[Appendix]
[Detailed Budget Estimates by Agency]
[Other Independent Agencies]
[From the U.S. Government Printing Office, www.gpo.gov]


                     THE BUDGET FOR FISCAL YEAR 2003


 
                       OTHER INDEPENDENT AGENCIES



                ADVISORY COUNCIL ON HISTORIC PRESERVATION

                              Federal Funds

General and special funds:

                          Salaries and Expenses

    For necessary expenses of the Advisory Council on Historic 
Preservation (Public Law 89-665, as amended), [$3,400,000] $3,773,322: 
Provided, That none of these funds shall be available for compensation 
of level V of the Executive Schedule or higher positions. (Department of 
the Interior and Related Agencies Appropriations Act, 2002; additional 
authorizing legislation required.)

               Program and Financing (in millions of dollars)

----------------------------------------------------------------------------
Identification code 95-2300-0-1-303      2001 actual   2002 est.   2003 est.
----------------------------------------------------------------------------

    Obligations by program activity:
10.00 Total new obligations.............           3           3           4
----------------------------------------------------------------------------

    Budgetary resources available for obligation:
22.00 New budget authority (gross)......           3           3           4
23.95 Total new obligations.............          -3          -3          -4
----------------------------------------------------------------------------

    New budget authority (gross), detail:
      Discretionary:

40.00   Appropriation...................           3           3           4
----------------------------------------------------------------------------

    Change in obligated balances:
73.10 Total new obligations.............           3           3           4
73.20 Total outlays (gross).............          -3          -3          -4
----------------------------------------------------------------------------

    Outlays (gross), detail:
86.90 Outlays from new discretionary 
        authority.......................           3           3           4
----------------------------------------------------------------------------

    Net budget authority and outlays:
89.00 Budget authority..................           3           3           4
90.00 Outlays...........................           3           3           4
---------------------------------------------------------------------------

    The Council provides independent advice to the President and the 
Congress relating to the national historic preservation program and 
manages the Federal process for protecting historic properties.

               Object Classification (in millions of dollars)

----------------------------------------------------------------------------
Identification code 95-2300-0-1-303      2001 actual   2002 est.   2003 est.
----------------------------------------------------------------------------
11.1  Direct obligations: Personnel 
        compensation: Full-time 
        permanent.......................           2           2           3
99.5  Below reporting threshold.........           1           1           1
                                           ---------   ---------  ----------
99.9    Total new obligations...........           3           3           4
---------------------------------------------------------------------------

                              Personnel Summary

----------------------------------------------------------------------------
Identification code 95-2300-0-1-303      2001 actual   2002 est.   2003 est.
----------------------------------------------------------------------------
1001  Total compensable workyears: Full-
        time equivalent employment......          35          34          34
---------------------------------------------------------------------------

                                


 
                     APPALACHIAN REGIONAL COMMISSION

                              Federal Funds

General and special funds:

                     Appalachian Regional Commission

    For expenses necessary to carry out the programs authorized by the 
Appalachian Regional Development Act of 1965, as amended, 
notwithstanding section 405 of said Act, and, for necessary expenses for 
the Federal Co-Chairman and the alternate on the Appalachian Regional 
Commission, for payment of the Federal share of the administrative 
expenses of the Commission, including services as authorized by 5 U.S.C. 
3109, and hire of passenger motor vehicles, [$71,290,000] $66,400,287, 
to remain available until expended. (Energy and Water Development 
Appropriations Act, 2002; additional authorizing legislation required.)

               Program and Financing (in millions of dollars)

----------------------------------------------------------------------------
Identification code 46-0200-0-1-452      2001 actual   2002 est.   2003 est.
----------------------------------------------------------------------------

    Obligations by program activity:
      Direct program:

        Appalachian regional development 
            programs:
01.01     Appalachian development 
            highway system..............           2           2
01.02     Area development program......          71          72          76
01.03     Local development district and 
            technical assistance program           7           6           6
                                           ---------   ---------  ----------
01.91       Total Appalachian regional 
              development programs......          80          80          82
        Salaries and expenses:
02.01     Federal Co-chairman and staff.           1           1           1
02.02     Administrative expenses.......           3           3           3
                                           ---------   ---------  ----------
02.91       Total salaries and expenses.           4           4           4
                                           ---------   ---------  ----------
10.00   Total new obligations...........          84          84          86
----------------------------------------------------------------------------

    Budgetary resources available for obligation:
21.40 Unobligated balance carried 
        forward, start of year..........          26          25          16
22.00 New budget authority (gross)......          77          71          66
22.10 Resources available from 
        recoveries of prior year 
        obligations.....................           4           4           4
                                           ---------   ---------  ----------
23.90   Total budgetary resources 
          available for obligation......         107         100          86
23.95 Total new obligations.............         -84         -84         -86
24.40 Unobligated balance carried 
        forward, end of year............          25          16
----------------------------------------------------------------------------

    New budget authority (gross), detail:
      Discretionary:

40.00   Appropriation...................          66          71          66
40.15   Appropriation (emergency).......          11
                                           ---------   ---------  ----------
43.00     Appropriation (total 
            discretionary)..............          77          71          66
68.00 Spending authority from offsetting 
        collections: Offsetting 
        collections (cash)..............           1
                                           ---------   ---------  ----------
70.00   Total new budget authority 
          (gross).......................          78          71          66
----------------------------------------------------------------------------

    Change in obligated balances:
72.40 Obligated balance, start of year..         220         205         176
73.10 Total new obligations.............          84          84          86
73.20 Total outlays (gross).............         -94        -109         -96
73.45 Recoveries of prior year 
        obligations.....................          -4          -4          -4
74.40 Obligated balance, end of year....         205         176         162
----------------------------------------------------------------------------

    Outlays (gross), detail:
86.90 Outlays from new discretionary 
        authority.......................          16          14          22
86.93 Outlays from discretionary 
        balances........................          79          95          72
                                           ---------   ---------  ----------
87.00   Total outlays (gross)...........          94         109          96
----------------------------------------------------------------------------

    Offsets:
      Against gross budget authority and outlays:

88.40   Offsetting collections (cash) 
          from: Non-Federal sources.....          -1
----------------------------------------------------------------------------

    Net budget authority and outlays:
89.00 Budget authority..................          77          71          66
90.00 Outlays...........................          93         109          96
---------------------------------------------------------------------------

    This appropriation supports a unique Federal-State partnership to 
invest in the basic building blocks of sustainable

[[Page 1076]]

economic development in the 406 counties which comprise the Appalachian 
Region. Investments made throughout this 13-State Region include the 
building of a 3,025-mile economic development highway system and an area 
development program which funds economic and community development 
projects at the local level with a special focus on distressed counties.

    Appalachian development highway system.--The Appalachian development 
highway system (ADHS), including local access roads, is designed to 
improve the accessibility of Appalachia; to reduce highway 
transportation costs to and within Appalachia; and to provide the 
highway transportation facilities necessary to accelerate the overall 
development of Appalachia. Studies have found the ADHS to be cost-
beneficial, generating significant economic impacts.

    Since FY 1999, funding for the ADHS has been provided predominantly 
from the Highway Trust Fund. The Transportation Equity Act for the 21st 
Century (TEA21) authorized $2.25 billion for the construction of the 
ADHS and local access road projects under Section 201 of the Appalachian 
Regional Development Act. TEA21 authorizes $450 million annually to be 
appropriated out of the Highway Trust Fund for each of fiscal years 1999 
through 2003. The ARC exercises programmatic and administrative control 
over these funds as it did when a direct appropriation was received.

    The cumulative status of the system of roads follows:

                                     2001 actual  2002 est.*  2003 est.*
Development systems miles 
    (Prefinanced miles included) 
    (cumulative):
Miles placed under construction.....       2,526       2,626       2,706
Miles completed.....................       2,403       2,433       2,453
Access Roads (cumulative):
Miles approved......................         903         908         913
Miles completed.....................         876         880         886
                                    ====================================
Funds committed (cumulative-in 
    millions of dollars):
Development highway.................       6,273       6,923       7,373
Access roads........................         232         234         236
Administration and other............          49          51          53
                                    ------------------------------------
      Totals........................       6,554       7,208       7,662
                                    ====================================
Prefinanced by States ($ millions)..          25          25          25
Annual obligations ($ millions).....         543         504         450
                                    ====================================
    * Includes TEA21 funds.

    Area development program.--Area development funds are allocated by 
formula to the 13 member-States for projects that promote sustainable 
regional development, with assistance targeted at the most distressed 
and underdeveloped counties.

    Since 1999 roughly half of all ARC program funding has supported 
projects benefiting such counties, which represent about one quarter of 
the region's total and contain roughly 10% of the region's population.

    Area development funds projects which advance the goals and 
objectives of ARC's strategic plan. This strategic plan commits ARC to 
achieving five goals. These goals are (1) education and skills training, 
(2) physical infrastructure, (3) leadership and civic capacity, (4) 
diversified and entrepreneurial local economies, and (5) improved health 
care. The Commission has taken aggressive steps to ensure that the area 
development program will make progress on accomplishing these goals, to 
better target resources to those communities with the greatest needs, 
and to increase flexibility in project submission.

    Each Governor submits for Commission approval an annual strategy 
statement detailing the areas of emphasis within the Region. All project 
applications submitted by the Governors address these priorities and 
describe the goals, objectives, and projected inputs, outputs, and 
outcomes. In 2003, the Commission will focus on both its system of 
reporting on the results of projects it funds and standardization of 
results measurement with those of other agencies that are engaged in 
similar activities.

    In addition to the regular allocation of area development funds, ARC 
also identifies regional problems and opportunities and sets aside 
resources for special initiatives. The ongoing entrepreneurship 
initiative seeks to ensure that Appalachian communities have the 
commitment and resources to help entrepreneurs start and expand local 
businesses. To date, this initiative has funded 237 projects, providing 
$20 million in ARC funds and leveraging over $19 million more from other 
sources. Ninety-one projects that have been completed report the 
creation of 389 new businesses and the creation or retention of 1,283 
jobs in the region. It is estimated that the 146 ongoing projects will 
create another 859 businesses and create or retain 2,726 jobs.

    The budget provides $56 million for area development with an 
approximate workload as follows:

                                     2001 actual  2002 est.   2003 est.
Area development projects...........         484         485         485

    Local development districts and technical assistance programs.--
Multi-county local development districts (LDDs) assist local governments 
throughout Appalachia in planning and working together on a regional 
basis. LDD funding from the ARC provides a cost-share with member 
governments, enabling local professional staff to help plan, initiate, 
and implement projects at the grass roots level. Technical assistance 
serves to strengthen the state and local governments, LDDs and non-
profit organizations in the Region. TEA21 added seven new counties to 
the Region, for a total of 406. This increased the number of LDDs served 
from 69 to 71. The budget provides $5 million for the LDDs and $1 
million for technical assistance, with the approximate approved workload 
as follows:

                                     2001 actual  2002 est.   2003 est.
Planning districts aided............          71          71          71
Technical assistance projects.......          24          24          24

    Salaries and expenses.--The Federal Co-Chairman represents the 
Federal Government on the Commission and leads in the coordination of 
programs serving the Appalachian Region across the Federal Government. 
Since 1989, the Office of the Federal Co-Chairman has included an 
Inspector General.

    In this Federal-State partnership, the Federal Government 
contributes half of the expenses of a professional staff which works 
with the States and the Federal staff in operating the program. The 
other half of these non-Federal employee expenses are provided by member 
States. The budget provides a total of $4 million for salaries and 
expenses. 

               Object Classification (in millions of dollars)

----------------------------------------------------------------------------
Identification code 46-0200-0-1-452      2001 actual   2002 est.   2003 est.
----------------------------------------------------------------------------

      Direct obligations:

11.1    Personnel compensation: Full-
          time permanent................           1           1           1
25.2    Other services..................           3           3           3
41.0    Grants, subsidies, and 
          contributions.................          47          50          55
                                           ---------   ---------  ----------
99.0      Direct obligations............          51          54          59
      Allocation Account:

11.1    Personnel compensation: Full-
          time permanent................           1           1           1
41.0    Grants, subsidies, and 
          contributions.................          32          29          26
                                           ---------   ---------  ----------
99.0      Allocation account............          33          30          27
                                           ---------   ---------  ----------
99.9    Total new obligations...........          84          84          86
---------------------------------------------------------------------------
Obligations are distributed as follows:
  Appalachian Regional Commission.......          47          49          50
  Department of Agriculture.............          17           9          11
  Department of Commerce................           5           4           4

[[Page 1077]]

  Department of Education...............           1           1           1
  Department of Health and Human 
    Services............................           0           5           0
  Department of Housing and Urban 
    Development.........................           8           9           9
  Department of Transportation..........           2           2           0
---------------------------------------------------------------------------

                              Personnel Summary

----------------------------------------------------------------------------
Identification code 46-0200-0-1-452      2001 actual   2002 est.   2003 est.
----------------------------------------------------------------------------
1001  Total compensable workyears: Full-
        time equivalent employment......          11          11          11
---------------------------------------------------------------------------

                                

                               Trust Funds

                        Miscellaneous Trust Funds

              Unavailable Collections (in millions of dollars)

----------------------------------------------------------------------------
Identification code 46-9971-0-7-452      2001 actual   2002 est.   2003 est.
----------------------------------------------------------------------------
01.99 Balance, start of year............
    Receipts:
02.20 Fees for services, Appalachian 
        Regional Commission.............           3           3           3
02.40 General fund contributions, 
        Appalachian Regional Commission.           3           3           3
                                           ---------   ---------  ----------
02.99   Total receipts and collections..           6           6           6
    Appropriations:
05.00 Miscellaneous trust funds.........          -6          -6          -6
                                           ---------   ---------  ----------
07.99 Balance, end of year..............
---------------------------------------------------------------------------

               Program and Financing (in millions of dollars)

----------------------------------------------------------------------------
Identification code 46-9971-0-7-452      2001 actual   2002 est.   2003 est.
----------------------------------------------------------------------------

    Obligations by program activity:
10.00 Total new obligations.............           6           6           6
----------------------------------------------------------------------------

    Budgetary resources available for obligation:
21.40 Unobligated balance carried 
        forward, start of year..........           1           1           1
22.00 New budget authority (gross)......           6           6           6
                                           ---------   ---------  ----------
23.90   Total budgetary resources 
          available for obligation......           7           7           7
23.95 Total new obligations.............          -6          -6          -6
24.40 Unobligated balance carried 
        forward, end of year............           1           1           1
----------------------------------------------------------------------------

    New budget authority (gross), detail:
      Mandatory:

60.26   Appropriation (trust fund)......           6           6           6
----------------------------------------------------------------------------

    Change in obligated balances:
72.40 Obligated balance, start of year..                       1           1
73.10 Total new obligations.............           6           6           6
73.20 Total outlays (gross).............          -6          -5          -5
74.40 Obligated balance, end of year....           1           1           1
----------------------------------------------------------------------------

    Outlays (gross), detail:
86.97 Outlays from new mandatory 
        authority.......................           5           5           5
86.98 Outlays from mandatory balances...           1           1
                                           ---------   ---------  ----------
87.00   Total outlays (gross)...........           6           5           5
----------------------------------------------------------------------------

    Net budget authority and outlays:
89.00 Budget authority..................           6           6           6
90.00 Outlays...........................           6           5           5
---------------------------------------------------------------------------

    As authorized in the Appalachian Regional Development Act, the 13 
Appalachian States share with the Federal Government the administrative 
expenses of the Appalachian Regional Commission.

               Object Classification (in millions of dollars)

----------------------------------------------------------------------------
Identification code 46-9971-0-7-452      2001 actual   2002 est.   2003 est.
----------------------------------------------------------------------------
11.8  Personnel compensation: Special 
        personal services payments......           4           4           4
12.1  Civilian personnel benefits.......           1           1           1
23.2  Rental payments to others.........           1           1           1
                                           ---------   ---------  ----------
99.9    Total new obligations...........           6           6           6
---------------------------------------------------------------------------

                                


 
       ARCHITECTURAL AND TRANSPORTATION BARRIERS COMPLIANCE BOARD

                              Federal Funds

General and special funds:

                          Salaries and Expenses

    For expenses necessary for the Architectural and Transportation 
Barriers Compliance Board, as authorized by section 502 of the 
Rehabilitation Act of 1973, as amended, [$5,015,000] $5,340,000: 
Provided, That, notwithstanding any other provision of law, there may be 
credited to this appropriation funds received for publications and 
training expenses. (Department of Transportation and Related Agencies 
Appropriations Act, 2002; additional authorizing legislation required.)

               Program and Financing (in millions of dollars)

----------------------------------------------------------------------------
Identification code 95-3200-0-1-751      2001 actual   2002 est.   2003 est.
----------------------------------------------------------------------------

    Obligations by program activity:
10.00 Total new obligations.............           5           5           5
----------------------------------------------------------------------------

    Budgetary resources available for obligation:
22.00 New budget authority (gross)......           5           5           5
23.95 Total new obligations.............          -5          -5          -5
----------------------------------------------------------------------------

    New budget authority (gross), detail:
      Discretionary:

40.00   Appropriation...................           5           5           5
----------------------------------------------------------------------------

    Change in obligated balances:
72.40 Obligated balance, start of year..           1           1           1
73.10 Total new obligations.............           5           5           5
73.20 Total outlays (gross).............          -5          -5          -5
74.40 Obligated balance, end of year....           1           1
----------------------------------------------------------------------------

    Outlays (gross), detail:
86.90 Outlays from new discretionary 
        authority.......................           5           5           5
86.93 Outlays from discretionary 
        balances........................                       1           1
                                           ---------   ---------  ----------
87.00   Total outlays (gross)...........           5           5           5
----------------------------------------------------------------------------

    Net budget authority and outlays:
89.00 Budget authority..................           5           5           5
90.00 Outlays...........................           5           5           5
---------------------------------------------------------------------------

    The Architectural and Transportation Barriers Compliance Board 
(Access Board) was established by section 502 of the Rehabilitation Act 
of 1973 to ensure compliance with the Architectural Barriers Act of 
1968. Since that time, the Access Board has been the only independent 
Federal agency whose primary mission is accessibility for people with 
disabilities. The Access Board has responsibility under four major 
pieces of legislation: the Architectural Barriers Act of 1968 (ABA); the 
Americans with Disabilities Act of 1990 (ADA); the Telecommunications 
Act of 1996; and section 508 of the Rehabilitation Act.

    The Access Board's first major responsibility was to enforce the 
ABA, ensuring accessibility in facilities built, altered, or leased 
using certain Federal funds. In 2003, the Board will continue to 
process, investigate, and resolve complaints of noncompliance. The 
Access Board has a proven record of voluntary, amicable resolution of 
access issues.

    Under the Americans with Disabilities Act (ADA), the Access Board 
gained responsibility for two major public roles: to develop minimum 
accessibility guidelines for places of public accommodation, commercial 
facilities, State and local government facilities, and transportation 
vehicles and facilities, all of which are covered under the ADA; and to 
offer training and technical assistance to individuals and organizations 
throughout the country on removing architectural, transportation and 
communication barriers.

    In pursuing these responsibilities under the ADA, the Board uses 
citizens' advisory committees, negotiated rulemaking, and other 
communication channels to encourage the

[[Page 1078]]

public's full participation in the Federal rulemaking process for 
developing its ADA Accessibility Guidelines (ADAAG). In addition, the 
Board is working with the building industry toward the development of a 
single set of minimum accessibility guidelines, using ADAAG as the 
basis.

    Section 508 of the Rehabilitation Act of 1973, as amended, requires 
that when federal departments or agencies develop, procure, maintain, or 
use electronic and information technology, they shall ensure that the 
technology is accessible to people with disabilities, unless an undue 
burden would be imposed on the department or agency. In the 
Rehabilitation Act Amendments of 1998 (Title IV of the Workforce 
Investment Act of 1998) the Board was given the responsibility to 
develop the standards that electronic and information technology must 
meet to be accessible to people with disabilities.

    Consistent with the Government Performance and Results Act, (GPRA) 
the Access Board has adopted the following mission statement to guide 
its programs: The Board is the catalyst for achieving an accessible 
America. This statement recognizes that achieving an accessible America 
requires bringing together public and private sectors. The Board has 
established long range goals that aim to bring together public and 
private sectors for achieving an accessible America. The Board's long-
range goals are to:

     LTake a leadership role in the development of codes and 
standards for accessibility

     LWork in partnership with Federal agencies and others to 
make the Federal government a model of compliance with accessibility 
standards

     LBe known as the leading source of information about 
accessibility and disseminate that information to our customers in 
effective ways

    In 2003, the Board will continue to work on its major goal of taking 
a leadership role in the development of codes and standards for 
accessibility. The board plans to complete work on guidelines for 
outdoor developed areas, and publish notices of proposed rulemaking on 
public rights-of-ways and passenger vessels. Following its second goal, 
the Board will continue work with other Federal agencies to identify and 
publicize best practices in compliance with the Architectural Barriers 
Act. In line with its third goal, the Board will be in position to make 
better use of its web pages to disseminate information to the public. 
Finally, the Board will continue to use its website to efficiently 
distribute information about compliance with section 508.

               Object Classification (in millions of dollars)

----------------------------------------------------------------------------
Identification code 95-3200-0-1-751      2001 actual   2002 est.   2003 est.
----------------------------------------------------------------------------
11.1  Direct obligations: Personnel 
        compensation: Full-time 
        permanent.......................           3           3           3
99.5  Below reporting threshold.........           2           2           2
                                           ---------   ---------  ----------
99.9    Total new obligations...........           5           5           5
---------------------------------------------------------------------------

                              Personnel Summary

----------------------------------------------------------------------------
Identification code 95-3200-0-1-751      2001 actual   2002 est.   2003 est.
----------------------------------------------------------------------------
1001  Total compensable workyears: Full-
        time equivalent employment......          31          30          30
---------------------------------------------------------------------------

                                


 
   BARRY GOLDWATER SCHOLARSHIP AND EXCELLENCE IN EDUCATION FOUNDATION

                               Trust Funds

 Barry Goldwater Scholarship and Excellence in Education Foundation Fund

              Unavailable Collections (in millions of dollars)

----------------------------------------------------------------------------
Identification code 95-8281-0-7-502      2001 actual   2002 est.   2003 est.
----------------------------------------------------------------------------
01.99 Balance, start of year............
    Receipts:
02.40 Interest on investments, Barry 
        Goldwater Scholarship and 
        Excellence in Education.........           4           4           4
    Appropriations:
05.00 Barry Goldwater Scholarship and 
        Excellence in Education 
        Foundation......................          -4          -4          -4
                                           ---------   ---------  ----------
07.99 Balance, end of year..............
---------------------------------------------------------------------------

               Program and Financing (in millions of dollars)

----------------------------------------------------------------------------
Identification code 95-8281-0-7-502      2001 actual   2002 est.   2003 est.
----------------------------------------------------------------------------

    Obligations by program activity:
10.00 Total new obligations (object 
        class 41.0).....................           3           3           3
----------------------------------------------------------------------------

    Budgetary resources available for obligation:
21.40 Unobligated balance carried 
        forward, start of year..........          63          63          63
22.00 New budget authority (gross)......           4           4           4
                                           ---------   ---------  ----------
23.90   Total budgetary resources 
          available for obligation......          67          67          67
23.95 Total new obligations.............          -3          -3          -3
24.40 Unobligated balance carried 
        forward, end of year............          63          63          63
----------------------------------------------------------------------------

    New budget authority (gross), detail:
      Mandatory:

60.26   Appropriation (trust fund)......           4           4           4
----------------------------------------------------------------------------

    Change in obligated balances:
72.40 Obligated balance, start of year..           4           4           4
73.10 Total new obligations.............           3           3           3
73.20 Total outlays (gross).............          -3          -3          -3
74.40 Obligated balance, end of year....           4           4           4
----------------------------------------------------------------------------

    Outlays (gross), detail:
86.97 Outlays from new mandatory 
        authority.......................           3           3           3
----------------------------------------------------------------------------

    Net budget authority and outlays:
89.00 Budget authority..................           4           4           4
90.00 Outlays...........................           3           3           3
----------------------------------------------------------------------------

    Memorandum (non-add) entries:
92.01 Total investments, start of year: 
        Federal securities: Par value...          63          63          63
92.02 Total investments, end of year: 
        Federal securities: Par value...          62          63          63
---------------------------------------------------------------------------

    Public Law 99-661 established the Barry Goldwater Scholarship and 
Excellence in Education Foundation to operate the scholarship program 
that is the sole permanent tribute to the former Senator from Arizona. 
The Foundation awards scholarships to outstanding undergraduate students 
who intend to pursue careers in mathematics, science and engineering. 
The Foundation awards approximately 300 scholarships each fiscal year. 

                              Personnel Summary

----------------------------------------------------------------------------
Identification code 95-8281-0-7-502      2001 actual   2002 est.   2003 est.
----------------------------------------------------------------------------
1001  Total compensable workyears: Full-
        time equivalent employment......           2           2           2
---------------------------------------------------------------------------

[[Page 1079]]



                                


 
                     BROADCASTING BOARD OF GOVERNORS

                              Federal Funds

General and special funds:

                  International Broadcasting Operations

    For expenses necessary to enable the Broadcasting Board of 
Governors, as authorized, to carry out international communication 
activities, [$428,234,000] $477,823,000, of which not to exceed $16,000 
may be used for official receptions within the United States as 
authorized, not to exceed $35,000 may be used for representation abroad 
as authorized, and not to exceed $39,000 may be used for official 
reception and representation expenses of Radio Free Europe/Radio 
Liberty; and in addition, notwithstanding any other provision of law, 
not to exceed $2,000,000 in receipts from advertising and revenue from 
business ventures, not to exceed $500,000 in receipts from cooperating 
international organizations, and not to exceed $1,000,000 in receipts 
from privatization efforts of the Voice of America and the International 
Broadcasting Bureau, to remain available until expended for carrying out 
authorized purposes. (Departments of State and Related Agencies 
Appropriations Act, 2002; additional authorizing legislation required.)
    [For emergency expenses to respond to the September 11, 2001, 
terrorist attacks on the United States, for ``International Broadcasting 
Operations'', $9,200,000, to remain available until expended, to be 
obligated from amounts made available in Public Law 107-38.] (Emergency 
Supplemental Act, 2002.)

               Program and Financing (in millions of dollars)

----------------------------------------------------------------------------
Identification code 95-0206-0-1-154      2001 actual   2002 est.   2003 est.
----------------------------------------------------------------------------

    Obligations by program activity:
00.01 Broadcasting Board of Governors...         408         469         478
                                           ---------   ---------  ----------
01.00   Subtotal, direct obligations....         408         469         478
09.01 Reimbursable program..............           1           1           1
                                           ---------   ---------  ----------
10.00   Total new obligations...........         409         470         479
----------------------------------------------------------------------------

    Budgetary resources available for obligation:
21.40 Unobligated balance carried 
        forward, start of year..........           5          11
22.00 New budget authority (gross)......         415         447         479
22.22 Unobligated balance transferred 
        from other accounts.............                      12
                                           ---------   ---------  ----------
23.90   Total budgetary resources 
          available for obligation......         420         470         479
23.95 Total new obligations.............        -409        -470        -479
24.40 Unobligated balance carried 
        forward, end of year............          11
----------------------------------------------------------------------------

    New budget authority (gross), detail:
      Discretionary:

40.00   Appropriation...................         418         437         478
40.15   Appropriation (emergency).......                       9
40.77   Reduction pursuant to P.L. 106-
          554 (0.22 percent)............          -1
41.00   Transferred to other accounts...          -4
42.00   Transferred from other accounts.           1
                                           ---------   ---------  ----------
43.00     Appropriation (total 
            discretionary)..............         414         446         478
68.00 Spending authority from offsetting 
        collections: Offsetting 
        collections (cash)..............           1           1           1
                                           ---------   ---------  ----------
70.00   Total new budget authority 
          (gross).......................         415         447         479
----------------------------------------------------------------------------

    Change in obligated balances:
72.40 Obligated balance, start of year..          88         102          96
73.10 Total new obligations.............         409         470         479
73.20 Total outlays (gross).............        -397        -478        -493
74.40 Obligated balance, end of year....         102          96          82
----------------------------------------------------------------------------

    Outlays (gross), detail:
86.90 Outlays from new discretionary 
        authority.......................         351         379         404
86.93 Outlays from discretionary 
        balances........................          47          99          90
                                           ---------   ---------  ----------
87.00   Total outlays (gross)...........         397         478         493
----------------------------------------------------------------------------

    Offsets:
      Against gross budget authority and outlays:

88.00   Offsetting collections (cash) 
          from: Federal sources.........          -1          -1          -1
----------------------------------------------------------------------------

    Net budget authority and outlays:
89.00 Budget authority..................         414         446         478
90.00 Outlays...........................         396         477         492
---------------------------------------------------------------------------

  Budget Authority and Outlays Excluding Full Funding for Federal Retiree 
                       Costs (in millions of dollars)

----------------------------------------------------------------------------
                                         2001 actual   2002 est.   2003 est.
----------------------------------------------------------------------------

    Net budget authority and outlays:
89.00 Budget authority..................         405         437         468
90.00 Outlays...........................         387         468         482
---------------------------------------------------------------------------

    This appropriation provides operational funding for the Broadcasting 
Board of Governors (BBG), the Voice of America, Radio Free Europe/Radio 
Liberty (RFE/RL), Radio Free Asia, and the necessary engineering and 
technical, program and administrative support activities. Funds provided 
in 2002 and 2003 will support the implementation of a Middle East 
broadcasting initiative.

    Funding for Radio and Television Broadcasting to Cuba is provided in 
a separate account.

               Object Classification (in millions of dollars)

----------------------------------------------------------------------------
Identification code 95-0206-0-1-154      2001 actual   2002 est.   2003 est.
----------------------------------------------------------------------------

      Direct obligations:

        Personnel compensation:
11.1      Full-time permanent...........         117         124         134
11.3      Other than full-time permanent           6           5           5
11.5      Other personnel compensation..           9           9          10
                                           ---------   ---------  ----------
11.9        Total personnel compensation         132         138         149
12.1    Civilian personnel benefits.....          40          53          54
13.0    Benefits for former personnel...           2           2           2
21.0    Travel and transportation of 
          persons.......................           5           6           6
22.0    Transportation of things........           2           3           3
23.1    Rental payments to GSA..........          17          17          21
23.2    Rental payments to others.......          17          19          19
23.3    Communications, utilities, and 
          miscellaneous charges.........          31          39          39
25.2    Other services..................          37          45          45
25.4    Operation and maintenance of 
          facilities....................           3           3           3
25.5    Research and development 
          contracts.....................           2           2           2
25.7    Operation and maintenance of 
          equipment.....................           2           3           3
26.0    Supplies and materials..........          15          22          20
31.0    Equipment.......................           9          20          12
41.0    Grants, subsidies, and 
          contributions.................          94          97         100
                                           ---------   ---------  ----------
99.0      Direct obligations............         408         469         478
99.0  Reimbursable obligations..........           1           1           1
                                           ---------   ---------  ----------
99.9    Total new obligations...........         409         470         479
---------------------------------------------------------------------------

                              Personnel Summary

----------------------------------------------------------------------------
Identification code 95-0206-0-1-154      2001 actual   2002 est.   2003 est.
----------------------------------------------------------------------------
1001  Total compensable workyears: Full-
        time equivalent employment......       2,202       2,342       2,385
---------------------------------------------------------------------------

                                

                    Broadcasting Capital Improvements

    For the purchase, rent, construction, and improvement of facilities 
for radio transmission and reception, and purchase and installation of 
necessary equipment for radio and television transmission and reception 
as authorized, [$25,900,000] $13,740,000, to remain available until 
expended, as authorized. (Departments of State and Related Agencies 
Appropriations Act, 2002.)
    [For emergency expenses to respond to the September 11, 2001, 
terrorist attacks on the United States, for `Broadcasting Capital 
Improvements', $10,000,000, to remain available until expended, to be 
obligated from amounts made available in Public Law 107-38.] (Emergency 
Supplemental Act, 2002.)

               Program and Financing (in millions of dollars)

----------------------------------------------------------------------------
Identification code 95-0204-0-1-154      2001 actual   2002 est.   2003 est.
----------------------------------------------------------------------------

    Obligations by program activity:
00.01 New construction..................           2          28           8
00.02 Upgrade of existing relay station 
        capabilities....................           2          10           3
00.03 Maintenance, improvements, 
        replacement and repair..........          10          14          11
00.05 Satellite and terrestrial feed 
        systems.........................           1           1
                                           ---------   ---------  ----------

[[Page 1080]]


10.00   Total new obligations...........          15          53          22
----------------------------------------------------------------------------

    Budgetary resources available for obligation:
21.40 Unobligated balance carried 
        forward, start of year..........           2           9           8
22.00 New budget authority (gross)......          24          36          14
22.22 Unobligated balance transferred 
        from other accounts.............                      16
                                           ---------   ---------  ----------
23.90   Total budgetary resources 
          available for obligation......          26          61          22
23.95 Total new obligations.............         -15         -53         -22
24.40 Unobligated balance carried 
        forward, end of year............           9           8
----------------------------------------------------------------------------

    New budget authority (gross), detail:
      Discretionary:

40.00   Appropriation...................          20          26          14
40.15   Appropriation (emergency).......                      10
42.00   Transferred from other accounts.           4
                                           ---------   ---------  ----------
43.00     Appropriation (total 
            discretionary)..............          24          36          14
----------------------------------------------------------------------------

    Change in obligated balances:
72.40 Obligated balance, start of year..          39          35          36
73.10 Total new obligations.............          15          53          22
73.20 Total outlays (gross).............         -19         -52         -40
74.40 Obligated balance, end of year....          35          36          18
----------------------------------------------------------------------------

    Outlays (gross), detail:
86.90 Outlays from new discretionary 
        authority.......................           7          18           4
86.93 Outlays from discretionary 
        balances........................          12          34          36
                                           ---------   ---------  ----------
87.00   Total outlays (gross)...........          19          52          40
----------------------------------------------------------------------------

    Net budget authority and outlays:
89.00 Budget authority..................          24          36          14
90.00 Outlays...........................          19          52          40
---------------------------------------------------------------------------

    This account provides funding for maintenance and improvement of the 
International Broadcasting Bureau's worldwide transmission network.

    Upgrade of existing relay station capabilities.--This activity funds 
the upgrade of our existing relay stations to improve transmission 
quality and avoid the need for future new construction.

    Major improvements, replacements and repairs.--This activity funds 
the continuing repairs and improvements required to maintain existing 
global radio and television network, including the conversion of program 
production and operations from an analog to a digital domain and 
enhancing security requirements.

    Satellite and terrestrial feed systems.--This activity provides 
funding for the construction and maintenance of the Satellite 
Interconnect System (SIS) and Television Receive Only (TVRO) earth 
stations.

               Object Classification (in millions of dollars)

----------------------------------------------------------------------------
Identification code 95-0204-0-1-154      2001 actual   2002 est.   2003 est.
----------------------------------------------------------------------------
23.2  Rental payments to others.........           2                       3
25.1  Advisory and assistance services..                       2
25.2  Other services....................           2          12           5
25.4  Operation and maintenance of 
        facilities......................           2
26.0  Supplies and materials............           1           6           2
31.0  Equipment.........................           8          33          12
                                           ---------   ---------  ----------
99.9    Total new obligations...........          15          53          22
---------------------------------------------------------------------------

                                

                          Broadcasting to Cuba

    For necessary expenses to enable the Broadcasting Board of Governors 
to carry out broadcasting to Cuba, including the purchase, rent, 
construction, and improvement of facilities for radio and television 
transmission and reception, and purchase, lease, and installation of 
necessary equipment (including aerostats) for radio and television 
transmission and reception, [$24,872,000] $25,923,000, to remain 
available until expended. (Departments of State and Related Agencies 
Appropriations Act, 2002; additional authorizing legislation required.)

               Program and Financing (in millions of dollars)

----------------------------------------------------------------------------
Identification code 95-0208-0-1-154      2001 actual   2002 est.   2003 est.
----------------------------------------------------------------------------

    Obligations by program activity:
10.00 Total new obligations.............          25          26          28
----------------------------------------------------------------------------

    Budgetary resources available for obligation:
21.40 Unobligated balance carried 
        forward, start of year..........           2           2           2
22.00 New budget authority (gross)......          23          26          26
                                           ---------   ---------  ----------
23.90   Total budgetary resources 
          available for obligation......          25          28          28
23.95 Total new obligations.............         -25         -26         -28
24.40 Unobligated balance carried 
        forward, end of year............           2           2
----------------------------------------------------------------------------

    New budget authority (gross), detail:
      Discretionary:

40.00   Appropriation...................          23          26          26
----------------------------------------------------------------------------

    Change in obligated balances:
72.40 Obligated balance, start of year..           9           8           3
73.10 Total new obligations.............          25          26          28
73.20 Total outlays (gross).............         -25         -31         -26
74.40 Obligated balance, end of year....           8           3           5
----------------------------------------------------------------------------

    Outlays (gross), detail:
86.90 Outlays from new discretionary 
        authority.......................          19          21          21
86.93 Outlays from discretionary 
        balances........................           6          10           5
                                           ---------   ---------  ----------
87.00   Total outlays (gross)...........          25          31          26
----------------------------------------------------------------------------

    Net budget authority and outlays:
89.00 Budget authority..................          23          26          26
90.00 Outlays...........................          25          31          26
---------------------------------------------------------------------------

  Budget Authority and Outlays Excluding Full Funding for Federal Retiree 
                       Costs (in millions of dollars)

----------------------------------------------------------------------------
                                         2001 actual   2002 est.   2003 est.
----------------------------------------------------------------------------

    Net budget authority and outlays:
89.00 Budget authority..................          22          25          25
90.00 Outlays...........................          24          30          25
---------------------------------------------------------------------------

    This account provides funding for Radio Marti and TV Marti to 
provide news and information to the people of Cuba. 

               Object Classification (in millions of dollars)

----------------------------------------------------------------------------
Identification code 95-0208-0-1-154      2001 actual   2002 est.   2003 est.
----------------------------------------------------------------------------

      Personnel compensation:

11.1    Full-time permanent.............          10          11          11
11.5    Other personnel compensation....           1           1           1
                                           ---------   ---------  ----------
11.9      Total personnel compensation..          11          12          12
12.1  Civilian personnel benefits.......           4           4           4
23.1  Rental payments to GSA............           2           2           2
23.3  Communications, utilities, and 
        miscellaneous charges...........           3           3           3
25.2  Other services....................           4           4           5
31.0  Equipment.........................           1           1           2
                                           ---------   ---------  ----------
99.9    Total new obligations...........          25          26          28
---------------------------------------------------------------------------

                              Personnel Summary

----------------------------------------------------------------------------
Identification code 95-0208-0-1-154      2001 actual   2002 est.   2003 est.
----------------------------------------------------------------------------
1001  Total compensable workyears: Full-
        time equivalent employment......         153         163         163
---------------------------------------------------------------------------

[[Page 1081]]



                                

                        Buying Power Maintenance

               Program and Financing (in millions of dollars)

----------------------------------------------------------------------------
Identification code 95-1147-0-1-154      2001 actual   2002 est.   2003 est.
----------------------------------------------------------------------------

    Budgetary resources available for obligation:
21.40 Unobligated balance carried 
        forward, start of year..........           4           4           4
24.40 Unobligated balance carried 
        forward, end of year............           4           4           4
----------------------------------------------------------------------------

    Net budget authority and outlays:
89.00 Budget authority..................
90.00 Outlays...........................
---------------------------------------------------------------------------

    This account provides funding to offset losses due to exchange rate 
and overseas wage and price fluctuations unanticipated in the budget. As 
authorized, gains due to fluctuations are deposited into this account to 
be available to offset future losses.

                                

                               Trust Funds

        Foreign Service National Separation Liability Trust Fund

               Program and Financing (in millions of dollars)

----------------------------------------------------------------------------
Identification code 95-8285-0-7-602      2001 actual   2002 est.   2003 est.
----------------------------------------------------------------------------

    Budgetary resources available for obligation:
21.40 Unobligated balance carried 
        forward, start of year..........           3           4           4
24.40 Unobligated balance carried 
        forward, end of year............           4           4           4
----------------------------------------------------------------------------

    New budget authority (gross), detail:
      Mandatory:

69.00   Offsetting collections (cash)...           1
69.10   Change in uncollected customer 
          payments from Federal sources 
          (unexpired)...................          -1
                                           ---------   ---------  ----------
69.90     Spending authority from 
            offsetting collections 
            (total mandatory)...........
----------------------------------------------------------------------------

    Change in obligated balances:
74.00 Change in uncollected customer 
        payments from Federal sources 
        (unexpired).....................           1
----------------------------------------------------------------------------

    Outlays (gross), detail:
86.98 Outlays from mandatory balances...          -1
----------------------------------------------------------------------------

    Offsets:
      Against gross budget authority and outlays:

88.40   Offsetting collections (cash) 
          from: Non-Federal sources.....          -1
      Against gross budget authority only:

88.95   Change in uncollected customer 
          payments from Federal sources 
          (unexpired)...................           1
----------------------------------------------------------------------------

    Net budget authority and outlays:
89.00 Budget authority..................
90.00 Outlays...........................          -1
---------------------------------------------------------------------------

    This fund is maintained to pay separation costs for Foreign Service 
National employees of the Broadcasting Board of Governors in those 
countries in which such pay is legally authorized. The fund, as 
authorized by Public Law 102-138, and amended by the Foreign Affairs 
Reform and Restructuring Act of 1998, is maintained by annual government 
contributions which are appropriated in the International Broadcasting 
Operations account.

                                


 
                       CENTRAL INTELLIGENCE AGENCY

                              Federal Funds

General and special funds:

    Central Intelligence Agency Retirement and Disability System Fund

    For payment to the Central Intelligence Agency Retirement and 
Disability System Fund, to maintain the proper funding level for 
continuing the operation of the Central Intelligence Agency Retirement 
and Disability System, [$212,000,000] $351,300,000. (Department of 
Defense Appropriations Act, 2002; additional authorizing legislation 
required.)

               Program and Financing (in millions of dollars)

----------------------------------------------------------------------------
Identification code 56-3400-0-1-054      2001 actual   2002 est.   2003 est.
----------------------------------------------------------------------------

    Obligations by program activity:
10.00 Total new obligations.............         216         212         351
----------------------------------------------------------------------------

    Budgetary resources available for obligation:
22.00 New budget authority (gross)......         216         212         351
23.95 Total new obligations.............        -216        -212        -351
----------------------------------------------------------------------------

    New budget authority (gross), detail:
      Mandatory:

60.00   Appropriation...................         216         212         351
----------------------------------------------------------------------------

    Change in obligated balances:
73.10 Total new obligations.............         216         212         351
73.20 Total outlays (gross).............        -216        -212        -351
----------------------------------------------------------------------------

    Outlays (gross), detail:
86.97 Outlays from new mandatory 
        authority.......................         216         212         351
----------------------------------------------------------------------------

    Net budget authority and outlays:
89.00 Budget authority..................         216         212         351
90.00 Outlays...........................         216         212         351
---------------------------------------------------------------------------

  Budget Authority and Outlays Excluding Full Funding for Federal Retiree 
                       Costs (in millions of dollars)

----------------------------------------------------------------------------
                                         2001 actual   2002 est.   2003 est.
----------------------------------------------------------------------------

    Net budget authority and outlays:
89.00 Budget authority..................         216         212         223
90.00 Outlays...........................         216         212         223
---------------------------------------------------------------------------

    This appropriation provides for payment to the Fund of the first of 
40 annual payments to amortize the unfunded liability of the Central 
Intelligence Agency Retirement and Disability System.

               Object Classification (in millions of dollars)

----------------------------------------------------------------------------
Identification code 56-3400-0-1-054      2001 actual   2002 est.   2003 est.
----------------------------------------------------------------------------
12.1  Civilian personnel benefits.......          81          79         205
13.0  Benefits for former personnel.....         135         133         146
                                           ---------   ---------  ----------
99.9    Total new obligations...........         216         212         351
---------------------------------------------------------------------------

                                


 
             CHEMICAL SAFETY AND HAZARD INVESTIGATION BOARD

                              Federal Funds

General and special funds:

             Chemical Safety and Hazard Investigation Board

                          salaries and expenses

    For necessary expenses in carrying out activities pursuant to 
section 112(r)(6) of the Clean Air Act, as amended, including hire of 
passenger vehicles, uniforms or allowances therefor, as authorized by 5 
U.S.C. 5901-5902, and for services authorized by 5 U.S.C. 3109, but at 
rates for individuals not to exceed the per diem equivalent to the 
maximum rate payable for senior level positions under 5 U.S.C. 5376, 
[$7,850,000, $5,350,000] $8,047,000, $5,547,000 of which is to remain 
available until September 30, [2002] 2003 and $2,500,000 of which is to 
remain available until September 30, [2003] 2004: Provided, That the 
Chemical Safety and Hazard Investigation Board shall have not more than 
three career Senior Executive Service positions[: Provided further, 
That, hereafter, there shall be an Inspector General at the Board who 
shall have the duties, responsibilities, and authorities specified in 
the Inspector General Act of 1978, as amended: Provided further, That an 
individual appointed to the posi

[[Page 1082]]

tion of Inspector General of the Federal Emergency Management Agency 
(FEMA) shall, by virtue of such appointment, also hold the position of 
Inspector General of the Board: Provided further, That the Inspector 
General of the Board shall utilize personnel of the Office of Inspector 
General of FEMA in performing the duties of the Inspector General of the 
Board, and shall not appoint any individuals to positions within the 
Board]. (Departments of Veterans Affairs and Housing and Urban 
Development, and Independent Agencies Appropriations Act, 2002; 
additional authorizing legislation required.)

               Program and Financing (in millions of dollars)

----------------------------------------------------------------------------
Identification code 95-3850-0-1-304      2001 actual   2002 est.   2003 est.
----------------------------------------------------------------------------

    Obligations by program activity:
10.00 Total new obligations.............           6           8           8
----------------------------------------------------------------------------

    Budgetary resources available for obligation:
21.40 Unobligated balance carried 
        forward, start of year..........                       2
22.00 New budget authority (gross)......           8           8           8
                                           ---------   ---------  ----------
23.90   Total budgetary resources 
          available for obligation......           8          10           8
23.95 Total new obligations.............          -6          -8          -8
24.40 Unobligated balance carried 
        forward, end of year............           2
----------------------------------------------------------------------------

    New budget authority (gross), detail:
      Discretionary:

40.00   Appropriation...................           8           8           8
----------------------------------------------------------------------------

    Change in obligated balances:
72.40 Obligated balance, start of year..           3           1
73.10 Total new obligations.............           6           8           8
73.20 Total outlays (gross).............          -7          -9          -8
74.40 Obligated balance, end of year....           1
----------------------------------------------------------------------------

    Outlays (gross), detail:
86.90 Outlays from new discretionary 
        authority.......................           3           8           8
86.93 Outlays from discretionary 
        balances........................           4           1
                                           ---------   ---------  ----------
87.00   Total outlays (gross)...........           7           9           8
----------------------------------------------------------------------------

    Net budget authority and outlays:
89.00 Budget authority..................           8           8           8
90.00 Outlays...........................           7           9           8
---------------------------------------------------------------------------

    The Chemical Safety and Hazard Investigation Board, as authorized by 
the Clean Air Act Amendments of 1990, became operational in 1998. It is 
an independent, non-regulatory agency that promotes chemical safety and 
accident prevention through investigating chemical accidents; making 
recommendations for accident prevention; conducting special studies; and 
advising the President and Congress on key issues relating to chemical 
safety and on actions taken by the Environmental Protection Agency, the 
Department of Labor, and other Federal agencies to implement Board 
recommendations. As authorized by law, the Board submitted a separate 
request to Congress and OMB concurrently, of $9.0 million for 2003.

               Object Classification (in millions of dollars)

----------------------------------------------------------------------------
Identification code 95-3850-0-1-304      2001 actual   2002 est.   2003 est.
----------------------------------------------------------------------------
11.1  Personnel compensation: Full-time 
        permanent.......................           3           4           4
12.1  Civilian personnel benefits.......           1           1           1
23.2  Rental payments to others.........                       1           1
25.2  Other services....................           2           2           2
                                           ---------   ---------  ----------
99.9    Total new obligations...........           6           8           8
---------------------------------------------------------------------------

                              Personnel Summary

----------------------------------------------------------------------------
Identification code 95-3850-0-1-304      2001 actual   2002 est.   2003 est.
----------------------------------------------------------------------------
1001  Total compensable workyears: Full-
        time equivalent employment......          33          41          45
---------------------------------------------------------------------------

                                


 
               CHRISTOPHER COLUMBUS FELLOWSHIP FOUNDATION

                               Trust Funds

               Christopher Columbus Fellowship Foundation

              Unavailable Collections (in millions of dollars)

----------------------------------------------------------------------------
Identification code 76-8187-0-7-502      2001 actual   2002 est.   2003 est.
----------------------------------------------------------------------------
01.99 Balance, start of year............
    Receipts:
02.00 Gifts and donations...............                       1           1
    Appropriations:
05.00 Christopher Columbus Fellowship 
        Foundation......................                      -1          -1
                                           ---------   ---------  ----------
07.99 Balance, end of year..............
---------------------------------------------------------------------------

               Program and Financing (in millions of dollars)

----------------------------------------------------------------------------
Identification code 76-8187-0-7-502      2001 actual   2002 est.   2003 est.
----------------------------------------------------------------------------

    Obligations by program activity:
10.00 Total new obligations (object 
        class 41.0).....................           2           1           1
----------------------------------------------------------------------------

    Budgetary resources available for obligation:
21.40 Unobligated balance carried 
        forward, start of year..........           6           5           6
22.00 New budget authority (gross)......                       1           1
                                           ---------   ---------  ----------
23.90   Total budgetary resources 
          available for obligation......           6           6           7
23.95 Total new obligations.............          -2          -1          -1
24.40 Unobligated balance carried 
        forward, end of year............           5           6           6
----------------------------------------------------------------------------

    New budget authority (gross), detail:
      Mandatory:

60.26   Appropriation (trust fund)......                       1           1
----------------------------------------------------------------------------

    Change in obligated balances:
72.40 Obligated balance, start of year..           1           1           1
73.10 Total new obligations.............           2           1           1
73.20 Total outlays (gross).............          -1          -1          -1
74.40 Obligated balance, end of year....           1           1           1
----------------------------------------------------------------------------

    Outlays (gross), detail:
86.98 Outlays from mandatory balances...           1           1           1
----------------------------------------------------------------------------

    Net budget authority and outlays:
89.00 Budget authority..................                       1           1
90.00 Outlays...........................           2           1           1
----------------------------------------------------------------------------

    Memorandum (non-add) entries:
92.01 Total investments, start of year: 
        Federal securities: Par value...                       5           5
92.02 Total investments, end of year: 
        Federal securities: Par value...           5           5           5
---------------------------------------------------------------------------

    Public Law 102-281 established the Christopher Columbus Fellowship 
Foundation ``to encourage and support research, study, and labor 
designed to produce new discoveries in all fields of endeavor for the 
benefit of mankind.'' Surcharges from Christopher Columbus Quincentenary 
coins were placed in the Foundation's trust fund. The trust fund will be 
used to operate the Foundation's programs.

    The Foundation will support programs totaling $1 million in 2002 and 
2003. The Foundation supports five competitive programs rewarding 
individuals and communities who develop innovative approaches to solving 
problems.

                              Personnel Summary

----------------------------------------------------------------------------
Identification code 76-8187-0-7-502      2001 actual   2002 est.   2003 est.
----------------------------------------------------------------------------
1001  Total compensable workyears: Full-
        time equivalent employment......           1           1           1
---------------------------------------------------------------------------

[[Page 1083]]



                                


 
                         COMMISSION OF FINE ARTS

                              Federal Funds

General and special funds:

                          Salaries and Expenses

    For expenses made necessary by the Act establishing a Commission of 
Fine Arts (40 U.S.C. 104), $1,224,000: Provided, That the Commission is 
authorized to charge fees to cover the full costs of its publications, 
and such fees shall be credited to this account as an offsetting 
collection, to remain available until expended without further 
appropriation. (Department of the Interior and Related Agencies 
Appropriations Act, 2002.)

               Program and Financing (in millions of dollars)

----------------------------------------------------------------------------
Identification code 95-2600-0-1-451      2001 actual   2002 est.   2003 est.
----------------------------------------------------------------------------

    Obligations by program activity:
10.00 Total new obligations (object 
        class 99.5).....................           1           1           1
----------------------------------------------------------------------------

    Budgetary resources available for obligation:
22.00 New budget authority (gross)......           1           1           1
23.95 Total new obligations.............          -1          -1          -1
----------------------------------------------------------------------------

    New budget authority (gross), detail:
      Discretionary:

40.00   Appropriation...................           1           1           1
----------------------------------------------------------------------------

    Change in obligated balances:
73.10 Total new obligations.............           1           1           1
73.20 Total outlays (gross).............          -1          -1          -1
----------------------------------------------------------------------------

    Outlays (gross), detail:
86.90 Outlays from new discretionary 
        authority.......................           1           1           1
----------------------------------------------------------------------------

    Net budget authority and outlays:
89.00 Budget authority..................           1           1           1
90.00 Outlays...........................           1           1           1
---------------------------------------------------------------------------

    The Commission advises the President, Congress, and department heads 
on matters of architecture, sculpture, landscape, and other fine arts. 
Its primary function is to preserve and enhance the appearance of the 
National Capital.

                              Personnel Summary

----------------------------------------------------------------------------
Identification code 95-2600-0-1-451      2001 actual   2002 est.   2003 est.
----------------------------------------------------------------------------
1001  Total compensable workyears: Full-
        time equivalent employment......           7           8           8
---------------------------------------------------------------------------

                                

               National Capital Arts and Cultural Affairs

    For necessary expenses as authorized by Public Law 99-190 (20 U.S.C. 
956(a)), as amended, $7,000,000. (Department of the Interior and Related 
Agencies Appropriations Act, 2002.)

                        Administrative Provision

    Sec. 101.  National Capital Arts and Cultural Affairs--
    (a) There is hereby authorized a program to support artistic and 
cultural programs in the Nation's Capital, to provide grants for general 
operating support to eligible organizations located in the District of 
Columbia whose primary purpose is performing, exhibiting, and presenting 
the arts. Eligibility for grants shall be limited to not-for-profit, 
non-academic institutions. Beginning in fiscal year 2003 and thereafter, 
funds provided for grants shall be transferred to the District of 
Columbia Commission on Arts and Humanities, to be awarded through a 
competitive, merit-reviewed process.
    (b) The heading, ``National Capital Arts and Cultural Affairs,'' and 
everything thereunder in section 101(d) of Public Law 99-190 (99 Stat. 
1261; 20 U.S.C. 956a), as amended, are hereby repealed.

               Program and Financing (in millions of dollars)

----------------------------------------------------------------------------
Identification code 95-2602-0-1-503      2001 actual   2002 est.   2003 est.
----------------------------------------------------------------------------

    Obligations by program activity:
10.00 Total new obligations (object 
        class 41.0).....................           7           7           7
----------------------------------------------------------------------------

    Budgetary resources available for obligation:
22.00 New budget authority (gross)......           7           7           7
23.95 Total new obligations.............          -7          -7          -7
----------------------------------------------------------------------------

    New budget authority (gross), detail:
      Discretionary:

40.00   Appropriation...................           7           7           7
----------------------------------------------------------------------------

    Change in obligated balances:
73.10 Total new obligations.............           7           7           7
73.20 Total outlays (gross).............          -7          -7          -7
----------------------------------------------------------------------------

    Outlays (gross), detail:
86.90 Outlays from new discretionary 
        authority.......................           7           7           7
----------------------------------------------------------------------------

    Net budget authority and outlays:
89.00 Budget authority..................           7           7           7
90.00 Outlays...........................           7           7           7
---------------------------------------------------------------------------

    This program provides payments for general operating support to 
Washington, D.C. arts and other cultural organizations.

                                


 
                       COMMISSION ON CIVIL RIGHTS

                              Federal Funds

General and special funds:

                          Salaries and Expenses

    For necessary expenses of the Commission on Civil Rights, including 
hire of passenger motor vehicles, [$9,096,000] $9,575,000: Provided, 
That not to exceed $50,000 may be used to employ consultants: Provided 
further, That none of the funds appropriated in this paragraph shall be 
used to employ in excess of four full-time individuals under Schedule C 
of the Excepted Service exclusive of one special assistant for each 
Commissioner: Provided further, That none of the funds appropriated in 
this paragraph shall be used to reimburse Commissioners for more than 75 
billable days, with the exception of the chairperson, who is permitted 
125 billable days. (Departments of Commerce, Justice, and State, the 
Judiciary, and Related Agencies Appropriations Act, 2002; additional 
authorizing legislation required.)

               Program and Financing (in millions of dollars)

----------------------------------------------------------------------------
Identification code 95-1900-0-1-751      2001 actual   2002 est.   2003 est.
----------------------------------------------------------------------------

    Obligations by program activity:
10.00 Total new obligations.............           9           9           9
----------------------------------------------------------------------------

    Budgetary resources available for obligation:
22.00 New budget authority (gross)......           9           9           9
23.95 Total new obligations.............          -9          -9          -9
----------------------------------------------------------------------------

    New budget authority (gross), detail:
      Discretionary:

40.00   Appropriation...................           9           9           9
----------------------------------------------------------------------------

    Change in obligated balances:
72.40 Obligated balance, start of year..           1           1           1
73.10 Total new obligations.............           9           9           9
73.20 Total outlays (gross).............          -9          -9          -9
74.40 Obligated balance, end of year....           1           1           1
----------------------------------------------------------------------------

    Outlays (gross), detail:
86.90 Outlays from new discretionary 
        authority.......................           8           8           8
86.93 Outlays from discretionary 
        balances........................                       1           1
                                           ---------   ---------  ----------
87.00   Total outlays (gross)...........           9           9           9
----------------------------------------------------------------------------

    Net budget authority and outlays:
89.00 Budget authority..................           9           9           9
90.00 Outlays...........................           9           9           9
---------------------------------------------------------------------------

    The Commission engages in studies concerning areas in which there 
may be denials of civil rights and reports on these matters to the 
President and the Congress. Hearings by the Commissioners are held to 
investigate and obtain information about denials of civil rights. 
Conferences and open

[[Page 1084]]

meetings are held by staff and State Advisory Committees to gather data 
and issue reports providing information about civil rights problems. In 
addition, the Commission appraises and reports on Federal agencies, 
enforcement of civil rights laws. Complaints alleging discrimination are 
referred to the proper Federal agencies.

    The Commission provides liaison with private groups, public groups, 
and the media to provide civil rights information to Government 
officials, organizations, and the public. The Commission issues 
publications and public service announcements to discourage 
discrimination and denial of equal protection of the laws. The 
Commission also provides a library resource to support civil rights 
research, studies, hearings, and other Commission activities, and makes 
this information available to the general public.

               Object Classification (in millions of dollars)

----------------------------------------------------------------------------
Identification code 95-1900-0-1-751      2001 actual   2002 est.   2003 est.
----------------------------------------------------------------------------
11.1  Personnel compensation: Full-time 
        permanent.......................           5           5           5
12.1  Civilian personnel benefits.......           1           1           1
23.1  Rental payments to GSA............           1           1           1
25.2  Other services....................           2           2           2
                                           ---------   ---------  ----------
99.9    Total new obligations...........           9           9           9
---------------------------------------------------------------------------

                              Personnel Summary

----------------------------------------------------------------------------
Identification code 95-1900-0-1-751      2001 actual   2002 est.   2003 est.
----------------------------------------------------------------------------
1001  Total compensable workyears: Full-
        time equivalent employment......          75          76          76
---------------------------------------------------------------------------

                                


 
                       COMMISSION ON OCEAN POLICY

                              Federal Funds

General and special funds:

                          Salaries and Expenses

    [For the necessary expenses of the Commission on Ocean Policy, 
pursuant to Public Law 106-256, $3,000,000, to remain available until 
expended: Provided, That the Commission shall present to the Congress 
within 18 months of appointment its recommendations for a national ocean 
policy.] (Departments of Commerce, Justice, and State, the Judiciary, 
and Related Agencies Appropriations Act, 2002.)

               Program and Financing (in millions of dollars)

----------------------------------------------------------------------------
Identification code 48-2955-0-1-306      2001 actual   2002 est.   2003 est.
----------------------------------------------------------------------------

    Obligations by program activity:
10.00 Total new obligations.............                       6           1
----------------------------------------------------------------------------

    Budgetary resources available for obligation:
21.40 Unobligated balance carried 
        forward, start of year..........           3           4           1
22.00 New budget authority (gross)......           1           3
                                           ---------   ---------  ----------
23.90   Total budgetary resources 
          available for obligation......           4           7           1
23.95 Total new obligations.............                      -6          -1
24.40 Unobligated balance carried 
        forward, end of year............           4           1
----------------------------------------------------------------------------

    New budget authority (gross), detail:
      Discretionary:

40.00   Appropriation...................           1           3
----------------------------------------------------------------------------

    Change in obligated balances:
72.40 Obligated balance, start of year..                                   1
73.10 Total new obligations.............                       6           1
73.20 Total outlays (gross).............                      -5          -2
74.40 Obligated balance, end of year....                       1
----------------------------------------------------------------------------

    Outlays (gross), detail:
86.90 Outlays from new discretionary 
        authority.......................                       3
86.93 Outlays from discretionary 
        balances........................                       2
                                           ---------   ---------  ----------
87.00   Total outlays (gross)...........                       5           2
----------------------------------------------------------------------------

    Net budget authority and outlays:
89.00 Budget authority..................           1           3
90.00 Outlays...........................                       5           2
---------------------------------------------------------------------------

    The Commission on Ocean Policy was established to make 
recommendations for a coordinated and comprehensive national ocean 
policy. Findings and recommendations are to be submitted to the 
President and Congress within 18 months of the first meeting.

               Object Classification (in millions of dollars)

----------------------------------------------------------------------------
Identification code 48-2955-0-1-306      2001 actual   2002 est.   2003 est.
----------------------------------------------------------------------------
25.1  Direct obligations: Advisory and 
        assistance services.............                       4           1
99.5  Below reporting threshold.........                       2
                                           ---------   ---------  ----------
99.9    Total new obligations...........                       6           1
---------------------------------------------------------------------------


 
  COMMITTEE FOR PURCHASE FROM PEOPLE WHO ARE BLIND OR SEVERELY DISABLED

                              Federal Funds

General and special funds:

                          Salaries and Expenses

    For necessary expenses of the Committee for Purchase From People Who 
Are Blind or Severely Disabled established by Public Law 92-28, 
[$4,629,000] $4,850,145. (Independent Agencies Appropriations Act, 2002; 
additional authorizing legislation required.)

               Program and Financing (in millions of dollars)

----------------------------------------------------------------------------
Identification code 95-2000-0-1-505      2001 actual   2002 est.   2003 est.
----------------------------------------------------------------------------

    Obligations by program activity:
10.00 Total new obligations.............           3           5           5
----------------------------------------------------------------------------

    Budgetary resources available for obligation:
22.00 New budget authority (gross)......           4           5           5
23.95 Total new obligations.............          -3          -5          -5
23.98 Unobligated balance expiring or 
        withdrawn.......................          -1
----------------------------------------------------------------------------

    New budget authority (gross), detail:
      Discretionary:

40.00   Appropriation...................           4           5           5
----------------------------------------------------------------------------

    Change in obligated balances:
72.40 Obligated balance, start of year..           1           1
73.10 Total new obligations.............           3           5           5
73.20 Total outlays (gross).............          -3          -4          -5
74.40 Obligated balance, end of year....           1
----------------------------------------------------------------------------

    Outlays (gross), detail:
86.90 Outlays from new discretionary 
        authority.......................           4           4           4
86.93 Outlays from discretionary 
        balances........................                                   1
                                           ---------   ---------  ----------
87.00   Total outlays (gross)...........           3           4           5
----------------------------------------------------------------------------

    Net budget authority and outlays:
89.00 Budget authority..................           4           5           5
90.00 Outlays...........................           3           4           4
---------------------------------------------------------------------------

    The Committee for Purchase From People Who Are Blind or Severely 
Disabled administers the Javits-Wagner-O'Day (JWOD) Act of 1971, as 
amended. Its primary objective is to use the purchasing power of the 
Federal Government to provide people who are blind or have other severe 
disabilities with employment and training that will develop and improve 
job skills as well as prepare them for employment options outside the 
JWOD Program. In 2003, the Committee's goal is to employ approximately 
50,000 people who are blind or have other severe disabilities in 650 
producing nonprofit agencies. The Committee's duties include promoting 
the program; determining which products and services are suitable for 
Gov

[[Page 1085]]

ernment procurement from qualified nonprofit agencies serving people who 
are blind or have other severe disabilities; maintaining a procurement 
list of such products and services; determining the fair market price 
for products and services on the procurement list; and making rules and 
regulations necessary to carry out the purposes of the Act. In 2003 the 
Committee's goal is to have sales of $1.6 billion.

    The Committee staff's responsibilities include promoting and 
assessing the overall programs; supervising the selection and assignment 
of new products and services; assisting in establishing prices; 
reviewing and adjusting these prices; verifying the qualifications of 
nonprofit agencies; and monitoring their performance. The increased 
resources proposed for 2003 would enable the Committee to continue its 
marketing efforts, which are essential to protecting jobs for people 
with disabilities involved in supplying commercial-type products such as 
office supplies to Federal customers under the JWOD Program. The 
education functions to be supported by these funds would focus on 
informing Federal purchase card holders about JWOD products and working 
with private sector distributors of those products, including e-commerce 
vendors.

               Object Classification (in millions of dollars)

----------------------------------------------------------------------------
Identification code 95-2000-0-1-505      2001 actual   2002 est.   2003 est.
----------------------------------------------------------------------------
11.1  Direct obligations: Personnel 
        compensation: Full-time 
        permanent.......................           2           2           2
99.5  Below reporting threshold.........           1           3           3
                                           ---------   ---------  ----------
99.9    Total new obligations...........           3           5           5
---------------------------------------------------------------------------

                              Personnel Summary

----------------------------------------------------------------------------
Identification code 95-2000-0-1-505      2001 actual   2002 est.   2003 est.
----------------------------------------------------------------------------
1001  Total compensable workyears: Full-
        time equivalent employment......          21          29          29
---------------------------------------------------------------------------

                                


 
                  COMMODITY FUTURES TRADING COMMISSION

                              Federal Funds

General and special funds:

                  Commodity Futures Trading Commission

    For necessary expenses to carry out the provisions of the Commodity 
Exchange Act (7 U.S.C. 1 et seq.), including the purchase and hire of 
passenger motor vehicles; the rental of space (to include multiple year 
leases) in the District of Columbia and elsewhere; and not to exceed 
$25,000 for employment under 5 U.S.C. 3109, [$70,700,000] $82,800,000, 
including not to exceed $2,000 for official reception and representation 
expenses. (Agriculture, Rural Development, Food and Drug Administration, 
and Related Agencies Appropriations Act, 2002; additional authorizing 
legislation required.)
    [For emergency expenses to respond to the September 11, 2001, 
terrorist attacks on the United States, for ``Commodity Futures Trading 
Commission'', $16,900,000, to remain available until expended, to be 
obligated from amounts made available in Public Law 107-38.] (Emergency 
Supplemental Act, 2002.)

               Program and Financing (in millions of dollars)

----------------------------------------------------------------------------
Identification code 95-1400-0-1-376      2001 actual   2002 est.   2003 est.
----------------------------------------------------------------------------

    Obligations by program activity:
00.01 Market surveillance, analysis, and 
        research........................          13          17          16
00.02 Enforcement.......................          28          36          32
00.03 Trading and markets...............          21          27          25
00.04 Proceedings.......................           3           4           3
00.05 General counsel...................           6           7           7
                                           ---------   ---------  ----------
10.00   Total new obligations...........          71          91          83
----------------------------------------------------------------------------

    Budgetary resources available for obligation:
22.00 New budget authority (gross)......          71          91          83
23.95 Total new obligations.............         -71         -91         -83
----------------------------------------------------------------------------

    New budget authority (gross), detail:
      Discretionary:

40.00   Appropriation...................          71          74          83
40.15   Appropriation (emergency).......                      17
                                           ---------   ---------  ----------
43.00     Appropriation (total 
            discretionary)..............          71          91          83
----------------------------------------------------------------------------

    Change in obligated balances:
72.40 Obligated balance, start of year..           9          11          12
73.10 Total new obligations.............          71          91          83
73.20 Total outlays (gross).............         -68         -91         -81
74.40 Obligated balance, end of year....          11          12          13
----------------------------------------------------------------------------

    Outlays (gross), detail:
86.90 Outlays from new discretionary 
        authority.......................          62          83          74
86.93 Outlays from discretionary 
        balances........................           6           9           8
                                           ---------   ---------  ----------
87.00   Total outlays (gross)...........          68          91          81
----------------------------------------------------------------------------

    Net budget authority and outlays:
89.00 Budget authority..................          71          91          83
90.00 Outlays...........................          68          91          81
---------------------------------------------------------------------------

  Budget Authority and Outlays Excluding Full Funding for Federal Retiree 
                       Costs (in millions of dollars)

----------------------------------------------------------------------------
                                         2001 actual   2002 est.   2003 est.
----------------------------------------------------------------------------

    Net budget authority and outlays:
89.00 Budget authority..................          68          88          80
90.00 Outlays...........................          65          88          78
---------------------------------------------------------------------------

                 Summary of Budget Authority and Outlays

                        (in millions of dollars)

                                     2001 actual  2002 est.   2003 est.
Enacted/requested:
  Budget Authority..................          71          91          83
  Outlays...........................          68          92          82
Legislative proposal, not subject to 
    PAYGO:
  Budget Authority..................                                 -33
  Outlays...........................                                 -33
                                    ------------------------------------
Total:
  Budget Authority..................          71          91          50
  Outlays...........................          68          92          49
                                    ====================================

    The Commodity Futures Trading Commission (CFTC) administers the 
Commodity Exchange Act of 1936, as amended. The purpose of the CFTC is 
to further the economic utility of the futures markets by encouraging 
their efficiency, assuring their integrity, and protecting participants 
against abusive trade practices, fraud, and deceit. The object of 
commodity futures trading regulation is to enable the markets to better 
serve their designated functions of providing a price discovery 
mechanism and a means of offsetting price risk. By properly serving 
these functions, the futures markets serve the public interest by 
contributing toward better planning, more efficient distribution and 
consumption, and more economical marketing. The commodity futures and 
options markets represent one of America's most innovative and 
competitive contributions to the international financial services 
industry.

    The Administration proposes additional dollar resources above the 
fiscal year 2002 level for the Commission. These resources contribute to 
the Commission's ability to investigate and detect fraud and abuse and 
ensure the continued integrity of the commodities markets. In addition, 
these funds would provide the Commission with enforcement and 
surveillance resources to respond to the continued growth and use of 
complex trading and derivative instruments.

    Market surveillance, analysis and research.--Responsibilities under 
this program include daily surveillance of the market activity of large 
individual traders and fundamental economic market factors to insure 
orderly markets. Contract terms and conditions are reviewed to insure 
conformity with

[[Page 1086]]

current cash marketing conditions and adequate deliverable supplies. 
This program also systematically investigates the functioning of markets 
and market users and develops better tools to assist in detecting and 
preventing price distortions.

                                     2001 actual  2002 est.   2003 est.
Trader and broker reports analyzed 
(thousands).........................      56,100      75,000      78,800
Market surveillance reports prepared       2,218       2,480       2,780
Review every request for approval of 
products and rule changes within 45 
days and respond....................          NA           %           %

    Enforcement.--The enforcement program is responsible for detecting, 
investigating, and litigating violations of the Act or regulations. 
These violations may include actual and attempted market manipulations, 
cheating and defrauding cus- tomers, and abusive trading practices such 
as fictitious trading, wash trading, and pre-arranged trading. This 
program may seek remedies through the administrative process or by 
injunctive actions in the Federal Courts.

                                     2001 actual  2002 est.   2003 est.
Investigations:
  Opened............................         231         138         138
  Completed.........................         171         141         142
Cases:
  Opened............................          60          44          44
  Completed.........................          35          38          38

    Trading and markets.--This program is designed to protect customer 
funds, prevent and detect financial, sales practice and trading abuses, 
and to assure the financial integrity and fitness of firms holding 
customer funds. In order to assure compliance with statutory 
requirements, this program monitors compliance activities of designated 
contract markets and the National Futures Association, conducts audits 
and reviews of registrants, and reviews self-regulatory organizations' 
rules and proposed rule changes. The program also develops regulations 
pursuant to statutory requirements and coordinates with other domestic 
and international regulators relative to cross border financial services 
affecting futures and options products.

                                     2001 actual  2002 est.   2003 est.
Oversight audits of registrants.....          26          30          30
Review self-regulatory organization 
rules...............................       2,779       1,600       1,600
Review adequacy of self-regulatory 
organization disciplinary actions...         584         575         590
Audits of clearing organizations and 
firms handling customer money.......          15          17          18
Written requests for regulatory 
exemptive relief granted............         248         265         275

                                     2001 actual  2002 est.   2003 est.
Reparations:
  Cases pending (beginning balance).          64          67          67
  Cases received/forwarded..........          97         100         100
  Cases dismissed, settled, or 
    disposed........................          94         100         100
  Cases pending (ending balance)....          67          67          67

    General Counsel.--The Office of the General Counsel provides legal 
services and support to the Commission's program divisions, including 
engaging in defensive, appellate, and amicus litigation; assisting the 
Commission in the performance of its adjudicatory functions; drafting 
regulations; interpreting the Commodity Exchange Act; and providing no-
action letters and opinions to the public.

               Object Classification (in millions of dollars)

----------------------------------------------------------------------------
Identification code 95-1400-0-1-376      2001 actual   2002 est.   2003 est.
----------------------------------------------------------------------------

      Personnel compensation:

11.1    Full-time permanent.............          36          37          42
11.3    Other than full-time permanent..           2           2           2
11.5    Other personnel compensation....           1           2           1
                                           ---------   ---------  ----------
11.9      Total personnel compensation..          39          41          45
12.1  Civilian personnel benefits.......          13          14          15
21.0  Travel and transportation of 
        persons.........................           1           1           1
23.2  Rental payments to others.........           8           8          10
23.3  Communications, utilities, and 
        miscellaneous charges...........           2           2           2
25.2  Other services....................           6          20           7
26.0  Supplies and materials............           1           1           1
31.0  Equipment.........................           1           4           2
                                           ---------   ---------  ----------
99.9    Total new obligations...........          71          91          83
---------------------------------------------------------------------------

                              Personnel Summary

----------------------------------------------------------------------------
Identification code 95-1400-0-1-376      2001 actual   2002 est.   2003 est.
----------------------------------------------------------------------------
1001  Total compensable workyears: Full-
        time equivalent employment......         546         510         537
---------------------------------------------------------------------------

                                

                  Commodity Futures Trading Commission

              (Legislative proposal, not subject to PAYGO)

               Program and Financing (in millions of dollars)

----------------------------------------------------------------------------
Identification code 95-1400-2-1-376      2001 actual   2002 est.   2003 est.
----------------------------------------------------------------------------

    Obligations by program activity:
00.01 Direct obligations................                                 -33
09.01 Reimbursable obligations..........                                  33
                                           ---------   ---------  ----------
10.00   Total new obligations...........
----------------------------------------------------------------------------

    New budget authority (gross), detail:
      Discretionary:

40.00   Appropriation...................                                 -33
68.00 Spending authority from offsetting 
        collections: Offsetting 
        collections (cash)..............                                  33
                                           ---------   ---------  ----------
70.00   Total new budget authority 
          (gross).......................
----------------------------------------------------------------------------

    Change in obligated balances:
73.10 Total new obligations.............
----------------------------------------------------------------------------

    Offsets:
      Against gross budget authority and outlays:

88.40   Offsetting collections (cash) 
          from: Non-Federal sources.....                                 -33
----------------------------------------------------------------------------

    Net budget authority and outlays:
89.00 Budget authority..................                                 -33
90.00 Outlays...........................                                 -33
---------------------------------------------------------------------------

    Authorizing legislation will be proposed to establish a transactions 
fee on commodity futures and option contracts traded on approved 
exchanges to cover the cost of the Commission's regulatory activities. 
The collection and use of this fee, once authorized, will be contingent 
on appropriation action. For 2003, the fee would be effective on April 
1, 2003 and be set on round turn transactions and would generate 
offsetting governmental collections of approximately $33 million. The 
authorizing legislation would in future years give appropriators the 
ability to adjust the fee in order to match the Commission's 
appropriated level. The enactment of such fee legislation would allow 
the Commission, the Federal government's regulator of the futures 
industry, to overcome past budget restraints without harming the 
competitive position of U.S. exchanges.

               Object Classification (in millions of dollars)

----------------------------------------------------------------------------
Identification code 95-1400-2-1-376      2001 actual   2002 est.   2003 est.
----------------------------------------------------------------------------

      Direct obligations:

        Personnel compensation:
11.1      Full-time permanent...........                                 -17
11.3      Other than full-time permanent                                  -1
                                           ---------   ---------  ----------
11.9        Total personnel compensation                                 -18
12.1    Civilian personnel benefits.....                                  -6
23.2    Rental payments to others.......                                  -4
25.2    Other services..................                                  -4
31.0    Equipment.......................                                  -1
                                           ---------   ---------  ----------
99.0      Direct obligations............                                 -33
99.0  Reimbursable obligations..........                                  33
                                           ---------   ---------  ----------

[[Page 1087]]


99.9    Total new obligations...........
---------------------------------------------------------------------------

                              Personnel Summary

----------------------------------------------------------------------------
Identification code 95-1400-2-1-376      2001 actual   2002 est.   2003 est.
----------------------------------------------------------------------------
    Direct:
1001  Total compensable workyears: Full-
        time equivalent employment......                                -220
    Reimbursable:
2001  Total compensable workyears: Full-
        time equivalent employment......                                 220
---------------------------------------------------------------------------

                                


 
                   CONSUMER PRODUCT SAFETY COMMISSION

                              Federal Funds

General and special funds:

                          Salaries and Expenses

    For necessary expenses of the Consumer Product Safety Commission, 
including hire of passenger motor vehicles, services as authorized by 5 
U.S.C. 3109, but at rates for individuals not to exceed the per diem 
rate equivalent to the maximum rate payable under 5 U.S.C. 5376, 
purchase of nominal awards to recognize non-Federal officials' 
contributions to Commission activities, and not to exceed $500 for 
official reception and representation expenses, [$55,200,000] 
$59,875,000. (Departments of Veterans Affairs and Housing and Urban 
Development, and Independent Agencies Appropriations Act, 2002; 
additional authorizing legislation required.)

               Program and Financing (in millions of dollars)

----------------------------------------------------------------------------
Identification code 61-0100-0-1-554      2001 actual   2002 est.   2003 est.
----------------------------------------------------------------------------

    Obligations by program activity:
      Direct program:

00.01   Reducing product hazards to 
          children and families.........          46          49          50
00.02   Identifying and researching 
          product hazards...............           9           9          10
09.01 Reimbursable program..............           3           4           4
                                           ---------   ---------  ----------
10.00   Total new obligations...........          58          62          64
----------------------------------------------------------------------------

    Budgetary resources available for obligation:
22.00 New budget authority (gross)......          58          62          64
23.95 Total new obligations.............         -58         -62         -64
----------------------------------------------------------------------------

    New budget authority (gross), detail:
      Discretionary:

40.00   Appropriation...................          55          58          60
68.00 Spending authority from offsetting 
        collections: Offsetting 
        collections (cash)..............           3           4           4
                                           ---------   ---------  ----------
70.00   Total new budget authority 
          (gross).......................          58          62          64
----------------------------------------------------------------------------

    Change in obligated balances:
72.40 Obligated balance, start of year..           8           8           8
73.10 Total new obligations.............          58          62          64
73.20 Total outlays (gross).............         -58         -62         -64
74.40 Obligated balance, end of year....           8           8           8
----------------------------------------------------------------------------

    Outlays (gross), detail:
86.90 Outlays from new discretionary 
        authority.......................          51          56          58
86.93 Outlays from discretionary 
        balances........................           7           6           6
                                           ---------   ---------  ----------
87.00   Total outlays (gross)...........          58          62          64
----------------------------------------------------------------------------

    Offsets:
      Against gross budget authority and outlays:

88.00   Offsetting collections (cash) 
          from: Federal sources.........          -3          -4          -4
----------------------------------------------------------------------------

    Net budget authority and outlays:
89.00 Budget authority..................          55          58          60
90.00 Outlays...........................          55          58          60
---------------------------------------------------------------------------

  Budget Authority and Outlays Excluding Full Funding for Federal Retiree 
                       Costs (in millions of dollars)

----------------------------------------------------------------------------
                                         2001 actual   2002 est.   2003 est.
----------------------------------------------------------------------------

    Net budget authority and outlays:
89.00 Budget authority..................          52          55          57
90.00 Outlays...........................          52          55          57
---------------------------------------------------------------------------

    The Commission addresses a number of product safety areas. These 
include fire and thermal burn hazards, electrical hazards, acute and 
chronic chemical hazards, children's and recreational product hazards, 
power equipment hazards, and household structural products hazards. 

               Object Classification (in millions of dollars)

----------------------------------------------------------------------------
Identification code 61-0100-0-1-554      2001 actual   2002 est.   2003 est.
----------------------------------------------------------------------------

      Direct obligations:

        Personnel compensation:
11.1      Full-time permanent...........          30          33          34
11.3      Other than full-time permanent           2           2           2
                                           ---------   ---------  ----------
11.9        Total personnel compensation          32          35          36
12.1    Civilian personnel benefits.....          10          10          11
21.0    Travel and transportation of 
          persons.......................           1           1           1
23.1    Rental payments to GSA..........           3           4           4
23.3    Communications, utilities, and 
          miscellaneous charges.........           1           1           1
25.2    Other services..................           3           4           4
25.3    Other purchases of goods and 
          services from Government 
          accounts......................           1           1           1
26.0    Supplies and materials..........           1
31.0    Equipment.......................           2
                                           ---------   ---------  ----------
99.0      Direct obligations............          54          56          58
99.0  Reimbursable obligations..........           3           4           4
99.5  Below reporting threshold.........           1           2           2
                                           ---------   ---------  ----------
99.9    Total new obligations...........          58          62          64
---------------------------------------------------------------------------

                              Personnel Summary

----------------------------------------------------------------------------
Identification code 61-0100-0-1-554      2001 actual   2002 est.   2003 est.
----------------------------------------------------------------------------
1001  Total compensable workyears: Full-
        time equivalent employment......         469         480         480
---------------------------------------------------------------------------

                                


 
             CORPORATION FOR NATIONAL AND COMMUNITY SERVICE

                              Federal Funds

General and special funds:

                 National and Community Service Programs

                           Operating Expenses

    For necessary expenses for the Corporation for National and 
Community Service [(the ``Corporation'')] in carrying out programs, 
activities, and initiatives under the National and Community Service Act 
of 1990 (the ``Act'') (42 U.S.C. 12501 et seq.), [$401,980,000] 
$632,634,990, to remain available until September 30, [2003: Provided, 
That not more than $31,000,000 shall be available for administrative 
expenses authorized under section 501(a)(4) of the Act (42 U.S.C. 
12671(a)(4)) with not less than $2,000,000 targeted for the acquisition 
of a cost accounting system for the Corporation's financial management 
system, an integrated grants management system that provides 
comprehensive financial management information for all Corporation 
grants and cooperative agreements, and the establishment, operation, and 
maintenance of a central archives serving as the repository for all 
grant, cooperative agreement, and related documents, without regard to 
the provisions of section 501(a)(4)(B) of the Act] 2004: Provided 
[further], That not more than $2,500 shall be for official reception and 
representation expenses: Provided further, That [of amounts previously 
transferred to the National Service Trust] not more than $57,000,000, to 
remain available until expended, shall be transferred to the National 
Service Trust, of which up to[,] $20,000,000 shall be to provide 
education awards to individuals, age 55 or older, who complete a part-
time term of service in an approved national service position, and who 
may deposit the award in an education retirement account under section 
530 of the Internal Revenue Code of 1986, for which a child is 
designated beneficiary, or use the award for the senior's own current 
educational expenses as authorized in section 148 of the Act; and of 
which up to, $5,000,000 shall be available for national service 
scholarships for high school students

[[Page 1088]]

performing community service: Provided further, That not more than 
[$240,492,000] $403,267,000 of the amount provided under this heading 
shall be available for grants under the National Service Trust program 
authorized under subtitle C of title I of the Act (42 U.S.C. 12571 et 
seq.) (relating to activities including the AmeriCorps program), and for 
grants to organizations operating projects under the AmeriCorps 
Education Awards Program and AmeriCorps Promise Fellows Program (without 
regard to the requirements of section 121(d) and (e), section 131(e), 
section 132, and section 140(a), (d), and (e) of the Act): of which not 
more than [$47,000,000] $71,000,000 may be used to administer, 
reimburse, or support any national service program authorized under 
section 121(d)(2) of such Act (42 U.S.C. 12581(d)(2))[; not more than 
$25,000,000 shall be made available to activities dedicated to 
developing computer and information technology skills for students and 
teachers in low-income communities]: Provided further, That not more 
than $10,000,000 of the funds made available under this heading shall be 
made available for the Points of Light Foundation for activities 
authorized under title III of the Act (42 U.S.C. 12661 et seq.), of 
which not more than $2,500,000 may be used to establish or support an 
endowment fund, the corpus of which shall remain intact and the interest 
income from which shall be used to support activities described in title 
III of the Act, provided that the Foundation may invest the corpus and 
income in federally insured bank savings accounts or comparable interest 
bearing accounts, certificates of deposit, money market funds, mutual 
funds, obligations of the United States, and other market instruments 
and securities but not in real estate investments: [Provided further, 
That notwithstanding any other law $2,500,000 of the funds made 
available by the Corporation to the Foundation under Public Law 106-377 
may be used in the manner described in the preceding proviso:] Provided 
further, That no funds shall be available for national service programs 
run by Federal agencies authorized under section 121(b) of such Act (42 
U.S.C. 12571(b)): [Provided further, That to the maximum extent 
feasible, funds appropriated under subtitle C of title I of the Act 
shall be provided in a manner that is consistent with the 
recommendations of peer review panels in order to ensure that priority 
is given to programs that demonstrate quality, innovation, 
replicability, and sustainability: Provided further, That not more than 
$25,000,000 of the funds made available under this heading shall be 
available for the Civilian Community Corps authorized under subtitle E 
of title I of the Act (42 U.S.C. 12611 et seq.): Provided further, That 
not more than $43,000,000 shall be available for school-based and 
community-based service-learning programs authorized under subtitle B of 
title I of the Act (42 U.S.C. 12521 et seq.):] Provided further, That 
not more than [$28,488,000] $35,500,000 shall be available for quality 
and innovation activities authorized under subtitle H of title I of the 
Act (42 U.S.C. 12853 et seq.): [Provided further, That not more than 
$5,000,000 shall be available for audits and other evaluations 
authorized under section 179 of the Act (42 U.S.C. 12639): Provided 
further, That to the maximum extent practicable, the Corporation shall 
increase significantly the level of matching funds and in-kind 
contributions provided by the private sector, and shall reduce the total 
Federal costs per participant in all programs:] Provided further, That 
not more than $7,500,000 of the funds made available under this heading 
shall be made available to America's Promise--The Alliance for Youth, 
Inc. only to support efforts to mobilize individuals, groups, and 
organizations to build and strengthen the character and competence of 
the Nation's youth[: Provided further, That not more than $5,000,000 of 
the funds made available under this heading shall be made available to 
the Communities In Schools, Inc. to support dropout prevention 
activities: Provided further, That not more than $2,500,000 of the funds 
made available under this heading shall be made available to the YMCA of 
the USA to support school-based programs designed to strengthen 
collaborations and linkages between public schools and communities: 
Provided further, That not more than $1,000,000 of the funds made 
available under this heading shall be made available to Teach For 
America: Provided further, That not more than $1,500,000 of the funds 
made available under this heading shall be made available to Parents As 
Teachers National Center, Inc. to support literacy activities: Provided 
further, That not more than $1,500,000 of the funds made available under 
this heading shall be made available to the Youth Life Foundation to 
meet the needs of children living in insecure environments]. 
(Departments of Veterans Affairs and Housing and Urban Development, and 
Independent Agencies Appropriations Act, 2002; additional authorizing 
legislation required.)

               Program and Financing (in millions of dollars)

----------------------------------------------------------------------------
Identification code 95-2720-0-1-506      2001 actual   2002 est.   2003 est.
----------------------------------------------------------------------------

    Obligations by program activity:
00.01 National Service Trust............          70                      57
00.02 AmeriCorps grants.................         259         292         403
00.03 Innovation assistance and other 
        activities......................          35          30          35
00.04 Evaluation........................           5           6           5
00.05 National Civilian Community Corps.          21          27          35
00.06 Learn and Serve America...........          51          47          43
00.07 NCSA program administration.......          34          34          37
00.08 Points of Light Foundation........          10          10          10
00.09 America's Promise.................           8           8           8
00.10 Communities in schools, boys and 
        girls clubs, etc................          11          11
                                           ---------   ---------  ----------
10.00   Total new obligations...........         504         465         633
----------------------------------------------------------------------------

    Budgetary resources available for obligation:
21.40 Unobligated balance carried 
        forward, start of year..........          96          61
22.00 New budget authority (gross)......         460         404         633
22.10 Resources available from 
        recoveries of prior year 
        obligations.....................           9
                                           ---------   ---------  ----------
23.90   Total budgetary resources 
          available for obligation......         565         465         633
23.95 Total new obligations.............        -504        -465        -633
24.40 Unobligated balance carried 
        forward, end of year............          61
----------------------------------------------------------------------------

    New budget authority (gross), detail:
      Discretionary:

40.00   Appropriation...................         461         404         633
40.77   Reduction pursuant to P.L. 106-
          554 (0.22 percent)............          -1
                                           ---------   ---------  ----------
43.00     Appropriation (total 
            discretionary)..............         460         404         633
----------------------------------------------------------------------------

    Change in obligated balances:
72.40 Obligated balance, start of year..         519         553         585
73.10 Total new obligations.............         504         465         633
73.20 Total outlays (gross).............        -454        -433        -518
73.40 Adjustments in expired accounts 
        (net)...........................          -7
73.45 Recoveries of prior year 
        obligations.....................          -9
74.40 Obligated balance, end of year....         553         585         700
----------------------------------------------------------------------------

    Outlays (gross), detail:
86.90 Outlays from new discretionary 
        authority.......................         142         111         174
86.93 Outlays from discretionary 
        balances........................         312         322         344
                                           ---------   ---------  ----------
87.00   Total outlays (gross)...........         454         433         518
----------------------------------------------------------------------------

    Net budget authority and outlays:
89.00 Budget authority..................         460         404         633
90.00 Outlays...........................         454         433         518
---------------------------------------------------------------------------

  Budget Authority and Outlays Excluding Full Funding for Federal Retiree 
                       Costs (in millions of dollars)

----------------------------------------------------------------------------
                                         2001 actual   2002 est.   2003 est.
----------------------------------------------------------------------------

    Net budget authority and outlays:
89.00 Budget authority..................         458         402         631
90.00 Outlays...........................         452         431         516
---------------------------------------------------------------------------

    The Corporation for National and Community Service works with non-
profits, faith-based groups, schools, and other civic organizations to 
engage Americans of all ages and backgrounds in community-based service 
which addresses the Nation's educational, human, public safety, and 
environmental needs, including homeland security, to achieve meaningful 
results. In doing so, the Corporation fosters civic responsibility, 
strengthens the ties that bind us together as a people, and provides 
educational opportunity for those who make a substantial commitment to 
service.

    National Service Trust.--The Trust serves as a secure repository for 
educational awards set aside for eligible participants in National 
Service programs.

    AmeriCorps grants.--With funds both channelled through States and 
provided directly to community based organizations, AmeriCorps grants 
enable communities to address prob

[[Page 1089]]

lems they identify by using the skills of individuals serving in 
National Service positions.

    Innovation, assistance, and other activities.--This activity 
provides support to programs receiving assistance under AmeriCorps or 
Learn and Serve America or to organizations or States which would like 
to create programs or apply to the Corporation for funding. This 
activity also includes funds for challenge grants for teaching and other 
national service programs, where private sources provide at least 50 
percent of the amount required to operate the program.

    Evaluation.--This activity supports studies of the impact and 
effectiveness of Corporation programs.

    National Civilian Community Corps.--This residential National 
Service program provides unique service opportunities for members and 
communities.

    Learn and Serve America.--Through grants to State educational 
agencies, colleges and consortia of colleges and nonprofit 
organizations, and other means, opportunities will be provided to 
students to participate in service learning activities.

    NCSA program administration.--These funds will be provided to State 
Commissions to develop National Service plans and manage these 
activities within their States and will be used by the Corporation to 
administer these activities.

    Points of Light Foundation.--A grant will be provided to this 
nongovernment, nonprofit 501(c)(3) entity to enable it to increase 
opportunities for Americans to participate in voluntary activities.

    America's Promise.--A grant will be provided to this non-government, 
nonprofit 501(c)(3) entity to enable it to mobilize individuals, groups 
and organizations to build and strengthen the character and competence 
of the Nation's youth. 

               Object Classification (in millions of dollars)

----------------------------------------------------------------------------
Identification code 95-2720-0-1-506      2001 actual   2002 est.   2003 est.
----------------------------------------------------------------------------

      Personnel compensation:

11.1    Full-time permanent.............          18          18          21
11.3    Other than full-time permanent..           5           5           9
                                           ---------   ---------  ----------
11.9      Total personnel compensation..          23          23          30
12.1  Civilian personnel benefits.......           7           7           8
21.0  Travel and transportation of 
        persons.........................           4           3           5
23.3  Communications, utilities, and 
        miscellaneous charges...........           2           2           3
25.2  Other services....................          18          14          19
26.0  Supplies and materials............           1           1           2
41.0  Grants, subsidies, and 
        contributions...................         379         415         509
92.0  National Service Trust............          70                      57
                                           ---------   ---------  ----------
99.9    Total new obligations...........         504         465         633
---------------------------------------------------------------------------

                              Personnel Summary

----------------------------------------------------------------------------
Identification code 95-2720-0-1-506      2001 actual   2002 est.   2003 est.
----------------------------------------------------------------------------
1001  Total compensable workyears: Full-
        time equivalent employment......         285         302         310
---------------------------------------------------------------------------

                                

         Domestic Volunteer Service Programs, Operating Expenses

    For expenses necessary for the Corporation for National and 
Community Service to carry out the provisions of the Domestic Volunteer 
Service Act of 1973, as amended, [$328,895,000: Provided, That none of 
the funds made available to the Corporation for National and Community 
Service in this Act for activities authorized by part E of title II of 
the Domestic Volunteer Service Act of 1973 shall be used to provide 
stipends or other monetary incentives to volunteers or volunteer leaders 
whose incomes exceed 125 percent of the national poverty level] 
$397,432,787. (Departments of Labor, Health and Human Services, and 
Education, and Related Agencies Appropriations Act, 2002; additional 
authorizing legislation required.)

               Program and Financing (in millions of dollars)

----------------------------------------------------------------------------
Identification code 95-0103-0-1-506      2001 actual   2002 est.   2003 est.
----------------------------------------------------------------------------

    Obligations by program activity:
      Direct program:

00.01   Volunteers in Service to America          83          85          94
00.02   Special Volunteer Programs......                       5          55
00.03   National Senior Service Corps...         189         207         213
00.05   Program support.................          33          33          35
09.01 Reimbursable program..............           6           6           6
                                           ---------   ---------  ----------
10.00   Total new obligations...........         311         336         403
----------------------------------------------------------------------------

    Budgetary resources available for obligation:
22.00 New budget authority (gross)......         311         336         403
23.95 Total new obligations.............        -311        -336        -403
23.98 Unobligated balance expiring or 
        withdrawn.......................          -1
----------------------------------------------------------------------------

    New budget authority (gross), detail:
      Discretionary:

40.00   Appropriation...................         305         330         397
68.00 Spending authority from offsetting 
        collections: Offsetting 
        collections (cash)..............           6           6           6
                                           ---------   ---------  ----------
70.00   Total new budget authority 
          (gross).......................         311         336         403
----------------------------------------------------------------------------

    Change in obligated balances:
72.40 Obligated balance, start of year..         149         161         163
73.10 Total new obligations.............         311         336         403
73.20 Total outlays (gross).............        -292        -332        -385
73.40 Adjustments in expired accounts 
        (net)...........................          -7
74.10 Change in uncollected customer 
        payments from Federal sources 
        (expired).......................           2
74.40 Obligated balance, end of year....         161         163         181
----------------------------------------------------------------------------

    Outlays (gross), detail:
86.90 Outlays from new discretionary 
        authority.......................         164         191         230
86.93 Outlays from discretionary 
        balances........................         128         141         155
                                           ---------   ---------  ----------
87.00   Total outlays (gross)...........         292         332         385
----------------------------------------------------------------------------

    Offsets:
      Against gross budget authority and outlays:

        Offsetting collections (cash) 
            from:
88.00     Federal sources...............          -2          -2          -2
88.40     Non-Federal sources...........          -4          -4          -4
                                           ---------   ---------  ----------
88.90       Total, offsetting 
              collections (cash)........          -6          -6          -6
----------------------------------------------------------------------------

    Net budget authority and outlays:
89.00 Budget authority..................         305         330         397
90.00 Outlays...........................         287         326         379
---------------------------------------------------------------------------

  Budget Authority and Outlays Excluding Full Funding for Federal Retiree 
                       Costs (in millions of dollars)

----------------------------------------------------------------------------
                                         2001 actual   2002 est.   2003 est.
----------------------------------------------------------------------------

    Net budget authority and outlays:
89.00 Budget authority..................         304         329         396
90.00 Outlays...........................         286         325         378
---------------------------------------------------------------------------

    Volunteers in Service to America.--The AmeriCorps*VISTA program 
assists communities working to resolve local poverty-related problems in 
areas such as illiteracy, hunger, unemployment, substance abuse, 
homelessness, and lack of adequate health support.

    Special volunteer programs.--These programs help mobilize volunteers 
and citizens for civic purposes, including homeland security.

    National Senior Service Corps.--These programs provide opportunities 
for people aged 55 and over, including those who are low-income, to 
volunteer their services to the community in many socially useful 
activities including helping children learn to read and working with the 
emotionally disturbed, the mentally retarded, and physically disabled, 
as well as the isolated and infirm elderly.

    Program support.--Costs of program direction and administration are 
financed by this activity. 

[[Page 1090]]

               Object Classification (in millions of dollars)

----------------------------------------------------------------------------
Identification code 95-0103-0-1-506      2001 actual   2002 est.   2003 est.
----------------------------------------------------------------------------

      Direct obligations:

        Personnel compensation:
11.1      Full-time permanent...........          18          18          18
11.8      Special personal services 
            payments....................          42          45          49
                                           ---------   ---------  ----------
11.9        Total personnel compensation          60          63          67
12.1    Civilian personnel benefits.....           6           6           6
21.0    Travel and transportation of 
          persons.......................           5           5           6
23.1    Rental payments to GSA..........           4           4           4
23.3    Communications, utilities, and 
          miscellaneous charges.........           2           2           3
25.2    Other services..................          15          15          18
41.0    Grants, subsidies, and 
          contributions.................         213         235         293
                                           ---------   ---------  ----------
99.0      Direct obligations............         305         330         397
99.0  Reimbursable obligations..........           6           6           6
                                           ---------   ---------  ----------
99.9    Total new obligations...........         311         336         403
---------------------------------------------------------------------------

                              Personnel Summary

----------------------------------------------------------------------------
Identification code 95-0103-0-1-506      2001 actual   2002 est.   2003 est.
----------------------------------------------------------------------------
1001  Total compensable workyears: Full-
        time equivalent employment......         298         310         309
---------------------------------------------------------------------------

                                

                       Office of Inspector General

    For necessary expenses of the Office of Inspector General in 
carrying out the Inspector General Act of 1978, as amended, 
[$5,000,000,] $5,076,797, to remain available until September 30, [2003] 
2004. (Departments of Veterans Affairs and Housing and Urban 
Development, and Independent Agencies Appropriations Act, 2002; 
additional authorizing legislation required.)

               Program and Financing (in millions of dollars)

----------------------------------------------------------------------------
Identification code 95-2721-0-1-506      2001 actual   2002 est.   2003 est.
----------------------------------------------------------------------------

    Obligations by program activity:
10.00 Total new obligations.............           5           6           5
----------------------------------------------------------------------------

    Budgetary resources available for obligation:
21.40 Unobligated balance carried 
        forward, start of year..........           1           1
22.00 New budget authority (gross)......           5           5           5
                                           ---------   ---------  ----------
23.90   Total budgetary resources 
          available for obligation......           6           6           5
23.95 Total new obligations.............          -5          -6          -5
24.40 Unobligated balance carried 
        forward, end of year............           1
----------------------------------------------------------------------------

    New budget authority (gross), detail:
      Discretionary:

40.00   Appropriation...................           5           5           5
----------------------------------------------------------------------------

    Change in obligated balances:
72.40 Obligated balance, start of year..           2           2           2
73.10 Total new obligations.............           5           6           5
73.20 Total outlays (gross).............          -5          -6          -5
74.40 Obligated balance, end of year....           2           2           2
----------------------------------------------------------------------------

    Outlays (gross), detail:
86.90 Outlays from new discretionary 
        authority.......................           3           3           3
86.93 Outlays from discretionary 
        balances........................           2           3           2
                                           ---------   ---------  ----------
87.00   Total outlays (gross)...........           5           6           5
----------------------------------------------------------------------------

    Net budget authority and outlays:
89.00 Budget authority..................           5           5           5
90.00 Outlays...........................           4           6           5
---------------------------------------------------------------------------

    The Office of the Inspector General provides an independent 
assessment of Corporation operations, primarily through audits and 
investigations, with a goal of preventing fraud, waste, and abuse. 

               Object Classification (in millions of dollars)

----------------------------------------------------------------------------
Identification code 95-2721-0-1-506      2001 actual   2002 est.   2003 est.
----------------------------------------------------------------------------
11.1  Personnel compensation: Full-time 
        permanent.......................           2           2           2
25.2  Other services....................           3           4           3
                                           ---------   ---------  ----------
99.9    Total new obligations...........           5           6           5
---------------------------------------------------------------------------

                              Personnel Summary

----------------------------------------------------------------------------
Identification code 95-2721-0-1-506      2001 actual   2002 est.   2003 est.
----------------------------------------------------------------------------
1001  Total compensable workyears: Full-
        time equivalent employment......          14          21          21
---------------------------------------------------------------------------

                                

                               Trust Funds

                        Gifts and Contributions 

              Unavailable Collections (in millions of dollars)

----------------------------------------------------------------------------
Identification code 95-9972-0-7-506      2001 actual   2002 est.   2003 est.
----------------------------------------------------------------------------
01.99 Balance, start of year............
    Receipts:
02.40 Interest on investment............          22          16          16
02.41 Payment from the general fund.....          70                      57
                                           ---------   ---------  ----------
02.99   Total receipts and collections..          92          16          73
    Appropriations:
05.00 Gifts and contributions...........         -92         -16         -73
                                           ---------   ---------  ----------
05.99   Total appropriations............         -92         -16         -73
                                           ---------   ---------  ----------
07.99 Balance, end of year..............
---------------------------------------------------------------------------

               Program and Financing (in millions of dollars)

----------------------------------------------------------------------------
Identification code 95-9972-0-7-506      2001 actual   2002 est.   2003 est.
----------------------------------------------------------------------------

    Obligations by program activity:
10.00 Total new obligations (object 
        class 25.2).....................          84          75          80
----------------------------------------------------------------------------

    Budgetary resources available for obligation:
21.40 Unobligated balance carried 
        forward, start of year..........         321         299         240
22.00 New budget authority (gross)......          62          16          73
                                           ---------   ---------  ----------
23.90   Total budgetary resources 
          available for obligation......         383         315         313
23.95 Total new obligations.............         -84         -75         -80
24.40 Unobligated balance carried 
        forward, end of year............         299         240         233
----------------------------------------------------------------------------

    New budget authority (gross), detail:
      Discretionary:

40.26   Appropriation (trust fund)......          70                      57
40.36   Unobligated balance rescinded...         -30
                                           ---------   ---------  ----------
43.00     Appropriation (total 
            discretionary)..............          40                      57
      Mandatory:

60.26   Appropriation (trust fund)......          22          16          16
                                           ---------   ---------  ----------
70.00   Total new budget authority 
          (gross).......................          62          16          73
----------------------------------------------------------------------------

    Change in obligated balances:
73.10 Total new obligations.............          84          75          80
73.20 Total outlays (gross).............         -84         -75         -80
----------------------------------------------------------------------------

    Outlays (gross), detail:
86.93 Outlays from discretionary 
        balances........................          77          68          72
86.97 Outlays from new mandatory 
        authority.......................           7           4           4
86.98 Outlays from mandatory balances...                       3           4
                                           ---------   ---------  ----------
87.00   Total outlays (gross)...........          84          75          80
----------------------------------------------------------------------------

    Net budget authority and outlays:
89.00 Budget authority..................          62          16          73
90.00 Outlays...........................          84          75          80
----------------------------------------------------------------------------

    Memorandum (non-add) entries:
92.01 Total investments, start of year: 
        Federal securities: Par value...         344         319         260
92.02 Total investments, end of year: 
        Federal securities: Par value...         319         260         253
---------------------------------------------------------------------------



[[Page 1091]]



    The gifts and contributions account is a consolidation of two trust 
accounts. In one, gifts and contributions from indi- viduals and 
organizations are deposited for use in furthering program goals. In the 
other, funds appropriated to make educational awards to individuals who 
successfully complete national service are maintained until such time as 
the individual uses those awards.

                                


 
                   CORPORATION FOR PUBLIC BROADCASTING

                              Federal Funds

General and special funds:

                   Corporation for Public Broadcasting

    For payment to the Corporation for Public Broadcasting, [as 
authorized by the Communications Act of 1934, an amount which shall be 
available within limitations specified by that Act, for the fiscal year 
2004, $380,000,000: Provided, That no funds made available to the 
Corporation for Public Broadcasting by this Act shall be used to pay for 
receptions, parties, or similar forms of entertainment for Government 
officials or employees: Provided further, That none of the funds 
contained in this paragraph shall be available or used to aid or support 
any program or activity from which any person is excluded, or is denied 
benefits, or is discriminated against, on the basis of race, color, 
national origin, religion, or sex: Provided further, That in addition to 
the amounts provided above,] $25,000,000, for costs related to digital 
program production, development, and distribution, associated with the 
transition of public broadcasting to digital broadcasting, to be awarded 
as determined by the Corporation in consultation with public radio and 
television licensees or permittees, or their designated representatives. 
(Departments of Labor, Health and Human Services, and Education, and 
Related Agencies Appropriations Act, 2002.)

               Program and Financing (in millions of dollars)

----------------------------------------------------------------------------
Identification code 20-0151-0-1-503      2001 actual   2002 est.   2003 est.
----------------------------------------------------------------------------

    Obligations by program activity:
00.01 General programming and system 
        support.........................         340         350         365
00.02 Digital transition................          20          25          25
                                           ---------   ---------  ----------
10.00   Total new obligations (object 
          class 41.0)...................         360         375         390
----------------------------------------------------------------------------

    Budgetary resources available for obligation:
22.00 New budget authority (gross)......         360         375         390
23.95 Total new obligations.............        -360        -375        -390
----------------------------------------------------------------------------

    New budget authority (gross), detail:
      Discretionary:

40.00   Appropriation--Digital..........          20          25          25
55.00   Advance appropriation--General 
          Programming...................         340         350         365
                                           ---------   ---------  ----------
70.00   Total new budget authority 
          (gross).......................         360         375         390
----------------------------------------------------------------------------

    Change in obligated balances:
73.10 Total new obligations.............         360         375         390
73.20 Total outlays (gross).............        -360        -375        -390
----------------------------------------------------------------------------

    Outlays (gross), detail:
86.90 Outlays from new discretionary 
        authority.......................         360         375         390
----------------------------------------------------------------------------

    Net budget authority and outlays:
89.00 Budget authority..................         360         375         390
90.00 Outlays...........................         360         375         390
---------------------------------------------------------------------------

    General programming.--The Corporation for Public Broadcasting 
provides grants to qualified public television and radio stations to be 
used at their discretion for purposes related to program production or 
acquisition and general operations. The Corporation also supports the 
production and acquisition of radio and television programs for national 
distribution. In addition, the Corporation assists in the financing of 
several system-wide activities, including national satellite 
interconnection services and the payment of music royalty fees, and 
provides limited technical assistance, research, and planning services 
to improve system-wide capacity and performance. By custom, the 
appropriation for the Corporation has been enacted two years in advance. 
For 2003 and 2004, appropriations of $365 million and $380 million were 
enacted in the 2001 and 2002 appropriations acts, respectively.

    The Administration proposes that the Corporation receive 
appropriations like other programs that receive Federal assistance. 
Therefore, a 2005 funding request for the Corporation will be proposed 
in the FY 2005 President's Budget.

    Public broadcasting assists in the educational and cultural 
development of our Nation. Funding for the Corporation facilitates the 
provision of universally available educational, non-commercial public 
telecommunications services that meet the needs of local communities 
across the country.

    Digital transition.--In April 1997, the Federal Communications 
Commission issued regulations requiring broadcasters to transition from 
analog to digital broadcasting. Public broadcasters must convert to 
digital by May 1, 2003, with the possibility of extensions or waivers. 
Both the Corporation for Public Broadcasting and the Department of 
Commerce support public broadcasting's digital transition. Commerce 
Department funding will be targeted for digital transmission equipment, 
while the Corporation's funding will support necessary investments 
related to digital program production, development and distribution.

                                


 
           UNITED STATES COURT OF APPEALS FOR VETERANS CLAIMS

                              Federal Funds

General and special funds:

                          Salaries and Expenses

    For necessary expenses for the operation of the United States Court 
of Appeals for Veterans Claims as authorized by 38 U.S.C. 7251-7298, 
[$13,221,000] $14,708,000 of which [$895,000] $1,045,000 shall be 
available for the purpose of providing financial assistance as 
described, and in accordance with the process and reporting procedures 
set forth, under this heading in Public Law 102-229.) (Departments of 
Veterans Affairs and Housing and Urban Development, and Independent 
Agencies Appropriations Act, 2002; additional authorizing legislation 
required).

    (The appropriations proposal submitted by the United States Court of 
Appeals for Veterans Claims follows:)

    For necessary expenses for the operation of the United States Court 
of Appeals for Veterans Claims as authorized by 38 U.S.C. 7251-7298, 
[$13,221,000], $14,994,000 of which (a) [$895,000] $1,045,000 shall be 
available for the purpose of providing financial assistance as 
described, and in accordance with the process and reporting procedures 
set forth, under this heading in Public Law 102-229, and (b) $286,000 
shall be available for the purpose of providing security enhancements. 
(Departments of Veterans Affairs and Housing and Urban Development, and 
Independent Agencies Appropriations Act, 2002; additional authorizing 
legislation required.)

               Program and Financing (in millions of dollars)

----------------------------------------------------------------------------
Identification code 95-0300-0-1-705      2001 actual   2002 est.   2003 est.
----------------------------------------------------------------------------

    Obligations by program activity:
10.00 Total new obligations.............          12          13          15
----------------------------------------------------------------------------

    Budgetary resources available for obligation:
22.00 New budget authority (gross)......          12          13          15
23.95 Total new obligations.............         -12         -13         -15
----------------------------------------------------------------------------

    New budget authority (gross), detail:
      Discretionary:

40.00   Appropriation...................          12          13          15
----------------------------------------------------------------------------

    Change in obligated balances:
72.40 Obligated balance, start of year..           1           2           2
73.10 Total new obligations.............          12          13          15
73.20 Total outlays (gross).............         -11         -13         -15
74.40 Obligated balance, end of year....           2           2           2
----------------------------------------------------------------------------

[[Page 1092]]



    Outlays (gross), detail:
86.90 Outlays from new discretionary 
        authority.......................          10          12          14
86.93 Outlays from discretionary 
        balances........................           1           1           1
                                           ---------   ---------  ----------
87.00   Total outlays (gross)...........          11          13          15
----------------------------------------------------------------------------

    Net budget authority and outlays:
89.00 Budget authority..................          12          13          15
90.00 Outlays...........................          11          13          15
---------------------------------------------------------------------------

    The Administration does not support the Court's proposal to lease 
the entire parking garage underneath the building partially occupied by 
the Court and to sublease parking spaces to other Federal agencies. The 
privately owned building is rented by the General Service Administration 
(GSA) on behalf of several agencies, and determinations on the leasing 
of parking spaces are more appropriately addressed by GSA.

    The Veterans Judicial Review Act, 38 U.S.C. Sec. Sec. 7251-7292 
(1988) established the United States Court of Veterans Appeals (renamed 
United States Court of Appeals for Veterans Claims as of March 1, 1999, 
Public Law 105-368) under Article I of the United States Constitution. 
The Court is empowered to review decisions of the Board of Veterans' 
Appeals and may affirm, modify, revise, or remand a decision of the 
Board of Veterans' Appeals as it deems appropriate. The type of review 
performed by the Court is similar to that which is performed in Article 
III courts under the Administrative Procedure Act, title 5 U.S.C. 
Sec. Sec. 551 et seq. In actions before it, the Court has the authority 
to decide all relevant questions of law, to interpret constitutional, 
statutory, and regulatory provisions, and to determine the meaning or 
applicability of the terms of an action by the Secretary of the 
Department of Veterans Affairs. The Court, being created by an act of 
Congress, may issue all writs necessary or appropriate in aid of its 
jurisdiction, 28 U.S.C. Sec. 1651.

    The Court is empowered to: compel actions of the Secretary that are 
found to have been unlawfully withheld or unreasonably delayed; and set 
aside decisions, findings, conclusions, rules, and regulations issued or 
adopted by the Secretary, the Board of Veterans' Appeals, or the 
Chairman of the Board that are found to be arbitrary or capricious. The 
Court may also set aside decisions which are abuse of discretion or 
otherwise not in accordance with the law, contrary to constitutional 
right, in excess of statutory jurisdiction or authority, or without 
observance of the procedures required by law. In cases involving 
benefits under the laws administered by the Department, the Court may 
hold unlawful or set aside findings of material facts if the findings 
are clearly erroneous.

    The Court's principal office location is Washington, D.C.; however, 
it is a national court, empowered to sit anywhere in the United States.

    Pro bono program.--The Legal Services Corporation administers a 
grant program to provide pro bono representation and legal assistance to 
claimants who file appeals with the Court. Congress funds the grant 
program through the Court's appropriation. To maintain impartiality, the 
Court does not administer the program or comment on the program's budget 
estimate.

    Practice registration fees.--38 U.S.C. Sec. 7285 established a fund, 
which receives no appropriations, that will be used by the U.S. Court of 
Appeals for Veterans Claims to employ independent counsel to pursue 
disciplinary matters involving practitioners and to defray costs for the 
implementation of the standards of practice before the Court.

               Object Classification (in millions of dollars)

----------------------------------------------------------------------------
Identification code 95-0300-0-1-705      2001 actual   2002 est.   2003 est.
----------------------------------------------------------------------------

      Direct obligations:

11.3    Personnel compensation: Other 
          than full-time permanent......           6           7           7
12.1    Civilian personnel benefits.....           2           2           3
23.1    Rental payments to GSA..........           2           2           2
41.0    Grants, subsidies, and 
          contributions.................           1           1           1
                                           ---------   ---------  ----------
99.0      Direct obligations............          11          12          13
99.5  Below reporting threshold.........           1           1           2
                                           ---------   ---------  ----------
99.9    Total new obligations...........          12          13          15
---------------------------------------------------------------------------

                              Personnel Summary

----------------------------------------------------------------------------
Identification code 95-0300-0-1-705      2001 actual   2002 est.   2003 est.
----------------------------------------------------------------------------
1001  Total compensable workyears: Full-
        time equivalent employment......          79          88          93
---------------------------------------------------------------------------

                                

                               Trust Funds

          Court of Appeals for Veterans Claims Retirement Fund 

              Unavailable Collections (in millions of dollars)

----------------------------------------------------------------------------
Identification code 95-8290-0-7-705      2001 actual   2002 est.   2003 est.
----------------------------------------------------------------------------
01.99 Balance, start of year............           5           6           6
    Receipts:
02.40 Employing agency contributions....           1           1           1
                                           ---------   ---------  ----------
04.00 Total: Balances and collections...           6           6           7
                                           ---------   ---------  ----------
07.99 Balance, end of year..............           6           6           7
---------------------------------------------------------------------------

    This fund, established under 38 U.S.C. Sec. 7298 will be used to pay 
judges' retired pay and annuities, refunds, and allowances to surviving 
spouses and dependent children. Participating judges pay one percent of 
their salaries to cover creditable service for retirement annuity 
purposes for which payment is required and 2.2 percent of their salaries 
for survivor annuity purposes for which payment is required. Additional 
funds as are needed to cover the unfunded liability may be transferred 
from the annual appropriation of the U.S. Court of Appeals for Veterans 
Claims.

                                


 
   COURT SERVICES AND OFFENDER SUPERVISION AGENCY FOR THE DISTRICT OF 
                                COLUMBIA

                              Federal Funds

General and special funds:

 Federal Payment to the Court Services and Offender Supervision Agency 
                      for the District of Columbia

                      (including transfer of funds)

    For salaries and expenses, including the transfer and hire of motor 
vehicles, of the Court Services and Offender Supervision Agency for the 
District of Columbia, as authorized by the National Capital 
Revitalization and Self-Government Improvement Act of 1997 (Public Law 
105-33; 111 Stat. 712), [$147,300,000, of which $13,015,000 shall remain 
available until expended for construction expenses at new or existing 
facilities, and] $161,925,000, of which not to exceed $2,000 is for 
official receptions related to offender and defendant support programs; 
of which [$94,112,000] $100,612,000 shall be for necessary expenses of 
Community Supervision and Sex Offender Registration, to include expenses 
relating to the supervision of adults subject to protection orders or 
the provision of services for or related to such persons; [$20,829,000] 
$23,956,000 shall be transferred to the Public Defender Service; and 
[$32,359,000] $37,357,000 shall be available to the Pretrial Services 
Agency: Provided, That notwithstanding any other provision of law, all 
amounts under this heading shall be apportioned quarterly by the Office 
of Management and Budget and obli

[[Page 1093]]

gated and expended in the same manner as funds appropriated for salaries 
and expenses of other Federal agencies: Provided further, That 
notwithstanding chapter 12 of title 40, United States Code, the Director 
may acquire by purchase, lease, condemnation, or donation, and renovate 
as necessary, Building Number 17, 1900 Massachusetts Avenue, Southeast, 
Washington, District of Columbia[, or such other site as the Director of 
the Court Services and Offender Supervision Agency may determine as 
appropriate] to house or supervise offenders and defendants, with funds 
made available [by this Act] for this purpose in Public Law 107-96: 
Provided further, That the Director is authorized to accept and use 
gifts in the form of in-kind contributions of space and hospitality to 
support offender and defendant programs, and equipment and vocational 
training services to educate and train offenders and defendants: 
Provided further, That the Director shall keep accurate and detailed 
records of the acceptance and use of any gift or donation under the 
previous proviso, and shall make such records available for audit and 
public inspection. (District of Columbia Appropriations Act, 2002.)

               Program and Financing (in millions of dollars)

----------------------------------------------------------------------------
Identification code 95-1734-0-1-752      2001 actual   2002 est.   2003 est.
----------------------------------------------------------------------------

    Obligations by program activity:
00.01 Community Supervision Program.....          71          92         107
00.02 Pretrial Services Agency..........          27          33          37
00.03 Public Defender Service...........          20          22          24
                                           ---------   ---------  ----------
10.00   Total new obligations...........         118         147         168
----------------------------------------------------------------------------

    Budgetary resources available for obligation:
21.40 Unobligated balance carried 
        forward, start of year..........                                   6
22.00 New budget authority (gross)......         118         153         162
                                           ---------   ---------  ----------
23.90   Total budgetary resources 
          available for obligation......         118         153         168
23.95 Total new obligations.............        -118        -147        -168
23.98 Unobligated balance expiring or 
        withdrawn.......................          -1
24.40 Unobligated balance carried 
        forward, end of year............                       6
----------------------------------------------------------------------------

    New budget authority (gross), detail:
      Discretionary:

40.00   Appropriation...................         118         153         162
----------------------------------------------------------------------------

    Change in obligated balances:
72.40 Obligated balance, start of year..          23          22          23
73.10 Total new obligations.............         118         147         168
73.20 Total outlays (gross).............        -119        -146        -160
74.40 Obligated balance, end of year....          22          23          31
----------------------------------------------------------------------------

    Outlays (gross), detail:
86.90 Outlays from new discretionary 
        authority.......................          96         124         131
86.93 Outlays from discretionary 
        balances........................          23          22          29
                                           ---------   ---------  ----------
87.00   Total outlays (gross)...........         119         146         160
----------------------------------------------------------------------------

    Net budget authority and outlays:
89.00 Budget authority..................         118         153         162
90.00 Outlays...........................         119         146         160
---------------------------------------------------------------------------

  Budget Authority and Outlays Excluding Full Funding for Federal Retiree 
                       Costs (in millions of dollars)

----------------------------------------------------------------------------
                                         2001 actual   2002 est.   2003 est.
----------------------------------------------------------------------------

    Net budget authority and outlays:
89.00 Budget authority..................         112         147         155
90.00 Outlays...........................         113         140         153
---------------------------------------------------------------------------

    The National Capital Revitalization and Self-Government Improvement 
Act established the Court Services and Offender Supervision Agency for 
the District of Columbia as an independent Federal agency, which has 
assumed the District of Columbia (D.C.) pretrial services, adult 
probation, and parole supervision functions. The mission of the Agency 
is to increase public safety, prevent crime, reduce recidivism and 
support the fair administration of justice in close collaboration with 
the community. The D.C. Public Defender Service provides legal 
representation services within the District of Columbia, and transmits 
its budget with that of the Agency, yet operates as an independent 
District of Columbia agency, as required by law.

    The Agency's budget supports the Community Supervision Program, the 
Pretrial Services Agency, and D.C. the Public Defender Service.

    Community Supervision Program.--This activity provides supervision 
in the community of adult offenders on probation, parole or supervised 
release--consistent with a crime prevention strategy that integrates 
supervision, routine drug testing, treatment, and graduated sanctions. 
The activity also develops and provides probation and parole authorities 
with timely and useful information for decision-making. For 2003, 
$11,920,000 is requested to expand the supervision of offenders in the 
community, improve the quality and timeliness of diagnostic and 
investigative reports for probation and parole decision-makers, improve 
educational and vocational rehabilitative services for offenders, 
provide substance abuse treatment for offenders under supervision, and 
increase drug testing collection capabilities in community supervision 
offices.

    Pretrial Services Agency.--This activity assists the trial and 
appellate levels of both the Federal and local courts in determining 
eligibility for pretrial release by providing background information on 
all arrestees. The Pretrial Services Agency is further responsible for 
supervising conditions of release and reporting on defendants' 
compliance to the court. For 2003, $1,733,000 is requested to establish 
a Day Reporting Center to improve and increase intensive supervision 
capabilities, provide additional mental health treatment and assessment 
services for pretrial defendants under supervision, and to improve 
performance management data collection.

    Public Defender Service.--This activity provides legal 
representation to indigent defendants and provides support in the form 
of training, consultation and legal reference services to members of the 
local bar appointed as counsel in criminal, juvenile, and mental health 
cases involving indigent individuals. For 2003, $874,000 is requested to 
provide personnel, training, and support to meet the increased demand 
for technical expertise by defense lawyers handling DNA-based cases and 
to provide Constitutionally mandated legal representation to individuals 
facing parole revocation before the U.S. Parole Commission.

    In 2003, the Court Services and Offender Supervision Agency will 
continue to work closely with all elements of the District of Columbia 
and Federal criminal justice, courts, corrections, and rehabilitation 
systems to improve offender supervision and court services programs, 
policy, and practice.

               Object Classification (in millions of dollars)

----------------------------------------------------------------------------
Identification code 95-1734-0-1-752      2001 actual   2002 est.   2003 est.
----------------------------------------------------------------------------
11.1  Personnel compensation: Full-time 
        permanent.......................          56          67          74
12.1  Civilian personnel benefits.......          22          25          29
21.0  Travel and transportation of 
        persons.........................           1           1           1
23.2  Rental payments to others.........           8          11          13
23.3  Communications, utilities, and 
        miscellaneous charges...........           2           1           1
25.1  Advisory and assistance services..           2           2           2
25.2  Other services....................          19          22          25
25.3  Other purchases of goods and 
        services from Government 
        accounts........................           1           1           1
25.4  Operation and maintenance of 
        facilities......................           1           1           1
26.0  Supplies and materials............           1           1           2
31.0  Equipment.........................           5           7           9
32.0  Land and structures...............                       8          10
                                           ---------   ---------  ----------
99.9    Total new obligations...........         118         147         168
---------------------------------------------------------------------------

                              Personnel Summary

----------------------------------------------------------------------------
Identification code 95-1734-0-1-752      2001 actual   2002 est.   2003 est.
----------------------------------------------------------------------------
1001  Total compensable workyears: Full-
        time equivalent employment......         810       1,167       1,266
---------------------------------------------------------------------------

[[Page 1094]]



                                


 
                 DEFENSE NUCLEAR FACILITIES SAFETY BOARD

                              Federal Funds

General and special funds:

                          Salaries and Expenses

    For necessary expenses of the Defense Nuclear Facilities Safety 
Board in carrying out activities authorized by the Atomic Energy Act of 
1954, as amended by Public Law 100-456, section 1441, [$18,500,000] 
$19,494,000, to remain available until expended. (Energy and Water 
Development Appropriations Act, 2002; additional authorizing legislation 
required.)

               Program and Financing (in millions of dollars)

----------------------------------------------------------------------------
Identification code 95-3900-0-1-053      2001 actual   2002 est.   2003 est.
----------------------------------------------------------------------------

    Obligations by program activity:
10.00 Total new obligations.............          20          20          20
----------------------------------------------------------------------------

    Budgetary resources available for obligation:
21.40 Unobligated balance carried 
        forward, start of year..........           2           3           1
22.00 New budget authority (gross)......          18          18          19
22.10 Resources available from 
        recoveries of prior year 
        obligations.....................           2
                                           ---------   ---------  ----------
23.90   Total budgetary resources 
          available for obligation......          22          21          20
23.95 Total new obligations.............         -20         -20         -20
24.40 Unobligated balance carried 
        forward, end of year............           3           1
----------------------------------------------------------------------------

    New budget authority (gross), detail:
      Discretionary:

40.00   Appropriation...................          18          18          19
----------------------------------------------------------------------------

    Change in obligated balances:
72.40 Obligated balance, start of year..           7           7           8
73.10 Total new obligations.............          20          20          20
73.20 Total outlays (gross).............         -18         -18         -19
73.45 Recoveries of prior year 
        obligations.....................          -2
74.40 Obligated balance, end of year....           7           8           8
----------------------------------------------------------------------------

    Outlays (gross), detail:
86.90 Outlays from new discretionary 
        authority.......................          11          11          11
86.93 Outlays from discretionary 
        balances........................           7           7           8
                                           ---------   ---------  ----------
87.00   Total outlays (gross)...........          18          18          19
----------------------------------------------------------------------------

    Net budget authority and outlays:
89.00 Budget authority..................          18          18          19
90.00 Outlays...........................          18          18          19
---------------------------------------------------------------------------

    The Defense Nuclear Facilities Safety Board, authorized by Public 
Law 100-456, is responsible for evaluating the content and 
implementation of the standards relating to the design, construction, 
operation, and decommissioning of defense nuclear facilities of the 
Department of Energy (DOE) (as defined in Public Law 100-456). The Board 
also reviews the design of new DOE defense nuclear facilities and 
periodically reviews and monitors construction of such facilities to 
ensure adequate protection of public and worker health and safety. In 
addition, the National Defense Authorization Act for 1992 and 1993 
(Public Law 102-190) expanded the Board's jurisdiction to include 
facilities and activities involved with the assembly, disassembly, and 
testing of nuclear weapons. The Board is also responsible for 
investigating any event or practice at a defense nuclear facility which 
has or may adversely affect public health and safety. The Board makes 
specific recommendations to the Secretary of Energy on measures that 
should be adopted to ensure that both public and employee health and 
safety are adequately protected.

               Object Classification (in millions of dollars)

----------------------------------------------------------------------------
Identification code 95-3900-0-1-053      2001 actual   2002 est.   2003 est.
----------------------------------------------------------------------------

      Direct obligations:

11.1    Personnel compensation: Full-
          time permanent................           9          11          11
12.1    Civilian personnel benefits.....           3           3           3
21.0    Travel and transportation of 
          persons.......................           1           1           1
23.1    Rental payments to GSA..........           2           2           2
25.1    Advisory and assistance services           2           1           1
25.2    Other services..................           2           1           1
                                           ---------   ---------  ----------
99.0      Direct obligations............          19          19          19
99.5  Below reporting threshold.........           1           1           1
                                           ---------   ---------  ----------
99.9    Total new obligations...........          20          20          20
---------------------------------------------------------------------------

                              Personnel Summary

----------------------------------------------------------------------------
Identification code 95-3900-0-1-053      2001 actual   2002 est.   2003 est.
----------------------------------------------------------------------------
1001  Total compensable workyears: Full-
        time equivalent employment......          93         102         102
---------------------------------------------------------------------------

                                


 
                        DELTA REGIONAL AUTHORITY

                              Federal Funds

General and special funds:

                          Salaries and Expenses

    For necessary expenses of the Delta Regional Authority and to carry 
out its activities, as authorized by the Delta Regional Authority Act of 
2000, notwithstanding section 382N of said Act, [$10,000,000] 
$10,017,170, to remain available until expended. (Energy and Water 
Development Appropriations Act, 2002; additional authorizing legislation 
required.)

               Program and Financing (in millions of dollars)

----------------------------------------------------------------------------
Identification code 95-0750-0-1-452      2001 actual   2002 est.   2003 est.
----------------------------------------------------------------------------

    Obligations by program activity:
00.01 Direct Program Activity...........                       7          13
                                           ---------   ---------  ----------
10.00   Total new obligations...........                       7          13
----------------------------------------------------------------------------

    Budgetary resources available for obligation:
21.40 Unobligated balance carried 
        forward, start of year..........                      20          24
22.00 New budget authority (gross)......          20          10          10
                                           ---------   ---------  ----------
23.90   Total budgetary resources 
          available for obligation......          20          30          34
23.95 Total new obligations.............                      -7         -13
24.40 Unobligated balance carried 
        forward, end of year............          20          24          21
----------------------------------------------------------------------------

    New budget authority (gross), detail:
      Discretionary:

40.00   Appropriation...................          20          10          10
----------------------------------------------------------------------------

    Change in obligated balances:
72.40 Obligated balance, start of year..                                   6
73.10 Total new obligations.............                       7          13
73.20 Total outlays (gross).............                      -1          -9
74.40 Obligated balance, end of year....                       6          10
----------------------------------------------------------------------------

    Outlays (gross), detail:
86.90 Outlays from new discretionary 
        authority.......................                       1           1
86.93 Outlays from discretionary 
        balances........................                                   8
                                           ---------   ---------  ----------
87.00   Total outlays (gross)...........                       1           9
----------------------------------------------------------------------------

    Net budget authority and outlays:
89.00 Budget authority..................          20          10          10
90.00 Outlays...........................                       1           9
---------------------------------------------------------------------------

    The Delta Regional Authority (DRA), authorized by P.L. 106-554, was 
established to assist an eight-state, 236-county region of demonstrated 
distress in obtaining the transportation and basic public 
infrastructure, skills training, and opportunities for economic 
development essential to strong local economies.

    The DRA was created as a Federal-State partnership modeled after 
other regional development agencies. DRA will focus on: basic public 
infrastructure in distressed counties and isolated areas of distress; 
transportation infrastructure facilitating the economic development of 
the region; business

[[Page 1095]]

development; and job training or employment-related education.

               Object Classification (in millions of dollars)

----------------------------------------------------------------------------
Identification code 95-0750-0-1-452      2001 actual   2002 est.   2003 est.
----------------------------------------------------------------------------
11.1  Personnel compensation: Full-time 
        permanent.......................                       1           1
41.0  Grants, subsidies, and 
        contributions...................                       6          12
                                           ---------   ---------  ----------
99.9    Total new obligations...........                       7          13
---------------------------------------------------------------------------

                              Personnel Summary

----------------------------------------------------------------------------
Identification code 95-0750-0-1-452      2001 actual   2002 est.   2003 est.
----------------------------------------------------------------------------
1001  Total compensable workyears: Full-
        time equivalent employment......                       5           5
---------------------------------------------------------------------------

                                


 
                            DENALI COMMISSION

                              Federal Funds

General and special funds:

                            Denali Commission

    For expenses of the Denali Commission including the purchase, 
construction and acquisition of plant and capital equipment as necessary 
and other expenses, [$38,000,000] $29,959,604, to remain available until 
expended. (Energy and Water Development Appropriations Act, 2002; 
additional authorizing legislation required.)

               Program and Financing (in millions of dollars)

----------------------------------------------------------------------------
Identification code 95-1200-0-1-452      2001 actual   2002 est.   2003 est.
----------------------------------------------------------------------------

    Obligations by program activity:
01.01 Direct Program Activity...........          30          38          30
09.00 Reimbursable program..............          25          53
                                           ---------   ---------  ----------
10.00   Total new obligations...........          55          91          30
----------------------------------------------------------------------------

    Budgetary resources available for obligation:
21.40 Unobligated balance carried 
        forward, start of year..........           4           4           4
22.00 New budget authority (gross)......          55          91          30
                                           ---------   ---------  ----------
23.90   Total budgetary resources 
          available for obligation......          59          95          34
23.95 Total new obligations.............         -55         -91         -30
24.40 Unobligated balance carried 
        forward, end of year............           4           4           4
----------------------------------------------------------------------------

    New budget authority (gross), detail:
      Discretionary:

40.00   Appropriation...................          30          38          30
68.00 Spending authority from offsetting 
        collections: Offsetting 
        collections (cash)..............          25          53
                                           ---------   ---------  ----------
70.00   Total new budget authority 
          (gross).......................          55          91          30
----------------------------------------------------------------------------

    Change in obligated balances:
72.40 Obligated balance, start of year..          19          63          64
73.10 Total new obligations.............          55          91          30
73.20 Total outlays (gross).............         -11         -90         -76
74.40 Obligated balance, end of year....          63          64          17
----------------------------------------------------------------------------

    Outlays (gross), detail:
86.90 Outlays from new discretionary 
        authority.......................           6          61          20
86.93 Outlays from discretionary 
        balances........................           5          29          57
                                           ---------   ---------  ----------
87.00   Total outlays (gross)...........          11          90          76
----------------------------------------------------------------------------

    Offsets:
      Against gross budget authority and outlays:

88.00   Offsetting collections (cash) 
          from: Federal sources.........         -25         -53
----------------------------------------------------------------------------

    Net budget authority and outlays:
89.00 Budget authority..................          30          38          30
90.00 Outlays...........................         -14          37          76
---------------------------------------------------------------------------

    The Denali Commission was established by the Denali Commission Act 
of 1998 (P.L. 105-277) to promote sustainable rural infrastructure 
development, to provide job training and other economic development 
services in rural communities with a focus on distressed communities, 
and to deliver services in the most cost-effective manner practicable in 
the State of Alaska. The Denali Commission is composed of 7 members with 
a Federal Cochairperson. The Commission is required to develop an annual 
work plan that ensures coordination of State and Federal agencies for 
cost-shared and sustainable utilities and infrastructure related 
projects that promote health, safety, and economic self-sufficiency 
throughout rural Alaska under a statutory overhead ceiling of not more 
than 5 percent.

               Object Classification (in millions of dollars)

----------------------------------------------------------------------------
Identification code 95-1200-0-1-452      2001 actual   2002 est.   2003 est.
----------------------------------------------------------------------------
41.0  Direct obligations: Grants, 
        subsidies, and contributions....          29          37          30
99.0  Reimbursable obligations: 
        Reimbursable obligations........          25          53          -1
99.5  Below reporting threshold.........           1           1           1
                                           ---------   ---------  ----------
99.9    Total new obligations...........          55          91          30
---------------------------------------------------------------------------

                              Personnel Summary

----------------------------------------------------------------------------
Identification code 95-1200-0-1-452      2001 actual   2002 est.   2003 est.
----------------------------------------------------------------------------
1001  Total compensable workyears: Full-
        time equivalent employment......           4           7           9
---------------------------------------------------------------------------

                                

  

                               Trust Funds

                      Denali Commission Trust Fund

               Program and Financing (in millions of dollars)

----------------------------------------------------------------------------
Identification code 95-8056-0-7-452      2001 actual   2002 est.   2003 est.
----------------------------------------------------------------------------

    Obligations by program activity:
01.01 Direct Program Activity...........          11          11          11
                                           ---------   ---------  ----------
10.00   Total new obligations...........          11          11          11
----------------------------------------------------------------------------

    Budgetary resources available for obligation:
22.00 New budget authority (gross)......          11          11          11
23.95 Total new obligations.............         -11         -11         -11
----------------------------------------------------------------------------

    New budget authority (gross), detail:
      Discretionary:

40.26   Appropriation (trust fund)......          11          11          11
----------------------------------------------------------------------------

    Change in obligated balances:
72.40 Obligated balance, start of year..                      11          11
73.10 Total new obligations.............          11          11          11
73.20 Total outlays (gross).............                     -11         -11
74.40 Obligated balance, end of year....          11          11          11
----------------------------------------------------------------------------

    Outlays (gross), detail:
86.90 Outlays from new discretionary 
        authority.......................                      11          11
----------------------------------------------------------------------------

    Net budget authority and outlays:
89.00 Budget authority..................          11          11          11
90.00 Outlays...........................                      11          11
---------------------------------------------------------------------------

    The Omnibus Consolidated and Emergency Supplemental Appropriations 
Act of 1999 (P.L. 105-277) established the annual transfer of interest 
from the Oil Spill Liability Trust Fund to the Denali Commission. The 
Denali Commission, in consultation with the Coast Guard, developed a 
program in which these funds are to be used to repair or replace bulk 
fuel storage tanks in Alaska which are not in compliance with Federal 
law, including the Oil Pollution Act of 1990, or State law.


[[Page 1096]]



               Object Classification (in millions of dollars)

----------------------------------------------------------------------------
Identification code 95-8056-0-7-452      2001 actual   2002 est.   2003 est.
----------------------------------------------------------------------------
41.0  Direct obligations: Grants, 
        subsidies, and contributions....          10          10          10
99.5  Below reporting threshold.........           1           1           1
                                           ---------   ---------  ----------
99.9    Total new obligations...........          11          11          11
---------------------------------------------------------------------------

                                


 
                          DISTRICT OF COLUMBIA

                       District of Columbia Courts

                              Federal Funds

General and special funds:

           Federal Payment to the District of Columbia Courts

    For salaries and expenses for the District of Columbia Courts, 
[$112,180,000] $159,045,000, to be allocated as follows: for the 
District of Columbia Court of Appeals, [$8,003,000] $8,352,000, of which 
not to exceed $1,500 is for official reception and representation 
expenses; for the District of Columbia Superior Court, [$66,091,000] 
$80,140,000, of which not to exceed $1,500 is for official reception and 
representation expenses; for the District of Columbia Court System, 
[$31,594,000] $38,902,000, of which not to exceed $1,500 is for official 
reception and representation expenses; and [$6,492,000] $31,651,000 for 
capital improvements for District of Columbia courthouse facilities: 
Provided, That these funds become available following transmittal of a 
General Services Administration master plan study and building 
evaluation report to the Committees on Appropriations and the President: 
Provided further, That notwithstanding any other provision of law, all 
amounts under this heading shall be apportioned quarterly by the Office 
of Management and Budget and obligated and expended in the same manner 
as funds appropriated for salaries and expenses of other Federal 
agencies, with payroll and financial services to be provided on a 
contractual basis with the General Services Administration (GSA), said 
services to include the preparation of monthly financial reports, copies 
of which shall be submitted directly by GSA to the President and to the 
Committees on Appropriations of the Senate and House of Representatives, 
the Committee on Governmental Affairs of the Senate, and the Committee 
on Government Reform of the House of Representatives: Provided further, 
That funds made available for capital improvements may remain available 
until September 30, [2003] 2004. (District of Columbia Appropriations 
Act, 2002.)

               Program and Financing (in millions of dollars)

----------------------------------------------------------------------------
Identification code 95-1712-0-1-806      2001 actual   2002 est.   2003 est.
----------------------------------------------------------------------------

    Obligations by program activity:
00.01 Court of Appeals..................           6           8           8
00.02 Superior Court....................          61          66          80
00.03 Court System......................          28          32          39
00.04 Capital improvements..............           2           6          32
                                           ---------   ---------  ----------
10.00   Total new obligations (object 
          class 41.0)...................          97         112         159
----------------------------------------------------------------------------

    Budgetary resources available for obligation:
21.40 Unobligated balance carried 
        forward, start of year..........           2           3           3
22.00 New budget authority (gross)......         105         112         159
                                           ---------   ---------  ----------
23.90   Total budgetary resources 
          available for obligation......         107         115         162
23.95 Total new obligations.............         -97        -112        -159
23.98 Unobligated balance expiring or 
        withdrawn.......................          -7
24.40 Unobligated balance carried 
        forward, end of year............           3           3           2
----------------------------------------------------------------------------

    New budget authority (gross), detail:
      Discretionary:

40.00   Appropriation...................         105         112         159
----------------------------------------------------------------------------

    Change in obligated balances:
72.40 Obligated balance, start of year..           9          11          11
73.10 Total new obligations.............          97         112         159
73.20 Total outlays (gross).............         -95        -112        -154
74.40 Obligated balance, end of year....          11          11          16
----------------------------------------------------------------------------

    Outlays (gross), detail:
86.90 Outlays from new discretionary 
        authority.......................          85         100         142
86.93 Outlays from discretionary 
        balances........................          10          12          12
                                           ---------   ---------  ----------
87.00   Total outlays (gross)...........          95         112         154
----------------------------------------------------------------------------

    Net budget authority and outlays:
89.00 Budget authority..................         105         112         159
90.00 Outlays...........................          95         112         154
---------------------------------------------------------------------------

    Under the National Capital Revitalization and Self-Government 
Improvement Act of 1997, the Federal Government is required to finance 
the District of Columbia Courts beginning in 1998. This Federal payment 
to the District of Columbia Courts funds the operations of the District 
of Columbia Court of Appeals, Superior Court and the Court System. 
Beginning in 1999, the Federal Government also provides funds for 
capital improvements. Beginning in 2000, funding for Defender Services 
in the District of Columbia Courts is provided through a separate 
account. In 2002, funding for the Family Court was provided through a 
separate account. Beginning in 2003, funding for the Family Court is 
included in the District of Columbia Courts account.

    By law, the annual budget includes estimates of the expenditures for 
the operations of the District of Columbia Courts prepared by the Joint 
Committee on Judicial Administration in the District of Columbia and the 
President's recommendation for funding District Courts operations. The 
President's recommended level of $159 million includes: $127 million for 
District of Columbia Court of Appeals, Superior Court of the District of 
Columbia and the District of Columbia Court System operations; and $32 
million for capital improvements for District courthouse facilities. 
Under a separate transmittal to Congress, the District Courts are 
requesting $193 million; $131 million for operations and $62 million for 
capital improvements.

                                

            Defender Services in District of Columbia Courts

    For payments authorized under section 11-2604 and section 11-2605, 
D.C. Official Code (relating to representation provided under the 
District of Columbia Criminal Justice Act), payments for counsel 
appointed in proceedings in the Family Division of the Superior Court of 
the District of Columbia under chapter 23 of title 16, D.C. Code, and 
payments for counsel authorized under section 21-2060, D.C. Code 
(relating to representation provided under the District of Columbia 
Guardianship, Protective Proceedings, and Durable Power of Attorney Act 
of 1986), [$34,311,000] $32,000,000, to remain available until expended: 
Provided, That the funds provided in this Act under the heading 
``Federal Payment to the District of Columbia Courts'' (other than the 
[$6,492,000] amount provided under such heading for capital improvements 
[for District of Columbia courthouse facilities]) may also be used for 
payments under this heading[: Provided further, That in addition to the 
funds provided under this heading, the Joint Committee on Judicial 
Administration in the District of Columbia shall use funds provided in 
this Act under the heading ``Federal Payment to the District of Columbia 
Courts'' (other than the $6,492,000 provided under such heading for 
capital improvements for District of Columbia courthouse facilities),] 
and such funds shall be used to make such payments [described under this 
heading] for obligations incurred during any prior fiscal year, as 
determined by the Joint Committee on Judicial Administration in the 
District of Columbia: Provided further, That of the amounts provided in 
previous fiscal years for payments described under this heading which 
remain unobligated as of the date of the enactment of this Act, 
[$4,685,500 shall be used by the Joint Committee on Judicial 
Administration for design and construction expenses of the courthouse at 
451 Indiana Avenue NW: Provided further, That of the remainder of such 
amounts,] such sums as may be necessary shall be applied toward [the 
portion of the amount provided under this heading which is attributable 
to] any increases in the maximum amounts which may be paid for 
representation services in the District of Columbia courts: Provided 
further, That funds provided under this heading shall be administered by 
the Joint Committee on Judicial Administration in the District of 
Columbia: Provided further, That notwithstanding any

[[Page 1097]]

other provision of law, this appropriation shall be apportioned 
quarterly by the Office of Management and Budget and obligated and 
expended in the same manner as funds appropriated for expenses of other 
Federal agencies, with payroll and financial services to be provided on 
a contractual basis with the General Services Administration (GSA), said 
services to include the preparation of monthly financial reports, copies 
of which shall be submitted directly by GSA to the President and to the 
Committees on Appropriations of the Senate and House of Representatives, 
the Committee on Governmental Affairs of the Senate, and the Committee 
on Government Reform of the House of Representatives. (District of 
Columbia Appropriations Act, 2002.)

               Program and Financing (in millions of dollars)

----------------------------------------------------------------------------
Identification code 95-1736-0-1-806      2001 actual   2002 est.   2003 est.
----------------------------------------------------------------------------

    Obligations by program activity:
10.00 Total new obligations (object 
        class 25.2).....................          28          34          32
----------------------------------------------------------------------------

    Budgetary resources available for obligation:
21.40 Unobligated balance carried 
        forward, start of year..........           8          15          15
22.00 New budget authority (gross)......          34          34          32
                                           ---------   ---------  ----------
23.90   Total budgetary resources 
          available for obligation......          42          49          47
23.95 Total new obligations.............         -28         -34         -32
24.40 Unobligated balance carried 
        forward, end of year............          15          15          15
----------------------------------------------------------------------------

    New budget authority (gross), detail:
      Discretionary:

40.00   Appropriation...................          34          34          32
----------------------------------------------------------------------------

    Change in obligated balances:
72.40 Obligated balance, start of year..           1
73.10 Total new obligations.............          28          34          32
73.20 Total outlays (gross).............         -28         -34         -32
----------------------------------------------------------------------------

    Outlays (gross), detail:
86.90 Outlays from new discretionary 
        authority.......................          23          31          29
86.93 Outlays from discretionary 
        balances........................           5           3           3
                                           ---------   ---------  ----------
87.00   Total outlays (gross)...........          28          34          32
----------------------------------------------------------------------------

    Net budget authority and outlays:
89.00 Budget authority..................          34          34          32
90.00 Outlays...........................          28          34          32
---------------------------------------------------------------------------

    The District of Columbia Courts appoint and compensate attorneys to 
represent persons who are financially unable to obtain such 
representation under three Defender Services programs: the Criminal 
Justice Act (CJA) program provides court-appointed attorneys to indigent 
persons who are charged with criminal offenses; the Counsel for Child 
Abuse and Neglect (CCAN) program provides court-appointed attorneys for 
family proceedings in which child neglect is alleged, or where the 
termination of the parent-child relationship is under consideration and 
the parent, guardian, or custodian of the child is indigent; the 
Guardianship program provides for the representation and protection of 
mentally incapacitated individuals and minors whose parents are 
deceased. In addition to legal representation, these programs provide 
indigent persons with services such as: transcripts of court 
proceedings; expert witness testimony; foreign and sign language 
interpretation; and investigations and genetic testing. The President's 
recommended funding level for Defender Services is $32 million. Under a 
separate transmittal to Congress, the Courts are requesting $45 million 
for Defender Services.

                                

                 [Federal Payment for Family Court Act]

    [For carrying out the District of Columbia Family Court Act of 2001, 
$24,016,000, of which $23,316,000 shall be for the Superior Court of the 
District of Columbia and $700,000 shall be for the Mayor of the District 
of Columbia of which $200,000 shall be for completion of a plan by the 
Mayor on integrating the computer systems of the District of Columbia 
government with the Family Court of the Superior Court of the District 
of Columbia: Provided, That the Mayor shall submit a plan to the 
President and the Congress within 6 months of enactment of that Act, so 
that social services and other related services to individuals and 
families serviced by the Family Court of the Superior Court and agencies 
of the District of Columbia government (including the District of 
Columbia Public Schools, the District of Columbia Housing Authority, the 
Child and Family Services Agency, the Office of the Corporation Counsel, 
the Metropolitan Police Department, the Department of Health, and other 
offices determined by the Mayor) will be able to access and share 
information on the individuals and families served by the Family Court: 
Provided further, That $500,000 of such amount provided to the Mayor 
shall be for the Child and Family Services Agency to be used for social 
workers to implement Family Court reform: Provided further, That the 
chief judge of the Superior Court shall submit the transition plan for 
the Family Court of the Superior Court as required under the District of 
Columbia Family Court Act of 2001 to the Comptroller General (in 
addition to any other requirements under such section): Provided 
further, That the Comptroller General shall prepare and submit to the 
President and Congress an analysis of the contents and effectiveness of 
the plan, including an analysis of whether the plan contains all of the 
information required under such section within 30 calendar days after 
the submission of the plan by the Superior Court: Provided further, That 
the funds provided under this heading to the Superior Court shall not be 
made available until the expiration of the 30-day period (excluding 
Saturdays, Sundays, legal public holidays, and any day on which neither 
House of Congress is in session because of an adjournment sine die, a 
recess of more that 3 days, or an adjournment of more than 3 days) which 
begins on the date the Comptroller General submits such analysis to the 
President and Congress: Provided further, That the Mayor shall prepare 
and submit to the President, Congress, and the Comptroller General a 
plan for the use of the funds provided to the Mayor under this heading, 
consistent with the requirements of the District of Columbia Family 
Court Act of 2001, including the requirement to integrate the computer 
systems of the District government with the computer systems of the 
Superior Court: Provided further, That the Comptroller General shall 
prepare and submit to the President and Congress an analysis of the 
contents and effectiveness of the plan within 30 calendar days after the 
submission of the plan by the Mayor: Provided further, That the funds 
provided under this heading to the Mayor shall not be made available 
until the expiration of the 30-day period (excluding Saturdays, Sundays, 
legal public holidays, and any day on which neither House of Congress is 
in session because of an adjournment sine die, a recess of more than 3 
days, or an adjournment of more than 3 days) which begins on the date 
the Comptroller General submits such plan to the President and 
Congress.] (District of Columbia Appropriations Act, 2002.)

               Program and Financing (in millions of dollars)

----------------------------------------------------------------------------
Identification code 20-1760-0-1-806      2001 actual   2002 est.   2003 est.
----------------------------------------------------------------------------

    Obligations by program activity:
00.01 Family Court Reform...............                      24
                                           ---------   ---------  ----------
10.00   Total new obligations (object 
          class 41.0)...................                      24
----------------------------------------------------------------------------

    Budgetary resources available for obligation:
22.00 New budget authority (gross)......                      24
23.95 Total new obligations.............                     -24
----------------------------------------------------------------------------

    New budget authority (gross), detail:
      Discretionary:

40.00   Appropriation...................                      24
----------------------------------------------------------------------------

    Change in obligated balances:
72.40 Obligated balance, start of year..                                   3
73.10 Total new obligations.............                      24
73.20 Total outlays (gross).............                     -21          -3
74.40 Obligated balance, end of year....                       3
----------------------------------------------------------------------------

    Outlays (gross), detail:
86.90 Outlays from new discretionary 
        authority.......................                      21
86.93 Outlays from discretionary 
        balances........................                                   3
                                           ---------   ---------  ----------
87.00   Total outlays (gross)...........                      21           3
----------------------------------------------------------------------------

    Net budget authority and outlays:
89.00 Budget authority..................                      24

[[Page 1098]]

90.00 Outlays...........................                      21           3
---------------------------------------------------------------------------

                                

                     Crime Victims Compensation Fund

               Program and Financing (in millions of dollars)

----------------------------------------------------------------------------
Identification code 20-1759-0-1-806      2001 actual   2002 est.   2003 est.
----------------------------------------------------------------------------

    Obligations by program activity:
00.01 Direct Program Activity...........                      18
                                           ---------   ---------  ----------
10.00   Total new obligations (object 
          class 41.0)...................                      18
----------------------------------------------------------------------------

    Budgetary resources available for obligation:
21.40 Unobligated balance carried 
        forward, start of year..........                      18
22.00 New budget authority (gross)......          18
                                           ---------   ---------  ----------
23.90   Total budgetary resources 
          available for obligation......          18          18
23.95 Total new obligations.............                     -18
24.40 Unobligated balance carried 
        forward, end of year............          18
----------------------------------------------------------------------------

    New budget authority (gross), detail:
      Discretionary:

40.00   Appropriation...................          18
----------------------------------------------------------------------------

    Change in obligated balances:
73.10 Total new obligations.............                      18
73.20 Total outlays (gross).............                     -18
----------------------------------------------------------------------------

    Outlays (gross), detail:
86.93 Outlays from discretionary 
        balances........................                      18
----------------------------------------------------------------------------

    Net budget authority and outlays:
89.00 Budget authority..................          18
90.00 Outlays...........................                      18
---------------------------------------------------------------------------

    The $18 million unobligated balance remaining in the D.C. Crime 
Victims Compensation Fund at the end of 2000 was made available to the 
D.C. Courts in 2001 for direct compensation to crime victims and for 
other purposes.

                                

  Federal Payment to the District of Columbia Judicial Retirement and 
                         Survivors Annuity Fund

               Program and Financing (in millions of dollars)

----------------------------------------------------------------------------
Identification code 20-1713-0-1-752      2001 actual   2002 est.   2003 est.
----------------------------------------------------------------------------

    Obligations by program activity:
10.00 Total new obligations (object 
        class 13.0).....................           5           6           6
----------------------------------------------------------------------------

    Budgetary resources available for obligation:
22.00 New budget authority (gross)......           5           6           6
23.95 Total new obligations.............          -5          -6          -6
----------------------------------------------------------------------------

    New budget authority (gross), detail:
      Mandatory:

60.00   Appropriation...................           5           6           6
----------------------------------------------------------------------------

    Change in obligated balances:
73.10 Total new obligations.............           5           6           6
73.20 Total outlays (gross).............          -5          -6          -6
----------------------------------------------------------------------------

    Outlays (gross), detail:
86.97 Outlays from new mandatory 
        authority.......................           5           6           6
----------------------------------------------------------------------------

    Net budget authority and outlays:
89.00 Budget authority..................           5           6           6
90.00 Outlays...........................           5           6           6
---------------------------------------------------------------------------

    The National Capital Revitalization and Self-Government Improvement 
Act of 1997, as amended (the Act), requires the Secretary of the 
Treasury to make payments at the end of each fiscal year, beginning in 
1998, from the General Fund of the Treasury into the District of 
Columbia Judicial Retirement and Survivors Annuity Fund (Judicial Fund). 
Annual payments consist of amounts necessary to amortize: the original 
unfunded liability over 30 years; the net experience gain or loss over 
10 years; any other changes in actuarial liability over 20 years; and 
amounts necessary to fund the normal cost and covered administrative 
expenses for the year. This account receives the annual payments from 
the General Fund and immediately transfers those amounts to the Judicial 
Fund through an expenditure transfer.

                                

                               Trust Funds

   District of Columbia Judicial Retirement and Survivors Annuity Fund

              Unavailable Collections (in millions of dollars)

----------------------------------------------------------------------------
Identification code 20-8212-0-7-602      2001 actual   2002 est.   2003 est.
----------------------------------------------------------------------------
01.99 Balance, start of year............          65          66          66
    Receipts:
02.00 Deductions from employees salaries           1
02.40 Interest earnings.................           5           5           5
02.41 Amortization payment..............           5           6           6
                                           ---------   ---------  ----------
02.99   Total receipts and collections..          11          11          11
                                           ---------   ---------  ----------
04.00 Total: Balances and collections...          76          77          77
    Appropriations:
05.00 District of Columbia Judicial 
        Retirement and Survivors Annuity 
        Fund............................         -10         -11         -11
                                           ---------   ---------  ----------
07.99 Balance, end of year..............          66          66          66
---------------------------------------------------------------------------

               Program and Financing (in millions of dollars)

----------------------------------------------------------------------------
Identification code 20-8212-0-7-602      2001 actual   2002 est.   2003 est.
----------------------------------------------------------------------------

    Obligations by program activity:
00.01 Retirement Payments...............           6           7           7
                                           ---------   ---------  ----------
10.00   Total new obligations (object 
          class 13.0)...................           6           7           7
----------------------------------------------------------------------------

    Budgetary resources available for obligation:
21.40 Unobligated balance carried 
        forward, start of year..........          78          82          86
22.00 New budget authority (gross)......          10          11          11
                                           ---------   ---------  ----------
23.90   Total budgetary resources 
          available for obligation......          88          93          97
23.95 Total new obligations.............          -6          -7          -7
24.40 Unobligated balance carried 
        forward, end of year............          82          86          90
----------------------------------------------------------------------------

    New budget authority (gross), detail:
      Mandatory:

60.26   Appropriation (trust fund)......          10          11          11
----------------------------------------------------------------------------

    Change in obligated balances:
72.40 Obligated balance, start of year..           1           1           1
73.10 Total new obligations.............           6           7           7
73.20 Total outlays (gross).............          -6          -7          -7
74.40 Obligated balance, end of year....           1           1           1
----------------------------------------------------------------------------

    Outlays (gross), detail:
86.98 Outlays from mandatory balances...           6           7           7
----------------------------------------------------------------------------

    Net budget authority and outlays:
89.00 Budget authority..................          10          11          11
90.00 Outlays...........................           6           7           7
----------------------------------------------------------------------------

    Memorandum (non-add) entries:
92.01 Total investments, start of year: 
        Federal securities: Par value...          81          86          61
92.02 Total investments, end of year: 
        Federal securities: Par value...          86          61          61
---------------------------------------------------------------------------

    The National Capital Revitalization and Self-Government Improvement 
Act of 1997, as amended (the Act), established

[[Page 1099]]

the District of Columbia Judicial Retirement and Survivors Annuity Fund 
(Judicial Fund) to pay retirement benefits for District of Columbia 
judges and to pay any necessary expenses to administer the fund or 
expenses incurred by the Secretary of the Treasury in carrying out his 
responsibilities regarding such retirement benefits. The Judicial Fund 
consists of: amounts contributed by the judges; the proceeds of 
accumulated pension assets transferred from the District of Columbia and 
liquidated, pursuant to the Act; any income earned from investment of 
the assets in public debt securities; and amounts appropriated to the 
fund.

                                

    [Federal Payment to the District of Columbia Corrections Trustee 
                               Operations]

    [For salaries and expenses of the District of Columbia Corrections 
Trustee, $30,200,000 for the administration and operation of 
correctional facilities and for the administrative operating costs of 
the Office of the Corrections Trustee, as authorized by section 11202 of 
the National Capital Revitalization and Self-Government Improvement Act 
of 1997 (Public Law 105-33; 111 Stat. 712) of which $1,000,000 is to 
fund an initiative to improve case processing in the District of 
Columbia criminal justice system, $500,000 to remain available until 
September 30, 2003 for building renovations or space acquisition 
required to accommodate functions transferred from the Lorton 
Correctional Complex, and $1,500,000 to remain available until September 
30, 2003, to be transferred to the appropriate agency for the closing of 
the sewage treatment plant and the removal of underground storage tanks 
at the Lorton Correctional Complex: Provided, That notwithstanding any 
other provision of law, funds appropriated in this Act for the District 
of Columbia Corrections Trustee shall be apportioned quarterly by the 
Office of Management and Budget and obligated and expended in the same 
manner as funds appropriated for salaries and expenses of other Federal 
agencies.] (District of Columbia Appropriations Act, 2002.)

               Program and Financing (in millions of dollars)

----------------------------------------------------------------------------
Identification code 95-1735-0-1-806      2001 actual   2002 est.   2003 est.
----------------------------------------------------------------------------

    Obligations by program activity:
10.00 Total new obligations (object 
        class 41.0).....................         134          30
----------------------------------------------------------------------------

    Budgetary resources available for obligation:
22.00 New budget authority (gross)......         134          30
23.95 Total new obligations.............        -134         -30
----------------------------------------------------------------------------

    New budget authority (gross), detail:
      Discretionary:

40.00   Appropriation...................         134          30
----------------------------------------------------------------------------

    Change in obligated balances:
72.40 Obligated balance, start of year..                      39
73.10 Total new obligations.............         134          30
73.20 Total outlays (gross).............        -144         -69
73.40 Adjustments in expired accounts 
        (net)...........................          49
74.40 Obligated balance, end of year....          39
----------------------------------------------------------------------------

    Outlays (gross), detail:
86.90 Outlays from new discretionary 
        authority.......................         121          30
86.93 Outlays from discretionary 
        balances........................          23          39
                                           ---------   ---------  ----------
87.00   Total outlays (gross)...........         144          69
----------------------------------------------------------------------------

    Net budget authority and outlays:
89.00 Budget authority..................         134          30
90.00 Outlays...........................         144          69
---------------------------------------------------------------------------

    The National Capital Revitalization and Self-Government Improvement 
Act requires that the adult felon population of the District of Columbia 
be transferred to the Federal Prison System by no later than December 
31, 2001. To assist in this transition, the Act established a 
Corrections Trustee to provide financial oversight and assistance to the 
District of Columbia Department of Corrections.

    The last inmates were transferred out of the Lorton Correctional 
Complex on November 19, 2001, and the transition of District of Columbia 
adult felony inmates to the Federal Bureau of Prisons was completed. 
With the transfers, the Federal Bureau of Prisons has approximately 
7,000 District of Columbia inmates in its custody.

    The remaining property at the Lorton Correctional Complex will be 
vacated and prepared for transfer to Fairfax County during the remainder 
of 2002. Included in preparatory work will be the closing of the 
sewerage treatment plant and the removal of underground storage tanks. 
Continuing Lorton-based functions will be relocated from the Lorton 
complex. With the completion of its mission, the Corrections Trustee 
will terminate operations at the end of 2002.

                                

            District of Columbia General and Special Payments

                              Federal Funds

General and special funds:

              Federal Payment for Resident Tuition Support

    For a Federal payment to the District of Columbia, to be deposited 
into a dedicated account, for a nationwide program to be administered by 
the Mayor, for District of Columbia resident tuition support, 
$17,000,000, to remain available until expended: Provided, That such 
funds, including any interest accrued thereon, may be used on behalf of 
eligible District of Columbia residents to pay an amount based upon the 
difference between in-State and out-of-State tuition at public 
institutions of higher education, or to pay up to $2,500 each year at 
eligible private institutions of higher education: Provided further, 
That the awarding of such funds may be prioritized on the basis of a 
resident's academic merit, the income and need of eligible students and 
such other factors as may be authorized: Provided further, That the 
District of Columbia government shall establish a dedicated account for 
the Resident Tuition Support Program that shall consist of the Federal 
funds appropriated to the Program in this Act and any subsequent 
appropriations, any unobligated balances from prior fiscal years, and 
any interest earned in this or any fiscal year: Provided further, That 
the account shall be under the control of the District of Columbia Chief 
Financial Officer who shall use those funds solely for the purposes of 
carrying out the Resident Tuition Support Program: Provided further, 
That the Resident Tuition Support Program Office and the Office of the 
Chief Financial Officer shall provide a quarterly financial report to 
the Committees on Appropriations of the Senate and House of 
Representatives for these funds showing, by object class, the 
expenditures made and the purpose therefor: Provided further, That not 
more than seven percent of the total amount appropriated for this 
program may be used for administrative expenses. (District of Columbia 
Appropriations Act, 2002.)

               Program and Financing (in millions of dollars)

----------------------------------------------------------------------------
Identification code 20-1736-0-1-502      2001 actual   2002 est.   2003 est.
----------------------------------------------------------------------------

    Obligations by program activity:
10.00 Total new obligations (object 
        class 41.0).....................          17          17          17
----------------------------------------------------------------------------

    Budgetary resources available for obligation:
22.00 New budget authority (gross)......          17          17          17
23.95 Total new obligations.............         -17         -17         -17
----------------------------------------------------------------------------

    New budget authority (gross), detail:
      Discretionary:

40.00   Appropriation...................          17          17          17
----------------------------------------------------------------------------

    Change in obligated balances:
73.10 Total new obligations.............          17          17          17
73.20 Total outlays (gross).............         -17         -17         -17
----------------------------------------------------------------------------

    Outlays (gross), detail:
86.90 Outlays from new discretionary 
        authority.......................          17          17          17
----------------------------------------------------------------------------

    Net budget authority and outlays:
89.00 Budget authority..................          17          17          17
90.00 Outlays...........................          17          17          17
---------------------------------------------------------------------------

    The Resident Tuition Support program equalizes postsecondary 
education opportunities for students from the District of Columbia by 
enabling them to attend any public college

[[Page 1100]]

in the Nation at in-State tuition prices or to receive scholarships to 
attend private colleges in the D.C. metropolitan area.

                                

 Federal Support for Economic Development and Management Reforms in the 
                                District

     Federal Payment to the Department of Public Works Division of 
                             Transportation

    For a Fedeal Payment to the Department of Public Works Division of 
Transportation, $1,000,000: Provided, That such funds will be used to 
implement Transportation Systems Management (TSM) initiatives and 
strategies recommended in the October 2001 report by the Interagency 
Task Force of the National Capital Planning Commission in coordination 
with the National Capital Planning Commission.

        [Federal Payment for Incentives for Adoption of Children]

    [The paragraph under the heading ``Federal Payment for Incentives 
for qdoption of Children'' in Public Law 106-113, approved November 29, 
1999 (113 Stat. 1501), is amended to read as follows: ``For a Federal 
payment to the District of Columbia to create incentives to promote the 
adoption of children in the District of Columbia foster care system, 
$5,000,000: Provided, That such funds shall remain available until 
September 30, 2003, and shall be used to carry out all of the provisions 
of title 38 of the Fiscal Year 2001 Budget Support Act of 2000, 
effective October 19, 2000 (D.C. Law 13-172), as amended, except for 
section 3808: Provided further, That $1,000,000 of said amount shall be 
used for the establishment of a scholarship fund for District of 
Columbia children of adoptive families, and District of Columbia 
children without parents due to the September 11, 2001 terrorist attack 
to be used for post high school education and training.''.]

   [Federal Payment to the Chief Financial Officer of the District of 
                                Columbia]

    [For a Federal payment to the Chief Financial Officer of the 
District of Columbia, $8,300,000, of which $2,250,000 shall be for 
payment for a pilot project to demonstrate the ``Active Cap'' river 
cleanup technology on the Anacostia River; $500,000 shall be for payment 
to the Washington, D.C. Sports and Entertainment Commission which, in 
coordination with the U.S. Soccer Foundation, shall use the funds for 
environmental and infrastructure costs at Kenilworth Park in the 
creation of the Kenilworth Regional Sports Complex; $600,000 shall be 
for payment to the One Economy Corporation, a non-profit organization, 
to increase Internet access to low-income homes in the District of 
Columbia; $500,000 shall be for payment to the Langston Project for the 
21st Century, a community revitalization project to improve physical 
education and training facilities; $1,000,000 shall be for payment to 
the Green Door Program, for capital improvements at a community mental 
health clinic; $500,000 shall be for payment to the Historical Society 
of Washington, for capital improvements to the new City Museum; $200,000 
for a payment to Teach for America DC, for teacher development; $350,000 
for payment to the District of Columbia Safe Kids Coalition, to promote 
child passenger safety through the Child Occupant Protection Initiative; 
$50,000 for payment for renovations at Eastern Market; $1,000,000 shall 
be for payment to the Excel Institute Adult Education Program to be used 
by the Institute for construction and to acquire construction services 
provided by the General Services Administration on a reimbursable basis; 
$300,000 shall be for payment to the Woodlawn Cemetery for restoration 
of the Cemetery; $250,000 shall be for payment to the Real World Schools 
concerning 21st Century reform models for secondary education and the 
use of technology to support learning in the District of Columbia; 
$300,000 shall be for payment to a mentoring program and for hotline 
services; $250,000 shall be for payment to a youth development program 
with a character building curriculum; and $250,000 shall be for payment 
to a basic values training program.]

      [Federal Payment to the District of Columbia Public Schools]

    [For a Federal payment to the District of Columbia Public Schools, 
$2,500,000, of which $2,000,000 shall be to implement the Voyager 
Expanded Learning literacy program in kindergarten and first grade 
classrooms in the District of Columbia Public Schools; $250,000 shall be 
for the Failure Free Reading literacy program for non-readers and 
special education students; and $250,000 for Lightspan, Inc. to 
implement the eduTest.com program in the District of Columbia Public 
Schools.]

       [Federal Payment to the Children's National Medical Center]

    [For a Federal payment to the Children's National Medical Center in 
the District of Columbia, $5,500,000, of which $5,000,000 shall be for 
capital and equipment improvements, and $500,000 shall be used for the 
network of satellite pediatric health clinics for children and families 
in underserved neighborhoods and communities in the District of 
Columbia.]

          [St. Coletta of Greater Washington Expansion Project]

    [For a Federal contribution to St. Coletta of Greater Washington, 
Inc., for costs associated with the establishment of a day program and 
comprehensive case management services for mentally retarded and 
multiple-handicapped adolescents and adults in the District of Columbia, 
including property acquisition and construction, $2,000,000.]

[Federal Payment to the Capitol City Career Development and Job Training 
                              Partnership]

    [For a Federal Payment to the Capitol City Career Development and 
Job Training Partnership, $500,000.]

             [Federal Payment to the Capitol Education Fund]

    [For a Federal payment to the Capitol Education Fund, $500,000.]

[Federal Payment to the Metropolitan Kappa Youth Development Foundation, 
                                  Inc.]

    [For a Federal payment to the Metropolitan Kappa Youth Development 
Foundation, Inc., $450,000.]

 [Federal Payment to the Fire and Emergency Medical Services Department]

    [For a Federal payment to the Fire and Emergency Medical Services 
Department, $500,000 for dry-docking of the Fire Boat.]

             [Federal Payment to the Chief Medical Examiner]

    [For a Federal payment to the Chief Medical Examiner, $585,000 for 
reduction in the backlog of autopsies, case reports and for the purchase 
of toxicology and histology equipment.]

             [Federal Payment to the Youth Life Foundation]

    [For a Federal payment to the Youth Life Foundation, $250,000 for 
technical assistance, operational expenses, and establishment of a 
National Training Institute.]

                  [Federal Payment to Food and Friends]

    [For a Federal payment to Food and Friends, $2,000,000 for their 
Capital Campaign.]

               [Federal Payment to the City Administrator]

    [For a Federal payment to the City Administrator, $300,000 for the 
Criminal Justice Coordinating Council for the District of Columbia.]

              [Federal Payment to Southeastern University]

    [For a Federal payment to Southeastern University, $500,000 for a 
public/private partnership with the District of Columbia Public Schools 
at the McKinley Technology High School campus.]

 [Federal Payments for District of Columbia and Federal Law Enforcement 
                Mobile Wireless Interoperability Project]

    [For Federal payments in support of the District of Columbia and the 
Federal law enforcement Mobile Wireless Interoperability Project, 
$1,400,000, of which $400,000 shall be for a payment to the District of 
Columbia Office of the Chief Technology Officer, $333,334 shall be for a 
payment to the United States Secret Service, $333,333 shall be for a 
payment to the United States Capitol Police, and $333,333 shall be for a 
payment to the United States Park Police: Provided, That each agency 
shall participate in the preparation of a joint report to the Committees 
on Appropriations of the Senate and the House of Representatives to be 
submitted no later than March 30, 2002 on the allocation of these 
resources and a description of each agencies' resource commitment to 
this project for fiscal year 2003.]

[[Page 1101]]

            [Federal Payment to Faith and Politics Institute]

    [For a Federal payment to the Faith and Politics Institute, $50,000, 
for grass roots-based racial sensitivity programs in the District of 
Columbia.]

    [Federal Payment to the Thurgood Marshall Academy Charter School]

    [For a Federal payment to the Thurgood Marshall Academy Charter 
School, $1,000,000 to be used to acquire and renovate an educational 
facility in Anacostia.]

    [Federal Payment to the George Washington University Center for 
                   Excellence in Municipal Management]

    [For a Federal payment to the George Washington University Center 
for Excellence in Municipal Management, $250,000 to increase the 
enrollment of managers from the District of Columbia government.]

                   [Court Appointed Special Advocates]

    [For a Federal payment to the District of Columbia Court Appointed 
Special Advocates Unit, $250,000 to be used to expand its work in the 
Family Court of the District of Columbia Superior Court.] (District of 
Columbia Appropriations Act, 2002.)

               Program and Financing (in millions of dollars)

----------------------------------------------------------------------------
Identification code 20-1707-0-1-806      2001 actual   2002 est.   2003 est.
----------------------------------------------------------------------------

    Obligations by program activity:
00.10 Transportation Systems Management.                                   1
00.11 Public Education..................           1           3
00.12 Capitol City Career Development...                       1
00.13 Capitol Education Fund............                       1
00.14 Fire and Emergency Medical 
        Services........................                       1
00.15 Metro improvements................                      25
00.16 Chief Medical Examiner............                       1
00.28 Children's Medical Center.........           1           6
00.29 Food and Friends..................                       2
00.30 Southeastern University...........                       1
00.31 Wireless Interoperability Project.                       1
00.49 Chief Financial Officer...........           1           8
00.50 Commercial Revitalization Program.           2
00.51 Covenant House....................           1
00.52 Washington Interfaith Network.....                       1
00.53 Thurgood Marshall Academy Charter 
        School..........................                       1
00.54 Poplar Point brownfield 
        remediation.....................                       3
00.55 Presidential Inauguration expenses           6
00.56 Child Advocacy Center.............           1
00.57 St. Coletta.......................           1           2
00.58 Emergency Response................           6
                                           ---------   ---------  ----------
10.00   Total new obligations (object 
          class 41.0)...................          20          56           1
----------------------------------------------------------------------------

    Budgetary resources available for obligation:
21.40 Unobligated balance carried 
        forward, start of year..........                      25
22.00 New budget authority (gross)......          49          31           1
                                           ---------   ---------  ----------
23.90   Total budgetary resources 
          available for obligation......          49          56           1
23.95 Total new obligations.............         -20         -56          -1
23.98 Unobligated balance expiring or 
        withdrawn.......................          -4
24.40 Unobligated balance carried 
        forward, end of year............          25
----------------------------------------------------------------------------

    New budget authority (gross), detail:
      Discretionary:

40.00   Appropriation...................          43          31           1
42.00   Transferred from Emergency 
          Response Fund.................           6
                                           ---------   ---------  ----------
43.00     Appropriation (total 
            discretionary)..............          49          31           1
----------------------------------------------------------------------------

    Change in obligated balances:
72.40 Obligated balance, start of year..           2
73.10 Total new obligations.............          20          56           1
73.20 Total outlays (gross).............         -22         -56          -1
----------------------------------------------------------------------------

    Outlays (gross), detail:
86.90 Outlays from new discretionary 
        authority.......................          22          31           1
86.93 Outlays from discretionary 
        balances........................                      25
                                           ---------   ---------  ----------
87.00   Total outlays (gross)...........          22          56           1
----------------------------------------------------------------------------

    Net budget authority and outlays:
89.00 Budget authority..................          49          31           1
90.00 Outlays...........................          22          56           1
---------------------------------------------------------------------------

    The 2003 budget includes funding for Transportation Systems 
Management (TSM) initiatives and strategies. The $1 million will support 
cost effective operation improvements to District of Columbia 
transportation systems, including signal optimization, intersection 
improvements, and signage to improve traffic flow.

                                

    Federal Payment for Emergency Planning and Security Costs in the 
                          District of Columbia

    [For a Federal payment to the District of Columbia for emergency 
planning and security costs and to reimburse the District for certain 
security expenses related to the presence of the Federal Government in 
the District of Columbia, $16,058,000: Provided, That $12,652,000 shall 
be made available immediately to the District of Columbia Emergency 
Management Agency for planning, training, and personnel costs required 
for development and implementation of the emergency operations plan for 
the District of Columbia, to be submitted to the appropriate Federal 
agencies: Provided further, That a detailed report of actual and 
estimated expenses incurred shall be provided to the Committees on 
Appropriations of the Senate and the House of Representatives no later 
than June 15, 2002: Provided further, That $3,406,000 of such amount 
shall be made available immediately for reimbursement of fiscal year 
2001 expenses incurred by the District of Columbia for equipment 
purchased for providing security for the planned meetings in September 
2001 of the World Bank and the International Monetary Fund in the 
District of Columbia: Provided further, That the Mayor and the Chairman 
of the Council of the District of Columbia shall develop, in 
consultation with the Director of the Office of Personnel Management, 
the United States Secret Service, the United States Capitol Police, the 
United States Park Police, the Washington Metropolitan Area Transit 
Authority, regional transportation authorities, the Federal Emergency 
Management Agency, the Governor of the State of Maryland and the 
Governor of the Commonwealth of Virginia, the county executives of 
contiguous counties of the region and the respective State and local law 
enforcement entities in the region, an integrated emergency operations 
plan for the District of Columbia in cases of national security events, 
including terrorist threats, protests, or other unanticipated events: 
Provided further, That such plan shall include a response to attacks or 
threats of attacks using biological or chemical agents: Provided 
further, That the city shall submit this plan to the Committees on 
Appropriations of the Senate and the House of Representatives no later 
than January 2, 2002: Provided further, That the Chief Financial Officer 
of the District of Columbia shall provide quarterly reports to the 
Committees on Appropriations on the use of the funds under this heading, 
beginning not later than April 2, 2002.]
    For necessary expenses, as determined by the Mayor of the District 
of Columbia in written consultation with the elected county or city 
officials of surrounding jurisdictions, $15,000,000, to remain available 
until expended, to reimburse the District of Columbia for the costs of 
public safety expenses related to National Special Security Events in 
the District of Columbia and for the costs of providing support to 
respond to immediate and specific terrorist threats or attacks in the 
District of Columbia or surrounding jurisdictions: Provided, That any 
amount provided under this heading shall be available only after notice 
of its proposed use has been transmitted by the President to Congress 
and such amount has been apportioned pursuant to Chapter 15 of title 31, 
United States Code. (District of Columbia Appropriations Act, 2002.)

[Federal Payment to the District of Columbia for Protective Clothing and 
                          Breathing Apparatus]

    [For a Federal payment to the District of Columbia for protective 
clothing and breathing apparatus, to be obligated from amounts made 
available in Public Law 107-38 and to remain available until September 
30, 2003, $7,144,000, of which $922,000 is for the Fire and Emergency 
Medical Services Department, $4,269,000 is for the Metropolitan Police 
Department, $1,500,000 is for the Department of Health, and $453,000 is 
for the Department of Public Works.]

 [Federal Payment to the District of Columbia for Specialized Hazardous 
                          Materials Equipment]

    [For a Federal payment to the District of Columbia for specialized 
hazardous materials equipment, to be obligated from amounts made 
available in Public Law 107-38 and to remain available until Sep

[[Page 1102]]

tember 30, 2003, $1,032,000, for the Fire and Emergency Medical Services 
Department.]

[Federal Payment to the District of Columbia for Chemical and Biological 
                          Weapons Preparedness]

    [For a Federal payment to the District of Columbia for chemical and 
biological weapons preparedness, to be obligated from amounts made 
available in Public Law 107-38 and to remain available until September 
30, 2003, $10,355,000, of which $205,000 is for the Fire and Emergency 
Medical Services Department, $258,000 is for the Metropolitan Police 
Department, and $9,892,000 is for the Department of Health.]

  [Federal Payment to the District of Columbia for Pharmaceuticals for 
                               Responders]

    [For a Federal payment to the District of Columbia for 
pharmaceuticals for responders, to be obligated from amounts made 
available in Public Law 107-38 and to remain available until September 
30, 2003, $2,100,000, for the Department of Health.]

     [Federal Payment to the District of Columbia for Response and 
                       Communications Capability]

    [For a Federal payment to the District of Columbia for response and 
communications capability, to be obligated from amounts made available 
in Public Law 107-38 and to remain available until September 30, 2003, 
$14,960,000, of which $7,755,000 is for the Fire and Emergency Medical 
Services Department, $5,855,000 is for the Metropolitan Police 
Department, $113,000 is for the Department of Public Works Division of 
Transportation, $58,000 is for the Office of Property Management, 
$60,000 is for the Department of Public Works, $750,000 is for the 
Department of Health, $309,000 is for the Department of Human Services, 
and $60,000 is for the Department of Parks and Recreation.]

  [Federal Payment to the District of Columbia for Search, Rescue and 
                 Other Emergency Equipment and Support]

    [For a Federal payment to the District of Columbia, to be obligated 
from amounts made available in Public Law 107-38 and to remain available 
until September 30, 2003, for search, rescue and other emergency 
equipment and support, $8,850,000, of which $5,442,000 is for the 
Metropolitan Police Department, $208,000 is for the Fire and Emergency 
Medical Services Department, $398,500 is for the Department of Consumer 
and Regulatory Affairs, $1,178,500 is for the Department of Public 
Works, $542,000 is for the Department of Human Services, and $1,081,000 
is for the Department of Mental Health.]

[Federal Payment to the District of Columbia for Equipment, Supplies and 
         Vehicles for the Office of the Chief Medical Examiner]

    [For a Federal payment to the District of Columbia, to be obligated 
from amounts made available in Public Law 107-38 and to remain available 
until September 30, 2003, for equipment, supplies and vehicles for the 
Office of the Chief Medical Examiner, $1,780,000.]

 [Federal Payment to the District of Columbia for Hospital Containment 
                Facilities for the Department of Health]

    [For a Federal payment to the District of Columbia, to be obligated 
from amounts made available in Public Law 107-38 and to remain available 
until September 30, 2003, for hospital containment facilities for the 
Department of Health, $8,000,000.]

[Federal Payment to the District of Columbia for the Office of the Chief 
                           Technology Officer]

    [For a Federal payment to the District of Columbia, to be obligated 
from amounts made available in Public Law 107-38 and to remain available 
until September 30, 2003, for the Office of the Chief Technology 
Officer, $45,494,000, for a first response landline and wireless 
interoperability project, of which $1,000,000 shall be used to initiate 
a comprehensive review, by a non-vendor contractor, of the District's 
current technology-based systems and to develop a plan for integrating 
the communications systems of the District of Columbia Metropolitan 
Police and Fire and Emergency Medical Services Departments with the 
systems of local, regional and Federal law enforcement agencies, 
including but not limited to the United States Capitol Police, United 
States Park Police, United States Secret Service, Federal Bureau of 
Investigation, Federal Protective Service, and the Washington 
Metropolitan Area Transit Authority Police: Provided, That such plan 
shall be submitted to the Committees on Appropriations of the Senate and 
the House of Representatives no later than June 15, 2002.]

   [Federal Payment to the District of Columbia for Emergency Traffic 
                               Management]

    [For a Federal payment to the District of Columbia, to be obligated 
from amounts made available in Public Law 107-38 and to remain available 
until September 30, 2003, for training and planning, $9,949,000, of 
which $4,400,000 is for the Fire and Emergency Medical Services 
Department, $990,000 is for the Metropolitan Police Department, 
$1,200,000 is for the Department of Health, $200,000 is for the Office 
of the Chief Medical Examiner, $500,000 is for the Office of Property 
Management, $500,000 is for the Department of Mental Health, $469,000 is 
for the Department of Consumer and Regulatory Affairs, $240,000 is for 
the Department of Public Works, $600,000 is for the Department of Human 
Services, $100,000 is for the Department of Parks and Recreation, and 
$750,000 is for the Division of Transportation.]

  [Federal Payment to the District of Columbia for Increased Facility 
                                Security]

    [For a Federal payment to the District of Columbia, to be obligated 
from amounts made available in Public Law 107-38 and to remain available 
until September 30, 2003, for increased facility security, $25,536,000, 
of which $3,900,000 is for the Emergency Management Agency, $14,575,000 
is for the public schools, and $7,061,000 is for the Office of Property 
Management.]

 [Federal Payment to the Washington Metropolitan Area Transit Authority]

    [For a Federal payment to the Washington Metropolitan Area Transit 
Authority to meet region-wide security requirements, a contribution of 
$39,100,000, to be obligated from amounts made available in Public Law 
107-38 and to remain available until September 30, 2003, of which 
$5,000,000 shall be used for protective clothing and breathing 
apparatus, $2,200,000 shall be for completion of the fiber optic network 
project, $15,000,000 shall be for a chemical emergency sensor program, 
and $16,900,000 shall be for increased employee and facility security.]

 [Federal Payment to the Metropolitan Washington Council of Governments]

    [For a Federal payment to the Metropolitan Washington Council of 
Governments to enhance regional emergency preparedness, coordination and 
response, $5,000,000, to be obligated from amounts made available in 
Public Law 107-38 and to remain available until September 30, 2003, of 
which $1,500,000 shall be used to contribute to the development of a 
comprehensive regional emergency preparedness, coordination and response 
plan, $500,000 shall be used to develop a critical infrastructure threat 
assessment model, $500,000 shall be used to develop and implement a 
regional communications plan, and $2,500,000 shall be used to develop 
protocols and procedures for training and outreach exercises.] 
(Emergency Supplemental Act, 2002)

               Program and Financing (in millions of dollars)

----------------------------------------------------------------------------
Identification code 20-1771-0-1-806      2001 actual   2002 est.   2003 est.
----------------------------------------------------------------------------

    Obligations by program activity:
00.01 Direct Program Activity...........                     216          15
                                           ---------   ---------  ----------
10.00   Total new obligations (object 
          class 41.0)...................                     216          15
----------------------------------------------------------------------------

    Budgetary resources available for obligation:
22.00 New budget authority (gross)......                     216          15
23.95 Total new obligations.............                    -216         -15
----------------------------------------------------------------------------

    New budget authority (gross), detail:
      Discretionary:

40.00   Appropriation...................                      16          15
40.15   Appropriation (emergency).......                     200
                                           ---------   ---------  ----------
43.00     Appropriation (total 
            discretionary)..............                     216          15
----------------------------------------------------------------------------

[[Page 1103]]



    Change in obligated balances:
73.10 Total new obligations.............                     216          15
73.20 Total outlays (gross).............                    -216         -15
----------------------------------------------------------------------------

    Outlays (gross), detail:
86.90 Outlays from new discretionary 
        authority.......................                     216          15
----------------------------------------------------------------------------

    Net budget authority and outlays:
89.00 Budget authority..................                     216          15
90.00 Outlays...........................                     216          15
---------------------------------------------------------------------------

    The 2003 budget includes $15 million for emergency planning and 
security costs related to the presence of the Federal government in the 
District of Columbia.

                                

Federal Payment to the Federal Supplemental District of Columbia Pension 
                                  Fund 

               Program and Financing (in millions of dollars)

----------------------------------------------------------------------------
Identification code 20-1714-0-1-601      2001 actual   2002 est.   2003 est.
----------------------------------------------------------------------------

    Obligations by program activity:
00.01 Payment to supplemental retirement 
        fund............................         197         252         252
                                           ---------   ---------  ----------
10.00   Total new obligations (object 
          class 13.0)...................         197         252         252
----------------------------------------------------------------------------

    Budgetary resources available for obligation:
22.00 New budget authority (gross)......         197         252         252
23.95 Total new obligations.............        -197        -252        -252
----------------------------------------------------------------------------

    New budget authority (gross), detail:
      Mandatory:

60.00   Appropriation...................         197         252         252
----------------------------------------------------------------------------

    Change in obligated balances:
73.10 Total new obligations.............         197         252         252
73.20 Total outlays (gross).............        -197        -252        -252
----------------------------------------------------------------------------

    Outlays (gross), detail:
86.97 Outlays from new mandatory 
        authority.......................         197         252         252
----------------------------------------------------------------------------

    Net budget authority and outlays:
89.00 Budget authority..................         197         252         252
90.00 Outlays...........................         197         252         252
---------------------------------------------------------------------------

    This account records the annual payment from the General Fund of the 
Treasury to the Supplemental District of Columbia Pension Fund.

         Federal Supplemental District of Columbia Pension Fund

              Unavailable Collections (in millions of dollars)

----------------------------------------------------------------------------
Identification code 20-5500-0-2-601      2001 actual   2002 est.   2003 est.
----------------------------------------------------------------------------
01.99 Balance, start of year............         832       1,069       1,388
    Receipts:
02.40 Federal contribution, Federal 
        supplemental District of 
        Columbia........................         197         252         252
02.41 Earnings on investments in U.S. 
        securities, Federal supplemental          40          67          86
                                           ---------   ---------  ----------
02.99   Total receipts and collections..         237         319         338
                                           ---------   ---------  ----------
04.00 Total: Balances and collections...       1,069       1,388       1,726
                                           ---------   ---------  ----------
07.99 Balance, end of year..............       1,069       1,388       1,726
---------------------------------------------------------------------------

               Program and Financing (in millions of dollars)

----------------------------------------------------------------------------
Identification code 20-5500-0-2-601      2001 actual   2002 est.   2003 est.
----------------------------------------------------------------------------

    Net budget authority and outlays:
89.00 Budget authority..................
90.00 Outlays...........................
----------------------------------------------------------------------------

    Memorandum (non-add) entries:
92.01 Total investments, start of year: 
        Federal securities: Par value...         833       1,078       1,357
92.02 Total investments, end of year: 
        Federal securities: Par value...       1,078       1,357       1,357
---------------------------------------------------------------------------

    The National Capital Revitalization and Self-Government Improvement 
Act of 1997, as amended (the Act), established the Federal Supplemental 
District of Columbia Pension Fund (Supplemental Fund) to pay retirement 
benefits for District of Columbia law enforcement officers, 
firefighters, and teachers after the District of Columbia Federal 
Pension Liability Trust Fund has been depleted, and to pay any necessary 
expenses to administer the fund. The Supplemental Fund consists of: 
amounts deposited into the fund; any amount appropriated to the fund; 
and any income earned from investment of the assets in public debt 
securities. The Act requires the Secretary of the Treasury to make 
payments at the end of each fiscal year, beginning in 1998, from the 
General Fund of the Treasury into the Supplemental Fund. Annual payments 
consist of amounts necessary to amortize: the original unfunded 
liability over 30 years; the net experience gain or loss over 10 years; 
and any other changes in actuarial liability over 20 years, and amounts 
necessary to fund covered administrative expenses for the year.

                                

Public enterprise funds:

              Federal Payment for Water and Sewer Services

               Program and Financing (in millions of dollars)

----------------------------------------------------------------------------
Identification code 20-4446-0-4-806      2001 actual   2002 est.   2003 est.
----------------------------------------------------------------------------

    Obligations by program activity:
09.00 Reimbursable program..............          58          30          30
                                           ---------   ---------  ----------
10.00   Total new obligations (object 
          class 23.3)...................          58          30          30
----------------------------------------------------------------------------

    Budgetary resources available for obligation:
22.00 New budget authority (gross)......          58          30          30
23.95 Total new obligations.............         -58         -30         -30
----------------------------------------------------------------------------

    New budget authority (gross), detail:
      Mandatory:

69.00   Offsetting collections (cash)...          84          30          30
69.10   Change in uncollected customer 
          payments from Federal sources 
          (unexpired)...................         -26
                                           ---------   ---------  ----------
69.90     Spending authority from 
            offsetting collections 
            (total mandatory)...........          58          30          30
----------------------------------------------------------------------------

    Change in obligated balances:
72.40 Obligated balance, start of year..          11
73.10 Total new obligations.............          58          30          30
73.20 Total outlays (gross).............         -95         -30         -30
74.00 Change in uncollected customer 
        payments from Federal sources 
        (unexpired).....................          26
----------------------------------------------------------------------------

    Outlays (gross), detail:
86.97 Outlays from new mandatory 
        authority.......................          20          30          30
86.98 Outlays from mandatory balances...          75
                                           ---------   ---------  ----------
87.00   Total outlays (gross)...........          95          30          30
----------------------------------------------------------------------------

    Offsets:
      Against gross budget authority and outlays:

88.00   Offsetting collections (cash) 
          from: Federal sources.........         -84         -30         -30
      Against gross budget authority only:

88.95   Change in uncollected customer 
          payments from Federal sources 
          (unexpired)...................          26
----------------------------------------------------------------------------

    Net budget authority and outlays:
89.00 Budget authority..................
90.00 Outlays...........................          11
---------------------------------------------------------------------------

    The 1990 District of Columbia Appropriations Act established a 
system ``to improve the means by which the District of Columbia (now the 
DC Water and Sewer Authority, DCWASA) is paid for water and sanitary 
sewer services furnished to the Government of the United States or any 
depart

[[Page 1104]]

ment, agency, or independent establishment thereof.'' Each agency was to 
pay 25 percent of its estimated yearly bill each quarter by depositing 
its payment into this account. Even if all agencies did not submit 
payment on time, Treasury was directed to pay the Government-wide bill, 
making up the difference from a permanent, indefinite appropriation 
account, which was then to be reimbursed by the appropriate agencies.

    The 2001 Consolidated Appropriations Act amended this system by 
repealing the permanent, indefinite appropriation account, by directing 
Treasury to draw down agency funds for payment of water and sewer bills, 
by requiring agency Inspectors General to analyze how promptly the user 
agency makes its payment, and by making these amendments retroactive to 
1990.

                                

                               Trust Funds

        District of Columbia Federal Pension Liability Trust Fund

              Unavailable Collections (in millions of dollars)

----------------------------------------------------------------------------
Identification code 20-8230-0-7-601      2001 actual   2002 est.   2003 est.
----------------------------------------------------------------------------
01.99 Balance, start of year............       2,943       2,680       2,372
    Receipts:
02.21 Interest earnings.................         175         156         138
02.80 Federal pension liability trust 
        fund, offsetting collections....           4
                                           ---------   ---------  ----------
02.99   Total receipts and collections..         179         156         138
                                           ---------   ---------  ----------
04.00 Total: Balances and collections...       3,122       2,836       2,510
    Appropriations:
05.00 Federal pension liability trust 
        fund............................        -442        -464        -473
                                           ---------   ---------  ----------
05.99   Total appropriations............        -442        -464        -473
                                           ---------   ---------  ----------
07.99 Balance, end of year..............       2,680       2,372       2,037
---------------------------------------------------------------------------

               Program and Financing (in millions of dollars)

----------------------------------------------------------------------------
Identification code 20-8230-0-7-601      2001 actual   2002 est.   2003 est.
----------------------------------------------------------------------------

    Obligations by program activity:
00.01 Retirement Payments...............         442         464         473
                                           ---------   ---------  ----------
10.00   Total new obligations (object 
          class 13.0)...................         442         464         473
----------------------------------------------------------------------------

    Budgetary resources available for obligation:
22.00 New budget authority (gross)......         442         464         473
23.95 Total new obligations.............        -442        -464        -473
----------------------------------------------------------------------------

    New budget authority (gross), detail:
      Mandatory:

60.26   Appropriation (trust fund)......         438         464         473
69.00 Offsetting collections (cash).....           4
                                           ---------   ---------  ----------
70.00   Total new budget authority 
          (gross).......................         442         464         473
----------------------------------------------------------------------------

    Change in obligated balances:
72.40 Obligated balance, start of year..          40          48          48
73.10 Total new obligations.............         442         464         473
73.20 Total outlays (gross).............        -434        -464        -473
74.40 Obligated balance, end of year....          48          48          48
----------------------------------------------------------------------------

    Outlays (gross), detail:
86.97 Outlays from new mandatory 
        authority.......................         179         464         473
86.98 Outlays from mandatory balances...         255
                                           ---------   ---------  ----------
87.00   Total outlays (gross)...........         434         464         473
----------------------------------------------------------------------------

    Offsets:
      Against gross budget authority and outlays:

88.00   Offsetting collections (cash) 
          from: Federal sources.........          -4
----------------------------------------------------------------------------

    Net budget authority and outlays:
89.00 Budget authority..................         438         464         473
90.00 Outlays...........................         431         464         473
----------------------------------------------------------------------------

    Memorandum (non-add) entries:
92.01 Total investments, start of year: 
        Federal securities: Par value...       2,999       2,741       2,439
92.02 Total investments, end of year: 
        Federal securities: Par value...       2,741       2,439       2,146
---------------------------------------------------------------------------

    The National Capital Revitalization and Self-Government Improvement 
Act of 1997, as amended (the Act), established the District of Columbia 
Federal Pension Liability Trust Fund (Trust Fund) to pay retirement 
benefits for District of Columbia law enforcement officers, 
firefighters, and teachers, and to pay any necessary expenses to 
administer the Trust Fund or expenses incurred by the Secretary of the 
Treasury in carrying out his responsibilities regarding such retirement 
benefits. The Trust Fund consists of the proceeds of accumulated pension 
assets transferred from the District of Columbia during 1999 and 
liquidated, pursuant to the Act, and any income earned from investment 
of the assets in public debt securities.

                                

                       [Administrative Provision]

    [Of the Federal funds made available in the District of Columbia 
Appropriations Act, 2001, Public Law 106-522 for the Metropolitan Police 
Department (114 Stat. 2441), $100,000 for the police mini-station shall 
remain available for the purposes intended until September 30, 2002: 
Provided, That the $1,000,000 made available in such Act for the 
Washington Interfaith Network (114 Stat. 2444) shall remain available 
for the purposes intended until December 31, 2002: Provided further, 
That $3,450,000 made available in such Act for Brownfield Remediation 
(114 Stat. 2445), shall remain available until expended.] (District of 
Columbia Appropriations Act, 2002.)

                                


 
                           GENERAL PROVISIONS

    Sec. 101. Whenever in this Act, an amount is specified within an 
appropriation for particular purposes or objects of expenditure, such 
amount, unless otherwise specified, shall be considered as the maximum 
amount that may be expended for said purpose or object rather than an 
amount set apart exclusively therefor.
    Sec. 102. Appropriations in this Act shall be available for expenses 
of travel and for the payment of dues of organizations concerned with 
the work of the District of Columbia government, when authorized by the 
Mayor: Provided, That in the case of the Council of the District of 
Columbia, funds may be expended with the authorization of the chair of 
the Council.
    Sec. 103. There are appropriated from the applicable funds of the 
District of Columbia such sums as may be necessary for making refunds 
and for the payment of legal settlements or judgments that have been 
entered against the District of Columbia government: Provided, That 
nothing contained in this section shall be construed as modifying or 
affecting the provisions of section 11(c)(3) of title XII of the 
District of Columbia Income and Franchise Tax Act of 1947 (70 Stat. 78; 
Public Law 84-460; D.C. Code, sec. 47-1812.11(c)(3)).
    Sec. 104. No part of any appropriation contained in this Act shall 
remain available for obligation beyond the current fiscal year unless 
expressly so provided herein.
    Sec. 105. No funds appropriated in this Act for the District of 
Columbia government for the operation of educational institutions, the 
compensation of personnel, or for other educational purposes may be used 
to permit, encourage, facilitate, or further partisan political 
activities. Nothing herein is intended to prohibit the availability of 
school buildings for the use of any community or partisan political 
group during non-school hours.
    Sec. 106. None of the funds appropriated in this Act shall be made 
available to pay the salary of any employee of the District of Columbia 
government whose name, title, grade, and salary are not available for 
inspection by the House and Senate Committees on Appropriations, the 
House Committee on Government Reform, the Senate Committee on 
Governmental Affairs, and the Council of the District of Columbia, or 
their duly authorized representative.

[[Page 1105]]

    Sec. 107. [(a) Except as provided in subsection (b), no] No part of 
this appropriation shall be used for publicity or propaganda purposes or 
implementation of any policy including boycott designed to support or 
defeat legislation pending before Congress or any State legislature.
    [(b) The District of Columbia may use local funds provided in this 
Act to carry out lobbying activities on any matter other than--
        (1) the promotion or support of any boycott; or
        (2) statehood for the District of Columbia or voting 
    representation in Congress for the District of Columbia.
    (c) Nothing in this section may be construed to prohibit any elected 
official from advocating with respect to any of the issues referred to 
in subsection (b).]
    Sec. 108. At the start of the fiscal year, the Mayor shall develop 
an annual plan, by quarter and by project, for capital outlay 
borrowings: Provided, That within a reasonable time after the close of 
each quarter, the Mayor shall report to the Council of the District of 
Columbia and the Congress the actual borrowings and spending progress 
compared with projections.
    Sec. 109. (a) None of the funds provided under this Act to the 
agencies funded by this Act, both Federal and District government 
agencies, that remain available for obligation or expenditure in fiscal 
year [2002] 2003, or provided from any accounts in the Treasury of the 
United States derived by the collection of fees available to the 
agencies funded by this Act, shall be available for obligation or 
expenditure for an agency through a reprogramming of funds which: (1) 
creates new programs; (2) eliminates a program, project, or 
responsibility center; (3) establishes or changes allocations 
specifically denied, limited or increased by Congress in this Act; (4) 
increases funds or personnel by any means for any program, project, or 
responsibility center for which funds have been denied or restricted; 
(5) reestablishes through reprogramming any program or project 
previously deferred through reprogramming; (6) augments existing 
programs, projects, or responsibility centers through a reprogramming of 
funds in excess of $1,000,000 or 10 percent, whichever is less; or (7) 
increases by 20 percent or more personnel assigned to a specific 
program, project or responsibility center; unless the Committees on 
Appropriations of both the Senate and House of Representatives are 
notified in writing 30 days in advance of any reprogramming as set forth 
in this section.
    (b) None of the local funds contained in this Act may be available 
for obligation or expenditure for an agency through a transfer of any 
local funds from one appropriation heading to another unless the 
Committees on Appropriations of the Senate and House of Representatives 
are notified in writing 30 days in advance of the transfer, except that 
in no event may the amount of any funds transferred exceed four percent 
of the local funds in the appropriation.
    Sec. 110. Consistent with the provisions of 31 U.S.C. 1301(a), 
appropriations under this Act shall be applied only to the objects for 
which the appropriations were made except as otherwise provided by law.
    Sec. 111. [(a)] Notwithstanding any other provisions of law, the 
provisions of the District of Columbia Government Comprehensive Merit 
Personnel Act of 1978 (D.C. Law 2-139; D.C. Official Code, sec. 1-601.01 
et seq.), enacted pursuant to section 422(3) of the District of Columbia 
Home Rule Act (87 Stat. 790; Public Law 93-198; D.C. Official Code, sec. 
1-204.22(3)), shall apply with respect to the compensation of District 
of Columbia employees: Provided, That for pay purposes, employees of the 
District of Columbia government shall not be subject to the provisions 
of title 5, United States Code.
    [(b)(1) Certification of Need by Chief Technology Officer.--Section 
2706(b) of the District of Columbia Government Comprehensive Merit 
Personnel Act of 1978, as added by section 2 of the District Government 
Personnel Exchange Agreement Amendment Act of 2000 (D.C. Law 13-296), is 
amended by inserting after ``Director of Personnel'' each place it 
appears the following: ``(or the Chief Technology Officer, in the case 
of the Office of the Chief Technology Officer)''.
    (2) Inclusion of Overhead Costs in Agreements.--Section 2706(c)(3) 
of such Act is amended by striking the period at the end and inserting 
the following: ``, except that in the case of the Office of the Chief 
Technology Officer, general and administrative costs shall include 
reasonable overhead costs and shall be calculated by the Chief 
Technology Officer (as determined under such criteria as the Chief 
Technology Officer independently deems appropriate subject to the review 
of the City Administrator, including a consideration of standards used 
to calculate general, administrative, and overhead costs for off-site 
employees found in Federal law and regulation and in general private 
industry practice).''.
    (3) Reporting Requirement.--Section 2706 of such Act is amended--
        (A) by redesignating subsection (f) as subsection (g); and
        (B) by inserting after subsection (e) the following new 
    subsection:
    ``(f) Not later than 45 days after the end of each fiscal year 
(beginning with fiscal year 2002), the Chief Technology Officer shall 
prepare and submit to the Council and to the Committees on 
Appropriations of the House of Representatives and Senate a report 
describing all agreements entered into by the Chief Technology Officer 
under this section which are in effect during the fiscal year.''.]
    [(c) The authority which the Chief Financial Officer of the District 
of Columbia exercised with respect to personnel, procurement, and the 
preparation of fiscal impact statements during a control period (as 
defined in Public Law 104-8) shall remain in effect through July 1, 
2002.]
    [(d) Section 424(b)(3) of the District of Columbia Home Rule Act 
(sec. 1-204.24b(c), D.C. Official Code) is amended--
        (1) by striking ``determined'' and all that follows through 
    ``exceed'' and inserting ``equal to''; and
        (2) by striking ``IV'' and inserting ``I''.]
    [(e) Effective Date.--The amendment made by subsection (d) shall 
apply with respect to pay periods in fiscal year 2002 and each 
succeeding fiscal year.]
    Sec. 112. No later than 30 days after the end of the first quarter 
of the fiscal year ending September 30, [2002] 2003, the Mayor of the 
District of Columbia shall submit to the Council of the District of 
Columbia the new fiscal year [2002] 2003 revenue estimates as of the end 
of the first quarter of fiscal year [2002] 2003. These estimates shall 
be used in the budget request for the fiscal year ending September 30, 
[2003] 2004. The officially revised estimates at midyear shall be used 
for the midyear report.
    Sec. 113. No sole source contract with the District of Columbia 
government or any agency thereof may be renewed or extended without 
opening that contract to the competitive bidding process as set forth in 
section 303 of the District of Columbia Procurement Practices Act of 
1985 (D.C. Law 6-85; D.C. Code, sec. 2-303.03), except that the District 
of Columbia government or any agency thereof may renew or extend sole 
source contracts for which competition is not feasible or practical: 
Provided, That the determination as to whether to invoke the competitive 
bidding process has been made in accordance with duly promulgated rules 
and procedures and said determination has been reviewed and certified by 
the Chief Financial Officer of the District of Columbia.
    Sec. 114. (a) In the event a sequestration order is issued pursuant 
to the Balanced Budget and Emergency Deficit Control Act of 1985 (99 
Stat. 1037; Public Law 99-177), after the amounts appropriated to the 
District of Columbia for the fiscal year involved have been paid to the 
District of Columbia, the Mayor of the District of Columbia shall pay to 
the Secretary of the Treasury, within 15 days after receipt of a request 
therefor from the Secretary of the Treasury, such amounts as are 
sequestered by the order: Provided, That the sequestration percentage 
specified in the order shall be applied proportionately to each of the 
Federal appropriation accounts in this Act that are not specifically 
exempted from sequestration by such Act.
    (b) For purposes of the Balanced Budget and Emergency Deficit 
Control Act of 1985 (99 Stat. 1037; Public Law 99-177), the term 
``program, project, and activity'' shall be synonymous with and refer 
specifically to each account appropriating Federal funds in this Act, 
and any sequestration order shall be applied to each of the accounts 
rather than to the aggregate total of those accounts: Provided, That 
sequestration orders shall not be applied to any account that is 
specifically exempted from sequestration by the Balanced Budget and 
Emergency Deficit Control Act of 1985.
    Sec. 115. Acceptance and Use of Gifts. (a) Approval by Mayor.--
        (1) In general.--An entity of the District of Columbia 
    government may accept and use a gift or donation during fiscal year 
    [2002] 2003 if--
            (A) the Mayor approves the acceptance and use of the gift or 
        donation (except as provided in paragraph (2)); and
            (B) the entity uses the gift or donation to carry out its 
        authorized functions or duties.
        (2) Exception for council and courts.--The Council of the 
    District of Columbia and the District of Columbia courts may accept 
    and use gifts without prior approval by the Mayor.

[[Page 1106]]

    (b) Records and Public Inspection.--Each entity of the District of 
Columbia government shall keep accurate and detailed records of the 
acceptance and use of any gift or donation under subsection (a), and 
shall make such records available for audit and public inspection.
    (c) Independent Agencies Included.--For the purposes of this 
section, the term ``entity of the District of Columbia government'' 
includes an independent agency of the District of Columbia.
    (d) Exception for Board of Education.--This section shall not apply 
to the District of Columbia Board of Education, which may, pursuant to 
the laws and regulations of the District of Columbia, accept and use 
gifts to the public schools without prior approval by the Mayor.
    Sec. 116. None of the Federal funds provided in this Act may be used 
by the District of Columbia to provide for salaries, expenses, or other 
costs associated with the offices of United States Senator or United 
States Representative under section 4(d) of the District of Columbia 
Statehood Constitutional Convention Initiatives of 1979 (D.C. Law 3-171; 
D.C. Official Code, sec. 1-123).
    Sec. 117. None of the funds appropriated under this Act shall be 
expended for any abortion except where the life of the mother would be 
endangered if the fetus were carried to term or where the pregnancy is 
the result of an act of rape or incest.
    Sec. 118. None of the Federal funds made available in this Act may 
be used to implement or enforce the Health Care Benefits Expansion Act 
of 1992 (D.C. Law 9-114; D.C. Official Code, sec. 32-701 et seq.) or to 
otherwise implement or enforce any system of registration of unmarried, 
cohabiting couples, including but not limited to registration for the 
purpose of extending employment, health, or governmental benefits to 
such couples on the same basis that such benefits are extended to 
legally married couples.
    Sec. 119. Acceptance and Use of Grants Not Included in Ceiling. (a) 
In General.--Notwithstanding any other provision of this Act, the Mayor, 
in consultation with the Chief Financial Officer may accept, obligate, 
and expend Federal, private, and other grants received by the District 
government that are not reflected in the amounts appropriated in this 
Act.
    (b) Requirement of Chief Financial Officer Report and Council 
Approval.--No such Federal, private, or other grant may be accepted, 
obligated, or expended pursuant to subsection (a) until--
        (1) the Chief Financial Officer of the District of Columbia 
    submits to the Council a report setting forth detailed information 
    regarding such grant; and
        (2) the Council within 15 calendar days after receipt of the 
    report submitted under paragraph (1) has reviewed and approved the 
    acceptance, obligation, and expenditure of such grant.
    (c) Prohibition on Spending in Anticipation of Approval or 
Receipt.--No amount may be obligated or expended from the general fund 
or other funds of the District government in anticipation of the 
approval or receipt of a grant under subsection (b)(2) of this section 
or in anticipation of the approval or receipt of a Federal, private, or 
other grant not subject to such paragraph.
    (d) Quarterly Reports.--The Chief Financial Officer of the District 
of Columbia shall prepare a quarterly report setting forth detailed 
information regarding all Federal, private, and other grants subject to 
this section. Each such report shall be submitted to the Council of the 
District of Columbia, and to the Committees on Appropriations of the 
House of Representatives and the Senate, not later than 15 days after 
the end of the quarter covered by the report.
    Sec. 120. (a) Restrictions on Use of Official Vehicles.--Except as 
otherwise provided in this section, none of the funds made available by 
this Act or by any other Act may be used to provide any officer or 
employee of the District of Columbia with an official vehicle unless the 
officer or employee uses the vehicle only in the performance of the 
officer's or employee's official duties. For purposes of this paragraph, 
the term ``official duties'' does not include travel between the 
officer's or employee's residence and workplace (except: (1) in the case 
of an officer or employee of the Metropolitan Police Department who 
resides in the District of Columbia or is otherwise designated by the 
Chief of the Department; (2) at the discretion of the Fire Chief, an 
officer or employee of the District of Columbia Fire and Emergency 
Medical Services Department who resides in the District of Columbia and 
is on call 24 hours a day; (3) the Mayor of the District of Columbia; 
and (4) the Chairman of the Council of the District of Columbia).
    (b) Inventory of Vehicles.--The Chief Financial Officer of the 
District of Columbia shall submit, by November 15, [2001] 2002, an 
inventory, as of September 30, [2001] 2002, of all vehicles owned, 
leased or operated by the District of Columbia government. The inventory 
shall include, but not be limited to, the department to which the 
vehicle is assigned; the year and make of the vehicle; the acquisition 
date and cost; the general condition of the vehicle; annual operating 
and maintenance costs; current mileage; and whether the vehicle is 
allowed to be taken home by a District officer or employee and if so, 
the officer or employee's title and resident location.
    (c) No officer or employee of the District of Columbia government 
(including any independent agency of the District but excluding the 
Office of the Chief Technology Officer, the Chief Financial Officer of 
the District of Colubmia, and the Metropolitan Police Department) may 
enter into an agreement in excess of $2,500 for the procurement of goods 
or services on behalf of any entity of the District government until the 
officer or employee has conducted an analysis of how the procurement of 
the goods and services involved under the applicable regulations and 
procedures of the District government would differ from the procurement 
of the goods and services involved under the Federal supply schedule and 
other applicable regulations and procedures of the General Services 
Administration, including an analysis of any differences in the costs to 
be incurred and the time required to obtain the goods or services.
    Sec. 121. Notwithstanding any other provision of law, not later than 
120 days after the date that a District of Columbia Public Schools 
(DCPS) student is referred for evaluation or assessment--
        (1) the District of Columbia Board of Education, or its 
    successor, and DCPS shall assess or evaluate a student who may have 
    a disability and who may require special education services; and
        (2) if a student is classified as having a disability, as 
    defined in section 101(a)(1) of the Individuals with Disabilities 
    Education Act (84 Stat. 175; 20 U.S.C. 1401(a)(1)) or in section 
    7(8) of the Rehabilitation Act of 1973 (87 Stat. 359; 29 U.S.C. 
    706(8)), the Board and DCPS shall place that student in an 
    appropriate program of special education services.
    Sec. 122. (a) Compliance With Buy American Act.--No funds 
appropriated in this Act may be made available to any person or entity 
that violates the Buy American Act (41 U.S.C. 10a-10c).
    (b) Sense of the Congress; Requirement Regarding Notice.--
        (1) Purchase of american-made equipment and products.--In the 
    case of any equipment or product that may be authorized to be 
    purchased with financial assistance provided using funds made 
    available in this Act, it is the sense of the Congress that entities 
    receiving the assistance should, in expending the assistance, 
    purchase only American-made equipment and products to the greatest 
    extent practicable.
        (2) Notice to recipients of assistance.--In providing financial 
    assistance using funds made available in this Act, the head of each 
    agency of the Federal or District of Columbia government shall 
    provide to each recipient of the assistance a notice describing the 
    statement made in paragraph (1) by the Congress.
    (c) Prohibition of Contracts With Persons Falsely Labeling Products 
as Made in America.--If it has been finally determined by a court or 
Federal agency that any person intentionally affixed a label bearing a 
``Made in America'' inscription, or any inscription with the same 
meaning, to any product sold in or shipped to the United States that is 
not made in the United States, the person shall be ineligible to receive 
any contract or subcontract made with funds made available in this Act, 
pursuant to the debarment, suspension, and ineligibility procedures 
described in sections 9.400 through 9.409 of title 48, Code of Federal 
Regulations.
    Sec. 123. None of the funds contained in this Act may be used for 
purposes of the annual independent audit of the District of Columbia 
government for fiscal year [2002] 2003 unless--
        (1) the audit is conducted by the Inspector General of the 
    District of Columbia, in coordination with the Chief Financial 
    Officer of the District of Columbia, pursuant to section 208(a)(4) 
    of the District of Columbia Procurement Practices Act of 1985 (D.C. 
    Official Code, sec. 2-302.8); and
        (2) the audit includes as a basic financial statement a 
    comparison of audited actual year-end results with the revenues 
    submitted in the budget document for such year and the 
    appropriations enacted into law for such year using the format, 
    terminology, and classifications contained in the law making the 
    appropriations for the year and its legislative history.
    Sec. 124. None of the funds contained in this Act may be used by the 
District of Columbia Corporation Counsel or any other officer or entity 
of the District government to provide assistance for any petition drive 
or civil action which seeks to require Congress to pro

[[Page 1107]]

vide for voting representation in Congress for the District of Columbia.
    Sec. 125. (a) None of the funds contained in this Act may be used 
for any program of distributing sterile needles or syringes for the 
hypodermic injection of any illegal drug.
    (b) Any individual or entity who receives any funds contained in 
this Act and who carries out any program described in subsection (a) 
shall account for all funds used for such program separately from any 
funds contained in this Act.
    Sec. 126. None of the funds contained in this Act may be used after 
the expiration of the 60-day period that begins on the date of the 
enactment of this Act to pay the salary of any chief financial officer 
of any office of the District of Columbia government (including any 
independent agency of the District) who has not filed a certification 
with the Mayor and the Chief Financial Officer of the District of 
Columbia that the officer understands the duties and restrictions 
applicable to the officer and the officer's agency as a result of this 
Act (and the amendments made by this Act), including any duty to prepare 
a report requested either in the Act or in any of the reports 
accompanying the Act and the deadline by which each report must be 
submitted, and the District's Chief Financial Officer shall provide to 
the Committees on Appropriations of the Senate and the House of 
Representatives by the 10th day after the end of each quarter a summary 
list showing each report, the due date and the date submitted to the 
committees.
    Sec. 127. (a) None of the funds contained in this Act may be used to 
enact or carry out any law, rule, or regulation to legalize or otherwise 
reduce penalties associated with the possession, use, or distribution of 
any schedule I substance under the Controlled Substances Act (21 U.S.C. 
802) or any tetrahydrocannabinols derivative.
    (b) The Legalization of Marijuana for Medical Treatment Initiative 
of 1998, also known as Initiative 59, approved by the electors of the 
District of Columbia on November 3, 1998, shall not take effect.
    Sec. 128. Nothing in this Act may be construed to prevent the 
Council or Mayor of the District of Columbia from addressing the issue 
of the provision of contraceptive coverage by health insurance plans, 
but it is the intent of Congress that any legislation enacted on such 
issue should include a ``conscience clause'' which provides exceptions 
for religious beliefs and moral convictions.

                   prompt payment of appointed counsel

    Sec. 129. (a) Assessment of Interest for Delayed Payments.--If the 
Superior Court of the District of Columbia or the District of Columbia 
Court of Appeals does not make a payment described in subsection (b) 
prior to the expiration of the 45-day period which begins on the date 
the Court receives a completed voucher for a claim for the payment, 
interest shall be assessed against the amount of the payment which would 
otherwise be made to take into account the period which begins on the 
day after the expiration of such 45-day period and which ends on the day 
the Court makes the payment.
    (b) Payments Described.--A payment described in this subsection is--
        (1) a payment authorized under section 11-2604 and section 11-
    2605, D.C. Code (relating to representation provided under the 
    District of Columbia Criminal Justice Act);
        (2) a payment for counsel appointed in proceedings in the Family 
    Division of the Superior Court of the District of Columbia under 
    chapter 23 of title 16, D.C. Code; or
        (3) a payment for counsel authorized under section 21-2060, D.C. 
    Code (relating to representation provided under the District of 
    Columbia Guardianship, Protective Proceedings, and Durable Power of 
    Attorney Act of 1986).
    (c) Standards for Submission of Completed Vouchers.--The chief 
judges of the Superior Court of the District of Columbia and the 
District of Columbia Court of Appeals shall establish standards and 
criteria for determining whether vouchers submitted for claims for 
payments described in subsection (b) are complete, and shall publish and 
make such standards and criteria available to attorneys who practice 
before such Courts.
    (d) Rule of Construction.--Nothing in this section shall be 
construed to require the assessment of interest against any claim (or 
portion of any claim) which is denied by the Court involved.
    (e) Effective Date.--This section shall apply with respect to claims 
received by the Superior Court of the District of Columbia or the 
District of Columbia Court of Appeals during fiscal year [2002, and 
claims received previously that remain unpaid at the end of fiscal year 
2001, and would have qualified for interest payment under this section] 
2003.

   [Federal Contribution for Enforcement of Law Banning Possession of 
                       Tobacco Products by Minors]

    [Sec. 130. (a) Contribution.--There is hereby appropriated a Federal 
contribution of $100,000 to the Metropolitan Police Department of the 
District of Columbia, effective upon the enactment by the District of 
Columbia of a law which reads as follows:

            ``BAN ON POSSESSION OF TOBACCO PRODUCTS BY MINORS

    ``Section 1. (a) In General.--It shall be unlawful for any 
individual under 18 years of age to possess any cigarette or other 
tobacco product in the District of Columbia.
    ``(b) Exceptions.--
        ``(1) Possession in course of employment.--Subsection (a) shall 
    not apply with respect to an individual making a delivery of 
    cigarettes or tobacco products in pursuance of employment.
        ``(2) Participation in law enforcement operation.--Subsection 
    (a) shall not apply with respect to an individual possessing 
    products in the course of a valid, supervised law enforcement 
    operation.
    ``(c) Penalties.--Any individual who violates subsection (a) shall 
be subject to the following penalties:
        ``(1) For any violation, the individual may be required to 
    perform community service or attend a tobacco cessation program.
        ``(2) Upon the first violation, the individual shall be subject 
    to a civil penalty not to exceed $50.
        ``(3) Upon the second and each subsequent violation, the 
    individual shall be subject to a civil penalty not to exceed $100.
        ``(4) Upon the third and each subsequent violation, the 
    individual may have his or her driving privileges in the District of 
    Columbia suspended for a period of 90 consecutive days.''.
    (b) Use of Contribution.--The Metropolitan Police Department shall 
use the contribution made under subsection (a) to enforce the law 
referred to in such subsection.]
    Sec. [131] 130. The Mayor of the District of Columbia shall submit 
to the Senate and House Committees on Appropriations, the Senate 
Governmental Affairs Committee, and the House Government Reform 
Committee quarterly reports addressing the following issues: (1) crime, 
including the homicide rate, implementation of community policing, the 
number of police officers on local beats, and the closing down of open-
air drug markets; (2) access to drug abuse treatment, including the 
number of treatment slots, the number of people served, the number of 
people on waiting lists, and the effectiveness of treatment programs; 
(3) management of parolees and pre-trial violent offenders, including 
the number of halfway house escapes and steps taken to improve 
monitoring and supervision of halfway house residents to reduce the 
number of escapes to be provided in consultation with the Court Services 
and Offender Supervision Agency; (4) education, including access to 
special education services and student achievement to be provided in 
consultation with the District of Columbia Public Schools; (5) 
improvement in basic District services, including rat control and 
abatement; (6) application for and management of Federal grants, 
including the number and type of grants for which the District was 
eligible but failed to apply and the number and type of grants awarded 
to the District but for which the District failed to spend the amounts 
received; and (7) indicators of child well-being.
    Sec. [132] 131. Nothing in this Act bars the District of Columbia 
Corporation Counsel from reviewing or commenting on briefs in private 
lawsuits, or from consulting with officials of the District government 
regarding such lawsuits.

                              reserve funds

    Sec. [133] 132. (a) In General.--Section 202(j) of Public Law 104-8, 
the District of Columbia Financial Responsibility and Management 
Assistance Act of 1995 is amended to read as follows:
        ``(j) Reserve Funds.--
            ``(1) Budget reserve.--
                ``(A) In general.--For each of the fiscal years [2002] 
            2003 and [2003] 2004, the budget of the District government 
            for the fiscal year shall contain a budget reserve in the 
            following amounts:
            ``(i) $120,000,000, in the case of fiscal year [2002] 2003.
            ``(ii) $70,000,000, in the case of fiscal year [2003] 2004.
                ``(B) Availability of funds.--Any amount made available 
            from the budget reserve described in subparagraph (A) shall 
            remain available until expended.

[[Page 1108]]

                [``(C) Availability of fiscal year 2001 budget reserve 
            funds.--For fiscal year 2001, any amount in the budget 
            reserve shall remain available until expended.]
            ``(2) Cumulative cash reserve.--In addition to any other 
        cash reserves required under section 450A of the District of 
        Columbia Home Rule Act, for each of the fiscal years [2004] 2005 
        and [2005] 2006, the budget of the District government for the 
        fiscal year shall contain a cumulative cash reserve of 
        $50,000,000.
            ``(3) Conditions on use.--The District of Columbia may 
        obligate or expend amounts in the budget reserve under paragraph 
        (1) or the cumulative cash reserve under paragraph (2) only in 
        accordance with the following conditions:
                ``(A) The Chief Financial Officer of the District of 
            Columbia shall certify that the amounts are available.
                ``(B) The amounts shall be obligated or expended in 
            accordance with laws enacted by the Council in support of 
            each such obligation or expenditure.
                ``(C) The amounts may not be used to fund the agencies 
            of the District of Columbia government under court ordered 
            receivership.
                ``(D) The amounts may be obligated or expended only if 
            the Mayor notifies the Committees on Appropriations of the 
            House of Representatives and Senate in writing 30 days in 
            advance of any obligation or expenditure.
            ``(4) Replenishment.--Any amount of the budget reserve under 
        paragraph (1) or the cumulative cash reserve under paragraph (2) 
        which is expended in 1 fiscal year shall be replenished in the 
        following fiscal year appropriations to maintain the required 
        balance.''.
    (b) Effective Date.--The amendment made by subsection (a) shall take 
effect October 1, [2001] 2002.
    [(c) Conforming Amendments.--Section 159(c) of the District of 
Columbia Appropriations Act, 2001 (Public Law 106-522; 114 Stat. 2482) 
is amended to read as follows:
    ``(c) Effective Date.--
        ``(1) In general.--Except as provided in paragraph (2), this 
    section and the amendments made by this section shall take effect on 
    October 1, 2000.
        ``(2) Repeal of positive fund balance requirement.--The 
    amendment made by subsection (b)(2) shall take effect October 1, 
    1999.
        ``(3) Transfer of funds.--All funds identified by the District 
    government pursuant to section 148 of Public Law 106-113, as 
    reflected in the certified annual financial report for fiscal year 
    2000, shall be deposited during fiscal year 2002 into the Emergency 
    and Contingency Reserve Funds established pursuant to section 159 of 
    Public Law 106-522, during fiscal year 2002.''.]
    [(d) Contingency Reserve Fund.--Section 450A(b) of the Home Rule Act 
(Public Law 93-198) is amended--
        (1) by striking paragraph (1) and inserting the following:
        ``(1) In general.--There is established a contingency cash 
    reserve fund (in this subsection referred to as the `contingency 
    reserve fund') as an interest-bearing account (separate from other 
    accounts in the General Fund) into which the Mayor shall deposit in 
    cash not later than October 1 of each fiscal year (beginning with 
    fiscal year 2002) such amount as may be required to maintain a 
    balance in the fund of at least 3 percent of the total budget 
    appropriated for operating expenditures for such fiscal year which 
    is derived from local funds (or, in the case of fiscal years prior 
    to fiscal year 2007, such amount as may be required to maintain a 
    balance in the fund of at least the minimum contingency reserve 
    balance for such fiscal year, as determined under paragraph (2)).''; 
    and
        (2) by striking subparagraph (B) of paragraph (2) and inserting 
    the following:
                ``(B) Applicable percentage defined.--In subparagraph 
            (A), the `applicable percentage' with respect to a fiscal 
            year means the following:
    ``(i) For fiscal year 2002, 0 percent.
    ``(ii) For fiscal year 2003, 0 percent.
    ``(iii) For fiscal year 2004, 0 percent.
    ``(iv) For fiscal year 2005, 1 percent.
    ``(v) For fiscal year 2006, 2 percent.''.]
    [Sec. 134. Integrated Product Team. No funds appropriated by this 
Act shall be available for an Integrated Product Team until 
reorganization plans for the Integrated Product Team and a Capital 
Construction Services Administration have been approved, or deemed 
approved, by the Council: Provided, That this paragraph shall not apply 
to funds appropriated for the Office of Contracting and Procurement.]
    Sec. [135] 133. No later than 30 calendar days after the date of the 
enactment of this Act, the Chief Financial Officer of the District of 
Columbia shall submit to the appropriate committees of Congress, the 
Mayor, and the Council a revised appropriated funds operating budget in 
the format of the budget that the District of Columbia government 
submitted pursuant to section 442 of the District of Columbia Home Rule 
Act (Public Law 93-198; D.C. Official Code, sec. 1-204.42), for all 
agencies of the District of Columbia government for such fiscal year 
that is in the total amount of the approved appropriation and that 
realigns all budgeted data for personal services and other-than-
personal-services, respectively, with anticipated actual expenditures.
    [Sec. 136. Section 403 of the District of Columbia Home Rule Act, 
approved December 24, 1973 (Public Law 93-198; D.C. Official Code, sec. 
1-204.03), is amended as follows:
        (1) Subsection (c) is amended by striking ``shall receive, in 
    addition to the compensation to which he is entitled as a member of 
    the Council, $10,000 per annum, payable in equal installments, for 
    each year he serves as Chairman, but the Chairman''.
        (2) A new subsection (d) is added to read as follows:
    ``(d) Notwithstanding subsection (a), as of the effective date of 
the District of Columbia Appropriations Act, 2001, the Chairman shall 
receive compensation, payable in equal installments, at a rate equal to 
$10,000 less than the annual compensation of the Mayor.''.]
    Sec. [137] 134. Risk Management for Settlements and Judgments. In 
addition to any other authority to pay claims and judgments, any 
department, agency, or instrumentality of the District government may 
pay the settlement or judgment of a claim or lawsuit in an amount less 
than $10,000, in accordance with the Risk Management for Settlements and 
Judgments Amendment Act of 2000, effective October 19, 2000 (D.C. Law 
13-172; D.C. Official Code, sec. 2-402).
    [Sec. 138. Notwithstanding section 602(c)(1) of the District of 
Columbia Home Rule Act (sec. 1-206(c)(1), D.C. Code), the Closing of 
Portions of 2nd and N Streets, N.E. and Alley System in Square 710, S.O. 
00-97, Act of 2001 (D.C. Act 14-106) shall take effect on the date of 
the enactment of such Act or the date of the enactment of this Act, 
whichever is later.]
    Sec. [139] 135. None of the funds contained in this Act may be used 
to issue, administer, or enforce any order by the District of Columbia 
Commission on Human Rights relating to docket numbers 93-030-(PA) and 
93-031-(PA).
    [Sec. 140. (a) Notwithstanding 20 U.S.C. 1415, 42 U.S.C. 1988, 29 
U.S.C 794a, or any other law, none of the funds appropriated under this 
Act, or in appropriations Acts for subsequent fiscal years, may be made 
available to pay attorneys' fees accrued prior to the effective date of 
this Act that exceeds a cap imposed on attorneys' fees by prior 
appropriations Acts that were in effect during the fiscal year when the 
work was performed, or when payment was requested for work previously 
performed, in an action or proceeding brought against the District of 
Columbia Public Schools under the Individuals with Disabilities 
Education Act (20 U.S.C. 1400 et seq.).
    (b) No later than 60 days after the date of enactment of this Act, 
the Superintendent of Schools for the District of Columbia shall submit 
to the Committees on Appropriations for the Senate and the House of 
Representatives a written report for each of the fiscal years 1999, 
2000, and 2001, detailing a complete itemized list, by year, of the 
judgments for attorneys' fees awarded to plaintiffs who prevailed in 
cases brought against the District of Columbia or the District of 
Columbia Public Schools under section 615(i)(3) of the Individuals with 
Disabilities Education Act (20 U.S.C. 1415(i)(3)). Such report shall 
specify: (1) the amount of each judgment; (2) the total amount paid on 
each judgment as of the date of the report; (3) the principal balance 
remaining due on each such judgment as of the date of the report, the 
amount of interest due as of December 31, 2001 on each unpaid amount; 
and the prospective annual rate of interest applicable to the judgment 
as of January 1, 2002; (4) the name of the Court and case number for 
each judgment; (5) the aggregate total due in principal and interest on 
the judgments; and (6) the amount paid by the District of Columbia, in 
each case listed, to defense counsel representing the District or the 
District of Columbia Public Schools.]
    [Sec. 141. The Comptroller General, in consultation with the 
relevant agencies and members of the Committees on Appropriations 
Subcommittees on the District of Columbia, shall submit by March

[[Page 1109]]

31, 2002 a report to the Committees on Appropriations of the House and 
the Senate and the Committee on Governmental Affairs of the Senate and 
the Committee on Government Reform of the House of Representatives 
detailing the awards in judgment rendered in the District of Columbia 
that were in excess of the cap imposed by prior appropriations Acts in 
effect during the fiscal year when the work was performed, or when 
payment was requested for work previously performed, in actions brought 
against the District of Columbia Public Schools under the Individuals 
with Disabilities Education Act (20 U.S.C. 1400 et seq.): Provided, That 
such report shall include a comparison, to the extent practicable, of 
the causes of action and judgments rendered against public school 
districts of comparable demographics and population as the District.]
    Sec. 136. (a) None of the funds contained in this Act may be made 
available to pay the fees of an attorney who represents a party who 
prevails in an action or any attorney who defends any action, including 
an adminstrative proceeding, brought against the District of Columbia 
Public Schools under the Individuals with Disabilities Education Act (20 
U.S.C. 1400 et seq.) if--
        (1) the hourly rate of compensation of the attorney exceeds 250 
    percent of the hourly rate of compensation under section 11-2604(a), 
    District of Columbia Code; or
        (2) the maximum amount of compensation of the attorney exceeds 
    250 percent of the maximum amount of compensation under section 11-
    2604(b)(1), District of Columbia Code, except that compensation and 
    reimbursement in excess of such maximum may be approved for extended 
    or complex representation in accordance with section 11-2604(c), 
    District of Columbia Code; and
        (3) in no case may the compensation limits in paragraphs (1) and 
    (2) exceed $2,500.
    (b) Notwithstanding the preceding subsection, if the Mayor and the 
Superintendent of the District of Columbia Public Schools concur in a 
Memorandum of Understanding setting forth a new rate and amount of 
compensation, then such new rates shall apply in lieu of the rates set 
forth in the preceding subsection to both the attorney who represents 
the prevailing party and the attorney who defends the action.  (District 
of Columbia Appropriations Act, 2002.)

                                


 
                 EQUAL EMPLOYMENT OPPORTUNITY COMMISSION

                              Federal Funds

General and special funds:

                          Salaries and Expenses

    For necessary expenses of the Equal Employment Opportunity 
Commission as authorized by title VII of the Civil Rights Act of 1964, 
as amended (29 U.S.C. 206(d) and 621-634), the Americans with 
Disabilities Act of 1990, and the Civil Rights Act of 1991, including 
services as authorized by 5 U.S.C. 3109; hire of passenger motor 
vehicles as authorized by 31 U.S.C. 1343(b); non-monetary awards to 
private citizens; and not to exceed $30,000,000 for payments to State 
and local enforcement agencies for services to the Commission pursuant 
to title VII of the Civil Rights Act of 1964, as amended, sections 6 and 
14 of the Age Discrimination in Employment Act, the Americans with 
Disabilities Act of 1990, and the Civil Rights Act of 1991, 
[$310,406,000] $323,516,000: Provided, That the Commission is authorized 
to make available for official reception and representation expenses not 
to exceed $2,500 from available funds. (Departments of Commerce, 
Justice, and State, the Judiciary, and Related Agencies Appropriations 
Act, 2002; additional authorizing legislation required.)
    [For emergency expenses to respond to the September 11, 2001, 
terrorist attacks on the United States, for ``Salaries and Expenses,'' 
$1,301,000, to remain available until expended, to be obligated from 
amounts made available in Public Law 107-38.] (Emergency Supplemental 
Act, 2002.)

               Program and Financing (in millions of dollars)

----------------------------------------------------------------------------
Identification code 45-0100-0-1-751      2001 actual   2002 est.   2003 est.
----------------------------------------------------------------------------

    Obligations by program activity:
00.01 Executive direction and program 
        support.........................          53          49          48
00.02 Enforcement.......................         234         247         246
00.03 State and local grants............          30          30          30
                                           ---------   ---------  ----------
10.00   Total new obligations...........         317         326         324
----------------------------------------------------------------------------

    Budgetary resources available for obligation:
22.00 New budget authority (gross)......         317         326         324
23.95 Total new obligations.............        -317        -326        -324
23.98 Unobligated balance expiring or 
        withdrawn.......................          -1
----------------------------------------------------------------------------

    New budget authority (gross), detail:
      Discretionary:

40.00   Appropriation...................         318         325         324
40.15   Appropriation (emergency).......                       1
40.77   Reduction pursuant to P.L. 106-
          554 (0.22 percent)............          -1
                                           ---------   ---------  ----------
43.00     Appropriation (total 
            discretionary)..............         317         326         324
----------------------------------------------------------------------------

    Change in obligated balances:
72.40 Obligated balance, start of year..          46          57          52
73.10 Total new obligations.............         317         326         324
73.20 Total outlays (gross).............        -306        -331        -324
74.40 Obligated balance, end of year....          57          52          52
----------------------------------------------------------------------------

    Outlays (gross), detail:
86.90 Outlays from new discretionary 
        authority.......................         281         286         284
86.93 Outlays from discretionary 
        balances........................          25          45          40
                                           ---------   ---------  ----------
87.00   Total outlays (gross)...........         306         331         324
----------------------------------------------------------------------------

    Net budget authority and outlays:
89.00 Budget authority..................         317         326         324
90.00 Outlays...........................         306         331         324
---------------------------------------------------------------------------

  Budget Authority and Outlays Excluding Full Funding for Federal Retiree 
                       Costs (in millions of dollars)

----------------------------------------------------------------------------
                                         2001 actual   2002 est.   2003 est.
----------------------------------------------------------------------------

    Net budget authority and outlays:
89.00 Budget authority..................         303         311         309
90.00 Outlays...........................         292         316         309
---------------------------------------------------------------------------

    The Equal Employment Opportunity Commission (EEOC) is the Federal 
agency responsible for enforcement of: the Age Discrimination in 
Employment Act of 1967; title VII of the Civil Rights Act of 1964, as 
amended; the Equal Pay Act of 1963; in the Federal sector only, section 
501 of the Rehabilitation Act of 1963; the Americans with Disabilities 
Act of 1990; and the Civil Rights Act of 1991. These acts prohibit 
employment discrimination based on race, sex, religion, national origin, 
age, or disability status. The EEOC is also responsible for carrying out 
Executive Order 12067, which promotes coordination and minimizes 
conflict and duplication among Federal agencies that administer statutes 
or regulations involving employment discrimination.

                             TOTAL WORKLOAD

                                     2001 actual  2002 est.   2003 est.
Private Sector Enforcement..........     122,587     121,111     117,216
Federal Sector Program..............      37,930      35,442      32,406
  Appeals...........................      16,869      14,637      12,533
  Hearings..........................      21,061      20,805      19,873
                                    ------------------------------------
    Total Workload..................     160,517     156,553     149,622

    Note.-- For the Private Sector Program, total workload estimates reflect 
the carryover from prior years as well as new charge receipts and deferrals 
from State and local agencies. The estimates of total workload in the 
Federal Sector Program reflect the carryover from prior years in addition to 
new hearings or appeal requests that EEOC receives during the year. Details, 
by program and activity, appear in the tables below.

    The EEOC's budget supports three activities:

    Executive direction and support.--This activity provides for the 
direction and coordination of the Commission's programs. It also 
provides administrative and management support services for the agency. 
EEOC will continue to enhance support to front-line staff to improve the 
efficiency and effectiveness of service to the public during 2003.

    Enforcement.--This activity resolves charges of employment 
discrimination filed with the Commission and pursues litigation to 
enforce compliance with Title VII, the Equal Pay Act, the Age 
Discrimination in Employment Act, the Americans with Disabilities Act, 
and the Civil Rights Act of 1991. In

[[Page 1110]]

2003, EEOC plans to continue the assessment of agency operations, which 
began during fiscal year 2002, as part of the Commission's workforce 
restructuring efforts. The Commission will focus on reducing management 
layers, ensuring that the largest number of employees is in direct 
service delivery positions, and retraining employees as an internal part 
of restructuring efforts. In the private-sector program, EEOC will 
expand its Alternative Dispute Resolution program and dedicate resources 
toward prevention of discrimination by identifying and eliminating 
barriers to compete in the workplace. The agency will also work to 
expand EEOC's coordination role for Federal civil rights employment 
discrimination policy among Federal agencies and at the State and local 
level during 2003.

             PRIVATE SECTOR ENFORCEMENT WORKLOAD PROJECTIONS

          Workload/Workflow          2001 actual  2002 est.   2003 est.
Total Pending \1\...................      34,659      32,481      28,586
Total Receipts......................      80,840      81,542      81,542
Net FEPA Transfers/Deferrals........       7,088       7,088       7,088
                                    ------------------------------------
  Total Workload....................     122,587     121,111     117,216
Resolutions:
  Successful Mediation..............       6,987       7,153       7,704
  From Contract.....................       1,739       1,237       1,788
  From Staff........................       5,248       5,916       5,916
  Administrative Enforcement 
    Resolutions.....................      83,119      85,372      80,959
                                    ------------------------------------
    Total Resolutions...............      90,106      92,525      88,663
Charges/Complaints Forwarded........      32,481      28,586      28,553

    \1\ FY 2001 Pending beginning number has been adjusted to reflect 
refinements in charge process reports. Table may not add due to rounding.

          FEDERAL SECTOR PROGRAMS APPEALS WORKLOAD PROJECTIONS

              Workload               2001 actual  2002 est.   2003 est.
Complaints..........................       9,975       7,536       5,219
Complaints Received.................       6,894       7,101       7,314
                                    ------------------------------------
  Total Workload....................      16,869      14,637      12,533
Complaints Resolved.................       9,333       9,418       9,418
Complaints Forwarded................       7,536       5,219       3,115

          FEDERAL SECTOR PROGRAMS HEARINGS WORKLOAD PROJECTIONS

              Workload               2001 actual  2002 est.   2003 est.
Hearings Pending....................      11,875      11,659      10,905
Hearings Requests...................       9,817       9,800       9,605
Hearings Requests Consolidated After 
Initial Processing..................       (631)       (654)       (641)
                                    ------------------------------------
  Total Workload....................      21,061      20,805      19,873
Hearings Resolved...................       9,402       9,900      10,071
Hearings Forwarded..................      11,659      10,905       9,712

    State and local grants.--This activity provides funds to State and 
local fair employment practice agencies to assist in the resolution of 
employment discrimination complaints. For 2003, the agency will continue 
working with State and Local Fair Employment Practices Agencies and 
Tribal Employment Rights Organizations to improve employment 
discrimination charge processing and other approaches for addressing 
workplace discrimination.

                  STATE AND LOCAL WORKLOAD PROJECTIONS

              Workload               2001 actual  2002 est.   2003 est.
Charges/Complaints Pending..........      69,806      66,170      61,730
Charges/Complaints Received.........      58,303      58,300      58,300
Charges/Complaints Resolved.........      54,851      55,652      55,000
Charges/Complaints Deferred to EEOC.       7,088       7,088       7,088
Charges/Complaints Forwarded........      66,170      61,730      57,942

               Object Classification (in millions of dollars)

----------------------------------------------------------------------------
Identification code 45-0100-0-1-751      2001 actual   2002 est.   2003 est.
----------------------------------------------------------------------------

      Personnel compensation:

11.1    Full-time permanent.............         145         157         155
11.3    Other than full-time permanent..           6           6           6
11.5    Other personnel compensation....          16          17          17
                                           ---------   ---------  ----------
11.9      Total personnel compensation..         167         180         178
12.1  Civilian personnel benefits.......          51          55          54
21.0  Travel and transportation of 
        persons.........................           3           3           3
23.1  Rental payments to GSA............          25          26          27
23.3  Communications, utilities, and 
        miscellaneous charges...........           5           5           5
25.2  Other services....................          28          21          22
26.0  Supplies and materials............           3           3           2
31.0  Equipment.........................           5           3           3
41.0  Grants, subsidies, and 
        contributions...................          30          30          30
                                           ---------   ---------  ----------
99.9    Total new obligations...........         317         326         324
---------------------------------------------------------------------------

                              Personnel Summary

----------------------------------------------------------------------------
Identification code 45-0100-0-1-751      2001 actual   2002 est.   2003 est.
----------------------------------------------------------------------------
1001  Total compensable workyears: Full-
        time equivalent employment......       2,704       2,850       2,800
---------------------------------------------------------------------------

                                

Public enterprise funds:

    EEOC Education, Technical Assistance, and Training Revolving Fund

               Program and Financing (in millions of dollars)

----------------------------------------------------------------------------
Identification code 45-4019-0-4-751      2001 actual   2002 est.   2003 est.
----------------------------------------------------------------------------

    Obligations by program activity:
10.00 Total new obligations (object 
        class 99.5).....................           2           3           3
----------------------------------------------------------------------------

    Budgetary resources available for obligation:
21.40 Unobligated balance carried 
        forward, start of year..........           2           3           3
22.00 New budget authority (gross)......           3           3           3
                                           ---------   ---------  ----------
23.90   Total budgetary resources 
          available for obligation......           5           6           6
23.95 Total new obligations.............          -2          -3          -3
24.40 Unobligated balance carried 
        forward, end of year............           3           3           3
----------------------------------------------------------------------------

    New budget authority (gross), detail:
      Mandatory:

69.00   Offsetting collections (cash)...           3           3           3
----------------------------------------------------------------------------

    Change in obligated balances:
72.40 Obligated balance, start of year..           1
73.10 Total new obligations.............           2           3           3
73.20 Total outlays (gross).............          -3          -3          -3
----------------------------------------------------------------------------

    Outlays (gross), detail:
86.97 Outlays from new mandatory 
        authority.......................           3           3           3
----------------------------------------------------------------------------

    Offsets:
      Against gross budget authority and outlays:

88.40   Offsetting collections (cash) 
          from: Non-Federal sources.....          -3          -3          -3
----------------------------------------------------------------------------

    Net budget authority and outlays:
89.00 Budget authority..................
90.00 Outlays...........................
---------------------------------------------------------------------------

    The EEOC Education, Technical Assistance, and Training Revolving 
Fund Act of 1992 created a revolving fund to pay for the cost of 
providing education, technical assistance and training relating to the 
laws administered by the Commission.

[[Page 1111]]

                                


 
                 EXPORT-IMPORT BANK OF THE UNITED STATES

                              Federal Funds

General and special funds:

     Operating Expenses of the Export-Import Bank, Overseas Private 
 Investment Corporation, and Trade and Development Agency Office of the 
                            Inspector General

              (Legislative proposal, not subject to PAYGO)

               Program and Financing (in millions of dollars)

----------------------------------------------------------------------------
Identification code 71-0103-2-1-155      2001 actual   2002 est.   2003 est.
----------------------------------------------------------------------------

    Obligations by program activity:
00.09 Administrative Expenses...........                                   1
                                           ---------   ---------  ----------
10.00   Total new obligations (object 
          class 11.1)...................                                   1
----------------------------------------------------------------------------

    Budgetary resources available for obligation:
22.00 New budget authority (gross)......                                   2
23.95 Total new obligations.............                                  -1
----------------------------------------------------------------------------

    New budget authority (gross), detail:
      Discretionary:

40.00   Appropriation...................                                   2
----------------------------------------------------------------------------

    Change in obligated balances:
73.10 Total new obligations.............                                   1
----------------------------------------------------------------------------

    Outlays (gross), detail:
86.90 Outlays from new discretionary 
        authority.......................                                   2
----------------------------------------------------------------------------

    Net budget authority and outlays:
89.00 Budget authority..................                                   2
90.00 Outlays...........................                                   2
---------------------------------------------------------------------------

                              Personnel Summary

----------------------------------------------------------------------------
Identification code 71-0103-2-1-155      2001 actual   2002 est.   2003 est.
----------------------------------------------------------------------------
1001  Total compensable workyears: Full-
        time equivalent employment......                                  10
---------------------------------------------------------------------------

                                

Credit accounts:

                Export-Import Bank Loans Program Account

    The Export-Import Bank of the United States is authorized to make 
such expenditures within the limits of funds and borrowing authority 
available to such corporation, and in accordance with law, and to make 
such contracts and commitments without regard to fiscal year 
limitations, as provided by section 104 of the Government Corporation 
Control Act, as may be necessary in carrying out the program for the 
current fiscal year for such corporation: Provided, That none of the 
funds available during the current fiscal year may be used to make 
expenditures, contracts, or commitments for the export of nuclear 
equipment, fuel, or technology to any country, other than a nuclear-
weapon state as defined in Article IX of the Treaty on the Non-
Proliferation of Nuclear Weapons eligible to receive economic or 
military assistance under this Act, that has detonated a nuclear 
explosive after the date of the enactment of this Act.

                          subsidy appropriation

    For the cost of direct loans, loan guarantees, insurance, and tied-
aid grants as authorized by section 10 of the Export-Import Bank Act of 
1945, as amended, [$727,323,000] $541,400,000, to remain available until 
September 30, [2005] 2006: Provided, That such costs, including the cost 
of modifying such loans, shall be as defined in section 502 of the 
Congressional Budget Act of 1974: Provided further, That such sums shall 
remain available until September 30, [2020] 2021 for the disbursement of 
direct loans, loan guarantees, insurance and tied-aid grants obligated 
in fiscal years [2002,] 2003, 2004, [and] 2005, and 2006: Provided 
further, That none of the funds appropriated by this Act or any prior 
Act appropriating funds for foreign operations, export financing, or 
related programs for tied-aid credits or grants may be used for any 
other purpose except through the regular notification procedures of the 
Committees on Appropriations: Provided further, That funds appropriated 
by this paragraph are made available notwithstanding section 2(b)(2) of 
the Export Import Bank Act of 1945, in connection with the purchase or 
lease of any product by any East European country, any Baltic State or 
any agency or national thereof.

                         administrative expenses

    For administrative expenses to carry out the direct and guaranteed 
loan and insurance programs, including hire of passenger motor vehicles 
and services as authorized by 5 U.S.C. 3109, and not to exceed $30,000 
for official reception and representation expenses for members of the 
Board of Directors, [$63,000,000: Provided, That necessary expenses 
(including special services performed on a contract or fee basis, but 
not including other personal services) in connection with the collection 
of moneys owed the Export-Import Bank, repossession or sale of pledged 
collateral or other assets acquired by the Export-Import Bank in 
satisfaction of moneys owed the Export-Import Bank, or the investigation 
or appraisal of any property, or the evaluation of the legal or 
technical aspects of any transaction for which an application for a 
loan, guarantee or insurance commitment has been made, shall be 
considered nonadministrative expenses for the purposes of this heading] 
$70,300,000: Provided, That the Export-Import Bank may accept, and use, 
payment or services provided by transaction participants for legal, 
financial, or technical services in connection with any transaction for 
which an application for a loan, guarantee or insurance committment has 
been made: Provided further, That, notwithstanding subsection (b) of 
section 117 of the Export Enhancement Act of 1992, subsection (a) 
thereof shall remain in effect until October 1, [2002] 2003. (Foreign 
Operations, Export Financing, and Related Programs Appropriations Act, 
2002; additional authorizing legislation required.)

               Program and Financing (in millions of dollars)

----------------------------------------------------------------------------
Identification code 83-0100-0-1-155      2001 actual   2002 est.   2003 est.
----------------------------------------------------------------------------

    Obligations by program activity:
00.01 Direct loan subsidy and grants....          95          34          30
00.02 Guaranteed loan subsidy...........         732         972         605
00.03 Guaranteed loan modifications.....           5          19          19
00.04 Direct loan modifications.........                       1           1
00.05 Reestimate of direct loan subsidy.         511         219
00.06 Interest on reestimates of direct 
        loan subsidy....................         251          95
00.07 Reestimates of loan guarantee 
        subsidy.........................          98         100
00.08 Interest on reestimates of loan 
        guarantee subsidy...............          59          27
00.09 Administrative expenses...........          64          66          71
                                           ---------   ---------  ----------
10.00   Total new obligations...........       1,815       1,533         726
----------------------------------------------------------------------------

    Budgetary resources available for obligation:
21.40 Unobligated balance carried 
        forward, start of year..........         365         514         305
22.00 New budget authority (gross)......       1,848       1,234         612
22.10 Resources available from 
        recoveries of prior year 
        obligations.....................         118          90          90
                                           ---------   ---------  ----------
23.90   Total budgetary resources 
          available for obligation......       2,331       1,838       1,007
23.95 Total new obligations.............      -1,815      -1,533        -726
24.40 Unobligated balance carried 
        forward, end of year............         514         305         281
----------------------------------------------------------------------------

    New budget authority (gross), detail:
      Discretionary:

        Appropriation:
40.00     Appropriation (Subsidy 
            Appropriation)..............         865         727         541
40.00     Appropriation (Administrative 
            Expenses)...................          64          65          70
40.77   Reduction pursuant to P.L. 106-
          554 (0.22 percent)............          -2
42.00   Transferred from other accounts.           1
                                           ---------   ---------  ----------
43.00     Appropriation (total 
            discretionary)..............         928         792         611
      Mandatory:

60.00   Appropriation...................         919         441
      Discretionary:

68.00   Spending authority from 
          offsetting collections: 
          Offsetting collections (cash).           1           1           1
                                           ---------   ---------  ----------
70.00   Total new budget authority 
          (gross).......................       1,848       1,234         612
----------------------------------------------------------------------------

    Change in obligated balances:
72.40 Obligated balance, start of year..       1,226       1,219       1,617
73.10 Total new obligations.............       1,815       1,533         726
73.20 Total outlays (gross).............      -1,656      -1,045        -665
73.40 Adjustments in expired accounts 
        (net)...........................         -48
73.45 Recoveries of prior year 
        obligations.....................        -118         -90         -90

[[Page 1112]]

74.40 Obligated balance, end of year....       1,219       1,617       1,588
----------------------------------------------------------------------------

    Outlays (gross), detail:
86.90 Outlays from new discretionary 
        authority.......................         222         155         150
86.93 Outlays from discretionary 
        balances........................         515         450         515
86.97 Outlays from new mandatory 
        authority.......................         919         441
                                           ---------   ---------  ----------
87.00   Total outlays (gross)...........       1,656       1,045         665
----------------------------------------------------------------------------

    Offsets:
      Against gross budget authority and outlays:

88.40   Offsetting collections (cash) 
          from: Non-Federal sources.....          -1          -1          -1
----------------------------------------------------------------------------

    Net budget authority and outlays:
89.00 Budget authority..................       1,847       1,233         611
90.00 Outlays...........................       1,655       1,044         664
---------------------------------------------------------------------------

  Budget Authority and Outlays Excluding Full Funding for Federal Retiree 
                       Costs (in millions of dollars)

----------------------------------------------------------------------------
                                         2001 actual   2002 est.   2003 est.
----------------------------------------------------------------------------

    Net budget authority and outlays:
89.00 Budget authority..................       1,845       1,231         609
90.00 Outlays...........................       1,653       1,042         662
---------------------------------------------------------------------------

Summary of Loan Levels, Subsidy Budget Authority and Outlays by Program (in 
                            millions of dollars)

----------------------------------------------------------------------------
Identification code 83-0100-0-1-155      2001 actual   2002 est.   2003 est.
----------------------------------------------------------------------------
    Direct loan levels supportable by subsidy 
                budget authority:
115001Direct Loans: Export Financing....         866         103         105
115002Direct Loans: Tied Aid War Chest..           5          58          74
                                           ---------   ---------  ----------
115901Total direct loan levels..........         871         161         179
    Direct loan subsidy (in percent):
132001Direct Loans: Export Financing....       10.74       15.53        5.71
132002Direct Loans: Tied Aid War Chest..       40.00       32.75       33.78
                                           ---------   ---------  ----------
132901Weighted average subsidy rate.....       10.90       21.73       17.31
    Direct loan subsidy budget authority:
133001Direct loans......................          93          16           6
133002Direct Loans: Tied Aid War Chest..           2          19          25
                                           ---------   ---------  ----------
133901Total subsidy budget authority....          95          35          31
    Direct loan subsidy outlays:
134001Direct Loans: Export Financing....          79           8          24
134002Direct Loans: Tied Aid War Chest..          17          10           7
                                           ---------   ---------  ----------
134901Total subsidy outlays.............          96          18          31
    Direct loan upward reestimate subsidy budget 
                authority:
135001Direct loans......................         762         314
                                           ---------   ---------  ----------
135901Total upward reestimate budget 
        authority.......................         762         314
    Direct loan upward reestimate subsidy outlays:
136001Direct loans......................         762         314
                                           ---------   ---------  ----------
136901Total upward reestimate outlays...         762         314
    Direct loan downward reestimate subsidy budget 
                authority:
137001Direct loans......................        -625        -144
                                           ---------   ---------  ----------
137901Total downward reestimate budget 
        authority.......................        -625        -144
    Direct loan downward reestimate subsidy 
                outlays:
138001Direct loans......................        -625        -144
                                           ---------   ---------  ----------
138901Total downward reestimate subsidy 
        outlays.........................        -625        -144
----------------------------------------------------------------------------

    Guaranteed loan levels supportable by subsidy 
                budget authority:
215001Loan Guarantees: Export Financing.       8,370      10,239      11,321
                                           ---------   ---------  ----------
215901Total loan guarantee levels.......       8,370      10,239      11,321
    Guaranteed loan subsidy (in percent):
232001Loan Guarantees: Export Financing.        8.81        9.68        5.52
                                           ---------   ---------  ----------
232901Weighted average subsidy rate.....        8.81        9.68        5.52
    Guaranteed loan subsidy budget authority:
233001Loan guarantees...................         737         991         625
                                           ---------   ---------  ----------
233901Total subsidy budget authority....         737         991         625
    Guaranteed loan subsidy outlays:
234001Loan Guarantees: Export Financing.         736         416         539
                                           ---------   ---------  ----------
234901Total subsidy outlays.............         736         416         539
    Guaranteed loan upward reestimate subsidy 
                budget authority:
235001Loan guarantees...................         157         127
                                           ---------   ---------  ----------
235901Total upward reestimate budget 
        authority.......................         157         127
    Guaranteed loan upward reestimate subsidy 
                outlays:
236001Loan guarantees...................         157         127
                                           ---------   ---------  ----------
236901Total upward reestimate subsidy 
        outlays.........................         157         127
    Guaranteed loan downward reestimate subsidy 
                budget authority:
237001Loan guarantees...................      -2,269        -664
                                           ---------   ---------  ----------
237901Total downward reestimate subsidy 
        budget authority................      -2,269        -664
    Guaranteed loan downward reestimate subsidy 
                outlays:
238001Loan guarantees...................      -2,269        -664
                                           ---------   ---------  ----------
238901Total downward reestimate subsidy 
        outlays.........................      -2,269        -664
----------------------------------------------------------------------------

    Administrative expense data:
351001Budget authority..................          62          63          68
358001Outlays from balances.............           7           8           9
359001Outlays...........................          53          54          58
---------------------------------------------------------------------------

    The purpose of the Export-Import Bank (Eximbank) is to aid in the 
financing and promotion of U.S. exports. To accomplish its objectives, 
the bank's authority and resources are used to: assume commercial and 
political risks that exporters or private institutions are unwilling or 
unable to undertake; overcome maturity and other limitations in private 
sector export financing; assist U.S. exporters to meet officially 
sponsored foreign export credit competition; and provide leadership and 
guidance in export financing to the U.S. exporting and banking 
communities and to foreign borrowers. The bank provides its export 
credit support through direct loan, loan guarantee and insurance 
programs. The bank is actively assisting small- and medium-sized 
businesses.

    The 2003 budget proposes $11.5 billion in lending levels, funded by 
a program budget of $541.4 million and administrative expenses of $68.4 
million.

    The 2003 program budget is a 26 percent nominal decrease from 2002. 
The increase in lending levels for 2003 is achieved with this request 
level because of a new credit risk methodology that uses more focused 
estimates of default risks.

    Until this budget, the U.S. Government (USG) used the premium 
charged by private sector lenders to other governments as a proxy for 
the default costs of USG loans to these countries. While this was the 
best available method, it captured not just default risk, but also other 
elements, such as profits, opportunity costs, tax effects and other 
factors not relevant to the budget cost of USG credits. The new method 
isolates just the default risk portion of the private market premiums. 
In short, the risk of new USG international credits has not decreased, 
but budget costs are now based only on this default risk, not on other 
extraneous factors.

    As required by the Federal Credit Reform Act of 1990, this account 
records, for Eximbank, the subsidy costs associated with direct loans 
and direct grants obligated, and loan guarantees and insurance committed 
in 1992 and beyond, as well as administrative expenses. The subsidy 
amounts are estimated on a present value basis; administrative expenses 
are estimated on a cash basis. 

[[Page 1113]]

               Object Classification (in millions of dollars)

----------------------------------------------------------------------------
Identification code 83-0100-0-1-155      2001 actual   2002 est.   2003 est.
----------------------------------------------------------------------------
11.1  Personnel compensation: Full-time 
        permanent.......................          30          32          34
12.1  Civilian personnel benefits.......           9          11          12
21.0  Travel and transportation of 
        persons.........................           2           2           2
23.1  Rental payments to GSA............           4           4           4
23.3  Communications, utilities, and 
        miscellaneous charges...........           1           1           1
25.2  Other services....................          14          12          13
26.0  Supplies and materials............           2           1           1
31.0  Equipment.........................           2           3           4
41.0  Grants, subsidies, and 
        contributions...................       1,751       1,467         655
                                           ---------   ---------  ----------
99.9    Total new obligations...........       1,815       1,533         726
---------------------------------------------------------------------------

                              Personnel Summary

----------------------------------------------------------------------------
Identification code 83-0100-0-1-155      2001 actual   2002 est.   2003 est.
----------------------------------------------------------------------------
1001  Total compensable workyears: Full-
        time equivalent employment......         411         420         420
---------------------------------------------------------------------------

                                

                    Debt Reduction Financing Account

               Program and Financing (in millions of dollars)

----------------------------------------------------------------------------
Identification code 83-4028-0-3-155      2001 actual   2002 est.   2003 est.
----------------------------------------------------------------------------

    Obligations by program activity:
00.02 Interest on Treasury borrowing....           5           3           2
00.03 Subsidy for Debt Reduction........                      35          36
                                           ---------   ---------  ----------
10.00   Total new obligations...........           5          38          38
----------------------------------------------------------------------------

    Budgetary resources available for obligation:
21.40 Unobligated balance carried 
        forward, start of year..........                      32
22.00 New financing authority (gross)...          37          39          39
22.60 Portion applied to repay debt.....                     -33          -1
                                           ---------   ---------  ----------
23.90   Total budgetary resources 
          available for obligation......          37          38          38
23.95 Total new obligations.............          -5         -38         -38
24.40 Unobligated balance carried 
        forward, end of year............          32
----------------------------------------------------------------------------

    New financing authority (gross), detail:
      Spending authority from offsetting 
          collections:

        Discretionary:
          Offsetting collections (cash):
68.00       Offsetting collections 
              (cash)....................           5           4           3
68.00       Offsetting collections (Debt 
              Reduction)................          32          35          36
                                           ---------   ---------  ----------
68.90       Spending authority from 
              offsetting collections 
              (total discretionary).....          37          39          39
----------------------------------------------------------------------------

    Change in obligated balances:
73.10 Total new obligations.............           5          38          38
73.20 Total financing disbursements 
        (gross).........................          -5         -38         -38
87.00 Total financing disbursements 
        (gross).........................           5          38          38
----------------------------------------------------------------------------

    Offsets:
      Against gross financing authority and 
          financing disbursements:

        Offsetting collections (cash) 
            from:
88.00     Federal sources...............         -32         -35         -36
          Non-Federal sources:
88.40       Non-Federal sources--
              Principal.................          -1          -1          -1
88.40       Non-Federal sources--
              Interest..................          -4          -3          -2
                                           ---------   ---------  ----------
88.90       Total, offsetting 
              collections (cash)........         -37         -39         -39
----------------------------------------------------------------------------

    Net financing authority and financing 
        disbursements:
89.00 Financing authority...............
90.00 Financing disbursements...........         -32          -1          -1
---------------------------------------------------------------------------

               Status of Direct Loans (in millions of dollars)

----------------------------------------------------------------------------
Identification code 83-4028-0-3-155      2001 actual   2002 est.   2003 est.
----------------------------------------------------------------------------
    Position with respect to appropriations act 
                limitation on obligations:
1111  Limitation on direct loans........
                                           ---------   ---------  ----------
1150    Total direct loan obligations...
----------------------------------------------------------------------------

    Cumulative balance of direct loans 
                outstanding:
1210  Outstanding, start of year........         102         146         407
1233  Disbursements: Purchase of loans 
        assets from a liquidating 
        account.........................          50         545          10
1251  Repayments: Repayments and 
        prepayments.....................          -1          -1          -1
1264  Write-offs for default: Other 
        adjustments, net................          -5        -283         -10
                                           ---------   ---------  ----------
1290    Outstanding, end of year........         146         407         406
---------------------------------------------------------------------------

                             Balance Sheet (in millions of dollars)

-----------------------------------------------------------------------------------------------
Identification code   83-4028-0-3-155    2000 actual    2001 actual     2002 est.      2003 est.
-----------------------------------------------------------------------------------------------
    ASSETS:
      Net value of assets related to 
          post-1991 direct loans 
          receivable:

1401    Direct loans receivable, gross..         102            146           407            406
1405    Allowance for subsidy cost (-)..         -42            -93          -382           -381
                                        ------------ --------------  ------------  -------------
1499      Net present value of assets 
            related to direct loans.....          60             53            25             25
                                        ------------ --------------  ------------  -------------
1999    Total assets....................          60             53            25             25
    LIABILITIES:
2103  Federal liabilities: Debt.........          60             53            25             25
                                        ------------ --------------  ------------  -------------
2999    Total liabilities...............          60             53            25             25
                                        ------------ --------------  ------------  -------------
4999  Total liabilities and net position          60             53            25             25
-----------------------------------------------------------------------------------------------

    As required by the Federal Credit Reform Act of 1990, this account 
records all cash flows to and from the Government resulting from 
restructuring either loans or claims against guarantees made by the 
Export-Import Bank of the U.S.

                                

            Export-Import Bank Direct Loan Financing Account

               Program and Financing (in millions of dollars)

----------------------------------------------------------------------------
Identification code 83-4161-0-3-155      2001 actual   2002 est.   2003 est.
----------------------------------------------------------------------------

    Obligations by program activity:
00.01 Direct loans......................         871         161         179
00.02 Interest on Treasury borrowing....         463         533         537
                                           ---------   ---------  ----------
00.91   Direct Program by Activities--
          Subtotal (1 level)............       1,334         694         716
08.01 Payment to negative subsidy 
        receipt account.................          20          24           9
08.02 Downward reestimates paid to 
        receipt accounts................         354         102
08.04 Interest on downward reeestimates 
        paid to receipt accounts........         271          42
                                           ---------   ---------  ----------
08.91   Direct Program by Activities--
          Subtotal (1 level)............         645         168           9
                                           ---------   ---------  ----------
10.00   Total new obligations...........       1,979         862         725
----------------------------------------------------------------------------

    Budgetary resources available for obligation:
21.40 Unobligated balance carried 
        forward, start of year..........         890         920
22.00 New financing authority (gross)...       3,192       1,892       1,606
22.10 Resources available from 
        recoveries of prior year 
        obligations.....................         101
22.60 Portion applied to repay debt.....      -1,284      -1,950        -881
                                           ---------   ---------  ----------
23.90   Total budgetary resources 
          available for obligation......       2,899         862         725
23.95 Total new obligations.............      -1,979        -862        -725
24.40 Unobligated balance carried 
        forward, end of year............         920
----------------------------------------------------------------------------

    New financing authority (gross), detail:
      Discretionary:

47.00   Authority to borrow.............       1,052
68.00 Spending authority from offsetting 
        collections: Offsetting 
        collections (cash)..............       2,140       1,892       1,606
                                           ---------   ---------  ----------
70.00   Total new financing authority 
          (gross).......................       3,192       1,892       1,606
----------------------------------------------------------------------------

    Change in obligated balances:
72.40 Obligated balance, start of year..       2,532       1,851         583
73.10 Total new obligations.............       1,979         862         725
73.20 Total financing disbursements 
        (gross).........................      -2,558      -2,130      -1,097
73.45 Recoveries of prior year 
        obligations.....................        -101
74.40 Obligated balance, end of year....       1,851         583         211
87.00 Total financing disbursements 
        (gross).........................       2,558       2,130       1,097
----------------------------------------------------------------------------

[[Page 1114]]



    Offsets:
      Against gross financing authority and 
          financing disbursements:

        Offsetting collections (cash) 
            from:
          Federal sources:
88.00       Federal sources: upward 
              reestimate................        -762        -314
88.00       Federal sources: payment 
              from program account......         -96         -18         -31
88.25     Interest on uninvested funds..        -108        -100        -100
          Non-Federal sources:
88.40       Repayments and prepayments..        -755        -731        -808
88.40       Fees and interest on loans..        -419        -729        -667
                                           ---------   ---------  ----------
88.90       Total, offsetting 
              collections (cash)........      -2,140      -1,892      -1,606
----------------------------------------------------------------------------

    Net financing authority and financing 
        disbursements:
89.00 Financing authority...............       1,052
90.00 Financing disbursements...........         418         238        -509
---------------------------------------------------------------------------

               Status of Direct Loans (in millions of dollars)

----------------------------------------------------------------------------
Identification code 83-4161-0-3-155      2001 actual   2002 est.   2003 est.
----------------------------------------------------------------------------
    Position with respect to appropriations act 
                limitation on obligations:
1131  Direct loan obligations exempt 
        from limitation.................         871         161         179
                                           ---------   ---------  ----------
1150    Total direct loan obligations...         871         161         179
----------------------------------------------------------------------------

    Cumulative balance of direct loans 
                outstanding:
1210  Outstanding, start of year........       6,666       7,590       8,311
1231  Disbursements: Direct loan 
        disbursements...................       1,738       1,452         560
1251  Repayments: Repayments and 
        prepayments.....................        -814        -731        -808
                                           ---------   ---------  ----------
1290    Outstanding, end of year........       7,590       8,311       8,063
---------------------------------------------------------------------------

                             Balance Sheet (in millions of dollars)

-----------------------------------------------------------------------------------------------
Identification code   83-4161-0-3-155    2000 actual    2001 actual     2002 est.      2003 est.
-----------------------------------------------------------------------------------------------
    ASSETS:
1101  Federal assets: Fund balances with 
        Treasury........................         890
      Net value of assets related to 
          post-1991 direct loans 
          receivable:

1401    Direct loans receivable, gross..       6,666          7,590         8,083          8,063
1402    Interest receivable.............          97            122           100            100
1405    Allowance for subsidy cost (-)..      -1,193           -803        -1,001         -1,001
                                        ------------ --------------  ------------  -------------
1499      Net present value of assets 
            related to direct loans.....       5,570          6,909         7,182          7,162
1803  Other Federal assets: Property, 
        plant and equipment, net........           1              1             1              1
                                        ------------ --------------  ------------  -------------
1999    Total assets....................       6,461          6,910         7,183          7,163
    LIABILITIES:
2103  Federal liabilities: Debt.........       6,461          6,910         7,183          7,163
                                        ------------ --------------  ------------  -------------
2999    Total liabilities...............       6,461          6,910         7,183          7,163
                                        ------------ --------------  ------------  -------------
4999  Total liabilities and net position       6,461          6,910         7,183          7,163
-----------------------------------------------------------------------------------------------

    As required by the Federal Credit Reform Act of 1990, this non-
budgetary account records all cash flows to and from the Government 
resulting from direct loans obligated in 1992 and beyond. The amounts in 
this account are a means of financing and are not included in the budget 
totals.

    This account reflects direct loan activity through 2002.

                                

          Export-Import Bank Guaranteed Loan Financing Account

               Program and Financing (in millions of dollars)

----------------------------------------------------------------------------
Identification code 83-4162-0-3-155      2001 actual   2002 est.   2003 est.
----------------------------------------------------------------------------

    Obligations by program activity:
00.01 Guarantee claims..................         569         373         455
08.01 Payment to negative subsidy 
        receipt account.................           1           1           4
08.02 Downward reestimates paid to 
        receipt accounts................       1,618         517
08.04 Interest on downward reestimates 
        paid to receipt accounts........         651         147
                                           ---------   ---------  ----------
08.91   Direct Program by Activities--
          Subtotal (1 level)............       2,270         665           4
                                           ---------   ---------  ----------
10.00   Total new obligations...........       2,839       1,038         459
----------------------------------------------------------------------------

    Budgetary resources available for obligation:
21.40 Unobligated balance carried 
        forward, start of year..........       5,331       4,110       4,216
22.00 New financing authority (gross)...       1,704       1,144       1,311
22.60 Portion applied to repay debt.....         -87
                                           ---------   ---------  ----------
23.90   Total budgetary resources 
          available for obligation......       6,948       5,254       5,527
23.95 Total new obligations.............      -2,839      -1,038        -459
24.40 Unobligated balance carried 
        forward, end of year............       4,110       4,216       5,068
----------------------------------------------------------------------------

    New financing authority (gross), detail:
      Discretionary:

68.00   Spending authority from 
          offsetting collections 
          (gross): Offsetting 
          collections (cash)............       1,704       1,144       1,311
----------------------------------------------------------------------------

    Change in obligated balances:
73.10 Total new obligations.............       2,839       1,038         459
73.20 Total financing disbursements 
        (gross).........................      -2,839      -1,038        -459
87.00 Total financing disbursements 
        (gross).........................       2,839       1,038         459
----------------------------------------------------------------------------

    Offsets:
      Against gross financing authority and 
          financing disbursements:

        Offsetting collections (cash) 
            from:
          Federal sources:
88.00       Payments from program 
              account...................        -736        -416        -539
88.00       Federal sources: upward 
              reestimate................        -157        -127
88.25     Interest on uninvested funds..        -280        -348        -372
88.40     Fees and premiums.............        -531        -253        -400
                                           ---------   ---------  ----------
88.90       Total, offsetting 
              collections (cash)........      -1,704      -1,144      -1,311
----------------------------------------------------------------------------

    Net financing authority and financing 
        disbursements:
89.00 Financing authority...............
90.00 Financing disbursements...........       1,134        -106        -852
---------------------------------------------------------------------------

             Status of Guaranteed Loans (in millions of dollars)

----------------------------------------------------------------------------
Identification code 83-4162-0-3-155      2001 actual   2002 est.   2003 est.
----------------------------------------------------------------------------
    Position with respect to appropriations act 
                limitation on commitments:
2121  Limitation available from carry-
        forward.........................         397       1,960
2131  Guaranteed loan commitments exempt 
        from limitation.................      10,544       8,279      11,321
2143  Uncommitted limitation carried 
        forward.........................      -2,571
                                           ---------   ---------  ----------
2150    Total guaranteed loan 
          commitments...................       8,370      10,239      11,321
----------------------------------------------------------------------------

    Cumulative balance of guaranteed loans 
                outstanding:
2210  Outstanding, start of year........      28,678      29,584      30,574
2231  Disbursements of new guaranteed 
        loans...........................       7,504       6,965       8,384
2251  Repayments and prepayments........      -6,029      -5,602      -9,863
2263  Adjustments: Terminations for 
        default that result in claim 
        payments........................        -569        -373        -455
                                           ---------   ---------  ----------
2290    Outstanding, end of year........      29,584      30,574      28,640
----------------------------------------------------------------------------

    Memorandum:
2299  Guaranteed amount of guaranteed 
        loans outstanding, end of year..      29,584      30,574      28,640
---------------------------------------------------------------------------

    As required by the Federal Credit Reform Act of 1990, this non-
budgetary account records all cash flows to and from the Government 
resulting from loan guarantees committed in 1992 and beyond. The amounts 
in this account are a means of financing and are not included in the 
budget totals.

[[Page 1115]]

    This account reflects actual and expected loan guarantee activity 
through 2002. 

                             Balance Sheet (in millions of dollars)

-----------------------------------------------------------------------------------------------
Identification code   83-4162-0-3-155    2000 actual    2001 actual     2002 est.      2003 est.
-----------------------------------------------------------------------------------------------
    ASSETS:
1101  Federal assets: Fund balances with 
        Treasury........................       5,331          4,110         4,216          5,068
1206  Non-Federal assets: Receivables, 
        net.............................       1,461
                                        ------------ --------------  ------------  -------------
1999    Total assets....................       6,792          4,110         4,216          5,068
    LIABILITIES:
      Federal liabilities:

2103    Debt............................         222
2104    Resources payable to Treasury...       1,686
      Non-Federal liabilities:

2201    Accounts payable................
2204    Liabilities for loan guarantees.       4,884          4,110         4,216          5,068
                                        ------------ --------------  ------------  -------------
2999    Total liabilities...............       6,792          4,110         4,216          5,068
                                        ------------ --------------  ------------  -------------
4999  Total liabilities and net position       6,792          4,110         4,216          5,068
-----------------------------------------------------------------------------------------------

                                

Public enterprise funds:

       Export-Import Bank of the United States Liquidating Account

               Program and Financing (in millions of dollars)

----------------------------------------------------------------------------
Identification code 83-4027-0-3-155      2001 actual   2002 est.   2003 est.
----------------------------------------------------------------------------

    Obligations by program activity:
00.06 Claim payments, gross.............          32           7          13
                                           ---------   ---------  ----------
10.00   Total new obligations (object 
          class 33.0)...................          32           7          13
----------------------------------------------------------------------------

    Budgetary resources available for obligation:
21.40 Unobligated balance carried 
        forward, start of year..........       1,087          96
22.00 New budget authority (gross)......         519         420         344
      Capital transfer to general fund:

22.40   Capital transfer to general fund      -1,478        -509        -331
22.40   Capital transfer to general fund 
          (Debt Reduction)..............
                                           ---------   ---------  ----------
23.90   Total budgetary resources 
          available for obligation......         128           7          13
23.95 Total new obligations.............         -32          -7         -13
24.40 Unobligated balance carried 
        forward, end of year............          96
----------------------------------------------------------------------------

    New budget authority (gross), detail:
      Mandatory:

        Offsetting collections (cash):
69.00     Offsetting collections (cash).         519         420         344
69.00     Offsetting collections (Debt 
            Reduction)..................
                                           ---------   ---------  ----------
69.90     Spending authority from 
            offsetting collections 
            (total mandatory)...........         519         420         344
----------------------------------------------------------------------------

    Change in obligated balances:
73.10 Total new obligations.............          32           7          13
73.20 Total outlays (gross).............         -32          -7         -13
----------------------------------------------------------------------------

    Outlays (gross), detail:
86.98 Outlays from mandatory balances...          32           7          13
----------------------------------------------------------------------------

    Offsets:
      Against gross budget authority and outlays:

        Offsetting collections (cash) 
            from:
88.20     Interest on Federal securities         -24
          Non-Federal sources:
88.40       Loans repaid................        -307        -268        -232
88.40       Interest and fee revenue 
              from loans................        -188        -152        -112
                                           ---------   ---------  ----------
88.90       Total, offsetting 
              collections (cash)........        -519        -420        -344
----------------------------------------------------------------------------

    Net budget authority and outlays:
89.00 Budget authority..................
90.00 Outlays...........................        -487        -413        -331
----------------------------------------------------------------------------

    Memorandum (non-add) entries:
92.01 Total investments, start of year: 
        Federal securities: Par value...       1,064
---------------------------------------------------------------------------

               Status of Direct Loans (in millions of dollars)

----------------------------------------------------------------------------
Identification code 83-4027-0-3-155      2001 actual   2002 est.   2003 est.
----------------------------------------------------------------------------
    Cumulative balance of direct loans 
                outstanding:
1210  Outstanding, start of year........       4,460       4,152       3,884
1251  Repayments: Repayments and 
        prepayments.....................        -307        -268        -232
1264  Write-offs for default: Other 
        adjustments, net................          -1
                                           ---------   ---------  ----------
1290    Outstanding, end of year........       4,152       3,884       3,652
---------------------------------------------------------------------------

             Status of Guaranteed Loans (in millions of dollars)

----------------------------------------------------------------------------
Identification code 83-4027-0-3-155      2001 actual   2002 est.   2003 est.
----------------------------------------------------------------------------
    Cumulative balance of guaranteed loans 
                outstanding:
2210  Outstanding, start of year........       1,104         941         590
2251  Repayments and prepayments........        -163        -351        -229
                                           ---------   ---------  ----------
2290    Outstanding, end of year........         941         590         361
----------------------------------------------------------------------------

    Memorandum:
2299  Guaranteed amount of guaranteed 
        loans outstanding, end of year..         941         590         361
---------------------------------------------------------------------------

                          DATA ON DIRECT LOANS

                        [In millions of dollars]

                                     2001 actual  2002 est.   2003 est.
Undisbursed loan authorizations, end 
of year.............................       1,859         523          93
Credit authorizations...............         871         161         179
Credit cancellations................         101          40          44
Loan disbursements..................       1,448       1,457         565
Capitalized interest................          79          75          75
Loan principal repayments...........       1,036         986       1,026
Loan write-offs.....................           3         283          10
Loans outstanding, end of year......

                                          10,615      10,878      10,482

                           DATA ON GUARANTEES

                        [In millions of dollars]

                                     2001 actual  2002 est.   2003 est.
Undisbursed balance, end of year....       7,584       7,712       7,451
Authorizations......................       6,101       7,396       8,294
Cancellations.......................         960       1,515         232
Shipments...........................       5,901       5,754       8,223
Repayments..........................       4,831       3,921       7,746
Outstanding balance, end of year....      29,364      31,196      31,673

                            DATA ON INSURANCE

                        [In millions of dollars]

                                     2001 actual  2002 est.   2003 est.
Undisbursed balance, end of year....       3,660       3,379       2,733
Authorizations......................       2,269       2,843       3,027
Cancellations.......................       1,196         659         149
Shipments...........................       1,712       2,466       3,524
Repayments..........................       1,731       1,681       3,320
Outstanding balance, end of year....       1,162       1,948       2,152

                DATA ON GRANT PORTION OF TIED-AID CREDIT

                        [In millions of dollars]

                                     2001 actual  2002 est.   2003 est.
Grant portion of tied-aid credit....           5          58          74
Estimated outlays...................          17          10           7

   POSITION WITH RESPECT TO LENDING, GUARANTEE AND INSURANCE AUTHORITY

   [In millions of dollars]
                                                  2000 actual   2001 actual       2002 est.       2003 est.
Statutory authority.............75,000--------- 75,000--------75,000---------75,000----------
                                           ==============  ===========   =============   ==============

Charges against authority:

  Loan Program:
  Loans Outstanding.............9,948---------- 10,615--------10,878---------10,482----------
  Loans Undisbursed.............2,612---------- 1,859---------523------------93--------------
  Outstanding Claims............4,233---------- 4,181---------4,809----------5,530-----------
                                          --------------  ------------   ----------------   -----------

   Subtotal.....................16,793--------- 16,655--------16,210---------16,105----------
  Export guarantees and insurance 
      program:
  Export Credit Insurance.......7,858---------- 4,823---------5,326----------4,885-----------
  Export Credit Guarantees......36,944--------- 36,948--------38,908---------39,125----------
                                          --------------  ------------   ----------------   -----------

   Subtotal.....................44,802--------- 41,771--------44,234---------44,010----------

[[Page 1116]]

   Total Charges against authori61,595--------- 58,426--------60,444---------60,115----------
                                          --------------  ------------   ----------------   -----------

   Unused Authority.............13,405--------- 16,574--------14,556---------14,885----------

    Operating results and financial condition.--The bank is a wholly 
owned Government corporation. Capital stock of $1 billion was purchased 
by the U.S. Treasury.

    The bank has a reserve for possible credit losses, which provides 
for the risk of loss inherent in the lending process. This reserve is a 
general reserve, available to absorb credit losses related to the total 
loan portfolio. The reserve is increased by provisions charged to 
expenses and decreased by charge-offs, net of recoveries.

    The provision for possible credit losses is based on the bank's 
evaluation of the adequacy of the reserve, taking into consideration a 
variety of factors, including repayment status of loans, future risk 
factors, the relationship of the reserve to the portfolio, and worldwide 
economic conditions. Providing for such possible losses does not imply 
that any loans will be written off. It simply recognizes the fact that 
the prospects for collection of some of the bank's loans are impaired. 
It does not provide for losses on a country-by-country basis and is 
intended only to provide an overall revaluation of the loan portfolio.

    The bank's net operating income was $1,061 million in 2001. Total 
Government deficit in the corporation was $642 million on September 30, 
2001.

                        Statement of Operations (in millions of dollars)

-----------------------------------------------------------------------------------------------
Identification code   83-4027-0-3-155    2000 actual    2001 actual     2002 est.      2003 est.
-----------------------------------------------------------------------------------------------
0101  Revenue...........................         212            994           304            285
0102  Expense...........................                         -7            -5             -5
                                        ------------ --------------  ------------  -------------
0105  Net income or loss (-)............         212            987           299            280
-----------------------------------------------------------------------------------------------

                             Balance Sheet (in millions of dollars)

-----------------------------------------------------------------------------------------------
Identification code   83-4027-0-3-155    2000 actual    2001 actual     2002 est.      2003 est.
-----------------------------------------------------------------------------------------------
    ASSETS:
      Federal assets:

1101    Fund balances with Treasury.....          24            123
        Investments in US securities:
1102      Treasury securities, par......       1,064
      Net value of assets related to 
          pre-1992 direct loans 
          receivable and acquired 
          defaulted guaranteed loans 
          receivable:

        Direct loans, gross:
1601      Direct loans, gross...........       4,479          4,152         3,884          3,652
1601      Direct loans, gross reduction 
            in Face Value...............         -21
1602    Interest receivable.............          48             25
1603    Allowance for estimated 
          uncollectible loans and 
          interest (-)..................      -3,566         -2,734        -2,567         -2,423
                                        ------------ --------------  ------------  -------------
1699      Value of assets related to 
            direct loans................         940          1,443         1,317          1,229
1701    Defaulted guaranteed loans, 
          gross.........................       1,367            511           427            343
1702    Interest receivable.............           2             32            30             28
1703    Allowance for estimated 
          uncollectible loans and 
          interest (-)..................        -722           -159          -132           -106
                                        ------------ --------------  ------------  -------------
1704      Defaulted guaranteed loans and 
            interest receivable, net....         647            384           325            265
                                        ------------ --------------  ------------  -------------
1799      Value of assets related to 
            loan guarantees.............         647            384           325            265
                                        ------------ --------------  ------------  -------------
1999    Total assets....................       2,675          1,950         1,642          1,494
    LIABILITIES:
2104  Federal liabilities: Resources 
        payable to Treasury.............                        563           322            187
      Non-Federal liabilities:

2202    Interest payable................           2              1             1              1
2203    Debt............................         187            161           154            141
2204    Liabilities for loan guarantees.          32             21            15             15
2207    Other...........................         365            204           150            150
                                        ------------ --------------  ------------  -------------
2999    Total liabilities...............         586            950           642            494
    NET POSITION:
      Cumulative results of operations:

3300    Cumulative results of operations       2,089          1,478         1,478          1,478
3300    Cumulative results of operations 
          [Debt Reduction]..............                       -478          -478           -478
                                        ------------ --------------  ------------  -------------
3999    Total net position..............       2,089          1,000         1,000          1,000
                                        ------------ --------------  ------------  -------------
4999  Total liabilities and net position       2,675          1,950         1,642          1,494
-----------------------------------------------------------------------------------------------

    As required by the Federal Credit Reform Act of 1990, this account 
records, for Eximbank, all cash flows to and from the Government 
resulting from direct loans obligated and loan guarantees and insurance 
committed prior to 1992. This account is shown on a cash basis. All new 
activity in this program in 1992 and beyond is recorded in corresponding 
program and financing accounts.

                                


 
                      GENERAL FUND RECEIPT ACCOUNTS

                           (in millions of dollars)

----------------------------------------------------------------------------
                                         2001 actual   2002 est.   2003 est.
----------------------------------------------------------------------------
Offsetting receipts from the public:
  83-272710  Export-Import Bank loans, 
    Negative subsidies..................          21          25          13
  83-272730  Export-Import Bank loans, 
    Downward reestimates of subsidies...       2,894         808
                                           ---------   ---------  ----------
General Fund Offsetting receipts from 
 the public.............................       2,915         833          13
---------------------------------------------------------------------------

                                


 
                       FARM CREDIT ADMINISTRATION

                              Federal Funds

Public enterprise funds:

                  Limitation of Administrative Expenses

    Not to exceed [$36,700,000] $38,496,000 (from assessments collected 
from farm credit institutions and from the Federal Agricultural Mortgage 
Corporation) shall be obligated during the current fiscal year for 
administrative expenses as authorized under 12 U.S.C. 2249: Provided, 
That this limitation shall not apply to expenses associated with 
receiverships. (Agriculture, Rural Development, Food and Drug 
Administration, and Related Agencies Appropriations Act, 2002; 
additional authorizing legislation required.)

               Program and Financing (in millions of dollars)

----------------------------------------------------------------------------
Identification code 78-4131-0-3-351      2001 actual   2002 est.   2003 est.
----------------------------------------------------------------------------

    Obligations by program activity:
09.00 Reimbursable program..............          38          40          40
                                           ---------   ---------  ----------
10.00   Total new obligations...........          38          40          40
----------------------------------------------------------------------------

    Budgetary resources available for obligation:
21.40 Unobligated balance carried 
        forward, start of year..........          10          12          12
22.00 New budget authority (gross)......          40          41          41
                                           ---------   ---------  ----------
23.90   Total budgetary resources 
          available for obligation......          50          53          53
23.95 Total new obligations.............         -38         -40         -40
24.40 Unobligated balance carried 
        forward, end of year............          12          12          12
----------------------------------------------------------------------------

    New budget authority (gross), detail:
      Mandatory:

69.00   Offsetting collections (cash)...          40          41          41
----------------------------------------------------------------------------

    Change in obligated balances:
72.40 Obligated balance, start of year..           8           9           8

[[Page 1117]]

73.10 Total new obligations.............          38          40          40
73.20 Total outlays (gross).............         -38         -40         -40
74.40 Obligated balance, end of year....           9           8           8
----------------------------------------------------------------------------

    Outlays (gross), detail:
86.97 Outlays from new mandatory 
        authority.......................          38          40          40
----------------------------------------------------------------------------

    Offsets:
      Against gross budget authority and outlays:

        Offsetting collections (cash) 
            from:
88.00     Federal sources...............          -1          -1          -1
88.20     Interest on Federal securities          -1          -1          -1
88.40     Non-Federal sources...........         -38         -39         -39
                                           ---------   ---------  ----------
88.90       Total, offsetting 
              collections (cash)........         -40         -41         -41
----------------------------------------------------------------------------

    Net budget authority and outlays:
89.00 Budget authority..................
90.00 Outlays...........................          -2                      -1
----------------------------------------------------------------------------

    Memorandum (non-add) entries:
92.01 Total investments, start of year: 
        Federal securities: Par value...          17          20          17
92.02 Total investments, end of year: 
        Federal securities: Par value...          20          17          17
---------------------------------------------------------------------------

    The Farm Credit Administration (FCA) is an independent Federal 
agency that examines and regulates the Farm Credit System (System) for 
safety and soundness. The System is a cooperative agricultural credit 
system of farm credit banks and associations that lends to farmers, 
ranchers, and their cooperatives. Since 1990, the FCA also performs 
annual examinations of the Federal Agricultural Mortgage Corporation. In 
addition, FCA annually examines The National Consumer Cooperative Bank 
and its affiliate, The NCCB Development Corporation.

    As of October 1, 2001, the System was comprised of six Farm Credit 
Banks, one Agricultural Credit Bank, 115 associations, four service 
corporations, the Federal Farm Credit Bank Funding Corporation, the Farm 
Credit System Financial Assistance Corporation, and the Federal 
Agricultural Mortgage Corporation. The Agricultural Credit Bank makes 
loans to agricultural, aquatic, and public utility cooperatives and 
other persons or organizations owned by or having transactions with such 
cooperatives.

    Assessments based upon estimated administrative expenses are 
collected from institutions in the System and the Federal Agricultural 
Mortgage Corporation and are available for administrative expenses. 
Obligations are incurred within fiscal year budgets approved by the Farm 
Credit Administration Board. 

               Object Classification (in millions of dollars)

----------------------------------------------------------------------------
Identification code 78-4131-0-3-351      2001 actual   2002 est.   2003 est.
----------------------------------------------------------------------------

      Personnel compensation:

11.1    Full-time permanent.............          24          24          24
11.5    Other personnel compensation....           1           2           2
                                           ---------   ---------  ----------
11.9      Total personnel compensation..          25          26          26
12.1  Civilian personnel benefits.......           8           8           8
21.0  Travel and transportation of 
        persons.........................           2           2           2
25.2  Other services....................           2           3           3
31.0  Equipment.........................           1           1           1
                                           ---------   ---------  ----------
99.9    Total new obligations...........          38          40          40
---------------------------------------------------------------------------

                              Personnel Summary

----------------------------------------------------------------------------
Identification code 78-4131-0-3-351      2001 actual   2002 est.   2003 est.
----------------------------------------------------------------------------
2001  Total compensable workyears: Full-
        time equivalent employment......         277         284         281
---------------------------------------------------------------------------

                                


 
           FARM CREDIT SYSTEM FINANCIAL ASSISTANCE CORPORATION

  Financial Assistance Corporation Assistance Fund, Liquidating Account

               Program and Financing (in millions of dollars)

----------------------------------------------------------------------------
Identification code 78-4134-0-3-351      2001 actual   2002 est.   2003 est.
----------------------------------------------------------------------------

    Obligations by program activity:
00.02 Interest expenses.................          71          71          71
                                           ---------   ---------  ----------
10.00   Total new obligations (object 
          class 43.0)...................          71          71          71
----------------------------------------------------------------------------

    Budgetary resources available for obligation:
21.40 Unobligated balance carried 
        forward, start of year..........       1,272       1,341       1,414
22.00 New budget authority (gross)......         140         144         164
22.60 Portion applied to repay debt.....                                -351
                                           ---------   ---------  ----------
23.90   Total budgetary resources 
          available for obligation......       1,412       1,485       1,227
23.95 Total new obligations.............         -71         -71         -71
24.40 Unobligated balance carried 
        forward, end of year............       1,341       1,414       1,156
----------------------------------------------------------------------------

    New budget authority (gross), detail:
      Mandatory:

69.00   Offsetting collections (cash)...         140         144         164
----------------------------------------------------------------------------

    Change in obligated balances:
73.10 Total new obligations.............          71          71          71
73.20 Total outlays (gross).............         -71         -71         -71
----------------------------------------------------------------------------

    Outlays (gross), detail:
86.97 Outlays from new mandatory 
        authority.......................          71          71          71
----------------------------------------------------------------------------

    Offsets:
      Against gross budget authority and outlays:

        Offsetting collections (cash) 
            from:
88.20     Interest on Federal securities         -53         -57         -53
88.40     Non-Federal sources...........         -87         -87        -111
                                           ---------   ---------  ----------
88.90       Total, offsetting 
              collections (cash)........        -140        -144        -164
----------------------------------------------------------------------------

    Net budget authority and outlays:
89.00 Budget authority..................
90.00 Outlays...........................         -69         -73         -93
----------------------------------------------------------------------------

    Memorandum (non-add) entries:
92.01 Total investments, start of year: 
        Federal securities: Par value...         629         671         710
92.02 Total investments, end of year: 
        Federal securities: Par value...         671         710         417
---------------------------------------------------------------------------

               Status of Direct Loans (in millions of dollars)

----------------------------------------------------------------------------
Identification code 78-4134-0-3-351      2001 actual   2002 est.   2003 est.
----------------------------------------------------------------------------
    Cumulative balance of direct loans 
                outstanding:
1210  Outstanding, start of year........         883         868         852
1251  Repayments: Repayments and 
        prepayments.....................         -15         -16         -40
                                           ---------   ---------  ----------
1290    Outstanding, end of year........         868         852         812
---------------------------------------------------------------------------

                        Statement of Operations (in millions of dollars)

-----------------------------------------------------------------------------------------------
Identification code   78-4134-0-3-351    2000 actual    2001 actual     2002 est.      2003 est.
-----------------------------------------------------------------------------------------------
0101  Revenue...........................          70             70            71             71
0102  Expense...........................         -70            -70           -71            -71
                                        ------------ --------------  ------------  -------------
0105  Net income or loss (-)............
                                        ------------ --------------  ------------  -------------
0191  Total revenues....................          70             70            71             71
                                        ------------ --------------  ------------  -------------
0192  Total expenses....................         -70            -70           -71            -71
-----------------------------------------------------------------------------------------------

                             Balance Sheet (in millions of dollars)

-----------------------------------------------------------------------------------------------
Identification code   78-4134-0-3-351    2000 actual    2001 actual     2002 est.      2003 est.
-----------------------------------------------------------------------------------------------
    ASSETS:
      Federal assets:

        Investments in US securities:
1102      Treasury securities, par......         610            687           767            451

[[Page 1118]]

1106      Receivables, net..............         217            179           137             39
1201  Non-Federal assets: Investments in 
        non-Federal securities, net.....         261            253           245            237
1901  Other Federal assets: Other assets          14              9             9              4
                                        ------------ --------------  ------------  -------------
1999    Total assets....................       1,102          1,128         1,158            731
    LIABILITIES:
      Non-Federal liabilities:

2201    Accounts payable................         307            331           357            385
2202    Interest payable................          17             17            17              9
2203    Debt............................         775            775           775            325
2207    Other...........................           3              5             9             12
                                        ------------ --------------  ------------  -------------
2999    Total liabilities...............       1,102          1,128         1,158            731
                                        ------------ --------------  ------------  -------------
4999  Total liabilities and net position       1,102          1,128         1,158            731
-----------------------------------------------------------------------------------------------

    The Farm Credit System Financial Assistance Corporation (FAC) was 
created by the Agricultural Credit Act of 1987 to provide funds to 
System institutions experiencing financial difficulties. Authority for 
FAC to issue obligations and provide assistance expired in 1992, after 
$1.26 billion in FAC debt had been issued. Proceeds of FAC debt 
issuances were paid into, and amounts for assistance and other expenses 
were paid from, the FAC Assistance Fund. The FAC was re-classified from 
a Government-sponsored enterprise to a Federal entity beginning in 1993, 
when most of the private capital in FAC, provided by the System, was 
rebated from the FAC Trust Fund pursuant to the Reconciliation and 
Agriculture Appropriations Acts of 1989.

                                

                               Trust Funds

               Financial Assistance Corporation Trust Fund

              Unavailable Collections (in millions of dollars)

----------------------------------------------------------------------------
Identification code 78-8202-0-7-351      2001 actual   2002 est.   2003 est.
----------------------------------------------------------------------------
01.99 Balance, start of year............
    Receipts:
02.40 Interest on investments...........           8           8           7
    Appropriations:
05.00 Financial assistance corporation 
        trust fund......................          -8          -8          -7
                                           ---------   ---------  ----------
07.99 Balance, end of year..............
---------------------------------------------------------------------------

               Program and Financing (in millions of dollars)

----------------------------------------------------------------------------
Identification code 78-8202-0-7-351      2001 actual   2002 est.   2003 est.
----------------------------------------------------------------------------

    Budgetary resources available for obligation:
21.40 Unobligated balance carried 
        forward, start of year..........         113         121         129
22.00 New budget authority (gross)......           8           8           7
22.60 Portion applied to repay debt.....                                 -63
                                           ---------   ---------  ----------
23.90   Total budgetary resources 
          available for obligation......         121         129          73
24.40 Unobligated balance carried 
        forward, end of year............         121         129          73
----------------------------------------------------------------------------

    New budget authority (gross), detail:
      Mandatory:

60.26   Appropriation (trust fund)......           8           8           7
----------------------------------------------------------------------------

    Net budget authority and outlays:
89.00 Budget authority..................           8           8           7
90.00 Outlays...........................
----------------------------------------------------------------------------

    Memorandum (non-add) entries:
92.01 Total investments, start of year: 
        Federal securities: Par value...         142         142         142
92.02 Total investments, end of year: 
        Federal securities: Par value...         142         142          80
---------------------------------------------------------------------------

    The Trust Fund is available to pay the principal of any Financial 
Assistance Corporation bonds used to fund financial assistance to the 
extent the assisted bank is unable to repay the bonds, and is also 
available for other purposes as provided under the Farm Credit Act of 
1987.

                                


 
                FARM CREDIT SYSTEM INSURANCE CORPORATION

                              Federal Funds

Public enterprise funds:

                    Farm Credit System Insurance Fund

               Program and Financing (in millions of dollars)

----------------------------------------------------------------------------
Identification code 78-4171-0-3-351      2001 actual   2002 est.   2003 est.
----------------------------------------------------------------------------

    Obligations by program activity:
09.00 Reimbursable program..............           2           2           2
                                           ---------   ---------  ----------
10.00   Total new obligations (object 
          class 12.1)...................           2           2           2
----------------------------------------------------------------------------

    Budgetary resources available for obligation:
21.40 Unobligated balance carried 
        forward, start of year..........       1,539       1,615       1,715
22.00 New budget authority (gross)......          78         102         119
                                           ---------   ---------  ----------
23.90   Total budgetary resources 
          available for obligation......       1,617       1,717       1,834
23.95 Total new obligations.............          -2          -2          -2
24.40 Unobligated balance carried 
        forward, end of year............       1,615       1,715       1,832
----------------------------------------------------------------------------

    New budget authority (gross), detail:
      Mandatory:

69.00   Offsetting collections (cash)...          83         102         119
69.10   Change in uncollected customer 
          payments from Federal sources 
          (unexpired)...................          -5
                                           ---------   ---------  ----------
69.90     Spending authority from 
            offsetting collections 
            (total mandatory)...........          78         102         119
----------------------------------------------------------------------------

    Change in obligated balances:
72.40 Obligated balance, start of year..         -22         -18         -18
73.10 Total new obligations.............           2           2           2
73.20 Total outlays (gross).............          -2          -2          -2
74.00 Change in uncollected customer 
        payments from Federal sources 
        (unexpired).....................           5
74.40 Obligated balance, end of year....         -18         -18         -18
----------------------------------------------------------------------------

    Outlays (gross), detail:
86.97 Outlays from new mandatory 
        authority.......................           2           2           2
----------------------------------------------------------------------------

    Offsets:
      Against gross budget authority and outlays:

        Offsetting collections (cash) 
            from:
88.20     Interest on Federal securities         -82        -102        -102
88.40     Non-Federal sources...........          -1                     -17
                                           ---------   ---------  ----------
88.90       Total, offsetting 
              collections (cash)........         -83        -102        -119
      Against gross budget authority only:

88.95   Change in uncollected customer 
          payments from Federal sources 
          (unexpired)...................           5
----------------------------------------------------------------------------

    Net budget authority and outlays:
89.00 Budget authority..................
90.00 Outlays...........................         -81        -100        -117
----------------------------------------------------------------------------

    Memorandum (non-add) entries:
92.01 Total investments, start of year: 
        Federal securities: Par value...       1,521       1,600       1,702
92.02 Total investments, end of year: 
        Federal securities: Par value...       1,600       1,702       1,813
---------------------------------------------------------------------------

    The Farm Credit System Insurance Corporation (Corporation) was 
established to ensure the timely payment of principal and interest on 
System debt obligations purchased by investors. The Corporation is 
managed by a three member Board of Directors that consists of the same 
members as the Farm Credit Administration Board of Directors. The 
Corporation derives its revenues from insurance premiums collected from 
insured System banks and from the investment

[[Page 1119]]

income earned on its investment portfolio. Insurance premiums are 
assessed on System banks based on the level of accruing and non-accruing 
loans outstanding in each bank and its affiliated associations' loan 
portfolio. Congress established a secure base amount of 2 percent of 
outstanding System obligations, or such other amounts determined by its 
Board of Directors to be actuarially sound to maintain the Insurance 
Fund. The Insurance Fund was slightly below the secure base amount at 
September 30, 2001. Also in September, the Corporation's Board initiated 
premium assessments beginning in January 2002 at 3 basis points on 
accrual loans and 25 basis points on nonaccrual loans.

    The Insurance Fund is available for payment on System obligations if 
an insured System bank defaults on its primary liability. The Insurance 
Fund is also available to ensure the timely retirement of certain 
eligible borrower stock, pay the operating costs of the Corporation, and 
satisfy defaults by System institutions on obligations issued by the FAC 
after amounts in the FAC Trust Fund are exhausted. The Corporation can 
exercise its authority to make loans, purchase System bank assets or 
obligations, provide other financial assistance and otherwise act to 
reduce its exposure to losses.

    The Corporation has the authority to make refunds of excess 
Insurance Fund balances. No refunds are anticipated before 2006.

                        Statement of Operations (in millions of dollars)

-----------------------------------------------------------------------------------------------
Identification code   78-4171-0-3-351    2000 actual    2001 actual     2002 est.      2003 est.
-----------------------------------------------------------------------------------------------
0101  Revenue...........................         101             95           112            119
0102  Expense...........................         -13            -14           -15            -15
                                        ------------ --------------  ------------  -------------
0105  Net income or loss (-)............          88             81            97            104
-----------------------------------------------------------------------------------------------

                             Balance Sheet (in millions of dollars)

-----------------------------------------------------------------------------------------------
Identification code   78-4171-0-3-351    2000 actual    2001 actual     2002 est.      2003 est.
-----------------------------------------------------------------------------------------------
    ASSETS:
      Investments in US securities:

1102    Federal assets: Treasury 
          securities, par...............       1,521          1,600         1,702          1,813
      Non-Federal assets:

        Receivables, net:
1206      Accrued interest receivable...          28             31            24             26
1206      Premium receivable............           1                           12             12
1901  Other Federal assets: Other assets          51             63            67             71
                                        ------------ --------------  ------------  -------------
1999    Total assets....................       1,601          1,694         1,805          1,922
    LIABILITIES:
2207  Non-Federal liabilities: Other....         167            179           192            205
                                        ------------ --------------  ------------  -------------
2999    Total liabilities...............         167            179           192            205
    NET POSITION:
3100  Appropriated capital..............       1,434          1,515         1,613          1,717
                                        ------------ --------------  ------------  -------------
3999    Total net position..............       1,434          1,515         1,613          1,717
                                        ------------ --------------  ------------  -------------
4999  Total liabilities and net position       1,601          1,694         1,805          1,922
-----------------------------------------------------------------------------------------------

                              Personnel Summary

----------------------------------------------------------------------------
Identification code 78-4171-0-3-351      2001 actual   2002 est.   2003 est.
----------------------------------------------------------------------------
2001  Total compensable workyears: Full-
        time equivalent employment......          10          10          10
---------------------------------------------------------------------------

                                


 
                    FEDERAL COMMUNICATIONS COMMISSION

                              Federal Funds

General and special funds:

                          Salaries and Expenses

    For necessary expenses of the Federal Communications Commission, as 
authorized by law, including uniforms and allowances therefor, as 
authorized by 5 U.S.C. 5901-5902; not to exceed $600,000 for land and 
structure; not to exceed $500,000 for improvement and care of grounds 
and repair to buildings; not to exceed $4,000 for official reception and 
representation expenses; purchase (not to exceed 16) and hire of motor 
vehicles; special counsel fees; and services as authorized by 5 U.S.C. 
3109, [$245,071,000] $278,092,000, of which not to exceed $300,000 shall 
remain available until September 30, [2003] 2004, for research and 
policy studies: Provided, That [$218,757,000] $248,194,000 of offsetting 
collections shall be assessed and collected pursuant to section 9 of 
title I of the Communications Act of 1934, as amended, and shall be 
retained and used for necessary expenses in this appropriation, and 
shall remain available until expended: Provided further, That the sum 
herein appropriated shall be reduced as such offsetting collections are 
received during fiscal year [2002] 2003 so as to result in a final 
fiscal year [2002] 2003 appropriation estimated at [$26,314,000] 
$29,898,000: Provided further, That any offsetting collections received 
in excess of [$218,757,000] $248,194,000 in fiscal year [2002] 2003 
shall remain available until expended, but shall not be available for 
obligation until October 1, [2002] 2003. (Departments of Commerce, 
Justice, and State, the Judiciary, and Related Agencies Appropriations 
Act, 2002; additional authorizing legislation required.)

               Program and Financing (in millions of dollars)

----------------------------------------------------------------------------
Identification code 27-0100-0-1-376      2001 actual   2002 est.   2003 est.
----------------------------------------------------------------------------

    Obligations by program activity:
      Direct program:

00.01   Licensing.......................          31          27          30
                                           ---------   ---------  ----------
01.00   Total direct program............          31          27          30
09.00 Reimbursable program..............         284         301         308
                                           ---------   ---------  ----------
10.00   Total new obligations...........         315         328         338
----------------------------------------------------------------------------

    Budgetary resources available for obligation:
21.40 Unobligated balance carried 
        forward, start of year..........          17          13
22.00 New budget authority (gross)......         315         315         339
22.21 Unobligated balance transferred to 
        other accounts..................          -2
                                           ---------   ---------  ----------
23.90   Total budgetary resources 
          available for obligation......         330         328         339
23.95 Total new obligations.............        -315        -328        -338
24.40 Unobligated balance carried 
        forward, end of year............          13
----------------------------------------------------------------------------

    New budget authority (gross), detail:
      Discretionary:

40.00   Appropriation...................          31          27          30
      Spending authority from offsetting 
          collections:

        Offsetting collections (cash):
68.00     Offsetting collections 
            (reimbursable Federal)......           1           1           1
68.00     Cost of conducting spectrum 
            auctions....................          75          60          60
68.00     Spending authority from 
            offsetting collections 
            (regulatory fees)...........         208         227         248
                                           ---------   ---------  ----------
68.90     Spending authority from 
            offsetting collections 
            (total discretionary).......         284         288         309
                                           ---------   ---------  ----------
70.00   Total new budget authority 
          (gross).......................         315         315         339
----------------------------------------------------------------------------

    Change in obligated balances:
72.40 Obligated balance, start of year..          43          61          63
73.10 New Obligations...................         315         328         338
73.20 Total outlays (gross).............        -296        -326        -349
74.40 Obligated balance, end of year....          61          63          52
----------------------------------------------------------------------------

    Outlays (gross), detail:
86.90 Outlays from new discretionary 
        authority.......................         288         311         335
86.93 Outlays from discretionary 
        balances........................           8          13          14
                                           ---------   ---------  ----------
87.00   Total outlays (gross)...........         296         326         349
----------------------------------------------------------------------------

    Offsets:
      Against gross budget authority and outlays:

        Offsetting collections (cash) 
            from:
88.00     Federal sources...............          -1          -1          -1
88.40     Cost of conducting spectrum 
            auctions....................         -75         -60         -60
88.45     Regulatory Fees...............        -208        -227        -248
                                           ---------   ---------  ----------
88.90       Total, offsetting 
              collections (cash)........        -284        -288        -309
----------------------------------------------------------------------------

    Net budget authority and outlays:
89.00 Budget authority..................          31          27          30
90.00 Outlays...........................          12          38          40
---------------------------------------------------------------------------

[[Page 1120]]



  Budget Authority and Outlays Excluding Full Funding for Federal Retiree 
                       Costs (in millions of dollars)

----------------------------------------------------------------------------
                                         2001 actual   2002 est.   2003 est.
----------------------------------------------------------------------------

    Net budget authority and outlays:
89.00 Budget authority..................          30          26          29
90.00 Outlays...........................          11          37          39
---------------------------------------------------------------------------

    Licensing.--This activity includes the authorization or licensing of 
radio stations, telecommunications equipment, radio operators, as well 
as the authorization of common carrier and other services and 
facilities. It also includes policy direction, program development, 
legal services, and executive direction, as well as support services 
associated with licensing activities.

    Competition.--This activity includes formal inquiries, rule making 
proceedings to establish or amend the Commission's rules and 
regulations, action on petitions for rule making and requests for rule 
interpretations or waivers, economic studies and analyses, and 
development of equipment standards. It also includes policy direction, 
program development, legal services, and executive direction, as well as 
support services associated with activities to promote competition in 
the public interest.

    Enforcement.--This activity includes enforcement of the Commission's 
rules, regulations and authorizations--including investigations, 
inspections, compliance monitoring and sanctions of all types. It also 
includes the receipt and disposition of formal complaints regarding 
common carrier rates and services; the review and acceptance/rejection 
of carrier tariffs; and the review, prescription and audit of carrier 
accounting practices. Additionally, it also includes policy direction, 
program development, legal services, and executive direction, as well as 
support services associated with enforcement activities.

    Consumer Information Services.--This activity includes the 
publication and dissemination of Commission decisions and actions, and 
related activities; public reference and library services; the 
duplication and dissemination of Commission records and databases; the 
receipt and disposition of public inquiries and informal consumer 
complaints; consumer, small business and public assistance; and public 
affairs and media relations. It also includes policy direction, program 
development, legal services, and executive direction, as well as support 
services associated with consumer information activities.

    Spectrum Management.--This activity includes management of the 
electromagnetic spectrum as mandated by the Communications Act of 1934 
as amended. Spectrum management includes the structure and processes for 
allocating, assigning, licensing, and regulating the use of this scarce 
resource to the private sector and state and local governments in a way 
that promotes competition while ensuring that the public interest is 
best served. In order to manage spectrum in both an efficient and 
equitable manner, the Commission evaluates needs; prepares economic, 
technical and engineering studies; coordinates with Federal agencies; 
develops cross-border sharing arrangements; and represents U.S. 
interests in international fora. It also includes policy direction, 
program development, legal services, and executive direction, as well as 
support services associated with spectrum management activities. 

               Object Classification (in millions of dollars)

----------------------------------------------------------------------------
Identification code 27-0100-0-1-376      2001 actual   2002 est.   2003 est.
----------------------------------------------------------------------------

      Direct obligations:

        Personnel compensation:
11.1      Full-time permanent...........          14          14          14
11.3      Other than full-time permanent           2           1           2
                                           ---------   ---------  ----------
11.9        Total personnel compensation          16          15          16
12.1    Civilian personnel benefits.....           5           5           5
23.1    Rental payments to GSA..........           4           3           3
23.3    Communications, utilities, and 
          miscellaneous charges.........           1           1           1
25.2    Other services..................           1           1           2
25.7    Operation and maintenance of 
          equipment.....................           2           2           2
31.0    Equipment.......................           2                       1
                                           ---------   ---------  ----------
99.0      Direct obligations............          31          27          30
99.0  Reimbursable obligations..........         284         301         308
                                           ---------   ---------  ----------
99.9    Total new obligations...........         315         328         338
---------------------------------------------------------------------------

                              Personnel Summary

----------------------------------------------------------------------------
Identification code 27-0100-0-1-376      2001 actual   2002 est.   2003 est.
----------------------------------------------------------------------------
    Direct:
1001  Total compensable workyears: Full-
        time equivalent employment......         216         182         193
    Reimbursable:
2001  Total compensable workyears: Full-
        time equivalent employment......       1,707       1,785       1,774
---------------------------------------------------------------------------

                                

                         Universal Service Fund

              Unavailable Collections (in millions of dollars)

----------------------------------------------------------------------------
Identification code 27-5183-0-2-376      2001 actual   2002 est.   2003 est.
----------------------------------------------------------------------------
01.99 Balance, start of year............
    Receipts:
02.00 Universal service fund............       5,290       5,801       6,523
    Appropriations:
05.00 Universal service fund............      -5,290      -5,801      -6,523
                                           ---------   ---------  ----------
07.99 Balance, end of year..............
---------------------------------------------------------------------------

               Program and Financing (in millions of dollars)

----------------------------------------------------------------------------
Identification code 27-5183-0-2-376      2001 actual   2002 est.   2003 est.
----------------------------------------------------------------------------

    Obligations by program activity:
10.00 Total new obligations (object 
        class 41.0).....................       5,235       5,801       6,523
----------------------------------------------------------------------------

    Budgetary resources available for obligation:
21.40 Unobligated balance carried 
        forward, start of year..........         181         237         237
22.00 New budget authority (gross)......       5,290       5,801       6,523
                                           ---------   ---------  ----------
23.90   Total budgetary resources 
          available for obligation......       5,471       6,038       6,760
23.95 Total new obligations.............      -5,235      -5,801      -6,523
24.40 Unobligated balance carried 
        forward, end of year............         237         237         237
----------------------------------------------------------------------------

    New budget authority (gross), detail:
      Mandatory:

60.20   Appropriation (special fund)....       5,290       5,801       6,523
----------------------------------------------------------------------------

    Change in obligated balances:
72.40 Obligated balance, start of year..       1,771       2,059       2,369
73.10 Total new obligations.............       5,235       5,801       6,523
73.20 Total outlays (gross).............      -4,947      -5,490      -6,510
74.40 Obligated balance, end of year....       2,059       2,369       2,382
----------------------------------------------------------------------------

    Outlays (gross), detail:
86.97 Outlays from new mandatory 
        authority.......................       2,995       3,194       3,904
86.98 Outlays from mandatory balances...       1,952       2,296       2,606
                                           ---------   ---------  ----------
87.00   Total outlays (gross)...........       4,947       5,490       6,510
----------------------------------------------------------------------------

    Net budget authority and outlays:
89.00 Budget authority..................       5,290       5,801       6,523
90.00 Outlays...........................       4,947       5,490       6,510
---------------------------------------------------------------------------

    The Telecommunications Act of 1996 provides for a major 
restructuring of the Nation's communications laws, promotes universal 
service and open access to information networks, and provides for 
flexible government regulations. Under the Act, telecommunications 
carriers that provide interstate tele

[[Page 1121]]

communications services are required to contribute funds for the 
preservation and advancement of universal service. The contributions are 
used to provide services eligible for universal service support as 
prescribed by the FCC. Telecommunications carriers receive a credit 
towards their contribution by providing discount service to schools, 
libraries, and health care providers. Support will also be provided to 
carriers offering services in high cost areas of the United States and 
to carriers offering services to low income consumers.

                                

Credit accounts:

                    Spectrum Auction Program Account

               Program and Financing (in millions of dollars)

----------------------------------------------------------------------------
Identification code 27-0300-0-1-376      2001 actual   2002 est.   2003 est.
----------------------------------------------------------------------------

    Obligations by program activity:
00.05 Reestimates of direct loan subsidy       8,821          94
00.06 Interest on reestimates of direct 
        loan subsidy....................       2,767          38
00.09 Administrative Expenses...........           8          12          12
                                           ---------   ---------  ----------
10.00   Total new obligations...........      11,596         144          12
----------------------------------------------------------------------------

    Budgetary resources available for obligation:
21.40 Unobligated balance carried 
        forward, start of year..........       1,821
22.00 New budget authority (gross)......      11,577         144          12
22.40 Capital transfer to general fund..      -1,802
                                           ---------   ---------  ----------
23.90   Total budgetary resources 
          available for obligation......      11,596         144          12
23.95 Total new obligations.............     -11,596        -144         -12
----------------------------------------------------------------------------

    New budget authority (gross), detail:
      Mandatory:

60.00   Appropriation...................      11,577         144          12
69.00 Offsetting collections (cash).....      12,429           3
69.27 Capital transfer to general fund..     -12,429          -3
                                           ---------   ---------  ----------
69.90   Spending authority from 
          offsetting collections (total 
          mandatory)....................
                                           ---------   ---------  ----------
70.00   Total new budget authority 
          (gross).......................      11,577         144          12
----------------------------------------------------------------------------

    Change in obligated balances:
72.40 Obligated balance, start of year..           2           3
73.10 Total new obligations.............      11,596         144          12
73.20 Total outlays (gross).............     -11,595        -147         -12
74.40 Obligated balance, end of year....           3
----------------------------------------------------------------------------

    Outlays (gross), detail:
86.97 Outlays from new mandatory 
        authority.......................      11,576         144          12
86.98 Outlays from mandatory balances...          19           3
                                           ---------   ---------  ----------
87.00   Total outlays (gross)...........      11,595         147          12
----------------------------------------------------------------------------

    Offsets:
      Against gross budget authority and outlays:

88.00   Offsetting collections (cash) 
          from: Federal sources.........     -12,429          -3
----------------------------------------------------------------------------

    Net budget authority and outlays:
89.00 Budget authority..................        -852         141          12
90.00 Outlays...........................        -834         144          12
---------------------------------------------------------------------------

    This program provides for direct loans for the purpose of purchasing 
spectrum licenses at the Federal Communications Commission's auctions. 
The licenses are being purchased on an installment basis, which 
constitutes an extension of credit. The first year of activity for this 
program was 1996.

    As required by the Federal Credit Reform Act of 1990, this account 
records, for this program, the subsidy costs associated with the direct 
loans obligated in 1992 and beyond (including modifications of direct 
loans or loan guarantees that resulted from obligations or commitments 
in any year), as well as administrative expenses of this program. The 
subsidy amounts are estimated on a present value basis and 
administrative expenses are estimated on a cash basis.

Summary of Loan Levels, Subsidy Budget Authority and Outlays by Program (in 
                            millions of dollars)

----------------------------------------------------------------------------
Identification code 27-0300-0-1-376      2001 actual   2002 est.   2003 est.
----------------------------------------------------------------------------
    Direct loan levels supportable by subsidy 
                budget authority:
115001Spectrum auction..................
                                           ---------   ---------  ----------
115901Total direct loan levels..........
    Direct loan subsidy (in percent):
132001Direct loan levels................        0.00        0.00        0.00
                                           ---------   ---------  ----------
132901Weighted average subsidy rate.....        0.00        0.00        0.00
    Direct loan subsidy budget authority:
133001Direct loan levels................
                                           ---------   ---------  ----------
133901Total subsidy budget authority....
    Direct loan subsidy outlays:
134001Direct loan levels................
                                           ---------   ---------  ----------
134901Total subsidy outlays.............
    Direct loan upward reestimate subsidy budget 
                authority:
135001Direct loan levels................      11,588         132
                                           ---------   ---------  ----------
135901Total upward reestimate budget 
        authority.......................      11,588         132
    Direct loan upward reestimate subsidy outlays:
136001Direct loan levels................      11,588         132
                                           ---------   ---------  ----------
136901Total upward reestimate outlays...      11,588         132
    Direct loan downward reestimate subsidy budget 
                authority:
137001Direct loan levels................     -12,429          -3
                                           ---------   ---------  ----------
137901Total downward reestimate budget 
        authority.......................     -12,429          -3
    Direct loan downward reestimate subsidy 
                outlays:
138001Direct loan levels................     -12,429          -3
                                           ---------   ---------  ----------
138901Total downward reestimate subsidy 
        outlays.........................     -12,429          -3
----------------------------------------------------------------------------

    Administrative expense data:
351001Budget authority..................                      12          12
358001Outlays from balances.............           8
359001Outlays from new authority........                      12          12
---------------------------------------------------------------------------

               Object Classification (in millions of dollars)

----------------------------------------------------------------------------
Identification code 27-0300-0-1-376      2001 actual   2002 est.   2003 est.
----------------------------------------------------------------------------
11.1  Personnel compensation: Full-time 
        permanent.......................           1           1           1
25.2  Other services....................           7          11          11
41.0  Grants, subsidies, and 
        contributions...................      11,588         132
                                           ---------   ---------  ----------
99.9    Total new obligations...........      11,596         144          12
---------------------------------------------------------------------------

                              Personnel Summary

----------------------------------------------------------------------------
Identification code 27-0300-0-1-376      2001 actual   2002 est.   2003 est.
----------------------------------------------------------------------------
1001  Total compensable workyears: Full-
        time equivalent employment......           8           8           8
---------------------------------------------------------------------------

                                

             Spectrum Auction Direct Loan Financing Account

               Program and Financing (in millions of dollars)

----------------------------------------------------------------------------
Identification code 27-4133-0-3-376      2001 actual   2002 est.   2003 est.
----------------------------------------------------------------------------

    Obligations by program activity:
      Operating expenses:

00.02   Interest Paid to Treasury.......       1,214         414         290
00.05   IVDS Restructuring..............           2           6
                                           ---------   ---------  ----------
00.91     Direct Program by Activities--
            Subtotal (1 level)..........       1,216         420         290
08.02   Downward subsidy reestimate.....       9,625           2
08.04   Interest on downward reestimate.       2,804           1
                                           ---------   ---------  ----------
08.91     Direct Program by Activities--
            Subtotal (1 level)..........      12,429           3
                                           ---------   ---------  ----------
10.00     Total new obligations.........      13,645         423         290
----------------------------------------------------------------------------

    Budgetary resources available for obligation:
21.40 Unobligated balance carried 
        forward, start of year..........          10          18
22.00 New financing authority (gross)...      13,663         417         290
22.60 Portion applied to repay debt.....         -10         -12
                                           ---------   ---------  ----------

[[Page 1122]]


23.90   Total budgetary resources 
          available for obligation......      13,663         423         290
23.95 Total new obligations.............     -13,645        -423        -290
24.40 Unobligated balance carried 
        forward, end of year............          18
----------------------------------------------------------------------------

    New financing authority (gross), detail:
      Mandatory:

67.10   Authority to borrow.............      12,663                     154
      Offsetting collections (cash):

69.00   Offsetting collections (Re-
          estimate).....................       8,821          94
69.00   Offsetting collections (Int- 
          reestimate)...................       2,767          38
69.00   Offsetting collections (Payment 
          on loans).....................         419       4,436         136
69.00   Other Treasury collections 
          (Auction 35 receipts).........                     997
69.00   Offsetting collections (Treasury 
          Int)..........................         844
69.47 Portion applied to repay debt.....     -11,851      -5,148
                                           ---------   ---------  ----------
69.90   Spending authority from 
          offsetting collections (total 
          mandatory)....................       1,000         417         136
                                           ---------   ---------  ----------
70.00   Total new financing authority 
          (gross).......................      13,663         417         290
----------------------------------------------------------------------------

    Change in obligated balances:
73.10 Total new obligations.............      13,645         423         290
73.20 Total financing disbursements 
        (gross).........................     -13,645        -423        -290
87.00 Total financing disbursements 
        (gross).........................      13,645         423         290
----------------------------------------------------------------------------

    Offsets:
      Against gross financing authority and 
          financing disbursements:

        Offsetting collections (cash) 
            from:
88.00     Program account: total revised 
            subsidy.....................     -11,588        -132
88.25     Interest on uninvested funds..        -844
          Non-Federal sources:
            Non-Federal sources:

88.40         Interest received on loans         -66         -41         -39
88.40         Principal received on 
                loans...................        -353      -4,395         -97
88.40         Recoveries................                    -997
                                           ---------   ---------  ----------
88.90       Total, offsetting 
              collections (cash)........     -12,851      -5,565        -136
----------------------------------------------------------------------------

    Net financing authority and financing 
        disbursements:
89.00 Financing authority...............         812      -5,148         154
90.00 Financing disbursements...........         794      -5,142         154
---------------------------------------------------------------------------

    As required by the Federal Credit Reform Act of 1990, this non-
budgetary account records all cash flows to and from the Government 
resulting from direct loans obligated in 1992 and beyond (including 
modifications of direct loans that resulted from obligations in any 
year). The amounts in this account are a means of financing and are not 
included in the budget totals.

               Status of Direct Loans (in millions of dollars)

----------------------------------------------------------------------------
Identification code 27-4133-0-3-376      2001 actual   2002 est.   2003 est.
----------------------------------------------------------------------------
    Position with respect to appropriations act 
                limitation on obligations:
1111  Limitation on direct loans........
1131  Direct loan obligations exempt 
        from limitation.................
                                           ---------   ---------  ----------
1150    Total direct loan obligations...
----------------------------------------------------------------------------

    Cumulative balance of direct loans 
                outstanding:
1210  Outstanding, start of year........       8,177       5,593       1,198
1231  Disbursements: Direct loan 
        disbursements...................
1251  Repayments: Repayments and 
        prepayments.....................        -353      -4,395         -97
1263  Write-offs for default: Direct 
        loans...........................      -2,231
                                           ---------   ---------  ----------
1290    Outstanding, end of year........       5,593       1,198       1,101
---------------------------------------------------------------------------

                             Balance Sheet (in millions of dollars)

-----------------------------------------------------------------------------------------------
Identification code   27-4133-0-3-376    2000 actual    2001 actual     2002 est.      2003 est.
-----------------------------------------------------------------------------------------------
    ASSETS:
1101  Federal assets: Fund balances with 
        Treasury........................                         18
      Net value of assets related to 
          post-1991 direct loans 
          receivable:

1401    Direct loans receivable, gross..       8,177          5,593         1,198          1,101
1402    Interest receivable.............         433            293            56             56
1405    Allowance for subsidy cost (-)..         982            216          -292            -41
                                        ------------ --------------  ------------  -------------
1499      Net present value of assets 
            related to direct loans.....       9,592          6,102           962          1,116
1901  Other Federal assets: Other assets
                                        ------------ --------------  ------------  -------------
1999    Total assets....................       9,592          6,120           962          1,116
    LIABILITIES:
      Federal liabilities:

2103    Resources payable to Treasury...       5,307          6,110           962          1,116
2105    Other Debt......................       4,285             10
                                        ------------ --------------  ------------  -------------
2999    Total liabilities...............       9,592          6,120           962          1,116
                                        ------------ --------------  ------------  -------------
4999  Total liabilities and net position       9,592          6,120           962          1,116
-----------------------------------------------------------------------------------------------

                                

                      General Fund Receipt Accounts

                           (in millions of dollars)

----------------------------------------------------------------------------
                                         2001 actual   2002 est.   2003 est.
----------------------------------------------------------------------------
Offsetting receipts from the public:
  27-242900  Fees for services..........          25          25          25
  27-247400  Auction receipts...........       1,024         530       4,510
    Legislative proposal, subject to 
      PAYGO.............................                              -4,050
                                           ---------   ---------  ----------
General Fund Offsetting receipts from 
 the public.............................       1,049         555         485
---------------------------------------------------------------------------

                                

                            Auction Receipts

                (Legislative proposal, subject to PAYGO)

    The Administration will propose legislation regarding the auction of 
spectrum currently assigned to television channels 60-69 (747-762 and 
777-792 MHz) and 52-59 (698-746 MHz). The legislation will: shift the 
statutory deadline for the 60-69 auction from 2000 to 2004; shift the 
statutory deadline for the auction of channels 52-59 from 2002 to 2006; 
and promote clearing the spectrum in channels 60-69 for new wireless 
services in an effective and equitable manner.

                                

                        Analog Spectrum Lease Fee

                (Legislative proposal, subject to PAYGO)

    To facilitate clearing of the analog television broadcast spectrum 
and provide taxpayers some compensation for use of this scarce resource, 
the Administration will propose legislation authorizing the Federal 
Communications Commission (FCC) to establish an annual $500 million 
lease fee on the use of analog spectrum by commercial broadcasters as of 
2007. The FCC will promulgate a rulemaking to apportion the aggregate 
fee amount among commercial broadcasters. Upon return of its analog 
spectrum license to the FCC, an individual broadcaster will be exempt 
from the fee.

                                


 
                  FEDERAL DEPOSIT INSURANCE CORPORATION

    The Federal Deposit Insurance Corporation (FDIC or Corporation) was 
created by the Banking Act of 1933 to provide protection for bank 
depositors and to foster sound banking practices. The Financial 
Institutions Reform Recovery and Enforcement Act of 1989 established the 
Bank Insurance Fund (BIF), the Savings Association Insurance Fund 
(SAIF), and the Federal Savings and Loan Insurance Corporation (FSLIC) 
Resolution Fund (FRF). The Federal Deposit Insurance Corporation 
Improvement Act of 1991 generally requires the Corporation to use the 
least costly method to resolve failed banks, and mandates that the 
Corporation take prompt corrective action against under-capitalized 
financial institutions.

[[Page 1123]]

    The deposit insurance ceiling protection has been $100,000 since 
March 31, 1980. In order to accomplish its varied functions to protect 
depositors, the Corporation is authorized to promulgate and enforce 
rules and regulations relating to the supervision of insured 
institutions and to perform other regulatory and supervisory duties 
consistent with its responsibilities as an insurer. The Corporation is 
required to set assessment rates for insured financial institutions 
semi-annually to maintain the reserves of the BIF and SAIF at 1.25 
percent of total insured deposits.

                              Federal Funds

Public enterprise funds:

                           Bank Insurance Fund

               Program and Financing (in millions of dollars)

----------------------------------------------------------------------------
Identification code 51-4064-0-3-373      2001 actual   2002 est.   2003 est.
----------------------------------------------------------------------------

    Obligations by program activity:
      Administrative expenses:

00.02   Insurance.......................          74         117         113
00.03   Supervision.....................         525         489         469
00.04   Receivership Management.........         132         125         140
00.05   General and Administrative......         121         116         128
                                           ---------   ---------  ----------
00.91     Total Administrative Expenses.         852         847         850
      Capital investment:

01.01   Working Capital Outlays.........         241       1,202       1,440
01.02   Case resolution losses..........          28         217         260
01.03   Premiums on investments.........         197         176          93
01.04   Other corporate resolution 
          liabilities...................         119
                                           ---------   ---------  ----------
01.91     Total Capital Investment......         585       1,595       1,793
                                           ---------   ---------  ----------
10.00   Total new obligations...........       1,437       2,442       2,643
----------------------------------------------------------------------------

    Budgetary resources available for obligation:
21.40 Unobligated balance carried 
        forward, start of year..........      29,080      30,275      30,303
22.00 New budget authority (gross)......       2,632       2,471       4,549
                                           ---------   ---------  ----------
23.90   Total budgetary resources 
          available for obligation......      31,712      32,746      34,852
23.95 Total new obligations.............      -1,437      -2,442      -2,643
24.40 Unobligated balance carried 
        forward, end of year............      30,275      30,303      32,208
----------------------------------------------------------------------------

    New budget authority (gross), detail:
      Mandatory:

69.00   Offsetting collections (cash)...       2,658       2,497       4,574
69.61   Transferred to other accounts...         -26         -26         -25
                                           ---------   ---------  ----------
69.90     Spending authority from 
            offsetting collections 
            (total mandatory)...........       2,632       2,471       4,549
----------------------------------------------------------------------------

    Change in obligated balances:
72.40 Obligated balance, start of year..         437         557         530
73.10 Total new obligations.............       1,437       2,442       2,643
73.20 Total outlays (gross).............      -1,317      -2,469      -6,426
74.40 Obligated balance, end of year....         557         530      -3,253
----------------------------------------------------------------------------

    Outlays (gross), detail:
86.98 Outlays from mandatory balances...       1,317       2,469       6,426
----------------------------------------------------------------------------

    Offsets:
      Against gross budget authority and outlays:

        Offsetting collections (cash) 
            from:
88.20     Interest on Federal securities      -2,046      -1,951      -1,431
          Non-Federal sources:
88.40       Asset recoveries............        -564        -496      -2,275
88.40       Premium assessments.........         -48         -50        -868
                                           ---------   ---------  ----------
88.90       Total, offsetting 
              collections (cash)........      -2,658      -2,497      -4,574
----------------------------------------------------------------------------

    Net budget authority and outlays:
89.00 Budget authority..................         -26         -26         -25
90.00 Outlays...........................      -1,341         -28       1,852
----------------------------------------------------------------------------

    Memorandum (non-add) entries:
92.01 Total investments, start of year: 
        Federal securities: Par value...      29,326      30,677      29,314
92.02 Total investments, end of year: 
        Federal securities: Par value...      30,677      29,314      29,314
---------------------------------------------------------------------------

  Budget Authority and Outlays Excluding Full Funding for Federal Retiree 
                       Costs (in millions of dollars)

----------------------------------------------------------------------------
                                         2001 actual   2002 est.   2003 est.
----------------------------------------------------------------------------

    Net budget authority and outlays:
89.00 Budget authority..................         -26         -26         -25
90.00 Outlays...........................      -1,371         -59       1,820
---------------------------------------------------------------------------

    The BIF, a public enterprise revolving fund, derives its income 
principally from insurance assessments paid by insured banks. The 
revolving fund represents the accumulated net income of the BIF and is 
reserved for the protection of depositors in insured banks, as well as 
for the payment of administrative and insurance expenses. As of 
September 2000, BIF's fund balance totaled $30 billion, excluding 
reserves for future failed bank resolutions. The net worth of the BIF 
reached 1.25 percent of total insured deposits in May 1995.

    The Federal Deposit Insurance Corporation Improvement Act of 1991 
authorizes the FDIC to borrow up to $30 billion from the Treasury to 
cover deposit insurance losses and provide additional loans from the 
Federal Financing Bank for working capital purposes. The BIF is not 
expected to borrow any of the $30 billion line of credit from the 
Treasury or from the Federal Financing Bank to finance working capital 
needs. 

               Object Classification (in millions of dollars)

----------------------------------------------------------------------------
Identification code 51-4064-0-3-373      2001 actual   2002 est.   2003 est.
----------------------------------------------------------------------------
11.1  Personnel compensation: Full-time 
        permanent.......................         395         424         424
12.1  Civilian personnel benefits.......         164         170         172
21.0  Travel and transportation of 
        persons.........................          36          36          34
22.0  Transportation of things..........           1
23.2  Rental payments to others.........          38          39          39
23.3  Communications, utilities, and 
        miscellaneous charges...........          24          26          26
24.0  Printing and reproduction.........           2           2           2
25.2  Other services....................         173         108         111
26.0  Supplies and materials............           5           5           5
31.0  Equipment.........................           8          33          32
32.0  Land and structures...............           6           4           5
      Insurance claims and indemnities:

42.0    Working Capital Outlays.........         241       1,202       1,440
42.0    Net Resolution Expenses (Losses)          28         217         260
42.0    Premiums on Investments.........         197         176          93
42.0    Other corporate resolution 
          liabilities...................         119
                                           ---------   ---------  ----------
99.9    Total new obligations...........       1,437       2,442       2,643
---------------------------------------------------------------------------
    \1\ Total obligations include expenses incurred on behalf of 
receiverships. Corporate operating expenses net of expenses charged to 
receiverships are shown separately in the program and financing 
schedule.

                              Personnel Summary

----------------------------------------------------------------------------
Identification code 51-4064-0-3-373      2001 actual   2002 est.   2003 est.
----------------------------------------------------------------------------
1001  Total compensable workyears: Full-
        time equivalent employment......       4,905       5,148       4,893
---------------------------------------------------------------------------

                                

                   Savings Association Insurance Fund

               Program and Financing (in millions of dollars)

----------------------------------------------------------------------------
Identification code 51-4066-0-3-373      2001 actual   2002 est.   2003 est.
----------------------------------------------------------------------------

    Obligations by program activity:
      Operating Expenses:

09.01   Insurance.......................          12          17          17
09.02   Supervision.....................          66          72          70
09.03   Receivership management.........          15          18          19
09.04   General and administrative......          11          12          13
      Capital investment:

09.10   Working capital outlays.........         346       1,690         855
09.11   Net case resolutions (losses)...         450         108         154
09.13 Premium on Treasury Investments...          52          60          32
09.14 Other Corporate Resolution 
        Liabilities.....................       2,101
                                           ---------   ---------  ----------

[[Page 1124]]


10.00   Total new obligations...........       3,053       1,977       1,160
----------------------------------------------------------------------------

    Budgetary resources available for obligation:
21.40 Unobligated balance carried 
        forward, start of year..........      10,437       8,238       7,743
22.00 New budget authority (gross)......         853       1,481       1,313
                                           ---------   ---------  ----------
23.90   Total budgetary resources 
          available for obligation......      11,290       9,719       9,056
23.95 Total new obligations.............      -3,053      -1,977      -1,160
24.40 Unobligated balance carried 
        forward, end of year............       8,238       7,743       7,896
----------------------------------------------------------------------------

    New budget authority (gross), detail:
      Mandatory:

69.00   Offsetting collections (cash)...         857       1,485       1,316
69.61   Transferred to other accounts...          -4          -4          -3
                                           ---------   ---------  ----------
69.90     Spending authority from 
            offsetting collections 
            (total mandatory)...........         853       1,481       1,313
----------------------------------------------------------------------------

    Change in obligated balances:
72.40 Obligated balance, start of year..         198       2,295       2,291
73.10 Total new obligations.............       3,053       1,977       1,160
73.20 Total outlays (gross).............        -956      -1,981      -1,164
74.40 Obligated balance, end of year....       2,295       2,291       2,287
----------------------------------------------------------------------------

    Outlays (gross), detail:
86.98 Outlays from mandatory balances...         956       1,981       1,164
----------------------------------------------------------------------------

    Offsets:
      Against gross budget authority and outlays:

        Offsetting collections (cash) 
            from:
88.20     Interest on Federal securities        -749        -632        -424
          Non-Federal sources:
88.40       Asset recoveries............         -73        -817        -867
88.40       Premium assessments.........         -35         -36         -25
                                           ---------   ---------  ----------
88.90       Total, offsetting 
              collections (cash)........        -857      -1,485      -1,316
----------------------------------------------------------------------------

    Net budget authority and outlays:
89.00 Budget authority..................          -4          -4          -3
90.00 Outlays...........................          99         496        -152
----------------------------------------------------------------------------

    Memorandum (non-add) entries:
92.01 Total investments, start of year: 
        Federal securities: Par value...      10,747      10,654      10,987
92.02 Total investments, end of year: 
        Federal securities: Par value...      10,654      10,987      10,987
---------------------------------------------------------------------------

    The SAIF insures depository institutions formerly insured by the 
Federal Savings and Loan Insurance Corporation. In July 1995, SAIF 
assumed responsibility for resolving failed thrifts from the Resolution 
Trust Corporation (RTC).

    The Deposit Insurance Funds Act of 1996 imposed a special assessment 
to bring SAIF's reserves up to 1.25 percent of insured deposits. By the 
end of 1998, SAIF's reserve ratio reached 1.39 percent. However, on 
January 1, 1999, FDIC was required by law to transfer all funds in the 
SAIF above 1.25 percent to a Special Reserve. Approximately $1 billion 
was transferred. The Gramm Leach Bliley Act of 1999 eliminated the 
Special Reserve. Approximately $1 billion was transferred to the SAIF on 
November 12, 1999. The transfer increased the reserve ratio to 1.45 
percent. As of September 30, 2001, the reserve ratio was 1.39 percent.

               Object Classification (in millions of dollars)

----------------------------------------------------------------------------
Identification code 51-4066-0-3-373      2001 actual   2002 est.   2003 est.
----------------------------------------------------------------------------
11.1  Personnel compensation: Full-time 
        permanent.......................          52          63          63
12.1  Civilian personnel benefits.......          19          20          21
21.0  Travel and transportation of 
        persons.........................           5           5           5
23.2  Rental payments to others.........           6           6           6
23.3  Communications, utilities, and 
        miscellaneous charges...........           3           4           4
25.2  Other services....................          16          15          15
26.0  Supplies and materials............           1           1           1
31.0  Equipment.........................           1           4           3
32.0  Land and structures...............           1           1           1
      Insurance claims and indemnities:

42.0    Net case resolutions............         450         108         855
42.0    Working Capital Outlays.........         346       1,690         154
42.0    Premiums on U.S. Treasury 
          Investment....................          52          60          32
42.0    Other Corporate Resolution 
          Liabilities...................       2,101
                                           ---------   ---------  ----------
99.0      Reimbursable obligations......       3,053       1,977       1,160
                                           ---------   ---------  ----------
99.9    Total new obligations...........       3,053       1,977       1,160
---------------------------------------------------------------------------
    \1\ Total obligations include expenses incurred on behalf of 
receiverships. 

                              Personnel Summary

----------------------------------------------------------------------------
Identification code 51-4066-0-3-373      2001 actual   2002 est.   2003 est.
----------------------------------------------------------------------------
2001  Total compensable workyears: Full-
        time equivalent employment......         690         763         726
---------------------------------------------------------------------------

                                

                          FSLIC Resolution Fund

               Program and Financing (in millions of dollars)

----------------------------------------------------------------------------
Identification code 51-4065-0-3-373      2001 actual   2002 est.   2003 est.
----------------------------------------------------------------------------

    Obligations by program activity:
09.02 Receivership management...........          90          76          73
09.03 General and administrative........          15          11          11
09.04 Litigation expenses...............         131          67          96
09.06 Assistance agreement payments.....          28
      Capital investment:

09.11   Liquidity advances..............          20          15          10
09.14   Interest expense--RTC debt......       1,607       1,375         200
09.16 Miscellaneous.....................          33          30          30
                                           ---------   ---------  ----------
10.00   Total new obligations...........       1,924       1,574         420
----------------------------------------------------------------------------

    Budgetary resources available for obligation:
21.40 Unobligated balance carried 
        forward, start of year..........       3,114       2,998       2,777
22.00 New budget authority (gross)......       1,808       1,353         393
                                           ---------   ---------  ----------
23.90   Total budgetary resources 
          available for obligation......       4,922       4,351       3,170
23.95 Total new obligations.............      -1,924      -1,574        -420
24.40 Unobligated balance carried 
        forward, end of year............       2,998       2,777       2,749
----------------------------------------------------------------------------

    New budget authority (gross), detail:
      Mandatory:

69.00   Offsetting collections (cash)...       1,812       1,357         396
69.61   Transferred to other accounts...          -4          -4          -3
                                           ---------   ---------  ----------
69.90     Spending authority from 
            offsetting collections 
            (total mandatory)...........       1,808       1,353         393
----------------------------------------------------------------------------

    Change in obligated balances:
72.40 Obligated balance, start of year..         338         426         443
73.10 Total new obligations.............       1,924       1,574         420
73.20 Total outlays (gross).............      -1,836      -1,557        -403
74.40 Obligated balance, end of year....         426         443         460
----------------------------------------------------------------------------

    Outlays (gross), detail:
86.98 Outlays from mandatory balances...       1,836       1,557         403
----------------------------------------------------------------------------

    Offsets:
      Against gross budget authority and outlays:

        Offsetting collections (cash) 
            from:
88.20     Interest on Federal securities        -124        -114        -129
          Non-Federal sources:
88.40       Asset recoveries (FRF-FSLIC)         -49          -8          -3
88.40       Asset recoveries (FRF-RTC)..        -348        -123        -109
88.40       Corporate-owned assets......         -72        -148         -82
88.40       Securitization releases.....      -1,158        -944         -53
88.40       Equity partnerships.........         -61         -20         -20
                                           ---------   ---------  ----------
88.90       Total, offsetting 
              collections (cash)........      -1,812      -1,357        -396
----------------------------------------------------------------------------

    Net budget authority and outlays:
89.00 Budget authority..................          -4          -4          -3
90.00 Outlays...........................          23         200           7
----------------------------------------------------------------------------

    Memorandum (non-add) entries:
92.01 Total investments, start of year: 
        Federal securities: Par value...       2,508       2,650       2,970

[[Page 1125]]

92.02 Total investments, end of year: 
        Federal securities: Par value...       2,650       2,970       2,970
---------------------------------------------------------------------------

               Status of Direct Loans (in millions of dollars)

----------------------------------------------------------------------------
Identification code 51-4065-0-3-373      2001 actual   2002 est.   2003 est.
----------------------------------------------------------------------------
    Cumulative balance of direct loans 
                outstanding:
1210  Outstanding, start of year........           4           3
1251  Repayments: Repayments and 
        prepayments.....................          -1          -3
                                           ---------   ---------  ----------
1290    Outstanding, end of year........           3
---------------------------------------------------------------------------

    The FSLIC Resolution Fund (FRF) is the successor to FSLIC assets and 
liabilities from thrift resolutions prior to August 1989. Beginning in 
August 1989, the RTC assumed responsibility for the FSLIC's unresolved 
cases. On December 31, 1995, the RTC was terminated and its assets and 
liabilities were transferred to FRF.

    Funds for FRF operations have come from: income earned on its 
assets; liquidation proceeds from receiverships; the proceeds of the 
sale of bonds by the Financing Corporation; and, a portion of insurance 
premiums paid by SAIF members prior to 1993. The Financial Institutions 
Reform, Recovery, and Enforcement Act authorizes appropriations to make 
up for any shortfall. The FRF will terminate upon the disposition of all 
its assets, and any net proceeds will be paid to the Treasury. Net 
proceeds from the former RTC will be paid to the Resolution Funding 
Corporation.

               Object Classification (in millions of dollars)

----------------------------------------------------------------------------
Identification code 51-4065-0-3-373      2001 actual   2002 est.   2003 est.
----------------------------------------------------------------------------
11.1  Personnel compensation: Full-time 
        permanent.......................          47          42          42
12.1  Civilian personnel benefits.......          16          14          14
21.0  Travel and transportation of 
        persons.........................           2           3           3
23.2  Rental payments to others.........           5           4           4
23.3  Communications, utilities, and 
        miscellaneous charges...........           3           3           3
25.2  Other services....................          34          14          12
26.0  Supplies and materials............           1           1           1
31.0  Equipment.........................           1           6           5
32.0  Land and structures...............           1
      Insurance claims and indemnities:

42.0    Liquidity Advances..............          20          15          10
42.0    REFCORP Payments................       1,607       1,375         200
42.0    Assistance Transaction 
          Expenditures..................          28
42.0    Litigation Expenses.............         131          67          96
42.0    Other...........................          33          30          30
44.0  Refunds...........................          -5
                                           ---------   ---------  ----------
99.9    Total new obligations...........       1,924       1,574         420
---------------------------------------------------------------------------
    \1\ Total obligations include expenses incurred on behalf of 
receiverships.

                              Personnel Summary

----------------------------------------------------------------------------
Identification code 51-4065-0-3-373      2001 actual   2002 est.   2003 est.
----------------------------------------------------------------------------
2001  Total compensable workyears: Full-
        time equivalent employment......         584         505         480
---------------------------------------------------------------------------

                                

                    FDIC--Office of Inspector General

    For necessary expenses of the Office of Inspector General in 
carrying out the provisions of the Inspector General Act of 1978, as 
amended, [$33,660,000] $31,388,000, to be derived from the Bank 
Insurance Fund, the Savings Association Insurance Fund, and the FSLIC 
Resolution Fund. (Departments of Veterans Affairs and Housing and Urban 
Development, and Independent Agencies Appropriations Act, 2002; 
additional authorizing legislation required.)

               Program and Financing (in millions of dollars)

----------------------------------------------------------------------------
Identification code 51-4595-0-4-373      2001 actual   2002 est.   2003 est.
----------------------------------------------------------------------------

    Obligations by program activity:
09.00 Reimbursable program..............          30          34          31
                                           ---------   ---------  ----------
10.00   Total new obligations...........          30          34          31
----------------------------------------------------------------------------

    Budgetary resources available for obligation:
21.40 Unobligated balance carried 
        forward, start of year..........           9          13          12
22.00 New budget authority (gross)......          34          34          31
                                           ---------   ---------  ----------
23.90   Total budgetary resources 
          available for obligation......          43          47          43
23.95 Total new obligations.............         -30         -34         -31
24.40 Unobligated balance carried 
        forward, end of year............          13          12          12
----------------------------------------------------------------------------

    New budget authority (gross), detail:
      Mandatory:

69.62   Transferred from other accounts.          34          34          31
                                           ---------   ---------  ----------
69.90     Spending authority from 
            offsetting collections 
            (total mandatory)...........          34          34          31
----------------------------------------------------------------------------

    Change in obligated balances:
72.40 Obligated balance, start of year..           1           2           2
73.10 Total new obligations.............          30          34          31
73.20 Total outlays (gross).............         -30         -34         -31
74.40 Obligated balance, end of year....           2           2           2
----------------------------------------------------------------------------

    Outlays (gross), detail:
86.97 Outlays from new mandatory 
        authority.......................          30          34          31
----------------------------------------------------------------------------

    Net budget authority and outlays:
89.00 Budget authority..................          34          34          31
90.00 Outlays...........................          30          34          31
---------------------------------------------------------------------------

    FDIC's Office of Inspector General (OIG) is an independent unit 
within the Corporation that conducts audits and investigations of 
corporate activities and assists the Corporation in preventing and 
detecting fraud, waste, abuse, and mismanagement. The OIG was 
established by the FDIC Board of Directors pursuant to the Inspector 
General Act amendments of 1988 (Public Law 100-504). The Resolution 
Trust Corporation Completion Act, enacted December 17, 1993, provided 
that the FDIC Inspector General be appointed by the President and 
confirmed by the Senate. The Completion Act, thus, added FDIC to the 
establishments whose OIGs have separate appropriation accounts under 
Section 1105(a) of Title 31, United States Code. The OIG's first 
appropriation was for its fiscal year 1998 expenses. The OIG's 
appropriations are derived from the Bank Insurance Fund, the Savings 
Association Insurance Fund, and the FSLIC Resolution Fund.

               Object Classification (in millions of dollars)

----------------------------------------------------------------------------
Identification code 51-4595-0-4-373      2001 actual   2002 est.   2003 est.
----------------------------------------------------------------------------
11.1  Personnel compensation: Full-time 
        permanent.......................          21          23          21
12.1  Civilian personnel benefits.......           6           7           7
21.0  Travel and transportation of 
        persons.........................           1           1           1
25.2  Other services....................           1           2           1
31.0  Equipment.........................           1           1           1
                                           ---------   ---------  ----------
99.9    Total new obligations...........          30          34          31
---------------------------------------------------------------------------
    \1\ Includes obligations that are recoverable from receiverships.

                              Personnel Summary

----------------------------------------------------------------------------
Identification code 51-4595-0-4-373      2001 actual   2002 est.   2003 est.
----------------------------------------------------------------------------
2001  Total compensable workyears: Full-
        time equivalent employment......         219         224         190
---------------------------------------------------------------------------

                                


 
                      FEDERAL DRUG CONTROL PROGRAMS

                              Federal Funds

General and special funds:

              High Intensity Drug Trafficking Areas Program

                      (including transfer of funds)

    For necessary expenses of the Office of National Drug Control 
Policy's High Intensity Drug Trafficking Areas Program, [$226,350,000] 
$206,350,000, for drug control activities consistent with the approved

[[Page 1126]]

strategy for each of the designated High Intensity Drug Trafficking 
Areas, of which no less than 51 percent shall be transferred to State 
and local entities for drug control activities, which shall be obligated 
within 120 days of the date of the enactment of this Act: Provided, That 
up to 49 percent, to remain available until September 30, [2003] 2004, 
may be transferred to Federal agencies and departments at a rate to be 
determined by the Director[: Provided further, That, of this latter 
amount], of which not less than $2,100,000 shall be used for auditing 
services [and activities: Provided further, That High Intensity Drug 
Trafficking Areas Programs designated as of September 30, 2001, shall be 
funded at no less than fiscal year 2001 levels unless the Director 
submits to the Committees on Appropriations, and the Committees approve, 
justification for changes in those levels based on clearly articulated 
priorities for the High Intensity Drug Trafficking Areas Programs, as 
well as published Office of National Drug Control Policy performance 
measures of effectiveness. For necessary expenses of the Office of 
National Drug Control Policy's High Intensity Drug Trafficking Areas 
Program, $226,350,000, for drug control activities consistent with the 
approved strategy for each of the designated High Intensity Drug 
Trafficking Areas, of which no less than 51 percent shall be transferred 
to State and local entities for drug control activities, which shall be 
obligated within 120 days of the date of the enactment of this Act: 
Provided, That up to 49 percent, to remain available until September 30, 
2003, may be transferred to Federal agencies and departments at a rate 
to be determined by the Director: Provided further, That, of this latter 
amount, not less than $2,100,000 shall be used for auditing services and 
activities: Provided further, That High Intensity Drug Trafficking Areas 
Programs designated as of September 30, 2001, shall be funded at no less 
than fiscal year 2001 levels unless the Director submits to the 
Committees on Appropriations, and the Committees approve, justification 
for changes in those levels based on clearly articulated priorities for 
the High Intensity Drug Trafficking Areas Programs, as well as published 
Office of National Drug Control Policy performance measures of 
effectiveness] and associated activities, and at least $500,000 of the 
$2,100,000 shall be used to develop and implement a data collection 
system to measure the performance of the High Intensity Drug Trafficking 
Areas Program. (Executive Office Appropriations Act, 2002.)

               Program and Financing (in millions of dollars)

----------------------------------------------------------------------------
Identification code 11-1070-0-1-754      2001 actual   2002 est.   2003 est.
----------------------------------------------------------------------------

    Obligations by program activity:
00.02 Grants to State and local law 
        enforcement agencies............         169         224         204
00.03 Auditing services and activities..           2           2           2
                                           ---------   ---------  ----------
10.00   Total new obligations...........         171         226         206
----------------------------------------------------------------------------

    Budgetary resources available for obligation:
21.40 Unobligated balance carried 
        forward, start of year..........                       1           1
22.00 New budget authority (gross)......         171         226         206
                                           ---------   ---------  ----------
23.90   Total budgetary resources 
          available for obligation......         171         227         207
23.95 Total new obligations.............        -171        -226        -206
24.40 Unobligated balance carried 
        forward, end of year............           1           1           1
----------------------------------------------------------------------------

    New budget authority (gross), detail:
      Discretionary:

40.00   Appropriation...................         206         226         206
41.00   Transferred to other accounts...         -37
42.00   Transferred from other accounts.           2
                                           ---------   ---------  ----------
43.00     Appropriation (total 
            discretionary)..............         171         226         206
----------------------------------------------------------------------------

    Change in obligated balances:
72.40 Obligated balance, start of year..         146         180         224
73.10 Total new obligations.............         171         226         206
73.20 Total outlays (gross).............        -136        -182        -218
74.40 Obligated balance, end of year....         180         224         212
----------------------------------------------------------------------------

    Outlays (gross), detail:
86.90 Outlays from new discretionary 
        authority.......................         136          57          52
86.93 Outlays from discretionary 
        balances........................                     125         166
                                           ---------   ---------  ----------
87.00   Total outlays (gross)...........         136         182         218
----------------------------------------------------------------------------

    Net budget authority and outlays:
89.00 Budget authority..................         171         226         206
90.00 Outlays...........................         136         182         218
---------------------------------------------------------------------------

    The High Intensity Drug Trafficking Areas (HIDTA) program was 
established by the Anti-Drug Abuse Act of 1988, as amended, and the 
Office of National Drug Control Policy's reauthorization, P.L. 105-277, 
to provide assistance to Federal, State and local law enforcement 
entities operating in those areas most adversely affected by drug 
trafficking. Since January, 1990, counties in 28 areas have been 
designated as HIDTAs: New York; Los Angeles; Miami; Houston; Baltimore/
Washington, DC; Puerto Rico/Virgin Islands; Southwest Border, which 
includes South Texas, West Texas, New Mexico, Arizona and Southern 
California; Chicago; Atlanta; Philadelphia/Camden; Gulf Coast (Alabama, 
Louisiana, and Mississippi); Lake County (Indiana); Midwest (Iowa, 
Kansas, Missouri, Nebraska, North Dakota, and South Dakota); Pacific 
Northwest (Washington); Rocky Mountain (Colorado, Utah, and Wyoming); 
Northern California (San Francisco Bay area); South Eastern Michigan; 
Appalachia (Kentucky, Tennessee, and West Virginia); Central Florida; 
Milwaukee; North Texas; Central Valley California; Hawaii; New England 
(Connecticut, Maine, Massachusetts, New Hampshire, Rhode Island, and 
Vermont); Ohio; Oregon; Northern Florida; and Nevada.

    Funds made available under the HIDTA program are disbursed at the 
discretion of the Director of the Office of National Drug Control Policy 
for joint local, State, and Federal initiatives.

    The HIDTA program provides funding to enhance and coordinate drug-
control activities among State, local and Federal law enforcement 
agencies participating in designated High Intensity Drug Trafficking 
Areas. Funding for State and local law enforcement agencies is provided 
through grants from ONDCP. Funding for Federal agencies is provided 
through transfers to those agencies. All funding in the HIDTA program is 
awarded at the discretion of the Director of ONDCP, based on a review of 
drug-related threat assessments, and proposed program strategies and 
budgets submitted by the HIDTAs. Estimates for the 2002 and 2003 
transfers to Federal agencies cannot be determined until proposed 
budgets for that year are reviewed.

    The HIDTA appropriation also provides funding for services and 
activities related to auditing State and local grants and Federal 
transfers.

                                WORKLOAD

                                     2001 actual  2002 est.   2003 est.
Grants awarded to State and Local 
Law Enforcement.....................         447         450         447
Federal Agencies participating in 
HIDTA Initiatives...................          31          31          31

               Object Classification (in millions of dollars)

----------------------------------------------------------------------------
Identification code 11-1070-0-1-754      2001 actual   2002 est.   2003 est.
----------------------------------------------------------------------------
25.2  Other services....................           2           2           2
41.0  Grants, subsidies, and 
        contributions...................         169         224         204
                                           ---------   ---------  ----------
99.9    Total new obligations...........         171         226         206
---------------------------------------------------------------------------

                                

                         Special Forfeiture Fund

                      (including transfer of funds)

    For activities to support a national anti-drug campaign for youth, 
and for other purposes, authorized by 21 U.S.C. 1701 et seq., 
[$239,400,000] $251,300,000, to remain available until expended, of 
which [$180,000,000 shall be to support a national media campaign, as 
authorized in the Drug-Free Media Campaign Act of 1998, of which 
$4,800,000 shall be made available no later than 30 days after the 
enactment of this Act to the United States Anti-Doping Agency for their 
anti-doping efforts; of which $50,600,000 shall be to continue a program 
of matching grants to drug-free communities,

[[Page 1127]]

as authorized in chapter 2 of the National Narcotics Leadership Act of 
1988, as amended; of which $1,000,000 shall be available to the National 
Drug Court Institute; and of which $3,000,000 shall be for the 
Counterdrug Intelligence Executive Secretariat] the following amounts 
are available as follows: $180,000,000 to support a national media 
campaign, as authorized by the Drug-Free Media Campaign Act of 1998; 
$60,000,000 for a program of assistance and matching grants to local 
coalitions and other activities, as authorized in chapter 2 of the 
National Narcotic Leadership Act of 1988, as amended; $6,000,000 for the 
Counterdrug Intelligence Executive Secretariat; $2,000,000 for 
evaluations and research related to National Drug Control Program 
performance measures; $1,000,000 for the National Drug Court Institute; 
$1,000,000 for the United States Anti-Doping Agency for anti-doping 
activities; $800,000 for the United States membership dues to the World 
Anti-Doping Agency; and $500,000 for the National Alliance for Model 
State Drug Laws: Provided, That such funds may be transferred to other 
Federal departments and agencies to carry out such activities. 
(Executive Office Appropriations Act, 2002.)

               Program and Financing (in millions of dollars)

----------------------------------------------------------------------------
Identification code 11-1460-0-1-802      2001 actual   2002 est.   2003 est.
----------------------------------------------------------------------------

    Obligations by program activity:
00.01 National Youth Anti-Drug Media 
        Campaign........................         175         180         180
00.02 Drug-Free Communities Program.....          40          51          60
00.03 National Drug Court Institute.....           1           1           1
00.05 Counterdrug Intelligence Executive 
        Secretariat.....................           3           3           6
00.06 Anti-Doping Program...............           3           5           1
00.07 Metro Intelligence Center.........           1
00.08 Performance Measure Development...                                   2
00.09 World Anti-Doping Agency Dues.....                                   1
00.10 Model State Drug Laws.............                                   1
                                           ---------   ---------  ----------
10.00   Total new obligations...........         223         240         251
----------------------------------------------------------------------------

    Budgetary resources available for obligation:
21.40 Unobligated balance carried 
        forward, start of year..........           3           4           3
22.00 New budget authority (gross)......         223         240         251
                                           ---------   ---------  ----------
23.90   Total budgetary resources 
          available for obligation......         226         244         254
23.95 Total new obligations.............        -223        -240        -251
24.40 Unobligated balance carried 
        forward, end of year............           4           3           3
----------------------------------------------------------------------------

    New budget authority (gross), detail:
      Discretionary:

40.00   Appropriation...................         234         240         251
40.35   Appropriation rescinded.........          -1
41.00   Transferred to other accounts...         -10
                                           ---------   ---------  ----------
43.00     Appropriation (total 
            discretionary)..............         223         240         251
----------------------------------------------------------------------------

    Change in obligated balances:
72.40 Obligated balance, start of year..         184         203         210
73.10 Total new obligations.............         223         240         251
73.20 Total outlays (gross).............        -204        -233        -243
74.40 Obligated balance, end of year....         203         210         218
----------------------------------------------------------------------------

    Outlays (gross), detail:
86.90 Outlays from new discretionary 
        authority.......................         122          72          75
86.93 Outlays from discretionary 
        balances........................          82         161         168
                                           ---------   ---------  ----------
87.00   Total outlays (gross)...........         204         233         243
----------------------------------------------------------------------------

    Net budget authority and outlays:
89.00 Budget authority..................         223         240         251
90.00 Outlays...........................         204         233         243
---------------------------------------------------------------------------

    The Anti-Drug Abuse Act of 1988, as amended, and the Office of 
National Drug Control Policy's reauthorization, P.L. 105-277, 
established the Special Forfeiture Fund to be administered by the 
Director of the Office of National Drug Control Policy. The monies 
appropriated to the Fund support high-priority drug control programs and 
may be transferred to drug control agencies.

    For 2003, funds appropriated to this account will be used for the 
following activities:

    National Youth Anti-Drug Media Campaign.--The National Youth Anti-
Drug Media Campaign is an integrated advertising and communications 
campaign harnessing the power of the media and other organizations to 
educate America's youth to reject illegal drugs.

    Drug-Free Communities Program.--The Drug-Free Communities Program 
provides grants to local community coalitions to support expansion of 
their efforts to reduce substance abuse among our youth.

    National Drug Court Institute.--The National Drug Court Institute 
facilitates the growth of the drug court movement by: promoting and 
disseminating education, research and scholarship concerning drug court 
programs and providing a comprehensive drug court training series for 
practitioners.

    Counterdrug Intelligence Executive Secretariat.--The Counterdrug 
Intelligence Executive Secretariat provides staff support to the 
Counterdrug Intelligence Coordinating Group (CDICG), an interagency body 
established to oversee and improve coordination of counterdrug 
intelligence programs.

    Anti-Doping Support.--This funding continues the effort to educate 
athletes on the dangers of drug use and to eliminate illegal drug use in 
Olympic sports.

    National Alliance for Model State Drug Laws.--This funding is 
provided to encourage States to adopt and implement laws, policies, and 
regulations to reduce drug trafficking, drug use, and their related 
consequences.

    World Anti-Doping Agency.--ONDCP is a full participant in the World 
Anti-Doping Agency, and as such, is responsible for the associated dues.

    National Drug Control Performance Measures.--This funding is 
provided to conduct evaluation research to assess the effectiveness of 
the National Drug Control Strategy.

                                WORKLOAD

                                     2001 actual  2002 est.   2003 est.
Grants Awarded to Community 
Coalitions..........................         464         552         616
Number of Anti-Drug Ads Placed
  TV................................      44,305      56,314      60,535
  Radio.............................      36,735      32,972      48,881
  Print.............................         157         180         143
  Multi-Cultural....................      70,666      57,367      75,955
  Other.............................      57,684      32,939      76,897
Number of Anti-Drug Ads Matched
  TV................................      57,633      52,232      74,223
  Radio.............................      40,435      34,801      52,581
  Print.............................         154         179         140
  Multi-Cultural....................      67,576      57,976      72,375
  Other.............................      57,686      32,935      76,899

               Object Classification (in millions of dollars)

----------------------------------------------------------------------------
Identification code 11-1460-0-1-802      2001 actual   2002 est.   2003 est.
----------------------------------------------------------------------------
25.2  Other services....................         185         192         195
41.0  Grants, subsidies, and 
        contributions...................          38          48          56
                                           ---------   ---------  ----------
99.9    Total new obligations...........         223         240         251
---------------------------------------------------------------------------

                                

                Counterdrug Technology Assessment Center

                      (including transfer of funds)

    For necessary expenses for the Counterdrug Technology Assessment 
Center for research activities pursuant to the Office of National Drug 
Control Policy Reauthorization Act of 1998 (21 U.S.C. 1701 et seq.), 
[$42,300,000] $40,000,000, which shall remain available until expended, 
consisting of [$20,064,000] $18,000,000 for counternarcotics research 
and development projects, and [$22,236,000] $22,000,000 for the 
continued operation of the technology transfer program: Provided, That 
the [$20,064,000] $18,000,000 for counternarcotics research and 
development projects shall be available for transfer to other Federal 
departments or agencies. (Executive Office Appropriations Act, 2002.)

[[Page 1128]]

               Program and Financing (in millions of dollars)

----------------------------------------------------------------------------
Identification code 11-1461-0-1-754      2001 actual   2002 est.   2003 est.
----------------------------------------------------------------------------

    Obligations by program activity:
00.01 Research and Development..........          18          20          18
00.02 Technology Transfer Program.......          18          22          22
                                           ---------   ---------  ----------
10.00   Total new obligations (object 
          class 25.3)...................          36          42          40
----------------------------------------------------------------------------

    Budgetary resources available for obligation:
22.00 New budget authority (gross)......          36          42          40
23.95 Total new obligations.............         -36         -42         -40
----------------------------------------------------------------------------

    New budget authority (gross), detail:
      Discretionary:

40.00   Appropriation...................          36          42          40
----------------------------------------------------------------------------

    Change in obligated balances:
72.40 Obligated balance, start of year..                       1           1
73.10 Total new obligations.............          36          42          40
73.20 Total outlays (gross).............         -36         -42         -40
74.40 Obligated balance, end of year....           1           1           1
----------------------------------------------------------------------------

    Outlays (gross), detail:
86.90 Outlays from new discretionary 
        authority.......................          36          42          40
----------------------------------------------------------------------------

    Net budget authority and outlays:
89.00 Budget authority..................          36          42          40
90.00 Outlays...........................          35          42          40
---------------------------------------------------------------------------

    Pursuant to the Office of National Drug Control Policy 
Reauthorization Act of 1998 (title VII of Division C of Public Law 105-
277), the Counterdrug Technology Assessment Center serves as the central 
counterdrug research and development organization for the United States 
Government.

    The Center operates two programs--a Research and Development program 
(R&D) and a Technology Transfer program (TTP):

     The R&D program identifies law enforcement's scientific and 
        technological needs, coordinates Federal counterdrug R&D 
        initiatives, supports improvements to counterdrug capabilities 
        that transcend the need of any single Federal agency, and helps 
        expand addiction and rehabilitation research and its associated 
        technologies.

     The TTP provides state-of-the-art, affordable, easily 
        integrated and maintainable tools to enhance the capabilities of 
        State and local law enforcement agencies for counterdrug 
        missions. The technologies transferred to State and local law 
        enforcement agencies range from hand-held drug detection devices 
        to major case-building computer systems.

                                WORKLOAD

                                     2001 actual  2002 est.   2003 est.
Equipment pieces provided by 
Technology Transfer Program.........       1,447       1,800       1,500

                                


 
                       FEDERAL ELECTION COMMISSION

                              Federal Funds

General and special funds:

                          Salaries and Expenses

    For necessary expenses to carry out the provisions of the Federal 
Election Campaign Act of 1971, as amended, [$43,689,000] $46,917,000, of 
which [no less than $5,128,000 shall be available for internal automated 
data processing systems, and of which] not to exceed $5,000 shall be 
available for reception and representation expenses. (Independent 
Agencies Appropriations Act, 2002; additional authorizing legislation 
required.)

               Program and Financing (in millions of dollars)

----------------------------------------------------------------------------
Identification code 95-1600-0-1-808      2001 actual   2002 est.   2003 est.
----------------------------------------------------------------------------

    Obligations by program activity:
10.00 Total new obligations.............          41          46          47
----------------------------------------------------------------------------

    Budgetary resources available for obligation:
22.00 New budget authority (gross)......          41          46          47
23.95 Total new obligations.............         -41         -46         -47
----------------------------------------------------------------------------

    New budget authority (gross), detail:
      Discretionary:

40.00   Appropriation...................          41          46          47
----------------------------------------------------------------------------

    Change in obligated balances:
72.40 Obligated balance, start of year..           8           7           5
73.10 Total new obligations.............          41          46          47
73.20 Total outlays (gross).............         -42         -48         -48
74.40 Obligated balance, end of year....           7           5           4
----------------------------------------------------------------------------

    Outlays (gross), detail:
86.90 Outlays from new discretionary 
        authority.......................          36          41          42
86.93 Outlays from discretionary 
        balances........................           6           6           5
                                           ---------   ---------  ----------
87.00   Total outlays (gross)...........          42          48          48
----------------------------------------------------------------------------

    Net budget authority and outlays:
89.00 Budget authority..................          41          46          47
90.00 Outlays...........................          42          48          48
---------------------------------------------------------------------------

  Budget Authority and Outlays Excluding Full Funding for Federal Retiree 
                       Costs (in millions of dollars)

----------------------------------------------------------------------------
                                         2001 actual   2002 est.   2003 est.
----------------------------------------------------------------------------

    Net budget authority and outlays:
89.00 Budget authority..................          40          44          45
90.00 Outlays...........................          41          46          46
---------------------------------------------------------------------------

    The Federal Election Commission (the Commission) administers the 
disclosure of campaign finance information, enforces limitations on 
contributions and expenditures, supervises the public funding of 
Presidential elections, and performs other tasks related to Federal 
elections.

    The Commission is authorized to submit, concurrently, budget 
estimates to the President and Congress.

               Object Classification (in millions of dollars)

----------------------------------------------------------------------------
Identification code 95-1600-0-1-808      2001 actual   2002 est.   2003 est.
----------------------------------------------------------------------------
11.1  Personnel compensation: Full-time 
        permanent.......................          22          24          25
12.1  Civilian personnel benefits.......           7           8           9
21.0  Travel and transportation of 
        persons.........................                       1           1
23.1  Rental payments to GSA............           3           4           4
23.3  Communications, utilities, and 
        miscellaneous charges...........           1           2           2
25.2  Other services....................           2           4           4
25.7  Operation and maintenance of 
        equipment.......................           3           1           1
26.0  Supplies and materials............           1           1           1
31.0  Equipment.........................           2           1
                                           ---------   ---------  ----------
99.9    Total new obligations...........          41          46          47
---------------------------------------------------------------------------

                              Personnel Summary

----------------------------------------------------------------------------
Identification code 95-1600-0-1-808      2001 actual   2002 est.   2003 est.
----------------------------------------------------------------------------
1001  Total compensable workyears: Full-
        time equivalent employment......         345         362         362
---------------------------------------------------------------------------

[[Page 1129]]



                                


 
      FEDERAL FINANCIAL INSTITUTIONS EXAMINATION COUNCIL APPRAISAL 
                              SUBCOMMITTEE

                              Federal Funds

General and special funds:

                              Registry Fees

              Unavailable Collections (in millions of dollars)

----------------------------------------------------------------------------
Identification code 95-5026-0-2-376      2001 actual   2002 est.   2003 est.
----------------------------------------------------------------------------
01.99 Balance, start of year............
    Receipts:
02.00 Registry fees, Appraisal 
        subcommittee....................           2           2           2
    Appropriations:
05.00 Registry fees.....................          -2          -2          -2
                                           ---------   ---------  ----------
07.99 Balance, end of year..............
---------------------------------------------------------------------------

               Program and Financing (in millions of dollars)

----------------------------------------------------------------------------
Identification code 95-5026-0-2-376      2001 actual   2002 est.   2003 est.
----------------------------------------------------------------------------

    Obligations by program activity:
00.01 Administrative expenses...........           1           1           1
00.02 Grants, subsidies and 
        contributions...................           1           1           1
                                           ---------   ---------  ----------
10.00   Total new obligations...........           2           2           2
----------------------------------------------------------------------------

    Budgetary resources available for obligation:
21.40 Unobligated balance carried 
        forward, start of year..........           4           4           4
22.00 New budget authority (gross)......           2           2           2
                                           ---------   ---------  ----------
23.90   Total budgetary resources 
          available for obligation......           6           6           6
23.95 Total new obligations.............          -2          -2          -2
24.40 Unobligated balance carried 
        forward, end of year............           4           4           4
----------------------------------------------------------------------------

    New budget authority (gross), detail:
      Mandatory:

60.20   Appropriation (special fund)....           2           2           2
----------------------------------------------------------------------------

    Change in obligated balances:
72.40 Obligated balance, start of year..           1           1
73.10 Total new obligations.............           2           2           2
73.20 Total outlays (gross).............          -2          -2          -2
74.40 Obligated balance, end of year....           1
----------------------------------------------------------------------------

    Outlays (gross), detail:
86.97 Outlays from new mandatory 
        authority.......................           2           2           2
----------------------------------------------------------------------------

    Net budget authority and outlays:
89.00 Budget authority..................           2           2           2
90.00 Outlays...........................           2           2           2
---------------------------------------------------------------------------

    The Financial Institutions Reform, Recovery, and Enforcement Act of 
1989 (Public Law 101-73, August 9, 1989) established the Appraisal 
Subcommittee of the Federal Financial Institutions Examination Council. 
Subsequent legislation (Public Law 101-235) authorized the Secretary of 
the Department of Housing and Urban Development to designate a member of 
the Appraisal Subcommittee.

    The Subcommittee is charged with ensuring that real estate 
appraisals used in federally-related transactions are performed in 
accordance with uniform standards by appraisers certified and licensed 
by the States. Its responsibilities include: (1) monitoring the 
requirements established by the States for the certification and 
licensing of appraisers; (2) monitoring the requirements established by 
the Federal financial institutions' regulatory agencies regarding 
appraisal standards; (3) monitoring and reviewing the practices, 
procedures, activities, and organization of the Appraisal Foundation; 
and, (4) maintaining a national registry of licensed and certified 
appraisers.

    Subcommittee activities, including grants awarded to the Appraisal 
Foundation, were initially funded from a one-time appropriation of $5 
million. These funds were repaid to Treasury at the end of 1998 in 
accordance with the Economic Growth and Regulatory Paperwork Reduction 
Act of 1996. The Subcommittee is now operating on fee income from state-
licensed and certified real estate appraisers in the national registry.

               Object Classification (in millions of dollars)

----------------------------------------------------------------------------
Identification code 95-5026-0-2-376      2001 actual   2002 est.   2003 est.
----------------------------------------------------------------------------
11.1  Personnel compensation: Full-time 
        permanent.......................           1           1           1
41.0  Grants, subsidies, and 
        contributions...................           1           1           1
                                           ---------   ---------  ----------
99.9    Total new obligations...........           2           2           2
---------------------------------------------------------------------------

                              Personnel Summary

----------------------------------------------------------------------------
Identification code 95-5026-0-2-376      2001 actual   2002 est.   2003 est.
----------------------------------------------------------------------------
1001  Total compensable workyears: Full-
        time equivalent employment......           7           7           7
---------------------------------------------------------------------------

                                


 
                      FEDERAL HOUSING FINANCE BOARD

                              Federal Funds

Public enterprise funds:

                      Federal Housing Finance Board

               Program and Financing (in millions of dollars)

----------------------------------------------------------------------------
Identification code 95-4039-0-3-371      2001 actual   2002 est.   2003 est.
----------------------------------------------------------------------------

    Obligations by program activity:
09.01 Operating Expenses................          20          30          28
                                           ---------   ---------  ----------
10.00   Total new obligations...........          20          30          28
----------------------------------------------------------------------------

    Budgetary resources available for obligation:
21.40 Unobligated balance carried 
        forward, start of year..........           2           4
22.00 New budget authority (gross)......          22          26          28
                                           ---------   ---------  ----------
23.90   Total budgetary resources 
          available for obligation......          24          30          28
23.95 Total new obligations.............         -20         -30         -28
24.40 Unobligated balance carried 
        forward, end of year............           4
----------------------------------------------------------------------------

    New budget authority (gross), detail:
      Mandatory:

69.00   Offsetting collections (cash)...          22          26          28
----------------------------------------------------------------------------

    Change in obligated balances:
72.40 Obligated balance, start of year..           4           4           4
73.10 Total new obligations.............          20          30          28
73.20 Total outlays (gross).............         -19         -30         -28
74.40 Obligated balance, end of year....           4           4           4
----------------------------------------------------------------------------

    Outlays (gross), detail:
86.97 Outlays from new mandatory 
        authority.......................          15          26          24
86.98 Outlays from mandatory balances...           4           4           4
                                           ---------   ---------  ----------
87.00   Total outlays (gross)...........          19          30          28
----------------------------------------------------------------------------

    Offsets:
      Against gross budget authority and outlays:

88.40   Offsetting collections (cash) 
          from: Non-Federal sources.....         -22         -26         -28
----------------------------------------------------------------------------

    Net budget authority and outlays:
89.00 Budget authority..................
90.00 Outlays...........................          -3           4
---------------------------------------------------------------------------

    The Federal Housing Finance Board (Finance Board), an independent 
executive agency, was established by the Financial Institutions Reform, 
Recovery, and Enforcement Act of 1989 which amended the Federal Home 
Loan Bank Act. The duties of the Finance Board are: (1) to ensure that 
the twelve Federal Home Loan Banks (Banks) operate in a safe and sound 
manner; (2) to supervise the Banks; (3) to ensure that the Banks carry 
out their housing finance mission; and, (4)

[[Page 1130]]

to ensure the Banks remain adequately capitalized and able to raise 
funds in the capital markets. The Finance Board succeeded the former 
Federal Home Loan Bank Board with respect to the Banks.

    The management of the Finance Board is vested in a five-member board 
of directors. The board of directors is composed of the Secretary of 
Housing and Urban Development and four other individuals appointed by 
the President, with the advice and consent of the Senate. The term of a 
Director is seven years.

    The Finance Board has the power to: (1) supervise the Banks and 
promulgate and enforce such regulations and orders as are necessary; (2) 
suspend or remove for cause a director, officer, employee, or agent of 
any Bank or joint office; (3) determine necessary expenditures of the 
Finance Board and the manner in which such expenditures shall be 
incurred, allowed, and paid; and, (4) use the United States mail in the 
same manner and under the same conditions as a department or agency of 
the United States.

               Object Classification (in millions of dollars)

----------------------------------------------------------------------------
Identification code 95-4039-0-3-371      2001 actual   2002 est.   2003 est.
----------------------------------------------------------------------------

      Reimbursable obligations:

        Personnel compensation:
11.1      Full-time permanent...........           9          12          13
11.3      Other than full-time permanent           1           1           1
11.5      Other personnel compensation..           1           1           1
                                           ---------   ---------  ----------
11.9        Total personnel compensation          11          14          15
12.1    Civilian personnel benefits.....           2           5           5
21.0    Travel and transportation of 
          persons.......................                       1           1
23.2    Rental payments to others.......           1           1           1
23.3    Communications, utilities, and 
          miscellaneous charges.........           1           1           1
25.1    Advisory and assistance services           1           2           2
25.2    Other services..................                       1           1
25.7    Operation and maintenance of 
          equipment.....................                                   1
31.0    Equipment.......................           2           4           1
                                           ---------   ---------  ----------
99.0      Reimbursable obligations......          18          29          28
99.5  Below reporting threshold.........           2           1
                                           ---------   ---------  ----------
99.9    Total new obligations...........          20          30          28
---------------------------------------------------------------------------

                              Personnel Summary

----------------------------------------------------------------------------
Identification code 95-4039-0-3-371      2001 actual   2002 est.   2003 est.
----------------------------------------------------------------------------
2001  Total compensable workyears: Full-
        time equivalent employment......         105         125         128
---------------------------------------------------------------------------

                                


 
                    FEDERAL LABOR RELATIONS AUTHORITY

                              Federal Funds

General and special funds:

                          Salaries and Expenses

    For necessary expenses to carry out functions of the Federal Labor 
Relations Authority, pursuant to Reorganization Plan Numbered 2 of 1978, 
and the Civil Service Reform Act of 1978, including services authorized 
by 5 U.S.C. 3109, including hire of experts and consultants, hire of 
passenger motor vehicles, and rental of conference rooms in the District 
of Columbia and elsewhere, [$26,524,000] $30,190,000: Provided, That 
public members of the Federal Service Impasses Panel may be paid travel 
expenses and per diem in lieu of subsistence as authorized by law (5 
U.S.C. 5703) for persons employed intermittently in the Government 
service, and compensation as authorized by 5 U.S.C. 3109: Provided 
further, That notwithstanding 31 U.S.C. 3302, funds received from fees 
charged to non-Federal participants at labor-management relations 
conferences shall be credited to and merged with this account, to be 
available without further appropriation for the costs of carrying out 
these conferences. (Independent Agencies Appropriations Act, 2002; 
additional authorizing legislation required.)

               Program and Financing (in millions of dollars)

----------------------------------------------------------------------------
Identification code 54-0100-0-1-805      2001 actual   2002 est.   2003 est.
----------------------------------------------------------------------------

    Obligations by program activity:
00.01 Federal labor relations authority.          14          15          16
00.02 Office of the general counsel.....          11          13          13
00.03 Federal service impasses panel....           1           1           1
                                           ---------   ---------  ----------
10.00   Total new obligations...........          26          29          30
----------------------------------------------------------------------------

    Budgetary resources available for obligation:
22.00 New budget authority (gross)......          26          29          31
23.95 Total new obligations.............         -26         -29         -30
----------------------------------------------------------------------------

    New budget authority (gross), detail:
      Discretionary:

40.00   Appropriation...................          26          29          31
----------------------------------------------------------------------------

    Change in obligated balances:
72.40 Obligated balance, start of year..           3           3           3
73.10 Total new obligations.............          26          29          30
73.20 Total outlays (gross).............         -25         -29         -31
74.40 Obligated balance, end of year....           3           3           3
----------------------------------------------------------------------------

    Outlays (gross), detail:
86.90 Outlays from new discretionary 
        authority.......................          24          27          29
86.93 Outlays from discretionary 
        balances........................           2           2           2
                                           ---------   ---------  ----------
87.00   Total outlays (gross)...........          25          29          31
----------------------------------------------------------------------------

    Net budget authority and outlays:
89.00 Budget authority..................          26          29          31
90.00 Outlays...........................          25          29          31
---------------------------------------------------------------------------

  Budget Authority and Outlays Excluding Full Funding for Federal Retiree 
                       Costs (in millions of dollars)

----------------------------------------------------------------------------
                                         2001 actual   2002 est.   2003 est.
----------------------------------------------------------------------------

    Net budget authority and outlays:
89.00 Budget authority..................          25          27          29
90.00 Outlays...........................          24          27          29
---------------------------------------------------------------------------

    The Federal Labor Relations Authority (FLRA): (1) serves as a 
neutral party in the settlement of disputes that arise between unions, 
employees, and agencies on matters outlined in the Federal Service Labor 
Management Relations Statute; (2) decides major policy issues; (3) 
prescribes regulations; and, (4) disseminates information appropriate to 
the needs of agencies, labor organizations, and the public. 
Establishment of the FLRA gives full recognition to the role of the 
Federal Government as an employer.

    In addition, the FLRA is engaged in case-related interventions and 
training and facilitation of labor-management relationships in its 
unified Collaboration and Alternative Dispute Resolution Program. 
Approximately 2000 case-related intervention services were conducted in 
2001. Training and facilitation workload is reflected in the following 
manner: the FLRA promotes labor-management cooperation by providing 
training and assistance to labor organizations and agencies on resolving 
disputes; and trains the parties on rights and responsibilities under 
the Federal Labor Relations Management Statute. In 2001, the FLRA 
conducted over 250 programs involving over 10,000 employees, union 
representatives, arbitrators, and other practitioners.

    The FLRA is composed of the Authority, the Office of the General 
Counsel, and the Federal Service Impasses Panel.

    Authority.--The Authority adjudicates labor-management disputes in 
the Federal sector including: appeals on negotiability issues; 
exceptions to arbitration awards; appropriate units for the purposes of 
exclusive recognition; eligibility of labor organizations for national 
consultation rights; and unfair labor practice complaints.

[[Page 1131]]

    Within the Authority, administrative law judges hold hearings on 
unfair labor practice complaints, issue reports, and make 
recommendations to the Authority to allow timely settlement of disputes 
arising between agencies and unions. The Authority also provides all 
components with administrative services.

    The Office of the Inspector General is responsible for conducting 
and supervising audits and investigations related to the functions of 
the FLRA, pursuant to the provisions of the Inspector General Act of 
1978, as amended in 1988.

    Case dispositions are reflected in the following table:

                            CASE DISPOSITIONS

                                     2001 actual  2002 est.   2003 est.
Arbitration appeals.................         109         140         140
Negotiability appeals...............          60          60          60
Representation appeals/requests for 
review..............................          15          17          17
Unfair labor practice appeals.......          61          57          57

    Office of the General Counsel.--The functions of this office 
include: (1) investigating all allegations of unfair labor practices 
filed and the processing of all representation petitions received; (2) 
exercising final authority over the issuance and prosecution of all 
complaints; (3) supervising and conducting elections concerning the 
exclusive recognition of labor organizations and the certification of 
the results of elections; (4) conducting all hearings to resolve 
disputed issues in representation cases; (5) preparing final decisions 
and orders in these cases; and, (6) directing and supervising all 
employees of the regional offices. Case dispositions are reflected in 
the following table:

                            CASE DISPOSITIONS

                                     2001 actual  2002 est.   2003 est.
Unfair labor practice cases:
  Investigations....................       6,111       5,850       5,850
  Complaints prosecuted.............          68          65          65
  Complaints voluntarily settled....         317         320         320
  Appeals...........................         476         435         435
Representation cases:
  Investigations....................         946       1,150       1,150
  Elections/hearings................         140         150         150

    Federal Service Impasses Panel.--The functions of the Panel involve 
the resolution of labor negotiation impasses between Federal agencies 
and labor organizations which arise under the Civil Service Reform Act 
of 1978 and other statutes. The Panel uses a variety of procedures 
including factfinding and arbitration.

                            CASE DISPOSITIONS

                                     2001 actual  2002 est.   2003 est.
Impasse resolutions.................         205         205         205

               Object Classification (in millions of dollars)

----------------------------------------------------------------------------
Identification code 54-0100-0-1-805      2001 actual   2002 est.   2003 est.
----------------------------------------------------------------------------

      Direct obligations:

        Personnel compensation:
11.1      Full-time permanent...........          15          17          17
11.3      Other than full-time permanent           1           1           1
                                           ---------   ---------  ----------
11.9        Total personnel compensation          16          18          18
12.1    Civilian personnel benefits.....           4           6           6
21.0    Travel and transportation of 
          persons.......................           1           1
23.1    Rental payments to GSA..........           2           2           4
23.3    Communications, utilities, and 
          miscellaneous charges.........           1           1           1
25.2    Other services..................           1           1           1
                                           ---------   ---------  ----------
99.0      Direct obligations............          25          29          30
99.5  Below reporting threshold.........           1
                                           ---------   ---------  ----------
99.9    Total new obligations...........          26          29          30
---------------------------------------------------------------------------

                              Personnel Summary

----------------------------------------------------------------------------
Identification code 54-0100-0-1-805      2001 actual   2002 est.   2003 est.
----------------------------------------------------------------------------
1001  Total compensable workyears: Full-
        time equivalent employment......         206         215         215
---------------------------------------------------------------------------

                                


 
                       FEDERAL MARITIME COMMISSION

                              Federal Funds

General and special funds:

                          Salaries and Expenses

    For necessary expenses of the Federal Maritime Commission as 
authorized by section 201(d) of the Merchant Marine Act, 1936, as 
amended (46 U.S.C. App. 1111), including services as authorized by 5 
U.S.C. 3109; hire of passenger motor vehicles as authorized by 31 U.S.C. 
1343(b); and uniforms or allowances therefor, as authorized by 5 U.S.C. 
5901-5902, [$16,458,000] $18,566,000: Provided, That not to exceed 
$2,000 shall be available for official reception and representation 
expenses. (Departments of Commerce, Justice, and State, the Judiciary, 
and Related Agencies Appropriations Act, 2002; additional authorizing 
legislation required.)

               Program and Financing (in millions of dollars)

----------------------------------------------------------------------------
Identification code 65-0100-0-1-403      2001 actual   2002 est.   2003 est.
----------------------------------------------------------------------------

    Obligations by program activity:
00.01 Formal proceedings................           4           4           5
00.04 Operational and administrative....           5           5           5
00.06 Trade Analysis....................           3           3           3
00.07 Consumer Complaints and Licensing.           2           2           2
00.08 Enforcement.......................           2           3           3
                                           ---------   ---------  ----------
10.00   Total new obligations...........          16          17          18
----------------------------------------------------------------------------

    Budgetary resources available for obligation:
22.00 New budget authority (gross)......          16          17          18
23.95 Total new obligations.............         -16         -17         -18
----------------------------------------------------------------------------

    New budget authority (gross), detail:
      Discretionary:

40.00   Appropriation...................          16          17          18
----------------------------------------------------------------------------

    Change in obligated balances:
72.40 Obligated balance, start of year..                       2           1
73.10 Total new obligations.............          16          17          18
73.20 Total outlays (gross).............         -15         -16         -16
74.40 Obligated balance, end of year....           2           1           1
----------------------------------------------------------------------------

    Outlays (gross), detail:
86.90 Outlays from new discretionary 
        authority.......................          15          16          17
86.93 Outlays from discretionary 
        balances........................           1           2           1
                                           ---------   ---------  ----------
87.00   Total outlays (gross)...........          15          16          16
----------------------------------------------------------------------------

    Net budget authority and outlays:
89.00 Budget authority..................          16          17          18
90.00 Outlays...........................          16          16          16
---------------------------------------------------------------------------

  Budget Authority and Outlays Excluding Full Funding for Federal Retiree 
                       Costs (in millions of dollars)

----------------------------------------------------------------------------
                                         2001 actual   2002 est.   2003 est.
----------------------------------------------------------------------------

    Net budget authority and outlays:
89.00 Budget authority..................          15          16          17
90.00 Outlays...........................          15          15          15
---------------------------------------------------------------------------

    The Federal Maritime Commission (the Commission) regulates the 
international waterborne commerce of the United States. In addition, the 
Commission has responsibility for: licensing and bonding ocean 
transportation intermediaries and assuring that vessel owners or 
operators establish financial responsibility to pay judgments for death 
or injury to passengers, or nonperformance of a cruise, on voyages from 
U.S. ports. Major program areas for 2002 are: carrying out

[[Page 1132]]

investigations of foreign trade practices under the Foreign Shipping 
Practices Act; maintaining equitable trading conditions in U.S. ocean 
commerce; ensuring compliance with applicable shipping statutes; 
pursuing an active enforcement program designed to identify and 
prosecute violators of the shipping statutes; and, reviewing ocean 
carrier operational and pricing agreements to guard against excessively 
anticompetitive effects.

               Object Classification (in millions of dollars)

----------------------------------------------------------------------------
Identification code 65-0100-0-1-403      2001 actual   2002 est.   2003 est.
----------------------------------------------------------------------------

      Direct obligations:

11.1    Personnel compensation: Full-
          time permanent................           9          10          11
12.1    Civilian personnel benefits.....           3           3           3
23.1    Rental payments to GSA..........           2           2           2
25.2    Other services..................           1           1           1
                                           ---------   ---------  ----------
99.0      Direct obligations............          15          16          17
99.5  Below reporting threshold.........           1           1           1
                                           ---------   ---------  ----------
99.9    Total new obligations...........          16          17          18
---------------------------------------------------------------------------

                              Personnel Summary

----------------------------------------------------------------------------
Identification code 65-0100-0-1-403      2001 actual   2002 est.   2003 est.
----------------------------------------------------------------------------
1001  Total compensable workyears: Full-
        time equivalent employment......         121         132         132
---------------------------------------------------------------------------

                                


 
               FEDERAL MEDIATION AND CONCILIATION SERVICE

                              Federal Funds

General and special funds:

                          Salaries and Expenses

    For expenses necessary for the Federal Mediation and Conciliation 
Service to carry out the functions vested in it by the Labor Management 
Relations Act, 1947 (29 U.S.C. 171-180, 182-183), including hire of 
passenger motor vehicles; for expenses necessary for the Labor-
Management Cooperation Act of 1978 (29 U.S.C. 175a); and for expenses 
necessary for the Service to carry out the functions vested in it by the 
Civil Service Reform Act, Public Law 95-454 (5 U.S.C. ch. 71), 
[$39,982,000] $42,216,000, including $1,500,000, to remain available 
through September 30, [2003] 2004, for activities authorized by the 
Labor-Management Cooperation Act of 1978 (29 U.S.C. 175a): Provided, 
That notwithstanding 31 U.S.C. 3302, fees charged, up to full-cost 
recovery, for special training activities and other conflict resolution 
services and technical assistance, including those provided to foreign 
governments and international organizations, and for arbitration 
services shall be credited to and merged with this account, and shall 
remain available until expended: Provided further, That fees for 
arbitration services shall be available only for education, training, 
and professional development of the agency workforce: Provided further, 
That the Director of the Service is authorized to accept and use on 
behalf of the United States gifts of services and real, personal, or 
other property in the aid of any projects or functions within the 
Director's jurisdiction. (Departments of Labor, Health and Human 
Services, and Education, and Related Agencies Appropriation Act, 2002; 
additional authorizing legislation required.)

               Program and Financing (in millions of dollars)

----------------------------------------------------------------------------
Identification code 93-0100-0-1-505      2001 actual   2002 est.   2003 est.
----------------------------------------------------------------------------

    Obligations by program activity:
      Direct program:

00.01   Dispute mediation and preventive 
          mediation, public information.          29          31          32
00.02   Arbitration services............           1           1           1
00.03   Management and administrative 
          support.......................           7           7           7
00.04   Labor-management cooperation 
          project.......................           2           2           2
                                           ---------   ---------  ----------
00.91     Total direct program..........          39          41          42
01.01 Reimbursable program..............           2           2           2
                                           ---------   ---------  ----------
10.00   Total new obligations...........          41          43          44
----------------------------------------------------------------------------

    Budgetary resources available for obligation:
21.40 Unobligated balance carried 
        forward, start of year..........           2           3           1
22.00 New budget authority (gross)......          41          43          44
                                           ---------   ---------  ----------
23.90   Total budgetary resources 
          available for obligation......          43          46          45
23.95 Total new obligations.............         -41         -43         -44
23.98 Unobligated balance expiring or 
        withdrawn.......................          -1
24.40 Unobligated balance carried 
        forward, end of year............           3           1           1
----------------------------------------------------------------------------

    New budget authority (gross), detail:
      Discretionary:

40.00   Appropriation...................          39          41          42
68.00 Spending authority from offsetting 
        collections: Offsetting 
        governmental collections........           2           2           2
                                           ---------   ---------  ----------
70.00   Total new budget authority 
          (gross).......................          41          43          44
----------------------------------------------------------------------------

    Change in obligated balances:
72.40 Obligated balance, start of year..           6           6           6
73.10 Total new obligations.............          41          43          44
73.20 Total outlays (gross).............         -41         -43         -43
74.40 Obligated balance, end of year....           6           6           7
----------------------------------------------------------------------------

    Outlays (gross), detail:
86.90 Outlays from new discretionary 
        authority.......................          38          39          40
86.93 Outlays from discretionary 
        balances........................           3           5           4
                                           ---------   ---------  ----------
87.00   Total outlays (gross)...........          41          43          43
----------------------------------------------------------------------------

    Offsets:
      Against gross budget authority and outlays:

        Offsetting collections (cash) 
            from:
88.00     Federal sources...............          -1          -1          -1
88.40     Non-Federal sources...........          -1          -1          -1
                                           ---------   ---------  ----------
88.90       Total, offsetting 
              collections (cash)........          -2          -2          -2
----------------------------------------------------------------------------

    Net budget authority and outlays:
89.00 Budget authority..................          39          41          42
90.00 Outlays...........................          38          41          41
---------------------------------------------------------------------------

  Budget Authority and Outlays Excluding Full Funding for Federal Retiree 
                       Costs (in millions of dollars)

----------------------------------------------------------------------------
                                         2001 actual   2002 est.   2003 est.
----------------------------------------------------------------------------

    Net budget authority and outlays:
89.00 Budget authority..................          38          40          41
90.00 Outlays...........................          37          40          40
---------------------------------------------------------------------------

    The Federal Mediation and Conciliation Service (FMCS or the Service) 
provides assistance to parties in labor disputes in industries affecting 
commerce through conciliation and mediation.

    Dispute mediation.--The Service assists labor and management in the 
mediation and prevention of disputes, other than those involving rail 
and air transportation, whenever such disputes threaten to cause a 
substantial interruption of interstate commerce or a major impairment to 
the national defense. The Service also makes mediation and conciliation 
services available to Federal agencies and organizations representing 
Federal employees in the resolution of negotiation disputes. The Service 
provides mandatory mediation and, where necessary, impartial boards of 
inquiry to assist in re

[[Page 1133]]

solving labor disputes involving private nonprofit health care 
institutions. The workload shown below includes assignments closed in 
both the private and public sectors.

                                       DISPUTE MEDIATION WORKLOAD DATA
                                                 1999 actual 2000 actual 2001 actual    2002        2003 
                                                                                      estimate    estimate
Dispute mediation assignments...................      19,200      19,574      19,116      19,500      19,500
Total mediation conferences closed..............       6,188       6,321       6,424       6,300       6,300

                                     PREVENTIVE MEDIATION WORKLOAD DATA
                                                 1999 actual 2000 actual 2001 actual    2002        2003 
                                                                                      estimate    estimate
Total preventive mediation cases conducted......       2,954       2,792       2,655       2,800       2,800
Total number of meetings conducted..............      36,618      34,634      33,557      35,330      35,500

    Preventive mediation, public information, and educational 
activities.--Through its preventive mediation program, the Service 
initiates and develops labor-management committees, training programs, 
conferences, and specialized workshops dealing with issues in collective 
bargaining. Mediators also participate in education, advocacy and 
outreach (EAO) activities such as lectures, seminars, and conferences.

    Arbitration services.--The Service assists parties in disputes by 
utilizing the arbitration process for the resolution of disputes arising 
under or in the negotiation of collective bargaining agreements in the 
private and public sectors.

                                     ARBITRATION SERVICES WORKLOAD DATA
                                                 1999 actual 2000 actual 2001 actual    2002        2003 
                                                                                      estimate    estimate
Number of panels issued.........................      19,490      18,833      18,305      18,800      18,800
Number of arbitrators appointed.................       9,558       8,829       8,749       8,800       8,800

    Management and administrative support.--This activity provides for 
overall management and administration, policy planning, research and 
evaluation, and employee development.

    Labor-management cooperation project.--The Labor Management 
Cooperation Act of 1978 (29 U.S.C. 175a) authorizes the Service to carry 
out this program of contracts and grants to support the establishment 
and operation of plant, area, and industry labor-management committees.

    Alternative Dispute Resolution (ADR) Projects.--The Service assists 
other Federal agencies by providing mediation and technical assistance 
in the area of ADR. The ADR cases reduce litigation costs and speed 
federal processes. The FMCS is funded for this work through interagency 
reimbursable agreements.

                             ALTERNATIVE DISPUTE RESOLUTION (ADR) WORKLOAD DATA
                                                 1999 actual 2000 actual 2001 actual    2002        2003 
                                                                                      estimate    estimate
Number of ADR Cases.............................         590         798         917         800         800

               Object Classification (in millions of dollars)

----------------------------------------------------------------------------
Identification code 93-0100-0-1-505      2001 actual   2002 est.   2003 est.
----------------------------------------------------------------------------

      Direct obligations:

11.1    Personnel compensation: Full-
          time permanent................          22          23          23
12.1    Civilian personnel benefits.....           6           6           6
21.0    Travel and transportation of 
          persons.......................           2           2           2
23.1    Rental payments to GSA..........           4           5           5
23.3    Communications, utilities, and 
          miscellaneous charges.........           1           1           1
25.2    Other services..................           1           1           1
31.0    Equipment.......................           1           1           1
41.0    Grants, subsidies, and 
          contributions.................           2           2           2
                                           ---------   ---------  ----------
99.0      Direct obligations............          39          41          41
99.0  Reimbursable obligations..........           1           1           1
99.5  Below reporting threshold.........           1           1           2
                                           ---------   ---------  ----------
99.9    Total new obligations...........          41          43          44
---------------------------------------------------------------------------

                              Personnel Summary

----------------------------------------------------------------------------
Identification code 93-0100-0-1-505      2001 actual   2002 est.   2003 est.
----------------------------------------------------------------------------
    Direct:
1001  Total compensable workyears: Full-
        time equivalent employment......         276         286         286
    Reimbursable:
2001  Total compensable workyears: Full-
        time equivalent employment......           6           6           9
---------------------------------------------------------------------------

                                


 
            FEDERAL MINE SAFETY AND HEALTH REVIEW COMMISSION

                              Federal Funds

General and special funds:

                          Salaries and Expenses

For expenses necessary for the Federal Mine Safety and Health Review 
Commission (30 U.S.C. 801 et seq.), [$6,939,000] $7,455,000. 
(Departments of Labor, Health and Human Services, and Education, and 
Related Agencies Appropriations Act, 2002; additional authorizing 
legislation required.)

               Program and Financing (in millions of dollars)

----------------------------------------------------------------------------
Identification code 95-2800-0-1-554      2001 actual   2002 est.   2003 est.
----------------------------------------------------------------------------

    Obligations by program activity:
00.01 Commission review.................           4           4           4
00.02 Administrative law judge 
        determinations..................           3           3           3
                                           ---------   ---------  ----------
10.00   Total new obligations...........           6           7           7
----------------------------------------------------------------------------

    Budgetary resources available for obligation:
22.00 New budget authority (gross)......           6           7           7
23.95 Total new obligations.............          -6          -7          -7
----------------------------------------------------------------------------

    New budget authority (gross), detail:
      Discretionary:

40.00   Appropriation...................           6           7           7
----------------------------------------------------------------------------

    Change in obligated balances:
72.40 Obligated balance, start of year..           1           1           1
73.10 Total new obligations.............           6           7           7
73.20 Total outlays (gross).............          -6          -7          -7
74.40 Obligated balance, end of year....           1           1           1
----------------------------------------------------------------------------

    Outlays (gross), detail:
86.90 Outlays from new discretionary 
        authority.......................           5           6           6
86.93 Outlays from discretionary 
        balances........................           1           1           1
                                           ---------   ---------  ----------
87.00   Total outlays (gross)...........           6           7           7
----------------------------------------------------------------------------

    Net budget authority and outlays:
89.00 Budget authority..................           6           7           7
90.00 Outlays...........................           6           7           7
---------------------------------------------------------------------------

    The Federal Mine Safety and Health Review Commission reviews and 
decides contested enforcement actions of the Secretary of Labor on mine 
safety legislation. The Commission also adjudicates claims by miners and 
miners' representatives concerning their rights under law. The 
Commission holds factfinding hearings and issues orders affirming, 
modifying, or vacating the Secretary's enforcement actions.

                         SELECTED WORKLOAD DATA

                                     2001 actual  2002 est.   2003 est.
Commission review activities:
  Cases pending beginning of year...          34          26          20
  Cases called for review...........          65          60          60
  Cases decided.....................          73          66          66
Administrative law judge activities:
  Cases pending beginning of year...       1,563       1,418       1,068
  New cases received................       2,310       2,100       2,300
  Cases decided.....................       2,455       2,450       2,450

[[Page 1134]]

               Object Classification (in millions of dollars)

----------------------------------------------------------------------------
Identification code 95-2800-0-1-554      2001 actual   2002 est.   2003 est.
----------------------------------------------------------------------------
11.1  Personnel compensation: Full-time 
        permanent.......................           4           4           4
12.1  Civilian personnel benefits.......           1           1           1
23.1  Rental payments to GSA............           1           1           1
25.2  Other services....................                       1           1
                                           ---------   ---------  ----------
99.9    Total new obligations...........           6           7           7
---------------------------------------------------------------------------

                              Personnel Summary

----------------------------------------------------------------------------
Identification code 95-2800-0-1-554      2001 actual   2002 est.   2003 est.
----------------------------------------------------------------------------
1001  Total compensable workyears: Full-
        time equivalent employment......          42          48          48
---------------------------------------------------------------------------

                                


 
               FEDERAL RETIREMENT THRIFT INVESTMENT BOARD

                              Federal Funds

General and special funds:

                            Program Expenses

              Unavailable Collections (in millions of dollars)

----------------------------------------------------------------------------
Identification code 26-5290-0-2-602      2001 actual   2002 est.   2003 est.
----------------------------------------------------------------------------
01.99 Balance, start of year............
    Receipts:
02.20 Reimbursement for program expenses          76         111          87
    Appropriations:
05.00 Program expenses..................         -76        -111         -87
                                           ---------   ---------  ----------
07.99 Balance, end of year..............
---------------------------------------------------------------------------

               Program and Financing (in millions of dollars)

----------------------------------------------------------------------------
Identification code 26-5290-0-2-602      2001 actual   2002 est.   2003 est.
----------------------------------------------------------------------------

    Obligations by program activity:
00.01 Administrative expenses...........          83         114          87
                                           ---------   ---------  ----------
10.00   Total new obligations...........          83         114          87
----------------------------------------------------------------------------

    Budgetary resources available for obligation:
22.00 New budget authority (gross)......          79         114          87
22.10 Resources available from 
        recoveries of prior year 
        obligations.....................           4
                                           ---------   ---------  ----------
23.90   Total budgetary resources 
          available for obligation......          83         114          87
23.95 Total new obligations.............         -83        -114         -87
----------------------------------------------------------------------------

    New budget authority (gross), detail:
      Mandatory:

60.20   Appropriation (special fund)....          79         114          87
----------------------------------------------------------------------------

    Change in obligated balances:
72.40 Obligated balance, start of year..          58          45          45
73.10 Total new obligations.............          83         114          87
73.20 Total outlays (gross).............         -92        -114         -87
73.45 Recoveries of prior year 
        obligations.....................          -4
74.40 Obligated balance, end of year....          45          45          45
----------------------------------------------------------------------------

    Outlays (gross), detail:
86.97 Outlays from new mandatory 
        authority.......................          64          86          59
86.98 Outlays from mandatory balances...          28          28          28
                                           ---------   ---------  ----------
87.00   Total outlays (gross)...........          92         114          87
----------------------------------------------------------------------------

    Net budget authority and outlays:
89.00 Budget authority..................          79         114          87
90.00 Outlays...........................          92         114          87
---------------------------------------------------------------------------

  Budget Authority and Outlays Excluding Full Funding for Federal Retiree 
                       Costs (in millions of dollars)

----------------------------------------------------------------------------
                                         2001 actual   2002 est.   2003 est.
----------------------------------------------------------------------------

    Net budget authority and outlays:
89.00 Budget authority..................          76         111          84
90.00 Outlays...........................          89         111          84
---------------------------------------------------------------------------

    The Federal Retirement Thrift Investment Board is responsible for 
managing the Thrift Savings Fund (Fund). The Fund is a special tax-
deferred savings fund established by the Federal Employees' Retirement 
System Act of 1986. Due to the fiduciary nature of the Fund, it is not 
included in the totals of the Federal budget. Information on the 
financial status and activities of the Fund follows this account.

    Program administration for the Fund is financed from the Fund. 
Program expenses are derived first from Fund forfeitures of agency one 
percent automatic contributions for employees who separate from the 
Federal government prior to vesting and then from earnings on all 
participant and agency contributions to the Fund.

               Object Classification (in millions of dollars)

----------------------------------------------------------------------------
Identification code 26-5290-0-2-602      2001 actual   2002 est.   2003 est.
----------------------------------------------------------------------------

      Personnel compensation:

11.1    Full-time permanent.............           7           7           8
11.3    Other than full-time permanent..                       1           1
                                           ---------   ---------  ----------
11.9      Total personnel compensation..           7           8           9
12.1  Civilian personnel benefits.......           3           3           3
23.2  Rental payments to others.........           2           2           2
24.0  Printing and reproduction.........           5           8           5
25.1  Advisory and assistance services..           1           2           1
25.2  Other services....................           4           7           3
25.3  Other purchases of goods and 
        services from Government 
        accounts........................          55          62          59
31.0  Equipment.........................           6          22           5
                                           ---------   ---------  ----------
99.9    Total new obligations...........          83         114          87
---------------------------------------------------------------------------

                              Personnel Summary

----------------------------------------------------------------------------
Identification code 26-5290-0-2-602      2001 actual   2002 est.   2003 est.
----------------------------------------------------------------------------
1001  Total compensable workyears: Full-
        time equivalent employment......          96         107         108
---------------------------------------------------------------------------

                                

            Information Schedules for the Thrift Savings Fund

    The Fund is composed of individual accounts maintained by the 
Federal Retirement Thrift Investment Board on behalf of the individual 
Federal employee participants in the Fund. All Federal civilian 
employees and members of the uniformed services are eligible to 
contribute to the Fund. However, only those civilian employees covered 
by the Federal Employees' Retirement System (or equivalent retirement 
systems) and a limited category of uniformed services personnel may have 
their contributions matched by the employing agencies in accordance with 
the formulas prescribed by law. Employees are entitled to select how 
contributions are distributed among five investment funds: a U.S. 
Government securities investment fund; a fixed income index investment 
fund; a common stock index investment fund; a small capitalization stock 
index investment fund; and an international stock index investment fund.

    Employee participation in the Fund is entirely voluntary, so actual 
results could vary significantly from these estimates. The estimated 
status of the Fund is shown below:


[[Page 1135]]



                      STATUS OF THRIFT SAVINGS FUND

                        [In millions of dollars]

                                     2001 actual  2002 est.   2003 est.
Thrift Savings Fund investment 
balance, start of year..............      96,416      89,038     107,407
                                    ====================================
Receipts during the year:
  Employee contributions............       6,553       7,731       7,934
  Contributions on behalf of 
    employees\1\....................       3,100       3,426       4,408
  Earnings and adjustments \2\......     -13,634      10,694      13,411
                                    ------------------------------------
  Total receipts....................      -3,981      21,851      25,753
                                    ====================================
Outlays during the year:
  Withdrawals.......................       2,706       2,764       2,786
  Loans to employees, net of 
    payments........................         602         607         612
  Administrative expenses...........          89         111          84
                                    ------------------------------------
      Total cash outlays............       3,397       3,482       3,482
                                    ====================================
Thrift Savings Fund investment 
balance, end of year \3\............      89,038     107,407     129,678
                                    ====================================

    \1\ 2001 Employer contributions included $702 million in automatic 
contributions for FERS employees and $2,398 million in matching 
contributions for FERS employees.
    \2\ 2001 Earnings included: return on investments in Government 
securities--$1,893 million; return on investments in non-government 
instruments--$-15,884 million; interest on loans--$215 million; and agency 
payments for lost earnings--$1 million.
    \3\ Investment fund balances at 9/30/2001 were: Government Securities 
Investment Fund--$36,778 million; Barclays U.S. Debt Index Fund--$7,015 
million; Barclays Equity Index Fund--$44,444 million; Barclays Extended 
Equity Market Fund--$567 million; and Barclays EAFE Index Fund--$233 
million.

                                


 
                        FEDERAL TRADE COMMISSION

                              Federal Funds

General and special funds:

                          Salaries and Expenses

    For necessary expenses of the Federal Trade Commission, including 
uniforms or allowances therefor, as authorized by 5 U.S.C. 5901-5902; 
services as authorized by 5 U.S.C. 3109; hire of passenger motor 
vehicles; not to exceed $2,000 for official reception and representation 
expenses, [$155,982,000] $176,509,000, to remain available until 
expended: Provided, That not to exceed $300,000 shall be available for 
use to contract with a person or persons for collection services in 
accordance with the terms of 31 U.S.C. 3718, as amended: Provided 
further, That, notwithstanding any other provision of law, not to exceed 
[$155,982,000] $173,509,000 of offsetting collections derived from fees 
collected for premerger notification filings under the Hart-Scott-Rodino 
Antitrust Improvements Act of 1976 (15 U.S.C. 18a), regardless of the 
year of collection, shall be retained and used for necessary expenses in 
this appropriation[, and shall remain available until expended]; and 
offsetting collections derived from fees, estimated at $3,000,000, shall 
be assessed, collected, and used to cover the costs of developing, 
implementing, and maintaining a national database of telephone numbers 
of consumers who choose not to receive telephone solicitations, as 
authorized by the Telephone Consumer Fraud and Abuse Prevention Act (15 
U.S.C. 6101 et seq.): Provided further, That the sum herein appropriated 
from the general fund shall be reduced as such offsetting collections 
are received during fiscal year [2002] 2003, so as to result in a final 
fiscal year [2002] 2003 appropriation from the general fund estimated at 
not more than $0[, to remain available until expended]: Provided 
further, That none of the funds made available to the Federal Trade 
Commission shall be available for obligation for expenses authorized by 
section 151 of the Federal Deposit Insurance Corporation Improvement Act 
of 1991 (Public Law 102-242; 105 Stat. 2282-2285). (Departments of 
Commerce, Justice, and State, the Judiciary, and Related Agencies 
Appropriations Act, 2002; additional authorizing legislation required.)

              Unavailable Collections (in millions of dollars)

----------------------------------------------------------------------------
Identification code 29-0100-0-1-376      2001 actual   2002 est.   2003 est.
----------------------------------------------------------------------------
01.99 Balance, start of year............           3           1           3
    Receipts:
02.80 Salaries and expenses, offsetting 
        collections.....................          87         159         179
                                           ---------   ---------  ----------
04.00 Total: Balances and collections...          90         160         182
    Appropriations:
05.00 Salaries and expenses.............         -89        -157        -178
                                           ---------   ---------  ----------
05.99   Total appropriations............         -89        -157        -178
                                           ---------   ---------  ----------
07.99 Balance, end of year..............           1           3           4
---------------------------------------------------------------------------

               Program and Financing (in millions of dollars)

----------------------------------------------------------------------------
Identification code 29-0100-0-1-376      2001 actual   2002 est.   2003 est.
----------------------------------------------------------------------------

    Obligations by program activity:
01.01 Maintaining competion.............          28
01.02 Consumer protection...............          31
                                           ---------   ---------  ----------
01.92   Subtotal, direct program........          59
      Reimbursable program:

09.01   Maintaining competition.........          42          75          79
09.02   Consumer protection.............          50          86          98
09.03   Reimbursable program............           1           1           1
                                           ---------   ---------  ----------
09.99     Total reimbursable program....          93         162         178
                                           ---------   ---------  ----------
10.00   Total new obligations...........         152         162         178
----------------------------------------------------------------------------

    Budgetary resources available for obligation:
21.40 Unobligated balance carried 
        forward, start of year..........           4           6           6
22.00 New budget authority (gross)......         153         162         178
22.10 Resources available from 
        recoveries of prior year 
        obligations.....................           1
                                           ---------   ---------  ----------
23.90   Total budgetary resources 
          available for obligation......         158         168         184
23.95 Total new obligations.............        -152        -162        -178
24.40 Unobligated balance carried 
        forward, end of year............           6           6           6
----------------------------------------------------------------------------

    New budget authority (gross), detail:
      Discretionary:

40.00   Appropriation...................          59
      Spending authority from offsetting 
          collections:

        Offsetting collections (cash):
68.00     Offsetting collections (HSR 
            Fees).......................          91         163         175
68.00     Offsetting collections (Do Not 
            Call Fees)..................                                   3
68.00     Offsetting collections (Fed 
            Reimb Prgm).................           1           1           1
68.26   From offsetting collections 
          (unavailable balances)........           2                       5
68.45   Portion precluded from 
          obligation (limitation on 
          obligations)..................                      -2          -6
                                           ---------   ---------  ----------
68.90     Spending authority from 
            offsetting collections 
            (total discretionary).......          94         162         178
                                           ---------   ---------  ----------
70.00   Total new budget authority 
          (gross).......................         153         162         178
----------------------------------------------------------------------------

    Change in obligated balances:
72.40 Obligated balance, start of year..          17          29          27
73.10 Total new obligations.............         152         162         178
73.20 Total outlays (gross).............        -139        -164        -177
73.45 Recoveries of prior year 
        obligations.....................          -1
74.40 Obligated balance, end of year....          29          27          28
----------------------------------------------------------------------------

    Outlays (gross), detail:
86.90 Outlays from new discretionary 
        authority.......................         137         149         164
86.93 Outlays from discretionary 
        balances........................           2          15          13
                                           ---------   ---------  ----------
87.00   Total outlays (gross)...........         139         164         177
----------------------------------------------------------------------------

    Offsets:
      Against gross budget authority and outlays:

        Offsetting collections (cash) 
            from:
88.00     Federal sources...............          -1          -1          -1
          Non-Federal sources:
88.40       Non-Federal sources--HSR 
              Fees......................         -91        -163        -175
88.40       Non-Federal sources--Do Not 
              Call Fees.................                                  -3
                                           ---------   ---------  ----------
88.90       Total, offsetting 
              collections (cash)........         -92        -164        -179
----------------------------------------------------------------------------

    Net budget authority and outlays:
89.00 Budget authority..................          61          -2          -1
90.00 Outlays...........................          47                      -2
---------------------------------------------------------------------------

  Budget Authority and Outlays Excluding Full Funding for Federal Retiree 
                       Costs (in millions of dollars)

----------------------------------------------------------------------------
                                         2001 actual   2002 est.   2003 est.
----------------------------------------------------------------------------

    Net budget authority and outlays:
89.00 Budget authority..................          61          -2          -6
90.00 Outlays...........................          47                      -7
---------------------------------------------------------------------------

    The FTC seeks to protect consumers and enhance competition by 
eliminating unfair or deceptive acts or practices in

[[Page 1136]]

the marketing of goods and services and by ensuring that consumer 
markets function competitively. The FTC's work is based on the belief 
that competition among producers, and accurate information in the hands 
of consumers, bring the best products and lowest prices to marketplace, 
spur innovation, and strengthen the economy.

    Consumer protection.--The Commission is charged with eliminating 
unfair or deceptive acts or practices affecting commerce. The goal of 
the consumer protection mission is to prevent fraud, deception, and 
unfair business practices in the marketplace. The mission works to 
accomplish this goal through three objectives: (1) identify fraud, 
deception, and unfair practices that cause the greatest consumer injury; 
(2) stop fraud, deception, and unfair practices through law enforcement; 
and, (3) prevent consumer injury through education.

    Maintaining competition.--The Commission's efforts are aimed at 
fostering and preserving our competitive market. The goal of the 
maintaining competition mission is to prevent anticompetitive mergers 
and other anticompetitive business practices in the marketplace. The 
mission works to accomplish this goal through three objectives: (1) 
identify anticompetitive mergers and practices that cause the greatest 
consumer injury; (2) stop anticompetitive mergers and practices through 
law enforcement; and, (3) prevent consumer injury through education.

    The President's 2003 request will fund a total 1,080 FTE, which 
includes 6 reimbursable FTE. The program level for the Commission will 
increase from $155,982,000 in 2002 to $176,509,000 in 2003, allowing the 
Commission to maintain the current performance of its missions. The 2003 
requested program level will be fully funded by offsetting collections 
from two sources: Hart-Scott-Rodino Act premerger notification filings 
as authorized by 18 U.S.C. 18a; and new fees that will be assessed, 
collected and used to cover costs of developing, implementing and 
maintaining a national database of telephone numbers of consumers who 
choose not to receive telephone solicitations, as authorized by the 
Telephone Consumer and Abuse Prevention Act (15 U.S.C. 6101, et seq., as 
amended).

               Object Classification (in millions of dollars)

----------------------------------------------------------------------------
Identification code 29-0100-0-1-376      2001 actual   2002 est.   2003 est.
----------------------------------------------------------------------------

      Direct obligations:

        Personnel compensation:
11.1      Full-time permanent...........          28
11.3      Other than full-time permanent           3
11.5      Other personnel compensation..           1
                                           ---------   ---------  ----------
11.9        Total personnel compensation          32
12.1    Civilian personnel benefits.....           7
21.0    Travel and transportation of 
          persons.......................           1
23.1    Rental payments to GSA..........           6
23.3    Communications, utilities, and 
          miscellaneous charges.........           1
25.1    Advisory and assistance services           5
25.2    Other services..................           1
25.3    Other purchases of goods and 
          services from Government 
          accounts......................           1
25.4    Operation and maintenance of 
          facilities....................           1
31.0    Equipment.......................           4
                                           ---------   ---------  ----------
99.0      Direct obligations............          59
99.0  Reimbursable obligations..........          93         162         178
                                           ---------   ---------  ----------
99.9    Total new obligations...........         152         162         178
---------------------------------------------------------------------------

                              Personnel Summary

----------------------------------------------------------------------------
Identification code 29-0100-0-1-376      2001 actual   2002 est.   2003 est.
----------------------------------------------------------------------------
    Direct:
1001  Total compensable workyears: Full-
        time equivalent employment......         404
    Reimbursable:
2001  Total compensable workyears: Full-
        time equivalent employment......         606       1,080       1,080
---------------------------------------------------------------------------

                                


 
                 HARRY S. TRUMAN SCHOLARSHIP FOUNDATION

                               Trust Funds

            Harry S. Truman Memorial Scholarship Trust Fund 

              Unavailable Collections (in millions of dollars)

----------------------------------------------------------------------------
Identification code 95-8296-0-7-502      2001 actual   2002 est.   2003 est.
----------------------------------------------------------------------------
01.99 Balance, start of year............
    Receipts:
02.40 Interest on investments...........           4           4           4
    Appropriations:
05.00 Harry S. Truman memorial 
        scholarship trust fund..........          -4          -4          -4
                                           ---------   ---------  ----------
07.99 Balance, end of year..............
---------------------------------------------------------------------------

               Program and Financing (in millions of dollars)

----------------------------------------------------------------------------
Identification code 95-8296-0-7-502      2001 actual   2002 est.   2003 est.
----------------------------------------------------------------------------

    Obligations by program activity:
00.01 Scholarship awards................           1           2           2
00.02 Program administration............           1           1           1
                                           ---------   ---------  ----------
10.00   Total new obligations...........           2           3           3
----------------------------------------------------------------------------

    Budgetary resources available for obligation:
21.40 Unobligated balance carried 
        forward, start of year..........          56          58          59
22.00 New budget authority (gross)......           4           4           4
                                           ---------   ---------  ----------
23.90   Total budgetary resources 
          available for obligation......          60          62          63
23.95 Total new obligations.............          -2          -3          -3
24.40 Unobligated balance carried 
        forward, end of year............          58          59          60
----------------------------------------------------------------------------

    New budget authority (gross), detail:
      Mandatory:

60.26   Appropriation (trust fund)......           4           4           4
----------------------------------------------------------------------------

    Change in obligated balances:
72.40 Obligated balance, start of year..           1           1           2
73.10 Total new obligations.............           2           3           3
73.20 Total outlays (gross).............          -2          -3          -3
74.40 Obligated balance, end of year....           1           2           2
----------------------------------------------------------------------------

    Outlays (gross), detail:
86.97 Outlays from new mandatory 
        authority.......................           1           1           1
86.98 Outlays from mandatory balances...                       3           2
                                           ---------   ---------  ----------
87.00   Total outlays (gross)...........           2           3           3
----------------------------------------------------------------------------

    Net budget authority and outlays:
89.00 Budget authority..................           4           4           4
90.00 Outlays...........................           2           3           3
----------------------------------------------------------------------------

    Memorandum (non-add) entries:
92.01 Total investments, start of year: 
        Federal securities: Par value...          58          56          59
92.02 Total investments, end of year: 
        Federal securities: Par value...          56          59          59
---------------------------------------------------------------------------

    Public Law 93-642 established the Harry S. Truman Scholarship 
Foundation to operate the scholarship program that is the permanent 
Federal memorial to the 33rd President of the United States. The 
Foundation awards scholarships for up to four years to qualified 
students who demonstrate outstanding potential for and interest in 
careers in public service at the local, State, or Federal level or in 
the non-profit sector.

[[Page 1137]]

    In its annual competition, the Foundation selects up to 80 new 
Truman Scholars. The maximum award is $30,000 for four years.

    Scholarship awards.--This activity is comprised of scholarships 
awarded to cover eligible educational expenses.

    Program administration.--This activity covers all costs of operating 
the program, including annual program announce- ment, interview and 
selection of Truman Scholars, calculation and disbursement of 
scholarship awards, monitoring of student progress, and special services 
and activities for scholars, including an orientation week for new 
scholars, a summer education and internship program, and workshops and 
conferences.

               Object Classification (in millions of dollars)

----------------------------------------------------------------------------
Identification code 95-8296-0-7-502      2001 actual   2002 est.   2003 est.
----------------------------------------------------------------------------
41.0  Direct obligations: Grants, 
        subsidies, and contributions....           1           2           2
99.5  Below reporting threshold.........           1           1           1
                                           ---------   ---------  ----------
99.9    Total new obligations...........           2           3           3
---------------------------------------------------------------------------

                              Personnel Summary

----------------------------------------------------------------------------
Identification code 95-8296-0-7-502      2001 actual   2002 est.   2003 est.
----------------------------------------------------------------------------
1001  Total compensable workyears: Full-
        time equivalent employment......           3           5           5
---------------------------------------------------------------------------

                                


 
    INSTITUTE OF AMERICAN INDIAN AND ALASKA NATIVE CULTURE AND ARTS 
                               DEVELOPMENT

                              Federal Funds

General and special funds:

                        Payment to the Institute

    For payment to the Institute of American Indian and Alaska Native 
Culture and Arts Development, as authorized by title XV of Public Law 
99-498, as amended (20 U.S.C. 56 part A), [$4,490,000] $5,490,000, of 
which $1,000,000 shall remain available until expended for construction 
of the Library Technology Center. (Department of the Interior and 
Related Agencies Appropriations Act, 2002.)

               Program and Financing (in millions of dollars)

----------------------------------------------------------------------------
Identification code 95-2900-0-1-502      2001 actual   2002 est.   2003 est.
----------------------------------------------------------------------------

    Obligations by program activity:
00.01 Payment to the Institute..........           4           4           5
                                           ---------   ---------  ----------
10.00   Total new obligations (object 
          class 41.0)...................           4           4           5
----------------------------------------------------------------------------

    Budgetary resources available for obligation:
22.00 New budget authority (gross)......           4           4           5
23.95 Total new obligations.............          -4          -4          -5
----------------------------------------------------------------------------

    New budget authority (gross), detail:
      Discretionary:

40.00   Appropriation...................           4           4           5
----------------------------------------------------------------------------

    Change in obligated balances:
73.10 Total new obligations.............           4           4           5
73.20 Total outlays (gross).............          -4          -4          -5
----------------------------------------------------------------------------

    Outlays (gross), detail:
86.90 Outlays from new discretionary 
        authority.......................           4           4           5
----------------------------------------------------------------------------

    Net budget authority and outlays:
89.00 Budget authority..................           4           4           5
90.00 Outlays...........................           4           4           5
---------------------------------------------------------------------------

    Title XV of Public Law 99-498 established the Institute of American 
Indian and Alaska Native Culture and Arts Development as an independent 
non-profit educational institution. The mission of the Institute is to 
serve as a multi-tribal center of higher education for Native Americans 
and is dedicated to the study, creative application, preservation and 
care of Indian arts and culture. The Institute is federally chartered 
and under the direction and control of a Board of Trustees appointed by 
the President of the United States.

    Payment to the Institute.--This activity supports the operations of 
the Institute, and provides $1 million in Federal matching funds for the 
construction of a library technology center.

                                


 
                INTELLIGENCE COMMUNITY MANAGEMENT ACCOUNT

                              Federal Funds

General and special funds:

                Intelligence Community Management Account

                      (including transfer of funds)

    For necessary expenses of the Intelligence Community Management 
Account, [$160,429,000] $150,979,000 of which [$28,003,000] $24,252,000 
for the Advanced Research and Development Committee shall remain 
available until September 30, [2003] 2004: Provided, That of the funds 
appropriated under this heading, [$42,752,000] $34,100,000 shall be 
transferred to the Department of Justice for the National Drug 
Intelligence Center to support the Department of Defense's counter-drug 
intelligence responsibilities, and of the said amount, $1,500,000 for 
Procurement shall remain available until September 30, [2004] 2005 and 
$1,000,000 for Research, development, test and evaluation shall remain 
available until September 30, [2003] 2004: Provided further, That the 
National Drug Intelligence Center shall maintain the personel and 
technical resources to provide timely support to law enforcement 
authorities to conduct document exploitation of materials collected in 
Federal, State, and local law enforcement activity. (Department of 
Defense Appropriations Act, 2002; additional authorizing legislation 
required.)

               Program and Financing (in millions of dollars)

----------------------------------------------------------------------------
Identification code 95-0401-0-1-054      2001 actual   2002 est.   2003 est.
----------------------------------------------------------------------------

    Obligations by program activity:
10.00 Total new obligations.............         128         114         110
----------------------------------------------------------------------------

    Budgetary resources available for obligation:
21.40 Unobligated balance carried 
        forward, start of year..........          16           6          14
22.00 New budget authority (gross)......         118         121         117
                                           ---------   ---------  ----------
23.90   Total budgetary resources 
          available for obligation......         134         127         131
23.95 Total new obligations.............        -128        -114        -110
24.40 Unobligated balance carried 
        forward, end of year............           6          14          21
----------------------------------------------------------------------------

    New budget authority (gross), detail:
      Discretionary:

40.00   Appropriation...................         152         164         151
41.00   Transferred to other accounts...         -34         -43         -34
                                           ---------   ---------  ----------
43.00     Appropriation (total 
            discretionary)..............         118         121         117
----------------------------------------------------------------------------

    Change in obligated balances:
72.40 Obligated balance, start of year..          65          70          44
73.10 Total new obligations.............         128         114         110
73.20 Total outlays (gross).............        -114        -141        -135
73.40 Adjustments in expired accounts 
        (net)...........................          -9
74.40 Obligated balance, end of year....          70          44          19
----------------------------------------------------------------------------

    Outlays (gross), detail:
86.90 Outlays from new discretionary 
        authority.......................          63          62          60
86.93 Outlays from discretionary 
        balances........................          51          79          75
                                           ---------   ---------  ----------
87.00   Total outlays (gross)...........         114         141         135
----------------------------------------------------------------------------

    Net budget authority and outlays:
89.00 Budget authority..................         118         121         117
90.00 Outlays...........................         114         141         135
---------------------------------------------------------------------------

[[Page 1138]]



  Budget Authority and Outlays Excluding Full Funding for Federal Retiree 
                       Costs (in millions of dollars)

----------------------------------------------------------------------------
                                         2001 actual   2002 est.   2003 est.
----------------------------------------------------------------------------

    Net budget authority and outlays:
89.00 Budget authority..................         115         118         114
90.00 Outlays...........................         111         138         132
---------------------------------------------------------------------------

    The Intelligence Community Management Account (ICMA) was established 
by Congressional direction to provide resources that directly support 
the Director of Central Intelligence (DCI) and the Intelligence 
Community as a whole in coordinating cross-program activities, improving 
budget oversight, and strengthening Community Management. The ICMA 
includes the Community Management Staff, the National Intelligence 
Council, the Center for Security Evaluations, the Advanced Research and 
Development program, the National Counterintelligence Executive, and the 
National Drug Intelligence Center.

    The Community Management Staff is the DCI's principal source of 
advice and assistance in planning and executing his intelligence 
community management responsibilities. These include: developing the 
National Foreign Intelligence Program budget; developing intelligence 
plans and requirements; and overseeing research and development 
activities. The Advanced Research and Development program is responsible 
for coordination of advanced technology within the Intelligence 
Community and for encouragement of investment in high risk/high return 
technologies. The National Intelligence Council provides analytical 
support to the DCI and national policy makers. The Center for Security 
Evaluation is responsible for evaluating and improving security 
capabilities at United States embassies. The National 
Counterintelligence Executive was established as the primary mechanism 
to coordinate U.S. government national-level counterintelligence policy 
and activities. The National Drug Intelligence Center was established to 
coordinate strategic organizational drug intelligence from national 
security and law enforcement agencies.

               Object Classification (in millions of dollars)

----------------------------------------------------------------------------
Identification code 95-0401-0-1-054      2001 actual   2002 est.   2003 est.
----------------------------------------------------------------------------
11.3  Personnel compensation: Other than 
        full-time permanent.............          29          29          29
12.1  Civilian personnel benefits.......           9           7           7
21.0  Travel and transportation of 
        persons.........................           4           2           2
25.2  Other services....................          80          73          69
26.0  Supplies and materials............           3           1           1
31.0  Equipment.........................           3           2           2
                                           ---------   ---------  ----------
99.9    Total new obligations...........         128         114         110
---------------------------------------------------------------------------

                              Personnel Summary

----------------------------------------------------------------------------
Identification code 95-0401-0-1-054      2001 actual   2002 est.   2003 est.
----------------------------------------------------------------------------
1001  Total compensable workyears: Full-
        time equivalent employment......         304         322         315
---------------------------------------------------------------------------

                                


 
                     INTERNATIONAL TRADE COMMISSION

                              Federal Funds

General and special funds:

                          Salaries and Expenses

    For necessary expenses of the International Trade Commission, 
including hire of passenger motor vehicles, and services as authorized 
by 5 U.S.C. 3109, and not to exceed $2,500 for official reception and 
representation expenses, [$51,440,000] $56,290,000, to remain available 
until expended. (Departments of Commerce, Justice, and State, the 
Judiciary, and Related Agencies Appropriations Act, 2002; additional 
authorizing legislation required.)

               Program and Financing (in millions of dollars)

----------------------------------------------------------------------------
Identification code 34-0100-0-1-153      2001 actual   2002 est.   2003 est.
----------------------------------------------------------------------------

    Obligations by program activity:
00.01 Research, investigations, and 
        reports.........................          50          55          56
                                           ---------   ---------  ----------
10.00   Total new obligations...........          50          55          56
----------------------------------------------------------------------------

    Budgetary resources available for obligation:
21.40 Unobligated balance carried 
        forward, start of year..........                       1
22.00 New budget authority (gross)......          50          53          56
22.10 Resources available from 
        recoveries of prior year 
        obligations.....................           1           1
                                           ---------   ---------  ----------
23.90   Total budgetary resources 
          available for obligation......          51          55          56
23.95 Total new obligations.............         -50         -55         -56
24.40 Unobligated balance carried 
        forward, end of year............           1
----------------------------------------------------------------------------

    New budget authority (gross), detail:
      Discretionary:

40.00   Appropriation...................          50          53          56
----------------------------------------------------------------------------

    Change in obligated balances:
72.40 Obligated balance, start of year..           5           5           6
73.10 Total new obligations.............          50          55          56
73.20 Total outlays (gross).............         -49         -53         -56
73.45 Recoveries of prior year 
        obligations.....................          -1          -1
74.40 Obligated balance, end of year....           5           6           6
----------------------------------------------------------------------------

    Outlays (gross), detail:
86.90 Outlays from new discretionary 
        authority.......................          44          50          53
86.93 Outlays from discretionary 
        balances........................           5           3           3
                                           ---------   ---------  ----------
87.00   Total outlays (gross)...........          49          53          56
----------------------------------------------------------------------------

    Net budget authority and outlays:
89.00 Budget authority..................          50          53          56
90.00 Outlays...........................          49          53          56
---------------------------------------------------------------------------

  Budget Authority and Outlays Excluding Full Funding for Federal Retiree 
                       Costs (in millions of dollars)

----------------------------------------------------------------------------
                                         2001 actual   2002 est.   2003 est.
----------------------------------------------------------------------------

    Net budget authority and outlays:
89.00 Budget authority..................          48          51          54
90.00 Outlays...........................          47          51          54
---------------------------------------------------------------------------

    The U.S. International Trade Commission is an independent, quasi-
judicial federal agency established by Congress with a wide range of 
trade-related mandates. The mission of the Commission is twofold: 
administer U.S. trade remedy laws in a fair and objective manner; and 
provide the President, the United States Trade Representative, and the 
Congress with independent, quality advice and information on matters of 
international trade and competitiveness.

    For 2003, the Commission requests an appropriation of $56 million in 
order to fund existing mandated investigative activity and related 
operations, a mandatory 4.6 percent pay increase, and information 
technology projects that are designed to improve electronic transaction 
capability, provide broader public access to public data and other 
information, develop more timely and accurate trade information for the 
trade community, and improve transparency in the Commission's procedures 
and finances. The 2003 request represents a 5.4 percent increase over 
its 2002 funding availability of $53 million and a 7.9 percent increase 
over the 2002 appropriation of $51 million.

    In September 2001, the Commission issued the fourth edition of its 
Strategic Plan and is currently implementing the 2002 Performance Plan. 
For the purpose of developing the

[[Page 1139]]

Strategic Plan, the Commission's functions were divided into five 
operations and, in order to facilitate the linkage of financial 
resources to the achievement of strategic goals, the budget 
justification is structured in the same manner. There are 19 strategic 
goals for the five operations. In 2000 and 2001 these goals were met in 
virtually all instances.

    As presented in the Commission's Strategic Plan, there are five 
major operations that serve the Commission's external customers:

     Import Injury Investigations: These cover the conduct of 
the Commission's countervailing duty, antidumping, and sunset review 
investigations (collectively known as Title VII investigations), 
safeguards and market disruption investigations, and appellate 
litigation of challenges to the Commission's determinations.

     Intellectual Property-Based Import Investigations: These 
cover the conduct of the Commission's adjudicatory investigations 
(referred to as section 337 investigations) regarding alleged unfair 
methods of competition and unfair acts in the importation of goods into 
the United States and most frequently involve allegations of patent or 
trademark infringement.

     Research: This covers all activities related to the 
acquisition, maintenance, and application of analytical and technical 
trade expertise. This expertise is applied through studies regarding the 
performance and global competitiveness of various U.S. industries, the 
impact of changes in trade policy on the overall economy or subsets 
thereof, trade and competitiveness issues, and the probable economic 
effect of tariff reductions and trade agreements.

     Trade Information Services: This covers a wide range of 
activities that provide Commission staff, the Congress, the Executive 
Branch, and the general public with reliable and timely trade 
information and analysis. These activities include work on legislative 
reports for Congress, the maintenance and publication of Harmonized 
Tariff Schedule of the United States, maintenance of a tariff and trade 
database (Dataweb), and library services. Also included within this 
operation is the development of trade data compilations tailored for use 
by U.S. negotiators, and nomenclature expertise and related assistance 
to U.S. trade negotiating delegations (principally to the World Trade 
Organization and the World Customs Organization) as well as 
Congressional staff.

     Trade Policy Support: This covers direct support activities 
for policy makers such as the provision of technical expertise and 
objective information on trade issues to congressional committees and 
members' offices, the United States Trade Representative, interagency 
committees, and U.S. delegations to multilateral organizations.

    All of these operations define the output of the Commission, 
emphasizing the benefits that the Commission provides in facilitating an 
open trading system based on the rule of law and economic self-interest. 
Within each operation, specific critical success indicators and 
strategic goals are identified. The Commission's Strategic Plan, 
Performance Plan, and Performance Report are available at http://
www.usitc.gov.

    Pursuant to section 175 of the Trade Act of 1974, the budget 
estimates for the Commission are transmitted to Congress without 
revision by the President. 

               Object Classification (in millions of dollars)

----------------------------------------------------------------------------
Identification code 34-0100-0-1-153      2001 actual   2002 est.   2003 est.
----------------------------------------------------------------------------

      Personnel compensation:

11.1    Full-time permanent.............          28          32          33
11.3    Other than full-time permanent..           1
11.5    Other personnel compensation....           1           1           1
                                           ---------   ---------  ----------
11.9      Total personnel compensation..          30          33          34
12.1  Civilian personnel benefits.......           8           9           9
23.1  Rental payments to GSA............           5           6           6
25.2  Other services....................           2           3           3
25.3  Other purchases of goods and 
        services from Government 
        accounts........................           2           2           2
26.0  Supplies and materials............           1           1           1
31.0  Equipment.........................           2           1           1
                                           ---------   ---------  ----------
99.9    Total new obligations...........          50          55          56
---------------------------------------------------------------------------

                              Personnel Summary

----------------------------------------------------------------------------
Identification code 34-0100-0-1-153      2001 actual   2002 est.   2003 est.
----------------------------------------------------------------------------
1001  Total compensable workyears: Full-
        time equivalent employment......         357         388         388
---------------------------------------------------------------------------

                                


 
              JAMES MADISON MEMORIAL FELLOWSHIP FOUNDATION

                               Trust Funds

              James Madison Memorial Fellowship Trust Fund

              Unavailable Collections (in millions of dollars)

----------------------------------------------------------------------------
Identification code 95-8282-0-7-502      2001 actual   2002 est.   2003 est.
----------------------------------------------------------------------------
01.99 Balance, start of year............
    Receipts:
02.40 Earnings on investments...........           3           2           3
    Appropriations:
05.00 James Madison Memorial Fellowship 
        Trust Fund......................          -3          -2          -3
                                           ---------   ---------  ----------
07.99 Balance, end of year..............
---------------------------------------------------------------------------

               Program and Financing (in millions of dollars)

----------------------------------------------------------------------------
Identification code 95-8282-0-7-502      2001 actual   2002 est.   2003 est.
----------------------------------------------------------------------------

    Obligations by program activity:
00.01 Fellowship awards.................           1           1           1
00.02 Program administration............           1           1           1
                                           ---------   ---------  ----------
10.00   Total new obligations...........           2           2           2
----------------------------------------------------------------------------

    Budgetary resources available for obligation:
21.40 Unobligated balance carried 
        forward, start of year..........          37          37          37
22.00 New budget authority (gross)......           3           2           3
                                           ---------   ---------  ----------
23.90   Total budgetary resources 
          available for obligation......          40          39          40
23.95 Total new obligations.............          -2          -2          -2
24.40 Unobligated balance carried 
        forward, end of year............          37          37          38
----------------------------------------------------------------------------

    New budget authority (gross), detail:
      Mandatory:

60.26   Appropriation (trust fund)......           3           2           3
----------------------------------------------------------------------------

    Change in obligated balances:
72.40 Obligated balance, start of year..           1
73.10 Total new obligations.............           2           2           2
73.20 Total outlays (gross).............          -2          -2          -2
----------------------------------------------------------------------------

    Outlays (gross), detail:
86.97 Outlays from new mandatory 
        authority.......................           1           2           2
86.98 Outlays from mandatory balances...           1
                                           ---------   ---------  ----------
87.00   Total outlays (gross)...........           2           2           2
----------------------------------------------------------------------------

    Net budget authority and outlays:
89.00 Budget authority..................           3           2           3
90.00 Outlays...........................           3           2           2
----------------------------------------------------------------------------

    Memorandum (non-add) entries:
92.01 Total investments, start of year: 
        Federal securities: Par value...          37          37          37
92.02 Total investments, end of year: 
        Federal securities: Par value...          37          37          45
---------------------------------------------------------------------------

    Public Laws 99-500, 101-208, and 102-221 established the James 
Madison Memorial Fellowship Foundation to operate a fellowship program 
to encourage graduate study of the framing, principles, and history of 
the American Constitution. Appropriations of $10 million in 1988 and 
1989 established

[[Page 1140]]

the foundation's trust fund. The funds have been invested by the 
Secretary of the Treasury in U.S. Treasury securities, and the interest 
earned on these funds is available for carrying out the activities of 
the foundation. Funds raised from private sources and the surcharges 
from commemorative coin sales are also placed in the trust fund.

    The foundation is authorized to award graduate fellowships of up to 
$24,000 to high school teachers of American history, American 
government, and social studies. College seniors and recent college 
graduates who want to become secondary school teachers of these subjects 
are also eligible.

    Fellowship awards.--This activity is comprised of fellowship awards 
to cover educational expenses. It also supports the foundation's annual 
Summer Institute on the U.S. Constitution, which all current fellows are 
required to attend. The Institute is an intensive educational experience 
that will ensure that all fellows know the history of the framing, 
ratification, and implementation of the U.S. Constitution and the Bill 
of Rights. The foundation awarded 61 fellowships in 2001 and plans to 
award at least 65 in both 2002 and 2003.

    Program administration.--This activity covers the costs of planning, 
fund-raising, and the operation of the fellowship program.

               Object Classification (in millions of dollars)

----------------------------------------------------------------------------
Identification code 95-8282-0-7-502      2001 actual   2002 est.   2003 est.
----------------------------------------------------------------------------
41.0  Direct obligations: Grants, 
        subsidies, and contributions....           1           1           1
99.5  Below reporting threshold.........           1           1           1
                                           ---------   ---------  ----------
99.9    Total new obligations...........           2           2           2
---------------------------------------------------------------------------

                              Personnel Summary

----------------------------------------------------------------------------
Identification code 95-8282-0-7-502      2001 actual   2002 est.   2003 est.
----------------------------------------------------------------------------
1001  Total compensable workyears: Full-
        time equivalent employment......           6           6           6
---------------------------------------------------------------------------

                                


 
                JAPAN-UNITED STATES FRIENDSHIP COMMISSION

                               Trust Funds

                Japan-United States Friendship Trust Fund

              Unavailable Collections (in millions of dollars)

----------------------------------------------------------------------------
Identification code 95-8025-0-7-154      2001 actual   2002 est.   2003 est.
----------------------------------------------------------------------------
01.99 Balance, start of year............          41          41          41
    Receipts:
02.40 Interest on investment in public 
        debt securities.................           3           3           3
                                           ---------   ---------  ----------
04.00 Total: Balances and collections...          44          44          44
    Appropriations:
05.00 Japan-United States friendship 
        trust fund......................          -3          -3          -3
                                           ---------   ---------  ----------
07.99 Balance, end of year..............          41          41          41
---------------------------------------------------------------------------

               Program and Financing (in millions of dollars)

----------------------------------------------------------------------------
Identification code 95-8025-0-7-154      2001 actual   2002 est.   2003 est.
----------------------------------------------------------------------------

    Obligations by program activity:
00.01 Grants............................           2           2           2
00.02 Administration....................           1           1           1
                                           ---------   ---------  ----------
10.00   Total new obligations...........           3           3           3
----------------------------------------------------------------------------

    Budgetary resources available for obligation:
22.00 New budget authority (gross)......           3           3           3
23.95 Total new obligations.............          -3          -3          -3
----------------------------------------------------------------------------

    New budget authority (gross), detail:
      Mandatory:

60.26   Appropriation (trust fund)......           3           3           3
----------------------------------------------------------------------------

    Change in obligated balances:
73.10 Total new obligations.............           3           3           3
73.20 Total outlays (gross).............          -3          -3          -3
----------------------------------------------------------------------------

    Outlays (gross), detail:
86.97 Outlays from new mandatory 
        authority.......................           3           3           3
----------------------------------------------------------------------------

    Net budget authority and outlays:
89.00 Budget authority..................           3           3           3
90.00 Outlays...........................           3           3           3
----------------------------------------------------------------------------

    Memorandum (non-add) entries:
92.01 Total investments, start of year: 
        Federal securities: Par value...          42          42          42
92.02 Total investments, end of year: 
        Federal securities: Par value...          42          42          42
---------------------------------------------------------------------------

    The Japan-United States Friendship Act of 1975 established the 
Japan-United States Friendship Trust Fund and created the Japan-United 
States Friendship Commission to make grants for the promotion of 
scholarly, cultural, and artistic activities between Japan and the 
United States. The Commission is authorized to make expenditures from 
the fund in an amount not to exceed 5 percent annually of the fund's 
original principal to pay Commission expenses and make grants to support 
Japanese studies in American universities, policy oriented research, 
faculty and other professional exchanges, public affairs programs, and 
other cultural and educational activities primarily in the United 
States.

               Object Classification (in millions of dollars)

----------------------------------------------------------------------------
Identification code 95-8025-0-7-154      2001 actual   2002 est.   2003 est.
----------------------------------------------------------------------------
41.0  Direct obligations: Grants, 
        subsidies, and contributions....           2           2           2
99.5  Below reporting threshold.........           1           1           1
                                           ---------   ---------  ----------
99.9    Total new obligations...........           3           3           3
---------------------------------------------------------------------------

                              Personnel Summary

----------------------------------------------------------------------------
Identification code 95-8025-0-7-154      2001 actual   2002 est.   2003 est.
----------------------------------------------------------------------------
1001  Total compensable workyears: Full-
        time equivalent employment......           4           5           5
---------------------------------------------------------------------------

                                


 
                       LEGAL SERVICES CORPORATION

                              Federal Funds

General and special funds:

                Payment to the Legal Services Corporation

    For payment to the Legal Services Corporation to carry out the 
purposes of the Legal Services Corporation Act of 1974, as amended, 
$329,300,000, of which $310,000,000 is for basic field programs and 
required independent audits; [$2,500,000] $2,600,000 is for the Office 
of Inspector General, of which such amounts as may be necessary may be 
used to conduct additional audits of recipients; [$12,400,000] 
$13,300,000 is for management and administration; and [$4,400,000] 
$3,400,000 is for client self-help and information technology. 
(Departments of Commerce, Justice, and State, the Judiciary, and Related 
Agencies Appropriations Act, 2002.)

               Program and Financing (in millions of dollars)

----------------------------------------------------------------------------
Identification code 20-0501-0-1-752      2001 actual   2002 est.   2003 est.
----------------------------------------------------------------------------

    Obligations by program activity:
10.00 Total new obligations (object 
        class 41.0).....................         330         329         329
----------------------------------------------------------------------------

    Budgetary resources available for obligation:
22.00 New budget authority (gross)......         330         329         329
23.95 Total new obligations.............        -330        -329        -329
----------------------------------------------------------------------------

[[Page 1141]]



    New budget authority (gross), detail:
      Discretionary:

40.00   Appropriation...................         330         329         329
40.77   Reduction pursuant to P.L. 106-
          554 (0.22 percent)............          -1
                                           ---------   ---------  ----------
43.00     Appropriation (total 
            discretionary)..............         329         329         329
68.00 Spending authority from offsetting 
        collections: Offsetting 
        collections (cash)..............           1
                                           ---------   ---------  ----------
70.00   Total new budget authority 
          (gross).......................         330         329         329
----------------------------------------------------------------------------

    Change in obligated balances:
72.40 Obligated balance, start of year..          28          37          37
73.10 Total new obligations.............         330         329         329
73.20 Total outlays (gross).............        -320        -329        -334
74.40 Obligated balance, end of year....          37          37          32
----------------------------------------------------------------------------

    Outlays (gross), detail:
86.90 Outlays from new discretionary 
        authority.......................         295         301         301
86.93 Outlays from discretionary 
        balances........................          25          28          33
                                           ---------   ---------  ----------
87.00   Total outlays (gross)...........         320         329         334
----------------------------------------------------------------------------

    Offsets:
      Against gross budget authority and outlays:

88.00   Offsetting collections (cash) 
          from: Federal sources.........          -1
----------------------------------------------------------------------------

    Net budget authority and outlays:
89.00 Budget authority..................         329         329         329
90.00 Outlays...........................         320         329         334
---------------------------------------------------------------------------

    The Legal Services Corporation distributes appropriated funds to 
local non-profit organizations that provide free civil legal assistance, 
according to locally-determined priorities, to people living in poverty. 
The Congress chartered the corporation as a private, non-profit entity 
outside of the Federal government.

                                

    Administrative [Provisions] Provision--Legal Services Corporation

    None of the funds appropriated in this Act to the Legal Services 
Corporation shall be expended for any purpose prohibited or limited by, 
or contrary to any of the provisions of, sections 501, 502, 503, 504, 
505, and 506 of Public Law 105-119, and all funds appropriated in this 
Act to the Legal Services Corporation shall be subject to the same terms 
and conditions set forth in such sections, except that all references in 
sections 502 and 503 to 1997 and 1998 shall be deemed to refer instead 
to [2001] 2002 and [2002] 2003, respectively.
    [Section 504(a)(16) of Public Law 104-134 is hereafter amended by 
striking ``if such relief does not involve'' and all that follows 
through ``representation''.] (Departments of Commerce, Justice, and 
State, the Judiciary, and Related Agencies Appropriations Act, 2002.)

                                


 
                        MARINE MAMMAL COMMISSION

                              Federal Funds

General and special funds:

                          Salaries and Expenses

    For necessary expenses of the Marine Mammal Commission as authorized 
by title II of Public Law 92-522, as amended, [$1,957,000] $1,856,000. 
(Departments of Commerce, Justice, and State, the Judiciary, and Related 
Agencies Appropriations Act, 2002; additional authorizing legislation 
required.)

               Program and Financing (in millions of dollars)

----------------------------------------------------------------------------
Identification code 95-2200-0-1-302      2001 actual   2002 est.   2003 est.
----------------------------------------------------------------------------

    Obligations by program activity:
10.00 Total new obligations.............           2           2           2
----------------------------------------------------------------------------

    Budgetary resources available for obligation:
22.00 New budget authority (gross)......           2           2           2
23.95 Total new obligations.............          -2          -2          -2
----------------------------------------------------------------------------

    New budget authority (gross), detail:
      Discretionary:

40.00   Appropriation...................           2           2           2
----------------------------------------------------------------------------

    Change in obligated balances:
73.10 Total new obligations.............           2           2           2
73.20 Total outlays (gross).............          -1          -2          -2
----------------------------------------------------------------------------

    Outlays (gross), detail:
86.90 Outlays from new discretionary 
        authority.......................           1           2           2
----------------------------------------------------------------------------

    Net budget authority and outlays:
89.00 Budget authority..................           2           2           2
90.00 Outlays...........................           1           2           2
---------------------------------------------------------------------------

    The Commission recommends national and international marine mammal 
policies; develops scientific and management programs; reviews the 
status of marine mammal populations; recommends to the Secretaries of 
Commerce, Interior, and State steps to conserve marine mammals 
domestically and internationally; and manages a research program.

               Object Classification (in millions of dollars)

----------------------------------------------------------------------------
Identification code 95-2200-0-1-302      2001 actual   2002 est.   2003 est.
----------------------------------------------------------------------------
11.1  Direct obligations: Personnel 
        compensation: Full-time 
        permanent.......................           1           1           1
99.5  Below reporting threshold.........           1           1           1
                                           ---------   ---------  ----------
99.9    Total new obligations...........           2           2           2
---------------------------------------------------------------------------

                              Personnel Summary

----------------------------------------------------------------------------
Identification code 95-2200-0-1-302      2001 actual   2002 est.   2003 est.
----------------------------------------------------------------------------
1001  Total compensable workyears: Full-
        time equivalent employment......           9          10          10
---------------------------------------------------------------------------

                                


 
                     MERIT SYSTEMS PROTECTION BOARD

                              Federal Funds

General and special funds:

                          Salaries and Expenses

                      (including transfer of funds)

    For necessary expenses to carry out functions of the Merit Systems 
Protection Board pursuant to Reorganization Plan Numbered 2 of 1978 and 
the Civil Service Reform Act of 1978, including services as authorized 
by 5 U.S.C. 3109, rental of conference rooms in the District of Columbia 
and elsewhere, hire of passenger motor vehicles, and direct procurement 
of survey printing, [$30,555,000] $33,279,000 together with not to 
exceed [$2,520,000] $2,785,000 for administrative expenses to adjudicate 
retirement appeals to be transferred from the Civil Service Retirement 
and Disability Fund in amounts determined by the Merit Systems 
Protection Board. (Independent Agencies Appropriations Act, 2002; 
additional authorizing legislation required.)

               Program and Financing (in millions of dollars)

----------------------------------------------------------------------------
Identification code 41-0100-0-1-805      2001 actual   2002 est.   2003 est.
----------------------------------------------------------------------------

    Obligations by program activity:
      Direct program:

00.01   Adjudication....................          27          28          28
00.02   Merit system studies............           1           1           1
00.03   Management support..............           3           3           3
09.00 Reimbursable program..............           3           3           3
                                           ---------   ---------  ----------
10.00   Total new obligations...........          34          35          35
----------------------------------------------------------------------------

    Budgetary resources available for obligation:
22.00 New budget authority (gross)......          34          35          35
23.95 Total new obligations.............         -34         -35         -35
----------------------------------------------------------------------------

    New budget authority (gross), detail:
      Discretionary:

40.00   Appropriation...................          31          33          33

[[Page 1142]]

68.00 Spending authority from offsetting 
        collections: Offsetting 
        collections (cash)..............           3           3           3
                                           ---------   ---------  ----------
70.00   Total new budget authority 
          (gross).......................          34          35          35
----------------------------------------------------------------------------

    Change in obligated balances:
72.40 Obligated balance, start of year..           5          11           7
73.10 Total new obligations.............          34          35          35
73.20 Total outlays (gross).............         -28         -39         -35
74.40 Obligated balance, end of year....          11           7           7
----------------------------------------------------------------------------

    Outlays (gross), detail:
86.90 Outlays from new discretionary 
        authority.......................          26          34          33
86.93 Outlays from discretionary 
        balances........................           3           4           3
                                           ---------   ---------  ----------
87.00   Total outlays (gross)...........          28          39          35
----------------------------------------------------------------------------

    Offsets:
      Against gross budget authority and outlays:

88.00   Offsetting collections (cash) 
          from: Federal sources.........          -3          -3          -3
----------------------------------------------------------------------------

    Net budget authority and outlays:
89.00 Budget authority..................          31          33          33
90.00 Outlays...........................          26          36          32
---------------------------------------------------------------------------

  Budget Authority and Outlays Excluding Full Funding for Federal Retiree 
                       Costs (in millions of dollars)

----------------------------------------------------------------------------
                                         2001 actual   2002 est.   2003 est.
----------------------------------------------------------------------------

    Net budget authority and outlays:
89.00 Budget authority..................          29          31          32
90.00 Outlays...........................          24          34          31
---------------------------------------------------------------------------

    Established by the Civil Service Reform Act of 1978, the Board 
serves as guardian of the Federal Government's merit-based system of 
employment, principally by hearing and deciding appeals from Federal 
employees of removals and other major personnel actions. The Board also 
hears and decides other types of civil service cases, reviews 
regulations of the Office of Personnel Management, and conducts studies 
of the merit systems. The intended results (outcomes) of MSPB's efforts 
are to assure that (1) personnel actions taken involving employees are 
processed within the law, and (2) actions taken by OPM and other 
agencies support and enhance Federal merit principles.

    The number of decisions issued by the Board is shown in the 
following table:

                            DECISIONS ISSUED

                                     2001 actual  2002 est.   2003 est.
Retirement (legal-disability).......       1,923       2,000       2,000
Adverse action appeals..............       3,466       3,600       3,600
Reduction-in-force appeals..........         188         300         300
Other...............................       2,982       3,100       3,100

               Object Classification (in millions of dollars)

----------------------------------------------------------------------------
Identification code 41-0100-0-1-805      2001 actual   2002 est.   2003 est.
----------------------------------------------------------------------------

      Direct obligations:

        Personnel compensation:
11.1      Full-time permanent...........          16          17          17
11.3      Other than full-time permanent           1           1           1
                                           ---------   ---------  ----------
11.9        Total personnel compensation          17          18          19
12.1    Civilian personnel benefits.....           5           6           5
23.1    Rental payments to GSA..........           1           1           1
23.3    Communications, utilities, and 
          miscellaneous charges.........           2           3           3
25.2    Other services..................           4           3           4
31.0    Equipment.......................           1           1           1
                                           ---------   ---------  ----------
99.0      Direct obligations............          30          30          32
99.0  Reimbursable obligations..........           3           3           3
99.5  Below reporting threshold.........           1
                                           ---------   ---------  ----------
99.9    Total new obligations...........          34          35          35
---------------------------------------------------------------------------

                              Personnel Summary

----------------------------------------------------------------------------
Identification code 41-0100-0-1-805      2001 actual   2002 est.   2003 est.
----------------------------------------------------------------------------
    Direct:
1001  Total compensable workyears: Full-
        time equivalent employment......         196         202         202
    Reimbursable:
2001  Total compensable workyears: Full-
        time equivalent employment......          26          26          26
---------------------------------------------------------------------------

                                


 
  MORRIS K. UDALL SCHOLARSHIP AND EXCELLENCE IN NATIONAL ENVIRONMENTAL 
                            POLICY FOUNDATION

                              Federal Funds

General and special funds:

    Federal Payment to Morris K. Udall Scholarship and Excellence in 
                National Environmental Policy Trust Fund

    For payment to the Morris K. Udall Scholarship and Excellence in 
National Environmental Policy Trust Fund, pursuant to the Morris K. 
Udall Scholarship and Excellence in National Environmental and Native 
American Public Policy Act of 1992 (20 U.S.C. 5601 et seq.), $1,996,000, 
to remain available until expended: Provided, That up to 60 percent of 
such funds may be transferred by the Morris K. Udall Scholarship and 
Excellence in National Environmental Policy Foundation for the necessary 
expenses of the Native Nations Institute: [Provided further, That not 
later than 90 days after the date of the enactment of this Act, the 
Morris K. Udall Scholarship and Excellence in National Environmental 
Policy Foundation shall submit to the Committees on Appropriations a 
report describing the distribution of such funds.] (Independent Agencies 
Appropriations Act, 2002.)

               Program and Financing (in millions of dollars)

----------------------------------------------------------------------------
Identification code 95-0900-0-1-502      2001 actual   2002 est.   2003 est.
----------------------------------------------------------------------------

    Obligations by program activity:
10.00 Total new obligations (object 
        class 25.3).....................           2           1           1
----------------------------------------------------------------------------

    Budgetary resources available for obligation:
22.00 New budget authority (gross)......           2           2           2
23.95 Total new obligations.............          -2          -1          -1
----------------------------------------------------------------------------

    New budget authority (gross), detail:
      Discretionary:

40.00   Appropriation...................           2           2           2
----------------------------------------------------------------------------

    Change in obligated balances:
73.10 Total new obligations.............           2           1           1
73.20 Total outlays (gross).............          -2          -2          -2
----------------------------------------------------------------------------

    Outlays (gross), detail:
86.90 Outlays from new discretionary 
        authority.......................           2           2           2
----------------------------------------------------------------------------

    Net budget authority and outlays:
89.00 Budget authority..................           2           2           2
90.00 Outlays...........................           2           2           2
---------------------------------------------------------------------------

    The General Fund payment to the Morris K. Udall Fund is invested in 
Treasury securities with maturities suitable to the needs of the Fund. 
Interest earnings from the investments are used to carry out the 
activities of the Morris K. Udall Foundation. The Foundation awards 
scholarships, fellowships and grants, and funds activities of the Udall 
Center.

    In 2000, Public Law 106-568 authorized the Morris K. Udall 
Foundation to establish training programs for professionals in health 
care policy and public policy, such as the Native Nations Institute 
(NNI). NNI, based at the University of Arizona, will provide Native 
Americans with leadership

[[Page 1143]]

and management training and analyze policies relevant to tribes.

                                

                  Environmental Dispute Resolution Fund

    For payment to the Environmental Dispute Resolution Fund to carry 
out activities authorized in the Environmental Policy and Conflict 
Resolution Act of 1998, $1,309,000, to remain available until expended. 
(Independent Agencies Appropriations Act, 2002.)

              Unavailable Collections (in millions of dollars)

----------------------------------------------------------------------------
Identification code 95-5415-0-2-306      2001 actual   2002 est.   2003 est.
----------------------------------------------------------------------------
01.99 Balance, start of year............
    Receipts:
02.20 Fees for services.................           1           2           2
02.80 Environmental dispute resolution 
        fund, offsetting collections....           1
                                           ---------   ---------  ----------
02.99   Total receipts and collections..           2           2           2
    Appropriations:
05.00 Environmental dispute resolution 
        fund............................          -2          -2          -2
                                           ---------   ---------  ----------
05.99   Total appropriations............          -2          -2          -2
                                           ---------   ---------  ----------
07.99 Balance, end of year..............
---------------------------------------------------------------------------

               Program and Financing (in millions of dollars)

----------------------------------------------------------------------------
Identification code 95-5415-0-2-306      2001 actual   2002 est.   2003 est.
----------------------------------------------------------------------------

    Obligations by program activity:
10.00 Total new obligations.............           4           5           5
----------------------------------------------------------------------------

    Budgetary resources available for obligation:
21.40 Unobligated balance carried 
        forward, start of year..........           3           3
22.00 New budget authority (gross)......           3           3           3
                                           ---------   ---------  ----------
23.90   Total budgetary resources 
          available for obligation......           6           6           3
23.95 Total new obligations.............          -4          -5          -5
24.40 Unobligated balance carried 
        forward, end of year............           3
----------------------------------------------------------------------------

    New budget authority (gross), detail:
      Discretionary:

40.00   Appropriation...................           1           1           1
      Mandatory:

60.20   Appropriation (special fund)....           1           2           2
      Discretionary:

68.00   Spending authority from 
          offsetting collections: 
          Offsetting collections (cash).           1
                                           ---------   ---------  ----------
70.00   Total new budget authority 
          (gross).......................           3           3           3
----------------------------------------------------------------------------

    Change in obligated balances:
72.40 Obligated balance, start of year..           1           1           3
73.10 Total new obligations.............           4           5           5
73.20 Total outlays (gross).............          -3          -3          -3
74.40 Obligated balance, end of year....           1           3           5
----------------------------------------------------------------------------

    Outlays (gross), detail:
86.90 Outlays from new discretionary 
        authority.......................           2           1           1
86.93 Outlays from discretionary 
        balances........................           1
86.97 Outlays from new mandatory 
        authority.......................           1           1           1
                                           ---------   ---------  ----------
87.00   Total outlays (gross)...........           3           3           3
----------------------------------------------------------------------------

    Offsets:
      Against gross budget authority and outlays:

88.00   Offsetting collections (cash) 
          from: Federal sources.........          -1
----------------------------------------------------------------------------

    Net budget authority and outlays:
89.00 Budget authority..................           2           3           3
90.00 Outlays...........................           3           3           3
----------------------------------------------------------------------------

    Memorandum (non-add) entries:
92.01 Total investments, start of year: 
        Federal securities: Par value...           3           2           4
92.02 Total investments, end of year: 
        Federal securities: Par value...           2           4           4
---------------------------------------------------------------------------

    The U.S. Institute for Environmental Conflict Resolution is a 
Federal program established by P.L. 105-156 to assist parties in 
resolving environmental, natural resource, and public lands conflicts. 
The Institute is part of the Morris K. Udall Foundation, and serves as 
an impartial, non-partisan institution providing professional expertise, 
services, and resources to all parties involved in such disputes. The 
Institute helps parties determine whether collaborative problem solving 
is appropriate for specific environmental conflicts, how and when to 
bring all the parties to the table, and whether a third-party 
facilitator or mediator might be helpful in assisting the parties in 
their efforts to reach consensus or to resolve the conflict. In 
addition, the Institute maintains a roster of qualified facilitators and 
mediators with substantial experience in environmental conflict 
resolution, and can help parties in selecting an appropriate neutral. 
(See www.ecr.gov for more information about the Institute.)

               Object Classification (in millions of dollars)

----------------------------------------------------------------------------
Identification code 95-5415-0-2-306      2001 actual   2002 est.   2003 est.
----------------------------------------------------------------------------
11.1  Direct obligations: Personnel 
        compensation: Full-time 
        permanent.......................           1           1           1
99.5  Below reporting threshold.........           3           4           4
                                           ---------   ---------  ----------
99.9    Total new obligations...........           4           5           5
---------------------------------------------------------------------------

                              Personnel Summary

----------------------------------------------------------------------------
Identification code 95-5415-0-2-306      2001 actual   2002 est.   2003 est.
----------------------------------------------------------------------------
1001  Total compensable workyears: Full-
        time equivalent employment......          14          17          17
---------------------------------------------------------------------------

                                

  

                               Trust Funds

  Morris K. Udall Scholarship and Excellence in National Environmental 
                            Policy Foundation

              Unavailable Collections (in millions of dollars)

----------------------------------------------------------------------------
Identification code 95-8615-0-7-502      2001 actual   2002 est.   2003 est.
----------------------------------------------------------------------------
01.99 Balance, start of year............          22          24          25
    Receipts:
02.40 General fund payments.............           2           2           2
02.41 Interest on investments...........           2           1           1
                                           ---------   ---------  ----------
02.99   Total receipts and collections..           4           3           3
                                           ---------   ---------  ----------
04.00 Total: Balances and collections...          26          27          28
    Appropriations:
05.00 Morris K. Udall Scholarship fund..          -2          -2          -2
                                           ---------   ---------  ----------
07.99 Balance, end of year..............          24          25          26
---------------------------------------------------------------------------

               Program and Financing (in millions of dollars)

----------------------------------------------------------------------------
Identification code 95-8615-0-7-502      2001 actual   2002 est.   2003 est.
----------------------------------------------------------------------------

    Obligations by program activity:
10.00 Total new obligations (object 
        class 41.0).....................           1           1           1
----------------------------------------------------------------------------

    Budgetary resources available for obligation:
21.40 Unobligated balance carried 
        forward, start of year..........          25          25          26
22.00 New budget authority (gross)......           2           2           2
22.10 Resources available from 
        recoveries of prior year 
        obligations.....................           1
                                           ---------   ---------  ----------
23.90   Total budgetary resources 
          available for obligation......          28          27          28
23.95 Total new obligations.............          -1          -1          -1
24.40 Unobligated balance carried 
        forward, end of year............          25          26          27
----------------------------------------------------------------------------

    New budget authority (gross), detail:
      Mandatory:

60.26   Appropriation (trust fund)......           2           2           2
----------------------------------------------------------------------------

    Change in obligated balances:
72.40 Obligated balance, start of year..           1           1           1
73.10 Total new obligations.............           1           1           1

[[Page 1144]]

73.20 Total outlays (gross).............          -2          -2          -2
73.45 Recoveries of prior year 
        obligations.....................          -1
74.40 Obligated balance, end of year....           1           1           1
----------------------------------------------------------------------------

    Outlays (gross), detail:
86.97 Outlays from new mandatory 
        authority.......................           2           2           2
----------------------------------------------------------------------------

    Net budget authority and outlays:
89.00 Budget authority..................           2           2           2
90.00 Outlays...........................           1           2           2
----------------------------------------------------------------------------

    Memorandum (non-add) entries:
92.01 Total investments, start of year: 
        Federal securities: Par value...          26          27          32
92.02 Total investments, end of year: 
        Federal securities: Par value...          27          32          32
---------------------------------------------------------------------------

    Public Law 102-259 established the Morris K. Udall Scholarship and 
Excellence in National Environmental Policy Foundation to provide 
educational resources to promote studies in the natural environment and 
Native American public health and tribal policy.

    In 2001, the Foundation awarded 80 undergraduate scholarships. 
Eleven Native American Congressional Summer Internship Program 
recipients spent ten weeks in Congressional offices and the White House 
participating in a program created by the Udall Foundation. For the 
fifth year, the Foundation awarded two Graduate Fellowships to Ph.D. 
candidates whose dissertation topics were in the area of environmental 
public policy and conflict resolution and whose work contributed to the 
mission of the Foundation.

    In 2002 and 2003, the Foundation will maintain its current level of 
scholarships, fellowships and internships.

                              Personnel Summary

----------------------------------------------------------------------------
Identification code 95-8615-0-7-502      2001 actual   2002 est.   2003 est.
----------------------------------------------------------------------------
1001  Total compensable workyears: Full-
        time equivalent employment......           4           4           4
---------------------------------------------------------------------------

                                


 
              NATIONAL ARCHIVES AND RECORDS ADMINISTRATION

                              Federal Funds

General and special funds:

                           Operating Expenses

    For necessary expenses in connection with the administration of the 
National Archives (including the Information Security Oversight Office) 
and archived Federal records and related activities, as provided by law, 
and for expenses necessary for the review and declassification of 
documents, and for the hire of passenger motor vehicles, [$244,247,000] 
$263,933,000: Provided, That the Archivist of the United States is 
authorized to use any excess funds available from the amount borrowed 
for construction of the National Archives facility, for expenses 
necessary to provide adequate storage for holdings.[: Provided further, 
That of the funds made available, $22,302,000 is for the electronic 
records archive, $16,337,000 of which shall be available until September 
30, 2004.] (1 U.S.C. 106a, 106b, 112, 113, 201; 3 U.S.C. 6, 11-13; 4 
U.S.C. 141-146; 5 U.S.C. 552, App. 1; 25 U.S.C. 199a; 44 U.S.C. 710, 
711, 729, Chapters 15, 21, 22, 25, 29, 31, 33; Public Law 98-497, Public 
Law 93-526, Public Law 105-246, Executive Orders 11440, 10530, 11030, 
12656, 12829, 12958, 13142, 13233; Independent Agencies Appropriations 
Act, 2002; additional authorizing legislation required.)
    [For emergency expenses to respond to the September 11, 2001, 
terrorist attacks on the United States, for ``Operating Expenses'', 
$1,600,000, to remain available until expended, to be obligated from 
amounts made available in Public Law 107-38.] (Emergency Supplemental 
Act, 2002.)

               Program and Financing (in millions of dollars)

----------------------------------------------------------------------------
Identification code 88-0300-0-1-804      2001 actual   2002 est.   2003 est.
----------------------------------------------------------------------------

    Obligations by program activity:
      Direct program:

00.01   Records services................         177         212         217
00.02   Archives related services.......          10          12          11
00.04   Archives II facility............          24          22          22
00.05   Homeland security--information 
          sharing.......................                                   7
09.88 Reimbursable program..............           4           3           3
                                           ---------   ---------  ----------
10.00   Total new obligations...........         215         249         260
----------------------------------------------------------------------------

    Budgetary resources available for obligation:
21.40 Unobligated balance carried 
        forward, start of year..........          15          15          15
22.00 New budget authority (gross)......         217         250         260
                                           ---------   ---------  ----------
23.90   Total budgetary resources 
          available for obligation......         232         265         275
23.95 Total new obligations.............        -215        -249        -260
23.98 Unobligated balance expiring or 
        withdrawn.......................          -1
24.40 Unobligated balance carried 
        forward, end of year............          15          15          15
----------------------------------------------------------------------------

    New budget authority (gross), detail:
      Discretionary:

40.00   Appropriation...................         216         252         264
40.15   Appropriation (emergency).......                       2
40.47   Portion applied to repay debt...          -6          -7          -7
                                           ---------   ---------  ----------
43.00     Appropriation (total 
            discretionary)..............         210         247         257
      Spending authority from offsetting 
          collections:

68.00   Offsetting collections (cash)...           6           3           3
68.10   Change in uncollected customer 
          payments from Federal sources 
          (unexpired)...................           1
                                           ---------   ---------  ----------
68.90     Spending authority from 
            offsetting collections 
            (total discretionary).......           7           3           3
                                           ---------   ---------  ----------
70.00   Total new budget authority 
          (gross).......................         217         250         260
----------------------------------------------------------------------------

    Change in obligated balances:
72.40 Obligated balance, start of year..          36          49          15
73.10 Total new obligations.............         215         249         260
73.20 Total outlays (gross).............        -202        -283        -244
74.00 Change in uncollected customer 
        payments from Federal sources 
        (unexpired).....................          -1
74.10 Change in uncollected customer 
        payments from Federal sources 
        (expired).......................           1
74.40 Obligated balance, end of year....          49          15          31
----------------------------------------------------------------------------

    Outlays (gross), detail:
86.90 Outlays from new discretionary 
        authority.......................         183         220         228
86.93 Outlays from discretionary 
        balances........................          19          64          17
                                           ---------   ---------  ----------
87.00   Total outlays (gross)...........         202         283         244
----------------------------------------------------------------------------

    Offsets:
      Against gross budget authority and outlays:

88.00   Offsetting collections (cash) 
          from: Federal sources.........          -9          -3          -3
      Against gross budget authority only:

88.95   Change in uncollected customer 
          payments from Federal sources 
          (unexpired)...................          -1
88.96   Portion of offsetting 
          collections (cash) credited to 
          expired accounts..............           3
----------------------------------------------------------------------------

    Net budget authority and outlays:
89.00 Budget authority..................         210         247         257
90.00 Outlays...........................         193         280         241
----------------------------------------------------------------------------

    Memorandum (non-add) entries:
92.01 Total investments, start of year: 
        Federal securities: Par value...          15          16          16
92.02 Total investments, end of year: 
        Federal securities: Par value...          16          16          16
---------------------------------------------------------------------------

  Budget Authority and Outlays Excluding Full Funding for Federal Retiree 
                       Costs (in millions of dollars)

----------------------------------------------------------------------------
                                         2001 actual   2002 est.   2003 est.
----------------------------------------------------------------------------

    Net budget authority and outlays:
89.00 Budget authority..................         203         240         250

[[Page 1145]]

90.00 Outlays...........................         186         273         234
---------------------------------------------------------------------------

    The National Archives and Records Administration (NARA) provides for 
basic operations dealing with management of the Government's archives 
and records, operation of Presidential Libraries, and for the review for 
declassification of classified security information.

    Records services.--This activity provides for selecting, preserving, 
describing, and making available to the general public, scholars, and 
Federal agencies the permanently valuable historical records of the 
Federal Government; the historical materials and Presidential records in 
Presidential Libraries; for preparing related publications and exhibit 
programs; and for conducting the appraisal of all Federal records.

    Through the records declassification program, historically valuable 
information in the records of the Federal Government and in donated 
historical materials are made available to the public by declassifying 
as much information as possible without endangering the national 
security.

    This activity also provides oversight for the information security 
program established by Executive Order 12958 as amended by Executive 
Order 13142 and reports annually to the President on the status of that 
program. It is also responsible for policy oversight for the National 
Industrial Security Program established under Executive Order 12829.

    NARA, in research and development collaboration with national and 
international partners, is building an Electronic Records Archives (ERA) 
that will ensure the preservation of and access to Government electronic 
records. The pace of technological progress makes formats in which the 
records are stored obsolete within a few years, threatening to make them 
inaccessible even if they are preserved intact. ERA will preserve 
electronic records, regardless of the original format, retain them 
indefinitely, and enable requesters to access them on computer systems 
now and in the future. In 2003, NARA will also continue work on the 
Electronic Records Management (ERM) initiative. The ERM will compliment 
the ERA research by piloting government-wide procedures and standards 
for managing electronic records.

    Archives related services.--This activity provides for the 
publication of the Federal Register, the Code of Federal Regulations, 
the U.S. Statutes-at-Large, and Presidential documents, and for a 
program to improve the quality of regulations and the public's access to 
them.

    This activity also includes the administration and reference 
services portion for the National Historical Publications and Records 
Commission. This Commission makes grants nationwide to preserve and 
publish records that document American history.

    Archives II facility.--Provides for construction and related 
services of the new archival facility which was opened to the public in 
1993. Costs of construction are financed by $302 million of federally 
guaranteed debt issued in 1989. Since 1994 and continuing in 2003, the 
Archives seeks appropriations for the annual payments for interest and 
redemption of debt to be made under the contract for construction and 
related services.

    Homeland security information sharing.--$7 million will be allocated 
for training personnel at the state and local level in the proper use 
and handling of classified and sensitive but unclassified homeland 
security information. Funding will also be used to facilitate security 
clearances for appropriate individuals at the state and local level, and 
to ensure that Federal agencies have the necessary classification 
authority for homeland security information.

               Object Classification (in millions of dollars)

----------------------------------------------------------------------------
Identification code 88-0300-0-1-804      2001 actual   2002 est.   2003 est.
----------------------------------------------------------------------------

      Direct obligations:

        Personnel compensation:
11.1      Full-time permanent...........          66          75          80
11.3      Other than full-time permanent           2           2           3
11.5      Other personnel compensation..           2           2           2
                                           ---------   ---------  ----------
11.9        Total personnel compensation          70          79          85
12.1    Civilian personnel benefits.....          23          26          27
21.0    Travel and transportation of 
          persons.......................           1           2           3
23.1    Rental payments to GSA..........           5           5           5
23.3    Communications, utilities, and 
          miscellaneous charges.........           7          13          13
24.0    Printing and reproduction.......           2           1           1
25.1    Advisory and assistance services           1          11          16
25.2    Other services..................          22          22          23
25.3    Other purchases of goods and 
          services from Government 
          accounts......................           6           4           6
25.4    Operation and maintenance of 
          facilities....................          26          28          27
25.7    Operation and maintenance of 
          equipment.....................          12           9          10
26.0    Supplies and materials..........           4           6           6
31.0    Equipment.......................           8          18          13
43.0    Interest and dividends..........          24          22          22
                                           ---------   ---------  ----------
99.0      Direct obligations............         211         246         257
99.0  Reimbursable obligations..........           4           3           3
                                           ---------   ---------  ----------
99.9    Total new obligations...........         215         249         260
---------------------------------------------------------------------------

                              Personnel Summary

----------------------------------------------------------------------------
Identification code 88-0300-0-1-804      2001 actual   2002 est.   2003 est.
----------------------------------------------------------------------------
    Direct:
1001  Total compensable workyears: Full-
        time equivalent employment......       1,259       1,394       1,414
    Reimbursable:
2001  Total compensable workyears: Full-
        time equivalent employment......          58          67          63
---------------------------------------------------------------------------

                                

                         Repairs and Restoration

    For the repair, alteration, and improvement of archives facilities, 
and to provide adequate storage for holdings, [$39,143,000] $10,458,000, 
to remain available until expended[: Provided, That the Archivist of the 
United States is authorized, pursuant to 44 U.S.C. 2903, to construct a 
new Southeast Regional Archives on land to be acquired (Federal site), 
by direct payment or the provision of site improvements, from the State 
of Georgia or Clayton County or some other governmental authority 
thereof; such Federal site to be located near the campus of Clayton 
College and State University in Clayton County, Georgia, and abut land 
designated for construction of the Georgia State Archives facility, with 
both archival facilities co-located on a combined site. Of the funds 
provided in this account, $28,500,000 shall be available until expended 
to be used for acquiring the Federal site, construction, and related 
services for building the new Federal archival facility, other related 
costs for improvement of the combined site which may also indirectly 
benefit the Georgia State Archives facility, and other necessary 
expenses], of which $1,250,000 is for the Military Personnel Records 
Center preliminary design studies, and $3,250,000 is for repairs to the 
Lyndon Baines Johnson Presidental Library Plaza. (Independent Agencies 
Appropriations Act, 2002.)
    [For emergency expenses to respond to the September 11, 2001, 
terrorist attacks on the United States, for ``Repairs and Restoration'', 
$1,000,000, to remain available until expended, to be obligated from 
amounts made available in Public Law 107-38.] (Emergency Supplemental 
Act, 2002.)

               Program and Financing (in millions of dollars)

----------------------------------------------------------------------------
Identification code 88-0302-0-1-804      2001 actual   2002 est.   2003 est.
----------------------------------------------------------------------------

    Obligations by program activity:
10.00 Total new obligations (object 
        class 25.2).....................          87          40          10
----------------------------------------------------------------------------

[[Page 1146]]



    Budgetary resources available for obligation:
21.40 Unobligated balance carried 
        forward, start of year..........          23          37          37
22.00 New budget authority (gross)......         102          40          10
                                           ---------   ---------  ----------
23.90   Total budgetary resources 
          available for obligation......         125          77          47
23.95 Total new obligations.............         -87         -40         -10
24.40 Unobligated balance carried 
        forward, end of year............          37          37          37
----------------------------------------------------------------------------

    New budget authority (gross), detail:
      Discretionary:

40.00   Appropriation...................         102          39          10
40.15   Appropriation (emergency).......                       1
                                           ---------   ---------  ----------
43.00     Appropriation (total 
            discretionary)..............         102          40          10
----------------------------------------------------------------------------

    Change in obligated balances:
72.40 Obligated balance, start of year..          16          82          36
73.10 Total new obligations.............          87          40          10
73.20 Total outlays (gross).............         -21         -85         -52
74.40 Obligated balance, end of year....          82          36          -5
----------------------------------------------------------------------------

    Outlays (gross), detail:
86.90 Outlays from new discretionary 
        authority.......................           9          19           5
86.93 Outlays from discretionary 
        balances........................          12          67          47
                                           ---------   ---------  ----------
87.00   Total outlays (gross)...........          21          85          52
----------------------------------------------------------------------------

    Net budget authority and outlays:
89.00 Budget authority..................         102          40          10
90.00 Outlays...........................          21          85          52
---------------------------------------------------------------------------

    This account provides for the repair, alteration, and improvement of 
Archives facilities and Presidential Libraries nationwide, and provides 
adequate storage for holdings. It will better enable the National 
Archives to maintain its facilities in proper condition for public 
visitors, researchers, and employees in NARA facilities, and also 
maintain the structural integrity of the buildings. Funding requested in 
2003 will determine appropriate options for preserving and providing 
access to 20th century military service records. These funds will allow 
NARA to complete preliminary design studies and analysis, including work 
flow and cost estimates, for housing and access options for these 
massive and valuable records. Technology and facility approaches will be 
examined. Funding is also requested to assist with the repair of the 
plaza adjacent to the Lyndon Baines Johnson Presidential Library. This 
plaza is in need of critical repair due to water damage.

                                

         National Historical Publications and Records Commission

                             grants program

    For necessary expenses for allocations and grants for historical 
publications and records as authorized by 44 U.S.C. 2504, as amended, 
[$6,436,000] $5,000,000, to remain available until expended. 
(Independent Agencies Appropriations Act, 2002.)

               Program and Financing (in millions of dollars)

----------------------------------------------------------------------------
Identification code 88-0301-0-1-804      2001 actual   2002 est.   2003 est.
----------------------------------------------------------------------------

    Obligations by program activity:
10.00 Total new obligations (object 
        class 41.0).....................           6           6           5
----------------------------------------------------------------------------

    Budgetary resources available for obligation:
21.40 Unobligated balance carried 
        forward, start of year..........                       1
22.00 New budget authority (gross)......           6           6           5
                                           ---------   ---------  ----------
23.90   Total budgetary resources 
          available for obligation......           6           7           5
23.95 Total new obligations.............          -6          -6          -5
24.40 Unobligated balance carried 
        forward, end of year............           1
----------------------------------------------------------------------------

    New budget authority (gross), detail:
      Discretionary:

40.00   Appropriation...................           6           6           5
----------------------------------------------------------------------------

    Change in obligated balances:
72.40 Obligated balance, start of year..          10           9           5
73.10 Total new obligations.............           6           6           5
73.20 Total outlays (gross).............          -6         -11          -9
74.40 Obligated balance, end of year....           9           5
----------------------------------------------------------------------------

    Outlays (gross), detail:
86.90 Outlays from new discretionary 
        authority.......................           2           5           5
86.93 Outlays from discretionary 
        balances........................           4           5           5
                                           ---------   ---------  ----------
87.00   Total outlays (gross)...........           6          11           9
----------------------------------------------------------------------------

    Net budget authority and outlays:
89.00 Budget authority..................           6           6           5
90.00 Outlays...........................           6          11           9
---------------------------------------------------------------------------

    National Historical Publications and Records Commission Grants.--
This program provides for grants funding that the Commission makes, 
nationwide, to preserve and publish records that document American 
history. Administered within the National Archives, which preserves 
Federal records, the NHPRC helps state, local, and private institutions 
preserve non-Federal records, helps publish the papers of major figures 
in American history, and helps archivists and records managers improve 
their techniques, training, and ability to serve a range of information 
users.
  

                                

Intragovernmental fund:

                      Records Center Revolving Fund

               Program and Financing (in millions of dollars)

----------------------------------------------------------------------------
Identification code 88-4578-0-4-804      2001 actual   2002 est.   2003 est.
----------------------------------------------------------------------------

    Obligations by program activity:
10.00 Total new obligations.............         111         112         123
----------------------------------------------------------------------------

    Budgetary resources available for obligation:
21.40 Unobligated balance carried 
        forward, start of year..........          18          19          19
22.00 New budget authority (gross)......         110         112         117
22.10 Resources available from 
        recoveries of prior year 
        obligations.....................           1
                                           ---------   ---------  ----------
23.90   Total budgetary resources 
          available for obligation......         129         131         136
23.95 Total new obligations.............        -111        -112        -123
24.40 Unobligated balance carried 
        forward, end of year............          19          19          13
----------------------------------------------------------------------------

    New budget authority (gross), detail:
      Spending authority from offsetting 
          collections:

        Discretionary:
68.00     Offsetting collections (cash).         123         112         117
68.10     Change in uncollected customer 
            payments from Federal 
            sources (unexpired).........         -13
                                           ---------   ---------  ----------
68.90       Spending authority from 
              offsetting collections 
              (total discretionary).....         110         112         117
----------------------------------------------------------------------------

    Change in obligated balances:
72.40 Obligated balance, start of year..          -3          -3          -2
73.10 Total new obligations.............         111         112         123
73.20 Total outlays (gross).............        -122        -111        -116
73.45 Recoveries of prior year 
        obligations.....................          -1
74.00 Change in uncollected customer 
        payments from Federal sources 
        (unexpired).....................          13
74.40 Obligated balance, end of year....          -3          -2           5
----------------------------------------------------------------------------

    Outlays (gross), detail:
86.90 Outlays from new discretionary 
        authority.......................         107         101         106
86.93 Outlays from discretionary 
        balances........................          15          10          10
                                           ---------   ---------  ----------
87.00   Total outlays (gross)...........         122         111         116
----------------------------------------------------------------------------

    Offsets:
      Against gross budget authority and outlays:

88.00   Offsetting collections (cash) 
          from: Federal sources.........        -123        -112        -117

[[Page 1147]]

      Against gross budget authority only:

88.95   Change in uncollected customer 
          payments from Federal sources 
          (unexpired)...................          13
----------------------------------------------------------------------------

    Net budget authority and outlays:
89.00 Budget authority..................
90.00 Outlays...........................          -1          -1          -1
---------------------------------------------------------------------------

    The NARA Records Center Revolving Fund utilizes operations 
effectively by providing services on a standard price basis to Federal 
agency customers. The fund maintains low cost, quality storage and 
accession, reference, refile, and disposal services for records stored 
in service centers.

               Object Classification (in millions of dollars)

----------------------------------------------------------------------------
Identification code 88-4578-0-4-804      2001 actual   2002 est.   2003 est.
----------------------------------------------------------------------------

      Personnel compensation:

11.1    Full-time permanent.............          35          36          37
11.3    Other than full-time permanent..           3           4           4
11.5    Other personnel compensation....           2           2           2
                                           ---------   ---------  ----------
11.9      Total personnel compensation..          40          42          43
12.1  Civilian personnel benefits.......          13          14          15
22.0  Transportation of things..........           1           1           1
23.1  Rental payments to GSA............          38          40          43
23.3  Communications, utilities, and 
        miscellaneous charges...........           3           3           3
25.2  Other services....................           5           4           4
25.3  Other purchases of goods and 
        services from Government 
        accounts........................           4           3           3
25.7  Operation and maintenance of 
        equipment.......................           2           2           2
26.0  Supplies and materials............           1           1           1
31.0  Equipment.........................           2           1           1
32.0  Land and structures...............           2           1           7
                                           ---------   ---------  ----------
99.9    Total new obligations...........         111         112         123
---------------------------------------------------------------------------

                              Personnel Summary

----------------------------------------------------------------------------
Identification code 88-4578-0-4-804      2001 actual   2002 est.   2003 est.
----------------------------------------------------------------------------
2001  Total compensable workyears: Full-
        time equivalent employment......       1,194       1,213       1,213
---------------------------------------------------------------------------

                                

  

                               Trust Funds

                       National Archives Gift Fund

              Unavailable Collections (in millions of dollars)

----------------------------------------------------------------------------
Identification code 88-8127-0-7-804      2001 actual   2002 est.   2003 est.
----------------------------------------------------------------------------
01.99 Balance, start of year............
    Receipts:
02.00 National Archives gift fund.......           2           2           1
02.40 Interest on investments, National 
        Archives gift fund..............           1
                                           ---------   ---------  ----------
02.99   Total receipts and collections..           3           2           1
    Appropriations:
05.00 National Archives gift fund.......          -3          -2          -1
                                           ---------   ---------  ----------
07.99 Balance, end of year..............
---------------------------------------------------------------------------

               Program and Financing (in millions of dollars)

----------------------------------------------------------------------------
Identification code 88-8127-0-7-804      2001 actual   2002 est.   2003 est.
----------------------------------------------------------------------------

    Obligations by program activity:
10.00 Total new obligations (object 
        class 25.2).....................           4           2           2
----------------------------------------------------------------------------

    Budgetary resources available for obligation:
21.40 Unobligated balance carried 
        forward, start of year..........           8           7           7
22.00 New budget authority (gross)......           3           2           1
                                           ---------   ---------  ----------
23.90   Total budgetary resources 
          available for obligation......          11           9           8
23.95 Total new obligations.............          -4          -2          -2
24.40 Unobligated balance carried 
        forward, end of year............           7           7           6
----------------------------------------------------------------------------

    New budget authority (gross), detail:
      Mandatory:

60.26   Appropriation (trust fund)......           3           2           1
----------------------------------------------------------------------------

    Change in obligated balances:
72.40 Obligated balance, start of year..           2           1           1
73.10 Total new obligations.............           4           2           2
73.20 Total outlays (gross).............          -6          -3          -2
74.40 Obligated balance, end of year....           1           1           1
----------------------------------------------------------------------------

    Outlays (gross), detail:
86.97 Outlays from new mandatory 
        authority.......................           3           2           1
86.98 Outlays from mandatory balances...           3
                                           ---------   ---------  ----------
87.00   Total outlays (gross)...........           6           3           2
----------------------------------------------------------------------------

    Net budget authority and outlays:
89.00 Budget authority..................           3           2           1
90.00 Outlays...........................           4           3           2
----------------------------------------------------------------------------

    Memorandum (non-add) entries:
92.01 Total investments, start of year: 
        Federal securities: Par value...           5           4           6
92.02 Total investments, end of year: 
        Federal securities: Par value...           4           6           6
---------------------------------------------------------------------------

    The National Archives Trust Fund Board may solicit and accept gifts 
or bequests of money, securities, or other personal property, for the 
benefit of or in connection with the national archival and records 
activities administered by the National Archives and Records 
Administration (44 U.S.C. 2305).

    In accordance with 44 U.S.C. 2112, the Bush Presidential Library 
received a $4 million endowment from the Bush Library Foundation. The 
money was deposited in the gift fund and invested in accordance with 
established National Archives Trust and Gift Fund procedures. Income 
earned on the investment will be used to offset a portion of the 
Library's operation and maintenance costs.

                                

                      National Archives Trust Fund

              Unavailable Collections (in millions of dollars)

----------------------------------------------------------------------------
Identification code 88-8436-0-8-804      2001 actual   2002 est.   2003 est.
----------------------------------------------------------------------------
01.99 Balance, start of year............
    Receipts:
02.80 National Archives trust fund, 
        offsetting collections..........          16          16          15
    Appropriations:
05.00 National Archives trust fund......         -16         -16         -15
                                           ---------   ---------  ----------
07.99 Balance, end of year..............
---------------------------------------------------------------------------

               Program and Financing (in millions of dollars)

----------------------------------------------------------------------------
Identification code 88-8436-0-8-804      2001 actual   2002 est.   2003 est.
----------------------------------------------------------------------------

    Obligations by program activity:
09.01 Sales.............................          10          10           9
09.02 Presidential libraries............           6           7           7
                                           ---------   ---------  ----------
10.00   Total new obligations...........          16          17          16
----------------------------------------------------------------------------

    Budgetary resources available for obligation:
21.40 Unobligated balance carried 
        forward, start of year..........          10          11           9
22.00 New budget authority (gross)......          16          16          15
22.10 Resources available from 
        recoveries of prior year 
        obligations.....................           1
                                           ---------   ---------  ----------
23.90   Total budgetary resources 
          available for obligation......          27          27          24
23.95 Total new obligations.............         -16         -17         -16
24.40 Unobligated balance carried 
        forward, end of year............          11           9           6
----------------------------------------------------------------------------

    New budget authority (gross), detail:
      Mandatory:

69.00   Offsetting collections (cash)...          16          16          15
----------------------------------------------------------------------------

    Change in obligated balances:
72.40 Obligated balance, start of year..           3           2           2
73.10 Total new obligations.............          16          17          16

[[Page 1148]]

73.20 Total outlays (gross).............         -16         -16         -14
73.45 Recoveries of prior year 
        obligations.....................          -1
74.40 Obligated balance, end of year....           2           2           4
----------------------------------------------------------------------------

    Outlays (gross), detail:
86.97 Outlays from new mandatory 
        authority.......................          16          16          15
86.98 Outlays from mandatory balances...                       1           1
                                           ---------   ---------  ----------
87.00   Total outlays (gross)...........          16          16          14
----------------------------------------------------------------------------

    Offsets:
      Against gross budget authority and outlays:

88.40   Offsetting collections (cash) 
          from: Non-Federal sources.....         -16         -16         -15
----------------------------------------------------------------------------

    Net budget authority and outlays:
89.00 Budget authority..................
90.00 Outlays...........................                                  -1
----------------------------------------------------------------------------

    Memorandum (non-add) entries:
92.01 Total investments, start of year: 
        Federal securities: Par value...          13          13
92.02 Total investments, end of year: 
        Federal securities: Par value...          13
---------------------------------------------------------------------------

    The Archivist of the United States furnishes, for a fee, copies of 
unrestricted records in the custody of the National Archives (44 U.S.C. 
2116).

    Proceeds from the sale of copies of microfilm publications, 
reproductions, special works, and other publications, and admission fees 
to Presidential Library museum rooms are deposited in this fund (44 
U.S.C. 2112, 2307). 

               Object Classification (in millions of dollars)

----------------------------------------------------------------------------
Identification code 88-8436-0-8-804      2001 actual   2002 est.   2003 est.
----------------------------------------------------------------------------

      Personnel compensation:

11.1    Full-time permanent.............           3           3           3
11.3    Other than full-time permanent..           1           1           1
                                           ---------   ---------  ----------
11.9      Total personnel compensation..           4           4           4
12.1  Civilian personnel benefits.......           1           1           1
23.3  Communications, utilities, and 
        miscellaneous charges...........           1           1           1
24.0  Printing and reproduction.........                                   1
25.2  Other services....................           4           3           3
25.3  Other purchases of goods and 
        services from Government 
        accounts........................           4           5           4
26.0  Supplies and materials............           2           2           2
31.0  Equipment.........................                       1
                                           ---------   ---------  ----------
99.9    Total new obligations...........          16          17          16
---------------------------------------------------------------------------

                              Personnel Summary

----------------------------------------------------------------------------
Identification code 88-8436-0-8-804      2001 actual   2002 est.   2003 est.
----------------------------------------------------------------------------
2001  Total compensable workyears: Full-
        time equivalent employment......         114         120         120
---------------------------------------------------------------------------

                                


 
                  NATIONAL CAPITAL PLANNING COMMISSION

                              Federal Funds

General and special funds:

                          Salaries and Expenses

    For necessary expenses, as authorized by the National Capital 
Planning Act of 1952 (40 U.S.C. 71-71i), including services as 
authorized by 5 U.S.C. 3109, [$7,253,000] $7,546,000: Provided, That all 
appointed members of the Commission will be compensated at a rate not to 
exceed the daily equivalent of the annual rate of pay for positions at 
level IV of the Executive Schedule for each day such member is engaged 
in the actual performance of duties. (Department of the Interior and 
Related Agencies Appropriations Act, 2002; additional authorizing 
legislation required.)
    [For emergency expenses to respond to the September 11, 2001, 
terrorist attacks on the United States for ``Salaries and Expenses'' of 
the National Capital Planning Commission, $758,000, to be obligated from 
amounts made available in Public Law 107-38.] (Emergency Supplemental 
Act, 2002.)

               Program and Financing (in millions of dollars)

----------------------------------------------------------------------------
Identification code 95-2500-0-1-451      2001 actual   2002 est.   2003 est.
----------------------------------------------------------------------------

    Obligations by program activity:
10.00 Total new obligations.............           7           8           7
----------------------------------------------------------------------------

    Budgetary resources available for obligation:
22.00 New budget authority (gross)......           8           8           7
23.95 Total new obligations.............          -7          -8          -7
----------------------------------------------------------------------------

    New budget authority (gross), detail:
      Discretionary:

40.00   Appropriation...................           7           8           7
68.00 Spending authority from offsetting 
        collections: Offsetting 
        collections (cash)..............           1
                                           ---------   ---------  ----------
70.00   Total new budget authority 
          (gross).......................           8           8           7
----------------------------------------------------------------------------

    Change in obligated balances:
72.40 Obligated balance, start of year..           3
73.10 Total new obligations.............           7           8           7
73.20 Total outlays (gross).............         -11          -8          -7
----------------------------------------------------------------------------

    Outlays (gross), detail:
86.90 Outlays from new discretionary 
        authority.......................           8           8           7
86.93 Outlays from discretionary 
        balances........................           3
                                           ---------   ---------  ----------
87.00   Total outlays (gross)...........          11           8           7
----------------------------------------------------------------------------

    Offsets:
      Against gross budget authority and outlays:

88.00   Offsetting collections (cash) 
          from: Federal sources.........          -1
----------------------------------------------------------------------------

    Net budget authority and outlays:
89.00 Budget authority..................           7           8           7
90.00 Outlays...........................           9           8           7
---------------------------------------------------------------------------

    The National Capital Planning Commission (NCPC) is the central 
planning agency for the Federal government in the National Capital 
Region. It develops long-range plans and conducts project reviews in 
order to ensure the orderly development of the National Capital Region. 
In 2003, NCPC will work with its federal partners and the District of 
Columbia to fully implement the National Capital Urban Design and 
Security Plan approved in 2002. This plan will serve as a guide to 
federal agencies in the design and construction of streetscape projects 
that will enhance the security of federal facilities and preserve the 
historic design of the nation's capital.

               Object Classification (in millions of dollars)

----------------------------------------------------------------------------
Identification code 95-2500-0-1-451      2001 actual   2002 est.   2003 est.
----------------------------------------------------------------------------

      Direct obligations:

11.1    Personnel compensation: Full-
          time permanent................           4           5           5
23.1    Rental payments to GSA..........           1           1           1
25.1    Advisory and assistance services           1           2           1
                                           ---------   ---------  ----------
99.0      Direct obligations............           6           8           7
99.5  Below reporting threshold.........           1
                                           ---------   ---------  ----------
99.9    Total new obligations...........           7           8           7
---------------------------------------------------------------------------

                              Personnel Summary

----------------------------------------------------------------------------
Identification code 95-2500-0-1-451      2001 actual   2002 est.   2003 est.
----------------------------------------------------------------------------
1001  Total compensable workyears: Full-
        time equivalent employment......          51          57          57
---------------------------------------------------------------------------

[[Page 1149]]



                                


 
        NATIONAL COMMISSION ON LIBRARIES AND INFORMATION SCIENCE

                              Federal Funds

General and special funds:

                         [Salaries and Expenses]

    [For necessary expenses for the National Commission on Libraries and 
Information Science, established by the Act of July 20, 1970 (Public Law 
91-345, as amended), $1,000,000.] (Departments of Labor, Health and 
Human Services, and Education, and Related Agencies Appropriations Act, 
2002.)

               Program and Financing (in millions of dollars)

----------------------------------------------------------------------------
Identification code 95-2700-0-1-503      2001 actual   2002 est.   2003 est.
----------------------------------------------------------------------------

    Obligations by program activity:
10.00 Total new obligations.............           2           1
----------------------------------------------------------------------------

    Budgetary resources available for obligation:
22.00 New budget authority (gross)......           1           1
23.95 Total new obligations.............          -2          -1
----------------------------------------------------------------------------

    New budget authority (gross), detail:
      Discretionary:

40.00   Appropriation...................           1           1
----------------------------------------------------------------------------

    Change in obligated balances:
72.40 Obligated balance, start of year..           1           2           1
73.10 Total new obligations.............           2           1
73.20 Total outlays (gross).............          -1          -2          -1
74.40 Obligated balance, end of year....           2           1
----------------------------------------------------------------------------

    Outlays (gross), detail:
86.90 Outlays from new discretionary 
        authority.......................                       1
86.93 Outlays from discretionary 
        balances........................          -1
                                           ---------   ---------  ----------
87.00   Total outlays (gross)...........           1           2           1
----------------------------------------------------------------------------

    Net budget authority and outlays:
89.00 Budget authority..................           1           1
90.00 Outlays...........................           1           2           1
---------------------------------------------------------------------------


    The Commission has been responsible for developing plans and 
recommendations for meeting the library and information needs of the 
Nation, for coordinating Federal, State, and local activities to meet 
these needs, for advising the President and the Congress on 
implementation of national and international library and information 
services policies, and for providing advice on general policies about 
library services under the Museum and Library Services Act.

    The Administration requests no funding for this agency in 2003. The 
Administration believes that other agencies can take on the 
responsibilities of the Commission that continue to be necessary. Its 
other activities have failed to demonstrate that their results justify 
their costs.

               Object Classification (in millions of dollars)

----------------------------------------------------------------------------
Identification code 95-2700-0-1-503      2001 actual   2002 est.   2003 est.
----------------------------------------------------------------------------
11.1  Direct obligations: Personnel 
        compensation: Full-time 
        permanent.......................           1           1
99.5  Below reporting threshold.........           1
                                           ---------   ---------  ----------
99.9    Total new obligations...........           2           1
---------------------------------------------------------------------------

                              Personnel Summary

----------------------------------------------------------------------------
Identification code 95-2700-0-1-503      2001 actual   2002 est.   2003 est.
----------------------------------------------------------------------------
1001  Total compensable workyears: Full-
        time equivalent employment......           8           8
---------------------------------------------------------------------------

                                


 
                     NATIONAL COUNCIL ON DISABILITY

                              Federal Funds

General and special funds:

                          Salaries and Expenses

    For expenses necessary for the National Council on Disability as 
authorized by title IV of the Rehabilitation Act of 1973, as amended, 
[$2,830,000] $2,884,271. (Departments of Labor, Health and Human 
Services, and Education, and Related Agencies Appropriations Act of 
2002; additional authorizing legislation required.)

               Program and Financing (in millions of dollars)

----------------------------------------------------------------------------
Identification code 95-3500-0-1-506      2001 actual   2002 est.   2003 est.
----------------------------------------------------------------------------

    Obligations by program activity:
10.00 Total new obligations.............           2           3           3
----------------------------------------------------------------------------

    Budgetary resources available for obligation:
22.00 New budget authority (gross)......           3           3           3
23.95 Total new obligations.............          -2          -3          -3
----------------------------------------------------------------------------

    New budget authority (gross), detail:
      Discretionary:

40.00   Appropriation...................           3           3           3
----------------------------------------------------------------------------

    Change in obligated balances:
72.40 Obligated balance, start of year..           2           2           3
73.10 Total new obligations.............           2           3           3
73.20 Total outlays (gross).............          -3          -3          -3
74.40 Obligated balance, end of year....           2           3           3
----------------------------------------------------------------------------

    Outlays (gross), detail:
86.90 Outlays from new discretionary 
        authority.......................           3           3           3
----------------------------------------------------------------------------

    Net budget authority and outlays:
89.00 Budget authority..................           3           3           3
90.00 Outlays...........................           2           3           3
---------------------------------------------------------------------------

    The National Council on Disability (NCD) is composed of 15 members 
appointed by the President and confirmed by the U.S. Senate. Established 
under the Rehabilitation Act of 1973, as amended, the NCD is responsible 
for reviewing the Federal Government's laws, programs, and policies 
which affect people with disabilities. The NCD also makes 
recommendations on issues affecting individuals with disabilities and 
their families to the President, Congress, the Rehabilitation Services 
Administration, the National Institute on Disability and Rehabilitation 
Research, and other Federal Departments and agencies.

               Object Classification (in millions of dollars)

----------------------------------------------------------------------------
Identification code 95-3500-0-1-506      2001 actual   2002 est.   2003 est.
----------------------------------------------------------------------------
11.1  Direct obligations: Personnel 
        compensation: Full-time 
        permanent.......................           1           1           1
99.5  Below reporting threshold.........           1           2           2
                                           ---------   ---------  ----------
99.9    Total new obligations...........           2           3           3
---------------------------------------------------------------------------

                              Personnel Summary

----------------------------------------------------------------------------
Identification code 95-3500-0-1-506      2001 actual   2002 est.   2003 est.
----------------------------------------------------------------------------
1001  Total compensable workyears: Full-
        time equivalent employment......          11          13          13
---------------------------------------------------------------------------

[[Page 1150]]



                                


 
                  NATIONAL CREDIT UNION ADMINISTRATION

                              Federal Funds

Public enterprise funds:

                             Operating Fund

               Program and Financing (in millions of dollars)

----------------------------------------------------------------------------
Identification code 25-4056-0-3-373      2001 actual   2002 est.   2003 est.
----------------------------------------------------------------------------

    Obligations by program activity:
09.01 Examination and supervision.......          85          98          97
09.03 Administration....................          43          52          52
                                           ---------   ---------  ----------
09.99   Total reimbursable program......         128         150         149
                                           ---------   ---------  ----------
10.00   Total new obligations...........         128         150         149
----------------------------------------------------------------------------

    Budgetary resources available for obligation:
21.40 Unobligated balance carried 
        forward, start of year..........          -7         -33         -33
22.00 New budget authority (gross)......         100         150         149
                                           ---------   ---------  ----------
23.90   Total budgetary resources 
          available for obligation......          93         117         116
23.95 Total new obligations.............        -128        -150        -149
24.40 Unobligated balance carried 
        forward, end of year............         -33         -33         -33
----------------------------------------------------------------------------

    New budget authority (gross), detail:
      Mandatory:

69.00   Offsetting collections (cash)...         100         150         149
----------------------------------------------------------------------------

    Change in obligated balances:
72.40 Obligated balance, start of year..          28          56          56
73.10 Total new obligations.............         128         150         149
73.20 Total outlays (gross).............        -100        -150        -149
74.40 Obligated balance, end of year....          61          61          61
----------------------------------------------------------------------------

    Outlays (gross), detail:
86.97 Outlays from new mandatory 
        authority.......................         100         150         149
----------------------------------------------------------------------------

    Offsets:
      Against gross budget authority and outlays:

        Offsetting collections (cash) 
            from:
88.00     Federal sources...............         -84        -100         -99
88.40     Non-Federal sources...........         -16         -50         -50
                                           ---------   ---------  ----------
88.90       Total, offsetting 
              collections (cash)........        -100        -150        -149
----------------------------------------------------------------------------

    Net budget authority and outlays:
89.00 Budget authority..................                       1
90.00 Outlays...........................          -1           1
----------------------------------------------------------------------------

    Memorandum (non-add) entries:
92.01 Total investments, start of year: 
        Federal securities: Par value...          26          28          28
92.02 Total investments, end of year: 
        Federal securities: Par value...          28          28          28
---------------------------------------------------------------------------

  Budget Authority and Outlays Excluding Full Funding for Federal Retiree 
                       Costs (in millions of dollars)

----------------------------------------------------------------------------
                                         2001 actual   2002 est.   2003 est.
----------------------------------------------------------------------------

    Net budget authority and outlays:
90.00 Outlays...........................          -1
---------------------------------------------------------------------------

    Federal credit unions are privately owned, cooperative associations 
organized for the purpose of promoting thrift among their members and 
creating a source of credit for provident or productive purposes, 
authorized by the Federal Credit Union Act of 1934, as amended.

    The Administration's activities consist of: (a) Insuring deposits of 
Federal credit unions, (b) chartering new Federal credit unions, (c) 
making periodic examinations of their financial condition and operating 
practices, and (d) providing administrative services. The operating fund 
is reimbursed for the insurance fund's share of the agency's 
administrative expenses by the insurance fund. The reimbursement 
percentage, which is reviewed and adjusted periodically, is currently at 
66.72 percent. Data relating to activities are shown below:

                                     2001 actual  2002 est.   2003 est.
Item:
  Number of new Federal credit 
    unions chartered................           7           6           6
  Number of operating Federal credit 
    unions..........................        6230        6043        5862
  Assets of Federal credit unions as 
    of June 30 (in millions)........    $262,574    $270,077    $284,000

               Object Classification (in millions of dollars)

----------------------------------------------------------------------------
Identification code 25-4056-0-3-373      2001 actual   2002 est.   2003 est.
----------------------------------------------------------------------------

      Personnel compensation:

11.1    Full-time permanent.............          76          83          82
11.3    Other than full-time permanent..           3           3           3
                                           ---------   ---------  ----------
11.9      Total personnel compensation..          79          86          85
12.1  Civilian personnel benefits.......          24          27          26
21.0  Travel and transportation of 
        persons.........................          12          13          13
23.3  Communications, utilities, and 
        miscellaneous charges...........           3           4           4
24.0  Printing and reproduction.........           1           1           1
25.2  Other services....................           8          18          19
31.0  Equipment.........................           1           1           1
                                           ---------   ---------  ----------
99.9    Total new obligations...........         128         150         149
---------------------------------------------------------------------------

                              Personnel Summary

----------------------------------------------------------------------------
Identification code 25-4056-0-3-373      2001 actual   2002 est.   2003 est.
----------------------------------------------------------------------------
2001  Total compensable workyears: Full-
        time equivalent employment......         996         995         975
---------------------------------------------------------------------------

                                

                    Credit Union Share Insurance Fund

               Program and Financing (in millions of dollars)

----------------------------------------------------------------------------
Identification code 25-4468-0-3-373      2001 actual   2002 est.   2003 est.
----------------------------------------------------------------------------

    Obligations by program activity:
      Operating expenses:

00.01   Payments to the operating fund 
          for services and facilities...          81          97          96
00.03   Other...........................           2           2           3
                                           ---------   ---------  ----------
00.91     Total operating expenses......          83          99          99
01.01 Insurance Premium Rebate..........          99                     100
01.02 Liquidation Expenses..............          16          16          18
                                           ---------   ---------  ----------
01.91   Direct Program..................         115          16         118
                                           ---------   ---------  ----------
10.00   Total new obligations...........         198         115         217
----------------------------------------------------------------------------

    Budgetary resources available for obligation:
21.40 Unobligated balance carried 
        forward, start of year..........       4,515       4,929       5,376
22.00 New budget authority (gross)......         612         562         578
                                           ---------   ---------  ----------
23.90   Total budgetary resources 
          available for obligation......       5,127       5,491       5,954
23.95 Total new obligations.............        -198        -115        -217
24.40 Unobligated balance carried 
        forward, end of year............       4,929       5,376       5,737
----------------------------------------------------------------------------

    New budget authority (gross), detail:
      Mandatory:

69.00   Offsetting collections (cash)...         612         562         578
----------------------------------------------------------------------------

    Change in obligated balances:
72.40 Obligated balance, start of year..        -185        -399        -393
73.10 Total new obligations.............         198         115         217
73.20 Total outlays (gross).............        -412        -109        -212
74.40 Obligated balance, end of year....        -399        -393        -388
----------------------------------------------------------------------------

    Outlays (gross), detail:
86.97 Outlays from new mandatory 
        authority.......................         412         109         212
----------------------------------------------------------------------------

    Offsets:
      Against gross budget authority and outlays:

        Offsetting collections (cash) 
            from:
88.20     Interest on Federal securities        -238        -248        -207
          Non-Federal sources:
88.40       Deposit from members........        -373        -302        -371
88.40       Recoveries on assets 
              acquired..................                      -5
88.40       Other interest income.......          -1          -7
                                           ---------   ---------  ----------
88.90       Total, offsetting 
              collections (cash)........        -612        -562        -578
----------------------------------------------------------------------------

    Net budget authority and outlays:
89.00 Budget authority..................

[[Page 1151]]

90.00 Outlays...........................        -200        -453        -366
----------------------------------------------------------------------------

    Memorandum (non-add) entries:
92.01 Total investments, start of year: 
        Federal securities: Par value...       4,346       4,543       4,916
92.02 Total investments, end of year: 
        Federal securities: Par value...       4,543       4,916       5,321
---------------------------------------------------------------------------

             Status of Guaranteed Loans (in millions of dollars)

----------------------------------------------------------------------------
Identification code 25-4468-0-3-373      2001 actual   2002 est.   2003 est.
----------------------------------------------------------------------------
    Position with respect to appropriations act 
                limitation on commitments:
2111  Limitation on guaranteed loans 
        made by private lenders.........
2131  Guaranteed loan commitments exempt 
        from limitation.................           4           3           4
                                           ---------   ---------  ----------
2150    Total guaranteed loan 
          commitments...................           4           3           4
----------------------------------------------------------------------------

    Cumulative balance of guaranteed loans 
                outstanding:
2210  Outstanding, start of year........           4           7           9
2231  Disbursements of new guaranteed 
        loans...........................           4           3           4
2251  Repayments and prepayments........          -1          -1          -6
                                           ---------   ---------  ----------
2290    Outstanding, end of year........           7           9           7
----------------------------------------------------------------------------

    Memorandum:
2299  Guaranteed amount of guaranteed 
        loans outstanding, end of year..           7           9           7
---------------------------------------------------------------------------

    The insurance fund is used to carry out a program of insurance for 
member accounts in Federal credit unions and State-chartered credit 
unions which apply and qualify for insurance, authorized by Public Law 
91-468, enacted October 19, 1970.

    Budget program.--The activities consist of: (a) providing member 
account insurance, (b) formulating standards and requirements for 
insured credit unions, and (c) providing for liquidation or other 
disposition of the assets and liabilities of solvent and insolvent 
insured credit unions. The fund also reimburses the operating fund for 
its share of the Agency's administrative costs. The reimbursement 
percentage, which is reviewed and adjusted periodically, is currently at 
66.72 percent for 2001, and will be 62 percent for 2002.

    The extent of the program is estimated as follows:

                                     2001 actual  2002 est.   2003 est.
Item:
  Number of insured credit unions...      10,145       9,841       9,545
  Insured shares of member 
    institutions as of June 30 (in 
    millions of dollars)............    $386,624    $402,089    $418,173

    It is estimated that approximately 3,914 State-chartered credit 
unions will be enrolled in the program by the end of 2002.

    Financing.--For insurance year 2001 there was no annual insurance 
premium assessment. As a result of Public Law 98-369 (July 18, 1984), 
each insured credit union is also required to deposit and maintain in 
the insurance fund 1 percent of its member share accounts. The fund is 
structured to be entirely self supporting through the monies paid by 
member credit unions. The monies received plus the income generated from 
their investment are expected to cover all administrative and financial 
costs, as well as increase the fund balance proportionate to insured 
share growth. In 2001 the income generated from the 1 percent deposit 
eliminated the need to assess a premium. The fund has $100 million in 
borrowing authority from the Treasury for use in unforeseen emergencies. 
The reserve requirement was changed in 2000 due to the provisions of the 
Credit Union Membership Access Act (P.L. 105-219), which requires the 
normal operating level, an equity ratio specified by the Board, to be 
not less than 1.2 percent and not more than 1.5 percent. For 2001, the 
Board set the normal operating level at 1.3 percent prior to the 
beginning of the calendar year.

    Operating results.--Anticipated net income of $175 million will be 
retained in the fund, raising the balance to $5.3 billion by the end of 
2002.

               Object Classification (in millions of dollars)

----------------------------------------------------------------------------
Identification code 25-4468-0-3-373      2001 actual   2002 est.   2003 est.
----------------------------------------------------------------------------
25.2  Other services....................          83          99          99
42.0  Insurance claims and indemnities..          16          16          18
44.0  Refunds...........................          99                     100
                                           ---------   ---------  ----------
99.9    Total new obligations...........         198         115         217
---------------------------------------------------------------------------

                                

                       Central Liquidity Facility

                      (including transfer of funds)

    During fiscal year [2002] 2003, gross obligations of the Central 
Liquidity Facility for the principal amount of new direct loans to 
member credit unions, as authorized by 12 U.S.C. 1795 et seq., shall not 
exceed $1,500,000,000: Provided, That administrative expenses of the 
Central Liquidity Facility shall not exceed $309,000: Provided further, 
That $1,000,000 shall be transferred to the Community Development 
Revolving Loan Fund, of which [$650,000] $700,000, together with amounts 
of principal and interest on loans repaid, shall be available until 
expended for loans to community development credit unions, and 
[$350,000] $300,000 shall be available until expended for technical 
assistance to low-income and community development credit unions. 
(Departments of Veterans Affairs and Housing and Urban Development, and 
Independent Agencies Appropriations Act, 2002.)

               Program and Financing (in millions of dollars)

----------------------------------------------------------------------------
Identification code 25-4470-0-3-373      2001 actual   2002 est.   2003 est.
----------------------------------------------------------------------------

    Obligations by program activity:
09.03 Dividends on capital stock........          49          57          62
                                           ---------   ---------  ----------
09.09   Operating Expenses--subtotal....          49          57          62
      Capital Investment:

09.11   Net loans to credit unions, 
          total Capital investment, 
          funded........................          66          60          60
                                           ---------   ---------  ----------
09.19   Total capital investment--
          subtotal......................          66          60          60
                                           ---------   ---------  ----------
10.00   Total new obligations...........         115         117         122
----------------------------------------------------------------------------

    Budgetary resources available for obligation:
22.00 New budget authority (gross)......         116         119         122
23.95 Total new obligations.............        -115        -117        -122
----------------------------------------------------------------------------

    New budget authority (gross), detail:
      Discretionary:

40.00   Appropriation...................           1           1           1
68.00 Spending authority from offsetting 
        collections: Offsetting 
        collections (cash)..............         115         118         121
                                           ---------   ---------  ----------
70.00   Total new budget authority 
          (gross).......................         116         119         122
----------------------------------------------------------------------------

    Change in obligated balances:
73.10 Total new obligations.............         115         117         122
73.20 Total outlays (gross).............        -115        -119        -121
----------------------------------------------------------------------------

    Outlays (gross), detail:
86.90 Outlays from new discretionary 
        authority.......................         115         119         121
----------------------------------------------------------------------------

    Offsets:
      Against gross budget authority and outlays:

        Offsetting collections (cash) 
            from:
          Non-Federal sources:
88.40       Non-Federal Capital Stock 
              Purchases.................         -63         -66         -67
88.40       Non-Federal sources.........         -52         -52         -54
                                           ---------   ---------  ----------
88.90       Total, offsetting 
              collections (cash)........        -115        -118        -121
----------------------------------------------------------------------------

    Net budget authority and outlays:
89.00 Budget authority..................           1           1           1
90.00 Outlays...........................           1           1
---------------------------------------------------------------------------

[[Page 1152]]



               Status of Direct Loans (in millions of dollars)

----------------------------------------------------------------------------
Identification code 25-4470-0-3-373      2001 actual   2002 est.   2003 est.
----------------------------------------------------------------------------
    Position with respect to appropriations act 
                limitation on obligations:
1111  Limitation on direct loans........      20,700       1,500       1,500
1142  Unobligated direct loan limitation 
        (-).............................     -20,700      -1,500      -1,500
                                           ---------   ---------  ----------
1150    Total direct loan obligations...
---------------------------------------------------------------------------

    The National Credit Union Central Liquidity Facility was established 
under Public Law 95-630. It began operations on October 1, 1979. The 
Central Liquidity Facility provides loans to member credit unions for 
seasonal and emergency needs.

    The two primary sources of funds for the Facility are stock 
subscriptions from credit unions and borrowings from the Federal 
Financing Bank. Credit unions, which choose to become members of the 
Facility, are required to purchase stock equal to one-half of 1 percent 
of their assets. One-half of the subscription in stock is forwarded to 
the Facility and deposited in the fund. The remaining half of the 
subscription remains on call in the credit union in investments as 
approved by the NCUA Board.

               Object Classification (in millions of dollars)

----------------------------------------------------------------------------
Identification code 25-4470-0-3-373      2001 actual   2002 est.   2003 est.
----------------------------------------------------------------------------
33.0  Investments and loans.............          66          60          60
43.0  Interest and dividends............          49          57          62
                                           ---------   ---------  ----------
99.9    Total new obligations...........         115         117         122
---------------------------------------------------------------------------

                              Personnel Summary

----------------------------------------------------------------------------
Identification code 25-4470-0-3-373      2001 actual   2002 est.   2003 est.
----------------------------------------------------------------------------
1001  Total compensable workyears: Full-
        time equivalent employment......           2           2           2
---------------------------------------------------------------------------

                                

         Community Development Credit Union Revolving Loan Fund

               Program and Financing (in millions of dollars)

----------------------------------------------------------------------------
Identification code 25-4472-0-3-373      2001 actual   2002 est.   2003 est.
----------------------------------------------------------------------------

    Obligations by program activity:
10.00 Total new obligations (object 
        class 33.0).....................           3           5           4
----------------------------------------------------------------------------

    Budgetary resources available for obligation:
21.40 Unobligated balance carried 
        forward, start of year..........           1           2           1
22.00 New budget authority (gross)......           4           4           5
                                           ---------   ---------  ----------
23.90   Total budgetary resources 
          available for obligation......           5           6           6
23.95 Total new obligations.............          -3          -5          -4
24.40 Unobligated balance carried 
        forward, end of year............           2           1           2
----------------------------------------------------------------------------

    New budget authority (gross), detail:
      Discretionary:

68.00   Spending authority from 
          offsetting collections: 
          Offsetting collections (cash).           1           1           1
      Mandatory:

69.00   Offsetting collections (cash)...           3           3           4
                                           ---------   ---------  ----------
70.00   Total new budget authority 
          (gross).......................           4           4           5
----------------------------------------------------------------------------

    Change in obligated balances:
72.40 Obligated balance, start of year..                       1           5
73.10 Total new obligations.............           3           5           4
73.20 Total outlays (gross).............          -2          -1          -4
74.40 Obligated balance, end of year....           1           5           5
----------------------------------------------------------------------------

    Outlays (gross), detail:
86.97 Outlays from new mandatory 
        authority.......................           3           1           1
86.98 Outlays from mandatory balances...                                   1
                                           ---------   ---------  ----------
87.00   Total outlays (gross)...........           2           1           4
----------------------------------------------------------------------------

    Offsets:
      Against gross budget authority and outlays:

        Offsetting collections (cash) 
            from:
88.00     Federal sources...............          -1          -1          -1
88.40     Non-Federal sources...........          -3          -3          -4
                                           ---------   ---------  ----------
88.90       Total, offsetting 
              collections (cash)........          -4          -4          -5
----------------------------------------------------------------------------

    Net budget authority and outlays:
89.00 Budget authority..................
90.00 Outlays...........................          -1          -3          -1
----------------------------------------------------------------------------

    Memorandum (non-add) entries:
92.01 Total investments, start of year: 
        Federal securities: Par value...                       2
92.02 Total investments, end of year: 
        Federal securities: Par value...           2                       1
---------------------------------------------------------------------------

               Status of Direct Loans (in millions of dollars)

----------------------------------------------------------------------------
Identification code 25-4472-0-3-373      2001 actual   2002 est.   2003 est.
----------------------------------------------------------------------------
    Position with respect to appropriations act 
                limitation on obligations:
1111  Limitation on direct loans........
1131  Direct loan obligations exempt 
        from limitation.................          10          14          15
                                           ---------   ---------  ----------
1150    Total direct loan obligations...          10          14          15
----------------------------------------------------------------------------

    Cumulative balance of direct loans 
                outstanding:
1210  Outstanding, start of year........          11          10          14
1231  Disbursements: Direct loan 
        disbursements...................           2           7           5
1251  Repayments: Repayments and 
        prepayments.....................          -3          -3          -4
                                           ---------   ---------  ----------
1290    Outstanding, end of year........          10          14          15
---------------------------------------------------------------------------

    Public Law 99-609, enacted on November 6, 1986, transferred the 
Community Development Credit Union Revolving Loan Fund from the 
Department of Health and Human Services to the National Credit Union 
Administration. The NCUA disbursed loans of $3 million in 2001 and plans 
to disburse $6 million in 2002.

                                


 
                     NATIONAL EDUCATION GOALS PANEL

                              Federal Funds

General and special funds:

                    [National Education Goals Panel]

    [For expenses necessary for costs associated with the termination of 
the National Education Goals Panel, $400,000.] (Departments of Labor, 
Health and Human Services, and Education, and Related Agencies 
Appropriation Act of 2002.)

               Program and Financing (in millions of dollars)

----------------------------------------------------------------------------
Identification code 95-2650-0-1-503      2001 actual   2002 est.   2003 est.
----------------------------------------------------------------------------

    Obligations by program activity:
10.00 Total new obligations (object 
        class 99.5).....................           1
----------------------------------------------------------------------------

    Budgetary resources available for obligation:
22.00 New budget authority (gross)......           2
23.95 Total new obligations.............          -1
----------------------------------------------------------------------------

    New budget authority (gross), detail:
      Discretionary:

40.00   Appropriation...................           2
----------------------------------------------------------------------------

    Change in obligated balances:
72.40 Obligated balance, start of year..           2           1
73.10 Total new obligations.............           1
73.20 Total outlays (gross).............          -2          -1
74.40 Obligated balance, end of year....           1
----------------------------------------------------------------------------

    Outlays (gross), detail:
86.90 Outlays from new discretionary 
        authority.......................           1

[[Page 1153]]

86.93 Outlays from discretionary 
        balances........................           1           1
                                           ---------   ---------  ----------
87.00   Total outlays (gross)...........           2           1
----------------------------------------------------------------------------

    Net budget authority and outlays:
89.00 Budget authority..................           2
90.00 Outlays...........................           2           1
---------------------------------------------------------------------------

    The bipartisan National Education Goals Panel was an independent 
agency responsible for reporting on progress toward the National 
Education Goals. Its mission is complete, therefore no new appropriation 
is requested.

                              Personnel Summary

----------------------------------------------------------------------------
Identification code 95-2650-0-1-503      2001 actual   2002 est.   2003 est.
----------------------------------------------------------------------------
1001  Total compensable workyears: Full-
        time equivalent employment......           7           2
---------------------------------------------------------------------------

                                


 
           NATIONAL FOUNDATION ON THE ARTS AND THE HUMANITIES

                              Federal Funds

General and special funds:

                     National Endowment for the Arts

                        grants and administration

    For necessary expenses to carry out the National Foundation on the 
Arts and the Humanities Act of 1965, as amended, [$98,234,000] 
$100,382,000 shall be available to the National Endowment for the Arts 
for the support of projects and productions in the arts through 
assistance to organizations and individuals pursuant to sections 5(c) 
and 5(g) of the Act, for program support, and for administering the 
functions of the Act, to remain available until expended: Provided, That 
funds previously appropriated to the National Endowment for the Arts 
``Matching Grants'' account may be transferred to and merged with this 
account. (Department of the Interior and Related Agencies Appropriations 
Act, 2002; additional authorizing legislation required.)

              Unavailable Collections (in millions of dollars)

----------------------------------------------------------------------------
Identification code 59-0100-0-1-503      2001 actual   2002 est.   2003 est.
----------------------------------------------------------------------------
01.99 Balance, start of year............
    Receipts:
02.00 Gifts and donations...............           1           1           1
    Appropriations:
05.00 Gifts fund........................          -1          -1          -1
                                           ---------   ---------  ----------
07.99 Balance, end of year..............
---------------------------------------------------------------------------

               Program and Financing (in millions of dollars)

----------------------------------------------------------------------------
Identification code 59-0100-0-1-503      2001 actual   2002 est.   2003 est.
----------------------------------------------------------------------------

    Obligations by program activity:
      Obligations by Program Activity:

00.01   Promotion of the arts...........          81          80          80
00.03   Program Support.................           1           1           1
00.04   Salaries and Expenses...........          18          19          20
                                           ---------   ---------  ----------
00.91     Subtotal......................         100         100         101
01.02 Permanent Authority...............           1           1           1
09.00 Reimbursable program..............           5           5           4
                                           ---------   ---------  ----------
10.00   Total new obligations...........         106         106         106
----------------------------------------------------------------------------

    Budgetary resources available for obligation:
21.40 Unobligated balance carried 
        forward, start of year..........           3           2           1
22.00 New budget authority (gross)......         105         105         105
22.10 Resources available from 
        recoveries of prior year 
        obligations.....................           2
                                           ---------   ---------  ----------
23.90   Total budgetary resources 
          available for obligation......         110         107         106
23.95 Total new obligations.............        -106        -106        -106
24.40 Unobligated balance carried 
        forward, end of year............           2           1           1
----------------------------------------------------------------------------

    New budget authority (gross), detail:
      Discretionary:

40.00   Appropriation...................          99          99         100
      Mandatory:

60.26   Appropriation (trust fund)......           1           1           1
      Discretionary:

68.00   Spending authority from 
          offsetting collections: 
          Offsetting collections (cash).           5           5           4
                                           ---------   ---------  ----------
70.00   Total new budget authority 
          (gross).......................         105         105         105
----------------------------------------------------------------------------

    Change in obligated balances:
72.40 Obligated balance, start of year..         101          97          96
73.10 Total new obligations.............         106         106         106
73.20 Total outlays (gross).............        -108        -108        -107
73.40 Adjustments in expired accounts 
        (net)...........................          -1
73.45 Recoveries of prior year 
        obligations.....................          -2
74.40 Obligated balance, end of year....          97          96          95
----------------------------------------------------------------------------

    Outlays (gross), detail:
86.90 Outlays from new discretionary 
        authority.......................          35          35          40
86.93 Outlays from discretionary 
        balances........................          72          72          66
86.97 Outlays from new mandatory 
        authority.......................           1           1           1
                                           ---------   ---------  ----------
87.00   Total outlays (gross)...........         108         108         107
----------------------------------------------------------------------------

    Offsets:
      Against gross budget authority and outlays:

88.00   Offsetting collections (cash) 
          from: Federal sources.........          -5          -5          -4
----------------------------------------------------------------------------

    Net budget authority and outlays:
89.00 Budget authority..................         100         100          99
90.00 Outlays...........................         103         103         103
----------------------------------------------------------------------------

    Memorandum (non-add) entries:
92.02 Total investments, end of year: 
        Federal securities: Par value...
---------------------------------------------------------------------------

  Budget Authority and Outlays Excluding Full Funding for Federal Retiree 
                       Costs (in millions of dollars)

----------------------------------------------------------------------------
                                         2001 actual   2002 est.   2003 est.
----------------------------------------------------------------------------

    Net budget authority and outlays:
89.00 Budget authority..................          99          99          98
90.00 Outlays...........................         102         102         102
---------------------------------------------------------------------------

    The National Endowment for the Arts provides grants to, or contracts 
with, groups, individuals of exceptional talent in specified fields, and 
State or regional organizations engaged in or concerned with the arts in 
service to the American public. Programs encourage individual and 
institutional development of the arts, education in the arts, 
preservation of America's artistic heritage, wider availability and 
appreciation of the arts, leadership in the arts, and the stimulation of 
non-Federal sources of support for the Nation's artistic activities.

    This presentation includes Gifts and Donations and the Arts and 
Artifacts Indemnity Fund which previously had been shown separately.

    The National Foundation on the Arts and the Humanities Act of 1965, 
as amended, authorizes the Arts Endowment to receive money and other 
donated property. Such gifts may be used, sold, or otherwise disposed of 
to support arts projects and activities. Budget authority in this 
schedule reflects cash received each year by the Arts Endowment.

    The Arts and Artifacts Indemnity Act of 1975, as amended authorizes 
the Federal Council on the Arts and Humanities to enter into indemnity 
agreements to cover certain eligible works of art while on traveling 
exhibition in the United States or abroad. Loss or damage claims 
certified by the Council are paid from this fund.

               Object Classification (in millions of dollars)

----------------------------------------------------------------------------
Identification code 59-0100-0-1-503      2001 actual   2002 est.   2003 est.
----------------------------------------------------------------------------

      Direct obligations:

        Personnel compensation:
11.1      Full-time permanent...........           9           9          10

[[Page 1154]]

11.3      Other than full-time permanent           2           2           2
                                           ---------   ---------  ----------
11.9        Total personnel compensation          11          11          12
12.1    Civilian personnel benefits.....           3           3           3
21.0    Travel and transportation of 
          persons.......................           1           1           1
23.1    Rental payments to GSA..........           2           2           2
23.3    Communications, utilities, and 
          miscellaneous charges.........           1           1           1
25.2    Other services..................           1           2           2
31.0    Equipment.......................           1           1           1
41.0    Grants, subsidies, and 
          contributions.................          81          80          80
                                           ---------   ---------  ----------
99.0      Direct obligations............         101         101         101
99.0  Reimbursable obligations..........           5           5           4
                                           ---------   ---------  ----------
99.9    Total new obligations...........         106         106         106
---------------------------------------------------------------------------

                              Personnel Summary

----------------------------------------------------------------------------
Identification code 59-0100-0-1-503      2001 actual   2002 est.   2003 est.
----------------------------------------------------------------------------
1001  Total compensable workyears: Full-
        time equivalent employment......         151         150         150
---------------------------------------------------------------------------

                                

                       Challenge America Arts Fund

                        challenge america grants

    For necessary expenses as authorized by Public Law 89-209, as 
amended, $17,000,000 for support for arts education and public outreach 
activities, to be administered by the National Endowment for the Arts, 
to remain available until expended. (Department of the Interior and 
Related Agencies Appropriations Act, 2002.)

               Program and Financing (in millions of dollars)

----------------------------------------------------------------------------
Identification code 59-0400-0-1-503      2001 actual   2002 est.   2003 est.
----------------------------------------------------------------------------
    Promotion of the Arts:
      Obligations by program activity:

00.01   Challenge America...............           7          17          17
                                           ---------   ---------  ----------
10.00 Total new obligations (object 
        class 41.0).....................           7          17          17
----------------------------------------------------------------------------

    Budgetary resources available for obligation:
22.00 New budget authority (gross)......           7          17          17
23.95 Total new obligations.............          -7         -17         -17
----------------------------------------------------------------------------

    New budget authority (gross), detail:
      Discretionary:

40.00   Appropriation...................           7          17          17
----------------------------------------------------------------------------

    Change in obligated balances:
72.40 Obligated balance, start of year..                       5          13
73.10 Total new obligations.............           7          17          17
73.20 Total outlays (gross).............          -2          -9         -16
74.40 Obligated balance, end of year....           5          13          14
----------------------------------------------------------------------------

    Outlays (gross), detail:
86.90 Outlays from new discretionary 
        authority.......................           2           6           6
86.93 Outlays from discretionary 
        balances........................                       4          11
                                           ---------   ---------  ----------
87.00   Total outlays (gross)...........           2           9          16
----------------------------------------------------------------------------

    Net budget authority and outlays:
89.00 Budget authority..................           7          17          17
90.00 Outlays...........................           2           9          16
---------------------------------------------------------------------------

                                

                              Federal Funds

General and special funds:

                  National Endowment for the Humanities

                        grants and administration

    For necessary expenses to carry out the National Foundation on the 
Arts and the Humanities Act of 1965, as amended, [$108,382,000] 
$110,771,000, shall be available to the National Endowment for the 
Humanities for support of activities in the humanities, pursuant to 
section 7(c) of the Act, and for administering the functions of the Act, 
to remain available until expended.

                             matching grants

    To carry out the provisions of section 10(a)(2) of the National 
Foundation on the Arts and the Humanities Act of 1965, as amended, 
$16,122,000, to remain available until expended, of which [$12,122,000] 
$10,436,000 shall be available to the National Endowment for the 
Humanities for the purposes of section 7(h): Provided, That this 
appropriation shall be available for obligation only in such amounts as 
may be equal to the total amounts of gifts, bequests, and devises of 
money, and other property accepted by the chairman or by grantees of the 
Endowment under the provisions of subsections 11(a)(2)(B) and 
11(a)(3)(B) during the current and preceding fiscal years for which 
equal amounts have not previously been appropriated. (Department of the 
Interior and Related Agencies Appropriations Act, 2002; additional 
authorizing legislation required.)

              Unavailable Collections (in millions of dollars)

----------------------------------------------------------------------------
Identification code 59-0200-0-1-503      2001 actual   2002 est.   2003 est.
----------------------------------------------------------------------------
01.99 Balance, start of year............
    Receipts:
02.00 Gifts and donations...............           2           1           1
    Appropriations:
05.00 Grants and administration.........          -2          -1          -1
                                           ---------   ---------  ----------
07.99 Balance, end of year..............
---------------------------------------------------------------------------

               Program and Financing (in millions of dollars)

----------------------------------------------------------------------------
Identification code 59-0200-0-1-503      2001 actual   2002 est.   2003 est.
----------------------------------------------------------------------------

    Obligations by program activity:
00.01 Promotion of the humanities.......         106         106         106
00.02 Administration....................          19          21          22
09.00 Reimbursable program..............           1           1           1
                                           ---------   ---------  ----------
10.00   Total new obligations...........         126         128         129
----------------------------------------------------------------------------

    Budgetary resources available for obligation:
21.40 Unobligated balance carried 
        forward, start of year..........           4           3           4
22.00 New budget authority (gross)......         124         128         129
22.10 Resources available from 
        recoveries of prior year 
        obligations.....................           1
                                           ---------   ---------  ----------
23.90   Total budgetary resources 
          available for obligation......         129         131         133
23.95 Total new obligations.............        -126        -128        -129
24.40 Unobligated balance carried 
        forward, end of year............           3           4           5
----------------------------------------------------------------------------

    New budget authority (gross), detail:
      Discretionary:

40.00   Appropriation...................         121         126         127
      Mandatory:

60.26   Appropriation (trust fund)......           2           1           1
      Discretionary:

68.00   Spending authority from 
          offsetting collections: 
          Offsetting collections (cash).           1           1           1
                                           ---------   ---------  ----------
70.00   Total new budget authority 
          (gross).......................         124         128         129
----------------------------------------------------------------------------

    Change in obligated balances:
72.40 Obligated balance, start of year..          93          97          98
73.10 Total new obligations.............         126         128         129
73.20 Total outlays (gross).............        -121        -126        -127
73.40 Adjustments in expired accounts 
        (net)...........................          -1
73.45 Recoveries of prior year 
        obligations.....................          -1
74.40 Obligated balance, end of year....          97          98          99
----------------------------------------------------------------------------

    Outlays (gross), detail:
86.90 Outlays from new discretionary 
        authority.......................         120         124         122
86.93 Outlays from discretionary 
        balances........................           1           1           4

[[Page 1155]]

86.97 Outlays from new mandatory 
        authority.......................           1           1           1
                                           ---------   ---------  ----------
87.00   Total outlays (gross)...........         121         126         127
----------------------------------------------------------------------------

    Offsets:
      Against gross budget authority and outlays:

88.00   Offsetting collections (cash) 
          from: Federal sources.........          -1          -1          -1
----------------------------------------------------------------------------

    Net budget authority and outlays:
89.00 Budget authority..................         123         127         128
90.00 Outlays...........................         119         125         126
----------------------------------------------------------------------------

    Memorandum (non-add) entries:
92.01 Total investments, start of year: 
        Federal securities: Par value...           1           1           1
92.02 Total investments, end of year: 
        Federal securities: Par value...           1           1           1
---------------------------------------------------------------------------

  Budget Authority and Outlays Excluding Full Funding for Federal Retiree 
                       Costs (in millions of dollars)

----------------------------------------------------------------------------
                                         2001 actual   2002 est.   2003 est.
----------------------------------------------------------------------------

    Net budget authority and outlays:
89.00 Budget authority..................         122         126         127
90.00 Outlays...........................         119         124         125
---------------------------------------------------------------------------

    The National Endowment for the Humanities supports educational and 
scholarly activities in the humanities, the preservation of America's 
cultural and intellectual resources, and opportunities for Americans to 
engage in lifelong learning in the humanities. In 2003, the NEH will 
continue with important activities including partnerships with State 
humanities councils, efforts to preserve brittle books and serials, the 
strengthening of humanities teaching and learning, and museum 
exhibitions, documentary media projects, and reading programs that reach 
popular audiences. The Endowment will also strengthen its efforts to 
collect, analyze, and disseminate information on the state of the 
humanities.

    Support is provided through outright grants, matching grants, and a 
combination of the two. Eligible applicants include state humanities 
councils, schools, higher education institutions, libraries, museums, 
historical organizations, professional associations, other cultural 
institutions, and individuals.

    This presentation also includes the Gifts and Donations account. The 
National Foundation on the Arts and the Humanities Act of 1965, as 
amended, authorizes the Humanities Endowment to receive money and other 
donated property. Such gifts may be used, sold, or otherwise disposed of 
to support humanities projects and activities. Budget authority in this 
schedule reflects cash received each year by the Endowment.

               Object Classification (in millions of dollars)

----------------------------------------------------------------------------
Identification code 59-0200-0-1-503      2001 actual   2002 est.   2003 est.
----------------------------------------------------------------------------

      Direct obligations:

11.1    Personnel compensation: Full-
          time permanent................          11          11          12
12.1    Civilian personnel benefits.....           4           4           4
23.1    Rental payments to GSA..........           2           2           2
25.2    Other services..................           1           1           1
41.0    Grants, subsidies, and 
          contributions.................         106         106         106
                                           ---------   ---------  ----------
99.0      Direct obligations............         124         124         125
99.0  Reimbursable obligations..........           1           1           1
99.5  Below reporting threshold.........           1           3           3
                                           ---------   ---------  ----------
99.9    Total new obligations...........         126         128         129
---------------------------------------------------------------------------

                              Personnel Summary

----------------------------------------------------------------------------
Identification code 59-0200-0-1-503      2001 actual   2002 est.   2003 est.
----------------------------------------------------------------------------
    Direct:
1001  Total compensable workyears: Full-
        time equivalent employment......         165         170         170
    Reimbursable:
2001  Total compensable workyears: Full-
        time equivalent employment......           3           5           5
---------------------------------------------------------------------------

                                

                        Administrative Provision

    An administrative provision affecting this agency follows the 
Institute of Museum and Library Services.

                                

                Institute of Museum and Library Services

                              Federal Funds

General and special funds:

          Office of Museum Services: Grants and Administration

    For carrying out subtitle C of the Museum and Library Services Act 
of 1996, as amended, [$26,899,000] $29,022,000, to remain available 
until expended. (Department of the Interior and Related Agencies 
Appropriations Act, 2002; additional authorizing language required.)

               Program and Financing (in millions of dollars)

----------------------------------------------------------------------------
Identification code 59-0300-0-1-503      2001 actual   2002 est.   2003 est.
----------------------------------------------------------------------------

    Obligations by program activity:
00.01 Assistance for museums............          23          24          25
00.02 Administration....................           2           3           4
                                           ---------   ---------  ----------
10.00   Total new obligations...........          25          27          29
----------------------------------------------------------------------------

    Budgetary resources available for obligation:
21.40 Unobligated balance carried 
        forward, start of year..........           1           1
22.00 New budget authority (gross)......          25          27          29
                                           ---------   ---------  ----------
23.90   Total budgetary resources 
          available for obligation......          26          28          29
23.95 Total new obligations.............         -25         -27         -29
24.40 Unobligated balance carried 
        forward, end of year............           1
----------------------------------------------------------------------------

    New budget authority (gross), detail:
      Discretionary:

40.00   Appropriation...................          25          27          29
----------------------------------------------------------------------------

    Change in obligated balances:
72.40 Obligated balance, start of year..          35          37          29
73.10 Total new obligations.............          25          27          29
73.20 Total outlays (gross).............         -24         -35         -36
74.40 Obligated balance, end of year....          37          29          22
----------------------------------------------------------------------------

    Outlays (gross), detail:
86.90 Outlays from new discretionary 
        authority.......................          24          26          22
86.93 Outlays from discretionary 
        balances........................                      10          14
                                           ---------   ---------  ----------
87.00   Total outlays (gross)...........          24          35          36
----------------------------------------------------------------------------

    Net budget authority and outlays:
89.00 Budget authority..................          25          27          29
90.00 Outlays...........................          24          35          36
----------------------------------------------------------------------------

    Memorandum (non-add) entries:
92.02 Total investments, end of year: 
        Federal securities: Par value...
---------------------------------------------------------------------------

    The Office of Museum Services, within the Institute of Museum and 
Library Services, provides competitive grants to a broad range of 
museums which exhibit both living and non-living collections and to 
support collaborative activities between museums and libraries. Its 
programs help museums improve the quality of their programs and 
operations to better exhibit, preserve, and teach about our cultural, 
historic, and scientific heritage. This presentation includes the Gifts 
and Donations Account.

               Object Classification (in millions of dollars)

----------------------------------------------------------------------------
Identification code 59-0300-0-1-503      2001 actual   2002 est.   2003 est.
----------------------------------------------------------------------------

      Direct obligations:

11.1    Personnel compensation: Full-
          time permanent................           1           1           2
25.2    Other services..................           1           1           1

[[Page 1156]]

41.0    Grants, subsidies, and 
          contributions.................          23          24          25
                                           ---------   ---------  ----------
99.0      Direct obligations............          25          26          28
99.5  Below reporting threshold.........                       1           1
                                           ---------   ---------  ----------
99.9    Total new obligations...........          25          27          29
---------------------------------------------------------------------------

                              Personnel Summary

----------------------------------------------------------------------------
Identification code 59-0300-0-1-503      2001 actual   2002 est.   2003 est.
----------------------------------------------------------------------------
1001  Total compensable workyears: Full-
        time equivalent employment......          19          21          21
---------------------------------------------------------------------------

                                

                Institute of Museum and Library Services

          Office of Library Services: Grants and Administration

    For carrying out subtitle B of the Museum and Library Services Act, 
$181,720,000. [$197,602,00: Provided, That of the amount provided, 
$2,000,000 shall be awarded to the National Museum of African American 
History and Culture Plan for Action Presidential Commission, $250,000 
shall be awarded to American Village Project in Montevallo, Alabama, 
$20,000 shall be awarded to Evergreen-Conecuh Public Library, Alabama, 
$50,000 shall be awarded to Gordo Public Library, Pickens County 
Commission, Alabama, $300,000 shall be awarded to Mobile Museum of Art, 
Mobile, Alabama, $1,500,000 shall be awarded to National Museum for 
Women in the Arts, $300,000 shall be awarded to Tuskegee Human and Civil 
Rights Multicultural Center, $50,000 shall be awarded to Heard Museum, 
Phoenix, Arizona, $800,000 shall be awarded to Children's Museum of Los 
Angeles, California, $150,000 shall be awarded to Chinese American 
Museum, Los Angeles, California, $750,000 shall be awarded to Natural 
History Museum of Los Angeles County, California, $290,000 Santa Barbara 
Maritime Museum, $25,000 Santa Maria Valley Discovery Museum, 
California, $1,000,000 shall be awarded to The Fine Arts Museums of San 
Francisco, $150,000 shall be awarded to Bethel Public Library, 
Connecticut, $500,000 shall be awarded to Mattatuck Museum in Waterbury, 
Connecticut, $250,000 shall be awarded to Museum of Aviation, Warner 
Robins, Georgia, $700,000 shall be awarded to Bishops Museum in 
Honolulu, Hawaii, $500,000 shall be awarded to Grout Museum in Waterloo, 
Iowa, $61,000 shall be awarded to Iowa State Historical Society, 
$389,000 shall be awarded to The National Audobon Society's ARK Museum 
in Dubuque, Iowa, $750,000 shall be awarded to University of Idaho 
Performance and Education Facility, $50,000 shall be awarded to Adler 
Planetarium and Astronomy Museum, $100,000 shall be awarded to Johnson 
County Museum of History, Franklin, Indiana, $125,000 shall be awarded 
to Plimoth Plantation, Plymouth, Massachusetts, $1,000,000 shall be 
awarded to Shakespeare Rose Theater, $150,000 shall be awarded to 
Springfield-Greene County Library, Springfield, Missouri, $1,160,000 
shall be awarded to Webster University, St. Louis, Missouri, $850,000 
shall be awarded to University of Mississippi Foundation, Oxford, 
Mississippi, $350,000 shall be awarded to University of Mississippi, 
Oxford, Mississippi, $132,000 shall be awarded to Lois Morgan Edward 
Memorial Library, Nashville, North Carolina, $100,000 shall be awarded 
to Rocky Mount Children's Museum, $100,000 shall be awarded to 
Confluence Visitor Center in Williston, North Dakota and the North 
Dakota State Historical Society, $100,000 shall be awarded to Fort 
Mandan Visitor's Center, $100,000 shall be awarded to Mandan-on-a-Slant 
Museum, $1,000,000 shall be awarded to Franklin Pierce College, $160,000 
shall be awarded to Monmouth University, West Long Branch, New Jersey, 
$100,000 shall be awarded to Princeton Public Library, Mercer County, 
New Jersey, $125,000 shall be awarded to Albany Institute for History 
and Art, $1,000,000 shall be awarded to Brooklyn Historical Society, New 
York, $22,500 shall be awarded to Buffalo and Erie County Library 
System, Buffalo, New York, $250,000 shall be awarded to Center for 
Jewish History, New York, New York, $150,000 shall be awarded to 
Children's Museum of Manhattan, New York, $105,000 shall be awarded to 
Four County Library System, Vestal, New York, $500,000 shall be awarded 
to Hunter College, New York, $200,000 shall be awarded to Long Island 
Maritime Museum in West Sayville, New York, $750,000 shall be awarded to 
Lower East Side Tenement Museum, New York, $1,000,000 shall be awarded 
to New York Hall of Science, $22,500 shall be awarded to NIOGA Library 
System of Niagara and Orleans County, New York, $100,000 shall be 
awarded to The Woodstock Guild of Craftsmen, Inc., Woodstock, New York, 
$100,000 shall be awarded to Clark County Historical Museum, $40,000 
shall be awarded to Cleveland Botanical Garden, Cleveland, Ohio, 
$500,000 shall be awarded to Crawford Museum, Cleveland, Ohio, $42,000 
shall be awarded to Farmer's Castle Museum in Belpre, $500,000 shall be 
awarded to MAPS Air Museum, Canton Ohio, $44,000 shall be awarded to 
McKinley Museum, Canton, Ohio, $50,000 shall be awarded to University of 
Oregon Museum of Natural History in Eugene, Oregon, $150,000 shall be 
awarded to Academy of Natural Sciences in Philadelphia County, $100,000 
shall be awarded to Beaver Area Memorial Library, Beaver County, 
Pennsylvania, $300,000 shall be awarded to Delaware Valley Historical 
Aircraft Association, $100,000 shall be awarded to Discovery Square, 
Inc. in Erie, Pennsylvania, $200,000 shall be awarded to Everhart Museum 
in Scranton, Pennsylvania, $300,000 shall be awarded to National Liberty 
Museum in Philadelphia, Pennsylvania, $126,000 shall be awarded to 
Northland Public Library Authority, Pittsburgh, Pennsylvania, $235,000 
shall be awarded to Penn Hills Public Library in Pittsburgh, 
Pennsylvania, $250,000 shall be awarded to Philadelphia Zoo, $100,000 
shall be awarded to Pittsburgh Children's Museum, $700,000 shall be 
awarded to Please Touch Museum at the Children's Museum of Philadelphia, 
Pennsylvania, $50,000 shall be awarded to Wayne Art Center in Wayne 
Pennsylvania, $50,000 shall be awarded to Bamberg County Library in 
Bamberg, South Carolina, $50,000 shall be awarded to Clarendon County 
Library in Manning, South Carolina, $500,000 shall be awarded to Marion 
Wright Edelman Public Library, Bennettsville, South Carolina, $600,000 
shall be awarded to The Children's Discovery House, Murfreesboro, 
Tennessee, $150,000 shall be awarded to The International Storytelling 
Center in Jonesborough, Tennessee, $500,000 shall be awarded to El 
Progreso Library, Uvalde, Texas, $500,000 shall be awarded to Vietnam 
Archive Center, Texas Tech University, Lubbock, Texas, $800,000 shall be 
awarded to Children's Museum of Virginia, Portsmouth, Virginia, $325,000 
shall be awarded to Virginia Living Museum, $100,000 shall be awarded to 
Burlington City Arts in Burlington, Vermont, $125,000 shall be awarded 
to Lake Champlain Science Center in Burlington, Vermont, $175,000 shall 
be awarded to Vermont Historical Society in Montpelier Vermont, $100,000 
shall be awarded to Beaver Creek Reserve Education Center, Fall Creek, 
Wisconsin, $500,000 shall be awarded to The Kenosha Civil War Museum in 
Kenosha, Wisconsin, $75,000 shall be awarded to Village of Hawkins, 
Wisconsin, and $500,000 shall be awarded to Weis Earth Science Museum in 
Menasha, Wisconsin.] (Departments of Labor, Health and Human Services, 
and Education, and Related Agencies Appropriations Act of 2002; 
additional authorizing legislation required.)

               Program and Financing (in millions of dollars)

----------------------------------------------------------------------------
Identification code 59-0301-0-1-503      2001 actual   2002 est.   2003 est.
----------------------------------------------------------------------------

    Obligations by program activity:
00.01 Assistance for libraries..........         163         163         175
00.02 Administration....................           5           5           7
                                           ---------   ---------  ----------
00.91   Direct Program by Activities--
          Subtotal (1 level)............         168         168         182
                                           ---------   ---------  ----------
01.00   Subtotal, assistance for 
          libraries and administration..         168         168         182
01.01 Congressionally-designated 
        projects........................          40          30
                                           ---------   ---------  ----------
10.00   Total new obligations...........         208         198         182
----------------------------------------------------------------------------

    Budgetary resources available for obligation:
21.40 Unobligated balance carried 
        forward, start of year..........           3           2
22.00 New budget authority (gross)......         208         198         182
                                           ---------   ---------  ----------
23.90   Total budgetary resources 
          available for obligation......         211         200         182
23.95 Total new obligations.............        -208        -198        -182
24.40 Unobligated balance carried 
        forward, end of year............           2
----------------------------------------------------------------------------

[[Page 1157]]



    New budget authority (gross), detail:
      Discretionary:

40.00   Appropriation...................         208         198         182
----------------------------------------------------------------------------

    Change in obligated balances:
72.40 Obligated balance, start of year..         193         228         195
73.10 Total new obligations.............         208         198         182
73.20 Total outlays (gross).............        -172        -231        -231
74.40 Obligated balance, end of year....         228         195         146
----------------------------------------------------------------------------

    Outlays (gross), detail:
86.90 Outlays from new discretionary 
        authority.......................           5           6           5
86.93 Outlays from discretionary 
        balances........................         168         225         226
                                           ---------   ---------  ----------
87.00   Total outlays (gross)...........         172         231         231
----------------------------------------------------------------------------

    Net budget authority and outlays:
89.00 Budget authority..................         208         198         182
90.00 Outlays...........................         172         231         231
---------------------------------------------------------------------------

    The President's Budget includes a $10 million initiative in National 
leadership grants to recruit and train librarians. The budget does not 
continue funding for congressionally-designated special interest 
projects.

    State formula grants are made to assist public libraries in 
improving library services, promoting access to learning and information 
resources to users of all ages, to promote wider access to information 
through technology, and to support collaborative activities between 
museums and libraries. National leadership grants provide incentives 
through a national competition for libraries, either individually or in 
collaboration with partner organizations, to develop model programs, 
identify best practices to improve information access and services, and 
disseminate their findings.

               Object Classification (in millions of dollars)

----------------------------------------------------------------------------
Identification code 59-0301-0-1-503      2001 actual   2002 est.   2003 est.
----------------------------------------------------------------------------

      Direct obligations:

11.1    Personnel compensation: Full-
          time permanent................           2           2           3
23.1    Rental payments to GSA..........                                   1
25.2    Other services..................           2           2           2
41.0    Grants, subsidies, and 
          contributions.................         202         193         175
                                           ---------   ---------  ----------
99.0      Direct obligations............         206         197         181
99.5  Below reporting threshold.........           2           1           1
                                           ---------   ---------  ----------
99.9    Total new obligations...........         208         198         182
---------------------------------------------------------------------------

                              Personnel Summary

----------------------------------------------------------------------------
Identification code 59-0301-0-1-503      2001 actual   2002 est.   2003 est.
----------------------------------------------------------------------------
1001  Total compensable workyears: Full-
        time equivalent employment......          20          23          23
---------------------------------------------------------------------------

                                

                        Administrative Provisions

    None of the funds appropriated to the National Foundation on the 
Arts and the Humanities may be used to process any grant or contract 
documents which do not include the text of 18 U.S.C. 1913: Provided, 
That none of the funds appropriated to the National Foundation on the 
Arts and the Humanities may be used for official reception and 
representation expenses: Provided further, That funds from 
nonappropriated sources may be used as necessary for official reception 
and representation expenses. (Department of the Interior and Related 
Agencies Appropriations Act, 2002.)

                                


 
                     NATIONAL LABOR RELATIONS BOARD

                              Federal Funds

General and special funds:

                          Salaries and Expenses

    For expenses necessary for the National Labor Relations Board to 
carry out the functions vested in it by the Labor-Management Relations 
Act, 1947, as amended (29 U.S.C. 141-167), and other laws, 
[$226,438,000] $245,680,000: Provided, That no part of this 
appropriation shall be available to organize or assist in organizing 
agricultural laborers or used in connection with investigations, 
hearings, directives, or orders concerning bargaining units composed of 
agricultural laborers as referred to in section 2(3) of the Act of July 
5, 1935 (29 U.S.C. 152), and as amended by the Labor-Management 
Relations Act, 1947, as amended, and as defined in section 3(f) of the 
Act of June 25, 1938 (29 U.S.C. 203), and including in said definition 
employees engaged in the maintenance and operation of ditches, canals, 
reservoirs, and waterways when maintained or operated on a mutual, 
nonprofit basis and at least 95 percent of the water stored or supplied 
thereby is used for farming purposes. (Departments of Labor, Health and 
Human Services, and Education, and Related Agencies Appropriations Act, 
2002; additional authorizing legislation required.)
    [For emergency expenses to respond to the September 11, 2001, 
terrorist attacks on the United States, for ``Salaries and Expenses'', 
$180,000, to remain available until expended, to be obligated from 
amounts made available in Public Law 107-38.] (Emergency Supplemental 
Act, 2002.)

               Program and Financing (in millions of dollars)

----------------------------------------------------------------------------
Identification code 63-0100-0-1-505      2001 actual   2002 est.   2003 est.
----------------------------------------------------------------------------

    Obligations by program activity:
00.01 Field investigation...............         181         189         195
00.02 Administrative law judge hearing..          14          15          15
00.03 Board adjudication................          21          22          22
00.04 Securing compliance with Board 
        orders..........................          12          12          13
00.05 Internal Review...................           1           1           1
                                           ---------   ---------  ----------
10.00   Total new obligations...........         229         239         246
----------------------------------------------------------------------------

    Budgetary resources available for obligation:
22.00 New budget authority (gross)......         229         239         246
23.95 Total new obligations.............        -229        -239        -246
----------------------------------------------------------------------------

    New budget authority (gross), detail:
      Discretionary:

40.00   Appropriation...................         229         239         246
----------------------------------------------------------------------------

    Change in obligated balances:
72.40 Obligated balance, start of year..          21          17          18
73.10 Total new obligations.............         229         239         246
73.20 Total outlays (gross).............        -233        -238        -246
74.40 Obligated balance, end of year....          17          18          18
----------------------------------------------------------------------------

    Outlays (gross), detail:
86.90 Outlays from new discretionary 
        authority.......................         214         223         230
86.93 Outlays from discretionary 
        balances........................          19          15          16
                                           ---------   ---------  ----------
87.00   Total outlays (gross)...........         233         238         246
----------------------------------------------------------------------------

    Net budget authority and outlays:
89.00 Budget authority..................         229         239         246
90.00 Outlays...........................         233         238         246
---------------------------------------------------------------------------

  Budget Authority and Outlays Excluding Full Funding for Federal Retiree 
                       Costs (in millions of dollars)

----------------------------------------------------------------------------
                                         2001 actual   2002 est.   2003 est.
----------------------------------------------------------------------------

    Net budget authority and outlays:
89.00 Budget authority..................         216         226         233
90.00 Outlays...........................         220         225         233
---------------------------------------------------------------------------

    The Board resolves representation disputes in industry, and remedies 
and prevents specified unfair labor practices by employers or labor 
organizations. Case intake and additional program statistics appear in 
the table below.

                           PROGRAM STATISTICS

                                     2001 actual  2002 est.   2003 est.
Case intake:
  Unfair labor practice cases.......      28,118      30,000      30,000
  Representation cases..............       5,440       6,005       6,005
Administrative law judges:
  Hearings closed...................         352         334         341
  Decisions issued..................         422         413         421
Board adjudication:
  Contested Board decisions issued..         536         590         601

[[Page 1158]]

  Regional director decisions.......         564         593         611
  Representation election cases:
    Decisions issued................          52          60          67
    Objection rulings...............         161         163         165
Board decisions requiring court 
enforcement.........................         111         127         114

    Field investigation.--Charges of unfair labor practices and 
petitions for elections to resolve representation disputes are 
investigated by regional office personnel. Ninety-five percent of the 
unfair labor practice cases and 85 percent of the representation cases 
are closed by settlement, dismissal, or withdrawal. The remainder are 
prepared for public hearing. The agency strives to maximize the 
voluntary settlement of all cases and to avoid litigation.

    Administrative law judge hearing.--Administrative law judges conduct 
public hearings in unfair labor practice cases. Their findings and 
recommendations are set forth in their decisions.

    Board adjudication.--In an unfair labor practice case, a judge's 
decision becomes a Board order if no exceptions are filed. About 30 
percent of these decisions become automatic Board orders or are complied 
with voluntarily. The remainder, with exceptions filed, requires 
contested Board decision. In representation cases, regional directors 
initially decide the issues by Board delegation. The Board itself 
decides representation issues on referral from regional directors or by 
granting a request for review of a regional director's decision. The 
Board also rules on objection and challenge questions in election cases.

    Securing compliance with Board orders.--If the parties do not 
voluntarily comply with the Board's order involving unfair labor 
practices, the Board must request that the appellate courts enforce its 
decisions.

               Object Classification (in millions of dollars)

----------------------------------------------------------------------------
Identification code 63-0100-0-1-505      2001 actual   2002 est.   2003 est.
----------------------------------------------------------------------------

      Personnel compensation:

11.1    Full-time permanent.............         134         139         141
11.3    Other than full-time permanent..           4           5           5
11.5    Other personnel compensation....           2           2           2
                                           ---------   ---------  ----------
11.9      Total personnel compensation..         140         146         148
12.1  Civilian personnel benefits.......          42          44          44
21.0  Travel and transportation of 
        persons.........................           4           4           4
23.1  Rental payments to GSA............          22          24          28
23.3  Communications, utilities, and 
        miscellaneous charges...........           3           3           3
25.2  Other services....................          13          15          14
26.0  Supplies and materials............           1           1           1
31.0  Equipment.........................           4           2           4
                                           ---------   ---------  ----------
99.9    Total new obligations...........         229         239         246
---------------------------------------------------------------------------

                              Personnel Summary

----------------------------------------------------------------------------
Identification code 63-0100-0-1-505      2001 actual   2002 est.   2003 est.
----------------------------------------------------------------------------
1001  Total compensable workyears: Full-
        time equivalent employment......       1,993       1,985       1,952
---------------------------------------------------------------------------

                                


 
                        NATIONAL MEDIATION BOARD

                              Federal Funds

General and special funds:

                          Salaries and Expenses

    For expenses necessary to carry out the provisions of the Railway 
Labor Act, as amended (45 U.S.C. 151-188), including emergency boards 
appointed by the President, [$10,635,000] $11,524,000. (Departments of 
Labor, Health and Human Services, and Education, and Related Agencies 
Appropriation Act, 2002; additional authorizing legislation required.)

               Program and Financing (in millions of dollars)

----------------------------------------------------------------------------
Identification code 95-2400-0-1-505      2001 actual   2002 est.   2003 est.
----------------------------------------------------------------------------

    Obligations by program activity:
00.01 Mediatory services................           7           8           8
00.03 Arbitration services..............           3           3           3
                                           ---------   ---------  ----------
10.00   Total new obligations...........          10          11          11
----------------------------------------------------------------------------

    Budgetary resources available for obligation:
22.00 New budget authority (gross)......          10          11          11
23.95 Total new obligations.............         -10         -11         -11
----------------------------------------------------------------------------

    New budget authority (gross), detail:
      Discretionary:

40.00   Appropriation...................          10          11          11
----------------------------------------------------------------------------

    Change in obligated balances:
72.40 Obligated balance, start of year..           1           1           1
73.10 Total new obligations.............          10          11          11
73.20 Total outlays (gross).............         -10         -11         -11
74.40 Obligated balance, end of year....           1           1           1
----------------------------------------------------------------------------

    Outlays (gross), detail:
86.90 Outlays from new discretionary 
        authority.......................           9          10          10
86.93 Outlays from discretionary 
        balances........................           1           1           1
                                           ---------   ---------  ----------
87.00   Total outlays (gross)...........          10          11          11
----------------------------------------------------------------------------

    Net budget authority and outlays:
89.00 Budget authority..................          10          11          11
90.00 Outlays...........................          10          11          11
---------------------------------------------------------------------------

    Mediatory and alternative dispute resolution (ADR) services.--The 
Board mediates disputes over wages, hours, and working conditions for 
some 746 rail and air carriers and approximately 795,000 employees in 
the two industries.

    The Board also provides technical assistance to enable labor and 
industry representatives to explore informally the relevant economic and 
noneconomic problems that condition collective bargaining in the 
railroad and airline industries. The Board's ADR program provides 
collective bargaining training, facilitation, and grievance mediation 
services to the labor-management community.

                                     2001 actual  2002 est.   2003 est.
Mediation and ADR cases:
  Pending, start of year............          89          87          87
  Received during year..............         115         121         121
  Closed during year................         117         121         121
  Pending, end of year..............          87          87          87

    Employee Representation.--The Board investigates representation 
disputes involving the various crafts or classes of railroad and airline 
employees to determine their choice of representatives for the purpose 
of collective bargaining.

                                     2001 actual  2002 est.   2003 est.
Representation cases:
  Pending, start of year............          15           8           8
  Received during year..............          66          76          76
  Closed during year................          73          76          76
  Pending, end of year..............           8           8           8
Freedom of Information Act (FOIA) 
requests received...................          80          70          65
Investigation cases closed..........          39          40          40

    Emergency disputes.--When the parties fail to resolve their disputes 
through mediation, they are urged to submit their differences to 
arbitration. If neither mediation nor voluntary arbitration is 
successful, the President, when notified of disputes which substantially 
threaten to interrupt essential service, may appoint emergency boards to 
investigate and report on the dispute. Such reports usually serve as a 
basis for resolving the disputes.

    The Northeast Rail Service Act of 1981 (P.L. 102-29) amended the 
Railway Labor Act (RLA) by adding a new emergency dispute procedure 
covering disputes between a publicly

[[Page 1159]]

funded and operated commuter carrier and its employees. The 1981 Act 
requires the Board to appoint the public members of factfinding panels 
on Conrail.

                                     2001 actual  2002 est.   2003 est.
Boards/panels created:
  Emergency (sec. 160)..............           1           2           2
  Emergency (sec. 159a).............                       2           2
  Arbitration Boards................           1           2           2
  Arbitration Panels (PL 102-29)....                       1           1
  Airline SBA Panels................          78          90          95
  ICC-LPP Panels....................          11          20          25

    Arbitration under sections 3 and 7 of the RLA.--Railroad employee 
grievances resulting from disputes over the interpretation or 
application of collective bargaining contracts may be brought for 
settlement to the National Railroad Adjustment Board (NRAB). The 
divisions of the Board are composed of an equal number of carrier and 
union representatives compensated by the party or parties they 
represent. Public Law 89-456 provides for the adjustment of disputes 
involving grievances resulting from interpretation or application of 
bargaining agreements in the railroad industry otherwise re- ferable to 
the NRAB.

    Administrative direction and support for the public law boards, 
special boards of adjustment, and the NRAB are provided by Federal 
employees who are compensated by the National Mediation Board.

                                     2001 actual  2002 est.   2003 est.
Arbitration cases:
  Pending, start of year............       7,189       5,819       6,245
  Received during year..............       2,944       4,740       4,740
  Closed during year................       4,314       4,314       4,314
  Pending, end of year..............       5,819       6,245       6,671



               Object Classification (in millions of dollars)

----------------------------------------------------------------------------
Identification code 95-2400-0-1-505      2001 actual   2002 est.   2003 est.
----------------------------------------------------------------------------

      Direct obligations:

        Personnel compensation:
11.1      Full-time permanent...........           4           4           4
11.8      Special personal services 
            payments....................           2           3           3
                                           ---------   ---------  ----------
11.9        Total personnel compensation           6           7           7
12.1    Civilian personnel benefits.....           1           1           1
21.0    Travel and transportation of 
          persons.......................           1           1           1
23.1    Rental payments to GSA..........           1           1           1
                                           ---------   ---------  ----------
99.0      Direct obligations............           9          10          10
99.5  Below reporting threshold.........           1           1           1
                                           ---------   ---------  ----------
99.9    Total new obligations...........          10          11          11
---------------------------------------------------------------------------

                              Personnel Summary

----------------------------------------------------------------------------
Identification code 95-2400-0-1-505      2001 actual   2002 est.   2003 est.
----------------------------------------------------------------------------
1001  Total compensable workyears: Full-
        time equivalent employment......          49          52          52
---------------------------------------------------------------------------

                                


 
                  NATIONAL TRANSPORTATION SAFETY BOARD

                              Federal Funds

General and special funds:

                          Salaries and Expenses

    For necessary expenses of the National Transportation Safety Board, 
including hire of passenger motor vehicles and aircraft; services as 
authorized by 5 U.S.C. 3109, but at rates for individuals not to exceed 
the per diem rate equivalent to the rate for a GS-15; uniforms, or 
allowances therefor, as authorized by law (5 U.S.C. 5901-5902) 
[$68,000,000] $73,836,000, of which not to exceed $2,000 may be used for 
official reception and representation expenses. (Department of 
Transportation and Related Agencies Appropriations Act, 2002; additional 
authorizing legislation required.)

               Program and Financing (in millions of dollars)

----------------------------------------------------------------------------
Identification code 95-0310-0-1-407      2001 actual   2002 est.   2003 est.
----------------------------------------------------------------------------

    Obligations by program activity:
00.01 Policy and direction..............          18          21          20
00.02 Safety Recommendations............           3           3           3
00.03 Aviation safety...................          19          21          21
00.04 Surface transportation safety.....          12          13          14
00.05 Research and engineering..........           9          10          11
00.06 Academy...........................           4           2           3
00.07 Administrative law judges.........           1           1           1
00.08 Emergency response funds..........                       1
                                           ---------   ---------  ----------
01.00   Sub-total, Direct obligations...          66          72          73
                                           ---------   ---------  ----------
10.00   Total new obligations...........          66          72          73
----------------------------------------------------------------------------

    Budgetary resources available for obligation:
21.40 Unobligated balance carried 
        forward, start of year..........          11          11          10
22.00 New budget authority (gross)......          66          72          73
                                           ---------   ---------  ----------
23.90   Total budgetary resources 
          available for obligation......          77          83          83
23.95 Total new obligations.............         -66         -72         -73
24.40 Unobligated balance carried 
        forward, end of year............          11          10          10
----------------------------------------------------------------------------

    New budget authority (gross), detail:
      Discretionary:

        Appropriation:
40.00     Appropriation.................          66          72          73
40.00     Appropriation.................
                                           ---------   ---------  ----------
43.00     Appropriation (total 
            discretionary)..............          66          72          73
----------------------------------------------------------------------------

    Change in obligated balances:
72.40 Obligated balance, start of year..          20          13          11
73.10 Total new obligations.............          66          72          73
73.20 Total outlays (gross).............         -66         -73         -75
73.40 Adjustments in expired accounts 
        (net)...........................          -7
74.40 Obligated balance, end of year....          13          11           9
----------------------------------------------------------------------------

    Outlays (gross), detail:
86.90 Outlays from new discretionary 
        authority.......................          54          65          66
86.93 Outlays from discretionary 
        balances........................          12           8           7
                                           ---------   ---------  ----------
87.00   Total outlays (gross)...........          66          73          75
----------------------------------------------------------------------------

    Net budget authority and outlays:
89.00 Budget authority..................          66          72          73
90.00 Outlays...........................          66          73          75
---------------------------------------------------------------------------

  Budget Authority and Outlays Excluding Full Funding for Federal Retiree 
                       Costs (in millions of dollars)

----------------------------------------------------------------------------
                                         2001 actual   2002 est.   2003 est.
----------------------------------------------------------------------------

    Net budget authority and outlays:
89.00 Budget authority..................          63          69          70
90.00 Outlays...........................          63          70          72
---------------------------------------------------------------------------

    The National Transportation Safety Board (NTSB), as an independent 
nonregulatory agency, is charged with promoting transportation safety 
through the investigation of accidents, the conduct of special studies, 
the development of recommendations to prevent accidents, the evaluation 
of the effectiveness of other Government agencies in preventing 
transportation accidents, and the review of appeals of adverse 
certificate and civil penalty actions taken by the Administrators of 
agencies of the Department of Transportation involving airman and seaman 
certificates and licenses.

    In 2003, the Administration requests a total funding level of $70 
million for NTSB Salaries and Expenses to allow the NTSB to fulfill its 
role in improving safety on the Nation's transportation system. 

               Object Classification (in millions of dollars)

----------------------------------------------------------------------------
Identification code 95-0310-0-1-407      2001 actual   2002 est.   2003 est.
----------------------------------------------------------------------------

      Direct obligations:

        Personnel compensation:
11.1      Full-time permanent...........          31          35          36

[[Page 1160]]

11.3      Other than full-time permanent           1           1           1
11.5      Other personnel compensation..           1           2           1
                                           ---------   ---------  ----------
11.9        Total personnel compensation          33          38          38
12.1    Civilian personnel benefits.....          11          12          13
21.0    Travel and transportation of 
          persons.......................           2           2           2
23.1    Rental payments to GSA..........           6           7           8
23.3    Communications, utilities, and 
          miscellaneous charges.........           2           2           2
25.2    Other services..................           9           9           9
26.0    Supplies and materials..........           1           1           1
31.0    Equipment.......................           1
                                           ---------   ---------  ----------
99.0      Direct obligations............          65          71          73
99.5  Below reporting threshold.........           1           1
                                           ---------   ---------  ----------
99.9    Total new obligations...........          66          72          73
---------------------------------------------------------------------------

                              Personnel Summary

----------------------------------------------------------------------------
Identification code 95-0310-0-1-407      2001 actual   2002 est.   2003 est.
----------------------------------------------------------------------------
1001  Total compensable workyears: Full-
        time equivalent employment......         418         443         432
---------------------------------------------------------------------------

                                

                             Emergency Fund

               Program and Financing (in millions of dollars)

----------------------------------------------------------------------------
Identification code 95-0311-0-1-407      2001 actual   2002 est.   2003 est.
----------------------------------------------------------------------------

    Budgetary resources available for obligation:
21.40 Unobligated balance carried 
        forward, start of year..........           2           2           2
24.40 Unobligated balance carried 
        forward, end of year............           2           2           2
----------------------------------------------------------------------------

    Net budget authority and outlays:
89.00 Budget authority..................
90.00 Outlays...........................
---------------------------------------------------------------------------

    The National Transportation Safety Board is mandated by Congress to 
investigate all catastrophic transportation accidents and, therefore, 
has no control over the frequency of costly accident investigations. The 
emergency fund provides a funding mechanism by which periodic accident 
investigation cost fluctuations can be met without delaying critical 
phases of the investigations. The current balance of $2 million is 
sufficient to cover unanticipated costs associated with an increased 
number of accidents, and thus the Administration does not propose new 
funding in 2003.

                                


 
           NATIONAL VETERANS BUSINESS DEVELOPMENT CORPORATION

                              Federal Funds

General and special funds

           National Veterans Business Development Corporation

    For necessary expenses of the National Veterans Business Development 
Corporation as authorized under section 33(a) of the Small Business Act, 
as amended, [$4,000,000] $2,000,000, to remain available until expended. 
(Departments of Commerce, Justice, and State, the Judiciary, and Related 
Agencies Appropriations Act, 2002; additional authorizing legislation 
required.)

               Program and Financing (in millions of dollars)

----------------------------------------------------------------------------
Identification code 95-0350-0-1-705      2001 actual   2002 est.   2003 est.
----------------------------------------------------------------------------

    Obligations by program activity:
00.01 Administration....................                       1           1
00.02 Outreach..........................                       3           1
09.00 Reimbursable program 
        -Administration.................           1
09.01 Reimbursable program--Outreach....           3
                                           ---------   ---------  ----------
10.00   Total new obligations...........           4           4           2
----------------------------------------------------------------------------

    Budgetary resources available for obligation:
22.00 New budget authority (gross)......           4           4           2
23.95 Total new obligations.............          -4          -4          -2
----------------------------------------------------------------------------

    New budget authority (gross), detail:
      Discretionary:

40.00   Appropriation...................                       4           2
68.00 Spending authority from offsetting 
        collections: Offsetting 
        collections (cash)..............           4
                                           ---------   ---------  ----------
70.00   Total new budget authority 
          (gross).......................           4           4           2
----------------------------------------------------------------------------

    Change in obligated balances:
73.10 Total new obligations.............           4           4           2
73.20 Total outlays (gross).............          -4          -4          -2
----------------------------------------------------------------------------

    Outlays (gross), detail:
86.90 Outlays from new discretionary 
        authority.......................           4           4           2
----------------------------------------------------------------------------

    Offsets:
      Against gross budget authority and outlays:

88.00   Offsetting collections (cash) 
          from: Federal sources.........          -4
----------------------------------------------------------------------------

    Net budget authority and outlays:
89.00 Budget authority..................                       4           2
90.00 Outlays...........................                       4           2
---------------------------------------------------------------------------

    The National Veterans Business Development Corporation (NVBDC) has 
undertaken a variety of initiatives to fulfill its mandate under P.L. 
106-50. It has hired a permanent CEO and President, Major General 
Charles R. Henry USA (Ret), and the President has appointed the ninth, 
and final member of NVBDC's Board of Directors.

    With its infrastructure in place, NVBDC has begun to perform 
outreach activities to the nation's veterans, and others, by building a 
world class web site. The web site will be an informational clearing 
house that will enable a veteran to access entrepreneurial training and 
technical assistance services offered by all levels of government, the 
private sector, community-based organizations, trade associations, and 
like organizations. It is also investigating partnerships with the 
private sector to offer veteran entrepreneurs opportunities to pursue 
government and private sector contracts and to sell their goods and 
services to each other in a secure electronic environment.

    Concurrently, NVBDC is energetically pursuing a variety of paths to 
financial self-sufficiency. For example, it is investigating the 
potential for creating a venture capital fund. It has also defined 
separate areas for fundraising activities; individual contributions, 
corporate contributions, foundation contributions, events and targeted 
meetings with potential contributors across the country, direct mail and 
web site contributions.

    Furthermore, NVBDC is continuing to build partnerships, and conduct 
outreach activities, with Federal departments and agencies, veterans 
serving organizations, community-based organizations, and private sector 
corporations.

               Object Classification (in millions of dollars)

----------------------------------------------------------------------------
Identification code 95-0350-0-1-705      2001 actual   2002 est.   2003 est.
----------------------------------------------------------------------------

      Direct obligations:

11.1    Personnel compensation: Full-
          time permanent................                       1           1
25.2    Other services..................                       3           1
                                           ---------   ---------  ----------
99.0      Direct obligations............                       4           2
99.0  Reimbursable obligations..........           4
                                           ---------   ---------  ----------
99.9    Total new obligations...........           4           4           2
---------------------------------------------------------------------------

[[Page 1161]]



                              Personnel Summary

----------------------------------------------------------------------------
Identification code 95-0350-0-1-705      2001 actual   2002 est.   2003 est.
----------------------------------------------------------------------------
    Direct:
1001  Total compensable workyears: Full-
        time equivalent employment......                      10          10
    Reimbursable:
2001  Total compensable workyears: Full-
        time equivalent employment......          10
---------------------------------------------------------------------------

                                


 
                  NEIGHBORHOOD REINVESTMENT CORPORATION

                              Federal Funds

General and special funds:

          Payment to the Neighborhood Reinvestment Corporation

    For payment to the Neighborhood Reinvestment Corporation for use in 
neighborhood reinvestment activities, as authorized by the Neighborhood 
Reinvestment Corporation Act (42 U.S.C. 8101-8107), $105,000,000, of 
which $10,000,000 shall be for a homeownership program that is used in 
conjunction with section 8 assistance under the United States Housing 
Act of 1937, as amended. (Departments of Veterans Affairs and Housing 
and Urban Development, and Independent Agencies Appropriations Act, 
2002.)

               Program and Financing (in millions of dollars)

----------------------------------------------------------------------------
Identification code 82-1300-0-1-451      2001 actual   2002 est.   2003 est.
----------------------------------------------------------------------------

    Obligations by program activity:
10.00 Total new obligations (object 
        class 41.0).....................          90         105         105
----------------------------------------------------------------------------

    Budgetary resources available for obligation:
22.00 New budget authority (gross)......          90         105         105
23.95 Total new obligations.............         -90        -105        -105
----------------------------------------------------------------------------

    New budget authority (gross), detail:
      Discretionary:

40.00   Appropriation...................          90         105         105
----------------------------------------------------------------------------

    Change in obligated balances:
73.10 Total new obligations.............          90         105         105
73.20 Total outlays (gross).............         -90        -105        -105
----------------------------------------------------------------------------

    Outlays (gross), detail:
86.90 Outlays from new discretionary 
        authority.......................          90         105         105
----------------------------------------------------------------------------

    Net budget authority and outlays:
89.00 Budget authority..................          90         105         105
90.00 Outlays...........................          90         105         105
---------------------------------------------------------------------------

    The major activities of the Corporation include: establishing 
neighborhood partnership programs known as Neighbor-Works Organizations 
(NWOs); assisting in the expansion of NeighborWorks organizations to 
additional neighborhoods; providing training and technical assistance; 
identifying, evaluating, supporting and replicating successful 
neighborhood preservation projects that show promise for reversing 
neighborhood decline; promoting a national secondary market and other 
financing mechanisms for NWOs; and granting lending and equity capital 
to promote homeownership and other affordable housing.

    The Corporation receives both Federal and non-Federal funding to 
finance its program activities. For 2003, a program level of 
$105,000,000 is requested. The following tables reflect the total 
program activity of the Corporation and include all sources of 
financing, both Federal and non-Federal.

                             BUDGET ACTIVITY

                        [In millions of dollars]

                                     2001 actual  2002 est.   2003 est.
Neighborworks Programs:
  1. Creation of new programs.......           2           2           2
  2. Capacity building..............          32          37          38
  3. Preserving affordable housing/
    equity capital..................          30          38          39
  4. Program reviews................           3           3           4
  5. Training and informing.........          12          13          13
  6. Secondary market activities....           8           8           8
  7. General administration.........          11          11          10
                                    ------------------------------------
        Total corporate obligations.          98         112         114
                                    ====================================
Sources of financing:
  1. Federal appropriation..........          90         105         105
  2. Reimbursements for services 
    provided........................          11           3           3
  3. Other sources..................           5           3           5
Unused balance, start of year.......           3           1           1
Net obligations incurred............          98         112         114
Unused balance, end of year.........           4           0           0
                                    ------------------------------------
Obligated balances, start of year...          11           9           9
Obligated balances, end of year.....           9           9           9
                                    ------------------------------------
      Net corporate outlay..........          98         112         114
                                    ====================================

                        Statement of Operations (in millions of dollars)

-----------------------------------------------------------------------------------------------
Identification code   82-1300-0-1-451    2000 actual    2001 actual     2002 est.      2003 est.
-----------------------------------------------------------------------------------------------
0101  Revenue...........................          84            102           105            105
0102  Expense...........................         -82            -98          -105           -105
                                        ------------ --------------  ------------  -------------
0105  Net income or loss (-)............           2              4
-----------------------------------------------------------------------------------------------

                             Balance Sheet (in millions of dollars)

-----------------------------------------------------------------------------------------------
Identification code   82-1300-0-1-451    2000 actual    2001 actual     2002 est.      2003 est.
-----------------------------------------------------------------------------------------------
    ASSETS:
      Other Federal assets:

1801    Cash and other monetary assets..          14             13            13             13
1803    Property, plant and equipment, 
          net...........................           1              2             2              2
                                        ------------ --------------  ------------  -------------
1999    Total assets....................          15             15            15             15
    LIABILITIES:
      Non-Federal liabilities:

2201    Accounts payable................           3              4             4              4
2207    Other...........................           8              5             5              5
                                        ------------ --------------  ------------  -------------
2999    Total liabilities...............          11              9             9              9
    NET POSITION:
3300  Cumulative results of operations..           4              6             6              6
                                        ------------ --------------  ------------  -------------
3999    Total net position..............           4              6             6              6
                                        ------------ --------------  ------------  -------------
4999  Total liabilities and net position          15             15            15             15
-----------------------------------------------------------------------------------------------

  Object Classification of Corporation Obligations (in millions of dollars)

----------------------------------------------------------------------------
                                         2001 actual   2002 est.   2003 est.
----------------------------------------------------------------------------
Salaries and benefits...................          20          21          23
Occupancy...............................           3           3           3
Professional services...................           6           8           6
Travel and transportation of persons....           2           3           3
Conferences and workshops...............           1           1           1
Grants and grant commitments............          60          71          73
Other operating costs...................           6           5           5
                                           ---------   ---------  ----------
      Total obligations.................          98         112         114
---------------------------------------------------------------------------

                              Personnel Summary

----------------------------------------------------------------------------
                                         2001 actual   2002 est.   2003 est.
----------------------------------------------------------------------------
Non-Federal employees: Total compensable 
    workyears:
Full-time equivalent employment.........         255         256         256
Full-time equivalent of overtime and 
 holiday hours..........................           7           7           7
---------------------------------------------------------------------------

                                


 
                      NUCLEAR REGULATORY COMMISSION

                              Federal Funds

General and special funds:

                          Salaries and Expenses

    For necessary expenses of the Commission in carrying out the 
purposes of the Energy Reorganization Act of 1974, as amended, and the 
Atomic Energy Act of 1954, as amended, including official

[[Page 1162]]

representation expenses (not to exceed $15,000), and purchase of 
promotional items for use in the recruitment of individuals for 
employment, [$516,900,000] $598,405,000, to remain available until 
expended: Provided, That of the amount appropriated herein, 
[$23,650,000] $24,900,000 shall be derived from the Nuclear Waste Fund: 
Provided further, that $29,300,000 of the funds herein appropriated 
shall be excluded from licensee fee revenue, not withstanding 42 U.S.C. 
2214: Provided further, That revenues from licensing fees, inspection 
services, and other services and collections estimated at [$473,520,000] 
$511,533,000 in fiscal year [2002] 2003 shall be retained and used for 
necessary salaries and expenses in this account, notwithstanding 31 
U.S.C. 3302, and shall remain available until expended: Provided 
further, That the sum herein appropriated shall be reduced by the amount 
of revenues received during fiscal year [2002] 2003 so as to result in a 
final fiscal year [2002] 2003 appropriation estimated at not more than 
[$43,380,000: Provided further, That, notwithstanding any other 
provision of law, no funds made available under this or any other Act 
may be expended by the Commission to implement or enforce any part of 10 
CFR part 35, as adopted by the Commission on October 23, 2000, with 
respect to diagnostic nuclear medicine, except those parts which 
establish training and experience requirements for persons seeking 
licensing as authorized users, until such time as the Commission has 
reexamined 10 CFR part 35 and provided a report to the Congress which 
explains why the burden imposed by 10 CFR part 35 could not be further 
reduced] $86,852,000. (Energy and Water Development Appropriations Act, 
2002; additional authorizing legislation required.)

              Unavailable Collections (in millions of dollars)

----------------------------------------------------------------------------
Identification code 31-0200-0-1-276      2001 actual   2002 est.   2003 est.
----------------------------------------------------------------------------
01.99 Balance, start of year............
    Receipts:
02.60 Nuclear facility fees, Nuclear 
        Regulatory Commission...........         453         479         518
    Appropriations:
05.00 Salaries and expenses.............        -448        -473        -493
05.01 Office of Inspector General.......          -6          -6          -7
                                           ---------   ---------  ----------
05.99   Total appropriations............        -454        -479        -500
                                           ---------   ---------  ----------
07.99 Balance, end of year..............                                  18
---------------------------------------------------------------------------

               Program and Financing (in millions of dollars)

----------------------------------------------------------------------------
Identification code 31-0200-0-1-276      2001 actual   2002 est.   2003 est.
----------------------------------------------------------------------------

    Obligations by program activity:
      Direct program:

00.01   Nuclear Reactor Safety..........         226         279         285
00.02   Nuclear Materials Safety........          53          69          66
00.03   Nuclear Waste Safety............          66          73          71
00.04   International Nuclear Safety 
          Support.......................           5           5           5
00.06   Management and Support..........         158         172         171
09.01 Reimbursable program..............           5           6           6
                                           ---------   ---------  ----------
10.00   Total new obligations...........         513         604         604
----------------------------------------------------------------------------

    Budgetary resources available for obligation:
      Unobligated balance carried forward, start of 
          year:

21.40   Unobligated balance carried 
          forward, start of year........          28          25
21.40   Unobligated balance carried 
          forward, start of year--NWF...                       1
                                           ---------   ---------  ----------
21.99   Total unobligated balance 
          carried forward, start of year          28          26
22.00 New budget authority (gross)......         504         578         604
22.10 Resources available from 
        recoveries of prior year 
        obligations.....................           7
                                           ---------   ---------  ----------
23.90   Total budgetary resources 
          available for obligation......         539         604         604
23.95 Total new obligations.............        -513        -604        -604
      Unobligated balance carried forward, end of 
          year:

24.40   Unobligated balance carried 
          forward, end of year..........          25
24.40   Unobligated balance carried 
          forward, end of year--NWF.....           1
                                           ---------   ---------  ----------
24.99   Total unobligated balance 
          carried forward, end of year..          26
----------------------------------------------------------------------------

    New budget authority (gross), detail:
      Discretionary:

        Appropriation:
40.00     Appropriation.................          30          39          51
40.00     Appropriation--Homeland 
            Security....................                      36          29
        Appropriation (special fund):
40.20     Appropriation (NRC receipts)..         448         473         493
40.20     Appropriation (from NWF)......          22          24          25
                                           ---------   ---------  ----------
43.00     Appropriation (total 
            discretionary)..............         500         572         598
68.00 Spending authority from offsetting 
        collections: Offsetting 
        collections (cash)..............           4           6           6
                                           ---------   ---------  ----------
70.00   Total new budget authority 
          (gross).......................         504         578         604
----------------------------------------------------------------------------

    Change in obligated balances:
72.40 Obligated balance, start of year..          99         104         148
73.10 Total new obligations.............         513         604         604
73.20 Total outlays (gross).............        -501        -560        -598
73.45 Recoveries of prior year 
        obligations.....................          -7
74.40 Obligated balance, end of year....         104         148         154
----------------------------------------------------------------------------

    Outlays (gross), detail:
86.90 Outlays from new discretionary 
        authority.......................         383         440         460
86.93 Outlays from discretionary 
        balances........................         116         118         138
                                           ---------   ---------  ----------
87.00   Total outlays (gross)...........         501         560         598
----------------------------------------------------------------------------

    Offsets:
      Against gross budget authority and outlays:

88.00   Offsetting collections (cash) 
          from: Federal sources.........          -4          -6          -6
----------------------------------------------------------------------------

    Net budget authority and outlays:
89.00 Budget authority..................         500         572         598
90.00 Outlays...........................         496         554         592
---------------------------------------------------------------------------

  Budget Authority and Outlays Excluding Full Funding for Federal Retiree 
                       Costs (in millions of dollars)

----------------------------------------------------------------------------
                                         2001 actual   2002 est.   2003 est.
----------------------------------------------------------------------------

    Net budget authority and outlays:
89.00 Budget authority..................         482         553         578
90.00 Outlays...........................         478         535         572
---------------------------------------------------------------------------

    Nuclear Reactor Safety.--A major part of the NRC's mission is to 
ensure that its licensees design, construct, and operate civilian 
reactor facilities safely. The Atomic Energy Act and the Energy 
Reorganization Act provide the foundation for regulating the Nation's 
civilian nuclear power industry. Nuclear reactor safety encompasses all 
NRC efforts to ensure that civilian nuclear reactor facilities and non-
power reactors are operated in a manner that provides adequate 
protection of public health and safety and the environment, and protects 
against radiological sabotage and theft or diversion of special nuclear 
materials. These efforts include reactor licensing; reactor license 
renewal; operator licensing; financial assurance; inspection; 
performance assessment; identification and resolution of safety issues; 
reactor regulatory research; regulation development; operating 
experience evaluation; incident investigation; threat assessment; 
emergency response; investigation of alleged wrong doing by licensees, 
applicants, contractors, or vendors; imposition of enforcement sanctions 
for violations of NRC requirements; and reactor technical and regulatory 
training. In light of the September 11, 2001 terrorist attacks, NRC will 
perform a comprehensive review of our security and safeguards program 
for civilian reactor facilities.

    Nuclear Materials Safety.--Nuclear materials safety encompasses all 
NRC efforts to ensure that NRC-regulation aspects of nuclear fuel cycle 
facilities and nuclear materials activities are handled in a manner that 
provides adequate protection of public health and safety. These efforts 
include, licensing/certification, inspection, and enforcement 
activities; regulation and guidance development; nuclear materials 
research; identification and resolution of safety and safeguard issues; 
operating experience evaluation; incident investigation; threat 
assessment; emergency response; technical training; and inves

[[Page 1163]]

tigation of alleged wrongdoing by licensees, applicants, certificate 
holders, contractors and vendors. In light of the September 11, 2001 
terrorist attacks, NRC will perform a comprehensive review of our 
security and safeguards program for nuclear fuel cycle facilities and 
nuclear materials activities.

    Nuclear Waste Safety.--Nuclear waste safety encompasses the NRC's 
high-level waste regulatory activities associated with high-level waste 
disposal at the potential Yucca Mountain repository as mandated by the 
Nuclear Waste Policy Act, the Nuclear Waste Policy Amendments Act, and; 
the Energy Policy Act; NRC regulatory and oversight activities for 
decommissioning, which involves safely removing a facility from service 
and reducing residual radiation to a level that permits the property to 
be released for unrestricted or restricted use; the safe and secure 
storage and transportation of radioactive materials through the 
certification of spent fuel storage containers and transportation 
packages. Low-level radioactive waste activities associated with the 
disposal of waste are addressed in accordance with the Low-Level 
Radioactive Waste Policy Act. In light of the September 11, 2001 
terrorist attacks, NRC will perform a comprehensive review of our 
security and safeguards program for decommissioning reactors, spent fuel 
storage installations, and transportation of waste.

    International Nuclear Safety Support.--International Nuclear Safety 
Support encompasses NRC international activities, including some that 
support the agency's domestic mission and others that support broader 
U.S. national interests. These activities include international policy 
formulation, export-import licensing of nuclear materials and equipment, 
treaty implementation, international information exchange activities, 
international safety and safeguards assistance, and deterring nuclear 
proliferation.

    Management and Support.--Management and support encompasses NRC 
central policy direction, legal advice for the Commission, analysis of 
long-term policy issues, administrative proceedings review and advice, 
liaison with outside constituents and other government agencies, 
financial management, all administrative and logistical support, 
information resources management, executive management services for the 
Commission, personnel and training, and matters involving small and 
disadvantaged businesses and civil rights. In light of the September 11, 
2001 terrorist attacks, NRC will continue to review and strengthen NRC's 
physical facilities and information technology infrastructure.

               Object Classification (in millions of dollars)

----------------------------------------------------------------------------
Identification code 31-0200-0-1-276      2001 actual   2002 est.   2003 est.
----------------------------------------------------------------------------

      Direct obligations:

        Personnel compensation:
11.1      Full-time permanent...........         226         267         266
11.3      Other than full-time permanent           4           5           5
11.5      Other personnel compensation..           8           9           9
11.8      Special personal services 
            payments....................           1           2           2
                                           ---------   ---------  ----------
11.9        Total personnel compensation         239         283         282
12.1    Civilian personnel benefits.....          73          84          85
21.0    Travel and transportation of 
          persons.......................          12          15          14
22.0    Transportation of things........           1           1           2
23.1    Rental payments to GSA..........          19          22          22
23.3    Communications, utilities, and 
          miscellaneous charges.........           8           9           9
24.0    Printing and reproduction.......           2           2           3
25.1    Advisory and assistance services           2           2           2
25.2    Other services..................          67          81          79
25.3    Other purchases of goods and 
          services from Government 
          accounts......................          63          74          75
25.4    Operation and maintenance of 
          facilities....................           4           5           4
25.7    Operation and maintenance of 
          equipment.....................           5           6           4
26.0    Supplies and materials..........           2           2           3
31.0    Equipment.......................           9          10          11
41.0    Grants, subsidies, and 
          contributions.................           2           2           3
                                           ---------   ---------  ----------
99.0      Direct obligations............         508         598         598
99.0  Reimbursable obligations..........           5           6           6
                                           ---------   ---------  ----------
99.9    Total new obligations...........         513         604         604
---------------------------------------------------------------------------

                              Personnel Summary

----------------------------------------------------------------------------
Identification code 31-0200-0-1-276      2001 actual   2002 est.   2003 est.
----------------------------------------------------------------------------
    Direct:
1001  Total compensable workyears: Full-
        time equivalent employment......       2,732       2,798       2,840
    Reimbursable:
2001  Total compensable workyears: Full-
        time equivalent employment......           7          15           7
---------------------------------------------------------------------------

                                

                       Office of Inspector General

    For necessary expenses of the Office of Inspector General in 
carrying out the provisions of the Inspector General Act of 1978, as 
amended, [$6,180,000] $7,152,000, to remain available until expended: 
Provided, That revenues from licensing fees, inspection services, and 
other services and collections estimated at [$5,933,000] $6,723,000 in 
fiscal year [2002] 2003 shall be retained and be available until 
expended, for necessary salaries and expenses in this account 
notwithstanding 31 U.S.C. 3302: Provided further, That the sum herein 
appropriated shall be reduced by the amount of revenues received during 
fiscal year [2002] 2003 so as to result in a final fiscal year [2002] 
2003 appropriation estimated at not more than [$247,000] $429,000. 
(Energy and Water Development Appropriations Act, 2002; additional 
authorizing legislation required.)

               Program and Financing (in millions of dollars)

----------------------------------------------------------------------------
Identification code 31-0300-0-1-276      2001 actual   2002 est.   2003 est.
----------------------------------------------------------------------------

    Obligations by program activity:
00.01 Inspector General.................           6           6           7
                                           ---------   ---------  ----------
10.00   Total new obligations...........           6           6           7
----------------------------------------------------------------------------

    Budgetary resources available for obligation:
21.40 Unobligated balance carried 
        forward, start of year..........           1           1
22.00 New budget authority (gross)......           6           6           7
                                           ---------   ---------  ----------
23.90   Total budgetary resources 
          available for obligation......           7           7           7
23.95 Total new obligations.............          -6          -6          -7
24.40 Unobligated balance carried 
        forward, end of year............           1
----------------------------------------------------------------------------

    New budget authority (gross), detail:
      Discretionary:

40.20   Appropriation (special fund)....           6           6           7
----------------------------------------------------------------------------

    Change in obligated balances:
72.40 Obligated balance, start of year..           1           1
73.10 Total new obligations.............           6           6           7
73.20 Total outlays (gross).............          -6          -6          -7
74.40 Obligated balance, end of year....           1
----------------------------------------------------------------------------

    Outlays (gross), detail:
86.90 Outlays from new discretionary 
        authority.......................           5           5           6
86.93 Outlays from discretionary 
        balances........................           1           1           2
                                           ---------   ---------  ----------
87.00   Total outlays (gross)...........           6           6           7
----------------------------------------------------------------------------

    Net budget authority and outlays:
89.00 Budget authority..................           6           6           7
90.00 Outlays...........................           6           6           7
---------------------------------------------------------------------------

    The Inspector General Act Amendments of 1988 established a statutory 
Office of the Inspector General within the NRC that provides the 
Commission and Congress with an independent review and appraisal of the 
integrity of NRC programs and operations. The function of the Office of 
the Inspector General is to conduct and supervise audits and 
investigations relating to all facets of agency programs and operations.

               Object Classification (in millions of dollars)

----------------------------------------------------------------------------
Identification code 31-0300-0-1-276      2001 actual   2002 est.   2003 est.
----------------------------------------------------------------------------
11.1  Personnel compensation: Full-time 
        permanent.......................           4           4           5

[[Page 1164]]

12.1  Civilian personnel benefits.......           1           1           1
25.2  Other services....................           1           1           1
                                           ---------   ---------  ----------
99.9    Total new obligations...........           6           6           7
---------------------------------------------------------------------------

                              Personnel Summary

----------------------------------------------------------------------------
Identification code 31-0300-0-1-276      2001 actual   2002 est.   2003 est.
----------------------------------------------------------------------------
1001  Total compensable workyears: Full-
        time equivalent employment......          45          44          44
---------------------------------------------------------------------------

                                


 
                  NUCLEAR WASTE TECHNICAL REVIEW BOARD

                              Federal Funds

General and special funds:

                          Salaries and Expenses

    For necessary expenses of the Nuclear Waste Technical Review Board, 
as authorized by Public Law 100-203, section 5051, [$3,100,000] 
$3,200,000, to be derived from the Nuclear Waste Fund, and to remain 
available until expended. (Energy and Water Development Appropriations 
Act, 2002.)

               Program and Financing (in millions of dollars)

----------------------------------------------------------------------------
Identification code 48-0500-0-1-271      2001 actual   2002 est.   2003 est.
----------------------------------------------------------------------------

    Obligations by program activity:
10.00 Total new obligations.............           3           3           3
----------------------------------------------------------------------------

    Budgetary resources available for obligation:
22.00 New budget authority (gross)......           3           3           3
23.95 Total new obligations.............          -3          -3          -3
----------------------------------------------------------------------------

    New budget authority (gross), detail:
      Discretionary:

40.20   Appropriation (from NWF)........           3           3           3
----------------------------------------------------------------------------

    Change in obligated balances:
73.10 Total new obligations.............           3           3           3
73.20 Total outlays (gross).............          -3          -3          -3
----------------------------------------------------------------------------

    Outlays (gross), detail:
86.90 Outlays from new discretionary 
        authority.......................           3           3           3
----------------------------------------------------------------------------

    Net budget authority and outlays:
89.00 Budget authority..................           3           3           3
90.00 Outlays...........................           3           3           3
---------------------------------------------------------------------------

    The Nuclear Waste Technical Review Board is directed to evaluate the 
technical and scientific validity of the activities of the Department of 
Energy's nuclear waste disposal program undertaken after the enactment 
of the Nuclear Waste Policy Amendments Act of 1987. The Board must 
report its findings not less than two times a year to the Congress and 
the Secretary of Energy.

               Object Classification (in millions of dollars)

----------------------------------------------------------------------------
Identification code 48-0500-0-1-271      2001 actual   2002 est.   2003 est.
----------------------------------------------------------------------------
11.1  Direct obligations: Personnel 
        compensation: Full-time 
        permanent.......................           2           2           2
99.5  Below reporting threshold.........           1           1           1
                                           ---------   ---------  ----------
99.9    Total new obligations...........           3           3           3
---------------------------------------------------------------------------

                              Personnel Summary

----------------------------------------------------------------------------
Identification code 48-0500-0-1-271      2001 actual   2002 est.   2003 est.
----------------------------------------------------------------------------
1001  Total compensable workyears: Full-
        time equivalent employment......          16          17          17
---------------------------------------------------------------------------

                                


 
            OCCUPATIONAL SAFETY AND HEALTH REVIEW COMMISSION

                              Federal Funds

General and special funds:

                          Salaries and Expenses

    For expenses necessary for the Occupational Safety and Health Review 
Commission (29 U.S.C. 661), [$8,964,000] $10,637,000. (Departments of 
Labor, Health and Human Services, and Education, and Related Agencies 
Appropriations Act, 2002; additional authorizing legislation required.)

               Program and Financing (in millions of dollars)

----------------------------------------------------------------------------
Identification code 95-2100-0-1-554      2001 actual   2002 est.   2003 est.
----------------------------------------------------------------------------

    Obligations by program activity:
00.01 Commission review.................           4           4           4
00.02 Administrative law judge 
        determinations..................           3           3           4
00.03 Executive direction...............           2           2           2
                                           ---------   ---------  ----------
10.00   Total new obligations...........          10          10          11
----------------------------------------------------------------------------

    Budgetary resources available for obligation:
22.00 New budget authority (gross)......          10          10          11
23.95 Total new obligations.............         -10         -10         -11
----------------------------------------------------------------------------

    New budget authority (gross), detail:
      Discretionary:

40.00   Appropriation...................          10          10          11
----------------------------------------------------------------------------

    Change in obligated balances:
72.40 Obligated balance, start of year..           2           2           2
73.10 Total new obligations.............          10          10          11
73.20 Total outlays (gross).............          -9         -10         -10
74.40 Obligated balance, end of year....           2           2           3
----------------------------------------------------------------------------

    Outlays (gross), detail:
86.90 Outlays from new discretionary 
        authority.......................           9           9          10
86.93 Outlays from discretionary 
        balances........................           1           1           1
                                           ---------   ---------  ----------
87.00   Total outlays (gross)...........           9          10          10
----------------------------------------------------------------------------

    Net budget authority and outlays:
89.00 Budget authority..................          10          10          11
90.00 Outlays...........................           9          10          10
---------------------------------------------------------------------------

  Budget Authority and Outlays Excluding Full Funding for Federal Retiree 
                       Costs (in millions of dollars)

----------------------------------------------------------------------------
                                         2001 actual   2002 est.   2003 est.
----------------------------------------------------------------------------

    Net budget authority and outlays:
89.00 Budget authority..................           9           9          10
90.00 Outlays...........................           8           9           9
---------------------------------------------------------------------------

    The Review Commission, established by the Occupational Safety and 
Health Act of 1970, adjudicates contested enforcement actions of the 
Secretary of Labor. The Commission holds factfinding hearings and issues 
orders affirming, modifying, or vacating the Secretary's enforcement 
actions.

                         SELECTED WORKLOAD DATA

                                     2001 actual  2002 est.   2003 est.
Commission review activities:
  Case pending beginning of year....          88          67          62
  New cases received................          31          35          40
  Case dispositions.................          52          40          45
Administrative law judge activities:
  Cases pending beginning of year...         846         840         839
  New cases received................       2,316       2,386       2,386

[[Page 1165]]

  Cases disposition:
    After assignment but without 
      hearing.......................       2,201       2,263       2,264
    Heard and decided by judge......         121         124         124

               Object Classification (in millions of dollars)

----------------------------------------------------------------------------
Identification code 95-2100-0-1-554      2001 actual   2002 est.   2003 est.
----------------------------------------------------------------------------

      Direct obligations:

11.1    Personnel compensation: Full-
          time permanent................           6           6           6
12.1    Civilian personnel benefits.....           2           2           2
23.1    Rental payments to GSA..........           1           1           1
                                           ---------   ---------  ----------
99.0      Direct obligations............           9           9           9
99.5  Below reporting threshold.........           1           1           2
                                           ---------   ---------  ----------
99.9    Total new obligations...........          10          10          11
---------------------------------------------------------------------------

                              Personnel Summary

----------------------------------------------------------------------------
Identification code 95-2100-0-1-554      2001 actual   2002 est.   2003 est.
----------------------------------------------------------------------------
1001  Total compensable workyears: Full-
        time equivalent employment......          67          69          69
---------------------------------------------------------------------------

                                


 
                       OFFICE OF GOVERNMENT ETHICS

                              Federal Funds

General and special funds:

                          Salaries and Expenses

    For necessary expenses to carry out functions of the Office of 
Government Ethics pursuant to the Ethics in Government Act of 1978, as 
amended and the Ethics Reform Act of 1989, including services as 
authorized by 5 U.S.C. 3109, rental of conference rooms in the District 
of Columbia and elsewhere, hire of passenger motor vehicles, and not to 
exceed $1,500 for official reception and representation expenses, 
[$10,117,000] $11,071,000. (Independent Agencies Appropriations Act, 
2002; additional authorizing legislation required.)

               Program and Financing (in millions of dollars)

----------------------------------------------------------------------------
Identification code 95-1100-0-1-805      2001 actual   2002 est.   2003 est.
----------------------------------------------------------------------------

    Obligations by program activity:
10.00 Total new obligations.............          10          11          11
----------------------------------------------------------------------------

    Budgetary resources available for obligation:
22.00 New budget authority (gross)......          11          11          11
23.95 Total new obligations.............         -10         -11         -11
----------------------------------------------------------------------------

    New budget authority (gross), detail:
      Discretionary:

40.00   Appropriation...................          11          11          11
----------------------------------------------------------------------------

    Change in obligated balances:
72.40 Obligated balance, start of year..           1           2           1
73.10 Total new obligations.............          10          11          11
73.20 Total outlays (gross).............         -10         -11         -11
74.40 Obligated balance, end of year....           2           1           1
----------------------------------------------------------------------------

    Outlays (gross), detail:
86.90 Outlays from new discretionary 
        authority.......................          10          10          10
86.93 Outlays from discretionary 
        balances........................           1           1           1
                                           ---------   ---------  ----------
87.00   Total outlays (gross)...........          10          11          11
----------------------------------------------------------------------------

    Net budget authority and outlays:
89.00 Budget authority..................          11          11          11
90.00 Outlays...........................          10          11          11
---------------------------------------------------------------------------

  Budget Authority and Outlays Excluding Full Funding for Federal Retiree 
                       Costs (in millions of dollars)

----------------------------------------------------------------------------
                                         2001 actual   2002 est.   2003 est.
----------------------------------------------------------------------------

    Net budget authority and outlays:
89.00 Budget authority..................          10          10          10
90.00 Outlays...........................           9          10          10
---------------------------------------------------------------------------

    The Office of Government Ethics (OGE) is charged by law to provide 
overall direction of executive branch policies designed to prevent 
conflicts of interest and insure high ethical standards. The OGE 
discharges its responsibilities to preserve and promote public 
confidence in the integrity of executive branch officials by developing 
rules and regulations pertaining to conflicts of interest, post 
employment restrictions, standards of conduct, and public and 
confidential financial disclosure in the executive branch; by monitoring 
compliance with the public and confidential financial disclosure 
requirements of the Ethics in Government Act of 1978 and the Ethics 
Reform Act of 1989, to determine possible violations of applicable laws 
or regulations and recommending appropriate corrective action; by 
consulting with and assisting various officials in evaluating the 
effectiveness of applicable laws and the resolution of individual 
problems; and by preparing formal advisory opinions, informal letter 
opinions, policy memoranda, and Federal Register entries on how to 
interpret and comply with the requirements on conflicts of interest, 
post employment, standards of conduct, and financial disclosure.

               Object Classification (in millions of dollars)

----------------------------------------------------------------------------
Identification code 95-1100-0-1-805      2001 actual   2002 est.   2003 est.
----------------------------------------------------------------------------

      Direct obligations:

11.1    Personnel compensation: Full-
          time permanent................           6           6           6
12.1    Civilian personnel benefits.....           2           3           3
23.1    Rental payments to GSA..........           1           1           1
                                           ---------   ---------  ----------
99.0      Direct obligations............           9          10          10
99.5  Below reporting threshold.........           1           1           1
                                           ---------   ---------  ----------
99.9    Total new obligations...........          10          11          11
---------------------------------------------------------------------------

                              Personnel Summary

----------------------------------------------------------------------------
Identification code 95-1100-0-1-805      2001 actual   2002 est.   2003 est.
----------------------------------------------------------------------------
1001  Total compensable workyears: Full-
        time equivalent employment......          77          82          82
---------------------------------------------------------------------------

                                


 
               OFFICE OF NAVAJO AND HOPI INDIAN RELOCATION

                              Federal Funds

General and special funds:

                          Salaries and Expenses

    For necessary expenses of the Office of Navajo and Hopi Indian 
Relocation as authorized by Public Law 93-531, [$15,148,000] 
$14,760,000, to remain available until expended: Provided, That funds 
provided in this or any other appropriations Act are to be used to 
relocate eligible individuals and groups including evictees from 
District 6, Hopi-partitioned lands residents, those in significantly 
substandard housing, and all others certified as eligible and not 
included in the preceding categories: Provided further, That none of the 
funds contained in this or any other Act may be used by the Office of 
Navajo and Hopi Indian Relocation to evict any single Navajo or Navajo 
family who, as of November 30, 1985, was physically domiciled on the 
lands partitioned to the Hopi Tribe unless a new or replacement home is 
provided for such household: Provided further, That no relocatee will be 
provided with more than one new or replacement home: Provided further, 
That the Office shall relocate any certified eligible relocatees who 
have selected and received an approved homesite on the Navajo 
reservation or selected a replacement residence off the Navajo 
reservation or on the land acquired pursuant to 25 U.S.C. 640d-10. 
(Department of the Interior and Related Agencies Appropriations Act, 
2002; additional authorizing legislation required.)

               Program and Financing (in millions of dollars)

----------------------------------------------------------------------------
Identification code 48-1100-0-1-808      2001 actual   2002 est.   2003 est.
----------------------------------------------------------------------------

    Obligations by program activity:
00.01 Operation of relocation office....           5           5           6

[[Page 1166]]

00.03 Relocation payments (housing).....           7           8          10
00.04 Discretionary fund payments.......           2           2           2
                                           ---------   ---------  ----------
10.00   Total new obligations...........          14          15          18
----------------------------------------------------------------------------

    Budgetary resources available for obligation:
21.40 Unobligated balance carried 
        forward, start of year..........           5           7           8
22.00 New budget authority (gross)......          15          15          15
22.10 Resources available from 
        recoveries of prior year 
        obligations.....................           1           1           1
                                           ---------   ---------  ----------
23.90   Total budgetary resources 
          available for obligation......          21          23          24
23.95 Total new obligations.............         -14         -15         -18
24.40 Unobligated balance carried 
        forward, end of year............           7           8           6
----------------------------------------------------------------------------

    New budget authority (gross), detail:
      Discretionary:

40.00   Appropriation...................          15          15          15
----------------------------------------------------------------------------

    Change in obligated balances:
72.40 Obligated balance, start of year..           5           6           3
73.10 Total new obligations.............          14          15          18
73.20 Total outlays (gross).............         -12         -17         -17
73.45 Recoveries of prior year 
        obligations.....................          -1          -1          -1
74.40 Obligated balance, end of year....           6           3           3
----------------------------------------------------------------------------

    Outlays (gross), detail:
86.90 Outlays from new discretionary 
        authority.......................          11          14          11
86.93 Outlays from discretionary 
        balances........................           1           5           5
                                           ---------   ---------  ----------
87.00   Total outlays (gross)...........          12          17          17
----------------------------------------------------------------------------

    Net budget authority and outlays:
89.00 Budget authority..................          15          15          15
90.00 Outlays...........................          11          17          17
---------------------------------------------------------------------------

    The Office of Navajo and Hopi Indian Relocation was established by 
Public Law 93-531 to plan and conduct relocation activities associated 
with the settlement of a land dispute in northern Arizona between the 
two tribes.

    Bonuses are paid to clients who volunteered for relocation prior to 
July 7, 1985. Relocation of clients includes such activities as 
certification, housing acquisition and construction, and land 
acquisition. Discretionary funds will be used for activities which will 
facilitate and expedite the overall relocation effort.

               Object Classification (in millions of dollars)

----------------------------------------------------------------------------
Identification code 48-1100-0-1-808      2001 actual   2002 est.   2003 est.
----------------------------------------------------------------------------
11.1  Personnel compensation: Full-time 
        permanent.......................           3           3           4
12.1  Civilian personnel benefits.......           1           1           1
25.2  Other services....................           1           1           1
32.0  Land and structures...............           7           8          10
41.0  Grants, subsidies, and 
        contributions...................           2           2           2
                                           ---------   ---------  ----------
99.9    Total new obligations...........          14          15          18
---------------------------------------------------------------------------

                              Personnel Summary

----------------------------------------------------------------------------
Identification code 48-1100-0-1-808      2001 actual   2002 est.   2003 est.
----------------------------------------------------------------------------
1001  Total compensable workyears: Full-
        time equivalent employment......          61          61          58
---------------------------------------------------------------------------

                                


 
                        OFFICE OF SPECIAL COUNSEL

                              Federal Funds

General and special funds:

                          Salaries and Expenses

    For necessary expenses to carry out functions of the Office of 
Special Counsel pursuant to Reorganization Plan Numbered 2 of 1978, the 
Civil Service Reform Act of 1978 (Public Law 95-454), the Whistleblower 
Protection Act of 1989 (Public Law 101-12), Public Law 103-424, and the 
Uniformed Services Employment and Reemployment Act of 1994 (Public Law 
103-353), including services as authorized by 5 U.S.C. 3109, payment of 
fees and expenses for witnesses, rental of conference rooms in the 
District of Columbia and elsewhere, and hire of passenger motor 
vehicles; [$11,891,000] $12,965,000. (Independent Agencies 
Appropriations Act, 2002; additional authorizing legislation required.)

               Program and Financing (in millions of dollars)

----------------------------------------------------------------------------
Identification code 62-0100-0-1-805      2001 actual   2002 est.   2003 est.
----------------------------------------------------------------------------

    Obligations by program activity:
00.01 Investigation and prosecution of 
        reprisals for whistle blowing...          12          13          13
                                           ---------   ---------  ----------
10.00   Total new obligations...........          12          13          13
----------------------------------------------------------------------------

    Budgetary resources available for obligation:
22.00 New budget authority (gross)......          12          13          13
23.95 Total new obligations.............         -12         -13         -13
----------------------------------------------------------------------------

    New budget authority (gross), detail:
      Discretionary:

40.00   Appropriation...................          12          13          13
----------------------------------------------------------------------------

    Change in obligated balances:
72.40 Obligated balance, start of year..           1           1           1
73.10 Total new obligations.............          12          13          13
73.20 Total outlays (gross).............         -12         -13         -13
74.40 Obligated balance, end of year....           1           1
----------------------------------------------------------------------------

    Outlays (gross), detail:
86.90 Outlays from new discretionary 
        authority.......................          12          13          13
86.93 Outlays from discretionary 
        balances........................           1           1
                                           ---------   ---------  ----------
87.00   Total outlays (gross)...........          12          13          13
----------------------------------------------------------------------------

    Net budget authority and outlays:
89.00 Budget authority..................          12          13          13
90.00 Outlays...........................          12          13          13
---------------------------------------------------------------------------

  Budget Authority and Outlays Excluding Full Funding for Federal Retiree 
                       Costs (in millions of dollars)

----------------------------------------------------------------------------
                                         2001 actual   2002 est.   2003 est.
----------------------------------------------------------------------------

    Net budget authority and outlays:
89.00 Budget authority..................          11          12          12
90.00 Outlays...........................          11          12          12
---------------------------------------------------------------------------

    The Office of Special Counsel (OSC) (1) investigates Federal 
employee allegations of prohibited personnel practices (including 
reprisal for whistleblowing) and when appropriate prosecutes before the 
Merit Systems Protection Board (MSPB); (2) provides a channel for 
whistleblowing by Federal employees; and (3) enforces the Hatch Act. The 
OSC may transmit whistleblower allegations to the agency head concerned 
and require an agency investigation and a report to the Congress and the 
President when appropriate.

    Overall in 2001, there were more than 3,107 instances in which the 
assistance or action of the OSC was sought by Federal employees and 
other persons. Many prohibited personnel practice cases investigated by 
the OSC are resolved without recourse to formal proceedings before the 
MSPB. In 2001, the OSC obtained 76 corrective or other favorable 
actions, and efforts to obtain such negotiated resolutions will 
continue. In 2001, the OSC also filed eight enforcement ac

[[Page 1167]]

tions before the MSPB Hatch Act matters. The OSC also issued 2,806 Hatch 
Act advisory opinions (both written and oral) to people who sought 
advice. During 2001, the OSC's Disclosure Unit received 380 new 
disclosure matters for possible referral and 15 Disclosure Unit matters 
were referred to agency heads for their review.

    This request will enable OSC to continue its efforts to reduce its 
long-standing case processing backlogs. In 2001, OSC made some progress 
against these backlogs in reducing the number of pending prohibited 
personnel practice cases older than 240 days by 15 percent. OSC 
anticipates making more progress in 2003 so as to reduce backlogs and 
provide customers with prompt and timely service in accordance with the 
time frames laid out in 5 U.S.C. Sec. 1214(b)(2)(A)(ii) (240 days to 
process prohibited personnel practice complaints) and 5 U.S.C. 
Sec. 1213(b) (15 days to make an initial determination on a whistlebower 
disclosure).

    OSC significantly revised its Strategic Plan last year, including 
the associated annual performance plan. The plans now place more 
emphasis on prioritizing cases by category and resource allocation, 
while improving quality. Highlights of the FY 2003 annual performance 
plan include: (1) implementing a procedure to assess and improve quality 
of OSC investigations and legal analyses; (2) devising a formal system 
of case handling and resource allocation according to complexity and 
type of case; (3) developing a system to eliminate any unnecessary steps 
in case-handling; (4) creating specific performance goals for the Hatch 
Act and Disclosure Units; (5) enhancing goals for OSC's outreach and 
education program; and (6) maintaining OSC's human resource and 
information technology programs.

    The following tables display the anticipated workloads:

      

                          ALLEGATIONS RECEIVED

                                     2001 actual  2002 est.   2003 est.

Reprisal for whistleblowing.........         553         700         725

Other personnel practices...........        2480        3500        3550

Hatch Act...........................          74          80          85

                           ALLEGATIONS CLOSED

                                     2001 actual  2002 est.   2003 est.

Reprisal for whistleblowing.........         716         870         880

Other personnel practices...........        3423        3650        3675

Hatch Act...........................         113          85          90

               Object Classification (in millions of dollars)

----------------------------------------------------------------------------
Identification code 62-0100-0-1-805      2001 actual   2002 est.   2003 est.
----------------------------------------------------------------------------

      Direct obligations:

11.1

        Personnel compensation: Full-
          time permanent................           8           8           9

12.1

        Civilian personnel benefits.....           3           3           3

23.1

        Rental payments to GSA..........           1           1           1
                                           ---------   ---------  ----------
99.0      Direct obligations............          12          12          13
99.5  Below reporting threshold.........                       1
                                           ---------   ---------  ----------
99.9    Total new obligations...........          12          13          13
---------------------------------------------------------------------------

                              Personnel Summary

----------------------------------------------------------------------------
Identification code 62-0100-0-1-805      2001 actual   2002 est.   2003 est.
----------------------------------------------------------------------------
1001  Total compensable workyears: Full-
        time equivalent employment......         105         106         106
---------------------------------------------------------------------------

                                


 
                  OKLAHOMA CITY NATIONAL MEMORIAL TRUST

                              Federal Funds

General and special funds:

                  Oklahoma City National Memorial Trust

               Program and Financing (in millions of dollars)

----------------------------------------------------------------------------
Identification code 95-4333-0-3-303      2001 actual   2002 est.   2003 est.
----------------------------------------------------------------------------

    Obligations by program activity:
09.00 Reimbursable program..............                       1           1
                                           ---------   ---------  ----------
10.00   Total new obligations (object 
          class 25.2)...................                       1           1
----------------------------------------------------------------------------

    Budgetary resources available for obligation:
21.40 Unobligated balance carried 
        forward, start of year..........           1           1           1
22.00 New budget authority (gross)......                       1           1
                                           ---------   ---------  ----------
23.90   Total budgetary resources 
          available for obligation......           1           2           2
23.95 Total new obligations.............                      -1          -1
24.40 Unobligated balance carried 
        forward, end of year............           1           1           1
----------------------------------------------------------------------------

    New budget authority (gross), detail:
      Discretionary:

68.00   Spending authority from 
          offsetting collections 
          (gross): Offsetting 
          collections (cash)............                       1           1
----------------------------------------------------------------------------

    Change in obligated balances:
73.10 Total new obligations.............                       1           1
73.20 Total outlays (gross).............                      -1          -1
74.40 Obligated balance, end of year....
----------------------------------------------------------------------------

    Outlays (gross), detail:
86.90 Outlays from new discretionary 
        authority.......................                       1           1
----------------------------------------------------------------------------

    Offsets:
      Against gross budget authority and outlays:

88.40   Offsetting collections (cash) 
          from: Non-Federal sources.....                      -1          -1
----------------------------------------------------------------------------

    Net budget authority and outlays:
89.00 Budget authority..................
90.00 Outlays...........................
---------------------------------------------------------------------------

    The Oklahoma City National Memorial Act of 1997 (P.L. 105-58), 
established the Oklahoma City National Memorial Trust, a wholly owned 
government corporation, to operate the memorial to commemorate the 
victims of the April 19, 1995 bombing of the Alfred P. Murrah Federal 
Building. The Act authorized $5 million in appropriations, subject to a 
non-Federal match, for the activities of the Trust, managed by the 
Oklahoma City Memorial Foundation. Current operations are funded by 
museum entrance fees and donations.

               Object Classification (in millions of dollars)

----------------------------------------------------------------------------
Identification code 95-4333-0-3-303      2001 actual   2002 est.   2003 est.
----------------------------------------------------------------------------
25.2  Other services....................                       1           1
                                           ---------   ---------  ----------
99.0      Reimbursable obligations......                       1           1
---------------------------------------------------------------------------

                                


 
                      OTHER COMMISSIONS AND BOARDS

                              Federal Funds

General and special funds:

      Commission for the Preservation of America's Heritage Abroad

                          salaries and expenses

    For expenses for the Commission for the Preservation of America's 
Heritage Abroad, [$489,000] $499,000, as authorized by Public Law 99-83, 
section 1303. (Departments of Commerce, Justice, and State, the 
Judiciary, and Related Agencies Appropriations Act, 2002.)

[[Page 1168]]

              Unavailable Collections (in millions of dollars)

----------------------------------------------------------------------------
Identification code 95-9911-0-1-808      2001 actual   2002 est.   2003 est.
----------------------------------------------------------------------------
01.99 Balance, start of year............           4           7           9
    Receipts:
02.00 Miscellaneous deposits, 
        Miscellaneous trust funds, 
        Independent agencies............                       1           1
02.50 Interest, Miscellaneous trust 
        funds, Independent agencies.....           3           1           1
                                           ---------   ---------  ----------
02.99   Total receipts and collections..           3           2           2
                                           ---------   ---------  ----------
04.00 Total: Balances and collections...           7           9          11
                                           ---------   ---------  ----------
07.99 Balance, end of year..............           7           9          11
---------------------------------------------------------------------------

               Program and Financing (in millions of dollars)

----------------------------------------------------------------------------
Identification code 95-9911-0-1-808      2001 actual   2002 est.   2003 est.
----------------------------------------------------------------------------

    Obligations by program activity:
10.00 Total new obligations (object 
        class 25.2).....................           2
----------------------------------------------------------------------------

    Budgetary resources available for obligation:
21.40 Unobligated balance carried 
        forward, start of year..........           1
22.00 New budget authority (gross)......           2
                                           ---------   ---------  ----------
23.90   Total budgetary resources 
          available for obligation......           3
23.95 Total new obligations.............          -2
----------------------------------------------------------------------------

    New budget authority (gross), detail:
      Discretionary:

40.00   Appropriation...................           1
42.00   Transferred from other accounts.           1
                                           ---------   ---------  ----------
43.00     Appropriation (total 
            discretionary)..............           2
----------------------------------------------------------------------------

    Change in obligated balances:
73.10 Total new obligations.............           2
73.20 Total outlays (gross).............          -2
----------------------------------------------------------------------------

    Outlays (gross), detail:
86.90 Outlays from new discretionary 
        authority.......................           1
86.93 Outlays from discretionary 
        balances........................           1
                                           ---------   ---------  ----------
87.00   Total outlays (gross)...........           2
----------------------------------------------------------------------------

    Net budget authority and outlays:
89.00 Budget authority..................           2
90.00 Outlays...........................           1
---------------------------------------------------------------------------

    The ``Other commissions and boards'' account presents data on small 
independent commissions and other entities on a consolidated basis.

    This consolidated account includes the $499 thousand request for the 
Commission for the Preservation of America's Heritage Abroad, which 
helps preserve sites associated with the foreign heritage of Americans 
by identifying sites, negotiating with foreign governments, and 
facilitating private efforts.

                                


 
                       PACIFIC CHARTER COMMISSION

                              Federal Funds

General and special funds:

                         [Salaries and Expenses]

    [For necessary expenses for the Pacific Charter Commission, as 
authorized by the Pacific Charter Commission Act of 2000 (Public Law 
106-570), $1,500,000, to remain available until expended.] (Departments 
of Commerce, Justice, and State, the Judiciary, and Related Agencies 
Appropriations Act, 2002.) additional authorizing legislation required.

               Program and Financing (in millions of dollars)

----------------------------------------------------------------------------
Identification code 48-2998-0-1-154      2001 actual   2002 est.   2003 est.
----------------------------------------------------------------------------

    Obligations by program activity:
10.00 Total new obligations (object 
        class 25.2).....................                       2
----------------------------------------------------------------------------

    Budgetary resources available for obligation:
22.00 New budget authority (gross)......                       2
23.95 Total new obligations.............                      -2
----------------------------------------------------------------------------

    New budget authority (gross), detail:
      Discretionary:

40.00   Appropriation...................                       2
----------------------------------------------------------------------------

    Change in obligated balances:
73.10 Total new obligations.............                       2
----------------------------------------------------------------------------

    Outlays (gross), detail:
86.90 Outlays from new discretionary 
        authority.......................                       2
----------------------------------------------------------------------------

    Net budget authority and outlays:
89.00 Budget authority..................                       2
90.00 Outlays...........................                       2
---------------------------------------------------------------------------

    The Commission was authorized in P.L. 106-570 to carry out, either 
directly or through nongovernmental organizations, programs, projects, 
and activities to promote a consistent and coordinated foreign policy of 
the United States in the Asia-Pacific region. The Commission is charged 
with monitoring developments in countries of the Asia-Pacific region 
with respect to United States foreign policy toward such countries, the 
status of democratization, the rule of law and human rights in the 
region, economic relations among the United States and such countries, 
and activities related to terrorism and the illicit narcotics trade, and 
with recommending options for policies of the United States Government.

                                


 
                         PANAMA CANAL COMMISSION

                              Federal Funds

Public enterprise funds:

                       Panama Canal Revolving Fund

               Program and Financing (in millions of dollars)

----------------------------------------------------------------------------
Identification code 95-4061-0-3-403      2001 actual   2002 est.   2003 est.
----------------------------------------------------------------------------

    Obligations by program activity:
09.01 Reimbursable program..............           4
                                           ---------   ---------  ----------
09.09   Total operating expenses........           4
                                           ---------   ---------  ----------
10.00   Total new obligations (object 
          class 42.0)...................           4
----------------------------------------------------------------------------

    Budgetary resources available for obligation:
21.40 Unobligated balance carried 
        forward, start of year..........           2
22.00 New budget authority (gross)......           2
                                           ---------   ---------  ----------
23.90   Total budgetary resources 
          available for obligation......           4
23.95 Total new obligations.............          -4
----------------------------------------------------------------------------

    New budget authority (gross), detail:
      Discretionary:

68.00   Spending authority from 
          offsetting collections 
          (gross): Offsetting 
          collections (cash)............           2
----------------------------------------------------------------------------

    Change in obligated balances:
72.40 Obligated balance, start of year..          55          51          40
73.10 Total new obligations.............           4
73.20 Total outlays (gross).............          -8         -11
74.40 Obligated balance, end of year....          51          40          40
----------------------------------------------------------------------------

    Outlays (gross), detail:
86.90 Outlays from new discretionary 
        authority.......................           2
86.93 Outlays from discretionary 
        balances........................           6          11
                                           ---------   ---------  ----------
87.00   Total outlays (gross)...........           8          11
----------------------------------------------------------------------------

[[Page 1169]]



    Offsets:
      Against gross budget authority and outlays:

88.40   Offsetting collections (cash) 
          from: Non-Federal sources.....          -2
----------------------------------------------------------------------------

    Net budget authority and outlays:
89.00 Budget authority..................
90.00 Outlays...........................           6          11
---------------------------------------------------------------------------

    The Panama Canal Act of 1979 established the Panama Canal Commission 
to operate and maintain the interoceanic waterway. Pursuant to Public 
Law 104-106, the Commission is a wholly-owned government corporation and 
is funded by a revolving fund. In accordance with the Panama Canal 
Treaty, the United States transferred ownership of the Canal to the 
Republic of Panama on December 31, 1999. Data in the following tables 
are for the settlement of remaining accident and contract claims against 
the Commission.

                                

                Panama Canal Commission Dissolution Fund

               Program and Financing (in millions of dollars)

----------------------------------------------------------------------------
Identification code 95-4073-0-3-403      2001 actual   2002 est.   2003 est.
----------------------------------------------------------------------------

    Budgetary resources available for obligation:
21.40 Unobligated balance carried 
        forward, start of year..........                       4           4
22.00 New budget authority (gross)......           4
                                           ---------   ---------  ----------
23.90   Total budgetary resources 
          available for obligation......           4           4           4
24.40 Unobligated balance carried 
        forward, end of year............           4           4           4
----------------------------------------------------------------------------

    New budget authority (gross), detail:
      Mandatory:

69.00   Offsetting collections (cash)...           4
----------------------------------------------------------------------------

    Change in obligated balances:
72.40 Obligated balance, start of year..           7
73.20 Total outlays (gross).............          -7
----------------------------------------------------------------------------

    Outlays (gross), detail:
86.97 Outlays from new mandatory 
        authority.......................           4
86.98 Outlays from mandatory balances...           3
                                           ---------   ---------  ----------
87.00   Total outlays (gross)...........           7
----------------------------------------------------------------------------

    Offsets:
      Against gross budget authority and outlays:

88.00   Offsetting collections (cash) 
          from: Federal sources.........          -4
----------------------------------------------------------------------------

    Net budget authority and outlays:
89.00 Budget authority..................
90.00 Outlays...........................           3
----------------------------------------------------------------------------

    Memorandum (non-add) entries:
92.01 Total investments, start of year: 
        Federal securities: Par value...           1           4           4
92.02 Total investments, end of year: 
        Federal securities: Par value...           4           4           4
---------------------------------------------------------------------------

    Pursuant to 22 USC 3714a., Sec. 1305., there is established in the 
Treasury of the United States a fund known as the ``Panama Canal 
Commission Dissolution Fund''. The Fund, which became available on 
October 1, 1998, is being used by the Commission to operate an Office of 
Transition Administration. This office manages the Commission's 
transfer-related obligations, such as severance pay and accident and 
contract claims.

                              Personnel Summary

----------------------------------------------------------------------------
Identification code 95-4073-0-3-403      2001 actual   2002 est.   2003 est.
----------------------------------------------------------------------------
2001  Total compensable workyears: Full-
        time equivalent employment......           5           1           1
---------------------------------------------------------------------------

                                


 
                             POSTAL SERVICE

                              Federal Funds

General and special funds:

                   Payment to the Postal Service Fund

    For payment to the Postal Service Fund for revenue forgone on free 
and reduced rate mail, pursuant to subsections (c) and (d) of section 
2401 of title 39, United States Code, [$76,619,000] $60,014,000, of 
which [$47,619,000] $31,014,000 shall not be available for obligation 
until October 1, [2002] 2003: Provided, That mail for overseas voting 
and mail for the blind shall continue to be free: Provided further, That 
6-day delivery and rural delivery of mail shall continue at not less 
than the 1983 level: Provided further, That none of the funds made 
available to the Postal Service by this Act shall be used to implement 
any rule, regulation, or policy of charging any officer or employee of 
any State or local child support enforcement agency, or any individual 
participating in a State or local program of child support enforcement, 
a fee for information requested or provided concerning an address of a 
postal customer: Provided further, That none of the funds provided in 
this Act shall be used to consolidate or close small rural and other 
small post offices in fiscal year [2002] 2003. (Postal Service 
Appropriations Act, 2002.)
    [For emergency expenses to the Postal Service Fund to enable the 
Postal Service to protect postal employees and postal customers from 
exposure to biohazardous material, to sanitize and screen the mail, and 
to replace or repair Postal Service facilities destroyed or damaged in 
New York City as a result of the September 11, 2001, terrorist attacks, 
$500,000,000, to remain available until expended, to be obligated from 
amounts made available in Public Law 107-38: Provided, That of the 
amounts appropriated, no funds shall be obligated for the purpose of 
sanitizing and screening the mail until the Postal Service submits to 
the Committees on Appropriations, the House Committee on Government 
Reform, and the Senate Committee on Governmental Affairs an emergency 
preparedness plan to combat the threat of biological and chemical 
substances in the mail, including a plan for expenditure of funds in 
support of the emergency preparedness plan.] (Emergency Supplemental 
Act, 2002.)

               Program and Financing (in millions of dollars)

----------------------------------------------------------------------------
Identification code 18-1001-0-1-372      2001 actual   2002 est.   2003 est.
----------------------------------------------------------------------------

    Obligations by program activity:
00.01 Current year......................
00.02 Reconciliation adjustment.........
00.03 Prior years' liabilities..........          29          29          29
00.04 Advanced Appropriation from the 
        previous year...................          64          67          48
00.05 Terrorist Response, FY 2001 
        Supplemental....................                     175
00.06 Terrorist Response, FY 2002 
        Supplemental....................                     500
                                           ---------   ---------  ----------
10.00   Total new obligations (object 
          class 41.0)...................          93         771          77
----------------------------------------------------------------------------

    Budgetary resources available for obligation:
22.00 New budget authority (gross)......          93         596          77
22.22 Unobligated balance transferred 
        from other accounts.............                     175
                                           ---------   ---------  ----------
23.90   Total budgetary resources 
          available for obligation......          93         771          77
23.95 Total new obligations.............         -93        -771         -77
----------------------------------------------------------------------------

    New budget authority (gross), detail:
      Discretionary:

        Appropriation:
40.00     Appropriation.................          29          29          29
40.00     Appropriation.................                     500
                                           ---------   ---------  ----------
43.00     Appropriation (total 
            discretionary)..............          29         529          29
55.00   Advance appropriation...........          64          67          48
                                           ---------   ---------  ----------
70.00   Total new budget authority 
          (gross).......................          93         596          77
----------------------------------------------------------------------------

    Change in obligated balances:
73.10 Total new obligations.............          93         771          77
73.20 Total outlays (gross).............         -93        -771         -77
----------------------------------------------------------------------------

    Outlays (gross), detail:
86.90 Outlays from new discretionary 
        authority.......................          93         596          77
86.93 Outlays from discretionary 
        balances........................                     175
                                           ---------   ---------  ----------
87.00   Total outlays (gross)...........          93         771          77
----------------------------------------------------------------------------

    Net budget authority and outlays:
89.00 Budget authority..................          93         596          77

[[Page 1170]]

90.00 Outlays...........................          93         771          77
---------------------------------------------------------------------------
    \1\ Represents a $70,880,000 current year estimate and a -$6,444,000 
reconciliation adjustment.
    \2\ Represents a $66,473,000 current year estimate and a $620,000 
reconciliation adjustment.
    \3\ Represents a $56,303,000 current year estimate and a -$8,684,000 
reconciliation adjustment.

    On November 20, 2001 the President released (pursuant to P.L. 107-
38) $175,000,000 from the Emergency Response Fund to the U.S. Postal 
Service in response to the anthrax attacks. These resources include $100 
million for an initial purchase of irradiation equipment to sanitize the 
mail and $75 million for the costs of personnel protection equipment 
(gloves, masks, barrier creams, etc.), first response/environmental 
testing kits and services, site clean-up and medical goods and services, 
and for public education material.

    In the Emergency Supplemental Act of 2002, Congress appropriated, 
from amounts authorized by Public Law 107-38, an additional $500,000,000 
to the Postal Service to protect postal employees and postal customers 
from exposure to biohazardous material, sanitize and screen the mail, 
and replace or repair Postal Service facilities destroyed or damaged in 
New York City as a result of the September 11, 2001, terrorist attacks. 
Funds are available to the Postal Service for sanitizing and screening 
the mail after it submits an emergency preparedness plan and an 
associated expenditure plan to the Congress.

    Pursuant to Public Law 93-328, the 2003 appropriation request of the 
U.S. Postal Service for Payment to the Postal Service Fund is 
$60,014,000. This amount includes: $48,999,000 requested for free mail 
for the blind and overseas voting; -$17,985,000 as a reconciliation 
adjustment for 2000 actual mail volume of free mail for the blind and 
overseas voting; and $29,000,000 for prior years' liability under the 
Revenue Forgone Reform Act of 1993. In addition to these funds, 
$47,619,000 (an advance appropriation from 2002 for the 2002 costs and 
the 1999 reconciliation adjustment for free mail for the blind and 
overseas voting) will become available to the U.S. Postal Service in 
2003.

                                

Public enterprise funds:

                           Postal Service Fund

               Program and Financing (in millions of dollars)

----------------------------------------------------------------------------
Identification code 18-4020-0-3-372      2001 actual   2002 est.   2003 est.
----------------------------------------------------------------------------

    Obligations by program activity:
      Reimbursable Program:

09.01   Postal field operations.........      47,029      48,097      49,449
09.02   Transportation..................       5,065       5,203       5,132
09.03   Building occupancy..............       1,717       1,775       1,847
09.04   Supplies and services...........       3,196       3,387       3,139
09.05   Research and development........          29          46          47
09.06   Administration and area 
          operations....................       5,791       6,945       7,177
09.07   Interest........................       1,961       2,040       2,129
09.08   Servicewide expenses............         447         162       2,326
                                           ---------   ---------  ----------
09.09     Subtotal......................      65,235      67,655      71,246
09.10   Capital Investment..............       1,047       2,857       3,835
                                           ---------   ---------  ----------
10.00   Total new obligations...........      66,282      70,512      75,081
----------------------------------------------------------------------------

    Budgetary resources available for obligation:
22.00 New budget authority (gross)......      69,933      72,312      79,994
22.60 Portion applied to repay debt.....      -3,651      -1,800      -4,913
                                           ---------   ---------  ----------
23.90   Total budgetary resources 
          available for obligation......      66,282      70,512      75,081
23.95 Total new obligations.............     -66,282     -70,512     -75,081
----------------------------------------------------------------------------

    New budget authority (gross), detail:
      Mandatory:

67.10   Authority to borrow.............       4,064       2,813       5,154
69.00 Offsetting collections (cash).....      65,869      69,499      74,840
                                           ---------   ---------  ----------
70.00   Total new budget authority 
          (gross).......................      69,933      72,312      79,994
----------------------------------------------------------------------------

    Change in obligated balances:
72.40 Obligated balance, start of year..      20,640      18,751      17,749
73.10 Total new obligations.............      66,282      70,512      75,081
73.20 Total outlays (gross).............     -68,171     -71,514     -73,392
74.40 Obligated balance, end of year....      18,751      17,749      19,438
----------------------------------------------------------------------------

    Outlays (gross), detail:
86.97 Outlays from new mandatory 
        authority.......................      68,171      71,514      73,392
----------------------------------------------------------------------------

    Offsets:
      Against gross budget authority and outlays:

        Offsetting collections (cash) 
            from:
88.00     Federal sources...............        -991      -1,701      -1,109
88.20     Interest on Federal securities          -7          -4          -4
88.40     Non-Federal sources...........     -64,871     -67,794     -73,727
                                           ---------   ---------  ----------
88.90       Total, offsetting 
              collections (cash)........     -65,869     -69,499     -74,840
----------------------------------------------------------------------------

    Net budget authority and outlays:
89.00 Budget authority..................       4,064       2,813       5,154
90.00 Outlays...........................       2,302       2,015      -1,448
----------------------------------------------------------------------------

    Memorandum (non-add) entries:
92.01 Total investments, start of year: 
        Federal securities: Par value...       1,086       1,258         843
92.02 Total investments, end of year: 
        Federal securities: Par value...       1,258         843         843
---------------------------------------------------------------------------

    The Postal Reorganization Act of 1970, Public Law 91-375, converted 
the Post Office Department into the U.S. Postal Service, an independent 
establishment within the executive branch. The Postal Service commenced 
operations July 1, 1971. This agency is charged with providing patrons 
with reliable mail service at reasonable rates and fees.

    The U.S. Postal Service is governed by an 11-member Board of 
Governors, including 9 Governors appointed by the President, a 
Postmaster General who is selected by the Governors, and a Deputy 
Postmaster General who is selected by the Governors and the Postmaster 
General.

    Decisions on changes in domestic rates of postage and fees for 
postal services are recommended to the Governors of the Postal Service 
by the independent Postal Rate Commission after a hearing on the record 
under the Administrative Procedure Act. The Commission also recommends 
decisions on changes in the domestic mail classification schedule to the 
Governors. Decisions of the Governors on rates of postage, fees for 
postal services, and mail classification are final, subject to judicial 
review.

    Effective in 1986, the Postal Service Fund (Fund) was included in 
the congressional and executive budget process and taken into account in 
making calculations under the Balanced Budget and Emergency Deficit 
Control Act of 1985 (Gramm-Rudman-Hollings). The Omnibus Budget 
Reconciliation Act of 1989 amended title 39 of the U.S. Code by adding a 
new section, 2009a, which provides that, beginning in 1990, the receipts 
and disbursements of the Fund shall not be considered as part of the 
congressional and executive budget process and shall not be taken into 
account in making calculations under Gramm-Rudman-Hollings.

    Programs.--Included are all postal activities providing window 
services; processing, delivery, and transportation of mail; research and 
development; administration of postal field activities; and associated 
expenses of providing facilities and financing.

    The rapid development of electronic messaging systems promises to 
increase the effectiveness of the Nation's communications infrastructure 
and United States competitiveness in the future. As the provider of a 
universally available hard copy delivery system, the United States 
Postal Service is en

[[Page 1171]]

couraged to examine these emerging communications technologies and to 
cooperate with the private sector on issues of integration, directory 
service, and strategic alliances that will facilitate the development of 
secure and reliable electronic messaging networks.

    The transition from hard copy to electronic messaging already has 
begun. The Postal Service should assist in developing future messaging 
systems. The Postal Service's participation should recognize the 
changing needs of its business, governmental, and individual customers; 
should focus on determining an appropriate means for public and private 
sector cooperation; and should be consistent with the agency's vision of 
evolving into a premier provider of 21st century postal communications. 
The Postal Service should seek to leverage its comprehensive delivery, 
messaging security, and addressing directory management capabilities in 
a manner that promotes universal access to the benefits of these new 
technologies for all citizens who desire them.

    Financing.--The activities of the U.S. Postal Service are financed 
from the following sources: (1) mail and services revenue; (2) 
reimbursements from Federal and non-Federal sources; (3) proceeds from 
borrowing; (4) interest from U.S. securities and other investments; and 
(5) appropriations by the Congress. All receipts and deposits are made 
to the Postal Service Fund and are available without fiscal year 
limitation for payment of all expenses incurred, retirement of 
obligations, investment in capital assets, and investment in obligations 
and securities.

    Separate legislation also increased the Postal Service's statutory 
borrowing authority beginning in 1991. Section 2005 of title 39, United 
States Code, as amended, increased the Postal Service's borrowing 
authority by $2.5 billion in 1991 for a revised ceiling of $12.5 billion 
and an additional $2.5 billion in 1992 for a revised total ceiling of 
$15 billion. The total net increase in amounts outstanding in any one 
fiscal year were also increased and now may not exceed $2.0 billion in 
obligations issued for the purpose of capital improvements and $1.0 
billion for the purpose of paying operating expenses. As of September 
30, 2003, it is expected that the total debt instruments issued and 
outstanding pursuant to this authority will amount to $11.465 billion.

    Operating.--Estimated revenue will total approximately $74.8 billion 
in 2003. This includes $74.7 billion from mail and services revenue, $27 
million from investment income, and $31 million for revenue foregone 
appropriations in 2003. Total expenses are estimated at approximately 
$74.2 billion in 2003.

    The Postal Reorganization Act of 1970 established the Postal Service 
as a fully self-sufficient, independent entity. Postal revenues were to 
cover the full costs of postal operations. When the Act was passed, the 
Postal Service received substantial taxpayer subsidies, both 
appropriated and unappropriated. Consistent with the intent of the 1970 
Act, Congress has taken steps over time to reduce these subsidies. Under 
the 1974 Civil Service Retirement Fund--Postal Employee Benefits Act, 
the Postal Service assumed responsibility for paying unfunded retirement 
costs from wage schedule increases under postal labor contracts. These 
costs are not covered by normal employee/employer contributions to the 
retirement fund. The 1985 Reconciliation Act shifted responsibility for 
paying health benefit costs of Postal annuitants retiring after 1986 
from OPM to the Postal Service. The 1987 Reconciliation Act had the 
Postal Service make one-time payments to defray annuitant health benefit 
costs in 1988 and 1989 and retirement COLA costs in 1988. (Retirement 
COLAs, like wage schedule increases, result in retirement liabilities 
not covered by normal retirement fund contributions.) Under the 1989 
Reconciliation Act, the Postal Service assumed responsibility for paying 
health benefits of survivors of post-86 annuitants and unfunded 
retirement COLA liabilities for post-86 annuitants.

    The Omnibus Budget Reconciliation Act of 1990 superseded certain 
existing legislation and expanded the Postal Service's responsibility 
for benefit costs of postal annuitants. Effective October 1, 1990, the 
Postal Service is required to fund Civil Service Retirement System 
(CSRS) COLAs and the employer's share of Federal Employees Health 
Benefits Program (FEHBP) premiums for postal annuitants who retired 
after June 30, 1971, and their survivors. In addition, the Postal 
Service is required to fund the retroactive CSRS COLA and FEHBP premium 
costs for which the Postal Service would have been liable if the 
provisions of this new legislation had been in effect as of July 1, 
1971.

    Under the Omnibus Reconciliation Act of 1993, the Postal Service was 
required to make certain payments for past COLAs and health benefits, 
over and above any other payments required by law, of $693 million to 
the Civil Service Retirement and Disability Fund, and $348 million to 
the Employees Health Benefits Fund. These two payments were made in 
three equal annual installments, beginning in fiscal year 1996.

    The Revenue Forgone Reform Act of 1993 phased-in higher postage 
rates for preferred mailers during 1994 through 1999. As reimbursement 
for the additional revenues not collected by the Postal Service during 
this phase-in period and for insufficient amounts appropriated for 
forgone revenues on various mail classes during 1991 through 1993, the 
Act authorized $1.218 billion to be paid in installments of $29 million 
annually from 1994 through 2035. Congress has appropriated $29 million 
annually since 1994. As of September 30, 2002, $957 million remains to 
be paid--in annual increments of $29 million over the next 33 years--to 
the Postal Service under this Act.

    The Balanced Budget Act of 1997 repealed the authorization for 
transitional appropriations to the Postal Service which had funded the 
liabilities of the former Post Office Department to the Employees' 
Compensation Fund. Effective October 1, 1997, these liabilities became 
liabilities of the Postal Service payable out of the Postal Service 
Fund. 

                        Statement of Operations (in millions of dollars)

-----------------------------------------------------------------------------------------------
Identification code   18-4020-0-3-372    2000 actual    2001 actual     2002 est.      2003 est.
-----------------------------------------------------------------------------------------------
0101  Revenue...........................      64,581         65,869        68,824         74,840
0102  Expense...........................     -64,780        -67,549       -70,173        -74,174
                                        ------------ --------------  ------------  -------------
0105  Net income or loss (-)............        -199         -1,680        -1,349            666
-----------------------------------------------------------------------------------------------
    \4\ The slowing of the economy coupled with the impact of the events of 
September 11 and the subsequent use of the mail as a vehicle for bio-
terrorism will result in costs and negative business impacts, the magnitude 
of which is unknown at this time. Due to a current inability to assess the 
financial impact of these events, this submission reflects assumptions 
included in Postal Service rate case docket number R2001-1, filed on 
September 24, 2001, and reflecting pre-September 11th estimates. For these 
reasons, it is highly likely that Postal Service financial results for 2002 
and 2003 will differ from the amounts presented here.

               Object Classification (in millions of dollars)

----------------------------------------------------------------------------
Identification code 18-4020-0-3-372      2001 actual   2002 est.   2003 est.
----------------------------------------------------------------------------

      Personnel compensation:

11.1    Full-time permanent.............      27,769      28,506      28,980
11.3    Other than full-time permanent..       4,924       5,049       5,470
11.5    Other personnel compensation....       5,286       4,904       4,979
                                           ---------   ---------  ----------
11.9      Total personnel compensation..      37,979      38,459      39,429
12.1  Civilian personnel benefits.......      11,629      13,041      13,304
13.0  Benefits for former personnel.....       1,744       2,031       2,240
21.0  Travel and transportation of 
        persons.........................         208         209         210
22.0  Transportation of things..........       5,524       5,679       5,627
23.1  Rental payments to GSA............          41          40          40
23.2  Rental payments to others.........         821         864         913
23.3  Communications, utilities, and 
        miscellaneous charges...........         774         787         810
24.0  Printing and reproduction.........          94          85          85
25.2  Other services....................       2,700       3,287       5,383
26.0  Supplies and materials............       1,677       1,144         984
31.0  Equipment.........................         717       1,896       2,501
32.0  Land and structures...............         308         839       1,312
42.0  Insurance claims and indemnities..         105         111         114

[[Page 1172]]

      Interest and dividends:

43.0    Interest and dividends..........         358         394         460
43.0    Interest and dividends..........       1,603       1,646       1,669
                                           ---------   ---------  ----------
99.9    Total new obligations...........      66,282      70,512      75,081
---------------------------------------------------------------------------

                              Personnel Summary

----------------------------------------------------------------------------
Identification code 18-4020-0-3-372      2001 actual   2002 est.   2003 est.
----------------------------------------------------------------------------
2001  Total compensable workyears: Full-
        time equivalent employment......     830,516     826,000     820,872
---------------------------------------------------------------------------

                                


 
                             PRESIDIO TRUST

                              Federal Funds

General and special funds:

                           Presidio Trust Fund

    For necessary expenses to carry out title I of the Omnibus Parks and 
Public Lands Management Act of 1996, [$23,125,000] $22,160,000 shall be 
available to the Presidio Trust, to remain available until expended. 
(Department of the Interior and Related Agencies Appropriations Act, 
2002; additional authorizing legislation required.)

               Program and Financing (in millions of dollars)

----------------------------------------------------------------------------
Identification code 95-4331-0-4-303      2001 actual   2002 est.   2003 est.
----------------------------------------------------------------------------

    Obligations by program activity:
09.00 Reimbursable program..............          91         125          96
                                           ---------   ---------  ----------
10.00   Total new obligations...........          91         125          96
----------------------------------------------------------------------------

    Budgetary resources available for obligation:
21.40 Unobligated balance carried 
        forward, start of year..........          82         120          66
22.00 New budget authority (gross)......         131          71          64
                                           ---------   ---------  ----------
23.90   Total budgetary resources 
          available for obligation......         213         191         130
23.95 Total new obligations.............         -91        -125         -96
24.40 Unobligated balance carried 
        forward, end of year............         120          66          34
----------------------------------------------------------------------------

    New budget authority (gross), detail:
      Discretionary:

40.00   Appropriation...................          24          24          22
47.00   Authority to borrow.............          10
      Spending authority from offsetting 
          collections:

        Offsetting collections (cash):
68.00     Offsetting collections DOD....          50           1           1
68.00     Offsetting collections (cash) 
            Business activities.........          51          48          41
68.10   Change in uncollected customer 
          payments from Federal sources 
          (unexpired)...................          -4          -2
                                           ---------   ---------  ----------
68.90     Spending authority from 
            offsetting collections 
            (total discretionary).......          97          47          42
                                           ---------   ---------  ----------
70.00   Total new budget authority 
          (gross).......................         131          71          64
----------------------------------------------------------------------------

    Change in obligated balances:
72.40 Obligated balance, start of year..           9          17          53
73.10 Total new obligations.............          91         125          96
73.20 Total outlays (gross).............         -89         -91         -92
74.00 Change in uncollected customer 
        payments from Federal sources 
        (unexpired).....................           4           2
74.40 Obligated balance, end of year....          17          53          57
----------------------------------------------------------------------------

    Outlays (gross), detail:
86.90 Outlays from new discretionary 
        authority.......................          38          16          21
86.93 Outlays from discretionary 
        balances........................          52          75          71
                                           ---------   ---------  ----------
87.00   Total outlays (gross)...........          89          91          92
----------------------------------------------------------------------------

    Offsets:
      Against gross budget authority and outlays:

        Offsetting collections (cash) 
            from:
88.00     Federal sources...............         -63         -12         -10
88.40     Non-Federal sources...........         -38         -37         -32
                                           ---------   ---------  ----------
88.90       Total, offsetting 
              collections (cash)........        -101         -49         -42
      Against gross budget authority only:

88.95   Change in uncollected customer 
          payments from Federal sources 
          (unexpired)...................           4           2
----------------------------------------------------------------------------

    Net budget authority and outlays:
89.00 Budget authority..................          34          24          22
90.00 Outlays...........................         -11          42          50
----------------------------------------------------------------------------

    Memorandum (non-add) entries:
92.01 Total investments, start of year: 
        Federal securities: Par value...          91         123          90
92.02 Total investments, end of year: 
        Federal securities: Par value...         123          90          50
---------------------------------------------------------------------------

  Budget Authority and Outlays Excluding Full Funding for Federal Retiree 
                       Costs (in millions of dollars)

----------------------------------------------------------------------------
                                         2001 actual   2002 est.   2003 est.
----------------------------------------------------------------------------

    Net budget authority and outlays:
89.00 Budget authority..................          33          23          21
90.00 Outlays...........................         -12          41          49
---------------------------------------------------------------------------

Summary of Loan Levels, Subsidy Budget Authority and Outlays by Program (in 
                            millions of dollars)

----------------------------------------------------------------------------
Identification code 95-4331-0-4-303      2001 actual   2002 est.   2003 est.
----------------------------------------------------------------------------
    Guaranteed loan levels supportable by subsidy 
                budget authority:
215001Loan guarantee levels.............                     200
                                           ---------   ---------  ----------
215901Total loan guarantee levels.......                     200
    Guaranteed loan subsidy (in percent):
232001Loan guarantee levels.............        0.46        0.12        0.13
                                           ---------   ---------  ----------
232901Weighted average subsidy rate.....        0.46        0.12        0.13
    Guaranteed loan subsidy budget authority:
233001Loan guarantee levels.............
                                           ---------   ---------  ----------
233901Total subsidy budget authority....
    Guaranteed loan subsidy outlays:
234001Loan guarantee levels.............
                                           ---------   ---------  ----------
234901Total subsidy outlays.............
---------------------------------------------------------------------------

    The Presidio Trust is a wholly owned government corporation 
established by the Omnibus Parks and Public Lands Management Act of 1996 
(Public Law 104-333) to manage, improve, maintain and lease property in 
the Presidio of San Francisco. After this former military base was 
transferred to the National Park Service (NPS), the Trust was created to 
take over responsibility for managing the hundreds of houses, office 
buildings, and other facilities in an innovative manner that uses 
private-sector resources, but is consistent with surrounding NPS lands. 
This appropriation funds the operation and capital improvements of the 
Trust.

               Object Classification (in millions of dollars)

----------------------------------------------------------------------------
Identification code 95-4331-0-4-303      2001 actual   2002 est.   2003 est.
----------------------------------------------------------------------------
11.1  Personnel compensation: Full-time 
        permanent.......................          26          26          24
12.1  Civilian personnel benefits.......           8           8           7
23.3  Communications, utilities, and 
        miscellaneous charges...........           4           7           6
24.0  Printing and reproduction.........           1           1           1
25.1  Advisory and assistance services..           1           2           1
25.2  Other services....................          11          22          15
25.3  Other purchases of goods and 
        services from Government 
        accounts........................           4           5           5
26.0  Supplies and materials............          11          22          10
31.0  Equipment.........................           5           9           9
32.0  Land and structures...............          20          23          18
                                           ---------   ---------  ----------
99.0      Reimbursable obligations......          91         125          96
                                           ---------   ---------  ----------
99.9    Total new obligations...........          91         125          96
---------------------------------------------------------------------------

[[Page 1173]]



                              Personnel Summary

----------------------------------------------------------------------------
Identification code 95-4331-0-4-303      2001 actual   2002 est.   2003 est.
----------------------------------------------------------------------------
2001  Total compensable workyears: Full-
        time equivalent employment......         440         470         445
---------------------------------------------------------------------------

                                

            Presidio Trust Guaranteed Loan Financing Account

             Status of Guaranteed Loans (in millions of dollars)

----------------------------------------------------------------------------
Identification code 95-4332-0-3-303      2001 actual   2002 est.   2003 est.
----------------------------------------------------------------------------
    Position with respect to appropriations act 
                limitation on commitments:
2111  Limitation on guaranteed loans 
        made by private lenders.........
2121  Limitation available from carry-
        forward.........................         200         200         200
2143  Uncommitted limitation carried 
        forward.........................        -200        -200        -100
                                           ---------   ---------  ----------
2150    Total guaranteed loan 
          commitments...................                                 100
2199  Guaranteed amount of guaranteed 
        loan commitments................                                  75
----------------------------------------------------------------------------

    Cumulative balance of guaranteed loans 
                outstanding:
2210  Outstanding, start of year........
2231  Disbursements of new guaranteed 
        loans...........................                                  50
2251  Repayments and prepayments........                                  -1
                                           ---------   ---------  ----------
2290    Outstanding, end of year........                                  49
----------------------------------------------------------------------------

    Memorandum:
2299  Guaranteed amount of guaranteed 
        loans outstanding, end of year..                                  37
---------------------------------------------------------------------------

                                


 
                        RAILROAD RETIREMENT BOARD

                              Federal Funds

General and special funds:

        [Dual Benefits Payments Account] Federal Windfall Subsidy

    For payment to the [Dual Benefits Payments Account] Federal Windfall 
Subsidy, authorized under section 15(d) of the Railroad Retirement Act 
of 1974, [$146,000,000] $132,000,000, which shall include amounts 
becoming available in fiscal year [2002] 2003 pursuant to section 
224(c)(1)(B) of Public Law 98-76; and in addition, an amount, not to 
exceed 2 percent of the amount provided herein, shall be available 
proportional to the amount by which the product of recipients and the 
average benefit received exceeds [$146,000,000] $132,000,000: Provided, 
That the total amount provided herein shall be credited in 12 
approximately equal amounts on the first day of each month in the fiscal 
year. (Departments of Labor, Health and Human Services, and Education, 
and Related Agencies Appropriations Act, 2002.)

               Program and Financing (in millions of dollars)

----------------------------------------------------------------------------
Identification code 60-0111-0-1-601      2001 actual   2002 est.   2003 est.
----------------------------------------------------------------------------

    Obligations by program activity:
10.00 Total new obligations (object 
        class 41.0).....................         156         146         132
----------------------------------------------------------------------------

    Budgetary resources available for obligation:
22.00 New budget authority (gross)......         160         146         132
23.95 Total new obligations.............        -156        -146        -132
23.98 Unobligated balance expiring or 
        withdrawn.......................          -4
----------------------------------------------------------------------------

    New budget authority (gross), detail:
      Discretionary:

40.00   Appropriation...................         160         146         132
----------------------------------------------------------------------------

    Change in obligated balances:
73.10 Total new obligations.............         156         146         132
73.20 Total outlays (gross).............        -156        -146        -132
----------------------------------------------------------------------------

    Outlays (gross), detail:
86.90 Outlays from new discretionary 
        authority.......................         156         146         132
----------------------------------------------------------------------------

    Net budget authority and outlays:
89.00 Budget authority..................         160         146         132
90.00 Outlays...........................         156         146         132
---------------------------------------------------------------------------

    This appropriation is a Federal subsidy to the rail industry pension 
for costs not financed by the railroad sector.

                                

          Federal Payments to the Railroad Retirement Accounts

    For payment to the accounts established in the Treasury for the 
payment of benefits under the Railroad Retirement Act for interest 
earned on unnegotiated checks, $150,000, to remain available through 
September 30, [2003] 2004, which shall be the maximum amount available 
for payment pursuant to section 417 of Public Law 98-76. (Departments of 
Labor, Health and Human Services, and Education, and Related Agencies 
Appropriations Act, 2002.)

               Program and Financing (in millions of dollars)

----------------------------------------------------------------------------
Identification code 60-0113-0-1-601      2001 actual   2002 est.   2003 est.
----------------------------------------------------------------------------

    Obligations by program activity:
10.00 Total new obligations (object 
        class 42.0).....................         327         337         354
----------------------------------------------------------------------------

    Budgetary resources available for obligation:
22.00 New budget authority (gross)......         327         337         354
23.95 Total new obligations.............        -327        -337        -354
----------------------------------------------------------------------------

    New budget authority (gross), detail:
      Mandatory:

60.00   Appropriation...................         327         337         354
----------------------------------------------------------------------------

    Change in obligated balances:
73.10 Total new obligations.............         327         337         354
73.20 Total outlays (gross).............        -327        -337        -354
----------------------------------------------------------------------------

    Outlays (gross), detail:
86.97 Outlays from new mandatory 
        authority.......................         327         337         354
----------------------------------------------------------------------------

    Net budget authority and outlays:
89.00 Budget authority..................         327         337         354
90.00 Outlays...........................         327         337         354
---------------------------------------------------------------------------

    This account funds interest on uncashed checks and income taxes on 
Tier I and Tier II railroad retirement benefits.

                                

  

                               Trust Funds

               Railroad Unemployment Insurance Trust Fund

               Program and Financing (in millions of dollars)

----------------------------------------------------------------------------
Identification code 60-8051-0-7-603      2001 actual   2002 est.   2003 est.
----------------------------------------------------------------------------

    Obligations by program activity:
10.00 Total new obligations (object 
        class 42.0).....................         118         124         124
----------------------------------------------------------------------------

    Budgetary resources available for obligation:
22.00 New budget authority (gross)......         118         124         124
23.95 Total new obligations.............        -118        -124        -124
----------------------------------------------------------------------------

    New budget authority (gross), detail:
      Mandatory:

60.26   Appropriation (trust fund)......          55         100         150
60.28   Appropriation (unavailable 
          balances).....................          54          18
60.45   Portion precluded from 
          obligation....................                                 -33
61.00   Transferred to other accounts...         -16         -16         -16
                                           ---------   ---------  ----------
62.50     Appropriation (total 
            mandatory)..................          93         102         101
69.00 Offsetting collections (cash).....          25          22          23
                                           ---------   ---------  ----------
70.00   Total new budget authority 
          (gross).......................         118         124         124
----------------------------------------------------------------------------

    Change in obligated balances:
72.40 Obligated balance, start of year..          -1          -1
73.10 Total new obligations.............         118         124         124
73.20 Total outlays (gross).............        -118        -123        -124
74.40 Obligated balance, end of year....          -1
----------------------------------------------------------------------------

[[Page 1174]]



    Outlays (gross), detail:
86.97 Outlays from new mandatory 
        authority.......................         118         123         124
----------------------------------------------------------------------------

    Offsets:
      Against gross budget authority and outlays:

88.40   Offsetting collections (cash) 
          from: Non-Federal sources.....         -25         -22         -23
----------------------------------------------------------------------------

    Net budget authority and outlays:
89.00 Budget authority..................          93         102         101
90.00 Outlays...........................          93         101         101
---------------------------------------------------------------------------
    Note.--Appropriations language for the 2003 request for 
administrative expenses is included with the limitation on 
administration of the Rail Industry Pension Fund.

    The Board administers a separate fund for unemployment and sickness 
insurance payments. Administrative expenses are financed from employer 
unemployment taxes.
                                                  WORKLOAD
                                                 1983 actual 1990 actual 2001 actual  2002 est.   2003 est.
Unemployment claims.............................   1,919,160     300,351     120,994     121,000     118,000
Cumulative workload decline (%).................                    -84%        -94%        -94%        -94%
Sickness claims.................................     411,877     269,926     191,715     189,000     179,000
Cumulative workload decline (%).................                    -34%        -53%        -54%        -57%

                                

                       Rail Industry Pension Fund

              Unavailable Collections (in millions of dollars)

----------------------------------------------------------------------------
Identification code 60-8011-0-7-601      2001 actual   2002 est.   2003 est.
----------------------------------------------------------------------------
01.99 Balance, start of year............      16,075      18,179         553
    Receipts:
02.00 Refunds...........................          -5          -5          -5
02.01 Taxes.............................       2,595       2,539       2,417
02.40 Interest and profits on 
        investments in public debt 
        securities......................       2,285         453          15
02.41 Federal payments to railroad 
        retirement trust funds..........         229         242         254
02.80 Rail industry pension fund, 
        offsetting collections..........           5           5           5
                                           ---------   ---------  ----------
02.99   Total receipts and collections..       5,109       3,234       2,686
                                           ---------   ---------  ----------
04.00 Total: Balances and collections...      21,184      21,413       3,239
    Appropriations:
05.00 Rail industry pension fund........      -3,005     -20,860      -3,222
                                           ---------   ---------  ----------
05.99   Total appropriations............      -3,005     -20,860      -3,222
                                           ---------   ---------  ----------
07.99 Balance, end of year..............      18,179         553          17
---------------------------------------------------------------------------

               Program and Financing (in millions of dollars)

----------------------------------------------------------------------------
Identification code 60-8011-0-7-601      2001 actual   2002 est.   2003 est.
----------------------------------------------------------------------------

    Obligations by program activity:
00.01 Direct program....................       3,100       3,337       3,260
09.01 RRA-administrative reimbursement..           5           5           5
                                           ---------   ---------  ----------
10.00   Total new obligations...........       3,105       3,342       3,265
----------------------------------------------------------------------------

    Budgetary resources available for obligation:
22.00 New budget authority (gross)......       3,105       3,342       3,265
23.95 Total new obligations.............      -3,105      -3,342      -3,265
----------------------------------------------------------------------------

    New budget authority (gross), detail:
      Discretionary:

40.26   Appropriation (trust fund)......         107         110         110
      Mandatory:

60.26   Appropriation (trust fund)......       5,109       3,234       2,686
60.28   Appropriation (unavailable 
          balances).....................                  17,514         424
60.45   Portion precluded from 
          obligation....................      -2,213                      -3
61.00   Transferred to other accounts...                 -17,565
62.00   Transferred from other accounts.          97          44          43
                                           ---------   ---------  ----------
62.50     Appropriation (total 
            mandatory)..................       2,993       3,227       3,150
      Discretionary:

68.00   Spending authority from 
          offsetting collections: 
          Offsetting collections (cash).           5           5           5
                                           ---------   ---------  ----------
70.00   Total new budget authority 
          (gross).......................       3,105       3,342       3,265
----------------------------------------------------------------------------

    Change in obligated balances:
72.40 Obligated balance, start of year..         240         266         266
73.10 Total new obligations.............       3,105       3,342       3,265
73.20 Total outlays (gross).............      -3,079      -3,342      -3,531
74.40 Obligated balance, end of year....         266         266
----------------------------------------------------------------------------

    Outlays (gross), detail:
86.90 Outlays from new discretionary 
        authority.......................         112         115         115
86.97 Outlays from new mandatory 
        authority.......................       2,727       2,961       3,150
86.98 Outlays from mandatory balances...         240         266         266
                                           ---------   ---------  ----------
87.00   Total outlays (gross)...........       3,079       3,342       3,531
----------------------------------------------------------------------------

    Offsets:
      Against gross budget authority and outlays:

88.00   Offsetting collections (cash) 
          from: Federal sources.........          -5          -5          -5
----------------------------------------------------------------------------

    Net budget authority and outlays:
89.00 Budget authority..................       3,100       3,337       3,260
90.00 Outlays...........................       3,074       3,337       3,526
----------------------------------------------------------------------------

    Memorandum (non-add) entries:
92.01 Total investments, start of year: 
        Federal securities: Par value...      22,628      24,983         819
92.02 Total investments, end of year: 
        Federal securities: Par value...      24,983         819          17
---------------------------------------------------------------------------

  Budget Authority and Outlays Excluding Full Funding for Federal Retiree 
                       Costs (in millions of dollars)

----------------------------------------------------------------------------
                                         2001 actual   2002 est.   2003 est.
----------------------------------------------------------------------------

    Net budget authority and outlays:
89.00 Budget authority..................       3,094       3,331       3,254
90.00 Outlays...........................       3,068       3,331       3,520
---------------------------------------------------------------------------

    Railroad retirees generally receive the equivalent to a social 
security benefit and a rail industry pension collectively bargained like 
other private pension plans but embedded in Federal law. About 86,000 
individuals also receive a ``windfall'' benefit.

                  Status of Funds (in millions of dollars)

----------------------------------------------------------------------------
Identification code 60-8011-0-7-601      2001 actual   2002 est.   2003 est.
----------------------------------------------------------------------------
    Unexpended balance, start of year:
0100  Uninvested balance................           9           9
      U.S. Securities:

0101    Par value.......................      22,628      24,983         819
0102    Unrealized discounts............      -6,321      -6,545
                                           ---------   ---------  ----------
0199    Total balance, start of year....      16,315      18,445         819
    Cash income during the year:
      Current law:

        Receipts:
1200      Refunds, Rail Industry Pension 
            Fund........................          -5          -5          -5
1201      Taxes, Rail Industry Pension 
            Fund........................       2,595       2,539       2,417
        Offsetting receipts 
            (intragovernmental):
1240      Interest and profits on 
            investments in public debt 
            securities, Rail Industry 
            Pension Fund................       2,285         453          15
1241      Federal payments to railroad 
            retirement trust funds, Rail 
            Industry Pension Fund.......         229         242         254
        Offsetting collections:
1280      Offsetting collections, Rail 
            Industry Pension Fund.......           5           5           5
1299    Income under present law........       5,109       3,234       2,686
    Cash outgo during year:
      Current law:

4500    Rail Industry Pension Fund......      -3,073      -3,336      -3,531
7645  Transfers, net....................          94     -17,524          43
    Unexpended balance, end of year:
8700  Uninvested balance................           9
      Federal securities:

8701    Par value.......................      24,983         819          17
8702    Unrealized discounts............      -6,545
                                           ---------   ---------  ----------
8799    Total balance, end of year......      18,445         819          17
---------------------------------------------------------------------------

[[Page 1175]]



               Object Classification (in millions of dollars)

----------------------------------------------------------------------------
Identification code 60-8011-0-7-601      2001 actual   2002 est.   2003 est.
----------------------------------------------------------------------------

      Direct obligations:

42.0    Benefit payments................       2,990       3,226       3,149
43.0    Interest and dividends..........           2           1           1
93.0    Administrative expenses (see 
          separate schedule)............         107         109         109
                                           ---------   ---------  ----------
99.0      Direct obligations............       3,099       3,336       3,259
99.0  Reimbursable obligations..........           5           5           5
99.5  Below reporting threshold.........           1           1           1
                                           ---------   ---------  ----------
99.9    Total new obligations...........       3,105       3,342       3,265
---------------------------------------------------------------------------

                                

                      Limitation on Administration

    For necessary expenses for the Railroad Retirement Board for 
administration of the Railroad Retirement Act and the Railroad 
Unemployment Insurance Act, [$97,700,000] $104,110,000, to be derived in 
such amounts as determined by the Board from the railroad retirement 
accounts and from moneys credited to the railroad unemployment insurance 
administration fund. (Departments of Labor, Health and Human Services, 
and Education, and Related Agencies Appropriations Act, 2002; additional 
authorizing legislation required.)

               Program and Financing (In millions of dollars)

----------------------------------------------------------------------------
                                         2001 actual   2002 est.   2003 est.
----------------------------------------------------------------------------
Obligations by program activity:
  Direct program:
    Rail Industry Pension Fund:
      Subtotal, Rail Industry Pension 
        Fund............................          58          62          63
    Railroad Social Security Equivalent 
        Benefit:
      Subtotal, Railroad Social Security 
        Equivalent Benefit..............          26          26          26
    Supplemental Annuity Pension Fund:
      Subtotal, Supplemental Annuity 
        Pension Fund....................           2           1
    Railroad Unemployment Insurance 
        Trust Fund:
      Subtotal, Railroad Unemployment 
        Insurance Trust Fund............          15          15          15
                                           ---------   ---------  ----------
      Total, direct program.............         101         104         104
      Reimbursable program..............           5           5           5
                                           ---------   ---------  ----------
        Total new obligations...........         106         109         109
----------------------------------------------------------------------------

Budgetary resources available for 
    obligation:
  Offsetting collections from: Trust 
    funds...............................          -5          -5          -5
  Unobligated balance expiring..........
                                           ---------   ---------  ----------
      Limitation........................         101         104         104
----------------------------------------------------------------------------

Change in unpaid obligations:
  Obligations incurred, net.............         101         104         104
  Obligated balance, start of year......                       9           9
  Obligated balance, end of year........          -9          -9          -9
                                           ---------   ---------  ----------
      Outlays from limitation...........          92         104         104
---------------------------------------------------------------------------

    The table below shows anticipated workloads.

                                                 1999 actual 2000 actual 2001 actual  2002 est.   2003 est.
Pending, start of year..........................       7,562       6,497       6,168       8,944       8,944
New Railroad Retirement applications............      45,132      44,815      44,996      46,000      46,000
New Social Security certifications..............       6,108       7,833       7,156       7,000       7,000
Total dispositions (excluding partial awards)...      52,305      52,982      49,376      53,000      53,000
Pending, end of year............................       6,497       6,168       8,944       8,944       8,944

    As shown below, the Board projects this workload will continue to 
decline as the number of beneficiaries declines.

                                                 1980 actual 1990 actual 2000 actual 2001 actual  2002 est.   2003 est.
Total beneficiaries.............................   1,009,500     894,196     681,779     660,112     641,300     624,800

    In recognition of the continuing decline in virtually all its major 
workloads, the Board will explore and adopt new approaches to improve 
service to beneficiaries.

               Object Classification (in millions of dollars)

----------------------------------------------------------------------------
Identification code 60-8011-0-7-601      2001 actual   2002 est.   2003 est.
----------------------------------------------------------------------------

      Limitation Acct--Direct Obligations:

        Personnel compensation:
11.1      Full-time permanent...........          58          61          60
11.3      Other than full-time permanent           1           1           1
11.5      Other personnel compensation..           1           1           1
                                           ---------   ---------  ----------
11.9        Total personnel compensation          60          65          62
12.1    Civilian personnel benefits.....          18          20          20
21.0    Travel and transportation of 
          persons.......................           1           1           1
23.1    Rental payments to GSA..........           3           4           4
23.3    Communications, utilities, and 
          miscellaneous charges.........           4           4           4
25.2    Other services..................          10           9          10
26.0    Supplies and materials..........           1           1           1
31.0    Equipment.......................           3           1           1
93.0    Limitation on expenses..........        -100        -103        -103
                                           ---------   ---------  ----------
99.0      Limitation acct--direct 
            obligations.................
      Limitation Acct--Reimbursable Obligations:

11.1    Personnel compensation: Full-
          time permanent................           4           4           4
12.1    Civilian personnel benefits.....           1           1           1
93.0    Limitation on expenses..........          -5          -5          -5
                                           ---------   ---------  ----------
99.0      Limitation acct--reimbursable 
            obligations.................
---------------------------------------------------------------------------

                              Personnel Summary

----------------------------------------------------------------------------
Identification code 60-8011-0-7-601      2001 actual   2002 est.   2003 est.
----------------------------------------------------------------------------
    Limitation account--direct:
6001  Total compensable workyears: Full-
        time equivalent employment......       1,051       1,054         990
    Limitation account--reimbursable:
7001  Total compensable workyears: Full-
        time equivalent employment......          50          50          50
---------------------------------------------------------------------------

                                

              Limitation on the Office of Inspector General

    For expenses necessary for the Office of Inspector General for 
audit, investigatory and review activities, as authorized by the 
Inspector General Act of 1978, as amended, not more than [$6,261,000] 
$6,632,000, to be derived from the railroad retirement accounts and 
railroad unemployment insurance account: Provided, That none of the 
funds made available in any other paragraph of this Act may be 
transferred to the Office; used to carry out any such transfer; used to 
provide any office space, equipment, office supplies, communications 
facilities or services, maintenance services, or administrative services 
for the Office; used to pay any salary, benefit, or award for any 
personnel of the Office; used to pay any other operating expense of the 
Office; or used to reimburse the Office for any service provided, or 
expense incurred, by the Office. (Departments of Labor, Health and Human 
Services, and Education, and Related Agencies Appropriations Act, 2002; 
additional authorizing legislation required.)

               Program and Financing (in millions of dollars)

----------------------------------------------------------------------------
                                         2001 actual   2002 est.   2003 est.
----------------------------------------------------------------------------

    Obligations by program activity:
  Operations (total new obligations)....           6           6           6
----------------------------------------------------------------------------

    Budgetary resources available for obligation:
  Offsetting collections from trust 
    funds...............................
  Unobligated balance expiring..........
                                           ---------   ---------  ----------
      Limitation........................
----------------------------------------------------------------------------

    Change in unpaid obligations:
  Obligations incurred, net.............           6           6           6
  Obligated balance, start of year......
  Obligated balance, end of year........
                                           ---------   ---------  ----------
      Outlays from limitation...........           6           6           6
---------------------------------------------------------------------------

               Object Classification (in millions of dollars)

----------------------------------------------------------------------------
Identification code 60-8011-0-7-601      2001 actual   2002 est.   2003 est.
----------------------------------------------------------------------------
11.1  Personnel compensation: Full-time 
        permanent.......................           5           5           5

[[Page 1176]]

12.1  Civilian personnel benefits.......           1           1           1
93.0  Limitation on expenses............          -6          -6          -6
                                           ---------   ---------  ----------
99.0      Limitation account--allocation
---------------------------------------------------------------------------

                              Personnel Summary

----------------------------------------------------------------------------
Identification code 60-8011-0-7-601      2001 actual   2002 est.   2003 est.
----------------------------------------------------------------------------
8001  Total compensable workyears: Full-
        time equivalent employment......          51          54          54
---------------------------------------------------------------------------

                                

              National Railroad Retirement Investment Trust

              Unavailable Collections (in millions of dollars)

----------------------------------------------------------------------------
Identification code 60-8118-0-7-601      2001 actual   2002 est.   2003 est.
----------------------------------------------------------------------------
01.99 Balance, start of year............                              19,220
    Receipts:
02.21 Interest and dividends on private 
        sector holdings.................                     374         784
02.40 Earnings on investments in Federal 
        securities......................                      93         196
                                           ---------   ---------  ----------
02.99   Total receipts and collections..                     467         980
                                           ---------   ---------  ----------
04.00 Total: Balances and collections...                     467      20,200
    Appropriations:
05.00 National railroad retirement 
        investment trust................                  18,753         141
                                           ---------   ---------  ----------
05.99   Total appropriations............                  18,753         141
                                           ---------   ---------  ----------
07.99 Balance, end of year..............                  19,220      20,341
---------------------------------------------------------------------------

               Program and Financing (in millions of dollars)

----------------------------------------------------------------------------
Identification code 60-8118-0-7-601      2001 actual   2002 est.   2003 est.
----------------------------------------------------------------------------

    New budget authority (gross), detail:
      Mandatory:

60.26   Appropriation (trust fund)......                     467         980
60.45   Portion precluded from 
          obligation....................                 -19,220      -1,121
62.00   Transferred from other accounts.                  18,753         141
                                           ---------   ---------  ----------
62.50     Appropriation (total 
            mandatory)..................
----------------------------------------------------------------------------

    Net budget authority and outlays:
89.00 Budget authority..................
90.00 Outlays...........................
----------------------------------------------------------------------------

    Memorandum (non-add) entries:
92.01 Total investments, start of year: 
        Federal securities: Par value...                   3,751       3,844
92.02 Total investments, end of year: 
        Federal securities: Par value...                   3,844       4,040
---------------------------------------------------------------------------

    The Trust manages and invests the funds of the Railroad Retirement 
System in private securities and U.S. Treasury Securities. Railroad 
retirement benefits will continue to be paid as under the law in effect 
prior to the enactment of the Railroad Retirement and Survivors 
Improvement Act of 2001 until an arrangement is finalized with a non-
governmental financial institution to serve as a disbursing agent. 
Railroad retirement benefits will be paid by the National Railroad 
Retirement Investment Trust once an arrangement is finalized.

                                

                   Supplemental Annuity Pension Fund 

              Unavailable Collections (in millions of dollars)

----------------------------------------------------------------------------
Identification code 60-8012-0-7-601      2001 actual   2002 est.   2003 est.
----------------------------------------------------------------------------
01.99 Balance, start of year............          56          56
    Receipts:
02.00 Supplemental annuity taxes........          68          22
02.40 Interest and profits on 
        investments in public debt 
        securities......................           3           1
                                           ---------   ---------  ----------
02.99   Total receipts and collections..          71          23
                                           ---------   ---------  ----------
04.00 Total: Balances and collections...         127          79
    Appropriations:
05.00 Supplemental Annuity Pension Fund.         -71         -79
                                           ---------   ---------  ----------
05.99   Total appropriations............         -71         -79
                                           ---------   ---------  ----------
07.99 Balance, end of year..............          56
---------------------------------------------------------------------------

               Program and Financing (in millions of dollars)

----------------------------------------------------------------------------
Identification code 60-8012-0-7-601      2001 actual   2002 est.   2003 est.
----------------------------------------------------------------------------

    Obligations by program activity:
10.00 Total new obligations (object 
        class 42.0).....................          69          17
----------------------------------------------------------------------------

    Budgetary resources available for obligation:
22.00 New budget authority (gross)......          69          17
23.95 Total new obligations.............         -69         -17
----------------------------------------------------------------------------

    New budget authority (gross), detail:
      Mandatory:

60.26   Appropriation (trust fund)......          71          23
60.28   Appropriation (unavailable 
          balances).....................                      56
61.00   Transferred to other accounts...          -2         -62
                                           ---------   ---------  ----------
62.50     Appropriation (total 
            mandatory)..................          69          17
----------------------------------------------------------------------------

    Change in obligated balances:
72.40 Obligated balance, start of year..           6           6
73.10 Total new obligations.............          69          17
73.20 Total outlays (gross).............         -69         -23
74.40 Obligated balance, end of year....           6
----------------------------------------------------------------------------

    Outlays (gross), detail:
86.97 Outlays from new mandatory 
        authority.......................          63          17
86.98 Outlays from mandatory balances...           6           6
                                           ---------   ---------  ----------
87.00   Total outlays (gross)...........          69          23
----------------------------------------------------------------------------

    Net budget authority and outlays:
89.00 Budget authority..................          69          17
90.00 Outlays...........................          69          23
----------------------------------------------------------------------------

    Memorandum (non-add) entries:
92.01 Total investments, start of year: 
        Federal securities: Par value...          61          61
92.02 Total investments, end of year: 
        Federal securities: Par value...          61
---------------------------------------------------------------------------

    In addition to rail social security, rail industry pensions, and 
special windfalls, the Railroad Retirement Board pays supplemental 
annuities to rail workers retiring at age 60 with 30 years of creditable 
rail service or at age 65 with 25-29 years of creditable service. 
Monthly benefit amounts are calculated from a base of $23, adding $4 for 
every year of service over 25, up to a maximum monthly benefit of $43. 
Under the provisions of P.L. 107-90, the Railroad Retirement and 
Survivors' Improvement Act of 2001, supplemental annuities will be 
funded and paid by the Rail Industry Pension Fund until an arrangement 
is finalized with a non-governmental financial institution to serve as a 
disbursing agent. Supplemental annuities will be funded and paid by the 
National Railroad Retirement Investment Trust once an arrangement is 
finalized.

                  Status of Funds (in millions of dollars)

----------------------------------------------------------------------------
Identification code 60-8012-0-7-601      2001 actual   2002 est.   2003 est.
----------------------------------------------------------------------------
    Unexpended balance, start of year:
0100  Treasury balance..................           1
0101  U.S. Securities: Par value........          61          61
                                           ---------   ---------  ----------
0199    Total balance, start of year....          62          62

[[Page 1177]]

    Cash income during the year:
      Current law:

        Receipts:
1200      Supplemental annuity taxes, 
            Supplemental Annuity Pension 
            Fund, RRB...................          68          22
        Offsetting receipts 
            (intragovernmental):
1240      Interest and profits on 
            investments in public debt 
            securities, Supplemental 
            Annuity Pension Fund, RRB...           3           1
1299    Income under present law........          71          23
    Cash outgo during year:
      Current law:

4500    Supplemental Annuity Pension 
          Fund..........................         -69         -23
7645  Transfers, net....................          -2         -62
    Unexpended balance, end of year:
8701  Federal securities: Par value.....          61
                                           ---------   ---------  ----------
8799    Total balance, end of year......          62
---------------------------------------------------------------------------

                                

           Railroad Social Security Equivalent Benefit Account

              Unavailable Collections (in millions of dollars)

----------------------------------------------------------------------------
Identification code 60-8010-0-7-601      2001 actual   2002 est.   2003 est.
----------------------------------------------------------------------------
01.99 Balance, start of year............       1,614       1,313         388
    Receipts:
02.00 Taxes.............................       2,040       2,114       2,145
02.01 Receipts transferred to Federal 
        hospital insurance trust fund...        -422        -406        -420
02.02 Refunds, railroad social security 
        equivalent benefit account......          -4          -4          -4
02.40 Interest and profits on 
        investments in public debt 
        securities......................         107          60          38
02.41 Income tax credits................          98          95         100
02.42 Interest transferred to Federal 
        hospital insurance trust fund...         -48         -35         -35
02.43 Receipts from Federal old-age 
        survivors insurance trust fund..       3,273       3,675       3,641
02.44 Receipts from Federal disability 
        insurance trust fund............          10         188         213
                                           ---------   ---------  ----------
02.99   Total receipts and collections..       5,054       5,687       5,678
                                           ---------   ---------  ----------
04.00 Total: Balances and collections...       6,668       7,000       6,066
    Appropriations:
05.00 Rail industry social security 
        equivalent benefit account......      -5,355      -6,612      -5,689
                                           ---------   ---------  ----------
05.99   Total appropriations............      -5,355      -6,612      -5,689
                                           ---------   ---------  ----------
07.99 Balance, end of year..............       1,313         388         377
---------------------------------------------------------------------------

               Program and Financing (in millions of dollars)

----------------------------------------------------------------------------
Identification code 60-8010-0-7-601      2001 actual   2002 est.   2003 est.
----------------------------------------------------------------------------

    Obligations by program activity:
10.00 Total new obligations.............       5,422       5,496       5,486
----------------------------------------------------------------------------

    Budgetary resources available for obligation:
22.00 New budget authority (gross)......       5,422       5,496       5,486
23.95 Total new obligations.............      -5,422      -5,496      -5,486
----------------------------------------------------------------------------

    New budget authority (gross), detail:
      Mandatory:

60.26   Appropriation (trust fund)......       5,054       5,687       5,678
60.28   Appropriation (unavailable 
          balances).....................         303         927          11
60.47   Portion applied to repay debt...      -3,001      -3,145      -3,181
61.00   Transferred to other accounts...         -79      -1,154        -168
                                           ---------   ---------  ----------
62.50     Appropriation (total 
            mandatory)..................       2,277       2,315       2,340
67.10   Authority to borrow.............       3,145       3,181       3,146
                                           ---------   ---------  ----------
70.00   Total new budget authority 
          (gross).......................       5,422       5,496       5,486
----------------------------------------------------------------------------

    Change in obligated balances:
72.40 Obligated balance, start of year..         526         511         523
73.10 Total new obligations.............       5,422       5,496       5,486
73.20 Total outlays (gross).............      -5,437      -5,484      -5,484
74.40 Obligated balance, end of year....         511         523         525
----------------------------------------------------------------------------

    Outlays (gross), detail:
86.97 Outlays from new mandatory 
        authority.......................       4,911       4,973       4,961
86.98 Outlays from mandatory balances...         526         511         523
                                           ---------   ---------  ----------
87.00   Total outlays (gross)...........       5,437       5,484       5,484
----------------------------------------------------------------------------

    Net budget authority and outlays:
89.00 Budget authority..................       5,422       5,496       5,486
90.00 Outlays...........................       5,437       5,484       5,484
----------------------------------------------------------------------------

    Memorandum (non-add) entries:
92.01 Total investments, start of year: 
        Federal securities: Par value...       2,134       1,821         911
92.02 Total investments, end of year: 
        Federal securities: Par value...       1,821         911         902
---------------------------------------------------------------------------

    All railroad retirees receive the equivalent of a social security 
benefit, and they may also receive other add-ons including rail industry 
pension payments, windfall payments, and supplemental annuities. Social 
security benefits for former railroad employees are funded by the social 
security trust funds, and rail industry pension payments are the 
responsibility of the rail sector.

    Under current law, a financial interchange occurs once each year 
between the social security trust funds and the social security 
equivalent benefit (SSEB) account. The SSEB receives monthly advances 
from the general fund equal to an estimate of the transfer the SSEB 
would have received for the previous month if the financial interchange 
transfers were on a monthly basis. Advances from the previous year are 
repaid annually to the general fund immediately after the financial 
interchange is received. In 2001, $3,145 million was advanced and $3,001 
million was repaid.

                  Status of Funds (in millions of dollars)

----------------------------------------------------------------------------
Identification code 60-8010-0-7-601      2001 actual   2002 est.   2003 est.
----------------------------------------------------------------------------
    Unexpended balance, start of year:
0100  Treasury balance..................           6           2
0101  U.S. Securities: Par value........       2,134       1,821         911
0105  Outstanding debt to Treasury......      -3,001      -3,145      -3,181
                                           ---------   ---------  ----------
0199    Total balance, start of year....        -861      -1,321      -2,270
    Cash income during the year:
      Current law:

        Receipts:
1200      Railroad Soc. Sec. equivalent 
            ben. acct., Taxes...........       2,040       2,114       2,145
1201      Railroad Soc. Sec. equivalent 
            ben. acct., Receipts 
            transferred to Federal 
            hospital insurance trust 
            fund........................        -422        -406        -420
1202      Railroad Soc. Sec. Equivalent 
            Ben. Acct., Refunds.........          -4          -4          -4
        Offsetting receipts 
            (intragovernmental):
1240      Railroad Soc. Sec. equivalent 
            ben. acct., Interest and 
            profits on investments in 
            public debt securities......         107          60          38
1241      Railroad Soc. Sec. equivalent 
            ben. acct., Income tax 
            credits.....................          98          95         100
1242      Railroad Soc. Sec. equivalent 
            ben. acct., Interest 
            transferred to Federal 
            hospital insurance trust 
            fund........................         -48         -35         -35
1243      Railroad Soc. Sec. equivalent 
            ben. acct., Receipts from 
            Federal old-age survivors 
            ins. trust fund.............       3,273       3,675       3,641
1244      Railroad Soc. Sec. equivalent 
            ben. acct., Receipts from 
            Federal disability ins. 
            trust fund..................          10         188         213
1299    Income under present law........       5,054       5,687       5,678
    Cash outgo during year:
      Current law:

4500    Railroad social security 
          equivalent benefit account....      -5,437      -5,484      -5,484
7645  Transfers, net....................         -77      -1,152        -168
    Unexpended balance, end of year:
8700  Uninvested balance................           2
8701  Federal securities: Par value.....       1,821         911         902
8705  Outstanding debt to Treasury......      -3,145      -3,181      -3,146
                                           ---------   ---------  ----------
8799    Total balance, end of year......      -1,321      -2,270      -2,244
---------------------------------------------------------------------------

               Object Classification (in millions of dollars)

----------------------------------------------------------------------------
Identification code 60-8010-0-7-601      2001 actual   2002 est.   2003 est.
----------------------------------------------------------------------------
42.0  Benefit payments..................       5,199       5,270       5,261
43.0  Interest and dividends............           2           2           2
92.0  Repayment of interest on benefit 
        advances........................         221         224         223
                                           ---------   ---------  ----------

[[Page 1178]]


99.9    Total new obligations...........       5,422       5,496       5,486
---------------------------------------------------------------------------

                                


 
                      RESOLUTION TRUST CORPORATION

                              Federal Funds

Public enterprise funds:

               Resolution Trust Corporation Revolving Fund

               Program and Financing (in millions of dollars)

----------------------------------------------------------------------------
Identification code 22-4055-0-3-373      2001 actual   2002 est.   2003 est.
----------------------------------------------------------------------------

    Budgetary resources available for obligation:
21.40 Unobligated balance carried 
        forward, start of year..........           4
23.98 Unobligated balance expiring or 
        withdrawn.......................          -4
----------------------------------------------------------------------------

    Net budget authority and outlays:
89.00 Budget authority..................
90.00 Outlays...........................
---------------------------------------------------------------------------

    The Financial Institutions Reform, Recovery, and Enforcement Act 
(FIRREA) of 1989 established the Resolution Trust Corporation (RTC) as a 
temporary agency to dispose of insolvent thrift institutions. The 
Savings Association Insurance Fund took over responsibility for 
resolving failed thrifts on July 1, 1995, and the RTC's assets and 
liabilities were transferred to the FSLIC Resolution Fund on December 
31, 1995.

    Of $18.3 billion appropriated to RTC in 1994 by the RTC Completion 
Act, the Thrift Depositor Protection Oversight Board determined that 
only $4.6 billion was required and the excess was returned to Treasury 
on December 31, 1997. When the RTC terminated, the Oversight Board's 
primary function ceased. On October 29, 1998, the Board was abolished 
and its remaining responsibility to oversee the Resolution Funding 
Corporation (REFCORP), which provided financing for the RTC, was 
transferred to the Secretary of the Treasury.

                                


 
                   SECURITIES AND EXCHANGE COMMISSION

                              Federal Funds

General and special funds:

                          Salaries and Expenses

    For necessary expenses for the Securities and Exchange Commission, 
including services as authorized by 5 U.S.C. 3109 and pursuant to 5 
U.S.C. 4801-02, the rental of space (to include multiple year leases) in 
the District of Columbia and elsewhere, and not to exceed $3,000 for 
official reception and representation expenses, [$109,500,000 from fees 
collected in fiscal year 2002 to remain available until expended, and 
from fees collected in previous fiscal years, $328,400,000 to remain 
available until expended] $479,900,000; of which not to exceed $10,000 
may be used toward funding a permanent secretariat for the International 
Organization of Securities Commissions; and of which not to exceed 
$100,000 shall be available for expenses for consultations and meetings 
hosted by the Commission with foreign governmental and other regulatory 
officials, members of their delegations, appropriate representatives and 
staff to exchange views concerning developments relating to securities 
matters, development and implementation of cooperation agreements 
concerning securities matters and provision of technical assistance for 
the development of foreign securities markets, such expenses to include 
necessary logistic and administrative expenses and the expenses of 
Commission staff and foreign invitees in attendance at such 
consultations and meetings including: (1) such incidental expenses as 
meals taken in the course of such attendance; (2) any travel and 
transportation to or from such meetings; and (3) any other related 
lodging or subsistence: Provided, That fees and charges authorized by 
sections [6(b)(4)] 6(b) of the Securities Act of 1933 (15 U.S.C. 
[77f(b)(4))] 77f(b)), and 13(e), 14(g), and 31[(d)] of the Securities 
Exchange Act of 1934 (15 U.S.C. [78ee(d))] 78m(e), 78n(g), and 78ee) 
shall be credited to this account as offsetting collections: Provided 
further, [That in the event that H.R. 1088, the Investor and Capital 
Markets Fee Relief Act, or other legislation to amend section 6(b) of 
the Securities Act of 1933 (15 U.S.C. 77f(b)), and sections 13(e), 
14(g), and 31 of the Securities Exchange Act of 1934 (15 U.S.C. 78m(e), 
78n(g) and 78ee), is enacted into law prior to the date on which a 
regular appropriation to the Commission for fiscal year 2003 is enacted, 
the fees, charges, and assessments authorized by such sections, as 
amended, shall be deposited and credited to this account as offsetting 
collections: Provided further, That fees collected as authorized by 
section 31 of the Securities Exchange Act of 1934 (15 U.S.C. 78ee) for 
sales transacted on, and with respect to securities registered solely 
on, an exchange that is initially granted registration as a national 
securities exchange after February 24, 2000 shall be credited to this 
account as offsetting collections: Provided further, That for purposes 
of collections under section 31, a security shall not be deemed 
registered on a national securities exchange solely because that 
national securities exchange continues or extends unlisted trading 
privileges to that security] That not to exceed $479,900,000 of such 
offsetting collections shall be available until expended for necessary 
expenses of this account: Provided further, That the total amount 
appropriated under this heading from the general fund for fiscal year 
2003 shall be reduced as such offsetting fees are received so as to 
result in a final total fiscal year 2003 appropriation from the general 
fund estimated at not more than $0. (Departments of Commerce, Justice, 
and State, the Judiciary, and Related Agencies Appropriations Act, 2002; 
additional authorizing legislation required.)

                             [(rescission)]

    [Of the unobligated balances available under this heading, 
$50,000,000 are rescinded.] (Departments of Commerce, Justice, and 
State, the Judiciary, and Related Agencies Appropriations Act, 2002.)
    [For emergency expenses to respond to the September 11, 2001, 
terrorist attacks on the United States, for ``Salaries and Expenses'', 
$20,705,000, to remain available until expended, to be obligated from 
amounts made available in Public Law 107-38.] (Emergency Supplemental 
Act, 2002.)

              Unavailable Collections (in millions of dollars)

----------------------------------------------------------------------------
Identification code 50-0100-0-1-376      2001 actual   2002 est.   2003 est.
----------------------------------------------------------------------------
01.99 Balance, start of year............       1,099       1,411       2,121
    Receipts:
02.80 Salaries and expenses.............         736       1,150       1,333
                                           ---------   ---------  ----------
04.00 Total: Balances and collections...       1,835       2,561       3,454
    Appropriations:
05.00 Salaries and expenses.............        -424        -440        -481
                                           ---------   ---------  ----------
05.99   Total appropriations............        -424        -440        -481
                                           ---------   ---------  ----------
07.99 Balance, end of year..............       1,411       2,121       2,973
---------------------------------------------------------------------------

               Program and Financing (in millions of dollars)

----------------------------------------------------------------------------
Identification code 50-0100-0-1-376      2001 actual   2002 est.   2003 est.
----------------------------------------------------------------------------

    Obligations by program activity:
      Direct program:

00.01   Full disclosure.................          60          68          69
00.02   Prevention and suppression of 
          fraud.........................         154         165         169
00.03   Supervision and regulation of 
          securities markets............          65          71          72
00.04   Investment management regulation          82          89          90
00.05   Legal and economic services.....          25          29          29
00.07   Program direction...............          44          50          51
09.01 Reimbursable program..............           1           1           1
                                           ---------   ---------  ----------
10.00   Total new obligations...........         431         473         481
----------------------------------------------------------------------------

    Budgetary resources available for obligation:
21.40 Unobligated balance carried 
        forward, start of year..........          74          76          25
22.00 New budget authority (gross)......         437         423         481
                                           ---------   ---------  ----------
23.90   Total budgetary resources 
          available for obligation......         511         499         506

[[Page 1179]]

23.95 Total new obligations.............        -431        -473        -481
23.98 Unobligated balance expiring or 
        withdrawn.......................          -4
24.40 Unobligated balance carried 
        forward, end of year............          76          25          25
----------------------------------------------------------------------------

    New budget authority (gross), detail:
      Discretionary:

40.00   Appropriation...................                      21
40.36   Unobligated balance rescinded...                     -50
                                           ---------   ---------  ----------
43.00     Appropriation (total 
            discretionary)..............                     -29
      Spending authority from offsetting 
          collections:

68.00   Offsetting governmental 
          collections (cash)............         736       1,150       1,333
68.26   From offsetting collections 
          (unavailable balances)........         295         329         300
68.45   Portion precluded from 
          obligation (limitation on 
          obligations)..................        -594      -1,027      -1,152
                                           ---------   ---------  ----------
68.90     Spending authority from 
            offsetting collections 
            (total discretionary).......         437         452         481
                                           ---------   ---------  ----------
70.00   Total new budget authority 
          (gross).......................         437         423         481
----------------------------------------------------------------------------

    Change in obligated balances:
72.40 Obligated balance, start of year..          92         104         126
73.10 Total new obligations.............         431         473         481
73.20 Total outlays (gross).............        -419        -451        -477
74.40 Obligated balance, end of year....         104         126         130
----------------------------------------------------------------------------

    Outlays (gross), detail:
86.90 Outlays from new discretionary 
        authority.......................         368         411         415
86.93 Outlays from discretionary 
        balances........................          51          40          62
                                           ---------   ---------  ----------
87.00   Total outlays (gross)...........         419         451         477
----------------------------------------------------------------------------

    Offsets:
      Against gross budget authority and outlays:

        Offsetting collections (cash) 
            from:
88.00     Federal sources...............          -1          -1          -1
88.40     Non-Federal sources...........        -735      -1,149      -1,332
                                           ---------   ---------  ----------
88.90       Total, offsetting 
              collections (cash)........        -736      -1,150      -1,333
----------------------------------------------------------------------------

    Net budget authority and outlays:
89.00 Budget authority..................        -299        -727        -852
90.00 Outlays...........................        -317        -699        -856
---------------------------------------------------------------------------

  Budget Authority and Outlays Excluding Full Funding for Federal Retiree 
                       Costs (in millions of dollars)

----------------------------------------------------------------------------
                                         2001 actual   2002 est.   2003 est.
----------------------------------------------------------------------------

    Net budget authority and outlays:
89.00 Budget authority..................        -312        -739        -865
90.00 Outlays...........................        -330        -711        -869
---------------------------------------------------------------------------

    The primary mission of the Securities and Exchange Commission (the 
Commission) is to administer and enforce the Federal securities laws in 
order to protect investors, and to maintain fair, honest, and efficient 
markets.

    Full disclosure.--This program ensures that investors will be 
provided with material information in the public offering, trading, 
voting and tendering of securities. Standards of financial reporting are 
established and enforced to enhance the transparency, relevance, and 
reliability of financial reporting so that financial statements used by 
investors in making investment decisions are presented fairly and have 
credibility. Issuers that have conducted public offerings, have 
securities traded in the public markets, or have total assets and 
security holder populations of specified sizes, are required to furnish 
management, financial, and business information to investors and the 
Commission on a continuing basis in proxy materials and in annual and 
other periodic reports. The staff reviews these documents on a selected 
basis for compliance with the disclosure requirements. In addition, all 
registration statements of issuers that are making their initial public 
offerings of securities and all third party tender offer filings are 
reviewed by the staff. As a result of the review process, the staff may 
issue comments to issuers to elicit better compliance or, where 
appropriate, refer matters for enforcement action.

    Electronic filing (EDGAR).--The Commission's EDGAR system provides 
the agency with the capability for electronic receipt, analysis, and 
dissemination of virtually all of its full disclosure filings. Since 
becoming operational in 1993, EDGAR has received and successfully 
processed and disseminated over 4.8 million documents submitted in 
approximately 1.8 million separate submissions from over 28,000 
companies and funds registered with the SEC.

    In order to take advantage of changes in technology, lower 
operational costs, integrate with other SEC systems, and respond to the 
demands of filers and investors, the SEC decided to modernize EDGAR. 
This multi-year modernization will concluded in early 2002. This 
modernization brings Internet technology, both hardware and software, to 
EDGAR, with such new features as: (1) a Filing Web Site (for filing, 
software distribution, and assistance), (2) a security infrastructure as 
secure as what is used today for Internet financial transactions across 
the world, (3) new data formats that promote readability of documents 
for multiple purposes, (4) new functionality as requested by our filing 
community, (5) an Enterprise Data Repository for centrally housing all 
SEC data, and (6) a new Public Dissemination System.

    The SEC is now reviewing all of its remaining paper documents to 
determine the feasibility and cost/benefit of incorporating those into 
the electronic world of EDGAR.

                         SELECTED WORKLOAD DATA

                                     2001 actual  2002 est.   2003 est.
Filings of initial 1933 Act 
registration statements--other than 
investment companies................         745         745         745
Filings of repeat 1933 Act 
registration statements and post-
effective amendments--other than 
investment companies................       4,015       4,015       4,015
Filings of annual and periodic 
reports--other than investment 
companies...........................      94,585      94,585      94,585
Filings of Director and Officer 
ownership and transaction reports...     299,875     300,000     300,000

    Prevention and suppression of fraud.--This program investigates and 
prosecutes violations of the federal securities laws, including 
financial fraud, illegal distribution of unregistered securities, 
fraudulent offerings, insider trading, market manipulation, and illegal 
conduct by broker-dealers and investment advisers. Enforcement actions 
include emergency actions halting ongoing violations, injunctions 
against future violations, and disgorgement orders. Financial penalties 
and bars from acting in a regulated capacity may also be obtained. Over 
$3.0 billion in disgorgement and penalties has been collected in our 
actions since 1984. Because of the critical importance of criminal 
prosecutions as a deterrent to securities fraud, we refer cases to 
criminal authorities and detail staff to assist in criminal 
prosecutions.

                         SELECTED WORKLOAD DATA

                                     2001 actual  2002 est.   2003 est.
Investigations opened...............         570         570         570
Administrative proceedings opened...         248         250         250
Civil actions opened................         236         240         240

    Supervision and regulation of securities markets.--Trading in the 
securities markets is regulated to protect investors against fraud and 
manipulation and to ensure the maintenance of fair, orderly, efficient, 
and competitive markets. The Commission oversees the work of self-
regulatory organizations, monitors securities markets and broker-dealer 
operations, and develops regulatory strategies for coping with market 
stress, promoting compliance, and meeting changing domestic and 
international conditions. The Commission also conducts examinations of 
broker-dealers and inspections of transfer agents, clearing agencies, 
and self-regulatory organizations.

[[Page 1180]]

                         SELECTED WORKLOAD DATA

                                     2001 actual  2002 est.   2003 est.
Review of changes in the rules and 
procedures of self-regulatory 
organizations.......................         638         600         600
Inspections of self-regulatory 
organizations.......................          31          34          34
Broker-dealer registration 
applications........................         617         750         750
Broker-dealer oversight and cause 
examinations........................         659         600         600
Transfer agent and clearing agency 
examinations........................         155         143         148

    Investment management regulation.--This program administers the 
Investment Company Act of 1940 and the Investment Advisers Act of 1940. 
Mutual funds and other investment companies manage over $6.7 trillion 
for more than 55 million households. The staff reviews disclosure 
documents filed by investment companies and investment advisers and 
regulates and inspects investment companies and investment advisers to 
protect investors against fraud, self-dealing, inadequate disclosure, 
and other abuse. The staff refers serious violations for enforcement 
action. This program also is responsible for administering the Public 
Utility Holding Company Act of 1935.

                         SELECTED WORKLOAD DATA

                                     2001 actual  2002 est.   2003 est.
Investment company assets inspected 
($ trillions).......................         1.1         2.6         2.0
Investment company portfolios and 
amendments filed....................      27,770      27,810      27,430
Investment company proxy statements 
filed...............................         655         715         695
Investment advisers inspected.......       1,405       1,350       1,350
Investment adviser registration 
statements filed....................         916       1,000       1,000
Exemptive relief requests concluded.         425         430         430
Public utility filings processed....         127         140         160
Public utility annual and periodic 
reports examined....................       1,600       1,800       1,600

    Legal and economic services.--This program provides a range of legal 
services and economic analyses to the Commission concerning its law 
enforcement, regulatory, and legislative activities, including: (i) 
prosecution of enforcement actions in appellate courts; (ii) 
representation of the Commission in all other appellate litigation, in 
private litigation where the Commission appears as amicus curiae, and in 
corporate reorganizations; (iii) representation of the Commission in 
actions brought against the Commission and its employees; (iv) 
preparation of Congressional testimony and comments and advice 
concerning proposed securities legislation; (v) advice to the Commission 
concerning issues arising from its law enforcement and regulatory 
activities; (vi) preparation of draft opinions of adjudicatory decisions 
and advice to the Commission regarding its adjudicatory decisions; (vii) 
advice to the Commission regarding compliance with Government-wide 
statutes and the statutes and rules applicable to the agency's 
activities; and (viii) economic analyses of proposed regulations and 
legislation, litigation support in enforcement cases, and independent 
studies of issues affecting the securities markets. In addition, the 
administrative law judges conduct hearings and issue initial decisions 
in formal administrative proceedings where the Commission has determined 
that hearings are appropriate in the public interest and for the 
protection of public investors.

                         SELECTED WORKLOAD DATA

                                     2001 actual  2002 est.   2003 est.
Litigation matters opened...........         273         280         285
Adjudicatory matters received.......          51          70          70
Adjudicatory matters completed......          46          60          65
Legislative matters.................         274         320         320
Chapter 11 disclosure statements 
commented on........................         154         165         165
Administrative proceedings disposed 
by Administrative Law Judges........          64          60          60

    Program direction.--This program assists the Commission in 
fulfilling its statutory requirements and in responding to changes in 
the securities industry by carefully evaluating priorities, formulating 
and implementing policies, and managing agency resources. The staff 
provides management direction and analysis, internal control, financial 
management, personnel management, data processing, public affairs, 
records management, information dissemination, general administrative 
services, and processing of equal employment opportunity complaints.

    The Commission's fee schedule has been revised by the provisions of 
the ``Investor and Capital Markets Fee Relief Act'' (P.L. 107-123). This 
law amends fee language found in Section 6(b) of the Securities Act of 
1933, Sections 13(e) 14(g) and 31 of the Securities Exchange Act of 
1934, and Section 307(b) of the Trust Indenture Act of 1939. Under this 
law, the Section 6(b) fee rate paid by corporations to register 
securities with the Commission will be reduced from $250 per $1 million 
in 2001 to $92 per $1 million. The Section 31 transaction fee rate will 
be reduced from $33.33 per $1 million to $15 per $1 million. The Section 
14(g) fee for proxy solicitations and statements in corporate control 
transactions will be reduced from $200 per $1 million to $92 per $1 
million. The Section 13(e) fee for stock repurchase statements will be 
reduced from $200 per $1 million to $92 per $1 million. The Trust 
Indenture Act fee will be eliminated. Henceforth, all Commission fees 
will be credited to offsetting collections, with no portion credited to 
general revenues. The new law requires that, in fiscal years 2003-11, 
the Commission adjust all applicable fee rates so that, when applied to 
the baseline estimate of the aggregate dollar amount of relevant 
activities for each fiscal year, the result will be aggregate fee 
collections equal to a target offsetting collection amounts projected 
for each fiscal year. The Commission shall adjust each rate to a uniform 
adjusted rate in fiscal years 2012 and after.

    P.L. 107-123 also granted the Commission the authority to compensate 
its employees in amounts comparable to the salaries paid by the federal 
banking agencies, in order to help ameliorate the continued difficulties 
that the Commission has had in attracting and retaining sufficient 
numbers of qualified staff. The Commission expects to make the 
transition once it meets the procedural steps outlined in the Act and 
has the budget authority to compensate its staff at the higher levels. 
In the interim period, many Commission staff will continue to be paid 
pursuant to the General Schedule, while those eligible for the special 
pay rates approved by Office of Personnel Management (``OPM'') in 2001 
will continue to be paid according to their respective special pay 
scales.

               Object Classification (in millions of dollars)

----------------------------------------------------------------------------
Identification code 50-0100-0-1-376      2001 actual   2002 est.   2003 est.
----------------------------------------------------------------------------

      Direct obligations:

        Personnel compensation:
11.1      Full-time permanent...........         217         245         254
11.3      Other than full-time permanent           4           4           4
11.5      Other personnel compensation..           5           4           4
                                           ---------   ---------  ----------
11.9        Total personnel compensation         226         253         262
12.1    Civilian personnel benefits.....          67          72          75
21.0    Travel and transportation of 
          persons.......................           8           8           9
23.2    Rental payments to others.......          31          35          36
23.3    Communications, utilities, and 
          miscellaneous charges.........          14          14          16
24.0    Printing and reproduction.......           2           2           2
25.1    Advisory and assistance services           4           4           4
25.2    Other services..................          19          21          23
25.3    Other purchases of goods and 
          services from Government 
          accounts......................           1           1
25.4    Operation and maintenance of 
          facilities....................           2           2           2
25.7    Operation and maintenance of 
          equipment.....................          41          44          38
26.0    Supplies and materials..........           5           4           4
31.0    Equipment.......................           8          11           8
32.0    Land and structures.............           2           1           1
                                           ---------   ---------  ----------
99.0      Direct obligations............         430         472         480

[[Page 1181]]

99.5  Below reporting threshold.........           1           1           1
                                           ---------   ---------  ----------
99.9    Total new obligations...........         431         473         481
---------------------------------------------------------------------------

                              Personnel Summary

----------------------------------------------------------------------------
Identification code 50-0100-0-1-376      2001 actual   2002 est.   2003 est.
----------------------------------------------------------------------------
    Direct:
1001  Total compensable workyears: Full-
        time equivalent employment......       2,935       2,996       2,996
    Reimbursable:
2001  Total compensable workyears: Full-
        time equivalent employment......           1           1           1
---------------------------------------------------------------------------

                                

Public enterprise funds:

        Investment in Securities Investor Protection Corporation

               Program and Financing (in millions of dollars)

----------------------------------------------------------------------------
Identification code 50-4068-0-3-376      2001 actual   2002 est.   2003 est.
----------------------------------------------------------------------------

    Budgetary resources available for obligation:
21.40 Unobligated balance carried 
        forward, start of year..........       1,000       1,000       1,000
24.40 Unobligated balance carried 
        forward, end of year............       1,000       1,000       1,000
----------------------------------------------------------------------------

    Net budget authority and outlays:
89.00 Budget authority..................
90.00 Outlays...........................
---------------------------------------------------------------------------

    The Securities Investor Protection Corporation (SIPC) may borrow up 
to $1 billion from the U.S. Department of the Treasury, through the 
Commission, in the event that the fund maintained by SIPC is 
insufficient to satisfy the claims of customers of failing brokerage 
firms. To date, SIPC has not needed these loans.

                                


 
                         SMITHSONIAN INSTITUTION

                              Federal Funds

General and special funds:

                          Salaries and Expenses

                          (including recission)

    For necessary expenses of the Smithsonian Institution, as authorized 
by law, including research in the fields of art, science, and history; 
development, preservation, and documentation of the National 
Collections; presentation of public exhibits and performances; 
collection, preparation, dissemination, and exchange of information and 
publications; conduct of education, training, and museum assistance 
programs; maintenance, alteration, operation, lease (for terms not to 
exceed 30 years), and protection of buildings, facilities, and 
approaches; not to exceed $100,000 for services as authorized by 5 
U.S.C. 3109; up to five replacement passenger vehicles; purchase, 
rental, repair, and cleaning of uniforms for employees, [$399,253,000] 
$468,462,000, of which not to exceed [$37,508,000] $52,884,000 for the 
instrumentation program, collections acquisition, exhibition 
reinstallation, the National Museum of the American Indian, security 
improvements, and the repatriation of skeletal remains program shall 
remain available until expended, and including such funds as may be 
necessary to support American overseas research centers and a total of 
$125,000 for the Council of American Overseas Research Centers: 
Provided, That funds appropriated herein are available for advance 
payments to independent contractors performing research services or 
participating in official Smithsonian presentations: Provided further, 
That the Smithsonian Institution may expend Federal appropriations 
designated in this Act for lease or rent payments for long term and 
swing space, as rent payable to the Smithsonian Institution, and such 
rent payments may be deposited into the general trust funds of the 
Institution to the extent that federally supported activities are housed 
in the 900 H Street, N.W. building in the District of Columbia: Provided 
further, That this use of Federal appropriations shall not be construed 
as debt service, a Federal guarantee of, a transfer of risk to, or an 
obligation of, the Federal Government: Provided further, That no 
appropriated funds may be used to service debt which is incurred to 
finance the costs of acquiring the 900 H Street building or of planning, 
designing, and constructing improvements to such building. From 
unobligated balances of prior year appropriations $14,100,000 is 
rescinded. (Department of the Interior and Related Agencies 
Appropriations Act, 2002; additional authorizing legislation required.)
    [For emergency expenses to respond to the September 11, 2001, 
terrorist attacks on the United States for ``Salaries and Expenses'' of 
the Smithsonian Institution, $21,707,000, to remain available until 
expended, to be obligated from amounts made available in Public Law 107-
38.] (Emergency Supplemental Act, 2002.)

               Program and Financing (in millions of dollars)

----------------------------------------------------------------------------
Identification code 33-0100-0-1-503      2001 actual   2002 est.   2003 est.
----------------------------------------------------------------------------

    Obligations by program activity:
00.01 Exhibits..........................          41          39          41
00.02 Education.........................          21          21          22
00.03 Collections.......................          52          52          53
00.04 Research..........................          73          73          73
00.05 Facilties.........................          93          96         110
00.06 Security..........................          43          67          68
00.07 Information Technology............          29          38          48
00.08 Finance/General Administration....          50          54          54
09.01 Reimbursable program..............           2           4           2
                                           ---------   ---------  ----------
10.00   Total new obligations...........         404         444         471
----------------------------------------------------------------------------

    Budgetary resources available for obligation:
21.40 Unobligated balance carried 
        forward, start of year..........          16          22          34
22.00 New budget authority (gross)......         410         442         457
22.10 Resources available from 
        recoveries of prior year 
        obligations.....................                      14
                                           ---------   ---------  ----------
23.90   Total budgetary resources 
          available for obligation......         426         478         491
23.95 Total new obligations.............        -404        -444        -471
24.40 Unobligated balance carried 
        forward, end of year............          22          34          20
----------------------------------------------------------------------------

    New budget authority (gross), detail:
      Discretionary:

40.00   Appropriation...................         407         440         469
40.36   Unobligated balance rescinded...                                 -14
40.77   Reduction pursuant to P.L. 106-
          554 (0.22 percent)............          -1
                                           ---------   ---------  ----------
43.00     Appropriation (total 
            discretionary)..............         406         440         455
      Spending authority from offsetting 
          collections:

68.00   Offsetting collections (cash)...           2           2           2
68.10   Change in uncollected customer 
          payments from Federal sources 
          (unexpired)...................           2
                                           ---------   ---------  ----------
68.90     Spending authority from 
            offsetting collections 
            (total discretionary).......           4           2           2
                                           ---------   ---------  ----------
70.00   Total new budget authority 
          (gross).......................         410         442         457
----------------------------------------------------------------------------

    Change in obligated balances:
72.40 Obligated balance, start of year..          68          67          49
73.10 Total new obligations.............         404         444         471
73.20 Total outlays (gross).............        -403        -448        -455
73.45 Recoveries of prior year 
        obligations.....................                     -14
74.00 Change in uncollected customer 
        payments from Federal sources 
        (unexpired).....................          -2
74.40 Obligated balance, end of year....          67          49          63
----------------------------------------------------------------------------

    Outlays (gross), detail:
86.90 Outlays from new discretionary 
        authority.......................         353         387         400
86.93 Outlays from discretionary 
        balances........................          50          61          55
                                           ---------   ---------  ----------
87.00   Total outlays (gross)...........         403         448         455
----------------------------------------------------------------------------

    Offsets:
      Against gross budget authority and outlays:

88.00   Offsetting collections (cash) 
          from: Federal sources.........          -2          -2          -2
      Against gross budget authority only:

88.95   Change in uncollected customer 
          payments from Federal sources 
          (unexpired)...................          -2
----------------------------------------------------------------------------

    Net budget authority and outlays:
89.00 Budget authority..................         406         440         455
90.00 Outlays...........................         401         446         453
---------------------------------------------------------------------------

[[Page 1182]]



  Budget Authority and Outlays Excluding Full Funding for Federal Retiree 
                       Costs (in millions of dollars)

----------------------------------------------------------------------------
                                         2001 actual   2002 est.   2003 est.
----------------------------------------------------------------------------

    Net budget authority and outlays:
89.00 Budget authority..................         387         421         435
90.00 Outlays...........................         382         427         433
---------------------------------------------------------------------------

    The Smithsonian Institution conducts research in the natural and 
physical sciences and in the history of cultures, technology, and the 
arts. The Institution acquires and preserves for reference and study 
purposes over one hundred and forty million items of scientific, 
cultural, and historic importance. It maintains public exhibits in a 
variety of fields.

    The Institution operates and maintains 16 museums; a zoological park 
and animal conservation and research center; research facilities; and 
supporting facilities.

    Included in the presentation of the Salaries and Expenses account 
are data for the Canal Zone biological area fund. Donations, 
subscriptions, and fees are appropriated and used to defray part of the 
expenses of maintaining and operating the Canal Zone biological area (60 
Stat. 1101; 20 U.S.C. 79, 79a).

               Object Classification (in millions of dollars)

----------------------------------------------------------------------------
Identification code 33-0100-0-1-503      2001 actual   2002 est.   2003 est.
----------------------------------------------------------------------------

      Direct obligations:

        Personnel compensation:
11.1      Full-time permanent...........         202         218         221
11.3      Other than full-time permanent           4           4           4
11.5      Other personnel compensation..           8           9           9
                                           ---------   ---------  ----------
11.9        Total personnel compensation         214         231         234
12.1    Civilian personnel benefits.....          70          78          81
21.0    Travel and transportation of 
          persons.......................           4           4           4
22.0    Transportation of things........           1           1           1
23.2    Rental payments to others.......           7           7           7
23.3    Communications, utilities, and 
          miscellaneous charges.........          39          34          45
24.0    Printing and reproduction.......           2           2           2
25.2    Other services..................          32          50          60
25.3    Other purchases of goods and 
          services from Government 
          accounts......................           1           1           1
26.0    Supplies and materials..........          17          13          13
31.0    Equipment.......................          14          13          13
32.0    Land and structures.............           1           6           8
                                           ---------   ---------  ----------
99.0      Direct obligations............         402         440         469
99.0  Reimbursable obligations..........           2           4           2
                                           ---------   ---------  ----------
99.9    Total new obligations...........         404         444         471
---------------------------------------------------------------------------

                              Personnel Summary

----------------------------------------------------------------------------
Identification code 33-0100-0-1-503      2001 actual   2002 est.   2003 est.
----------------------------------------------------------------------------
    Direct:
1001  Total compensable workyears: Full-
        time equivalent employment......       4,031       4,514       4,574
    Reimbursable:
2001  Total compensable workyears: Full-
        time equivalent employment......           9           9           9
---------------------------------------------------------------------------
    Note:--2001 actual personnel number does not include 216 work years 
at Smithsonian Tropical Research Institute.

                                

 Museum Programs and Related Research (Special Foreign Currency Program)

               Program and Financing (in millions of dollars)

----------------------------------------------------------------------------
Identification code 33-0102-0-1-503      2001 actual   2002 est.   2003 est.
----------------------------------------------------------------------------

    Budgetary resources available for obligation:
21.40 Unobligated balance carried 
        forward, start of year..........           1           1           1
24.40 Unobligated balance carried 
        forward, end of year............           1           1           1
----------------------------------------------------------------------------

    Net budget authority and outlays:
89.00 Budget authority..................
90.00 Outlays...........................
---------------------------------------------------------------------------

    This account supports a program of grants to U.S. universities, 
museums, and other institutions of higher learning, paid for by excess 
U.S.-owned foreign currencies. Areas of research include archeology and 
related disciplines, systematic and environmental biology, astrophysics 
and Earth sciences, and museum programs.

                                

            Repair, Restoration and Alteration of Facilities

    For necessary expenses of maintenance, repair, restoration, and 
alteration of facilities owned or occupied by the Smithsonian 
Institution, by contract or otherwise, as authorized by section 2 of the 
Act of August 22, 1949 (63 Stat. 623), including necessary personnel, 
including not to exceed $10,000 for services as authorized by 5 U.S.C. 
3109, [$67,900,000] $81,300,000, to remain available until expended, of 
which [$10,000,000] $16,750,000 is provided for maintenance, repair, 
rehabilitation and alteration of facilities at the National Zoological 
Park: Provided, That contracts awarded for environmental systems, 
protection systems, and repair or restoration of facilities of the 
Smithsonian Institution may be negotiated with selected contractors and 
awarded on the basis of contractor qualifications as well as price. 
(Department of the Interior and Related Agencies Appropriations Act, 
2002; additional authorizing legislation required.)

               Program and Financing (in millions of dollars)

----------------------------------------------------------------------------
Identification code 33-0132-0-1-503      2001 actual   2002 est.   2003 est.
----------------------------------------------------------------------------

    Obligations by program activity:
10.00 Total new obligations.............          63          69          80
----------------------------------------------------------------------------

    Budgetary resources available for obligation:
21.40 Unobligated balance carried 
        forward, start of year..........          14           9           8
22.00 New budget authority (gross)......          58          68          81
                                           ---------   ---------  ----------
23.90   Total budgetary resources 
          available for obligation......          72          77          89
23.95 Total new obligations.............         -63         -69         -80
24.40 Unobligated balance carried 
        forward, end of year............           9           8           9
----------------------------------------------------------------------------

    New budget authority (gross), detail:
      Discretionary:

40.00   Appropriation...................          58          68          81
----------------------------------------------------------------------------

    Change in obligated balances:
72.40 Obligated balance, start of year..          51          55          61
73.10 Total new obligations.............          63          69          80
73.20 Total outlays (gross).............         -58         -63         -61
74.40 Obligated balance, end of year....          55          61          80
----------------------------------------------------------------------------

    Outlays (gross), detail:
86.90 Outlays from new discretionary 
        authority.......................          15          17          20
86.93 Outlays from discretionary 
        balances........................          43          46          41
                                           ---------   ---------  ----------
87.00   Total outlays (gross)...........          58          63          61
----------------------------------------------------------------------------

    Net budget authority and outlays:
89.00 Budget authority..................          58          68          81
90.00 Outlays...........................          58          63          61
---------------------------------------------------------------------------

    This account encompasses maintenance, repairs, restorations, code 
compliance changes, minor construction, alter

[[Page 1183]]

ations and modifications, and building system renewals of Smithsonian 
museum buildings and facilities for storage and conservation of 
collections, research, and support. Current long-term projects supported 
by the Administration in this account include ongoing renovations at the 
National Museum of Natural History, the Patent Office Building, and the 
National Zoological Park.

               Object Classification (in millions of dollars)

----------------------------------------------------------------------------
Identification code 33-0132-0-1-503      2001 actual   2002 est.   2003 est.
----------------------------------------------------------------------------
11.1  Personnel compensation: Full-time 
        permanent.......................                       2           3
12.1  Civilian personnel benefits.......                                   1
25.2  Other services....................          62          66          75
26.0  Supplies and materials............           1           1           1
                                           ---------   ---------  ----------
99.9    Total new obligations...........          63          69          80
---------------------------------------------------------------------------

                              Personnel Summary

----------------------------------------------------------------------------
Identification code 33-0132-0-1-503      2001 actual   2002 est.   2003 est.
----------------------------------------------------------------------------
1001  Total compensable workyears: Full-
        time equivalent employment......                      37          60
---------------------------------------------------------------------------

                                

                              Construction

    For necessary expenses for construction, [$30,000,000] including 
necessary personnel, $12,000,000, to remain available until expended. 
(Department of the Interior and Related Agencies Appropriations Act, 
2002; additional authorizing legislation required.)

               Program and Financing (in millions of dollars)

----------------------------------------------------------------------------
Identification code 33-0133-0-1-503      2001 actual   2002 est.   2003 est.
----------------------------------------------------------------------------

    Obligations by program activity:
00.06 National Museum of the American 
        Indian..........................          44          29          12
00.07 Natural History East Court 
        Building........................           1
00.08 National Zoological Park 
        Agriculture Exhibit.............           1           4
00.10 Smithsonian Astrophysical Observ.- 
        Hilo Building...................                       5
00.12 Museum Support Center, Pod 5......                                   2
                                           ---------   ---------  ----------
10.00   Total new obligations...........          46          38          14
----------------------------------------------------------------------------

    Budgetary resources available for obligation:
21.40 Unobligated balance carried 
        forward, start of year..........          48          12           4
22.00 New budget authority (gross)......          10          30          12
                                           ---------   ---------  ----------
23.90   Total budgetary resources 
          available for obligation......          58          42          16
23.95 Total new obligations.............         -46         -38         -14
24.40 Unobligated balance carried 
        forward, end of year............          12           4           2
----------------------------------------------------------------------------

    New budget authority (gross), detail:
      Discretionary:

40.00   Appropriation...................          10          30          12
----------------------------------------------------------------------------

    Change in obligated balances:
72.40 Obligated balance, start of year..           7          43          42
73.10 Total new obligations.............          46          38          14
73.20 Total outlays (gross).............         -10         -39         -14
74.40 Obligated balance, end of year....          43          42          42
----------------------------------------------------------------------------

    Outlays (gross), detail:
86.90 Outlays from new discretionary 
        authority.......................           2           6           2
86.93 Outlays from discretionary 
        balances........................           8          33          12
                                           ---------   ---------  ----------
87.00   Total outlays (gross)...........          10          39          14
----------------------------------------------------------------------------

    Net budget authority and outlays:
89.00 Budget authority..................          10          30          12
90.00 Outlays...........................          10          39          14
---------------------------------------------------------------------------

    This account provides funding for major new construction projects to 
support the Smithsonian's existing and future programs in research, 
collections management, public exhibitions and education. The 2003 
budget request provides funds for the construction of the National 
Museum of the American Indian on the Mall and the design of the Museum 
Support Center Pod 5.

               Object Classification (in millions of dollars)

----------------------------------------------------------------------------
Identification code 33-0133-0-1-503      2001 actual   2002 est.   2003 est.
----------------------------------------------------------------------------
11.1  Personnel compensation: Full-time 
        permanent.......................                                   1
25.2  Other services....................          46          38          13
                                           ---------   ---------  ----------
99.9    Total new obligations...........          46          38          14
---------------------------------------------------------------------------

                              Personnel Summary

----------------------------------------------------------------------------
Identification code 33-0133-0-1-503      2001 actual   2002 est.   2003 est.
----------------------------------------------------------------------------
1001  Total compensable workyears: Full-
        time equivalent employment......                                   5
---------------------------------------------------------------------------

                                

             John F. Kennedy Center for the Performing Arts

                       operations and maintenance

    For necessary expenses for the operation, maintenance and security 
of the John F. Kennedy Center for the Performing Arts, [$15,000,000] 
$17,102,000. (Department of the Interior and Related Agencies 
Appropriations Act, 2002; additional authorizing legislation required.)
    [For emergency expenses to respond to the September 11, 2001, 
terrorist attacks on the United States for ``Operations and 
Maintenance'' of the John F. Kennedy Center for the Performing Arts, 
$4,310,000, to remain available until expended, to be obligated from 
amounts made available in Public Law 107-38.] (Emergency Supplemental 
Act, 2002.)

               Program and Financing (in millions of dollars)

----------------------------------------------------------------------------
Identification code 33-0302-0-1-503      2001 actual   2002 est.   2003 est.
----------------------------------------------------------------------------

    Obligations by program activity:
10.00 Total new obligations.............          14          19          16
----------------------------------------------------------------------------

    Budgetary resources available for obligation:
22.00 New budget authority (gross)......          14          19          16
23.95 Total new obligations.............         -14         -19         -16
----------------------------------------------------------------------------

    New budget authority (gross), detail:
      Discretionary:

40.00   Appropriation...................          14          19          16
----------------------------------------------------------------------------

    Change in obligated balances:
72.40 Obligated balance, start of year..           4           3           3
73.10 Total new obligations.............          14          19          16
73.20 Total outlays (gross).............         -15         -18         -16
74.40 Obligated balance, end of year....           3           3           3
----------------------------------------------------------------------------

    Outlays (gross), detail:
86.90 Outlays from new discretionary 
        authority.......................          12          15          13
86.93 Outlays from discretionary 
        balances........................           3           3           4
                                           ---------   ---------  ----------
87.00   Total outlays (gross)...........          15          18          16
----------------------------------------------------------------------------

    Net budget authority and outlays:
89.00 Budget authority..................          14          19          16
90.00 Outlays...........................          15          18          16
---------------------------------------------------------------------------

    This appropriation provides for the operating and maintenance 
expenses of the John F. Kennedy Center for the Performing Arts, 
including maintenance, security, memorial interpretation, janitorial, 
short-term repair, and other services. 

               Object Classification (in millions of dollars)

----------------------------------------------------------------------------
Identification code 33-0302-0-1-503      2001 actual   2002 est.   2003 est.
----------------------------------------------------------------------------

      Direct obligations:

11.1    Personnel compensation: Full-
          time permanent................           3           3           3
23.3    Communications, utilities, and 
          miscellaneous charges.........           3           3           3
25.2    Other services..................           7          12           9
                                           ---------   ---------  ----------
99.0      Direct obligations............          13          18          15

[[Page 1184]]

99.5  Below reporting threshold.........           1           1           1
                                           ---------   ---------  ----------
99.9    Total new obligations...........          14          19          16
---------------------------------------------------------------------------

                              Personnel Summary

----------------------------------------------------------------------------
Identification code 33-0302-0-1-503      2001 actual   2002 est.   2003 est.
----------------------------------------------------------------------------
1001  Total compensable workyears: Full-
        time equivalent employment......          53          55          55
---------------------------------------------------------------------------

                                

             John F. Kennedy Center for the Performing Arts

                              construction

    For necessary expenses for capital repair and restoration of the 
existing features of the building and site of the John F. Kennedy Center 
for the Performing Arts, [$19,000,000] $17,000,000, to remain available 
until expended. (Department of the Interior and Related Agencies 
Appropriations Act, 2002.)

               Program and Financing (in millions of dollars)

----------------------------------------------------------------------------
Identification code 33-0303-0-1-503      2001 actual   2002 est.   2003 est.
----------------------------------------------------------------------------

    Obligations by program activity:
10.00 Total new obligations (object 
        class 25.2).....................          36          30          17
----------------------------------------------------------------------------

    Budgetary resources available for obligation:
21.40 Unobligated balance carried 
        forward, start of year..........          26          11
22.00 New budget authority (gross)......          20          19          17
22.10 Resources available from 
        recoveries of prior year 
        obligations.....................           2
                                           ---------   ---------  ----------
23.90   Total budgetary resources 
          available for obligation......          48          30          17
23.95 Total new obligations.............         -36         -30         -17
24.40 Unobligated balance carried 
        forward, end of year............          11
----------------------------------------------------------------------------

    New budget authority (gross), detail:
      Discretionary:

40.00   Appropriation...................          20          19          17
----------------------------------------------------------------------------

    Change in obligated balances:
72.40 Obligated balance, start of year..           9          29          27
73.10 Total new obligations.............          36          30          17
73.20 Total outlays (gross).............         -14         -32         -20
73.45 Recoveries of prior year 
        obligations.....................          -2
74.40 Obligated balance, end of year....          29          27          24
----------------------------------------------------------------------------

    Outlays (gross), detail:
86.90 Outlays from new discretionary 
        authority.......................          14          11          10
86.93 Outlays from discretionary 
        balances........................                      21          10
                                           ---------   ---------  ----------
87.00   Total outlays (gross)...........          14          32          20
----------------------------------------------------------------------------

    Net budget authority and outlays:
89.00 Budget authority..................          20          19          17
90.00 Outlays...........................          14          32          20
---------------------------------------------------------------------------

    This appropriation provides for the repair, restoration and 
renovation of the Kennedy Center building, including major projects 
related to plumbing and electrical systems, air handling systems, and 
major repair of interior spaces, including access for persons with 
disabilities. The Kennedy Center plans to continue Phase II of the 
renovation of the interior of the presidential memorial.

                                

                         National Gallery of Art

                          salaries and expenses

    For the upkeep and operations of the National Gallery of Art, the 
protection and care of the works of art therein, and administrative 
expenses incident thereto, as authorized by the Act of March 24, 1937 
(50 Stat. 51), as amended by the public resolution of April 13, 1939 
(Public Resolution 9, Seventy-sixth Congress), including services as 
authorized by 5 U.S.C. 3109; payment in advance when authorized by the 
treasurer of the Gallery for membership in library, museum, and art 
associations or societies whose publications or services are available 
to members only, or to members at a price lower than to the general 
public; purchase, repair, and cleaning of uniforms for guards, and 
uniforms, or allowances therefor, for other employees as authorized by 
law (5 U.S.C. 5901-5902); purchase or rental of devices and services for 
protecting buildings and contents thereof, and maintenance, alteration, 
improvement, and repair of buildings, approaches, and grounds; and 
purchase of services for restoration and repair of works of art for the 
National Gallery of Art by contracts made, without advertising, with 
individuals, firms, or organizations at such rates or prices and under 
such terms and conditions as the Gallery may deem proper, [$68,967,000] 
$81,864,000, of which not to exceed [$3,026,000] $827,000 for the 
special exhibition program shall remain available until expended. 
(Department of the Interior and Related Agencies Appropriations Act, 
2002; additional authorizing legislation required.)
    [For emergency expenses to respond to the September 11, 2001, 
terrorist attacks on the United States for ``Salaries and Expenses'' of 
the National Gallery of Art, $2,148,000, to remain available until 
expended, to be obligated from amounts made available in Public Law 107-
38.] (Emergency Supplemental Act, 2002.)

               Program and Financing (in millions of dollars)

----------------------------------------------------------------------------
Identification code 33-0200-0-1-503      2001 actual   2002 est.   2003 est.
----------------------------------------------------------------------------

    Obligations by program activity:
10.00 Total new obligations.............          67          75          82
----------------------------------------------------------------------------

    Budgetary resources available for obligation:
22.00 New budget authority (gross)......          68          75          82
23.95 Total new obligations.............         -67         -75         -82
----------------------------------------------------------------------------

    New budget authority (gross), detail:
      Discretionary:

40.00   Appropriation...................          68          75          82
----------------------------------------------------------------------------

    Change in obligated balances:
72.40 Obligated balance, start of year..           6           7           7
73.10 Total new obligations.............          67          75          82
73.20 Total outlays (gross).............         -66         -76         -82
74.40 Obligated balance, end of year....           7           7           7
----------------------------------------------------------------------------

    Outlays (gross), detail:
86.90 Outlays from new discretionary 
        authority.......................          61          69          76
86.93 Outlays from discretionary 
        balances........................           5           7           6
                                           ---------   ---------  ----------
87.00   Total outlays (gross)...........          66          76          82
----------------------------------------------------------------------------

    Net budget authority and outlays:
89.00 Budget authority..................          68          75          82
90.00 Outlays...........................          66          76          82
---------------------------------------------------------------------------

  Budget Authority and Outlays Excluding Full Funding for Federal Retiree 
                       Costs (in millions of dollars)

----------------------------------------------------------------------------
                                         2001 actual   2002 est.   2003 est.
----------------------------------------------------------------------------

    Net budget authority and outlays:
89.00 Budget authority..................          65          71          78
90.00 Outlays...........................          63          72          78
---------------------------------------------------------------------------

    The National Gallery of Art receives, holds, and administers works 
of art acquired for the Nation by the Gallery's board of trustees. It 
also maintains the Gallery buildings to give maximum care and protection 
to art treasures and to enable these works of art to be exhibited.

[[Page 1185]]

               Object Classification (in millions of dollars)

----------------------------------------------------------------------------
Identification code 33-0200-0-1-503      2001 actual   2002 est.   2003 est.
----------------------------------------------------------------------------

      Personnel compensation:

11.1    Full-time permanent.............          35          38          40
11.3    Other than full-time permanent..           1           1           1
11.5    Other personnel compensation....           2           4           4
                                           ---------   ---------  ----------
11.9      Total personnel compensation..          38          43          45
12.1  Civilian personnel benefits.......          12          15          16
22.0  Transportation of things..........           1           1
23.3  Communications, utilities, and 
        miscellaneous charges...........           5           5           6
25.2  Other services....................           7           6           4
25.4  Operation and maintenance of 
        facilities......................           1           1           6
26.0  Supplies and materials............           2           2           2
31.0  Equipment.........................           1           2           3
                                           ---------   ---------  ----------
99.9    Total new obligations...........          67          75          82
---------------------------------------------------------------------------

                              Personnel Summary

----------------------------------------------------------------------------
Identification code 33-0200-0-1-503      2001 actual   2002 est.   2003 est.
----------------------------------------------------------------------------
1001  Total compensable workyears: Full-
        time equivalent employment......         753         845         845
---------------------------------------------------------------------------

                                

                         National Gallery of Art

             repair, restoration and renovation of buildings

    For necessary expenses of repair, restoration and renovation of 
buildings, grounds and facilities owned or occupied by the National 
Gallery of Art, by contract or otherwise, as authorized, [$14,220,000] 
$16,230,000, to remain available until expended: Provided, That 
contracts awarded for environmental systems, protection systems, and 
exterior repair or renovation of buildings of the National Gallery of 
Art may be negotiated with selected contractors and awarded on the basis 
of contractor qualifications as well as price. (Department of the 
Interior and Related Agencies Appropriations Act, 2002.)

               Program and Financing (in millions of dollars)

----------------------------------------------------------------------------
Identification code 33-0201-0-1-503      2001 actual   2002 est.   2003 est.
----------------------------------------------------------------------------

    Obligations by program activity:
10.00 Total new obligations.............          10          16          16
----------------------------------------------------------------------------

    Budgetary resources available for obligation:
21.40 Unobligated balance carried 
        forward, start of year..........           3           4           2
22.00 New budget authority (gross)......          11          14          16
                                           ---------   ---------  ----------
23.90   Total budgetary resources 
          available for obligation......          14          18          18
23.95 Total new obligations.............         -10         -16         -16
24.40 Unobligated balance carried 
        forward, end of year............           4           2           2
----------------------------------------------------------------------------

    New budget authority (gross), detail:
      Discretionary:

40.00   Appropriation...................          11          14          16
----------------------------------------------------------------------------

    Change in obligated balances:
72.40 Obligated balance, start of year..           5           8           8
73.10 Total new obligations.............          10          16          16
73.20 Total outlays (gross).............          -7         -16         -17
74.40 Obligated balance, end of year....           8           8           7
----------------------------------------------------------------------------

    Outlays (gross), detail:
86.90 Outlays from new discretionary 
        authority.......................           2           5           3
86.93 Outlays from discretionary 
        balances........................           5          11          14
                                           ---------   ---------  ----------
87.00   Total outlays (gross)...........           7          16          17
----------------------------------------------------------------------------

    Net budget authority and outlays:
89.00 Budget authority..................          11          14          16
90.00 Outlays...........................           7          16          17
---------------------------------------------------------------------------

    This account encompasses repairs, alterations, and improvements; 
additions, renovations, and restorations of a long-term nature and 
utility; and facilities planning and design. The funds are used to keep 
National Gallery of Art facilities in good repair and efficient 
operating condition.

               Object Classification (in millions of dollars)

----------------------------------------------------------------------------
Identification code 33-0201-0-1-503      2001 actual   2002 est.   2003 est.
----------------------------------------------------------------------------

      Direct obligations:

25.2    Other services..................                       1           1
31.0    Equipment.......................           1
32.0    Land and structures.............           9          14          15
                                           ---------   ---------  ----------
99.0      Direct obligations............          10          15          16
99.5  Below reporting threshold.........                       1
                                           ---------   ---------  ----------
99.9    Total new obligations...........          10          16          16
---------------------------------------------------------------------------

                              Personnel Summary

----------------------------------------------------------------------------
Identification code 33-0201-0-1-503      2001 actual   2002 est.   2003 est.
----------------------------------------------------------------------------
1001  Total compensable workyears: Full-
        time equivalent employment......           2           3           3
---------------------------------------------------------------------------

                                

            Woodrow Wilson International Center for Scholars

                          salaries and expenses

    For expenses necessary in carrying out the provisions of the Woodrow 
Wilson Memorial Act of 1968 (82 Stat. 1356) including hire of passenger 
vehicles and services as authorized by 5 U.S.C. 3109, [$7,796,000] 
$8,708,000. (Department of the Interior and Related Agencies 
Appropriations Act, 2002; additional authorizing legislation required.)

               Program and Financing (in millions of dollars)

----------------------------------------------------------------------------
Identification code 33-0400-0-1-503      2001 actual   2002 est.   2003 est.
----------------------------------------------------------------------------

    Obligations by program activity:
10.00 Total new obligations.............           7           8           8
----------------------------------------------------------------------------

    Budgetary resources available for obligation:
22.00 New budget authority (gross)......           7           8           8
23.95 Total new obligations.............          -7          -8          -8
----------------------------------------------------------------------------

    New budget authority (gross), detail:
      Discretionary:

40.00   Appropriation...................           7           8           8
----------------------------------------------------------------------------

    Change in obligated balances:
72.40 Obligated balance, start of year..           2           2           3
73.10 Total new obligations.............           7           8           8
73.20 Total outlays (gross).............          -7          -8          -8
74.40 Obligated balance, end of year....           2           3           3
----------------------------------------------------------------------------

    Outlays (gross), detail:
86.90 Outlays from new discretionary 
        authority.......................           5           5           5
86.93 Outlays from discretionary 
        balances........................           2           3           3
                                           ---------   ---------  ----------
87.00   Total outlays (gross)...........           7           8           8
----------------------------------------------------------------------------

    Net budget authority and outlays:
89.00 Budget authority..................           7           8           8
90.00 Outlays...........................           7           8           8
---------------------------------------------------------------------------

    The Woodrow Wilson Center facilitates scholarship of the highest 
quality in the social sciences and humanities and communicates that 
scholarship to a wide audience within and beyond Washington. This is 
accomplished through a resident body of fellowship awardees, 
conferences, publication, and dialogue.

               Object Classification (in millions of dollars)

----------------------------------------------------------------------------
Identification code 33-0400-0-1-503      2001 actual   2002 est.   2003 est.
----------------------------------------------------------------------------
11.1  Personnel compensation: Full-time 
        permanent.......................           3           3           3
12.1  Civilian personnel benefits.......           1           1           1
25.2  Other services....................           2           3           3
41.0  Grants, subsidies, and 
        contributions...................           1           1           1
                                           ---------   ---------  ----------
99.9    Total new obligations...........           7           8           8
---------------------------------------------------------------------------

[[Page 1186]]



                              Personnel Summary

----------------------------------------------------------------------------
Identification code 33-0400-0-1-503      2001 actual   2002 est.   2003 est.
----------------------------------------------------------------------------
1001  Total compensable workyears: Full-
        time equivalent employment......          45          50          50
---------------------------------------------------------------------------

                                

            Woodrow Wilson International Center for Scholars

                        payment to endowment fund

               Program and Financing (in millions of dollars)

----------------------------------------------------------------------------
Identification code 33-0401-0-1-503      2001 actual   2002 est.   2003 est.
----------------------------------------------------------------------------

    Obligations by program activity:
10.00 Total new obligations (object 
        class 41.0).....................           5
----------------------------------------------------------------------------

    Budgetary resources available for obligation:
22.00 New budget authority (gross)......           5
23.95 Total new obligations.............          -5
----------------------------------------------------------------------------

    New budget authority (gross), detail:
      Discretionary:

40.00   Appropriation...................           5
----------------------------------------------------------------------------

    Change in obligated balances:
73.10 Total new obligations.............           5
73.20 Total outlays (gross).............          -5
----------------------------------------------------------------------------

    Outlays (gross), detail:
86.90 Outlays from new discretionary 
        authority.......................           5
----------------------------------------------------------------------------

    Net budget authority and outlays:
89.00 Budget authority..................           5
90.00 Outlays...........................           5
---------------------------------------------------------------------------

    Endowment funds were placed in investments approved by the Board of 
Trustees of the Woodrow Wilson International Center for Scholars. Income 
earned from the investments will be used to support the programs of the 
Center that the Board of Trustees and the Director of the Center deem 
appropriate.

                                


 
                         STATE JUSTICE INSTITUTE

                              Federal Funds

General and special funds:

                          Salaries and Expenses

    [For necessary expenses of the State Justice Institute, as 
authorized by the State Justice Institute Authorization Act of 1992 
(Public Law 102-572; 106 Stat. 4515-4516), $3,000,000: Provided, That 
not to exceed $2,500 shall be available for official reception and 
representation expenses.] (Departments of Commerce, Justice, and State, 
the Judiciary, and Related Agencies Appropriations Act, 2002.)

               Program and Financing (in millions of dollars)

----------------------------------------------------------------------------
Identification code 48-0052-0-1-752      2001 actual   2002 est.   2003 est.
----------------------------------------------------------------------------

    Obligations by program activity:
10.00 Total new obligations (object 
        class 41.0).....................           7           3
----------------------------------------------------------------------------

    Budgetary resources available for obligation:
21.40 Unobligated balance carried 
        forward, start of year..........           2           2           2
22.00 New budget authority (gross)......           7           3
                                           ---------   ---------  ----------
23.90   Total budgetary resources 
          available for obligation......           9           5           2
23.95 Total new obligations.............          -7          -3
24.40 Unobligated balance carried 
        forward, end of year............           2           2           2
----------------------------------------------------------------------------

    New budget authority (gross), detail:
      Discretionary:

40.00   Appropriation...................           7           3
----------------------------------------------------------------------------

    Change in obligated balances:
72.40 Obligated balance, start of year..           8          10           9
73.10 Total new obligations.............           7           3
73.20 Total outlays (gross).............          -5          -4          -1
74.40 Obligated balance, end of year....          10           9           8
----------------------------------------------------------------------------

    Outlays (gross), detail:
86.90 Outlays from new discretionary 
        authority.......................           5           2
86.93 Outlays from discretionary 
        balances........................                       2           1
                                           ---------   ---------  ----------
87.00   Total outlays (gross)...........           5           4           1
----------------------------------------------------------------------------

    Net budget authority and outlays:
89.00 Budget authority..................           7           3
90.00 Outlays...........................           7           4           1
---------------------------------------------------------------------------

    The State Justice Institute was established by the Congress in 1984 
as a private, non-profit corporation to make grants and undertake other 
activities designed to improve the administration of justice in the 
United States.

                                


 
                       TENNESSEE VALLEY AUTHORITY

                              Federal Funds

Public enterprise funds:

                     Tennessee Valley Authority Fund

               Program and Financing (in millions of dollars)

----------------------------------------------------------------------------
Identification code 64-4110-0-3-999      2001 actual   2002 est.   2003 est.
----------------------------------------------------------------------------

    Obligations by program activity:
      Power program:

09.01   Power program: Operating 
          expenses......................       5,424       5,783       5,830
09.02   Power program: Capital 
          expenditures..................       1,269       1,811       1,177
                                           ---------   ---------  ----------
09.09     Total power program...........       6,693       7,594       7,007
                                           ---------   ---------  ----------
10.00   Total new obligations...........       6,693       7,594       7,007
----------------------------------------------------------------------------

    Budgetary resources available for obligation:
21.40 Unobligated balance carried 
        forward, start of year..........         283         323         330
22.00 New budget authority (gross)......       6,733       7,601       6,979
                                           ---------   ---------  ----------
23.90   Total budgetary resources 
          available for obligation......       7,016       7,924       7,309
23.95 Total new obligations.............      -6,693      -7,594      -7,007
24.40 Unobligated balance carried 
        forward, end of year............         323         330         302
----------------------------------------------------------------------------

    New budget authority (gross), detail:
      Mandatory:

67.10   Authority to borrow.............                     300
69.00 Offsetting collections (cash).....       7,398       7,430       7,288
69.27 Capital transfer to general fund..         -55         -50         -48
69.47 Portion applied to repay debt.....        -610         -50        -252
69.53 Portion substituted for borrowing 
        authority.......................                     -29          -9
                                           ---------   ---------  ----------
69.90   Spending authority from 
          offsetting collections (total 
          mandatory)....................       6,733       7,301       6,979
                                           ---------   ---------  ----------
70.00   Total new budget authority 
          (gross).......................       6,733       7,601       6,979
----------------------------------------------------------------------------

    Change in obligated balances:
72.40 Obligated balance, start of year..         800         757         741
73.10 Total new obligations.............       6,693       7,594       7,007
73.20 Total outlays (gross).............      -6,736      -7,610      -6,987
74.40 Obligated balance, end of year....         757         741         761
----------------------------------------------------------------------------

    Outlays (gross), detail:
86.93 Outlays from discretionary 
        balances........................           8           2           1
86.97 Outlays from new mandatory 
        authority.......................       6,647       7,301       6,902
86.98 Outlays from mandatory balances...          81         307          84
                                           ---------   ---------  ----------
87.00   Total outlays (gross)...........       6,736       7,610       6,987
----------------------------------------------------------------------------

    Offsets:
      Against gross budget authority and outlays:

        Offsetting collections (cash) 
            from:
88.00     Federal sources...............         -72         -82         -83

[[Page 1187]]

88.40     Non-Federal sources...........      -7,326      -7,348      -7,205
                                           ---------   ---------  ----------
88.90       Total, offsetting 
              collections (cash)........      -7,398      -7,430      -7,288
----------------------------------------------------------------------------

    Net budget authority and outlays:
89.00 Budget authority..................        -665         171        -309
90.00 Outlays...........................        -662         180        -301
---------------------------------------------------------------------------

    Note.--Authority to borrow available to the Tennessee Valley 
Authority continues to be available on a permanent, indefinite basis. 
This authority is limited only in that the amount of borrowing 
outstanding at any time cannot exceed $30 billion.

               Status of Direct Loans (in millions of dollars)

----------------------------------------------------------------------------
Identification code 64-4110-0-3-999      2001 actual   2002 est.   2003 est.
----------------------------------------------------------------------------
    Position with respect to appropriations act 
                limitation on obligations:
1111  Limitation on direct loans........
1131  Direct loan obligations exempt 
        from limitation.................          13          18          19
                                           ---------   ---------  ----------
1150    Total direct loan obligations...          13          18          19
----------------------------------------------------------------------------

    Cumulative balance of direct loans 
                outstanding:
1210  Outstanding, start of year........          53          51          57
1231  Disbursements: Direct loan 
        disbursements...................          12          18          19
1251  Repayments: Repayments and 
        prepayments.....................         -13         -12         -16
1263  Write-offs for default: Direct 
        loans...........................          -1                      -1
                                           ---------   ---------  ----------
1290    Outstanding, end of year........          51          57          59
---------------------------------------------------------------------------

    The Tennessee Valley Authority (TVA) was created in 1933 as a 
Government-owned corporation for the unified development of a river 
basin comprised of parts of seven States. The agency finances its 
program primarily from proceeds available from current power operations 
and borrowings against future power revenues.

    TVA's nonpower programs.--As a Federal corporation, TVA serves 
national interests by operating infrastructure services for the 
production of electricity, economic development and the stewardship of 
natural resources in 201 counties in seven States.

    TVA has a statutory obligation to operate 54 dams and reservoirs to 
regulate stream-flow for the multi-purpose objectives of navigation, 
flood control, recreation and aquatic habitat conservation; perform 
cyclic maintenance and repair of 14 navigation locks, maintain dam 
machinery and spillway gates; perform channel, lock and mooring 
modifications to maintain safety and passability for increasingly larger 
cargo vessels; conserve and improve water quality and supply in 12 
watersheds and dam tailwaters for fisheries and potable supply for 4 
million people; control mosquitoes and plant pests; prevent shoreline 
erosion and manage residential development in riparian zones; plan for 
and manage 550,000 hectares (1.4 million acres) of land; provide 
services and education to watershed communities; operate public 
recreation areas; and, meet Federal regulatory law requirements. The 
Budget proposes that in 2003, these services be funded entirely by TVA's 
power revenues, user fees and sources other than appropriations.

    TVA's Power Program.--TVA's role as the sole supplier of electric 
power to an area of 80,000 square miles in the seven Tennessee Valley 
States is being reviewed as the Nation considers ways to restructure the 
electric power industry. Income from power operations, net of interest 
charges and depreciation, and other operating expenses is estimated at 
$100,000,000 in 2003. Power generating facilities are financed from 
power proceeds and borrowings. The Budget reflects a number of important 
initiatives TVA is undertaken to prepare TVA for changes that are 
occurring in the electric power industry. The initiatives are designed 
to give TVA's customers better service, greater freedom of choice, and 
continued access to economical power. TVA will renegotiate its sales 
contracts with the municipal utilities and cooperatives it serves. It 
will work with the Federal Energy Regulatory Commission and the 
Department of Energy to improve the nation's transmission system. It 
will continue to work with independent power producers to tie into TVA's 
transmission network and thus give TVA customers a wider range of 
choice. It will revise its power pricing policies to encourage its power 
distributors to introduce pricing systems such as time-of-day pricing 
which encourage cost-effective energy conservation.

    Financing.--Amounts estimated to become available in 2003 are to be 
derived from power revenues and receipts of $7,275 million.

    Operating results and financial conditions.--Payments to the 
Treasury from power proceeds in 2003 are estimated at $48 million-$28 
million as a dividend (return on the appropriation investment in the 
power program) and $20 million as a reduction in the appropriation 
investment in the power program. Outstanding borrowings for the power 
program are expected to decrease by $252 million during 2003.

    Total assets are estimated to increase by $105 million during 2003. 
The estimate of liabilities at September 30, 2003, is $62 million more 
than the estimate at September 30, 2002. Total Government equity at 
September 30, 2003, is estimated to be $43 million greater than that at 
September 2002. This change includes the net income from power 
operations, less payments to the Treasury.

                        Statement of Operations (in millions of dollars)

-----------------------------------------------------------------------------------------------
Identification code   64-4110-0-3-999    2000 actual    2001 actual     2002 est.      2003 est.
-----------------------------------------------------------------------------------------------
0101  Revenue...........................       6,740          6,999         7,111          7,275
0102  Expense...........................      -6,716        -10,310        -7,011         -7,175
                                        ------------ --------------  ------------  -------------
0105  Net income or loss (-)............          24         -3,311           100            100
-----------------------------------------------------------------------------------------------

                             Balance Sheet (in millions of dollars)

-----------------------------------------------------------------------------------------------
Identification code   64-4110-0-3-999    2000 actual    2001 actual     2002 est.      2003 est.
-----------------------------------------------------------------------------------------------
    ASSETS:
      Federal assets:

1101    Fund balances with Treasury.....         172            166           160            160
        Investments in US securities:
1106      Receivables, net..............          11             36            15             15
      Non-Federal assets:

1201    Investments in non-Federal 
          securities, net...............         840            724           772            841
1206    Receivables, net................         676            684           791            728
1207    Advances and prepayments........           4              4             4              4
      Net value of assets related to 
          pre-1992 direct loans 
          receivable and acquired 
          defaulted guaranteed loans 
          receivable:

1601    Direct loans, gross.............         189            161           201            187
1603    Allowance for estimated 
          uncollectible loans and 
          interest (-)..................         -13            -12           -12            -12
                                        ------------ --------------  ------------  -------------
1604      Direct loans and interest 
            receivable, net.............         176            149           189            175
                                        ------------ --------------  ------------  -------------
1699      Value of assets related to 
            direct loans................         176            149           189            175
      Other Federal assets:

1801    Cash and other monetary assets..       2,647          1,884         1,377          1,323
1802    Inventories and related 
          properties....................         386            438           459            463
1803    Property, plant and equipment, 
          net...........................      29,053         26,358        26,775         26,938
                                        ------------ --------------  ------------  -------------
1999    Total assets....................      33,965         30,443        30,542         30,647
    LIABILITIES:
      Federal liabilities:

2101    Accounts payable................          93            209           200            200
2102    Interest payable................           2
      Non-Federal liabilities:

2201    Accounts payable................         452            555           573            573
2202    Interest payable................         436            389           398            435
2203    Debt............................      25,985         25,375        25,325         25,073
2207    Other...........................       2,046          2,467         2,561          2,838
                                        ------------ --------------  ------------  -------------
2999    Total liabilities...............      29,014         28,995        29,057         29,119
    NET POSITION:
3300  Cumulative results of operations..       4,951          1,448         1,485          1,528
                                        ------------ --------------  ------------  -------------
3999    Total net position..............       4,951          1,448         1,485          1,528
                                        ------------ --------------  ------------  -------------

[[Page 1188]]


4999  Total liabilities and net position      33,965         30,443        30,542         30,647
-----------------------------------------------------------------------------------------------

               Object Classification (in millions of dollars)

----------------------------------------------------------------------------
Identification code 64-4110-0-3-999      2001 actual   2002 est.   2003 est.
----------------------------------------------------------------------------

      Personnel compensation:

11.1    Full-time permanent.............         836         949         875
11.5    Other personnel compensation....          83          94          87
                                           ---------   ---------  ----------
11.9      Total personnel compensation..         919       1,043         962
12.1  Civilian personnel benefits.......         309         351         323
21.0  Travel and transportation of 
        persons.........................          19          22          20
22.0  Transportation of things..........         211         239         221
23.2  Rental payments to others.........         108         123         113
24.0  Printing and reproduction.........           1           1           1
25.1  Advisory and assistance services..       1,838       2,085       1,926
25.2  Other services....................       1,135       1,288       1,187
25.7  Operation and maintenance of 
        equipment.......................         248         281         260
26.0  Supplies and materials............          10          11          10
31.0  Equipment.........................          99         112         104
32.0  Land and structures...............           4           5           4
33.0  Investments and loans.............        -122        -138        -128
41.0  Grants, subsidies, and 
        contributions...................         315         357         330
43.0  Interest and dividends............       1,599       1,814       1,674
                                           ---------   ---------  ----------
99.9    Total new obligations...........       6,693       7,594       7,007
---------------------------------------------------------------------------

                              Personnel Summary

----------------------------------------------------------------------------
Identification code 64-4110-0-3-999      2001 actual   2002 est.   2003 est.
----------------------------------------------------------------------------
2001  Total compensable workyears: Full-
        time equivalent employment......      13,178      13,100      13,200
---------------------------------------------------------------------------

                                


 
              UNITED MINE WORKERS OF AMERICA BENEFIT FUNDS

                               Trust Funds

          United Mine Workers of America Combined Benefit Fund

              Unavailable Collections (in millions of dollars)

----------------------------------------------------------------------------
Identification code 95-8295-0-7-551      2001 actual   2002 est.   2003 est.
----------------------------------------------------------------------------
01.99 Balance, start of year............
    Receipts:
02.00 Premiums, combined benefit fund & 
        1992 pension plan, UMWA.........         150         143         138
02.40 Transfers from abandoned mine 
        reclamation fund................         182          90          70
                                           ---------   ---------  ----------
02.99   Total receipts and collections..         332         233         208
    Appropriations:
05.00 United mine workers of America 
        1992 benefit plan...............         -31         -31         -32
05.01 United mine workers of America 
        combined benefit fund...........        -301        -202        -176
                                           ---------   ---------  ----------
05.99   Total appropriations............        -332        -233        -208
                                           ---------   ---------  ----------
07.99 Balance, end of year..............
---------------------------------------------------------------------------
    Note.--The unavailable collections table (above) includes entries 
that pertain both to the combined benefit fund and the 1992 benefit 
plan.

               Program and Financing (in millions of dollars)

----------------------------------------------------------------------------
Identification code 95-8295-0-7-551      2001 actual   2002 est.   2003 est.
----------------------------------------------------------------------------

    Obligations by program activity:
10.00 Total new obligations (object 
        class 42.0).....................         301         202         176
----------------------------------------------------------------------------

    Budgetary resources available for obligation:
22.00 New budget authority (gross)......         301         202         176
23.95 Total new obligations.............        -301        -202        -176
----------------------------------------------------------------------------

    New budget authority (gross), detail:
      Mandatory:

60.26   Appropriation (trust fund)......         301         202         176
----------------------------------------------------------------------------

    Change in obligated balances:
73.10 Total new obligations.............         301         202         176
73.20 Total outlays (gross).............        -301        -202        -176
----------------------------------------------------------------------------

    Outlays (gross), detail:
86.97 Outlays from new mandatory 
        authority.......................         301         202         176
----------------------------------------------------------------------------

    Net budget authority and outlays:
89.00 Budget authority..................         301         202         176
90.00 Outlays...........................         301         202         176
---------------------------------------------------------------------------

    The Combined Benefit Fund was established by the Coal Industry 
Retiree Health Benefit Act of 1992 to take over paying for medical care 
of retired miners and their dependents who were eligible for health care 
from the private 1950 and 1974 United Mine Workers of America Benefit 
Plans. The Fund's trustees represent the United Mine Workers of America 
and coal companies. The Fund is financed by assessments on current and 
former signatories to labor agreements with the United Mine Workers; 
past transfers from an over- funded United Mine Workers pension fund; 
and transfers from the Abandoned Mine Land Reclamation fund.

                                

            United Mine Workers of America 1992 Benefit Plan

               Program and Financing (in millions of dollars)

----------------------------------------------------------------------------
Identification code 95-8260-0-7-551      2001 actual   2002 est.   2003 est.
----------------------------------------------------------------------------

    Obligations by program activity:
10.00 Total new obligations (object 
        class 42.0).....................          31          31          32
----------------------------------------------------------------------------

    Budgetary resources available for obligation:
22.00 New budget authority (gross)......          31          31          32
23.95 Total new obligations.............         -31         -31         -32
----------------------------------------------------------------------------

    New budget authority (gross), detail:
      Mandatory:

60.26   Appropriation (trust fund)......          31          31          32
----------------------------------------------------------------------------

    Change in obligated balances:
73.10 Total new obligations.............          31          31          32
73.20 Total outlays (gross).............         -31         -31         -32
----------------------------------------------------------------------------

    Outlays (gross), detail:
86.97 Outlays from new mandatory 
        authority.......................          31          31          32
----------------------------------------------------------------------------

    Net budget authority and outlays:
89.00 Budget authority..................          31          31          32
90.00 Outlays...........................          31          31          32
---------------------------------------------------------------------------

    The 1992 Benefit Plan was established by the Coal Industry Retiree 
Health Benefit Act of 1992. It pays for health care of those miners who 
retired between July 21, 1992 and September 30, 1994, and their 
dependents, who are eligible for benefits under an employer plan and 
cease to be covered, usually because an employer is out of business. 
Plan trustees are appointed by the United Mine Workers of America and 
the Bituminous Coal Operators Association, a coal industry bargaining 
group. The Plan is supported by signers of the 1988 labor agreement with 
the United Mine Workers of America.

[[Page 1189]]

                                


 
                  UNITED STATES ENRICHMENT CORPORATION

                              Federal Funds

Public enterprise funds:

                United States Enrichment Corporation Fund

               Program and Financing (in millions of dollars)

----------------------------------------------------------------------------
Identification code 95-4054-0-3-271      2001 actual   2002 est.   2003 est.
----------------------------------------------------------------------------

    Budgetary resources available for obligation:
21.40 Unobligated balance carried 
        forward, start of year..........         478       1,239       1,306
22.00 New budget authority (gross)......          37          67          71
22.40 Capital transfer from general fund         725
                                           ---------   ---------  ----------
23.90   Total budgetary resources 
          available for obligation......       1,239       1,306       1,377
24.40 Unobligated balance carried 
        forward, end of year............       1,239       1,306       1,377
----------------------------------------------------------------------------

    New budget authority (gross), detail:
      Mandatory:

69.00   Offsetting collections (cash)...          37          67          71
----------------------------------------------------------------------------

    Change in obligated balances:
72.40 Obligated balance, start of year..           1           1           1
74.40 Obligated balance, end of year....           1           1           1
----------------------------------------------------------------------------

    Offsets:
      Against gross budget authority and outlays:

88.20   Offsetting collections (cash) 
          from: Interest on Federal 
          securities....................         -37         -67         -71
----------------------------------------------------------------------------

    Net budget authority and outlays:
89.00 Budget authority..................
90.00 Outlays...........................         -37         -67         -71
----------------------------------------------------------------------------

    Memorandum (non-add) entries:
92.01 Total investments, start of year: 
        Federal securities: Par value...         508       1,242       1,309
92.02 Total investments, end of year: 
        Federal securities: Par value...       1,242       1,309       1,380
---------------------------------------------------------------------------

    The funds in this account may be used without further appropriation 
only for paying any remaining expenses associated with the transfer of 
ownership of the United States Enrichment Corporation to private 
investors. These expenses are estimated to total less than $1 million. 
There are no other authorized uses for these funds.

                                


 
                 UNITED STATES HOLOCAUST MEMORIAL MUSEUM

                              Federal Funds

General and special funds:

                        Holocaust Memorial Museum

    For expenses of the Holocaust Memorial Museum, as authorized by 
Public Law 106-292 (36 U.S.C. 2301-2310), [$36,028,000] $39,867,000, of 
which $1,900,000 for the museum's repair and rehabilitation program and 
$1,264,000 for the museum's exhibitions program shall remain available 
until expended. (Department of the Interior and Related Agencies 
Appropriations Act, 2002; additional authorizing legislation required.)

               Program and Financing (in millions of dollars)

----------------------------------------------------------------------------
Identification code 95-3300-0-1-808      2001 actual   2002 est.   2003 est.
----------------------------------------------------------------------------

    Obligations by program activity:
10.00 Total new obligations.............          33          37          40
----------------------------------------------------------------------------

    Budgetary resources available for obligation:
21.40 Unobligated balance carried 
        forward, start of year..........           1           3           3
22.00 New budget authority (gross)......          35          37          40
                                           ---------   ---------  ----------
23.90   Total budgetary resources 
          available for obligation......          36          40          43
23.95 Total new obligations.............         -33         -37         -40
23.98 Unobligated balance expiring or 
        withdrawn.......................          -1
24.40 Unobligated balance carried 
        forward, end of year............           3           3           3
----------------------------------------------------------------------------

    New budget authority (gross), detail:
      Discretionary:

40.00   Appropriation...................          35          37          40
----------------------------------------------------------------------------

    Change in obligated balances:
72.40 Obligated balance, start of year..           9          11          12
73.10 Total new obligations.............          33          37          40
73.20 Total outlays (gross).............         -31         -36         -38
74.40 Obligated balance, end of year....          11          12          13
----------------------------------------------------------------------------

    Outlays (gross), detail:
86.90 Outlays from new discretionary 
        authority.......................          26          27          28
86.93 Outlays from discretionary 
        balances........................           5           9          10
                                           ---------   ---------  ----------
87.00   Total outlays (gross)...........          31          36          38
----------------------------------------------------------------------------

    Net budget authority and outlays:
89.00 Budget authority..................          35          37          40
90.00 Outlays...........................          30          36          38
---------------------------------------------------------------------------

  Budget Authority and Outlays Excluding Full Funding for Federal Retiree 
                       Costs (in millions of dollars)

----------------------------------------------------------------------------
                                         2001 actual   2002 est.   2003 est.
----------------------------------------------------------------------------

    Net budget authority and outlays:
89.00 Budget authority..................          34          36          39
90.00 Outlays...........................          29          35          37
---------------------------------------------------------------------------

    The Museum operates a permanent living memorial to the victims of 
the Holocaust. The memorial museum, which opened in April 1993, also 
provides for appropriate ways for the Nation to commemorate the Days of 
Remembrance.

               Object Classification (in millions of dollars)

----------------------------------------------------------------------------
Identification code 95-3300-0-1-808      2001 actual   2002 est.   2003 est.
----------------------------------------------------------------------------

      Personnel compensation:

11.1    Full-time permanent.............          12          13          14
11.3    Other than full-time permanent..           1           1           1
                                           ---------   ---------  ----------
11.9      Total personnel compensation..          13          14          15
12.1  Civilian personnel benefits.......           4           4           5
21.0  Travel and transportation of 
        persons.........................           1           1           1
23.1  Rental payments to GSA............           1           1           1
23.3  Communications, utilities, and 
        miscellaneous charges...........           2           3           3
25.2  Other services....................          10          10          11
25.4  Operation and maintenance of 
        facilities......................                       2           2
26.0  Supplies and materials............           1           1           1
31.0  Equipment.........................           1           1           1
                                           ---------   ---------  ----------
99.9    Total new obligations...........          33          37          40
---------------------------------------------------------------------------

                              Personnel Summary

----------------------------------------------------------------------------
Identification code 95-3300-0-1-808      2001 actual   2002 est.   2003 est.
----------------------------------------------------------------------------
1001  Total compensable workyears: Full-
        time equivalent employment......         231         247         248
---------------------------------------------------------------------------

                                


 
                    UNITED STATES INSTITUTE OF PEACE

                              Federal Funds

General and special funds:

                           Operating Expenses

    For necessary expenses of the United States Institute of Peace as 
authorized in the United States Institute of Peace Act, [$15,104,000] 
$16,200,000. (Departments of Labor, Health and Human Services, and 
Education, and Related Agencies Appropriations Act, 2002.)

[[Page 1190]]

               Program and Financing (in millions of dollars)

----------------------------------------------------------------------------
Identification code 95-1300-0-1-153      2001 actual   2002 est.   2003 est.
----------------------------------------------------------------------------

    Obligations by program activity:
10.00 Total new obligations.............          15          15          16
----------------------------------------------------------------------------

    Budgetary resources available for obligation:
22.00 New budget authority (gross)......          15          15          16
23.95 Total new obligations.............         -15         -15         -16
----------------------------------------------------------------------------

    New budget authority (gross), detail:
      Discretionary:

40.00   Appropriation...................          15          15          16
----------------------------------------------------------------------------

    Change in obligated balances:
72.40 Obligated balance, start of year..           1           1           1
73.10 Total new obligations.............          15          15          16
73.20 Total outlays (gross).............         -15         -15         -15
74.40 Obligated balance, end of year....           1           1           1
----------------------------------------------------------------------------

    Outlays (gross), detail:
86.90 Outlays from new discretionary 
        authority.......................          14          14          15
86.93 Outlays from discretionary 
        balances........................           1           1           1
                                           ---------   ---------  ----------
87.00   Total outlays (gross)...........          15          15          15
----------------------------------------------------------------------------

    Net budget authority and outlays:
89.00 Budget authority..................          15          15          16
90.00 Outlays...........................          15          15          16
---------------------------------------------------------------------------

    The United States Institute of Peace was established by Congress to 
help strengthen the Nation's capacity to promote peaceful resolution of 
international conflicts. Program activity includes policy assessments 
for the Executive and Legislative Branches; conflict resolution training 
for foreign affairs professionals; facilitation of dialogue among 
parties to conflicts; summer institutes and educational materials for 
teachers at high school and undergraduate levels; grants and 
fellowships; publications; a research library; a national student essay 
contest; and, other programs to increase public understanding about the 
nature of international conflicts.

               Object Classification (in millions of dollars)

----------------------------------------------------------------------------
Identification code 95-1300-0-1-153      2001 actual   2002 est.   2003 est.
----------------------------------------------------------------------------
11.8  Personnel compensation: Special 
        personal services payments......           4           5           6
12.1  Civilian personnel benefits.......           1           1           1
21.0  Travel and transportation of 
        persons.........................           1           1           1
25.2  Other services....................           3           3           2
41.0  Grants, subsidies, and 
        contributions...................           6           5           6
                                           ---------   ---------  ----------
99.9    Total new obligations...........          15          15          16
---------------------------------------------------------------------------

                                


 
              UNITED STATES--CANADA ALASKA RAIL COMMISSION

                              Federal Funds

General and special funds:

                          Salaries and Expenses

    [For necessary expenses of the ``United States-Canada Alaska Rail 
Commission'', as authorized by title III of Public Law 106-520, 
$2,000,000, to remain available until expended.] (Departments of 
Commerce, Justice, and State, the Judiciary, and Related Agencies 
Appropriations Act, 2002.)

               Program and Financing (in millions of dollars)

----------------------------------------------------------------------------
Identification code 48-2993-0-1-401      2001 actual   2002 est.   2003 est.
----------------------------------------------------------------------------

    Budgetary resources available for obligation:
22.00 New budget authority (gross)......           2           2
----------------------------------------------------------------------------

    New budget authority (gross), detail:
      Discretionary:

40.00   Appropriation...................           2           2
----------------------------------------------------------------------------

    Outlays (gross), detail:
86.90 Outlays from new discretionary 
        authority.......................                       2
86.93 Outlays from discretionary 
        balances........................                       2
                                           ---------   ---------  ----------
87.00   Total outlays (gross)...........                       4
----------------------------------------------------------------------------

    Net budget authority and outlays:
89.00 Budget authority..................           2           2
90.00 Outlays...........................                       4
---------------------------------------------------------------------------

    The Commission was authorized by the Congress in 2000 to study the 
feasibility and advisability of linking the rail system in Alaska to the 
nearest appropriate point on the North American continental rail system.

                                


 
                      VIETNAM EDUCATION FOUNDATION

                              Federal Funds

General and special funds:

                       Vietnam Debt Repayment Fund

              Unavailable Collections (in millions of dollars)

----------------------------------------------------------------------------
Identification code 95-5365-0-2-154      2001 actual   2002 est.   2003 est.
----------------------------------------------------------------------------
01.99 Balance, start of year............
    Receipts:
02.40 Vietnam debt repayment fund.......                       5           5
    Appropriations:
05.00 Vietnam debt repayment fund.......                      -5          -5
                                           ---------   ---------  ----------
07.99 Balance, end of year..............
---------------------------------------------------------------------------

               Program and Financing (in millions of dollars)

----------------------------------------------------------------------------
Identification code 95-5365-0-2-154      2001 actual   2002 est.   2003 est.
----------------------------------------------------------------------------

    Obligations by program activity:
10.00 Total new obligations (object 
        class 25.2).....................                       1           2
----------------------------------------------------------------------------

    Budgetary resources available for obligation:
21.40 Unobligated balance carried 
        forward, start of year..........                                   4
22.00 New budget authority (gross)......                       5           5
                                           ---------   ---------  ----------
23.90   Total budgetary resources 
          available for obligation......                       5           9
23.95 Total new obligations.............                      -1          -2
24.40 Unobligated balance carried 
        forward, end of year............                       4           7
----------------------------------------------------------------------------

    New budget authority (gross), detail:
      Mandatory:

60.20   Appropriation (special fund)....                       5           5
----------------------------------------------------------------------------

    Change in obligated balances:
73.10 Total new obligations.............                       1           2
73.20 Total outlays (gross).............                      -1          -2
----------------------------------------------------------------------------

    Outlays (gross), detail:
86.97 Outlays from new mandatory 
        authority.......................                       1
86.98 Outlays from mandatory balances...                                   2
                                           ---------   ---------  ----------
87.00   Total outlays (gross)...........                       1           2
----------------------------------------------------------------------------

    Net budget authority and outlays:
89.00 Budget authority..................                       5           5
90.00 Outlays...........................                       1           2
---------------------------------------------------------------------------

    The Vietnam Education Foundation Act of 2000 (Title II of Public Law 
106-554) created the Vietnam Education Foundation to administer an 
international fellowship program under which Vietnamese nationals can 
undertake graduate and post-graduate level studies in the sciences 
(natural, physical, and environmental), mathematics, medicine, and 
technology, and American citizens can teach in these fields in 
appropriate Vietnamese institutions. The Act also authorized

[[Page 1191]]

the establishment of the Vietnam Debt Repayment Fund, in which all 
payments (including interest payments) made by the Socialist Republic of 
Vietnam under the United States-Vietnam debt agreement shall be 
deposited as offsetting receipts. Beginning with 2002, and each 
subsequent year through 2018, $5 million of the amounts deposited into 
the fund (or accrued interest) each year shall be available to the 
Foundation.
