[Congressional Bills 115th Congress]
[From the U.S. Government Publishing Office]
[H.R. 3911 Reported in House (RH)]

<DOC>





                                                 Union Calendar No. 281
115th CONGRESS
  1st Session
                                H. R. 3911

                          [Report No. 115-384]

To amend the Securities Exchange Act of 1934 with respect to risk-based 
examinations of Nationally Recognized Statistical Rating Organizations.


_______________________________________________________________________


                    IN THE HOUSE OF REPRESENTATIVES

                            October 2, 2017

Mrs. Wagner (for herself and Mr. Foster) introduced the following bill; 
       which was referred to the Committee on Financial Services

                            November 3, 2017

Committed to the Committee of the Whole House on the State of the Union 
                       and ordered to be printed


_______________________________________________________________________

                                 A BILL


 
To amend the Securities Exchange Act of 1934 with respect to risk-based 
examinations of Nationally Recognized Statistical Rating Organizations.


 


    Be it enacted by the Senate and House of Representatives of the 
United States of America in Congress assembled,

SECTION 1. SHORT TITLE.

    This Act may be cited as the ``Risk-Based Credit Examination Act''.

SEC. 2. RISK-BASED EXAMINATIONS OF NATIONALLY RECOGNIZED STATISTICAL 
              RATING ORGANIZATIONS.

    Section 15E(p)(3)(B) of the Securities Exchange Act of 1934 (15 
U.S.C. 78o-7(p)(3)(B)) is amended in the matter preceding clause (i), 
by inserting ``, as appropriate,'' after ``Each examination under 
subparagraph (A) shall include''.
                                                 Union Calendar No. 281

115th CONGRESS

  1st Session

                               H. R. 3911

                          [Report No. 115-384]

_______________________________________________________________________

                                 A BILL

To amend the Securities Exchange Act of 1934 with respect to risk-based 
examinations of Nationally Recognized Statistical Rating Organizations.

_______________________________________________________________________

                            November 3, 2017

Committed to the Committee of the Whole House on the State of the Union 
                       and ordered to be printed