[Appendix]
[Detailed Budget Estimates by Agency]
[Department of Transportation]
[From the U.S. Government Printing Office, www.gpo.gov]


                     THE BUDGET FOR FISCAL YEAR 2003


 
                      DEPARTMENT OF TRANSPORTATION



                         OFFICE OF THE SECRETARY

                              Federal Funds

General and special funds:

                          Salaries and Expenses

    For necessary expenses of the Office of the Secretary, [$67,778,000, 
of which not to exceed $1,929,000 shall be available for the immediate 
Office of the Secretary; not to exceed $619,000 shall be available for 
the immediate Office of the Deputy Secretary; not to exceed $13,355,000 
shall be available for the Office of the General Counsel; not to exceed 
$3,058,000 shall be for the Office of the Assistant Secretary for 
Policy; not to exceed $7,421,000 shall be available for the Office of 
the Assistant Secretary for Aviation and International Affairs; not to 
exceed $7,728,000 shall be available for the Office of the Assistant 
Secretary for Budget and Programs; not to exceed $2,282,000 shall be 
available for the Office of the Assistant Secretary for Government 
Affairs; not to exceed $19,250,000 shall be available for the Office of 
the Assistant Secretary for Administration; not to exceed $1,723,000 
shall be available for the Office of Public Affairs; not to exceed 
$1,204,000 shall be available for the Office of the Executive 
Secretariat; not to exceed $507,000 shall be available for the Board of 
Contract Appeals; not to exceed $1,240,000 shall be available for the 
Office of Small and Disadvantaged Business Utilization; not to exceed 
$1,321,000 shall be available for the Office of Intelligence and 
Security; not to exceed $6,141,000 shall be available for the Office of 
the Chief Information Office] $96,100,000: Provided, That not to exceed 
$60,000 shall be for allocation within the Department for official 
reception and representation expenses as the Secretary may determine: 
Provided further, That notwithstanding any other provision of law, 
excluding fees authorized in Public Law 107-71, there may be credited to 
this appropriation up to $2,500,000 in funds received in user fees[: 
Provided further, That the Secretary of Transportation is authorized to 
transfer funds appropriated for any office of the Office of the 
Secretary to any other office of the Office of the Secretary: Provided 
further that no appropriation for any office shall be increased or 
decreased by more than 7 percent by all such transfers: Provided 
further, That any such transfer shall be submitted for approval to the 
House and Senate Committees on Appropriations]. (Department of 
Transportation and Related Agencies Appropriations Act, 2002; additional 
authorizing legislation required.)

               Program and Financing (in millions of dollars)

----------------------------------------------------------------------------
Identification code 69-0102-0-1-407      2001 actual   2002 est.   2003 est.
----------------------------------------------------------------------------

    Obligations by program activity:
00.01 General administration............          64          71          96
09.01 Reimbursable program..............           9          12          12
                                           ---------   ---------  ----------
10.00   Total new obligations...........          73          83         108
----------------------------------------------------------------------------

    Budgetary resources available for obligation:
21.40 Unobligated balance carried 
        forward, start of year..........           1           1
22.00 New budget authority (gross)......          74          83         108
22.10 Resources available from 
        recoveries of prior year 
        obligations.....................           1
                                           ---------   ---------  ----------
23.90   Total budgetary resources 
          available for obligation......          76          84         108
23.95 Total new obligations.............         -73         -83        -108
24.40 Unobligated balance carried 
        forward, end of year............           1
----------------------------------------------------------------------------

    New budget authority (gross), detail:
      Discretionary:

40.00   Appropriation...................          66          71          96
      Spending authority from offsetting 
          collections:

68.00   Offsetting collections (cash)...                      12          12
68.10   Change in uncollected customer 
          payments from Federal sources 
          (unexpired)...................           8
                                           ---------   ---------  ----------
68.90     Spending authority from 
            offsetting collections 
            (total discretionary).......           8          12          12
                                           ---------   ---------  ----------
70.00   Total new budget authority 
          (gross).......................          74          83         108
----------------------------------------------------------------------------

    Change in obligated balances:
72.40 Obligated balance, start of year..          13           5           5
73.10 Total new obligations.............          73          83         108
73.20 Total outlays (gross).............         -72         -82        -106
73.40 Adjustments in expired accounts 
        (net)...........................           1
73.45 Recoveries of prior year 
        obligations.....................          -1
74.00 Change in uncollected customer 
        payments from Federal sources 
        (unexpired).....................          -8
74.40 Obligated balance, end of year....           5           5           7
----------------------------------------------------------------------------

    Outlays (gross), detail:
86.90 Outlays from new discretionary 
        authority.......................          64          76          99
86.93 Outlays from discretionary 
        balances........................           8           5           8
                                           ---------   ---------  ----------
87.00   Total outlays (gross)...........          72          82         106
----------------------------------------------------------------------------

    Offsets:
      Against gross budget authority and outlays:

88.00   Offsetting collections (cash) 
          from: Federal sources.........                     -12         -12
      Against gross budget authority only:

88.95   Change in uncollected customer 
          payments from Federal sources 
          (unexpired)...................          -8
----------------------------------------------------------------------------

    Net budget authority and outlays:
89.00 Budget authority..................          66          71          96
90.00 Outlays...........................          72          70          94
---------------------------------------------------------------------------

  Budget Authority and Outlays Excluding Full Funding for Federal Retiree 
                       Costs (in millions of dollars)

----------------------------------------------------------------------------
                                         2001 actual   2002 est.   2003 est.
----------------------------------------------------------------------------

    Net budget authority and outlays:
89.00 Budget authority..................          63          67          92
90.00 Outlays...........................          69          66          90
---------------------------------------------------------------------------

    General administration.--This appropriation finances the costs of 
policy development and central supervisory and coordinating functions 
necessary for the overall planning and direction of the Department. It 
covers the immediate secretarial offices as well as those of the 
assistant secretaries and the general counsel. 

               Object Classification (in millions of dollars)

----------------------------------------------------------------------------
Identification code 69-0102-0-1-407      2001 actual   2002 est.   2003 est.
----------------------------------------------------------------------------

      Direct obligations:

        Personnel compensation:
11.1      Full-time permanent...........          32          34          33
11.3      Other than full-time permanent           3           4           4
                                           ---------   ---------  ----------
11.9        Total personnel compensation          35          38          37
12.1    Civilian personnel benefits.....           9          12          12
21.0    Travel and transportation of 
          persons.......................           1           1           1
23.1    Rental payments to GSA..........           7           8           8
25.2    Other services..................           4           6          31
25.3    Other purchases of goods and 
          services from Government 
          accounts......................           7           6           7
31.0    Equipment.......................           1
                                           ---------   ---------  ----------
99.0      Direct obligations............          64          71          96
99.0  Reimbursable obligations..........           9          12          12
                                           ---------   ---------  ----------
99.9    Total new obligations...........          73          83         108
---------------------------------------------------------------------------

                              Personnel Summary

----------------------------------------------------------------------------
Identification code 69-0102-0-1-407      2001 actual   2002 est.   2003 est.
----------------------------------------------------------------------------
    Direct:
1001  Total compensable workyears: Full-
        time equivalent employment......         409         450         467

[[Page 716]]

    Reimbursable:
2001  Total compensable workyears: Full-
        time equivalent employment......          28          35          33
---------------------------------------------------------------------------

                                

                         Office of Civil Rights

    For necessary expenses of the Office of Civil Rights, [$8,500,000] 
$9,170,000. (Department of Transportation and Related Agencies 
Appropriations Act, 2002; additional authorizing legislation required.)

               Program and Financing (in millions of dollars)

----------------------------------------------------------------------------
Identification code 69-0118-0-1-407      2001 actual   2002 est.   2003 est.
----------------------------------------------------------------------------

    Obligations by program activity:
00.01 Direct program....................           8           9           9
09.01 Reimbursable program..............                                   2
                                           ---------   ---------  ----------
10.00   Total new obligations...........           8           9          11
----------------------------------------------------------------------------

    Budgetary resources available for obligation:
22.00 New budget authority (gross)......           8           9          11
23.95 Total new obligations.............          -8          -9         -11
----------------------------------------------------------------------------

    New budget authority (gross), detail:
      Discretionary:

40.00   Appropriation...................           8           9           9
68.10 Spending authority from offsetting 
        collections: Change in 
        uncollected customer payments 
        from Federal sources (unexpired)                                   2
                                           ---------   ---------  ----------
70.00   Total new budget authority 
          (gross).......................           8           9          11
----------------------------------------------------------------------------

    Change in obligated balances:
72.40 Obligated balance, start of year..           1           2           1
73.10 Total new obligations.............           8           9          11
73.20 Total outlays (gross).............          -7          -9          -9
74.00 Change in uncollected customer 
        payments from Federal sources 
        (unexpired).....................                                  -2
74.40 Obligated balance, end of year....           2           1           1
----------------------------------------------------------------------------

    Outlays (gross), detail:
86.90 Outlays from new discretionary 
        authority.......................           7           8          10
86.93 Outlays from discretionary 
        balances........................                       1           1
                                           ---------   ---------  ----------
87.00   Total outlays (gross)...........           7           9           9
----------------------------------------------------------------------------

    Offsets:
      Against gross budget authority only:

88.95   Change in uncollected customer 
          payments from Federal sources 
          (unexpired)...................                                  -2
----------------------------------------------------------------------------

    Net budget authority and outlays:
89.00 Budget authority..................           8           9           9
90.00 Outlays...........................           6           9           9
---------------------------------------------------------------------------

    This appropriation finances the costs of a Departmental Civil Rights 
office. This office is responsible for enforcing laws and regulations 
which prohibit discrimination in federally-operated and assisted 
transportation programs. This office also handles all civil rights cases 
related to Department of Transportation employees.

               Object Classification (in millions of dollars)

----------------------------------------------------------------------------
Identification code 69-0118-0-1-407      2001 actual   2002 est.   2003 est.
----------------------------------------------------------------------------

      Direct obligations:

11.1    Personnel compensation: Full-
          time permanent................           5           5           5
12.1    Civilian personnel benefits.....           1           1           1
25.2    Other services..................           2           3           3
                                           ---------   ---------  ----------
99.0      Direct obligations............           8           9           9
99.0  Reimbursable obligations..........                                   2
                                           ---------   ---------  ----------
99.9    Total new obligations...........           8           9          11
---------------------------------------------------------------------------

                              Personnel Summary

----------------------------------------------------------------------------
Identification code 69-0118-0-1-407      2001 actual   2002 est.   2003 est.
----------------------------------------------------------------------------
1001  Total compensable workyears: Full-
        time equivalent employment......          65          70          70
---------------------------------------------------------------------------

                                

                       Minority Business Outreach

    For necessary expenses of Minority Business Resource Center outreach 
activities, $3,000,000, to remain available until September 30, [2003] 
2004: Provided, That notwithstanding 49 U.S.C. 332, these funds may be 
used for business opportunities related to any mode of transportation. 
(Department of Transportation and Related Agencies Appropriations Act, 
2002.)

               Program and Financing (in millions of dollars)

----------------------------------------------------------------------------
Identification code 69-0119-0-1-407      2001 actual   2002 est.   2003 est.
----------------------------------------------------------------------------

    Obligations by program activity:
10.00 Total new obligations.............           2           4           3
----------------------------------------------------------------------------

    Budgetary resources available for obligation:
21.40 Unobligated balance carried 
        forward, start of year..........                       1
22.00 New budget authority (gross)......           3           3           3
                                           ---------   ---------  ----------
23.90   Total budgetary resources 
          available for obligation......           3           4           3
23.95 Total new obligations.............          -2          -4          -3
24.40 Unobligated balance carried 
        forward, end of year............           1
----------------------------------------------------------------------------

    New budget authority (gross), detail:
      Discretionary:

40.00   Appropriation...................           3           3           3
----------------------------------------------------------------------------

    Change in obligated balances:
72.40 Obligated balance, start of year..           3           3           1
73.10 Total new obligations.............           2           4           3
73.20 Total outlays (gross).............          -2          -4          -4
74.40 Obligated balance, end of year....           3           1
----------------------------------------------------------------------------

    Outlays (gross), detail:
86.90 Outlays from new discretionary 
        authority.......................           2           3           3
86.93 Outlays from discretionary 
        balances........................                       1
                                           ---------   ---------  ----------
87.00   Total outlays (gross)...........           2           4           4
----------------------------------------------------------------------------

    Net budget authority and outlays:
89.00 Budget authority..................           3           3           3
90.00 Outlays...........................           2           4           4
---------------------------------------------------------------------------

    Minority business outreach.--This activity provides contractual 
support to assist small, women-owned, Native American, and other 
disadvantaged business firms, in securing contracts and subcontracts 
resulting from transportation-related Federal support. It also 
participates in cooperative agreements with historically black and 
hispanic colleges.

               Object Classification (in millions of dollars)

----------------------------------------------------------------------------
Identification code 69-0119-0-1-407      2001 actual   2002 est.   2003 est.
----------------------------------------------------------------------------
25.2  Other services....................                       1           2
41.0  Grants, subsidies, and 
        contributions...................           2           3           1
                                           ---------   ---------  ----------
99.9    Total new obligations...........           2           4           3
---------------------------------------------------------------------------

                                

[[Page 717]]

                        New Headquarters Building

    For necessary expenses of customizing the Department of 
Transportation's new base building and related advisory services, 
$25,000,000, to remain available until expended.

               Program and Financing (in millions of dollars)

----------------------------------------------------------------------------
Identification code 69-0147-0-1-407      2001 actual   2002 est.   2003 est.
----------------------------------------------------------------------------

    Obligations by program activity:
10.00 Total new obligations (object 
        class 25.2).....................                                  25
----------------------------------------------------------------------------

    Budgetary resources available for obligation:
22.00 New budget authority (gross)......                                  25
23.95 Total new obligations.............                                 -25
----------------------------------------------------------------------------

    New budget authority (gross), detail:
      Discretionary:

40.00   Appropriation...................                                  25
----------------------------------------------------------------------------

    Change in obligated balances:
73.10 Total new obligations.............                                  25
73.20 Total outlays (gross).............                                 -25
----------------------------------------------------------------------------

    Outlays (gross), detail:
86.90 Outlays from new discretionary 
        authority.......................                                  25
----------------------------------------------------------------------------

    Net budget authority and outlays:
89.00 Budget authority..................                                  25
90.00 Outlays...........................                                  25
---------------------------------------------------------------------------

    This new appropriation finances the 2003 costs for the new 
Department of Transportation headquarters project to consolidate all of 
the department's headquarters operating administration functions (except 
FAA), from various locations into a state-of-the-art, efficient leased 
building(s) within the central employment area of the District of 
Columbia.

                                

                             Rental Payments

               Program and Financing (in millions of dollars)

----------------------------------------------------------------------------
Identification code 69-0117-0-1-407      2001 actual   2002 est.   2003 est.
----------------------------------------------------------------------------

    Budgetary resources available for obligation:
21.40 Unobligated balance carried 
        forward, start of year..........           1
22.00 New budget authority (gross)......          -1
                                           ---------   ---------  ----------
23.90   Total budgetary resources 
          available for obligation......
----------------------------------------------------------------------------

    New budget authority (gross), detail:
      Discretionary:

40.36   Unobligated balance rescinded...          -1
----------------------------------------------------------------------------

    Net budget authority and outlays:
89.00 Budget authority..................          -1
90.00 Outlays...........................
---------------------------------------------------------------------------

    Until 1997, payments to GSA for headquarters and field space rental 
and related services for all modes were consolidated into this account. 
Beginning in 1998, however, all GSA rental payments are reflected in the 
modal budgets.

                                

                      Compensation for Air Carriers

               Program and Financing (in millions of dollars)

----------------------------------------------------------------------------
Identification code 69-0111-0-1-402      2001 actual   2002 est.   2003 est.
----------------------------------------------------------------------------

    Obligations by program activity:
10.00 Total new obligations (object 
        class 41.0).....................       2,328       2,672
----------------------------------------------------------------------------

    Budgetary resources available for obligation:
21.40 Unobligated balance carried 
        forward, start of year..........                   2,672
22.00 New budget authority (gross)......       5,000
                                           ---------   ---------  ----------
23.90   Total budgetary resources 
          available for obligation......       5,000       2,672
23.95 Total new obligations.............      -2,328      -2,672
24.40 Unobligated balance carried 
        forward, end of year............       2,672
----------------------------------------------------------------------------

    New budget authority (gross), detail:
      Mandatory:

60.00   Appropriation...................       5,000
----------------------------------------------------------------------------

    Change in obligated balances:
73.10 Total new obligations.............       2,328       2,672
73.20 Total outlays (gross).............      -2,328      -2,672
----------------------------------------------------------------------------

    Outlays (gross), detail:
86.97 Outlays from new mandatory 
        authority.......................       2,328
86.98 Outlays from mandatory balances...                   2,672
                                           ---------   ---------  ----------
87.00   Total outlays (gross)...........       2,328       2,672
----------------------------------------------------------------------------

    Net budget authority and outlays:
89.00 Budget authority..................       5,000
90.00 Outlays...........................       2,328       2,672
---------------------------------------------------------------------------

    The Air Transportation Safety and System Stabilization Act (P.L. 
107-42) provided $5 billion to compensate air carriers for direct losses 
incurred during the Federal ground stop of civil aviation after the 
September 11, 2001, terrorist attacks, and for incremental losses 
incurred between September 11 and December 31, 2001. The Administration 
is not requesting additional funds for this purpose in 2003.

                                

           Transportation Planning, Research, and Development

    For necessary expenses for conducting transportation planning, 
research, systems development, development activities, and making 
grants, to remain available until expended, [$11,993,000] $10,835,000. 
(Department of Transportation and Related Agencies Appropriations Act, 
2002; additional authorizing legislation required.)

               Program and Financing (in millions of dollars)

----------------------------------------------------------------------------
Identification code 69-0142-0-1-407      2001 actual   2002 est.   2003 est.
----------------------------------------------------------------------------

    Obligations by program activity:
      Direct program:

00.01   Transportation policy and 
          planning......................          10          12           6
00.02   Safe skies......................           2           5
00.03   FedDocket.......................                                   5
                                           ---------   ---------  ----------
01.00   Total direct program............          12          17          11
09.00 Reimbursable program..............           1           3           3
                                           ---------   ---------  ----------
10.00   Total new obligations...........          13          20          14
----------------------------------------------------------------------------

    Budgetary resources available for obligation:
21.40 Unobligated balance carried 
        forward, start of year..........           2           1
22.00 New budget authority (gross)......          13          15          14
22.22 Unobligated balance transferred 
        from other accounts.............                       5
                                           ---------   ---------  ----------
23.90   Total budgetary resources 
          available for obligation......          15          21          14
23.95 Total new obligations.............         -13         -20         -14
24.40 Unobligated balance carried 
        forward, end of year............           1
----------------------------------------------------------------------------

    New budget authority (gross), detail:
      Discretionary:

40.00   Appropriation...................          11          12          11
      Spending authority from offsetting 
          collections:

68.00   Offsetting collections (cash)...                       3           3
68.10   Change in uncollected customer 
          payments from Federal sources 
          (unexpired)...................           2
                                           ---------   ---------  ----------
68.90     Spending authority from 
            offsetting collections 
            (total discretionary).......           2           3           3
                                           ---------   ---------  ----------
70.00   Total new budget authority 
          (gross).......................          13          15          14
----------------------------------------------------------------------------

    Change in obligated balances:
72.40 Obligated balance, start of year..           2           3          10
73.10 Total new obligations.............          13          20          14
73.20 Total outlays (gross).............         -10         -14         -15
74.00 Change in uncollected customer 
        payments from Federal sources 
        (unexpired).....................          -2
74.40 Obligated balance, end of year....           3          10           9
----------------------------------------------------------------------------

[[Page 718]]



    Outlays (gross), detail:
86.90 Outlays from new discretionary 
        authority.......................           6           8           7
86.93 Outlays from discretionary 
        balances........................           3           4           7
                                           ---------   ---------  ----------
87.00   Total outlays (gross)...........          10          14          15
----------------------------------------------------------------------------

    Offsets:
      Against gross budget authority and outlays:

88.00   Offsetting collections (cash) 
          from: Federal sources.........                      -3          -3
      Against gross budget authority only:

88.95   Change in uncollected customer 
          payments from Federal sources 
          (unexpired)...................          -2
----------------------------------------------------------------------------

    Net budget authority and outlays:
89.00 Budget authority..................          11          12          11
90.00 Outlays...........................          10          11          12
---------------------------------------------------------------------------

    This appropriation finances research activities and studies 
concerned with planning, analysis, and information development needed to 
support the Secretary's responsibilities in the formulation of national 
transportation policies.

    The program is carried out primarily through contracts with other 
Federal agencies, educational institutions, non-profit research 
organizations, and private firms.

    Activities support the development of transportation policy, 
coordination of national level transportation planning, and such issues 
as regulatory modernization, energy conservation, and environmental and 
safety impacts of transportation. These also support departmental 
leadership on aviation economic policy and international transportation 
issues. This account also includes $5 million for the development of a 
government-wide, online rulemaking docket management system.

               Object Classification (in millions of dollars)

----------------------------------------------------------------------------
Identification code 69-0142-0-1-407      2001 actual   2002 est.   2003 est.
----------------------------------------------------------------------------

      Direct obligations:

11.1    Personnel compensation: Full-
          time permanent................           2           2           3
25.2    Other services..................          10          15           8
                                           ---------   ---------  ----------
99.0      Direct obligations............          12          17          11
99.0  Reimbursable obligations..........           1           3           3
                                           ---------   ---------  ----------
99.9    Total new obligations...........          13          20          14
---------------------------------------------------------------------------

                              Personnel Summary

----------------------------------------------------------------------------
Identification code 69-0142-0-1-407      2001 actual   2002 est.   2003 est.
----------------------------------------------------------------------------
1001  Total compensable workyears: Full-
        time equivalent employment......          22          26          32
---------------------------------------------------------------------------

                                

        Essential Air Service and Rural Airport Improvement Fund

               Program and Financing (in millions of dollars)

----------------------------------------------------------------------------
Identification code 69-5423-0-2-402      2001 actual   2002 est.   2003 est.
----------------------------------------------------------------------------

    Obligations by program activity:
00.01 Direct program....................          52          50          30
09.00 Reimbursable program..............                                  83
                                           ---------   ---------  ----------
10.00   Total new obligations...........          52          50         113
----------------------------------------------------------------------------

    Budgetary resources available for obligation:
21.40 Unobligated balance carried 
        forward, start of year..........           2
22.00 New budget authority (gross)......          50          20         113
22.22 Unobligated balance transferred 
        from other accounts.............                      30
                                           ---------   ---------  ----------
23.90   Total budgetary resources 
          available for obligation......          52          50         113
23.95 Total new obligations.............         -52         -50        -113
----------------------------------------------------------------------------

    New budget authority (gross), detail:
      Mandatory:

62.00   Transferred from other accounts.          50          20          30
                                           ---------   ---------  ----------
62.50     Appropriation (total 
            mandatory)..................          50          20          30
      Discretionary:

68.00   Spending authority from 
          offsetting collections: 
          Offsetting collections (cash).                                  83
                                           ---------   ---------  ----------
70.00   Total new budget authority 
          (gross).......................          50          20         113
----------------------------------------------------------------------------

    Change in obligated balances:
72.40 Obligated balance, start of year..          18          21          18
73.10 Total new obligations.............          52          50         113
73.20 Total outlays (gross).............         -49         -53         -88
74.40 Obligated balance, end of year....          21          18          43
----------------------------------------------------------------------------

    Outlays (gross), detail:
86.90 Outlays from new discretionary 
        authority.......................                                  50
86.93 Outlays from discretionary 
        balances........................          20          21          12
86.97 Outlays from new mandatory 
        authority.......................          30          12          18
86.98 Outlays from mandatory balances...                      20           8
                                           ---------   ---------  ----------
87.00   Total outlays (gross)...........          49          53          88
----------------------------------------------------------------------------

    Offsets:
      Against gross budget authority and outlays:

88.00   Offsetting collections (cash) 
          from: Federal sources.........                                 -83
----------------------------------------------------------------------------

    Net budget authority and outlays:
89.00 Budget authority..................          50          20          30
90.00 Outlays...........................          49          53           5
---------------------------------------------------------------------------

    The Federal Aviation Reauthorization Act of 1996 (P.L. 104-264) 
authorized the collection of user fees for services provided by the FAA 
to aircraft that neither take off nor land in the United States, 
commonly known as overflight fees. The Act permanently appropriated the 
first $50 million of such fees for the Essential Air Service program and 
rural airport improvements. To the extent that fee collections fall 
below $50 million, current law requires the difference to be covered by 
Federal Aviation Administration funds. The 2003 budget assumes the 
collection of $30 million in overflight fees, with the balance of $83 
million to be paid from the FAA Airport improvement program (AIP). The 
budget proposes to increase the authorized funding level to $113 million 
for 2003, of which $63 million would be provided from AIP to cover 
anticipated shortfalls above the $50 million minimum funding level. The 
budget proposes general provision language that will enable the 
Department to manage taxpayer resources dedicated to this purpose more 
effectively.

               Object Classification (in millions of dollars)

----------------------------------------------------------------------------
Identification code 69-5423-0-2-402      2001 actual   2002 est.   2003 est.
----------------------------------------------------------------------------

      Direct obligations:

11.1    Personnel compensation: Full-
          time permanent................           1           1           1
41.0    Grants, subsidies, and 
          contributions.................          51          49          29
                                           ---------   ---------  ----------
99.0      Direct obligations............          52          50          30
99.0  Reimbursable obligations..........                                  83
                                           ---------   ---------  ----------
99.9    Total new obligations...........          52          50         113
---------------------------------------------------------------------------

                              Personnel Summary

----------------------------------------------------------------------------
Identification code 69-5423-0-2-402      2001 actual   2002 est.   2003 est.
----------------------------------------------------------------------------
    Direct:
1001  Total compensable workyears: Full-
        time equivalent employment......          10          10          10
    Reimbursable:
2001  Total compensable workyears: Full-
        time equivalent employment......
---------------------------------------------------------------------------

[[Page 719]]



                                

Intragovernmental funds:

             [Transportation Administrative Service Center]

    [Necessary expenses for operating costs and capital outlays of the 
Transportation Administrative Service Center, not to exceed 
$125,323,000, shall be paid from appropriations made available to the 
Department of Transportation: Provided, That such services shall be 
provided on a competitive basis to entities within the Department of 
Transportation: Provided further, That the above limitation on operating 
expenses shall not apply to non-DOT entities: Provided further, That no 
funds appropriated in this Act to an agency of the Department shall be 
transferred to the Transportation Administrative Service Center without 
the approval of the agency modal administrator: Provided further, That 
no assessments may be levied against any program, budget activity, 
subactivity or project funded by this Act unless notice of such 
assessments and the basis therefor are presented to the House and Senate 
Committees on Appropriations and are approved by such Committees.] 
(Department of Transportation and Related Agencies Appropriations Act, 
2002.)

               Program and Financing (in millions of dollars)

----------------------------------------------------------------------------
Identification code 69-4520-0-4-407      2001 actual   2002 est.   2003 est.
----------------------------------------------------------------------------

    Obligations by program activity:
09.01 DOT service center activities.....         111         117         131
09.02 Non-DOT service center activities.         214         347         352
                                           ---------   ---------  ----------
10.00   Total new obligations...........         325         464         483
----------------------------------------------------------------------------

    Budgetary resources available for obligation:
21.40 Unobligated balance carried 
        forward, start of year..........          14          18          18
22.00 New budget authority (gross)......         325         464         483
22.10 Resources available from 
        recoveries of prior year 
        obligations.....................           4
                                           ---------   ---------  ----------
23.90   Total budgetary resources 
          available for obligation......         343         482         501
23.95 Total new obligations.............        -325        -464        -483
24.40 Unobligated balance carried 
        forward, end of year............          18          18          18
----------------------------------------------------------------------------

    New budget authority (gross), detail:
      Mandatory:

69.00   Offsetting collections (cash)...         257         464         483
69.10   Change in uncollected customer 
          payments from Federal sources 
          (unexpired)...................          68
                                           ---------   ---------  ----------
69.90     Spending authority from 
            offsetting collections 
            (total mandatory)...........         325         464         483
----------------------------------------------------------------------------

    Change in obligated balances:
72.40 Obligated balance, start of year..         -11         -43         -43
73.10 Total new obligations.............         325         464         483
73.20 Total outlays (gross).............        -285        -464        -483
73.45 Recoveries of prior year 
        obligations.....................          -4
74.00 Change in uncollected customer 
        payments from Federal sources 
        (unexpired).....................         -68
74.40 Obligated balance, end of year....         -43         -43         -43
----------------------------------------------------------------------------

    Outlays (gross), detail:
86.97 Outlays from new mandatory 
        authority.......................         285         464         483
----------------------------------------------------------------------------

    Offsets:
      Against gross budget authority and outlays:

88.00   Offsetting collections (cash) 
          from: Federal sources.........        -257        -464        -483
      Against gross budget authority only:

88.95   Change in uncollected customer 
          payments from Federal sources 
          (unexpired)...................         -68
----------------------------------------------------------------------------

    Net budget authority and outlays:
89.00 Budget authority..................
90.00 Outlays...........................          28
---------------------------------------------------------------------------

    The Transportation Administrative Service Center (TASC) finances 
common administrative services that are centrally performed in the 
interest of economy and efficiency in the Department. The fund is 
financed through negotiated agreements with Departmental operating 
administrations, and other governmental elements requiring the center's 
capabilities. 

               Object Classification (in millions of dollars)

----------------------------------------------------------------------------
Identification code 69-4520-0-4-407      2001 actual   2002 est.   2003 est.
----------------------------------------------------------------------------

      Personnel compensation:

11.1    Full-time permanent.............          17          19          20
11.3    Other than full-time permanent..           1           1           1
11.5    Other personnel compensation....           1
                                           ---------   ---------  ----------
11.9      Total personnel compensation..          19          20          21
12.1  Civilian personnel benefits.......           5           5           5
13.0  Benefits for former personnel.....           1           1           1
21.0  Travel and transportation of 
        persons.........................           1           1           2
22.0  Transportation of things..........                                   1
23.1  Rental payments to GSA............           5           5           6
23.3  Communications, utilities, and 
        miscellaneous charges...........          15          15          15
25.2  Other services....................         264         408         423
26.0  Supplies and materials............           3           4           4
31.0  Equipment.........................          12           5           5
                                           ---------   ---------  ----------
99.9    Total new obligations...........         325         464         483
---------------------------------------------------------------------------

                              Personnel Summary

----------------------------------------------------------------------------
Identification code 69-4520-0-4-407      2001 actual   2002 est.   2003 est.
----------------------------------------------------------------------------
2001  Total compensable workyears: Full-
        time equivalent employment......         291         281         281
---------------------------------------------------------------------------

                                

Credit accounts:

                Minority Business Resource Center Program

    For the cost of guaranteed loans, $500,000, as authorized by 49 
U.S.C. 332: Provided, That such costs, including the cost of modifying 
such loans, shall be as defined in section 502 of the Congressional 
Budget Act of 1974: Provided further, That these funds are available to 
subsidize total loan principal, any part of which is to be guaranteed, 
not to exceed $18,367,000. In addition, for administrative expenses to 
carry out the guaranteed loan program, $400,000. (Department of 
Transportation and Related Agencies Appropriations Act, 2002.)

               Program and Financing (in millions of dollars)

----------------------------------------------------------------------------
Identification code 69-0155-0-1-407      2001 actual   2002 est.   2003 est.
----------------------------------------------------------------------------

    Obligations by program activity:
00.02 Guarantee loan subsidy............                       1           1
                                           ---------   ---------  ----------
10.00   Total new obligations (object 
          class 41.0)...................                       1           1
----------------------------------------------------------------------------

    Budgetary resources available for obligation:
22.00 New budget authority (gross)......           2           1           1
23.95 Total new obligations.............                      -1          -1
23.98 Unobligated balance expiring or 
        withdrawn.......................          -2
----------------------------------------------------------------------------

    New budget authority (gross), detail:
      Discretionary:

40.00   Appropriation...................           2           1           1
----------------------------------------------------------------------------

    Change in obligated balances:
72.40 Obligated balance, start of year..           5           1
73.10 Total new obligations.............                       1           1
73.20 Total outlays (gross).............                      -2          -1
73.40 Adjustments in expired accounts 
        (net)...........................          -4
74.40 Obligated balance, end of year....           1
----------------------------------------------------------------------------

    Outlays (gross), detail:
86.90 Outlays from new discretionary 
        authority.......................                       1           1
86.93 Outlays from discretionary 
        balances........................                       1
                                           ---------   ---------  ----------
87.00   Total outlays (gross)...........                       2           1
----------------------------------------------------------------------------

    Net budget authority and outlays:
89.00 Budget authority..................           2           1           1
90.00 Outlays...........................                       2           1
---------------------------------------------------------------------------

[[Page 720]]



Summary of Loan Levels, Subsidy Budget Authority and Outlays by Program (in 
                            millions of dollars)

----------------------------------------------------------------------------
Identification code 69-0155-0-1-407      2001 actual   2002 est.   2003 est.
----------------------------------------------------------------------------
    Direct loan levels supportable by subsidy 
                budget authority:
115001MBRC--Direct loan levels..........
                                           ---------   ---------  ----------
115901Total direct loan levels..........
    Direct loan subsidy (in percent):
132001Direct loan levels................        0.00        0.00        0.00
                                           ---------   ---------  ----------
132901Weighted average subsidy rate.....        0.00        0.00        0.00
    Direct loan subsidy budget authority:
133001Direct loan levels................
                                           ---------   ---------  ----------
133901Total subsidy budget authority....
    Direct loan subsidy outlays:
134001Direct loan levels................
                                           ---------   ---------  ----------
134901Total subsidy outlays.............
----------------------------------------------------------------------------

    Guaranteed loan levels supportable by subsidy 
                budget authority:
215001MBRC--Loan guarantee levels.......          14          18          18
                                           ---------   ---------  ----------
215901Total loan guarantee levels.......          14          18          18
    Guaranteed loan subsidy (in percent):
232001Loan guarantee levels.............        2.69        2.70        2.69
                                           ---------   ---------  ----------
232901Weighted average subsidy rate.....        2.69        2.70        2.69
    Guaranteed loan subsidy budget authority:
233001Loan guarantee levels.............           2           1           1
                                           ---------   ---------  ----------
233901Total subsidy budget authority....           2           1           1
    Guaranteed loan subsidy outlays:
234001Loan guarantee levels.............                       1           1
                                           ---------   ---------  ----------
234901Total subsidy outlays.............                       1           1
---------------------------------------------------------------------------

    Office of Small and Disadvantaged Business Utilization (OSDBU)/
Minority Business Resource Center (MBRC).--Provides assistance in 
obtaining short-term working capital and bonding for minority, women-
owned and other disadvantaged businesses and Small Business 
Administration 8(a) Firms.

    As required by the Federal Credit Reform Act of 1990, this account 
records, for this program, the subsidy costs associated with guaranteed 
loans obligated in 2001 and beyond, as well as administrative expenses 
of this program.

                                

     Minority Business Resource Center Direct Loan Financing Account

               Program and Financing (in millions of dollars)

----------------------------------------------------------------------------
Identification code 69-4186-0-3-407      2001 actual   2002 est.   2003 est.
----------------------------------------------------------------------------

    Obligations by program activity:
00.02 Interest to Treasury..............           1
                                           ---------   ---------  ----------
10.00   Total new obligations...........           1
----------------------------------------------------------------------------

    Budgetary resources available for obligation:
22.00 New financing authority (gross)...           1
22.10 Resources available from 
        recoveries of prior year 
        obligations.....................           3
22.40 Capital transfer to general fund..          -3
                                           ---------   ---------  ----------
23.90   Total budgetary resources 
          available for obligation......           1
23.95 Total new obligations.............          -1
----------------------------------------------------------------------------

    New financing authority (gross), detail:
      Spending authority from offsetting 
          collections:

        Discretionary:
68.00     Offsetting collections (cash).           4           5
68.47     Portion applied to repay debt.          -3          -5
                                           ---------   ---------  ----------
68.90       Spending authority from 
              offsetting collections 
              (total discretionary).....           1
----------------------------------------------------------------------------

    Change in obligated balances:
72.40 Obligated balance, start of year..           4
73.10 Total new obligations.............           1
73.20 Total financing disbursements 
        (gross).........................          -1
73.45 Recoveries of prior year 
        obligations.....................          -3
87.00 Total financing disbursements 
        (gross).........................           1
----------------------------------------------------------------------------

    Offsets:
      Against gross financing authority and 
          financing disbursements:

88.40   Offsetting collections (cash) 
          from: Non-Federal sources.....          -4          -5
----------------------------------------------------------------------------

    Net financing authority and financing 
        disbursements:
89.00 Financing authority...............          -3          -5
90.00 Financing disbursements...........          -2          -5
---------------------------------------------------------------------------

               Status of Direct Loans (in millions of dollars)

----------------------------------------------------------------------------
Identification code 69-4186-0-3-407      2001 actual   2002 est.   2003 est.
----------------------------------------------------------------------------
    Position with respect to appropriations act 
                limitation on obligations:
1111  Limitation on direct loans........
1142  Unobligated direct loan limitation 
        (-).............................
                                           ---------   ---------  ----------
1150    Total direct loan obligations...
----------------------------------------------------------------------------

    Cumulative balance of direct loans 
                outstanding:
1210  Outstanding, start of year........           7           5
1231  Disbursements: Direct loan 
        disbursements...................
1251  Repayments: Repayments and 
        prepayments.....................          -3          -5
                                           ---------   ---------  ----------
1290    Outstanding, end of year........           5
---------------------------------------------------------------------------

    As required by the Federal Credit Reform Act of 1990, this non-
budgetary account records all cash flows to and from the Government 
resulting from direct loans obligated in 1992 through 2000 (including 
modifications of direct loans that resulted from obligations in any 
year). The amounts in this account are a means of financing and are not 
included in the budget totals.

                             Balance Sheet (in millions of dollars)

-----------------------------------------------------------------------------------------------
Identification code   69-4186-0-3-407    2000 actual    2001 actual     2002 est.      2003 est.
-----------------------------------------------------------------------------------------------
    ASSETS:
1101  Federal assets: Fund balances with 
        Treasury........................           4
      Net value of assets related to 
          post-1991 direct loans 
          receivable:

1401    Direct loans receivable, gross..           7              5
1405    Allowance for subsidy cost (-)..          -1
                                        ------------ --------------  ------------  -------------
1499      Net present value of assets 
            related to direct loans.....           6              5
                                        ------------ --------------  ------------  -------------
1999    Total assets....................          10              5
    LIABILITIES:
2103  Federal liabilities: Debt.........          10              5
                                        ------------ --------------  ------------  -------------
2999    Total liabilities...............          10              5
    NET POSITION:
                                        ------------ --------------  ------------  -------------
3999    Total net position..............
                                        ------------ --------------  ------------  -------------
4999  Total liabilities and net position          10              5
-----------------------------------------------------------------------------------------------

                                

                    Minority Business Resource Center

                    Guaranteed Loan Financing Account

               Program and Financing (in millions of dollars)

----------------------------------------------------------------------------
Identification code 69-4082-0-3-407      2001 actual   2002 est.   2003 est.
----------------------------------------------------------------------------

    Budgetary resources available for obligation:
21.40 Unobligated balance carried 
        forward, start of year..........                                   1
22.00 New financing authority (gross)...                       1           1
                                           ---------   ---------  ----------
23.90   Total budgetary resources 
          available for obligation......                       1           2
24.40 Unobligated balance carried 
        forward, end of year............                       1           2
----------------------------------------------------------------------------

[[Page 721]]



    New financing authority (gross), detail:
      Discretionary:

68.00   Spending authority from 
          offsetting collections 
          (gross): Offsetting 
          collections (cash)............                       1           1
----------------------------------------------------------------------------

    Offsets:
      Against gross financing authority and 
          financing disbursements:

88.00   Offsetting collections (cash) 
          from: Federal sources.........                      -1          -1
----------------------------------------------------------------------------

    Net financing authority and financing 
        disbursements:
89.00 Financing authority...............
90.00 Financing disbursements...........                      -1          -1
---------------------------------------------------------------------------

             Status of Guaranteed Loans (in millions of dollars)

----------------------------------------------------------------------------
Identification code 69-4082-0-3-407      2001 actual   2002 est.   2003 est.
----------------------------------------------------------------------------
    Position with respect to appropriations act 
                limitation on commitments:
2111  Limitation on guaranteed loans 
        made by private lenders.........          14          18          18
                                           ---------   ---------  ----------
2150    Total guaranteed loan 
          commitments...................          14          18          18
2199  Guaranteed amount of guaranteed 
        loan commitments................          10          14          14
----------------------------------------------------------------------------

    Cumulative balance of guaranteed loans 
                outstanding:
2210  Outstanding, start of year........                       7          24
2231  Disbursements of new guaranteed 
        loans...........................           7          18          18
2251  Repayments and prepayments........                      -1          -8
                                           ---------   ---------  ----------
2290    Outstanding, end of year........           7          24          35
----------------------------------------------------------------------------

    Memorandum:
2299  Guaranteed amount of guaranteed 
        loans outstanding, end of year..           5          18          26
---------------------------------------------------------------------------

    As required by the Federal Credit Reform Act of 1990, this non-
budgetary account records all the cash flows to and from the Government 
resulting from guaranteed loan commitments in 2001 and beyond. The 
amounts in this account are a means of financing and are not included in 
the budget totals.

                             Balance Sheet (in millions of dollars)

-----------------------------------------------------------------------------------------------
Identification code   69-4082-0-3-407    2000 actual    2001 actual     2002 est.      2003 est.
-----------------------------------------------------------------------------------------------
    ASSETS:
1101  Federal assets: Fund balances with 
        Treasury........................                                        1              1
                                        ------------ --------------  ------------  -------------
1999    Total assets....................                                        1              1
    LIABILITIES:
2204  Non-Federal liabilities: 
        Liabilities for loan guarantees.                                        1              1
                                        ------------ --------------  ------------  -------------
2999    Total liabilities...............                                        1              1
    NET POSITION:
                                        ------------ --------------  ------------  -------------
3999    Total net position..............
                                        ------------ --------------  ------------  -------------
4999  Total liabilities and net position                                        1              1
-----------------------------------------------------------------------------------------------

                                

                       [Payments to Air Carriers]

                    [(Airport and Airway Trust Fund)]

    [In addition to funds made available from any other source to carry 
out the essential air service program under 49 U.S.C. 41731 through 
41742, to be derived from the Airport and Airway Trust Fund, 
$13,000,000, to remain available until expended.] (Department of 
Transportation and Related Agencies Appropriations Act, 2002.)
    [For emergency expenses to respond to the September 11, 2001, 
terrorist attacks on the United States, in addition to funds made 
available from any other source to carry out the essential air service 
program under 49 U.S.C. 41731 through 41742, to be derived from the 
Airport and Airway Trust Fund, $50,000,000, to remain available until 
expended, to be obligated from amounts made available in Public Law 107-
38.] (Emergency Supplemental Act, 2002.)

               Program and Financing (in millions of dollars)

----------------------------------------------------------------------------
Identification code 69-8304-0-7-402      2001 actual   2002 est.   2003 est.
----------------------------------------------------------------------------

    Obligations by program activity:
10.00 Total new obligations (object 
        class 25.2).....................           6          63
----------------------------------------------------------------------------

    Budgetary resources available for obligation:
22.00 New budget authority (gross)......                      63
22.10 Resources available from 
        recoveries of prior year 
        obligations.....................           6
                                           ---------   ---------  ----------
23.90   Total budgetary resources 
          available for obligation......           6          63
23.95 Total new obligations.............          -6         -63
----------------------------------------------------------------------------

    New budget authority (gross), detail:
      Discretionary:

40.00   Appropriation...................                      63
----------------------------------------------------------------------------

    Change in obligated balances:
72.40 Obligated balance, start of year..           6           1          25
73.10 Total new obligations.............           6          63
73.20 Total outlays (gross).............          -6         -39         -25
73.45 Recoveries of prior year 
        obligations.....................          -6
74.40 Obligated balance, end of year....           1          25
----------------------------------------------------------------------------

    Outlays (gross), detail:
86.90 Outlays from new discretionary 
        authority.......................                      38
86.93 Outlays from discretionary 
        balances........................           6           1          25
                                           ---------   ---------  ----------
87.00   Total outlays (gross)...........           6          39          25
----------------------------------------------------------------------------

    Net budget authority and outlays:
89.00 Budget authority..................                      63
90.00 Outlays...........................           6          39          25
---------------------------------------------------------------------------

    Through 1997, this program was funded from the Airport and Airway 
Trust Fund. Starting in 1998 the FAA reauthorization funded it as a 
mandatory program supported by overflight fees under the Essential Air 
Service and Rural Airport Improvement Fund. In 2002, in addition to 
mandatory funding supported by overflight fees, direct appropriations 
from the Airport and Airway Trust Fund to the Payments to Air Carriers 
program were enacted to meet the needs of the essential air service 
program. No direct appropriations for this account are being requested 
in 2003.

                                


 
                 TRANSPORTATION SECURITY ADMINISTRATION

                              Federal Funds

General and special funds:

                 Transportation Security Administration

    For necessary expenses of the Transportation Security Administration 
related to [providing civil aviation] transportation security services 
pursuant to Public Law 107-71, [$1,250,000,000] $4,800,000,000, to 
remain available until expended, of which $124,000,000 shall be derived 
from a reimbursement from the heading, ``Facilities and Equipment,'' 
Federal Aviation Administration, for explosives detection systems in 
this fiscal year. Provided, That, security service fees authorized under 
49 U.S.C. 44940 shall be credited to this appropriation as offsetting 
collections and used for providing [civil aviation] security services 
authorized by that section: Provided further, That the sum herein 
appropriated from the General Fund shall be reduced as such offsetting 
collections are received during fiscal year [2002 so as to result in a 
final fiscal year appropriation from the General Fund estimated at not 
more than $0] 2003: Provided further, That any security service fees 
collected in excess of the amount appropriated under this heading shall 
become available in fiscal year 2004: Provided further, That unobligated 
balances from this or any previous appropriations Act for the security 
services of any mode of transportation under the Department of 
Transportation may be transferred to, and merged with, this account, to 
remain available until expended, for authorized purposes under this 
heading. (Department of Transportation and Related Agencies 
Appropriations Act, 2002; additional authorizing legislation required.)

[[Page 722]]

    [For emergency expenses to respond to the September 11, 2001, 
terrorist attacks on the United States, for the ``Transportation 
Security Administration'', $94,800,000, to remain available until 
September 30, 2003, to be obligated from amounts made available in 
Public Law 107-38: Provided, That $93,300,000 shall be for the Under 
Secretary of Transportation for Security to award competitive grants to 
critical national seaports to finance the costs of enhancing facility 
and operational security: Provided further, That such grants shall be 
awarded based on the need for security assessments and enhancements as 
determined by the Under Secretary of Transportation for Security, the 
Administrator of the Maritime Administration, and the Commandant of the 
U.S. Coast Guard: Provided further, That such grants shall not supplant 
funding already provided either by the ports or by any Federal entity: 
Provided further, That no more than $1,000,000 of the grant funds 
available under this heading shall be used for administration.] 
(Emergency Supplemental Act, 2002.)

               Program and Financing (in millions of dollars)

----------------------------------------------------------------------------
Identification code 69-2801-0-1-402      2001 actual   2002 est.   2003 est.
----------------------------------------------------------------------------

    Obligations by program activity:
00.01 Direct program....................                      95       2,454
09.01 Reimbursable program..............                   1,250       2,346
                                           ---------   ---------  ----------
10.00   Total new obligations...........                   1,345       4,800
----------------------------------------------------------------------------

    Budgetary resources available for obligation:
22.00 New budget authority (gross)......                   1,345       4,800
23.95 Total new obligations.............                  -1,345      -4,800
----------------------------------------------------------------------------

    New budget authority (gross), detail:
      Discretionary:

40.00   Appropriation...................                      95       2,454
68.00 Spending authority from offsetting 
        collections: Offsetting 
        collections (cash)..............                   1,250       2,346
                                           ---------   ---------  ----------
70.00   Total new budget authority 
          (gross).......................                   1,345       4,800
----------------------------------------------------------------------------

    Change in obligated balances:
72.40 Obligated balance, start of year..                                 202
73.10 Total new obligations.............                   1,345       4,800
73.20 Total outlays (gross).............                  -1,143      -4,282
74.40 Obligated balance, end of year....                     202         720
----------------------------------------------------------------------------

    Outlays (gross), detail:
86.90 Outlays from new discretionary 
        authority.......................                   1,144       4,080
86.93 Outlays from discretionary 
        balances........................                                 202
                                           ---------   ---------  ----------
87.00   Total outlays (gross)...........                   1,143       4,282
----------------------------------------------------------------------------

    Offsets:
      Against gross budget authority and outlays:

        Offsetting collections (cash) 
            from:
88.00     Federal sources...............                                -124
88.40     Non-Federal sources...........                  -1,250      -2,222
                                           ---------   ---------  ----------
88.90       Total, offsetting 
              collections (cash)........                  -1,250      -2,346
----------------------------------------------------------------------------

    Net budget authority and outlays:
89.00 Budget authority..................                      95       2,454
90.00 Outlays...........................                    -107       1,936
---------------------------------------------------------------------------

    For 2003, the Budget proposes $4,800 million for the Transportation 
Security Administration, of which approximately $2,222 million will be 
financed by offsetting collections from aviation passenger enplanement 
security fees and airline security fees. In addition, out of this $4,800 
million, $124 million will be provided through a reimbursement from the 
Federal Aviation Administration for explosives detection systems. Funds 
will be used to provide airline security screeners and the supervisory 
staff necessary to manage passenger and baggage screening; armed law 
enforcement personnel for security checkpoints; Federal air marshals; 
purchase and maintenance of security equipment, including explosive 
detection systems; and research on advanced screening technologies. The 
transition from airline management of passenger screening is planned to 
occur in 2002, and screening will continue to be the responsibility of 
the Transportation Security Administration in 2003. The Administration 
proposes to transfer other modal transportation security functions to 
the Transportation Security Administration.

               Object Classification (in millions of dollars)

----------------------------------------------------------------------------
Identification code 69-2801-0-1-402      2001 actual   2002 est.   2003 est.
----------------------------------------------------------------------------

      Direct obligations:

25.2    Other services..................                       2       2,454
41.0    Grants, subsidies, and 
          contributions.................                      93
                                           ---------   ---------  ----------
99.0      Direct obligations............                      95       2,454
99.0  Reimbursable obligations..........                   1,250       2,346
                                           ---------   ---------  ----------
99.9    Total new obligations...........                   1,345       4,800
---------------------------------------------------------------------------

                              Personnel Summary

----------------------------------------------------------------------------
Identification code 69-2801-0-1-402      2001 actual   2002 est.   2003 est.
----------------------------------------------------------------------------
1001  Total compensable workyears: Full-
        time equivalent employment......                  14,800      41,300
---------------------------------------------------------------------------

                                


 
                               COAST GUARD

    The following table depicts funding for all Coast Guard programs for 
which detail is furnished in the budget schedules.

                        [In millions of dollars]

                                         2001 actual   2002 est.   2003 est.
Budget authority:
  Regular appropriations:
    Operating expenses \1\..............       3,577       3,903       4,635
    Acquisition, construction and 
      improvements \2\..................         414         644         736
    Environmental compliance and 
      restoration.......................          17          17          17
    Alteration of bridges...............          15          15
    Coast Guard military retirement fund         778         876         889
    Reserve training....................          97         100         113
    Research, development, test and 
      evaluation \3\....................          21          21          23
    Boat safety.........................          64          64          64
    Oil spill recovery, Coast Guard, 
      (OSLTF)...........................          61          61          61
                                           ---------   ---------  ----------
      Total, budget authority net \4\...       5,044       5,701       6,538
                                           ---------   ---------  ----------
Direct Obligations:
    Operating expenses..................       3,577       3,903       4,635
    Acquisition, construction, and 
      improvements......................         856         684         694
    Environmental compliance and 
      restoration.......................          17          17          17
    Alteration of bridges...............          15          41
    Coast Guard military retirement fund         778         876         935
    Reserve training....................          97         100         112
    Research, development, test, and 
      evaluation........................          21          21          23
    Boat safety.........................          64          64          64
    Oil spill recovery, Coast Guard, 
      (OSLTF)...........................          61          61          61
                                           ---------   ---------  ----------
      Obligation total net..............       5,486       5,767       6,541
                                           ---------   ---------  ----------

    For comparability purposes this table includes:
    \1\ Includes $25 million in 2001-2003 from the Oil spill liability trust 
fund; includes $340 million in 2001, $440 million in 2002 and $340 million 
in 2003 from the Defense function. Also includes $92 million in supplemental 
funding in 2001 pursuant to P.L. 107-20 and $209 million in supplemental 
funding in 2002 pursuant to P.L. 107-117.
    \2\ Includes $20 million in 2001-2003 from the Oil spill liability trust 
fund. Also includes $4 million in supplemental funding pursuant to P.L. 107-
20.
    \3\ Includes $4 million in 2001-2003 from the Oil spill liability trust 
fund.
    \4\ 2001 discretionary appropriations include the government-wide 
reduction pursuant to P.L. 106-554.

                                

                              Federal Funds

General and special funds:

                           Operating Expenses

    For necessary expenses for the operation and maintenance of the 
Coast Guard, not otherwise provided for; purchase of not to exceed five 
passenger motor vehicles for replacement only; payments pursuant to 
section 156 of Public Law 97-377, as amended (42 U.S.C. 402 note)[. and 
section 229(b) of the Social Security Act (42 U.S.C.

[[Page 723]]

429(b))]; and recreation and welfare, [$3,382,000,000] $4,635,268,132, 
of which [$440,000,000] $340,000,000 shall be available for defense-
related activities; and of which [$24,945,000] $25,000,000 shall be 
derived from the Oil Spill Liability Trust Fund: Provided, That none of 
the funds appropriated in this or any other Act shall be available for 
pay of administrative expenses in connection with shipping commissioners 
in the United States: Provided further, That none of the funds provided 
in this Act shall be available for expenses incurred for yacht 
documentation under 46 U.S.C. 12109, except to the extent fees are 
collected from yacht owners and credited to this appropriation[: 
Provided further, That of the amounts made available under this heading, 
not less than $14,541,000 shall be used solely to increase staffing at 
Search and Rescue stations, surf stations and command centers, increase 
the training and experience level of individuals serving in said 
stations through targeted retention efforts, revise personnel policies 
and expand training programs, and to modernize and improve the quantity 
and quality of personal safety equipment, including survival suits, for 
personnel assigned to said stations: Provided further, That the 
Department of Transportation Inspector General shall audit and certify 
to the House and Senate Committees on Appropriations that the funding 
described in the preceding proviso is being used solely to supplement 
and not supplant the Coast Guard's level of effort in this area in 
fiscal year 2001]. (Department of Transportation and Related Agencies 
Appropriations Act of 2002; additional authorizing legislation 
required.)
    [For emergency expenses to respond to the September 11, 2001, 
terrorist attacks on the United States, for ``Operating Expenses'', 
$209,150,000, to remain available until September 30, 2003, to be 
obligated from amounts made available in Public Law 107-38.] (Emergency 
Supplemental Act, 2002.)

              Unavailable Collections (in millions of dollars)

----------------------------------------------------------------------------
Identification code 69-0201-0-1-999      2001 actual   2002 est.   2003 est.
----------------------------------------------------------------------------
01.99 Balance, start of year............
    Receipts:
02.00 User fees, Navigation assistance 
        services fund...................                                 165
    Appropriations:
05.00 Operating expenses (Coast Guard)..                                -165
                                           ---------   ---------  ----------
07.99 Balance, end of year..............
---------------------------------------------------------------------------

               Program and Financing (in millions of dollars)

----------------------------------------------------------------------------
Identification code 69-0201-0-1-999      2001 actual   2002 est.   2003 est.
----------------------------------------------------------------------------

    Obligations by program activity:
      Direct program:

00.01   Search and rescue...............         567         458         533
00.02   Aids to navigation..............         645         650         730
00.03   Marine safety and security......         382       1,106       1,433
00.04   Marine environmental protection.         289         311         365
00.05   Enforcement of laws and treaties       1,432       1,167       1,334
00.06   Ice operations..................         110         109         122
00.07   Defense readiness...............         169         101         118
                                           ---------   ---------  ----------
08.00   Total direct program............       3,594       3,902       4,635
09.01 Reimbursable program..............          95          91          96
                                           ---------   ---------  ----------
10.00   Total new obligations...........       3,689       3,993       4,731
----------------------------------------------------------------------------

    Budgetary resources available for obligation:
22.00 New budget authority (gross)......       3,693       3,995       4,731
23.95 Total new obligations.............      -3,689      -3,993      -4,731
23.98 Unobligated balance expiring or 
        withdrawn.......................          -5
----------------------------------------------------------------------------

    New budget authority (gross), detail:
      Discretionary:

40.00   Appropriation...................       3,552       3,671       4,445
40.15   Appropriation (emergency).......                     209
40.20   Appropriation (special fund)....                                 165
40.73   Reduction pursuant to P.L. 107-
          87............................                      -1
42.00   Transferred from other accounts.          18
                                           ---------   ---------  ----------
43.00     Appropriation (total 
            discretionary)..............       3,570       3,879       4,610
      Spending authority from offsetting 
          collections:

68.00   Offsetting collections (cash)...         137         116         121
68.10   Change in uncollected customer 
          payments from Federal sources 
          (unexpired)...................         -14
                                           ---------   ---------  ----------
68.90     Spending authority from 
            offsetting collections 
            (total discretionary).......         123         116         121
                                           ---------   ---------  ----------
70.00   Total new budget authority 
          (gross).......................       3,693       3,995       4,731
----------------------------------------------------------------------------

    Change in obligated balances:
72.40 Obligated balance, start of year..         562         723       1,018
73.10 Total new obligations.............       3,689       3,993       4,731
73.20 Total outlays (gross).............      -3,544      -3,700      -4,427
73.40 Adjustments in expired accounts 
        (net)...........................           2
74.00 Change in uncollected customer 
        payments from Federal sources 
        (unexpired).....................          14
74.40 Obligated balance, end of year....         723       1,018       1,322
----------------------------------------------------------------------------

    Outlays (gross), detail:
86.90 Outlays from new discretionary 
        authority.......................       3,141       3,282       3,872
86.93 Outlays from discretionary 
        balances........................         402         418         556
                                           ---------   ---------  ----------
87.00   Total outlays (gross)...........       3,544       3,700       4,427
----------------------------------------------------------------------------

    Offsets:
      Against gross budget authority and outlays:

        Offsetting collections (cash) 
            from:
          Federal sources:
88.00       Department of Defense.......         -24         -33         -37
88.00       Other Federal sources.......        -103         -76         -77
88.40     Non-Federal sources...........         -10          -7          -7
                                           ---------   ---------  ----------
88.90       Total, offsetting 
              collections (cash)........        -137        -116        -121
      Against gross budget authority only:

88.95   Change in uncollected customer 
          payments from Federal sources 
          (unexpired)...................          14
----------------------------------------------------------------------------

    Net budget authority and outlays:
89.00 Budget authority..................       3,570       3,879       4,610
90.00 Outlays...........................       3,407       3,584       4,306
---------------------------------------------------------------------------

  Budget Authority and Outlays Excluding Full Funding for Federal Retiree 
                       Costs (in millions of dollars)

----------------------------------------------------------------------------
                                         2001 actual   2002 est.   2003 est.
----------------------------------------------------------------------------

    Net budget authority and outlays:
89.00 Budget authority..................       3,270       3,566       4,294
90.00 Outlays...........................       3,107       3,271       3,990
---------------------------------------------------------------------------

    To carry out its unique duties as a peacetime operating agency and 
one of the military services, the Coast Guard employs multipurpose 
vessels, aircraft, and shore units, strategically located along the 
coasts and inland waterways of the United States and in selected areas 
overseas. The 2003 request provides for the safety of the public, and 
the Coast Guard's work force, with an enhanced emphasis on its maritime 
homeland security mission.

               Object Classification (in millions of dollars)

----------------------------------------------------------------------------
Identification code 69-0201-0-1-999      2001 actual   2002 est.   2003 est.
----------------------------------------------------------------------------

      Direct obligations:

        Personnel compensation:
11.1      Full-time permanent...........         226         252         276
11.3      Other than full-time permanent           8           9          10
11.5      Other personnel compensation..           8           9          10
11.7      Military personnel............       1,282       1,415       1,553
11.8      Special personal services 
            payments....................          23          24          26
                                           ---------   ---------  ----------
11.9        Total personnel compensation       1,547       1,709       1,875
12.1    Civilian personnel benefits.....          87          86          94
12.2    Military personnel benefits.....         400         427         621
13.0    Benefits for former personnel...          13          18          15
21.0    Travel and transportation of 
          persons.......................          94         101         124
22.0    Transportation of things........          48          57          63
23.1    Rental payments to GSA..........          35          38          43
23.2    Rental payments to others.......          27          37          35
23.3    Communications, utilities, and 
          miscellaneous charges.........         115         121         152
24.0    Printing and reproduction.......           3          15           4
25.1    Advisory and assistance services           6          17           8
25.2    Other services..................         208         209         273
25.3    Other purchases of goods and 
          services from Government 
          accounts......................           2          13           2
25.4    Operation and maintenance of 
          facilities....................         181         184         238
25.6    Medical care....................         128         133         168
25.7    Operation and maintenance of 
          equipment.....................         146         151         192
25.8    Subsistence and support of 
          persons.......................           8          19          11
26.0    Supplies and materials..........         475         476         625

[[Page 724]]

31.0    Equipment.......................          61          70          80
32.0    Land and structures.............           6          17           8
42.0    Insurance claims and indemnities           4           5           4
                                           ---------   ---------  ----------
99.0      Direct obligations............       3,594       3,903       4,635
99.0  Reimbursable obligations..........          95          90          96
                                           ---------   ---------  ----------
99.9    Total new obligations...........       3,689       3,993       4,731
---------------------------------------------------------------------------

                              Personnel Summary

----------------------------------------------------------------------------
Identification code 69-0201-0-1-999      2001 actual   2002 est.   2003 est.
----------------------------------------------------------------------------
    Direct:
      Total compensable workyears:

1001    Full-time equivalent employment.       4,687       4,862       5,065
1101    Full-time equivalent employment.      34,995      35,572      36,217
    Reimbursable:
      Total compensable workyears:

2001    Full-time equivalent employment.         226         222         222
2101    Full-time equivalent employment.         144         161         158
---------------------------------------------------------------------------

                                

               Acquisition, Construction, and Improvements

    For necessary expenses of acquisition, construction, renovation, and 
improvement of aids to navigation, shore facilities, vessels, and 
aircraft, including equipment related thereto, [$636,354,000] 
$735,846,233, of which $20,000,000 shall be derived from the Oil Spill 
Liability Trust Fund; of which [$89,640,000] $13,600,000 shall be 
available to acquire, repair, renovate or improve vessels, small boats 
and related equipment, to remain available until September 30, [2006; 
$9,500,000 shall be available to acquire new aircraft and increase 
aviation capability, to remain available until September 30, 2004; 
$79,293,000] 2007; $117,700,000 shall be available for other equipment, 
to remain available until September 30, [2004; $73,100,000] 2005; 
$28,700,000 shall be available for shore facilities and aids to 
navigation facilities, to remain available until September 30, [2004; 
$64,631,000] 2005; $75,846,000 shall be available for personnel 
compensation and benefits and related costs, to remain available until 
September 30, [2003; and $320,190,000] 2004; and $500,000,000 shall be 
available for the Integrated Deepwater Systems program, to remain 
available until September 30, [2006] 2007: Provided, That the Commandant 
of the Coast Guard is authorized to dispose of surplus real property, by 
sale or lease, and the proceeds shall be credited to this appropriation 
as offsetting collections and made available only for the National 
Distress and Response System Modernization program, to remain available 
for obligation until September 30, [2004: Provided further, That none of 
the funds provided under this heading may be obligated or expended for 
the Integrated Deepwater Systems (IDS) system integration contract until 
the Secretary or Deputy Secretary of Transportation and the Director, 
Office of Management and Budget jointly certify to the House and Senate 
Committees on Appropriations that funding for the IDS program for fiscal 
years 2003 through 2007, funding for the National Distress and Response 
System Modernization program to allow for full deployment of said system 
by 2006, and funding for other essential search and rescue procurements, 
are fully funded in the Coast Guard Capital Investment Plan and within 
the Office of Management and Budget's budgetary projections for the 
Coast Guard for those years: Provided further, That none of the funds 
provided under this heading may be obligated or expended for the 
Integrated Deepwater Systems (IDS) integration contract until the 
Secretary or Deputy Secretary of Transportation and the Director, Office 
of Management and Budget jointly approve a contingency procurement 
strategy for the recapitalization of assets and capabilities envisioned 
in the IDS: Provided further, That upon initial submission to the 
Congress of the fiscal year 2003 President's budget, the Secretary of 
Transportation shall transmit to the Congress a comprehensive capital 
investment plan for the United States Coast Guard which includes funding 
for each budget line item for fiscal years 2003 through 2007, with total 
funding for each year of the plan constrained to the funding targets for 
those years as estimated and approved by the Office of Management and 
Budget: Provided further, That the amount herein appropriated shall be 
reduced by $100,000 per day for each day after initial submission of the 
President's budget that the plan has not been submitted to the Congress: 
Provided further, That the Director, Office of Management and Budget 
shall submit the budget request for the IDS integration contract 
delineating sub-headings which include the following: systems 
integrator, ship construction, aircraft, equipment, and communication, 
providing specific assets and costs under each subheading] 2005. 
(Department of Transportation Related Agencies Appropriations Act, 2002; 
additional authorizing legislation required.)

               Program and Financing (in millions of dollars)

----------------------------------------------------------------------------
Identification code 69-0240-0-1-403      2001 actual   2002 est.   2003 est.
----------------------------------------------------------------------------

    Obligations by program activity:
      Direct program:

00.01   Search and rescue...............         188          98         119
00.02   Aids to navigation..............          76         116          68
00.03   Marine safety and security......          23         126         143
00.04   Marine environmental protection.         167          15          10
00.05   Enforcement of laws and treaties         230         288         324
00.06   Ice operations..................         160          17           5
00.07   Defense readiness...............          12          24          25
                                           ---------   ---------  ----------
08.00   Total direct program............         856         684         694
09.01 Reimbursable program..............          15          28          28
                                           ---------   ---------  ----------
10.00   Total new obligations...........         871         712         722
----------------------------------------------------------------------------

    Budgetary resources available for obligation:
21.40 Unobligated balance carried 
        forward, start of year..........         896         478         439
22.00 New budget authority (gross)......         440         672         764
22.10 Resources available from 
        recoveries of prior year 
        obligations.....................          16
                                           ---------   ---------  ----------
23.90   Total budgetary resources 
          available for obligation......       1,352       1,150       1,203
23.95 Total new obligations.............        -871        -712        -722
23.98 Unobligated balance expiring or 
        withdrawn.......................          -2
24.40 Unobligated balance carried 
        forward, end of year............         478         439         481
----------------------------------------------------------------------------

    New budget authority (gross), detail:
      Discretionary:

40.00   Appropriation...................         403         624         716
40.15   Appropriation (emergency).......           4
40.76   Reduction pursuant to P.L. 107-
          20............................         -12
40.77   Reduction pursuant to P.L. 106-
          554 (0.22 percent)............          -1
                                           ---------   ---------  ----------
43.00     Appropriation (total 
            discretionary)..............         394         624         716
      Spending authority from offsetting 
          collections:

68.00   Offsetting collections (cash)...          58          48          48
68.10   Change in uncollected customer 
          payments from Federal sources 
          (unexpired)...................         -12
                                           ---------   ---------  ----------
68.90     Spending authority from 
            offsetting collections 
            (total discretionary).......          46          48          48
                                           ---------   ---------  ----------
70.00   Total new budget authority 
          (gross).......................         440         672         764
----------------------------------------------------------------------------

    Change in obligated balances:
72.40 Obligated balance, start of year..         490         641         693
73.10 Total new obligations.............         871         712         722
73.20 Total outlays (gross).............        -710        -659        -644
73.40 Adjustments in expired accounts 
        (net)...........................          -6
73.45 Recoveries of prior year 
        obligations.....................         -16
74.00 Change in uncollected customer 
        payments from Federal sources 
        (unexpired).....................          12
74.40 Obligated balance, end of year....         641         693         772
----------------------------------------------------------------------------

    Outlays (gross), detail:
86.90 Outlays from new discretionary 
        authority.......................         162         210         235
86.93 Outlays from discretionary 
        balances........................         548         449         409
                                           ---------   ---------  ----------
87.00   Total outlays (gross)...........         710         659         644
----------------------------------------------------------------------------

    Offsets:
      Against gross budget authority and outlays:

88.00   Offsetting collections (cash) 
          from: Federal sources.........         -58         -48         -48
      Against gross budget authority only:

88.95   Change in uncollected customer 
          payments from Federal sources 
          (unexpired)...................          12
----------------------------------------------------------------------------

    Net budget authority and outlays:
89.00 Budget authority..................         394         624         716
90.00 Outlays...........................         652         611         596
---------------------------------------------------------------------------

[[Page 725]]



  Budget Authority and Outlays Excluding Full Funding for Federal Retiree 
                       Costs (in millions of dollars)

----------------------------------------------------------------------------
                                         2001 actual   2002 est.   2003 est.
----------------------------------------------------------------------------

    Net budget authority and outlays:
89.00 Budget authority..................         386         616         705
90.00 Outlays...........................         644         603         585
---------------------------------------------------------------------------

    The Acquisition, Construction, and Improvements (AC&I) appropriation 
provides for the acquisition, construction, and improvement of the 
vessels, aircraft, information management resources, shore facilities, 
and aids to navigation required to execute the Coast Guard's missions 
and achieve its performance goals.

    Vessels.--In 2003, the Coast Guard will acquire multi-mission 
platforms that use advanced technology to reduce life cycle operating 
costs.

    Deepwater.--The Deepwater capability replacement project continues 
with full scale development. In 2003, the Coast Guard will continue to 
acquire and build the selected integrated deepwater system.

    Other Equipment.--In 2003, the Coast Guard will invest in numerous 
management information and decision support systems that will result in 
increased efficiencies. The Ports and waterways safety system (PAWSS), 
National distress and response system modernization project (NDRSMP), 
and Commercial Satellite Communications projects will continue.

    Shore Facilities.--In 2003, the Coast Guard will invest in modern 
structures that are more energy-efficient, comply with regulatory codes, 
minimize follow-on maintenance requirements and replace existing 
dilapidated structures.

    Personnel and Related Costs.--Personnel resources will be utilized 
to execute the AC&I projects described above.

               Object Classification (in millions of dollars)

----------------------------------------------------------------------------
Identification code 69-0240-0-1-403      2001 actual   2002 est.   2003 est.
----------------------------------------------------------------------------

      Direct obligations:

        Personnel compensation:
11.1      Full-time permanent...........          17          23          24
11.3      Other than full-time permanent           1           1           1
11.7      Military personnel............          22          23          24
                                           ---------   ---------  ----------
11.9        Total personnel compensation          40          47          49
12.1    Civilian personnel benefits.....           5           6           7
12.2    Military personnel benefits.....           9           9          12
21.0    Travel and transportation of 
          persons.......................          14          11          11
22.0    Transportation of things........           2           1           1
23.3    Communications, utilities, and 
          miscellaneous charges.........           5           4           4
25.1    Advisory and assistance services         140         108         109
25.2    Other services..................         149         115         116
26.0    Supplies and materials..........         103          79          80
31.0    Equipment.......................         274         211         213
32.0    Land and structures.............         115          89          90
                                           ---------   ---------  ----------
99.0      Direct obligations............         856         680         692
99.0  Reimbursable obligations..........          15          28          28
99.5  Below reporting threshold.........                       4           2
                                           ---------   ---------  ----------
99.9    Total new obligations...........         871         712         722
---------------------------------------------------------------------------

                              Personnel Summary

----------------------------------------------------------------------------
Identification code 69-0240-0-1-403      2001 actual   2002 est.   2003 est.
----------------------------------------------------------------------------
    Total compensable workyears:
1001  Full-time equivalent employment...         272         348         348
1101  Full-time equivalent employment...         368         390         386
---------------------------------------------------------------------------

                                

                Environmental Compliance and Restoration

    For necessary expenses to carry out the Coast Guard's environmental 
compliance and restoration functions under chapter 19 of title 14, 
United States Code, [$16,927,000] $17,285,699, to remain available until 
expended. (Department of Transportation and Related Agencies 
Appropriations Act, 2002; additional authorizing legislation required.)

               Program and Financing (in millions of dollars)

----------------------------------------------------------------------------
Identification code 69-0230-0-1-304      2001 actual   2002 est.   2003 est.
----------------------------------------------------------------------------

    Obligations by program activity:
10.00 Total new obligations.............          21          18          17
----------------------------------------------------------------------------

    Budgetary resources available for obligation:
21.40 Unobligated balance carried 
        forward, start of year..........           4           1
22.00 New budget authority (gross)......          17          17          17
22.10 Resources available from 
        recoveries of prior year 
        obligations.....................           1
                                           ---------   ---------  ----------
23.90   Total budgetary resources 
          available for obligation......          22          18          17
23.95 Total new obligations.............         -21         -18         -17
24.40 Unobligated balance carried 
        forward, end of year............           1
----------------------------------------------------------------------------

    New budget authority (gross), detail:
      Discretionary:

40.00   Appropriation...................          17          17          17
----------------------------------------------------------------------------

    Change in obligated balances:
72.40 Obligated balance, start of year..          11          13           9
73.10 Total new obligations.............          21          18          17
73.20 Total outlays (gross).............         -17         -22         -20
73.45 Recoveries of prior year 
        obligations.....................          -1
74.40 Obligated balance, end of year....          13           9           6
----------------------------------------------------------------------------

    Outlays (gross), detail:
86.90 Outlays from new discretionary 
        authority.......................           5           5           5
86.93 Outlays from discretionary 
        balances........................          12          15          15
                                           ---------   ---------  ----------
87.00   Total outlays (gross)...........          17          22          20
----------------------------------------------------------------------------

    Net budget authority and outlays:
89.00 Budget authority..................          17          17          17
90.00 Outlays...........................          17          22          20
---------------------------------------------------------------------------

    The environmental compliance and restoration account provides 
resources to the Coast Guard to satisfy environmental compliance and 
restoration related obligations arising under chapter 19 of title 14 of 
the United States Code.

               Object Classification (in millions of dollars)

----------------------------------------------------------------------------
Identification code 69-0230-0-1-304      2001 actual   2002 est.   2003 est.
----------------------------------------------------------------------------
11.1  Personnel compensation: Full-time 
        permanent.......................           3           4           4
12.1  Civilian personnel benefits.......           1           1           1
25.2  Other services....................          16          12          11
26.0  Supplies and materials............           1           1           1
                                           ---------   ---------  ----------
99.9    Total new obligations...........          21          18          17
---------------------------------------------------------------------------

                              Personnel Summary

----------------------------------------------------------------------------
Identification code 69-0230-0-1-304      2001 actual   2002 est.   2003 est.
----------------------------------------------------------------------------
    Total compensable workyears:
1001  Full-time equivalent employment...          48          52          52
1101  Full-time equivalent employment...           2           2           2
---------------------------------------------------------------------------

                                

                          Alteration of Bridges

    [For necessary expenses for alteration or removal of obstructive 
bridges, $15,466,000, to remain available until expended.] (Department 
of Transportation and Related Agencies Appropriations Act, 2002.)

               Program and Financing (in millions of dollars)

----------------------------------------------------------------------------
Identification code 69-0244-0-1-403      2001 actual   2002 est.   2003 est.
----------------------------------------------------------------------------

    Obligations by program activity:
10.00 Total new obligations (object 
        class 25.2).....................          15          15          26
----------------------------------------------------------------------------

    Budgetary resources available for obligation:
21.40 Unobligated balance carried 
        forward, start of year..........          26          26          26

[[Page 726]]

22.00 New budget authority (gross)......          15          15
                                           ---------   ---------  ----------
23.90   Total budgetary resources 
          available for obligation......          41          41          26
23.95 Total new obligations.............         -15         -15         -26
24.40 Unobligated balance carried 
        forward, end of year............          26          26
----------------------------------------------------------------------------

    New budget authority (gross), detail:
      Discretionary:

40.00   Appropriation...................          15          15
----------------------------------------------------------------------------

    Change in obligated balances:
72.40 Obligated balance, start of year..          81          86          49
73.10 Total new obligations.............          15          15          26
73.20 Total outlays (gross).............         -11         -52         -34
74.40 Obligated balance, end of year....          86          49          41
----------------------------------------------------------------------------

    Outlays (gross), detail:
86.90 Outlays from new discretionary 
        authority.......................           4           3
86.93 Outlays from discretionary 
        balances........................           7          48          35
                                           ---------   ---------  ----------
87.00   Total outlays (gross)...........          11          52          34
----------------------------------------------------------------------------

    Net budget authority and outlays:
89.00 Budget authority..................          15          15
90.00 Outlays...........................          11          52          34
---------------------------------------------------------------------------

    This appropriation provides the Government's share of the costs for 
altering or removing bridges determined to be obstructions to 
navigation. Alteration of obstructive highway bridges is eligible for 
funding from the Federal-Aid Highways program. The Coast Guard will 
continue to make the determinations as to whether any bridge presents an 
unreasonable obstruction to navigation, and to administer the program.

                                

             Payment to Coast Guard Military Retirement Fund

               Program and Financing (in millions of dollars)

----------------------------------------------------------------------------
Identification code 69-0233-0-1-403      2001 actual   2002 est.   2003 est.
----------------------------------------------------------------------------

    Obligations by program activity:
10.00 Total new obligations (object 
        class 12.2).....................                                 736
----------------------------------------------------------------------------

    Budgetary resources available for obligation:
22.00 New budget authority (gross)......                                 736
23.95 Total new obligations.............                                -736
----------------------------------------------------------------------------

    New budget authority (gross), detail:
      Mandatory:

60.00   Appropriation...................                                 736
----------------------------------------------------------------------------

    Change in obligated balances:
73.10 Total new obligations.............                                 736
73.20 Total outlays (gross).............                                -736
----------------------------------------------------------------------------

    Outlays (gross), detail:
86.97 Outlays from new mandatory 
        authority.......................                                 736
----------------------------------------------------------------------------

    Net budget authority and outlays:
89.00 Budget authority..................                                 736
90.00 Outlays...........................                                 736
---------------------------------------------------------------------------

    The Administration proposed legislation in October 2001 to accrue 
fully the retirement costs of Coast Guard military personnel. This 
general fund account would make mandatory payments to fund the unfunded 
liability accruing prior to this change (amortized over 40 years). The 
benefit payments to retirees will be made through the new Coast Guard 
military retirement fund.

                                

                              [Retired Pay]

    [For retired pay, including the payment of obligations therefor 
otherwise chargeable to lapsed appropriations for this purpose, payments 
under the Retired Serviceman's Family Protection and Survivor Benefits 
Plans, payment for career status bonuses under the National Defense 
Authorization Act, and for payments for medical care of retired 
personnel and their dependents under the Dependents Medical Care Act (10 
U.S.C. ch. 55), $876,346,000.] (Department of Transportation and Related 
Agencies Appropriations Act, 2002.)

               Program and Financing (in millions of dollars)

----------------------------------------------------------------------------
Identification code 69-0241-0-1-403      2001 actual   2002 est.   2003 est.
----------------------------------------------------------------------------

    Obligations by program activity:
00.01 Regular military personnel........         615         685
00.03 Reserve personnel.................          41          44
00.04 Survivor benefit programs.........          15          22
00.05 Medical care......................         106         125
09.01 Reimbursable program..............
                                           ---------   ---------  ----------
10.00   Total new obligations...........         777         876
----------------------------------------------------------------------------

    Budgetary resources available for obligation:
22.00 New budget authority (gross)......         778         876
23.95 Total new obligations.............        -777        -876
23.98 Unobligated balance expiring or 
        withdrawn.......................          -1
----------------------------------------------------------------------------

    New budget authority (gross), detail:
      Mandatory:

60.00   Appropriation...................         778         876
69.00 Offsetting collections (cash).....
                                           ---------   ---------  ----------
70.00   Total new budget authority 
          (gross).......................         778         876
----------------------------------------------------------------------------

    Change in obligated balances:
72.40 Obligated balance, start of year..          72          81         123
73.10 Total new obligations.............         777         876
73.20 Total outlays (gross).............        -771        -835
73.40 Adjustments in expired accounts 
        (net)...........................           3
74.40 Obligated balance, end of year....          81         123         122
----------------------------------------------------------------------------

    Outlays (gross), detail:
86.97 Outlays from new mandatory 
        authority.......................         698         745
86.98 Outlays from mandatory balances...          72          89
                                           ---------   ---------  ----------
87.00   Total outlays (gross)...........         771         835
----------------------------------------------------------------------------

    Offsets:
      Against gross budget authority and outlays:

88.00   Offsetting collections (cash) 
          from: Federal sources.........
----------------------------------------------------------------------------

    Net budget authority and outlays:
89.00 Budget authority..................         778         876
90.00 Outlays...........................         771         835
---------------------------------------------------------------------------

  Budget Authority and Outlays Excluding Full Funding for Federal Retiree 
                       Costs (in millions of dollars)

----------------------------------------------------------------------------
                                         2001 actual   2002 est.   2003 est.
----------------------------------------------------------------------------

    Net budget authority and outlays:
89.00 Budget authority..................         778         876         889
90.00 Outlays...........................         771         835         871
---------------------------------------------------------------------------

    As part of the Administration's initiative to reflect full accrual 
of retirement costs, legislation is proposed to establish a new 
retirement fund to be known as the ``Coast Guard Military Retirement 
Fund.'' Budget year data is reported in that new account for payments to 
retirees. The request for this account includes funding for the unfunded 
liabilities associated with current retirees.

               Object Classification (in millions of dollars)

----------------------------------------------------------------------------
Identification code 69-0241-0-1-403      2001 actual   2002 est.   2003 est.
----------------------------------------------------------------------------

      Direct obligations:

13.0    Benefits for former personnel...         671         751
25.6    Medical care....................         106         125
                                           ---------   ---------  ----------
99.0      Direct obligations............         777         876

[[Page 727]]

99.0  Reimbursable obligations..........
                                           ---------   ---------  ----------
99.9    Total new obligations...........         777         876
---------------------------------------------------------------------------

                                

                            Reserve Training

                      [including transfer of funds]

    For all necessary expenses of the Coast Guard Reserve, as authorized 
by law; maintenance and operation of facilities; and supplies, 
equipment, and services, [$83,194,000: Provided, That no more than 
$25,800,000 of funds made available under this heading may be 
transferred to Coast Guard ``Operating expenses'' or otherwise made 
available to reimburse the Coast Guard for financial support of the 
Coast Guard Reserves: Provided further, That none of the funds in this 
Act may be used by the Coast Guard to assess direct charges on the Coast 
Guard Reserves for items or activities which were not so charged during 
fiscal year 1997] $112,824,538. (Department of Transportation and 
Related Agencies Appropriations Act, 2002; additional authorizing 
legislation required.)

               Program and Financing (in millions of dollars)

----------------------------------------------------------------------------
Identification code 69-0242-0-1-403      2001 actual   2002 est.   2003 est.
----------------------------------------------------------------------------

    Obligations by program activity:
00.01 Initial training..................           4           4           1
00.02 Continuing training...............          50          51          51
00.03 Operation and maintenance support.          16          17          21
00.04 Program management and 
        administration..................          27          28          40
                                           ---------   ---------  ----------
10.00   Total new obligations...........          97         100         113
----------------------------------------------------------------------------

    Budgetary resources available for obligation:
22.00 New budget authority (gross)......          97         100         113
23.95 Total new obligations.............         -97        -100        -113
----------------------------------------------------------------------------

    New budget authority (gross), detail:
      Discretionary:

40.00   Appropriation...................          97         100         113
----------------------------------------------------------------------------

    Change in obligated balances:
72.40 Obligated balance, start of year..           8          10          11
73.10 Total new obligations.............          97         100         113
73.20 Total outlays (gross).............         -93        -100        -112
74.40 Obligated balance, end of year....          10          11          11
----------------------------------------------------------------------------

    Outlays (gross), detail:
86.90 Outlays from new discretionary 
        authority.......................          87          89         102
86.93 Outlays from discretionary 
        balances........................           7          11          11
                                           ---------   ---------  ----------
87.00   Total outlays (gross)...........          93         100         112
----------------------------------------------------------------------------

    Net budget authority and outlays:
89.00 Budget authority..................          97         100         113
90.00 Outlays...........................          93         100         112
---------------------------------------------------------------------------

  Budget Authority and Outlays Excluding Full Funding for Federal Retiree 
                       Costs (in millions of dollars)

----------------------------------------------------------------------------
                                         2001 actual   2002 est.   2003 est.
----------------------------------------------------------------------------

    Net budget authority and outlays:
89.00 Budget authority..................          80          83          87
90.00 Outlays...........................          76          83          86
---------------------------------------------------------------------------

    The Coast Guard Reserve Forces provide qualified personnel and 
trained units for active duty in event of conflict, national emergency, 
or natural and man-made disasters. The reservists maintain their 
readiness through mobilization exercises, and duty alongside regular 
Coast Guard members during routine and emergency operations. Reservists 
will continue to serve as a cost effective surge force for response to 
human and natural disasters. 

               Object Classification (in millions of dollars)

----------------------------------------------------------------------------
Identification code 69-0242-0-1-403      2001 actual   2002 est.   2003 est.
----------------------------------------------------------------------------

      Personnel compensation:

11.1    Full-time permanent.............           3           3           4
11.7    Military personnel..............          55          60          63
11.8    Special personal services 
          payments......................           1                       1
                                           ---------   ---------  ----------
11.9      Total personnel compensation..          59          63          68
12.1  Civilian personnel benefits.......           1           1           1
12.2  Military personnel benefits.......          23          23          33
21.0  Travel and transportation of 
        persons.........................           6           5           5
22.0  Transportation of things..........           2           2           1
25.2  Other services....................           1           1           1
25.8  Subsistence and support of persons           1           1           1
26.0  Supplies and materials............           1           1           1
31.0  Equipment.........................           3           3           2
                                           ---------   ---------  ----------
99.9    Total new obligations...........          97         100         113
---------------------------------------------------------------------------

                              Personnel Summary

----------------------------------------------------------------------------
Identification code 69-0242-0-1-403      2001 actual   2002 est.   2003 est.
----------------------------------------------------------------------------
    Total compensable workyears:
1001  Full-time equivalent employment...          85          87          92
1101  Full-time equivalent employment...         406         407         438
---------------------------------------------------------------------------

                                

               Research, Development, Test, and Evaluation

    For necessary expenses, not otherwise provided for, for applied 
scientific research, development, test, and evaluation; maintenance, 
rehabilitation, lease and operation of facilities and equipment, as 
authorized by law, [$20,222,000] $23,105,686, to remain available until 
expended, of which [$3,492,000] $3,500,000, shall be derived from the 
Oil Spill Liability Trust Fund: Provided, That there may be credited to 
and used for the purposes of this appropriation funds received from 
State and local governments, other public authorities, private sources, 
and foreign countries, for expenses incurred for research, development, 
testing, and evaluation. (Department of Transportation and Related 
Agencies Appropriations Act, 2002; additional authorizing legislation 
required.)

               Program and Financing (in millions of dollars)

----------------------------------------------------------------------------
Identification code 69-0243-0-1-403      2001 actual   2002 est.   2003 est.
----------------------------------------------------------------------------

    Obligations by program activity:
      Direct program:

00.02   Waterways safety and management 
          and aids to navigation........           1           2           1
00.03   Marine safety and security......           6           4           4
00.05   Marine environmental protection.           1           1           2
00.06   Comprehensive law enforcement...           5           5           5
00.07   Technology investment...........           5           4           5
00.08   Research and development 
          personnel, program support and 
          operations....................           5           5           5
                                           ---------   ---------  ----------
08.00   Total direct program............          23          21          22
09.01 Reimbursable program..............           1           2           2
                                           ---------   ---------  ----------
10.00   Total new obligations...........          25          24          25
----------------------------------------------------------------------------

    Budgetary resources available for obligation:
21.40 Unobligated balance carried 
        forward, start of year..........           1           1
22.00 New budget authority (gross)......          23          23          25
22.10 Resources available from 
        recoveries of prior year 
        obligations.....................           1
                                           ---------   ---------  ----------
23.90   Total budgetary resources 
          available for obligation......          25          24          25
23.95 Total new obligations.............         -25         -24         -25
24.40 Unobligated balance carried 
        forward, end of year............           1
----------------------------------------------------------------------------

    New budget authority (gross), detail:
      Discretionary:

40.00   Appropriation...................          19          18          20
68.00 Spending authority from offsetting 
        collections: Offsetting 
        collections (cash)..............           4           5           5
                                           ---------   ---------  ----------
70.00   Total new budget authority 
          (gross).......................          23          23          25
----------------------------------------------------------------------------

    Change in obligated balances:
72.40 Obligated balance, start of year..          12          16          13
73.10 Total new obligations.............          25          24          25
73.20 Total outlays (gross).............         -20         -27         -25
73.40 Adjustments in expired accounts 
        (net)...........................          -1
73.45 Recoveries of prior year 
        obligations.....................          -1
74.40 Obligated balance, end of year....          16          13          12
----------------------------------------------------------------------------

[[Page 728]]



    Outlays (gross), detail:
86.90 Outlays from new discretionary 
        authority.......................          15          15          16
86.93 Outlays from discretionary 
        balances........................           5          12           9
                                           ---------   ---------  ----------
87.00   Total outlays (gross)...........          20          27          25
----------------------------------------------------------------------------

    Offsets:
      Against gross budget authority and outlays:

88.40   Offsetting collections (cash) 
          from: Non-Federal sources.....          -4          -5          -5
----------------------------------------------------------------------------

    Net budget authority and outlays:
89.00 Budget authority..................          19          18          20
90.00 Outlays...........................          16          22          20
---------------------------------------------------------------------------

  Budget Authority and Outlays Excluding Full Funding for Federal Retiree 
                       Costs (in millions of dollars)

----------------------------------------------------------------------------
                                         2001 actual   2002 est.   2003 est.
----------------------------------------------------------------------------

    Net budget authority and outlays:
89.00 Budget authority..................          18          17          19
90.00 Outlays...........................          15          21          19
---------------------------------------------------------------------------

    The Coast Guard's Research and Development program includes the 
development of techniques, methods, hardware, and systems which directly 
contribute to increasing the productivity and effectiveness of Coast 
Guard's operating missions. In the wake of the events of September 11, 
2001, the R&D program will focus its efforts in 2003 on improvements to 
maritime homeland security in the port domain to help the Coast Guard 
protect American lives from the terrorist threat. R&D efforts will also 
continue in other vital Coast Guard mission areas, including marine 
environmental protection and response; risk assessment and competency; 
and human error reduction and fatigue analysis.

               Object Classification (in millions of dollars)

----------------------------------------------------------------------------
Identification code 69-0243-0-1-403      2001 actual   2002 est.   2003 est.
----------------------------------------------------------------------------

      Direct obligations:

        Personnel compensation:
11.1      Full-time permanent...........           5           6           6
11.7      Military personnel............           2           2           2
                                           ---------   ---------  ----------
11.9        Total personnel compensation           7           8           8
12.1    Civilian personnel benefits.....           2           2           3
21.0    Travel and transportation of 
          persons.......................           1           1           1
25.1    Advisory and assistance services           1           1           1
25.2    Other services..................           1
25.5    Research and development 
          contracts.....................          11          10          10
26.0    Supplies and materials..........           1
                                           ---------   ---------  ----------
99.0      Direct obligations............          24          22          23
99.0  Reimbursable obligations..........           1           2           2
                                           ---------   ---------  ----------
99.9    Total new obligations...........          25          24          25
---------------------------------------------------------------------------

                              Personnel Summary

----------------------------------------------------------------------------
Identification code 69-0243-0-1-403      2001 actual   2002 est.   2003 est.
----------------------------------------------------------------------------
    Total compensable workyears:
1001  Full-time equivalent employment...          70          74          74
1101  Full-time equivalent employment...          31          31          31
---------------------------------------------------------------------------

                                

Intragovernmental funds:

                         Coast Guard Supply Fund

               Program and Financing (in millions of dollars)

----------------------------------------------------------------------------
Identification code 69-4535-0-4-403      2001 actual   2002 est.   2003 est.
----------------------------------------------------------------------------

    Obligations by program activity:
10.00 Total new obligations (object 
        class 26.0).....................          68          64          64
----------------------------------------------------------------------------

    Budgetary resources available for obligation:
21.40 Unobligated balance carried 
        forward, start of year..........           2           2
22.00 New budget authority (gross)......          68          64          64
                                           ---------   ---------  ----------
23.90   Total budgetary resources 
          available for obligation......          70          66          64
23.95 Total new obligations.............         -68         -64         -64
24.40 Unobligated balance carried 
        forward, end of year............           2
----------------------------------------------------------------------------

    New budget authority (gross), detail:
      Discretionary:

68.00   Spending authority from 
          offsetting collections 
          (gross): Offsetting 
          collections (cash)............          68          64          64
----------------------------------------------------------------------------

    Change in obligated balances:
72.40 Obligated balance, start of year..           7           7           7
73.10 Total new obligations.............          68          64          64
73.20 Total outlays (gross).............         -68         -64         -64
74.40 Obligated balance, end of year....           7           7           7
----------------------------------------------------------------------------

    Outlays (gross), detail:
86.90 Outlays from new discretionary 
        authority.......................          68          64          64
----------------------------------------------------------------------------

    Offsets:
      Against gross budget authority and outlays:

        Offsetting collections (cash) 
            from:
88.00     Federal sources...............         -58         -54         -54
88.40     Non-Federal sources...........         -10         -10         -10
                                           ---------   ---------  ----------
88.90       Total, offsetting 
              collections (cash)........         -68         -64         -64
----------------------------------------------------------------------------

    Net budget authority and outlays:
89.00 Budget authority..................
90.00 Outlays...........................          -1
---------------------------------------------------------------------------

    The Coast Guard supply fund, in accordance with 14 U.S.C. 650, 
finances the procurement of uniform clothing, commissary provisions, 
general stores, technical material, and fuel for vessels over 180 feet 
in length. The fund is normally financed by reimbursements from sale of 
goods.

                                

                          Coast Guard Yard Fund

               Program and Financing (in millions of dollars)

----------------------------------------------------------------------------
Identification code 69-4743-0-4-403      2001 actual   2002 est.   2003 est.
----------------------------------------------------------------------------

    Obligations by program activity:
09.01 Costs of goods sold...............          20          24          24
09.02 Other.............................          37          49          54
09.03 Capital investment: Purchase of 
        equipment.......................           1           1           2
                                           ---------   ---------  ----------
10.00   Total new obligations...........          58          74          80
----------------------------------------------------------------------------

    Budgetary resources available for obligation:
21.40 Unobligated balance carried 
        forward, start of year..........           7          41
22.00 New budget authority (gross)......          91          33          80
                                           ---------   ---------  ----------
23.90   Total budgetary resources 
          available for obligation......          98          74          80
23.95 Total new obligations.............         -58         -74         -80
24.40 Unobligated balance carried 
        forward, end of year............          41
----------------------------------------------------------------------------

    New budget authority (gross), detail:
      Discretionary:

68.00   Spending authority from 
          offsetting collections 
          (gross): Offsetting 
          collections (cash)............          91          33          80
----------------------------------------------------------------------------

    Change in obligated balances:
72.40 Obligated balance, start of year..          -1         -10          30
73.10 Total new obligations.............          58          74          80
73.20 Total outlays (gross).............         -67         -33         -80
74.40 Obligated balance, end of year....         -10          30          30
----------------------------------------------------------------------------

[[Page 729]]



    Outlays (gross), detail:
86.90 Outlays from new discretionary 
        authority.......................          91          33          80
86.93 Outlays from discretionary 
        balances........................         -24
                                           ---------   ---------  ----------
87.00   Total outlays (gross)...........          67          33          80
----------------------------------------------------------------------------

    Offsets:
      Against gross budget authority and outlays:

88.00   Offsetting collections (cash) 
          from: Federal sources.........         -91         -33         -80
----------------------------------------------------------------------------

    Net budget authority and outlays:
89.00 Budget authority..................
90.00 Outlays...........................         -24
---------------------------------------------------------------------------

    This fund finances the industrial operation of the Coast Guard Yard, 
Curtis Bay, MD (14 U.S.C.). The yard finances its operations out of 
advances received from Coast Guard appropriations and other agencies for 
all direct and indirect costs.

                        ANALYSIS BY TYPE OF WORK

                                [Percent]

                                     2001 actual  2002 est.   2003 est.
Vessel repairs and alterations......          33          49          34
Boat repairs and construction.......           4
Buoy fabrication....................           2           2           2
Fabrication of special and 
miscellaneous items.................          61          49          64
                                    ------------------------------------
      Total.........................         100         100         100
                                    ====================================

               Object Classification (in millions of dollars)

----------------------------------------------------------------------------
Identification code 69-4743-0-4-403      2001 actual   2002 est.   2003 est.
----------------------------------------------------------------------------

      Personnel compensation:

11.1    Full-time permanent.............          21          24          25
11.3    Other than full-time permanent..           2           2           2
11.5    Other personnel compensation....           4           5           5
11.7    Military personnel..............           1           1           1
                                           ---------   ---------  ----------
11.9      Total personnel compensation..          28          32          33
12.1  Civilian personnel benefits.......           6           7           9
23.3  Communications, utilities, and 
        miscellaneous charges...........           3           2           2
25.2  Other services....................           2           4           5
26.0  Supplies and materials............          19          29          31
                                           ---------   ---------  ----------
99.9    Total new obligations...........          58          74          80
---------------------------------------------------------------------------

                              Personnel Summary

----------------------------------------------------------------------------
Identification code 69-4743-0-4-403      2001 actual   2002 est.   2003 est.
----------------------------------------------------------------------------
    Total compensable workyears:
2001  Full-time equivalent employment...         524         537         537
2101  Full-time equivalent employment...          17          17          17
---------------------------------------------------------------------------

                                

                  Coast Guard Military Retirement Fund

              Unavailable Collections (in millions of dollars)

----------------------------------------------------------------------------
Identification code 69-5499-0-2-602      2001 actual   2002 est.   2003 est.
----------------------------------------------------------------------------
01.99 Balance, start of year............
    Receipts:
02.43 Agency contributions, Coast Guard 
        military retirement fund........                                 329
02.44 Interest, Coast Guard military 
        retirement fund.................                                   1
02.45 General fund payment, Coast Guard 
        military retirement fund........                                 736
02.80 Coast Guard military retirement 
        fund............................                                  46
                                           ---------   ---------  ----------
02.99   Total receipts and collections..                               1,112
    Appropriations:
05.01 Coast Guard military retirement 
        fund............................                                -935
                                           ---------   ---------  ----------
05.99   Total appropriations............                                -935
                                           ---------   ---------  ----------
07.99 Balance, end of year..............                                 177
---------------------------------------------------------------------------

               Program and Financing (in millions of dollars)

----------------------------------------------------------------------------
Identification code 69-5499-0-2-602      2001 actual   2002 est.   2003 est.
----------------------------------------------------------------------------

    Obligations by program activity:
      Direct program:

00.01   Regular military personnel......                                 719
00.02   Reserve personnel...............                                  49
00.03   Survivor benefit programs.......                                  25
00.04   Medical care....................                                  96
09.01 Reimbursable program..............                                  46
                                           ---------   ---------  ----------
10.00   Total new obligations...........                                 935
----------------------------------------------------------------------------

    Budgetary resources available for obligation:
22.00 New budget authority (gross)......                                 935
23.95 Total new obligations.............                                -935
----------------------------------------------------------------------------

    New budget authority (gross), detail:
      Mandatory:

60.20   Appropriation (special fund)....                                 889
69.00 Offsetting collections (cash).....                                  46
                                           ---------   ---------  ----------
70.00   Total new budget authority 
          (gross).......................                                 935
----------------------------------------------------------------------------

    Change in obligated balances:
73.10 Total new obligations.............                                 935
73.20 Total outlays (gross).............                                -935
----------------------------------------------------------------------------

    Outlays (gross), detail:
86.97 Outlays from new mandatory 
        authority.......................                                 935
----------------------------------------------------------------------------

    Offsets:
      Against gross budget authority and outlays:

88.00   Offsetting collections (cash) 
          from: Federal sources.........                                 -46
----------------------------------------------------------------------------

    Net budget authority and outlays:
89.00 Budget authority..................                                 889
90.00 Outlays...........................                                 889
----------------------------------------------------------------------------

    Memorandum (non-add) entries:
92.02 Total investments, end of year: 
        Federal securities: Par value...                                 177
---------------------------------------------------------------------------

    The Administration proposed legislation in October 2001 to accrue 
fully the retirement costs of Coast Guard military personnel (as well as 
the Public Health Service and National Oceanic and Atmospheric 
Administration Commissioned Corps). The account will make payments to 
current retirees, receive the accrual payments from Coast Guard accounts 
for current active duty members, and receive a payment for unfunded 
liabilities of Coast Guard personnel.

    This program provides for retired pay of military personnel of the 
Coast Guard and Coast Guard Reserve, members of the former Lighthouse 
Service, and for annuities payable to beneficiaries of retired military 
personnel under the retired serviceman's family protection plan (10 
U.S.C. 1431-46) and survivor benefits plans (10 U.S.C. 1447-55); 
payments for career status bonuses under the National Defense 
Authorization Act; and for payments for medical care of retired 
personnel and their dependents under the Dependents Medical Care Act (10 
U.S.C., ch. 55).

    The following tabulation shows the average number of personnel on 
the rolls during 2001 compared with estimated numbers for 2002 and 2003:

                             AVERAGE NUMBER

                                     2001 actual  2002 est.   2003 est.
Category:
  Commissioned officers.............       5,633       5,750       5,912
  Warrant officers..................       4,512       4,605       4,689
  Enlisted personnel................      19,415      19,801      20,182
  Former Lighthouse Service 
    personnel.......................           5           3           2
  Reserve personnel.................       3,934       4,152       4,339
                                    ------------------------------------
      Total.........................      33,499      34,311      35,124
                                    ====================================

[[Page 730]]



               Object Classification (in millions of dollars)

----------------------------------------------------------------------------
Identification code 69-5499-0-2-602      2001 actual   2002 est.   2003 est.
----------------------------------------------------------------------------

      Direct obligations:

12.2    Military personnel benefits.....                                 793
25.6    Medical care....................                                  96
                                           ---------   ---------  ----------
99.0      Direct obligations............                                 889
99.0  Reimbursable obligations..........                                  46
                                           ---------   ---------  ----------
99.9    Total new obligations...........                                 935
---------------------------------------------------------------------------

                                

  

                               Trust Funds

                               Boat Safety

                     (aquatic resources trust fund)

               Program and Financing (in millions of dollars)

----------------------------------------------------------------------------
Identification code 69-8149-0-7-403      2001 actual   2002 est.   2003 est.
----------------------------------------------------------------------------

    Obligations by program activity:
00.01 State recreational boating safety 
        programs........................          59          72          59
00.02 Compliance and boating programs...           5           5           5
                                           ---------   ---------  ----------
10.00   Total new obligations...........          64          77          64
----------------------------------------------------------------------------

    Budgetary resources available for obligation:
21.40 Unobligated balance carried 
        forward, start of year..........          13          13
22.00 New budget authority (gross)......          64          64          64
                                           ---------   ---------  ----------
23.90   Total budgetary resources 
          available for obligation......          77          77          64
23.95 Total new obligations.............         -64         -77         -64
24.40 Unobligated balance carried 
        forward, end of year............          13
----------------------------------------------------------------------------

    New budget authority (gross), detail:
      Mandatory:

62.00   Transferred from other accounts.          64          64          64
----------------------------------------------------------------------------

    Change in obligated balances:
72.40 Obligated balance, start of year..          46          52          62
73.10 Total new obligations.............          64          77          64
73.20 Total outlays (gross).............         -58         -66         -65
74.40 Obligated balance, end of year....          52          62          62
----------------------------------------------------------------------------

    Outlays (gross), detail:
86.93 Outlays from discretionary 
        balances........................           1
86.97 Outlays from new mandatory 
        authority.......................          28          27          28
86.98 Outlays from mandatory balances...          29          39          37
                                           ---------   ---------  ----------
87.00   Total outlays (gross)...........          58          66          65
----------------------------------------------------------------------------

    Net budget authority and outlays:
89.00 Budget authority..................          64          64          64
90.00 Outlays...........................          58          66          65
---------------------------------------------------------------------------

    This account provides grants for the development and implementation 
of a coordinated national recreational boating safety program. Boating 
safety statistics reflect the success in meeting the program's 
objectives. No discretionary appropriation is requested for 2003 from 
the Boat safety account of the Aquatic resources trust fund. The 
Transportation Equity Act for the 21st Century (TEA-21) provides funding 
from the Aquatic resources trust fund of $64 million annually beginning 
in 1999. Of this total, $59 million is provided for grants to States and 
$5 million is available for Coast Guard coordination of the national 
boating safety program.

               Object Classification (in millions of dollars)

----------------------------------------------------------------------------
Identification code 69-8149-0-7-403      2001 actual   2002 est.   2003 est.
----------------------------------------------------------------------------
25.2  Other services....................           7           5           5
25.3  Other purchases of goods and 
        services from Government 
        accounts........................           1           1           1
41.0  Grants, subsidies, and 
        contributions...................          56          71          58
                                           ---------   ---------  ----------
99.9    Total new obligations...........          64          77          64
---------------------------------------------------------------------------

                                

                      Aquatic Resources Trust Fund

              Unavailable Collections (in millions of dollars)

----------------------------------------------------------------------------
Identification code 20-8147-0-7-403      2001 actual   2002 est.   2003 est.
----------------------------------------------------------------------------
01.99 Balance, start of year............         845         914         891
    Receipts:
02.01 Excise taxes, Sport fish 
        restoration.....................         358         385         393
02.02 Customs duties, Sport fish 
        restoration.....................          34          33          34
02.40 Interest on investments...........          95          42          52
                                           ---------   ---------  ----------
02.99   Total receipts and collections..         487         460         479
                                           ---------   ---------  ----------
04.00 Total: Balances and collections...       1,332       1,374       1,370
    Appropriations:
05.00 Sport fish restoration............        -418        -483        -460
                                           ---------   ---------  ----------
07.99 Balance, end of year..............         914         891         910
---------------------------------------------------------------------------

               Program and Financing (in millions of dollars)

----------------------------------------------------------------------------
Identification code 20-8147-0-7-403      2001 actual   2002 est.   2003 est.
----------------------------------------------------------------------------

    Memorandum (non-add) entries:
92.01 Total investments, start of year: 
        Federal securities: Par value...       1,192       1,304       1,280
92.02 Total investments, end of year: 
        Federal securities: Par value...       1,304       1,280       1,306
---------------------------------------------------------------------------

    The Internal Revenue Code of 1986, as amended by TEA-21, provides 
for the transfer of Highway Trust Fund revenue derived from the motor 
boat fuel tax and certain other taxes to the Aquatic Resources Trust 
Fund. Appropriations are authorized from this fund to meet expenditures 
for programs specified by law, including sport fish restoration and 
boating safety. Excise tax receipts for the trust fund include motorboat 
fuel tax receipts, plus receipts from excise taxes on sport fishing 
equipment, sonar and fish finders, small engine fuels, and import duties 
on fishing equipment and recreational vessels.

                     Oil Spill Liability Trust Fund

              Unavailable Collections (in millions of dollars)

----------------------------------------------------------------------------
Identification code 20-8185-0-7-304      2001 actual   2002 est.   2003 est.
----------------------------------------------------------------------------
01.99 Balance, start of year............         973         943         849
    Receipts:
02.00 Fines and penalties...............           4           6           6
02.02 Recoveries........................          60           7           7
02.40 Interest on investments...........          69          42          27
02.80 Oil spill response, EPA, 
        offsetting collections..........          19          25          25
                                           ---------   ---------  ----------
02.99   Total receipts and collections..         152          80          65
                                           ---------   ---------  ----------
04.00 Total: Balances and collections...       1,125       1,023         914
    Appropriations:
05.00 Minerals Management Service.......          -6          -6          -6
05.01 Oil spill response, EPA...........         -34         -40         -42
05.02 Oil spill recovery, Coast Guard...         -76         -61         -61
05.03 Trust fund share of expenses......         -48         -48         -48
05.04 Research and special programs 
        administration..................          -7          -8          -7
05.05 Denali Commission trust fund......         -11         -11         -11
                                           ---------   ---------  ----------
05.99   Total appropriations............        -182        -174        -175
                                           ---------   ---------  ----------
07.99 Balance, end of year..............         943         849         739
---------------------------------------------------------------------------

               Program and Financing (in millions of dollars)

----------------------------------------------------------------------------
Identification code 20-8185-0-7-304      2001 actual   2002 est.   2003 est.
----------------------------------------------------------------------------

    Memorandum (non-add) entries:
92.01 Total investments, start of year: 
        Federal securities: Par value...       1,199       1,128       1,040

[[Page 731]]

92.02 Total investments, end of year: 
        Federal securities: Par value...       1,128       1,040         925
---------------------------------------------------------------------------

    The Oil spill liability trust fund is used to finance oil pollution 
prevention and cleanup activities by various Federal agencies. In 
accordance with the provisions of the Act, the Fund may finance annually 
up to $50 million of emergency resources and all valid claims from 
injured parties resulting from oil spills. For Coast Guard, this funds 
the following accounts: Trust fund share of expenses, Oil spill 
recovery, and Payment of claims. The Omnibus Budget Reconciliation Act 
of 1989, Public Law 101-239, triggered collection of a 5 cent tax on 
each barrel of oil produced domestically or imported to be deposited 
into the Oil spill liability trust fund. The authority to collect the 
oil barrel tax expired on December 31, 1994. 

                  Status of Funds (in millions of dollars)

----------------------------------------------------------------------------
Identification code 20-8185-0-7-304      2001 actual   2002 est.   2003 est.
----------------------------------------------------------------------------
    Unexpended balance, start of year:
0100  Uninvested balance................          10          27
      U.S. Securities:

0101    Par value.......................       1,199       1,128       1,040
0102    Unrealized discounts............         -51         -14
                                           ---------   ---------  ----------
0199    Total balance, start of year....       1,156       1,143       1,040
    Cash income during the year:
      Current law:

        Receipts:
1200      Fines and penalties...........           4           6           6
1202      Recoveries....................          60           7           7
        Offsetting receipts 
            (intragovernmental):
1240      Earnings on investments, oil 
            spill liability trust fund..          69          42          27
        Offsetting collections:
1280      Offsetting collections........          19          25          25
1299    Income under present law........         152          80          65
    Cash outgo during year:
      Current law:

4500    Oil spill research..............          -7          -6          -6
4501    Oil spill response..............         -34         -48         -45
4502    Oil Spill Recovery, Coast Guard.         -71         -61         -61
4503    Trust fund share of expenses....         -48         -48         -48
4504    Trust fund share of pipeline 
          safety........................          -7          -5          -8
4505    Denali Commission trust fund....                     -11         -11
4507    North Pacific marine research 
          institute fund................                      -5
4599    Outgo under current law (-).....        -167        -184        -179
    Unexpended balance, end of year:
8700  Uninvested balance................          27
      Federal securities:

8701    Par value.......................       1,128       1,040         925
8702    Unrealized discounts............         -14
                                           ---------   ---------  ----------
8799    Total balance, end of year......       1,143       1,040         925
---------------------------------------------------------------------------

                                

                     Oil Spill Recovery, Coast Guard

                    (oil spill liability trust fund)

               Program and Financing (in millions of dollars)

----------------------------------------------------------------------------
Identification code 69-8349-0-7-304      2001 actual   2002 est.   2003 est.
----------------------------------------------------------------------------

    Obligations by program activity:
00.01 Emergency fund....................         112          50          50
00.02 Payment of claims.................          25          10          10
00.03 Prince William Sound Oil Spill 
        Recovery Institute..............           1           1           1
                                           ---------   ---------  ----------
10.00   Total new obligations (object 
          class 25.2)...................         138          61          61
----------------------------------------------------------------------------

    Budgetary resources available for obligation:
21.40 Unobligated balance carried 
        forward, start of year..........          76          18          18
22.00 New budget authority (gross)......          76          61          61
22.10 Resources available from 
        recoveries of prior year 
        obligations.....................           4
                                           ---------   ---------  ----------
23.90   Total budgetary resources 
          available for obligation......         156          79          79
23.95 Total new obligations.............        -138         -61         -61
24.40 Unobligated balance carried 
        forward, end of year............          18          18          18
----------------------------------------------------------------------------

    New budget authority (gross), detail:
      Mandatory:

60.26   Appropriation (trust fund)......          76          61          61
----------------------------------------------------------------------------

    Change in obligated balances:
72.40 Obligated balance, start of year..          92         156         156
73.10 Total new obligations.............         138          61          61
73.20 Total outlays (gross).............         -71         -61         -61
73.45 Recoveries of prior year 
        obligations.....................          -4
74.40 Obligated balance, end of year....         156         156         156
----------------------------------------------------------------------------

    Outlays (gross), detail:
86.97 Outlays from new mandatory 
        authority.......................          71          61          61
----------------------------------------------------------------------------

    Net budget authority and outlays:
89.00 Budget authority..................          76          61          61
90.00 Outlays...........................          71          61          61
---------------------------------------------------------------------------
Distribution of budget authority by 
    account:
  Emergency fund....................          50          50          50
  Oil spill recovery institute......           1           1           1
  Payment of claims.................          25          10          10
------------------------------------------------------------------------
Distribution of outlays by account:
  Emergency fund....................          45          50          50
  Oil spill recovery institute......           1           1           1
  Payment of claims.................          13          10          10
------------------------------------------------------------------------

    This account provides resources from the Oil Spill Liability Trust 
Fund for costs associated with the cleanup of oil spills. These include 
emergency costs associated with oil spill cleanup, the Prince William 
Sound Oil Spill Recovery Institute, and the payment of claims to those 
who suffer harm from oil spills where the responsible party is not 
identifiable or is without resources. The program activities in this 
account will continue to be funded under separate permanent 
appropriations, and are being displayed in a consolidated format to 
enhance presentation.

                                

                      Trust Fund Share of Expenses

                    (oil spill liability trust fund)

               Program and Financing (in millions of dollars)

----------------------------------------------------------------------------
Identification code 69-8314-0-7-304      2001 actual   2002 est.   2003 est.
----------------------------------------------------------------------------

    Obligations by program activity:
00.01 Operating expenses................          25          25          25
00.02 Acquisition, construction and 
        improvements....................          20          20          20
00.03 Research, development, test and 
        evaluation......................           3           3           3
                                           ---------   ---------  ----------
10.00   Total new obligations (object 
          class 92.0)...................          48          48          48
----------------------------------------------------------------------------

    Budgetary resources available for obligation:
22.00 New budget authority (gross)......          48          48          48
23.95 Total new obligations.............         -48         -48         -48
----------------------------------------------------------------------------

    New budget authority (gross), detail:
      Discretionary:

40.26   Appropriation (trust fund)......          48          48          48
----------------------------------------------------------------------------

    Change in obligated balances:
73.10 Total new obligations.............          48          48          48
73.20 Total outlays (gross).............         -48         -48         -48
----------------------------------------------------------------------------

    Outlays (gross), detail:
86.90 Outlays from new discretionary 
        authority.......................          48          48          48
----------------------------------------------------------------------------

    Net budget authority and outlays:
89.00 Budget authority..................          48          48          48
90.00 Outlays...........................          48          48          48
---------------------------------------------------------------------------
Distribution of budget authority by 
    account:
  Operating expenses....................          25          25          25
  Acquisition, construction and 
    improvement.........................          20          20          20
  Research, development, test, and 
    evaluation..........................           3           3           3
Distribution of outlays by account:
  Operating expenses....................          25          25          25
  Acquisition, construction and 
    improvements........................          20          20          20
  Research, development, test, and 
    evaluation..........................           3           3           3
---------------------------------------------------------------------------



[[Page 732]]



    This account provides resources from the Oil spill liability trust 
fund for activities authorized under the Operating expenses; 
Acquisition, construction, and improvements; and Research, development, 
test and evaluation accounts.

                                

                     Coast Guard General Gift Fund 

               Program and Financing (in millions of dollars)

----------------------------------------------------------------------------
Identification code 69-8533-0-7-403      2001 actual   2002 est.   2003 est.
----------------------------------------------------------------------------

    Budgetary resources available for obligation:
21.40 Unobligated balance carried 
        forward, start of year..........           1           2           2
24.40 Unobligated balance carried 
        forward, end of year............           2           2           2
----------------------------------------------------------------------------

    Net budget authority and outlays:
89.00 Budget authority..................
90.00 Outlays...........................
----------------------------------------------------------------------------

    Memorandum (non-add) entries:
92.01 Total investments, start of year: 
        Federal securities: Par value...           1
---------------------------------------------------------------------------

    This trust fund, maintained from gifts and bequests, is used for 
purposes as specified by the donor in connection with the Coast Guard 
training program (10 U.S.C. 2601).

                                

                  Miscellaneous Trust Revolving Funds 

              Unavailable Collections (in millions of dollars)

----------------------------------------------------------------------------
Identification code 69-9981-0-8-403      2001 actual   2002 est.   2003 est.
----------------------------------------------------------------------------
01.99 Balance, start of year............
    Receipts:
02.80 Right-of-way revolving fund 
        liquidating account, offsetting 
        collections.....................           8           8           8
    Appropriations:
05.00 Right-of-way revolving fund 
        liquidating account.............          -8          -8          -8
                                           ---------   ---------  ----------
07.99 Balance, end of year..............
---------------------------------------------------------------------------

               Program and Financing (in millions of dollars)

----------------------------------------------------------------------------
Identification code 69-9981-0-8-403      2001 actual   2002 est.   2003 est.
----------------------------------------------------------------------------

    Obligations by program activity:
10.00 Total new obligations (object 
        class 25.2).....................           8           8           8
----------------------------------------------------------------------------

    Budgetary resources available for obligation:
22.00 New budget authority (gross)......           8           8           8
23.95 Total new obligations.............          -8          -8          -8
----------------------------------------------------------------------------

    New budget authority (gross), detail:
      Mandatory:

69.00   Offsetting collections (cash)...           8           8           8
----------------------------------------------------------------------------

    Change in obligated balances:
73.10 Total new obligations.............           8           8           8
73.20 Total outlays (gross).............          -8          -8          -8
----------------------------------------------------------------------------

    Outlays (gross), detail:
86.97 Outlays from new mandatory 
        authority.......................           8           8           8
----------------------------------------------------------------------------

    Offsets:
      Against gross budget authority and outlays:

88.00   Offsetting collections (cash) 
          from: Federal sources.........          -8          -8          -8
----------------------------------------------------------------------------

    Net budget authority and outlays:
89.00 Budget authority..................
90.00 Outlays...........................
---------------------------------------------------------------------------

    The Coast Guard cadet fund is used by the Superintendent of the 
Coast Guard Academy to receive, plan, control, and expend funds for 
personal expenses and obligations of Coast Guard cadets.

    The Coast Guard surcharge collections, sales of commissary stores 
fund is used to finance expenses incurred in connection with the 
operation of the Coast Guard commissary store in Kodiak, Alaska. Revenue 
is derived from a surcharge placed on sales (14 U.S.C. 487).

                                


 
                     FEDERAL AVIATION ADMINISTRATION

    The following table depicts the total funding for all Federal 
Aviation Administration programs, for which more detail is furnished in 
the budget schedules:

                        [In millions of dollars]

                                     2001 actual  2002 est.   2003 est.
Budget authority:
  Operations........................   \1\ 6,926       7.474       7.482
    General fund (memorandum entry).     (2,521)     (1,500)     (3.683)
  Grants-in-aid for airports (trust 
    fund)...........................   \2\ 2,597   \3\ 3,176       3,404
  Facilities and equipment (trust)..   \1\ 2,667   \4\ 3,024       2.999
  Research, engineering, and 
    development (trust).............     \1\ 189         248         127
  Aviation user fees................          30
                                    ------------------------------------
      Total net.....................      12,409      13,922      14,012
                                    ====================================
Obligations:
  Operations........................       6,878       7,994       7,502
    General fund (memorandum entry).     (2,450)     (2,020)     (3,703)
  Grants-in-aid for airports (trust)       3,289       3,478       3,404
  Facilities and equipment (trust)..       2,472       2,825       3,033
  Research, engineering, and 
    development (trust).............         193         262         127
  Aviation insurance revolving fund.                      62           1
                                    ------------------------------------
      Total net.....................      12,832      14,621      14,067
                                    ====================================
Outlays:
  Operations........................       6,717       8,777       7.525
    General fund (memorandum entry).     (1,648)     (2,751)     (3,702)
  Grants-in-aid for airports (trust)       2,020       2,801       3,273
  Facilities and equipment (trust)..       2,282       2,406       2.727
  Research, engineering, and 
    development (trust).............         169         250         198
  Aviation insurance revolving fund.          -9          45          -2
  Administrative services franchise 
    fund............................         -66          72           3
                                    ------------------------------------
      Total net.....................      11,113      14,351      13,724
                                    ====================================
    Note.--The amount shown as Operations includes the general fund 
share of operations.
    \1\ Reflects a reduction of 0.22 percent in 2001 as required by P.L. 
106-554.
    \2\ Reflects a rescission of $609 million, as required by P.L. 106-
346, P.L. 106-554, P.L. 107-20.
    \3\ Reflects a rescission of $302 million, as required by P.L. 107-
87.
    \4\ Includes $15 million rescission of unobligated balances.

                                

                              Federal Funds

General and special funds:

                               Operations

    For necessary expenses of the Federal Aviation Administration, not 
otherwise provided for, including operations and research activities 
related to commercial space transportation, administrative expenses for 
research and development, establishment of air navigation facilities, 
the operation (including leasing) and maintenance of aircraft, 
subsidizing the cost of aeronautical charts and maps sold to the public, 
lease or purchase of passenger motor vehicles for replacement only, in 
addition to amounts made available by Public Law 104-264, 
[$6,886,000,000] $7,481,970,000, of which [$5,773,519,000] 
$3,799,278,000 shall be derived from the Airport and Airway Trust Fund[, 
of which not to exceed $5,452,871,000 shall be available for air traffic 
services program activities; not to exceed $768,769,000 shall be 
available for aviation regulation and certification program activities; 
not to exceed $150,154,000 shall be available for civil aviation 
security program activities; not to exceed $195,799,000 shall be 
available for research and acquisition program activities; not to exceed 
$12,456,000 shall be available for commercial space transportation 
program activities; not to exceed $50,284,000 shall be available for 
financial services program activities; not to exceed $69,516,000 shall 
be available for human resources program activities; not to exceed 
$85,943,000 shall be available for regional coordination program 
activities; and not to exceed $109,208,000 shall be available for staff 
offices]: Provided, [That none of the funds in this Act shall

[[Page 733]]

be available for the Federal Aviation Administration to finalize or 
implement any regulation that would promulgate new aviation user fees 
not specifically authorized by law after the date of the enactment of 
this Act: Provided further,] That there may be credited to this 
appropriation funds received from States, counties, municipalities, 
foreign authorities, other public authorities, and private sources, for 
expenses incurred in the provision of agency services, including 
receipts for the maintenance and operation of air navigation facilities, 
and for issuance, renewal or modification of certificates, including 
airman, aircraft, and repair station certificates, or for tests related 
thereto, or for processing major repair or alteration forms: [Provided 
further, That of the funds appropriated under this heading, not less 
than $6,000,000 shall be for the contract tower cost-sharing program:] 
Provided further, That funds may be used to enter into a grant agreement 
with a nonprofit standard-setting organization to assist in the 
development of aviation safety standards: Provided further, That none of 
the funds in this Act shall be available for new applicants for the 
second career training program: Provided further, That none of the funds 
in this Act shall be available for paying premium pay under 5 U.S.C. 
5546(a) to any Federal Aviation Administration employee unless such 
employee actually performed work during the time corresponding to such 
premium pay: Provided further, That none of the funds in this Act may be 
obligated or expended to operate a manned auxiliary flight service 
station in the contiguous United States: Provided further, That none of 
the funds in this Act for aeronautical charting and cartography are 
available for activities conducted by, or coordinated through, the 
Transportation Administrative Service Center. (Department of 
Transportation and Related Agencies Appropriations Act, 2002; additional 
authorizing legislation required.)

                    [(airport and airway trust fund)]

    [For emergency expenses to respond to the September 11, 2001, 
terrorist attacks on the United States, for ``Operations'', 
$200,000,000, to be derived from the Airport and Airway Trust Fund and 
to remain available until September 30, 2003, to be obligated from 
amounts made available in Public Law 107-38.] (Emergency Supplemental 
Act, 2002.)

               Program and Financing (in millions of dollars)

----------------------------------------------------------------------------
Identification code 69-1301-0-1-402      2001 actual   2002 est.   2003 est.
----------------------------------------------------------------------------

    Obligations by program activity:
      Direct program:

00.01   Air traffic services............       5,446       5,792       6,096
00.02   Regulation and certification....         735         810         839
00.03   Civil aviation security.........         150         179           9
00.04   Research and acquisitions.......         193         199         206
00.05   Commercial space transportation.          12          12          12
00.06   Regional coordination...........         103          92          95
00.07   Human resources.................          57          72          74
00.08   Financial services..............          49          51          53
00.09   Staff offices...................         109         114         113
00.10   Emergency response fund.........           1         473
00.11   Information services/CIO........                                   5
09.01 Reimbursable program..............          68          80          83
                                           ---------   ---------  ----------
10.00   Total new obligations...........       6,923       7,874       7,585
----------------------------------------------------------------------------

    Budgetary resources available for obligation:
21.40 Unobligated balance carried 
        forward, start of year..........                     128
22.00 New budget authority (gross)......       7,062       7,396       7,585
22.22 Unobligated balance transferred 
        from other accounts.............                     351
                                           ---------   ---------  ----------
23.90   Total budgetary resources 
          available for obligation......       7,062       7,875       7,585
23.95 Total new obligations.............      -6,923      -7,874      -7,585
23.98 Unobligated balance expiring or 
        withdrawn.......................         -11
24.40 Unobligated balance carried 
        forward, end of year............         128
----------------------------------------------------------------------------

    New budget authority (gross), detail:
      Discretionary:

40.00   Appropriation...................       2,490       1,495       3,683
40.20   Appropriation (special fund)....                       8
40.72   Reduction pursuant to P.L. 107-
          117...........................                      -1
40.76   Reduction pursuant to P.L. 107-
          87............................                      -2
40.77   Reduction pursuant to P.L. 106-
          554 (0.22 percent)............          -5
42.00   Transferred from other accounts.         123
                                           ---------   ---------  ----------
43.00     Appropriation (total 
            discretionary)..............       2,608       1,500       3,683
      Mandatory:

61.00   Transferred to other accounts...         -50
      Spending authority from offsetting 
          collections:

        Discretionary:
68.00     Offsetting collections (cash).       4,467       5,896       3,902
68.10     Change in uncollected customer 
            payments from Federal 
            sources (unexpired).........          37
                                           ---------   ---------  ----------
68.90       Spending authority from 
              offsetting collections 
              (total discretionary).....       4,504       5,896       3,902
                                           ---------   ---------  ----------
70.00   Total new budget authority 
          (gross).......................       7,062       7,396       7,585
----------------------------------------------------------------------------

    Change in obligated balances:
72.40 Obligated balance, start of year..         107         854          81
73.10 Total new obligations.............       6,923       7,874       7,585
73.20 Total outlays (gross).............      -6,152      -8,647      -7,604
73.40 Adjustments in expired accounts 
        (net)...........................          13
74.00 Change in uncollected customer 
        payments from Federal sources 
        (unexpired).....................         -37
74.40 Obligated balance, end of year....         854          81          62
----------------------------------------------------------------------------

    Outlays (gross), detail:
86.90 Outlays from new discretionary 
        authority.......................       6,048       6,569       6,736
86.93 Outlays from discretionary 
        balances........................         104       2,078         869
                                           ---------   ---------  ----------
87.00   Total outlays (gross)...........       6,152       8,647       7,604
----------------------------------------------------------------------------

    Offsets:
      Against gross budget authority and outlays:

        Offsetting collections (cash) 
            from:
88.00     Federal sources...............      -4,484      -5,876      -3,882
88.40     Non-Federal sources...........         -20         -20         -20
                                           ---------   ---------  ----------
88.90       Total, offsetting 
              collections (cash)........      -4,504      -5,896      -3,902
      Against gross budget authority only:

88.95   Change in uncollected customer 
          payments from Federal sources 
          (unexpired)...................         -37
----------------------------------------------------------------------------

    Net budget authority and outlays:
89.00 Budget authority..................       2,521       1,500       3,683
90.00 Outlays...........................       1,648       2,751       3,702
---------------------------------------------------------------------------

  Budget Authority and Outlays Excluding Full Funding for Federal Retiree 
                       Costs (in millions of dollars)

----------------------------------------------------------------------------
                                         2001 actual   2002 est.   2003 est.
----------------------------------------------------------------------------

    Net budget authority and outlays:
89.00 Budget authority..................       2,160       1,118       3,278
90.00 Outlays...........................       1,287       2,369       3,297
---------------------------------------------------------------------------

    For 2003, the Budget requests $7,482 million. These funds will be 
used to continue to provide non-security-related services to the 
aviation community and to increase critical efforts to augment safety 
oversight, increase system capacity, reduce runway incursions, and 
decrease system delays.

               Object Classification (in millions of dollars)

----------------------------------------------------------------------------
Identification code 69-1301-0-1-402      2001 actual   2002 est.   2003 est.
----------------------------------------------------------------------------

      Direct obligations:

        Personnel compensation:
11.1      Full-time permanent...........       3,481       3,945       3,349
11.3      Other than full-time permanent          30          29          29
11.5      Other personnel compensation..         293         306         306
11.8      Special personal services 
            payments....................           1           1           1
                                           ---------   ---------  ----------
11.9        Total personnel compensation       3,805       4,281       3,685
12.1    Civilian personnel benefits.....       1,369       1,457       1,479
13.0    Benefits for former personnel...           1           1           1
21.0    Travel and transportation of 
          persons.......................         102         101         101
22.0    Transportation of things........          19          19          19
23.1    Rental payments to GSA..........          82          96          96
23.2    Rental payments to others.......          39          37          37
23.3    Communications, utilities, and 
          miscellaneous charges.........         341         340         340
24.0    Printing and reproduction.......          14          13          13
25.1    Advisory and assistance services          15          12          12
25.2    Other services..................         941       1,221       1,501
25.3    Other purchases of goods and 
          services from Government 
          accounts......................           5           6           7
26.0    Supplies and materials..........          57         182         183
31.0    Equipment.......................          60          26          26
32.0    Land and structures.............           3           1           1

[[Page 734]]

42.0    Insurance claims and indemnities           2           1           1
                                           ---------   ---------  ----------
99.0      Direct obligations............       6,855       7,794       7,502
99.0  Reimbursable obligations..........          68          80          83
                                           ---------   ---------  ----------
99.9    Total new obligations...........       6,923       7,874       7,585
---------------------------------------------------------------------------

                              Personnel Summary

----------------------------------------------------------------------------
Identification code 69-1301-0-1-402      2001 actual   2002 est.   2003 est.
----------------------------------------------------------------------------
    Direct:
1001  Total compensable workyears: Full-
        time equivalent employment......      43,964      45,212      44,575
    Reimbursable:
2001  Total compensable workyears: Full-
        time equivalent employment......         209         283         283
---------------------------------------------------------------------------

                                

                           Aviation User Fees

              Unavailable Collections (in millions of dollars)

----------------------------------------------------------------------------
Identification code 69-5422-0-2-402      2001 actual   2002 est.   2003 est.
----------------------------------------------------------------------------
01.99 Balance, start of year............
    Receipts:
02.00 Overflight user fees..............          30          28          30
02.80 FAA activities, offsetting 
        collections.....................                                  83
                                           ---------   ---------  ----------
02.99   Total receipts and collections..          30          28         113
    Appropriations:
05.00 FAA activities....................         -30         -20         -30
05.01 Essential air service and rural 
        improvement fund................                                 -83
05.02 Operations........................                      -8
                                           ---------   ---------  ----------
05.99   Total appropriations............         -30         -28        -113
                                           ---------   ---------  ----------
07.99 Balance, end of year..............
---------------------------------------------------------------------------

               Program and Financing (in millions of dollars)

----------------------------------------------------------------------------
Identification code 69-5422-0-2-402      2001 actual   2002 est.   2003 est.
----------------------------------------------------------------------------

    Budgetary resources available for obligation:
21.40 Unobligated balance carried 
        forward, start of year..........                      30
22.00 New budget authority (gross)......          30
22.21 Unobligated balance transferred to 
        other accounts..................                     -30
                                           ---------   ---------  ----------
23.90   Total budgetary resources 
          available for obligation......          30
24.40 Unobligated balance carried 
        forward, end of year............          30
----------------------------------------------------------------------------

    New budget authority (gross), detail:
      Mandatory:

60.20   Appropriation (special fund)....          30          20          30
61.00   Transferred to other accounts...                     -20         -30
                                           ---------   ---------  ----------
62.50     Appropriation (total 
            mandatory)..................          30
----------------------------------------------------------------------------

    Net budget authority and outlays:
89.00 Budget authority..................          30
90.00 Outlays...........................
---------------------------------------------------------------------------

    The Federal Aviation Reauthorization Act of 1996 (P.L. 104-264) 
authorized the collection of user fees for services provided by the FAA 
to aircraft that neither takeoff nor land in the United States, commonly 
known as overflight fees. In addition, the Act permanently appropriated 
the first $50 million of such fees, or other FAA resources in the event 
collections are lower than $50 million, to be used for the Essential Air 
Service (EAS) program and rural airport improvements. Amounts collected 
in excess of $50 million are permanently appropriated for authorized 
expenses of the FAA. The Budget estimates that $30 million in overflight 
fees will be collected in 2003, and transferred to the Essential Air 
Service and Rural Airport Improvement Fund. As collections are estimated 
to be below required EAS funding, the Budget proposes $83 million in EAS 
financing will be provided from funds made available from the Airport 
Improvement Program.

                                

Public enterprise funds:

                    Aviation Insurance Revolving Fund

    [The Secretary of Transportation is hereby authorized to make such 
expenditures and investments, within the limits of funds available 
pursuant to 49 U.S.C. 44307, and in accordance with section 104 of the 
Government Corporation Control Act, as amended (31 U.S.C. 9104), as may 
be necessary in carrying out the program for aviation insurance 
activities under chapter 443 of title 49, United States Code.] 
(Department of Transportation and Related Agencies Appropriations Act, 
2002.)

               Program and Financing (in millions of dollars)

----------------------------------------------------------------------------
Identification code 69-4120-0-3-402      2001 actual   2002 est.   2003 est.
----------------------------------------------------------------------------

    Obligations by program activity:
00.01 Program administration............                       1           1
00.02 Incremental premium reimbursement.                      61
                                           ---------   ---------  ----------
10.00   Total new obligations...........                      62           1
----------------------------------------------------------------------------

    Budgetary resources available for obligation:
21.40 Unobligated balance carried 
        forward, start of year..........          79          88          93
22.00 New budget authority (gross)......           9          17           2
22.22 Unobligated balance transferred 
        from other accounts.............                      50
                                           ---------   ---------  ----------
23.90   Total budgetary resources 
          available for obligation......          88         155          95
23.95 Total new obligations.............                     -62          -1
24.40 Unobligated balance carried 
        forward, end of year............          88          93          94
----------------------------------------------------------------------------

    New budget authority (gross), detail:
      Discretionary:

68.00   Spending authority from 
          offsetting collections 
          (gross): Offsetting 
          collections (cash)............           9          17           2
----------------------------------------------------------------------------

    Change in obligated balances:
73.10 Total new obligations.............                      62           1
73.20 Total outlays (gross).............                     -62
----------------------------------------------------------------------------

    Outlays (gross), detail:
86.97 Outlays from new mandatory 
        authority.......................                      62
----------------------------------------------------------------------------

    Offsets:
      Against gross budget authority and outlays:

88.00   Offsetting collections (cash) 
          from: Federal sources.........          -9         -17          -2
----------------------------------------------------------------------------

    Net budget authority and outlays:
89.00 Budget authority..................
90.00 Outlays...........................          -9          45          -2
----------------------------------------------------------------------------

    Memorandum (non-add) entries:
92.01 Total investments, start of year: 
        Federal securities: Par value...                                  92
92.02 Total investments, end of year: 
        Federal securities: Par value...                      92          94
---------------------------------------------------------------------------

    The fund provides direct support for the aviation insurance program 
(chapter 443 of title 49, U.S. Code). Income to the fund is derived from 
premium collections for premium insurance coverage issued, income from 
authorized investments, and binder fees for nonpremium coverage issued. 
The binders provide aviation insurance coverage for U.S. air carrier 
aircraft used in connection with certain Government contract operations 
by the Department of Defense and the Department of State. The Air 
Transportation System Safety and Stabilization Act (P.L. 107-42) 
expanded the aviation insurance program to all U.S. air carriers for 
world-wide operations.

[[Page 735]]

               Object Classification (in millions of dollars)

----------------------------------------------------------------------------
Identification code 69-4120-0-3-402      2001 actual   2002 est.   2003 est.
----------------------------------------------------------------------------
42.0  Direct obligations: Insurance 
        claims and indemnities..........                      61
99.5  Below reporting threshold.........                       1           1
                                           ---------   ---------  ----------
99.9    Total new obligations...........                      62           1
---------------------------------------------------------------------------

                              Personnel Summary

----------------------------------------------------------------------------
Identification code 69-4120-0-3-402      2001 actual   2002 est.   2003 est.
----------------------------------------------------------------------------
1001  Total compensable workyears: Full-
        time equivalent employment......           2           3           3
---------------------------------------------------------------------------

                                

Intragovernmental accounts:

                 Administrative Services Franchise Fund

               Program and Financing (in millions of dollars)

----------------------------------------------------------------------------
Identification code 69-4562-0-4-402      2001 actual   2002 est.   2003 est.
----------------------------------------------------------------------------

    Obligations by program activity:
09.01 Accounting........................          21          13          13
09.02 Payroll...........................           4           4           4
09.03 Travel............................           1           2           2
09.04 Duplicating services..............           6           7           7
09.05 Multi-media.......................           1           2           2
09.06 Training..........................           4           5           5
09.07 Logistics.........................         139         140         150
09.08 Aircraft maintenance..............          30          33          36
09.10 Information technology............           4          43          50
09.11 Accrued Federal employee pensions 
        and annuitant health benefits...           5           5           5
                                           ---------   ---------  ----------
10.00   Total new obligations...........         215         254         274
----------------------------------------------------------------------------

    Budgetary resources available for obligation:
21.40 Unobligated balance carried 
        forward, start of year..........           3          26           3
22.00 New budget authority (gross)......         238         231         271
                                           ---------   ---------  ----------
23.90   Total budgetary resources 
          available for obligation......         241         257         274
23.95 Total new obligations.............        -215        -254        -274
24.40 Unobligated balance carried 
        forward, end of year............          26           3
----------------------------------------------------------------------------

    New budget authority (gross), detail:
      Spending authority from offsetting 
          collections:

        Discretionary:
68.00     Offsetting collections (cash).         232         231         271
68.10     Change in uncollected customer 
            payments from Federal 
            sources (unexpired).........           6
                                           ---------   ---------  ----------
68.90       Spending authority from 
              offsetting collections 
              (total discretionary).....         238         231         271
----------------------------------------------------------------------------

    Change in obligated balances:
72.40 Obligated balance, start of year..           9          49
73.10 Total new obligations.............         215         254         274
73.20 Total outlays (gross).............        -168        -303        -274
74.00 Change in uncollected customer 
        payments from Federal sources 
        (unexpired).....................          -6
74.40 Obligated balance, end of year....          49
----------------------------------------------------------------------------

    Outlays (gross), detail:
86.90 Outlays from new discretionary 
        authority.......................         156         231         271
86.93 Outlays from discretionary 
        balances........................          12          72           3
                                           ---------   ---------  ----------
87.00   Total outlays (gross)...........         168         303         274
----------------------------------------------------------------------------

    Offsets:
      Against gross budget authority and outlays:

88.00   Offsetting collections (cash) 
          from: Federal sources.........        -232        -231        -271
      Against gross budget authority only:

88.95   Change in uncollected customer 
          payments from Federal sources 
          (unexpired)...................          -6
----------------------------------------------------------------------------

    Net budget authority and outlays:
89.00 Budget authority..................
90.00 Outlays...........................         -66          72           3
---------------------------------------------------------------------------

    In 1997, the Federal Aviation Administration established a franchise 
fund to finance operations where the costs for goods and services 
provided are charged to the users on a reimbursable basis. The fund 
improves organizational efficiency and provides better support to FAA's 
internal and external customers. The activities included in this 
franchise fund are: training, accounting, payroll, travel, duplicating 
services, multi-media services, information technology, materiel 
management (logistics), and aircraft maintenance.

               Object Classification (in millions of dollars)

----------------------------------------------------------------------------
Identification code 69-4562-0-4-402      2001 actual   2002 est.   2003 est.
----------------------------------------------------------------------------
11.1  Personnel compensation: Full-time 
        permanent.......................          54          64          68
12.1  Civilian personnel benefits.......          18          22          23
21.0  Travel and transportation of 
        persons.........................           2           3           3
22.0  Transportation of things..........           3           3           3
23.3  Communications, utilities, and 
        miscellaneous charges...........                       1           1
24.0  Printing and reproduction.........           3           3           3
25.2  Other services....................          80          98         111
26.0  Supplies and materials............          50          52          54
31.0  Equipment.........................           5           8           8
                                           ---------   ---------  ----------
99.0      Reimbursable obligations......         215         254         274
                                           ---------   ---------  ----------
99.9    Total new obligations...........         215         254         274
---------------------------------------------------------------------------

                              Personnel Summary

----------------------------------------------------------------------------
Identification code 69-4562-0-4-402      2001 actual   2002 est.   2003 est.
----------------------------------------------------------------------------
2001  Total compensable workyears: Full-
        time equivalent employment......         977       1,067       1,067
---------------------------------------------------------------------------

                                

  

                               Trust Funds

                      Airport and Airway Trust Fund

              Unavailable Collections (in millions of dollars)

----------------------------------------------------------------------------
Identification code 20-8103-0-7-402      2001 actual   2002 est.   2003 est.
----------------------------------------------------------------------------
01.99 Balance, start of year............       7,074       7,344       4,738
    Receipts:
02.00 Excise taxes......................       9,191       8,939       9,680
02.40 Interest..........................         882         869         623
02.81 Facilities and equipment, 
        offsetting collections..........          72         208         120
02.82 Research, engineering and 
        development, offsetting 
        collections.....................           4          16          16
                                           ---------   ---------  ----------
02.99   Total receipts and collections..      10,149      10,032      10,439
                                           ---------   ---------  ----------
04.00 Total: Balances and collections...      17,223      17,376      15,177
    Appropriations:
05.00 Trust fund share of FAA operations      -4,405      -5,974      -3,799
05.01 Grants-in-aid for airports 
        liquidating cash................      -2,594      -3,173      -3,404
05.02 Facilities and equipment..........      -2,723      -3,230      -3,119
05.03 Research, engineering and 
        development.....................        -191        -261        -143
05.05 Office of airline information.....                                  -4
                                           ---------   ---------  ----------
05.99   Total appropriations............      -9,913     -12,638     -10,469
06.10 Unobligated balance returned to 
        receipts........................          34
                                           ---------   ---------  ----------
07.99 Balance, end of year..............       7,344       4,738       4,708
---------------------------------------------------------------------------

               Program and Financing (in millions of dollars)

----------------------------------------------------------------------------
Identification code 20-8103-0-7-402      2001 actual   2002 est.   2003 est.
----------------------------------------------------------------------------

    Memorandum (non-add) entries:
92.01 Total investments, start of year: 
        Federal securities: Par value...      13,097      13,657      12,767
92.02 Total investments, end of year: 
        Federal securities: Par value...      13,657      12,767      13,041
---------------------------------------------------------------------------

    Section 9502 of Title 26, U.S. Code provides for amounts equivalent 
to the receipts received in the Treasury for the passenger ticket tax 
and certain other taxes paid by airport and airway users to be 
transferred to the Airport and Airway

[[Page 736]]

Trust Fund. In turn, appropriations are authorized from this fund to 
meet obligations for airport improvement grants, FAA facilities and 
equipment, research, and operations, and for the Bureau of 
Transportation Statistics Office of Airline Information.

    The status of the fund is as follows (in millions of dollars):

                  Status of Funds (in millions of dollars)

----------------------------------------------------------------------------
Identification code 20-8103-0-7-402      2001 actual   2002 est.   2003 est.
----------------------------------------------------------------------------
    Unexpended balance, start of year:
0100  Uninvested balance................         837         825
0101  U.S. Securities: Par value........      13,097      13,657      12,767
                                           ---------   ---------  ----------
0199    Total balance, start of year....      13,934      14,482      12,767
    Cash income during the year:
      Current law:

        Receipts:
          Receipts:
1200        Passenger ticket tax........       4,805       4,248       4,763
1200        Passenger flight segment tax       1,556       1,634       1,771
1200        Waybill tax.................         493         585         606
1200        Fuel tax....................         769         849         882
1200        International departure/
              arrival tax...............       1,336       1,371       1,401
1200        Rural airports tax..........          82          93          96
1200        Frequent flyer tax..........         150         158         162
        Offsetting receipts 
            (intragovernmental):
1240      Interest, Airport and airway 
            trust fund..................         882         869         623
        Offsetting collections:
1281      Facilities and equipment......          72         208         120
1282      Research, engineering, and 
            development.................           4          16          16
1299    Income under present law........      10,149      10,032      10,439
    Cash outgo during year:
      Current law:

4500    Trust fund share of FAA 
          operations....................      -5,069      -6,050      -3,823
4501    Grants-in-aid for airports......      -2,017      -2,798      -3,273
        Cash outgo during the year (-):
4502      Facilities and equipment......      -2,266      -2,389      -2,709
4502      Facilities and equipment 
            offsetting collections......         -72        -208        -120
        Cash outgo during the year (-):
4503      Research, engineering and 
            development.................        -167        -247        -195
4503      Research, engineering and 
            development offsetting 
            collections.................          -4         -16         -16
4504    Payments to air carriers........          -6         -39         -25
4505    Office of airline information...                                  -4
4599    Outgo under current law (-).....      -9,601     -11,723     -10,186
    Unexpended balance, end of year:
8700  Uninvested balance................         825
8701  Federal securities: Par value.....      13,660      12,767      13,041
                                           ---------   ---------  ----------
8799    Total balance, end of year......      14,485      12,767      13,041
---------------------------------------------------------------------------
    Note.--The invested balances shown above include both appropriated and 
unavailable balances.

                                

                       Grants-in-Aid for Airports

                 (liquidation of contract authorization)

                       (limitation on obligations)

                     (airport and airway trust fund)

    For liquidation of obligations incurred for grants-in-aid for 
airport planning and development, and noise compatibility planning and 
programs as authorized under subchapter I of chapter 471 and subchapter 
I of chapter 475 of title 49, United States Code, and under other law 
authorizing such obligations; for procurement, installation, and 
commissioning of runway incursion prevention devices and system at 
airports of such title; [for implementation of section 203 of Public Law 
106-181;] and for inspection activities and administration of airport 
safety programs, including those related to airport operating 
certificates under [section 44706 of title 49, United States Code, 
$1,800,000,000], 49 U.S.C. 44706, $3,100,000,000, to be derived from the 
Airport and Airway Trust Fund and to remain available until expended; 
and $3,637,000 in budget authority, to be derived from the Airport and 
Airway Trust Fund for 2003: Provided, That none of the funds under this 
heading shall be available for the planning or execution of programs the 
obligations for which are in excess of [$3,300,000,000,] $3,400,000,000 
in fiscal year [2002] 2003, notwithstanding [section 47117(h) of title 
49, United States Code] 49 U.S.C. 47117(h): Provided further, That 
notwithstanding any other provision of law, not more than [$57,050,000] 
$81,049,000 of funds limited under this heading shall be obligated for 
administration [and not less than $20,000,000 shall be for the Small 
Community Air Service Development Pilot Program] and for technology 
research: Provided further, That funds under this heading shall be 
available to carry out the Essential Air Service program under 49 U.S.C. 
41742(a), as amended.

                [(rescission of contract authorization)]

    [Of the obligation balances authorized under 49 U.S.C. 48103, as 
amended, $301,720,000 are rescinded.] (Department of Transportation and 
Related Agencies Appropriations Act, 2002; additional authorizing 
legislation required.)
    [For emergency expenses to respond to the September 11, 2001, 
terrorist attacks on the United States, notwithstanding any other 
provision of law, for ``Grants-in-aid for airports'', to enable the 
Federal Aviation Administrator to compensate airports for a portion of 
the direct costs associated with new, additional or revised security 
requirements imposed on airport operators by the Administrator on or 
after September 11, 2001, $175,000,000, to be derived from the Airport 
and Airway Trust Fund, to remain available until expended, and to be 
obligated from amounts made available in Public Law 107-38.] (Emergency 
Supplemental Act, 2002.)

               Program and Financing (in millions of dollars)

----------------------------------------------------------------------------
Identification code 69-8106-0-7-402      2001 actual   2002 est.   2003 est.
----------------------------------------------------------------------------

    Obligations by program activity:
00.01 Grants-in-aid for airports........       3,233       3,223       3,236
00.02 Personnel and related expenses....          56          60          69
00.03 Essential air services............                                  83
00.04 Airport technology research.......                                  16
00.05 Small community air service.......                      20
00.06 Discretionary Terrorist Response..                     175
                                           ---------   ---------  ----------
10.00   Total new obligations...........       3,289       3,478       3,404
----------------------------------------------------------------------------

    Budgetary resources available for obligation:
21.49 Unobligated balance carried 
        forward, start of year: Contract 
        authority.......................         904         302           1
22.00 New budget authority (gross)......       2,597       3,176       3,404
22.10 Resources available from 
        recoveries of prior year 
        obligations.....................          91
                                           ---------   ---------  ----------
23.90   Total budgetary resources 
          available for obligation......       3,592       3,478       3,405
23.95 Total new obligations.............      -3,289      -3,478      -3,404
24.49 Unobligated balance carried 
        forward, end of year: Contract 
        authority.......................         302           1           1
----------------------------------------------------------------------------

    New budget authority (gross), detail:
      Discretionary:

40.26   Appropriation (trust fund)......       3,206       1,978       3,104
40.49   Portion applied to liquidate 
          contract authority............      -3,200      -1,800      -3,100
                                           ---------   ---------  ----------
43.00     Appropriation (total 
            discretionary)..............           6         178           4
      Mandatory:

        Contract authority:
66.10     Contract authority (AIR-21)...       3,200       3,300       3,400
66.10     Contract authority 
            (reappropriation)...........
66.35   Contract authority rescinded....        -609        -302
                                           ---------   ---------  ----------
66.90     Contract authority (total 
            mandatory)..................       2,591       2,998       3,400
                                           ---------   ---------  ----------
70.00   Total new budget authority 
          (gross).......................       2,597       3,176       3,404
----------------------------------------------------------------------------

    Change in obligated balances:
72.40 Obligated balance, start of year..       3,200       4,378       5,055
73.10 Total new obligations.............       3,289       3,478       3,404
73.20 Total outlays (gross).............      -2,020      -2,801      -3,273
73.45 Recoveries of prior year 
        obligations.....................         -91
74.40 Obligated balance, end of year....       4,378       5,055       5,186
75.01 Obligated balance, start of year: 
        Contract authority..............       3,200       4,378       5,055
75.02 Obligated balance, end of year: 
        Contract authority..............       4,378       5,879       5,357
----------------------------------------------------------------------------

    Outlays (gross), detail:
86.90 Outlays from new discretionary 
        authority.......................         615         669         741
86.93 Outlays from discretionary 
        balances........................       1,405       2,132       2,532
                                           ---------   ---------  ----------
87.00   Total outlays (gross)...........       2,020       2,801       3,273
----------------------------------------------------------------------------

    Net budget authority and outlays:
89.00 Budget authority..................       2,597       3,176       3,404
90.00 Outlays...........................       2,020       2,801       3,273
---------------------------------------------------------------------------

[[Page 737]]



  Budget Authority and Outlays Excluding Full Funding for Federal Retiree 
                       Costs (in millions of dollars)

----------------------------------------------------------------------------
                                         2001 actual   2002 est.   2003 est.
----------------------------------------------------------------------------

    Net budget authority and outlays:
89.00 Budget authority..................       2,594       3,173       3,400
90.00 Outlays...........................       2,017       2,798       3,269
---------------------------------------------------------------------------

    Subchapter I of chapter 471, title 49, U.S. Code (formerly the 
Airport and Airway Improvement Act of 1982, as amended) provides for 
airport improvement grants, including those emphasizing capacity 
development, safety and security needs; and chapter 475 of title 49 
provides for grants for aircraft noise mitigation and planning.

    The 2002 appropriations act provides funding under this heading for 
administrative costs related to this program. For 2003, the 
Administration proposes that funds under this heading also be provided 
for the FAA's airport-related research and to make up for shortfalls in 
overflight fee collections to fund the Essential Air Service program, 
consistent with section 41742, title 49, U.S. Code.

               Object Classification (in millions of dollars)

----------------------------------------------------------------------------
Identification code 69-8106-0-7-402      2001 actual   2002 est.   2003 est.
----------------------------------------------------------------------------

      Personnel compensation:

11.1    Full-time permanent.............          36          40          43
11.3    Other than full-time permanent..           1           1           1
                                           ---------   ---------  ----------
11.9      Total personnel compensation..          37          41          44
12.1  Civilian personnel benefits.......          11          12          14
21.0  Travel and transportation of 
        persons.........................           2           2           2
23.3  Communications, utilities, and 
        miscellaneous charges...........           1           1           1
25.2  Other services....................           5          22          41
41.0  Grants, subsidies, and 
        contributions...................       3,233       3,400       3,302
                                           ---------   ---------  ----------
99.9    Total new obligations...........       3,289       3,478       3,404
---------------------------------------------------------------------------

                              Personnel Summary

----------------------------------------------------------------------------
Identification code 69-8106-0-7-402      2001 actual   2002 est.   2003 est.
----------------------------------------------------------------------------
1001  Total compensable workyears: Full-
        time equivalent employment......         450         501         535
---------------------------------------------------------------------------

                                

                        Facilities and Equipment

                     (airport and airway trust fund)

    For necessary expenses, not otherwise provided for, for acquisition, 
establishment, and improvement by contract or purchase, and hire of air 
navigation and experimental facilities and equipment as authorized under 
part A of subtitle VII of title 49, United States Code, including 
initial acquisition of necessary sites by lease or grant; engineering 
and service testing, including construction of test facilities and 
acquisition of necessary sites by lease or grant; construction and 
furnishing of quarters and related accommodations for officers and 
employees of the Federal Aviation Administration stationed at remote 
localities where such accommodations are not available; and the 
purchase, lease, or transfer of aircraft from funds available under this 
heading; to be derived from the Airport and Airway Trust Fund, 
[$2,914,000,000] $2,999,573,000; of which [$2,536,900,000] 
$2,558,477,000 shall remain available until September 30, [2004] 2005, 
and of which [$377,100,000] $441,096,000 shall remain available until 
September 30, [2002] 2003: Provided, That there may be credited to this 
appropriation funds received from States, counties, municipalities, 
other public authorities, and private sources, for expenses incurred in 
the establishment and modernization of air navigation facilities: 
Provided further, That upon initial submission to the Congress of the 
fiscal year [2003] 2004 President's budget, the Secretary of 
Transportation shall transmit to the Congress a comprehensive capital 
investment plan for the Federal Aviation Administration which includes 
funding for each budget line item for fiscal years [2003] 2004 through 
[2007] 2008, with total funding for each year of the plan constrained to 
the funding targets for those years as estimated and approved by the 
Office of Management and Budget[: Provided further, That the amount 
herein appropriated shall be reduced by $100,000 per day for each day 
after initial submission of the President's budget that the plan has not 
been submitted to the Congress].

                             [(rescission)]

    [Of the available balances under this heading, $15,000,000 are 
rescinded.] (Department of Transportation and Related Agencies 
Appropriations Act, 2002; additional authorizing legislation required.)
    [For emergency expenses to respond to the September 11, 2001, 
terrorist attacks on the United States, for ``Facilities and 
Equipment'', $108,500,000, to be derived from the Airport and Airway 
Trust Fund, to remain available until September 30, 2004, and to be 
obligated from amounts made available in Public Law 107-38.] (Emergency 
Supplemental Act, 2002.)

               Program and Financing (in millions of dollars)

----------------------------------------------------------------------------
Identification code 69-8107-0-7-402      2001 actual   2002 est.   2003 est.
----------------------------------------------------------------------------

    Obligations by program activity:
      Direct program:

00.01   Engineering, development, test 
          and evaluation................         651         626          59
00.02   Procurement and modernization of 
          air traffic control (ATC) 
          facilities and equipment......       1,060       1,355         372
00.03   Procurement and modernization of 
          non-ATC facilities and 
          equipment.....................         187         199          49
00.04   Mission support.................         237         251          39
00.05   Personnel and related expenses..         337         394         441
00.06   Improve aviation safety.........                                 327
00.07   Improve efficiency of the air 
          traffic control system........                                 741
00.08   Increase capacity of the NAS....                                 286
00.09   Improve reliability of the NAS..                                 359
00.10   Improve the efficiency of 
          mission support...............                                 360
09.01 Reimbursable program..............          72         120         121
                                           ---------   ---------  ----------
10.00   Total new obligations...........       2,544       2,945       3,154
----------------------------------------------------------------------------

    Budgetary resources available for obligation:
21.40 Unobligated balance carried 
        forward, start of year..........         234         483         771
22.00 New budget authority (gross)......       2,739       3,232       3,119
22.10 Resources available from 
        recoveries of prior year 
        obligations.....................          60
                                           ---------   ---------  ----------
23.90   Total budgetary resources 
          available for obligation......       3,033       3,715       3,890
23.95 Total new obligations.............      -2,544      -2,945      -3,154
23.98 Unobligated balance expiring or 
        withdrawn.......................          -6
24.40 Unobligated balance carried 
        forward, end of year............         483         771         737
----------------------------------------------------------------------------

    New budget authority (gross), detail:
      Discretionary:

40.26   Appropriation (trust fund)......       2,673       3,039       2,999
40.36   Unobligated balance rescinded...                     -15
40.77   Reduction pursuant to P.L. 106-
          554 (0.22 percent)............          -6
                                           ---------   ---------  ----------
43.00     Appropriation (total 
            discretionary)..............       2,667       3,024       2,999
68.00 Spending authority from offsetting 
        collections: Offsetting 
        collections (cash)..............          72         208         120
                                           ---------   ---------  ----------
70.00   Total new budget authority 
          (gross).......................       2,739       3,232       3,119
----------------------------------------------------------------------------

    Change in obligated balances:
72.40 Obligated balance, start of year..       1,648       1,751       2,082
73.10 Total new obligations.............       2,544       2,945       3,154
73.20 Total outlays (gross).............      -2,354      -2,614      -2,847
73.40 Adjustments in expired accounts 
        (net)...........................         -27
73.45 Recoveries of prior year 
        obligations.....................         -60
74.40 Obligated balance, end of year....       1,751       2,082       2,388
----------------------------------------------------------------------------

    Outlays (gross), detail:
86.90 Outlays from new discretionary 
        authority.......................       1,147       1,127       1,119
86.93 Outlays from discretionary 
        balances........................       1,207       1,486       1,728
                                           ---------   ---------  ----------
87.00   Total outlays (gross)...........       2,354       2,614       2,847
----------------------------------------------------------------------------

    Offsets:
      Against gross budget authority and outlays:

        Offsetting collections (cash) 
            from:
88.00     Federal sources...............         -57        -188        -100
88.40     Non-Federal sources...........         -15         -20         -20
                                           ---------   ---------  ----------
88.90       Total, offsetting 
              collections (cash)........         -72        -208        -120
----------------------------------------------------------------------------

    Net budget authority and outlays:
89.00 Budget authority..................       2,667       3,024       2,999

[[Page 738]]

90.00 Outlays...........................       2,282       2,406       2,727
---------------------------------------------------------------------------

  Budget Authority and Outlays Excluding Full Funding for Federal Retiree 
                       Costs (in millions of dollars)

----------------------------------------------------------------------------
                                         2001 actual   2002 est.   2003 est.
----------------------------------------------------------------------------

    Net budget authority and outlays:
89.00 Budget authority..................       2,651       3,007       2,981
90.00 Outlays...........................       2,266       2,389       2,709
---------------------------------------------------------------------------
    Note.--Improve reliability of the national air space system has an 
estimated contingent liability of $67 million (present value) associated 
with the FAA's long-term lease of facilities at the Mike Monroney 
Aeronautical Center, Oklahoma City, Oklahoma. This contingent liability 
will be funded through this account.

    Funding in this account provides for the national airspace system 
equipment, facility, and related applied research activities. For 2003, 
funding is proposed in a performance-based structure consistent with 
provisions of the Wendell H. Ford Aviation Investment and Reform Act for 
the 21st Century, ``AIR-21,'' (P.L. 106-181) requiring performance-based 
management reforms. The majority of proposed funding is allocated to the 
following performance goal areas of the FAA: improve aviation safety; 
improve efficiency to the air traffic control system; increase capacity 
of the national airspace system; improve reliability of the national 
airspace system; and, improve efficiency of mission support. Of the 
proposed funding, $124 million is included for explosives detection 
systems and related expenses, consistent with prior FAA capital planning 
to the statutory AIR-21 funding levels. The budget provides that this 
funding will be reimbursed to the Transportation Security Administration 
as it undertakes security equipment acquisition activities.

               Object Classification (in millions of dollars)

----------------------------------------------------------------------------
Identification code 69-8107-0-7-402      2001 actual   2002 est.   2003 est.
----------------------------------------------------------------------------

      Direct obligations:

        Personnel compensation:
11.1      Full-time permanent...........         202         238         266
11.3      Other than full-time permanent           2           1           1
11.5      Other personnel compensation..           7           9          10
                                           ---------   ---------  ----------
11.9        Total personnel compensation         211         248         277
12.1    Civilian personnel benefits.....          63          83          96
21.0    Travel and transportation of 
          persons.......................          39          51          51
22.0    Transportation of things........           3           5           6
23.2    Rental payments to others.......          53          54          56
23.3    Communications, utilities, and 
          miscellaneous charges.........          16          16          17
24.0    Printing and reproduction.......           2           1           2
25.2    Other services..................       1,604       1,811       1,941
26.0    Supplies and materials..........          28          48          51
31.0    Equipment.......................         260         329         349
32.0    Land and structures.............         184         173         180
41.0    Grants, subsidies, and 
          contributions.................           9           6           7
                                           ---------   ---------  ----------
99.0      Direct obligations............       2,472       2,825       3,033
99.0  Reimbursable obligations..........          72         120         121
                                           ---------   ---------  ----------
99.9    Total new obligations...........       2,544       2,945       3,154
---------------------------------------------------------------------------

                              Personnel Summary

----------------------------------------------------------------------------
Identification code 69-8107-0-7-402      2001 actual   2002 est.   2003 est.
----------------------------------------------------------------------------
    Direct:
1001  Total compensable workyears: Full-
        time equivalent employment......       2,690       3,067       3,234
    Reimbursable:
2001  Total compensable workyears: Full-
        time equivalent employment......          26          55          55
---------------------------------------------------------------------------

                                

                 Research, Engineering, and Development

                     (airport and airway trust fund)

    For necessary expenses, not otherwise provided for, for research, 
engineering, and development, as authorized under part A of subtitle VII 
of title 49, United States Code, including construction of experimental 
facilities and acquisition of necessary sites by lease or grant, 
[$195,000,000] $126,744,000, to be derived from the Airport and Airway 
Trust Fund and to remain available until September 30, [2004] 2005: 
Provided, That there may be credited to this appropriation funds 
received from States, counties, municipalities, other public 
authorities, and private sources, for expenses incurred for research, 
engineering, and development. (Department of Transportation and Related 
Agencies Appropriations Act, 2002; additional authorizing legislation 
required.)
    [For emergency expenses to respond to the September 11, 2001, 
terrorist attacks on the United States, for ``Research, Engineering, and 
Development'', $50,000,000, to be derived from the Airport and Airway 
Trust Fund, to remain available until September 30, 2003, and to be 
obligated from amounts made available in Public Law 107-38.] (Emergency 
Supplemental Act, 2002.)

               Program and Financing (in millions of dollars)

----------------------------------------------------------------------------
Identification code 69-8108-0-7-402      2001 actual   2002 est.   2003 est.
----------------------------------------------------------------------------

    Obligations by program activity:
      Direct program:

00.01   System development and 
          infrastructure................          17          17
00.04   Weather.........................          24          27
00.06   Aircraft safety technology......          68          69
00.07   System security technology......          55          98
00.08   Human factors and aviation 
          medicine......................          25          29
00.09   Environment and energy..........           4          22
00.11   Improve aviation safety.........                                 102
00.12   Improve efficiency of the air 
          traffic control system........                                   9
00.13   Reduce environmental impact of 
          aviation......................                                   8
00.14   Improve the efficiency of 
          mission support...............                                   8
09.01 Reimbursable program..............           4          16          16
                                           ---------   ---------  ----------
10.00   Total new obligations...........         197         278         143
----------------------------------------------------------------------------

    Budgetary resources available for obligation:
21.40 Unobligated balance carried 
        forward, start of year..........          13          14
22.00 New budget authority (gross)......         193         264         143
22.10 Resources available from 
        recoveries of prior year 
        obligations.....................           5
                                           ---------   ---------  ----------
23.90   Total budgetary resources 
          available for obligation......         211         278         143
23.95 Total new obligations.............        -197        -278        -143
24.40 Unobligated balance carried 
        forward, end of year............          14
----------------------------------------------------------------------------

    New budget authority (gross), detail:
      Discretionary:

40.26   Appropriation (trust fund)......         189         248         127
68.00 Spending authority from offsetting 
        collections: Offsetting 
        collections (cash)..............           4          16          16
                                           ---------   ---------  ----------
70.00   Total new budget authority 
          (gross).......................         193         264         143
----------------------------------------------------------------------------

    Change in obligated balances:
72.40 Obligated balance, start of year..         144         162         174
73.10 Total new obligations.............         197         278         143
73.20 Total outlays (gross).............        -173        -266        -214
73.40 Adjustments in expired accounts 
        (net)...........................          -1
73.45 Recoveries of prior year 
        obligations.....................          -5
74.40 Obligated balance, end of year....         162         174         103
----------------------------------------------------------------------------

    Outlays (gross), detail:
86.90 Outlays from new discretionary 
        authority.......................          86         166          93
86.93 Outlays from discretionary 
        balances........................          87         100         121
                                           ---------   ---------  ----------
87.00   Total outlays (gross)...........         173         266         214
----------------------------------------------------------------------------

    Offsets:
      Against gross budget authority and outlays:

88.00   Offsetting collections (cash) 
          from: Federal sources.........          -4         -16         -16
----------------------------------------------------------------------------

    Net budget authority and outlays:
89.00 Budget authority..................         189         248         127
90.00 Outlays...........................         169         250         198
---------------------------------------------------------------------------

[[Page 739]]



  Budget Authority and Outlays Excluding Full Funding for Federal Retiree 
                       Costs (in millions of dollars)

----------------------------------------------------------------------------
                                         2001 actual   2002 est.   2003 est.
----------------------------------------------------------------------------

    Net budget authority and outlays:
89.00 Budget authority..................         187         245         124
90.00 Outlays...........................         167         247         195
---------------------------------------------------------------------------

    This account provides funding to conduct research, engineering, and 
development to improve the national airspace system's capacity and 
safety, as well as the ability to meet environmental needs. For 2003, 
funding is proposed in a performance-based structure consistent with 
provisions of the Wendell H. Ford Aviation Investment and Reform Act for 
the 21st Century (P.L. 106-181) requiring performance-based management 
reforms. The majority of proposed funding is allocated to the following 
performance goal areas of the FAA: improve aviation safety; improve 
efficiency of the air traffic control system; reduce environmental 
impact of aviation; and, improve the efficiency of mission support. The 
FAA will also work with the Transportation Security Administration on 
security research activites funded in the budget and in previous 
legislation, such as broadband two-way secure communications and other 
security technologies.

               Object Classification (in millions of dollars)

----------------------------------------------------------------------------
Identification code 69-8108-0-7-402      2001 actual   2002 est.   2003 est.
----------------------------------------------------------------------------

      Direct obligations:

        Personnel compensation:
11.1      Full-time permanent...........          29          33          22
11.3      Other than full-time permanent           1           1           1
11.5      Other personnel compensation..           1           1
                                           ---------   ---------  ----------
11.9        Total personnel compensation          31          35          23
12.1    Civilian personnel benefits.....           9          11           8
21.0    Travel and transportation of 
          persons.......................           3           3           2
23.3    Communications, utilities, and 
          miscellaneous charges.........           1           1           1
25.5    Research and development 
          contracts.....................          96         164          59
26.0    Supplies and materials..........           4           4           3
31.0    Equipment.......................           4           4           2
41.0    Grants, subsidies, and 
          contributions.................          45          40          29
                                           ---------   ---------  ----------
99.0      Direct obligations............         193         262         127
99.0  Reimbursable obligations..........           4          16          16
                                           ---------   ---------  ----------
99.9    Total new obligations...........         197         278         143
---------------------------------------------------------------------------

                              Personnel Summary

----------------------------------------------------------------------------
Identification code 69-8108-0-7-402      2001 actual   2002 est.   2003 est.
----------------------------------------------------------------------------
1001  Total compensable workyears: Full-
        time equivalent employment......         413         455         292
---------------------------------------------------------------------------

                                

                   Trust Fund Share of FAA Operations

                     (airport and airway trust fund)

               Program and Financing (in millions of dollars)

----------------------------------------------------------------------------
Identification code 69-8104-0-7-402      2001 actual   2002 est.   2003 est.
----------------------------------------------------------------------------

    Obligations by program activity:
00.01 Air traffic services..............          12
00.02 Regulation and certification......          11         100
00.03 Civil aviation security...........                     100
00.04 Payment to Operations.............       4,405       5,774       3,799
                                           ---------   ---------  ----------
10.00   Total new obligations...........       4,428       5,974       3,799
----------------------------------------------------------------------------

    Budgetary resources available for obligation:
21.40 Unobligated balance carried 
        forward, start of year..........          23
22.00 New budget authority (gross)......       4,405       5,974       3,799
                                           ---------   ---------  ----------
23.90   Total budgetary resources 
          available for obligation......       4,428       5,974       3,799
23.95 Total new obligations.............      -4,428      -5,974      -3,799
----------------------------------------------------------------------------

    New budget authority (gross), detail:
      Discretionary:

40.26   Appropriation (trust fund)......       4,415       5,974       3,799
40.77   Reduction pursuant to P.L. 106-
          554 (0.22 percent)............         -10
                                           ---------   ---------  ----------
43.00     Appropriation (total 
            discretionary)..............       4,405       5,974       3,799
----------------------------------------------------------------------------

    Change in obligated balances:
72.40 Obligated balance, start of year..         717          76          24
73.10 Total new obligations.............       4,428       5,974       3,799
73.20 Total outlays (gross).............      -5,069      -6,026      -3,823
74.40 Obligated balance, end of year....          76          24
----------------------------------------------------------------------------

    Outlays (gross), detail:
86.90 Outlays from new discretionary 
        authority.......................       4,405       5,950       3,799
86.93 Outlays from discretionary 
        balances........................         664          77          24
                                           ---------   ---------  ----------
87.00   Total outlays (gross)...........       5,069       6,026       3,823
----------------------------------------------------------------------------

    Net budget authority and outlays:
89.00 Budget authority..................       4,405       5,974       3,799
90.00 Outlays...........................       5,069       6,026       3,823
---------------------------------------------------------------------------

    For 2003, the budget proposes $7,482 million for FAA Operations, of 
which $3,799 million would be provided from the Airport and Airway Trust 
Fund.

               Object Classification (in millions of dollars)

----------------------------------------------------------------------------
Identification code 69-8104-0-7-402      2001 actual   2002 est.   2003 est.
----------------------------------------------------------------------------
11.1  Personnel compensation: Full-time 
        permanent.......................           4          42
12.1  Civilian personnel benefits.......           1           8
21.0  Travel and transportation of 
        persons.........................           1          10
25.2  Other services....................          17         115
26.0  Supplies and materials............                      10
31.0  Equipment.........................                      15
92.0  Undistributed.....................       4,405       5,774       3,799
                                           ---------   ---------  ----------
99.9    Total new obligations...........       4,428       5,974       3,799
---------------------------------------------------------------------------

                              Personnel Summary

----------------------------------------------------------------------------
Identification code 69-8104-0-7-402      2001 actual   2002 est.   2003 est.
----------------------------------------------------------------------------
1001  Total compensable workyears: Full-
        time equivalent employment......          32         792
---------------------------------------------------------------------------

                                


 
                     FEDERAL HIGHWAY ADMINISTRATION

    The Transportation Equity Act for the 21st Century (TEA-21) 
reauthorized surface transportation programs through 2003. TEA-21 
provides for increased transportation infrastructure investment, 
strengthens transportation safety programs and environmental programs, 
and continues core research activities. TEA-21, along with title 23, 
U.S.C. (``Highways'') and other supporting legislation, provides 
authority for the various programs of the Federal Highway Administration 
designed to improve highways throughout the Nation.

    In 2002, the Federal Highway Administration continues major 
programs, including the Surface Transportation Program, the National 
Highway System, Interstate Maintenance, the Highway Bridge Replacement 
and Rehabilitation Program, and the Congestion Mitigation and Air 
Quality Improvement Program, Transportation Infrastructure Finance and 
Innovation, and the National Corridor Planning and Border Infrastructure 
Programs.

    In summary, the 2003 budget consists of $31,111 million in new 
budget authority and $28,496 million in outlays. The following table 
reflects program levels (obligations). Because project selection is 
determined by the States, the 2002 and 2003 program levels are 
estimates.

[[Page 740]]

                     FEDERAL HIGHWAY ADMINISTRATION

                        [In millions of dollars]

                                    2001 actual 
                                       \1\ \2\    2002 est.   2003 est.
Obligations:
  Total Federal-aid highways........      29,393      32,401      23,416
    Federal-aid subject to 
      limitation....................      27,811      31,178      22,499
                                    ------------------------------------
      Direct loan subsidy [TIFIA]...         112          90          85
      Guarantee loan subsidy [TIFIA]                       8           5
      Line of credit [TIFIA]........                       9           4
      Administrative expenses 
        [TIFIA].....................           2           2           2
      Surface transportation program       7,126       6,987       4,932
      National highway system.......       5,445       5,978       4,243
      Interstate maintenance........       4,108       5,039       3,524
      Bridge program................       3,036       4,316       3,025
      Congestion mitigation and air 
        quality improvement.........         884       1,699       1,198
      Minimum guarantee.............       2,005       1,573       1,829
      ITS standards, research and 
        development.................          86         120          82
      ITS deployment................          86         167          91
      Transportation research.......         201         262         179
      Federal lands highways........         636         855         515
      National corridor planning and 
        coordinated border 
        infrastructure..............         122         509         104
      Administration................         294         310         318
      Other programs................       1,754         703         305
      High priority projects........       1,159       1,414       1,479
      Woodrow Wilson memorial bridge         342         305         167
      Appalachian development 
        highway system..............         321         721         329
      Safety incentive grants for 
        use of seat belts...........          93         110          83
      Emergency relief supplemental.         566         234
      Emergency relief program......          88         125         100
      Minimum allocation/guarantee..         745         595         622
      Demonstration projects........         160         245         171
      Administration, accruals for 
        CSRS and FEHB...............          23          24          24
      Loan reestimates (TIFIA)......                      19
      Miscellaneous highways trust 
        funds.......................         408         356         256
      Appalachian development 
        highway system (GF).........          17         207
      Appalachian development 
        highway system (TF).........         194          60
      Miscellaneous appropriations 
        (GF)........................         616         192          44
      Miscellaneous trust funds.....          42          56          56
                                    ------------------------------------
        Total program level.........      30,670      33,291      23,772
        Total discretionary.........      29,635      32,268      22,840
        Total mandatory.............       1,035       1,013         932

    \1\ Reflects a 0.22 percent across the board reduction in 2001 as 
required by P.L. 106-554.
    \2\ 2001 funds reflect the transfer of $1,291 million from FHWA to FTA. 
The budget assumes that flex-funding transfer between FHWA and FTA will 
continue.

                                

                              Federal Funds

                      Miscellaneous Appropriations

    Note.--2001 appropriations were provided by sections 375, 376, and 
379 of the Department of Transportation and Related Agencies 
Appropriations Act, 2001, as enacted by section 101(a) of P.L. 106-346. 
2002 appropriations were provided by section 330 of the Department of 
Transportation and Related Agencies Appropriatiions Act, 2002, as 
amended by section 1103 of the Emergency Supplemental Act, 2002.

               Program and Financing (in millions of dollars)

----------------------------------------------------------------------------
Identification code 69-9911-0-1-401      2001 actual   2002 est.   2003 est.
----------------------------------------------------------------------------

    Obligations by program activity:
00.10 Feasibility, design, environmental 
        and engineering.................                       1           1
00.11 Bridge Improvement demo proj......                       1           1
00.12 Interstate transfer grants........                       1           1
00.24 Highway demonstration projects....           6           3           3
00.30 Highway demonstration projects--
        preliminary engineering.........                       1           1
00.45 Highway bypass demonstration......                       2           2
00.46 Railroad highway crossing 
        demonstration...................           1           2           2
00.79 Surface transportation projects...           9         179          31
00.81 Miscellaneous Massachusetts 
        projects........................           1
00.82 Woodrow Wilson bridge.............         599
00.83 Miscellaneous highway projects/
        muscle shoals...................                       2           2
                                           ---------   ---------  ----------
10.00   Total new obligations (object 
          class 41.0)...................         616         192          44
----------------------------------------------------------------------------

    Budgetary resources available for obligation:
21.40 Unobligated balance carried 
        forward, start of year..........         203         192         148
22.00 New budget authority (gross)......         605         148
22.10 Resources available from 
        recoveries of prior year 
        obligations.....................           1
                                           ---------   ---------  ----------
23.90   Total budgetary resources 
          available for obligation......         809         340         148
23.95 Total new obligations.............        -616        -192         -44
24.40 Unobligated balance carried 
        forward, end of year............         192         148         104
----------------------------------------------------------------------------

    New budget authority (gross), detail:
      Discretionary:

40.00   Appropriation...................         606         148
40.77   Reduction pursuant to P.L. 106-
          554 (0.22 percent)............          -1
                                           ---------   ---------  ----------
43.00     Appropriation (total 
            discretionary)..............         605         148
----------------------------------------------------------------------------

    Change in obligated balances:
72.40 Obligated balance, start of year..         170         728         512
73.10 Total new obligations.............         616         192          44
73.20 Total outlays (gross).............         -58        -408        -257
73.45 Recoveries of prior year 
        obligations.....................          -1
74.40 Obligated balance, end of year....         728         512         299
----------------------------------------------------------------------------

    Outlays (gross), detail:
86.90 Outlays from new discretionary 
        authority.......................                      40
86.93 Outlays from discretionary 
        balances........................          58         368         257
                                           ---------   ---------  ----------
87.00   Total outlays (gross)...........          58         408         257
----------------------------------------------------------------------------

    Net budget authority and outlays:
89.00 Budget authority..................         605         148
90.00 Outlays...........................          58         408         257
---------------------------------------------------------------------------

    This consolidated schedule shows the obligation and outlay of 
amounts made available for programs in prior years. No further 
appropriation is requested.

                                

                [Appalachian Development Highway System]

    [For necessary expenses for the Appalachian Development Highway 
System as authorized under section 1069(y) of Public Law 102-240, as 
amended, $200,000,000, to remain available until expended.] (Department 
of Transportation and Related Agencies Appropriations Act, 2002.)

               Program and Financing (in millions of dollars)

----------------------------------------------------------------------------
Identification code 69-0640-0-1-401      2001 actual   2002 est.   2003 est.
----------------------------------------------------------------------------

    Obligations by program activity:
00.01 Appalachian highway development 
        system, 1999....................          17           7
00.02 Appalachian highway development 
        system, 2002....................                     200
                                           ---------   ---------  ----------
10.00   Total new obligations (object 
          class 25.2)...................          17         207
----------------------------------------------------------------------------

    Budgetary resources available for obligation:
21.40 Unobligated balance carried 
        forward, start of year..........          23           7
22.00 New budget authority (gross)......                     200
22.10 Resources available from 
        recoveries of prior year 
        obligations.....................           1
                                           ---------   ---------  ----------
23.90   Total budgetary resources 
          available for obligation......          24         207
23.95 Total new obligations.............         -17        -207
24.40 Unobligated balance carried 
        forward, end of year............           7
----------------------------------------------------------------------------

    New budget authority (gross), detail:
      Discretionary:

40.00   Appropriation...................                     200
----------------------------------------------------------------------------

    Change in obligated balances:
72.40 Obligated balance, start of year..         161          94         209
73.10 Total new obligations.............          17         207
73.20 Total outlays (gross).............         -83         -92        -106
73.45 Recoveries of prior year 
        obligations.....................          -1
74.40 Obligated balance, end of year....          94         209         103
----------------------------------------------------------------------------

    Outlays (gross), detail:
86.90 Outlays from new discretionary 
        authority.......................                      54
86.93 Outlays from discretionary 
        balances........................          83          38         106
                                           ---------   ---------  ----------
87.00   Total outlays (gross)...........          83          92         106
----------------------------------------------------------------------------

    Net budget authority and outlays:
89.00 Budget authority..................                     200
90.00 Outlays...........................          83          92         106
---------------------------------------------------------------------------

    Funding for this program will be used for the necessary expenses 
relating to construction of, and improvements to,

[[Page 741]]

corridor X of the Appalachian Development Highway System (ADHS) in the 
State of Alabama, and to the ADHS in the State of West Virginia. No 
further appropriation is requested as the ADHS is funded as part of the 
Federal-aid highway program.

                                

                      [State Infrastructure Banks]

                              [rescission]

    [Of the funds made available for State Infrastructure Banks in 
Public Law 104-205, $5,750,000 are rescinded.] (Department of 
Transportation and Related Agencies Appropriations Act, 2002.)

               Program and Financing (in millions of dollars)

----------------------------------------------------------------------------
Identification code 69-0549-0-1-401      2001 actual   2002 est.   2003 est.
----------------------------------------------------------------------------

    Budgetary resources available for obligation:
21.40 Unobligated balance carried 
        forward, start of year..........           4           5
22.00 New budget authority (gross)......                      -6
22.10 Resources available from 
        recoveries of prior year 
        obligations.....................           1           1
                                           ---------   ---------  ----------
23.90   Total budgetary resources 
          available for obligation......           5
24.40 Unobligated balance carried 
        forward, end of year............           5
----------------------------------------------------------------------------

    New budget authority (gross), detail:
      Discretionary:

40.36   Unobligated balance rescinded...                      -6
----------------------------------------------------------------------------

    Change in obligated balances:
72.40 Obligated balance, start of year..          25          20          13
73.20 Total outlays (gross).............          -3          -6          -5
73.45 Recoveries of prior year 
        obligations.....................          -1          -1
74.40 Obligated balance, end of year....          20          13           8
----------------------------------------------------------------------------

    Outlays (gross), detail:
86.90 Outlays from new discretionary 
        authority.......................                      -1
86.93 Outlays from discretionary 
        balances........................           3           7           5
                                           ---------   ---------  ----------
87.00   Total outlays (gross)...........           3           6           5
----------------------------------------------------------------------------

    Net budget authority and outlays:
89.00 Budget authority..................                      -6
90.00 Outlays...........................           3           6           5
---------------------------------------------------------------------------

    This schedule shows the obligation and outlay of amounts made 
available in prior years.

                                

                      Ellsworth Housing Settlement

               Program and Financing (in millions of dollars)

----------------------------------------------------------------------------
Identification code 69-5460-0-2-401      2001 actual   2002 est.   2003 est.
----------------------------------------------------------------------------

    Outlays (gross), detail:
86.93 Outlays from discretionary 
        balances........................                       3
----------------------------------------------------------------------------

    Net budget authority and outlays:
89.00 Budget authority..................
90.00 Outlays...........................                       3
---------------------------------------------------------------------------

    The account reflects a portion of the funds received by the United 
States in settlement of the claims against the Hunt Building Corporation 
and Ellsworth Housing Limited Partnership. The funds that are available 
to the Secretary of Transportation are for construction of an access 
road on Interstate Route 90 at Box Elder, South Dakota.

                                

Credit accounts:

Transportation Infrastructure Finance and Innovation Program Direct Loan 
                            Financing Account

               Program and Financing (in millions of dollars)

----------------------------------------------------------------------------
Identification code 69-4123-0-3-401      2001 actual   2002 est.   2003 est.
----------------------------------------------------------------------------

    Obligations by program activity:
00.01 Loan obligations..................         874       2,000       1,914
00.02 Interest paid to Treasury.........          19          30          64
                                           ---------   ---------  ----------
10.00   Total new obligations...........         893       2,030       1,978
----------------------------------------------------------------------------

    Budgetary resources available for obligation:
22.00 New financing authority (gross)...         893       2,030       1,978
23.95 Total new obligations.............        -893      -2,030      -1,978
----------------------------------------------------------------------------

    New financing authority (gross), detail:
      Mandatory:

67.10   Authority to borrow.............         780       1,930       1,876
69.00 Offsetting collections (cash).....           9          51          69
69.10 Change in uncollected customer 
        payments from Federal sources 
        (unexpired).....................         104          49          33
                                           ---------   ---------  ----------
69.90   Spending authority from 
          offsetting collections (total 
          mandatory)....................         113         100         102
                                           ---------   ---------  ----------
70.00   Total new financing authority 
          (gross).......................         893       2,030       1,978
----------------------------------------------------------------------------

    Change in obligated balances:
72.40 Obligated balance, start of year..       1,237       2,006       3,528
73.10 Total new obligations.............         893       2,030       1,978
73.20 Total financing disbursements 
        (gross).........................         -19        -460        -894
74.00 Change in uncollected customer 
        payments from Federal sources 
        (unexpired).....................        -104         -49         -33
74.40 Obligated balance, end of year....       2,006       3,528       4,579
87.00 Total financing disbursements 
        (gross).........................          19         460         894
----------------------------------------------------------------------------

    Offsets:
      Against gross financing authority and 
          financing disbursements:

        Offsetting collections (cash) 
            from:
88.00     Federal sources: subsidy from 
            program account.............                     -34         -52
88.40     Non-Federal sources: interest 
            payments....................          -9         -17         -17
                                           ---------   ---------  ----------
88.90       Total, offsetting 
              collections (cash)........          -9         -51         -69
      Against gross financing authority only:

88.95   Change in receivables from 
          program accounts..............        -104         -49         -33
----------------------------------------------------------------------------

    Net financing authority and financing 
        disbursements:
89.00 Financing authority...............         780       1,930       1,876
90.00 Financing disbursements...........          10         409         825
---------------------------------------------------------------------------

               Status of Direct Loans (in millions of dollars)

----------------------------------------------------------------------------
Identification code 69-4123-0-3-401      2001 actual   2002 est.   2003 est.
----------------------------------------------------------------------------
    Position with respect to appropriations act 
                limitation on obligations:
1111  Limitation on direct loans........       1,800       2,000       2,400
1142  Unobligated direct loan limitation 
        (-).............................        -926                    -486
                                           ---------   ---------  ----------
1150    Total direct loan obligations...         874       2,000       1,914
----------------------------------------------------------------------------

    Cumulative balance of direct loans 
                outstanding:
1210  Outstanding, start of year........         300         300         730
1231  Disbursements: Direct loan 
        disbursements...................                     430         830
1251  Repayments: Repayments and 
        prepayments.....................
                                           ---------   ---------  ----------
1290    Outstanding, end of year........         300         730       1,560
---------------------------------------------------------------------------

    As required by the Federal Credit Reform Act of 1990, this non-
budgetary account records all cash flows to and from the Government 
resulting from direct loans made under the Transportation Infrastructure 
Finance and Innovation Act Program (TIFIA). The amounts in this account 
are a means of financing and are not included in the budget totals.

[[Page 742]]

                             Balance Sheet (in millions of dollars)

-----------------------------------------------------------------------------------------------
Identification code   69-4123-0-3-401    2000 actual    2001 actual     2002 est.      2003 est.
-----------------------------------------------------------------------------------------------
    ASSETS:
      Investments in US securities:

1106    Federal assets: Receivables, net          61            176           382            615
      Net value of assets related to 
          post-1991 direct loans 
          receivable:

1401    Direct loans receivable, gross..         300            300           730          1,560
1402    Interest receivable.............                         15            17             17
1405    Allowance for subsidy cost (-)..          -8            -20           -60            -60
                                        ------------ --------------  ------------  -------------
1499      Net present value of assets 
            related to direct loans.....         292            295           687          1,517
                                        ------------ --------------  ------------  -------------
1999    Total assets....................         353            471         1,069          2,132
    LIABILITIES:
      Federal liabilities:

2103    Debt............................         292            295           687          1,517
2105    Other...........................          61            176           382            615
                                        ------------ --------------  ------------  -------------
2999    Total liabilities...............         353            471         1,069          2,132
                                        ------------ --------------  ------------  -------------
4999  Total liabilities and net position         353            471         1,069          2,132
-----------------------------------------------------------------------------------------------

                                

Transportation Infrastructure Finance and Innovation Program Guaranteed 
                         Loan Financing Account

               Program and Financing (in millions of dollars)

----------------------------------------------------------------------------
Identification code 69-4145-0-3-401      2001 actual   2002 est.   2003 est.
----------------------------------------------------------------------------

    Budgetary resources available for obligation:
21.40 Unobligated balance carried 
        forward, start of year..........                                   2
22.00 New financing authority (gross)...                       2           4
                                           ---------   ---------  ----------
23.90   Total budgetary resources 
          available for obligation......                       2           6
24.40 Unobligated balance carried 
        forward, end of year............                       2           6
----------------------------------------------------------------------------

    New financing authority (gross), detail:
      Mandatory:

69.00   Offsetting collections (cash)...                       2           4
----------------------------------------------------------------------------

    Offsets:
      Against gross financing authority and 
          financing disbursements:

88.00   Offsetting collections (cash) 
          from: Federal sources: loan 
          guarantee subsidy.............                      -2          -4
----------------------------------------------------------------------------

    Net financing authority and financing 
        disbursements:
89.00 Financing authority...............
90.00 Financing disbursements...........                      -2          -4
---------------------------------------------------------------------------

             Status of Guaranteed Loans (in millions of dollars)

----------------------------------------------------------------------------
Identification code 69-4145-0-3-401      2001 actual   2002 est.   2003 est.
----------------------------------------------------------------------------
    LOAN GUARANTEES
      Position with respect to appropriations act 
          limitation on commitments:

2111    Limitation on guaranteed loans 
          made by private lenders.......         200         200         100
2142    Uncommitted loan guarantee 
          limitation....................        -200
                                           ---------   ---------  ----------
2150      Total guaranteed loan 
            commitments.................                     200         100
2199  Guaranteed amount of guaranteed 
        loan commitments................                     200         100
----------------------------------------------------------------------------

      Cumulative balance of guaranteed loans 
          outstanding:

2210    Outstanding, start of year......                                 160
2231    Disbursements of new guaranteed 
          loans.........................                     160         183
                                           ---------   ---------  ----------
2290      Outstanding, end of year......                     160         343
----------------------------------------------------------------------------

      Memorandum:

2299    Guaranteed amount of guaranteed 
          loans outstanding, end of year                     160         343
---------------------------------------------------------------------------

    As required by the Federal Credit Reform Act of 1990, this non-
budgetary account records all cash flows to and from the Government 
resulting from loan guarantees made under the Transportation 
Infrastructure Finance and Innovation Act Program (TIFIA). The amounts 
are a means of financing and are not included in the budget totals.

                             Balance Sheet (in millions of dollars)

-----------------------------------------------------------------------------------------------
Identification code   69-4145-0-3-401    2000 actual    2001 actual     2002 est.      2003 est.
-----------------------------------------------------------------------------------------------
    ASSETS:
1101  Federal assets: Fund balances with 
        Treasury........................                                        2              6
                                        ------------ --------------  ------------  -------------
1999    Total assets....................                                        2              6
    LIABILITIES:
2204  Non-Federal liabilities: 
        Liabilities for loan guarantees.                                        2              6
                                        ------------ --------------  ------------  -------------
2999    Total liabilities...............                                        2              6
    NET POSITION:
                                        ------------ --------------  ------------  -------------
3999    Total net position..............
                                        ------------ --------------  ------------  -------------
4999  Total liabilities and net position                                        2              6
-----------------------------------------------------------------------------------------------

                                

  Transportation Infrastructure Finance and Innovation Program Line of 
                        Credit Financing Account

               Program and Financing (in millions of dollars)

----------------------------------------------------------------------------
Identification code 69-4173-0-3-401      2001 actual   2002 est.   2003 est.
----------------------------------------------------------------------------

    Obligations by program activity:
00.01 Lines of credit...................                     200         100
                                           ---------   ---------  ----------
10.00   Total new obligations...........                     200         100
----------------------------------------------------------------------------

    Budgetary resources available for obligation:
22.00 New financing authority (gross)...                     200         100
23.95 Total new obligations.............                    -200        -100
----------------------------------------------------------------------------

    New financing authority (gross), detail:
      Mandatory:

67.10   Authority to borrow.............                     191          96
69.00 Offsetting collections (cash).....                       9           4
                                           ---------   ---------  ----------
70.00   Total new financing authority 
          (gross).......................                     200         100
----------------------------------------------------------------------------

    Change in obligated balances:
72.40 Obligated balance, start of year..          83          83         283
73.10 Total new obligations.............                     200         100
74.40 Obligated balance, end of year....          83         283         385
----------------------------------------------------------------------------

    Offsets:
      Against gross financing authority and 
          financing disbursements:

88.00   Offsetting collections (cash) 
          from: Federal sources.........                      -9          -4
----------------------------------------------------------------------------

    Net financing authority and financing 
        disbursements:
89.00 Financing authority...............                     191          96
90.00 Financing disbursements...........                      -9          -4
---------------------------------------------------------------------------

               Status of Direct Loans (in millions of dollars)

----------------------------------------------------------------------------
Identification code 69-4173-0-3-401      2001 actual   2002 est.   2003 est.
----------------------------------------------------------------------------
    LINES OF CREDIT
      Position with respect to appropriations act 
          limitation on obligations:

1111    Limitation on direct loans......         200         200         100
1142    Unobligated direct loan 
          limitation (-)................        -200
                                           ---------   ---------  ----------
1150      Total direct loan obligations.                     200         100
---------------------------------------------------------------------------

    As required by the Federal Credit Reform Act of 1990, this non-
budgetary account records all cash flows to and from the Government 
resulting from lines of credit made under the Transportation 
Infrastructure Finance and Innovation Act Program (TIFIA). The amounts 
are a means of financing and are not included in the budget totals.

[[Page 743]]

                                

   Orange County (CA) Toll Road Demonstration Project Program Account

               Program and Financing (in millions of dollars)

----------------------------------------------------------------------------
Identification code 69-0543-0-1-401      2001 actual   2002 est.   2003 est.
----------------------------------------------------------------------------

    Budgetary resources available for obligation:
22.10 Resources available from 
        recoveries of prior year 
        obligations.....................           5           2
23.98 Unobligated balance expiring or 
        withdrawn.......................          -5          -2
----------------------------------------------------------------------------

    Change in obligated balances:
72.40 Obligated balance, start of year..          18          13          11
73.45 Recoveries of prior year 
        obligations.....................          -5          -2
74.40 Obligated balance, end of year....          13          11          11
----------------------------------------------------------------------------

    Net budget authority and outlays:
89.00 Budget authority..................
90.00 Outlays...........................
---------------------------------------------------------------------------

    As required by the Federal Credit Reform Act of 1990, this account 
records for this program, the subsidy costs associated with the direct 
loans obligated in 1992 and later years (including modifications of 
direct loans, loan guarantees, or lines of credit that resulted from 
obligations or commitments in any year), as well as administrative 
expenses of this program. The subsidy amounts are estimated on a present 
value basis; the administrative expenses are estimated on a cash basis.

    Future Federal credit enhancements for transportation infrastructure 
will be made under the Transportation Infrastructure Finance and 
Innovation Act Program.

                                

Orange County (CA) Toll Road Demonstration Project Direct Loan Financing 
                                 Account

               Program and Financing (in millions of dollars)

----------------------------------------------------------------------------
Identification code 69-4200-0-3-401      2001 actual   2002 est.   2003 est.
----------------------------------------------------------------------------

    Budgetary resources available for obligation:
22.10 Resources available from 
        recoveries of prior year 
        obligations.....................          77          27
23.98 Unobligated balance expiring or 
        withdrawn.......................         -77         -27
----------------------------------------------------------------------------

    New financing authority (gross), detail:
      Mandatory:

69.10   Change in uncollected customer 
          payments from Federal sources 
          (unexpired)...................           5           2
69.45   Portion precluded from 
          obligation (limitation on 
          obligations)..................          -5          -2
                                           ---------   ---------  ----------
69.90     Spending authority from 
            offsetting collections 
            (total mandatory)...........
----------------------------------------------------------------------------

    Change in obligated balances:
72.40 Obligated balance, start of year..         247         165         136
73.45 Recoveries of prior year 
        obligations.....................         -77         -27
74.00 Change in uncollected customer 
        payments from Federal sources 
        (unexpired).....................          -5          -2
74.40 Obligated balance, end of year....         165         136         136
----------------------------------------------------------------------------

    Offsets:
      Against gross financing authority only:

88.95   Change in receivables from 
          program accounts..............          -5          -2
----------------------------------------------------------------------------

    Net financing authority and financing 
        disbursements:
89.00 Financing authority...............          -5          -2
90.00 Financing disbursements...........
---------------------------------------------------------------------------

    As required by the Federal Credit Reform Act of 1990, this non-
budgetary account records all cash flows to and from the Government 
resulting from direct loans obligated in 1992 and later years (including 
modifications of direct loans that resulted from obligations in any 
year). The amounts in this account are a means of financing and are not 
included in the budget totals.

                                

  

                               Trust Funds

             Right-of-Way Revolving Fund Liquidating Account

               Program and Financing (in millions of dollars)

----------------------------------------------------------------------------
Identification code 69-8402-0-8-401      2001 actual   2002 est.   2003 est.
----------------------------------------------------------------------------

    New budget authority (gross), detail:
      Mandatory:

69.00   Offsetting collections (cash)...          31          24          24
69.45   Portion precluded from 
          obligation (limitation on 
          obligations)..................         -31         -24         -24
                                           ---------   ---------  ----------
69.90     Spending authority from 
            offsetting collections 
            (total mandatory)...........
----------------------------------------------------------------------------

    Change in obligated balances:
72.40 Obligated balance, start of year..          33          21          11
73.20 Total outlays (gross).............         -12         -10         -10
74.40 Obligated balance, end of year....          21          11           1
----------------------------------------------------------------------------

    Outlays (gross), detail:
86.93 Outlays from discretionary 
        balances........................          12          10          10
----------------------------------------------------------------------------

    Offsets:
      Against gross budget authority and outlays:

88.40   Offsetting collections (cash) 
          from: Non-Federal sources.....         -31         -24         -24
----------------------------------------------------------------------------

    Net budget authority and outlays:
89.00 Budget authority..................         -31         -24         -24
90.00 Outlays...........................         -19         -14         -14
---------------------------------------------------------------------------

               Status of Direct Loans (in millions of dollars)

----------------------------------------------------------------------------
Identification code 69-8402-0-8-401      2001 actual   2002 est.   2003 est.
----------------------------------------------------------------------------
    Cumulative balance of direct loans 
                outstanding:
1210  Outstanding, start of year........         129         109          95
1231  Disbursements: Direct loan 
        disbursements...................          11          10          10
1251  Repayments: Repayments and 
        prepayments.....................         -31         -24         -24
                                           ---------   ---------  ----------
1290    Outstanding, end of year........         109          95          81
---------------------------------------------------------------------------

    The Federal-Aid Highway Act of 1968 authorized the establishment of 
a right-of-way revolving fund. This fund was used to make cash advances 
to States for the purpose of purchasing right-of-way parcels in advance 
of highway construction and thereby preventing the inflation of land 
prices from significantly increasing construction costs.

    This program was terminated by TEA-21 but will continue to be shown 
for reporting purposes as loan balances remain outstanding. The purchase 
of right-of-way is an eligible expense of the Federal-aid program and 
therefore a separate program is unnecessary. No further obligations are 
proposed in 2003. 

                        Statement of Operations (in millions of dollars)

-----------------------------------------------------------------------------------------------
Identification code   69-8402-0-8-401    2000 actual    2001 actual     2002 est.      2003 est.
-----------------------------------------------------------------------------------------------
0101  Revenue...........................           3             19            24             24
0102  Expense...........................         -49            -12           -14            -14
                                        ------------ --------------  ------------  -------------
0105  Net income or loss (-)............         -46              7            10             10
-----------------------------------------------------------------------------------------------

                                

                           Highway Trust Fund

              Unavailable Collections (in millions of dollars)

----------------------------------------------------------------------------
Identification code 20-8102-0-7-401      2001 actual   2002 est.   2003 est.
----------------------------------------------------------------------------
01.99 Balance, start of year............     -13,520     -20,554     -29,775
    Receipts:
02.00 Highway trust fund, deposits 
        (highway account)...............      26,916      27,062      27,974
02.01 Highway trust fund, deposits (mass 
        transit account)................       4,553       4,864       4,978
02.20 Cash Management Improvement Act 
        interest, Highway trust fund 
        (highway acco...................           1
02.80 Right-of-way revolving fund 
        liquidating account, offsetting 
        collections.....................          52          92          92

[[Page 744]]

02.81 Operations and research (trust 
        fund share), offsetting 
        collections.....................          11          11          11
02.82 Right-of-way revolving fund 
        liquidating account, offsetting 
        collections.....................          31          24          24
02.83 Motor carrier safety, offsetting 
        collections.....................           8           9          10
                                           ---------   ---------  ----------
02.99   Total receipts and collections..      31,572      32,062      33,089
                                           ---------   ---------  ----------
04.00 Total: Balances and collections...      18,052      11,508       3,314
    Appropriations:
05.00 Federal-aid highways..............     -34,315     -35,251     -31,189
05.01 Motor carrier safety..............         -99        -118        -138
05.02 Motor carrier safety grants.......        -177        -182        -190
05.04 Right-of-way revolving fund 
        liquidating account.............
05.05 Miscellaneous highway trust funds.           3
05.06 Operations and research (trust 
        fund share).....................         -85         -85         -85
05.07 Highway traffic safety grants.....        -213        -223        -225
05.09 Discretionary grants (trust fund).
05.10 Trust fund share of expenses......      -3,730      -5,398      -5,781
05.14 Appalachian development highway 
        system..........................           1
05.15 Border enforcement program........                     -26         -61
                                           ---------   ---------  ----------
05.99   Total appropriations............     -38,615     -41,283     -37,669
06.10 Unobligated balance returned to 
        receipts........................           9
                                           ---------   ---------  ----------
07.99 Balance, end of year..............     -20,554     -29,775     -34,355
---------------------------------------------------------------------------

               Program and Financing (in millions of dollars)

----------------------------------------------------------------------------
Identification code 20-8102-0-7-401      2001 actual   2002 est.   2003 est.
----------------------------------------------------------------------------

    Memorandum (non-add) entries:
92.01 Total investments, start of year: 
        Federal securities: Par value...                  24,115      24,247
92.02 Total investments, end of year: 
        Federal securities: Par value...      24,115      24,247      22,235
---------------------------------------------------------------------------

    The Highway Revenue Act of 1956, as amended, provides for the 
transfer from the General Fund to the Highway Trust Fund of revenue from 
the motor fuel tax and certain other taxes paid by highway users. The 
Secretary of the Treasury estimates the amounts to be transferred. In 
turn, appropriations are authorized from this fund to meet expenditures 
for Federal-aid highways and other programs as specified by law.

    This table shows the status of the resources of the Highway Trust 
Fund relative to the obligational authority that has been made available 
for programs financed by the trust fund. The encumbered balance 
indicates the degree to which the outstanding obligational authority 
exceeds the estimated cash balances of the fund each year. Under the 
laws governing the Highway Trust Fund, the amount of obligational 
authority available at any time cannot exceed the actual cash balances 
plus the amount of receipts estimated to be collected during the 
following two years; for most other trust funds obligational authority 
is limited to the actual receipts of the fund.

    The status of the fund is as follows:

                  Status of Funds (in millions of dollars)

----------------------------------------------------------------------------
Identification code 20-8102-0-7-401      2001 actual   2002 est.   2003 est.
----------------------------------------------------------------------------
    Unexpended balance, start of year:
0100  Uninvested balance................          77       3,626
0101  U.S. Securities: Par value........      31,023      24,115      24,247
                                           ---------   ---------  ----------
0199    Total balance, start of year....      31,100      27,741      24,247
    Cash income during the year:
      Current law:

        Receipts:
1200      Highway trust fund, deposits 
            (Highway account)...........      26,916      27,062      27,974
1201      Highway Trust Fund deposits 
            (Transit account)...........       4,553       4,864       4,978
        Offsetting receipts 
            (proprietary):
1220      CMIA receipts.................           1
        Offsetting collections:
1280      Federal-aid highways..........          52          92          92
1281      NHTSA Grants..................          11          11          11
1282      Right-of-way revolving fund 
            liquidating account.........          31          24          24
1283      Motor carrier safety..........           8           9          10
1299    Income under present law........      31,572      32,062      33,089
    Cash outgo during year:
      Current law:

4500    Federal-aid highways............     -27,297     -28,320     -27,833
4501    Motor carrier safety............         -85        -143        -129
4502    National motor carrier safety 
          program.......................        -122        -196        -201
4503    Highway-related safety grants...                      -1
4504    Right-of-way revolving fund 
          (trust revolving fund)........         -12         -10         -10
4505    Miscellaneous highway trust 
          funds.........................         -76        -306        -309
4506    Operations and research (trust 
          fund share)...................         -97        -103         -91
4507    Highway traffic safety grants...        -207        -229        -233
4508    Trust fund share of next 
          generation high speed rail 
          program.......................          -2
4509    Discretionary grants (trust 
          fund).........................        -722        -714        -386
4510    Trust fund share of expenses....      -6,301      -5,398      -5,781
4511    Construction, National Park 
          Service, Interior.............          -1          -2          -4
4514    Appalachian development highway 
          system........................          -9        -111         -67
4515    Border enforcement program......                     -23         -58
4599    Outgo under current law (-).....     -34,931     -35,556     -35,102
    Unexpended balance, end of year:
8700  Uninvested balance................       3,626
8701  Federal securities: Par value.....      24,115      24,247      22,235
                                           ---------   ---------  ----------
8799    Total balance, end of year......      27,741      24,247      22,235
---------------------------------------------------------------------------

    The following table shows the annual income and outlays of programs 
funded by the highway account of the trust fund.

                           HIGHWAY TRUST FUND

                         (HIGHWAY ACCOUNT ONLY)

                        [In millions of dollars]

                                     2001 actual  2002 est.   2003 est.
Unexpended balance, start of year...      22,553      20,372      18,126
Cash income during the year:
  Total cash income.................      27,019      27,198      28,111
                                    ====================================
Cash outgo during the year (outlays)      29,200      29,444      28,934
Unexpended balance, end of year.....      20,372      18,126      17,303
                                    ====================================

    Note.--The invested balances shown above include both appropriated 
and unavailable balances.

                                

                          Federal-Aid Highways

                       (limitation on obligations)

                          (highway trust fund)

    None of the funds in this Act shall be available for the 
implementation or execution of programs, the obligations for which are 
in excess of [$31,799,104,000] $22,608,787,000 for Federal-aid highways 
and highway safety construction programs for fiscal year 2003; and 
$24,357,000 in budget authority to be derived from the Highway Trust 
Fund for [2002: Provided, That within the $31,799,104,000 obligation 
limitation on Federal-aid highways and highway safety construction 
programs, not more than $447,500,000 shall be available for the 
implementation or execution of programs for transportation research 
(sections 502, 503, 504, 506, 507, and 508 of title 23, United States 
Code, as amended; section 5505 of title 49, Unites States Code, as 
amended; and sections 5112 and 5204-5209 of Public Law 105-178) for 
fiscal year 2002: Provided further, That this limitation on 
transportation research programs shall not apply to any funds authorized 
under section 110 of title 23, United States Code, and allocated to 
these programs, or to any authority previously made available for 
obligation: Provided further, That within the $225,000,000 obligation 
limitation on Intelligent Transportation Systems, the following sums 
shall be made available for Intelligent Transportation System projects 
that are designed to achieve the goals and purposes set forth in section 
5203 of the Intelligent Transportation Systems Act of 1998 (subtitle C 
of title V of Public Law 105-178; 112 Stat. 453; 23 U.S.C. 502 note) in 
the following specified areas:
        Alameda-Contra Costa, California, $500,000;
        Alaska statewide, $2,500,000;
        Alexandria, Virginia, $750,000;
        Arizona statewide EMS, $500,000;
        Army trail road traffic signal coordination project, Illinois, 
    $300,000;

[[Page 745]]

        Atlanta smart corridors, Georgia, $1,000,000;
        Austin, Texas, $125,000;
        Automated crash notification, UAB, Alabama, $2,500,000;
        Bay County Area wide traffic signal system, Florida, $500,000;
        Beaver County transit mobility manager, Pennsylvania, $800,000;
        Brownsville, Texas, $250,000;
        Carbondale technology transfer center, Pennsylvania, $1,000,000;
        Cargo mate logistics and intermodal management, New York, 
    $1,250,000;
        Central Ohio, $1,500,000;
        Chattanooga, Tennessee, $2,000,000;
        Chinatown intermodal transportation center, California, 
    $1,750,000;
        Clark County, Washington, $1,000,000;
        Commercial vehicle information systems and networks, New York, 
    $450,000;
        Dayton, Ohio, $1,250,000;
        Detroit, Michigan (airport), $1,500,000;
        Durham, Wake Counties, North Carolina, $500,000;
        Eastern Kentucky rural highway information, $2,000,000;
        Fargo, North Dakota, $1,000,000;
        Forsyth, Guilford Counties, North Carolina, $1,000,000;
        Genesee County, Michigan, $1,000,000;
        Great Lakes, Michigan, $1,500,000;
        Guidestar, Minnesota, $6,000,000;
        Harrison County, Mississippi, $500,000;
        Hawaii statewide, $1,000,000;
        Hoosier SAFE-T, Indiana, $2,000,000;
        Houma, Louisiana, $1,000,000;
        I-90 connector testbed, New York, $1,000,000;
        Illinois statewide, $2,000,000;
        Inglewood, California, $500,000;
        Integrated transportation management system, Delaware statewide, 
    $2,000,000;
        Iowa statewide, $562,000;
        Jackson Metropolitan, Mississippi, $500,000;
        James Madison University, Virginia, $1,500,000;
        Kansas City, Kansas, $500,000;
        Kittitas County workzone traffic safety system, Washington, 
    $450,000;
        Lansing, Michigan, $750,000;
        Las Vegas, Nevada, $1,450,000;
        Lexington, Kentucky, $750,000;
        Libertyville traffic management center, Illinois, $760,000;
        Long Island rail road grade crossing deployment, New York, 
    $1,000,000;
        Macomb, Michigan (border crossing), $1,000,000;
        Maine statewide (rural), $500,000;
        Maryland statewide, $1,000,000;
        Miami-Dade, Florida, $1,000,000;
        Monterey-Salinas, California, $750,000;
        Montgomery County ECC & TMC, Maryland, $1,000,000;
        Moscow, Idaho, $1,000,000;
        Nebraska statewide, $4,000,000;
        New York statewide information exchange systems, New York, 
    $500,000;
        New York, New Jersey, Connecticut (TRANSCOM), $2,500,000;
        North Greenbush, New York, $1,000,000;
        Oklahoma statewide, $3,000,000;
        Oxford Mississippi, $500,000;
        Pennsylvania statewide (turnpike), $500,000;
        Philadelphia, Pennsylvania, $1,033,000;
        Philadelphia, Pennsylvania (Drexel), $1,500,000;
        Port of Long Beach, California, $500,000;
        Port of Tacoma trucker congestion notification system, 
    Washington, $200,000;
        Roadside animal detection test-bed, Montana, $500,000;
        Rochester-Genesse, New York, $800,000;
        Rutland, Vermont, $750,000;
        Sacramento, California, $3,000,000;
        San Diego joint transportation operations center, California, 
    $1,500,000;
        San Francisco central control communications, California, 
    $250,000;
        Santa Anita, California, $300,000;
        Santa Teresa, New Mexico, $750,000;
        Shreveport, Louisiana, $750,000;
        Silicon Valley transportation management center, California, 
    $700,000;
        South Carolina DOT, $3,000,000;
        Southeast Corridor, Colorado, $7,000,000;
        Southern Nevada (bus), $1,100,000;
        Spillway road incident management system, Mississippi, $600,000;
        St. Louis, Missouri, $1,000,000;
        Statewide transportation operations center, Kentucky, 
    $2,000,000;
        Superior, I-39 corridor, Wisconsin, $2,500,000;
        Texas statewide, $2,000,000;
        Travel network, South Dakota, $2,325,000;
        University of Arizona ATLAS Center, Arizona, $500,000;
        Utah Statewide, $560,000;
        Vermont statewide (rural), $1,500,000;
        Washington statewide, $4,500,000;
        Washington, D.C. metropolitan region, $2,000,000;
        Wayne County road information management system, Michigan, 
    $1,500,000;
        Wichita, Kansas, $1,200,000;
        Wisconsin communications network, $310,000;
        Wisconsin statewide, $1,000,000; and
        Yakima County adverse weather operations, Washington, $475,000;
Provided further, That, notwithstanding any other provision of law, 
funds authorized under section 110 of title 23, United States Code, for 
fiscal year 2002 shall be apportioned to the States in accordance with 
the distribution set forth in section 110(b)(4)(A) and (B) of title 23, 
United States Code, except that before such apportionments are made, 
$35,565,651 shall be set aside for the program authorized under section 
1101(a)(8)(A) of the Transportation Equity Act for the 21st Century, as 
amended, and section 204 of title 23, United States Code; $31,815,091 
shall be set aside for the program authorized under section 
1101(a)(8)(B) of the Transportation Equity Act for the 21st Century, as 
amended, and section 204 of title 23, United States Code; $21,339,391 
shall be set aside for the program authorized under section 
1101(a)(8)(C) of the Transportation Equity Act for the 21st Century, as 
amended, and section 204 of title 23, United States Code; $2,586,593 
shall be set aside for the program authorized under section 
1101(a)(8)(D) of the Transportation Equity Act for the 21st Century, as 
amended, and section 204 of title 23, United States Code; $25,579,000 
shall be set aside for the program authorized under section 129(c) of 
title 23, United States Code, and section 1064 of the Intermodal Surface 
Transportation Efficiency Act of 1991, as amended; $352,256,000 shall be 
set aside for the programs authorized under sections 1118 and 1119 of 
the Transportation Equity Act for the 21st Century, as amended; 
$3,348,128 shall be set aside for the program authorized under section 
1101(a)(11) of the Transportation Equity Act for the 21st Century, as 
amended and section 162 of title 23, United States Code; $76,025,000 
shall be set aside for the program authorized under section 118(c) of 
title 23, United States Code; $62,450,000 shall be set aside for the 
program authorized under section 114(g) of title 23, United States Code; 
$251,092,600 shall be set aside for the program authorized under section 
1221 of the Transportation Equity Act for the 21st Century, as amended; 
$10,000,000 shall be set aside for the program authorized under section 
502(e) of title 23, United States Code; $56,300,000 shall be available 
for border infrastructure improvements; $45,122,600 shall be available 
for allocation by the Secretary for public lands highways; and 
$23,896,000 shall be set aside and transferred to the Federal Motor 
Carrier Safety Administration as authorized by section 102 of Public Law 
106-159: Provided further, That, of the funds to be apportioned to each 
State under section 110 for fiscal year 2002, the Secretary shall ensure 
that such funds are apportioned for the programs authorized under 
sections 1101(a)(1), 1101(a)(2), 1101(a)(3), 1101(a)(4), and 1101(a)(5) 
of the Transportation Equity Act for the 21st Century, as amended, in 
the same ratio that each State is apportioned funds for such programs in 
fiscal year 2002 but for this section] 2003: Provided, That of the funds 
available under section 104(a) of title 23, U.S.C., $6,000,000 shall be 
available for environmental streamlining activities, which may include 
making grants to, or entering into contracts, cooperative agreements, 
and other transactions, with a Federal agency, State agency, local 
agency, authority, association, nonprofit or for-profit corporation, or 
institution of higher education: Provided further, That the limitation 
on credit amounts provided in section 188(c) of title 23, U.S.C., shall 
remain available until expended.

[[Page 746]]

                 (liquidation of contract authorization)

                          (highway trust fund)

    Notwithstanding any other provision of law, for carrying out the 
provisions of title 23, United States Code, that are attributable to 
Federal-aid highways, including the National Scenic and Recreational 
Highway as authorized by 23 U.S.C. 148, not otherwise provided, 
including reimbursement for sums expended pursuant to the provisions of 
23 U.S.C. 308, [$30,000,000,000] $29,000,000,000 or so much thereof as 
may be available in and derived from the Highway Trust Fund, to remain 
available until expended. (Department of Transportation and Related 
Agencies Appropriations Act, 2002; additional authorizing legislation 
required.)

                       [emergency relief program]

                         [(highway trust fund)]

    [For emergency expenses to respond to the September 11, 2001, 
terrorist attacks on the United States, for the ``Emergency Relief 
Program'', as authorized by section 125 of title 23, United States Code, 
$75,000,000, to be derived from the Highway Trust Fund and to remain 
available until expended, to be obligated from amounts made available in 
Public Law 107-38.] (Emergency Supplemental Act, 2002.)

               Program and Financing (in millions of dollars)

----------------------------------------------------------------------------
Identification code 69-8083-0-7-401      2001 actual   2002 est.   2003 est.
----------------------------------------------------------------------------

    Obligations by program activity:
      Direct program:

        Programs subject to obligation 
            limitation:
00.01     Direct loan subsidy--[TIFIA]..         112          90          85
00.02     Guaranteed loan subsidy 
            [TIFIA].....................                       8           5
00.03     Line of credit [TIFIA]........                       9           4
00.09     Administrative expenses 
            [TIFIA].....................           2           2           2
00.11     Surface transportation program       7,126       6,960       4,932
00.12     National highway program......       5,445       5,955       4,243
00.13     Interstate maintenance........       4,108       5,021       3,524
00.14     Bridge program................       3,036       4,301       3,025
00.15     Congestion mitigation and air 
            quality improvement.........         884       1,692       1,198
00.16     Minimum guarantee.............       2,005       1,573       1,829
00.17     Safety incentive grants for 
            use of seat belts...........          93         110          83
00.21     Intelligent transportation 
            systems (ITS) standards, 
            research and development....          86         120          82
00.22     ITS deployment................          86         167          91
00.23     Transportation research.......         201         262         179
00.24     Federal lands highways........         636         855         515
00.26     National corridor planning and 
            coordinated border 
            infrastructure..............         122         509         104
00.27     Administration [Federal-aid 
            highways]...................         317         334         342
00.28     Other programs................       1,753         793         305
00.29     High priority projects........       1,159       1,415       1,479
00.30     Woodrow Wilson memorial bridge         342         305         167
00.31     Appalachian development 
            highway system..............         321         721         329
                                           ---------   ---------  ----------
00.91       Programs subject to 
              obligation limitation.....      27,834      31,202      22,523
        Programs exempt from obligation 
            limitation:
          Programs exempt from 
              obligation limitation:
02.11       Emergency relief program....          88         125         100
02.13       Minimum allocation/guarantee         745         595         622
02.14       Demonstration projects......         160         245         171
02.15   Reestimate on direct loan 
          subsidy.......................                      18
02.16   Interest on reestimates of 
          direct loan subsidy...........                       1
                                           ---------   ---------  ----------
02.91     Programs exempt from 
            obligation limitation.......         993         984         893
03.01   Emergency supplementals.........         566         234
                                           ---------   ---------  ----------
06.00     Total direct program..........      29,393      32,420      23,416
09.01 Reimbursable program..............          52          92          92
                                           ---------   ---------  ----------
10.00   Total new obligations...........      29,445      32,512      23,508
----------------------------------------------------------------------------

    Budgetary resources available for obligation:
21.40 Unobligated balance carried 
        forward, start of year..........          11         159
21.49 Unobligated balance carried 
        forward, start of year: Contract 
        authority.......................      24,103      27,494      30,364
                                           ---------   ---------  ----------
21.99   Total unobligated balance 
          carried forward, start of year      24,114      27,653      30,364
22.00 New budget authority (gross)......      33,031      35,223      31,189
22.21 Unobligated balance transferred to 
        other accounts..................          -8
22.75 Balance of contract authority 
        withdrawn.......................         -31
                                           ---------   ---------  ----------
23.90   Total budgetary resources 
          available for obligation......      57,106      62,876      61,553
23.95 Total new obligations.............     -29,445     -32,512     -23,508
23.98 Unobligated balance expiring or 
        withdrawn.......................          -8
24.40 Unobligated balance carried 
        forward, end of year............         159
24.49 Unobligated balance carried 
        forward, end of year: Contract 
        authority.......................      27,494      30,364      38,045
                                           ---------   ---------  ----------
24.99   Total unobligated balance 
          carried forward, end of year..      27,653      30,364      38,045
----------------------------------------------------------------------------

    New budget authority (gross), detail:
      Discretionary:

        Appropriation (trust fund):
40.26     Appropriation (trust fund)....      28,023      30,024      29,024
40.26     Appropriation (trust fund, 
            definite) (Emergency relief)         720          75
40.49   Portion applied to liquidate 
          contract authority............     -26,709     -30,000     -29,000
40.77   Reduction pursuant to P.L. 106-
          554 (0.22 percent)............          -2
41.00   Transferred to other accounts...      -1,291
                                           ---------   ---------  ----------
43.00     Appropriation (total 
            discretionary)..............         741          99          24
49.36   Unobligated balance rescinded...         -15         -52
      Mandatory:

60.26   Appropriation (trust fund, 
          indefinite)...................                      19
        Contract authority:
66.10     Contract authority transfer to 
            Federal Transit 
            Administration..............      -1,291
66.10     Contract authority............      33,545      35,065      31,073
                                           ---------   ---------  ----------
66.90     Contract authority (total 
            mandatory)..................      32,254      35,065      31,073
      Spending authority from offsetting 
          collections:

        Discretionary:
68.00     Offsetting collections (cash).          52          92          92
68.10     Change in uncollected customer 
            payments from Federal 
            sources (unexpired).........          -1
                                           ---------   ---------  ----------
68.90       Spending authority from 
              offsetting collections 
              (total discretionary).....          51          92          92
                                           ---------   ---------  ----------
70.00   Total new budget authority 
          (gross).......................      33,031      35,223      31,189
----------------------------------------------------------------------------

    Change in obligated balances:
72.40 Obligated balance, start of year..      36,564      38,689      42,857
73.10 Total new obligations.............      29,445      32,512      23,508
73.20 Total outlays (gross).............     -27,320     -28,344     -27,833
74.00 Change in uncollected customer 
        payments from Federal sources 
        (unexpired).....................           1
74.40 Obligated balance, end of year....      38,689      42,857      38,532
75.01 Obligated balance, start of year: 
        Contract authority..............      35,958      29,602      32,507
75.02 Obligated balance, end of year: 
        Contract authority..............      29,602      32,507      32,437
----------------------------------------------------------------------------

    Outlays (gross), detail:
86.90 Outlays from new discretionary 
        authority.......................       8,187       8,722       6,220
86.93 Outlays from discretionary 
        balances........................      17,881      18,358      20,435
86.97 Outlays from new mandatory 
        authority.......................         267         219         260
86.98 Outlays from mandatory balances...         984       1,045         918
                                           ---------   ---------  ----------
87.00   Total outlays (gross)...........      27,320      28,344      27,833
----------------------------------------------------------------------------

    Offsets:
      Against gross budget authority and outlays:

        Offsetting collections (cash) 
            from:
88.00     Federal sources...............         -52
88.40     Non-Federal sources...........                     -10         -10
88.45     Offsetting governmental 
            collections (from non-
            Federal sources)............                     -82         -82
                                           ---------   ---------  ----------
88.90       Total, offsetting 
              collections (cash)........         -52         -92         -92
      Against gross budget authority only:

88.95   Change in uncollected customer 
          payments from Federal sources 
          (unexpired)...................           1
----------------------------------------------------------------------------

    Net budget authority and outlays:
89.00 Budget authority..................      32,980      35,131      31,097
90.00 Outlays...........................      27,269      28,252      27,741
---------------------------------------------------------------------------

  Budget Authority and Outlays Excluding Full Funding for Federal Retiree 
                       Costs (in millions of dollars)

----------------------------------------------------------------------------
                                         2001 actual   2002 est.   2003 est.
----------------------------------------------------------------------------

    Net budget authority and outlays:
89.00 Budget authority..................      32,957      35,107      31,073
90.00 Outlays...........................      27,245      28,228      27,717
---------------------------------------------------------------------------

[[Page 747]]



Summary of Loan Levels, Subsidy Budget Authority and Outlays by Program (in 
                            millions of dollars)

----------------------------------------------------------------------------
Identification code 69-8083-0-7-401      2001 actual   2002 est.   2003 est.
----------------------------------------------------------------------------
    Direct loan levels supportable by subsidy 
                budget authority:
115001Direct loan.......................         874       2,000       1,914
115002Line of credit....................                     200         100
                                           ---------   ---------  ----------
115901Total direct loan levels..........         874       2,200       2,014
    Direct loan subsidy (in percent):
132001Direct loan.......................       10.99        4.50        4.44
132002Line of credit....................        0.00        4.71        3.93
                                           ---------   ---------  ----------
132901Weighted average subsidy rate.....       10.99        5.36        4.41
    Direct loan subsidy budget authority:
133001Direct loan.......................          96          90          85
133002Line of credit....................                       9           4
133003Subsidy reestimate................                      19
                                           ---------   ---------  ----------
133901Total subsidy budget authority....          96         118          89
    Direct loan subsidy outlays:
134001Direct loan.......................                      34          52
134002Line of credit....................                       9           4
                                           ---------   ---------  ----------
134901Total subsidy outlays.............                      43          56
----------------------------------------------------------------------------

    Guaranteed loan levels supportable by subsidy 
                budget authority:
215001Loan guarantee....................                     200         100
                                           ---------   ---------  ----------
215901Total loan guarantee levels.......                     200         100
    Guaranteed loan subsidy (in percent):
232001Loan guarantee....................        0.00        3.97        4.35
                                           ---------   ---------  ----------
232901Weighted average subsidy rate.....        0.00        3.97        4.35
    Guaranteed loan subsidy budget authority:
233001Loan guarantee....................                       8           5
                                           ---------   ---------  ----------
233901Total subsidy budget authority....                       8           5
    Guaranteed loan subsidy outlays:
234001Loan guarantee....................                       2           4
                                           ---------   ---------  ----------
234901Total subsidy outlays.............                       2           4
----------------------------------------------------------------------------

    Administrative expense data:
351001Budget authority..................           1           2           2
358001Outlays from balances.............                       1
359001Outlays from new authority........           1           2           2
---------------------------------------------------------------------------

    The Federal-Aid Highways (FAH) program is designed to aid in the 
development, operations and management of an intermodal transportation 
system that is economically efficient, environmentally sound, provides 
the foundation for the Nation to compete in the global economy, and 
moves people and goods safely.

    All programs included within FAH are financed from the Highway Trust 
Fund and most are distributed via apportionments and allocations to 
States. Liquidating cash appropriations are subsequently requested to 
fund outlays resulting from obligations incurred under contract 
authority. The budget proposes to fund most programs from within the 
Federal-Aid Highway obligation limitation. Emergency Relief and a 
portion of the Minimum Guarantee program ($639 million) will be exempt 
from the limitation.

    The FAH program is funded by contract authority found in the 
Transportation Equity Act for the 21st Century (TEA-21), which 
authorizes surface transportation programs through 2003, as described 
below.

    Surface Transportation Program (STP).--STP funds may be used by 
States and localities for projects on any Federal-aid highway, bridge 
projects on any public road, transit capital projects, and intracity and 
intercity bus terminals and facilities. A portion of the funds reserved 
for rural areas may be used on rural minor collectors. TEA-21 set aside 
10% of STP funds for transportation enhancements and 10% for safety and 
also provides State sub-allocations including the special rule for areas 
less than 5,000 population. Prior to apportionment, funds are set aside 
for Railway-Highway Crossing Hazard Elimination in High Speed Rail 
Corridors and for Operation Lifesaver.

    National highway system (NHS).--The NHS program provides funding for 
a designated National Highway System consisting of roads that are of 
primary Federal interest. The NHS consists of the current Interstate, 
other rural principal arterials, urban freeways and connecting urban 
principal arterials, and facilities on the Defense Department's 
designated Strategic Highway Network, and roads connecting the NHS to 
intermodal facilities. Legislation designating the 161,000 mile system 
was enacted in 1995 and TEA-21 added to the system the highways and 
connections to transportation facilities identified in the May 24, 1996 
report to Congress.

    Interstate maintenance (IM).--The IM program finances projects to 
rehabilitate, restore, resurface and reconstruct the Interstate system. 
Reconstruction that increases capacity, other than HOV lanes, is not 
eligible for IM funds.

    Emergency relief.--The Emergency Relief (ER) program provides funds 
for the repair or reconstruction of Federal-aid highways and bridges and 
Federally-owned roads and bridges which have suffered serious damage as 
the result of natural disasters or catastrophic failures. The ER program 
supplements the commitment of resources by States, their political 
subdivisions, or Federal agencies to help pay for unusually heavy 
expenses resulting from extraordinary conditions. Title 23, U.S.C., 
contains an annual authorization of $100 million for the ER program.

    Bridge replacement and rehabilitation.--The bridge program enables 
States to respond to the problem of unsafe and inadequate bridges. The 
funds are available for use on all bridges, including those on roads 
functionally classified as rural minor collectors and as local. Highway 
bridges designated as a hazard to navigation by the U.S. Coast Guard are 
eligible for funding under the bridge program.

    Congestion mitigation and air quality improvement program (CMAQ).--
The CMAQ program directs funds toward transportation projects and 
programs to help meet and maintain national ambient air quality 
standards for ozone, carbon monoxide, and particulate matter. A minimum 
\1/2\ percent of the apportionment is guaranteed to each State.

    Federal lands.--This category includes Public Lands Highways, 
including Forest Highways; Park Roads and Parkways; Indian Reservation 
Roads; and Refuge Roads. Roads funded under this program are open to 
public travel. State and local roads (29,500 miles) that provide 
important access within the National Forest System are designated Forest 
Highways. These roads should not be confused with the Forest Development 
Roads, which are under the jurisdiction of the Forest Service. Park 
roads and Parkways (8,000 miles) are owned by the National Park Service 
and provide access within the National Park System. Indian Reservation 
Roads program consists of the Bureau of Indian Affairs road system 
(25,000 miles) and State and local roads (25,000 miles) that provide 
access within Indian lands. There are approximately 4,250 miles which 
are under the jurisdiction of the Fish and Wildlife Service. The new 
category of Refuge Roads consists of public roads that provide access to 
or within the National Wildlife Refuge System.

    Border planning and infrastructure program.--The border planning and 
infrastructure program provides funds to make grants to State and local 
governments and Federal inspection agencies to facilitate planning and 
construction of facilities to improve the flow of people and goods in 
corridors of national significance and at our Nation's borders. Of these 
funds, $47 million is proposed to be set aside for state border safety 
inspection facilities at the southern border.

    Transportation infrastructure finance and innovation act (TIFIA) 
program.--The TIFIA program will provide funds to assist in the 
development of nationally-significant transportation projects. The goal 
is to encourage the development

[[Page 748]]

of large, capital-intensive infrastructure facilities through public-
private partnerships consisting of State or local government and one or 
more private sector firms. It will encourage more private sector and 
non-Federal participation, and build on the public's willingness to pay 
user fees to receive the benefits and services of transportation 
infrastructure sooner than would be possible under traditional funding 
techniques. Loans, loan guarantees, and stand-by lines of credit may be 
used to secure junior lien debt or other obligations requiring credit 
enhancement. The Administration proposes to make the TIFIA credit levels 
in TEA-21 available until expended.

    As required by the Federal Credit Reform Act of 1990, this account 
records, for this program, the subsidy costs associated with the direct 
loans obligated in 1992 and beyond (including modifications of direct 
loans or loan guarantees that resulted from obligations or commitments 
in any year), as well as administrative expenses of this program. The 
subsidy amounts are estimated on a present value basis; the 
administrative expenses are estimated on a cash basis.

    Federal highway research and technology.--The research and 
technology program develops new transportation technology that can be 
applied nationwide. Activities include surface transportation research, 
technology deployment, training and education, University Transportation 
Research, and funding for State research, development, and technology 
implementation.

    Intelligent Transportation Systems (ITS).--The ITS program is a 
cooperative, public/private initiative to research, develop, test and 
evaluate advanced electronic and information systems that can improve 
the safety, operational efficiency, and productivity of the existing 
surface transportation infrastructure. It includes the ITS research and 
development program and the ITS deployment incentives program. The ITS 
research and development program supports the development of the next 
generation of ITS technologies, including the Intelligent Vehicle 
Initiative; the development and maintenance of the National ITS 
architecture and standards; and the deployment of integrated ITS systems 
through guidance documents, training, and technical assistance. The ITS 
deployment incentive program supports the integration of existing ITS 
systems in metropolitan areas, integration and infrastructure deployment 
in rural areas; and the deployment of the commercial vehicle information 
systems and networks (CVISN).

    Revenue Aligned Budget Authority (RABA).--The budget authority and 
obligation limitation for Federal-aid highway programs funded from the 
Highway Account (HA) of the Highway Trust Fund (HTF) is adjusted to 
reflect changes in tax receipt estimates of the HA of the HTF. The 
Federal-aid highway obligation limitation will be adjusted downward by 
$4,965 million in 2003.

    Miscellaneous.--This category includes Scenic Byways, Highway Use 
Tax Evasion Projects, National Recreational Trails, Value Pricing, Ferry 
Boats, Commonwealth of Puerto Rico Highway Program, Environmental 
Streamlining, Miscellaneous Studies, Reports, and Projects, and 
Transportation and Community and System Preservation.

               Object Classification (in millions of dollars)

----------------------------------------------------------------------------
Identification code 69-8083-0-7-401      2001 actual   2002 est.   2003 est.
----------------------------------------------------------------------------

      Direct obligations:

        Personnel compensation:
11.1      Full-time permanent...........          21          22          24
11.3      Other than full-time permanent           1           1           1
11.5      Other personnel compensation..           2           2           2
                                           ---------   ---------  ----------
11.9        Total personnel compensation          24          25          27
12.1    Civilian personnel benefits.....           5           6           6
21.0    Travel and transportation of 
          persons.......................           7           8           8
22.0    Transportation of things........           1           1           1
25.2    Other services..................          72          96          89
26.0    Supplies and materials..........           4           4           4
31.0    Equipment.......................           2           2           2
32.0    Land and structures.............         215         313         344
41.0    Grants, subsidies, and 
          contributions.................      28,049      31,261      22,241
93.0    Limitation on general operating 
          expenses (see separate 
          schedule).....................         294         310         318
                                           ---------   ---------  ----------
99.0      Direct obligations............      28,673      32,026      23,040
99.0  Reimbursable obligations..........          52          92          92
      Allocation Account:

        Personnel compensation:
11.1      Full-time permanent...........          49          26          25
11.3      Other than full-time permanent           8           4           3
11.5      Other personnel compensation..           2           1           1
                                           ---------   ---------  ----------
11.9        Total personnel compensation          59          31          29
12.1    Civilian personnel benefits.....          11           6           5
21.0    Travel and transportation of 
          persons.......................           4           2           2
22.0    Transportation of things........           2           1           1
23.1    Rental payments to GSA..........           1           1           1
23.3    Communications, utilities, and 
          miscellaneous charges.........           6           3           3
25.2    Other services..................         297         158         151
25.3    Other purchases of goods and 
          services from Government 
          accounts......................          14           8           7
25.4    Operation and maintenance of 
          facilities....................           1
25.7    Operation and maintenance of 
          equipment.....................           9           5           4
26.0    Supplies and materials..........          10           5           5
31.0    Equipment.......................           4           2           2
32.0    Land and structures.............           7           4           4
41.0    Grants, subsidies, and 
          contributions.................         272         144         138
                                           ---------   ---------  ----------
99.0      Allocation account............         697         370         352
                                           ---------   ---------  ----------
99.9    Total new obligations...........      29,422      32,488      23,484
---------------------------------------------------------------------------

Obligations are distributed as 
  follows:

  Transportation:
      Federal Highway Administration      28,665      31,731      22,943
      Bureau of Transportation 
        Statistics..................          37          53          31
      National Highway Traffic 
        Safety Administration.......         307         257          83
      Federal Transit Administration           8
      Federal Motor Carrier Safety 
        Administration..............                       5
                                    ------------------------------------
  Agriculture:
      Forest Service................          39          18          19
  Interior:
      Bureau of Indian Affairs......         269         294         290
      National Park Service.........          33          16           4
      Bureau of Land Management.....           4           1           1
      U.S. Fish and Wildlife Service           8          19          19
  Defense:
      Corps of Engineers............                       1           1
  Military Traffic Management 
    Command:
      Transportation Engineering 
        Agency......................                       1
------------------------------------------------------------------------

                              Personnel Summary

----------------------------------------------------------------------------
Identification code 69-8083-0-7-401      2001 actual   2002 est.   2003 est.
----------------------------------------------------------------------------
    Direct:
1001  Total compensable workyears: Full-
        time equivalent employment......         464         413         413
    Reimbursable:
2001  Total compensable workyears: Full-
        time equivalent employment......           8           4           4
    Allocation account:
3001  Total compensable workyears: Full-
        time equivalent employment......         102         161         183
---------------------------------------------------------------------------

                                

                     Federal Highway Administration

                  limitation on administrative expenses

    Necessary expenses for administration and operation of the Federal 
Highway Administration, not to exceed [$311,000,000] $317,732,000 shall 
be paid in accordance with law from appropriations made available by 
this Act to the Federal Highway Administration together with advances 
and reimbursements received by the Federal Highway Administration[: 
Provided, That of the funds available under section 104(a)(1)(A) of 
title 23, United States Code: $7,500,000 shall be available for ``Child 
Passenger Protection Education Grants'' under section 2003(b) of Public 
Law 105-178, as amended; $4,000,000 shall be

[[Page 749]]

available for motor carrier safety research; $841,000 shall be available 
for the motor carrier crash data improvement program; $6,000,000 shall 
be available for the nationwide differential global positioning system 
program; and $1,500,000 for environmental streamlining activities]. 
(Department of Transportation and Related Agencies Appropriations Act, 
2002; additional authorizing legislation required.)

               Program and Financing (in millions of dollars)

----------------------------------------------------------------------------
                                         2001 actual   2002 est.   2003 est.
----------------------------------------------------------------------------
Program by activities:
  Program direction and coordination:
    Executive direction.................           2           2           2
    Corporate management................           2           2           2
    Legal services......................           7           8           8
    Public affairs......................           1           1           1
    Civil rights........................           2           2           2
  General program support:
    Policy..............................           9          10          10
    Research and development............          12          13          13
    Administrative support..............          99         103         104
    Professional development............           2           2           2
    Career development programs.........           2           2           2
  Highway programs:
    Infrastructure......................          10          12          12
    Planning and environment............          10          11          12
    Operations..........................           7           9           8
    Federal lands highway office........          12          14          14
    Other highway programs..............           7           6           0
  Field operations and resource centers.         112         124         130
                                           ---------   ---------  ----------
      Total obligations.................         295         319         321
Financing:
    Reimbursable programs...............           0          -4          -4
    Unobligated balance available, start 
      of year...........................          -6          -5           0
    Unobligated balance available, end 
      of year...........................           5           0           0
                                           ---------   ---------  ----------
  Limitation............................         294         310         318
----------------------------------------------------------------------------

Relation of obligations to outlays:
  Total obligations.....................         295         319         321
  Obligated balance, start of year......         402         370         347
  Obligated balance, end of year........        -370        -347        -338
                                           ---------   ---------  ----------
    Outlays from limitation.............         327         342         331
---------------------------------------------------------------------------

    This limitation provides for the salaries and expenses of the 
Federal Highway Administration. Resources are allocated from the 
Federal-aid highways program.

    Program direction and coordination.--Provides overall management of 
the highway transportation program, including formulation of multi-year 
and long-range policy plans and goals for highway programs; safety 
programs that focus on high risk areas through technical assistance, 
research, training, analysis, and public information; development of 
data and analysis for current and long-range programming; administrative 
support services for all elements of the FHWA; and training 
opportunities for highway related personnel.

    Highway programs.--Provides engineering guidance to Federal and 
State agencies and to foreign governments, and conducts a program to 
encourage use of modern traffic engineering procedures to increase the 
vehicle-carrying capacity of existing highways and urban streets; and 
finances construction skill training programs for disadvantaged workers 
hired by contractors on federally aided highway projects.

    Field operations.--Provides staff advisory and support services in 
field offices of the Federal Highway Administration; and provides 
program and engineering supervision through division offices.

               Object Classification (in millions of dollars)

----------------------------------------------------------------------------
Identification code 69-8083-0-7-401      2001 actual   2002 est.   2003 est.
----------------------------------------------------------------------------

      Personnel compensation:

11.1    Full-time permanent.............         149         172         179
11.3    Other than full-time permanent..           2           2           3
11.5    Other personnel compensation....           3           3           3
                                           ---------   ---------  ----------
11.9      Total personnel compensation..         154         177         185
12.1  Civilian personnel benefits.......          62          69          71
21.0  Travel and transportation of 
        persons.........................          14           9           9
22.0  Transportation of things..........           2
23.1  Rental payments to GSA............          18          21          24
23.3  Communications, utilities, and 
        miscellaneous charges...........          10          10          10
24.0  Printing and reproduction.........           3           1           1
25.2  Other services....................          43          41          35
26.0  Supplies and materials............           3           2           2
31.0  Equipment.........................           8           5           5
93.0  Limitation on expenses............        -294        -311        -318
                                           ---------   ---------  ----------
99.0      Limitation acct--direct 
            obligations.................          23          24          24
---------------------------------------------------------------------------

                              Personnel Summary

----------------------------------------------------------------------------
Identification code 69-8083-0-7-401      2001 actual   2002 est.   2003 est.
----------------------------------------------------------------------------
6001  Total compensable workyears: Full-
        time equivalent employment......       2,263       2,422       2,412
---------------------------------------------------------------------------

                                

                 Appalachian Development Highway System

                          (highway trust fund)

    Note.--2001 appropriations were provided by sections 326 and 378 of 
the Department of Transportation and Related Agencies Appropriations 
Act, 2001, as enacted by section 101(a) of P.L. 106-346.

               Program and Financing (in millions of dollars)

----------------------------------------------------------------------------
Identification code 69-8072-0-7-401      2001 actual   2002 est.   2003 est.
----------------------------------------------------------------------------

    Obligations by program activity:
00.01 Section 326 of P.L. 106-346.......          55
00.02 Section 378 of P.L. 106-346.......         139          60
                                           ---------   ---------  ----------
10.00   Total new obligations (object 
          class 25.2)...................         194          60
----------------------------------------------------------------------------

    Budgetary resources available for obligation:
21.40 Unobligated balance carried 
        forward, start of year..........                      60
22.00 New budget authority (gross)......         254
                                           ---------   ---------  ----------
23.90   Total budgetary resources 
          available for obligation......         254          60
23.95 Total new obligations.............        -194         -60
24.40 Unobligated balance carried 
        forward, end of year............          60
----------------------------------------------------------------------------

    New budget authority (gross), detail:
      Discretionary:

40.00   Appropriation...................         255
40.77   Reduction pursuant to P.L. 106-
          554 (0.22 percent)............          -1
                                           ---------   ---------  ----------
43.00     Appropriation (total 
            discretionary)..............         254
----------------------------------------------------------------------------

    Change in obligated balances:
72.40 Obligated balance, start of year..                     185         134
73.10 Total new obligations.............         194          60
73.20 Total outlays (gross).............          -9        -111         -67
74.40 Obligated balance, end of year....         185         134          67
----------------------------------------------------------------------------

    Outlays (gross), detail:
86.90 Outlays from new discretionary 
        authority.......................           9
86.93 Outlays from discretionary 
        balances........................                     111          67
                                           ---------   ---------  ----------
87.00   Total outlays (gross)...........           9         111          67
----------------------------------------------------------------------------

    Net budget authority and outlays:
89.00 Budget authority..................         254
90.00 Outlays...........................           9         111          67
---------------------------------------------------------------------------

    Funding for this program will be used for the necessary expenses for 
the Appalachian Development Highway System (ADHS) as distributed to the 
following states: Alabama, Georgia, Kentucky, Maryland, Mississippi, New 
York, North Carolina, Ohio, Pennsylvania, South Carolina, Tennessee, 
Virginia, and West Virginia. Funding also has been included for 
construction of and improvements to Corridor D in the State of West 
Virginia and Corridor X in the State of Alabama. No further 
appropriation is requested.

[[Page 750]]

                                

                      Highway-Related Safety Grants

                          (highway trust fund)

               Program and Financing (in millions of dollars)

----------------------------------------------------------------------------
Identification code 69-8019-0-7-401      2001 actual   2002 est.   2003 est.
----------------------------------------------------------------------------

    Change in obligated balances:
72.40 Obligated balance, start of year..           1           1
73.20 Total outlays (gross).............                      -1
74.40 Obligated balance, end of year....           1
----------------------------------------------------------------------------

    Outlays (gross), detail:
86.93 Outlays from discretionary 
        balances........................                       1
----------------------------------------------------------------------------

    Net budget authority and outlays:
89.00 Budget authority..................
90.00 Outlays...........................                       1
---------------------------------------------------------------------------

    The Highway Safety Act of 1970 authorized grants to States and 
communities for implementing and maintaining highway-related safety 
standards. TEA-21 authorizes a consolidated state and community highway 
safety formula grant program, and therefore this schedule reflects 
spending of prior year balances.

                                

                        Miscellaneous Trust Funds

              Unavailable Collections (in millions of dollars)

----------------------------------------------------------------------------
Identification code 69-9971-0-7-999      2001 actual   2002 est.   2003 est.
----------------------------------------------------------------------------
01.99 Balance, start of year............
    Receipts:
02.20 Advances from State cooperating 
        agencies and Foreign governments          32          25          25
02.21 Advances for highway research 
        program.........................                       5           5
02.22 Contributions from States, etc., 
        cooperative work, forest 
        highways, FHA, M................          16           3           3
02.40 Advances from other Federal 
        agencies, FHA miscellaneous 
        trust, DOT......................           2           5           5
                                           ---------   ---------  ----------
02.99   Total receipts and collections..          50          38          38
    Appropriations:
05.00 Miscellaneous trust funds.........         -50         -38         -38
                                           ---------   ---------  ----------
07.99 Balance, end of year..............
---------------------------------------------------------------------------

               Program and Financing (in millions of dollars)

----------------------------------------------------------------------------
Identification code 69-9971-0-7-999      2001 actual   2002 est.   2003 est.
----------------------------------------------------------------------------

    Obligations by program activity:
00.01 Cooperative work, forest highways.           4           7           7
00.03 Contributions for highway research 
        programs........................           1           6           6
00.04 Advances from State cooperating 
        agencies........................          37          43          43
                                           ---------   ---------  ----------
10.00   Total new obligations...........          42          56          56
----------------------------------------------------------------------------

    Budgetary resources available for obligation:
21.40 Unobligated balance carried 
        forward, start of year..........          50          59          41
22.00 New budget authority (gross)......          50          38          38
                                           ---------   ---------  ----------
23.90   Total budgetary resources 
          available for obligation......         100          97          79
23.95 Total new obligations.............         -42         -56         -56
24.40 Unobligated balance carried 
        forward, end of year............          59          41          22
----------------------------------------------------------------------------

    New budget authority (gross), detail:
      Mandatory:

60.26   Appropriation (trust fund)......          50          38          38
----------------------------------------------------------------------------

    Change in obligated balances:
72.40 Obligated balance, start of year..          33          27          11
73.10 Total new obligations.............          42          56          56
73.20 Total outlays (gross).............         -48         -73         -38
74.40 Obligated balance, end of year....          27          11          29
----------------------------------------------------------------------------

    Outlays (gross), detail:
86.97 Outlays from new mandatory 
        authority.......................          41          31          31
86.98 Outlays from mandatory balances...           7          42           7
                                           ---------   ---------  ----------
87.00   Total outlays (gross)...........          48          73          38
----------------------------------------------------------------------------

    Net budget authority and outlays:
89.00 Budget authority..................          50          38          38
90.00 Outlays...........................          48          73          38
---------------------------------------------------------------------------

    Miscellaneous Trust Funds contains the following programs financed 
out of the highway trust fund and reimbursed by the requesting parties.

    Cooperative work, forest highways.--Contributions are received from 
States and counties in connection with cooperative engineering, survey, 
maintenance, and construction projects for forest highways.

    Contributions for highway research programs.--In association with 
the General Services Administration and the Department of Defense, tests 
of highway equipment are conducted for the purpose of establishing 
performance standards upon which to base specifications for use by the 
Government in purchasing such equipment.

    Advances from State cooperating agencies.--Funds are contributed by 
the State highway departments or local subdivisions thereof for 
construction and/or maintenance of roads or bridges. The work is 
performed under the supervision of the Federal Highway Administration.

    International highway transportation outreach.--Funds are collected 
to inform the domestic highway community of technological innovations, 
promote highway transportation expertise internationally, and increase 
transfers of transportation technology to foreign countries.

               Object Classification (in millions of dollars)

----------------------------------------------------------------------------
Identification code 69-9971-0-7-999      2001 actual   2002 est.   2003 est.
----------------------------------------------------------------------------
11.1  Personnel compensation: Full-time 
        permanent.......................           2           2           2
25.2  Other services....................          40          54          54
                                           ---------   ---------  ----------
99.9    Total new obligations...........          42          56          56
---------------------------------------------------------------------------

                              Personnel Summary

----------------------------------------------------------------------------
Identification code 69-9971-0-7-999      2001 actual   2002 est.   2003 est.
----------------------------------------------------------------------------
1001  Total compensable workyears: Full-
        time equivalent employment......          31          66          66
---------------------------------------------------------------------------

                                

                    Miscellaneous Highway Trust Funds

    Note.--2001 appropriations were provided by section 378 of the 
Department of Transportation and Related Agencies Appropriations Act, 
2001, as enacted by section 101(a) of P.L. 106-346 and by sections 1109, 
1121, and 1128 of Division A of H.R. 5666, Miscellaneous Appropriations 
Act, 2001, as enacted by section 1(a)(4) of P.L. 106-554.

                         [(highway trust fund)]

    [For emergency expenses to respond to the September 11, 2001, 
terrorist attacks on the United States, for ``Miscellaneous 
Appropriations'', including the operation and construction of ferries 
and ferry facilities, $100,000,000, to be derived from the Highway Trust 
Fund, to remain available until expended, and to be obligated from 
amounts made available in Public Law 107-38.] (Emergency Supplemental 
Act, 2002.)

               Program and Financing (in millions of dollars)

----------------------------------------------------------------------------
Identification code 69-9972-0-7-401      2001 actual   2002 est.   2003 est.
----------------------------------------------------------------------------

    Obligations by program activity:
00.04 Highway safety improvement 
        demonstration project...........           1           1           1
00.26 Highway projects..................           6           5           5
00.27 Miscellaneous highway projects....         401         350         250
                                           ---------   ---------  ----------
10.00   Total new obligations (object 
          class 41.0)...................         408         356         256
----------------------------------------------------------------------------

    Budgetary resources available for obligation:
21.40 Unobligated balance carried 
        forward, start of year..........          23         825         569
22.00 New budget authority (gross)......       1,210         100
                                           ---------   ---------  ----------

[[Page 751]]


23.90   Total budgetary resources 
          available for obligation......       1,233         925         569
23.95 Total new obligations.............        -408        -356        -256
24.40 Unobligated balance carried 
        forward, end of year............         825         569         313
----------------------------------------------------------------------------

    New budget authority (gross), detail:
      Discretionary:

40.00   Appropriation...................       1,213         100
40.77   Reduction pursuant to P.L. 106-
          554 (0.22 percent)............          -3
                                           ---------   ---------  ----------
43.00     Appropriation (total 
            discretionary)..............       1,210         100
----------------------------------------------------------------------------

    Change in obligated balances:
72.40 Obligated balance, start of year..          83         415         465
73.10 Total new obligations.............         408         356         256
73.20 Total outlays (gross).............         -76        -306        -309
74.40 Obligated balance, end of year....         415         465         412
----------------------------------------------------------------------------

    Outlays (gross), detail:
86.90 Outlays from new discretionary 
        authority.......................                      27
86.93 Outlays from discretionary 
        balances........................          76         279         309
                                           ---------   ---------  ----------
87.00   Total outlays (gross)...........          76         306         309
----------------------------------------------------------------------------

    Net budget authority and outlays:
89.00 Budget authority..................       1,210         100
90.00 Outlays...........................          76         306         309
---------------------------------------------------------------------------

    No further budget authority is requested for 2003. Accounts in this 
consolidated schedule show the obligation and outlay amounts made 
available in prior years.

                                


 
               FEDERAL MOTOR CARRIER SAFETY ADMINISTRATION

                               Trust Funds

                          Motor Carrier Safety

            limitation on obligations administrative expenses

                    [(including rescission of funds)]

    For necessary expenses for administration of motor carrier safety 
programs and motor carrier safety research, pursuant to section 
104(a)(1)(B) of title 23, United States Code, not to exceed 
[$110,000,000] $117,464,000 shall be paid in accordance with law from 
appropriations made available by this Act and from any available 
takedown balances to the Federal Motor Carrier Safety Administration, 
together with advances and reimbursements received by the [Federal Motor 
Carrier Safety] Administration[: Provided, That such amounts shall be 
available to carry out the functions and operations of the Federal Motor 
Carrier Safety Administration], of which $7,000,000, to remain available 
until September 30, 2006, is for the research and technology program; 
$3,000,000 is for reviews of conditional motor carriers and regulatory 
development; $5,000,000 is for the collection and analysis of data on 
commercial motor vehicle crashes, including crash causation, as 
authorized; $375,000 is for a toll-free hotline for reporting safety 
violations, as authorized; and $10,000,000 is for the commercial 
driver's license improvement program; and $2,995,000 in budget 
authority, to be derived from the Highway Trust Fund for 2003.
    [Of the unobligated balances authorized under 23 U.S.C. 
104(a)(1)(B), $6,665,342 are rescinded.] (P.L. 106-159, sec. 225(e); 
P.L. 105-178, sec. 4017, as amended by P.L. 106-159, sec. 213; 
Department of Transportation and Related Agencies Appropriations Act, 
2002.)

               Program and Financing (in millions of dollars)

----------------------------------------------------------------------------
Identification code 69-8055-0-7-401      2001 actual   2002 est.   2003 est.
----------------------------------------------------------------------------

    Obligations by program activity:
      Direct program:

00.01   Administration..................          81         103          95
00.02   Research and technology.........          10           1           7
00.03   Motor carrier safety programs...           4          10          18
                                           ---------   ---------  ----------
01.00   Subtotal, Direct program........          95         114         120
09.01 Reimbursable program..............           8           9          10
                                           ---------   ---------  ----------
10.00   Total new obligations...........         104         123         130
----------------------------------------------------------------------------

    Budgetary resources available for obligation:
21.40 Unobligated balance carried 
        forward, start of year..........           2           1
21.49 Unobligated balance carried 
        forward, start of year: Contract 
        authority.......................                       7
                                           ---------   ---------  ----------
21.99   Total unobligated balance 
          carried forward, start of year           2           8
22.00 New budget authority (gross)......         102         114         138
22.22 Unobligated balance transferred 
        from other accounts.............           8
                                           ---------   ---------  ----------
23.90   Total budgetary resources 
          available for obligation......         112         122         138
23.95 Total new obligations.............        -104        -123        -130
24.40 Unobligated balance carried 
        forward, end of year............           1
24.49 Unobligated balance carried 
        forward, end of year: Contract 
        authority.......................           7                       8
                                           ---------   ---------  ----------
24.99   Total unobligated balance 
          carried forward, end of year..           8                       8
----------------------------------------------------------------------------

    New budget authority (gross), detail:
      Discretionary:

40.26   Appropriation (trust fund)......          95         113         120
40.49   Portion applied to liquidate 
          contract authority............         -92        -110        -117
                                           ---------   ---------  ----------
43.00     Appropriation (total 
            discretionary)..............           3           3           3
49.36   Unobligated balance rescinded...                      -7
      Mandatory:

66.10   Contract authority..............          91         109         125
      Discretionary:

68.00   Spending authority from 
          offsetting collections: 
          Offsetting collections (cash).           8           9          10
                                           ---------   ---------  ----------
70.00   Total new budget authority 
          (gross).......................         102         114         138
----------------------------------------------------------------------------

    Change in obligated balances:
72.40 Obligated balance, start of year..          18          34          11
73.10 Total new obligations.............         104         123         130
73.20 Total outlays (gross).............         -88        -146        -129
74.40 Obligated balance, end of year....          34          11          12
----------------------------------------------------------------------------

    Outlays (gross), detail:
86.90 Outlays from new discretionary 
        authority.......................          69         111         118
86.93 Outlays from discretionary 
        balances........................          19          35          11
                                           ---------   ---------  ----------
87.00   Total outlays (gross)...........          88         146         129
----------------------------------------------------------------------------

    Offsets:
      Against gross budget authority and outlays:

88.40   Offsetting collections (cash) 
          from: Non-Federal sources.....          -8          -9         -10
----------------------------------------------------------------------------

    Net budget authority and outlays:
89.00 Budget authority..................          94         105         128
90.00 Outlays...........................          80         137         119
---------------------------------------------------------------------------

  Budget Authority and Outlays Excluding Full Funding for Federal Retiree 
                       Costs (in millions of dollars)

----------------------------------------------------------------------------
                                         2001 actual   2002 est.   2003 est.
----------------------------------------------------------------------------

    Net budget authority and outlays:
89.00 Budget authority..................          91         102         125
90.00 Outlays...........................          77         134         116
---------------------------------------------------------------------------

            Status of Contract Authority (in millions of dollars)

----------------------------------------------------------------------------
Identification code 69-8055-0-7-401      2001 actual   2002 est.   2003 est.
----------------------------------------------------------------------------
0100  Balance, start of year............                       7
    Contract authority:
0200  Contract authority................          91         102         125
0340  Unobligated balance transferred...           8
0400  Appropriation to liquidate 
        contract authority..............         -92        -110        -117
0700  Balance, end of year..............           7                       8
---------------------------------------------------------------------------

    This limitation provides resources to support motor carrier safety 
program activities and maintain the agency's administrative 
infrastructure. Funding will support regulatory development, safety 
outreach and nationwide motor carrier enforcement efforts. Resources are 
also provided to fund motor carrier safety research and technology, 
maintain legislatively-mandated funding levels for both the motor 
carrier crash data improvement program and 24-hour safety telephone hot

[[Page 752]]

line, and continue the State commercial driver's license (CDL) 
improvement program.

               Object Classification (in millions of dollars)

----------------------------------------------------------------------------
Identification code 69-8055-0-7-401      2001 actual   2002 est.   2003 est.
----------------------------------------------------------------------------

      Direct obligations:

        Personnel compensation:
11.1      Full-time permanent...........          40          49          45
11.3      Other than full-time permanent           1           2           2
                                           ---------   ---------  ----------
11.9        Total personnel compensation          41          51          47
12.1    Civilian personnel benefits.....          14          19          18
21.0    Travel and transportation of 
          persons.......................           5           7           6
23.1    Rental payments to GSA..........           4           5           7
25.2    Other services..................          18          22          25
25.5    Research and development 
          contracts.....................           9           1           4
26.0    Supplies and materials..........           1           1           1
31.0    Equipment.......................           3           3           2
41.0    Grants, subsidies, and 
          contributions.................                       5          10
                                           ---------   ---------  ----------
99.0      Direct obligations............          95         114         120
99.0  Reimbursable obligations..........           8           9          10
99.5  Below reporting threshold.........           1
                                           ---------   ---------  ----------
99.9    Total new obligations...........         104         123         130
---------------------------------------------------------------------------

                              Personnel Summary

----------------------------------------------------------------------------
Identification code 69-8055-0-7-401      2001 actual   2002 est.   2003 est.
----------------------------------------------------------------------------
    Direct:
1001  Total compensable workyears: Full-
        time equivalent employment......         663         857         732
    Reimbursable:
2001  Total compensable workyears: Full-
        time equivalent employment......          52          52          52
---------------------------------------------------------------------------

                                

                  National Motor Carrier Safety Program

                 (liquidation of contract authorization)

                       (limitation on obligations)

                          (highway trust fund)

    Notwithstanding any other provision of law, for payment of 
obligations incurred in carrying out 49 U.S.C. 31102, 31106 and 31309, 
[$205,896,000] $190,000,000, to be derived from the Highway Trust Fund 
and to remain available until expended: Provided, That none of the funds 
in this Act shall be available for the implementation or execution of 
programs the obligations for which are in excess of [$182,000,000] 
$190,000,000 for ``Motor Carrier Safety Grants,'' and ``Information 
Systems''[: Provided further, That notwithstanding any other provision 
of law, of the $23,896,000 provided under 23 U.S.C. 110, $18,000,000 
shall be for border State grants and $4,837,000 shall be for State 
commercial driver's license program improvements]. (Department of 
Transportation and Related Agencies Appropriations Act, 2002.)

               Program and Financing (in millions of dollars)

----------------------------------------------------------------------------
Identification code 69-8048-0-7-401      2001 actual   2002 est.   2003 est.
----------------------------------------------------------------------------

    Obligations by program activity:
00.01 Motor carrier grants..............         153         182         163
00.02 Administration and studies........           6           7           7
00.03 Information systems...............          17          17          20
                                           ---------   ---------  ----------
10.00   Total new obligations...........         176         206         190
----------------------------------------------------------------------------

    Budgetary resources available for obligation:
21.49 Unobligated balance carried 
        forward, start of year: Contract 
        authority.......................           2           3           3
22.00 New budget authority (gross)......         177         206         190
                                           ---------   ---------  ----------
23.90   Total budgetary resources 
          available for obligation......         179         209         193
23.95 Total new obligations.............        -176        -206        -190
24.49 Unobligated balance carried 
        forward, end of year: Contract 
        authority.......................           3           3           3
----------------------------------------------------------------------------

    New budget authority (gross), detail:
      Discretionary:

40.26   Appropriation (trust fund)......         177         206         190
40.49   Portion applied to liquidate 
          contract authority............        -177        -206        -190
                                           ---------   ---------  ----------
43.00     Appropriation (total 
            discretionary)..............
      Mandatory:

66.10   Contract authority..............         177         182         190
66.62   Transferred from other accounts.                      24
                                           ---------   ---------  ----------
66.90     Contract authority (total 
            mandatory)..................         177         206         190
                                           ---------   ---------  ----------
70.00   Total new budget authority 
          (gross).......................         177         206         190
----------------------------------------------------------------------------

    Change in obligated balances:
72.40 Obligated balance, start of year..          85         138         148
73.10 Total new obligations.............         176         206         190
73.20 Total outlays (gross).............        -122        -196        -201
74.40 Obligated balance, end of year....         138         148         137
----------------------------------------------------------------------------

    Outlays (gross), detail:
86.90 Outlays from new discretionary 
        authority.......................          37          58          53
86.93 Outlays from discretionary 
        balances........................          85         138         148
                                           ---------   ---------  ----------
87.00   Total outlays (gross)...........         122         196         201
----------------------------------------------------------------------------

    Net budget authority and outlays:
89.00 Budget authority..................         177         206         190
90.00 Outlays...........................         122         196         201
---------------------------------------------------------------------------

            Status of Contract Authority (in millions of dollars)

----------------------------------------------------------------------------
Identification code 69-8048-0-7-401      2001 actual   2002 est.   2003 est.
----------------------------------------------------------------------------
0100  Balance, start of year............           2           3           3
    Contract authority:
0200  Contract authority................         177         206         190
0400  Appropriation to liquidate 
        contract authority..............        -177        -206        -190
0700  Balance, end of year..............           3           3           3
---------------------------------------------------------------------------

    The National Motor Carrier Safety Program is funded at $190 million 
in 2003, of which $165 million is dedicated to Motor carrier safety 
assistance program (MCSAP) state grants. Grants will be used to increase 
the number of compliance reviews in states; identify and apprehend 
traffic violators; increase the volume of roadside inspections; improve 
State commercial driver's license oversight activities; and support 
State border enforcement efforts. $20 million is included for the 
Information systems and strategic safety initiatives (ISSSI) program. 
The program's implementation is shared by Federal Motor Carrier Safety 
Administration (FMCSA) and the states and supports motor carrier 
information system and data analysis activities including: SAFESTAT 
technology, used to target high-risk motor carriers for compliance 
reviews; and the Performance registration information systems and 
management (PRISM) program, which links state motor vehicle registration 
systems with carrier safety data in an effort to identify unsafe 
commercial motor carriers. $5 million is provided to continue a 
comprehensive study on commercial vehicle crash causation initiated in 
2001. The study will identify data requirements and collection 
procedures, reports and other measures that will improve both FMCSA and 
the states' ability to evaluate future crashes involving commercial 
motor vehicles; monitor crash trends and identify causes and 
contributing factors; and develop effective safety improvement policies 
and programs.

               Object Classification (in millions of dollars)

----------------------------------------------------------------------------
Identification code 69-8048-0-7-401      2001 actual   2002 est.   2003 est.
----------------------------------------------------------------------------
25.2  Other services....................          16          15          17
41.0  Grants, subsidies, and 
        contributions...................         160         191         173
                                           ---------   ---------  ----------
99.9    Total new obligations...........         176         206         190
---------------------------------------------------------------------------

[[Page 753]]



                                

                       Border Enforcement Program

                          (highway trust fund)

    To continue the Border Enforcement Program, authorized by section 
350 of the Department of Transportation and Related Agencies 
Appropriations Act, 2002, $60,908,000, to be derived from the Highway 
Trust Fund, for necessary expenses.

               Program and Financing (in millions of dollars)

----------------------------------------------------------------------------
Identification code 69-8274-0-7-401      2001 actual   2002 est.   2003 est.
----------------------------------------------------------------------------

    Obligations by program activity:
00.01 Administration....................           1          27          43
00.02 Grants............................                                  18
                                           ---------   ---------  ----------
01.00   Direct program..................           1          27          61
                                           ---------   ---------  ----------
10.00   Total new obligations...........           1          27          61
----------------------------------------------------------------------------

    Budgetary resources available for obligation:
22.00 New budget authority (gross)......           1          27          61
23.95 Total new obligations.............          -1         -27         -61
----------------------------------------------------------------------------

    New budget authority (gross), detail:
      Discretionary:

40.26   Appropriation (trust fund)......           1          27          61
----------------------------------------------------------------------------

    Change in obligated balances:
72.40 Obligated balance, start of year..                                   3
73.10 Total new obligations.............           1          27          61
73.20 Total outlays (gross).............          -1         -24         -58
74.40 Obligated balance, end of year....                       3           6
----------------------------------------------------------------------------

    Outlays (gross), detail:
86.90 Outlays from new discretionary 
        authority.......................           1          24          55
86.93 Outlays from discretionary 
        balances........................                                   3
                                           ---------   ---------  ----------
87.00   Total outlays (gross)...........           1          24          58
----------------------------------------------------------------------------

    Net budget authority and outlays:
89.00 Budget authority..................           1          27          61
90.00 Outlays...........................           1          24          58
---------------------------------------------------------------------------

  Budget Authority and Outlays Excluding Full Funding for Federal Retiree 
                       Costs (in millions of dollars)

----------------------------------------------------------------------------
                                         2001 actual   2002 est.   2003 est.
----------------------------------------------------------------------------

    Net budget authority and outlays:
89.00 Budget authority..................                      26          60
90.00 Outlays...........................                      23          57
---------------------------------------------------------------------------

    The Border Enforcement Program will support the Federal and state 
safety enforcement efforts at the U.S./Mexico border needed to ensure 
that Mexican carriers entering the U.S. are in compliance with Federal 
Motor Carrier Safety Regulations. Funding is provided for Federal 
enforcement personnel to inspect commercial vehicles at the border and 
for travel into Mexico to conduct compliance reviews of Mexican 
carriers. $18 million is also provided for grants to Texas, Arizona, New 
Mexico, and California to fund state border inspection personnel.

               Object Classification (in millions of dollars)

----------------------------------------------------------------------------
Identification code 69-8274-0-7-401      2001 actual   2002 est.   2003 est.
----------------------------------------------------------------------------
11.1  Personnel compensation: Full-time 
        permanent.......................                       1          12
12.1  Civilian personnel benefits.......           1           2           7
21.0  Travel and transportation of 
        persons.........................                       9          16
25.2  Other services....................                      14           6
26.0  Supplies and materials............                                   1
31.0  Equipment.........................                       1           1
41.0  Grants, subsidies, and 
        contributions...................                                  18
                                           ---------   ---------  ----------
99.9    Total new obligations...........           1          27          61
---------------------------------------------------------------------------

                              Personnel Summary

----------------------------------------------------------------------------
Identification code 69-8274-0-7-401      2001 actual   2002 est.   2003 est.
----------------------------------------------------------------------------
1001  Total compensable workyears: Full-
        time equivalent employment......                      27         274
---------------------------------------------------------------------------

                                


 
             NATIONAL HIGHWAY TRAFFIC SAFETY ADMINISTRATION

    The following table depicts the total funding for all National 
Highway Traffic Safety programs.

                        [In millions of dollars]

                                     2001 actual  2002 est.   2003 est.
Budget authority:
  Operations and research...........         120         131         131
  Operations and research (Highway 
    trust fund).....................          74          73          74
  Highway traffic safety grants.....         213         223         225
                                    ------------------------------------
      Total budget authority........         407         426         430
                                    ====================================
Program level (obligations):
  Operations and research...........         109         154         131
  Operations and research (Highway 
    trust fund).....................          77          74          74
  Highway traffic safety grants.....         212         223         225
                                    ------------------------------------
      Total program level...........         398         451         430
                                    ====================================
Outlays:
  Operations and research...........          80         147         141
  Operations and research (Highway 
    trust fund).....................          81          92          80
  Highway traffic safety grants.....         207         229         234
                                    ------------------------------------
      Total outlays.................         368         468         455
                                    ====================================

                                

                              Federal Funds

General and special funds:

                         Operations and Research

    For expenses necessary to discharge the functions of the Secretary, 
with respect to traffic and highway safety under chapter 301 of title 
49, United States Code, and part C of subtitle VI of title 49, United 
States Code [$127,780,000] $130,881,508, of which [$95,835,000] 
$98,161,131 shall remain available until September 30, [2004] 2005: 
Provided, That none of the funds appropriated by this Act may be 
obligated or expended to plan, finalize, or implement any rulemaking to 
add to section 575.104 of title 49 of the Code of Federal Regulations 
any requirement pertaining to a grading standard that is different from 
the three grading standards (treadwear, traction, and temperature 
resistance) already in effect. (Department of Transportation and Related 
Agencies Appropriations Act, 2002; additional authorizing legislation 
required.)

               Program and Financing (in millions of dollars)

----------------------------------------------------------------------------
Identification code 69-0650-0-1-401      2001 actual   2002 est.   2003 est.
----------------------------------------------------------------------------

    Obligations by program activity:
      Direct program:

00.01   Safety performance standards....          15          24          25
00.02   Safety assurance................          27          32          32
00.03   Research and analysis...........          53          88          61
00.04   Office of the Administrator.....           7           4           4
00.05   General administration..........          11           9           8
09.01 Reimbursable program..............          25          25          25
                                           ---------   ---------  ----------
10.00   Total new obligations...........         138         182         155
----------------------------------------------------------------------------

    Budgetary resources available for obligation:
21.40 Unobligated balance carried 
        forward, start of year..........          14          26
22.00 New budget authority (gross)......         146         156         155
22.10 Resources available from 
        recoveries of prior year 
        obligations.....................           5
                                           ---------   ---------  ----------
23.90   Total budgetary resources 
          available for obligation......         165         182         155
23.95 Total new obligations.............        -138        -182        -155
24.40 Unobligated balance carried 
        forward, end of year............          26
----------------------------------------------------------------------------

[[Page 754]]



    New budget authority (gross), detail:
      Discretionary:

40.00   Appropriation...................         121         132         130
40.35   Appropriation rescinded.........                      -1
                                           ---------   ---------  ----------
43.00     Appropriation (total 
            discretionary)..............         121         131         130
68.00 Spending authority from offsetting 
        collections: Offsetting 
        collections (cash)..............          25          25          25
                                           ---------   ---------  ----------
70.00   Total new budget authority 
          (gross).......................         146         156         155
----------------------------------------------------------------------------

    Change in obligated balances:
72.40 Obligated balance, start of year..          63          86          96
73.10 Total new obligations.............         138         182         155
73.20 Total outlays (gross).............        -105        -172        -166
73.40 Adjustments in expired accounts 
        (net)...........................          -5
73.45 Recoveries of prior year 
        obligations.....................          -5
74.40 Obligated balance, end of year....          86          96          85
----------------------------------------------------------------------------

    Outlays (gross), detail:
86.90 Outlays from new discretionary 
        authority.......................          97         103         102
86.93 Outlays from discretionary 
        balances........................           8          69          64
                                           ---------   ---------  ----------
87.00   Total outlays (gross)...........         105         172         166
----------------------------------------------------------------------------

    Offsets:
      Against gross budget authority and outlays:

88.00   Offsetting collections (cash) 
          from: Federal sources.........         -25         -25         -25
----------------------------------------------------------------------------

    Net budget authority and outlays:
89.00 Budget authority..................         121         131         130
90.00 Outlays...........................          80         147         141
---------------------------------------------------------------------------

  Budget Authority and Outlays Excluding Full Funding for Federal Retiree 
                       Costs (in millions of dollars)

----------------------------------------------------------------------------
                                         2001 actual   2002 est.   2003 est.
----------------------------------------------------------------------------

    Net budget authority and outlays:
89.00 Budget authority..................         117         127         126
90.00 Outlays...........................          76         143         137
---------------------------------------------------------------------------

    In 2003, $205 million is proposed for Operations and Research. This 
includes $74 million from the Highway Trust Fund and $131 million from 
the general fund.

               Object Classification (in millions of dollars)

----------------------------------------------------------------------------
Identification code 69-0650-0-1-401      2001 actual   2002 est.   2003 est.
----------------------------------------------------------------------------

      Direct obligations:

        Personnel compensation:
11.1      Full-time permanent...........          24          28          29
11.3      Other than full-time permanent           1           1           1
11.5      Other personnel compensation..           1           1           1
                                           ---------   ---------  ----------
11.9        Total personnel compensation          26          30          31
12.1    Civilian personnel benefits.....          10          11          11
21.0    Travel and transportation of 
          persons.......................           1           1           1
23.1    Rental payments to GSA..........           1           1           1
23.3    Communications, utilities, and 
          miscellaneous charges.........           4           4           4
24.0    Printing and reproduction.......           2           2           2
25.2    Other services..................          32          39          37
25.5    Research and development 
          contracts.....................          18          51          25
26.0    Supplies and materials..........          13          13          13
31.0    Equipment.......................           6           5           5
                                           ---------   ---------  ----------
99.0      Direct obligations............         113         157         130
99.0  Reimbursable obligations..........          25          25          25
                                           ---------   ---------  ----------
99.9    Total new obligations...........         138         182         155
---------------------------------------------------------------------------

                              Personnel Summary

----------------------------------------------------------------------------
Identification code 69-0650-0-1-401      2001 actual   2002 est.   2003 est.
----------------------------------------------------------------------------
1001  Total compensable workyears: Full-
        time equivalent employment......         263         289         296
---------------------------------------------------------------------------

                                

  

                               Trust Funds

                         Operations and Research

                 (Liquidation of Contract Authorization)

                       (limitation on obligations)

                          (highway trust fund)

    For payment of obligations incurred in carrying out the provisions 
of 23 U.S.C. 403, to remain available until expended, $72,000,000, to be 
derived from the Highway Trust Fund; Provided, That none of the funds in 
this Act shall be available for the planning or execution of programs 
the total obligations for which, in fiscal year [2002] 2003, are in 
excess of $72,000,000 for programs authorized under 23 U.S.C. 403.
    [Of the unobligated balances authorized under 23 U.S.C. 403, 
$1,516,000 are rescinded.]

                        National Driver Register

                          (highway trust fund)

    For expenses necessary to discharge the functions of the Secretary 
with respect to the National Driver Register under chapter 303 of title 
49, United States Code, $2,000,000, to be derived from the Highway Trust 
Fund, and to remain available until expended. (Department of 
Transportation and Related Agencies Appropriations Act, 2002.)

               Program and Financing (in millions of dollars)

----------------------------------------------------------------------------
Identification code 69-8016-0-7-401      2001 actual   2002 est.   2003 est.
----------------------------------------------------------------------------

    Obligations by program activity:
      Direct program:

00.01   Highway safety programs.........          66          70          66
00.02   Research and analysis...........          13           9          12
00.03   Office of the Administrator.....           2           2           2
00.04   General administration..........           6           5           5
                                           ---------   ---------  ----------
10.00   Total new obligations...........          87          86          85
----------------------------------------------------------------------------

    Budgetary resources available for obligation:
21.40 Unobligated balance carried 
        forward, start of year..........           2           1
22.00 New budget authority (gross)......          85          84          85
22.10 Resources available from 
        recoveries of prior year 
        obligations.....................           2
                                           ---------   ---------  ----------
23.90   Total budgetary resources 
          available for obligation......          89          85          85
23.95 Total new obligations.............         -87         -86         -85
23.98 Unobligated balance expiring or 
        withdrawn.......................          -1
24.40 Unobligated balance carried 
        forward, end of year............           1
----------------------------------------------------------------------------

    New budget authority (gross), detail:
      Discretionary:

40.26   Appropriation (trust fund)......          74          74          74
40.49   Portion applied to liquidate 
          contract authority............         -72         -72         -72
                                           ---------   ---------  ----------
43.00     Appropriation (total 
            discretionary)..............           2           2           2
49.36   Unobligated balance rescinded...                      -1
      Mandatory:

66.10   Contract authority..............          72          72          72
      Discretionary:

68.00   Spending authority from 
          offsetting collections: 
          Offsetting collections (cash).          11          11          11
                                           ---------   ---------  ----------
70.00   Total new budget authority 
          (gross).......................          85          84          85
----------------------------------------------------------------------------

    Change in obligated balances:
72.40 Obligated balance, start of year..          84          71          54
73.10 Total new obligations.............          87          86          85
73.20 Total outlays (gross).............         -97        -103         -91
73.45 Recoveries of prior year 
        obligations.....................          -2
74.40 Obligated balance, end of year....          71          54          47
----------------------------------------------------------------------------

    Outlays (gross), detail:
86.90 Outlays from new discretionary 
        authority.......................          53          54          54

[[Page 755]]

86.93 Outlays from discretionary 
        balances........................          44          49          37
                                           ---------   ---------  ----------
87.00   Total outlays (gross)...........          97         103          91
----------------------------------------------------------------------------

    Offsets:
      Against gross budget authority and outlays:

88.00   Offsetting collections (cash) 
          from: Federal sources.........         -11         -11         -11
----------------------------------------------------------------------------

    Net budget authority and outlays:
89.00 Budget authority..................          74          73          74
90.00 Outlays...........................          87          92          80
---------------------------------------------------------------------------

            Status of Contract Authority (in millions of dollars)

----------------------------------------------------------------------------
Identification code 69-8016-0-7-401      2001 actual   2002 est.   2003 est.
----------------------------------------------------------------------------
    Contract authority:
0200  Contract authority................          72          71          72
0400  Appropriation to liquidate 
        contract authority..............         -72         -72         -72
---------------------------------------------------------------------------

    A total of $205 million is proposed for Operations and Research.

    Programs funded under the Operations and Research appropriation are 
described below.

    Safety Performance Standards (Rulemaking) Programs.--Supports the 
promulgation of Federal motor vehicle safety standards for motor 
vehicles, and safety-related equipment; automotive fuel economy 
standards required by the Energy Policy and Conservation Act; 
international harmonization of vehicle standards; and consumer 
information on motor vehicle safety, including the New Car Assessment 
Program.

    Safety Assurance (Enforcement) Programs.--Provides support to ensure 
compliance with motor vehicle safety and automotive fuel economy 
standards, investigate safety-related motor vehicle defects, enforce 
federal odometer law and encourage enforcement of state odometer law and 
conduct safety recalls when warranted.

    Research and Analysis.--Provides motor vehicle safety research and 
development in support of all NHTSA programs, including the collection 
and analysis of crash data to identify safety problems, develop 
alternative solutions, and assess costs, benefits, and effectiveness. 
Research will continue to concentrate on improving vehicle crash 
worthiness and crash avoidance, with emphasis on smart air bag 
technology and on the National Transportation Biomechanics Research 
Center, which includes the Crash Injury Research and Engineering Network 
(CIREN).

    Highway Safety Programs.--Provides for research, demonstrations, 
technical assistance, and national leadership for highway safety 
programs conducted by state and local governments, the private sector, 
universities and research units, and various safety associations and 
organizations. This program emphasizes alcohol and drug countermeasures, 
vehicle occupant protection, traffic law enforcement, emergency medical 
and trauma care systems, traffic records and licensing, state and 
community evaluation, motorcycle riders, pedestrian and bicycle safety, 
pupil transportation, young and older driver safety programs, and 
development of improved accident investigation procedures.

    General Administration.--Provides program evaluation, strategic 
planning, and economic analysis for agency programs. Objective 
quantitative information about NHTSA's regulatory and highway safety 
programs is gathered to measure their effectiveness in achieving 
objectives. This activity also funds development of methods to estimate 
economic consequences of motor vehicle injuries in forms suitable for 
agency use in problem identification, regulatory analysis, priority 
setting, and policy analysis.

    National Driver Register.--Provides funding to implement and operate 
the Problem Driver Pointer System (PDPS) and improve traffic safety by 
assisting state motor vehicle administrators in communicating 
effectively and efficiently with other states to identify drivers whose 
licenses have been suspended or revoked for serious traffic offenses, 
such as driving under the influence of alcohol or other drugs.

               Object Classification (in millions of dollars)

----------------------------------------------------------------------------
Identification code 69-8016-0-7-401      2001 actual   2002 est.   2003 est.
----------------------------------------------------------------------------
11.1  Personnel compensation: Full-time 
        permanent.......................          21          19          20
12.1  Civilian personnel benefits.......           3           5           6
21.0  Travel and transportation of 
        persons.........................           1           1           1
23.1  Rental payments to GSA............           5           5           5
23.3  Communications, utilities, and 
        miscellaneous charges...........           1           1           1
24.0  Printing and reproduction.........           2           2           2
25.2  Other services....................          42          45          39
25.5  Research and development contracts          11           7          10
26.0  Supplies and materials............           1           1           1
                                           ---------   ---------  ----------
99.9    Total new obligations...........          87          86          85
---------------------------------------------------------------------------

                              Personnel Summary

----------------------------------------------------------------------------
Identification code 69-8016-0-7-401      2001 actual   2002 est.   2003 est.
----------------------------------------------------------------------------
1001  Total compensable workyears: Full-
        time equivalent employment......         370         370         370
---------------------------------------------------------------------------

                                

                      Highway Traffic Safety Grants

                 (liquidation of contract authorization)

                       (limitation on obligations)

                          (highway trust fund)

    Notwithstanding any other provision of law, for payment of 
obligations incurred in carrying out the provisions of 23 U.S.C. 402, 
405, and 410, [and 411] to remain available until expended, 
[$223,000,000] $225,000,000, to be derived from the Highway Trust Fund: 
Provided, That none of the funds in this Act shall be available for the 
planning and execution of programs the total obligations for which, in 
fiscal year [2002] 2003, are in excess of [$223,000,000] $225,000,000 
for programs authorized under 23 U.S.C. 402, 405, and 410, [and 411] of 
which [$160,000,000] $165,000,000 shall be for ``Highway Safety 
Programs'' under 23 U.S.C. 402, [$15,000,000] $20,000,000 shall be for 
``Occupant Protection Incentive Grants'' under 23 U.S.C. 405, 
[$38,000,000] and $40,000,000 shall be for ``Alcohol-Impaired Driving 
Countermeasures Grants'' under 23 U.S.C. 410[, and $10,000,000 shall be 
for the ``State Highway Safety Data Grants'' under 23 U.S.C. 411]: 
Provided further, That none of these funds shall be used for 
construction, rehabilitation, or remodeling costs, or for office 
furnishings and fixtures for State, local, or private buildings or 
structures: Provided further, That not to exceed [$8,000,000] $8,150,000 
of the funds made available for section 402, not to exceed [$750,000] 
$1,000,000 and of the funds made available for section 405, and not to 
exceed [$1,900,000] $2,000,000 of the funds made available for section 
410[, and not to exceed $500,000 of the funds made available for section 
411] shall be available to NHTSA for administering highway safety grants 
under chapter 4 of title 23, United States Code: Provided further, That 
not to exceed $500,000 of the funds made available for section 410 
``Alcohol-Impaired Driving Countermeasures Grants'' shall be available 
for technical assistance to the States. (Department of Transportation 
and Related Agencies Appropriations Act, 2002.)

               Program and Financing (in millions of dollars)

----------------------------------------------------------------------------
Identification code 69-8020-0-7-401      2001 actual   2002 est.   2003 est.
----------------------------------------------------------------------------

    Obligations by program activity:
00.01 Section 402 formula grants........         155         160         165
00.02 Section 405 occupant protection 
        incentive grants................          13          15          20
00.03 Section 410 alcohol incentive 
        grants..........................          36          38          40
00.04 Section 411 safety data grants....           9          10
                                           ---------   ---------  ----------
10.00   Total new obligations...........         213         223         225
----------------------------------------------------------------------------

    Budgetary resources available for obligation:
22.00 New budget authority (gross)......         213         223         225
23.95 Total new obligations.............        -213        -223        -225
----------------------------------------------------------------------------

    New budget authority (gross), detail:
      Discretionary:

40.26   Appropriation (trust fund)......         213         223         225

[[Page 756]]

40.49   Portion applied to liquidate 
          contract authority............        -213        -223        -225
                                           ---------   ---------  ----------
43.00     Appropriation (total 
            discretionary)..............
      Mandatory:

66.10   Contract authority..............         213         223         225
                                           ---------   ---------  ----------
70.00   Total new budget authority 
          (gross).......................         213         223         225
----------------------------------------------------------------------------

    Change in obligated balances:
72.40 Obligated balance, start of year..         225         231         224
73.10 Total new obligations.............         213         223         225
73.20 Total outlays (gross).............        -207        -229        -233
74.40 Obligated balance, end of year....         231         224         215
----------------------------------------------------------------------------

    Outlays (gross), detail:
86.90 Outlays from new discretionary 
        authority.......................          87          91          92
86.93 Outlays from discretionary 
        balances........................         120         138         141
                                           ---------   ---------  ----------
87.00   Total outlays (gross)...........         207         229         233
----------------------------------------------------------------------------

    Net budget authority and outlays:
89.00 Budget authority..................         213         223         225
90.00 Outlays...........................         207         229         233
---------------------------------------------------------------------------

            Status of Contract Authority (in millions of dollars)

----------------------------------------------------------------------------
Identification code 69-8020-0-7-401      2001 actual   2002 est.   2003 est.
----------------------------------------------------------------------------
    Contract authority:
0200  Contract authority................         213         223         225
0400  Appropriation to liquidate 
        contract authority..............        -213        -223        -225
---------------------------------------------------------------------------

    Section 402.--The Section 402 State and Community Grant Program is a 
performance-based program administered by NHTSA. Grant allocations are 
determined on the basis of a statutory formula. States use this funding 
to reduce traffic crashes, fatalities, and injuries. The grants are used 
to support State highway safety programs, focused on national priority 
areas, implemented jointly with all members of the highway safety 
community. States develop safety goals, performance measures, and 
strategic plans to manage use of grants for programs to reduce deaths 
and injuries on the Nation's highways, such as programs associated with 
excessive speeds, failure to use occupant restraints, alcohol/drug 
impaired driving, and roadway safety.

    Alcohol-Impaired Driving Incentive Grants.--A two-tiered basic and 
supplemental grant program to reward states that pass new laws and start 
more effective programs to attack drunk driving. This continues the 
Department's strong emphasis on impaired drivers that has been addressed 
by the Section 410 incentive grant program. States may qualify for basic 
grants by implementing criteria that include: administrative license 
revocation, stepped-up police enforcement coupled with publicity, and 
graduated licensing laws with nighttime driving restrictions and Zero 
Tolerance. States are also awarded basic grants for demonstrating 
consistently high performance in reducing alcohol-related fatalities. 
There are six supplemental grant criteria including self-sustaining 
drunk driving prevention programs, effective DWI tracking systems, and 
use of passive alcohol sensors by police.

    Section 405 Occupant Protection Incentive Grants.--Targets specific 
laws and programs to help states increase seat belt and child safety 
seat use. States may qualify for grants by adopting or demonstrating 
specific laws and programs, such as primary safety belt use laws, 
minimum fines or penalty points, and special traffic enforcement 
programs. Grant funds may be used only to implement and enforce occupant 
protection programs.

               Object Classification (in millions of dollars)

----------------------------------------------------------------------------
Identification code 69-8020-0-7-401      2001 actual   2002 est.   2003 est.
----------------------------------------------------------------------------
25.2  Other services....................          11          11          11
41.0  Grants, subsidies, and 
        contributions...................         202         212         214
                                           ---------   ---------  ----------
99.9    Total new obligations...........         213         223         225
---------------------------------------------------------------------------

                                


 
                     FEDERAL RAILROAD ADMINISTRATION

    The following tables show the funding for all Federal Railroad 
Administration programs:

                        [In millions of dollars]

                                     2001 actual  2002 est.   2003 est.
Budget authority:
  Safety and operations.............         105         121         123
    Rail user fees (memo)...........                                [45]
  Railroad research and development.          25          29          28
    Rail user fees (memo)...........                                [14]
  Grants to the National Railroad 
    Passenger Corporation...........         520         621         521
  Amtrak Reform Council.............           1
  Rhode Island rail development.....          17
  Pennsylvania Station redevelopment 
    project.........................          20          20          20
  Next generation high-speed rail...          25          32          23
  Alaska Railroad rehabilitation....          30          20
  West Virginia rail development....          15
  Amtrak corridor improvement loans.          -1          -1          -1
  Railroad rehabilitation and 
    improvement program liquidating 
    account.........................          -5          -4          -4
                                    ------------------------------------
      Total budget authority........         754         848         710
                                    ====================================
Outlays:
  Safety and Operations.............         103         133         125
  Local rail freight assistance.....           1           1
  Railroad research and development.          27          41          31
  Conrail commuter transition 
    assistance......................           2           1
  Grants to the National Railroad 
    Passenger Corporation...........         553         855         571
  Amtrak Reform Council.............           1           1
  Northeast corridor improvement 
    program.........................                       4           9
  Rhode Island rail development.....           6           7          17
  Pennsylvania Station redevelopment 
    project.........................                       3          18
  Trust fund share of next 
    generation high-speed rail......           2
  Next generation high-speed rail...          20          19          15
  Alaska Railroad rehabilitation....          28          25          37
  West Virginia rail development....                       3           8
  Emergency railroad rehabilitation 
    and repair......................           3           1
  Amtrak corridor improvement loans.          -1          -1          -1
  Railroad rehabilitation and 
    improvement program liquidating 
    account.........................          -5          -4          -4
                                    ------------------------------------
      Total outlays.................         740       1,089         826
                                    ====================================

                                

                              Federal Funds

General and special funds:

                          Safety and Operations

    For necessary expenses of the Federal Railroad Administration, not 
otherwise provided for, [$110,857,000] $122,889,000, of which 
[$6,509,000] $6,636,000 shall remain available until expended. 
(Department of Transportation and Related Agencies Appropriations Act, 
2002; additional authorizing legislation required.)
    [For emergency expenses to respond to the September 11, 2001, 
terrorist attacks on the United States, for ``Safety and Operations'', 
$6,000,000, to remain available until expended, to be obligated from 
amounts made available in Public Law 107-38.] (Emergency Supplemental 
Act, 2002.)

              Unavailable Collections (in millions of dollars)

----------------------------------------------------------------------------
Identification code 69-0700-0-1-401      2001 actual   2002 est.   2003 est.
----------------------------------------------------------------------------
01.99 Balance, start of year............
    Receipts:
02.60 Railroad safety user fees, 
        legislative proposal not subject 
        to PAYGO........................                                  59
    Appropriations:
05.00 Safety and operations, legislative 
        proposal not subject to PAYGO...                                 -59
                                           ---------   ---------  ----------

[[Page 757]]


07.99 Balance, end of year..............
---------------------------------------------------------------------------

               Program and Financing (in millions of dollars)

----------------------------------------------------------------------------
Identification code 69-0700-0-1-401      2001 actual   2002 est.   2003 est.
----------------------------------------------------------------------------

    Obligations by program activity:
      Direct program:

00.01   Salaries and expenses...........         105         124         122
00.02   Contract support................                       1
00.06   Alaska railroad liabilities.....           1           1           1
                                           ---------   ---------  ----------
01.00   Total direct program............         106         126         123
      Reimbursable program:

09.01   Reimbursable services...........           1           1           1
09.02   Union Station deed payments.....           1
                                           ---------   ---------  ----------
09.99   Total reimbursable program......           2           1           1
                                           ---------   ---------  ----------
10.00   Total new obligations...........         108         127         124
----------------------------------------------------------------------------

    Budgetary resources available for obligation:
21.40 Unobligated balance carried 
        forward, start of year..........           6           5
22.00 New budget authority (gross)......         107         123         124
                                           ---------   ---------  ----------
23.90   Total budgetary resources 
          available for obligation......         113         128         124
23.95 Total new obligations.............        -108        -127        -124
24.40 Unobligated balance carried 
        forward, end of year............           5
----------------------------------------------------------------------------

    New budget authority (gross), detail:
      Discretionary:

40.00   Appropriation...................         105         116         123
40.15   Appropriation (emergency).......                       6
                                           ---------   ---------  ----------
43.00     Appropriation (total 
            discretionary)..............         105         122         123
68.00 Spending authority from offsetting 
        collections: Offsetting 
        collections (cash)..............           2           1           1
                                           ---------   ---------  ----------
70.00   Total new budget authority 
          (gross).......................         107         123         124
----------------------------------------------------------------------------

    Change in obligated balances:
72.40 Obligated balance, start of year..          17          24          16
73.10 Total new obligations.............         108         127         124
73.20 Total outlays (gross).............        -101        -136        -126
74.40 Obligated balance, end of year....          24          16          14
----------------------------------------------------------------------------

    Outlays (gross), detail:
86.90 Outlays from new discretionary 
        authority.......................          97         111         112
86.93 Outlays from discretionary 
        balances........................           4          25          14
                                           ---------   ---------  ----------
87.00   Total outlays (gross)...........         101         136         126
----------------------------------------------------------------------------

    Offsets:
      Against gross budget authority and outlays:

        Offsetting collections (cash) 
            from:
88.00     Federal sources...............          -1          -1          -1
88.40     Non-Federal sources...........          -1
                                           ---------   ---------  ----------
88.90       Total, offsetting 
              collections (cash)........          -2          -1          -1
----------------------------------------------------------------------------

    Net budget authority and outlays:
89.00 Budget authority..................         105         122         123
90.00 Outlays...........................          99         135         125
---------------------------------------------------------------------------

  Budget Authority and Outlays Excluding Full Funding for Federal Retiree 
                       Costs (in millions of dollars)

----------------------------------------------------------------------------
                                         2001 actual   2002 est.   2003 est.
----------------------------------------------------------------------------

    Net budget authority and outlays:
89.00 Budget authority..................         101         117         118
90.00 Outlays...........................          95         130         120
---------------------------------------------------------------------------

    The programs under this account are:
        Salaries and expenses.--Provides support for FRA rail safety 
    activities and all other administrative and operating activities 
    related to FRA staff and programs.
        Contract support.--Provides support for policy oriented 
    economic, industry, and systems analysis.
        Alaska Railroad Liabilities.--Provides reimbursement to the 
    Department of Labor for compensation payments to former Federal 
    employees of the Alaska Railroad who were on the rolls during the 
    period of Federal ownership and support for clean-up activities at 
    hazardous waste sites located at properties once owned by the FRA. 
    The 2003 request is for workers' compensation.

               Object Classification (in millions of dollars)

----------------------------------------------------------------------------
Identification code 69-0700-0-1-401      2001 actual   2002 est.   2003 est.
----------------------------------------------------------------------------

      Direct obligations:

        Personnel compensation:
11.1      Full-time permanent...........          49          56          60
11.3      Other than full-time permanent           1                       1
11.5      Other personnel compensation..           1           1           1
                                           ---------   ---------  ----------
11.9        Total personnel compensation          51          57          62
12.1    Civilian personnel benefits.....          16          20          21
21.0    Travel and transportation of 
          persons.......................           8           8           8
23.1    Rental payments to GSA..........           3           4           4
23.3    Communications, utilities, and 
          miscellaneous charges.........           1           3           2
25.1    Advisory and assistance services           1           2           1
25.2    Other services..................          16          20          18
25.3    Other purchases of goods and 
          services from Government 
          accounts......................           3           2           3
26.0    Supplies and materials..........           1           1
31.0    Equipment.......................           5           3           3
41.0    Grants, subsidies, and 
          contributions.................           1           6           1
                                           ---------   ---------  ----------
99.0      Direct obligations............         106         126         119
99.0  Reimbursable obligations..........           2           1           1
                                           ---------   ---------  ----------
99.9    Total new obligations...........         108         127         124
---------------------------------------------------------------------------

                              Personnel Summary

----------------------------------------------------------------------------
Identification code 69-0700-0-1-401      2001 actual   2002 est.   2003 est.
----------------------------------------------------------------------------
1001  Total compensable workyears: Full-
        time equivalent employment......         742         769         794
---------------------------------------------------------------------------

                                

                          Safety and Operations

              (Legislative proposal, not subject to PAYGO)

    Note.--See section 331 of the General Provisions for the proposed 
appropriations language.

               Program and Financing (in millions of dollars)

----------------------------------------------------------------------------
Identification code 69-0700-2-1-401      2001 actual   2002 est.   2003 est.
----------------------------------------------------------------------------

    New budget authority (gross), detail:
      Discretionary:

40.00   Appropriation...................                                 -45
40.20   Appropriation (special fund)....                                  59
41.00   Transferred to other accounts...                                 -14
                                           ---------   ---------  ----------
43.00     Appropriation (total 
            discretionary)..............
----------------------------------------------------------------------------

    Net budget authority and outlays:
89.00 Budget authority..................
90.00 Outlays...........................
---------------------------------------------------------------------------

    The Administration will propose legislation to authorize the 
collection and spending of a rail user fee. If the proposed authorizing 
legislation is enacted, the proviso for the rail user fee contained in 
the General Provisions will reduce the General Fund appropriation for 
Safety and Operations by $45 million, the amount of the proposed user 
fee.

                                

                    Railroad Research and Development

    For necessary expenses for railroad research and development, 
[$29,000,000] $28,325,000, to remain available until expended. 
(Department of Transportation and Related Agencies Appropriations Act, 
2002.)

[[Page 758]]

               Program and Financing (in millions of dollars)

----------------------------------------------------------------------------
Identification code 69-0745-0-1-401      2001 actual   2002 est.   2003 est.
----------------------------------------------------------------------------

    Obligations by program activity:
00.01 Railroad system issues............           4           6           4
00.02 Human factors.....................           3           4           4
00.03 Rolling stock and components......           1           2           3
00.04 Track and structures..............           3           8           5
00.05 Track and train interaction.......           4           3           3
00.06 Train control.....................                                   1
00.07 Grade crossings...................           2           2           1
00.08 Hazardous materials transportation           1           1           1
00.09 Train occupant protection.........           5           7           6
00.10 R&D facilities and test equipment.           2           1           1
00.11 Other.............................          -1           1
                                           ---------   ---------  ----------
01.00   Total direct program............          24          35          28
09.10 Reimbursable program..............                       1           1
                                           ---------   ---------  ----------
10.00   Total new obligations...........          24          36          30
----------------------------------------------------------------------------

    Budgetary resources available for obligation:
21.40 Unobligated balance carried 
        forward, start of year..........           5           6
22.00 New budget authority (gross)......          25          30          29
                                           ---------   ---------  ----------
23.90   Total budgetary resources 
          available for obligation......          30          36          29
23.95 Total new obligations.............         -24         -36         -30
24.40 Unobligated balance carried 
        forward, end of year............           6
----------------------------------------------------------------------------

    New budget authority (gross), detail:
      Discretionary:

40.00   Appropriation...................          25          29          28
68.00 Spending authority from offsetting 
        collections: Offsetting 
        collections (cash)..............                       1           1
                                           ---------   ---------  ----------
70.00   Total new budget authority 
          (gross).......................          25          30          29
----------------------------------------------------------------------------

    Change in obligated balances:
72.40 Obligated balance, start of year..          30          33          27
73.10 Total new obligations.............          24          36          30
73.20 Total outlays (gross).............         -21         -42         -32
74.40 Obligated balance, end of year....          33          27          25
----------------------------------------------------------------------------

    Outlays (gross), detail:
86.90 Outlays from new discretionary 
        authority.......................          15          18          18
86.93 Outlays from discretionary 
        balances........................           6          23          12
                                           ---------   ---------  ----------
87.00   Total outlays (gross)...........          21          42          32
----------------------------------------------------------------------------

    Offsets:
      Against gross budget authority and outlays:

88.00   Offsetting collections (cash) 
          from: Federal sources.........                      -1          -1
----------------------------------------------------------------------------

    Net budget authority and outlays:
89.00 Budget authority..................          25          29          28
90.00 Outlays...........................          21          41          31
---------------------------------------------------------------------------

    The objective of the Railroad Research and Development (R&D) program 
is to provide science and technology support for rail safety rulemaking 
and enforcement and to stimulate technological advances in conventional 
and high-speed railroads. This activity is conducted with the 
cooperation of and some cost-sharing from private sector organizations.

    Railroad system issues.--Provides for research in railroad system 
safety, performance-based regulations, railroad systems and 
infrastructure security, railroad environmental issues, and locomotive 
R&D.

    Human factors.--Provides for research in train operations, and yard 
and terminal accidents and incidents.

    Rolling stock and components.--Provides for research in on-board 
monitoring systems, wayside monitoring systems, and material and design 
improvements.

    Track and structures.--Provides for research in inspection 
techniques, material and component reliability, track and structure 
design and performance, and track stability data processing and 
feedback.

    Track and train interaction.--Provides for research in derailment 
mechanisms, and vehicle/track performance.

    Train control.--Provides for research in train control test and 
evaluation.

    Grade crossings.--Provides for research in grade crossing human 
factors and infrastructure.

    Hazardous materials transportation.--Provides for research in hazmat 
transportation safety, damage assessment and inspection, and tank car 
safety.

    Train occupant protection.--Provides for research in locomotive 
safety, and passenger car safety/performance.

    R&D facilities and test equipment.--Provides support to the 
Transportation technology center (TTC) and the track research 
instrumentation platform. The TTC is a government-owned facility near 
Pueblo, Colorado, operated by the Association of American Railroads 
under a contract for care, custody and control.

               Object Classification (in millions of dollars)

----------------------------------------------------------------------------
Identification code 69-0745-0-1-401      2001 actual   2002 est.   2003 est.
----------------------------------------------------------------------------

      Direct obligations:

25.2    Other services..................           3          12          12
25.4    Operation and maintenance of 
          facilities....................           2           1           1
25.5    Research and development 
          contracts.....................          17          18          14
41.0    Grants, subsidies, and 
          contributions.................           2           4           2
                                           ---------   ---------  ----------
99.0      Direct obligations............          24          35          29
99.0  Reimbursable obligations..........                       1           1
                                           ---------   ---------  ----------
99.9    Total new obligations...........          24          36          30
---------------------------------------------------------------------------

                                

                    Railroad Research and Development

              (Legislative proposal, not subject to PAYGO)

    Note.--See section 331 of the General Provisions for the proposed 
appropriations language.

               Program and Financing (in millions of dollars)

----------------------------------------------------------------------------
Identification code 69-0745-2-1-401      2001 actual   2002 est.   2003 est.
----------------------------------------------------------------------------

    New budget authority (gross), detail:
      Discretionary:

40.00   Appropriation...................                                 -14
42.00   Transferred from other accounts.                                  14
                                           ---------   ---------  ----------
43.00     Appropriation (total 
            discretionary)..............
----------------------------------------------------------------------------

    Net budget authority and outlays:
89.00 Budget authority..................
90.00 Outlays...........................
---------------------------------------------------------------------------

    The Administration will propose legislation to authorize the 
collection and spending of a rail user fee. If the proposed authorizing 
legislation is enacted, the proviso for the rail user fee contained in 
the General Provisions will reduce the General Fund appropriation for 
Railroad Research and Development by $14 million, the amount of the 
proposed user fee.

                                

                      Rhode Island Rail Development

               Program and Financing (in millions of dollars)

----------------------------------------------------------------------------
Identification code 69-0726-0-1-401      2001 actual   2002 est.   2003 est.
----------------------------------------------------------------------------

    Obligations by program activity:
00.01 Rhode Island rail development.....          27
                                           ---------   ---------  ----------
10.00   Total new obligations (object 
          class 41.0)...................          27
----------------------------------------------------------------------------

    Budgetary resources available for obligation:
21.40 Unobligated balance carried 
        forward, start of year..........          10
22.00 New budget authority (gross)......          17
                                           ---------   ---------  ----------
23.90   Total budgetary resources 
          available for obligation......          27
23.95 Total new obligations.............         -27
----------------------------------------------------------------------------

[[Page 759]]



    New budget authority (gross), detail:
      Discretionary:

40.00   Appropriation...................          17
----------------------------------------------------------------------------

    Change in obligated balances:
72.40 Obligated balance, start of year..          14          35          28
73.10 Total new obligations.............          27
73.20 Total outlays (gross).............          -6          -7         -17
74.40 Obligated balance, end of year....          35          28          11
----------------------------------------------------------------------------

    Outlays (gross), detail:
86.90 Outlays from new discretionary 
        authority.......................           3
86.93 Outlays from discretionary 
        balances........................           3           7          17
                                           ---------   ---------  ----------
87.00   Total outlays (gross)...........           6           7          17
----------------------------------------------------------------------------

    Net budget authority and outlays:
89.00 Budget authority..................          17
90.00 Outlays...........................           6           7          17
---------------------------------------------------------------------------

    Funds were previously provided to continue the construction of a 
third rail line and related costs between Davisville and Central Falls, 
RI. No funds are requested for 2003, as the 2001 funding completed the 
Administration's total funding commitment to this project.

                                

               Pennsylvania Station Redevelopment Project 

               Program and Financing (in millions of dollars)

----------------------------------------------------------------------------
Identification code 69-0723-0-1-401      2001 actual   2002 est.   2003 est.
----------------------------------------------------------------------------

    Obligations by program activity:
00.01 Pennsylvania Station redevelopment 
        project.........................                      40          20
                                           ---------   ---------  ----------
10.00   Total new obligations (object 
          class 41.0)...................                      40          20
----------------------------------------------------------------------------

    Budgetary resources available for obligation:
21.40 Unobligated balance carried 
        forward, start of year..........                      20
22.00 New budget authority (gross)......          20          20          20
                                           ---------   ---------  ----------
23.90   Total budgetary resources 
          available for obligation......          20          40          20
23.95 Total new obligations.............                     -40         -20
24.40 Unobligated balance carried 
        forward, end of year............          20
----------------------------------------------------------------------------

    New budget authority (gross), detail:
      Discretionary:

40.00   Appropriation...................          20          20          20
----------------------------------------------------------------------------

    Change in obligated balances:
72.40 Obligated balance, start of year..                                  37
73.10 Total new obligations.............                      40          20
73.20 Total outlays (gross).............                      -3         -18
74.40 Obligated balance, end of year....                      37          39
----------------------------------------------------------------------------

    Outlays (gross), detail:
86.90 Outlays from new discretionary 
        authority.......................                       2           2
86.93 Outlays from discretionary 
        balances........................                       1          16
                                           ---------   ---------  ----------
87.00   Total outlays (gross)...........                       3          18
----------------------------------------------------------------------------

    Net budget authority and outlays:
89.00 Budget authority..................          20          20          20
90.00 Outlays...........................                       3          18
---------------------------------------------------------------------------

    Funds are used to redevelop the Pennsylvania Station in New York 
City, which involves renovating the James A. Farley Post Office building 
as a train station and commercial center, and basic upgrades to 
Pennsylvania Station. Funding for this project was included in the 
Grants to the National Railroad Passenger Corporation appropriation in 
1995 through 1997, and the Northeast Corridor Improvement Program in 
1998. In 2000 an advance appropriation of $20 million was provided for 
2001, 2002, and 2003. In 2001 the $20 million in advance appropriations 
for the Farley Building was made available specifically for fire and 
life safety initiatives. This 2003 amount reflects the last year of the 
funding level previously appropriated.

                                

                    [Alaska Railroad Rehabilitation]

    [To enable the Secretary of Transportation to make grants to the 
Alaska Railroad, $20,000,000 shall be for capital rehabilitation and 
improvements benefiting its passenger operations, to remain available 
until expended.] (Department of Transportation and Related Agencies 
Appropriations Act, 2002.)

               Program and Financing (in millions of dollars)

----------------------------------------------------------------------------
Identification code 69-0730-0-1-401      2001 actual   2002 est.   2003 est.
----------------------------------------------------------------------------

    Obligations by program activity:
00.01 Alaska Railroad rehabilitation....          20          20
00.02 Deptartment of Defense, Air Force.          10
                                           ---------   ---------  ----------
10.00   Total new obligations (object 
          class 41.0)...................          30          20
----------------------------------------------------------------------------

    Budgetary resources available for obligation:
22.00 New budget authority (gross)......          30          20
23.95 Total new obligations.............         -30         -20
----------------------------------------------------------------------------

    New budget authority (gross), detail:
      Discretionary:

40.00   Appropriation...................          20          20
42.00   Transferred from Department of 
          Defense.......................          10
                                           ---------   ---------  ----------
43.00     Appropriation (total 
            discretionary)..............          30          20
----------------------------------------------------------------------------

    Change in obligated balances:
72.40 Obligated balance, start of year..          40          42          37
73.10 Total new obligations.............          30          20
73.20 Total outlays (gross).............         -28         -25         -37
74.40 Obligated balance, end of year....          42          37
----------------------------------------------------------------------------

    Outlays (gross), detail:
86.90 Outlays from new discretionary 
        authority.......................          12           8
86.93 Outlays from discretionary 
        balances........................          16          17          37
                                           ---------   ---------  ----------
87.00   Total outlays (gross)...........          28          25          37
----------------------------------------------------------------------------

    Net budget authority and outlays:
89.00 Budget authority..................          30          20
90.00 Outlays...........................          28          25          37
---------------------------------------------------------------------------

    These funds provided direct payments to the Alaska railroad. No 
funds are requested for 2003.

                                

                     West Virginia Rail Development

               Program and Financing (in millions of dollars)

----------------------------------------------------------------------------
Identification code 69-0758-0-1-401      2001 actual   2002 est.   2003 est.
----------------------------------------------------------------------------

    Obligations by program activity:
00.01 West Virginia rail development....           3          12
                                           ---------   ---------  ----------
10.00   Total new obligations (object 
          class 41.0)...................           3          12
----------------------------------------------------------------------------

    Budgetary resources available for obligation:
21.40 Unobligated balance carried 
        forward, start of year..........                      12
22.00 New budget authority (gross)......          15
                                           ---------   ---------  ----------
23.90   Total budgetary resources 
          available for obligation......          15          12
23.95 Total new obligations.............          -3         -12
24.40 Unobligated balance carried 
        forward, end of year............          12
----------------------------------------------------------------------------

    New budget authority (gross), detail:
      Discretionary:

40.00   Appropriation...................          15
----------------------------------------------------------------------------

    Change in obligated balances:
72.40 Obligated balance, start of year..                       3          12
73.10 Total new obligations.............           3          12
73.20 Total outlays (gross).............                      -3          -8
74.40 Obligated balance, end of year....           3          12           4
----------------------------------------------------------------------------

    Outlays (gross), detail:
86.93 Outlays from discretionary 
        balances........................                       3           8
----------------------------------------------------------------------------

    Net budget authority and outlays:
89.00 Budget authority..................          15

[[Page 760]]

90.00 Outlays...........................                       3           8
---------------------------------------------------------------------------

    Funds provided capital costs associated with track, signal and 
crossover rehabilitation and improvements on the MARC Brunswick line in 
West Virginia. No funds are requested in 2003.

                                

      Capital Grants to the National Railroad Passenger Corporation

    For necessary expenses of capital improvements of the National 
Railroad Passenger Corporation as authorized by 49 U.S.C. 24104(a), 
$521,476,000, to remain available until expended. (Department of 
Transportation and Related Agencies Appropriations Act, 2002.)
    [For emergency expenses to respond to the September 11, 2001, 
terrorist attacks on the United States, for necessary expenses of 
capital improvements of the National Railroad Passenger Corporation as 
authorized by 49 U.S.C. 24104(a), $100,000,000, to remain available 
until expended, and to be obligated from amounts made available in 
Public Law 107-38.] (Emergency Supplemental Act, 2002.)

               Program and Financing (in millions of dollars)

----------------------------------------------------------------------------
Identification code 69-0704-0-1-401      2001 actual   2002 est.   2003 est.
----------------------------------------------------------------------------

    Obligations by program activity:
00.02 General capital grants............         551         933         521
                                           ---------   ---------  ----------
10.00   Total new obligations (object 
          class 41.0)...................         551         933         521
----------------------------------------------------------------------------

    Budgetary resources available for obligation:
21.40 Unobligated balance carried 
        forward, start of year..........         343         312
22.00 New budget authority (gross)......         520         621         521
                                           ---------   ---------  ----------
23.90   Total budgetary resources 
          available for obligation......         863         933         521
23.95 Total new obligations.............        -551        -933        -521
24.40 Unobligated balance carried 
        forward, end of year............         312
----------------------------------------------------------------------------

    New budget authority (gross), detail:
      Discretionary:

40.00   Appropriation...................         521         621         521
40.77   Reduction pursuant to P.L. 106-
          554 (0.22 percent)............          -1
                                           ---------   ---------  ----------
43.00     Appropriation (total 
            discretionary)..............         520         621         521
----------------------------------------------------------------------------

    Change in obligated balances:
72.40 Obligated balance, start of year..           3           1          80
73.10 Total new obligations.............         551         933         521
73.20 Total outlays (gross).............        -553        -854        -571
74.40 Obligated balance, end of year....           1          80          30
----------------------------------------------------------------------------

    Outlays (gross), detail:
86.90 Outlays from new discretionary 
        authority.......................         208         541         521
86.93 Outlays from discretionary 
        balances........................         345         313          50
                                           ---------   ---------  ----------
87.00   Total outlays (gross)...........         553         854         571
----------------------------------------------------------------------------

    Net budget authority and outlays:
89.00 Budget authority..................         520         621         521
90.00 Outlays...........................         553         854         571
---------------------------------------------------------------------------

    The National Railroad Passenger Corporation (Amtrak) was established 
in 1970 through the Rail Passenger Service Act. Amtrak is operated and 
managed as a for profit corporation with all Board members appointed by 
the Executive Branch of the Federal Government, with the advice and 
consent of the Senate. Amtrak is not an agency or instrumentality of the 
U.S. Government.

    Funding provides support for Amtrak capital requirements, including 
Northeast Corridor improvements.

                                

                          Amtrak Reform Council

               Program and Financing (in millions of dollars)

----------------------------------------------------------------------------
Identification code 69-0152-0-1-407      2001 actual   2002 est.   2003 est.
----------------------------------------------------------------------------

    Obligations by program activity:
10.00 Total new obligations (object 
        class 99.5).....................           1           1
----------------------------------------------------------------------------

    Budgetary resources available for obligation:
22.00 New budget authority (gross)......           1
23.95 Total new obligations.............          -1          -1
----------------------------------------------------------------------------

    New budget authority (gross), detail:
      Discretionary:

40.00   Appropriation...................           1
----------------------------------------------------------------------------

    Change in obligated balances:
73.10 Total new obligations.............           1           1
73.20 Total outlays (gross).............          -1          -1
----------------------------------------------------------------------------

    Outlays (gross), detail:
86.90 Outlays from new discretionary 
        authority.......................           1
86.93 Outlays from discretionary 
        balances........................                       1
                                           ---------   ---------  ----------
87.00   Total outlays (gross)...........           1           1
----------------------------------------------------------------------------

    Net budget authority and outlays:
89.00 Budget authority..................           1
90.00 Outlays...........................           1           1
---------------------------------------------------------------------------

    The Amtrak Reform Council was created by the Amtrak Reform and 
Accountability Act of 1997 (P.L. 105-134) to perform an independent 
assessment of Amtrak. The 1999 Department of Transportation and Related 
Agencies Appropriations Act expanded the Council's mandate to include 
identifying Amtrak routes which are candidates for closure or 
realignment. The Council is an independent entity and its funding was 
presented within the Federal Railroad Administration for display 
purposes only. No funds are requested in 2003.

                              Personnel Summary

----------------------------------------------------------------------------
Identification code 69-0152-0-1-407      2001 actual   2002 est.   2003 est.
----------------------------------------------------------------------------
1001  Total compensable workyears: Full-
        time equivalent employment......           7
---------------------------------------------------------------------------

                                

                     Next Generation High-Speed Rail

    For necessary expenses for the Next Generation High-Speed Rail 
program as authorized under 49 U.S.C. 26101 and 26102, [$32,300,000] 
$23,200,000  to remain available until expended. (Department of 
Transportation and Related Agencies Appropriations Act, 2002.)

               Program and Financing (in millions of dollars)

----------------------------------------------------------------------------
Identification code 69-0722-0-1-401      2001 actual   2002 est.   2003 est.
----------------------------------------------------------------------------

    Obligations by program activity:
00.01 High-speed train control systems..          11          12          10
00.02 High-speed non-electric 
        locomotives.....................           4           9           6
00.03 Grade crossing hazard mitigation/
        low-cost innovative technologies           4           5           4
00.04 Track/structures technology.......           1           2           1
00.05 Corridor planning.................           1           6           2
00.06 Maglev............................                       4
                                           ---------   ---------  ----------
10.00   Total new obligations...........          21          38          23
----------------------------------------------------------------------------

    Budgetary resources available for obligation:
21.40 Unobligated balance carried 
        forward, start of year..........           2           6
22.00 New budget authority (gross)......          25          32          23
                                           ---------   ---------  ----------
23.90   Total budgetary resources 
          available for obligation......          27          38          23
23.95 Total new obligations.............         -21         -38         -23
24.40 Unobligated balance carried 
        forward, end of year............           6
----------------------------------------------------------------------------

[[Page 761]]



    New budget authority (gross), detail:
      Discretionary:

40.00   Appropriation...................          25          32          23
----------------------------------------------------------------------------

    Change in obligated balances:
72.40 Obligated balance, start of year..          60          61          80
73.10 Total new obligations.............          21          38          23
73.20 Total outlays (gross).............         -20         -19         -15
74.40 Obligated balance, end of year....          61          80          88
----------------------------------------------------------------------------

    Outlays (gross), detail:
86.90 Outlays from new discretionary 
        authority.......................           4           4           3
86.93 Outlays from discretionary 
        balances........................          16          15          11
                                           ---------   ---------  ----------
87.00   Total outlays (gross)...........          20          19          15
----------------------------------------------------------------------------

    Net budget authority and outlays:
89.00 Budget authority..................          25          32          23
90.00 Outlays...........................          20          19          15
---------------------------------------------------------------------------

    The Next Generation High-Speed Rail Program will fund: research, 
development, and technology demonstration programs and the planning and 
analysis required to evaluate technology proposals under the program.

               Object Classification (in millions of dollars)

----------------------------------------------------------------------------
Identification code 69-0722-0-1-401      2001 actual   2002 est.   2003 est.
----------------------------------------------------------------------------
25.2  Other services....................          18          33          20
41.0  Grants, subsidies, and 
        contributions...................           3           5           3
                                           ---------   ---------  ----------
99.9    Total new obligations...........          21          38          23
---------------------------------------------------------------------------

                                

                 Northeast Corridor Improvement Program

               Program and Financing (in millions of dollars)

----------------------------------------------------------------------------
Identification code 69-0123-0-1-401      2001 actual   2002 est.   2003 est.
----------------------------------------------------------------------------

    Obligations by program activity:
00.04 System engineering, program 
        management and administration...                       3
                                           ---------   ---------  ----------
10.00   Total new obligations (object 
          class 25.2)...................                       3
----------------------------------------------------------------------------

    Budgetary resources available for obligation:
21.40 Unobligated balance carried 
        forward, start of year..........           3           3
23.95 Total new obligations.............                      -3
24.40 Unobligated balance carried 
        forward, end of year............           3
----------------------------------------------------------------------------

    Change in obligated balances:
72.40 Obligated balance, start of year..          16          15          14
73.10 Total new obligations.............                       3
73.20 Total outlays (gross).............          -1          -4          -9
74.40 Obligated balance, end of year....          15          14           5
----------------------------------------------------------------------------

    Outlays (gross), detail:
86.93 Outlays from discretionary 
        balances........................           1           4           9
----------------------------------------------------------------------------

    Net budget authority and outlays:
89.00 Budget authority..................
90.00 Outlays...........................                       4           9
---------------------------------------------------------------------------

    Provided funds to continue the upgrade of passenger rail service in 
the corridor between Washington, D.C. and Boston. Beginning in 2001, 
funding is available within the Amtrak appropriation.

                                

              Emergency Railroad Rehabilitation and Repair

               Program and Financing (in millions of dollars)

----------------------------------------------------------------------------
Identification code 69-0124-0-1-401      2001 actual   2002 est.   2003 est.
----------------------------------------------------------------------------

    Change in obligated balances:
72.40 Obligated balance, start of year..           4           1
73.20 Total outlays (gross).............          -3          -1
74.40 Obligated balance, end of year....           1
----------------------------------------------------------------------------

    Outlays (gross), detail:
86.93 Outlays from discretionary 
        balances........................           3           1
----------------------------------------------------------------------------

    Net budget authority and outlays:
89.00 Budget authority..................
90.00 Outlays...........................           3           1
---------------------------------------------------------------------------

    This schedule displays emergency funding programs that no longer 
require appropriations and thus reflects outlays from 1997 and 1998 
appropriations. In 1997, the funds were used to repair and rebuild 
freight rail lines of regional and short-line railroads or State-owned 
railroads damaged by floods in South Dakota, North Dakota, Minnesota, 
West Virginia and Iowa. In 1998, all states became eligible for this 
program.

                                

                      Local Rail Freight Assistance

               Program and Financing (in millions of dollars)

----------------------------------------------------------------------------
Identification code 69-0714-0-1-401      2001 actual   2002 est.   2003 est.
----------------------------------------------------------------------------

    Obligations by program activity:
00.01 Local rail freight assistance.....                       1
                                           ---------   ---------  ----------
10.00   Total new obligations (object 
          class 41.0)...................                       1
----------------------------------------------------------------------------

    Budgetary resources available for obligation:
21.40 Unobligated balance carried 
        forward, start of year..........           1           1
23.95 Total new obligations.............                      -1
24.40 Unobligated balance carried 
        forward, end of year............           1
----------------------------------------------------------------------------

    Change in obligated balances:
72.40 Obligated balance, start of year..           1
73.10 Total new obligations.............                       1
73.20 Total outlays (gross).............          -1          -1
----------------------------------------------------------------------------

    Outlays (gross), detail:
86.93 Outlays from discretionary 
        balances........................           1           1
----------------------------------------------------------------------------

    Net budget authority and outlays:
89.00 Budget authority..................
90.00 Outlays...........................           1           1
---------------------------------------------------------------------------

    This program provided discretionary and flat-rate grants to States 
for rail planning, and for acquisition, track rehabilitation, and rail 
facility construction with respect to light density freight lines. No 
funds are requested for this account in 2003.

                                

                 Conrail Commuter Transition Assistance

               Program and Financing (in millions of dollars)

----------------------------------------------------------------------------
Identification code 69-0747-0-1-401      2001 actual   2002 est.   2003 est.
----------------------------------------------------------------------------

    Change in obligated balances:
72.40 Obligated balance, start of year..           3           1
73.20 Total outlays (gross).............          -2          -1
74.40 Obligated balance, end of year....           1
----------------------------------------------------------------------------

    Outlays (gross), detail:
86.93 Outlays from discretionary 
        balances........................           2           1
----------------------------------------------------------------------------

    Net budget authority and outlays:
89.00 Budget authority..................
90.00 Outlays...........................           2           1
---------------------------------------------------------------------------

    These funds helped to defray the one-time-only start-up costs of 
commuter service and other transition expenses connected with the 
transfer of rail commuter services from Conrail to other operators. 
Between 1986 and 1993, funds were appropriated to fund commuter rail and 
bridge improvements

[[Page 762]]

in the Philadelphia, Pennsylvania region. No additional funds are 
requested in 2003.

                                

Credit accounts:

             Alameda Corridor Direct Loan Financing Program

    The Alameda Transportation Corridor is an intermodal project 
connecting the Ports of Los Angeles and Long Beach to downtown Los 
Angeles. The project replaces the current 20 miles of at-grade rail line 
with a high-speed, below-grade corridor, thereby eliminating over 200 
grade crossings. It also widens and improves the adjacent major highway 
on this alignment and mitigates the impact of increased international 
traffic transferring through the San Pedro Ports. The loan has permitted 
construction to continue without interruption through the sale of debt 
obligations, the proceeds of which funded the majority of the project's 
costs.

    The amount of subsidy budget authority originally provided for the 
Alameda Corridor Transportation project was $59 million. The Alameda 
Corridor Transportation Authority (ACTA) has now completely drawn down 
the DOT loan proceeds totaling $400 million. In January 1999, ACTA 
received investment grade ratings from three rating agencies on its debt 
obligations financing construction of the project.

    As required by the Federal Credit Reform Act of 1990, this account 
records, for this program, the subsidy costs associated with the direct 
loan obligated in 1997. The subsidy amounts are estimated on a present 
value basis. No funds are requested for this account in 2003, as all 
funds required to complete this project were provided in 1997.

                                

             Alameda Corridor Direct Loan Financing Account

      

               Program and Financing (in millions of dollars)

----------------------------------------------------------------------------
Identification code 69-4183-0-3-401      2001 actual   2002 est.   2003 est.
----------------------------------------------------------------------------

    Obligations by program activity:
00.02 Interest paid to Treasury.........                      58          34
      Downward re-estimates:

08.02   Downward subsidy reestimate.....                      50
08.04   Interest on downward reestimate 
          of subsidy....................                      13
                                           ---------   ---------  ----------
08.91   Total downward re-estimates.....                      63
                                           ---------   ---------  ----------
10.00   Total new obligations...........                     121          34
----------------------------------------------------------------------------

    Budgetary resources available for obligation:
22.00 New financing authority (gross)...                     121          34
23.95 Total new obligations.............                    -121         -34
----------------------------------------------------------------------------

    New financing authority (gross), detail:
      Discretionary:

47.00   Authority to borrow.............                     118          30
68.00 Spending authority from offsetting 
        collections: Offsetting 
        collections (cash)..............                       3           4
                                           ---------   ---------  ----------
70.00   Total new financing authority 
          (gross).......................                     121          34
----------------------------------------------------------------------------

    Change in obligated balances:
73.10 Total new obligations.............                     121          34
73.20 Total financing disbursements 
        (gross).........................                    -121         -34
87.00 Total financing disbursements 
        (gross).........................                     121          34
----------------------------------------------------------------------------

    Offsets:
      Against gross financing authority and 
          financing disbursements:

88.40   Offsetting collections (cash) 
          from: Non-Federal sources.....                      -3          -4
----------------------------------------------------------------------------

    Net financing authority and financing 
        disbursements:
89.00 Financing authority...............                     118          30
90.00 Financing disbursements...........                     118          30
---------------------------------------------------------------------------

               Status of Direct Loans (in millions of dollars)

----------------------------------------------------------------------------
Identification code 69-4183-0-3-401      2001 actual   2002 est.   2003 est.
----------------------------------------------------------------------------
    Position with respect to appropriations act 
                limitation on obligations:
1111  Limitation on direct loans........
                                           ---------   ---------  ----------
1150    Total direct loan obligations...
----------------------------------------------------------------------------

    Cumulative balance of direct loans 
                outstanding:
1210  Outstanding, start of year........         488         503         534
1251  Repayments: Repayments and 
        prepayments.....................
1261  Adjustments: Capitalized interest.          15          31          33
                                           ---------   ---------  ----------
1290    Outstanding, end of year........         503         534         567
---------------------------------------------------------------------------

Summary of Loan Levels, Subsidy Budget Authority and Outlays by Program (in 
                            millions of dollars)

----------------------------------------------------------------------------
Identification code 69-4183-0-3-401      2001 actual   2002 est.   2003 est.
----------------------------------------------------------------------------
    Direct loan downward reestimate subsidy budget 
                authority:
137001Downward reestimates subsidy 
        budget authority................                     -63
                                           ---------   ---------  ----------
137901Total downward reestimate budget 
        authority.......................                     -63
    Direct loan downward reestimate subsidy 
                outlays:
138001Downward reestimates subsidy 
        outlays.........................                     -63
                                           ---------   ---------  ----------
138901Total downward reestimate subsidy 
        outlays.........................                     -63
---------------------------------------------------------------------------

    As required by the Federal Credit Reform Act of 1990, this non-
budgetary account records all cash flows to and from the Government 
resulting from direct loans. The amounts in this account are a means of 
financing and are not included in the budget totals.

                             Balance Sheet (in millions of dollars)

-----------------------------------------------------------------------------------------------
Identification code   69-4183-0-3-401    2000 actual    2001 actual     2002 est.      2003 est.
-----------------------------------------------------------------------------------------------
    ASSETS:
      Net value of assets related to 
          post-1991 direct loans 
          receivable:

1401    Direct loans receivable, gross..         400            503           534            567
1402    Interest receivable.............                                        3              4
1405    Allowance for subsidy cost (-)..         -11
                                        ------------ --------------  ------------  -------------
1499      Net present value of assets 
            related to direct loans.....         389            503           537            571
                                        ------------ --------------  ------------  -------------
1999    Total assets....................         389            503           537            571
    LIABILITIES:
2103  Federal liabilities: Debt.........         389            503           537            571
                                        ------------ --------------  ------------  -------------
2999    Total liabilities...............         389            503           537            571
                                        ------------ --------------  ------------  -------------
4999  Total liabilities and net position         389            503           537            571
-----------------------------------------------------------------------------------------------

                                

             Railroad Rehabilitation and Improvement Program

     The Secretary of Transportation is authorized to issue to the 
Secretary of the Treasury notes or other obligations pursuant to section 
512 of the Railroad Revitalization and Regulatory Reform Act of 1976 
(Public Law 94-210), as amended, in such amounts and at such times as 
may be necessary to pay any amounts required pursuant to the guarantee 
of the principal amount of obligations under sections 511 through 513 of 
such Act, such authority to exist as long as any such guaranteed 
obligation is outstanding: Provided, That pursuant to section 502 of 
such Act, as amended, no new direct loans or loan guarantee commitments 
shall be made using Federal funds for the credit risk premium during 
fiscal year [2002] 2003. (Department of Transportation and Related 
Agencies Appropriations Act, 2002.)

[[Page 763]]

Summary of Loan Levels, Subsidy Budget Authority and Outlays by Program (in 
                            millions of dollars)

----------------------------------------------------------------------------
Identification code 69-0750-0-1-401      2001 actual   2002 est.   2003 est.
----------------------------------------------------------------------------
    Direct loan levels supportable by subsidy 
                budget authority:
115001Direct loan levels................                     150         100
                                           ---------   ---------  ----------
115901Total direct loan levels..........                     150         100
    Direct loan subsidy (in percent):
132001Credit Risk Premium rate..........                    0.00        0.00
                                           ---------   ---------  ----------
132901Weighted average subsidy rate.....                    0.00        0.00
    Direct loan subsidy budget authority:
133001Direct loan levels................
                                           ---------   ---------  ----------
133901Total subsidy budget authority....
    Direct loan subsidy outlays:
134001Credit Risk Premium outlays.......
                                           ---------   ---------  ----------
134901Total subsidy outlays.............
---------------------------------------------------------------------------

    Data above includes funds for the Railroad Rehabilitation and 
Improvement and Amtrak Corridor Improvement Loans program accounts. 
These accounts were funded under separate appropriations, and are 
displayed in a consolidated format. The two accounts are loan 
administration accounts. No funding is requested in 2003. No loans are 
proposed to be supported in 2003 with Federal funds.

    TEA-21 expanded the Railroad Rehabilitation and Improvement program 
to permit non-Federal entities to provide the subsidy budget authority 
needed to support a loan through the payment of a credit risk premium. 
The final rule regarding the administration of the program was published 
on July 6, 2000.

                                

  Railroad Rehabilitation and Improvement Direct Loan Financing Account

               Program and Financing (in millions of dollars)

----------------------------------------------------------------------------
Identification code 69-4420-0-3-401      2001 actual   2002 est.   2003 est.
----------------------------------------------------------------------------

    Obligations by program activity:
00.01 Interest to Treasury..............                       4          12
00.02 Direct loans......................                     150         100
                                           ---------   ---------  ----------
10.00   Total new obligations...........                     154         112
----------------------------------------------------------------------------

    Budgetary resources available for obligation:
22.00 New financing authority (gross)...                     154         112
23.95 Total new obligations.............                    -154        -112
----------------------------------------------------------------------------

    New financing authority (gross), detail:
      Mandatory:

67.10   Authority to borrow.............                     146          95
69.00 Offsetting collections (cash).....                       8          25
69.47 Portion applied to repay debt.....                                  -8
                                           ---------   ---------  ----------
69.90   Spending authority from 
          offsetting collections (total 
          mandatory)....................                       8          17
                                           ---------   ---------  ----------
70.00   Total new financing authority 
          (gross).......................                     154         112
----------------------------------------------------------------------------

    Change in obligated balances:
73.10 Total new obligations.............                     154         112
73.20 Total financing disbursements 
        (gross).........................                    -154        -112
87.00 Total financing disbursements 
        (gross).........................                     154         112
----------------------------------------------------------------------------

    Offsets:
      Against gross financing authority and 
          financing disbursements:

        Offsetting collections (cash) 
            from:
          Non-Federal sources:
88.40       Credit premium..............                      -8          -5
88.40       Principal repayment.........                                  -8
88.40       Interest payment............                                 -12
                                           ---------   ---------  ----------
88.90       Total, offsetting 
              collections (cash)........                      -8         -25
----------------------------------------------------------------------------

    Net financing authority and financing 
        disbursements:
89.00 Financing authority...............                     146          87
90.00 Financing disbursements...........                     146          87
---------------------------------------------------------------------------

               Status of Direct Loans (in millions of dollars)

----------------------------------------------------------------------------
Identification code 69-4420-0-3-401      2001 actual   2002 est.   2003 est.
----------------------------------------------------------------------------
    Position with respect to appropriations act 
                limitation on obligations:
1111  Limitation on direct loans........
1121  Limitation available from carry-
        forward.........................       3,500       3,500       3,290
1143  Unobligated limitation carried 
        forward (P.L. xx) (-)...........      -3,500      -3,290      -3,093
                                           ---------   ---------  ----------
1150    Total direct loan obligations...                     210         197
----------------------------------------------------------------------------

    Cumulative balance of direct loans 
                outstanding:
1210  Outstanding, start of year........           4           4         154
1231  Disbursements: Direct loan 
        disbursements...................                     150         100
1251  Repayments: Repayments and 
        prepayments.....................                                  -8
                                           ---------   ---------  ----------
1290    Outstanding, end of year........           4         154         246
---------------------------------------------------------------------------

    As required by the Federal Credit Reform Act of 1990, this non-
budgetary account records all cash flows to and from the Government 
resulting from direct loans. The amounts in this account are a means of 
financing and are not included in the budget totals.

                             Balance Sheet (in millions of dollars)

-----------------------------------------------------------------------------------------------
Identification code   69-4420-0-3-401    2000 actual    2001 actual     2002 est.      2003 est.
-----------------------------------------------------------------------------------------------
    ASSETS:
      Net value of assets related to 
          post-1991 direct loans 
          receivable:

1401    Direct loans receivable, gross..                                      150            246
                                        ------------ --------------  ------------  -------------
1499      Net present value of assets 
            related to direct loans.....                                      150            246
1601  Net value of assets related to 
        pre-1992 direct loans receivable 
        and acquired defaulted 
        guaranteed loans receivable: 
        Direct loans, gross.............           4              4             3              3
                                        ------------ --------------  ------------  -------------
1999    Total assets....................           4              4           153            249
    LIABILITIES:
2105  Federal liabilities: Other........           4              4           153            249
                                        ------------ --------------  ------------  -------------
2999    Total liabilities...............           4              4           153            249
    NET POSITION:
3300  Cumulative results of operations..
                                        ------------ --------------  ------------  -------------
3999    Total net position..............
                                        ------------ --------------  ------------  -------------
4999  Total liabilities and net position           4              4           153            249
-----------------------------------------------------------------------------------------------

                                

       Railroad Rehabilitation and Improvement Liquidating Account

               Program and Financing (in millions of dollars)

----------------------------------------------------------------------------
Identification code 69-4411-0-3-401      2001 actual   2002 est.   2003 est.
----------------------------------------------------------------------------

    Obligations by program activity:
00.01 Interest to Treasury..............                       2           2
                                           ---------   ---------  ----------
10.00   Total new obligations (object 
          class 43.0)...................                       2           2
----------------------------------------------------------------------------

    Budgetary resources available for obligation:
21.40 Unobligated balance carried 
        forward, start of year..........                       8
22.00 New budget authority (gross)......           8           2           2
22.60 Portion applied to repay debt.....                      -8
                                           ---------   ---------  ----------
23.90   Total budgetary resources 
          available for obligation......           8           2           2
23.95 Total new obligations.............                      -2          -2
24.40 Unobligated balance carried 
        forward, end of year............           8
----------------------------------------------------------------------------

    New budget authority (gross), detail:
      Mandatory:

69.00   Offsetting collections (cash)...           8           6           6
69.47   Portion applied to repay debt...                      -4          -4
                                           ---------   ---------  ----------

[[Page 764]]


69.90     Spending authority from 
            offsetting collections 
            (total mandatory)...........           8           2           2
----------------------------------------------------------------------------

    Change in obligated balances:
73.10 Total new obligations.............                       2           2
73.20 Total outlays (gross).............                      -2          -2
----------------------------------------------------------------------------

    Outlays (gross), detail:
86.97 Outlays from new mandatory 
        authority.......................                       2           2
----------------------------------------------------------------------------

    Offsets:
      Against gross budget authority and outlays:

88.40   Offsetting collections (cash) 
          from: Non-Federal sources.....          -8          -6          -6
----------------------------------------------------------------------------

    Net budget authority and outlays:
89.00 Budget authority..................                      -4          -4
90.00 Outlays...........................          -8          -4          -4
---------------------------------------------------------------------------

               Status of Direct Loans (in millions of dollars)

----------------------------------------------------------------------------
Identification code 69-4411-0-3-401      2001 actual   2002 est.   2003 est.
----------------------------------------------------------------------------
    Cumulative balance of direct loans 
                outstanding:
1210  Outstanding, start of year........          49          49          40
1251  Repayments: Repayments and 
        prepayments.....................                      -9          -4
                                           ---------   ---------  ----------
1290    Outstanding, end of year........          49          40          36
---------------------------------------------------------------------------

    Section 505--Redeemable preference shares.--Authority for the 
section 505 redeemable preference shares program expired on September 
30, 1988. The account reflects actual outlays of -$8 million in 2001, 
and projected outlays of -$4 million in 2002 and -$4 million in 2003 
resulting from payments of principal and interest as well as repurchases 
of redeemable preference shares and the sale of redeemable preference 
shares to the private sector.

    Section 511--Loan repayments.--This program reflects repayments of 
principal and interest on outstanding borrowings by the railroads to the 
Federal Financing Bank under the section 511 loan guarantee program.

    As required by the Federal Credit Reform Act of 1990, this account 
records, for this program, all cash flows to and from the Government 
resulting from direct loans obligated and loan guarantees committed 
prior to 1992. All new activity in this program (including modifications 
of direct loans or loan guarantees that resulted from obligations or 
commitments in any year) is recorded in corresponding program accounts 
and financing accounts.

                             Balance Sheet (in millions of dollars)

-----------------------------------------------------------------------------------------------
Identification code   69-4411-0-3-401    2000 actual    2001 actual     2002 est.      2003 est.
-----------------------------------------------------------------------------------------------
    ASSETS:
      Net value of assets related to 
          pre-1992 direct loans 
          receivable and acquired 
          defaulted guaranteed loans 
          receivable:

1601    Direct loans, gross.............          49             44            40             36
1602    Interest receivable.............          18             11             9              7
                                        ------------ --------------  ------------  -------------
1699      Value of assets related to 
            direct loans................          67             55            49             43
                                        ------------ --------------  ------------  -------------
1999    Total assets....................          67             55            49             43
    LIABILITIES:
      Federal liabilities:

2102    Interest payable................          18             11             9              7
2103    Debt............................          49             44            40             36
                                        ------------ --------------  ------------  -------------
2999    Total liabilities...............          67             55            49             43
                                        ------------ --------------  ------------  -------------
4999  Total liabilities and net position          67             55            49             43
-----------------------------------------------------------------------------------------------

                                

        Amtrak Corridor Improvement Direct Loan Financing Account

               Program and Financing (in millions of dollars)

----------------------------------------------------------------------------
Identification code 69-4164-0-3-401      2001 actual   2002 est.   2003 est.
----------------------------------------------------------------------------

    Budgetary resources available for obligation:
22.40 Capital transfer to general fund..                      -1
----------------------------------------------------------------------------

    Change in obligated balances:
72.40 Obligated balance, start of year..           1           1
74.40 Obligated balance, end of year....           1
----------------------------------------------------------------------------

    Net financing authority and financing 
        disbursements:
89.00 Financing authority...............
90.00 Financing disbursements...........
---------------------------------------------------------------------------

    As required by the Federal Credit Reform Act of 1990, this non-
budgetary account records all cash flows to and from the Government 
resulting from direct loans obligated in 1992 and beyond (including 
modifications of direct loans that resulted from obligations in any 
year). The amounts in this account are a means of financing and are not 
included in the budget totals.

                             Balance Sheet (in millions of dollars)

-----------------------------------------------------------------------------------------------
Identification code   69-4164-0-3-401    2000 actual    2001 actual     2002 est.      2003 est.
-----------------------------------------------------------------------------------------------
    ASSETS:
1207  Non-Federal assets: Advances and 
        prepayments.....................           1              1             1
                                        ------------ --------------  ------------  -------------
1999    Total assets....................           1              1             1
    LIABILITIES:
2202  Non-Federal liabilities: Interest 
        payable.........................           1              1             1
                                        ------------ --------------  ------------  -------------
2999    Total liabilities...............           1              1             1
    NET POSITION:
                                        ------------ --------------  ------------  -------------
3999    Total net position..............
                                        ------------ --------------  ------------  -------------
4999  Total liabilities and net position           1              1             1
-----------------------------------------------------------------------------------------------

                                

          Amtrak Corridor Improvement Loans Liquidating Account

               Program and Financing (in millions of dollars)

----------------------------------------------------------------------------
Identification code 69-0720-0-1-401      2001 actual   2002 est.   2003 est.
----------------------------------------------------------------------------

    New budget authority (gross), detail:
      Mandatory:

69.00   Offsetting collections (cash)...           1           1           1
69.47   Portion applied to repay debt...          -1          -1          -1
                                           ---------   ---------  ----------
69.90     Spending authority from 
            offsetting collections 
            (total mandatory)...........
----------------------------------------------------------------------------

    Offsets:
      Against gross budget authority and outlays:

88.40   Offsetting collections (cash) 
          from: Non-Federal sources.....          -1          -1          -1
----------------------------------------------------------------------------

    Net budget authority and outlays:
89.00 Budget authority..................          -1          -1          -1
90.00 Outlays...........................          -1          -1          -1
---------------------------------------------------------------------------

               Status of Direct Loans (in millions of dollars)

----------------------------------------------------------------------------
Identification code 69-0720-0-1-401      2001 actual   2002 est.   2003 est.
----------------------------------------------------------------------------
    Cumulative balance of direct loans 
                outstanding:
1210  Outstanding, start of year........           5           4           3
1251  Repayments: Repayments and 
        prepayments.....................          -1          -1          -1
                                           ---------   ---------  ----------
1290    Outstanding, end of year........           4           3           2
---------------------------------------------------------------------------



[[Page 765]]



    As required by the Federal Credit Reform Act of 1990, this account 
records, for this program, all cash flows to and from the Government 
resulting from direct loans obligated prior to 1992. All new activity in 
this program (including modifications of direct loans or loan guarantees 
that resulted from obligations or commitments in any year) is recorded 
in corresponding program accounts and financing accounts.

                             Balance Sheet (in millions of dollars)

-----------------------------------------------------------------------------------------------
Identification code   69-0720-0-1-401    2000 actual    2001 actual     2002 est.      2003 est.
-----------------------------------------------------------------------------------------------
    ASSETS:
1601  Net value of assets related to 
        pre-1992 direct loans receivable 
        and acquired defaulted 
        guaranteed loans receivable: 
        Direct loans, gross.............           5              4             3              2
                                        ------------ --------------  ------------  -------------
1999    Total assets....................           5              4             3              2
    LIABILITIES:
2105  Federal liabilities: Federal 
        liabilities; Other..............           5              4             3              2
                                        ------------ --------------  ------------  -------------
2999    Total liabilities...............           5              4             3              2
                                        ------------ --------------  ------------  -------------
4999  Total liabilities and net position           5              4             3              2
-----------------------------------------------------------------------------------------------

                                

           Trust Fund Share of Next Generation High-Speed Rail

                 (liquidation of contract authorization)

                          (highway trust fund)

               Program and Financing (in millions of dollars)

----------------------------------------------------------------------------
Identification code 69-9973-0-7-401      2001 actual   2002 est.   2003 est.
----------------------------------------------------------------------------

    Change in obligated balances:
72.40 Obligated balance, start of year..           2
73.20 Total outlays (gross).............          -2
----------------------------------------------------------------------------

    Outlays (gross), detail:
86.93 Outlays from discretionary 
        balances........................           2
----------------------------------------------------------------------------

    Net budget authority and outlays:
89.00 Budget authority..................
90.00 Outlays...........................           2
---------------------------------------------------------------------------

    This account provided funds for research, development, and 
demonstrations to support the advancement of high-speed rail technology. 
These activities are now supported through the Next Generation High-
Speed Rail general fund account.

                                


 
                     FEDERAL TRANSIT ADMINISTRATION

    The Federal Transit Administration (FTA) provides funding to transit 
operators, State and local governments and other recipients for the 
construction of facilities; the purchase of vehicles and equipment; the 
improvement of technology, service techniques, and methods; the support 
of regionwide transportation planning; and transit operations. In 
addition to improving general mobility, FTA provides financial 
assistance to help implement other national goals relating to mobility 
for the elderly, people with disabilities, and economically 
disadvantaged individuals.

    The Transportation Equity Act for the 21st Century reauthorized 
transit programs through FY 2003, and created the new discretionary Mass 
Transit Budget Category. The General Fund and Highway Trust Fund funding 
contained in the mass transit category is referred to as ``guaranteed'' 
funding. Approximately 80 percent of transit funding in 2002 is derived 
from the mass transit account of the Highway Trust Fund.

    In 2003, $7,230 million is proposed for transit programs.

    The following tables show the funding for the Federal Transit 
Administration programs.

                        [In millions of dollars]

                                     2001 actual  2002 est.   2003 est.
Obligation Limitations:
  Administrative expenses, general 
    fund............................          16          17          18
  Administrative expenses, trust 
    fund............................          51          54          58
                                    ------------------------------------
      Subtotal, obligation 
        limitation..................          67          71          77
  Transit planning and research, 
    general fund....................          22          23          24
  Transit planning and research, 
    trust fund......................         148          93          98
                                    ------------------------------------
      Subtotal, obligation 
        limitation..................         170         116         122
  University transportation centers, 
    general fund....................           1           1           1
  University transportation centers, 
    trust fund......................           5           5           5
                                    ------------------------------------
      Subtotal, obligation 
        limitation..................           6           6           6
  Job access and reverse commute, 
    general fund....................          20          25          30
  Job access and reverse commute, 
    trust fund......................          80         100         120
                                    ------------------------------------
      Subtotal, obligation 
        limitation..................         100         125         150
  Formula grants, general fund......         617         692         768
  Formula grants, trust fund........       3,901       2,874       3,071
                                    ------------------------------------
      Subtotal, obligation 
        limitation..................       4,517       3,566       3,839
  Capital investment grants, general 
    fund............................         578         718         607
  Capital investment grants, trust 
    fund............................       2,117       2,272       2,429
                                    ------------------------------------
      Subtotal, obligation 
        limitation..................       2,695       2,991       3,036
  Trust fund share of expenses, 
    total budget authority (non-add)     [6,312]     [5,398]     [5,781]
  Trust fund share of expenses, 
    available for obligation (non-
    add)............................     [6,301]     [5,398]     [5,781]
                                    ------------------------------------
      Total FTA, obligation 
        limitation..................       7,555       6,870       7,230
                                    ====================================
    Notes.--2001 reflects a reduction of $3 million in budget authority and 
$11 million in obligation limitation pursuant to P.L. 106-554. 2001 funds 
reflect the transfer of $1,291 million from FHWA to FTA. The budget assumes 
that flex-funding transfer between FWHA and FTA will continue, and will be 
documented at the end of the fiscal year.

                                

                              Federal Funds

General and special funds:

                         Administrative Expenses

    For necessary administrative expenses of the Federal Transit 
Administration's programs authorized by chapter 53 of title 49, United 
States Code, [$13,400,000] $18,200,000: Provided, That no more than 
[$67,000,000] $76,600,000 of budget authority shall be available for 
these purposes: Provided further, That of the funds in this Act 
available for the execution of contracts under section 5327(c) of title 
49, United States Code, $2,000,000 shall be reimbursed to the Department 
of Transportation's Office of Inspector General for costs associated 
with audits and investigations of transit-related issues, including 
reviews of new fixed guideway systems: Provided further, That not to 
exceed $2,600,000 for the National transit database shall remain 
available until expended. Department of Transportation and Related 
Agencies Appropriations Act, 2002; additional authorizing legislation 
required.

               Program and Financing (in millions of dollars)

----------------------------------------------------------------------------
Identification code 69-1120-0-1-401      2001 actual   2002 est.   2003 est.
----------------------------------------------------------------------------

    Obligations by program activity:
00.01 Direct program....................          67          71          77
01.01 Reimbursable program..............           1           1           1
                                           ---------   ---------  ----------
10.00   Total new obligations...........          68          72          78
----------------------------------------------------------------------------

    Budgetary resources available for obligation:
22.00 New budget authority (gross)......          68          72          78
23.95 Total new obligations.............         -68         -72         -78
----------------------------------------------------------------------------

    New budget authority (gross), detail:
      Discretionary:

40.00   Appropriation...................          16          17          19
68.00 Spending authority from offsetting 
        collections: Offsetting 
        collections (cash)..............          52          55          59
                                           ---------   ---------  ----------
70.00   Total new budget authority 
          (gross).......................          68          72          78
----------------------------------------------------------------------------

    Change in obligated balances:
72.40 Obligated balance, start of year..           8          10           6
73.10 Total new obligations.............          68          72          78
73.20 Total outlays (gross).............         -66         -76         -77

[[Page 766]]

74.40 Obligated balance, end of year....          10           6           7
----------------------------------------------------------------------------

    Outlays (gross), detail:
86.90 Outlays from new discretionary 
        authority.......................          62          66          71
86.93 Outlays from discretionary 
        balances........................           4          10           6
                                           ---------   ---------  ----------
87.00   Total outlays (gross)...........          66          76          77
----------------------------------------------------------------------------

    Offsets:
      Against gross budget authority and outlays:

88.00   Offsetting collections (cash) 
          from: Federal sources.........         -52         -55         -59
----------------------------------------------------------------------------

    Net budget authority and outlays:
89.00 Budget authority..................          16          17          19
90.00 Outlays...........................          14          21          18
---------------------------------------------------------------------------

  Budget Authority and Outlays Excluding Full Funding for Federal Retiree 
                       Costs (in millions of dollars)

----------------------------------------------------------------------------
                                         2001 actual   2002 est.   2003 est.
----------------------------------------------------------------------------

    Net budget authority and outlays:
89.00 Budget authority..................          13          13          15
90.00 Outlays...........................          11          17          14
---------------------------------------------------------------------------

    For 2003, $77 million is requested to fund the personnel and other 
support costs associated with management and direction of FTA programs. 
This includes $2 million to be reimbursed to the Inspector General for 
transit-related audits. In addition, funds will be available for FTA's 
essential transit operations data base, the National Transit Database. 
FTA has been a forerunner in expanding automated systems to provide 
better access to customers. The Transportation Electronic Award and 
Management (TEAM) system provides on-line access to grantees for grant 
awards and disbursements.

               Object Classification (in millions of dollars)

----------------------------------------------------------------------------
Identification code 69-1120-0-1-401      2001 actual   2002 est.   2003 est.
----------------------------------------------------------------------------

      Direct obligations:

        Personnel compensation:
11.1      Full-time permanent...........          36          38          41
11.3      Other than full-time permanent           1           1           1
                                           ---------   ---------  ----------
11.9        Total personnel compensation          37          39          42
12.1    Civilian personnel benefits.....          10          12          13
21.0    Travel and transportation of 
          persons.......................           2           2           2
23.1    Rental payments to GSA..........           4           4           5
23.3    Communications, utilities, and 
          miscellaneous charges.........           2           2           2
25.2    Other services..................          11          11          12
31.0    Equipment.......................           1           1           1
                                           ---------   ---------  ----------
99.0      Direct obligations............          67          71          77
99.0  Reimbursable obligations..........           1           1           1
                                           ---------   ---------  ----------
99.9    Total new obligations...........          68          72          78
---------------------------------------------------------------------------

                              Personnel Summary

----------------------------------------------------------------------------
Identification code 69-1120-0-1-401      2001 actual   2002 est.   2003 est.
----------------------------------------------------------------------------
    Direct:
1001  Total compensable workyears: Full-
        time equivalent employment......         483         505         517
    Reimbursable:
2001  Total compensable workyears: Full-
        time equivalent employment......          15          13          13
---------------------------------------------------------------------------

                                

                             Formula Grants

                      (including transfer of funds)

    For necessary expenses to carry out 49 U.S.C. 5307, 5308, 5310, 
5311, 5327, and section 3038 of Public Law 105-178, [$718,400,000] 
$767,800,000, to remain available until expended: Provided, That no more 
than [$3,592,000,000] $3,839,000,000 of budget authority shall be 
available for these purposes[: Provided further, That, notwithstanding 
any other provision of law, of the funds provided under this heading, 
$5,000,000 shall be available for grants for the costs of planning, 
delivery, and temporary use of transit vehicles for special 
transportation needs and construction of temporary transportation 
facilities for the VII Paralympiad for the Disabled, to be held in Salt 
Lake City, Utah: Provided further, That in allocating the funds 
designated in the preceding provisio, the Secretary shall make grants 
only to the Utah Department of Transportation, and such grants shall not 
be subject to any local share requirement or limitation on operating 
assistance under this Act or the Federal Transit Act, as amended: 
Provided further, That notwithstanding section 3008 of Public Law 105-
178 and 49 U.S.C. 5309(m)(3)(C), $50,000,000 of the funds to carry out 
49 U.S.C. 5308 shall be transferred to and merged with funding provide 
for the replacement, rehabilitation, and purchase of buses and related 
equipment and the construction of bus-related facilities under ``Federal 
Transit Administration, Capital investment grants''.] (Department of 
Transportation and Related Agencies Appropriations Act, 2002.)
    [For emergency expenses to respond to the September 11, 2001, 
terrorist attacks on the United States, for ``Formula Grants'', 
$23,500,000, to remain available until expended, to be obligated from 
amounts made available in Public Law 107-38.] (Emergency Supplemental 
Act, 2002.)

               Program and Financing (in millions of dollars)

----------------------------------------------------------------------------
Identification code 69-1129-0-1-401      2001 actual   2002 est.   2003 est.
----------------------------------------------------------------------------

    Obligations by program activity:
      Direct program:

00.01   Salt Lake Olympics..............          45           5
00.02   Urban formula-capital...........       4,059       3,259       3,304
00.03   Alaska Railroad.................          13           5           5
00.04   Clean fuels.....................                                  40
00.05   Elderly and disabled............         175          84          90
00.06   Nonurban formula................         214         225         235
00.07   Over-the-road-bus...............           2           4           6
00.08   Emergency response funds........                      34
00.09   New freedom initiative..........                                 145
                                           ---------   ---------  ----------
10.00   Total new obligations...........       4,508       3,616       3,825
----------------------------------------------------------------------------

    Budgetary resources available for obligation:
21.40 Unobligated balance carried 
        forward, start of year..........       1,295       1,327       1,287
22.00 New budget authority (gross)......       4,518       3,566       3,839
22.10 Resources available from 
        recoveries of prior year 
        obligations.....................          23
22.22 Unobligated balance transferred 
        from other accounts.............                      10
                                           ---------   ---------  ----------
23.90   Total budgetary resources 
          available for obligation......       5,836       4,903       5,126
23.95 Total new obligations.............      -4,508      -3,616      -3,825
24.40 Unobligated balance carried 
        forward, end of year............       1,327       1,287       1,301
----------------------------------------------------------------------------

    New budget authority (gross), detail:
      Discretionary:

40.00   Appropriation...................         669         742         768
40.77   Reduction pursuant to P.L. 106-
          554 (0.22 percent)............          -1
41.00   Transferred to other accounts...         -51         -50
                                           ---------   ---------  ----------
43.00     Appropriation (total 
            discretionary)..............         617         692         768
68.00 Spending authority from offsetting 
        collections: Offsetting 
        collections (cash)..............       3,901       2,874       3,071
                                           ---------   ---------  ----------
70.00   Total new budget authority 
          (gross).......................       4,518       3,566       3,839
----------------------------------------------------------------------------

    Change in obligated balances:
72.40 Obligated balance, start of year..       5,931       6,338       6,240
73.10 Total new obligations.............       4,508       3,616       3,825
73.20 Total outlays (gross).............      -4,078      -3,714      -3,534
73.45 Recoveries of prior year 
        obligations.....................         -23
74.40 Obligated balance, end of year....       6,338       6,240       6,531
----------------------------------------------------------------------------

    Outlays (gross), detail:
86.90 Outlays from new discretionary 
        authority.......................         757         391         400

[[Page 767]]

86.93 Outlays from discretionary 
        balances........................       3,321       3,323       3,136
                                           ---------   ---------  ----------
87.00   Total outlays (gross)...........       4,078       3,714       3,534
----------------------------------------------------------------------------

    Offsets:
      Against gross budget authority and outlays:

88.00   Offsetting collections (cash) 
          from: Federal sources.........      -3,901      -2,874      -3,071
----------------------------------------------------------------------------

    Net budget authority and outlays:
89.00 Budget authority..................         617         692         768
90.00 Outlays...........................         178         840         463
---------------------------------------------------------------------------

    Formula grant funding is requested at $3,839 million in 2003, the 
guarantee level in TEA-21. Formula Grant funds can be used for all 
transit purposes including planning, bus and railcar purchases, facility 
repair and construction, maintenance and where eligible, operating 
expenses. Increased investment levels help transit succeed in 
alleviating congestion, ensuring basic mobility, promoting more livable 
communities and helping meet additional needs required as a result of 
the Americans with Disabilities Act (ADA) and the Clean Air Act (CAA).

    In 2003, the budget requests $5 million for the Alaska Railroad, $50 
million for the Clean Fuels Formula program consistent with the 
Transportation Equity Act for the 21st Century, TEA-21, and $7 million 
for the Rural Transportation Accessibility Incentive Program, commonly 
referred to as the Over-the-Road Bus Accessibility Program. In addition, 
$6 million will support the Department's efforts to bring together the 
timely delivery of transportation projects with the protection and 
enhancement of the environment. The Administration will seek legislation 
for the New Freedoms Initiative: $100 million for a grant program using 
alternative methods to promote access to transportation; and $45 million 
for a pilot program that promotes innovative transportation solutions 
for people with disabilities.

    Clean Fuels Formula Program.--$50 million will finance the purchase 
or lease of clean fuel buses and facilities and the improvement of 
existing facilities to accommodate clean fuel buses.

    Over-the-Road Bus Accessibility Program.--$7 million for the Rural 
Transportation Accessibility Incentive Program established in TEA-21 
will assist operators of over-the-road buses to finance the incremental 
capital and training costs of complying with the Department of 
Transportation's final rule regarding accessibility of over-the-road 
buses required by the ADA.

    Urbanized Area Formula.--$3,308 million in funds will be apportioned 
to areas with populations of 50,000 or more. Funds may be used for any 
transit capital purpose, including preventive maintenance for these 
capital assets, in urban areas over 200,000 in population. Also, in 
urbanized areas under 200,000 both capital and operating costs are 
eligible expenditures. This funding will assist public transit agencies 
in meeting the requirements of the Clean Air Act Amendments and the 
Americans with Disabilities Act. These funds are critical to preserving 
mobility in our cities and supporting welfare reform by providing an 
affordable commute for people making the transition to work.

    Nonurbanized Area Formula.--$231 million will be apportioned 
according to a legislative formula based on each State's nonurban 
population to areas with populations of less than 50,000. Available 
funding may be used to support intercity bus service as well as to help 
meet rural and small urban areas' transit needs.

    Formula Grants for Elderly and Individuals with Disabilities.--$87 
million will be apportioned to each State according to a legislatively 
required formula to assist in providing transportation to the elderly 
and individuals with disabilities. Grants are made for the purchase of 
vehicles and equipment and for transportation services under a contract, 
lease or similar arrangement.

               Object Classification (in millions of dollars)

----------------------------------------------------------------------------
Identification code 69-1129-0-1-401      2001 actual   2002 est.   2003 est.
----------------------------------------------------------------------------
25.2  Other services....................          12          18          18
41.0  Grants, subsidies, and 
        contributions...................       4,496       3,598       3,807
                                           ---------   ---------  ----------
99.9    Total new obligations...........       4,508       3,616       3,825
---------------------------------------------------------------------------

                                

                   University Transportation Research

    For necessary expenses to carry out 49 U.S.C. 5505, $1,200,000, to 
remain available until expended: Provided, That no more than $6,000,000 
of budget authority shall be available for these purposes. (Department 
of Transportation and Related Agencies Appropriations Act, 2002.)

               Program and Financing (in millions of dollars)

----------------------------------------------------------------------------
Identification code 69-1136-0-1-401      2001 actual   2002 est.   2003 est.
----------------------------------------------------------------------------

    Obligations by program activity:
10.00 Total new obligations (object 
        class 41.0).....................           6           6           6
----------------------------------------------------------------------------

    Budgetary resources available for obligation:
22.00 New budget authority (gross)......           6           6           6
23.95 Total new obligations.............          -6          -6          -6
----------------------------------------------------------------------------

    New budget authority (gross), detail:
      Discretionary:

40.00   Appropriation...................           1           1           1
68.00 Spending authority from offsetting 
        collections: Offsetting 
        collections (cash)..............           5           5           5
                                           ---------   ---------  ----------
70.00   Total new budget authority 
          (gross).......................           6           6           6
----------------------------------------------------------------------------

    Change in obligated balances:
72.40 Obligated balance, start of year..          10          13          12
73.10 Total new obligations.............           6           6           6
73.20 Total outlays (gross).............          -3          -7          -7
74.40 Obligated balance, end of year....          13          12          11
----------------------------------------------------------------------------

    Outlays (gross), detail:
86.90 Outlays from new discretionary 
        authority.......................                       1           1
86.93 Outlays from discretionary 
        balances........................           3           6           6
                                           ---------   ---------  ----------
87.00   Total outlays (gross)...........           3           7           7
----------------------------------------------------------------------------

    Offsets:
      Against gross budget authority and outlays:

88.00   Offsetting collections (cash) 
          from: Federal sources.........          -5          -5          -5
----------------------------------------------------------------------------

    Net budget authority and outlays:
89.00 Budget authority..................           1           1           1
90.00 Outlays...........................          -1           2           2
---------------------------------------------------------------------------

    For 2003, $6 million is proposed for the University Transportation 
Research program. This program provides continued support for research, 
education and technology transfer activities aimed at addressing 
regional and national transportation problems. These funds are matched 
with support from non-Federal sources. This program also receives 
funding from the Federal Highway Administration.

                                

                      Transit Planning and Research

    For necessary expenses to carry out 49 U.S.C. 5303, 5304, 5305, 
5311(b)(2), 5312, 5313(a), 5314, 5315, and 5322, [$23,000,000] 
$24,200,000, to remain available until expended: Provided, That no more 
than [$116,000,000] $122,000,000, of budget authority shall be available 
for these purposes: Provided further, That $5,250,000 is available to 
provide rural transportation assistance (49 U.S.C. 5311(b)(2)), 
$4,000,000 is available to carry out programs under the National Transit 
Institute (49 U.S.C. 5315), $8,250,000 is available to carry out transit 
cooperative research programs (49 U.S.C. 5313(a)), [$55,422,400] 
$60,385,600, is available for metropolitan planning (49 U.S.C. 5303, 
5304, and 5305, [$11,577,600] $12,614,400, is available for the national 
planning and research program (49

[[Page 768]]

U.S.C. 5314). (Department of Transportation and Related Agencies 
Appropriations Act, 2002.)

               Program and Financing (in millions of dollars)

----------------------------------------------------------------------------
Identification code 69-1137-0-1-401      2001 actual   2002 est.   2003 est.
----------------------------------------------------------------------------

    Obligations by program activity:
00.01 Direct program....................         180         130         124
09.01 Reimbursable program..............          20          20          20
                                           ---------   ---------  ----------
10.00   Total new obligations...........         200         150         144
----------------------------------------------------------------------------

    Budgetary resources available for obligation:
21.40 Unobligated balance carried 
        forward, start of year..........          35          25          16
22.00 New budget authority (gross)......         190         136         142
22.10 Resources available from 
        recoveries of prior year 
        obligations.....................           1
22.21 Unobligated balance transferred to 
        other accounts..................          -1
22.22 Unobligated balance transferred 
        from other accounts.............           1           5
                                           ---------   ---------  ----------
23.90   Total budgetary resources 
          available for obligation......         226         166         158
23.95 Total new obligations.............        -200        -150        -144
24.40 Unobligated balance carried 
        forward, end of year............          25          16          14
----------------------------------------------------------------------------

    New budget authority (gross), detail:
      Discretionary:

40.00   Appropriation...................          22          23          24
      Spending authority from offsetting 
          collections:

68.00   Offsetting collections (cash)...         160         113         118
68.10   Change in uncollected customer 
          payments from Federal sources 
          (unexpired)...................           8
                                           ---------   ---------  ----------
68.90     Spending authority from 
            offsetting collections 
            (total discretionary).......         168         113         118
                                           ---------   ---------  ----------
70.00   Total new budget authority 
          (gross).......................         190         136         142
----------------------------------------------------------------------------

    Change in obligated balances:
72.40 Obligated balance, start of year..         222         281         267
73.10 Total new obligations.............         200         150         144
73.20 Total outlays (gross).............        -133        -164        -176
73.45 Recoveries of prior year 
        obligations.....................          -1
74.00 Change in uncollected customer 
        payments from Federal sources 
        (unexpired).....................          -8
74.40 Obligated balance, end of year....         281         267         235
----------------------------------------------------------------------------

    Outlays (gross), detail:
86.90 Outlays from new discretionary 
        authority.......................          49          31          31
86.93 Outlays from discretionary 
        balances........................          84         133         145
                                           ---------   ---------  ----------
87.00   Total outlays (gross)...........         133         164         176
----------------------------------------------------------------------------

    Offsets:
      Against gross budget authority and outlays:

88.00   Offsetting collections (cash) 
          from: Federal sources.........        -160        -113        -118
      Against gross budget authority only:

88.95   Change in uncollected customer 
          payments from Federal sources 
          (unexpired)...................          -8
----------------------------------------------------------------------------

    Net budget authority and outlays:
89.00 Budget authority..................          22          23          24
90.00 Outlays...........................         -28          51          58
---------------------------------------------------------------------------

    In 2003, a total of $122 million is requested for the transit 
planning and research activities, including $49 million for research and 
technology and $73 million for Metropolitan and Statewide Planning.

    In 2003, $49 million is requested for a variety of research 
activities. The National Research and Technology program is funded at 
$31.5 million. These funds will be used to cover costs for FTA's 
essential safety and security activities and transit safety data 
collection. Additional research programs include $8 million for Transit 
Cooperative Research, $4 million for the National Transit Institute, $5 
million for the Rural Transit Assistance Program.

    Under the national component of the program, the FTA is a catalyst 
in the research, development and deployment of transportation methods 
and technologies which address such issues as accessibility for the 
disabled, air quality, traffic congestion, and transit service and 
operational improvements. The National Research Program supports the 
development of innovative transit technologies, such as hybrid electric 
buses, fuel cells, and battery powered propulsion systems.

    For support of metropolitan and statewide planning activities $73 
million, the guaranteed level in TEA-21, is requested in 2003. Of this 
amount, $60.4 million will be apportioned to States for Metropolitan 
planning, and $12.6 million for statewide planning and research 
activities. These funds support the transportation planning activities 
that will enable these regional planning agencies to continue to plan 
for the transportation investments that best meet the needs of the 
communities they serve, and to comply with Federal statutes.

               Object Classification (in millions of dollars)

----------------------------------------------------------------------------
Identification code 69-1137-0-1-401      2001 actual   2002 est.   2003 est.
----------------------------------------------------------------------------

      Direct obligations:

25.1    Advisory and assistance services           1           1           1
25.5    Research and development 
          contracts.....................          13          10          10
41.0    Grants, subsidies, and 
          contributions.................         166         119         113
                                           ---------   ---------  ----------
99.0      Direct obligations............         180         130         124
99.0  Reimbursable obligations..........          20          20          20
                                           ---------   ---------  ----------
99.9    Total new obligations...........         200         150         144
---------------------------------------------------------------------------

                                

                  Job Access and Reverse Commute Grants

    Notwithstanding section 3037(1)(3) of Public Law 105-178, as 
amended, for necessary expenses to carry out section 3037 of the Federal 
Transit Act of 1998, [$25,000,000] $30,000,000, to remain available 
until expended: Provided, That no more than [$125,000,000] $150,000,000 
of budget authority shall be available for these purposes: Provided 
further, That up to [$250,000] $300,000 of the funds provided under this 
heading may be used by the Federal Transit Administration for technical 
assistance and support and performance reviews of the Job Access and 
Reverse Commute Grants program. (Department of Transportation and 
Related Agencies Appropriations Act, 2002.)

               Program and Financing (in millions of dollars)

----------------------------------------------------------------------------
Identification code 69-1125-0-1-401      2001 actual   2002 est.   2003 est.
----------------------------------------------------------------------------

    Obligations by program activity:
10.00 Total new obligations (object 
        class 41.0).....................          85         120         150
----------------------------------------------------------------------------

    Budgetary resources available for obligation:
21.40 Unobligated balance carried 
        forward, start of year..........          76          91          96
22.00 New budget authority (gross)......         100         125         150
                                           ---------   ---------  ----------
23.90   Total budgetary resources 
          available for obligation......         176         216         246
23.95 Total new obligations.............         -85        -120        -150
24.40 Unobligated balance carried 
        forward, end of year............          91          96          96
----------------------------------------------------------------------------

    New budget authority (gross), detail:
      Discretionary:

40.00   Appropriation...................          20          25          30
68.00 Spending authority from offsetting 
        collections: Offsetting 
        collections (cash)..............          80         100         120
                                           ---------   ---------  ----------
70.00   Total new budget authority 
          (gross).......................         100         125         150
----------------------------------------------------------------------------

    Change in obligated balances:
72.40 Obligated balance, start of year..          58         104         157
73.10 Total new obligations.............          85         120         150
73.20 Total outlays (gross).............         -39         -67         -95
74.40 Obligated balance, end of year....         104         157         212
----------------------------------------------------------------------------

    Outlays (gross), detail:
86.90 Outlays from new discretionary 
        authority.......................           3           6           8
86.93 Outlays from discretionary 
        balances........................          36          61          88
                                           ---------   ---------  ----------
87.00   Total outlays (gross)...........          39          67          95
----------------------------------------------------------------------------

[[Page 769]]



    Offsets:
      Against gross budget authority and outlays:

88.00   Offsetting collections (cash) 
          from: Federal sources.........         -80        -100        -120
----------------------------------------------------------------------------

    Net budget authority and outlays:
89.00 Budget authority..................          20          25          30
90.00 Outlays...........................         -41         -33         -25
---------------------------------------------------------------------------

    In 2003, $150 million is requested for the Job Access and Reverse 
Commute Grants Program. This program is intended to provide grants to 
non-profit organizations and local transit agencies to fund 
transportation services in urban, suburban and rural areas to assist 
welfare recipients and low income individuals to access employment 
opportunities. Federal transit funds would provide 50 percent of the 
project costs, with grant recipients supplying the remaining 50 percent 
from local or Federal sources other than the Department of 
Transportation.

                                

                        Capital Investment Grants

                      (including transfer of funds)

    For necessary expenses to carry out 49 U.S.C. 5308, 5309, 5318, and 
5327, [$568,200,000] $607,200,000, to remain available until expended: 
Provided, That no more than [$2,841,000,000] $3,036,000,000 of budget 
authority shall be available for these purposes[: Provided further, That 
there shall be available], of which $1,214,000,000 is for fixed guideway 
modernization, [$1,136,400,000]; [there shall be available] $607,200,000 
is for the replacement, rehabilitation, and purchase of buses and 
related equipment and the construction of bus-related facilities[, 
$568,200,000, together with $50,000,000 transferred from ``Federal 
Transit Administration, Formula Grants''; and there shall be available]; 
and $1,214,400,000 is  for new fixed guideway systems [$1,136,400,000, 
together with $1,488,840 of the funds made available under ``Federal 
Transit Administration, Capital investment grants'' in Public Law 105-
277; to be available as follows:
        $10,296,000 for Alaska or Hawaii ferry projects;
        $1,000,000 for the Albuquerque, New Mexico, light rail project;
        $25,000,000 for the Atlanta, Georgia, North line extension 
    project;
        $13,000,000 for the Baltimore, Maryland, central light rail 
    transit double track project;
        $1,500,000 for the Baltimore, Maryland, rail transit project;
        $2,000,000 for the Birmingham, Alabama, transit corridor 
    project;
        $10,631,245 for the Boston, Massachusetts, South Boston Piers 
    transitway project;
        $500,000 for the Boston, Massachusetts, urban ring transit 
    project;
        $7,000,000 for the Charlotte, North Carolina, South Corridor 
    light rail transit project;
        $4,000,000 for the Nashville, Tennessee, East corridor commuter 
    rail project;
        $141,000,000 for the New Jersey Hudson-Bergen light rail transit 
    project;
        $15,000,000 for the New Orleans, Louisiana, Canal Street car 
    line project;
        $1,200,000 for the New Orleans, Louisiana, Desire corridor 
    streetcar project;
        $2,000,000 for the New York, New York, Second Avenue subway 
    project;
        $20,000,000 for the Newark-Elizabeth, New Jersey, rail link 
    project;
        $2,500,000 for the Northeast Indianapolis, Indiana, downtown 
    corridor project;
        $2,500,000 for the Northern Indiana South Shore commuter rail 
    project;
        $6,500,000 for the Oceanside-Escondido, California, light rail 
    extension project;
        $500,000 for the Ohio, Central Ohio North corridor rail (COTA) 
    project;
        $5,000,000 for the Pawtucket-TF Green, Rhode Island, commuter 
    rail and maintenance facility project;
        $9,000,000 for the Philadelphia, Pennsylvania, Schuykill Valley 
    metro project;
        $10,000,000 for the Phoenix, Arizona, Central Phoenix/East 
    Valley corridor project;
        $8,000,000 for the Pittsburgh, Pennsylvania, North Shore 
    connector light rail transit project;
        $18,000,000 for the Pittsburgh, Pennsylvania, stage II light 
    rail transit reconstruction project;
        $64,000,000 for the Portland, Oregon, Interstate MAX light rail 
    transit extension project;
        $20,000,000 for the Puget Sound, Washington, RTA Sounder 
    commuter rail project;
        $9,000,000 for the Raleigh, North Carolina, Triangle transit 
    project;
        $328,000 for the Sacramento, California, light rail transit 
    extension project;
        $14,000,000 for the Salt Lake City, Utah, CBD to University 
    light rail transit project;
        $3,000,000 for the Salt Lake City, Utah, University Medical 
    Center light rail transit extension project;
        $60,000,000 for the San Diego, California, Mission Valley East 
    light rail project;
        $1,000,000 for the San Diego, California, Mid Coast corridor 
    project;
        $75,673,790 for the San Francisco, California, BART extension to 
    the airport project;
        $113,336 for the San Jose, California, Tasman West light rail 
    transit project;
        $40,000,000 for the San Juan, Puerto Rico, Tren Urbano project;
        $1,700,000 for the Sioux City, Iowa, light rail project;
        $28,000,000 for the St. Louis-St. Clair, Missouri, metrolink 
    extension project;
        $5,000,000 for the Stamford, Connecticut, urban transitway 
    project;
        $32,750,000 for the Chicago, Illinois, Douglas branch 
    reconstruction project;
        $55,000,000 for the for the Chicago,Illinois, METRA commuter 
    rail and line extension project;
        $3,000,000 for the Chicago, Illinois, Ravenswood reconstruction 
    project;
        $6,000,000 for the Cleveland, Ohio, Euclid corridor 
    transportation project;
        $70,000,000 for the Dallas, Texas, North Central light rail 
    transit extension project;
        $55,000,000 for the Denver, Colorado, Southeast corridor light 
    rail transit project;
        $192,492 for the Denver, Colorado, Southwest corridor light rail 
    transit project;
        $150,000 for the Des Moines, Iowa, DSM bus feasibility project;
        $200,000 for the Dubuque, Iowa, light rail feasibility project;
        $25,000,000 for the Dulles corridor, Virginia, bus rapid transit 
    project;
        $27,000,000 for the Fort Lauderdale, Florida, Tri-County 
    commuter rail upgrades project;
        $2,000,000 for the Fort Worth, Texas, Trinity railway express 
    project;
        $750,000 for the Grand Rapids, Michigan, ITP metro area, major 
    corridor project;
        $12,000,000 for the for Honolulu, Hawaii, bus rapid transit 
    project;
        $10,000,000 for the Houston, Texas, Metro advanced transit 
    project;
        $300,000 for the Iowa, Metrolink light rail feasibility project;
        $1,500,000 for the Johnson County, Kansas-Kansas City, Missouri, 
    I-35 commuter rail project;
        $2,000,000 for the Kenosha-Racine-Milwaukee, Wisconsin, commuter 
    rail extension project;
        $55,000,000 for the Largo, Maryland, metrorail extension 
    project;
        $2,000,000 for the Little Rock, Arkansas, river rail project;
        $14,744,420 for the Long Island Rail Road, New York, East Side 
    access project;
        $9,289,557 for the Los Angeles, California, North Hollywood 
    extension project;
        $7,500,000 for the Los Angeles, California, East Side corridor 
    light rail transit project;
        $3,000,000 for the Lowell, Massachusetts-Nashua, New Hampshire 
    commuter rail extension project;
        $12,000,000 for the Maryland (MARC) commuter rail improvements 
    project;
        $19,170,000 for the Memphis, Tennessee, Medical center rail 
    extension project;

[[Page 770]]

        $5,000,000 for the Miami, Florida, South Miami-Dade busway 
    extension project;
        $10,000,000 for the Minneapolis-Rice, Minnesota, Northstar 
    corridor commuter rail project;
        $50,000,000 for the Minneapolis-St. Paul, Minnesota, Hiawatha 
    corridor light rail transit project;
        $3,000,000 for the Stockton, California, Altamont commuter rail 
    project;
        $3,000,000 for the Virginia Railway Express station improvements 
    project;
        $500,000 for the Washington County, Oregon, Wilsonville to 
    Beaverton commuter rail project;
        $2,500,000 for the Wasilla, Alaska, alternative route project; 
    and
        $400,000 for the Yosemite, California, area regional 
    transportation system project]. (Department of Transportation and 
    Related Agencies Appropriations Act, 2002.)
    [For emergency expenses to respond to the September 11, 2001, 
terrorist attacks on the United States, for ``Capital Investment 
Grants'', $100,000,000, to remain available until expended, and to be 
obligated from amounts made available in Public Law 107-38: Provided, 
That in administering funds made available under this paragraph, the 
Federal Transit Administrator shall direct funds to those transit 
agencies most severely impacted by the terrorist attacks of September 
11, 2001, excluding any transit agency receiving a Federal payment 
elsewhere in this Act: Provided further, That the provisions of 49 U.S.C 
5309(h) shall not apply to funds made available under this paragraph.] 
(Emergency Supplemental Act, 2002.)

               Program and Financing (in millions of dollars)

----------------------------------------------------------------------------
Identification code 69-1134-0-1-401      2001 actual   2002 est.   2003 est.
----------------------------------------------------------------------------

    Obligations by program activity:
00.01 Capital investment grants.........       2,490       2,960       3,310
                                           ---------   ---------  ----------
10.00   Total new obligations...........       2,490       2,960       3,310
----------------------------------------------------------------------------

    Budgetary resources available for obligation:
21.40 Unobligated balance carried 
        forward, start of year..........       1,006       1,213       1,239
22.00 New budget authority (gross)......       2,695       2,991       3,036
22.10 Resources available from 
        recoveries of prior year 
        obligations.....................           2
22.21 Unobligated balance transferred to 
        other accounts..................                      -5
                                           ---------   ---------  ----------
23.90   Total budgetary resources 
          available for obligation......       3,703       4,199       4,275
23.95 Total new obligations.............      -2,490      -2,960      -3,310
24.40 Unobligated balance carried 
        forward, end of year............       1,213       1,239         965
----------------------------------------------------------------------------

    New budget authority (gross), detail:
      Discretionary:

40.00   Appropriation...................         529         668         607
40.77   Reduction pursuant to P.L. 106-
          554 (0.22 percent)............          -1
42.00   Transferred from other accounts.          50          50
                                           ---------   ---------  ----------
43.00     Appropriation (total 
            discretionary)..............         578         718         607
68.00 Spending authority from offsetting 
        collections: Offsetting 
        collections (cash)..............       2,117       2,273       2,429
                                           ---------   ---------  ----------
70.00   Total new budget authority 
          (gross).......................       2,695       2,991       3,036
----------------------------------------------------------------------------

    Change in obligated balances:
72.40 Obligated balance, start of year..       2,470       3,056       4,245
73.10 Total new obligations.............       2,490       2,960       3,310
73.20 Total outlays (gross).............      -1,902      -1,771      -2,366
73.45 Recoveries of prior year 
        obligations.....................          -2
74.40 Obligated balance, end of year....       3,056       4,245       5,189
----------------------------------------------------------------------------

    Outlays (gross), detail:
86.90 Outlays from new discretionary 
        authority.......................         155         427         364
86.93 Outlays from discretionary 
        balances........................       1,747       1,343       2,002
                                           ---------   ---------  ----------
87.00   Total outlays (gross)...........       1,902       1,771       2,366
----------------------------------------------------------------------------

    Offsets:
      Against gross budget authority and outlays:

88.00   Offsetting collections (cash) 
          from: Federal sources.........      -2,117      -2,273      -2,429
----------------------------------------------------------------------------

    Net budget authority and outlays:
89.00 Budget authority..................         578         718         607
90.00 Outlays...........................        -214        -502         -63
---------------------------------------------------------------------------

    For 2003, a total of $3,036 million, the guaranteed level in TEA-21, 
is requested for Capital Investment Grants. The $3,036 million will be 
allocated among the following activities:

    Bus and bus-related facilities.--$607 million for the replacement, 
rehabilitation and purchase of buses and related equipment and the 
construction of bus-related facilities. This funding will also assist 
public transit authorities in meeting the requirements of the Clean Air 
Act Amendments and the Americans with Disabilities Act. For 2003, FTA's 
goal is to continue in its efforts to make the national fixed-route bus 
system 80 percent accessible to individuals with disabilities. Within 
the bus funding level, $50 million will be provided for the Clean Fuels 
Formula Grants program, as authorized by TEA-21. The Clean Fuels Formula 
Program will finance the purchase or lease of clean fuel buses and 
facilities and the improvement of existing facilities to accommodate 
clean fuel buses.

    Fixed guideway modernization.--$1,214 million for the acquisition, 
reconstruction and improvement of facilities and equipment for use on 
fixed guideways including heavy and light rail, commuter rail, and 
ferryboat operations. Funding for this program will ensure the fixed 
guideway modernization activity remains the stabilization and 
restoration factor for remedying the conditions of the Nation's older 
fixed guideway systems.

    New Starts.--$1,214 million for the construction of new fixed 
guideway systems and extensions to existing fixed guideway systems.

               Object Classification (in millions of dollars)

----------------------------------------------------------------------------
Identification code 69-1134-0-1-401      2001 actual   2002 est.   2003 est.
----------------------------------------------------------------------------
25.2  Other services....................          20          28          30
41.0  Grants, subsidies, and 
        contributions...................       2,470       2,932       3,280
                                           ---------   ---------  ----------
99.9    Total new obligations...........       2,490       2,960       3,310
---------------------------------------------------------------------------

                                

                 Research, Training, and Human Resources

               Program and Financing (in millions of dollars)

----------------------------------------------------------------------------
Identification code 69-1121-0-1-401      2001 actual   2002 est.   2003 est.
----------------------------------------------------------------------------

    Budgetary resources available for obligation:
22.21 Unobligated balance transferred to 
        other accounts..................          -1
----------------------------------------------------------------------------

    Change in obligated balances:
72.40 Obligated balance, start of year..           4           3           2
73.20 Total outlays (gross).............          -1          -1          -1
74.40 Obligated balance, end of year....           3           2           1
----------------------------------------------------------------------------

    Outlays (gross), detail:
86.93 Outlays from discretionary 
        balances........................           1           1           1
----------------------------------------------------------------------------

    Net budget authority and outlays:
89.00 Budget authority..................
90.00 Outlays...........................           1           1           1
---------------------------------------------------------------------------

    Since 1993, the activities of this account have been financed in the 
Transit Planning and Research.

                                

                   Interstate Transfer Grants--Transit

               Program and Financing (in millions of dollars)

----------------------------------------------------------------------------
Identification code 69-1127-0-1-401      2001 actual   2002 est.   2003 est.
----------------------------------------------------------------------------

    Obligations by program activity:
10.00 Total new obligations (object 
        class 41.0).....................           5           6
----------------------------------------------------------------------------

[[Page 771]]



    Budgetary resources available for obligation:
21.40 Unobligated balance carried 
        forward, start of year..........           7           6
22.10 Resources available from 
        recoveries of prior year 
        obligations.....................           4
                                           ---------   ---------  ----------
23.90   Total budgetary resources 
          available for obligation......          11           6
23.95 Total new obligations.............          -5          -6
24.40 Unobligated balance carried 
        forward, end of year............           6
----------------------------------------------------------------------------

    Change in obligated balances:
72.40 Obligated balance, start of year..           2                       3
73.10 Total new obligations.............           5           6
73.20 Total outlays (gross).............          -3          -3          -2
73.45 Recoveries of prior year 
        obligations.....................          -4
74.40 Obligated balance, end of year....                       3           1
----------------------------------------------------------------------------

    Outlays (gross), detail:
86.93 Outlays from discretionary 
        balances........................           3           3           2
----------------------------------------------------------------------------

    Net budget authority and outlays:
89.00 Budget authority..................
90.00 Outlays...........................           3           3           2
---------------------------------------------------------------------------

    This account funds transit capital projects substituted for 
previously withdrawn segments of the Interstate Highway System under the 
provisions of 23 U.S.C. 103(e)(4).

                                

             Washington Metropolitan Area Transit Authority

               Program and Financing (in millions of dollars)

----------------------------------------------------------------------------
Identification code 69-1128-0-1-401      2001 actual   2002 est.   2003 est.
----------------------------------------------------------------------------

    Obligations by program activity:
00.01 Washington Metro..................                       1
                                           ---------   ---------  ----------
10.00   Total new obligations (object 
          class 41.0)...................                       1
----------------------------------------------------------------------------

    Budgetary resources available for obligation:
21.40 Unobligated balance carried 
        forward, start of year..........                       1
23.95 Total new obligations.............                      -1
24.40 Unobligated balance carried 
        forward, end of year............           1
----------------------------------------------------------------------------

    Change in obligated balances:
72.40 Obligated balance, start of year..         237         121          68
73.10 Total new obligations.............                       1
73.20 Total outlays (gross).............        -116         -54         -36
74.40 Obligated balance, end of year....         121          68          32
----------------------------------------------------------------------------

    Outlays (gross), detail:
86.93 Outlays from discretionary 
        balances........................         116          54          36
----------------------------------------------------------------------------

    Net budget authority and outlays:
89.00 Budget authority..................
90.00 Outlays...........................         116          54          36
---------------------------------------------------------------------------

    The National Capital Transportation Amendments of 1979 (Stark-
Harris) authorized $1.7 billion in Federal funds to support the 
construction of the Washington Metrorail system. In addition, the 
National Capital Transportation Amendments of 1990 authorized another 
$1.3 billion in Federal capital assistance to complete construction of 
the planned 103-mile system. The Federal commitment to complete the 103-
mile system was fully funded in 1999. No new budget authority is 
proposed.

                                

                     Miscellaneous Expired Accounts

               Program and Financing (in millions of dollars)

----------------------------------------------------------------------------
Identification code 69-1122-0-1-401      2001 actual   2002 est.   2003 est.
----------------------------------------------------------------------------

    Budgetary resources available for obligation:
21.40 Unobligated balance carried 
        forward, start of year..........           1           1           1
24.40 Unobligated balance carried 
        forward, end of year............           1           1
----------------------------------------------------------------------------

    Change in obligated balances:
72.40 Obligated balance, start of year..           1
----------------------------------------------------------------------------

    Net budget authority and outlays:
89.00 Budget authority..................
90.00 Outlays...........................
---------------------------------------------------------------------------

    This schedule displays program balances that are no longer required.

                                

  

                               Trust Funds

                          Discretionary Grants

                 (liquidation of contract authorization)

                          (highway trust fund)

               Program and Financing (in millions of dollars)

----------------------------------------------------------------------------
Identification code 69-8191-0-7-401      2001 actual   2002 est.   2003 est.
----------------------------------------------------------------------------

    Obligations by program activity:
00.01 Discretionary grants..............          55          48
                                           ---------   ---------  ----------
10.00   Total new obligations (object 
          class 41.0)...................          55          48
----------------------------------------------------------------------------

    Budgetary resources available for obligation:
21.40 Unobligated balance carried 
        forward, start of year..........          66          48
22.10 Resources available from 
        recoveries of prior year 
        obligations.....................          37
                                           ---------   ---------  ----------
23.90   Total budgetary resources 
          available for obligation......         103          48
23.95 Total new obligations.............         -55         -48
24.40 Unobligated balance carried 
        forward, end of year............          48
----------------------------------------------------------------------------

    New budget authority (gross), detail:
      Discretionary:

40.26   Appropriation (trust fund)......         350
40.49   Portion applied to liquidate 
          contract authority............        -350
                                           ---------   ---------  ----------
43.00     Appropriation (total 
            discretionary)..............
----------------------------------------------------------------------------

    Change in obligated balances:
72.40 Obligated balance, start of year..       1,947       1,243         577
73.10 Total new obligations.............          55          48
73.20 Total outlays (gross).............        -722        -714        -386
73.45 Recoveries of prior year 
        obligations.....................         -37
74.40 Obligated balance, end of year....       1,243         577         191
75.01 Obligated balance, start of year: 
        Contract authority..............         246
----------------------------------------------------------------------------

    Outlays (gross), detail:
86.93 Outlays from discretionary 
        balances........................         722         714         386
----------------------------------------------------------------------------

    Net budget authority and outlays:
89.00 Budget authority..................
90.00 Outlays...........................         722         714         386
---------------------------------------------------------------------------

            Status of Contract Authority (in millions of dollars)

----------------------------------------------------------------------------
Identification code 69-8191-0-7-401      2001 actual   2002 est.   2003 est.
----------------------------------------------------------------------------
0100  Balance, start of year............         312          11
0400  Appropriation to liquidate 
        contract authority..............        -350
0700  Balance, end of year..............          11
0705  Surplus liquidating cash, end of 
        year (memo entry)...............          49          38          38
---------------------------------------------------------------------------

    In 2003, no additional liquidating cash is requested to pay previous 
obligations in the Discretionary Grants account.

                                

                      Trust Fund Share of Expenses

                 (liquidation of contract authorization)

                          (highway trust fund)

    Notwithstanding any other provision of law, for payment of 
obligations incurred in carrying out 49 U.S.C. 5303-5308, 5310-5315, 
5317(b), 5322, 5327, 5334, 5505, and sections 3037 and 3038 of Public 
Law 105-178, [$5,397,800,000] $5,781,000,000, to remain available until 
expended, and to be derived from the Mass Transit Account of the Highway 
Trust Fund: Provided, That [$2,873,600,000]

[[Page 772]]

$3,071,200,000 shall be paid to the Federal Transit Administration's 
formula grants account: Provided further, That [$93,000,000] $97,800,000 
shall be paid to the Federal Transit Administration's transit planning 
and research account: Provided further, That [$53,600,000] $58,400,000 
shall be paid to the Federal Transit Administration's administrative 
expenses account: Provided further, That $4,800,000 shall be paid to the 
Federal Transit Administration's university transportation research 
account: Provided further, That [$100,000,000] $120,000,000 shall be 
paid to the Federal Transit Administration's job access and reverse 
commute grants program: Provided further, That [$2,272,800,000] 
$2,428,800,000 shall be paid to the Federal Transit Administration's 
capital investment grants account. (Department of Transportation and 
Related Agencies Appropriations Act, 2002.)

               Program and Financing (in millions of dollars)

----------------------------------------------------------------------------
Identification code 69-8350-0-7-401      2001 actual   2002 est.   2003 est.
----------------------------------------------------------------------------

    Obligations by program activity:
00.01 Administrative expenses...........          51          54          58
00.02 Job access and reverse commute....          80         100         120
00.03 Formula programs..................       3,901       2,874       3,071
00.04 University transportation research           5           5           5
00.05 Transit planning and research.....         148          93          98
00.06 Capital investment grants.........       2,117       2,273       2,429
                                           ---------   ---------  ----------
10.00   Total new obligations (object 
          class 92.0)...................       6,301       5,398       5,781
----------------------------------------------------------------------------

    Budgetary resources available for obligation:
21.49 Unobligated balance carried 
        forward, start of year: Contract 
        authority.......................          18          29          29
22.00 New budget authority (gross)......       6,312       5,398       5,781
                                           ---------   ---------  ----------
23.90   Total budgetary resources 
          available for obligation......       6,330       5,427       5,810
23.95 Total new obligations.............      -6,301      -5,398      -5,781
24.49 Unobligated balance carried 
        forward, end of year: Contract 
        authority.......................          29          29          29
----------------------------------------------------------------------------

    New budget authority (gross), detail:
      Discretionary:

40.26   Appropriation (trust fund)......       5,021       5,398       5,781
40.49   Portion applied to liquidate 
          contract authority used.......      -6,308      -5,398      -5,781
42.00   Transferred from other accounts.       1,291
                                           ---------   ---------  ----------
43.00     Appropriation (total 
            discretionary)..............           4
      Mandatory:

66.10   Contract authority..............       5,017       5,398       5,781
66.62   Transferred from other accounts.       1,291
                                           ---------   ---------  ----------
66.90     Contract authority (total 
            mandatory)..................       6,308       5,398       5,781
                                           ---------   ---------  ----------
70.00   Total new budget authority 
          (gross).......................       6,312       5,398       5,781
----------------------------------------------------------------------------

    Change in obligated balances:
73.10 Total new obligations.............       6,301       5,398       5,781
73.20 Total outlays (gross).............      -6,301      -5,398      -5,781
----------------------------------------------------------------------------

    Outlays (gross), detail:
86.90 Outlays from new discretionary 
        authority.......................       6,301       5,398       5,781
----------------------------------------------------------------------------

    Net budget authority and outlays:
89.00 Budget authority..................       6,312       5,398       5,781
90.00 Outlays...........................       6,301       5,398       5,781
---------------------------------------------------------------------------

            Status of Contract Authority (in millions of dollars)

----------------------------------------------------------------------------
Identification code 69-8350-0-7-401      2001 actual   2002 est.   2003 est.
----------------------------------------------------------------------------
0100  Balance, start of year............          18          29          29
    Contract authority:
0200  Contract authority................       6,308       5,398       5,781
0400  Appropriation to liquidate 
        contract authority..............      -6,308      -5,398      -5,781
0700  Balance, end of year..............          29          29          29
0705  Surplus liquidating cash, end of 
        year (memo entry)...............         320         320         320
---------------------------------------------------------------------------

    For 2003, this account tracks the portion of funds for each of FTA's 
programs derived from the Mass Transit Account of the Highway Trust 
Fund.

      STATUS OF THE MASS TRANSIT ACCOUNT OF THE HIGHWAY TRUST FUND

                        [In millions of dollars]

                                     2001 actual  2002 est.   2003 est.
Unexpended balance, start of year...       8,547       7,368       6,120
Cash income during the year, 
    Governmental receipts:
  Motor fuel taxes..................       4,553       4,864       4,978
                                    ------------------------------------
      Total annual income...........       4,553       4,864       4,978
                                    ====================================
Cash outlays during the year:
  Discretionary grants/Major capital 
    investments (liquidation of 
    contract authorization).........         722         714         386
  Trust fund share of transit 
    programs........................       5,010       5,398       5,781
                                    ------------------------------------
      Total annual outlays..........       5,732       6,112       6,167
                                    ====================================
  Unexpended balance, end of year...       7,368       6,120       4,931
                                    ====================================

                                


 
              SAINT LAWRENCE SEAWAY DEVELOPMENT CORPORATION

Public enterprise funds:

              Saint Lawrence Seaway Development Corporation

    The Saint Lawrence Seaway Development Corporation is hereby 
authorized to make such expenditures, within the limits of funds and 
borrowing authority available to the Corporation, and in accord with 
law, and to make such contracts and commitments without regard to fiscal 
year limitations as provided by section 104 of the Government 
Corporation Control Act, as amended, as may be necessary in carrying out 
the programs set forth in the Corporation's budget for the current 
fiscal year. (Department of Transportation and Related Agencies 
Appropriations Act, 2002; additional authorizing legislation required.)

               Program and Financing (in millions of dollars)

----------------------------------------------------------------------------
Identification code 69-4089-0-3-403      2001 actual   2002 est.   2003 est.
----------------------------------------------------------------------------

    Obligations by program activity:
00.01 Operations and maintenance........          12          13          14
00.02 Replacement and improvements......           2           1           1
                                           ---------   ---------  ----------
10.00   Total new obligations...........          15          15          16
----------------------------------------------------------------------------

    Budgetary resources available for obligation:
21.40 Unobligated balance carried 
        forward, start of year..........          13          14          14
22.00 New budget authority (gross)......          15          15          16
                                           ---------   ---------  ----------
23.90   Total budgetary resources 
          available for obligation......          29          29          30
23.95 Total new obligations.............         -15         -15         -16
24.40 Unobligated balance carried 
        forward, end of year............          14          14          14
----------------------------------------------------------------------------

    New budget authority (gross), detail:
      Mandatory:

69.00   Offsetting collections (cash)...          15          15          16
----------------------------------------------------------------------------

    Change in obligated balances:
72.40 Obligated balance, start of year..           3           3           3
73.10 Total new obligations.............          15          15          16
73.20 Total outlays (gross).............         -15         -15         -16
74.40 Obligated balance, end of year....           3           3           3
----------------------------------------------------------------------------

    Outlays (gross), detail:
86.97 Outlays from new mandatory 
        authority.......................          15          15          16
----------------------------------------------------------------------------

    Offsets:
      Against gross budget authority and outlays:

        Offsetting collections (cash) 
            from:
88.00     Federal sources...............         -14         -14         -15
88.40     Non-Federal sources...........          -1          -1          -1
                                           ---------   ---------  ----------
88.90       Total, offsetting 
              collections (cash)........         -15         -15         -16
----------------------------------------------------------------------------

    Net budget authority and outlays:
89.00 Budget authority..................
90.00 Outlays...........................
---------------------------------------------------------------------------

[[Page 773]]



  Budget Authority and Outlays Excluding Full Funding for Federal Retiree 
                       Costs (in millions of dollars)

----------------------------------------------------------------------------
                                         2001 actual   2002 est.   2003 est.
----------------------------------------------------------------------------

    Net budget authority and outlays:
90.00 Outlays...........................          -1
---------------------------------------------------------------------------

    The Saint Lawrence Seaway Development Corporation (SLSDC) is a 
wholly owned Government Corporation responsible for the operation, 
maintenance and development of the United States portion of the St. 
Lawrence Seaway between Montreal and Lake Erie. Major priorities are to 
control Seaway Corporation costs and to encourage increased use of the 
Seaway system.

    Appropriations from the Harbor maintenance trust fund and revenues 
from non-Federal sources are intended to finance the operations and 
maintenance portion of the Seaway for which the Corporation is 
responsible.

                        Statement of Operations (in millions of dollars)

-----------------------------------------------------------------------------------------------
Identification code   69-4089-0-3-403    2000 actual    2001 actual     2002 est.      2003 est.
-----------------------------------------------------------------------------------------------
0101  Revenue...........................          12             13            13             14
0102  Expense...........................         -11            -13           -13            -14
                                        ------------ --------------  ------------  -------------
0105  Net income or loss (-)............           1
-----------------------------------------------------------------------------------------------

                             Balance Sheet (in millions of dollars)

-----------------------------------------------------------------------------------------------
Identification code   69-4089-0-3-403    2000 actual    2001 actual     2002 est.      2003 est.
-----------------------------------------------------------------------------------------------
    ASSETS:
1101  Federal assets: Fund balances with 
        Treasury........................           1              2             2              2
      Other Federal assets:

1801    Cash and other monetary assets..          13             13            13             13
1803    Property, plant and equipment, 
          net...........................          84             83            83             83
1901    Other assets....................           2              2             2              2
                                        ------------ --------------  ------------  -------------
1999    Total assets....................         100            100           100            100
    LIABILITIES:
      Non-Federal liabilities:

2201    Accounts payable................           2              2             2              2
2206    Pension and other actuarial 
          liabilities...................           2              2             2              2
                                        ------------ --------------  ------------  -------------
2999    Total liabilities...............           4              4             4              4
    NET POSITION:
3300  Cumulative results of operations..          96             96            96             96
                                        ------------ --------------  ------------  -------------
3999    Total net position..............          96             96            96             96
                                        ------------ --------------  ------------  -------------
4999  Total liabilities and net position         100            100           100            100
-----------------------------------------------------------------------------------------------

               Object Classification (in millions of dollars)

----------------------------------------------------------------------------
Identification code 69-4089-0-3-403      2001 actual   2002 est.   2003 est.
----------------------------------------------------------------------------

      Direct obligations:

11.1    Personnel compensation: Full-
          time permanent................           8           9           9
12.1    Civilian personnel benefits.....           3           3           3
26.0    Supplies and materials..........           1           1           1
32.0    Land and structures.............           1           1           1
                                           ---------   ---------  ----------
99.0      Direct obligations............          13          14          14
99.5  Below reporting threshold.........           2           1           2
                                           ---------   ---------  ----------
99.9    Total new obligations...........          15          15          16
---------------------------------------------------------------------------

                              Personnel Summary

----------------------------------------------------------------------------
Identification code 69-4089-0-3-403      2001 actual   2002 est.   2003 est.
----------------------------------------------------------------------------
1001  Total compensable workyears: Full-
        time equivalent employment......         148         157         157
---------------------------------------------------------------------------

                                

  

                               Trust Funds

                       Operations and Maintenance

                     (harbor maintenance trust fund)

    For necessary expenses for operations and maintenance of those 
portions of the Saint Lawrence Seaway operated and maintained by the 
Saint Lawrence Seaway Development Corporation, [$13,345,000] 
$14,788,300, to be derived from the Harbor Maintenance Trust Fund, 
pursuant to Public Law 99-662. (Department of Transportation and Related 
Agencies Appropriations Act, 2002; additional authorizing legislation 
required.)

               Program and Financing (in millions of dollars)

----------------------------------------------------------------------------
Identification code 69-8003-0-7-403      2001 actual   2002 est.   2003 est.
----------------------------------------------------------------------------

    Obligations by program activity:
10.00 Total new obligations (object 
        class 25.3).....................          14          14          15
----------------------------------------------------------------------------

    Budgetary resources available for obligation:
22.00 New budget authority (gross)......          14          14          15
23.95 Total new obligations.............         -14         -14         -15
----------------------------------------------------------------------------

    New budget authority (gross), detail:
      Discretionary:

40.26   Appropriation (trust fund)......          14          14          15
----------------------------------------------------------------------------

    Change in obligated balances:
73.10 Total new obligations.............          14          14          15
73.20 Total outlays (gross).............         -14         -14         -15
----------------------------------------------------------------------------

    Outlays (gross), detail:
86.90 Outlays from new discretionary 
        authority.......................          14          14          15
----------------------------------------------------------------------------

    Net budget authority and outlays:
89.00 Budget authority..................          14          14          15
90.00 Outlays...........................          14          14          15
---------------------------------------------------------------------------

  Budget Authority and Outlays Excluding Full Funding for Federal Retiree 
                       Costs (in millions of dollars)

----------------------------------------------------------------------------
                                         2001 actual   2002 est.   2003 est.
----------------------------------------------------------------------------

    Net budget authority and outlays:
89.00 Budget authority..................          13          13          14
90.00 Outlays...........................          13          13          14
---------------------------------------------------------------------------

    The Water Resources Development Act of 1986 authorizes use of the 
Harbor maintenance trust fund as the major source of funding for the 
Corporation's operations and maintenance activities.

                                


 
              RESEARCH AND SPECIAL PROGRAMS ADMINISTRATION

    The following table depicts funding for all the Research and Special 
Programs Administration programs.

                        [In millions of dollars]

                                     2001 actual  2002 est.   2003 est.
Budget authority:
  Research and special programs.....          37          41          46
  Emergency preparedness grants.....          18          14          14
  Pipeline safety...................          40          51          57
  Trust fund share of pipeline 
    safety..........................           7           8           7
                                    ------------------------------------
      Pipeline safety, subtotal.....          47          59          65
                                    ------------------------------------
      Total budget authority........         103         114         125
                                    ====================================
Program level (obligations):
  Research and special programs.....          38          41          46
  Emergency preparedness grants.....          13          14          14
  Pipeline safety...................          45          58          57
  Trust fund share of pipeline 
    safety..........................           7           9           7
                                    ------------------------------------
      Pipeline safety, subtotal.....          51          66          65
  Volpe transportation systems 
    center (reimbursable)...........         223         235         241
      Total program level, net......         324         357         366
                                    ====================================

[[Page 774]]


Outlays:
  Research and special programs.....          63          46          44
  Emergency preparedness grants.....          11          16          14
  Pipeline safety...................          22          55          52
  Trust fund share of pipeline 
    safety..........................           7           5           8
                                    ------------------------------------
      Total outlays.................         102         122         118
                                    ====================================

                                

                              Federal Funds

General and special funds:

                      Research and Special Programs

    For expenses necessary to discharge the functions of the Research 
and Special Programs Administration, [$37,279,000] $45,694,000, of which 
$645,000 shall be derived from the Pipeline Safety Fund, and of which 
[$2,170,000] $3,342,000 shall remain available until September 30, 
[2004] 2005: Provided, That up to $1,200,000 in fees collected under 49 
U.S.C. 5108(g) shall be deposited in the general fund of the Treasury as 
offsetting receipts: Provided further, That there may be credited to 
this appropriation, to be available until expended, funds received from 
States, counties, municipalities, other public authorities, and private 
sources for expenses incurred for training, for reports publication and 
dissemination, and for travel expenses incurred in performance of 
hazardous materials exemptions and approvals functions. (Department of 
Transportation and Related Agencies Appropriations Act, 2002; additional 
authorizing legislation required.)
    [For emergency expenses to respond to the September 11, 2001, 
terrorist attacks on the United States, for ``Research and Special 
Programs,'' $2,500,000, to remain available until expended, to be 
obligated from amounts made available in Public Law 107-38.] (Emergency 
Supplemental Act, 2002.)

               Program and Financing (in millions of dollars)

----------------------------------------------------------------------------
Identification code 69-0104-0-1-407      2001 actual   2002 est.   2003 est.
----------------------------------------------------------------------------

    Obligations by program activity:
      Direct program:

00.01   Hazardous materials safety......          20          23          24
00.03   Emergency transportation........           2           5           2
00.04   Research and technology.........           4           3           3
00.05   Program and administrative 
          support.......................          12          11          16
                                           ---------   ---------  ----------
01.00   Subtotal direct program.........          38          40          45
09.01 Reimbursable program..............          50          55          55
                                           ---------   ---------  ----------
10.00   Total new obligations...........          87          96         100
----------------------------------------------------------------------------

    Budgetary resources available for obligation:
21.40 Unobligated balance carried 
        forward, start of year..........           1           1
22.00 New budget authority (gross)......          87          95         100
                                           ---------   ---------  ----------
23.90   Total budgetary resources 
          available for obligation......          88          96         100
23.95 Total new obligations.............         -87         -96        -100
24.40 Unobligated balance carried 
        forward, end of year............           1
----------------------------------------------------------------------------

    New budget authority (gross), detail:
      Discretionary:

40.00   Appropriation...................          37          39          45
40.20   Appropriation (special fund)....           1           1           1
                                           ---------   ---------  ----------
43.00     Appropriation (total 
            discretionary)..............          38          40          46
      Spending authority from offsetting 
          collections:

68.00   Offsetting collections (cash)...          18          55          55
68.10   Change in uncollected customer 
          payments from Federal sources 
          (unexpired)...................          32
                                           ---------   ---------  ----------
68.90     Spending authority from 
            offsetting collections 
            (total discretionary).......          50          55          55
                                           ---------   ---------  ----------
70.00   Total new budget authority 
          (gross).......................          87          95         100
----------------------------------------------------------------------------

    Change in obligated balances:
72.40 Obligated balance, start of year..          42          17          13
73.10 Total new obligations.............          87          96         100
73.20 Total outlays (gross).............         -79        -100         -99
73.40 Adjustments in expired accounts 
        (net)...........................          -1
74.00 Change in uncollected customer 
        payments from Federal sources 
        (unexpired).....................         -32
74.10 Change in uncollected customer 
        payments from Federal sources 
        (expired).......................          -1
74.40 Obligated balance, end of year....          17          13          14
----------------------------------------------------------------------------

    Outlays (gross), detail:
86.90 Outlays from new discretionary 
        authority.......................          35          82          87
86.93 Outlays from discretionary 
        balances........................          44          17          13
                                           ---------   ---------  ----------
87.00   Total outlays (gross)...........          79         100          99
----------------------------------------------------------------------------

    Offsets:
      Against gross budget authority and outlays:

88.00   Offsetting collections (cash) 
          from: Federal sources.........         -17         -55         -55
      Against gross budget authority only:

88.95   Change in uncollected customer 
          payments from Federal sources 
          (unexpired)...................         -32
88.96   Portion of offsetting 
          collections (cash) credited to 
          expired accounts..............          -1
----------------------------------------------------------------------------

    Net budget authority and outlays:
89.00 Budget authority..................          37          40          45
90.00 Outlays...........................          62          45          44
---------------------------------------------------------------------------

  Budget Authority and Outlays Excluding Full Funding for Federal Retiree 
                       Costs (in millions of dollars)

----------------------------------------------------------------------------
                                         2001 actual   2002 est.   2003 est.
----------------------------------------------------------------------------

    Net budget authority and outlays:
89.00 Budget authority..................          36          39          44
90.00 Outlays...........................          61          44          43
---------------------------------------------------------------------------
    Note.--Includes $5 million in budget authority for natural gas 
infrastructure activities previously financed from Department of Energy, 
Fossil energy research and development. Comparable amounts for 2001 ($10 
million) and 2002 ($10 million) are included in that account.

    The Research and Special Programs Administration provides vital 
services to advance safety in hazardous materials transportation, 
protect the environment, foster innovation in transportation by 
supporting scientific and technological research, and minimize the 
consequences of natural and man-made disasters affecting transportation 
in American communities. In 2003, resources are requested for hazardous 
materials safety, emergency transportation, research and technology, and 
program support. The 2003 Budget proposes to increase hazardous 
materials registration fees to finance hazardous materials safety 
activities previously financed by general fund appropriations to this 
account. This proposal is described in the following section.

               Object Classification (in millions of dollars)

----------------------------------------------------------------------------
Identification code 69-0104-0-1-407      2001 actual   2002 est.   2003 est.
----------------------------------------------------------------------------

      Direct obligations:

        Personnel compensation:
11.1      Full-time permanent...........          14          16          18
11.3      Other than full-time permanent           1           1           1
                                           ---------   ---------  ----------
11.9        Total personnel compensation          15          17          19
12.1    Civilian personnel benefits.....           4           5           5
21.0    Travel and transportation of 
          persons.......................           1           1           1
23.1    Rental payments to GSA..........           2           2           2
23.3    Communications, utilities, and 
          miscellaneous charges.........           1
25.1    Advisory and assistance services                       5           6
25.2    Other services..................                       1           2
25.3    Other purchases of goods and 
          services from Government 
          accounts......................          14           3           3
25.5    Research and development 
          contracts.....................                       5           5
25.7    Operation and maintenance of 
          equipment.....................                       1           1
31.0    Equipment.......................           1           1           1
                                           ---------   ---------  ----------
99.0      Direct obligations............          38          41          45
99.0  Reimbursable obligations..........          48          55          55
99.5  Below reporting threshold.........           1
                                           ---------   ---------  ----------
99.9    Total new obligations...........          87          96         100
---------------------------------------------------------------------------

[[Page 775]]



                              Personnel Summary

----------------------------------------------------------------------------
Identification code 69-0104-0-1-407      2001 actual   2002 est.   2003 est.
----------------------------------------------------------------------------
    Direct:
1001  Total compensable workyears: Full-
        time equivalent employment......         197         200         215
    Reimbursable:
2001  Total compensable workyears: Full-
        time equivalent employment......          55          58          59
---------------------------------------------------------------------------

                                

                      Research and Special Programs

              (Legislative proposal, not subject to PAYGO)

    Note.--See section 330 of the General Provisions for the proposed 
appropriations language. 

               Program and Financing (in millions of dollars)

----------------------------------------------------------------------------
Identification code 69-0104-2-1-407      2001 actual   2002 est.   2003 est.
----------------------------------------------------------------------------

    New budget authority (gross), detail:
      Discretionary:

40.00   Appropriation...................                                  -6
        Appropriation (special fund):
40.20     Appropriation (Pipeline 
            safety).....................
40.20     Appropriation (Hazardous 
            materials fund).............                                   6
                                           ---------   ---------  ----------
43.00     Appropriation (total 
            discretionary)..............
----------------------------------------------------------------------------

    Net budget authority and outlays:
89.00 Budget authority..................
90.00 Outlays...........................
---------------------------------------------------------------------------

    The hazardous materials safety program, with proposed funding of $6 
million in 2003, is presently financed entirely by general fund 
appropriations. Beginning in 2003, however, the budget proposes to 
finance $6 million of this program with hazardous materials registration 
fees.

                                

                             Pipeline Safety

                         (pipeline safety fund)

                    (oil spill liability trust fund)

    For expenses necessary to conduct the functions of the pipeline 
safety program, for grants-in-aid to carry out a pipeline safety 
program, as authorized by 49 U.S.C. 60107, and to discharge the pipeline 
program responsibilities of the Oil Pollution Act of 1990, [$58,250,000] 
$64,510,000, of which [$7,864,000] $7,472,000 shall be derived from the 
Oil Spill Liability Trust Fund and shall remain available until 
September 30, [2004] 2005; of which [$50,386,000] $56,385,000 shall be 
derived from the Pipeline Safety Fund, of which [$30,828,000] 
$26,823,000 shall remain available until September 30, [2004] 2005. 
(Department of Transportation and Related Agencies Appropriations Act, 
2002; additional authorizing legislation required.)

              Unavailable Collections (in millions of dollars)

----------------------------------------------------------------------------
Identification code 69-5172-0-2-407      2001 actual   2002 est.   2003 est.
----------------------------------------------------------------------------
01.99 Balance, start of year............          16          14          14
    Receipts:
02.60 Pipeline safety user fees.........          37          51          58
02.80 Pipeline safety, offsetting 
        collections.....................           7           9           8
                                           ---------   ---------  ----------
02.99   Total receipts and collections..          44          60          66
                                           ---------   ---------  ----------
04.00 Total: Balances and collections...          60          74          80
    Appropriations:
05.00 Research and special programs.....          -1          -1          -1
05.01 Pipeline safety...................         -46         -59         -65
                                           ---------   ---------  ----------
05.99   Total appropriations............         -47         -60         -66
06.10 Unobligated balance returned to 
        receipts........................           1
                                           ---------   ---------  ----------
07.99 Balance, end of year..............          14          14          14
---------------------------------------------------------------------------

               Program and Financing (in millions of dollars)

----------------------------------------------------------------------------
Identification code 69-5172-0-2-407      2001 actual   2002 est.   2003 est.
----------------------------------------------------------------------------

    Obligations by program activity:
      Direct program:

00.01   Operations......................          24          35          36
00.02   Research and development........           2           8          10
00.03   Grants..........................          18          24          19
                                           ---------   ---------  ----------
10.00   Total new obligations...........          45          67          65
----------------------------------------------------------------------------

    Budgetary resources available for obligation:
21.40 Unobligated balance carried 
        forward, start of year..........           4           7
22.00 New budget authority (gross)......          47          60          65
                                           ---------   ---------  ----------
23.90   Total budgetary resources 
          available for obligation......          51          67          65
23.95 Total new obligations.............         -45         -67         -65
24.40 Unobligated balance carried 
        forward, end of year............           7
----------------------------------------------------------------------------

    New budget authority (gross), detail:
      Discretionary:

40.20   Appropriation (special fund)....          40          51          57
68.00 Spending authority from offsetting 
        collections: Offsetting 
        collections (cash)..............           7           9           8
                                           ---------   ---------  ----------
70.00   Total new budget authority 
          (gross).......................          48          60          65
----------------------------------------------------------------------------

    Change in obligated balances:
72.40 Obligated balance, start of year..          17          31          33
73.10 Total new obligations.............          45          67          65
73.20 Total outlays (gross).............         -30         -65         -60
73.40 Adjustments in expired accounts 
        (net)...........................          -1
74.40 Obligated balance, end of year....          31          33          38
----------------------------------------------------------------------------

    Outlays (gross), detail:
86.90 Outlays from new discretionary 
        authority.......................          14          35          36
86.93 Outlays from discretionary 
        balances........................          16          30          24
                                           ---------   ---------  ----------
87.00   Total outlays (gross)...........          30          65          60
----------------------------------------------------------------------------

    Offsets:
      Against gross budget authority and outlays:

88.00   Offsetting collections (cash) 
          from: Federal sources.........          -7          -9          -8
----------------------------------------------------------------------------

    Net budget authority and outlays:
89.00 Budget authority..................          40          51          57
90.00 Outlays...........................          22          56          52
---------------------------------------------------------------------------

  Budget Authority and Outlays Excluding Full Funding for Federal Retiree 
                       Costs (in millions of dollars)

----------------------------------------------------------------------------
                                         2001 actual   2002 est.   2003 est.
----------------------------------------------------------------------------

    Net budget authority and outlays:
89.00 Budget authority..................          39          50          56
90.00 Outlays...........................          21          55          51
---------------------------------------------------------------------------

    The Research and Special Programs Administration (RSPA) is 
responsible for the Department's pipeline safety program. RSPA oversees 
the safety, security and environmental protection of pipelines through 
analysis of data, damage prevention, education and training, enforcement 
of regulations and standards, research and development, grants for State 
pipeline safety programs, grants for one-call activities and emergency 
planning and response to accidents. Consistent with the Administration's 
goal to reduce unnecessary program duplication in the Federal 
Government, the Budget proposes to consolidate into the Department's 
pipeline safety research program similar activities previously funded in 
the Department of Energy.

               Object Classification (in millions of dollars)

----------------------------------------------------------------------------
Identification code 69-5172-0-2-407      2001 actual   2002 est.   2003 est.
----------------------------------------------------------------------------

      Direct obligations:

11.1    Personnel compensation: Full-
          time permanent................           8           9          11
12.1    Civilian personnel benefits.....           3           4           4
21.0    Travel and transportation.......           2           1           2
23.1    Rental payments to GSA..........           1           1           1

[[Page 776]]

23.3    Communications, utilities, and 
          miscellaneous charges.........           1           1           1
25.1    Advisory and assistance services                      14          15
25.2    Other services..................          11           7           5
25.3    Other purchases of goods and 
          services from Government 
          accounts......................                       4           4
25.5    Research and development 
          contracts.....................                       3           2
41.0    Grants, subsidies, and 
          contributions.................          18          21          19
                                           ---------   ---------  ----------
99.0      Direct obligations............          44          65          64
99.5  Below reporting threshold.........           1           2           1
                                           ---------   ---------  ----------
99.9    Total new obligations...........          45          67          65
---------------------------------------------------------------------------

                              Personnel Summary

----------------------------------------------------------------------------
Identification code 69-5172-0-2-407      2001 actual   2002 est.   2003 est.
----------------------------------------------------------------------------
1001  Total compensable workyears: Full-
        time equivalent employment......          96         122         143
---------------------------------------------------------------------------

                                

                      Emergency Preparedness Grants

                      (emergency preparedness fund)

    For necessary expenses to carry out 49 U.S.C. 5127(c), $200,000, to 
be derived from the Emergency Preparedness Fund, to remain available 
until September 30, [2004] 2005: Provided, That not more than 
$14,300,000 shall be made available for obligation in fiscal year [2002] 
2003 from amounts made available by 49 U.S.C. 5116(i), 5127(c) and 
5127(d): Provided further, That none of the funds made available by 49 
U.S.C. 5116(i), 5127(c) and 5127(d) shall be made available for 
obligation by individuals other than the Secretary of Transportation, or 
his designee. (Department of Transportation and Related Agencies 
Appropriations Act, 2002.)

              Unavailable Collections (in millions of dollars)

----------------------------------------------------------------------------
Identification code 69-5282-0-2-407      2001 actual   2002 est.   2003 est.
----------------------------------------------------------------------------
01.99 Balance, start of year............
    Receipts:
02.20 Emergency preparedness, hazardous 
        materials.......................          18          14          20
    Appropriations:
      Appropriations:

05.00   Emergency preparedness grants...         -18         -13         -14
05.00   Research and special programs...                                  -6
                                           ---------   ---------  ----------
05.99   Total appropriations............         -18         -13         -20
                                           ---------   ---------  ----------
07.99 Balance, end of year..............
---------------------------------------------------------------------------

               Program and Financing (in millions of dollars)

----------------------------------------------------------------------------
Identification code 69-5282-0-2-407      2001 actual   2002 est.   2003 est.
----------------------------------------------------------------------------

    Obligations by program activity:
00.01 Grants............................          12          13          13
00.02 Emergency response guidebook......           1           1           1
                                           ---------   ---------  ----------
10.00   Total new obligations...........          13          14          14
----------------------------------------------------------------------------

    Budgetary resources available for obligation:
21.40 Unobligated balance carried 
        forward, start of year..........          14          20          20
22.00 New budget authority (gross)......          18          13          14
                                           ---------   ---------  ----------
23.90   Total budgetary resources 
          available for obligation......          32          33          34
23.95 Total new obligations.............         -13         -14         -14
24.40 Unobligated balance carried 
        forward, end of year............          20          20          20
----------------------------------------------------------------------------

    New budget authority (gross), detail:
      Mandatory:

60.20   Appropriation (special fund)....          18          14          14
60.28   Appropriation (unavailable 
          balances).....................          19          19          20
60.45   Portion precluded from 
          obligation....................         -19         -20         -20
                                           ---------   ---------  ----------
62.50     Appropriation (total 
            mandatory)..................          18          14          14
----------------------------------------------------------------------------

    Change in obligated balances:
72.40 Obligated balance, start of year..          19          21          20
73.10 Total new obligations.............          13          14          14
73.20 Total outlays (gross).............         -11         -16         -14
74.40 Obligated balance, end of year....          21          20          20
----------------------------------------------------------------------------

    Outlays (gross), detail:
86.97 Outlays from new mandatory 
        authority.......................           1           1           1
86.98 Outlays from mandatory balances...          10          15          14
                                           ---------   ---------  ----------
87.00   Total outlays (gross)...........          11          16          14
----------------------------------------------------------------------------

    Net budget authority and outlays:
89.00 Budget authority..................          18          14          14
90.00 Outlays...........................          11          16          14
---------------------------------------------------------------------------

    Federal hazardous materials law (49 U.S.C. 5101 et seq.), 
established a national registration program for shippers and carriers of 
hazardous materials. In 2000, RSPA set annual fees at $300 for small 
businesses and $2,000 for large businesses. These fees finance emergency 
preparedness planning and training grants, development of a training 
curriculum for emergency responders, and technical assistance to States, 
political subdivisions, and Indian tribes. In 2003, obligations are 
proposed to be limited to $14 million.

               Object Classification (in millions of dollars)

----------------------------------------------------------------------------
Identification code 69-5282-0-2-407      2001 actual   2002 est.   2003 est.
----------------------------------------------------------------------------
41.0  Grants, subsidies, and 
        contributions...................          12          13          13
92.0  Undistributed.....................           1           1           1
                                           ---------   ---------  ----------
99.9    Total new obligations...........          13          14          14
---------------------------------------------------------------------------

                                

Intragovernmental funds:

   Working Capital Fund, Volpe National Transportation Systems Center

               Program and Financing (in millions of dollars)

----------------------------------------------------------------------------
Identification code 69-4522-0-4-407      2001 actual   2002 est.   2003 est.
----------------------------------------------------------------------------

    Obligations by program activity:
10.00 Total new obligations.............         223         235         241
----------------------------------------------------------------------------

    Budgetary resources available for obligation:
21.40 Unobligated balance carried 
        forward, start of year..........         154         158         158
22.00 New budget authority (gross)......         223         235         241
22.10 Resources available from 
        recoveries of prior year 
        obligations.....................           3
                                           ---------   ---------  ----------
23.90   Total budgetary resources 
          available for obligation......         380         393         399
23.95 Total new obligations.............        -223        -235        -241
24.40 Unobligated balance carried 
        forward, end of year............         158         158         158
----------------------------------------------------------------------------

    New budget authority (gross), detail:
      Spending authority from offsetting 
          collections:

        Discretionary:
68.00     Offsetting collections (cash).         227         235         241
68.10     Change in uncollected customer 
            payments from Federal 
            sources (unexpired).........          -4
                                           ---------   ---------  ----------
68.90       Spending authority from 
              offsetting collections 
              (total discretionary).....         223         235         241
----------------------------------------------------------------------------

    Change in obligated balances:
72.40 Obligated balance, start of year..         -93         -96         -96
73.10 Total new obligations.............         223         235         241
73.20 Total outlays (gross).............        -227        -235        -241
73.45 Recoveries of prior year 
        obligations.....................          -3
74.00 Change in uncollected customer 
        payments from Federal sources 
        (unexpired).....................           4
74.40 Obligated balance, end of year....         -96         -96         -96
----------------------------------------------------------------------------

[[Page 777]]



    Outlays (gross), detail:
86.90 Outlays from new discretionary 
        authority.......................         212         235         241
86.93 Outlays from discretionary 
        balances........................          15
                                           ---------   ---------  ----------
87.00   Total outlays (gross)...........         227         235         241
----------------------------------------------------------------------------

    Offsets:
      Against gross budget authority and outlays:

        Offsetting collections (cash) 
            from:
88.00     Federal sources...............        -225        -234        -240
88.40     Non-Federal sources...........          -2          -1          -1
                                           ---------   ---------  ----------
88.90       Total, offsetting 
              collections (cash)........        -227        -235        -241
      Against gross budget authority only:

88.95   Change in uncollected customer 
          payments from Federal sources 
          (unexpired)...................           4
----------------------------------------------------------------------------

    Net budget authority and outlays:
89.00 Budget authority..................
90.00 Outlays...........................
---------------------------------------------------------------------------

    The Working Capital Fund finances multidisciplinary research, 
evaluation, analytical and related activities undertaken at the Volpe 
National Transportation Systems Center (VNTSC) in Cambridge, MA. The 
fund is financed through negotiated agreements with the Office of the 
Secretary, Departmental operating administrations, and other 
governmental elements requiring the Center's capabilities. These 
agreements also define the activities undertaken at VNTSC. 

               Object Classification (in millions of dollars)

----------------------------------------------------------------------------
Identification code 69-4522-0-4-407      2001 actual   2002 est.   2003 est.
----------------------------------------------------------------------------

      Personnel compensation:

11.1    Full-time permanent.............          36          39          42
11.3    Other than full-time permanent..           3           3           3
11.5    Other personnel compensation....           1           1           1
                                           ---------   ---------  ----------
11.9      Total personnel compensation..          40          43          46
12.1  Civilian personnel benefits.......          12          12          12
21.0  Travel and transportation of 
        persons.........................           3           3           4
23.3  Communications, utilities, and 
        miscellaneous charges...........           4           4           4
25.2  Other services....................          51          52          53
25.3  Other purchases of goods and 
        services from Government 
        accounts........................           6           6           6
25.4  Operation and maintenance of 
        facilities......................           3           4           4
25.5  Research and development contracts          91          97          98
26.0  Supplies and materials............           1           1           1
31.0  Equipment.........................          11          12          12
32.0  Land and structures...............           1           1           1
                                           ---------   ---------  ----------
99.9    Total new obligations...........         223         235         241
---------------------------------------------------------------------------

                              Personnel Summary

----------------------------------------------------------------------------
Identification code 69-4522-0-4-407      2001 actual   2002 est.   2003 est.
----------------------------------------------------------------------------
2001  Total compensable workyears: Full-
        time equivalent employment......         528         550         550
---------------------------------------------------------------------------

                                

                               Trust Funds

                   Trust Fund Share of Pipeline Safety

               Program and Financing (in millions of dollars)

----------------------------------------------------------------------------
Identification code 69-8121-0-7-407      2001 actual   2002 est.   2003 est.
----------------------------------------------------------------------------

    Obligations by program activity:
10.00 Total new obligations (object 
        class 92.0).....................           7           9           7
----------------------------------------------------------------------------

    Budgetary resources available for obligation:
21.40 Unobligated balance carried 
        forward, start of year..........                       1
22.00 New budget authority (gross)......           7           8           7
                                           ---------   ---------  ----------
23.90   Total budgetary resources 
          available for obligation......           8           9           7
23.95 Total new obligations.............          -7          -9          -7
24.40 Unobligated balance carried 
        forward, end of year............           1
----------------------------------------------------------------------------

    New budget authority (gross), detail:
      Discretionary:

40.26   Appropriation (trust fund)......           7           8           7
----------------------------------------------------------------------------

    Change in obligated balances:
72.40 Obligated balance, start of year..           1           1           5
73.10 Total new obligations.............           7           9           7
73.20 Total outlays (gross).............          -7          -5          -8
74.40 Obligated balance, end of year....           1           5           5
----------------------------------------------------------------------------

    Outlays (gross), detail:
86.90 Outlays from new discretionary 
        authority.......................           7           4           3
86.93 Outlays from discretionary 
        balances........................                       1           4
                                           ---------   ---------  ----------
87.00   Total outlays (gross)...........           7           5           8
----------------------------------------------------------------------------

    Net budget authority and outlays:
89.00 Budget authority..................           7           8           7
90.00 Outlays...........................           7           5           8
---------------------------------------------------------------------------

    The Oil Pollution Act of 1990 requires the preparation of oil spill 
response plans by pipeline operators to minimize the environmental 
impact of oil spills and to improve public and private sector response 
capabilities. The Research and Special Programs Administration (RSPA) is 
responsible for the review, approval and testing of these plans, and for 
ensuring that the public and the environment are provided with an 
adequate level of protection from such spills. RSPA does this through 
data analysis, spill monitoring, pipeline mapping, environmental 
indexing, and advanced technologies to detect and prevent leaks.

                                


 
                       OFFICE OF INSPECTOR GENERAL

                              Federal Funds

General and special funds:

                          Salaries and Expenses

    For necessary expenses of the Office of Inspector General to carry 
out the provisions of the Inspector General Act of 1978, as amended, 
[$50,614,000] $59,953,000: Provided, That the Inspector General shall 
have all necessary authority, in carrying out the duties specified in 
the Inspector General Act, as amended (5 U.S.C. App. 3) to investigate 
allegations of fraud, including false statements to the government (18 
U.S.C. 1001), by any person or entity that is subject to regulation by 
the Department: Provided further, That the funds made available under 
this heading shall be used to investigate, pursuant to section 41712 of 
title 49, United States Code: (1) unfair or deceptive practices and 
unfair methods of competition by domestic and foreign air carriers and 
ticket agents; and (2) the compliance of domestic and foreign air 
carriers with respect to item (1) of this proviso. (Department of 
Transportation and Related Agencies Appropriations Act, 2002; additional 
authorizing legislation required.)
    [For emergency expenses to respond to the September 11, 2001, 
terrorist attacks on the United States and for other safety and security 
related audit and monitoring responsibilities, for ``Salaries and 
Expenses'', $1,300,000, to remain available until September 30, 2003, to 
be obligated from amounts made available in Public Law 107-38.] 
(Emergency Supplemental Act, 2002.)

               Program and Financing (in millions of dollars)

----------------------------------------------------------------------------
Identification code 69-0130-0-1-407      2001 actual   2002 est.   2003 est.
----------------------------------------------------------------------------

    Obligations by program activity:
01.01 General administration............          51          54          60
09.01 Reimbursable program..............           4           8           8
                                           ---------   ---------  ----------
10.00   Total new obligations...........          55          62          68
----------------------------------------------------------------------------

    Budgetary resources available for obligation:
22.00 New budget authority (gross)......          55          62          68
23.95 Total new obligations.............         -55         -62         -68
----------------------------------------------------------------------------

    New budget authority (gross), detail:
      Discretionary:

40.00   Appropriation...................          50          54          60

[[Page 778]]

42.00   Transferred from other accounts.           1
                                           ---------   ---------  ----------
43.00     Appropriation (total 
            discretionary)..............          51          54          60
68.00 Spending authority from offsetting 
        collections: Offsetting 
        collections (cash)..............           4           8           8
                                           ---------   ---------  ----------
70.00   Total new budget authority 
          (gross).......................          55          62          68
----------------------------------------------------------------------------

    Change in obligated balances:
72.40 Obligated balance, start of year..           3           6           5
73.10 Total new obligations.............          55          62          68
73.20 Total outlays (gross).............         -53         -62         -67
74.40 Obligated balance, end of year....           6           5           6
----------------------------------------------------------------------------

    Outlays (gross), detail:
86.90 Outlays from new discretionary 
        authority.......................          50          57          62
86.93 Outlays from discretionary 
        balances........................           3           6           5
                                           ---------   ---------  ----------
87.00   Total outlays (gross)...........          53          62          67
----------------------------------------------------------------------------

    Offsets:
      Against gross budget authority and outlays:

88.00   Offsetting collections (cash) 
          from: Federal sources.........          -4          -8          -8
----------------------------------------------------------------------------

    Net budget authority and outlays:
89.00 Budget authority..................          51          54          60
90.00 Outlays...........................          48          54          59
---------------------------------------------------------------------------

  Budget Authority and Outlays Excluding Full Funding for Federal Retiree 
                       Costs (in millions of dollars)

----------------------------------------------------------------------------
                                         2001 actual   2002 est.   2003 est.
----------------------------------------------------------------------------

    Net budget authority and outlays:
89.00 Budget authority..................          49          52          57
90.00 Outlays...........................          46          52          56
---------------------------------------------------------------------------

    This appropriation finances the cost of conducting and supervising 
audits and investigations relating to the programs and operations of the 
Department to promote economy, efficiency and effectiveness and to 
prevent and detect fraud, waste, and abuse in such programs and 
operations. In addition, reimbursable funding will be received from the 
Federal Highway Administration, the Federal Transit Administration, the 
Federal Aviation Administration, and the National Transportation Safety 
Board.

               Object Classification (in millions of dollars)

----------------------------------------------------------------------------
Identification code 69-0130-0-1-407      2001 actual   2002 est.   2003 est.
----------------------------------------------------------------------------

      Direct obligations:

        Personnel compensation:
11.1      Full-time permanent...........          27          28          29
11.3      Other than full-time permanent           1           1           1
11.5      Other personnel compensation..           1           1           2
                                           ---------   ---------  ----------
11.9        Total personnel compensation          29          30          32
12.1    Civilian personnel benefits.....          10          12          14
21.0    Travel and transportation of 
          persons.......................           3           3           3
23.1    Rental payments to GSA..........           3           3           3
25.1    Advisory and assistance services           1           2           3
25.2    Other services..................           2           2           3
25.3    Other purchases of goods and 
          services from Government 
          accounts......................           2           2           2
31.0    Equipment.......................           1
                                           ---------   ---------  ----------
99.0      Direct obligations............          51          54          60
99.0  Reimbursable obligations..........           4           8           8
                                           ---------   ---------  ----------
99.9    Total new obligations...........          55          62          68
---------------------------------------------------------------------------

                              Personnel Summary

----------------------------------------------------------------------------
Identification code 69-0130-0-1-407      2001 actual   2002 est.   2003 est.
----------------------------------------------------------------------------
    Direct:
1001  Total compensable workyears: Full-
        time equivalent employment......         410         392         409
    Reimbursable:
2001  Total compensable workyears: Full-
        time equivalent employment......          40          63          61
---------------------------------------------------------------------------

                                


 
                      SURFACE TRANSPORTATION BOARD

                              Federal Funds

General and special funds:

                          Salaries and Expenses

    For necessary expenses of the Surface Transportation Board, 
including services authorized by 5 U.S.C. 3109, [$18,457,000] 
$20,651,300: Provided, That notwithstanding any other provision of law, 
not to exceed [$950,000] $1,000,000 from fees established by the 
Chairman of the Surface Transportation Board shall be credited to this 
appropriation as offsetting collections and used for necessary and 
authorized expenses under this heading: Provided further, That the sum 
herein appropriated from the general fund shall be reduced on a dollar-
for-dollar basis as such offsetting collections are received during 
fiscal year [2002] 2003, to result in a final appropriation from the 
general fund estimated at no more than [$17,507,000] $19,651,300. 
(Department of Transportation and Related Agencies Appropriations Act, 
2002; additional authorizing legislation required.)

               Program and Financing (in millions of dollars)

----------------------------------------------------------------------------
Identification code 69-0301-0-1-401      2001 actual   2002 est.   2003 est.
----------------------------------------------------------------------------

    Obligations by program activity:
      Direct program:

00.01   Rail carriers...................          16          16          17
00.02   Other surface transportation 
          carriers......................           2           2           2
                                           ---------   ---------  ----------
01.00     Total direct obligations......          18          18          19
09.12   Reimbursable rail carriers......           1           1           1
                                           ---------   ---------  ----------
10.00     Total new obligations.........          19          19          20
----------------------------------------------------------------------------

    Budgetary resources available for obligation:
21.40 Unobligated balance carried 
        forward, start of year..........           1           1           1
22.00 New budget authority (gross)......          19          20          20
                                           ---------   ---------  ----------
23.90   Total budgetary resources 
          available for obligation......          20          21          21
23.95 Total new obligations.............         -19         -19         -20
24.40 Unobligated balance carried 
        forward, end of year............           1           1           1
----------------------------------------------------------------------------

    New budget authority (gross), detail:
      Discretionary:

40.00   Appropriation...................          18          19          19
68.00 Spending authority from offsetting 
        collections: Offsetting 
        collections (cash)..............           1           1           1
                                           ---------   ---------  ----------
70.00   Total new budget authority 
          (gross).......................          19          20          20
----------------------------------------------------------------------------

    Change in obligated balances:
72.40 Obligated balance, start of year..           3           5           2
73.10 Total new obligations.............          19          19          20
73.20 Total outlays (gross).............         -16         -22         -20
73.40 Adjustments in expired accounts 
        (net)...........................          -1
74.40 Obligated balance, end of year....           5           2           2
----------------------------------------------------------------------------

    Outlays (gross), detail:
86.90 Outlays from new discretionary 
        authority.......................          15          17          18
86.93 Outlays from discretionary 
        balances........................           1           5           2
                                           ---------   ---------  ----------
87.00   Total outlays (gross)...........          16          22          20
----------------------------------------------------------------------------

    Offsets:
      Against gross budget authority and outlays:

88.40   Offsetting collections (cash) 
          from: Non-Federal sources.....          -1          -1          -1
----------------------------------------------------------------------------

    Net budget authority and outlays:
89.00 Budget authority..................          18          19          19

[[Page 779]]

90.00 Outlays...........................          16          21          19
---------------------------------------------------------------------------

  Budget Authority and Outlays Excluding Full Funding for Federal Retiree 
                       Costs (in millions of dollars)

----------------------------------------------------------------------------
                                         2001 actual   2002 est.   2003 est.
----------------------------------------------------------------------------

    Net budget authority and outlays:
89.00 Budget authority..................          17          18          18
90.00 Outlays...........................          15          20          18
---------------------------------------------------------------------------

    The Surface Transportation Board was created on January 1, 1996, by 
P.L. 104-88, the ICC Termination Act of 1995 (ICCTA). The Board is 
specifically responsible for the regulation of the rail and pipeline 
industries and certain non-licensing regulation of motor carriers and 
water carriers.

    Rail Carriers.--This regulatory oversight encompasses the regulation 
of rates, mergers, and acquisitions, construction, and abandonment of 
railroad lines, as well as the planning, analysis and policy development 
associated with these activities. Staff ensure compliance with railroad 
regulations in order to protect the public interest.

    Other Surface Transportation Carriers.--This regulatory oversight 
includes certain regulation of the intercity bus industry and surface 
pipeline carriers as well as the rate regulation of water transportation 
in the non-contiguous domestic trade, household good carriers, and 
collectively determined motor rates.

    2003 Program Request.--Over $19 million is requested to implement 
rulemakings and adjudicate the ongoing caseload within the directives 
and deadlines set forth by the ICCTA.

    The following paragraph is presented in compliance with Section 703 
of the ICCTA. It is presented without change or correction.

    The Board's Request to OMB.--The Board had submitted to the 
Secretary of Transportation and the Office of Management and Budget a 
2003 appropriation request of $18.450 million and a request for $1.0 
million from reimbursements from the offsetting collection of user fees. 
This funding request supports the required staffing, which mirrors the 
Board's 2002 budgetary authority granted to date, and is necessary for 
continued expeditious processing of the Board's caseload. The 
appropriation request included $18.457 million, the current level of 
funding provided by the 2002 Department of Transportation Appropriations 
Act, plus $0.993 million for annual pay and non-pay adjustments. In 
addition, $0.009 million is added to the Board's request to fund the 
administrative surcharge to pay to the Department of Labor for Federal 
Employee's Compensation benefits. The $1.0 million request from the 
offsetting collection of user fees is commensurate with the Board's 
projection for fee-related activities. The offsetting collection of user 
fees is based on the costs incurred by the Board for fee-related 
activities and is commensurate with the costs of processing parties' 
submissions. In past fiscal years, the Board received both an 
appropriation and authorization for offsetting collections to be made 
available to the appropriation for the Board's expenses. In light of 
Congressional action on the enacted FY 2002 appropriation act, the FY 
2003 request reflects offsetting collections as a credit to the 
appropriation received, to the extent that they are collected.

    This level of funding is necessary to implement rulemakings and 
adjudicate the ongoing caseload within the deadlines imposed by the 
ICCTA. The Board requires adequate resources to perform key functions 
under the ICCTA, including rail rate reasonableness oversight; the 
processing of rail consolidations, abandonments and other restructuring 
proposals; and the resolution of non-rail matters.''

               Object Classification (in millions of dollars)

----------------------------------------------------------------------------
Identification code 69-0301-0-1-401      2001 actual   2002 est.   2003 est.
----------------------------------------------------------------------------

      Direct obligations:

11.1    Personnel compensation: Full-
          time permanent................          11          12          13
12.1    Civilian personnel benefits.....           3           3           3
23.1    Rental payments to GSA..........           2           2           2
25.2    Other services..................           1
25.3    Other purchases of goods and 
          services from Government 
          accounts......................           1           1           1
                                           ---------   ---------  ----------
99.0      Direct obligations............          18          18          19
99.0  Reimbursable obligations..........           1           1           1
                                           ---------   ---------  ----------
99.9    Total new obligations...........          19          19          20
---------------------------------------------------------------------------

                              Personnel Summary

----------------------------------------------------------------------------
Identification code 69-0301-0-1-401      2001 actual   2002 est.   2003 est.
----------------------------------------------------------------------------
    Direct:
1001  Total compensable workyears: Full-
        time equivalent employment......         126         134         136
    Reimbursable:
2001  Total compensable workyears: Full-
        time equivalent employment......           9           9           9
---------------------------------------------------------------------------

                                


 
                   BUREAU OF TRANSPORTATION STATISTICS

    The Bureau's (BTS') mission is to develop transportation data and 
information of high quality, and to advance their use in both public and 
private decision making.

    BTS collects, compiles, analyzes, and disseminates transportation 
statistics and maintains the National Transportation Library and the 
National transportation atlas database. It collects financial and 
operating statistics from airlines and motor carriers, and a variety of 
data on personal travel and freight transportation through national 
surveys. BTS is also coordinating the Safety data action plan, a series 
of projects to improve the accuracy, timeliness, and comparability of 
safety data across the Department of Transportation, and to increase 
understanding of accident causation.

    In response to the September 11 terrorist attacks, BTS data was used 
to distribute assistance payments to affected airlines. BTS also 
produced maps for contingency planning, surveyed households about their 
transportation security concerns, analyzed the economic impact of the 
attacks on the transportation industry, and fielded thousands of e-mail 
and telephone information requests for DOT.

    In 2003, $36 million is proposed for the BTS. Of this total, $32 
million is derived from the Highway trust fund and $4 million--for the 
Office of Airline Information--from the Airport and airways trust fund.

                                

                      Office of Airline Information

                     (airport and airway trust fund)

    For necessary expenses of the Office of Airline Information under 
chapter 111 of title 49, United States Code, $4,131,000, to be derived 
from the Airport and Airway Trust Fund as authorized by section 103(b) 
of P.L. 106-181. (Additional authorizing legislation required.)

               Program and Financing (in millions of dollars)

----------------------------------------------------------------------------
Identification code 69-8091-0-7-402      2001 actual   2002 est.   2003 est.
----------------------------------------------------------------------------

    Obligations by program activity:
10.00 Total new obligations.............                                   4
----------------------------------------------------------------------------

    Budgetary resources available for obligation:
22.00 New budget authority (gross)......                                   4
23.95 Total new obligations.............                                  -4
----------------------------------------------------------------------------

[[Page 780]]



    New budget authority (gross), detail:
      Discretionary:

40.26   Appropriation (trust fund)......                                   4
----------------------------------------------------------------------------

    Change in obligated balances:
73.10 Total new obligations.............                                   4
73.20 Total outlays (gross).............                                  -4
----------------------------------------------------------------------------

    Outlays (gross), detail:
86.90 Outlays from new discretionary 
        authority.......................                                   4
----------------------------------------------------------------------------

    Net budget authority and outlays:
89.00 Budget authority..................                                   4
90.00 Outlays...........................                                   4
---------------------------------------------------------------------------

    The Office of Airline Information (OAI) is part of the Bureau of 
Transportation Statistics (BTS). OAI is currently funded along with the 
rest of BTS out of the Federal-aid highways program. The Wendell H. Ford 
Aviation Investment and Reform Act for the 21st Century (AIR-21) 
provides the authority to fund this office through the Airport and 
airways trust fund instead of through Federal-aid highways. The 
Administration proposes to utilize this authority starting in 2003.

    OAI collects and publishes on-time data for airlines (monthly data 
that are used widely in marketing airline performance), as well as more 
extensive operating data for both foreign and domestics airlines. It 
also collects detailed financial statistics for domestic airlines, and 
various statistics on service quality. The data reporting is mandated by 
law.

    OAI data is used by the Secretary of Transportation to analyze 
airline competition, negotiate international agreements, set 
international and intra-Alaska mail rates, determine community 
eligibility for essential air service subsidies, evaluate air carrier 
fitness, and conduct policy analyses. In 2001, it was used to distribute 
airline assistance funds in the wake of the September 11 terrorist 
attacks.

    FAA uses OAI data to help allocate airline safety inspection 
resources, analyze traffic levels to plan control tower staffing 
requirements, allocate grant funding through its Airport improvement 
program (AIP), forecast traffic, analyze airport capacity and noise 
abatement policies, and monitor flight delays.

    OAI data is also used by other agencies to estimate the Gross 
Domestic Product, prepare producer and consumer price indexes, measure 
labor productivity, assist with antitrust investigations, and administer 
the collection of USDA and Customs fees.

               Object Classification (in millions of dollars)

----------------------------------------------------------------------------
Identification code 69-8091-0-7-402      2001 actual   2002 est.   2003 est.
----------------------------------------------------------------------------

      Direct obligations:

11.1    Personnel compensation: Full-
          time permanent................                                   2
25.1    Advisory and assistance services                                   1
                                           ---------   ---------  ----------
99.0      Direct obligations............                                   3
99.5  Below reporting threshold.........                                   1
                                           ---------   ---------  ----------
99.9    Total new obligations...........                                   4
---------------------------------------------------------------------------

                              Personnel Summary

----------------------------------------------------------------------------
Identification code 69-8091-0-7-402      2001 actual   2002 est.   2003 est.
----------------------------------------------------------------------------
1001  Total compensable workyears: Full-
        time equivalent employment......                                  23
---------------------------------------------------------------------------

                                


 
                         MARITIME ADMINISTRATION

    The Maritime Administration (MARAD) is responsible for programs 
authorized by the Merchant Marine Act, 1936, as amended, and other 
related acts, to promote a strong U.S. Merchant Marine. Emphasis is 
placed on increasing the competitiveness and productivity of the U.S. 
maritime industries as well as ensuring adequate seafaring manpower for 
peacetime and national emergencies. Programs include: administering the 
Maritime Guaranteed Loan (Title XI) portfolio; reimbursing the Commodity 
Credit Corporation for the expanded cargo preference requirement in the 
Food Security Act of 1985; preserving and maintaining merchant ships 
retained in the National Defense Reserve Fleet including the Ready 
Reserve Force; emergency planning and coordination; promoting port and 
intermodal development; and conducting Federal technology assessment 
projects.

    The following table shows the funding for the Maritime 
Administration programs:

                        [In millions of dollars]

                                     2001 actual  2002 est.   2003 est.
Budget authority:
    Ship construction...............                      -4
    Operations and training.........          89          92          98
    Maritime security program (054).          99          99          99
    Ocean freight differential......         254          48          45
    Maritime guaranteed loan program 
      (Title XI) (403)..............          26          37           4
    Federal ship financing fund.....
    Subsidy re-estimate.............          21         213
    Ship disposal...................                                  11
                                    ------------------------------------
        Total budget authority......         495         591         296
                                    ====================================
Direct obligations:
    Operations and training.........          92          92          98
    Maritime security program (054).          98          99          99
    Ocean freight differential......         162          48          45
    Ready reserve force \1\.........           6
    Federal ship financing fund.....           2           2           2
    War risk insurance revolving 
      fund..........................                       1           1
    Maritime guaranteed loan program 
      (Title XI) (403)..............          37          44           4
    Subsidy re-estimate.............          21         213
    Ship disposal...................                                  11
                                    ------------------------------------
        Obligations, total direct...         416         496         255
                                    ====================================
Outlays:
    Operations and training.........          87          99          97
    Operating-differential subsidies           8          18          19
    Maritime security program (054).          99          99          99
    Ocean freight differential......          28         182          45
    Ready reserve force \1\.........           4           4           4
    Vessel operations revolving fund          13         -37         -43
    War risk insurance revolving 
      fund..........................          -1          -1          -1
    Federal ship financing fund.....          -3
    Maritime guaranteed loan program 
      (Title XI) (403)..............          24          74          25
    Subsidy re-estimate.............          21         213
    Ship construction...............          -2
    Ship disposal...................                                   6
                                    ------------------------------------
        Total outlays...............         275         670         226
                                    ====================================
    \1\ Appropriated directly to MARAD prior to 1996.

                                

                              Federal Funds

General and special funds:

                         Operations and Training

    For necessary expenses of operations and training activities 
authorized by law, [$89,054,000] $97,221,143, of which $13,000,000 shall 
remain available until expended for capital improvements at the United 
States Merchant Marine Academy. (Departments of Commerce, Justice, and 
State, the Judiciary, and Related Agencies Appropriations Act, 2002; 
additional authorizing legislation required.)

[[Page 781]]

               Program and Financing (in millions of dollars)

----------------------------------------------------------------------------
Identification code 69-1750-0-1-403      2001 actual   2002 est.   2003 est.
----------------------------------------------------------------------------

    Obligations by program activity:
      Direct program:

00.01   Merchant Marine Academy.........          49          49          52
00.02   State marine schools............           7           7           7
00.03   MARAD operations................          36          35          38
                                           ---------   ---------  ----------
01.00   Subtotal, Direct program........          92          91          97
09.01 Reimbursable program..............          38          52          52
                                           ---------   ---------  ----------
10.00   Total new obligations...........         130         143         149
----------------------------------------------------------------------------

    Budgetary resources available for obligation:
21.40 Unobligated balance carried 
        forward, start of year..........           1           4           4
22.00 New budget authority (gross)......         142         143         149
                                           ---------   ---------  ----------
23.90   Total budgetary resources 
          available for obligation......         143         147         153
23.95 Total new obligations.............        -130        -143        -149
23.98 Unobligated balance expiring or 
        withdrawn.......................          -8
24.40 Unobligated balance carried 
        forward, end of year............           4           4           4
----------------------------------------------------------------------------

    New budget authority (gross), detail:
      Discretionary:

40.00   Appropriation...................          89          91          97
      Spending authority from offsetting 
          collections:

68.00   Offsetting collections (cash)...          38          52          52
68.10   Change in uncollected customer 
          payments from Federal sources 
          (unexpired)...................          15
                                           ---------   ---------  ----------
68.90     Spending authority from 
            offsetting collections 
            (total discretionary).......          53          52          52
                                           ---------   ---------  ----------
70.00   Total new budget authority 
          (gross).......................         142         143         149
----------------------------------------------------------------------------

    Change in obligated balances:
72.40 Obligated balance, start of year..          34          25          18
73.10 Total new obligations.............         130         143         149
73.20 Total outlays (gross).............        -124        -151        -149
74.00 Change in uncollected customer 
        payments from Federal sources 
        (unexpired).....................         -15
74.40 Obligated balance, end of year....          25          18          18
----------------------------------------------------------------------------

    Outlays (gross), detail:
86.90 Outlays from new discretionary 
        authority.......................         113         130         135
86.93 Outlays from discretionary 
        balances........................          11          21          13
                                           ---------   ---------  ----------
87.00   Total outlays (gross)...........         124         151         149
----------------------------------------------------------------------------

    Offsets:
      Against gross budget authority and outlays:

        Offsetting collections (cash) 
            from:
          Federal sources:
88.00       Ready Reserve Force/National 
              Defense Reserve Fleet.....         -27         -33         -33
88.00       Merchant Marine Academy.....          -1          -1          -2
88.00       Title XI administrative 
              expenses..................          -3          -4          -4
88.00       Marine Board research 
              program and others........          -7         -14         -13
                                           ---------   ---------  ----------
88.90       Total, offsetting 
              collections (cash)........         -38         -52         -52
      Against gross budget authority only:

88.95   Change in uncollected customer 
          payments from Federal sources 
          (unexpired)...................         -15
----------------------------------------------------------------------------

    Net budget authority and outlays:
89.00 Budget authority..................          89          91          97
90.00 Outlays...........................          87          99          97
---------------------------------------------------------------------------

  Budget Authority and Outlays Excluding Full Funding for Federal Retiree 
                       Costs (in millions of dollars)

----------------------------------------------------------------------------
                                         2001 actual   2002 est.   2003 est.
----------------------------------------------------------------------------

    Net budget authority and outlays:
89.00 Budget authority..................          87          89          93
90.00 Outlays...........................          85          97          93
---------------------------------------------------------------------------

    This appropriation finances costs incurred by headquarters and 
region staffs in the administration and direction of Maritime 
Administration programs; the total cost of officer training at the U.S. 
Merchant Marine Academy as well as Federal financial support to six 
state maritime academies; planning for coordination of U.S. maritime 
industry activities under emergency conditions; activities promoting 
port and intermodal development; activities under the American Fisheries 
Act; and Federal technology assessment projects designed to achieve 
advancements in ship design, construction and operations.

    Within the total Operations and training budget request of $97 
million, the U.S. Merchant Marine Academy will use $13 million, 
primarily to accelerate its major design and construction project 
awards, as indicated in its ten-year capital improvement plan.

               Object Classification (in millions of dollars)

----------------------------------------------------------------------------
Identification code 69-1750-0-1-403      2001 actual   2002 est.   2003 est.
----------------------------------------------------------------------------

      Direct obligations:

        Personnel compensation:
11.1      Full-time permanent...........          32          34          35
11.3      Other than full-time permanent           4           3           3
11.5      Other personnel compensation..           1           1           1
                                           ---------   ---------  ----------
11.9        Total personnel compensation          37          38          39
12.1    Civilian personnel benefits.....          10          10          13
21.0    Travel and transportation of 
          persons.......................           1           1           1
23.1    Rental payments to GSA..........           2           3           3
23.3    Communications, utilities, and 
          miscellaneous charges.........           2           2           2
25.2    Other services..................          19          16          16
25.3    Other purchases of goods and 
          services from Government 
          accounts......................           5           5           6
25.4    Operation and maintenance of 
          facilities....................           8           8           9
26.0    Supplies and materials..........           4           4           4
31.0    Equipment.......................           2           2           2
41.0    Grants, subsidies, and 
          contributions.................           2           2           2
                                           ---------   ---------  ----------
99.0      Direct obligations............          92          91          97
99.0  Reimbursable obligations..........          38          52          52
                                           ---------   ---------  ----------
99.9    Total new obligations...........         130         143         149
---------------------------------------------------------------------------

                              Personnel Summary

----------------------------------------------------------------------------
Identification code 69-1750-0-1-403      2001 actual   2002 est.   2003 est.
----------------------------------------------------------------------------
    Direct:
1001  Total compensable workyears: Full-
        time equivalent employment......         460         475         484
    Reimbursable:
2001  Total compensable workyears: Full-
        time equivalent employment......         399         470         470
---------------------------------------------------------------------------

                                

                              Ship Disposal

    For necessary expenses related to the disposal of obsolete vessels 
in the National Defense Reserve Fleet of the Maritime Administration, 
$11,161,386, to remain available until expended.

               Program and Financing (in millions of dollars)

----------------------------------------------------------------------------
Identification code 69-1768-0-1-403      2001 actual   2002 est.   2003 est.
----------------------------------------------------------------------------

    Obligations by program activity:
00.01 Ship disposal.....................                                  11
                                           ---------   ---------  ----------
10.00   Total new obligations (object 
          class 25.2)...................                                  11
----------------------------------------------------------------------------

    Budgetary resources available for obligation:
22.00 New budget authority (gross)......                                  11
23.95 Total new obligations.............                                 -11
----------------------------------------------------------------------------

    New budget authority (gross), detail:
      Discretionary:

40.00   Appropriation...................                                  11
----------------------------------------------------------------------------

    Change in obligated balances:
73.10 Total new obligations.............                                  11
73.20 Total outlays (gross).............                                  -6
74.40 Obligated balance, end of year....                                   5
----------------------------------------------------------------------------

    Outlays (gross), detail:
86.90 Outlays from new discretionary 
        authority.......................                                   6
----------------------------------------------------------------------------

[[Page 782]]



    Net budget authority and outlays:
89.00 Budget authority..................                                  11
90.00 Outlays...........................                                   6
---------------------------------------------------------------------------

    The Ship disposal program provides resources to dispose of obsolete 
merchant-type vessels in the National defense reserve fleet (NDRF), 
which the Maritime Administration is required by law to dispose of by 
the end of 2006. There is a backlog of 139 ships awaiting disposal as of 
December 2001. These vessels, many of which are 50 years in age, pose 
significant environmental threat due to the presence of hazardous 
substances such as asbestos and solid and liquid polychlorinated 
biphenyls (PCBs).

                                

                        Maritime Security Program

    For necessary expenses to maintain and preserve a U.S.-flag merchant 
fleet to serve the national security needs of the United States, 
$98,700,000, to remain available until expended. (Departments of 
Commerce, Justice, and State, the Judiciary, and Related Agencies 
Appropriations Act, 2002.)

               Program and Financing (in millions of dollars)

----------------------------------------------------------------------------
Identification code 69-1711-0-1-054      2001 actual   2002 est.   2003 est.
----------------------------------------------------------------------------

    Obligations by program activity:
10.00 Total new obligations (object 
        class 41.0).....................          98          99          99
----------------------------------------------------------------------------

    Budgetary resources available for obligation:
21.40 Unobligated balance carried 
        forward, start of year..........                       1
22.00 New budget authority (gross)......          99          99          99
                                           ---------   ---------  ----------
23.90   Total budgetary resources 
          available for obligation......          99         100          99
23.95 Total new obligations.............         -98         -99         -99
24.40 Unobligated balance carried 
        forward, end of year............           1
----------------------------------------------------------------------------

    New budget authority (gross), detail:
      Discretionary:

40.00   Appropriation...................          99          99          99
----------------------------------------------------------------------------

    Change in obligated balances:
72.40 Obligated balance, start of year..           8           8           8
73.10 Total new obligations.............          98          99          99
73.20 Total outlays (gross).............         -98         -99         -99
74.40 Obligated balance, end of year....           8           8           8
----------------------------------------------------------------------------

    Outlays (gross), detail:
86.90 Outlays from new discretionary 
        authority.......................          92          92          92
86.93 Outlays from discretionary 
        balances........................           7           9           7
                                           ---------   ---------  ----------
87.00   Total outlays (gross)...........          98          99          99
----------------------------------------------------------------------------

    Net budget authority and outlays:
89.00 Budget authority..................          99          99          99
90.00 Outlays...........................          98          99          99
---------------------------------------------------------------------------

    The Maritime Security Program provides resources to maintain a U.S.-
flag merchant fleet crewed by U.S. citizens to serve both the commercial 
and national security needs of the United States. The program provides 
direct payments to U.S.-flag ship operators engaged in U.S.-foreign 
trade. Participating operators are required to keep the vessels in 
active commercial service and are required to provide intermodal sealift 
support to the Department of Defense in times of war or national 
emergency.

                                

                            Ship Construction

               Program and Financing (in millions of dollars)

----------------------------------------------------------------------------
Identification code 69-1708-0-1-403      2001 actual   2002 est.   2003 est.
----------------------------------------------------------------------------

    Budgetary resources available for obligation:
21.40 Unobligated balance carried 
        forward, start of year..........           2           4           2
22.00 New budget authority (gross)......                      -4
                                           ---------   ---------  ----------
23.90   Total budgetary resources 
          available for obligation......           2                       2
24.40 Unobligated balance carried 
        forward, end of year............           4           2           4
----------------------------------------------------------------------------

    New budget authority (gross), detail:
      Discretionary:

40.36   Unobligated balance rescinded...                      -4
----------------------------------------------------------------------------

    Net budget authority and outlays:
89.00 Budget authority..................                      -4
90.00 Outlays...........................          -2
---------------------------------------------------------------------------

    The Ship Construction account is currently inactive except for 
determinations regarding the use of vessels built under the program, 
final settlement of open contracts, and closing of financial accounts.

                                

                    Operating-Differential Subsidies

                   (liquidation of contract authority)

               Program and Financing (in millions of dollars)

----------------------------------------------------------------------------
Identification code 69-1709-0-1-403      2001 actual   2002 est.   2003 est.
----------------------------------------------------------------------------

    Budgetary resources available for obligation:
21.40 Unobligated balance carried 
        forward, start of year..........         125         125         125
24.40 Unobligated balance carried 
        forward, end of year............         125         125         125
----------------------------------------------------------------------------

    Change in obligated balances:
72.40 Obligated balance, start of year..          45          37          19
73.20 Total outlays (gross).............          -8         -18         -19
74.40 Obligated balance, end of year....          37          19
----------------------------------------------------------------------------

    Outlays (gross), detail:
86.93 Outlays from discretionary 
        balances........................           8          18          19
----------------------------------------------------------------------------

    Net budget authority and outlays:
89.00 Budget authority..................
90.00 Outlays...........................           8          18          19
---------------------------------------------------------------------------

    The Operating-Differential Subsidies (ODS) account helps to maintain 
a U.S.-flag merchant fleet to serve both the commercial and national 
security needs of the U.S. by providing operating subsides to U.S.-flag 
ship operators to offset certain differences between U.S. and foreign 
operating costs. Appropriations are provided to liquidate contract 
authority. This program has been replaced by the Maritime Security 
Program. Existing liquidating cash on hand is expected to be sufficient 
to honor existing contracts. No new ODS contracts will be entered into 
and no existing contracts will be modified.

                                

                       Ocean Freight Differential

               Program and Financing (in millions of dollars)

----------------------------------------------------------------------------
Identification code 69-1751-0-1-403      2001 actual   2002 est.   2003 est.
----------------------------------------------------------------------------

    Obligations by program activity:
00.01 Ocean frieght differential........         162          48          45
                                           ---------   ---------  ----------
10.00   Total new obligations (object 
          class 22.0)...................         162          48          45
----------------------------------------------------------------------------

    Budgetary resources available for obligation:
21.40 Unobligated balance carried 
        forward, start of year..........          52         113
22.00 New budget authority (gross)......         254          48          45
22.40 Capital transfer to general fund..                     -39
22.60 Portion applied to repay debt.....         -21         -73
22.70 Balance of authority to borrow 
        withdrawn.......................         -11
                                           ---------   ---------  ----------

[[Page 783]]


23.90   Total budgetary resources 
          available for obligation......         274          49          45
23.95 Total new obligations.............        -162         -48         -45
24.40 Unobligated balance carried 
        forward, end of year............         113
----------------------------------------------------------------------------

    New budget authority (gross), detail:
      Mandatory:

60.00   Appropriation...................          80         109          45
60.47   Portion applied to repay debt...          -7        -109         -45
                                           ---------   ---------  ----------
62.50     Appropriation (total 
            mandatory)..................          73
67.10   Authority to borrow.............         181          48          45
                                           ---------   ---------  ----------
70.00   Total new budget authority 
          (gross).......................         254          48          45
----------------------------------------------------------------------------

    Change in obligated balances:
72.40 Obligated balance, start of year..                     134
73.10 Total new obligations.............         162          48          45
73.20 Total outlays (gross).............         -28        -182         -45
74.40 Obligated balance, end of year....         134
----------------------------------------------------------------------------

    Outlays (gross), detail:
86.97 Outlays from new mandatory 
        authority.......................          28          48          45
86.98 Outlays from mandatory balances...                     134
                                           ---------   ---------  ----------
87.00   Total outlays (gross)...........          28         182          45
----------------------------------------------------------------------------

    Net budget authority and outlays:
89.00 Budget authority..................         254          48          45
90.00 Outlays...........................          28         182          45
---------------------------------------------------------------------------

    Public Law 99-198 amended section 901 of the Merchant Marine Act to 
increase from 50 to 75 percent the amount of agricultural commodities 
under specified programs that must be carried on U.S.-flag vessels. The 
increased cost associated with this expanded U.S.-flag shipping 
requirement stems from higher rates charged by U.S.-flag carriers 
compared with foreign-flag carriers. The Maritime Administration is 
required to reimburse the Department of Agriculture for ocean freight 
differential costs for the added tonnage above 50 percent. These 
reimbursements are funded through borrowings from the Treasury. In 2003, 
the Budget proposes to eliminate the Maritime Administration 
reimbursement to the Department of Agriculture for the ocean freight 
differential to clarify and streamline government spending. The Maritime 
Administration will continue to provide contract and regulatory 
oversight for this program. In 2003, funding for the ocean freight 
differential program will be funded through the Department of 
Agriculture in the international food aid program.

    The Maritime Administration's ocean freight differential costs are 
one portion of the government's cargo preference program. The ocean 
transportation subsidy costs related to cargo preference for all 
relevant agencies are presented in the following schedule.
                                             CARGO PREFERENCE PROGRAM COSTS
            [In millions of dollars]

                                                       2001 actual              2002 est.               2003 est.
                                                ------------------------------------------------------------------------
                                                 Obligations   Outlays   Obligations   Outlays   Obligations   Outlays
AGENCY:
Department of Agriculture.......................       189.4       159.3       127.6       124.1       111.2       116.8
Department of Transportation--Maritime 
Administration..................................         162          28          48         182          45          45
Department of Defense (1998 nos.)...............       350.3       350.3       350.2       350.2         354         354
Agency for International Development............           3           3           3           3           3           3
Export-Import Bank of the U.S...................        11.3        14.1        14.2        12.5        16.2        14.1
Department of State.............................           1           1           1           1           1           1
                                                ------------------------------------------------------------------------
      Total.....................................         717       555.7         544       672.8       530.4       533.9
                                                ========================================================================

                                

                          Ready Reserve Force 

               Program and Financing (in millions of dollars)

----------------------------------------------------------------------------
Identification code 69-1710-0-1-054      2001 actual   2002 est.   2003 est.
----------------------------------------------------------------------------

    Obligations by program activity:
00.02 Maintenance and operations........           6           4           4
                                           ---------   ---------  ----------
10.00   Total new obligations (object 
          class 25.2)...................           6           4           4
----------------------------------------------------------------------------

    Budgetary resources available for obligation:
21.40 Unobligated balance carried 
        forward, start of year..........          15          10           6
22.10 Resources available from 
        recoveries of prior year 
        obligations.....................           1
                                           ---------   ---------  ----------
23.90   Total budgetary resources 
          available for obligation......          16          10           6
23.95 Total new obligations.............          -6          -4          -4
24.40 Unobligated balance carried 
        forward, end of year............          10           6           2
----------------------------------------------------------------------------

    Change in obligated balances:
72.40 Obligated balance, start of year..           4           6           4
73.10 Total new obligations.............           6           4           4
73.20 Total outlays (gross).............          -4          -4          -4
73.45 Recoveries of prior year 
        obligations.....................          -1
74.40 Obligated balance, end of year....           6           4           4
----------------------------------------------------------------------------

    Outlays (gross), detail:
86.93 Outlays from discretionary 
        balances........................           4           4           4
----------------------------------------------------------------------------

    Net budget authority and outlays:
89.00 Budget authority..................
90.00 Outlays...........................           4           4           4
---------------------------------------------------------------------------

    Funding for the Ready Reserve Force (RRF) account is included in 
appropriations for the Department of Defense. Management of the RRF 
remains with MARAD. Reimbursements from the Department of Defense for 
the RRF account are reflected in MARAD's Vessel Operations Revolving 
Fund account. Obligations shown above are the spendout of funding 
appropriated directly to MARAD prior to 1996 for the RRF.

    The RRF is comprised of Government-owned, U.S.-flag merchant ships 
laid up in the National Defense Reserve Fleet (NDRF). The RRF is 
maintained in an advanced state of readiness to meet surge shipping 
requirements during a national emergency.

                                

Public enterprise funds:

                    Vessel Operations Revolving Fund

               Program and Financing (in millions of dollars)

----------------------------------------------------------------------------
Identification code 69-4303-0-3-403      2001 actual   2002 est.   2003 est.
----------------------------------------------------------------------------

    Obligations by program activity:
10.00 Total new obligations.............         374         394         351
----------------------------------------------------------------------------

    Budgetary resources available for obligation:
21.40 Unobligated balance carried 
        forward, start of year..........          22          68
22.00 New budget authority (gross)......         404         326         351
22.10 Resources available from 
        recoveries of prior year 
        obligations.....................          16
                                           ---------   ---------  ----------
23.90   Total budgetary resources 
          available for obligation......         442         394         351
23.95 Total new obligations.............        -374        -394        -351
24.40 Unobligated balance carried 
        forward, end of year............          68
----------------------------------------------------------------------------

    New budget authority (gross), detail:
      Spending authority from offsetting 
          collections:

        Discretionary:
68.00     Offsetting collections (cash).         354         326         351
68.10     Change in uncollected customer 
            payments from Federal 
            sources (unexpired).........          50
                                           ---------   ---------  ----------
68.90       Spending authority from 
              offsetting collections 
              (total discretionary).....         404         326         351
----------------------------------------------------------------------------

    Change in obligated balances:
72.40 Obligated balance, start of year..         124          65         170
73.10 Total new obligations.............         374         394         351

[[Page 784]]

73.20 Total outlays (gross).............        -367        -289        -308
73.45 Recoveries of prior year 
        obligations.....................         -16
74.00 Change in uncollected customer 
        payments from Federal sources 
        (unexpired).....................         -50
74.40 Obligated balance, end of year....          65         170         213
----------------------------------------------------------------------------

    Outlays (gross), detail:
86.90 Outlays from new discretionary 
        authority.......................         331         284         246
86.93 Outlays from discretionary 
        balances........................          36           5          61
                                           ---------   ---------  ----------
87.00   Total outlays (gross)...........         367         289         308
----------------------------------------------------------------------------

    Offsets:
      Against gross budget authority and outlays:

        Offsetting collections (cash) 
            from:
          Federal sources:
88.00       Ready Reserve Force.........        -258        -225        -251
88.00       Activations and 
              deactivations.............         -43         -48         -48
88.00       Afloat Prepositioning Force 
              (APF) and Army 
              Prepositioning Stock (APS)         -35         -31         -30
88.00       DOD exercises and other.....         -18         -22         -22
                                           ---------   ---------  ----------
88.90       Total, offsetting 
              collections (cash)........        -354        -326        -351
      Against gross budget authority only:

88.95   Change in uncollected customer 
          payments from Federal sources 
          (unexpired)...................         -50
----------------------------------------------------------------------------

    Net budget authority and outlays:
89.00 Budget authority..................
90.00 Outlays...........................          13         -37         -43
---------------------------------------------------------------------------

    The Maritime Administration is authorized to reactivate, operate, 
deactivate, and charter merchant vessels. These operations are financed 
through the Vessel Operations Revolving Fund with reimbursements from 
sponsoring agencies. In addition, the fund is available to finance the 
necessary expenses to protect, maintain, preserve, acquire, and use 
vessels involved in mortgage foreclosure or forfeiture proceedings 
instituted by the United States other than those financed by the Federal 
Ship Financing Fund or the Maritime Guaranteed Loan (Title XI) Financing 
Account; and to process advances received from Federal agencies. Also 
the acquisition and disposal of ships under the trade-in/scrap-out 
program is financed through this account.

    Reimbursements from other Federal agencies also pay for various DOD/
Navy-sponsored activities, such as the operation of activated RRF 
vessels, installation of sealift enhancement features and other special 
projects. The Vessel Operations Revolving Fund account includes DOD/Navy 
reimbursements for the RRF account. DOD/Navy funding for RRF provides 
for additional RRF vessels, RRF ship activations and deactivations, 
maintaining RRF ships in an advanced state of readiness, berthing costs, 
capital improvements at fleet sites, and other RRF support costs.

               Object Classification (in millions of dollars)

----------------------------------------------------------------------------
Identification code 69-4303-0-3-403      2001 actual   2002 est.   2003 est.
----------------------------------------------------------------------------
21.0  Travel and transportation of 
        persons.........................           3           3           3
23.3  Communications, utilities, and 
        miscellaneous charges...........          19          21          21
24.0  Printing and reproduction.........           2           2           2
25.2  Other services....................         315         330         287
26.0  Supplies and materials............          33          36          36
31.0  Equipment.........................           1           1           1
42.0  Insurance claims and indemnities..           1           1           1
                                           ---------   ---------  ----------
99.9    Total new obligations...........         374         394         351
---------------------------------------------------------------------------

                                

                    War Risk Insurance Revolving Fund

               Program and Financing (in millions of dollars)

----------------------------------------------------------------------------
Identification code 69-4302-0-3-403      2001 actual   2002 est.   2003 est.
----------------------------------------------------------------------------

    Obligations by program activity:
10.00 Total new obligations (object 
        class 25.2).....................                       1           1
----------------------------------------------------------------------------

    Budgetary resources available for obligation:
21.40 Unobligated balance carried 
        forward, start of year..........          32          34          35
22.00 New budget authority (gross)......           2           2           2
                                           ---------   ---------  ----------
23.90   Total budgetary resources 
          available for obligation......          34          36          37
23.95 Total new obligations.............                      -1          -1
24.40 Unobligated balance carried 
        forward, end of year............          34          35          36
----------------------------------------------------------------------------

    New budget authority (gross), detail:
      Discretionary:

68.00   Spending authority from 
          offsetting collections 
          (gross): Offsetting 
          collections (cash)............           2           2           2
----------------------------------------------------------------------------

    Change in obligated balances:
72.40 Obligated balance, start of year..                      -1          -1
73.10 Total new obligations.............                       1           1
73.20 Total outlays (gross).............                      -1          -1
74.40 Obligated balance, end of year....          -1          -1          -1
----------------------------------------------------------------------------

    Outlays (gross), detail:
86.90 Outlays from new discretionary 
        authority.......................           2           2           2
86.93 Outlays from discretionary 
        balances........................          -1          -1          -1
                                           ---------   ---------  ----------
87.00   Total outlays (gross)...........                       1           1
----------------------------------------------------------------------------

    Offsets:
      Against gross budget authority and outlays:

88.20   Offsetting collections (cash) 
          from: Interest on Federal 
          securities....................          -2          -2          -2
----------------------------------------------------------------------------

    Net budget authority and outlays:
89.00 Budget authority..................
90.00 Outlays...........................          -1          -1          -1
----------------------------------------------------------------------------

    Memorandum (non-add) entries:
92.01 Total investments, start of year: 
        Federal securities: Par value...          28          31          35
92.02 Total investments, end of year: 
        Federal securities: Par value...          31          35          36
---------------------------------------------------------------------------

    The Maritime Administration is authorized to insure against loss or 
damage from marine war risks until commercial insurance can be obtained 
on reasonable terms and conditions. This insurance includes war risk 
hull and disbursements interim insurance, war risk protection and 
indemnity interim insurance, second seamen's war risk interim insurance, 
and war risk cargo insurance standby program.

                                

Credit accounts:

             Federal Ship Financing Fund Liquidating Account

               Program and Financing (in millions of dollars)

----------------------------------------------------------------------------
Identification code 69-4301-0-3-403      2001 actual   2002 est.   2003 est.
----------------------------------------------------------------------------

    Obligations by program activity:
00.01 Operating expenses................           2           2           2
                                           ---------   ---------  ----------
10.00   Total new obligations (object 
          class 25.2)...................           2           2           2
----------------------------------------------------------------------------

    Budgetary resources available for obligation:
21.40 Unobligated balance carried 
        forward, start of year..........                       1
22.00 New budget authority (gross)......           3           2           2
22.40 Capital transfer to general fund..                      -1
                                           ---------   ---------  ----------
23.90   Total budgetary resources 
          available for obligation......           3           2           2
23.95 Total new obligations.............          -2          -2          -2
24.40 Unobligated balance carried 
        forward, end of year............           1
----------------------------------------------------------------------------

    New budget authority (gross), detail:
      Mandatory:

69.00   Offsetting collections (cash)...           3           2           2
----------------------------------------------------------------------------

[[Page 785]]



    Change in obligated balances:
73.10 Total new obligations.............           2           2           2
----------------------------------------------------------------------------

    Offsets:
      Against gross budget authority and outlays:

        Offsetting collections (cash) 
            from:
          Non-Federal sources:
88.40       Insurance premiums and fees.          -2          -1          -1
88.40       Repayment of loans..........          -1          -1          -1
                                           ---------   ---------  ----------
88.90       Total, offsetting 
              collections (cash)........          -3          -2          -2
----------------------------------------------------------------------------

    Net budget authority and outlays:
89.00 Budget authority..................
90.00 Outlays...........................          -3          -2          -2
---------------------------------------------------------------------------

             Status of Guaranteed Loans (in millions of dollars)

----------------------------------------------------------------------------
Identification code 69-4301-0-3-403      2001 actual   2002 est.   2003 est.
----------------------------------------------------------------------------
    Cumulative balance of guaranteed loans 
                outstanding:
2210  Outstanding, start of year........         248         182         122
2251  Repayments and prepayments........         -66         -60         -55
                                           ---------   ---------  ----------
2290    Outstanding, end of year........         182         122          67
----------------------------------------------------------------------------

    Memorandum:
2299  Guaranteed amount of guaranteed 
        loans outstanding, end of year..         182         122          67
----------------------------------------------------------------------------

    Addendum:
      Cumulative balance of defaulted guaranteed 
          loans that result in loans receivable:

2310    Outstanding, start of year......          17
2351    Repayments of loans receivable..
2361    Write-offs of loans receivable..         -17
                                           ---------   ---------  ----------
2390      Outstanding, end of year......
---------------------------------------------------------------------------

    The Merchant Marine Act of 1936, as amended, established the Federal 
Ship Financing Fund to assist in the development of the U.S. merchant 
marine by guaranteeing construction loans and mortgages on U.S.-flag 
vessels built in the United States. No new commitments for loan 
guarantees are projected for the Federal Ship Financing Fund as this 
Fund is used only to underwrite guarantees made under the Title XI loan 
guarantee program prior to 1992.

                        Statement of Operations (in millions of dollars)

-----------------------------------------------------------------------------------------------
Identification code   69-4301-0-3-403    2000 actual    2001 actual     2002 est.      2003 est.
-----------------------------------------------------------------------------------------------
0101  Revenue...........................           3              2             2              2
0102  Expense...........................          -3             -2            -2             -2
                                        ------------ --------------  ------------  -------------
0105  Net income or loss (-)............
-----------------------------------------------------------------------------------------------

                             Balance Sheet (in millions of dollars)

-----------------------------------------------------------------------------------------------
Identification code   69-4301-0-3-403    2000 actual    2001 actual     2002 est.      2003 est.
-----------------------------------------------------------------------------------------------
    ASSETS:
1101  Federal assets: Fund balances with 
        Treasury........................                          1
1206  Non-Federal assets: Receivables, 
        net.............................           5
1803  Other Federal assets: Property, 
        plant and equipment, net........           1
                                        ------------ --------------  ------------  -------------
1999    Total assets....................           6              1
    LIABILITIES:
2104  Federal liabilities: Resources 
        payable to Treasury.............                          1
2201  Non-Federal liabilities: Accounts 
        payable.........................           6
                                        ------------ --------------  ------------  -------------
2999    Total liabilities...............           6              1
    NET POSITION:
3300  Cumulative results of operations..
                                        ------------ --------------  ------------  -------------
3999    Total net position..............
                                        ------------ --------------  ------------  -------------
4999  Total liabilities and net position           6              1
-----------------------------------------------------------------------------------------------

                                

           Maritime Guaranteed Loan (Title XI) Program Account

    [For the cost of guaranteed loans, as authorized by the Merchant 
Marine Act, 1936, $30,000,000, to remain available until expended: 
Provided, That such costs, including the cost of modifying such loans, 
shall be as defined in section 502 of the Congressional Budget Act of 
1974, as amended.]
    [In addition, for] For administrative expenses to carry out the 
guaranteed loan program, not to exceed [$3,978,000] $4,482,152, which 
shall be transferred to and merged with the appropriation for Operations 
and Training. (Departments of Commerce, Justice, and State, the 
Judiciary, and Related Agencies Appropriations Act, 2002.)

               Program and Financing (in millions of dollars)

----------------------------------------------------------------------------
Identification code 69-1752-0-1-403      2001 actual   2002 est.   2003 est.
----------------------------------------------------------------------------

    Obligations by program activity:
00.02 Loan guarantee subsidy............          33          40
00.07 Reestimates of loan guarantee 
        subsidy.........................          16         193
00.08 Interest on reestimates of loan 
        guarantee subsidy...............           5          20
00.09 Administrative expense............           4           4           4
                                           ---------   ---------  ----------
10.00   Total new obligations...........          58         257           4
----------------------------------------------------------------------------

    Budgetary resources available for obligation:
21.40 Unobligated balance carried 
        forward, start of year..........          18           7
22.00 New budget authority (gross)......          47         250           4
                                           ---------   ---------  ----------
23.90   Total budgetary resources 
          available for obligation......          65         257           4
23.95 Total new obligations.............         -58        -257          -4
24.40 Unobligated balance carried 
        forward, end of year............           7
----------------------------------------------------------------------------

    New budget authority (gross), detail:
      Discretionary:

40.00   Appropriation...................          34          37           4
40.36   Unobligated balance rescinded...          -8
                                           ---------   ---------  ----------
43.00     Appropriation (total 
            discretionary)..............          26          37           4
      Mandatory:

60.00   Appropriation...................          21         213
                                           ---------   ---------  ----------
70.00   Total new budget authority 
          (gross).......................          47         250           4
----------------------------------------------------------------------------

    Change in obligated balances:
72.40 Obligated balance, start of year..          38          51          21
73.10 Total new obligations.............          58         257           4
73.20 Total outlays (gross).............         -45        -287         -25
74.40 Obligated balance, end of year....          51          21
----------------------------------------------------------------------------

    Outlays (gross), detail:
86.90 Outlays from new discretionary 
        authority.......................           5          37           4
86.93 Outlays from discretionary 
        balances........................          19          37          21
86.97 Outlays from new mandatory 
        authority.......................          21         213
                                           ---------   ---------  ----------
87.00   Total outlays (gross)...........          45         287          25
----------------------------------------------------------------------------

    Net budget authority and outlays:
89.00 Budget authority..................          47         250           4
90.00 Outlays...........................          45         287          25
---------------------------------------------------------------------------

Summary of Loan Levels, Subsidy Budget Authority and Outlays by Program (in 
                            millions of dollars)

----------------------------------------------------------------------------
Identification code 69-1752-0-1-403      2001 actual   2002 est.   2003 est.
----------------------------------------------------------------------------
    Guaranteed loan levels supportable by subsidy 
                budget authority:
215001Risk category 1A..................
215002Risk category 1B..................
215003Risk category 1C..................
215004Risk category 2A..................         376         415
215005Risk category 2B..................         318         210
215006Risk category 2C..................          35          35
215007Risk category 3...................
                                           ---------   ---------  ----------
215901Total loan guarantee levels.......         729         660
    Guaranteed loan subsidy (in percent):
232001Risk category 1A..................        0.00        1.77        0.00
232002Risk category 1B..................        0.00        2.28        0.00
232003Risk category 1C..................        0.00        2.77        0.00
232004Risk category 2A..................        3.80        4.34        0.00
232005Risk category 2B..................        5.54        5.91        0.00
232006Risk category 2C..................        5.30        7.46        0.00
232007Risk category 3...................        0.00       12.40        0.00
                                           ---------   ---------  ----------

[[Page 786]]


232901Weighted average subsidy rate.....        4.66        5.00        0.00
    Guaranteed loan subsidy budget authority:
233001Risk category 1A..................
233002Risk category 1B..................
233003Risk category 1C..................
233004Risk category 2A..................          14          18
233005Risk category 2B..................          18          12
233006Risk category 2C..................           2           3
233007Risk category 3...................
                                           ---------   ---------  ----------
233901Total subsidy budget authority....          34          33
    Guaranteed loan subsidy outlays:
234001Risk category 1A..................
234002Risk category 1B..................
234003Risk category 1C..................
234004Risk category 2A..................           3          44          11
234005Risk category 2B..................          17          14           7
234006Risk category 2C..................           6           6           3
234007Risk category 3...................
                                           ---------   ---------  ----------
234901Total subsidy outlays.............          26          64          21
    Guaranteed loan upward reestimate subsidy 
                budget authority:
235008MARAD upward reestimate...........          21         213
                                           ---------   ---------  ----------
235901Total upward reestimate budget 
        authority.......................          21         213
    Guaranteed loan upward reestimate subsidy 
                outlays:
236008MARAD upward reestimate...........          21         213
                                           ---------   ---------  ----------
236901Total upward reestimate subsidy 
        outlays.........................          21         213
    Guaranteed loan downward reestimate subsidy 
                budget authority:
237008MARAD downward reestimate.........         -36         -12
                                           ---------   ---------  ----------
237901Total downward reestimate subsidy 
        budget authority................         -36         -12
    Guaranteed loan downward reestimate subsidy 
                outlays:
238008MARAD downward reestimate.........         -36         -12
                                           ---------   ---------  ----------
238901Total downward reestimate subsidy 
        outlays.........................         -36         -12
----------------------------------------------------------------------------

    Administrative expense data:
351001Budget authority..................           4           4           4
359001Outlays from new authority........           4           4           4
---------------------------------------------------------------------------

    This program provides for guaranteed loans for purchasers of ships 
from the U.S. shipbuilding industry and for modernization of U.S. 
shipyards.

    As required by the Federal Credit Reform Act of 1990, this account 
includes the subsidy costs associated with the loan guarantee 
commitments made in 1992 and beyond (including modifications of direct 
loans or loan guarantees that resulted from obligations or commitments 
in any year), as well as administrative expenses of this program. The 
subsidy amounts are estimated on a present value basis, the 
administrative expenses are estimated on a cash basis.

    Funds for administrative expenses for the Title XI program are 
appropriated to this account, then transferred by reimbursement to the 
Operations and Training account to be obligated and outlayed. The 
schedule above shows the post-transfer amounts for 2001. For 2002 and 
2003, the schedule displays pre-transfer amounts in order to comply with 
the Federal Credit Reform Act of 1990.

    In an effort to reduce corporate subsidies, no new funds for loan 
guarantees are requested for 2003. 

               Object Classification (in millions of dollars)

----------------------------------------------------------------------------
Identification code 69-1752-0-1-403      2001 actual   2002 est.   2003 est.
----------------------------------------------------------------------------
25.2  Other services....................           4           4           4
41.0  Grants, subsidies, and 
        contributions...................          54         253
                                           ---------   ---------  ----------
99.9    Total new obligations...........          58         257           4
---------------------------------------------------------------------------

                                

         Maritime Guaranteed Loan (Title XI) Financing Account 

               Program and Financing (in millions of dollars)

----------------------------------------------------------------------------
Identification code 69-4304-0-3-999      2001 actual   2002 est.   2003 est.
----------------------------------------------------------------------------

    Obligations by program activity:
00.03 Defaults..........................          80         402          15
      Downward re-estimates:

08.02   Downward re-estimates...........          31           9
08.04   Interest on downward re-
          estimates.....................           5           3
                                           ---------   ---------  ----------
08.91   Subtotal, downward re-estimates.          36          12
                                           ---------   ---------  ----------
10.00   Total new obligations...........         116         414          15
----------------------------------------------------------------------------

    Budgetary resources available for obligation:
21.40 Unobligated balance carried 
        forward, start of year..........         268         265         363
22.00 New financing authority (gross)...         114         512         101
                                           ---------   ---------  ----------
23.90   Total budgetary resources 
          available for obligation......         382         777         464
23.95 Total new obligations.............        -116        -414         -15
24.40 Unobligated balance carried 
        forward, end of year............         265         363         449
----------------------------------------------------------------------------

    New financing authority (gross), detail:
      Mandatory:

67.10   Authority to borrow.............           7         179
      Discretionary:

68.00   Spending authority from 
          offsetting collections: 
          Offsetting collections (cash).         107         333         101
                                           ---------   ---------  ----------
70.00   Total new financing authority 
          (gross).......................         114         512         101
----------------------------------------------------------------------------

    Change in obligated balances:
72.40 Obligated balance, start of year..           2           3         168
73.10 Total new obligations.............         116         414          15
73.20 Total financing disbursements 
        (gross).........................        -116        -249          -5
74.40 Obligated balance, end of year....           3         168         178
87.00 Total financing disbursements 
        (gross).........................         116         249           5
----------------------------------------------------------------------------

    Offsets:
      Against gross financing authority and 
          financing disbursements:

        Offsetting collections (cash) 
            from:
          Federal sources:
88.00       Program account.............         -26         -64         -21
88.00       Federal sources: Payments 
              from program account--
              Upward reestimate.........         -21        -213
88.25     Interest on uninvested funds..         -16         -12         -10
          Non-Federal sources:
88.40       Loan Repayment..............         -19         -24         -50
88.40       Fees and other payments.....         -25         -20         -20
                                           ---------   ---------  ----------
88.90       Total, offsetting 
              collections (cash)........        -107        -333        -101
----------------------------------------------------------------------------

    Net financing authority and financing 
        disbursements:
89.00 Financing authority...............           7         179
90.00 Financing disbursements...........           9         -84         -96
---------------------------------------------------------------------------

             Status of Guaranteed Loans (in millions of dollars)

----------------------------------------------------------------------------
Identification code 69-4304-0-3-999      2001 actual   2002 est.   2003 est.
----------------------------------------------------------------------------
    Position with respect to appropriations act 
                limitation on commitments:
2111  Limitation on guaranteed loans 
        made by private lenders.........
2131  Guaranteed loan commitments exempt 
        from limitation.................         729         800
                                           ---------   ---------  ----------
2150    Total guaranteed loan 
          commitments...................         729         800
2199  Guaranteed amount of guaranteed 
        loan commitments................         729         800
----------------------------------------------------------------------------

    Cumulative balance of guaranteed loans 
                outstanding:
2210  Outstanding, start of year........       4,195       4,738       4,696
2231  Disbursements of new guaranteed 
        loans...........................         729         800
2251  Repayments and prepayments........        -110        -120        -130
      Adjustments:

2262    Terminations for default that 
          result in acquisition of 
          property......................         -76        -367         -94
2264    Other adjustments, net..........                    -355
                                           ---------   ---------  ----------
2290    Outstanding, end of year........       4,738       4,696       4,472
----------------------------------------------------------------------------

    Memorandum:
2299  Guaranteed amount of guaranteed 
        loans outstanding, end of year..       4,738       4,696       4,472
---------------------------------------------------------------------------



[[Page 787]]



    As required by the Federal Credit Reform Act of 1990, this non-
budgetary account records all cash flows to and from the Government 
resulting from loan guarantees committed in 1992 and beyond (including 
modifications of loan guarantees that resulted from commitments in any 
year). The amounts in this account are a means of financing and are not 
included in the budget totals.

                             Balance Sheet (in millions of dollars)

-----------------------------------------------------------------------------------------------
Identification code   69-4304-0-3-999    2000 actual    2001 actual     2002 est.      2003 est.
-----------------------------------------------------------------------------------------------
    ASSETS:
      Federal assets:

1101    Fund balances with Treasury.....         457            267           100            130
        Investments in US securities:
1106      Receivables, net..............           6            132           509            450
                                        ------------ --------------  ------------  -------------
1999    Total assets....................         463            399           609            580
    LIABILITIES:
2101  Federal liabilities: Accounts 
        payable.........................         195              6           100             50
2204  Non-Federal liabilities: 
        Liabilities for loan guarantees.         268            393           509            530
                                        ------------ --------------  ------------  -------------
2999    Total liabilities...............         463            399           609            580
                                        ------------ --------------  ------------  -------------
4999  Total liabilities and net position         463            399           609            580
-----------------------------------------------------------------------------------------------

                                

           Administrative Provisions--Maritime Administration

    Notwithstanding any other provision of this Act, the Maritime 
Administration is authorized to furnish utilities and services and make 
necessary repairs in connection with any lease, contract, or occupancy 
involving Government property under control of the Maritime 
Administration, and payments received therefore shall be credited to the 
appropriation charged with the cost thereof: Provided, That rental 
payments under any such lease, contract, or occupancy for items other 
than such utilities, services, or repairs shall be covered into the 
Treasury as miscellaneous receipts.
    No obligations shall be incurred during the current fiscal year from 
the construction fund established by the Merchant Marine Act, 1936, or 
otherwise, in excess of the appropriations and limitations contained in 
this Act or in any prior appropriation Act. (Departments of Commerce, 
Justice, and State, the Judiciary, and Related Agencies Appropriations 
Act, 2002.)

                                


 
                      GENERAL FUND RECEIPT ACCOUNTS

                           (in millions of dollars)

----------------------------------------------------------------------------
                                         2001 actual   2002 est.   2003 est.
----------------------------------------------------------------------------
Offsetting receipts from the public:
  20-031100  Tonnage duty increases.....          71          73          74
  69-085500  Registration, filing, and 
    permit fees, hazardous materials 
    transportation......................           3           1           1
  69-242100  Marine safety fees.........          20          20          20
  69-272830  Maritime (title XI) loan 
    program, Downward reestimates of 
    subsidies...........................          36          12
  69-273530  Alameda corridor, Downward 
    reestimates of subsidies............                      63
  69-309900  Miscellaneous recoveries 
    and refunds, not otherwise 
    classified..........................                       1           1
                                           ---------   ---------  ----------
General Fund Offsetting receipts from 
 the public.............................         130         170          96
---------------------------------------------------------------------------

                                

                  Other Consolidated Receipts Accounts

                                


 
                      TITLE III--GENERAL PROVISIONS

                     (including transfers of funds)

    Sec. 301. During the current fiscal year applicable appropriations 
to the Department of Transportation shall be available for maintenance 
and operation of aircraft; hire of passenger motor vehicles and 
aircraft; purchase of liability insurance for motor vehicles operating 
in foreign countries on official department business; and uniforms, or 
allowances therefor, as authorized by law (5 U.S.C. 5901-5902).
    Sec. 302. Such sums as may be necessary for fiscal year [2002] 2003 
pay raises for programs funded in this Act shall be absorbed within the 
levels appropriated in this Act or previous appropriations Acts.
    Sec. 303. Appropriations contained in this Act for the Department of 
Transportation shall be available for services as authorized by 5 U.S.C. 
3109, but at rates for individuals not to exceed the per diem rate 
equivalent to the rate for an Executive Level IV.
    Sec. 304. None of the funds in this Act shall be available for 
salaries and expenses of more than [105] 116 political and Presidential 
appointees in the Department of Transportation[: Provided, That none of 
the personnel covered by this provision or political and Presidential 
appointees in an independent agency funded in this Act may be assigned 
on temporary detail outside the Department of Transportation or such 
independent agency except to the Office of Homeland Security].
    Sec. 305. None of the funds in this Act shall be used for the 
planning or execution of any program to pay the expenses of, or 
otherwise compensate, non-Federal parties intervening in regulatory or 
adjudicatory proceedings funded in this Act.
    Sec. 306. None of the funds appropriated in this Act shall remain 
available for obligation beyond the current fiscal year, nor may any be 
transferred to other appropriations, unless expressly so provided 
herein.
    Sec. 307. The expenditure of any appropriation under this Act for 
any consulting service through procurement contract pursuant to section 
3109 of title 5, United States Code, shall be limited to those contracts 
where such expenditures are a matter of public record and available for 
public inspection, except where otherwise provided under existing law, 
or under existing Executive order issued pursuant to existing law.
    Sec. 308. None of the funds in this Act shall be used to implement 
section 404 of title 23, United States Code.
    Sec. 309. The limitations on obligations for the programs of the 
Federal Transit Administration shall not apply to any authority under 49 
U.S.C. 5338, previously made available for obligation, or to any other 
authority previously made available for obligation.
    Sec. 310. (a) For fiscal year [2002] 2003, the Secretary of 
Transportation shall--
        (1) not distribute from the obligation limitation for Federal-
    aid Highways amounts authorized for administrative expenses and 
    programs funded from the administrative takedown authorized by 
    section 104(a)(1)(A) of title 23, United States Code, for the 
    highway use tax evasion program, amounts provided under section 110 
    of title 23, United States Code, and for the Bureau of 
    Transportation Statistics;
        (2) not distribute an amount from the obligation limitation for 
    Federal-aid Highways that is equal to the unobligated balance of 
    amounts made available from the Highway Trust Fund (other than the 
    Mass Transit Account) for Federal-aid highways and highway safety 
    programs for the previous fiscal year the funds for which are 
    allocated by the Secretary;
        (3) determine the ratio that--
            (A) the obligation limitation for Federal-aid Highways less 
        the aggregate of amounts not distributed under paragraphs (1) 
        and (2), bears to
            (B) the total of the sums authorized to be appropriated for 
        Federal-aid highways and highway safety construction programs 
        (other than sums authorized to be appropriated for sections set 
        forth in paragraphs (1) through (7) of subsection (b) and sums 
        authorized to be appropriated for section 105 of title 23, 
        United States Code, equal to the amount referred to in 
        subsection (b)(8)) for such fiscal year less the aggregate of 
        the amounts not distributed under paragraph (1) of this 
        subsection;
        (4) distribute the obligation limitation for Federal-aid 
    Highways less the aggregate amounts not distributed under paragraphs 
    (1) and (2) of section 117 of title 23, United States Code (relating 
    to high priority projects program), section 201 of the Appalachian 
    Regional Development Act of 1965, the Woodrow Wilson Memorial Bridge 
    Authority Act of 1995, and $2,000,000,000 for such fiscal year under 
    section 105 of title 23, United States Code (relating to minimum 
    guarantee) so that the amount of obligation authority available for 
    each of such sections is equal to the amount determined by 
    multiplying the ratio determined under paragraph (3)

[[Page 788]]

    by the sums authorized to be appropriated for such section (except 
    in the case of section 105, $2,000,000,000) for such fiscal year;
        (5) distribute the obligation limitation provided for Federal-
    aid Highways less the aggregate amounts not distributed under 
    paragraphs (1) and (2) and amounts distributed under paragraph (4) 
    for each of the programs that are allocated by the Secretary under 
    title 23, United States Code (other than activities to which 
    paragraph (1) applies and programs to which paragraph (4) applies) 
    by multiplying the ratio determined under paragraph (3) by the sums 
    authorized to be appropriated for such program for such fiscal year; 
    and
        (6) distribute the obligation limitation provided for Federal-
    aid Highways less the aggregate amounts not distributed under 
    paragraphs (1) and (2) and amounts distributed under paragraphs (4) 
    and (5) for Federal-aid highways and highway safety construction 
    programs (other than the minimum guarantee program, but only to the 
    extent that amounts apportioned for the minimum guarantee program 
    for such fiscal year exceed $2,639,000,000, and the Appalachian 
    development highway system program) that are apportioned by the 
    Secretary under title 23, United States Code, in the ratio that--
            (A) sums authorized to be appropriated for such programs 
        that are apportioned to each State for such fiscal year, bear to
            (B) the total of the sums authorized to be appropriated for 
        such programs that are apportioned to all States for such fiscal 
        year.
    (b) Exceptions From Obligation Limitation.--The obligation 
limitation for Federal-aid Highways shall not apply to obligations: (1) 
under section 125 of title 23, United States Code; (2) under section 147 
of the Surface Transportation Assistance Act of 1978; (3) under section 
9 of the Federal-Aid Highway Act of 1981; (4) under sections 131(b) and 
131( j) of the Surface Transportation Assistance Act of 1982; (5) under 
sections 149(b) and 149(c) of the Surface Transportation and Uniform 
Relocation Assistance Act of 1987; (6) under sections 1103 through 1108 
of the Intermodal Surface Transportation Efficiency Act of 1991; (7) 
under section 157 of title 23, United States Code, as in effect on the 
day before the date of the enactment of the Transportation Equity Act 
for the 21st Century; and (8) under section 105 of title 23, United 
States Code (but, only in an amount equal to $639,000,000 for such 
fiscal year).
    (c) Redistribution of Unused Obligation Authority.--Notwithstanding 
subsection (a), the Secretary shall after August 1 for such fiscal year 
revise a distribution of the obligation limitation made available under 
subsection (a) if a State will not obligate the amount distributed 
during that fiscal year and redistribute sufficient amounts to those 
States able to obligate amounts in addition to those previously 
distributed during that fiscal year giving priority to those States 
having large unobligated balances of funds apportioned under sections 
104 and 144 of title 23, United States Code, section 160 (as in effect 
on the day before the enactment of the Transportation Equity Act for the 
21st Century) of title 23, United States Code, and under section 1015 of 
the Intermodal Surface Transportation Efficiency Act of 1991 (105 Stat. 
1943-1945).
    (d) Applicability of Obligation Limitations to Transportation 
Research Programs.--The obligation limitation shall apply to 
transportation research programs carried out under chapter 5 of title 
23, United States Code, except that obligation authority made available 
for such programs under such limitation shall remain available for a 
period of 3 fiscal years.
    (e) Redistribution of Certain Authorized Funds.--Not later than 30 
days after the date of the distribution of obligation limitation under 
subsection (a), the Secretary shall distribute to the States any funds: 
(1) that are authorized to be appropriated for such fiscal year for 
Federal-aid highways programs (other than the program under section 160 
of title 23, United States Code) and for carrying out subchapter I of 
chapter 311 of title 49, United States Code, and highway-related 
programs under chapter 4 of title 23, United States Code; and (2) that 
the Secretary determines will not be allocated to the States, and will 
not be available for obligation, in such fiscal year due to the 
imposition of any obligation limitation for such fiscal year. Such 
distribution to the States shall be made in the same ratio as the 
distribution of obligation authority under subsection (a)(6). The funds 
so distributed shall be available for any purposes described in section 
133(b) of title 23, United States Code.
    (f) Special Rule.--Obligation limitation distributed for a fiscal 
year under subsection (a)(4) of this section for a section set forth in 
subsection (a)(4) shall remain available until used and shall be in 
addition to the amount of any limitation imposed on obligations for 
Federal-aid highway and highway safety construction programs for future 
fiscal years.
    Sec. 311. (a) No recipient of funds made available in this Act shall 
disseminate personal information (as defined in 18 U.S.C. 2725(3)) 
obtained by a State department of motor vehicles in connection with a 
motor vehicle record as defined in 18 U.S.C. 2725(1), except as provided 
in 18 U.S.C. 2721 for a use permitted under 18 U.S.C. 2721.
    (b) Notwithstanding subsection (a), the Secretary shall not withhold 
funds provided in this Act for any grantee if a State is in 
noncompliance with this provision.
    Sec. 312. None of the funds in this Act shall be available to plan, 
finalize, or implement regulations that would establish a vessel traffic 
safety fairway less than five miles wide between the Santa Barbara 
Traffic Separation Scheme and the San Francisco Traffic Separation 
Scheme.
    Sec. 313. Notwithstanding any other provision of law, airports may 
transfer, without consideration, to the Federal Aviation Administration 
(FAA) instrument landing systems (along with associated approach 
lighting equipment and runway visual range equipment) which conform to 
FAA design and performance specifications, the purchase of which was 
assisted by a Federal airport-aid program, airport development aid 
program or airport improvement program grant: Provided, That, the 
Federal Aviation Administration shall accept such equipment, which shall 
thereafter be operated and maintained by FAA in accordance with agency 
criteria.
    Sec. 314. Notwithstanding any other provision of law, and except for 
fixed guideway modernization projects, funds made available by this Act 
under ``Federal Transit Administration, Capital investment grants'' for 
projects specified in this Act or identified in reports accompanying 
this Act not obligated by September 30, [2004] 2005, and other 
recoveries, shall be made available for other projects under 49 U.S.C. 
5309.
    Sec. 315. Notwithstanding any other provision of law, any funds 
appropriated before October 1, [2001] 2002, under any section of chapter 
53 of title 49, United States Code, that remain available for 
expenditure may be transferred to and administered under the most recent 
appropriation heading for any such section.
    [Sec. 316. None of the funds in this Act may be used to compensate 
in excess of 335 technical staff-years under the federally funded 
research and development center contract between the Federal Aviation 
Administration and the Center for Advanced Aviation Systems Development 
during fiscal year 2002.]
    Sec. [317] 316. Funds received by the Federal Highway 
Administration, Federal Transit Administration, and Federal Railroad 
Administration from States, counties, municipalities, other public 
authorities, and private sources for expenses incurred for training may 
be credited respectively to the Federal Highway Administration's 
``Federal-Aid Highways'' account, the Federal Transit Administration's 
``Transit Planning and Research'' account, and to the Federal Railroad 
Administration's ``Safety and Operations'' account, except for State 
rail safety inspectors participating in training pursuant to 49 U.S.C. 
20105.
    [Sec. 318. Of the funds made available under section 1101(a)(12) and 
section 1503 of Public Law 105-178, as amended, $52,973,000 are 
rescinded.]
    [Sec. 319. Beginning in fiscal year 2002 and thereafter, the 
Secretary may use up to 1 percent of the amounts made available to carry 
out 49 U.S.C. 5309 for oversight activities under 49 U.S.C. 5327.]
    [Sec. 320. Funds made available for Alaska or Hawaii ferry boats or 
ferry terminal facilities pursuant to 49 U.S.C. 5309(m)(2)(B) may be 
used to construct new vessels and facilities, or to improve existing 
vessels and facilities, including both the passenger and vehicle-related 
elements of such vessels and facilities, and for repair facilities: 
Provided, That not more than $3,000,000 of the funds made available 
pursuant to 49 U.S.C. 5309(m)(2)(B) may be used by the State of Hawaii 
to initiate and operate a passenger ferryboat services demonstration 
project to test the viability of different intra-island and inter-island 
ferry routes.]
    Sec. [321] 317. Notwithstanding 31 U.S.C. 3302, funds received by 
the Bureau of Transportation Statistics from the sale of data products, 
for necessary expenses incurred pursuant to 49 U.S.C. 111 may be 
credited to the Federal-aid highways account for the purpose

[[Page 789]]

of reimbursing the Bureau for such expenses: Provided, That such funds 
shall be subject to the obligation limitation for Federal-aid highways 
and highway safety construction.
    [Sec. 322. Section 3030(a) of the Transportation Equity Act for the 
21st Century (Public Law 105-178) is amended by adding at the end, the 
following line: ``Washington County--Wilsonville to Beaverton commuter 
rail.''.]
    [Sec. 323. Section 3030(b) of the Transportation Equity Act for the 
21st Century (Public Law 105-178) is amended by adding at the end the 
following: ``Detroit, Michigan Metropolitan Airport rail project.''.]
    Sec. [324] 318. None of the funds in this Act may be obligated or 
expended for employee training which: (a) does not meet identified needs 
for knowledge, skills and abilities bearing directly upon the 
performance of official duties; (b) contains elements likely to induce 
high levels of emotional response or psychological stress in some 
participants; (c) does not require prior employee notification of the 
content and methods to be used in the training and written end of course 
evaluations; (d) contains any methods or content associated with 
religious or quasi-religious belief systems or ``new age'' belief 
systems as defined in Equal Employment Opportunity Commission Notice N-
915.022, dated September 2, 1988; (e) is offensive to, or designed to 
change, participants' personal values or lifestyle outside the 
workplace; or (f) includes content related to human immunodeficiency 
virus/acquired immune deficiency syndrome (HIV/AIDS) other than that 
necessary to make employees more aware of the medical ramifications of 
HIV/AIDS and the workplace rights of HIV-positive employees.
    Sec. [325] 319. None of the funds in this Act shall, in the absence 
of express authorization by Congress, be used directly or indirectly to 
pay for any personal service, advertisement, telegraph, telephone, 
letter, printed or written material, radio, television, video 
presentation, electronic communications, or other device, intended or 
designed to influence in any manner a Member of Congress or of a State 
legislature to favor or oppose by vote or otherwise, any legislation or 
appropriation by Congress or a State legislature after the introduction 
of any bill or resolution in Congress proposing such legislation or 
appropriation, or after the introduction of any bill or resolution in a 
State legislature proposing such legislation or appropriation: Provided, 
That this shall not prevent officers or employees of the Department of 
Transportation or related agencies funded in this Act from communicating 
to Members of Congress or to Congress, on the request of any Member, or 
to members of State legislature, or to a State legislature, through the 
proper official channels, requests for legislation or appropriations 
which they deem necessary for the efficient conduct of business.
    Sec. [326] 320. (a) In General.--None of the funds made available in 
this Act may be expended by an entity unless the entity agrees that in 
expending the funds the entity will comply with the Buy American Act (41 
U.S.C. 10a-10c).
    (b) Sense of the Congress; Requirement Regarding Notice.--
        (1) Purchase of american-made equipment and products.--In the 
    case of any equipment or product that may be authorized to be 
    purchased with financial assistance provided using funds made 
    available in this Act, it is the sense of the Congress that entities 
    receiving the assistance should, in expending the assistance, 
    purchase only American-made equipment and products to the greatest 
    extent practicable.
        (2) Notice to recipients of assistance.--In providing financial 
    assistance using funds made available in this Act, the head of each 
    Federal agency shall provide to each recipient of the assistance a 
    notice describing the statement made in paragraph (1) by the 
    Congress.
    (c) Prohibition of Contracts With Persons Falsely Labeling Products 
as Made in America.--If it has been finally determined by a court or 
Federal agency that any person intentionally affixed a label bearing a 
``Made in America'' inscription, or any inscription with the same 
meaning, to any product sold in or shipped to the United States that is 
not made in the United States, the person shall be ineligible to receive 
any contract or subcontract made with funds made available in this Act, 
pursuant to the debarment, suspension, and ineligibility procedures 
described in sections 9.400 through 9.409 of title 48, Code of Federal 
Regulations.
    Sec. [327] 321. Rebates, refunds, incentive payments, minor fees and 
other funds received by the Department from travel management centers, 
charge card programs, the subleasing of building space, and 
miscellaneous sources are to be credited to appropriations of the 
Department and allocated to elements of the Department using fair and 
equitable criteria and such funds shall be available until December 31, 
[2002] 2003.
    Sec. [328] 322. Notwithstanding any other provision of law, rule or 
regulation, the Secretary of Transportation is authorized to allow the 
issuer of any preferred stock heretofore sold to the Department to 
redeem or repurchase such stock upon the payment to the Department of an 
amount determined by the Secretary.
    [Sec. 329. For necessary expenses of the Amtrak Reform Council 
authorized under section 203 of Public Law 105-134, $225,000.]
    [Sec. 330. In addition to amounts otherwise made available in this 
Act, to enable the Secretary of Transportation to make grants for 
surface transportation projects, $144,000,000, to remain available until 
expended.]
    [Sec. 331. During fiscal year 2002, for providing support to the 
Department of Defense, the Coast Guard Yard and other Coast Guard 
specialized facilities designated by the Commandant shall qualify as 
components of the Department of Defense for competition and workload 
assignment purposes: Provided, That in addition, for purposes of 
entering into joint public-private partnerships and other cooperative 
arrangements for the performance of work, the Coast Guard Yard and other 
Coast Guard specialized facilities may enter into agreements or other 
arrangements, receive and retain funds from and pay funds to such public 
and private entities, and may accept contributions of funds, materials, 
services, and the use of facilities from such entities: Provided 
further, That amounts received under this section may be credited to 
appropriate Coast Guard accounts for fiscal year 2002.]
    [Sec. 332. None of the funds in this Act may be used to make a grant 
unless the Secretary of Transportation notifies the House and Senate 
Committees on Appropriations not less than 3 full business days before 
any discretionary grant award, letter of intent, or full funding grant 
agreement totaling $1,000,000 or more is announced by the department or 
its modal administrations from: (1) any discretionary grant program of 
the Federal Highway Administration other than the emergency relief 
program; (2) the airport improvement program of the Federal Aviation 
Administration; or (3) any program of the Federal Transit Administration 
other than the formula grants and fixed guideway modernization programs: 
Provided, That no notification shall involve funds that are not 
available for obligation.]
    [Sec. 333. (a) None of the funds made available in this Act shall be 
available for the design or construction of a light rail system in 
Houston, Texas.
    (b) Notwithstanding (a), amounts made available in this Act under 
the heading ``Federal Transit Administration, Capital investment 
grants'' for a Houston, Texas, Metro advanced transit plan project shall 
be available for obligation or expenditure subject to the following 
conditions:
        (1) Sufficient amounts shall be used for major investment 
    studies in 4 major corridors.
        (2) The Texas Department of Transportation shall review and 
    comment on the findings of the studies under paragraph (1). Any 
    comments by such department on such findings shall be included in 
    any final report on such studies.
        (3) If a final report on the studies under paragraph (1) is not 
    available for at least the 1-month period preceding the date of any 
    referendum held by the City of Houston, Texas, or by a county of 
    Texas, regarding approval of the issuance of bonds for funding a 
    light rail system in Houston, Texas, all information developed by 
    such studies regarding passenger and cost estimates for such a 
    system shall be made available to the public at least 1 month before 
    the date of the referendum.]
    [Sec. 334. None of the funds made available in this Act may be used 
for engineering work related to an additional runway at New Orleans 
International Airport.]
    Sec. [335] 323. None of the funds in this Act shall be used to 
pursue or adopt guidelines or regulations requiring airport sponsors to 
provide to the Federal Aviation Administration without cost building 
construction, maintenance, utilities and expenses, or space in airport 
sponsor-owned buildings for services relating to air traffic control, 
air navigation or weather reporting: Provided, That the prohibition of 
funds in this section does not apply to negotiations between the agency 
and airport sponsors to achieve agreement on ``below-market'' rates for 
these items or to grant assurances that require airport sponsors to 
provide land without cost to the FAA for air traffic control facilities.
    Sec. [336] 324. Notwithstanding any other provision of law, whenever 
an allocation is made of the sums authorized to be appropriated

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for expenditure on the Federal lands highway program, and whenever an 
apportionment is made of the sums authorized to be appropriated for 
expenditure on the surface transportation program, the congestion 
mitigation and air quality improvement program, the National Highway 
System, the Interstate maintenance program, the bridge program, the 
Appalachian development highway system, and the minimum guarantee 
program, the Secretary of Transportation shall deduct a sum in such 
amount not to exceed [two-fifths of 1] 0.0045 percent of all sums so 
made available, as the Secretary determines necessary, to administer the 
provisions of law to be financed from appropriations for motor carrier 
safety programs and motor carrier safety research. The sum so deducted 
shall remain available until expended: Provided, That any deduction by 
the Secretary of Transportation in accordance with this paragraph shall 
be deemed to be a deduction under section 104(a)(1)(B) of title 23, 
United States Code.
    Sec. [337] 325. For an airport project that the Administrator of the 
Federal Aviation Administration (FAA) determines will add critical 
airport capacity to the national air transportation system, the 
Administrator is authorized to accept funds from an airport sponsor, 
including entitlement funds provided under the ``Grants-in-Aid for 
Airports'' program, for the FAA to hire additional staff or obtain the 
services of consultants: Provided, That the Administrator is authorized 
to accept and utilize such funds only for the purpose of facilitating 
the timely processing, review, and completion of environmental 
activities associated with such project.
    [Sec. 338. None of the funds made available in this Act may be used 
to further any efforts toward developing a new regional airport for 
southeast Louisiana until a comprehensive plan is submitted by a 
commission of stakeholders to the Administrator of the Federal Aviation 
Administration and that plan, as approved by the Administrator, is 
submitted to and approved by the Senate Committee on Appropriations and 
the House Committee on Appropriations.]
    [Sec. 339. Notwithstanding any other provision of law, States may 
use funds provided in this Act under section 402 of title 23, United 
States Code, to produce and place highway safety public service messages 
in television, radio, cinema and print media, and on the Internet in 
accordance with guidance issued by the Secretary of Transportation: 
Provided, That any State that uses funds for such public service 
messages shall submit to the Secretary a report describing and assessing 
the effectiveness of the messages: Provided further, That $8,000,000 of 
the funds allocated for innovative seat belt projects under section 157 
of title 23, United States Code, shall be used by the States, as 
directed by the National Highway Traffic Safety Administrator, to 
purchase advertising in broadcast or print media to publicize the 
States' seat belt enforcement efforts during one or more of the 
Operation ABC National Mobilizations: Provided further, That up to 
$2,000,000 of the funds allocated for innovative seat belt projects 
under section 157 of title 23, United States Code, shall be used by the 
Administrator to evaluate the effectiveness of State seat belt programs 
that purchase advertising as provided by this section.]
    [Sec. 340. Item 1348 of the table contained in section 1602 of the 
Transportation Equity Act for the 21st Century is amended by striking 
``Extend West Douglas Road'' and inserting ``Construct Gastineau Channel 
Second Crossing to Douglas Island''.]
    [Sec. 341. None of the funds in this Act may be obligated for the 
Office of the Secretary of Transportation to approve assessments or 
reimbursable agreements pertaining to funds appropriated to the modal 
administrations in this Act, except for activities underway on the date 
of enactment of this Act, unless such assessments or agreements have 
completed the normal reprogramming process for Congressional 
notification.]
    [Sec. 342. Item 642 in the table contained in section 1602 of the 
Transportation Equity Act for the 21st Century, relating to Washington, 
is amended by striking ``Construct passenger ferry facility to serve 
Southworth, Seattle'' and inserting ``Passenger only ferry to serve 
Kitsap and King Counties to Seattle''.]
    [Sec. 343. Item 1793 in section 1602 of the Transportation Equity 
Act for the 21st Century, relating to Washington, is amended by striking 
``Southworth Seattle Ferry'' and inserting ``Passenger only ferry to 
serve Kitsap and King Counties to Seattle''.]
    [Sec. 344. Item 576 in the table contained in section 1602 of the 
Transportation Equity Act for the 21st Century (112 Stat. 278) is 
amended by striking ``Bull Shoals Lake Ferry in Taney County'' and 
inserting ``Construct the Missouri Center for Advanced Highway Safety 
(MOCAHS)''.]
    [Sec. 345. The transit station operated by the Washington 
Metropolitan Area Transit Authority located at Ronald Reagan Washington 
National Airport, and known as the National Airport Station, shall be 
known and designated as the ``Ronald Reagan Washington National Airport 
Station''. The Washington Metropolitan Area Transit Authority shall 
modify the signs at the transit station, and all maps, directories, 
documents, and other records published by the Authority, to reflect the 
redesignation.]
    Sec. [346] 326. None of the funds appropriated or otherwise made 
available in this Act may be made available to any person or entity 
convicted of violating the Buy American Act (41 U.S.C. 10a-10c).
    [Sec. 347. For fiscal year 2002, notwithstanding any other provision 
of law, historic covered bridges eligible for Federal assistance under 
section 1224 of the Transportation Equity Act for the 21st Century, as 
amended, may be funded from amounts set aside for the discretionary 
bridge program.]
    [Sec. 348. None of the funds provided in this Act or prior 
Appropriations Acts for Coast Guard ``Acquisition, construction, and 
improvements'' shall be available after the fifteenth day of any quarter 
of any fiscal year, unless the Commandant of the Coast Guard first 
submits a quarterly report to the House and Senate Committees on 
Appropriations on all major Coast Guard acquisition projects including 
projects executed for the Coast Guard by the United States Navy and 
vessel traffic service projects: Provided, That such reports shall 
include an acquisition schedule, estimated current and year funding 
requirements, and a schedule of anticipated obligations and outlays for 
each major acquisition project: Provided further, That such reports 
shall rate on a relative scale the cost risk, schedule risk, and 
technical risk associated with each acquisition project and include a 
table detailing unobligated balances to date and anticipated unobligated 
balances at the close of the fiscal year and the close of the following 
fiscal year should the Administration's pending budget request for the 
acquisition, construction, and improvements account be fully funded: 
Provided further, That such reports shall also provide abbreviated 
information on the status of shore facility construction and renovation 
projects: Provided further, That all information submitted in such 
reports shall be current as of the last day of the preceding quarter.]
    [Sec. 349. Funds provided in this Act for the Transportation 
Administrative Service Center (TASC) shall be reduced by $5,000,000, 
which limits fiscal year 2002 TASC obligational authority for elements 
of the Department of Transportation funded in this Act to no more than 
$120,323,000: Provided, That such reductions from the budget request 
shall be allocated by the Department of Transportation to each 
appropriations account in proportion to the amount included in each 
account for the Transportation Administrative Service Center.]
    [Sec. 350. Safety of Cross-Border Trucking Between United States and 
Mexico. (a) No funds limited or appropriated in this Act may be 
obligated or expended for the review or processing of an application by 
a Mexican motor carrier for authority to operate beyond United States 
municipalities and commercial zones on the United States-Mexico border 
until the Federal Motor Carrier Safety Administration--
        (1)(A) requires a safety examination of such motor carrier to be 
    performed before the carrier is granted conditional operating 
    authority to operate beyond United States municipalities and 
    commercial zones on the United States-Mexico border;
        (B) requires the safety examination to include--
            (i) verification of available performance data and safety 
        management programs;
            (ii) verification of a drug and alcohol testing program 
        consistent with part 40 of title 49, Code of Federal 
        Regulations;
            (iii) verification of that motor carrier's system of 
        compliance with hours-of-service rules, including hours-of-
        service records;
            (iv) verification of proof of insurance;
            (v) a review of available data concerning that motor 
        carrier's safety history, and other information necessary to 
        determine the carrier's preparedness to comply with Federal 
        Motor Carrier Safety rules and regulations and Hazardous 
        Materials rules and regulations;
            (vi) an inspection of that Mexican motor carrier's 
        commercial vehicles to be used under such operating authority, 
        if any such commercial vehicles have not received a decal from 
        the inspection required in subsection (a)(5);

[[Page 791]]

            (vii) an evaluation of that motor carrier's safety 
        inspection, maintenance, and repair facilities or management 
        systems, including verification of records of periodic vehicle 
        inspections;
            (viii) verification of drivers' qualifications, including a 
        confirmation of the validity of the Licencia de Federal de 
        Conductor of each driver of that motor carrier who will be 
        operating under such authority; and
            (ix) an interview with officials of that motor carrier to 
        review safety management controls and evaluate any written 
        safety oversight policies and practices.
        (C) requires that--
            (i) Mexican motor carriers with three or fewer commercial 
        vehicles need not undergo on-site safety examination; however 50 
        percent of all safety examinations of all Mexican motor carriers 
        shall be conducted onsite; and
            (ii) such on-site inspections shall cover at least 50 
        percent of estimated truck traffic in any year.
        (2) requires a full safety compliance review of the carrier 
    consistent with the safety fitness evaluation procedures set forth 
    in part 385 of title 49, Code of Federal Regulations, and gives the 
    motor carrier a satisfactory rating, before the carrier is granted 
    permanent operating authority to operate beyond United States 
    municipalities and commercial zones on the United States-Mexico 
    border, and requires that any such safety compliance review take 
    place within 18 months of that motor carrier being granted 
    conditional operating authority, provided that--
            (A) Mexican motor carriers with three or fewer commercial 
        vehicles need not undergo onsite compliance review; however 50 
        percent of all compliance reviews of all Mexican motor carriers 
        shall be conducted on-site; and
            (B) any Mexican motor carrier with 4 or more commercial 
        vehicles that did not undergo an on-site safety exam under 
        (a)(1)(C), shall undergo an on-site safety compliance review 
        under this section.
        (3) requires Federal and State inspectors to verify 
    electronically the status and validity of the license of each driver 
    of a Mexican motor carrier commercial vehicle crossing the border;
            (A) for every such vehicle carrying a placardable quantity 
        of hazardous materials;
            (B) whenever the inspection required in subsection (a)(5) is 
        performed; and
            (C) randomly for other Mexican motor carrier commercial 
        vehicles, but in no case less than 50 percent of all other such 
        commercial vehicles.
        (4) gives a distinctive Department of Transportation number to 
    each Mexican motor carrier operating beyond the commercial zone to 
    assist inspectors in enforcing motor carrier safety regulations 
    including hours-of-service rules under part 395 of title 49, Code of 
    Federal Regulations;
        (5) requires, with the exception of Mexican motor carriers that 
    have been granted permanent operating authority for three 
    consecutive years--
            (A) inspections of all commercial vehicles of Mexican motor 
        carriers authorized, or seeking authority to operate beyond 
        United States municipalities and commercial zones on the United 
        States-Mexico border that do not display a valid Commercial 
        Vehicle Safety Alliance inspection decal, by certified 
        inspectors in accordance with the requirements for a Level I 
        Inspection under the criteria of the North American Standard 
        Inspection (as defined in section 350.105 of title 49, Code of 
        Federal Regulations), including examination of the driver, 
        vehicle exterior and vehicle under-carriage;
            (B) a Commercial Vehicle Safety Alliance decal to be affixed 
        to each such commercial vehicle upon completion of the 
        inspection required by clause (A) or a re-inspection if the 
        vehicle has met the criteria for the Level I inspection; and
            (C) that any such decal, when affixed, expire at the end of 
        a period of not more than 90 days, but nothing in this paragraph 
        shall be construed to preclude the Administration from requiring 
        reinspection of a vehicle bearing a valid inspection decal or 
        from requiring that such a decal be removed when a certified 
        Federal or State inspector determines that such a vehicle has a 
        safety violation subsequent to the inspection for which the 
        decal was granted.
        (6) requires State inspectors who detect violations of Federal 
    motor carrier safety laws or regulations to enforce them or notify 
    Federal authorities of such violations;
        (7)(A) equips all United States-Mexico commercial border 
    crossings with scales suitable for enforcement action; equips 5 of 
    the 10 such crossings that have the highest volume of commercial 
    vehicle traffic with weigh-in-motion (WIM) systems; ensures that the 
    remaining 5 such border crossings are equipped within 12 months; 
    requires inspectors to verify the weight of each Mexican motor 
    carrier commercial vehicle entering the United States at said WIM 
    equipped high volume border crossings; and
        (B) initiates a study to determine which other crossings should 
    also be equipped with weigh-in-motion systems;
        (8) the Federal Motor Carrier Safety Administration has 
    implemented a policy to ensure that no Mexican motor carrier will be 
    granted authority to operate beyond United States municipalities and 
    commercial zones on the United States-Mexico border unless that 
    carrier provides proof of valid insurance with an insurance company 
    licensed in the United States;
        (9) requires commercial vehicles operated by a Mexican motor 
    carrier to enter the United States only at commercial border 
    crossings where and when a certified motor carrier safety inspector 
    is on duty and where adequate capacity exists to conduct a 
    sufficient number of meaningful vehicle safety inspections and to 
    accommodate vehicles placed out-of-service as a result of said 
    inspections.
        (10) publishes--
            (A) interim final regulations under section 210(b) of the 
        Motor Carrier Safety Improvement Act of 1999 (49 U.S.C. 31144 
        note) that establish minimum requirements for motor carriers, 
        including foreign motor carriers, to ensure they are 
        knowledgeable about Federal safety standards, that may include 
        the administration of a proficiency examination;
            (B) interim final regulations under section 31148 of title 
        49, United States Code, that implement measures to improve 
        training and provide for the certification of motor carrier 
        safety auditors;
            (C) a policy under sections 218(a) and (b) of that Act (49 
        U.S.C. 31133 note) establishing standards for the determination 
        of the appropriate number of Federal and State motor carrier 
        inspectors for the United States-Mexico border;
            (D) a policy under section 219(d) of that Act (49 U.S.C. 
        14901 note) that prohibits foreign motor carriers from leasing 
        vehicles to another carrier to transport products to the United 
        States while the lessor is subject to a suspension, restriction, 
        or limitation on its right to operate in the United States; and
            (E) a policy under section 219(a) of that Act (49 U.S.C. 
        14901 note) that prohibits foreign motor carriers from operating 
        in the United States that is found to have operated illegally in 
        the United States.
    (b) No vehicles owned or leased by a Mexican motor carrier and 
carrying hazardous materials in a placardable quantity may be permitted 
to operate beyond a United States municipality or commercial zone until 
the United States has completed an agreement with the Government of 
Mexico which ensures that drivers of such vehicles carrying such 
placardable quantities of hazardous materials meet substantially the 
same requirements as United States drivers carrying such materials.
    (c) No vehicles owned or leased by a Mexican motor carrier may be 
permitted to operate beyond United States municipalities and commercial 
zones under conditional or permanent operating authority granted by the 
Federal Motor Carrier Safety Administration until--
        (1) the Department of Transportation Inspector General conducts 
    a comprehensive review of border operations within 180 days of 
    enactment to verify that--
            (A) all new inspector positions funded under this Act have 
        been filled and the inspectors have been fully trained;
            (B) each inspector conducting on-site safety compliance 
        reviews in Mexico consistent with the safety fitness evaluation 
        procedures set forth in part 385 of title 49, Code of Federal 
        Regulations, is fully trained as a safety specialist;
            (C) the requirement of subparagraph (a)(2) has not been met 
        by transferring experienced inspectors from other parts of the 
        United States to the United States-Mexico border, undermining 
        the level of inspection coverage and safety elsewhere in the 
        United States;
            (D) the Federal Motor Carrier Safety Administration has 
        implemented a policy to ensure compliance with hours-of-service 
        rules under part 395 of title 49, Code of Federal Regulations, 
        by Mexican motor carriers seeking authority to operate beyond 
        United States municipalities and commercial zones on the United 
        States-Mexico border;

[[Page 792]]

            (E) the information infrastructure of the Mexican government 
        is sufficiently accurate, accessible, and integrated with that 
        of United States enforcement authorities to allow United States 
        authorities to verify the status and validity of licenses, 
        vehicle registrations, operating authority and insurance of 
        Mexican motor carriers while operating in the United States, and 
        that adequate telecommunications links exist at all United 
        States-Mexico border crossings used by Mexican motor carrier 
        commercial vehicles, and in all mobile enforcement units 
        operating adjacent to the border, to ensure that licenses, 
        vehicle registrations, operating authority and insurance 
        information can be easily and quickly verified at border 
        crossings or by mobile enforcement units;
            (F) there is adequate capacity at each United States-Mexico 
        border crossing used by Mexican motor carrier commercial 
        vehicles to conduct a sufficient number of meaningful vehicle 
        safety inspections and to accommodate vehicles placed out-of-
        service as a result of said inspections;
            (G) there is an accessible database containing sufficiently 
        comprehensive data to allow safety monitoring of all Mexican 
        motor carriers that apply for authority to operate commercial 
        vehicles beyond United States municipalities and commercial 
        zones on the United States-Mexico border and the drivers of 
        those vehicles; and
            (H) measures are in place to enable United States law 
        enforcement authorities to ensure the effective enforcement and 
        monitoring of license revocation and licensing procedures of 
        Mexican motor carriers.
        (2) The Secretary of Transportation certifies in writing in a 
    manner addressing the Inspector General's findings in paragraphs 
    (c)(1)(A) through (c)(1)(H) of this section that the opening of the 
    border does not pose an unacceptable safety risk to the American 
    public.
    (d) The Department of Transportation Inspector General shall conduct 
another review using the criteria in (c)(1)(A) through (c)(1)(H) 
consistent with paragraph (c) of this section, 180 days after the first 
review is completed, and at least annually thereafter.
    (e) For purposes of this section, the term ``Mexican motor carrier'' 
shall be defined as a Mexico-domiciled motor carrier operating beyond 
United States municipalities and commercial zones on the United States-
Mexico border.
    (f) In addition to amounts otherwise made available in this Act, to 
be derived from the Highway Trust Fund, there is hereby appropriated to 
the Federal Motor Carrier Safety Administration, $25,866,000 for the 
salary, expense, and capital costs associated with the requirements of 
this section.]
    [Sec. 351. Notwithstanding any other provision of law, for the 
purpose of calculating the non-federal contribution to the net project 
cost of the Regional Transportation Commission Resort Corridor Fixed 
Guideway Project in Clark County, Nevada, the Secretary of 
Transportation shall include all non-federal contributions (whether 
public or private) made on or after January 1, 2000 for engineering, 
final design, and construction of any element or phase of the project, 
including any fixed guideway project or segment connecting to that 
project, and also shall allow non-federal funds (whether public or 
private) expended on one element or phase of the project to be used to 
meet the non-federal share requirement of any element or phase of the 
project.]
    [Sec. 352. (a) Findings.--Congress makes the following findings:
        (1) The condition of highway, railway, and waterway 
    infrastructure across the Nation varies widely and is in need of 
    improvement and investment.
        (2) Thousands of tons of hazardous materials, including a very 
    small amount of high-level radioactive material, are transported 
    along the Nation's highways, railways, and waterways each year.
        (3) The volume of hazardous material transport increased by over 
    one-third in the last 25 years and is expected to continue to 
    increase. Some propose significantly increasing radioactive material 
    transport.
        (4) Approximately 261,000 people were evacuated across the 
    Nation because of rail-related incidents involving hazardous 
    materials between 1978 and 1995, and during that period industry 
    reported 8 transportation accidents involving the small volume of 
    high level radioactive waste transported during that period.
        (5) The Federal Railroad Administration has significantly 
    decreased railroad inspections and has allocated few resources since 
    1993 to assure the structural integrity of railroad bridges. Train 
    derailments have increased by 18 percent over roughly the same 
    period.
        (6) The poor condition of highway, railway, and waterway 
    infrastructure, increases in the volume of hazardous material 
    transport, and proposed increases in radioactive material transport 
    increase the risk of incidents involving such materials.
        (7) Measuring the risks of hazardous or radioactive material 
    incidents and preventing such incidents requires specific 
    information concerning the condition and suitability of specific 
    transportation routes contemplated for such transport to inform and 
    enable investment in related infrastructure.
        (8) Mitigating the impact of hazardous and radioactive material 
    transportation incidents requires skilled, localized, and well-
    equipped emergency response personnel along all specifically 
    identified transportation routes.
        (9) Incidents involving hazardous or radioactive material 
    transport pose threats to the public health and safety, the 
    environment, and the economy.
    (b) Study.--The Secretary of Transportation shall, in consultation 
with the Comptroller General of the United States, conduct a study of 
the effects to public health and safety, the environment, and the 
economy associated with the transportation of hazardous and radioactive 
material.
    (c) Matters to be Addressed.--The study under subsection (b) shall 
address the following matters:
        (1) Whether the Federal Government conducts or reviews 
    individualized and detailed evaluations and inspections of the 
    condition and suitability of specific transportation routes for the 
    current, and any anticipated or proposed, transport of hazardous and 
    radioactive material, including whether resources and information 
    are adequate to conduct such evaluations and inspections.
        (2) The costs and time required to ensure adequate inspection of 
    specific transportation routes and related infrastructure and to 
    complete the infrastructure improvements necessary to ensure the 
    safety of current, and any anticipated or proposed, hazardous and 
    radioactive material transport.
        (3) Whether emergency preparedness personnel, emergency response 
    personnel, and medical personnel are adequately trained and equipped 
    to promptly respond to incidents along specific transportation 
    routes for current, anticipated, or proposed hazardous and 
    radioactive material transport.
        (4) The costs and time required to ensure that emergency 
    preparedness personnel, emergency response personnel, and medical 
    personnel are adequately trained and equipped to promptly respond to 
    incidents along specific transportation routes for current, 
    anticipated, or proposed hazardous and radioactive material 
    transport.
        (5) The availability of, or requirements to, establish 
    governmental and commercial information collection and dissemination 
    systems adequate to provide public and emergency responders in an 
    accessible manner, with timely, complete, specific, and accurate 
    information (including databases) concerning actual, proposed, or 
    anticipated shipments by highway, railway, or waterway of hazardous 
    and radioactive materials, including incidents involving the 
    transportation of such materials by those means and the public 
    safety implications of such dissemination.
    (d) Deadline for Completion.--The study under subsection (b) shall 
be completed not later than 6 months after the date of the enactment of 
this Act.
    (e) Report.--Upon completion of the study under subsection (b), the 
Secretary shall submit to Congress a report on the study.]
    [Sec. 353. In selecting projects to carry out using funds 
apportioned under section 110 of title 23, United States Code, the 
States of Georgia, Alabama, and Mississippi shall give priority 
consideration to the following projects:
        (1) Improving Johnson Ferry Road from the Chattahoochee River to 
    Abernathy Road, including the bridge over the Chattahoochee River, 
    Georgia.
        (2) Widening Abernathy Road from 2 to 4 lanes from Johnson Ferry 
    Road to Roswell Road, Georgia.
        (3) Constructing approaches to the Patton Island Bridge, 
    Alabama.
        (4) Planning, design, engineering, and construction of an 
    interchange on I-55, at approximately mile marker 114, and connector 
    roads in Madison County, Mississippi.]
    [Sec. 354. Section 355(a) of the National Highway System Designation 
Act of 1995 (109 Stat. 624) is amended by striking ``has achieved''

[[Page 793]]

and all that follows and inserting the following: ``has achieved a 
safety belt use rate of not less than 50 percent.''.]
    [Sec. 355. Not later than 180 days after the date of enactment of 
this Act, the Secretary of Transportation shall conduct a study and 
submit to Congress a report on the costs and benefits of constructing a 
third bridge across the Mississippi River in the Memphis, Tennessee, 
metropolitan area.]
    [Sec. 356. (a) Congress makes the following findings:
        (1) Section 345 of the National Highway System Designation Act 
    of 1995 authorizes limited relief to drivers of certain types of 
    commercial motor vehicles from certain restrictions on maximum 
    driving time and on-duty time.
        (2) Subsection (c) of that section requires the Secretary of 
    Transportation to determine by rulemaking proceedings that the 
    exemptions granted are not in the public interest and adversely 
    affect the safety of commercial motor vehicles.
        (3) Subsection (d) of that section requires the Secretary of 
    Transportation to monitor the safety performance of drivers of 
    commercial motor vehicles who are subject to an exemption under 
    section 345 and report to Congress prior to the rulemaking 
    proceedings.
    (b) It is the sense of Congress that the Secretary of Transportation 
should not take any action that would diminish or revoke any exemption 
in effect on the date of the enactment of this Act for drivers of 
vehicles under section 345 of the National Highway System Designation 
Act of 1995 (Public Law 104-59; 109 Stat. 613; 49 U.S.C. 31136 note) 
unless the requirements of subsections (c) and (d) of such section are 
satisfied.]
    [Sec. 357. Point Retreat Light Station shall be transferred to the 
Alaska Lighthouse Association consistent with the terms and conditions 
of section 416(b)(2) of Public Law 105-383.]
    [Sec. 358. Priority Highway Projects, Minnesota. In selecting 
projects to carry out using funds apportioned under section 110 of title 
23, United States Code, the State of Minnesota shall give priority 
consideration to the following projects:
        (1) The Southeast Main and Rail Relocation Project in Moorhead, 
    Minnesota.
        (2) Improving access to and from I-35 W at Lake Street in 
    Minneapolis, Minnesota.]
    [Sec. 359. Notwithstanding any other provision of law, the Secretary 
of Transportation shall approve the use of funds apportioned under 
paragraphs (1) and (3) of section 104(b) of title 23, United States 
Code, for construction of Type II noise barriers--
        (1) at the locations identified in section 358 of the Department 
    of Transportation and Related Agencies Appropriations Act, 2000 (113 
    Stat. 1027);
        (2) on the west side of Interstate Route 285 from Henderson Mill 
    Road to Chamblee Tucker Road in DeKalb County, Georgia;
        (3) on the east and west sides of Interstate Route 85, extending 
    from Virginia Avenue to Metropolitan Parkway in Fulton County, 
    Georgia;
        (4) on the east and west sides of Interstate 285 from the South 
    Fulton Parkway/Interstate Route 85 interchange north to Interstate 
    Route 20;
        (5) on the east side of Interstate Route 75 from Howell Mill 
    Road to West Paces Ferry Road in Fulton County, Georgia;
        (6) on the east and west sides of Interstate Route 75 between 
    Chastain Road and Georgia State Route 92 in Cobb and Cherokee 
    Counties, Georgia; and
        (7) on the south side of Interstate 95 in Bensalem Township, 
    between exit 25 and exit 26, Bucks County, Pennsylvania.]
    [Sec. 360. Notwithstanding any other provision of law, of the funds 
apportioned to the State of Oklahoma under section 110 of title 23, 
United States Code, for fiscal year 2001, the $4,300,000 specified under 
the heading ``Federal-Aid Highways (Limitation on Obligations)'' in the 
Department of Transportation and Related Agencies Appropriations Act, 
2001 (Public Law 106-346) for reconstruction of U.S. 177 in the vicinity 
of Cimarron River, Oklahoma, shall be available instead only for the 
widening of U.S. 177 from SH-33 to 32nd Street in Stillwater, Oklahoma, 
and such amount shall be subject to the provisions of the last proviso 
under such heading.]
    [Sec. 361. Section 3030(d)(3) of the Transportation Equity Act for 
the 21st Century (Public Law 105-178) is amended by inserting at the 
end:
            ``(D) Alabama State Docks intermodal passenger and freight 
        facility.''.]
    [Sec. 362. Section 1105(c) of the Intermodal Surface Transportation 
Efficiency Act of 1991 (105 Stat. 2032) is amended by adding at the end 
the following:
        ``(44) The Louisiana Highway 1 corridor from Grand Isle, 
    Louisiana, along Louisiana Highway 1, to the intersection with 
    United States Route 90.''.]
    [Sec. 363. Item 425 in the table contained in section 1602 of the 
Transportation Equity Act for the 21st Century (112 Stat. 272) is 
amended by striking ``Extend'' and all that follows through ``Parish'' 
and inserting the following: ``Extend and improve Louisiana Route 42 
from and along U.S. 61 to I-10 in Ascension and East Baton Rouge 
Parishes''.]
    [Sec. 364. Items 111 and 1583 in the table contained in section 1602 
of the Transportation Equity Act for the 21st Century (112 Stat. 261 and 
315), relating to Kentucky, are each amended by inserting after 
``Paducah'' the following: ``and other areas in the city of Paducah and 
McCracken County, Kentucky''.]
    [Sec. 365. (a) Section 1105(c)(3) of the Intermodal Surface 
Transportation Efficiency Act of 1991 (Public Law 102-240), as amended, 
is hereby further amended by striking: ``then to a Kentucky Corridor 
centered on the cities of Pikeville, Jenkins, Hazard, London, Somerset, 
Columbia, Bowling Green, Hopkinsville, Benton, and Paducah'' and 
inserting: ``then to a Kentucky Corridor centered on the cities of 
Pikeville, Jenkins, Hazard, London, and Somerset; then, generally 
following the Louie B. Nunn Parkway corridor from Somerset to Columbia, 
to Glasgow, to I-65; then to Bowling Green, Hopkinsville, Benton, and 
Paducah''.
    (b) Section 1105(e)(5)(A) of the Intermodal Surface Transportation 
Efficiency Act of 1991 (Public Law 102-240), as amended, is hereby 
further amended by inserting after ``subsection (c)(1)'', the following: 
``subsection (c)(3) (solely as it relates to the Kentucky Corridor),''.]
    [Sec. 366. Section 1105(c)(18) of the Intermodal Surface 
Transportation Efficiency Act of 1991 (Public Law 102-240), as amended, 
is hereby further amended by adding:
            ``(E) In Kentucky, the corridor shall utilize the existing 
        Purchase Parkway from the Tennessee State line to Interstate 
        24.''.]
    [Sec. 367. Section 1105(e)(5)(B)(i) of the Intermodal Surface 
Transportation Efficiency Act of 1991 (Public Law 102-240), as amended, 
is hereby further amended by adding: ``The Louie B. Nunn Parkway 
corridor referred to in subsection (c)(3) shall be designated as 
Interstate Route 66. A State having jurisdiction over any segment of 
routes and/or corridors referred to in subsections (c)(3) shall erect 
signs identifying such segment that is consistent with the criteria set 
forth in subsections (e)(5)(A)(i) and (e)(5)(A)(ii) as Interstate Route 
66. Notwithstanding the provisions of subsections (e)(5)(A)(i) and 
(e)(5)(A)(ii), or any other provisions of this Act, the Commonwealth of 
Kentucky shall erect signs, as approved by the Secretary, identifying 
the routes and/or corridors described in subsection (c)(3) for the 
Commonwealth, as segments of future Interstate Route 66. The Purchase 
Parkway corridor referred to in subsection (c)(18)(E) shall be 
designated as Interstate Route 69. A State having jurisdiction over any 
segment of routes and/or corridors referred to in subsections (c)(18) 
shall erect signs identifying such segment that is consistent with the 
criteria set forth in subsections (e)(5)(A)(i) and (e)(5)(A)(ii) as 
Interstate Route 69. Notwithstanding the provisions of subsections 
(e)(5)(A)(i) and (e)(5)(A)(ii), or any other provisions of this Act, the 
Commonwealth of Kentucky shall erect signs, as approved by the 
Secretary, identifying the routes and/or corridors described in 
subsection (c)(18) for the Commonwealth, as segments of future 
Interstate Route 69.''.]
    [Sec. 368. Notwithstanding any other provision of law, any funds 
made available to the southern coalition for advanced transportation 
(SCAT) in the Department of Transportation and Related Agencies 
Appropriations Act, 2000, Public Law 106-69, under Capital Investment 
Grants, or identified in the conference report accompanying the 
Department of Transportation and Related Agencies Appropriations Act, 
2001, Public Law 106-346, that remain unobligated shall be transferred 
to Transit Planning and Research and made available to the electric 
transit vehicle institute (ETVI) in Tennessee for research administered 
under the provisions of 49 U.S.C. 5312.]
    [Sec. 369. Chapter 9 of title II of the Supplemental Appropriations 
Act, 2001 (Public Law 107-20) is amended by deleting the heading 
``(Highway Trust Fund)'' under the heading ``Federal-aid Highways''; and 
inserting in the body under the heading ``Federal-aid Highways'' after 
``available'' the following: ``from the Highway Trust Fund (other than 
the mass transit account) or the general fund''; and striking ``103-
311'' and inserting in lieu thereof ``103-331''.]
    [Sec. 370. Notwithstanding the project descriptions contained in 
table item number 865 of section 1602 of Public Law 105-178, table item 
number 77 of section 1106(a) of Public Law 102-240 and section 1069(d) 
relating to the Riverside Expressway in Fairmont, West Vir

[[Page 794]]

ginia, amounts available under such provision shall be available to 
carry out any project eligible under title 23, United States Code, in 
the vicinity of Fairmont, West Virginia.]
    [Sec. 371. Item 71 in the table contained in section 1602 of the 
Transportation Equity Act for the 21st Century, Public Law 105-178, is 
amended by replacing ``restore First and Main Streets to two-way 
traffic'' with ``traffic safety and pedestrian improvements in downtown 
Miamisburg''.]
    [Sec. 372. Item 258 in the table under the heading ``Capital 
Investment Grants'' in title I of the Department of Transportation and 
Related Agencies Appropriations Act, 2000 (Public Law 106-69; 113 Stat. 
1006) is amended by striking ``Killington-Sherburne satellite bus 
facility'' and inserting ``Marble Valley Regional Transit District 
buses''.]
    [Sec. 373. Of the funds available in item 73 of the table contained 
in section 1106(b) of the Intermodal Surface Transportation Efficiency 
Act of 1991 (Public Law 102-240), $5,700,000 shall be available for 
construction of a parking facility for the inner harbor/redevelopment 
project in Buffalo, New York.]
    [Sec. 374. Of the funds available in item 630 of the table contained 
in section 1602 of the Transportation Equity Act for the 21st Century 
(Public Law 105-178) as amended by section 1102 of chapter 11 of the 
Consolidated Appropriations Act, 2001 (Public Law 106-554) shall be 
available for the construction of a parking facility for the inner 
harbor/redevelopment project in Buffalo, New York.]
    Sec. 327. The federal share of funds available for new fixed 
guideway projects under 49 U.S.C. 5309, after September 30, 2003, shall 
not be more than 50 percent: Provided, That this limitation shall not 
apply to projects for which a full finding grant agreement has been 
executed prior to October 1, 2003.
    Sec. 328. Of the funds made available under section 1119 of the 
Transportation Equity Act for the 21st Century (P.L. 105-178), as 
amended, $47,000,000 shall be set aside for construction of state border 
safety inspection facilities in the states of Arizona, California, New 
Mexico, and Texas.
    Sec. 329. Funds available or limited under this Act for the 
administration and operation of the Federal Highway Administration shall 
be available to purchase promotional items of nominal value for use in 
recruitment of individuals for employment and to promote the safety 
programs of the Federal Highway Administration.
    Sec. 330. The Secretary of Transportation shall increase fees 
charged for hazardous material registration and inspection under chapter 
51 of title 49, U.S.C. (except section 5108(g)(2), 5109, 5112, 5115, 
5116 and 5119), so as to result in additional collections in fiscal year 
2003 estimated at $5,987,000, to be credited to a special fund in the 
Treasury as offsetting receipts, which amount shall be available until 
expended for the purposes of the ``Research and Special Programs'' 
account: Provided, That the amounts appropriated for fiscal year 2003 
from the general fund for the ``Research and Special Programs'' account 
shall be reduced by $5,987,000.
    Sec. 331. The Secretary of Transportation shall charge fees for 
railroad safety under chapter 51 of title 49, U.S.C., and subtitle V, 
part A of title 49, U.S.C., so as to result in collections in fiscal 
year 2003 estimated at $59,000,000, to be credited to a special fund in 
the Treasury as offsetting receipts, of which $45,000,000 shall be 
available for the purposes of the Federal Railroad Administration's 
``Safety and Operations'' account, and of which $14,000,000 shall be 
available for the purposes of the Federal Railroad Administration's 
``Railroad Research and Development'' account: Provided further, That 
such amounts shall remain available until expended: Provided further, 
That the amounts appropriated for fiscal year 2003 from the general fund 
for ``Safety and Operations'' and ``Railroad Research and Development'' 
accounts shall be reduced by $45,000,000 and $14,000,000, respectively.
    Sec. 332. Section 41742 of title 49, United States Code is amended:
    (a) in subsection (a)(2), by inserting ``or otherwise provided to 
the Office of the Secretary or the Federal Aviation Administration'' 
after ``appropriated''; by deleting ``$15,000,000'' and inserting 
``$63,000,000''; and by adding ``(49 USCS Sec. Sec. 41731 et seq.)'' 
immediately after ``subchapter''; and
    (b) adding the following new paragraphs after subsection (a)(2):
        ``(3) Notwithstanding any other provision of subchapter II of 
    chapter 417 of this title, no subsidy level provided to an air 
    carrier in order to provide service under this subchapter, with the 
    exception of service to communities within Alaska, may exceed $275 
    per person.
        ``(4) Antideficiency act applicability.--The Antideficiency Act 
    (31 U.S.C. 1341 et seq.) remains applicable to obligations made 
    under sections 41733 and 41734 of this title. The Secretary of 
    Transportation shall take such actions as deemed necessary to ensure 
    funding does not exceed funds available to avoid violation of such 
    Act, and shall report any such actions taken to the Congress.''.
    Sec. 333. The Secretary of Transportation shall charge commercial 
vessels a fee for navigational assistance services provided by the U.S. 
Coast Guard under chapter 5, section 81 of title 14, U.S.C., so as to 
result in collections in fiscal year 2003 estimated at $165,000,000, to 
be credited to a special fund in the Treasury as offsetting receipts, of 
which $165,000,000 shall be available for the purposes of the U.S. Coast 
Guard's ``Operating Expenses'' account: Provided, That the amounts 
appropriated for fiscal year 2003 from the general fund for ``Operating 
Expenses'' account shall be reduced by $165,000,000.
    Sec. 334. Notwithstanding 10 U.S.C. 1116(c), payments into the 
Department of Defense Medicare-Eligible Retiree Health Care Fund for 
fiscal year 2003 under 10 U.S.C. 1116(a) shall be from funds available 
in the Coast Guard Operating Expenses account.
    Sec. 335. The matching requirements of the emergency fund authorized 
by section 125 and the Federal share payable authorized by section 120 
of title 23, United States Code, will be waived to pay the costs of 
projects in response to the attack on the World Trade Center in New York 
City that occurred on September 11, 2001--(1) notwithstanding section 
120(e) of that title, the Federal share of the cost of any such highway 
project shall be 100 percent; and (2) notwithstanding section 125(d)(1) 
of that title, the Secretary of Transportation may obligate more than 
$100,000,000 for those projects.

                                

                   [GENERAL PROVISIONS, THIS CHAPTER]

    [Sec. 1101. Section 5117(b)(3) of the Transportation Equity Act for 
the 21st Century (Public Law 105-178; 112 Stat. 449; 23 U.S.C. 502 note) 
is amended--
        (1) by redesignating subparagraphs (C), (D), and (E) as 
    subparagraphs (D), (F), and (G), respectively;
        (2) by inserting after subparagraph (B) the following new 
    subparagraph (C):
            ``(C) Follow-on deployment.--(i) After an intelligent 
        transportation infrastructure system deployed in an initial 
        deployment area pursuant to a contract entered into under the 
        program under this paragraph has received system acceptance, the 
        Department of Transportation has the authority to extend the 
        original contract that was competitively awarded for the 
        deployment of the system in the follow-on deployment areas under 
        the contract, using the same asset ownership, maintenance, fixed 
        price contract, and revenue sharing model, and the same 
        competitively selected consortium leader, as were used for the 
        deployment in that initial deployment area under the program.
            ``(ii) If any one of the follow-on deployment areas does not 
        commit, by July 1, 2002, to participate in the deployment of the 
        system under the contract, then, upon application by any of the 
        other follow-on deployment areas that have committed by that 
        date to participate in the deployment of the system, the 
        Secretary shall supplement the funds made available for any of 
        the follow-on deployment areas submitting the applications by 
        using for that purpose the funds not used for deployment of the 
        system in the nonparticipating area. Costs paid out of funds 
        provided in such a supplementation shall not be counted for the 
        purpose of the limitation on maximum cost set forth in 
        subparagraph (B).'';
        (3) by inserting after subparagraph (D), as redesignated by 
    paragraph (1), the following new subparagraph (E):
            ``(E) Definitions.--In this paragraph:
                ``(i) The term `initial deployment area' means a 
            metropolitan area referred to in the second sentence of 
            subparagraph (A).
                ``(ii) The term `follow-on deployment areas' means the 
            metropolitan areas of Baltimore, Birmingham, Boston, 
            Chicago, Cleveland, Dallas/Ft. Worth, Denver, Detroit, 
            Houston, Indianapolis, Las Vegas, Los Angeles, Miami, New 
            York/Northern New Jersey, Northern Kentucky/Cincinnati, 
            Oklahoma City, Orlando, Philadelphia, Phoenix, Pittsburgh, 
            Portland, Providence, Salt Lake, San Diego, San Francisco, 
            St. Louis, Seattle, Tampa, and Washington, District of 
            Columbia.''; and
        (4) in subparagraph (D), as redesignated by paragraph (1), by 
    striking ``subparagraph (D)'' and inserting ``subparagraph (F)''.]

[[Page 795]]

    [Sec. 1102. No appropriated funds or revenues generated by the 
National Railroad Passenger Corporation may be used to implement section 
204(c)(2) of Public Law 105-134 until the Congress has enacted an Amtrak 
Reauthorization Act.]
    [Sec. 1103. (a) Notwithstanding any other provision of law, of the 
funds authorized under section 110 of title 23, United States Code, for 
fiscal year 2002, no funds shall be available for the program authorized 
under section 1101(a)(11) of Public Law 105-178 and $29,542,304 shall be 
set aside for the project as authorized under title IV of the National 
Highway System Designation Act of 1995, as amended: Provided, That, if 
funds authorized under these provisions have been distributed then the 
amount so specified shall be recalled proportionally from those funds 
distributed to the States under section 110(b)(4)(A) and (B) of title 
23, United States Code.
    (b) Notwithstanding any other provision of law, for fiscal year 
2002, funds available for environmental streamlining activities under 
section 104(a)(1)(A) of title 23, United States Code, may include making 
grants to, or entering into contracts, cooperative agreements, and other 
transactions, with a Federal agency, State agency, local agency, 
authority, association, nonprofit or for-profit corporation, or 
institution of higher education.
    (c) Notwithstanding any other provision of law, of the funds 
authorized under section 110 of title 23, United States Code, for fiscal 
year 2002, and made available for the National motor carrier safety 
program, $5,896,000 shall be for State commercial driver's license 
program improvements.
    (d) Notwithstanding any other provision of law, of the funds 
authorized under section 110 of title 23, United States Code, for fiscal 
year 2002, and made available for border infrastructure improvements, up 
to $2,300,000 shall be made available to carry out section 1119(d) of 
the Transportation Equity Act for the 21st Century, as amended.]
    [Sec. 1104. Notwithstanding any other provision of law, of the 
amounts appropriated in fiscal year 2002 for the Research and Special 
Programs Administration, $3,170,000 of funds provided for research and 
special programs shall remain available until September 30, 2004, and 
$22,786,000 of funds provided for the pipeline safety program derived 
from the pipeline safety fund shall remain available until September 30, 
2004.]
    [Sec. 1105. Item 1497 in the table contained in section 1602 of the 
Transportation Equity Act for the 21st Century (112 Stat. 312), relating 
to Alaska, is amended by inserting ``and construct capital improvements 
to intermodal marine freight and passenger facilities and access 
thereto'' before ``in Anchorage''.]
    [Sec. 1106. The Department of Transportation and Related Agencies 
Appropriations Act, 2002 is amended in section 330 by striking 
``$144,000,000'' and inserting ``$148,300,000'' and in section 349 by 
striking ``$5,000,000'' and inserting ``$9,300,000'' and by striking 
``$120,323,000'' and inserting ``$116,023,000''.]
    [Sec. 1107. Notwithstanding any other provision of law, none of the 
funds in the Department of Transportation and Related Agencies 
Appropriations Act, 2002 shall be available for salaries and expenses of 
more than 102 political and Presidential appointees in the Department of 
Transportation: Provided, That none of the funds in this Act, or any 
other Appropriations Act for fiscal year 2002, shall be available for 
the position of Under Secretary of Transportation for Policy or the 
position of Assistant Secretary for Public Affairs.]
    [Sec. 1108. Section 1511(b) of the Transportation Equity Act for the 
21st Century (Public Law 105-178), as amended, is amended by striking 
``Rhode Island'' and inserting in lieu thereof ``Rhode Island, and 
Texas'' and by inserting before the period in subsection (b)(1)(A) ``, 
provided that Texas may not compete for funds previously allocated or 
appropriated to any other State''.] (Emergency Supplemental Act, 2002.)
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