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<dc:title>115 S2293 IS: AI Leadership To Enable Accountable Deployment Act</dc:title>
<dc:publisher>U.S. Senate</dc:publisher>
<dc:date>2023-07-13</dc:date>
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<distribution-code display="yes">II</distribution-code><congress>118th CONGRESS</congress><session>1st Session</session><legis-num>S. 2293</legis-num><current-chamber>IN THE SENATE OF THE UNITED STATES</current-chamber><action><action-date date="20230713">July 13, 2023</action-date><action-desc><sponsor name-id="S380">Mr. Peters</sponsor> introduced the following bill; which was read twice and referred to the <committee-name committee-id="SSGA00">Committee on Homeland Security and Governmental Affairs</committee-name></action-desc></action><legis-type>A BILL</legis-type><official-title>To establish the Chief Artificial Intelligence Officers Council, Chief Artificial Intelligence Officers, and Artificial Intelligence Governance Boards, and for other purposes. </official-title></form><legis-body><section id="S1" section-type="section-one"><enum>1.</enum><header>Short title</header><text display-inline="no-display-inline">This Act may be cited as the <quote><short-title>AI Leadership To Enable Accountable Deployment Act</short-title></quote> or the <quote><short-title>AI LEAD Act</short-title></quote>.</text></section><section commented="no" display-inline="no-display-inline" id="id5f4c3a95708e4bfdb7e84220e5c0dd0d"><enum>2.</enum><header>Definitions</header><text display-inline="no-display-inline">In this Act:</text><paragraph id="idbfb96436348f4d0fac1ac540c15f2aef" commented="no"><enum>(1)</enum><header>Agency</header><text>The term <term>agency</term> has the meaning given the term in section 3502 of title 44, United States Code.</text></paragraph><paragraph id="id836c0a261cf543588a29b37f10490a73"><enum>(2)</enum><header>Artificial intelligence</header><text>The term <term>artificial intelligence</term> has the meaning given the term in section 238(g) of the John S. McCain National Defense Authorization Act for Fiscal Year 2019 (10 U.S.C. note prec. 4061; <external-xref legal-doc="public-law" parsable-cite="pl/115/232">Public Law 115–232</external-xref>). </text></paragraph><paragraph commented="no" display-inline="no-display-inline" id="idc57b218c735c4fea97b763fc917c0074"><enum>(3)</enum><header>Chief Artificial Intelligence Officer</header><text>The term <term>Chief Artificial Intelligence Officer</term> means an official appointed or designated by the head of an agency pursuant to section 4(b)(1).</text></paragraph><paragraph id="id61c6a413ceea40cbaf2c4ad437c0b9c9"><enum>(4)</enum><header>Council</header><text>The term <term>Council</term> means the Chief Artificial Intelligence Officers Council established under section 3(a).</text></paragraph><paragraph commented="no" display-inline="no-display-inline" id="idf6e67228165c49ff9c807c5146c0f8cd"><enum>(5)</enum><header>Director</header><text>The term <term>Director</term> means the Director of the Office of Management and Budget.</text></paragraph><paragraph id="id6e25350b701445689ecf8c5d15ad39d1"><enum>(6)</enum><header>Relevant congressional committees</header><text>The term <term>relevant congressional committees</term> means the Committee on Homeland Security and Governmental Affairs of the Senate and the Committee on Oversight and Accountability of the House of Representatives. </text></paragraph></section><section commented="no" display-inline="no-display-inline" id="id51090c22fd8f4707a78f118a6efcb930"><enum>3.</enum><header>Chief Artificial Intelligence Officers Council</header><subsection commented="no" display-inline="no-display-inline" id="idd2086da655e5489f99a2866052184078"><enum>(a)</enum><header display-inline="yes-display-inline">Establishment</header><text>Not later than 90 days after the date of enactment of this Act, the Director shall establish a Chief Artificial Intelligence Officers Council.</text></subsection><subsection commented="no" display-inline="no-display-inline" id="ide36a200e198d4763b87c98ed125cf451"><enum>(b)</enum><header>Duties</header><text>The Council shall—</text><paragraph id="idcc01c197a154442bb53fe8154ddf9270"><enum>(1)</enum><text>promote coordination regarding agency practices relating to the design, acquisition, development, modernization, use, operation, sharing, risk management, and performance of artificial intelligence technologies;</text></paragraph><paragraph id="id2e6275506a9e43c5950c1322811bd789"><enum>(2)</enum><text>ensure interagency coordination regarding Federal artificial intelligence activities;</text></paragraph><paragraph id="id2f2641e4035d423e8d6e74fdd9743b31"><enum>(3)</enum><text>share experiences, ideas, best practices, and innovative approaches relating to artificial intelligence; and</text></paragraph><paragraph id="id573e5ba2e4b848ffaeb21426a664347c"><enum>(4)</enum><text>assist the Director, as necessary, in—</text><subparagraph commented="no" display-inline="no-display-inline" id="idf1621fcfe88d4b1ba2d3e05119f18021"><enum>(A)</enum><text display-inline="yes-display-inline">the identification, development, and coordination of multi-agency projects and other initiatives to improve Government performance; and</text></subparagraph><subparagraph commented="no" display-inline="no-display-inline" id="idd5a0bddd15834aa6bcc641efcb5dc994"><enum>(B)</enum><text display-inline="yes-display-inline">the management of risks relating to developing, obtaining or using artificial intelligence, including by—</text><clause id="ida9c6199c37354c5487a36040c05b3e99"><enum>(i)</enum><text>promoting the development and use of efficient, common, and shared approaches to key processes that improve the delivery of services for the public; and</text></clause><clause id="id750121d8357440e9a859208a32a9a5c3"><enum>(ii)</enum><text>soliciting and providing perspectives on matters of concern to the Council, as appropriate, from and to—</text><subclause id="id67c1cf2c85654fc3aec33396151ae8e9"><enum>(I)</enum><text>the Chief Financial Officers Council;</text></subclause><subclause id="iddd10622dcaaa4da6a65c4e91eb6d896e"><enum>(II)</enum><text>the Chief Human Capital Officers Council;</text></subclause><subclause id="idf930ed96e3d14e47b5e325497dda27dd"><enum>(III)</enum><text>the Chief Acquisition Officers Council;</text></subclause><subclause id="id691d3a29703244aea3cdf241e66f865a"><enum>(IV)</enum><text>the Chief Information Officers Council;</text></subclause><subclause id="id015bb441173742c181e253c1d0b69383"><enum>(V)</enum><text>the Chief Data Officers Council;</text></subclause><subclause id="id8e6d572010274f87a4feb9adcc430c68"><enum>(VI)</enum><text>other interagency councils;</text></subclause><subclause id="idb222765b5bf9415a9cf9a0b88e745c7b"><enum>(VII)</enum><text>other key groups of the Federal Government;</text></subclause><subclause id="id982f7294d9d54455951226f0b81fbfc4"><enum>(VIII)</enum><text>industry;</text></subclause><subclause id="idd1561b4839f248a6a3d8f352353c940f"><enum>(IX)</enum><text>academia;</text></subclause><subclause id="id223f98d6a6b24c40b8cde95973442f38"><enum>(X)</enum><text>State, local, Tribal, territorial, and international governments; and</text></subclause><subclause id="idfef36afa3ef04d07b63b818110c6f618"><enum>(XI)</enum><text>other individuals and entities, as determined necessary by the Director.</text></subclause></clause></subparagraph></paragraph></subsection><subsection id="ide58ec799f9174ca2a87fbaf3a250a5d6"><enum>(c)</enum><header>Membership of CAIOC</header><paragraph id="iddfb7635c052146dca066debdd58f1f09"><enum>(1)</enum><header>Chair</header><text>The Director shall serve as the Chair of the Council.</text></paragraph><paragraph id="idec25cb2439e54f7aade5dee23beda87e"><enum>(2)</enum><header>Cochair</header><text>The Cochair of the Council shall be—</text><subparagraph id="id16eae89cb23f4279992cb007d981a9d8"><enum>(A)</enum><text>nominated by a majority of the members of the Council; and</text></subparagraph><subparagraph id="id4500ae24cb3a472ca6a3a2c6f3a43bfd"><enum>(B)</enum><text>designated as the Cochair of the Council by the Director.</text></subparagraph></paragraph><paragraph id="id00f5c72a42414422b8b5a180c3433725"><enum>(3)</enum><header>Members</header><text>Members of the Council shall include—</text><subparagraph id="id752cf5585d154b03a5b884bb2d0e1cc0"><enum>(A)</enum><text>the Chief Artificial Intelligence Officer of each agency described in section 901(b) of title 31, United States Code; </text></subparagraph><subparagraph id="id47760dabf3644b4aa8b160dee7f180b0"><enum>(B)</enum><text>a representative from an agency with—</text><clause id="id130c38bafd3c4d628d01c5737b14672a"><enum>(i)</enum><text>advisory experience in scientific and technological issues that require attention at the highest level of Government; and</text></clause><clause id="id97fae13e130e4ebdbead214242d148ca"><enum>(ii)</enum><text>a role working with agencies to create strategies, plans, policies and programs for science and technology, including artificial intelligence; and </text></clause></subparagraph><subparagraph id="id2f61a4ff02cb48b6af6ab03945c015cd"><enum>(C)</enum><text>other members, as determined necessary by the Director.</text></subparagraph></paragraph><paragraph id="id4fbe5d6ee5024b81b135b02e9e3fd636"><enum>(4)</enum><header>Standing committees; working groups</header><text>The Council shall have the authority to establish standing committees and working groups as necessary to consider items of concern to the Council.</text></paragraph></subsection></section><section id="ide1fc1300a97d43728a94bfbcdff443b8"><enum>4.</enum><header>Agency artificial intelligence officers</header><subsection commented="no" display-inline="no-display-inline" id="id4653a7f28fe8433c974f1800f152e73d"><enum>(a)</enum><header display-inline="yes-display-inline">Duties of agencies</header><text>The head of each agency shall ensure the responsible research, development, acquisition, application, governance, and use of artificial intelligence by the agency that is consistent with democratic values, including—</text><paragraph commented="no" display-inline="no-display-inline" id="id182db863b58043e1babbf51f9f2f8070"><enum>(1)</enum><text display-inline="yes-display-inline">privacy;</text></paragraph><paragraph commented="no" display-inline="no-display-inline" id="idc7cd9077339047c59f97a0da4cbb7ff9"><enum>(2)</enum><text>civil rights and civil liberties;</text></paragraph><paragraph commented="no" display-inline="no-display-inline" id="ide0b13343f5ba44ec9a3be831a29f13e8"><enum>(3)</enum><text>information security;</text></paragraph><paragraph commented="no" display-inline="no-display-inline" id="id7fcc7c40586245b3888d40e6270dcf0f"><enum>(4)</enum><text>nondiscrimination;</text></paragraph><paragraph commented="no" display-inline="no-display-inline" id="id15f3a0f7aaff450a8389ac5a9149ad0f"><enum>(5)</enum><text>transparency; and</text></paragraph><paragraph commented="no" display-inline="no-display-inline" id="idc2e73def08944f4aa084813e96fddc36"><enum>(6)</enum><text>reliability.</text></paragraph></subsection><subsection id="id119b760de12d40dca70ea61a6b8c24fd"><enum>(b)</enum><header>Chief artificial intelligence officer</header><paragraph id="idff3c814381624d219213d4eb1ff71f48"><enum>(1)</enum><header>In general</header><text>The head of each agency shall hire or designate a Chief Artificial Intelligence Officer with responsibility for—</text><subparagraph id="id82efb2969cb242b4967de398c3277545"><enum>(A)</enum><text>promoting artificial intelligence innovation;</text></subparagraph><subparagraph id="idb7af88114cab4a858e9efd5ca4baca71"><enum>(B)</enum><text>developing, in coordination with other responsible officials of the agency, the policies of the agency regarding the use of artificial intelligence technologies;</text></subparagraph><subparagraph commented="no" display-inline="no-display-inline" id="iddcbe05abe54b4176aafaf626c48003f7"><enum>(C)</enum><text display-inline="yes-display-inline">ensuring policies of the agency are in compliance with governmentwide requirements;</text></subparagraph><subparagraph id="idcfe1a54d57c344ff93a030ab61bb5212"><enum>(D)</enum><text>in coordination with other responsible officials of the agency, the processes of the agency regarding the risk management, governance, and oversight of the use of artificial intelligence by the agency;</text></subparagraph><subparagraph id="id1cbcc0796c914111bbf0a9ea6da2f106"><enum>(E)</enum><text>producing a risk management plan for agency-specific use cases of artificial intelligence, including a procedure for classifying risk levels in agency use of artificial intelligence;</text></subparagraph><subparagraph id="idd452abcab3b74b74b0bc6820d5c12d80"><enum>(F)</enum><text>ensuring standards, regulations, investments, practices, systems, and other matters are designed, developed, and deployed in a manner that protects the rights and safety of individuals;</text></subparagraph><subparagraph id="ide2bc62b2dae8430d908b3de21739db09"><enum>(G)</enum><text>providing input on the decision processes for annual and multi-year planning, programming, budgeting, and execution decisions, related reporting requirements, and reports relating to artificial intelligence of the agency;</text></subparagraph><subparagraph id="id0c5259b211014c36b5fe5fd6d230c3c4" commented="no"><enum>(H)</enum><text>participating in internal control processes or entities convened for the purpose of reviewing artificial intelligence acquisitions during the acquisition life cycle; and</text></subparagraph><subparagraph id="id010f119ebfad4f1cb1da2b5ab4250004"><enum>(I)</enum><text>performing other functions relating to artificial intelligence, as determined by the Director or the head of the agency.</text></subparagraph></paragraph><paragraph id="idd2b5b4a3259742d384d50090af151d06"><enum>(2)</enum><header>Structure</header><text>The Director shall issue guidance on the appropriate reporting structure, qualifications, and seniority level for the role of a Chief Artificial Intelligence Officer.</text></paragraph><paragraph id="id4256e70b1a774e33a0e0083ea2270a33"><enum>(3)</enum><header>Seniority</header><text>With respect to the Chief Artificial Intelligence Officer of any agency described in section 901(b) of title 31, United States Code, the Chief Artificial Intelligence Officer shall be an executive with a position classified above GS–15 of the General Schedule or the equivalent.</text></paragraph><paragraph id="idf85a68c157b641a3bd98f5c2967ea87e"><enum>(4)</enum><header>Roles</header><text>The head of each agency shall ensure that the Chief Artificial Intelligence Officer of the agency has a significant role in—</text><subparagraph id="id2f3784eeb9154fe2ade3aa3122f21a6e"><enum>(A)</enum><text>the decision processes for all annual and multi-year planning, programming, budgeting, and execution decisions, related reporting requirements, and reports relating to artificial intelligence of the agency; and</text></subparagraph><subparagraph id="id2c522325919348d9b1534be834b3e851"><enum>(B)</enum><text>the management, governance, acquisition, and oversight processes of the agency relating to artificial intelligence.</text></subparagraph></paragraph></subsection><subsection id="id2de5316a47c64a8981843d0170311fac"><enum>(c)</enum><header>Informing Congress</header><text>Not later than 1 year after the date of the enactment of this Act, the head of each agency shall—</text><paragraph commented="no" display-inline="no-display-inline" id="idbdd589ed2ccd4a86b225a156ad77732d"><enum>(1)</enum><text display-inline="yes-display-inline">inform the relevant congressional committees of the appointment of a Chief Artificial Intelligence Officer pursuant to subsection (b); and</text></paragraph><paragraph commented="no" display-inline="no-display-inline" id="ida15f56989974451eb6ff2170b4a6a218"><enum>(2)</enum><text>if relevant, provide to the appropriate congressional committees a full description of any authorities and responsibilities of the individual serving as the Chief Artificial Intelligence Officer that are performed in addition to the authorities and responsibilities of the individual in the role of the Chief Artificial Intelligence Officer.</text></paragraph></subsection></section><section id="ide67e5b1eb5b74f2c900c34a6f07f75ff"><enum>5.</enum><header>Agency coordination on artificial intelligence</header><subsection id="idb8e4ed4b54af4fa887e15261565e0a2d"><enum>(a)</enum><header>Establishment</header><text>Not later than 120 days after the date of enactment of this Act, the Director shall issue guidance directing the head of each agency described in section 901(b) of title 31, United States Code, to establish within the agency an Artificial Intelligence Governance Board to coordinate and govern artificial intelligence issues of the agency.</text></subsection><subsection commented="no" display-inline="no-display-inline" id="idfe453bff5e7f4b36a4228f0af54b9b80"><enum>(b)</enum><header>Contents</header><text display-inline="yes-display-inline">The guidance issued under subsection (a) shall—</text><paragraph id="ida4d75c2de7864c9fa26a9219cb300b45"><enum>(1)</enum><text>define the structure and activities of Artificial Intelligence Government Boards of agencies; and</text></paragraph><paragraph id="id1a333aa7c5ea43ca8d0cbba7c8c38c93"><enum>(2)</enum><text>ensure that the membership of the Artificial Intelligence Governance Board of an agency includes, to the extent applicable to the agency—</text><subparagraph id="id1b4990112ace4de9880d2511780af9a4"><enum>(A)</enum><text>the deputy head of the agency;</text></subparagraph><subparagraph id="id50477191544d44779e16c548c328c90e"><enum>(B)</enum><text>the Chief Artificial Intelligence Officer of the agency, who shall serve as the Chair of the Artificial Intelligence Governance Board of the agency;</text></subparagraph><subparagraph id="id6357f376cab244159eec8794ca78da33"><enum>(C)</enum><text>the chief information officer of the agency;</text></subparagraph><subparagraph id="id473529360cd246538e72af7e8e175aa6"><enum>(D)</enum><text>the chief acquisition officer of the agency;</text></subparagraph><subparagraph id="id69c1ef080e314b4b86365600037bda86"><enum>(E)</enum><text>the senior procurement executive of the agency;</text></subparagraph><subparagraph id="id968e67b2a9914232a7f5226a6ab3d6c1"><enum>(F)</enum><text>the chief data officer of the agency;</text></subparagraph><subparagraph id="idd9a7854ff0bb4faa8126d0564feb60f5"><enum>(G)</enum><text>the chief human capital officer of the agency;</text></subparagraph><subparagraph id="idfc32c2364e8644c4821d503beb1a8d77"><enum>(H)</enum><text>the chief financial officer of the agency;</text></subparagraph><subparagraph id="idd672901825384d30a96768d4bb26d57d"><enum>(I)</enum><text>the senior agency official for privacy of the agency;</text></subparagraph><subparagraph commented="no" display-inline="no-display-inline" id="id8da1e4529eda4772ab9dd26e17f7a30c"><enum>(J)</enum><text display-inline="yes-display-inline">the senior agency official for civil rights and civil liberties of the agency; and</text></subparagraph><subparagraph id="id8595d50ae20e429a86785c9bbaa03fe1"><enum>(K)</enum><text>other individuals, as determined by the Director.</text></subparagraph></paragraph></subsection><subsection id="id52617c8d55e14f0b8ad41d98767f0e85"><enum>(c)</enum><header>Strategy</header><paragraph id="id4eb89143734845a49435690442851662"><enum>(1)</enum><header>In general</header><text>The head of each agency shall establish an artificial intelligence strategy for the trustworthy adoption of artificial intelligence by the agency to better achieve the mission of the agency to serve the people of the United States.</text></paragraph><paragraph id="id5324faa37e42411fb9a817cd304ceb95"><enum>(2)</enum><header>Contents</header><text>The strategy required under paragraph (1) shall include the following:</text><subparagraph id="id919435e7bcab4de6b400049e49a97ce3"><enum>(A)</enum><text>Defined roles and responsibilities for the use and oversight of artificial intelligence by the agency, including oversight of compliance with relevant laws, regulations, standards, and guidance.</text></subparagraph><subparagraph id="iddf5a6bb538b4452993c20d31e0f6625a"><enum>(B)</enum><text>Defined values, ethics, and principles to foster public trust and responsible use of artificial intelligence by the agency.</text></subparagraph><subparagraph id="ida450d789010142708f20a3a5d11dc19c"><enum>(C)</enum><text>The standards, regulations, investments, practices, and other items the agency will use to improve trust and safety and ensure that artificial intelligence systems are designed, developed, and deployed in a manner that protects the rights and safety of individuals.</text></subparagraph><subparagraph id="id7deb77b8cee14f6f829546c654757221"><enum>(D)</enum><text>How the agency will oversee artificial intelligence systems and applications to identify and mitigate risk and prevent harm.</text></subparagraph><subparagraph id="id8105d3bb433a4e599bba01f5aca9b81a"><enum>(E)</enum><text>The considerations and safeguards the agency will use to protect the rights and safety of the public with respect to artificial intelligence, including mitigation of algorithmic discrimination.</text></subparagraph><subparagraph id="id0929373dcb29404fa615dc709904241d"><enum>(F)</enum><text>The domains or areas in which the agency uses or anticipates using artificial intelligence.</text></subparagraph><subparagraph id="idde291298f8724756b01af057244c0330"><enum>(G)</enum><text>The steps the agency will take to strengthen workforce knowledge to maximize the value artificial intelligence can bring to mission outcomes while mitigating any associated risks.</text></subparagraph><subparagraph id="id09a7ca34e9db4890bc64e2f49be840df"><enum>(H)</enum><text>How and under what conditions the agency can use artificial intelligence to improve the interactions of the agency with the public and the fulfillment of the mission of the agency, while protecting against harmful impacts on agency employees or the public.</text></subparagraph><subparagraph id="id89af57f279ed49ed9ba864177c6b461f"><enum>(I)</enum><text>How the agency will coordinate and work across components, offices, and programs of the agency on artificial intelligence-related matters.</text></subparagraph><subparagraph id="id4d20041e16224101a5e87cfaade5a8f9"><enum>(J)</enum><text>How the agency will engage in interagency governance and coordination with respect to artificial intelligence, including to leverage shared resources, expertise, and lessons learned to better leverage artificial intelligence to improve Federal Government operations and mitigate the risks of artificial intelligence.</text></subparagraph><subparagraph id="idb36a290ce5dc420982dbefcbb71441dc"><enum>(K)</enum><text>How the agency will promote the use and availability of data to support the artificial intelligence efforts of the agency in accordance with statutory, regulatory, and policy requirements.</text></subparagraph><subparagraph id="idf05d7fdac4414a339dd83521b6c89081"><enum>(L)</enum><text>How the agency will work with the private sector to ensure that procured artificial intelligence systems or capabilities include protections to safeguard the rights and safety of individuals and to secure Federal Government data and other information.</text></subparagraph><subparagraph id="id9219362dc4554698b9f1cdfdd1bb17ea" commented="no" display-inline="no-display-inline"><enum>(M)</enum><text>An outline of specific actions to implement the strategy of the agency and desired outcomes. </text></subparagraph></paragraph></subsection><subsection id="id8aadebe455e94f82a039792723e97364"><enum>(d)</enum><header>GAO report</header><text>Not later than 2 years after the date of enactment of this Act, the Comptroller General of the United States shall submit to the relevant congressional committees a report on—</text><paragraph id="id706ed5dccc144fba89bccddde5891bf9"><enum>(1)</enum><text>the implementation and effectiveness of Artificial Intelligence Governance Boards established pursuant to guidance issued under subsection (a);</text></paragraph><paragraph id="idb42357c977b345df9b0e10f3cda70972"><enum>(2)</enum><text>an assessment of the effectiveness of Chief Artificial Intelligence Officers;</text></paragraph><paragraph id="ide269e32ffdab4d47a33c3ce601e7168f"><enum>(3)</enum><text>recommendations for improving the implementation and effectiveness of Artificial Intelligence Governance Boards established pursuant to guidance issued under subsection (a) and Chief Artificial Intelligence Officers; and</text></paragraph><paragraph id="idfebef832c31c4c2dbbe7b035e0aa4040"><enum>(4)</enum><text>other relevant matters, as determined by the Comptroller General of the United States.</text></paragraph></subsection></section><section id="id7c1906f030024e72af2a95fb6d14f59e"><enum>6.</enum><header>Sunset</header><text display-inline="no-display-inline">Effective on the date that is 10 years after the date of enactment of this Act, this Act shall have no force or effect.</text></section></legis-body></bill> 

