[Title 32 CFR 651]
[Code of Federal Regulations (annual edition) - July 1, 2004 Edition]
[Title 32 - NATIONAL DEFENSE]
[Subtitle A - Department of Defense (Continued)]
[Chapter V - DEPARTMENT OF THE ARMY (CONTINUED)]
[Subchapter K - ENVIRONMENTAL QUALITY]
[Part 651 - ENVIRONMENTAL ANALYSIS OF ARMY ACTIONS (AR 200-2)]
[From the U.S. Government Printing Office]
3242004-07-012002-07-01trueENVIRONMENTAL ANALYSIS OF ARMY ACTIONS (AR 200-2)651PART 651NATIONAL DEFENSEDepartment of Defense (Continued)DEPARTMENT OF THE ARMY (CONTINUED)ENVIRONMENTAL QUALITY
PART 651--ENVIRONMENTAL ANALYSIS OF ARMY ACTIONS (AR 200-2)--Table of Contents
Subpart A--Introduction
Sec.
651.1 Purpose.
651.2 References.
651.3 Explanation of abbreviations and terms.
651.4 Responsibilities.
651.5 Army policies.
651.6 NEPA analysis staffing.
651.7 Delegation of authority for non-acquisition systems.
651.8 Disposition of final documents.
Subpart B--National Environmental Policy Act and the Decision Process
6511.9 Introduction.
651.10 Actions requiring environmental analysis.
651.11 Environmental review categories.
651.12 Determining appropriate level of NEPA analysis.
651.13 Classified actions.
651.14 Integration with Army planning.
651.15 Mitigation and monitoring.
651.16 Cumulative impacts.
651.17 Environmental justice.
Subpart C--Records and Documents
651.18 Introduction.
651.19 Record of environmental consideration.
651.20 Environmental assessment.
651.21 Finding of no significant impact.
651.22 Notice of intent.
651.23 Environmental impact statement.
651.24 Supplemental EAs and supplemental EISs.
651.25 Notice of availability.
651.26 Record of decision.
651.27 Programmatic NEPA analyses.
Subpart D--Categorical Exclusions
651.28 Introduction.
651.29 Determining when to use a CX (screening criteria).
651.30 CX actions.
651.31 Modification of the CX list.
Subpart E--Environmental Assessment
651.32 Introduction.
651.33 Actions normally requiring an EA.
651.34 EA components.
651.35 Decision process.
651.36 Public involvement.
651.37 Public availability.
651.38 Existing environmental assessments.
651.39 Significance.
Subpart F--Environmental Impact Statement
651.40 Introduction.
651.41 Conditions requiring an EIS.
651.42 Actions normally requiring an EIS.
651.43 Format of the EIS.
651.44 Incomplete information.
651.45 Steps in preparing and processing an EIS.
651.46 Existing EISs.
Figures 4 Through 8 to Subpart F of Part 651
Subpart G--Public Involvement and the Scoping Process
651.47 Public involvement.
651.48 Scoping process.
651.49 Preliminary phase.
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651.50 Public interaction phase.
651.51 The final phase.
651.52 Aids to information gathering.
651.53 Modifications of the scoping process.
Subpart H--Environmental Effects of Major Army Action Abroad
651.54 Introduction.
651.55 Categorical exclusions.
651.56 Responsibilities.
Appendix A to Part 651--References
Appendix B to Part 651--Categorical Exclusions
Appendix C to Part 651--Mitigation and Monitoring
Appendix D to Part 651--Public Participation Plan
Appendix E to Part 651--Content of the Environmental Impact Statement
Appendix F to Part 651--Glossary
Authority: 42 U.S.C. 4321 et seq.; 40 CFR Parts 1500-1508; E.O.
12114, 44 FR 1957, 3 CFR, 1979 Comp., p. 356.
Source: 67 FR 15291, Mar. 29, 2002, unless otherwise noted.
Subpart A--Introduction
Sec. 651.1 Purpose.
(a) This part implements the National Environmental Policy Act of
1969 (NEPA), setting forth the Army's policies and responsibilities for
the early integration of environmental considerations into planning and
decision-making.
(b) This part requires environmental analysis of Army actions
affecting human health and the environment; providing criteria and
guidance on actions normally requiring Environmental Assessments (EAs)
or Environmental Impact Statements (EISs), and listing Army actions that
are categorically excluded from such requirements, provided specific
criteria are met.
(c) This part supplements the regulations of the Council on
Environmental Quality (CEQ) in the Code of Federal Regulations (CFR) (40
CFR parts 1500-1508) for Army actions, and must be read in conjunction
with them.
(d) All Army acquisition programs must use this part in conjunction
with Department of Defense (DOD) 5000.2-R (Mandatory Procedures for
Major Defense Acquisition Programs and Major Automated Information
Systems).
(e) This part applies to actions of the Active Army and Army
Reserve, to functions of the Army National Guard (ARNG) involving
federal funding, and to functions for which the Army is the DOD
executive agent. It does not apply to Civil Works functions of the US
Army Corps of Engineers (USACE) or to combat or combat-related
activities in a combat or hostile fire zone. Operations Other Than War
(OOTW) or Stability and Support Operations (SASO) are subject to the
provisions of this part as specified in Subpart H of this part. This
part applies to relevant actions within the United States, which is
defined as all States; the District of Columbia; territories and
possessions of the United States; and all waters and airspace subject to
the territorial jurisdiction of the United States. The territories and
possessions of the United States include the Virgin Islands, American
Samoa, Wake Island, Midway Island, Guam, Palmyra Island, Johnston Atoll,
Navassa Island, and Kingman Reef. This regulation also applies to
actions in the Commonwealths of Puerto Rico and the Northern Marianas,
the Republic of the Marshall Islands, and the Federated States of
Micronesia and Palau (Republic of Belau). In addition, this part
addresses the responsibility of the Army for the assessment and
consideration of environmental effects for peacetime SASO operations
worldwide. Throughout this part, emphasis is placed upon quality
analysis of environmental effects, not the production of documents.
Documentation is necessary to present and staff results of the analyses,
but the objective of NEPA and Army NEPA policy is quality analysis in
support of the Army decision maker. The term ``analysis'' also includes
any required documentation to support the analysis, coordinate NEPA
requirements, and inform the public and the decision maker.
Sec. 651.2 References.
Required and related publications and referenced forms are listed in
Appendix A of this part.
Sec. 651.3 Explanation of abbreviations and terms.
Abbreviations and special terms used in this part are explained in
the glossary in Appendix F of this part.
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Sec. 651.4 Responsibilities.
(a) The Assistant Secretary of the Army (Installations and
Environment) (ASA(I&E)). ASA(I&E) is designated by the Secretary of the
Army (SA) as the Army's responsible official for NEPA policy, guidance,
and oversight. In meeting these responsibilities, ASA(I&E) will:
(1) Maintain liaison with the Office of the Secretary of Defense
(OSD), Office of Management and Budget (OMB), Council on Environmental
Quality (CEQ), Environmental Protection Agency (EPA), Congressional
oversight committees, and other federal, state, and local agencies on
Army environmental policies.
(2) Review NEPA training at all levels of the Army, including
curricula at Army, DOD, other service, other agency, and private
institutions; and ensure adequacy of NEPA training of Army personnel at
all levels.
(3) Establish an Army library for EAs and EISs, which will serve as:
(i) A means to ascertain adherence to the policies set forth in this
part, as well as potential process improvements; and
(ii) A technical resource for proponents and preparers of NEPA
documentation.
(b) The Assistant Secretary of the Army (Acquisition, Logistics, and
Technology) (ASA(AL&T)). ASA(AL&T) will:
(1) Under oversight of the ASA(I&E), execute those NEPA policy
provisions contained herein that pertain to the ASA(AL&T)
responsibilities in the Army materiel development process, as described
in Army Regulation (AR) 70-1, Army Acquisition Policy.
(2) Prepare policy for the Army Acquisition Executive (AAE) to
develop and administer a process of review and approval of environmental
analyses during the Army materiel development process.
(3) Prepare research, development, test, and evaluation (RDT&E) and
procurement budget justifications to support Materiel Developer (MATDEV)
implementation of NEPA provisions.
(c) The Army Acquisition Executive (AEE). The AAE will, under the
Army oversight responsibilities assigned to ASA(I&E):
(1) Administer a process to:
(i) Execute all those NEPA policy provisions contained herein that
pertain to all acquisition category (ACAT) programs, projects, and
products;
(ii) Ensure that Milestone Decision Authorities (MDAs), at all
levels, assess the effectiveness of environmental analysis in all phases
of the system acquisition process, including legal review of these
requirements;
(iii) Establish resource requirements and program, plan, and budget
exhibits for inclusion in annual budget decisions;
(iv) Review and approve NEPA documentation at appropriate times
during materiel development, in conjunction with acquisition phases and
milestone reviews as established in the Acquisition Strategy; and
(v) Establish NEPA responsibility and awareness training
requirements for Army Acquisition Corps personnel.
(2) Ensure Program Executive Officers (PEOs), Deputies for Systems
Acquisition (DSAs), and direct-reporting Program Managers (PMs) will:
(i) Supervise assigned programs, projects, and products to ensure
that each environmental analysis addresses all applicable environmental
laws, executive orders, and regulations.
(ii) Ensure that environmental considerations are integrated into
system acquisition plans/strategies, Test and Evaluation Master Plans
(TEMPs) and Materiel Fielding Plans, Demilitarization/Disposal Plans,
system engineering reviews/Integrated Process Team (IPT) processes, and
Overarching Integrated Process Team (OIPT) milestone review processes.
(iii) Coordinate environmental analysis with appropriate
organizations to include environmental offices such as Army Acquisition
Pollution Prevention Support Office (AAPPSO) and U.S. Army Environmental
Center (USAEC) and operational offices and organizations such as testers
(developmental/operational), producers, users, and disposal offices.
(3) Ensure Program, Project, Product Managers, and other MATDEVs
will:
(i) Initiate the environmental analysis process prescribed herein
upon receiving the project office charter to commence the materiel
development process, and designate a NEPA point of
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contact (POC) to the Director of Environmental Programs (DEP).
(ii) Integrate the system's environmental analysis (including NEPA)
into the system acquisition strategy, milestone review planning, system
engineering, and preliminary design, critical design, and production
readiness reviews.
(iii) Apply policies and procedures set forth in this part to
programs and actions within their organizational and staff
responsibility.
(iv) Coordinate with installation managers and incorporate comments
and positions of others (such as the Assistant Chief of Staff for
Installation Management (ACSIM) and environmental offices of the
development or operational testers, producers, users, and disposers)
into the decision-making process.
(v) Initiate the analysis of environmental considerations, assess
the environmental consequences of proposed programs and projects, and
undergo environmental analysis, as appropriate.
(vi) Maintain the administrative record of the program's
environmental analysis in accordance with this part.
(vii) Coordinate with local citizens and other affected parties, and
incorporate appropriate comments into NEPA analyses.
(viii) Coordinate with ASA(I&E) when NEPA analyses for actions under
AAE purview require publication in the Federal Register (FR).
(d) The Deputy Chief of Staff for Operations and Plans (DCSOPS).
DCSOPS is the proponent for Training and Operations activities. DCSOPS
will ensure that Major Army Commands (MACOMs) support and/or perform, as
appropriate, NEPA analysis of fielding issues related to specific local
or regional concerns when reviewing Materiel Fielding Plans prepared by
Combat Developers (CBTDEVs) or MATDEVs. This duty will include the
coordination of CBTDEV and MATDEV information with appropriate MACOMs
and Deputy Chief of Staff for Logistics (DCSLOG).
(e) The Assistant Chief of Staff for Installation Management
(ACSIM). ACSIM is responsible for coordinating, monitoring, and
evaluating NEPA activities within the Army. The Environmental Programs
Directorate is the Army Staff (ARSTAF) POC for environmental matters and
serves as the Army staff advocate for the Army NEPA requirements
contained in this part. The ACSIM will:
(1) Encourage environmental responsibility and awareness among Army
personnel to most effectively implement the spirit of NEPA.
(2) Establish and maintain the capability (personnel and other
resources) to comply with the requirements of this part. This
responsibility includes the provision of an adequately trained and
educated staff to ensure adherence to the policies and procedures
specified by this part.
(f) The Director of Environmental Programs. The director, with
support of the U.S. Army Environmental Center, and under the ACSIM,
will:
(1) Advise Army agencies in the preparation of NEPA analyses, upon
request.
(2) Review, as requested, NEPA analyses submitted by the Army, other
DOD components, and other federal agencies.
(3) Monitor proposed Army policy and program documents that have
environmental implications to determine compliance with NEPA
requirements and ensure integration of environmental considerations into
decision-making and adaptive management processes.
(4) Propose and develop Army NEPA guidance pursuant to policies
formulated by ASA(I&E).
(5) Advise project proponents regarding support and defense of Army
NEPA requirements through the budgeting process.
(6) Provide NEPA process oversight, in support of ASA(I&E), and, as
appropriate, technical review of NEPA documentation.
(7) Oversee proponent implementation and execution of NEPA
requirements, and develop and execute programs and initiatives to
address problem areas.
(8) Assist the ASA(I&E) in the evaluation of formal requests for the
delegation of NEPA responsibilities on a case-by-case basis. This
assistance will include:
(i) Determination of technical sufficiency of the description of
proposed
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action and alternatives (DOPAA) when submitted as part of the formal
delegation request (Sec. 651.7).
(ii) Coordination of the action with the MACOM requesting the
delegation.
(9) Periodically provide ASA(I&E) with a summary analysis and
recommendations on needed improvements in policy and guidance to Army
activities concerning NEPA implementation, in support of ASA(I&E)
oversight responsibilities.
(10) Advise headquarters proponents on how to secure funding and
develop programmatic NEPA analyses to address actions that are Army-
wide, where a programmatic approach would be appropriate to address the
action.
(11) Designate a NEPA PM to coordinate the Army NEPA program and
notify ASA(I&E) of the designation.
(12) Maintain manuals and guidance for NEPA analyses for major Army
programs in hard copy and make this guidance available on the World Wide
Web (WWW) and other electronic means.
(13) Maintain a record of NEPA POCs in the Army, as provided by the
MACOMs and other Army agencies.
(14) Forward electronic copies of all EAs, and EISs to AEC to ensure
inclusion in the Army NEPA library; and ensure those same documents are
forwarded to the Defense Technical Information Center (DTIC).
(g) Heads of Headquarters, Army agencies. The heads of headquarters,
Army agencies will:
(1) Apply policies and procedures herein to programs and actions
within their staff responsibility except for state-funded operations of
the Army National Guard (ARNG).
(2) Task the appropriate component with preparation of NEPA analyses
and documentation.
(3) Initiate the preparation of necessary NEPA analyses, assess
proposed programs and projects to determine their environmental
consequences, and initiate NEPA documentation for circulation and review
along with other planning or decision-making documents. These other
documents include, as appropriate, completed DD Form 1391 (Military
Construction Project Data), Case Study and Justification Folders,
Acquisition Strategies, and other documents proposing or supporting
proposed programs or projects.
(4) Coordinate appropriate NEPA analyses with ARSTAF agencies.
(5) Designate, record, and report to the DEP the identity of the
agency's single POC for NEPA considerations.
(6) Assist in the review of NEPA documentation prepared by DOD and
other Army or federal agencies, as requested.
(7) Coordinate proposed directives, instructions, regulations, and
major policy publications that have environmental implications with the
DEP.
(8) Maintain the capability (personnel and other resources) to
comply with the requirements of this part and include provisions for
NEPA requirements through the Program Planning and Budget Execution
System (PPBES) process.
(h) The Assistant Secretary of the Army for Financial Management
(ASA(FM)). ASA(FM) will establish procedures to ensure that NEPA
requirements are supported in annual authorization requests.
(i) The Judge Advocate General (TJAG). TJAG will provide legal
advice to the Army Staff and assistance in NEPA interpretation, federal
implementing regulations, and other applicable legal authority;
determine the legal sufficiency for Army NEPA documentation; and
interface with the Army General Counsel (GC) and the Department of
Justice on NEPA-related litigation.
(j) The Army General Counsel. The Army General Counsel will provide
legal advice to the Secretary of the Army on all environmental matters,
to include interpretation and compliance with NEPA and federal
implementing regulations and other applicable legal authority.
(k) The Surgeon General. The Surgeon General will provide technical
expertise and guidance to NEPA proponents in the Army, as requested, in
order to assess public health, industrial hygiene, and other health
aspects of proposed programs and projects.
(l) The Chief, Public Affairs. The Chief, Public Affairs will:
(1) Provide guidance on issuing public announcements such as
Findings of No Significant Impact (FNSIs), Notices of Intent (NOIs),
scoping procedures, Notices of Availability (NOAs), and other
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public involvement activities; and establish Army procedures for
issuing/announcing releases in the FR.
(2) Review and coordinate planned announcements on actions of
national interest with appropriate ARSTAF elements and the Office of the
Assistant Secretary of Defense for Public Affairs (OASD(PA)).
(3) Assist in the issuance of appropriate press releases to coincide
with the publication of notices in the FR.
(4) Provide assistance to MACOM and installation Public Affairs
Officers (PAOs) regarding the development and release of public
involvement materials.
(m) The Chief of Legislative Liaison. The Chief of Legislative
Liaison will notify Members of Congress of impending proposed actions of
national concern or interest. The Chief will:
(1) Provide guidance to proponents at all levels on issuing
Congressional notifications on actions of national concern or interest.
(2) Review planned congressional notifications on actions of
national concern or interest.
(3) Prior to (and in concert with) the issuance of press releases
and publications in the FR, assist in the issuance of congressional
notifications on actions of national concern or interest.
(n) Commanders of MACOMs, the Director of the Army National Guard,
and the U.S. Army Reserve Commander. Commanders of MACOMs, the Director
of the Army National Guard, and the U.S. Army Reserve Commander will:
(1) Monitor proposed actions and programs within their commands to
ensure compliance with this part, including mitigation monitoring,
utilizing Environmental Compliance Assessment System (ECAS),
Installation Status Report (ISR), or other mechanisms.
(2) Task the proponent of the proposed action with funding and
preparation of NEPA documentation and involvement of the public.
(3) Ensure that any proponent at the MACOM level initiates the
required environmental analysis early in the planning process, plans the
preparation of necessary NEPA documentation, and uses the analysis to
aid in the final decision.
(4) Assist in the review of NEPA documentation prepared by DOD and
other Army or federal agencies, as requested.
(5) Maintain official record copies of all NEPA documentation for
which they are the proponent, and file electronic copies of those EAs,
and final EISs with AEC.
(6) Provide coordination with Headquarters, Department of the Army
(HQDA) for proposed actions that have either significant impacts
requiring an EIS or are of national interest. This process will require
defining the purpose and need for the action, alternatives to be
considered, and other information, as requested by HQDA. It also must
occur early in the process and prior to an irretrievable commitment of
resources that will prejudice the ultimate decision or selection of
alternatives (40 CFR 1506.1). When delegated signature authority by
HQDA, this process also includes the responsibility for complying with
this part and associated Army environmental policy.
(7) Approve and forward NEPA documentation, as appropriate, for
actions under their purview.
(8) In the case of the Director, ARNG, or his designee, approve all
federal NEPA documentation prepared by all ARNG activities.
(9) Ensure environmental information received from MATDEVs is
provided to appropriate field sites to support site-specific
environmental analysis and NEPA requirements.
(10) Designate a NEPA PM to coordinate the MACOM NEPA program and
maintain quality control of NEPA analyses and documentation that are
processed through the command.
(11) Budget for resources to maintain oversight of NEPA and this
part.
(o) Installation Commanders; Commanders of U.S. Army Reserve Support
Commands; and The Adjutant Generals of the Army National Guard.
Installation Commanders; Commanders of U.S. Army Reserve Support
Commands; and The Adjutant Generals of the Army National Guard will:
(1) Establish an installation (command organization) NEPA program
and evaluate its performance through the Environmental Quality Control
Committee (EQCC) as required by AR 200-1,
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Environmental Protection and Enhancement.
(2) Designate a NEPA POC to coordinate and manage the installation's
(command organization's) NEPA program, integrating it into all
activities and programs at the installation. The installation commander
will notify the MACOM of the designation.
(3) Establish a process that ensures coordination with the MACOM,
other installation staff elements (to include PAOs and tenants) and
others to incorporate NEPA requirements early in the planning of
projects and activities.
(4) Ensure that actions subject to NEPA are coordinated with
appropriate installation organizations responsible for such activities
as master planning, natural and cultural resources management, or other
installation activities and programs.
(5) Ensure that funding for environmental analysis is prioritized
and planned, or otherwise arranged by the proponent, and that
preparation of NEPA analyses, including the involvement of the public,
is consistent with the requirements of this part.
(6) Approve NEPA analyses for actions under their purview. The
Adjutant General will review and endorse documents and forward to the
NGB for final approval.
(7) Ensure the proponent initiates the NEPA analysis of
environmental consequences and assesses the environmental consequences
of proposed programs and projects early in the planning process.
(8) Assist in the review of NEPA analyses affecting the installation
or activity, and those prepared by DOD and other Army or federal
agencies, as requested.
(9) Provide information through the chain of command on proposed
actions of national interest to higher headquarters prior to initiation
of NEPA documentation.
(10) Maintain official record copies of all NEPA documentation for
which they are the proponent and forward electronic copies of those
final EISs and EAs through the MACOM to AEC.
(11) Ensure that the installation proponents initiate required
environmental analyses early in the planning process and plan the
preparation of necessary NEPA documentation.
(12) Ensure NEPA awareness and/or training is provided for
professional staff, installation-level proponents, and document
reviewers (for example, master planning, range control, etc.).
(13) Solicit support from MACOMs, CBTDEVs, and MATDEVs, as
appropriate, in preparing site-specific environmental analysis.
(14) Ensure that local citizens are aware of and, where appropriate,
involved in NEPA analyses, and that public comments are obtained and
considered in decisions regarding proposals.
(15) Use environmental impact analyses to determine the best
alternatives from an environmental perspective, and to ensure that these
determinations are part of the Army decision process.
(p) Environmental Officers. Environmental officers (at the
Installation, MACOM, and Army activity level) shall, under the authority
of the Installation Commander; Commanders of U.S. Army Reserves Regional
Support Commands; and Director NGB-ARE (Installation Commanders):
(1) Represent the Installation, MACOM, or activity Commander on NEPA
matters.
(2) Advise the proponent on the selection, preparation, and
completion of NEPA analyses and documentation. This approach will
include oversight on behalf of the proponent to ensure adequacy and
support for the proposed action, including mitigation monitoring.
(3) Develop and publish local guidance and procedures for use by
NEPA proponents to ensure that NEPA documentation is procedurally and
technically correct. (This includes approval of Records of Environmental
Consideration (RECs).)
(4) Identify any additional environmental information needed to
support informed Army decision-making.
(5) Budget for resources to maintain oversight with NEPA and this
part.
(6) Assist proponents, as necessary, to identify issues, impacts,
and possible alternatives and/or mitigations relevant to specific
proposed actions.
(7) Assist, as required, in monitoring to ensure that specified
mitigation
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measures in NEPA analyses are accomplished. This monitoring includes
assessing the effectiveness of the mitigations.
(8) Ensure completion of agency and community coordination.
(q) Proponents. Proponents at all levels will:
(1) Identify the proposed action, the purpose and need, and
reasonable alternatives for accomplishing the action.
(2) Fund and prepare NEPA analyses and documentation for their
proposed actions. This responsibility will include negotiation for
matrix support and services outside the chain of command when additional
expertise is needed to prepare, review, or otherwise support the
development and approval of NEPA analyses and documentation. These NEPA
costs may be borne by successful contract offerors.
(3) Ensure accuracy and adequacy of NEPA analyses, regardless of the
author. This work includes incorporation of comments from appropriate
servicing Army environmental and legal staffs.
(4) Ensure adequate opportunities for public review and comment on
proposed NEPA actions, in accordance with applicable laws and EOs as
discussed in Sec. 651.14 (e). This step includes the incorporation of
public and agency input into the decision-making process.
(5) Ensure that NEPA analysis is prepared and staffed sufficiently
to comply with the intent and requirements of federal laws and Army
policy. These documents will provide enough information to ensure that
Army decision makers (at all levels) are informed in the performance of
their duties (40 CFR 1501.2, 1505.1). This result requires coordination
and resolution of important issues developed during the environmental
analysis process, especially when the proposed action may involve
significant environmental impacts, and includes the incorporation of
comments from an affected installation's environmental office in
recommendations made to decision makers.
(6) Adequately fund and implement the decision including all
mitigation actions and effectiveness monitoring.
(7) Prepare and maintain the official record copy of all NEPA
analyses and documentation for which they are the proponent. This step
will include the provision of electronic copies of all EAs, final EISs,
and Records of Decision (RODs), through their chain of command, to AEC,
and forwarding of those same documents to the Defense Technical
Information Center (DTIC) as part of their public distribution
procedures. In addition, copies of all EAs and FNSIs (in electronic
copy) will be provided to ODEP. A copy of the documentation should be
maintained for six years after signature of the FNSI/ROD.
(8) Maintain the administrative record for the environmental
analysis performed. The administrative record shall be retained by the
proponent for a period of six years after completion of the action,
unless the action is controversial or of a nature that warrants keeping
it longer. The administrative record includes all documents and
information used to make the decision. This administrative record should
contain, but is not limited to, the following types of records:
(i) Technical information used to develop the description of the
proposed action, purpose and need, and the range of alternatives.
(ii) Studies and inventories of affected environmental baselines.
(iii) Correspondence with regulatory agencies.
(iv) Correspondence with, and comments from, private citizens,
Native American tribes, Alaskan Natives, local governments, and other
individuals and agencies contacted during public involvement.
(v) Maps used in baseline studies.
(vi) Maps and graphics prepared for use in the analysis.
(vii) Affidavits of publications and transcripts of any public
participation.
(viii) Other written records that document the preparation of the
NEPA analysis.
(ix) An index or table of contents for the administrative record.
(9) Identify other requirements that can be integrated and
coordinated within the NEPA process. After doing so, the proponent
should establish a strategy for concurrent, not sequential, compliance;
sharing similar data, studies, and analyses; and consolidating
opportunities for public participation. Examples of relevant statutory
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and regulatory processes are given in Sec. 651.14 (e).
(10) Identify and coordinate with public agencies, private
organizations, and individuals that may have an interest in or
jurisdiction over a resource that might be impacted. Coordination should
be accomplished in cooperation with the Installation Environmental
Offices in order to maintain contact and continuity with the regulatory
and environmental communities. Applicable agencies include, but are not
limited to:
(i) State Historic Preservation Officer.
(ii) Tribal Historic Preservation Officer.
(iii) U.S. Fish and Wildlife Service.
(iv) Regional offices of the EPA.
(v) State agencies charged with protection of the environment,
natural resources, and fish and wildlife.
(vi) USACE Civil Works regulatory functions, including Clean Water
Act, Section 404, permitting and wetland protection.
(vii) National Marine Fisheries Service.
(viii) Local agencies and/or governing bodies.
(ix) Environmental interest groups.
(x) Minority, low-income, and disabled populations.
(xi) Tribal governments.
(xii) Existing advisory groups (for example, Restoration Advisory
Boards, Citizens Advisory Commissions, etc.).
(11) Identify and coordinate, in concert with environmental offices,
proposed actions and supporting environmental analyses with local and/or
regional ecosystem management initiatives such as the Mojave Desert
Ecosystem Management Initiative or the Chesapeake Bay Initiative.
(12) Review Army policies, including AR 200-1 (Environmental
Protection and Enhancement), AR 200-3 (Natural Resources--Land, Forest,
and Wildlife Management), and AR 200-4 (Cultural Resources Management)
to ensure that the proposed action is coordinated with appropriate
resource managers, operators, and planners, and is consistent with
existing Army plans and their supporting NEPA analyses.
(13) Identify potential impacts to (and consult with as appropriate)
American Indian, Alaskan Native, or Native Hawaiian lands, resources, or
cultures (for example, sacred sites, traditional cultural properties,
treaty rights, subsistence hunting or fishing rights, or cultural items
subject to the Native American Graves Protection and Repatriation Act
(NAGPRA)). All consultation shall be conducted on a Government-to-
Government basis in accordance with the Presidential Memorandum on
Government-to-Government Relations with Tribal Governments (April 29,
1994) (3 CFR, 1994 Comp., p. 1007) and AR 200-4 (Cultural Resources
Management). Proponents shall consider, as appropriate, executing
Memoranda of Agreements (MOAs) with interested Native American groups
and tribes to facilitate timely and effective participation in the NEPA
process. These agreements should be accomplished in cooperation with
Installation Environmental Offices in order to maintain contact and
continuity with the regulatory and environmental communities.
(14) Review NEPA documentation that relies upon mitigations that
were not accomplished to determine if the NEPA analysis needs to be
rewritten or updated. Such an update is required if the unaccomplished
mitigation was used to support a FNSI. Additional public notice/
involvement must accompany any rewrites.
(r) The Commander, U.S. Army Training and Doctrine Command (TRADOC).
The Commander, TRADOC will:
(1) Ensure that NEPA requirements are understood and options
incorporated in the Officer Foundation Standards (OFS).
(2) Integrate environmental considerations into doctrine, training,
leader development, organization, materiel, and soldier (DTLOMS)
processes.
(3) Include environmental expert representation on all Integrated
Concept Teams (ICTs) involved in requirements determinations.
(4) Ensure that TRADOC CBTDEVs retain and transfer any environmental
analysis or related data (such as alternatives analysis) to the MATDEV
upon approval of a materiel need. This information and data will serve
as the basis for the MATDEV's Acquisition Strategy and subsequent NEPA
analyses.
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(5) Ensure that environmental considerations are incorporated into
the Mission Needs Statements (MNSs) and Operational Requirements
Documents (ORDs).
Sec. 651.5 Army policies.
(a) NEPA establishes broad federal policies and goals for the
protection of the environment and provides a flexible framework for
balancing the need for environmental quality with other essential
societal functions, including national defense. The Army is expected to
manage those aspects of the environment affected by Army activities;
comprehensively integrating environmental policy objectives into
planning and decision-making. Meaningful integration of environmental
considerations is accomplished by efficiently and effectively informing
Army planners and decision makers. The Army will use the flexibility of
NEPA to ensure implementation in the most cost-efficient and effective
manner. The depth of analyses and length of documents will be
proportionate to the nature and scope of the action, the complexity and
level of anticipated effects on important environmental resources, and
the capacity of Army decisions to influence those effects in a
productive, meaningful way from the standpoint of environmental quality.
(b) The Army will actively incorporate environmental considerations
into informed decision-making, in a manner consistent with NEPA.
Communication, cooperation, and, as appropriate, collaboration between
government and extra-government entities is an integral part of the NEPA
process. Army proponents, participants, reviewers, and approvers will
balance environmental concerns with mission requirements, technical
requirements, economic feasibility, and long-term sustainability of Army
operations. While carrying out its mission, the Army will also encourage
the wise stewardship of natural and cultural resources for future
generations. Decision makers will be cognizant of the impacts of their
decisions on cultural resources, soils, forests, rangelands, water and
air quality, fish and wildlife, and other natural resources under their
stewardship, and, as appropriate, in the context of regional ecosystems.
(c) Environmental analyses will reflect appropriate consideration of
non-statutory environmental issues identified by federal and DOD orders,
directives, and policy guidance. Some examples are in Sec. 651.14 (e).
Potential issues will be discussed and critically evaluated during
scoping and other public involvement processes.
(d) The Army will continually take steps to ensure that the NEPA
program is effective and efficient. Effectiveness of the program will be
determined by the degree to which environmental considerations are
included on a par with the military mission in project planning and
decision-making. Efficiency will be promoted through the following:
(1) Awareness and involvement of the proponent in the NEPA process.
(2) NEPA technical and awareness training, as appropriate, at all
decision levels of the Army.
(3) Where appropriate, the use of programmatic analyses and tiering
to ensure consideration at the appropriate decision levels, elimination
of repetitive discussion, consideration of cumulative effects, and focus
on issues that are important and appropriate for discussion at each
level.
(4) Use of the scoping and public involvement processes to limit the
analysis of issues to those which are of interest to the public and/or
important to the decision-making at hand.
(5) Elimination of needless paperwork by focusing documents on the
major environmental issues affecting those decisions.
(6) Early integration of the NEPA process into all aspects of Army
planning, so as to prevent disruption in the decision-making process;
ensuring that NEPA personnel function as team members, supporting the
Army planning process and sound Army decision-making. All NEPA analyses
will be prepared by an interdisciplinary team.
(7) Partnering or coordinating with agencies, organizations, and
individuals whose specialized expertise will improve the NEPA process.
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(8) Oversight of the NEPA program to ensure continuous process
improvement. NEPA requirements will be integrated into other
environmental reporting requirements, such as the ISR.
(9) Clear and concise communication of data, documentation, and
information relevant to NEPA analysis and documentation.
(10) Environmental analysis of strategic plans based on:
(i) Scoping thoroughly with agencies, organizations, and the public;
(ii) Setting specific goals for important environmental resources;
(iii) Monitoring of impacts to these resources;
(iv) Reporting of monitoring results to the public; and
(v) Adaptive management of Army operations to stay on course with
the strategic plan's specific resource goals.
(11) Responsive staffing through HQDA and the Secretariat. To the
extent possible, documents and transmittal packages will be acted upon
within 30 calendar days of receipt by each office through which they are
staffed. These actions will be approved and transmitted, if the subject
material is adequate; or returned with comment in those cases where
additional work is required. Cases where these policies are violated
should be identified to ASA (I&E) for resolution.
(e) Army leadership and commanders at all levels are required to:
(1) Establish and maintain the capability (personnel and other
resources) to ensure adherence to the policies and procedures specified
by this part. This should include the use of the PPBES, EPR, and other
established resourcing processes. This capability can be provided
through the use of a given mechanism or mix of mechanisms (contracts,
matrix support, and full-time permanent (FTP) staff), but sufficient FTP
staff involvement is required to ensure:
(i) Army cognizance of the analyses and decisions being made; and
(ii) Sufficient institutional knowledge of the NEPA analysis to
ensure that Army NEPA responsibilities (pre- and post-decision) are met.
Every person preparing, implementing, supervising, and managing projects
involving NEPA analysis must be familiar with the requirements of NEPA
and the provisions of this part.
(2) Ensure environmental responsibility and awareness among
personnel to most effectively implement the spirit of NEPA. All
personnel who are engaged in any activity or combination of activities
that significantly affect the quality of the human environment will be
aware of their NEPA responsibility. Only through alertness, foresight,
notification through the chain of command, and training and education
will NEPA goals be realized.
(f) The worldwide, transboundary, and long-range character of
environmental problems will be recognized, and, where consistent with
national security requirements and U.S. foreign policy, appropriate
support will be given to initiatives, resolutions, and programs designed
to maximize international cooperation in protecting the quality of the
world human and natural environment. Consideration of the environment
for Army decisions involving activities outside the United States (see
Sec. 651.1(e)) will be accomplished pursuant to Executive Order 12114
(Environmental Effects Abroad of Major Federal Actions, 4 January 1979),
host country final governing standards, DOD Directive (DODD) 6050.7
(Environmental Effects Abroad of Major DOD Actions), DOD Instructions
(DODIs), and the requirements of this part. An environmental planning
and evaluation process will be incorporated into Army actions that may
substantially affect the global commons, environments of other nations,
or any protected natural or ecological resources of global importance.
(g) Army NEPA documentation must be periodically reviewed for
adequacy and completeness in light of changes in project conditions.
(1) Supplemental NEPA documentation is required when:
(i) The Army makes substantial changes in the proposed action that
are relevant to environmental concerns; or
(ii) There are significant new circumstances or information relevant
to environmental concerns and bearing on the proposed action or its
impact.
(2) This review requires that the proponent merely initiate another
``hard look'' to ascertain the adequacy of the
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previous analyses and documentation in light of the conditions listed in
paragraph (g)(1) of this section. If this review indicates no need for
new or supplemental documentation, a REC can be produced in accordance
with this part. Proponents are required to periodically review relevant
existing NEPA analyses to ascertain the need for supplemental
documentation and document this review in a REC format.
(h) Contractors frequently prepare EISs and EAs. To obtain unbiased
analyses, contractors must be selected in a manner avoiding any conflict
of interest. Therefore, contractors will execute disclosure statements
specifying that they have no financial or other interest in the outcome
of the project. The contractor's efforts should be closely monitored
throughout the contract to ensure an adequate assessment/statement and
also avoid extensive, time-consuming, and costly analyses or revisions.
Project proponents and NEPA program managers must be continuously
informed and involved.
(i) When appropriate, NEPA analyses will reflect review for
operations security principles and procedures, described in AR 530-1
(Operations Security (OPSEC)), on the cover sheet or signature page.
(j) Environmental analyses and associated investigations are
advanced project planning, and will be funded from sources other than
military construction (MILCON) funds. Operations and Maintenance Army
(OMA), Operations and Maintenance, Army Reserve (OMAR), and Operations
and Maintenance, Army National Guard (OMANG), RDT&E, or other operating
funds are the proper sources of funds for such analysis and
documentation. Alternative Environmental Compliance Achievement Program
(non-ECAP) funds will be identified for NEPA documentation, monitoring,
and other required studies as part of the MILCON approval process.
(k) Costs of design and construction mitigation measures required as
a direct result of MILCON projects will be paid from MILCON funds, which
will be included in the cost estimate and description of work on DD Form
1391, Military Construction Project Data.
(l) Response actions implemented in accordance with the
Comprehensive Environmental Response, Compensation, and Liability Act
(CERCLA) or the Resource Conservation and Recovery Act (RCRA) are not
legally subject to NEPA and do not require separate NEPA analysis. As a
matter of Army policy, CERCLA and RCRA analysis and documentation should
incorporate the values of NEPA and:
(1) Establish the scope of the analysis through full and open public
participation;
(2) Analyze all reasonable alternative remedies, evaluating the
significance of impacts resulting from the alternatives examined; and
(3) Consider public comments in the selection of the remedy. The
decision maker shall ensure that issues involving substantive
environmental impacts are addressed by an interdisciplinary team.
(m) MATDEVs, scientists and technologists, and CBTDEVs are
responsible for ensuring that their programs comply with NEPA as
directed in this part.
(1) Prior to assignment of a MATDEV to plan, execute, and manage a
potential acquisition program, CBTDEVs will retain environmental
analyses and data from requirements determination activities, and
Science and Technology (S&T) organizations will develop and retain data
for their technologies. These data will transition to the MATDEV upon
assignment to plan, execute, and manage an acquisition program. These
data (collected and produced), as well as the decisions made by the
CBTDEVs, will serve as a foundation for the environment, safety, and
health (ESH) evaluation of the program and the incorporation of program-
specific NEPA requirements into the Acquisition Strategy. Programmatic
ESH evaluation is considered during the development of the Acquisition
Strategy as required by DOD 5000.2-R for all ACAT programs. Programmatic
ESH evaluation is not a NEPA document. It is a planning, programming,
and budgeting strategy into which the requirements of this part are
integrated. Environmental analysis must be a continuous process
throughout the materiel development program.
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During this continuous process, NEPA analysis and documentation may be
required to support decision-making prior to any decision that will
prejudice the ultimate decision or selection of alternatives (40 CFR
1506.1). In accordance with DOD 5000.2.R, the MATDEV is responsible for
environmental analysis of acquisition life-cycle activities (including
disposal). Planning to accomplish these responsibilities will be
included in the appropriate section of the Acquisition Strategy.
(2) MATDEVs are responsible for the documentation regarding general
environmental effects of all aspects of the system (including operation,
fielding, and disposal) and the specific effects for all activities for
which he/she is the proponent.
(3) MATDEVs will include, in their Acquisition Strategy, provisions
for developing and supplementing their NEPA analyses and documentation,
and provide data to support supplemental analyses, as required,
throughout the life cycle of the system. The MATDEV will coordinate with
ASA (AL&T) or MACOM proponent office, ACSIM, and ASA(I&E), identifying
NEPA analyses and documentation needed to support milestone decisions.
This requirement will be identified in the Acquisition Strategy and the
status will be provided to the ACSIM representative prior to milestone
review. The Acquisition Strategy will outline the system-specific plans
for NEPA compliance, which will be reviewed and approved by the
appropriate MDA and ACSIM. Compliance with this plan will be addressed
at Milestone Reviews.
(n) AR 700-142 requires that environmental requirements be met to
support materiel fielding. During the development of the Materiel
Fielding Plan (MFP), and Materiel Fielding Agreement (MFA), the MATDEV
and the materiel receiving command will identify environmental
information needed to support fielding decisions. The development of
generic system environmental and NEPA analyses for the system under
evaluation, including military construction requirements and new
equipment training issues, will be the responsibility of the MATDEV. The
development of site-specific environmental analyses and NEPA
documentation (EAs/EISs), using generic system environmental analyses
supplied by the MATDEV, will be the responsibility of the receiving
Command.
(o) Army proponents are encouraged to draw upon the special
expertise available within the Office of the Surgeon General (OSG)
(including the U.S. Army Center for Health Promotion and Preventive
Medicine (USACHPPM)), and USACE District Environmental Staff to identify
and evaluate environmental health impacts, and other agencies, such as
USAEC, can be used to assess potential environmental impacts). In
addition, other special expertise is available in the Army, DOD, other
federal agencies, state and local agencies, tribes, and other
organizations and individuals. Their participation and assistance is
also encouraged.
Sec. 651.6 NEPA analysis staffing.
(a) NEPA analyses will be prepared by the proponent using
appropriate resources (funds and manpower). The proponent, in
coordination with the appropriate NEPA program manager, shall determine
what proposal requires NEPA analysis, when to initiate NEPA analysis,
and what level of NEPA analysis is initially appropriate. The proponent
shall remain intimately involved in determining appropriate milestones,
timelines, and inputs required for the successful conduct of the NEPA
process, including the use of scoping to define the breadth and depth of
analysis required. In cases where the document addresses impacts to an
environment whose management is not in the proponents' chain of command
(for example, installation management of a range for MATDEV testing or
installation management of a fielding location), the proponent shall
coordinate the analysis and preparation of the document and identify the
resources needed for its preparation and staffing through the command
structure of that affected activity.
(b) The approving official is responsible for approving NEPA
documentation and ensuring completion of the action, including any
mitigation actions needed. The approving official may be an installation
commander; or, in the
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case of combat/materiel development, the MATDEV, MDA, or AAE.
(c) Approving officials may select a lead reviewer for NEPA analysis
before approving it. The lead reviewer will determine and assemble the
personnel needed for the review process. Funding needed to accomplish
the review shall be negotiated with the proponent, if required. Lead
reviewer may be an installation EC or a NEPA POC designated by an MDA
for a combat/materiel development program.
(d) The most important document is the initial NEPA document (draft
EA or draft EIS) being processed. Army reviewers are accountable for
ensuring thorough early review of draft NEPA analyses. Any organization
that raises new concerns or comments during final staffing will explain
why issues were not raised earlier. NEPA analyses requiring public
release in the FR will be forwarded to ASA(I&E), through the chain of
command, for review. This includes all EISs and all EAs that are of
national interest or concern. The activities needed to support public
release will be coordinated with ASA(I&E). Public release will not
proceed without ASA(I&E) approval.
(e) Public release of NEPA analyses in the FR should be limited to
EISs, or EAs that are environmentally controversial or of national
interest or concern. When analyses address actions affecting numerous
sites throughout the Continental United States (CONUS), the proponent
will carefully evaluate the need for publishing an NOA in the FR, as
this requires an extensive review process, as well as supporting
documentation alerting EPA and members of Congress of the action. At a
minimum, and depending on the proponent's command structure, the
following reviews must be accomplished:
(1) The NEPA analysis must be reviewed by the MACOM Legal Counsel or
TJAG, ACSIM, ASA(I&E), and Office of General Counsel (OGC).
(2) The supporting documentation must be reviewed by Office of the
Chief of Legislative Liaison (OCLL) and Office of the Chief of Public
Affairs (OCPA).
(3) Proponents must allow a minimum of 30 days to review the
documentation and must allow sufficient time to address comments from
these offices prior to publishing the NOA.
(4) The proponent may consider publishing the NOA in local
publication resources near each site. Proponents are strongly advised to
seek the assistance of the local environmental office and command
structure in addressing the need for such notification.
Sec. 651.7 Delegation of authority for non-acquisition systems.
(a) MACOMs can request delegation authority and responsibility for
an EA of national concern or an EIS from ASA(I&E). The proponent,
through the appropriate chain of command, and with the concurrence of
environmental offices, forwards to HQDA (ODEP) the request to propose,
prepare, and finalize an EA and FNSI or EIS through the ROD stage. The
request must include, at a minimum, the following:
(1) A description of the purpose and need for the action.
(2) A description of the proposed action and a preliminary list of
alternatives to that proposed action, including the ``no action''
alternative. This constitutes the DOPAA.
(3) An explanation of funding requirements, including cost
estimates, and how they will be met.
(4) A brief description of potential issues of concern or
controversy, including any issues of potential Army-wide impact.
(5) A plan for scoping and public participation.
(6) A timeline, with milestones for the EIS action.
(b) If granted, a formal letter will be provided by ASA(I&E)
outlining extent, conditions, and requirements for the NEPA action. Only
the ASA(I&E) can delegate this authority and responsibility. When
delegated signature authority by HQDA, the MACOM will be responsible for
complying with this part and associated Army environmental policy. This
delegation, at the discretion of ASA(I&E), can include specific
authority and responsibility for coordination and staffing of:
(1) EAs and FNSIs, and associated transmittal packages, as specified
in Sec. 651.35(c).
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(2) NOIs, Preliminary Draft EISs (PDEISs), Draft EISs (DEISs), Final
EISs (FEISs), RODs and all associated transmittal packages as specified
in Sec. 651.45. Such delegation will specify requirements for
coordination with ODEP and ASA (I&E).
Sec. 651.8 Disposition of final documents.
All NEPA documentation and supporting administrative records shall
be retained by the proponent's office for a minimum of six years after
signature of the FNSI/ROD or the completion of the action, whichever is
greater. Copies of EAs, and final EISs will be forwarded to AEC for
cataloging and retention in the Army NEPA library. The DEIS and FEIS
will be retained until the proposed action and any mitigation program is
complete or the information therein is no longer valid. The ACSIM shall
forward copies of all FEISs to DTIC, the National Archives, and Records
Administration.
Subpart B--National Environmental Policy Act and the Decision Process
Sec. 651.9 Introduction.
(a) The NEPA process is the systematic examination of possible and
probable environmental consequences of implementing a proposed action.
Integration of the NEPA process with other Army projects and program
planning must occur at the earliest possible time to ensure that:
(1) Planning and decision-making reflect Army environmental values,
such as compliance with environmental policy, laws, and regulations; and
that these values are evident in Army decisions. In addition, Army
decisions must reflect consideration of other requirements such as
Executive Orders and other non-statutory requirements, examples of which
are enumerated in Sec. 651.14(e).
(2) Army and DOD environmental policies and directives are
implemented.
(3) Delays and potential conflicts in the process are minimized. The
public should be involved as early as possible to avoid potential
delays.
(b) All Army decision-making that may impact the human environment
will use a systematic, interdisciplinary approach that ensures the
integrated use of the natural and social sciences, planning, and the
environmental design arts (section 102(2)(a), Public Law 91-190, 83
Stat. 852, National Environmental Policy Act of 1969 (NEPA)). This
approach allows timely identification of environmental effects and
values in sufficient detail for concurrent evaluation with economic,
technical, and mission-related analyses, early in the decision process.
(c) The proponent of an action or project must identify and describe
the range of reasonable alternatives to accomplish the purpose and need
for the proposed action or project, taking a ``hard look'' at the
magnitude of potential impacts of implementing the reasonable
alternatives, and evaluating their significance. To assist in
identifying reasonable alternatives, the proponent should consult with
the installation environmental office and appropriate federal, tribal,
state, and local agencies, and the general public.
Sec. 651.10 Actions requiring environmental analysis.
The general types of proposed actions requiring environmental impact
analysis under NEPA, unless categorically excluded or otherwise included
in existing NEPA documentation, include:
(a) Policies, regulations, and procedures (for example, Army and
installation regulations).
(b) New management and operational concepts and programs, including
logistics; RDT&E; procurement; personnel assignment; real property and
facility management (such as master plans); and environmental programs
such as Integrated Natural Resource Management Plan (INRMP), Integrated
Cultural Resources Management Plan (ICRMP), and Integrated Pest
Management Plan. NEPA requirements may be incorporated into other Army
plans in accordance with 40 CFR 1506.4.
(c) Projects involving facilities construction.
(d) Operations and activities including individual and unit
training, flight operations, overall operation of installations, or
facility test and evaluation programs.
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(e) Actions that require licenses for operations or special material
use, including a Nuclear Regulatory Commission (NRC) license, an Army
radiation authorization, or Federal Aviation Administration air space
request (new, renewal, or amendment), in accordance with AR 95-50.
(f) Materiel development, operation and support, disposal, and/or
modification as required by DOD 5000.2-R.
(g) Transfer of significant equipment or property to the ARNG or
Army Reserve.
(h) Research and development including areas such as genetic
engineering, laser testing, and electromagnetic pulse generation.
(i) Leases, easements, permits, licenses, or other entitlement for
use, to include donation, exchange, barter, or Memorandum of
Understanding (MOU). Examples include grazing leases, grants of easement
for highway right-of-way, and requests by the public to use land for
special events such as air shows or carnivals.
(j) Federal contracts, grants, subsidies, loans, or other forms of
funding such as Government-Owned, Contractor-Operated (GOCO) industrial
plants or housing and construction via third-party contracting.
(k) Request for approval to use or store materials, radiation
sources, hazardous and toxic material, or wastes on Army land. If the
requester is non-Army, the responsibility to prepare proper
environmental documentation may rest with the non-Army requester, who
will provide needed information for Army review. The Army must review
and adopt all NEPA documentation before approving such requests.
(l) Projects involving chemical weapons/munitions.
Sec. 651.11 Environmental review categories.
The following are the five broad categories into which a proposed
action may fall for environmental review:
(a) Exemption by law. The law must apply to DOD and/or the Army and
must prohibit, exempt, or make impossible full compliance with the
procedures of NEPA (40 CFR 1506.11). While some aspects of Army
decision-making may be exempted from NEPA, other aspects of an action
are still subject to NEPA analysis and documentation. The fact that
Congress has directed the Army to take an action does not constitute an
exemption.
(b) Emergencies. In the event of an emergency, the Army will, as
necessary, take immediate actions that have environmental impacts, such
as those to promote national defense or security or to protect life or
property, without the specific documentation and procedural requirements
of other sections of this part. In such cases, at the earliest
practicable time, the HQDA proponent will notify the ODEP, which in turn
will notify the ASA(I&E). ASA(I&E) will coordinate with the Deputy Under
Secretary of Defense for Installations and Environment (DUSD(IE)) and
the CEQ regarding the emergency and subsequent NEPA compliance after the
emergency action has been completed. These notifications apply only to
actions necessary to control the immediate effects of the emergency.
Other actions remain subject to NEPA review (40 CFR 1506.11). A public
affairs plan should be developed to ensure open communication among the
media, the public, and the installation. The Army will not delay an
emergency action necessary for national defense, security, or
preservation of human life or property in order to comply with this part
or the CEQ regulations. However, the Army's on-site commander dealing
with the emergency will consider the probable environmental consequences
of proposed actions, and will minimize environmental damage to the
maximum degree practicable, consistent with protecting human life,
property, and national security. State call-ups of ARNG during a natural
disaster or other state emergency are excluded from this notification
requirement. After action reports may be required at the discretion of
the ASA(I&E).
(c) Categorical Exclusions (CXs). These are categories of actions
that normally do not require an EA or an EIS. The Army has determined
that they do not individually or cumulatively have a substantial effect
on the human environment. Qualification for a CX is further described in
Subpart D and Appendix B of this part. In accordance with
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Sec. 651.29, actions that degrade the existing environment or are
environmentally controversial or adversely affect environmentally
sensitive resources will require an EA.
(d) Environmental Assessment. Proposed Army actions not covered in
the first three categories (paragraphs (a) through (c) of this section)
must be analyzed to determine if they could cause significant impacts to
the human or natural environment (see Sec. 651.39). The EA determines
whether possible impacts are significant, thereby warranting an EIS.
This requires a ``hard look'' at the magnitude of potential impacts,
evaluation of their significance, and documentation in the form of
either an NOI to prepare an EIS or a FNSI. The format (Sec. 651.34) and
requirements for this analysis are addressed in Subpart E of this part
(see Sec. 651.33 for actions normally requiring an EA). The EA is a
valuable planning tool to discuss and document environmental impacts,
alternatives, and controversial actions, providing public and agency
participation, and identifying mitigation measures.
(e) EIS. When an action clearly has significant impacts or when an
EA cannot be concluded by a FNSI, an EIS must be prepared. An EIS is
initiated by the NOI (Sec. 651.22), and will examine the significant
environmental effects of the proposed action as well as accompanying
measures to mitigate those impacts. This process requires formal
interaction with the public, a formal ``scoping'' process, and specified
timelines for public review of the documentation and the incorporation
of public comments. The format and requirements for the EIS are
addressed in Subpart F of this part (see Sec. 651.42 for actions
normally requiring an EIS).
Sec. 651.12 Determining appropriate level of NEPA analysis.
(a) The flow chart shown in Figure 1 summarizes the process for
determining documentation requirements, as follows:
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[GRAPHIC] [TIFF OMITTED] TR29MR02.000
(1) If the proposed action qualifies as a CX (Subpart D of this
part), and the screening criteria are met (Sec. 651.29), the action can
proceed. Some CXs require a REC.
(2) If the proposed action is adequately covered within an existing
EA or EIS, a REC is prepared to that effect. The REC should state the
applicable EA or EIS title and date, and identify where it may be
reviewed (Sec. 651.19, Figure 3). The REC is then attached to the
proponent's record copy of that EA or EIS.
(3) If the proposed action is within the general scope of an
existing EA or
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EIS, but requires additional information, a supplement is prepared,
considering the new, modified, or missing information. Existing
documents are incorporated by reference and conclusions are published as
either a FNSI or NOI to supplement the EIS.
(4) If the proposed action is not covered adequately in any existing
EA or EIS, or is of a significantly larger scope than that described in
the existing document, an EA is prepared, followed by either a FNSI or
NOI to prepare an EIS. Initiation of an EIS may proceed without first
preparing an EA, if deemed appropriate by the proponent.
(5) If the proposed action is not within the scope of any existing
EA or EIS, then the proponent must begin the preparation of a new EA or
EIS, as appropriate.
(b) The proponent of a proposed action may adopt appropriate
environmental documents (EAs or EISs) prepared by another agency (40 CFR
1500.4(n) and 1506.3). In such cases, the proponent will document their
use in a REC FNSI, or ROD.
Sec. 651.13 Classified actions.
(a) For proposed actions and NEPA analyses involving classified
information, AR 380-5 (Department of the Army Information Security
Program) will be followed.
(b) Classification does not relieve a proponent of the requirement
to assess and document the environmental effects of a proposed action.
(c) When classified information can be reasonably separated from
other information and a meaningful environmental analysis produced,
unclassified documents will be prepared and processed in accordance with
this part. Classified portions will be kept separate and provided to
reviewers and decision makers in accordance with AR 380-5.
(d) When classified information is such an integral part of the
analysis of a proposal that a meaningful unclassified NEPA analysis
cannot be produced, the proponent, in consultation with the appropriate
security and environmental offices, will form a team to review
classified NEPA analysis. This interdisciplinary team will include
environmental professionals to ensure that the consideration of
environmental effects will be consistent with the letter and intent of
NEPA, including public participation requirements for those aspects
which are not classified.
Sec. 651.14 Integration with Army planning.
(a) Early integration. The Army goal is to concurrently integrate
environmental reviews with other Army planning and decision-making
actions, thereby avoiding delays in mission accomplishment. To achieve
this goal, proponents shall complete NEPA analysis as part of any
recommendation or report to decision makers prior to the decision
(subject to 40 CFR 1506.1). Early planning (inclusion in Installation
Master Plans, INRMPs, ICRMPs, Acquisition Strategies, strategic plans,
etc.) will allow efficient program or project execution later in the
process.
(1) The planning process will identify issues that are likely to
have an effect on the environment, or to be controversial. In most
cases, local citizens and/or existing advisory groups should assist in
identifying potentially controversial issues during the planning
process. The planning process also identifies minor issues that have
little or no measurable environmental effect, and it is sound NEPA
practice to reduce or eliminate discussion of minor issues to help focus
analyses. Such an approach will minimize unnecessary analysis and
discussion in the NEPA process and documents.
(2) Decision makers will be informed of and consider the
environmental consequences at the same time as other factors such as
mission requirements, schedule, and cost. If permits or coordination are
required (for example, Section 404 of the Clean Water Act, Endangered
Species Act consultation, Section 106 of the National Historic
Preservation Act (NHPA), etc.), they should be initiated no later than
the scoping phase of the process and should run parallel to the NEPA
process, not sequential to it. This practice is in accordance with the
recommendations
[[Page 398]]
presented in the CEQ publication entitled ``The National Environmental
Policy Act: A Study of Its Effectiveness After Twenty-five Years.''
(3) NEPA documentation will accompany the proposal through the Army
review and decision-making processes. These documents will be forwarded
to the planners, designers, and/or implementers, ensuring that the
recommendations and mitigations upon which the decision was based are
being carried out. The implementation process will provide necessary
feedback for adaptive environmental management; responding to
inaccuracies or uncertainties in the Army's ability to accurately
predict impacts, changing field conditions, or unexpected results from
monitoring. The integration of NEPA into the ongoing planning activities
of the Army can produce considerable savings to the Army.\1\
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\1\ For example, a well-executed EA or EIS on an Installation Master
Plan can eliminate the need for many case-by-case analyses and
documentation for construction projects. After the approval of an
adequate comprehensive plan (which adequately addresses the potential
for environmental effects), subsequent projects can tier off of the
Master Plan NEPA analysis (AR 210-20). Other integration of the NEPA
process and broad-level planning can lead to the ``tiering'' of NEPA,
allowing the proponent to minimize the effort spent on individual
projects, and ``incorporating by reference'' the broader level
environmental considerations. This tiering allows the development of
program level (programmatic) EAs and EISs, which can introduce greater
economies of scale. These assessments are addressed in more detail in
paragraph (c) of this section.
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(b) Time limits. The timing of the preparation, circulation,
submission, and public availability of NEPA documentation is important
to ensure that environmental values are integrated into Army planning
and decisions.
(1) Categorical exclusions. When a proposed action is categorically
excluded from further environmental review (Subpart D and Appendix B of
this part), the proponent may proceed immediately with that action upon
receipt of all necessary approvals, (including local environmental
office confirmation that the CX applies to the proposal) and the
preparation of a REC, if required.
(2) Findings of no significant impact. (i) A proponent will make an
EA and draft FNSI available to the public for review and comment for a
minimum of 30 days prior to making a final decision and proceeding with
an action. If the proposed action is one of national concern, is
unprecedented, or normally requires an EIS (Sec. 651.42), the FNSI must
be published in the FR. Otherwise, the FNSI must be published in local
newspapers and be made widely available. The FNSI must articulate the
deadline for receipt of comments, availability of the EA for review, and
steps required to obtain the EA. This can include a POC, address, and
phone number; a location; a reference to a website; or some equivalent
mechanism. (In no cases will the only coordination mechanism be a
website.) At the conclusion of the appropriate comment period, as
specified in Figure 2, the decision maker may sign the FNSI and take
immediate action, unless sufficient public comments are received to
warrant more time for their resolution. Figure 2 follows:
[[Page 399]]
[GRAPHIC] [TIFF OMITTED] TR29MR02.001
(ii) A news release is required to publicize the availability of the
EA and draft FNSI, and a simultaneous announcement that includes
publication in the FR must be made by HQDA, if warranted (see
Sec. 651.35 (e)). The 30-day waiting period begins at the time that the
draft FNSI is publicized (40 CFR 1506.6(b)).
(iii) In cases where the 30-day comment period jeopardizes the
project and the full comment period would provide no public benefit, the
period may be shortened with appropriate approval by a higher decision
authority (such as a MACOM). In no circumstances should the public
comment period for an EA/draft FNSI be less than 15 days. A deadline and
POC for receipt of comments must be included in the draft FNSI and the
news release.
(3) EIS. The EPA publishes a weekly notice in the FR of the EISs
filed during the preceding week. This notice usually occurs each Friday.
An NOA reaching EPA on a Friday will be published in the following
Friday issue of the FR. Failure to deliver an NOA to EPA by close of
business on Friday will result in an additional one-week delay. A news
release publicizing the action will be made in conjunction with the
notice in the FR. The following time periods, calculated from the
publication date of the EPA notice, will be observed:
(i) Not less than 45 days for public comment on DEISs (40 CFR
1506.10(c)).
(ii) Not less than 15 days for public availability of DEISs prior to
any public hearing on the DEIS (40 CFR 1506(c)(2)).
(iii) Not less than 90 days from filing the DEIS prior to any
decision on the proposed action. These periods may run concurrently (40
CFR 1506.10(b) and (c)).
(iv) The time periods prescribed here may be extended or reduced in
accordance with 40 CFR 1506.10(b)(2) and (d).
(v) When variations to these time limits are set, the Army agency
should consider the factors in 40 CFR 1501.8(b)(1).
(vi) The proponent may also set time limits for other procedures or
decisions related to DEISs and FEISs as listed in 40 CFR 1501.8(b)(2).
(vii) Because the entire EIS process could require more than one
year (Figure 2 in paragraph (b)(2)(i) of this section), the process must
begin as soon as the project is sufficiently mature to allow analysis of
alternatives and the proponent must coordinate with all staff elements
with a role to play in the NEPA process. DEIS preparation and response
to comments constitute the largest portion of time to prepare an FEIS.
[[Page 400]]
(viii) A public affairs plan should be developed that provides for
periodic interaction with the community. There is a minimum public
review time of 90 days between the publication of the DEIS and the
announcement of the ROD. After the availability of the ROD is announced,
the action may proceed. This announcement must be made through the FR
for those EISs for which HQDA signs the ROD. For other EISs,
announcements in the local press are adequate. Figure 2 in paragraph
(b)(2)(i) of this section indicates typical and required time periods
for EISs.
(c) Programmatic environmental review (tiering). (1) Army agencies
are encouraged to analyze actions at a programmatic level for those
programs that are similar in nature or broad in scope (40 CFR 1502.4(c),
1502.20, and 1508.23). This level of analysis will eliminate repetitive
discussions of the same issues and focus on the key issues at each
appropriate level of project review. When a broad programmatic EA or EIS
has been prepared, any subsequent EIS or EA on an action included within
the entire program or policy (particularly a site-specific action) need
only summarize issues discussed in the broader statement and concentrate
on the issues specific to the subsequent action.\2\ This subsequent
document will state where the earlier document is available.
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\2\ As an example, an appropriate way to address diverse weapon
system deployments would be to produce site-specific EAs or EISs for
each major deployment installation, using the generic environmental
effects of the weapon system identified in a programmatic EA or EIS
prepared by the MATDEV.
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(2) Army proponents are normally required to prepare many types of
management plans that must include or be accompanied by appropriate NEPA
analysis. NEPA analysis for these types of plans can often be
accomplished with a programmatic approach, creating an analysis that
covers a number of smaller projects or activities. In cases where such
activities are adequately assessed as part of these normal planning
activities, a REC can be prepared for smaller actions that cite the
document in which the activities were previously assessed. Care must be
taken to ensure that site-specific or case-specific conditions are
adequately addressed in the existing programmatic document before a REC
can be used, and the REC must reflect this consideration. If additional
analyses are required, they can ``tier'' off the original analyses,
eliminating duplication. Tiering, in this manner, is often applicable to
Army actions that are long-term, multi-faceted, or multi-site.
(d) Scoping. (1) When the planning for an Army project or action
indicates a need for an EIS, the proponent initiates the scoping process
(see Subpart G of this part for procedures and actions). This process
determines the scope of issues to address in the EIS and identifies the
significant issues related to the proposed action. During the scoping,
process participants identify the range of actions, alternatives, and
impacts to consider in the EIS (40 CFR 1508.25). For an individual
action, the scope may depend on the relationship of the proposed action
to other NEPA documents. The scoping phase of the NEPA process, as part
of project planning, will identify aspects of the proposal that are
likely to have an effect or be controversial; and will ensure that the
NEPA analyses are useful for a decision maker. For example, the early
identification and initiation of permit or coordination actions can
facilitate problem resolution, and, similarly, cumulative effects can be
addressed early in the process and at the appropriate spatial and
temporal scales.
(2) The extent of the scoping process, including public involvement,
will depend on several factors. These factors include:
(i) The size and type of the proposed action.
(ii) Whether the proposed action is of regional or national
interest.
(iii) Degree of any associated environmental controversy.
(iv) Size of the affected environmental parameters.
(v) Significance of any effects on them.
(vi) Extent of prior environmental review.
(vii) Involvement of any substantive time limits.
[[Page 401]]
(viii) Requirements by other laws for environmental review.
(ix) Cumulative impacts.
(3) Through scoping, many future controversies can be eliminated,
and public involvement can be used to narrow the scope of the study,
concentrating on those aspects of the analysis that are truly important.
(4) The proponent may incorporate scoping as part of the EA process,
as well. If the proponent chooses a public involvement strategy, the
extent of scoping incorporated is at the proponent's discretion.
(e) Analyses and documentation. Several statutes, regulations, and
Executive Orders require analyses, consultation, documentation, and
coordination, which duplicate various elements and/or analyses required
by NEPA and the CEQ regulations; often leading to confusion, duplication
of effort, omission, and, ultimately, unnecessary cost and delay.
Therefore, Army proponents are encouraged to identify, early in the NEPA
process, opportunities for integrating those requirements into proposed
Army programs, policies, and projects. Environmental analyses required
by this part will be integrated as much as practicable with other
environmental reviews, laws, and Executive Orders (40 CFR 1502.25).
Incorporation of these processes must ensure that the individual
requirements are met, in addition to those required by NEPA. The NEPA
process does not replace the procedural or substantive requirements of
other environmental statutes and regulations. Rather, it addresses them
in one place so the decision maker has a concise and comprehensive view
of the major environmental issues and understands the interrelationships
and potential conflicts among the environmental components. NEPA is the
``umbrella'' that facilitates such coordination by integrating processes
that might otherwise proceed independently. Prime candidates for such
integration include, but are not limited to, the following:
(1) Clean Air Act, as amended (General Conformity Rule, 40 CFR parts
51 and 93).
(2) Endangered Species Act.
(3) NHPA, sections 106 and 110.
(4) NAGPRA (Public Law 101-601, 104 Stat. 3048).
(5) Clean Water Act, including Section 404(b)(1).
(6) American Indian Religious Freedom Act.
(7) Fish and Wildlife Coordination Act.
(8) Comprehensive Environmental Response, Compensation, and
Liability Act.
(9) Resource Conservation and Recovery Act.
(10) Pollution Prevention Act.
(11) The Sikes Act, Public Law 86-797, 74 Stat. 1052.
(12) Federal Compliance with Right-to-Know Laws and Pollution
Prevention Requirements (Executive Order 12856, 3 CFR, 1993 Comp., p.
616).
(13) Federal Actions to Address Environmental Justice in Minority
Populations and Low-Income Populations (Executive Order 12898, 3 CFR,
1994 Comp., p. 859).
(14) Indian Sacred Sites (Executive Order 13007, 3 CFR, 1996 Comp.,
p. 196).
(15) Protection of Children From Environmental Health Risks and
Safety Risks (Executive Order 13045, 3 CFR, 1997 Comp., p. 198).
(16) Federal Support of Community Efforts Along American Heritage
Rivers (Executive Order 13061, 3 CFR, 1997 Comp., p. 221).
(17) Floodplain Management (Executive Order 11988, 3 CFR, 1977
Comp., p. 117).
(18) Protection of Wetlands (Executive Order 11990, 3 CFR, 1977
Comp., p. 121).
(19) Environmental Effects Abroad of Major Federal Actions
(Executive Order 12114, 3 CFR, 1979 Comp., p. 356).
(20) Invasive Species (Executive Order 13112, 3 CFR, 1999 Comp., p.
159).
(21) AR 200-3, Natural Resources--Land, Forest, and Wildlife
Management.
(22) Environmental analysis and documentation required by various
state laws.
(23) Any cost-benefit analyses prepared in relation to a proposed
action (40 CFR 1502.23).
(24) Any permitting and licensing procedures required by federal and
state law.
[[Page 402]]
(25) Any installation and Army master planning functions and plans.
(26) Any installation management plans, particularly those that deal
directly with the environment.
(27) Any stationing and installation planning, force development
planning, and materiel acquisition planning.
(28) Environmental Noise Management Program.
(29) Hazardous waste management plans.
(30) Integrated Cultural Resource Management Plan as required by AR
200-4 and DODD 4700.4, Natural Resources Management Program.
(31) Asbestos Management Plans.
(32) Integrated Natural Resource Management Plans, AR 200-3, Natural
Resources--Land, Forest, and Wildlife Management, and DODD 4700.4,
Natural Resources Management Program.
(33) Environmental Baseline Surveys.
(34) Programmatic Environment, Safety, and Health Evaluation (PESHE)
as required by DOD 5000.2-R and DA Pamphlet 70-3, Army Acquisition
Procedures, supporting AR 70-1, Acquisition Policy.
(35) The DOD MOU to Foster the Ecosystem Approach signed by CEQ, and
DOD, on 15 December 1995; establishing the importance of ``non-listed,''
``non-game,'' and ``non-protected'' species.
(36) Other requirements (such as health risk assessments), when
efficiencies in the overall Army environmental program will result.
(f) Integration into Army acquisition. The Army acquisition
community will integrate environmental analyses into decision-making, as
required in this part ensuring that environmental considerations become
an integral part of total program planning and budgeting, PEOs, and
Program, Product, and Project Managers integrate the NEPA process early,
and acquisition planning and decisions reflect national and Army
environmental values and considerations. By integrating pollution
prevention and other aspects of any environmental analysis early into
the materiel acquisition process, the PEO and PM facilitate the
identification of environmental cost drivers at a time when they can be
most effectively controlled. NEPA program coordinators should refer to
DA Pamphlet 70-3, Army Acquisition Procedures, and the Defense
Acquisition Deskbook (DAD) for current specific implementation guidance,
procedures, and POCs.
(g) Relations with local, state, regional, and tribal agencies. (1)
Army installation, agency, or activity environmental officers or
planners should establish a continuing relationship with other agencies,
including the staffs of adjacent local, state, regional, and tribal
governments and agencies. This relationship will promote cooperation and
resolution of mutual land use and environment-related problems, and
promote the concept of regional ecosystem management as well as general
cooperative problem solving. Many of these ``partners'' will have
specialized expertise and access to environmental baseline data, which
will assist the Army in day-to-day planning as well as NEPA-related
issues. MOUs are encouraged to identify areas of mutual interest,
establish POCs, identify lines of communication between agencies, and
specify procedures to follow in conflict resolution. Additional
coordination is available from state and area-wide planning and
development agencies. Through this process, the proponent may gain
insights on other agencies' approaches to EAs, surveys, and studies
applicable to the current proposal. These other agencies would also be
able to assist in identifying possible participants in scoping
procedures for projects requiring an EIS.
(2) In some cases, local, state, regional, or tribal governments or
agencies will have sufficient jurisdiction by law or special expertise
with respect to reasonable alternatives or significant environmental,
social, or economic impacts associated with a proposed action. When
appropriate, proponents of an action should determine whether these
entities have an interest in becoming a cooperating agency (Sec. 651.45
(b) and 40 CFR 1501.6). If cooperating agency status is established, a
memorandum of agreement is required to document specific expectations,
roles, and responsibilities, including analyses to be performed, time
schedules, availability of pre-decisional information, and other issues.
Cooperating agencies may use their own funds, and the designation of
cooperating agency status
[[Page 403]]
neither enlarges nor diminishes the decision-making status of any
federal or non-federal entities (see CEQ Memorandum for Heads of Federal
Agencies entitled ``Designation of Non-Federal Agencies to be
Cooperating Agencies in Implementing the Procedural Requirements of the
National Environmental Policy Act'' dated 28 July 1999, available from
the President's Council on Environmental Quality (CEQ), Executive Office
of the President of the U.S.). In determining sufficient jurisdiction or
expertise, CEQ regulations can be used as guidance.
(h) The Army as a cooperating agency. Often, other agencies take
actions that can negatively impact the Army mission. In such cases, the
Army may have some special or unique expertise or jurisdiction.
(1) The Army may be a cooperating agency (40 CFR 1501.6) in order
to:
(i) Provide information or technical expertise to a lead agency.
(ii) Approve portions of a proposed action.
(iii) Ensure the Army has an opportunity to be involved in an action
of another federal agency that will affect the Army.
(iv) Provide review and approval of the portions of EISs and RODs
that affect the Army.
(2) Adequacy of an EIS is primarily the responsibility of the lead
agency. However, as a cooperating agency with approval authority over
portions of a proposal, the Army may adopt an EIS if review concludes
the EIS adequately satisfies the Army's comments and suggestions.
(3) If the Army is a major approval authority for the proposed
action, the appropriate Army official may sign the ROD prepared by the
lead agency, or prepare a separate, more focused ROD. If the Army's
approval authority is only a minor aspect of the overall proposal, such
as issuing a temporary use permit, the Army need not sign the lead
agency's ROD or prepare a separate ROD.
(4) The magnitude of the Army's involvement in the proposal will
determine the appropriate level and scope of Army review of NEPA
documents. If the Army is a major approval authority or may be severely
impacted by the proposal or an alternative, the Army should undertake
the same level of review as if it were the lead agency. If the
involvement is limited, the review may be substantially less. The lead
agency is responsible for overall supervision of the EIS, and the Army
will attempt to meet all reasonable time frames imposed by the lead
agency.
(5) If an installation (or other Army organization) should become
aware of an EIS being prepared by another federal agency in which they
may be involved within the discussion of the document, they should
notify ASA(I&E) through the chain of command. ASA(I&E) will advise
regarding appropriate Army participation as a cooperating agency, which
may simply involve local coordination.
Sec. 651.15 Mitigation and monitoring.
(a) Throughout the environmental analysis process, the proponent
will consider mitigation measures to avoid or minimize environmental
harm. Mitigation measures include:
(1) Avoiding the impact altogether, by eliminating the action or
parts of the action.
(2) Minimizing impacts by limiting the degree or magnitude of the
action and its implementation.
(3) Rectifying the impact; by repairing, rehabilitating, or
restoring the adverse effect on the environment.
(4) Reducing or eliminating the impact over time, by preservation
and maintenance operations during the life of the action.
(5) Compensating for the impact, by replacing or providing
substitute resources or environments. (Examples and further
clarification are presented in Appendix C of this part.)
(b) When the analysis proceeds to an EA or EIS, mitigation measures
will be clearly assessed and those selected for implementation will be
identified in the FNSI or the ROD. The proponent must implement those
identified mitigations, because they are commitments made as part of the
Army decision. The proponent is responsible for responding to inquiries
from the public or other agencies regarding the status of mitigation
measures adopted in the NEPA process. The mitigation shall become a line
item in the proponent's
[[Page 404]]
budget or other funding document, if appropriate, or included in the
legal document implementing the action (for example, contracts, leases,
or grants). Only those practical mitigation measures that can reasonably
be accomplished as part of a proposed alternative will be identified.
Any mitigation measures selected by the proponent will be clearly
outlined in the NEPA decision document, will be budgeted and funded (or
funding arranged) by the proponent, and will be identified, with the
appropriate fund code, in the EPR (AR 200-1). Mitigations will be
monitored through environmental compliance reporting, such as the ISR
(AR 200-1) or the Environmental Quality Report. Mitigation measures are
identified and funded in accordance with applicable laws, regulations,
or other media area requirements.
(c) Based upon the analysis and selection of mitigation measures
that reduce environmental impacts until they are no longer significant,
an EA may result in a FNSI. If a proponent uses mitigation measures in
such a manner, the FNSI must identify these mitigating measures, and
they become legally binding and must be accomplished as the project is
implemented. If any of these identified mitigation measures do not
occur, so that significant adverse environmental effects could
reasonably expected to result, the proponent must publish an NOI and
prepare an EIS.
(d) Potential mitigation measures that appear practical, and are
unobtainable within expected Army resources, or that some other agency
(including non-Army agencies) should perform, will be identified in the
NEPA analysis to the maximum extent practicable. A number of factors
determine what is practical, including military mission, manpower
restrictions, cost, institutional barriers, technical feasibility, and
public acceptance. Practicality does not necessarily ensure resolution
of conflicts among these items, rather it is the degree of conflict that
determines practicality. Although mission conflicts are inevitable, they
are not necessarily insurmountable; and the proponent should be cautious
about declaring all mitigations impractical and carefully consider any
manpower requirements. The key point concerning both the manpower and
cost constraints is that, unless money is actually budgeted and manpower
assigned, the mitigation does not exist. Coordination by the proponent
early in the process will be required to allow ample time to get the
mitigation activities into the budget cycle. The project cannot be
undertaken until all required mitigation efforts are fully resourced, or
until the lack of funding and resultant effects, are fully addressed in
the NEPA analysis.
(e) Mitigation measures that were considered but rejected, including
those that can be accomplished by other agencies, must be discussed,
along with the reason for the rejection, within the EA or EIS. If they
occur in an EA, their rejection may lead to an EIS, if the resultant
unmitigated impacts are significant.
(f) Proponents may request assistance with mitigation from
cooperating non-Army agencies, when appropriate. Such assistance is
appropriate when the requested agency was a cooperating agency during
preparation of a NEPA document, or has the technology, expertise, time,
funds, or familiarity with the project or the local ecology necessary to
implement the mitigation measure more effectively than the lead agency.
(g) The proponent agency or other appropriate cooperating agency
will implement mitigations and other conditions established in the EA or
EIS, or commitments made in the FNSI or ROD. Legal documents
implementing the action (such as contracts, permits, grants) will
specify mitigation measures to be performed. Penalties against a
contractor for noncompliance may also be specified as appropriate.
Specification of penalties should be fully coordinated with the
appropriate legal advisor.
(h) A monitoring and enforcement program for any mitigation will be
adopted and summarized in the NEPA documentation (see Appendix C of this
part for guidelines on implementing such a program). Whether adoption of
a monitoring and enforcement program is applicable (40 CFR 1505.2(c))
and
[[Page 405]]
whether the specific adopted action requires monitoring (40 CFR 1505.3)
may depend on the following:
(1) A change in environmental conditions or project activities
assumed in the EIS (such that original predictions of the extent of
adverse environmental impacts may be too limited);
(2) The outcome of the mitigation measure is uncertain (for example,
new technology);
(3) Major environmental controversy remains associated with the
selected alternative; or
(4) Failure of a mitigation measure, or other unforeseen
circumstances, could result in a failure to meet achievement of
requirements (such as adverse effects on federal or state listed
endangered or threatened species, important historic or archaeological
sites that are either listed or eligible for nomination to the National
Register of Historic Places, wilderness areas, wild and scenic rivers,
or other public or private protected resources). Proponents must follow
local installation environmental office procedures to coordinate with
appropriate federal, tribal, state, or local agencies responsible for a
particular program to determine what would constitute ``adverse
effects.''
(i) Monitoring is an integral part of any mitigation system.
(1) Enforcement monitoring ensures that mitigation is being
performed as described in the NEPA documentation, mitigation
requirements and penalty clauses are written into any contracts, and
required provisions are enforced. The development of an enforcement
monitoring program is governed by who will actually perform the
mitigation: a contractor, a cooperating agency, or an in-house (Army)
lead agency. Detailed guidance is contained in Appendix C of this part.
The proponent is ultimately responsible for performing any mitigation
activities. All monitoring results will be sent to the installation
Environmental Office; in the case of the Army Reserves, the Regional
Support Commands (RSCs); and, in the case of the National Guard, the
NGB.
(2) Effectiveness monitoring measures the success of the mitigation
effort and/or the environmental effect. While quantitative measurements
are desired, qualitative measures may be required. The objective is to
obtain enough information to judge the effect of the mitigation. In
establishing the monitoring system, the responsible agent should
coordinate the monitoring with the Environmental Office. Specific steps
and guidelines are included in Appendix C of this part.
(j) The monitoring program, in most cases, should be established
well before the action begins, particularly when biological variables
are being measured and investigated. At this stage, any necessary
contracts, funding, and manpower assignments must be initiated.
Technical results from the analysis should be summarized by the
proponent and coordinated with the installation Environmental Office.
Subsequent coordination with the concerned public and other agencies, as
arranged through development of the mitigation plan, will be handled
through the Environmental Office.
(k) If the mitigations are effective, the monitoring should be
continued as long as the mitigations are needed to address impacts of
the initial action. If the mitigations are ineffective, the proponent
and the responsible group should re-examine the mitigation measures, in
consultation with the Environmental Office and appropriate experts, and
resolve the inadequacies of the mitigation or monitoring. Professionals
with specialized and recognized expertise in the topic or issue, as well
as concerned citizens, are essential to the credibility of this review.
If a different program is required, then a new system must be
established. If ineffective mitigations are identified which were
required to reduce impact below significance levels (Sec. 651.35 (g)),
the proponent may be required to publish an NOI and prepare an EIS
(paragraph (c) of this section).
(l) Environmental monitoring report. An environmental monitoring
report is prepared at one or more points after program or action
execution. Its purpose is to determine the accuracy of impact
predictions. It can serve as the basis for adjustments in mitigation
programs and to adjust impact predictions in future projects. Further
[[Page 406]]
guidance and clarification are included in Appendix C of this part.
Sec. 651.16 Cumulative impacts.
(a) NEPA analyses must assess cumulative effects, which are the
impact on the environment resulting from the incremental impact of the
action when added to other past, present, and reasonably foreseeable
future actions. Actions by federal, non-federal agencies, and private
parties must be considered (40 CFR 1508.7).
(b) The scoping process should be used to identify possible
cumulative impacts. The proponent should also contact appropriate off-
post officials, such as tribal, state, county, or local planning
officials, to identify other actions that should be considered in the
cumulative effects analysis.
(c) A suggested cumulative effects approach is as follows:
(1) Identify the boundary of each resource category. Boundaries may
be geographic or temporal. For example, the Air Quality Control Region
(AQCR) might be the appropriate boundary for the air quality analysis,
while a watershed could be the boundary for the water quality analysis.
Depending upon the circumstances, these boundaries could be different
and could extend off the installation.
(2) Describe the threshold level of significance for that resource
category. For example, a violation of air quality standards within the
AQCR would be an appropriate threshold level.
(3) Determine the environmental consequence of the action. The
analysis should identify the cause and effect relationships, determine
the magnitude and significance of cumulative effects, and identify
possible mitigation measures.
Sec. 651.17 Environmental justice.
Executive Order 12898 (Federal Actions to Address Environmental
Justice in Minority and Low-Income Populations, 11 February 1994, 3 CFR,
1994 Comp., p. 859) requires the proponent to determine whether the
proposed action will have a disproportionate impact on minority or low-
income communities, both off-post and on-post.
Subpart C--Records and Documents
Sec. 651.18 Introduction.
NEPA documentation will be prepared and published double-sided on
recycled paper. The recycled paper symbol should be presented on the
inside of document covers.
Sec. 651.19 Record of environmental consideration.
A Record of Environmental Consideration (REC) is a signed statement
submitted with project documentation that briefly documents that an Army
action has received environmental review. RECs are prepared for CXs that
require them, and for actions covered by existing or previous NEPA
documentation. A REC briefly describes the proposed action and
timeframe, identifies the proponent and approving official(s), and
clearly shows how an action qualifies for a CX, or is already covered in
an existing EA or EIS. When used to support a CX, the REC must address
the use of screening criteria to ensure that no extraordinary
circumstances or situations exist. A REC has no prescribed format, as
long as the above information is included. To reduce paperwork, a REC
can reference such documents as real estate Environmental Baseline
Studies (EBSs) and other documents, as long as they are readily
available for review. While a REC may document compliance with the
requirements of NEPA, it does not fulfill the requirements of other
environmental laws and regulations. Figure 3 illustrates a possible
format for the REC as follows:
[[Page 407]]
[GRAPHIC] [TIFF OMITTED] TR29MR02.002
Sec. 651.20 Environmental assessment.
An EA is intended to assist agency planning and decision-making.
While required to assess environmental impacts and evaluate their
significance, it is routinely used as a planning document to evaluate
environmental impacts, develop alternatives and mitigation measures, and
allow for agency and public participation. It:
(a) Briefly provides the decision maker with sufficient evidence and
analysis for determining whether a FNSI or an EIS should be prepared.
(b) Assures compliance with NEPA, if an EIS is not required and a CX
is inappropriate.
(c) Facilitates preparation of an EIS, if required.
(d) Includes brief discussions of the need for the proposed action,
alternatives to the proposed action (NEPA, section 102(2)(e)),
environmental impacts, and a listing of persons and agencies consulted
(see Subpart E of this part for requirements).
(e) The EA provides the proponent, the public, and the decision
maker with sufficient evidence and analysis for determining whether
environmental impacts of a proposed action are potentially significant.
An EA is substantially less rigorous and costly than an EIS, but
requires sufficient detail to identify and ascertain the significance of
expected impacts associated with the proposed action and its
alternatives. The EA can often provide the required ``hard look'' at the
potential environmental effects of an action, program, or policy within
1 to 25 pages, depending upon the nature of the action and project-
specific conditions.
Sec. 651.21 Finding of no significant impact.
A Finding of No Significant Impact (FNSI) is a document that briefly
states why an action (not otherwise excluded) will not significantly
affect the environment, and, therefore, that an EIS will not be
prepared. The FNSI includes a summary of the EA and notes any related
NEPA documentation. If the EA is attached, the FNSI need not repeat any
of the EA discussion, but may incorporate it by reference. The draft
FNSI will be made available to the public for review and comment for
[[Page 408]]
30 days prior to the initiation of an action, except in special
circumstances when the public comment period is reduced to 15 days, as
discussed in Sec. 651.14(b)(2)(iii). Following the comment period and
review of public comments, the proponent forwards a decision package
that includes a comparison of environmental impacts associated with
reasonable alternatives, summary of public concerns, revised FNSI (if
necessary), and recommendations for the decision maker. The decision
maker reviews the package, makes a decision, and signs the FNSI or the
NOI (if the FNSI no longer applies). If a FNSI is signed by the decision
maker, the action can proceed immediately.
Sec. 651.22 Notice of intent.
A Notice of Intent (NOI) is a public notice that an EIS will be
prepared. The NOI will briefly:
(a) Describe the proposed and alternative actions.
(b) Describe the proposed scoping process, including when and where
any public meetings will be held.
(c) State the name and address of the POC who can answer questions
on the proposed action and the EIS (see Sec. 651.45(a) and Sec. 651.49
for application).
Sec. 651.23 Environmental impact statement.
An Environmental Impact statement (EIS) is a detailed written
statement required by NEPA for major federal actions significantly
affecting the quality of the human environment (42 U.S.C. 4321). A more
complete discussion of EIS requirements is presented in Subpart F of
this part.
Sec. 651.24 Supplemental EAs and supplemental EISs.
As detailed in Sec. 651.5(g) and in 40 CFR 1502.9(c), proposed
actions may require review of existing NEPA documentation. If conditions
warrant a supplemental document, these documents are processed in the
same way as an original EA or EIS. No new scoping is required for a
supplemental EIS filed within one year of the filing of the original
ROD. If the review indicates no need for a supplement, that
determination will be documented in a REC.
Sec. 651.25 Notice of availability.
The Notice of Availability (NOA) is published by the Army to inform
the public and others that a NEPA document is available for review. A
NOA will be published in the FR, coordinating with EPA for draft and
final EISs (including supplements), for RODs, and for EAs and FNSIs
which are of national concern, are unprecedented, or normally require an
EIS. EAs and FNSIs of local concern will be made available in accordance
with Sec. 651.36. This agency NOA should not be confused with the EPA's
notice of availability of weekly receipts (NWR)\3\ of EISs.
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\3\ This notice is published by the EPA and officially begins the
public review period. The NWR is published each Friday, and lists the
EISs that were filed the previous week.
---------------------------------------------------------------------------
Sec. 651.26 Record of decision.
The Record of Decision (ROD) is a concise public document
summarizing the findings in the EIS and the basis for the decision. A
public ROD is required under the provisions of 40 CFR 1505.2 after
completion of an EIS (see Sec. 651.45 (j) for application). The ROD must
identify mitigations which were important in supporting decisions, such
as those mitigations which reduce otherwise significant impacts, and
ensure that appropriate monitoring procedures are implemented (see
Sec. 651.15 for application).
Sec. 651.27 Programmatic NEPA analyses.
These analyses, in the form of an EA or EIS, are useful to examine
impacts of actions that are similar in nature or broad in scope. These
documents allow the ``tiering'' of future NEPA documentation in cases
where future decisions or unknown future conditions preclude complete
NEPA analyses in one step. These documents are discussed further in
Sec. 651.14(c).
Subpart D--Categorical Exclusions
Sec. 651.28 Introduction.
Categorical Exclusions (CXs) are categories of actions with no
individual or
[[Page 409]]
cumulative effect on the human or natural environment, and for which
neither an EA nor an EIS is required. The use of a CX is intended to
reduce paperwork and eliminate delays in the initiation and completion
of proposed actions that have no significant impact.
Sec. 651.29 Determining when to use a CX (screening criteria).
(a) To use a CX, the proponent must satisfy the following three
screening conditions:
(1) The action has not been segmented. Determine that the action has
not been segmented to meet the definition of a CX. Segmentation can
occur when an action is broken down into small parts in order to avoid
the appearance of significance of the total action. An action can be too
narrowly defined, minimizing potential impacts in an effort to avoid a
higher level of NEPA documentation. The scope of an action must include
the consideration of connected, cumulative, and similar actions (see
Sec. 651.51(a)).
(2) No exceptional circumstances exist. Determine if the action
involves extraordinary circumstances that would preclude the use of a CX
(see paragraphs (b) (1) through (14) of this section).
(3) One (or more) CX encompasses the proposed action. Identify a CX
(or multiple CXs) that potentially encompasses the proposed action
(Appendix B of this part). If no CX is appropriate, and the project is
not exempted by statute or emergency provisions, an EA or an EIS must be
prepared, before a proposed action may proceed.
(b) Extraordinary circumstances that preclude the use of a CX are:
(1) Reasonable likelihood of significant effects on public health,
safety, or the environment.
(2) Reasonable likelihood of significant environmental effects
(direct, indirect, and cumulative).
(3) Imposition of uncertain or unique environmental risks.
(4) Greater scope or size than is normal for this category of
action.
(5) Reportable releases of hazardous or toxic substances as
specified in 40 CFR part 302, Designation, Reportable Quantities, and
Notification.
(6) Releases of petroleum, oils, and lubricants (POL) except from a
properly functioning engine or vehicle, application of pesticides and
herbicides, or where the proposed action results in the requirement to
develop or amend a Spill Prevention, Control, or Countermeasures Plan.
(7) When a review of an action that might otherwise qualify for a
Record of Non-applicability (RONA) reveals that air emissions exceed de
minimis levels or otherwise that a formal Clean Air Act conformity
determination is required.
(8) Reasonable likelihood of violating any federal, state, or local
law or requirements imposed for the protection of the environment.
(9) Unresolved effect on environmentally sensitive resources, as
defined in paragraph (c) of this section.
(10) Involving effects on the quality of the environment that are
likely to be highly controversial.
(11) Involving effects on the environment that are highly uncertain,
involve unique or unknown risks, or are scientifically controversial.
(12) Establishes a precedent (or makes decisions in principle) for
future or subsequent actions that are reasonably likely to have a future
significant effect.
(13) Potential for degradation of already existing poor
environmental conditions. Also, initiation of a degrading influence,
activity, or effect in areas not already significantly modified from
their natural condition.
(14) Introduction/employment of unproven technology.
(c) If a proposed action would adversely affect ``environmentally
sensitive'' resources, unless the impact has been resolved through
another environmental process (e.g., CZMA, NHPA, CWA, etc.) a CX cannot
be used (see paragraph (e) of this section). Environmentally sensitive
resources include:
(1) Proposed federally listed, threatened, or endangered species or
their designated critical habitats.
(2) Properties listed or eligible for listing on the National
Register of Historic Places (AR 200-4).
(3) Areas having special designation or recognition such as prime or
unique
[[Page 410]]
agricultural lands; coastal zones; designated wilderness or wilderness
study areas; wild and scenic rivers; National Historic Landmarks
(designated by the Secretary of the Interior); 100-year floodplains;
wetlands; sole source aquifers (potential sources of drinking water);
National Wildlife Refuges; National Parks; areas of critical
environmental concern; or other areas of high environmental sensitivity.
(4) Cultural Resources as defined in AR 200-4.
(d) The use of a CX does not relieve the proponent from compliance
with other statutes, such as RCRA, or consultations under the Endangered
Species Act or the NHPA. Such consultations may be required to determine
the applicability of the CX screening criteria.
(e) For those CXs that require a REC, a brief (one to two sentence)
presentation of conclusions reached during screening is required in the
REC. This determination can be made using current information and
expertise, if available and adequate, or can be derived through
conversation, as long as the basis for the determination is included in
the REC. Copies of appropriate interagency correspondence can be
attached to the REC. Example conclusions regarding screening criteria
are as follows:
(1) ``USFWS concurred in informal coordination that E/T species will
not be affected''.
(2) ``Corps of Engineers determined action is covered by nationwide
general permit''.
(3) ``SHPO concurred with action''.
(4) ``State Department of Natural Resources concurred that no effect
to state sensitive species is expected''.
Sec. 651.30 CX actions.
Types of actions that normally qualify for CX are listed in Appendix
B of this part.
Sec. 651.31 Modification of the CX list.
The Army list of CXs is subject to continual review and
modification, in consultation with CEQ. Additional modifications can be
implemented through submission, through channels, to ASA (I&E) for
consideration and consultation. Subordinate Army headquarters may not
modify the CX list through supplements to this part. Upon approval,
proposed modifications to the list of CXs will be published in the
Federal Register, providing an opportunity for public review and
comment.
Subpart E--Environmental Assessment
Sec. 651.32 Introduction.
(a) An EA is intended to facilitate agency planning and informed
decision-making, helping proponents and other decision makers understand
the potential extent of environmental impacts of a proposed action and
its alternatives, and whether those impacts (or cumulative impacts) are
significant. The EA can aid in Army compliance with NEPA when no EIS is
necessary. An EA will be prepared if a proposed action:
(1) Is not an emergency (Sec. 651.11(b)).
(2) Is not exempt from (or an exception to) NEPA (Sec. 651.11(a)).
(3) Does not qualify as a CX (Sec. 651.11(c)).
(4) Is not adequately covered by existing NEPA analysis and
documentation (Sec. 651.19).
(5) Does not normally require an EIS (Sec. 651.42).
(b) An EA can be 1 to 25 pages in length and be adequate to meet the
requirements of this part, depending upon site-specific circumstances
and conditions. Any analysis that exceeds 25 pages in length should be
evaluated to consider whether the action and its effects are significant
and thus warrant an EIS.
Sec. 651.33 Actions normally requiring an EA.
The following Army actions normally require an EA, unless they
qualify for the use of a CX:
(a) Special field training exercises or test activities in excess of
five acres on Army land of a nature or magnitude not within the annual
installation training cycle or installation master plan.
(b) Military construction that exceeds five contiguous acres,
including contracts for off-post construction.
[[Page 411]]
(c) Changes to established installation land use that generate
impacts on the environment.
(d) Alteration projects affecting historically significant
structures, archaeological sites, or places listed or eligible for
listing on the National Register of Historic Places.
(e) Actions that could cause significant increase in soil erosion,
or affect prime or unique farmland (off Army property), wetlands,
floodplains, coastal zones, wilderness areas, aquifers or other water
supplies, prime or unique wildlife habitat, or wild and scenic rivers.
(f) Actions proposed during the life cycle of a weapon system if the
action produces a new hazardous or toxic material or results in a new
hazardous or toxic waste, and the action is not adequately addressed by
existing NEPA documentation. Examples of actions normally requiring an
EA during the life cycle include, but are not limited to, testing,
production, fielding, and training involving natural resources, and
disposal/demilitarization. System design, development, and production
actions may require an EA, if such decisions establish precedent (or
make decisions, in principle) for future actions with potential
environmental effects. Such actions should be carefully considered in
cooperation with the development or production contractor or government
agency, and NEPA analysis may be required.
(g) Development and approval of installation master plans.
(h) Development and implementation of Integrated Natural Resources
Management Plans (INRMPs) (land, forest, fish, and wildlife) and
Integrated Cultural Resources Management Plans (ICRMPs).
(i) Actions that take place in, or adversely affect, important
wildlife habitats, including wildlife refuges.
(j) Field activities on land not controlled by the military, except
those that do not alter land use to substantially change the environment
(for example, patrolling activities in a forest). This includes firing
of weapons, missiles, or lasers over navigable waters of the United
States, or extending 45 meters or more above ground level into the
national airspace. It also includes joint air attack training that may
require participating aircraft to exceed 250 knots at altitudes below
3000 feet above ground level, and helicopters, at any speed, below 500
feet above ground level.
(k) An action with substantial adverse local or regional effects on
energy or water availability. Such impacts can only be adequately
identified with input from local agencies and/or citizens.
(l) Production of hazardous or toxic materials.
(m) Changes to established airspace use that generate impacts on the
environment or socioeconomic systems, or create a hazard to non-
participants.
(n) An installation pesticide, fungicide, herbicide, insecticide,
and rodenticide-use program/plan.
(o) Acquisition, construction, or alteration of (or space for) a
laboratory that will use hazardous chemicals, drugs, or biological or
radioactive materials.
(p) An activity that affects a federally listed threatened or
endangered plant or animal species, a federal candidate species, a
species proposed for federal listing, or critical habitat.
(q) Substantial proposed changes in Army-wide doctrine or policy
that potentially have an adverse effect on the environment (40 CFR
1508.18 (b)(1)).
(r) An action that may threaten a violation of federal, state, or
local law or requirements imposed for the protection of the environment.
(s) The construction and operation of major new fixed facilities or
the substantial commitment of installation natural resources supporting
new materiel at the installation.
Sec. 651.34 EA components.
EAs should be 1 to 25 pages in length, and will include:
(a) Signature (Review and Approval) page.
(b) Purpose and need for the action.
(c) Description of the proposed action.
(d) Alternatives considered. The alternatives considered, including
appropriate consideration of the ``No Action'' alternative, the
``Proposed Action,'' and all other appropriate and
[[Page 412]]
reasonable alternatives that can be realistically accomplished. In the
discussion of alternatives, any criteria for screening alternatives from
full consideration should be presented, and the final disposition of any
alternatives that were initially identified should be discussed.
(e) Affected environment. This section must address the general
conditions and nature of the affected environment and establish the
environmental setting against which environmental effects are evaluated.
This should include any relevant general baseline conditions focusing on
specific aspects of the environment that may be impacted by the
alternatives. EBSs and similar real estate or construction environmental
baseline documents, or their equivalent, may be incorporated and/or
referenced.
(f) Environmental consequences. Environmental consequences of the
proposed action and the alternatives. The document must state and assess
the effects (direct, indirect, and cumulative) of the proposed action
and its alternatives on the environment, and what practical mitigation
is available to minimize these impacts. Discussion and comparison of
impacts should provide sufficient analysis to reach a conclusion
regarding the significance of the impacts, and is not merely a
quantification of facts.
(g) Conclusions regarding the impacts of the proposed action. A
clear statement will be provided regarding whether or not the described
impacts are significant. If the EA identifies potential significant
impacts associated with the proposed action, the conclusion should
clearly state that an EIS will be prepared before the proposed action is
implemented. If no significant impacts are associated with the project,
the conclusion should state that a FNSI will be prepared. Any
mitigations that reduce adverse impacts must be clearly presented. If
the EA depends upon mitigations to support a resultant FNSI, these
mitigations must be clearly identified as a subsection of the
Conclusions.
(h) Listing of preparers, and agencies and persons consulted. Copies
of correspondence to and from agencies and persons contacted during the
preparation of the EA will be available in the administrative record and
may be included in the EA as appendices. In addition, the list of
analysts/preparers will be presented.
(i) References. These provide bibliographic information for cited
sources. Draft documents should not be cited as references without the
expressed permission of the proponent of the draft material.
Sec. 651.35 Decision process.
(a) An EA results in either a FNSI or an NOI to prepare an EIS.
Initiation of an NOI to prepare an EIS should occur at any time in the
decision process when it is determined that significant effects may
occur as a result of the proposed action. The proponent should notify
the decision maker of any such determination as soon as possible.
(b) The FNSI is a document (40 CFR 1508.13) that briefly states why
an action (not otherwise excluded) will not significantly affect the
environment, and, therefore, an EIS will not be prepared. It summarizes
the EA, noting any NEPA documents that are related to, but are not part
of, the scope of the EA under consideration. If the EA is attached, the
FNSI may incorporate the EA's discussion by reference. The draft FNSI
will be made available to the public for review and comment for 30 days
prior to the initiation of an action (see Sec. 651.14(b)(2)(iii) for an
exception). Following the comment period, the decision maker signs the
FNSI, and the action can proceed. It is important that the final FNSI
reflect the decision made, the response to public comments, and the
basis for the final decision.
(c) The FNSI must contain the following:
(1) The name of the action.
(2) A brief description of the action (including any alternatives
considered).
(3) A short discussion of the anticipated environmental effects.
(4) The facts and conclusions that have led to the FNSI.
(5) A deadline and POC for further information or receipt of public
comments (see Sec. 651.47).
(d) The FNSI is normally no more than two typewritten pages in
length.
[[Page 413]]
(e) The draft FNSI will be made available to the public prior to
initiation of the proposed action, unless it is a classified action (see
Sec. 651.13 for security exclusions). Draft FNSIs that have national
interest should be submitted with the proposed press release, along with
a Questions and Answers (Q&A) package, through command channels to
ASA(I&E) for approval and subsequent publication in the FR. Draft FNSIs
having national interest will be coordinated with OCPA. Local
publication of the FNSI will not precede the FR publication. The text of
the publication should be identical to the FR publication.
(f) For actions of only regional or local interest, the draft FNSI
will be publicized in accordance with Sec. 651.14(b)(2). Distribution of
the draft FNSI should include any agencies, organizations, and
individuals that have expressed interest in the project, those who may
be affected, and others deemed appropriate.
(g) Some FNSIs will require the implementation of mitigation
measures to reduce potential impacts below significance levels, thereby
eliminating the requirement for an EIS. In such instances, the following
steps must be taken:
(1) The EA must be made readily available to the public for review
through traditional publication and distribution, and through the World
Wide Web (WWW) or similar technology. This distribution must be planned
to ensure that all appropriate entities and stakeholders have easy
access to the material. Ensuring this availability may necessitate the
distribution of printed information at locations that are readily
accessible and frequented by those who are affected or interested.
(2) Any identified mitigations must be tracked to ensure
implementation, similar to those specified in an EIS and ROD.
(3) The EA analysis procedures must be sufficiently rigorous to
identify and analyze impacts that are individually or cumulatively
significant.
(h) The proponent is responsible for funding the preparation,
staffing, and distribution of the draft FNSI and EA package, and the
incorporation of public/agency review and comment. The proponent shall
also ensure appropriate public and agency meetings, which may be
required to facilitate the NEPA process in completing the EA. The
decision maker will approve and sign the EA and FNSI documents.
Proponents will ensure that the EA and FNSI, to include drafts, are
provided in electronic format to allow for maximum information flow
throughout the process.
(i) The proponent should ensure that the decision maker is
continuously informed of key findings during the EA process,
particularly with respect to potential impacts and controversy related
to the proposed action.
Sec. 651.36 Public involvement.
(a) The involvement of other agencies, organizations, and
individuals in the development of EAs and EISs enhances collaborative
issue identification and problem solving. Such involvement demonstrates
that the Army is committed to open decision-making and builds the
necessary community trust that sustains the Army in the long term.
Public involvement is mandatory for EISs (see Sec. 651.47 and Appendix D
of this part for information on public involvement requirements).
(b) Environmental agencies and the public will be involved to the
extent practicable in the preparation of an EA. If the proponent elects
to involve the public in the development of an EA, Sec. 651.47 and
Appendix D of this part may be used as guidance. When considering the
extent practicable of public interaction (40 CFR 1501.4(b)), factors to
be weighed include:
(1) Magnitude of the proposed project/action.
(2) Extent of anticipated public interest, based on experience with
similar proposals.
(3) Urgency of the proposal.
(4) National security classification.
(5) The presence of minority or economically-disadvantaged
populations.
(c) Public involvement must begin early in the proposal development
stage, and during preparation of an EA. The direct involvement of
agencies with jurisdiction or special expertise is an integral part of
impact analysis,
[[Page 414]]
and provides information and conclusions for incorporation into EAs.
Unclassified documents incorporated by reference into the EA or FNSI are
public documents.
(d) Copies of public notices, ``scoping'' letters, EAs, draft FNSIs,
FNSIs, and other documents routinely sent to the public will be sent
directly to appropriate congressional, state, and district offices.
(e) To ensure early incorporation of the public into the process, a
plan to include all interested or affected parties should be developed
at the beginning of the analysis and documentation process. Open
communication with the public is encouraged as a matter of Army policy,
and the degree of public involvement varies. Appropriate public notice
of the availability of the completed EA/draft FNSI shall be made (see
Sec. 651.35) (see also AR 360-5 (Public Information)). The plan will
include the following:
(1) Dissemination of information to local and installation
communities.
(2) Invitation and incorporation of public comments on Army actions.
(3) Consultation with appropriate persons and agencies.
(f) Further guidance on public participation requirements (to
potentially be used for EAs and EISs, depending on circumstances) is
presented in Appendix D of this part.
Sec. 651.37 Public availability.
Documents incorporated into the EA or FNSI by reference will be
available for public review. Where possible, use of public libraries and
a list of POCs for supportive documents is encouraged. A depository
should be chosen which is open beyond normal business hours. To the
extent possible, the WWW should also be used to increase public
availability of documents.
Sec. 651.38 Existing environmental assessments.
EAs are dynamic documents. To ensure that the described setting,
actions, and effects remain substantially accurate, the proponent or
installation Environmental Officer is encouraged to periodically review
existing documentation that is still relevant or supporting current
action. If an action is not yet completed, substantial changes in the
proposed action may require supplementation, as specified in Sec. 651.5
(g).
Sec. 651.39 Significance.
(a) If the proposed action may or will result in significant impacts
to the environment, an EIS is prepared to provide more comprehensive
analyses and conclusions about the impacts. Significant impacts of
socioeconomic consequence alone do not merit an EIS.
(b) Significance of impacts is determined by examining both the
context and intensity of the proposed action (40 CFR 1508.27). The
analysis should establish, by resource category, the threshold at which
significance is reached. For example, an action that would violate
existing pollution standards; cause water, air, noise, soil, or
underground pollution; impair visibility for substantial periods; or
cause irreparable harm to animal or plant life could be determined
significant. Significant beneficial effects also occur and must be
addressed, if applicable.
(c) The proponent should use appropriate methods to identify and
ascertain the ``significance'' of impacts. The use of simple analytical
tools, which are subject to independent peer review, fully documented,
and available to the public, is encouraged.\4\ In particular, where
impacts are unknown or are suspected to be of public interest, public
involvement should be initiated early in the EA (scoping) process.
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\4\ EIFS is one such Army system for evaluating regional economic
impacts under NEPA. This system is mandated, as Army policy, for use in
NEPA analyses. Other similar tools may be mandated for use in the Army,
and will be documented in guidance published pursuant to this part.
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Subpart F--Environmental Impact Statement
Sec. 651.40 Introduction.
(a) An EIS is a public document designed to ensure that NEPA
policies and goals are incorporated early into the programs and actions
of federal agencies. An EIS is intended to provide a full, open, and
balanced discussion of significant environmental impacts that
[[Page 415]]
may result from a proposed action and alternatives, allowing public
review and comment on the proposal and providing a basis for informed
decision-making.
(b) The NEPA process should support sound, informed, and timely
(early) decision-making; not produce encyclopedic documents. CEQ
guidance (40 CFR 1502.7) should be followed, establishing a page limit
of 150 pages (300 pages for complex projects). To the extent
practicable, EISs will ``incorporate by reference'' any material that is
reasonably available for inspection by potentially interested persons
within the time allowed for comment. The incorporated material shall be
cited in the EIS and its content will be briefly described. Material
based on proprietary data, that is itself not available for review and
comment, shall not be incorporated by reference.
Sec. 651.41 Conditions requiring an EIS.
An EIS is required when a proponent, preparer, or approving
authority determines that the proposed action has the potential to:
(a) Significantly affect environmental quality, or public health or
safety.
(b) Significantly affect historic (listed or eligible for listing in
the National Register of Historic Places, maintained by the National
Park Service, Department of Interior), or cultural, archaeological, or
scientific resources, public parks and recreation areas, wildlife refuge
or wilderness areas, wild and scenic rivers, or aquifers.
(c) Significantly impact prime and unique farmlands located off-
post, wetlands, floodplains, coastal zones, or ecologically important
areas, or other areas of unique or critical environmental sensitivity.
(d) Result in significant or uncertain environmental effects, or
unique or unknown environmental risks.
(e) Significantly affect a federally listed threatened or endangered
plant or animal species, a federal candidate species, a species proposed
for federal listing, or critical habitat.
(f) Either establish a precedent for future action or represent a
decision in principle about a future consideration with significant
environmental effects.
(g) Adversely interact with other actions with individually
insignificant effects so that cumulatively significant environmental
effects result.
(h) Involve the production, storage, transportation, use, treatment,
and disposal of hazardous or toxic materials that may have significant
environmental impact.
(i) Be highly controversial from an environmental standpoint.
(j) Cause loss or destruction of significant scientific, cultural,
or historical resources.
Sec. 651.42 Actions normally requiring an EIS.
The following actions normally require an EIS:
(a) Significant expansion of a military facility or installation.
(b) Construction of facilities that have a significant effect on
wetlands, coastal zones, or other areas of critical environmental
concern.
(c) The disposal of nuclear materials, munitions, explosives,
industrial and military chemicals, and other hazardous or toxic
substances that have the potential to cause significant environmental
impact.
(d) Land acquisition, leasing, or other actions that may lead to
significant changes in land use.
(e) Realignment or stationing of a brigade or larger table of
organization equipment (TOE) unit during peacetime (except where the
only significant impacts are socioeconomic, with no significant
biophysical environmental impact).
(f) Training exercises conducted outside the boundaries of an
existing military reservation where significant environmental damage
might occur.
(g) Major changes in the mission or facilities either affecting
environmentally sensitive resources (see Sec. 651.29(c)) or causing
significant environmental impact (see Sec. 651.39).
Sec. 651.43 Format of the EIS.
The EIS should not exceed 150 pages in length (300 pages for very
complex proposals), and must contain the following (detailed content is
discussed in Appendix E of this part):
(a) Cover sheet.
(b) Summary.
[[Page 416]]
(c) Table of contents.
(d) Purpose of and need for the action.
(e) Alternatives considered, including proposed action and no-action
alternative.
(f) Affected environment (baseline conditions) that may be impacted.
(g) Environmental and socioeconomic consequences.
(h) List of preparers.
(i) Distribution list.
(j) Index.
(k) Appendices (as appropriate).
Sec. 651.44 Incomplete information.
When the proposed action will have significant adverse effects on
the human environment, and there is incomplete or unavailable
information, the proponent will ensure that the EIS addresses the issue
as follows:
(a) If the incomplete information relevant to reasonably foreseeable
significant adverse impacts is essential to a reasoned choice among
alternatives and the overall costs of obtaining it are not exorbitant,
the Army will include the information in the EIS.
(b) If the information relevant to reasonably foreseeable
significant adverse impacts cannot be obtained because the overall costs
of obtaining it are exorbitant or the means to obtain it are not known
(for example, the means for obtaining it are beyond the state of the
art), the proponent will include in the EIS:
(1) A statement that such information is incomplete or unavailable.
(2) A statement of the relevance of the incomplete or unavailable
information to evaluating the reasonably foreseeable significant adverse
impacts on the human environment.
(3) A summary of existing credible scientific evidence that is
relevant to evaluating the reasonably foreseeable significant adverse
impacts on the human environment.
(4) An evaluation of such impacts based upon theoretical approaches
or research methods generally accepted in the scientific community.
Sec. 651.45 Steps in preparing and processing an EIS.
(a) NOI. The NOI initiates the formal scoping process and is
prepared by the proponent.
(1) Prior to preparing an EIS, an NOI will be published in the FR
and in newspapers with appropriate or general circulation in the areas
potentially affected by the proposed action. The OCLL will be notified
by the ARSTAF proponent of pending EISs so that congressional
coordination may be effected. After the NOI is published in the FR,
copies of the notice may also be distributed to agencies, organizations,
and individuals, as the responsible official deems appropriate.
(2) The NOI transmittal package includes the NOI, the press release,
information for Members of Congress, memorandum for correspondents, and
a ``questions and answers'' (Q&A) package. The NOI shall clearly state
the proposed action and alternatives, and state why the action may have
unknown and/or significant environmental impacts.
(3) The proponent forwards the NOI and the transmittal package to
the appropriate HQDA (ARSTAF) proponent for coordination and staffing
prior to publication. The ARSTAF proponent will coordinate the NOI with
HQDA (ODEP), OCLL, TJAG, OGC, OCPA, relevant MACOMs, and others). Only
the Deputy Assistant Secretary of the Army for Environment, Safety, and
Occupational Health (DASA(ESOH)) can authorize release of an NOI to the
FR for publication, unless that authority has been delegated. A cover
letter (similar to Figure 5 in Sec. 651.46) will accompany the NOI. An
example NOI is shown in Figure 6 in Sec. 651.46.
(b) Lead and cooperating agency determination. As soon as possible
after the decision is made to prepare an EIS, the proponent will contact
appropriate federal, tribal, state, and local agencies to identify lead
or cooperating agency responsibilities concerning EIS preparation. At
this point, a public affairs plan must be developed. In the case of
State ARNG actions that have federal funding, the NGB will be the lead
agency for the purpose of federal compliance
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with NEPA. The State may be either a joint lead or a cooperating agency,
as determined by NGB.
(c) Scoping. The proponent will begin the scoping process described
in Sec. 651.48. Portions of the scoping process may take place prior to
publication of the NOI.
(d) DEIS preparation and processing. Prior to publication of a DEIS,
the proponent can prepare a PDEIS, allowing for internal organization
and the resolution of internal Army consideration, prior to a formal
request for comments.
(1) PDEIS. Based on information obtained and decisions made during
the scoping process, the proponent may prepare the PDEIS. To expedite
headquarters review, a summary document is also required to present the
purpose and need for the action, DOPAA, major issues, unresolved issues,
major potential controversies, and required mitigations or monitoring.
This summary will be forwarded, through the chain of command, to ODEP,
the DASA(ESOH), and other interested offices for review and comment. If
requested by these offices, a draft PDEIS can be provided following
review of the summary. The PDEIS is not normally made available to the
public and should be stamped ``For Internal Use Only-Deliberative
Process.''
(2) DEIS. The Army proponent will advise the DEIS preparer of the
number of copies to be forwarded for final HQDA review and those for
filing with the EPA. Distribution may include interested congressional
delegations and committees, governors, national environmental
organizations, the DOD and federal agency headquarters, and other
selected entities. The Army proponent will finalize the FR NOA, the
proposed news release, and the EPA filing letter for signature of the
DASA(ESOH). A revised process summary of the contents (purpose and need
for the action, DOPAA, major issues, unresolved issues, major potential
controversies, and required mitigations or monitoring) will accompany
the DEIS to HQDA for review and comment. If the action has been
delegated by the ASA(I&E), only the process summary is required, unless
the DEIS is requested by HQDA.
(i) When the DEIS has been formally approved, the preparer can
distribute the DEIS to the remainder of the distribution list. The DEIS
must be distributed prior to, or simultaneously with, filing with EPA.
The list includes federal, state, regional, and local agencies, private
citizens, and local organizations. The EPA will publish the NOA in the
FR. The 45-day comment period begins on the date of the EPA notice in
the FR.
(ii) Following approval, the proponent will forward five copies of
the DEIS to EPA for filing and notice in the FR; publication of EPA's
NWR commences the public comment period. The proponent will distribute
the DEIS prior to, or simultaneously with, filing with EPA. Distribution
will include appropriate federal, state, regional, and local agencies;
Native American tribes; and organizations and private citizens who have
expressed interest in the proposed action.
(iii) For proposed actions that are environmentally controversial,
or of national interest, the OCLL shall be notified of the pending
action so that appropriate congressional coordination may be effected.
The OCPA will coordinate public announcements through its chain of
command. Proponents will ensure that the DEIS and subsequent NEPA
documents are provided in electronic format to allow for maximum
information flow throughout the process.
(e) Public review of DEIS. The DEIS public comment period will be no
less than 45 days. If the statement is unusually long, a summary of the
DEIS may be circulated, with an attached list of locations where the
entire DEIS may be reviewed (for example, local public libraries).
Distribution of the complete DEIS should be accompanied by the
announcement of availability in established newspapers of major
circulation, and must include the following:
(1) Any federal agency that has jurisdiction by law or special
expertise with respect to any environmental impact involved and any
appropriate federal, state, or local agency authorized to develop and
enforce environmental standards.
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(2) The applicant, if the proposed action involves any application
of proposal for the use of Army resources.
(3) Any person, organization, or agency requesting the entire DEIS.
(4) Any Indian tribes, Native Alaskan organizations, or Native
Hawaiian organizations potentially impacted by the proposed action.
(5) Chairs/co-chairs of any existing citizen advisory groups (for
example, Restoration Advisory Boards).
(f) Public meetings or hearings. Public meetings or hearings on the
DEIS will be held in accordance with the criteria established in 40 CFR
1506.6(c) and (d) or for any other reason the proponent deems
appropriate. News releases should be prepared and issued to publicize
the meetings or hearings at least 15 days prior to the meeting.
(g) Response to comments. Comments will be incorporated in the DEIS
by modification of the text and/or written explanation. Where possible,
similar comments will be grouped for a common response. The preparer or
a higher authority may make individual response, if considered
desirable.
(h) The FEIS. If the changes to the DEIS are exclusively
clarifications or minor factual corrections, a document consisting of
only the DEIS comments, responses to the comments, and errata sheets may
be prepared and circulated. If such an abbreviated FEIS is anticipated,
the DEIS should contain a statement advising reviewers to keep the
document so they will have a complete set of ``final'' documents. The
final EIS to be filed with EPA will consist of a complete document
containing a new cover sheet, the errata sheets, comments and responses,
and the text of the draft EIS. Coordination, approval, filing, and
public notice of an abbreviated FEIS are the same as for a draft DEIS.
If extensive modifications are warranted, the proponent will prepare a
new, complete FEIS. Preparation, coordination, approval, filing, and
public notice of the FEIS are the same as the process outlined for the
DEIS. The FEIS distribution must include any person, organization, or
agency that submitted substantive comments on the DEIS. One copy
(electronic) of the FEIS will be forwarded to ODEP. The FEIS will
clearly identify the Army's preferred alternative unless prohibited by
law.
(i) Decision. No decision will be made on a proposed action until 30
days after EPA has published the NWR of the FEIS in the FR, or 90 days
after the NWR of the DEIS, whichever is later. EPA publishes NWRs
weekly. Those NWRs ready for EPA by close of business Friday are
published in the next Friday's issue of the FR.
(j) ROD. The ROD documents the decision made and the basis for that
decision.
(1) The proponent will prepare a ROD for the decision maker's
signature, which will:
(i) Clearly state the decision by describing it in sufficient detail
to address the significant issues and ensure necessary long-term
monitoring and execution.
(ii) Identify all alternatives considered by the Army in reaching
its decision, specifying the environmentally preferred alternative(s).
The Army will discuss preferences among alternatives based on relevant
factors including environmental, economic, and technical considerations
and agency statutory missions.
(iii) Identify and discuss all such factors, including any essential
considerations of national policy that were balanced by the Army in
making its decision. Because economic and technical analyses are
balanced with environmental analysis, the agency preferred alternative
will not necessarily be the environmentally preferred alternative.
(iv) Discuss how those considerations entered into the final
decision.
(v) State whether all practicable means to avoid or minimize
environmental harm from the selected alternative have been adopted, and
if not, why they were not.
(vi) Identify or incorporate by reference the mitigation measures
that were incorporated into the decision.
(2) Implementation of the decision may begin immediately after
approval of the ROD.
(3) The proponent will prepare an NOA to be published in the FR by
the HQDA proponent, following congressional notification. Processing and
approval of the NOA is the same as for an NOI.
[[Page 419]]
(4) RODs will be distributed to agencies with authority or oversight
over aspects of the proposal, cooperating agencies, appropriate
congressional, state, and district offices, all parties that are
directly affected, and others upon request.
(5) One electronic copy of the ROD will be forwarded to ODEP.
(6) A monitoring and enforcement program will be adopted and
summarized for any mitigation (see Appendix C of this part).
(k) Pre-decision referrals. 40 CFR part 1504 specifies procedures to
resolve federal agency disagreements on the environmental effects of a
proposed action. Pre-decision referrals apply to interagency
disagreement on a proposed action's potential unsatisfactory effects.
(l) Changes during preparation. If there are substantial changes in
the proposed action, or significant new information relevant to
environmental concerns during the proposed action's planning process,
the proponent will prepare revisions or a supplement to any
environmental document or prepare new documentation as necessary.
(m) Mitigation. All measures planned to minimize or mitigate
expected significant environmental impacts will be identified in the EIS
and the ROD. Implementation of the mitigation plan is the responsibility
of the proponent (see Appendix C of this part). The proponent will make
available to the public, upon request, the status and results of
mitigation measures associated with the proposed action. For weapon
system acquisition programs, the proponent will coordinate with the
appropriate responsible parties before identifying potential mitigations
in the EIS/ROD.
(n) Implementing the decision. The proponent will provide for
monitoring to assure that decisions are carried out, particularly in
controversial cases or environmentally sensitive areas (Appendix C of
this part). Mitigation and other conditions that have been identified in
the EIS, or during its review and comment period, and made part of the
decision (and ROD), will be implemented by the lead agency or other
appropriate consenting agency. The proponent will:
(1) Include appropriate conditions in grants, permits, or other
approvals.
(2) Ensure that the proponent's project budget includes provisions
for mitigations.
(3) Upon request, inform cooperating or commenting agencies on the
progress in carrying out adopted mitigation measures that they have
proposed and that were adopted by the agency making the decision.
(4) Upon request, make the results of relevant monitoring available
to the public and Congress.
(5) Make results of relevant monitoring available to citizens
advisory groups, and others that expressed such interest during the EIS
process.
Sec. 651.46 Existing EISs.
A newly proposed action must be the subject of a separate EIS. The
proponent may extract and revise the existing environmental documents in
such a way as to bring them completely up to date, in light of the new
proposals. Such a revised EIS will be prepared and processed entirely
under the provisions of this part. If an EIS of another agency is
adopted, it must be processed in accordance with 40 CFR 1506.3. Figures
4 through 8 to Subpart F of part 651 follow:
Figures 4 through 8 to Subpart F of Part 651
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Subpart G--Public Involvement and the Scoping Process
Sec. 651.47 Public involvement.
(a) As a matter of Army policy, public involvement is required for
all EISs, and is strongly encouraged for all Army actions, including
EAs. The requirement (40 CFR 1506.6) for public involvement recognizes
that all potentially interested or affected parties will be involved,
when practicable, whenever analyzing environmental considerations. This
requirement can be met at the very beginning of the process by
developing a plan to include all affected parties and implementing the
plan with appropriate adjustments as it proceeds (AR 360-5). The plan
will include the following:
(1) Information dissemination to local and installation communities
through such means as news releases to local media, announcements to
local citizens groups, and Commander's letters at each phase or
milestone (more frequently if needed) of the project. The dissemination
of this information will be based on the needs and desires of the local
communities.
(2) Each phase or milestone (more frequently if needed) of the
project will be coordinated with representatives of local, state,
tribal, and federal government agencies.
(3) Public comments will be invited and two-way communication
channels will be kept open through various means as stated above. These
two-way channels will be dynamic in nature,
[[Page 425]]
and should be updated regularly to reflect the needs of the local
community.
(4) Public affairs officers at all levels will be kept informed.
(b) When an EIS is being prepared, public involvement is a requisite
element of the scoping process (40 CFR 1501.7(a)(1)).
(c) Proponents will invite public involvement in the review and
comment of EAs and draft FNSIs (40 CFR 1506.6).
(d) Persons and agencies to be consulted include the following:
(1) Municipal, township, and county elected and appointed officials.
(2) Tribal, state, county, and local government officials and
administrative personnel whose official duties include responsibility
for activities or components of the affected environment related to the
proposed Army action.
(3) Local and regional administrators of other federal agencies or
commissions that may either control resources potentially affected by
the proposed action (for example, the U.S. Fish and Wildlife Service);
or who may be aware of other actions by different federal agencies whose
effects must be considered with the proposed Army action (for example,
the GSA).
(4) Members of existing citizen advisory groups, such as Restoration
Advisory Boards and Citizen Advisory Commissions.
(5) Members of identifiable population segments within the
potentially affected environments, whether or not they have clearly
identifiable leaders or an established organization, such as farmers and
ranchers, homeowners, small business owners, minority communities and
disadvantaged communities, and tribal governments in accordance with
White House Memorandum on Government to Government Relations with Native
American Tribal Governments (April 29, 1994).
(6) Members and officials of those identifiable interest groups of
local or national scope that may have interest in the environmental
effects of the proposed action or activity (for example, hunters and
fishermen, Izaak Walton League, Sierra Club, and the Audubon Society).
(7) Any person or group that has specifically requested involvement
in the specific action or similar actions.
(e) The public involvement processes and procedures through which
participation may be solicited include the following:
(1) Direct individual contact. Such interaction can identify persons
and their opinions and initial positions, affecting the scope of issues
that the EIS must address. Such limited contact may satisfy public
involvement requirements when the expected significance and controversy
of environmental effects is very limited.
(2) Small workshops or discussion groups.
(3) Larger public gatherings that are held after some formulation of
the potential issues. The public is invited to express its views on the
proposed courses of action. Public suggestions or alternative courses of
action not already identified may be expressed at these gatherings that
need not be formal public hearings.
(4) Identifying and applying other processes and procedures to
accomplish the appropriate level of public involvement.
(f) The meetings described in paragraph (e) of this section should
not be public hearings in the early stages of evaluating a proposed
action. Public hearings do not substitute for the full range of public
involvement procedures under the purposes and intent, as described in
paragraph (e) of this section.
(g) Public surveys or polls may be performed to identify public
opinion of a proposed action, as appropriate (AR 335-15).
Sec. 651.48 Scoping process.
(a) The scoping process (40 CFR 1501.7) is intended to aid in
determining the scope of the analyses and significant issues related to
the proposed action. The process requires appropriate public
participation immediately following publication of the NOI in the FR. It
is important to note that scoping is not synonymous with a public
meeting. The Army policy is that EISs for legislative proposals
significantly affecting the environment will go through scoping unless
extenuating circumstances make it impractical. In
[[Page 426]]
some cases, the scoping process may be useful in the preparation of EAs
and should be employed when it is useful.
(b) The scoping process identifies relevant issues related to a
proposed action through the involvement of all potentially interested or
affected parties (affected federal, state, and local agencies;
recognized Indian tribes; interest groups, and other interested persons)
in the environmental analysis and documentation. This process should:
(1) Eliminate issues from detailed consideration which are not
significant, or which have been covered by prior environmental review;
and
(2) Make the analysis and documentation more efficient by providing
focus to the effort. Proper scoping identifies reasonable alternatives
and the information needed for their evaluation, thereby increasing
public confidence in the Army decisionmaking process.
(c) Proper scoping will reduce both costs and time required for an
EA or EIS. This is done through the documentation of all potential
impacts and the focus of detailed consideration on those aspects of the
action which are potentially significant or controversial. To assist in
this process the Army will use the Environmental Impact Computer System
(EICS) starting in Fiscal Year (FY) 04, as appropriate. This system will
serve to structure all three stages of the scoping process (Sec. 651.49,
651.50, and 651.51) and provide focus on those actions that are
important and of interest to the public. While these discussions focus
on EIS preparation and documents to support that process, the three
phases also apply if scoping is used for an EA. If used in the
preparation of an EA, scoping, and documents to support that process,
can be modified and adopted to ensure efficient public iteration and
input to the decision-making process.
(d) When the planning for a project or action indicates the need for
an EIS, the proponent initiates the scoping process to identify the
range of actions, alternatives, and impacts for consideration in the EIS
(40 CFR 1508.25). The extent of the scoping process (including public
involvement) will depend upon:
(1) The size and type of the proposed action.
(2) Whether the proposed action is of regional or national interest.
(3) Degree of any associated environmental controversy.
(4) Importance of the affected environmental parameters.
(5) Significance of any effects on them.
(6) Extent of prior environmental review.
(7) Involvement of any substantive time limits.
(8) Requirements by other laws for environmental review.
(e) The proponent may incorporate scoping in the public involvement
(or environmental review) process of other requirements, such as an EA.
In such cases, the extent of incorporation is at the discretion of the
proponent, working with the affected Army organization or installation.
Such integration is encouraged.
(f) Scoping procedures fall into preliminary, public interaction,
and final phases. These phases are discussed in Sec. 651.49,
Sec. 651.50, and Sec. 651.51, respectively.
Sec. 651.49 Preliminary phase.
In the preliminary phase, the proponent agency or office identifies,
as early as possible, how it will accomplish scoping and with whose
involvement. Key points will be identified or briefly summarized by the
proponent, as appropriate, in the NOI, which will:
(a) Identify the significant issues to be analyzed in the EIS.
(b) Identify the office or person responsible for matters related to
the scoping process. If they are not the same as the proponent of the
action, that distinction will be made.
(c) Identify the lead and cooperating agency, if already determined
(40 CFR 1501.5 and 1501.6).
(d) Identify the method by which the agency will invite
participation of affected parties, and identify a tentative list of the
affected parties to be notified. A key part of this preliminary
identification is to solicit input regarding other parties who would be
interested in the proposed project or affected by it.
[[Page 427]]
(e) Identify the proposed method for accomplishing the scoping
procedure.
(f) Indicate the relationship between the timing of the preparation
of environmental analyses and the tentative planning and decisionmaking
schedule including:
(1) The scoping process itself.
(2) Collection or analysis of environmental data, including required
studies.
(3) Preparation of draft and final EISs (DEISs and FEISs), and
associated review periods.
(4) Filing of the ROD.
(5) Taking the action.
(6) For a programmatic EIS, preparation of a general expected
schedule for future specific implementing (tiered) actions that will
involve separate environmental analysis.
(g) If applicable, identify the extent to which the EIS preparation
process is exempt from any of the normal procedural requirements of this
part, including scoping.
Sec. 651.50 Public interaction phase.
(a) During this portion of the process, the proponent will invite
comments from all affected parties and respondents to the NOI to assist
in developing issues for detailed discussion in the EIS. Assistance in
identifying possible participants is available from the ODEP.
(b) In addition to the affected parties identified in paragraph (a)
of this section, participants should include the following:
(1) Technical representatives of the proponent. Such persons must be
able to describe the technical aspects of the proposed action and
alternatives to other participants.
(2) One or more representatives of any Army-contracted consulting
firm, if one has been retained to participate in writing the EIS or
providing reports that the Army will use to create substantial portions
of the EIS.
(3) Experts in various environmental disciplines, in any technical
area where foreseen impacts are not already represented among the other
scoping participants.
(c) In all cases, the participants will be provided with information
developed during the preliminary phase and with as much of the following
information that may be available:
(1) A brief description of the environment at the affected location.
When descriptions for a specific location are not available, general
descriptions of the probable environmental effects will be provided.
This will also address the extent to which the environment has been
modified or affected in the past.
(2) A description of the proposed alternatives. The description will
be sufficiently detailed to enable evaluation of the range of impacts
that may be caused by the proposed action and alternatives. The amount
of detail that is sufficient will depend on the stage of the development
of the proposal, its magnitude, and its similarity to other actions with
which participants may be familiar.
(3) A tentative identification of ``any public environmental
assessments and other environmental impact statements that are being or
will be prepared that are related to but are not part of the scope of
the impact statement under consideration'' (40 CFR 1501.7(a)(5)).
(4) Any additional scoping issues or limitations on the EIS, if not
already described during the preliminary phase.
(d) The public involvement should begin with the NOI to publish an
EIS. The NOI may indicate when and where a scoping meeting will take
place and who to contact to receive preliminary information. The scoping
meeting is an informal public meeting, and initiates a continuous
scoping process, allowing the Army to scope the action and the impacts
of alternatives. It is a working session where the gathering and
evaluation of information relating to potential environmental impacts
can be initiated.
(e) Starting with this information (paragraph (d) of this section),
the person conducting the scoping process will use input from any of the
involved or affected parties. This will aid in developing the
conclusions. The proponent determines the final scope of the EIS. If the
proponent chooses not to require detailed treatment of significant
issues or factors in the EIS, in spite of relevant technical or
scientific objections by any participant, the proponent will
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clearly identify (in the environmental consequences section of the EIS)
the criteria that were used to eliminate such factors.
Sec. 651.51 The final phase.
(a) The initial scope of the DEIS is determined by the proponent
during and after the public interaction phase of the process. Detailed
analysis should focus on significant issues (40 CFR 1501.7(a)(2)). To
determine the appropriate scope, the proponent must consider three
categories of actions, alternatives, and impacts.
(1) The three categories of actions (other than unconnected single
actions) are as follows:
(i) Connected actions are those that are closely related and should
be discussed in the same impact statement. Actions are connected if they
automatically trigger other actions that may require EISs, cannot or
will not proceed unless other actions are previously or simultaneously
taken, are interdependent parts of a larger action, and depend on the
larger action for their justification.
(ii) Cumulative actions are those that, when viewed with other past
and proposed actions, have cumulatively significant impacts and should
be discussed in the same impact statement.
(iii) Similar actions are those that have similarities which provide
a basis for evaluating their environmental consequences together, such
as common timing or geography, and may be analyzed in the EIS. Agencies
should do so when the best way to assess such actions is to treat them
in a single EIS.
(2) The three categories of alternatives are as follows:
(i) No action.
(ii) Other reasonable courses of action.
(iii) Mitigation measures (not in the proposed action).
(3) The three categories of impacts are as follows:
(i) Direct.
(ii) Indirect.
(iii) Cumulative.
(4) The proponent can also identify any public EAs and EISs,
prepared by the Army or another federal agency, related to, but not part
of, the EIS under consideration (40 CFR 1501.7(a)(5)). Assignments for
the preparation of the EIS among the lead and any cooperating agencies
can be identified, with the lead agency retaining responsibility for the
statement (40 CFR 1501.7(a)(4)); along with the identification of any
other environmental review and consultation requirements so the lead and
cooperating agencies may prepare other required analyses and studies
concurrently with the EIS (40 CFR 1501.7(a)(6)).
(b) The identification and elimination of issues that are
insignificant, non-controversial, or covered by prior environmental
review can narrow the analysis to remaining issues and their
significance through reference to their coverage elsewhere (40 CFR
1501.7(a)(3)).
(c) As part of the scoping process, the lead agency may:
(1) Set time limits, as provided in Sec. 651.14(b), if they were not
already indicated in the preliminary phase.
(2) Prescribe overall page limits for the EIS in accordance with the
CEQ regulations that emphasize conciseness.
(d) All determinations reached by the proponent during the scoping
process will be clearly conveyed to the preparers of the EIS in a Scope
of Statement. The Scope of Statement will be made available to
participants in the scoping process and to other interested parties upon
request. Any scientific or technical conflicts that arise between the
proponent and scoping participants, cooperating agencies, other federal
agencies, or preparers will be identified during the scoping process and
resolved or discussed by the proponent in the DEIS.
Sec. 651.52 Aids to information gathering.
The proponent may use or develop graphic or other innovative methods
to aid information gathering, presentation, and transfer during the
three scoping phases. These include methods for presenting preliminary
information to scoping participants, obtaining and consolidating input
from participants, and organizing determinations on scope for use during
preparation of the DEIS. The use of the World Wide Web
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(WWW) for these purposes is encouraged. Suggested uses include the
implementation of a continuous scoping process, facilitating ``virtual''
public participation, as well as the dissemination of analyses and
information as they evolve.
Sec. 651.53 Modifications of the scoping process.
(a) If a lengthy period exists between a decision to prepare an EIS
and the time of preparation, the proponent will initiate the NOI at a
reasonable time in advance of preparation of the DEIS. The NOI will
state any tentative conclusions regarding the scope of the EIS made
prior to publication of the NOI. Reasonable time for public
participation will be allowed before the proponent makes any final
decisions or commitments on the EIS.
(b) The proponent of a proposed action may use scoping during
preparation of environmental review documents other than an EIS, if
desired. In such cases, the proponent may use these procedures or may
develop modified procedures, as needed.
Subpart H--Environmental Effects of Major Army Action Abroad
Sec. 651.54 Introduction.
(a) Protection of the environment is an Army priority, no matter
where the Army actions are undertaken. The Army is committed to pursuing
an active role in addressing environmental quality issues in Army
relations with neighboring communities and assuring that consideration
of the environment is an integral part of all decisions. This section
assigns responsibilities for review of environmental effects abroad of
major Army actions, as required by Executive Order 12114, Environmental
Effects Abroad of Major Federal Actions, dated January 4, 1979, 3 CFR,
1979 Comp.,p.356. This section applies to HQDA and Army agencies'
actions that would significantly affect the quality of the human
environment outside the United States.
(b) Executive Order 12114 and DODD 6050.7, Environmental Effects
Abroad of Major Department of Defense Actions (planned currently to be
replaced by a DODI, Analyzing Defense Actions With the Potential for
Significant Impacts Outside the United States) provide guidance for
analyzing the environmental impacts of Army actions abroad and in the
global commons. Army components will, consistent with diplomatic factors
(including applicable Status of Forces Agreements (SOFAs) and stationing
agreements), national security considerations, and difficulties of
obtaining information, document the review of potential environmental
impacts of Army actions abroad and in the global commons as set forth in
DODD 6050.7 (or DODI upon publication). The analysis and documentation
of potential environmental impacts of Army actions abroad and in the
global commons should, to the maximum extent possible, be incorporated
into existing decision-making processes; planning for military
exercises, training plans, and military operations.
Sec. 651.55 Categorical exclusions.
The list of CXs in Appendix B of this part may be used in reviewing
potential environmental impacts of major actions abroad and in the
global commons, in accordance with DODD 6050.7 (or DODI upon
publication) and Executive Order 12114, section 2-5(c).
Sec. 651.56 Responsibilities.
(a) The ASA(I&E) will:
(1) Serve as the Secretary of the Army's responsible official for
environmental matters abroad.
(2) Maintain liaison with the DUSD(IE) on matters concerning
Executive Order 12114, DODD 6050.7, and this part.
(3) Coordinate actions with other Secretariat offices as
appropriate.
(b) The DEP will:
(1) Serve as ARSTAF proponent for implementation of Executive Order
12114, DODD 6050.7, and this part.
(2) Apply this part when planning and executing overseas actions,
where appropriate in light of applicable statutes and SOFAs.
(c) The DCSOPS will:
(1) Serve as the focal point on the ARSTAF for integrating
environmental considerations required by Executive Order 12114 into Army
plans and activities. Emphasis will be placed
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on those actions reasonably expected to have widespread, long-term, and
severe impacts on the global commons or the territories of foreign
nations.
(2) Consult with the Office of Foreign Military Rights Affairs of
the Assistant Secretary of Defense (International Security Affairs)
(ASD(ISA)) on significant or sensitive actions affecting relations with
another nation.
(d) TJAG, in coordination with the OGC, will provide advice and
assistance concerning the requirements of Executive Order 12114 and DODD
6050.7.
(e) The Chief of Public Affairs will provide advice and assistance
on public affairs as necessary.
Appendix A to Part 651--References
Military publications and forms are accessible from a variety of
sources through the use of electronic media or paper products. In most
cases, electronic publications and forms that are associated with
military organizations can be accessed at various address or web sites
on the Internet. Since electronic addresses can frequently change, or
similar web links can also be modified at several locations on the
Internet, it's advisable to access those sites using a search engine
that is most accommodative, yet beneficial to the user. Additionally, in
an effort to facilitate the public right to information, certain
publications can also be purchased through the National Technical
Information Service (NTIS). Persons interested in obtaining certain
types of publications can write to the National Technical Information
Service, 5285 Port Royal Road, Springfield, VA 22161.
Section I--Required Publications
AR 360-5
Army Public Affairs, Public Information.
Section II--Related Publications
A related publication is merely a source of additional information.
The user does not have to read it to understand this part.
AR 5-10
Reduction and Realignment Actions.
AR 11-27
Army Energy Program.
AR 95-50
Airspace and Special Military Operation Requirements.
AR 140-475
Real Estate Selection and Acquisition: Procedures and Criteria.
AR 200-1
Environmental Protection and Enhancement.
AR 200-3
Natural Resources--Land, Forest, and Wildlife Management.
AR 200-4
Cultural Resources Management.
AR 210-10
Administration.
AR 210-20
Master Planning for Army Installations.
AR 335-15
Management Information Control System.
AR 380-5
Department of the Army Information Security Program.
AR 385-10
Army Safety Program.
AR 530-1
Operations Security (OPSEC).
DA PAM 70-3
Army Acquisition Procedures.
Defense Acquisition Deskbook
An electronic knowledge presentation system available through the
Deputy Under Secretary of Defense (Acquisition Reform) and the Office of
the Under Secretary of Defense (Acquisition and Technology).
DOD 5000.2-R
Mandatory Procedures for Major Defense Acquisition Programs and
Major Automated Information Systems.
DODD 4100.15
Commercial Activities Program.
DODD 4700.4
Natural Resources Management Program, Integrated Natural Resources
Management Plan (INRMP), Integrated Cultural Resources Management Plan
(ICRMP).
DODD 6050.7
Environmental Effects Abroad of Major Department of Defense Actions.
DODI 4715.9
Environmental Planning and Analysis
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Executive Order 11988
Floodplain Management, 3 CFR, 1977 Comp., p. 117
Executive Order 11990
Protection of Wetlands, 3 CFR, 1977 Comp., p. 121.
Executive Order 12114
Environmental Effects Abroad of Major Federal Actions, 3 CFR, 1979
comp., p. 356.
Executive Order 12778
Civil Justice Reform, 3 CFR, 1991 Comp., p. 359.
Executive Order 12856
Federal Compliance with Right-to-Know Laws and Pollution Prevention
Requirements, 3 CFR, 1993 Comp., p. 616.
Executive Order 12861
Elimination of One-Half of Executive Branch Internal Regulations, 3
CFR, 1993 Comp., p. 630.
Executive Order 12866
Regulatory Planning and Review, 3 CFR, 1993 Comp., p. 638.
Executive Order 12898
Federal Actions to Address Environmental Justice in Minority and
Low-Income Populations, 3 CFR, 1994 Comp., p. 859.
Executive Order 13007
Indian Sacred Sites, 3 CFR, 1996 Comp., p. 196.
Executive Order 13045
Protection of Children from Environmental Health Risks and Safety
Risks, 3 CFR, 1997 Comp., p. 198.
Executive Order 13061
Federal Support of Community Efforts Along American Heritage Rivers,
3 CFR, 1997 Comp., p. 221.
Executive Order 13083
Federalism, 3 CFR, 1998 Comp., p. 146.
Public Laws: American Indian Religious Freedom Act.
42 U.S.C. 1996.
Clean Air Act
As amended (42 U.S.C. 7401, et seq.).
Clean Water Act of 1977
Public Law 95-217, 91 Stat. 1566 and Public Law 96-148, Sec. 1(a)-
(c), 93 Stat. 1088.
Comprehensive Environmental Response, Compensation, and Liability
Act of 1980.
As amended (CERCLA, Superfund) (42 U.S.C. 9601 et seq.) Endangered
Species Act of 1973.
Public Law 93-205, 87 Stat. 884.
Fish and Wildlife Coordination Act
Public Law 85-624, Sec. 2, 72 Stat. 563 and Public Law 89-72, Sec.
6(b), 79 Stat. 216.
National Environmental Policy Act of 1969
Public Law 91-190, 83 Stat. 852.
National Historic Preservation Act
Public Law 89-665, 80 Stat. 915.
Native American Graves Protection and Repatriation Act
Public Law 101-601, 104 Stat. 3048.
Pollution Prevention Act of 1990
Public Law 101-508, Title VI, Subtitle G, 104 Stat. 13880-321.
Resource Conservation and Recovery Act of 1976
Public Law 94-580, 90 Stat. 2795.
Sikes Act
Public Law 86-797, 74 Stat. 1052.
Note. The following CFRs may be found in your legal office or law
library. Copies may be purchased from the Superintendent of Documents,
Government Printing Office, Washington, DC 20401.
36 CFR Part 800
Advisory Council on Historic Preservation.
40 CFR Parts 1500--1508
Council on Environmental Quality.
Section III--Prescribed Forms
This section contains no entries.
Section IV--Referenced Forms
DA Form 2028
Recommended Changes to Publications and Blank Forms.
DD Form 1391
Military Construction Project Data.
Appendix B to Part 651--Categorical Exclusions
Section I--Screening Criteria
Before any CXs can be used, Screening Criteria as referenced in
Sec. 651.29 must be met.
Section II--List of CXs
(a) For convenience only, the CXs are grouped under common types of
activities
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(for example, administration/ operation, construction/demolition, and
repair and maintenance). Certain CXs require a REC, which will be
completed and signed by the proponent. Concurrence on the use of a CX is
required from the appropriate environmental officer (EO), and that
signature is required on the REC. The list of CXs is subject to
continual review and modification. Requests for additions or changes to
the CXs (along with justification) should be sent, through channels, to
the ASA (I&E). Subordinate Army headquarters may not modify the CX list
through supplements to this part. Proposed modifications to the list of
CXs will be published in the FR by HQDA, to provide opportunity for
public comment.
(b) Administration/operation activities:
(1) Routine law and order activities performed by military/military
police and physical plant protection and security personnel, and
civilian natural resources and environmental law officers.
(2) Emergency or disaster assistance provided to federal, state, or
local entities (REC required).
(3) Preparation of regulations, procedures, manuals, and other
guidance documents that implement, without substantive change, the
applicable HQDA or other federal agency regulations, procedures,
manuals, and other guidance documents that have been environmentally
evaluated (subject to previous NEPA review).
(4) Proposed activities and operations to be conducted in an
existing non-historic structure which are within the scope and
compatibility of the present functional use of the building, will not
result in a substantial increase in waste discharged to the environment,
will not result in substantially different waste discharges from current
or previous activities, and emissions will remain within established
permit limits, if any (REC required).
(5) Normal personnel, fiscal, and administrative activities
involving military and civilian personnel (recruiting, processing,
paying, and records keeping).
(6) Routinely conducted recreation and welfare activities not
involving off-road recreational vehicles.
(7) Deployment of military units on a temporary duty (TDY) or
training basis where existing facilities are used for their intended
purposes consistent with the scope and size of existing mission.
(8) Preparation of administrative or personnel-related studies,
reports, or investigations.
(9) Approval of asbestos or lead-based paint management plans
drafted in accordance with applicable laws and regulations (REC
required).
(10) Non-construction activities in support of other agencies/
organizations involving community participation projects and law
enforcement activities.
(11) Ceremonies, funerals, and concerts. This includes events such
as state funerals, to include flyovers.
(12) Reductions and realignments of civilian and/or military
personnel that: fall below the thresholds for reportable actions as
prescribed by statute (10 U.S.C. 2687) and do not involve related
activities such as construction, renovation, or demolition activities
that would otherwise require an EA or an EIS to implement (REC
required). This includes reorganizations and reassignments with no
changes in force structure, unit redesignations, and routine
administrative reorganizations and consolidations (REC required).
(13) Actions affecting Army property that fall under another federal
agency's list of categorical exclusions when the other federal agency is
the lead agency (decision maker), or joint actions on another federal
agency's property that fall under that agency's list of categorical
exclusions (REC required).
(14) Relocation of personnel into existing federally-owned (or
state-owned in the case of ARNG) or commercially-leased space, which
does not involve a substantial change in the supporting infrastructure
(for example, an increase in vehicular traffic beyond the capacity of
the supporting road network to accommodate such an increase is an
example of substantial change) (REC required).
(c) Construction and demolition:
(1) Construction of an addition to an existing structure or new
construction on a previously undisturbed site if the area to be
disturbed has no more than 5.0 cumulative acres of new surface
disturbance. This does not include construction of facilities for the
transportation, distribution, use, storage, treatment, and disposal of
solid waste, medical waste, and hazardous waste (REC required).
(2) Demolition of non-historic buildings, structures, or other
improvements and disposal of debris therefrom, or removal of a part
thereof for disposal, in accordance with applicable regulations,
including those regulations applying to removal of asbestos,
polychlorinated biphenyls (PCBs), lead-based paint, and other special
hazard items (REC required).
(3) Road or trail construction and repair on existing rights-of-ways
or on previously disturbed areas.
(d) Cultural and natural resource management activities:
(1) Land regeneration activities using only native trees and
vegetation, including site preparation. This does not include forestry
operations (REC required).
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(2) Routine maintenance of streams and ditches or other rainwater
conveyance structures (in accordance with USACE permit authority under
Section 404 of the Clean Water Act and applicable state and local
permits), and erosion control and stormwater control structures (REC
required).
(3) Implementation of hunting and fishing policies or regulations
that are consistent with state and local regulations.
(4) Studies, data collection, monitoring and information gathering
that do not involve major surface disturbance. Examples include
topographic surveys, bird counts, wetland mapping, and other resources
inventories (REC required).
(5) Maintenance of archaeological, historical, and endangered/
threatened species avoidance markers, fencing, and signs.
(e) Procurement and contract activities:
(1) Routine procurement of goods and services (complying with
applicable procedures for sustainable or ``green'' procurement) to
support operations and infrastructure, including routine utility
services and contracts.
(2) Acquisition, installation, and operation of utility and
communication systems, mobile antennas, data processing cable and
similar electronic equipment that use existing right-of-way, easement,
distribution systems, and/or facilities (REC required).
(3) Conversion of commercial activities under the provisions of AR
5-20. This includes only those actions that do not change the actions or
the missions of the organization or alter the existing land-use
patterns.
(4) Modification, product improvement, or configuration engineering
design change to materiel, structure, or item that does not change the
original impact of the materiel, structure, or item on the environment
(REC required).
(5) Procurement, testing, use, and/or conversion of a commercially
available product (for example, forklift, generator, chain saw, etc.)
which does not meet the definition of a weapon system (Title 10, U.S.C.,
Section 2403. ``Major weapon systems: Contractor guarantees''), and does
not result in any unusual disposal requirements.
(6) Acquisition or contracting for spares and spare parts,
consistent with the approved Technical Data Package (TDP).
(7) Modification and adaptation of commercially available items and
products for military application (for example, sportsman's products and
wear such as holsters, shotguns, sidearms, protective shields, etc.), as
long as modifications do not alter the normal impact to the environment
(REC required).
(8) Adaptation of non-lethal munitions and restraints from law
enforcement suppliers and industry (such as rubber bullets, stun
grenades, smoke bombs, etc.) for military police and crowd control
activities where there is no change from the original product design and
there are no unusual disposal requirements. The development and use by
the military of non-lethal munitions and restraints which are similar to
those used by local police forces and in which there are no unusual
disposal requirements (REC required).
(f) Real estate activities:
(1) Grants or acquisitions of leases, licenses, easements, and
permits for use of real property or facilities in which there is no
significant change in land or facility use. Examples include, but are
not limited to, Army controlled property and Army leases of civilian
property to include leases of training, administrative, general use,
special purpose, or warehouse space (REC required).
(2) Disposal of excess easement areas to the underlying fee owner
(REC required).
(3) Transfer of real property administrative control within the
Army, to another military department, or to other federal agency,
including the return of public domain lands to the Department of
Interior, and reporting of property as excess and surplus to the GSA for
disposal (REC required).
(4) Transfer of active installation utilities to a commercial or
governmental utility provider, except for those systems on property that
has been declared excess and proposed for disposal (REC required).
(5) Acquisition of real property (including facilities) where the
land use will not change substantially or where the land acquired will
not exceed 40 acres and the use will be similar to current or ongoing
Army activities on adjacent land (REC required).
(6) Disposal of real property (including facilities) by the Army
where the reasonably foreseeable use will not change significantly (REC
required).
(g) Repair and maintenance activities:
(1) Routine repair and maintenance of buildings, airfields, grounds,
equipment, and other facilities. Examples include, but are not limited
to: Removal and disposal of asbestos-containing material (for example,
roof material and floor tile) or lead-based paint in accordance with
applicable regulations; removal of dead, diseased, or damaged trees; and
repair of roofs, doors, windows, or fixtures (REC required for removal
and disposal of asbestos-containing material and lead-based paint or
work on historic structures).
(2) Routine repairs and maintenance of roads, trails, and
firebreaks. Examples include, but are not limited to: grading and
clearing the roadside of brush with or without the use of herbicides;
resurfacing a road to its original conditions; pruning vegetation,
removal of dead, diseased, or damaged trees and cleaning culverts; and
minor soil stabilization activities.
(3) Routine repair and maintenance of equipment and vehicles (for
example, autos,
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tractors, lawn equipment, military vehicles, etc.) which is
substantially the same as that routinely performed by private sector
owners and operators of similar equipment and vehicles. This does not
include depot maintenance of unique military equipment.
(h) Hazardous materials/hazardous waste management and operations:
(1) Use of gauging devices, analytical instruments, and other
devices containing sealed radiological sources; use of industrial
radiography; use of radioactive material in medical and veterinary
practices; possession of radioactive material incident to performing
services such as installation, maintenance, leak tests, and calibration;
use of uranium as shielding material in containers or devices; and
radioactive tracers (REC required).
(2) Immediate responses in accordance with emergency response plans
(for example, Spill Prevention Control and Countermeasure Plan (SPCCP)/
Installation Spill Contingency Plan (ISCP), and Chemical Accident and
Incident Response Plan) for release or discharge of oil or hazardous
materials/substances; or emergency actions taken by Explosive Ordnance
Demolition (EOD) detachment or Technical Escort Unit.
(3) Sampling, surveying, well drilling and installation, analytical
testing, site preparation, and intrusive testing to determine if
hazardous wastes, contaminants, pollutants, or special hazards (for
example, asbestos, PCBs, lead-based paint, or unexploded ordnance) are
present (REC required).
(4) Routine management, to include transportation, distribution,
use, storage, treatment, and disposal of solid waste, medical waste,
radiological and special hazards (for example, asbestos, PCBs, lead-
based paint, or unexploded ordnance), and/or hazardous waste that
complies with EPA, Army, or other regulatory agency requirements. This
CX is not applicable to new construction of facilities for such
management purposes.
(5) Research, testing, and operations conducted at existing enclosed
facilities consistent with previously established safety levels and in
compliance with applicable federal, state, and local standards. For
facilities without existing NEPA analysis, including contractor-operated
facilities, if the operation will substantially increase the extent of
potential environmental impacts or is controversial, an EA (and possibly
an EIS) is required.
(6) Reutilization, marketing, distribution, donation, and resale of
items, equipment, or materiel; normal transfer of items to the Defense
Logistics Agency. Items, equipment, or materiel that have been
contaminated with hazardous materials or wastes will be adequately
cleaned and will conform to the applicable regulatory agency's
requirements.
(i) Training and testing:
(1) Simulated war games (classroom setting) and on-post tactical and
logistical exercises involving units of battalion size or smaller, and
where tracked vehicles will not be used (REC required to demonstrate
coordination with installation range control and environmental office).
(2) Training entirely of an administrative or classroom nature.
(3) Intermittent on-post training activities (or off-post training
covered by an ARNG land use agreement) that involve no live fire or
vehicles off established roads or trails. Uses include, but are not
limited to, land navigation, physical training, Federal Aviation
Administration (FAA) approved aerial overflights, and small unit level
training.
(j) Aircraft and airfield activities:
(1) Infrequent, temporary (less than 30 days) increases in air
operations up to 50 percent of the typical installation aircraft
operation rate (REC required).
(2) Flying activities in compliance with Federal Aviation
Administration Regulations and in accordance with normal flight patterns
and elevations for that facility, where the flight patterns/elevations
have been addressed in an installation master plan or other planning
document that has been subject to NEPA public review.
(3) Installation, repair, or upgrade of airfield equipment (for
example, runway visual range equipment, visual approach slope
indicators).
(4) Army participation in established air shows sponsored or
conducted by non-Army entities on other than Army property.
Appendix C to Part 651--Mitigation and Monitoring
(a) The CEQ regulations (40 CFR parts 1500-1508) recognize the
following five means of mitigating an environmental impact. These five
approaches to mitigation are presented in order of desirability.
(1) Avoiding the impact altogether by not taking a certain action or
parts of an action. This method avoids environmental impact by
eliminating certain activities in certain areas. As an example, the
Army's Integrated Training Area Management (ITAM) program accounts for
training requirements and activities while considering natural and
cultural resource conditions on ranges and training land. This program
allows informed management decisions associated with the use of these
lands, and has mitigated potential impacts by limiting activities to
areas that are compatible with Army training needs. Sensitive habitats
and other resources are thus protected, while the mission requirements
are still met.
(2) Minimizing impacts by limiting the degree or magnitude of the
action and its implementation. Limiting the degree or magnitude of the
action can reduce the extent of
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an impact. For example, changing the firing time or the number of rounds
fired on artillery ranges will reduce the noise impact on nearby
residents. Using the previous ITAM example, the conditions of ranges can
be monitored, and, when the conditions on the land warrant, the
intensity or magnitude of the training on that parcel can be modified
through a variety of decisions.
(3) Rectifying the impact by repairing, rehabilitating, or restoring
the effect on the environment. This method restores the environment to
its previous condition or better. Movement of troops and vehicles across
vegetated areas often destroys vegetation. Either reseeding or
replanting the areas with native plants after the exercise can mitigate
this impact.
(4) Reducing or eliminating the impact over time by preservation and
maintenance operations during the life of the action. This method
designs the action so as to reduce adverse environmental effects.
Examples include maintaining erosion control structures, using air
pollution control devices, and encouraging car pools in order to reduce
transportation effects such as air pollution, energy consumption, and
traffic congestion.
(5) Compensating for the impact by replacing or providing substitute
resources or environments (40 CFR 1508.20). This method replaces the
resource or environment that will be impacted by the action. Replacement
can occur in-kind or otherwise; for example, deer habitat in the project
area can be replaced with deer habitat in another area; an in-kind
replacement at a different location. This replacement can occur either
on the impact site or at another location. This type of mitigation is
often used in water resources projects.
(b) The identification and evaluation of mitigations involves the
use of experts familiar with the predicted environmental impacts. Many
potential sources of information are available for assistance. These
include sources within the Army such as the USACHPPM, the USAEC, the
MACOM environmental office, the ODEP, COE research laboratories, COE
districts and divisions, and DoD Regional Support Centers. State
agencies are another potential source of information, and the
appropriate POC within these agencies may be obtained from the
installation environmental office. Local interest groups may also be
able to help identify potential mitigation measures. Other suggested
sources of assistance include:
(1) Aesthetics:
(i) Installation Landscape Architect.
(ii) COE District Landscape Architects.
(2) Air Quality:
(i) Installation Environmental Specialist.
(ii) Installation Preventive Medicine Officer.
(3) Airspace:
(i) Installation Air Traffic and Airspace Officers.
(ii) DA Regional Representative to the FAA.
(iii) DA Aeronautical Services.
(iv) Military Airspace Management System Office.
(v) Installation Range Control Officer.
(4) Earth Science:
(i) Installation Environmental Specialist.
(ii) USACE District Geotechnical Staff.
(5) Ecology:
(i) Installation Environmental Specialist.
(ii) Installation Wildlife Officer.
(iii) Installation Forester.
(iv) Installation Natural Resource Committee.
(v) USACE District Environmental Staff.
(6) Energy/Resource Conservation: Installation Environmental
Specialist.
(7) Health and Safety:
(i) Installation Preventive Medicine Officer.
(ii) Installation Safety Officer.
(iii) Installation Hospital.
(iv) Installation Mental Hygiene or Psychiatry Officer.
(v) Chaplain's Office.
(8) Historic/Archaeological Resources:
(i) Installation Environmental Specialist.
(ii) Installation Historian or Architect.
(iii) USACE District Archaeologist.
(9) Land Use Impacts: (i) Installation Master Planner.
(ii) USACE District Community Planners.
(10) Socioeconomics:
(i) Personnel Office.
(ii) Public Information Officer.
(iii) USACE District Economic Planning Staff.
(11) Water Quality:
(i) Installation Environmental Specialist.
(ii) Installation Preventive Medicine Officer.
(iii) USACE District Environmental Staff.
(12) Noise:
(i) Preventive Medicine Officer.
(ii) Directorate of Public Works.
(iii) Installation Master Planner.
(13) Training Impacts:
Installation Director of Plans, Training, and Mobilization
(c) Several different mitigation techniques have been used on
military installations for a number of years. The following examples
illustrate the variety of possible measures:
(1) There are maneuver restrictions in areas used extensively for
tracked vehicle training. These restrictions are not designed to
infringe on the military mission, but rather to reduce the amount of
damage to the training area.
(2) Aerial seeding has been done on some installations to reduce
erosion problems.
(3) Changing the time and/or frequency of operations has been used.
This may involve changing the season of the year, the time of
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day, or even day of the week for various activities. These changes avoid
noise impacts as well as aesthetic, transportation, and some ecological
problems.
(4) Reducing the effects of construction has involved using
techniques that keep heavy equipment away from protected trees and
quickly re-seeding areas after construction.
(d) Monitoring and enforcement programs are applicable (40 CFR
1505.2(c)) and the specific adopted action is an important case (40 CFR
1505.3) if:
(1) There is a change in environmental conditions or project
activities that were assumed in the EIS, such that original predictions
of the extent of adverse environmental impacts may be too limited.
(2) The outcome of the mitigation measure is uncertain, such as in
the case of the application of new technology.
(3) Major environmental controversy remains associated with the
selected alternative.
(4) Failure of a mitigation measure, or other unforeseen
circumstances, could result in serious harm to federal-or state-listed
endangered or threatened species; important historic or archaeological
sites that are either on, or meet eligibility requirements for
nomination to the National Register of Historic Places; wilderness
areas, wild and scenic rivers, or other public or private protected
resources. Evaluation and determination of what constitutes serious harm
must be made in coordination with the appropriate federal, state, or
local agency responsible for each particular program.
(e) Five basic considerations affect the establishment of monitoring
programs:
(1) Legal requirements. Permits for some actions will require that a
monitoring system be established (for example, dredge and fill permits
from the USACE). These permits will generally require both enforcement
and effectiveness monitoring programs.
(2) Protected resources. These include federal-or state-listed
endangered or threatened species, important historic or archaeological
sites (whether or not these are listed or eligible for listing on the
National Register of Historic Places), wilderness areas, wild and scenic
rivers, and other public or private protected resources. Private
protected resources include areas such as Audubon Society Refuges,
Nature Conservancy lands, or any other land that would be protected by
law if it were under government ownership, but is privately owned. If
any of these resources are affected, an effectiveness and enforcement-
monitoring program must be undertaken in conjunction with the federal,
state, or local agency that manages the type of resource.
(3) Major environmental controversy. If a controversy remains
regarding the effect of an action or the effectiveness of a mitigation,
an enforcement and effectiveness monitoring program must be undertaken.
Controversy includes not only scientific disagreement about the
mitigation's effectiveness, but also public interest or debate.
(4) Mitigation outcome. The probability of the mitigation's success
must be carefully considered. The proponent must know if the mitigation
has been successful elsewhere. The validity of the outcome should be
confirmed by expert opinion. However, the proponent should note that a
certain technique, such as artificial seeding with the natural
vegetation, which may have worked successfully in one area, may not work
in another.
(5) Changed conditions. The final consideration is whether any
condition, such as the environmental setting, has changed (for example,
a change in local land use around the area, or a change in project
activities, such as increased amount of acreage being used or an
increased movement of troops). Such changes will require preparation of
a supplemental document (see Secs. 651.5(g) and 651.24) and additional
monitoring. If none of these conditions are met (that is, requirement by
law, protected resources, no major controversy is involved,
effectiveness of the mitigation is known, and the environmental or
project conditions have not changed), then only an enforcement
monitoring program is needed. Otherwise, both an enforcement and
effectiveness monitoring program will be required.
(f) Enforcement monitoring program. The development of an
enforcement monitoring program is governed by who will actually perform
the mitigation; a contractor, a cooperating agency, or an in-house
(Army) lead agency. The lead agency is ultimately responsible for
performing any mitigation activities.
(1) Contract performance. Several provisions must be made in work to
be performed by contract. The lead agency must ensure that contract
provisions include the performance of the mitigation activity and that
penalty clauses are written into the contracts. It must provide for
timely inspection of the mitigation measures and is responsible for
enforcing all contract provision.
(2) Cooperating agency performance. The lead agency must ensure
that, if a cooperating agency performs the work, it understands its role
in the mitigation. The lead agency must determine and agree upon how the
mitigation measures will be funded. It must also ensure that any
necessary formal paperwork such as cooperating agreements is complete.
(3) Lead agency performance. If the lead agency performs the
mitigation, the proponent must ensure that needed tasks are performed,
provide appropriate funding in the project budget, arrange for necessary
manpower allocations, and make any necessary changes in the agency
(installation) regulations (such as environmental or range regulations).
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(g) Effectiveness monitoring. Effectiveness monitoring is often
difficult to establish. The first step is to determine what must be
monitored, based on criteria discussed during the establishment of the
system; for example, the legal requirements, protected resources, area
of controversy, known effectiveness, or changed conditions. Initially,
this can be a very broad statement, such as reduction of impacts on a
particular stream by a combination of replanting, erosion control
devices, and range regulations. The next step is finding the expertise
necessary to establish the monitoring system. The expertise may be
available on-post or may be obtained from an outside source. After a
source of expertise is located, the program can be established using the
following criteria:
(1) Any technical parameters used must be measurable; for example,
the monitoring program must be quantitative and statistically sound.
(2) A baseline study must be completed before the monitoring begins
in order to identify the actual state of the system prior to any
disturbance.
(3) The monitoring system must have a control, so that it can
isolate the effects of the mitigation procedures from effects
originating outside the action.
(4) The system's parameters and means of measuring them must be
replicable.
(5) Parameter results must be available in a timely manner so that
the decision maker can take any necessary corrective action before the
effects are irreversible.
(6) Not every mitigation has to be monitored separately. The
effectiveness of several mitigation actions can be determined by one
measurable parameter. For example, the turbidity measurement from a
stream can include the combined effectiveness of mitigation actions such
as reseeding, maneuver restrictions, and erosion control devices.
However, if a method combines several parameters and a critical change
is noted, each mitigation measurement must be examined to determine the
problem.
Appendix D to Part 651--Public Participation Plan
The objective of the plan will be to encourage the full and open
discussion of issues related to Army actions. Some NEPA actions will be
very limited in scope, and may not require full public participation and
involvement. Other NEPA actions will obviously be of interest, not only
to the local community, but to others across the country as well.
(a) To accomplish this objective, the plan will require:
(1) Dissemination of information to local and installation
communities through such means as news releases to local media,
announcements to local citizens groups, and Commander's letters. Such
information may be subject to Freedom of Information Act and operations
security review.
(2) The invitation of public comments through two-way communication
channels that will be kept open through various means.
(3) The use of fully informed public affairs officers at all levels.
(4) Preparation of EAs which incorporate public involvement
processes whenever appropriate (40 CFR 1506.6).
(5) Consultation of persons and agencies such as:
(i) Municipal, township, and county elected and appointed officials.
(ii) Tribal, state, county, and local government officials and
administrative personnel whose official duties include responsibility
for activities or components of the affected environment related to the
proposed Army action.
(iii) Local and regional administrators of other federal agencies or
commissions that may either control resources potentially affected by
the proposed action (for example, the U.S. Fish and Wildlife Service) or
who may be aware of other actions by different federal agencies whose
effects must be considered with the proposed Army action (for example,
the GSA).
(iv) Members of identifiable population segments within the
potentially affected environments, whether or not they have clearly
identifiable leaders or an established organization such as farmers and
ranchers, homeowners, small business owners, and Native Americans.
(v) Members and officials of those identifiable interest groups of
local or national scope that may have an interest in the environmental
effects of the proposed action or activity (for example, hunters and
fishermen, Isaak Walton League, Sierra Club, and the Audubon Society).
(vi) Any person or group that has specifically requested involvement
in the specific action or similar actions.
(b) Public involvement should be solicited using the following
processes and procedures:
(1) Direct individual contact. Such limited contact may suffice for
all required public involvement, when the expected environmental effect
is of a very limited scope. This contact should identify:
(i) Persons expected to express an opinion and later participate.
(ii) Preliminary positions of such persons on the scope of issues
that the analysis must address.
(2) Small workshops or discussion groups.
(3) Larger public gatherings that are held after some formulation of
the potential issues, inviting the public to express views on the
proposed courses of action. Public suggestions or additional alternative
courses
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of action may be expressed at these gatherings which need not be formal
public hearings.
(4) Any other processes and procedures to accomplish the appropriate
level of public involvement.
(c) Scoping Guidance. All affected parties must be included in the
scoping process (AR 360-5). The plan must include the following:
(1) Information disseminated to local and installation communities
through such means as news releases to local media, announcements to
local citizens groups, and Commander's letters at each phase or
milestone (more frequently if needed) of the project. Such information
may be subject to Freedom of Information Act and operations security
review.
(2) Each phase or milestone (more frequently if needed) of the
project will be coordinated with representatives of local, state, and
federal government agencies.
(3) Public comments will be invited and two-way communication
channels will be kept open through various means as stated above.
(4) Public affairs officers at all levels will be kept informed.
(5) When an EIS is being prepared, public involvement is a requisite
element of the scoping process (40 CFR 1501.7(a)(1)).
(6) Preparation of EAs will incorporate public involvement processes
whenever appropriate (40 CFR 1506.6).
(7) Persons and agencies to be consulted include the following:
(i) Municipal, township, and county elected and appointed officials.
(ii) Tribal, state, county, and local government officials and
administrative personnel whose official duties include responsibility
for activities or components of the affected environment related to the
proposed Army action.
(iii) Local and regional administrators of other federal agencies or
commissions that may either control resources potentially affected by
the proposed action (for example, the U.S. Fish and Wildlife Service);
or who may be aware of other actions by different federal agencies whose
effects must be considered with the proposed Army action, (for example,
the GSA).
(iv) Members of identifiable population segments within the
potentially affected environments, whether or not they have clearly
identifiable leaders or an established organization such as farmers and
ranchers, homeowners, small business owners, and Indian tribes.
(v) Members and officials of those identifiable interest groups of
local or national scope that may have interest in the environmental
effects of the proposed action or activity (for example, hunters and
fishermen, Isaak Walton League, Sierra Club, and the Audubon Society).
(vi) Any person or group that has specifically requested involvement
in the specific action or similar actions.
(8) The public involvement processes and procedures by which
participation may be solicited include the following:
(i) The direct individual contact process identifies persons
expected to express an opinion and participate in later public meetings.
Direct contact may also identify the preliminary positions of such
persons on the scope of issues that the EIS will address. Such limited
contact may suffice for all required public involvement, when the
expected environmental effect is of very limited scope.
(ii) Small workshops or discussion groups.
(iii) Larger public gatherings that are held after some formulation
of the potential issues. The public is invited to express its views on
the proposed courses of action. Public suggestions or alternative
courses of action not already identified may be expressed at these
gatherings that need not be formal public hearings.
(iv) Identifying and applying other processes and procedures to
accomplish the appropriate level of public involvement.
(9) The meetings described above should not be public hearings in
the early stages of evaluating a proposed action. Public hearings do not
substitute for the full range of public involvement procedures under the
purposes and intent of (a) of this appendix.
(10) Public surveys or polls to identify public opinion of a
proposed action will be performed (AR 335-15, chapter 10).
(d) Preparing the Notice of Intent. In preparing the NOI, the
proponent will:
(1) In the NOI, identify the significant issues to be analyzed in
the EIS.
(2) In the NOI, identify the office or person responsible for
matters related to the scoping process. If they are not the same as the
proponent of the action, make that distinction.
(3) Identify the lead and cooperating agency, if already determined
(40 CFR 1501.5 and 1501.6).
(4) Identify the method by which the agency will invite
participation of affected parties; and identify a tentative list of the
affected parties to be notified.
(5) Identify the proposed method for accomplishing the scoping
procedure.
(6) Indicate the relationship between the timing of the preparation
of environmental analyses and the tentative planning and decision-making
schedule including:
(i) The scoping process itself.
(ii) Collecting or analyzing environmental data, including studies
required of cooperating agencies.
(iii) Preparation of DEISs and FEISs.
(iv) Filing of the ROD.
(v) Taking the action.
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(7) For a programmatic EIS, preparing a general expected schedule
for future specific implementing actions that will involve separate
environmental analysis.
(8) If applicable, in the NOI, identify the extent to which the EIS
preparation process is exempt from any of the normal procedural
requirements of this part, including scoping.
Appendix E to Part 651--Content of the Environmental Impact Statement
(a) EISs will:
(1) Be analytic rather than encyclopedic. Impacts will be discussed
in proportion to their significance; and insignificant impacts will only
be briefly discussed, sufficient to show why more analysis is not
warranted.
(2) Be kept concise and no longer than absolutely necessary to
comply with NEPA, CEQ regulations, and this part. Length should be
determined by potential environmental issues, not project size. The EIS
should be no longer than 300 pages.
(3) Describe the criteria for selecting alternatives, and discuss
those alternatives, including the ``no action'' alternative, to be
considered by the ultimate decision maker.
(4) Serve as a means to assess environmental impacts of proposed
military actions, rather than justifying decisions.
(b) The EIS will consist of the following:
(1) Cover sheet. The cover sheet will not exceed one page (40 CFR
1502.11) and will be accompanied by a signature page for the proponent,
designated as preparer; the installation environmental office (or other
source of NEPA expertise), designated as reviewer; and the Installation
Commander (or other Activity Commander), designated as approver. It will
include:
(i) The following statement: ``The material contained in the
attached (final or draft) EIS is for internal coordination use only and
may not be released to non-Department of Defense agencies or individuals
until coordination has been completed and the material has been cleared
for public release by appropriate authority.'' This sheet will be
removed prior to filing the document with the EPA.
(ii) A list of responsible agencies including the lead agency and
any cooperating agency.
(iii) The title of the proposed action that is the subject of the
statement and, if appropriate, the titles of related cooperating agency
actions, together with state and county (or other jurisdiction as
applicable) where the action is located.
(iv) The name, address, and telephone number of the person at the
agency who can supply further information, and, as appropriate, the name
and title of the major approval authority in the command channel through
HQDA staff proponent.
(v) A designation of the statement as a draft, final, or draft or
final supplement.
(vi) A one-paragraph abstract of the statement that describes only
the need for the proposed action, alternative actions, and the
significant environmental consequences of the proposed action and
alternatives.
(vii) The date by which comments must be received, computed in
cooperation with the EPA.
(2) Summary. The summary will stress the major conclusions of
environmental analysis, areas of controversy, and issues yet to be
resolved. The summary presentation will focus on the scope of the EIS,
including issues that will not be evaluated in detail. It should list
all federal permits, licenses, and other entitlements that must be
obtained prior to proposal implementation. Further, a statement of
compliance with the requirements of other federal environmental
protection laws will be included (40 CFR 1502.25). To simplify
consideration of complex relationships, every effort will be made to
present the summary of alternatives and their impacts in a graphic
format with the narrative. The EIS summary should be written at the
standard middle school reading level. This summary should not exceed 15
pages. An additional summary document will be prepared for separate
submission to the DEP and the ASA(I&E). This will identify progress ``to
the date,'' in addition to the standard EIS summary which:
(i) Summarizes the content of the document (from an oversight
perspective).
(ii) Outlines mitigation requirements (to improve mitigation
tracking and the programming of funds).
(iii) Identifies major and unresolved issues and potential
controversies. For EIS actions that have been delegated by the ASA(I&E),
this document will also include status of requirements and conditions
established by the delegation letter.
(3) Table of contents. This section will provide for the table of
contents, list of figures and tables, and a list of all referenced
documents, including a bibliography of references within the body of the
EIS. The table of contents should have enough detail so that searching
for sections of text is not difficult.
(4) Purpose of and need for the action. This section should clearly
state the nature of the problem and discuss how the proposed action or
range of alternatives would solve the problem. This section will briefly
give the relevant background information on the proposed action and
summarize its operational, social, economic, and environmental
objectives. This section is designed specifically to call attention to
the benefits of the proposed action. If a cost-benefit analysis has been
prepared for the proposed action, it may be included here, or attached
as an appendix and referenced here.
[[Page 440]]
(5) Alternatives considered, including proposed action and no action
alternative. This section presents all reasonable alternatives and their
likely environmental impacts, written in simple, nontechnical language
for the lay reader. A no action alternative must be included (40 CFR
1502.14(d)). A preferred alternative need not be identified in the DEIS;
although a preferred alternative generally must be included in the FEIS
(40 CFR 1502.14(e)). The environmental impacts of the alternatives
should be presented in comparative form, thus sharply defining the
issues and providing a clear basis for choice among the options that are
provided the decision maker and the public (40 CFR 1502.14). The
information should be summarized in a brief, concise manner. The use of
graphics and tabular or matrix format is encouraged to provide the
reviewer with an at-a-glance review. In summary, the following points
are required:
(i) A description of all reasonable alternatives, including the
preferred action, alternatives beyond DA jurisdiction (40 CFR
1502.14(c)), and the no action alternative.
(ii) A comparative presentation of the environmental consequences of
all reasonable alternative actions, including the preferred alternative.
(iii) A description of the mitigation measures and/or monitoring
procedures (Sec. 651.15) nominated for incorporation into the proposed
action and alternatives, as well as mitigation measures that are
available but not incorporated and/or monitoring procedures
(Sec. 651.15).
(iv) Listing of any alternatives that were eliminated from detailed
study. A brief discussion of the reasons for which each alternative was
eliminated.
(6) Affected environment (baseline conditions) that may be impacted.
This section will contain information about existing conditions in the
affected areas in sufficient detail to understand the potential effects
of the alternatives under consideration (40 CFR 1502.15). Affected
elements could include, for example, biophysical characteristics
(ecology and water quality); land use and land use plans; architectural,
historical, and cultural amenities; utilities and services; and
transportation. This section will not be encyclopedic. It will be
written clearly and the degree of detail for points covered will be
related to the significance and magnitude of expected impacts. Elements
not impacted by any of the alternatives need only be presented in
summary form, or referenced.
(7) Environmental and socioeconomic consequences. This section forms
the scientific and analytic basis for the comparison of impacts. It
should discuss:
(i) Direct effects and their significance.
(ii) Indirect effects and their significance.
(iii) Possible conflicts between the proposed action and existing
land use plans, policies, and controls.
(iv) Environmental effects of the alternatives, including the
proposed action and the no action alternative.
(v) Energy requirements and conservation potential of various
alternatives and mitigation measures.
(vi) Irreversible and irretrievable commitments of resources
associated with the proposed action.
(vii) Relationship between short-term use of the environment and
maintenance and enhancement of long-term productivity.
(viii) Urban quality, historic, and cultural resources, and design
of the built environment, including the reuse and conservation potential
of various alternatives and mitigation measures.
(ix) Cumulative effects of the proposed action in light of other
past, present, and foreseeable actions.
(x) Means to mitigate or monitor adverse environmental impacts.
(xi) Any probable adverse environmental effects that cannot be
avoided.
(8) List of preparers. The EIS will list the names of its preparers,
together with their qualifications (expertise, experience, and
professional disciplines) (40 CFR 1502.17), including those people who
were primarily responsible for preparing (research, data collection, and
writing) the EIS or significant background or support papers, and basic
components of the statement. When possible, the people who are
responsible for a particular analysis, as well as an analysis of
background papers, will be identified. If some or all of the preparers
are contractors' employees, they must be identified as such.
Identification of the firm that prepared the EIS is not, by itself,
adequate to meet the requirements of this point. Normally, this list
will not exceed two pages. Contractors will execute disclosure
statements specifying that they have no financial or other interest in
the outcome of the project. These statements will be referenced in this
section of the EIS.
(9) Distribution list. For the DEIS, a list will be prepared
indicating from whom review and comment is requested. The list will
include public agencies and private parties or organizations. The
distribution of the DEIS and FEIS will include the CBTDEVs from whom
comments were requested, irrespective of whether they provided comments.
(10) Index. The index will be an alphabetical list of topics in the
EIS, especially of the types of effects induced by the various
alternative actions. Reference may be made to either page number or
paragraph number.
(11) Appendices (as appropriate). If an agency prepares an appendix
to an EIS, the appendix will consist of material prepared in
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connection with an EIS (distinct from material not so prepared and
incorporated by reference), consist only of material that substantiates
any analysis fundamental to an impact statement, be analytic and
relevant to the decision to be made, and be circulated with the EIS or
readily available.
Appendix F to Part 651--Glossary
Section 1--Abbreviations
AAE
Army Acquisition Executive.
AAPPSO
Army Acquisition Pollution Prevention Support Office.
ACAT
Acquisition Category.
ACSIM
Assistant Chief of Staff for Installation Management.
ADNL
A-weighted day-night levels.
AQCR
Air Quality Control Region.
AR
Army Regulation.
ARNG
Army National Guard.
ARSTAF
Army Staff.
ASA(AL&T)
Assistant Secretary of the Army (Acquisition, Logistics, and
Technology).
ASA(FM)
Assistant Secretary of the Army for Financial Management.
ASA(I&E)
Assistant Secretary of the Army (Installations and Environment).
ASD(ISA)
Assistant Secretary of Defense (International Security Affairs).
CARD
Cost Analysis Requirements Description.
CBTDEV
Combat Developer.
CEQ
Council on Environmental Quality.
CERCLA
Comprehensive Environmental Response Compensation and Liability Act.
CDNL
C-Weighted Day-Night Levels.
CFR
Code of Federal Regulations.
CONUS
Continental United States.
CX
Categorical Exclusion.
DA
Department of the Army.
DAD
Defense Acquisition Deskbook.
DASA(ESOH)
Deputy Assistant Secretary of the Army (Environment, Safety, and
Occupational Health).
DCSLOG
Deputy Chief of Staff for Logistics.
DCSOPS
Deputy Chief of Staff for Operations and Plans.
DEIS
Draft Environmental Impact Statement.
DEP
Director of Environmental Programs.
DOD
Department of Defense.
DOPAA
Description of Proposed Action and Alternatives.
DSA
Deputy for System Acquisition.
DTIC
Defense Technical Information Center.
DTLOMS
Doctrine, Training, Leader Development, Organization, Materiel, and
Soldier.
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DUSD(IE)
Deputy Under Secretary of Defense for Installations and Environment.
EA
Environmental Assessment.
EBS
Environmental Baseline Studies.
EC
Environmental Coordinator.
ECAP
Environmental Compliance Achievement Program.
ECAS
Environmental Compliance Assessment System.
EE/CA
Engineering Evaluation/Cost Analysis.
EICS
Environmental Impact Computer System.
EIFS
Economic Impact Forecast System.
EIS
Environmental Impact Statement.
EJ
Environmental Justice.
EOD
Explosive Ordnance Demolition.
EPA
Environmental Protection Agency.
EPR
Environmental Program Requirements.
EQCC
Environmental Quality Control Committee.
ESH
Environment, Safety, and Health.
FAA
Federal Aviation Administration.
FEIS
Final Environmental Impact Statement.
FNSI
Finding of No Significant Impact.
FR
Federal Register.
FS
Feasibility Study.
FTP
Full-Time Permanent.
GC
General Counsel.
GOCO
Government-Owned, Contractor-Operated.
GSA
General Services Administration.
HQDA
Headquarters, Department of the Army.
ICRMP
Integrated Cultural Resources Management Plan.
ICT
Integrated Concept Team.
INRMP
Integrated Natural Resources Management Plan.
IPT
Integrated Process Team.
ISCP
Installation Spill Contingency Plan.
ISR
Installation Status Report.
ITAM
Integrated Training Area Management.
LCED
Life Cycle Environmental Documentation.
MACOM
Major Army Command.
MATDEV
Materiel Developer.
MDA
Milestone Decision Authority.
MFA
Materiel Fielding Agreement.
MFP
Materiel Fielding Plan.
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MILCON
Military Construction.
MNS
Mission Needs Statement.
MOA
Memorandum of Agreement.
MOU
Memorandum of Understanding.
NAGPRA
Native American Graves Protection and Repatriation Act.
NEPA
National Environmental Policy Act.
NGB
National Guard Bureau.
NHPA
National Historic Preservation Act.
NOA
Notice of Availability.
NOI
Notice of Intent.
NPR
National Performance Review.
NRC
Nuclear Regulatory Commission.
NWR
Notice of Availability of Weekly Receipts (EPA).
OASD(PA)
Office of the Assistant Secretary of Defense for Public Affairs.
OCLL
Office of the Chief of Legislative Liaison.
OCPA
Office of the Chief of Public Affairs.
ODEP
Office of the Director of Environmental Programs.
OFS
Officer Foundation Standards.
OGC
Office of General Counsel.
OIPT
Overarching Integrated Process Team.
OMA
Operations and Maintenance Army.
OMANG
Operations and Maintenance Army National Guard.
OMAR
Operations and Maintenance Army Reserve.
OOTW
Operations Other Than War.
OPSEC
Operations Security.
ORD
Operating Requirements Document.
OSD
Office of the Secretary of Defense.
OSG
Office of the Surgeon General.
PAO
Public Affairs Officer.
PCB
Polychlorinated Biphenyls.
PDEIS
Preliminary Draft Environmental Impact Statement.
PEO
Program Executive Officer.
PM
Program Manager.
POC
Point of Contact.
POL
Petroleum, Oils, and Lubricants.
PPBES
Program Planning and Budget Execution System.
RCRA
Resource Conservation and Recovery Act.
RDT&E
Research, Development, Test, and Evaluation.
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REC
Record of Environmental Consideration.
ROD
Record of Decision.
RONA
Record of Non-Applicability.
RSC
Regional Support Command.
S&T
Science and Technology.
SA
Secretary of the Army.
SARA
Superfund Amendments and Reauthorization Act.
SASO
Stability and Support Operations.
SOFA
Status of Forces Agreement.
SPCCP
Spill Prevention Control and Countermeasure Plan.
TDP
Technical Data Package.
TDY
Temporary Duty.
TEMP
Test and Evaluation Master Plan.
TJAG
The Judge Advocate General.
TOE
Table of Organization Equipment.
TRADOC
U.S. Army Training and Doctrine Command.
USACE
U.S. Army Corps of Engineers.
USACHPPM
U.S. Army Center for Health Promotion and Preventive Medicine.
USAEC
U.S. Army Environmental Center.
U.S.C.
United States Code.
Section II--Terms
Categorical Exclusion
A category of actions that do not require an EA or an EIS because
Department of the Army (DA) has determined that the actions do not have
an individual or cumulative impact on the environment.
Environmental (or National Environmental Policy Act) Analysis
This term, as used in this part, will include all documentation
necessary to coordinate and staff analyses or present the results of the
analyses to the public or decision maker.
Foreign Government
A government, regardless of recognition by the United States,
political factions, and organizations, that exercises governmental power
outside the United States.
Foreign Nations
Any geographic area (land, water, and airspace) that is under the
jurisdiction of one or more foreign governments. It also refers to any
area under military occupation by the United States alone or jointly
with any other foreign government. Includes any area that is the
responsibility of an international organization of governments; also
includes contiguous zones and fisheries zones of foreign nations.
Global Commons
Geographical areas outside the jurisdiction of any nation. They
include the oceans outside territorial limits and Antarctica. They do
not include contiguous zones and fisheries zones of foreign nations.
Headquarters, Department of the Army proponent
As the principal planner, implementer, and decision authority for a
proposed action, the HQDA proponent is responsible for the substantive
review of the environmental documentation and its thorough consideration
in the decision-making process.
Major Federal Action
Reinforces, but does not have a meaning independent of,
``significantly affecting the environment,'' and will be interpreted in
that context. A federal proposal with ``significant effects'' requires
an EIS, whether it is ``major'' or not. Conversely, a ``major federal
action'' without ``significant effects'' does not necessarily require an
EIS.
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Preparers
Personnel from a variety of disciplines who write environmental
documentation in clear and analytical prose. They are primarily
responsible for the accuracy of the document.
Proponent
Proponent identification depends on the nature and scope of a
proposed action as follows:
(1) Any Army structure may be a proponent. For instance, the
installation/activity Facility Engineer (FE)/Director of Public Works
becomes the proponent of installation-wide Military Construction Army
(MCA) and Operations and Maintenance (O&M) Activity; Commanding General,
TRADOC becomes the proponent of a change in initial entry training; and
the Program Manager becomes the proponent for a major acquisition
program. The proponent may or may not be the preparer.
(2) In general, the proponent is the unit, element, or organization
that is responsible for initiating and/or carrying out the proposed
action. The proponent has the responsibility to prepare and/or secure
funding for preparation of the environmental documentation.
Significantly Affecting the Environment
The significance of an action's, program's, or project's effects
must be evaluated in light of its context and intensity, as defined in
40 CFR 1508.27.
Section III--Special Abbreviations and Terms
This part uses the following abbreviations, brevity codes or
acronyms not contained in AR 310-50. These include use for electronic
publishing media and computer terminology, as follows:
WWW World Wide Web.
PARTS 652-654 [RESERVED]