[Appendix]
[Detailed Budget Estimates by Agency]
[National Science Foundation]
[From the U.S. Government Printing Office, www.gpo.gov]


[[Page 1061]]



 
                       NATIONAL SCIENCE FOUNDATION

                              Federal Funds

General and special funds:

                     Research and Related Activities

    For necessary expenses in carrying out the National Science 
Foundation Act of 1950, as amended (42 U.S.C. 1861-1875), and the Act to 
establish a National Medal of Science (42 U.S.C. 1880-1881); services as 
authorized by 5 U.S.C. 3109; authorized travel; maintenance and 
operation of aircraft and purchase of flight services for research 
support; acquisition of aircraft; [$2,966,000,000] $3,540,680,000, of 
which not to exceed [$253,000,000] $285,410,000 shall remain available 
until expended for Polar research and operations support, and for 
reimbursement to other Federal agencies for operational and science 
support and logistical and other related activities for the United 
States Antarctic program; the balance to remain available until 
September 30, [2001] 2002: Provided, That receipts for scientific 
support services and materials furnished by the National Research 
Centers and other National Science Foundation supported research 
facilities may be credited to this appropriation: Provided further, That 
to the extent that the amount appropriated is less than the total amount 
authorized to be appropriated for included program activities, all 
amounts, including floors and ceilings, specified in the authorizing Act 
for those program activities or their subactivities shall be reduced 
proportionally[: Provided further, That $60,000,000 of the funds 
available under this heading shall be made available for a comprehensive 
research initiative on plant genomes for economically significant crop: 
Provided further, That none of the funds appropriated or otherwise made 
available to the National Science Foundation in this or any prior Act 
may be obligated or expended by the National Science Foundation to enter 
into or extend a grant, contract, or cooperative agreement for the 
support of administering the domain name and numbering system of the 
Internet after September 30, 1998: Provided further, That no funds in 
this or any other Act shall be used to acquire or lease a research 
vessel with ice-breaking capability built or retrofitted by a shipyard 
located in a foreign country if such a vessel of United States origin 
can be obtained at a cost no more than 50 per centum above that of the 
least expensive technically acceptable foreign vessel bid: Provided 
further, That, in determining the cost of such a vessel, such cost be 
increased by the amount of any subsidies or financing provided by a 
foreign government (or instrumentality thereof ) to such vessel's 
construction: Provided further, That if the vessel contracted for 
pursuant to the foregoing is not available for the 2002-2003 austral 
summer Antarctic season, a vessel of any origin may be leased for a 
period of not to exceed 120 days for that season and each season 
thereafter until delivery of the new vessel]. (Departments of Veterans 
Affairs and Housing and Urban Development, and Independent Agencies 
Appropriations Act, 2000.)

               Program and Financing (in millions of dollars)

----------------------------------------------------------------------------
Identification code 49-0100-0-1-999      1999 actual   2000 est.   2001 est.
----------------------------------------------------------------------------

    Obligations by program activity:
      Direct program:

00.01   Biological sciences.............         392         414         511
00.02   Computer and information science 
          and engineering...............         299         388         529
00.03   Engineering.....................         370         382         457
00.05   Geosciences.....................         478         488         583
00.06   Mathematical and physical 
          sciences......................         734         758         881
00.07   Social, behavioral and economic 
          sciences......................         142         146         175
00.09   U.S. Polar research programs....         183         190         223
00.10   U.S. Antarctic logistical 
          support activities............          63          63          63
00.11   Integrative activities..........         161         129         119
09.01 Reimbursable programs.............          84         100         100
                                           ---------   ---------  ----------
10.00   Total new obligations...........       2,906       3,058       3,641
----------------------------------------------------------------------------

    Budgetary resources available for obligation:
21.40 Unobligated balance available, 
        start of year...................          41           2
22.00 New budget authority (gross)......       2,853       3,058       3,641
22.10 Resources available from 
        recoveries of prior year 
        obligations.....................          16
                                           ---------   ---------  ----------
23.90   Total budgetary resources 
          available for obligation......       2,910       3,060       3,641
23.95 Total new obligations.............      -2,906      -3,058      -3,641
23.98 Unobligated balance expiring or 
        withdrawn.......................          -2
24.40 Unobligated balance available, end 
        of year.........................           2
----------------------------------------------------------------------------

    New budget authority (gross), detail:
      Discretionary:

40.00   Appropriation...................       2,770       2,966       3,541
40.75   Reduction pursuant to P.L. 106-
          51............................          -1
40.76   Reduction pursuant to P.L. 106-
          113...........................                      -8
42.00   Transferred from other accounts.           5
                                           ---------   ---------  ----------
43.00     Appropriation (total 
            discretionary)..............       2,774       2,958       3,541
      Spending authority from offsetting 
          collections:

68.00   Offsetting collections (cash)...          68         100         100
68.10   From Federal sources: Change in 
          receivables and unpaid, 
          unfilled orders...............          11
                                           ---------   ---------  ----------
68.90     Spending authority from 
            offsetting collections 
            (total discretionary).......          79         100         100
                                           ---------   ---------  ----------
70.00   Total new budget authority 
          (gross).......................       2,853       3,058       3,641
----------------------------------------------------------------------------

    Change in unpaid obligations:
      Unpaid obligations, start of year:

72.40   Obligated balance, start of year       2,770       3,174       3,527
72.95   From Federal sources: 
          Receivables and unpaid, 
          unfilled orders...............           7          18          18
                                           ---------   ---------  ----------
72.99     Total unpaid obligations, 
            start of year...............       2,777       3,192       3,545
73.10 Total new obligations.............       2,906       3,058       3,641
73.20 Total outlays (gross).............      -2,461      -2,705      -3,063
73.40 Adjustments in expired accounts 
        (net)...........................         -15
73.45 Adjustments in unexpired accounts.         -16
      Unpaid obligations, end of year:

74.40   Obligated balance, end of year..       3,174       3,527       4,105
74.95   From Federal sources: 
          Receivables and unpaid, 
          unfilled orders...............          18          18          18
                                           ---------   ---------  ----------
74.99     Total unpaid obligations, end 
            of year.....................       3,192       3,545       4,123
----------------------------------------------------------------------------

    Outlays (gross), detail:
86.90 Outlays from new discretionary 
        authority.......................         674         768         902
86.93 Outlays from discretionary 
        balances........................       1,785       1,937       2,161
                                           ---------   ---------  ----------
87.00   Total outlays (gross)...........       2,461       2,705       3,063
----------------------------------------------------------------------------

    Offsets:
      Against gross budget authority and outlays:

88.00   Offsetting collections (cash) 
          from: Federal sources.........         -68        -100        -100
      Against gross budget authority only:

88.95   From Federal sources: Change in 
          receivables and unpaid, 
          unfilled orders...............         -11
----------------------------------------------------------------------------

    Net budget authority and outlays:
89.00 Budget authority..................       2,774       2,958       3,541
90.00 Outlays...........................       2,393       2,605       2,963
---------------------------------------------------------------------------

    The research and related activities appropriation enables the United 
States to uphold world leadership in all aspects of science and 
engineering. This appropriation provides resources for NSF to achieve 
the following outcome goals: discoveries at and across the frontier of 
science and engineering, and connections to its use in the service of 
society; a diverse, internationally competitive and globally-engaged 
workforce of scientists, engineers and well-prepared citizens; and 
broadly accessible, state-of-the-art information bases and shared 
research and education tools. Research activities will contribute to the 
achievement of these goals through development of intellectual capital, 
integration of research and education, and

[[Page 1062]]

promotion of partnerships. This appropriation supports NSF's active 
development of performance indicators.

    Program activities in the research and related activities 
appropriation are included in the 21st Century research fund.

    The major research program activities of the Foundation are:

    Biological sciences.--This activity promotes scientific progress in 
biology through support of research ranging from the study of molecules, 
through cells and organisms, to studies of ecosystems. This activity 
also supports a comprehensive research initiative on plant genomes, 
including research on economically significant crops.

    Computer and information sciences and engineering.--Research is 
directed at ``information technology'' in the broadest sense of the 
term, ranging from fundamental theory to systems engineering.

    Engineering.--Research supported by this activity aims to increase 
U.S. engineering capability and strength, and focus that capability and 
strength on areas which are relevant to national problems and long-term 
needs. This activity also includes small business innovation research.

    Geosciences.--This research advances knowledge of the properties and 
dynamics of the planet Earth.

    Mathematical and physical sciences.--Research in this activity is 
directed at increasing understanding of natural laws and phenomena. It 
includes research in mathematical sciences, astronomy, physics, 
chemistry, and materials science.

    Social, behavioral and economic sciences.--This activity supports 
research in social, behavioral and economic sciences, facilitates 
international scientific cooperation, and funds science resources 
studies.

    U.S. polar research programs.--This activity supports Arctic and 
Antarctic research and operational science support and other related 
activities for the United States polar research programs. This activity 
includes funding for the expenses of the Arctic Research Commission.

    U.S. Antarctic logistical support activities.--This activity 
provides funding for reimbursing Federal agencies for logistical and 
other related activities for the United States Antarctic program.

    Integrative activities.--This activity supports emerging cross-
disciplinary research efforts and major research instrumentation. This 
activity also provides support for the Science and Technology Policy 
Institute.

               Object Classification (in millions of dollars)

----------------------------------------------------------------------------
Identification code 49-0100-0-1-999      1999 actual   2000 est.   2001 est.
----------------------------------------------------------------------------

      Direct obligations:

21.0    Travel and transportation of 
          persons.......................           5           7          10
25.1    Advisory and assistance services          15          16          23
25.2    Other services..................           3           3           3
25.3    Purchases of goods and services 
          from Government accounts......           2           2           2
25.4    Operation and maintenance of 
          facilities....................         125         125         125
25.5    Research and development 
          contracts.....................          25          25          25
31.0    Equipment.......................           1           1           1
41.0    Grants, subsidies, and 
          contributions.................       2,646       2,779       3,352
                                           ---------   ---------  ----------
99.0      Subtotal, direct obligations..       2,822       2,958       3,541
99.0  Reimbursable obligations..........          83         100         100
99.5  Below reporting threshold.........           1
                                           ---------   ---------  ----------
99.9    Total new obligations...........       2,906       3,058       3,641
---------------------------------------------------------------------------

                              Personnel Summary

----------------------------------------------------------------------------
Identification code 49-0100-0-1-999      1999 actual   2000 est.   2001 est.
----------------------------------------------------------------------------
1001  Total compensable workyears: Full-
        time equivalent employment......           3           3           4
---------------------------------------------------------------------------

                                

                    Academic Research Infrastructure

               Program and Financing (in millions of dollars)

----------------------------------------------------------------------------
Identification code 49-0150-0-1-251      1999 actual   2000 est.   2001 est.
----------------------------------------------------------------------------

    Budgetary resources available for obligation:
22.10 Resources available from 
        recoveries of prior year 
        obligations.....................           2
----------------------------------------------------------------------------

    Change in unpaid obligations:
72.40 Unpaid obligations, start of year: 
        Obligated balance, start of year          74          35          16
73.20 Total outlays (gross).............         -37         -19         -11
73.40 Adjustments in expired accounts 
        (net)...........................          -1
73.45 Adjustments in unexpired accounts.          -2
74.40 Unpaid obligations, end of year: 
        Obligated balance, end of year..          35          16           5
----------------------------------------------------------------------------

    Outlays (gross), detail:
86.93 Outlays from discretionary 
        balances........................          37          19          11
----------------------------------------------------------------------------

    Net budget authority and outlays:
89.00 Budget authority..................
90.00 Outlays...........................          37          19          11
---------------------------------------------------------------------------

    The academic research infrastructure facilities activity has been 
terminated. A program to support the acquisition of major research 
instrumentation has been funded through the research and related 
activities appropriation since 1997. This account shows spending from 
balances prior to the account restructuring.

                                

                        Major Research Equipment

    For necessary expenses of major construction projects pursuant to 
the National Science Foundation Act of 1950, as amended, [including 
award-related travel, $95,000,000] including authorized travel, 
$138,540,000, to remain available until expended. For necessary expenses 
of the Large Hadron Collider, to become available on October 1 of the 
fiscal year specified and remain available until expended, as follows: 
fiscal year 2002, $16,900,000; and fiscal year 2003, $9,700,000. For 
necessary expenses of the Network for Earthquake Engineering Simulation, 
to become available on October 1 of the fiscal year specified and remain 
available until expended, as follows: fiscal year 2002, $24,400,000; 
fiscal year 2003, $4,500,000; and fiscal year 2004, $17,000,000. For 
necessary expenses of the Terascale Computing System, to become 
available on October 1, 2001 and remain available until expended, 
$55,000,000. For necessary expenses of EarthScope: U.S. Array and San 
Andreas Fault Observatory at Depth, to become available on October 1 of 
the fiscal year specified and remain available until expended, as 
follows: fiscal year 2002, $28,460,000; fiscal year 2003, $15,740,000; 
and fiscal year 2004, $13,170,000. For necessary expenses of the 
National Ecological Observatory Network, to become available on October 
1 of the fiscal year specified and remain available until expended, as 
follows: fiscal year 2002, $20,000,000; fiscal year 2003, $27,000,000; 
fiscal year 2004, $20,000,000; and fiscal year 2005, $14,000,000. 
(Departments of Veterans Affairs and Housing and Urban Development, and 
Independent Agencies Appropriations Act, 2000.)

               Program and Financing (in millions of dollars)

----------------------------------------------------------------------------
Identification code 49-0551-0-1-251      1999 actual   2000 est.   2001 est.
----------------------------------------------------------------------------

    Obligations by program activity:
10.00 Total new obligations.............          57         161         139
----------------------------------------------------------------------------

    Budgetary resources available for obligation:
21.40 Unobligated balance available, 
        start of year...................          35          68
22.00 New budget authority (gross)......          90          93         139
                                           ---------   ---------  ----------
23.90   Total budgetary resources 
          available for obligation......         125         161         139
23.95 Total new obligations.............         -57        -161        -139
24.40 Unobligated balance available, end 
        of year.........................          68
----------------------------------------------------------------------------

    New budget authority (gross), detail:
      Discretionary:

40.00   Appropriation...................          90          95         139

[[Page 1063]]

40.76   Reduction pursuant to P.L. 106-
          113...........................                      -2
                                           ---------   ---------  ----------
43.00     Appropriation (total 
            discretionary)..............          90          93         139
----------------------------------------------------------------------------

    Change in unpaid obligations:
72.40 Unpaid obligations, start of year: 
        Obligated balance, start of year          72          29         117
73.10 Total new obligations.............          57         161         139
73.20 Total outlays (gross).............         -99         -73         -90
74.40 Unpaid obligations, end of year: 
        Obligated balance, end of year..          29         117         166
----------------------------------------------------------------------------

    Outlays (gross), detail:
86.90 Outlays from new discretionary 
        authority.......................          40          10          15
86.93 Outlays from discretionary 
        balances........................          59          63          75
                                           ---------   ---------  ----------
87.00   Total outlays (gross)...........          99          73          90
----------------------------------------------------------------------------

    Net budget authority and outlays:
89.00 Budget authority..................          90          93         139
90.00 Outlays...........................          99          73          90
---------------------------------------------------------------------------

               Object Classification (in millions of dollars)

----------------------------------------------------------------------------
Identification code 49-0551-0-1-251      1999 actual   2000 est.   2001 est.
----------------------------------------------------------------------------
25.5  Research and development contracts          26          85          14
41.0  Grants, subsidies, and 
        contributions...................          31          76         125
                                           ---------   ---------  ----------
99.9    Total new obligations...........          57         161         139
---------------------------------------------------------------------------

    The major research equipment activity supports the construction and 
procurement of unique national research platforms and major research 
equipment. Performance is measured against established construction 
schedules, costs and milestones.

    Funding for major research equipment is included in the 21st Century 
research fund.

                                

                          Salaries and Expenses

    For salaries and expenses necessary in carrying out the National 
Science Foundation Act of 1950, as amended (42 U.S.C. 1861-1875); 
services authorized by 5 U.S.C. 3109; hire of passenger motor vehicles; 
not to exceed $9,000 for official reception and representation expenses; 
uniforms or allowances therefor, as authorized by 5 U.S.C. 5901-5902; 
rental of conference rooms in the District of Columbia; reimbursement of 
the General Services Administration for security guard services; 
[$149,000,000] $157,890,000: Provided, That contracts may be entered 
into under ``Salaries and expenses'' in fiscal year [2000] 2001 for 
maintenance and operation of facilities, and for other services, to be 
provided during the next fiscal year. (Departments of Veterans Affairs 
and Housing and Urban Development, and Independent Agencies 
Appropriations Act, 2000.)

               Program and Financing (in millions of dollars)

----------------------------------------------------------------------------
Identification code 49-0180-0-1-251      1999 actual   2000 est.   2001 est.
----------------------------------------------------------------------------

    Obligations by program activity:
00.01 Administration and management.....         144         149         158
09.01 Reimbursable programs.............           5           5           5
                                           ---------   ---------  ----------
10.00   Total new obligations...........         149         154         163
----------------------------------------------------------------------------

    Budgetary resources available for obligation:
22.00 New budget authority (gross)......         149         154         163
23.95 Total new obligations.............        -149        -154        -163
----------------------------------------------------------------------------

    New budget authority (gross), detail:
      Discretionary:

40.00   Appropriation...................         144         149         158
      Spending authority from offsetting 
          collections:

68.00   Offsetting collections (cash)...           4           5           5
68.10   From Federal sources: Change in 
          receivables and unpaid, 
          unfilled orders...............           1
                                           ---------   ---------  ----------
68.90     Spending authority from 
            offsetting collections 
            (total discretionary).......           5           5           5
                                           ---------   ---------  ----------
70.00   Total new budget authority 
          (gross).......................         149         154         163
----------------------------------------------------------------------------

    Change in unpaid obligations:
      Unpaid obligations, start of year:

72.40   Obligated balance, start of year          19          24          17
72.95   From Federal sources: 
          Receivables and unpaid, 
          unfilled orders...............                       1           1
                                           ---------   ---------  ----------
72.99     Total unpaid obligations, 
            start of year...............          19          25          18
73.10 Total new obligations.............         149         154         163
73.20 Total outlays (gross).............        -142        -162        -162
73.40 Adjustments in expired accounts 
        (net)...........................          -1
      Unpaid obligations, end of year:

74.40   Obligated balance, end of year..          24          17          18
74.95   From Federal sources: 
          Receivables and unpaid, 
          unfilled orders...............           1           1           1
                                           ---------   ---------  ----------
74.99     Total unpaid obligations, end 
            of year.....................          25          18          19
----------------------------------------------------------------------------

    Outlays (gross), detail:
86.90 Outlays from new discretionary 
        authority.......................         129         138         146
86.93 Outlays from discretionary 
        balances........................          13          24          16
                                           ---------   ---------  ----------
87.00   Total outlays (gross)...........         142         162         162
----------------------------------------------------------------------------

    Offsets:
      Against gross budget authority and outlays:

88.00   Offsetting collections (cash) 
          from: Federal sources.........          -4          -5          -5
      Against gross budget authority only:

88.95   From Federal sources: Change in 
          receivables and unpaid, 
          unfilled orders...............          -1
----------------------------------------------------------------------------

    Net budget authority and outlays:
89.00 Budget authority..................         144         149         158
90.00 Outlays...........................         138         157         157
---------------------------------------------------------------------------

    This account provides funds to administer and manage NSF programs. 
NSF continually devises and refines performance measures for development 
and monitoring of programs.

    Salaries and expenses is included in the 21st Century research fund. 


               Object Classification (in millions of dollars)

----------------------------------------------------------------------------
Identification code 49-0180-0-1-251      1999 actual   2000 est.   2001 est.
----------------------------------------------------------------------------

      Direct obligations:

        Personnel compensation:
11.1      Full-time permanent...........          69          72          77
11.3      Other than full-time permanent          11          12          13
11.5      Other personnel compensation..           2           2           2
11.8      Special personal services 
            payments....................           1           1           1
                                           ---------   ---------  ----------
11.9        Total personnel compensation          83          87          93
12.1    Civilian personnel benefits.....          16          17          18
21.0    Travel and transportation of 
          persons.......................           4           4           1
23.1    Rental payments to GSA..........          16          17          18
23.3    Communications, utilities, and 
          miscellaneous charges.........           4           3           4
25.1    Advisory and assistance services           1           1           1
25.2    Other services..................           4           4           4
25.3    Purchases of goods and services 
          from Government accounts......           1           1           1
25.7    Operation and maintenance of 
          equipment.....................           5           5           6
26.0    Supplies and materials..........           2           2           2
31.0    Equipment.......................           8           8          10
                                           ---------   ---------  ----------
99.0      Subtotal, direct obligations..         144         149         158
99.0  Reimbursable obligations..........           4           5           5
99.5  Below reporting threshold.........           1
                                           ---------   ---------  ----------
99.9    Total new obligations...........         149         154         163
---------------------------------------------------------------------------

                              Personnel Summary

----------------------------------------------------------------------------
Identification code 49-0180-0-1-251      1999 actual   2000 est.   2001 est.
----------------------------------------------------------------------------
1001  Total compensable workyears: Full-
        time equivalent employment......       1,142       1,150       1,150
---------------------------------------------------------------------------

                                

                       Office of Inspector General

    For necessary expenses of the Office of Inspector General as 
authorized by the Inspector General Act of 1978, as amended, 
[$5,450,000] $6,280,000, to remain available until September 30, [2001] 
2002.

[[Page 1064]]

(Departments of Veterans Affairs and Housing and Urban Development, and 
Independent Agencies Appropriations Act, 2000.)

               Program and Financing (in millions of dollars)

----------------------------------------------------------------------------
Identification code 49-0300-0-1-251      1999 actual   2000 est.   2001 est.
----------------------------------------------------------------------------

    Obligations by program activity:
10.00 Total new obligations.............           5           5           6
----------------------------------------------------------------------------

    Budgetary resources available for obligation:
22.00 New budget authority (gross)......           5           5           6
23.95 Total new obligations.............          -5          -5          -6
----------------------------------------------------------------------------

    New budget authority (gross), detail:
      Discretionary:

40.00   Appropriation...................           5           5           6
----------------------------------------------------------------------------

    Change in unpaid obligations:
72.40 Unpaid obligations, start of year: 
        Obligated balance, start of year           1           2           1
73.10 Total new obligations.............           5           5           6
73.20 Total outlays (gross).............          -5          -6          -6
74.40 Unpaid obligations, end of year: 
        Obligated balance, end of year..           2           1           1
----------------------------------------------------------------------------

    Outlays (gross), detail:
86.90 Outlays from new discretionary 
        authority.......................           4           4           5
86.93 Outlays from discretionary 
        balances........................           1           1           1
                                           ---------   ---------  ----------
87.00   Total outlays (gross)...........           5           6           6
----------------------------------------------------------------------------

    Net budget authority and outlays:
89.00 Budget authority..................           5           5           6
90.00 Outlays...........................           5           6           6
---------------------------------------------------------------------------

    This appropriation provides agency-wide audit and investigative 
functions to identify and correct management and administrative 
deficiencies which create conditions for existing or potential instances 
of fraud, waste, and mismanagement consistent with the Inspector General 
Act of 1978, as amended (5 U.S.C. App. 3).

    The Office of Inspector General is included in the 21st Century 
research fund. 

               Object Classification (in millions of dollars)

----------------------------------------------------------------------------
Identification code 49-0300-0-1-251      1999 actual   2000 est.   2001 est.
----------------------------------------------------------------------------
11.1  Personnel compensation: Full-time 
        permanent.......................           3           3           4
12.1  Civilian personnel benefits.......           1           1           1
25.1  Advisory and assistance services..           1           1           1
                                           ---------   ---------  ----------
99.9    Total new obligations...........           5           5           6
---------------------------------------------------------------------------

                              Personnel Summary

----------------------------------------------------------------------------
Identification code 49-0300-0-1-251      1999 actual   2000 est.   2001 est.
----------------------------------------------------------------------------
1001  Total compensable workyears: Full-
        time equivalent employment......          44          46          50
---------------------------------------------------------------------------

                                

                      Education and Human Resources

    For necessary expenses in carrying out science and engineering 
education and human resources programs and activities pursuant to the 
National Science Foundation Act of 1950, as amended (42 U.S.C. 1861-
1875), including services as authorized by 5 U.S.C. 3109, [award-related 
travel,] authorized travel, and rental of conference rooms in the 
District of Columbia, [$696,600,000] $729,010,000, to remain available 
until September 30, [2001] 2002: Provided, That to the extent that the 
amount of this appropriation is less than the total amount authorized to 
be appropriated for included program activities, all amounts, including 
floors and ceilings, specified in the authorizing Act for those program 
activities or their subactivities shall be reduced proportionally[: 
Provided further, That $10,000,000 shall be available for the purpose of 
establishing an office of innovation partnerships]. (Departments of 
Veterans Affairs and Housing and Urban Development, and Independent 
Agencies Appropriations Act, 2000.)

               Program and Financing (in millions of dollars)

----------------------------------------------------------------------------
Identification code 49-0106-0-1-251      1999 actual   2000 est.   2001 est.
----------------------------------------------------------------------------

    Obligations by program activity:
      Obligations by program activity:

        Direct program:
          Appropriated activities:
00.01       Educational system reform...         116         114         110
00.02       Office of innovation 
              partnerships..............          49          60          48
00.03       Elementary, secondary and 
              informal education........         194         184         191
00.04       Undergraduate education.....         101         116         141
00.05       Graduate education..........          74          78          89
00.06       Human resource development..          73          77          82
00.07       Research, evaluation and 
              communication.............          55          62          68
                                           ---------   ---------  ----------
00.91       Subtotal appropriated 
              activities................         662         691         729
          H-1B non-immigrant petitioner 
              fee activities:
01.01       Scholarships for individuals 
              (low-income students).....           1          45          23
01.02       Grants for enrichment 
              courses...................                       7           4
01.03       Systemic reform activities..                       7           4
                                           ---------   ---------  ----------
01.91       Subtotal H-1B non-immigrant 
              petitioner fee activities.           1          59          31
                                           ---------   ---------  ----------
02.00   Total direct obligations........         663         750         760
09.01 Reimbursable programs.............          14          15          15
                                           ---------   ---------  ----------
10.00   Total new obligations...........         677         765         775
----------------------------------------------------------------------------

    Budgetary resources available for obligation:
21.40 Unobligated balance available, 
        start of year...................                      26
22.00 New budget authority (gross)......         703         739         775
                                           ---------   ---------  ----------
23.90   Total budgetary resources 
          available for obligation......         703         765         775
23.95 Total new obligations.............        -677        -765        -775
24.40 Unobligated balance available, end 
        of year.........................          26
----------------------------------------------------------------------------

    New budget authority (gross), detail:
      Discretionary:

40.00   Appropriation...................         662         697         729
40.76   Reduction pursuant to P.L. 106-
          113...........................                      -6
                                           ---------   ---------  ----------
43.00     Appropriation (total 
            discretionary)..............         662         691         729
      Mandatory:

60.25   Appropriation (special fund, 
          indefinite)...................          27          33          31
      Discretionary:

68.00   Spending authority from 
          offsetting collections: 
          Offsetting collections (cash).          14          15          15
                                           ---------   ---------  ----------
70.00   Total new budget authority 
          (gross).......................         703         739         775
----------------------------------------------------------------------------

    Change in unpaid obligations:
72.40 Unpaid obligations, start of year: 
        Obligated balance, start of year         860         941         996
73.10 Total new obligations.............         677         765         775
73.20 Total outlays (gross).............        -585        -710        -724
73.40 Adjustments in expired accounts 
        (net)...........................         -10
74.40 Unpaid obligations, end of year: 
        Obligated balance, end of year..         941         996       1,047
----------------------------------------------------------------------------

    Outlays (gross), detail:
86.90 Outlays from new discretionary 
        authority.......................          91         105         110
86.93 Outlays from discretionary 
        balances........................         494         545         584
86.97 Outlays from new mandatory 
        authority.......................                      33          31
86.98 Outlays from mandatory balances...                      27
                                           ---------   ---------  ----------
87.00   Total outlays (gross)...........         585         710         724
----------------------------------------------------------------------------

    Offsets:
      Against gross budget authority and outlays:

88.00   Offsetting collections (cash) 
          from: Federal sources.........         -14         -15         -15
----------------------------------------------------------------------------

    Net budget authority and outlays:
89.00 Budget authority..................         689         724         760
90.00 Outlays...........................         571         695         709
---------------------------------------------------------------------------

[[Page 1065]]



                 Summary of Budget Authority and Outlays

                        (in millions of dollars)

                                     1999 actual  2000 est.   2001 est.
Enacted/requested:
  Budget Authority..................         689         724         760
  Outlays...........................         571         695         710
Supplemental proposal:
  Budget Authority..................                       1
  Outlays...........................
                                    ------------------------------------
Total:
  Budget Authority..................         689         725         760
  Outlays...........................         571         695         710
                                    ====================================

    Education and human resources (EHR) activities provide a 
comprehensive set of programs that further NSF's goal of ensuring a 
diverse, internationally competitive and globally-engaged workforce of 
scientists, engineers and well-prepared citizens. At the pre-
kindergarten through grade 12 (pre K-12) level, EHR catalyzes systemic 
reform of science, mathematics, engineering and technology (SMET) 
education in States, cities, school districts, and rural areas. Its pre 
K-12 programs provide new instructional materials and pedagogical 
techniques that incorporate the latest advances in teaching, learning, 
and educational technologies. They also provide enrichment activities 
for teachers and students. Undergraduate initiatives improve curricula 
in all SMET fields and lead reform efforts in mathematics, chemistry, 
and other disciplines. EHR programs strengthen laboratory course 
offerings and enhance faculty. Programs for advanced technological 
education strengthen education for students preparing to enter the high-
technology workforce. Graduate level support is directed primarily to 
research and education fellowships and traineeships to guarantee the 
U.S. world leadership in science and technology. All EHR programming 
focuses on broadening participation of groups underrepresented in SMET 
fields including activities focused on the improvement of infrastructure 
and academic programs at minority-serving institutions. The Office of 
Innovation Partnerships was initiated in FY 2000 to examine means of 
helping institutions expand their research capacity and competitiveness 
so as to develop a truly national scientific research community. 
Included is the Experimental program to stimulate competitive research 
(EPSCoR) that broadens participation of States and regions in science 
and engineering. EHR supports research that advances SMET education, as 
well as development and effective implementation of learning 
technologies. Evaluation and communications activities ensure 
accountability by developing indicators that measure program impact and 
inform the education community of best practices and relevant 
information. Also included within EHR are funds resulting from the 
collection and use of H-1B non-immigrant fees, for scholarships, 
enrichment courses, and systemic reform activities. This appropriation 
also supports NSF's active development of performance indicators.

    Education and human resources programs are included in the 21st 
Century research fund.

               Object Classification (in millions of dollars)

----------------------------------------------------------------------------
Identification code 49-0106-0-1-251      1999 actual   2000 est.   2001 est.
----------------------------------------------------------------------------

      Direct obligations:

21.0    Travel and transportation of 
          persons.......................           2           2           3
25.1    Advisory and assistance services          18          19          21
41.0    Grants, subsidies, and 
          contributions.................         642         729         736
                                           ---------   ---------  ----------
99.0      Subtotal, direct obligations..         662         750         760
99.0  Reimbursable obligations..........          14          15          15
99.5  Below reporting threshold.........           1
                                           ---------   ---------  ----------
99.9    Total new obligations...........         677         765         775
---------------------------------------------------------------------------

                                

                               Trust Funds

                                Donations

              Unavailable Collections (in millions of dollars)

----------------------------------------------------------------------------
Identification code 49-8960-0-7-251      1999 actual   2000 est.   2001 est.
----------------------------------------------------------------------------
    Balance, start of year:
01.99 Balance, start of year............                                   3
    Receipts:
02.01 Donations to the National Science 
        Foundation......................          37          45          37
                                           ---------   ---------  ----------
04.00 Total: Balances and collections...          37          45          40
    Appropriation:
05.01 Donations.........................         -37         -42         -35
                                           ---------   ---------  ----------
07.99 Total balance, end of year........                       3           5
---------------------------------------------------------------------------

               Program and Financing (in millions of dollars)

----------------------------------------------------------------------------
Identification code 49-8960-0-7-251      1999 actual   2000 est.   2001 est.
----------------------------------------------------------------------------

    Obligations by program activity:
00.01 Ocean drilling programs...........          18          20          20
00.02 Gemini telescope..................          13          20          13
00.03 Other.............................           2           2           2
                                           ---------   ---------  ----------
10.00   Total new obligations...........          33          42          35
----------------------------------------------------------------------------

    Budgetary resources available for obligation:
21.40 Unobligated balance available, 
        start of year...................          10          14          14
22.00 New budget authority (gross)......          37          42          35
                                           ---------   ---------  ----------
23.90   Total budgetary resources 
          available for obligation......          47          56          49
23.95 Total new obligations.............         -33         -42         -35
24.40 Unobligated balance available, end 
        of year.........................          14          14          14
----------------------------------------------------------------------------

    New budget authority (gross), detail:
      Mandatory:

60.27   Appropriation (trust fund, 
          indefinite)...................          37          42          35
----------------------------------------------------------------------------

    Change in unpaid obligations:
72.40 Unpaid obligations, start of year: 
        Obligated balance, start of year          22          13          13
73.10 Total new obligations.............          33          42          35
73.20 Total outlays (gross).............         -42         -42         -35
74.40 Unpaid obligations, end of year: 
        Obligated balance, end of year..          13          13          13
----------------------------------------------------------------------------

    Outlays (gross), detail:
86.97 Outlays from new mandatory 
        authority.......................          31          42          35
86.98 Outlays from mandatory balances...          11
                                           ---------   ---------  ----------
87.00   Total outlays (gross)...........          42          42          35
----------------------------------------------------------------------------

    Net budget authority and outlays:
89.00 Budget authority..................          37          42          35
90.00 Outlays...........................          42          42          35
---------------------------------------------------------------------------

    This account consists of contributions from foreign governments, 
organizations and individuals to fund various cooperative efforts in 
science, research and education. These efforts include major 
international projects, such as operation and construction of the GEMINI 
telescope, and the NSF Ocean drilling program. Other smaller activities 
supported include cooperative research, joint seminars, exchange of 
senior scientists, short-term research development visits, international 
conferences, and support for certain special functions of NSF and the 
National Science Board. These funds are not otherwise available.

               Object Classification (in millions of dollars)

----------------------------------------------------------------------------
Identification code 49-8960-0-7-251      1999 actual   2000 est.   2001 est.
----------------------------------------------------------------------------
25.4  Operation and maintenance of 
        facilities......................          16          20          20
41.0  Grants, subsidies, and 
        contributions...................          17          22          15
                                           ---------   ---------  ----------
99.9    Total new obligations...........          33          42          35
---------------------------------------------------------------------------
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