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<dc:title>118 S1356 IS: Assuring Safe, Secure, Ethical, and Stable Systems for AI Act</dc:title>
<dc:publisher>U.S. Senate</dc:publisher>
<dc:date>2023-04-27</dc:date>
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<dc:language>EN</dc:language>
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<distribution-code display="yes">II</distribution-code><congress>118th CONGRESS</congress><session>1st Session</session><legis-num>S. 1356</legis-num><current-chamber>IN THE SENATE OF THE UNITED STATES</current-chamber><action><action-date date="20230427">April 27, 2023</action-date><action-desc><sponsor name-id="S330">Mr. Bennet</sponsor> introduced the following bill; which was read twice and referred to the <committee-name committee-id="SSCM00">Committee on Commerce, Science, and Transportation</committee-name></action-desc></action><legis-type>A BILL</legis-type><official-title>To establish a task force on organizational structure for artificial intelligence governance and oversight. </official-title></form><legis-body><section id="ida8d988d771e6419da8d6fc1df08788e1" section-type="section-one"><enum>1.</enum><header>Short title</header><text display-inline="no-display-inline">This Act may be cited as the <quote><short-title>Assuring Safe, Secure, Ethical, and Stable Systems for AI Act</short-title></quote> or the <quote><short-title>ASSESS AI Act</short-title></quote>.</text></section><section id="idD94917D031A8446A960521162EFC3456"><enum>2.</enum><header>Task force on artificial intelligence governance and oversight</header><subsection id="idd8be7442810a43cc8767e649224ef34f"><enum>(a)</enum><header>Establishment</header><text>Not later than 90 days after the date of enactment of this Act, the President shall appoint a task force to assess the privacy, civil rights, and civil liberties implications of artificial intelligence (referred to in this section as the <quote>AI Task Force</quote>). </text></subsection><subsection id="id23e07668453841a6920d69e418efc4d0"><enum>(b)</enum><header>Membership of AI Task Force</header><paragraph id="id396163BFE0024DA69D0C0BADF4F87561"><enum>(1)</enum><header>In General</header><text>The AI Task Force shall include—</text><subparagraph id="idF30A549CE0C44F0C86D50E874CC79D55"><enum>(A)</enum><text>the Director of the Office of Management and Budget or his or her designee; </text></subparagraph><subparagraph id="idBA4AA2D43CDD4F369D01332E3645BD6F"><enum>(B)</enum><text>the Director of the National Institute of Standards and Technology or his or her designee; </text></subparagraph><subparagraph id="id18c3067a04534892a61a0dc379e25816"><enum>(C)</enum><text>the Director of the Office of Science and Technology Policy or his or her designee; </text></subparagraph><subparagraph id="id80B86DFE6F8A4F0281461C15BEBF5F46"><enum>(D)</enum><text>the Assistant Director of the Directorate for Technology, Innovation, and Partnerships at the National Science Foundation;</text></subparagraph><subparagraph id="idb2b8e8129dbe4604bbea7883730bb3bb"><enum>(E)</enum><text>the Secretary of Health and Human Services or his or her designee;</text></subparagraph><subparagraph id="idddaee46600cd4f27b43b15a7c63a7551"><enum>(F)</enum><text>the Secretary of Transportation or his or her designee;</text></subparagraph><subparagraph id="idfc65424b629745dc8e96fefdbacdfb41"><enum>(G)</enum><text>the Secretary of Housing and Urban Development or his or her designee; </text></subparagraph><subparagraph id="id411F31EB81FB4466BD7487449BB8050A"><enum>(H)</enum><text>the Comptroller General of the United States or his or her designee;</text></subparagraph><subparagraph id="idb364ebab51cf4941b8a1338eab4be69b"><enum>(I)</enum><text>the Chairman of the Federal Trade Commission or his or her designee;</text></subparagraph><subparagraph id="idcd96f4549421418080f0c985e30c112e"><enum>(J)</enum><text>the Chairperson of the Equal Employment Opportunity Commission or his or her designee; </text></subparagraph><subparagraph id="id8e9ee7c0e44f4d92b924a7c523cbea8d"><enum>(K)</enum><text>the Chair of the Council of Inspectors General on Integrity and Efficiency or his or her designee; </text></subparagraph><subparagraph id="ida34934e5f868412aa2cb7fddf5afd2ce"><enum>(L)</enum><text>the Principal Deputy Assistant Attorney General for the Civil Rights Division of the Department of Justice or his or her designee;</text></subparagraph><subparagraph id="id2880154ae8384760934abe6a3565bb89"><enum>(M)</enum><text>the chief privacy and civil liberties officers for the following agencies:</text><clause id="id588cd800d92a4c0f9a289333df3ece3c"><enum>(i)</enum><text>the Department of State;</text></clause><clause id="id9f93e3c769d14a0fa0989b687c52e06a"><enum>(ii)</enum><text>the Department of the Treasury;</text></clause><clause id="id4183c74d2db54384beef5d09f221ed3b"><enum>(iii)</enum><text>the Department of Defense;</text></clause><clause id="id099a151e3ec84df1bf271422b8091585"><enum>(iv)</enum><text>the Department of Justice;</text></clause><clause id="idc4210023ef6248e0b6a4cf9addca547d"><enum>(v)</enum><text>the Department of Health and Human Services;</text></clause><clause id="id3e4e10fce20f46f98b301dd9256c5693"><enum>(vi)</enum><text>the Department of Homeland Security;</text></clause><clause id="id18dd5cc349f0403c8df35a2ac34d231f"><enum>(vii)</enum><text>the Department of Commerce;</text></clause><clause id="id64377bb3afe042139ff359164c13a0ce"><enum>(viii)</enum><text>the Department of Labor; </text></clause><clause id="id76226400341d4af9b9a97a12d0855f9a"><enum>(ix)</enum><text>the Department of Education; and</text></clause><clause id="idbecbc30ea3364e728011a084850c10de"><enum>(x)</enum><text>the Office of the Director of National Intelligence;</text></clause></subparagraph><subparagraph id="id874c5395b3164e8799f956e0cd768bd0"><enum>(N)</enum><text>the Chair of the Privacy and Civil Liberties Oversight Board;</text></subparagraph><subparagraph id="id32583feff083478aac8880f461fd9de4"><enum>(O)</enum><text>the Chair of the National Artificial Intelligence Advisory Committee’s Subcommittee on Artificial Intelligence and Law Enforcement; </text></subparagraph><subparagraph id="id86c78cde964749498300a7eca3462173"><enum>(P)</enum><text>any other governmental representative determined necessary by the President; and </text></subparagraph><subparagraph id="idca6a7f0deddc438e9b359ee6a271417c"><enum>(Q)</enum><text>not fewer than 6, but not more than 10, representatives from civil society, including organizational leaders with expertise in technology, privacy, civil liberties, and civil rights, representatives from industry, and representatives from academia, as appointed by the President. </text></subparagraph></paragraph><paragraph id="id8907836a7cc64d8b9f0e9c4b7446b321"><enum>(2)</enum><header>Task force chair and vice chair</header><text>The President shall designate a Chair and Vice Chair of the AI Task Force from among its members.</text></paragraph></subsection><subsection id="idd8b5e82d90234f3ab96e9dc0514c9898"><enum>(c)</enum><header>Duties</header><paragraph commented="no" display-inline="no-display-inline" id="idc914920ef0624805904e76ca227d86da"><enum>(1)</enum><header>In general</header><text display-inline="yes-display-inline">The AI Task Force shall—</text><subparagraph commented="no" display-inline="no-display-inline" id="id268ca064acc04fe6ac338a27c025f396"><enum>(A)</enum><text display-inline="yes-display-inline">assess existing policy, regulatory, and legal gaps for artificial intelligence (referred to in this section as <quote>AI</quote>) applications and associated data, as of the date of enactment of this Act; and </text></subparagraph><subparagraph commented="no" display-inline="no-display-inline" id="id42bba85c11da435e81ff89e6d7e7e884"><enum>(B)</enum><text display-inline="yes-display-inline">make recommendations to Congress and the President for legislative and regulatory reforms to ensure that uses of artificial intelligence and associated data in Federal Government operations comport with freedom of expression, equal protection, privacy, civil liberties, civil rights, and due process. </text></subparagraph></paragraph><paragraph commented="no" display-inline="no-display-inline" id="id0f748eaa15274eeba7bc9955c5487f25"><enum>(2)</enum><header>Specific requirements</header><text display-inline="yes-display-inline">The assessments and recommendations under paragraph (1) shall—</text><subparagraph commented="no" display-inline="no-display-inline" id="idb6b46431ba594a7b89013e5f4a535f3b"><enum>(A)</enum><text display-inline="yes-display-inline">address—</text><clause id="id8335a4833c07403d9fe6f631be4a7da6"><enum>(i)</enum><text>the application of Federal antidiscrimination laws to Federal Government use of AI;</text></clause><clause id="id037a1a0d907045088706e5c7bc4f8ab6"><enum>(ii)</enum><text>the application of Federal disparate impact standards to Federal Government use of AI;</text></clause><clause id="id2702785932ed4288993785104df12efc"><enum>(iii)</enum><text>artificial intelligence validation and auditing for Federal Government use of AI; </text></clause><clause id="id8a67705f56c9439987b2e9ae6a6c4872"><enum>(iv)</enum><text>artificial intelligence risk and impact assessment reporting regarding Federal Government use of AI; and</text></clause><clause id="id8750e1c4bb7b48acbce42b560c376858"><enum>(v)</enum><text>institutional changes to ensure sustained assessment and recurring guidance on privacy and civil liberties implications of artificial intelligence applications, emerging technologies, and associated data; </text></clause></subparagraph><subparagraph id="idfd97c7d4a64a4f0aad1b6eed59163666"><enum>(B)</enum><text>include recommendations regarding—</text><clause commented="no" display-inline="no-display-inline" id="id1c9ec32280934aae944c37cf4945900e"><enum>(i)</enum><text display-inline="yes-display-inline">baseline standards for Federal Government use of biometric identification technologies, including facial recognition, voiceprint, gait recognition, and keyboard entry technologies;</text></clause><clause id="idd80d12b9951c4be1beff7fb3af33c7f2"><enum>(ii)</enum><text>proposals to address any gaps in Federal law, including regulations, with respect to facial recognition technologies in order to enhance protections of privacy, civil liberties, and civil rights of individuals in the United States;</text></clause><clause id="id9e2244bc3de34184b6b8253893f99c0c"><enum>(iii)</enum><text>baseline standards for the protection and integrity of data in the custody of the Federal Government; and</text></clause><clause id="id894d7d31657e48c1b9cb2574088fac8d"><enum>(iv)</enum><text>best practices and contractual requirements to strengthen protections for privacy, information security, fairness, nondiscrimination, auditability, and accountability in artificial intelligence systems and technologies and associated data procured by the Federal Government; and</text></clause></subparagraph><subparagraph id="idfc23296a705b4bd6b5c9ca0b9f095e0f"><enum>(C)</enum><text>assess—</text><clause commented="no" display-inline="no-display-inline" id="id74d1c4c588e044cfb0080128d608d361"><enum>(i)</enum><text display-inline="yes-display-inline">whether existing and proposed AI regulations are appropriately balanced against critical law enforcement and national security needs;</text></clause><clause id="idcb2870d82e204c57a32320d9739398b5"><enum>(ii)</enum><text>ongoing efforts to regulate commercial development and fielding of artificial intelligence and associated data in light of privacy, civil liberties, and civil rights implications, and, as appropriate, consider and recommend institutional or organizational changes to facilitate applicable regulation; and</text></clause><clause id="id301edf766020462ba28811f0e86ca6a7"><enum>(iii)</enum><text>the utility of establishing a new organization within the Federal Government to provide ongoing governance for and oversight over the fielding of artificial intelligence technologies by Federal agencies as technological capabilities evolve over time, including—</text><subclause id="ida15b1c0db3864292b87280f6637c840d"><enum>(I)</enum><text>the review of Federal funds used for the procurement and development of artificial intelligence; and</text></subclause><subclause id="id7b891e2314c34c2b80471480af310bcb" commented="no" display-inline="no-display-inline"><enum>(II)</enum><text>the enforcement of Federal law for commercial artificial intelligence products used in government. </text></subclause></clause></subparagraph></paragraph><paragraph id="id673C000E6B4A4FD68A2E32DD10D45EA9"><enum>(3)</enum><header>Organizational considerations</header><text>In conducting the assessments required under this subsection, the AI Task Force shall consider—</text><subparagraph id="idCC732B75B02B47FCB9433A578F923335"><enum>(A)</enum><text>the organizational placement, structure, composition, authorities, and resources that a new organization would require to provide ongoing guidance and baseline standards for—</text><clause id="id7D0F3A24C22F4FF5900A64621A35746C"><enum>(i)</enum><text>the Federal Government’s development, acquisition, and fielding of artificial intelligence systems to ensure the systems comport with privacy, civil liberties, and civil rights and civil liberties law, including guardrails for their use; and</text></clause><clause id="id1D822B83E75D499B8A83EF8718EB79B8"><enum>(ii)</enum><text>providing transparency to oversight entities and the public regarding Federal Government use of artificial systems and the performance of those systems;</text></clause></subparagraph><subparagraph id="id70B2221B16D44BB290714787FF054507"><enum>(B)</enum><text>the existing interagency and intra-agency efforts to address AI oversight;</text></subparagraph><subparagraph id="id7B980865A0444AE080A56E9F36B24A54"><enum>(C)</enum><text>the need for and scope of national security carve-outs, and any limitations or protections that should be built into any such carve-outs; and</text></subparagraph><subparagraph id="idCD21C1D1C5D9494083BCDE11BA61FBE9" commented="no" display-inline="no-display-inline"><enum>(D)</enum><text>the research, development, and application of new technologies to mitigate privacy and civil liberties risks inherent in artificial intelligence systems. </text></subparagraph></paragraph></subsection><subsection id="idb95a452448ee4d2c8958a9a8651871fc"><enum>(d)</enum><header>Powers of the Task Force</header><paragraph id="id84113beee23b43358c87a8c452a2bb6e"><enum>(1)</enum><header>Hearings</header><text>The Task Force may, for the purpose of carrying out this section, hold hearings, sit and act at times and places, take testimony, and receive evidence as the AI Task Force considers appropriate.</text></paragraph><paragraph id="id1d5d42292188476ab261cf0e0a37f26b"><enum>(2)</enum><header>Powers of members and agents</header><text>Any member of the AI Task Force may, upon authorization by the AI Task Force, take any action that the AI Task Force is authorized to take under this section.</text></paragraph><paragraph id="ida734c9d5bc224c86ac3fe2684272e433"><enum>(3)</enum><header>Obtaining official data</header><text>Subject to applicable privacy laws and relevant regulations, the AI Task Force may secure directly from any department or agency of the United States information and data necessary to enable it to carry out this section. Upon written request of the Chair of the AI Task Force, the head or acting representative of that department or agency shall furnish the requested information to the AI Task Force not later than 30 days after receipt of the request.</text></paragraph></subsection><subsection id="id070f3fb81dae433abcd223f5fd83f807"><enum>(e)</enum><header>Operating rules and procedure</header><paragraph id="id2bd92c9f892543f0b6dfefbc6cb155c5"><enum>(1)</enum><header>Initial meeting</header><text>The AI Task Force shall meet not later than 30 days after the date on which a majority of the members of the AI Task Force have been appointed.</text></paragraph><paragraph id="id44eb1f5b86dc4770b8da218e0b7f3b66"><enum>(2)</enum><header>Voting</header><text>Each member of the AI Task Force shall have 1 vote.</text></paragraph><paragraph id="id6c52b2386e4442f1942d8bb292e07add"><enum>(3)</enum><header>Recommendations</header><text>The AI Task Force shall adopt recommendations only upon a majority vote.</text></paragraph><paragraph id="id3b375c32d734487a8a6ea8c3111e1207"><enum>(4)</enum><header>Quorum</header><text>A majority of the members of the AI Task Force shall constitute a quorum, but a lesser number of members may hold meetings, gather information, and review draft reports from staff.</text></paragraph></subsection><subsection id="id693a4c99cf8549cfb53f1e5faa81f40d"><enum>(f)</enum><header>Staff</header><paragraph id="ide916fc4ef2704596bc8c93f306697acc"><enum>(1)</enum><header>Personnel</header><text>The chairperson of the AI Task Force may appoint staff to inform, support, and enable AI Task Force members in the fulfillment of their responsibilities. A staff member may not be a local, State, or Federal elected official or be affiliated with or employed by, such an elected official during the duration of the AI Task Force.</text></paragraph><paragraph id="id09e0b4bb92a543d0becdd45e978c37d9"><enum>(2)</enum><header>Detailees</header><text>The head of any Federal department or agency may detail, on a non-reimbursable basis, any of the personnel of that department or agency to the AI Task Force to assist the AI Task Force in carrying out its purposes and functions.</text></paragraph><paragraph id="id9fdbf7b46c834091b8a2f416ec6ede1a"><enum>(3)</enum><header>Security clearances for members and staff</header><text>The appropriate Federal departments or agencies shall cooperate with the AI Task Force in expeditiously providing to the AI Task Force members and staff appropriate security clearances to the extent possible pursuant to existing procedures and requirements, except that no person may be provided with access to classified information under this section without the appropriate security clearances.</text></paragraph><paragraph id="idc8a0ca6d559c474b90e45c34f1b6b485"><enum>(4)</enum><header>Expert consultants</header><text>As needed, the AI Task Force may commission intermittent research or other information from experts and provide stipends for engagement consistent with relevant statutes and regulations. </text></paragraph></subsection><subsection id="id8a4221febabc430a919c7591e851042e"><enum>(g)</enum><header>Assistance from private sector</header><paragraph id="id993b2951d8f94836aa3b2060cfa509e3"><enum>(1)</enum><header>Private engagement</header><text>The Chair of the AI Task Force may engage with representatives from a private sector organization for the purpose of carrying out the mission of the AI Task Force, and any such engagement shall not be subject to <external-xref legal-doc="usc-chapter" parsable-cite="usc-chapter/5/10">chapter 10</external-xref> of title 5, United States Code.</text></paragraph><paragraph id="id7f7eae55732d4d5a9c011596fea8560c"><enum>(2)</enum><header>Temporary assignment of personnel</header><text>The Chair of the AI Task Force, with the agreement of a private sector organization, may arrange for the temporary assignment of employees of the organization to the Task Force in accordance with paragraphs (1) and (4) of subsection (f).</text></paragraph><paragraph id="id78ae46b8a3d94a4dbf1691723621d54e"><enum>(3)</enum><header>Duration</header><text>An assignment under this subsection may, at any time and for any reason, be terminated by the Chair or the private sector organization concerned and shall be for a total period of not more than 18 months.</text></paragraph></subsection><subsection id="idf0da0d4841754a3d87aa05bc208c0f84"><enum>(h)</enum><header>Application of ethics rules</header><paragraph commented="no" display-inline="no-display-inline" id="id864f5d12e5fe4001af889ba8c6bc068e"><enum>(1)</enum><header>In general</header><text display-inline="yes-display-inline">An employee of a private sector organization assigned under subsection (g)—</text><subparagraph id="id99ed3c0159e64eb9a195266390731c06"><enum>(A)</enum><text>shall be deemed to be a special government employee for purposes of Federal law, including <external-xref legal-doc="usc-chapter" parsable-cite="usc-chapter/18/11">chapter 11</external-xref> of title 18, United States Code, and <external-xref legal-doc="usc-chapter" parsable-cite="usc-chapter/5/135">chapter 135</external-xref> of title 5, United States Code; and</text></subparagraph><subparagraph id="id32290aa0399c43c996d42202a4af7046"><enum>(B)</enum><text>notwithstanding section 202(a) of title 18, United States Code, may be assigned to the Task Force for a period of not longer than 18 months.</text></subparagraph></paragraph><paragraph id="idf31137b227a943bcb3432e8b26c480a9"><enum>(2)</enum><header>No financial liability</header><text>Any agreement subject to this subsection shall require the private sector organization concerned to be responsible for all costs associated with the assignment of an employee under subsection (g). </text></paragraph></subsection><subsection id="id65ca65f77e344006bfe4cc2090ab4957"><enum>(i)</enum><header>Reporting</header><paragraph id="id2ce474aee5c04aa69ea9bba29cc3e83b"><enum>(1)</enum><header>Interim report to Congress</header><text>Not later than 1 year after the establishment of the AI Task Force, the AI Task Force shall prepare and submit an interim report to Congress and the President containing the AI Task Force's legislative and regulatory recommendations. </text></paragraph><paragraph id="idBC1BA19B382C470480166E9930B87E96"><enum>(2)</enum><header>Updates</header><text>The AI Task Force shall provide periodic updates to the President and to Congress.</text></paragraph><paragraph id="id32e821263b0a4d78a13d8637dc2cefbe"><enum>(3)</enum><header>Final report</header><text>Not later than 18 months after the establishment of the AI Task Force, the AI Task Force shall prepare and submit a final report to the President and to Congress containing its assessment on organizational considerations, to include any recommendations for organizational changes.</text></paragraph></subsection><subsection id="id036fe75a3b1248558034ed92a2d8f9b0"><enum>(j)</enum><header>Other emerging technologies</header><text>At any time before the submission of the final report under subsection (i)(3), the AI Task Force may recommend to Congress the creation of a similar task force focused on another emerging technology.</text></subsection><subsection id="id6411D9F18B634C6BBACBBABE4F77463A"><enum>(k)</enum><header>Sunset</header><text>The AI Task Force shall terminate on the date that is 18 months after the establishment of the AI Task Force under subsection (a).</text></subsection></section></legis-body></bill> 

