQUEZ, Gladys Darlen, Carrera 34A No. 10-27 Sur, Bogota, 
Colombia; c/o COOPIFARMA, Bucaramanga, Colombia; c/o CAJA SOLIDARIA, 
Bogota, Colombia; c/o COPSERVIR LTDA., Bogota, Colombia; c/o FARMAVISION 
LTDA., Bogota, Colombia; Cedula No. 52026909 (Colombia) (individual) 
[SDNT]
HERNANDEZ ZEA, Ana Elvia, Carrera 35 No. 53-53, Bogota, Colombia; c/o 
GREEN ISLAND S.A., Bogota, Colombia; c/o INTERCONTINENTAL DE AVIACION 
S.A., Bogota, Colombia; c/o INTERCONTINENTAL DE FINANCIACION AEREA S.A., 
Bogota, Colombia; DOB 28 Dec 1949; POB Tibasosa, Boyaca, Colombia; 
Cedula No. 41503907 (Colombia); Passport AG686192 (Colombia); alt. 
Passport AE591041 (Colombia); alt. Passport AC594144 (Colombia) 
(individual) [SDNT]
HERNANDEZ ZEA, Luis Antonio (a.k.a. ``EL CAPITAN''), c/o ASOCIACION 
TURISTICA INTERNACIONAL S.C.S., Bogota, Colombia; c/o GREEN ISLAND S.A., 
Bogota, Colombia; c/o LARGO LEASING LTD., George Town, Cayman Islands; 
c/o INTERCONTINENTAL DE AVIACION S.A., Bogota, Colombia; c/o 
INTERCONTINENTAL DE FINANCIACION AEREA S.A., Bogota, Colombia; c/o 
AEROVIAS ATLANTICO LTDA. AEROATLANTICO LTDA., Baranquilla, Colombia; 
Carrera 53 No. 35-35, Bogota, Colombia; c/o CIA CONSTRUCTORA Y 
COMERCIALIZADORA DEL SUR LTDA., Bogota, Colombia; c/o INVERSIONES Y 
COMERCIALIZADORA INCOM LTDA., Cali, Colombia; c/o TRANS PACIFIC WORLD 
LEASING LIMITED, Port Vila, Vanuatu; DOB 7 May 1960; POB Bogota, 
Colombia; Cedula No. 79252957 (Colombia); Passport P006320 (Colombia); 
alt. Passport PE022166 (Colombia) (individual) [SDNT]
HERNANDEZ, Oscar, Mz. 21 Casa 5 Barrio San Fernando, Pereira, Colombia; 
c/o TAURA S.A., Cali, Colombia; Cedula No. 6157940 (Colombia) 
(individual) [SDNT]
HERRAN SAAVEDRA, Victor Hugo, c/o GALAPAGOS S.A., Cali, Colombia; Cedula 
No. 16447166 (Colombia) (individual) [SDNT]
HERRERA AGUILERA, Augusto, c/o FARMAVISION LTDA., Bogota, Colombia; 
Cedula No. 17067884 (Colombia) (individual) [SDNT]

[[Page 583]]

HERRERA AGUILERA, Gabriel, c/o DROGAS LA REBAJA BUCARAMANGA S.A., 
Bucaramanga, Colombia; c/o COOPDISAN, Bucaramanga, Colombia; Cedula No. 
91236347 (Colombia); Passport 91236347 (Colombia) (individual) [SDNT]
HERRERA BUITRAGO, Alvaro, c/o INDUSTRIA AVICOLA PALMASECA S.A., Cali, 
Colombia; Avenida 6N No. 25-14, Cali, Colombia; DOB 10 Oct 1955; Cedula 
No. 16258303 (Colombia) (individual) [SDNT]
HERRERA BUITRAGO, Helmer (a.k.a. ``H7''; a.k.a. ``PACHO''), Cali, 
Colombia; DOB 24 Aug 51; alt. DOB 05 Jul 51; Cedula No. 16247821 
(Colombia); Passport J287011 (Colombia) (individual) [SDNT]
HERRERA BUITRAGO, Stella, c/o INMOBILIARIA GALES LTDA., Bogota, 
Colombia; c/o INVERSIONES GEMINIS S.A., Cali, Colombia; c/o INVERSIONES 
HERREBE LTDA., Cali, Colombia; c/o INDUSTRIA AVICOLA PALMASECA S.A., 
Cali, Colombia; c/o COMERCIALIZADORA EXPERTA Y CIA. S. EN C., Bogota, 
Colombia; c/o AGROPECUARIA Y REFORESTADORA HERREBE LTDA., Cali, 
Colombia; Avenida 1B Oeste No. 1-44 apt. 602, Medeira Building, Cali, 
Colombia; c/o CONSTRUCTORA DIMISA LTDA., Cali, Colombia; c/o SOCOVALLE 
LTDA., Cali, Colombia; c/o CONCRETOS CALI S.A., Cali, Colombia; c/o 
COMERCIAL DE NEGOCIOS CLARIDAD Y CIA., Bogota, Colombia; DOB 7 Oct 1953; 
Cedula No. 31143871 (Colombia); Passport AD031302 (Colombia) 
(individual) [SDNT]
HERRERA BUITRAGO, Sulay (a.k.a. BUITRAGO, Sulay), c/o INVERSIONES 
HERREBE LTDA., Cali, Colombia; c/o INDUSTRIA AVICOLA PALMASECA S.A., 
Cali, Colombia; c/o AGROPECUARIA Y REFORESTADORA HERREBE LTDA., Cali, 
Colombia; c/o CONSTRUEXITO S.A., Cali, Colombia; DOB 27 Nov 1967; Cedula 
No. 31176167 (Colombia) (individual) [SDNT]
HERRERA BUITRAGO, William, c/o W. HERRERA Y CIA. S. EN C., Cali, 
Colombia; DOB 29 Nov 1964; Cedula No. 16716887 (Colombia); Passport 
P046550 (Colombia) (individual) [SDNT]
HERRERA CARDONA, Libia Constanza, c/o COPSERVIR LTDA., Bogota, Colombia; 
c/o TRIMARK LTDA., Bogota, Colombia; Cedula No. 66978250 (Colombia) 
(individual) [SDNT]
HERRERA GARCIA, Otto Roberto (a.k.a. VILLAGRAN, Francisco), Guatemala; 
DOB 14 Mar 1965; citizen Guatemala (individual) [SDNTK]
HERRERA INFANTE, Alberto, c/o CONSTRUCTORA DIMISA LTDA., Cali, Colombia; 
c/o INDUSTRIA AVICOLA PALMASECA S.A., Cali, Colombia; DOB 10 Apr 1960; 
Cedula No. 16637518 (Colombia) (individual) [SDNT]
HERRERA RAMIREZ, Giselle, c/o INVERSIONES HERREBE LTDA., Cali, Colombia; 
c/o AGROPECUARIA Y REFORESTADORA HERREBE LTDA., Cali, Colombia; c/o 
INDUSTRIA AVICOLA PALMASECA S.A., Cali, Colombia (individual) [SDNT]
HERRERA RAMIREZ, Linda Nicolle, c/o INDUSTRIA AVICOLA PALMASECA S.A., 
Cali, Colombia (individual) [SDNT]
HERRERA TOBON, Maria Cecilia, c/o LABORATORIOS GENERICOS VETERINARIOS, 
Bogota, Colombia; DOB 25 Nov 1957; Cedula No. 31397821 (Colombia) 
(individual) [SDNT]
HESONG TRADING CORPORATION, Pyongyang, Korea, North [NPWMD]
HEYATUL ULYA, Mogadishu, Somalia [SDGT]
HEYWOOD NAVIGATION CORPORATION, c/o MELFI MARINE CORPORATION S.A., 
Oficina 7, Edificio Senorial, Calle 50, Apartado 31, Panama City 5, 
Panama [CUBA]
HI TECH GROUP (a.k.a. HIGH TECH GROUP; a.k.a. HIGHTECH GROUP; a.k.a. 
HITECH GROUP), Amarat Street No. 31, P.O. Box 44690, Khartoum, Sudan; 
Web site www.htg-sdn.com (Sudan) [SUDAN]
HICOM (a.k.a. HI-COM), Khartoum, Sudan [SUDAN]
HICONSULT (a.k.a. HI-CONSULT), Khartoum, Sudan [SUDAN]
HIELO CRISTAL Y REFRIGERACION LTDA. (a.k.a. CUATRO FRIO), Carrera 8 No. 
32-16, Cali, Colombia; Carrera 44A No. 9C-85, Bogota, Colombia; NIT 
 890303017-5 (Colombia) [SDNT]
HIGHER INSTITUTE OF APPLIED SCIENCE AND TECHNOLOGY (a.k.a. HIAST; a.k.a. 
INSTITUT DES SCIENCES APPLIQUEES ET DE TECHNOLOGIE; a.k.a. INSTITUT 
SUPERIEUR DES SCIENCES APPLIQUEES ET DE TECHNOLOGIE; a.k.a. ISAT; a.k.a. 
ISSAT), P.O. Box 31983, Barzeh, Damascus, Syria [NPWMD]
HIGUERA GUERRERO, Gilberto (a.k.a. ``EL GILILLO''); DOB 14 Apr 1968; 
nationality Mexico (individual) [SDNTK]
HIGUERA GUERRERO, Ismael; DOB 17 Mar 61; POB Mexico (individual) [SDNTK]
HIJAZI, Riad (a.k.a. AL-AMRIKI, Abu-Ahmad; a.k.a. AL-HAWEN, Abu-Ahmad; 
a.k.a. AL-MAGHRIBI, Rashid; a.k.a. AL-SHAHID, Abu-Ahmad; a.k.a. HIJAZI, 
Raed M), Jordan; DOB 1968; POB California, USA; SSN 548-91-5411 (United 
States) (individual) [SDGT]
HILAL, Musa (a.k.a. HILAL, Moussa); DOB circa 1960; POB Kutum, North 
Darfur, Sudan; Sheikh and Paramount Chief of the Jalul Tribe in North 
Darfur (individual) [SUDAN]
HIMMAT, Ali Ghaleb, Via Posero 2, Campione d'Italia CH-6911, 
Switzerland;

[[Page 584]]

DOB 16 Jun 38; POB Damascus, Syria; citizen Switzerland; alt. citizen 
Tunisia (individual) [SDGT]
HIR, Zulkifli Bin Abdul (a.k.a. HIR, Musa Abdul; a.k.a. HIR, Zulkifli 
Abdul; a.k.a. ZULKIFLI, Abdul Hir bin; a.k.a. ZULKIFLI, Bin Abdul Hir; 
a.k.a. ``MUSA ABDUL''); DOB 5 Jan 1966; alt. DOB 5 Oct 1966; POB 
Malaysia (individual) [SDGT]
HI-TECH CHEMICALS, Khartoum, Sudan [SUDAN]
HI-TECH PETROLEUM GROUP, Khartoum, Sudan [SUDAN]
HIZBALLAH (a.k.a. ANSAR ALLAH; a.k.a. FOLLOWERS OF THE PROPHET MUHAMMED; 
a.k.a. ISLAMIC JIHAD; a.k.a. ISLAMIC JIHAD FOR THE LIBERATION OF 
PALESTINE; a.k.a. ISLAMIC JIHAD ORGANIZATION; a.k.a. ORGANIZATION OF 
RIGHT AGAINST WRONG; a.k.a. ORGANIZATION OF THE OPPRESSED ON EARTH; 
a.k.a. PARTY OF GOD; a.k.a. REVOLUTIONARY JUSTICE ORGANIZATION) [SDT] 
[FTO] [SDGT]
HODWALKER MARTINEZ, Martin David (a.k.a. ``TILO''), c/o MARTIN HODWALKER 
M. Y CIA. S. EN C., Barranquilla, Colombia; c/o DESARROLLO GEMMA 
CORPORATION, Panama City, Panama; c/o VERANILLO DIVE CENTER LTDA., 
Barranquilla, Colombia; c/o YAMAHA VERANILLO DISTRIBUIDORES, 
Barranquilla, Colombia; DOB 26 Dec 1968; POB Colombia; Cedula No. 
8534760 (Colombia); Passport AF465508 Colombia (individual) [SDNT]
HOLA SUN HOLIDAYS LIMITED, 146 Beaver Creek Road, Richmond Hill, 
Ontario, L4B 1C2, Canada [CUBA]
HOLGUIN SARRIA, Alvaro, c/o DISTRIBUIDORA DE DROGAS CONDOR LTDA., 
Bogota, Colombia; c/o DISTRIBUIDORA MIGIL LTDA., Cali, Colombia; c/o 
DEPOSITO POPULAR DE DROGAS S.A., Cali, Colombia; c/o DERECHO INTEGRAL Y 
CIA. LTDA., Cali, Colombia; DOB 28 Oct 1946; Cedula No. 14950269 
(Colombia) (individual) [SDNT]
HOLY LAND FOUNDATION FOR RELIEF AND DEVELOPMENT (f.k.a. OCCUPIED LAND 
FUND), P.O. Box 832390, Richardson, TX 75083; Hebron, West Bank; Jenin, 
West Bank; Shurta Street, 'Amira al-Ramuna, 4th Floor, Ramallah, West 
Bank; 525 International Parkway, Suite 509, Richardson, TX 75081; 345 E. 
Railway Avenue, Paterson, NJ 07503; 9250 S. Harlem Avenue, Bridgeview, 
IL; Gaza Strip, undetermined; 12798 Rancho Penasquitos Blvd., Suite F, 
San Diego, CA 92128; US FEIN 95-4227517; and other locations within the 
United States [SDT] [SDGT]
HOOKER TAYLOR, Javier Arnulfo (a.k.a. HOOKER POMARE, Javier), c/o ROCK 
FISH IMPORT EXPORT E.U., San Andres, Colombia; c/o COOPERATIVA DE 
SERVICIO DE TRANSPORTE DE CARGA DE COLOMBIA LTDA., Barranquilla, 
Colombia; DOB 19 Feb 1971; POB San Andres, Colombia; Cedula No. 18001893 
(Colombia) (individual) [SDNT]
HOTEL LA CASCADA S.A. (f.k.a. CENTRO RECREACIONAL LA CASCADA LTDA.), 
Carrera 12 Avenida 25 Esquina, Girardot, Colombia; NIT  
890601336-8 (Colombia) [SDNT]
HOTELES E INMUEBLES DE COLOMBIA LTDA. (a.k.a. HOTINCOL), Calle 74 No. 
53-30, Barranquilla, Colombia; NIT  800013139-3 (Colombia) 
[SDNT]
HOVE, Richard Chemist; DOB 23 Sep 1939; Passport ZD002376 (Zimbabwe); 
Politburo Secretary for Economic Affairs (individual) [ZIMBABWE]
HTOO GROUP OF COMPANIES, 5 Pyay Road, Hlaing Township, Yangon, Burma 
[BURMA]
HTOO TRADING COMPANY LIMITED (a.k.a. HTOO TRADING GROUP COMPANY), 5 Pyay 
Road, Hlaing Township, Yangon, Burma [BURMA]
HTOO WOOD PRODUCTS PTE. LIMITED (a.k.a. HTOO FURNITURE; a.k.a. HTOO 
WOOD; a.k.a. HTOO WOOD PRODUCTS; a.k.a. HTOO WOOD-BASED INDUSTRY), Shwe 
Pyithar T/S, Tangon, Burma; No. 21 Thukha Waddy Road, Yankin T/S, 
Yangon, Burma; 3 Shenton Way,  24-02 Shenton House, Singapore, 
068805, Singapore; 5 Pyay Road, Hlaing Township, Yangon, Burma [BURMA]
HTWE, Aung; DOB 1 Feb 1943; citizen Burma; nationality Burma; 
Lieutenant-General; Chief of Armed Forces Training; Member, State Peace 
and Development Council (individual) [BURMA]
HUBER, Albert Friedrich Armand (a.k.a. HUBER, Ahmed), Mettmenstetten, 
Switzerland; DOB 1927 (individual) [SDGT]
HUERTAS RAMIREZ, Jorge Luis, c/o LABORATORIOS KRESSFOR DE COLOMBIA S.A., 
Bogota, Colombia; c/o REPRESENTACIONES Y DISTRIBUCIONES HUERTAS Y 
ASOCIADOS S.A., Bogota, Colombia; c/o PRODUCTOS GALO Y CIA. LTDA., 
Bogota, Colombia; c/o DECAFARMA S.A., Bogota, Colombia; DOB 2 Apr 1951; 
Cedula No. 19134241 (Colombia); Passport 19134241 (Colombia) 
(individual) [SDNT]
HUNTSLAND (vessel) [CUBA]
HUNTSLAND NAVIGATION CO. LTD., c/o NIPPON CARIBBEAN SHIPPING CO. LTD., 
8th Floor, Tsukiji Hosoda Building, 2-1, Tsukiji 2-chome, Chuo-ku, 
Tokyo, Japan [CUBA]
HUNTSVILLE (vessel) [CUBA]
HUNTSVILLE NAVIGATION CO. LTD., c/o NIPPON CARIBBEAN SHIPPING CO. LTD., 
8th Floor, Tsukiji Hosoda Building, 2-1, Tsukiji 2-chome, Chuo- ku, 
Tokyo, Japan [CUBA]
HURACAN (vessel) [CUBA]

[[Page 585]]

HURTADO ROMERO, Jairo Jose, c/o ARIZONA S.A., Cartago, Colombia; Carrera 
8N No. 17A-12, Cartago, Colombia; c/o MAQUINARIA TECNICA Y TIERRAS 
LTDA., Cali, Colombia; Carrera 42 No. 5B-81, Cali, Colombia; Cedula No. 
13809079 (Colombia); Passport 13809079 (Colombia) (individual) [SDNT]
HUSAYN ALAYWAH, Al-Sayyid Ahmad Fathi; DOB 30 Jul 1964; POB Suez, Egypt; 
nationality Egypt (individual) [SDGT]
HUSSEIN, Mazen Ali (a.k.a. SALAH MUHAMAD, Issa), Schwabisch Hall Prison, 
Germany; Branderstrasse 28, Augsburg 86154, Germany; DOB 1 Jan 1982; 
alt. DOB 1 Jan 1980; POB Baghdad, Iraq; nationality Iraq; Travel 
Document Number A0144378 (Germany) (individual) [SDGT]
HUWAYSH, Abd-al-Tawab Mullah; DOB 1957; alt. DOB 14 Mar 1942; POB Mosul 
or Baghdad, Iraq; nationality Iraq; deputy prime minister; director, 
Organization of Military Industrialization (individual) [IRAQ2]
HYALITE (vessel) [CUBA]
HYDE, Clive Norman (a.k.a. HYDE SR., Clive Norman; a.k.a. ``MR. HYDE''); 
DOB 8 Apr 1956; POB Belize (individual) [SDNT]
HYSENI, Xhemajl; DOB 15 Aug 1958; POB Lojane, Macedonia (individual) 
[BALKANS]
I.P.C. INTERNATIONAL LIMITED, United Kingdom [IRAQ2]
I.P.C. MARKETING LIMITED, United Kingdom [IRAQ2]
IAC INTERNATIONAL INC. (a.k.a. I A C INTERNATIONAL INC.; a.k.a. 
INTERNATIONAL AIRLINE CONSULTING), 8940 NW 24 TERRACE, Miami, FL 33122; 
Business Registration Document  P9800004558 (United States); US 
FEIN 65-0842701 [BPI-SDNTK]
IB OF AMERICA HOLDINGS INC., 811 S. Central Expwy, Ste 210, Richardson, 
TX 75080 [LIBERIA]
IBADAN LTDA., Calle 28 No. 27-18, Tulua, Valle, Colombia; NIT  
800112215-1 (Colombia) [SDNT]
IBANEZ LOPEZ, Raul Alberto, c/o INCOES LTDA., Cali, Colombia; c/o 
INMOBILIARIA U.M.V. S.A., Cali, Colombia; c/o GANADERIAS DEL VALLE S.A., 
Cali, Colombia; c/o DISTRIBUIDORA DE ELEMENTOS PARA LA CONSTRUCCION 
S.A., Cali, Colombia; c/o AGROPECUARIA LA ROBLEDA S.A., Cali, Colombia; 
DOB 11 Apr 1960; Cedula No. 16640123 (Colombia) (individual) [SDNT]
IBRAHIM, Dawood (a.k.a. ANIS, Ibrahim Shaikh Mohd; a.k.a. AZIZ, Abdul 
Hamid Abdul; a.k.a. DILIP, Aziz; a.k.a. EBRAHIM, Dawood; a.k.a. HASAN, 
Shaikh Daud; a.k.a. HASSAN, Dawood; a.k.a. IBRAHIM, Anis; a.k.a. 
IBRAHIM, Dawood Sheik; a.k.a. KASKAR, Dawood Ibrahim; a.k.a. REHMAN, 
Shaikh Ismail Abdul; a.k.a. SABRI, Dawood; a.k.a. SAHEB, Amir; a.k.a. 
SETH, Iqbal), 33-36, Pakmodiya Street, Haji Musafirkhana, Dongri, 
Bombay, India; 617 CP Berar Society, Block 7-8, Karachi, Pakistan; White 
House, Al-Wassal Road, Jumeira, Dubai, United Arab Emirates; House No. 
10, Hill Top Arcade, Defence Housing Authority, Karachi, Pakistan; House 
No. 37, Street 30, Phase V, Defence Housing Authority, Karachi, 
Pakistan; Moin Palace, 2nd Floor, Opp. Abdullah Shah Gazi Dargah, 
Clifton, Karachi, Pakistan; DOB 26 Dec 1955; alt. DOB 31 Dec 1955; POB 
Ratnagiri, Maharashtra, India; citizen India; alt. citizen United Arab 
Emirates; alt. citizen Pakistan; nationality India; Passport F-823692 
(Yemen) issued 02 Sep 1989; alt. Passport G-869537 (Pakistan); alt. 
Passport A-333602 (India) issued 04 Jun 1985; alt. Passport P-537849 
(India) issued 30 Jul 1979; alt. Passport G-866537 (Pakistan) issued 12 
Aug 1991; alt. Passport A-501801 (India) issued 26 Jul 1985; alt. 
Passport A-717288 (United Arab Emirates) issued 18 Aug 1985; alt. 
Passport K-560098 (India) issued 30 Jul 1975; alt. Passport V-57865 
(India) issued 03 Oct 1983; alt. Passport R-841697 (India) issued 26 Nov 
1981; alt. Passport M-110522 (India) issued 13 Nov 1978 (individual) 
[SDGT] [SDNTK]
IBRAHIM, Haji (a.k.a. IBRAHIM, Haji Ehai; a.k.a. KHAN AFRIDI, Haji 
Ibrahim; a.k.a. KHAN, Haji Ibrahim); DOB 28 September 1957; POB Pakistan 
(individual) [SDNTK]
ICDB (a.k.a. ISLAMIC CO-OPERATIVE DEVELOPMENT BANK), P.O. Box 62, 
Khartoum, Sudan [SUDAN]
IDARRAGA ESCANDON, Herned (a.k.a. IDARRAGA ESCANDON, Hernet), c/o 
GRACADAL S.A., Cali, Colombia; c/o DISMERCOOP, Cali, Colombia; Carrera 
25A No. 49-73, Cali, Colombia; DOB 22 Dec 1954; Cedula No. 16595668 
(Colombia) (individual) [SDNT]
IDARRAGA ORTIZ, Jaime, c/o INVERSIONES CAMINO REAL S.A., Cali, Colombia; 
c/o DEPOSITO POPULAR DE DROGAS S.A., Cali, Colombia; c/o DISTRIBUIDORA 
MIGIL LTDA., Cali, Colombia; c/o LABORATORIOS BLAIMAR DE COLOMBIA S.A., 
Bogota, Colombia; c/o INTERAMERICA DE CONSTRUCCIONES S.A., Cali, 
Colombia; c/o BLANCO PHARMA S.A., Bogota, Colombia; c/o DISTRIBUIDORA DE 
DROGAS CONDOR LTDA., Bogota, Colombia; c/o DISTRIBUIDORA DE DROGAS LA 
REBAJA S.A., Bogota, Colombia; c/o FARMATODO S.A., Bogota, Colombia; c/o 
DROGAS LA REBAJA BOGOTA S.A., Bogota, Colombia; c/o LABORATORIOS 
KRESSFOR DE COLOMBIA S.A., Bogota, Colombia; DOB 14 Dec 1941; Cedula No. 
8237011 (Colombia) (individual) [SDNT]
IDARRAGA ORTIZ, Rogelio, c/o CAJA SOLIDARIA, Bogota, Colombia; c/o 
COPSERVIR LTDA., Bogota, Colombia;

[[Page 586]]

DOB 10 Jan 1944; Cedula No. 3417272 (Colombia); Passport 3417272 
(Colombia) (individual) [SDNT]
IDARRAGA RIOS, Andres Felipe, c/o 2000-DODGE S.L., Madrid, Spain; c/o 
2000 DOSE E.U., Cali, Colombia; C Y S MEDIOS E.U., Cali, Colombia; 
Cedula No. 16274109 (Colombia); Passport 16274109 (Colombia) 
(individual) [SDNT]
IDARRAGA RODRIGUEZ, Mauricio, c/o ASPOIR DEL PACIFICO Y CIA. LTDA., 
Cali, Colombia; c/o FUNDASER, Cali, Colombia; DOB 16 Mar 1970; Cedula 
No. 94307887 (Colombia); Passport 94307887 (Colombia) (individual) 
[SDNT]
IKHTIYAR, Hisham (a.k.a. AL IKHTEYAR, Hisham; a.k.a. AL IKHTIYAR, 
Hisham; a.k.a. AL-IKHTIYAR, Hisham; a.k.a. AL-IKHTIYAR, Hisham Ahmad; 
a.k.a. BAKHTIAR, Hisham; a.k.a. BAKHTIYAR, Hisham; a.k.a. ICHTIJAR, 
Hisham; a.k.a. IKHTEYAR, Hisham), Maliki, Damascus, Syria; DOB 1941; 
Major General; Director, Syria Ba'ath Party Regional Command National 
Security Bureau (individual) [SYRIA]
ILOVIN S.A., Avenida 15 No. 123-30, Local 1-13, Bogota, Colombia; NIT 
 800141304-0 (Colombia) [SDNT]
IMPERATORI, Julio A., 20 Ironmonger Lane, London EC2V 8EY, United 
Kingdom; Managing Director, Havana International Bank (individual) 
[CUBA]
IMPORT MAPRI LTDA., Carrera 7 No. 17-01 of. 603, Bogota, Colombia; 
Carrera 16 Bis No. 148-37, Bogota, Colombia; NIT  830079014-4 
(Colombia) [SDNT]
IMPORTADORA Y COMERCIALIZADORA LTDA. (a.k.a. IMCOMER), Avenida 6N y 
Avenida 4 No. 13N-50 of. 1201, Cali, Colombia; NIT  800152058-0 
(Colombia) [SDNT]
IMPRISA, Spain [CUBA]
IMPRISA, S.A., Panama [CUBA]
INCOMMERCE S.A., Calle 13 No. 66-14, Cali, Colombia; NIT  
805023544-4 (Colombia) [SDNT]
INDABURU LUENGAS, Pedro Enrique, c/o COMERCIALIZADORA MOR GAVIRIA S.A., 
Quito, Ecuador; c/o INTERNACIONAL DE PROYECTOS INMOBILIARIOS S.A., 
Quito, Ecuador; c/o COMERCIALIZADORA MORDUR S.A., Quito, Ecuador; DOB 29 
Jun 1948; POB Bogota, Colombia; Cedula No. 19074171 (Colombia); alt. 
Cedula No. 1719011619 (Ecuador); RUC  171901161-9 (Ecuador) 
(individual) [SDNT]
INDIO VITORIO S. DE P.R. DE R.L. DE C.V., Saucillo, Chihuahua, Mexico; 
R.F.C. IVI-030311-1L6 (Mexico) [SDNTK]
INDUSTRIA DE PESCA SOBRE EL PACIFICO S.A (a.k.a. INPESCA S.A.), Av. 
Simon Bolivar Km. 5 El Pinal, Buenaventura, Colombia; Km. 5 El Pinal, 
Buenaventura, Colombia; NIT  890302172-4 (Colombia) [SDNT]
INDUSTRIA MADERERA ARCA LTDA., Calle 11 No. 32-47 Bodega 41 Arroyohondo, 
Cali, Colombia; Calle 32 No. 11-41 Bodega 4 Arroyohondo, Cali, Colombia; 
NIT  800122866-7 (Colombia) [SDNT]
INDUSTRIAL BANK COMPANY FOR TRADE & DEVELOPMENT LIMITED, Khartoum, Sudan 
[SUDAN]
INDUSTRIAL BANK OF SUDAN (N.K.A. EL NILEIN INDUSTRIAL DEVELOPMENT BANK 
GROUP), United Nations Square, P.O. Box 1722, Khartoum, Sudan [SUDAN]
INDUSTRIAL DE GESTION DE NEGOCIOS E.U., Calle 5C No. 41-30, Cali, 
Colombia; NIT  805005946-5 (Colombia) [SDNT]
INDUSTRIAL MINERA Y PECUARIA S.A. (a.k.a. IMPECUA S.A.), Carrera 30 No. 
90-82B La Castellana, Bogota, Colombia; NIT  830000855-1 
(Colombia) [SDNT]
INDUSTRIAL PRODUCTION CORPORATION, P.O. Box 1034, El Gamaa Street, 
Khartoum, Sudan [SUDAN]
INDUSTRIAL RESEARCH AND CONSULTANCY INSTITUTE, P.O. Box 268, Khartoum, 
Sudan [SUDAN]
INDUSTRIAS AGROPECUARIAS DEL VALLE LTDA., Calle 52 No. 28E-30, Cali, 
Colombia; Carrera 50 No. 9B-20 of. 07, Cali, Colombia; NIT  
800068160-5 (Colombia) [SDNT]
INDUSTRIAS AGROPECUARIAS EL EDEN S.A., Higueronal Torti, Darien, Panama 
[SDNT]
INDUSTRIAS DEL ESPIRITU SANTO S.A. (a.k.a. FRUCOSTA; n.k.a. FRUTAS DE LA 
COSTA S.A.), Carretera Oriental Km. 2 Via Barranquilla, Malambo, 
Atlantico, Colombia; NIT  821002015-8 (Colombia) [SDNT]
INGASSANA MINES HILLS CORPORATION (a.k.a. INGESSANA HILLS MINES 
CORPORATION), P.O. Box 2241, Khartoum, Sudan; P.O. Box 1108, Khartoum, 
Sudan [SUDAN]
INMOBILIARIA AURORA LTDA., Carrera 24F Oeste 3-70, Cali, Colombia; 
Avenida Canasgordas con Avenida Guali Casa 35, Cali, Colombia; Carrera 4 
12-41 piso 15, Edificio Seguros Bolivar, Cali, Colombia; Carrera 38A No. 
5E-31, Edificio Conquistadores, Cali, Colombia [SDNT]
INMOBILIARIA BOLIVAR LTDA., Calle 24N No. 6N-21, Cali, Colombia; Calle 
17N No. 6N-28, Cali, Colombia; NIT  890330573-3 (Colombia) 
[SDNT]
INMOBILIARIA DEL CARIBE LTDA., Calle 74 No. 53-30, Barranquilla, 
Colombia; NIT  890108105-1 (Colombia) [SDNT]
INMOBILIARIA EL ESCORIAL LTDA., Carrera 4 No. 12-20 of. 206, Cartago, 
Valle, Colombia; Carrera 5 No. 18-20 Local 12, Cartago, Valle, Colombia; 
NIT  800146869-2 (Colombia) [SDNT]
INMOBILIARIA EL ESCORPION DEL NORTE S.A. DE C.V., Chihuahua, Chihuahua, 
Mexico [SDNTK]
INMOBILIARIA EL PRESON S.A. DE C.V., Chihuahua, Chihuahua, Mexico 
[SDNTK]

[[Page 587]]

INMOBILIARIA ESPARTA S.A. DE C.V., Avenida Negrete 220 Local 2B, Colonia 
Zona Central, Tijuana, Baja California, Mexico; R.F.C.  IES- 
870805 (Mexico) [SDNTK]
INMOBILIARIA ESTADO 29 S.A. DE C.V., Ocampo 1860 4, Colonia Zona 
Central, Tijuana, Baja California, Mexico; Entre Juan Sarabia y Plutarco 
Elias C., Tijuana, Baja California, Mexico; R.F.C.  IEV- 950628 
(Mexico) [SDNTK]
INMOBILIARIA GALES LTDA., Avenida Caracas No. 59-77 of. 201A, 401B y 
405B, Bogota, Colombia; NIT  800061287-1 (Colombia) [SDNT]
INMOBILIARIA HOTELERA DEL CARIBE LTDA. (a.k.a. INHOCAR), Calle 74 No. 
53-30, Barranquilla, Colombia; NIT  800012713-7 (Colombia) 
[SDNT]
INMOBILIARIA IMTASA LTDA., Carrera 3 No. 11-32 of. 939, Cali, Colombia; 
Calle 10 No. 4-47 piso 18, Cali, Colombia; NIT  805012623-0 
(Colombia) [SDNT]
INMOBILIARIA LA PROVINCIA S.A. DE C.V., Cuauhtemoc 6046 3 Libertad, 
Tijuana, Baja California, Mexico; R.F.C.  IPR-931014 (Mexico) 
[SDNTK]
INMOBILIARIA LINARES LTDA., Carrera 4 No. 12-20 of. 206, Cartago, Valle, 
Colombia; NIT  800146860-7 (Colombia) [SDNT]
INMOBILIARIA PASADENA LTDA., Carrera 4 No. 12-20 of. 206, Cartago, 
Valle, Colombia; NIT  800146861-4 (Colombia) [SDNT]
INMOBILIARIA TIJUANA COSTA S.A. DE C.V., Entre Abelardo L. Rodriguez y 
Avenida Del Rio, Tijuana, Baja California, Mexico; Agua Caliente 10440 
9, Colonia Aviacion, Tijuana, Baja California, Mexico; R.F.C.  
ITC-910503 (Mexico) [SDNTK]
INMOBILIARIA U.M.V. S.A., Carrera 83 No. 6-50, Edificio Alqueria, Torre 
C, of. 302, Cali, Colombia [SDNT]
INMOBILIUM INVESTMENT CORP., Avenida Frederico Boyd y Calle 51, Edificio 
Torre Universal, Piso 3, Panama City, Panama; RUC  
4055231267286 (Panama) [SDNT]
INSTITUTO NACIONAL DE TURISMO DE CUBA, Spain [CUBA]
INTERAMERICANA DE CONSTRUCCIONES S.A. (f.k.a. ANDINA DE CONSTRUCCIONES 
S.A.), Calle 12 Norte No. 9N-56, Cali, Colombia; NIT  
800237404-2 (Colombia) [SDNT]
INTERCONSULT, Panama [CUBA]
INTERCONTINENTAL DE AVIACION S.A. (a.k.a. INTER; a.k.a. 
INTERCONTINENTAL), Avenida El Dorado Entrada 2 Int. 6, Bogota, Colombia; 
NIT  860009526-3 (Colombia) [SDNT]
INTERCONTINENTAL DE FINANCIACION AEREA S.A. (a.k.a. INTERFIAR S.A.), 
Avenida El Dorado Entrada 2 Int. 6, Bogota, Colombia; NIT  
800043810-6 (Colombia) [SDNT]
INTERCREDITOS S.A. (a.k.a. INTERCREDITOS BOGOTA; a.k.a. INTERCREDITOS 
CALI), Bogota, Colombia; Avenida Roosevelt No. 38-32, piso 2, Cali, 
Colombia [SDNT]
INTERNACIONAL DE DIVISAS S.A., Centro Comercial Cosmocentro Local 103, 
Cali, Colombia; Transversal 71D No. 26-94 Sur Local 3504, Bogota, 
Colombia; Calle 19 No. 5-48 Local 226, Pereira, Colombia; Carrera 28 No. 
29-06 Local 104, Palmira, Colombia; Calle 10 No. 4-40 of. 312, Cali, 
Colombia; Carrera 52 No. 72-65 Local 106, Barranquilla, Colombia; 
Carrera 22 No. 18-65 Local 28, Manizales, Colombia; NIT  
805013989-5 (Colombia) [SDNT]
INTERNACIONAL DE DIVISAS S.A., LLC, 280 Crandon Blvd., Suite 32-185, 
Miami, FL 33149-1540; Business Registration Document  
L00000003506 (United States); US FEIN 65-0996161 (United States) [SDNT]
INTERNACIONAL DE PROYECTOS INMOBILIARIA IPI S.A. (a.k.a. IPI S.A.), 
Avenida Pedro Vicente Maldonado 744, Edificio Centro Comercial El 
Recreo, Local 24I, Pichincha, Quito, Ecuador; RUC  
1791843436001 (Ecuador) [SDNT]
INTERNATIONAL COBALT CO. INC., Fort Saskatchewan, AB, Canada [CUBA]
INTERNATIONAL FREEZE DRIED S.A. (a.k.a. IFD S.A.), Carrera 92 No. 62-30, 
Bogota, Colombia; NIT  830132968-1 (Colombia) [SDNT]
INTERNATIONAL ISLAMIC RELIEF ORGANIZATION INDONESIA BRANCH OFFICE 
(a.k.a. AL IGATHA AL-ISLAMIYA; a.k.a. EGASSA; a.k.a. HAYAT AL-AGHATHA 
AL-ISLAMIA AL-ALAMIYA; a.k.a. HAYAT AL-'IGATHA; a.k.a. HAYAT AL- IGATHA; 
a.k.a. IGASA; a.k.a. IGASE; a.k.a. IGASSA; a.k.a. IGATHA; a.k.a. 
IGHATHA; a.k.a. IIRO; a.k.a. INTERNATIONAL ISLAMIC AID ORGANIZATION; 
a.k.a. INTERNATIONAL ISLAMIC RELIEF AGENCY; a.k.a. INTERNATIONAL RELIEF 
ORGANIZATION; a.k.a. ISLAMIC RELIEF ORGANIZATION; a.k.a. ISLAMIC 
SALVATION COMMITTEE; a.k.a. ISLAMIC WORLD RELIEF; a.k.a. THE HUMAN 
RELIEF COMMITTEE OF THE MUSLIM WORLD LEAGUE; a.k.a. WORLD ISLAMIC RELIEF 
ORGANIZATION), P.O. Box 3654, Jakarta, Java 54021, Indonesia; Jalan Raya 
Cipinang Jaya No. 90, East Jakarta, Java 13410, Indonesia [SDGT]
INTERNATIONAL ISLAMIC RELIEF ORGANIZATION PHILIPPINES BRANCH OFFICE 
(a.k.a. AL IGATHA AL-ISLAMIYA; a.k.a. EGASSA; a.k.a. HAYAT AL-AGHATHA 
AL-ISLAMIA AL-ALAMIYA; a.k.a. HAYAT AL-'IGATHA; a.k.a. HAYAT AL- IGATHA; 
a.k.a. IGASA; a.k.a. IGASE; a.k.a. IGASSA; a.k.a. IGATHA; a.k.a. 
IGHATHA; a.k.a. IIRO; a.k.a. INTERNATIONAL ISLAMIC AID ORGANIZATION; 
a.k.a. INTERNATIONAL ISLAMIC RELIEF AGENCY; a.k.a. INTERNATIONAL RELIEF 
ORGANIZATION; a.k.a. ISLAMIC RELIEF ORGANIZATION;

[[Page 588]]

a.k.a. ISLAMIC SALVATION COMMITTEE; a.k.a. ISLAMIC WORLD RELIEF; a.k.a. 
THE HUMAN RELIEF COMMITTEE OF THE MUSLIM WORLD LEAGUE; a.k.a. WORLD 
ISLAMIC RELIEF ORGANIZATION), Basilan, Philippines; Cotabato City, 
Philippines; Tawi Tawi, Philippines; Marawi City, Philippines; 201 Heart 
Tower Building, 108 Valero Street, Salcedo Village, Makati City, 
Metropolitan Manila, Philippines; Zamboanga City, Philippines [SDGT]
INTERNATIONAL PACIFIC TRADING, INC., 2858 NW 79 Avenue, Miami, FL 33122; 
Business Registration Document  V16155 (United States); US FEIN 
65-0315268 [BPI-SDNTK]
INTERNATIONAL PETROLEUM, S.A. (a.k.a. IPESCO), Colon Free Zone, Panama 
[CUBA]
INTERNATIONAL SIKH YOUTH FEDERATION (ISYF) [SDGT]
INTERNATIONAL TRANSPORT CORPORATION, Colon Free Zone, Panama [CUBA]
INTERPAL (a.k.a. AL-SANDUQ AL-FILISTINI LIL-IGHATHA; a.k.a. AL-SANDUQ 
AL-FILISTINI LIL-IGHATHA WA AL-TANMIYA; a.k.a. PALESTINE AND LEBANON 
RELIEF FUND; a.k.a. PALESTINE DEVELOPMENT AND RELIEF FUND; a.k.a. 
PALESTINE RELIEF AND DEVELOPMENT FUND; a.k.a. PALESTINE RELIEF FUND; 
a.k.a. PALESTINIAN AID AND SUPPORT FUND; a.k.a. PALESTINIAN RELIEF AND 
DEVELOPMENT FUND; a.k.a. PALESTINIAN RELIEF FUND; a.k.a. PRDF; a.k.a. 
RELIEF AND DEVELOPMENT FUND FOR PALESTINE; a.k.a. WELFARE AND 
DEVELOPMENT FUND FOR PALESTINE; a.k.a. WELFARE AND DEVELOPMENT FUND OF 
PALESTINE), P.O. Box 3333, London NW6 1RW, United Kingdom; Registered 
Charity No. 1040094 [SDGT]
INTERVENTORIA, CONSULTORIA Y ESTUDIOS LIMITADA INGENIEROS ARQUITECTOS 
(a.k.a. INCOES), Avenida 6N No. 13N-50 of. 1209, Cali, Colombia; NIT 
 800144790-0 (Colombia) [SDNT]
INVERSIETE S.A., Carrera 3 No. 11-32 of. 939, Cali, Colombia; NIT 
 800234909-6 (Colombia) [SDNT]
INVERSIONES AGRICOLAS AVICOLAS Y GANADERAS LA CARMELITA LTDA., Carrera 
61 Nos. 11-58 y 11-62, Cali, Colombia; NIT  800052898-1 
(Colombia) [SDNT]
INVERSIONES AGROINDUSTRIALES DEL OCCIDENTE LTDA. (a.k.a. INAGROCCIDENTE 
LTDA.; f.k.a. RENTERIA CAICEDO E HIJAS Y CIA S.C.S.), Calle 114A No. 
11A-40, Apt. 302, Bogota, Colombia; NIT  800107993-1 (Colombia) 
[SDNT]
INVERSIONES AGROPECUARIA ARIZONA LTDA., Calle 82 No. 43-21 Ofc. 1C, 
Barranquilla, Colombia; NIT  802019694-4 (Colombia) [SDNT]
INVERSIONES AGUILA LTDA., Factoria La Rivera, La Union, Valle, Colombia; 
Carrera 14 No. 14-56, La Union, Valle, Colombia; NIT  
891903843-0 (Colombia) [SDNT]
INVERSIONES ARA LTDA., Avenida 4N 6N-67 of. 601, Cali, Colombia; Club El 
Remanso, Jamundi, Colombia; Avenida 6AN 23DN-16 of. 402, Cali, Colombia; 
Avenida 6AN 18-69 1-128, Cali, Colombia [SDNT]
INVERSIONES ARIO LTDA., Carrera 4 No. 12-41 of. 608 y 701, Cali, 
Colombia; NIT  890328888-1 (Colombia) [SDNT]
INVERSIONES BOMBAY S.A. (a.k.a. AGROVETERINARIA EL TORO; a.k.a. 
AGROVETERINARIA EL TORO  2), Transversal 29 No. 39-92, Bogota, 
Colombia; Calle 7 No. 25-69, Cali, Colombia; Calle 12B No. 28-50, 
Bogota, Colombia; Avenida 3 Bis Norte No. 23CN-69, Cali, Colombia; NIT 
 830019226-2 (Colombia) [SDNT]
INVERSIONES BRASILAR S.A. (f.k.a. INVERSIONES RIVERA CAICEDO Y CIA 
S.C.S.; f.k.a. ``INRICA''), Carrera 11 No. 73-44, Ofc. 803, Bogota, 
Colombia; NIT  891305286-2 (Colombia) [SDNT]
INVERSIONES CAPITAL LTDA., Calle 22 Norte No. 9-43, Cali, Colombia; NIT 
 800106082-2 (Colombia) [SDNT]
INVERSIONES CARFENI, S.L., Calle Gran Via 80, 28013 Madrid, Spain [SDNT]
INVERSIONES CLAUPI S.L., Calle Consuegra 3, 28036 Madrid, Madrid, Spain; 
C.I.F. B81684421 (Spain) [SDNT]
INVERSIONES CORPORATIVAS LTDA., Calle 16 Norte No. 9N-41, Cali, 
Colombia; NIT  800203027-2 (Colombia) [SDNT]
INVERSIONES CULZAT GUEVARA Y CIA. S.C.S., Avenida 4A Oeste No. 5-187 
apt. 401, Cali, Colombia; Avenida 7N No. 23N-39, Cali, Colombia; Avenida 
4A Oeste No. 5-107 apt. 401, Cali, Colombia; NIT  860065523-1 
(Colombia) [SDNT]
INVERSIONES DEL PRADO ABDALA SAIEH Y CIA. S.C.A., Calle 77 B No. 57-141, 
Ofc. 901, Barranquilla, Colombia; NIT  890108452-0 (Colombia) 
[SDNT]
INVERSIONES DOBLE CERO E.U., Transversal 29 No. 39-92, Bogota, Colombia; 
NIT  830021696-7 (Colombia) [SDNT]
INVERSIONES EL EDEN S.C.S., Calle 52 No. 28E-30, Cali, Colombia; Calle 5 
No. 22-39 of. 205, Cali, Colombia; NIT  800083195-5 (Colombia) 
[SDNT]
INVERSIONES EL GRAN CRISOL LTDA. (f.k.a. W. HERRERA Y CIA. S. EN C.), 
Carrera 24D Oeste No. 6-237, Cali, Colombia; Avenida 2N 7N-55 of. 501, 
Cali, Colombia; NIT  800001330-2 (Colombia) [SDNT]
INVERSIONES EL MOMENTO S.A., Carrera 49A No.48S-60 Bod. 102, Medellin, 
Colombia; Carrera 49 No. 61Sur-540, Medellin, Colombia; NIT  
811030776-7 (Colombia) [SDNT]
INVERSIONES EL PENON S.A., Avenida 2N, Cali, Colombia [SDNT]
INVERSIONES EPOCA S.A., Calle 15 Norte No. 6N-34 ofc. 404, Cali, 
Colombia; NIT  805012582-7 (Colombia) [SDNT]

[[Page 589]]

INVERSIONES ESPANOLAS FEMCAR S.L., Ronda Manuel Granero 69, piso 4-1, 
28043 Madrid, Madrid, Spain; C.I.F. B82290727 (Spain) [SDNT]
INVERSIONES GEELE LTDA., Calle 17A No. 28A-23, Bogota, Colombia [SDNT]
INVERSIONES GRAME LTDA., Factoria La Rivera, La Union, Valle, Colombia; 
NIT  891903520-7 (Colombia) [SDNT]
INVERSIONES HERREBE LTDA., Avenida 2N No. 7N-55 of. 501, Cali, Colombia; 
Carrera 25 No. 4-65, Cali, Colombia [SDNT]
INVERSIONES HOTELERAS DEL LITORAL LTDA. (a.k.a. INHOTEL), Calle 74 No. 
53-30, Barranquilla, Colombia; NIT  800011604-8 (Colombia) 
[SDNT]
INVERSIONES INMOBILIARIAS VALERIA S.L., Calle Consuegra 3, 28036 Madrid, 
Madrid, Spain; Calle Zurbano 76, 7, Madrid, Madrid, Spain; C.I.F. 
B81681454 (Spain) [SDNT]
INVERSIONES INTEGRAL LTDA., Apartado Aereo 10077, Cali, Colombia; 
Carrera 4 No. 12-41 of. 1403, 1501 Edificio Seguros Bolivar, Cali, 
Colombia; NIT  800092770-9 (Colombia) [SDNT]
INVERSIONES INTEGRAL Y CIA., Calle 16B No. 114-80 Casa 2, Cali, 
Colombia; Carrera 2 Oeste 5-46 apt/of 503, Cali, Colombia [SDNT]
INVERSIONES JAER LTDA., Apartado Aereo 10454, Cali, Colombia; Carrera 1H 
No. 39-42, Cali, Colombia; Carrera 7 No. 34-341 Bodega 7, Cali, 
Colombia; Calle 6A Norte No. 2N-36 of. 436, Cali, Colombia; NIT 
 890332242-1 (Colombia) [SDNT]
INVERSIONES KANTON LTDA., Avenida 10A No. 5E-26 La Rivera, Cucuta, Norte 
de Santander, Colombia; NIT  807000572-9 (Colombia) [SDNT]
INVERSIONES LA QUINTA Y CIA. LTDA., Diagonal 27 No. 27-104, Cali, 
Colombia; Diagonal 29 No. 36-10 of. 801, Cali, Colombia; NIT  
800160387-2 (Colombia) [SDNT]
INVERSIONES LA SEXTA LTDA., Calle 10 No. 4-47 piso 19, Cali, Colombia 
[SDNT]
INVERSIONES LICOM LTDA. (a.k.a. RESTAURANTE ANGUS BRANGUS), Carrera 45 
No. 54-56, Via las Palmas, Medellin, Colombia; Carrera 42 No. 34-15, 
Medellin, Colombia; NIT  811038211-4 (Colombia) [SDNT]
INVERSIONES LOS POSSO LTDA. S.C.S., Factoria La Rivera, La Union, Valle, 
Colombia; NIT  891903760-8 (Colombia) [SDNT]
INVERSIONES LUPAMAR, S.A. (a.k.a. LUPAMAR INVESTMENT COMPANY), Panama 
[CUBA]
INVERSIONES MACARNIC PATINO Y CIA S.C.S., Carrera 8 No. 23-09, Ofc. 903, 
Pereira, Risaralda, Colombia; Calle 19 No. 9-50, Ofc. 505, Pereira, 
Risaralda, Colombia; NIT  816005011-4 (Colombia) [SDNT]
INVERSIONES MONDRAGON Y CIA. S.C.S. (f.k.a. MARIELA DE RODRIGUEZ Y CIA. 
S. EN C.), Calle 12 Norte No. 9N-56/58, Cali, Colombia; NIT  
890328152-1 (Colombia) [SDNT]
INVERSIONES MPS S.A. (f.k.a. EQUIPOS MPS S.A.), Avenida 13 No. 100-12 
Ofc. 302, Bogota, Colombia; NIT  800231392-5 (Colombia) [SDNT]
INVERSIONES NAMOS Y CIA. LTDA., Carrera 54 No. 75-107, Barranquilla, 
Colombia; NIT  800182475-7 (Colombia) [SDNT]
INVERSIONES NUEVO DIA E.U., Calle 86 No. 103C-49, Bogota, Colombia; NIT 
 830020410-3 (Colombia) [SDNT]
INVERSIONES PRADO TRADE CENTER LTDA. (a.k.a. IPRACARIBE), Calle 74 No. 
53-30, Barranquilla, Colombia; NIT  800236713-9 (Colombia) 
[SDNT]
INVERSIONES RODRIGUEZ RAMIREZ Y CIA. S.C.S.S., Calle 10 No. 4-47 piso 
19, Cali, Colombia [SDNT]
INVERSIONES SAMPLA E.U., Calle 86 No. 103C-49, Bogota, Colombia; NIT 
 830020409-5 (Colombia) [SDNT]
INVERSIONES SAN JOSE LTDA., Calle 44 No. 1E-155, Cali, Colombia; Carrera 
7 No. 34-341, Cali, Colombia; Calle 44 No. 1E-135, Cali, Colombia; 
Apartado Aereo 10454, Cali, Colombia; NIT  800079682-5 
(Colombia) [SDNT]
INVERSIONES SANTA CECILIA S.C.S., Factoria La Rivera, La Union, Valle, 
Colombia; NIT  891903795-5 (Colombia) [SDNT]
INVERSIONES SANTA LTDA. (f.k.a. INVERSIONES Y CONSTRUCCIONES SANTA 
LIMITADA), Calle 5 66B-49 piso 3, Cali, Colombia; Carrera 4 12-41 piso 
14, Edificio Seguros Bolivar, Cali, Colombia; Calle 9 No. 46-69 Of. 302, 
Cali, Colombia; Calle 5 Oeste 3A-26 apt/of 103, 301, 404, 502, 503, 
Cali, Colombia; Carrera 2 Oeste 5-46 of 502, Cali, Colombia; Calle 7 
Oeste 25-48, Cali, Colombia; Carrera 4 12-41 piso 15, Edificio Seguros 
Bolivar, Cali, Colombia; Calle 13 3-32 piso 14, Cali, Colombia [SDNT]
INVERSIONES SANTA MONICA LTDA., Factoria La Rivera, La Union, Valle, 
Colombia; NIT  800042933-9 (Colombia) [SDNT]
INVERSIONES SARDI ALZATE S.C.S., Calle 16 Norte No. 9N-41, Cali, 
Colombia; NIT  805009126-0 (Colombia) [SDNT]
INVERSIONES VILLA PAZ S.A., Avenida 2DN No. 24N-76, Cali, Colombia; 
Carrera 61 No. 11-58, Cali, Colombia; Avenida 2CN No. 24N-92, Cali, 
Colombia; Calle 70N No. 14-31, Cali, Colombia; NIT  800091083-2 
(Colombia) [SDNT]
INVERSIONES Y COMERCIALIZADORA INCOM LTDA. (f.k.a. CONSTRUCTORA HENA 
LTDA.), Calle 12 No. 4-63, Cali, Colombia; NIT  890329658-9 
(Colombia) [SDNT]
INVERSIONES Y COMERCIALIZADORA RAMIREZ Y CIA. LTDA., Avenida 4 No. 8N- 
67, Cali, Colombia; Calle 12N No. 9N-58, Cali, Colombia; NIT  
800075600-3 (Colombia) [SDNT]

[[Page 590]]

INVERSIONES Y CONSTRUCCIONES ABC S.A. (f.k.a. INVERSIONES CAMINO REAL 
S.A.), Calle 10 No. 4-47 piso 19, Cali, Colombia; Calle 12 Norte No. 9N-
56/58, Cali, Colombia; NIT  890325389-4 (Colombia) [SDNT]
INVERSIONES Y CONSTRUCCIONES VALLE S.A. (a.k.a. INCOVALLE), Avenida 2N 
No. 7N-55 of. 501, Cali, Colombia [SDNT]
INVERSIONES Y DISTRIBUCIONES A M M LTDA., Calle 5 No. 50-103, Cali, 
Colombia; NIT  800192791-2 (Colombia) [SDNT]
INVERSIONES Y REPRESENTACIONES S.A. (a.k.a. IRSA S.A.), Carrera 43A No. 
16A Sur - 38, Barrio El Poblado, Medellin, Colombia; NIT  
811040270-5 (Colombia) [SDNT]
INVERSIONESASE LTDA., Calle 22D No. 34-55, Bogota, Colombia; NIT 
 800245987-8 (Colombia) [SDNT]
INVESTACAST PRECISION CASTINGS, LTD., 112 City Road, London, United 
Kingdom [IRAQ2]
IPARRAGUIRRE GUENECHEA, Maria Soledad; DOB 25 Apr 1961; POB Escoriaza, 
Guipuzcoa Province, Spain; D.N.I. 16.255.819 (Spain); Member ETA 
(individual) [SDGT]
IRAGORI TORRES, Maria Consuelo (a.k.a. IRAGORRI TORRES, Maria Consuelo), 
c/o INTERNACIONAL DE DIVISAS S.A., Cali, Colombia; c/o OBURSATILES S.A., 
Cali, Colombia; c/o ALERO S.A., Cali, Colombia; c/o VALORCORP S.A., 
Bogota, Colombia; c/o INTERNACIONAL DE DIVISAS S.A., LLC, Miami, FL; c/o 
SEPULVEDA-IRAGORRI LTD., Nassau, Bahamas, The; DOB 26 Apr 1964; Cedula 
No. 31921847 (Colombia); Passport 31921847 (Colombia) (individual) 
[SDNT]
IRAN OVERSEAS INVESTMENT BANK LIMITED (f.k.a. IRAN OVERSEAS INVESTMENT 
CORPORATION LIMITED), 120 Moorgate, London EC2M 6TS, United Kingdom; all 
offices worldwide [IRAN]
IRAQI ALLIED SERVICES LIMITED, United Kingdom [IRAQ2]
IRAQI FREIGHT SERVICES LIMITED, United Kingdom [IRAQ2]
IRAQI TRADE CENTER, Dubai, United Arab Emirates [IRAQ2]
IRBIS AIR COMPANY, UL Furmanova 65, office 317, Almaty 48004, Kazakhstan 
[LIBERIA]
ISAMUDDIN, Nurjaman Riduan (a.k.a. HAMBALI; a.k.a. ISOMUDDIN, Riduan; 
a.k.a. NURJAMAN; a.k.a. NURJAMAN, Encep); DOB 04 Apr 1964; alt. DOB 01 
Apr 1964; POB Cianjur, West Java, Indonesia; nationality Indonesia 
(individual) [SDGT]
ISAZA ARANGO, Ramon Maria; DOB 30 Sep 1940; POB Sonson, Antioquia, 
Colombia; Cedula No. 5812993 (Colombia) (individual) [SDNTK]
ISLAMBOULI, Mohammad Shawqi; DOB 15 Jan 1955; POB Egypt; Passport 304555 
(Egypt); Military Leader of ISLAMIC GAMA'AT (individual) [SDT]
ISLAMIC AFRICAN RELIEF AGENCY (a.k.a. AL-WAKALA AL-ISLAMIYA AL-AFRIKIA 
L'IL-IGHATHA; a.k.a. AL-WAKALA AL-ISLAMIYA L'IL-IGHATHA; a.k.a. IARA; 
a.k.a. ISLAMIC AMERICAN RELIEF AGENCY; a.k.a. ISLAMIC RELIEF AGENCY; 
a.k.a. ISRA), 201 E. Cherry Street, Suite D, Columbia, MO 65205; all 
offices worldwide [SDGT]
ISLAMIC ARMY (a.k.a. AL QAEDA; a.k.a. AL QA'IDA; a.k.a. AL QAIDA; a.k.a. 
AL-JIHAD; a.k.a. EGYPTIAN AL-JIHAD; a.k.a. EGYPTIAN ISLAMIC JIHAD; 
a.k.a. INTERNATIONAL FRONT FOR FIGHTING JEWS AND CRUSADES; a.k.a. 
ISLAMIC ARMY FOR THE LIBERATION OF HOLY SITES; a.k.a. ISLAMIC SALVATION 
FOUNDATION; a.k.a. NEW JIHAD; a.k.a. ``THE BASE''; a.k.a. THE GROUP FOR 
THE PRESERVATION OF THE HOLY SITES; a.k.a. THE ISLAMIC ARMY FOR THE 
LIBERATION OF THE HOLY PLACES; a.k.a. THE JIHAD GROUP; a.k.a. THE WORLD 
ISLAMIC FRONT FOR JIHAD AGAINST JEWS AND CRUSADERS; a.k.a. USAMA BIN 
LADEN NETWORK; a.k.a. USAMA BIN LADEN ORGANIZATION) [FTO] [SDGT] [SDT]
ISLAMIC ARMY OF ADEN [SDGT]
ISLAMIC JIHAD GROUP (IJG) (a.k.a. AL-DJIHAD AL-ISLAMI; a.k.a. DZHAMAAT 
MODZHAKHEDOV; a.k.a. ISLAMIC JIHAD GROUP OF UZBEKISTAN; a.k.a. JAMA'AT 
AL-JIHAD; a.k.a. JAMIAT AL-JIHAD AL-ISLAMI; a.k.a. JAMIYAT; a.k.a. THE 
JAMAAT MOJAHEDIN; a.k.a. THE KAZAKH JAMA'AT; a.k.a. THE LIBYAN SOCIETY) 
[FTO] [SDGT]
ISLAMIC MOVEMENT OF UZBEKISTAN (a.k.a. IMU) [FTO] [SDGT]
ISLAMIC RESISTANCE SUPPORT ORGANIZATION (a.k.a. HAYAT AL-DAM LIL- 
MUQAWAMA AL-ISLAMIYA; a.k.a. ISLAMIC RESISTANCE SUPPORT ASSOCIATION), 
Beirut, Lebanon [SDGT]
ISLAMIC REVOLUTIONARY GUARD CORPS (a.k.a. AGIR; a.k.a. IRANIAN 
REVOLUTIONARY GUARD CORPS; a.k.a. IRG; a.k.a. IRGC; a.k.a. ISLAMIC 
REVOLUTIONARY CORPS; a.k.a. PASDARAN; a.k.a. PASDARAN-E ENGHELAB-E 
ISLAMI; a.k.a. PASDARAN-E INQILAB; a.k.a. REVOLUTIONARY GUARD; a.k.a. 
REVOLUTIONARY GUARDS; a.k.a. SEPAH; a.k.a. SEPAH PASDARAN; a.k.a. SEPAH-
E PASDARAN-E ENQELAB-E ESLAMI; a.k.a. THE ARMY OF THE GUARDIANS OF THE 
ISLAMIC REVOLUTION; a.k.a. THE IRANIAN REVOLUTIONARY GUARDS), Tehran, 
Iran [NPWMD]
ISLAMIC REVOLUTIONARY GUARD CORPS (IRGC)-QODS FORCE (a.k.a. PASDARAN-E 
ENGHELAB-E ISLAMI (PASDARAN); a.k.a. SEPAH-E QODS (JERUSALEM FORCE)) 
[SDGT]

[[Page 591]]

IVANOVIC, Milan; DOB 5 Feb 1955 (individual) [BALKANS]
IZQUIERDO OREJUELA, Patricia Constanza, c/o LABORATORIOS KRESSFOR DE 
COLOMBIA S.A., Bogota, Colombia; DOB 15 Sep 1951; Cedula No. 41594424 
(Colombia) (individual) [SDNT]
IZQUIERDO QUINTERO, Rosalino, c/o INVERSIONES INVERVALLE S.A., Cali, 
Colombia; DOB 4 Oct 1956; Cedula No. 70111037 (Colombia) (individual) 
[SDNT]
IZTUETA BARANDICA, Enrique; DOB 30 Jul 1955; POB Santurce (Vizcaya 
Province), Spain; D.N.I. 14.929.950; member ETA (individual) [SDGT]
IZZ-AL-DIN, Hasan (a.k.a. GARBAYA, AHMED; a.k.a. SA-ID; a.k.a. SALWWAN, 
Samir), Lebanon; DOB 1963; POB Lebanon; citizen Lebanon (individual) 
[SDGT]
IZZAT, Dieman Abdulkadir (a.k.a. AL-JABBARI, Deiman Alhasenben Ali), 
Fuerther Street 335, Nuremberg, Germany; Nuremberg Prison, Germany; 
Adolf-Braun Street 6, Nuremberg 90429, Germany; DOB 4 Jul 1965; POB 
Kirkuk, Iraq; nationality Iraq; Travel Document Number A0141062 
(Germany) (individual) [SDGT]
J. FREDDY MAFLA Y CIA. S.C.S., Carrera 4 No. 11-45 Ofc. 503, Cali, 
Colombia; NIT  800020482-4 (Colombia) [SDNT]
J.A.J. BARBOSA Y CIA. S.C.S. (f.k.a. COMERCIO GLOBAL Y CIA. S.C.S.), 
Calle 15 Norte No. 6N-34 ofc. 404, Cali, Colombia; NIT  
800214437-6 (Colombia) [SDNT]
JAAR JACIR, Armando Jacobo (a.k.a. JAAR JASSIR, Armando Jacobo), c/o 
JACARIA FLORIDA, INC., Miami, FL; Calle 72 No. 65-56, Barranquilla, 
Colombia; c/o ALMACAES S.A., Bogota, Colombia; c/o BLACKMORE INVESTMENTS 
A.V.V., Oranjestad, Aruba; c/o ARMANDO JAAR Y CIA. S.C.S., Barranquilla, 
Colombia; c/o ILOVIN S.A., Bogota, Colombia; Calle 81 No. 57-56, 
Barranquilla, Colombia; c/o CORPORACION DE ALMACENES POR DEPARTAMENTOS 
S.A., Bogota, Colombia; c/o G.L.G. S.A., Bogota, Colombia; Calle 118 No. 
19-38, Bogota, Colombia; c/o RAMAL S.A., Bogota, Colombia; DOB 20 Jan 
1947; POB Barranquilla, Colombia; Cedula No. 7432263 (Colombia); 
Passport P015313 (Colombia) (individual) [SDNT]
JAAR JASSIR, Ricardo (a.k.a. JAAR JACIR, Ricardo), c/o CONFECCIONES LORD 
S.A., Barranquilla, Atlantico, Colombia; c/o ALMACAES S.A., Bogota, 
Colombia; c/o CORPORACION DE ALMACENES POR DEPARTAMENTOS S.A., Bogota, 
Colombia; c/o G.L.G. S.A., Bogota, Colombia; c/o ILOVIN S.A., Bogota, 
Colombia; c/o RAMAL S.A., Bogota, Colombia; c/o JACARIA FLORIDA, INC., 
Miami, FL; c/o GIMBER INVESTING CORPORATION, Virgin Islands, British; 
DOB 29 Sep 1940; POB Barranquilla, Colombia; citizen Colombia; Cedula 
No. 3714973 (Colombia); Passport AF665413 (Colombia) (individual) [SDNT]
JABRIL, Ahmad (a.k.a. JIBRIL, Ahmad); DOB 1938; POB Ramleh, Israel; 
Secretary General of POPULAR FRONT FOR THE LIBERATION OF PALESTINE--
GENERAL COMMAND (individual) [SDT]
JACARIA FLORIDA, INC., 1149 SW 27th Avenue Suite 203, Miami, FL 33135; 
9400 South Dadeland Boulevard Suite 601, Miami, FL 33156; US FEIN 
592804133 (United States) [SDNT]
JAIMES RIVERA, Jose Isidro, c/o CONSULTORIA EMPRESARIAL ESPECIALIZADA 
LTDA., Cali, Colombia; c/o INVERSIONES GEMINIS S.A., Cali, Colombia; c/o 
INMOBILIARIA U.M.V. S.A., Cali, Colombia; c/o CONCRETOS CALI S.A., Cali, 
Colombia; c/o INVERSIONES BETANIA LTDA., Cali, Colombia; c/o 
CONSTRUCTORA DIMISA LTDA., Cali, Colombia; c/o GANADERIAS DEL VALLE 
S.A., Cali, Colombia; c/o ADMINISTRACION INMOBILIARIA BOLIVAR S.A., 
Cali, Colombia; c/o SOCOVALLE LTDA., Cali, Colombia; c/o INDUSTRIA DE 
CARNES LTDA., Pereira, Colombia; c/o COMERCIALIZADORA INTERNACIONAL 
VALLE DE ORO S.A., Cali, Colombia; c/o INVERSIONES EL PENON S.A., Cali, 
Colombia; DOB 7 Nov 1949; Cedula No. 10090006 (Colombia) (individual) 
[SDNT]
JAISH-I-MOHAMMED (a.k.a. ARMY OF MOHAMMED; a.k.a. JAISH-E-MOHAMMED; 
a.k.a. KHUDAMUL ISLAM; a.k.a. KHUDDAM-UL-ISLAM; a.k.a. KUDDAM E ISLAMI; 
a.k.a. MOHAMMED'S ARMY; a.k.a. TEHRIK UL-FURQAAN), Pakistan [FTO] [SDGT]
JAKSIC, Marko; DOB 1954; POB Mitrovica, Serbia and Montenegro 
(individual) [BALKANS]
JAKUPI, Avdyl; DOB 20 Apr 1974; POB Stimlje, Kosovo, Serbia (individual) 
[BALKANS]
JAMARO CONSTRUCTORES S.A. DE C.V., Culiacan, Sinaloa, Mexico [SDNTK]
JAM'AT AL TAWHID WA'AL-JIHAD (a.k.a. AL-QAIDA GROUP OF JIHAD IN IRAQ; 
a.k.a. AL-QAIDA GROUP OF JIHAD IN THE LAND OF THE TWO RIVERS; a.k.a. AL-
QAIDA IN IRAQ; a.k.a. AL-QAIDA IN MESOPOTAMIA; a.k.a. AL-QAIDA IN THE 
LAND OF THE TWO RIVERS; a.k.a. AL-QAIDA OF JIHAD IN IRAQ; a.k.a. AL-
QAIDA OF JIHAD ORGANIZATION IN THE LAND OF THE TWO RIVERS; a.k.a. AL-
QAIDA OF THE JIHAD IN THE LAND OF THE TWO RIVERS; a.k.a. AL-TAWHID; 
a.k.a. AL-ZARQAWI NETWORK; a.k.a. TANZEEM QA'IDAT AL JIHAD/BILAD AL 
RAAFIDAINI; a.k.a. TANZIM QA'IDAT AL-JIHAD FI BILAD AL-RAFIDAYN; a.k.a. 
THE MONOTHEISM AND JIHAD GROUP; a.k.a. THE ORGANIZATION BASE OF JIHAD/
COUNTRY OF THE TWO RIVERS; a.k.a. THE ORGANIZATION

[[Page 592]]

BASE OF JIHAD/MESOPOTAMIA; a.k.a. THE ORGANIZATION OF AL-JIHAD'S BASE IN 
IRAQ; a.k.a. THE ORGANIZATION OF AL-JIHAD'S BASE IN THE LAND OF THE TWO 
RIVERS; a.k.a. THE ORGANIZATION OF AL-JIHAD'S BASE OF OPERATIONS IN 
IRAQ; a.k.a. THE ORGANIZATION OF AL-JIHAD'S BASE OF OPERATIONS IN THE 
LAND OF THE TWO RIVERS; a.k.a. THE ORGANIZATION OF JIHAD'S BASE IN THE 
COUNTRY OF THE TWO RIVERS) [FTO] [SDGT]
JAMCE INVESTMENTS LTD., Georgetown, Grand Cayman, Cayman Islands; C.R. 
No. 93989 (Cayman Islands) [SDNT]
JAMI JAMI (a.k.a. JAMA' JAMA'; a.k.a. JAMEA, Jamea Kamil; a.k.a. JAM'I 
JAM'I); DOB 16 Jun 1954; POB Jablah, Zama, Syria; Brigadier General 
(individual) [SYRIA]
JAMIL GEORGES, Fahd (a.k.a. JAMIL GEORGES, Fuad; a.k.a. YAMIL GEORGES, 
Fahd; a.k.a. ``EL PADRINO''; a.k.a. ``TURCO''), Pedro Juan Caballero, 
Amambay, Paraguay; Ponta Pora, Mato Grosso do Sul, Brazil; DOB 7 Jun 
1941; citizen Brazil; nationality Lebanon; Cedula No. RG-013147 (Brazil) 
(individual) [SDNTK]
JAMMALI, Imed Ben Bechir Ben Hamda, via Dubini, n. 3, Gallarate, Varese, 
Italy; DOB 25 Jan 1968; POB Menzel Temine, Tunisia; nationality Tunisia; 
Italian Fiscal Code JMMMDI68A25Z352D; Passport K693812 issued 23 Apr 
1999 expires 22 Apr 2004; Currently in jail in Tunisia (individual) 
[SDGT]
JAM'YAH TA'AWUN AL-ISLAMIA (a.k.a. JAM'IYAT AL TA'AWUN AL ISLAMIYYA; 
a.k.a. JIT; a.k.a. SOCIETY OF ISLAMIC COOPERATION), Qandahar City, 
Afghanistan [SDGT]
JANJALANI, Khadafi Abubakar (a.k.a. ABU MUKTAR; a.k.a. JANJALANI, 
Khadafy; a.k.a. JANJALANI, Khaddafy Abubakar); DOB 3 Mar 1975; POB 
Isabela, Basilan, Philippines; nationality Philippines (individual) 
[SDGT]
JANKOVIC, Gojko; DOB 31 Oct 1954; POB Foca, Bosnia-Herzegovina; ICTY 
indictee at large; sub-commander of the military police in Foca 
(individual) [BALKANS]
JANPRAPAPORN, Arin (a.k.a. CHANTARAPRAPAPORN, Arin; a.k.a. 
CHANTHRAPRAPHAPHON, Amarin; a.k.a. CHANTHRAPRAPHAPHON, Arin; a.k.a. 
CHANTRAPRAPAPORN, Arrin; a.k.a. CHATARAPRAPAPORN, Arin), c/o BANGKOK 
ARTI-FLORA DESIGN LIMITED PARTNERSHIP, Bangkok, Thailand; c/o BANGKOK 
SILK FLOWER COMPANY LTD., Bangkok, Thailand; DOB 5 May 1954; Passport 
M93116 (Thailand) (individual) [SDNTK]
JARACO S.A. (a.k.a. SOKTAR; a.k.a. TRADACO S.A.), 45 Route de Frontenex, 
CH-1207 Geneva, Switzerland [IRAQ2]
JARAMILLO ARIAS, Gustavo Alfonso, c/o FARMATEL E.U., Bogota, Colombia; 
Cedula No. 16601998 (Colombia); Passport 16601998 (Colombia) 
(individual) [SDNT]
JARAMILLO ARIAS, Juan Guillermo, c/o PROVIDA E.U., Cali, Colombia; DOB 6 
Dec 1959; Cedula No. 16634644 (Colombia); Passport 16634644 (Colombia) 
(individual) [SDNT]
JARAMILLO FRANCO, Harvy, c/o DISMERCOOP, Cali, Colombia; DOB 10 Aug 
1965; Cedula No. 16711189 (Colombia) (individual) [SDNT]
JARAMILLO V., Leticia Eugenia, c/o TRIMARK LTDA., Bogota, Colombia; 
Cedula No. 43040333 (Colombia) (individual) [SDNT]
JAROMO INVERSIONES S.L., Calle Florencio Castillo 8, portal 7, piso 2-
21, 28043 Madrid, Madrid, Spain; C.I.F. B81784548 (Spain) [SDNT]
JARRAYA, Khalil (a.k.a. JARRAYA, Khalil Ben Ahmed Ben Mohamed; a.k.a. 
``ABDEL' AZIZ BEN NARVAN''; a.k.a. ``AMR''; a.k.a. ``AMRO''; a.k.a. 
``AMROU''; a.k.a. ``BEN NARVAN ABDEL AZIZ''; a.k.a. ``KHALIL YARRAYA''; 
a.k.a. ``OMAR''), Via Bellaria n.10, Bologna, Italy; Via Lazio n.3, 
Bologna, Italy; DOB 8 Feb 1969; alt. DOB 15 Aug 1970; POB Sfax, Tunisia; 
alt. POB Sreka, ex-Yugoslavia; nationality Tunisia; alt. nationality 
Bosnia and Herzegovina; Passport K989895 (Tunisia) issued 26 Jul 1995 
expires 25 Jul 2000 (individual) [SDGT]
JARRAYA, Mounir Ben Habib (a.k.a. JARRAYA, Mounir Ben Habib Ben Al- 
Taher; a.k.a. ``YARRAYA''), Via Mirasole n.11, Bologna, Italy; Via 
Ariosto n.8, Casalecchio di Reno (Bologna), Italy; DOB 25 Oct 1963; POB 
Sfax, Tunisia; nationality Tunisia; Passport L 065947 issued 28 Oct 1995 
expires 27 Oct 2000 (individual) [SDGT]
JASIM, Latif Nusayyif (a.k.a. JASSEM, Latif Nassif), Baghdad, Iraq; DOB 
1941; Former Minister of Labor and Social Affairs (individual) [IRAQ2]
JEHOVA LTDA., Calle 28 No. 27-18, Tulua, Valle, Colombia; NIT  
800112196-8 (Colombia) [SDNT]
JELASSI, Riadh Ben Belkassem Ben Mohamed; DOB 15 Dec 1970; POB Al- 
Mohamedia, Tunisia; nationality Tunisia; Passport L276046 issued 1 Jul 
1996 expires 30 Jun 2001 (individual) [SDGT]
JELAVIC, Ante; DOB 21 Oct 1963; POB Potprolog, Croatia (individual) 
[BALKANS]
JELISIC, Goran; DOB 7 Jun 1968; POB Bijeljina, Bosnia-Herzegovina; ICTY 
indictee (individual) [BALKANS]
JEMAA ISLAMIYAH (JI) (a.k.a. JEMAA ISLAMIYA; a.k.a. JEMA'A ISLAMIYAH; 
a.k.a. JEMAA ISLAMIYYA; a.k.a. JEMA'A ISLAMIYYA; a.k.a. JEMAA 
ISLAMIYYAH; a.k.a. JEMA'A ISLAMIYYAH; a.k.a. JEMAAH

[[Page 593]]

ISLAMIAH; a.k.a. JEMA'AH ISLAMIYAH; a.k.a. JEMAAH ISLAMIYAH; a.k.a. 
JEMA'AH ISLAMIYYAH; a.k.a. JEMAAH ISLAMIYYAH); founded by Abdullah 
Sungkar [FTO] [SDGT]
JENDOUBI, Faouzi Ben Mohamed Ben Ahmed (a.k.a. ``SAID''; a.k.a. 
``SAMIR''), Via di Saliceto n.51/9, Bologna, Italy; Via Agucchi n.250, 
Bologna, Italy; DOB 30 Jan 1966; POB Beja, Tunisia; nationality Tunisia; 
Passport K459698 issued 6 Mar 1999 expires 5 Mar 2004 (individual) 
[SDGT]
JIHAD AL-BINA (a.k.a. CONSTRUCTION FOR THE SAKE OF THE HOLY STRUGGLE; 
a.k.a. CONSTRUCTION JIHAD; a.k.a. HOLY CONSTRUCTION FOUNDATION; a.k.a. 
JIHAD AL BINAA; a.k.a. JIHAD CONSTRUCTION; a.k.a. JIHAD CONSTRUCTION 
FOUNDATION; a.k.a. JIHAD CONSTRUCTION INSTITUTION; a.k.a. JIHAD-AL- 
BINAA ASSOCIATION; a.k.a. JIHADU-I-BINAA; a.k.a. STRUGGLE FOR 
RECONSTRUCTION), Bekaa Valley, Lebanon; Southern Lebanon, Lebanon; 
Beirut, Lebanon [SDGT]
JIM'ALE, Ahmed Nur Ali (a.k.a. JIMALE, Ahmad Ali; a.k.a. JIM'ALE, Ahmad 
Nur Ali; a.k.a. JUMALE, Ahmed Nur; a.k.a. JUMALI, Ahmed Ali), P.O. Box 
3312, Dubai, United Arab Emirates; Mogadishu, Somalia (individual) 
[SDGT]
JIMENEZ BEDOYA, Maria Adriana, Carrera 4 No. 12-20 of. 206, Cartago, 
Valle, Colombia; c/o INMOBILIARIA PASADENA LTDA., Cartago, Valle, 
Colombia; c/o ORGANIZACION LUIS HERNANDO GOMEZ BUSTAMANTE Y CIA. S.C.S., 
Cartago, Valle, Colombia; DOB 13 Apr 1971; Cedula No. 31417388 
(Colombia); Passport 31417388 (Colombia) (individual) [SDNT]
JIMENEZ CARDENAS, Amparo, c/o COOPERATIVA MERCANTIL DEL SUR LTDA., 
Pasto, Colombia; Cedula No. 30726230 (Colombia); Passport 30726230 
(Colombia) (individual) [SDNT]
JIMENEZ GONZALEZ, Gustavo, c/o MEGAPHARMA LTDA., Bogota, Colombia; c/o 
COPSERVIR LTDA., Bogota, Colombia; Carrera 95A No. 138-58 Int. 30-101, 
Bogota, Colombia; c/o CAJA SOLIDARIA, Bogota, Colombia; DOB 6 Jul 1969; 
Cedula No. 12138123 (Colombia) (individual) [SDNT]
JIMENEZ MARIN, William Edison, c/o CODISA, Bogota, Colombia; c/o 
LABORATORIOS KRESSFOR DE COLOMBIA S.A., Bogota, Colombia; c/o ESPIBENA 
S.A., Quito, Ecuador; Cedula No. 19415821 (Colombia); Passport 19415821 
(Colombia); RUC  1720269099 (Ecuador) (individual) [SDNT]
JIMENEZ NARANJO, Carlos Mario (a.k.a. ``MACACO''), Calle 10C No. 25-45, 
Medellin, Colombia; DOB 26 Feb 1966; POB Envigado, Antioquia, Colombia; 
Cedula No. 71671990 (Colombia); Passport AH521672 (Colombia); alt. 
Passport AE915378 (Colombia) (individual) [SDNT]
JIMENEZ NARANJO, Roberto, c/o CASA DEL GANADERO S.A., Medellin, 
Colombia; c/o TEJAR LA MOJOSA S.A., Caucasia, Antioquia, Colombia; DOB 
18 Apr 1963; Cedula No. 18502967 (Colombia) (individual) [SDNT]
JIMENEZ PEREZ, Jose Julian Bruno, c/o INMOBILIARIA LA PROVINCIA S.A. DE 
C.V., Tijuana, Baja California, Mexico; Avenida Independencia, Colonia 
Zona Urbana Rio Tijuana, Tijuana, Baja California, Mexico; c/o 
INMOBILIARIA ESTADO 29 S.A. DE C.V., Tijuana, Baja California, Mexico; 
Calle Rio Bravo, Colonia Revolucion, Tijuana, Baja California, Mexico; 
DOB 19 Jun 1961; POB Ensenada, Baja California, Mexico; C.U.R.P. 
 JIPJ610619HBCMRL07 (Mexico) (individual) [SDNTK]
JIMENEZ, Isabel Cristina, c/o CONTACTEL COMUNICACIONES S.A., Cali, 
Colombia; c/o INVERSIONES Y CONSTRUCCIONES ATLAS LTDA, Cali, Colombia; 
c/o COMERCIALIZADORA INTERTEL S.A., Cali, Colombia; DOB 1 Jan 1973; 
Cedula No. 66852533 (Colombia); Passport 66852533 (Colombia) 
(individual) [SDNT]
JIMINEZ SOLER, Gillermo, Panama (individual) [CUBA]
JOBE, Baba; nationality Gambia, The; Director, Gambia New Millenium Air 
Company; Member of Parliament of Gambia (individual) [LIBERIA]
JOKIC, Dragan; DOB 20 Aug 1957; POB Grbavci, Bosnia-Herzegovina; ICTY 
indictee (individual) [BALKANS]
JOKIC, Miodrag; DOB 1935; POB Mionica, Serbia and Montenegro; ICTY 
indictee (individual) [BALKANS]
JOKONYA, Tichaona Joseph Benjamin, Samaita Mutasa Farm, Beatrice, 
Zimbabwe; DOB 27 Dec 1938; Passport D001289 (Zimbabwe); alt. Passport 
AD000797 (Zimbabwe); alt. Passport ZD002261 (Zimbabwe); Minister of 
Information and Publicity (individual) [ZIMBABWE]
JOMAGA DE COSTA RICA S.A. (a.k.a. INTERFARMA S.A.), 200 Norte y 25 Oeste 
del Restaurante Tierra Colombiana, San Francisco de Dos Rios, San Jose, 
Costa Rica; Numero Judicial  3-101-76327 (Costa Rica) [SDNT]
JON, Hana Paul, 19 Tudor House, Windsor Way, Brook Green, London, United 
Kingdom (individual) [IRAQ2]
JONGWE PRINTING AND PUBLISHING COMPANY (a.k.a. JONGWE PRINTING & 
PUBLISHING COMPANY (PVT) LTD; a.k.a. JONGWE PRINTING AND PUBLISHING CO), 
14 Austin Road, Coventry Road, Workington, Harare, Zimbabwe; Po Box 
5988, Harare, Zimbabwe [ZIMBABWE]
JOSAFAT S.A., Calle 28 No. 27-18, Tulua, Valle, Colombia; NIT  
800112217-4 (Colombia) [SDNT]

[[Page 594]]

JOSIPOVIC, Drago; DOB 14 Feb 1955; POB Santici, Bosnia-Herzegovina; ICTY 
indictee (individual) [BALKANS]
JUBA DUTY FREE SHOP, Juba, Sudan [SUDAN]
JULAIDAN, Wa'el Hamza Abd Al-Fatah (a.k.a. ``ABU AL-HASAN AL MADANI''; 
a.k.a. JALADIN, Wa'el Hamza; a.k.a. JALADIN, Wa'il Hamza; a.k.a. 
JALAIDAN, Wa'el Hamza; a.k.a. JALAIDAN, Wa'il Hamza; a.k.a. JILDAN, Wail 
H.A.; a.k.a. JULAIDAN, Wa'il Hamza; a.k.a. JULAYDAN, Wa'el Hamza; a.k.a. 
JULAYDAN, Wa'il Hamza); DOB 22 Jan 1958; alt. DOB 20 Jan 1958; POB Al-
Madinah, Saudi Arabia; nationality Saudi Arabia; Passport A-992535 
(Saudi Arabia); alt. Passport B 524420 issued 15 Jul 1998 expires 22 May 
2003 (individual) [SDGT]
JULKIPLI SALIM Y SALAMUDDIN (a.k.a. JULKIPLI, Salim; a.k.a. KIPLI, 
Sali); DOB 20 Jun 1976; POB Tulay, Jolo Sulu, Philippines (individual) 
[SDGT]
JUME'AN, George, P.O. Box 1318, Amman, Jordan (individual) [IRAQ2]
JUNTARAPRAPORN, Aping (a.k.a. CHANTARAPRAPAPORN, Apinya; a.k.a. 
CHANTHRAPRAPHAPHON, Aphinya; a.k.a. CHANTRAPRAPAPORN, Apinya; a.k.a. 
CHATARAPRAPAPORN, Apinya), c/o BANGKOK ARTI-FLORA DESIGN LIMITED 
PARTNERSHIP, Bangkok, Thailand; c/o BANGKOK SILK FLOWER COMPANY LTD., 
Bangkok, Thailand; DOB 14 Jan 1955 (individual) [SDNTK]
JURADO CARDONA, Diego Maria, c/o FARMALIDER S.A., Cali, Colombia; c/o 
MACROFARMA S.A., Pereira, Colombia; Cedula No. 7526942 (Colombia); 
Passport 7526942 (Colombia) (individual) [SDNT]
JUVENAL VELANDIA, Jose (a.k.a. MUNOZ ORTIZ, Manuel Jesus; a.k.a. ``IVAN 
RIOS''); DOB 19 Dec 1961; POB San Francisco, Putumayo, Colombia; Cedula 
No. 71613902 (Colombia) (individual) [SDNTK]
JYG ASESORES LTDA., Carrera 32 No. 25-71, Bogota, Colombia; NIT 
 830120367-3 (Colombia) [SDNT]
K. P. TO JEANS WEAR S. DE H., Calle 78 No. 53-70 Local 218, 
Barranquilla, Colombia; NIT  800211718-7 (Colombia) [SDNT]
KAHANE CHAI (a.k.a. AMERICAN FRIENDS OF THE UNITED YESHIVA; a.k.a. 
AMERICAN FRIENDS OF YESHIVAT RAV MEIR; a.k.a. COMMITTEE FOR THE SAFETY 
OF THE ROADS; a.k.a. DIKUY BOGDIM; a.k.a. DOV; a.k.a. FOREFRONT OF THE 
IDEA; a.k.a. FRIENDS OF THE JEWISH IDEA YESHIVA; a.k.a. JEWISH IDEA 
YESHIVA; a.k.a. JEWISH LEGION; a.k.a. JUDEA POLICE; a.k.a. JUDEAN 
CONGRESS; a.k.a. KACH; a.k.a. KAHANE; a.k.a. KAHANE LIVES; a.k.a. KAHANE 
TZADAK; a.k.a. KAHANE.ORG; a.k.a. KAHANETZADAK.COM; a.k.a. KFAR TAPUAH 
FUND; a.k.a. KOACH; a.k.a. MEIR'S YOUTH; a.k.a. NEW KACH MOVEMENT; 
a.k.a. NEWKACH.ORG; a.k.a. NO'AR MEIR; a.k.a. REPRESSION OF TRAITORS; 
a.k.a. STATE OF JUDEA; a.k.a. SWORD OF DAVID; a.k.a. THE COMMITTEE 
AGAINST RACISM AND DISCRIMINATION (CARD); a.k.a. THE HATIKVA JEWISH 
IDENTITY CENTER; a.k.a. THE INTERNATIONAL KAHANE MOVEMENT; a.k.a. THE 
JEWISH IDEA YESHIVA; a.k.a. THE JUDEAN LEGION; a.k.a. THE JUDEAN VOICE; 
a.k.a. THE QOMEMIYUT MOVEMENT; a.k.a. THE RABBI MEIR DAVID KAHANE 
MEMORIAL FUND; a.k.a. THE VOICE OF JUDEA; a.k.a. THE WAY OF THE TORAH; 
a.k.a. THE YESHIVA OF THE JEWISH IDEA; a.k.a. YESHIVAT HARAV MEIR) [FTO] 
[SDGT] [SDT]
KAHIE, Abdullahi Hussein, Bakara Market, Dar Salaam Buildings, 
Mogadishu, Somalia (individual) [SDGT]
KALAYE ELECTRIC COMPANY (a.k.a. KALA ELECTRIC COMPANY), 33 Fifteenth 
(15th) Street, Seyed-Jamal-Eddin-Assad Abadi Avenue, Tehran, Iran 
[NPWMD]
KAMMOUN, Mehdi (a.k.a. KAMMOUN, Mehdi Ben Mohamed Ben Mohamed), Via 
Masina n.7, Milan, Italy; DOB 3 Apr 1968; POB Tunis, Tunisia; 
nationality Tunisia; Passport M307707 issued 12 Apr 2000 expires 11 Apr 
2005; Italian Fiscal Code: KMMMHD68D03Z352N (individual) [SDGT]
KANAAN, Ghazi, Damascus, Syria; DOB circa 1943; POB Near Qerdaha, Syria; 
nationality Syria; Minister of Interior, Syria (individual) [SYRIA]
KANGAI, Kumbirai; DOB 17 Feb 1938; Politburo Deputy Secretary for 
External Relations (individual) [ZIMBABWE]
KARADZIC, Aleksandar 'Sasa'; DOB 14 May 1973; POB Sarajevo, Bosnia-
Herzegovina (individual) [BALKANS]
KARADZIC, Luka; DOB 31 Apr 1951; POB Savnik, Serbia and Montenegro 
(individual) [BALKANS]
KARADZIC, Radovan; DOB 19 Jun 1945; POB Petnica, Serbia and Montenegro; 
ICTY indictee at large; former president of the Republika Srpska 
(individual) [BALKANS]
KARADZIC-JOVICEVIC, Sonja; DOB 22 May 1967; POB Sarajevo, Bosnia-
Herzegovina (individual) [BALKANS]
KARAGHULLY, Labeed A., Iraq; General Manager of REAL ESTATE BANK 
(individual) [IRAQ2]
KARAM, Nabil Victor, c/o TRADING AND TRANSPORT SERVICES, P.O. Box 
910606, Amman 11191, Jordan; c/o ALFA COMPANY LIMITED FOR INTERNATIONAL 
TRADING AND MARKETING, P.O. Box 910606, Amman 11191, Jordan; c/o TRADING 
AND TRANSPORT SERVICES, P.O. Box 212953, Amman 11121, Jordan; c/o 
TRADING AND TRANSPORT SERVICES, Al-Razi Medical Complex, Jabal Al-
Hussein, Amman, Jordan; c/o ALFA COMPANY

[[Page 595]]

LIMITED FOR INTERNATIONAL TRADING AND MARKETING, P.O. Box 212953, Amman 
11121, Jordan; DOB 1954; nationality Lebanon (individual) [IRAQ2]
KAREN OVERSEAS FLORIDA, INC., 9100 South Dadeland Boulevard, Suite 912, 
Miami, FL 33156; 780 NW Le Jeune Road, Suite 516, Miami, FL 33126; 780 
NW 42nd Avenue, Suite 516, Miami, FL 33126; US FEIN 592827636 (United 
States) [SDNT]
KAREN OVERSEAS, INC., Panama City, Panama; C.R. No. 194799/0011 
(Panama); RUC  2172211194799 (Panama) [SDNT]
KARIAN LTDA., Calle 23 No. 68A-95, Bogota, Colombia; NIT  
800166692-1 (Colombia) [SDNT]
KARIMA DATE FACTORY, Karima, Sudan [SUDAN]
KARIMA FRUIT AND VEGETABLE CANNING FACTORY, P.O. Box 54, Karima, Sudan 
[SUDAN]
KARIMANZIRA, David; DOB 25 May 1947; Harare Provincial Governor & 
Politburo Secretary for Finance (individual) [ZIMBABWE]
KASMURI, Abdul Manaf (a.k.a. KASMURI, Lt. Col. (Rtd). Abd Manaf); DOB 29 
May 1955; POB Malaysia; nationality Malaysia (individual) [SDGT]
KASPAR SHIPPING CO. S.A., c/o EMPRESA DE NAVEGACION CARIBE, Edificio 
Lonja del Comercio, Lamparilla 2, Caja Postal 1784, Havana 1, Cuba 
[CUBA]
KASSALA FRUIT PROCESSING COMPANY, Khartoum, Sudan [SUDAN]
KASSALA ONION DEHYDRATION FACTORY, P.O. Box 22, Kassala, Sudan [SUDAN]
KASUKUWERE, Savior, 78 Enterprise Road, Chisipite, Harare, Zimbabwe; DOB 
23 Oct 1970; Deputy Minister for Youth Development and Employment 
Creation & Deputy Secretary for Youth Affairs (individual) [ZIMBABWE]
KATTUS CORPORATION, Bridgetown, St. Michael, Barbados; Registration ID 
67199901 (Barbados) [SDNT]
KATTUS II CORPORATION, Panama City, Panama; C.R. No. 390286/172468 
(Panama); RUC  1724681390286 (Panama) [SDNT]
KAUKONDE, Ray Joseph, Private Bag 7706, Causeway, Harare, Zimbabwe; DOB 
4 Mar 1963; Mashonaland East Provincial Governor (individual) [ZIMBABWE]
KAVE, S.A., Panama [CUBA]
KAVOSHYAR COMPANY (a.k.a. KAAVOSH YAAR; a.k.a. KAVOSHYAR), Vanaq Square, 
Corner of Shiraz Across No. 71, Molla Sadra Ave., Tehran, Iran; No. 86, 
20th St., North Karegar Ave., Tehran, Iran; P.O. Box 19395-1834, Tehran, 
Iran [NPWMD]
KAZAN, Ali Muhammad (a.k.a. KASSAN, Ali Mohamad; a.k.a. QAZAN, Ali 
Mohamad), Avenue Taroba, 1005 Edificio Beatriz Mendes, Apt 1704, Foz do 
Iguacu, Brazil; DOB 19 Dec 1967; POB Taibe, Lebanon; citizen Lebanon; 
alt. citizen Paraguay; Passport 0089044 (Lebanon) (individual) [SDGT]
KAZIM, Rashid Taan; nationality Iraq; Ba'th party regional command 
chairman, al-Anbar (individual) [IRAQ2]
KEENCLOUD LIMITED, 11 Catherine Place, Westminister, London, United 
Kingdom [IRAQ2]
KENAF SOCKS FACTORY, Abu Naama, Sudan [SUDAN]
KESMAN OVERSEAS, 3rd Floor, Geneva Place, Waterfront Drive, Road Town, 
Tortola, Virgin Islands, British [SDNT]
KHALED, Abdulbaqi Mohammed (a.k.a. KHALED, Abul Baki; a.k.a. KHALED, 
Abul Baki Mohammed; a.k.a. MOHAMMED, Abd' al-Baki; a.k.a. ``ABU 
KHAWLA''), Birmingham, United Kingdom; DOB 18 Aug 1957; POB Tripoli, 
Libya; citizen United Kingdom (individual) [SDGT]
KHALIL, Dr. Ahmad Murtada Ahmad (a.k.a. KHALIL, Ahmad Murtadha Ahmad), 
Iraq; Former Minister of Transport and Communications (individual) 
[IRAQ2]
KHALIL, Ibrahim Mohamed (a.k.a. AL ZAFIRI, Khalil Ibrahim; a.k.a. 
JASSEM, Khalil Ibrahim; a.k.a. MOHAMMAD, Khalil Ibrahim), Frankenthal 
Prison, Germany; Pankratiusstrause 44, Mainz 55118, Germany; DOB 2 Jul 
1975; alt. DOB 2 May 1972; alt. DOB 3 Jul 1975; alt. DOB 1972; POB 
Mosul, Iraq; alt. POB Baghdad, Iraq; nationality Iraq; Travel Document 
Number A0003900 (Germany) (individual) [SDGT]
KHAN & SCHIRINDEL GMBH, Schwalbacher Strasse 19, Weisbaden 65185, 
Germany; C.R. No. HRB20555 (Germany) [SDNTK]
KHAN, Nasir Ali (a.k.a. KHAN, Ali; a.k.a. KHAN, Nafir Ali; a.k.a. KHAN, 
Nazir Ali; a.k.a. KHAN, Nisan Ali; a.k.a. KHAN, Nisar Ali; a.k.a. NASIR, 
Ali Khan; a.k.a. NASIR, Khan Ali); DOB 1 Oct 55; POB Pakistan 
(individual) [SDNTK]
KHAN, Shahbaz (a.k.a. HAN, Cellat; a.k.a. HAN, Sahbaz; a.k.a. KHAN GALAT 
KHAN, Shahbaz; a.k.a. KHAN JALAT KHAN, Shahbaz; a.k.a. KHAN ZADRAN, 
Shahbaz; a.k.a. KOCHI, Haji Shahbaz Khan; a.k.a. KOOCHI, Shahbaz; a.k.a. 
ZADRAN, Haji Shabaz; a.k.a. ZADRAN, Haji Shahbaz; a.k.a. ZADRAN, 
Shabbaz; a.k.a. ZADRAN, Shahbaz; a.k.a. ``HAJI SHABBAZ''; a.k.a. ``HAJI 
SHAHBAZ''; a.k.a. ``HAJI SHAHBAZ KOOCHI''), c/o SHAHNAWAZ TRADERS, 
Peshawar, Pakistan; Hanover, Germany; Peshawar, Pakistan; c/o SHER MATCH 
INDUSTRIES (PVT.) LIMITED, Peshawar, Pakistan; c/o SHAHBAZ TV CENTER, 
Peshawar, Pakistan; c/o KHAN & SCHIRINDEL GMBH, Weisbaden, Germany; c/o 
SHAHBAZ KHAN GENERAL TRADING LLC, Dubai, United Arab Emirates; c/o SAF 
TECH S.L., Barcelona, Spain; Dubai, United Arab Emirates; c/o DUBAI 
TRADING COMPANY, Peshawar, Pakistan; DOB 01 Jan 1948; POB Landi Kotal,

[[Page 596]]

Pakistan; citizen Pakistan; Passport AB4106401 (Pakistan) (individual) 
[SDNTK]
KHAN, Sherbaz, P.O. Box 33651, Dubai, United Arab Emirates; c/o SHER 
MATCH INDUSTRIES (PVT.) LIMITED, Peshawar, Pakistan; Peshawar, Pakistan; 
c/o SHAHBAZ KHAN GENERAL TRADING LLC, Dubai, United Arab Emirates; DOB 
03 Apr 1979; POB Khyber Agency, Pakistan; citizen Pakistan; Passport 
137987 (Pakistan) (individual) [SDNTK]
KHARTOUM CENTRAL FOUNDRY, Khartoum, Sudan [SUDAN]
KHARTOUM COMMERCIAL AND SHIPPING COMPANY LIMITED, Kasr Avenue, P.O. Box 
221, Khartoum, Sudan [SUDAN]
KHARTOUM TANNERY, P.O. Box 134, Khartoum South, Sudan [SUDAN]
KHATAM OL ANBIA GHARARGAH SAZANDEGI NOOH (a.k.a. GHORB KHATAM; a.k.a. 
KHATAM AL-ANBYA; a.k.a. KHATAM OL AMBIA), No. 221, Phase 4, North 
Falamak-Zarafshan Intersection, Shahrak-E-Ghods, Tehran 14678, Iran 
[NPWMD]
KHAYRBIK, Muhammad Nasif (a.k.a. KHAIRBEK, Mohammed Nassif; a.k.a. 
KHAYR-BAYK, Muhammad Nasif; a.k.a. KHEIR BEIK, Mohamad; a.k.a. KHEIR 
BEIK, Mohamad Nassif; a.k.a. KHEIRBEK, Mohammad Nasif), Damascus, Syria; 
DOB 5 Apr 1937; POB Hama, Syria; Passport D000000483, Diplomatic 
(Syria); Syrian Deputy Vice President for Security Affairs; Major 
General (individual) [SYRIA]
KHOR OMER ENGINEERING COMPANY, P.O. Box 305, Khartoum, Sudan [SUDAN]
KIFANE, Abderrahmane, Via S. Biagio, 35, Sant'Anastasia, Naples, Italy; 
Via S. Biagio, 32, Sant'Anastasia, Naples, Italy; DOB 7 Mar 1963; POB 
Casablanca, Morocco (individual) [SDGT]
KIIA TAI, Joseph Wong; Executive, Oriental Timber Company (individual) 
[LIBERIA]
KINDHEARTS FOR CHARITABLE HUMANITARIAN DEVELOPMENT, INC., Mar Elyas 
Street, Hiba Center, 1st Floor, Beirut, Lebanon; Jenin, West Bank, 
Palestinian; P.O. Box 23310, Toledo, OH 43623; Ramallah, West Bank, 
Palestinian; Pakistan; P.O. Box 1248, Gaza, Palestinian; 3450 West 
Central Avenue,  366, Toledo, OH 43606 [BPI-PA]
KISHK, Samir; DOB 14 May 1955; POB Gharbia, Egypt (individual) [SDGT]
KISONI, Kambale (a.k.a. KAMBALE, Kisoni; a.k.a. KISONI, Dr.); DOB 24 May 
1961; citizen Congo, Democratic Republic of the; Passport C0323172 
(Congo, Democratic Republic of the) (individual) [DRCONGO]
KLEILAT, Ali; DOB 10 JUL 1970; POB Beirut, Lebanon; nationality Lebanon; 
Businessman (individual) [LIBERIA]
KNEZEVIC, Dusan; DOB 23 Jun 1955; POB Orlovci, Bosnia-Herzegovina; ICTY 
indictee in custody (individual) [BALKANS]
KNOWLES, Samuel (a.k.a. KNOWLES, JR., Samuel); DOB 28 May 1959; POB 
Bahamas (individual) [SDNTK]
KO, Myint Myint (a.k.a. KO, Daw Myint Myint); DOB 11 Jan 1946; wife of 
Saw Tun (individual) [BURMA]
KOHAS AG, Route des Arsenaux 15, Fribourg, FR 1700, Switzerland; C.R. 
No. CH-217.0.135.719-4 (Switzerland) [NPWMD]
KOJIC, Radomir (a.k.a. ``MINEUR''); DOB 23 Nov 1950; POB Bijela Voda, 
Sokolac Canton, Bosnia-Herzegovina; Passport 3943074 (Bosnia and 
Herzegovina) issued 27 Sep 2002 in Sarajevo; Bosnia-Herzegovina 
(individual) [BALKANS]
KOL INVESTMENTS, INC., Miami, FL [CUBA]
KOMOTKO, 12 Pop Lukina, Belgrade, Serbia and Montenegro; Registration ID 
17307746 (Serbia and Montenegro); Tax ID No. 100036378 (Serbia and 
Montenegro) [BALKANS]
KONTROLES ELECTRONICOS DE BAJA CALIFORNIA, S.A. DE C.V. (a.k.a. 
KONTROLES), Ave. Azueta 11750, Col. Libertad, Tijuana, Baja California 
CP 22400, Mexico; R.F.C. KEB-020222-380 (Mexico) [SDNTK]
KORDIC, Dario; DOB 14 Dec 1960; POB Sarajevo, Bosnia-Herzegovina; ICTY 
indictee (individual) [BALKANS]
KORDOFAN COMPANY, Khartoum, Sudan [SUDAN]
KOREA COMPLEX EQUIPMENT IMPORT CORPORATION, Rakwon-dong, Pothonggang 
District, Pyongyang, Korea, North [NPWMD]
KOREA INTERNATIONAL CHEMICAL JOINT VENTURE COMPANY (a.k.a. CHOSON 
INTERNATIONAL CHEMICALS JOINT OPERATION COMPANY; a.k.a. CHOSUN 
INTERNATIONAL CHEMICALS JOINT OPERATION COMPANY; a.k.a. INTERNATIONAL 
CHEMICAL JOINT VENTURE CORPORATION), Hamhung, South Hamgyong Province, 
Korea, North; Man gyongdae-kuyok, Pyongyang, Korea, North; Mangyungdae-
gu, Pyongyang, Korea, North [NPWMD]
KOREA KWANGSONG TRADING CORPORATION, Rakwon-dong, Pothonggang District, 
Pyongyang, Korea, North [NPWMD]
KOREA MINING DEVELOPMENT TRADING CORPORATION (a.k.a. CHANGGWANG SINYONG 
CORPORATION; a.k.a. EXTERNAL TECHNOLOGY GENERAL CORPORATION; a.k.a. 
NORTH KOREAN MINING DEVELOPMENT TRADING CORPORATION; a.k.a. ``KOMID''), 
Central District, Pyongyang, Korea, North [NPWMD]
KOREA PUGANG TRADING CORPORATION, Rakwon-dong, Pothonggang District, 
Pyongyang, Korea, North [NPWMD]
KOREA RYONBONG GENERAL CORPORATION (a.k.a. KOREA YONBONG GENERAL 
CORPORATION; f.k.a. LYONGAKSAN GENERAL TRADING CORPORATION),

[[Page 597]]

Rakwon- dong, Pothonggang District, Pyongyang, Korea, North; Pot'onggang 
District, Pyongyang, Korea, North [NPWMD]
KOREA RYONGWANG TRADING CORPORATION (a.k.a. KOREA RYENGWANG TRADING 
CORPORATION), Rakwon-dong, Pothonggang District, Pyongyang, Korea, North 
[NPWMD]
KOREA RYONHA MACHINERY JOINT VENTURE CORPORATION (a.k.a. CHOSUN YUNHA 
MACHINERY JOINT OPERATION COMPANY; a.k.a. KOREA RYENHA MACHINERY J/V 
CORPORATION; a.k.a. RYONHA MACHINERY JOINT VENTURE CORPORATION), 
Mangungdae-gu, Pyongyang, Korea, North; Mangyongdae District, Pyongyang, 
Korea, North; Central District, Pyongyang, Korea, North [NPWMD]
KOS, Milojica; DOB 1 April 1963; POB Lamovita, Bosnia-Herzegovina; ICTY 
indictee (individual) [BALKANS]
KOUWENHOVEN, Gus (a.k.a. KOUENHAVEN, Gus; a.k.a. KOUENHOVEN, Gus; a.k.a. 
KOUVENHOVEN, Gus), Villa  1, Hotel Africa Virginia, Monrovia, 
Liberia; P.O. Box 1522, Monrovia, Liberia; DOB 15 SEP 1942; nationality 
Netherlands; President, Oriental Timber Company; Owner, Hotel Africa 
(individual) [LIBERIA]
KOVAC, Tomislav (a.k.a. ``TOMO''); DOB 4 Dec 1959; POB Sarajevo, Bosnia-
Herzegovina; Passport 412959171315 (Bosnia and Herzegovina) (individual) 
[BALKANS]
KOVACEVIC, Vladimir; DOB 15 Jan 1961; ICTY indictee (individual) 
[BALKANS]
KRADUMPORN IMPORT EXPORT COMPANY LTD., 4 Mu 1, Tambon Wiang Phang Kham, 
Mae Sai district, Chiang Rai, Thailand [SDNTK]
KRADUMPORN, Somboon (a.k.a. KRADOOMPORN, Chinwong; a.k.a. KRADUMPHON, 
Sombun; a.k.a. KRADUMPORN, Chinawong; a.k.a. KRADUMPORN, Chinwong; 
a.k.a. KRAPOOMPORN, Somboon; a.k.a. KRAPUMPORN, Somboon; a.k.a. 
KRATUMPORN, Somboon), c/o HATKAEW COMPANY LTD., Bangkok, Thailand; c/o 
PROGRESS SURAWEE COMPANY LTD., Bangkok, Thailand; c/o SCORE COMMERCIAL 
COMPANY LTD., Bangkok, Thailand; c/o MAESAI K.D.P. COMPANY LTD., Chiang 
Rai, Thailand; c/o RUNGRIN COMPANY LTD., Bangkok, Thailand; c/o SIAM 
NICE COMPANY LTD., Bangkok, Thailand; c/o KRADUMPORN IMPORT EXPORT 
COMPANY LTD., Chiang Rai, Thailand; c/o V.R. FRUIT COMPANY, Chiang Mai, 
Thailand; DOB 6 May 1959; National ID No. 3570900151471 (Thailand) 
(individual) [SDNTK]
KRADUMPORN, Varee (a.k.a. KRADOOMPORN, Chanikan; a.k.a. KRADOOMPORN, 
Varee; a.k.a. KRADOOMPORN, Wari; a.k.a. KRADUMPHON, Chanikan; a.k.a. 
KRADUMPHON, Wari; a.k.a. KRADUMPORN, Chanikan; a.k.a. KRADUMPORN, Waree; 
a.k.a. KRAPUMPORN, Varee; a.k.a. KRATUMPORN, Varee), c/o SIAM NICE 
COMPANY LTD., Bangkok, Thailand; c/o PLUS TECH AUTO SUPPLY COMPANY LTD., 
Bangkok, Thailand; c/o SCORE COMMERCIAL COMPANY LTD., Bangkok, Thailand; 
c/o RATTANA VICHAI COMPANY LTD., Bangkok, Thailand; c/o KRADUMPORN 
IMPORT EXPORT COMPANY LTD., Chiang Rai, Thailand; c/o HATKAEW COMPANY 
LTD., Bangkok, Thailand; c/o MAESAI K.D.P. COMPANY LTD., Chiang Rai, 
Thailand; c/o NICE FANTASY GARMENT COMPANY LTD., Bangkok, Thailand; c/o 
PROGRESS SURAWEE COMPANY LTD., Bangkok, Thailand; c/o RUNGRIN COMPANY 
LTD., Bangkok, Thailand; DOB 18 Mar 1960; National ID No. 3570900151480 
(Thailand) (individual) [SDNTK]
KRAJISNIK, Momcilo; DOB 20 Jan 1945; POB Zabrdje, Bosnia-Herzegovina; 
ICTY indictee (individual) [BALKANS]
KRIKAH INDUSTRIES GROUP, P.O. Box 755, Khartoum North, Sudan [SUDAN]
KRNOJELAC, Milorad; DOB 25 Jul 1940; POB Birotici, Bosnia-Herzegovina; 
ICTY indictee (individual) [BALKANS]
KRSTIC, Radislav; DOB 15 Feb 1948; POB Nedjeljiste, Vlasenica, Bosnia-
Herzegovina; ICTY indictee (individual) [BALKANS]
KRUNIC, Savo (a.k.a. KRUNIC, Savko), Sokolac, Bosnia and Herzegovina; 
DOB 27 Jan 1958; POB Sokolac, Bosnia-Herzegovina; Passport 3667905 
(Bosnia and Herzegovina); Director, Srpska Sume Forestry Company, 
Sokolac, Bosnia-Herzegovina (individual) [BALKANS]
KRYEZIU, Izmet; DOB 3 Oct 1954; POB Pagarusha-Malishev, Serbia and 
Montenegro (individual) [BALKANS]
KUBURA, Amir; DOB 4 Mar 1964; POB Kakanj, Bosnia-Herzegovina; ICTY 
indictee (individual) [BALKANS]
KUJUNDZIC, Predrag (a.k.a. ``PREDO''); DOB 30 Jan 1961; POB Suho Polje, 
Doboj, Bosnia-Herzegovina (individual) [BALKANS]
KUNARAC, Dragoljub; DOB 15 May 1960; POB Foca, Bosnia-Herzegovina; ICTY 
indictee (individual) [BALKANS]
KUNFUTH, Abbas Khalaf, House 21, Lane 17, Subdivision 603, Dragh 
District, Al-Mansour; DOB 1955; POB Baghdad, Iraq (individual) [IRAQ2]
KURDISTAN WORKERS' PARTY (a.k.a. FREEDOM AND DEMOCRACY CONGRESS OF 
KURDISTAN; a.k.a. HALU MESRU SAVUNMA KUVVETI (HSK); a.k.a. KADEK; a.k.a. 
KONGRA-GEL; a.k.a. KURDISTAN FREEDOM AND DEMOCRACY CONGRESS; a.k.a. 
KURDISTAN

[[Page 598]]

PEOPLE'S CONGRESS (KHK); a.k.a. PARTIYA KARKERAN KURDISTAN; a.k.a. 
PEOPLE'S CONGRESS OF KURDISTAN; a.k.a. PKK; a.k.a. THE PEOPLE'S DEFENSE 
FORCE) [FTO] [SDGT]
KUTRY MANAGEMENT INC., Torre Universal Building, 3rd Floor, Federico 
Boyd Avenue and 51st Street, Panama City, Panama; RUC  
34407212255995 (Panama) [SDNT]
KVOCKA, Miroslav; DOB 1 Jan 1957; POB Maricka, Bosnia-Herzegovina; ICTY 
indictee (individual) [BALKANS]
KYOEI INTERNATIONAL COMPANY, LIMITED, Tokyo, Japan [CUBA]
L.GR. E.U. (a.k.a. PLATERIA L.GR. E.U.), Calle 38N No. 6N-35, Loc. 46, 
Cali, Colombia; NIT  805024405-3 (Colombia) [SDNT]
LA COMPANIA GENERAL DE NIQUEL (a.k.a. GENERAL NICKEL SA), Cuba [CUBA]
LA COMPANIA TIENDAS UNIVERSO S.A. (a.k.a. WWW.CUBA-SHOP.NET) [CUBA]
LA EMPRESA CUBANA DE FLETES (a.k.a. CUBAN FREIGHT ENTERPRISE; a.k.a. 
CUFLET), Pyongyang, Korea, North [CUBA]
LA EMPRESA CUBANA DE FLETES (a.k.a. CUBAN FREIGHT ENTERPRISE; a.k.a. 
CUFLET), Barcelona, Spain [CUBA]
LA EMPRESA CUBANA DE FLETES (a.k.a. CUBAN FREIGHT ENTERPRISE; a.k.a. 
CUFLET), Rostock, Germany [CUBA]
LA EMPRESA CUBANA DE FLETES (a.k.a. CUBAN FREIGHT ENTERPRISE; a.k.a. 
CUFLET), Buenos Aires, Argentina [CUBA]
LA EMPRESA CUBANA DE FLETES (a.k.a. CUBAN FREIGHT ENTERPRISE; a.k.a. 
CUFLET), Moscow, Russia [CUBA]
LA EMPRESA CUBANA DE FLETES (a.k.a. CUBAN FREIGHT ENTERPRISE; a.k.a. 
CUFLET), Syczecin, Poland [CUBA]
LA EMPRESA CUBANA DE FLETES (a.k.a. CUBAN FREIGHT ENTERPRISE; a.k.a. 
CUFLET), Genoa, Italy [CUBA]
LA EMPRESA CUBANA DE FLETES (a.k.a. CUBAN FREIGHT ENTERPRISE; a.k.a. 
CUFLET), Rotterdam, Netherlands [CUBA]
LA EMPRESA CUBANA DE FLETES (a.k.a. CUBAN FREIGHT ENTERPRISE; a.k.a. 
CUFLET), Mexico [CUBA]
LA EMPRESA CUBANA DE FLETES (a.k.a. CUBAN FREIGHT ENTERPRISE; a.k.a. 
CUFLET), Montreal, Canada [CUBA]
LA EMPRESA CUBANA DE FLETES (a.k.a. CUBAN FREIGHT ENTERPRISE; a.k.a. 
CUFLET), Varna, Bulgaria [CUBA]
LA FRONTERA UNION GALVEZ Y CIA S EN C (f.k.a. LA FRONTERA PUERTA GALVEZ 
LTDA.), Carrera 30 No. 90-82, Bogota, Colombia; NIT  800050795-
2 (Colombia) [SDNT]
LAAGOUB, Abdelkader, via Europa, 4 - Paderno Ponchielli, Cremona, Italy; 
DOB 23 Apr 1966; POB Casablanca, Morocco; nationality Morocco; Italian 
Fiscal Code LGBBLK66D23Z330U (individual) [SDGT]
LABORATORIOS BLAIMAR DE COLOMBIA S.A. (a.k.a. BLAIMAR), Calle 12B 27 39, 
Bogota, Colombia [SDNT]
LABORATORIOS BLANCO PHARMA S.A. (a.k.a. BLANCO PHARMA S.A.), Carrera 99 
y 100 No. 46A-10, Bodega 4, Bogota, Colombia [SDNT]
LABORATORIOS GENERICOS VETERINARIOS DE COLOMBIA S.A, Carrera 71 No. 57-
07, Bogota, Colombia [SDNT]
LABORATORIOS KRESSFOR DE COLOMBIA S.A. (a.k.a. KRESSFOR), Calle 16 28A 
51, Bogota, Colombia; Calle 16 28A 57, Bogota, Colombia; Calle 17A 28 
43, Bogota, Colombia; Calle 17 28A-43, Bogota, Colombia [SDNT]
LABORATORIOS PROFARMA LTDA., Calle 74 No. 15-80 of. 611 Int. 1, Bogota, 
Colombia; Calle 23 No. 19-75, Bogota, Colombia; Calle 17 No. 28A-13, 
Bogota, Colombia; NIT  800217468-8 (Colombia) [SDNT]
LABORATORIOS Y COMERCIALIZADORA DE MEDICAMENTOS DROBLAM S.A. (a.k.a. 
DROBLAM S.A.), Carrera 21 No. 13B-33, Cali, Colombia; NIT  
805014078-5 (Colombia) [SDNT]
LABRA AVILES, Jesus Abraham (a.k.a. AVILES, Jesus Labra; a.k.a. ``CHUY 
LABRA''); DOB 1945; nationality Mexico (individual) [SDNTK]
LADEHYANOY, Mufti Rashid Ahmad (a.k.a. AHMAD, Mufti Rasheed; a.k.a. 
LUDHIANVI, Mufti Rashid Ahmad; a.k.a. WADEHYANOY, Mufti Rashid Ahmad), 
Karachi, Pakistan (individual) [SDGT]
LADRILLERA LA CANDELARIA LTDA., Avenida 6 Norte No. 17N-92, of. 514, 
Cali, Colombia; Correg. Buchitolo, Vereda Tres Esquinas, Candelaria, 
Colombia; NIT  800119741-4 (Colombia) [SDNT]
LAJNAT AL DAAWA AL ISLAMIYYA (a.k.a. ISLAMIC CALL COMMITTEE; a.k.a. 
LAJNA ALDAWA ALISALMIAH; a.k.a. LAJNA ALDAWA ALISLAMIA; a.k.a. LAJNA 
ALDAWA ALISLAMIYA; a.k.a. LAJNAT AL DAAWA AL ISLAMIYA; a.k.a. LAJNAT AL 
DAWA; a.k.a. LAJNAT AL DAWA AL ISLAMIA; a.k.a. LAJNAT AL D'AWA AL 
ISLAMIAK; a.k.a. LAJNAT ALDAWA AL ISLAMIAH; a.k.a. LAJNAT ALDAWA 
ALISLAMIA), Kuwait [SDGT]
LAKSHMI, Panama [CUBA]
LALOVIC, Dragan 'Mate'; DOB 14 Jun 1953; POB Vlaholje, nr Kalinovik, 
Bosnia-Herzegovina (individual) [BALKANS]
LANDZO, Esad; DOB 7 Mar 1973; ICTY indictee (individual) [BALKANS]
LANGA, Andrew; DOB 13 Jan 1965; Deputy Minister of Environment and 
Tourism (individual) [ZIMBABWE]
LARA SANCHEZ, Giovanni Mauricio, c/o INTERFARMA S.A., San Jose, Costa 
Rica; c/o JOMAGA DE COSTA RICA S.A., San Jose, Costa Rica; c/o 
FARMACOOP, Bogota, Colombia; c/o PENTACOOP, Bogota,

[[Page 599]]

Colombia; c/o BONOMERCAD S.A., Bogota, Colombia; c/o DECAFARMA S.A., 
Bogota, Colombia; c/o PATENTES MARCAS Y REGISTROS S.A., Bogota, 
Colombia; DOB 20 Jan 1971; Cedula No. 79504253 (Colombia); Passport 
79504253 (Colombia) (individual) [SDNT]
LARGO LEASING LTD., c/o T.R.C. Corporate Services Limited P.O. Box 1982, 
George Town, Cayman Islands [SDNT]
LARRANAGA CALVACHE, Juan Carlos, c/o INMOBILIARIA BOLIVAR LTDA., Cali, 
Colombia; c/o ADMINISTRACION INMOBILIARIA BOLIVAR S.A., Cali, Colombia; 
c/o INVERSIONES EL PENON S.A., Cali, Colombia; c/o COMERCIALIZADORA 
INTERNACIONAL VALLE DE ORO S.A., Cali, Colombia; DOB 18 Mar 1964; Cedula 
No. 12982064 (Colombia) (individual) [SDNT]
LAS COLORADOS (vessel) [CUBA]
LASHKAR E-TAYYIBA (a.k.a. AL MANSOOREEN; a.k.a. AL MANSOORIAN; a.k.a. 
ARMY OF THE PURE; a.k.a. ARMY OF THE PURE AND RIGHTEOUS; a.k.a. ARMY OF 
THE RIGHTEOUS; a.k.a. IDARA KHIDMAT-E-KHALQ; a.k.a. JAMA'AT AL- DAWA; 
a.k.a. JAMAAT UD-DAAWA; a.k.a. JAMAAT UL-DAWAH; a.k.a. JAMA'AT- I-DAWAT; 
a.k.a. JAMAATI-UD-DAWA; a.k.a. JAMA'AT-UD-DA'AWA; a.k.a. JAMA'AT-UD-
DA'AWAH; a.k.a. JAMAAT-UD-DAWA; a.k.a. JAMAAT-UL-DAWA; a.k.a. JAMAIAT-
UD-DAWA; a.k.a. LASHKAR E-TOIBA; a.k.a. LASHKAR-I- TAIBA; a.k.a. 
PAASBAN-E-AHLE-HADIS; a.k.a. PAASBAN-E-KASHMIR; a.k.a. PAASBAN-I-AHLE-
HADITH; a.k.a. PASBAN-E-AHLE-HADITH; a.k.a. PASBAN-E- KASHMIR; a.k.a. 
``JUD''), Pakistan [SDGT] [FTO]
LASHKAR I JHANGVI (LJ) (a.k.a. LASHKAR E JHANGVI; a.k.a. LASHKAR-I- 
JHANGVI) [FTO] [SDGT]
LATINA DE COSMETICOS Y DISTRIBUCIONES S.A., Carrera 28 No. 11-65 of. 
712, Bogota, Colombia; Calle 12B No. 27-39, Bogota, Colombia; Carrera 70 
No. 54-30, Bogota, Colombia; NIT  830018857-5 (Colombia) [SDNT]
LATINOAMERICANA DE FARMACOS S.A. (a.k.a. FARMACIA ALMACEN POPULAR; 
a.k.a. FARMACIA AMAZONAS; a.k.a. FARMACIA ATENEA; a.k.a. FARMACIA 
CAROLINA 2; a.k.a. FARMACIA CHACON; a.k.a. FARMACIA DEL PUEBLO; a.k.a. 
FARMACIA DORAL; a.k.a. FARMACIA ECONOMICA; a.k.a. FARMACIA INMACULADA; 
a.k.a. FARMACIA JARDIN DEL SUR; a.k.a. FARMACIA JARDIN SUR; a.k.a. 
FARMACIA LA COLINA; a.k.a. FARMACIA LA ECONOMICA; a.k.a. FARMACIA LA 
MODERNA; a.k.a. FARMACIA LOS SAUCES; a.k.a. FARMACIA MODERNA; a.k.a. 
FARMACIA PROBETA; a.k.a. FARMACIA PROVIDA; a.k.a. FARMACIA SAN MIGUEL; 
a.k.a. FARMACIA SAN VICENTE; a.k.a. LATINFARMACOS S.A.; a.k.a. 
SUPERFARMACIA), Av. Rodrigo de Chavez 387, Quito, Ecuador; Cayambe, 
Ecuador; Av. Amazonas 244 y Jorge Washington, Quito, Ecuador; El Carmen, 
Ecuador; Ambato, Ecuador; Av. Amazonas 1134 y General Foch, Quito, 
Ecuador; Av. 10 de Agosto 2753 y Gral. Vicente Aguirre, Edificio Freile 
Ardiani, Quito, Ecuador; Quito, Ecuador; Gualberto Perez 633 y Andres 
Perez, Quito, Ecuador; Michelena y Mariscal Sucre, Quito, Ecuador; Tres 
de Julio y Cuenca, Santo Domingo, Ecuador; Tulcan, Ecuador; Santo 
Domingo Colorados, Ecuador; RUC  1791286812001 (Ecuador) [SDNT]
LAURA I (f.k.a. LAURA) (vessel) [CUBA]
LAVADERO EL CASTILLO, Carrera 84 No. 32B-40, Medellin, Colombia [SDNT]
LAVERDE GOMEZ, German, c/o CONSTRUCTORA ALTOS DEL RETIRO LTDA., Bogota, 
Colombia; DOB 20 Apr 1956; Cedula No. 79140380 (Colombia) (individual) 
[SDNT]
LAW, Steven (a.k.a. CHUNG, Lo Ping; a.k.a. HALIM, Abdul; a.k.a. LAW, 
Stephen; a.k.a. LO, Ping Han; a.k.a. LO, Ping Hau; a.k.a. LO, Ping 
Zhong; a.k.a. LO, Steven; a.k.a. NAING, Htun Myint; a.k.a. NAING, Tun 
Myint; a.k.a. NAING, U Myint), 330 Strand Rd., Latha Township, Rangoon, 
Burma; 61-62 Bahosi Development Housing, Wadan St., Lanmadaw Township, 
Rangoon, Burma; No. 124 Insein Road, Ward (9), Hlaing Township, Rangoon, 
Burma; 8A Jalan Teliti, Singapore, Singapore; 3 Shenton Way,  
10-01 Shenton House, Singapore 068805, Singapore; DOB 16 May 1958; alt. 
DOB 27 Aug 1960; POB Lashio, Burma; citizen Burma; Passport 937174 
(Burma) (individual) [BURMA]
LAZAREVIC, Vladimir; DOB 23 Mar 1949; POB Gricar (individual) [BALKANS]
LEAL FLOREZ, Luis Alejandro, LATINA DE COSMETICOS Y DISTRIBUCIONES S.A., 
Bogota, Colombia; c/o COINTERCOS S.A., Bogota, Colombia; COSMEPOP, 
Bogota, Colombia; c/o FIDUSER LTDA., Bogota, Colombia; c/o DISTRIBUIDORA 
DE DROGAS CONDOR S.A., Bogota, Colombia; DOB 12 Sep 1961; Cedula No. 
7217432 (Colombia); Passport 7217432 (Colombia) (individual) [SDNT]
LEAL GARCIA, Ignacio (a.k.a. ``CAMILO''; a.k.a. ``TUERTO''); citizen 
Colombia; nationality Colombia; Cedula No. 96186610 (Colombia) 
(individual) [SDNTK]
LEAL HERNANDEZ, Mauricio, c/o INCOMMERCE S.A., Cali, Colombia; DOB 24 
Nov 1974; Cedula No. 94429420 (Colombia); Passport 94429420 (Colombia) 
(individual) [SDNT]
LEAL LOPEZ, Janey Farides, c/o VERANILLO DIVE CENTER LTDA., 
Barranquilla, Colombia; c/o MARTIN

[[Page 600]]

HODWALKER M. Y CIA. S. EN C., Barranquilla, Colombia; DOB 6 Nov 1972; 
POB Colombia; Cedula No. 32779104 (Colombia); Passport AF665724 
(Colombia) (individual) [SDNT]
LEAL RODRIGUEZ, Jose Guillermo, c/o LABORATORIOS KRESSFOR DE COLOMBIA 
S.A., Bogota, Colombia; c/o DECAFARMA S.A., Bogota, Colombia; c/o 
PENTACOOP LTDA., Bogota, Colombia; c/o PENTA PHARMA DE COLOMBIA S.A., 
Bogota, Colombia; DOB 1 Mar 1932; Cedula No. 89867 (Colombia) 
(individual) [SDNT]
LEATHER INDUSTRIES CORPORATION (a.k.a. LEATHER INDUSTRIES TANNERIES), 
P.O. Box 1639, Khartoum, Sudan [SUDAN]
LEBANESE MEDIA GROUP (a.k.a. LEBANESE COMMUNICATION GROUP), Al Manar 
Building, Ahmad Kassir Street, Haret Hriek, Baabda, Lebanon; Abed Al 
Nour Street, Haret Hriek, PO Box 354/25, Beirut, Lebanon; Company ID: 
No. 59 531 at Commercial Registry of the Civil Court of First Instance 
at Baabda, Lebanon [SDGT]
LEBREDO, Jose A., Zweierstrasse 35, CH-8022 Zurich, Switzerland; 
Director, Banco Nacional de Cuba (individual) [CUBA]
LEILABADI, Ali Hajinia (a.k.a. LAILABADI, ALI HADJINIA), c/o MESBAH 
ENERGY COMPANY, Iran; DOB 19 Feb 1950; POB Tabriz, Iran; citizen Iran; 
nationality Iran; Passport E4710151 (Iran) issued 15 Oct 2000 expires 15 
Oct 2005 (individual) [NPWMD]
LEMOFAR LTDA. (a.k.a. LMF LTDA.), Calle 39 Bis A No. 27-12, Bogota, 
Colombia; NIT  830116405-1 (Colombia) [SDNT]
LEON REYES, German, c/o COLPHAR S.A., Bogota, Colombia; Cedula No. 
79273729 (Colombia); Passport 79273729 (Colombia) (individual) [SDNT]
LEON, Hector, c/o MANUFACTURAS REAL S.A., Bogota, Colombia; DOB 29 Jan 
1954; POB Viota, Cundinamarca, Colombia; Cedula No. 19251100 (Colombia); 
Passport P026720 (Colombia) (individual) [SDNT]
LESABE, Thenjiwe; DOB 5 Jan 1933; Politburo Committee Member 
(individual) [ZIMBABWE]
LEVERAGE, S.A., San Martin 323, Piso 14, Buenos Aires, Argentina [CUBA]
LEVERYE, S.A., Corrientes 1386, 5th Floor, Buenos Aires, Argentina 
[CUBA]
LEYBDA CORPORATION, S.A., Panama [CUBA]
LIBERATION ARMY OF PRESEVO, MEDVEDJA, AND BUJANOVAC (a.k.a. UCPMB) 
[BALKANS]
LIBERATION TIGERS OF TAMIL EELAM (a.k.a. ELLALAN FORCE; a.k.a. LTTE; 
a.k.a. TAMIL TIGERS) [FTO] [SDGT]
LIBREROS DIEZ, Orlando, c/o CONSTRUCTORA DIMISA LTDA., Cali, Colombia; 
c/o VALLE COMUNICACIONES LTDA., Cali, Colombia; c/o INDUSTRIA AVICOLA 
PALMASECA S.A., Cali, Colombia; c/o DISTRIBUIDORA DE ELEMENTOS PARA LA 
CONSTRUCCION S.A., Cali, Colombia; DOB 6 Dec 1960; Cedula No. 16651068 
(Colombia) (individual) [SDNT]
LIBYAN ISLAMIC FIGHTING GROUP [FTO] [SDGT]
LICON MUNOZ, Jorge Arturo, c/o CORRALES SAN IGNACIO S.P.R. DE R.L. DE 
C.V., Saucillo, Chihuahua, Mexico; Mexico; c/o CORRALES SAN IGNACIO 
L.L.C., Presidio, TX; DOB 17 May 1974; citizen Mexico; nationality 
Mexico; C.U.R.P. LIMJ740517HCHCXR09 (Mexico); Immigration No. A7800002 
Border Crossing (United States) (individual) [SDNTK]
LICOREXPORT S.A., Quito, Ecuador [CUBA]
LILAC ISLANDS (vessel) [CUBA]
LIMAJ, Fatmir; DOB 4 Feb 1971; POB Banja, Serbia and Montenegro; ICTY 
indictee (individual) [BALKANS]
LIMMT ECONOMIC AND TRADE COMPANY, LTD. (a.k.a. LIMMT (DALIAN FTZ) 
METALLURGY AND MINERALS CO., LTD.; a.k.a. LIMMT (DALIAN FTZ) MINMETALS 
AND METALLURGY CO., LTD.; a.k.a. LIMMT (DALIAN) METALLURGY AND MINERALS 
CO., LTD.), 2501-2508 Yuexiu Mansion, No. 82 Xinkai Road, Dalian, 
Liaoning 116011, China; and all other locations worldwide [NPWMD]
LIN, Aung Thein (a.k.a. ``LYNN, Aung Thein''), Burma; DOB 1952; citizen 
Burma; nationality Burma; Brigadier General, Mayor and Chairman of 
Yangon City (Rangoon) City Development Committee (individual) [BURMA]
LINARES GUZMAN, Juan Carlos, c/o TRIMARK LTDA., Bogota, Colombia; 
Carrera 6B No. 33B-80, Barranquilla, Colombia; c/o CAJA SOLIDARIA, 
Bogota, Colombia; c/o COPSERVIR LTDA., Bogota, Colombia; c/o LITOPHARMA, 
Barranquilla, Colombia; Cedula No. 72185736 (Colombia) (individual) 
[SDNT]
LINARES REYES, Ricardo Jose (a.k.a. LLENARES REYES, Jose Ricardo), c/o 
ADMINISTRACION INMOBILIARIA BOLIVAR S.A., Cali, Colombia; c/o 
INVERSIONES BETANIA LTDA., Cali, Colombia; c/o CONCRETOS CALI S.A., 
Cali, Colombia; c/o W. HERRERA Y CIA. S. EN C., Cali, Colombia; c/o 
INVERSIONES EL PENON S.A., Cali, Colombia; c/o INVHERESA S.A., Cali, 
Colombia; c/o CONSTRUEXITO S.A., Cali, Colombia; c/o VIAJES MERCURIO 
LTDA, Cali, Colombia; c/o INVERSIONES INVERVALLE S.A., Cali, Colombia; 
c/o INCOVALLE, Cali, Colombia; c/o INVERSIONES HERREBE LTDA., Cali, 
Colombia; DOB 8 Mar 1955; alt. DOB 3 Mar 1955; Cedula No. 14440139 
(Colombia); Passport PO466638 (Colombia) (individual) [SDNT]
LINDO HURTADO, Edgar, c/o INMOBILIARIA U.M.V. S.A., Cali, Colombia; DOB 
23 Mar 1927; Cedula No. 6061717 (Colombia) (individual) [SDNT]

[[Page 601]]

LISANDRO LASCARRO, Jose (a.k.a. MUNOZ LASCARRO, Felix Antonio; a.k.a. 
``PASTOR ALAPE''); DOB 4 Jun 1959; alt. DOB 1946; POB Puerto Berrio, 
Antioquia, Colombia; Cedula No. 3550075 (Colombia); alt. Cedula No. 
71180715 (Colombia) (individual) [SDNTK]
LITOPHARMA (a.k.a. COOPERATIVA MULTIACTIVA DEL LITORAL), Calle 72 No. 
48-60 Local 1B, Barranquilla, Colombia; Calle 72 No. 48-60 Local 1A 
Centro Ejecutivo Kathand, Barranquilla, Colombia; Carrera 3 Sur No. 43-
62, Barranquilla, Colombia; NIT  802012669-8 (Colombia) [SDNT]
LITTLE CONNEMARA 1 FARM, Nyanga, Zimbabwe [ZIMBABWE]
LIZZY MUNDO INTERIOR, Justo Sierra 1963, Guadalajara, Jalisco, Mexico 
[SDNT]
LJUBICIC, Pasko; DOB 15 Nov 1965; POB Nezirovic, Bosnia-Herzegovina; 
ICTY indictee (individual) [BALKANS]
LLADROVICI, Ramiz; DOB 3 Jan 1966 (individual) [BALKANS]
LO, Hsing Han (a.k.a. LAW, Hsit-han; a.k.a. LO, Hsin Han; a.k.a. LO, 
Hsing-han), 126A Damazedi Rd, Bahan Township, Rangoon, Burma; 47 Latha 
St., Latha Township, Rangoon, Burma; 20B Massoeyein St., 9 Mile, 
Rangoon, Burma, Burma; 36 19th St., Lower Blk, Latha Township, Rangoon, 
Burma; 330 Strand Rd, Latha Township, Rangoon, Burma; 60-61 Strand Rd., 
Latha Township, Rangoon, Burma; 152 Sule Pagoda Rd, Rangoon, Burma; 20-
23 Masoeyein Kyang St., Mayangone, Rangoon, Burma; 20 Wingabar Rd, 
Rangoon, Burma; DOB 1938; alt. DOB 1935 (individual) [BURMA]
LOAN, Waseem Rauf (a.k.a. BUTT, Abdul Majid; a.k.a. LOAN, Waseem Raouf; 
a.k.a. LON RAOUF, Wasim Raouf; a.k.a. LOUN, Waseem Raouf; a.k.a. LOUN, 
Waseem Rauf; a.k.a. LOUN, Waseem Rouf; a.k.a. RASHI, Abdul Majid; a.k.a. 
RASHID, Abdul Majid), c/o AL AMLOOD TRADING LLC, Dubai, United Arab 
Emirates; c/o FMF GENERAL TRADING LLC, Dubai, United Arab Emirates; 
Pakistan; DOB 03 Mar 1966; POB Lahore, Pakistan; citizen Pakistan; 
Identification Number 35200-5407888-5 (Pakistan); Passport AA8908881 
(Pakistan) (individual) [SDNTK]
LOBATO, Julio (a.k.a. PRADO, Julio), Panama (individual) [CUBA]
LOCHINVAR FARM, Mashvingo, Zimbabwe [ZIMBABWE]
LOGAN MOREY, Elvis Angus (a.k.a. ``BURTON BURGESS''); DOB 28 Jul 1963; 
POB Toledo District, Belize; Passport P0017003 (Belize); SSN 561-77-9011 
(United States) (individual) [SDNT]
LOGARCHEO S.A. (f.k.a. LOGARCHEO AG), Chemin du Carmel, 1661 Le Paquier-
Montbarry, Switzerland; US FEIN CH-217-0-431-423-3 (United States) 
[IRAQ2]
LONDONO ALVAREZ, Gloria Elena (a.k.a. LONDONO DE GRAJALES, Gloria 
Elena), c/o CITICAR LTDA., La Union, Valle, Colombia; c/o MELON LTDA., 
Cali, Colombia; c/o GBS TRADING S.A., Cali, Colombia; c/o GAD S.A., La 
Union, Valle, Colombia; c/o HOTEL LOS VINEDOS, La Union, Valle, 
Colombia; c/o INTERNATIONAL FREEZE DRIED S.A., Bogota, Colombia; c/o 
JOSAFAT S.A., Tulua, Valle, Colombia; c/o WORLD WORKING COMERCIALIZADORA 
INTERNACIONAL S.A., Cali, Colombia; c/o CRETA S.A., La Union, Valle, 
Colombia; c/o SALIM S.A., La Union, Valle, Colombia; c/o FRUTAS DE LA 
COSTA S.A., Malambo, Atlantico, Colombia; c/o HEBRON S.A., Tulua, Valle, 
Colombia; c/o ARMAGEDON S.A., La Union, Valle, Colombia; c/o TRANSPORTES 
DEL ESPIRITU SANTO S.A., La Union, Valle, Colombia; c/o CONFECCIONES 
LINA MARIA LTDA., La Union, Valle, Colombia; c/o INDUSTRIAS DEL ESPIRITU 
SANTO S.A., Malambo, Atlantico, Colombia; DOB 22 Apr 1962; POB Medellin, 
Colombia; Cedula No. 51635146 (Colombia) (individual) [SDNT]
LONDONO DE UPEGUI, Maria del Carmen, c/o INVERSIONES VILLA PAZ S.A., 
Cali, Colombia; DOB 16 Oct 1927; Cedula No. 29652262 (Colombia) 
(individual) [SDNT]
LONDONO ECHEVERRY, Rodrigo (a.k.a. ``TIMOCHENKO''; a.k.a. ``TIMOLEON 
JIMENEZ''); DOB 22 Jan 1959; alt. DOB 1 Jan 1949; POB Calarca, Quindio, 
Colombia; Cedula No. 79149126 (Colombia) (individual) [SDNTK]
LONDONO VASQUEZ, Marco Julio, Carrera 63B No. 42-50, Medellin, Colombia; 
c/o INVERSIONES EL MOMENTO S.A., Medellin, Colombia; c/o CASA DEL 
GANADERO S.A., Medellin, Colombia; c/o ADMINISTRADORA GANADERA EL 45 
LTDA., Medellin, Colombia; c/o SOCIEDAD MINERA GRIFOS S.A., El Bagre, 
Antioquia, Colombia; DOB 04 Dec 1955; POB Fredonia, Antioquia, Colombia; 
Cedula No. 15345634 (Colombia); Passport AG062408 (Colombia) 
(individual) [SDNT]
LONDONO VELEZ, Roberto, Calle 19 No. 12-49, Apt. 504, Armenia, Quindio, 
Colombia; Calle 13 No. 101-50, Armenia, Quindio, Colombia; c/o ASESORIAS 
PROFESIONALES LTDA., Armenia, Colombia; DOB 17 Dec 1958; POB Cali, 
Colombia; alt. POB Armenia, Quindio, Colombia; citizen Colombia; Cedula 
No. 7527342 (Colombia); Passport AI520011 (Colombia) (individual) [SDNT]
LONGWOOD FARM, Zimbabwe [ZIMBABWE]
LOPERA BARBOSA, Adriana, c/o J.A.J. BARBOSA Y CIA. S.C.S., Cali, 
Colombia; Calle 1A No. 60-61 apto. 205B, Cali, Colombia; c/o INVERSIONES 
EPOCA S.A., Cali, Colombia; c/o CONSULTORIA INTEGRAL Y ASESORIA 
EMPRESARIAL S.A., Cali, Colombia; c/o ASESORIA Y SOLUCIONES GRUPO 
CONSULTOR S.A., Cali, Colombia;

[[Page 602]]

DOB 21 Jun 1965; POB Cali, Colombia; Cedula No. 31930002 (Colombia); 
Passport AG820191 (Colombia) (individual) [SDNT]
LOPERA BARBOSA, Jairo Humberto, Carrera 72 No. 11-46 Blq. 11 apto. 403, 
Cali, Colombia; c/o INVERSIONES EPOCA S.A., Cali, Colombia; c/o 
CONSULTORIA INTEGRAL Y ASESORIA EMPRESARIAL S.A., Cali, Colombia; c/o 
J.A.J. BARBOSA Y CIA. S.C.S., Cali, Colombia; c/o ASESORIA Y SOLUCIONES 
GRUPO CONSULTOR S.A., Cali, Colombia; DOB 22 Feb 1971; POB Cali, 
Colombia; Cedula No. 16792756 (Colombia); Passport AJ172334 (Colombia) 
(individual) [SDNT]
LOPERA BARBOSA, Juan Carlos, c/o ASESORIA Y SOLUCIONES GRUPO CONSULTOR 
S.A., Cali, Colombia; Carrera 81 No. 13A-125 Casa 11, Cali, Colombia; c/
o INVERSIONES EPOCA S.A., Cali, Colombia; c/o CONSULTORIA INTEGRAL Y 
ASESORIA EMPRESARIAL S.A., Cali, Colombia; c/o J.A.J. BARBOSA Y CIA. 
S.C.S., Cali, Colombia; DOB 18 Jan 1968; POB Cali, Colombia; Cedula No. 
16746731 (Colombia); Passport AK122874 (Colombia) (individual) [SDNT]
LOPERA LONDONO, Vicente de Jesus, c/o INVERSIONES Y CONSTRUCCIONES VALLE 
S.A., Calle, Colombia; Cedula No. 1393107 (Colombia) (individual) [SDNT]
LOPEZ ARANGO, Gloria Ines (a.k.a. LOPEZ DE OSPINA, Gloria Ines), c/o 
DISTRIBUIDORA MIGIL CALI S.A., Cali, Colombia; c/o GENERAL DE NEGOCIOS Y 
ADMINISTRACION LTDA., Cali, Colombia; Carrera 1K No. 60-71, Cali, 
Colombia; c/o INMOBILIARIA IMTASA LTDA., Cali, Colombia; DOB 18 Mar 
1952; Cedula No. 31237563 (Colombia) (individual) [SDNT]
LOPEZ CHAUX, Jose Miller, c/o CAJA SOLIDARIA, Bogota, Colombia; c/o 
COPSERVIR LTDA., Bogota, Colombia; c/o MEGAPHARMA LTDA., Bogota, 
Colombia; Cedula No. 12111058 (Colombia) (individual) [SDNT]
LOPEZ DIAZ, Jesus Alfonso, c/o ESTABLO PUERTO RICO S.A. DE C.V., 
Culiacan, Sinaloa, Mexico; Avenida Const. Pedro L Zavala 1957, Colonia 
Libertad, Culiacan, Sinaloa 80180, Mexico; DOB 30 Sep 1962; POB Sinaloa, 
Mexico; citizen Mexico; nationality Mexico; C.U.R.P. LODJ620930HSLPZS09 
(Mexico); R.F.C. LODJ-620930 (Mexico) (individual) [SDNTK]
LOPEZ MENDEZ, Luis Eduardo (a.k.a. LOPEZ MENDEZ, Alfonso; a.k.a. ``EFREN 
ARBOLEDA''); citizen Colombia; nationality Colombia; Cedula No. 96329889 
(Colombia) (individual) [SDNTK]
LOPEZ PENA, Julio Cesar (a.k.a. ``COMBA''; a.k.a. ``JULITO''), Carrera 
72 No. 10 bis 21, Apt. 303, Cali, Colombia; Carrera 71 No. 10 Bis 103, 
Cali, Colombia; Carrera 16 No. 21N-02, Armenia, Colombia; Avenida 4O No. 
6-140, Apt. 1301, Cali, Colombia; Calle 62 No. 4C-18, Cali, Colombia; 
DOB 25 Jun 1961; POB Chaparral, Tolima, Colombia; citizen Colombia; 
Cedula No. 16655942 (Colombia) (individual) [SDNT]
LOPEZ POBLANO, Beatriz Raquel (a.k.a. LOPEZ POBLANO DE ARRIOLA, Beatriz 
Raquel; a.k.a. LOPEZ PORTILLO, Beatriz Raquel), c/o CHIHUAHUA FOODS S.A. 
DE C.V., Cuauhtemoc, Mexico; c/o INMOBILIARIA EL PRESON S.A. DE C.V., 
Chihuahua, Mexico; c/o INDIO VITORIO S. DE P.R. DE R.L. DE C.V., 
Saucillo, Mexico; Calle Sierra San Diego No. 2502, Chihuahua, Chihuahua, 
Mexico; DOB 11 Apr 1968; alt. DOB 11 Apr 1971; POB Delicias, Chihuahua, 
Mexico; citizen Mexico; nationality Mexico (individual) [SDNTK]
LOPEZ RODRIGUEZ, Cecilia, c/o COMERCIALIZADORA INTERNACIONAL VALLE DE 
ORO S.A., Cali, Colombia; DOB 4 Jul 1965; Cedula No. 31171066 (Colombia) 
(individual) [SDNT]
LOPEZ SANDOVAL, Fernando Alberto, c/o FARMACOOP, Bogota, Colombia; c/o 
DISTRIBUIDORA SANAR DE COLOMBIA S.A., Cali, Colombia; c/o DISTRIEXPORT 
S.A., Bogota, Colombia; c/o INCOMMERCE S.A., Cali, Colombia; DOB 12 Oct 
1975; Cedula No. 94450287 (Colombia); Passport 94450287 (Colombia) 
(individual) [SDNT]
LOPEZ URREA, Adriana Patricia, c/o COLPHAR S.A., Bogota, Colombia; DOB 
29 Feb 1968; Cedula No. 36378461 (Colombia); Passport 36378461 
(Colombia) (individual) [SDNT]
LOPEZ VALENCIA, Oscar Alberto, Carrera 6A No. 11-43 501-2, Cali, 
Colombia; c/o FLEXOEMPAQUES LTDA., Cali, Colombia; c/o PLASTICOS CONDOR 
LTDA., Cali, Colombia; DOB 30 Aug 1960; Cedula No. 10537943 (Colombia) 
(individual) [SDNT]
LOPEZ ZAPATA, Hernan de Jesus, c/o AGROPECUARIA LA ROBLEDA S.A., Cali, 
Colombia; c/o INDUSTRIA MADERERA ARCA LTDA., Cali, Colombia; Cedula No. 
16344058 (Colombia) (individual) [SDNT]
LOPEZ, Miguel, A., 20 Ironmonger Lane, London EC2V 8EY, United Kingdom; 
Deputy Chairman, Havana International Bank (individual) [CUBA]
LOPEZ, Quirino Gutierrez, c/o ANGLO CARIBBEAN SHIPPING CO., LTD., 7th 
Floor, Ibex House, the Minories, London EC3N 1DY, United Kingdom 
(individual) [CUBA]
LOPRETTO DURAN, Jorge Enrique, Carrera 4 No. 12-20 of. 206, Cartago, 
Valle, Colombia; c/o VISCAYA LTDA., Cartago, Valle, Colombia; c/o 
INMOBILIARIA PASADENA LTDA., Cartago, Valle, Colombia; c/o INMOBILIARIA 
EL ESCORIAL LTDA., Cartago, Valle, Colombia; c/o INMOBILIARIA LINARES 
LTDA., Cartago, Valle, Colombia; DOB 8 Aug 1962; Cedula No. 16215409 
(Colombia); Passport 16215409 (Colombia) (individual) [SDNT]

[[Page 603]]

LOS GNOMOS LTDA., Calle 5 No. 61-82, Apt. 412B, Cali, Valle, Colombia; 
NIT  800165614-2 (Colombia) [SDNTK]
LOS VINEDOS DE GETSEMANI S.A. (a.k.a. HOTEL LOS VINEDOS; a.k.a. VALLE 
LINDO HOSTAL RESTAURANTE), Troncal Del Pacifico Km. 1, La Union, Valle, 
Colombia; Km. 1 Via a Roldanillo, La Union, Valle, Colombia; NIT 
 800108902-6 (Colombia) [SDNT]
LOT 3A OF DETE VALLEY FARM, Lupane, Zimbabwe [ZIMBABWE]
LOTHAIN FARM, Gutu, Zimbabwe [ZIMBABWE]
LOTUS ISLANDS (vessel) [CUBA]
LOUBIRI, Habib Ben Ahmed (a.k.a. AL-LOUBIRI, Habib Ben Ahmed), via 
Brughiera, n. 5, Castronno, Varese, Italy; DOB 17 Nov 1961; POB Menzel 
Temime, Tunisia; nationality Tunisia; Italian Fiscal Code 
LBRHBB61S17Z352F; Passport M 788439 issued 20 Oct 2001 expires 19 Oct 
2006 (individual) [SDGT]
LOUNICI, Djamel; DOB 1 Feb 1962; POB Algiers, Algeria (individual) 
[SDGT]
LOUTH HOLDINGS, S.A., Panama [CUBA]
LOYALIST VOLUNTEER FORCE (LVF), United Kingdom [SDGT]
LOZANO CANCINO DE GUTIERREZ, Maria Gladys (a.k.a. LOZANO DE GUTIERREZ, 
Gladys), c/o LABORATORIOS GENERICOS VETERINARIOS DE COLOMBIA S.A., 
Bogota, Colombia; c/o INVERSIONES GEELE LTDA., Bogota, Colombia; c/o 
LABORATORIOS KRESSFOR DE COLOMBIA S.A., Bogota, Colombia; c/o PENTA 
PHARMA DE COLOMBIA S.A., Bogota, Colombia; c/o SERVICIOS SOCIALES LTDA., 
Bogota, Colombia; DOB 19 Oct 48; Cedula No. 41444092 (Colombia); 
Passport AF673253 (Colombia) (individual) [SDNT]
LOZANO DE GOMEZ, Zilia Helena, c/o LABORATORIOS GENERICOS VETERINARIOS 
DE COLOMBIA S.A., Bogota, Colombia; c/o LABORATORIOS KRESSFOR DE 
COLOMBIA S.A., Bogota, Colombia; c/o BLANCO PHARMA S.A., Bogota, 
Colombia; DOB 18 Oct 1951; Cedula No. 41577886 (Colombia) (individual) 
[SDNT]
LOZANO ESCOBAR, Enrique Alejandro, c/o GRANJA LA SIERRA LTDA., Cali, 
Colombia; DOB 04 August 1961; POB Cali, Valle, Colombia; Cedula No. 
16657902 (Colombia); Passport 16657902 (Colombia) (individual) [SDNT]
LOZANO OSPINA, Max Abilio, c/o CONSTRUCTORA AMERICA S.A., Bogota, 
Colombia; c/o DURATEX S.A., Bogota, Colombia; c/o C.I. OTILIA FLOWERS 
S.A., Cajica, Cundinamarca, Colombia; c/o PROMOCIONES E INVERSIONES LAS 
PALMAS S.A., Bogota, Colombia; DOB 23 May 1971; POB Colombia; Cedula No. 
79248772 (Colombia) (individual) [SDNT]
LUGO PALACIOS, Julian Alberto, c/o COOPERATIVA MERCANTIL COLOMBIANA 
COOMERCOL, Cali, Colombia; c/o COPSERVIR LTDA., Bogota, Colombia; DOB 8 
Aug 1972; Cedula No. 94381586 (Colombia); Passport 94381586 (Colombia) 
(individual) [SDNT]
LUGO VILLAFANE, Jesus Alberto, c/o CONCRETOS CALI S.A., Cali, Colombia; 
c/o INVERSIONES Y CONSTRUCCIONES VALLE S.A., Cali, Colombia; Calle 70N 
No. 14-31, Cali, Colombia; c/o INVHERESA S.A., Cali, Colombia; DOB 24 
Jun 1951; Cedula No. 14977685 (Colombia) (individual) [SDNT]
LUKASHENKA, Alyaksandr Hryhoryavich (a.k.a. LUKASHENKA, Aleksandr 
Grigorievich; a.k.a. LUKASHENKA, Aleksandr Grigoriyevich; a.k.a. 
LUKASHENKA, Aleksandr Hryhoryavich; a.k.a. LUKASHENKA, Aleksandr 
Ryhoravich; a.k.a. LUKASHENKA, Alexander Grigorievich; a.k.a. 
LUKASHENKA, Alexander Grigoriyevich; a.k.a. LUKASHENKA, Alexander 
Hryhoryavich; a.k.a. LUKASHENKA, Alexander Ryhoravich; a.k.a. 
LUKASHENKA, Aliaksandr Grigorievich; a.k.a. LUKASHENKA, Aliaksandr 
Grigoriyevich; a.k.a. LUKASHENKA, Aliaksandr Hryhoryavich; a.k.a. 
LUKASHENKA, Aliaksandr Ryhoravich; a.k.a. LUKASHENKA, Alyaksandr 
Grigorievich; a.k.a. LUKASHENKA, Alyaksandr Grigoriyevich; a.k.a. 
LUKASHENKA, Alyaksandr Ryhoravich; a.k.a. LUKASHENKO, Aleksandr 
Grigorievich; a.k.a. LUKASHENKO, Aleksandr Grigoriyevich; a.k.a. 
LUKASHENKO, Aleksandr Hryhoryavich; a.k.a. LUKASHENKO, Aleksandr 
Ryhoravich; a.k.a. LUKASHENKO, Alexander Grigorievich; a.k.a. 
LUKASHENKO, Alexander Grigoriyevich; a.k.a. LUKASHENKO, Alexander 
Hryhoryavich; a.k.a. LUKASHENKO, Alexander Ryhoravich; a.k.a. 
LUKASHENKO, Aliaksandr Grigorievich; a.k.a. LUKASHENKO, Aliaksandr 
Grigoriyevich; a.k.a. LUKASHENKO, Aliaksandr Hryhoryavich; a.k.a. 
LUKASHENKO, Aliaksandr Ryhoravich; a.k.a. LUKASHENKO, Alyaksandr 
Grigorievich; a.k.a. LUKASHENKO, Alyaksandr Grigoriyevich; a.k.a. 
LUKASHENKO, Alyaksandr Hryhoryavich; a.k.a. LUKASHENKO, Alyaksandr 
Ryhoravich); DOB 30 Aug 1954; POB Kopys, Vitebsk oblast, Belarus; 
President (individual) [BELARUS]
LUKASHENKA, Viktar Aliaksandravich (a.k.a. LUKASHENKA, Victor 
Aliaksandravich; a.k.a. LUKASHENKA, Viktor Aliaksandravich; a.k.a. 
LUKASHENKO, Victor Aliaksandravich; a.k.a. LUKASHENKO, Viktar 
Aliaksandravich; a.k.a. LUKASHENKO, Viktor Aliaksandravich); DOB 1976; 
POB Mogilev, Belarus; Head of Presidential

[[Page 604]]

Guard; Also identified as National Security Advisor (individual) 
[BELARUS]
LUKIC, Milan; DOB 6 Sep 1967; POB Foca, Bosnia-Herzegovina; ICTY 
indictee at large (individual) [BALKANS]
LUKIC, Sredoje; DOB 5 Apr 1961; POB Visegrad, Bosnia-Herzegovina; ICTY 
indictee at large (individual) [BALKANS]
LUKIC, Sreten; DOB 28 Mar 1955; POB Visegrad municipality, Bosnia and 
Herzegovina (individual) [BALKANS]
LUKOVIC, Milorad Ulemek 'Legija'; DOB 15 Mar 1968; POB Belgrade, Serbia 
and Montenegro (individual) [BALKANS]
LUNA CATANO, Monica, c/o COPSERVIR LTDA., Bucaramanga, Colombia; c/o 
DROGAS LA REBAJA BUCARAMANGA S.A., Bucaramanga, Colombia; c/o COOPDISAN, 
Bucaramanga, Colombia; DOB 9 Sep 1968; Cedula No. 63456704 (Colombia); 
Passport 63456704 (Colombia) (individual) [SDNT]
LUNA CORDOBA, Rosa Edelmira, c/o SOCIEDAD MINERA GRIFOS S.A., El Bagre, 
Antioquia, Colombia; c/o INVERSIONES EL MOMENTO S.A., Medellin, 
Colombia; c/o CASA DEL GANADERO S.A., Medellin, Colombia; 13315 SW 128 
Passage, Miami, FL 33186; Carrera 42 No. 34-15, Medellin, Colombia; 
Calle 10E No. 25-41, Medellin, Colombia; c/o GANADERIA LUNA HERMANOS 
LTDA., Medellin, Colombia; c/o ELECTROMUEBLES DEL BAJO CAUCA, Medellin, 
Colombia; c/o ADMINISTRADORA GANADERA EL 45 LTDA., Medellin, Colombia; 
801 Brickell Key Blvd., unit 1907, Miami, FL 33131; c/o INVERSIONES 
LICOM LTDA., Medellin, Colombia; DOB 18 Sep 1960; POB Puerto Asis, 
Putumayo, Colombia; Cedula No. 41101742 (Colombia); Passport AK031225 
(Colombia) (individual) [SDNT]
LUNA RIVERA, Guadalupe Rocio (a.k.a. LUNA DE ARREOLA, Guadalupe Rocio; 
a.k.a. LUNA DE ARRIOLA, Guadalupe Rocio), Mexico; DOB 22 Sep 1970; POB 
Chihuahua, Chihuahua, Mexico; citizen Mexico; nationality Mexico 
(individual) [BPI-SDNTK]
LUSHTAKU, Sami; DOB 20 Feb 1961; POB Srbica, Serbia and Montenegro 
(individual) [BALKANS]
LUZ MERY TRISTAN E.U. (a.k.a. CLUB DEPORTIVO LUZ MERY TRISTAN WORLD 
CLASS; a.k.a. LUZ MERY TRISTAN WORLD CLASS), Carrera 125 No. 19-275, 
Cali, Colombia; Diagonal 32 No. 37-125, Cali, Colombia; Holguines Trade 
Center L-239, Cali, Colombia; Calle 5B 4 No. 37-125, Cali, Colombia; 
Avenida 6 Norte No. 17-92 Apt. 508, Cali, Colombia; NIT  
805449310-7 (Colombia); alt. NIT  805012268-9 (Colombia) [SDNT]
LWIN, Saw, Burma; DOB 1939; citizen Burma; nationality Burma; Major 
General, Minister of Industry 2 (individual) [BURMA]
M & S SYNDICATE (PVT) LTD., P.O. Box 1275, Harare, Zimbabwe; First 
Floor, Victory House, 88 Robert Mugabe Road, Harare, Zimbabwe [ZIMBABWE]
M C M Y CIA. LTDA. (a.k.a. HAPPY DAYS), Calle 22 Norte No. 5A-75, Cali, 
Colombia; Calle 25 Norte No. 3AN-39, Cali, Colombia; NIT  
800204288-2 (Colombia) [SDNT]
M Q CONSULTORES, S.A. DE C.V., Tijuana, Baja California, Mexico; R.F.C. 
MQC-020611-6Y9 (Mexico) [SDNTK]
M S CONSTRUCTORES LTDA., Calle 22N No. 5AN-75, Cali, Colombia; NIT 
 800206430-1 (Colombia) [SDNT]
M. RODRIGUEZ O. Y CIA. S. EN C.S., Cali, Colombia [SDNT]
MAAROUFI, Tarek Ben Habib Ben Al-Toumi; DOB 23 Nov 1965; POB Ghardimaou, 
Tunisia; alt. POB Ghar el-dimaa, Tunisia; nationality Tunisia; Passport 
E590976 (Tunisia) issued 19 Jun 1987 expires 18 Jun 1992 (individual) 
[SDGT]
MACEDONIA LTDA., Calle 15 No. 10-52, La Union, Valle, Colombia; NIT 
 800121860-9 (Colombia) [SDNT]
MACHANGA LTD., Kampala, Uganda [DRCONGO]
MACHAYA, Jaison Max Kokerai; DOB 13 Jun 1952; Member of Parliament for 
Gokwe Kana (individual) [ZIMBABWE]
MACROFARMA S.A., Calle 17 Norte No. 3N-16, Cali, Colombia; NIT  
816005709-6 (Colombia) [SDNT]
MADAN RIVAS, Jorge, Frankfurt, Germany (individual) [CUBA]
MADE, Joseph Mtakwese; DOB 21 Nov 1954; Passport AN000144 (Zimbabwe); 
Minister of Agriculture (individual) [ZIMBABWE]
MADZONGWE, Edna; DOB 11 Jul 1945; Deputy Speaker of Parliament 
(individual) [ZIMBABWE]
MAESAI K.D.P. COMPANY LTD. (a.k.a. BORISAT MAE SAI KHE. DI. PHI. 
CHAMKAT; a.k.a. MAE SAI K.D.P. COMPANY LTD.), 4 Mu 1, Tambon Wiang Phang 
Kham, Mae Sai district, Chiang Rai, Thailand [SDNTK]
MAFLA POLO, Jose Freddy, Carrera 11 No. 46-26, Cali, Colombia; c/o 
GEOPLASTICOS S.A., Cali, Colombia; Calle 52N No. 5B-111, Cali, Colombia; 
Carrera 11 No. 46-24 Apt. 201, Cali, Colombia; c/o COMPANIA DE FOMENTO 
MERCANTIL S.A., Cali, Colombia; c/o PARQUE INDUSTRIAL PROGRESO S.A., 
Yumbo, Colombia; c/o CONSTRUCCIONES PROGRESO DEL PUERTO S.A., Puerto 
Tejada, Colombia; c/o J. FREDDY MAFLA Y CIA. S.C.S., Cali, Colombia; 
Carrera 4 No. 11-45 Ofc. 503, Cali, Colombia; POB Cali, Valle, Colombia; 
Cedula No. 16689935 (Colombia); Passport 16689935 (Colombia) 
(individual) [SDNT]
MAFLA, Carlos Obeymar (a.k.a. MAFLA, Carlos Obeimar; f.k.a. OBEYMAR 
MAFLA, Carlos), c/o MERCAVICOLA LTDA., Cali,

[[Page 605]]

Colombia; Carrera 11 No. 9-11, Villagorgon, Candelaria, Colombia; DOB 5 
Aug 1955; Cedula No. 6226643 (Colombia) (individual) [SDNT]
MAGEN LTDA., Carrera 7 No. 17-01 of. 602, Bogota, Colombia; Calle 23 No. 
19-75, Bogota, Colombia; NIT  830070365-3 (Colombia) [SDNT]
MAHDI, Adil Abdallah; DOB 1945; POB al-Dur, Iraq; Ba'th party regional 
command chairman, Dhi-Qar (individual) [IRAQ2]
MAHECHA JARAMILLO, Cesar Javier, c/o OBURSATILES S.A., Cali, Colombia; 
DOB 22 Dec 1967; Cedula No. 16746488 (Colombia); Passport 16746488 
(Colombia) (individual) [SDNT]
MAHMOOD, Sultan Bashir-Ud-Din (a.k.a. MAHMOOD, Sultan Bashiruddin; 
a.k.a. MEHMOOD, Dr. Bashir Uddin; a.k.a. MEKMUD, Sultan Baishiruddin), 
Street 13, Wazir Akbar Khan, Kabul, Afghanistan; DOB 1937; alt. DOB 
1940; alt. DOB 1942; alt. DOB 1943; alt. DOB 1938; alt. DOB 1945; alt. 
DOB 1939; alt. DOB 1941; alt. DOB 1944; nationality Pakistan 
(individual) [SDGT]
MAHOFA, Shuvai Ben; DOB 4 Apr 1941; Passport AD000369 (Zimbabwe); Member 
of Parliament for Gutu South (individual) [ZIMBABWE]
MAJEED, Abdul (a.k.a. MAJEED, Chaudhry Abdul; a.k.a. MAJID, Abdul); DOB 
15 Apr 1939; alt. DOB 1938; nationality Pakistan (individual) [SDGT]
MAKHLUF, Hafiz (a.k.a. MAKHLOUF, Hafez); DOB circa 1975; POB Damascus, 
Syria; Colonel (individual) [LEBANON]
MAKHLUF, Rami (a.k.a. MAKHLOUF, Rami; a.k.a. MAKHLOUF, Rami Bin 
Mohammed; a.k.a. MAKHLOUF, Rami Mohammad); DOB 10 Jul 1969; POB Syria; 
citizen Syria; Passport 98044 (Syria) (individual) [SYRIA]
MAKHTAB AL-KHIDAMAT/AL KIFAH, House no. 125, Street 54, Phase II, 
Hayatabad, Peshawar, Pakistan [SDGT]
MAKKI, Jaffar Ahmad Abdullah; DOB 1956; POB Sudan; Passport A553077 
(Sudan) issued 4 Apr 2000; alt. Passport 079925 (Sudan) issued 7 Sep 
1992; IARA South Asia Regional Director (individual) [SDGT]
MALDONADO ESCOBAR, Fernando, c/o MOR GAVIRIA Y CIA. S.C.S., Bogota, 
Colombia; c/o AQUAMARINA ISLAND INTERNATIONAL CORPORATION, Panama City, 
Panama; c/o AUDITORES ESPECIALIZADOS LTDA., Bogota, Colombia; c/o 
GAVIRIA MOR Y CIA. LTDA., Girardot, Colombia; c/o PROMOCIONES E 
INVERSIONES LAS PALMAS S.A., Bogota, Colombia; DOB 16 May 1961; POB 
Bogota, Colombia; Cedula No. 19445721 (Colombia); Passport AH330349 
(Colombia) (individual) [SDNT]
MALDONADO ESCOBAR, Mauricio, c/o MOR GAVIRIA Y CIA. S.C.S., Bogota, 
Colombia; c/o AUDITORES ESPECIALIZADOS LTDA., Bogota, Colombia; c/o 
MAYOR COMERCIALIZADORA LTDA., Bogota, Colombia; DOB 22 Oct 1962; POB 
Colombia; Cedula No. 79266443 (Colombia) (individual) [SDNT]
MALHERBE DE LEON, Oscar (a.k.a. BECERRA MIRELES, Martin; a.k.a. BECERRA, 
Martin; a.k.a. MACHERBE, Oscar; a.k.a. MAHERBE, Oscar; a.k.a. MAHLERBE, 
Oscar; a.k.a. MAHLERBE, Polo; a.k.a. MALARBE, Oscar; a.k.a. MALERBE, 
Oscar; a.k.a. MALERHBE DE LEON, Oscar; a.k.a. MALERVA, Oscar; a.k.a. 
MALHARBE DE LEON, Oscar; a.k.a. MALHERBE DELEON, Oscar; a.k.a. MALMERBE, 
Oscar; a.k.a. MELARBE, Oscar; a.k.a. NALHERBE, Oscar; a.k.a. QALHARBE DE 
LEON, Oscar; a.k.a. VARGAS, Jorge); DOB 10 Jan 64; POB Mexico 
(individual) [SDNTK]
MALIK, Assim Mohammed Rafiq Abdul (a.k.a. ABDULMALIK, Abdul Hameed; 
a.k.a. RAFIQ, Assem), 14 Almotaz Sad Al Deen Street, Al Nozha, Cairo, 
Egypt (individual) [IRAQ2]
MALINGA, Joshua; DOB 28 Apr 1944; Deputy Secretary for Disabled and 
Disadvantaged (individual) [ZIMBABWE]
MALUT SUGAR FACTORY, Malut, Sudan [SUDAN]
MAMOUN DARKAZANLI IMPORT-EXPORT COMPANY (a.k.a. DARKAZANLI COMPANY; 
a.k.a. DARKAZANLI EXPORT-IMPORT SONDERPOSTEN), Uhlenhorsterweg 34 11, 
Hamburg, Germany [SDGT]
MANAURE S.A. (f.k.a. AGROPECUARIA LA ROBLEDA S.A.), Avenida 2D Norte No. 
24N-76, Cali, Colombia; Carrera 61 No. 11-58, Cali, Colombia; NIT 
 800160353-2 (Colombia) [SDNT]
MANCO OIL COMPANY [BALKANS]
MANCUSO GOMEZ, Salvatore (a.k.a. LOZADA, Santander), Calle 64 No. 8A- 
56, Monteria, Cordoba, Colombia; DOB 17 Aug 1964; POB Monteria, Cordoba, 
Colombia; Cedula No. 6892624 (Colombia) (individual) [SDNTK]
MANDIC, Momcilo 'Momo'; DOB 1 May 1954; POB Kalinovik, Bosnia-
Herzegovina; National ID No. JMB 0105954171511 (individual) [BALKANS]
MANDIZHA, Barbara; DOB 24 Oct 1959; Deputy Police Commissioner 
(individual) [ZIMBABWE]
MANDRO, Khawa Panga (a.k.a. KAHWA, Chief; a.k.a. KAHWA, Mandro Panga; 
a.k.a. KARIM, Yves Andoul; a.k.a. MANDRO, Kawa; a.k.a. MANDRO, Kawa 
Panga; a.k.a. MANDRO, Yves Khawa Panga; a.k.a. PANGA, Kawa); DOB 20 Aug 
1973; POB Bunia, Democratic Republic of the Congo; former President, 
Party for Unity and Safeguarding of the Integrity of Congo (PUSIC) 
(individual) [DRCONGO]
MANGALA SUGAR FACTORY, Mangala, Sudan [SUDAN]
MANGWANA, Munyaradzi Paul, Box 360, Kadoma, Zimbabwe; No. 1, 5th Avenue,

[[Page 606]]

Westview, Kadoma, Zimbabwe; DOB 10 Aug 1961; Passport AD000459 
(Zimbabwe); Minister of State for Anti-Corruption and Anti-Monopolies 
(individual) [ZIMBABWE]
MANGWENDE, Witness; DOB 15 Aug 1946; Former Minister of Transport and 
Communications; Deceased (individual) [ZIMBABWE]
MANJARRES FORERO, Baudelino,, c/o CAJA SOLIDARIA, Bogota, Colombia; c/o 
FOMENTAMOS, Bogota, Colombia; c/o CREDISOL, Bogota, Colombia; DOB 24 May 
1949; Cedula No. 19073383 (Colombia); Passport 19073383 (Colombia) 
(individual) [SDNT]
MANJARREZ GRANDE, Jorge (a.k.a. MANJARRES GRANDE, Jorge), ASESORIAS DE 
INGENIERIA EMPRESA UNIPERSONAL, Cali, Colombia; c/o SONAR F.M. S.A., 
Cali, Colombia; c/o RADIO UNIDAS F.M. S.A., Cali, Colombia; INVERSIETE 
S.A., Cali, Colombia; c/o SERVIFAR S.A., Cali, Colombia; c/o 
INTERAMERICANA DE CONSTRUCCIONES S.A., Cali, Colombia; c/o GRACADAL 
S.A., Cali, Colombia; c/o ADMINISTRADORA DE SERVICIOS VARIOS CALIMA 
S.A., Cali, Colombia; GENERAL DE NEGOCIOS Y ADMINISTRACION LTDA., Cali, 
Colombia; INVERSIONES Y CONSTRUCCIONES COSMOVALLE LTDA., Cali, Colombia; 
DOB 5 Jul 1959; Cedula No. 16632969 (Colombia); Passport 16632969 
(Colombia) (individual) [SDNT]
MANN, Aung Thet (a.k.a. KO, Shwe Mann Ko); DOB 19 Jun 1977; c/o Ayer 
Shwe Wah Company Limited; c/o Htoo Group of Companies; c/o Htoo Trading 
Company Limited (individual) [BURMA]
MANN, Shwe (a.k.a. MANN, Thura Shwe); DOB 11 Jul 1947; citizen Burma; 
nationality Burma; Joint Chief of Staff; Member, State Peace and 
Development Council (individual) [BURMA]
MANUFACTURAS REAL S.A. (f.k.a. MANUFACTURAS REAL LTDA.), Avenida 13 Sur 
No. 24C-73 Barrio Balvanera, Bogota, Colombia; NIT  800158181-6 
(Colombia) [SDNT]
MANYIKA, Elliot, PO Box 300, Bindura, Zimbabwe; DOB 30 Jul 1955; 
Passport AD000642 (Zimbabwe); Minister Without Portfolio (individual) 
[ZIMBABWE]
MANYONDA, Kenneth, 6 Speke Avenue, Murambi, Mutare, Zimbabwe; DOB 10 Aug 
1934; Central Committee Member (individual) [ZIMBABWE]
MANZPER CORP., Panama [CUBA]
MAPRI DE COLOMBIA LTDA., Calle 12B No. 27-40 Int. 4, Bogota, Colombia; 
Carrera 129 No. 29-57 Int. 137, Bogota, Colombia; NIT  
830103959-1 (Colombia) [SDNT]
MAQUINARIA TECNICA Y TIERRAS LTDA. (a.k.a. M.T.T. LTDA.), Carrera 4A No. 
16-04, Cartago, Colombia; Carrera 42 No. 5B-81, Cali, Colombia; NIT 
 800084233-1 (Colombia) [SDNT]
MAR AZUL (vessel) [CUBA]
MAR SEM, Maria Gloria, c/o MC OVERSEAS TRADING COMPANY S.A. DE C.V., 
Guadalajara, Jalisco, Mexico; DOB 19 Aug 1944; POB Mexico; Passport 
97140093454 (Mexico) (individual) [SDNT]
MARC LLC, 9100 South Dadeland Boulevard, Suite 912, Miami, FL 33156; 780 
Le Jeune Road, Suite 516, Miami, FL 33126; 780 NW 42nd Avenue, Suite 
516, Miami, FL 33126 [SDNT]
MARIELA MONDRAGON DE R. Y CIA. S. EN C., Avenida 4 Norte No. 8N-67, 
Cali, Colombia; Calle 12 Norte No. 9N-56/58, Cali, Colombia; NIT 
 800122032-1 (Colombia) [SDNT]
MARIJANOVIC, Milovan; DOB 14 Mar 1944; POB Kraljevo, Serbia (individual) 
[BALKANS]
MARIMON SARMIENTO, Nayfe Maria, c/o LITOPHARMA, Barranquilla, Colombia; 
Calle 6 No. 8-19, Salgar, Puerto Colombia, Colombia; c/o COPSERVIR 
LTDA., Bogota, Colombia; Cedula No. 22583054 (Colombia) (individual) 
[SDNT]
MARIN ARANGO, Luciano (a.k.a. ``IVAN MARQUEZ''; a.k.a. ``IVAN 
MARQUES''); DOB 16 Jun 1955; POB Florencia, Caqueta, Colombia; Cedula 
No. 19304877 (Colombia) (individual) [SDNTK]
MARIN ESTRADA Y CIA. S. EN C.S., Calle 44 No. 1E-155, Cali, Colombia; 
Apartado Aereo 1175, Cali, Colombia; Carrera 8 No. 32-16, Cali, 
Colombia; Calle 45 No. 1E-86, Cali, Colombia; NIT  800083114-9 
(Colombia) [SDNT]
MARIN GOMEZ, Mallerly Alejandra, c/o LEMOFAR LTDA., Bogota, Colombia; 
DOB 2 Jul 1982; Cedula No. 52719053 (Colombia); Passport 52719053 
(Colombia) (individual) [SDNT]
MARIN TOBON, Bernardo Antonio, Calle 14 No. 18-62, La Union, Valle, 
Colombia; c/o FUNDACION CENTRO DE INVESTIGACION HORTIFRUTICOLA DE 
COLOMBIA, La Union, Valle, Colombia; c/o MANUFACTURAS REAL S.A., Bogota, 
Colombia; Calle 14 No. 18-64, La Union, Valle, Colombia; c/o GRAJALES 
S.A., La Union, Valle, Colombia; Carrera 16 No. 13-31, La Union, Valle, 
Colombia; c/o ILOVIN S.A., Bogota, Colombia; c/o DOXA S.A., La Union, 
Valle, Colombia; c/o ALMACAES S.A., Bogota, Colombia; c/o HOTEL LOS 
VINEDOS, La Union, Valle, Colombia; Carrera 16 No. 13-29 Piso 2, La 
Union, Valle, Colombia; c/o TRANSPORTES DEL ESPIRITU SANTO S.A., La 
Union, Valle, Colombia; DOB 18 Jan 1954; POB La Union, Valle, Colombia; 
Cedula No. 6355508 (Colombia) (individual) [SDNT]
MARIN ZAMORA, Jaime Alberto (a.k.a. ``BETO MARIN''), Carrera 13A No. 1A- 
139, Armenia, Quindio, Colombia; c/o PLASTEC LTDA., Colombia; Avenida 
San Martin 4-

[[Page 607]]

46, Bocagrande, Cartagena, Colombia; DOB 22 Jul 1964; POB Quimbaya, 
Quindio, Colombia; citizen Colombia; Cedula No. 7544228 (Colombia); 
Passport AF595263 (Colombia); alt. Passport AD380146 (Colombia) 
(individual) [SDNT]
MARIN, Pedro Antonio (a.k.a. MARIN MARIN, Pedro Antonio; a.k.a. ``MANUEL 
MARULANDA''; a.k.a. ``MANUEL MARULANDA VELEZ''; a.k.a. ``TIROFIJO''); 
DOB 13 May 1930; POB Genova, Quindio, Colombia; Cedula No. 4870142 
(Colombia) (individual) [SDNTK]
MARINE REGISTRATION COMPANY, Panama [CUBA]
MARINIC, Zoran; DOB 6 Jun 1963; POB Busovaca, Bosnia-Herzegovina; ICTY 
indictee at large (individual) [BALKANS]
MARISCO (OR MARISCOS) DE FARALLON, S.A., Panama [CUBA]
MARKETING ASSOCIATES CORPORATION, Calle 52 E, Campo Alegre, Panama City, 
Panama [CUBA]
MARKOVIC, Mirjana; DOB 10 Jul 1942; wife of Slobodan Milosevic 
(individual) [BALKANS]
MARKOVIC, Radovac; DOB 1946; alt. DOB 1947; Ex-FRY Deputy Minister of 
Interior (individual) [BALKANS]
MARKS, Martin Gregory (a.k.a. ``GORDON, Howard A.''); DOB 30 Oct 1958; 
POB Jamaica; Passport 217720 (Jamaica) (individual) [SDNT]
MARKU, Ton; DOB 13 Jun 1964 (individual) [BALKANS]
MARMOLEJO LOAIZA, Carlos Julio, c/o INVERSIONES AGRICOLAS AVICOLAS Y 
GANADERAS LA CARMELITA LTDA., Cali, Colombia; c/o COMERCIALIZADORA 
INTERNACIONAL VALLE DE ORO S.A., Cali, Colombia; c/o INVERSIONES BETANIA 
LTDA., Cali, Colombia; c/o INDUSTRIA AVICOLA PALMASECA S.A., Cali, 
Colombia; DOB 3 May 1958; Cedula No. 16601783 (Colombia) (individual) 
[SDNT]
MARMOLEJO VACA, Hernan Rodrigo, c/o INVERSIONES INVERVALLE S.A., Cali, 
Colombia; DOB 2 Jul 1948; Cedula No. 14972401 (Colombia) (individual) 
[SDNT]
MARONDERA MAPLE LEAF FARM, Zimbabwe [ZIMBABWE]
MARQUEZ CANOVAS, Alberto, c/o INMOBILIARIA U.M.V. S.A., Cali, Colombia; 
c/o SERVICIOS INMOBILIARIOS LTDA., Cali, Colombia; DOB 27 Oct 1951; 
Cedula No. 14993019 (Colombia) (individual) [SDNT]
MARTAN RODRIGUEZ, Oscar Ignacio, c/o INVERSIONES BRASILAR S.A., Bogota, 
Colombia; Carrera 33A No. 19-67, Tulua, Valle, Colombia; c/o CORPORACION 
CLUB DEPORTIVO TULUA, Tulua, Valle, Colombia; c/o AGROPECUARIA LINDARAJA 
S.A., Cali, Colombia; Calle 27 No. 38A-26, Tulua, Valle, Colombia; DOB 
08 Feb 1958; POB Guapi, Cauca, Colombia; citizen Colombia; nationality 
Colombia; Cedula No. 19365692 (Colombia); Passport AD445570 (Colombia) 
expires 12 Jun 1992; alt. Passport AJ534873 (Colombia) issued 23 Jun 
2005 expires 23 Jun 2015; alt. Passport AF775306 (Colombia) (individual) 
[SDNT]
MARTIC, Milan; DOB 18 Nov 1954; POB Zagrovic, Croatia; ICTY indictee in 
custody (individual) [BALKANS]
MARTIN DIAZ, John Edward, c/o AGRO MASCOTAS S.A., Bogota, Colombia; DOB 
20 Jun 1974; Cedula No. 79668278 (Colombia); Passport 79668278 
(Colombia) (individual) [SDNT]
MARTIN HODWALKER M. & CIA. S. EN C., Via 40 No. 67-42, Barranquilla, 
Colombia; NIT  802007314-9 (Colombia) [SDNT]
MARTINEZ CASAS, Carlos Mario, c/o GASOLINERAS SAN FERNANDO S.A. DE C.V., 
Saucillo, Mexico; Mexico; c/o INDIO VITORIO S. DE P.R. DE R.L. DE C.V., 
Saucillo, Mexico; DOB 23 Apr 1969; citizen Mexico; nationality Mexico; 
C.U.R.P. MACC690423HCHRSR08 (Mexico); R.F.C. MACC-690423-D78 (Mexico) 
(individual) [SDNTK]
MARTINEZ DUARTE, Armando; DOB 12 Aug 1954; nationality Mexico 
(individual) [SDNTK]
MARTINEZ ORTIZ, Patricia, c/o SOLUCIONES COOPERATIVAS, Bogota, Colombia; 
Transv. 44 No. 53-14, Bogota, Colombia; c/o COPSERVIR LTDA., Bogota, 
Colombia; Cedula No. 31914351 (Colombia) (individual) [SDNT]
MARTINEZ PLAZA, Omar Axel, c/o MULTISERVICIOS SIGLO, S.A. DE C.V., 
Tijuana, Baja California, Mexico; DOB 4 Aug 1972; POB Irapuato, 
Guanajuato, Mexico (individual) [SDNTK]
MARTINEZ VARGAS, Nhora Isabel, c/o COOPDISAN, Bucaramanga, Colombia; c/o 
DROGAS LA REBAJA BUCARAMANGA S.A., Bucaramanga, Colombia; c/o COPSERVIR 
LTDA., Bucaramanga, Colombia; Cedula No. 63312197 (Colombia); Passport 
63312197 (Colombia) (individual) [SDNT]
MARTINEZ VASQUEZ, Beatriz Elena, c/o CAJA SOLIDARIA, Bogota, Colombia; 
c/o COPSERVIR LTDA., Bogota, Colombia; c/o LITOPHARMA, Barranquilla, 
Colombia; Cedula No. 22437371 (Colombia) (individual) [SDNT]
MARTINOVIC, Vinko; DOB 21 Sep 1963; POB Mostar, Bosnia-Herzegovina; ICTY 
indictee (individual) [BALKANS]
MARTYRS FOUNDATION (a.k.a. AL-SHAHID ASSOCIATION FOR MARTYRS AND 
INTERNEES FAMILIES; a.k.a. AL-SHAHID CORPORATION; a.k.a. BONYAD SHAHID; 
a.k.a. BONYAD-E SHAHID; a.k.a. BONYAD-E SHAHID VA ISARGARAN; a.k.a. ES-
SHAHID; a.k.a. IRANIAN MARTYRS FUND; a.k.a. SHAHID FOUNDATION; a.k.a. 
SHAHID FOUNDATION OF THE ISLAMIC REVOLUTION), P.O. Box 15815-1394, 
Tehran 15900, Iran [SDGT]

[[Page 608]]

MARTYRS FOUNDATION IN LEBANON (a.k.a. AL-MUA'ASSAT AL-SHAHID; a.k.a. AL-
SHAHID CHARITABLE AND SOCIAL ORGANIZATION; a.k.a. AL-SHAHID FOUNDATION; 
a.k.a. AL-SHAHID ORGANIZATION; a.k.a. HIZBALLAH MARTYRS FOUNDATION; 
a.k.a. ISLAMIC REVOLUTION MARTYRS FOUNDATION; a.k.a. LEBANESE MARTYR 
ASSOCIATION; a.k.a. LEBANESE MARTYR FOUNDATION; a.k.a. MARTYRS 
INSTITUTE), Biqa' Valley, Lebanon; P.O. Box 110 24, Bir al- Abed, 
Beirut, Lebanon [SDGT]
MA'RUF, Taha Muhyi-al-Din (a.k.a. MARUF, Taha, Muhyi al-Din); DOB 1924; 
POB Sulaymaniyah, Iraq; nationality Iraq; Vice President; member of 
Revolutionary Command Council (individual) [IRAQ2]
MARUMAHOKO, Rueben, 11 Douglas Clark Avenue, The Grange, Harare, 
Zimbabwe; DOB 4 Apr 1948; Deputy Minister for Home Affairs (individual) 
[ZIMBABWE]
MARYOL ENTERPRISES INC., c/o EMPRESA DE NAVEGACION MAMBISA, Apartado 
543, San Ignacio 104, Havana, Cuba [CUBA]
MARZUKI, Zulkifli (a.k.a. BIN MARZUKI, Zulkifli; a.k.a. BIN ZUKEPLI, 
Marzuki; a.k.a. MARZUKI, Zulkepli; a.k.a. ZUKIPLI; a.k.a. ZULKIFLI); DOB 
3 Jul 1968; POB Malaysia; nationality Malaysia (individual) [SDGT]
MASPIO CEMENT CORPORATION, P.O. Box 96, Atbara, Sudan [SUDAN]
MASUKU, Angeline; DOB 14 Oct 1936; Matebeleland South Provincial 
Governor & Politburo Secretary for Gender and Culture (individual) 
[ZIMBABWE]
MATA MATA, Noel (a.k.a. MATTA MATTA, Noel; a.k.a. ``EFRAIN GUZMAN''; 
a.k.a. ``EL CHUCHO''); DOB 31 Jan 1935; alt. DOB 30 Jan 1935; POB 
Chaparral, Tolima, Colombia; Cedula No. 4870352 (Colombia) (individual) 
[SDNTK]
MATADERO METROPOLITANO LTDA., Apartado Aereo 3786, Pereira, Colombia; 
Km. 3 Via Marsella Parque Industrial, Pereira, Colombia; Carrera 10 No. 
34-21 Dosq., Pereira, Colombia; NIT  891412986-8 (Colombia) 
[SDNT]
MATANGA, Godwin; DOB 5 Feb 1962; Passport ZL042663 (Zimbabwe); Deputy 
Police Commissioner (individual) [ZIMBABWE]
MATERIAS PRIMAS Y SUMINISTROS S.A. (a.k.a. MATERIAS PRIMAS Y SUMINISTROS 
LTDA.; a.k.a. MATSUM S.A.), Calle 12B No. 28-58, Bogota, Colombia; Calle 
39 Bis A No. 27-16, Bogota, Colombia; Calle 39 Bis A No. 27-20, Bogota, 
Colombia; NIT  830031863-3 (Colombia) [SDNT]
MATHEMA, Cain; DOB 28 Jan 1948; Bulawayo Provincial Governor 
(individual) [ZIMBABWE]
MATHUTHU, Sithokozile; Matabeleland North Provincial Governor & Deputy 
Secretary for Transport and Social Welfare (individual) [ZIMBABWE]
MATIBIRI, Innocent Tonderai; DOB 9 Oct 1968; Deputy Police Commissioner 
(individual) [ZIMBABWE]
MATIZA, Biggie Joel; DOB 17 Aug 1960; Passport ZA557399 (Zimbabwe); 
Deputy Minister of Rural Housing and Social Amenities (individual) 
[ZIMBABWE]
MATONGA, Bright; DOB circa 1969; Deputy Minister of Information and 
Publicity (individual) [ZIMBABWE]
MATRIX CHURCHILL CORPORATION, 5903 Harper Road, Cleveland, OH 44139 
[IRAQ2]
MATSHALAGA, Obert; DOB 21 Apr 1951; Deputy Minister of Foreign Affairs 
(individual) [ZIMBABWE]
MATTHEW, Karen, c/o Freight Movers International, Basseterre, Saint 
Kitts and Nevis; DOB 27 Jan 1964; POB St Vincent & Grenadines 
(individual) [SDNTK]
MATTHEWS, Glenroy Vingrove (a.k.a. MATHEW, Glenroy; a.k.a. MATTHEW, 
Glenroy Wingrove; a.k.a. MATTHEWS, Glen Roy), Frigate Bay, Saint Kitts 
and Nevis; DOB 26 JUL 58; POB St Kitts and Nevis; Passport 047815 (Saint 
Kitts and Nevis) (individual) [SDNTK]
MAXITIENDAS TODO EN UNO, Avenida Guadalupe con Avenida Simon Bolivar, 
Cali, Colombia [SDNT]
MAY ENGINEERING COMPANY, C/O ENGINEERING EQUIPMENT CORPORATION, P.O. Box 
97, Khartoum, Sudan [SUDAN]
MAYOR COMERCIALIZADORA LTDA., Carrera 40 No. 169-30 Barrio Toberin, 
Bogota, Colombia; NIT  800088288-4 (Colombia) [SDNT]
MAZUERO ERAZO, Hugo, c/o INVERSIONES SANTA LTDA., Cali, Colombia; c/o 
GRUPO SANTA LTDA., Cali, Colombia; c/o SOCIEDAD CONSTRUCTORA LA CASCADA 
S.A., Cali, Colombia; DOB 17 Jul 36; alt. DOB 1945; alt. DOB 14 Jul 
1936; Cedula No. 2445590 (Colombia) (individual) [SDNT]
MC OVERSEAS TRADING COMPANY SA DE CV, Justo Sierra 1963, Guadalajara, 
Jalisco, Mexico [SDNT]
MEADOWBROOK INVESTMENTS LIMITED, 44 Upper Belgrave Road, Clifton, 
Bristol BS8 2XN, United Kingdom; Registered Charity No. 05059698 (United 
Kingdom) [SDGT]
MEDIA MARKETING E.U., Avenida 4N No. 6-67 of. 610, Cali, Colombia; NIT 
 805019234-0 (Colombia) [SDNT]
MEDINA CASTILLO, Sandro, c/o LITOPHARMA, Barranquilla, Colombia; c/o SU 
SERVICIO SOCIEDAD LTDA., Bogota, Colombia; Cedula No. 8538055 (Colombia) 
(individual) [SDNT]
MEDINA FAJARDO, Yovany (a.k.a. MEDINA FAJARDO, Yovani), c/o CODISA, 
Bogota, Colombia; c/o FARMACOOP, Bogota, Colombia; DOB 21 Nov 1969; 
Cedula No.

[[Page 609]]

11317493 (Colombia); Passport 11317493 (Colombia) (individual) [SDNT]
MEDINA, Ana Maria (a.k.a. MEDINA, Anita), Panama (individual) [CUBA]
MEED INTERNATIONAL LIMITED, 3 Mandeville Place, London, United Kingdom 
[IRAQ2]
MEFLA MOSQUERA, Aristides, c/o FARMALIDER S.A., Cali, Colombia; Cedula 
No. 6039981 (Colombia) (individual) [SDNT]
MEGA DOLAR, S.A. DE C.V. (a.k.a. MEGA DOLAR MULTISERVICIOS), Local C-25 
Plaza Rio, Colonia Zona Rio, Tijuana, Baja California, Mexico; Av. Via 
Rapida 25-E, Colonia Zona Rio, Tijuana, Baja California, Mexico; R.F.C. 
MDO-940316-RTA (Mexico) [SDNTK]
MEGAPHARMA LTDA. (a.k.a. COMERCOOP; a.k.a. COOPERATIVA HUILENSE DE 
COMERCIALIZACION COMERCOOP LTDA.; a.k.a. COOPERATIVA MULTIACTIVA DE 
DISTRIBUCION MEGAPHARMA LTDA.), Calle 15 No. 31-99 Bodega 5 Parque 
Industrial Acerosa, Yumbo, Colombia; Carrera 26 No. 62-42, Bogota, 
Colombia; Diag. 57A No. 24-84, Bogota, Colombia; NIT  
813002466-7 (Colombia) [SDNT]
MEJAKIC, Zeljko; DOB 2 Aug 1964; POB Petrov Gaj, Bosnia-Herzegovina; 
ICTY indictee at large (individual) [BALKANS]
MEJIA ARISTIZABAL, Carlos Alberto, c/o DROCARD S.A., Bogota, Colombia; 
c/o ADMACOOP, Bogota, Colombia; c/o CODISA, Bogota, Colombia; DOB 17 Jun 
1957; Cedula No. 10162459 (Colombia); Passport 10162459 (Colombia) 
(individual) [SDNT]
MEJIA MAGNANI, John Yvan (a.k.a. MEJIA MAGNANI, Jhon; a.k.a. MEJIA 
MAGNANI, John Ivan), c/o SISTEMA DE DISTRIBUCION MUNDIAL S.A.C.; c/o 
AERO CONTINENTE S.A., Lima, Peru; DOB 20 Apr 1966; LE Number 07541863 
(Peru) (individual) [BPI-SDNTK]
MEJIA MUNERA, Miguel Angel Melchor (a.k.a. MEJIA MUNERA, Miguel Angel; 
a.k.a. ``COMANDANTE PABLO''; a.k.a. ``LOS MELLIZOS''; a.k.a. ``PABLO 
MEJIA''), Calle 9F No. 24-98, Cali, Colombia; c/o CIA COMERCIALIZADORA 
DE BIENES RAICES LTDA., Cali, Colombia; DOB 11 Jul 1959; POB Cali, 
Colombia; citizen Colombia; nationality Colombia; Cedula No. 16627309 
(Colombia); Passport AC744430 (Colombia) (individual) [SDNT]
MEJIA MUNERA, Victor Manuel (a.k.a. ``DON SEBASTIAN''; a.k.a. ``LOS 
MELLIZOS''; a.k.a. ``PABLO ARAUCA''), Colombia; DOB 11 Jul 1959; POB 
Cali, Colombia; citizen Colombia; nationality Colombia; Cedula No. 
16627308 (Colombia); Passport AE313327 (Colombia) (individual) [SDNT]
MELFI MARINE CORPORATION S.A. (a.k.a. MELFI MARINE S.A.), Anillo del 
Puerto e/Pote y Linea del Ferrocarril, La Habana Vieja, Habana, Cuba; 
Oficina 7, Edificio Senorial, Calle 50 Apartado 31, Panama City 5, 
Panama; Calle Oficios No. 410 e/Luz y Acosta, La Habana Vieja, Habana, 
Cuba; Oficios 104 Havana Vieja, Havana, Cuba [CUBA]
MELGOZA TORRES, Martin, c/o FARMACIA VIDA SUPREMA, S.A. DE C.V., 
Boulevard Agua Caliente 1381, Revolucion, Tijuana, Baja California Norte 
22400, Mexico; Paseo Coronado No. 964, Fraccionamiento El Mirador, 
Tijuana, Baja California, Mexico; DOB 11 Nov 1946; POB Villa de Alvarez, 
Colima, Mexico; Credencial electoral 073855815496 (Mexico); R.F.C. METM-
46111-BF4 (Mexico) (individual) [SDNTK]
MELLAT BANK SB CJSC (a.k.a. ``MELLAT BANK DB AOZT''), P.O. Box 24, 
Yerevan 0010, Armenia [NPWMD]
MELLI BANK PLC, 1 London Wall, London EC2Y 5EA, United Kingdom [NPWMD]
MELON LTDA., Unicentro Casa Grajales, Cali, Colombia; NIT  
805000581-8 (Colombia) [SDNT]
MENDEZ DIAZ, Marlen, c/o COOPDISAN, Bucaramanga, Colombia; c/o DROGAS LA 
REBAJA BUCARAMANGA S.A., Bucaramanga, Colombia; Cedula No. 37813841 
(Colombia); Passport 37813841 (Colombia) (individual) [SDNT]
MENDEZ SALAZAR, John Jairo, c/o MAQUINARIA TECNICA Y TIERRAS LTDA., 
Cali, Colombia; Carrera 42 No. 5B-81, Cali, Colombia; Calle 1 No. 56-109 
Casa 32, Cali, Colombia; Cedula No. 98515360 (Colombia); Passport 
98515360 (Colombia) (individual) [SDNT]
MENDOZA RODRIGUEZ, Ana Janeth, c/o CREDISOL, Bogota, Colombia; c/o 
ADMACOOP, Bogota, Colombia; DOB 6 Jul 1963; Cedula No. 51721267 
(Colombia); Passport 51721267 (Colombia) (individual) [SDNT]
MENDOZA ROJAS, Monica Jazmin, c/o COOPDISAN, Bucaramanga, Colombia; c/o 
COPSERVIR LTDA., Bogota, Colombia; c/o SEGECOL LTDA., Bucaramanga, 
Colombia; Cedula No. 37728726 (Colombia) (individual) [SDNT]
MERCADO DE LA HOZ, Manuel Enrique, c/o COPSERVIR LTDA., Bogota, 
Colombia; Cedula No. 72134380 (Colombia) (individual) [SDNT]
MERCAVICOLA LTDA., Calle 34 No. 5A-25, Cali, Colombia; Calle 47AN, Cali, 
Colombia; NIT  800086338-5 (Colombia) [SDNT]
MERCHAN, Maria Isabel, Calle 50A Sur No. 88-43, Bogota, Colombia; c/o 
COPSERVIR LTDA., Bogota, Colombia; c/o FARMAVISION LTDA., Bogota, 
Colombia; c/o CAJA SOLIDARIA, Bogota, Colombia; Cedula No. 41701657 
(Colombia) (individual) [SDNT]
MERCURIUS IMPORT/EXPORT COMPANY, PANAMA, S.A., Calle C, Edificio 18, Box 
4048, Colon Free Zone, Panama [CUBA]

[[Page 610]]

MESBAH ENERGY COMPANY (a.k.a. ``MEC''), 77 Armaghan Gharbi Street, 
Valiasr Blve, Tehran, Iran [NPWMD]
MEXGLOBO, S.A. DE C.V., Boulevard Agua Caliente No. 148, Col. 
Revolucion, Tijuana, Baja California 22015, Mexico; R.F.C. MEX9909034Y0 
(Mexico) [SDNTK]
MEZA CAZARES, Arturo (a.k.a. MEZA CAZAREZ, Arturo; a.k.a. MEZA 
GASTELLUM, Arturo; a.k.a. MEZA, JR., Arturo), Calle Benito Juarez No. 
636, Oriente, Colonia Centro, Culiacan, Sinaloa, Mexico; Avenida Rodolfo 
G. Robles No. 153 Sur, Colonia Almada, Culiacan, Sinaloa, Mexico; Calle 
G. Robles No. 153, Colonia Almada Sur, Culiacan, Sinaloa, Mexico; c/o 
COMERCIAL DOMELY, S.A. DE C.V., Culiacan, Sinaloa, Mexico; c/o SISTEMA 
DE RADIO DE SINALOA, S.A. DE C.V., Culiacan, Sinaloa, Mexico; Avenida 
Ignacio Aldama  257, Colonia Centro, Culiacan, Sinaloa, Mexico; 
Avenida Rodolfo Robles 153 Sur, Colonia Jorge Almada, Culiacan, Sinaloa, 
Mexico; c/o CONSORCIO INMOBILIARIO DEL VALLE DE CULIACAN, S.A. DE C.V., 
Culiacan, Sinaloa, Mexico; Avenida Ignacio Aldama No. 257 Norte, 
Culiacan, Sinaloa, Mexico; Predio de San Rafael, Sindicatura de Costa 
Rica, Culiacan, Sinaloa, Mexico; DOB 6 Mar 1976; alt. DOB 29 Mar 1976; 
POB Culiacan, Sinaloa, Mexico; citizen Mexico; nationality Mexico; 
Identification Number B9457110 (United States); R.F.C. MECA760306V70 
(Mexico); alt. R.F.C. MECA760329 (Mexico) (individual) [SDNTK]
MEZA CAZARES, Gipsy (a.k.a. MEZA CAZAREZ, Gipsy; a.k.a. MEZA CAZAREZ, 
Gipzy; a.k.a. MEZA GASTELLUM, Gipsy), No. 626 Calle Benito Juarez, 
Culiacan, Sinaloa, Mexico; c/o CONSORCIO INMOBILIARIO DEL VALLE DE 
CULIACAN, S.A. DE C.V., Culiacan, Sinaloa, Mexico; Mariano Escobedo No. 
366-102, Colonia Centro, Culiacan, Sinaloa, Mexico; Calle G. Robles No. 
153, Colonia Almada Sur, Culiacan, Sinaloa, Mexico; c/o SISTEMA DE RADIO 
DE SINALOA, S.A. DE C.V., Culiacan, Sinaloa, Mexico; c/o COMERCIAL 
JOANA, S.A. DE C.V., Guadalajara, Jalisco, Mexico; DOB 24 Sep 1973; alt. 
DOB 24 Sep 1972; POB Culiacan, Sinaloa, Mexico; citizen Mexico; 
nationality Mexico; R.F.C. MECG730924N73 (Mexico); alt. R.F.C. 
MECG720924N75 (Mexico) (individual) [SDNTK]
MEZA CAZARES, Lizbeth (a.k.a. MEZA CAZAREZ, Lizbeth; a.k.a. MEZA 
GASTELLUM, Lizbeth), Calle G. Robles No. 153, Colonia Almada Sur, 
Culiacan, Sinaloa, Mexico; Avenida Rodolfo G. Robles No. 153 Sur, 
Colonia Almada, Culiacan, Sinaloa, Mexico; Avenida Rodolfo Robles 153 
Sur, Colonia Jorge Almada, Culiacan, Sinaloa, Mexico; Cll Villa 
Santander 2834, Villas del Rio Culiacan Villas del Rio Villa Vizcaya, 
Culiacan Rosales, Culiacan, Sinaloa, Mexico; c/o CONSORCIO INMOBILIARIO 
DEL VALLE DE CULIACAN, S.A. DE C.V., Culiacan, Sinaloa, Mexico; Calle 
Juan de Dios Batiz No. 139, Culiacan, Sinaloa, Mexico; No. 154 Avenida 
Teofilo Noris, Colonia Almada, Culiacan, Sinaloa, Mexico; c/o SISTEMA DE 
RADIO DE SINALOA, S.A. DE C.V., Culiacan, Sinaloa, Mexico; DOB 5 Jan 
1981; alt. DOB 15 Jan 1981; POB Culiacan, Sinaloa, Mexico; citizen 
Mexico; nationality Mexico; R.F.C. MECL810115 (Mexico) (individual) 
[SDNTK]
MEZA GASPAR, Arturo (a.k.a. MEZA, Arturo), c/o SIN-MEX IMPORTADORA, S.A. 
DE C.V., Mexico, Distrito Federal, Mexico; c/o SISTEMA DE RADIO DE 
SINALOA, S.A. DE C.V., Culiacan, Sinaloa, Mexico; c/o CONSORCIO 
INMOBILIARIO DEL VALLE DE CULIACAN, S.A. DE C.V., Culiacan, Sinaloa, 
Mexico; Predio de San Rafael, Sindicatura de Costa Rica, Culiacan, 
Sinaloa, Mexico; Avenida Rodolfo G. Robles No. 153, Sur, Colonia Aldama, 
Culiacan, Sinaloa, Mexico; Calle Juan de Dios Batiz No. 139, Culiacan, 
Sinaloa, Mexico; c/o OPERADORA INTEGRAL DE COMERCIO, S.A. DE C.V., 
Tijuana, Baja California, Mexico; Avenida Ignacio Aldama No. 257 Norte, 
Culiacan, Sinaloa, Mexico; c/o TOYS FACTORY, S.A. DE C.V., Tijuana, Baja 
California, Mexico; Calle Mariano Escobedo No. 366,  102, 
Culiacan, Sinaloa, Mexico; DOB 4 Jul 1946; POB Jacola, Culiacan, 
Sinaloa, Mexico; citizen Mexico; nationality Mexico; Electoral Registry 
No. MZGSAR46070425H400 (Mexico); R.F.C. MEGA460704 (Mexico) (individual) 
[SDNTK]
MICHIELSEN, Tom (a.k.a. MICHIELSEN, Tom R.D.), Belgium; DOB 22 Dec 1975; 
POB Kapellen, Belgium; citizen Belgium; Identification Number 1041 
002019 56 (Belgium); Passport FF615720 (Belgium) (individual) [SDNTK]
MIDCO FINANCE S.A. (a.k.a. MIDCO FINANCIAL S.A.; a.k.a. MONTANA 
MANAGEMENT INC.), Panama; 57 Rue du Rhone, CH-1204 Geneva, Switzerland; 
US FEIN CH-660-0-469-982-0 (United States); Switzerland [IRAQ2]
MIDZI, Amos Bernard Muvenga; DOB 4 July 1952; Minister of Mines and 
Mining Development (individual) [ZIMBABWE]
MIJARES TRANCOSO, Gilberto, c/o ADP, S.C., Tijuana, Baja California, 
Mexico; P.O. Box 43440, San Ysidro, California 92173; c/o Distribuidora 
Imperial De Baja California, S.A. de C.V., Tijuana, Baja California, 
Mexico; Calle Luis Echeverria 6329-B, Infonavit Presidentes, Tijuana, 
Baja California, Mexico; DOB 4 Feb 1951; POB Vicente Guerrero, Durango; 
Driver's License No. 210082884 (Mexico); Passport ASDI1418 (Mexico) 
(individual) [SDNTK]
MIKLASHEVICH, Petr Petrovich (a.k.a. MIKLASHEVICH, Piotr Piatrovich); 
DOB

[[Page 611]]

1954; POB Kosuta, Minsk district, Belarus; citizen Belarus; nationality 
Belarus; Prosecutor General (individual) [BELARUS]
MILITARY COMMERCIAL CORPORATION, P.O. Box 221, Khartoum, Sudan [SUDAN]
MILLAN BONILLA, German, c/o CONSTRUVIDA S.A., Cali, Colombia; DOB 1 Feb 
1952; Cedula No. 14995885 (Colombia) (individual) [SDNT]
MILLAN SALAS, Jaime, c/o VALORCORP S.A., Bogota, Colombia; c/o ALERO 
S.A., Cali, Colombia; Cedula No. 16589582 (Colombia) (individual) [SDNT]
MILOSEVIC, Borislav; DOB 1936; brother of Slobodan Milosevic 
(individual) [BALKANS]
MILOSEVIC, Dragomir; DOB 4 Feb 1942; POB Murgas, Bosnia-Herzegovina; 
ICTY indictee (individual) [BALKANS]
MILOSEVIC, Marija; DOB 1965; daughter of Slobodan Milosevic (individual) 
[BALKANS]
MILOSEVIC, Marko; DOB 2 Jul 1974; son of Slobodan Milosevic (individual) 
[BALKANS]
MILOSEVIC, Milanka; sister-in-law of Slobodan Milosevic (individual) 
[BALKANS]
MILOSEVIC, Slobodan; DOB 20 Aug 1941; POB Pozarevac, Serbia and 
Montenegro; ex-FRY President; ICTY indictee in custody (individual) 
[BALKANS]
MILUTINOVIC, Milan; DOB 19 Dec 1942; POB Belgrade, Serbia and 
Montenegro; ex-President of Republika Srpska; ICTY indictee in custody 
(individual) [BALKANS]
MIN, Zaw, Burma; DOB 10 Jan 1949; citizen Burma; nationality Burma; 
Colonel, Minister of Electric Power 1 (individual) [BURMA]
MININ, Leonid (a.k.a. BLAVSTEIN; a.k.a. BLUVSHTEIN; a.k.a. BLYAFSHTEIN; 
a.k.a. BLYUFSHTEIN; a.k.a. BLYUVSHTEIN; a.k.a. BRESLAN, Wolf; a.k.a. 
BRESLAN, Wulf; a.k.a. KERLER, Vladimir Abramovich; a.k.a. OSOLS, Igor; 
a.k.a. POPELA, Vladimir Abramovich; a.k.a. POPELAVESKI, Vladimir 
Abramovich; a.k.a. POPELO, Vladimir Abramovich; a.k.a. POPELOVESKI, 
Vladimir Abramovich; a.k.a. POPILOVESKI, Vladimir Abramovich); DOB 14 
DEC 1947; alt. DOB 18 OCT 1946; nationality Ukraine; Passport 
5280007248D (Germany); alt. Passport 9001689 (Israel) issued 23 JAN 1997 
expires 22 JAN 2002; alt. Passport 90109052 (Israel) issued 26 NOV 1997; 
alt. Passport KI0861177 (Russia); alt. Passport 6019832 (Israel) issued 
6 NOV 1994 expires 5 NOV 1999; alt. Passport 65118 (Bolivia); alt. 
Passport 18106739D (Germany); Owner, Exotic Tropical Timber Enterprise 
(individual) [LIBERIA]
MINISTRY OF DEFENSE FOR ARMED FORCES LOGISTICS (a.k.a. MINISTRY OF 
DEFENSE AND SUPPORT FOR ARMED FORCES LOGISTICS; a.k.a. MODAFL; a.k.a. 
MODSAF), located on the west side of Dabestan Street, Abbas Abad 
District, Tehran, Iran [NPWMD]
MIRA E.U., Avenida 8 Norte No. 10-91 Ofc. 301, Cali, Colombia; NIT 
 805009267-0 (Colombia) [SDNT]
MIRA VALENCIA, Adriana Patricia, Avenida Piedra Grande, Casa 45, Cali, 
Colombia; c/o UNIDAS S.A., Cali, Colombia; Carrera 4 No. 11-45 Ofc. 503, 
Cali, Colombia; c/o MIRA E.U., Cali, Colombia; c/o CONSTRUCCIONES 
PROGRESO DEL PUERTO S.A., Puerto Tejada, Colombia; DOB 07 May 1970; POB 
Cali, Valle, Colombia; Cedula No. 66810589 (Colombia); Passport 66810589 
(Colombia) (individual) [SDNT]
MIRALUNA LTDA. (f.k.a. EL PASO LTDA.), Carrera 4 No. 12-41 of. 1403, 
1501, Cali, Colombia; NIT  890328836-9 (Colombia) [SDNT]
MIRCHI, Iqbal (a.k.a. MAMEN, Mohamed Iqbal; a.k.a. MEMON, Iqbal 
Mohammed; a.k.a. MERCHANT, Iqbal); DOB 25 Apr 1950; alt. DOB 13 Feb 
1959; alt. DOB 12 Aug 1959; POB Bombay, India; Passport H-825326 (United 
Arab Emirates); alt. Passport C-602033 (India); alt. Passport G-679302 
(United Arab Emirates) (individual) [SDNTK]
MISHAAL, Khalid, Damascus, Syria; DOB 1956; POB Silwad, Ramallah, West 
Bank (Palestinian Authority) (individual) [SDGT]
MIZAN MACHINE MANUFACTURING GROUP (a.k.a. 3MG), P.O. Box 16595-365, 
Tehran, Iran [NPWMD]
MLA INVESTMENTS INC., Virgin Islands, British; C.R. No. IBC 525487 
(Virgin Islands, British) [SDNT]
MLADIC, Ratko; DOB 12 Mar 1943; POB Bozinovici, Bosnia-Herzegovina; ICTY 
indictee at large (individual) [BALKANS]
MNANGAGWA, Emmerson Dambudzo; DOB 15 Sep 1946; Passport AD00060 
(Zimbabwe); Minister of Rural Housing and Social Amenities (individual) 
[ZIMBABWE]
MNASRI, Fethi Ben Rebai Ben Absha (a.k.a. FETHI, Alic; a.k.a. ``ABU 
OMAR''; a.k.a. ``AMOR''), Via Toscana n.46, Bologna, Italy; Via di 
Saliceto n.51/9, Bologna, Italy; DOB 6 Mar 1969; POB Baja, Tunisia; 
Passport L497470 issued 3 Jun 1997 expires 2 Jun 2002 (individual) 
[SDGT]
MOA NICKEL SA, Cuba [CUBA]
MODERN ELECTRONIC COMPANY, Khartoum, Sudan [SUDAN]
MODERN LAUNDRY BLUE FACTORY (a.k.a. THE MODERN LAUNDRY BLUE FACTORY), 
P.O. Box 2241, Khartoum, Sudan [SUDAN]
MODERN PLASTIC & CERAMICS INDUSTRIES COMPANY, Khartoum, Sudan [SUDAN]
MODULO DE CAMBIOS (a.k.a. MODULO DE CAMBIO; a.k.a. MODULO DE CAMBIO- 
MULTISERVICIO; a.k.a. MODULOS DE

[[Page 612]]

CAMBIO), Calle 2 y Moderno, Zona Centro, Tijuana, Baja California, 
Mexico; Benito Juarez 8290, C.P. 22000, Tijuana, Baja California, Mexico 
[SDNTK]
MOGOLLON RUEDA, Eduardo, c/o DISTRIBUIDORA DE DROGAS CONDOR LTDA., 
Bogota, Colombia; c/o INVERSIONES RODRIGUEZ MORENO Y CIA. S. EN C., 
Cali, Colombia; c/o DEPOSITO POPULAR DE DROGAS S.A., Cali, Colombia; c/o 
ALFA PHARMA S.A., Bogota, Colombia; DOB 5 Feb 53; Cedula No. 19194691 
(Colombia) (individual) [SDNT]
MOHADI, Kembo Campbell Dugishi; DOB 15 Nov 1949; Minister of Home 
Affairs (individual) [ZIMBABWE]
MOHAMED, Abdul Kader Ibrahim, Jianguomenwai Diplomatic Housing Compound, 
Building 7-1, 5th Floor, Apartment 4, Beijing, China (individual) 
[IRAQ2]
MOHAMED, Daki, Via Melato 11, Reggio Emilia, Italy; DOB 29 Mar 1965; POB 
Casablanca, Morocco; nationality Morocco; arrested 4 Apr 2003 
(individual) [SDGT]
MOHAMMAD, Haji Baz (a.k.a. MOHAMMAD, Baz); DOB 1958; POB Kandahar, 
Afghanistan; nationality Afghanistan (individual) [SDNTK]
MOHAMMED, Fazul Abdullah (a.k.a. ABDALLA, Fazul; a.k.a. ADBALLAH, Fazul; 
a.k.a. AISHA, Abu; a.k.a. AL SUDANI, Abu Seif; a.k.a. ALI, Fadel 
Abdallah Mohammed; a.k.a. FAZUL, Abdalla; a.k.a. FAZUL, Abdallah; a.k.a. 
FAZUL, Abdallah Mohammed; a.k.a. FAZUL, Haroon; a.k.a. FAZUL, Harun; 
a.k.a. HAROON; a.k.a. HAROUN, Fadhil; a.k.a. HARUN; a.k.a. LUQMAN, Abu; 
a.k.a. MOHAMMED, Fazul; a.k.a. MOHAMMED, Fazul Abdilahi; a.k.a. 
MOHAMMED, Fouad; a.k.a. MUHAMAD, Fadil Abdallah); DOB 25 Aug 1972; alt. 
DOB 25 Feb 1974; alt. DOB 25 Dec 1974; POB Moroni, Comoros Islands; 
citizen Comoros; alt. citizen Kenya (individual) [SDGT]
MOHAMMED, Khalid Shaikh (a.k.a. ALI, Salem; a.k.a. BIN KHALID, Fahd Bin 
Adballah; a.k.a. HENIN, Ashraf Refaat Nabith; a.k.a. WADOOD, Khalid 
Adbul); DOB 14 Apr 1965; alt. DOB 1 Mar 1964; POB Kuwait; citizen Kuwait 
(individual) [SDGT]
MOHAMMED, Lokman Amin (a.k.a. MOHAMAD, Lokman Ami; a.k.a. MOHAMMED, 
Lukman Ami), Oberanger 47, Munich 80331, Germany; Stadelheim Prison, 
Munich, Germany; DOB 1 Feb 1974; POB Kirkuk, Iraq; nationality Iraq; 
Travel Document Number A006991 (Germany) (individual) [SDGT]
MOISES SAIEH Y CIA. S.C.A., Carrera 74 No. 76-150, Barranquilla, 
Atlantico, Colombia; NIT  890114338-3 (Colombia) [SDNT]
MOLDTRANSAVIA SRL, Aeroport, Chisinau MD-2026, Moldova [LIBERIA]
MOLINA CARACAS, Tomas (a.k.a. CASTILLO CORTES, Miguel Angel; a.k.a. 
MEDINA CARACAS, Tomas; a.k.a. ``ARTURO GUEVARA''; a.k.a. ``EL PATRON' 
''; a.k.a. ``JORGE MEDINA''; a.k.a. ``NEGRO ACACIO''); DOB 15 Mar 1965; 
POB Lopez De Micay, Cauca, Colombia (individual) [SDNTK]
MOLINA GONZALEZ, Jose Epinemio (a.k.a. MOLINA GONZALEZ, Jose Epimenio; 
a.k.a. ``DANILO GARCIA''); DOB 18 Nov 1957; POB Icononzo, Tolima, 
Colombia; citizen Colombia; nationality Colombia; Cedula No. T.I. 57111-
01681 (Colombia) (individual) [SDNTK]
MOLINA MOLINA, Jesus Dagoberto, c/o TRANSPORTES MICHAEL LTDA., 
Barranquilla, Colombia; c/o COOPERATIVA DE SERVICIO DE TRANSPORTE DE 
CARGA MULTIMODAL, Barranquilla, Colombia; POB Colombia; Cedula No. 
8233532 (Colombia) (individual) [SDNT]
MOLINA QUINTAN, Leticia, c/o DISFOGEN LTDA., Bogota, Colombia; Cedula 
No. 24718126 (Colombia) (individual) [SDNT]
MOMBESHORA, Swithun; DOB 20 Aug 1945; Former Minister of Higher 
Education; Deceased (individual) [ZIMBABWE]
MONDRAGON AVILA, Alicia, c/o INVERSIONES Y DISTRIBUCIONES A M M LTDA., 
Cali, Colombia; c/o INVERSIONES Y CONSTRUCCIONES COSMOVALLE LTDA., Cali, 
Colombia; c/o ALERO S.A., Cali, Colombia; c/o INVERSIETE S.A., Cali, 
Colombia; DOB 26 Oct 1936; Cedula No. 29086016 (Colombia) (individual) 
[SDNT]
MONDRAGON DE RODRIGUEZ, Mariela, c/o CORPORACION DEPORTIVA AMERICA, 
Cali, Colombia; c/o MARIELA MONDRAGON DE R. Y CIA. S. EN C., Cali, 
Colombia; c/o LABORATORIOS KRESSFOR DE COLOMBIA S.A., Bogota, Colombia; 
c/o COMPAX LTDA., Cali, Colombia; c/o CREDIREBAJA S.A., Cali, Colombia; 
c/o INVERSIONES Y DISTRIBUCIONES A M M LTDA., Cali, Colombia; c/o 
MARIELA DE RODRIGUEZ Y CIA. S. EN C., Cali, Colombia; c/o INVERSIONES Y 
CONSTRUCCIONES COSMOVALLE LTDA., Cali, Colombia; c/o INVERSIONES 
MONDRAGON Y CIA. S.C.S., Cali, Colombia; DOB 12 Apr 1935; Cedula No. 
29072613 (Colombia); Passport 4436059 (Colombia) (individual) [SDNT]
MONET TRADING COMPANY, Panama [CUBA]
MONROY ARCILA, Francisco Jose, c/o COMPANIA ADMINISTRADORA DE VIVIENDA 
S.A., Cali, Colombia; c/o INVERSIONES EL PENON S.A., Cali, Colombia; c/o 
CONSTRUCTORA DIMISA LTDA., Cali, Colombia; c/o INVERSIONES GEMINIS S.A., 
Cali, Colombia; DOB 2 Aug 1942; Cedula No. 79153691 (Colombia) 
(individual) [SDNT]

[[Page 613]]

MONSALVE HERNANDEZ, Laris, c/o COMERCIALIZADORA DE PRODUCTOS 
FARMACEUTICOS LTDA., Ibague, Colombia; c/o MATERIAS PRIMAS Y SUMINISTROS 
S.A., Bogota, Colombia; DOB 10 Apr 1953; Cedula No. 41590169 (Colombia); 
Passport 41590169 (Colombia) (individual) [SDNT]
MONSALVO RUIZ, Elkin Miguel, c/o CAJA SOLIDARIA, Bogota, Colombia; c/o 
LITOPHARMA, Barranquilla, Colombia; c/o COPSERVIR LTDA., Bogota, 
Colombia; Calle 35B No. 17-143, Barranquilla, Colombia; Cedula No. 
72186915 (Colombia) (individual) [SDNT]
MONTALVO GUZMAN, Luis Federico, c/o COPSERVIR LTDA., Bogota, Colombia; 
Cedula No. 14953049 (Colombia) (individual) [SDNT]
MONTANEZ, Michael, Panama (individual) [CUBA]
MONTANO ALVAREZ, Luis Hernando, Carrera 16A No. 33D-20, Cali, Colombia; 
c/o GRANJA LA SIERRA LTDA., Cali, Colombia; Cedula No. 16671124 
(Colombia); Passport 16671124 (Colombia) (individual) [SDNT]
MONTANO BERMUDEZ, Libardo, c/o LABORATORIOS GENERICOS VETERINARIOS, 
Bogota, Colombia; DOB 4 Jul 1942; Cedula No. 17083296 (Colombia) 
(individual) [SDNT]
MONTANO PACHON, Marlen, c/o COOPERATIVA DE TRABAJO ASOCIADO ACTIVAR, 
Bogota, Colombia; c/o COOPCREAR, Bogota, Colombia; c/o COOPERATIVA 
MULTIACTIVA DE COLOMBIA FOMENTAMOS, Bogota, Colombia; Cedula No. 
52492258 (Colombia) (individual) [SDNT]
MONTERO MARTINEZ, Rafael Antonio, c/o COPSERVIR LTDA., Bogota, Colombia; 
c/o SU SERVICIO SOCIEDAD LTDA., Barranquilla, Colombia; c/o CAJA 
SOLIDARIA, Bogota, Colombia; Cedula No. 8778405 (Colombia) (individual) 
[SDNT]
MONTES OCAMPO, Jose Alberto, c/o AGRICOLA DOIMA DEL NORTE DEL VALLE 
LTDA., Cartago, Valle, Colombia; c/o GANADERIA EL VERGEL LTDA., Cartago, 
Valle, Colombia; c/o GANADERIAS BILBAO LTDA., Cartago, Valle, Colombia; 
Carrera 4 No. 12-20 of. 206, Cartago, Valle, Colombia; DOB 24 Feb 1965; 
Cedula No. 79339330 (Colombia); Passport 79339330 (Colombia) 
(individual) [SDNT]
MONTOYA LUNA E HIJOS Y CIA. S.C.S., Carrera 85B No. 13A-136, Cali, 
Colombia; NIT  800077316-5 (Colombia) [SDNT]
MONTOYA MARTINEZ, Juan Carlos, c/o AGROPECUARIA BETANIA LTDA., Cali, 
Colombia; c/o INVERSIONES VILLA PAZ S.A., Cali, Colombia; c/o INDUSTRIA 
AVICOLA PALMASECA S.A., Cali, Colombia; c/o AGROPECUARIA LA ROBLEDA 
S.A., Cali, Colombia; DOB 11 Oct 1966; Cedula No. 16801475 (Colombia) 
(individual) [SDNT]
MONTOYA SANCHEZ, Diego Leon, c/o MONTOYA LUNA E HIJOS Y CIA. S.C.S., 
Cali, Colombia; c/o INVERSIONES LA QUINTA Y CIA. LTDA., Cali, Colombia; 
Diagonal 27 No. 27-104, Cali, Colombia; c/o LADRILLERA LA CANDELARIA 
LTDA., Cali, Colombia; DOB 11 Jan 1958; POB Trujillo, Valle, Colombia; 
Cedula No. 16348515 (Colombia); Passport 16348515 (Colombia) 
(individual) [SDNT]
MONTOYA SANCHEZ, Eugenio (a.k.a. CARVAJAL TAFURT, Hector Fabio), Calle 7 
No. 45-25, Cali, Colombia; Diagonal 27 No. 27-104, Cali, Colombia; c/o 
LADRILLERA LA CANDELARIA LTDA., Cali, Colombia; DOB 17 Apr 1970; alt. 
DOB 15 Apr 1972; POB Trujillo, Valle, Colombia; Cedula No. 94307307 
(Colombia); alt. Cedula No. 16836750 (Colombia); Passport 94307307 
(Colombia); alt. Passport 16836750 (Colombia); alt. Passport AC814028 
(Colombia) (individual) [SDNT]
MONTOYA SANCHEZ, Juan Carlos, Carrera 85B No. 13A-136, Cali, Colombia; 
c/o MONTOYA LUNA E HIJOS Y CIA. S.C.S., Cali, Colombia; DOB 3 Sep 1962; 
POB Riofrio, Valle, Colombia; Cedula No. 16357049 (Colombia); Passport 
16357049 (Colombia) (individual) [SDNT]
MOONEX INTERNATIONAL, S.A., Kingston, Jamaica [CUBA]
MOONEX INTERNATIONAL, S.A., Panama [CUBA]
MOR ALFOMBRAS ALFOFIQUE S.A. (f.k.a. ALFOFIQUE LTDA.; f.k.a. ALFOFIQUE 
TRANSPORTES LTDA.), Carrera 40 No. 169-32, Bogota, Colombia; NIT 
 830081048-0 (Colombia) [SDNT]
MOR DALE, Jaime Enrique, c/o MAYOR COMERCIALIZADORA LTDA., Bogota, 
Colombia; c/o MOR ALFOMBRAS ALFOFIQUE S.A., Bogota, Colombia; c/o KARIAN 
LIMITADA, Bogota, Colombia; DOB 22 Feb 1971; POB Bogota, Colombia; 
Cedula No. 80420773 (Colombia); Passport AG035370 (Colombia) 
(individual) [SDNT]
MOR DALE, Jorge Dib, c/o KARIAN LIMITADA, Bogota, Colombia; c/o MOR 
ALFOMBRAS ALFOFIQUE S.A., Bogota, Colombia; c/o MAYOR COMERCIALIZADORA 
LTDA., Bogota, Colombia; DOB 20 Mar 1963; POB Bogota, Colombia; Cedula 
No. 79264955 (Colombia); Passport A1758932 (Colombia) (individual) 
[SDNT]
MOR DALE, Ricardo Alberto, c/o KARIAN LIMITADA, Bogota, Colombia; c/o 
MOR ALFOMBRAS ALFOFIQUE S.A., Bogota, Colombia; c/o MAYOR 
COMERCIALIZADORA LTDA., Bogota, Colombia; DOB 10 Jun 1964; POB Bogota, 
Colombia; Cedula No. 79301217 (Colombia) (individual) [SDNT]
MOR GAVIRIA Y CIA. S.C.S. SOCIEDAD DE COMERCIALIZACION INT C.I. (f.k.a. 
MOR

[[Page 614]]

GAVIRIA Y CIA. S.C.S.), Carrera 63 No. 17-07, Bogota, Colombia; NIT 
 860535567-0 (Colombia) [SDNT]
MOR GAVIRIA, Carolina, c/o MOR GAVIRIA Y CIA. S.C.S., Bogota, Colombia; 
c/o DURATEX S.A., Bogota, Colombia; c/o SUPER BOYS GAMES LTDA., Bogota, 
Colombia; DOB 17 Aug 1985; POB Colombia; Cedula No. 53177751 (Colombia) 
(individual) [SDNT]
MOR GAVIRIA, Jaime, c/o DURATEX S.A., Bogota, Colombia; c/o SUPER BOYS 
GAMES LTDA., Bogota, Colombia; c/o GAVIRIA MOR Y CIA. LTDA., Girardot, 
Colombia; c/o MOR GAVIRIA Y CIA. S.C.S., Bogota, Colombia; c/o MOR 
ALFOMBRAS ALFOFIQUE S.A., Bogota, Colombia; c/o PROMOCIONES E 
INVERSIONES LAS PALMAS S.A., Bogota, Colombia; DOB 27 Sep 1980; POB 
Colombia; Cedula No. 11203386 (Colombia); Passport AG443304 (Colombia) 
(individual) [SDNT]
MOR GAVIRIA, Maria Liliana (a.k.a. SVIEDRYS, Maria Liliana), c/o MOR 
ALFOMBRAS ALFOFIQUE S.A., Bogota, Colombia; c/o MOR GAVIRIA Y CIA. 
S.C.S., Bogota, Colombia; Washington, DC; c/o DURATEX S.A., Bogota, 
Colombia; c/o SUPER BOYS GAMES LTDA., Bogota, Colombia; c/o GAVIRIA MOR 
Y CIA. LTDA., Girardot, Colombia; DOB 21 Feb 1979; POB Bogota, Colombia; 
Cedula No. 35195932 (Colombia); Passport AG801641 (Colombia); SSN 579-
33-4498 (United States) (individual) [SDNT]
MOR NASSAR, Jorge, c/o MOR ALFOMBRAS ALFOFIQUE S.A., Bogota, Colombia; 
c/o MAYOR COMERCIALIZADORA LTDA., Bogota, Colombia; DOB 10 Oct 1939; POB 
Ubate, Cundinamarca, Colombia; Cedula No. 310935 (Colombia); Passport 
AG035369 (Colombia) (individual) [SDNT]
MOR SAAB, Jaime Dib (a.k.a. MOR, Jaime Div; a.k.a. ``JAIME MOORE''), c/o 
MOR GAVIRIA Y CIA. S.C.S., Bogota, Colombia; c/o CONSTRUCTORA AMERICA 
S.A., Bogota, Colombia; c/o ACUICOLA SANTA CATALINA S.A., Bogota, 
Colombia; c/o SUPER BOYS GAMES LTDA., Bogota, Colombia; c/o 
COMERCIALIZADORA MOR GAVIRIA S.A., Quito, Ecuador; c/o COMERCIALIZADORA 
MORDUR S.A., Quito, Ecuador; c/o GAVIRIA MOR Y CIA. LTDA., Girardot, 
Colombia; c/o CONSTRUCTORA IRAKA S.A., Bogota, Colombia; c/o MOR 
ALFOMBRAS ALFOFIQUE S.A., Bogota, Colombia; c/o MAYOR COMERCIALIZADORA 
LTDA., Bogota, Colombia; c/o INTERNACIONAL DE PROYECTOS INMOBILIARIOS 
IPI S.A., Quito, Ecuador; c/o INVERSIONES MPS S.A., Bogota, Colombia; c/
o GERENCIA DE PROYECTOS Y SOLUCIONES LTDA., Bogota, Colombia; c/o 
PROMOCIONES E INVERSIONES LAS PALMAS S.A., Bogota, Colombia; c/o KARIAN 
LTDA., Bogota, Colombia; c/o DURATEX S.A., Bogota, Colombia; c/o 
PROYECTOS Y SOLUCIONES S.A., Bogota, Colombia; DOB 29 Apr 1955; POB 
Girardot, Cundinamarca, Colombia; Cedula No. 19222380 (Colombia); SSN 
591-98-9689 (United States) (individual) [SDNT]
MOR SAAB, Soraya, c/o CONSTRUCTORA IRAKA S.A., Bogota, Colombia; c/o 
ACUICOLA SANTA CATALINA S.A., Bogota, Colombia; c/o PROYECTOS Y 
SOLUCIONES S.A., Bogota, Colombia; c/o DURATEX S.A., Bogota, Colombia; 
c/o MOR GAVIRIA Y CIA. S.C.S., Bogota, Colombia; c/o PROMOCIONES E 
INVERSIONES LAS PALMAS S.A., Bogota, Colombia; DOB 10 May 1959; POB 
Girardot, Cundinamarca, Colombia; Cedula No. 35461535 (Colombia) 
(individual) [SDNT]
MORA RICARDO, Daniel Alberto, c/o SOCIEDAD SUPERDEPORTES LTDA., Bogota, 
Colombia; c/o ABS HEALTH CLUB SA, Bogota, Colombia; Miami, FL; DOB 08 
Jan 1965; citizen Colombia; nationality Colombia; Cedula No. 80408253 
(Colombia); Driver's License No. M600161650080 (United States) issued 07 
Apr 2006 expires 08 Jan 2011; SSN 027-68-4733 (United States) 
(individual) [SDNT]
MORA ROMERO, Gloria Isabel, c/o FARFALLA INVESTMENT S.A., Panama City, 
Panama; c/o PREMIER SALES S.A., Panama; Cedula No. 4-192-157 (Panama); 
alt. Cedula No. No. 4-194-157 (Panama) (individual) [SDNT]
MORALES ANDRADE, Carlos Enrique, c/o AERO CONTINENTE S.A., Lima, Peru; 
DOB 30 Aug 1954; LE Number 08779161 (Peru) (individual) [BPI-SDNTK]
MORALES CASTRILLON, Victor Hugo, c/o TAURA S.A., Cali, Colombia; Cedula 
No. 16620349 (Colombia) (individual) [SDNT]
MORALES ESPINAR, Carmen Rosa, c/o COLFARMA PERU S.A., Lima, Peru; DOB 9 
Aug 1976; D.N.I. 10006822 (Peru) (individual) [SDNT]
MORALES LUYO, Luis Jaime, c/o COLFARMA PERU S.A., Lima, Peru; LE Number 
08195408 (Peru) (individual) [SDNT]
MORALES ROBLEDO, Nicolas Abdul, c/o AGRO MASCOTAS S.A., Bogota, 
Colombia; Cedula No. 16686544 (Colombia); Passport 16686544 (Colombia) 
(individual) [SDNT]
MORAN GUERRERO, Mario Fernando, c/o COINTERCOS S.A., Bogota, Colombia; 
c/o PENTA PHARMA DE COLOMBIA S.A., Bogota, Colombia; c/o PENTACOOP 
LTDA., Bogota, Colombia; c/o LABORATORIOS KRESSFOR, Bogota, Colombia; 
DOB 17 Mar 1965; Cedula No. 12983857 (Colombia) (individual) [SDNT]
MORCILLO TORRES, Gracia; DOB 15 Mar 1967; POB San Sebastian, Guipuzcoa 
Province, Spain; D.N.I. 72.439.052 (Spain); Member ETA (individual) 
[SDGT]

[[Page 615]]

MORENO BALANTA, Orlando, c/o CAJA SOLIDARIA, Bogota, Colombia; c/o 
COPSERVIR LTDA., Bogota, Colombia; Cedula No. 10555424 (Colombia) 
(individual) [SDNT]
MORENO DAZA, Ricardo Alfredo, c/o GALAPAGOS S.A., Cali, Colombia; 
Carrera 38D No. 4B-57, Cali, Colombia; c/o TAURA S.A., Cali, Colombia; 
Cedula No. 16631400 (Colombia) (individual) [SDNT]
MORENO GOMEZ, Ingrid Del Carmen, c/o CAJA SOLIDARIA, Bogota, Colombia; 
c/o COPSERVIR LTDA., Bogota, Colombia; c/o LITOPHARMA, Barranquilla, 
Colombia; c/o COOMULCOSTA, Barranquilla, Colombia; Cedula No. 49741445 
(Colombia) (individual) [SDNT]
MORENO MEDINA, Luis Ignacio, Calle Guadalupe Victoria 6, Colonia Lomas 
Hipodromo, Tijuana, Baja California, Mexico; c/o ADP, S.C., Tijuana, 
Baja California, Mexico; c/o Forpres, S.C., Tijuana, Baja California, 
Mexico; Avenida David Alfaro Siqueiros 2789-102, Colonia Zona Rio, 
Tijuana, Baja California, Mexico; c/o Gex Explore, S. de R.L. de C.V., 
Tijuana, Baja California, Mexico; c/o Accesos Electronicos, S.A. de 
C.V., Tijuana, Baja California, Mexico; c/o Farmacia Vida Suprema, S.A. 
DE C.V., Tijuana, Baja California, Mexico; c/o Distribuidora Imperial De 
Baja California, S.A. de C.V., Tijuana, Baja California, Mexico; Calle 
Guadalupe Victoria 9, Colonia Lomas Hipodromo, Tijuana, Baja California, 
Mexico; Avenida de las Americas 3048, Fraccionamiento El Paraiso, 
Tijuana, Baja California, Mexico; c/o Administradora De Inmuebles Vida, 
S.A. de C.V., Tijuana, Baja California, Mexico; c/o Operadora Valpark, 
S.A. de C.V., Tijuana, Baja California, Mexico; c/o Valpark, S.A. de 
C.V., Tijuana, Baja California, Mexico; DOB 26 May 1953; POB Distrito 
Federal, Mexico; Passport 96020025125 (Mexico); alt. Passport ATIJ07154 
(Mexico); R.F.C. MOML-530526-ED4 (Mexico) (individual) [SDNTK]
MORENO MUNOZ, Liliana Judith, c/o CAJA SOLIDARIA, Bogota, Colombia; c/o 
SU SERVICIO SOCIEDAD LTDA., Barranquilla, Colombia; Carrera 6 No. 72-68, 
Barranquilla, Colombia; c/o COPSERVIR LTDA., Bogota, Colombia; c/o 
LITOPHARMA, Barranquilla, Colombia; Cedula No. 32751536 (Colombia) 
(individual) [SDNT]
MORENO, Carlos Arturo, c/o INVERSIONES EL PENON S.A., Cali, Colombia; 
Cedula No. 14264233 (Colombia) (individual) [SDNT]
MORINA, Xhavit; DOB 13 Sep 1963; POB Drenovc (individual) [BALKANS]
MOROCCAN ISLAMIC COMBATANT GROUP (a.k.a. GICM; a.k.a. GROUPE ISLAMIQUE 
COMBATTANT MAROCAIN) [SDGT]
MOSCOSO MONTES, Nelly Fabiola, c/o CODISA, Bogota, Colombia; c/o 
ADMACOOP, Bogota, Colombia; c/o FARMACOOP, Bogota, Colombia; DOB 5 May 
1964; Cedula No. 51740771 (Colombia); Passport 51740771 (Colombia) 
(individual) [SDNT]
MOSQUERA MAYA, Maria Alejandra (a.k.a. SANTACOLOMA, Maria Alejandra), 
14420 NW 16th St., Pembroke Pines, FL 33028; c/o ASH TRADING, INC., 
Pembroke Pines, FL; DOB 22 Sep 1973; Cedula No. 34564670 (Colombia); 
Passport 34564670 (Colombia) (individual) [SDNT]
MOSQUERA, Juan Carlos, Avenida 2 Norte No. 7N-55 of. 601, Cali, 
Colombia; Calle 24N No. 6-17, Cali, Colombia; c/o INMOBILIARIA U.M.V. 
S.A., Cali, Colombia; Cedula No. 16692007 (Colombia) (individual) [SDNT]
MOSTAFA, Mohamed Amin,, Via della Martinella 132, Parma, Italy; DOB 11 
Oct 1975; POB Karkuk, Iraq; nationality Iraq; Kurdish; arrested 31 Mar 
2003 (individual) [SDGT]
MOUMOU, Mohamed (a.k.a. MUMU, Mohamed; a.k.a. `` 'ABDALLAH, Abu''; 
a.k.a. ``ABDERRAHMAN, Abou''; a.k.a. ``AMINA, Abu''; a.k.a. ``SHRAYDA, 
Abu''), Trodheimsgatan 6, 164 32 Kista, Sweden; Dobelnsgatan 97, 7TR C/O 
Lamrabet, 113 52 Stockholm, Sweden; London, United Kingdom; 
Storvretsvagen 92, 7 TR. C/O Drioua, 142 31 Skogas, Sweden; Jungfruns 
Gata 413; Postal Address Box: 3027, 13603 Haninge, Sweden; DOB 30 Jul 
1965; alt. DOB 30 Sep 1965; POB Fez, Morocco; citizen Morocco; alt. 
citizen Sweden; Passport 9817619 (Sweden) expires 14 Dec 2009 
(individual) [SDGT]
MOUSTFA, Djamel (a.k.a. KALED, Belkasam; a.k.a. ``ALI BARKANI''; a.k.a. 
``MOUSTAFA''), c/o Birgit Melani Schroeder, Kuehlungsborner Strasse 30, 
Hamburg 22147, Germany; DOB 28 Sep 1973; alt. DOB 31 Dec 1979; alt. DOB 
22 Aug 1973; POB Tiaret, Algeria; alt. POB Morocco; nationality Algeria; 
arrested 23 Apr 2002; currently in remand at 20355 Hamburg Holstenglacis 
3, Germany (individual) [SDGT]
MOVEMENT FOR ISLAMIC REFORM IN ARABIA (a.k.a. AL-HARAKAT AL-ISLAMIYAH 
LIL-ISLAH; a.k.a. AL-ISLAH; a.k.a. ISLAMIC MOVEMENT FOR REFORM; a.k.a. 
MIRA; a.k.a. MOVEMENT FOR REFORM IN ARABIA), BM Box: MIRA, London WC1N 
3XX, United Kingdom; 21 Blackstone Road, London NW2 6DA, United Kingdom; 
Safiee Suite, EBC House, Townsend Lane, London NW9 8LL, United Kingdom; 
UK Company Number 03834450 (United Kingdom) [SDGT]
MOYO, Jonathan Nathaniel; DOB 12 Jan 1957; Passport AD000432 (Zimbabwe); 
Member of Parliament for Tsholotsho & Former Minister of Information and 
Publicity (individual) [ZIMBABWE]

[[Page 616]]

MOYO, Simon Khaya; DOB 1 Oct 1945; Passport ZD001512 (Zimbabwe); 
Politburo Member (individual) [ZIMBABWE]
MPANO, Douglas (a.k.a. MPAMO, Douglas Iruta); DOB 28 Dec 1965; alt. DOB 
29 Dec 1965; POB Goma, Democratic Republic of the Congo; Manager, Great 
Lakes Business Company and Compagnie Aerienne des Grands Lacs 
(individual) [DRCONGO]
MPOFU, Obert Moses; DOB 12 Oct 1951; Passport ZD001549 (Zimbabwe); 
Deputy Secretary for National Security (individual) [ZIMBABWE]
MRDJA, Darko; DOB 28 Jun 1967; POB Zagreb, Croatia; ICTY indictee 
(individual) [BALKANS]
MRKSIC, Milan; DOB 20 Jul 1947; POB Vrginmost, Croatia; ICTY indictee in 
custody (individual) [BALKANS]
MSALAM, Fahid Mohammed Ally (a.k.a. AL-KINI, Usama; a.k.a. ALLY, Fahid 
Mohammed; a.k.a. MSALAM, Fahad Ally; a.k.a. MSALAM, Fahid Mohammed Ali; 
a.k.a. MSALAM, Mohammed Ally; a.k.a. MUSALAAM, Fahid Mohammed Ali; 
a.k.a. SALEM, Fahid Muhamad Ali); DOB 19 Feb 1976; POB Mombasa, Kenya; 
citizen Kenya (individual) [SDGT]
MSIKA, Joseph; DOB 6 Dec 1923; Passport ZD001610 (Zimbabwe); First Vice 
President (individual) [ZIMBABWE]
MSIPA, Cephas George; DOB 7 Jul 1931; Passport ZD001500 (Zimbabwe); 
Midlands Provincial Governor (individual) [ZIMBABWE]
MSIPA, Sharlottie; DOB 6 May 1936; Passport ZL008055 (Zimbabwe); Spouse 
of Cephas Msipa (individual) [ZIMBABWE]
MUBARAK, Umid Medhat (a.k.a. MUBARAK, Umid Midhat), Iraq; DOB circa 
1940; Former Minister of Health (individual) [IRAQ2]
MUCHENA, Olivia Nyembezi, 59 The Chase, Mount Pleasant, Harare, 
Zimbabwe; DOB 18 Aug 1946; Passport AD000086 (Zimbabwe); Minister of 
State for Science and Technology Development (individual) [ZIMBABWE]
MUCHINGURI, Natasha, 2 Tender Road, Highlands, Harare, Zimbabwe; DOB 
circa 1994; Child of Oppah Muchinguri (individual) [ZIMBABWE]
MUCHINGURI, Oppah Chamu Zvipange, 15 Moorherist Avenue, Harare, 
Zimbabwe; DOB 14 Dec 1958; Minister of Women's Affairs, Gender and 
Community Development (individual) [ZIMBABWE]
MUCHINGURI, Tanya, 2 Tender Road, Highlands, Harare, Zimbabwe; DOB circa 
1989; Child of Oppah Muchinguri (individual) [ZIMBABWE]
MUCIC, Zdravko; DOB 31 Aug 1955; ICTY indictee (individual) [BALKANS]
MUDENGE, Isack Stan Gorerazvo, 31 St. Brelades Road, Borrowdale, Harare, 
Zimbabwe; DOB 17 Dec 1948; Passport AD000964 (Zimbabwe); Minister of 
Higher and Tertiary Education (individual) [ZIMBABWE]
MUGABE, Grace; DOB 23 Jul 1965; Passport AD001159 (Zimbabwe); Spouse of 
Robert Mugabe (individual) [ZIMBABWE]
MUGABE, Leo (a.k.a. CDE MUGABE), 72 Green Groove Drive, Greendale, 
Harare, Zimbabwe; DOB 28 Feb 1957; alt. DOB 28 Aug 1962; MP for Makonde; 
Son of Sabina MUGABE; Nephew of Robert MUGABE (individual) [ZIMBABWE]
MUGABE, Robert Gabriel; DOB 21 Feb 1924; Passport AD002119 (Zimbabwe); 
President of the Republic of Zimbabwe (individual) [ZIMBABWE]
MUGABE, Sabina; DOB 14 Oct 1934; Politburo Senior Committee Member 
(individual) [ZIMBABWE]
MUGHNIYAH, Imad Fa'iz (a.k.a. MUGHNIYAH, Imad Fayiz); DOB 07 Dec 1962; 
POB Tayr Dibba, Lebanon; Passport 432298 (Lebanon); Senior Intelligence 
Officer of HIZBALLAH (individual) [SDT] [SDGT]
MUGICA GONI, Ainhoa; DOB 27 Jun 1970; POB San Sebastian, Guipuzcoa 
Province, Spain; D.N.I. 34.101.243 (Spain); Member ETA (individual) 
[SDGT]
MUGUTI, Edwin, 7 Tay Road, Vainona, Borrowdale, Zimbabwe; DOB 2 May 
1964; Passport AN775556 (Zimbabwe); Deputy Minister of Health and Child 
Welfare (individual) [ZIMBABWE]
MUHAMMAD, Sirajuddin Haqqani Jalaluddin Khwasa (a.k.a. HAQANI, Saraj; 
a.k.a. HAQANI, Siraj; a.k.a. HAQANI, Sirajuddin; a.k.a. HAQQANI, Saraj; 
a.k.a. HAQQANI, Siraj; a.k.a. HAQQANI, Sirajuddin), Manba'ul uloom 
Madrasa, Miramshah, North Waziristan, FATA, NWFP, Pakistan; Dergey 
Manday Madrasa (North of Miramsha), North Waziristan, FATA, NWFP, 
Pakistan; Kela neighborhood/Danda neighborhood (2 km NW from Miramshah 
town), Pakistan; DOB 1977; alt. DOB 1970; alt. DOB 1978; POB Danda, 
Miramshah, Afghanistan; alt. POB Srana Village, Garda Saray District, 
Paktya Province, Afghanistan; alt. POB Neka District, Paktika, 
Afghanistan; alt. POB Khowst Province, Afghanistan (individual) [SDGT]
MUJAHEDIN-E KHALQ ORGANIZATION (a.k.a. MEK; a.k.a. MKO; a.k.a. 
MUJAHEDIN-E KHALQ; a.k.a. MUSLIM IRANIAN STUDENT'S SOCIETY; a.k.a. 
NATIONAL COUNCIL OF RESISTANCE; a.k.a. NATIONAL COUNCIL OF RESISTANCE 
(NCR); a.k.a. NATIONAL COUNCIL OF RESISTANCE OF IRAN; a.k.a. NCRI; 
a.k.a. NLA; a.k.a. ORGANIZATION OF THE PEOPLE'S HOLY WARRIORS OF IRAN; 
a.k.a. PEOPLE'S MUJAHEDIN ORGANIZATION OF IRAN; a.k.a. PMOI; a.k.a. 
SAZEMAN-E MUJAHEDIN-E KHALQ-E IRAN; a.k.a. THE NATIONAL

[[Page 617]]

LIBERATION ARMY OF IRAN) [FTO] [SDGT]
MUJURU, Joyce Teurai Ropa; DOB 15 Apr 1955; Second Vice President 
(individual) [ZIMBABWE]
MUJURU, Solomon Tapfumaneyi Ruzambo (a.k.a. ``NANGO, Rex''); DOB 1 May 
1949; Passport ZD001348 (Zimbabwe); Politburo Senior Committee Member 
(individual) [ZIMBABWE]
MULTICAJA DE TIJUANA, S.A. DE C.V. (f.k.a. CASA DE CAMBIO DEL OESTE), 
Calle 3 y Madero, Zona Centro, Tijuana, Baja California, Mexico; Blvd. 
Insurgentes 2120, Porvenir, Tijuana, Baja California, Mexico; Avenida 
Lazaro Cardenas 1702 18, Otay Constituyentes, Tijuana, Baja California, 
Mexico; Carrillo Puerto, Calle 291, Zona Central, Tijuana, Baja 
California, Mexico; Insurg-Campos S/N BCO., Insurgentes, Tijuana, Baja 
California, Mexico; Centro Comercial Otay, Tijuana, Baja California, 
Mexico; 3A. y Madero, 291, Zona Centro, Tijuana, Baja California, 
Mexico; R.F.C. MTI-920115-RR6 (Mexico) [SDNTK]
MULTISERVICIOS AGSA, S.A. DE C.V., Boulevard Agua Caliente No. 148, 
Revolucion, Tijuana, Baja California, Mexico; R.F.C. MAG941123BYA 
(Mexico) [SDNTK]
MULTISERVICIOS ALPHA, S.A. DE C.V., Paseo Playas 24-2, Colonia Playas de 
Tijuana, Tijuana, Baja California, Mexico; Av. Allende 1197, Colonia 
Independencia, Tijuana, Baja California, Mexico; R.F.C. MAL- 960401-I35 
(Mexico) [SDNTK]
MULTISERVICIOS BRAVIO, S.A. DE C.V. (a.k.a. BRAVIO ARMORED GROUP), Av. 
Via Rapida 26, Colonia Zona Rio, Tijuana, Baja California, Mexico; Local 
C-25 Plaza Rio, Colonia Zona Rio, Tijuana, Baja California, Mexico; 
R.F.C. MBR-961115-4M6 (Mexico) [SDNTK]
MULTISERVICIOS DEL NOROESTE DE MEXICO, S.A. DE C.V., Tijuana, Baja 
California, Mexico [SDNTK]
MULTISERVICIOS GAMAL, S.A. DE C.V. (a.k.a. CASA DE CAMBIO RUBI), Paseo 
Playas 24-2, Colonia Playas de Tijuana, Tijuana, Mexico, Mexico; Blvd. 
Fundadores 5343-22, Colonia El Rubi, Tijuana, Baja California CP 22180, 
Mexico; Av. Federico Benitez 6400-52, Colonia Yamille, Tijuana, Baja 
California, Mexico; Paseo Estrella Del Mar 359, Colonia Playas de 
Tijuana, Tijuana, Baja California CP 22200, Mexico; Paseo Ensenada S/N 
D11, Colonia Playas de Tijuana, Tijuana, Baja California, Mexico; R.F.C. 
MGA-940615-SC3 (Mexico) [SDNTK]
MULTISERVICIOS JEVIZ S.A. DE C.V. (a.k.a. JEVIZ), Carretera a El Dorado 
 2501, Colonia Campo El Diez, Culiacan, Sinaloa 80155, Mexico 
[SDNTK]
MULTISERVICIOS SIGLO, S.A. DE C.V., Carretera Aeropuerto 1900-16G, 
Colonia Otay, Tijuana, Baja California, Mexico; Paseo Tijuana 10126-A, 
Colonia Zona Rio, Tijuana, Baja California, Mexico; R.F.C. MSI-960220-
Q84 (Mexico) [SDNTK]
MUMBENGEGWI, Samuel Simbarashe Simbanenduku, 22 Stour Road, Vainona, 
Borrowdale, Harare, Zimbabwe; DOB 20 July 1945; Non-Constituency Member 
of Parliament (individual) [ZIMBABWE]
MUNANDAR, Aris; DOB 1 Jan 1971; alt. DOB 1962; alt. DOB 1967; alt. DOB 
1964; alt. DOB 1966; alt. DOB 1965; alt. DOB 1968; alt. DOB 1963; POB 
Sambi, Boyolali, Java, Indonesia (individual) [SDGT]
MUNERA FERNANDEZ, Pablo Jesus, c/o CAJA SOLIDARIA, Bogota, Colombia; c/o 
COOMULCOSTA, Barranquilla, Colombia; c/o COPSERVIR LTDA., Bogota, 
Colombia; Cedula No. 8719504 (Colombia) (individual) [SDNT]
MUNOA ORDOZGOITI, Alona; DOB 6 Jul 1976; POB Segura, Guipuzcoa Province, 
Spain; D.N.I. 35.771.259 (Spain); Member ETA (individual) [SDGT]
MUNOZ CORTES, Julio Cesar (a.k.a. MUNOZ CORTEZ, Julio Cesar), c/o 
DISTRIBUIDORA DE DROGAS CONDOR LTDA., Bogota, Colombia; c/o COPSERVIR 
LTDA., Bogota, Colombia; c/o BLANCO PHARMA S.A., Bogota, Colombia; c/o 
DROGAS LA REBAJA BARRANQUILLA S.A., Barranquilla, Colombia; c/o DROGAS 
LA REBAJA CALI S.A., Cali, Colombia; c/o DROGAS LA REBAJA PRINCIPAL 
S.A., Bogota, Colombia; DOB 26 Feb 1947; Cedula No. 14938700 (Colombia) 
(individual) [SDNT]
MUNOZ NARVAEZ, Yamileth, c/o COOPERATIVA MULTIACTIVA DE COLOMBIA 
FOMENTAMOS, Bogota, Colombia; c/o COMERCIALIZADORA INTERTEL S.A., Cali, 
Colombia; c/o DISTRIBUIDORA SANAR DE COLOMBIA S.A., Cali, Colombia; DOB 
30 Dec 1970; Cedula No. 66825769 (Colombia); Passport 66825769 
(Colombia) (individual) [SDNT]
MUNOZ PAZ, Adriana del Socorro, c/o INVERSIONES Y CONSTRUCCIONES VALLE 
S.A., Cali, Colombia; DOB 1 Oct 1966; Cedula No. 31950689 (Colombia) 
(individual) [SDNT]
MUNOZ PAZ, Joaquin Emilio, c/o CONSTRUCTORA DIMISA LTDA., Cali, 
Colombia; c/o INVERSIONES Y CONSTRUCCIONES VALLE S.A., Cali, Colombia; 
c/o INMOBILIARIA U.M.V. S.A., Cali, Colombia; Avenida 4AN No. 47-89, 
Cali, Colombia; DOB 18 JAN 71; Cedula No. 16789012 (Colombia) 
(individual) [SDNT]
MUNOZ RODRIGUEZ, Juan Carlos, c/o DISTRIBUIDORA DE DROGAS CONDOR LTDA., 
Bogota, Colombia; c/o CREDIREBAJA S.A., Cali, Colombia; c/o 
DISTRIBUIDORA DE DROGAS LA REBAJA S.A., Bogota, Colombia; c/o 
DISTRIBUIDORA MIGIL LTDA., Cali, Colombia; c/o GRACADAL S.A., Cali, 
Colombia; c/o REPRESENTACIONES Y DISTRIBUCIONES HUERTAS Y

[[Page 618]]

ASOCIADOS S.A., Bogota, Colombia; c/o ASESORIAS ECONOMICAS MUNOZ 
SANTACOLOMA E.U., Cali, Colombia; c/o LATINFAMRACOS S.A., Quito, 
Ecuador; c/o DISTRIBUIDORA SANAR DE COLOMBIA S.A., Cali, Colombia; c/o 
BLANCO PHARMA S.A., Bogota, Colombia; c/o COMERCIALIZADORA INTERTEL 
S.A., Cali, Colombia; c/o ASPOIR DEL PACIFICO Y CIA. LTDA., Cali, 
Colombia; c/o DEPOSITO POPULAR DE DROGAS S.A., Cali, Colombia; c/o 
LABORATORIOS BLAIMAR DE COLOMBIA S.A., Bogota, Colombia; c/o 
LABORATORIOS KRESSFOR DE COLOMBIA S.A., Bogota, Colombia; c/o 
INVERSIONES Y CONSTRUCCIONES ABC S.A., Cali, Colombia; c/o CONTACTEL 
COMUNICACIONES S.A., Cali, Colombia; c/o FUNDASER, Cali, Colombia; DOB 
25 Sep 64; Cedula No. 16703148 (Colombia); Passport 16703148 (Colombia) 
(individual) [SDNT]
MUNOZ RODRIGUEZ, Soraya, c/o RADIO UNIDAS FM S.A., Cali, Colombia; c/o 
DISTRIBUIDORA MIGIL LTDA., Cali, Colombia; c/o LATINFAMRACOS S.A., 
Quito, Ecuador; c/o DEPOSITO POPULAR DE DROGAS S.A., Cali, Colombia; c/o 
INVERSIONES Y CONSTRUCCIONES ABC S.A., Cali, Colombia; c/o DISTRIBUIDORA 
DE DROGAS LA REBAJA S.A., Bogota, Colombia; c/o LABORATORIOS KRESSFOR DE 
COLOMBIA S.A., Bogota, Colombia; c/o DISTRIBUIDORA DE DROGAS CONDOR 
LTDA., Bogota, Colombia; c/o FUNDASER, Cali, Colombia; c/o LABORATORIOS 
BLAIMAR DE COLOMBIA S.A., Bogota, Colombia; c/o SORAYA Y HAYDEE LTDA., 
Cali, Colombia; c/o BLANCO PHARMA S.A., Bogota, Colombia; c/o 2000-DODGE 
S.L., Madrid, Spain; DOB 26 Jul 67; Cedula No. 31976822 (Colombia); 
Passport AC569012 (Colombia) (individual) [SDNT]
MUNOZ TORRES, Sonia Marcela, c/o FARMAVISION LTDA., Bogota, Colombia; 
Calle 42B No. 73-29, Bogota, Colombia; c/o COPSERVIR LTDA., Bogota, 
Colombia; c/o CAJA SOLIDARIA, Bogota, Colombia; Cedula No. 52034959 
(Colombia) (individual) [SDNT]
MUNOZ Y RODRIGUEZ Y CIA. LTDA., Avenida 6N No. 23DN-26, Cali, Colombia 
[SDNT]
MURAD, Abdul Hakim (a.k.a. AHMED, Saeed; a.k.a. AKMAN, Saeed; a.k.a. 
MURAD, Abdul Hakim Al Hashim; a.k.a. MURAD, Abdul Hakim Hasim; a.k.a. 
MURAD, Adbul Hakim Ali Hashim); DOB 4 Jan 1968; POB Kuwait; nationality 
Pakistan; currently incarcerated in the U.S. (individual) [SDGT]
MURERWA, Herbert Muchemwa; DOB 31 July 1941; Passport AD001167 
(Zimbabwe); Minister of Finance (individual) [ZIMBABWE]
MURERWA, Ruth Chipo, 321 Ard-Na-Lea Close, Glen Lorne, Chisipite, 
Zimbabwe; DOB 27 Jul 1947; Passport AD001244 (Zimbabwe) expires 19 Aug 
2009; Spouse of Herbert Murerwa (individual) [ZIMBABWE]
MURILLO BEJARANO, Diego Fernando (a.k.a. ``ADOLFO PAZ''; a.k.a. ``DON 
BERNA''); DOB 23 Feb 1961; Cedula No. 16357144 (Colombia) (individual) 
[SDNTK]
MURILLO MURILLO, Jose Tolentino, c/o AGROPECUARIA LA ROBLEDA S.A., Cali, 
Colombia; Cedula No. 2240779 (Colombia) (individual) [SDNT]
MURWANASHYAKA, Ignace; DOB 14 May 1963; POB Nogoma-Butera, Rwanda; 
President, Forces Democratiques pour la Liberation du Rwanda (FDLR) 
(individual) [DRCONGO]
MUSA, Rifa'i Ahmad Taha (a.k.a. 'ABD ALLAH, 'Issam 'Ali Muhammad; a.k.a. 
'ABD-AL-'IZ; a.k.a. ABD-AL-WAHAB, Abd-al-Hai Ahmad; a.k.a. ABU YASIR; 
a.k.a. AL-KAMEL, Salah 'Ali; a.k.a. TAHA MUSA, Rifa'i Ahmad; a.k.a. 
THABIT 'IZ); DOB 24 Jun 54; POB Egypt; Passport 1046403 (Egypt); alt. 
Passport 83860 (Sudan); alt. Passport 30455 (Egypt) (individual) [SDT]
MUSHOHWE, Christopher Chindoti; DOB 6 Feb 1954; Minister of Transport 
and Communications (individual) [ZIMBABWE]
MUSLIU, Isak; DOB 31 Oct 1970; POB Racak, Serbia and Montenegro 
(individual) [BALKANS]
MUSLIU, Jonuz; DOB 5 Jan 1959; POB Konculj, Serbia and Montenegro 
(individual) [BALKANS]
MUSLIU, Shefqet; DOB 12 Feb 1963; POB Konculj, Serbia and Montenegro 
(individual) [BALKANS]
MUSONI, Straton; DOB 6 Apr 1961; alt. DOB 4 Jun 1961; POB Mugambazi, 
Kigali; citizen Rwanda; nationality Rwanda (individual) [DRCONGO]
MUSTAFA BAKRI, Ali Sa'd Muhammad (a.k.a. AL-MASRI, Abd Al-Aziz); DOB 18 
Apr 1966; nationality Egypt (individual) [SDGT]
MUSTAFA, Rrustem; DOB 27 Feb 1971; POB Podujevo, Serbia and Montenegro 
(individual) [BALKANS]
MUTASA, Didymus Noel Edwin; DOB 27 July 1935; Minister of State for 
National Security (individual) [ZIMBABWE]
MUTEZO, Munacho Thomas Alvar, 950 Sugarloaf Hill, Glen Lorne, Zimbabwe; 
DOB 14 Feb 1954; Passport AN187189 (Zimbabwe) expires 5 Dec 2010; 
Minister of Water Resources and Infrastructural Development (individual) 
[ZIMBABWE]
MUTINHIRI, Ambrose; DOB 22 Feb 1944; Passport AD000969 (Zimbabwe); 
Minister of Youth Development and Employment Creation (individual) 
[ZIMBABWE]
MUTIWEKUZIVA, Kenneth Keparadza; DOB 27 May 1948; Deputy Minister for 
Small and

[[Page 619]]

Medium Enterprise Development (individual) [ZIMBABWE]
MUVDY BERBESY, Salua Teresa, c/o CONSTRUCTORA PYNZAR LTDA., Cali, 
Colombia; c/o CIA. MINERA DAPA S.A., Bogota, Colombia; Avenida Las 
Americas No. 21N-50 Ofc. 702, Cali, Colombia; c/o PARQUE INDUSTRIAL 
PROGRESO S.A., Yumbo, Colombia; DOB 30 Jan 1959; POB Barranquilla, 
Atlantico, Colombia; Cedula No. 32639757 (Colombia); Passport 32639757 
(Colombia) (individual) [SDNT]
MUZENDA, Simon Vengesai; DOB 28 Oct 1922; Former Vice President; 
Deceased (individual) [ZIMBABWE]
MUZENDA, Tsitsi; DOB 22 Aug 1922; Politburo Senior Committee Member 
(individual) [ZIMBABWE]
MUZONZINI, Elisha; DOB 24 Jun 1957; Passport AD000648 (Zimbabwe); Former 
Director of the Central Intelligence Organization (individual) 
[ZIMBABWE]
MYANMA ECONOMIC BANK (a.k.a. MYANMAR ECONOMIC BANK), 1-19 Sule Pagoda 
Road, Pabedan T/S, Yangon, Burma [BURMA]
MYANMA FOREIGN TRADE BANK (a.k.a. MYANMAR FOREIGN TRADE BANK), P.O. Box 
203, 80-86 Maha Bandoola Garden Street, Kyauktada T/S, Yangon, Burma; 
SWIFT/BIC FOTMMMM1 [BURMA]
MYANMA INVESTMENT AND COMMERCIAL BANK (a.k.a. MICB; a.k.a. MYANMAR 
INVESTMENT AND COMMERCIAL BANK), 170/176 Bo Aung Kyaw Street, Botataung 
Township, Yangon, Burma; SWIFT/BIC MYANMMM1 [BURMA]
MYANMAR AVIA EXPORT COMPANY LIMITED (a.k.a. MYANMAR AVIA EXPORT) [BURMA]
MYANMAR TREASURE RESORTS (a.k.a. MYANMAR TREASURE BEACH RESORT; a.k.a. 
MYANMAR TREASURE BEACH RESORTS; a.k.a. MYANMAR TREASURE RESORT (BAGAN); 
a.k.a. MYANMAR TREASURE RESORT (PATHEIN); a.k.a. ``MYANMAR TREASURE 
RESORT II''), No 56 Shwe Taung Gyar Road, Golden Valley, Bahan Township, 
Yangon, Burma; No. 41 Shwe Taung Gyar Street, Bahan Township, Yangon, 
Burma [BURMA]
MYINT, Htay (a.k.a. MYINT, U Htay), Burma; DOB 6 Feb 1955; citizen 
Burma; nationality Burma; Chairman, Yuzana Company Limited (individual) 
[BURMA]
MYINT, Kyaw (a.k.a. MYINT, Kyaw, Dr.), Burma; DOB 1940; citizen Burma; 
nationality Burma; Minister of Health (individual) [BURMA]
MYINT, Tin Lin (a.k.a. MYINT, Daw Tin Lin); DOB 25 Jan 1947; wife of Ye 
Myint (individual) [BURMA]
MYINT, Ye; DOB 21 Oct 1943; citizen Burma; nationality Burma; 
Lieutenant-General; Chief, Military Affairs; Chief, Bureau of Special 
Operation 1; Member, State Peace and Development Council (individual) 
[BURMA]
MZOUDI, Abdelghani (a.k.a. MAZUTI, Abdelghani; a.k.a. MAZWATI, 
Abdelghani), Marienstrasse 54, Hamburg, Germany; Op de Wisch 15, Hamburg 
21149, Germany; DOB 6 Dec 1972; POB Marrakech, Morocco; citizen Morocco; 
Moroccan Personal ID No. E 427689 (Morocco) issued 20 Mar 2001; Passport 
M271392 (Morocco) issued 04 Dec 2000; alt. Passport F 879567 (Morocco) 
issued 29 Apr 1992 (individual) [SDGT]
NADA INTERNATIONAL ANSTALT, Vaduz, Liechtenstein; formerly c/o Asat 
Trust reg., Vaduz, Liechtenstein [SDGT]
NADA MANAGEMENT ORGANIZATION SA (f.k.a. AL TAQWA MANAGEMENT ORGANIZATION 
SA), Viale Stefano Franscini 22, Lugano CH-6900 TI, Switzerland [SDGT]
NADA, Youssef (a.k.a. NADA, Youssef M.; a.k.a. NADA, Youssef Mustafa), 
Via Riasc 4, Campione d'Italia CH-6911, Switzerland; Via Per Arogno 32, 
Campione d'Italia 6911, Switzerland; Via Arogno 32, Campione d'Italia 
6911, Italy; DOB 17 May 31; alt. DOB 17 May 37; POB Alexandria, Egypt; 
citizen Tunisia (individual) [SDGT]
NAIZAQUE PUENTES, Jose de Jesus, c/o COSMEPOP, Bogota, Colombia; Calle 
58A S 80C-31, Bogota, Colombia; c/o LABORATORIOS BLAIMAR DE COLOMBIA 
S.A., Bogota, Colombia; c/o COINTERCOS S.A., Bogota, Colombia; DOB 12 
Mar 1956; Cedula No. 19348370 (Colombia) (individual) [SDNT]
NAJI, Talal Muhammad Rashid; DOB 1930; POB Al Nasiria, Palestine; 
Principal Deputy of POPULAR FRONT FOR THE LIBERATION OF PALESTINE--
GENERAL COMMAND (individual) [SDT]
NALETILIC, Mladen; DOB 1 Dec 1946; POB Listica, Bosnia-Herzegovina; ICTY 
indictee (individual) [BALKANS]
NAMAN, Saalim (a.k.a. NAMAN, Sam), P.O. Box 39, Fletchamstead Highway, 
Coventry, United Kingdom; Amman, Jordan; Iraq; 5903 Harper Road, Solon, 
OH; 3343 Woodview Lake Road, West Bloomfield, MI 48323 (individual) 
[IRAQ2]
NARVAEZ GONI, Juan Jesus; DOB 23 Feb 1961; POB Pamplona, Navarra 
Province, Spain; D.N.I. 15.841.101 (Spain); Member ETA (individual) 
[SDGT]
NASRALLAH, Hasan; DOB 31 Aug 1960; alt. DOB 31 Aug 1958; alt. DOB 31 Aug 
1955; alt. DOB 31 Aug 1953; POB Al Basuriyah, Lebanon; Passport 042833 
(Lebanon); Secretary General of HIZBALLAH (individual) [SDT]
NASSER ARANA, Carlos Alberto, c/o GRAN COMPANIA DE HOTELES LTDA., 
Barranquilla, Colombia; c/o EDIFICACIONES DEL CARIBE LTDA., 
Barranquilla, Colombia; c/o PROMOTORA HOTEL BARRANQUILLA LTDA., 
Barranquilla, Colombia; c/o SURAMERICANA DE HOTELES LTDA., Barranquilla, 
Colombia; c/o INVERSIONES

[[Page 620]]

NAMOS Y CIA. LTDA., Barranquilla, Colombia; c/o INVERSIONES PRADO TRADE 
CENTER LTDA., Barranquilla, Colombia; c/o HOTELES E INMUEBLES DE 
COLOMBIA LTDA., Barranquilla, Colombia; c/o INMOBILIARIA DEL CARIBE 
LTDA., Barranquilla, Colombia; c/o DESARROLLOS URBANOS ``DESARROLLAR'' 
LTDA., Barranquilla, Colombia; c/o PROMOCIONES Y CONSTRUCCIONES DEL 
CARIBE LTDA., Y CIA. S.C.A., Barranquilla, Colombia; c/o INMOBILIARIA 
HOTELERA DEL CARIBE LTDA., Barranquilla, Colombia; c/o NEGOCIOS Y 
PROPIEDADES DEL CARIBE LTDA., Barranquilla, Colombia; Calle 74 No. 53-
30, Barranquilla, Colombia; c/o K. P. TO JEANS WEAR S. DE H., 
Barranquilla, Colombia; c/o AGRICOLA SONGO LTDA., Barranquilla, 
Colombia; c/o INVERSIONES HOTELERAS DEL LITORAL LTDA., Barranquilla, 
Colombia; c/o PROMOCIONES Y CONSTRUCCIONES DEL CARIBE LTDA., 
Barranquilla, Colombia; DOB 21 Nov 64; Cedula No. 8745045 (Colombia); 
Passport PE008808 (Colombia); alt. Passport T707770 (Colombia) 
(individual) [SDNT]
NASSER ARANA, Claudia Patricia (a.k.a. NASSER DE HASBUN, Claudia 
Patricia; a.k.a. NASSER DE HAZBUN, Claudia Patricia), c/o PROMOCIONES Y 
CONSTRUCCIONES DEL CARIBE LTDA., Barranquilla, Colombia; c/o 
INMOBILIARIA DEL CARIBE LTDA., Barranquilla, Colombia; c/o INVERSIONES 
PRADO TRADE CENTER LTDA., Barranquilla, Colombia; c/o NEGOCIOS Y 
PROPIEDADES DEL CARIBE LTDA., Barranquilla, Colombia; c/o PROMOCIONES Y 
CONSTRUCCIONES DEL CARIBE LTDA., Y CIA. S.C.A., Barranquilla, Colombia; 
Calle 74 No. 53-30, Barranquilla, Colombia; c/o CAMPO VERDE LTDA., 
Barranquilla, Colombia; c/o GRAN COMPANIA DE HOTELES LTDA., 
Barranquilla, Colombia; c/o INMOBILIARIA HOTELERA DEL CARIBE LTDA., 
Barranquilla, Colombia; c/o DESARROLLOS URBANOS ``DESARROLLAR'' LTDA., 
Barranquilla, Colombia; c/o HOTELES E INMUEBLES DE COLOMBIA LTDA., 
Barranquilla, Colombia; Carrera 54 No. 75-97 piso 2, Barranquilla, 
Colombia; c/o EDIFICACIONES DEL CARIBE LTDA., Barranquilla, Colombia; c/
o VILLA DE ARTE S. DE H., Barranquilla, Colombia; c/o SURAMERICANA DE 
HOTELES LTDA., Barranquilla, Colombia; c/o AGRICOLA SONGO LTDA., 
Barranquilla, Colombia; Carrera 54 No. 74-79, Barranquilla, Colombia; c/
o PROMOTORA HOTEL BARRANQUILLA LTDA., Barranquilla, Colombia; c/o 
INVERSIONES HOTELERAS DEL LITORAL LTDA., Barranquilla, Colombia; DOB 23 
Jan 66; alt. DOB 23 Jan 63; Cedula No. 32665137 (Colombia); Passport 
AC751227 (Colombia) (individual) [SDNT]
NASSER ARANA, Jorge, c/o INVERSIONES HOTELERAS DEL LITORAL LTDA., 
Barranquilla, Colombia; c/o NEGOCIOS Y PROPIEDADES DEL CARIBE LTDA., 
Barranquilla, Colombia; c/o SURAMERICANA DE HOTELES LTDA., Barranquilla, 
Colombia; Calle 74 No. 53-30, Barranquilla, Colombia; c/o AGRICOLA SONGO 
LTDA., Barranquilla, Colombia; c/o PROMOTORA HOTEL BARRANQUILLA LTDA., 
Barranquilla, Colombia; c/o PROMOCIONES Y CONSTRUCCIONES DEL CARIBE 
LTDA., Barranquilla, Colombia; c/o INVERSIONES PRADO TRADE CENTER LTDA., 
Barranquilla, Colombia; c/o HOTELES E INMUEBLES DE COLOMBIA LTDA., 
Barranquilla, Colombia; c/o PROMOCIONES Y CONSTRUCCIONES DEL CARIBE 
LTDA., Y CIA. S.C.A., Barranquilla, Colombia; c/o INMOBILIARIA HOTELERA 
DEL CARIBE LTDA., Barranquilla, Colombia; c/o HAPPY DAYS S. de H., 
Barranquilla, Colombia; c/o VESTIMENTA J Y J S. de H., Barranquilla, 
Colombia; c/o EDIFICACIONES DEL CARIBE LTDA., Barranquilla, Colombia; c/
o DESARROLLOS URBANOS ``DESARROLLAR'' LTDA., Barranquilla, Colombia; c/o 
GRAN COMPANIA DE HOTELES LTDA., Barranquilla, Colombia; c/o INMOBILIARIA 
DEL CARIBE LTDA., Barranquilla, Colombia; DOB 6 Nov 66; Cedula No. 
72139939 (Colombia); Passport T705915 (Colombia); alt. Passport AC143719 
(Colombia) (individual) [SDNT]
NASSER DAVID, Julio Cesar (a.k.a. PEREZ PENA, Jaime), Carrera 38B No. 
76-40, Barranquilla, Colombia; c/o INMOBILIARIA DEL CARIBE LTDA., 
Barranquilla, Colombia; c/o INMOBILIARIA HOTELERA DEL CARIBE LTDA., 
Barranquilla, Colombia; c/o INVERSIONES PRADO TRADE CENTER LTDA., 
Barranquilla, Colombia; c/o PROMOTORA HOTEL BARRANQUILLA LTDA., 
Barranquilla, Colombia; c/o DESARROLLOS URBANOS ``DESARROLLAR'' LTDA., 
Barranquilla, Colombia; c/o HOTELES E INMUEBLES DE COLOMBIA LTDA., 
Barranquilla, Colombia; c/o PROMOCIONES Y CONSTRUCCIONES DEL CARIBE 
LTDA., Barranquilla, Colombia; c/o EDIFICACIONES DEL CARIBE LTDA., 
Barranquilla, Colombia; c/o SURAMERICANA DE HOTELES LTDA., Barranquilla, 
Colombia; c/o INVERSIONES HOTELERAS DEL LITORAL LTDA., Barranquilla, 
Colombia; c/o AGRICOLA SONGO LTDA., Barranquilla, Colombia; Calle 74 No. 
53-30, Barranquilla, Colombia; c/o PROMOCIONES Y CONSTRUCCIONES DEL 
CARIBE LTDA., Y CIA. S.C.A., Barranquilla, Colombia; c/o NEGOCIOS Y 
PROPIEDADES DEL CARIBE LTDA., Barranquilla, Colombia; c/o GRAN COMPANIA 
DE HOTELES LTDA., Barranquilla, Colombia; DOB 1 Nov 40; alt. DOB 1 Oct 
40;

[[Page 621]]

Cedula No. 3710619 (Colombia); Passport H130865 (Colombia) (individual) 
[SDNT]
NASUF, Tahir (a.k.a. NASOOF, Tahar; a.k.a. NASUF, Taher; a.k.a. NASUF, 
Tahir Mustafa; a.k.a. ``ABU RIDA''; a.k.a. ``ABU SALIMA EL LIBI''; 
a.k.a. ``AL-QA'QA''), Manchester, United Kingdom; DOB 4 Nov 1961; alt. 
DOB 11 Apr 1961; POB Tripoli, Libya (individual) [SDGT]
NATIONAL CIGARETTES CO. LTD., P.O. Box 2083, Khartoum, Sudan; and all 
other branches in Sudan [SUDAN]
NATIONAL COMMITTEE FOR THE LIBERATION AND PROTECTION OF ALBANIAN LANDS 
(a.k.a. KKCMTSH) [BALKANS]
NATIONAL COTTON AND TRADE COMPANY, P.O. Box 1552, Khartoum, Sudan 
[SUDAN]
NATIONAL COUNCIL OF RESISTANCE (NCR) (a.k.a. MEK; a.k.a. MKO; a.k.a. 
MUJAHEDIN-E KHALQ; a.k.a. MUJAHEDIN-E KHALQ ORGANIZATION; a.k.a. MUSLIM 
IRANIAN STUDENT'S SOCIETY; a.k.a. NATIONAL COUNCIL OF RESISTANCE; a.k.a. 
NLA; a.k.a. ORGANIZATION OF THE PEOPLE'S HOLY WARRIORS OF IRAN; a.k.a. 
PEOPLE'S MUJAHEDIN ORGANIZATION OF IRAN; a.k.a. PMOI; a.k.a. SAZEMAN-E 
MUJAHEDIN-E KHALQ-E IRAN; a.k.a. THE NATIONAL LIBERATION ARMY OF IRAN); 
including its U.S. representative offices and all other offices 
worldwide [FTO] [SDGT]
NATIONAL ELECTRICITY CORPORATION, P.O. Box 1380, Khartoum, Sudan [SUDAN]
NATIONAL EXPORT-IMPORT BANK (N.K.A. BANK OF KHARTOUM GROUP), Sudanese 
Kuwait Commercial Centre, Nile Street, P.O. Box 2732, Khartoum, Sudan 
[SUDAN]
NATIONAL LIBERATION ARMY (a.k.a. EJERCITO DE LIBERACION NACIONAL; a.k.a. 
ELN) [FTO] [SDGT]
NATIONAL LIBERATION ARMY (a.k.a. NLA; a.k.a. UCK) [BALKANS]
NATIONAL MOVEMENT FOR THE LIBERATION OF KOSOVO (a.k.a. LKCK) [BALKANS]
NATIONAL REINSURANCE COMPANY (SUDAN) LIMITED, P.O. Box 443, Khartoum, 
Sudan [SUDAN]
NATIONAL STANDARDS AND CALIBRATION LABORATORY (a.k.a. NATIONAL 
CALIBRATION CENTRE; a.k.a. NSCL), P.O. Box 4470, Damascus, Syria [NPWMD]
NAUMAU, Uladzimir Uladzimiravich (a.k.a. NAUMOV, Vladimir 
Vladimirovich); DOB 1956; Minister of the Interior; Position also 
referred to as Minister of Internal Affairs (individual) [BELARUS]
NAVARRO HERNANDEZ, Yanet, c/o COPSERVIR LTDA., Bogota, Colombia; c/o 
CAJA SOLIDARIA, Bogota, Colombia; c/o LITOPHARMA, Barranquilla, 
Colombia; Cedula No. 32728558 (Colombia) (individual) [SDNT]
NAVARRO MARTINEZ, Samuel, Frankfurt, Germany (individual) [CUBA]
NAVARRO REYES, Fernando, c/o DROGAS LA REBAJA BARRANQUILLA S.A., 
Barranquilla, Colombia; c/o DROGAS LA REBAJA PRINCIPAL S.A., Bogota, 
Colombia; c/o DEPOSITO POPULAR DE DROGAS S.A., Cali, Colombia; c/o 
DROGAS LA REBAJA NEIVA S.A., Neiva, Colombia; c/o DROGAS LA REBAJA 
PEREIRA S.A., Pereira, Colombia; c/o SERVICIOS FARMACEUTICOS SERVIFAR 
S.A., Cali, Colombia; c/o DISTRIBUIDORA DEL VALLE E.U., Cali, Colombia; 
c/o DROGAS LA REBAJA CALI S.A., Cali, Colombia; c/o DROGAS LA REBAJA 
BOGOTA S.A., Bogota, Colombia; Cedula No. 16616177 (Colombia); Passport 
16616177 (Colombia) (individual) [SDNT]
NAVIA DIAZ, Ricardo Alberto, c/o INTERNACIONAL DE DIVISAS S.A., Cali, 
Colombia; c/o OBURSATILES S.A., Cali, Colombia; c/o INTERNACIONAL DE 
DIVISAS S.A., LLC, Miami, FL; DOB 11 Nov 1961; Cedula No. 16662355 
(Colombia); Passport 16662355 (Colombia) (individual) [SDNT]
NAVIERA MARITIMA DE AROSA, S.A., Paseo de Pereda 36, Apartado 141, 39004 
Santander, Spain [CUBA]
NAVIGABLE WATER CORPORATION, c/o EMPRESA DE NAVEGACION CARIBE, Edificio 
Lonja del Comercio, Lamparilla 2, Caja Postal 1784, Havana 1, Cuba 
[CUBA]
NAWAY, Haji Ali (a.k.a. NAVAI, Ali; a.k.a. NAWAE, Ali; a.k.a. NAWA'EE, 
Ali; a.k.a. NAWAI, Ali; a.k.a. NAWA'I, Ali), Iran; Karachi, Pakistan; 
United Arab Emirates; DOB circa 1945; alt. DOB circa 1950; POB Sistan Va 
Baluchistan, Iran; nationality Iran (individual) [SDNTK]
NAYDO, Valeriy (a.k.a. NAIDO, Valerii), c/o CET AVIATION, P.O. Box 932-
20C, Ajman, United Arab Emirates; Equatorial Guinea; DOB 10 Aug 1957; 
citizen Ukraine; Passport KC024178 (Ukraine); alt. Passport AC251295 
(Ukraine) (individual) [LIBERIA]
NCUBE, Abedinico; DOB 13 Mar 1954; Deputy Minister of Public Service, 
Labor and Social Welfare (individual) [ZIMBABWE]
NDLOVU MOTORWAYS, c/o Sam Nujoma Street/Livingston Avenue, Harare, 
Zimbabwe [ZIMBABWE]
NDLOVU, Naison K.; DOB 22 Oct 1930; Politburo Secretary for Production 
and Labor (individual) [ZIMBABWE]
NDLOVU, Richard; DOB 26 Jun 1942; Politburo Deputy Commissariat 
(individual) [ZIMBABWE]
NDLOVU, Rose Jaele; DOB 27 Sep 1939; Passport AD000813 (Zimbabwe); 
Spouse of Sikhanyiso Ndlovu (individual) [ZIMBABWE]
NDLOVU, Sikhanyiso Duke; DOB 4 May 1937; Passport ZD001355 (Zimbabwe); 
Deputy

[[Page 622]]

Minister of Higher and Tertiary Education (individual) [ZIMBABWE]
NDRECAJ, Maliq; DOB 22 Apr 1969; POB Maciteve, Serbia and Montenegro 
(individual) [BALKANS]
NEAL, Juanita; DOB 09 MAY 1947; Former Deputy Minister of Finance of 
Liberia (individual) [LIBERIA]
NEGOCIOS LOS SAUCES LTDA., Carrera 4 No. 4-21 of. 1501, Edificio Seguros 
Bolivar, Cali, Colombia; Apartado Aereo 10077, Cali, Colombia; NIT 
 890328835-1 (Colombia) [SDNT]
NEGOCIOS LOS SAUCES LTDA. Y CIA. S.C.S. (f.k.a. INMOBILIARIA SAMARIA 
LTDA.), Calle 18, No. 106-96 of. 201/202, Cali, Colombia; Calle 13A 64-
50 F102, Cali, Colombia; Calle 13 3-32 piso 13, Cali, Colombia; Carrera 
4 12-41 of. 1501, Edificio Seguros Bolivar, Cali, Colombia; NIT 
 890937859-0 (Colombia) [SDNT]
NEGOCIOS Y CAPITALES S.A., Avenida 30 de Agosto No. 34-51, Pereira, 
Colombia; NIT  800101701-0 (Colombia) [SDNT]
NEGOCIOS Y PROPIEDADES DEL CARIBE LTDA. (f.k.a. NEGOCIAR LTDA.), Calle 
74 No. 53-30, Barranquilla, Colombia; NIT  890108102-8 
(Colombia) [SDNT]
NEGRETE AYALA, Nubis del Carmen, c/o FARMA 3.000 LIMITADA, Barranquilla, 
Colombia; DOB 15 Jan 1966; Cedula No. 26174837 (Colombia); Passport 
26174837 (Colombia) (individual) [SDNT]
NEMBHARD, Norris (a.k.a. NEMHARD, Norris; a.k.a. ``DEDO''; a.k.a. 
``DIDO''); DOB 5 Jan 1952; alt. DOB 12 May 1954; alt. DOB 5 Jan 1951; 
POB Jamaica (individual) [SDNTK]
NESSI, Ferruccio, Piazza Grande 26, 6600 Locarno, Switzerland 
(individual) [IRAQ2]
NETHERLANDS CARIBBEAN BANK N.V., 5ta. Ave. No. 6407 esq. a 66, Miramar, 
Municipio Playa, La Habana, Cuba; Kaya WFG (Jombi) Mensing 14, P.O. Box 
3895, Willemstad, Curacao, Netherlands Antilles [CUBA]
NEVADO, Sandra, Carrera 110 No. 124A-33 B. 110 Int. 6 ap. 403, Bogota, 
Colombia; c/o COPSERVIR LTDA., Bogota, Colombia; c/o CAJA SOLIDARIA, 
Bogota, Colombia; c/o COOPIFARMA, Bucaramanga, Colombia; Cedula No. 
51944889 (Colombia) (individual) [SDNT]
NEW GROVE (f.k.a. KASPAR) (vessel) [CUBA]
NEW HAIFA SUGAR FACTORY, Kashm el Girba, Sudan [SUDAN]
NEW HALFA SUGAR FACTORY COMPANY LIMITED (a.k.a. NEW HALFA SUGAR 
COMPANY), El Gamaa Street (Aljama Street), New Halfa, P.O. Box 511/3047, 
Khartoum, Sudan; E-mail Address [email protected] (Sudan) [SUDAN]
NEW KHARTOUM TANNERY, P.O. Box 17, Khartoum, Sudan [SUDAN]
NEW PEOPLE'S ARMY / COMMUNIST PARTY OF THE PHILIPPINES (a.k.a. COMMUNIST 
PARTY OF THE PHILIPPINES; a.k.a. CPP; a.k.a. NEW PEOPLE'S ARMY; a.k.a. 
NPA; a.k.a. NPP/CPP) [FTO] [SDGT]
NG, Sor Hong (a.k.a. LAW, Cecilia; a.k.a. LO, Cecilia; a.k.a. NG, 
Cecilia), 3 Shenton Way,  10-01 Shenton House, Singapore 
068805, Singapore; 150 Prince Charles Crescent,  18-03, 
Singapore 159012, Singapore; DOB 1958; citizen Singapore; Identification 
Number S1481823E (Singapore); Chief Executive, Managing Director, and 
Owner, Golden Aaron Pte. Ltd., Singapore; Director and Owner, G A 
Ardmore Pte. Ltd., Singapore; Chief Executive, Director and Owner, G A 
Capital Pte. Ltd., Singapore; Director and Owner, G A Foodstuffs Pte. 
Ltd., Singapore; Chief Executive, Director and Owner, G A Land Pte. 
Ltd., Singapore; Director and Owner, G A Resort Pte. Ltd., Singapore; 
Chief Executive, Director and Owner, G A Sentosa Pte. Ltd., Singapore; 
Chief Executive, Director and Owner, G A Treasure Pte. Ltd., Singapore; 
Director and Owner, G A Whitehouse Pte. Ltd., Singapore; Chief 
Executive, Manager, and Owner, S H Ng Trading Pte. Ltd., Singapore 
(individual) [BURMA]
NGUNI, Sylvester Robert; DOB 4 May 1955; Passport ZE215371 (Zimbabwe); 
Deputy Minister of Agriculture (individual) [ZIMBABWE]
NHEMA, Chenayaimoyo Dunstan Francis, 3 Farthinghill Road, Borrowdale, 
Harare, Zimbabwe; DOB 17 Apr 1959; Passport AD000966 (Zimbabwe); 
Minister of Environment and Tourism (individual) [ZIMBABWE]
NICE FANTASY GARMENT COMPANY LTD., 391/6-391/9 Soi Santi Thetsaban, 
Ratchada Phisek Road, Lat Yao precinct, Chatuchak district, Bangkok, 
Thailand [SDNTK]
NIDAL, Abu (a.k.a. AL BANNA, Sabri Khalil Abd Al Qadir); DOB May 1937; 
alt. DOB May 1940; POB Jaffa, Israel; Founder and Secretary General of 
ABU NIDAL ORGANIZATION (individual) [SDT]
NIEBLA CORDOZA, Rosario (a.k.a. NIEBLA CORDOSA, Rosario), La Calle Jesus 
Clark Flores  48, Octava Seccion, Fraccionamiento Chapultepec, 
Tijuana, Baja California, Mexico; Avenida Paseo Lomas De Mazatlan 6, 
Lomas De Mazatlan, Mazatlan, Sinaloa 82110, Mexico; c/o ROSARIO NIEBLA 
CARDOZA A. EN P., Culiacan, Sinaloa, Mexico; S Madre Occidental 1323, 
Culiacan, Sinaloa 80178, Mexico; Calle Ciudades de Hermanas  
277, Colonia Guadalupe, Culiacan, Sinaloa, Mexico; Calle Ciudad Victoria 
1168, Las Quintas, Culiacan, Sinaloa 80060, Mexico; c/o NUEVA INDUSTRIA 
DE GANADEROS DE CULIACAN S.A. DE C.V., Culiacan, Sinaloa, Mexico; c/o 
ESTABLO PUERTO RICO S.A. DE C.V., Culiacan, Sinaloa, Mexico; Avenida 
Manuel Vallarta 2141,

[[Page 623]]

Colonia Centro, Culiacan, Sinaloa 80129, Mexico; Calle Ciudad de 
Hermosillo  1168, Fraccionamiento Las Quintas, Culiacan, 
Sinaloa 80060, Mexico; c/o JAMARO CONSTRUCTORES S.A. DE C.V., Culiacan, 
Sinaloa, Mexico; DOB 06 Oct 1946; POB Culiacan, Sinaloa, Mexico; citizen 
Mexico; nationality Mexico; C.U.R.P. NICR461006MSLBRS09 (Mexico); R.F.C. 
NICR-461006-T36 (Mexico) (individual) [SDNTK]
NIKOLIC, Dragan; DOB 26 Apr 1957; POB Vlasenica, Bosnia-Herzegovina; 
ICTY indictee (individual) [BALKANS]
NIKOLIC, Drago; DOB 9 Nov 1957; POB Vlasenica, Bosnia-Herzegovina; ICTY 
indictee (individual) [BALKANS]
NIKOLIC, Momir; DOB 20 Feb 1955; POB Bratunac, Bosnia-Herzegovina; ICTY 
indictee (individual) [BALKANS]
NIKOLIC, Zarko; DOB 7 May 1938; POB Sovljak, Serbia and Montenegro 
(individual) [BALKANS]
NILE CEMENT COMPANY LIMITED, P.O. Box 1502, Khartoum, Sudan; Factories 
at Rabak, St. 45-47, Khartoum Extension, Sudan [SUDAN]
NILE CEMENT FACTORY, P.O. Box 1502, Khartoum, Sudan; Rabak, Sudan 
[SUDAN]
NINO VALBUENA, Luis German, c/o COLPHAR S.A., Bogota, Colombia; Cedula 
No. 19423011 (Colombia); Passport 19423011 (Colombia) (individual) 
[SDNT]
NIPPON-CARIBBEAN CO., LTD., Chuo-Ku, Akasaki-Chuo 1-1 Akasaki Bldg., 
Tokyo, Japan [CUBA]
NIREF, Boezembolcht 23, Rotterdam, Netherlands [CUBA]
NKOMO, Georgina Ngwenya, 59 Muchbimding Road, Worringham, Bulawayo, 
Zimbabwe; DOB 4 Aug 1966; Spouse of John Nkomo (individual) [ZIMBABWE]
NKOMO, John Landa, 59 Muchbimding Road, Worringham, Bulawayo, Zimbabwe; 
DOB 22 Aug 1934; Passport AD000477 (Zimbabwe); Speaker of Parliament & 
ZANU-PF National Chairman (individual) [ZIMBABWE]
NKOMO, Louise S. (a.k.a. NHEMA, Louise Sehulle), 3 Farthinghill Road, 
Borrowdale, Harare, Zimbabwe; DOB 25 Aug 1964; Passport ZE151361 
(Zimbabwe); Spouse of Francis Nhema (individual) [ZIMBABWE]
NKOMO, Stephen; DOB 3 Oct 1926; Former Politburo Senior Committee 
Member; Deceased (individual) [ZIMBABWE]
NKUNDA, Laurent (a.k.a. NKUNDA BATWARE, Laurent; a.k.a. NKUNDA MAHORO 
BATWARE, Laurent; a.k.a. NKUNDA, General; a.k.a. NKUNDABATWARE, 
Laurent); DOB 6 Feb 1967; alt. DOB 2 Feb 1967; POB Rutshuru, North Kivu, 
Democratic Republic of the Congo; Founder, National Congress for the 
People's Defense; Senior Officer, Rally for Congolese Democracy-Goma 
(RCD-G), 1998-2006; Officer, Rwandan Patriotic Front (RPF), 1992-1998 
(individual) [DRCONGO]
NOOR MUHAMMAD, Abdul Majeed (a.k.a. NOOR MOHAMMAD, Abdul Majid; a.k.a. 
NOOR MUHAMMED, Abdul Majid), c/o FMF GENERAL TRADING LLC, Dubai, United 
Arab Emirates; DOB 1957; POB Chagai, Pakistan; citizen Pakistan; 
Passport LA097936 (Pakistan) (individual) [SDNTK]
NOORZAI, Haji Bashir (a.k.a. BISHR, Haji); DOB 1961; POB Afghanistan 
(individual) [SDNTK]
NORDIC LTD. (a.k.a. NORDIK LIMITED EOOD), 9 Frederick J. Curie Street, 
Sofia 1113, Bulgaria [LIBERIA]
NORDSTRAND LTD., Liechtenstein [CUBA]
NORDSTRAND MARITIME AND TRADING COMPANY, 33 Akti Maouli, 185-35 Pireas 
(Piraeus), Greece [CUBA]
NORIEGA, Manuel Antonio, Panama (individual) [CUBA]
NORTH ISLAND SHIPPING CO. LTD., c/o UNION MARITIMA PORTUARIA, 9-Piso, 
Apartado B, Esquina Cuarteles y Pena Pobre 60, Havana Vieje, Havana, 
Cuba [CUBA]
NORTH ISLANDS (vessel) [CUBA]
NORTHWEST SENNAR SUGAR FACTORY, Northwest Sennar, Sudan [SUDAN]
NOVA CARVAJAL, Mary Luz, c/o ABS HEALTH CLUB SA, Bogota, Colombia; c/o 
SOCIEDAD SUPERDEPORTES LTDA., Bogota, Colombia; DOB 19 Dec 1974; citizen 
Colombia; nationality Colombia; Cedula No. 52253223 (Colombia) 
(individual) [SDNT]
NOVAPINSKI LTDA., Avenida 3 No. 21-50, Cali, Colombia; NIT  
800246936-7 (Colombia) [SDNT]
NOVIN ENERGY COMPANY (a.k.a. ENERGY NOVIN; a.k.a. NOVEEN ENERGY 
COMPANY), End of North Karegar Avenue, Tehran, Iran [NPWMD]
NUEVA INDUSTRIA DE GANADEROS DE CULIACAN S.A. DE C.V. (a.k.a. DORA 
PASTEURIZA DE LECHE SANTA MONICA; f.k.a. INDUSTRIAS DE GANADEROS S.A. DE 
C.V.; a.k.a. LECHERIA SANTA MONICA; a.k.a. SANTA MONICA DAIRY), Avenida 
Vallarta 2141, Colonia Centro, Culiacan, Sinaloa 80060, Mexico; 
Carretera A Navolato, Colonia Bachigualato, Culiacan, Sinaloa 80060, 
Mexico; Calle Tomate 10 Bodega 34Y5, Colonia Mercado Abastos, Culiacan, 
Sinaloa 83170, Mexico; Matamoros 5, Escuinapa, Sinaloa 82478, Mexico; 
Carretera Los Mochis Topolobampo, KM. 5.2, Los Mochis, Sinaloa, Mexico; 
Calle Federalismo 2000, Colonia Recursos Hidraulicos, Culiacan, Sinaloa 
80060, Mexico; Avenida Xicotencalth  1795, Colonia Las Quintas, 
Culiacan, Sinaloa 80060, Mexico; Chamizal S/N, La Cruz, Sinaloa 82700, 
Mexico; Carretera Internacional 1845, Bodega 8 y 10, Colonia Zona 
Industrial 2,

[[Page 624]]

Ciudad Obregon, Sonora 85065, Mexico; Carretera A Topolobampo 5, Colonia 
Ninos Heroes, Ahome, Sinaloa 81290, Mexico; Avenida Francisco Villa 
Norte 135, Colonia Ninos Heroes, Salvador Alvarado, Sinaloa 81400, 
Mexico; Carretera La Cruz KM 15 S/N, Colonia Arroyitos, La Cruz, Sinaloa 
82700, Mexico; Plaza Azul S/N, Colonia Las Brisas, Tecuala, Nayarit, 
Mexico; Calle Sauces 384, Colonia Del Bosque, Guasave, Sinaloa 81020, 
Mexico; Calle Central Local A10, Colonia Mercado Abastos, Cajeme, Sonora 
85000, Mexico; Calle Jose Diego Abad 2923, Colonia Bachigualato, 
Culiacan, Sinaloa 80140, Mexico; Calle/Boulevard Doctor Mora 1230, 
Colonia Las Quintas, Culiacan, Sinaloa 80060, Mexico; Carretera 
Internacional al Norte KM 1.5, 1207, Colonia Ejido Venadillo, Mazatlan, 
Sinaloa 82129, Mexico; Carretera Augstin Olachea Local 30, Colonia 
Pericues, La Paz, Baja California Sur 23090, Mexico; Calle Prolongacion 
Morelos y Matamoros S/N, Colonia Benito Juarez, Escuinapa, Sinaloa 
82400, Mexico; R.F.C. NIG-8802029-Y7 (Mexico) [SDNTK]
NUMA SANJUAN, Antonieta, c/o INTERCONTINENTAL DE AVIACION S.A., Bogota, 
Colombia; c/o ACCIRENT S.A., Bogota, Colombia; Avenida 0 No. 10-38, 
Cucuta, Norte de Santander, Colombia; DOB 20 Oct 1962; POB Ocana, Norte 
de Santander, Colombia; Cedula No. 60291819 (Colombia); Passport 
AC227693 (Colombia); alt. Passport AE227693 (Colombia) (individual) 
[SDNT]
NUNEZ TOLBANOS, Vicente Antonio, c/o COLIMEX LTDA., Cali, Colombia; c/o 
CPV SISTEMAS GRAFICOS S.L., Madrid, Spain; c/o JAROMO INVERSIONES S.L., 
Madrid, Spain; c/o RODRIGUEZ Y TOLBANOS S.A., Alcala de Henares, Madrid, 
Spain; N.I.E. 8966981-V (Spain) (individual) [SDNT]
NYAMBUYA, Michael Rueben; DOB 23 Jul 1955; Passport AN045019 (Zimbabwe); 
Minister of Energy and Power Development (individual) [ZIMBABWE]
NYEIN, Chan (a.k.a. NYEIN, Chan, Dr.; a.k.a. NYEIN, Chang, Dr.), Burma; 
DOB 1944; citizen Burma; nationality Burma; Minister of Education 
(individual) [BURMA]
NYONI, Peter Baka; DOB 10 Jan 1950; Passport ZD002188 (Zimbabwe); Spouse 
of Sithembiso Nyoni (individual) [ZIMBABWE]
NYONI, Sithembiso; DOB 20 Sept 1949; Passport AD000223 (Zimbabwe); 
Minister of Small and Medium Enterprises Development (individual) 
[ZIMBABWE]
OBRENOVIC, Dragan; DOB 12 Apr 1963; POB Matino Brdo, Bosnia-Herzegovina; 
ICTY indictee (individual) [BALKANS]
OBURSATILES S.A. (a.k.a. OPERACIONES BURSATILES S.A. COMISIONISTA DE 
BOLSA), Carrera 7 No. 74-56 of. 909, Bogota, Colombia; Carrera 15 No. 
87-32, Bogota, Colombia; Carrera 22 No. 18-65 Local 28, Manizales, 
Colombia; Calle 10 No. 4-40 of. 312, Cali, Colombia; Carrera 28 No. 29-
06 Local 104, Palmira, Colombia; Centro Comercial Cosmocentro Local 103, 
Cali, Colombia; Transversal 71D No. 26-94 Sur Local 3504, Bogota, 
Colombia; Avenida 4N No. 4N-30, Cali, Colombia; Avenida 68 No. 75A-50 
Local 230, Bogota, Colombia; Calle 19 No. 5-48 Local 226, Pereira, 
Colombia; Carrera 49 No. 52-81 L-9923, Medellin, Colombia; Carrera 52 
No. 72-65 Local 106, Barranquilla, Colombia; Carrera 66B No. 34A-76 
Local 227, Medellin, Colombia; NIT  800012425-0 (Colombia) 
[SDNT]
OCAMPO ROMAN, Carlos Jose, c/o CONSTRUCCIONES ASTRO S.A., Cali, 
Colombia; DOB 2 Feb 1959; Cedula No. 6401478 (Colombia) (individual) 
[SDNT]
OCCIDENTAL COMUNICACIONES LTDA., Calle 19N No. 2N-29 piso 10 Sur, Cali, 
Colombia; Calle 44N No. 2BN-10, Cali, Colombia; NIT  800146996-
1 (Colombia) [SDNT]
OCCIDENTAL DE PAPELES LTDA. (a.k.a. OCCIPAPEL LTDA.), Avenida 2D No. 
24N-06, Cali, Colombia; NIT  805017535-3 (Colombia) [SDNT]
OCEJO MIRAMONTES, Alfredo Eugenio, c/o QUINTA REAL JARDIN SOCIAL Y DE 
EVENTOS, S.A. DE C.V., Tijuana, Baja California, Mexico; Via Rapida 
Oriente 10950, Altos Rio Tijuana, Tijuana, Baja California, Mexico; 
Sinaloa, Calle 112 Mexico, Tijuana, Baja California 22150, Mexico; DOB 
26 May 1964; POB Baja California, Mexico; C.U.R.P. OEMA640526HBCCRL05 
(Mexico); R.F.C. OEMA-640526-AJ3 (Mexico) (individual) [SDNTK]
OCHOA VASCO, Fabio Enrique (a.k.a. GONZALEZ ZAPATA, Antonio; a.k.a. 
MARTINEZ PEREZ, Juan Carlos; a.k.a. OCHOA VASCO, Carlos Mario; a.k.a. 
VEGA TOBON, Carlos Mario; a.k.a. ``CARLOS MARIO''; a.k.a. ``KIKO''; 
a.k.a. ``KIKO EL CHIQUITO''), Av Mexico 2867-17, Col Vallarta, Norte, 
Guadalajara, Jalisco 44690, Mexico; Medellin, Antioquia, Colombia; Av 
Miguel Angel 18, Real Vallarta, Zapopan, Jalisco 44020, Mexico; DOB 22 
Nov 1960; alt. DOB 20 Nov 1963; POB Medellin, Colombia; Cedula No. 
79281039 (Colombia); alt. Cedula No. 15508422 (Colombia); Passport 
AE063894 (Colombia) (individual) [SDNT]
OCTUBRE HOLDING SOCIETE ANONIME (a.k.a. OCTOBER HOLDING COMPANY), Vaduz, 
Liechtenstein [CUBA]
ODESSA AIR (f.k.a. OKAPI AIR), Entebbe, Uganda [LIBERIA]
OFFENBACH HAUSHALTWAREN B.V., Rietlanden 5-A, Beverwijk 1948, 
Netherlands; Rietlanden 5-7, Beverwijk 1948 NE, Netherlands; C.R. No. 
28094396 (Netherlands) [SDNTK]
OGUNGBUYI, Abeni O. (a.k.a. BABESTAN, Abeni O.; a.k.a. SHOFESO, Olatutu

[[Page 625]]

Temitope); DOB 30 JUN 52; POB Nigeria (individual) [SDNTK]
OGUNGBUYI, Oluwole A. (a.k.a. ADEMULERO, Babestan Oluwole; a.k.a. 
BABESTAN, Wole A.; a.k.a. OGUNGBUYI, Wally; a.k.a. OGUNGBUYI, Wole A.; 
a.k.a. SHOFESO, Olatude I.; a.k.a. SHOFESO, Olatunde Irewole); DOB 4 MAR 
53; POB Nigeria (individual) [SDNTK]
OIL CORPORATION, P.O. Box 64, Khartoum, Sudan [SUDAN]
OJDANIC, Dragoljub; DOB 1 Jun 1941; POB Ravni-Cajetina, Serbia and 
Montenegro; Ex-Fry Minister of Defense; ICTY indictee in custody 
(individual) [BALKANS]
OLARRA GURIDI, Juan Antonio; DOB 11 Sep 1967; POB San Sebastian, 
Guipuzcoa Province, Spain; D.N.I. 30.084.504 (Spain); Member ETA 
(individual) [SDGT]
OLARTE LOMBANA, Alonso (a.k.a. GUZMAN FLOREZ, Reinel; a.k.a. ``LUIS 
EDUARDO MARIN''; a.k.a. ``RAFAEL GUTIERREZ''); DOB 7 Nov 1960; alt. DOB 
11 Apr 1957; POB Bogota, Colombia; alt. POB Natagaima, Tolima, Colombia; 
citizen Colombia; nationality Colombia; Cedula No. 18260876 (Colombia) 
(individual) [SDNTK]
OLAYA ROSCIASCO, Patricia Esperanza, c/o LABORATORIOS PROFARMA LTDA., 
Bogota, Colombia; DOB 30 Mar 1963; Cedula No. 51698439 (Colombia); 
Passport 51698439 (Colombia) (individual) [SDNT]
OLDHAM FARM, Chegutu, Zimbabwe [ZIMBABWE]
OLIVAS OJEDA, Jesus Joaquin, Av. Sexecnal No. 3043, Col. Republica 
Mexicana, Culiacan, Sinaloa, Mexico; c/o COMERCIALIZADORA TOQUIN, S.A. 
DE. C.V., Guadalajara, Jalisco, Mexico; DOB 25 Oct 1955; citizen Mexico; 
nationality Mexico; R.F.C. OIOJ551025S49 (Mexico) (individual) [SDNTK]
OLIVAS OJEDA, Juan Carlos, c/o COMERCIALIZADORA BRIMAR'S, S.A. DE. C.V., 
Culiacan, Sinaloa, Mexico; Calle Sierra Madre del Sur No. 1525-A, 
Infonavit Canadas, Culiacan, Sinaloa, Mexico; DOB 14 Mar 1965; POB 
Navolato, Sinaloa, Mexico; citizen Mexico; nationality Mexico 
(individual) [SDNTK]
OLIVAS OJEDA, Marco Antonio, Ave. Naciones Unidas No. 5677-4, Condominio 
Essex, Jard. de la Parque Regenci., Zapopan, Jalisco, Mexico; Calle 
Jesus Almada No. 214, Colonia Pueblo Nuevo 1, Navolato, Sinaloa, Mexico; 
c/o SIN-MEX IMPORTADORA, S.A. DE C.V., Guadalajara, Jalisco, Mexico; c/o 
COMERCIAL JOANA, S.A. DE C.V., Guadalajara, Jalisco, Mexico; c/o TOYS 
FACTORY, S.A. DE C.V., Tijuana, Baja California, Mexico; c/o COMERCIAL 
DOMELY, S.A. DE C.V., Toluca, Mexico, Mexico; c/o COMERCIALIZADORA 
BRIMAR'S, S.A. DE. C.V., Culiacan, Sinaloa, Mexico; DOB 14 Jun 1960; POB 
Navolato, Sinaloa, Mexico; citizen Mexico; nationality Mexico; C.U.R.P. 
OIOM600614HSLLJR08 (Mexico); Electoral Registry No. OIOJMR60061425H900 
(Mexico); R.F.C. OIOM600614YA5 (Mexico) (individual) [SDNTK]
OLIVELLA CELEDON, Jaime Antonio, Carrera 5 No. 86-36 Apt. 402, Bogota, 
Colombia; c/o INTERCONTINENTAL DE AVIACION S.A., Bogota, Colombia; DOB 
23 May 1944; POB Augustin Codazzi, Cesar, Colombia; Cedula No. 17100787 
(Colombia); Passport AG619501 (Colombia); alt. Passport AE542565 
(Colombia); alt. Passport AC557754 (Colombia) (individual) [SDNT]
OLIVEROS GUZMAN, Henry, c/o MAYOR COMERCIALIZADORA LTDA., Bogota, 
Colombia; c/o INVERSIONES MPS S.A., Bogota, Colombia; c/o HOTEL LA 
CASCADA S.A., Girardot, Colombia; c/o MOR ALFOMBRAS ALFOFIQUE S.A., 
Bogota, Colombia; c/o GERENCIA DE PROYECTOS Y SOLUCIONES LTDA., Bogota, 
Colombia; POB Colombia; Cedula No. 79484051 (Colombia) (individual) 
[SDNT]
OMAIRI, Farouk (a.k.a. AL-OMAIRI, Faruk; a.k.a. AL-UMAYRI, Faruz; a.k.a. 
OMAIRI, Farouk Abdul Haj; a.k.a. UMAIRI, Faruq), 605 Avenida Brasil, Apt 
No. 48, Foz do Iguacu, Brazil; DOB 6 Dec 1945; POB Hermel, Lebanon; 
citizen Brazil (individual) [SDGT]
OMAR, Mohammed, Afghanistan; DOB 1950; POB Hotak, Kandahar Province, 
Afghanistan; Commander of the Faithful (``Amir al-Munineen'') 
(individual) [SDGT]
OMDURMAN SHOE FACTORY, Omdurman, Sudan [SUDAN]
OMRAN SAHEL, Tehran, Iran [NPWMD]
OMRAN, Karim Dhaidas, Iraq (individual) [IRAQ2]
ONYX ISLANDS (vessel) [CUBA]
OO, Maung; DOB 1952; citizen Burma; nationality Burma; Major General; 
Minister of Home Affairs (individual) [BURMA]
OO, Tin Aung Myint (a.k.a. OO, Thiha Thura Tin Aung Myint); DOB 27 May 
1950; citizen Burma; nationality Burma; Lieutenant-General; 
Quartermaster General; Minister of Military Affairs; Member, State Peace 
and Development Council (individual) [BURMA]
OPERADORA DE CAJA Y SERVICIOS, S.A. DE C.V., Diaz Ordaz Blvd., 9B del 
Prado, Tijuana, Baja California, Mexico; Blvd. Agua Caliente 9231, 
Cacho, Tijuana, Baja California, Mexico; R.F.C. OCS-920326-850 (Mexico) 
[SDNTK]
OPERADORA INTEGRAL DE COMERCIO, S.A. DE C.V., Blvd. Bellas Artes, No. 
17686, No. Int. 5, Col. Garita de Otay, Tijuana, Baja California, 
Mexico; R.F.C. OIC040925SA9 (Mexico) [SDNTK]
OPERADORA VALPARK, S.A. DE C.V., Calle Netzahuacoyotl y Paseo 
Centenario, Tijuana, Baja California, Mexico; Avenida

[[Page 626]]

Cuauhtemoc 1711, Ofc. 305A, Zona Rio, Tijuana, Baja California, Mexico 
[SDNTK]
ORANGE VOLUNTEERS, United Kingdom [SDGT]
ORBE SEVILLANO, Zigor; DOB 22 Sep 1975; POB Basauri, Vizcaya Province, 
Spain; D.N.I. 45.622.851 (Spain); Member ETA (individual) [SDGT]
ORGANIZACION EMPRESARIAL A DE J HENAO M E HIJOS Y CIA. S.C.S., Carrera 
4A No. 16-04 apt. 303, Cartago, Colombia; Km. 5 Via Aeropuerto, Hacienda 
Coque, Cartago, Colombia; NIT  800157331-1 (Colombia) [SDNT]
ORGANIZACION LUIS HERNANDO GOMEZ BUSTAMANTE Y CIA S.C.S., Carrera 4 No. 
12-20 of. 206, Cartago, Valle, Colombia; NIT  800140477-1 
(Colombia) [SDNT]
ORIC, Naser; DOB 3 March 1967; POB Potocari, Bosnia-Herzegovina; ICTY 
indictee in custody (individual) [BALKANS]
ORIENT SHIPPING LIMITED, Lot 18, Bay Street, Kingstowne, Saint Vincent 
and the Grenadines [IRAQ2]
ORIENT STAR CORPORATION (a.k.a. ORIENT STAR AVIATION), 811 S. Central 
Expwy., Ste 210, Richardson, TX 75080 [LIBERIA]
ORIENTAL OIL KISH, Second Floor, 96/98 East Atefi St., Africa Blvd., 
Tehran, Iran; Dubai, United Arab Emirates [NPWMD]
ORIMAR LTDA., Carrera 19 No. 57-33, Bogota, Colombia; NIT  
801076804-7 (Colombia) [SDNT]
ORLANDO SABOGAL ZULUAGA E HIJOS & CIA S EN C, Hacienda Portugal, 
Ansermanuevo, Valle, Colombia; NIT  800181393-7 (Colombia) 
[SDNT]
OROPEZA MEDRANO, Francisco Javier, c/o Farmacia Vida Suprema, S.A. DE 
C.V., Tijuana, Baja California, Mexico; Avenida Los Reyes 18108-D, 
Fraccionamiento Villa de Baja California 22684, Tijuana, Baja 
California, Mexico; DOB 23 Feb 1968; POB Coahuila, Mexico (individual) 
[SDNTK]
OROZCO CARDENAS, Adrian, c/o Farmacia Vida Suprema, S.A. DE C.V., 
Tijuana, Baja California, Mexico; c/o Distribuidora Imperial De Baja 
California, S.A. de C.V., Tijuana, Baja California, Mexico; c/o ADP, 
S.C., Tijuana, Baja California, Mexico; Privada Colonia del Valle 7001, 
Fraccionamiento Residencial Agua Caliente, Tijuana, Baja California, 
Mexico; c/o Forpres, S.C., Tijuana, Baja California, Mexico; c/o 
Administradora De Inmuebles Vida, S.A. de C.V., Tijuana, Baja 
California, Mexico; Calle Circunvalacion Sur 273-5, Colonia Las Fuentes 
45070, Zapopan, Jalisco, Mexico; DOB 14 Sept 1953; POB Distrito Federal, 
Mexico (individual) [SDNTK]
OROZCO LOPEZ, Orlando, c/o ASESORIAS ECONOMICAS MUNOZ SANTACOLOMA E.U., 
Cali, Colombia; c/o CHAMARTIN S.A., Cali, Colombia; Cedula No. 16736406 
(Colombia); Passport 16736406 (Colombia) (individual) [SDNT]
OROZCO NINO, Adriana, c/o PROSALUD Y BIENESTAR S.A., Cali, Colombia; c/o 
ALERO S.A., Cali, Colombia; c/o COLIMEX LTDA., Cali, Colombia; DOB 1 Nov 
1966; Cedula No. 31972596 (Colombia); N.I.E. X2302530-T (Spain); 
Passport 31972596 (Colombia) (individual) [SDNT]
OROZCO NINO, Carlos Alberto, c/o RENTAR INMOBILIARIA S.A., Cali, 
Colombia; c/o PROSALUD S.A. Y BIENESTAR S.A., Cali, Colombia; c/o 
COMERCIALIZADORA INTERTEL S.A., Cali, Colombia; DOB 16 Oct 1967; Cedula 
No. 16745992 (Colombia); Passport 16745992 (Colombia) (individual) 
[SDNT]
ORS, Jose Antonio Rego, Tokyo, Japan (individual) [CUBA]
ORTEGA PINA, Dario, Edificio Saldivar, Panama City, Panama (individual) 
[CUBA]
ORTIZ CARDONA, Gloria, c/o MACROFARMA S.A., Pereira, Colombia; Cedula 
No. 34056678 (Colombia); Passport 34056678 (Colombia) (individual) 
[SDNT]
ORTIZ PALACIOS, Willington Alfonso (a.k.a. ORTIZ PALACIO, Willington 
Alfonso), Avenida 5AN No. 23D-68 piso 2 L-113, Cali, Colombia; Calle 5 
No. 25-65, Cali, Colombia; Carrera 62 Bis No. 6A, Cali, Colombia; c/o 
CREACIONES DEPORTIVAS WILLINGTON LTDA., Cali, Colombia; Cedula No. 
19159807 (Colombia); Passport AF582577 (Colombia) (individual) [SDNT]
ORTIZ, Guadalupe, Cubanatur, Baja California 255, Edificio B, Oficina 
103, Condesa 06500, Mexico, D.F., Mexico (individual) [CUBA]
OSORIO AVILA, Orlando, c/o CASA GRAJALES S.A., La Union, Valle, 
Colombia; c/o INVERSIONES SANTA CECILIA S.C.S., La Union, Valle, 
Colombia; c/o EAGLE COMMUNICATION BROKERS INC., Panama City, Panama; 
Calle 14 No. 16-54, La Union, Valle, Colombia; c/o FREXCO S.A., La 
Union, Valle, Colombia; c/o TRANSPORTES DEL ESPIRITU SANTO S.A., La 
Union, Valle, Colombia; c/o FUNDACION CENTRO DE INVESTIGACION 
HORTIFRUTICOLA DE COLOMBIA, La Union, Valle, Colombia; c/o GRAJALES 
S.A., La Union, Valle, Colombia; c/o INDUSTRIAS DEL ESPIRITU SANTO S.A., 
Malambo, Atlantico, Colombia; c/o HOTEL LOS VINEDOS, La Union, Valle, 
Colombia; c/o FUNDACION CENTRO FRUTICOLA ANDINO, La Union, Valle, 
Colombia; c/o GAD S.A., La Union, Valle, Colombia; Cedula No. 6355939 
(Colombia) (individual) [SDNT]
OSORIO CADAVID, Maria Victoria, c/o DERECHO INTEGRAL Y CIA. LTDA., Cali, 
Colombia; c/o COLOR 89.5 FM STEREO, Cali, Colombia; Cedula No. 31932294 
(Colombia) (individual) [SDNT]
OSORIO VALENCIA, James Augusto, Carrera 26 No. 8-60, Cali, Colombia; 
Calle

[[Page 627]]

4N No. 1-10, Apt. 901, Cali, Valle, Colombia; c/o INVERSIONES BRASILAR 
S.A., Bogota, Colombia; c/o AGROPECUARIA LINDARAJA S.A., Cali, Colombia; 
DOB 16 Nov 1959; POB Miranda, Cauca, Colombia; citizen Colombia; 
nationality Colombia; Cedula No. 14880646 (Colombia); Passport AE758158 
(Colombia); alt. Passport AG940978 (Colombia) (individual) [SDNT]
OSPINA GOMEZ, Jose Fernando, c/o COPSERVIR LTDA., Bogota, Colombia; c/o 
CAJA SOLIDARIA, Bogota, Colombia; DOB 9 Sep 1962; Cedula No. 16674357 
(Colombia); Passport 16674357 (Colombia) (individual) [SDNT]
OSPINA LIZALDA, Marina, c/o CHAMARTIN S.A., Cali, Colombia; c/o 
ADMINISTRADORA DE SERVICIOS VARIOS CALIMA S.A., Cali, Colombia; Cedula 
No. 31838118 (Colombia); Passport 31838118 (Colombia) (individual) 
[SDNT]
OSSA AYALA, Alvaro Javier, c/o GANADERIA LUNA HERMANOS LTDA., Medellin, 
Colombia; c/o INVERSIONES LICOM LTDA., Medellin, Colombia; c/o CASA DEL 
GANADERO S.A., Medellin, Colombia; c/o INVERSIONES EL MOMENTO S.A., 
Medellin, Colombia; c/o SOCIEDAD MINERA GRIFOS S.A., El Bagre, 
Antioquia, Colombia; c/o ADMINISTRADORA GANADERA EL 45 LTDA., Medellin, 
Colombia; Cedula No. 98528421 (Colombia) (individual) [SDNT]
OTALORA RESTREPO, Edgar Marino, c/o DISDROGAS LTDA., Yumbo, Valle, 
Colombia; Cedula No. 5198602 (Colombia) (individual) [SDNT]
OTEGUI UNANUE, Mikel; DOB 8 Oct 1972; POB Itsasondo, Guipuzcoa Province, 
Spain; D.N.I. 44.132.976 (Spain); Member ETA (individual) [SDGT]
OUAZ, Najib (a.k.a. AL-WAZ, Najib Ben Mohamed Ben Salem), Vicolo dei 
Prati n.2/2, Bologna, Italy; DOB 12 Apr 1960; POB Hekaima Al-Mehdiya, 
Tunisia; nationality Tunisia; Passport K 815205 issued 17 Sep 1994 
expires 16 Sep 1999 (individual) [SDGT]
OUTSOURCING DE OPERACIONES S.A. (a.k.a. AFIAZACREDIT; a.k.a. AVANTECARD; 
a.k.a. CREDIAVANTE; f.k.a. SERVICIOS Y REMESAS S.A.; a.k.a. TURISMO 
AVANTE), Calle 52A No. 9-86 piso 2 y piso 3, Bogota, Colombia; NIT 
 805021157-8 (Colombia) [SDNT]
OVERSEAS TRADING COMPANY (a.k.a. ``DURATEX GUATEMALA''; a.k.a. ``DURATEX 
S.A.''), 7A Avenida 9-15, Zona 12 Colonia La Reformita, Guatemala City, 
Guatemala; Barrio del Monte 1 Avenida 2-51, Zona 1 Colonia ViCanales No. 
4, Guatemala City, Guatemala; 20 Calle 20-81 Zona 10, Guatemala City, 
Guatemala; NIT  2500971-0 (Guatemala) [SDNT]
OZIA MAZIO, Dieudonne (a.k.a. ``OMARI''); DOB 6 Jun 1949; POB Ariwara, 
DRC; citizen Congo, Democratic Republic of the (individual) [DRCONGO]
OZLAM PROPERTIES LIMITED, 88 Smithdown Road, Liverpool L7 4JQ, United 
Kingdom; Registered Charity No. 05258730 [SDGT]
PABON ALVARADO, Gustavo Alberto, c/o PROYECTOS Y SOLUCIONES INMOBILIARIA 
LTDA., Bogota, Colombia; c/o GERENCIA DE PROYECTOS Y SOLUCIONES LTDA., 
Bogota, Colombia; c/o ACUICOLA SANTA CATALINA S.A., Bogota, Colombia; 
Avenida 13 No. 100-12 Ofc. 302, Bogota, Colombia; c/o PROYECTOS Y 
SOLUCIONES S.A., Bogota, Colombia; c/o INVERSIONES MPS S.A., Bogota, 
Colombia; c/o HOTEL LA CASCADA S.A., Girardot, Colombia; c/o FLORIDA 
SOCCER CLUB S.A., Medellin, Colombia; DOB 6 May 1955; POB Bogota, 
Colombia; Cedula No. 79146243 (Colombia) (individual) [SDNT]
PABON JAIMES, Alicia, c/o COOPDISAN, Bucaramanga, Colombia; c/o 
COPSERVIR LTDA., Bucaramanga, Colombia; c/o DROGAS LA REBAJA BUCARAMANGA 
S.A., Bucaramanga, Colombia; Cedula No. 63346404 (Colombia); Passport 
63346404 (Colombia) (individual) [SDNT]
PACHECO MEJIA, Luis, Calle Paseo de Los Virreyes No. 4022, Colonia San 
Wenceslao, Zapopan, Jalisco, Mexico; c/o FLORIDA SOCCER CLUB S.A., 
Medellin, Colombia; DOB 18 Jun 1951; POB Guadalajara, Jalisco, Mexico; 
Passport 03140120376 (Mexico); RFC PAML-510618-ED7 (Mexico) (individual) 
[SDNT]
PACHECO, Rosa Elena, c/o LEMOFAR LTDA., Bogota, Colombia; DOB 2 Jan 
1958; Cedula No. 36162233 (Colombia); Passport 36162233 (Colombia) 
(individual) [SDNT]
PADILLA MEZA, Tulio Roberto, c/o SISTEMAS INTEGRALES DEL VALLE LTDA., 
Cali, Colombia; Cedula No. 16737603 (Colombia); Passport 16737603 
(Colombia) (individual) [SDNT]
PADILLA ORTIZ, Marino, c/o MEGAPHARMA LTDA., Bogota, Colombia; c/o CAJA 
SOLIDARIA, Bogota, Colombia; Carrera 97 No. 39-75, Bogota, Colombia; c/o 
COPSERVIR LTDA., Bogota, Colombia; DOB 1 Aug 1965; Cedula No. 80408422 
(Colombia) (individual) [SDNT]
PADRON TRUJILLO, Amado, Panama (individual) [CUBA]
PALACIO ADARVE, John Ricardo; DOB 11 Mar 1969; POB Itagui, Antioquia, 
Colombia; Cedula No. 70697538 (Colombia) (individual) [SDNT]
PALACIOS ALDAY, Gorka; DOB 17 October 1974; POB Baracaldo Vizcaya 
Province, Spain; D.N.I. 30.654.356; Member ETA (individual) [SDGT]
PALESTINE ISLAMIC JIHAD--SHAQAQI FACTION (a.k.a. ABU GHUNAYM SQUAD OF 
THE HIZBALLAH BAYT AL-MAQDIS; a.k.a. AL-AWDAH BRIGADES; a.k.a. AL-QUDS 
BRIGADES; a.k.a. AL-QUDS

[[Page 628]]

SQUADS; a.k.a. ISLAMIC JIHAD IN PALESTINE; a.k.a. ISLAMIC JIHAD OF 
PALESTINE; a.k.a. PALESTINIAN ISLAMIC JIHAD; a.k.a. PIJ; a.k.a. PIJ-
SHALLAH FACTION; a.k.a. PIJ-SHAQAQI FACTION; a.k.a. SAYARA AL-QUDS) 
[SDT] [FTO] [SDGT]
PALESTINE LIBERATION FRONT--ABU ABBAS FACTION (a.k.a. PALESTINE 
LIBERATION FRONT; a.k.a. PLF; a.k.a. PLF-ABU ABBAS) [SDT] [FTO] [SDGT]
PALESTINIAN ASSOCIATION IN AUSTRIA (a.k.a. PALAESTINAENSER VEREIN; 
a.k.a. PALAESTINAENSERVEREIN OESTERREICH; a.k.a. PALAESTINENSISCH 
VERBAND OESTERREICH; a.k.a. PALAESTINENSISCHE VEREINIGUNG; a.k.a. 
PALAESTININIENSISCHE BEREINIGUNG; a.k.a. PALESTINE LEAGUE; a.k.a. 
PALESTINE UNION; a.k.a. PALESTINENSISCHE VER IN STERREICH; a.k.a. 
PALESTINIAN ASSOCIATION; f.k.a. PALESTINIAN ISLAMIC ASSOCIATION IN 
AUSTRIA; f.k.a. PALESTINIAN ISLAMIC LEAGUE IN AUSTRIA; a.k.a. 
PALESTINIAN LEAGUE IN AUSTRIA; a.k.a. PALESTINIAN ORGANIZATION; a.k.a. 
PALESTINIAN UNION; a.k.a. PALESTINIAN UNION IN AUSTRIA; a.k.a. 
PALESTINISCHE VEREINIGUNG; a.k.a. PVOE), Novara g 36a/11, 1020 Wien, 
Austria [SDGT]
PALESTINIAN MARTYRS FOUNDATION (a.k.a. AL-SHAHID FOUNDATION- PALESTINIAN 
BRANCH; a.k.a. MUASSASAT SHAHID FILISTIN; a.k.a. PALESTINIAN MARTYRS 
INSTITUTION GROUP; a.k.a. SHAHID FUND), Lebanon [SDGT]
PALMA MOCHA (vessel) [CUBA]
PALMA RODRIGUEZ, Geovanny (a.k.a. PALMA RODRIGUEZ, Giovanni; a.k.a. 
PALMA RODRIGUEZ, Giovanny), c/o COPSERVIR LTDA., Bogota, Colombia; 
Carrera 8A No. 45B-82, Barranquilla, Colombia; c/o LITOPHARMA, 
Barranquilla, Colombia; Cedula No. 72175536 (Colombia) (individual) 
[SDNT]
PALMA RODRIGUEZ, Wilfrido, c/o COPSERVIR LTDA., Bogota, Colombia; Cedula 
No. 8724911 (Colombia) (individual) [SDNT]
PALMA SAADE, Jessica Maria, Calle 78 No. 53-70, Local 202, Barranquilla, 
Colombia; c/o VESTIMENTA J y J S. de H., Barranquilla, Colombia; Cedula 
No. 32758645 (Colombia) (individual) [SDNT]
PALMA SALAZAR, Hector Luis (a.k.a. PALMA SALAZAR, Jesus Hector); DOB 29 
Apr 1960; alt. DOB 26 Aug 1962; alt. DOB 25 Aug 1962; POB Sinaloa, 
Mexico (individual) [SDNTK]
PALOMINO QUINTERO, Edgar Arnulfo, c/o COOPDISAN, Bucaramanga, Colombia; 
c/o DROGAS LA REBAJA BUCARAMANGA S.A., Bucaramanga, Colombia; c/o 
COPSERVIR LTDA., Bogota, Colombia; Cedula No. 91250721 (Colombia); 
Passport 91250721 (Colombia) (individual) [SDNT]
PAMIT C. SHIPPING CO., LTD., Limassol, Cyprus [CUBA]
PANAMERICAN IMPORT AND EXPORT COMMERCIAL CORPORATION, Panama [CUBA]
PANAMERICANA LTDA., Carrera 9 No. 9-46, Cali, Colombia; NIT  
800091914-8 (Colombia) [SDNT]
PANDORA SHIPPING CO. S.A., Honduras [IRAQ2]
PANDUREVIC, Vinko; DOB 1959; POB Sokolac, Bosnia-Herzegovina; ICTY 
indictee (individual) [BALKANS]
PANOAMERICANA, Panama [CUBA]
PARDO OJEDA, Mauricio, c/o G.L.G. S.A., Bogota, Colombia; c/o ILOVIN 
S.A., Bogota, Colombia; c/o CANADUZ S.A., Cali, Colombia; c/o KUTRY 
MANAGEMENT INC., Panama City, Panama; Carrera 18C No. 149-33, Apt. 309, 
Bogota, Colombia; c/o RAMAL S.A., Bogota, Colombia; c/o JOSAFAT S.A., 
Tulua, Valle, Colombia; c/o COPORACION HOTELERA DEL CARIBE LIMITADA, San 
Andres, Providencia, Colombia; c/o COLOMBO ANDINA COMERCIAL COALSA 
LTDA., Bogota, Colombia; c/o BLACKMORE INVESTMENTS A.V.V., Oranjestad, 
Aruba; c/o CRETA S.A., La Union, Valle, Colombia; c/o AGRONILO S.A., 
Toro, Valle, Colombia; c/o INVERSIONES AGROINDUSTRIALES DEL OCCIDENTE 
LTDA., Bogota, Colombia; c/o TARRITOS S.A., Cali, Colombia; c/o COMPANIA 
AGROPECUARIA DEL SUR LTDA., Bogota, Colombia; c/o ALMACAES S.A., Bogota, 
Colombia; DOB 27 Jul 1961; citizen Colombia; nationality Colombia; 
Cedula No. 19445690 (Colombia) (individual) [SDNT]
PAREDES CORDOVA, Jorge Mario (a.k.a. ARRAIZA BETANCUR, Mario Jorge; 
a.k.a. CORDON, Mario; a.k.a. PAREDEZ CORDOVA, Jorge Mario; a.k.a. ``EL 
GORDO''; a.k.a. ``HIPER''), Morazan El Progreso, Guatemala; DOB 09 Jan 
1966; POB Morazan, El Progreso, Guatemala; citizen Guatemala; 
nationality Guatemala; Passport 1102020001107JK (Guatemala) (individual) 
[SDNTK]
PAREDES GONZALEZ, Nohora, c/o COPSERVIR LTDA., Bogota, Colombia; DOB 6 
Aug 1963; Cedula No. 36376456 (Colombia) (individual) [SDNT]
PARIRENYATWA, David Pagwese, P.O. Box 66222, Kopje, Harare, Zimbabwe; 
DOB 2 Aug 1950; Passport AD000899 (Zimbabwe); Minister of Health and 
Child Welfare (individual) [ZIMBABWE]
PARKA TRADING COMPANY, P.O. Box 3313, Deira, Dubai, United Arab Emirates 
[SDGT]
PARQUE INDUSTRIAL LAS DELICIAS LTDA., Carrera 7 No. 34-341 L-6, Cali, 
Colombia; Carrera 7 No. 34-341, Cali, Colombia [SDNT]

[[Page 629]]

PARQUE INDUSTRIAL PROGRESO S.A., Autopista Cali Yumbo, Km. 4 No. 26-400, 
Yumbo, Colombia; NIT  805002419-1 (Colombia) [SDNT]
PARRA DUQUE, Guillermo, Carrera 3 Oeste No. 11-168, Cali, Colombia; DOB 
30 Dec 1964; POB Cali, Colombia; Cedula No. 16824664 (Colombia); 
Passport AF776832 (Colombia) (individual) [SDNT]
PARRA RESTREPO, Diego, c/o AGRO MASCOTAS S.A., Bogota, Colombia; Cedula 
No. 6089400 (Colombia); Passport 6089400 (Colombia) (individual) [SDNT]
PARRA RESTREPO, Pedro Nel, c/o AGRO MASCOTAS S.A., Bogota, Colombia; 
Cedula No. 1211206 (Colombia); Passport 1211206 (Colombia) (individual) 
[SDNT]
PARRA VELASCO, Edwin Hiulder, c/o PARQUE INDUSTRIAL PROGRESO S.A., 
Yumbo, Colombia; Calle 55BN No. 2FN-77, Cali, Colombia; DOB 18 Apr 1961; 
POB Cali, Valle, Colombia; Cedula No. 16672814 (Colombia); Passport 
16672814 (Colombia) (individual) [SDNT]
PARS TRASH COMPANY (a.k.a. PARS TARASH; a.k.a. PARS TERASH; a.k.a. PARS 
TRASH), 33 Fifteenth (15th) Street, Seyed-Jamal-Eddin-Assad Abadi 
Avenue, Tehran, Iran [NPWMD]
PASCUAS SANTOS, Miguel Angel (a.k.a. ``HUMBERTO''; a.k.a. ``SARGENTO 
PASCUAS''); DOB 28 Apr 1952; POB Tello, Huila, Colombia; citizen 
Colombia; nationality Colombia; Cedula No. 12160124 (Colombia) 
(individual) [SDNTK]
PATEL, Khantibhal; DOB 28 Oct 1928; Politburo Deputy Secretary for 
Finance (individual) [ZIMBABWE]
PATENTES MARCAS Y REGISTROS S.A. (a.k.a. PATMAR S.A.), Transversal 29 
No. 39-92, Bogota, Colombia; NIT  830016913-0 (Colombia) [SDNT]
PATINO FOMEQUE, Sonia Daysi (a.k.a. PATINO FOMEQUE, Sonia Daicy), Calle 
9 Oeste No. 25-106, Cali, Colombia; c/o INDUSTRIA DE PESCA SOBRE EL 
PACIFICO S.A., Buenaventura, Colombia; DOB 20 Jan 1975; Cedula No. 
66920533 (Colombia) (individual) [SDNT]
PATINO FOMEQUE, Victor Julio (a.k.a. PATINO FOMEQUE, Victor Hugo), c/o 
TAURA S.A., Cali, Colombia; Avenida 4N No. 10N-100, Cali, Colombia; c/o 
INDUSTRIA DE PESCA SOBRE EL PACIFICO S.A., Buenaventura, Colombia; c/o 
GALAPAGOS S.A., Cali, Colombia; DOB 31 JAN 1959; Cedula No. 16473543 
(Colombia) (individual) [SDNT]
PATINO RESTREPO, Carlos Arturo (a.k.a. ``PATE MURO''; a.k.a. 
``PATEMURO''), Carrera 8-21, Viterbo, Caldas, Colombia; c/o 
COMERCIALIZADORA DE CAFE DEL OCCIDENTE CODECAFE LTDA., Pereira, 
Risaralda, Colombia; c/o INVERSIONES MACARNIC PATINO Y CIA S.C.S., 
Pereira, Risaralda, Colombia; Calle 20 No. 6-30, Ofc. 1304, Pereira, 
Risaralda, Colombia; DOB 27 Apr 1964; POB La Virginia, Risaralda, 
Colombia; citizen Colombia; nationality Colombia; Cedula No. 9991679 
(Colombia); Passport AF186124 (Colombia); alt. Passport AC455469 
(Colombia); alt. Passport 9991679 (Colombia); alt. Passport PO69381 
(Colombia) (individual) [SDNT]
PATINO RINCON, Octavio, c/o INVERSIONES VILLA PAZ S.A., Cali, Colombia; 
DOB 20 Sep 1916; Cedula No. 2438955 (Colombia) (individual) [SDNT]
PATINO TORRES, Juan Carlos, c/o GAVIOTAS LTDA., Cartago, Valle, 
Colombia; Carrera 5 No. 13-10, Ofc. 204, Cartago, Valle, Colombia; DOB 
26 Jun 1971; POB Cartago, Valle, Colombia; citizen Colombia; nationality 
Colombia; Cedula No. 10141042 (Colombia); Passport AG172869 (Colombia) 
(individual) [SDNT]
PATRACA PONCE, Jorge Normando, c/o SISTEMA DE RADIO DE SINALOA, S.A. DE 
C.V., Culiacan, Sinaloa, Mexico; Edo. de Tabasco  1423, 
Culiacan, Sinaloa, Mexico; Escobedo No. 366 Oriente, Departamento No. 
102, Culiacan, Sinaloa, Mexico; Avenida Jose Maria Morelos 302 Pte, 
Local 3, Col. Sector Culiacan Centro, Culiacan, Sinaloa 80000, Mexico; 
Calle Mariano Escobedo No. 366-102, Colonia Centro, Tijuana, Baja 
California, Mexico; Cll Cerro de San Cayetano 728, Colinas de San 
Miguel, Culiacan Circuito Ceroo de la Silla, Culiacan Rosales, Culiacan, 
Mexico; c/o OPERADORA INTEGRAL DE COMERCIO, S.A. DE C.V., Tijuana, Baja 
California, Mexico; DOB 23 Apr 1974; POB Culiacan, Sinaloa, Mexico; alt. 
POB Tijuana, Baja California, Mexico; citizen Mexico; nationality 
Mexico; Electoral Registry No. PTPNJR74042325H500 (Mexico); Passport 
040015561 (Mexico); R.F.C. PAPJ740423DB8 (Mexico) (individual) [SDNTK]
PATRACA, S.A. DE C.V. (a.k.a. BOUTIQUE PATRACA), Cll Jose Diego Valadez 
Rios 16, Plaza Patraca PB-16, Proyecto Urbano Tres Rios, Culiacan 
Rosales, Culiacan 80000, Mexico; Alvaro Obregon y Cerro de Montelargo 
Local 74M, 75M, 76M, 7 Colinas de San Miguel, Culiacan 80228, Mexico; 
Avenida Jose Maria Morelos 302 Pte, Local 3, Col. Sector Culiacan 
Centro, Culiacan, Sinaloa 80000, Mexico; Cll Jose Diego Valadez Rios 16, 
Plaza Patraca PB-39, Proyecto Urbano Tres Rios, Culiacan Rosales, 
Culiacan 80000, Mexico; Ave Alvaro Obregon No. 1800, 74M, Col. Colinas 
de San Miguel, Culiacan, Sinaloa 80228, Mexico; Col. Proyecto Urbano 
Tres Rios, Culiacan, Sinaloa, Mexico; Cll Jose Diego Valadez Rios No. 
1676, Col. Proyecto Urbano Tres Rios, Culiacan, Sinaloa 80000, Mexico; 
Ave. Alvaro Obregon No. 1800, 74M, Col. Colinas de San Miguel, Culiacan, 
Sinaloa 80228, Mexico; Cll Jose Diego Valadez Rios 16, Plaza Patraca PB-
24, Proyecto Urbano Tres Rios, Culiacan

[[Page 630]]

Rosales, Culiacan 80000, Mexico; Calle Benito Juarez, No. 302, Col. 
Centro, Culiacan, Sinaloa, Mexico; Cll Jose Diego Valadez Rios No. 1676, 
16, Col. Proyecto Urbano Tres Rios, Culiacan, Sinaloa 80000, Mexico; 
Calle Benito Juarez 302 A altos S/N, Col. Centro, Culiacan, Sinaloa, 
Mexico; Calle Miguel Hgo No. 302, Col. Centro, Culiacan, Sinaloa, 
Mexico; R.F.C. PAT040318GF7 (Mexico) [SDNTK]
PATRICIA CASA DE CAMBIO, Calle Puerto 291, Zona Centro, Tijuana, Baja 
California, Mexico [SDNTK]
PATTERSON FARM, Mazowe, Zimbabwe [ZIMBABWE]
PAULICHENKA, Dzmitry Valeryevich (a.k.a. PAULICHENKA, Dmitri 
Valeryevich; a.k.a. PAULICHENKA, Dmitri Vasilyevich; a.k.a. PAULICHENKA, 
Dmitry Valeryevich; a.k.a. PAULICHENKA, Dmitry Vasilyevich; a.k.a. 
PAULICHENKA, Dzmitry Vasilyevich; a.k.a. PAVLICHENKO, Dmitri 
Valeryevich; a.k.a. PAVLICHENKO, Dmitri Vasilyevich; a.k.a. PAVLICHENKO, 
Dmitry Valeryevich; a.k.a. PAVLICHENKO, Dmitry Vasilyevich; a.k.a. 
PAVLICHENKO, Dzmitry Valeryevich; a.k.a. PAVLICHENKO, Dzmitry 
Vasilyevich; a.k.a. PAVLIUCHENKO, Dmitri Valeryevich; a.k.a. 
PAVLIUCHENKO, Dmitri Vasilyevich; a.k.a. PAVLIUCHENKO, Dmitry 
Valeryevich; a.k.a. PAVLIUCHENKO, Dmitry Vasilyevich; a.k.a. 
PAVLIUCHENKO, Dzmitry Valeryevich; a.k.a. PAVLIUCHENKO, Dzmitry 
Vasilyevich); DOB 1966; POB Vitebsk oblast, Belarus; Colonel in BKGB and 
Commander of the Special Response Group of the Ministry of the Interior 
(SOBR) (individual) [BELARUS]
PAVA GIRALDO, Dora Lilia, c/o COMERCIALIZADORA COLOMBIAN MONEY EXCHANGE 
LTDA., Bogota, Colombia; DOB 22 Nov 1971; POB Colombia; citizen 
Colombia; nationality Colombia; Cedula No. 39771709 (Colombia) 
(individual) [SDNTK]
PAVKOVIC, Nebojsa; DOB 10 Apr 1946; alt. DOB 16 Apr 1946; POB Senjski 
Rudnik, Serbia and Montenegro; Ex-VJ Chief of Staff (individual) 
[BALKANS]
PAVO AIRCRAFT LEASING PTE. LTD., 3 Shenton Way,  24-02 Shenton 
House 068805, Singapore [BURMA]
PAVO TRADING PTE. LTD., 3 Shenton Way,  24-02 Shenton House, 
Singapore 068805, Singapore [BURMA]
PAZ MAHECHA, Gonzalo Rodrigo, Carrera 4 No. 11-45 of. 809, Cali, 
Colombia; Carrera 4 No. 11-45 apt. 624, Cali, Colombia; c/o COLOR 89.5 
FM STEREO, Cali, Colombia; Calle 102 No. 48A-08, Bogota, Colombia; 
Transversal 98 No. 28A-46, Cali, Colombia; Calle 13A No. 66B-60 apt. 
102A, Cali, Colombia; Carrera 4 No. 11-45 apt. 621, Cali, Colombia; 
Carrera 4 No. 11-45 of. 802, Cali, Colombia; Calle 13 No. 4-25 piso 6, 
Cali, Colombia; Calle 13A No. 66B-60 apt. 101A, Cali, Colombia; Calle 
13A No. 66B-60 apt. 902A, Cali, Colombia; DOB 28 Sep 1957; Cedula No. 
16590653 (Colombia) (individual) [SDNT]
PEDRAZA GARZON, Fernando, c/o COOPERATIVA MULTIACTIVA DE COLOMBIA 
FOMENTAMOS, Bogota, Colombia; DOB 9 Nov 1962; Cedula No. 79283141 
(Colombia); Passport 79283141 (Colombia) (individual) [SDNT]
PEJCIC, Mile (a.k.a. PEJICIC, Mile); DOB 5 January 1971; POB SuhoPolje, 
Bosnia-Herzegovina (individual) [BALKANS]
PELAEZ DE HENAO, Teresa, c/o ALFA PHARMA S.A., Bogota, Colombia; DOB 11 
Jan 1928; Cedula No. 29013555 (Colombia) (individual) [SDNT]
PELAYO MENDOZA, Franco Arturo, Paseo del Pedregal 3034, Colonia Playas 
de Tijuana, Secc. Costa Hermosa, Tijuana, Baja California, Mexico; Calle 
16 de Septiembre 3-FA, Colonia Las Torres, Tijuana, Baja California, 
Mexico; Calle Farallon 3206, Colonia Playas de Tijuana, Secc. Costa 
Hermosa, Tijuana, Baja California, Mexico; c/o INMOBILIARIA TIJUANA 
COSTA S.A. DE C.S., Tijuana, Baja California, Mexico; Calle Juan 
Covarrubias, Colonia Los Altos, Tijuana, Baja California, Mexico; Calle 
De La Luz 218, Colonia Playas de Tijuana, Secc. Costa Hermosa, Tijuana, 
Baja California, Mexico; Paseo Playas de Tijuana 317, Tijuana, Baja 
California, Mexico; Blvd. Insurgentes 16174-18-B, Colonia Los Alamos, 
Tijuana, Baja California, Mexico; DOB 2 Feb 1953; POB Casimiro Castillo, 
Jalisco, Mexico (individual) [SDNTK]
PELISSIER OSPINA, Maria Sair (a.k.a. PELISSIER OSPINA, Maria Sahir), c/o 
HEBRON S.A., Tulua, Valle, Colombia; Carrera 58B No. 63B-96 B-21 E-8 
Int. 15 apt. 201, Bogota, Colombia; c/o COMERCIALIZADORA PELISSIER 
OSPINA LTDA., Bogota, Colombia; c/o ALMACAES S.A., Bogota, Colombia; 
Carrera 68D No. 64F-96 B-21 Int. 15, Bogota, Colombia; c/o CORPORACION 
DE ALMACENES POR DEPARTAMENTOS S.A., Bogota, Colombia; c/o G.L.G. S.A., 
Bogota, Colombia; c/o ILOVIN S.A., Bogota, Colombia; c/o RAMAL S.A., 
Bogota, Colombia; DOB 20 Jun 1958; POB Ibague, Tolima, Colombia; Cedula 
No. 51561790 (Colombia) (individual) [SDNT]
PENA OJEDA, Wilton Orlando, c/o COOPERATIVA MULTIACTIVA DE COLOMBIA 
FOMENTAMOS, Bogota, Colombia; c/o COOPERATIVA DE TRABAJO ASOCIADO 
ACTIVAR, Bogota, Colombia; c/o COOPCREAR, Bogota, Colombia; DOB 1 Apr 
1975; Cedula No. 79688099 (Colombia); Passport 79688099 (Colombia) 
(individual) [SDNT]

[[Page 631]]

PENA TORRES, Jose, Panama (individual) [CUBA]
PENA, Victor, Panama (individual) [CUBA]
PENALOSA CAMARGO, Diego Hernando, c/o FUNDACION VIVIR MEJOR, Cali, 
Colombia; Cedula No. 118391 (Colombia); Passport 118391 (Colombia) 
(individual) [SDNT]
PENTA PHARMA DE COLOMBIA S.A., Calle 17A No. 28A-23, Bogota, Colombia; 
Calle 17A No. 28A-43, Bogota, Colombia [SDNT]
PENTACOOP LTDA. (f.k.a. PENTA PHARMA DE COLOMBIA S.A.), Calle 17A No. 
28A-23, Bogota, Colombia; Calle 17A No. 28A-43, Bogota, Colombia; NIT 
 830016989-1 (Colombia) [SDNT]
PEONY SHIPPING CO. LTD., c/o NORDSTRAND MARITIME & TRADING CO. LTD., 26 
Skouze Street, Piraeus, Greece [CUBA]
PEOPLE'S CO-OPERATIVE BANK, P.O. Box 922, Khartoum, Sudan [SUDAN]
PEOPLE'S MUJAHEDIN ORGANIZATION OF IRAN (a.k.a. MEK; a.k.a. MKO; a.k.a. 
MUJAHEDIN-E KHALQ; a.k.a. MUJAHEDIN-E KHALQ ORGANIZATION; a.k.a. MUSLIM 
IRANIAN STUDENT'S SOCIETY; a.k.a. NATIONAL COUNCIL OF RESISTANCE; a.k.a. 
NATIONAL COUNCIL OF RESISTANCE (NCR); a.k.a. NLA; a.k.a. ORGANIZATION OF 
THE PEOPLE'S HOLY WARRIORS OF IRAN; a.k.a. PMOI; a.k.a. SAZEMAN-E 
MUJAHEDIN-E KHALQ-E IRAN; a.k.a. THE NATIONAL LIBERATION ARMY OF IRAN); 
including its U.S. press office and all other offices worldwide [FTO] 
[SDGT]
PERDOMO ZUNIGA, Hugo Ivan, c/o CONSTRUVIDA S.A., Cali, Colombia; DOB 16 
Jun 1960; Cedula No. 16669843 (Colombia) (individual) [SDNT]
PEREGRINA TOBOADA, Jose Antonio (a.k.a. PEREGRINA TOBOADO, Jose 
Antonio), c/o JAMARO CONSTRUCTORES S.A. DE C.V., Culiacan, Sinaloa, 
Mexico; c/o NUEVA INDUSTRIA DE GANADEROS DE CULIACAN S.A. DE C.V., 
Culiacan, Sinaloa, Mexico; Calle Pirul  439, Privada Balcones 
de San Miguel, Culiacan, Sinaloa, Mexico; DOB 05 Aug 1958; POB Culiacan, 
Sinaloa, Mexico; citizen Mexico; nationality Mexico; C.U.R.P. 
PETA580805HSLRBN09 (Mexico) (individual) [SDNTK]
PEREIRA BERUMEN, Luis Miguel, c/o MULTISERVICIOS GAMAL, S.A. DE C.V., 
Tijuana, Baja California, Mexico; Calle Relampago 1136 Secc. Dorado, 
Tijuana, Baja California, Mexico; DOB 10 Sep 1975 (individual) [SDNTK]
PEREZ ALZATE, Guillermo (a.k.a. ``PABLO SEVILLANO''), Calle 24 No. 1-52, 
B. Cta de Oro, Colombia; Calle 37 No. 2-40, Almacen Dulcino, Tumaco, 
Narino, Colombia; Diagonal 50 No. 49-14 of. 601, Medellin, Colombia; 
Calle 26A No. 70-35, Medellin, Colombia; Calle 30 No. 9-51, Monteria, 
Cordoba, Colombia; Cedula No. 71646827 (Colombia); Passport AF891052 
(Colombia) (individual) [SDNTK]
PEREZ ARAMBURU, Jon Inaki; DOB 18 Sep 1964; POB San Sebastian, Guipuzcoa 
Province, Spain; D.N.I. 15.976.521 (Spain); Member ETA (individual) 
[SDGT]
PEREZ CASTANO, Mario Alberto, Calle Decima No. 14, Hidalgo del Parral, 
Chihuahua, Mexico; c/o CAMBIOS PALMILLA S.A. DE C.V., Hidalgo del 
Parral, Mexico; DOB 25 Jun 1966; POB Hidalgo del Parral, Chihuahua, 
Mexico; citizen Mexico; nationality Mexico; C.U.R.P. PECM660625HCHRSR07 
(Mexico); R.F.C. PECM-660625-FN5 (Mexico) (individual) [SDNTK]
PEREZ CRUZ, Osvaldo, Panama (individual) [CUBA]
PEREZ ELIAS, Sofia, c/o MULTISERVICIOS ALPHA, S.A. DE C.V., Tijuana, 
Baja California, Mexico; Calle Oslo 3692, Colonia Playas Costa Azul, 
Tijuana, Baja California CP 22250, Mexico; c/o HACIENDA DE DON JOSE 
RESTAURANT BAR, S.A. DE C.V., Tijuana, Baja California, Mexico; DOB 10 
Oct 1973; POB Tijuana, Baja California, Mexico (individual) [SDNTK]
PEREZ GARCIA, Carlos, c/o ASESORIAS COSMOS LTDA., Cali, Colombia; Cedula 
No. 14920419 (Colombia) (individual) [SDNT]
PEREZ GOMEZ, Stella, c/o CONTACTEL COMUNICACIONES S.A., Cali, Colombia; 
c/o PROVIDA E.U., Cali, Colombia; c/o DISTRIBUIDORA SANAR DE COLOMBIA 
S.A., Cali, Colombia; c/o COPSERVIR LTDA., Bogota, Colombia; c/o 
ASESORIAS ECONOMICAS MUNOZ SANTACOLOMA E.U., Cali, Colombia; DOB 26 Jun 
1960; Cedula No. 31848468 (Colombia); Passport 31848468 (Colombia) 
(individual) [SDNT]
PEREZ NARVAEZ, Oliverio, c/o INTERCONTINENTAL DE AVIACION S.A., Bogota, 
Colombia; Avenida 4 No. 7-75, Cali, Colombia; DOB 9 Mar 1938; POB 
Riofrio, Valle, Colombia; Cedula No. 6488451 (Colombia); Passport 
AG069729 (Colombia); alt. Passport AG400146 (Colombia) (individual) 
[SDNT]
PEREZ ORTEGA, Publio Eliecer, c/o INVERSIONES VILLA PAZ S.A., Cali, 
Colombia; DOB 23 Jul 1954; Cedula No. 16597479 (Colombia) (individual) 
[SDNT]
PEREZ PASUENGO, Efrain; DOB 1954; nationality Mexico (individual) 
[SDNTK]
PEREZ SERNA, Wilmar Armando, c/o INVHERESA S.A., Cali, Colombia 
(individual) [SDNT]
PEREZ VARELA, Jaime Diego, c/o CONSTRUCTORA GOPEVA LTDA., Cali, 
Colombia; Avenida Ciudad Jardin No. 27, Cali, Colombia; DOB 28 Feb 1933; 
Cedula No. 2695666 (Colombia) (individual) [SDNT]
PEREZ VERDUZCO, Roberto (a.k.a. PEREZ VERDUGO, Roberto), c/o SEPRIV, 
S.A. DE C.V., Culiacan, Sinaloa, Mexico; Calle Cerro Agudo No. 3191, 
Colonia Loma Linda,

[[Page 632]]

Culiacan, Sinaloa, Mexico; DOB 29 Oct 1963; POB Culiacan, Sinaloa, 
Mexico; citizen Mexico; nationality Mexico; C.U.R.P. PEVR631029HSLRRB06 
(Mexico); Passport 040049618 (Mexico); R.F.C. PEVR6310292D8 (Mexico) 
(individual) [SDNTK]
PEREZ, Alfonso, Panama (individual) [CUBA]
PEREZ, Manuel Martin, Panama (individual) [CUBA]
PERIC, Jozo 'Tukesa'; DOB 31 Jan 1959; POB Pjesevac Kula, Bosnia-
Herzegovina (individual) [BALKANS]
PERSIA INTERNATIONAL BANK PLC,  6 Lothbury, London EC2R 7HH, 
United Kingdom [NPWMD]
PESCABRAVA, S.A., France [CUBA]
PESCABRAVA, S.A., Italy [CUBA]
PESCABRAVA, S.A., Spain [CUBA]
PESCADOS Y MARISCOS DE PANAMA, S.A. (a.k.a. PESMAR (OR PEZMAR), S.A.), 
Panama City, Panama [CUBA]
PETRA NAVIGATION & INTERNATIONAL TRADING CO. LTD. (a.k.a. AL PETRA 
COMPANY FOR GOODS TRANSPORT LTD), Hai Al Wahda Mahalat 906, 906 Zulak 
50, House 14, Baghdad, Iraq [IRAQ2]
PETRIC, Zoran; DOB 18 July 1964; POB Banovici, Bosnia-Herzegovina 
(individual) [BALKANS]
PETROHELP PETROLEUM COMPANY LIMITED, Building No. 20, Street No. 42, Al 
Riyadh Area, P.O. Box 44690, Khartoum, Sudan [SUDAN]
PETROLEUM GENERAL ADMINISTRATION, P.O. Box 2649, Khartoum, Sudan [SUDAN]
PHUANGPHET, Suwit (a.k.a. PUANGPETCH, Suvit; a.k.a. PUANGPETCH, Suwit), 
c/o PROGRESS SURAWEE COMPANY LTD., Bangkok, Thailand; c/o SCORE 
COMMERCIAL COMPANY LTD., Bangkok, Thailand; DOB 28 Oct 1956; National ID 
No. 3570900170841 (Thailand) (individual) [SDNTK]
PIATKEVICH, Natallia Uladzimirauna (a.k.a. PETKEVICH, Nataliya 
Uladzimirauna; a.k.a. PETKEVICH, Nataliya Vladimirovna; a.k.a. 
PETKEVICH, Natallia Uladzimirauna; a.k.a. PETKEVICH, Natallia 
Vladimirovna; a.k.a. PETKEVICH, Natalya Uladzimirauna; a.k.a. PETKEVICH, 
Natalya Vladimirovna; a.k.a. PIATKEVICH, Natalya Vladimirovna; a.k.a. 
PIATKEVICH, Nataliya Uladzimirauna; a.k.a. PIATKEVICH, Nataliya 
Vladimirovna; a.k.a. PIATKEVICH, Natallia Vladimirovna; a.k.a. 
PIATKEVICH, Natalya Uladzimirauna); DOB 24 Oct 1972; POB Minsk, Belarus; 
Deputy Head of the President's Administration (individual) [BELARUS]
PICHAYOS, Winai (a.k.a. PHITCHAIYOT, Winai; a.k.a. PHITCHAYOT, Winai; 
a.k.a. PICHAYOS, Vinai; a.k.a. PICHAYOT, Vinai; a.k.a. PITCHAYOS, Vinai; 
a.k.a. THICHAIYOT, Winai; a.k.a. TICHYOS, Vinai), c/o GREEN CAR RENT 
LIMITED PARTNERSHIP, Bangkok, Thailand; c/o RUNGRIN COMPANY LTD., 
Bangkok, Thailand; c/o HATKAEW COMPANY LTD., Bangkok, Thailand; c/o 
SCORE COMMERCIAL COMPANY LTD., Bangkok, Thailand; c/o BANGKOK ARTI- 
FLORA DESIGN LIMITED PARTNERSHIP, Bangkok, Thailand; c/o NICE FANTASY 
GARMENT COMPANY LTD., Bangkok, Thailand; c/o PROGRESS SURAWEE COMPANY 
LTD., Bangkok, Thailand; DOB 1 Dec 1957; Passport K203350 (Thailand) 
(individual) [SDNTK]
PIEDRAHITA GIRALDO, Gustavo Adolfo, Calle 1A No. 62A-120, Cali, 
Colombia; c/o AGROPECUARIA LA ROBLEDA S.A., Cali, Colombia; Cedula No. 
16764002 (Colombia) (individual) [SDNT]
PIMENTO FARM, Mashonaland, Zimbabwe [ZIMBABWE]
PINA DE ARCE, Delia, c/o PROMOTORA FIN, S.A., Tijuana, Baja California, 
Mexico; DOB 6 Aug 1942; POB Sonora, Mexico; citizen Mexico; nationality 
Mexico; C.U.R.P. PIXD420806MSRXXL07 (Mexico) (individual) [SDNTK]
PINECONE (f.k.a. GRETE) (vessel) [CUBA]
PINEDA BASALLO, Jenny, c/o COOPCREAR, Bogota, Colombia; c/o COOPERATIVA 
MULTIACTIVA DE COLOMBIA FOMENTAMOS, Bogota, Colombia; c/o COSMEPOP, 
Bogota, Colombia; c/o COOPERATIVA DE TRABAJO ASOCIADO ACTIVAR, Bogota, 
Colombia; c/o CAJA SOLIDARIA, Bogota, Colombia; DOB 6 Jul 1974; Cedula 
No. 52204760 (Colombia); Passport 52204760 (Colombia) (individual) 
[SDNT]
PINEDA PALMERA, Juvenal Ovidio (a.k.a. PALMERA PINEDA, Juvenal Ovidio 
Ricardo; a.k.a. ``SIMON TRINIDAD''); DOB 30 Jul 1950; POB Bogota, 
Cundinamarca, Colombia; Cedula No. 12715418 (Colombia); alt. Cedula No. 
12751418 (Colombia); alt. Cedula No. 12715416 (Colombia); Passport 
AH182002 (Colombia); alt. Passport AC204175 (Colombia); alt. Passport 
T757205 (Colombia) (individual) [SDNTK]
PINEROS LEON, Miguel Esteban, c/o COPSERVIR LTDA., Bogota, Colombia; 
Carrera 50 No. 173-12, Bogota, Colombia; Cedula No. 468712 (Colombia) 
(individual) [SDNT]
PINO DEL AGUA (vessel) [CUBA]
PINSKY SARAGOVIA, Ezequiel, c/o CIA. MINERA DAPA S.A., Bogota, Colombia; 
c/o CONSTRUCTORA PYNZAR LTDA., Cali, Colombia; Avenida Las Americas No. 
21N-50, Cali, Colombia; c/o PYZA E.U., Cali, Colombia; c/o NOVAPINSKI 
LTDA., Cali, Colombia; c/o PARQUE INDUSTRIAL PROGRESO S.A., Yumbo, 
Colombia; Cedula No. 14932390 (Colombia); Passport 14932390 (Colombia) 
(individual) [SDNT]

[[Page 633]]

PINTO RAMIREZ, Yaneth, c/o CAJA SOLIDARIA, Bogota, Colombia; c/o 
COPSERVIR LTDA., Bogota, Colombia; Cedula No. 63342484 (Colombia) 
(individual) [SDNT]
PINZON CEDIEL, John Jairo, c/o TAURA S.A., Cali, Colombia; Cedula No. 
13542103 (Colombia) (individual) [SDNT]
PINZON POVEDA, Marco Antonio, c/o DEPOSITO POPULAR DE DROGAS S.A., Cali, 
Colombia; c/o DISTRIBUIDORA DE DROGAS CONDOR LTDA., Bogota, Colombia; 
Carrera 65 No. 13B-125 apt. 307, Cali, Colombia; DOB 21 Dec 1948; Cedula 
No. 17801803 (Colombia) (individual) [SDNT]
PIONEER ENERGY INDUSTRIES COMPANY (a.k.a. PISHGAM ENERGY INDUSTRIES 
DEVELOPMENT; a.k.a. ``PEI''), P.O. Box 81465-361, Isfahan, Iran [NPWMD]
PIONEER SHIPPING LTD., 171 Old Bakery Street, Valletta, Malta; c/o Anglo 
Caribbean Shipping Co., Ltd., 4th Floor, South Phase 2, South Quay Plaza 
2, 183 Marsh Wall, London E14 9SH, United Kingdom [CUBA]
PIRAMIDE INTERNATIONAL, Panama [CUBA]
PIRANHA NAVIGATION CO. LTD., c/o NORDSTRAND MARITIME & TRADING CO. LTD., 
26 Skouze Street, Piraeus, Greece [CUBA]
PITONO, Joko (a.k.a. ABDUL MARTIN; a.k.a. ABDUL MATIN; a.k.a. AMAR UMAR; 
a.k.a. AMAR USMAN; a.k.a. ANAR USMAN; a.k.a. DJOKO SUPRIYANTO; a.k.a. 
DUL MATIN; a.k.a. DULMATIN; a.k.a. JAK IMRON; a.k.a. MUKTAMAR; a.k.a. 
NOVARIANTO; a.k.a. PINTONO, Joko; a.k.a. PITOYO, Joko; a.k.a. TOPEL); 
DOB 16 Jun 1970; alt. DOB 6 Jun 1970; POB Petarukan village, Pemalang, 
Central Java, Indonesia; nationality Indonesia (individual) [SDGT]
PLASTEC LTDA., Km. 1 Via Jardines, Armenia, Quindio, Colombia; NIT 
 801000358-7 (Colombia) [SDNT]
PLASTICOS CONDOR LTDA., Carrera 13 No. 16-62, Cali, Colombia [SDNT]
PLAVSIC, Biljana; DOB 7 Jul 1930; POB Tuzla, Bosnia-Herzegovina; ICTY 
indictee (individual) [BALKANS]
PLAYA MAR S.A. DE C.V., Entre Via Rapida y Jose Clemente Orozco, 
Tijuana, Baja California, Mexico; Paseo De Los Heroes, Colonia Rio 
Tijuana 2110, Tijuana, Baja California, Mexico; Blvd. Agua Caliente 
10440, Colonia Aviacion 22420, Tijuana, Baja California, Mexico; R.F.C. 
 PMA-910805 (Mexico) [SDNTK]
PLAZA REAL LTDA., Avenida 4 Oeste No. 6-103, Cali, Colombia; NIT 
 890331686-1 (Colombia) [SDNT]
PLOYDAENG JEWELRY SHOP (a.k.a. PLOYDAENG GEM SHOP; a.k.a. PLYDAENG 
JEWELRY SHOP), 4/1-2 Ratdamri Road, World Trade Center, 1st Floor, Room 
B135, Lumphini precinct, Pathum Wan district, Bangkok, Thailand; 4/1-2 
Rajdamri Road, Central World Plaza, Pathumwan, Bangkok, Thailand [SDNTK]
PLUS TECH AUTO SUPPLY COMPANY LTD., 273 Thiam Ruammit Road, Huai Khwang 
district, Bangkok, Thailand [SDNTK]
PMOI (a.k.a. MEK; a.k.a. MKO; a.k.a. MUJAHEDIN-E KHALQ; a.k.a. 
MUJAHEDIN-E KHALQ ORGANIZATION; a.k.a. MUSLIM IRANIAN STUDENT'S SOCIETY; 
a.k.a. NATIONAL COUNCIL OF RESISTANCE; a.k.a. NATIONAL COUNCIL OF 
RESISTANCE (NCR); a.k.a. NLA; a.k.a. ORGANIZATION OF THE PEOPLE'S HOLY 
WARRIORS OF IRAN; a.k.a. PEOPLE'S MUJAHEDIN ORGANIZATION OF IRAN; a.k.a. 
SAZEMAN-E MUJAHEDIN-E KHALQ-E IRAN; a.k.a. THE NATIONAL LIBERATION ARMY 
OF IRAN); including its U.S. press office and all other offices 
worldwide [FTO] [SDGT]
POCHO NAVIGATION CO. LTD., c/o EMPRESA DE NAVEGACION MAMBISA, Apartado 
543, San Ignacio 104, Havana, Cuba [CUBA]
PODOBED, Yury Nikolaevich (a.k.a. POBOBED, Yuri Nikolaevich); DOB 5 Mar 
1962; POB Slutsk, Minsk district, Belarus; citizen Belarus; nationality 
Belarus; Commander of the Special Riot Police in Minsk (OMON) 
(individual) [BELARUS]
POLIEMPAQUES LTDA., Carrera 13A No. 16-49, Cali, Colombia; Carrera 13A 
No. 16-55, Cali, Colombia; Carrera 13 No. 16-62, Cali, Colombia; NIT 
 805003763-5 (Colombia) [SDNT]
POLITICAL COUNCIL OF PRESEVO, MEDVEDJA, AND BUJANOVAC (a.k.a. PCPMB) 
[BALKANS]
PONCE DE LEON GOMEZ, Lazaro, Medira, Mexico (individual) [CUBA]
POPOV, Dimitri Igorevich; DOB 13 Feb 1961; alt. DOB 13 Feb 1965; POB 
Irkutsk, Russia; General Manager, Great Lakes Business Company and 
Compagnie Aerienne des Grands Lacs (individual) [DRCONGO]
POPOVIC, Vujadin; DOB 14 Mar 1957; ICTY indictee (individual) [BALKANS]
POPULAR FRONT FOR THE LIBERATION OF PALESTINE (a.k.a. HALHUL GANG; 
a.k.a. HALHUL SQUAD; a.k.a. MARTYR ABU-ALI MUSTAFA BATTALION; a.k.a. 
PALESTINIAN POPULAR RESISTANCE FORCES; a.k.a. PFLP; a.k.a. PPRF; a.k.a. 
RED EAGLE GANG; a.k.a. RED EAGLE GROUP; a.k.a. RED EAGLES) [SDT] [FTO] 
[SDGT]
POPULAR FRONT FOR THE LIBERATION OF PALESTINE--GENERAL COMMAND (a.k.a. 
PFLP-GC) [SDT] [FTO] [SDGT]
POPULAR MOVEMENT OF KOSOVO (a.k.a. LPK) [BALKANS]
PORT SUDAN COTTON AND TRADE COMPANY (a.k.a. PORT SUDAN COTTON COMPANY), 
P.O. Box 590, Khartoum,

[[Page 634]]

Sudan; P.O. Box 261, Port Sudan, Sudan [SUDAN]
PORT SUDAN DUTY FREE SHOP, Port Sudan, Sudan [SUDAN]
PORT SUDAN EDIBLE OILS STORAGE CORPORATION, P.O. Box 429, Port Sudan, 
Sudan [SUDAN]
PORT SUDAN REFINERY LIMITED, P.O. Box 354, Port Sudan, Sudan [SUDAN]
PORT SUDAN SPINNING FACTORY, Port Sudan, Sudan [SUDAN]
POSSO DE GRAJALES, Elba Myriam, c/o INVERSIONES AGUILA LTDA., La Union, 
Valle, Colombia; c/o GRAJALES S.A., La Union, Valle, Colombia; c/o CASA 
GRAJALES S.A., La Union, Valle, Colombia; c/o FREXCO S.A., La Union, 
Valle, Colombia; c/o IBADAN LTDA., Tulua, Valle, Colombia; Cedula No. 
29611241 (Colombia) (individual) [SDNT]
POSSO DE LONDONO, Maria del Carmen, c/o INVERSIONES VILLA PAZ S.A., 
Cali, Colombia; Cedula No. 29664243 (Colombia) (individual) [SDNT]
POSSO, Maria Esperanza, c/o FRUTAS DE LA COSTA S.A., Malambo, Atlantico, 
Colombia; c/o CONSTRUCCIONES E INVERSIONES LTDA., La Union, Valle, 
Colombia; c/o DOXA S.A., La Union, Valle, Colombia; c/o HOTEL LOS 
VINEDOS, La Union, Valle, Colombia; c/o INDUSTRIAS DEL ESPIRITU SANTO 
S.A., Malambo, Atlantico, Colombia; c/o TRANSPORTES DEL ESPIRITU SANTO 
S.A., La Union, Valle, Colombia; Cedula No. 29613348 (Colombia) 
(individual) [SDNT]
POSTS AND TELEGRAPHS PUBLIC CORPORATION, Khartoum, Sudan [SUDAN]
POTE, Selina; Deputy Secretary for Gender and Culture (individual) 
[ZIMBABWE]
PRADO CUERO, Salomon (a.k.a. CHALO), Carrera 101B No. 11B-50, Cali, 
Colombia; c/o COLOR 89.5 FM STEREO, Cali, Colombia; Avenida 26 No. 42B-
89, Bogota, Colombia; DOB 1 Aug 1948; Cedula No. 19069493 (Colombia); 
Passport AE801105 (Colombia) (individual) [SDNT]
PRCAC, Dragoljub; DOB 18 Jul 1937; POB Omarska, Bosnia-Herzegovina; ICTY 
indictee (individual) [BALKANS]
PRECIADO ESCOBAR, Ricardo, c/o OPERADORA DE CAJA Y SERVICIOS, S.A. DE 
C.V., Tijuana, Baja California, Mexico; DOB 13 Nov 1953; POB Baja 
California, Mexico; citizen Mexico; nationality Mexico; C.U.R.P. 
PEER531113HBCRSC04 (Mexico) (individual) [SDNTK]
PRELASA, Mexico [CUBA]
PRENSA LATINA, Spain [CUBA]
PRENSA LATINA CANADA LTD., 1010 O Rue Ste. Catherine, Montreal PQ H303 
IGI, Canada [CUBA]
PRESA, S.A., Panama [CUBA]
PREVIA S.A. (a.k.a. PREVENCION Y ANALISIS DE RIESGOS), Carrera 3 No. 10-
20 of. 202, Cali, Colombia; Carrera 3 No. 12-40 of. 504, Cali, Colombia 
[SDNT]
PRIETO SANTIAGO, Sandra Milena, c/o ASESORES CONSULTORES ASOCIADOS 
LTDA., Cali, Colombia; c/o FRUTAS EXOTICAS COLOMBIANOS S.A., La Union, 
Valle, Colombia; c/o CRETA S.A., La Union, Valle, Colombia; DOB 21 Jan 
1970; POB Roldanillo, Valle, Colombia; Cedula No. 66702878 (Colombia); 
Passport AG784916 (Colombia) (individual) [SDNT]
PRIETO, Dioselina (a.k.a. PRIETO, Diocelina), c/o FOGENSA S.A., Bogota, 
Colombia; Carrera 12 No. 2-81, Bogota, Colombia; c/o COMEDICAMENTOS 
S.A., Bogota, Colombia; c/o GLAJAN S.A., Bogota, Colombia; c/o SHARVET 
S.A., Bogota, Colombia; c/o DISTRIBUIDORA AGROPECUARIA COLOMBIANA S.A., 
Cali, Colombia; c/o INVERSIONES BOMBAY S.A., Bogota, Colombia; DOB 3 Dec 
1956; Cedula No. 41760201 (Colombia); Passport 41760201 (Colombia) 
(individual) [SDNT]
PRIMA EXPORT/IMPORT, Jamaica [CUBA]
PRIVREDNA BANKA SARAJEVO AD (a.k.a. PRIVREDNA BANKA AD SRPSKO SARAJEVO), 
Ljube Milanovica Str 12, Trebinje, Republika Srpska, Bosnia and 
Herzegovina; Dobroslava Jedevica 14, 71000 Pale, Republika Srpska, 
Bosnia and Herzegovina; Kralja Nikole Str 65, Srbinje/Foca, Republika 
Srpska, Bosnia and Herzegovina; Str Srpskih Ratnika br 14, 71420 Pale, 
Republika Srpska, Bosnia and Herzegovina; Filipa Kljajica Str 6, 
Zvornik, Republika Srpska, Bosnia and Herzegovina; 9/11 Str Zagrebacka, 
Belgrade 11000, Serbia and Montenegro; SWIFT/BIC PRSS BA 22 [BALKANS]
PROCESADORA DE POLLOS SUPERIOR S.A. (a.k.a. COMERCIALIZADORA 
INTERNACIONAL VALLE DE ORO S.A.), Avenida 2N No. 7N-55 of. 521, Cali, 
Colombia; Carrera 3 No. 12-40, Cali, Colombia; A.A. 1689, Cali, 
Colombia; Km 17 Recta Cali-Palmira, Palmira, Colombia; NIT  
800074991-3 (Colombia) [SDNT]
PRODUCCIONES CARNAVAL DEL NORTE Y COMPANIA LIMITADA, Calle 22N No. 5A- 
75 05, Cali, Colombia; NIT  800250531-3 (Colombia) [SDNT]
PRODUCTOS GALO Y CIA. LTDA., Avenida 42 No. 20-47, Bogota, Colombia; 
Apartado Aereo 58263, Bogota, Colombia; NIT  800102729-0 
(Colombia) [SDNT]
PROGRESS SURAWEE COMPANY LTD. (a.k.a. BORISAT PROKRET SURAWI CHAMKAT), 
275 Soi Thiam Ruammit, Ratchada Phisek Road, Huai Khwang district, 
Bangkok, Thailand [SDNTK]
PROHUEVO DE COLOMBIA LTDA., Calle 34 No. 5A-25, Cali, Colombia; Granja 
Pio Pio Carretera Cali-Candelaria Km 12, Cali, Colombia; 1 Km Antes de 
Cavasa Palmira-Cali, Colombia; NIT  800089683-5 (Colombia) 
[SDNT]
PROMOCIONES ARTISTICAS (a.k.a. PROARTE), Avenida Insurgentes Sur No.

[[Page 635]]

421, Bloque B Despacho 404, C.P. 06l00, Mexico, D.F., Mexico [CUBA]
PROMOCIONES E INVERSIONES LAS PALMAS S.A. (a.k.a. PROPALMAS S.A.), 
Carrera 9 No. 100-97 Ofc. 412, Bogota, Colombia; NIT  
800236023-5 (Colombia) [SDNT]
PROMOCIONES Y CONSTRUCCIONES DEL CARIBE LTDA., Carrera 54 No. 72-147, 
Barranquilla, Colombia; Carrera 54 No. 72-80 Ejecutivo I, Barranquilla, 
Colombia; Calle 74 No. 53-30, Barranquilla, Colombia; Carrera 56 No. 70-
60, Barranquilla, Colombia; Carrera 55 No. 72-109 Piso 1, Barranquilla, 
Colombia; Calle 78 No. 53-70 Centro Comercial Villa Country, 
Barranquilla, Colombia; Carrera 57 No. 79-149, Barranquilla, Colombia; 
NIT  890108115-3 (Colombia) [SDNT]
PROMOCIONES Y CONSTRUCCIONES DEL CARIBE LTDA. Y CIA. S.C.A. (a.k.a. 
PROMOCON), Carrera 54 No. 72-147 L-115, Barranquilla, Colombia; Carrera 
55 No. 80-192 Ap. 6, Barranquilla, Colombia; Apartado Aereo 51110, 
Barranquilla, Colombia; Apartado Aereo 50183, Barranquilla, Colombia; 
Carrera 55 No. 80-192, Barranquilla, Colombia; Carrera 54 No. 72-80 L-21 
Ejecutivo I, Barranquilla, Colombia; Calle 74 No. 53-30, Barranquilla, 
Colombia; Calle 78 No. 53-70 Centro Comercial Villa Country, 
Barranquilla, Colombia; NIT  890108148-6 (Colombia) [SDNT]
PROMOTORA ANDINA, S.A., Quito, Ecuador [CUBA]
PROMOTORA FIN, S.A. (a.k.a. PROFINSA; a.k.a. PROMOTORA FIN, S.A. DE 
C.V.), Agua Caliente Blvd. 122 A, Cacho, Tijuana, Baja California, 
Mexico; Calle 3ra, Carrillo Puerto 216, 4to Piso, Zona Centro, Tijuana, 
Baja California, Mexico; 3ra. Carrillo Puerto 216 1, Zona Central, 
Avenida Madero y Avenida Negrete, Tijuana, Baja California, Mexico; 
R.F.C. PFI-801023-519 (Mexico) [SDNTK]
PROMOTORA HOTEL BARRANQUILLA LTDA., Calle 74 No. 53-30, Barranquilla, 
Colombia; Apartado Aereo 51110, Barranquilla, Colombia; NIT  
890111684-3 (Colombia) [SDNT]
PROSALUD Y BIENESTAR S.A. (a.k.a. PROSALUD CENTROS MEDICOS Y DROGUERIA), 
Calle 2 No. 4-70/72, Cali, Colombia; Carrera 7P No. 76-04, Cali, 
Colombia; Carrera 4N No. 81-04 esq., Cali, Colombia; Carrera 2 No. 52-
27, Cali, Colombia; Carrera 2 No. 20-47, Cali, Colombia; Calle 22A No. 
10-54, Cali, Colombia; Carrera 15 No. 34-102, Cali, Colombia; Calle 19 
No. 6-31, Cali, Colombia; Carrera 46 No. 37-03, Cali, Colombia; Calle 44 
No. 4N-74, Cali, Colombia; Carrera 94 No. 4-76, Cali, Colombia; Carrera 
29 No. 45-84, Cali, Colombia; Calle 23 No. 28-11, Cali, Colombia; Calle 
71A No. 1D-07, Cali, Colombia; NIT  890311169-1 (Colombia) 
[SDNT]
PROSPECTIVA EMPRESA UNIPERSONAL (a.k.a. PROSPECTIVA E.U.), Calle 29 
Norte No. 6N-43, Cali, Colombia; Calle 18 No. 106-98, of. 302 and 303, 
Cali, Colombia; NIT  805006189-0 (Colombia) [SDNT]
PROVIDA E.U. (a.k.a. PROVIDA LABORATORIO CLINICO Y PATALOGIA; a.k.a. 
PROVIDA Y DISENO), Carrera 44 No. 5B-27, Cali, Colombia; Carrera 94 No. 
4-76, Cali, Colombia; Calle 44 No. 4N-74, Cali, Colombia; Calle 71A No. 
1D-07, Cali, Colombia; Carrera 15 No. 34-102, Cali, Colombia; Carrera 2 
No. 52-27, Cali, Colombia; Carrera 46 No. 37-03, Cali, Colombia; Carrera 
7P No. 76-04, Cali, Colombia; Calle 22A No. 10-54, Cali, Colombia; Calle 
23 No. 28-11, Cali, Colombia; Carrera 29 No. 45-84, Cali, Colombia; 
Carrera 4N No. 81-04, Cali, Colombia; Calle 19 No. 6-31, Cali, Colombia; 
Quito, Ecuador; NIT  805016716-5 (Colombia) [SDNT]
PROYECTOS J.A.M. LTDA., Carrera 54 No. 72-147, Barranquilla, Colombia; 
Carrera 53 No. 74-16, Barranquilla, Colombia; Calle 77 No. 65-37 L-6, 
Barranquilla, Colombia; NIT  800234529-0 (Colombia) [SDNT]
PROYECTOS J.A.M. LTDA. Y CIA. S. EN C., Carrera 53 No. 74-16 of. 401, 
Barranquilla, Colombia; Calle 74 No. 53-23 of. 401, Barranquilla, 
Colombia; Calle 74 No. 53-23 L-503, Barranquilla, Colombia; Carrera 53 
No. 74-16, Barranquilla, Colombia; NIT  800243483-9 (Colombia) 
[SDNT]
PROYECTOS Y SOLUCIONES INMOBILIARIA LTDA. (f.k.a. PROMOTORA DE PROYECTOS 
Y SOLUCIONES LTDA.), Avenida 13 No. 100-12 Ofc. 302, Bogota, Colombia; 
NIT  800014349-8 (Colombia) [SDNT]
PROYECTOS Y SOLUCIONES S.A., Carrera 63 No. 17-07, Bogota, Colombia; NIT 
 800231601-1 (Colombia) [SDNT]
PUBLIC CORPORATION FOR BUILDING AND CONSTRUCTION, P.O. Box 2110, 
Khartoum, Sudan [SUDAN]
PUBLIC CORPORATION FOR IRRIGATION AND EXCAVATION, P.O. Box 619, 
Khartoum, Sudan; P.O. Box 123, Wad Medani, Sudan [SUDAN]
PUBLIC CORPORATION FOR OIL PRODUCTS AND PIPELINES, Khartoum, Sudan 
[SUDAN]
PUBLIC ELECTRICITY AND WATER CORPORATION (a.k.a. CENTRAL ELECTRICITY AND 
WATER CORPORATION), P.O. Box 1380, Khartoum, Sudan [SUDAN]
PUENTE GONZALEZ, Carlos Alberto, c/o CORPORACION DEPORTIVA AMERICA, 
Cali, Colombia; DOB 28 Nov 1937; Cedula No. 2449885 (Colombia); Passport 
2449885 (Colombia) (individual) [SDNT]
PUERTA PARRA, Gabriel (a.k.a. ``DOCTOR PUERTA''), c/o LA FRONTERA UNION 
GALVEZ Y CIA S EN C, Bogota, Colombia; c/o INTERCONTINENTAL DE AVIACION, 
S.A.; c/o COMERCIALIZADORA ANDINA BRASILERA S.A., Bogota, Colombia; 
Carrera 30 No. 90-82, Bogota, Colombia; c/o

[[Page 636]]

INDUSTRIAL MINERA Y PECUARIA S.A., Bogota, Colombia; DOB 1 Oct 1942; POB 
San Carlos, Antioquia, Colombia; Cedula No. 8238830 (Colombia); Passport 
P020046 (Colombia) (individual) [SDNT]
PUERTO, Luis Alfredo, c/o CODISA, Bogota, Colombia; c/o ADMACOOP, 
Bogota, Colombia; DOB 17 Dec 1955; Cedula No. 79113154 (Colombia); 
Passport 79113154 (Colombia) (individual) [SDNT]
PUMA SECURITY COMPANY (a.k.a. PUMA SECURITY AGENCY; a.k.a. PUMA SECURITY 
SERVICE), Mostar, Bosnia and Herzegovina; Siroki Brijeg, Bosnia and 
Herzegovina; Capljina, Bosnia and Herzegovina; Stolac, Bosnia and 
Herzegovina [BALKANS]
PYZA E.U., Avenida 3 No. 21-50, Cali, Colombia; NIT  805015054-
3 (Colombia) [SDNT]
QANNADI, Mohammad (a.k.a. GHANNADI MARAGHEH, Mohammad; a.k.a. GHANNADI, 
Mohammad; a.k.a. QANNADI MARAGHEH, Mohammad), c/o ATOMIC ENERGY 
ORGANIZATION OF IRAN, Iran; DOB 13 Oct 1952; POB Maragheh, Iran; citizen 
Iran; nationality Iran; Passport 20694 (Iran); alt. Passport A0003044 
(Iran) (individual) [NPWMD]
QASEM, Talat Fouad; DOB 02 Jun 1957; alt. DOB 03 Jun 1957; POB Al Mina, 
Egypt; Propaganda Leader of ISLAMIC GAMA'AT (individual) [SDT]
QUIAZUA ESPINEL, Maria Teresa, c/o REPRESENTACIONES Y DISTRIBUCIONES 
HUERTAS Y ASOCIADOS S.A., Bogota, Colombia; c/o CAJA SOLIDARIA, Bogota, 
Colombia; c/o CREDISOL, Bogota, Colombia; DOB 14 Oct 1966; Cedula No. 
51837790 (Colombia); Passport 51837790 (Colombia) (individual) [SDNT]
QUIGUA ARIAS, Omar, c/o IMCOMER LTDA., Cali, Colombia; c/o INCOES LTDA., 
Cali, Colombia; DOB 26 Mar 1949; Cedula No. 6208489 (Colombia) 
(individual) [SDNT]
QUIMINTER GMBH, Vienna, Austria [CUBA]
QUINONES MELO Y CIA. LTDA., Carrera 3 No. 11-55 ofc. 206, Cali, 
Colombia; NIT  890327616-0 (Colombia) [SDNT]
QUINONES, Benedicto (a.k.a. QUINONEZ, Benedicto), c/o QUINONES MELO Y 
CIA. LTDA., Cali, Colombia; DOB 25 Jun 1946; POB Cali, Colombia; Cedula 
No. 14934266 (Colombia); Passport 14934266 (Colombia) (individual) 
[SDNT]
QUINONEZ TORRES, Sergio Plinio, c/o ADMINISTRADORA DE SERVICIOS VARIOS 
CALIMA S.A., Cali, Colombia; c/o CHAMARTIN S.A., Cali, Colombia; Cedula 
No. 16723852 (Colombia); Passport 16723852 (Colombia) (individual) 
[SDNT]
QUINTA REAL JARDIN SOCIAL Y DE EVENTOS, S.A. DE C.V., Avenida Via Rapida 
Oriente 10950, Zona Rio Tijuana, Tijuana, Baja California, Mexico; 
R.F.C. QRJ-020528-BQ7 (Mexico) [SDNTK]
QUINTANA FUERTES, Andres Fernando, c/o TARRITOS S.A., Cali, Colombia; c/
o INVERSIONES BRASILAR S.A., Bogota, Colombia; c/o AGROPECUARIA 
LINDARAJA S.A., Cali, Colombia; DOB 03 Jul 1966; POB Candelaria, Valle, 
Colombia; citizen Colombia; nationality Colombia; Cedula No. 16989000 
(Colombia); Passport AI375038 (Colombia); alt. Passport 16989000 
(Colombia) expires 13 Dec 2000 (individual) [SDNT]
QUINTANA HERNANDEZ, Gonzalo, c/o POLIEMPAQUES LTDA., Bogota, Colombia; 
c/o DISTRIBUIDORA DE DROGAS LA REBAJA BOGOTA S.A., Bogota, Colombia; c/o 
ALERO S.A., Cali, Colombia; c/o GRACADAL S.A., Cali, Colombia; Cedula 
No. 16603939 (Colombia) (individual) [SDNT]
QUINTANA ZORROZUA, Asier; DOB 27 February 1968; POB Bilbao Vizcaya 
Province, Spain; D.N.I. 30.609.430; Member ETA (individual) [SDGT]
QUINTERO HERNANDEZ, Miguel Angel, c/o M Q CONSULTORES, S.A. DE C.V., 
Tijuana, Baja California, Mexico; Calle Ventisca 2359 Secc. Dorado, 
Colonia Playas de Tijuana, Tijuana, Baja California, Mexico; DOB 22 Oct 
1970; POB Guadalajara, Jalisco, Mexico; R.F.C. QUHM-701022-TL3 (Mexico) 
(individual) [SDNTK]
QUINTERO MARIN, Lucio, c/o INDUSTRIAS AGROPECUARIAS EL EDEN S.A., 
Higueronal Torti, Darien, Panama; DOB 3 Apr 1966; POB El Dovio, Valle, 
Colombia; Cedula No. 94191399 (Colombia); Passport 94191399 (Colombia) 
(individual) [SDNT]
QUINTERO MARIN, Maria Eugenia, c/o INDUSTRIAS AGROPECUARIAS EL EDEN 
S.A., Higueronal Torti, Darien, Panama; DOB 29 Jul 1968; POB El Dovio, 
Valle, Colombia; Cedula No. 66703157 (Colombia); Passport 66703157 
(Colombia) (individual) [SDNT]
QUINTERO MERAZ, Jose Albino; DOB 15 Sep 1959; POB Sinaloa, Mexico 
(individual) [SDNTK]
QUINTERO SALAMANDO, Gabriela Elvira, c/o CONTACTEL COMUNICACIONES S.A., 
Cali, Colombia; c/o PROSPECTIVA E.U., Cali, Colombia; DOB 10 Sep 1963; 
Cedula No. 31406077 (Colombia); Passport 31406077 (Colombia) 
(individual) [SDNT]
QUINTERO SALAZAR, Lisimaco, c/o INMOBILIARIA U.M.V. S.A., Cali, Colombia 
(individual) [SDNT]
QUINTERO SANCLEMENTE, Ramon Alberto, Carrera 16 No. 3-15, Buga, Valle, 
Colombia; Calle 115 No. 9-50, Bogota, Colombia; DOB 30 Nov 1960; POB 
Cali, Colombia; alt. POB Armenia, Quindio, Colombia; citizen Colombia; 
Cedula No. 14881147 (Colombia); Passport AE048871 (Colombia) 
(individual) [SDNT]
R/E OF AUDREY FARM, Zimbabwe [ZIMBABWE]

[[Page 637]]

R/E OF MLEMBWE FARM, Mlembwe, Zimbabwe [ZIMBABWE]
RABAK OIL MILL, P.O. Box 2105, Khartoum, Sudan [SUDAN]
RABITA TRUST, Room 9A, 2nd Floor, Wahdat Road, Education Town, Lahore, 
Pakistan; Wares Colony, Lahore, Pakistan [SDGT]
RADIC, Miroslav; DOB 1 Jan 1961; ICTY indictee in custody (individual) 
[BALKANS]
RADIC, Mlado; DOB 15 May 1952; POB Lamovita, Bosnia-Herzegovina; ICTY 
indictee (individual) [BALKANS]
RADIO SERVICE, S.A., Panama [CUBA]
RADIO UNIDAS FM S.A., Calle 15N No. 6N-34 piso 15, Edificio Alcazar, 
Cali, Colombia; Calle 19N No. 2N-29 piso 10 Sur, Cali, Colombia [SDNT]
RADKOV, Aleksandr Mikhailovich (a.k.a. RADZKOU, Aleksandr Mikhailavich); 
DOB 1 Jul 1951; POB Votnya, Belarus; citizen Belarus; nationality 
Belarus; Minister of Education (individual) [BELARUS]
RAHIM 3 (vessel) [CUBA]
RAINBOW FACTORIES, P.O. Box 1768, Khartoum, Sudan [SUDAN]
RAJBROOK LIMITED, United Kingdom [IRAQ2]
RAJIC, Ivica; DOB 5 May 1958; POB Johovac, Bosnia-Herzegovina; ICTY 
indictee at large (individual) [BALKANS]
RAM ENERGY COMPANY LIMITED, Altiyadh Street 131/Almashtal Street, Block 
12, House No. 87, P.O. Box 802, Khartoum, Sudan [SUDAN]
RAMAL S.A., Diagonal 127A No. 17-34 Piso 5, Bogota, Colombia; NIT 
 800142109-5 (Colombia) [SDNT]
RAMCHARAN BROTHERS LTD, Rosehall Main Road, Rosehall, Jamaica [SDNTK]
RAMCHARAN LTD, Rosehall Main Road, Rosehall, Jamaica [SDNTK]
RAMCHARAN, Leebert (a.k.a. MARSHALL, Donovan; a.k.a. RAMCHARAM, Leebert; 
a.k.a. RAMCHARAN, Liebert); DOB 28 Dec 1959; POB Jamaica (individual) 
[SDNTK]
RAMIREZ ABADIA Y CIA. S.C.S., Avenida Estacion No. 5BN-73 of. 207, Cali, 
Colombia; NIT  800117676-4 (Colombia) [SDNT]
RAMIREZ ABADIA, Juan Carlos, c/o DISDROGAS LTDA., Yumbo, Valle, 
Colombia; c/o RAMIREZ ABADIA Y CIA. S.C.S., Cali, Colombia; Calle 6A No. 
34-65, Cali, Colombia; DOB 16 Feb 63; Cedula No. 16684736 (Colombia); 
Passport AD127327 (Colombia) (individual) [SDNT]
RAMIREZ AGUIRRE, Sergio Humberto, c/o Administradora De Inmuebles Vida, 
S.A. de C.V., Tijuana, Baja California, Mexico; c/o Farmacia Vida 
Suprema, S.A. DE C.V., Tijuana, Baja California, Mexico; c/o 
Distribuidora Imperial De Baja California, S.A. de C.V., Tijuana, Baja 
California, Mexico; DOB 22 Nov 1951 (individual) [SDNTK]
RAMIREZ AZA, Hernan, c/o IMPORT MAPRI LTDA., Bogota, Colombia; Cedula 
No. 17083264 (Colombia); Passport 17083264 (Colombia) (individual) 
[SDNT]
RAMIREZ AZA, Jose Manuel, c/o IMPORT MAPRI LTDA., Bogota, Colombia; c/o 
WORLD TRADE LTDA., Ibague, Colombia; DOB 14 Aug 1939; Cedula No. 2889531 
(Colombia); Passport 2889531 (Colombia) (individual) [SDNT]
RAMIREZ BUITRAGO, Luis Eduardo, c/o INCOES LTDA., Cali, Colombia 
(individual) [SDNT]
RAMIREZ BUITRAGO, Placido, c/o COMERCIALIZADORA INTERNACIONAL VALLE DE 
ORO S.A., Cali, Colombia; DOB 16 Nov 1950; Cedula No. 10219387 
(Colombia) (individual) [SDNT]
RAMIREZ CARDONA, Gerardo de Jesus, c/o COOPERATIVA MERCANTIL DEL SUR 
LTDA., Pasto, Colombia; c/o COPSERVIR LTDA., Bogota, Colombia; Cedula 
No. 14645156 (Colombia); Passport 14645156 (Colombia) (individual) 
[SDNT]
RAMIREZ CORTES, Delia Nhora (a.k.a. RAMIREZ CORTES, Delia Nora), c/o 
INMOBILIARIA BOLIVAR LTDA., Cali, Colombia; c/o SOCOVALLE LTDA., Cali, 
Colombia; c/o COMPANIA ADMINISTRADORA DE VIVIENDA S.A., Cali, Colombia; 
c/o AGROPECUARIA Y REFORESTADORA HERREBE LTDA., Cali, Colombia; c/o 
INVERSIONES HERREBE LTDA., Cali, Colombia; c/o VIAJES MERCURIO LTDA., 
Cali, Colombia; c/o INVERSIONES GEMINIS S.A., Cali, Colombia; c/o 
CONSTRUEXITO S.A., Cali, Colombia; c/o INDUSTRIA AVICOLA PALMASECA S.A., 
Cali, Colombia; c/o ADMINISTRACION INMOBILIARIA BOLIVAR S.A., Cali, 
Colombia; c/o INVERSIONES INVERVALLE S.A., Cali, Colombia; c/o 
CONSTRUCTORA ALTOS DEL RETIRO LTDA., Bogota, Colombia; DOB 20 Jan 1959; 
Cedula No. 38943729 (Colombia) (individual) [SDNT]
RAMIREZ DE CASTANEDA, Maria (a.k.a. RAMIREZ RAMIREZ, Maria), c/o 
DECAFARMA S.A., Bogota, Colombia; c/o PENTACOOP LTDA., Bogota, Colombia; 
c/o PENTA PHARMA DE COLOMBIA S.A., Bogota, Colombia; DOB 8 Dec 1943; 
Cedula No. 31226330 (Colombia) (individual) [SDNT]
RAMIREZ DE RAMOS, Amparo, c/o INVERSIETE S.A., Cali, Colombia; c/o 
INVERSIONES Y CONSTRUCCIONES ATLAS LTDA., Cali, Colombia; DOB 1 Feb 
1947; Cedula No. 38997548 (Colombia) (individual) [SDNT]
RAMIREZ ESCUDERO, Pedro Emilio, c/o GALAPAGOS S.A., Cali, Colombia; 
Calle 6A No. 48-36, Cali, Colombia; Cedula No. 16820602 (Colombia) 
(individual) [SDNT]
RAMIREZ GACHA, Ivan, c/o MATERIAS PRIMAS Y SUMINISTROS S.A., Bogota, 
Colombia; DOB 30 Sep 1963; Cedula No. 79310808 (Colombia); Passport 
79310808 (Colombia) (individual) [SDNT]

[[Page 638]]

RAMIREZ GARCIA, Hernan Felipe, Calle 7 No. 51-37, Cali, Colombia; c/o 
CONSULTORIAS FINANCIERAS S.A., Cali, Colombia; DOB 09 Jun 1969; POB 
Cali, Colombia; Cedula No. 16772586 (Colombia); Passport AI848476 
(Colombia) (individual) [SDNT]
RAMIREZ LENIS, Jhon Jairo, Carrera 4C No. 34-27, Cali, Colombia; DOB 19 
Jul 1966; Cedula No. 79395056 (Colombia) (individual) [SDNT]
RAMIREZ LIBREROS, Gladys Miriam (a.k.a. RAMIREZ LIBREROS, Gladys 
Myriam), c/o INVERSIONES MOMPAX LTDA., Cali, Colombia; c/o SERVICIOS 
MYRAL E.U., Cali, Colombia; c/o LABORATORIOS BLAIMAR DE COLOMBIA S.A., 
Bogota, Colombia; c/o DISTRIBUIDORA DE DROGAS LA REBAJA S.A., Bogota, 
Colombia; DOB 20 Nov 45; Cedula No. 38974109 (Colombia); Passport 
38974109 (Colombia) (individual) [SDNT]
RAMIREZ M., Oscar, c/o INVERSIONES ARA LTDA., Cali, Colombia; c/o RIONAP 
COMERCIO Y REPRESENTACIONES S.A., Quito, Ecuador; c/o VALORES 
MOBILIARIOS DE OCCIDENTE S.A., Bogota, Colombia (individual) [SDNT]
RAMIREZ NUNEZ, James Alberto, Carrera 5 No. 24-63, Cali, Colombia; c/o 
INVERSIONES Y CONSTRUCCIONES COSMOVALLE LTDA., Cali, Colombia; c/o 
ANDINA DE CONSTRUCCIONES S.A., Cali, Colombia; c/o GRACADAL S.A., Cali, 
Colombia; c/o DISMERCOOP, Cali, Colombia; c/o SERVICIOS FARMACEUTICOS 
SERVIFAR S.A., Cali, Colombia; c/o INVERSIONES MONDRAGON Y CIA. S.C.S., 
Cali, Colombia; c/o INTERAMERICA DE CONSTRUCCIONES S.A., Cali, Colombia; 
DOB 21 Apr 1962; Cedula No. 16691796 (Colombia) (individual) [SDNT]
RAMIREZ PONCE, Omar, c/o RAMIREZ ABADIA Y CIA. S.C.S., Cali, Colombia; 
c/o DISDROGAS LTDA., Yumbo, Valle, Colombia; Carrera 38 No. 13-138, 
Cali, Colombia; DOB 01 Jan 1940; POB Cali, Colombia; Cedula No. 6064636 
(Colombia); Passport 6064636 (Colombia) (individual) [SDNT]
RAMIREZ RIVERA, Gustavo, Calle 25 N No. 5BN-16, Cali, Colombia; Avenida 
4 Oeste No. 6-103, Cali, Colombia; c/o UNIDAD CARDIOVASCULAR LTDA., 
Cali, Colombia; DOB 05 Apr 1968; POB Medellin, Colombia; Cedula No. 
16281514 (Colombia); Passport AJ077853 (Colombia) (individual) [SDNT]
RAMIREZ RIVERA, Sergio Alberto, Cali, Colombia; DOB 14 Jan 1964; POB 
Cali, Colombia; Cedula No. 16694220 (Colombia); Passport AF771317 
(Colombia) (individual) [SDNT]
RAMIREZ SANCHEZ, Alben, c/o INCOES LTDA., Cali, Colombia (individual) 
[SDNT]
RAMIREZ SUAREZ, Luis Carlos (a.k.a. RAMIREZ SUARES, Luis Carlos), c/o 
DROGAS LA REBAJA BUCARAMANGA S.A., Bucaramanga, Colombia; c/o COPSERVIR 
LTDA., Bogota, Colombia; DOB 15 May 1952; Cedula No. 19164938 (Colombia) 
(individual) [SDNT]
RAMIREZ VALENCIANO, William, c/o CONCRETOS CALI S.A., Cali, Colombia; c/
o ADMINISTRACION INMOBILIARIA BOLIVAR S.A., Cali, Colombia; c/o 
INVERSIONES GEMINIS S.A., Cali, Colombia; c/o IMCOMER LTDA., Cali, 
Colombia; c/o INVERSIONES EL PENON S.A., Cali, Colombia; c/o 
CONSTRUCTORA DIMISA LTDA., Cali, Colombia; c/o INVERSIONES BETANIA 
LTDA., Cali, Colombia; Calle 3C No. 72-64 10, Cali, Colombia; DOB 7 Feb 
1964; Cedula No. 16694719 (Colombia) (individual) [SDNT]
RAMON MAGANA, Alcides (a.k.a. ALCIDES MAGANA, Ramon; a.k.a. ALCIDES 
MAGANE, Ramon; a.k.a. ALCIDES MAYENA, Ramon; a.k.a. ALCIDEZ MAGANA, 
Ramon; a.k.a. GONZALEZ QUIONES, Jorge; a.k.a. MAGANA ALCIDES, Ramon; 
a.k.a. MAGANA, Jorge; a.k.a. MAGNA ALCIDEDES, Ramon; a.k.a. MATA, 
Alcides; a.k.a. RAMON MAGANA, Alcedis; a.k.a. ROMERO, Antonio); DOB 4 
Sep 57 (individual) [SDNTK]
RAMOS BONILLA, Blanca Clemencia, c/o COSMEPOP, Bogota, Colombia; c/o 
LATINA DE COSMETICOS Y DISTRIBUCIONES S.A., Bogota, Colombia; c/o 
LABORATORIOS BLAIMAR DE COLOMBIA S.A., Bogota, Colombia; DOB 19 Mar 
1959; Cedula No. 41767311 (Colombia); Passport 41767311 (Colombia) 
(individual) [SDNT]
RAMOS RAYO, Heriberto, c/o INVERSIONES VILLA PAZ S.A., Cali, Colombia; 
DOB 19 Aug 1946; Cedula No. 6186403 (Colombia) (individual) [SDNT]
RANTISI, Abdel Aziz, Gaza Strip, undetermined; DOB 23 Oct 1947; POB 
Yubna, Gaza (Palestinian Authority) (individual) [SDGT]
RARRBO, Ahmed Hosni (a.k.a. ``ABDALLAH O ABDULLAH''); DOB 12 Sep 1974; 
POB Bologhine, Algeria (individual) [SDGT]
RASEVIC, Mitar; DOB 1940; POB Cagust, Bosnia-Herzegovina; ICTY indictee 
(individual) [BALKANS]
RASHID, Ata Abdoulaziz (a.k.a. BARZINGY, Ata Abdoul Aziz; a.k.a. RASHID, 
Ata Abd Al-Aziz), Schmidener Street 98, Stuttgart 70374, Germany; 
Stuttgart Prison, Stuttgart, Germany; DOB 1 Dec 1973; POB Sulaymaniyah, 
Iraq; nationality Iraq; Travel Document Number A0020375 (Germany) 
(individual) [SDGT]
RATTANA VICHAI COMPANY LTD. (a.k.a. BORISAT RATTANA WICHAI CHAMKAT), 339 
Soi Lat Phrao 23, Lat Phrao Road, Chatuchak district, Bangkok, Thailand 
[SDNTK]
RAVENS (vessel) [CUBA]

[[Page 639]]

REA SWEET FACTORY, P.O. Box 1027, Khartoum, Sudan [SUDAN]
REAL IRA (a.k.a. 32 COUNTY SOVEREIGNTY COMMITTEE; a.k.a. 32 COUNTY 
SOVEREIGNTY MOVEMENT; a.k.a. IRISH REPUBLICAN PRISONERS WELFARE 
ASSOCIATION; a.k.a. REAL IRISH REPUBLICAN ARMY; a.k.a. REAL OGLAIGH NA 
HEIREANN; a.k.a. RIRA) [FTO] [SDGT]
RECICLAJE INDUSTRIAL, S.A., Panama [CUBA]
RECITEC LTDA., Calle 16 No. 12-49, Cali, Colombia; NIT  
800037780-9 (Colombia) [SDNT]
RED HAND DEFENDERS (RHD), United Kingdom [SDGT]
RED SEA BARAKAT COMPANY LIMITED, Mogadishu, Somalia; Dubai, United Arab 
Emirates [SDGT]
RED SEA HILLS MINERALS COMPANY, C/O SUDANESE MINING CORPORATION, P.O. 
Box 1034, Khartoum, Sudan [SUDAN]
RED SEA STEVEDORING, P.O. Box 215, Khartoum, Sudan; P.O. Box 17, Port 
Sudan, Sudan [SUDAN]
REDESTOS (vessel) [CUBA]
REDESTOS SHIPPING CO. LTD., c/o EMPRESA DE NAVEGACION MAMBISA, Apartado 
543, San Ignacio 104, Havana, Cuba [CUBA]
REEVES-TAYLOR, Agnes (a.k.a. REEVES-TAYLOR; a.k.a. TAYLOR, Agnes 
Reeves); DOB 27 SEP 1965; nationality Liberia; Ex-wife of former 
President of Liberia Charles Taylor; ex-Permanent Representative of 
Liberia to the International Maritime Organization (individual) 
[LIBERIA]
REFRIGERATION AND ENGINEERING IMPORT COMPANY, P.O. Box 1092, Khartoum, 
Sudan [SUDAN]
REINA DE TORRES, Rosalba, c/o TRIMARK LTDA., Bogota, Colombia; Cedula 
No. 41719184 (Colombia) (individual) [SDNT]
REINA MOLINA, Miguel Sigifredo, c/o DISTRIBUIDORA DEL VALLE E.U., 
Bogota, Colombia; Cedula No. 8401802 (Colombia); Passport 8401802 
(Colombia) (individual) [SDNT]
REMADNA, Abdelhalim; DOB 2 Apr 1966; POB Bistra, Algeria (individual) 
[SDGT]
RENDON RAMIREZ, Jose Aldemar (a.k.a. ``MECHAS''), Carrera 9 No. 10-07, 
Cartago, Valle, Colombia; Carrera 26 No. 80-40, MZ 1, Casa 13, Pereira, 
Risaralda, Colombia; Carrera 13 No. 18-50, Cartago, Valle, Colombia; DOB 
24 Jul 1950; POB Pereira, Risaralda, Colombia; Cedula No. 16202349 
(Colombia); Passport AE182792 (Colombia); alt. Passport AF956905 
(Colombia) (individual) [SDNT]
RENDON RODRIGUEZ, Maria Fernanda, c/o DISMERCOOP, Cali, Colombia; Cedula 
No. 38864017 (Colombia) (individual) [SDNT]
RENGIFO SAAVEDRA, Carmen Hermencia, c/o COPSERVIR LTDA., Bogota, 
Colombia; Calle 14 No. 48A-19, Cali, Colombia; c/o COOPERATIVA DE 
TRABAJO ASOCIADO ACTIVAR, Bogota, Colombia; Carrera 6 No. 11-43 of. 505, 
Cali, Colombia; DOB 19 Dec 1969; Cedula No. 66738336 (Colombia) 
(individual) [SDNT]
RENGIFO VALVERDE, Fabian Francisco, c/o WORLD LINE SYSTEM S.A., Palmira, 
Valle, Colombia; c/o NEGOCIOS Y CAPITALES S.A., Pereira, Colombia; c/o 
CECEP EDITORES S.A., Cali, Colombia; c/o CECEP S.A., Cali, Colombia; c/o 
APVA S.A., Cali, Colombia; c/o RFA CONSULTORES Y AUDITORES LTDA., Cali, 
Colombia; Cali, Colombia; DOB 18 Oct 1963; Cedula No. 16690994 
(Colombia) (individual) [SDNT]
RENT-A-CAR, S.A., Panama [CUBA]
RENTAR INMOBILIARIA S.A., Calle 10 No. 4-47 piso 18, Cali, Colombia; NIT 
 805012015-2 (Colombia) [SDNT]
RENTERIA CAICEDO, Beatriz Eugenia, c/o CANADUZ S.A., Cali, Colombia; c/o 
INVERSIONES AGROINDUSTRIALES DEL OCCIDENTE LTDA., Bogota, Colombia; 
18801 Collins Avenue, Apt. 322-3, Sunny Isles Beach, FL 33160; Diagonal 
130 No. 7-20, Apt. 806, Bogota, Colombia; Calle 90 No. 10-05, Bogota, 
Colombia; 85 Brainerd Road, Townhouse 9, Allston, MA 02134; Avenida 11 
No. 7N-166, Cali, Colombia; c/o COMPANIA AGROPECUARIA DEL SUR LTDA., 
Bogota, Colombia; DOB 30 Nov 1977; citizen Colombia; nationality 
Colombia; Cedula No. 52424737 (Colombia); Passport AE309750 (Colombia); 
alt. Passport AG034865 (Colombia); SSN 594-33-3351 (United States) 
(individual) [SDNT]
RENTERIA CAICEDO, Maria Cecilia, Diagonal 130 No. 7-20, Apt. 806, 
Bogota, Colombia; 85 Brainerd Road, Townhouse 9, Allston, MA 02134; 
Avenida 11 No. 7N-166, Cali, Colombia; c/o CANADUZ S.A., Cali, Colombia; 
18801 Collins Avenue, Apt. 322-3, Sunny Isles Beach, FL 33160; Calle 90 
No. 10-05, Bogota, Colombia; c/o INVERSIONES AGROINDUSTRIALES DEL 
OCCIDENTE LTDA., Bogota, Colombia; c/o COMPANIA AGROPECUARIA DEL SUR 
LTDA., Bogota, Colombia; DOB 27 May 1981; POB Cali, Colombia; citizen 
Colombia; nationality Colombia; Cedula No. 52410645 (Colombia); Passport 
AD454168 (Colombia); alt. Passport AF624588 (Colombia) (individual) 
[SDNT]
RENTERIA MANTILLA, Carlos Alberto (a.k.a. ``BETO RENTERIA''), c/o 
COMPANIA AGROPECUARIA DEL SUR LTDA., Bogota, Colombia; c/o COLOMBO 
ANDINA COMERCIAL COALSA LTDA., Bogota, Colombia; c/o INVERSIONES 
AGROINDUSTRIALES DEL OCCIDENTE LTDA., Bogota, Colombia; Carrera 26 No. 
29-75, Tulua, Colombia; c/o DIMABE LTDA., Bogota, Colombia; DOB 11 Mar 
1945; POB Colombia; citizen Colombia; Cedula No. 6494208 (Colombia) 
(individual) [SDNT]

[[Page 640]]

REPARACIONES Y CONSTRUCCIONES LTDA. (a.k.a. RECONSTRUYE LTDA.), Avenida 
6N No. 23DN-16 of. 402, Cali, Colombia; NIT  800053838-4 
(Colombia) [SDNT]
REPRESENTACIONES Y DISTRIBUCIONES HUERTAS Y ASOCIADOS S.A. (a.k.a. 
REPRESENTACIONES Y DISTRIBUCIONES HUERTAS Y ASOCIADOS LTDA.; a.k.a. 
TELEFARMA), Calle 124 No. 6-60, Bogota, Colombia; Avenida 42 No. 20-47, 
Bogota, Colombia; NIT  860527387-8 (Colombia) [SDNT]
REPRESENTACIONES ZATZA LTDA., Calle 11 No. 16-23, Cali, Colombia; NIT 
 805011682-0 (Colombia) [SDNT]
RESTREPO CANO, Maria Del Pilar, c/o COPSERVIR LTDA., Bogota, Colombia; 
c/o DISTRIBUIDORA SANAR DE COLOMBIA S.A., Cali, Colombia; c/o CHAMARTIN 
S.A., Cali, Colombia; DOB 26 Jun 1965; Cedula No. 31948671 (Colombia); 
Passport 31948671 (Colombia) (individual) [SDNT]
RESTREPO CLAVIJO, Carlos Umberto (a.k.a. RESTREPO CLAVIJO, Carlos 
Huberto; a.k.a. RESTREPO CLAVIJO, Carlos Humberto), Calle 8 No. 4-47, 
Cartago, Valle, Colombia; Cedula No. 16205322 (Colombia) (individual) 
[SDNT]
RESTREPO HERNANDEZ, Ruben Dario, c/o RIONAP COMERCIO Y REPRESENTACIONES 
S.A., Quito, Ecuador; c/o DISMERCOOP, Cali, Colombia; c/o LATINFAMRACOS, 
S.A., Quito, Ecuador; DOB 28 Sep 1958; Cedula No. 10094108 (Colombia); 
Passport 10094108 (Colombia); RUC  1791818652001 (Ecuador) 
(individual) [SDNT]
RESTREPO VICTORIA, Eduardo (a.k.a. ``EL SOCIO''), c/o AGROPECUARIA PALMA 
DEL RIO S.A., Ibague, Colombia; c/o RR TOUR, S.A. DE C.V., Guadalajara, 
Mexico; Calle 6 No. 3-73, Ibague, Tolima, Colombia; DOB 28 Sep 1958; POB 
Pital, Huila, Colombia; citizen Colombia; nationality Colombia; Cedula 
No. 12187343 (Colombia); Passport AG989562 (Colombia); alt. Passport 
AE678681 (Colombia) (individual) [SDNT]
RESTREPO VICTORIA, Maria Teresa, Carrera 17 No. 91-42, Apt. 502, Bogota, 
Colombia; c/o AGROPECUARIA PALMA DEL RIO S.A., Ibague, Colombia; DOB 04 
Dec 1949; POB Garzon, Huila, Colombia; Cedula No. 41477630 (Colombia) 
(individual) [SDNT]
RESTREPO VICTORIA, Norma Constanza, Carrera 22 No. 86A-60, Apt. 202, 
Bogota, Colombia; c/o AGROPECUARIA PALMA DEL RIO S.A., Ibague, Colombia; 
DOB 05 Jan 1968; POB Pital, Huila, Colombia; Cedula No. 55060642 
(Colombia); Passport AF535472 (Colombia); alt. Passport AG010495 
(Colombia) (individual) [SDNT]
RESTREPO VILLEGAS, Camilio, c/o PLASTICOS CONDOR LTDA., Cali, Colombia; 
Calle 116 No. 12-49, Bogota, Colombia; c/o FLEXOEMPAQUES LTDA., Cali, 
Colombia; DOB 27 Dec 1938; Cedula No. 6051150 (Colombia) (individual) 
[SDNT]
REVISTA DEL AMERICA LTDA., Calle 23AN No. 5AN-19, Cali, Colombia [SDNT]
REVIVAL OF ISLAMIC HERITAGE SOCIETY (RIHS) (a.k.a. JAMIA IHYA UL TURATH; 
a.k.a. JAMIAT IHIA AL-TURATH AL-ISLAMIYA; a.k.a. REVIVAL OF ISLAMIC 
SOCIETY HERITAGE ON THE AFRICAN CONTINENT), Pakistan; Afghanistan; 
Office in Kuwait is NOT designated [SDGT]
REVOLUTIONARY ARMED FORCES OF COLOMBIA (a.k.a. FARC; a.k.a. FUERZAS 
ARMADAS REVOLUCIONARIAS DE COLOMBIA) [FTO] [SDGT] [SDNTK]
REVOLUTIONARY ORGANIZATION 17 NOVEMBER (a.k.a. 17 NOVEMBER; a.k.a. 
EPANASTATIKI ORGANOSI 17 NOEMVRI) [FTO] [SDGT]
REVOLUTIONARY PEOPLE'S LIBERATION PARTY/FRONT (a.k.a. DEV SOL; a.k.a. 
DEV SOL ARMED REVOLUTIONARY UNITS; a.k.a. DEV SOL SDB; a.k.a. DEV SOL 
SILAHLI DEVRIMCI BIRLIKLERI; a.k.a. DEVRIMCI HALK KURTULUS PARTISI- 
CEPHESI; a.k.a. DEVRIMCI SOL; a.k.a. DHKP/C; a.k.a. REVOLUTIONARY LEFT) 
[FTO] [SDGT]
REVOLUTIONARY PEOPLE'S STRUGGLE (a.k.a. ELA; a.k.a. EPANASTATIKOS LAIKOS 
AGONAS; a.k.a. JUNE 78; a.k.a. LIBERATION STRUGGLE; a.k.a. ORGANIZATION 
OF REVOLUTIONARY INTERNATIONALIST SOLIDARITY; a.k.a. POPULAR 
REVOLUTIONARY STRUGGLE; a.k.a. REVOLUTIONARY CELLS; a.k.a. REVOLUTIONARY 
NUCLEI; a.k.a. REVOLUTIONARY POPULAR STRUGGLE) [FTO] [SDGT]
REXHEPI, Daut; DOB 1962; POB Poroj, Macedonia (individual) [BALKANS]
REYES MONROY, Pablo, c/o CAJA SOLIDARIA, Bogota, Colombia; c/o COPSERVIR 
LTDA., Bogota, Colombia; c/o SEGECOL LTDA., Bucaramanga, Colombia; 
Cedula No. 91265116 (Colombia) (individual) [SDNT]
REYES MURCIA, Edgar, c/o CONSTRUVIDA S.A., Cali, Colombia; DOB 3 Feb 
1947; Cedula No. 17181081 (Colombia) (individual) [SDNT]
REYES VERGARA, Guillermo, Panama City, Panama (individual) [CUBA]
REYNOLDS AND WILSON, LTD., 21 Victoria Road, Surbiton, Surrey KT6 4LK, 
United Kingdom [IRAQ2]
REZAIE, Morteza (a.k.a. REZAI, Morteza); DOB circa 1956; citizen Iran; 
nationality Iran (individual) [NPWMD]
RFA CONSULTORES Y AUDITORES LTDA., Avenida 6 Norte No. 23N-85, Cali, 
Colombia; NIT  805025427-1 (Colombia) [SDNT]
RIBON RODRIGUEZ, Wilmen, c/o CAJA SOLIDARIA, Bogota, Colombia; c/o 
COPSERVIR LTDA., Bogota, Colombia; c/o LITOPHARMA, Barranquilla, 
Colombia;

[[Page 641]]

Calle 61 No. 47-22 Piso 2, Barranquilla, Colombia; Calle 61 No. 47-21, 
Barranquilla, Colombia; Cedula No. 91223795 (Colombia) (individual) 
[SDNT]
RICARDO DIAZ, Alfonso, c/o CRETA S.A., La Union, Valle, Colombia; c/o 
FUNDACION CENTRO FRUTICOLA ANDINO, La Union, Valle, Colombia; c/o HEBRON 
S.A., Tulua, Valle, Colombia; c/o CASA GRAJALES S.A., La Union, Valle, 
Colombia; c/o WORLD WORKING COMERCIALIZADORA INTERNACIONAL S.A., Cali, 
Colombia; c/o FREXCO S.A., La Union, Valle, Colombia; Calle 15 No. 10-
52, La Union, Valle, Colombia; Cedula No. 14950952 (Colombia) 
(individual) [SDNT]
RICARDO JAAR Y CIA. S.C.S., Carrera 74 No. 76-150, Barranquilla, 
Atlantico, Colombia; NIT  890114336-9 (Colombia) [SDNT]
RICHARD A. CHICHAKLI PC, 811 S. Central Expwy., Ste 210, Richardson, TX 
75080; P.O. Box 850432, Richardson, TX 75085 [LIBERIA]
RICKS, Roy, 87 St. Mary's Frice, Benfleet, Essex, United Kingdom 
(individual) [IRAQ2]
RICUARTE FLOREZ, Gilma Leonor, c/o LABORATORIOS GENERICOS VETERINARIOS, 
Bogota, Colombia; DOB 20 Apr 1961; Cedula No. 51640309 (Colombia) 
(individual) [SDNT]
RIFKI, Taufik (a.k.a. REFKE, Taufek; a.k.a. RIFQI, Taufik; a.k.a. RIFQI, 
Tawfiq; a.k.a. YACUB, Eric; a.k.a. ``ABU OBAIDA''; a.k.a. ``ABU 
OBAIDAH''; a.k.a. ``ABU OBAYDA''; a.k.a. ``ABU OBEIDA''; a.k.a. ``ABU 
UBAIDAH''; a.k.a. ``AMI IRAQ''; a.k.a. ``AMI IRZA''; a.k.a. ``AMI 
KUSOMAN''; a.k.a. ``AMMY ERZA''; a.k.a. ``AMMY IZZA''; a.k.a. ``AMY 
ERJA''; a.k.a. ``IZZA KUSOMAN''; a.k.a. ``OBAIDAH''); DOB 29 Aug 1974; 
alt. DOB 19 Aug 1974; alt. DOB 19 Aug 1980; alt. DOB 9 Aug 1974; POB 
Dacusuman Surakarta, Central Java, Indonesia; nationality Indonesia 
(individual) [SDGT]
RIHANI, Lotfi Ben Abdul Hamid Ben Ali (a.k.a. ``ABDERRAHMANE''), Via 
Bolgeri 4, Barni (Como), Italy; DOB 1 Jul 1977; POB Tunisi, Tunisia; 
nationality Tunisia; Passport L 886177 issued 14 Dec 1998 expires 13 Dec 
2003 (individual) [SDGT]
RINCONES MENDOZA, Henry Juvenal; DOB 25 Sep 1976; POB Colombia; Cedula 
No. 79863543 (Colombia) (individual) [SDNT]
RIONAP COMERCIO Y REPRESENTACIONES S.A., Av. 10 de Agosto y Gral. 
Vicente Aguirre, Edificio Freile Ardiani Local 101-103, Quito, Ecuador; 
Quito, Ecuador; RUC  1791269969001 (Ecuador) [SDNT]
RIOS LOZANO, Alexander, c/o MAQUINARIA TECNICA Y TIERRAS LTDA., Cali, 
Colombia; c/o AGROPECUARIA MIRALINDO S.A., Cartago, Colombia; Carrera 8N 
No. 17A-12, Cartago, Colombia; c/o ARIZONA S.A., Cartago, Colombia; 
Carrera 42 No. 5B-81, Cali, Colombia; DOB 15 Jan 1974; Cedula No. 
94402123 (Colombia); Passport 94402123 (Colombia) (individual) [SDNT]
RIVAS ORTIZ, Sonia, Calle 52B No. 24-31, Cali, Colombia; Carrera 6 No. 
11-43 of. 505, Cali, Colombia; c/o COPSERVIR LTDA., Bogota, Colombia; c/
o CAJA SOLIDARIA, Bogota, Colombia; c/o COOPERATIVA DE TRABAJO ASOCIADO 
ACTIVAR, Bogota, Colombia; DOB 11 Apr 1975; Cedula No. 66956760 
(Colombia) (individual) [SDNT]
RIVERA LEDESMA, Ruben Manuel, c/o CHAMARTIN S.A., Cali, Colombia; c/o 
ADMINISTRADORA DE SERVICIOS VARIOS CALIMA S.A., Cali, Colombia; c/o 
ASISTENCIA PROFESIONAL ESPECIALIZADA EN COLOMBIA LIMITADA, Cali, 
Colombia; Cedula No. 14886120 (Colombia); Passport 14886120 (Colombia) 
(individual) [SDNT]
RIVERA ZAPATA, Freddy, c/o COMPANIA DE FOMENTO MERCANTIL S.A., Cali, 
Colombia; c/o FINVE S.A., Bogota, Colombia; c/o CREDISA S.A., Cali, 
Colombia; c/o UNIPAPEL S.A., Yumbo, Colombia; POB Cali, Valle, Colombia; 
Cedula No. 16602963 (Colombia); Passport 16602963 (Colombia) 
(individual) [SDNT]
RIVEROS TRIANA, Raul, c/o PATENTES MARCAS Y REGISTROS S.A., Bogota, 
Colombia; c/o SHARPER S.A., Bogota, Colombia; c/o BONOMERCAD S.A., 
Bogota, Colombia; c/o INVERSIONES BOMBAY S.A., Bogota, Colombia; c/o 
COMEDICAMENTOS S.A., Bogota, Colombia; c/o FOGENSA S.A., Bogota, 
Colombia; c/o DECAFARMA S.A., Bogota, Colombia; c/o GENERICOS ESPECIALES 
S.A., Bogota, Colombia; c/o FARMACOOP, Bogota, Colombia; c/o SHARVET 
S.A., Bogota, Colombia; DOB 13 May 1951; Cedula No. 3252672 (Colombia); 
Passport 3252672 (Colombia) (individual) [SDNT]
RIXFORD INVESTMENT CORPORATION, Panama City, Panama; RUC  
1963801394709 (Panama) [SDNT]
RIZO MORENO, Jorge Luis, c/o CONSTRUVIDA S.A., Cali, Colombia; c/o 
SERVIAUTOS UNO A 1A LIMITADA, Cali, Colombia; c/o PROCESADORA DE POLLOS 
SUPERIOR S.A., Palmira, Colombia; c/o SERVICIOS INMOBILIARIOS LTDA., 
Cali, Colombia; c/o CONSTRUCTORA DIMISA LTDA., Cali, Colombia; c/o 
INVERSIONES EL PENON S.A., Cali, Colombia; c/o INDUSTRIA AVICOLA 
PALMASECA S.A., Cali, Colombia; c/o INTERVENTORIA, CONSULTORIA Y 
ESTUDIOS LIMITADA INGENIEROS ARQUITECTOS, Cali, Colombia; Transversal 
11, Diagonal 23-30 apt. 304A, Cali, Colombia; c/o IMPORTADORA Y 
COMERCIALIZADORA LTDA., Cali, Colombia; DOB 17 May 1960; Cedula No. 
16646582 (Colombia) (individual) [SDNT]

[[Page 642]]

ROA GUTIERREZ, Andres Felipe, c/o SISTEMAS INTEGRALES DEL VALLE, LTDA., 
Cali, Colombia; c/o ALERO S.A., Cali, Colombia; c/o MEDIA MARKETING 
E.U., Cali, Colombia; c/o COLIMEX LTDA., Cali, Colombia; c/o 
DISTRIBUIDORA SANAR DE COLOMBIA S.A., Cali, Colombia; c/o SERVICIOS 
MYRAL E.U., Cali, Colombia; DOB 14 Mar 1968; Cedula No. 16752582 
(Colombia); Passport 16752582 (Colombia) (individual) [SDNT]
ROA MEJIA, Alfredo, c/o ALERO S.A., Cali, Colombia; c/o SISTEMAS 
INTEGRALES DEL VALLE LTDA., Cali, Colombia; Cedula No. 2439912 
(Colombia); Passport 2439912 (Colombia) (individual) [SDNT]
ROADS AND BRIDGES PUBLIC CORPORATION, P.O. Box 756, Khartoum, Sudan 
[SUDAN]
ROBLEDO CORONEL, Baldemar, Blvd. FCO I Madero Pte. No. 650, Col. Centro, 
Culiacan, Sinaloa, Mexico; c/o COMERCIAL JOANA, S.A. DE C.V., 
Guadalajara, Jalisco, Mexico; c/o COMERCIALIZADORA BRIMAR'S, S.A. DE. 
C.V., Culiacan, Sinaloa, Mexico; Prol. Sta. Tecla No. 51, Casa 12. Cond. 
Viole, Los Reyes, Coyoacan, Mexico; DOB 27 Jan 1974; POB Santiago 
Papasquiaro, Durango, Mexico; citizen Mexico; nationality Mexico; 
C.U.R.P. ROCB740127HDGBRL07 (Mexico); Passport 420005453 (Mexico); 
R.F.C. ROCB740127KZ0 (Mexico) (individual) [SDNTK]
ROCHA LOPEZ, Nancy Karina (a.k.a. ROCHA CASTRO, Nancy; a.k.a. 
``GUTIERREZ, Nancy R.''), c/o PATRICIA CASA DE CAMBIO, Tijuana, Baja 
California, Mexico; Calle Del Ebano 10850, Tijuana, Baja California C.P. 
22420, Mexico; c/o OPERADORA DE CAJA Y SERVICIOS, S.A. DE C.V., Tijuana, 
Baja California, Mexico; DOB 28 Aug 1968; POB Sinaloa, Mexico; citizen 
Mexico; nationality Mexico; C.U.R.P. ROLN680828MSLCPN04 (Mexico) 
(individual) [SDNTK]
ROCHA MERINO, Abel Zacarias, c/o COPSERVIR LTDA., Bogota, Colombia; c/o 
CAJA SOLIDARIA, Bogota, Colombia; Cedula No. 8758394 (Colombia) 
(individual) [SDNT]
ROCHA, Antonio, Panama City, Panama (individual) [CUBA]
ROCK FISH IMPORT EXPORT E.U., Avenida Juan XXIII, San Andres, Colombia; 
NIT  827000913-1 (Colombia) [SDNT]
ROCKMAN LTD. (a.k.a. ROKMAN EOOD), 9 Frederick J. Curie Street, Sofia 
1113, Bulgaria [LIBERIA]
RODAS CASTANO, Luis Alberto, c/o CONSTRUCCIONES ASTRO S.A., Cali, 
Colombia; c/o COMERCIALIZACION Y FINANCIACION DE AUTOMOTORES S.A., Cali, 
Colombia; DOB 11 Sep 1959; Cedula No. 16630332 (Colombia) (individual) 
[SDNT]
RODRIGUEZ ABADIA, William, c/o INVERSIONES MIGUEL RODRIGUEZ E HIJO, 
Cali, Colombia; c/o ANDINA DE CONSTRUCCIONES S.A., Cali, Colombia; c/o 
BLANCO PHARMA S.A., Bogota, Colombia; c/o VALORES MOBILIARIOS DE 
OCCIDENTE S.A., Bogota, Colombia; c/o REVISTA DEL AMERICA LTDA., Cali, 
Colombia; c/o SEGUWRA DEL VALLE E.U., Cali, Colombia; c/o ALERO S.A., 
Cali, Colombia; c/o INTERAMERICA DE CONSTRUCCIONES S.A., Cali, Colombia; 
c/o DISTRIBUIDORA DE DROGAS CONDOR LTDA., Bogota, Colombia; c/o 
INVERSIONES ARA LTDA., Cali, Colombia; c/o DECAFARMA S.A., Bogota, 
Colombia; c/o DISTRIBUIDORA MIGIL LTDA., Cali, Colombia; c/o MUNOZ Y 
RODRIGUEZ Y CIA. LTDA., Cali, Colombia; c/o DERECHO INTEGRAL Y CIA. 
LTDA., Cali, Colombia; c/o RADIO UNIDAS FM S.A., Cali, Colombia; c/o 
ASPOIR DEL PACIFICO Y CIA. LTDA., Cali, Colombia; c/o RIONAP COMERCIO Y 
REPRESENTACIONES S.A., Quito, Ecuador; c/o ASISTENCIA PROFESIONAL 
ESPECIALIZADA EN COLOMBIA LIMITADA, Cali, Colombia; c/o BONOMERCAD S.A., 
Bogota, Colombia; c/o LABORATORIOS KRESSFOR DE COLOMBIA S.A., Bogota, 
Colombia; c/o PRODUCCIONES CARNAVAL DEL NORTE Y COMPANIA LIMITADA, Cali, 
Colombia; c/o CREDIREBAJA S.A., Cali, Colombia; c/o DEPOSITO POPULAR DE 
DROGAS S.A., Cali, Colombia; c/o DISTRIBUIDORA DE DROGAS LA REBAJA S.A., 
Bogota, Colombia; c/o LABORATORIOS BLAIMAR DE COLOMBIA S.A., Bogota, 
Colombia; c/o CLAUDIA PILAR RODRIGUEZ Y CIA. S.C.S., Bogota, Colombia; 
c/o M. RODRIGUEZ O. Y CIA. S. EN C., Cali, Colombia; c/o DROCARD S.A., 
Bogota, Colombia; DOB 31 Jul 1965; Cedula No. 16716259 (Colombia) 
(individual) [SDNT]
RODRIGUEZ ARBELAEZ, Carolina, c/o ASISTENCIA PROFESIONAL ESPECIALIZADA 
EN COLOMBIA LIMITADA, Cali, Colombia; c/o INVERSIONES ARA LTDA., Cali, 
Colombia; c/o PRODUCCIONES CARNAVAL DEL NORTE Y COMPANIA LIMITADA, Cali, 
Colombia; c/o FUNDASER, Cali, Colombia; c/o INVERSIONES CARFENI, S.L., 
Madrid, Spain; c/o CRASESORIAS E.U., Cali, Colombia; c/o BONOMERCAD 
S.A., Bogota, Colombia; c/o DECAFARMA S.A., Bogota, Colombia; c/o 
CREDIREBAJA S.A., Cali, Colombia; c/o DROCARD S.A., Bogota, Colombia; 
DOB 17 May 79; Cedula No. 29117505 (Colombia) (individual) [SDNT]
RODRIGUEZ ARBELAEZ, Juan Miguel, c/o INVERSIONES ARA LTDA., Cali, 
Colombia; c/o INVERSIONES RODRIGUEZ ARBELAEZ Y CIA. S.C.S., Cali, 
Colombia; c/o INCOMMERCE S.A., Cali, Colombia; c/o CREDIREBAJA S.A., 
Cali, Colombia; c/o ASISTENCIA PROFESIONAL ESPECIALIZADA EN COLOMBIA 
LIMITADA, Cali, Colombia; c/o VALORES

[[Page 643]]

MOBILIARIOS DE OCCIDENTE S.A., Cali, Colombia; Avenida del Lago Calle 
Cocli Casa 19 Ciudad Jardin, Cali, Colombia; c/o BONOMERCAD S.A., 
Bogota, Colombia; c/o FUNDASER, Cali, Colombia; c/o DECAFARMA S.A., 
Bogota, Colombia; c/o DROCARD S.A., Bogota, Colombia; c/o M. RODRIGUEZ 
O. Y CIA. S.C.S., Cali, Colombia; DOB 19 Nov 1976; Cedula No. 94491335 
(Colombia) (individual) [SDNT]
RODRIGUEZ ARBELAEZ, Maria Fernanda, c/o RIONAP COMERCIO Y 
REPRESENTACIONES S.A., Quito, Ecuador; c/o CREDIREBAJA S.A., Cali, 
Colombia; c/o CUSTOMER NETWORKS S.L., Madrid, Spain; c/o INVERSIONES ARA 
LTDA., Cali, Colombia; c/o DISTRIBUIDORA DE DROGAS LA REBAJA S.A., 
Bogota, Colombia; c/o PRODUCCIONES CARNAVAL DEL NORTE Y COMPANIA 
LIMITADA, Cali, Colombia; c/o ASISTENCIA PROFESIONAL ESPECIALIZADA EN 
COLOMBIA LIMITADA, Cali, Colombia; c/o BONOMERCAD S.A., Bogota, 
Colombia; c/o INVERSIONES ESPANOLES FEMCAR S.L., Madrid, Spain; c/o 
VALORES MOBILIARIOS DE OCCIDENTE S.A., Cali, Colombia; c/o FUNDASER, 
Cali, Colombia; c/o D'CACHE S.A., Cali, Colombia; c/o DECAFARMA S.A., 
Bogota, Colombia; c/o DROGAS LA REBAJA BOGOTA S.A., Bogota, Colombia; c/
o INTERAMERICANA DE CONSTRUCCIONES S.A., Cali, Colombia; c/o DEPOSITO 
POPULAR DE DROGAS S.A., Cali, Colombia; c/o DROCARD S.A., Bogota, 
Colombia; DOB 28 Nov 1973; alt. DOB 28 Aug 1973; Cedula No. 66860965 
(Colombia); N.I.E. X2566947-D (Spain); Passport 66860965 (Colombia); 
alt. Passport AC568974 (Colombia) (individual) [SDNT]
RODRIGUEZ AYALA, Jhon Jairo, c/o COOPIFARMA, Bucaramanga, Colombia; 
Avenida Bucaros No. 3-05 Bloq. 8 ap. 302, Bucaramanga, Colombia; DOB 29 
Nov 1975; Cedula No. 91480692 (Colombia) (individual) [SDNT]
RODRIGUEZ BALANTA, Jorge Enrique, c/o DISTRIBUCIONES GLOMIL LTDA., Cali, 
Colombia; c/o DISTRIBUIDORA MIGIL CALI S.A., Cali, Colombia; c/o 
DISMERCOOP, Cali, Colombia; DOB 24 Jun 1956; Cedula No. 16602232 
(Colombia); Passport 16602232 (Colombia) (individual) [SDNT]
RODRIGUEZ CONRADO, Elmer Martin, c/o LITOPHARMA, Barranquilla, Colombia; 
c/o COPSERVIR LTDA., Bogota, Colombia; Cedula No. 8773134 (Colombia) 
(individual) [SDNT]
RODRIGUEZ DE ROJAS, Haydee (a.k.a. RODRIGUEZ DE MUNOZ, Haydee; a.k.a. 
RODRIGUEZ OREJUELA, Haydee), c/o DISTRIBUIDORA DE DROGAS CONDOR LTDA., 
Bogota, Colombia; c/o SORAYA Y HAYDEE LTDA., Cali, Colombia; c/o 
DISTRIBUIDORA MIGIL LTDA., Cali, Colombia; c/o CREACIONES DEPORTIVAS 
WILLINGTON LTDA., Cali, Colombia; c/o CORPORACION DEPORTIVA AMERICA, 
Cali, Colombia; c/o RADIO UNIDAS FM S.A., Cali, Colombia; c/o HAYDEE DE 
MUNOZ Y CIA. S. EN C., Cali, Colombia; c/o BLANCO PHARMA S.A., Bogota, 
Colombia; DOB 22 Sep 40; Cedula No. 38953333 (Colombia) (individual) 
[SDNT]
RODRIGUEZ HERRERA, Jorge Alberto, c/o FUNDASER, Cali, Colombia; DOB 8 
Dec 1962; Cedula No. 79290554 (Colombia); Passport 79290554 (Colombia) 
(individual) [SDNT]
RODRIGUEZ LINARES, Oswaldo, c/o DROFARCO, Barranquilla, Colombia; DOB 13 
Nov 1969; Cedula No. 76310365 (Colombia); Passport 76310365 (Colombia) 
(individual) [SDNT]
RODRIGUEZ MENDIETA, Jorge Enrique (a.k.a. ``IVAN VARGAS''); DOB 15 Jan 
1963; POB Giron, Santander, Colombia; citizen Colombia; nationality 
Colombia; Cedula No. 91223461 (Colombia) (individual) [SDNTK]
RODRIGUEZ MONDRAGON, Humberto, c/o MAXITIENDAS TODO EN UNO, Cali, 
Colombia; c/o DISTRIBUIDORA DE DROGAS CONDOR LTDA., Bogota, Colombia; c/
o INTERAMERICA DE CONSTRUCCIONES S.A., Cali, Colombia; c/o ANDINA DE 
CONSTRUCCIONES S.A., Cali, Colombia; c/o MARIELA DE RODRIGUEZ Y CIA. S. 
EN C., Cali, Colombia; c/o CLAUDIA PILAR RODRIGUEZ Y CIA. S.C.S., 
Bogota, Colombia; c/o D'CACHE S.A., Cali, Colombia; c/o CODISA, Bogota, 
Colombia; c/o COSMEPOP, Bogota, Colombia; c/o FARMACOOP, Bogota, 
Colombia; c/o DISTRIBUIDORA SANAR DE COLOMBIA S.A., Cali, Colombia; c/o 
RIONAP COMERCIO Y REPRESENTACIONES S.A., Quito, Ecuador; c/o 
LABORATORIOS BLAIMAR DE COLOMBIA S.A., Bogota, Colombia; c/o COPSERVIR 
LTDA., Bogota, Colombia; c/o VALORES CORPORATIVOS ESPANOLES S.L., 
Madrid, Spain; c/o LATINFAMRACOS S.A., Quito, Ecuador; c/o PENTA PHARMA 
DE COLOMBIA S.A., Bogota, Colombia; c/o RADIO UNIDAS FM S.A., Cali, 
Colombia; c/o GRACADAL S.A., Cali, Colombia; c/o INVERSIONES MONDRAGON Y 
CIA. S.C.S., Cali, Colombia; c/o PROSALUD Y BIENESTAR S.A., Cali, 
Colombia; c/o REPRESENTACIONES Y DISTRIBUCIONES HUERTAS Y ASOCIADOS 
S.A., Bogota, Colombia; c/o ALERO S.A., Cali, Colombia; c/o 
DISTRIBUIDORA DE DROGAS LA REBAJA S.A., Bogota, Colombia; c/o 
DISTRIBUIDORA MIGIL LTDA., Cali, Colombia; c/o DEPOSITO POPULAR DE 
DROGAS S.A., Cali, Colombia; c/o FARMATODO S.A., Bogota, Colombia; c/o 
INDUSTRIAL DE GESTION DE NEGOCIOS E.U., Cali, Colombia; c/o

[[Page 644]]

ADMINISTRADORA DE SERVICIOS VARIOS CALIMA S.A., Cali, Colombia; c/o 
DROCARD S.A., Bogota, Colombia; c/o FOGENSA S.A., Bogota, Colombia; c/o 
FUNDASER, Cali, Colombia; c/o BLANCO PHARMA S.A., Bogota, Colombia; c/o 
DECAFARMA S.A., Bogota, Colombia; c/o CREDIREBAJA S.A., Cali, Colombia; 
c/o ASESORIAS PROFESIONALES ESPECIALIZADAS EN NEGOCIOS E.U., Cali, 
Colombia; c/o BONOMERCAD S.A., Bogota, Colombia; c/o LABORATORIOS 
KRESSFOR DE COLOMBIA S.A., Bogota, Colombia; c/o COMERCIALIZADORA 
INTERTEL S.A., Cali, Colombia; DOB 21 Jun 63; Cedula No. 16688683 
(Colombia); Passport AD387757 (Colombia); alt. Passport 16688683 
(Colombia) (individual) [SDNT]
RODRIGUEZ MONDRAGON, Jaime, c/o INVERSIONES Y CONSTRUCCIONES COSMOVALLE 
LTDA., Cali, Colombia; c/o DISTRIBUIDORA DE DROGAS CONDOR LTDA., Bogota, 
Colombia; c/o DROCARD S.A., Bogota, Colombia; c/o PROSPECTIVA EMPRESA 
UNIPERSONAL, Cali, Colombia; c/o DEPOSITO POPULAR DE DROGAS S.A., Cali, 
Colombia; c/o BLANCO PHARMA S.A., Bogota, Colombia; c/o PLASTICOS CONDOR 
LTDA., Cali, Colombia; c/o LABORATORIOS KRESSFOR DE COLOMBIA S.A., 
Bogota, Colombia; c/o RIONAP COMERCIO Y REPRESENTACIONES S.A., Quito, 
Ecuador; c/o BONOMERCAD S.A., Bogota, Colombia; c/o ALERO S.A., Cali, 
Colombia; c/o CORPORACION DEPORTIVA AMERICA, Cali, Colombia; c/o D'CACHE 
S.A., Cali, Colombia; c/o INVERSIONES MONDRAGON Y CIA. S.C.S., Cali, 
Colombia; c/o REPRESENTACIONES Y DISTRIBUCIONES HUERTAS Y ASOCIADOS 
S.A., Bogota, Colombia; c/o FUNDASER, Cali, Colombia; c/o FLEXOEMPAQUES 
LTDA., Cali, Colombia; c/o LABORATORIOS BLAIMAR DE COLOMBIA S.A., 
Bogota, Colombia; c/o DISTRIBUIDORA MIGIL LTDA., Cali, Colombia; c/o 
FARMATODO S.A., Bogota, Colombia; c/o SERVICIOS DE LA SABANA E.U., 
Bogota, Colombia; c/o LATINFAMRACOS S.A., Quito, Ecuador; c/o GRACADAL 
S.A., Cali, Colombia; c/o PENTA PHARMA DE COLOMBIA S.A., Bogota, 
Colombia; c/o CREDIREBAJA S.A., Cali, Colombia; c/o DECAFARMA S.A., 
Bogota, Colombia; c/o JAROMO INVERSIONES S.L., Madrid, Spain; c/o 
MARIELA DE RODRIGUEZ Y CIA. S. EN C., Cali, Colombia; c/o DISTRIBUIDORA 
DE DROGAS LA REBAJA S.A., Bogota, Colombia; c/o ASESORIAS DE INGENIERIA 
EMPRESA UNIPERSONAL, Cali, Colombia; DOB 30 Mar 1960; Cedula No. 
16637592 (Colombia); N.I.E. x2641093-A (Spain); Passport AE426347 
(Colombia); alt. Passport 16637592 (Colombia) (individual) [SDNT]
RODRIGUEZ MONDRAGON, Maria Alexandra (a.k.a. RODRIGUEZ MONDRAGON, 
Alexandra), c/o BLANCO PHARMA S.A., Bogota, Colombia; c/o DEPOSITO 
POPULAR DE DROGAS S.A., Cali, Colombia; c/o D'CACHE S.A., Cali, 
Colombia; c/o MARIELA MONDRAGON DE R. Y CIA. S. EN C., Cali, Colombia; 
c/o SISTEMAS Y SERVICIOS TECNICOS EMPRESA UNIPERSONAL, Cali, Colombia; 
c/o PENTA PHARMA DE COLOMBIA S.A., Bogota, Colombia; c/o TOBOGON, Cali, 
Colombia; c/o MARIELA DE RODRIGUEZ Y CIA. S. EN C., Cali, Colombia; c/o 
CREDIREBAJA S.A., Cali, Colombia; c/o LABORATORIOS BLAIMAR DE COLOMBIA 
S.A., Bogota, Colombia; c/o GRACADAL S.A., Cali, Colombia; c/o 
CORPORACION DEPORTIVA AMERICA, Cali, Colombia; c/o INVERSIONES Y 
CONSTRUCCIONES COSMOVALLE LTDA., Cali, Colombia; c/o ALERO S.A., Cali, 
Colombia; c/o DISTRIBUIDORA MIGIL LTDA., Cali, Colombia; c/o 
DISTRIBUIDORA DE DROGAS LA REBAJA S.A., Bogota, Colombia; c/o 
INTERAMERICA DE CONSTRUCCIONES S.A., Cali, Colombia; c/o INVERSIONES 
MONDRAGON Y CIA. S.C.S., Cali, Colombia; c/o FUNDASER, Cali, Colombia; 
c/o DISTRIBUIDORA DE DROGAS CONDOR LTDA., Bogota, Colombia; c/o CUSTOMER 
NETWORKS S.L., Madrid, Spain; c/o INVERSIONES INMOBILIARIAS VALERIA 
S.L., Madrid, Spain; c/o DROCARD S.A., Bogota, Colombia; DOB 30 May 
1969; alt. DOB 5 May 1969; Cedula No. 66810048 (Colombia); N.I.E. 
X2561613-B (Spain); Passport 66810048 (Colombia); alt. Passport AD359106 
(Colombia) (individual) [SDNT]
RODRIGUEZ MORENO, Juan Pablo, Carrera 65 647, Cali, Colombia; c/o 
INVERSIONES RODRIGUEZ MORENO, Cali, Colombia; DOB 30 Jul 1980 
(individual) [SDNT]
RODRIGUEZ MORENO, Miguel Andres, Carrera 65 No. 6-47, Cali, Colombia; c/
o INVERSIONES RODRIGUEZ MORENO, Cali, Colombia; c/o ASISTENCIA 
PROFESIONAL ESPECIALIZADA EN COLOMBIA LIMITADA, Cali, Colombia; Carrera 
66 No. 6-47, Cali, Colombia; DOB 14 Jul 1977; Cedula No. 94328841 
(Colombia); Passport AD253939 (Colombia) (individual) [SDNT]
RODRIGUEZ OREJUELA DE GIL, Amparo, c/o CREACIONES DEPORTIVAS WILLINGTON 
LTDA., Cali, Colombia; c/o DEPOSITO POPULAR DE DROGAS S.A., Cali, 
Colombia; c/o LABORATORIOS BLAIMAR DE COLOMBIA S.A., Bogota, Colombia; 
c/o LABORATORIOS KRESSFOR DE COLOMBIA S.A., Bogota, Colombia; c/o 
CORPORACION DEPORTIVA AMERICA, Cali, Colombia; c/

[[Page 645]]

o BLANCO PHARMA S.A., Bogota, Colombia; c/o RADIO UNIDAS FM S.A., Cali, 
Colombia; c/o DISTRIBUIDORA DE DROGAS CONDOR LTDA., Bogota, Colombia; c/
o DISTRIBUIDORA MIGIL LTDA., Cali, Colombia; c/o D'CACHE S.A., Cali, 
Colombia; c/o DROBLAM S.A., Cali, Colombia; DOB 13 Mar 49; Cedula No. 
31218703 (Colombia); Passport AC342062 (Colombia) (individual) [SDNT]
RODRIGUEZ OREJUELA, Gilberto Jose (a.k.a. ``LUCAS''; a.k.a. ``THE CHESS 
PLAYER''), Cali, Colombia; DOB 31 Jan 1939; Cedula No. 6068015 
(Colombia); alt. Cedula No. 6067015 (Colombia); Passport T321642 
(Colombia); alt. Passport 77588 (Argentina); alt. Passport 10545599 
(Venezuela); alt. Passport 6067015 (Comoros) (individual) [SDNT]
RODRIGUEZ OREJUELA, Miguel Angel (a.k.a. ``DOCTOR M.R.O.''; a.k.a. ``EL 
SENOR''; a.k.a. ``MANOLO''; a.k.a. ``MANUEL''; a.k.a. ``MAURO''; a.k.a. 
``MIKE''; a.k.a. ``PAT''; a.k.a. ``PATRICIA''; a.k.a. ``PATRICIO''; 
a.k.a. ``PATTY''), Casa No. 19, Avenida Lago, Ciudad Jardin, Cali, 
Colombia; DOB 23 Nov 43; alt. DOB 15 Aug 43; Cedula No. 6095803 
(Colombia) (individual) [SDNT]
RODRIGUEZ PINZON, Manuel, c/o LABORATORIOS KRESSFOR, Bogota, Colombia; 
c/o ALFA PHARMA S.A., Cali, Colombia; DOB 12 Mar 1947; Cedula No. 
17171485 (Colombia) (individual) [SDNT]
RODRIGUEZ RAMIREZ, Andre Gilberto, c/o DROCARD S.A., Bogota, Colombia; 
c/o FOGENSA S.A., Bogota, Colombia; c/o ANDINA DE CONSTRUCCIONES S.A., 
Cali, Colombia; c/o CAFE ANDINO S.L., Madrid, Spain; c/o BONOMERCAD 
S.A., Bogota, Colombia; c/o CONSULTORIA SANTAFE E.U., Bogota, Colombia; 
c/o INVERSIONES RODRIGUEZ RAMIREZ Y CIA. S.C.S., Cali, Colombia; c/o 
DISTRIBUIDORA SANAR DE COLOMBIA S.A., Cali, Colombia; c/o INVERSIONES Y 
CONSTRUCCIONES ABC S.A., Cali, Colombia; Calle 10 No. 4-47 piso 18, 
Cali, Colombia; c/o ALERO S.A., Cali, Colombia; c/o DECAFARMA S.A., 
Bogota, Colombia; c/o CREDIREBAJA S.A., Cali, Colombia; DOB 22 Mar 1972; 
Cedula No. 16798937 (Colombia); Passport 16798937 (Colombia) 
(individual) [SDNT]
RODRIGUEZ RAMIREZ, Claudia Pilar, c/o DEPOSITO POPULAR DE DROGAS S.A., 
Cali, Colombia; c/o CREDIREBAJA S.A., Cali, Colombia; c/o INTERAMERICANA 
DE CONSTRUCCIONES S.A., Cali, Colombia; c/o DROCARD S.A., Bogota, 
Colombia; c/o INVERSIONES CLAUPI S.L., Madrid, Colombia; c/o BONOMERCAD 
S.A., Bogota, Colombia; c/o ALERO S.A., Cali, Colombia; c/o FARMATODO 
S.A., Bogota, Colombia; c/o LABORATORIOS KRESSFOR DE COLOMBIA S.A., 
Bogota, Colombia; c/o LABORATORIOS BLAIMAR DE COLOMBIA S.A., Bogota, 
Colombia; c/o DISTRIBUIDORA DE DROGAS LA REBAJA S.A., Bogota, Colombia; 
c/o DISTRIBUIDORA MIGIL LTDA., Cali, Colombia; c/o DIRECCION COMERCIAL Y 
MARKETING CONSULTORIA EMPRESA UNIPERSONAL, Bogota, Colombia; c/o 
DISTRIBUIDORA DE DROGAS CONDOR LTDA., Bogota, Colombia; c/o GRACADAL 
S.A., Cali, Colombia; c/o CLAUDIA PILAR RODRIGUEZ Y CIA. S.C.S., Bogota, 
Colombia; c/o D'CACHE S.A., Cali, Colombia; c/o DEFAFARMA S.A., Bogota, 
Colombia; DOB 30 Jun 1963; alt. DOB 1966; alt. DOB 30 Aug 1963; Cedula 
No. 51741013 (Colombia); Passport 51741013 (Colombia); alt. Passport 
007281 (Colombia); alt. Passport P0555266 (Colombia) (individual) [SDNT]
RODRIGUEZ TELLEZ, Luz Yazmin (a.k.a. RODRIGUEZ TELLEZ, Luz Jazmin), c/o 
MATERIAS PRIMAS Y SUMINISTROS S.A., Bogota, Colombia; c/o LABORATORIOS 
PROFARMA LTDA., Bogota, Colombia; DOB 30 Apr 1972; Cedula No. 52030300 
(Colombia); Passport 52030300 (Colombia) (individual) [SDNT]
RODRIGUEZ Y TOLBANOS S.A., Plaza de Espana 2, 1-C, Alcala de Henares, 
Madrid, Spain; Pgno. Ind. Camporrosso, C/Buenos Aires, 1 nave 15, 28806 
Alcala de Henares, Madrid, Spain; C.I.F. A82467887 (Spain) [SDNT]
RODRIQUEZ BORGES, Jesus (a.k.a. RODRIQUEZ BORJES, Jesus), Panama 
(individual) [CUBA]
RODRIQUEZ, Jose Julio, 20 Ironmonger Lane, London EC2V 8EY, United 
Kingdom; Chairman, Havana International Bank (individual) [CUBA]
ROGULJIC, Slavko; DOB 1952 (individual) [BALKANS]
ROJAS BECERRA, Andres Felipe, c/o COMERCIALIZADORA INTERTEL S.A., Cali, 
Colombia; c/o CONTACTEL COMUNICACIONES S.A., Cali, Colombia; DOB 18 Feb 
1978; Cedula No. 94520044 (Colombia); Passport 94520044 (Colombia) 
(individual) [SDNT]
ROJAS DE MENDOZA, Marleny, c/o COOPIFARMA, Bucaramanga, Colombia; 
Carrera 17 No. 17-65, Bucaramanga, Colombia; DOB 26 Jan 1956; Cedula No. 
63288987 (Colombia) (individual) [SDNT]
ROJAS FRANCO, Jaime, Colombia; DOB 24 Dec 1957; POB Cartago, Valle, 
Colombia; citizen Colombia; nationality Colombia; Cedula No. 16210083 
(Colombia) (individual) [SDNT]
ROJAS GALARZA, Carmen Amparo, Carrera 35 No. 10-130, Cali, Colombia; c/o 
CREDIREBAJA S.A., Cali, Colombia; Cedula No. 34511289 (Colombia) 
(individual) [SDNT]
ROJAS GOMEZ, Miryam Yaneth, c/o VALORCORP S.A., Bogota, Colombia; Cedula 
No. 23323121 (Colombia) (individual) [SDNT]

[[Page 646]]

ROJAS MEJIA, Hernan, c/o OCCIDENTAL COMUNICACIONES LTDA., Cali, 
Colombia; c/o INVERSIONES Y CONSTRUCCIONES ABC S.A., Cali, Colombia; 
Calle 2A Oeste No. 24B-45 apt. 503A, Cali, Colombia; c/o COLOR 89.5 FM 
STEREO, Cali, Colombia; Calle 6A No. 9N-34, Cali, Colombia; c/o 
CONSTRUCCIONES COLOMBO-ANDINAS LTDA., Bogota, Colombia; DOB 28 Aug 1948; 
Cedula No. 16242661 (Colombia) (individual) [SDNT]
ROJAS MONTOYA, Maritza, c/o GRAJALES S.A., La Union, Valle, Colombia; c/
o CASA GRAJALES S.A., La Union, Valle, Colombia; c/o INVERSIONES AGUILA 
LTDA., La Union, Valle, Colombia; c/o IBADAN LTDA., Tulua, Valle, 
Colombia; c/o FREXCO S.A., La Union, Valle, Colombia; Cedula No. 
31838109 (Colombia) (individual) [SDNT]
ROJAS ORTIS, Rosa, c/o ALFA PHARMA S.A., Cali, Colombia; DOB 9 Nov 1941; 
Cedula No. 26577444 (Colombia) (individual) [SDNT]
ROJAS SALAMANCA, Myriam, c/o LEMOFAR LTDA., Bogota, Colombia; c/o 
LABORATORIOS KRESSFOR DE COLOMBIA S.A., Bogota, Colombia; c/o GENERICOS 
ESPECIALES S.A., Bogota, Colombia; DOB 3 Apr 1959; Cedula No. 35324270 
(Colombia); Passport 35324270 (Colombia) (individual) [SDNT]
ROJAS VARGAS, Alberto, c/o ESPIBENA S.A., Quito, Ecuador; c/o COLFARMA 
PERU S.A., Lima, Peru; c/o FARFALLA INVESTMENT S.A., Panama City, 
Panama; Cedula No. 13922413 (Colombia) (individual) [SDNT]
ROJAS VILLARREAL, Andres Mauricio, c/o GIAMX LTDA., Bogota, Colombia; c/
o WORLD TRADE LTDA., Bogota, Colombia; Cedula No. 80415760 (Colombia) 
(individual) [SDNT]
ROMAN DOMINGUEZ, Erika, c/o TAURA S.A., Cali, Colombia; Cedula No. 
66955540 (Colombia) (individual) [SDNT]
ROMEO, Charles (a.k.a. ROMEO, Charles Henri Robert), Panama (individual) 
[CUBA]
ROMERO BERMUDEZ, Tomas, Carrera 13C No. 36B-100 ap. 403, Barranquilla, 
Colombia; c/o LITOPHARMA, Barranquilla, Colombia; c/o COPSERVIR LTDA., 
Bogota, Colombia; Cedula No. 72206669 (Colombia) (individual) [SDNT]
ROMERO INFANTE, Diana, c/o CAJA SOLIDARIA, Bogota, Colombia; c/o 
COPSERVIR LTDA., Bogota, Colombia; c/o MEGAPHARMA LTDA., Bogota, 
Colombia; Cedula No. 51976407 (Colombia) (individual) [SDNT]
ROMERO LOPEZ, Nydia Cristina (a.k.a. ROMERO LOPEZ, Nidia Cristina), c/o 
COPSERVIR LTDA., Bogota, Colombia; c/o TRIMARK LTDA., Bogota, Colombia; 
c/o CAJA SOLIDARIA, Bogota, Colombia; Cedula No. 66978367 (Colombia) 
(individual) [SDNT]
ROMERO PENAGOS, Cesar Augusto, c/o CODISA, Bogota, Colombia; c/o 
FARMACOOP, Bogota, Colombia; DOB 20 Jan 1972; Cedula No. 791384496 
(Colombia); Passport 791384496 (Colombia) (individual) [SDNT]
ROMERO VARELA, Carlos Ali (a.k.a. MARTINEZ, Richard), c/o SOCIEDAD DE 
COMERCIALIZACION INTERNACIONAL POSEIDON S.A., Sabaneta, Antioquia, 
Colombia; c/o LOS GNOMOS LTDA., Cali, Colombia; DOB 19 Mar 1959; alt. 
DOB 19 Feb 1959; Cedula No. 13447909 (Colombia); Passport B0088212 
(Venezuela) (individual) [SDNTK]
ROPERO SUAREZ, Emiro del Carmen (a.k.a. ``RUBEN ZAMORA''); DOB 2 Sep 
1962; POB Municipio de Nueva Granada, Norte de Santander, Colombia; 
citizen Colombia; nationality Colombia; Cedula No. 13461523 (Colombia) 
(individual) [SDNTK]
ROPERT, Miria Contreras (a.k.a. CONTRERAS, Miria), Paris, France 
(individual) [CUBA]
ROQUE PEREZ, Roberto, Panama (individual) [CUBA]
ROSALES DIAZ, Hector Emilio, c/o CONCRETOS CALI S.A., Cali, Colombia; c/
o INVERSIONES GEMINIS S.A., Cali, Colombia; c/o INDUSTRIA AVICOLA 
PALMASECA S.A., Cali, Colombia; c/o CONSTRUCTORA DIMISA LTDA., Cali, 
Colombia; c/o COMPANIA ADMINISTRADORA DE VIVIENDA S.A., Cali, Colombia; 
c/o INVERSIONES EL PENON S.A., Cali, Colombia; c/o MERCAVICOLA LTDA., 
Cali, Colombia; c/o INVERSIONES VILLA PAZ S.A., Cali, Colombia; c/o 
ADMINISTRACION INMOBILIARIA BOLIVAR S.A., Cali, Colombia; DOB 1 Apr 
1955; Cedula No. 16588924 (Colombia) (individual) [SDNT]
ROSARIO NIEBLA CARDOZA A. EN P. (a.k.a. GASOLINERA ROSARIO), Avenida 
Manuel Vallarta 2141, Colonia Centro, Culiacan, Sinaloa 80129, Mexico; 
R.F.C. NICR-461006-T36 (Mexico) [SDNTK]
ROSE ISLANDS (vessel) [CUBA]
ROSERO ANGULO, German, Calle 40 No. 27-59, Cali, Colombia; Mexico; DOB 
07 Oct 1964; POB Ipiales, Narino, Colombia; Cedula No. 16708846 
(Colombia); Passport AF832289 (Colombia) (individual) [SDNT]
ROUINE, Lazher Ben Khalifa Ben Ahmed (a.k.a. ROUINE, Al-Azhar Ben 
Khalifa Ben Ahmed; a.k.a. ``LAZHAR''; a.k.a. ``SALMANE''), Vicolo San 
Giovanni, Rimini, Italy; DOB 20 Nov 1975; POB Sfax, Tunisia; nationality 
Tunisia; Passport P 182583 issued 13 Sep 2003 expires 12 Sep 2007; 
arrested 30 Sep 2002 (individual) [SDGT]
ROZO CLAVIJO, Miguel Antonio, c/o CONSTRUCTORA ALTOS DEL RETIRO LTDA., 
Bogota, Colombia; DOB 18 Aug

[[Page 647]]

1943; Cedula No. 17093270 (Colombia) (individual) [SDNT]
ROZO VARON, Luis Carlos, c/o LABORATORIOS GENERICOS VETERINARIOS, 
Bogota, Colombia; c/o BLANCO PHARMA S.A., Bogota, Colombia; c/o 
FARMATODO S.A., Bogota, Colombia; c/o LABORATORIOS KRESSFOR, Bogota, 
Colombia; DOB 11 Apr 1959; Cedula No. 5838525 (Colombia); Passport 
AF101921 (Colombia) (individual) [SDNT]
RR TOUR, S.A. DE C.V., Lopez Cotilla 1994, C.P. 44140, Guadalajara, 
Mexico [SDNT]
RUBENACH ROIG, Juan Luis; DOB 18 September 1964; POB Bilbao Vizcaya 
Province, Spain; D.N.I. 18.197.545; Member ETA (individual) [SDGT]
RUEDA FAJARDO, Herberth Gonzalo, c/o LABORATORIOS GENERICOS 
VETERINARIOS, Bogota, Colombia; c/o FARMACOOP, Bogota, Colombia; c/o 
LABORATORIOS KRESSFOR DE COLOMBIA S.A., Bogota, Colombia; DOB 6 Oct 
1964; Cedula No. 12126395 (Colombia) (individual) [SDNT]
RUELAS MARTINEZ, Felipe, Calle Ventisca 2359 Secc. Dorado, Colonia 
Playas de Tijuana, Tijuana, Baja California, Mexico; Calle Saino 5, 
Colonia Hacienda del Tepeyac, Zapopan, Jalisco CP 45053, Mexico; DOB 6 
Jun 1962 (individual) [SDNTK]
RUELAS MARTINEZ, Jose de la Cruz, Calle de la Ventisca 640, Colonia 
Playas Seccion Dorado, Tijuana, Baja California CP 22205, Mexico; c/o 
CONSULTORIA DE INTERDIVISAS, S.A. DE C.V., Tijuana, Baja California, 
Mexico; c/o MULTISERVICIOS ALPHA, S.A. DE C.V., Tijuana, Baja 
California, Mexico; Calle Ventisca 2359 Secc. Dorado, Colonia Playas de 
Tijuana, Tijuana, Baja California, Mexico; DOB 30 Mar 1965; POB 
Guadalajara, Jalisco, Mexico; Passport 01020023629 (Mexico) (individual) 
[SDNTK]
RUELAS MARTINEZ, Jose Manuel, c/o MULTISERVICIOS SIGLO, S.A. DE C.V., 
Tijuana, Baja California, Mexico; Esmeralda 3091, Colonia Residencial 
Victoria CR 45051, Zapopan, Jalisco CP 44550, Mexico; 402 Milagrosa 
Circle, Chula Vista, CA 91910; c/o GLOBAL FILMS, S.A. DE C.V., Tijuana, 
Baja California, Mexico; c/o HACIENDA DE DON JOSE RESTAURANT BAR, S.A. 
DE C.V., Tijuana, Baja California, Mexico; Av. Pque. Mexico Nte. 824, 
Colonia Playas de Tijuana, Tijuana, Baja California CP 22200, Mexico; c/
o MULTISERVICIOS ALPHA, S.A. DE C.V., Tijuana, Baja California, Mexico; 
c/o MULTISERVICIOS GAMAL, S.A. DE C.V., Tijuana, Baja California, 
Mexico; DOB 16 Jun 1960; POB Talpa de Allende, Jalisco, Mexico; alt. POB 
Guadalajara, Jalisco, Mexico; Passport 036182282 (United States); R.F.C. 
RUMM-600616-G69 (Mexico); SSN 622-18-0486 (United States) (individual) 
[SDNTK]
RUELAS TOPETE, Carlos Antonio, Calle de la Bahia 3178, Colonia Playas 
Costa Hermosa, Tijuana, Baja California CP 22240, Mexico; Calle Ventisca 
2359 Secc. Dorado, Colonia Playas de Tijuana, Tijuana, Baja California, 
Mexico; c/o HACIENDA DE DON JOSE RESTAURANT BAR, S.A. DE C.V., Tijuana, 
Baja California, Mexico; DOB 12 Aug 1968; POB Guadalajara, Jalisco, 
Mexico; R.F.C. RUTC-680812-PS6 (Mexico) (individual) [SDNTK]
RUELAS TOPETE, Eduardo, Calle del Volcan 682, Colonia Playas de Tijuana, 
Tijuana, Baja California CP 22200, Mexico; c/o CONSULTORIA DE OCCIDENTE, 
S.A. DE C.V., Guadalajara, Jalisco, Mexico; Ave. Pque. Mexico Sur 910, 
Colonia Playas de Tijuana, Tijuana, Baja California CP 22200, Mexico; c/
o HACIENDA DE DON JOSE RESTAURANT BAR, S.A. DE C.V., Tijuana, Baja 
California, Mexico; DOB 20 Feb 1967; POB Guadalajara, Jalisco, Mexico; 
R.F.C. RUTE-670220-DVO (Mexico) (individual) [SDNTK]
RUELAS TOPETE, Jose Luis, c/o CONSULTORIA DE OCCIDENTE, S.A. DE C.V., 
Guadalajara, Jalisco, Mexico; DOB 13 Aug 1970; POB Guadalajara, Jalisco, 
Mexico; R.F.C. RUTL-700813-L31 (Mexico) (individual) [SDNTK]
RUIZ CASTANO, Maria Helena, c/o LADRILLERA LA CANDELARIA LTDA., Cali, 
Colombia; DOB 17 Nov 1970; Cedula No. 66901635 (Colombia); Passport 
66901635 (Colombia) (individual) [SDNT]
RUIZ HERNANDEZ, Gregorio Rafael, c/o COMERCIALIZADORA OROBANCA, Cali, 
Colombia; DOB 20 May 1963; Cedula No. 16823501 (Colombia) (individual) 
[SDNT]
RUIZ POO, Ramon Miguel, Panama (individual) [CUBA]
RUIZ ZAVALA, Aleyda (a.k.a. RUIZ ZAVALA, Aleida), Calle Cerro de la 
Memoria No. 1976, Fraccionamiento Colinas de San Miguel, Culiacan, 
Sinaloa, Mexico; c/o TOYS FACTORY, S.A. DE C.V., Tijuana, Baja 
California, Mexico; c/o COMERCIALIZADORA BRIMAR'S, S.A. DE. C.V., 
Culiacan, Sinaloa, Mexico; c/o SIN-MEX IMPORTADORA, S.A. DE C.V., 
Mexico, Distrito Federal, Mexico; DOB 10 May 1962; POB Tamazula, 
Durango, Mexico; citizen Mexico; nationality Mexico; C.U.R.P. 
RUZA620510MDGZVL04 (Mexico); Electoral Registry No. RZZVAL62051010M200 
(Mexico); R.F.C. RUZA6205108L5 (Mexico) (individual) [SDNTK]
RUNGRIN COMPANY LTD. (a.k.a. BORISAT RUNGRIN CHAMKAT), 275 Soi Thiam 
Ruammit, Ratchada Phisek Road, Huai Khwang district, Bangkok, Thailand 
[SDNTK]
RUPRAH, Sanjivan Singh (a.k.a. ``NASR, Samir M.''); DOB 9 Aug 1966; POB 
Kisumu, Kenya; nationality Kenya; Passport 790015037 (United Kingdom) 
issued 10 Jul

[[Page 648]]

1998 expires 10 Jul 2008; alt. Passport D-001829-00 (Liberia); 
Businessman; Former Deputy Commissioner, Bureau of Maritime Affairs of 
Liberia (individual) [DRCONGO] [LIBERIA]
RUSAKEVICH, Vladimir Vasilyevich (a.k.a. RUSAKEVICH, Uladzimir 
Vasilievich); DOB 13 Sep 1947; POB Vygonoshchi, Belarus; citizen 
Belarus; nationality Belarus; Minister of Information (individual) 
[BELARUS]
RUSDAN, Abu (a.k.a. ABU THORIQ; a.k.a. RUSDJAN; a.k.a. RUSJAN; a.k.a. 
RUSYDAN; a.k.a. THORIQUDDIN; a.k.a. THORIQUIDDIN; a.k.a. THORIQUIDIN; 
a.k.a. TORIQUDDIN); DOB 16 Aug 1960; POB Kudus, Central Java, Indonesia 
(individual) [SDGT]
RUSERE, Tinos, 12 Cooke Avenue, Southerton, Harare, Zimbabwe; DOB 10 May 
1945; Deputy Minister of Mines and Mining Development (individual) 
[ZIMBABWE]
RUSHITI, Sait (a.k.a. RUXHETI, Sait); DOB 7 Nov 1966 (individual) 
[BALKANS]
RZOOKI, Hanna, Iraq; Chairman of REAL ESTATE BANK (individual) [IRAQ2]
S H NG TRADING, 3 Shenton Way,  10-01 Shenton House, Singapore 
068805, Singapore [BURMA]
S.M.I. SEWING MACHINES ITALY S.P.A., Italy [IRAQ2]
SAAVEDRA RESTREPO, Jesus Maria, Calle 5 No. 46-83 Local 119, Cali, 
Colombia; c/o CONSTRUCTORA DIMISA LTDA., Cali, Colombia; c/o 
INMOBILIARIA U.M.V. S.A., Cali, Colombia; c/o CONCRETOS CALI S.A., Cali, 
Colombia; DOB 10 Jul 1958; Cedula No. 16603482 (Colombia) (individual) 
[SDNT]
SABAGH DE CURE, Maria Dunia, c/o CURE SABAGH Y CIA. S.C.S., 
Barranquilla, Colombia; c/o FUDIA LTDA., Barranquilla, Colombia; DOB 02 
Jan 1947; POB Barranquilla, Colombia; Cedula No. 33278803 (Colombia); 
Passport AE330188 (Colombia) (individual) [SDNT]
SABOGAL ZULUAGA, Daniela, Paseo 5 de Julio, Barrio Libertad, San 
Antonio, Tachira, Venezuela; c/o ORLANDO SABOGAL ZULUAGA E HIJOS & CIA S 
EN C, Ansermanuevo, Valle, Colombia; Calle 30 No. 3B-45, La Campina, 
Pereira, Risaralda, Colombia; Avenida 17A No. 19-27, Barrio San Jose, 
Cucuta, Norte de Santander, Colombia; Calle 14 No. 30-153, Medellin, 
Antioquia, Colombia; DOB 19 Jul 1989; POB Cucuta, Norte de Santander, 
Colombia; citizen Colombia; nationality Colombia; Cedula No. 22012785 
(Venezuela) issued 19 Jul 2004 expires Jul 2014; alt. Cedula No. TI- 
89071954430 (Colombia) (individual) [SDNT]
SABOGAL ZULUAGA, Felipe, Paseo 5 de Julio, Barrio Libertad, San Antonio, 
Tachira, Venezuela; c/o ORLANDO SABOGAL ZULUAGA E HIJOS & CIA S EN C, 
Ansermanuevo, Valle, Colombia; Calle 14 No. 30-153, Medellin, Antioquia, 
Colombia; Carrera 3 No. 11-99, Ofc. 301, Cartago, Valle, Colombia; Calle 
30 No. 3B-45, La Campina, Pereira, Risaralda, Colombia; Avenida 17A No. 
19-27, Barrio San Jose, Cucuta, Norte de Santander, Colombia; DOB 31 Jan 
1992; POB Cucuta, Norte de Santander, Colombia; citizen Colombia; 
nationality Colombia; Cedula No. 22012787 (Venezuela) issued 19 Jul 2004 
expires Jul 2014; alt. Cedula No. TI- 92013100049 (Colombia) 
(individual) [SDNT]
SABOGAL ZULUAGA, Juliana, Calle 14 No. 30-153, Medellin, Antioquia, 
Colombia; c/o ORLANDO SABOGAL ZULUAGA E HIJOS & CIA S EN C, 
Ansermanuevo, Valle, Colombia; Calle 30 No. 3B-45, La Campina, Pereira, 
Risaralda, Colombia; Avenida 17A No. 19-27, Barrio San Jose, Cucuta, 
Norte de Santander, Colombia; Paseo 5 de Julio, Barrio Libertad, San 
Antonio, Tachira, Venezuela; DOB 28 Aug 1987; POB Cucuta, Norte de 
Santander, Colombia; citizen Colombia; nationality Colombia; Cedula No. 
TI-87032853519 (Colombia); alt. Cedula No. 22012784 (Venezuela) issued 
19 Jul 2004 expires Jul 2014 (individual) [SDNT]
SABOGAL ZULUAGA, Orlando (a.k.a. CONTRERAS VIVAS, Juan Pablo; a.k.a. 
GUILLEN JIMENEZ, Carlos Alberto; a.k.a. SABOGAL, Alberto; a.k.a. SALAZAR 
QUINTERO, Carlos Alberto; a.k.a. ``CAREQUESO''; a.k.a. ``EL MONO 
SABOGAL''), Calle 14 No. 30-153, Medellin, Antioquia, Colombia; Paseo 5 
de Julio, Barrio Libertad, Municipio Bolivar, Tachira, Venezuela; Paseo 
5 de Julio, Barrio Libertad, San Antonio, Tachira, Venezuela; Calle 18 
No. 5N-21, Apt. 302, Cartago, Colombia; c/o ORLANDO SABOGAL ZULUAGA E 
HIJOS & CIA S EN C, Colombia; Calle 30 No. 3B-45, La Campina, Pereira, 
Risaralda, Colombia; Caracas, Venezuela; DOB 22 Feb 1966; alt. DOB 16 
Sep 1965; POB Toro, Valle, Colombia; Cedula No. 21171060 (Venezuela); 
alt. Cedula No. 18505378 (Colombia); alt. Cedula No. 12773520 
(Venezuela); alt. Cedula No. 94318435 (Colombia); Passport 18505378 
(Colombia); alt. Passport AC635727 (Colombia); alt. Passport AG496255 
(Colombia); alt. Passport AE533626 (Colombia) (individual) [SDNT]
SACKS FACTORY (a.k.a. PLASTIC SACKS FACTORY), P.O. Box 2328, Khartoum, 
Sudan [SUDAN]
SAENZ VARGAS, Guillermo Leon (a.k.a. ``ALFONSO CANO''); DOB 22 Jul 1948; 
POB Bogota, Cundinamarca, Colombia; Cedula No. 17122751 (Colombia) 
(individual) [SDNTK]
SAEZ DE EGUILAZ MURGUIONDO, Carlos; DOB 9 Dec 1963; POB San Sebastian, 
Guipuzcoa Province, Spain; D.N.I. 15.962.687 (Spain); Member ETA 
(individual) [SDGT]

[[Page 649]]

SAF TECH S.L., Calle Serrano 52, Barcelona 08031, Spain; C.R. No. 
B62398060 (Spain) [SDNTK]
SAHEL CONSULTANT ENGINEERS, No. 57, Eftekhar St., Larestan St., 
Motahhari Ave, Tehran, Iran; P.O. Box 16765-34, Tehran, Iran [NPWMD]
SAHINPASIC, Senad; DOB c. 1951; POB Foca, Bosnia-Herzegovina 
(individual) [BALKANS]
SAHIRON, Radulan (a.k.a. SAHIRON, Radullan; a.k.a. SAHIRUN, Radulan; 
a.k.a. ``COMMANDER PUTOL''; a.k.a. ``SAJIRUN, Radulan''); DOB 1955; alt. 
DOB circa 1952; POB Kaunayan, Patikul, Jolo Island, the Philippines; 
nationality Philippines (individual) [SDGT]
SAIEH JAMIS, Carlos Ernesto, 780 NW 42nd Avenue, Suite 516, Miami, FL 
33126; c/o URBANIZADORA ALTAVISTA INTERNACIONAL S.A., Barranquilla, 
Colombia; c/o RIXFORD INVESTMENT CORPORATION, Panama City, Panama; c/o 
FINANZAS DEL NORTE LUIS SAIEH Y CIA. S.C.A., Barranquilla, Colombia; 
9100 South Dadeland Boulevard, Suite 912, Miami, FL 33156; c/o VILLAROSA 
INVESTMENTS FLORIDA, INC., Miami, FL; c/o RAMAL S.A., Bogota, Colombia; 
c/o KAREN OVERSEAS, INC., Panama City, Panama; c/o ALMACAES S.A., 
Bogota, Colombia; c/o MLA INVESTMENTS, INC., Virgin Islands, British; 
Carrera 56 No. 79-102 Piso-10, Barranquilla, Colombia; 780 NW Le Jeune 
Rd, Suite 516, Miami, FL 33126; c/o KATTUS II CORPORATION, Panama City, 
Panama; c/o INVERSIONES DEL PRADO ABDALA SAIEH Y CIA. S.C.A., 
Barranquilla, Colombia; c/o GRANADA ASSOCIATES, INC., Miami, FL; c/o ALM 
INVESTMENT FLORIDA, INC., Miami, FL; c/o SALMAN CORAL WAY PARTNERS, 
Miami, FL; c/o MOISES SAIEH Y CIA. S.C.A., Barranquilla, Colombia; c/o 
MARC LLC, Miami, FL; c/o ILOVIN S.A., Bogota, Colombia; c/o G.L.G. S.A., 
Bogota, Colombia; c/o ELIZABETH OVERSEAS INC., Panama City, Panama; c/o 
CORPORACION DE ALMACENES POR DEPARTAMENTOS S.A., Bogota, Colombia; c/o 
CARLOS SAIEH Y CIA. S.C.S., Barranquilla, Atlantico, Colombia; c/o KAREN 
OVERSEAS FLORIDA, INC., Miami, FL; c/o CONSTRUCTORA ALTAVISTA 
INTERNACIONAL S.A., Barranquilla, Colombia; c/o CONFECCIONES LORD S.A., 
Barranquilla, Atlantico, Colombia; Nine Island Avenue, Unit 1411, Miami 
Beach, FL; c/o BLACKMORE INVESTMENTS A.V.V., Oranjestad, Aruba; c/o C.W. 
SALMAN PARTNERS, Miami, FL; c/o BRUNELLO LTD., Grand Cayman, Cayman 
Islands; DOB 24 Feb 1964; POB Barranquilla, Colombia; citizen Colombia; 
nationality Colombia; Cedula No. 8739066 (Colombia); Passport AH006864 
(Colombia) (individual) [SDNT]
SAIEH JASSIR, Abdala, Carrera 56 No.19-40 Apt. 11, Barranquilla, 
Colombia; c/o VILLAROSA INVESTMENTS FLORIDA, INC., Miami, FL; c/o 
CONFECCIONES LORD S.A., Barranquilla, Atlantico, Colombia; 780 NW Le 
Jeune Road, Suite 516, Miami, FL 33126; 19667 Turnberry Way A-G, North 
Miami Beach, FL; c/o MLA INVESTMENTS INC., Virgin Islands, British; c/o 
SALMAN CORAL WAY PARTNERS, Miami, FL; c/o C.W. SALMAN PARTNERS, Miami, 
FL; c/o JAMCE INVESTMENTS LTD, Grand Cayman, Cayman Islands; c/o GRANADA 
ASSOCIATES, INC., Miami, FL; c/o KATTUS CORPORATION, Barbados; c/o KAREN 
OVERSEAS FLORIDA, INC., Miami, FL; c/o CONSTRUCTORA ALTAVISTA 
INTERNACIONAL S.A., Barranquilla, Colombia; c/o ALM INVESTMENT FLORIDA, 
INC., Miami, FL; 780 NW 42nd Avenue, Suite 516, Miami, FL 33126; c/o 
VILLAROSA INVESTMENTS CORPORATION, Panama City, Panama; c/o URBANIZADORA 
ALTAVISTA INTERNACIONAL S.A., Barranquilla, Colombia; c/o KAREN 
OVERSEAS, INC., Panama City, Panama; c/o ELIZABETH OVERSEAS INC., Panama 
City, Panama; DOB 19 Dec 1919; citizen Colombia; Cedula No. 812202 
(Colombia); Passport AF547128 (Colombia) (individual) [SDNT]
SAIEH MUVDI, Moises Abdal, c/o KATTUS II CORPORATION, Panama City, 
Panama; c/o ILOVIN S.A., Bogota, Colombia; c/o C.W. SALMAN PARTNERS, 
Miami, FL; c/o CORPORACION DE ALMACENES POR DEPARTAMENTOS S.A., Bogota, 
Colombia; 9100 South Dadeland Boulevard, Suite 912, Miami, FL 33156; 
20301 W Country Club Drive, Apt 824, Aventura, FL 33180; 19667 Turnberry 
Way, Unit 12G, Miami, FL 33180; c/o RAMAL S.A., Bogota, Colombia; c/o 
MOISES SAIEH Y CIA. S.C.A., Barranquilla, Colombia; 1405 SW 107th Ave, 
Ste 301B, Miami, FL; 780 NW 42nd Avenue, Suite 516, Miami, FL 33126; 
19667 NE 36 Court A 12-G, North Miami Beach, FL 33180; c/o SALMAN CORAL 
WAY PARTNERS, Miami, FL; c/o G.L.G. S.A., Bogota, Colombia; c/o 
CONSTRUCTORA ALTAVISTA INTERNACIONAL S.A., Barranquilla, Colombia; c/o 
CARLOS SAIEH Y CIA. S.C.S., Barranquilla, Atlantico, Colombia; Carrera 
56 No. 79-40, Apt 7, Barranquilla, Colombia; c/o SUNSET & 97TH HOLDINGS, 
LLC., Miami, FL; c/o KAREN OVERSEAS, INC., Panama City, Panama; c/o MLA 
INVESTMENTS, INC., Virgin Islands, British; c/o RIXFORD INVESTMENT 
CORPORATION, Panama City, Panama; 780 NW Le Jeune Rd, Suite 516, Miami, 
FL 33126; c/o URBANIZADORA ALTAVISTA INTERNACIONAL S.A., Barranquilla, 
Colombia; c/o INVERSIONES DEL PRADO ABDALA SAIEH Y CIA. S.C.A., 
Barranquilla, Colombia; c/o GRANADA ASSOCIATES, INC., Miami, FL; c/o

[[Page 650]]

KATTUS CORPORATION, Barbados; c/o ALM INVESTMENT FLORIDA, INC., Miami, 
FL; c/o VILLAROSA INVESTMENTS FLORIDA, INC., Miami, FL; c/o KAREN 
OVERSEAS FLORIDA, INC., Miami, FL; c/o JAMCE INVESTMENTS LTD., Grand 
Cayman, Cayman Islands; c/o ELIZABETH OVERSEAS INC., Panama City, 
Panama; c/o CONFECCIONES LORD S.A., Barranquilla, Atlantico, Colombia; 
c/o ALMACAES S.A., Bogota, Colombia; c/o VILLAROSA INVESTMENTS 
CORPORATION, Panama City, Panama; DOB 06 Jun 1945; POB Pamplona, Norte 
de Santander; citizen Colombia; Cedula No. 7427466 (Colombia) 
(individual) [SDNT]
SAI'ID, Shaykh (a.k.a. AHMAD, Mustafa Muhammad); POB Egypt (individual) 
[SDGT]
SAINOVIC, Nikola; DOB 7 Dec 1948; POB Bor, Serbia and Montenegro; Ex- 
FRY Deputy Prime Minister; ICTY indictee in custody (individual) 
[BALKANS]
SAKABUYA, Morris; Deputy Minister of Local Government, Public Works, and 
Urban Development (individual) [ZIMBABWE]
SAKUPWANYA, Stanley; DOB circa 1945; Deputy Secretary for Disabled and 
Disadvantaged (individual) [ZIMBABWE]
SALAFIST GROUP FOR CALL AND COMBAT (a.k.a. AL-QA'IDA IN THE ISLAMIC 
MAGHREB; a.k.a. AQIM; a.k.a. GSPC; a.k.a. LE GROUPE SALAFISTE POUR LA 
PREDICATION ET LE COMBAT; a.k.a. SALAFIST GROUP FOR PREACHING AND 
COMBAT; a.k.a. TANZIM AL-QA'IDA FI BILAD AL-MAGHRIB AL-ISLAMIYA) [FTO] 
[SDGT]
SALAH, Mohammad Abd El-Hamid Khalil (a.k.a. AHMAD, Abu; a.k.a. AHMED, 
Abu; a.k.a. SALAH, Mohammad Abdel Hamid Halil; a.k.a. SALAH, Muhammad 
A.), P.O. Box 2616, Bridgeview, IL 60455-661; P.O. Box 2578, Bridgeview, 
IL 60455; 9229 South Thomas, Bridgeview, IL 60455; Israel; DOB 5/30/53; 
Passport 024296248 (United States); SSN 342-52-7612 (individual) [SDT]
SALAH, Muhammad (a.k.a. HASANAYN, Nasr Fahmi Nasr) (individual) [SDGT]
SALAMI, Mohamed Ahmad (a.k.a. SALAME, Mohamed Ahmad); DOB 22 SEP 1961; 
nationality Lebanon; Owner, Mohamed Group of Companies; former President 
of Liberia Charles Taylor's informal diplomatic representative 
(individual) [LIBERIA]
SALAS BARROS, German Jose, c/o FARMAVISION LTDA., Bogota, Colombia; c/o 
COPSERVIR LTDA., Bogota, Colombia; c/o CAJA SOLIDARIA, Bogota, Colombia; 
Cedula No. 72147640 (Colombia) (individual) [SDNT]
SALAZAR ARCILA, Yolanda, Carrera 6 No. 15-30, Quimbaya, Quindio, 
Colombia; c/o PLASTEC LTDA., Colombia; Cedula No. 25018274 (Colombia) 
(individual) [SDNT]
SALAZAR LUGO, Nelson, c/o TURISMO HANSA S.A., San Andres, Colombia; DOB 
14 Jul 1955; POB Colombia; Cedula No. 16597419 (Colombia); Passport 
AH682171 (Colombia) (individual) [SDNT]
SALAZAR, Jose Leonel, c/o INMOBILIARIA U.M.V. S.A., Cali, Colombia; c/o 
COMERCIALIZADORA INTERNACIONAL VALLE DE ORO S.A., Cali, Colombia; DOB 14 
Mar 1956; Cedula No. 10529253 (Colombia) (individual) [SDNT]
SALCEDO BONILLA, Monica, c/o COPSERVIR LTDA., Bogota, Colombia; c/o 
SOLUCIONES COOPERATIVAS, Bogota, Colombia; Cedula No. 31979753 
(Colombia) (individual) [SDNT]
SALCEDO MARTINEZ, Myriam (a.k.a. SALCEDO DE VARGAS, Myriam), c/o 
FUNDASER, Cali, Colombia; c/o FUNDACION VIVIR MEJOR, Cali, Colombia; 
Cedula No. 41572808 (Colombia); Passport 41572808 (Colombia) 
(individual) [SDNT]
SALCEDO RAMIREZ, Jamie, c/o INMOBILIARIA U.M.V. S.A., Cali, Colombia; 
DOB 25 Dec 1964; Cedula No. 16706222 (Colombia) (individual) [SDNT]
SALCEDO RAMIREZ, Nhora Clemencia, c/o ADMINISTRACION INMOBILIARIA 
BOLIVAR S.A., Cali, Colombia; c/o INMOBILIARIA BOLIVAR LTDA., Cali, 
Colombia; DOB 20 Nov 1956; Cedula No. 31273613 (Colombia) (individual) 
[SDNT]
SALDARRIAGA ACEVEDO, Carlos Omar, c/o RADIO UNIDAS FM S.A., Cali, 
Colombia; Calle 9B No. 50-100 apt. 102, Cali, Colombia; DOB 16 Jan 1954; 
alt. DOB 6 Jan 1954; Cedula No. 14998632 (Colombia) (individual) [SDNT]
SALEH AL-SAADI, Nassim Ben Mohamed Al-Cherif ben Mohamed (a.k.a. ABOU 
ANIS), Via Monte Grappa 15, Arluno (Milan), Italy; DOB 30 Nov 1974; POB 
Haidra Al-Qasreen, Tunisia; nationality Tunisia; Passport M 788331 
issued 28 Sep 2001 expires 27 Sep 2006; arrested 30 Sep 2002 
(individual) [SDGT]
SALEH, Dr. Abdul Latif (a.k.a. ABU AMIR; a.k.a. SALEH ABU HUSSEIN, Abdul 
Latif A.A.; a.k.a. SALEH, Abdul Latif A.A.; a.k.a. SALEH, Abdyl Latif; 
a.k.a. SALEH, Dr. Abd al-Latif; a.k.a. SALIH, Abd al-Latif), United Arab 
Emirates; DOB 5 Mar 1957; POB Baghdad, Iraq; citizen Jordan; alt. 
citizen Albania; Passport D366 871 (Jordan) (individual) [SDGT]
SALEH, Nedal (a.k.a. ``HITEM''), Via di Saliceto n.51/9, Bologna, Italy; 
Via Milano n.105, Casal di Principe (Caserta), Italy; DOB 1 Mar 1970; 
POB Taiz, Yemen (individual) [SDGT]
SALGADO MOSQUERA, Ricardo Ignacio, c/o MACROFARMA S.A., Pereira, 
Colombia; c/o FARMALIDER S.A., Cali, Colombia; Cedula No. 10216576 
(Colombia); Passport 10216576 (Colombia) (individual) [SDNT]

[[Page 651]]

SALI JR., Jainal Antel (a.k.a. ``ABU SOLAIMAN''; a.k.a. ``ABU 
SOLAYMAN''; a.k.a. ``APONG SOLAIMAN''; a.k.a. ``APUNG''); DOB 1 Jun 
1965; POB Barangay Lanote, Bliss, Isabele, Basilan, the Philippines; 
nationality Philippines (individual) [SDGT]
SALIH, Abd al-Munim Ahmad (a.k.a. SALEH, Abdel Moneim Ahmad), Iraq; DOB 
1943; Former Minister of Awqaf and Religious Affairs (individual) 
[IRAQ2]
SALIM S.A., Calle 15 No. 10-52, La Union, Valle, Colombia; NIT  
821001412-4 (Colombia) [SDNT]
SALIMI, Hosein (a.k.a. SALAMI, Hoseyn; a.k.a. SALAMI, Hossein; a.k.a. 
SALAMI, Hussayn); citizen Iran; nationality Iran; Passport D08531177 
(Iran) (individual) [NPWMD]
SALINAS CUEVAS, Jorge Rodrigo, Calle 13B No. 37-86 apt. 201-5, Cali, 
Colombia; c/o DISDROGAS LTDA., Yumbo, Valle, Colombia; DOB 10 Dec 1945; 
POB Neiva, Huila, Colombia; alt. POB Cali, Colombia; Cedula No. 14930332 
(Colombia); Passport AG684621 (Colombia) (individual) [SDNT]
SALMAN CORAL WAY PARTNERS, 2731 Coral Way, Miami, FL 33145; US FEIN 59-
2276524 (United States) [SDNT]
SALOME GRAJALES Y CIA. LTDA., Calle 53 No. 25-30, Bogota, Colombia; NIT 
 800141337-3 (Colombia) [SDNT]
SAMARIA ARRENDAMIENT, Cali, Colombia [SDNT]
SAMARIA CANAS, Cali, Colombia [SDNT]
SAMARIA INTERESES, Cali, Colombia [SDNT]
SAMARIA TIERRAS, Cali, Colombia [SDNT]
SAMIU, Izair; DOB 23 Jul 1963 (individual) [BALKANS]
SAMUDRA, Imam (a.k.a. BIN SIHABUDIN, Abdul Aziz; a.k.a. YUNSHAR, Faiz; 
a.k.a. ``ABDUL AZIZ''; a.k.a. ``ABU OMAR''; a.k.a. ``FATIH''; a.k.a. 
``HENDRI''; a.k.a. ``HERI''; a.k.a. ``KUDAMA''); DOB 14 Jan 1970; POB 
Serang, Banten, Indonesia (individual) [SDGT]
SAN AIR GENERAL TRADING FZE (a.k.a. SAN AIR GENERAL TRADING LLC), 811 S. 
Central Expwy., Ste 210, Richardson, TX 75080; P.O. Box 932-20C, Ajman, 
United Arab Emirates; P.O. Box 2190, Ajman, United Arab Emirates 
[LIBERIA]
SAN MATEO S.A. (f.k.a. INVERSIONES BETANIA LTDA.; f.k.a. INVERSIONES 
BETANIA S.A.), Carrera 3 No. 12-40, Cali, Colombia; Avenida 2N No. 7N- 
55 of. 501, Cali, Colombia; Carrera 53 No. 13-55 apt. 102B, Cali, 
Colombia; NIT  890330910-2 (Colombia) [SDNT]
SAN VICENTE S.A. (f.k.a. INVERSIONES INVERVALLE S.A.; f.k.a. INVERVALLE 
S.A.), Calle 70N No. 14-31, Cali, Colombia; Avenida 2N No. 7N-55 of. 
501, Cali, Colombia; Avenida 4 Norte No. 17N-43 L.1, Cali, Colombia; NIT 
 800061212-8 (Colombia) [SDNT]
SANABEL RELIEF AGENCY LIMITED (a.k.a. AL-RAHAMA RELIEF FOUNDATION 
LIMITED; a.k.a. SANABEL L'IL-IGATHA; a.k.a. SANABEL RELIEF AGENCY; 
a.k.a. SARA; a.k.a. SRA), 1011 Stockport Road, Levenshulme, Manchester 
M9 2TB, United Kingdom; P.O. Box 50, Manchester M19 2SP, United Kingdom; 
63 South Road, Sparkbrook, Birmingham B11 1EX, United Kingdom; 54 Anson 
Road, London NW2 6AD, United Kingdom; 98 Gresham Road, Middlesbrough, 
United Kingdom; Registered Charity No. 1083469 (United Kingdom); 
Registration ID 3713110 (United Kingdom); http://www.sanabel.org.uk (Web 
site); [email protected] (e-mail). [SDGT]
SANABIL ASSOCIATION FOR RELIEF AND DEVELOPMENT (a.k.a. AL SANABIL; 
a.k.a. AL-SANBAL; a.k.a. ASANABIL; a.k.a. JAMI'A SANABIL; a.k.a. JAMI'A 
SANABIL LIL IGATHA WA AL-TANMIYZ; a.k.a. JA'MIA SANBLE LLAGHATHA WA 
ALTINMIA; a.k.a. SANABAL; a.k.a. SANABEL; a.k.a. SANABIL; a.k.a. SANABIL 
AL-AQSA; a.k.a. SANABIL FOR AID AND DEVELOPMENT; a.k.a. SANABIL FOR 
RELIEF AND DEVELOPMENT; a.k.a. SANABIL GROUP FOR RELIEF AND DEVELOPMENT; 
a.k.a. SANIBAL; a.k.a. SANNABIL; a.k.a. SANNIBIL; a.k.a. SINABUL), 
Sidon, Lebanon [SDGT]
SANABRIA NINO, Alexander, c/o SERVICIOS FUTURA LIMITADA, Bogota, 
Colombia; c/o SERVICIOS LOGISTICOS Y MARKETING LTDA., Bogota, Colombia; 
c/o CAJA SOLIDARIA, Bogota, Colombia; c/o COSMEPOP, Bogota, Colombia; 
DOB 12 Jul 1967; Cedula No. 79420501 (Colombia); Passport 79420501 
(Colombia) (individual) [SDNT]
SANABRIA SANABRIA, Pablo Emilio, c/o CAJA SOLIDARIA, Bogota, Colombia; 
c/o FARMAVISION LTDA., Bogota, Colombia; Avenida Dorado No. 73-62, 
Bogota, Colombia; c/o COPSERVIR LTDA., Bogota, Colombia; Cedula No. 
79579826 (Colombia) (individual) [SDNT]
SANAM INDUSTRIAL GROUP (a.k.a. SANAM INDUSTRIES GROUP), Pasdaran Road 
15, Tehran, Iran [NPWMD]
SANCHEZ ACEVES, Raul, c/o STRONG LINK DE MEXICO, S.A. DE C.V., Tijuana, 
Baja California, Mexico; Flores Magon 8013, Zona Centro, Tijuana, Baja 
California, Mexico; DOB 21 Apr 1949; POB Distrito Federal, Mexico; 
citizen Mexico; nationality Mexico; C.U.R.P. SAAR490421HDFNCL09 
(Mexico); R.F.C. SAAR-490421-MI9 (Mexico) (individual) [SDNTK]
SANCHEZ CANDELO, Piedad Rocio, c/o CALI @ TELE.COM LTDA., Cali, Valle, 
Colombia; c/o COMUNICACIONES ABIERTAS CAMARY LTDA., Cali, Valle, 
Colombia; DOB 20 Nov 1952; POB Colombia; Cedula

[[Page 652]]

No. 31252839 (Colombia) (individual) [SDNT]
SANCHEZ CURIEL, Silvia Patricia, c/o M Q CONSULTORES, S.A. DE C.V., 
Tijuana, Baja California, Mexico; DOB 28 Sep 1976; POB Guadalajara, 
Jalisco, Mexico (individual) [SDNTK]
SANCHEZ DE VALENCIA, Dora Gladys, c/o INMOBILIARIA U.M.V. S.A., Cali, 
Colombia; DOB 7 AUG 1955; Cedula No. 31273248 (Colombia) (individual) 
[SDNT]
SANCHEZ MARMOL, Maryurida, c/o DROGAS LA REBAJA BUCARAMANGA S.A., 
Bucaramanga, Colombia; c/o COOPDISAN, Bucaramanga, Colombia; DOB 23 Feb 
1970; Cedula No. 63456242; Passport 63456242 (Colombia) (individual) 
[SDNT]
SANCHEZ OLAYA, Martha, c/o LABORATORIOS PROFARMA LTDA., Bogota, 
Colombia; DOB 20 May 1963; Cedula No. 65692953 (Colombia); Passport 
65692953 (Colombia) (individual) [SDNT]
SANCHEZ OSUNA, Carlos Alberto, Blvd. Industrial 1700, Colonia Otay 
Tecnologico, Tijuana, Baja California, Mexico; c/o GRUPO GAMAL, S.A. DE 
C.V., Guadalajara, Jalisco, Mexico; DOB 29 Mar 1971 (individual) [SDNTK]
SANCHEZ VARILLA, Luis Manuel; DOB 1 Feb 1964; Cedula No. 8174649 
(Colombia) (individual) [SDNTK]
SANCLEMENTE BEDOYA, Claudia Patricia, c/o INTERNACIONAL DE DIVISAS S.A., 
Cali, Colombia; c/o INTERNACIONAL DE DIVISAS S.A., LLC, Miami, FL; c/o 
OBURSATILES S.A., Cali, Colombia; c/o VALORCORP S.A., Bogota, Colombia; 
DOB 5 Dec 1968; Cedula No. 31999055 (Colombia); Passport 31999055 
(Colombia) (individual) [SDNT]
SANCLEMENTE BEDOYA, Flor de Maria, c/o FUNDACION VIVIR MEJOR, Cali, 
Colombia; c/o FUNDASER, Cali, Colombia; c/o COMERCIALIZADORA INTERTEL 
S.A., Cali, Colombia; c/o COLIMEX LTDA., Cali, Colombia; c/o 
DISTRIBUIDORA SANAR DE COLOMBIA S.A., Cali, Colombia; DOB 4 Sep 1964; 
Cedula No. 31931887 (Colombia); N.I.E. X2303467-V (Spain); Passport 
31931887 (Colombia) (individual) [SDNT]
SAND SWAN (f.k.a. ANA I) (vessel) [CUBA]
SANDOVAL AHIUMADA, Mavenka, c/o COPSERVIR LTDA., Bogota, Colombia; c/o 
LITOPHARMA, Barranquilla, Colombia; c/o CAJA SOLIDARIA, Bogota, 
Colombia; Cedula No. 32873688 (Colombia) (individual) [SDNT]
SANDOVAL GUARIN, Luz Stella, c/o COPSERVIR LTDA., Bogota, Colombia; 
Carrera 26C 7 No. 76A-75 ap. 2A, Barranquilla, Colombia; c/o LITOPHARMA, 
Barranquilla, Colombia; Cedula No. 32608167 (Colombia) (individual) 
[SDNT]
SANDOVAL SALAZAR, Ricardo, c/o TARRITOS S.A., Cali, Colombia; c/o 
AGROPECUARIA LINDARAJA S.A., Cali, Colombia; Cedula No. 16683550 
(Colombia) (individual) [SDNT]
SANDRANA CANAS, Cali, Colombia [SDNT]
SANKOH, Foday; Deceased (individual) [LIBERIA]
SANTA CRUZ IMPERIAL AIRLINES, P.O. Box 60315, Dubai, United Arab 
Emirates; Sharjah, United Arab Emirates [LIBERIA]
SANTACOLOMA HOYOS, Adriana, c/o CREDIREBAJA S.A., Cali, Colombia; c/o 
CREDIVIDA, Cali, Colombia; c/o ALERO S.A., Cali, Colombia; c/o ASH 
TRADING, INC., Pembroke Pines, FL; DOB 24 Oct 1964; Cedula No. 31919241 
(Colombia); Passport 31919241 (Colombia) (individual) [SDNT]
SANTACOLOMA JARAMILLO, Gloria Maria (a.k.a. SANTACOLOMA DE JARAMILLO, 
Gloria Maria; a.k.a. SANTACOLOMA HOYOS, Gloria Maria), c/o FARMATEL 
E.U., Bogota, Colombia; c/o REPRESENTACIONES Y DISTRIBUCIONES HUERTAS Y 
ASOCIADOS S.A., Bogota, Colombia; DOB 26 Jul 1962; Cedula No. 31886388 
(Colombia); Passport 31886388 (Colombia) (individual) [SDNT]
SANTACRUZ CASTRO, Ana Milena, c/o AUREAL INMOBILIARIA LTDA., Bogota, 
Colombia; c/o URBANIZACIONES Y CONSTRUCCIONES LTDA., DE CALI, Cali, 
Colombia; c/o SAMARIA LTDA., Cali, Colombia; c/o COMERCIALIZACION Y 
FINANCIACION DE AUTOMOTORES S.A., Cali, Colombia; c/o INVERSIONES SANTA 
LTDA., Cali, Colombia; c/o MIRALUNA LTDA., Cali, Colombia; c/o SOCIEDAD 
CONSTRUCTORA LA CASCADA S.A., Cali, Colombia; c/o INMOBILIARIA SAMARIA 
LTDA., Cali, Colombia; c/o INVERSIONES INTEGRAL LTDA., Cali, Colombia; 
DOB 31 Mar 65; Cedula No. 31929808 (Colombia); Passport 31929808 
(Colombia); alt. Passport AB151189 (Colombia) (individual) [SDNT]
SANTACRUZ LONDONO, Jose (a.k.a. ``CHEPE''; a.k.a. ``DON CHEPE''; a.k.a. 
``EL GORDO CHEPE''), Cali, Colombia; DOB 01 Oct 43; Cedula No. 14432230 
(Colombia); Passport AB149814 (Colombia) (individual) [SDNT]
SANTAMARINA DE LA TORRE, Rafael Garcia (a.k.a. GARCIA SANTAMARINA DE LA 
TORRE, Alfredo Rafael), Panama (individual) [CUBA]
SANTANILLA BOTACHE, Miguel (a.k.a. ``GENTIL DUARTE''); DOB 10 Dec 1963; 
POB Florencia, Caqueta, Colombia; citizen Colombia; nationality 
Colombia; Cedula No. 93123586 (Colombia) (individual) [SDNTK]
SANTIC, Vladimir; DOB 1 Apr 1958; POB Donja Veceriska, Bosnia-
Herzegovina; ICTY indictee (individual) [BALKANS]
SANTO, Anabel, Avenida Insurgentes Sur No. 421, Bloque B Despacho 404, 
C.P. 06100, Mexico, D.F., Mexico (individual) [CUBA]

[[Page 653]]

SANTOYO ORTIZ, Nelson, c/o DROGAS LA REBAJA BUCARAMANGA S.A., 
Bucaramanga, Colombia; c/o COMUDROGAS LTDA., Bucaramanga, Colombia; c/o 
COPSERVIR LTDA., Bucaramanga, Colombia; c/o CAJA SOLIDARIA, Bogota, 
Colombia; c/o COOPDISAN, Bucaramanga, Colombia; Cedula No. 91290248 
(Colombia); Passport 91290248 (Colombia) (individual) [SDNT]
SARA PROPERTIES LIMITED (a.k.a. SARA PROPERTIES), 104 Smithdown Road, 
Liverpool, Merseyside L7 4JQ, United Kingdom; 2a Hartington Road, 
Liverpool L8 0SG, United Kingdom; Registered Charity No. 4636613 (United 
Kingdom); http://www.saraproperties.co.uk (Web site). [SDGT]
SARABIA DIAZ, Carlos Cristino, Calle Dalia No. 37, Colonia Aguaruto, 
Culiacan, Sinaloa, Mexico; c/o COMERCIAL DOMELY, S.A. DE C.V., Toluca, 
Mexico, Mexico; c/o COMERCIALIZADORA BRIMAR'S, S.A. DE. C.V., Culiacan, 
Sinaloa, Mexico; c/o TOYS FACTORY, S.A. DE C.V., Tijuana, Baja 
California, Mexico; c/o COMERCIAL JOANA, S.A. DE C.V., Guadalajara, 
Jalisco, Mexico; DOB 24 Jul 1971; POB Culiacan, Sinaloa, Mexico; citizen 
Mexico; nationality Mexico; C.U.R.P. SADC710724HSLRZR03 (Mexico); R.F.C. 
SADC710724I71 (Mexico) (individual) [SDNTK]
SARAC, Ivan; DOB 4 Jun 1968; POB Sokolac, Serbia (individual) [BALKANS]
SARASTI GUERRERO, Rodrigo Jose, Avenida 10 Norte No. 18-35, Cali, 
Colombia; c/o KESMAN OVERSEAS, Road Town, Tortola, Virgin Islands, 
British; c/o ZARATAN CORPORATION, Road Town, Tortola, Virgin Islands, 
British; c/o ZARATAN CORPORATION, Cali, Colombia; c/o OBURSATILES S.A., 
Cali, Colombia; DOB 25 Aug 1964; Cedula No. 16699921 (Colombia); 
Passport 16699921 (Colombia) (individual) [SDNT]
SARMIENTO LAVERDE, Azucena Del Carmen, c/o MEGAPHARMA LTDA., Bogota, 
Colombia; Calle 22C No. 39-80, Bogota, Colombia; Carrera 20 No. 7-57, 
Bogota, Colombia; DOB 17 Nov 1954; Cedula No. 41649539 (Colombia) 
(individual) [SDNT]
SARMIENTO MARTINEZ, Diana, c/o TAURA S.A., Cali, Colombia; Cedula No. 
65698369 (Colombia) (individual) [SDNT]
SAROVIC, Mirko; DOB 16 Sep 1956; POB Rogatica, Serbia (individual) 
[BALKANS]
SARRIA HOLGUIN, Ramiro Hernan 'Robert', c/o REPARACIONES Y 
CONSTRUCCIONES LTDA., Cali, Colombia; Avenida 6N No. 23D-16 of. L301, 
Cali, Colombia; c/o INVERSIONES ARA LTDA., Cali, Colombia; c/o 
INVERSIONES RODRIGUEZ MORENO, Cali, Colombia; c/o INVERSIONES MIGUEL 
RODRIGUEZ E HIJO, Cali, Colombia; c/o VALORES MOBILIARIOS DE OCCIDENTE 
S.A., Cali, Colombia; Carrera 100 No. 11-60 of. 603, AA 20903, Cali, 
Colombia; c/o INVERSIONES RODRIGUEZ ARBELAEZ, Cali, Colombia; Cedula No. 
6078583 (Colombia) (individual) [SDNT]
SAVANHU, Tendai; DOB 21 Mar 1968; Politburo Deputy Secretary of 
Transport and Social Welfare (individual) [ZIMBABWE]
SAYADI, Nabil Abdul Salam (a.k.a. ABOU ZEINAB), 69 Rue des Bataves, 1040 
Etterbeek, Brussels, Belgium; Vaatjesstraat, 29, 2580 Putte, Belgium; 
DOB 01 Jan 1966; POB Tripoli, Lebanon; National ID No. 660000 73767 
(Belgium); Passport 1091875; Public Security and Immigration No. 98.805 
(individual) [SDGT]
SCHNEIDER, Simon, c/o OFFENBACH HAUSHALTWAREN B.V., Beverwijk, 
Netherlands; Netherlands; c/o BELS FLOWERS IMPORT EXPORT BVBA, 
Antwerpen, Belgium; DOB 14 Jul 1967; POB Hoorn, Netherlands; citizen 
Netherlands; Passport BA0199589 (Netherlands) (individual) [SDNTK]
SCIENTIFIC STUDIES AND RESEARCH CENTER (a.k.a. CENTRE D'ETUDES ET 
RECHERCHES; a.k.a. ``SSRC''), P.O. Box 4470, Damascus, Syria [NPWMD]
SCORE COMMERCIAL COMPANY LTD. (a.k.a. BORISAT SAKO KHOMMOESIAN CHAMKAT), 
273 Soi Thiam Ruammit, Ratchada Phisek Road, Huai Khwang district, 
Bangkok, Thailand [SDNTK]
SEGECOL LTDA., Carrera 33 No. 48-95 of. 205, Bucaramanga, Colombia; NIT 
 804015530-4 (Colombia) [SDNT]
SEGUWRA DEL VALLE E.U., Avenida 11N No. 7N-201, Cali, Colombia; NIT 
 805016035-8 (Colombia) [SDNT]
SEIN, Thein; DOB 20 Apr 1945; POB Pathein, Irrawaddy Division; citizen 
Burma; nationality Burma; Adjutant General; First Secretary, State Peace 
and Development Council (individual) [BURMA]
SEKERAMAYI, Lovemore; Chief Elections Officer (individual) [ZIMBABWE]
SEKERAMAYI, Sidney Tigere, 31 Honey Bear Lane, Borrowdale, Harare, 
Zimbabwe; DOB 30 Mar 1944; Minister of Defense (individual) [ZIMBABWE]
SEKERAMAYI, Tsitsi Chihuri, 31 Honey Bear Lane, Borrowdale, Harare, 
Zimbabwe; DOB circa 1944; Spouse of Sydney Sekeramayi (individual) 
[ZIMBABWE]
SELIMI, Rexhep; DOB 15 Mar 1971; POB Iglarevo, Serbia and Montenegro 
(individual) [BALKANS]
SENANQUE (vessel) [CUBA]
SENANQUE SHIPPING CO. LTD., c/o EMPRESA DE NAVEGACION CARIBE, Edificio 
Lonja del Comercio, Lamparilla 2, Caja Postal 1784, Havana 1, Cuba 
[CUBA]
SENNAR SUGAR COMPANY LIMITED, P.O. Box 511, Khartoum, Sudan; E-mail 
Address [email protected] (Sudan) [SUDAN]

[[Page 654]]

SEPASAD ENGINEERING COMPANY, No. 4 Corner of Shad St., Mollasadra Ave., 
Vanak Square, Tehran, Iran [NPWMD]
SEPRIV, S.A. DE C.V., Calle Donato Guerra No. 649, 1, Col. Centro, 
Culiacan, Sinaloa, Mexico; R.F.C. SEP980319668 (Mexico) [SDNTK]
SEPULVEDA SEPULVEDA, Manuel Salvador, c/o INVHERESA S.A., Cali, 
Colombia; c/o INMOBILIARIA U.M.V. S.A., Cali, Colombia; c/o ALKALA 
ASOCIADOS S.A., Cali, Colombia; DOB 2 Feb 1956; Cedula No. 16855038 
(Colombia) (individual) [SDNT]
SEPULVEDA ZAPATA, Efrain Hernan, c/o SEPULVEDA-IRAGORRI LTD., Nassau, 
Bahamas, The; c/o INTERNACIONAL DE DIVISAS S.A., Cali, Colombia; c/o 
VALORCORP S.A., Bogota, Colombia; c/o REPRESENTACIONES ZATZA LTDA., 
Cali, Colombia; c/o OBURSATILES S.A., Cali, Colombia; c/o INTERNACIONAL 
DE DIVISAS S.A., LLC, Miami, FL; DOB 21 Mar 1960; Cedula No. 16449272 
(Colombia); Passport 16449272 (Colombia) (individual) [SDNT]
SEPULVEDA-IRAGORRI, INC., 4382 Fox Ridge Dr., Weston, FL 33331; Business 
Registration Document  P00000115667 (United States); US FEIN 
65-1062397 [BPI-SDNT]
SEPULVEDA-IRAGORRI, LTD., Calle 6 Oeste No. 4-200 apt. 202, Cali, 
Colombia; Nassau, Bahamas, The [SDNT]
SERB DEMOCRATIC PARTY (a.k.a. SDS; a.k.a. SRPSKA DEMOKRATSKA STRANKA), 
Kralja Alfonsa XIII, Number 1, 78000 Banja Luka, Bosnia and Herzegovina 
[BALKANS]
SERCUBA (a.k.a. WWW.SERCUBA.COM), Vicente Garcia  28 e/ Julian 
Santana y Francisco Vega, Tienda La Nueva, Las Tunas, Cuba; Calle 
Ayuntamiento e/ Medio y Rio, Matanzas, Cuba; Calle 6  408 esq. 
3ra. Ave. Miramar Playa, La Habana, Cuba; Frexes  216 e/ Maceo 
y Martires, Holguin, Cuba; Felix Pena  565 e/ Jose A. Saco y 
Aguilera, Santiago de Cuba, Cuba; Calle 39 e/ 30 y 32 Altos del Servi 
Cupet ``El parque'', Isla de la Juventud, Cuba; Calle 29  5218 
e/ 52 y 54 Edif. Cimex, Cienfuegos, Cuba; Gral. Gomez  105 e/ 
Maceo e Independencia, Camaguey, Cuba; Crombet s/n e/ Los Maceos y 
Moncada, Guantanamo, Cuba; Calle 40 esq. Playa. Varadero, Matanzas, 
Cuba; Gerardo Medina  633, Pinar del Rio, Cuba; Independencia 
 171 Sur, altos, Sancti Spiritus, Cuba; Libertad s/n, e/ 
Honorato del Castillo y Maceo, Ciego de Avila, Cuba; Edif. Las Novedades 
altos Ave. Frank Pais e/ Segunda y Aven. Figueredo. Rpto. Jesus 
Menendez. Bayamo, Granma, Cuba; Ave. 1ro. De Mayo s/n. Moa, Holguin, 
Cuba; Carretera Central Km. 298 Banda Esperanza, Villa Clara, Cuba 
[CUBA]
SERNA GOMEZ, Adriana Maria, c/o DROBLAM S.A., Cali, Colombia; DOB 22 Jan 
1971; Cedula No. 34600630 (Colombia); Passport 34600630 (Colombia) 
(individual) [SDNT]
SERNA SERNA, Jairo, c/o COPSERVIR LTDA., Bogota, Colombia; c/o CAJA 
SOLIDARIA, Bogota, Colombia; Cedula No. 14888822 (Colombia) (individual) 
[SDNT]
SERNA, Maria Norby (a.k.a. SERNA DE PEREZ, Maria Norbi), c/o INVHERESA 
S.A., Cali, Colombia; c/o ALKALA ASOCIADOS S.A., Cali, Colombia; Carrera 
30A No. 67-45, Palmira, Colombia; DOB 14 Jul 1945; Cedula No. 29475049 
(Colombia) (individual) [SDNT]
SERPA DIAZ, Alvaro Alfonso (a.k.a. CERPA DIAZ, Alvaro Alfonso; a.k.a. 
CERPA DIAZ, Tiberio Antonio; a.k.a. SERPA DIAZ, Alvaro Enrique; a.k.a. 
``FELIPE RINCON''); DOB 28 Mar 1959; alt. DOB 9 Oct 1956; POB San 
Jacinto, Bolivar, Colombia; alt. POB Cali, Colombia; Cedula No. 6877656 
(Colombia) (individual) [SDNTK]
SERRANO PONCE, Jose Delio, c/o DISMERCOOP, Cali, Colombia; DOB 13 Apr 
1965; Cedula No. 16711205 (Colombia) (individual) [SDNT]
SERRANO SILVA, Luz Esperanza, c/o MAGEN LTDA., Bogota, Colombia; Cedula 
No. 51822684 (Colombia); Passport 51822684 (Colombia) (individual) 
[SDNT]
SERVIAUTOS UNO A 1A LIMITADA (a.k.a. DIAGNOSTICENTRO LA GARANTIA), 
Carrera 15 No. 44-68, Cali, Colombia; Calle 34 No. 5A-25, Cali, 
Colombia; NIT  800032413-8 (Colombia) [SDNT]
SERVICIO AEREO DE SANTANDER E.U. (a.k.a. S.A.S. E.U.), Carrera 66 No. 7-
31, Bogota, Colombia; NIT  800543219-8 (Colombia) [SDNT]
SERVICIOS ADMINISTRATIVOS Y DE ORGANIZACION, S.C., Tijuana, Baja 
California, Mexico [SDNTK]
SERVICIOS DE LA SABANA E.U. (a.k.a. SERBANA E.U.), Carrera 13A No. 89-38 
of. 713, Bogota, Colombia; NIT  830050331-8 (Colombia) [SDNT]
SERVICIOS FARMACEUTICOS SERVIFAR S.A. (a.k.a. SERVIFAR S.A.), Carrera 4 
No. 31-96, Cali, Colombia; NIT  805003968-8 (Colombia) [SDNT]
SERVICIOS FUTURA LIMITADA (a.k.a. SERVIFUTURA LTDA.), Carrera 70 No. 54-
30, Bogota, Colombia; Carrera 28 No. 11-65 of. 712, Bogota, Colombia; 
Calle 12B No. 27-39, Bogota, Colombia; Carrera 28 No. 11-65 of. 416, 
Bogota, Colombia; NIT  830044689-4 (Colombia) [SDNT]
SERVICIOS INMOBILIARIOS LTDA., Carrera 65 No. 13-82, Cali, Colombia; 
Avenida 2N No. 7N-55 of. 605, Cali, Colombia [SDNT]
SERVICIOS LOGISTICOS Y MARKETING LTDA. (a.k.a. S L M K LTDA.), Carrera 
28 No. 11-65/67 of. 717 Centro Comercial Ricaurte, Bogota, Colombia; NIT 
 830044689-4 (Colombia) [SDNT]
SERVICIOS MYRAL E.U., Calle 6 Oeste No. 6-38, Cali, Colombia; Calle 29 
Norte No. 6N-

[[Page 655]]

43, Cali, Colombia; NIT  805022419-7 (Colombia) [SDNT]
SERVICIOS SOCIALES LTDA., Barranquilla, Colombia [SDNT]
SERVIMPEX, S.A., Panama [CUBA]
SERVINAVES, S.A., Panama [CUBA]
SES INTERNATIONAL CORP (a.k.a. SES AUTOMOBILE; a.k.a. SES GROUP), Harsta 
Hams Road, PO Box 291, Damascus, Syria; Harasta Homs Highway, PO Box 
241, Damascus, Syria [IRAQ2]
SESELJ, Vojislav; DOB 11 Oct 1954; POB Sarajevo, Bosnia-Herzegovina; 
ICTY indictee (individual) [BALKANS]
SHABAN, Adib (a.k.a. AL-ANI, Adib Shaban; a.k.a. SHABAN, Dr. Adib); DOB 
1952; nationality Iraq (individual) [IRAQ2]
SHAHBANDAR, Samira (a.k.a. CHADIAN); DOB 1946; POB Baghdad, Iraq; 
nationality Iraq; wife of Saddam Hussein al-Tikriti (individual) [IRAQ2]
SHAHBAZ KHAN GENERAL TRADING LLC (a.k.a. AL SHAHBOZ KHAN GENERAL TRADING 
LLC.), P.O. Box 40754, Dubai, United Arab Emirates; Al Ghas Building, 
Baniyas Square, Al Rigga Area, Flat No. 106, Dubai, United Arab 
Emirates; Shop No. 16, Baniyas Centre, Dubai, United Arab Emirates; P.O. 
Box 24241, Dubai, United Arab Emirates; C.R. No. 52060 (United Arab 
Emirates) [SDNTK]
SHAHBAZ TV CENTER, Shop No. 1-2, Block A, Jamrud Road, Royal Market, 
Peshawar, Pakistan [SDNTK]
SHAHID BAKERI INDUSTRIAL GROUP (a.k.a. ``SBIG''), Tehran, Iran [NPWMD]
SHAHID HEMMAT INDUSTRIAL GROUP (a.k.a. ``SHIG''), Damavand Tehran 
Highway, Tehran, Iran [NPWMD]
SHAHNAWAZ TRADERS, Shop No. 1-2, Block A, Jamrud Road, Royal Market, 
Peshawar, Pakistan [SDNTK]
SHALABI, Ismail Abdallah Sbaitan, Wilhelm-Strasse 45, 59269, Beckum, 
Germany; DOB 30 Apr 1973; POB Beckum, Germany; nationality Jordan; 
nationality possibly Palestinian;arrested 23 Apr 2002 (individual) 
[SDGT]
SHALISH, Asif (a.k.a. AL-SHALISH, Dr. Asef; a.k.a. ISSA, Assef; a.k.a. 
SHALEESH, Asef Isa; a.k.a. SHALEESH, Dr. Assef Essa), Damascus, Syria; 
DOB 1 Jan 1959; nationality Syria; Passport 4713277 (Syria) (individual) 
[IRAQ2]
SHALISH, Zuhayr (a.k.a. AL-HEMMEH, Thu; a.k.a. AL-SHALISH, Dhu Al- 
Himma; a.k.a. SHALEESH, Dhu Himma; a.k.a. SHALEESH, Thu Al Hima; a.k.a. 
SHALISH, Dhu Al Himma; a.k.a. SHALISH, Dhuil Himma; a.k.a. SHALISH, 
Zuhilma), Damascus, Syria; DOB circa 1956; POB Al-Ladhiqiyah, Syria; 
nationality Syria; General; Has a military position- is known also as 
Major General or Brigadier General. (individual) [IRAQ2]
SHAMU, Webster Kotiwani, 1 Uplands Close, Highlands, Zimbabwe; DOB 6 Jun 
1945; Passport AN203141 (Zimbabwe) expires 15 Jan 2011; Minister of 
Policy Implementation (individual) [ZIMBABWE]
SHAMUYARIRA, Nathan Marwirakuwa; DOB 29 Sept 1928; Passport AD000468 
(Zimbabwe); Politburo Secretary for Information and Publicity 
(individual) [ZIMBABWE]
SHANT, Adam Yacub (a.k.a. ``SHARIF, Adam Yacub''; a.k.a. ``YACOUB, 
Adam''); DOB circa 1976; Commander for the Sudan Liberation Army (SLA) 
(individual) [SUDAN]
SHAQAQI, Fathi; Secretary General of PALESTINIAN ISLAMIC JIHAD-SHIQAQI 
(individual) [SDT]
SHAQIRI, Shaqir; DOB 1 Sep 1964; POB Serbia and Montenegro (individual) 
[BALKANS]
SHAQIRI, Xhezair; DOB 15 May 1965; POB Tanusevci, Macedonia (individual) 
[BALKANS]
SHARPER S.A., Calle 12B No. 28-58, Bogota, Colombia; Calle 16 No. 28A- 
57, Bogota, Colombia; Calle 12B No. 28-70, Bogota, Colombia; Calle 16 
No. 28A-42, Bogota, Colombia; Calle 17A No. 28A-43, Bogota, Colombia; 
NIT  830026833-2 (Colombia) [SDNT]
SHARVET S.A., Calle 12B No. 28-70, Bogota, Colombia; NIT  
830050743-9 (Colombia) [SDNT]
SHAW, Emmanuel (II); DOB 26 JUL 1946; alt. DOB 26 JUL 1956; alt. DOB 29 
JUL 1956; Advisor to former President of Liberia Charles Taylor 
(individual) [LIBERIA]
SHAWEESH, Yasser Abu (a.k.a. ABOU SHAWEESH, Yasser Mohamed; a.k.a. ABU 
SHAWEESH, Yasser Mohamed Ismail), Meckennheimer Str. 74a, Bonn 53179, 
Germany; Wuppertal Prison, Germany; DOB 20 Nov 1973; POB Benghazi, 
Libya; Passport 981358 (Egypt); alt. Passport 0003213 (Egypt); Travel 
Document Number C00071659 (Germany); alt. Travel Document Number 939254 
(Egypt) (individual) [SDGT]
SHAWKAT, Assef, Al-Akkad Street, Damascus, Syria; DOB 1950; POB Tartus, 
Syria; nationality Syria; Director of Syrian Military Intelligence 
(individual) [SYRIA]
SHEIKAN INSURANCE AND REINSURANCE COMPANY LIMITED (a.k.a. SHEIKAN 
INSURANCE COMPANY), Al Souq Al Arabi, Sheikan Building, Khartoum SU001, 
P.O. Box 10037, Khartoum, Sudan; E-mail Address [email protected] 
(Sudan) [SUDAN]
SHEIMAN, Viktar Uladzimiravich (a.k.a. SHEIMAN, Victor Uladzimiravich; 
a.k.a. SHEIMAN, Victor Vladimirovich; a.k.a. SHEIMAN, Viktar 
Vladimirovich; a.k.a. SHEIMAN, Viktor Uladzimiravich; a.k.a. SHEIMAN, 
Viktor Vladimirovich; a.k.a. SHEYMAN, Victor Uladzimiravich; a.k.a. 
SHEYMAN, Victor Vladimirovich; a.k.a. SHEYMAN, Viktar Uladzimiravich; 
a.k.a. SHEYMAN, Viktar Vladimirovich; a.k.a. SHEYMAN, Viktor 
Uladzimiravich; a.k.a.

[[Page 656]]

SHEYMAN, Viktor Vladimirovich); DOB 26 May 1958; POB Soltanishka, 
Voronovskovo, Belarus; alt. POB Grodno, Belarus; State Secretary of the 
Security Council; former Prosecutor General (individual) [BELARUS]
SHER MATCH INDUSTRIES (PVT.) LIMITED, Plot Numbers 119-121, Industrial 
Estate, Jamrud Road, Hayatabad, Peshawar, Pakistan; Shahnawaz Traders 
Royal Industrial Area, Jamrud Road, Peshawar, Pakistan; C.R. No. P- 
01876/19981106 (Pakistan) [SDNTK]
SHEREIK MICA MINES COMPANY, C/O SUDANESE MINING CORPORATION (a.k.a. 
SHERIEK MICA PROJECT, c/o SUDANESE MINING CORPORATION), P.O. Box 1034, 
Khartoum, Sudan [SUDAN]
SHIHATA, Thirwat Salah (a.k.a. ABDALLAH, Tarwat Salah; a.k.a. THIRWAT, 
Salah Shihata; a.k.a. THIRWAT, Shahata); DOB 29 JUN 60; POB Egypt 
(individual) [SDGT]
SHINING PATH (a.k.a. EGP; a.k.a. EJERCITO GUERRILLERO POPULAR (PEOPLE'S 
GUERRILLA ARMY); a.k.a. EJERCITO POPULAR DE LIBERACION (PEOPLE'S 
LIBERATION ARMY); a.k.a. EPL; a.k.a. PARTIDO COMUNISTA DEL PERU 
(COMMUNIST PARTY OF PERU); a.k.a. PARTIDO COMUNISTA DEL PERU EN EL 
SENDERO LUMINOSO DE JOSE CARLOS MARIATEGUI (COMMUNIST PARTY OF PERU ON 
THE SHINING PATH OF JOSE CARLOS MARIATEGUI); a.k.a. PCP; a.k.a. SENDERO 
LUMINOSO; a.k.a. SL; a.k.a. SOCORRO POPULAR DEL PERU (PEOPLE'S AID OF 
PERU); a.k.a. SPP) [FTO] [SDGT]
SHIPLEY SHIPPING CORP., Panama [CUBA]
SHIRI, Perence; DOB 11 Jan 1955; Zimbabwean Air Marshal (Air Force) 
(individual) [ZIMBABWE]
SHUMBA, Isaiah Masvayamwanda; DOB 3 Jan 1949; Deputy Minister of 
Education, Sports and Culture (individual) [ZIMBABWE]
SHWE, Khin (a.k.a. SHWE, Khin, Dr.), Burma; DOB 21 Jan 1952; citizen 
Burma; nationality Burma; President, Zay Gabar Company (individual) 
[BURMA]
SHWE, Than; DOB 2 Feb 1935; alt. DOB 2 Feb 1933; citizen Burma; 
nationality Burma; Senior General, Minister of Defense and Commander-in-
Chief of Defense Services; Chairman, State Peace and Development Council 
(individual) [BURMA]
SIAM NICE COMPANY LTD., 273 Soi Thiam Ruammit, Ratchada Phisek Road, 
Huai Khwang district, Bangkok, Thailand [SDNTK]
SIBANDA, Levy; Deputy Police Commissioner (individual) [ZIMBABWE]
SIBONEY INTERNACIONAL, S.A., Venezuela [CUBA]
SIBONEY INTERNACIONAL, S.A., Edificio Balmoral, 82 Via Argentina, Panama 
City, Panama [CUBA]
SIEIRO DE NORIEGA, Felicidad, Panama (individual) [CUBA]
SIERRA RAMIREZ, Juan Carlos; DOB 15 Apr 1966; Cedula No. 71680143 
(Colombia) (individual) [SDNTK]
SIKIRICA, Dusko; DOB 23 Mar 1964; POB Cirkin Pojle, Bosnia-Herzegovina; 
ICTY indictee (individual) [BALKANS]
SIKOSANA, Absolom; Politburo Secretary for Youth Affairs (individual) 
[ZIMBABWE]
SILOS AND STORAGE CORPORATION, P.O. Box 1183, Khartoum, Sudan [SUDAN]
SILVA AVENDANO, Carlos Julio, c/o COPSERVIR LTDA., Bogota, Colombia; 
Carrera 4A No. 36B-07, Bogota, Colombia; c/o CAJA SOLIDARIA, Bogota, 
Colombia; c/o FARMAVISION LTDA., Bogota, Colombia; Cedula No. 3229188 
(Colombia) (individual) [SDNT]
SILVA OLARTE, Pedro Eliseo, c/o CAJA SOLIDARIA, Bogota, Colombia; c/o 
COPSERVIR LTDA., Bogota, Colombia; c/o FARMAVISION LTDA., Bogota, 
Colombia; Cedula No. 19407837 (Colombia) (individual) [SDNT]
SIMAN DE JAAR, Carmen Elena (a.k.a. JAAR, Carmen E.; a.k.a. S DE JAAR, 
Carmen Elena; a.k.a. SIMAN DADA DE JAAR, Carmen Elena), 325 Poinciana 
Island Drive, Sunny Island Beach, FL 33160; c/o ARMANDO JAAR Y CIA. 
S.C.S., Barranquilla, Colombia; c/o CIPE INVESTMENTS CORPORATION, Panama 
City, Panama; DOB 01 Nov 1953; Cedula No. 1629942 (El Salvador); 
Passport B296684 (El Salvador) (individual) [SDNT]
SIMATOVIC, Franko `Frenki'; DOB 1 Apr 1950; POB Belgrade, Serbia and 
Montenegro,; ICTY indictee in Serb custody (individual) [BALKANS]
SIMIC, Blagoje; DOB 1 Jul 1960; POB Kruskovo Polje; ICTY indictee in 
custody (individual) [BALKANS]
SIMIC, Milan; DOB 9 Aug 1960; POB Sarajevo, Bosnia-Herzegovina; ICTY 
indictee (individual) [BALKANS]
SIN-MEX IMPORTADORA, S.A. DE C.V. (a.k.a. CHIKA'S; a.k.a. CHIKA'S 
ACCESORIOS Y COSMETICOS; a.k.a. IMPORTCLUB), Plaza Fantasia, Calle del 
Carmen No. 82 Local 28, Distrito Federal, Mexico; Rubi No. 366-A, Col. 
Centro, Culiacan, Sinaloa, Mexico; Plaza Coliseo Local 11, Col. Centro, 
Leon, Guanajuato, Mexico; Magno Centro Joyero Sn. Juan de Dios Local 
1038, Guadalajara, Jalisco, Mexico; Poniente 140 No. 639, Col. 
Industrial Vallejo, Mexico, Distrito Federal, Mexico; Parras 1750 Int. 
C, Col. Alamo Oriente, Tlaquepaque, Jalisco, Mexico; Ignacio Lopez Rayon 
No. 9104, Col. 1 de Mayo, Toluca, Mexico; Centro Joyero Local 21 y

[[Page 657]]

25, Andador Allende No. 116 Oriente, Aguascalientes, Ags., Mexico; 
Galerias San Miguel Local 40 K, Culiacan, Sinaloa, Mexico; Plaza Centro 
Sur Local I-9, Guadalajara, Jalisco, Mexico; Plaza Centro Sur Local D-
11, Guadalajara, Jalisco, Mexico; Centro Joyero Local 31, Culiacan, 
Sinaloa, Mexico; Avenida Rayon 140 D, Col. Colonia Toluca de Lerdo 
Centro, Toluca, Estado de Mexico 50000, Mexico; Plaza de la Mujer Local 
27, Morelos No. 133 Poniente, Monterrey, Nuevo Leon, Mexico; Av. Javier 
Mina No. 26, Col. San Juan de Dios, Guadalajara, Jalisco, Mexico; Alvaro 
Obregon No. 614, Col. San Juan de Dios, Guadalajara, Jalisco, Mexico; 
Centro Joyero de Toluca Local 8, Benito Juarez No. 109, Toluca, Estado 
Mexico, Mexico; Pedro Loza No. 174, Col. Centro, Guadalajara, Jalisco, 
Mexico; Av. Juarez No. 496, Col. Centro, Guadalajara, Jalisco, Mexico; 
Avenida Rayon 104, Col. Colonia Toluca de Lerdo Centro, Toluca, Estado 
de Mexico 50000, Mexico; Ignacio Lopez Rayon, Col. 5 de Mayo, Toluca, 
Mexico; Poniente 140 No. 639, Col. Industrial Vallejo, Delegacion 
Azcapotzalco, Distrito Federal, Mexico; Plaza Galerias Local 22, Col. 
Colinas de San Miguel, Culiacan, Sinaloa, Mexico; Riva Palacio No. 675 
Sur, Col. Almada, Culiacan, Sinaloa, Mexico; Reforma 217-A, Col. Centro, 
Leon, Guanajuato, Mexico; R.F.C. SMI010730DH8 (Mexico) [SDNTK]
SIREGAR, Parlindungan (a.k.a. SIREGAR, Parlin; a.k.a. SIREGAR, Saleh 
Parlindungan); DOB 25 Apr 1957; alt. DOB 25 Apr 1967; POB Indonesia; 
nationality Indonesia (individual) [SDGT]
SISON, Jose Maria (a.k.a. LIWINAG, Armando), Netherlands; DOB 8 Feb 
1938; POB Llocos Sur Northern Luzon, Philippines (individual) [SDGT]
SISTEMA DE DISTRIBUCION MUNDIAL, S.A.C. (a.k.a. WORLD DISTRIBUTION 
SYSTEM), Avenida Jose Pardo No. 601, Piso 11, Miraflores, Lima 18, Peru; 
RUC  20458382779 (Peru) [BPI-SDNTK]
SISTEMA DE RADIO DE SINALOA, S.A. DE C.V., Cll Cristobal Colon No. 275, 
Col. Centro, Culiacan, Sinaloa 80000, Mexico; Calle Francisco Villa No. 
331, Col. Centro, Culiacan, Sinaloa, Mexico; Centro Culiacan Ramon 
Corona Jesus Andrade, Culiacan Rosales, Culiacan, Mexico; Cll Cristobal 
Colon 275, Culiacan Rosales, Culiacan, Mexico; (Clave Catastral CU-37-
740-003) Lote 3, Manzana  18, Zona 1, ``El Vallado III'', 
Culiacan, Sinaloa, Mexico; R.F.C. SRS9903153C5 (Mexico) [SDNTK]
SISTEMAS INTEGRALES DEL VALLE LTDA. (a.k.a. SISVA LTDA.), Avenida 4 
Norte No. 6N-67 of. 610, Cali, Colombia; NIT  805006032-3 
(Colombia) [SDNT]
SISTEMAS Y SERVICIOS TECNICOS EMPRESA UNIPERSONAL (a.k.a. SISETEC), 
Calle 29 Norte No. 6N-43, Cali, Colombia; NIT  805013420-7 
(Colombia) [SDNT]
SIVAKOV, Yury; DOB 5 Aug 1946; POB Onory, Kirov district, Belarus; 
citizen Belarus; nationality Belarus; former Minister of Sport and 
Tourism; former Minister of the Interior (individual) [BELARUS]
SLEWA, Roodi (a.k.a. SALIWA, Rudi; a.k.a. SLAIWAH, Rudi; a.k.a. SLAY 
WAH, Rudi Untaywan); nationality Iraq (individual) [IRAQ2]
SLIZHEVSKY, Oleg Leonidovich (a.k.a. SLIZHEUSKI, Aleh Leanidavich; 
a.k.a. SLIZHEVSKI, Oleg Leonidovich); citizen Belarus; nationality 
Belarus; Head of the Public Associations Department, Ministry of Justice 
(individual) [BELARUS]
SLJIVANCANIN, Veselin; DOB 13 Jun 1953; POB Zabljak, Serbia and 
Montenegro; ICTY indictee at large (individual) [BALKANS]
SMITH CORTES, Jorge Emilio, c/o MAPRI DE COLOMBIA LTDA., Bogota, 
Colombia; Cedula No. 19323175 (Colombia); Passport 19323175 (Colombia) 
(individual) [SDNT]
SNIPER AFRICA (a.k.a. SNIPER OUTDOOR CC; a.k.a. SNIPER OUTDOORS CC; 
a.k.a. TRUE MOTIVES 1236 CC), 40 Mint Road, Amoka Gardens, Fordsburg, 
Johannesburg, South Africa; P.O. Box 42928, Fordsburg 2003, South 
Africa; 16 Gold Street, Carletonville 2500, South Africa; P.O. Box 
28215, Kensington 2101, South Africa; Registration ID 200302847123; Tax 
ID No. 9113562152; Web site www.sniperafrica.com [SDGT]
SOCIEDAD COMERCIAL Y DEPORTIVA LTDA., Carrera 34 Diag. 29-86 Estadio 
Pascual Guerrero, Cali, Colombia; Carrera 34 Diagonal 29 Estadio, Cali, 
Colombia; Carrera 34 Diag. 29-05, Cali, Colombia; NIT  
800141329-4 (Colombia) [SDNT]
SOCIEDAD CONSTRUCTORA Y ADMINISTRADORA DEL VALLE LTDA. (a.k.a. SOCOVALLE 
LTDA.), Avenida 2N No. 7N-55 of. 601-602, Cali, Colombia [SDNT]
SOCIEDAD DE COMERCIALIZACION INTERNACIONAL POSEIDON S.A. (f.k.a. C.I. 
COMERCIALIZADORA INTERNACIONAL POSEIDON S.A.; a.k.a. C.I. POSEIDON 
S.A.), Calle 79 Sur No. 48B-56, Sabaneta, Antioquia, Colombia; NIT 
 800173090-7 (Colombia) [SDNTK]
SOCIEDAD DE NEGOCIOS SAN AGUSTIN LTDA., Factoria La Rivera, La Union, 
Valle, Colombia; NIT  800042932-1 (Colombia) [SDNT]
SOCIEDAD INVERSORA EN PROYECTOS DE INTERNET, S.A., Calle Segre 25, 28002 
Madrid, Spain [SDNT]
SOCIEDAD MINERA GRIFOS S.A., Carrera 43 No. 1A Sur-29, Medellin, 
Colombia; Avenida Rodrigo Mira Calle 53 Cras. 49 y 45, El Bagre, 
Antioquia, Colombia; NIT  811033869-7 (Colombia) [SDNT]

[[Page 658]]

SOCIEDAD SUPERDEPORTES LTDA., Carrera 10 No. 93A-29, Bogota, Colombia; 
NIT  8009712337 (Colombia) [SDNT]
SOCIETA COMMERCIA MINERALI E METTALLI, SRL (a.k.a. SOCOMET, SPA), Milan, 
Italy [CUBA]
SOE, Myint Myint (a.k.a. SOE, Daw Myint Myint); DOB 15 Jan 1953; wife of 
Nyan Win (individual) [BURMA]
SOLAQUE SANCHEZ, Alfredo Alfonso, c/o ALFA PHARMA S.A., Bogota, 
Colombia; c/o PENTA PHARMA DE COLOMBIA S.A., Bogota, Colombia; c/o 
LABORATORIOS KRESSFOR DE COLOMBIA S.A., Bogota, Colombia; c/o PENTACOOP 
LTDA., Bogota, Colombia; c/o LABORATORIOS BLAIMAR DE COLOMBIA S.A., 
Bogota, Colombia; c/o DISTRIBUIDORA DE DROGAS CONDOR LTDA., Bogota, 
Colombia; DOB 18 Dec 1962; Cedula No. 79261845 (Colombia) (individual) 
[SDNT]
SOLEIMANI, Qasem (a.k.a. SALIMANI, Qasem; a.k.a. SOLAIMANI, Qasem; 
a.k.a. SOLEMANI, Qasem; a.k.a. SOLEYMANI, Ghasem; a.k.a. SOLEYMANI, 
Qasem; a.k.a. SULAIMANI, Qasem; a.k.a. SULAYMAN, Qasmi; a.k.a. SULEMANI, 
Qasem); DOB 11 Mar 1957; POB Qom, Iran; citizen Iran; nationality Iran; 
Diplomatic Passport 008827 (Iran) issued 1999 (individual) [NPWMD]
SOLIS HERNANDEZ, Damaris, c/o CAJA SOLIDARIA, Bogota, Colombia; c/o 
COOMULCOSTA, Barranquilla, Colombia; c/o COPSERVIR LTDA., Bogota, 
Colombia; Cedula No. 32669869 (Colombia) (individual) [SDNT]
SOLUCIONES COOPERATIVAS, Calle 70 Sur No. 83-88, Bogota, Colombia; 
Carrera 32 No. 25-71, Bogota, Colombia; Calle 15 No. 4-43 of. 250, Cali, 
Colombia; NIT  830118975-5 (Colombia) [SDNT]
SOMALI INTERNATIONAL RELIEF ORGANIZATION, 1806 Riverside Ave., 2nd 
Floor, Minneapolis, MN [SDGT]
SOMALI INTERNET COMPANY, Mogadishu, Somalia [SDGT]
SOMALI NETWORK AB (a.k.a. SOM NET AB), Hallbybacken 15, Spanga 70, 
Sweden [SDGT]
SONAR F.M. E.U. DIETER MURRLE (a.k.a. FIESTA STEREO 91.5 F.M.; a.k.a. 
PRISMA STEREO 89.5 F.M), Calle 43A No. 1-29 Urb. Sta. Maria del Palmar, 
Palmira, Colombia; Calle 15 Norte No. 6N-34 of. 1003, Cali, Colombia; 
NIT  805006273-1 (Colombia) [SDNT]
SONAR F.M. S.A. (f.k.a. COLOR STEREO S.A.; f.k.a. COLOR'S S.A.; f.k.a. 
RADIO UNIDAS FM S.A.), Calle 15 Norte No. 6N-34 piso 15 Edificio 
Alcazar, Cali, Colombia; Calle 19N No. 2N-29 piso 10 Sur, Cali, 
Colombia; NIT  800163602-5 (Colombia) [SDNT]
SOPTA, Stanko; DOB 4 Feb 1966; POB Duzice, Bosnia-Herzegovina 
(individual) [BALKANS]
SORAYA Y HAYDEE LTDA., Calle 15 Norte No. 6N-34, Piso 15, Cali, 
Colombia; NIT  805000643-6 (Colombia) [SDNT]
SOSSA RIOS, Diego Alberto (a.k.a. SOSA RIOS, Diego Alberto), c/o SHARPER 
S.A., Bogota, Colombia; c/o GLAJAN S.A., Bogota, Colombia; c/o 
DISTRIBUIDORA AGROPECUARIA COLOMBIANA S.A., Cali, Colombia; Calle 46 No. 
13-56 of. 111, Bogota, Colombia; c/o BONOMERCAD S.A., Bogota, Colombia; 
c/o DECAFARMA S.A., Bogota, Colombia; c/o PENTAPHARMA DE COLOMBIA S.A., 
Bogota, Colombia; c/o FARMACOOP, Bogota, Colombia; c/o COMEDICAMENTOS 
S.A., Bogota, Colombia; c/o INVERSIONES BOMBAY S.A., Bogota, Colombia; 
Cedula No. 71665932 (Colombia) (individual) [SDNT]
SOTO CELIS, Oscar, c/o COPSERVIR LTDA., Bogota, Colombia; Cedula No. 
16546889 (Colombia) (individual) [SDNT]
SOTO GIL, Yolanda Esthela, c/o FORPRES, S.C., Tijuana, Baja California, 
Mexico; Padre Mayorga No. 106, Fraccionamiento Las Californias, Tijuana, 
Baja California, Mexico; c/o DISTRIBUIDORA IMPERIAL DE BAJA CALIFORNIA, 
S.A. DE C.V., Av. Rio Nazas 1202, Col. Revolucion, Tijuana, Baja 
California CP 22400, Mexico; DOB 5 Aug 1950; POB Tijuana, Baja 
California, Mexico; C.U.R.P. SOGY500805MBCTLL15 (Mexico) (individual) 
[SDNTK]
SOTO GUTIERREZ, Hernan, c/o INVERSIONES ARIO LTDA, Cali, Colombia; 
Carrera 24E No. 4-116 Oeste, Cali, Colombia; Cedula No. 6079597 
(Colombia) (individual) [SDNT]
SOTO PACHECO, Armando, c/o FARMA 3.000 LIMITADA, Barranquilla, Colombia; 
DOB 21 Sep 1966; Cedula No. 10124018 (Colombia); Passport 10124018 
(Colombia) (individual) [SDNT]
SOTO PACHECO, Jhonayn, c/o FARMEDIS LTDA., Bogota, Colombia; Cedula No. 
7691290 (Colombia) (individual) [SDNT]
SOTO VEGA, Ivonne (a.k.a. SOTO DE GOMEZ, Ivonne; a.k.a. SOTO VEGA DE 
GOMEZ, Ivonne; a.k.a. ``LA PANTERA''), Ave. Las Conchas 643, Colonia 
Playas de Tijuana Secc. Coronado, Tijuana, Baja California CP 22200, 
Mexico; Pso. Centenario 9971, Colonia Zona Urbana Rio Tijuana, Tijuana, 
Baja California CP 22320, Mexico; c/o MULTISERVICIOS SIGLO, S.A. DE 
C.V., Tijuana, Baja California, Mexico; DOB 22 Oct 1953; alt. DOB 25 Oct 
1953; POB Tijuana, Baja California, Mexico; R.F.C. SOVI- 531022-QIA 
(Mexico) (individual) [SDNTK]
SOUTH ISLAND SHIPPING CO. LTD., c/o EMPRESA DE NAVEGACION MAMBISA, 
Apartado 543, San Ignacio 104, Havana, Cuba [CUBA]
SOUTH ISLANDS (vessel) [CUBA]
SOUTHBOUND LTD., P.O. Box 398, Suite 52 and 553 Monrovia House, 26 Main 
Street, Gibraltar, United Kingdom [LIBERIA]

[[Page 659]]

SPASOJEVIC, Dragon, Bosnia and Herzegovina; DOB 5 Jul 1965; National ID 
No. 050 796 318 3954 (individual) [BALKANS]
SPECKMAN, Jeanine, United Kingdom (individual) [IRAQ2]
SPINNING AND WEAVING CORPORATION, P.O. Box 795, Khartoum, Sudan [SUDAN]
SPITIA VALENCIA LTDA., Calle 9 No. 44-59, Cali, Colombia; NIT  
805006598-1 (Colombia) [SDNT]
SPRING SP FARM, Mashvingo, Zimbabwe [ZIMBABWE]
SRC (a.k.a. SUDAN RAILWAYS CORPORATION), Port Sudan, Sudan; Kosti, 
Sudan; Khartoum, Sudan; P.O. Box 43, Bara, Sudan; Babanousa, Sudan 
[SUDAN]
SRDC (a.k.a. SUDAN RURAL DEVELOPMENT COMPANY LIMITED), P.O. Box 2190, 
Khartoum, Sudan [SUDAN]
STAKIC, Milomir; DOB 19 Jun 1962; POB Maricka, Bosnia-Herzegovina; ICTY 
indictee (individual) [BALKANS]
STANDWEAR (vessel) [CUBA]
STANDWEAR SHIPPING CO. LTD., c/o EMPRESA DE NAVEGACION MAMBISA, Apartado 
543, San Ignacio 104, Havana, Cuba [CUBA]
STANISIC, Jovica; DOB 30 Jul 1950; POB Ratkovo, Serbia and Montenegro; 
ICTY indictee in Serb custody (individual) [BALKANS]
STANKOVIC, Radovan; DOB 10 Mar 1953; POB Trebica, Bosnia-Herzegovina; 
ICTY indictee in custody (individual) [BALKANS]
STAR 1 (vessel) [CUBA]
STATE CORPORATION FOR CINEMA, P.O. Box 6028, Khartoum, Sudan [SUDAN]
STATE PEACE AND DEVELOPMENT COUNCIL OF BURMA [BURMA]
STATE TRADING COMPANY (a.k.a. STATE TRADING CORPORATION), P.O. Box 211, 
Khartoum, Sudan [SUDAN]
STEFFENS VILLARREAL, Alberto Arturo, c/o COPSERVIR LTDA., Bogota, 
Colombia; c/o CAJA SOLIDARIA, Bogota, Colombia; c/o TRIMARK LTDA., 
Bogota, Colombia; Cedula No. 8779928 (Colombia) (individual) [SDNT]
STEIGER, Jakob, c/o KOHAS AG, Fribourg, FR, Switzerland; DOB 27 Apr 
1941; POB Altstatten, SG, Switzerland (individual) [NPWMD]
STEPANOVIC, Novak; DOB 25 Apr 1966; POB Srebrenica, Bosnia-Herzegovina 
(individual) [BALKANS]
STERN, Alfred Kaufman, Prague, Czech Republic (individual) [CUBA]
STICHTING AL-AQSA (a.k.a. AL-AQSA ASBL; a.k.a. AL-AQSA CHARITABLE 
FOUNDATION; a.k.a. AL-AQSA CHARITABLE ORGANIZATION; a.k.a. AL-AQSA E.V.; 
a.k.a. AL-AQSA FOUNDATION; a.k.a. AL-AQSA INTERNATIONAL FOUNDATION; 
a.k.a. AL-AQSA ISLAMIC CHARITABLE SOCIETY; a.k.a. AL-AQSA SINABIL 
ESTABLISHMENT; a.k.a. AL-AQSA SPANM I STIFTELSE; a.k.a. AL- AQSA SPANMAL 
STIFTELSE; a.k.a. AQSSA SOCIETY; a.k.a. AQSSA SOCIETY YEMEN; a.k.a. 
CHARITABLE AL-AQSA ESTABLISHMENT; a.k.a. CHARITABLE SOCIETY TO HELP THE 
NOBLE AL-AQSA; a.k.a. FORENINGEN AL-AQSA; a.k.a. ISLAMIC CHARITABLE 
SOCIETY FOR AL-AQSA; a.k.a. MU' ASA AL-AQSA AL- KHAYRIYYA; a.k.a. MU' 
ASSA SANABIL AL-AQSA AL-KHAYRIYYA; a.k.a. NUSRAT AL-AQSA AL-SHARIF; 
a.k.a. SANABIL AL-AQSA CHARITABLE FOUNDATION; a.k.a. SWEDISH CHARITABLE 
AQSA EST.), Gerrit V/D Lindestraat 103 A, 3022 TH, Rotterdam, 
Netherlands; Gerrit V/D Lindestraat 103 E, 03022 TH, Rotterdam, 
Netherlands [SDGT]
STICHTING BENEVOLENCE INTERNATIONAL NEDERLAND (a.k.a. BENEVOLENCE 
INTERNATIONAL NEDERLAND; a.k.a. STG.BENEVOLENCE INTERNATIONAL 
NEDERLAND), Radeborg 14 B, 6228CV Maastricht, Netherlands; Postbus 1149, 
6201BC Maastricht, Netherlands; Registration ID 14063277 [SDGT]
STRONG LINK DE MEXICO, S.A. DE C.V., Flores Magon 8013, Esquina Ninos 
Heroes, Zona Central, Tijuana, Baja California, Mexico; Avenida C. 
Flores Magon 8013, Aquiles Serdan y Reforma, Tijuana Centro, Tijuana, 
Baja California, Mexico; R.F.C. SLM-020812-2F4 (Mexico) [SDNTK]
STRUGAR, Pavle; DOB 13 Jul 1933; POB Pec, Serbia and Montenegro; ICTY 
indictee (individual) [BALKANS]
SU SERVICIO SOCIEDAD LTDA., Calle 67 No. 47-03, Cartagena, Colombia; 
Calle 76 No. 45-19 Local 1B, Barranquilla, Colombia; Calle 50 No. 41-84, 
Barranquilla, Colombia; NIT  802021041-1 (Colombia) [SDNT]
SUAREZ ANAYA, Miguel Ange, c/o SISTEMAS INTEGRALES DEL VALLE LTDA., 
Cali, Colombia; Cedula No. 17062485 (Colombia); Passport 17062485 
(Colombia) (individual) [SDNT]
SUAREZ BERNAL, Myriam, c/o FARMA XXI LTDA., Neiva, Huila, Colombia; DOB 
2 Nov 1970; Cedula No. 35414723 (Colombia); Passport 35414723 (Colombia) 
(individual) [SDNT]
SUAREZ GARCIA, Dora Angela, c/o G M C GRUPO MAQUILACION COLOMBIANO, 
Bogota, Colombia; c/o LABORATORIOS PROFARMA LTDA., Bogota, Colombia; 
Cedula No. 41322501 (Colombia); Passport 41322501 (Colombia) 
(individual) [SDNT]
SUAREZ RIANO, Adela, c/o VILLARO LTDA., Bogota, Colombia; Cedula No. 
39646144 (Colombia) (individual) [SDNT]
SUBDIVISION 3 OF CALEDON FARM, Caledon, Zimbabwe [ZIMBABWE]
SUBOTIC, Bogdan; DOB 25 April 1941; POB Bosanska Gradiska, Bosnia-
Herzegovina (individual) [BALKANS]
SUDAN ADVANCED RAILWAYS, Khartoum, Sudan [SUDAN]

[[Page 660]]

SUDAN AIR (a.k.a. SUDAN AIRWAYS), Kuwait; Nigeria; Saudi Arabia; Uganda; 
United Arab Emirates; Egypt; Ethiopia; Kenya; Greece; P.O. Box 253, 
Khartoum, Sudan; Italy; Germany; United Kingdom; 199 Atlantic Avenue, 
Brooklyn, NY 11201-5606; Chad; 211 East 43rd Street, New York, NY 10017; 
Bahrain [SUDAN]
SUDAN COTTON COMPANY, Khartoum, Sudan [SUDAN]
SUDAN COTTON COMPANY LIMITED, P.O. Box 1672, Khartoum, Sudan [SUDAN]
SUDAN DEVELOPMENT CORPORATION, Street 21, P.O. Box 710, Khartoum, Sudan 
[SUDAN]
SUDAN EXHIBITION AND FAIRS CORPORATION, P.O. Box 2366, Khartoum, Sudan 
[SUDAN]
SUDAN GEZIRA BOARD (a.k.a. GEZIRA SCHEME), Khartum Gezira Scheme 
Building, 39th Street, P.O. Box 884, Khartoum, Sudan [SUDAN]
SUDAN MASTER TECHNOLOGY (a.k.a. GIAD INDUSTRIAL CITY; a.k.a. GIAD 
INDUSTRIAL GROUP; a.k.a. SUDAN MASTER TECH), SMT Building, Gamhuria 
Street, GIAD Industrial Complex, P.O. Box 10782, Khartoum, SU001, Sudan; 
E-mail Address [email protected] (Sudan); Web site 
www.sudanmaster.com (Sudan) [SUDAN]
SUDAN NATIONAL BROADCASTING CORPORATION (a.k.a. SUDAN RADIO & TV CORP.; 
a.k.a. SUDAN T.V. CORPORATION), P.O. Box 1094, Omdurman, Sudan [SUDAN]
SUDAN OIL CORPORATION, P.O. Box 2, Khartoum North, Sudan [SUDAN]
SUDAN OIL SEEDS COMPANY LIMITED, P.O. Box 167, Khartoum, Sudan; Nyala, 
Sudan; Port Sudan, Sudan; Obied, Sudan; Tandalty, Sudan [SUDAN]
SUDAN SOAP CORPORATION, P.O. Box 23, Khartoum North, Sudan [SUDAN]
SUDAN TEA COMPANY, LTD., P.O. Box 1219, Khartoum, Sudan [SUDAN]
SUDAN TELECOMMUNICATIONS COMPANY LIMITED (a.k.a. SUDATEL), Sudatel 
Tower, Al Horriya Street, P.O. Box 11155, Khartoum, Sudan; 9th Floor, 
Sudatel Tower, Nile Street, Khartoum, Sudan; E-mail Address 
[email protected] (Sudan); Web site www.sudatel.net/en (Sudan) [SUDAN]
SUDAN WAREHOUSING COMPANY, P.O. Box 215, Khartoum, Sudan; Juba, Sudan; 
Kosti, Sudan; Gedarit, Sudan; Sennar, Sudan; Wad Medani, Sudan; P.O. Box 
17, Port Sudan, Sudan; El Obeid, Sudan [SUDAN]
SUDANESE COMPANY FOR BUILDING AND CONSTRUCTION LIMITED, P.O. Box 2110, 
Khartoum, Sudan [SUDAN]
SUDANESE ESTATES BANK, Al-Baladiya Avenue, P.O. Box 309, Khartoum, Sudan 
[SUDAN]
SUDANESE FREE ZONES AND MARKETS COMPANY (a.k.a. SFZ), Chad; Turkey; 
United Arab Emirates; Saudi Arabia; P.O. Box 1789, Khartoum, Sudan 
[SUDAN]
SUDANESE INTERNATIONAL TOURISM COMPANY, C/O TOURISM AND HOTELS 
CORPORATION, P.O. Box 7104, Khartoum, Sudan [SUDAN]
SUDANESE MINING CORPORATION, P.O. Box 1034, Khartoum, Sudan [SUDAN]
SUDANESE PETROLEUM CORPORATION, 7th Floor, Al Kuwaitiah Building, El 
Nile Street, Khartoum, Sudan [SUDAN]
SUDANESE REAL ESTATE SERVICES COMPANY, Khartoum, Sudan [SUDAN]
SUDANESE SAVINGS BANK, P.O. Box 159, Wad Medani, Sudan [SUDAN]
SUDANESE SUGAR PRODUCTION COMPANY LIMITED (a.k.a. SUDANESE SUGAR 
COMPANY), P.O. Box 511, Building No. 3-Block No. 7, Alshatte Gharb- 
Gammaa Avenue, Khartoum, Sudan; El Gamaa Street (Aljama Street), 
Opposite the Authority of Electricity Building, P.O. Box 511, Khartoum, 
Sudan; E-mail Address [email protected] (Sudan) [SUDAN]
SUDAPET LTD. (a.k.a. SUDAN PETROLEUM COMPANY LIMITED; a.k.a. SUDAPET), 
El Nil Street, Khartoum, Sudan [SUDAN]
SUFAAT, Yazid (a.k.a. BIN SUFAAT, Yazud; a.k.a. SHUFAAT, Yazid); DOB 20 
Jan 1964; POB Johor, Malaysia; nationality Malaysia; Passport A10472263 
(Malaysia) (individual) [SDGT]
SUGAR AND DISTILLING INDUSTRY CORPORATION (a.k.a. SUGAR AND DISTILLING 
CORPORATION), New Mustafa El Amin Building, Barlaman Avenue, P.O. Box 
511, Khartoum, Sudan [SUDAN]
SUGHAYR, Muhammad 'Abdallah Salih (a.k.a. AL-SAGHIR, Mohd; a.k.a. AL- 
SUGAIR, Muhammad 'Abdallah Salih; a.k.a. AL-SUGAYER, Muhammad; a.k.a. 
AL-SUGHAIER, Muhammad 'Abdallah Salih; a.k.a. AL-SUGHAIR, Muhammad 
'Abdallah Salih; a.k.a. AL-SUGHAYER, Muhammad 'Abdallah Salih; a.k.a. 
AL-SUGHAYIR, Muhammad 'Abdallah Salih; a.k.a. AL-SUQAYR, Muhammad 
'Abdallah Salih; a.k.a. ``ABDULLAH, Abu''; a.k.a. ``BAKR, Abu''); DOB 20 
Aug 1972; alt. DOB 10 Aug 1972; POB Al-Karawiya, Saudi Arabia; 
nationality Saudi Arabia (individual) [SDGT]
SUKHARENKA, Stiapan Mikalayevich (a.k.a. SUKHARENKA, Stsiapan 
Mikalaevich; a.k.a. SUKHARENKA, Stsiapan Mikalayevich; a.k.a. 
SUKHARENKA, Stsiapan Nikolaevich; a.k.a. SUKHORENKA, Stiapan 
Nikolaevich; a.k.a. SUKHORENKA, Stepan Mikalaevich; a.k.a. SUKHORENKA, 
Stepan Mikalayevich; a.k.a. SUKHORENKA, Stepan Nikolaevich; a.k.a. 
SUKHORENKA, Stiapan Mikalaevich; a.k.a. SUKHORENKO, Stiapan Mikalaevich;

[[Page 661]]

a.k.a. SUKHORENKO, Stiapan Mikalayevich; a.k.a. SUKHORENKO, Stiapan 
Nikolaevich; a.k.a. SUKHORENKO, Stepan Mikalaevich; a.k.a. SUKHORENKO, 
Stepan Mikalayevich; a.k.a. SUKHORENKO, Stepan Nikolaevich; a.k.a. 
SUKHORENKO, Stsiapan Mikalaevich; a.k.a. SUKHORENKO, Stsiapan 
Mikalayevich; a.k.a. SUKHORENKO, Stsiapan Nikolaevich); DOB 27 Jan 1957; 
POB Zdudichi, Gomel' oblast, Belarus; Chairman of Belarusian KGB 
(individual) [BELARUS]
SULAIMAN, Mohammed Ibrahim, P.O. Box 3372, Khartoum, Sudan; House Number 
27, Block Number 29, Manishia District, Khartoum, Sudan; Secretary 
General, IARA Headquarters (individual) [SDGT]
SUMA, Emrush; DOB 27 May 1974; POB Dimce, Serbia and Montenegro 
(individual) [BALKANS]
SUNSET & 97TH HOLDINGS, LLC., 9100 South Dadeland Boulevard, Suite 912, 
Miami, FL 33156; P.O. Box 51314, Calle 72 No. 6556, Barranquilla, 
Colombia; 19667 Turnberry Way, Unit 12 G, Miami, FL 33180; 780 NW Le 
Jeune Road, Suite 516, Miami, FL 33126; 780 NW 42nd Avenue, Suite 516, 
Miami, FL 33126; US FEIN 260064717 (United States) [SDNT]
SUPER BOYS GAMES LTDA., Carrera 40 No. 168-67, Bogota, Colombia; NIT 
 830004047-5 (Colombia) [SDNT]
SUPERGEN LTDA., Calle 39 BIS A No. 27-16 and 27-20, Bogota, Colombia; 
Calle 53 No. 35A-13 of. 302, Bucaramanga, Colombia; NIT  
804009924-8 (Colombia) [SDNT]
SUPERTIENDAS LA REBAJA, Avenida Colombia No. 2-45, Cali, Colombia; Calle 
9, No. 26-98, Cali, Colombia [SDNT]
SUPLIDORA LATINO AMERICANA, S.A. (a.k.a. SUPLILAT, S.A.), Panama City, 
Panama [CUBA]
SURAMERICANA DE HOTELES LTDA. (a.k.a. SURATEL), Calle 74 No. 53-30, 
Barranquilla, Colombia; NIT  800011603-0 (Colombia) [SDNT]
SWE, Myint; DOB 24 Jun 1951; citizen Burma; nationality Burma; 
Lieutenant-General; Chief of Military Affairs Security (individual) 
[BURMA]
SWEDAN, Sheikh Ahmed Salim (a.k.a. AHMED THE TALL; a.k.a. ALLY, Ahmed; 
a.k.a. BAHAMAD; a.k.a. BAHAMAD, Sheik; a.k.a. BAHAMADI, Sheikh; a.k.a. 
SUWEIDAN, Sheikh Ahmad Salem; a.k.a. SWEDAN, Sheikh; a.k.a. SWEDAN, 
Sheikh Ahmed Salem); DOB 9 Apr 1969; alt. DOB 9 Apr 1960; POB Mombasa, 
Kenya; citizen Kenya (individual) [SDGT]
SWIFT INVESTMENTS (PVT) LTD., P.O. Box 3928, Harare, Zimbabwe; 730 Cowie 
Road, Tynwald, Harare, Zimbabwe [ZIMBABWE]
SYAWAL, Yassin (a.k.a. ABU MUAMAR; a.k.a. MOCHTAR, Yasin Mahmud; a.k.a. 
MUBAROK, Muhamad; a.k.a. SYAWAL, Muhammad; a.k.a. YASIN, Abdul Hadi; 
a.k.a. YASIN, Salim; a.k.a. ``ABU SETA''; a.k.a. ``MAHMUD''); DOB circa 
1972; nationality Indonesia (individual) [SDGT]
SYLA, Azem; DOB 5 Apr 1951; POB Serbia and Montenegro (individual) 
[BALKANS]
T N K FABRICS LIMITED, United Kingdom [IRAQ2]
T.E.G. LIMITED, 3 Mandeville Place, London, United Kingdom [IRAQ2]
T.H. ALZATE Y CIA. S.C.S., Calle 16 Norte No. 9N-41, Cali, Colombia; NIT 
 805008972-0 (Colombia) [SDNT]
T.M.G. ENGINEERING LIMITED, Castle Row, Horticultural Place, Chiswick, 
London, United Kingdom [IRAQ2]
TABARES BEDOYA, Carlos Eduardo, c/o CHAMARTIN S.A., Cali, Colombia; c/o 
ADMINISTRADORA DE SERVICIOS VARIOS CALIMA S.A., Cali, Colombia; c/o 
ASISTENCIA PROFESIONAL ESPECIALIZADA EN COLOMBIA LIMITADA, Cali, 
Colombia; DOB 10 Sep 1970; Cedula No. 16791397 (Colombia); Passport 
16791397 (Colombia) (individual) [SDNT]
TABRAH, Asil Sami Mohamad Madhi (a.k.a. TABRA, Asil); DOB 19 Jun 1964; 
nationality Iraq (individual) [IRAQ2]
TADIC, Dusan `Dusko' (a.k.a. 'DULE'); DOB 1956; POB Cajnice, Bosnia-
Herzegovina; ICTY indictee (individual) [BALKANS]
TADIC, Miroslav; DOB 12 May 1937; POB Novi Grad, Bosnia-Herzegovina; 
ICTY indictee (individual) [BALKANS]
TAHA, Khalil Ibrahim Mohamed Achar Foudail (a.k.a. IBRAHIM, Khalil; 
a.k.a. MOHAMED, Khalil Ibrahim); DOB 15 Jun 1958; POB El Fasher, Sudan; 
alt. POB Al Fashir, Sudan; nationality Sudan; National Foreign ID Number 
4203016171 (France) issued 20 Feb 2004; Registration ID 0179427 
(France); Chairman, Justice and Equality Movement; Co-founder, National 
Redemption Front (individual) [DARFUR]
TAHEER PERFUMERY CORPORATION, P.O. Box 2241, Khartoum, Sudan [SUDAN]
TAHREER PERFUMERY CORPORATION, EL,, Omdurman, Sudan [SUDAN]
TAIBAH INTERNATIONAL : BOSNIA BRANCH (a.k.a. AL TAIBAH, INTL.; a.k.a. 
TAIBAH INTERNATIONAL AID AGENCY; a.k.a. TAIBAH INTERNATIONAL AID 
ASSOCIATION; a.k.a. TAIBAH INTERNATIONAL AIDE ASSOCIATION), No. 26 
Tahbanksa Ulica, Sarajevo, Bosnia and Herzegovina; Avde Smajlovic 6, 
Sarajevo, Bosnia and Herzegovina [SDGT]
TALIBAN (a.k.a. ISLAMIC MOVEMENT OF TALIBAN; a.k.a. TAHRIKE ISLAMI'A 
TALIBAN; a.k.a. TALEBAN; a.k.a. TALIBAN ISLAMIC MOVEMENT; a.k.a. 
TALIBANO ISLAMI TAHRIK), Afghanistan [SDGT]
TALIC, Momir; DOB 15 Jul 1942; POB Piskavica, Bosnia-Herzegovina; ICTY 
indictee (individual) [BALKANS]

[[Page 662]]

TALL, Aktham, P.O. Box 1318, Amman, Jordan (individual) [IRAQ2]
TALLER DE REPARACIONES NAVALES, S.A. (a.k.a. TARENA, S.A.), Panama City, 
Panama [CUBA]
TAMILS REHABILITATION ORGANISATION (a.k.a. ORGANISATION DE 
REHABILITATION TAMOULE; a.k.a. ORGANISATION PRE LA REHABILITATION TAMIL; 
a.k.a. ORGANIZZAZIONE PER LA RIABILITAZIONE DEI TAMIL; a.k.a. ORT 
FRANCE; a.k.a. TAMIL REHABILITATION ORGANIZATION; a.k.a. TAMIL 
REHABILITERINGS ORGANISASJONEN; a.k.a. TAMILISCHE REHABILITATION 
ORGANISATION; a.k.a. TAMILS REHABILITATION ORGANIZATION; a.k.a. TAMILSK 
REHABILITERINGS ORGANISASJON; a.k.a. TRO; a.k.a. TRO DANMARK; a.k.a. TRO 
ITALIA; a.k.a. TRO NORGE; a.k.a. TRO SCHWEIZ; a.k.a. TSUNAMI RELIEF FUND 
-- COLOMBO, SRI LANKA; a.k.a. WHITE PIGEON; a.k.a. WHITEPIGEON), No. 69 
Kalikovil Road, Kurumankadu, Vavuniya, Sri Lanka; 1079 Garratt Lane, 
London SW17 0LN, United Kingdom; Postfach 2018, Emmenbrucke 6021, 
Switzerland; Via Dante 210, Palermo 90141, Italy; Paranthan Road, 
Kaiveli Puthukkudiyiruppu, Mullaitivu, Sri Lanka; 75/4 Barnes Place, 
Colombo 7, Sri Lanka; Kandasamy Koviladi, Kandy Road (A9 Road), 
Kilinochchi, Sri Lanka; P.O. Box 4742, Sofienberg, Oslo 0506, Norway; 
Voelklinger Str. 8, Wuppertal 42285, Germany; Box 4254, Knox City, VIC 
3152, Australia; Address Unknown, Finland; Address Unknown, Belgium; 26 
Rue du Departement, Paris 75018, France; P.O. Box 212, Vejile 7100, 
Denmark; 254 Jaffna Road, Kilinochchi, Sri Lanka; No. 6 Jalan 6/2, 
Petaling Jaya 46000, Malaysia; Arasaditivu Kokkadicholai, Batticaloa, 
Sri Lanka; 9/1 Saradha Street, Trincomalee, Sri Lanka; Ananthapuram, 
Kilinochchi, Sri Lanka; 371 Dominion Road, Mt. Eden, Aukland, New 
Zealand; 356 Barkers Road, Hawthorn, Victoria 3122, Australia; 
Langelinie 2A, St, TV 1079, Vejile 7100, Denmark; 410/112 Buller Street, 
Buddhaloga Mawatha, Colombo 7, Sri Lanka; 517 Old Town Road, Cumberland, 
MD 21502; Address Unknown, Durban, South Africa; Box 44, Tumba 147 21, 
Sweden; 8 Gemini - CRT, Wheelers Hill 3150, Australia; P.O. Box 82, 
Herning 7400, Denmark; Address Unknown, Vaharai, Sri Lanka; No. 9 Main 
Street, Mannar, Sri Lanka; 410/412 Bullers Road, Colombo 7, Sri Lanka; 
P.O. Box 10267, Dominion Road, Aukland, New Zealand; Gruttolaan 45, BM 
landgraaf 6373, Netherlands; Tribschenstri, 51, Lucerne 6005, 
Switzerland; Ragama Road, Akkaraipattu-07, Amparai, Sri Lanka; 
Warburgstr. 15, Wuppertal 42285, Germany; M.G.R. Lemmens, str-09, BM 
Landgraff 6373, Netherlands; 2390 Eglington Avenue East, Suite 203A, 
Toronto, Ontario M1K 2P5, Canada; Registration ID D4025482 (United 
States); alt. Registration ID 1107434 (United Kingdom); alt. 
Registration ID 50706 (Sri Lanka); alt. Registration ID 802401-0962 
(Sweden); alt. Registration ID 6205 (Australia); Tax ID No. 52-1943868 
(United States) [SDGT]
TAMMANY H (f.k.a. PRIMROSE ISLANDS) (vessel) [CUBA]
TANCHON COMMERCIAL BANK (f.k.a. CHANGGWANG CREDIT BANK; f.k.a. KOREA 
CHANGGWANG CREDIT BANK), Saemul 1-Dong Pyongchon District, Pyongyang, 
Korea, North [NPWMD]
TAPIA ORTEGA, Abigail (a.k.a. TAPIA ORTEGA DE ARRIOLA, Abigail), c/o 
GASOLINERAS SAN FERNANDO S.A. DE C.V., Saucillo, Mexico; Avenida Novena 
No. 47, Saucillo, Chihuahua, Mexico; DOB 23 Sep 1974; POB Mexico City, 
Mexico; citizen Mexico; nationality Mexico (individual) [SDNTK]
TARABAIN CHAMAS, Mohamad (a.k.a. CHAMS, Mohamad; a.k.a. TARABAY, 
Muhammad; a.k.a. TARABAYN SHAMAS, Muhammad), Avenida Jose Maria De Brito 
606, Apartment 51, Foz do Iguacu, Brazil; Cecilia Meirelles 849, Bloco 
B, Apartment 09, Foz do Iguacu, Brazil; DOB 11 Jan 1967; POB Asuncion, 
Paraguay; citizen Lebanon; alt. citizen Paraguay; alt. citizen Brazil; 
National Foreign ID Number RNE: W031645-8 (Brazil) (individual) [SDGT]
TARAZONA HERNANDEZ, Edgar Javier, c/o CAJA SOLIDARIA, Bogota, Colombia; 
c/o COPSERVIR LTDA., Bogota, Colombia; Cedula No. 91253529 (Colombia) 
(individual) [SDNT]
TARIQ ABU SHANAB EST. FOR TRADE & COMMERCE (a.k.a. ABU SHANAB METALS 
ESTABLISHMENT; a.k.a. AMIN ABU SHANAB & SONS CO.; a.k.a. SHANAB METALS 
ESTABLISHMENT; a.k.a. TARIQ ABU SHANAB EST.; a.k.a. TARIQ ABU SHANAB 
METALS ESTABLISHMENT), Musherfeh, P.O. Box 766, Zarka, Jordan [IRAQ2]
TARRITOS S.A., Calle 23 BN No. 5N-37, Ofc. 202, Cali, Colombia; NIT 
 805028114-3 (Colombia) [SDNT]
TAURA S.A., Calle 13 No. 68-26, Of. 214, 313 & 314, Cali, Colombia; 
Calle 13 No. 68-06, Of. 204, Cali, Colombia; Carrera 115 No. 16B-121, 
Cali, Colombia; NIT  800183713-1 (Colombia) [SDNT]
TAWENGWA, Solomon; DOB 15 Jun 1940; Former Executive Mayor of Harare; 
Deceased (individual) [ZIMBABWE]
TAYLOR, Charles (Junior) (a.k.a. ``CHUCKIE''); DOB 12 FEB 1978; Advisor 
and son of former President of Liberia Charles Taylor (individual) 
[LIBERIA]
TAYLOR, Charles Ghankay (a.k.a. SOME, Jean-Paul; a.k.a. SONE, Jean- 
Paul; a.k.a. TAYLOR, Charles MacArthur); DOB 1 Sep

[[Page 663]]

1947; Former President of Liberia (individual) [LIBERIA]
TAYLOR, Jewell Howard; DOB 17 JAN 1963; Wife of former President of 
Liberia Charles Taylor (individual) [LIBERIA]
TAYLOR, Tupee Enid; DOB 17 DEC 1962; Ex-wife of former President of 
Liberia Charles Taylor (individual) [LIBERIA]
TEA PACKETING AND TRADING COMPANY, P.O. Box 369, Khartoum, Sudan [SUDAN]
TECHNIC DIGEMEX CORP., Calle 34 No. 4-50, Office 301, Panama City, 
Panama [CUBA]
TECHNIC HOLDING INC., Calle 34 No. 4-50, Office 301, Panama City, Panama 
[CUBA]
TECHNOLOGY AND DEVELOPMENT GROUP LTD (a.k.a. T.D.G.), Centric House 390/
391, Strand, London, United Kingdom [IRAQ2]
TECNICAS CONTABLES Y ADMINISTRATIVAS (a.k.a. TECONTA), Carrera 3 No. 11-
32 of. 939, Cali, Colombia; Cedula No. 16242828 (Colombia) [SDNT]
TECNOLOGIA DIGITAL Y SERVICIOS, S.A. DE C.V., Blv. Agua Caliente No. 
221, Col. Centro Zona Este, Tijuana, Baja California, Mexico; Blv. Agua 
Caliente No. 21, Col. Aviacion, Tijuana, Baja California, Mexico; R.F.C. 
TDS021031UD6 (Mexico) [SDNTK]
TECNOVET LTDA.TECNICAS VETERINARIAS TECNOVET LTDA. (a.k.a. TECNOVET 
LTDA.), Carrera 13 No. 13-41, Bogota, Colombia; NIT  830092117-
8 (Colombia) [SDNT]
TEJAR LA MOJOSA S.A., Transversal 13 No. 20C-35, Caucasia, Antioquia, 
Colombia; Corregimiento Piemonte, Vereda la Mojosa, Caceres, Antioquia, 
Colombia; NIT  900110438-9 (Colombia) [SDNT]
TEMIS SHIPPING CO., Panama [CUBA]
TEPHYS (f.k.a. PAMIT C) (vessel) [CUBA]
TERAPIAS VETERINARIA LIMITADA (a.k.a. TERVET LTDA.), Calle 39 BIS A No. 
27-16, Bogota, Colombia; NIT  830068307-1 (Colombia) [SDNT]
TERMINADOS BASICOS DE TIJUANA, S. DE R.L. DE C.V., Lago Chapultepec, 90 
Lago, Laguna de los Terminos y Lago Chalco, Tijuana, Baja California, 
Mexico; R.F.C. TBT-030115-AUA (Mexico) [SDNTK]
TEYREBAZEN AZADIYA KURDISTAN (a.k.a. KURDISTAN FREEDOM HAWKS; a.k.a. THE 
FREEDOM HAWKS OF KURDISTAN; a.k.a. ``TAK'') [SDGT]
THA, Soe, Burma; DOB 1945; citizen Burma; nationality Burma; Minister of 
National Planning and Economic Development (individual) [BURMA]
THACI, Menduh; DOB 3 Mar 1965; POB Tetovo, Macedonia (individual) 
[BALKANS]
THAER, Mansour; DOB 21 Mar 1974; POB Baghdad, Iraq (individual) [SDGT]
THAUNG (a.k.a. THAUNG, U), Burma; DOB 6 Jul 1937; citizen Burma; 
nationality Burma; Minister of Labor; Minister of Science & Technology 
(individual) [BURMA]
THE AID ORGANIZATION OF THE ULEMA (a.k.a. AL RASHEED TRUST; a.k.a. AL 
RASHID TRUST; a.k.a. AL-RASHEED TRUST; a.k.a. AL-RASHID TRUST), Office 
Dha'rb-i-M'unin, Room no. 3, Third Floor, Moti Plaza, near Liaquat Bagh, 
Murree Road, Rawalpindi, Pakistan; Office Dha'rb-i-M'unin, Top Floor, 
Dr. Dawa Khan Dental Clinic Surgeon, Main Baxar, Mingora, Swat, 
Pakistan; Office Dha'rb-i-M'unin, Z.R. Brothers, Katchehry Road, Chowk 
Yadgaar, Peshawar, Pakistan; 617 Clifton Center, Block 5, 6th Floor, 
Clifton, Karachi, Pakistan; 302b-40, Good Earth Court, Opposite Pia 
Planitarium, Block 13a, Gulshan -I Iqbal, Karachi, Pakistan; Kitab Ghar, 
Darul Ifta Wal Irshad, Nazimabad No. 4, Karachi, Pakistan; Office 
Dha'rb-i-M'unin, opposite Khyber Bank, Abbottabad Road, Mansehra, 
Pakistan; 605 Landmark Plaza, 11 Chundrigar Road, Opposite Jang 
Building, Karachi, Pakistan; Jamia Masjid, Sulaiman Park, Begum Pura, 
Lahore, Pakistan; Operations in Afghanistan: Herat, Jalalabad, Kabul, 
Kandahar, Mazar Sharif; Also operations in: Kosovo, Chechnya [SDGT]
THE ISLAMIC INTERNATIONAL BRIGADE (a.k.a. INTERNATIONAL BATTALION; 
a.k.a. ISLAMIC PEACEKEEPING INTERNATIONAL BRIGADE; a.k.a. PEACEKEEPING 
BATTALION; a.k.a. THE INTERNATIONAL BRIGADE; a.k.a. THE ISLAMIC 
PEACEKEEPING ARMY; a.k.a. THE ISLAMIC PEACEKEEPING BRIGADE) [SDGT]
THE RIYADUS-SALIKHIN RECONNAISSANCE AND SABOTAGE BATTALION OF CHECHEN 
MARTYRS (a.k.a. RIYADH-AS-SALIHEEN; a.k.a. RIYADUS-SALIKHIN 
RECONNAISSANCE AND SABOTAGE BATTALION; a.k.a. RIYADUS-SALIKHIN 
RECONNAISSANCE AND SABOTAGE BATTALION OF SHAHIDS (MARTYRS); a.k.a. THE 
SABOTAGE AND MILITARY SURVEILLANCE GROUP OF THE RIYADH AL-SALIHIN 
MARTYRS) [SDGT]
THE SPECIAL PURPOSE ISLAMIC REGIMENT (a.k.a. ISLAMIC REGIMENT OF SPECIAL 
MEANING; a.k.a. THE AL-JIHAD-FISI-SABILILAH SPECIAL ISLAMIC REGIMENT; 
a.k.a. THE ISLAMIC SPECIAL PURPOSE REGIMENT) [SDGT]
THEIN, Tin Naing, Burma; DOB 1955; citizen Burma; nationality Burma; 
Brigadier General, Minister of Commerce (individual) [BURMA]
THEIN, U Kyaw, 503 Sembawang Road,  02-29 757707, Singapore; 
DOB 25 Oct 1947; citizen Burma; nationality Burma; National ID No. 
S2733659J (Singapore) issued 7 Jul 2005; permanent resident Singapore; 
c/o Air Bagan Holdings Pte. Ltd.; c/o Htoo Wood

[[Page 664]]

Products Pte. Ltd.; c/o Pavo Aircraft Leasing Pte. Ltd.; c/o Pavo 
Trading Pte. Ltd.; permanent resident Singapore (individual) [BURMA]
THET, Khin Lay (a.k.a. THET, Daw Khin Lay); DOB 19 Jun 1947; wife of 
Thura Shwe Mann (individual) [BURMA]
THI, Lun; DOB 18 Jul 1940; citizen Burma; nationality Burma; Brigadier-
General; Minister of Energy (individual) [BURMA]
THIHA (a.k.a. THI HA); DOB 24 Jun 1960; c/o Htoo Group of Companies; c/o 
Htoo Trading Company Limited (individual) [BURMA]
TIFON (vessel) [CUBA]
TIGRIS TRADING, INC., 5903 Harper Road, Solon; 2 Stratford Place, London 
W1N 9AE, United Kingdom [IRAQ2]
TILFAH, Sajida Khayrallah; DOB 1937; POB Al-Awja, near Tikrit, Iraq; 
nationality Iraq; wife of Saddam Hussein al-Tikriti (individual) [IRAQ2]
TITOS BOLO CLUB, Carrera 51B No. 94-110, Barranquilla, Colombia; NIT 
 890108148-6 (Colombia) [SDNT]
TLILI, Al-Azhar Ben Ammar Ben Abadallah, Via Carlo Porta n.97, Legnano, 
Italy; DOB 26 Mar 1969; POB Tunis, Tunisia; Italian Fiscal Code 
TLLLHR69C26Z352G (individual) [SDGT]
TOBOGON, Avenida Guadalupe con Avenida Simon Bolivar, Cali, Colombia 
[SDNT]
TODOBOLSAS Y COLSOBRES (f.k.a. RODRIGUEZ CARRENO LTDA. TODO BOLSAS Y 
COLSOBRES), Carrera 20 No. 66-34, Bogota, Colombia; NIT  
860053774-1 (Colombia) [SDNT]
TODOROVIC, Stevan; DOB 29 Dec 1957; POB Donja Slatina, Bosnia-
Herzegovina; ICTY indictee (individual) [BALKANS]
TODOVIC, Savo; DOB 11 Dec 1952; POB Rijeka, Bosnia-Herzegovina; ICTY 
indictee (individual) [BALKANS]
TOLEDO CARREJO, Luis Raul, c/o Distribuidora Imperial De Baja 
California, S.A. de C.V., Tijuana, Baja California, Mexico; Ave. Xavier 
Villaurrutia 9950, Colonia Zona Urbana Rio, Tijuana, Baja California, 
Mexico; Ave. Queretaro 2984, Colonia Francisco I. Madero, Tijuana, Baja 
California, Mexico; Calle De Los Olivos 10549, Colonia Jardines de 
Chapultepec, Tijuana, Baja California, Mexico; c/o Farmacia Vida 
Suprema, S.A. DE C.V., Tijuana, Baja California, Mexico; c/o 
Administradora De Imuebles Vida, S.A. DE C.V., Tijuana, Baja California, 
Mexico; DOB 30 Jan 1959; POB Guadalajara, Jalisco, Mexico (individual) 
[SDNTK]
TOLEDO, R.F., 20 Ironmonger Lane, London EC2V 8EF, United Kingdom; 
Managing Director, Havana International Bank (individual) [CUBA]
TONCEL REDONDO, Milton De Jesus (a.k.a. ``EL NEGRO''; a.k.a. ``JOAQUIN 
GOMEZ''; a.k.a. ``ORO CHURCO''; a.k.a. ``USURRIAGA''); DOB 18 Mar 1947; 
alt. DOB Feb 1949; POB Barrancas, La Guajira, Colombia; alt. POB Ubita, 
Boyaca, Colombia; Cedula No. 15237742 (Colombia); alt. Cedula No. 
70753211 (Colombia) (individual) [SDNTK]
TOP, Noordin Mohamed (a.k.a. MAT TOP, Noordin; a.k.a. THOB, Noordin 
Mohammad; a.k.a. TOP, Noor Din bin Mohamed; a.k.a. TOP, Nordin Mohd); 
DOB 11 Aug 1968; POB Malaysia; nationality Malaysia (individual) [SDGT]
TORRES CORTES, Joselin, c/o AUREAL INMOBILIARIA LTDA., Bogota, Colombia; 
DOB 26 Jul 1957; Cedula No. 19482747 (Colombia) (individual) [SDNT]
TORRES CUETER, Guillermo Enrique (a.k.a. ``JULIAN CONRADO''); DOB 17 Aug 
1954; POB Turbaco, Bolivar, Colombia; citizen Colombia; nationality 
Colombia; Cedula No. 9281858 (Colombia) (individual) [SDNTK]
TORRES FELIX, Javier (a.k.a. FELIX TORRES, Javier; a.k.a. TAMAYO TORRES, 
Horacio; a.k.a. ``COMPADRE''; a.k.a. ``EL JT''), Calle Paseo La Cuesta 
 1550, Apt 6, Colonia Lomas De Guadalupe, Culiacan Rosales, 
Sinaloa, Mexico; DOB 19 Oct 1960; POB Mexico; citizen Mexico; 
nationality Mexico (individual) [SDNTK]
TORRES LOZANO, Isolina, c/o LABORATORIOS BLAIMAR DE COLOMBIA S.A., 
Bogota, Colombia; c/o COSMEPOP, Bogota, Colombia; DOB 11 Mar 1963; 
Cedula No. 28796392 (Colombia) (individual) [SDNT]
TORRES MORENO, Marisol, c/o PROVIDA E.U., Cali, Colombia; DOB 10 May 
1969; Cedula No. 31992583 (Colombia); Passport 31992583 (Colombia) 
(individual) [SDNT]
TORRES RAMIREZ, Federico Carlos, c/o MULTICAJA DE TIJUANA, S.A. DE 
C.V.,, Tijuana, Baja California, Mexico; Carillo Puerto, Calle 8317 2, 
Zona Central, Tijuana, Baja California, Mexico; c/o STRONG LINK DE 
MEXICO, S.A. DE C.V., Tijuana, Baja California, Mexico; DOB 11 Apr 1959; 
POB Zacatecas, Mexico; citizen Mexico; nationality Mexico; C.U.R.P. 
TORF591104HZSRMD07 (Mexico); R.F.C. TORF-591104-SA7 (Mexico) 
(individual) [SDNTK]
TORRES REINA, Oscar Javier, c/o COOPERATIVA DE TRABAJO ASOCIADO ACTIVAR, 
Bogota, Colombia; c/o COOPCREAR, Bogota, Colombia; c/o COOPERATIVA 
MULTIACTIVA DE COLOMBIA FOMENTAMOS, Bogota, Colombia; DOB 2 Jan 1978; 
Cedula No. 79886044 (Colombia); Passport 79886044 (Colombia) 
(individual) [SDNT]
TORRES VICTORIA, Jorge (a.k.a. ``PABLO CATATUMBO''); DOB 19 Mar 1953; 
POB Cali, Valle, Colombia; Cedula No. 14990220 (Colombia) (individual) 
[SDNTK]

[[Page 665]]

TORRES, Manuel, Federico Boyd Avenue & 51 Street, Panama City, Panama; 
Representative, Banco Nacional de Cuba (individual) [CUBA]
TOSCO GARCIA, Arnaldo, Panama (individual) [CUBA]
TOSONG TECHNOLOGY TRADING CORPORATION, Pyongyang, Korea, North [NPWMD]
TOUR & MARKETING INTERNATIONAL LTD. (a.k.a. GO CUBA PLUS; a.k.a. T&M 
INTERNATIONAL LTD.; a.k.a. WWW.ABOUTCUBA.COM; a.k.a. 
WWW.BONJOURCUBA.COM; a.k.a. WWW.CIAOCUBA.COM; a.k.a. 
WWW.CIGARSSUPERSTORE.COM; a.k.a. WWW.CUBAADVICE.COM; a.k.a. WWW.CUBA-
BARACOA.COM; a.k.a. WWW.CUBA-BAYAMO.COM; a.k.a. WWW.CUBA-CAMAGUEY.COM; 
a.k.a. WWW.CUBA-CAYOCOCO.COM; a.k.a. WWW.CUBA-CAYOGUILLERMO.COM; a.k.a. 
WWW.CUBA-CAYOLARGO.COM; a.k.a. WWW.CUBA-CAYOLEVISA.COM; a.k.a. WWW.CUBA-
CAYOSABINAL.COM; a.k.a. WWW.CUBA-CAYOSAETIA.COM; a.k.a. WWW.CUBA-
CAYOSANTAMARIA.COM; a.k.a. WWW.CUBA-CHE.COM; a.k.a. WWW.CUBA-
CIEGODEAVILA.COM; a.k.a. WWW.CUBA-CIENFUEGOS.COM; a.k.a. WWW.CUBA-
ECOTOURISM.COM; a.k.a. WWW.CUBA-ELGUEA.COM; a.k.a. WWW.CUBAFIRST.COM; 
a.k.a. WWW.CUBAFUN.COM; a.k.a. WWW.CUBA-GIRON.COM; a.k.a. WWW.CUBA-
GRANMA.COM; a.k.a. WWW.CUBA-GUAMA.COM; a.k.a. WWW.CUBA-GUARDALAVACA.COM; 
a.k.a. WWW.CUBA-HAVANACITY.COM; a.k.a. WWW.CUBA- HEMINGWAY.COM; a.k.a. 
WWW.CUBA-HOLGUIN.COM; a.k.a. WWW.CUBA-ISLADELAJUVENTUD.COM; a.k.a. 
WWW.CUBA-JARDINESDELEREY.COM; a.k.a. WWW.CUBA-LAHABANA.COM; a.k.a. 
WWW.CUBA-LASTUNAS.COM; a.k.a. WWW.CUBA- MATANZAS.COM; a.k.a. 
WWW.CUBANBASEBALLTRAVEL.COM; a.k.a. WWW.CUBANCULTURE.COM; a.k.a. 
WWW.CUBA-OLDHAVANA.COM; a.k.a. WWW.CUBAONE.COM; a.k.a. WWW.CUBA-
PINARDELRIO.COM; a.k.a. WWW.CUBA- SANCTISPIRITUS.COM; a.k.a. WWW.CUBA-
SANTALUCIA.COM; a.k.a. WWW.CUBA-SANTIAGODECUBA.COM; a.k.a. WWW.CUBA-
SHOPPING.COM; a.k.a. WWW.CUBA-SOROA.COM; a.k.a. WWW.CUBASPORTS.COM; 
a.k.a. WWW.CUBA- TOPESDECOLLANTES.COM; a.k.a. 
WWW.CUBATRAVELDIRECTORY.COM; a.k.a. WWW.CUBA-TRINIDAD.COM; a.k.a. 
WWW.CUBA-VARADEROBEACH.COM; a.k.a. WWW.CUBA-VILLACLARA.COM; a.k.a. 
WWW.CUBAVIP.COM; a.k.a. WWW.CUBA-WEATHER.COM; a.k.a. WWW.GOCUBA.COM; 
a.k.a. WWW.GOCUBA.CU; a.k.a. WWW.GOCUBAPLUS.COM; a.k.a. 
WWW.IPIXCUBA.COM; a.k.a. WWW.NO.GOCUBAPLUS.COM; a.k.a. 
WWW.REALESTATECUBA.COM; a.k.a. WWW.TOURANDMARKETING.COM; a.k.a. 
WWW.VAMOSACUBA.COM), Hotel Viejo y el Mar, Suite 6005, Marina Hemingway, 
Playa, Havana, Cuba; Hotel Acuario, Suite 3541, Marina Hemingway, Santa 
Fe, Playa, Havana, Cuba; Hotel Acuario, Suite 3511, Marina Hemingway, 
Santa Fe, Playa, Havana, Cuba; Calle 12 y Mar, Varadero Matanzas, Cuba; 
Ellen L. Skelton Building, 4th Floor, Fishers Estate, P.O. Box 3820, 
Road Town, Tortola, Virgin Islands, British; P.O. Box 24258, London, 
England SE9 1WS, United Kingdom; Hotel Acuario, Suite 3542, Marina 
Hemingway, Santa Fe, Playa, Havana, Cuba; Calle Ramon Pino, No. 4, 
38650, Los Cristianos, Arona, Tenerife, Spain [CUBA]
TOURISM AND HOTELS CORPORATION, Ed Damer, Sudan; P.O. Box 7104, 
Khartoum, Sudan; Port Sudan, Sudan; El Fasher, Sudan; Khartoum Airport, 
Sudan [SUDAN]
TOVAR PARRA, Ferney (a.k.a. ``DIEGO''; a.k.a. ``FERCHO''); DOB 17 Nov 
1966; POB Cartagena del Chaira, Caqueta, Colombia; Cedula No. 17640605 
(Colombia) (individual) [SDNTK]
TOYS FACTORY, S.A. DE C.V., Blv. Gustavo Diaz Ordaz No. 16E-5, Col. Pque 
Ind. Bajamar Aguila, Tijuana, Baja California, Mexico; Blv. Gustavo Diaz 
Ordaz No. 1, Col. Las Brisas, Tijuana, Baja California, Mexico; Ave. 
Presidente Carlos Salinas de Gortari No. 5, Col. Infonavit Presidente, 
Tijuana, Baja California, Mexico; Ave. Poniente Carlos Salinas S/N, Col. 
Infonavit, Tijuana, Baja California, Mexico; R.F.C. TFA021112AR9 
(Mexico) [SDNTK]
TRABELSI, Chabaane Ben Mohamed, via Cuasso, n. 2, Porto Ceresio, Varese, 
Italy; DOB 1 May 1966; POB Rainneen, Tunisia; nationality Tunisia; 
Italian Fiscal Code TRBCBN66E01Z352O; Passport L 945660 issued 4 Dec 
1998 expires 3 Dec 2001 (individual) [SDGT]
TRABELSI, Mourad (a.k.a. ABOU DJARRAH; a.k.a. AL-TRABELSI, Mourad Ben 
Ali Ben Al-Basheer), Via Geromini 15, Cremona, Italy; DOB 20 May 1969; 
POB Menzel Temime, Tunisia; nationality Tunisia; Passport G 827238 
issued 1 Jun 1996 expires 31 May 2001; arrested 1 Apr 2003 (individual) 
[SDGT]
TRADING & MARITIME INVESTMENTS, San Lorenzo, Honduras [IRAQ2]
TRADING AND TRANSPORT SERVICES COMPANY, LTD., P.O. Box 910606, Amman 
11191, Jordan; Al-Razi Medical Complex, Jabal Al-Hussein, Amman, Jordan; 
P.O. Box 212953, Amman 11121, Jordan [IRAQ2]

[[Page 666]]

TRAMP PIONEER SHIPPING CO., Panama, c/o Anglo Caribbean Shipping Co., 
Ltd., 4th Floor, South Phase 2, South Quay Plaza, 183 Mars, London E14 
9SH, United Kingdom [CUBA]
TRANS AVIATION GLOBAL GROUP INC., 811 S. Central Expwy, Ste 210, 
Richardson, TX 75080 [LIBERIA]
TRANS PACIFIC WORLD LEASING LIMITED, First Floor International Building, 
Kumul Highway, Port Vila, Vanuatu; P.O. Box 213, Port Vila, Vanuatu 
[SDNT]
TRANSAVIA NETWORK (a.k.a. NV TRANS AVIATION NETWORK GROUP; a.k.a. TAN 
GROUP; a.k.a. TRANS AVIATION; a.k.a. TRANSAVIA TRAVEL AGENCY; a.k.a. 
TRANSAVIA TRAVEL CARGO), P.O. Box 3962, Sharjah, United Arab Emirates; 
P.O. Box 2190, Ajman, United Arab Emirates; 1304 Boorj Building, Bank 
Street, Sharjah, United Arab Emirates; Ostende Airport, Belgium 
[LIBERIA]
TRANSIT, S.A., Panama [CUBA]
TRANSPORTES DEL ESPIRITU SANTO S.A., Calle 14 No. 4-123, La Union, 
Valle, Colombia; Salida a la Victoria, La Union, Valle, Colombia; NIT 
 821002436-5 (Colombia) [SDNT]
TRANSPORTES MICHAEL LTDA. (a.k.a. TRANSMIKE LTDA.), Sitio Nuevo, 
Magdalena, Colombia; Calle 30 No. 10-50, Barranquilla, Colombia; NIT 
 802024118-3 (Colombia) [SDNT]
TRANSPORTING, LLC, 6555 NW 36th Street, Suite 304, Virginia Gardens, FL 
33166; 9443 Fontainebleau Boulevard, No. 114, Miami, FL 33172; Business 
Registration Document  L00000012836 (United States); US FEIN 
65-1048798 [BPI-SDNT]
TRASLAVINA BENAVIDES, Erasmo (a.k.a. ``ISMARDO MURCIA LOZADA''; a.k.a. 
``ISNARDO MURCIA LOZADA''; a.k.a. ``JIMMY GUERRERO''); DOB 19 Jun 1958; 
POB Guacamayo, Santander, Colombia; citizen Colombia; nationality 
Colombia; Cedula No. 13642033 (Colombia) (individual) [SDNTK]
TRAVEL SERVICES, INC., Hialeah, FL [CUBA]
TREJOS AGUILAR, Melba, Calle 25 No. 35-66, Tulua, Valle, Colombia; 
Cedula No. 29991503 (Colombia) (individual) [SDNT]
TREJOS AGUILAR, Sonia, c/o INVERSIONES EL EDEN S.C.S., Cali, Colombia; 
Carrera 8 No. 6-37, Zarzal, Valle del Cauca, Colombia; Cali, Colombia; 
c/o AGROINVERSORA URDINOLA HENAO Y CIA. S.C.S., Cali, Colombia; c/o 
INDUSTRIAS AGROPECUARIAS DEL VALLE LTDA., Cali, Colombia; c/o 
EXPLOTACIONES AGRICOLAS Y GANADERAS LA LORENA S.C.S., Cali, Colombia; 
Cedula No. 66675927 (Colombia) (individual) [SDNT]
TREJOS MARQUEZ, Arnulfo, Carrera 4 No. 9-17 of. 308, AA 38028, Cali, 
Colombia; c/o CONSTRUCTORA TREMI LTDA., Cali, Colombia; DOB 5 Sep 1947; 
Cedula No. 6090595 (Colombia) (individual) [SDNT]
TREVISO TRADING CORPORATION, Edificio Banco de Boston, Panama City, 
Panama [CUBA]
TRIANA TEJADA, Luis Humberto, c/o COMERCIALIZADORA DE CARNES DEL 
PACIFICO LTDA., Cali, Colombia; DOB 27 Jul 1943; Cedula No. 4916206 
(Colombia) (individual) [SDNT]
TRIMARK LTDA., Calle 69 No. 10A-53 of. 505, Bogota, Colombia; Carrera 31 
No. 23A-68, Bogota, Colombia; NIT  830117977-5 (Colombia) 
[SDNT]
TRINIDAD LTDA. Y CIA. S.C.S., Carrera 43 No. 4-47, Buenaventura, 
Colombia; NIT  800009737-2 (Colombia) [SDNT]
TRISTAN GIL, Luz Maria (a.k.a. TRISTAN GIL, Luz Mery), c/o LUZ MERY 
TRISTAN E.U., Cali, Colombia; Calle 16 No. 15-30, Cali, Colombia; c/o 
CREDISA S.A., Cali, Colombia; Carrera 122 No. 20-02, Cali, Colombia; 
Calle 5B 4 No. 37-125, Cali, Colombia; DOB 01 Apr 1963; POB Cali, Valle, 
Colombia; Cedula No. 31895852 (Colombia); Passport 31895852 (Colombia) 
(individual) [SDNT]
TRIVINO RODRIGUEZ, Elsa Yaneth, c/o AEROCOMERCIAL ALAS DE COLOMBIA 
LTDA., Bogota, Colombia; c/o CIA CONSTRUCTORA Y COMERCIALIZADORA DEL SUR 
LTDA., Bogota, Colombia; c/o GREEN ISLAND S.A., Bogota, Colombia; c/o 
INTERCONTINENTAL DE FINANCIACION AEREA S.A., Bogota, Colombia; c/o 
ASOCIACION TURISTICA INTERNACIONAL S.C.S., Bogota, Colombia; c/o 
INTERCONTINENTAL DE AVIACION S.A., Bogota, Colombia; Cedula No. 20484603 
(Colombia) (individual) [SDNT]
TROBER, S.A. (a.k.a. TROVER, S.A.), Edificio Saldivar, Panama City, 
Panama [CUBA]
TRONCOSO POSSE, Jose Manuel, c/o AGROPECUARIA LINDARAJA S.A., Cali, 
Colombia; c/o INVERSIONES BRASILAR S.A., Bogota, Colombia; DOB 26 Nov 
1953; POB Bogota, Colombia; citizen Colombia; nationality Colombia; 
Cedula No. 19233258 (Colombia); Passport AE297484 (Colombia) 
(individual) [SDNT]
TROPIC TOURS GMBH (a.k.a. TROPICANA TOURS GMBH), Lietzenburger Strasse 
51, Berlin, Germany [CUBA]
TRUJILLO CAICEDO, Francisco Javiar 'Pacho', Carrera 76A No. 6-34 apt. 
107, Cali, Colombia; Calle 13C No. 75-95 piso 2, Cali, Colombia; c/o 
COLOR 89.5 FM STEREO, Cali, Colombia; Calle 8 Oeste No. 24C-75 apt. 
1501, Cali, Colombia; DOB 23 Nov 1960; Cedula No. 16264395 (Colombia) 
(individual) [SDNT]
TRUJILLO MOLINA, Maria Helena (a.k.a. TRUJILLO MOLINA, Maria Elena), c/o 
HOTEL LA CASCADA S.A., Girardot, Colombia; c/o INVERSIONES Y

[[Page 667]]

REPRESENTACIONES S.A., Medellin, Colombia; POB Colombia; Cedula No. 
42875026 (Colombia) (individual) [SDNT]
TRUJILLO, Maria Fernanda, c/o CAJA SOLIDARIA, Bogota, Colombia; c/o 
MEGAPHARMA LTDA., Bogota, Colombia; c/o COPSERVIR LTDA., Bogota, 
Colombia; Cedula No. 36184410 (Colombia) (individual) [SDNT]
TRUST IMPORT-EXPORT, S.A., Panama [CUBA]
TUFAIL, Mohammed (a.k.a. TUFAIL, S.M.; a.k.a. TUFAIL, Sheik Mohammed); 
DOB 5 May 1930; nationality Pakistan (individual) [SDGT]
TUFAYLI, Subhi; DOB 1947; POB Biqa Valley, Lebanon; Former Secretary 
General and Current Senior Figure of HIZBALLAH (individual) [SDT]
TUITO, Oded (a.k.a. MAMO, Eliyahu; a.k.a. REVIVO, Simon; a.k.a. TUITO, 
Daniel; a.k.a. TUITO, David; a.k.a. TVITO, Daniel; a.k.a. TVITO, Oded); 
DOB 27 December 1959; alt. DOB 25 July 1961; alt. DOB 29 November 1959; 
alt. DOB 27 February 1959; alt. DOB 12 December 1959; POB Israel 
(individual) [SDNTK]
TUN, Hla, Burma; DOB 11 Jul 1951; citizen Burma; nationality Burma; 
Major General, Minister of Finance and Revenue (individual) [BURMA]
TUN, Saw, Burma; DOB 8 May 1935; citizen Burma; nationality Burma; Major 
General, Minister of Construction (individual) [BURMA]
TUNGAMIRAI, Josiah; DOB 8 Oct 1948; Former Minister of State for 
Indigenization and Empowerment; Deceased (individual) [ZIMBABWE]
TUNISIAN COMBAT GROUP (a.k.a. GCT; a.k.a. GROUPE COMBATTANT TUNISIEN; 
a.k.a. JAMA'A COMBATTANTE TUNISIEN; a.k.a. JCT; a.k.a. TUNISIAN 
COMBATANT GROUP) [SDGT]
TURISMO HANSA S.A., Centro Comercial New Point Local 204, San Andres, 
Colombia; Avenida 4 Norte No. 19N-34 ofc. 302, Cali, Colombia; NIT 
 860027780-4 (Colombia) [SDNT]
U.I. INTERNATIONAL, United Kingdom [IRAQ2]
UDOMDET, Ronnayut (a.k.a. UDOMDECH, Ronnayuth), c/o SIAM NICE COMPANY 
LTD., Bangkok, Thailand; DOB 17 Jun 1967 (individual) [SDNTK]
UGANDA COMMERCIAL IMPEX, Kamaoja Area, Kanjokuu Street, Plot 22, 
Kampala, Uganda; P. O. Box 22709, Kampala, Uganda [DRCONGO]
UKSINI, Sami (a.k.a. UKSHINI, Sami); DOB 5 Mar 1963; POB Gjakova, Serbia 
and Montenegro (individual) [BALKANS]
ULSTER DEFENCE ASSOCIATION (a.k.a. ULSTER FREEDOM FIGHTERS), United 
Kingdom [SDGT]
ULVA FARM, Marondera, Zimbabwe [ZIMBABWE]
UMAR, Madhat Mursi Al-Sayyid; DOB 19 Oct 1953; POB Alexandria, Egypt; 
nationality Egypt (individual) [SDGT]
UMGUZA BLOCK FARM, Umguza, Zimbabwe [ZIMBABWE]
UMMAH TAMEER E-NAU (UTN) (a.k.a. FOUNDATION FOR CONSTRUCTION; a.k.a. 
NATION BUILDING; a.k.a. RECONSTRUCTION FOUNDATION; a.k.a. RECONSTRUCTION 
OF THE ISLAMIC COMMUNITY; a.k.a. RECONSTRUCTION OF THE MUSLIM UMMAH; 
a.k.a. UMMAH TAMEER I-NAU; a.k.a. UMMAH TAMIR E-NAU; a.k.a. UMMAH TAMIR 
I-NAU; a.k.a. UMMAT TAMIR E-NAU; a.k.a. UMMAT TAMIR-I-PAU), Street 13, 
Wazir Akbar Khan, Kabul, Afghanistan; 60-C, Nazim Ud Din Road, Islamabad 
F 8/4, Pakistan [SDGT]
UNIDAD CARDIOVASCULAR LTDA. (a.k.a. UNICA LTDA.), Calle 25 No. 5BN-08, 
Cali, Colombia; NIT  800232679-8 (Colombia) [SDNT]
UNIDAS S.A., Avenida 7 Norte No. 23N-81, Cali, Colombia; Avenida 7 Norte 
No. 23-74, Cali, Colombia; NIT  800080688-0 (Colombia) [SDNT]
UNIPAPEL S.A. (f.k.a. UNIPAPEL S.A. BOLSAS DE PAPEL PAPELES SOBRES), 
Carrera 52 No. 35-42, Medellin, Colombia; Calle 15 No. 26-400 
Urbanizacion Industrial Acopi, Yumbo, Colombia; Carrera 49B No. 75-109 
Ofc. 202, Barranquilla, Colombia; Autopista Cali-Yumbo, No. 26-400, 
Cali, Colombia; Carrera 122 no. 20-02, Cali, Colombia; Carrera 66 No. 7-
31, Bogota, Colombia; NIT  890301701-6 (Colombia) [SDNT]
UNITED FAIR AGENCIES, 1202 Carrian Center, 151 Gloucester Road, Wanchai, 
Hong Kong [CUBA]
UNITED SELF-DEFENSE FORCES OF COLOMBIA (a.k.a. AUC; a.k.a. AUTODEFENSAS 
UNIDAS DE COLOMBIA) [FTO] [SDGT] [SDNTK]
UNITED WA STATE ARMY (a.k.a. UNITED WA STATE PARTY; a.k.a. UWSA; a.k.a. 
UWSP) [SDNTK]
UNITY BANK, Bariman Avenue, P.O. Box 408, Khartoum, Sudan; Now part of 
BANK OF KHARTOUM GROUP [SUDAN]
URANGA ARTOLA, Kemen; DOB 25 May 1969; POB Ondarroa, Vizcaya Province, 
Spain; D.N.I. 30.627.290 (Spain); Member ETA (individual) [SDGT]
URBANIZACIONES Y CONSTRUCCIONES LTDA. DE CALI (f.k.a. URBANIZACIONES Y 
CONSTRUCCIONES LTDA.), Carrera 4 No. 12-41 of. 1403, Cali, Colombia; NIT 
 890306569-2 (Colombia) [SDNT]
URBANIZADORA ALTAVISTA INTERNACIONAL S.A. (f.k.a. TELNET S.A.; a.k.a. 
URBAVISTA), Calle 77 B No. 57-141, Ofc. 917, Barranquilla, Colombia; NIT 
 802014697-3 (Colombia) [SDNT]
URDINOLA BETANCOURT, Maritza, c/o CAJA SOLIDARIA, Bogota, Colombia; c/o 
COPSERVIR LTDA., Bogota, Colombia;

[[Page 668]]

DOB 16 Nov 1962; Cedula No. 31893467 (Colombia); Passport 31893467 
(Colombia) (individual) [SDNT]
URDINOLA GRAJALES, Ivan (a.k.a. URDINOLA GRAJALES, Jairo Ivan), c/o 
CONSTRUCTORA UNIVERSAL LTDA., Cali, Colombia; Calle 52 No. 28E-30, Cali, 
Colombia; Hacienda La Lorena, Zarzal, Valle del Cauca, Colombia; c/o 
AGROINVERSORA URDINOLA HENAO Y CIA. S.C.S., Cali, Colombia; c/o 
INDUSTRIAS AGROPECUARIAS DEL VALLE LTDA., Cali, Colombia; c/o 
INVERSIONES EL EDEN S.C.S., Cali, Colombia; c/o EXPLOTACIONES AGRICOLAS 
Y GANADERAS LA LORENA S.C.S., Cali, Colombia; DOB 1 Dec 60; Cedula No. 
94190353 (Colombia); Passport AD129003 (Colombia) (individual) [SDNT]
URDINOLA GRAJALES, Julio Fabio, Carrera 40 No. 5A-40, Cali, Colombia; c/
o CONSTRUCTORA E INMOBILIARIA URVALLE CIA. LTDA., Cali, Colombia; Cedula 
No. 16801454 (Colombia) (individual) [SDNT]
UREY, Benoni; DOB 22 JUN 1957; Passport D-00148399 (Liberia); Former 
Commissioner of Maritime Affairs OF Liberia; Diplomatic (individual) 
[LIBERIA]
URIBE GONZALEZ, Jose Abelardo, c/o COMERCIALIZADORA INTERNACIONAL VALLE 
DE ORO S.A., Cali, Colombia; c/o SERVICIOS INMOBILIARIAS LTDA., Cali, 
Colombia; c/o INMOBILIARIA U.M.V. S.A., Cali, Colombia; c/o CONSULTORIA 
EMPRESARIAL ESPECIALIZADA LTDA., Cali, Colombia; Cedula No. 16647906 
(Colombia) (individual) [SDNT]
URIBE URIBE, Miguel Angel, Calle Nevado de Toluca 845, Tijuana, Baja 
California, Mexico; c/o INMOBILIARIA ESTADO 29 S.A. DE C.V., Tijuana, 
Baja California, Mexico; c/o INMOBILIARIA LA PROVINCIA S.A. DE C.V., 
Tijuana, Baja California, Mexico; DOB 2 Aug 1957; POB Tijuana, Baja 
California, Mexico; C.U.R.P.  UIUM570802HBCRRG08 (Mexico) 
(individual) [SDNTK]
UTETE, Charles Manhamu; DOB 30 Oct 1938; Passport ZD002097 (Zimbabwe); 
Former Cabinet Secretary (individual) [ZIMBABWE]
UTHMAN, Omar Mahmoud (a.k.a. ABU ISMAIL; a.k.a. ABU UMAR, Abu Omar; 
a.k.a. AL-FILISTINI, Abu Qatada; a.k.a. TAKFIRI, Abu Umr; a.k.a. UMAR, 
Abu Umar; a.k.a. UTHMAN, Al-Samman; a.k.a. UTHMAN, Umar), London, United 
Kingdom; DOB 30 Dec 1960; alt. DOB 13 Dec 1960 (individual) [SDGT]
V.R. FRUIT COMPANY (a.k.a. BORISAT WI. A. FRUT CHAMKAT), 125 Mu 2, 
Tambon Mae Kha, Hang Dong district, Chiang Mai, Thailand [SDNTK]
VALDIVIESO FONTAL, Diego, c/o VALLADARES LTDA., Cali, Colombia; DOB 13 
Dec 1959; Cedula No. 16662362 (Colombia) (individual) [SDNT]
VALENCIA ARIAS, Jhon Gavy (a.k.a. VALENCIA ARIAS, John Gaby), Carrera 76 
No. 6-200 102, Cali, Colombia; c/o INVERSIONES BETANIA LTDA., Cali, 
Colombia; Avenida 7N No. 17A-46, Cali, Colombia; c/o INVERSIONES EL 
PENON S.A., Cali, Colombia; Cedula No. 16741491 (Colombia) (individual) 
[SDNT]
VALENCIA ARIAS, Luis Fernando, c/o INVERSIONES BETANIA LTDA., Cali, 
Colombia; c/o INVERSIONES EL PENON S.A., Cali, Colombia; c/o INVERSIONES 
GEMINIS S.A., Cali, Colombia; DOB 24 Sep 1962; Cedula No. 71626881 
(Colombia) (individual) [SDNT]
VALENCIA CORNELIO, Armando (a.k.a. CORNELIO VALENCIA, Armando; a.k.a. 
VALENCIA CABALLERO, Elias Armando; a.k.a. VALENCIA PENA, Armando); DOB 
15 Jun 1954; alt. DOB 28 Nov 1959; POB Mexico (individual) [SDNTK]
VALENCIA DE JARAMILLO, Maria Diocelina, c/o AGROPECUARIA LA ROBLEDA 
S.A., Cali, Colombia; DOB 8 May 1959; Cedula No. 31162155 (Colombia) 
(individual) [SDNT]
VALENCIA FRANCO, Manuel, c/o GANADERIAS DEL VALLE S.A., Cali, Colombia 
(individual) [SDNT]
VALENCIA GALLEGO, Jesus Antonio, c/o DISMERCOOP, Cali, Colombia; DOB 9 
Sep 1957; Cedula No. 16447249 (Colombia) (individual) [SDNT]
VALENCIA MARIN, Libardo Elias; DOB 23 Mar 1946; POB Colombia; Cedula No. 
8225623 (Colombia) (individual) [SDNT]
VALENCIA MARTINEZ, Alberto Alfredo, Avenida Hipodromo 19, Colonia 
Hipodromo, Tijuana, Baja California, Mexico; Blvd. Fundadores 0, Colonia 
El Rubi, Tijuana, Baja California, Mexico; Calle Lomas Altas 1480, 
Colonia Lomas de Agua Caliente, Tijuana, Baja California, Mexico; c/o 
INMOBILIARIA TIJUANA COSTA S.A. DE C.S., Tijuana, Baja California, 
Mexico; Calle Geiser 101, Colonia Colinas de Agua Caliente, Tijuana, 
Baja California, Mexico; Avenida I.T.R. 2207, Colonia Tecnologico, 
Tijuana, Baja California, Mexico; Calle Coronado 21760, Colonia Mesetas 
del Guaycura, Tijuana, Baja California, Mexico; DOB 8 Apr 1949; POB 
Tijuana, Baja California, Mexico; C.U.R.P.  VAMA490408HBCLRL08 
(Mexico); R.F.C.  VAMA-490408-C6A (Mexico) (individual) [SDNTK]
VALENCIA OBANDO, William, c/o GRAN MUELLE S.A., Buenaventura, Colombia; 
DOB 28 Oct 1969; Cedula No. 79245681 (Colombia); Passport 79245681 
(Colombia) (individual) [SDNT]
VALENCIA TRUJILLO, Adela (a.k.a. VALENCIA DE MEDINA, Adela), c/o CREDISA 
S.A., Cali, Colombia; c/o COMPANIA DE FOMENTO MERCANTIL

[[Page 669]]

S.A., Cali, Colombia; c/o UNIDAS S.A., Cali, Colombia; Carrera 4 No. 11-
45 Ofc. 503, Cali, Colombia; DOB 20 Oct 1954; POB Cali, Valle, Colombia; 
Cedula No. 31277251 (Colombia); Passport 31277251 (Colombia) 
(individual) [SDNT]
VALENCIA TRUJILLO, Agueda, c/o CREDISA S.A., Cali, Colombia; c/o 
COMPANIA DE FOMENTO MERCANTIL S.A., Cali, Colombia; c/o PARQUE 
INDUSTRIAL PROGRESO S.A., Yumbo, Colombia; Carrera 4 No. 11-45 Ofc. 506, 
Cali, Colombia; Carrera 5 No. 17-66, Cali, Colombia; c/o CONSTRUCCIONES 
PROGRESO DEL PUERTO S.A., Puerto Tejada, Colombia; Calle 9N A 3-37 Apt. 
701, Cali, Colombia; c/o UNIDAS S.A., Cali, Colombia; DOB 10 Aug 1959; 
POB Cali, Valle, Colombia; Cedula No. 38943524 (Colombia); Passport 
38943524 (Colombia) (individual) [SDNT]
VALENCIA TRUJILLO, Carmen Emilia (a.k.a. VALENCIA DE VICTORIA, Carmen 
Emilia), c/o UNIDAS S.A., Cali, Colombia; Carrera 37 No. 8-26, Cali, 
Colombia; c/o CREDISA S.A., Cali, Colombia; DOB 08 Apr 1952; POB Cali, 
Valle, Colombia; Cedula No. 31244070 (Colombia); Passport 31244070 
(Colombia) (individual) [SDNT]
VALENCIA TRUJILLO, Guillermo, Carrera 66 No. 7-31, Bogota, Colombia; 
Calle 67 Norte No. 8-85, Cali, Colombia; Calle 93A No. 14-17 Ofc. 711, 
Bogota, Colombia; Calle 93N No. 14-20 Ofc. 601, Bogota, Colombia; DOB 19 
Oct 1947; POB Cali, Valle, Colombia; Cedula No. 14942909 (Colombia); 
Passport 14942909 (Colombia) (individual) [SDNT]
VALENCIA TRUJILLO, Joaquin Mario, Carrera 122 No. 20-02, Cali, Colombia; 
Avenida 7 Norte No. 23N-81, Cali, Colombia; DOB 21 Aug 1957; POB Cali, 
Valle, Colombia; Cedula No. 16626888 (Colombia); Driver's License No. 
76001000150900 (Colombia); Passport 16626888 (Colombia); alt. Passport 
AC030971 (Colombia) (individual) [SDNT]
VALENCIA, Reynel (a.k.a. VALENCIA, Reinel), c/o INMOBILIARIA U.M.V. 
S.A., Cali, Colombia; c/o GANADERIAS DEL VALLE S.A., Cali, Colombia; c/o 
COMERCIALIZADORA INTERNACIONAL VALLE DE ORO S.A., Cali, Colombia; DOB 19 
Nov 1954; Cedula No. 16258610 (Colombia) (individual) [SDNT]
VALENZUELA OTALORA, Manuel Enrique, c/o CAJA SOLIDARIA, Bogota, 
Colombia; c/o COPSERVIR LTDA., Bogota, Colombia; c/o MEGAPHARMA LTDA., 
Bogota, Colombia; Cedula No. 7695208 (Colombia) (individual) [SDNT]
VALERO JIMENEZ, Alejandro, c/o UNIDAD CARDIOVASCULAR LTDA., Cali, 
Colombia; 826 SW Canary Terrace, Port St. Lucie, FL 34953; Transversal 
18 No. 102-42 apto. 401, Bogota, Colombia; DOB 25 Oct 1967; POB Cali, 
Colombia; Cedula No. 16746340 (Colombia); Passport P059298 (Colombia) 
(individual) [SDNT]
VALERO JIMENEZ, Luis Hernan, Spain; Avenida 4N No. 19N-34, Cali, 
Colombia; DOB 22 Sep 1965; Cedula No. 16723237 (Colombia); Passport 
16723237 (Colombia) (individual) [SDNT]
VALERO SANCHEZ, Francisco Javier, c/o UNIDAD CARDIOVASCULAR LTDA., Cali, 
Colombia; c/o ASESORIAS OCUPACIONALES LTDA., Cali, Colombia; Cedula No. 
2436976 (Colombia) (individual) [SDNT]
VALETTA SHIPPING CORPORATION, c/o EMPRESA DE NAVEGACION MAMBISA, 
Apartado 543, San Ignacio 104, Havana, Cuba [CUBA]
VALLADARES LTDA. (f.k.a. AGROPECUARIA BETANIA LTDA.), Carrera 61 No. 11-
58, Cali, Colombia; Calle 70N No. 14-31, Cali, Colombia; NIT  
890329123-0 (Colombia) [SDNT]
VALLE COMUNICACIONES LTDA. (a.k.a. VALLECOM), Carrera 60 No. 2A-107, 
Cali, Colombia [SDNT]
VALLE DE ORO S.A., Pollo Tanrico Km 17 Recta Cali-Palmira, Palmira, 
Colombia; Cali, Colombia; NIT  890331067-2 (Colombia) [SDNT]
VALLEJO BAYONA, Diego, c/o MATERIAS PRIMAS Y SUMINISTROS S.A., Bogota, 
Colombia; c/o COMEDICAMENTOS S.A., Bogota, Colombia; c/o LABORATORIOS 
KRESSFOR DE COLOMBIA S.A., Bogota, Colombia; c/o ADMACOOP, Bogota, 
Colombia; c/o LABORATORIOS PROFARMA LTDA., Bogota, Colombia; Cedula No. 
19285053 (Colombia); Passport 19285053 (Colombia) (individual) [SDNT]
VALLEJO FRANCO, Inigo; DOB 21 May 1976; POB Bilbao (Vizcaya Province), 
Spain; D.N.I. 29.036.694; member ETA (individual) [SDGT]
VALOR LTDA. S.C.S., Carrera 4 No. 17-20, Popayan, Colombia; NIT 
 800009030-4 (Colombia) [SDNT]
VALORES CORPORATIVOS ESPANOLES S.L., Calle Zurbano 76, 7, Madrid, 
Madrid, Spain; Calle Consuegra 3, 28036 Madrid, Madrid, Spain; C.I.F. 
B81681447 (Spain) [SDNT]
VALORES CORPORATIVOS S.A. (a.k.a. VALORCORP S.A.), Transversal 9 No. 55-
97 Of. 401, Bogota, Colombia; NIT  830015542-7 (Colombia) 
[SDNT]
VALORES MOBILIARIOS DE OCCIDENTE S.A., Avenida Colombia No. 2-45, Cali, 
Colombia; Carrera 1 No. 2-45, Cali, Colombia; Bogota, Colombia; Avenida 
6 Norte No. 23DN-16, Cali, Colombia; Carrera 100 No. 11-90 of. 602, 
Cali, Colombia; NIT  800249439-1 (Colombia) [SDNT]
VALPARK, S.A. DE C.V., Paseo de los Heroes y Sanchez Taboada, CP 22320, 
Tijuana, Baja California, Mexico; Avenida David Alfaro Siquieiros 2789, 
Ofc. 201A, Colonia Zona Rio, Tijuana, Baja California, Mexico [SDNTK]

[[Page 670]]

VANOY MURILLO, Ramiro (a.k.a. VANOY RAMIREZ, Ramiro; a.k.a. ``CUCO''), 
Carrera 86 No. 13B-89, Apt. 302F, Cali, Colombia; DOB 31 Mar 1948; POB 
Yacopi, Cundinamarca, Colombia; citizen Colombia; nationality Colombia; 
Cedula No. 462653 (Colombia) (individual) [SDNT]
VARELA SERNA, Carlos Heneris (a.k.a. ``COLITAS''), c/o COOPERATIVA DE 
SERVICIO DE TRANSPORTE DE CARGA DE COLOMBIA LTDA., Barranquilla, 
Colombia; c/o TRANSPORTES MICHAEL LTDA., Barranquilla, Colombia; c/o 
CENTRO DE BELLEZA SHARY VERGARA, Barranquilla, Colombia; DOB 11 Jan 
1956; POB Cali, Colombia; Cedula No. 16632290 (Colombia) (individual) 
[SDNT]
VARELA, Wilber (a.k.a. GARCIA GARCIA, Jairo; a.k.a. GARCIA VARELA, 
Wilber Alirio; a.k.a. VARELA FAJARDO, Wilber Alirio; a.k.a. VARELA, 
Fredy; a.k.a. VARELA, Wilber Alirio; a.k.a. VARELA, Wilmer; a.k.a. ``DON 
JAIRO''; a.k.a. ``JABON''), Carrera 85 No. 14A-57, Cali, Colombia; Calle 
11 No. 4-442, Ofc. 722, Cali, Colombia; Calle 22 No. 15-53, Armenia, 
Quindio, Colombia; Calle 30 No. 23B-22, Cali, Colombia; DOB 06 Nov 1954; 
POB Roldanillo, Valle, Colombia; alt. POB Armenia, Quindio, Colombia; 
citizen Colombia; Cedula No. 16545384 (Colombia); alt. Cedula No. 
16891223 (Colombia); Passport AF427757 (Colombia) (individual) [SDNT]
VARGAS ALBA, Cesar Augusto, c/o COMERCIALIZADORA COLOMBIAN MONEY 
EXCHANGE LTDA., Bogota, Colombia; DOB 27 Aug 1969; POB Colombia; citizen 
Colombia; nationality Colombia; Cedula No. 79578481 (Colombia); Passport 
AI980101 (Colombia) (individual) [SDNTK]
VARGAS ALBA, Jorge Leandro (a.k.a. ``EL CANOSO''), c/o COMERCIALIZADORA 
COLOMBIAN MONEY EXCHANGE LTDA., Bogota, Colombia; DOB 17 Jan 1968; POB 
Colombia; citizen Colombia; nationality Colombia; Cedula No. 17642230 
(Colombia); Passport AI263725 (Colombia) (individual) [SDNTK]
VARGAS ARIAS, Jorge Eliecer, Calle 165 No. 25-65 Apartamento 503, 
Bogota, Colombia; c/o COMERCIALIZADORA COLOMBIAN MONEY EXCHANGE LTDA., 
Bogota, Colombia; DOB 22 Nov 1952; POB Colombia; citizen Colombia; 
nationality Colombia; Cedula No. 4894606 (Colombia); Passport 4894606 
(Colombia) (individual) [SDNTK]
VARGAS CANTOR, Horacio, c/o FOGENSA S.A., Bogota, Colombia; c/o 
FARMACOOP, Bogota, Colombia; c/o DROCARD S.A., Bogota, Colombia; c/o 
GENERICOS ESPECIALES S.A., Bogota, Colombia; c/o SHARVET S.A., Bogota, 
Colombia; DOB 30 Dec 1960; Cedula No. 79201297 (Colombia); Passport 
79201297 (Colombia) (individual) [SDNT]
VARGAS DUQUE, Adriana, c/o PROSALUD Y BIENESTAR S.A., Cali, Colombia; c/
o PROSPECTIVA E.U., Cali, Colombia; c/o DISTRIBUIDORA SANAR DE COLOMBIA 
S.A., Cali, Colombia; c/o COMERCIALIZADORA INTERTEL S.A., Cali, 
Colombia; DOB 20 May 1974; Cedula No. 66902221 (Colombia); Passport 
66902221 (Colombia) (individual) [SDNT]
VARGAS GARCIA, Carlos Alberto, Quito, Ecuador; c/o DISTRIBUIDORA DE 
DROGAS CONDOR LTDA., Bogota, Colombia; c/o RIONAP COMERCIO Y 
REPRESENTACIONES S.A., Quito, Ecuador; Cedula No. 4578620 (Colombia) 
(individual) [SDNT]
VARGAS LOPEZ, Gustavo Adolfo, c/o INDUSTRIA MADERERA ARCA LTDA., Cali, 
Colombia; c/o AGROPECUARIA LA ROBLEDA S.A., Cali, Colombia; c/o 
COLOMBIANA DE CERDOS LTDA., Pereira, Colombia; c/o MATADERO 
METROPOLITANO LTDA., Pereira, Colombia; c/o INVERSIONES VILLA PAZ S.A., 
Cali, Colombia; DOB 3 Nov 1955; Cedula No. 6457925 (Colombia) 
(individual) [SDNT]
VARGAS PERDOMO, Eugenio (a.k.a. DORNELES DE MENEZES, Francisco; a.k.a. 
``CARLOS BOLAS''); DOB 19 Nov 1969; POB Puerto Lopez, Meta, Colombia; 
Cedula No. 17344616 (Colombia) (individual) [SDNTK]
VARGAS RUEDA, Nelson (a.k.a. ``ALFREDO''; a.k.a. ``HUGO''); DOB 27 Apr 
1970; Cedula No. 77130763 (Colombia) (individual) [SDNTK]
VARGAS SOLER, Sandra Milena, c/o COMERCIALIZADORA COLOMBIAN MONEY 
EXCHANGE LTDA., Bogota, Colombia; DOB 05 Jan 1980; POB Colombia; citizen 
Colombia; nationality Colombia; Cedula No. 40047576 (Colombia) 
(individual) [SDNTK]
VARGAS VARGAS, Flor Yadira, c/o ADMACOOP, Bogota, Colombia; c/o CODISA, 
Bogota, Colombia; DOB 11 Jul 1971; Cedula No. 52584018 (Colombia); 
Passport 52584018 (Colombia) (individual) [SDNT]
VARGAS VASQUEZ, Jorge Alberto, c/o DISTRIEXPORT S.A., Bogota, Colombia; 
c/o AMERICANA DE COSMETICOS S.A., Bogota, Colombia; DOB 30 Jun 1960; 
Cedula No. 19401630 (Colombia); Passport 19401630 (Colombia) 
(individual) [SDNT]
VASIC, Dragomir, Bosnia and Herzegovina; DOB 1964; POB Brnjica, Bosina-
Herzegovina (individual) [BALKANS]
VASILJEVIC, Mitar; DOB 25 Aug 1954; POB Durevici, Bosnia-Herzegovina; 
ICTY indictee (individual) [BALKANS]
VASQUES, Oscar D. (a.k.a. VAZQUEZ, Oscar D.), Panama (individual) [CUBA]
VASQUEZ DIAZ, Augusto de Jesus, c/o FLORIDA SOCCER CLUB S.A., Medellin,

[[Page 671]]

Colombia; POB Colombia; Cedula No. 3333064 (Colombia) (individual) 
[SDNT]
VAZ, Jose, 20 Ironmonger Lane, London EC2V 8EY, United Kingdom; Managing 
Director, Havana International Bank (individual) [CUBA]
VEGA, Rosalba, c/o GLAJAN S.A., Bogota, Colombia; c/o GENERICOS 
ESPECIALES S.A., Bogota, Colombia; c/o BONOMERCAD S.A., Bogota, 
Colombia; c/o DECAFARMA S.A., Bogota, Colombia; c/o PATENTES MARCAS Y 
REGISTROS S.A., Bogota, Colombia; c/o SHARPER S.A., Bogota, Colombia; 
DOB 22 Sep 1955; Cedula No. 21132758 (Colombia); Passport 21132758 
(Colombia) (individual) [SDNT]
VELARDE SARABIA, Antonio, c/o COMERCIALIZADORA TOQUIN, S.A. DE. C.V., 
Guadalajara, Jalisco, Mexico; c/o COMERCIAL JOANA, S.A. DE C.V., 
Guadalajara, Jalisco, Mexico; Calle Hidalgo No. 537 Oriente, Col. 
Centro, Culiacan, Sinaloa, Mexico; c/o COMERCIAL DOMELY, S.A. DE C.V., 
Toluca, Mexico, Mexico; DOB 27 Oct 1977; citizen Mexico; nationality 
Mexico; R.F.C. VESA771027B50 (Mexico) (individual) [SDNTK]
VELASQUEZ SCARPETTA, Elizabeth, c/o SOLUCIONES COOPERATIVAS, Bogota, 
Colombia; c/o COPSERVIR LTDA., Bogota, Colombia; Cedula No. 31844085 
(Colombia) (individual) [SDNT]
VELASQUEZ, Miguel Angel, c/o ADMINISTRADORA DE SERVICIOS VARIOS CALIMA 
S.A., Cali, Colombia; c/o ASESORIAS ECONOMICAS MUNOZ SANTACOLOMA E.U., 
Cali, Colombia; c/o CHAMARTIN S.A., Cali, Colombia; Cedula No. 16305012 
(Colombia); Passport 16305012 (Colombia) (individual) [SDNT]
VELAZQUEZ HERNANDEZ, Juan Gabriel, Callejon Revolucion 1050, Colonia 
Zona Centro, Tijuana, Baja California, Mexico; c/o GS PLUS CONSULTORES, 
S.A. DE C.V., Tijuana, Baja California, Mexico; DOB 20 Mar 1975; POB 
Tijuana, Baja California, Mexico (individual) [SDNTK]
VELEZ MONTES, William, c/o INVERSIONES Y COMERCIALIZADORA INCOM LTDA., 
Cali, Colombia; c/o INTERCONTINENTAL DE AVIACION S.A., Bogota, Colombia; 
Calle 92 No. 19-70 Apt. 304, Bogota, Colombia; DOB 24 May 1943; POB 
Tulua, Valle, Colombia; Cedula No. 17086144 (Colombia); Passport 
PE019274 (Colombia); alt. Passport PE029301 (Colombia); alt. Passport 
AF870847 (Colombia) (individual) [SDNT]
VELEZ RENGIFO, Piedad, c/o INTERCONTINENTAL DE AVIACION S.A., Bogota, 
Colombia; Carrera 15 No. 127A-33 Apt. 605, Bogota, Colombia; c/o 
DESARROLLOS AGROINDUSTRIALES S.A., Bogota, Colombia; Avenida El Logo 
Calle Chiminangos Casa No. 3, Cali, Colombia; c/o ACCIRENT S.A., Bogota, 
Colombia; DOB 22 Oct 1959; POB Cali, Colombia; Cedula No. 31835778 
(Colombia); Passport AD217712 (Colombia); alt. Passport AF314384 
(Colombia) (individual) [SDNT]
VERA ROSAS, Gonzalo, c/o FARMA 3.000 LIMITADA, Barranquilla, Colombia; 
DOB 19 Sep 1968; Cedula No. 79136661 (Colombia); Passport 79136661 
(Colombia) (individual) [SDNT]
VERANILLO DIVE CENTER LTDA. (a.k.a. CLUB DE PESCA VERANILLO), Via 40 No. 
67-42, Barranquilla, Colombia; NIT  802008393-5 (Colombia) 
[SDNT]
VESTIMENTA J Y J S. DE H., Calle 78 No. 53-70, Local 112, Barranquilla, 
Colombia; NIT  802001338-8 (Colombia) [SDNT]
VIACON INTERNATIONAL, INC., Apartment 7B Torre Mar Building, Punta 
Paitilla Area, Panama City, Panama [CUBA]
VIACON INTERNATIONAL, INC., France Field, Colon Free Zone, Panama [CUBA]
VIAJES GUAMA, S.A., Spain [CUBA]
VIAJES MERCURIO LTDA., Carrera 3 No. 10-02 Local 113, Cali, Colombia 
[SDNT]
VIAL COMPANY, DE [LIBERIA]
VICTORIA CASTANO, Alvaro, Carrera 3A Norte No. 42A-43, Cali, Colombia; 
c/o CREDISA S.A., Cali, Colombia; Cedula No. 14933828 (Colombia); 
Passport 14933828 (Colombia) (individual) [SDNT]
VICTORIA POTES, Nestor Raul, c/o INVERSIONES VILLA PAZ S.A., Cali, 
Colombia; c/o AGROPECUARIA LA ROBLEDA S.A., Cali, Colombia; Calle 70N 
No. 14-31, AA26397, Cali, Colombia; c/o AGROPECUARIA BETANIA LTDA., 
Cali, Colombia; c/o INDUSTRIA AVICOLA PALMASECA S.A., Cali, Colombia; c/
o ADMINISTRACION INMOBILIARIA S.A., Cali, Colombia; c/o PROHUEVO DE 
COLOMBIA LTDA., Cali, Colombia; c/o GANADERIAS DEL VALLE S.A., Cali, 
Colombia; DOB 25 Nov 1951; Cedula No. 16247701 (Colombia) (individual) 
[SDNT]
VICTORIA, Mercedes, c/o INVERSIONES GEELE LTDA., Bogota, Colombia; c/o 
COLOR 89.5 FM STEREO, Cali, Colombia; c/o COMPAX LTDA., Cali, Colombia; 
c/o LABORATORIOS KRESSFOR, Bogota, Colombia (individual) [SDNT]
VILA MICHELENA, Fermin; DOB 12 Mar 1970; POB Irun, Guipuzcoa Province, 
Spain; D.N.I. 15.254.214 (Spain); Member ETA (individual) [SDGT]
VILLA DE ARTE S. DE H. (a.k.a. VILLA D'ARTE), Aereo Apartado 51881, 
Barranquilla, Colombia; Carrera 54 No. 74-79, Barranquilla, Colombia; 
NIT  800125346-2 (Colombia) [SDNT]
VILLA OSPINA, Mauricio, c/o CHAMARTIN S.A., Cali, Colombia; c/o 
ADMINISTRADORA DE SERVICIOS VARIOS CALIMA S.A., Cali, Colombia; Cedula 
No. 16365834 (Colombia); Passport 16365834 (Colombia) (individual) 
[SDNT]
VILLA VINASCO, Armando Alonso, Miranda, Cauca, Colombia; Calle Angel 
Larra,

[[Page 672]]

4, Madrid 28027, Spain; DOB 24 Oct 1960; Cedula No. 16645357 (Colombia) 
(individual) [SDNT]
VILLADA ZUNIGA, Elmer, Calle 15 No. 20-10, Cali, Colombia; c/o TAURA 
S.A., Cali, Colombia; Cedula No. 14988902 (Colombia) (individual) [SDNT]
VILLANUEVA MADRID, Mario Ernesto; DOB 2 July 1949; POB Quintana Roo, 
Mexico (individual) [SDNTK]
VILLARO LTDA., Calle 69 No. 10A-53 of. 502, Bogota, Colombia; NIT 
 830117443-4 (Colombia) [SDNT]
VILLAROSA INVESTMENTS CORPORATION, Panama City, Panama; C.R. No. 312563/
48824/0058 (Panama) [SDNT]
VILLAROSA INVESTMENTS FLORIDA, INC., 780 NW Le Jeune Road, Suite 516, 
Miami, FL 33126; 780 NW 42nd Avenue, Suite 516, Miami, FL 33126; 9100 
South Dadeland Boulevard, Suite 912, Miami, FL 33156; US FEIN 650439600 
(United States) [SDNT]
VILLASENOR COVARRUBIAS, Jorge Miguel, Av. de las Rocas 1548, Fracc. 
Playas de Tijuana, Tijuana, Baja California, Mexico; c/o MULTISERVICIOS 
BRAVIO, S.A. DE C.V., Tijuana, Baja California, Mexico; Prv. Montecarlo 
12106, Colonia Res. Agua Caliente, Tijuana, Baja California CP 22480, 
Mexico; Av. Via Rapida S/N, Colonia Zona Rio, Tijuana, Baja California, 
Mexico; DOB 31 May 1948; POB Distrito Federal, Mexico; R.F.C. VICJ-
480531-RJ7 (Mexico) (individual) [SDNTK]
VILLEGAS ARIAS, Maria Deisy (a.k.a. VILLEGAS ARIAS, Maria Deicy), c/o 
CONSTRUEXITO S.A., Cali, Colombia; c/o CONCRETOS CALI S.A., Cali, 
Colombia; Calle 66 No. 1A-6 51, Cali, Colombia; c/o GANADERIAS DEL VALLE 
S.A., Cali, Colombia; c/o SOCOVALLE LTDA., Cali, Colombia; c/o INDUSTRIA 
MADERERA ARCA LTDA, Cali, Colombia; DOB 16 Jul 1961; Cedula No. 31200871 
(Colombia) (individual) [SDNT]
VILLEGAS BOLANOS, Silver Amido, c/o GANADERIAS DEL VALLE S.A., Cali, 
Colombia; c/o CONSULTORIA EMPRESARIAL ESPECIALIZADA LTDA., Cali, 
Colombia; c/o CONCRETOS CALI S.A., Cali, Colombia; c/o ADMINISTRACION 
INMOBILIARIA BOLIVAR S.A., Cali, Colombia; DOB 15 Aug 1954; Cedula No. 
10480869 (Colombia) (individual) [SDNT]
VILLOTA GALVIS, Eliseo Fernando, c/o FARMACOOP, Bogota, Colombia; c/o 
CODISA, Bogota, Colombia; c/o JOMADA DE COSTA RICA S.A., San Jose, Costa 
Rica; c/o LABORATORIOS KRESSFOR DE COLOMBIA S.A., Bogota, Colombia; c/o 
MATSUM S.A., Bogota, Colombia; DOB 13 May 1945; Cedula No. 17118703 
(Colombia); Passport 17118703 (Colombia) (individual) [SDNT]
VINALES TOURS, Cancun, Mexico [CUBA]
VINALES TOURS, Guadalajara, Mexico [CUBA]
VINALES TOURS, Roma, Mexico [CUBA]
VINALES TOURS, Mexico City, Mexico [CUBA]
VINALES TOURS, Monterey, Mexico [CUBA]
VINCK, Patricia (a.k.a. VINCK, Souraya P.), 69 Rue des Bataves, 1040 
Etterbeek, Brussels, Belgium; Vaatjesstraat, 29, 2580 Putte, Belgium; 
DOB 04 Jan 1965; POB Antwerp, Belgium (individual) [SDGT]
VIOLET NAVIGATION CO. LTD., c/o EMPRESA DE NAVEGACION MAMBISA, Apartado 
543, San Ignacio 104, Havana, Cuba [CUBA]
VISCAYA LTDA. (a.k.a. VIZCAYA LTDA.), Km 7 Via Cartago-Obando, Hacienda 
El Vergel, Cartago, Colombia; Carrera 4 No. 12-20 of. 206, Cartago, 
Valle, Colombia; Carrera 3 No. 11-99, Cartago, Valle, Colombia; NIT 
 800054357-8 (Colombia) [SDNT]
VOL PHARMACYA LTDA. (a.k.a. VOL PHARMACIA LTDA.), Calle 12 No. 8-34/36, 
Cucuta, Colombia; NIT  807005617-4 (Colombia) [SDNT]
VRACAR, Milenko, Bosnia and Herzegovina; DOB 15 May 1956; POB Nisavici, 
Prijedor, Bosnia-Herzegovina (individual) [BALKANS]
VUKOVIC, Zoran; DOB 6 Sep 1955; POB Brusna, Bosnia-Herzegovina; ICTY 
indictee (individual) [BALKANS]
WAD MADANI DUTY FREE SHOP, Wad Madani, Sudan [SUDAN]
WADDANI, Habib, Via unica Borighero n.1, San Donato M.se (MI), Italy; 
DOB 10 Jun 1970; POB Tunis, Tunisia; nationality Tunisia; Italian Fiscal 
Code WDDHBB70H10Z352O; Passport L550681 issued 23 Sep 1997 expires 22 
Sep 2002 (individual) [SDGT]
WADENA SHIPPING CORPORATION, c/o EMPRESA DE NAVEGACION MAMBISA, Apartado 
543, San Ignacio 104, Havana, Cuba [CUBA]
WAFA HUMANITARIAN ORGANIZATION (a.k.a. AL WAFA; a.k.a. AL WAFA 
ORGANIZATION; a.k.a. WAFA AL-IGATHA AL-ISLAMIA) [SDGT]
WAFRA CHEMICALS & TECHNO-MEDICAL SERVICES LIMITED, Khartoum, Sudan 
[SUDAN]
WAFRA PHARMA LABORATORIES (a.k.a. WAFRA PHARMACEUTICALS; a.k.a. 
WAFRAPHARMA LABORATORIES), Main Street, P.O. Box 2032, Omdurman, Sudan; 
E-mail Address [email protected] (Sudan) [SUDAN]
WAHHAB, Wi'am (a.k.a. WAHAB, Wiyam; a.k.a. WAHHAB, Wiam; a.k.a. WIHAB, 
Wi'am; a.k.a. WIHAB, Wiyam); DOB 1964; POB Al-Jahiliya, Shuf Mountains, 
Lebanon (individual) [LEBANON]
WALDENBERG, AG (f.k.a. AL TAQWA TRADE, PROPERTY AND INDUSTRY; f.k.a. AL 
TAQWA TRADE, PROPERTY

[[Page 673]]

AND INDUSTRY COMPANY LIMITED; f.k.a. AL TAQWA TRADE, PROPERTY AND 
INDUSTRY ESTABLISHMENT; f.k.a. HIMMAT ESTABLISHMENT), c/o Asat Trust 
Reg., Altenbach 8, Vaduz 9490, Liechtenstein; Via Posero, 2, 22060 
Compione d'Italia, Italy [SDGT]
WAN MIN, Wan Mat (a.k.a. WAN MIN, bin Wan Mat); DOB 23 Sept 1960; POB 
Malaysia; nationality Malaysia (individual) [SDGT]
WAU FRUIT AND VEGETABLE CANNING FACTORY, P.O. Box 110, Wau, Sudan 
[SUDAN]
WEI, Hsueh Kang (a.k.a. CHARNCHAI, Chiwinnitipanya; a.k.a. 
CHEEWINNITTIPANYA, Prasit; a.k.a. CHIVINNITIPANYA, Prasit; a.k.a. 
CHIWINNITIPANYA, Charnchai; a.k.a. PRASIT, Cheewinnittipanya; a.k.a. 
PRASIT, Chivinnitipanya; a.k.a. WEI, Shao-Kang; a.k.a. WEI, Sia-Kang; 
a.k.a. WEI, Xuekang); DOB 29 Jun 1952; alt. DOB 29 May 1952; Passport 
E091929 (Thailand); alt. Passport Q081061 (Thailand) (individual) 
[SDNTK]
WEST ISLAND SHIPPING CO. LTD., c/o UNION MARITIMA PORTUARIA, 9-Piso, 
Apartado B, Esquina Cuarteles y Pena Pobre 60, Havana Vieja, Havana, 
Cuba [CUBA]
WEST ISLANDS (vessel) [CUBA]
WESTBOUND LTD, P.O. Box 399, 26 Main Street, Gibraltar, United Kingdom 
[LIBERIA]
WHALE SHIPPING LTD., c/o Government of Iraq, State Organization of 
Ports, Maqal, Basrah, Iraq [IRAQ2]
WHITE NILE BATTERY COMPANY, Khartoum, Sudan [SUDAN]
WHITE NILE BREWERY, P.O. Box 1378, Khartoum, Sudan [SUDAN]
WHITE NILE TANNERY, P.O. Box 4078, Khartoum, Sudan [SUDAN]
WHITE SWAN SHIPPING CO. LTD., c/o EMPRESA DE NAVEGACION CARIBE, Edificio 
Lonja del Comercio, Lamparilla 2, Caja Postal 1784, Havana 1, Cuba 
[CUBA]
WIN, Kyaw; DOB 3 Jan 1944; citizen Burma; nationality Burma; Lieutenant-
General; Chief of Bureau of Special Operation 2; Member, State Peace and 
Development Council (individual) [BURMA]
WIN, Nyan; DOB 22 Jan 1953; citizen Burma; nationality Burma; Major 
General; Minister of Foreign Affairs (individual) [BURMA]
WIN, Soe; DOB 10 May 1947; citizen Burma; nationality Burma; Lieutenant-
General; Prime Minister; Member, State Peace and Development Council 
(individual) [BURMA]
WONG, Moon Chi (a.k.a. CHAN, Shu Sang; a.k.a. CHAN, Shusang; a.k.a. 
CHEN, Bing Shen; a.k.a. CHEN, Bingshen; a.k.a. CHEN, Shu Sheng; a.k.a. 
CHEN, Shusheng; a.k.a. DU, Yu Rong; a.k.a. DU, Yurong; a.k.a. HU, Chi 
Shu; a.k.a. HU, Chishu; a.k.a. HUANG, Man Chi; a.k.a. HUANG, Manchi; 
a.k.a. WONG, Kam Kong; a.k.a. WONG, Kamkong; a.k.a. WONG, Moonchi; 
a.k.a. WONG, Mun Chi; a.k.a. WONG, Munchi; a.k.a. WU, Chai Su; a.k.a. 
WU, Chaisu; a.k.a. ZHANG, Jiang Ping; a.k.a. ZHANG, Jiangping; a.k.a. 
``CHI BANG''), Hong Kong, China; DOB 18 Mar 1961; alt. DOB 21 Apr 1945; 
alt. DOB 08 Aug 1958; alt. DOB 03 Aug 1958; alt. DOB 08 Feb 1955; alt. 
DOB 25 Jan 1947; POB China; citizen China; alt. citizen Cambodia; 
nationality China; British National Overseas Passport 750200421 (United 
Kingdom); National ID No. D489833(9) (Hong Kong); Passport 611657479 
(China); alt. Passport 2355009C (China) (individual) [SDNTK]
WORLD LINE SYSTEM S.A., Calle 46 No. 45A-38, Palmira, Valle, Colombia; 
Avenida 6 Norte No. 23N-85, Cali, Colombia; NIT  815003764-9 
(Colombia) [SDNT]
WORLD TRADE LTDA., Carrera 8 No. 16-77, Ibague, Colombia; NIT  
809008109-5 (Colombia) [SDNT]
WORLD WORKING COMERCIALIZADORA INTERNACIONAL S.A. (f.k.a. C.I. GLOS'S 
INTERNATIONAL S.A.; a.k.a. WORLD WORKING C.I.), Carrera 10 No. 31-01 
Zona Industrial Los Mangos, Cali, Colombia; NIT  805023286-9 
(Colombia) [SDNT]
WORRELL, Gareth Bruce (a.k.a. WORRELL MURRAY, Gareth Bruce; a.k.a. 
WORRELL MURRAY, Garrett; a.k.a. ``GARETH MOREY''); DOB 19 Jun 1971; alt. 
DOB 19 Jan 1971; POB Belize; Passport 0159817 (Belize) (individual) 
[SDNT]
XHAFERI, Shefit; DOB 1960 (individual) [BALKANS]
XHEMAJLI, Emrush; DOB 5 May 1959; POB Urosevac, Serbia and Montenegro 
(individual) [BALKANS]
XHEMAJLI, Muhamet; DOB 8 Feb 1958; POB Muhovac, Serbia and Montenegro 
(individual) [BALKANS]
YA MAHDI INDUSTRIES GROUP (a.k.a. YA MAHDI INDUSTRIAL COMPLEX; a.k.a. YA 
MAHDI INDUSTRIAL RESEARCH COMPLEX; a.k.a. ``YMA''), PO Box 19395-4731, 
Tehran, Iran [NPWMD]
YAM, Melvia Isabel Gallegos, Merida, Mexico (individual) [CUBA]
YAMAHA VERANILLO DISTRIBUIDORES, Via 40 No. 67-42, Barranquilla, 
Colombia [SDNT]
YAMARU TRADING CO., LTD., Tokyo, Japan [CUBA]
YANDARBIEV, Zelimkhan Ahmedovich Abdul Muslimovich, Derzhavina Street 
281-59, Grozny, Chechen Republic, Chechnya, Russia; DOB 12 Sep 1952; POB 
Vydriba Eastern Kazakhstan; citizen Russia; Passport 43 No. 1600453 
(Russia) (individual) [SDGT]
YANEZ GUERRERO, Rigoberto; DOB 1962; nationality Mexico (individual) 
[SDNTK]

[[Page 674]]

YARMOSHINA, Lidziya Mihaulauna (a.k.a. YARMOSHINA, Lidya Mihaulauna; 
a.k.a. YARMOSHINA, Lidya Mikhailovna; a.k.a. YARMOSHINA, Lidziya 
Mikhailovna; a.k.a. YARMOSHINA, Lydia Mihaulauna; a.k.a. YARMOSHINA, 
Lydia Mikhailovna; a.k.a. YARMOSHYNA, Lidya Mihaulauna; a.k.a. 
YARMOSHYNA, Lidya Mikhailovna; a.k.a. YARMOSHYNA, Lidziya Mihaulauna; 
a.k.a. YARMOSHYNA, Lidziya Mikhailovna; a.k.a. YARMOSHYNA, Lydia 
Mihaulauna; a.k.a. YARMOSHYNA, Lydia Mikhailovna; a.k.a. YERMOSHINA, 
Lidya Mihaulauna; a.k.a. YERMOSHINA, Lidya Mikhailovna; a.k.a. 
YERMOSHINA, Lidziya Mihaulauna; a.k.a. YERMOSHINA, Lidziya Mikhailovna; 
a.k.a. YERMOSHINA, Lydia Mihaulauna; a.k.a. YERMOSHINA, Lydia 
Mikhailovna); DOB 29 Jan 1953; POB Slutsk, Belarus; Head of the Central 
Commission for Elections and National Referendums (CEC) (individual) 
[BELARUS]
YASIN, Abdul Rahman (a.k.a. TAHA, Abdul Rahman S.; a.k.a. TAHER, Abdul 
Rahman S.; a.k.a. YASIN, Abdul Rahman Said; a.k.a. YASIN, Aboud); DOB 10 
Apr 1960; POB Bloomington, Indiana USA; citizen United States; Passport 
M0887925 (Iraq); alt. Passport 27082171 (United States) issued 21 Jun 
1992; SSN 156-92-9858 (United States); U.S.A. Passport issued 21 Jun 
1992 in Amman, Jordan (individual) [SDGT]
YASSIN, Sheik Ahmed Ismail, Gaza Strip, undetermined; DOB 1938; POB al-
Jawrah, al-Majdal District, Gaza (individual) [SDT] [SDGT]
YEATON, Benjamin (a.k.a. YEATEN, Benjamin); Passport D-00123299 
(Liberia); Former Director, Special Security Services of Liberia; 
Diplomatic (individual) [LIBERIA]
YEPES ALZATE, Milady, c/o OBURSATILES S.A., Cali, Colombia; DOB 9 Jan 
1968; Cedula No. 31971236 (Colombia); Passport 31971236 (Colombia) 
(individual) [SDNT]
YEPES LOPEZ, Maria Emma, c/o MAPRI DE COLOMBIA LTDA., Bogota, Colombia; 
Cedula No. 25015128 (Colombia); Passport 25015128 (Colombia) 
(individual) [SDNT]
YEPES VELEZ, Silvio (a.k.a. YEPEZ VELEZ, Silvio), c/o HOTEL LA CASCADA 
S.A., Girardot, Colombia; Carrera 30 No. 77-26, Bogota, Colombia; DOB 9 
Nov 1948; POB Manizales, Caldas, Colombia; Cedula No. 19065009 
(Colombia); NIT  19065009-4 (Colombia) (individual) [SDNT]
YOUSEF, Rafik Mohamad (a.k.a. KAIRADIN, Raific Mohamad), Mannheim 
Prison, Germany; Kathe Dorsch Ring 21, Berlin 12353, Germany; DOB 27 Aug 
1974; POB Baghdad, Iraq; nationality Iraq; Travel Document Number 
A0092301 (Germany) (individual) [SDGT]
YOUSSEF M. NADA, Via Riasc 4, Campione d'Italia I, CH-6911, Switzerland 
[SDGT]
YOUSSEF M. NADA & CO. GESELLSCHAFT M.B.H., Kaernter Ring 2/2/5/22, 
Vienna 1010, Austria [SDGT]
YOUSSER COMPANY FOR FINANCE AND INVESTMENT, Lebanon [SDGT]
YULDASHEV, Tohir (a.k.a. YULDASHEV, Takhir), Uzbekistan (individual) 
[SDGT]
YUNOS, Mukhlis (a.k.a. YUNOS, Muklis; a.k.a. YUNOS, Saifullah Mukhlis); 
DOB circa 7 Jul 1966; POB Lanao del Sur, Philippines (individual) [SDGT]
YUZANA COMPANY LIMITED (a.k.a. YUZANA CONSTRUCTION), No. 130 Yuzana 
Centre, Shwegondaing Road, Bahan Township, Yangon, Burma [BURMA]
ZA, Pye Phyo Tay, Burma; 6 Cairnhill Circle, Number 18-07, Cairnhill 
Crest 229813, Singapore; DOB 29 Jan 1987; citizen Burma; nationality 
Burma; Son of Tay Za. (individual) [BURMA]
ZA, Tay (a.k.a. TAYZA; a.k.a. TEZA; a.k.a. ZA, Te; a.k.a. ZA, U Tay; 
a.k.a. ZA, U Te), 6 Cairnhill Circle, Number 18-07, Cairnhill Crest 
229813, Singapore; Burma; DOB 18 Jul 1964; alt. DOB 18 Jun 1967; citizen 
Burma; nationality Burma; Managing Director, Htoo Trading Company 
Limited; Chairman, Air Bagan Holdings Pte. Ltd. (d.b.a. Air Bagan); 
Managing Director, Pavo Trading Pte. Ltd. (individual) [BURMA]
ZAHRAN, Yousuf, P.O. Box 1318, Amman, Jordan (individual) [IRAQ2]
ZAINAL, Akram, Iraq; Chairman and General Manager of AGRICULTURAL CO- 
OPERATIVE BANK (individual) [IRAQ2]
ZAKARIA, Zaini, A-1-8 Pangsapuri Sri Tanjung, Jalan Sky BS2, Bukit 
Sentosa Rawang, Selangor 48300, Malaysia; DOB 16 Jun 1967; alt. DOB 16 
May 1967; POB Kelantan, Malaysia; Passport A11457974 (Malaysia) 
(individual) [SDGT]
ZAMBADA GARCIA, Ismael (a.k.a. GARCIA HERNANDEZ, Javier; a.k.a. HIGUERA 
RENTERIA, Ismael; a.k.a. LOAIZA AVENDANO, Jesus; a.k.a. LOPEZ LANDEROS, 
Jeronimo; a.k.a. ZAMBADA GARCIA, Ismael Mario; a.k.a. ZAMBADA, El Mayo), 
Calle Juan Jose Rios, Culiacan, Mexico; Bahia de San Ignacio  
1921, Colonia Nuevo Culiacan, Culiacan, Sinaloa, Mexico; Calle Presa 
Humaya  104, Fraccionamiento Las Quintas, Culiacan, Sinaloa, 
Mexico; PTE 4 49 2212, Cuchilla Del Tesoro, Delegacion Gustavo A Madero, 
Distrito Federal, Mexico; DOB 1 January 1948; alt. DOB 03 Sep 1951; alt. 
DOB 06 Dec 1952; POB Sinaloa, Mexico; alt. POB Guadalajara, Jalisco, 
Mexico; alt. POB El Salado, Sinaloa, Mexico; alt. POB Costa Rica, 
Sinaloa, Mexico; Driver's License No. N36064231 (Mexico); R.F.C. ZAGI-
500130 (Mexico); alt. R.F.C. GAHJ-521206 (Mexico); alt. R.F.C. LOLJ-
510903 (Mexico) (individual) [SDNTK]
ZAMBADA NIEBLA, Maria Teresa, Calle Rio Quelite 210, Colonia Guadlupe, 
Culiacan,

[[Page 675]]

Sinaloa 80220, Mexico; Calle Ciudad de Hermosillo  1168, 
Fraccionamiento Las Quintas, Culiacan, Sinaloa, Mexico; Avenida 
Universidad No. 1900, Colonia Copilco, Coyoacan, Distrito Federal 04350, 
Mexico; c/o JAMARO CONSTRUCTORES S.A. DE C.V., Culiacan, Sinaloa, 
Mexico; c/o ESTANCIA INFANTIL NINO FELIZ S.C., Culiacan, Sinaloa, 
Mexico; Calle Cerro de la Campana 649, Colonia Colinas de San Miguel, 
Culiacan, Sinaloa 80060, Mexico; c/o NUEVA INDUSTRIA DE GANADEROS DE 
CULIACAN S.A. DE C.V., Culiacan, Sinaloa, Mexico; c/o ESTABLO PUERTO 
RICO S.A. DE C.V., Culiacan, Sinaloa, Mexico; DOB 17 Jun 1969; POB 
Culiacan, Sinaloa, Mexico; alt. POB Sonora, Mexico; citizen Mexico; 
nationality Mexico; C.U.R.P. ZANT690617MSLMBR01 (Mexico); Passport 
97040021870 (Mexico); R.F.C. ZANT-690617-B73 (Mexico) (individual) 
[SDNTK]
ZAMBADA NIEBLA, Midiam Patricia (a.k.a. LOPEZ LANDEY, Midian Patricia; 
a.k.a. ZAMBADA NIEBLA, Midian Patricia; a.k.a. ZAMBADA NIEBLA, Miriam), 
Calle Ciudad de Hermosillo  1168, Fraccionamiento Las Quintas, 
Culiacan, Sinaloa, Mexico; c/o NUEVA INDUSTRIA DE GANADEROS DE CULIACAN 
S.A. DE C.V., Culiacan, Sinaloa, Mexico; Calle Lago Cuitzeo 1394, 
Colonia Las Quintas, Culiacan, Sinaloa 80060, Mexico; c/o JAMARO 
CONSTRUCTORES S.A. DE C.V., Culiacan, Sinaloa, Mexico; c/o ESTABLO 
PUERTO RICO S.A. DE C.V., Culiacan, Sinaloa, Mexico; Calle Gabino 
Vazquez  1206, Colonia Los Pinos, Culiacan, Sinaloa, Mexico; 
DOB 04 Mar 1971; POB Culiacan, Sinaloa, Mexico; citizen Mexico; 
nationality Mexico; C.U.R.P. ZANM710304MSLMBD14 (Mexico); alt. C.U.R.P. 
ZANM710304MSLMBDO6 (Mexico); Passport 97040022206 (Mexico); R.F.C. ZANM-
710304-RN2 (Mexico) (individual) [SDNTK]
ZAMBADA NIEBLA, Modesta, c/o JAMARO CONSTRUCTORES S.A. DE C.V., 
Culiacan, Sinaloa, Mexico; c/o NUEVA INDUSTRIA DE GANADEROS DE CULIACAN 
S.A. DE C.V., Culiacan, Sinaloa, Mexico; c/o ESTABLO PUERTO RICO S.A. DE 
C.V., Culiacan, Sinaloa, Mexico; Calle Ciudad de Hermosillo  
1168, Fraccionamiento Las Quintas, Culiacan, Sinaloa 80060, Mexico; DOB 
22 Nov 1982; POB Culiacan, Sinaloa, Mexico; citizen Mexico; nationality 
Mexico; C.U.R.P. ZANM821122MSLMBD07 (Mexico); Passport 95040018273 
(Mexico); R.F.C. ZANM-821122-H87 (Mexico) (individual) [SDNTK]
ZAMBADA NIEBLA, Monica del Rosario (a.k.a. ZAMBADA NIEBLA, Monica del 
Rocio), c/o NUEVA INDUSTRIA DE GANADEROS DE CULIACAN S.A. DE C.V., 
Culiacan, Sinaloa, Mexico; c/o JAMARO CONSTRUCTORES S.A. DE C.V., 
Culiacan, Sinaloa, Mexico; c/o ESTABLO PUERTO RICO S.A. DE C.V., 
Culiacan, Sinaloa, Mexico; Calle Ciudad de Hermosillo  1168, 
Fraccionamiento Las Quintas, Culiacan, Sinaloa, Mexico; Calle Ciudad de 
Puebla 1254, Colonia Las Quintas, Culiacan, Sinaloa, Mexico; DOB 02 Mar 
1980; alt. DOB 02 Apr 1980; POB Culiacan, Sinaloa, Mexico; citizen 
Mexico; nationality Mexico; C.U.R.P. ZANM800402MSLMBN02 (Mexico); 
Passport 040037016 (Mexico); alt. Passport 95040018272 (Mexico); R.F.C. 
ZANM-800402 (Mexico) (individual) [SDNTK]
ZAMBADA NIEBLA, Vicente (a.k.a. SOTELO GUZMAN, Vicente; a.k.a. ZAMBADA 
NIEBLA, Jesus Vicente; a.k.a. ZAMBADA NIEBLA, Vincente; a.k.a. ``EL 
MAYITO''), 4852 Palma Cocotera, Colonia Las Palmas, Culiacan, Sinaloa, 
Mexico; Calle Ciudad de Hermosillo  1168, Fraccionamiento Las 
Quintas, Culiacan, Sinaloa 80060, Mexico; c/o ESTABLO PUERTO RICO S.A. 
DE C.V., Culiacan, Sinaloa, Mexico; c/o NUEVA INDUSTRIA DE GANADEROS DE 
CULIACAN S.A. DE C.V., Culiacan, Sinaloa, Mexico; DOB 24 Mar 1975; POB 
Sinaloa, Mexico; citizen Mexico; nationality Mexico; Passport 
97040021871 (Mexico); R.F.C. ZANV-750324-NY5 (Mexico) (individual) 
[SDNTK]
ZAMBRANO CERON, Maria Concepcion, c/o AGROPECUARIA LA ROBLEDA S.A., 
Cali, Colombia; DOB 4 Aug 1928; Cedula No. 29488292 (Colombia) 
(individual) [SDNT]
ZAMBRANO MADRONERO, Carmen Alicia, c/o FARMACOOP, Bogota, Colombia; c/o 
DROMARCA Y CIA S.C.S., Bogota, Colombia; c/o COSMEPOP, Bogota, Colombia; 
c/o PATENTES MARCAS Y REGISTROS S.A., Bogota, Colombia; c/o COPSERVIR 
LTDA., Bogota, Colombia; c/o SHARPER S.A., Bogota, Colombia; c/o 
CREDISOL, Bogota, Colombia; c/o GLAJAN S.A., Bogota, Colombia; DOB 18 
Nov 1967; Cedula No. 30738265 (Colombia); Passport 30738265 (individual) 
[SDNT]
ZAMORA RUIZ, Alexander, c/o INPESCA S.A., Buenaventura, Colombia; Cedula 
No. 16498805 (Colombia) (individual) [SDNT]
ZAMORA, Jose Hernan, c/o GANADERIAS DEL VALLE S.A., Cali, Colombia 
(individual) [SDNT]
ZARATAN CORPORATION, Avenida 4 Norte 4N-30, Cali, Colombia; Vanterpool 
Plaza, P.O. Box 873, Wickhams Cay I, Road Town, Tortola, Virgin Islands, 
British; Calle 7 Oeste No. 1-13, Cali, Colombia [SDNT]
ZARATAN CORPORATION, Avenida 4 Norte No. 4N-30, Cali, Colombia; 
Vanterpool Plaza, P.O. Box 873, Wickhams Cay I, Road Town, Tortola, 
Virgin Islands, British; Calle 7 Oeste No. 1-13, Cali, Colombia [SDNT]
ZARIC, Simo; DOB 25 Jul 1948; POB Trnjak, Bosnia-Herzegovina; ICTY 
indictee (individual) [BALKANS]

[[Page 676]]

ZARKAOUI, Imed Ben Mekki Ben Al-Akhdar (a.k.a. ``NADRA''; a.k.a. 
``ZARGA''), Via Col. Aprosio 588, Vallecrosia (IM), Italy; DOB 15 Jan 
1973; POB Tunisi (Tunisia); nationality Tunisia; Passport M174950 issued 
27 Apr 1999 expires 26 Apr 2004; arrested 30 Sep 2002 (individual) 
[SDGT]
ZAW, Thein, Burma; DOB 20 Oct 1951; citizen Burma; nationality Burma; 
Brigadier General, Minister of Telecommunications, Post, & Telegraph 
(individual) [BURMA]
ZAW, Thidar (a.k.a. ZAW, Daw Thidar; a.k.a. ZAW, Thida), Burma; 6 
Cairnhill Circle, Number 18-07, Cairnhill Crest 229813, Singapore; DOB 2 
Feb 1964; alt. DOB 2 Feb 1964; citizen Burma; nationality Burma; Wife of 
Tay ZA (individual) [BURMA]
ZAY GABAR COMPANY (a.k.a. ZAYKABAR COMPANY), Burma [BURMA]
ZAZUETA URREA, Epifanio, Calle Mariano Escobedo Ote No. 467-4, Col. 
Centro, Culiacan, Sinaloa, Mexico; c/o CONSORCIO INMOBILIARIO DEL VALLE 
DE CULIACAN, S.A. DE C.V., Culiacan, Sinaloa, Mexico; V Guerrero 109 
Nte. Centro Colon y Escobedo CP 80000, Culiacan, Sinaloa, Mexico; c/o 
SIN-MEX IMPORTADORA, S.A. DE C.V., Mexico, Distrito Federal, Mexico; DOB 
1 Aug 1947; POB Sinaloa, Mexico; citizen Mexico; nationality Mexico; 
Electoral Registry No. ZZUREP47080125H900 (Mexico); Passport 040032826 
(Mexico); R.F.C. ZAUE470801DK6 (Mexico) (individual) [SDNTK]
ZDRAVO, 12 Pop Lukina, Belgrade, Serbia and Montenegro; Registration ID 
17317105 (Serbia and Montenegro); Tax ID No. 100036386 (Serbia and 
Montenegro); juice manufacturer [BALKANS]
ZELEN-KARADZIC, Ljiljana; DOB 27 Nov 1945; POB Sarajevo Bosnia-
Herzegovina (individual) [BALKANS]
ZELENOVIC, Dragan; DOB 12 Feb 1961; ICTY indictee at large (individual) 
[BALKANS]
ZERFAOUI, Ahmad (a.k.a. ``ABDALLA''; a.k.a. ``ABDULLAH''; a.k.a. ``ABU 
CHOLDER''; a.k.a. ``ABU KHAOULA''; a.k.a. ``NUHR''; a.k.a. ``SMAIL''); 
DOB 15 Jul 1963; POB Chrea, Algeria (individual) [SDGT]
ZEVALLOS GONZALES, Fernando Melciades (a.k.a. GONZALES, Hernan; a.k.a. 
ZEVALLOS GONZALEZ, Fernando); DOB 8 Jul 1957; POB Juanjui, San Martin, 
Peru; LE Number 07552116 (Peru) (individual) [SDNTK]
ZEVALLOS GONZALES, Lupe Maritza, c/o AERO CONTINENTE S.A., Lima, Peru; 
DOB 17 Sept 1961; LE Number 07607833 (Peru) (individual) [BPI-SDNTK]
ZEVALLOS GONZALES, Milagros Angelina, c/o AERO CONTINENTE S.A., Lima, 
Peru; c/o SISTEMA DE DISTRIBUCION MUNDIAL S.A.C., Lima, Peru; DOB 12 Aug 
1968; LE Number 07617157 (Peru) (individual) [BPI-SDNTK]
ZEVALLOS GONZALES, Winston Ricardo (a.k.a. ZEVALLOS GONZALES, Ricardo), 
c/o AERO CONTINENTE S.A., Lima, Peru; DOB 11 May 1959; LE Number 
07942932 (Peru); SSN 592-29-5509 (individual) [BPI-SDNTK]
ZHUWAO, Beauty Lily; DOB 10 Jan 1965; Passport AN353466 (Zimbabwe); 
Spouse of Patrick Zhuwao (individual) [ZIMBABWE]
ZHUWAO, Patrick; DOB 23 May 1967; Deputy Minister of Science and 
Technology (individual) [ZIMBABWE]
ZIA, Mohammad (a.k.a. ZIA, Ahmad), c/o Zahir Shah s/o Murad Khan Ander 
Sher, Peshawar, Pakistan; c/o Ahmed Shah s/o Painda Mohammad al-Karim 
Set, Peshawar, Pakistan; c/o Alam General Store Shop 17, Awami Market, 
Peshawar, Pakistan (individual) [SDGT]
ZIDCO HOLDINGS (a.k.a. ZIDCO HOLDINGS (PVT) LTD), Po Box 1275, Harare, 
Zimbabwe; 88 Robert Mugabe Road, Harare, Zimbabwe [ZIMBABWE]
ZIGIC, Zoran; DOB 20 Sep 1958; POB Balte, Bosnia-Herzegovina; ICTY 
indictee (individual) [BALKANS]
ZIMBABWE DEFENCE INDUSTRIES (PVT) LTD., 10th Floor, Trustee House, 55 
Samora Machel Avenue, Harare, Zimbabwe; P.O. Box 6597, Harare, Zimbabwe 
[ZIMBABWE]
ZIMONDI, Paradzai; DOB 4 Mar 1947; Zimbabwe Prisons Chief (individual) 
[ZIMBABWE]
ZIMOUSKY, Aliaksandr Leanidavich (a.k.a. SIMOWSKI, Aliaksandr 
Leanidavich; a.k.a. ZIMOUSKI, Akiaksandr Leanidavich; a.k.a. ZIMOUSKI, 
Alaksandr Leanidavich; a.k.a. ZIMOUSKY, Alaksandr Leanidavich; a.k.a. 
ZIMOVSKI, Alaksandr Leanidavich; a.k.a. ZIMOVSKI, Aleksandr Leonidovich; 
a.k.a. ZIMOVSKI, Alexander Leonidovich; a.k.a. ZIMOVSKI, Aliaksandr 
Leanidavich; a.k.a. ZIMOVSKY, Alaksandr Leanidavich; a.k.a. ZIMOVSKY, 
Aleksandr Leonidovich; a.k.a. ZIMOVSKY, Alexander Leonidovich; a.k.a. 
ZIMOVSKY, Aliaksandr Lieanidavich; a.k.a. ZIMOWSKI, Alaksandr 
Leanidavich; a.k.a. ZIMOWSKI, Aleksandr Leonidovich; a.k.a. ZIMOWSKI, 
Alexander Leonidovich; a.k.a. ZIMOWSKY, Alaksandr Leanidavich; a.k.a. 
ZIMOWSKY, Aleksandr Leonidovich; a.k.a. ZIMOWSKY, Alexander Leonidovich; 
a.k.a. ZIMOWSKY, Aliaksandr Leanidavich); DOB 10 Jan 1961; POB Germany; 
Head of the Belarusian State Television and Radio Company (BSTRC); 
Member of the Upper House of Parliament (individual) [BELARUS]
ZUBAIDI, Muhammad Hamza (a.k.a. AL-ZUBAIDI, Mohammed Hamza; a.k.a. AL- 
ZUBAYDI, Muhammad Hamsa); DOB 1938; POB Babylon, Babil Governorate, 
Iraq; nationality Iraq; former prime minister (individual) [IRAQ2]
ZUBIAGA BRAVO, Manex; DOB 14 August 1979; POB Getxo Vizcaya Province, 
Spain;

[[Page 677]]

D.N.I. 16.064.664; Member ETA (individual) [SDGT]
ZULEKHA GENERAL TRADING LLC (a.k.a. ZULEIKHA GENERAL TRADING; a.k.a. 
ZULIKHA GENERAL TRADING), P.O. Box 5456, Ajman, United Arab Emirates; 
C.R. No. 32035 (United Arab Emirates) [SDNTK]
ZULKARNAEN (a.k.a. ARIF SUNARSO; a.k.a. ARIS SUMARSONO; a.k.a. ARIS 
SUNARSO; a.k.a. MURSHID; a.k.a. USTAD DAUD ZULKARNAEN; a.k.a. 
ZULKARNAIN; a.k.a. ZULKARNAN; a.k.a. ZULKARNIN); DOB 1963; POB Gebang 
village, Masaran, Sragen, Central Java, Indonesia; nationality Indonesia 
(individual) [SDGT]
ZULUAGA ALZATE, Diana Patricia, Paseo 5 de Julio, Barrio Libertad, San 
Antonio, Tachira, Venezuela; Calle 30 No. 3B-45, La Campina, Pereira, 
Risaralda, Colombia; c/o ORLANDO SABOGAL ZULUAGA E HIJOS & CIA S EN C, 
Ansermanuevo, Valle, Colombia; Avenida 17A No. 19-27, Barrio San Jose, 
Cucuta, Norte de Santander, Colombia; Carrera 3 No. 11-99, Cartago, 
Valle, Colombia; Calle 14 No. 30-153, Medellin, Antioquia, Colombia; 
citizen Colombia; nationality Colombia; Cedula No. 25246532 (Colombia) 
(individual) [SDNT]
ZULUAGA LINDO, Francisco Javier (a.k.a. GALINDO, Gabriel; a.k.a. ``GORDO 
LINDO''), c/o SOCIEDAD SUPERDEPORTES LTDA., Bogota, Colombia; Calle 10 
No. 46-45, Cali, Colombia; Calle 9 No. 28-50, Piso 3, Cali, Colombia; 
DOB 15 Jan 1970; POB Cali, Colombia; citizen Colombia; nationality 
Colombia; Cedula No. 16774828 (Colombia); Passport AE047754 (Colombia); 
alt. Passport AF869394 (Colombia) (individual) [SDNT]
ZUPLJANIN, Stojan; DOB 1951; POB Maslovare, Bosnia-Herzegovina; ICTY 
indictee (individual) [BALKANS]
ZVINAVASHE INVESTMENTS LTD. (a.k.a. LAMFONTINE FARM; a.k.a. ZVINAVASHE 
TRANSPORT), 730 Cowie Road, Tynwald, Harare, Zimbabwe; P.O. Box 3928, 
Harare, Zimbabwe [ZIMBABWE]
ZVINAVASHE, Vitalis; DOB 27 Sep 1943; Politburo Member & Retired 
Commander of Zimbabwe Defense Forces (individual) [ZIMBABWE]

[73 FR 37536, July 1, 2008]

[[Page 678]]

 Appendix B to Chapter V--Alphabetical Listing of Vessels That Are the 
      Property of Blocked Persons or Specially Designated Nationals

                                                                                         Blocked Vessels
------------------------------------------------------------------------------------------------------------------------------------------------------------------------------------------------
          Vessel Name               Program           Flag           Vessel Type          DWT            GRT          Call Sign                Vessel Owner                  Alternate Names
------------------------------------------------------------------------------------------------------------------------------------------------------------------------------------------------
1 ATHAR                         IRAQ            Iraq             Tanker              1,502          .............  HNAR            Iraqi Oil Tankers Company             .......................
7 NISSAN                        IRAQ            Iraq             Tanker              1,502          .............  HNNN            Iraqi Oil Tankers Company             .......................
ACECHILLY                       CUBA            ...............  ..................  .............  .............  ..............  Acechilly Navigation Co., Malta       .......................
ACEFROSTY                       CUBA            ...............  ..................  .............  .............  ..............  Acefrosty Shipping Co., Malta         .......................
AIN ZALAH                       IRAQ            Iraq             Tanker              36,330         .............  HNAZ            Iraqi Oil Tankers Company, Basrah,    .......................
                                                                                                                                    Iraq
AL-ALYAA                        IRAQ            Iraq             Tug                 375            .............  N/A             State Org. of Iraqi Ports             .......................
AL-AMIN                         IRAQ            Iraq             Tug                 368            .............  YIAM            State Org. of Iraqi Ports             .......................
AL ANBAR                        IRAQ            Iraqi flag       Tug                 .............  .............  YIAV            Government of the Republic of Iraq.   .......................
                                                                                                                                    Managed by the State Organization
                                                                                                                                    of Iraqi Ports, Basrah, Iraq
AL-BAATH                        IRAQ            Iraq             Tanker              9,928          .............  HNBT            Iraqi Oil Tankers Company             .......................
AL-BAKR                         IRAQ            Iraq             Research            390            .............  YIBR            State Org. of Iraqi Ports             .......................
AL-BAYAA                        IRAQ            Iraq             Barge               1,662          .............  HNHB            Iraqi State Enterprise for Water      fka HIBOOB
                                                                                                                                    Transport
AL-ENTISAR                      IRAQ            Iraq             Tug                 375            .............  N/A             State Org. of Iraqi Ports             .......................
AL FAO                          IRAQ            Iraq             Research            80             .............  YIAN            State Org. of Iraqi Ports             .......................
AL-HATHER                       IRAQ            Iraq             Tug                 368            .............  YIHR            State Org. of Iraqi Ports             .......................
AL KARAMAH                      IRAQ            Iraq             Tanker              12,882         .............  HNKM            Iraqi Oil Tankers Company             .......................
AL-KARRKH                       IRAQ            Iraq             Tug                 368            .............  YIKH            State Org. of Iraqi Ports             .......................
AL KHALIDA                      IRAQ            Iraq             Tanker              7,155          .............  HNKD            Iraqi Oil Tankers Company             .......................
AL-KHALIJ-AL-ARABI              IRAQ            Iraq             Service             4,740          .............  YIKA            State Org. of Iraqi Ports             .......................
AL MANSUR                       IRAQ            Iraq             Yacht               1,223          .............  HNMR            Iraqi State Enterprise for Water      .......................
                                                                                                                                    Transport
AL MERBID                       IRAQ            Iraq             Service             4,649          .............  YIMD            State Org. of Iraqi Ports             .......................
AL MOSUL                        IRAQ            Iraq             Service             1,219          .............  YIAS            State Org. of Iraqi Ports             .......................
AL NAJAF                        IRAQ            Iraq             Service             4,740          .............  YINF            State Org. of Iraqi Ports             .......................
AL NASR                         IRAQ            Iraq             Service             2,444          .............  DDRH            State Org. of Iraqi Ports             .......................
AL NASR                         IRAQ            Iraq             Tanker              1,502          .............  HNNR            Iraqi Oil Tanker Company              .......................
AL-NOHOODH                      IRAQ            Iraq             Tug                 375            .............  YINU            State Org. of Iraqi Ports             .......................
AL OMARAH                       IRAQ            Iraq             Tug                 320            .............  YIAW            State Org. of Iraqi Ports             .......................
AL-QADISIYA                     IRAQ            Iraq             Yacht               100            .............  HNKS            Iraqi State Enterprise for Water      .......................
                                                                                                                                    Transport
AL RAMADI                       IRAQ            Iraq             Tug                 320            .............  YIAY            State Org. of Iraqi Ports             .......................
AL RASHEED                      IRAQ            Iraq             Service             304            .............  YIBE            State Org. of Iraqi Ports             .......................
AL RATBA                        IRAQ            Iraq             Tanker              544            .............  YIBA            State Org. of Iraqi Ports             .......................
AL-RESSAFA                      IRAQ            Iraq             Tug                 368            .............  YIRF            State Org. of Iraqi Ports             .......................
AL-SAHIL-AL-ARABI               IRAQ            Iraq             Service             6,396          .............  HNSA            Iraqi State Enterprise for Sea        .......................
                                                                                                                                    Fisheries, Basrah Iraq
AL SHUMOOKH                     IRAQ            Iraq             Tug                 375            .............  N/A             State Org. of Iraqi Ports             .......................
AL-THIRTHAR                     IRAQ            Iraq             Tanker              524            .............  YITH            State Org. of Iraqi Ports             .......................
AL-WAHDAH                       IRAQ            Iraq             Tug                 149            .............  YIWH            State Org. of Iraqi Ports             .......................
AL WALEED                       IRAQ            Iraq             Research            .............  .............  YIBF            State Org. of Iraqi Ports             .......................

[[Page 679]]

 
AL ZAB                          IRAQ            Iraq             Tug                 .............  .............  YIBH            State Org. of Iraqi Ports             .......................
AL-ZAHRAA                       IRAQ            Iraq             RO/RO               3,985          .............  HNNZ            Iraqi State Enterprise for Water      .......................
                                                                                                                                    Transport
AL ZAWRAA                       IRAQ            Iraq             Cargo               3,549          .............  HNZW            Iraqi State Enterprise for Water      .......................
                                                                                                                                    Transport, Baghdad
ALABID                          IRAQ            Iraq             Barge               1,662          .............  HNDB            Iraqi State Enterprise for Water      fka SANABUL
                                                                                                                                    Transport
ALAMINOS                        CUBA            Cyprus           General Cargo       15088          8909           P32C3           Alaminos Shipping Co. Ltd.            fka RUBY ISLANDS
ALEDREESI                       IRAQ            Iraq             Cargo               3,550          .............  HNID            Iraqi State Enterprise for Water      .......................
                                                                                                                                    Transport
ALEGRIA DE PIO                  CUBA            ...............  ..................  .............  .............  ..............  Naviera Maritima de Arosa, Spain      .......................
ALFARABI                        IRAQ            Iraq             Cargo               8,342          .............  HNFB            Iraqi State Enterprise for Water      .......................
                                                                                                                                    Transport
ALFARAHIDI                      IRAQ            Iraq             Tanker              149,441        .............  HNFR            Iraqi Oil Tankers Company             .......................
ALFIDAA                         IRAQ            Iraq             Barge               1,662          .............  HNFD            Iraqi State Enterprise for Water      fka SILOWAT
                                                                                                                                    Transport
ALKHANSAA                       IRAQ            Iraq             Cargo               3,525          .............  HNKN            Iraqi State Enterprise for Water      .......................
                                                                                                                                    Transport
ALKINDI                         IRAQ            Iraq             Cargo               8,342          .............  HNKI            Iraqi State Enterprise for Water      .......................
                                                                                                                                    Transport
ALMUSTANSIRIYAH                 IRAQ            Iraqi flag       Tanker              155,210        .............  HNMS            Iraqi Oil Tankers Company             .......................
ALMUTANABBI                     IRAQ            Iraq             Tanker              130,241        .............  HNMB            Iraqi Oil Tankers Company             .......................
ALNAJAF                         IRAQ            Iraq             Service             4,740          .............  YINF            State Org. of Iraqi Ports             .......................
ALQADISIYAH                     IRAQ            Iraq             Tanker              155,210        .............  HNQS            Iraqi Oil Tankers Company             .......................
ALSUMOOD                        IRAQ            Iraq             Service             6,977          .............  YISD            State Org. of Iraqi Ports             .......................
ALTAAWIN-ALARABI                IRAQ            Iraq             Cargo               13,634         .............  HNAI            Iraqi State Enterprise for Water      .......................
                                                                                                                                    Transport
ALWAHDA                         IRAQ            Iraq             Barge               1,662          .............  HNAD            Iraqi State Enterprise for Water      .......................
                                                                                                                                    Transport
ALWASITTI                       IRAQ            Iraq             Cargo               8,343          .............  HNWS            Iraqi State Enterprise for Water      .......................
                                                                                                                                    Transport
ALYARMUK                        IRAQ            Iraq             Tanker              149,371        .............  HNYK            Iraqi Oil Tankers Company             .......................
ALZUBAIR                        IRAQ            Iraq             Service             4,640          .............  YIZR            State Org. of Iraqi Ports             .......................
AMURIYAH                        IRAQ            Iraq             Tanker              155,210        .............  HNAM            Iraqi Oil Tankers Company             .......................
ANTARA                          IRAQ            Iraq             Service             508            .............  YIBD            State Org. of Iraqi Ports             .......................
ARBEEL                          IRAQ            Iraq             Tug                 320            .............  YIBB            State Org. of Iraqi Ports             .......................
BABA GURGUR                     IRAQ            Iraq             Tanker              36,397         .............  HNGR            Iraqi Oil Tankers Company             .......................
BABYLON                         IRAQ            Iraq             Cargo               13,656         .............  HNBB            Iraqi State Enterprise for Water      .......................
                                                                                                                                    Transport
BADR 7                          IRAQ            Saudi Arabia     Service             647            .............  N/A             Government of the Republic of Iraq,   .......................
                                                                                                                                    Ministry of Oil, State Company for
                                                                                                                                    Oil Projects, Baghdad, Iraq
BAGHDAD                         IRAQ            Iraq             Service             2,900          .............  YIAD            State Org. of Iraqi Ports             .......................
BAGHDAD                         IRAQ            Iraq             Cargo               13,656         .............  HNBD            Iraqi State Enterprise for Water      .......................
                                                                                                                                    Transport
BALQEES                         IRAQ            Iraq             RO/RO               3,985          .............  HNBL            State Organization for Iraq           .......................
                                                                                                                                    Government
BASRA                           IRAQ            Iraq             Service             2,906          .............  YIAB            State Org. of Iraqi Ports             .......................
BASRAH                          IRAQ            Iraq             Cargo               13,656         .............  HNBS            Iraqi State Enterprise for Water      .......................
                                                                                                                                    Transport
BROTHERS                        CUBA            Cyprus           Bulk Carrier        25573          16605          C4QK            Ciflare Shipping Co. Ltd.             fka TULIP ISLANDS

[[Page 680]]

 
BUZURGAN                        IRAQ            Iraq             Tanker              36,400         .............  HNBR            Iraqi Oil Tankers Company             .......................
CARIBBEAN PRINCESS              CUBA            Cyprus           General Cargo       24155          16794          C4GL            CARIBBEAN PRINCESS SHIPPING (SDN)     .......................
CARIBBEAN QUEEN                 CUBA            Cyprus           General Cargo       24106          16794          C4JO            CARIBBEAN QUEEN SHIPPING (SDN)        .......................
CARIBBEAN SALVOR                CUBA            Malta            Tug                 669            856            9H2275          Compania Navegacion Golfo S.A.        .......................
CASABLANCA                      CUBA            ...............  ..................  .............  .............  ..............  Epamac Shipping Co., Ltd., Malta      .......................
CELTIC                          CUBA            Cyprus           Bulk Carrier        27652          16582          C4WU            Atlantic Marie Shipping Co. Ltd.      fka VIOLET ISLANDS
CICLON                          CUBA            ...............  ..................  .............  .............  ..............  Senanque Shipping Co., Ltd., Cyprus   .......................
COTTY                           CUBA            ...............  ..................  .............  .............  ..............  Heywood Navigation Corp., Panama      .......................
CRIOLLO                         CUBA            Cuba             Tug                 NA             181            CL2257          Samir de Navegacion S.A.              .......................
DAMASCUS                        IRAQ            Iraq             Tug                 149            .............  YIDS            State Org. of Iraqi Ports             .......................
DAMEN GORINCHEM 5716            IRAQ            Iraq             Service             .............  .............  N/A             State Org. of Iraqi Ports             .......................
DAMEN GORINCHEM 5717            IRAQ            Iraq             Service             .............  .............  N/A             State Org. of Iraqi Ports             .......................
DAMEN GORINCHEM 5718            IRAQ            Iraq             Service             .............  .............  N/A             State Org. of Iraqi Ports             .......................
DEYALA                          IRAQ            Iraq             Tug                 350            .............  YIBJ            State Org. of Iraqi Ports             .......................
DIJLAH                          IRAQ            Iraq             Tug                 356            .............  HNDJ            State Org. of Iraqi Ports             .......................
DIVING LAUNCH 1                 IRAQ            Iraq             Service             .............  .............  N/A             State Org. of Iraqi Ports             .......................
DIWANIYA                        IRAQ            Iraq             Tug                 350            .............  YIBK            State Org. of Iraqi Ports             .......................
DOCKAN                          IRAQ            Iraq             Tanker              528            .............  YIDN            State Org. of Iraqi Ports             .......................
DUMP BARGE I                    IRAQ            Gibralter        Service             1,330          .............  J8IY            Whale Shipping Ltd., c/o State Org.   .......................
                                                                                                                                    of Iraqi Ports
DUMP BARGE II                   IRAQ            Gibralter        Service             1,330          .............  J8IZ            Whale Shipping Ltd., c/o State Org.   .......................
                                                                                                                                    of Iraqi Ports
DUMP BARGE III                  IRAQ            Gibralter        Service             1,330          .............  J8JA            Whale Shipping Ltd., c/o State Org.   .......................
                                                                                                                                    of Iraqi Ports
EAST ISLANDS                    CUBA            Cyprus           General cargo       15120          8996           C4QB            EAST ISLAND SHIPPING CO. LTD. (SDN)   .......................
EMERALD ISLANDS                 CUBA            Malta            General cargo       15088          8909           9HRP2           BETTINA SHIPPING CO. LTD. (SDN)       .......................
FIRE BOAT No. 705               IRAQ            Iraq             Service             .............  .............  N/A             State Org. of Iraqi Ports             .......................
FIRE BOAT No. 706               IRAQ            Iraq             Service             .............  .............  N/A             State Org. of Iraqi Ports             .......................
FLYING DRAGON                   CUBA            ...............  ..................  .............  .............  ..............  Flight Dragon Shipping Ltd., Malta    .......................
FOREL                           IRAQ            Iraqi flag       Fishing             1,163          .............  HNFL            Rafidain Fisheries Co. Ltd., Basrah,  .......................
                                                                                                                                    Iraq
FRIGO HISPANIA                  CUBA            ...............  ..................  .............  .............  ..............  Ace Indic Navigation Co., Malta       .......................
FURAT                           IRAQ            Iraq             Tug                 350            .............  HNFT            State Org. of Iraqi Ports             .......................
GAZA                            IRAQ            Iraq             Service             2,422          .............  YIGZ            State Org. of Iraqi Ports             .......................
GRETE STAR                      CUBA            Panama           Container ship      17820          11318          HOQD            Avisfaith Shipping                    fka AVIS FAITH
HAMDAN                          IRAQ            Iraq             Tug                 387            .............  YIHM            State Org. of Iraqi Ports             .......................
HARNMAN H                       CUBA            Cyprus           Bulk cargo          26400          15864          5BXH            PEONY SHIPPING CO. LTD. (SDN)         fka PEONY ISLANDS
HEET                            IRAQ            Iraq             Tug                 89             .............  N/A             State Org. of Iraqi Ports             .......................
HERMANN                         CUBA            Cuba             General cargo       2597           1098           CL2685          Compania Navegacion Golfo S.A.        .......................
HILLAH                          IRAQ            Iraq             Service             6,709          .............  YIAR            State Org. of Iraqi Ports             .......................
HIMREEN                         IRAQ            Iraq             Service             508            .............  YIHN            State Org. of Iraqi Ports             .......................
HITTIN                          IRAQ            Iraq             Tanker              155,210        .............  HNHT            Iraqi Oil Tankers Company             .......................
HUNTSLAND                       CUBA            ...............  ..................  .............  .............  ..............  Huntsland Navigation Co., Ltd.,       .......................
                                                                                                                                    Malta

[[Page 681]]

 
HUNTSVILLE                      CUBA            ...............  ..................  .............  .............  ..............  Huntsville Navigation Co., Ltd.,      .......................
                                                                                                                                    Malta
HURACAN                         CUBA            ...............  ..................  .............  .............  ..............  Senanque Shipping Co., Ltd., Cyprus   .......................
HYALITE                         CUBA            ...............  ..................  .............  .............  ..............  Whiteswan Shipping Co., Ltd., Cyprus  .......................
IBN KHALDOON                    IRAQ            Iraq             Service             12,670         .............  HNIN            State Org. of Iraqi Ports             .......................
IBN MAJID 6                     IRAQ            Saudi Arabia     Service             .............  .............  N/A             Iraqi State Company for Oil Projects  .......................
IMHEJRAN                        IRAQ            Iraq             Tug                 386            .............  YIMH            State Org. of Iraqi Ports             .......................
JABHA                           IRAQ            Iraq             Tug                 244            .............  YIJA            State Org. of Iraqi Ports             .......................
JAMBUR                          IRAQ            Iraq             Tanker              35,338         .............  HNJM            Iraqi Oil Tankers Company             .......................
JAMHORIA                        IRAQ            Iraq             Tug                 368            .............  YIJR            State Org. of Iraqi Ports             .......................
KEFAL                           IRAQ            Iraqi flag       Fishing             1,170          .............  HNKL            Rafidain Fisheries Co. Ltd.           .......................
KERBALA                         IRAQ            Iraq             Service             .............  .............  N/A             State Org. of Iraqi Ports             .......................
KHALID IBIN AL WALEED           IRAQ            Iraq             Service             2,235          .............  YIBM            State Org. of Iraqi Ports             .......................
KHANAQIN                        IRAQ            Iraq             Tanker              35,338         .............  HNKQ            Iraqi Oil Tankers Company             .......................
KHAWLA BINT AL ZAWRA            IRAQ            Iraq             RO/RO               3,985          .............  HNKH            Iraqi State Enterprise for Water      .......................
                                                                                                                                    Transport
KIRKUK                          IRAQ            Iraq             Tanker              35,338         .............  HNKK            Iraqi Oil Tankers Company             .......................
LAS COLORADOS                   CUBA            ...............  ..................  .............  .............  ..............  Naviera Maritima de Arosa, Spain      .......................
LAURA I                         CUBA            Panama           Container ship      2213           1843           HP7988          Naviera Polovina S.A.                 fka LAURA
LILAC ISLANDS                   CUBA            Panama           General cargo       15175          8976           3FIM2           VALETTA SHIPPING CORPORATION (SDN)    .......................
LOTUS ISLANDS                   CUBA            Panama           General cargo       15175          8976           3FIL2           WADENA SHIPPING CORPORATION (SDN)     .......................
MANDALI                         IRAQ            Iraq             Service             6,977          .............  YIQS            State Org. of Iraqi Ports             fka ALKADISIYAH
MAR AZUL                        CUBA            Cuba             Tug                 NA             212            CL2192          Samir de Navegacion S.A.              .......................
MAYSALOON                       IRAQ            Iraq             Tug                 368            .............  YIMY            State Org. of Iraqi Ports             .......................
MEASAN                          IRAQ            Iraq             Tug                 310            .............  YIMN            State Org. of Iraqi Ports             .......................
METHAQ                          IRAQ            Iraq             Tug                 248            .............  YIMQ            State Org. of Iraqi Ports             .......................
NAGROOR                         IRAQ            Iraqi flag       Fishing             140            .............  N/A             Government of the Republic of Iraq,   .......................
                                                                                                                                    Ministry of Agriculture & Agrarian
                                                                                                                                    Reform, State Fisheries Company,
                                                                                                                                    Baghdad, Iraq
NAINAWA                         IRAQ            Iraq             Tug                 310            .............  YINW            State Org. of Iraqi Ports             .......................
NEW GROVE                       CUBA            Cyprus           General cargo       1909           754            P3QJ3           Oakgrove Shipping Co. Ltd.            fka KASPAR
NISR                            IRAQ            Iraq             Service             744            .............  YISR            State Org. of Iraqi Ports             .......................
NO. 1                           IRAQ            Iraq             Service             30             .............  N/A             State Org. of Iraqi Ports             .......................
NO. 2                           IRAQ            Iraq             Service             30             .............  N/A             State Org. of Iraqi Ports             .......................
NORTH ISLANDS                   CUBA            Cyprus           General cargo       15136          8996           P3CH2           NORTH ISLAND SHIPPING CO. LTD. (SDN)  .......................
NUWAIBI                         IRAQ            Iraqi flag       Fishing             140            .............  N/A             Iraqi State Fisheries Co.             .......................
OHOD 5                          IRAQ            Saudi Arabia     Service             .............  .............  N/A             Iraqi State Company for Oil Projects  .......................
OHOD 6                          IRAQ            Saudi Arabia     Service             .............  .............  N/A             Iraqi State Company for Oil Projects  .......................
OHOD 7                          IRAQ            Saudi Arabia     Service             .............  .............  N/A             Iraqi State Company for Oil Projects  .......................
ONYX ISLANDS                    CUBA            ...............  ..................  .............  .............  ..............  Maryol Enterprises, Inc., Panama      .......................
OROOBA                          IRAQ            Iraq             Tug                 368            .............  YIOB            State Org. of Iraqi Ports             .......................
OTORI MARU No. 2                IRAQ            ...............  Service             .............  .............  N/A             State Org. of Iraqi Ports             .......................
PALESTINE                       IRAQ            Iraq             Service             4,649          .............  YIFN            State Org. of Iraqi Ports             .......................
PALMA MOCHA                     CUBA            ...............  ..................  .............  .............  ..............  Naviera Maritima de Arosa, Spain      .......................
PILOT 393                       IRAQ            Iraq             Service             .............  .............  N/A             State Org. of Iraqi Ports             .......................
PILOT 394                       IRAQ            Iraq             Service             .............  .............  N/A             State Org. of Iraqi Ports             .......................
PINECONE                        CUBA            Cyprus           General cargo       1941           753            P3QH3           Pinecone Shipping Co. Ltd.            fka GRETE

[[Page 682]]

 
PINO DEL AGUA                   CUBA            ...............  ..................  .............  .............  ..............  Naviera Maritima de Arosa, Spain      .......................
POLICE 1                        IRAQ            Iraq             Patrol              .............  .............  N/A             State Org. of Iraqi Ports             .......................
POLICE 2                        IRAQ            Iraq             Patrol              .............  .............  N/A             State Org. of Iraqi Ports             .......................
POLICE 3                        IRAQ            Iraq             Patrol              .............  .............  N/A             State Org. of Iraqi Ports             .......................
RADHWA 18                       IRAQ            Iraq             Tug                 .............  .............  N/A             Iraqi State Company for Oil Projects  .......................
RADHWA 19                       IRAQ            Iraq             Tug                 .............  .............  N/A             Iraqi State Company for Oil Projects  .......................
RADHWA 20                       IRAQ            Saudi Arabia     Tug                 .............  .............  N/A             Iraqi State Company for Oil Projects  .......................
RAHIM 3                         CUBA            ...............  ..................  .............  .............  ..............  Pioneer Shipping Ltd., Malta          .......................
RAVENS                          CUBA            Malta            General cargo       2468           1586           9H2485          ATAMALLO SHIPPING CO. LTD. (a.k.a.    .......................
                                                                                                                                    ANTAMALLO SHIPPING CO. LTD.) (SDN)
REDESTOS                        CUBA            Cyprus           General Cargo       15180          8953           H2SA            REDESTOS SHIPPING CO. LTD. (SDN)      .......................
ROBIAN                          IRAQ            Iraqi flag       Fishing             129            .............  N/A             Iraqi State Fisheries Company         .......................
ROSE ISLANDS                    CUBA            ...............  ..................  .............  .............  ..............  Shipley Shipping Corp., Panama        .......................
RUMAILA                         IRAQ            Iraq             Tanker              36,330         .............  HNRM            Iraqi Oil Tankers Company             .......................
SAIF SAAD                       IRAQ            Iraq             Service             742            .............  N/A             State Org. of Iraqi Ports             .......................
SAMARRA                         IRAQ            Iraq             Ferry               .............  .............  YIBC            State Org. of Iraqi Ports             .......................
SANAM                           IRAQ            Iraq             Service             508            .............  YISM            State Org. of Iraqi Ports             .......................
SAND SWAN                       CUBA            Cyprus           General cargo       2595           1116           P3QG3           Sand & Swan Navigation Co. Ltd.       fka ANA I
SBOOR                           IRAQ            Iraqi flag       Fishing             129            .............  HRN2            Iraqi State Fisheries Company         .......................
SEAMUSIC II                     IRAQ            Malta            Cargo               26,732         .............  9HYH2           Seamusic Shipping Co. Ltd., c/o       .......................
                                                                                                                                    Thenamaris Ships Management Inc.,
                                                                                                                                    Athens, Greece. Vessel seized by
                                                                                                                                    Government of Iraq
SEBAA NISSAN                    IRAQ            Iraq             Tug                 368            .............  YISN            State Org. of Iraqi Ports             .......................
SENANQUE                        CUBA            Cyprus           General cargo       5479           2974           5BJR            SENANQUE SHIPPING CO. LTD. (SDN)      .......................
SHABOOT                         IRAQ            Iraq             Fish                1,163          .............  HNLK            Rafidain Fisheries Co. Ltd.           .......................
SHATT AL BASRAH                 IRAQ            Iraqi flag       Fishing             404            .............  HNSR            Iraqi State Fisheries Company         .......................
SHOROOK                         IRAQ            Iraq             Service             403            .............  YISH            State Org. of Iraqi Ports             .......................
SHU' ALAH                       IRAQ            Iraq             Tug                 .............  .............  N/A             State Org. of Iraqi Ports             .......................
SIHAN                           IRAQ            Iraq             Tug                 387            .............  YISI            State Org. of Iraqi Ports             .......................
SINAI                           IRAQ            Iraq             Service             1,286          .............  N/A             State Org. of Iraqi Ports             .......................
SINJAR                          IRAQ            Iraq             Service             .............  .............  YIAY            State Org. of Iraqi Ports             .......................
SKY SEA                         IRAQ            Honduras flag    Cargo               8,334          .............  HNRZ            Pandora Shipping Co. S.A., Honduras.  fka ALRAZI
                                                                                                                                    Managed by Petra Navigation &
                                                                                                                                    International Trading Co. Ltd.,
                                                                                                                                    Amman, Jordan.
SOLNECHNIK                      IRAQ            Iraqi flag       Fishing             404            .............  UOJE            Iraqi State Fisheries Company         .......................
SOUTH ISLANDS                   CUBA            Cyprus           General cargo       15147          8996           C4AN            SOUTH ISLAND SHIPPING CO. LTD.        .......................
STANDWEAR                       CUBA            Cyprus           Bulk carrier        19095          12147          5BQH            STANDWEAR SHIPPING CO. LTD. (SDN)     .......................
STAR 1                          CUBA            ...............  ..................  .............  .............  ..............  Canapel, S.A., Panama                 .......................
SULAIMANIYAH                    IRAQ            Iraq             Service             .............  .............  YIAG            State Org. of Iraqi Ports             .......................
SURVEY LAUNCH No. 1             IRAQ            ...............  Research            .............  .............  N/A             State Org. of Iraqi Ports             .......................

[[Page 683]]

 
SURVEY LAUNCH No. 2             IRAQ            ...............  research            .............  .............  N/A             State Org. of Iraqi Ports             .......................
SURVEY LAUNCH No. 3             IRAQ            ...............  Research            .............  .............  N/A             State Org. of Iraqi Ports             .......................
TADMUR                          IRAQ            Iraq             Tanker              3,627          .............  HNTD            Iraqi Oil Tankers Company             .......................
TAHREER                         IRAQ            Iraq             Service             4,649          .............  YITR            State Org. of Iraqi Ports             .......................
TAMMANY H                       CUBA            Cyprus           Bulk carrier        26400          15864          5BXG            Odielo Shipping Co. Ltd.              fka PRIMROSE ISLANDS
TARIK IBN ZIYAD                 IRAQ            Iraq             Tanker              118,139        .............  HNTZ            Iraqi Oil Tankers Company             .......................
TEPHYS                          CUBA            Cyprus           General cargo       15123          8935           H2RZ            Tephys Shipping Co. Ltd.              fka PAMIT C
THEEQAR                         IRAQ            Iraq             Tug                 220            .............  YIAC            State Org. of Iraqi Ports             .......................
TIFON                           CUBA            Cuba             Tug                 NA             164            CL2059          Samir de Navegacion S.A.              .......................
UR                              IRAQ            Iraq             Tug                 368            .............  YIUR            State Org. of Iraqi Ports             .......................
WEST ISLANDS                    CUBA            Cyprus           General Cargo       15136          9112           C4IB            WEST ISLAND SHIPPING CO. LTD. (SDN)   .......................
WORK BOAT No. 6                 IRAQ            Iraq             Barge               .............  .............  N/A             State Org. of Iraqi Ports             .......................
WORKSHIP 3                      IRAQ            Iraq             Service             .............  .............  N/A             State Org. of Iraqi Ports             .......................
YANBU 31                        IRAQ            Saudi Arabia     Service             .............  .............  N/A             Iraqi State Company for Oil Projects  .......................
YOUSIFAN                        IRAQ            Iraq             Tug                 386            .............  YIYN            State Org. of Iraqi Ports             .......................
ZAIN AL QAWS                    IRAQ            Iraq             Cargo               9,247          .............  HNZQ            Iraqi State Enterprise for Water      .......................
                                                                                                                                    Transport
 
ZAMZAM                          IRAQ            Iraq             Tanker              544            .............  YIAZ            State Org. of Iraqi Ports             .......................
ZANOOBIA                        IRAQ            Iraqi flag       Cargo               3,549          .............  HNZN            Iraqi State Enterprise for Water      .......................
                                                                                                                                    Transport. Represented by Ceylon
                                                                                                                                    Shipping Co., Colombo, Sri Lanka
ZUBAIDY                         IRAQ            Iraqi flag       Fishing             .............  .............  YIBO            State Org. of Iraqi Ports             .......................
------------------------------------------------------------------------------------------------------------------------------------------------------------------------------------------------


[62 FR 35029, June 27, 1997, as amended at 63 FR 29612, June 1, 1998. 
Redesignated at 64 FR 34991, June 30, 1999; 64 FR 60671, Nov. 8, 1999]

[[Page 685]]



CHAPTER VI--BUREAU OF ENGRAVING AND PRINTING, DEPARTMENT OF THE TREASURY




  --------------------------------------------------------------------
Part                                                                Page
601             Distinctive paper for United States currency 
                    and other securities....................         687
605             Regulations governing conduct in Bureau of 
                    Engraving and Printing Buildings and on 
                    the grounds of Washington, DC and Fort 
                    Worth, Texas............................         687

[[Page 687]]



PART 601_DISTINCTIVE PAPER FOR UNITED STATES CURRENCY AND OTHER SECURITIES--Table of Contents




Sec.
601.1 Notice to the public.
601.2 Description of paper.
601.3 Use of paper.
601.4 Use of paper; interest-bearing securities of the United States.
601.5 Penalty for unauthorized control or possession.

    Authority: 5 U.S.C. 301; 12 U.S.C. 418; 18 U.S.C. 474A.

    Source: 61 FR 10895, Mar. 18, 1996, unless otherwise noted.



Sec. 601.1  Notice to the public.

    The Secretary of the Treasury, by authority of law, has adopted a 
new distinctive paper for use in printing United States currency in 
addition to the existing distinctive papers for use in printing United 
States currency and other securities.



Sec. 601.2  Description of paper.

    The paper utilized in the printing of United States currency and 
public debt issues is cream-white bank note paper which must contain 
security features prescribed by the Secretary of the Treasury. All 
currency paper shall contain distinctive fibers, colored red and blue, 
incorporated in the body of the paper while in the process of 
manufacture and evenly distributed throughout. In addition to 
distinctive red and blue fibers, currency paper shall contain, for 
denominations prescribed by the Secretary of the Treasury, security 
threads embedded beneath the surface of the paper during the 
manufacturing process. Security threads shall contain graphics 
consisting of the designation ``USA'' and the denomination of the 
currency, expressed in alphabetic or numeric characters. In addition to 
the security thread, for the denominations prescribed by the Secretary 
of the Treasury, the paper will bear a watermark identical to the 
portrait to be printed on the paper.



Sec. 601.3  Use of paper.

    The new distinctive paper shall be used for printing Federal Reserve 
Notes of the denominations prescribed by the Secretary of the Treasury. 
The use of the existing distinctive papers, the distinctive features of 
which consist of distinctive fibers, colored red and blue, incorporated 
in the body of the paper while in the process of manufacture and evenly 
distributed throughout, and the security thread containing graphics 
consisting of the designation ``USA'' and the denomination of the 
currency, will be continued for printing of any currency denomination 
prescribed by the Secretary of the Treasury.



Sec. 601.4  Use of paper; interest-bearing securities of the United States.

    The existing distinctive papers shall be used for the printing of 
interest-bearing securities of the United States, and for any other 
printing where the use of distinctive paper is indicated.



Sec. 601.5  Penalty for unauthorized control or possession.

    The Secretary of the Treasury hereby gives notice that the new 
distinctive paper, together with any other distinctive papers heretofore 
adopted for the printing of paper currency or other obligations or 
securities of the United States, is and will be subject to the 
provisions of 18 U.S.C. 474A which provides, in part, that it is against 
the law to possess any paper, or facsimile thereof, designated by the 
Secretary of the Treasury for the printing of U.S. currency or any other 
security of the United States, except with the permission of the 
Secretary or the authorized official. This crime is punishable by a fine 
not to exceed five thousand dollars or imprisonment for not more than 
fifteen years, or both.



PART 605_REGULATIONS GOVERNING CONDUCT IN BUREAU OF ENGRAVING AND PRINTING BUILDINGS AND ON THE GROUNDS OF WASHINGTON, DC AND FORT WORTH, TEXAS--Table of Contents




    Authority: 5 U.S.C. 301; Delegation, Administrator, General 
Services, dated December 3, 1992; Treasury Delegation, Assistant 
Secretary (Management), dated February 4, 1993.

[[Page 688]]



Sec. 605.1  Conduct on Bureau of Engraving and Printing property.

    (a) Applicability. These regulations apply to the Buildings and 
grounds of the Bureau of Engraving and Printing located in Washington, 
DC at 14th and C Streets SW., and in Fort Worth, Texas, at 9000 Blue 
Mound Road, and to all persons entering in or on such property. Unless 
otherwise stated herein, the Bureau of Engraving and Printing Buildings 
and grounds shall be referred to in these regulations as the 
``property.'' It is the responsibility of the occupant agencies to 
require observance of the regulations in this part by their employees.
    (b) Limited access. (1) The property shall, in general, be closed to 
the public. Except as specified in this subsection, access is limited to 
Bureau of Engraving and Printing (BEP) employees and those individuals 
having official business with the BEP.
    (2) Public tours of the facilities are available during authorized 
hours, or during such other times as the Director may prescribe.
    (3) Limited areas of the premises may be open to individuals, 
authorized by the Director, by prior arrangement on infrequent occasions 
that are announced in advance.
    (4) All persons entering the property, except for the public areas 
specified in paragraph (b)(2) of this section, may be required to 
present suitable identification and may be required to sign entry logs 
or registers.
    (5) All persons entering the property may be subjected to screening 
by weapons detection devices and shall submit to such screening upon 
request as a condition of entrance.
    (6) All persons entering the property may be subjected to 
inspections of their personal handbags, briefcases, and other handheld 
articles.
    (7) In the event of emergency situations, access to the property may 
be more tightly controlled and restricted.
    (8) Any entrance onto the property without official permission is 
prohibited.
    (c) Recording presence. All persons entering the property may be 
monitored by means of closed circuit television. Most internal areas of 
the property, especially production areas, are continuously monitored by 
closed circuit television. Any video image from the closed circuit 
television systems may be recorded for later use as needed.
    (d) Preservation of property. It shall be unlawful for any person 
without proper authority to willfully destroy, damage, deface, or remove 
property or any part thereof or any furnishings therein.
    (e) Compliance with signs and directions. Persons in and on the 
property shall comply with the instructions of BEP Special Police, other 
authorized officials, and posted signs or notices.
    (f) Nuisances. The use of loud, abusive, or profane language, 
unwarranted loitering, unauthorized assembly, the creation of any hazard 
to persons or property, improper disposal of rubbish, spitting, prurient 
prying, the commission of any obscene or indecent act, or any other 
disorderly conduct on the property is prohibited. The throwing of any 
articles of any kind in, upon, or from the property and climbing upon 
any part thereof is prohibited.
    (g) Gambling. (1) Participating in games for money or other 
property, the operation of gambling devices, the conduct of a lottery or 
pool, the selling or purchasing of numbers, tickets, or any other 
gambling in or on the property is prohibited.
    (2) Possession in or on the property of any numbers slip or ticket, 
record, notation, receipt or other writing of a type ordinarily used in 
any illegal form of gambling such as a tip sheet or dream book, unless 
explained to the satisfaction of the Director or his delegate, shall be 
prima facie evidence that there is participation in an illegal form of 
gambling in or on such property.
    (h) Intoxicating beverages, narcotics, and drugs. Entering or being 
on the property, or operating a motor vehicle thereon, by a person under 
the influence of intoxicating beverages, narcotics, hallucinogenic or 
dangerous drugs, or marijuana, or the consumption of such beverages or 
the use of such drugs or marijuana in or on the property is prohibited. 
Intoxicants, nonprescription narcotics, and other controlled substances 
(21 CFR part 1308) are prohibited on the property.

[[Page 689]]

    (i) Soliciting, vending, debt collection, and distribution of 
handbills. The unauthorized soliciting of alms and contributions, the 
commercial soliciting and vending of all kinds, the display or 
distribution of commercial advertising, or the collecting of private 
debts other than as provided by law, in or on the property is 
prohibited. This rule does not apply to BEP concessions or notices 
posted by authorized employees on the bulletin boards. Distribution of 
material such as pamphlets, handbills, and flyers is prohibited without 
prior approval from the Director or his delegate.
    (j) Photographs. The taking of photographs on the property is 
prohibited, without the written permission of the Director. Title 18 
United States Code, Section 474 provides, in part, that whoever 
photographs any obligation or other security of the United States, or 
any part thereof, shall be fined not more than $5,000 or imprisoned not 
more than 15 years, or both.
    (k) Dogs and other animals. Dogs and other animals, except seeing-
eye dogs, shall not be brought upon the property for other than official 
purposes.
    (l) Vehicular and pedestrian traffic. (1) Drivers of all vehicles in 
or on the property shall drive in a careful and safe manner at all times 
and shall comply with the signals and directions of BEP Special Police 
and all posted traffic signs.
    (2) The blocking of entrances, driveways, walks, loading platforms, 
fire hydrants, or standpipes in or on the property is prohibited.
    (3) Parking in or on the property is not allowed without a permit or 
specific authority. Parking without authority, parking in unauthorized 
locations or in locations reserved for other persons or continuously in 
excess of 8 hours without permission, or contrary to the direction of 
BEP Special Police or of posted signs is prohibited.
    (4) This subsection may be supplemented from time to time, with the 
approval of the Director or his delegate, by the issuance and posting of 
such specific traffic directives as may be required and when so issued 
and posted such directives shall have the same force and effect as if 
made a part hereof.
    (m) Weapons and explosives. No person while on the property shall 
carry firearms, other dangerous or deadly weapons, or explosives, either 
openly or concealed, except for official purposes. According to 18 
United States Code, Section 930, ``dangerous weapon'' means ``a weapon, 
device, instrument, material, or substance, animate or inanimate, that 
is used for, or readily capable of, causing death or serious bodily 
injury . . .''
    (n) Penalties and other law. (1) Violations of this part shall be 
punishable by a fine of not more than $50 or imprisonment of not more 
than 30 days, or both in accordance with 40 United States Code, Section 
318c.
    (2) Violations of 18 United States Code, Section 930 (dangerous 
weapon clause) shall be punishable by a fine of $100,000 or imprisonment 
for not more than a year, or both, unless there is intent to commit a 
crime with the weapon, in which case the punishment shall be a fine of 
$250,000 or imprisonment for not more than five years, or both.
    (3) Nothing contained in this part shall be construed to abrogate 
any other Federal, District of Columbia, or Texas law or regulations, or 
any Tarrant County ordinance applicable to the property.

[59 FR 41978, Aug. 16, 1994]

[[Page 691]]



CHAPTER VII--FEDERAL LAW ENFORCEMENT TRAINING CENTER, DEPARTMENT OF THE 
                                TREASURY




  --------------------------------------------------------------------
Part                                                                Page
700             Regulations governing conduct in or on the 
                    Federal Law Enforcement Training Center 
                    (FLETC) buildings and grounds...........         693

[[Page 693]]



PART 700_REGULATIONS GOVERNING CONDUCT IN OR ON THE FEDERAL LAW ENFORCEMENT TRAINING CENTER (FLETC) BUILDINGS AND GROUNDS--Table of Contents




Sec.
700.2 Applicability.
700.3 Recording presence.
700.4 Preservation of property.
700.5 Compliance with signs and directions.
700.6 Nuisances.
700.7 Alcoholic beverages, narcotics, and drugs.
700.8 Soliciting, vending, debt collection, and distribution of 
          handbills.
700.9 Photographs for news, advertising, or commercial purposes.
700.10 Vehicular and pedestrian traffic.
700.11 Weapons and explosives.
700.12 Authority to search persons and vehicles.
700.13 Nondiscrimination.
700.14 Smoking.

    Authority: 5 U.S.C. 301; 31 U.S.C. 321; Treasury Department Order 
No. 140-01, dated September 20, 1994; 41 FR 5869, dated Feb. 10, 1996.

    Source: 63 FR 39730, July 24, 1998, unless otherwise noted.



Sec. 700.2  Applicability.

    The regulations in this part apply to the buildings and surrounding 
property of the FLETC, Glynco, Georgia; Artesia, New Mexico; FLECT's 
Washington Office; any other temporary site FLETC may occupy; and to all 
persons entering such buildings or property.



Sec. 700.3  Recording presence.

    Except as otherwise ordered, the property shall be closed to the 
general public. Admission to the property will be limited to authorized 
individuals who will be required to obtain a visitor's pass and/or 
display identification documents, in accordance with FLETC policy.



Sec. 700.4  Preservation of property.

    It shall be unlawful for any person without proper authority to 
willfully destroy, damage, deface, or remove property (including Federal 
records) or any part thereof or any furnishing therein.



Sec. 700.5  Compliance with signs and directions.

    Persons in and on the property shall comply with the instructions of 
uniformed FLETC security officers, other authorized officials, official 
signs of a prohibitory or directory nature, and all applicable statutes 
and regulations.



Sec. 700.6  Nuisances.

    The use of loud, abusive, or profane language, except as part of an 
authorized practical training exercise, unwarranted loitering, 
unauthorized assembly, the creation of any hazard to persons or things, 
improper disposal of rubbish, or the commission of any disorderly 
conduct on the property is prohibited. Prohibited actions in the 
preceding sentence are limited to those actions which impede, obstruct, 
or otherwise interfere with the Government's business which includes, 
among other things, the maintenance of the facility, protection of 
persons and property, and the smooth administration of academic 
activities and supporting services. The entry, without specific 
permission, upon any part of the property to which authorized visitors 
do not customarily have access, is prohibited.



Sec. 700.7  Alcoholic beverages, narcotics, and drugs.

    Entering or being on the property, or operating a motor vehicle 
thereon, by a person under the influence of alcoholic beverages, 
narcotics, hallucinogenic or dangerous drugs, or marijuana is 
prohibited. The possession or use of any unlawful drug or substance 
contrary to the provisions of Federal, State, or local law in or on the 
property is prohibited.



Sec. 700.8  Soliciting, vending, debt collection and distribution of handbills.

    The unauthorized soliciting for charity and contributions, 
commercial soliciting and vending of all kinds, the display or 
distribution of commercial advertising, or the collecting of private 
debts, other than legal service of process, in or on the property, is 
prohibited. This prohibition does not apply to Federal Law Enforcement 
Training Center concessions or notices posted by authorized employees on 
the bulletin boards. Distribution of material such

[[Page 694]]

as pamphlets, handbills, and flyers is prohibited without prior approval 
of the Director.



Sec. 700.9  Photographs for news, advertising, or commercial purposes.

    Photographs for news, advertising, or commercial purposes may be 
taken on the property only with the prior permission of the Director. 
Taking photographs of a student is prohibited without the consent of the 
student.



Sec. 700.10  Vehicular and pedestrian traffic.

    (a) Drivers of all vehicles on the property shall drive in a careful 
and safe manner at all times and shall comply with the signals and 
directions of security officers and all posted traffic signs. All 
persons on the property must comply with all applicable Federal, State, 
and local laws. All drivers operating a vehicle on property roadways 
must possess a valid driver's license.
    (b) The blocking of entrances, driveways, walks, loading platforms, 
or fire-hydrants in or on the property is prohibited.
    (c) Parking is permitted only in authorized locations.
    (d) This section may be supplemented from time to time by the 
Director by the issuance and posting of traffic directives. When so 
issued and posted, such directives shall have the same force and effect 
as if made a part hereof.



Sec. 700.11  Weapons and explosives.

    No person, while on the property, shall carry firearms, other 
dangerous or deadly weapons, or explosives, either openly or concealed, 
except for authorized training or official purposes, in accordance with 
FLETC regulations.



Sec. 700.12  Authority to search persons and vehicles.

    Persons and vehicles entering upon FLETC facilities are subject to 
search by authorized security officers.



Sec. 700.13  Nondiscrimination.

    (a) No one entering upon FLETC property shall discriminate against 
or harass any other person on such property, on the basis of race, 
color, religion, national origin, sex, sexual orientation, age, or 
disability, Sexual harassment is a form of sex discrimination and is 
expressly prohibited.
    (b) Appropriate action will be taken against any person who violates 
any discrimination prohibition contained in paragraph (a) of this 
section. However, this section does not create any legal rights 
enforceable against the Department of the Treasury, its officers, or 
employees, or any other person. Although this section does not create 
any enforceable rights, actions in violation of the section may still 
result in civil or criminal action in accordance with applicable laws.



Sec. 700.14  Smoking.

    Smoking of cigarettes, cigars and pipes is prohibited in all FLETC 
buildings and vehicles.

[[Page 695]]



  CHAPTER VIII--OFFICE OF INTERNATIONAL INVESTMENT, DEPARTMENT OF THE 
                                TREASURY




  --------------------------------------------------------------------
Part                                                                Page
800             Regulations pertaining to mergers, 
                    acquisitions, and takeovers by foreign 
                    persons.................................         697

[[Page 697]]



PART 800_REGULATIONS PERTAINING TO MERGERS, ACQUISITIONS, AND TAKEOVERS BY FOREIGN PERSONS--Table of Contents




                            Subpart A_General

Sec.
800.101 Scope.
800.102 Effect on other laws.
800.103 Prior acquisitions.
800.104 Transactions or devices for avoidance.

                          Subpart B_Definitions

800.201 Acquisition.
800.202 Affiliate.
800.203 Committee; Chairman of the Committee.
800.204 Control.
800.205 Conversion.
800.206 Convertible voting security.
800.207 Effective date.
800.208 Engage in.
800.209 Entity.
800.210 Foreign government.
800.211 Foreign interest.
800.212 Foreign national.
800.213 Foreign person.
800.214 Hold.
800.215 Parent.
800.216 A party or parties to an acquisition.
800.217 Person.
800.218 Section 721.
800.219 Solely for the purpose of investment.
800.220 United States.
800.221 United States national.
800.222 United States person.
800.223 Voting securities.

                           Subpart C_Coverage

800.301 Transactions that are acquisitions under section 721.
800.302 Transactions that are not acquisitions under section 721.
800.303 Lending transactions.

                            Subpart D_Notice

800.401 Procedures for notice.
800.402 Contents of voluntary notice.
800.403 Treatment of certain voluntary notices.
800.404 Beginning of thirty-day review period.

        Subpart E_Committee Procedures: Review and Investigation

800.501 General.
800.502 Determination not to investigate.
800.503 Commencement of investigation.
800.504 Completion or termination of investigation and report to the 
          President.
800.505 Withdrawal of notice.

                      Subpart F_Presidential Action

800.601 Statutory time frame, standards for Presidential action, and 
          permissible actions under section 721.

             Subpart G_Provision and Handling of Information

800.701 Obligation of parties to provide information.
800.702 Confidentiality.

Appendix A to Part 800--Preamble to Regulations on Mergers, 
          Acquisitions, and Takeovers by Foreign Persons (Published 
          November 21, 1991)
Appendix B to Part 800--Preamble to Regulations on Mergers, 
          Acquisitions, and Takeovers by Foreign Persons (Published May 
          25, 1994)

    Authority: Section 721 of Pub. L. 100-418, 102 Stat. 1107, made 
permanent law by section 8 of Pub. L. 102-99, 105 Stat. 487 (50 U.S.C. 
App. 2170) and amended by section 837 of the National Defense 
Authorization Act for Fiscal Year 1993, Pub. L. 102-484, 106 Stat. 2315, 
2463 and Pub. L. 110-49, 121 Stat 246; E.O. 11858, as amended by E.O. 
12661, and further amended by Executive Order 13456.

    Source: 56 FR 58780, Nov. 21, 1991, unless otherwise noted.



                            Subpart A_General



Sec. 800.101  Scope.

    The regulations in this part implement section 721 of title VII of 
the Defense Production Act of 1950, hereinafter referred to as ``section 
721'' (see Sec. 800.216 of this part). The definitions in this part are 
applicable to section 721 and these regulations. The principal purpose 
of section 721 is to authorize the President to suspend or prohibit any 
merger, acquisition, or takeover, by or with a foreign person, of a 
person engaged in interstate commerce in the United States when, in the 
President's view, the foreign interest exercising control over that 
person might take action that threatens to impair the national security. 
In addition, section 721 authorizes the President to seek divestment or 
other appropriate relief in the case of concluded transactions.



Sec. 800.102  Effect on other laws.

    Nothing in this part shall be construed to alter or affect any 
existing

[[Page 698]]

power, process, regulation, investigation, enforcement measure, or 
review provided by any other provision of law.



Sec. 800.103  Prior acquisitions.

    Section 721 and the regulations in this part apply to acquisitions 
concluded on or after the effective date (as defined in Sec. 800.207), 
including acquisitions concluded prior to issuance of these regulations. 
Section 721 and the regulations in this part do not apply to 
acquisitions concluded prior to the effective date.



Sec. 800.104  Transactions or devices for avoidance.

    Any transaction(s) or other device(s) entered into or employed for 
the purpose of avoiding section 721 shall be disregarded, and section 
721 and these rules shall be applied to the substance of the 
transaction(s).

    Example. Corporation A is organized under the laws of a foreign 
state and is wholly owned and controlled by a foreign national. With a 
view towards avoiding possible application of section 721, Corporation A 
transfers money to a U.S. citizen, who, pursuant to informal 
arrangements with Corporation A and on its behalf, purchases all the 
shares in Corporation X, a corporation which is organized under the laws 
of a state of the United States, and which engages in business 
activities in the United States. That sham transaction is subject to 
section 721.



                          Subpart B_Definitions



Sec. 800.201  Acquisition.

    The term acquisition is used in these regulations to refer 
collectively to an acquisition, merger, or takeover. It includes, 
without limitation:
    (a) The acquisition of a person by:
    (1) The purchase of its voting securities,
    (2) The conversion of its convertible voting securities,
    (3) The acquisition of its convertible voting securities if that 
involves the acquisition of control, or
    (4) The acquisition and the voting of proxies, if that involves the 
acquisition of control.
    (b) The acquisition of a business, including any acquisition of 
production or research and development facilities operated prior to the 
acquisition as part of a business, if there will likely be a substantial 
use of:
    (1) The technology of that business, excluding technical information 
generally accompanying the sale of equipment, or
    (2) Personnel previously employed by that business.
    (c) A consolidation.

    Example (relating to paragraph (b) of this section). Corporation A, 
organized under the laws of a foreign state and wholly owned and 
controlled by a foreign national, acquires, from separate United States 
nationals, (a) products held in inventory, (b) land, and (c) machinery 
for export. Corporation A has not acquired a business and has not made 
an acquisition within the meaning of these regulations.



Sec. 800.202  Affiliate.

    An affiliate of an entity, as that term is used in Sec. Sec. 
800.205 and 800.402, is any other entity in the chain of ownership 
between a parent and that entity.

    Example. Corporation P holds 50 percent of the voting securities of 
Corporations R and S. Corporation R holds 40 percent of the voting 
securities of Corporation X, and Corporation S holds 50 percent of the 
voting securities of Corporation Y. Under this definition, Corporation S 
is an affiliate of Corporation Y. (An entity can be both an affiliate 
and a parent.) Corporation R is not an affiliate of Corporation S or Y 
because it is not in the chain of ownership between Corporation P and 
Corporation Y. Corporation X is also not an affiliate of Corporation Y.



Sec. 800.203  Committee; Chairman of the Committee.

    The term Committee means the Committee on Foreign Investment in the 
United States, as established in Executive Order No. 11858, 40 FR 20263, 
3 CFR, 1971-1975 Comp., p. 990, as amended. The Chairman of the 
Committee is the Secretary of the Treasury.



Sec. 800.204  Control.

    (a) The term control means the power, direct or indirect, whether or 
not exercised, and whether or not exercised or exercisable through the 
ownership of a majority or a dominant minority of the total outstanding 
voting securities of an issuer, or by proxy voting, contractual 
arrangements or other means, to determine, direct or decide matters 
affecting an entity; in particular, but

[[Page 699]]

without limitation, to determine, direct, take, reach or cause decisions 
regarding:
    (1) The sale, lease, mortgage, pledge or other transfer of any or 
all of the principal assets of the entity, whether or not in the 
ordinary course of business;
    (2) The dissolution of the entity;
    (3) The closing and/or relocation of the production or research and 
development facilities of the entity;
    (4) The termination or non-fulfillment of contracts of the entity; 
or
    (5) The amendment of the Articles of Incorporation or constituent 
agreement of the entity with respect to the matters described at 
paragraph (a) (1) through (4) of this section.
    (b) In examining questions of control in situations where more than 
one foreign person has an interest in a U.S. person, consideration will 
be given to factors such as whether the foreign persons are related and/
or whether they have commitments to act in concert.



Sec. 800.205  Conversion.

    The term conversion means the exercise of a right inherent in the 
ownership or holding of particular securities to exchange such 
securities for securities which currently entitle the owner or holder to 
vote for directors of the issuer or of any affiliate of the issuer.



Sec. 800.206  Convertible voting security.

    The term convertible voting security means a security which 
currently does not entitle its owner or holder to vote for directors of 
any entity and which is convertible into a voting security. See 
Sec. Sec. 800.201 and 800.302(c).



Sec. 800.207  Effective date.

    The term effective date means August 23, 1988, the date section 721 
became effective.



Sec. 800.208  Engage in.

    The term engage in, as used in the phrase seeks to engage in any 
merger, acquisition or takeover in section 721(b), means seeks to 
acquire control through.

[59 FR 27179, May 25, 1994]



Sec. 800.209  Entity.

    The term entity means any branch, partnership, associated group, 
association, estate, trust, corporation, division of a corporation, 
business enterprise, or other organization (whether or not organized 
under the laws of any State), and any government (including a foreign 
government, the United States Government, a State or local government, 
and any agency, corporation, financial institution, or other entity or 
instrumentality thereof, including a government sponsored agency).

[56 FR 58780, Nov. 21, 1991. Redesignated at 59 FR 27179, May 25, 1994]



Sec. 800.210  Foreign government.

    The term foreign government means any government or body exercising 
governmental functions, other than the government of the United States, 
a State of the United States, or a political subdivision of the United 
States or a State. The term includes but is not limited to national, 
state, provincial and municipal governments, including their respective 
departments, agencies, government-owned enterprises and other agencies 
and instrumentalities.

[59 FR 27179, May 25, 1994]



Sec. 800.211  Foreign interest.

    The term foreign interest means any foreign person, including a 
foreign government.

[56 FR 58780, Nov. 21, 1991. Redesignated at 59 FR 27179, May 25, 1994]



Sec. 800.212  Foreign national.

    The term foreign national means any natural person other than a 
United States national.

[56 FR 58780, Nov. 21, 1991. Redesignated at 59 FR 27179, May 25, 1994]



Sec. 800.213  Foreign person.

    The term foreign person means
    (a) Any foreign national or
    (b) Any entity over which control is exercised or exercisable by a 
foreign interest.

    Example 1. Corporation A is organized under the laws of a foreign 
state and is engaged in business outside the United States. All its 
shares are held by Corporation X, which controls Corporation A. 
Corporation X

[[Page 700]]

is organized in the United States, and is wholly owned and controlled by 
U.S. nationals. Corporation A, although organized and operating outside 
the U.S., is not a ``foreign person,'' and its acquisition of a U.S. 
person would not be subject to section 721.
    Example 2. Same facts as in the first two sentences of Example 1, 
except that Country A through governmental intervenors exercises full 
decision-making power over Corporation A, including the decisions 
described in Sec. 800.204 (a) through (e). There is a foreign interest 
which is exercising control over Corporation A, which is a ``foreign 
person.''
    Example 3. Corporation A is organized under the laws of a foreign 
state and is owned and controlled by a foreign national. Through a 
branch, Corporation A engages in business in the United States. 
Corporation A and/or its branch is a ``foreign person'' should 
Corporation A make an acquisition. Its branch business in the United 
States is also a ``U.S. person'' which may be the subject of an 
acquisition.

[56 FR 58780, Nov. 21, 1991. Redesignated at 59 FR 27179, May 25, 1994]



Sec. 800.214  Hold.

    The terms hold(s) and holding mean legal or beneficial ownership, 
whether direct or indirect, through fiduciaries, agents or other means.

[56 FR 58780, Nov. 21, 1991. Redesignated at 59 FR 27179, May 25, 1994]



Sec. 800.215  Parent.

    The term parent, as used in Sec. Sec. 800.302 and 800.402, means a 
person who or which, directly or indirectly,
    (a) Holds or will hold 50 percent or more of the outstanding voting 
securities of an entity; or
    (b) In case of an entity that has no outstanding voting securities, 
holds or will hold the right to 50 percent or more of the profits of the 
entity, or has or will have the right in the event of the dissolution to 
50 percent or more of the assets of the entity.

    Example. Corporation P holds 50 percent of the voting securities of 
Corporations R and S. Corporation R holds 40 percent of the voting 
securities of Corporation X, and Corporation S holds 50 percent of the 
voting securities of Corporation Y. Corporation P is a parent of 
Corporations R, S and Y, but not of Corporation X. Corporation S is a 
parent of Corporation Y because it holds 50 percent of the voting 
securities of Corporation Y.

[56 FR 58780, Nov. 21, 1991. Redesignated at 59 FR 27179, May 25, 1994]



Sec. 800.216  A party or parties to an acquisition.

    The terms party to an acquisition and parties to an acquisition 
mean:
    (a) In the case of an acquisition of a person by the purchase of its 
voting securities, the person acquiring the voting securities, and the 
person issuing those voting securities;
    (b) In the case of a merger, the surviving person, and the person or 
persons that lose its or their separate pre-merger identity;
    (c) In the case of an acquisition of an entity or a business of an 
entity, the person acquiring or seeking to acquire that entity or 
business, and the person selling that entity or business;
    (d) In the case of a consolidation, the entities being consolidated, 
and the new consolidated entity;
    (e) In the case of a proxy solicitation, the person soliciting 
proxies, and the person who issued the voting securities.

[56 FR 58780, Nov. 21, 1991. Redesignated at 59 FR 27179, May 25, 1994]



Sec. 800.217  Person.

    The term person means any natural person or entity.

[56 FR 58780, Nov. 21, 1991. Redesignated at 59 FR 27179, May 25, 1994]



Sec. 800.218  Section 721.

    The term Section 721 means section 721 of title VII of the Defense 
Production Act of 1950, 50 U.S.C. App. 2171, as added by section 5021 of 
the Omnibus Trade and Competitiveness Act of 1988, Public Law 100-418, 
102 Stat. 1107.

[56 FR 58780, Nov. 21, 1991. Redesignated at 59 FR 27179, May 25, 1994]



Sec. 800.219  Solely for the purpose of investment.

    (a) Voting securities are held or acquired ``solely for the purpose 
of investment'' if the person holding or acquiring such voting 
securities has no intention of determining or directing the basic 
business decisions of the issuer, including those at Sec. 800.204(a) 
(1) through (5).
    (b) Voting securities are not held solely for the purpose of 
investment if the person holding or acquiring such voting securities:

[[Page 701]]

    (1) Possesses or develops any purpose other than investment, or
    (2) Takes any action inconsistent with acquiring or holding such 
securities solely for the purpose of investment.

[56 FR 58780, Nov. 21, 1991. Redesignated at 59 FR 27179, May 25, 1994]



Sec. 800.220  United States.

    The term United States means the United States of America, the 
States of the United States, the District of Columbia, and any 
commonwealth, territory, dependency, or possession of the United States, 
and includes the Outer Continental Shelf, as defined in section 2(a) of 
the Outer Continental Shelf Lands Act (43 U.S.C. 1131 (a)). For purposes 
of these regulations and their examples, an entity organized under the 
laws of the United States of America, one of the States, the District of 
Columbia, or a commonwealth, territory, dependency or possession of the 
United States, is an entity organized ``in the United States.''

[56 FR 58780, Nov. 21, 1991. Redesignated at 59 FR 27179, May 25, 1994]



Sec. 800.221  United States national.

    The term United States national or U.S. national means a citizen of 
the United States or a natural person who, although not a citizen of the 
United States, owes permanent allegiance to the United States.

[56 FR 58780, Nov. 21, 1991. Redesignated at 59 FR 27179, May 25, 1994]



Sec. 800.222  United States person.

    The term U.S. person or United States person means any natural 
person or entity but, in the case of the latter, only to the extent of 
its business activities in interstate commerce in the United States, 
irrespective of the nationality of the natural persons or entities which 
control it.

    Example 1. Corporation A is organized under the laws of a foreign 
state and is wholly owned and controlled by a foreign national. It 
engages in business activities in a state of the U.S. through a branch 
office or subsidiary. That branch office or subsidiary of Corporation A 
is an ``entity'' and a ``U.S. person.'' The branch office or subsidiary 
is also a foreign person under Sec. 800.213.
    Example 2. Same facts as in the first sentence of Example 1. 
Corporation A, however, does not have a branch office, subsidiary or 
fixed place of business in the United States. It exports and licenses 
technology to an unrelated company in the United States. Corporation A 
is not a ``U.S. person.''
    Example 3. Corporation A is organized under the laws of a foreign 
state and is wholly owned and controlled by Corporation X. Corporation X 
is organized in the United States and is wholly owned and controlled by 
U.S. nationals. Corporation A does not have a branch office, subsidiary, 
or fixed place of business in the United States. It exports goods to 
Corporation X and to unrelated companies in the United States. The sale 
of Corporation A by Corporation X to a foreign person would not 
constitute an acquisition of a U.S. person for purposes of section 721.

[56 FR 58780, Nov. 21, 1991. Redesignated and amended at 59 FR 27179, 
May 25, 1994]



Sec. 800.223  Voting securities.

    The term voting securities means any securities which at present or 
upon conversion entitle the owner or holder thereof to vote for the 
election of directors of the issuer, or, with respect to unincorporated 
entities, individuals exercising similar functions.

[56 FR 58780, Nov. 21, 1991. Redesignated at 59 FR 27179, May 25, 1994]



                           Subpart C_Coverage



Sec. 800.301  Transactions that are acquisitions under section 721.

    (a) Section 721 applies to acquisitions:
    (1) Proposed or pending on or after the effective date
    (2) By or with foreign persons
    (3) Which could result in foreign control of persons engaged in 
interstate commerce in the United States.
    (b) Transactions that are acquisitions under section 721 include, 
without limitation:
    (1) Proposed or completed acquisitions by or with foreign persons 
which could or did result in foreign control of a U.S. person, 
irrespective of the actual arrangements for control planned or in place 
for that particular acquisition.

    Example 1. Corporation A, a foreign person, proposes to purchase all 
the shares in Corporation X, which is organized in the United States and 
engages in interstate commerce in the United States.

[[Page 702]]

    Under the applicable law, Corporation A will have the right to elect 
directors and appoint other primary officers of Corporation X, and those 
directors will have the right to reach decisions about the closing and 
relocation of particular production facilities, and the termination of 
contracts. They also will have the right to propose (for approval by 
Corporation A as a shareholder) the dissolution of Corporation X and the 
sale of its principal assets.
    For purposes of section 721, the proposed acquisition of Corporation 
X by Corporation A would result in control of a U.S. person (Corporation 
X) by a foreign person (Corporation A).
    Example 2. Same facts as in Example 1, except that Corporation A 
plans to retain the existing directors of Corporation X, all of whom are 
U.S. nationals.
    Although, under these plans, Corporation A may not in fact exercise 
control over Corporation X (because the directors as U.S. nationals may 
exercise that control), the acquisition of Corporation X by Corporation 
A still would result in foreign control over a U.S. person for purposes 
of section 721.

    (2) A proposed acquisition by or with a foreign person, which could 
result in foreign control of a U.S. person, including, without 
limitation, an offer to purchase all or a substantial portion of the 
securities of a U.S. person.

    Example. Corporation A, a foreign person makes an offer to purchase 
all the shares in Corporation X, a U.S. person. That acquisition is 
``proposed'' and subject to section 721.

    (3) Proposed or completed acquisitions, even by entities organized 
in the United States, if those entities are ``foreign persons,'' and if 
those acquisitions could or did result in a different foreign interest 
controlling the U.S. person to be acquired.

    Example 1. Corporation X is organized and operates in the United 
States. Its shares are held by a foreign person. While Corporation X is 
a ``U.S. person,'' it is also a ``foreign person'' within the meaning of 
section 721, because control over it is or could be exercised by a 
foreign person. Its acquisition of a U.S. person is subject to section 
721 because that acquisition could result in control by Corporation X (a 
``foreign person'') of a U.S. person.
    Example 2. Same facts as Example 1, except that Corporation Y, a 
foreign person, seeks to acquire Corporation X from its existing 
shareholder. That proposed acquisition is subject to section 721 because 
it could result in control of Corporation X (in this context a ``U.S. 
person'') by a different foreign person (Corporation Y).

    (4) Proposed or completed acquisitions by or with foreign persons 
which involve acquisitions of businesses and could or did result in 
foreign control of businesses located in the United States.

    Example 1. Corporation A, a foreign person, proposes to buy a branch 
office business in the United States of Corporation X, which is a 
foreign person. For purposes of these regulations, the branch office 
business of Corporation X is a United States person to the extent of its 
business activities in the U.S., and the proposed acquisition of the 
business in question is subject to section 721.
    Example 2. Corporation A, a foreign person, buys a branch office 
business located entirely outside the United States of Corporation Y, 
which is incorporated in the United States. The branch office business 
of Corporation Y is not deemed to be a United States person, and the 
acquisition is not subject to section 721.
    Example 3. Corporation A, a foreign person, makes a start-up or 
``greenfield'' investment in the United States. That investment involves 
such activities as separately arranging for the financing of and the 
construction of a plant to make a new product, buying supplies and 
inputs, hiring personnel, and purchasing the necessary technology. The 
investment may involve the acquisition of shares in a newly incorporated 
subsidiary. Corporation A will not have acquired the ``business'' of a 
U.S. person, and its greenfield investment is not subject to section 
721.

    (5) Joint ventures in which a United States person and a foreign 
person enter into contractual or other similar arrangements, including 
agreements on the establishment of a new entity, but only if a United 
States person contributes an existing identifiable business in the 
United States and a foreign interest would gain control over that 
existing business by means of the joint venture.

    Example 1. Corporation A, a foreign person, and Corporation X, a 
United States person, form a separate corporation, JV Corp., to which 
Corporation X contributes an identifiable business in the United States. 
There is no foreign interest which does or could exercise control over 
Corporation X. Under the Articles of Incorporation of JV Corp., Corp. A 
through its shareholding in JV Corp. may elect a majority of the Board 
of Directors of JV Corp. The formation of JV Corp. could result in 
foreign control of a U.S. person and is an acquisition subject to 
section 721.
    Example 2. Same facts as in Example 1, except that Corporations A 
and X each own 50 percent of the shares of JV Corp. and, under

[[Page 703]]

the Articles of Incorporation of JV Corp. both A and X have veto power 
over all decisions by JV Corp. identified under Sec. 800.204(a) (1) 
through (5). The formation of JV Corp. is not an acquisition subject to 
section 721.
    Example 3. Corporation A, a foreign person, and Corporation X, a 
United States person, form a separate corporation, JV Corp., to which 
Corporation A contributes funding and managerial and technical 
personnel, while Corporation X contributes certain patents and equipment 
that do not under these circumstances constitute an identifiable 
business. The formation of JV Corp. is not an acquisition subject to 
section 721.

[56 FR 58780, Nov. 21, 1991, as amended at 59 FR 27179, May 25, 1994]



Sec. 800.302  Transactions that are not acquisitions under section 721.

    The following transactions are not considered acquisitions for 
purposes of section 721:
    (a) An acquisition of voting securities pursuant to a stock split or 
pro rata stock dividend which does not involve a change in control.
    (b) An acquisition in which the parent of the entity making the 
acquisition is the same as the parent of the entity being acquired.

    Example. Corporation A, a foreign person, merges its two wholly 
owned U.S. subsidiaries S1 and S2, and in addition creates a new U.S. 
subsidiary, S3. S3 then buys a business from S4, another wholly-owned 
U.S. subsidiary of Corporation A. These acquisitions are not subject to 
section 721.

    (c) An acquisition of convertible voting securities that does not 
involve control.

    Example. Corporation A, a foreign person, buys debentures, options 
and warrants of Corporation X, a U.S. person. By their terms, the 
debentures are convertible into common stock, and the options and 
warrants can be exercised for common stock. The acquisition of those 
debentures, options and warrants is not subject to section 721 so long 
as it does not involve control. The conversion of those debentures into 
common stock, or the exchange of those options and warrants for common 
stock, may be an acquisition for purposes of section 721. See Sec. 
800.201.

    (d) A purchase of voting securities or comparable interests in a 
United States person solely for the purpose of investment, as defined in 
Sec. 800.219, if, as a result of the acquisition,
    (1) The foreign person would hold ten percent or less of the 
outstanding voting securities of the U.S. person, regardless of the 
dollar value of the voting securities so acquired or held, or
    (2) The purchase is made directly by a bank, trust company, 
insurance company, investment, company, pension fund, employee benefit 
plan, mutual fund, finance company or brokerage company in the ordinary 
course of business for its own account, provided that a significant 
portion of that business does not involve the acquisition of entities.

    Example 1. In an open market purchase solely for the purpose of 
investment, Corporation A, a foreign person, acquires 7 percent of the 
voting securities of Corporation X, which is incorporated under the laws 
of the United States. The acquisition of those securities is not subject 
to section 721.
    Example 2. Same facts as Example 1 except Corporation A is an 
investment company which makes only portfolio investments. It purchases 
14 percent of the voting securities of Corporation X for its own 
account, solely for the purpose of investment. The acquisition of those 
securities is not subject to section 721.
    Example 3. Same facts as Example 2 except that a significant portion 
of the business of Corporation A is acquiring control over corporations. 
Its purchase of 14 percent of the shares of Corporation X is subject to 
section 721.

    (e) An acquisition of assets in the United States that does not 
constitute a business in the United States. See Sec. Sec. 800.201 and 
800.301(b)(4).

    Example 1. Corporation A, a foreign person, acquires, from separate 
United States nationals, (a) products held in inventory, (b) land, and 
(c) machinery for export. Corporation A has not acquired a ``business'' 
within the meaning of section 721.
    Example 2. Corporation X produces armored personnel carriers in the 
United States. Corporation A, a foreign person, seeks to acquire the 
annual production of those carriers from Corporation X under a long-term 
contract. Neither the proposed acquisition of those carriers, nor the 
actual acquisition, is subject to section 721.
    Example 3. Same facts as Example 2, except that Corporation X, a 
U.S. person, has developed important technology in connection with the 
production of armored personnel carriers. Corporation A seeks to 
negotiate an agreement under which it would be licensed to manufacture 
using that technology. Neither the proposed acquisition of technology 
pursuant to that license agreement, nor the actual acquisition, is 
subject to section 721.

[[Page 704]]

    Example 4. Same facts as Example 2, except that Corporation A enters 
into a contractual arrangement to acquire the entire armored personnel 
carrier business of Corporation X, including production facilities, 
customer lists, technology and staff. This acquisition is subject to 
section 721. See Sec. 800.201.

    (f) An acquisition of securities by a person acting as a securities 
underwriter, in the ordinary course of business, and in the process of 
underwriting.
    (g) An acquisition pursuant to a condition in a contract of 
insurance relating to fidelity, surety, or casualty obligations if the 
contract was made by an insurer in the ordinary course of business.
    (h) An acquisition of a security interest, but not control, in the 
voting securities or assets of a U.S. person at the time a loan or other 
financing is extended (see Sec. 800.303).
    (i) An acquisition of voting securities or assets that does not 
involve an acquisition of control of a person engaged in interstate 
commerce in the United States.

    Example 1. Corporation A, which is organized under the laws of a 
foreign state and is controlled by foreign persons, advises the 
Committee that it intends to acquire seven percent of the voting 
securities of Corporation X, which is organized under the laws of the 
United States and engaged in interstate commerce within the United 
States. In this particular case, Corporation A's purchase of this 
interest in Corporation X would not be sufficient to permit Corporation 
A to control Corporation X for purposes of Sec. 800.204. This 
transaction is not an acquisition for purposes of section 721.
    Example 2. Corporation A, which is organized under the laws of a 
foreign state and controlled by foreign persons, acquires from 
Corporation B 100 percent of the voting securities of Corporation X, a 
wholly-owned subsidiary of Corporation B that is organized under the 
laws of the United States. Corporation X currently has no employees, 
plants, equipment or subsidiaries in the United States. Corporation B 
maintains records in the United States on behalf of Corporation X and 
uses U.S. mail and telecommunications facilities on its behalf. For 
purposes of section 721, Corporation X is not engaged in interstate 
commerce in the United States, and the acquisition by Corporation A of 
securities of Corporation X is not an acquisition for purposes of 
section 721.

[56 FR 58780, Nov. 21, 1991, as amended at 59 FR 27179, May 25, 1994]



Sec. 800.303  Lending transactions.

    (a) The extension of a loan or similar financing by a foreign person 
to a U.S. person, accompanied by the creation in the foreign person of a 
secured interest in securities or other assets of the U.S. person, does 
not, by itself, subject the transaction to section 721. However, if 
control is acquired by the foreign person at the time the loan or other 
financing is extended, then the transaction may be subject to section 
721.
    (1) The Committee will not, at the time of extension of the loan or 
other financing, accept notices from parties to a loan or other 
financing transaction in which control is not acquired by the foreign 
person at that time.
    (2) The Committee will accept notices concerning transactions that 
involve loans or financing by foreign persons where, because of imminent 
or actual default or other condition, there is a significant possibility 
that the foreign person may obtain control of the U.S. person.
    (3) For purposes of this section, in determining whether an 
acquisition of a U.S. person by a foreign person results in foreign 
control under section 721, the Committee will take into account 
arrangements which the foreign person might establish to transfer day-
to-day control over the U.S. person to U.S. nationals.
    (b) Control will not be deemed to be acquired for purposes of 
section 721 in cases involving an acquisition of voting securities or 
assets of a U.S. person by a foreign person upon default, or other 
condition, involving a loan or other financing, provided that the loan 
was made by a syndicate of banks in a loan participation where the 
foreign lender (or lenders) in the syndicate:
    (1) Needs the majority consent of the U.S. participants in the 
syndicate to take action, and cannot on its own initiate any action vis-
a-vis the debtor; or
    (2) Does not have a lead role in the syndicate, and is subject to a 
provision in the loan or financing documents limiting its influence, 
ownership or control of the debtor such that control

[[Page 705]]

for purposes of Sec. 800.204 could not be acquired.



                            Subpart D_Notice



Sec. 800.401.  Procedures for notice.

    (a) A party or parties to an acquisition subject to section 721 may 
submit a voluntary notice to the Committee of the proposed or completed 
acquisition by:
    (1) Sending thirteen copies of the information set out in Sec. 
800.402 to the Staff Chairman of the Committee on Foreign Investment in 
the United States (``Staff Chairman''), Office of International 
Investment, Department of the Treasury, 15th Street and Pennsylvania 
Avenue, NW., Washington, DC 20220; or
    (2) Sending:
    (i) One signed paper copy of the information set out in Sec. 
800.402 to the Staff Chairman of the Committee on Foreign Investment in 
the United States (``Staff Chairman''), Office of International 
Investment, Department of the Treasury, 15th Street and Pennsylvania 
Avenue, NW., Washington, DC 20220; and
    (ii) One electronic copy of this same information in Adobe Acrobat 
(PDF) or Microsoft Word format to the following e-mail address: 
[email protected]. Electronic filings that exceed 5 Megabytes (MB) will 
need to be divided into smaller transmissions of no more than 5 MB each, 
which should be sent individually as attachments to separate e-mails.
    (b) Any member of the Committee may submit an agency notice of a 
proposed or completed acquisition to the Committee through its Staff 
Chairman if that member has reason to believe, based on facts then 
available, that the acquisition is subject to section 721 and may have 
adverse impacts on the national security. In the event of agency notice, 
the Committee will promptly furnish the parties to the acquisition with 
written advice of such notice.
    (c) No agency notice, or review or investigation by the Committee, 
shall be made with respect to a transaction more than three years after 
the date of conclusion of the transaction, unless the Chairman of the 
Committee, in consultation with other members of the Committee, requests 
an investigation.
    (d) No communications other than those described in paragraphs (a), 
(b) and (c) of this section shall constitute notice for purposes of 
section 721. In any case where a party or parties file(s) electronically 
under paragraph (a) of this section, the signed paper copy shall 
constitute the original copy, and CFIUS will not notify the parties of 
its acceptance of a filing until the original copy has been received by 
the Office of International Investment.

[68 FR 16721, Apr. 7, 2003]



Sec. 800.402  Contents of voluntary notice.

    (a) If the parties to an acquisition jointly submit a voluntary 
notice, they shall provide in detail the information set out in this 
section, which must be accurate and complete with respect to all 
parties. All parties shall sign a joint notice.
    (b) If fewer than all the parties to an acquisition submit a 
voluntary notice:
    (1) Each notifying party shall provide the information set out in 
this section with respect to itself and, to the extent known or 
reasonably available to it, with respect to each non-notifying party.
    (2) The Staff Chairman may delay acceptance of the notice, and the 
beginning of the thirty-day review period, in order to obtain any 
information set forth under this section that has not been submitted by 
the notifying party. Where necessary to obtain such information, the 
Staff Chairman may inform the non-notifying party or parties that notice 
has been initiated with respect to a proposed transaction involving the 
party, and request that certain information set forth in this section, 
as specified by the Staff Chairman, be forwarded to the Committee within 
seven days after such request by the Staff Chairman.
    (c) A voluntary notice submitted pursuant to Sec. 800.401(a) shall 
describe:
    (1) The transaction in question, including
    (i) A summary setting forth the essentials of the transaction;
    (ii) The nature of the transaction, e.g., whether the acquisition is 
by merger, consolidation, the purchase of voting securities, or 
otherwise;

[[Page 706]]

    (iii) The name, United States address (if any), and address of the 
principal place of business of the foreign person making the 
acquisition;
    (iv) The name and address of the U.S. person being acquired;
    (v) The name, address and nationality of the parent, if any, of the 
foreign person making the acquisition, and of each affiliate of that 
person;
    (vi) The name, address and nationality of the persons or interests 
that will control the U.S. person being acquired; and
    (vii) The expected date for concluding the transaction, or the date 
it was concluded.
    (2) The assets of the U.S. person being acquired (to be described 
only for an acquisition of an entity structured as an acquisition of 
assets or a business).
    (3) With respect to the U.S. person being acquired, and any entity 
of which it is a parent that is also being acquired:
    (i) The business activities of each of them, as, for example, set 
forth in annual reports, and the product lines of each;
    (ii) The street address (or mailing address, if different) within 
the United States of the facilities of each of them, which are 
manufacturing classified or unclassified products or producing services 
described in subparagraph (v) below, and their respective Commercial and 
Government Entity Code (CAGE Code), if any, assigned by the Department 
of Defense;
    (iii) Except as may be identified in paragraph (c)(3)(iv) of this 
section, each contract (identified by agency and number), which is 
currently in effect, or was in effect within the past three years, with 
an agency of the Government of the United States with national defense 
responsibilities, including any component of the Department of Defense, 
and the name, office, and telephone number of the contracting official;
    (iv) Each contract (identified by agency and number), which is 
currently in effect or was in effect within the past five years, with 
any agency of the Government of the United States involving any 
information, technology or data, which is classified under Executive 
Order 12356 of April 2, 1982, and the name, office, and telephone number 
of the contracting official;
    (v) Any products or services (including research and development) of 
each of them with respect to which
    (A) It is a supplier, for example, a prime contractor, or a first 
tier subcontractor, or, if known, a subcontractor at any tier, to the 
Department of Defense or any component of the Department of Defense, or 
a seller to any such prime contractor or subcontractor, and, to the 
knowledge of the parties submitting notice, to what extent the U.S. 
person is a sole-source supplier to the Department of Defense for a 
particular product or service;
    (B) It has technology which has military applications.
    (4) Whether the U.S. person being acquired produces:
    (i) Products or technical data subject to validated licenses or 
under General License GTDR pursuant to the U.S. Export Administration 
Regulations (15 CFR parts 768-799); if applicable, the relevant 
Commodity Control List number shall be provided and the technical data 
shall be described; and
    (ii) Defense articles and defense services under the International 
Traffic in Arms Regulations (22 CFR subchapter M).
    (5) With respect to the foreign person:
    (i) The business or businesses of the foreign person making the 
acquisition, and of its parent and any affiliates, as described, for 
example, in annual reports. Provide CAGE codes, if any, for such 
facilities;
    (ii) The plans of the foreign person for the U.S. person with 
respect to:
    (A) Reducing, eliminating or selling research and development 
facilities,
    (B) Changing product quality,
    (C) Shutting down or moving offshore facilities which are within the 
United States,
    (D) Consolidating or selling product lines or technology, or
    (E) Modifying or terminating contracts referred to in paragraphs 
(c)(3) (iii) and (iv) of this section for defense-related goods or 
services or for goods and services otherwise affecting national 
security;

[[Page 707]]

    (iii) Whether the foreign person is acting on behalf of a foreign 
government, for example, as an agent or a representative, or in some 
similar capacity; and
    (iv) Whether a foreign government or an entity controlled by a 
foreign government--
    (A) Has the power or right to determine, direct, take, reach or 
cause decisions of the acquirer with respect to any of the matters 
listed in Sec. 800.204, and, if so, the source of that power or right 
(e.g., shareholders agreement, contract, statute, regulation) and the 
mechanics of its operation;
    (B) Owns or controls voting or convertible securities of the 
acquiring foreign person or any affiliate of the acquiring foreign 
person, and if so, the nature and percentage amount of any such 
securities;
    (C) Has the right or power to appoint any of the principal officers 
or the members of the board of directors of the acquiring foreign person 
or any affiliate of the acquiring foreign person; or
    (D) Holds any contingent interest (e.g., such as might arise from a 
lending transaction) in the foreign acquiring party and, if so, the 
rights that are covered by this contingent interest, and the manner in 
which they would be enforced.
    (d) The voluntary notice shall list any filings with or reports to 
agencies of the United States Government which have been or will be made 
in respect of the acquisition prior to its closing indicating the 
agencies concerned, the nature of the filing or report, the date by 
which it was filed or the estimated date by which it will be filed, and 
a relevant telephone number and/or contact point within the agency, if 
known.

    Example. Corporation A, a foreign person, intends to acquire 
Corporation X, which is wholly owned and controlled by a U.S. national, 
and which has a Facility Security Clearance under the Department of 
Defense Industrial Security Program. See Department of Defense, 
``Industrial Security Regulation,'' DOD 5220.22-R, and ``Industrial 
Security Manual for Safeguarding Classified Information,'' DOD 5220.22-
M. Corporation X accordingly files a revised Form DD 441s, and enters 
into discussions with the Defense Investigative Service about 
effectively insulating its facilities from the foreign interest.
    Paragraph (d) requires that certain specific information about these 
steps be reported to the Committee in a voluntary notice.

    (e) In the case of a joint venture subject to section 721, 
information for the voluntary notice shall be prepared on the assumption 
that the foreign person which is party to the joint venture has made an 
acquisition of the business or businesses that the U.S. person which is 
a party to the joint venture is contributing or transferring to the 
joint venture. In addition, the voluntary notice shall describe the name 
and address of the joint venture or other corporation.
    (f) In the case of acquisitions of some but not all of the 
businesses or assets of a U.S. person, Sec. 800.402(c) only requires 
submission of the specified information with respect to the business or 
assets that have been or are proposed to be acquired.
    (g) Persons filing a voluntary notice shall, in respect of the 
foreign person making the acquisition, its parent and affiliates, the 
U.S. person being acquired, and each entity of which it is a parent, 
append to the voluntary notice the most recent annual report of each 
such entity, if available. Separate reports are not required for any 
entity whose financial results are included within the consolidated 
financial results stated in the annual report of any direct or indirect 
parent of any such entity.
    (h) Persons filing a voluntary notice shall, during the time that 
the matter is pending before the Committee or the President, promptly 
advise the Staff Chairman of any material changes in plans or 
information provided to the Committee. See also Sec. 800.701(a).
    (i) Persons filing a voluntary notice shall include a copy of the 
most recent asset or stock purchase agreement or other document 
establishing the terms of the acquisition.

[56 FR 58780, Nov. 21, 1991, as amended at 59 FR 27179, May 25, 1994]



Sec. 800.403  Treatment of certain voluntary notices.

    The Committee, acting through the Staff Chairman, may

[[Page 708]]

    (a) Reject voluntary notices not complying with Sec. 800.402;
    (b) Delay the beginning of the thirty-day review period until 
information specified in Sec. 800.402 has been furnished to the 
Committee;
    (c) Reject any voluntary notice at any time if, after the notice has 
been submitted and before action by the Committee or the President has 
been concluded, there is a material change in the transaction as to 
which notification has been made; and
    (d) Notify the party submitting a voluntary notice that an analysis 
of national security considerations will not be undertaken in cases 
where the Committee has found that a transaction presented is not 
subject to section 721.

    Example 1. The Staff Chairman receives a joint filing by Corporation 
A, a foreign person, and Corporation X, a company that is owned and 
controlled by U.S. nationals, with respect to Corporation A's intent to 
purchase all of the shares of Corporation X. The joint filing does not 
contain any information described under Sec. 800.402(c)(3) (iv) and (v) 
concerning classified materials and products or services supplied to the 
U.S. military services. The Staff Chairman may (1) reject the filing, or 
(2) delay the start of the thirty-day review period while the parties 
are asked to supply the omitted information.
    Example 2. Same facts as in first sentence of Example 1, except that 
the joint filing indicates that Corporation A does not intend to 
purchase Corporation X's Division Y, which is engaged in classified work 
for a U.S. Government agency. Corporations A and X notify the Committee 
on the 25th day of the 30-day notice period that Division Y will also be 
acquired by Corporation A. This fact constitutes a material change with 
respect to the transaction as originally notified, and the Staff 
Chairman may reject the notice.
    Example 3. The Staff Chairman receives a joint filing by Corporation 
A, a foreign person, and Corporation X, a company that is owned and 
controlled by U.S. nationals, indicating that Corporation A intends to 
purchase 10.5 percent of the voting securities of Corporation X. Under 
the particular facts and circumstances presented, the Committee 
concluded that Corporation A's purchase of this interest in Corporation 
X would not constitute control as defined in Sec. 800.204. The Staff 
Chairman may advise the parties in writing that the transaction as 
presented is not subject to section 721 and that no analysis of national 
security considerations has been undertaken.



Sec. 800.404  Beginning of thirty-day review period.

    (a) A thirty-day period for review of the acquisition shall be 
deemed to commence on the next calendar day after voluntary notice has 
been accepted, agency notice has been received by the Staff Chairman of 
the Committee, or the Chairman of the Committee has requested an 
investigation pursuant to Sec. 800.401. Such review shall end no later 
than the thirtieth day after it has commenced, or if the thirtieth day 
is not a business day, no later than the next business day after the 
thirtieth day.
    (b) Within two business days after its receipt by the Staff 
Chairman, the Staff Chairman of the Committee shall send written advice 
of an agency notice to the parties to an acquisition.



        Subpart E_Committee Procedures: Review and Investigation



Sec. 800.501  General.

    (a) The Committee's review or investigation (if it has been 
determined that an investigation shall be conducted) shall examine, as 
appropriate, whether:
    (1) The acquisition is by or with a foreign person and could result 
in control by a foreign person of a U.S. person or persons engaged in 
interstate commerce in the United States;
    (2) There is credible evidence to support a belief that the foreign 
interest exercising control of the U.S. person to be acquired might take 
action that threatens to impair the national security; and
    (3) Provisions of law, other than section 721 and the International 
Emergency Economic Powers Act (50 U.S.C. 1701-1706), provide adequate 
and appropriate authority to protect the national security.
    (b) During the thirty-day review period or during an investigation, 
the Staff Chairman may invite the parties to a notified transaction to 
attend a meeting with the Committee staff to discuss and clarify issues 
pertaining to the transaction. During an investigation, a party to the 
investigated transaction may request a meeting with the Committee staff; 
such a request ordinarily will be granted.

[[Page 709]]



Sec. 800.502  Determination not to investigate.

    (a) If the Committee determines, during the review period described 
in Sec. 800.404, not to undertake an investigation, such determination 
shall conclude action under section 721.
    (b) The Staff Chairman of the Committee shall promptly advise the 
parties to an acquisition of a determination not to investigate.



Sec. 800.503  Commencement of investigation.

    (a) If it is determined that an investigation should be undertaken, 
such investigation shall commence no later than the end of the thirty-
day period described in Sec. 800.404.
    (b) The Staff Chairman of the Committee shall promptly send written 
advice to the parties to an acquisition of the commencement of an 
investigation.



Sec. 800.504  Completion or termination of investigation and report to the President.

    (a) The Committee shall complete its investigation no later than the 
forty-fifth day after the date the investigation commences, or, if the 
forty-fifth day is not a business day, no later than the next business 
day after the forty-fifth day.
    (b) In circumstances when the Committee sends a report to the 
President requesting the President's decision upon completion or 
termination of an investigation, such report shall include information 
relevant to subparagraph (d)(4) of section 721, and shall present the 
Committee's recommendation. If the Committee is unable to reach a 
decision to present a single recommendation to the President, the 
Chairman shall submit a report of the Committee to the President setting 
forth the differing views and presenting the issues for decision.

[56 FR 58780, Nov. 21, 1991, as amended at 59 FR 27179, May 25, 1994; 73 
FR 15079, Mar. 21, 2008]



Sec. 800.505  Withdrawal of notice.

    (a) A party to an acquisition that has submitted notice under Sec. 
800.401(a), or, if more than one such party has submitted notice, the 
parties to an acquisition, may, at any time prior to an announcement by 
the President of his decision as described in Sec. 800.601, request in 
writing that such notice(s) be withdrawn. Such request shall be directed 
to the Staff Chairman and shall state the reasons why the request is 
being made. Such requests will ordinarily be granted, except as 
determined by the Committee. A written notification of the decision on 
the request to withdraw notice shall be sent promptly to the 
requester(s).
    (b) Any withdrawal in writing of an agency notice by the agency that 
submitted it shall be effective on its receipt by the Staff Chairman, 
who shall promptly send notice of the withdrawal to the parties to an 
acquisition.
    (c) In any case where a request to withdraw notice is granted under 
paragraph (a), or where the withdrawal is effective under paragraph (b) 
of this section, or where notice has been rejected under Sec. 800.403, 
such notice shall be considered not to have been made for purposes of 
Sec. 800.401. Section 800.702 shall nevertheless apply with respect to 
information or documentary material filed with the Committee. With 
respect to any subsequent acquisition among the parties that is within 
this part, notice made in accordance with Sec. 800.401 shall be deemed 
a new notice for purposes of these regulations, including Sec. 800.601.



                      Subpart F_Presidential Action



Sec. 800.601  Statutory time frame, standards for Presidential action, and permissible actions under section 721.

    (a) The President shall announce his decision to take action 
pursuant to section 721 no later than the fifteenth day after an 
investigation is completed, or, if the fifteenth day is not a business 
day, no later than the next business day following the fifteenth day.
    (b) The President may exercise the authority conferred by section 
721(d) if the President makes the findings required by section 721(e), 
namely, that--
    (1) There is credible evidence that leads the President to believe 
that the foreign interest exercising control

[[Page 710]]

might take action that threatens to impair the national security, and
    (2) Provisions of law, other than section 721 and the International 
Emergency Economic Powers Act (50 U.S.C. 1701-1706), do not in the 
President's judgment provide adequate and appropriate authority for the 
President to protect the national security in the matter before the 
President.
    The President's findings under section 721(d) shall not be subject 
to judicial review.
    (c) Under section 721 (d) and (e), the President:
    (1) Is empowered to take such action for such time as the President 
considers appropriate to suspend or prohibit any acquisition subject to 
section 721 that is the subject of a recommendation or recommendations 
by the Committee; and
    (2) Is empowered to direct the Attorney General to seek appropriate 
relief, including divestment relief, in the district courts of the 
United States in order to implement and enforce section 721.
    (d) All authority available to the President under section 721(d), 
including divestment authority, shall remain available at the discretion 
of the President in respect of acquisitions which have been concluded at 
any time on or after the effective date, but only if the purpose for 
which divestment or other appropriate relief is sought is based on 
facts, conditions, or circumstances existing at the time the transaction 
was concluded. Such authority shall not be exercised if:
    (1) The Committee, through its Staff Chairman, has in writing 
advised a party (or the parties) that a particular transaction, with 
respect to which voluntary notice was attempted, was not subject to 
section 721;
    (2) The Committee has previously determined under Sec. 800.502 not 
to undertake an investigation of the acquisition when proposed, pending, 
or completed; or
    (3) The President has previously determined not to exercise his 
authority under section 721 with respect to that acquisition.
    (e) Notwithstanding any other provision in these regulations, in any 
case where the parties to an acquisition submitted false or misleading 
material information to the Committee, or omitted material information, 
including relevant information that was supplied in response to 
provisions of Sec. 800.402; that was requested specifically by the 
Committee in the course of review, investigation, or Presidential 
determination; or that was actually provided by a party, in addition to 
such other penalties as may be provided by law,
    (1) The Committee may reopen its review or investigation of the 
transaction, and revise any recommendation or recommendations submitted 
to the President;
    (2) Any Committee member may submit or resubmit an agency notice 
under Sec. 800.401, to begin anew the process of review and 
investigation; and/or
    (3) The President may take such action for such time as the 
President deems appropriate in respect of the acquisition, and may 
revise actions earlier taken.
    (f) The Committee will generally not consider as material minor 
inaccuracies, omissions, or changes relating to financial or commercial 
factors not having a bearing on national security.

    Example 1. Corporation A, a foreign person, states in its joint 
filing with Corporation X, a U.S.-controlled person, that Corporation A 
will acquire all of the shares of Corporation X at $100 per share on 
July 31, 1991. For commercial reasons, the acquisition in fact takes 
place on August 31 of the same year, and the actual price paid per share 
is $150. The Committee would not regard these factors alone as reason to 
set aside a prior decision by the Committee not to investigate the 
proposed transaction.
    Example 2. Same facts as stated in sentence one of Example 1, except 
that the joint filing of Corporations A and X also states, in responding 
to Sec. 800.402(b)(3)(iv), that Corporation X has no contracts 
involving classified information. In fact, Corporation X has classified 
contracts with the Department of Defense. The statement would be 
considered false and could lead to action by the Committee under 
paragraph (e) of this section.

    (g) Divestment or other relief under section 721 shall not be 
available with respect to transactions that were concluded prior to the 
effective date.

[56 FR 58780, Nov. 21, 1991, as amended at 59 FR 27180, May 25, 1994]

[[Page 711]]



             Subpart G_Provision and Handling of Information



Sec. 800.701  Obligation of parties to provide information.

    (a) Parties to a transaction which is notified under subpart D shall 
provide information to the Staff Chairman of the Committee that will 
enable the Committee to conduct a full review and/or investigation of 
the proposed transaction, and shall promptly advise the Staff Chairman 
of any changes in plans or information pursuant to Sec. 800.402(h). 
See, generally, 50 U.S.C. app. 2155(a) for authorities available to the 
Committee for obtaining information.
    (b) Documentary materials or information required or requested to be 
submitted under this part shall be submitted in English. Supplementary 
materials, such as annual reports, written in a foreign language, shall 
be submitted in certified English translation, at the request of the 
Committee.



Sec. 800.702  Confidentiality.

    (a) Section 721(c) provides that any information or documentary 
material filed with the Committee pursuant to these regulations shall be 
exempt from disclosure under section 552 of title 5, United States Code, 
and no such information or documentary material may be made public, 
except as may be relevant to any administrative or judicial action or 
proceeding. Nothing in section 721 shall be construed to prevent 
disclosure to either House of Congress or to any duly authorized 
committee or subcommittee of the Congress.
    (b) The provisions of 50 U.S.C. app. 2155(e) relating to fines and 
imprisonment shall apply in respect of disclosure of information or 
documentary material filed with the Committee under these regulations.

[56 FR 58780, Nov. 21, 1991, as amended at 59 FR 27180, May 25, 1994]



    Sec. Appendix A to Part 800--Preamble to Regulations on Mergers, 

 Acquisitions, and Takeovers by Foreign Persons (Published November 21, 
                                  1991)

    Note: For the convenience of the reader, this appendix contains the 
text of the preamble to the final regulations on mergers, acquisitions 
and takeovers by foreign persons beginning at the heading ``Discussion 
of Final Rule'' and ending before ``List of Subjects in 31 CFR Part 
800'' (56 FR 58780; November 21, 1991). Certain sections of the 
regulations were renumbered in a final rule published on May 25, 1994, 
and those number changes are reflected in the ``Section-by-Section 
Discussion of Changes'' in this appendix. (See appendix B of this part 
for the preamble of the May 25, 1994, final rule.)

                        Discussion of Final Rule

                             I. Introduction

    On July 14, 1989, the Department of the Treasury published proposed 
Regulations Pertaining to Mergers, Acquisitions and Takeovers by Foreign 
Persons. The purpose of the proposed regulations was to implement 
section 721 (hereinafter referred to as ``section 721'') of title VII of 
the Defense Production Act of 1950, as added section 5021 of the Omnibus 
Trade and Competitiveness Act of 1988 (Pub. L. 100-418), relating to 
mergers, acquisitions, and takeovers of U.S. persons by or with foreign 
persons. Section 721, which was subject to the sunset provision of the 
DPA, lapsed on October 20, 1990, and was reinstated and made permanent 
law by Public Law 102-99 (signed August 17, 1991).
    The period for receiving comments on the proposed regulations closed 
on September 14, 1989; during that time, over seventy parties--including 
private and public, as well as domestic and foreign entities--filed in 
total some 500 pages of comments. The changes that have been 
incorporated into the final version of the regulations reflect both 
suggestions made in those comments and the experience of the Committee 
on Foreign Investment in the United States (``the Committee'') in 
reviewing transactions notified under section 721 since the proposed 
regulations were published. These changes are of a substantive nature as 
well as of a technical nature; examples of the latter include 
clarifications of terms and changes in format. The substantive issues 
will be discussed in the next section; the most significant technical 
changes will be discussed in the third section of this preamble.

 II. General Discussion: Major Substantive Issues Raised by the Public 
                                Comments

    Despite the wide range of interests represented by the public 
comments and the large volume of those comments, the comments generally 
focused on nine major issues: the meaning of ``national security''; the 
scope of section 721's coverage, focusing largely on the size of a 
transaction or date of completion; the definition of ``foreign 
control''; the application of section 721 to foreign lenders; the 
desirability of fast track

[[Page 712]]

treatment for certain types of transactions; the treatment of 
transactions involving hostile parties; the provisions of the 
regulations providing remedies for material omissions or errors; 
Committee procedures; and the possibility of a ``sunset'' on the 
President's power to act under section 721 on non-notified transactions. 
The suggested resolutions of these issues varied significantly in many 
cases. Each of these major issues, including some of the resolutions 
proposed by the public, will be discussed generally in this section of 
the preamble. A more detailed analysis, tied to the actual wording of 
the final regulations, follows in the next section. The final section 
reiterates certain information on international obligations of the 
United States that was set forth in the preamble to the proposed 
regulations.

                            National Security

    The desire for a definition of ``national security,'' or for 
expanded guidance as to the meaning of that term, was a major theme of 
the public comments. Commenters had a wide range of recommendations on 
this point. Their suggestions, as well as the Committee's view of them, 
will be discussed generally in the following paragraphs.
    Some commenters suggested that changes be made in the regulations to 
incorporate either positive lists of products and services considered 
essential to the national security, or negative lists of areas that are 
not so considered. Other commenters suggested that the regulations 
incorporate a multi-factor test, based on a list of products and 
services the significance of which to the national security would depend 
on a number of other factors, such as the dollar value of the 
transaction, or the availability of the product or service from other 
U.S. suppliers. The Committee rejected these proposals, because they 
could improperly curtail the President's broad authority to protect the 
national security, and, at the same time, not result in guidance 
sufficiently detailed to be helpful to parties.
    A third approach recommended in the public comments was to offer 
guidance as to the factors that are considered in a national security 
analysis. Such guidance would not have the legal effect of exemptions or 
lists, but would be intended to give the Committee's general views as to 
when filing might be considered appropriate. The Committee has adopted a 
limited form of this latter approach; however, since it believes such 
guidance is more appropriate to the preamble than the regulations 
themselves, the guidance is set forth below.
    As is made clear in the principal legislative history (H.R. Report 
No. 576, 100th Cong., 2d Sess. 925-928, hereinafter ``Conference 
Report''), the focus of section 721 is on transactions that could 
threaten to impair the national security. Although neither the statute 
nor the Conference Report defines national security, the conferees 
explain that it is to be interpreted broadly and without limitation to 
particular industries. Conference Report at 926-927. In line with both 
the statute and the Conference Report, the final regulations do not 
define ``national security.'' Ultimately, under section 721 and the 
Constitution the judgment as to whether a transaction threatens national 
security rests within the President's discretion.
    Generally speaking, transactions that involve products, services, 
and technologies that are important to U.S. national defense 
requirements will usually be deemed significant with respect to the 
national security. It is the Committee's view that notice, while 
voluntary, would clearly be appropriate when, for example, a company is 
being acquired that provides products or key technologies essential to 
U.S. defense requirements. On the other hand, the Committee does not 
intend to suggest that notice should be submitted in cases where the 
entire output of a company to be acquired consists of products and/or 
services that clearly have no particular relationship to national 
security.
    The regulations contemplate that persons considering transactions 
will exercise their own judgment and discretion in determining whether 
to give notice to the Committee with respect to a particular 
transaction. Nonetheless, persons wishing to seek general guidance are 
invited to contact the office of the Staff Chairman, at the address and 
telephone number indicated above.
    In addition to proposing changes to the regulations themselves, a 
number of commenters suggested that the Committee publish guidance 
outside the regulations, in order to enhance public understanding of 
``national security.'' For example, some suggested that the Committee 
issue binding advisory opinions with respect to transactions on the 
strength of something less than full notice. The Committee rejected this 
suggestion on the grounds that it would be impossible for the Committee 
to fulfill its obligation to make a thorough national security analysis 
based on an abbreviated or informal filing, and the Committee in such 
cases would generally have to advise the parties to submit a formal 
filing, resulting in lost time on both sides.
    Several parties asked the Committee to consider publishing in 
summary form a digest of all the reviews and investigations the 
Committee had undertaken, including information on how the Committee 
disposed of each transaction. This approach was determined to have two 
essential shortcomings. First, national security considerations preclude 
revealing why the Committee or the President reached a particular view. 
Without that information, parties could inappropriately conclude that an 
outcome in a previous case would be relevant to the outcome of

[[Page 713]]

their own case where both appeared to involve similar facts and 
circumstances. The public would have no way of assessing which factors 
were most important to the Committee's final determination, or whether 
other factors, not mentioned in the summary, played an important role in 
the outcome. Second, the Committee is statutorily required to maintain 
confidentiality with respect to section 721 filings. Publication of even 
``cleansed'' summaries could sacrifice the confidentiality of a filing 
and potentially create concerns by parties over inadvertent publication 
of business confidential information, while affording relatively little 
useful information to readers.

                            Scope of Coverage

    With respect to the scope of coverage of section 721, a number of 
parties suggested various ``bright line'' tests to eliminate certain 
transactions from coverage, primarily based on their size, but also on 
other criteria. For example, it was frequently suggested that 
transactions under a certain dollar threshold be exempted, on the theory 
that very small acquisitions could not possibly have a meaningful impact 
on the national security. Other parties suggested a test based on the 
market share represented by a particular transaction. Because the 
Committee's experience in reviewing notified transactions has 
demonstrated that there is no predictable relationship between the size 
or dollar value of a transaction and its significance to the national 
security, it decided that it would be inappropriate to adopt bright line 
tests based on such criteria.
    Many commenters argued that there should be an exemption for 
transactions completed after the date on which section 721 became 
effective (August 23, 1988), but which were not notified to the 
Committee. The Committee has not adopted this suggestion, which, in the 
Committee's view, would seriously undermine the effectiveness of the 
statute.
    The regulations establish a voluntary, rather than a mandatory, 
system of notice. Nevertheless, the Committee wanted to ensure that the 
President would be able to act with respect to any transaction that 
might threaten the national security. For this reason, agency notice was 
permitted for transactions that were not notified by parties to the 
transaction. Also, as an incentive for parties to give notice of 
transactions that might raise concerns, the possibility of Presidential 
action exists for completed transactions that have not been notified to 
the Committee.
    This approach is justified by the language of section 721. The first 
sentence of paragraph (a) of section 721 provides:

    The President or his designee may make an investigation to determine 
the effects on national security of mergers, acquisitions, and takeovers 
proposed or pending on or after the date of enactment of this section by 
or with foreign persons which could result in foreign control of persons 
engaged in interstate commerce in the United States. (Emphasis 
provided).

    The plain meaning of this sentence is that one of two criteria must 
be present to bring a transaction under section 721. A transaction must 
have been proposed on or after the date of enactment, or it must be (or 
have been) pending on or after the date of enactment to be subject to 
section 721. This language does not exclude completed transactions. 
Thus, a transaction proposed on or after the date of enactment--
regardless of whether it is completed by the time of notice--is subject 
to section 721. Similarly, a transaction proposed before the effective 
date but still pending on or after that date would also be subject to 
section 721, again, regardless of whether it was completed at the time 
of notice.
    Some commenters have read the second sentence of section 721(a) as 
suggesting that Congress did not intend to capture completed 
transactions. That sentence reads: ``If it is determined that an 
investigation should be undertaken, it shall commence no later than 30 
days after receipt by the President or the President's designee of 
written notice of the proposed or pending merger, acquisition, or 
takeover as prescribed by regulations promulgated pursuant to this 
section.'' (Emphasis added.) Some commenters have argued that this 
sentence suggests that transactions must also be proposed or pending as 
of the time of notice, thereby precluding notice of completed 
transactions.
    However, it would be inconsistent with the national security 
purposes of the statute to infer that Congress intended to establish a 
large loophole by which parties could avoid a review under section 721 
simply by not giving notice of a transaction. It is much more reasonable 
to view this language as reflecting the usual case, i.e., that parties 
give notice or transactions while they are still proposed or pending, 
but not precluding notice of completed transactions as well. Once a 
transaction is subject to section 721, all of the powers and remedies 
granted the President under that section apply to the transaction, 
including, but not limited to, divestment relief. Section 721(c) 
provides that the President may ``take any action * * * to suspend or 
prohibit any acquisition * * * proposed or pending on or after the date 
of enactment of this section * * * so that [foreign] control will not 
threaten to impair the national security.'' Section 721(c) further 
provides that the President ``may direct the Attorney General to seek 
appropriate relief, including divestment relief * * * in order to 
implement and enforce this section.'' Again,

[[Page 714]]

the relief available under the statute for any transaction pending on or 
after the date of enactment is broad, and nothing in the statute narrows 
the availability of any Presidential remedies.

                             Foreign Control

    The proposed regulations defined control functionally, in terms of 
the ability of the acquirer to make certain important decisions about 
the acquired company, such as whether to dissolve the entity, or to 
relocate or close production or research and development facilities. A 
number of commenters complained that this standard is too nebulous, and 
advocated the adoption of a bright line control test based on a 
particular percentage of stock ownership and/or the composition of the 
board of directors. Given the national security purposes underlying 
section 721, the Committee believes it would be inappropriate to adopt 
such bright line tests, which would make it relatively easy to structure 
transactions to circumvent the statute. However, the Committee did make 
certain minor adjustments in the control standard to remove unnecessary 
ambiguity. These changes are discussed below in the section-by-section 
analysis at Sec. Sec. 800.204 and 800.211.

                             Foreign Lenders

    At the time the proposed regulations were drafted, the Committee had 
almost no information on how section 721 would affect transactions 
involving foreign lenders. The proposed regulations were therefore 
deliberately vague as to whether foreign lending transactions would be 
covered and, if so, the appropriate time for giving notice--i.e., at the 
time a loan was made, or at the time of default. Since the publication 
of the proposed regulations in July 1989, the Committee has had more 
experience in reviewing lending transactions, in addition to the benefit 
of the public comments. Although the comments were not unanimous on this 
point, most commenters urged that lending transactions not be covered at 
the time a loan is made, in view of the unlikelihood that the loan 
itself will culminate in the foreign lender's acquiring control.
    However, these commenters were nevertheless concerned that foreign 
lenders be given some assurance that the value of their security 
interest would not be affected by CFIUS action. The Committee concluded 
that the acquisition of a security interest, without control, is not 
covered by section 721. Thus, if a lending transaction included, for 
example, contractual or other arrangements that conferred control, the 
transaction would be subject to section 721. However, the Committee 
would not view standard provisions of loan contracts (e.g., ordinary 
covenants of the borrower pertaining to liens, or a lender's right of 
veto over mergers or the sale of property), in and of themselves, to 
confer control over the borrower. (See the discussions below under 
Sec. Sec. 800.302 and 800.303 for further elaboration of the treatment 
of foreign lending transactions.)

                      Internal Fast Track Mechanism

    A number of commenters urged the adoption of a fast track procedure 
for reviewing notices under section 721 that clearly do not raise 
serious national security concerns. Because of the very short time frame 
for reviews that already exists (as provided in the statute), and in 
order not to encourage parties to give notice of marginal transactions, 
the Committee decided not to create a formal fast track in the 
regulations. The Committee Staff Chairman is available to discuss 
proposed transactions with parties contemplating notice.

                            Hostile Takeovers

    Fast track treatment of notified transactions involving hostile 
parties was also requested in several of the comments, on the grounds 
that the delay caused by Committee review under section 721 can unfairly 
give a target company time to thwart an unsolicited bid. Although this 
has not been a significant problem to date, the Committee will not 
tolerate attempts to delay or obstruct the review process; the final 
regulations make clear that the parties that did not file the notice 
must file information requested by the Staff Chairman within seven days 
of that request. (See the discussion in the section-by-section analysis 
at 800.402.) If necessary, the Committee can resort to its subpoena 
authority in the Defense Production Act to enforce compliance with 
section 721.

               Remedies for Material Omissions and Errors

    Many of the commenters contended that the absence of any definition 
for ``material'' in Sec. Sec. 800.601 (pertaining to material 
omissions) and 800.701 (pertaining to material changes) creates 
uncertainty about the finality of any decision by the President not to 
investigate or take other action with respect to a notified transaction. 
To lessen this uncertainty, some commenters suggested that the final 
regulations incorporate a limit on the President's authority to reopen 
consideration of a transaction previously considered under section 721 
due to a material omission. Others suggested that there be a time limit 
on the Committee's ability to reject a notice on the grounds of material 
change. The Committee did not adopt either of these time limitations. 
The former could potentially reward parties who conceal information or 
fail to take adequate care to bring all material facts about a 
transaction to light in a notice.

[[Page 715]]

The latter limitation could prevent the Committee from declining to 
complete its review of a transaction that changes radically very late in 
the 30-day review period, and could force an investigation even in a 
case where it would not otherwise be necessary.
    The Committee also did not accept the suggestion made by a few 
commenters that a transaction be reopened only when the Committee can 
show that the parties deliberately withheld material information. If 
information is material to the Committee's or the President's 
deliberation, it is irrelevant to the issue of materiality whether the 
information was intentionally withheld. The Committee has accepted 
suggestions that greater guidance as to the meaning of ``materiality'' 
be given in the regulations. It is also important to note that parties 
may at any time during the course of a review under section 721 amend 
the notice to apprise the Committee of an omission in the original 
filing or of a change in the transaction since the time the filing was 
made, and that such an amendment will not necessarily affect the 
Committee's ability to complete its review of the transaction within the 
statutory time periods. From the parties' perspective, it is clearly 
advantageous to bring material changes and omissions to light during the 
course of a review, rather than to risk discovery of such matters by the 
Committee at a subsequent time.
    A material change that occurs during the course of review that is 
not brought to the Committee's attention will be subsequently viewed as 
an omission, and may cause the Committee to reopen its consideration of 
a case. The same would be true of a change that occurs after the 
President has announced his decision but was contemplated by the parties 
at the time the transaction was under review and not communicated to the 
Committee. However, recognizing that businesses often change in terms of 
function and structure, the Committee would not consider a material 
change that is both conceived and executed after the President's 
determination as a basis for reopening a case.

                          Committee Procedures

    Commenters made a number of suggestions regarding Committee 
procedures. In some cases, the Committee had already been following the 
recommended procedures, and the final rule makes that explicit. For 
example, in appropriate instances, the Committee has met with parties 
involved in particular transactions in order to obtain further 
clarification or elaboration of the materials presented in the initial 
filing.
    It is worth noting that the Committee follows certain other 
procedures, not spelled out in the final regulations, that help ensure 
the fairness of the review process. For example, the Committee sometimes 
receives unsolicited communications from third parties concerning 
certain transactions. In order to ensure fairness, the Committee 
generally requests the parties to comment on the substance of third 
party communications that the Committee believes may be relevant to its 
full understanding of the notified transaction. Similarly, the Staff 
Chairman handles all communications by the Committee with the parties, 
so as to avoid any confusion resulting from contacts with individual 
Committee members by the parties or third parties.
    A number of the recommendations in the comments about Committee 
procedures would make the review process a highly formalistic, 
adversarial process. This outcome was considered undesirable by the 
Committee, and such recommendations were not accepted. For example, the 
Committee did not adopt the suggestion that the parties be required to 
exchange public versions of their submissions to the Committee, or that 
material be filed only under oath. The Committee believes that giving 
the parties an opportunity to comment, when appropriate, on the 
substance of statements made by each other, as well as by non-
governmental third parties, adequately ensure the integrity of the 
review process.

           Sunset on Presidential Authority Under Section 721

    Another concern expressed in the public comments pertained to the 
fact that the statute places no time limits on the President's authority 
to take action with respect to non-notified transactions. Some 
commenters argued that the absence of a limit on the President's power 
to divest a completed transaction effectively converts section 721 into 
a screening mechanism, since most parties will file notices to eliminate 
the possibility of future divestment. Several commenters suggested 
adoption of a sunset.
    The Committee acknowledges that parties may have to make difficult 
decisions about whether or not to file under section 721, particularly 
when time is a critical factor in closing a deal. However, in the 
Committee's view, it would be inappropriate for the regulations to limit 
the President's authority to protect the national security with respect 
to any given transaction after a particular time. Instead, the 
regulations contain a new provision that limits to three years the time 
during which an agency can give notice with respect to a completed 
transaction. After the three year period, only transactions that appear 
to raise national security concerns can be reviewed and investigated, 
pursuant to a request from the Chairman of the Committee, in 
consultation with other members of the Committee. (See below Sec. 
800.401.)
    Some commenters evidently fear that a transaction could be reviewed 
several years after it was completed. The Committee notes that 
divestment with respect to a completed

[[Page 716]]

but non-notified transaction would be limited by the requirement in 
paragraph (d) of Sec. 800.601 that it be based on facts, conditions, or 
circumstances existing at the time the transaction was concluded. 
Parties should also note the addition of a new limitation on reviewing 
completed transactions, which has been incorporated at Sec. 800.601(d). 
Advice in writing by the Committee that a notified transaction is not 
subject to section 721, e.g., because the transaction would not result 
in foreign control of a U.S. business, is final and binding with respect 
to the transaction, as long as the information on which that 
determination is based is accurate with respect to the transaction. 
However, subsequent changes in the material facts pertaining to control, 
e.g., a proposal by the foreign party to acquire additional stock, may 
result in a situation where notice to the Committee could be 
appropriate.

                        International Obligations

    In discharging its responsibilities under section 721, the Committee 
takes a case-by-case approach. The Conference Report states that section 
721 is not intended to abrogate existing obligations of the United 
States under treaties, including Treaties of Friendship, Commerce and 
Navigation. Conference Report at 927. Those treaties contain national 
treatment provisions under which the United States is obligated to 
extend foreign parties treatment no less favorable than that accorded 
domestic parties, but is permitted to institute measures to protect U.S. 
national security. The Committee intends to implement section 721 and 
the regulations in a manner fully consistent with the international 
obligations of the United States.

              III. Section-by-Section Discussion of Changes

    The Definitions section, subpart B, has been alphabetized.
    Section 800.201. In subsection (a), the definition of acquisition 
has been expanded to include specifically the acquisition of a person by 
a proxy contest undertaken for the purpose of obtaining control. In the 
preamble to the proposed regulations, the Committee requested public 
comments on the desirability of covering proxy contests under the 
regulations. The comments were inconclusive on this point. The Committee 
decided to cover specifically proxy contests undertaken for the purpose 
of obtaining control, such as a contest to change the board of 
directors, because such a contest represents a takeover attempt. Parties 
may give notice at or just prior to the time a proxy solicitation 
commences. However, contests undertaken for any purpose other than to 
obtain control would not be covered by the regulations.
    In subsection (b), qualifying language has been added to the 
provision concerning the acquisition of assets where, in addition to the 
asset acquisition, the acquirer will make substantial use of the 
seller's technology. The qualifier ``excluding technical information 
generally accompanying the sale of equipment'' is intended to convey 
that an acquisition of assets is not covered by section 721 unless the 
technology acquired by the foreign person is separate and apart from 
that inherent in, or typically accompanying the asset, such as 
instruction manuals and operating procedures that would routinely 
accompany equipment.
    Section 800.204. The definition of control in the proposed 
regulations included the ability to ``formulate'' matters or decisions 
affecting an entity. A number of public commenters noted that the 
ability to ``formulate'' in this sense is not a meaningful index of 
control, since technically any shareholder has this right. To alleviate 
any uncertainty on this point, ``formulate'' has been dropped from the 
definition.
    The definition of control has also been modified with the addition 
of subsection (b) to clarify that a U.S. person will not automatically 
be deemed to be foreign-controlled where a number of unrelated foreign 
parties hold an interest in that person. This point would apply even 
when the foreign parties taken as a whole hold the majority of stock in 
a U.S. company. The Committee would have to determine in such a case, as 
it would in any notified transaction, whether any single foreign party, 
acting on its own or in concert with another party (e.g., through 
contractual arrangements), could control the U.S. person.
    Section 800.213. A minor change to the wording of the definition of 
foreign person has been made to emphasize that there must be the present 
potential for control by a foreign interest, rather than a mere remote 
possibility, for an entity to be considered a foreign person under 
section 721. Whereas the regulation previously read ``an entity over 
which control is or could be exercised by a foreign interest,'' the 
underlined phrase has been replaced by ``exercised or exercisable'' to 
alleviate vagueness or remoteness in the standard. Thus, only the 
present potential for control (regardless of whether the foreign 
interest actually exercises it) matters for purposes of this section.
    Section 800.216. The proposed regulations left unresolved the issue 
of who are the parties to an acquisition in the case of a proxy 
solicitation. In light of the Committee's decision to cover proxy 
solicitations undertaken for the purpose of obtaining control just prior 
to and at the time the solicitation is made, the final regulations make 
both the persons soliciting proxies as well as the person who issued the 
voting securities parties to the acquisition.
    Section 800.219. To make this section consistent with the modified 
definition of control, the word formulation has been deleted

[[Page 717]]

from the definition of ``solely for the purpose of investment.'' (See 
Sec. 800.204 above.) With respect to Sec. 800.302(d) (which should be 
consulted), a party that has no intention of determining or directing 
the basic business decisions of the issuer, and who does not possess or 
develop any purpose other than investment, or take any action 
inconsistent with that purpose, would be deemed to hold securities 
solely for the purpose of investment.
    Section 800.222. This section defines U.S. person as any entity 
``but only to the extent of its business activities in interstate 
commerce in the United States, irrespective of the nationality of the 
individuals or entities which control it.'' To underscore the 
significance of that qualifier to the definition, a third example has 
been added to this section. The example describes the acquisition by a 
foreign person of a foreign subsidiary of a U.S. corporation. In the 
facts presented by the example, the foreign subsidiary has no fixed 
place of business in the United States, but merely exports goods to the 
U.S. parent and to unaffiliated companies in the United States. The 
acquisition of such an entity by a foreign person would not constitute 
the acquisition of a U.S. person under section 721 because the mere 
export of goods to the United States by a foreign subsidiary with no 
fixed place of business in this country does not constitute ``business 
activity in interstate commerce in the United States'' for purposes of 
the section.
    Section 800.301. A few points pertaining to joint venture 
transactions have been clarified in this section. First, a joint venture 
transaction is subject to section 721 only if an existing, identifiable 
business in the United States is contributed to the venture. A joint 
venture transaction in which the U.S. contribution is a company founded 
for the purposes of the transaction would not be subject to section 721. 
Moreover, even where an identifiable business has been contributed to 
the venture, the transaction is not subject to section 721 unless the 
foreign party would control the venture. Therefore, joint venture 
transactions in which control is equally shared by the U.S. partner and 
the foreign partner, i.e., where each party has a veto power over all 
the decisions of the joint venture, would not be subject to section 721. 
It is important to note, however, that this rule does not apply to other 
forms of business organization, such as when a foreign person acquires 
50 percent of the stock of an existing U.S. company. In such cases, the 
Committee may, depending on the other facts surrounding the transaction, 
conclude that the stock acquisition confers control on the foreign 
person.
    Section 800.302. Subsection (i) has been added to Sec. 800.302 as a 
corollary to section 301(b)(1), which provides that proposed or 
completed acquisitions by or with foreign persons which could or do 
result in foreign control of a U.S. person would be subject to section 
721. Subsection (i) of Sec. 800.302 provides that an acquisition (1) 
that does not involve the acquisition of control of (2) a person engaged 
in interstate commerce in the United States (i.e., a U.S. person) would 
not be subject to section 721. Two examples are provided to illustrate 
the two components of this provision. First, with respect to the 
acquisition of control, when a foreign person acquires an interest, such 
as stock, in a U.S. person, but that interest is insufficient to confer 
control, the acquisition is not subject to section 721. The Committee's 
options for handling a notice of such a transaction are set out in Sec. 
800.403 of the regulations.
    Second, with respect to the component pertaining to being engaged in 
interstate commerce in the United States, Example 2 is intended to 
illustrate that the acquisition of a business that is essentially a non-
operational shell--i.e., having no employees, plants, equipment, or 
subsidiaries in the United States--would not satisfy this component and 
would therefore not be an acquisition subject to section 721.
    Section 800.303. This section has been added to the regulations to 
clarify the Committee's treatment of lending transactions. As explained 
under Sec. 800.302 above, the acquisition of a security interest by a 
foreign lender in a lending transaction does not, without control, 
subject a transaction to section 721. Section 800.303 provides that the 
Committee will not accept notices of such transactions. However, the 
Committee will accept notice of such transactions where, because of 
actual or imminent default or other condition, the foreign lender is 
likely to obtain control of the U.S. person. In general, the Committee 
will accept the parties' view of the imminence of default, recognizing 
that in some cases waiting too long before filing notice could affect 
the lender's recourse to certain remedies, or the willingness of the 
borrower to cooperate fully in the preparation of a filing.
    Some commenters argued that if the Committee does not accept notices 
of lending transactions until actual or imminent default, the lender 
will never have adequate assurance of the value of its security 
interest, which may eventually discourage foreign lenders from entering 
into financing transactions that may be subject to section 721. Some 
argued that the acquisition of stock or assets as a result of a default 
should be exempt from section 721, because it is essentially similar to 
an acquisition pursuant to an insurance contract made in the ordinary 
course of business, which is exempt under Sec. 800.302(g). The 
Committee does not find it appropriate to exempt the acquisition of a 
U.S. person that results from a borrower's default. However, to help 
alleviate the lenders' concerns in such circumstances, the

[[Page 718]]

Committee will take into account steps the lender takes to transfer day-
to-day control over the U.S. person to U.S. nationals, pending final 
sale of the U.S. person. For example, in appropriate cases, the 
Committee could determine that the lender does not control a company 
acquired through default when it appoints a trustee to run the company 
and commits to sell it within a specified reasonable period of time.
    Section 800.303 also contains a special provision--subsection (b)--
for foreign banks participating in loan syndications. In view of the 
limitations on control of the borrower by any one bank that are often 
inherent in the structure of a syndicate of banks in a loan 
participation, the Committee will deem any foreign lender in a syndicate 
not to have control for purposes of section 721 where such lender needs 
the consent of the majority of the U.S. participants to take action, or 
does not have a lead role in the syndicate and is subject to a special 
provision limiting its influence, ownership or control over the 
borrower.
    Section 800.401. This section contains a new provision with respect 
to non-notified transactions. No agency notice can be made with respect 
to such a transaction more than three years after the date it was 
concluded unless the Chairman of the Committee, in consultation with 
other members of the Committee, requests an investigation. This 
provision was added to assuage public concern that non-notified 
transactions are indefinitely subject to divestment by the President. 
The President's powers under section 721 are not affected by this 
provision.
    Section 800.402. Until now, the Committee has been willing to accept 
notices of transactions from just one of the parties to a transaction, 
recognizing that in some cases one of the parties alone will be able to 
provide answers and materials responsive to the questions posed in Sec. 
800.402. Although the Committee will continue to accept joint notices 
prepared by just one party to a transaction that give information with 
respect to all the parties, the final regulations require all the 
parties to sign such a filing, thereby indicating to the Committee that 
each party is satisfied that the information in the filing pertaining to 
it is accurate and complete.
    With respect to filings submitted by a party independently of the 
other parties, several points are worth noting. First, a minor wording 
change has been made in paragraph (1) of subsection (b) of this section 
for purposes of clarity: ``Such information'' has been replaced by ``the 
information set out in this section.'' Although the phrase in that 
paragraph, ``to the extent known or reasonably available to it,'' 
remains unchanged from the proposed regulations, it merits discussion 
here in order to remove any uncertainty. When a party giving notice is 
unable to answer fully a question pertaining to the other party, it is 
not excused by the words ``to the extent known or reasonably available 
to it'' from submitting a complete and accurate filing, as has evidently 
been assumed by some parties. The Committee expects that in such a case 
either the party giving notice will obtain the assistance of the other 
party or parties, or that the latter independently will make a filing to 
the Committee, supplying the relevant information.
    In any case, the Committee will delay beginning the initial thirty-
day review period until the filing is complete with respect to both 
parties. Subsection (b) makes clear that the Staff Chairman of the 
Committee, when necessary, will contact directly the party or parties 
that did not file the notice and request that information responsive to 
Sec. 800.402 be filed within seven days of receipt of the request.
    A new provision has been added to subsection (c), requesting parties 
to submit a summary of the transaction. The Committee requests that the 
party(ies) that give notice be as clear and concise as possible. A 
readily understandable summary will expedite the Committee's work.
    Paragraph (3) of subsection (c) has also been modified to lengthen 
the period of time from three to five years for which contracts 
involving classified information should be described in a filing. As for 
contracts with the Department of Defense or any other agency of the U.S. 
Government with national defense responsibilities (such as the 
Department of Energy or the Nuclear Regulatory Commission), which 
contracts do not involve classified information, parties should continue 
to provide information for the past three years only.
    Section 800.403. This new section sets out the Committee's options 
for handling certain voluntary notices; most of these points have been 
addressed in the preceding discussion. The Committee will delay 
acceptance of a notice that does not comply with Sec. 800.402. It 
reserves the right to reject a voluntary notice at any time before 
action by the Committee or the President has been concluded, if there 
has been a material change in the notified transaction.
    As provided in Sec. 800.403(a)(4), the Committee will also inform 
the party submitting a voluntary notice if it decides not to undertake a 
substantive review of a transaction because it has determined that the 
notified transaction is not subject to section 721. For example, where 
the Committee determines that a notified transaction will not result in 
foreign control, the Committee would inform the parties of the nature of 
its determination, (e.g., no foreign control) and advise them to 
consider filing at a later date should an acquisition of control be 
contemplated.
    Section 800.404. A technical wording change has been made to this 
section (which was

[[Page 719]]

numbered Sec. 800.403 under the proposed regulations). The words ``has 
been accepted'' in the first sentence of that section replace ``is 
received'' to underscore that the 30-day review period does not begin 
until the Chair has determined that the voluntary notice complies with 
the requirements of Sec. 800.402. Further technical changes were made 
to subsection (a) to reflect changes made in Sec. 800.401 concerning 
agency notice.
    Section 800.501. Subsection (b) has been added to this section to 
make explicit a practice the Committee has been following since it began 
receiving notices under section 721, i.e., inviting the parties to 
certain notified transactions to meet with the Committee. The Staff 
Chairman, at his discretion, may invite the parties to a meeting to 
clarify certain issues with respect to the filing; such a meeting may 
occur either during the 30-day review period or during the 
investigation. When the parties involved in investigations request a 
meeting with the Committee, the request is ordinarily granted.
    Section 800.601. A number of commenters expressed concern that the 
finality of Committee or Presidential action under section 721 is called 
into question if there is a right to reopen consideration of a case on 
the basis of material omissions or material misstatements. This section 
has been expanded in an attempt to allay some of those concerns. 
Subsection (f) has been added to clarify the matters the Committee 
considers ``material'': These are confined to information requested by 
Sec. 800.402 of the regulations; information requested by the Committee 
during the course of an initial review, an investigation, or the 
Presidential determination period; or information provided by the 
party(ies) sua sponte. However, the Committee will generally not find 
information to be ``material'' if it concerns purely commercial matters 
having no bearing on national security, such as the price of stock.

                          Drafting Information

    The principal author of this document is the Office of the Assistant 
General Counsel (International Affairs). However, personnel from other 
offices at the Treasury Department and from other agencies that are 
members of the Committee participated extensively in its development.

[56 FR 58780, Nov. 21, 1991. Redesignated and amended at 59 FR 27180, 
May 25, 1994]



    Sec. Appendix B to Part 800--Preamble to Regulations on Mergers, 

 Acquisitions, and Takeovers by Foreign Persons (Published May 25, 1994)

    Note: For the convenience of the reader, this appendix contains the 
text of the preamble to the final rules amending the regulations on 
mergers, acquisitions, and takeovers by foreign persons beginning at the 
heading ``Discussion of the Final Rule'' and ending before ``List of 
Subjects in 31 CFR Part 800'' (59 FR 27178, May 25, 1994).

                      Discussion of the Final Rule

    Section 837(a) of the Defense Authorization Act creates for the 
first time a mandatory investigation provision under Exon-Florio. There 
are three points worth noting about this provision. First, this 
provision is limited in application to certain types of acquisitions. 
Specifically, the acquirer in question must be a foreign government 
controlled entity, or an entity acting on behalf of a foreign 
government. Furthermore, the acquisition must be one which ``could 
result in control of a person engaged in interstate commerce in the 
United States that could affect the national security of the United 
States'' (emphasis added). Thus, even where the other specified criteria 
are met, this provision does not mandate an investigation for cases that 
could not ``affect the national security of the United States.''
    Second, for purposes of determining whether the acquisition results 
in foreign government control, CFIUS is applying the same functional 
test for control as provided in Sec. 800.204.
    Third, in contrast to the criterion for Presidential action under 
Exon-Florio, i.e., that the foreign party acquiring control might take 
action that ``threatens to impair the national security,'' the criterion 
for undertaking an investigation of transactions involving government 
controlled entities is that there could be an effect on the national 
security.
    The term ``foreign government'' has been broadly defined for 
purposes of these regulations to include any government or body 
exercising governmental functions, and includes but is not limited to 
national as well as various regional and local levels of government. It 
is important to note that the definition is not limited to the 
particular levels of government that are specified in the regulation, 
and that other governmental bodies, including supra-national entities 
such as the European Union (including its component parts), are covered 
by this regulation.
    For purposes of the mandatory investigation provision, the 
regulations define the term ``engage in'' as used in the phrase ``seeks 
to engage in any merger, acquisition or takeover * * *'' to mean ``seeks 
to acquire control through.'' The purpose of this regulation is to 
clarify that the mandatory investigation provision would not be 
triggered in cases where a foreign government controlled entity's 
participation in an acquisition is

[[Page 720]]

solely for the purpose of investment, as defined in Sec. 800.217 of the 
regulations. The Committee believes that this reading is supported by 
the legislative history, and particularly floor statements made by 
members of Congress who sponsored this particular amendment. See, e.g., 
Cong. Rec., Sept. 18, 1992, pages S 14050 through 14053 (comments of 
Senators Exon, Sarbanes and Riegle); and Cong. Rec. Oct. 3, 1992, page H 
10986 (comments of Representative Collins). Subparagraph 
800.402(c)(5)(iii) has been changed in the final regulations by the 
addition of the words ``for example'' to clarify that an agency or 
representative role are examples of ways in which a foreign person can 
act on behalf of a foreign government, but are not the only ways in 
which such a relationship could be conducted.

                          Drafting Information

    The principal author of this document is the Office of the Assistant 
General Counsel (International Affairs). However, personnel from other 
offices of the Treasury Department and from other agencies that are 
members of the Committee participated extensively in its development.

[59 FR 27180, May 25, 1994]

[[Page 721]]



   CHAPTER IX--FEDERAL CLAIMS COLLECTION STANDARDS (DEPARTMENT OF THE 
                    TREASURY--DEPARTMENT OF JUSTICE)




  --------------------------------------------------------------------
Part                                                                Page
900             Scope of standards..........................         723
901             Standards for the administrative collection 
                    of claims...............................         725
902             Standards for the compromise of claims......         734
903             Standards for suspending or terminating 
                    collection activity.....................         736
904             Referrals to the Department of Justice......         738

[[Page 723]]



PART 900_SCOPE OF STANDARDS--Table of Contents




Sec.
900.1 Prescription of standards.
900.2 Definitions and construction.
900.3 Antitrust, fraud, and tax and interagency claims excluded.
900.4 Compromise, waiver, or disposition under other statutes not 
          precluded.
900.5 Form of payment.
900.6 Subdivision of claims not authorized.
900.7 Required administrative proceedings.
900.8 No private rights created.

    Authority: 31 U.S.C. 3711.

    Source: 65 FR 70395, Nov. 22, 2000, unless otherwise noted.



Sec. 900.1  Prescription of standards.

    (a) The Secretary of the Treasury and the Attorney General of the 
United States are issuing the regulations in parts 900-904 of this 
chapter under the authority contained in 31 U.S.C. 3711(d)(2). The 
regulations in this chapter prescribe standards for Federal agency use 
in the administrative collection, offset, compromise, and the suspension 
or termination of collection activity for civil claims for money, funds, 
or property, as defined by 31 U.S.C. 3701(b), unless specific Federal 
agency statutes or regulations apply to such activities or, as provided 
for by Title 11 of the United States Code, when the claims involve 
bankruptcy. Federal agencies include agencies of the executive, 
legislative, and judicial branches of the Government, including 
Government corporations. The regulations in this chapter also prescribe 
standards for referring debts to the Department of Justice for 
litigation. Additional guidance is contained in the Office of Management 
and Budget's Circular A-129 (Revised), ``Policies for Federal Credit 
Programs and Non-Tax Receivables,'' the Department of the Treasury's 
``Managing Federal Receivables,'' and other publications concerning debt 
collection and debt management. These publications are available from 
the Debt Management Services, Financial Management Service, Department 
of the Treasury, 401 14th Street SW., Room 151, Washington, DC 20227.
    (b) Additional rules governing centralized administrative offset and 
the transfer of delinquent debt to the Department of the Treasury 
(Treasury) or Treasury-designated debt collection centers for collection 
(cross-servicing) under the Debt Collection Improvement Act of 1996, 
Public Law 104-134, 110 Stat. 1321, 1358 (April 26, 1996), are issued in 
separate regulations by Treasury. Rules governing the use of certain 
debt collection tools created under the Debt Collection Improvement Act 
of 1996, such as administrative wage garnishment, also are issued in 
separate regulations by Treasury. See generally 31 CFR part 285.
    (c) Agencies are not limited to the remedies contained in parts 900-
904 of this chapter and are encouraged to use all authorized remedies, 
including alternative dispute resolution and arbitration, to collect 
civil claims, to the extent that such remedies are not inconsistent with 
the Federal Claims Collection Act, as amended, Public Law 89-508, 80 
Stat. 308 (July 19, 1966), the Debt Collection Act of 1982, Public Law 
97-365, 96 Stat. 1749 (October 25, 1982), the Debt Collection 
Improvement Act of 1996, or other relevant statutes. The regulations in 
this chapter are not intended to impair agencies' common law rights to 
collect debts.
    (d) Standards and policies regarding the classification of debt for 
accounting purposes (for example, write off of uncollectible debt) are 
contained in the Office of Management and Budget's Circular A-129 
(Revised), ``Policies for Federal Credit Programs and Non-Tax 
Receivables.''



Sec. 900.2  Definitions and construction.

    (a) For the purposes of the standards in this chapter, the terms 
``claim'' and ``debt'' are synonymous and interchangeable. They refer to 
an amount of money, funds, or property that has been determined by an 
agency official to be due the United States from any person, 
organization, or entity, except another Federal agency. For the purposes 
of administrative offset under 31 U.S.C. 3716, the terms ``claim'' and 
``debt'' include an amount of money, funds, or property owed by a person 
to a State (including past-due support being enforced by a State), the 
District of Columbia, American Samoa, Guam, the United States Virgin 
Islands, the

[[Page 724]]

Commonwealth of the Northern Mariana Islands, or the Commonwealth of 
Puerto Rico.
    (b) A debt is ``delinquent'' if it has not been paid by the date 
specified in the agency's initial written demand for payment or 
applicable agreement or instrument (including a post-delinquency payment 
agreement), unless other satisfactory payment arrangements have been 
made.
    (c) In parts 900-904 of this chapter, words in the plural form shall 
include the singular and vice versa, and words signifying the masculine 
gender shall include the feminine and vice versa. The terms ``includes'' 
and ``including'' do not exclude matters not listed but do include 
matters that are in the same general class.
    (d) Recoupment is a special method for adjusting debts arising under 
the same transaction or occurrence. For example, obligations arising 
under the same contract generally are subject to recoupment.
    (e) For purposes of the standards in this chapter, unless otherwise 
stated, ``Secretary'' means the Secretary of the Treasury or the 
Secretary's delegate.



Sec. 900.3  Antitrust, fraud, and tax and interagency claims excluded.

    (a) The standards in parts 900-904 of this chapter relating to 
compromise, suspension, and termination of collection activity do not 
apply to any debt based in whole or in part on conduct in violation of 
the antitrust laws or to any debt involving fraud, the presentation of a 
false claim, or misrepresentation on the part of the debtor or any party 
having an interest in the claim. Only the Department of Justice has the 
authority to compromise, suspend, or terminate collection activity on 
such claims. The standards in parts 900-904 of this chapter relating to 
the administrative collection of claims do apply, but only to the extent 
authorized by the Department of Justice in a particular case. Upon 
identification of a claim based in whole or in part on conduct in 
violation of the antitrust laws or any claim involving fraud, the 
presentation of a false claim, or misrepresentation on the part of the 
debtor or any party having an interest in the claim, agencies shall 
promptly refer the case to the Department of Justice for action. At its 
discretion, the Department of Justice may return the claim to the 
forwarding agency for further handling in accordance with the standards 
in parts 900-904 of this chapter.
    (b) Parts 900-904 of this chapter do not apply to tax debts.
    (c) Parts 900-904 of this chapter do not apply to claims between 
Federal agencies. Federal agencies should attempt to resolve interagency 
claims by negotiation in accordance with Executive Order 12146 (3 CFR, 
1980 Comp., pp. 409-412).



Sec. 900.4  Compromise, waiver, or disposition under other statutes not precluded.

    Nothing in parts 900-904 of this chapter precludes agency 
disposition of any claim under statutes and implementing regulations 
other than subchapter II of chapter 37 of Title 31 of the United States 
Code (Claims of the United States Government) and the standards in this 
chapter. See, e.g., the Federal Medical Care Recovery Act, Public Law 
87-693, 76 Stat. 593 (September 25, 1962) (codified at 42 U.S.C. 2651 et 
seq.), and applicable regulations, 28 CFR part 43. In such cases, the 
laws and regulations that are specifically applicable to claims 
collection activities of a particular agency generally take precedence 
over parts 900-904 of this chapter.



Sec. 900.5  Form of payment.

    Claims may be paid in the form of money or, when a contractual basis 
exists, the Government may demand the return of specific property or the 
performance of specific services.



Sec. 900.6  Subdivision of claims not authorized.

    Debts may not be subdivided to avoid the monetary ceiling 
established by 31 U.S.C. 3711(a)(2). A debtor's liability arising from a 
particular transaction or contract shall be considered a single debt in 
determining whether the debt is one of less than $100,000 (excluding 
interest, penalties, and administrative costs) or such higher amount as 
the Attorney General shall from time to time prescribe for purposes of 
compromise

[[Page 725]]

or suspension or termination of collection activity.



Sec. 900.7  Required administrative proceedings.

    Agencies are not required to omit, foreclose, or duplicate 
administrative proceedings required by contract or other laws or 
regulations.



Sec. 900.8  No private rights created.

    The standards in this chapter do not create any right or benefit, 
substantive or procedural, enforceable at law or in equity by a party 
against the United States, its agencies, its officers, or any other 
person, nor shall the failure of an agency to comply with any of the 
provisions of parts 900-904 of this chapter be available to any debtor 
as a defense.



PART 901_STANDARDS FOR THE ADMINISTRATIVE COLLECTION OF CLAIMS--Table of Contents




Sec.
901.1 Aggressive agency collection activity.
901.2 Demand for payment.
901.3 Collection by administrative offset.
901.4 Reporting debts.
901.5 Contracting with private collection contractors and with entities 
          that locate and recover unclaimed assets.
901.6 Suspension or revocation of eligibility for loans and loan 
          guaranties, licenses, permits, or privileges.
901.7 Liquidation of collateral.
901.8 Collection in installments.
901.9 Interest, penalties, and administrative costs.
901.10 Analysis of costs.
901.11 Use and disclosure of mailing addresses.
901.12 Exemptions.

    Authority: 31 U.S.C. 3701, 3711, 3716, 3717, 3718, and 3720B.

    Source: 65 FR 70396, Nov. 22, 2000, unless otherwise noted.



Sec. 901.1  Aggressive agency collection activity.

    (a) Federal agencies shall aggressively collect all debts arising 
out of activities of, or referred or transferred for collection services 
to, that agency. Collection activities shall be undertaken promptly with 
follow-up action taken as necessary. Nothing contained in parts 900-904 
of this chapter requires the Department of Justice, Treasury, or other 
Treasury-designated debt collection centers, to duplicate collection 
activities previously undertaken by other agencies or to perform 
collection activities that other agencies should have undertaken.
    (b) Debts referred or transferred to Treasury, or Treasury-
designated debt collection centers under the authority of 31 U.S.C. 
3711(g), shall be serviced, collected, or compromised, or the collection 
action will be suspended or terminated, in accordance with the statutory 
requirements and authorities applicable to the collection of such debts.
    (c) Agencies shall cooperate with one another in their debt 
collection activities.
    (d) Agencies should consider referring debts that are less than 180 
days delinquent to Treasury or to Treasury-designated ``debt collection 
centers'' to accomplish efficient, cost effective debt collection. 
Treasury is a debt collection center, is authorized to designate other 
Federal agencies as debt collection centers based on their performance 
in collecting delinquent debts, and may withdraw such designations. 
Referrals to debt collection centers shall be at the discretion of, and 
for a time period acceptable to, the Secretary. Referrals may be for 
servicing, collection, compromise, suspension, or termination of 
collection action.
    (e) Agencies shall transfer to the Secretary any debt that has been 
delinquent for a period of 180 days or more so that the Secretary may 
take appropriate action to collect the debt or terminate collection 
action. See 31 CFR 285.12 (Transfer of Debts to Treasury for 
Collection). This requirement does not apply to any debt that:
    (1) Is in litigation or foreclosure;
    (2) Will be disposed of under an approved asset sale program;
    (3) Has been referred to a private collection contractor for a 
period of time acceptable to the Secretary;
    (4) Is at a debt collection center for a period of time acceptable 
to the Secretary (see paragraph (d) of this section);
    (5) Will be collected under internal offset procedures within three 
years after the debt first became delinquent; or

[[Page 726]]

    (6) Is exempt from this requirement based on a determination by the 
Secretary that exemption for a certain class of debt is in the best 
interest of the United States. Agencies may request that the Secretary 
exempt specific classes of debts.
    (f) Agencies operating Treasury-designated debt collection centers 
are authorized to charge a fee for services rendered regarding referred 
or transferred debts. The fee may be paid out of amounts collected and 
may be added to the debt as an administrative cost (see Sec. 901.10).



Sec. 901.2  Demand for payment.

    (a) Written demand as described in paragraph (b) of this section 
shall be made promptly upon a debtor of the United States in terms that 
inform the debtor of the consequences of failing to cooperate with the 
agency to resolve the debt. The specific content, timing, and number of 
demand letters shall depend upon the type and amount of the debt and the 
debtor's response, if any, to the agency's letters or telephone calls. 
Generally, one demand letter should suffice. In determining the timing 
of the demand letter(s), agencies should give due regard to the need to 
refer debts promptly to the Department of Justice for litigation, in 
accordance with Sec. 904.1 of this chapter or otherwise. When necessary 
to protect the Government's interest (for example, to prevent the 
running of a statute of limitations), written demand may be preceded by 
other appropriate actions under parts 900-904 of this chapter, including 
immediate referral for litigation.
    (b) Demand letters shall inform the debtor of:
    (1) The basis for the indebtedness and the rights, if any, the 
debtor may have to seek review within the agency;
    (2) The applicable standards for imposing any interest, penalties, 
or administrative costs;
    (3) The date by which payment should be made to avoid late charges 
(i.e. interest, penalties, and administrative costs) and enforced 
collection, which generally should not be more than 30 days from the 
date that the demand letter is mailed or hand-delivered; and
    (4) The name, address, and phone number of a contact person or 
office within the agency.
    (c) Agencies should exercise care to ensure that demand letters are 
mailed or hand-delivered on the same day that they are dated. There is 
no prescribed format for demand letters. Agencies should utilize demand 
letters and procedures that will lead to the earliest practicable 
determination of whether the debt can be resolved administratively or 
must be referred for litigation.
    (d) Agencies should include in demand letters such items as the 
agency's willingness to discuss alternative methods of payment; its 
policies with respect to the use of credit bureaus, debt collection 
centers, and collection agencies; the agency's remedies to enforce 
payment of the debt (including assessment of interest, administrative 
costs and penalties, administrative garnishment, the use of collection 
agencies, Federal salary offset, tax refund offset, administrative 
offset, and litigation); the requirement that any debt delinquent for 
more than 180 days be transferred to the Department of the Treasury for 
collection; and, depending on applicable statutory authority, the 
debtor's entitlement to consideration of a waiver.
    (e) Agencies should respond promptly to communications from debtors, 
within 30 days whenever feasible, and should advise debtors who dispute 
debts to furnish available evidence to support their contentions.
    (f) Prior to the initiation of the demand process or at any time 
during or after completion of the demand process, if an agency 
determines to pursue, or is required to pursue, offset, the procedures 
applicable to offset should be followed (see Sec. 901.3). The 
availability of funds or money for debt satisfaction by offset and the 
agency's determination to pursue collection by offset shall release the 
agency from the necessity of further compliance with paragraphs (a), 
(b), (c), and (d) of this section.
    (g) Prior to referring a debt for litigation, agencies should advise 
each person determined to be liable for the debt that, unless the debt 
can be collected administratively, litigation may be initiated. This 
notification should

[[Page 727]]

comply with Executive Order 12988 (3 CFR, 1996 Comp., pp. 157-163) and 
may be given as part of a demand letter under paragraph (b) of this 
section or in a separate document. Litigation counsel for the Government 
should be advised that this notice has been given.
    (h) When an agency learns that a bankruptcy petition has been filed 
with respect to a debtor, before proceeding with further collection 
action, the agency should immediately seek legal advice from its agency 
counsel concerning the impact of the Bankruptcy Code on any pending or 
contemplated collection activities. Unless the agency determines that 
the automatic stay imposed at the time of filing pursuant to 11 U.S.C. 
362 has been lifted or is no longer in effect, in most cases collection 
activity against the debtor should stop immediately.
    (1) After seeking legal advice, a proof of claim should be filed in 
most cases with the bankruptcy court or the Trustee. Agencies should 
refer to the provisions of 11 U.S.C. 106 relating to the consequences on 
sovereign immunity of filing a proof of claim.
    (2) If the agency is a secured creditor, it may seek relief from the 
automatic stay regarding its security, subject to the provisions and 
requirements of 11 U.S.C. 362.
    (3) Offset is stayed in most cases by the automatic stay. However, 
agencies should seek legal advice from their agency counsel to determine 
whether their payments to the debtor and payments of other agencies 
available for offset may be frozen by the agency until relief from the 
automatic stay can be obtained from the bankruptcy court. Agencies also 
should seek legal advice from their agency counsel to determine whether 
recoupment is available.



Sec. 901.3  Collection by administrative offset.

    (a) Scope. (1) The term ``administrative offset'' has the meaning 
provided in 31 U.S.C. 3701(a)(1).
    (2) This section does not apply to:
    (i) Debts arising under the Social Security Act, except as provided 
in 42 U.S.C. 404;
    (ii) Payments made under the Social Security Act, except as provided 
for in 31 U.S.C. 3716(c) (see 31 CFR 285.4, Federal Benefit Offset);
    (iii) Debts arising under, or payments made under, the Internal 
Revenue Code (see 31 CFR 285.2, Tax Refund Offset) or the tariff laws of 
the United States;
    (iv) Offsets against Federal salaries to the extent these standards 
are inconsistent with regulations published to implement such offsets 
under 5 U.S.C. 5514 and 31 U.S.C. 3716 (see 5 CFR part 550, subpart K, 
and 31 CFR 285.7, Federal Salary Offset);
    (v) Offsets under 31 U.S.C. 3728 against a judgment obtained by a 
debtor against the United States;
    (vi) Offsets or recoupments under common law, State law, or Federal 
statutes specifically prohibiting offsets or recoupments of particular 
types of debts; or
    (vii) Offsets in the course of judicial proceedings, including 
bankruptcy.
    (3) Unless otherwise provided for by contract or law, debts or 
payments that are not subject to administrative offset under 31 U.S.C. 
3716 may be collected by administrative offset under the common law or 
other applicable statutory authority.
    (4) Unless otherwise provided by law, administrative offset of 
payments under the authority of 31 U.S.C. 3716 to collect a debt may not 
be conducted more than 10 years after the Government's right to collect 
the debt first accrued, unless facts material to the Government's right 
to collect the debt were not known and could not reasonably have been 
known by the official or officials of the Government who were charged 
with the responsibility to discover and collect such debts. This 
limitation does not apply to debts reduced to a judgment.
    (5) In bankruptcy cases, agencies should seek legal advice from 
their agency counsel concerning the impact of the Bankruptcy Code, 
particularly 11 U.S.C. 106, 362, and 553, on pending or contemplated 
collections by offset.
    (b) Mandatory centralized administrative offset. (1) Creditor 
agencies are required to refer past due, legally enforceable nontax 
debts which are over 180 days delinquent to the Secretary for collection 
by centralized administrative offset. Debts which are less than 180 days 
delinquent also may be

[[Page 728]]

referred to the Secretary for this purpose. See Sec. 901.3(b)(5) for 
debt certification requirements.
    (2) The names and taxpayer identifying numbers (TINs) of debtors who 
owe debts referred to the Secretary as described in paragraph (b)(1) of 
this section shall be compared to the names and TINs on payments to be 
made by Federal disbursing officials. Federal disbursing officials 
include disbursing officials of Treasury, the Department of Defense, the 
United States Postal Service, other Government corporations, and 
disbursing officials of the United States designated by the Secretary. 
When the name and TIN of a debtor match the name and TIN of a payee and 
all other requirements for offset have been met, the payment will be 
offset to satisfy the debt.
    (3) Federal disbursing officials will notify the debtor/payee in 
writing that an offset has occurred to satisfy, in part or in full, a 
past due, legally enforceable delinquent debt. The notice shall include 
a description of the type and amount of the payment from which the 
offset was taken, the amount of offset that was taken, the identity of 
the creditor agency requesting the offset, and a contact point within 
the creditor agency who will respond to questions regarding the offset.
    (4)(i) Before referring a delinquent debt to the Secretary for 
administrative offset, agencies must have prescribed administrative 
offset regulations consistent with this section or have adopted this 
section without change by cross-reference.
    (ii) Such regulations shall provide that offsets may be initiated 
only after the debtor:
    (A) Has been sent written notice of the type and amount of the debt, 
the intention of the agency to use administrative offset to collect the 
debt, and an explanation of the debtor's rights under 31 U.S.C. 3716; 
and
    (B) The debtor has been given:
    (1) The opportunity to inspect and copy agency records related to 
the debt;
    (2) The opportunity for a review within the agency of the 
determination of indebtedness; and
    (3) The opportunity to make a written agreement to repay the debt.
    (iii) Agency regulations may provide for the omission of the 
procedures set forth in paragraph (a)(4)(ii) of this section when:
    (A) The offset is in the nature of a recoupment;
    (B) The debt arises under a contract as set forth in Cecile 
Industries, Inc. v. Cheney, 995 F.2d 1052 (Fed. Cir. 1993) (notice and 
other procedural protections set forth in 31 U.S.C. 3716(a) do not 
supplant or restrict established procedures for contractual offsets 
accommodated by the Contracts Disputes Act); or
    (C) In the case of non-centralized administrative offsets conducted 
under paragraph (c) of this section, the agency first learns of the 
existence of the amount owed by the debtor when there is insufficient 
time before payment would be made to the debtor/payee to allow for prior 
notice and an opportunity for review. When prior notice and an 
opportunity for review are omitted, the agency shall give the debtor 
such notice and an opportunity for review as soon as practicable and 
shall promptly refund any money ultimately found not to have been owed 
to the Government.
    (iv) When an agency previously has given a debtor any of the 
required notice and review opportunities with respect to a particular 
debt (see, e.g., Sec. 901.2), the agency need not duplicate such notice 
and review opportunities before administrative offset may be initiated.
    (5) Agencies referring delinquent debts to the Secretary must 
certify, in a form acceptable to the Secretary, that:
    (i) The debt(s) is (are) past due and legally enforceable; and
    (ii) The agency has complied with all due process requirements under 
31 U.S.C. 3716(a) and the agency's regulations.
    (6) Payments that are prohibited by law from being offset are exempt 
from centralized administrative offset. The Secretary shall exempt 
payments under means-tested programs from centralized administrative 
offset when requested in writing by the head of the payment certifying 
or authorizing agency. Also, the Secretary may exempt other classes of 
payments from

[[Page 729]]

centralized offset upon the written request of the head of the payment 
certifying or authorizing agency.
    (7) Benefit payments made under the Social Security Act (42 U.S.C. 
301 et seq.), part B of the Black Lung Benefits Act (30 U.S.C. 921 et 
seq.), and any law administered by the Railroad Retirement Board (other 
than tier 2 benefits), may be offset only in accordance with Treasury 
regulations, issued in consultation with the Social Security 
Administration, the Railroad Retirement Board, and the Office of 
Management and Budget. See 31 CFR 285.4.
    (8) In accordance with 31 U.S.C. 3716(f), the Secretary may waive 
the provisions of the Computer Matching and Privacy Protection Act of 
1988 concerning matching agreements and post-match notification and 
verification (5 U.S.C. 552a(o) and (p)) for centralized administrative 
offset upon receipt of a certification from a creditor agency that the 
due process requirements enumerated in 31 U.S.C. 3716(a) have been met. 
The certification of a debt in accordance with paragraph (b)(5) of this 
section will satisfy this requirement. If such a waiver is granted, only 
the Data Integrity Board of the Department of the Treasury is required 
to oversee any matching activities, in accordance with 31 U.S.C. 
3716(g). This waiver authority does not apply to offsets conducted under 
paragraphs (c) and (d) of this section.
    (c) Non-centralized administrative offset. (1) Generally, non-
centralized administrative offsets are ad hoc case-by-case offsets that 
an agency conducts, at the agency's discretion, internally or in 
cooperation with the agency certifying or authorizing payments to the 
debtor. Unless otherwise prohibited by law, when centralized 
administrative offset is not available or appropriate, past due, legally 
enforceable nontax delinquent debts may be collected through non-
centralized administrative offset. In these cases, a creditor agency may 
make a request directly to a payment authorizing agency to offset a 
payment due a debtor to collect a delinquent debt. For example, it may 
be appropriate for a creditor agency to request that the Office of 
Personnel Management (OPM) offset a Federal employee's lump sum payment 
upon leaving Government service to satisfy an unpaid advance.
    (2) Before requesting a payment authorizing agency to conduct a non-
centralized administrative offset, agencies must adopt regulations 
providing that such offsets may occur only after:
    (i) The debtor has been provided due process as set forth in 
paragraph (b)(4) of this section; and
    (ii) The payment authorizing agency has received written 
certification from the creditor agency that the debtor owes the past 
due, legally enforceable delinquent debt in the amount stated, and that 
the creditor agency has fully complied with its regulations concerning 
administrative offset.
    (3) Payment authorizing agencies shall comply with offset requests 
by creditor agencies to collect debts owed to the United States, unless 
the offset would not be in the best interests of the United States with 
respect to the program of the payment authorizing agency, or would 
otherwise be contrary to law. Appropriate use should be made of the 
cooperative efforts of other agencies in effecting collection by 
administrative offset.
    (4) When collecting multiple debts by non-centralized administrative 
offset, agencies should apply the recovered amounts to those debts in 
accordance with the best interests of the United States, as determined 
by the facts and circumstances of the particular case, particularly the 
applicable statute of limitations.
    (d) Requests to OPM to offset a debtor's anticipated or future 
benefit payments under the Civil Service Retirement and Disability Fund. 
Upon providing OPM written certification that a debtor has been afforded 
the procedures provided in paragraph (b)(4) of this section, creditor 
agencies may request OPM to offset a debtor's anticipated or future 
benefit payments under the Civil Service Retirement and Disability Fund 
(Fund) in accordance with regulations codified at 5 CFR 831.1801-
831.1808. Upon receipt of such a request, OPM will identify and ``flag'' 
a debtor's account in anticipation of the time when the debtor requests, 
or becomes eligible to receive, payments from the Fund. This will 
satisfy any requirement that offset be initiated prior to the expiration 
of

[[Page 730]]

the time limitations referenced in paragraph (a)(4) of this section.
    (e) Review requirements. (1) For purposes of this section, whenever 
an agency is required to afford a debtor a review within the agency, the 
agency shall provide the debtor with a reasonable opportunity for an 
oral hearing when the debtor requests reconsideration of the debt and 
the agency determines that the question of the indebtedness cannot be 
resolved by review of the documentary evidence, for example, when the 
validity of the debt turns on an issue of credibility or veracity.
    (2) Unless otherwise required by law, an oral hearing under this 
section is not required to be a formal evidentiary hearing, although the 
agency should carefully document all significant matters discussed at 
the hearing.
    (3) This section does not require an oral hearing with respect to 
debt collection systems in which a determination of indebtedness rarely 
involves issues of credibility or veracity and the agency has determined 
that review of the written record is ordinarily an adequate means to 
correct prior mistakes.
    (4) In those cases when an oral hearing is not required by this 
section, an agency shall accord the debtor a ``paper hearing,'' that is, 
a determination of the request for reconsideration based upon a review 
of the written record.



Sec. 901.4  Reporting debts.

    (a) Agencies shall develop and implement procedures for reporting 
delinquent debts to credit bureaus and other automated databases. 
Agencies also may develop procedures to report non-delinquent debts to 
credit bureaus. See 31 U.S.C. 3711(e).
    (1) In developing procedures for reporting debts to credit bureaus, 
agencies shall comply with the Bankruptcy Code and the Privacy Act of 
1974, 5 U.S.C. 552a, as amended. The provisions of the Privacy Act do 
not apply to credit bureaus.
    (2) Agency procedures for reporting delinquent consumer debts to 
credit bureaus shall be consistent with the due process and other 
requirements contained in 31 U.S.C. 3711(e). When an agency has given a 
debtor any of the required notice and review opportunities with respect 
to a particular debt, the agency need not duplicate such notice and 
review opportunities before reporting that delinquent consumer debt to 
credit bureaus.
    (b) Agencies should report delinquent debts to the Department of 
Housing and Urban Development's Credit Alert Interactive Voice Response 
System (CAIVRS). For information about the CAIVRS program, agencies 
should contact the Director of Information Resources Management Policy 
and Management Division, Office of Information Technology, Department of 
Housing and Urban Development, 451 7th Street, SW., Washington, DC 
20410.



Sec. 901.5  Contracting with private collection contractors and with entities that locate and recover unclaimed assets.

    (a) Subject to the provisions of paragraph (b) of this section, 
Federal agencies may contract with private collection contractors, as 
defined in 31 U.S.C. 3701(f), to recover delinquent debts provided that:
    (1) Agencies retain the authority to resolve disputes, compromise 
debts, suspend or terminate collection activity, and refer debts for 
litigation;
    (2) The private collection contractor is not allowed to offer the 
debtor, as an incentive for payment, the opportunity to pay the debt 
less the private collection contractor's fee unless the agency has 
granted such authority prior to the offer;
    (3) The contract provides that the private collection contractor is 
subject to the Privacy Act of 1974 to the extent specified in 5 U.S.C. 
552a(m), and to applicable Federal and state laws and regulations 
pertaining to debt collection practices, including but not limited to 
the Fair Debt Collection Practices Act, 15 U.S.C. 1692; and
    (4) The private collection contractor is required to account for all 
amounts collected.
    (b) Agencies shall use government-wide debt collection contracts to 
obtain debt collection services provided by private collection 
contractors. However, agencies may refer debts to private collection 
contractors pursuant to a contract between the agency and the private 
collection contractor only if

[[Page 731]]

such debts are not subject to the requirement to transfer debts to 
Treasury for debt collection. See 31 U.S.C. 3711(g); 31 CFR 285.12(e).
    (c) Agencies may fund private collection contractor contracts in 
accordance with 31 U.S.C. 3718(d), or as otherwise permitted by law.
    (d) Agencies may enter into contracts for locating and recovering 
assets of the United States, such as unclaimed assets. Agencies must 
establish procedures that are acceptable to the Secretary before 
entering into contracts to recover assets of the United States held by a 
state government or a financial institution.
    (e) Agencies may enter into contracts for debtor asset and income 
search reports. In accordance with 31 U.S.C. 3718(d), such contracts may 
provide that the fee a contractor charges the agency for such services 
may be payable from the amounts recovered, unless otherwise prohibited 
by statute.



Sec. 901.6  Suspension or revocation of eligibility for loans and loan guaranties, licenses, permits, or privileges.

    (a) Unless waived by the head of the agency, agencies are not 
permitted to extend financial assistance in the form of a loan, loan 
guarantee, or loan insurance to any person delinquent on a nontax debt 
owed to a Federal agency. This prohibition does not apply to disaster 
loans. The authority to waive the application of this section may be 
delegated to the Chief Financial Officer and redelegated only to the 
Deputy Chief Financial Officer of the agency. Agencies may extend credit 
after the delinquency has been resolved. The Secretary may exempt 
classes of debts from this prohibition and has prescribed standards 
defining when a ``delinquency'' is ``resolved'' for purposes of this 
prohibition. See 31 CFR 285.13 (Barring Delinquent Debtors From 
Obtaining Federal Loans or Loan Insurance or Guarantees).
    (b) In non-bankruptcy cases, agencies seeking the collection of 
statutory penalties, forfeitures, or other types of claims should 
consider the suspension or revocation of licenses, permits, or other 
privileges for any inexcusable or willful failure of a debtor to pay 
such a debt in accordance with the agency's regulations or governing 
procedures. The debtor should be advised in the agency's written demand 
for payment of the agency's ability to suspend or revoke licenses, 
permits, or privileges. Any agency making, guaranteeing, insuring, 
acquiring, or participating in, loans should consider suspending or 
disqualifying any lender, contractor, or broker from doing further 
business with the agency or engaging in programs sponsored by the agency 
if such lender, contractor, or broker fails to pay its debts to the 
Government within a reasonable time or if such lender, contractor, or 
broker has been suspended, debarred, or disqualified from participation 
in a program or activity by another Federal agency. The failure of any 
surety to honor its obligations in accordance with 31 U.S.C. 9305 should 
be reported to the Treasury. The Treasury will forward to all interested 
agencies notification that a surety's certificate of authority to do 
business with the Government has been revoked by the Treasury.
    (c) The suspension or revocation of licenses, permits, or privileges 
also should extend to Federal programs or activities that are 
administered by the states on behalf of the Federal Government, to the 
extent that they affect the Federal Government's ability to collect 
money or funds owed by debtors. Therefore, states that manage Federal 
activities, pursuant to approval from the agencies, should ensure that 
appropriate steps are taken to safeguard against issuing licenses, 
permits, or privileges to debtors who fail to pay their debts to the 
Federal Government.
    (d) In bankruptcy cases, before advising the debtor of an agency's 
intention to suspend or revoke licenses, permits, or privileges, 
agencies should seek legal advice from their agency counsel concerning 
the impact of the Bankruptcy Code, particularly 11 U.S.C. 362 and 525, 
which may restrict such action.



Sec. 901.7  Liquidation of collateral.

    (a) Agencies should liquidate security or collateral through the 
exercise of a power of sale in the security instrument or a nonjudicial 
foreclosure, and apply the proceeds to the applicable debt(s), if the 
debtor fails to pay

[[Page 732]]

the debt(s) within a reasonable time after demand and if such action is 
in the best interest of the United States. Collection from other 
sources, including liquidation of security or collateral, is not a 
prerequisite to requiring payment by a surety, insurer, or guarantor 
unless such action is expressly required by statute or contract.
    (b) When an agency learns that a bankruptcy petition has been filed 
with respect to a debtor, the agency should seek legal advice from its 
agency counsel concerning the impact of the Bankruptcy Code, including, 
but not limited to, 11 U.S.C. 362, to determine the applicability of the 
automatic stay and the procedures for obtaining relief from such stay 
prior to proceeding under paragraph (a) of this section.



Sec. 901.8  Collection in installments.

    (a) Whenever feasible, agencies shall collect the total amount of a 
debt in one lump sum. If a debtor is financially unable to pay a debt in 
one lump sum, agencies may accept payment in regular installments. 
Agencies should obtain financial statements from debtors who represent 
that they are unable to pay in one lump sum and independently verify 
such representations whenever possible (see Sec. 902.2(g) of this 
chapter). Agencies that agree to accept payments in regular installments 
should obtain a legally enforceable written agreement from the debtor 
that specifies all of the terms of the arrangement and that contains a 
provision accelerating the debt in the event of default.
    (b) The size and frequency of installment payments should bear a 
reasonable relation to the size of the debt and the debtor's ability to 
pay. If possible, the installment payments should be sufficient in size 
and frequency to liquidate the debt in three years or less.
    (c) Security for deferred payments should be obtained in appropriate 
cases. Agencies may accept installment payments notwithstanding the 
refusal of the debtor to execute a written agreement or to give 
security, at the agency's option.



Sec. 901.9  Interest, penalties, and administrative costs.

    (a) Except as provided in paragraphs (g), (h), and (i) of this 
section, agencies shall charge interest, penalties, and administrative 
costs on debts owed to the United States pursuant to 31 U.S.C. 3717. An 
agency shall mail or hand-deliver a written notice to the debtor, at the 
debtor's most recent address available to the agency, explaining the 
agency's requirements concerning these charges except where these 
requirements are included in a contractual or repayment agreement. These 
charges shall continue to accrue until the debt is paid in full or 
otherwise resolved through compromise, termination, or waiver of the 
charges.
    (b) Agencies shall charge interest on debts owed the United States 
as follows:
    (1) Interest shall accrue from the date of delinquency, or as 
otherwise provided by law.
    (2) Unless otherwise established in a contract, repayment agreement, 
or by statute, the rate of interest charged shall be the rate 
established annually by the Secretary in accordance with 31 U.S.C. 3717. 
Pursuant to 31 U.S.C. 3717, an agency may charge a higher rate of 
interest if it reasonably determines that a higher rate is necessary to 
protect the rights of the United States. The agency should document the 
reason(s) for its determination that the higher rate is necessary.
    (3) The rate of interest, as initially charged, shall remain fixed 
for the duration of the indebtedness. When a debtor defaults on a 
repayment agreement and seeks to enter into a new agreement, the agency 
may require payment of interest at a new rate that reflects the current 
value of funds to the Treasury at the time the new agreement is 
executed. Interest shall not be compounded, that is, interest shall not 
be charged on interest, penalties, or administrative costs required by 
this section. If, however, a debtor defaults on a previous repayment 
agreement, charges that accrued but were not collected under the 
defaulted agreement shall be added to the principal under the new 
repayment agreement.

[[Page 733]]

    (c) Agencies shall assess administrative costs incurred for 
processing and handling delinquent debts. The calculation of 
administrative costs should be based on actual costs incurred or upon 
estimated costs as determined by the assessing agency.
    (d) Unless otherwise established in a contract, repayment agreement, 
or by statute, agencies shall charge a penalty, pursuant to 31 U.S.C. 
3717(e)(2), not to exceed six percent a year on the amount due on a debt 
that is delinquent for more than 90 days. This charge shall accrue from 
the date of delinquency.
    (e) Agencies may increase an ``administrative debt'' by the cost of 
living adjustment in lieu of charging interest and penalties under this 
section. ``Administrative debt'' includes, but is not limited to, a debt 
based on fines, penalties, and overpayments, but does not include a debt 
based on the extension of Government credit, such as those arising from 
loans and loan guaranties. The cost of living adjustment is the 
percentage by which the Consumer Price Index for the month of June of 
the calendar year preceding the adjustment exceeds the Consumer Price 
Index for the month of June of the calendar year in which the debt was 
determined or last adjusted. Increases to administrative debts shall be 
computed annually. Agencies should use this alternative only when there 
is a legitimate reason to do so, such as when calculating interest and 
penalties on a debt would be extremely difficult because of the age of 
the debt.
    (f) When a debt is paid in partial or installment payments, amounts 
received by the Government shall be applied first to any contingency 
fees added to the debt, second to outstanding penalties, third to 
administrative costs other than contingency fees, fourth to interest, 
and last to principal. For purposes of this paragraph (f), ``contingency 
fees'' are administrative costs resulting from fees paid by a Federal 
agency to other Federal agencies or private collection contractors for 
collection services rendered when the fees are paid from the amounts 
collected from a debtor.
    (g) Agencies shall waive the collection of interest and 
administrative costs imposed pursuant to this section on the portion of 
the debt that is paid within 30 days after the date on which interest 
began to accrue. Agencies may extend this 30-day period on a case-by-
case basis. In addition, agencies may waive interest, penalties, and 
administrative costs charged under this section, in whole or in part, 
without regard to the amount of the debt, either under the criteria set 
forth in these standards for the compromise of debts, or if the agency 
determines that collection of these charges is against equity and good 
conscience or is not in the best interest of the United States.
    (h) Agencies shall set forth in their regulations the circumstances 
under which interest and related charges will not be imposed for periods 
during which collection activity has been suspended pending agency 
review.
    (i) Agencies are authorized to impose interest and related charges 
on debts not subject to 31 U.S.C. 3717, in accordance with the common 
law.

[65 FR 70396, Nov. 22, 2000, as amended at 73 FR 12274, Mar. 7, 2008]



Sec. 901.10  Analysis of costs.

    Agency collection procedures should provide for periodic comparison 
of costs incurred and amounts collected. Data on costs and corresponding 
recovery rates for debts of different types and in various dollar ranges 
should be used to compare the cost effectiveness of alternative 
collection techniques, establish guidelines with respect to points at 
which costs of further collection efforts are likely to exceed 
recoveries, assist in evaluating offers in compromise, and establish 
minimum debt amounts below which collection efforts need not be taken.



Sec. 901.11  Use and disclosure of mailing addresses.

    (a) When attempting to locate a debtor in order to collect or 
compromise a debt under parts 900-904 of this chapter or other 
authority, agencies may send a request to the Secretary (or designee) to 
obtain a debtor's mailing address from the records of the Internal 
Revenue Service.

[[Page 734]]

    (b) Agencies are authorized to use mailing addresses obtained under 
paragraph (a) of this section to enforce collection of a delinquent debt 
and may disclose such mailing addresses to other agencies and to 
collection agencies for collection purposes.



Sec. 901.12  Exemptions.

    (a) The preceding sections of this part, to the extent they reflect 
remedies or procedures prescribed by the Debt Collection Act of 1982 and 
the Debt Collection Improvement Act of 1996, such as administrative 
offset, use of credit bureaus, contracting for collection agencies, and 
interest and related charges, do not apply to debts arising under, or 
payments made under, the Internal Revenue Code of 1986, as amended (26 
U.S.C. 1 et seq.); the Social Security Act (42 U.S.C. 301 et seq.), 
except to the extent provided under 42 U.S.C. 404 and 31 U.S.C. 3716(c); 
or the tariff laws of the United States. These remedies and procedures, 
however, may be authorized with respect to debts that are exempt from 
the Debt Collection Act of 1982 and the Debt Collection Improvement Act 
of 1996, to the extent that they are authorized under some other statute 
or the common law.
    (b) This section should not be construed as prohibiting the use of 
these authorities or requirements when collecting debts owed by persons 
employed by agencies administering the laws cited in paragraph (a) of 
this section unless the debt arose under those laws.



PART 902_STANDARDS FOR THE COMPROMISE OF CLAIMS--Table of Contents




Sec.
902.1 Scope and application.
902.2 Bases for compromise.
902.3 Enforcement policy.
902.4 Joint and several liability.
902.5 Further review of compromise offers.
902.6 Consideration of tax consequences to the Government.
902.7 Mutual releases of the debtor and the Government.

    Authority: 31 U.S.C. 3711.

    Source: 65 FR 70402, Nov. 22, 2000, unless otherwise noted.



Sec. 902.1  Scope and application.

    (a) The standards set forth in this part apply to the compromise of 
debts pursuant to 31 U.S.C. 3711. An agency may exercise such compromise 
authority for debts arising out of activities of, or referred or 
transferred for collection services to, that agency when the amount of 
the debt then due, exclusive of interest, penalties, and administrative 
costs, does not exceed $100,000 or any higher amount authorized by the 
Attorney General. Agency heads may designate officials within their 
respective agencies to exercise the authorities in this section.
    (b) Unless otherwise provided by law, when the principal balance of 
a debt, exclusive of interest, penalties, and administrative costs, 
exceeds $100,000 or any higher amount authorized by the Attorney 
General, the authority to accept the compromise rests with the 
Department of Justice. The agency should evaluate the compromise offer, 
using the factors set forth in this part. If an offer to compromise any 
debt in excess of $100,000 is acceptable to the agency, the agency shall 
refer the debt to the Civil Division or other appropriate litigating 
division in the Department of Justice using a Claims Collection 
Litigation Report (CCLR). Agencies may obtain the CCLR from the 
Department of Justice's National Central Intake Facility. The referral 
shall include appropriate financial information and a recommendation for 
the acceptance of the compromise offer. Justice Department approval is 
not required if the agency rejects a compromise offer.



Sec. 902.2  Bases for compromise.

    (a) Agencies may compromise a debt if the Government cannot collect 
the full amount because:
    (1) The debtor is unable to pay the full amount in a reasonable 
time, as verified through credit reports or other financial information;
    (2) The Government is unable to collect the debt in full within a 
reasonable time by enforced collection proceedings;
    (3) The cost of collecting the debt does not justify the enforced 
collection of the full amount; or

[[Page 735]]

    (4) There is significant doubt concerning the Government's ability 
to prove its case in court.
    (b) In determining the debtor's inability to pay, agencies should 
consider relevant factors such as the following:
    (1) Age and health of the debtor;
    (2) Present and potential income;
    (3) Inheritance prospects;
    (4) The possibility that assets have been concealed or improperly 
transferred by the debtor; and
    (5) The availability of assets or income that may be realized by 
enforced collection proceedings.
    (c) Agencies should verify the debtor's claim of inability to pay by 
using a credit report and other financial information as provided in 
paragraph (g) of this section. Agencies should consider the applicable 
exemptions available to the debtor under state and Federal law in 
determining the Government's ability to enforce collection. Agencies 
also may consider uncertainty as to the price that collateral or other 
property will bring at a forced sale in determining the Government's 
ability to enforce collection. A compromise effected under this section 
should be for an amount that bears a reasonable relation to the amount 
that can be recovered by enforced collection procedures, with regard to 
the exemptions available to the debtor and the time that collection will 
take.
    (d) If there is significant doubt concerning the Government's 
ability to prove its case in court for the full amount claimed, either 
because of the legal issues involved or because of a bona fide dispute 
as to the facts, then the amount accepted in compromise of such cases 
should fairly reflect the probabilities of successful prosecution to 
judgment, with due regard given to the availability of witnesses and 
other evidentiary support for the Government's claim. In determining the 
litigative risks involved, agencies should consider the probable amount 
of court costs and attorney fees pursuant to the Equal Access to Justice 
Act, 28 U.S.C. 2412, that may be imposed against the Government if it is 
unsuccessful in litigation.
    (e) Agencies may compromise a debt if the cost of collecting the 
debt does not justify the enforced collection of the full amount. The 
amount accepted in compromise in such cases may reflect an appropriate 
discount for the administrative and litigative costs of collection, with 
consideration given to the time it will take to effect collection. 
Collection costs may be a substantial factor in the settlement of small 
debts. In determining whether the cost of collecting justifies enforced 
collection of the full amount, agencies should consider whether 
continued collection of the debt, regardless of cost, is necessary to 
further an enforcement principle, such as the Government's willingness 
to pursue aggressively defaulting and uncooperative debtors.
    (f) Agencies generally should not accept compromises payable in 
installments. This is not an advantageous form of compromise in terms of 
time and administrative expense. If, however, payment of a compromise in 
installments is necessary, agencies should obtain a legally enforceable 
written agreement providing that, in the event of default, the full 
original principal balance of the debt prior to compromise, less sums 
paid thereon, is reinstated. Whenever possible, agencies also should 
obtain security for repayment in the manner set forth in part 901 of 
this chapter.
    (g) To assess the merits of a compromise offer based in whole or in 
part on the debtor's inability to pay the full amount of a debt within a 
reasonable time, agencies should obtain a current financial statement 
from the debtor, executed under penalty of perjury, showing the debtor's 
assets, liabilities, income and expenses. Agencies also may obtain 
credit reports or other financial information to assess compromise 
offers. Agencies may use their own financial information form or may 
request suitable forms from the Department of Justice or the local 
United States Attorney's Office.



Sec. 902.3  Enforcement policy.

    Pursuant to this part, agencies may compromise statutory penalties, 
forfeitures, or claims established as an aid to enforcement and to 
compel compliance, if the agency's enforcement policy in terms of 
deterrence and securing compliance, present and future, will be

[[Page 736]]

adequately served by the agency's acceptance of the sum to be agreed 
upon.



Sec. 902.4  Joint and several liability.

    (a) When two or more debtors are jointly and severally liable, 
agencies should pursue collection activity against all debtors, as 
appropriate. Agencies should not attempt to allocate the burden of 
payment between the debtors but should proceed to liquidate the 
indebtedness as quickly as possible.
    (b) Agencies should ensure that a compromise agreement with one 
debtor does not release the agency's claim against the remaining 
debtors. The amount of a compromise with one debtor shall not be 
considered a precedent or binding in determining the amount that will be 
required from other debtors jointly and severally liable on the claim.



Sec. 902.5  Further review of compromise offers.

    If an agency is uncertain whether to accept a firm, written, 
substantive compromise offer on a debt that is within the agency's 
delegated compromise authority, it may refer the offer to the Civil 
Division or other appropriate litigating division in the Department of 
Justice, using a CCLR accompanied by supporting data and particulars 
concerning the debt. The Department of Justice may act upon such an 
offer or return it to the agency with instructions or advice.



Sec. 902.6  Consideration of tax consequences to the Government.

    In negotiating a compromise, agencies should consider the tax 
consequences to the Government. In particular, agencies should consider 
requiring a waiver of tax-loss-carry-forward and tax-loss-carry-back 
rights of the debtor. For information on discharge of indebtedness 
reporting requirements see Sec. 903.5 of this chapter.



Sec. 902.7  Mutual releases of the debtor and the Government.

    In all appropriate instances, a compromise that is accepted by an 
agency should be implemented by means of a mutual release, in which the 
debtor is released from further non-tax liability on the compromised 
debt in consideration of payment in full of the compromise amount and 
the Government and its officials, past and present, are released and 
discharged from any and all claims and causes of action arising from the 
same transaction that the debtor may have. In the event a mutual release 
is not executed when a debt is compromised, unless prohibited by law, 
the debtor is still deemed to have waived any and all claims and causes 
of action against the Government and its officials related to the 
transaction giving rise to the compromised debt.



PART 903_STANDARDS FOR SUSPENDING OR TERMINATING COLLECTION ACTIVITY--Table of Contents




Sec.
903.1 Scope and application.
903.2 Suspension of collection activity.
903.3 Termination of collection activity.
903.4 Exception to termination.
903.5 Discharge of indebtedness; reporting requirements.

    Authority: 31 U.S.C. 3711.

    Source: 65 FR 70403, Nov. 22, 2000, unless otherwise noted.



Sec. 903.1  Scope and application.

    (a) The standards set forth in this part apply to the suspension or 
termination of collection activity pursuant to 31 U.S.C. 3711 on debts 
that do not exceed $100,000, or such other amount as the Attorney 
General may direct, exclusive of interest, penalties, and administrative 
costs, after deducting the amount of partial payments or collections, if 
any. Prior to referring a debt to the Department of Justice for 
litigation, agencies may suspend or terminate collection under this part 
with respect to debts arising out of activities of, or referred or 
transferred for collection services to, that agency.
    (b) If, after deducting the amount of any partial payments or 
collections, the principal amount of a debt exceeds $100,000, or such 
other amount as the Attorney General may direct, exclusive of interest, 
penalties, and administrative costs, the authority to suspend or 
terminate rests solely with the Department of Justice. If the agency 
believes that suspension or termination of any

[[Page 737]]

debt in excess of $100,000 may be appropriate, the agency shall refer 
the debt to the Civil Division or other appropriate litigating division 
in the Department of Justice, using the CCLR. The referral should 
specify the reasons for the agency's recommendation. If, prior to 
referral to the Department of Justice, an agency determines that a debt 
is plainly erroneous or clearly without legal merit, the agency may 
terminate collection activity regardless of the amount involved without 
obtaining Department of Justice concurrence.



Sec. 903.2  Suspension of collection activity.

    (a) Agencies may suspend collection activity on a debt when:
    (1) The agency cannot locate the debtor;
    (2) The debtor's financial condition is expected to improve; or
    (3) The debtor has requested a waiver or review of the debt.
    (b) Based on the current financial condition of the debtor, agencies 
may suspend collection activity on a debt when the debtor's future 
prospects justify retention of the debt for periodic review and 
collection activity and:
    (1) The applicable statute of limitations has not expired; or
    (2) Future collection can be effected by administrative offset, 
notwithstanding the expiration of the applicable statute of limitations 
for litigation of claims, with due regard to the 10-year limitation for 
administrative offset prescribed by 31 U.S.C. 3716(e)(1); or
    (3) The debtor agrees to pay interest on the amount of the debt on 
which collection will be suspended, and such suspension is likely to 
enhance the debtor's ability to pay the full amount of the principal of 
the debt with interest at a later date.
    (c)(1) Agencies shall suspend collection activity during the time 
required for consideration of the debtor's request for waiver or 
administrative review of the debt if the statute under which the request 
is sought prohibits the agency from collecting the debt during that 
time.
    (2) If the statute under which the request is sought does not 
prohibit collection activity pending consideration of the request, 
agencies may use discretion, on a case-by-case basis, to suspend 
collection. Further, an agency ordinarily should suspend collection 
action upon a request for waiver or review if the agency is prohibited 
by statute or regulation from issuing a refund of amounts collected 
prior to agency consideration of the debtor's request. However, an 
agency should not suspend collection when the agency determines that the 
request for waiver or review is frivolous or was made primarily to delay 
collection.
    (d) When an agency learns that a bankruptcy petition has been filed 
with respect to a debtor, in most cases the collection activity on a 
debt must be suspended, pursuant to the provisions of 11 U.S.C. 362, 
1201, and 1301, unless the agency can clearly establish that the 
automatic stay has been lifted or is no longer in effect. Agencies 
should seek legal advice immediately from their agency counsel and, if 
legally permitted, take the necessary legal steps to ensure that no 
funds or money are paid by the agency to the debtor until relief from 
the automatic stay is obtained.



Sec. 903.3  Termination of collection activity.

    (a) Agencies may terminate collection activity when:
    (1) The agency is unable to collect any substantial amount through 
its own efforts or through the efforts of others;
    (2) The agency is unable to locate the debtor;
    (3) Costs of collection are anticipated to exceed the amount 
recoverable;
    (4) The debt is legally without merit or enforcement of the debt is 
barred by any applicable statute of limitations;
    (5) The debt cannot be substantiated; or
    (6) The debt against the debtor has been discharged in bankruptcy.
    (b) Before terminating collection activity, the agency should have 
pursued all appropriate means of collection and determined, based upon 
the results of the collection activity, that the debt is uncollectible. 
Termination of collection activity ceases active collection of the debt. 
The termination of collection activity does not preclude the agency

[[Page 738]]

from retaining a record of the account for purposes of:
    (1) Selling the debt, if the Secretary determines that such sale is 
in the best interests of the United States;
    (2) Pursuing collection at a subsequent date in the event there is a 
change in the debtor's status or a new collection tool becomes 
available;
    (3) Offsetting against future income or assets not available at the 
time of termination of collection activity; or
    (4) Screening future applicants for prior indebtedness.
    (c) Generally, agencies shall terminate collection activity on a 
debt that has been discharged in bankruptcy, regardless of the amount. 
Agencies may continue collection activity, however, subject to the 
provisions of the Bankruptcy Code, for any payments provided under a 
plan of reorganization. Offset and recoupment rights may survive the 
discharge of the debtor in bankruptcy and, under some circumstances, 
claims also may survive the discharge. For example, the claims of an 
agency that it is a known creditor of a debtor may survive a discharge 
if the agency did not receive formal notice of the proceedings. Agencies 
should seek legal advice from their agency counsel if they believe they 
have claims or offsets that may survive the discharge of a debtor.



Sec. 903.4  Exception to termination.

    When a significant enforcement policy is involved, or recovery of a 
judgment is a prerequisite to the imposition of administrative 
sanctions, agencies may refer debts for litigation even though 
termination of collection activity may otherwise be appropriate.



Sec. 903.5  Discharge of indebtedness; reporting requirements.

    (a) Before discharging a delinquent debt (also referred to as a 
close out of the debt), agencies shall take all appropriate steps to 
collect the debt in accordance with 31 U.S.C. 3711(g), including, as 
applicable, administrative offset, tax refund offset, Federal salary 
offset, referral to Treasury, Treasury-designated debt collection 
centers or private collection contractors, credit bureau reporting, wage 
garnishment, litigation, and foreclosure. Discharge of indebtedness is 
distinct from termination or suspension of collection activity under 
part 903 of this title and is governed by the Internal Revenue Code. 
When collection action on a debt is suspended or terminated, the debt 
remains delinquent and further collection action may be pursued at a 
later date in accordance with the standards set forth in this chapter. 
When an agency discharges a debt in full or in part, further collection 
action is prohibited. Therefore, agencies should make the determination 
that collection action is no longer warranted before discharging a debt. 
Before discharging a debt, agencies must terminate debt collection 
action.
    (b) Section 3711(i), title 31, United States Code, requires agencies 
to sell a delinquent nontax debt upon termination of collection action 
if the Secretary determines such a sale is in the best interests of the 
United States. Since the discharge of a debt precludes any further 
collection action (including the sale of a delinquent debt), agencies 
may not discharge a debt until the requirements of 31 U.S.C. 3711(i) 
have been met.
    (c) Upon discharge of an indebtedness, agencies must report the 
discharge to the IRS in accordance with the requirements of 26 U.S.C. 
6050P and 26 CFR 1.6050P-1. An agency may request Treasury or Treasury-
designated debt collection centers to file such a discharge report to 
the IRS on the agency's behalf.
    (d) When discharging a debt, agencies must request that litigation 
counsel release any liens of record securing the debt.



PART 904_REFERRALS TO THE DEPARTMENT OF JUSTICE--Table of Contents




Sec.
904.1 Prompt referral.
904.2 Claims Collection Litigation Report.
904.3 Preservation of evidence.
904.4 Minimum amount of referrals to the Department of Justice.

    Authority: 31 U.S.C. 3711.

    Source: 65 FR 70404, Nov. 22, 2000, unless otherwise noted.

[[Page 739]]



Sec. 904.1  Prompt referral.

    (a) Agencies shall promptly refer to the Department of Justice for 
litigation debts on which aggressive collection activity has been taken 
in accordance with part 901 of this chapter and that cannot be 
compromised, or on which collection activity cannot be suspended or 
terminated, in accordance with parts 902 and 903 of this chapter. 
Agencies may refer those debts arising out of activities of, or referred 
or transferred for collection services to, that agency. Debts for which 
the principal amount is over $1,000,000, or such other amount as the 
Attorney General may direct, exclusive of interest and penalties, shall 
be referred to the Civil Division or other division responsible for 
litigating such debts at the Department of Justice, Washington, D.C. 
Debts for which the principal amount is $1,000,000, or less, or such 
other amount as the Attorney General may direct, exclusive of interest 
or penalties, shall be referred to the Department of Justice's 
Nationwide Central Intake Facility as required by the CCLR instructions. 
Debts should be referred as early as possible, consistent with 
aggressive agency collection activity and the observance of the 
standards contained in parts 900-904 of this chapter, and, in any event, 
well within the period for initiating timely lawsuits against the 
debtors. Agencies shall make every effort to refer delinquent debts to 
the Department of Justice for litigation within one year of the date 
such debts last became delinquent. In the case of guaranteed or insured 
loans, agencies should make every effort to refer these delinquent debts 
to the Department of Justice for litigation within one year from the 
date the loan was presented to the agency for payment or re-insurance.
    (b) The Department of Justice has exclusive jurisdiction over the 
debts referred to it pursuant to this section. The referring agency 
shall immediately terminate the use of any administrative collection 
activities to collect a debt at the time of the referral of that debt to 
the Department of Justice. The agency should advise the Department of 
Justice of the collection activities which have been utilized to date, 
and their result. The referring agency shall refrain from having any 
contact with the debtor and shall direct all debtor inquiries concerning 
the debt to the Department of Justice. The referring agency shall 
immediately notify the Department of Justice of any payments credited by 
the agency to the debtor's account after referral of a debt under this 
section. The Department of Justice shall notify the referring agency, in 
a timely manner, of any payments it receives from the debtor.



Sec. 904.2  Claims Collection Litigation Report.

    (a) Unless excepted by the Department of Justice, agencies shall 
complete the CCLR (see Sec. 902.1(b) of this chapter), accompanied by a 
signed Certificate of Indebtedness, to refer all administratively 
uncollectible claims to the Department of Justice for litigation. 
Referring agencies shall complete all of the sections of the CCLR 
appropriate to each claim as required by the CCLR instructions and 
furnish such other information as may be required in specific cases.
    (b) Agencies shall indicate clearly on the CCLR the actions they 
wish the Department of Justice to take with respect to the referred 
claim. The CCLR permits the agency to indicate specifically any of a 
number of litigative activities which the Department of Justice may 
pursue, including enforced collection, judgment lien only, renew 
judgment lien only, renew judgment lien and enforce collection, program 
enforcement, foreclosure only, and foreclosure and deficiency judgment.
    (c) Agencies also shall use the CCLR to refer claims to the 
Department of Justice to obtain approval of any proposals to compromise 
the claims or to suspend or terminate agency collection activity.



Sec. 904.3  Preservation of evidence.

    Referring agencies must take care to preserve all files and records 
that may be needed by the Department of Justice to prove their claims in 
court. Agencies ordinarily should include certified copies of the 
documents that form the basis for the claim in the packages referring 
their claims to the Department of Justice for litigation. Agencies shall 
provide originals of such documents

[[Page 740]]

immediately upon request by the Department of Justice.



Sec. 904.4  Minimum amount of referrals to the Department of Justice.

    (a) Agencies shall not refer for litigation claims of less than 
$2,500, exclusive of interest, penalties, and administrative costs, or 
such other amount as the Attorney General shall from time to time 
prescribe. The Department of Justice shall promptly notify referring 
agencies if the Attorney General changes this minimum amount.
    (b) Agencies shall not refer claims of less than the minimum amount 
unless:
    (1) Litigation to collect such smaller claims is important to ensure 
compliance with the agency's policies or programs;
    (2) The claim is being referred solely for the purpose of securing a 
judgment against the debtor, which will be filed as a lien against the 
debtor's property pursuant to 28 U.S.C. 3201 and returned to the 
referring agency for enforcement; or
    (3) The debtor has the clear ability to pay the claim and the 
Government effectively can enforce payment, with due regard for the 
exemptions available to the debtor under state and Federal law and the 
judicial remedies available to the Government.
    (c) Agencies should consult with the Financial Litigation Staff of 
the Executive Office for United States Attorneys in the Department of 
Justice prior to referring claims valued at less than the minimum 
amount.


[[Page 741]]



                              FINDING AIDS




  --------------------------------------------------------------------

  A list of CFR titles, subtitles, chapters, subchapters and parts and 
an alphabetical list of agencies publishing in the CFR are included in 
the CFR Index and Finding Aids volume to the Code of Federal Regulations 
which is published separately and revised annually.

  Table of CFR Titles and Chapters
  Alphabetical List of Agencies Appearing in the CFR
  List of CFR Sections Affected

[[Page 743]]



                    Table of CFR Titles and Chapters




                      (Revised as of July 1, 2008)

                      Title 1--General Provisions

         I  Administrative Committee of the Federal Register 
                (Parts 1--49)
        II  Office of the Federal Register (Parts 50--299)
        IV  Miscellaneous Agencies (Parts 400--500)

                    Title 2--Grants and Agreements

            Subtitle A--Office of Management and Budget Guidance 
                for Grants and Agreements
         I  Office of Management and Budget Governmentwide 
                Guidance for Grants and Agreements (Parts 100--
                199)
        II  Office of Management and Budget Circulars and Guidance 
                (200--299)
            Subtitle B--Federal Agency Regulations for Grants and 
                Agreements
       III  Department of Health and Human Services (Parts 300-- 
                399)
        VI  Department of State (Parts 600--699)
      VIII  Department of Veterans Affairs (Parts 800--899)
        IX  Department of Energy (Parts 900--999)
        XI  Department of Defense (Parts 1100--1199)
       XII  Department of Transportation (Parts 1200--1299)
       XIV  Department of the Interior (Parts 1400--1499)
        XV  Environmental Protection Agency (Parts 1500--1599)
     XVIII  National Aeronautics and Space Administration (Parts 
                1880--1899)
      XXII  Corporation for National and Community Service (Parts 
                2200--2299)
     XXIII  Social Security Administration (Parts 2300--2399)
      XXIV  Housing and Urban Development (Parts 2400--2499)
       XXV  National Science Foundation (Parts 2500--2599)
      XXVI  National Archives and Records Administration (Parts 
                2600--2699)
     XXVII  Small Business Administration (Parts 2700--2799)
    XXVIII  Department of Justice (Parts 2800--2899)
     XXXII  National Endowment for the Arts (Parts 3200--3299)
    XXXIII  National Endowment for the Humanities (Parts 3300--
                3399)
      XXXV  Export-Import Bank of the United States (Parts 3500--
                3599)
    XXXVII  Peace Corps (Parts 3700--3799)

[[Page 744]]

                        Title 3--The President

         I  Executive Office of the President (Parts 100--199)

                           Title 4--Accounts

         I  Government Accountability Office (Parts 1--99)

                   Title 5--Administrative Personnel

         I  Office of Personnel Management (Parts 1--1199)
        II  Merit Systems Protection Board (Parts 1200--1299)
       III  Office of Management and Budget (Parts 1300--1399)
         V  The International Organizations Employees Loyalty 
                Board (Parts 1500--1599)
        VI  Federal Retirement Thrift Investment Board (Parts 
                1600--1699)
      VIII  Office of Special Counsel (Parts 1800--1899)
        IX  Appalachian Regional Commission (Parts 1900--1999)
        XI  Armed Forces Retirement Home (Parts 2100--2199)
       XIV  Federal Labor Relations Authority, General Counsel of 
                the Federal Labor Relations Authority and Federal 
                Service Impasses Panel (Parts 2400--2499)
        XV  Office of Administration, Executive Office of the 
                President (Parts 2500--2599)
       XVI  Office of Government Ethics (Parts 2600--2699)
       XXI  Department of the Treasury (Parts 3100--3199)
      XXII  Federal Deposit Insurance Corporation (Parts 3200--
                3299)
     XXIII  Department of Energy (Parts 3300--3399)
      XXIV  Federal Energy Regulatory Commission (Parts 3400--
                3499)
       XXV  Department of the Interior (Parts 3500--3599)
      XXVI  Department of Defense (Parts 3600-- 3699)
    XXVIII  Department of Justice (Parts 3800--3899)
      XXIX  Federal Communications Commission (Parts 3900--3999)
       XXX  Farm Credit System Insurance Corporation (Parts 4000--
                4099)
      XXXI  Farm Credit Administration (Parts 4100--4199)
    XXXIII  Overseas Private Investment Corporation (Parts 4300--
                4399)
      XXXV  Office of Personnel Management (Parts 4500--4599)
        XL  Interstate Commerce Commission (Parts 5000--5099)
       XLI  Commodity Futures Trading Commission (Parts 5100--
                5199)
      XLII  Department of Labor (Parts 5200--5299)
     XLIII  National Science Foundation (Parts 5300--5399)
       XLV  Department of Health and Human Services (Parts 5500--
                5599)
      XLVI  Postal Rate Commission (Parts 5600--5699)
     XLVII  Federal Trade Commission (Parts 5700--5799)
    XLVIII  Nuclear Regulatory Commission (Parts 5800--5899)
         L  Department of Transportation (Parts 6000--6099)
       LII  Export-Import Bank of the United States (Parts 6200--
                6299)
      LIII  Department of Education (Parts 6300--6399)

[[Page 745]]

       LIV  Environmental Protection Agency (Parts 6400--6499)
        LV  National Endowment for the Arts (Parts 6500--6599)
       LVI  National Endowment for the Humanities (Parts 6600--
                6699)
      LVII  General Services Administration (Parts 6700--6799)
     LVIII  Board of Governors of the Federal Reserve System 
                (Parts 6800--6899)
       LIX  National Aeronautics and Space Administration (Parts 
                6900--6999)
        LX  United States Postal Service (Parts 7000--7099)
       LXI  National Labor Relations Board (Parts 7100--7199)
      LXII  Equal Employment Opportunity Commission (Parts 7200--
                7299)
     LXIII  Inter-American Foundation (Parts 7300--7399)
      LXIV  Merit Systems Protection Board (Parts 7400--7499)
       LXV  Department of Housing and Urban Development (Parts 
                7500--7599)
      LXVI  National Archives and Records Administration (Parts 
                7600--7699)
     LXVII  Institute of Museum and Library Services (Parts 7700--
                7799)
    LXVIII  Commission on Civil Rights (Parts 7800--7899)
      LXIX  Tennessee Valley Authority (Parts 7900--7999)
      LXXI  Consumer Product Safety Commission (Parts 8100--8199)
    LXXIII  Department of Agriculture (Parts 8300--8399)
     LXXIV  Federal Mine Safety and Health Review Commission 
                (Parts 8400--8499)
     LXXVI  Federal Retirement Thrift Investment Board (Parts 
                8600--8699)
    LXXVII  Office of Management and Budget (Parts 8700--8799)
     XCVII  Department of Homeland Security Human Resources 
                Management System (Department of Homeland 
                Security--Office of Personnel Management) (Parts 
                9700--9799)
      XCIX  Department of Defense Human Resources Management and 
                Labor Relations Systems (Department of Defense--
                Office of Personnel Management) (Parts 9900--9999)

                      Title 6--Domestic Security

         I  Department of Homeland Security, Office of the 
                Secretary (Parts 0--99)
         X  Privacy and Civil Liberties Oversight Board (Parts 
                1000--1099)

                         Title 7--Agriculture

            Subtitle A--Office of the Secretary of Agriculture 
                (Parts 0--26)
            Subtitle B--Regulations of the Department of 
                Agriculture
         I  Agricultural Marketing Service (Standards, 
                Inspections, Marketing Practices), Department of 
                Agriculture (Parts 27--209)
        II  Food and Nutrition Service, Department of Agriculture 
                (Parts 210--299)

[[Page 746]]

       III  Animal and Plant Health Inspection Service, Department 
                of Agriculture (Parts 300--399)
        IV  Federal Crop Insurance Corporation, Department of 
                Agriculture (Parts 400--499)
         V  Agricultural Research Service, Department of 
                Agriculture (Parts 500--599)
        VI  Natural Resources Conservation Service, Department of 
                Agriculture (Parts 600--699)
       VII  Farm Service Agency, Department of Agriculture (Parts 
                700--799)
      VIII  Grain Inspection, Packers and Stockyards 
                Administration (Federal Grain Inspection Service), 
                Department of Agriculture (Parts 800--899)
        IX  Agricultural Marketing Service (Marketing Agreements 
                and Orders; Fruits, Vegetables, Nuts), Department 
                of Agriculture (Parts 900--999)
         X  Agricultural Marketing Service (Marketing Agreements 
                and Orders; Milk), Department of Agriculture 
                (Parts 1000--1199)
        XI  Agricultural Marketing Service (Marketing Agreements 
                and Orders; Miscellaneous Commodities), Department 
                of Agriculture (Parts 1200--1299)
       XIV  Commodity Credit Corporation, Department of 
                Agriculture (Parts 1400--1499)
        XV  Foreign Agricultural Service, Department of 
                Agriculture (Parts 1500--1599)
       XVI  Rural Telephone Bank, Department of Agriculture (Parts 
                1600--1699)
      XVII  Rural Utilities Service, Department of Agriculture 
                (Parts 1700--1799)
     XVIII  Rural Housing Service, Rural Business-Cooperative 
                Service, Rural Utilities Service, and Farm Service 
                Agency, Department of Agriculture (Parts 1800--
                2099)
        XX  Local Television Loan Guarantee Board (Parts 2200--
                2299)
      XXVI  Office of Inspector General, Department of Agriculture 
                (Parts 2600--2699)
     XXVII  Office of Information Resources Management, Department 
                of Agriculture (Parts 2700--2799)
    XXVIII  Office of Operations, Department of Agriculture (Parts 
                2800--2899)
      XXIX  Office of Energy Policy and New Uses, Department of 
                Agriculture (Parts 2900--2999)
       XXX  Office of the Chief Financial Officer, Department of 
                Agriculture (Parts 3000--3099)
      XXXI  Office of Environmental Quality, Department of 
                Agriculture (Parts 3100--3199)
     XXXII  Office of Procurement and Property Management, 
                Department of Agriculture (Parts 3200--3299)
    XXXIII  Office of Transportation, Department of Agriculture 
                (Parts 3300--3399)
     XXXIV  Cooperative State Research, Education, and Extension 
                Service, Department of Agriculture (Parts 3400--
                3499)

[[Page 747]]

      XXXV  Rural Housing Service, Department of Agriculture 
                (Parts 3500--3599)
     XXXVI  National Agricultural Statistics Service, Department 
                of Agriculture (Parts 3600--3699)
    XXXVII  Economic Research Service, Department of Agriculture 
                (Parts 3700--3799)
   XXXVIII  World Agricultural Outlook Board, Department of 
                Agriculture (Parts 3800--3899)
       XLI  [Reserved]
      XLII  Rural Business-Cooperative Service and Rural Utilities 
                Service, Department of Agriculture (Parts 4200--
                4299)

                    Title 8--Aliens and Nationality

         I  Department of Homeland Security (Immigration and 
                Naturalization) (Parts 1--499)
         V  Executive Office for Immigration Review, Department of 
                Justice (Parts 1000--1399)

                 Title 9--Animals and Animal Products

         I  Animal and Plant Health Inspection Service, Department 
                of Agriculture (Parts 1--199)
        II  Grain Inspection, Packers and Stockyards 
                Administration (Packers and Stockyards Programs), 
                Department of Agriculture (Parts 200--299)
       III  Food Safety and Inspection Service, Department of 
                Agriculture (Parts 300--599)

                           Title 10--Energy

         I  Nuclear Regulatory Commission (Parts 0--199)
        II  Department of Energy (Parts 200--699)
       III  Department of Energy (Parts 700--999)
         X  Department of Energy (General Provisions) (Parts 
                1000--1099)
      XIII  Nuclear Waste Technical Review Board (Parts 1303--
                1399)
      XVII  Defense Nuclear Facilities Safety Board (Parts 1700--
                1799)
     XVIII  Northeast Interstate Low-Level Radioactive Waste 
                Commission (Parts 1800--1899)

                      Title 11--Federal Elections

         I  Federal Election Commission (Parts 1--9099)

                      Title 12--Banks and Banking

         I  Comptroller of the Currency, Department of the 
                Treasury (Parts 1--199)
        II  Federal Reserve System (Parts 200--299)

[[Page 748]]

       III  Federal Deposit Insurance Corporation (Parts 300--399)
        IV  Export-Import Bank of the United States (Parts 400--
                499)
         V  Office of Thrift Supervision, Department of the 
                Treasury (Parts 500--599)
        VI  Farm Credit Administration (Parts 600--699)
       VII  National Credit Union Administration (Parts 700--799)
      VIII  Federal Financing Bank (Parts 800--899)
        IX  Federal Housing Finance Board (Parts 900--999)
        XI  Federal Financial Institutions Examination Council 
                (Parts 1100--1199)
       XIV  Farm Credit System Insurance Corporation (Parts 1400--
                1499)
        XV  Department of the Treasury (Parts 1500--1599)
      XVII  Office of Federal Housing Enterprise Oversight, 
                Department of Housing and Urban Development (Parts 
                1700--1799)
     XVIII  Community Development Financial Institutions Fund, 
                Department of the Treasury (Parts 1800--1899)

               Title 13--Business Credit and Assistance

         I  Small Business Administration (Parts 1--199)
       III  Economic Development Administration, Department of 
                Commerce (Parts 300--399)
        IV  Emergency Steel Guarantee Loan Board, Department of 
                Commerce (Parts 400--499)
         V  Emergency Oil and Gas Guaranteed Loan Board, 
                Department of Commerce (Parts 500--599)

                    Title 14--Aeronautics and Space

         I  Federal Aviation Administration, Department of 
                Transportation (Parts 1--199)
        II  Office of the Secretary, Department of Transportation 
                (Aviation Proceedings) (Parts 200--399)
       III  Commercial Space Transportation, Federal Aviation 
                Administration, Department of Transportation 
                (Parts 400--499)
         V  National Aeronautics and Space Administration (Parts 
                1200--1299)
        VI  Air Transportation System Stabilization (Parts 1300--
                1399)

                 Title 15--Commerce and Foreign Trade

            Subtitle A--Office of the Secretary of Commerce (Parts 
                0--29)
            Subtitle B--Regulations Relating to Commerce and 
                Foreign Trade
         I  Bureau of the Census, Department of Commerce (Parts 
                30--199)
        II  National Institute of Standards and Technology, 
                Department of Commerce (Parts 200--299)

[[Page 749]]

       III  International Trade Administration, Department of 
                Commerce (Parts 300--399)
        IV  Foreign-Trade Zones Board, Department of Commerce 
                (Parts 400--499)
       VII  Bureau of Industry and Security, Department of 
                Commerce (Parts 700--799)
      VIII  Bureau of Economic Analysis, Department of Commerce 
                (Parts 800--899)
        IX  National Oceanic and Atmospheric Administration, 
                Department of Commerce (Parts 900--999)
        XI  Technology Administration, Department of Commerce 
                (Parts 1100--1199)
      XIII  East-West Foreign Trade Board (Parts 1300--1399)
       XIV  Minority Business Development Agency (Parts 1400--
                1499)
            Subtitle C--Regulations Relating to Foreign Trade 
                Agreements
        XX  Office of the United States Trade Representative 
                (Parts 2000--2099)
            Subtitle D--Regulations Relating to Telecommunications 
                and Information
     XXIII  National Telecommunications and Information 
                Administration, Department of Commerce (Parts 
                2300--2399)

                    Title 16--Commercial Practices

         I  Federal Trade Commission (Parts 0--999)
        II  Consumer Product Safety Commission (Parts 1000--1799)

             Title 17--Commodity and Securities Exchanges

         I  Commodity Futures Trading Commission (Parts 1--199)
        II  Securities and Exchange Commission (Parts 200--399)
        IV  Department of the Treasury (Parts 400--499)

          Title 18--Conservation of Power and Water Resources

         I  Federal Energy Regulatory Commission, Department of 
                Energy (Parts 1--399)
       III  Delaware River Basin Commission (Parts 400--499)
        VI  Water Resources Council (Parts 700--799)
      VIII  Susquehanna River Basin Commission (Parts 800--899)
      XIII  Tennessee Valley Authority (Parts 1300--1399)

                       Title 19--Customs Duties

         I  Bureau of Customs and Border Protection, Department of 
                Homeland Security; Department of the Treasury 
                (Parts 0--199)
        II  United States International Trade Commission (Parts 
                200--299)

[[Page 750]]

       III  International Trade Administration, Department of 
                Commerce (Parts 300--399)
        IV  Bureau of Immigration and Customs Enforcement, 
                Department of Homeland Security (Parts 400--599)

                     Title 20--Employees' Benefits

         I  Office of Workers' Compensation Programs, Department 
                of Labor (Parts 1--199)
        II  Railroad Retirement Board (Parts 200--399)
       III  Social Security Administration (Parts 400--499)
        IV  Employees Compensation Appeals Board, Department of 
                Labor (Parts 500--599)
         V  Employment and Training Administration, Department of 
                Labor (Parts 600--699)
        VI  Employment Standards Administration, Department of 
                Labor (Parts 700--799)
       VII  Benefits Review Board, Department of Labor (Parts 
                800--899)
      VIII  Joint Board for the Enrollment of Actuaries (Parts 
                900--999)
        IX  Office of the Assistant Secretary for Veterans' 
                Employment and Training Service, Department of 
                Labor (Parts 1000--1099)

                       Title 21--Food and Drugs

         I  Food and Drug Administration, Department of Health and 
                Human Services (Parts 1--1299)
        II  Drug Enforcement Administration, Department of Justice 
                (Parts 1300--1399)
       III  Office of National Drug Control Policy (Parts 1400--
                1499)

                      Title 22--Foreign Relations

         I  Department of State (Parts 1--199)
        II  Agency for International Development (Parts 200--299)
       III  Peace Corps (Parts 300--399)
        IV  International Joint Commission, United States and 
                Canada (Parts 400--499)
         V  Broadcasting Board of Governors (Parts 500--599)
       VII  Overseas Private Investment Corporation (Parts 700--
                799)
        IX  Foreign Service Grievance Board (Parts 900--999)
         X  Inter-American Foundation (Parts 1000--1099)
        XI  International Boundary and Water Commission, United 
                States and Mexico, United States Section (Parts 
                1100--1199)
       XII  United States International Development Cooperation 
                Agency (Parts 1200--1299)
      XIII  Millenium Challenge Corporation (Parts 1300--1399)

[[Page 751]]

       XIV  Foreign Service Labor Relations Board; Federal Labor 
                Relations Authority; General Counsel of the 
                Federal Labor Relations Authority; and the Foreign 
                Service Impasse Disputes Panel (Parts 1400--1499)
        XV  African Development Foundation (Parts 1500--1599)
       XVI  Japan-United States Friendship Commission (Parts 
                1600--1699)
      XVII  United States Institute of Peace (Parts 1700--1799)

                          Title 23--Highways

         I  Federal Highway Administration, Department of 
                Transportation (Parts 1--999)
        II  National Highway Traffic Safety Administration and 
                Federal Highway Administration, Department of 
                Transportation (Parts 1200--1299)
       III  National Highway Traffic Safety Administration, 
                Department of Transportation (Parts 1300--1399)

                Title 24--Housing and Urban Development

            Subtitle A--Office of the Secretary, Department of 
                Housing and Urban Development (Parts 0--99)
            Subtitle B--Regulations Relating to Housing and Urban 
                Development
         I  Office of Assistant Secretary for Equal Opportunity, 
                Department of Housing and Urban Development (Parts 
                100--199)
        II  Office of Assistant Secretary for Housing-Federal 
                HousingCommissioner, Department of Housing and 
                Urban Development (Parts 200--299)
       III  Government National Mortgage Association, Department 
                of Housing and Urban Development (Parts 300--399)
        IV  Office of Housing and Office of Multifamily Housing 
                Assistance Restructuring, Department of Housing 
                and Urban Development (Parts 400--499)
         V  Office of Assistant Secretary for Community Planning 
                and Development, Department of Housing and Urban 
                Development (Parts 500--599)
        VI  Office of Assistant Secretary for Community Planning 
                and Development, Department of Housing and Urban 
                Development (Parts 600--699) [Reserved]
       VII  Office of the Secretary, Department of Housing and 
                Urban Development (Housing Assistance Programs and 
                Public and Indian Housing Programs) (Parts 700--
                799)
      VIII  Office of the Assistant Secretary for Housing--Federal 
                Housing Commissioner, Department of Housing and 
                Urban Development (Section 8 Housing Assistance 
                Programs, Section 202 Direct Loan Program, Section 
                202 Supportive Housing for the Elderly Program and 
                Section 811 Supportive Housing for Persons With 
                Disabilities Program) (Parts 800--899)
        IX  Office of Assistant Secretary for Public and Indian 
                Housing, Department of Housing and Urban 
                Development (Parts 900--1699)

[[Page 752]]

         X  Office of Assistant Secretary for Housing--Federal 
                Housing Commissioner, Department of Housing and 
                Urban Development (Interstate Land Sales 
                Registration Program) (Parts 1700--1799)
       XII  Office of Inspector General, Department of Housing and 
                Urban Development (Parts 2000--2099)
        XX  Office of Assistant Secretary for Housing--Federal 
                Housing Commissioner, Department of Housing and 
                Urban Development (Parts 3200--3899)
       XXV  Neighborhood Reinvestment Corporation (Parts 4100--
                4199)

                           Title 25--Indians

         I  Bureau of Indian Affairs, Department of the Interior 
                (Parts 1--299)
        II  Indian Arts and Crafts Board, Department of the 
                Interior (Parts 300--399)
       III  National Indian Gaming Commission, Department of the 
                Interior (Parts 500--599)
        IV  Office of Navajo and Hopi Indian Relocation (Parts 
                700--799)
         V  Bureau of Indian Affairs, Department of the Interior, 
                and Indian Health Service, Department of Health 
                and Human Services (Part 900)
        VI  Office of the Assistant Secretary-Indian Affairs, 
                Department of the Interior (Parts 1000--1199)
       VII  Office of the Special Trustee for American Indians, 
                Department of the Interior (Parts 1200--1299)

                      Title 26--Internal Revenue

         I  Internal Revenue Service, Department of the Treasury 
                (Parts 1--899)

           Title 27--Alcohol, Tobacco Products and Firearms

         I  Alcohol and Tobacco Tax and Trade Bureau, Department 
                of the Treasury (Parts 1--399)
        II  Bureau of Alcohol, Tobacco, Firearms, and Explosives, 
                Department of Justice (Parts 400--699)

                   Title 28--Judicial Administration

         I  Department of Justice (Parts 0--299)
       III  Federal Prison Industries, Inc., Department of Justice 
                (Parts 300--399)
         V  Bureau of Prisons, Department of Justice (Parts 500--
                599)
        VI  Offices of Independent Counsel, Department of Justice 
                (Parts 600--699)
       VII  Office of Independent Counsel (Parts 700--799)

[[Page 753]]

      VIII  Court Services and Offender Supervision Agency for the 
                District of Columbia (Parts 800--899)
        IX  National Crime Prevention and Privacy Compact Council 
                (Parts 900--999)
        XI  Department of Justice and Department of State (Parts 
                1100--1199)

                            Title 29--Labor

            Subtitle A--Office of the Secretary of Labor (Parts 
                0--99)
            Subtitle B--Regulations Relating to Labor
         I  National Labor Relations Board (Parts 100--199)
        II  Office of Labor-Management Standards, Department of 
                Labor (Parts 200--299)
       III  National Railroad Adjustment Board (Parts 300--399)
        IV  Office of Labor-Management Standards, Department of 
                Labor (Parts 400--499)
         V  Wage and Hour Division, Department of Labor (Parts 
                500--899)
        IX  Construction Industry Collective Bargaining Commission 
                (Parts 900--999)
         X  National Mediation Board (Parts 1200--1299)
       XII  Federal Mediation and Conciliation Service (Parts 
                1400--1499)
       XIV  Equal Employment Opportunity Commission (Parts 1600--
                1699)
      XVII  Occupational Safety and Health Administration, 
                Department of Labor (Parts 1900--1999)
        XX  Occupational Safety and Health Review Commission 
                (Parts 2200--2499)
       XXV  Employee Benefits Security Administration, Department 
                of Labor (Parts 2500--2599)
     XXVII  Federal Mine Safety and Health Review Commission 
                (Parts 2700--2799)
        XL  Pension Benefit Guaranty Corporation (Parts 4000--
                4999)

                      Title 30--Mineral Resources

         I  Mine Safety and Health Administration, Department of 
                Labor (Parts 1--199)
        II  Minerals Management Service, Department of the 
                Interior (Parts 200--299)
       III  Board of Surface Mining and Reclamation Appeals, 
                Department of the Interior (Parts 300--399)
        IV  Geological Survey, Department of the Interior (Parts 
                400--499)
       VII  Office of Surface Mining Reclamation and Enforcement, 
                Department of the Interior (Parts 700--999)

                 Title 31--Money and Finance: Treasury

            Subtitle A--Office of the Secretary of the Treasury 
                (Parts 0--50)

[[Page 754]]

            Subtitle B--Regulations Relating to Money and Finance
         I  Monetary Offices, Department of the Treasury (Parts 
                51--199)
        II  Fiscal Service, Department of the Treasury (Parts 
                200--399)
        IV  Secret Service, Department of the Treasury (Parts 
                400--499)
         V  Office of Foreign Assets Control, Department of the 
                Treasury (Parts 500--599)
        VI  Bureau of Engraving and Printing, Department of the 
                Treasury (Parts 600--699)
       VII  Federal Law Enforcement Training Center, Department of 
                the Treasury (Parts 700--799)
      VIII  Office of International Investment, Department of the 
                Treasury (Parts 800--899)
        IX  Federal Claims Collection Standards (Department of the 
                Treasury--Department of Justice) (Parts 900--999)

                      Title 32--National Defense

            Subtitle A--Department of Defense
         I  Office of the Secretary of Defense (Parts 1--399)
         V  Department of the Army (Parts 400--699)
        VI  Department of the Navy (Parts 700--799)
       VII  Department of the Air Force (Parts 800--1099)
            Subtitle B--Other Regulations Relating to National 
                Defense
       XII  Defense Logistics Agency (Parts 1200--1299)
       XVI  Selective Service System (Parts 1600--1699)
      XVII  Office of the Director of National Intelligence (Parts 
                1700--1799)
     XVIII  National Counterintelligence Center (Parts 1800--1899)
       XIX  Central Intelligence Agency (Parts 1900--1999)
        XX  Information Security Oversight Office, National 
                Archives and Records Administration (Parts 2000--
                2099)
       XXI  National Security Council (Parts 2100--2199)
      XXIV  Office of Science and Technology Policy (Parts 2400--
                2499)
     XXVII  Office for Micronesian Status Negotiations (Parts 
                2700--2799)
    XXVIII  Office of the Vice President of the United States 
                (Parts 2800--2899)

               Title 33--Navigation and Navigable Waters

         I  Coast Guard, Department of Homeland Security (Parts 
                1--199)
        II  Corps of Engineers, Department of the Army (Parts 
                200--399)
        IV  Saint Lawrence Seaway Development Corporation, 
                Department of Transportation (Parts 400--499)

                          Title 34--Education

            Subtitle A--Office of the Secretary, Department of 
                Education (Parts 1--99)

[[Page 755]]

            Subtitle B--Regulations of the Offices of the 
                Department of Education
         I  Office for Civil Rights, Department of Education 
                (Parts 100--199)
        II  Office of Elementary and Secondary Education, 
                Department of Education (Parts 200--299)
       III  Office of Special Education and Rehabilitative 
                Services, Department of Education (Parts 300--399)
        IV  Office of Vocational and Adult Education, Department 
                of Education (Parts 400--499)
         V  Office of Bilingual Education and Minority Languages 
                Affairs, Department of Education (Parts 500--599)
        VI  Office of Postsecondary Education, Department of 
                Education (Parts 600--699)
       VII  Office of Educational Research and Improvmeent, 
                Department of Education [Reserved]
        XI  National Institute for Literacy (Parts 1100--1199)
            Subtitle C--Regulations Relating to Education
       XII  National Council on Disability (Parts 1200--1299)

                          Title 35 [Reserved]

             Title 36--Parks, Forests, and Public Property

         I  National Park Service, Department of the Interior 
                (Parts 1--199)
        II  Forest Service, Department of Agriculture (Parts 200--
                299)
       III  Corps of Engineers, Department of the Army (Parts 
                300--399)
        IV  American Battle Monuments Commission (Parts 400--499)
         V  Smithsonian Institution (Parts 500--599)
        VI  [Reserved]
       VII  Library of Congress (Parts 700--799)
      VIII  Advisory Council on Historic Preservation (Parts 800--
                899)
        IX  Pennsylvania Avenue Development Corporation (Parts 
                900--999)
         X  Presidio Trust (Parts 1000--1099)
        XI  Architectural and Transportation Barriers Compliance 
                Board (Parts 1100--1199)
       XII  National Archives and Records Administration (Parts 
                1200--1299)
        XV  Oklahoma City National Memorial Trust (Parts 1500--
                1599)
       XVI  Morris K. Udall Scholarship and Excellence in National 
                Environmental Policy Foundation (Parts 1600--1699)

             Title 37--Patents, Trademarks, and Copyrights

         I  United States Patent and Trademark Office, Department 
                of Commerce (Parts 1--199)
        II  Copyright Office, Library of Congress (Parts 200--299)
       III  Copyright Royalty Board, Library of Congress (Parts 
                301--399)

[[Page 756]]

        IV  Assistant Secretary for Technology Policy, Department 
                of Commerce (Parts 400--499)
         V  Under Secretary for Technology, Department of Commerce 
                (Parts 500--599)

           Title 38--Pensions, Bonuses, and Veterans' Relief

         I  Department of Veterans Affairs (Parts 0--99)

                       Title 39--Postal Service

         I  United States Postal Service (Parts 1--999)
       III  Postal Regulatory Commission (Parts 3000--3099)

                  Title 40--Protection of Environment

         I  Environmental Protection Agency (Parts 1--1099)
        IV  Environmental Protection Agency and Department of 
                Justice (Parts 1400--1499)
         V  Council on Environmental Quality (Parts 1500--1599)
        VI  Chemical Safety and Hazard Investigation Board (Parts 
                1600--1699)
       VII  Environmental Protection Agency and Department of 
                Defense; Uniform National Discharge Standards for 
                Vessels of the Armed Forces (Parts 1700--1799)

          Title 41--Public Contracts and Property Management

            Subtitle B--Other Provisions Relating to Public 
                Contracts
        50  Public Contracts, Department of Labor (Parts 50-1--50-
                999)
        51  Committee for Purchase From People Who Are Blind or 
                Severely Disabled (Parts 51-1--51-99)
        60  Office of Federal Contract Compliance Programs, Equal 
                Employment Opportunity, Department of Labor (Parts 
                60-1--60-999)
        61  Office of the Assistant Secretary for Veterans' 
                Employment and Training Service, Department of 
                Labor (Parts 61-1--61-999)
            Chapters 62--100 [Reserved]
            Subtitle C--Federal Property Management Regulations 
                System
       101  Federal Property Management Regulations (Parts 101-1--
                101-99)
       102  Federal Management Regulation (Parts 102-1--102-299)
            Chapters 103--104 [Reserved]
       105  General Services Administration (Parts 105-1--105-999)
       109  Department of Energy Property Management Regulations 
                (Parts 109-1--109-99)
       114  Department of the Interior (Parts 114-1--114-99)
       115  Environmental Protection Agency (Parts 115-1--115-99)
       128  Department of Justice (Parts 128-1--128-99)

[[Page 757]]

            Chapters 129--200 [Reserved]
            Subtitle D--Other Provisions Relating to Property 
                Management [Reserved]
            Subtitle E--Federal Information Resources Management 
                Regulations System [Reserved]
            Subtitle F--Federal Travel Regulation System
       300  General (Parts 300-1--300-99)
       301  Temporary Duty (TDY) Travel Allowances (Parts 301-1--
                301-99)
       302  Relocation Allowances (Parts 302-1--302-99)
       303  Payment of Expenses Connected with the Death of 
                Certain Employees (Part 303-1--303-99)
       304  Payment of Travel Expenses from a Non-Federal Source 
                (Parts 304-1--304-99)

                        Title 42--Public Health

         I  Public Health Service, Department of Health and Human 
                Services (Parts 1--199)
        IV  Centers for Medicare & Medicaid Services, Department 
                of Health and Human Services (Parts 400--499)
         V  Office of Inspector General-Health Care, Department of 
                Health and Human Services (Parts 1000--1999)

                   Title 43--Public Lands: Interior

            Subtitle A--Office of the Secretary of the Interior 
                (Parts 1--199)
            Subtitle B--Regulations Relating to Public Lands
         I  Bureau of Reclamation, Department of the Interior 
                (Parts 200--499)
        II  Bureau of Land Management, Department of the Interior 
                (Parts 1000--9999)
       III  Utah Reclamation Mitigation and Conservation 
                Commission (Parts 10000--10010)

             Title 44--Emergency Management and Assistance

         I  Federal Emergency Management Agency, Department of 
                Homeland Security (Parts 0--399)
        IV  Department of Commerce and Department of 
                Transportation (Parts 400--499)

                       Title 45--Public Welfare

            Subtitle A--Department of Health and Human Services 
                (Parts 1--199)
            Subtitle B--Regulations Relating to Public Welfare

[[Page 758]]

        II  Office of Family Assistance (Assistance Programs), 
                Administration for Children and Families, 
                Department of Health and Human Services (Parts 
                200--299)
       III  Office of Child Support Enforcement (Child Support 
                Enforcement Program), Administration for Children 
                and Families, Department of Health and Human 
                Services (Parts 300--399)
        IV  Office of Refugee Resettlement, Administration for 
                Children and Families, Department of Health and 
                Human Services (Parts 400--499)
         V  Foreign Claims Settlement Commission of the United 
                States, Department of Justice (Parts 500--599)
        VI  National Science Foundation (Parts 600--699)
       VII  Commission on Civil Rights (Parts 700--799)
      VIII  Office of Personnel Management (Parts 800--899) 
                [Reserved]
         X  Office of Community Services, Administration for 
                Children and Families, Department of Health and 
                Human Services (Parts 1000--1099)
        XI  National Foundation on the Arts and the Humanities 
                (Parts 1100--1199)
       XII  Corporation for National and Community Service (Parts 
                1200--1299)
      XIII  Office of Human Development Services, Department of 
                Health and Human Services (Parts 1300--1399)
       XVI  Legal Services Corporation (Parts 1600--1699)
      XVII  National Commission on Libraries and Information 
                Science (Parts 1700--1799)
     XVIII  Harry S. Truman Scholarship Foundation (Parts 1800--
                1899)
       XXI  Commission on Fine Arts (Parts 2100--2199)
     XXIII  Arctic Research Commission (Part 2301)
      XXIV  James Madison Memorial Fellowship Foundation (Parts 
                2400--2499)
       XXV  Corporation for National and Community Service (Parts 
                2500--2599)

                          Title 46--Shipping

         I  Coast Guard, Department of Homeland Security (Parts 
                1--199)
        II  Maritime Administration, Department of Transportation 
                (Parts 200--399)
       III  Coast Guard (Great Lakes Pilotage), Department of 
                Homeland Security (Parts 400--499)
        IV  Federal Maritime Commission (Parts 500--599)

                      Title 47--Telecommunication

         I  Federal Communications Commission (Parts 0--199)
        II  Office of Science and Technology Policy and National 
                Security Council (Parts 200--299)

[[Page 759]]

       III  National Telecommunications and Information 
                Administration, Department of Commerce (Parts 
                300--399)

           Title 48--Federal Acquisition Regulations System

         1  Federal Acquisition Regulation (Parts 1--99)
         2  Defense Acquisition Regulations System, Department of 
                Defense (Parts 200--299)
         3  Department of Health and Human Services (Parts 300--
                399)
         4  Department of Agriculture (Parts 400--499)
         5  General Services Administration (Parts 500--599)
         6  Department of State (Parts 600--699)
         7  Agency for International Development (Parts 700--799)
         8  Department of Veterans Affairs (Parts 800--899)
         9  Department of Energy (Parts 900--999)
        10  Department of the Treasury (Parts 1000--1099)
        12  Department of Transportation (Parts 1200--1299)
        13  Department of Commerce (Parts 1300--1399)
        14  Department of the Interior (Parts 1400--1499)
        15  Environmental Protection Agency (Parts 1500--1599)
        16  Office of Personnel Management, Federal Employees 
                Health Benefits Acquisition Regulation (Parts 
                1600--1699)
        17  Office of Personnel Management (Parts 1700--1799)
        18  National Aeronautics and Space Administration (Parts 
                1800--1899)
        19  Broadcasting Board of Governors (Parts 1900--1999)
        20  Nuclear Regulatory Commission (Parts 2000--2099)
        21  Office of Personnel Management, Federal Employees 
                Group Life Insurance Federal Acquisition 
                Regulation (Parts 2100--2199)
        23  Social Security Administration (Parts 2300--2399)
        24  Department of Housing and Urban Development (Parts 
                2400--2499)
        25  National Science Foundation (Parts 2500--2599)
        28  Department of Justice (Parts 2800--2899)
        29  Department of Labor (Parts 2900--2999)
        30  Department of Homeland Security, Homeland Security 
                Acquisition Regulation (HSAR) (Parts 3000--3099)
        34  Department of Education Acquisition Regulation (Parts 
                3400--3499)
        51  Department of the Army Acquisition Regulations (Parts 
                5100--5199)
        52  Department of the Navy Acquisition Regulations (Parts 
                5200--5299)
        53  Department of the Air Force Federal Acquisition 
                Regulation Supplement [Reserved]
        54  Defense Logistics Agency, Department of Defense (Parts 
                5400--5499)

[[Page 760]]

        57  African Development Foundation (Parts 5700--5799)
        61  General Services Administration Board of Contract 
                Appeals (Parts 6100--6199)
        63  Department of Transportation Board of Contract Appeals 
                (Parts 6300--6399)
        99  Cost Accounting Standards Board, Office of Federal 
                Procurement Policy, Office of Management and 
                Budget (Parts 9900--9999)

                       Title 49--Transportation

            Subtitle A--Office of the Secretary of Transportation 
                (Parts 1--99)
            Subtitle B--Other Regulations Relating to 
                Transportation
         I  Pipeline and Hazardous Materials Safety 
                Administration, Department of Transportation 
                (Parts 100--199)
        II  Federal Railroad Administration, Department of 
                Transportation (Parts 200--299)
       III  Federal Motor Carrier Safety Administration, 
                Department of Transportation (Parts 300--399)
        IV  Coast Guard, Department of Homeland Security (Parts 
                400--499)
         V  National Highway Traffic Safety Administration, 
                Department of Transportation (Parts 500--599)
        VI  Federal Transit Administration, Department of 
                Transportation (Parts 600--699)
       VII  National Railroad Passenger Corporation (AMTRAK) 
                (Parts 700--799)
      VIII  National Transportation Safety Board (Parts 800--999)
         X  Surface Transportation Board, Department of 
                Transportation (Parts 1000--1399)
        XI  Research and Innovative Technology Administration, 
                Department of Transportation [Reserved]
       XII  Transportation Security Administration, Department of 
                Homeland Security (Parts 1500--1699)

                   Title 50--Wildlife and Fisheries

         I  United States Fish and Wildlife Service, Department of 
                the Interior (Parts 1--199)
        II  National Marine Fisheries Service, National Oceanic 
                and Atmospheric Administration, Department of 
                Commerce (Parts 200--299)
       III  International Fishing and Related Activities (Parts 
                300--399)
        IV  Joint Regulations (United States Fish and Wildlife 
                Service, Department of the Interior and National 
                Marine Fisheries Service, National Oceanic and 
                Atmospheric Administration, Department of 
                Commerce); Endangered Species Committee 
                Regulations (Parts 400--499)
         V  Marine Mammal Commission (Parts 500--599)

[[Page 761]]

        VI  Fishery Conservation and Management, National Oceanic 
                and Atmospheric Administration, Department of 
                Commerce (Parts 600--699)

                      CFR Index and Finding Aids

            Subject/Agency Index
            List of Agency Prepared Indexes
            Parallel Tables of Statutory Authorities and Rules
            List of CFR Titles, Chapters, Subchapters, and Parts
            Alphabetical List of Agencies Appearing in the CFR

[[Page 763]]





           Alphabetical List of Agencies Appearing in the CFR




                      (Revised as of July 1, 2008)

                                                  CFR Title, Subtitle or 
                     Agency                               Chapter

Administrative Committee of the Federal Register  1, I
Advanced Research Projects Agency                 32, I
Advisory Council on Historic Preservation         36, VIII
African Development Foundation                    22, XV
  Federal Acquisition Regulation                  48, 57
Agency for International Development              22, II
  Federal Acquisition Regulation                  48, 7
Agricultural Marketing Service                    7, I, IX, X, XI
Agricultural Research Service                     7, V
Agriculture Department                            5, LXXIII
  Agricultural Marketing Service                  7, I, IX, X, XI
  Agricultural Research Service                   7, V
  Animal and Plant Health Inspection Service      7, III; 9, I
  Chief Financial Officer, Office of              7, XXX
  Commodity Credit Corporation                    7, XIV
  Cooperative State Research, Education, and      7, XXXIV
       Extension Service
  Economic Research Service                       7, XXXVII
  Energy, Office of                               2, IX; 7, XXIX
  Environmental Quality, Office of                7, XXXI
  Farm Service Agency                             7, VII, XVIII
  Federal Acquisition Regulation                  48, 4
  Federal Crop Insurance Corporation              7, IV
  Food and Nutrition Service                      7, II
  Food Safety and Inspection Service              9, III
  Foreign Agricultural Service                    7, XV
  Forest Service                                  36, II
  Grain Inspection, Packers and Stockyards        7, VIII; 9, II
       Administration
  Information Resources Management, Office of     7, XXVII
  Inspector General, Office of                    7, XXVI
  National Agricultural Library                   7, XLI
  National Agricultural Statistics Service        7, XXXVI
  Natural Resources Conservation Service          7, VI
  Operations, Office of                           7, XXVIII
  Procurement and Property Management, Office of  7, XXXII
  Rural Business-Cooperative Service              7, XVIII, XLII
  Rural Development Administration                7, XLII
  Rural Housing Service                           7, XVIII, XXXV
  Rural Telephone Bank                            7, XVI
  Rural Utilities Service                         7, XVII, XVIII, XLII
  Secretary of Agriculture, Office of             7, Subtitle A
  Transportation, Office of                       7, XXXIII
  World Agricultural Outlook Board                7, XXXVIII
Air Force Department                              32, VII
  Federal Acquisition Regulation Supplement       48, 53
Air Transportation Stabilization Board            14, VI
Alcohol and Tobacco Tax and Trade Bureau          27, I
Alcohol, Tobacco, Firearms, and Explosives,       27, II
     Bureau of
AMTRAK                                            49, VII
American Battle Monuments Commission              36, IV
American Indians, Office of the Special Trustee   25, VII
Animal and Plant Health Inspection Service        7, III; 9, I
Appalachian Regional Commission                   5, IX

[[Page 764]]

Architectural and Transportation Barriers         36, XI
     Compliance Board
Arctic Research Commission                        45, XXIII
Armed Forces Retirement Home                      5, XI
Army Department                                   32, V
  Engineers, Corps of                             33, II; 36, III
  Federal Acquisition Regulation                  48, 51
Benefits Review Board                             20, VII
Bilingual Education and Minority Languages        34, V
     Affairs, Office of
Blind or Severely Disabled, Committee for         41, 51
     Purchase From People Who Are
Broadcasting Board of Governors                   22, V
  Federal Acquisition Regulation                  48, 19
Census Bureau                                     15, I
Centers for Medicare & Medicaid Services          42, IV
Central Intelligence Agency                       32, XIX
Chief Financial Officer, Office of                7, XXX
Child Support Enforcement, Office of              45, III
Children and Families, Administration for         45, II, III, IV, X
Civil Rights, Commission on                       5, LXVIII; 45, VII
Civil Rights, Office for                          34, I
Coast Guard                                       33, I; 46, I; 49, IV
Coast Guard (Great Lakes Pilotage)                46, III
Commerce Department                               44, IV
  Census Bureau                                   15, I
  Economic Affairs, Under Secretary               37, V
  Economic Analysis, Bureau of                    15, VIII
  Economic Development Administration             13, III
  Emergency Management and Assistance             44, IV
  Federal Acquisition Regulation                  48, 13
  Fishery Conservation and Management             50, VI
  Foreign-Trade Zones Board                       15, IV
  Industry and Security, Bureau of                15, VII
  International Trade Administration              15, III; 19, III
  National Institute of Standards and Technology  15, II
  National Marine Fisheries Service               50, II, IV, VI
  National Oceanic and Atmospheric                15, IX; 50, II, III, IV, 
       Administration                             VI
  National Telecommunications and Information     15, XXIII; 47, III
       Administration
  National Weather Service                        15, IX
  Patent and Trademark Office, United States      37, I
  Productivity, Technology and Innovation,        37, IV
       Assistant Secretary for
  Secretary of Commerce, Office of                15, Subtitle A
  Technology, Under Secretary for                 37, V
  Technology Administration                       15, XI
  Technology Policy, Assistant Secretary for      37, IV
Commercial Space Transportation                   14, III
Commodity Credit Corporation                      7, XIV
Commodity Futures Trading Commission              5, XLI; 17, I
Community Planning and Development, Office of     24, V, VI
     Assistant Secretary for
Community Services, Office of                     45, X
Comptroller of the Currency                       12, I
Construction Industry Collective Bargaining       29, IX
     Commission
Consumer Product Safety Commission                5, LXXI; 16, II
Cooperative State Research, Education, and        7, XXXIV
     Extension Service
Copyright Office                                  37, II
Copyright Royalty Board                           37, III
Corporation for National and Community Service    2, XXII; 45, XII, XXV
Cost Accounting Standards Board                   48, 99
Council on Environmental Quality                  40, V
Court Services and Offender Supervision Agency    28, VIII
     for the District of Columbia
Customs and Border Protection Bureau              19, I
Defense Contract Audit Agency                     32, I
Defense Department                                5, XXVI; 32, Subtitle A; 
                                                  40, VII

[[Page 765]]

  Advanced Research Projects Agency               32, I
  Air Force Department                            32, VII
  Army Department                                 32, V; 33, II; 36, III, 
                                                  48, 51
  Defense Acquisition Regulations System          48, 2
  Defense Intelligence Agency                     32, I
  Defense Logistics Agency                        32, I, XII; 48, 54
  Engineers, Corps of                             33, II; 36, III
  National Imagery and Mapping Agency             32, I
  Navy Department                                 32, VI; 48, 52
  Secretary of Defense, Office of                 2, XI; 32, I
Defense Contract Audit Agency                     32, I
Defense Intelligence Agency                       32, I
Defense Logistics Agency                          32, XII; 48, 54
Defense Nuclear Facilities Safety Board           10, XVII
Delaware River Basin Commission                   18, III
District of Columbia, Court Services and          28, VIII
     Offender Supervision Agency for the
Drug Enforcement Administration                   21, II
East-West Foreign Trade Board                     15, XIII
Economic Affairs, Under Secretary                 37, V
Economic Analysis, Bureau of                      15, VIII
Economic Development Administration               13, III
Economic Research Service                         7, XXXVII
Education, Department of                          5, LIII
  Bilingual Education and Minority Languages      34, V
       Affairs, Office of
  Civil Rights, Office for                        34, I
  Educational Research and Improvement, Office    34, VII
       of
  Elementary and Secondary Education, Office of   34, II
  Federal Acquisition Regulation                  48, 34
  Postsecondary Education, Office of              34, VI
  Secretary of Education, Office of               34, Subtitle A
  Special Education and Rehabilitative Services,  34, III
       Office of
  Vocational and Adult Education, Office of       34, IV
Educational Research and Improvement, Office of   34, VII
Elementary and Secondary Education, Office of     34, II
Emergency Oil and Gas Guaranteed Loan Board       13, V
Emergency Steel Guarantee Loan Board              13, IV
Employee Benefits Security Administration         29, XXV
Employees' Compensation Appeals Board             20, IV
Employees Loyalty Board                           5, V
Employment and Training Administration            20, V
Employment Standards Administration               20, VI
Endangered Species Committee                      50, IV
Energy, Department of                             5, XXIII; 10, II, III, X
  Federal Acquisition Regulation                  48, 9
  Federal Energy Regulatory Commission            5, XXIV; 18, I
  Property Management Regulations                 41, 109
Energy, Office of                                 7, XXIX
Engineers, Corps of                               33, II; 36, III
Engraving and Printing, Bureau of                 31, VI
Environmental Protection Agency                   2, XV; 5, LIV; 40, I, IV, 
                                                  VII
  Federal Acquisition Regulation                  48, 15
  Property Management Regulations                 41, 115
Environmental Quality, Office of                  7, XXXI
Equal Employment Opportunity Commission           5, LXII; 29, XIV
Equal Opportunity, Office of Assistant Secretary  24, I
     for
Executive Office of the President                 3, I
  Administration, Office of                       5, XV
  Environmental Quality, Council on               40, V
  Management and Budget, Office of                5, III, LXXVII; 14, VI; 
                                                  48, 99
  National Drug Control Policy, Office of         21, III
  National Security Council                       32, XXI; 47, 2
  Presidential Documents                          3

[[Page 766]]

  Science and Technology Policy, Office of        32, XXIV; 47, II
  Trade Representative, Office of the United      15, XX
       States
Export-Import Bank of the United States           2, XXXV; 5, LII; 12, IV
Family Assistance, Office of                      45, II
Farm Credit Administration                        5, XXXI; 12, VI
Farm Credit System Insurance Corporation          5, XXX; 12, XIV
Farm Service Agency                               7, VII, XVIII
Federal Acquisition Regulation                    48, 1
Federal Aviation Administration                   14, I
  Commercial Space Transportation                 14, III
Federal Claims Collection Standards               31, IX
Federal Communications Commission                 5, XXIX; 47, I
Federal Contract Compliance Programs, Office of   41, 60
Federal Crop Insurance Corporation                7, IV
Federal Deposit Insurance Corporation             5, XXII; 12, III
Federal Election Commission                       11, I
Federal Emergency Management Agency               44, I
Federal Employees Group Life Insurance Federal    48, 21
     Acquisition Regulation
Federal Employees Health Benefits Acquisition     48, 16
     Regulation
Federal Energy Regulatory Commission              5, XXIV; 18, I
Federal Financial Institutions Examination        12, XI
     Council
Federal Financing Bank                            12, VIII
Federal Highway Administration                    23, I, II
Federal Home Loan Mortgage Corporation            1, IV
Federal Housing Enterprise Oversight Office       12, XVII
Federal Housing Finance Board                     12, IX
Federal Labor Relations Authority, and General    5, XIV; 22, XIV
     Counsel of the Federal Labor Relations 
     Authority
Federal Law Enforcement Training Center           31, VII
Federal Management Regulation                     41, 102
Federal Maritime Commission                       46, IV
Federal Mediation and Conciliation Service        29, XII
Federal Mine Safety and Health Review Commission  5, LXXIV; 29, XXVII
Federal Motor Carrier Safety Administration       49, III
Federal Prison Industries, Inc.                   28, III
Federal Procurement Policy Office                 48, 99
Federal Property Management Regulations           41, 101
Federal Railroad Administration                   49, II
Federal Register, Administrative Committee of     1, I
Federal Register, Office of                       1, II
Federal Reserve System                            12, II
  Board of Governors                              5, LVIII
Federal Retirement Thrift Investment Board        5, VI, LXXVI
Federal Service Impasses Panel                    5, XIV
Federal Trade Commission                          5, XLVII; 16, I
Federal Transit Administration                    49, VI
Federal Travel Regulation System                  41, Subtitle F
Fine Arts, Commission on                          45, XXI
Fiscal Service                                    31, II
Fish and Wildlife Service, United States          50, I, IV
Fishery Conservation and Management               50, VI
Food and Drug Administration                      21, I
Food and Nutrition Service                        7, II
Food Safety and Inspection Service                9, III
Foreign Agricultural Service                      7, XV
Foreign Assets Control, Office of                 31, V
Foreign Claims Settlement Commission of the       45, V
     United States
Foreign Service Grievance Board                   22, IX
Foreign Service Impasse Disputes Panel            22, XIV
Foreign Service Labor Relations Board             22, XIV
Foreign-Trade Zones Board                         15, IV
Forest Service                                    36, II
General Services Administration                   5, LVII; 41, 105
  Contract Appeals, Board of                      48, 61
  Federal Acquisition Regulation                  48, 5
  Federal Management Regulation                   41, 102

[[Page 767]]

  Federal Property Management Regulations         41, 101
  Federal Travel Regulation System                41, Subtitle F
  General                                         41, 300
  Payment From a Non-Federal Source for Travel    41, 304
       Expenses
  Payment of Expenses Connected With the Death    41, 303
       of Certain Employees
  Relocation Allowances                           41, 302
  Temporary Duty (TDY) Travel Allowances          41, 301
Geological Survey                                 30, IV
Government Accountability Office                  4, I
Government Ethics, Office of                      5, XVI
Government National Mortgage Association          24, III
Grain Inspection, Packers and Stockyards          7, VIII; 9, II
     Administration
Harry S. Truman Scholarship Foundation            45, XVIII
Health and Human Services, Department of          2, III; 5, XLV; 45, 
                                                  Subtitle A,
  Centers for Medicare & Medicaid Services        42, IV
  Child Support Enforcement, Office of            45, III
  Children and Families, Administration for       45, II, III, IV, X
  Community Services, Office of                   45, X
  Family Assistance, Office of                    45, II
  Federal Acquisition Regulation                  48, 3
  Food and Drug Administration                    21, I
  Human Development Services, Office of           45, XIII
  Indian Health Service                           25, V
  Inspector General (Health Care), Office of      42, V
  Public Health Service                           42, I
  Refugee Resettlement, Office of                 45, IV
Homeland Security, Department of                  6, I
  Coast Guard                                     33, I; 46, I; 49, IV
  Coast Guard (Great Lakes Pilotage)              46, III
  Customs and Border Protection Bureau            19, I
  Federal Emergency Management Agency             44, I
  Immigration and Customs Enforcement Bureau      19, IV
  Immigration and Naturalization                  8, I
  Transportation Security Administration          49, XII
Housing and Urban Development, Department of      2, XXIV; 5, LXV; 24, 
                                                  Subtitle B
  Community Planning and Development, Office of   24, V, VI
       Assistant Secretary for
  Equal Opportunity, Office of Assistant          24, I
       Secretary for
  Federal Acquisition Regulation                  48, 24
  Federal Housing Enterprise Oversight, Office    12, XVII
       of
  Government National Mortgage Association        24, III
  Housing--Federal Housing Commissioner, Office   24, II, VIII, X, XX
       of Assistant Secretary for
  Housing, Office of, and Multifamily Housing     24, IV
       Assistance Restructuring, Office of
  Inspector General, Office of                    24, XII
  Public and Indian Housing, Office of Assistant  24, IX
       Secretary for
  Secretary, Office of                            24, Subtitle A, VII
Housing--Federal Housing Commissioner, Office of  24, II, VIII, X, XX
     Assistant Secretary for
Housing, Office of, and Multifamily Housing       24, IV
     Assistance Restructuring, Office of
Human Development Services, Office of             45, XIII
Immigration and Customs Enforcement Bureau        19, IV
Immigration and Naturalization                    8, I
Immigration Review, Executive Office for          8, V
Independent Counsel, Office of                    28, VII
Indian Affairs, Bureau of                         25, I, V
Indian Affairs, Office of the Assistant           25, VI
     Secretary
Indian Arts and Crafts Board                      25, II
Indian Health Service                             25, V
Industry and Security, Bureau of                  15, VII
Information Resources Management, Office of       7, XXVII
Information Security Oversight Office, National   32, XX
   Archives and Records Administration
[[Page 768]]

Inspector General
  Agriculture Department                          7, XXVI
  Health and Human Services Department            42, V
  Housing and Urban Development Department        24, XII
Institute of Peace, United States                 22, XVII
Inter-American Foundation                         5, LXIII; 22, X
Interior Department
  American Indians, Office of the Special         25, VII
       Trustee
  Endangered Species Committee                    50, IV
  Federal Acquisition Regulation                  48, 14
  Federal Property Management Regulations System  41, 114
  Fish and Wildlife Service, United States        50, I, IV
  Geological Survey                               30, IV
  Indian Affairs, Bureau of                       25, I, V
  Indian Affairs, Office of the Assistant         25, VI
       Secretary
  Indian Arts and Crafts Board                    25, II
  Land Management, Bureau of                      43, II
  Minerals Management Service                     30, II
  National Indian Gaming Commission               25, III
  National Park Service                           36, I
  Reclamation, Bureau of                          43, I
  Secretary of the Interior, Office of            2, XIV; 43, Subtitle A
  Surface Mining and Reclamation Appeals, Board   30, III
       of
  Surface Mining Reclamation and Enforcement,     30, VII
       Office of
Internal Revenue Service                          26, I
International Boundary and Water Commission,      22, XI
     United States and Mexico, United States 
     Section
International Development, United States Agency   22, II
     for
  Federal Acquisition Regulation                  48, 7
International Development Cooperation Agency,     22, XII
     United States
International Fishing and Related Activities      50, III
International Investment, Office of               31, VIII
International Joint Commission, United States     22, IV
     and Canada
International Organizations Employees Loyalty     5, V
     Board
International Trade Administration                15, III; 19, III
International Trade Commission, United States     19, II
Interstate Commerce Commission                    5, XL
James Madison Memorial Fellowship Foundation      45, XXIV
Japan-United States Friendship Commission         22, XVI
Joint Board for the Enrollment of Actuaries       20, VIII
Justice Department                                2, XXVII; 5, XXVIII; 28, 
                                                  I, XI; 40, IV
  Alcohol, Tobacco, Firearms, and Explosives,     27, II
       Bureau of
  Drug Enforcement Administration                 21, II
  Federal Acquisition Regulation                  48, 28
  Federal Claims Collection Standards             31, IX
  Federal Prison Industries, Inc.                 28, III
  Foreign Claims Settlement Commission of the     45, V
       United States
  Immigration Review, Executive Office for        8, V
  Offices of Independent Counsel                  28, VI
  Prisons, Bureau of                              28, V
  Property Management Regulations                 41, 128
Labor Department                                  5, XLII
  Benefits Review Board                           20, VII
  Employee Benefits Security Administration       29, XXV
  Employees' Compensation Appeals Board           20, IV
  Employment and Training Administration          20, V
  Employment Standards Administration             20, VI
  Federal Acquisition Regulation                  48, 29
  Federal Contract Compliance Programs, Office    41, 60
       of
  Federal Procurement Regulations System          41, 50
  Labor-Management Standards, Office of           29, II, IV
  Mine Safety and Health Administration           30, I
  Occupational Safety and Health Administration   29, XVII
  Public Contracts                                41, 50

[[Page 769]]

  Secretary of Labor, Office of                   29, Subtitle A
  Veterans' Employment and Training Service,      41, 61; 20, IX
       Office of the Assistant Secretary for
  Wage and Hour Division                          29, V
  Workers' Compensation Programs, Office of       20, I
Labor-Management Standards, Office of             29, II, IV
Land Management, Bureau of                        43, II
Legal Services Corporation                        45, XVI
Library of Congress                               36, VII
  Copyright Office                                37, II
  Copyright Royalty Board                         37, III
Local Television Loan Guarantee Board             7, XX
Management and Budget, Office of                  5, III, LXXVII; 14, VI; 
                                                  48, 99
Marine Mammal Commission                          50, V
Maritime Administration                           46, II
Merit Systems Protection Board                    5, II, LXIV
Micronesian Status Negotiations, Office for       32, XXVII
Millenium Challenge Corporation                   22, XIII
Mine Safety and Health Administration             30, I
Minerals Management Service                       30, II
Minority Business Development Agency              15, XIV
Miscellaneous Agencies                            1, IV
Monetary Offices                                  31, I
Morris K. Udall Scholarship and Excellence in     36, XVI
     National Environmental Policy Foundation
National Aeronautics and Space Administration     2, XVIII; 5, LIX; 14, V
  Federal Acquisition Regulation                  48, 18
National Agricultural Library                     7, XLI
National Agricultural Statistics Service          7, XXXVI
National and Community Service, Corporation for   45, XII, XXV
National Archives and Records Administration      2, XXVI; 5, LXVI; 36, XII
  Information Security Oversight Office           32, XX
National Capital Planning Commission              1, IV
National Commission for Employment Policy         1, IV
National Commission on Libraries and Information  45, XVII
     Science
National Council on Disability                    34, XII
National Counterintelligence Center               32, XVIII
National Credit Union Administration              12, VII
National Crime Prevention and Privacy Compact     28, IX
     Council
National Drug Control Policy, Office of           21, III
National Endowment for the Arts                   2, XXXII
National Endowment for the Humanities             2, XXXIII
National Foundation on the Arts and the           45, XI
     Humanities
National Highway Traffic Safety Administration    23, II, III; 49, V
National Imagery and Mapping Agency               32, I
National Indian Gaming Commission                 25, III
National Institute for Literacy                   34, XI
National Institute of Standards and Technology    15, II
National Intelligence, Office of Director of      32, XVII
National Labor Relations Board                    5, LXI; 29, I
National Marine Fisheries Service                 50, II, IV, VI
National Mediation Board                          29, X
National Oceanic and Atmospheric Administration   15, IX; 50, II, III, IV, 
                                                  VI
National Park Service                             36, I
National Railroad Adjustment Board                29, III
National Railroad Passenger Corporation (AMTRAK)  49, VII
National Science Foundation                       2, XXV; 5, XLIII; 45, VI
  Federal Acquisition Regulation                  48, 25
National Security Council                         32, XXI
National Security Council and Office of Science   47, II
     and Technology Policy
National Telecommunications and Information       15, XXIII; 47, III
     Administration
National Transportation Safety Board              49, VIII
Natural Resources Conservation Service            7, VI

[[Page 770]]

Navajo and Hopi Indian Relocation, Office of      25, IV
Navy Department                                   32, VI
  Federal Acquisition Regulation                  48, 52
Neighborhood Reinvestment Corporation             24, XXV
Northeast Interstate Low-Level Radioactive Waste  10, XVIII
     Commission
Nuclear Regulatory Commission                     5, XLVIII; 10, I
  Federal Acquisition Regulation                  48, 20
Occupational Safety and Health Administration     29, XVII
Occupational Safety and Health Review Commission  29, XX
Offices of Independent Counsel                    28, VI
Oklahoma City National Memorial Trust             36, XV
Operations Office                                 7, XXVIII
Overseas Private Investment Corporation           5, XXXIII; 22, VII
Patent and Trademark Office, United States        37, I
Payment From a Non-Federal Source for Travel      41, 304
     Expenses
Payment of Expenses Connected With the Death of   41, 303
     Certain Employees
Peace Corps                                       22, III
Pennsylvania Avenue Development Corporation       36, IX
Pension Benefit Guaranty Corporation              29, XL
Personnel Management, Office of                   5, I, XXXV; 45, VIII
  Federal Acquisition Regulation                  48, 17
  Federal Employees Group Life Insurance Federal  48, 21
       Acquisition Regulation
  Federal Employees Health Benefits Acquisition   48, 16
       Regulation
Pipeline and Hazardous Materials Safety           49, I
     Administration
Postal Regulatory Commission                      5, XLVI; 39, III
Postal Service, United States                     5, LX; 39, I
Postsecondary Education, Office of                34, VI
President's Commission on White House             1, IV
     Fellowships
Presidential Documents                            3
Presidio Trust                                    36, X
Prisons, Bureau of                                28, V
Privacy and Civil Liberties Oversight Board       6, X
Procurement and Property Management, Office of    7, XXXII
Productivity, Technology and Innovation,          37, IV
     Assistant Secretary
Public Contracts, Department of Labor             41, 50
Public and Indian Housing, Office of Assistant    24, IX
     Secretary for
Public Health Service                             42, I
Railroad Retirement Board                         20, II
Reclamation, Bureau of                            43, I
Refugee Resettlement, Office of                   45, IV
Relocation Allowances                             41, 302
Research and Innovative Technology                49, XI
     Administration
Rural Business-Cooperative Service                7, XVIII, XLII
Rural Development Administration                  7, XLII
Rural Housing Service                             7, XVIII, XXXV
Rural Telephone Bank                              7, XVI
Rural Utilities Service                           7, XVII, XVIII, XLII
Saint Lawrence Seaway Development Corporation     33, IV
Science and Technology Policy, Office of          32, XXIV
Science and Technology Policy, Office of, and     47, II
     National Security Council
Secret Service                                    31, IV
Securities and Exchange Commission                17, II
Selective Service System                          32, XVI
Small Business Administration                     2, XXVII; 13, I
Smithsonian Institution                           36, V
Social Security Administration                    2, XXIII; 20, III; 48, 23
Soldiers' and Airmen's Home, United States        5, XI
Special Counsel, Office of                        5, VIII
Special Education and Rehabilitative Services,    34, III
     Office of
State Department                                  2, VI; 22, I; 28, XI
  Federal Acquisition Regulation                  48, 6
Surface Mining and Reclamation Appeals, Board of  30, III

[[Page 771]]

Surface Mining Reclamation and Enforcement,       30, VII
     Office of
Surface Transportation Board                      49, X
Susquehanna River Basin Commission                18, VIII
Technology Administration                         15, XI
Technology Policy, Assistant Secretary for        37, IV
Technology, Under Secretary for                   37, V
Tennessee Valley Authority                        5, LXIX; 18, XIII
Thrift Supervision Office, Department of the      12, V
     Treasury
Trade Representative, United States, Office of    15, XX
Transportation, Department of                     2, XII; 5, L
  Commercial Space Transportation                 14, III
  Contract Appeals, Board of                      48, 63
  Emergency Management and Assistance             44, IV
  Federal Acquisition Regulation                  48, 12
  Federal Aviation Administration                 14, I
  Federal Highway Administration                  23, I, II
  Federal Motor Carrier Safety Administration     49, III
  Federal Railroad Administration                 49, II
  Federal Transit Administration                  49, VI
  Maritime Administration                         46, II
  National Highway Traffic Safety Administration  23, II, III; 49, V
  Pipeline and Hazardous Materials Safety         49, I
       Administration
  Saint Lawrence Seaway Development Corporation   33, IV
  Secretary of Transportation, Office of          14, II; 49, Subtitle A
  Surface Transportation Board                    49, X
  Transportation Statistics Bureau                49, XI
Transportation, Office of                         7, XXXIII
Transportation Security Administration            49, XII
Transportation Statistics Bureau                  49, XI
Travel Allowances, Temporary Duty (TDY)           41, 301
Treasury Department                               5, XXI; 12, XV; 17, IV; 
                                                  31, IX
  Alcohol and Tobacco Tax and Trade Bureau        27, I
  Community Development Financial Institutions    12, XVIII
       Fund
  Comptroller of the Currency                     12, I
  Customs and Border Protection Bureau            19, I
  Engraving and Printing, Bureau of               31, VI
  Federal Acquisition Regulation                  48, 10
  Federal Claims Collection Standards             31, IX
  Federal Law Enforcement Training Center         31, VII
  Fiscal Service                                  31, II
  Foreign Assets Control, Office of               31, V
  Internal Revenue Service                        26, I
  International Investment, Office of             31, VIII
  Monetary Offices                                31, I
  Secret Service                                  31, IV
  Secretary of the Treasury, Office of            31, Subtitle A
  Thrift Supervision, Office of                   12, V
Truman, Harry S. Scholarship Foundation           45, XVIII
United States and Canada, International Joint     22, IV
     Commission
United States and Mexico, International Boundary  22, XI
     and Water Commission, United States Section
Utah Reclamation Mitigation and Conservation      43, III
     Commission
Veterans Affairs Department                       2, VIII; 38, I
  Federal Acquisition Regulation                  48, 8
Veterans' Employment and Training Service,        41, 61; 20, IX
     Office of the Assistant Secretary for
Vice President of the United States, Office of    32, XXVIII
Vocational and Adult Education, Office of         34, IV
Wage and Hour Division                            29, V
Water Resources Council                           18, VI
Workers' Compensation Programs, Office of         20, I
World Agricultural Outlook Board                  7, XXXVIII

[[Page 773]]



List of CFR Sections Affected



All changes in this volume of the Code of Federal Regulations that were 
made by documents published in the Federal Register since January 1, 
2001, are enumerated in the following list. Entries indicate the nature 
of the changes effected. Page numbers refer to Federal Register pages. 
The user should consult the entries for chapters and parts as well as 
sections for revisions.
For the period before January 1, 2001, see the ``List of CFR Sections 
Affected, 1949-1963, 1964-1972, 1973-1985 and 1986-2000'' published in 
11 separate volumes.

                                  2001

31 CFR
                                                                   66 FR
                                                                    Page
Chapter V
501.801 (c) added; interim..........................................2728
515 Authority citation revised.....................................36687
515.207 Note added; interim........................................36687
515.533 Heading, (a) and (e) revised; (f) removed; interim.........36687
515.559 Heading and note revised; interim..........................36687
515.560 (b) revised; interim.......................................36688
535.215 (a) revised; interim.......................................38554
535.333 Revised; interim...........................................38554
538 Authority citation revised.....................................36688
538.205 Revised; interim...........................................36688
538.211 (b) through (e) redesignated as (c) through (f); new (b) 
        added; interim.............................................36688
538.405 (b) revised; interim.......................................36688
538.521 Revised; interim............................................2729
538.523 Revised; interim...........................................36688
538.524 Removed; interim...........................................36689
538.525 Heading and (d) revised; (e) added; interim................36689
538.526 Heading, (a), (b) introductory text, (1) and (2) revised; 
        interim....................................................36689
539 Authority citation amended.....................................57381
    Appendix I amended.............................................57381
540 Added; interim..................................................3305
    Revised........................................................38555
545 Added; interim..................................................2729
550 Authority citation revised.....................................36690
550.306 Revised; interim...........................................36690
550.308 Revised; interim...........................................36690
550.318 Revised; interim...........................................36690
550.405 (b) revised; interim.......................................36690
550.569 Revised; interim...........................................36690
550.570 Removed; interim...........................................36691
550.571 Heading and (d) revised; new (e) added; interim............36691
550.572 Heading, (a), (b) introductory text, (1) and (2) revised; 
        interim....................................................36691
550.573 Revised; interim...........................................36692
560 Authority citation revised.....................................36692
560.405 (b) revised; interim.......................................36692
560.520 Heading revised; interim...................................36692
560.530 Revised; interim...........................................36692
560.531 Removed; interim...........................................36693
560.532 Heading and (d) revised; (e) added; interim................36693
560.533 Heading, (a), (b) introductory text, (1) and (2) revised; 
        interim....................................................36693
586 Authority citation revised.....................................50508
586.201 (a) note, (b) note and (d) note added; (c) and endnote 
        revised; interim...........................................50509
586.204 Note added; interim........................................50509
586.302 Revised; interim...........................................50509
586.319 Revised; interim...........................................50509
586.405 Revised; interim...........................................50509
586.406 (a) amended; interim.......................................50509
586.501 Amended; interim...........................................50509
586.517 Added; interim.............................................50509
586.518 Added; interim.............................................50509
586.519 Added; interim.............................................50510
586.701 Revised; interim...........................................50510
586.702 Revised; interim...........................................50510
586.703 Revised; interim...........................................50510
586.704 Revised; interim...........................................50511
586.705 Revised; interim...........................................50511

[[Page 774]]

587 Added; interim.................................................50511
    Chapter V Appendix A amended............29229, 54404, 57373, 57379--
                                                                   57381

                                  2002

31 CFR
                                                                   67 FR
                                                                    Page
Chapter V
585.529 Added......................................................78974
586.520 Added......................................................78974
588 Added; interim.................................................37673
591 Added; interim..................................................5473
Chapter V Appendix A amended.......................................16309

                                  2003

31 CFR
                                                                   68 FR
                                                                    Page
Chapter V
Chapter V Appendix A revised; Appendix B amended...................38844
500.501 Added; interim.............................................53641
500.701 Revised; interim...........................................53641
500.702 Removed; interim...........................................53641
500.703 Removed; interim...........................................53641
500.704 Removed; interim...........................................53641
500.705 Removed; interim...........................................53641
500.706 Removed; interim...........................................53641
500.707 Removed; interim...........................................53641
500.708 Removed; interim...........................................53641
500.709 Removed; interim...........................................53641
500.710 Removed; interim...........................................53641
500.711 Removed; interim...........................................53641
500.712 Removed; interim...........................................53641
500.713 Removed; interim...........................................53641
500.714 Removed; interim...........................................53641
500.715 Removed; interim...........................................53641
500.716 Removed; interim...........................................53641
500.717 Removed; interim...........................................53641
500.718 Removed; interim...........................................53641
500.801 Amended; interim...........................................53641
501 Heading and authority citation revised; interim................53641
501.700--501.747 (Subpart D) Added; interim........................53642
501.701 (a)(3) revised.............................................61361
501.801--501.808 (Subpart D) Redesignated as Subpart E; interim....53642
501.805 (d) added...................................................6822
501.901 (Subpart E) Redesignated as Subpart F; interim.............53642
505.30 Amended; interim............................................53657
505.50 Amended; interim............................................53657
505.60 Amended; interim............................................53657
515.302 (a) revised; interim.......................................14144
515.329 (c) and (d) revised; interim...............................14145
515.330 (a)(3) and (4) revised; interim............................14145
515.420 (a) introductory text revised; (a) note added; interim.....14145
515.501 Added; interim.............................................53657
515.505 Revised; interim...........................................14145
515.512 Added; interim.............................................14146
515.533 Revised; interim...........................................14146
515.559 (b) note added; (d) removed; interim.......................14146
515.560 (c)(4) revised; (c)(4) note added; interim.................14146
515.561 Revised; interim...........................................14147
515.565 (b)(1) amended; (b)(2) removed; interim....................14147
515.567 (b) and (c) revised; note added; interim...................14147
515.570 Revised; interim...........................................14147
515.571 (a) introductory text revised; (a)(5) and note added; 
        interim....................................................14148
515.572 (d) amended; interim.......................................14148
515.574 Revised; interim...........................................14148
515.575 Revised; interim...........................................14148
515.701 Revised; interim...........................................53657
515.702 Removed; interim...........................................53657
515.703 Removed; interim...........................................53657
515.704 Removed; interim...........................................53657
515.705 Removed; interim...........................................53657
515.706 Removed; interim...........................................53657
515.707 Removed; interim...........................................53657
515.708 Removed; interim...........................................53657
515.709 Removed; interim...........................................53657
515.710 Removed; interim...........................................53657
515.711 Removed; interim...........................................53657
515.712 Removed; interim...........................................53657
515.713 Removed; interim...........................................53657
515.714 Removed; interim...........................................53657
515.715 Removed; interim...........................................53657
515.716 Removed; interim...........................................53657
515.717 Removed; interim...........................................53657
515.718 Removed; interim...........................................53657
515.801 Amended; interim...........................................53657
535.501 Added; interim.............................................53657
535.801 Amended; interim...........................................53657
536 Authority citation revised.....................................53657
536.100 Added; interim.............................................53657
536.801 Amended; interim...........................................53657
537 Authority citation revised.....................................53657
537.501 Revised; interim...........................................53658
537.801 Revised; interim...........................................53658
538.500 Added; interim.............................................53658

[[Page 775]]

538.801 Amended; interim...........................................53658
539.501 Amended; interim...........................................53658
539.801 Amended; interim...........................................53658
540.500 Added; interim.............................................53658
540.801 Amended; interim...........................................53658
545.500 Added; interim.............................................53658
545.801 Amended; interim...........................................53658
550.500 Added; interim.............................................53658
550.801 Amended; interim...........................................53658
560.500 Added; interim.............................................53659
560.536 Added; interim.............................................11742
560.537 Added; interim.............................................11743
560.801 Amended; interim...........................................53659
575 Authority citation revised.....................................53659
    Policy statement...............................................60625
575.307 Removed; interim...........................................61363
575.325 Removed; interim...........................................61363
575.327 Removed; interim...........................................61363
575.328 Removed; interim...........................................61363
575.329 Added; interim.............................................11743
575.330 Added; interim.............................................11743
    Revised; interim...............................................28755
575.419 Added; interim.............................................61363
575.500 Added; interim.............................................53659
575.505 Removed; interim...........................................61363
575.506 Removed; interim...........................................61363
575.507 Removed; interim...........................................61363
575.508 Removed; interim...........................................61363
575.509 Removed; interim...........................................61363
575.510 Removed; interim...........................................61363
575.511 Removed; interim...........................................61363
575.513 Removed; interim...........................................61363
575.514 Removed; interim...........................................61363
575.517 Removed; interim...........................................61363
575.518 Removed; interim...........................................61363
575.519 Removed; interim...........................................61363
575.520 Removed; interim...........................................61363
575.521 Removed; interim...........................................61363
575.522 Removed; interim...........................................61363
575.523 Removed; interim...........................................61363
575.524 Removed; interim...........................................61363
575.525 Removed; interim...........................................61363
575.526 Removed; interim...........................................61363
575.527 Added; interim.............................................11744
    Removed; interim...............................................61363
575.528 Added; interim.............................................11744
    Removed; interim...............................................61363
575.529 Added; interim.............................................28755
    Removed; interim...............................................61363
575.530 Added; interim.............................................28755
    Removed; interim...............................................61363
575.531 Added; interim.............................................28755
    Removed; interim...............................................61363
575.532 Added; interim.............................................28756
    Removed; interim...............................................61363
575.533 Added; interim.............................................38189
575.534 Added; interim.............................................65845
575.701 (a) introductory text and (1) revised......................61361
575.801 Amended; interim...........................................53659
585 Authority citation revised.....................................53659
585.500 Added; interim.............................................53659
585.801 Amended; interim...........................................53659
586 Authority citation revised.....................................53659
586.501 Amended; interim...........................................53659
586.801 Amended; interim...........................................53659
587 Authority citation revised.....................................53659
587.501 Amended; interim...........................................53659
587.801 Amended; interim...........................................53659
588 Authority citation revised.....................................53659
588.501 Amended; interim...........................................53659
588.801 Amended; interim...........................................53659
590 Authority citation revised.....................................53659
590.501 Amended; interim...........................................53659
590.801 Amended; interim...........................................53660
591 Heading and authority citation revised.........................45779
    Authority citation revised.....................................53660
591.201 Revised....................................................45779
591.202 Removed....................................................45779
591.301 Removed....................................................45779
591.302 Revised....................................................45779
591.307 Revised....................................................45779
591.308 Revised....................................................45779
591.404 Revised....................................................45779
591.405 Revised....................................................45779
591.406 Revised....................................................45779
591.501 Amended; interim...........................................53660
591.801 Amended; interim...........................................53660
592 Added..........................................................45779
594 Added; interim.................................................34197
    Authority citation revised.....................................53660
594.501 Revised; interim...........................................53660
594.801 Revised; interim...........................................53660
595.500 Added; interim.............................................53660
595.801 Amended; interim...........................................53660
596.500 Added; interim.............................................53660
596.801 Amended; interim...........................................53660
597 Authority citation revised..............................53660, 61361
597.500 Added; interim.............................................53660
597.701 (b) revised................................................61361
597.801 Amended; interim...........................................53660
598.501 Amended; interim...........................................53660
598.701 (a) introductory text and (3) revised......................61361
598.801 Amended; interim...........................................53660
Chapter VIII
800.401 Revised....................................................16721

[[Page 776]]

                                  2004

31 CFR
                                                                   69 FR
                                                                    Page
Title 31 Nomenclature change.......................................18803
Chapter V
515 Nomenclature change............................................33773
515.420 Revised....................................................33771
515.560 (a) introductory text, (1), (7), (c) introductory text, 
        (2), (3), (4) introductory text, (i) and (f) revised; (c) 
        note removed...............................................33771
515.545 Amended....................................................75469
515.561 Revised....................................................33771
515.564 (a)(1) note added..........................................33772
515.565 (a) and (b) revised........................................33772
515.567 Revised....................................................33772
515.570 (a), (d) introductory text, (1) and section note revised 
                                                                   33773
515.572 (a)(3) and (c)(4)(i) revised...............................33773
515.577 Added......................................................75469
538.529 Added......................................................75470
541 Added; interim.................................................45248
560.538 Added......................................................75471
575 Authority citation revised.....................................46092
575.533 Revised....................................................46092
592 Revised........................................................56938
Chapter V Note 6 and Appendix A revised............................30362

                                  2005

31 CFR
                                                                   70 FR
                                                                    Page
Subtitle A
Chapter V
501.604 (b)(3) revised.............................................34061
515.533 (a)(2) introductory text and (i) revised; (d) added.........9225
535.705 Revised....................................................15762
537 Revised; interim...............................................48241
538.317 Added......................................................34062
538.318 Added......................................................34062
538.319 Added......................................................34062
538.412 Removed....................................................34062
538.413 Removed....................................................34062
538.507 Revised....................................................34062
538.527 Added......................................................34062
538.528 Added......................................................34062
538.701 (c) revised................................................34063
538.702 Revised....................................................34063
538.703 Revised....................................................34063
538.704 Revised....................................................34064
542 Added..........................................................17203
550 Authority citation revised.....................................15762
550.706 Revised....................................................15762
560.320 Revised....................................................15584
560.321 Added......................................................15584
560.516 (b), (c) and (d) redesignated as (c), (d) and (e); new (b) 
        added......................................................15584
560.517 Heading and (b) revised; (c) added.........................15584
560.532 (d) amended................................................15584
575.535 Added......................................................54259
575.705 Revised....................................................15762
500--599 (Chapter V) Note 6 to Appendices revised..................38256
    Appendix A revised.............................................38257

                                  2006

31 CFR
                                                                   71 FR
                                                                    Page
Chapter V
500.586 (b)(5) added...............................................17346
501 Appendix A added; interim.......................................1974
535 Authority citation revised.....................................29252
535.701 (a)(1) and (2) amended.....................................29252
536 Authority citation revised.....................................29252
536.701 (a)(1) and (2) amended.....................................29252
537 Authority citation revised.....................................29252
537.701 (a)(1) and (2) amended.....................................29252
538 Authority citation revised.....................................29252
538.701 (a)(1) and (2) amended.....................................29253
539 Authority citation revised.....................................29253
539.701 (a)(1) and (2) amended.....................................29253
540 Authority citation revised.....................................29253
540.701 (a)(1) and (2) amended.....................................29253
541 Authority citation revised.....................................29253
541.701 (a)(1) and (2) amended.....................................29253
542 Authority citation revised.....................................29253
542.701 (a)(1) and (2) amended.....................................29253
550 Removed........................................................16043
560 Authority citation revised.....................................29253
560.405 (a) through (e) redesignated as (b) through (f); new (a) 
        added......................................................53570
560.516 (a)(1) revised; (f) added..................................53570
560.532 (b) revised................................................53570
560.539 Added......................................................48796
560.701 (a)(1) and (2) amended.....................................29253
588 Authority citation revised.....................................29253
588.701 (a)(1) and (2) amended.....................................29253
590 Removed........................................................16043
591 Removed........................................................16043
594 Authority citation revised.....................................29253
594.411 Added......................................................27200
594.510 Added......................................................27200
594.511 Added......................................................27200
594.512 Added......................................................27200
594.513 Added......................................................27200
594.514 Added......................................................27200
594.515 Added......................................................27200
    Revised........................................................58743

[[Page 777]]

594.701 (a)(1) and (2) amended.....................................29253
595 Authority citation revised.....................................29253
595.409 Added......................................................27201
595.508 Added......................................................27201
595.509 Added......................................................27201
595.510 Added......................................................27201
595.511 Added......................................................27201
595.512 Added......................................................27201
595.513 Added......................................................27201
    Revised........................................................58744
595.701 (a)(1) and (2) amended.....................................29253
597.407 Added......................................................27202
597.506 Added......................................................27202
597.507 Added......................................................27202
597.508 Added......................................................27202
597.509 Added......................................................27202
597.510 Added......................................................27202
597.511 Added......................................................27203
    Revised........................................................58744
500--599 (Chapter V) Note 6 to Appendixes revised..................39708
    Appendix A revised.............................................39708

                                  2007

31 CFR
                                                                   72 FR
                                                                    Page
Chapter V
500.586 (b)(5) and note revised.....................................4961
515.577 Revised....................................................50048
537 Authority citation revised..............................34377, 50049
537.526 Revised....................................................50049
537.527 Added......................................................34377
538 Policy statement...............................................12980
    Authority citation revised..............................50050, 61515
538.210 Redesignated as 538.211; new 538.210 added.................61515
538.211 Redesignated as 538.212; new 538.211 redesignated from 
        538.210....................................................61515
538.212 Redesignated from 538.211; (g) added.......................61515
538.305 Introductory text and (a) through (d) redesignated as (a) 
        introductory text and (1) through (4); new (a) revised; 
        new (b) added..............................................61516
538.320 Added......................................................61516
538.417 Added......................................................61516
538.418 Added......................................................61516
538.516 Revised....................................................15832
538.529 Revised....................................................50050
538.530 Added......................................................61516
538.531 Added......................................................61516
538.532 Added......................................................61517
560 Policy statement...............................................12980
    Authority citation revised.....................................15832
560.521 Revised....................................................15832
560.538 Revised....................................................50051
593 Added..........................................................28856
594 Authority citation revised.....................................61518
594.201 (a) Note 3 revised..........................................4206
594.316 Added.......................................................4207
594.516 Added......................................................61518
595 Authority citation revised.....................................61518
595.514 Added......................................................61518
597.512 Added......................................................61518
500--599 (Chapter V) Note 6 to Appendixes revised..................40374
    Appendix A revised.............................................40375

                                  2008

   (Regulations published from January 1, 2008, through July 1, 2008)

31 CFR
                                                                   73 FR
                                                                    Page
Chapter V
535 Authority citation revised.....................................32651
535.701 (a) introductory text amended; (a)(1), (2) and (b) revised
                                                                   32651
536 Authority citation revised.....................................32652
536.701 (a) introductory text amended; (a)(1), (2) and (b) revised
                                                                   32652
537 Authority citation revised.....................................32652
537.701 (a) introductory text amended; (a)(1), (2) and (b) revised
                                                                   32652
538 Authority citation revised.....................................32652
538.701 (a) introductory text amended; (a)(1), (2) and (b) revised
                                                                   32652
539 Authority citation revised.....................................32652
539.701 (a) introductory text amended; (a)(1), (2) and (b) revised
                                                                   32653
540 Authority citation revised.....................................32653
540.701 (a) introductory text amended; (a)(1), (2) and (b) revised
                                                                   32653
541 Authority citation revised.....................................32653
541.701 (a) introductory text amended; (a)(1), (2) and (b) revised
                                                                   32653
542 Authority citation revised.....................................32653
542.701 (a) introductory text amended; (a)(1), (2) and (b) revised
                                                                   32653
545 Authority citation revised.....................................32654

[[Page 778]]

545.701 (a) introductory text amended; (a)(1), (2) and (b) revised
                                                                   32654
560 Authority citation revised.....................................32654
560.701 (a) introductory text amended; (a)(1), (2) and (b) revised
                                                                   32654
585 Authority citation revised.....................................32654
585.701 (a) introductory text amended; (a)(1), (2) and (b) revised
                                                                   32654
586 Authority citation revised.....................................32654
586.701 (a) introductory text amended; (a)(1), (2) and (b) revised
                                                                   32654
587 Authority citation revised.....................................32655
587.701 (a) introductory text amended; (a)(1), (2) and (b) revised
                                                                   32655
588 Authority citation revised.....................................32655
588.701 (a) introductory text amended; (a)(1), (2) and (b) revised
                                                                   32655
592.301 (b) Note 4 added...........................................29433
592.502 Added......................................................29434
593 Authority citation revised.....................................32655
593.701 (a)(1), (2) and (b) revised................................32655
594 Authority citation revised.....................................32656
594.701 (a) introductory text amended; (a)(1), (2) and (b) revised
                                                                   32656
595 Authority citation revised.....................................32656
595.701 (a) introductory text amended; (a)(1), (2) and (b) revised
                                                                   32656
500--599 Note 6 to Appendixes revised..............................37536
    Appendix A revised.............................................37537
Chapter VIII
800 Authority citation revised.....................................15079
800.504 (b) revised................................................15079
Chapter IX
901.9 (f) revised; (g) amended; interim............................12274


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