[Appendix]
[Detailed Budget Estimates by Agency]
[National Science Foundation]
[From the U.S. Government Printing Office, www.gpo.gov]


                     THE BUDGET FOR FISCAL YEAR 2002


                       NATIONAL SCIENCE FOUNDATION

 
                       NATIONAL SCIENCE FOUNDATION

                              Federal Funds

General and special funds:

                     Research and Related Activities

    For necessary expenses in carrying out the National Science 
Foundation Act of 1950, as amended (42 U.S.C. 1861-1875), and the Act to 
establish a National Medal of Science (42 U.S.C. 1880-1881); services as 
authorized by 5 U.S.C. 3109; authorized travel; maintenance and 
operation of aircraft and purchase of flight services for research 
support; acquisition of aircraft; [$3,350,000,000] $3,326,981,000, of 
which not to exceed [$275,592,000] $285,000,000 shall remain available 
until expended for Polar research and operations support, and for 
reimbursement to other Federal agencies for operational and science 
support and logistical and other related activities for the United 
States Antarctic program; the balance to remain available until 
September 30, [2002] 2003: Provided, That receipts for scientific 
support services and materials furnished by the National Research 
Centers and other National Science Foundation supported research 
facilities may be credited to this appropriation[: Provided further, 
That to the extent that the amount appropriated is less than the total 
amount authorized to be appropriated for included program activities, 
all amounts, including floors and ceilings, specified in the authorizing 
Act for those program activities or their subactivities shall be reduced 
proportionally: Provided further, That $65,000,000 of the funds 
available under this heading shall be made available for a comprehensive 
research initiative on plant genomes for economically significant crops: 
Provided further, That no funds in this or any other Act shall be used 
to acquire or lease a research vessel with ice-breaking capability built 
or retrofitted by a shipyard located in a foreign country if such a 
vessel of United States origin can be obtained at a cost no more than 50 
per centum above that of the least expensive technically acceptable 
foreign vessel bid: Provided further, That, in determining the cost of 
such a vessel, such cost be increased by the amount of any subsidies or 
financing provided by a foreign government (or instrumentality thereof ) 
to such vessel's construction: Provided further, That if the vessel 
contracted for pursuant to the foregoing is not available for the 2002-
2003 austral summer Antarctic season, a vessel of any origin may be 
leased for a period of not to exceed 120 days for that season and each 
season thereafter until delivery of the new vessel]. (Departments of 
Veterans Affairs and Housing and Urban Development, and Independent 
Agencies Appropriations Act, 2001, as enacted by section 1(a)(1) of P.L. 
106-377.)

               Program and Financing (in millions of dollars)

----------------------------------------------------------------------------
Identification code 49-0100-0-1-999      2000 actual   2001 est.   2002 est.
----------------------------------------------------------------------------

    Obligations by program activity:
      Direct program:

00.01   Biological sciences.............         418         485         483
00.02   Computer and information science 
          and engineering...............         389         478         470
00.03   Engineering.....................         380         431         431
00.05   Geosciences.....................         488         562         559
00.06   Mathematical and physical 
          sciences......................         756         851         864
00.07   Social, behavioral and economic 
          sciences......................         162         164         163
00.09   U.S. Polar research programs....          68          63          63
00.10   U.S. Antarctic logistical 
          support activities............         190         211         213
00.11   Integrative activities..........         129          98          81
09.01 Reimbursable programs.............          70         100         100
                                           ---------   ---------  ----------
10.00   Total new obligations...........       3,050       3,443       3,427
----------------------------------------------------------------------------

    Budgetary resources available for obligation:
21.40 Unobligated balance carried 
        forward, start of year..........           2           8
22.00 New budget authority (gross)......       3,043       3,443       3,427
22.10 Resources available from 
        recoveries of prior year 
        obligations.....................          15
22.22 Unobligated balance transferred 
        from other accounts.............           1
                                           ---------   ---------  ----------
23.90   Total budgetary resources 
          available for obligation......       3,061       3,451       3,427
23.95 Total new obligations.............      -3,050      -3,443      -3,427
23.98 Unobligated balance expiring or 
        withdrawn.......................          -2          -8
24.40 Unobligated balance carried 
        forward, end of year............           8
----------------------------------------------------------------------------

    New budget authority (gross), detail:
      Discretionary:

40.00   Appropriation...................                   3,350       3,327
40.05   Appropriation (indefinite)......       2,966
40.35   Appropriation rescinded.........          -8
40.77   Reduction pursuant to P.L. 106-
          554 (0.22 percent)............                      -7
42.00   Transferred from other accounts.          15
                                           ---------   ---------  ----------
43.00     Appropriation (total 
            discretionary)..............       2,973       3,343       3,327
      Spending authority from offsetting 
          collections:

68.00   Offsetting collections (cash)...          77         100         100
68.10   Change in uncollected customer 
          payments from Federal sources.          -8
68.54   Portion credited to expired 
          accounts......................          -1
68.55   Portion of change in uncollected 
          customer payments from Federal 
          sources in expired accounts...           2
                                           ---------   ---------  ----------
68.90     Spending authority from 
            offsetting collections 
            (total discretionary).......          70         100         100
                                           ---------   ---------  ----------
70.00   Total new budget authority 
          (gross).......................       3,044       3,443       3,427
----------------------------------------------------------------------------

    Change in unpaid obligations:
      Unpaid obligations, start of year:

72.40   Unpaid obligations, start of 
          year..........................       3,192       3,471       3,936
72.95   Uncollected customer payments 
          from Federal sources, start of 
          year..........................         -18         -10         -10
                                           ---------   ---------  ----------
72.99     Obligated balance, start of 
            year........................       3,174       3,461       3,926
73.10 Total new obligations.............       3,050       3,443       3,427
73.20 Total outlays (gross).............      -2,740      -2,978      -3,268
73.40 Adjustments in expired accounts 
        (net)...........................         -16
73.45 Recoveries of prior year 
        obligations.....................         -15
74.00 Change in uncollected customer 
        payments from Federal sources...           8
      Unpaid obligations, end of year:

74.40   Unpaid obligations, end of year.       3,471       3,936       4,095
74.95   Uncollected customer payments 
          from Federal sources, end of 
          year..........................         -10         -10         -10
                                           ---------   ---------  ----------
74.99     Obligated balance, end of year       3,461       3,926       4,085
----------------------------------------------------------------------------

    Outlays (gross), detail:
86.90 Outlays from new discretionary 
        authority.......................         663         856         853
86.93 Outlays from discretionary 
        balances........................       2,077       2,122       2,415
                                           ---------   ---------  ----------
87.00   Total outlays (gross)...........       2,740       2,978       3,268
----------------------------------------------------------------------------

    Offsets:
      Against gross budget authority and outlays:

        Offsetting collections (cash) 
            from:
88.00     Federal sources...............         -77        -100        -100
88.40     Non-Federal sources...........
                                           ---------   ---------  ----------
88.90       Total, offsetting 
              collections (cash)........         -77        -100        -100
      Against gross budget authority only:

88.95   Change in uncollected customer 
          payments from Federal sources.           8
----------------------------------------------------------------------------

    Net budget authority and outlays:
89.00 Budget authority..................       2,974       3,343       3,327
90.00 Outlays...........................       2,662       2,878       3,168
---------------------------------------------------------------------------

    The research and related activities appropriation enables the United 
States to uphold world leadership in all aspects of science and 
engineering. This appropriation provides resources for NSF to achieve 
the following goals for strategic outcomes: enabling discovery across 
the frontier of science and engineering, connected to learning, 
innovation and service of society; development of a diverse, 
internationally competitive and globally-engaged workforce of 
scientists, engineers and well-prepared citizens; and providing broadly 
accessible,

[[Page 1074]]

state-of-the-art information bases and shared research and education 
tools. Research activities will contribute to the achievement of these 
goals through development of intellectual capital, integration of 
research and education, and promotion of partnerships. This 
appropriation supports NSF's active development of performance 
indicators.

    The major research program activities of the Foundation are:

    Biological sciences.--This activity promotes scientific progress in 
biology through support of research ranging from the study of molecules, 
through cells and organisms, to studies of ecosystems. This activity 
also supports a comprehensive research initiative on plant genomes, 
including research on economically significant crops.

    Computer and information sciences and engineering.--Research is 
directed at ``information technology'' in the broadest sense of the 
term, ranging from fundamental theory to systems engineering.

    Engineering.--Research supported by this activity aims to increase 
U.S. engineering capability and strength, and focus that capability and 
strength on areas which are relevant to national problems and long-term 
needs. This activity also includes small business innovation research.

    Geosciences.--This research advances knowledge of the properties and 
dynamics of the planet Earth.

    Mathematical and physical sciences.--Research in this activity is 
directed at increasing understanding of natural laws and phenomena. It 
includes research in mathematical sciences, astronomy, physics, 
chemistry, and materials science.

    Social, behavioral and economic sciences.--This activity supports 
research in social, behavioral and economic sciences, facilitates 
international scientific cooperation, and funds science resources 
studies.

    U.S. polar research programs.--This activity supports Arctic and 
Antarctic research and operational science support and other related 
activities for the United States polar research programs. This activity 
includes funding for the expenses of the Arctic Research Commission.

    U.S. Antarctic logistical support activities.--This activity 
provides funding for reimbursing Federal agencies for logistical and 
other related activities for the United States Antarctic program.

    Integrative activities.--This activity supports emerging cross-
disciplinary research efforts and major research instrumentation. This 
activity also provides support for the Science and Technology Policy 
Institute.

               Object Classification (in millions of dollars)

----------------------------------------------------------------------------
Identification code 49-0100-0-1-999      2000 actual   2001 est.   2002 est.
----------------------------------------------------------------------------

      Direct obligations:

21.0    Travel and transportation of 
          persons.......................           6           7           7
25.1    Advisory and assistance services          22          22          22
25.2    Other services..................           1           1           1
25.3    Purchases of goods and services 
          from Government accounts......           5           5           5
25.4    Operation and maintenance of 
          facilities....................         189         189         189
25.5    Research and development 
          contracts.....................          20          20          20
31.0    Equipment.......................           1           1           1
41.0    Grants, subsidies, and 
          contributions.................       2,736       3,098       3,082
                                           ---------   ---------  ----------
99.0      Subtotal, direct obligations..       2,980       3,343       3,327
99.0  Reimbursable obligations..........          70         100         100
                                           ---------   ---------  ----------
99.9    Total new obligations...........       3,050       3,443       3,427
---------------------------------------------------------------------------

                              Personnel Summary

----------------------------------------------------------------------------
Identification code 49-0100-0-1-999      2000 actual   2001 est.   2002 est.
----------------------------------------------------------------------------
1001  Total compensable workyears: Full-
        time equivalent employment......           3           4           4
---------------------------------------------------------------------------

                                

                    Academic Research Infrastructure

               Program and Financing (in millions of dollars)

----------------------------------------------------------------------------
Identification code 49-0150-0-1-251      2000 actual   2001 est.   2002 est.
----------------------------------------------------------------------------

    Change in unpaid obligations:
      Unpaid obligations, start of year:

72.40   Unpaid obligations, start of 
          year..........................          35          13           6
                                           ---------   ---------  ----------
72.99     Obligated balance, start of 
            year........................          35          13           6
73.20 Total outlays (gross).............         -20          -7          -4
73.40 Adjustments in expired accounts 
        (net)...........................          -2
      Unpaid obligations, end of year:

74.40   Unpaid obligations, end of year.          13           6           2
                                           ---------   ---------  ----------
74.99     Obligated balance, end of year          13           6           2
----------------------------------------------------------------------------

    Outlays (gross), detail:
86.93 Outlays from discretionary 
        balances........................          20           7           4
----------------------------------------------------------------------------

    Net budget authority and outlays:
89.00 Budget authority..................
90.00 Outlays...........................          20           7           4
---------------------------------------------------------------------------

    The academic research infrastructure facilities activity has been 
terminated. A program to support the acquisition of major research 
instrumentation has been funded through the research and related 
activities appropriation since 1997. This account shows spending from 
balances prior to the account restructuring.

                                

                        Major Research Equipment

    For necessary expenses of major construction projects pursuant to 
the National Science Foundation Act of 1950, as amended, including 
authorized travel, [$121,600,000] $96,332,000, to remain available until 
expended. (Departments of Veterans Affairs and Housing and Urban 
Development, and Independent Agencies Appropriations Act, 2001, as 
enacted by section 1(a)(1) of P.L. 106-377.)

               Program and Financing (in millions of dollars)

----------------------------------------------------------------------------
Identification code 49-0551-0-1-251      2000 actual   2001 est.   2002 est.
----------------------------------------------------------------------------

    Obligations by program activity:
10.00 Total new obligations.............         105         122          96
----------------------------------------------------------------------------

    Budgetary resources available for obligation:
21.40 Unobligated balance carried 
        forward, start of year..........          68          71          71
22.00 New budget authority (gross)......          93         122          96
22.10 Resources available from 
        recoveries of prior year 
        obligations.....................          15
                                           ---------   ---------  ----------
23.90   Total budgetary resources 
          available for obligation......         176         193         167
23.95 Total new obligations.............        -105        -122         -96
24.40 Unobligated balance carried 
        forward, end of year............          71          71          71
----------------------------------------------------------------------------

    New budget authority (gross), detail:
      Discretionary:

40.00   Appropriation...................                     122          96
40.05   Appropriation (indefinite)......          95
40.35   Appropriation rescinded.........          -2
                                           ---------   ---------  ----------
43.00     Appropriation (total 
            discretionary)..............          93         122          96
----------------------------------------------------------------------------

    Change in unpaid obligations:
      Unpaid obligations, start of year:

72.40   Unpaid obligations, start of 
          year..........................          29          86          93
                                           ---------   ---------  ----------
72.99     Obligated balance, start of 
            year........................          29          86          93
73.10 Total new obligations.............         105         122          96
73.20 Total outlays (gross).............         -33        -115        -118

[[Page 1075]]

73.45 Recoveries of prior year 
        obligations.....................         -15
      Unpaid obligations, end of year:

74.40   Unpaid obligations, end of year.          86          93          71
                                           ---------   ---------  ----------
74.99     Obligated balance, end of year          86          93          71
----------------------------------------------------------------------------

    Outlays (gross), detail:
86.90 Outlays from new discretionary 
        authority.......................           8          13          11
86.93 Outlays from discretionary 
        balances........................          25         102         108
                                           ---------   ---------  ----------
87.00   Total outlays (gross)...........          33         115         118
----------------------------------------------------------------------------

    Net budget authority and outlays:
89.00 Budget authority..................          93         122          96
90.00 Outlays...........................          33         115         118
---------------------------------------------------------------------------

               Object Classification (in millions of dollars)

----------------------------------------------------------------------------
Identification code 49-0551-0-1-251      2000 actual   2001 est.   2002 est.
----------------------------------------------------------------------------
25.5  Research and development contracts          29          14
41.0  Grants, subsidies, and 
        contributions...................          76         108          96
                                           ---------   ---------  ----------
99.9    Total new obligations...........         105         122          96
---------------------------------------------------------------------------

    The major research equipment activity supports the construction and 
procurement of unique national research platforms and major research 
equipment. Performance is measured against established construction 
schedules, costs and milestones.

                                

                          Salaries and Expenses

    For salaries and expenses necessary in carrying out the National 
Science Foundation Act of 1950, as amended (42 U.S.C. 1861-1875); 
services authorized by 5 U.S.C. 3109; hire of passenger motor vehicles; 
not to exceed $9,000 for official reception and representation expenses; 
uniforms or allowances therefor, as authorized by 5 U.S.C. 5901-5902; 
rental of conference rooms in the District of Columbia; reimbursement of 
the General Services Administration for security guard services; 
[$160,890,000] $170,040,000: Provided, That contracts may be entered 
into under ``Salaries and expenses'' in fiscal year [2001] 2002 for 
maintenance and operation of facilities, and for other services, to be 
provided during the next fiscal year. (Departments of Veterans Affairs 
and Housing and Urban Development, and Independent Agencies 
Appropriations Act, 2001, as enacted by section 1(a)(1) of P.L. 106-
377.)

               Program and Financing (in millions of dollars)

----------------------------------------------------------------------------
Identification code 49-0180-0-1-251      2000 actual   2001 est.   2002 est.
----------------------------------------------------------------------------

    Obligations by program activity:
00.01 Administration and management.....         149         161         170
09.01 Reimbursable programs.............           4           5           5
                                           ---------   ---------  ----------
10.00   Total new obligations...........         153         166         175
----------------------------------------------------------------------------

    Budgetary resources available for obligation:
22.00 New budget authority (gross)......         153         166         175
23.95 Total new obligations.............        -153        -166        -175
----------------------------------------------------------------------------

    New budget authority (gross), detail:
      Discretionary:

40.00   Appropriation...................                     161         170
40.05   Appropriation (indefinite)......         149
                                           ---------   ---------  ----------
43.00     Appropriation (total 
            discretionary)..............         149         161         170
      Spending authority from offsetting 
          collections:

68.00   Offsetting collections (cash)...           4           5           5
68.54   Portion credited to expired 
          accounts......................          -1
68.55   Portion of change in uncollected 
          customer payments from Federal 
          sources in expired accounts...           1
                                           ---------   ---------  ----------
68.90     Spending authority from 
            offsetting collections 
            (total discretionary).......           4           5           5
                                           ---------   ---------  ----------
70.00   Total new budget authority 
          (gross).......................         153         166         175
----------------------------------------------------------------------------

    Change in unpaid obligations:
      Unpaid obligations, start of year:

72.40   Unpaid obligations, start of 
          year..........................          25          26          19
72.95   Uncollected customer payments 
          from Federal sources, start of 
          year..........................          -1          -1          -1
                                           ---------   ---------  ----------
72.99     Obligated balance, start of 
            year........................          24          25          18
73.10 Total new obligations.............         153         166         175
73.20 Total outlays (gross).............        -150        -173        -174
73.40 Adjustments in expired accounts 
        (net)...........................          -2
      Unpaid obligations, end of year:

74.40   Unpaid obligations, end of year.          26          19          19
74.95   Uncollected customer payments 
          from Federal sources, end of 
          year..........................          -1          -1          -1
                                           ---------   ---------  ----------
74.99     Obligated balance, end of year          25          18          18
----------------------------------------------------------------------------

    Outlays (gross), detail:
86.90 Outlays from new discretionary 
        authority.......................         133         148         156
86.93 Outlays from discretionary 
        balances........................          17          25          18
                                           ---------   ---------  ----------
87.00   Total outlays (gross)...........         150         173         174
----------------------------------------------------------------------------

    Offsets:
      Against gross budget authority and outlays:

88.00   Offsetting collections (cash) 
          from: Federal sources.........          -4          -5          -5
----------------------------------------------------------------------------

    Net budget authority and outlays:
89.00 Budget authority..................         149         161         170
90.00 Outlays...........................         146         168         169
---------------------------------------------------------------------------

    This account provides funds to administer and manage NSF programs. 
NSF continually devises and refines performance measures for development 
and monitoring of programs. 

               Object Classification (in millions of dollars)

----------------------------------------------------------------------------
Identification code 49-0180-0-1-251      2000 actual   2001 est.   2002 est.
----------------------------------------------------------------------------

      Direct obligations:

        Personnel compensation:
11.1      Full-time permanent...........          71          76          79
11.3      Other than full-time permanent          13          14          15
11.5      Other personnel compensation..           2           3           3
11.8      Special personal services 
            payments....................           1           1           1
                                           ---------   ---------  ----------
11.9        Total personnel compensation          87          94          98
12.1    Civilian personnel benefits.....          18          20          20
21.0    Travel and transportation of 
          persons.......................           4           4           5
23.1    Rental payments to GSA..........          15          17          17
23.3    Communications, utilities, and 
          miscellaneous charges.........           3           3           3
25.1    Advisory and assistance services           1           1           2
25.2    Other services..................           4           5           6
25.3    Purchases of goods and services 
          from Government accounts......           2           1           1
25.7    Operation and maintenance of 
          equipment.....................           5           6           6
26.0    Supplies and materials..........           2           2           2
31.0    Equipment.......................           8           8          10
                                           ---------   ---------  ----------
99.0      Subtotal, direct obligations..         149         161         170
99.0  Reimbursable obligations..........           4           5           5
                                           ---------   ---------  ----------
99.9    Total new obligations...........         153         166         175
---------------------------------------------------------------------------

                              Personnel Summary

----------------------------------------------------------------------------
Identification code 49-0180-0-1-251      2000 actual   2001 est.   2002 est.
----------------------------------------------------------------------------
1001  Total compensable workyears: Full-
        time equivalent employment......       1,153       1,150       1,150
---------------------------------------------------------------------------

                                

                       Office of Inspector General

    For necessary expenses of the Office of Inspector General as 
authorized by the Inspector General Act of 1978, as amended, 
[$6,280,000] $6,760,000, to remain available until September 30, [2002] 
2003. (Departments of Veterans Affairs and Housing and Urban 
Development, and Independent Agencies Appropriations Act, 2001, as 
enacted by section 1(a)(1) of P.L. 106-377.)

[[Page 1076]]

               Program and Financing (in millions of dollars)

----------------------------------------------------------------------------
Identification code 49-0300-0-1-251      2000 actual   2001 est.   2002 est.
----------------------------------------------------------------------------

    Obligations by program activity:
10.00 Total new obligations.............           6           6           7
----------------------------------------------------------------------------

    Budgetary resources available for obligation:
22.00 New budget authority (gross)......           5           6           7
23.95 Total new obligations.............          -6          -6          -7
----------------------------------------------------------------------------

    New budget authority (gross), detail:
      Discretionary:

40.00   Appropriation...................           5           6           7
----------------------------------------------------------------------------

    Change in unpaid obligations:
      Unpaid obligations, start of year:

72.40   Unpaid obligations, start of 
          year..........................           2           2           1
                                           ---------   ---------  ----------
72.99     Obligated balance, start of 
            year........................           2           2           1
73.10 Total new obligations.............           6           6           7
73.20 Total outlays (gross).............          -5          -5          -6
      Unpaid obligations, end of year:

74.40   Unpaid obligations, end of year.           2           1           1
                                           ---------   ---------  ----------
74.99     Obligated balance, end of year           2           1           1
----------------------------------------------------------------------------

    Outlays (gross), detail:
86.90 Outlays from new discretionary 
        authority.......................           4           5           6
86.93 Outlays from discretionary 
        balances........................           1           2           1
                                           ---------   ---------  ----------
87.00   Total outlays (gross)...........           5           5           6
----------------------------------------------------------------------------

    Net budget authority and outlays:
89.00 Budget authority..................           5           6           7
90.00 Outlays...........................           5           5           6
---------------------------------------------------------------------------

    This appropriation provides agency-wide audit and investigative 
functions to identify and correct management and administrative 
deficiencies which create conditions for existing or potential instances 
of fraud, waste, and mismanagement consistent with the Inspector General 
Act of 1978, as amended (5 U.S.C. App. 3).

               Object Classification (in millions of dollars)

----------------------------------------------------------------------------
Identification code 49-0300-0-1-251      2000 actual   2001 est.   2002 est.
----------------------------------------------------------------------------
11.1  Personnel compensation: Full-time 
        permanent.......................           4           4           5
12.1  Civilian personnel benefits.......           1           1           1
25.1  Advisory and assistance services..           1           1           1
                                           ---------   ---------  ----------
99.9    Total new obligations...........           6           6           7
---------------------------------------------------------------------------

                              Personnel Summary

----------------------------------------------------------------------------
Identification code 49-0300-0-1-251      2000 actual   2001 est.   2002 est.
----------------------------------------------------------------------------
1001  Total compensable workyears: Full-
        time equivalent employment......          44          50          50
---------------------------------------------------------------------------

                                

                      Education and Human Resources

    For necessary expenses in carrying out science and engineering 
education and human resources programs and activities pursuant to the 
National Science Foundation Act of 1950, as amended (42 U.S.C. 1861-
1875), including services as authorized by 5 U.S.C. 3109, authorized 
travel, and rental of conference rooms in the District of Columbia, 
[$787,352,000] $872,407,000, to remain available until September 30, 
[2002: Provided, That to the extent that the amount of this 
appropriation is less than the total amount authorized to be 
appropriated for included program activities, all amounts, including 
floors and ceilings, specified in the authorizing Act for those program 
activities or their subactivities shall be reduced proportionally: 
Provided further, That $10,000,000 shall be available for the Office of 
Innovation Partnerships] 2003. (Departments of Veterans Affairs and 
Housing and Urban Development, and Independent Agencies Appropriations 
Act, 2001, as enacted by section 1(a)(1) of P.L. 106-377.)

               Program and Financing (in millions of dollars)

----------------------------------------------------------------------------
Identification code 49-0106-0-1-251      2000 actual   2001 est.   2002 est.
----------------------------------------------------------------------------

    Obligations by program activity:
      Obligations by progam activity:

        Direct program:
          Appropriated activities:
00.01       Educational system reform...         113         110          45
00.02       EPSCoR......................          56          85          75
00.03       Elementary, secondary and 
              informal education........         186         202         166
00.04       Undergraduate education.....         117         141         133
00.05       Graduate education..........          79          88          95
00.06       Human resource development..          77          91          90
00.07       Research, evaluation and 
              communication.............          56          68          68
00.08     Math & Science Partnerships...                                 200
                                           ---------   ---------  ----------
00.91       Subtotal appropriated 
              activities................         684         785         872
          H-1B non-immigrant petitioner 
              fee activities:
01.01       Scholarships for individuals 
              (low-income students).....          23          72          86
01.03       Systemic reform activities..           2          49          58
                                           ---------   ---------  ----------
01.91       Subtotal H-1B non-immigrant 
              petitioner fee activities.          25         121         144
                                           ---------   ---------  ----------
02.00   Total direct obligations........         709         906       1,016
09.01 Reimbursable programs.............          12          15          15
                                           ---------   ---------  ----------
10.00   Total new obligations...........         721         921       1,031
----------------------------------------------------------------------------

    Budgetary resources available for obligation:
21.40 Unobligated balance carried 
        forward, start of year..........          26          60          60
22.00 New budget authority (gross)......         752         921       1,031
22.10 Resources available from 
        recoveries of prior year 
        obligations.....................           5
                                           ---------   ---------  ----------
23.90   Total budgetary resources 
          available for obligation......         783         981       1,091
23.95 Total new obligations.............        -721        -921      -1,031
23.98 Unobligated balance expiring or 
        withdrawn.......................          -2
24.40 Unobligated balance carried 
        forward, end of year............          60          60          60
----------------------------------------------------------------------------

    New budget authority (gross), detail:
      Discretionary:

40.00   Appropriation...................                     787         872
40.05   Appropriation (indefinite)......         697
40.35   Appropriation rescinded.........          -6
40.77   Reduction pursuant to P.L. 106-
          554 (0.22 percent)............                      -2
                                           ---------   ---------  ----------
43.00     Appropriation (total 
            discretionary)..............         691         785         872
      Mandatory:

60.25   Appropriation (special fund, 
          indefinite)...................          49         121         144
      Discretionary:

68.00   Spending authority from 
          offsetting collections: 
          Offsetting collections (cash).          12          15          15
                                           ---------   ---------  ----------
70.00   Total new budget authority 
          (gross).......................         752         921       1,031
----------------------------------------------------------------------------

    Change in unpaid obligations:
      Unpaid obligations, start of year:

72.40   Unpaid obligations, start of 
          year..........................         941       1,048       1,194
                                           ---------   ---------  ----------
72.99     Obligated balance, start of 
            year........................         941       1,048       1,194
73.10 Total new obligations.............         721         921       1,031
73.20 Total outlays (gross).............        -595        -775        -876
73.40 Adjustments in expired accounts 
        (net)...........................         -12
73.45 Recoveries of prior year 
        obligations.....................          -5
      Unpaid obligations, end of year:

74.40   Unpaid obligations, end of year.       1,048       1,194       1,350
                                           ---------   ---------  ----------
74.99     Obligated balance, end of year       1,048       1,194       1,350
----------------------------------------------------------------------------

    Outlays (gross), detail:
86.90 Outlays from new discretionary 
        authority.......................          89         117         128
86.93 Outlays from discretionary 
        balances........................         506         599         653
86.97 Outlays from new mandatory 
        authority.......................                      16          19
86.98 Outlays from mandatory balances...                      43          76
                                           ---------   ---------  ----------
87.00   Total outlays (gross)...........         595         775         876
----------------------------------------------------------------------------

    Offsets:
      Against gross budget authority and outlays:

88.00   Offsetting collections (cash) 
          from: Federal sources.........         -12         -15         -15
----------------------------------------------------------------------------

[[Page 1077]]



    Net budget authority and outlays:
89.00 Budget authority..................         740         906       1,016
90.00 Outlays...........................         584         760         861
---------------------------------------------------------------------------

    Education and human resources (EHR) activities provide a 
comprehensive set of programs that further NSF's goal of ensuring a 
diverse, internationally competitive and globally-engaged workforce of 
scientists, engineers and well-prepared citizens. At the pre-
kindergarten through grade 12 (pre K-12) level, EHR catalyzes systemic 
reform of science, mathematics, engineering and technology (SMET) 
education in States, cities, school districts, and rural areas. Its pre 
K-12 programs provide new instructional materials and pedagogical 
techniques that incorporate the latest advances in teaching, learning, 
and educational technologies. They also provide enrichment activities 
for teachers and students. Undergraduate initiatives improve curricula 
in all SMET fields and lead reform efforts in mathematics, chemistry, 
and other disciplines. EHR programs strengthen laboratory course 
offerings and enhance faculty. Programs for advanced technological 
education strengthen education for students preparing to enter the high-
technology workforce. Graduate level support is directed primarily to 
research and education fellowships and traineeships to guarantee the 
U.S. world leadership in science and technology. All EHR programming 
focuses on broadening participation of groups underrepresented in SMET 
fields including activities focused on the improvement of infrastructure 
and academic programs at minority-serving institutions. The Experimental 
Program to Stimulate Competitive Research (EPSCoR) broadens 
participation of States and regions in science and engineering by 
helping institutions expand their research capacity and competitiveness. 
EHR supports research that advances SMET education, as well as 
development and effective implementation of learning technologies. 
Evaluation and communications activities ensure accountability by 
developing indicators that measure program impact and inform the 
education community of best practices and relevant information. Also 
included within EHR are funds resulting from the collection and use of 
H-1B non-immigrant fees, for scholarships and private-public 
partnerships in K-12 education, enrichment courses, and systemic reform 
activities. This appropriation also supports NSF's active development of 
performance indicators. 

               Object Classification (in millions of dollars)

----------------------------------------------------------------------------
Identification code 49-0106-0-1-251      2000 actual   2001 est.   2002 est.
----------------------------------------------------------------------------

      Direct obligations:

21.0    Travel and transportation of 
          persons.......................           2           3           3
25.1    Advisory and assistance services          17          22          24
41.0    Grants, subsidies, and 
          contributions.................         689         881         989
                                           ---------   ---------  ----------
99.0      Subtotal, direct obligations..         708         906       1,016
99.0  Reimbursable obligations..........          12          15          15
99.5  Below reporting threshold.........           1
                                           ---------   ---------  ----------
99.9    Total new obligations...........         721         921       1,031
---------------------------------------------------------------------------

                                

                               Trust Funds

                                Donations

              Unavailable Collections (in millions of dollars)

----------------------------------------------------------------------------
Identification code 49-8960-0-7-251      2000 actual   2001 est.   2002 est.
----------------------------------------------------------------------------
01.99 Balance, start of year............
    Receipts:
02.00 Donations to the National Science 
        Foundation......................          39          32          31
    Appropriations:
05.00 Donations.........................         -39         -32         -31
                                           ---------   ---------  ----------
07.99 Balance, end of year..............
---------------------------------------------------------------------------

               Program and Financing (in millions of dollars)

----------------------------------------------------------------------------
Identification code 49-8960-0-7-251      2000 actual   2001 est.   2002 est.
----------------------------------------------------------------------------

    Obligations by program activity:
00.01 Ocean drilling programs...........          18          18          17
00.02 Gemini telescope..................          13          12          12
00.03 Other.............................           1           2           2
                                           ---------   ---------  ----------
10.00   Total new obligations...........          32          32          31
----------------------------------------------------------------------------

    Budgetary resources available for obligation:
21.40 Unobligated balance carried 
        forward, start of year..........          14          21          21
22.00 New budget authority (gross)......          39          32          31
                                           ---------   ---------  ----------
23.90   Total budgetary resources 
          available for obligation......          53          53          52
23.95 Total new obligations.............         -32         -32         -31
24.40 Unobligated balance carried 
        forward, end of year............          21          21          21
----------------------------------------------------------------------------

    New budget authority (gross), detail:
      Mandatory:

60.27   Appropriation (trust fund, 
          indefinite)...................          39          32          31
----------------------------------------------------------------------------

    Change in unpaid obligations:
      Unpaid obligations, start of year:

72.40   Unpaid obligations, start of 
          year..........................          13           9           9
                                           ---------   ---------  ----------
72.99     Obligated balance, start of 
            year........................          13           9           9
73.10 Total new obligations.............          32          32          31
73.20 Total outlays (gross).............         -36         -32         -31
      Unpaid obligations, end of year:

74.40   Unpaid obligations, end of year.           9           9           9
                                           ---------   ---------  ----------
74.99     Obligated balance, end of year           9           9           9
----------------------------------------------------------------------------

    Outlays (gross), detail:
86.97 Outlays from new mandatory 
        authority.......................          13          32          31
86.98 Outlays from mandatory balances...          23
                                           ---------   ---------  ----------
87.00   Total outlays (gross)...........          36          32          31
----------------------------------------------------------------------------

    Net budget authority and outlays:
89.00 Budget authority..................          39          32          31
90.00 Outlays...........................          36          32          31
---------------------------------------------------------------------------

    This account consists of contributions from foreign governments, 
organizations and individuals to fund various cooperative efforts in 
science, research and education. These efforts include major 
international projects, such as operation of the GEMINI telescope, and 
the NSF Ocean drilling program. Other smaller activities supported 
include cooperative research, joint seminars, exchange of senior 
scientists, short-term research development visits, international 
conferences, and support for certain special functions of NSF and the 
National Science Board. These funds are not otherwise available.

               Object Classification (in millions of dollars)

----------------------------------------------------------------------------
Identification code 49-8960-0-7-251      2000 actual   2001 est.   2002 est.
----------------------------------------------------------------------------
25.4  Operation and maintenance of 
        facilities......................          17          17          16
41.0  Grants, subsidies, and 
        contributions...................          15          15          15
                                           ---------   ---------  ----------
99.9    Total new obligations...........          32          32          31
---------------------------------------------------------------------------
