Appendix - Department of Energy

[Appendix]
[Detailed Budget Estimates by Agency]
[Department of Energy]
[From the U.S. Government Printing Office, www.gpo.gov]

THE BUDGET FOR FISCAL YEAR 2003

DEPARTMENT OF ENERGY

NATIONAL NUCLEAR SECURITY ADMINISTRATION

Federal Funds

General and special funds:

Office of the Administrator

For necessary expenses of the Office of the Administrator of the
National Nuclear Security Administration, including official reception
and representation expenses (not to exceed $12,000), [$312,596,000]
$347,705,000, to remain available until expended. (Energy and Water
Development Appropriations Act, 2002; additional authorizing legislation
required.)

Program and Financing (in millions of dollars)

Obligations by program activity:
00.01 Office of the Administrator....... 20 341 348
--------- --------- ----------
10.00 Total new obligations........... 20 341 348
----------------------------------------------------------------------------

Budgetary resources available for obligation:
22.00 New budget authority (gross)...... 20 328 348
22.22 Unobligated balance transferred
from other accounts............. 14
--------- --------- ----------
23.90 Total budgetary resources
available for obligation...... 20 342 348
23.95 Total new obligations............. -20 -341 -348
----------------------------------------------------------------------------

New budget authority (gross), detail:
Discretionary:

40.00 Appropriation................... 20 325 348
42.00 Transferred from other accounts. 3
--------- --------- ----------
43.00 Appropriation (total
discretionary).............. 20 328 348
----------------------------------------------------------------------------

Change in obligated balances:
72.40 Obligated balance, start of year.. 4 109
73.10 Total new obligations............. 20 341 348
73.20 Total outlays (gross)............. -15 -287 -344
73.32 Obligated balance transferred from
other accounts.................. 51
74.40 Obligated balance, end of year.... 4 109 113
----------------------------------------------------------------------------

Outlays (gross), detail:
86.90 Outlays from new discretionary
authority....................... 15 272 289
86.93 Outlays from discretionary
balances........................ 14 56
--------- --------- ----------
87.00 Total outlays (gross)........... 15 287 344
----------------------------------------------------------------------------

Net budget authority and outlays:
89.00 Budget authority.................. 20 328 348
90.00 Outlays........................... 15 287 344
---------------------------------------------------------------------------

Budget Authority and Outlays Excluding Full Funding for Federal Retiree
Costs (in millions of dollars)

----------------------------------------------------------------------------
2001 actual 2002 est. 2003 est.
----------------------------------------------------------------------------

Net budget authority and outlays:
89.00 Budget authority.................. 10 316 336
90.00 Outlays........................... 5 275 332
---------------------------------------------------------------------------

Office of the Administrator.--The Office of the NNSA Administrator
provides corporate planning and oversight for Weapons Activities,
Defense Nuclear Nonproliferation, and Naval Reactors, including the
National Nuclear Security Administration Field Offices. This account
provides the Federal salaries and other related expenses of the
Administrator's direct office and in FY 2002 program direction for
Weapons Activities and Defense Nuclear Nonproliferation were merged into
the Office of the Administrator account. Program direction for Naval
Reactors remains within that program's account.

Object Classification (in millions of dollars)

Direct obligations:

11.1 Personnel compensation: Full-
time permanent................ 1 182 187
12.1 Civilian personnel benefits..... 11 52 53
21.0 Travel and transportation of
persons....................... 11 11
25.1 Advisory and assistance services 4 38 38
25.3 Other purchases of goods and
services from Government
accounts...................... 1 58 59
--------- --------- ----------
99.0 Direct obligations............ 17 341 348
99.5 Below reporting threshold......... 3
--------- --------- ----------
99.9 Total new obligations........... 20 341 348
---------------------------------------------------------------------------

Personnel Summary

----------------------------------------------------------------------------
Identification code 89-0313-0-1-053 2001 actual 2002 est. 2003 est.
----------------------------------------------------------------------------
1001 Total compensable workyears: Full-
time equivalent employment...... 11 2,070 2,080
---------------------------------------------------------------------------

Naval Reactors

For Department of Energy expenses necessary for naval reactors
activities to carry out the Department of Energy Organization Act (42
U.S.C. 7101 et seq.), including the acquisition (by purchase,
condemnation, construction, or otherwise) of real property, plant, and
capital equipment, facilities, and facility expansion[, $688,045,000];
$708,020,000, to remain available until expended. (Energy and Water
Development Appropriations Act, 2002; additional authorizing legislation
required.)

Program and Financing (in millions of dollars)

Obligations by program activity:
00.01 Naval reactors development........ 668 666 683
00.02 Program direction................. 21 24 25
--------- --------- ----------
10.00 Total new obligations........... 689 690 708
----------------------------------------------------------------------------

Budgetary resources available for obligation:
21.40 Unobligated balance carried
forward, start of year.......... 1
22.00 New budget authority (gross)...... 690 689 708
22.22 Unobligated balance transferred
from other accounts............. 1
--------- --------- ----------
23.90 Total budgetary resources
available for obligation...... 690 690 708
23.95 Total new obligations............. -689 -690 -708
24.40 Unobligated balance carried
forward, end of year............ 1
----------------------------------------------------------------------------

New budget authority (gross), detail:
Discretionary:

40.00 Appropriation................... 691 689 708
40.77 Reduction pursuant to P.L. 106-
554 (0.22 percent)............ -1
--------- --------- ----------
43.00 Appropriation (total
discretionary).............. 690 689 708
----------------------------------------------------------------------------

Change in obligated balances:
72.40 Obligated balance, start of year.. 206 207
73.10 Total new obligations............. 689 690 708
73.20 Total outlays (gross)............. -684 -689 -705
73.32 Obligated balance transferred from
other accounts.................. 201
74.40 Obligated balance, end of year.... 206 207 210
----------------------------------------------------------------------------

Outlays (gross), detail:
86.90 Outlays from new discretionary
authority....................... 586 586 602
86.93 Outlays from discretionary
balances........................ 98 103 103
--------- --------- ----------

[[Page 386]]

87.00 Total outlays (gross)........... 684 689 705
----------------------------------------------------------------------------

Net budget authority and outlays:
89.00 Budget authority.................. 690 689 708
90.00 Outlays........................... 684 689 705
---------------------------------------------------------------------------

Budget Authority and Outlays Excluding Full Funding for Federal Retiree
Costs (in millions of dollars)

----------------------------------------------------------------------------
2001 actual 2002 est. 2003 est.
----------------------------------------------------------------------------

Net budget authority and outlays:
89.00 Budget authority.................. 689 688 707
90.00 Outlays........................... 683 688 704
---------------------------------------------------------------------------

Naval Reactors.--This program performs the design, development, and
testing necessary to provide the Navy with safe, militarily effective
nuclear propulsion plants in keeping with the Nation's nuclear-powered
fleet defense requirements. During 2003, the program expects to exceed
124 million miles safely steamed by the nuclear fleet, and will continue
to support and improve operating reactors and plant components, and
carry out test activities and verification. Additionally, Naval Reactors
will continue to develop nuclear reactor plant components and systems
for the Navy's new attack submarine and next-generation aircraft
carriers, and continue to maintain the highest standards of
environmental stewardship by responsibly inactivating shut down
prototype reactor plants.

Object Classification (in millions of dollars)

Direct obligations:

11.1 Personnel compensation: Full-
time permanent................ 15 17 16
12.1 Civilian personnel benefits..... 4 4 4
21.0 Travel and transportation of
persons....................... 1 1 1
25.2 Other services.................. 1
25.3 Other purchases of goods and
services from Government
accounts...................... 1
25.4 Operation and maintenance of
facilities.................... 611 612 628
31.0 Equipment....................... 27 27 28
32.0 Land and structures............. 29 29 30
--------- --------- ----------
99.0 Direct obligations............ 688 690 708
99.5 Below reporting threshold......... 1
--------- --------- ----------
99.9 Total new obligations........... 689 690 708
---------------------------------------------------------------------------

Personnel Summary

----------------------------------------------------------------------------
Identification code 89-0314-0-1-053 2001 actual 2002 est. 2003 est.
----------------------------------------------------------------------------
1001 Total compensable workyears: Full-
time equivalent employment...... 192 191 191
---------------------------------------------------------------------------

Weapons Activities

For Department of Energy expenses, including the purchase,
construction, and acquisition of plant and capital equipment and other
incidental expenses necessary for atomic energy defense weapons
activities in carrying out the purposes of the Department of Energy
Organization Act (42 U.S.C. 7101 et seq.), including the acquisition or
condemnation of any real property or any facility or for plant or
facility acquisition, construction, or expansion; and the purchase of
not to exceed [11] one passenger motor [vehicles for replacement only,
$5,429,238,000] vehicle, $5,869,379,000, to remain available until
expended. (Energy and Water Development Appropriations Act, 2002;
additional authorizing legislation required.)
[For emergency expenses to respond to the September 11, 2001,
terrorist attacks on the United States, and for other expenses to
increase the security of the Nation's nuclear weapons complex, for
``Weapons Activities'', $131,000,000, to remain available until
expended, to be obligated from amounts made available in Public Law 107-
38.] (Emergency Supplemental Act, 2002.)

Program and Financing (in millions of dollars)

Obligations by program activity:
Direct program:

00.01 Directed stockpile work......... 983 1,045 1,234
00.02 Campaigns....................... 1,974 2,122 2,068
00.03 Readiness in technical base and
facilities.................... 1,473 1,556 1,701
00.04 Facilities and infrastructure... 9 197 243
00.05 Secure transportation asset..... 115 146 153
00.06 Safeguards and security......... 399 526 481
00.07 Program direction............... 204 2 2
--------- --------- ----------
01.00 Total, Direct program........... 5,157 5,594 5,882
09.01 Reimbursable program.............. 1,152 1,152 1,152
--------- --------- ----------
10.00 Total new obligations........... 6,309 6,746 7,034
----------------------------------------------------------------------------

Budgetary resources available for obligation:
Unobligated balance carried forward, start of
year:

21.40 Unobligated balance carried
forward, start of year [direct
program]...................... 44 24
21.40 Unobligated balance carried
forward, start of year
[reimbursable program]........ 573 578 649
--------- --------- ----------
21.99 Total unobligated balance
carried forward, start of year 617 602 649
22.00 New budget authority (gross)...... 6,293 6,793 7,102
22.10 Resources available from
recoveries of prior year
obligations..................... 1
22.21 Unobligated balance transferred to
other accounts.................. -1
--------- --------- ----------
23.90 Total budgetary resources
available for obligation...... 6,911 7,394 7,751
23.95 Total new obligations............. -6,309 -6,746 -7,034
Unobligated balance carried forward, end of
year:

24.40 Unobligated balance carried
forward, end of year [direct
program]...................... 24
24.40 Unobligated balance carried
forward, end of year
[reimbursable program]........ 578 649 717
--------- --------- ----------
24.99 Total unobligated balance
carried forward, end of year.. 602 649 717
----------------------------------------------------------------------------

New budget authority (gross), detail:
Discretionary:

Appropriation:
40.00 Appropriation................. 5,143 5,431 5,869
40.00 Appropriation [supplemental].. 131
40.77 Reduction pursuant to P.L. 106-
554 (0.22 percent)............ -11
42.00 Transferred from other accounts. 5
--------- --------- ----------
43.00 Appropriation (total
discretionary).............. 5,137 5,562 5,869
Spending authority from offsetting
collections:

68.00 Offsetting collections (cash)... 1,188 1,231 1,233
68.10 Change in uncollected customer
payments from Federal sources. -32
--------- --------- ----------
68.90 Spending authority from
offsetting collections
(total discretionary)....... 1,156 1,231 1,233
--------- --------- ----------
70.00 Total new budget authority
(gross)....................... 6,293 6,793 7,102
----------------------------------------------------------------------------

Change in obligated balances:
72.40 Obligated balance, start of year.. 1,049 1,518 1,612
73.10 Total new obligations............. 6,309 6,746 7,034
73.20 Total outlays (gross)............. -5,849 -6,615 -6,972
73.31 Obligated balance transferred to
other accounts.................. -22 -37
73.45 Recoveries of prior year
obligations..................... -1
74.00 Change in uncollected customer
payments from Federal sources
(unexpired)..................... 32
74.40 Obligated balance, end of year.... 1,518 1,612 1,674
----------------------------------------------------------------------------

Outlays (gross), detail:
86.90 Outlays from new discretionary
authority....................... 4,497 4,847 5,049
86.93 Outlays from discretionary
balances........................ 1,352 1,768 1,925
--------- --------- ----------
87.00 Total outlays (gross)........... 5,849 6,615 6,972
----------------------------------------------------------------------------

Offsets:
Against gross budget authority and outlays:

Offsetting collections (cash)
from:
88.00 Federal sources............... -1,095 -1,138 -1,138

[[Page 387]]

88.40 Non-Federal sources........... -93 -93 -95
--------- --------- ----------
88.90 Total, offsetting
collections (cash)........ -1,188 -1,231 -1,233
Against gross budget authority only:

88.95 Change in uncollected customer
payments from Federal sources
(unexpired)................... 32
----------------------------------------------------------------------------

Net budget authority and outlays:
89.00 Budget authority.................. 5,137 5,562 5,869
90.00 Outlays........................... 4,661 5,384 5,739
---------------------------------------------------------------------------

Budget Authority and Outlays Excluding Full Funding for Federal Retiree
Costs (in millions of dollars)

----------------------------------------------------------------------------
2001 actual 2002 est. 2003 est.
----------------------------------------------------------------------------

Net budget authority and outlays:
89.00 Budget authority.................. 5,135 5,560 5,867
90.00 Outlays........................... 4,659 5,382 5,737
---------------------------------------------------------------------------

Beginning in 2001, programs in the Weapons Activities appropriation
have been managed by the National Nuclear Security Administration
(NNSA).

Weapons activities provides for the maintenance and refurbishment of
nuclear weapons to sustain confidence in their safety, reliability, and
performance; expansion of scientific, engineering, and manufacturing
capabilities to enable certification of the enduring nuclear weapons
stockpile; and manufacture of nuclear weapon components under a
comprehensive test ban. Weapons activities also provide for continued
maintenance and investment in the Department's enterprise of nuclear
stewardship, including maintaining the capability to return to the
design and production of new weapons and to underground nuclear testing,
if so directed by the President. The major elements of the program
include the following:

Directed stockpile work.--Encompasses all activities that directly
support specific weapons in the stockpile. These activities include
maintenance and day-to-day care; planned refurbishment; reliability
assessments; weapon dismantlement and disposal; and research,
development, and certification technology efforts to meet future
stockpile requirements.

Campaigns.--Focuses on scientific and technical efforts to develop
and maintain critical capabilities and tools needed to support continued
assessment and certification of the stockpile for the long term.

Readiness in technical base and facilities (RTBF).--Provides the
underlying physical infrastructure and operational readiness for the
Directed Stockpile Work and Campaign activities. These activities
include ensuring that facilities are operational, safe, secure, and
compliant with regulatory requirements, and that a defined level of
readiness is sustained at facilities funded by the Office of Defense
programs.

Facilities and infrastructure.--Focuses on a multi-year effort to
restore physical infrastructure of the weapons complex. This activity
provides funds to accomplish deferred maintenance while improving
facility management practices to preclude further deteriorating.

Secure transportation asset.--Provides for the safe, secure movement
of nuclear weapons, special nuclear material, and weapon components
between military locations and nuclear complex facilities within the
United States.

Weapons Safeguards and Security.--Provides for all safeguard and
security requirements (except for personnel security investigations) at
NNSA landlord sites, specifically the Lawrence Livermore National
Laboratory, Los Alamos National Laboratory, Sandia National Laboratory,
the Nevada Test Site, Kansas City Plant, Pantex Plant, Y-12 Plant, and
the Savannah River Site Tritium Facilities.

Weapons program direction.--In FY 2002, this activity which provides
personnel and contractual services for Federal management and
administration was moved to the Office of the Administrator
appropriation account.

Object Classification (in millions of dollars)

Direct obligations:

Personnel compensation:
11.1 Full-time permanent........... 115 43 45
11.3 Other than full-time permanent 3
11.5 Other personnel compensation.. 9 7 5
--------- --------- ----------
11.9 Total personnel compensation 127 50 50
12.1 Civilian personnel benefits..... 35 10 10
13.0 Benefits for former personnel... 2 2 2
21.0 Travel and transportation of
persons....................... 9 10 10
23.3 Communications, utilities, and
miscellaneous charges......... 5 5 6
25.1 Advisory and assistance services 65 70 73
25.2 Other services.................. 193 212 220
25.3 Other purchases of goods and
services from Government
accounts...................... 9 10 10
25.4 Operation and maintenance of
facilities.................... 3,689 4,133 4,296
25.5 Research and development
contracts..................... 67 69 72
25.7 Operation and maintenance of
equipment..................... 2 2 3
26.0 Supplies and materials.......... 5 5 5
31.0 Equipment....................... 276 298 309
32.0 Land and structures............. 643 688 785
41.0 Grants, subsidies, and
contributions................. 30 30 31
--------- --------- ----------
99.0 Direct obligations............ 5,157 5,594 5,882
99.0 Reimbursable obligations.......... 1,152 1,152 1,152
--------- --------- ----------
99.9 Total new obligations........... 6,309 6,746 7,034
---------------------------------------------------------------------------

Personnel Summary

----------------------------------------------------------------------------
Identification code 89-0240-0-1-053 2001 actual 2002 est. 2003 est.
----------------------------------------------------------------------------
1001 Total compensable workyears: Full-
time equivalent employment...... 1,687 439 471
---------------------------------------------------------------------------

Defense Nuclear Nonproliferation

For Department of Energy expenses, including the purchase,
construction and acquisition of plant and capital equipment and other
incidental expenses necessary for atomic energy defense, defense nuclear
nonproliferation activities, in carrying out the purposes of the
Department of Energy Organization Act (42 U.S.C. 7101 et seq.),
including the acquisition or condemnation of any real property or any
facility or for plant or facility acquisition, construction, or
expansion, [$803,586,000] $1,113,630,000, to remain available until
expended. (Energy and Water Development Appropriations Act, 2002;
additional authorizing legislation required.)
[For emergency expenses to respond to the September 11, 2001,
terrorist attacks on the United States, and for other expenses to
increase the security of the Nation's nuclear weapons complex, for
``Defense Nuclear Nonproliferation'', $226,000,000, to remain available
until expended, to be obligated from amounts made available in Public
Law 107-38.] (Emergency Supplemental Act, 2002.)

Program and Financing (in millions of dollars)

Obligations by program activity:
00.05 Nonprolieration and verification
research and development........ 238 322 284
00.15 Nonproliferation and international
security........................ 67 100 93
00.20 Russian transition initiatives.... 40 67 39
00.25 International nuclear materials
protection and cooperation...... 170 293 233
00.30 International nuclear safety and
cooperation..................... 67 20 15
00.35 Elimination of weapons-grade
plutonium production............ 50
00.50 HEU transparency implementation... 15 14 17
00.55 Fissile materials disposition..... 181 250 350
00.60 Russian plutonium disposition..... 43 61 98
00.65 Program direction................. 46
--------- --------- ----------
10.00 Total new obligations........... 867 1,127 1,179
----------------------------------------------------------------------------

Budgetary resources available for obligation:
21.40 Unobligated balance carried
forward, start of year.......... 2 224 111
22.00 New budget authority (gross)...... 905 1,027 1,114
22.10 Resources available from
recoveries of prior year
obligations..................... 1

[[Page 388]]

22.21 Unobligated balance transferred to
other accounts.................. -13
22.22 Unobligated balance transferred
from other accounts............. 183
--------- --------- ----------
23.90 Total budgetary resources
available for obligation...... 1,091 1,238 1,225
23.95 Total new obligations............. -867 -1,127 -1,179
24.40 Unobligated balance carried
forward, end of year............ 224 111 46
----------------------------------------------------------------------------

New budget authority (gross), detail:
Discretionary:

Appropriation:
40.00 Appropriation................. 874 804 1,114
40.00 Appropriation [supplemental].. 226
40.77 Reduction pursuant to P.L. 106-
554 (0.22 percent)............ -2
41.00 Transferred to other accounts... -5 -3
42.00 Transferred from other accounts. 38
--------- --------- ----------
43.00 Appropriation (total
discretionary).............. 905 1,027 1,114
----------------------------------------------------------------------------

Change in obligated balances:
72.40 Obligated balance, start of year.. 8 500 645
73.10 Total new obligations............. 867 1,127 1,179
73.20 Total outlays (gross)............. -750 -968 -1,097
73.31 Obligated balance transferred to
other accounts.................. -14
73.32 Obligated balance transferred from
other accounts.................. 376
73.45 Recoveries of prior year
obligations..................... -1
74.40 Obligated balance, end of year.... 500 645 727
----------------------------------------------------------------------------

Outlays (gross), detail:
86.90 Outlays from new discretionary
authority....................... 498 565 613
86.93 Outlays from discretionary
balances........................ 252 403 484
--------- --------- ----------
87.00 Total outlays (gross)........... 750 968 1,097
----------------------------------------------------------------------------

Net budget authority and outlays:
89.00 Budget authority.................. 905 1,027 1,114
90.00 Outlays........................... 750 968 1,097
---------------------------------------------------------------------------

The mission of this program is to (1) prevent the spread of
materials, technology, and expertise relating to weapons of mass
destruction; (2) detect the proliferation of weapons of mass destruction
worldwide; (3) provide for international nuclear safety, and (4)
eliminate inventories of surplus fissile materials usable for nuclear
weapons. The program addresses the danger that hostile nations or
terrorist groups may acquire weapons of mass destruction or weapons-
usable material, dual-use production technology or weapons of mass
destruction expertise. In 2003, work will be done in the following major
areas.

Nonproliferation and Verification Research and Development will
conduct applied research, development, testing, and evaluation leading
to prototype demonstrations and detection systems that strengthen the
U.S. response to current and projected threats to national security and
world peace posed by the proliferation of nuclear, chemical, and
biological weapons, and diversion of special nuclear material. The
program will increase the transition of technologies to organizations
responsible for combating terrorism.

Nonproliferation and International Security (formerly Arms Control)
efforts will help prevent the outflow of scientific expertise from the
New Independent States (NIS) that could help develop nuclear or other
weapons of mass destruction; control export of items and technology
useful for weapons of mass destruction (WMD) proliferation; monitor
treaties and agreements; develop and implement policy in support of
international security efforts aimed at securing high-risk nuclear
material; develop and implement transparency measures to assure that
international nonproliferation and arms control agreements are in
compliance, and that nuclear materials are secure; implement
international safeguards in conjunction with the IAEA; and explore and
implement innovative approaches to improve regional security.

Russian Transition Assistance encompasses the efforts of the
Initiatives for Proliferation Prevention (IPP) and the Nuclear Cities
Initiative (NCI) programs to reduce the risk of adverse migration of
former Soviet nuclear and other WMD expertise, and to work with the
Russians in downsizing their nuclear weapons complex.

International Nuclear Materials Protection and Cooperation (also
known as MPC&A) will continue to improve the security for nuclear
material and weapons in Russia by installing basic rapid upgrades and
through comprehensive security improvements. Even before the September
11, reducing the potential for diversion of nuclear warheads and
materials has been a critical priority for the United States. Since the
recent terrorist attacks, Russia and the United States have agreed to
expand cooperation in this area significantly.

HEU Transparency Implementation will continue to work with Russia to
convert highly enriched uranium (HEU) from its military stockpile into a
non-weapons usable form of low enriched uranium (LEU) for commercial
reactor fuel. The 1993 U.S.-Russia HEU Purchase Agreement, which
provides for Russian HEU to be down blended and used to fuel reactors
here in the United States, remains an extremely impressive
nonproliferation achievement.

International Nuclear Safety and Cooperation strengthens national
security by helping to prevent nuclear incidents and accidents at
foreign nuclear facilities, to mitigate the consequences of accidents
should they occur, and to enhance nuclear nonproliferation by assisting
the Russian Federation in ceasing its production of weapons-grade
plutonium production by providing replacement energy production
capacity. The program is completing its efforts focused in former Soviet
Union countries to increase the operating safety of nuclear power
reactors and enhance the resident safety culture, and is now reorienting
its activities to address critical nuclear safety issues in countries of
concern through an integrated and risk-based approach. Initial efforts
will focus on improving nuclear safety in Vietnam.

Fissile Materials Disposition conducts activities in both the United
States and Russia to dispose of fissile materials that would pose a
threat to the United States if acquired by hostile nations or terrorist
groups. In FY 2003 it will continue transferring surplus HEU from the Y-
12 Plant to the United States Enrichment Corporation; begin deliveries
of off-specification HEU and low enriched uranium to TVA; complete Title
II design of the mixed oxide (MOX) fuel fabrication facility; continue
limited production mode testing, technology demonstrations and continue
with Title II design of the Pit Disassembly and Conversion Facility; and
continue the design of industrial-scale plutonium conversion and MOX
facilities in Russia, VVER-1000/BN-600 reactor work, and assist with the
development of relevant licensing regulations.

As of FY 2002 all program direction funding has been transferred to
the Office of the Administrator of NNSA.

Object Classification (in millions of dollars)

Personnel compensation:

11.1 Full-time permanent............. 16
11.3 Other than full-time permanent.. 1
11.5 Other personnel compensation.... 1
11.8 Special personal services
payments...................... 1
--------- --------- ----------
11.9 Total personnel compensation.. 19
12.1 Civilian personnel benefits....... 4
21.0 Travel and transportation of
persons......................... 2
23.3 Communications, utilities, and
miscellaneous charges........... 1
25.1 Advisory and assistance services.. 22 22 22
25.2 Other services.................... 24 25 26
25.3 Other purchases of goods and
services from Government
accounts........................ 8 8 8
25.4 Operation and maintenance of
facilities...................... 653 938 979
25.5 Research and development contracts 35 35 45

[[Page 389]]

25.7 Operation and maintenance of
equipment....................... 1 1 1
26.0 Supplies and materials............ 1 1 1
31.0 Equipment......................... 10 10 10
32.0 Land and structures............... 83 83 83
41.0 Grants, subsidies, and
contributions................... 4 4 4
--------- --------- ----------
99.9 Total new obligations........... 867 1,127 1,179
---------------------------------------------------------------------------

Personnel Summary

----------------------------------------------------------------------------
Identification code 89-0309-0-1-053 2001 actual 2002 est. 2003 est.
----------------------------------------------------------------------------
1001 Total compensable workyears: Full-
time equivalent employment...... 194
---------------------------------------------------------------------------

Cerro Grande Fire Activities

Program and Financing (in millions of dollars)

Obligations by program activity:
00.01 Physical damage, destruction
repair, and risk mitigation..... 145
00.02 Restoring services................ 25
00.03 Emergency response................ 18
00.04 Resuming laboratory operations.... 15
--------- --------- ----------
10.00 Total new obligations........... 203
----------------------------------------------------------------------------

Budgetary resources available for obligation:
22.00 New budget authority (gross)...... 203
23.95 Total new obligations............. -203
----------------------------------------------------------------------------

New budget authority (gross), detail:
Discretionary:

40.00 Appropriation................... 203
----------------------------------------------------------------------------

Change in obligated balances:
72.40 Obligated balance, start of year.. 87 236 20
73.10 Total new obligations............. 203
73.20 Total outlays (gross)............. -55 -216 -20
74.40 Obligated balance, end of year.... 236 20
----------------------------------------------------------------------------

Outlays (gross), detail:
86.90 Outlays from new discretionary
authority....................... 55
86.93 Outlays from discretionary
balances........................ 216 20
--------- --------- ----------
87.00 Total outlays (gross)........... 55 216 20
----------------------------------------------------------------------------

Net budget authority and outlays:
89.00 Budget authority.................. 203
90.00 Outlays........................... 55 216 20
---------------------------------------------------------------------------

Cerro Grande Fire Activities.--Emergency funding in 2001 will be
used to continue restoration activities at the Los Alamos National
Laboratory in New Mexico. Initial funding was provided in 2000 as an
emergency supplemental appropriation shortly after the Cerro Grande Fire
was contained in May 2000. Activities will continue on repair of damaged
laboratory assets, risk mitigation against future fire-related
emergencies, restoration of destroyed and damaged laboratory facilities
and equipment, and full resumption of laboratory programmatic
activities.

Object Classification (in millions of dollars)

----------------------------------------------------------------------------
Identification code 89-0312-0-1-053 2001 actual 2002 est. 2003 est.
----------------------------------------------------------------------------
25.2 Other services.................... 5
25.4 Operation and maintenance of
facilities...................... 60
31.0 Equipment......................... 9
32.0 Land and structures............... 128
41.0 Grants, subsidies, and
contributions................... 1
--------- --------- ----------
99.9 Total new obligations........... 203
---------------------------------------------------------------------------

ENVIRONMENTAL AND OTHER DEFENSE ACTIVITIES

Federal Funds

General and special funds:

Defense Environmental Restoration and Waste Management

For Department of Energy expenses, including the purchase,
construction, and acquisition of plant and capital equipment and other
expenses necessary for atomic energy defense environmental restoration
and waste management activities in carrying out the purposes of the
Department of Energy Organization Act (42 U.S.C. 7101 et seq.),
including the acquisition or condemnation of any real property or any
facility or for plant or facility acquisition, construction, or
expansion; and the purchase of not to exceed [30] 24 passenger motor
vehicles[, of which 27 shall be] for replacement only, [$5,234,576,000]
$4,558,360,000, to remain available until expended. (Energy and Water
Development Appropriations Act, 2002; additional authorizing legislation
required.)
[For emergency expenses to respond to the September 11, 2001,
terrorist attacks on the United States, for ``Defense Environmental
Restoration and Waste Management'', $8,200,000, to remain available
until expended, to be obligated from amounts made available in Public
Law 107-38.] (Emergency Supplemental Act, 2002.)

Program and Financing (in millions of dollars)

Obligations by program activity:
00.01 Site/project completion........... 993 968 788
00.02 Post 2006 completion.............. 3,298 3,489 2,615
00.03 Science and technology............ 249 250 92
00.04 Program direction................. 377 371 358
00.05 Safeguards and security........... 200 208 224
00.06 Multi-site activities............. 480
00.07 Excess facilities................. 5 1
--------- --------- ----------
10.00 Total new obligations........... 5,117 5,291 4,558
----------------------------------------------------------------------------

Budgetary resources available for obligation:
21.40 Unobligated balance carried
forward, start of year.......... 25 33
22.00 New budget authority (gross)...... 5,124 5,258 4,558
22.10 Resources available from
recoveries of prior year
obligations..................... 2
--------- --------- ----------
23.90 Total budgetary resources
available for obligation...... 5,151 5,291 4,558
23.95 Total new obligations............. -5,117 -5,291 -4,558
23.98 Unobligated balance expiring or
withdrawn....................... -1
24.40 Unobligated balance carried
forward, end of year............ 33
----------------------------------------------------------------------------

New budget authority (gross), detail:
Discretionary:

40.00 Appropriation................... 5,083 5,258 4,558
40.77 Reduction pursuant to P.L. 106-
554 (0.22 percent)............ -11
41.00 Transferred to other accounts... -5
42.00 Transferred from other accounts. 2
--------- --------- ----------
43.00 Appropriation (total
discretionary).............. 5,069 5,258 4,558
68.00 Spending authority from offsetting
collections: Offsetting
collections (cash).............. 55
--------- --------- ----------
70.00 Total new budget authority
(gross)....................... 5,124 5,258 4,558
----------------------------------------------------------------------------

Change in obligated balances:
72.40 Obligated balance, start of year.. 1,507 1,857 1,823
73.10 Total new obligations............. 5,117 5,291 4,558
73.20 Total outlays (gross)............. -4,764 -5,325 -4,759
73.31 Obligated balance transferred to
other accounts.................. -1
73.45 Recoveries of prior year
obligations..................... -2
74.40 Obligated balance, end of year.... 1,857 1,823 1,622
----------------------------------------------------------------------------

Outlays (gross), detail:
86.90 Outlays from new discretionary
authority....................... 3,235 3,686 3,195
86.93 Outlays from discretionary
balances........................ 1,529 1,639 1,564
--------- --------- ----------
87.00 Total outlays (gross)........... 4,764 5,325 4,759
----------------------------------------------------------------------------

Offsets:
Against gross budget authority and outlays:

88.45 Offsetting collections (cash)
from: Offsetting governmental
collections (from non-Federal
sources)...................... -55
----------------------------------------------------------------------------

[[Page 390]]

Net budget authority and outlays:
89.00 Budget authority.................. 5,069 5,258 4,558
90.00 Outlays........................... 4,709 5,325 4,759
---------------------------------------------------------------------------

Budget Authority and Outlays Excluding Full Funding for Federal Retiree
Costs (in millions of dollars)

----------------------------------------------------------------------------
2001 actual 2002 est. 2003 est.
----------------------------------------------------------------------------

Net budget authority and outlays:
89.00 Budget authority.................. 5,055 5,243 4,544
90.00 Outlays........................... 4,695 5,310 4,745
---------------------------------------------------------------------------

Environmental management.--The Environmental Management (EM) program
is responsible for addressing the environmental legacy resulting from
the production of nuclear weapons. The nuclear weapons complex generated
waste, pollution, and contamination that pose unique problems, including
unprecedented volumes of contaminated soil and water, radiological
hazards from special nuclear material, and a vast number of contaminated
structures. Factories, laboratories and thousands of square miles of
land were devoted to producing tens of thousands of nuclear weapons.
Much of this infrastructure, waste, and contamination still exists and
is largely maintained, decommissioned, managed, and remediated by the EM
program, which is sometimes referred to as the ``cleanup program.'' EM's
responsibilities include facilities and sites in 30 states and one
territory, and occupy an area equal to that of Rhode Island and Delaware
combined--or about 2.1 million acres.

EM activities include: environmental restoration, which provides for
assessments, characterization, remediation, and decontamination and
decommissioning of contaminated DOE facilities and sites; waste
management, which provides for the safe treatment, storage, and disposal
of wastes generated by defense activities; and, nuclear material and
facility stabilization, which provides for stabilization, safeguarding,
interim storage, and stewardship of excess nuclear materials, including
spent nuclear fuel, awaiting ultimate disposition.

EM will continue to improve the efficiency of its programs through a
variety of management and contracting strategies with emphasis on the
reduction of support costs and implementation of performance-based
contracts.

The EM program has established a goal of cleaning up as many of its
contaminated sites as possible by 2006, in a manner that is safe and
protects the environment. By working toward this goal, EM can reduce the
hazards presently facing its workforce and the public, and reduce the
financial burden on the taxpayer. The 2003 budget request continues to
reflect the program's emphasis on site closure and project completion.

The 2003 budget request will support the following major program
areas:

Site/project completion.--Includes sites and/or projects planned to
be completed by 2006 at EM laboratories or other facilities where DOE
will continue to have a presence beyond the year 2006. Examples of sites
with projects included in this account are Sandia National Laboratories,
New Mexico; Idaho National Engineering and Environmental Laboratory,
Idaho; Richland; and Savannah River.

Post 2006 completion.--Includes projects that will continue after
2006. Included are various projects at Albuquerque, New Mexico;
Richland, Washington; Savannah River, South Carolina; Idaho National
Engineering and Environmental Laboratory, Idaho; Nevada Test Site,
Nevada; Oak Ridge Reservation, Tennessee; and the Waste Isolation Pilot
Plant in Carlsbad, New Mexico.

Safeguards and security.--This account provides funding to support
safeguards and security activities to ensure appropriate levels of
protection against: unauthorized access, theft, diversion, loss of
custody or destruction of Department of Energy assets and hostile acts
that may cause unacceptable adverse impacts on national security or the
health and safety of DOE and contractor employees, the public or the
environment.

Office of Science and Technology.--Conducts a national program to
deliver and support fully developed deployable scientific and
technological solutions to Environmental Management and long-term
environmental stewardship problems.

EM program direction.--Provides salaries and benefits, travel and
other contractual support costs for the Federal workforce at
Headquarters and in the field which support the Environmental Management
Program.

Excess Facilities.--Provides funding to manage the final disposition
of excess contaminated physical facilities transferred to the EM
program. Activities in 2003 will be limited to surveillance and
maintenance to keep the facilities in a safe condition. The account
includes excess facilities at the Pantex Plant, Texas, Savannah River,
South Carolina, and the Y-12 plant, Tennessee transferred from the
Offices of Defense Programs and Nuclear Energy.

Multi-Site Activities.--Provides funding for technical integration
efforts managed at Headquarters that assure disposition of waste and
materials; activities to efficiently transfer excess facilities to the
EM program for decommissioning; pollution prevention programs;
environmental and regulatory analysis; emergency preparedness
activities; and coordination of packaging and transportation for waste
and nuclear material shipments. Other support activities include
analytical laboratory management, training for hazardous waste
operations, and maintenance of nuclear criticality safety expertise. In
addition, this account funds the Federal Government's contribution to
the Uranium Enrichment Decontamination and Decommissioning Fund.

Object Classification (in millions of dollars)

Personnel compensation:

11.1 Full-time permanent............. 190 195 193
11.3 Other than full-time permanent.. 6 7 7
11.5 Other personnel compensation.... 5 5 5
--------- --------- ----------
11.9 Total personnel compensation.. 201 207 205
12.1 Civilian personnel benefits....... 61 63 57
13.0 Benefits for former personnel..... 1 2 1
21.0 Travel and transportation of
persons......................... 8 8 7
23.1 Rental payments to GSA............ 7 8 7
23.2 Rental payments to others......... 2 2 2
23.3 Communications, utilities, and
miscellaneous charges........... 5 5 5
25.1 Advisory and assistance services.. 129 133 117
25.2 Other services.................... 771 795 697
25.3 Other purchases of goods and
services from Government
accounts........................ 24 25 22
25.4 Operation and maintenance of
facilities...................... 3,113 3,222 2,721
25.5 Research and development contracts 57 59 52
26.0 Supplies and materials............ 4 5 4
31.0 Equipment......................... 39 42 35
32.0 Land and structures............... 588 606 529
41.0 Grants, subsidies, and
contributions................... 107 109 97
--------- --------- ----------
99.9 Total new obligations........... 5,117 5,291 4,558
---------------------------------------------------------------------------

Personnel Summary

----------------------------------------------------------------------------
Identification code 89-0242-0-1-053 2001 actual 2002 est. 2003 est.
----------------------------------------------------------------------------
1001 Total compensable workyears: Full-
time equivalent employment...... 2,561 2,653 2,401
---------------------------------------------------------------------------

[[Page 391]]

Defense Facilities Closure Projects

For expenses of the Department of Energy to accelerate the closure
of defense environmental management sites, including the purchase,
construction, and acquisition of plant and capital equipment and other
necessary expenses, [$1,092,878,000] $1,091,314,000, to remain available
until expended. (Energy and Water Development Appropriations Act, 2002.)

Program and Financing (in millions of dollars)

Obligations by program activity:
00.01 Site closure...................... 1,045 1,039 1,054
00.02 Safeguards and security........... 57 54 37
--------- --------- ----------
10.00 Total new obligations........... 1,102 1,093 1,091
----------------------------------------------------------------------------

Budgetary resources available for obligation:
21.40 Unobligated balance carried
forward, start of year.......... 2 2
22.00 New budget authority (gross)...... 1,102 1,093 1,091
22.10 Resources available from
recoveries of prior year
obligations..................... 1
--------- --------- ----------
23.90 Total budgetary resources
available for obligation...... 1,105 1,095 1,091
23.95 Total new obligations............. -1,102 -1,093 -1,091
24.40 Unobligated balance carried
forward, end of year............ 2
----------------------------------------------------------------------------

New budget authority (gross), detail:
Discretionary:

40.00 Appropriation................... 1,104 1,093 1,091
40.77 Reduction pursuant to P.L. 106-
554 (0.22 percent)............ -2
--------- --------- ----------
43.00 Appropriation (total
discretionary).............. 1,102 1,093 1,091
----------------------------------------------------------------------------

Change in obligated balances:
72.40 Obligated balance, start of year.. 295 358 382
73.10 Total new obligations............. 1,102 1,093 1,091
73.20 Total outlays (gross)............. -1,038 -1,069 -1,092
73.45 Recoveries of prior year
obligations..................... -1
74.40 Obligated balance, end of year.... 358 382 381
----------------------------------------------------------------------------

Outlays (gross), detail:
86.90 Outlays from new discretionary
authority....................... 741 765 764
86.93 Outlays from discretionary
balances........................ 297 304 328
--------- --------- ----------
87.00 Total outlays (gross)........... 1,038 1,069 1,092
----------------------------------------------------------------------------

Net budget authority and outlays:
89.00 Budget authority.................. 1,102 1,093 1,091
90.00 Outlays........................... 1,038 1,069 1,092
---------------------------------------------------------------------------

These funds are managed by the Department of Energy's Environmental
Management Program.

Site closure.--Provides funding for completing cleanup and closing
facilities with no enduring Federal presence on site, except for
stewardship activities. Example of sites included under this account are
the Rocky Flats site in Colorado, and the Fernald, Mound, Battelle
Columbus, and Ashtabula sites in Ohio. The Department has established a
goal of completing major cleanup activities budgeted for in this account
by 2006.

Object Classification (in millions of dollars)

----------------------------------------------------------------------------
Identification code 89-0251-0-1-053 2001 actual 2002 est. 2003 est.
----------------------------------------------------------------------------
23.3 Communications, utilities, and
miscellaneous charges........... 11 8 8
25.2 Other services.................... 31 23 23
25.3 Other purchases of goods and
services from Government
accounts........................ 7 4 4
25.4 Operation and maintenance of
facilities...................... 1,047 1,035 1,033
32.0 Land and structures............... 2 19 19
41.0 Grants, subsidies, and
contributions................... 4 4 4
--------- --------- ----------
99.9 Total new obligations........... 1,102 1,093 1,091
---------------------------------------------------------------------------

Defense Environmental Management Privatization

For Department of Energy expenses for privatization projects
necessary for atomic energy defense environmental management activities
authorized by the Department of Energy Organization Act (42 U.S.C. 7101
et seq.), [$153,537,000] $158,399,000, to remain available until
expended. (Energy and Water Development Appropriations Act, 2002.)

Program and Financing (in millions of dollars)

Obligations by program activity:
10.00 Total new obligations............. 227 188 158
----------------------------------------------------------------------------

Budgetary resources available for obligation:
21.40 Unobligated balance carried
forward, start of year.......... 263 34
22.00 New budget authority (gross)...... -2 154 158
--------- --------- ----------
23.90 Total budgetary resources
available for obligation...... 261 188 158
23.95 Total new obligations............. -227 -188 -158
24.40 Unobligated balance carried
forward, end of year............ 34
----------------------------------------------------------------------------

New budget authority (gross), detail:
Discretionary:

40.00 Appropriation................... 95 154 158
40.36 Unobligated balance rescinded... -97
--------- --------- ----------
43.00 Appropriation (total
discretionary).............. -2 154 158
----------------------------------------------------------------------------

Change in obligated balances:
72.40 Obligated balance, start of year.. 575 638 712
73.10 Total new obligations............. 227 188 158
73.20 Total outlays (gross)............. -164 -114 -124
74.40 Obligated balance, end of year.... 638 712 746
----------------------------------------------------------------------------

Outlays (gross), detail:
86.93 Outlays from discretionary
balances........................ 164 114 124
----------------------------------------------------------------------------

Net budget authority and outlays:
89.00 Budget authority.................. -2 154 158
90.00 Outlays........................... 164 114 124
---------------------------------------------------------------------------

Environmental management privatization.--Provides funding necessary
to proceed with privatization of various DOE environmental management
projects that will treat some of DOE's most contaminated soil and highly
radioactive waste, as well as deactivate contaminated nuclear facilities
that are excess to DOE's needs. This contracting approach to cleanup
relies on the private sector to construct and operate facilities or
proceed with cleanup actions on a fixed-price, fee-for-service basis.
These competitively awarded projects are expected to result in
substantial savings over the life-cycle of the projects, when compared
to DOE's traditional approach of designing, constructing and operating a
government-owned facility. Funds in this account will allow DOE to enter
into these contracts and assures private investors that funds will be
available to pay for services once the facilities are built.

Object Classification (in millions of dollars)

----------------------------------------------------------------------------
Identification code 89-0249-0-1-053 2001 actual 2002 est. 2003 est.
----------------------------------------------------------------------------
25.1 Advisory and assistance services.. 31 26
25.2 Other services.................... 191 158 158
25.4 Operation and maintenance of
facilities...................... 5 4
--------- --------- ----------
99.9 Total new obligations........... 227 188 158
---------------------------------------------------------------------------

[[Page 392]]

Environmental Management Cleanup Reform

For Department of Energy expenses, including the purchase,
construction, and acquisition or condemnation of any real property or
plant, and capital equipment and other expenses necessary to accelerate
or provide alternative cleanup strategies for environmental restoration
and waste management activities in carrying out the purposes of the
Department of Energy Organization Act (42 U.S.C. 7101 et seq.),
$800,000,000, to remain available until expended: Provided, That these
amounts may be transferred to and merged with accounts under this title
which fund specific cleanup activities only after the Secretary of
Energy enters into an agreement satisfactory to the Secretary and the
appropriate State and Federal regulators, for each site for which these
funds may be used.

Program and Financing (in millions of dollars)

----------------------------------------------------------------------------
Identification code 89-0245-0-1-053 2001 actual 2002 est. 2003 est.
----------------------------------------------------------------------------

Obligations by program activity:
10.00 Total new obligations (object
class 25.2)..................... 800
----------------------------------------------------------------------------

Budgetary resources available for obligation:
22.00 New budget authority (gross)...... 800
23.95 Total new obligations............. -800
----------------------------------------------------------------------------

New budget authority (gross), detail:
Discretionary:

40.00 Appropriation................... 800
----------------------------------------------------------------------------

Change in obligated balances:
73.10 Total new obligations............. 800
73.20 Total outlays (gross)............. -560
74.40 Obligated balance, end of year.... 240
----------------------------------------------------------------------------

Outlays (gross), detail:
86.90 Outlays from new discretionary
authority....................... 560
----------------------------------------------------------------------------

Net budget authority and outlays:
89.00 Budget authority.................. 800
90.00 Outlays........................... 560
---------------------------------------------------------------------------

Under the Environmental Management program, the Department of Energy
enters into compliance and cleanup agreements with Federal and State
regulatory officials at sites managed by the Department. The
Administration is committed to ensuring that these agreements are
managed efficiently to protect the health and safety of the public and
the environment. The purpose of this new account is to provide an
incentive for the parties to these agreements to renegotiate cleanup
strategies to achieve greater risk reduction, decrease cleanup costs,
and accelerate cleanup schedules, while protecting human health and the
environment. These funds will be available only when the Department
enters into revised agreements that have the potential for significant
life-cycle cost savings over the current baseline cleanup approach. When
the Department reaches agreement with regulatory officials, establishes
a new funding profile and estimates the cost savings for the alternate
cleanup strategy, these funds will be transferred to other cleanup
accounts to fund the new projects or supplement funding for ongoing
projects.

Other Defense Activities

For Department of Energy expenses, including the purchase,
construction, and acquisition of plant and capital equipment and other
expenses necessary for atomic energy defense, other defense activities,
in carrying out the purposes of the Department of Energy Organization
Act (42 U.S.C. 7101 et seq.), including the acquisition or condemnation
of any real property or any facility or for plant or facility
acquisition, construction, or expansion, [$544,044,000] $472,156,000, to
remain available until expended. (Energy and Water Development
Appropriations Act, 2002; additional authorizing legislation required.)
[For emergency expenses to respond to the September 11, 2001,
terrorist attacks on the United States, and for other expenses necessary
to support activities related to countering potential biological threats
to civilian populations, for ``Other Defense Activities'', $3,500,000,
to remain available until expended, to be obligated from amounts made
available in Public Law 107-38.] (Emergency Supplemental Act, 2002.)

Program and Financing (in millions of dollars)

Obligations by program activity:
00.01 Energy security................... 28
00.02 Security.......................... 283 262 187
00.03 Intelligence...................... 38 42 41
00.04 Counterintelligence............... 45 49 39
00.05 Advanced accelerator applications. 33 51
00.06 Independent oversight and
performance assurance........... 15 15 22
00.07 Environment, safety and health
(defense)....................... 115 119 100
00.08 Worker and community transition... 44 21 26
00.09 National security programs
administrative support.......... 25 22 26
00.10 Hearings and appeals.............. 3 3 3
00.11 Other............................. 5 8
--------- --------- ----------
10.00 Total new obligations........... 607 593 472
----------------------------------------------------------------------------

Budgetary resources available for obligation:
21.40 Unobligated balance carried
forward, start of year.......... 220 41
22.00 New budget authority (gross)...... 601 552 472
22.10 Resources available from
recoveries of prior year
obligations..................... 1
22.21 Unobligated balance transferred to
other accounts.................. -175
--------- --------- ----------
23.90 Total budgetary resources
available for obligation...... 647 593 472
23.95 Total new obligations............. -607 -593 -472
24.40 Unobligated balance carried
forward, end of year............ 41
----------------------------------------------------------------------------

New budget authority (gross), detail:
Discretionary:

Appropriation:
40.00 Appropriation................. 590 548 472
40.00 Appropriation [Supplemental].. 5 4
40.77 Reduction pursuant to P.L. 106-
554 (0.22 percent)............ -1
41.00 Transferred to other accounts... -1
42.00 Transferred from other accounts. 8
--------- --------- ----------
43.00 Appropriation (total
discretionary).............. 601 552 472
----------------------------------------------------------------------------

Change in obligated balances:
72.40 Obligated balance, start of year.. 779 287 315
73.10 Total new obligations............. 607 593 472
73.20 Total outlays (gross)............. -545 -565 -497
73.31 Obligated balance transferred to
other accounts.................. -577
73.32 Obligated balance transferred from
other accounts.................. 23
73.45 Recoveries of prior year
obligations..................... -1
74.40 Obligated balance, end of year.... 287 315 290
----------------------------------------------------------------------------

Outlays (gross), detail:
86.90 Outlays from new discretionary
authority....................... 452 415 355
86.93 Outlays from discretionary
balances........................ 93 150 142
--------- --------- ----------
87.00 Total outlays (gross)........... 545 565 497
----------------------------------------------------------------------------

Net budget authority and outlays:
89.00 Budget authority.................. 601 552 472
90.00 Outlays........................... 545 565 497
---------------------------------------------------------------------------

Budget Authority and Outlays Excluding Full Funding for Federal Retiree
Costs (in millions of dollars)

----------------------------------------------------------------------------
2001 actual 2002 est. 2003 est.
----------------------------------------------------------------------------

Net budget authority and outlays:
89.00 Budget authority.................. 597 548 469
90.00 Outlays........................... 541 561 494
---------------------------------------------------------------------------

Intelligence.--The Department's intelligence activities consist of
providing the Department, other U.S. Government policy makers, and the
Intelligence Community with timely, accurate high impact foreign
intelligence technical analyses including support to
counterintelligence; providing quick-turnaround, specialized technology
applications and operational support to the intelligence, special
operations, and law en

[[Page 393]]

forcement communities; and ensuring that the Department's technical,
analytical and research expertise is made available to the Intelligence
Community in accordance with executive Order 12333, ``United States
Intelligence Activities.''

Counterintelligence.--The Office of Counterintelligence mission is
to develop and implement an effective Counterintelligence Program
throughout the Department of Energy to identify, neutralize and deter
foreign government or industrial intelligence activities directed at or
involving DOE programs, personnel, facilities, technologies, classified
information and unclassified sensitive information. The program provides
the analytical, investigative, inspection, information and special
technologies, polygraph, and evaluation capabilities necessary to
identify and address foreign intelligence targeting and collection
activities directed at DOE facilities.

Security.--Security consists of the following programs: Nuclear
Safeguards and Security, Security Investigations and Program Direction.
Key mission areas are: physical, information, cyber security policy and
personnel security; technology development; materials control and
accountability; critical infrastructure; declassification/
classification; foreign travel visits and assignments; plutonium,
uranium, and special nuclear material inventory; and security
investigations. These programs provide policy, programmatic direction
and training for the protection of the Department's nuclear weapons,
nuclear materials, classified and unclassified information, and
facilities. The programs: ensure protection of certain critical national
infrastructures against physical and cyber attacks; and provide security
clearances for federal and contractor personnel. Before FY 2003,
Security was budgeted under Security and Emergency Operations.

Energy Security and Assurance.--This newly established program
supports the national security of the United States by working to
protect the Nation against significant energy supply disruptions. This
will be accomplished in close collaboration with the private sector, by
providing technical expertise to assess vulnerabilities in the national
energy infrastructure and technical expertise to help mitigate any
adverse impacts that may result from such a disruption. America's energy
supply is essential to a strong economy and national security. The
program includes: Energy Security and Assurance, the National
Infrastructure Simulation and Analysis Center (NISAC), and Program
Direction.

Worker and community transition.--This program provides for the
development, implementation, and funding of plans under section 3161 of
the National Defense Authorization Act of 1993, to provide options to
assist workers affected by workforce restructuring including preference
in hiring, outplacement assistance, and relocation assistance. This
program also provides impact assistance to local communities, as well as
disposition of assets excess to current Department needs.

Environment, safety and health (Defense).--The Office of
Environment, Safety and Health is a corporate resource that provides
Departmental leadership and management to protect the workers, public,
and environment. The programs in the other defense activities are
oversight, health studies, radiation effects research foundation, and
employee compensation support as well as program direction.

Independent oversight and performance assurance.--This program
provides an independent assessment of the effectiveness of Departmental
policies and site performance in the areas of environment, safety,
health safeguards, security, emergency management, cyber security, and
other critical functions. Appraisals are performed to determine whether
site programs are effectively implemented and achieving Department-wide
and site specific objectives.

All other.--This category includes obligations for a portion of the
projects reviewed under the Independent Assessment of DOE project
funding. In addition, obligations are included for the National Security
Programs Administrative Support and the Office of Hearings and Appeals.
Responsibilities of the Office of Hearings and Appeals include
adjudications of matters involving employees' eligibility for security
clearances, appeals of adverse determinations under the Freedom of
Information and Privacy Acts, complaints of reprisals by contractor-
employees for ``whistleblowing'', and requests for exception from DOE
orders, rules, and regulations.

Object Classification (in millions of dollars)

Direct obligations:

Personnel compensation:
11.1 Full-time permanent........... 77 80 72
11.3 Other than full-time permanent 3 3 2
11.5 Other personnel compensation.. 2 3 3
11.8 Special personal services
payments.................... 1
--------- --------- ----------
11.9 Total personnel compensation 83 86 77
12.1 Civilian personnel benefits..... 20 21 18
21.0 Travel and transportation of
persons....................... 4 4 3
23.2 Rental payments to others....... 1
23.3 Communications, utilities, and
miscellaneous charges......... 4 4 3
25.1 Advisory and assistance services 47 46 35
25.2 Other services.................. 203 203 156
25.3 Other purchases of goods and
services from Government
accounts...................... 22 21 16
25.4 Operation and maintenance of
facilities.................... 182 179 141
25.5 Research and development
contracts..................... 4
25.7 Operation and maintenance of
equipment..................... 1 1 1
26.0 Supplies and materials.......... 5 5 4
31.0 Equipment....................... 6 6 5
32.0 Land and structures............. 4
41.0 Grants, subsidies, and
contributions................. 18 17 13
--------- --------- ----------
99.0 Direct obligations............ 604 593 472
99.5 Below reporting threshold......... 3
--------- --------- ----------
99.9 Total new obligations........... 607 593 472
---------------------------------------------------------------------------

Personnel Summary

----------------------------------------------------------------------------
Identification code 89-0243-0-1-053 2001 actual 2002 est. 2003 est.
----------------------------------------------------------------------------
1001 Total compensable workyears: Full-
time equivalent employment...... 921 971 815
---------------------------------------------------------------------------

Defense Nuclear Waste Disposal

Program and Financing (in millions of dollars)

Obligations by program activity:
10.00 Total new obligations............. 210 280 315
----------------------------------------------------------------------------

Budgetary resources available for obligation:
21.40 Unobligated balance carried
forward, start of year.......... 85
22.00 New budget authority (gross)...... 125 280 315
--------- --------- ----------
23.90 Total budgetary resources
available for obligation...... 210 280 315
23.95 Total new obligations............. -210 -280 -315
----------------------------------------------------------------------------

New budget authority (gross), detail:
Discretionary:

40.00 Appropriation................... 200 280 315
40.36 Unobligated balance rescinded... -75
--------- --------- ----------
43.00 Appropriation (total
discretionary).............. 125 280 315
----------------------------------------------------------------------------

Change in obligated balances:
72.40 Obligated balance, start of year.. 9 10 70
73.10 Total new obligations............. 210 280 315
73.20 Total outlays (gross)............. -209 -220 -306

[[Page 394]]

74.40 Obligated balance, end of year.... 10 70 79
----------------------------------------------------------------------------

Outlays (gross), detail:
86.90 Outlays from new discretionary
authority....................... 115 210 236
86.93 Outlays from discretionary
balances........................ 94 10 70
--------- --------- ----------
87.00 Total outlays (gross)........... 209 220 306
----------------------------------------------------------------------------

Net budget authority and outlays:
89.00 Budget authority.................. 125 280 315
90.00 Outlays........................... 209 220 306
---------------------------------------------------------------------------

This appropriation was established by Congress as part of the 1993
Energy and Water Development Appropriation (P.L. 102-377) in lieu of
payment from the Department of Energy into the Nuclear Waste Fund for
activities related to the disposal of defense high-level waste.

The program's cost estimates reflect DOE's best projections, given
the scope of work identified and planned schedule of required
activities. Future budget requests for the Program have yet to be
established and will be determined through the annual executive and
congressional budget process.

Since passage of the Nuclear Waste Policy Act of 1982, as amended,
the Nuclear Waste Fund has incurred costs for activities related to
disposal of high-level waste generated from the atomic energy defense
activities of the Department of Energy. At the end of 2001 the balance
owed by the Federal Government to the Nuclear Waste Fund was
approximately $1,350 million (including principal and interest). The
``Defense Nuclear Waste Disposal'' appropriation was established to
ensure payment of the Federal Government's contribution to the nuclear
waste repository program. Through 2001, a total of approximately $1,436
million has been appropriated to support nuclear waste repository
activities attributed to atomic energy defense activities.

Object Classification (in millions of dollars)

----------------------------------------------------------------------------
Identification code 89-0244-0-1-053 2001 actual 2002 est. 2003 est.
----------------------------------------------------------------------------
25.2 Other services.................... 2 2 2
25.3 Other purchases of goods and
services from Government
accounts........................ 15 15 15
25.4 Operation and maintenance of
facilities...................... 187 257 292
41.0 Grants, subsidies, and
contributions................... 6 6 6
--------- --------- ----------
99.9 Total new obligations........... 210 280 315
---------------------------------------------------------------------------

ENERGY PROGRAMS

Federal Funds

General and special funds:

Science

For Department of Energy expenses including the purchase,
construction and acquisition of plant and capital equipment, and other
expenses necessary for science activities in carrying out the purposes
of the Department of Energy Organization Act (42 U.S.C. 7101 et seq.),
including the acquisition or condemnation of any real property or
facility or for plant or facility acquisition, construction, or
expansion, and purchase of not to exceed [25] 28 passenger motor
vehicles for replacement only, [$3,233,100,000] $3,285,088,000, to
remain available until expended. (Energy and Water Development
Appropriations Act, 2002; additional authorizing legislation required.)

Program and Financing (in millions of dollars)

Obligations by program activity:
00.01 High energy physics............... 696 714 725
00.03 Nuclear physics................... 352 359 382
00.05 Biological and environmental
research........................ 477 528 504
00.06 Basic energy sciences............. 974 1,000 1,020
00.07 Advanced scientific computing
research........................ 161 158 170
00.08 Energy research analyses.......... 1 1 1
00.09 Science Facilities Infrastructure. 30 31 43
00.11 Program direction................. 147 150 139
00.12 Small business innovation research 88
00.13 Small business technology transfer 5
00.14 Fusion energy sciences............ 242 248 257
00.15 Safeguard and securities.......... 55 50 44
00.16 Facilities and infrastructure..... 10
--------- --------- ----------
10.00 Total new obligations........... 3,228 3,249 3,285
----------------------------------------------------------------------------

Budgetary resources available for obligation:
21.40 Unobligated balance carried
forward, start of year.......... 17 9
22.00 New budget authority (gross)...... 3,218 3,240 3,285
22.10 Resources available from
recoveries of prior year
obligations..................... 1
--------- --------- ----------
23.90 Total budgetary resources
available for obligation...... 3,236 3,249 3,285
23.95 Total new obligations............. -3,228 -3,249 -3,285
24.40 Unobligated balance carried
forward, end of year............ 9
----------------------------------------------------------------------------

New budget authority (gross), detail:
Discretionary:

Appropriation:
40.00 Appropriation................. 3,193 3,240 3,285
40.00 Appropriation [P.L. 106-554].. 1
40.77 Reduction pursuant to P.L. 106-
554 (0.22 percent)............ -7
42.00 Transferred from other accounts. 31
--------- --------- ----------
43.00 Appropriation (total
discretionary).............. 3,218 3,240 3,285
----------------------------------------------------------------------------

Change in obligated balances:
72.40 Obligated balance, start of year.. 1,390 1,741 1,750
73.10 Total new obligations............. 3,228 3,249 3,285
73.20 Total outlays (gross)............. -2,938 -3,240 -3,264
73.32 Obligated balance transferred from
other accounts.................. 64
73.45 Recoveries of prior year
obligations..................... -1
74.40 Obligated balance, end of year.... 1,741 1,750 1,771
----------------------------------------------------------------------------

Outlays (gross), detail:
86.90 Outlays from new discretionary
authority....................... 1,851 1,882 1,908
86.93 Outlays from discretionary
balances........................ 1,087 1,358 1,356
--------- --------- ----------
87.00 Total outlays (gross)........... 2,938 3,240 3,264
----------------------------------------------------------------------------

Net budget authority and outlays:
89.00 Budget authority.................. 3,218 3,240 3,285
90.00 Outlays........................... 2,938 3,240 3,264
---------------------------------------------------------------------------

Budget Authority and Outlays Excluding Full Funding for Federal Retiree
Costs (in millions of dollars)

----------------------------------------------------------------------------
2001 actual 2002 est. 2003 est.
----------------------------------------------------------------------------

Net budget authority and outlays:
89.00 Budget authority.................. 3,211 3,233 3,279
90.00 Outlays........................... 2,931 3,233 3,258
---------------------------------------------------------------------------

High energy physics.--This research program focuses on gaining
insights into the fundamental constituents of matter, the fundamental
forces in nature, and the transformations between matter and energy at
the most elementary level. The program encompasses both experimental and
theoretical particle physics research and related advanced accelerator
and detector technology R&D. The primary mode of experimental research
involves the study of collisions of energetic particles using large
particle accelerators or colliding beam facilities.

Research in 2003 will continue to focus on studies of known
fundamental particle constituents, the search for new particle
constituents, and the pursuit of a unified description of the four
fundamental forces in nature.

[[Page 395]]

In addition to contributing to breakthrough discoveries such as the
existence of the top quark, high energy physics research enhances
national economic competitiveness. State-of-the-art technology developed
for accelerators and detectors contribute to progress in fields such as
fast electronics, high-speed computing, superconducting magnet
technology, and high-power radio frequency devices. High energy physics
research also continues to make major contributions to accelerator
technology and provides the expertise necessary for the expansion of
such technology into fields such as medical diagnostics, and applied
research using synchrotron light sources.

The 2003 high energy physics budget request will support the
continued operation of two of the Department's major high energy physics
facilities: the Fermilab Tevatron and the Stanford B-Factory. Fixed
target operations for the Alternate Gradient Synchroton HEP program are
terminated. In addition, $60 million is provided for the Department's
2003 contribution to continued U.S. participation in the large hadron
collider project at the European Center for Nuclear Research.

The high energy physics R&D request provides funding for advanced
accelerator and detector R&D that is necessary for next-generation high
energy particle accelerators. The request also includes $20.1 million
for the neutrinos at the main injector project.

Nuclear Physics.--The goal of the nuclear physics program is to
understand the interactions and structure of atomic nuclei and to
investigate fundamental particles and forces of nature as manifested in
nuclear matter. In 2003, the program will continue to focus on the role
of quarks in the composition and interactions of nuclei, the application
of nuclear physics methods to astrophysical problems, the properties of
neutrinos, and the mechanisms by which colliding nuclei exchange mass,
energy, and angular momentum.

The nuclear physics program supports and provides experimental
equipment to qualified scientists and research groups conducting
experiments at nuclear physics accelerator facilities. These facilities
provide new insights and advance our knowledge of the nature of matter
and energy and develop the scientific knowledge, technologies and
trained manpower needed to underpin the DOE's missions for nuclear
related national security, energy and environmental quality.

The Thomas Jefferson National Accelerator Facility/Continuous
Electron Beam Accelerator Facility experimental program began in 1996
and will continue in 2003. At the MIT/Bates accelerator a new program of
research utilizing the BLAST large acceptance detector will begin.
Experimental operations at the Radioactive Ion Beam facility in Oak
Ridge National Laboratory will continue in 2003. Operation of ATLAS
(ANL), and the 88-inch cyclotron (LBNL) will be supported, as will the
operation of the university-based accelerator laboratories.

The Relativistic Heavy Ion Collider (RHIC) research program will
continue as RHIC and its four major detectors approach their full design
potential, allowing researchers to explore a new regime of nuclear
matter and nuclear interactions that up to now have only been
characterized theoretically.

Biological and environmental research.--This program develops the
knowledge base necessary to identify, understand, and anticipate the
long-term health and environmental consequences of energy use and
development and utilizes the Department's unique scientific and
technological capabilities to solve major scientific problems in the
environment, medicine, and biology. Planned 2003 activities include
programs in global climate change; terrestrial, atmospheric and marine
environmental processes; molecular, cellular and systemic studies on the
biological effects of radiation; structural biology; medical
applications of nuclear technology; and the Human Genome Program.
Funding for the Human Genome Program is provided to allow for high
throughput human DNA sequencing. The program also supports science
related to carbon sequestration and sequencing of genomes of microbes
that use carbon dioxide to produce methane and hydrogen. In conjunction
with the ASCR program a global systems application is continued to
accelerate progress in coupled general circulation model development
through use of enhanced computer simulation and modeling. The ``genomes
to life'' activity, aimed at understanding the composition and function
of biochemical networks that carry out essential processes of living
organisms is funded at $36.7 million. In FY 2003, the Environmental
Management Science Program and the Savannah River Ecology Laboratory are
transferred from the Office of Environmental Management to the Office of
Science.

Basic Energy Sciences.--The basic energy sciences (BES) program
funds basic research in the physical, biological and engineering
sciences that support the Department's nuclear and non-nuclear
technology programs. The BES program is responsible for operating large
national user research facilities, including synchrotron light and
neutron sources, a combustion research facility, as well as smaller user
facilities such as materials preparation and electron microscopy
centers.

The BES program supports a substantial basic research budget for
materials sciences, chemical sciences, energy biosciences, engineering
and geosciences. The program supports a number of research areas that
are unique within the Federal government; in many basic research areas,
such as materials science, funding provided by the BES program
represents a large percentage, or even the sole source, of Federal
funding.

The 2003 BES budget request includes continued support to maintain
utilization of the Department's large state-of-the-art science
facilities. The proposed funding will maintain the quality of service
and availability of facility resources to users, including university
and government scientists, as well as private companies who rely on
unique BES facilities for their basic research needs. Research areas
that will benefit from the facilities funding include structural
biology, materials science, superconductor technology, and medical
research and technology development.

In addition, the BES request includes $225.0 million in 2003 to
continue construction at Oak Ridge National Laboratory for the
Spallation Neutron Source (SNS) to meet the Nation's neutron scattering
needs. The request includes $5 million to begin design and construction
of additional instruments beyond the initial instrument suite included
in the construction project data sheet. The SNS will provide significant
scientific, technical, and economic benefits that derive from neutron
scattering and materials irradiation research. This world class Neutron
source will enable the Nation to carry out major research activities in
areas such as biology, materials science, superconductivity,
pharmaceuticals, and electronic materials, that are critical for future
U.S. economic competitiveness and national security. The multi-agency
national nanotechnology program is $129.0 million and includes PED and
construction funding for NSRC's at 3 national laboratories.

Fusion Energy Sciences Program.--The fusion energy sciences program
for 2003 continues to implement the recommendations of the reports by
the National Research Council, the Secretary of Energy Advisory Board
and recommendations of the Fusion Energy Science Advisory committee. The
mission of the program is to advance plasma science, fusion science, and
fusion technology. The program emphasizes the underlying basic research
in plasma and fusion sciences, with the long-term goal of harnessing
fusion as a viable energy source. The program centers on the following
goals: understanding the physics of plasmas; identification and
exploration of innovative and cost effective development paths to

[[Page 396]]

fusion energy; and exploration of the science and technology of energy
producing plasmas, as a partner in an international effort.

The budget request provides for support of basic research in plasma
science in partnership with NSF, plasma containment research, and
investigation of tokamak alternatives, along with continued operation of
DIII-D, Alcator C-Mod, and the National Spherical Torus Experiment.
Research on alternate concepts is continued to develop a fuller
understanding of the physics of magnetically confined plasma and to
identify approaches that may improve the economical and environmental
attractiveness of fusion. Fabrication of the new National Compact
Stellarator experiment will be initiated at Princeton Plasma Physics
Laboratory. The inertial fusion energy activity is exploring an
alternative path for fusion energy that would capitalize on the major
R&D effort in inertial confinement fusion which is carried out by NNSA
for stockpile stewardship purposes. Theory and modeling efforts will be
supported to develop a predictive capability for the operation of fusion
experiments. Enabling technology research will also be conducted in
support of the science experiments.

Energy research analyses.--This activity involves objective
assessments to evaluate the quality and impact of DOE research programs
and projects.

Science laboratories infrastructure.--The goal of the science
laboratories infrastructure program is to provide funds for
rehabilitating, replacing or demolishing deficient common-use utilities,
roads, and buildings and to correct Environment, Safety and Health
deficiencies at the civilian science laboratories. An ``excess
facilities disposal'' subprogram, first funded by Congress in FY 2002 as
the Facilities and Infrastructure program, is included in FY 2003 in the
Science Laboratories Infrastructure program. The Oak Ridge Landlord
activity is also funded here.

Advanced Scientific Computing Research (ASCR).--This program
includes research in mathematical, information, and computational
sciences and laboratory technology research activities. The purpose of
the ASCR program is to support advanced computational research--applied
mathematics, computer science, and networking--to enable the analysis,
simulation and prediction of complex physical phenomena. The program
also supports the operation of large supercomputer user facilities. The
request includes research, integrated with other science programs, on
application of computer simulation and modeling to science problems.

Safeguards and security.--The mission of this program is to ensure
appropriate levels of protection and provide against: unauthorized
access, theft, diversion, loss of custody, or destruction of Department
of Energy assets and hostile acts that may cause adverse impacts on
fundamental science, or the health and safety of DOE and contractor
employees, the public, or the environment. The 2003 request provides
funding for physical protection, protective forces, physical security,
protective systems, information security, cyber security, personnel
security, materials control and accountability and program management
activities. In FY 2003, costs for safeguards and security at Argonne
National Laboratory--West are transferred from the Office of Science to
the Office of Environmental Management.

Object Classification (in millions of dollars)

Personnel compensation:

11.1 Full-time permanent............. 76 73 70
11.3 Other than full-time permanent.. 2 2 2
11.8 Special personal services
payments...................... 4 1 1
--------- --------- ----------
11.9 Total personnel compensation.. 82 76 73
12.1 Civilian personnel benefits....... 23 21 20
13.0 Benefits for former personnel..... 1 1 2
21.0 Travel and transportation of
persons......................... 3 3 3
23.1 Rental payments to GSA............ 4 4 4
23.2 Rental payments to others......... 1 1 1
23.3 Communications, utilities, and
miscellaneous charges........... 5 4 4
25.1 Advisory and assistance services.. 6 4 4
25.2 Other services.................... 46 67 61
25.3 Other purchases of goods and
services from Government
accounts........................ 6 18 16
25.4 Operation and maintenance of
facilities...................... 1,658 849 852
25.5 Research and development contracts 70 1,077 1,111
26.0 Supplies and materials............ 1 6 7
31.0 Equipment......................... 238 200 223
32.0 Land and structures............... 385 399 375
41.0 Grants, subsidies, and
contributions................... 699 519 529
--------- --------- ----------
99.9 Total new obligations........... 3,228 3,249 3,285
---------------------------------------------------------------------------

Personnel Summary

----------------------------------------------------------------------------
Identification code 89-0222-0-1-251 2001 actual 2002 est. 2003 est.
----------------------------------------------------------------------------
1001 Total compensable workyears: Full-
time equivalent employment...... 1,034 969 766
---------------------------------------------------------------------------

Energy Supply

For Department of Energy expenses including the purchase,
construction, and acquisition of plant and capital equipment, and other
expenses necessary for energy supply activities in carrying out the
purposes of the Department of Energy Organization Act (42 U.S.C. 7101 et
seq.), including the acquisition or condemnation of any real property or
any facility or for plant or facility acquisition, construction, or
expansion; [and the purchase of not to exceed 17 passenger motor
vehicles for replacement only, $666,726,000] $696,690,000, to remain
available until expended. (Energy and Water Development Appropriations
Act, 2002; additional authorizing legislation required.)

Program and Financing (in millions of dollars)

Obligations by program activity:
Direct program:

Renewable energy resources:
00.02 Renewable energy technologies,
including hydrogen research. 272 277 292
00.03 Electric energy systems and
storage..................... 51 73 70
00.04 Renewable energy program
support and implementation.. 22 15 24
00.05 National renewable energy
laboratory.................. 4 5 5
00.06 Program direction............. 20 21 17
--------- --------- ----------
00.91 Total renewable energy
resources................... 369 391 408
--------- --------- ----------
02.00 Total, office of energy
efficiency and renewable
energy...................... 369 391 408
Office of science:

03.01 Technical information management
program....................... 9 8 8
04.01 Nuclear energy research and
development..................... 239 251 251
04.02 Environment, safety and health.... 36 32 30
--------- --------- ----------
04.91 Total, other energy supply
direct activities............. 275 283 281
--------- --------- ----------
08.00 Total, direct program........... 653 682 697
09.10 Reimbursable program.............. 597 1,411 1,350
--------- --------- ----------
10.00 Total new obligations........... 1,250 2,093 2,047
----------------------------------------------------------------------------

Budgetary resources available for obligation:
21.40 Unobligated balance carried
forward, start of year.......... 80 73
22.00 New budget authority (gross)...... 1,243 2,020 2,047
22.10 Resources available from
recoveries of prior year
obligations..................... 1
--------- --------- ----------
23.90 Total budgetary resources
available for obligation...... 1,324 2,093 2,047
23.95 Total new obligations............. -1,250 -2,093 -2,047
24.40 Unobligated balance carried
forward, end of year............ 73
----------------------------------------------------------------------------

[[Page 397]]

New budget authority (gross), detail:
Discretionary:

Appropriation:
40.00 Appropriation................. 663 670 697
40.00 Appropriation (P.L. 106-554).. 1
40.77 Reduction pursuant to P.L. 106-
554 (0.22 percent)............ -1
41.00 Transferred to other accounts... -5
--------- --------- ----------
43.00 Appropriation (total
discretionary).............. 658 670 697
Spending authority from offsetting
collections:

68.00 Offsetting collections (cash)... 570 1,350 1,350
68.10 Change in uncollected customer
payments from Federal sources
(unexpired)................... 15
--------- --------- ----------
68.90 Spending authority from
offsetting collections
(total discretionary)....... 585 1,350 1,350
--------- --------- ----------
70.00 Total new budget authority
(gross)....................... 1,243 2,020 2,047
----------------------------------------------------------------------------

Change in obligated balances:
72.40 Obligated balance, start of year.. 487 442 490
73.10 Total new obligations............. 1,250 2,093 2,047
73.20 Total outlays (gross)............. -1,215 -2,045 -2,031
73.31 Obligated balance transferred to
other accounts.................. -65
73.45 Recoveries of prior year
obligations..................... -1
74.00 Change in uncollected customer
payments from Federal sources
(unexpired)..................... -15
74.40 Obligated balance, end of year.... 442 490 506
----------------------------------------------------------------------------

Outlays (gross), detail:
86.90 Outlays from new discretionary
authority....................... 868 1,653 1,665
86.93 Outlays from discretionary
balances........................ 347 392 366
--------- --------- ----------
87.00 Total outlays (gross)........... 1,215 2,045 2,031
----------------------------------------------------------------------------

Offsets:
Against gross budget authority and outlays:

Offsetting collections (cash)
from:
88.00 Federal sources............... -304 -720 -720
88.40 Non-Federal sources........... -266 -630 -630
--------- --------- ----------
88.90 Total, offsetting
collections (cash)........ -570 -1,350 -1,350
Against gross budget authority only:

88.95 Change in uncollected customer
payments from Federal sources
(unexpired)................... -15
----------------------------------------------------------------------------

Net budget authority and outlays:
89.00 Budget authority.................. 658 670 697
90.00 Outlays........................... 645 695 681
---------------------------------------------------------------------------

Budget Authority and Outlays Excluding Full Funding for Federal Retiree
Costs (in millions of dollars)

----------------------------------------------------------------------------
2001 actual 2002 est. 2003 est.
----------------------------------------------------------------------------

Net budget authority and outlays:
89.00 Budget authority.................. 655 667 694
90.00 Outlays........................... 642 692 678
---------------------------------------------------------------------------

The purpose of Energy Supply Research and Development activities is
to develop new energy technologies and improve existing energy
technologies. Included in this mission are basic and applied research
and targeted programs in technology development.

This account provides funds for operating expenses, and capital
equipment for the advancement of the various energy technologies under
examination in the energy supply, research and development mission.

The detailed budget structure shown in lines 00.01 through 10.00
above is intended to clarify the nature and management of Energy Supply
activities

Renewable Energy Resources.--A sound, viable program is proposed for
2003 to lead the Nation in research and development of renewable energy
and related technologies to meet the growing need for clean and
affordable energy. Program activities range from basic research in
universities and national laboratories to cost-shared applied research,
development, and field validation in partnership with the private
sector. Specific goals and activities of the 2003 program include: (1)
Biomass and Biofuels Energy Systems: continue R&D to achieve further
reductions in biopower and biofuels production costs, and develop high-
efficiency thermochemical and biochemical conversion technologies.
Additionally, pursue a multi-sectoral approach, in collaboration with
the Department of Agriculture, to take advantage of the emerging
technology synergies amongst biomass power, biofuels, and the production
of bio-based products. These developments will lead to the deployment of
biorefineries and raise the prospect of reduction in foreign oil
dependency, improved rural economic development, increased environmental
benefits in both urban and rural areas, and new global market
opportunities for U.S. industry. (2) Geothermal Technology Development:
begin development of an enhanced geothermal system that will allow the
broader use of geothermal energy throughout the western United States,
and conduct cooperative research with industry to reduce the cost of
geothermal development and to identify new resources. (3) Hydrogen
research and development: reduce the cost of hydrogen production.
Increase the capacity and reduce the cost of hydrogen storage systems.
Develop more efficient, lower cost fuel cell systems that incorporate
accurate hydrogen sensors for leak detection and safety measurements.
(4) Hydropower: continue development of ``fish-friendly'' turbine
systems to address the primary environmental mitigation issues
associated with licensing and sustaining hydropower production. (5)
Solar Energy: develop more efficient photovoltaic materials and cell
devices, lower-cost thin-film technologies, improved manufacturing and
large-area processing, and more reliable modules and systems as part of
an industry-led research effort and focus on cooperative industry and
utility efforts to effectively use advanced solar technology for water-
heating. (6) Wind Energy Systems: develop in partnership with industry
low wind speed technology to allow wind power to be cost-competitive in
these more prevalent, lower wind resources areas, and support related
technology base advances.

Electric Energy Systems and Storage: Reliable delivery of
electricity is becoming an increasingly important concern that is not
being addressed by market mechanisms. The inherent losses in
conventional electric conductors represent a long-standing inefficiency
that may soon be addressed by the emerging technology of high-
temperature superconductivity. The 2003 program activities will include:
(1) High-Temperature Superconductivity: super-efficient generators,
transformers, and transmission cables that reduce energy losses by 50
percent and allow equipment to be half the size of current systems; (2)
Distributed Energy Systems: develop advanced technologies to enhance the
reliability, capacity, and power quality of electric power transmission
and distribution. Work in partnership with industry to develop and
integrate energy storage systems and distributed power generation.
Develop and test real-time system controls to ensure reliability during
both normal and emergency power system operations.

Renewable Support and Implementation: encourage municipal and public
power entities to acquire renewable energy generation resources through
the Renewable Energy Production Incentive; encourage the deployment of
U.S. renewable energy technologies in the developing world through the
International Renewable Energy Program; facilitate the identification
and responsible development of renewable energy resources on Native
American lands; and encourage the use of renewable energy technologies
in remote areas of the U.S. through the competitive solicitation
program. The Departmental Energy Management program will continue to
fund, through internal competition, the most worthwhile direct funding
opportunities to improve energy efficiency through the use of renewable
technologies in DOE's facilities.

Nuclear fission.--The 2003 budget request continues to support the
Nuclear Energy Research Initiative (NERI), an investigator-initiated,
peer-reviewed research and development program that addresses key issues
affecting the future of nuclear

[[Page 398]]

energy, including nuclear waste storage and disposal, nuclear plant
economics and operational safety, and potential for weapons
proliferation.

The Department also continues to support the University program,
preserving the education and training infrastructure needed to develop
the next generation of nuclear scientists and engineers. In addition,
Administration's proposal supports the Nuclear Energy Technologies
program, which includes Generation IV systems to pursue the development
of next generation nuclear energy and nuclear fuel cycle technologies in
collaboration with the international community and the Nuclear Power
2010 program to pursue regulatory approvals and design completion in a
phased approach, leading to construction and startup of new nuclear
plants in the U.S. by 2010.

Nuclear fission programs also support the Department's critical
infrastructure necessary to enable research on advanced nuclear power
systems for U.S. national security and other federal agencies, the
production of radioisotopes for medical and other research purposes and
maintain and operate the Department's nuclear facilities, including the
Advanced Test Reactor and hotcells, in a safe, environmentally compliant
and cost-effective manner.

Environment, safety and health.--The Office of Environment, Safety
and Health is a corporate resource that fosters protection of workers,
the public, and the environment. The office develops and improves
policies; monitors environment, safety, and health performance; and
provides guidance, resources, and information sharing.

Note that the budget request for the Office of Environment, Safety
and Health programs is contained in two accounts: Energy Supply and
Other Defense Activities. The funding in this account supports policy,
standards and guidance and DOE-wide ES&H programs as well as program
direction.

Technical information management program.--This program provides
timely, accurate technical information to DOE's researchers and the
public by collecting, preserving, and disseminating scientific and
technical information, the principal product resulting from the multi-
billion dollar Department of Energy research and development (R&D)
program. The TIM program also provides worldwide energy scientific and
technical information to the Department of Energy (DOE), the United
States, industry, academia, and the public through interagency and
international scientific and technical information exchange agreements
and coordinates technical information-related activities across DOE and
its laboratories.

Object Classification (in millions of dollars)

Direct obligations:

Personnel compensation:
11.1 Full-time permanent........... 36 38 38
11.3 Other than full-time permanent 1 1 1
11.5 Other personnel compensation.. 1 1 1
--------- --------- ----------
11.9 Total personnel compensation 38 40 40
12.1 Civilian personnel benefits..... 11 11 11
21.0 Travel and transportation of
persons....................... 2 2 2
23.3 Communications, utilities, and
miscellaneous charges......... 1 1 1
25.1 Advisory and assistance services 32 34 34
25.2 Other services.................. 30 31 33
25.3 Other purchases of goods and
services from Government
accounts...................... 9 9 10
25.4 Operation and maintenance of
facilities.................... 385 402 412
25.5 Research and development
contracts..................... 11 12 12
26.0 Supplies and materials.......... 1 1 1
31.0 Equipment....................... 12 14 13
32.0 Land and structures............. 7 7 7
41.0 Grants, subsidies, and
contributions................. 114 118 121
--------- --------- ----------
99.0 Direct obligations............ 653 682 697
99.0 Reimbursable obligations.......... 597 1,411 1,350
--------- --------- ----------
99.9 Total new obligations........... 1,250 2,093 2,047
---------------------------------------------------------------------------

Personnel Summary

----------------------------------------------------------------------------
Identification code 89-0224-0-1-271 2001 actual 2002 est. 2003 est.
----------------------------------------------------------------------------
Direct:
1001 Total compensable workyears: Full-
time equivalent employment...... 436 466 421
Reimbursable:
2001 Total compensable workyears: Full-
time equivalent employment...... 4
---------------------------------------------------------------------------

Non-Defense Environmental Management

For Department of Energy expenses, including the purchase,
construction and acquisition of plant and capital equipment and other
expenses necessary for non-defense environmental management activities
in carrying out the purposes of the Department of Energy Organization
Act (42 U.S.C. 7101 et seq.), including the acquisition or condemnation
of any real property or any facility or for plant or facility
acquisition, construction, or expansion, [$236,372,000] $166,000,000, to
remain available until expended[: Provided, That funding for the West
Valley Demonstration Project shall be reduced in subsequent fiscal years
to the minimum necessary to maintain the project in a safe and stable
condition, unless, not later than September 30, 2002, the Secretary: (1)
provides written notification to the Committees on Appropriations of the
House of Representatives and the Senate that agreement has been reached
with the State of New York on the final scope of Federal activities at
the West Valley site and on the respective Federal and State cost shares
for those activities; (2) submits a written copy of that agreement to
the Committees on Appropriations of the House of Representatives and the
Senate; and (3) provides a written certification that the Federal
actions proposed in the agreement will be in full compliance with all
relevant Federal statutes and are in the best interest of the Federal
Government]. (Energy and Water Development Appropriations Act, 2002.)

Program and Financing (in millions of dollars)

Obligations by program activity:
00.01 Site closure...................... 80 43
00.02 Site/project completion........... 72 64 51
00.03 Post 2006 completion.............. 134 127 113
00.04 Excess facilities................. 4 2
--------- --------- ----------
10.00 Total new obligations........... 286 238 166
----------------------------------------------------------------------------

Budgetary resources available for obligation:
21.40 Unobligated balance carried
forward, start of year.......... 2 2
22.00 New budget authority (gross)...... 287 236 166
--------- --------- ----------
23.90 Total budgetary resources
available for obligation...... 289 238 166
23.95 Total new obligations............. -286 -238 -166
24.40 Unobligated balance carried
forward, end of year............ 2
----------------------------------------------------------------------------

New budget authority (gross), detail:
Discretionary:

40.00 Appropriation................... 290 236 166
40.77 Reduction pursuant to P.L. 106-
554 (0.22 percent)............ -1
41.00 Transferred to other accounts... -2
--------- --------- ----------
43.00 Appropriation (total
discretionary).............. 287 236 166
----------------------------------------------------------------------------

Change in obligated balances:
72.40 Obligated balance, start of year.. 119 112 85
73.10 Total new obligations............. 286 238 166
73.20 Total outlays (gross)............. -291 -265 -190
73.31 Obligated balance transferred to
other accounts.................. -2
74.40 Obligated balance, end of year.... 112 85 61
----------------------------------------------------------------------------

Outlays (gross), detail:
86.90 Outlays from new discretionary
authority....................... 172 165 116
86.93 Outlays from discretionary
balances........................ 119 100 73
--------- --------- ----------
87.00 Total outlays (gross)........... 291 265 190
----------------------------------------------------------------------------

[[Page 399]]

Net budget authority and outlays:
89.00 Budget authority.................. 287 236 166
90.00 Outlays........................... 291 265 190
---------------------------------------------------------------------------

Environmental management.--The Environmental Management (EM) program
is responsible for addressing the environmental legacy resulting from
nuclear energy and energy research activities. The nuclear energy
research and development efforts of the Department of Energy and its
predecessors focused on peaceful uses of nuclear energy and generated
waste, pollution, and contamination that pose unique problems, including
unprecedented volumes of contaminated soil and water, radiological
hazards from special nuclear material, and a vast number of contaminated
structures. Much of this infrastructure, waste, and contamination still
exists and is largely maintained, decommissioned, managed, and
remediated by the EM program, which is sometimes referred to as the
``cleanup program.'' EM's responsibilities include facilities and sites
in 30 states and one territory, and occupy an area equal to that of
Rhode Island and Delaware combined--or about 2.1 million acres.

EM activities include: environmental restoration, which provides for
assessments, characterization, remediation, and decontamination and
decommissioning of contaminated DOE facilities and sites; waste
management, which provides for the safe, treatment, storage, and
disposal of wastes generated by defense activities; and, nuclear
material and facility stabilization, which provides for stabilization,
safeguarding, interim storage, and stewardship of excess nuclear
materials, awaiting ultimate disposition.

The 2003 budget request will support the following major program
areas:

Site closure.--This account provides funding for completing cleanup
and closing facilities with no enduring Federal presence on site, except
for stewardship activities. The Department has established a goal of
completing cleanup activities budgeted for in this account by 2006.

Site/project completion.--This account provides funding for
environmental management projects that will be completed by 2006 at (1)
EM sites where overall site cleanup will not be fully accomplished by
2006; and (2) DOE sites where all EM projects will be completed by 2006
(except for long-term stewardship activities), but where there will be a
continuing federal workforce at the site to carry out enduring non-EM
missions, such as nuclear weapons support or scientific research, and
the necessary waste management to handle newly generated wastes from
these missions. This account includes projects and sites under the
following operations offices: Albuquerque, Chicago, Idaho, Oakland, and
Richland.

Post 2006 completion.--This account funds projects that are expected
to require work beyond 2006. This includes projects at the following
operations offices and sites: Idaho, Oakland, Albuquerque, and West
Valley, New York.

Excess Facilities.--Provides funding to manage the final disposition
of excess contaminated physical facilities transferred to the EM
program. Activities in 2003 will be limited to surveillance and
maintenance to keep the facilities in a safe condition. The account
includes excess facilities at the Los Alamos, New Mexico, Brookhaven
National Laboratory, New York, and Oak Ridge, Tennessee transferred from
the Office of Science.

Object Classification (in millions of dollars)

----------------------------------------------------------------------------
Identification code 89-0250-0-1-271 2001 actual 2002 est. 2003 est.
----------------------------------------------------------------------------
25.1 Advisory and assistance services.. 32 26 18
25.2 Other services.................... 62 51 37
25.4 Operation and maintenance of
facilities...................... 164 136 94
25.5 Research and development contracts 25 21 14
32.0 Land and structures............... -2
41.0 Grants, subsidies, and
contributions................... 5 4 3
--------- --------- ----------
99.9 Total new obligations........... 286 238 166
---------------------------------------------------------------------------

Uranium Facilities Maintenance and Remediation

For necessary expenses to maintain, decontaminate, decommission, and
otherwise remediate uranium processing facilities, [$418,425,000]
$382,154,000, of which [$299,641,000] $235,523,000, shall be derived
from the Uranium Enrichment Decontamination and Decommissioning Fund,
all of which shall remain available until expended. (Energy and Water
Development Appropriations Act, 2002.)

Program and Financing (in millions of dollars)

Obligations by program activity:
Uranium Enrichment Decontamination and
Decommissioning Fund:

00.01 Environmental restoration and
waste management.............. 294 312 235
00.02 Uranium/Thorium reimbursements.. 52 1 1
--------- --------- ----------
00.91 Total, Uranium enrichment
decontamination and
decommissioning............... 346 313 236
01.01 Other uranium activities.......... 48 125 146
--------- --------- ----------
10.00 Total new obligations........... 394 438 382
----------------------------------------------------------------------------

Budgetary resources available for obligation:
Unobligated balance carried forward, start of
year:

21.40 Unobligated balance carried
forward, start of year
[Uranium Enrichment D&D Fund]. 20
21.40 Unobligated balance carried
forward, start of year
[Uranium Programs]............
--------- --------- ----------
21.99 Total unobligated balance
carried forward, start of year 20
22.00 New budget authority (gross)...... 413 418 382
--------- --------- ----------
23.90 Total budgetary resources
available for obligation...... 413 438 382
23.95 Total new obligations............. -394 -438 -382
Unobligated balance carried forward, end of
year:

24.40 Unobligated balance carried
forward, end of year [Uranium
Enrichment D&D Fund].......... 20
24.40 Unobligated balance carried
forward, end of year [Uranium
Programs].....................
--------- --------- ----------
24.99 Total unobligated balance
carried forward, end of year.. 20
----------------------------------------------------------------------------

New budget authority (gross), detail:
Discretionary:

40.00 Appropriation................... 48 118 146
40.77 Reduction pursuant to P.L. 106-
554 (0.22 percent)............ -1
41.00 Transferred to other accounts... -8
42.00 Transferred from other accounts. 374 300 236
--------- --------- ----------
43.00 Appropriation (total
discretionary).............. 413 418 382
----------------------------------------------------------------------------

Change in obligated balances:
72.40 Unpaid obligations, start of year
[Uranium Enrichment D&D Fund]... 174 162
73.10 Total new obligations............. 394 438 382
73.20 Total outlays (gross)............. -355 -450 -375
73.32 Obligated balance transferred from
other accounts.................. 135
74.40 Obligated balance, end of year.... 174 162 169
----------------------------------------------------------------------------

Outlays (gross), detail:
86.90 Outlays from new discretionary
authority....................... 223 263 231
86.93 Outlays from discretionary
balances........................ 132 187 144
--------- --------- ----------

[[Page 400]]

87.00 Total outlays (gross)........... 355 450 375
----------------------------------------------------------------------------

Net budget authority and outlays:
89.00 Budget authority.................. 413 418 382
90.00 Outlays........................... 355 450 375
---------------------------------------------------------------------------

This account includes remedial action, the depleted uranium
hexafluoride conversion project, and other costs associated with
environmental cleanup activities at sites leased and operated by the
United States Enrichment Corporation, as well as DOE facilities at these
and other sites. These activities were previously funded in the Uranium
Enrichment Decontamination and Decommissioning Fund. A portion of the
fund will be used to reimburse current owners of uranium and thorium
sites for a portion of their remediation costs for tailings attributable
to the sale of uranium or thorium to the Federal Government.

This fund includes projects at the East Tennessee Technology Park
and Oak Ridge Reservation, Tennessee; Paducah gaseous diffusion plant,
Kentucky; and Portsmouth gaseous diffusion plant, Ohio.

Other Uranium Activities support important government activities
related to the Federal Uranium Enrichment Program that were not
transferred to the United States Enrichment Corporation. These
activities include maintenance of facilities and inventories, and pre-
existing liabilities.

Object Classification (in millions of dollars)

----------------------------------------------------------------------------
Identification code 89-0315-0-1-271 2001 actual 2002 est. 2003 est.
----------------------------------------------------------------------------
23.3 Communications, utilities, and
miscellaneous charges........... 5 6 1
25.2 Other services.................... 130 145 123
25.4 Operation and maintenance of
facilities...................... 255 283 253
41.0 Grants, subsidies, and
contributions................... 4 4 5
--------- --------- ----------
99.9 Total new obligations........... 394 438 382
---------------------------------------------------------------------------

Fossil Energy Research and Development

(including transfer of funds)

For necessary expenses in carrying out fossil energy research and
development activities, under the authority of the Department of Energy
Organization Act (Public Law 95-91), including the acquisition of
interest, including defeasible and equitable interests in any real
property or any facility or for plant or facility acquisition or
expansion, and for conducting inquiries, technological investigations
and research concerning the extraction, processing, use, and disposal of
mineral substances without objectionable social and environmental costs
(30 U.S.C. 3, 1602, and 1603), [$616,490,000] $534,155,000, to remain
available until expended, [of which $11,000,000 is to begin a 7-year
project for construction, renovation, furnishing, and demolition or
removal of buildings at National Energy Technology Laboratory facilities
in Morgantown, West Virginia and Pittsburgh, Pennsylvania; and for
acquisition of lands, and interests therein, in proximity to the
National Energy Technology Laboratory, and] of which [$33,700,000]
$40,000,000 shall be derived by transfer from funds appropriated in
prior years under the heading ``Clean Coal Technology'', and of which
$150,000,000 [and such sums as may be appropriated in fiscal year 2003]
are to be made available, after coordination with the private sector,
for a request for proposals for a Clean Coal Power Initiative providing
for competitively-awarded [demonstrations of commercial scale
technologies] research, development, and demonstration projects to
reduce the barriers to continued and expanded coal use: Provided, [That
the request for proposals shall be issued no later than 120 days
following enactment of this Act, proposals shall be submitted no later
than 150 days after the issuance of the request for proposals, and the
Department of Energy shall make project selections no later than 160
days after the receipt of proposals: Provided further,] That no project
may be selected for which sufficient funding is not available to provide
for the total project: Provided further, That funds shall be expended in
accordance with the provisions governing the use of funds contained
under the heading ``Clean Coal Technology'' in [prior appropriations] 42
U.S.C. 5903d: Provided further, That the Department may include
provisions for royalties or other means of repayment of Government
contributions to individual projects [in an amount up to the Government
contribution to the project on terms and conditions that are acceptable
to the Department], including repayments from sale and licensing of
technologies from both domestic and foreign transactions: Provided
further, That such repayments shall be retained by the Department for
future coal-related research, development and demonstration projects,
subject to appropriation in advance: Provided further, That any
technology selected under this program shall be considered a Clean Coal
Technology, and any project selected under this program shall be
considered a Clean Coal Technology Project, for the purposes of 42
U.S.C. Sec. 7651n, and Chapters 51, 52, and 60 of title 40 of the Code
of Federal Regulations: [Provided further, That funds excess to the
needs of the Power Plant Improvement Initiative procurement provided for
under this heading in Public Law 106-291 shall be made available for the
Clean Coal Power Initiative provided for under this heading in this
Act:] Provided further, That no part of the sum herein made available
shall be used for the field testing of nuclear explosives in the
recovery of oil and gas[: Provided further, That up to 4 percent of
program direction funds available to the National Energy Technology
Laboratory may be used to support Department of Energy activities not
included in this account]. (Department of the Interior and Related
Agencies Appropriations Act, 2002; additional authorizing legislation
required.)

Program and Financing (in millions of dollars)

Obligations by program activity:
00.01 President's Coal Research
Initiative...................... 338 326
00.02 Other power systems............... 219 58 50
00.03 Oil and gas research and
development..................... 107 101 58
00.04 Program direction and management
support......................... 84 90 90
00.05 Environmental restoration......... 8 10 10
00.06 Cooperative research and
development ventures............ 8 8 6
00.07 Import/Export authorizations...... 2 2 2
00.08 Plant and capital equipment....... 4 13 2
00.09 Advanced metallurgical process.... 5 5 5
00.10 Black Liquor Gasification......... 13
--------- --------- ----------
10.00 Total new obligations........... 450 626 549
----------------------------------------------------------------------------

Budgetary resources available for obligation:
21.40 Unobligated balance carried
forward, start of year.......... 35 125 119
22.00 New budget authority (gross)...... 443 588 494
22.10 Resources available from
recoveries of prior year
obligations..................... 2
22.22 Unobligated balance transferred
from other accounts............. 95 34 371
--------- --------- ----------
23.90 Total budgetary resources
available for obligation...... 575 747 984
23.95 Total new obligations............. -450 -626 -549
24.40 Unobligated balance carried
forward, end of year............ 125 119 436
----------------------------------------------------------------------------

New budget authority (gross), detail:
Discretionary:

40.00 Appropriation................... 438 588 494
40.77 Reduction pursuant to P.L. 106-
554 (0.22 percent)............ -1
41.00 Transferred to other accounts... -8
42.00 Transferred from other accounts. 14
--------- --------- ----------
43.00 Appropriation (total
discretionary).............. 443 588 494
----------------------------------------------------------------------------

Change in obligated balances:
72.40 Obligated balance, start of year.. 356 415 497
73.10 Total new obligations............. 450 626 549
73.20 Total outlays (gross)............. -389 -544 -707
73.32 Obligated balance transferred from
other accounts--Clean Coal...... 179
73.45 Recoveries of prior year
obligations..................... -2
74.40 Obligated balance, end of year.... 415 497 517
----------------------------------------------------------------------------

Outlays (gross), detail:
86.90 Outlays from new discretionary
authority....................... 169 238 201
86.93 Outlays from discretionary
balances........................ 220 307 507
--------- --------- ----------

[[Page 401]]

87.00 Total outlays (gross)........... 389 544 707
----------------------------------------------------------------------------

Net budget authority and outlays:
89.00 Budget authority.................. 443 588 494
90.00 Outlays........................... 389 544 707
---------------------------------------------------------------------------

Budget Authority and Outlays Excluding Full Funding for Federal Retiree
Costs (in millions of dollars)

----------------------------------------------------------------------------
2001 actual 2002 est. 2003 est.
----------------------------------------------------------------------------

Net budget authority and outlays:
89.00 Budget authority.................. 439 584 489
90.00 Outlays........................... 385 540 702
---------------------------------------------------------------------------
Note.--Excludes $5 million in budget authority in BY for natural gas
infrastructure activities transferred to the Department of Transportation,
Office of Pipeline Safety. Comparable amounts for PY ($10 million) and CY
($10 million) are included above.

The Fossil Energy Research and Development program supports high-
priority, high risk and crosscutting research that will improve the
Nation's ability to use coal, oil and natural gas cleanly and
efficiently, and enhance the economic recovery of our oil and gas
reserves. The program funds research and development that strengthens
the technology base industry uses in developing new products and
processes to support these national goals. Fossil Energy R&D supports
activities ranging from early concept research in universities and
national laboratories to applied R&D and proof-of-concept projects in
private sector firms.

President's Clean Coal Research Initiative.--This year, the budget
consolidates all coal research under one umbrella: the President's Clean
Coal Research initiative. This approach will increase the efficiency and
management of the effort, eliminating duplication, as well as provide
for a more transparent budget structure. The Department will continue to
increase involvement of the private sector and academia to help conduct
and direct research toward the most critical barriers to expansion of
coal use for power generation in the United States. This cooperative
effort will require industry to share in the cost of research work, with
the industry share increasing as technologies approach commercial
stages. Technologies will be selected with the goal of accelerating
development and deployment of coal technologies that will economically
meet environmental standards, while increasing the efficiency and
reliability of coal power plants. The coal R&D program will focus on
addressing the energy and environmental demands of the post-2000
domestic market, and includes three elements: (1) Central systems, which
includes the technologies for advanced coal-fueled power systems, and
innovations for existing plants; (2) Sequestration R&D, which focuses on
greenhouse gas capture and reduction; and (3) Advanced research, which,
through early concept research, bridges fundamental research and
engineering development. The program goals of these elements are
integrated through the Vision 21 concept, aimed at doubling the existing
power plant efficiency with the flexibility to produce high value
products from coal and other fuels while achieving near-zero pollution
and reducing energy costs.

Other Power Systems.--Other Power Systems focuses on novel power
generation systems, distributed power generation systems including fuel
cell technology, and supporting technology for all power systems.

Oil and Gas.--The Oil and Gas programs aim to develop revolutionary
technologies for exploration and production of oil and gas from deeper
geologic formations, harsher environments and more complex reservoirs,
as well as methane hydrates. Other areas include providing small
operators with tools to boost environmental performance and recovery
efficiency of marginal wells via technology transfer. Natural gas
infrastructure research activities previously carried out under this
heading are transferred to the Department of Transportation's Office of
Pipeline Safety to reduce duplication and streamline efforts.

Program direction and management support.--The program provides the
funding for all headquarters and indirect field personnel and overhead
expenses in Fossil Energy. In addition, it provides support for day-to-
day project management functions.

Environmental restoration.--The Department of Energy is managing the
environmental cleanup of former and present Fossil Energy project sites.
Activities include environmental protection, onsite cleanup, and cleanup
at several former offsite research and development locations in Wyoming
and Connecticut and environmental efforts at the National Energy
Technology Laboratory (NETL) Morgantown and Pittsburgh sites, and the
Albany Research Center (ARC).

Import/Export Authorization.--This program will continue regulatory
reviews and oversight of the transmission of natural gas and electricity
across the U.S. borders.

Object Classification (in millions of dollars)

Personnel compensation:

11.1 Full-time permanent............. 45 43 49
11.3 Other than full-time permanent.. 1 1 1
11.5 Other personnel compensation.... 1 1 1
--------- --------- ----------
11.9 Total personnel compensation.. 47 45 51
12.1 Civilian personnel benefits....... 15 13 15
21.0 Travel and transportation of
persons......................... 3 3 3
23.3 Communications, utilities, and
miscellaneous charges........... 3 3 3
25.1 Advisory and assistance services.. 60 46 49
25.2 Other services.................... 32 26 28
25.3 Other purchases of goods and
services from Government
accounts........................ 7 8 8
25.4 Operation and maintenance of
facilities...................... 49 41 42
25.5 Research and development contracts 212 409 328
26.0 Supplies and materials............ 10 7 7
31.0 Equipment......................... 1
32.0 Land and structures............... 3 13 3
41.0 Grants, subsidies, and
contributions................... 8 12 12
--------- --------- ----------
99.9 Total new obligations........... 450 626 549
---------------------------------------------------------------------------

Personnel Summary

----------------------------------------------------------------------------
Identification code 89-0213-0-1-271 2001 actual 2002 est. 2003 est.
----------------------------------------------------------------------------
1001 Total compensable workyears: Full-
time equivalent employment...... 662 705 771
---------------------------------------------------------------------------

Naval Petroleum and Oil Shale Reserves

For expenses necessary to carry out naval petroleum and oil shale
reserve activities, [$17,371,000] $21,069,000, to remain available until
expended: Provided, That, notwithstanding any other provision of law,
unobligated funds remaining from prior years shall be available for all
naval petroleum and oil shale reserve activities. (Department of the
Interior and Related Agencies Appropriations Act, 2002; additional
authorizing legislation required.)

Program and Financing (in millions of dollars)

Obligations by program activity:
10.00 Total new obligations............. 25 22 22
----------------------------------------------------------------------------

Budgetary resources available for obligation:
21.40 Unobligated balance carried
forward, start of year.......... 32 17 12
22.00 New budget authority (gross)...... 2 17 21
22.10 Resources available from
recoveries of prior year
obligations..................... 8
--------- --------- ----------
23.90 Total budgetary resources
available for obligation...... 42 34 33
23.95 Total new obligations............. -25 -22 -22
24.40 Unobligated balance carried
forward, end of year............ 17 12 11
----------------------------------------------------------------------------

[[Page 402]]

New budget authority (gross), detail:
Discretionary:

40.00 Appropriation................... 2 17 21
----------------------------------------------------------------------------

Change in obligated balances:
72.40 Obligated balance, start of year.. 23 18 17
73.10 Total new obligations............. 25 22 22
73.20 Total outlays (gross)............. -22 -21 -20
73.45 Recoveries of prior year
obligations..................... -8
74.40 Obligated balance, end of year.... 18 17 19
----------------------------------------------------------------------------

Outlays (gross), detail:
86.90 Outlays from new discretionary
authority....................... 1 11 13
86.93 Outlays from discretionary
balances........................ 21 12 9
--------- --------- ----------
87.00 Total outlays (gross)........... 22 21 20
----------------------------------------------------------------------------

Net budget authority and outlays:
89.00 Budget authority.................. 2 17 21
90.00 Outlays........................... 22 21 20
---------------------------------------------------------------------------

The Naval Petroleum and Oil Shale Reserves has historically managed,
operated, maintained and produced the reserves to achieve the greatest
value and benefit to the Government. From FY 1976 through FY 2000, NPOSR
production activities generated a net income of $21 billion for the U.S.
Treasury. As a result of the National Defense Authorization Act for FY
1996, NPR-1 (Elk Hills) was sold to Occidental Petroleum Corporation and
all three naval oil shale reserves (NOSR) have been transferred outside
the Department. Administrative jurisdiction for NOSR-1 and NOSR-3 were
transferred to the Department of the Interior to be made available for
leasing. The third oil shale reserve, NOSR-2, was transferred to the UTe
Indian Tribe in January 2000 in accordance with the Floyd D. Spence
National Defense Authorization Act for Fiscal Year 2001. The U.S.
retains a 9% royalty interest in the value of any oil, gas, other
hydrocarbons, and other minerals produced from the conveyed land, which
will be applied to costs for remediation of the uranium mill tailings
site near Moab, Utah. The most significant post-sale activity is the
settlement of ownership equity shares with the former unit partner in
the NPR-1 field, Chevron USA Inc. Geologic petroleum and reservoir
engineering services are required to prepare and support the
Government's equity position before an independent petroleum engineer
and the Assistant Secretary for Fossil Energy, who is to impartially
determine final equity shares. Each percentage point change in equity is
worth millions of dollars to the Government. Under the Rocky Mountain
Oilfield Testing Center (RMOTC) program, the naval petroleum reserves
offers NPR-3 (Teapot Dome) to the oil industry for use as a working
laboratory on a cost sharing basis. The FY 2003 budget request is
structured to consolidate the operations and management activities for
the three remaining activities--Naval Petroleum Reserve Number 2, Naval
Petroleum Reserve Number 3, and the Rocky Mountain Oilfield Testing
Center. The Elk Hills closeout work includes reservoir engineering
analysis to determine final equity percentages; legal support for all
sale-related issues; and environmental remediation and cultural resource
activities required as a result of the sale agreement. Responsibilities
for the other properties include management and environmental compliance
of the 17 NPR-2 leases; operation and maintenance of NPR-3 field
operations; and environmental remediation of NPR-3.

Object Classification (in millions of dollars)

Direct obligations:

11.1 Personnel compensation: Full-
time permanent................ 3 3 3
12.1 Civilian personnel benefits..... 1 1 1
25.1 Advisory and assistance services 9 8 8
25.2 Other services.................. 10 9 9
--------- --------- ----------
99.0 Direct obligations............ 23 21 21
99.5 Below reporting threshold......... 2 1 1
--------- --------- ----------
99.9 Total new obligations........... 25 22 22
---------------------------------------------------------------------------

Personnel Summary

----------------------------------------------------------------------------
Identification code 89-0219-0-1-271 2001 actual 2002 est. 2003 est.
----------------------------------------------------------------------------
1001 Total compensable workyears: Full-
time equivalent employment...... 35 33 32
---------------------------------------------------------------------------

Energy Conservation

For necessary expenses in carrying out energy conservation
activities, [$912,805,000] $904,304,000, to remain available until
expended: Provided, That [$275,000,000] $315,898,000 shall be for use in
energy conservation grant programs as defined in section 3008(3) of
Public Law 99-509 (15 U.S.C. 4507): Provided further, That
notwithstanding section 3003(d)(2) of Public Law 99-509, such sums shall
be allocated to the eligible programs as follows: [$230,000,000]
$277,100,000 for weatherization assistance grants and [$45,000,000]
$38,798,000 for State energy conservation grants[: Provided further,
That 50 percent of the funds provided for the Energy Efficiency Science
Initiative for fiscal year 2002 and thereafter shall be made available
to the Fossil Energy Research and Development account]. (Department of
the Interior and Related Agencies Appropriations Act, 2002; additional
authorizing legislation required.)

Program and Financing (in millions of dollars)

Obligations by program activity:
00.01 Building technology, State and
community programs--non-grant... 123 116 93
00.02 Building technology, State and
community programs -grants...... 195 275 316
00.03 Federal energy management program. 26 29 30
00.04 Industrial sector................. 186 154 138
00.05 Power sector...................... 64 64
00.06 Transportation sector............. 254 257 223
00.07 Policy and management............. 46 47 43
--------- --------- ----------
10.00 Total new obligations........... 830 942 907
----------------------------------------------------------------------------

Budgetary resources available for obligation:
21.40 Unobligated balance carried
forward, start of year.......... 41 24
22.00 New budget authority (gross)...... 811 918 907
22.10 Resources available from
recoveries of prior year
obligations..................... 2
--------- --------- ----------
23.90 Total budgetary resources
available for obligation...... 854 942 907
23.95 Total new obligations............. -830 -942 -907
24.40 Unobligated balance carried
forward, end of year............ 24
----------------------------------------------------------------------------

New budget authority (gross), detail:
Discretionary:

40.00 Appropriation................... 818 916 905
40.77 Reduction pursuant to P.L. 106-
554 (0.22 percent)............ -2
41.00 Transferred to other accounts... -8
42.00 Transferred from other accounts. 2
--------- --------- ----------
43.00 Appropriation (total
discretionary).............. 810 916 905
68.00 Spending authority from offsetting
collections: Offsetting
collections (cash).............. 1 2 2
--------- --------- ----------
70.00 Total new budget authority
(gross)....................... 811 918 907
----------------------------------------------------------------------------

Change in obligated balances:
72.40 Obligated balance, start of year.. 600 665 774
73.10 Total new obligations............. 830 942 907
73.20 Total outlays (gross)............. -763 -833 -899

[[Page 403]]

73.45 Recoveries of prior year
obligations..................... -2
74.40 Obligated balance, end of year.... 665 774 782
----------------------------------------------------------------------------

Outlays (gross), detail:
86.90 Outlays from new discretionary
authority....................... 246 278 275
86.93 Outlays from discretionary
balances........................ 518 555 624
--------- --------- ----------
87.00 Total outlays (gross)........... 763 833 899
----------------------------------------------------------------------------

Offsets:
Against gross budget authority and outlays:

88.00 Offsetting collections (cash)
from: Federal sources......... -1 -2 -2
----------------------------------------------------------------------------

Net budget authority and outlays:
89.00 Budget authority.................. 810 916 905
90.00 Outlays........................... 762 831 897
---------------------------------------------------------------------------

Budget Authority and Outlays Excluding Full Funding for Federal Retiree
Costs (in millions of dollars)

----------------------------------------------------------------------------
2001 actual 2002 est. 2003 est.
----------------------------------------------------------------------------

Net budget authority and outlays:
89.00 Budget authority.................. 807 913 902
90.00 Outlays........................... 759 828 894
---------------------------------------------------------------------------

The Administration's energy efficiency programs produce substantial
benefits for the Nation--both now and in the future--in terms of
economic growth, increased energy security and a cleaner environment
through the research and development of energy efficiency and pollution
prevention technologies. These programs carry out the Department's
responsibility under the Energy Policy Act of 1992 and other authorizing
legislation.

Independent estimates suggest that the dollar benefits of these
programs--to industries, homeowners, and commercial firms--far exceed
program costs. Furthermore, the technologies developed in these programs
create jobs and global market opportunities for U.S. firms.

In total, the Department projects that its energy efficiency
programs will save consumers and businesses over $30 billion per year by
the year 2010. Our transportation technologies research is designed to
reduce oil consumption, thus reducing pollution and vulnerability to oil
price shocks.

The activities and programs contained in the 2003 budget request
represent a balanced portfolio of applied research and development.
Virtually all of the research and development programs are conducted
jointly with industrial partners who share significantly in research
costs. Similarly, demonstration and deployment programs are specifically
designed to leverage the existing programs and the efforts of utilities
and existing state and local government programs in energy efficiency
and pollution prevention.

Building technology, State, and community sector.--In partnership
with the buildings industry, the program will continue to develop,
promote, and integrate energy technologies and practices to make
buildings more efficient and affordable and communities more livable.
The Building Research and Standards program accelerates the availability
of highly efficient buildings technologies and practices through
research and development; increases the minimum efficiency of buildings
and equipment through building codes, and appliance standards, and
guidelines; and encourages the use of energy-efficient and renewable
energy technologies and practices in residential and commercial
buildings.

In addition, the Buildings Research and Standards program integrates
research and development activities to improve the energy efficiency of
appliances, building equipment, and the building envelope by developing
test procedures and building efficiency codes and standards.

The Building Technology Assistance program complements the Research
and Standards program by moving advanced technologies into the
marketplace, producing near-term energy savings with associated economic
and environmental benefits. The Building Technology Assistance program
is designed to promote the adoption of energy efficient and renewable
energy technologies among States, municipalities, institutions, and by
private citizens through community outreach and Energy Star programs.
These voluntary partnerships help lower the barriers to adoption of
cost-effective technologies advanced through collaborations with
manufacturers, utilities, state and local government and community
organizations. Conservation grants programs--the weatherization
assistance program and the State energy program--assist States and
localities in promoting energy efficiency.

Federal Energy Management Program.--The Federal Energy Management
Program (FEMP) reduces the cost and environmental impact of the Federal
government by advancing energy efficiency and water conservation,
promoting the use of renewable energy, and managing utility costs in
Federal facilities and operations. FEMP helps Federal agencies use
energy savings performance contracts (ESPC) and utility energy savings
contracts (UESC) to finance energy savings improvements at no net cost
to taxpayers. FEMP also provides project-specific design assistance,
energy audits, training, and technical information to help agencies
implement energy efficiency, water conservation, and renewable energy
technology projects. The program issues technical information, including
Federal Technology Alerts and Product Energy Efficiency Recommendations,
to help agencies make smarter energy investments. FEMP also assists
agencies in meeting annual energy reporting requirements to Congress and
the President, and disseminates educational information through its web
site, newsletter, and other guidance materials.

Industrial sector.--The program focuses on funding cost-shared
research in critical technology areas identified by industry. Through
its ``Industries of the Future'' (Specific) program the Office of
Industrial Technologies (OIT) encourages the most energy-intensive
industries to develop a strategic vision and a ``technology roadmap'' to
help achieve that vision. By identifying and prioritizing their
technology needs, the industries help target R&D resources toward where
they can provide the largest benefit. OIT has targetted the most energy-
intensive and environmentally sensitive industries including: chemicals,
forest products, steel, aluminum, metal casting, agriculture, mining,
and glass. The focus is on high risk but promising technologies that
decrease these industries' use of raw materials and depletable energy
resources and reduce generation of wastes and pollutants. The Industries
of the Future (Crosscutting) program develops technologies that are
useful to multiple industries simultaneously, such as combustion
equipment including gasification of biomass waste, and sensors and
controls. It delivers information and tools to help plant managers make
informed decisions on technology choices today that result in energy,
waste and dollar savings. In addition, these programs develop advanced
materials which address a multitude of wear and corrosion problems.
Several Industries of the future sub-programs also contribute to the
Department's Integrated Biomass initiative, including Agriculture,
Industrial Gasification, and a portion of Forest Products.

Transportation sector.--This program funds the Office of
Transportation Technologies (OTT), which conducts research and
development of technologies that have the potential to significantly
alter current projections of U.S. and world demand for energy,
particularly oil. This program is the focal point for much of the
Government's direct support for cooperative research programs with the
automotive and truck industries, including the Administration's new
FreedomCAR initiative. The program's goals include contributing to
substantial improvements in fuel economy, as well as major reductions in
environmental emissions, including criteria pollutants and carbon
dioxide. Program priorities encompass a suite of technologies, including
fuel cells, lightweight materials, electronic

[[Page 404]]

power control, high power storage, and hybrid electric drive motors.
This program also supports research specifically aimed at improving the
efficiency of energy conversion in advanced combustion engines and
development of cleaner, more available, and more diverse transportation
fuels, and demonstrating advanced alternative fuel vehicles. The program
also implements the Energy Policy Act provisions that are intended to
accelerate the use of alternative fuels and vehicles. OTT's public
education programs are consistent with the President's National Energy
Policy to expand consumer understanding of alternative fuel and energy
efficient vehicles.

Power sector.--The program continues research and development to
transform the current, inefficient electrical generation sector to a
smarter, flexible and efficient energy system through the development
and integration of distributed generation and combined heat and power
technologies. Distributed generation refers to the production of
electricity at or near the point of consumption in the residential,
commercial, industrial or utility sector. Combined heat and power refers
to energy systems that maximize efficiency by utilizing the heat
generated from the production of electricity. Collectively, distributed
generation and combined heat and power are referred to as Distributed
Energy Resources (DER). Specifically, the public-private partnerships
develop low cost, efficient, and clean energy choices for consumers that
increase reliability and power quality as well as increase energy
security in the U.S. These choices include fuel-flexible microturbines,
gas turbines, reciprocating engines, fuel cells, desiccants, absorption
chillers, and package or hybrid systems. In addition, the program
addresses barriers to integrating these technologies with current
building practices. Program priorities focus on increasing generation
technology efficiencies to greater than 40 percent (compared to the
current average grid efficiency of 33 percent), doubling the system
efficiency at the customer site to greater than 70 percent while
reducing emissions, and improving indoor air quality.

Object Classification (in millions of dollars)

Personnel compensation:

11.1 Full-time permanent............. 34 36 34
11.3 Other than full-time permanent.. 1 1 1
11.5 Other personnel compensation.... 2 2 1
--------- --------- ----------
11.9 Total personnel compensation.. 37 39 36
12.1 Civilian personnel benefits....... 11 12 12
21.0 Travel and transportation of
persons......................... 4 3 3
23.1 Rental payments to GSA............ 2 2 2
23.3 Communications, utilities, and
miscellaneous charges........... 2 4 4
25.1 Advisory and assistance services.. 40 46 46
25.2 Other services.................... 53 54 53
25.3 Other purchases of goods and
services from Government
accounts........................ 6 7 7
25.4 Operation and maintenance of
facilities...................... 267 271 271
25.5 Research and development contracts 25 34 34
26.0 Supplies and materials............ 1 1 1
31.0 Equipment......................... 6 6 6
41.0 Grants, subsidies, and
contributions................... 376 463 432
--------- --------- ----------
99.9 Total new obligations........... 830 942 907
---------------------------------------------------------------------------

Personnel Summary

----------------------------------------------------------------------------
Identification code 89-0215-0-1-272 2001 actual 2002 est. 2003 est.
----------------------------------------------------------------------------
1001 Total compensable workyears: Full-
time equivalent employment...... 453 450 443
---------------------------------------------------------------------------

Strategic Petroleum Reserve

For necessary expenses for Strategic Petroleum Reserve facility
development and operations and program management activities pursuant to
the Energy Policy and Conservation Act of 1975, as amended (42 U.S.C.
6201 et seq.), [$179,009,000] $169,754,000, to remain available until
expended[, of which not to exceed $8,000,000 shall be available for
maintenance of a Northeast Home Heating Oil Reserve]. (Department of the
Interior and Related Agencies Appropriations Act, 2002; additional
authorizing legislation required.)

Program and Financing (in millions of dollars)

Obligations by program activity:
00.01 Storage facilities operations..... 133 154 155
00.02 Management........................ 17 18 15
--------- --------- ----------
10.00 Total new obligations........... 150 172 170
----------------------------------------------------------------------------

Budgetary resources available for obligation:
21.40 Unobligated balance carried
forward, start of year.......... 34 41 41
22.00 New budget authority (gross)...... 158 172 170
--------- --------- ----------
23.90 Total budgetary resources
available for obligation...... 191 213 211
23.95 Total new obligations............. -150 -172 -170
24.40 Unobligated balance carried
forward, end of year............ 41 41 41
----------------------------------------------------------------------------

New budget authority (gross), detail:
Discretionary:

40.00 Appropriation................... 162 180 170
41.00 Transferred to other accounts... -8 -8
42.00 Transferred from other accounts. 4
--------- --------- ----------
43.00 Appropriation (total
discretionary).............. 158 172 170
----------------------------------------------------------------------------

Change in obligated balances:
72.40 Obligated balance, start of year.. 66 61 67
73.10 Total new obligations............. 150 172 170
73.20 Total outlays (gross)............. -155 -166 -171
74.40 Obligated balance, end of year.... 61 67 68
----------------------------------------------------------------------------

Outlays (gross), detail:
86.90 Outlays from new discretionary
authority....................... 86 95 94
86.93 Outlays from discretionary
balances........................ 69 71 75
--------- --------- ----------
87.00 Total outlays (gross)........... 155 166 171
----------------------------------------------------------------------------

Net budget authority and outlays:
89.00 Budget authority.................. 158 172 170
90.00 Outlays........................... 155 166 171
---------------------------------------------------------------------------

Budget Authority and Outlays Excluding Full Funding for Federal Retiree
Costs (in millions of dollars)

----------------------------------------------------------------------------
2001 actual 2002 est. 2003 est.
----------------------------------------------------------------------------

Net budget authority and outlays:
89.00 Budget authority.................. 157 171 169
90.00 Outlays........................... 154 165 170
---------------------------------------------------------------------------

The object of this program is to reduce the vulnerability of the
United States to energy supply disruptions by maintaining a crude oil
stockpile capable of rapid deployment at the direction of the President.
This program enables the President to meet the Nation's membership
commitments within the International Energy Agency's coordinated energy
emergency response plans and programs to deter the use of energy supply
disruptions and to take effective, co-ordinated action should such an
energy supply disruption occur. During 2000, the Department established
a two million barrel heating oil component of the reserve in the
Northeast to help protect Americans from possible fuel shortages.

The account provides for ongoing operations and maintenance
activities, vapor pressure control, planning studies, and program
administration, as well as petroleum reserve storage facility
construction.

The key measure of program performance is expressed as capability to
comply with Level 1 Performance Criteria. These

[[Page 405]]

criteria are specific engineered performance and reliability standards
applied to critical inventory storage, drawdown, and distribution
systems required for drawing down and distributing crude oil inventory.

Object Classification (in millions of dollars)

----------------------------------------------------------------------------
Identification code 89-0218-0-1-274 2001 actual 2002 est. 2003 est.
----------------------------------------------------------------------------
11.1 Personnel compensation: Full-time
permanent....................... 9 10 10
12.1 Civilian personnel benefits....... 3 4 4
21.0 Travel and transportation of
persons......................... 1 1 1
23.2 Rental payments to others......... 2 2 2
23.3 Communications, utilities, and
miscellaneous charges........... 1 2 2
25.1 Advisory and assistance services.. 2 2 2
25.2 Other services.................... 14 18 24
25.3 Other purchases of goods and
services from Government
accounts........................ 1 1
25.4 Operation and maintenance of
facilities...................... 118 132 124
--------- --------- ----------
99.9 Total new obligations........... 150 172 170
---------------------------------------------------------------------------

Personnel Summary

SPR Petroleum Account

For the acquisition and transportation of petroleum and for other
necessary expenses pursuant to the Energy Policy and Conservation Act of
1975, as amended (42 U.S.C. 6201 et seq.), $11,000,000, to remain
available until expended.

Program and Financing (in millions of dollars)

----------------------------------------------------------------------------
Identification code 89-0233-0-1-274 2001 actual 2002 est. 2003 est.
----------------------------------------------------------------------------

Obligations by program activity:
10.00 Total new obligations (object
class 25.2)..................... 7 3 11
----------------------------------------------------------------------------

Budgetary resources available for obligation:
21.40 Unobligated balance carried
forward, start of year.......... 32 9 6
22.00 New budget authority (gross)...... -16 11
--------- --------- ----------
23.90 Total budgetary resources
available for obligation...... 16 9 17
23.95 Total new obligations............. -7 -3 -11
24.40 Unobligated balance carried
forward, end of year............ 9 6 6
----------------------------------------------------------------------------

New budget authority (gross), detail:
Discretionary:

40.00 Appropriation................... 11
41.00 Transferred to other accounts... -16
--------- --------- ----------
43.00 Appropriation (total
discretionary).............. -16 11
----------------------------------------------------------------------------

Change in obligated balances:
72.40 Obligated balance, start of year.. 4 6 6
73.10 Total new obligations............. 7 3 11
73.20 Total outlays (gross)............. -5 -3 -13
74.40 Obligated balance, end of year.... 6 6 4
----------------------------------------------------------------------------

Outlays (gross), detail:
86.90 Outlays from new discretionary
authority....................... 11
86.93 Outlays from discretionary
balances........................ 5 3 2
--------- --------- ----------
87.00 Total outlays (gross)........... 5 3 13
----------------------------------------------------------------------------

Net budget authority and outlays:
89.00 Budget authority.................. -16 11
90.00 Outlays........................... 5 3 13
---------------------------------------------------------------------------

This account provides for the acquisition, transportation, and
injection of petroleum into the Strategic Petroleum Reserve and for its
drawdown and distribution. The budget proposes $11 million to fund fill
of the SPR to its 700 million barrel capacity. The Department of Energy
will add approximately 108 million barrels of oil to the SPR through
placement into the SPR of royalty oil from federal offshore leases. The
funding will provide incremental costs of terminalling, transportation,
power, and third party inspections. Filling the SPR addresses the
President's initiative to enhance the energy security of the United
States by strengthening the nation's capability to respond to potential
oil supply disruptions.

Energy Information Administration

For necessary expenses in carrying out the activities of the Energy
Information Administration, [$78,499,000] $82,801,000, to remain
available until expended. (Department of the Interior and Related
Agencies Appropriations Act, 2002; additional authorizing legislation
required.)

Program and Financing (in millions of dollars)

Obligations by program activity:
10.00 Total new obligations............. 81 83 84
----------------------------------------------------------------------------

Budgetary resources available for obligation:
21.40 Unobligated balance carried
forward, start of year.......... 3 3 1
22.00 New budget authority (gross)...... 79 81 83
22.10 Resources available from
recoveries of prior year
obligations..................... 3
--------- --------- ----------
23.90 Total budgetary resources
available for obligation...... 85 84 84
23.95 Total new obligations............. -81 -83 -84
24.40 Unobligated balance carried
forward, end of year............ 3 1
----------------------------------------------------------------------------

New budget authority (gross), detail:
Discretionary:

40.00 Appropriation................... 79 81 83
----------------------------------------------------------------------------

Change in obligated balances:
72.40 Obligated balance, start of year.. 29 29 32
73.10 Total new obligations............. 81 83 84
73.20 Total outlays (gross)............. -77 -80 -82
73.45 Recoveries of prior year
obligations..................... -3
74.40 Obligated balance, end of year.... 29 32 33
----------------------------------------------------------------------------

Outlays (gross), detail:
86.90 Outlays from new discretionary
authority....................... 57 54 55
86.93 Outlays from discretionary
balances........................ 20 26 27
--------- --------- ----------
87.00 Total outlays (gross)........... 77 80 82
----------------------------------------------------------------------------

Net budget authority and outlays:
89.00 Budget authority.................. 79 81 83
90.00 Outlays........................... 77 80 82
---------------------------------------------------------------------------

Budget Authority and Outlays Excluding Full Funding for Federal Retiree
Costs (in millions of dollars)

----------------------------------------------------------------------------
2001 actual 2002 est. 2003 est.
----------------------------------------------------------------------------

Net budget authority and outlays:
89.00 Budget authority.................. 76 78 80
90.00 Outlays........................... 74 77 79
---------------------------------------------------------------------------

This program supports energy information activities which are
designed to provide timely, accurate and relevant energy information for
use by the Administration, the Congress, and the general public. The
activities funded in this program include the design, development and
maintenance of information systems on petroleum, natural gas, coal,
nuclear, electricity, alternate fuel sources, and energy consumption.
This includes collecting data and ensuring its accuracy; preparing
forecasts of alternative energy futures; and preparing reports on energy
sources, end-uses, prices, supply and demand, and associated
environmental, economic, international, and financial matters. In
addition, the National Energy Information Center disseminates
statistical and analytical publications, reports, and data files in
hard-copy and electronic formats, and responds to public inquiries.
Finally, this activity provides survey and statistical design standards,
documentation

[[Page 406]]

standards, and energy data public-use forms clearance and burden control
services.

Object Classification (in millions of dollars)

Personnel compensation:

11.1 Full-time permanent............. 28 29 30
11.3 Other than full-time permanent.. 1 1 1
11.5 Other personnel compensation.... 1 1 1
--------- --------- ----------
11.9 Total personnel compensation.. 30 31 32
12.1 Civilian personnel benefits....... 9 9 9
25.2 Other services.................... 27 28 28
25.3 Other purchases of goods and
services from Government
accounts........................ 8 8 8
26.0 Supplies and materials............ 7 7 7
--------- --------- ----------
99.9 Total new obligations........... 81 83 84
---------------------------------------------------------------------------

Personnel Summary

----------------------------------------------------------------------------
Identification code 89-0216-0-1-276 2001 actual 2002 est. 2003 est.
----------------------------------------------------------------------------
1001 Total compensable workyears: Full-
time equivalent employment...... 372 374 374
---------------------------------------------------------------------------

Economic Regulation

For necessary expenses in carrying out the activities of the Office
of Hearings and Appeals, [$1,996,000] $1,617,000, to remain available
until expended. (Department of the Interior and Related Agencies
Appropriations Act, 2002; additional authorizing legislation required.)

Program and Financing (in millions of dollars)

Obligations by program activity:
10.00 Total new obligations (object
class 11.1)..................... 2 2 1
----------------------------------------------------------------------------

Budgetary resources available for obligation:
22.00 New budget authority (gross)...... 2 2 2
23.95 Total new obligations............. -2 -2 -1
----------------------------------------------------------------------------

New budget authority (gross), detail:
Discretionary:

40.00 Appropriation................... 2 2 2
----------------------------------------------------------------------------

Change in obligated balances:
73.10 Total new obligations............. 2 2 1
73.20 Total outlays (gross)............. -2 -2 -2
----------------------------------------------------------------------------

Outlays (gross), detail:
86.90 Outlays from new discretionary
authority....................... 2 2 2
86.93 Outlays from discretionary
balances........................ 1
--------- --------- ----------
87.00 Total outlays (gross)........... 2 2 2
----------------------------------------------------------------------------

Net budget authority and outlays:
89.00 Budget authority.................. 2 2 2
90.00 Outlays........................... 2 2 2
---------------------------------------------------------------------------

Compliance.--This program, administered by the Office of General
Counsel, is responsible for resolving all remaining enforcement actions
to ensure that oil companies complied with petroleum regulations in
effect prior to decontrol of oil in January 1981.

Hearings and appeals.--The Office of Hearings and Appeals issues all
final orders of an adjudicatory nature other than those over which the
Federal Energy Regulatory Commission or the Board of Contract Appeals
have jurisdiction. It decides appeals of petroleum enforcement actions
and administers refund proceedings involving funds obtained as a result
of petroleum enforcement actions. This funding request is limited to
expenses related to petroleum overcharge cases.

Personnel Summary

----------------------------------------------------------------------------
Identification code 89-0217-0-1-276 2001 actual 2002 est. 2003 est.
----------------------------------------------------------------------------
1001 Total compensable workyears: Full-
time equivalent employment...... 19 16 8
---------------------------------------------------------------------------

Federal Energy Regulatory Commission

salaries and expenses

For necessary expenses of the Federal Energy Regulatory Commission
to carry out the provisions of the Department of Energy Organization Act
(42 U.S.C. 7101 et seq.), including services as authorized by 5 U.S.C.
3109, the hire of passenger motor vehicles, and official reception and
representation expenses (not to exceed $3,000), [$184,155,000]
$199,928,000, to remain available until expended: Provided, That
notwithstanding any other provision of law, not to exceed [$184,155,000]
$199,928,000 of revenues from fees and annual charges, and other
services and collections in fiscal year [2002] 2003 shall be retained
and used for necessary expenses in this account, and shall remain
available until expended: Provided further, That the sum herein
appropriated from the General Fund shall be reduced as revenues are
received during fiscal year [2002] 2003 so as to result in a final
fiscal year [2002] 2003 appropriation from the General Fund estimated at
not more than $0[: Provided further, That the Commission is authorized
an additional 5 senior executive service positions]. (Energy and Water
Development Appropriations Act, 2002; additional authorizing legislation
required.)

Program and Financing (in millions of dollars)

Obligations by program activity:
Reimbursable program:

09.01 Promote a secure, high-quality,
environmentally-responsible
energy infrastructure......... 55 59 62
09.02 Foster nationwide competitive
energy markets as a substitute
for traditional regulation.... 18 20 21
09.03 Protect customers and market
participants through vigilant
and fair oversight............ 25 27 28
09.04 Efficiently administer the
agency's resources to
accomplish the agency's goals. 81 86 89
--------- --------- ----------
09.99 Total reimbursable program...... 179 192 200
--------- --------- ----------
10.00 Total new obligations........... 179 192 200
----------------------------------------------------------------------------

Budgetary resources available for obligation:
21.40 Unobligated balance carried
forward, start of year.......... 4 8 8
22.00 New budget authority (gross)...... 183 192 200
--------- --------- ----------
23.90 Total budgetary resources
available for obligation...... 187 200 208
23.95 Total new obligations............. -179 -192 -200
24.40 Unobligated balance carried
forward, end of year............ 8 8 8
----------------------------------------------------------------------------

New budget authority (gross), detail:
Discretionary:

68.00 Spending authority from
offsetting collections
(gross): Offsetting
collections (cash)............ 183 192 200
----------------------------------------------------------------------------

Change in obligated balances:
72.40 Obligated balance, start of year.. 25 26 28
73.10 Total new obligations............. 179 192 200
73.20 Total outlays (gross)............. -178 -190 -200
74.40 Obligated balance, end of year.... 26 28 28
----------------------------------------------------------------------------

Outlays (gross), detail:
86.90 Outlays from new discretionary
authority....................... 152 164 171
86.93 Outlays from discretionary
balances........................ 26 26 28
--------- --------- ----------
87.00 Total outlays (gross)........... 178 190 200
----------------------------------------------------------------------------

Offsets:
Against gross budget authority and outlays:

88.40 Offsetting collections (cash)
from: Non-Federal sources..... -183 -192 -200
----------------------------------------------------------------------------

Net budget authority and outlays:
89.00 Budget authority..................
90.00 Outlays........................... -5 -2
---------------------------------------------------------------------------

[[Page 407]]

The Federal Energy Regulatory Commission (Commission) regulates key
interstate aspects of the electric power, natural gas, oil pipeline, and
hydropower industries. The Commission chooses regulatory approaches that
foster competitive markets whenever possible, assures access to reliable
service at a reasonable price, and gives full and fair consideration to
environmental and community impacts in assessing the public interest of
energy projects. Regulated businesses pay fees and charges sufficient to
recover the Government's full costs of operations.

Energy Infrastructure.--The Commission must promote a secure, high
quality and environmentally responsible infrastructure through
consistent policies to meet market and operational demands. To ensure
that needed new infrastructure is financially viable, the Commission
determines just and reasonable rates for the interstate transportation
of natural gas and oil on the pipelines subject to the Commission's
jurisdiction and sets rates for the interstate transmission and
wholesale sales of electric energy. It approves rates for all Federal
power marketing administrations, but not for TVA. The Commission also
certifies three special classes of power generators: cogeneration
facilities, small power production facilities, and exempt wholesale
generators. Furthermore, the Commission authorizes tariff provisions, as
appropriate, to allow the gas and oil pipelines to adjust their services
to meet their customers' needs and the pipelines' needs to meet
competition in their markets. The Commission has and will continue to
develop creative and flexible pricing policies and new incentive
mechanisms to promote the development of the nation's electric and gas
infrastructures and support the competitive marketplace.

The Commission will continue to ensure that environmental concerns
involving energy projects are properly addressed and that the public
interest is protected when new hydropower projects are licensed or
relicensed and when new natural gas pipeline services are authorized.
The Commission issues preliminary permits, exemptions, licenses and
relicenses for non-federal hydroelectric projects, enforces their terms
and conditions, and performs dam safety inspections. It regulates over
1,660 hydroelectric projects, which supply about 5 percent of the
electric energy generated in the United States. The Commission
investigates to determine the amount of headwater benefits derived from
federally owned and FERC-licensed headwater improvements, collects this
amount from licensees, and returns it to the U.S. Treasury. The
Commission also issues certificates authorizing natural gas pipelines to
construct and operate new facilities and to provide new services.

Competitive Energy Markets.--The Commission fosters nationwide
competitive energy markets as a substitute for traditional regulation.
Since enactment of the Energy Policy Act of 1992, the Commission has
introduced a number of initiatives to foster wholesale competition in
the generation sector of the electric utility industry. In 1996, the
Commission issued Order Nos. 888 and 889, which require all
jurisdictional public utilities to provide open access transmission
service to all wholesale customers under standard terms and conditions.
At the end of 1999, the Commission issued Order No. 2000, which called
on utilities to voluntarily form regional transmission organizations
(RTOs). As a result, many utilities have proposed to turn over control
of their transmission systems to RTOs. This requires Commission
approval. For the development of RTOs with consistent ways of doing
business and that operate efficiently on a regional basis, the
Commission will encourage standardized business rules and practices to
maximize market efficiency, ease market entry, and reduce transactions
costs. The Commission will use balanced, industry-led organizations to
develop reliability and business practice standards, and will ensure
that RTOs will have responsibility for regional transmission planning.

Market Oversight.--The Commission must protect customers and market
participants through vigilant and fair oversight of the transitioning
energy markets. The Commission will strengthen the role of RTO market
monitoring units and will count on them as the first line of defense
against problems. The Commission will ensure procompetitive market
structures by identifying and remedying problems, assessing market and
infrastructure conditions against objective benchmarks, and periodically
reviewing and revising market rules for sustained, long-term development
of energy markets. To this end, the Commission will publish a Seasonal
Market Assessment in advance of the summer cooling season and again
before the winter heating season, assessing conditions and prioritizing
actions needed for improvement of market performance. This will allow
for correction of major potential problems in the markets before they
become serious. In addition, the Commission will continue to ensure that
mergers and consolidations are consistent with pro-competitive goals.
The Commission will detect abuses of market power quickly and use
prohibitions and penalties as necessary to remove, prevent, and deter
abuses. The Commission will conduct investigations as warranted and act
on complaints, using litigation before administrative law judges as
necessary.

Resource Administration.--Efficient administration of resources
facilitates the Commission's ability to accomplish its regulatory
mission. Resource administration includes human resources management and
development, financial management, procurement, strategic planning,
information technology, and external communications.

Object Classification (in millions of dollars)

----------------------------------------------------------------------------
Identification code 89-0212-0-1-276 2001 actual 2002 est. 2003 est.
----------------------------------------------------------------------------
99.0 Reimbursable obligations:
Reimbursable obligations........ 179 192 200
--------- --------- ----------
99.9 Total new obligations........... 179 192 200
---------------------------------------------------------------------------

Personnel Summary

----------------------------------------------------------------------------
Identification code 89-0212-0-1-276 2001 actual 2002 est. 2003 est.
----------------------------------------------------------------------------
2001 Total compensable workyears: Full-
time equivalent employment...... 1,170 1,250 1,250
---------------------------------------------------------------------------

Clean Coal Technology

[(Deferral)] (including transfer of funds)

[Of the funds made available under this heading for obligation in
prior years, $40,000,000 shall not be available until October 1, 2002:
Provided, That funds] All balances under this heading are hereby
transferred to the ``Fossil Energy Research and Development'' account
for use in the Clean Coal Power Initiative: Provided, That all
commitments to existing projects may be continued and executed under
existing agreements: Provided further, That new projects undertaken with
these funds shall comply with the requirements of 42 U.S.C. 5903d:
Provided further, That no project may be selected for which sufficient
funding is not available to provide for the total project: Provided
further, That the Department may include provisions for royalties or
other means of repayment of Government contributions to individual
projects including repayments from sale and licensing of technologies
from both domestic and foreign transactions: Provided further, That such
repayments shall be retained by the Department, subject to appropriation
in advance, for future coal-related research, development and
demonstration projects: Provided further, That any technology selected
under this program shall be considered a Clean Coal Technology, and any
project selected under this program shall be considered a Clean Coal
Technology Project for the purposes of 42 U.S.C. 7651n, and Chapters 51,
52, and 60 of title 40 of the Code of Federal Regulations. Funds made
available in previous appropriations Acts shall be available for any
ongoing project regardless of the separate request for proposal under
which the project was

[[Page 408]]

selected. (42 U.S.C. 5901-20; Department of the Interior and Related
Agencies Appropriations Act, 2002.)

Program and Financing (in millions of dollars)

Obligations by program activity:
10.00 Total new obligations............. 16 14
----------------------------------------------------------------------------

Budgetary resources available for obligation:
21.40 Unobligated balance carried
forward, start of year.......... 344 337 331
22.00 New budget authority (gross)...... 104 42 40
22.21 Unobligated balance transferred to
other accounts.................. -95 -34 -371
--------- --------- ----------
23.90 Total budgetary resources
available for obligation...... 353 345
23.95 Total new obligations............. -16 -14
24.40 Unobligated balance carried
forward, end of year............ 337 331
----------------------------------------------------------------------------

New budget authority (gross), detail:
Discretionary:

40.36 Unobligated balance deferred.... -67 -40
55.00 Advance appropriation........... 171 82 40
--------- --------- ----------
70.00 Total new budget authority
(gross)....................... 104 42 40
----------------------------------------------------------------------------

Change in obligated balances:
72.40 Obligated balance, start of year.. 321 240 179
73.10 Total new obligations............. 16 14
73.20 Total outlays (gross)............. -97 -75
73.31 Obligated balance transferred to
other accounts.................. -179
74.40 Obligated balance, end of year.... 240 179
----------------------------------------------------------------------------

Outlays (gross), detail:
86.93 Outlays from discretionary
balances........................ 97 75
----------------------------------------------------------------------------

Net budget authority and outlays:
89.00 Budget authority.................. 104 42 40
90.00 Outlays........................... 97 75
---------------------------------------------------------------------------

Public Law 99-190, making continuing appropriations for 1986,
provided $400 million from funds in the Energy Security Reserve in the
Department of the Treasury for a new clean coal technology program in
the Department of Energy. This program was authorized under the clean
coal technology reserve proviso of Public Law 98-473 to subsidize the
construction and operation of facilities to demonstrate the potential
commercial feasibility of such technologies.

Remaining funds are transferred to the Fossil Energy Research and
Development account to increase efficiency by placing the entire federal
coal research effort under one umbrella, the President's Coal Research
Initiative. These funds can continue to be used to meet previous
commitments in the earlier program, with surplus funds available for
ongoing projects or the newer initiative within the reorganized program.

Object Classification (in millions of dollars)

----------------------------------------------------------------------------
Identification code 89-0235-0-1-271 2001 actual 2002 est. 2003 est.
----------------------------------------------------------------------------
11.1 Personnel compensation: Full-time
permanent....................... 6 6
12.1 Civilian personnel benefits....... 1 1
25.1 Advisory and assistance services.. 2 2
25.2 Other services.................... 6 4
25.4 Operation and maintenance of
facilities...................... 1 1
--------- --------- ----------
99.9 Total new obligations........... 16 14
---------------------------------------------------------------------------

Personnel Summary

[Alternative Fuels Production]

[(rescission)]

[Of the unobligated balances under this heading, $2,000,000 are
rescinded.] (Department of the Interior and Related Agencies
Appropriations Act, 2002.)

Program and Financing (in millions of dollars)

----------------------------------------------------------------------------
Identification code 89-5180-0-2-271 2001 actual 2002 est. 2003 est.
----------------------------------------------------------------------------

Budgetary resources available for obligation:
21.40 Unobligated balance carried
forward, start of year.......... 3 2 2
22.00 New budget authority (gross)...... -1 -2
22.10 Resources available from
recoveries of prior year
obligations..................... 2
--------- --------- ----------
23.90 Total budgetary resources
available for obligation...... 2 2 2
24.40 Unobligated balance carried
forward, end of year............ 2 2 2
----------------------------------------------------------------------------

New budget authority (gross), detail:
Discretionary:

40.36 Unobligated balance rescinded... -1 -2
----------------------------------------------------------------------------

Change in obligated balances:
72.40 Obligated balance, start of year.. 10 9 7
73.45 Recoveries of prior year
obligations..................... -2
74.40 Obligated balance, end of year.... 9 7 7
----------------------------------------------------------------------------

Net budget authority and outlays:
89.00 Budget authority.................. -1 -2
90.00 Outlays...........................
---------------------------------------------------------------------------

The alternative fuels program was established in 1980 for the
purpose of expediting the development and production of alternative
fuels from coal.

When the Synthetic Fuels Corporation was declared to be operational
in 1982, the uncommitted and unobligated funds remaining in the program
were transferred to the Energy Security Reserve for use by the Synthetic
Fuels Corporation, with the exception of the loan guarantee for the
Great Plains gasification project, which remained under the jurisdiction
of the Department of Energy. The Department exercised its authority to
borrow from the Treasury to repay the Federal Financing Bank upon
default of the borrower in 1985. This loan was repaid, along with
accrued interest, by a supplemental appropriation in 1986. The
Department acquired ownership of the Great Plains plant by foreclosure,
which was completed on July 14, 1986, and continued operation of the
plant without the expenditure of appropriated funds. On October 31,
1988, the Department completed the process of establishing an asset
purchase agreement for the Great Plains Gasification Plant by settlement
with Basin Electric Power Cooperative Association. Responsibilities for
other related agreements--trust agreement, gas transportation agreement,
gas purchase agreement--were also settled. Under the terms of the asset
purchase agreement a check for $85 million was provided to the
Government as an initial payment. These agreements were the subject of
litigation between the Department, Dakota Gasification Company (DGC) and
the four pipeline companies which purchased synthetic gas from the
plant. Future revenue sharing payments to the Department are dependent
upon natural gas prices.

The parties to litigation negotiated settlement agreements in
principle in December 1993. Settlement agreements dated February 16,
1994, have been signed. These settlement agreements resolve all past
disputes as well as restructure the Gas Purchase Agreements pricing
provisions. The settlement agreements have received final Federal Energy
Regulatory Commission (FERC) approval. In a separate agreement with DOE,
DGC agreed to pay DOE $25 million over the 7 year period of time DGC
receives the demand payments from the pipeline companies.

[[Page 409]]

Elk Hills School Lands Fund

For necessary expenses in fulfilling installment payments under the
Settlement Agreement entered into by the United States and the State of
California on October 11, 1996, as authorized by section 3415 of Public
Law 104-106, $36,000,000, [to become available on October 1, 2002] for
payment to the State of California for the State Teachers' Retirement
Fund from the Elk Hills School Lands Fund. (Department of the Interior
and Related Agencies Appropriations Act, 2002.)

Unavailable Collections (in millions of dollars)

----------------------------------------------------------------------------
Identification code 89-5428-0-2-271 2001 actual 2002 est. 2003 est.
----------------------------------------------------------------------------
01.99 Balance, start of year............ 262 262 262
Appropriations:
05.00 Elk Hills school lands fund....... -36
--------- --------- ----------
07.99 Balance, end of year.............. 262 262 226
---------------------------------------------------------------------------

Program and Financing (in millions of dollars)

Obligations by program activity:
10.00 Total new obligations (object
class 41.0)..................... 36 36 72
----------------------------------------------------------------------------

Budgetary resources available for obligation:
22.00 New budget authority (gross)...... 36 36 72
23.95 Total new obligations............. -36 -36 -72
----------------------------------------------------------------------------

New budget authority (gross), detail:
Discretionary:

40.20 Appropriation (special fund).... 36
55.00 Advance appropriation........... 36 36 36
--------- --------- ----------
70.00 Total new budget authority
(gross)....................... 36 36 72
----------------------------------------------------------------------------

Change in obligated balances:
73.10 Total new obligations............. 36 36 72
73.20 Total outlays (gross)............. -36 -36 -72
----------------------------------------------------------------------------

Outlays (gross), detail:
86.90 Outlays from new discretionary
authority....................... 36 36 72
----------------------------------------------------------------------------

Net budget authority and outlays:
89.00 Budget authority.................. 36 36 72
90.00 Outlays........................... 36 36 72
---------------------------------------------------------------------------

Title XXXIV, Subtitle B of Public Law 104-106 required the
Department to sell the government's interest in Naval Petroleum Reserve
No. 1 (Elk Hills) pursuant to the terms of the Act. The sale occurred in
February 1998, following a statutorily-required 31-day congressional
review period.

Section 3415 of the Act required, among other things, that the
Department make an offer of settlement based on the fair value of the
State of California's longstanding claims to two parcels of land
(``school lands'') within the Reserve. Under the Act, nine percent of
the net proceeds were reserved in contingent fund in the Treasury for
payment to the State. In compliance with the Act and in order to remove
any cloud over title which could diminish the sales value of the
Reserve, the Department entered into a settlement agreement with the
State on October 11, 1996. That agreement calls for payment to the
State, subject to appropriations, of nine percent of the net proceeds of
sale, payable over a seven-year period (without interest), commencing in
1999. Under the settlement agreement and provided that funds are
appropriated, the first five installments are for $36 million each year,
and the remaining balance is to be paid in two equal installments in
years six and seven. In addition to the $36 million already appropriated
for 2003, the budget requests $36 million in 2003 for the fifth
installment payment.

Arctic National Wildlife Refuge, Alternative Energy

(Legislative proposal, subject to PAYGO)

The budget includes a proposal to use the Federal share of bonus
bids from opening a small portion of the Arctic National Wildlife Refuge
to oil and gas exploration to supplement the funding for renewal and
related energy research. The budget assumes that 1.2 billion of the
bonus bids that would come to the Federal Government in 2004 would be
spent on alternative energy programs over a period of seven years.

Payments to States under Federal Power Act

Unavailable Collections (in millions of dollars)

----------------------------------------------------------------------------
Identification code 89-5105-0-2-806 2001 actual 2002 est. 2003 est.
----------------------------------------------------------------------------
01.99 Balance, start of year............
Receipts:
02.00 Licenses under Federal Power Act
from public lands and national
forests, p...................... 3 3 3
Appropriations:
05.00 Payments to States under Federal
Power Act....................... -3 -3 -3
--------- --------- ----------
07.99 Balance, end of year..............
---------------------------------------------------------------------------

Program and Financing (in millions of dollars)

Obligations by program activity:
10.00 Total new obligations (object
class 41.0)..................... 3 3 3
----------------------------------------------------------------------------

Budgetary resources available for obligation:
21.40 Unobligated balance carried
forward, start of year.......... 3 3 3
22.00 New budget authority (gross)...... 3 3 3
--------- --------- ----------
23.90 Total budgetary resources
available for obligation...... 6 6 6
23.95 Total new obligations............. -3 -3 -3
24.40 Unobligated balance carried
forward, end of year............ 3 3 3
----------------------------------------------------------------------------

New budget authority (gross), detail:
Mandatory:

60.20 Appropriation (special fund).... 3 3 3
----------------------------------------------------------------------------

Change in obligated balances:
73.10 Total new obligations............. 3 3 3
73.20 Total outlays (gross)............. -3 -3 -3
----------------------------------------------------------------------------

Outlays (gross), detail:
86.97 Outlays from new mandatory
authority....................... 3 3
86.98 Outlays from mandatory balances... 3
--------- --------- ----------
87.00 Total outlays (gross)........... 3 3 3
----------------------------------------------------------------------------

Net budget authority and outlays:
89.00 Budget authority.................. 3 3 3
90.00 Outlays........................... 3 3 3
---------------------------------------------------------------------------

The States are paid 37.5 percent of the receipts from licenses for
occupancy and use of national forests and public lands within their
boundaries issued by the Federal Energy Regulatory Commission (16 U.S.C.
810).

Northeast Home Heating Oil Reserve

For necessary expenses for Northeast Home Heating Oil Reserve
storage, operations, and management activities pursuant to the Energy
Policy and Conservation Act of 2000, $8,000,000 to remain available
until expended.

[[Page 410]]

Program and Financing (in millions of dollars)

----------------------------------------------------------------------------
Identification code 89-5369-0-2-274 2001 actual 2002 est. 2003 est.
----------------------------------------------------------------------------

Obligations by program activity:
10.00 Total new obligations (object
class 25.2)..................... 4 4 8
----------------------------------------------------------------------------

Budgetary resources available for obligation:
21.40 Unobligated balance carried
forward, start of year.......... 4 8
22.00 New budget authority (gross)...... 8 8 8
--------- --------- ----------
23.90 Total budgetary resources
available for obligation...... 8 12 16
23.95 Total new obligations............. -4 -4 -8
24.40 Unobligated balance carried
forward, end of year............ 4 8 8
----------------------------------------------------------------------------

New budget authority (gross), detail:
Discretionary:

40.00 Appropriation................... 8
42.00 Transferred from other accounts. 8 8
--------- --------- ----------
43.00 Appropriation (total
discretionary).............. 8 8 8
----------------------------------------------------------------------------

Change in obligated balances:
72.40 Obligated balance, start of year.. 4 4
73.10 Total new obligations............. 4 4 8
73.20 Total outlays (gross)............. -4 -8
74.40 Obligated balance, end of year.... 4 4 4
----------------------------------------------------------------------------

Outlays (gross), detail:
86.90 Outlays from new discretionary
authority....................... 4 4
86.93 Outlays from discretionary
balances........................ 4
--------- --------- ----------
87.00 Total outlays (gross)........... 4 8
----------------------------------------------------------------------------

Net budget authority and outlays:
89.00 Budget authority.................. 8 8 8
90.00 Outlays........................... 4 8
---------------------------------------------------------------------------

On July 10, 2000 the President directed the Department of Energy to
establish a 2-million barrel home heating oil component of the Strategic
Petroleum Reserve (SPR) in the Northeast. The intent was to create a
buffer loose enough to allow commercial companies to compensate for
interruptions in supply or severe weather, but not so large as to
dissuade suppliers from responding to increasing prices as a sign that
more supply is needed. Two million barrels of oil would give Northeast
consumers adequate supplies for approximately 10 days, the time required
for ships to carry heating oil from the Gulf of Mexico to New York
harbor for distribution. The Department issued a solicitation to
exchange crude oil from the SPR for two million barrels of distillate
heating oil stocks and for storage facilities in the Northeast.
Contracts were awarded on August 17, 2000, for two million barrels of
heating oil and storage tank capacity in Connecticut and in New Jersey.
In November 2000, Congress amended the Energy Policy and Conservation
Act of 2000 providing clear authority for the reserve. On March 6, 2001
Energy Secretary Abraham formally notified Congress that the
Administration would establish the Reserve as a permanent part of
America's energy readiness effort, separate from the Strategic Petroleum
Reserve. On August 6, 2001 the Secretary approved the relocation of
250,000 barrels of heating oil inventory from Connecticut to Rhode
Island, giving the reserve a third location from which it could
distribute fuel. The FY 2001 budget request for the Northeast Home
Heating Oil Reserve was financed with $8 million (new BA of $4 million
and a transfer of $4 million from the SPR Petroleum Account). The
request included continued leasing of commercial storage space, third
party inspections, and development of an internet sales platform. For
2002, the Department requested $8 million in new budget authority that
supports the continued operation of the reserve, solicitation support
from Defense Energy Support Center, and lease of commercial storage
space. The FY 2003 ($8 million) request continues operation of the
reserve, solicitation support from the Defense Energy Support Center,
and lease of commercial storage space.

Nuclear Waste Disposal

For nuclear waste disposal activities to carry out the purposes of
Public Law 97-425, as amended, including the acquisition of real
property or facility construction or expansion, [$95,000,000]
$212,045,000, to remain available until expended and to be derived from
the Nuclear Waste Fund: Provided, That not to exceed $2,500,000 shall be
provided to the State of Nevada solely for expenditures, other than
salaries and expenses of State employees, to conduct scientific
oversight responsibilities pursuant to the Nuclear Waste Policy Act of
1982, Public Law 97-425, as amended: Provided further, That not to
exceed $6,000,000 shall be provided to affected units of local
governments, as defined in Public Law 97-425, to conduct appropriate
activities pursuant to the Act: Provided further, That the distribution
of the funds as determined by the units of local government shall be
approved by the Department of Energy: Provided further, That the funds
for the State of Nevada shall be made available [solely] to the Nevada
Division of Emergency Management by direct payment and units of local
government by direct payment: Provided further, That within 90 days of
the completion of each Federal fiscal year, the Nevada Division of
Emergency Management and the Governor of the State of Nevada and each
local entity shall provide certification to the Department of Energy
that all funds expended from such payments have been expended for
activities authorized by Public Law 97-425 and this Act. Failure to
provide such certification shall cause such entity to be prohibited from
any further funding provided for similar activities: Provided further,
That none of the funds herein appropriated may be: (1) used directly or
indirectly to influence legislative action on any matter pending before
Congress or a State legislature or for lobbying activity as provided in
18 U.S.C. 1913; (2) used for litigation expenses; or (3) used to support
multi-State efforts or other coalition building [activities inconsistent
with the restrictions contained in this Act] activities: Provided
further, That all proceeds and recoveries realized by the Secretary in
carrying out activities authorized by the Nuclear Waste Policy Act of
1982, Public Law 97-425, as amended, including but not limited to, any
proceeds from the sale of assets, shall be available without further
appropriation and shall remain available until expended. (Energy and
Water Development Appropriations Act, 2002; additional authorizing
legislation required.)

Unavailable Collections (in millions of dollars)

----------------------------------------------------------------------------
Identification code 89-5227-0-2-271 2001 actual 2002 est. 2003 est.
----------------------------------------------------------------------------
01.99 Balance, start of year............ 9,144 10,849 12,055
Receipts:
02.20 Receipts from nuclear powered
electric utilities.............. 689 640 647
02.40 Net earnings on investments....... 1,243 688 752
--------- --------- ----------
02.99 Total receipts and collections.. 1,932 1,328 1,399
--------- --------- ----------
04.00 Total: Balances and collections... 11,076 12,177 13,454
Appropriations:
05.00 Nuclear waste disposal............ -202 -95 -212
05.01 Nuclear Waste Technical Review
Board........................... -22 -24 -25
05.02 Nuclear Regulatory Commission..... -3 -3 -3
--------- --------- ----------
05.99 Total appropriations............ -227 -122 -240
--------- --------- ----------
07.99 Balance, end of year.............. 10,849 12,055 13,214
---------------------------------------------------------------------------

Program and Financing (in millions of dollars)

Obligations by program activity:
00.01 Nuclear waste disposal fund....... 122 59 150
00.02 Program direction................. 65 58 62
--------- --------- ----------
10.00 Total new obligations........... 187 117 212
----------------------------------------------------------------------------

Budgetary resources available for obligation:
21.40 Unobligated balance carried
forward, start of year.......... 12 20
22.00 New budget authority (gross)...... 193 97 212
--------- --------- ----------

[[Page 411]]

23.90 Total budgetary resources
available for obligation...... 205 117 212
23.95 Total new obligations............. -187 -117 -212
24.40 Unobligated balance carried
forward, end of year............ 20
----------------------------------------------------------------------------

New budget authority (gross), detail:
Discretionary:

40.20 Appropriation (special fund).... 204 97 212
40.48 Portion applied to liquidate
deficiencies.................. -11
--------- --------- ----------
43.00 Appropriation (total
discretionary).............. 193 97 212
----------------------------------------------------------------------------

Change in obligated balances:
72.40 Obligated balance, start of year.. 74 87 58
73.10 Total new obligations............. 187 117 212
73.20 Total outlays (gross)............. -176 -146 -155
74.40 Obligated balance, end of year.... 87 58 115
----------------------------------------------------------------------------

Outlays (gross), detail:
86.90 Outlays from new discretionary
authority....................... 86 50 107
86.93 Outlays from discretionary
balances........................ 90 96 48
--------- --------- ----------
87.00 Total outlays (gross)........... 176 146 155
----------------------------------------------------------------------------

Net budget authority and outlays:
89.00 Budget authority.................. 193 97 212
90.00 Outlays........................... 176 146 155
----------------------------------------------------------------------------

Memorandum (non-add) entries:
92.01 Total investments, start of year:
Federal securities: Par value... 17,551 21,060 23,674
92.02 Total investments, end of year:
Federal securities: Par value... 21,060 23,674 25,344
---------------------------------------------------------------------------

Budget Authority and Outlays Excluding Full Funding for Federal Retiree
Costs (in millions of dollars)

----------------------------------------------------------------------------
2001 actual 2002 est. 2003 est.
----------------------------------------------------------------------------

Net budget authority and outlays:
89.00 Budget authority.................. 191 95 210
90.00 Outlays........................... 174 144 153
---------------------------------------------------------------------------

Growing quantities of spent nuclear fuel and high-level radioactive
waste have been accumulating at commercial nuclear reactor sites and
storage facilities across the country for half a century. They come from
nuclear plants generating commercial electric power, nuclear weapons
production, the operation of naval reactors, and Federal research and
development activities. At Congress's direction, DOE has investigated
the suitability of a storage site at Yucca Mountain, Nevada, 100 miles
northwest of Las Vegas, for over 20 years. Based on sound science and
compelling national interests, the Secretary of Energy has informed the
Governor of Nevada of his intent to recommend the Yucca Mountain site to
the President for development as a geologic repository for the Nation's
nuclear waste. Should the site be formally designated this year, current
plans call for the repository to open in 2010. The budget provides
sufficient funding for DOE to prepare a license application to meet that
deadline. If the site is designated, the Administration also will seek
additional funding to begin essential transportation-related activities
and provide a long-term management and financing plan for the entire
licensing and construction effort. The Administration is committed to
ensuring the environmentally sound and safe disposal of the Nation's
radioactive waste.

In 2001, actual interest earnings were $1,243 million, and they are
estimated to decline to $688 million in 2002 and $742 million in 2003.
The reason for the decline is that the decrease in market interest rates
in 2001 significantly increased the market value of the zero-coupon
bonds held by the fund, and the interest on these bonds is calculated as
the change in market value. In 2002 and 2003, interest earnings are
projected based on the effective yield method, instead of estimating the
change in market value. We use the effective yield approach, because
interest rates are impossible to predict accurately and because it is a
simple method of projecting what will happen in the future ``on
average.'' The effective yield method is consistent with a small
increase in market value.

Status of Funds (in millions of dollars)

0101 Par value....................... 17,551 21,060 23,674
0102 Unrealized discounts............ -8,328 -10,099 -11,556
--------- --------- ----------
0199 Total balance, start of year.... 9,230 10,962 12,118
Cash income during the year:
Current law:

Offsetting receipts
(proprietary):
1220 Nuclear waste disposal fund ,
Energy...................... 689 640 647
Offsetting receipts
(intragovernmental):
1240 Earnings on investments,
Nuclear waste disposal fund
, Energy.................... 1,243 688 752
1299 Income under present law........ 1,932 1,328 1,399
Cash outgo during year:
Current law:

4500 Nuclear waste disposal fund..... -174 -144 -155
4501 Nuclear Regulatory Commission... -21 -23 -25
4502 Nuclear Waste Technical Review
Board......................... -3 -3 -3
4599 Outgo under current law (-)..... -198 -170 -183
Unexpended balance, end of year:
8700 Uninvested balance................ 1
Federal securities:

8701 Par value....................... 21,060 23,674 25,344
8702 Unrealized discounts............ -10,099 -11,556 -12,010
--------- --------- ----------
8799 Total balance, end of year...... 10,962 12,118 13,334
---------------------------------------------------------------------------

Object Classification (in millions of dollars)

Personnel compensation:

11.1 Full-time permanent............. 16 17 17
11.5 Other personnel compensation.... 2 2 2
--------- --------- ----------
11.9 Total personnel compensation.. 18 19 19
12.1 Civilian personnel benefits....... 7 7 7
21.0 Travel and transportation of
persons......................... 2 2 2
23.2 Rental payments to others......... 2 3 3
25.1 Advisory and assistance services.. 33 16 16
25.2 Other services.................... 4 4 4
25.3 Other purchases of goods and
services from Government
accounts........................ 5 5 5
25.4 Operation and maintenance of
facilities...................... 99 55 150
26.0 Supplies and materials............ 1 1 1
41.0 Grants, subsidies, and
contributions................... 16 5 5
--------- --------- ----------
99.9 Total new obligations........... 187 117 212
---------------------------------------------------------------------------

Personnel Summary

----------------------------------------------------------------------------
Identification code 89-5227-0-2-271 2001 actual 2002 est. 2003 est.
----------------------------------------------------------------------------
1001 Total compensable workyears: Full-
time equivalent employment...... 181 200 211
---------------------------------------------------------------------------

Uranium Enrichment Decontamination and Decommissioning Fund

Unavailable Collections (in millions of dollars)

----------------------------------------------------------------------------
Identification code 89-5231-0-2-271 2001 actual 2002 est. 2003 est.
----------------------------------------------------------------------------
01.99 Balance, start of year............ 2,024 2,374 2,840
Receipts:
02.00 Assessments....................... 181 186 190
02.40 Earnings on investments........... 124 160 170
02.41 General fund payment.............. 419 420 442
--------- --------- ----------
02.99 Total receipts and collections.. 724 766 802
--------- --------- ----------
04.00 Total: Balances and collections... 2,748 3,140 3,642
Appropriations:
05.00 Uranium enrichment decontamination
and decommissioning fund........ -374 -300 -236
--------- --------- ----------

[[Page 412]]

07.99 Balance, end of year.............. 2,374 2,840 3,406
---------------------------------------------------------------------------

Program and Financing (in millions of dollars)

New budget authority (gross), detail:
Discretionary:

40.20 Appropriation (special fund).... 374 300 236
41.00 Transferred to other accounts... -374 -300 -236
--------- --------- ----------
43.00 Appropriation (total
discretionary)..............
----------------------------------------------------------------------------

Change in obligated balances:
72.40 Obligated balance, start of year.. 135 2
73.20 Total outlays (gross)............. -2
73.31 Obligated balance transferred to
other accounts.................. -132
74.40 Obligated balance, end of year.... 2
----------------------------------------------------------------------------

Outlays (gross), detail:
86.93 Outlays from discretionary
balances........................ 2
----------------------------------------------------------------------------

Net budget authority and outlays:
89.00 Budget authority..................
90.00 Outlays........................... 2
----------------------------------------------------------------------------

Memorandum (non-add) entries:
92.01 Total investments, start of year:
Federal securities: Par value... 2,163 2,556 3,042
92.02 Total investments, end of year:
Federal securities: Par value... 2,556 3,042 3,615
---------------------------------------------------------------------------

Uranium Enrichment Decontamination and Decommissioning Fund
activities were transferred to the Uranium Facilities Maintenance and
Remediation account in 2001.

Status of Funds (in millions of dollars)

0101 Par value....................... 2,163 2,556 3,042
0102 Unrealized discounts............ -37 -35 -40
--------- --------- ----------
0199 Total balance, start of year.... 2,159 2,570 3,002
Cash income during the year:
Current law:

Receipts:
1200 Assessments, Decontamination
and Decommissioning Fund.... 181 186 190
Offsetting receipts
(intragovernmental):
1240 Earnings on investments,
Decontamination and
Decommissioning Fund........ 124 160 170
1241 General fund payment--Defense,
Decontamination and
Decommissioning Fund........ 419 420 442
1299 Income under present law........ 724 766 802
Cash outgo during year:
Current law:

4500 Uranium enrichment
decontamination and
decommissioning fund.......... -2
4501 Uranium facilities maintenance
and remediation............... -315 -334 -227
4599 Outgo under current law (-)..... -315 -336 -227
Unexpended balance, end of year:
8700 Uninvested balance................ 47
Federal securities:

8701 Par value....................... 2,556 3,042 3,615
8702 Unrealized discounts............ -35 -40 -40
--------- --------- ----------
8799 Total balance, end of year...... 2,570 3,002 3,575
---------------------------------------------------------------------------

Public enterprise funds:

Isotope Production and Distribution Program Fund

Program and Financing (in millions of dollars)

Obligations by program activity:
09.01 Isotope production and
distribution.................... 23 24 20
09.02 Isotope production facility
project......................... 3 2 2
--------- --------- ----------
10.00 Total new obligations........... 26 26 22
----------------------------------------------------------------------------

Budgetary resources available for obligation:
21.40 Unobligated balance carried
forward, start of year.......... 4 5 4
22.00 New budget authority (gross)...... 27 26 22
--------- --------- ----------
23.90 Total budgetary resources
available for obligation...... 31 31 26
23.95 Total new obligations............. -26 -26 -22
24.40 Unobligated balance carried
forward, end of year............ 5 4 4
----------------------------------------------------------------------------

New budget authority (gross), detail:
Discretionary:

68.00 Spending authority from
offsetting collections
(gross): Offsetting
collections (cash)............ 27 26 22
----------------------------------------------------------------------------

Change in obligated balances:
72.40 Obligated balance, start of year.. 9 9 9
73.10 Total new obligations............. 26 26 22
73.20 Total outlays (gross)............. -27 -26 -22
74.40 Obligated balance, end of year.... 9 9 9
----------------------------------------------------------------------------

Outlays (gross), detail:
86.90 Outlays from new discretionary
authority....................... 27 26 22
----------------------------------------------------------------------------

Offsets:
Against gross budget authority and outlays:

Offsetting collections (cash)
from:
88.00 Federal sources--Expenditure
transfers................... -19 -17 -14
88.40 Non-Federal sources........... -8 -9 -8
--------- --------- ----------
88.90 Total, offsetting
collections (cash)........ -27 -26 -22
----------------------------------------------------------------------------

Net budget authority and outlays:
89.00 Budget authority..................
90.00 Outlays........................... -1
---------------------------------------------------------------------------

The charter of the Department of Energy (DOE) isotope production and
distribution program covers the production and sale of isotope products
and related services to the user community utilizing Government-owned
facilities. The isotopes produced by the Department are those that can
be produced in existing DOE production and research facilities dedicated
to the products required by the isotope production and distribution
program. The isotopes are sold at their market value or at a price
determined to be in the best interest of the government for use in
medical diagnoses and therapy, medical and scientific research, and
industrial applications.

Object Classification (in millions of dollars)

----------------------------------------------------------------------------
Identification code 89-4180-0-3-271 2001 actual 2002 est. 2003 est.
----------------------------------------------------------------------------
25.1 Advisory and assistance services.. 3 3 3
25.4 Operation and maintenance of
facilities...................... 20 20 16
32.0 Land and structures............... 3 3 3
--------- --------- ----------
99.9 Total new obligations........... 26 26 22
---------------------------------------------------------------------------

Trust Funds

Advances for Cooperative Work

Program and Financing (in millions of dollars)

----------------------------------------------------------------------------
Identification code 89-8575-0-7-271 2001 actual 2002 est. 2003 est.
----------------------------------------------------------------------------

Change in obligated balances:
72.40 Obligated balance, start of year.. 5 5 5
74.40 Obligated balance, end of year.... 5 5 5
----------------------------------------------------------------------------

[[Page 413]]

Net budget authority and outlays:
89.00 Budget authority..................
90.00 Outlays...........................
---------------------------------------------------------------------------

In past years, this account received advances from domestic and
foreign sources, to fund research and development activities for
civilian reactor, magnetic fusion, and basic energy sciences. Sources
also provided funds for defense programs, the technical information
management program. The account will be terminated when balances have
been expended.

POWER MARKETING ADMINISTRATIONS

Federal Funds

General and special funds:

Operation and Maintenance, Alaska Power Administration

Program and Financing (in millions of dollars)

----------------------------------------------------------------------------
Identification code 89-0304-0-1-271 2001 actual 2002 est. 2003 est.
----------------------------------------------------------------------------

Change in obligated balances:
72.40 Obligated balance, start of year.. 11 1 1
73.20 Total outlays (gross)............. -10
74.40 Obligated balance, end of year.... 1 1 1
----------------------------------------------------------------------------

Outlays (gross), detail:
86.93 Outlays from discretionary
balances........................ 10
----------------------------------------------------------------------------

Net budget authority and outlays:
89.00 Budget authority..................
90.00 Outlays........................... 10
---------------------------------------------------------------------------

The Alaska Power Administration (APA) was created in 1967 by the
Secretary of the Interior to assume the functions of the Bureau of
Reclamation in Alaska--the operations, maintenance, transmission, and
power marketing of the two Federal hydroelectric projects (Eklutna and
Snettisham), and the investigation of future water and power development
programs.

The Alaska Power Administration Asset Sale and Termination Act
(Public Law 104-58), signed into law on November 28, 1995, authorizes
and directs the sale of all Alaska Power Administration assets and the
subsequent termination of APA. The Eklutna project was sold on October
2, 1997, for a cash payment of $5,953,000. The Snettisham project was
sold on August 18, 1998, for $81,966,177.

All remaining Alaska activities of APA, including the Juneau
headquarters office, were terminated on September 30, 1998. Unobligated
transition and termination balances were used to complete remaining
close-out activities and report preparation in Washington, D.C. in 1999.

Operation and Maintenance, Southeastern Power Administration

For necessary expenses of operation and maintenance of power
transmission facilities and of marketing electric power and energy,
including transmission wheeling and ancillary services, pursuant to the
provisions of section 5 of the Flood Control Act of 1944 (16 U.S.C.
825s), as applied to the southeastern power area, [$4,891,000]
$4,784,000, to remain available until expended[; in addition,
notwithstanding the provisions of 31 U.S.C. 3302, up to $8,000,000
collected by the Southeastern Power Administration pursuant to the Flood
Control Act to recover purchase power and wheeling expenses shall be
credited to this account as offsetting collections, to remain available
until expended for the sole purpose of making purchase power and
wheeling expenditures]. (Energy and Water Development Appropriations
Act, 2002; additional authorization legislation required.)

Program and Financing (in millions of dollars)

Obligations by program activity:
Direct program:

00.01 Program direction............... 5 5 5
Reimbursable program:

09.01 Purchase power and wheeling..... 34 34 20
09.02 Customer advances............... 14
--------- --------- ----------
10.00 Total new obligations........... 39 39 39
----------------------------------------------------------------------------

Budgetary resources available for obligation:
21.40 Unobligated balance carried
forward, start of year.......... 1
22.00 New budget authority (gross)...... 38 39 39
--------- --------- ----------
23.90 Total budgetary resources
available for obligation...... 39 39 39
23.95 Total new obligations............. -39 -39 -39
----------------------------------------------------------------------------

New budget authority (gross), detail:
Discretionary:

40.00 Appropriation................... 4 5 5
68.00 Spending authority from offsetting
collections: Offsetting
collections (cash)-Purchase
Power and Wheeling.............. 34 34 34
--------- --------- ----------
70.00 Total new budget authority
(gross)....................... 38 39 39
----------------------------------------------------------------------------

Change in obligated balances:
72.40 Obligated balance, start of year.. 2 1 1
73.10 Total new obligations............. 39 39 39
73.20 Total outlays (gross)............. -39 -39 -39
74.40 Obligated balance, end of year.... 1 1 1
----------------------------------------------------------------------------

Outlays (gross), detail:
86.90 Outlays from new discretionary
authority....................... 38 39 39
86.93 Outlays from discretionary
balances........................ 1
--------- --------- ----------
87.00 Total outlays (gross)........... 39 39 39
----------------------------------------------------------------------------

Offsets:
Against gross budget authority and outlays:

88.40 Offsetting collections (cash)
from: Non-Federal sources-
Purchase Power and Wheeling
Offsetting Collections........ -34 -34 -34
----------------------------------------------------------------------------

Net budget authority and outlays:
89.00 Budget authority.................. 4 5 5
90.00 Outlays........................... 6 5 5
---------------------------------------------------------------------------

The Southeastern Power Administration (SEPA) markets power generated
at Corps of Engineers hydroelectric generating plants in an eleven-State
area of the Southeast. Deliveries are made by means of contracting for
use of transmission facilities owned by others. There are 23 projects
now in operation.

SEPA sells wholesale power primarily to publicly and cooperatively-
owned electric distribution utilities. SEPA does not own or operate any
transmission facilities. Its long-term contracts provide for periodic
electric rate adjustments to ensure that the Federal Government recovers
costs of operation and capital invested in power, with interest, in
keeping with statutory requirements.

Program direction.--Provision is made for negotiation and
administration of transmission and power contracts, collection of
revenues, development of wholesale power rates, the amortization of
power investment, energy efficiency and competitiveness program,
investigation and planning of proposed water resources projects,
scheduling and dispatch of power generation, scheduling storage and
release of water, administration of contractual operation requirements,
and determination of methods of operating generating plants individually
and in coordination with others to obtain maximum utilization of
resources. Proprietary receipts deposited in the Treasury were $87
million for fiscal year 2001 and are estimated to be $165 million for
2002 and $98 million for 2003.

Purchase power and wheeling.--Between 2001 and 2004, the
Southeastern Power Administration will phase-out Fed

[[Page 414]]

eral financing of purchase power and wheeling activities. Authority to
spend power revenues to pay for purchase of power and wheeling
activities will end after 2004. Industry restructuring and resulting
competition now make it attractive for Southeastern's customers to shop
for power and transmission services. Southeastern may continue to
support customer bill crediting, net billing and other alternative
financing arrangements for these activities.

Based on Administration policy, the Southeastern Power
Administration will set rates consistent with current law to recover the
full cost of the Civil Service Retirement System and post-retirement
health benefits for its employees.

Beginning in 2003, the Administration proposes that the U.S. Army
Corps of Engineers' operation and maintenance costs in Southeastern's
service area be funded from Southeastern receipts derived from the sale
of power and related services.
Note:--The proprietary receipts estimate for 2003 assumes
implementation of a proposal to fund power-related Corps of Engineers
operation and maintenance expenses directly from Southeastern receipts.

Object Classification (in millions of dollars)

Direct obligations:

11.1 Personnel compensation: Full-
time permanent................ 3 3 3
25.2 Other services.................. 2 2 2
--------- --------- ----------
99.0 Direct obligations............ 5 5 5
99.0 Reimbursable obligations.......... 34 34 34
--------- --------- ----------
99.9 Total new obligations........... 39 39 39
---------------------------------------------------------------------------

Personnel Summary

----------------------------------------------------------------------------
Identification code 89-0302-0-1-271 2001 actual 2002 est. 2003 est.
----------------------------------------------------------------------------
1001 Total compensable workyears: Full-
time equivalent employment...... 42 43 40
---------------------------------------------------------------------------

Continuing Fund, Southeastern Power Administration

Unavailable Collections (in millions of dollars)

----------------------------------------------------------------------------
Identification code 89-5653-0-2-271 2001 actual 2002 est. 2003 est.
----------------------------------------------------------------------------
01.99 Balance, start of year............
Receipts:
02.20 Deposits from sale and
transmission of electric energy,
Southeastern Power.............. 9
Appropriations:
05.00 Continuing fund, Southeastern
Power Administration............ -9
--------- --------- ----------
07.99 Balance, end of year..............
---------------------------------------------------------------------------

Program and Financing (in millions of dollars)

Obligations by program activity:
10.00 Total new obligations (object
class 25.2)..................... 9
----------------------------------------------------------------------------

Budgetary resources available for obligation:
22.00 New budget authority (gross)...... 9
23.95 Total new obligations............. -9
----------------------------------------------------------------------------

New budget authority (gross), detail:
Mandatory:

60.20 Appropriation (special fund).... 9
----------------------------------------------------------------------------

Change in obligated balances:
72.40 Obligated balance, start of year.. 5 5
73.10 Total new obligations............. 9
73.20 Total outlays (gross)............. -10 -5
74.40 Obligated balance, end of year.... 5
----------------------------------------------------------------------------

Outlays (gross), detail:
86.98 Outlays from mandatory balances... 10 5
----------------------------------------------------------------------------

Net budget authority and outlays:
89.00 Budget authority.................. 9
90.00 Outlays........................... 10 5
---------------------------------------------------------------------------

A continuing fund of $50 thousand, maintained from receipts from the
sale and transmission of electric power in the southeastern area, is
available to defray expenses necessary to ensure continuity of service
(16 U.S.C. 825s-2). The fund was activated during 2001 to finance power
purchases associated with below normal hydropower generation due to
drought.

Operation and Maintenance, Southwestern Power Administration

For necessary expenses of operation and maintenance of power
transmission facilities and of marketing electric power and energy, and
for construction and acquisition of transmission lines, substations and
appurtenant facilities, and for administrative expenses, including
official reception and representation expenses in an amount not to
exceed $1,500 in carrying out the provisions of section 5 of the Flood
Control Act of 1944 (16 U.S.C. 825s), as applied to the southwestern
power area, [$28,038,000] $28,444,000, to remain available until
expended; in addition, notwithstanding the provisions of 31 U.S.C. 3302,
not to exceed [$5,200,000] $8,412,000 in reimbursements, to remain
available until expended[: Provided, That up to $1,512,000 collected by
the Southwestern Power Administration pursuant to the Flood Control Act
to recover purchase power and wheeling expenses shall be credited to
this account as offsetting collections, to remain available until
expended for the sole purpose of making purchase power and wheeling
expenditures]. (Energy and Water Development Appropriations Act, 2002;
additional authorizing legislation required.)

Program and Financing (in millions of dollars)

Obligations by program activity:
Direct program:

00.01 System operation & maintenance.. 4 3 4
00.03 Construction.................... 7 6 6
00.04 Program direction............... 19 20 18
--------- --------- ----------
02.93 Direct program subtotal......... 30 29 28
Reimbursable program:

09.10 Reimbursable activities......... 8 15 8
09.20 Customer advances............... 8
--------- --------- ----------
09.99 Total reimbursable program...... 8 15 16
--------- --------- ----------
10.00 Total new obligations........... 38 44 44
----------------------------------------------------------------------------

Budgetary resources available for obligation:
21.40 Unobligated balance carried
forward, start of year.......... 1
22.00 New budget authority (gross)...... 37 44 44
--------- --------- ----------
23.90 Total budgetary resources
available for obligation...... 38 44 44
23.95 Total new obligations............. -38 -44 -44
----------------------------------------------------------------------------

New budget authority (gross), detail:
Discretionary:

40.00 Appropriation................... 29 29 28
Spending authority from offsetting
collections:

68.00 Offsetting collections (cash)... 9 15 16
68.10 Change in uncollected customer
payments from Federal sources
(unexpired)................... -1
--------- --------- ----------
68.90 Spending authority from
offsetting collections
(total discretionary)....... 8 15 16
--------- --------- ----------
70.00 Total new budget authority
(gross)....................... 37 44 44
----------------------------------------------------------------------------

Change in obligated balances:
72.40 Obligated balance, start of year.. 10 11 11
73.10 Total new obligations............. 38 44 44
73.20 Total outlays (gross)............. -38 -44 -44

[[Page 415]]

74.00 Change in uncollected customer
payments from Federal sources
(unexpired)..................... 1
74.40 Obligated balance, end of year.... 11 11 11
----------------------------------------------------------------------------

Outlays (gross), detail:
86.90 Outlays from new discretionary
authority....................... 28 33 34
86.93 Outlays from discretionary
balances........................ 10 11 11
--------- --------- ----------
87.00 Total outlays (gross)........... 38 44 44
----------------------------------------------------------------------------

Offsets:
Against gross budget authority and outlays:

Offsetting collections (cash)
from:
88.00 Federal sources............... -5 -8 -7
88.40 Non-Federal sources........... -4 -7 -9
--------- --------- ----------
88.90 Total, offsetting
collections (cash)........ -9 -15 -16
Against gross budget authority only:

88.95 Change in uncollected customer
payments from Federal sources
(unexpired)................... 1
----------------------------------------------------------------------------

Net budget authority and outlays:
89.00 Budget authority.................. 29 29 28
90.00 Outlays........................... 29 29 28
---------------------------------------------------------------------------

Budget Authority and Outlays Excluding Full Funding for Federal Retiree
Costs (in millions of dollars)

----------------------------------------------------------------------------
2001 actual 2002 est. 2003 est.
----------------------------------------------------------------------------

Net budget authority and outlays:
89.00 Budget authority.................. 28 28 27
90.00 Outlays........................... 28 28 27
---------------------------------------------------------------------------

The Southwestern Power Administration (Southwestern) operates in a
six-State area as a marketing agent for hydroelectric power produced at
Corps of Engineers dams. It also operates and maintains some 2,225
kilometers (1,380 miles) of high voltage transmission line, 23
substations and switching stations, and 46 VHF radio and microwave
stations. Southwestern sells its power at wholesale primarily to
publicly and cooperatively owned electric distribution utilities. Its
power sales contracts provide for periodic rate adjustments to ensure
that the Federal Government recovers all costs of operation and all
capital invested in power, with interest, in keeping with statutory
requirements.

Southwestern also is responsible for scheduling and dispatching
power, negotiating power sales contracts, and constructing facilities
required to meet changing customer load requirements.

Program direction.--This activity provides for program costs related
to the operation, maintenance, and support functions of the power system
and includes salaries and benefits, travel, support services, rent,
communications, and other related expenses.

Systems operation and maintenance.--Provision is made for
engineering assessments of issues and alternatives that could adversely
impact or optimize the operation of Southwestern's hydroelectric
resources. Provision also is made for maintenance and improvement of the
transmission system and related facilities to ensure reliable service,
negotiation and administration of power contracts, collection of
revenue, development of wholesale power rates and the amortization of
the power investment. Actual proprietary receipts in the amount of $81
million were deposited in the Treasury in 2001. Proprietary receipts are
estimated to be $91 million in 2002 and $39 million in 2003.

Purchase power and wheeling.--Between 2001 and 2004, the
Southwestern Power Administration will phase-out Federal financing of
purchase power and wheeling activities. Authority to spend power
revenues to pay for purchase of power and wheeling activities will end
after 2004. Industry restructuring and resulting competition now make it
attractive for Southwestern's customers to shop for power and
transmission services. Southwestern may continue to support customer
bill crediting, net billing and other alternative financing arrangements
for these activities.

Construction.--The construction program provides for transmission,
substation, switching and control facility replacements and improvements
to transmit power generated at Corps of Engineers' hydroelectric
projects in the Southwest. This program is coordinated with the Corps of
Engineers' construction program and customer requirements.

Reimbursable program.--This program involves services provided by
Southwestern Power Administration to others under various types of
reimbursable arrangements.

Based on Administration policy the Southwestern Power Administration
will set rates consistent with current law to recover the full cost of
the civil service retirement system and post-retirement health benefits
for its employees.

Beginning in 2003, the Administration proposes that the U.S. Army
Corps of Engineers' operation and maintenance costs in Southwestern's
service area be funded from Southwestern receipts derived from the sale
of related services.
Note.--Proprietary receipts estimate for 2003 assumes implemention
of proposal to find power-related corps of Engineers operation and
maintenance expenses directly from Southwestern receipts.

Object Classification (in millions of dollars)

Direct obligations:

11.1 Personnel compensation: Full-
time permanent................ 10 11 10
12.1 Civilian personnel benefits..... 4 4 4
21.0 Travel and transportation of
persons....................... 1 1 1
23.1 Rental payments to GSA.......... 1 1 1
25.2 Other services.................. 8 8 7
26.0 Supplies and materials.......... 2 1 1
31.0 Equipment....................... 4 3 4
--------- --------- ----------
99.0 Direct obligations............ 30 29 28
99.0 Reimbursable obligations.......... 8 15 16
--------- --------- ----------
99.9 Total new obligations........... 38 44 44
---------------------------------------------------------------------------

Personnel Summary

----------------------------------------------------------------------------
Identification code 89-0303-0-1-271 2001 actual 2002 est. 2003 est.
----------------------------------------------------------------------------
1001 Total compensable workyears: Full-
time equivalent employment...... 178 177 178
---------------------------------------------------------------------------

Continuing Fund, Southwestern Power Administration

Unavailable Collections (in millions of dollars)

----------------------------------------------------------------------------
Identification code 89-5649-0-2-271 2001 actual 2002 est. 2003 est.
----------------------------------------------------------------------------
01.99 Balance, start of year............
Receipts:
02.20 Deposits from sale and
transmission of electric energy,
Southwest Power Ad.............. 1
Appropriations:
05.00 Continuing fund, Southwest Power
Administration.................. -1
--------- --------- ----------
07.99 Balance, end of year..............
---------------------------------------------------------------------------

This fund, replenished from power receipts, is available permanently
for emergency expenses that would be necessary to ensure continuity of
service (16 U.S.C. 825s-1: 63 Stat. 767: 65 Stat. 249). The fund was
activated in 2001 to finance power purchases associated with below
normal hydropower generation due to drought.

Program and Financing (in millions of dollars)

Obligations by program activity:
00.01 Direct Program Activity........... 1
--------- --------- ----------
10.00 Total new obligations (object
class 25.2)................... 1
----------------------------------------------------------------------------

[[Page 416]]

Budgetary resources available for obligation:
22.00 New budget authority (gross)...... 1
23.95 Total new obligations............. -1
----------------------------------------------------------------------------

New budget authority (gross), detail:
Mandatory:

60.20 Appropriation (special fund).... 1
----------------------------------------------------------------------------

Change in obligated balances:
73.10 Total new obligations............. 1
73.20 Total outlays (gross)............. -1
----------------------------------------------------------------------------

Outlays (gross), detail:
86.97 Outlays from new mandatory
authority....................... 1
----------------------------------------------------------------------------

Net budget authority and outlays:
89.00 Budget authority.................. 1
90.00 Outlays........................... 1
---------------------------------------------------------------------------

Construction, Rehabilitation, Operation and Maintenance, Western Area
Power Administration

For carrying out the functions authorized by title III, section
302(a)(1)(E) of the Act of August 4, 1977 (42 U.S.C. 7152), and other
related activities including conservation and renewable resources
programs as authorized, including official reception and representation
expenses in an amount not to exceed $1,500, [$171,938,000] $168,788,000,
to remain available until expended, of which [$166,651,000] $164,635,000
shall be derived from the Department of the Interior Reclamation Fund[:
Provided, That of the amount herein appropriated, $6,000,000 is for
deposit into the Utah Reclamation Mitigation and Conservation Account
pursuant to title IV of the Reclamation Projects Authorization and
Adjustment Act of 1992: Provided further, That up to $152,624,000
collected by the Western Area Power Administration pursuant to the Flood
Control Act of 1944 and the Reclamation Project Act of 1939 to recover
purchase power and wheeling expenses shall be credited to this account
as offsetting collections, to remain available until expended for the
sole purpose of making purchase power and wheeling expenditures].
(Energy and Water Development Appropriations Act, 2002; additional
authorizing legislation required.)

Program and Financing (in millions of dollars)

Obligations by program activity:
Operating expenses:

00.01 Systems operation and
maintenance................... 37 38 38
00.04 Program direction............... 115 116 114
00.05 Utah mitigation and conservation
fund.......................... 6 6
--------- --------- ----------
00.91 Total operating expenses...... 158 160 152
01.01 Capital investment................ 24 18 18
09.01 Reimbursable program.............. 232 698 645
--------- --------- ----------
10.00 Total new obligations........... 414 876 815
----------------------------------------------------------------------------

Budgetary resources available for obligation:
21.40 Unobligated balance carried
forward, start of year.......... 29 54 1
22.00 New budget authority (gross)...... 438 823 814
--------- --------- ----------
23.90 Total budgetary resources
available for obligation...... 467 877 815
23.95 Total new obligations............. -414 -876 -815
24.40 Unobligated balance carried
forward, end of year............ 54 1
----------------------------------------------------------------------------

New budget authority (gross), detail:
Discretionary:

40.00 Appropriation................... 19 11 10
40.20 Appropriation (special fund).... 154 167 159
--------- --------- ----------
43.00 Appropriation (total
discretionary).............. 173 178 169
Spending authority from offsetting
collections:

68.00 Offsetting collections (cash)... 253 645 645
68.10 Change in uncollected customer
payments from Federal sources
(unexpired)................... 12
--------- --------- ----------
68.90 Spending authority from
offsetting collections
(total discretionary)....... 265 645 645
--------- --------- ----------
70.00 Total new budget authority
(gross)....................... 438 823 814
----------------------------------------------------------------------------

Change in obligated balances:
72.40 Obligated balance, start of year.. 138 180 237
73.10 Total new obligations............. 414 876 815
73.20 Total outlays (gross)............. -359 -819 -819
74.00 Change in uncollected customer
payments from Federal sources
(unexpired)..................... -12
74.40 Obligated balance, end of year.... 180 237 233
----------------------------------------------------------------------------

Outlays (gross), detail:
86.90 Outlays from new discretionary
authority....................... 268 728 724
86.93 Outlays from discretionary
balances........................ 91 91 95
--------- --------- ----------
87.00 Total outlays (gross)........... 359 819 819
----------------------------------------------------------------------------

Offsets:
Against gross budget authority and outlays:

Offsetting collections (cash)
from:
88.00 Federal sources............... -71 -178 -179
88.40 Non-Federal sources........... -182 -467 -466
--------- --------- ----------
88.90 Total, offsetting
collections (cash)........ -253 -645 -645
Against gross budget authority only:

88.95 Change in uncollected customer
payments from Federal sources
(unexpired)................... -12
----------------------------------------------------------------------------

Net budget authority and outlays:
89.00 Budget authority.................. 173 178 169
90.00 Outlays........................... 106 174 174
---------------------------------------------------------------------------

Budget Authority and Outlays Excluding Full Funding for Federal Retiree
Costs (in millions of dollars)

----------------------------------------------------------------------------
2001 actual 2002 est. 2003 est.
----------------------------------------------------------------------------

Net budget authority and outlays:
89.00 Budget authority.................. 167 172 163
90.00 Outlays........................... 100 168 168
---------------------------------------------------------------------------

The Western Area Power Administration (Western) markets electric
power in 15 western States from federally-owned power plants operated
primarily by the Bureau of Reclamation, Corps of Engineers, and the
International Boundary and Water Commission. Western operates and
maintains almost 17,000 circuit-miles of high-voltage transmission line,
264 substations/switchyards, and associated power system control,
communication and electrical facilities for 15 separate power projects.
Western also constructs additions and modifications to existing
facilities.

In keeping with statutory requirements, Western's long-term power
contracts allow for periodic rate adjustments to ensure that the Federal
Government recovers costs of operation, other costs allocated to power,
and the capital investment in power facilities, with interest.

Power is sold to wholesale customers such as municipalities,
cooperatives, irrigation districts, public utility districts, State and
Federal Government agencies, and private utilities. Receipts are
deposited in the Reclamation fund, the Falcon and Amistad operating and
maintenance fund, the general fund, the Colorado River dam fund, and the
Colorado River basins power marketing fund.

Systems operation and maintenance.--The systems operation and
maintenance activity provides essential electrical and communication
equipment replacements, and upgrades, capitalized moveable equipment,
technical services, and supplies and materials necessary for safe
reliable operation and cost-effective maintenance of the power systems.

Purchase power and wheeling.--Between 2001 and 2004, the Western
Area Power Administration will phase-out Federal financing of purchase
power and wheeling activities. Authority to spend power revenues to pay
for purchase power

[[Page 417]]

and wheeling activities will end after 2004. Industry restructuring and
resulting competition now make it attractive for Western's customers to
shop for power and transmission services. Western may continue to
support customer bill crediting, net billing and other alternative
financing arrangements for these activities.

System construction.--Western's construction and rehabilitation
activity emphasizes replacement and upgrades of existing infrastructure
to sustain reliable power delivery to its customers, to contain annual
maintenance costs, and to improve overall operational efficiency.
Western will continue to participate in joint construction projects to
encourage more widespread transmission access.

Program direction.--This activity provides compensation and all
related expenses for the workforce that operates and maintains Western's
high voltage interconnected transmission system (systems operation and
maintenance program), and those that plan design, and supervise the
construction of replacements, upgrades and additions (system
construction program) to the transmission facilities.

Utah mitigation and conservation.--This account is earmarked
primarily for environmental mitigation expenditures covering fish and
wildlife, and recreation resources impacted by the Central Utah Project
and the Colorado River Storage Project in the State of Utah. The FY 2003
President's Budget proposes to end Western's mitigation funding of this
activity. Western sells and transmits power from two projects in Utah
and provides mitigation funding separately for these operations. Western
does not transmit power from the Central Utah Project or from any other
projects in Utah.

Reimbursable program.--This program involves services provided by
Western to others under various types of reimbursable arrangements.

Western will continue to spend directly out of the Colorado River
dam fund for operations and maintenance activities associated with the
Boulder Canyon Project. The Colorado River dam fund is a revolving fund
operated by the Interior Department's Bureau of Reclamation. Authority
for Western to obligate directly from the Colorado River dam fund comes
from section 104(a) of the Hoover Power Plant Act of 1984.

Based on Administration policy, the Western Area Power
Administration will set rates consistent with current law to recover the
full cost of the Civil Service Retirement System and post-retirement
health benefits for its employees.

Beginning in FY 2003, the Administration proposes that financing of
the U.S. Army Corps of Engineers' operation and maintenance costs in
Western's service area, allocated to the power function for repayment,
may be funded from Western receipts derived from the sale of power and
related services.

Object Classification (in millions of dollars)

Direct obligations:

Personnel compensation:
11.1 Full-time permanent........... 55 57 59
11.3 Other than full-time permanent 1 1 1
11.5 Other personnel compensation.. 4 4 5
--------- --------- ----------
11.9 Total personnel compensation 60 62 65
12.1 Civilian personnel benefits..... 20 21 21
21.0 Travel and transportation of
persons....................... 6 6 5
22.0 Transportation of things........ 3 3 2
23.1 Rental payments to GSA.......... 2 2 2
23.3 Communications, utilities, and
miscellaneous charges......... 4 3 3
25.2 Other services.................. 28 25 24
25.3 Other purchases of goods and
services from Government
accounts...................... 2 2 2
26.0 Supplies and materials.......... 7 7 7
31.0 Equipment....................... 11 11 10
32.0 Land and structures............. 33 30 29
41.0 Grants, subsidies, and
contributions................. 6 6
--------- --------- ----------
99.0 Direct obligations............ 182 178 170
99.0 Reimbursable obligations.......... 232 698 645
--------- --------- ----------
99.9 Total new obligations........... 414 876 815
---------------------------------------------------------------------------

Personnel Summary

----------------------------------------------------------------------------
Identification code 89-5068-0-2-271 2001 actual 2002 est. 2003 est.
----------------------------------------------------------------------------
1001 Total compensable workyears: Full-
time equivalent employment...... 1,023 1,052 1,022
---------------------------------------------------------------------------

Emergency Fund, Western Area Power Administration

Program and Financing (in millions of dollars)

----------------------------------------------------------------------------
Identification code 89-5069-0-2-271 2001 actual 2002 est. 2003 est.
----------------------------------------------------------------------------

Obligations by program activity:
00.01 Direct Program Activity........... 43
--------- --------- ----------
10.00 Total new obligations (object
class 25.2)................... 43
----------------------------------------------------------------------------

Budgetary resources available for obligation:
21.40 Unobligated balance carried
forward, start of year.......... 1 1 1
22.00 New budget authority (gross)...... 43
--------- --------- ----------
23.90 Total budgetary resources
available for obligation...... 44 1 1
23.95 Total new obligations............. -43
24.40 Unobligated balance carried
forward, end of year............ 1 1 1
----------------------------------------------------------------------------

New budget authority (gross), detail:
Mandatory:

60.20 Appropriation (special fund).... 43
----------------------------------------------------------------------------

Change in obligated balances:
72.40 Obligated balance, start of year.. 7
73.10 Total new obligations............. 43
73.20 Total outlays (gross)............. -36 -7
74.40 Obligated balance, end of year.... 7
----------------------------------------------------------------------------

Outlays (gross), detail:
86.97 Outlays from new mandatory
authority....................... 36
86.98 Outlays from mandatory balances... 7
--------- --------- ----------
87.00 Total outlays (gross)........... 36 7
----------------------------------------------------------------------------

Net budget authority and outlays:
89.00 Budget authority.................. 43
90.00 Outlays........................... 36 7
---------------------------------------------------------------------------

A continuing fund of $500,000 maintained from receipts from the sale
and transmission of electric power is available to defray expenses
necessary to ensure continuity of service. The fund was activated during
2001 to finance power purchases associated with below-normal hydropower
generation.

Falcon and Amistad Operating and Maintenance Fund

For operation, maintenance, and emergency costs for the
hydroelectric facilities at the Falcon and Amistad Dams, [$2,663,000]
$2,734,000, to remain available until expended, and to be derived from
the Falcon and Amistad Operating and Maintenance Fund of the Western
Area Power Administration, as provided in section 423 of the Foreign
Relations Authorization Act, Fiscal Years 1994 and 1995. (Energy and
Water Development Appropriations Act, 2002.)

Unavailable Collections (in millions of dollars)

----------------------------------------------------------------------------
Identification code 89-5178-0-2-271 2001 actual 2002 est. 2003 est.
----------------------------------------------------------------------------
01.99 Balance, start of year............ 5 4 4
Receipts:
02.20 Falcon and Amistad operating and
maintenance fund................ 2 3 3
--------- --------- ----------
04.00 Total: Balances and collections... 7 7 7
Appropriations:
05.00 Falcon and Amistad operating and
maintenance fund................ -3 -3 -3
--------- --------- ----------
07.99 Balance, end of year.............. 4 4 4
---------------------------------------------------------------------------

[[Page 418]]

Program and Financing (in millions of dollars)

Obligations by program activity:
10.00 Total new obligations (object
class 25.3)..................... 3 3 3
----------------------------------------------------------------------------

Budgetary resources available for obligation:
22.00 New budget authority (gross)...... 3 3 3
23.95 Total new obligations............. -3 -3 -3
----------------------------------------------------------------------------

New budget authority (gross), detail:
Discretionary:

40.20 Appropriation (special fund).... 3 3 3
----------------------------------------------------------------------------

Change in obligated balances:
73.10 Total new obligations............. 3 3 3
73.20 Total outlays (gross)............. -2 -3 -3
----------------------------------------------------------------------------

Outlays (gross), detail:
86.90 Outlays from new discretionary
authority....................... 2 2 2
86.93 Outlays from discretionary
balances........................ 1 1
--------- --------- ----------
87.00 Total outlays (gross)........... 2 3 3
----------------------------------------------------------------------------

Net budget authority and outlays:
89.00 Budget authority.................. 3 3 3
90.00 Outlays........................... 2 3 3
---------------------------------------------------------------------------

Pursuant to section 423(c) of the Foreign Relations Authorization
Act, Fiscal Years 1994 and 1995, Western Area Power Administration is
requesting an appropriation from the Falcon and Amistad operating and
maintenance fund, to defray operations, maintenance, and emergency
(O,M&E) expenses for the hydroelectric facilities at Falcon and Amistad
dams on the Rio Grande river. Most of these funds will be made available
to the United States Section of the International Boundary and Water
Commission through a reimbursable agreement. $200,000 in the fund is for
an emergency reserve that will remain unobligated unless unanticipated
expenses arise. Revenues in excess of O,M&E will be paid to the General
Fund to repay the costs of replacements and the original investment with
interest. Revenues resulting from the Falcon and Amistad dams power
system operations are deposited to the Falcon and Amistad operating and
maintenance fund.

Public enterprise funds:

Bonneville Power Administration Fund

Expenditures from the Bonneville Power Administration Fund,
established pursuant to Public Law 93-454, are approved for official
reception and representation expenses in an amount not to exceed $1,500.
During fiscal year [2002] 2003, no new direct loan obligations may
be made. (Energy and Water Development Appropriations Act, 2002;
additional authorizing legislation required.)

Program and Financing (in millions of dollars)

Obligations by program activity:
09.02 Power business line............... 2,981 1,876 1,685
09.03 Residential exchange.............. 68 144 144
09.05 Bureau of Reclamation............. 54 57 59
09.06 Corps of Engineers................ 117 117 125
09.07 Colville settlement............... 20 20 23
09.10 U.S. Fish & Wildlife.............. 4 15 16
09.20 Planning council.................. 7 8 8
09.21 Fish and Wildlife................. 103 150 150
09.23 Transmission business line........ 216 296 291
09.24 Conservation and energy efficiency 31 35 35
09.25 interest.......................... 452 442 459
09.26 Pension and health benefits....... 8 56 36
--------- --------- ----------
09.29 total operating expenses........ 4,061 3,199 3,013
Capital investment:

09.41 Power business line............. 65 105 117
09.42 Transmission services............. 183 300 406
09.43 Fish and wildlife................. 17 26 42
09.44 Capital equipment................. 17 35 38
09.45 Capitalized bond premiums......... 2 3
09.46 Conservation & energy efficiency.. 26 25
--------- --------- ----------
09.49 total capital investment........ 282 494 631
09.50 Projects funded in advance........ 18 25 25
--------- --------- ----------
10.00 Total new obligations........... 4,361 3,735 3,687
----------------------------------------------------------------------------

Budgetary resources available for obligation:
21.40 Unobligated balance carried
forward, start of year.......... 947 734 800
22.00 New budget authority (gross)...... 4,148 3,801 3,686
--------- --------- ----------
23.90 Total budgetary resources
available for obligation...... 5,095 4,535 4,486
23.95 Total new obligations............. -4,361 -3,735 -3,687
24.40 Unobligated balance carried
forward, end of year............ 734 800 800
----------------------------------------------------------------------------

New budget authority (gross), detail:
Mandatory:

67.10 Authority to borrow............. 260 251 228
69.00 Offsetting collections (cash)..... 4,027 3,787 3,706
69.47 Portion applied to repay debt..... -139 -237 -247
--------- --------- ----------
69.90 Spending authority from
offsetting collections (total
mandatory).................... 3,888 3,550 3,459
--------- --------- ----------
70.00 Total new budget authority
(gross)....................... 4,148 3,784 3,669
----------------------------------------------------------------------------

Change in obligated balances:
72.40 Obligated balance, start of year.. 200 197 197
73.10 Total new obligations............. 4,361 3,735 3,687
73.20 Total outlays (gross)............. -4,364 -3,735 -3,687
74.40 Obligated balance, end of year.... 197 197 197
----------------------------------------------------------------------------

Outlays (gross), detail:
86.97 Outlays from new mandatory
authority....................... 4,148 3,801 3,687
86.98 Outlays from mandatory balances... 216 -66
--------- --------- ----------
87.00 Total outlays (gross)........... 4,364 3,735 3,687
----------------------------------------------------------------------------

Offsets:
Against gross budget authority and outlays:

Offsetting collections (cash)
from:
88.00 Federal sources............... -90 -90 -90
88.40 Non-Federal sources........... -3,937 -3,697 -3,616
--------- --------- ----------
88.90 Total, offsetting
collections (cash)........ -4,027 -3,787 -3,706
----------------------------------------------------------------------------

Net budget authority and outlays:
89.00 Budget authority.................. 121 14 -19
90.00 Outlays........................... 337 -52 -19
---------------------------------------------------------------------------

Bonneville Power Administration (BPA) is the Federal electric power
marketing agency in the Pacific Northwest. BPA markets hydroelectric
power from 21 multipurpose water resource projects of the U.S. Army
Corps of Engineers and 9 projects of the U.S. Bureau of Reclamation,
plus some energy from non-Federal generating projects in the region.
These generating resources and BPA's transmission system, planned by the
end of 2002 to consist of an estimated 15,000 circuit miles of high-
voltage transmission lines and 324 substations, are operated as an
integrated power system with operating and financial results combined
and reported as the Federal Columbia River Power System (FCRPS). BPA is
the largest power wholesaler in the Northwest and provides about forty-
five percent of the region's electric energy supply and about three-
fourths of the region's electric power transmission capacity.

BPA is responsible for meeting the net firm power requirements of
its requesting customers through a variety of means, including energy
conservation programs, acquisition of renewable and other resources, and
power exchanges with utilities both in and outside the region.

BPA will finance its operations on the basis of the self-financing
authority provided by Federal Columbia River

[[Page 419]]

Transmission System Act of 1974 (Transmission Act) (Public Law 93-454)
and the borrowing authority provided by the Pacific Northwest Electric
Power Planning and Conservation Act (Pacific Northwest Power Act)
(Public Law 96-501) for energy conservation, renewable energy resources
and capital fish facilities. Authority to borrow is available to the BPA
on a permanent, indefinite basis. The amount of borrowing outstanding at
any time cannot exceed $3.75 billion. The FY 2003 budget includes a
proposal to increase BPA borrowing authority by $700 million to finance
planned infrastrucutre investments.

Operating expenses: Transmission services business line.--Provides
funding from revenues for electric transmission research and development
and program support of the capital investment program described below
for transmission services. Provides for operating an estimated 15,000
miles of line and 324 substations, and for maintaining the facilities
and equipment of the Bonneville transmission system in 2003.

Power business line.--Provides for the planning, contractual
acquisition and oversight of reliable, cost effective resources. These
resources are needed to serve BPA's portion of the region's forecasted
net electric load requirements. Also includes protection, mitigation and
enhancement of fish and wildlife affected by hydroelectric facilities on
the Columbia River and its tributaries in accordance with the Pacific
Northwest Power Act. Provides for payment of the operation and
maintenance (O&M) costs of the 30 U.S. Army Corps of Engineers and U.S.
Bureau of Reclamation hydro projects, and amortization on the U.S.
Bureau of Reclamation capital investment in power generating facilities
and irrigation assistance at Bureau facilities. Provides for the
planning, contractual acquisition and oversight of reliable, cost
effective conservation. Also provides for extending the benefits of low
cost Federal power to the residential and small farm customers of
investor-owned and publicly-owned utilities, in accordance with the
Pacific Northwest Power Act and for activities of the Pacific Northwest
Electric Power and Conservation Planning Council required by the Pacific
Northwest Power Act.

Interest.--Provides for payments to the U.S. Treasury for interest
on borrowings to finance BPA's transmission services, conservation,
capital equipment, fish and wildlife, and associated projects capital
programs under $3.75 billion borrowing authority provided by the
Transmission Act as amended by the Pacific Northwest Power Act and
replenished by Public Law 98-50. In implementing the new borrowing
authority, Bonneville will encourage private-sector or other non-federal
financing or joint financing of transmission line expansions and
additions, develop a five-year investment plan with the participation of
the regional Infrastructure Technical Review Committee or its successor
in the region, use funds only for authorized purposes, include the
proposed use of the funds in its annual budget submissions, and select
projects based on cost effectiveness criteria for achieving the
objective. This category also includes interest on Corps of Engineers,
BPA and U.S. Bureau of Reclamation appropriated debt.

Capital Investments: Transmission services business line.--Provides
for the planning, design and construction of transmission lines,
substation and control system additions, replacements, and enhancements
to the FCRPS transmission system for a reliable, efficient and cost-
effective regional transmission system. Provides for planning, design,
and construction work to repair or replace existing transmission lines,
substations, control systems, and general facilities of the FCRPS
transmission system.

Power business line.--Provides for direct funding of additions,
improvements, and replacements at existing Federal hydroelectric
projects in the Northwest. Also provides for capital investments to
implement environmental activities, and protect, mitigate, and enhance
fish and wildlife affected by hydroelectric facilities on the Columbia
River and its tributaries, in accordance with the Pacific Northwest
Power Act. Also provides for the planning, contractual acquisition and
oversight of reliable, cost effective conservation.

Capital equipment/Capitalized bond premium.--Provides for general
purpose ADP equipment, office furniture and equipment, and software
capital development in support of all BPA programs. Also provides for
bond premiums incurred for refinancing of bonds.

Contingencies.--Although contingencies are not specifically funded,
the need may arise to provide for purchase of power in low-water years;
for repair and/or replacement of facilities affected by natural and man-
made emergencies, including the resulting additional costs for
contracting, construction, and operation and maintenance work; for
unavoidable increased costs for the planned program due to necessary but
unforeseen adjustments, including engineering and design changes,
contractor and other claims and relocations, or for payment of a
retrospective premium adjustment in excess nuclear property insurance.

Financing.--The Transmission Act provides for the use by BPA of all
receipts, collections, and recoveries in cash from all sources,
including the sale of bonds, to finance the annual budget programs of
BPA. These receipts result primarily from the sale of power and wheeling
services. The Transmission Act also provides for authority to borrow
from the U.S. Treasury at rates comparable to borrowings at open market
rates for similar issues. As amended by the Pacific Northwest Power Act
and replenished by Public Law 98-50, it allows for $3.75 billion of
borrowing to be outstanding at any time. The 2003 capital obligations
are estimated to be $631 million. To the extent BPA capital borrowing
authority is insufficient in 2003, BPA would use cash reserves generated
by revenues from customers, if available, to finance some of these
investments.

In 2001, BPA made payments to the Treasury of $588 million and also
expects to make payments of $691 million in 2002 and $718 million in
2003. The 2003 payment will be distributed as follows: interest on bonds
and appropriations ($471 million), and amortization ($247 million). BPA
also received credits totaling $593 million applied against its Treasury
payments to reflect amounts diverted to fish mitigation efforts in the
Columbia and Snake River systems.

Direct loans.--During 2003, no new direct loan obligations may be
made.

Operating results.--Total revenues are forecast at approximately
$3.7 billion in 2003.

It should be noted that BPA's revenue forecasts are based on several
critical assumptions about both the supply of and demand for Federal
energy. During the operating year, deviation from the conditions assumed
in a rate case may result in a variation in actual revenues of several
hundred million dollars from the forecast.

Consistent with Administration policy, BPA will continue to fully
recover, from the sale of electric power and transmission, funds
sufficient to cover the full cost of Civil Service Retirement System and
Post-Retirement Health Benefits for their employees. The entire cost of
BPA employees working under the Federal Employees Retirement System is
already fully recovered in wholesale electric power and transmission
rates.

Status of Direct Loans (in millions of dollars)

----------------------------------------------------------------------------
Identification code 89-4045-0-3-271 2001 actual 2002 est. 2003 est.
----------------------------------------------------------------------------
Cumulative balance of direct loans
outstanding:
1210 Outstanding, start of year........ 2 2 2
--------- --------- ----------
1290 Outstanding, end of year........ 2 2 2
---------------------------------------------------------------------------

[[Page 420]]

Statement of Operations (in millions of dollars)

-----------------------------------------------------------------------------------------------
Identification code 89-4045-0-3-271 2000 actual 2001 actual 2002 est. 2003 est.
-----------------------------------------------------------------------------------------------
0101 Revenue........................... 3,039 4,101 2,965 2,965
0102 Expense........................... -2,717 -4,201 -2,761 -2,761
------------ -------------- ------------ -------------
0105 Net income or loss (-)............ 322 -100 204 204
-----------------------------------------------------------------------------------------------

Balance Sheet (in millions of dollars)

1101 Fund balances with Treasury..... 784 597 374 374
Investments in US securities:
1106 Receivables, net.............. 3 4 3 3
1206 Non-Federal assets: Receivables,
net............................. 237 382 300 300
1601 Net value of assets related to
pre-1992 direct loans receivable
and acquired defaulted
guaranteed loans receivable:
Direct loans, gross............. 2 2 2 2
Other Federal assets:

1802 Inventories and related
properties.................... 56 77 77 77
1803 Property, plant and equipment,
net........................... 3,239 3,294 3,355 3,355
1901 Other assets.................... 7,497 7,292 7,290 7,290
------------ -------------- ------------ -------------
1999 Total assets.................... 11,818 11,648 11,401 11,401
LIABILITIES:
2102 Federal liabilities: Interest
payable......................... 29 33 33 33
Non-Federal liabilities:

2201 Accounts payable................ 131 255 250 250
2203 Debt............................ 9,934 8,870 8,980 8,980
2207 Other........................... 529 1,453 1,000 1,000
------------ -------------- ------------ -------------
2999 Total liabilities............... 10,623 10,611 10,263 10,263
NET POSITION:
3300 Cumulative results of operations.. 1,195 1,037 1,138 1,138
------------ -------------- ------------ -------------
3999 Total net position.............. 1,195 1,037 1,138 1,138
------------ -------------- ------------ -------------
4999 Total liabilities and net position 11,818 11,648 11,401 11,401
-----------------------------------------------------------------------------------------------

Object Classification (in millions of dollars)

Personnel compensation:

11.1 Full-time permanent............. 180 154 152
11.3 Other than full-time permanent.. 3 2 2
11.5 Other personnel compensation.... 17 15 15
--------- --------- ----------
11.9 Total personnel compensation.. 200 171 169
Civilian personnel benefits:

12.1 Civilian personnel benefits..... 2 20 21
12.1 Civilian personnel benefits..... 45 37 36
21.0 Travel and transportation of
persons......................... 9 8 7
22.0 Transportation of things.......... 6 5 5
23.1 Rental payments to GSA............ 11 9 9
23.2 Rental payments to others......... 11 9 9
23.3 Communications, utilities, and
miscellaneous charges........... 5 5 4
25.1 Advisory and assistance services.. 11 10 10
25.2 Other services.................... 3,298 2,811 2,775
25.3 Other purchases of goods and
services from Government
accounts........................ 189 161 159
25.5 Research and development contracts 2 2 2
26.0 Supplies and materials............ 41 35 35
31.0 Equipment......................... 24 20 20
32.0 Land and structures............... 22 19 19
41.0 Grants, subsidies, and
contributions................... 24 20 20
43.0 Interest and dividends............ 461 393 387
--------- --------- ----------
99.0 Reimbursable obligations...... 4,361 3,735 3,687
--------- --------- ----------
99.9 Total new obligations........... 4,361 3,735 3,687
---------------------------------------------------------------------------

Personnel Summary

----------------------------------------------------------------------------
Identification code 89-4045-0-3-271 2001 actual 2002 est. 2003 est.
----------------------------------------------------------------------------
2001 Total compensable workyears: Full-
time equivalent employment...... 2,880 3,259 3,278
---------------------------------------------------------------------------

Bonneville Power Administration Fund

(Legislative proposal, subject to PAYGO)

The FY 2003 budget request includes a proposal to increase
Bonneville's current $3.75 billion borrowing authority by $700 million.
The new borrowing authority will allow BPA to finance additional
infrastructure investments. BPA plans to obligate these funds in FY
2004, $113 million; FY 2005, $498 million; and FY 2006, $89 million.

Colorado River Basins Power Marketing Fund, Western Area Power
Administration

Program and Financing (in millions of dollars)

Obligations by program activity:
09.01 Program direction................. 33 36 39
09.02 Colorado River storage project.... 300 379 355
09.03 Fort Peck project................. 23 23 16
09.04 Other projects.................... 1 1
--------- --------- ----------
10.00 Total new obligations........... 356 439 411
----------------------------------------------------------------------------

Budgetary resources available for obligation:
21.40 Unobligated balance carried
forward, start of year.......... 18 54 54
22.00 New budget authority (gross)...... 392 439 411
--------- --------- ----------
23.90 Total budgetary resources
available for obligation...... 410 493 465
23.95 Total new obligations............. -356 -439 -411
24.40 Unobligated balance carried
forward, end of year............ 54 54 54
----------------------------------------------------------------------------

New budget authority (gross), detail:
Spending authority from offsetting
collections:

Discretionary:
68.00 Offsetting collections (cash). 392 465 433
68.27 Capital transfer to general
fund........................ -26 -22
--------- --------- ----------
68.90 Spending authority from
offsetting collections
(total discretionary)..... 392 439 411
----------------------------------------------------------------------------

Change in obligated balances:
72.40 Obligated balance, start of year.. 29 23 23
73.10 Total new obligations............. 356 439 411
73.20 Total outlays (gross)............. -362 -439 -411
74.40 Obligated balance, end of year.... 23 23 23
----------------------------------------------------------------------------

Outlays (gross), detail:
86.90 Outlays from new discretionary
authority....................... 362 439 411
----------------------------------------------------------------------------

Offsets:
Against gross budget authority and outlays:

Offsetting collections (cash)
from:
88.00 Federal sources............... -8 -9 -9
88.40 Non-Federal sources........... -384 -456 -424
--------- --------- ----------
88.90 Total, offsetting
collections (cash)........ -392 -465 -433
----------------------------------------------------------------------------

Net budget authority and outlays:
89.00 Budget authority.................. 1 -25 -21
90.00 Outlays........................... -29 -25 -21
---------------------------------------------------------------------------

Budget Authority and Outlays Excluding Full Funding for Federal Retiree
Costs (in millions of dollars)

----------------------------------------------------------------------------
2001 actual 2002 est. 2003 est.
----------------------------------------------------------------------------

Net budget authority and outlays:
89.00 Budget authority.................. -26 -22
90.00 Outlays........................... -30 -26 -22
---------------------------------------------------------------------------

Western's operation and maintenance (O&M) and power marketing
expenses for the Colorado River storage project, the Colorado River
basin project, the Seedskadee project, the Dolores project and the Fort
Peck project are financed from power revenues.

Program direction.--Western operates and maintains approximately
4,000 miles of transmission lines, substations,

[[Page 421]]

switchyards, communications and control equipment associated with this
Fund. The personnel compensation and related expenses for all these
activities are quantified under Program Direction. Wholesale power is
provided to utilities over interconnected high-voltage transmission
systems. In keeping with statutory requirements, long-term power
contracts provide for periodic rate adjustments to ensure that the
Federal Government recovers all costs of O&M and all capital invested in
power, with interest.

Colorado River storage project.--Western markets power and operates
and maintains the power transmission facilities of the Colorado River
Storage Project. Western also purchases electricity and pays wheeling
fees to meet firm and nonfirm commitments.

Colorado River basin project.--The Colorado River Basin Project
includes Western's expenses associated with the Central Arizona Project
and the United States entitlement from the Navajo coal-fired powerplant.
Revenues in excess of operating expenses are transferred to the Lower
Colorado River Basin Development Fund.

Fort Peck project.--Revenue collected by Western is used to defray
operation and maintenance and power marketing expenses associated with
the power generation and transmission facilities of the Fort Peck
Project, Corps of Engineers--Civil, to defray emergency expenses, and to
ensure continuous operation. The Corps operates and maintains the power
generating facilities, and Western operates and maintains the
transmission system and performs power marketing functions.

Seedskadee project.--This activity includes Western's expenses for
O&M, power marketing, and transmission of hydroelectric power from
Fontenelle Dam's powerplant in Southwestern Wyoming.

Dolores project.--This activity includes Western's expenses for O&M,
power marketing, and transmission of hydroelectric power from
powerplants at McPhee Dam and Towaoc Canal in southwestern Colorado.

Balance Sheet (in millions of dollars)

-----------------------------------------------------------------------------------------------
Identification code 89-4452-0-3-271 2000 actual 2001 actual 2002 est. 2003 est.
-----------------------------------------------------------------------------------------------
ASSETS:
Federal assets:

1101 Fund balances with Treasury..... 47 77 77 77
Investments in US securities:
1106 Receivables, net.............. 27 1 1 1
1206 Non-Federal assets: Receivables,
net............................. 20 45 45 45
Other Federal assets:

1802 Inventories and related
properties.................... 2 3 3 3
1803 Property, plant and equipment,
net........................... 70 78 78 78
1901 Other assets.................... 87 88 88 88
------------ -------------- ------------ -------------
1999 Total assets.................... 253 292 292 292
LIABILITIES:
Federal liabilities:

2101 Accounts payable................ 1 -2 -2 -2
2105 Other........................... 246 250 250 250
Non-Federal liabilities:

2201 Accounts payable................ 25 16 16 16
2207 Other........................... 6 18 18 18
------------ -------------- ------------ -------------
2999 Total liabilities............... 278 282 282 282
NET POSITION:
3300 Cumulative results of operations.. -25 10 10 10
------------ -------------- ------------ -------------
3999 Total net position.............. -25 10 10 10
------------ -------------- ------------ -------------
4999 Total liabilities and net position 253 292 292 292
-----------------------------------------------------------------------------------------------

Object Classification (in millions of dollars)

Personnel compensation:

11.1 Full-time permanent............. 15 16 18
11.5 Other personnel compensation.... 2 2 2
--------- --------- ----------
11.9 Total personnel compensation.. 17 18 20
12.1 Civilian personnel benefits....... 6 6 7
21.0 Travel and transportation of
persons......................... 1 1 1
22.0 Transportation of things.......... 1 1 1
23.1 Rental payments to GSA............ 1 1 1
23.3 Communications, utilities, and
miscellaneous charges........... 2 2 2
25.2 Other services.................... 313 387 359
25.3 Other purchases of goods and
services from Government
accounts........................ 3 3 3
26.0 Supplies and materials............ 3 2 3
31.0 Equipment......................... 3 2 2
32.0 Land and structures............... 6 5 4
43.0 Interest and dividends............ 11 8
--------- --------- ----------
99.9 Total new obligations........... 356 439 411
---------------------------------------------------------------------------

Personnel Summary

----------------------------------------------------------------------------
Identification code 89-4452-0-3-271 2001 actual 2002 est. 2003 est.
----------------------------------------------------------------------------
2001 Total compensable workyears: Full-
time equivalent employment...... 249 268 268
---------------------------------------------------------------------------

DEPARTMENTAL ADMINISTRATION

Federal Funds

General and special funds:

Departmental Administration

(including transfer of funds)

For salaries and expenses of the Department of Energy necessary for
departmental administration in carrying out the purposes of the
Department of Energy Organization Act (42 U.S.C. 7101 et seq.),
including the hire of passenger motor vehicles and official reception
and representation expenses (not to exceed $35,000), [$210,853,000]
$307,159,000, to remain available until expended, plus such additional
amounts as necessary to cover increases in the estimated amount of cost
of work for others notwithstanding the provisions of the Anti-Deficiency
Act (31 U.S.C. 1511 et seq.): Provided, That such increases in cost of
work are offset by revenue increases of the same or greater amount, to
remain available until expended: Provided further, That moneys received
by the Department for miscellaneous revenues estimated to total
[$137,810,000] $137,524,000 in fiscal year [2002] 2003 may be retained
and used for operating expenses within this account, and may remain
available until expended, as authorized by section 201 of Public Law 95-
238, notwithstanding the provisions of 31 U.S.C. 3302: Provided further,
That the sum herein appropriated shall be reduced by the amount of
miscellaneous revenues received during fiscal year [2002] 2003 so as to
result in a final fiscal year [2002] 2003 appropriation from the General
Fund estimated at not more than [$73,043,000] $169,635,000. (Energy and
Water Development Appropriations Act, 2002; additional authorizing
legislation required.)

Unavailable Collections (in millions of dollars)

----------------------------------------------------------------------------
Identification code 89-0228-0-1-276 2001 actual 2002 est. 2003 est.
----------------------------------------------------------------------------
01.99 Balance, start of year............ 3 3 3
--------- --------- ----------
07.99 Balance, end of year.............. 3 3 3
---------------------------------------------------------------------------

Program and Financing (in millions of dollars)

Obligations by program activity:
00.01 Office of Management, Budget and
Evaluation...................... 94 102 87
00.02 Office of Policy and International
Affairs......................... 16 19 22
00.03 Chief Information Officer......... 1 1 84
00.04 Office of Congressional and
Intergovernmental Affairs....... 5 5 5
00.05 Office of Public Affairs.......... 4 4 5
00.07 General Counsel................... 23 24 24
00.08 Office of the Secretary........... 4 7 5
00.09 Board of Contract Appeals......... 1 1 1
00.10 Economic impact and diversity..... 6 7 7
00.11 Corporate Management Information
Program......................... 5
09.01 Reimbursable program.............. 66 79 70
--------- --------- ----------
10.00 Total new obligations........... 220 254 310
----------------------------------------------------------------------------

[[Page 422]]

Budgetary resources available for obligation:
21.40 Unobligated balance carried
forward, start of year.......... 26 39 4
22.00 New budget authority (gross)...... 233 219 308
22.10 Resources available from
recoveries of prior year
obligations..................... 1
--------- --------- ----------
23.90 Total budgetary resources
available for obligation...... 260 258 312
23.95 Total new obligations............. -220 -254 -310
23.98 Unobligated balance expiring or
withdrawn....................... -1
24.40 Unobligated balance carried
forward, end of year............ 39 4 2
----------------------------------------------------------------------------

New budget authority (gross), detail:
Discretionary:

40.00 Appropriation................... 127 81 170
41.00 Transferred to other accounts... -1
--------- --------- ----------
43.00 Appropriation (total
discretionary).............. 126 81 170
68.00 Spending authority from offsetting
collections: Offsetting
collections (cash).............. 107 138 138
--------- --------- ----------
70.00 Total new budget authority
(gross)....................... 233 219 308
----------------------------------------------------------------------------

Change in obligated balances:
72.40 Obligated balance, start of year.. 64 58 90
73.10 Total new obligations............. 220 254 310
73.20 Total outlays (gross)............. -225 -222 -293
73.45 Recoveries of prior year
obligations..................... -1
74.40 Obligated balance, end of year.... 58 90 107
----------------------------------------------------------------------------

Outlays (gross), detail:
86.90 Outlays from new discretionary
authority....................... 194 182 256
86.93 Outlays from discretionary
balances........................ 31 40 37
--------- --------- ----------
87.00 Total outlays (gross)........... 225 222 293
----------------------------------------------------------------------------

Offsets:
Against gross budget authority and outlays:

Offsetting collections (cash)
from:
88.00 Federal sources............... -70 -90 -90
88.40 Non-Federal sources........... -37 -48 -48
--------- --------- ----------
88.90 Total, offsetting
collections (cash)........ -107 -138 -138
----------------------------------------------------------------------------

Net budget authority and outlays:
89.00 Budget authority.................. 126 81 170
90.00 Outlays........................... 118 84 155
---------------------------------------------------------------------------

Budget Authority and Outlays Excluding Full Funding for Federal Retiree
Costs (in millions of dollars)

----------------------------------------------------------------------------
2001 actual 2002 est. 2003 est.
----------------------------------------------------------------------------

Net budget authority and outlays:
89.00 Budget authority.................. 118 73 162
90.00 Outlays........................... 110 76 147
---------------------------------------------------------------------------

Departmental administration.--This account funds policy development
and analysis activities, institutional and public liaison functions, and
other program support requirements necessary to ensure effective
operation and management. Specific activities provided for are:

Office of Policy and International Affairs.--The Assistant Secretary
for Policy and International Affairs (PI) is the primary policy advisor
to the Secretary, Deputy Secretary, and Under Secretary on domestic
policy development and implementation and international energy policy
analysis and activities. PI's role is to deliver unbiased advice to
Departmental leadership on existing and prospective energy-related
policies, based on integrated and well-founded data and policy analysis.
PI represents the Department in interagency discussions on energy and
related policy, and addresses all aspects of the U.S. energy sector
including energy availability, reliability, and economic efficiency. PI
has primary responsibility for the Department's international energy
affairs, including energy policy issues, energy emergency and national
security issues, and technology cooperation. PI considers the global and
local environmental impacts of energy production and use. PI also
develops and leads the Department's bilateral and multilateral
cooperation and investment and trade activities with other nations and
international agencies. PI works closely with the various organizational
elements of the Department and other relevant federal organizations and
agencies and domestic institutions to coordinate and align national
security and energy emergency activities.

Office of Management, Budget and Evaluation.--On July 26, 2001, the
Secretary of Energy announced the reorganization of the former Offices
of Management and Administration and the Chief Financial Officer into
the Office of Management, Budget and Evaluation. Consolidating the
functions of these two organizations will facilitate better integration
of budgeting and more efficient management of resources. The Office of
Management, Budget and Evaluation provides the Department with
centralized direction and oversight of the full range of financial and
planning activities, as well as management administration services
contributing to the strategic objective: ``Demonstrate efficient,
effective, and economical management of the Department's human capital,
financial resources, and physical assets.'' Financial activities include
strategic planning and program evaluation; budget formulation,
presentation and execution; oversight of DOE-wide internal controls;
operation and maintenance of the Department's payroll and financial
management systems; project management and contract oversight; and
program evaluation. Management and administration activities include
establishing Departmental human resource and procurement policies,
providing human resource and procurement services to DOE headquarters
staff, managing headquarters facilities, and providing an array of other
administrative services critical to the proper functioning of the
Department of Energy. The budget for the Office of Management, Budget
and Evaluation also supports the activities of the Secretary of Energy
Advisory Board (SEAB), an external advisory board chartered under the
Federal Advisory Committee Act of 1972 (Public Law 92-436).

Chief Information Officer--In FY 2003, the Office of the Chief
Information Officer will be transferred from the Office of Security and
Emergency Operations, in the Other Defense Activities account to the
Departmental Administration account.

The Chief Information Officer program defines and implements
policies to ensure efficient, economical and effective management,
planning and acquisition of information resources in support of the
Department's missions. The program is also responsible for coordinating
corporate cyber security policy, planning and technical development;
directing the replacement of outdated corporate information systems; and
delivering shared or common services.

Congressional and intergovernmental affairs.--This office is
responsible for coordinating, directing, and promoting the Secretary's
and the Department's policies and legislative initiatives with the
Congress, State, territorial, Tribal and local government officials, and
other Federal agencies. The office is also responsible for managing and
overseeing the Department's liaison with members of Congress, the White
House and other levels of government and stakeholders which includes
public interest groups representing state, local and tribal governments.

Office of Public Affairs.--This office is responsible for directing
and managing the Secretary's, Department's, and Administration's
policies and initiatives with the public, news media and other
stakeholders on energy issues and also serves as the Department's chief
spokesperson. The office manages and

[[Page 423]]

oversees all public affairs efforts, which includes public information,
press and media services, the departmental newsletter DOE This Month,
speech writing, special projects, editorial services, the Department's
home page, and review of proposed publications and audiovisuals.

General Counsel.--This office is responsible for providing legal
services to all energy activities except for those functions belonging
exclusively to the Federal Energy Regulatory Commission, which is served
by its own General Counsel. Its responsibilities entail the provision of
legal opinions, advice and services to administrative and program
offices, and the conduct of both administrative and judicial litigation,
as well as legal advice and support for enforcement activities. Further,
the General Counsel appears before State and Federal agencies in defense
of national energy policies and activities. The office is responsible
for the coordination and clearance of proposed legislation affecting
energy activities and testimony before Congress. The General Counsel is
also responsible for ensuring consistency and legal sufficiency of all
energy regulations; administering and monitoring standards of conduct
requirements; and conducting the patents program.

Office of the Secretary.--Directs and leads management of the
Department and provides policy guidance to line and staff organizations
in the accomplishment of agency objectives.

Board of Contract Appeals.--Adjudicates disputes arising out of the
Department's contracts and financial assistance programs and provides
for neutral services and facilities for alternative dispute resolution.

Economic impact and diversity.--This office is responsible for:
advising the Secretary on the effects of the Department's policies,
regulations and actions on underrepresented population groups,
communities, and business enterprises; conducting research to determine
energy consumption and use patterns of minorities; and providing
technical assistance to minority educational institutions and minority
business enterprises to enable them to participate more fully in
departmental activities. The office is also responsible for initiatives
which promote inclusion in all aspects of the Department's human capital
and financial resources by increasing diversity in hiring, contracting,
internships, mentoring, and other developmental programs; administering
a departmental small and disadvantaged business program; serves as the
Department's enforcer to ensure that the civil rights of employees are
protected and complaints are processed within applicable regulatory
timeframes; implements the Department's environmental justice strategy;
and is responsible for the Office of Employee Concerns which manages the
whistle blower reform initiative; employee surveys; and eliminating
practices of racial profiling.

Cost of work for others.--This activity covers the cost of work
performed under orders placed with the Department by non-DOE entities
which are precluded by law from making advance payments and certain
revenue programs. Reimbursement for these costs is made through deposits
of offsetting collections to this account.

Corporate management information program (CMIP).--This initiative
began in 1998 and supports the objectives of the National Performance
Review to provide better delivery of information and more efficient
support to DOE's customers through modernized corporate information
systems using more cost effective and current information technology.
Funding in the amount of $53.0 million has been provided from 1999
through 2002 to support modernization of corporate administrative
systems at DOE.

Current CMIP investment projects support the following initiatives:
Business Management Information Systems; Architecture and Planning; and
Infrastructure. CMIP will establish common business solutions,
supporting data, and associated software applications consistent with
the Departmental Information Architecture to meet business needs, and
legislative and regulatory mandates. In FY 2002, the CMIP project was
funded by the Office of Security and Emergency Operations (SO), and
Departmental Administration for $15 million. In FY 2003, the Chief
Information Officer will provide for the continued development and on-
going maintenance of this important modernization investment initiative.

Object Classification (in millions of dollars)

Direct obligations:

Personnel compensation:
11.1 Full-time permanent........... 55 70 79
11.3 Other than full-time permanent 7 8 7
11.5 Other personnel compensation.. 3 4 3
--------- --------- ----------
11.9 Total personnel compensation 65 82 89
12.1 Civilian personnel benefits..... 21 24 26
21.0 Travel and transportation of
persons....................... 2 2 3
23.3 Communications, utilities, and
miscellaneous charges......... 1 1 2
25.1 Advisory and assistance services 10 11 11
25.2 Other services.................. 26 24 77
25.3 Other purchases of goods and
services from Government
accounts...................... 7 8 8
25.4 Operation and maintenance of
facilities.................... 14 14 16
25.6 Medical care.................... 2 2 2
26.0 Supplies and materials.......... 2 3 2
41.0 Grants, subsidies, and
contributions................. 4 4 4
--------- --------- ----------
99.0 Direct obligations............ 154 175 240
99.0 Reimbursable obligations.......... 66 79 70
--------- --------- ----------
99.9 Total new obligations........... 220 254 310
---------------------------------------------------------------------------

Personnel Summary

----------------------------------------------------------------------------
Identification code 89-0228-0-1-276 2001 actual 2002 est. 2003 est.
----------------------------------------------------------------------------
1001 Total compensable workyears: Full-
time equivalent employment...... 842 903 975
---------------------------------------------------------------------------

Office of the Inspector General

For necessary expenses of the Office of the Inspector General in
carrying out the provisions of the Inspector General Act of 1978, as
amended, [$32,430,000] $38,872,000, to remain available until expended.
(Energy and Water Development Appropriations Act, 2002; additional
authorizing legislation required.)

Program and Financing (in millions of dollars)

Obligations by program activity:
10.00 Total new obligations............. 34 33 39
----------------------------------------------------------------------------

Budgetary resources available for obligation:
21.40 Unobligated balance carried
forward, start of year.......... 1
22.00 New budget authority (gross)...... 33 33 39
--------- --------- ----------
23.90 Total budgetary resources
available for obligation...... 34 33 39
23.95 Total new obligations............. -34 -33 -39
----------------------------------------------------------------------------

New budget authority (gross), detail:
Discretionary:

40.00 Appropriation................... 32 33 39
42.00 Transferred from other accounts. 1
--------- --------- ----------
43.00 Appropriation (total
discretionary).............. 33 33 39
----------------------------------------------------------------------------

Change in obligated balances:
72.40 Obligated balance, start of year.. 5 5 5
73.10 Total new obligations............. 34 33 39
73.20 Total outlays (gross)............. -34 -33 -38
74.40 Obligated balance, end of year.... 5 5 6
----------------------------------------------------------------------------

Outlays (gross), detail:
86.90 Outlays from new discretionary
authority....................... 28 28 33
86.93 Outlays from discretionary
balances........................ 6 5 5
--------- --------- ----------
87.00 Total outlays (gross)........... 34 33 38
----------------------------------------------------------------------------

[[Page 424]]

Net budget authority and outlays:
89.00 Budget authority.................. 33 33 39
90.00 Outlays........................... 34 33 38
---------------------------------------------------------------------------

Budget Authority and Outlays Excluding Full Funding for Federal Retiree
Costs (in millions of dollars)

----------------------------------------------------------------------------
2001 actual 2002 est. 2003 est.
----------------------------------------------------------------------------

Net budget authority and outlays:
89.00 Budget authority.................. 32 32 38
90.00 Outlays........................... 33 32 37
---------------------------------------------------------------------------

This appropriation provides agencywide including the National
Nuclear Security Administration audit, inspection, and investigative
functions to identify and correct management and administrative
deficiencies which create conditions for existing or potential instances
of fraud, waste, and mismanagement. The audit function provides
financial and performance audits of programs and operations. Financial
audits include financial statement and financial related audits.
Performance audits include economy and efficiency and program results
audits. The inspection function provides independent inspections and
analyses of the effectiveness, efficiency, and economy of programs and
operations. The investigative function provides for the detection and
investigation of improper and illegal activities involving programs,
personnel, and operations.

Object Classification (in millions of dollars)

Personnel compensation:

11.1 Full-time permanent............. 18 19 23
11.5 Other personnel compensation.... 1 1 1
--------- --------- ----------
11.9 Total personnel compensation.. 19 20 24
12.1 Civilian personnel benefits....... 6 5 6
21.0 Travel and transportation of
persons......................... 1 1 1
25.1 Advisory and assistance services.. 5
25.2 Other services.................... 4 5
25.3 Other purchases of goods and
services from Government
accounts........................ 2 2 2
26.0 Supplies and materials............ 1 1 1
--------- --------- ----------
99.9 Total new obligations........... 34 33 39
---------------------------------------------------------------------------

Personnel Summary

----------------------------------------------------------------------------
Identification code 89-0236-0-1-276 2001 actual 2002 est. 2003 est.
----------------------------------------------------------------------------
1001 Total compensable workyears: Full-
time equivalent employment...... 266 262 266
---------------------------------------------------------------------------

Intragovernmental funds:

Working Capital Fund

Program and Financing (in millions of dollars)

Obligations by program activity:
09.01 Payroll and other personnel....... 1 5 5
Administrative services:

09.10 Supplies........................ 3 3 3
09.11 Postage......................... 2 2 2
09.12 Photocopying.................... 2 2 2
09.13 Printing & graphics............. 4 3 3
09.14 Building rental, operations &
maintenance................... 55 56 56
--------- --------- ----------
09.19 Total, Administrative services 66 66 66
Information management systems & operations:

09.20 Telecommunication............... 7 7 7
09.21 Office automation equipment &
support....................... 1 1 1
09.22 Networking...................... 7 6 6
--------- --------- ----------
09.29 Total, Information management
systems & operations........ 15 14 14
Procurement services:

09.30 Contract closeout............... 1 1 1
--------- --------- ----------
10.00 Total new obligations........... 83 86 86
----------------------------------------------------------------------------

Budgetary resources available for obligation:
21.40 Unobligated balance carried
forward, start of year.......... 8 10 10
22.00 New budget authority (gross)...... 84 86 86
--------- --------- ----------
23.90 Total budgetary resources
available for obligation...... 92 96 96
23.95 Total new obligations............. -83 -86 -86
24.40 Unobligated balance carried
forward, end of year............ 10 10 10
----------------------------------------------------------------------------

New budget authority (gross), detail:
Discretionary:

68.00 Spending authority from
offsetting collections
(gross): Offsetting
collections (cash)............ 84 86 86
----------------------------------------------------------------------------

Change in obligated balances:
72.40 Obligated balance, start of year.. 23 28 28
73.10 Total new obligations............. 83 86 86
73.20 Total outlays (gross)............. -77 -86 -86
74.40 Obligated balance, end of year.... 28 28 28
----------------------------------------------------------------------------

Outlays (gross), detail:
86.90 Outlays from new discretionary
authority....................... 73 83 83
86.93 Outlays from discretionary
balances........................ 4 3 3
--------- --------- ----------
87.00 Total outlays (gross)........... 77 86 86
----------------------------------------------------------------------------

Offsets:
Against gross budget authority and outlays:

88.00 Offsetting collections (cash)
from: Federal sources......... -84 -86 -86
----------------------------------------------------------------------------

Net budget authority and outlays:
89.00 Budget authority..................
90.00 Outlays........................... -7
---------------------------------------------------------------------------

The Department's Working Capital Fund (WCF) provides the following
common administrative services: rent and building operations,
telecommunications, network connectivity, automated office systems,
payroll and personnel processing, supplies, printing, copying, mail, on-
line learning, and contract closeout. Establishment of the WCF has
helped the Department reduce waste and improve efficiency by expanding
customer's choice of the amount, quality and source of administrative
services.

Object Classification (in millions of dollars)

----------------------------------------------------------------------------
Identification code 89-4563-0-4-276 2001 actual 2002 est. 2003 est.
----------------------------------------------------------------------------
23.1 Rental payments to GSA............ 32 44 44
23.3 Communications, utilities, and
miscellaneous charges........... 15 22 22
24.0 Printing and reproduction......... 3 6 6
25.1 Advisory and assistance services.. 2
25.2 Other services.................... 22 9 9
25.3 Other purchases of goods and
services from Government
accounts........................ 2 1 1
25.6 Medical care...................... 4
25.7 Operation and maintenance of
equipment....................... 1 1 1
26.0 Supplies and materials............ 1 3 3
31.0 Equipment......................... 1
--------- --------- ----------
99.9 Total new obligations........... 83 86 86
---------------------------------------------------------------------------

ADMINISTRATIVE PROVISIONS, DEPARTMENT OF ENERGY

Appropriations under this Act for the current fiscal year shall be
available for hire of passenger motor vehicles; hire, maintenance, and
operation of aircraft; purchase, repair, and cleaning of uniforms; and
reimbursement to the General Services Administration for security guard
services.

[[Page 425]]

From appropriations under this Act, transfers of sums may be made to
other agencies of the Government for the performance of work for which
the appropriation is made.
None of the funds made available to the Department of Energy under
this Act shall be used to implement or finance authorized price support
or loan guarantee programs unless specific provision is made for such
programs in an appropriations Act.
The Secretary is authorized to accept lands, buildings, equipment,
and other contributions from public and private sources and to prosecute
projects in cooperation with other agencies, Federal, State, private or
foreign: Provided, That revenues and other moneys received by or for the
account of the Department of Energy or otherwise generated by sale of
products in connection with projects of the Department appropriated
under this Act may be [retained] received by the Secretary of Energy,
[to be available until expended,] and, subject to appropriation in
advance within two years of such receipt, be used only for plant
construction, operation, costs, and payments to cost-sharing entities as
provided in appropriate cost-sharing contracts or agreements: Provided
further, That [the remainder of revenues after the making of such
payments] amounts in excess of such appropriation shall be covered into
the Treasury as miscellaneous receipts[: Provided further, That any
contract, agreement, or provision thereof entered into by the Secretary
pursuant to this authority shall not be executed prior to the expiration
of 30 calendar days (not including any day in which either House of
Congress is not in session because of adjournment of more than 3
calendar days to a day certain) from the receipt by the Speaker of the
House of Representatives and the President of the Senate of a full
comprehensive report on such project, including the facts and
circumstances relied upon in support of the proposed project].
No funds provided in this Act may be expended by the Department of
Energy to prepare, issue, or process procurement documents for programs
or projects for which appropriations have not been made.
In addition to other authorities set forth in this Act, the
Secretary may accept fees and contributions from public and private
sources, to be deposited in a contributed funds account, and prosecute
projects using such fees and contributions in cooperation with other
Federal, State or private agencies or concerns. (Department of the
Interior and Related Agencies Appropriations Act, 2002.)

GENERAL FUND RECEIPT ACCOUNTS

(in millions of dollars)

----------------------------------------------------------------------------
2001 actual 2002 est. 2003 est.
----------------------------------------------------------------------------
Offsetting receipts from the public:
89-089400 Fees and recoveries,
Federal Energy Regulatory Commission 1 12 13
89-223000 Oil and gas sale proceeds
at NPRs............................. 12 7 7
89-223200 Proceeds from sale of
excess DOE assets................... 1
89-224500 Sale and transmission of
electric energy, Falcon Dam......... 3 2 2
89-224700 Sale and transmission of
electric energy, Southwestern Power
Administration...................... 81 91 90
Legislative proposal, subject to
PAYGO............................. -51
89-224800 Sale and transmission of
electric energy, Southeastern Power
Administration...................... 87 165 168
Legislative proposal, subject to
PAYGO............................. -70
89-224900 Sale of power and other
utilities, not otherwise classified. 34 43 43
Legislative proposal, subject to
PAYGO............................. -28
89-288900 Repayments on miscellaneous
recoverable costs, not otherwise
classified.......................... 11 55 35
--------- --------- ----------
General Fund Offsetting receipts from
the public............................. 230 375 209
---------------------------------------------------------------------------

GENERAL PROVISIONS

Sec. 301. (a) None of the funds appropriated by this Act may be used
to award a management and operating contract, or award a significant
extension or expansion to an existing management and operating contract,
unless such contract is awarded using competitive procedures or the
Secretary of Energy grants, on a case-by-case basis, a waiver to allow
for such a deviation. The Secretary may not delegate the authority to
grant such a waiver.
(b) At least 60 days before a contract award for which the Secretary
intends to grant such a waiver, the Secretary shall submit to the
Subcommittees on Energy and Water Development of the Committees on
Appropriations of the House of Representatives and the Senate a report
notifying the Subcommittees of the waiver and setting forth, in
specificity, the substantive reasons why the Secretary believes the
requirement for competition should be waived for this particular award.
Sec. 302. None of the funds appropriated by this Act may be used
to--
(1) develop or implement a workforce restructuring plan that
covers employees of the Department of Energy; or
(2) provide enhanced severance payments or other benefits for
employees of the Department of Energy,
under section 3161 of the National Defense Authorization Act for Fiscal
Year 1993 (Public Law 102-484; 42 U.S.C. 7274h).
[Sec. 303. None of the funds appropriated by this Act may be used to
augment the $20,000,000 made available for obligation by this Act for
severance payments and other benefits and community assistance grants
under section 3161 of the National Defense Authorization Act for Fiscal
Year 1993 (Public Law 102-484; 42 U.S.C. 7274h) unless the Department of
Energy submits a reprogramming request subject to approval by the
appropriate Congressional committees.]
Sec. [304] 303. None of the funds appropriated by this Act may be
used to prepare or initiate Requests For Proposals (RFPs) for a program
if the program has not been funded by Congress.

(transfers of unexpended balances)

Sec. [305] 304. The unexpended balances of prior appropriations
provided for activities in this Act may be transferred to appropriation
accounts for such activities established pursuant to this title.
Balances so transferred may be merged with funds in the applicable
established accounts and thereafter may be accounted for as one fund for
the same time period as originally enacted.
Sec. [306] 305. None of the funds in this or any other Act for the
Administrator of the Bonneville Power Administration may be used to
enter into any agreement to perform energy efficiency services outside
the legally defined Bonneville service territory, with the exception of
services provided internationally, including services provided on a
reimbursable basis, unless the Administrator certifies in advance that
such services are not available from private sector businesses.
Sec. [307] 306. When the Department of Energy makes a user facility
available to universities and other potential users, or seeks input from
universities and other potential users regarding significant
characteristics or equipment in a user facility or a proposed user
facility, the Department shall ensure broad public notice of such
availability or such need for input to universities and other potential
users. [When the Department of Energy considers the participation of a
university or other potential user as a formal partner in the
establishment or operation of a user facility, the Department shall
employ full and open competition in selecting such a partner.] For
purposes of this section, the term ``user facility'' includes, but is
not limited to: (1) a user facility as described in section 2203(a)(2)
of the Energy Policy Act of 1992 (42 U.S.C. 13503(a)(2)); (2) a National
Nuclear Security Administration Defense Programs Technology Deployment
Center/User Facility; and (3) any other Departmental facility designated
by the Department as a user facility.
[Sec. 308. None of the funds in this Act may be used to dispose of
transuranic waste in the Waste Isolation Pilot Plant which contains
concentrations of plutonium in excess of 20 percent by weight for the
aggregate of any material category on the date of enactment of this Act,
or is generated after such date. For the purposes of this section, the
material categories of transuranic waste at the Rocky Flats
Environmental Technology Site include: (1) ash residues; (2) salt
residues; (3) wet residues; (4) direct repackage residues; and (5) scrub
alloy as referenced in the ``Final Environmental Impact Statement on
Management of Certain Plutonium Residues and Scrub Alloy Stored at the
Rocky Flats Environmental Technology Site''.]
Sec. [309] 307. The Administrator of the National Nuclear Security
Administration may authorize the plant manager of a covered nuclear
weapons production plant to engage in research, development, and
demonstration activities with respect to the engineering and
manufacturing capabilities at such plant in order to maintain and
enhance such capabilities at such plant: Provided, That of the amount
allocated to a covered nuclear weapons production plant each fiscal year
from amounts available to the Department of Energy for such fiscal year
for national security programs, not more than an amount equal to 2
percent of such amount may be used for these activities:

[[Page 426]]

Provided further, That for purposes of this section, the term ``covered
nuclear weapons production plant'' means the following:
(1) the Kansas City Plant, Kansas City, Missouri;
(2) the Y-12 Plant, Oak Ridge, Tennessee;
(3) the Pantex Plant, Amarillo, Texas; and
(4) the Savannah River Plant, South Carolina.
[Sec. 310] 308. The Administrator of the National Nuclear Security
Administration may authorize the manager of the Nevada Operations Office
to engage in research, development, and demonstration activities with
respect to the development, test, and evaluation capabilities necessary
for operations and readiness of the Nevada Test Site: Provided, That of
the amount allocated to the Nevada Operations Office each fiscal year
from amounts available to the Department of Energy for such fiscal year
for national security programs at the Nevada Test Site, not more than an
amount equal to 2 percent of such amount may be used for these
activities.
Sec. 309. Section 310 of the Energy and Water Development
Appropriations Act, 2000 (Public Law 106-60), is hereby repealed.
Sec. 310. Funds appropriated by this or any other Act, or made
available by the transfer of funds in this Act, for intelligence
activities are deemed to be specifically authorized by the Congress for
purposes of section 504 of the National Security Act of 1947 (50 U.S.C.
414) during fiscal year 2003 until the enactment of the Intelligence
Authorization Act for fiscal year 2003.
[Sec. 311. Depleted Uranium Hexafluoride. Section 1 of Public Law
105-204 is amended in subsection (b)--
(1) by inserting ``except as provided in subsection (c),'' after
``1321-349),''; and
(2) by striking ``fiscal year 2002'' and inserting ``fiscal year
2005''.]
[Sec. 312. Prohibition of Oil and Gas Drilling in the Finger Lakes
National Forest, New York. No Federal permit or lease shall be issued
for oil or gas drilling in the Finger Lakes National Forest, New York,
during fiscal year 2002.] (Energy and Water Development Appropriations
Act, 2002.)

General Provisions, This Chapter

[Sec. 501. Of the funds provided in this or any other Act for
``Defense Environmental Restoration and Waste Management'' at the
Department of Energy, up to $500,000 may be available to the Secretary
of Energy for safety improvements to roads along the shipping route to
the Waste Isolation Pilot Plant site.]
[Sec. 502. Nutwood Levee, Illinois. The Energy and Water Development
Appropriations Act, 2002 (Public Law 107-66) is amended under the
heading ``Title I, Department of Defense--Civil, Department of the Army,
Corps of Engineers--Civil, Construction, General'' by inserting after
``$3,500,000'' but before the ``.'' ``: Provided further, That using
$400,000 of the funds appropriated herein, the Secretary of the Army,
acting through the Chief of Engineers, may initiate construction on the
Nutwood Levee, Illinois project''.]
[Sec. 503. The Reclamation Safety of Dams Act of 1978 (43 U.S.C.
509) is amended as follows:
(1) by inserting in section 4(c) after ``2000,'' and before
``costs'' the following ``and the additional $32,000,000 further
authorized to be appropriated by amendments to the Act in 2001,'';
and
(2) by inserting in section 5 after ``levels),'' and before
``plus'' the following: ``and, effective October 1, 2001, not to
exceed an additional $32,000,000 (October 1, 2001, price
levels),''.]
[Sec. 504. Jicarilla, New Mexico, Municipal Water System. Public Law
107-66 is amended--
(1) under the heading of ``Title I, Department of Defense--
Civil, Department of the Army, Corps of Engineers--Civil,
Construction, General''--
(A) by striking ``Provided further, That using $2,500,000 of
the funds provided herein, the Secretary of the Army, acting
through the Chief of Engineers, is directed to proceed with a
final design and initiate construction for the repair and
replacement of the Jicarilla Municipal Water System in the town
of Dulce, New Mexico:''; and
(B) insert at the end before the period the following: ``:
Provided further, That using funds provided herein, the
Secretary of the Army, acting through the Chief of Engineers, is
directed to transfer $2,500,000 to the Secretary of the Interior
for the Bureau of Reclamation to proceed with the Jicarilla
Municipal Water System in the town of Dulce, New Mexico''; and
(2) under the heading of ``Title II, Department of the Interior,
Bureau of Reclamation, Water and Related Resources, (Including the
Transfer of Funds)'', insert at the end before the period the
following: ``: Provided further, That using $2,500,000 of the funds
provided herein, the Secretary of the Interior is directed to
proceed with a final design and initiate construction for the repair
and replacement of the Jicarilla Municipal Water System in the town
of Dulce, New Mexico''.
Sec. 505. (a) Occoquan River, Virginia.--The project for navigation,
Occoquan Creek, Virginia, authorized by the first section of the Act
entitled ``An Act making appropriations for the construction, repair,
and preservation of certain public works on rivers and harbors, and for
other purposes'', approved September 19, 1890 (26 Stat. 440), is
modified to direct the Secretary of the Army--
(1) to deepen the project to a depth of 9 feet; and
(2) to widen the project between Channel Marker Number 2 and the
bridge at United States Route 1 to a width of 200 feet.
(b) Availability of Funds.--Amounts appropriated to carry out the
project referred to in subsection (a) by the Energy and Water
Development Appropriations Act, 2001 (as enacted into law by Public Law
106-377), shall be made available to carry out the modifications to the
project under subsection (a).
(c) Project Redesignation.--
(1) In general.--The project referred to in subsection (a) shall
be known and designated as the ``project for navigation, Occoquan
River, Virginia''.
(2) References.--Any reference in a law, map, regulation,
document, paper, or other record of the United States to the project
referred to in subsection (a) shall be deemed to be a reference to
the ``project for navigation, Occoquan River, Virginia''.]
(Emergency Supplemental Act, 2002.)