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<bill bill-stage="Introduced-in-Senate" public-private="public">
	<form>
		<distribution-code display="yes">II</distribution-code>
		<congress>112th CONGRESS</congress>
		<session>2d Session</session>
		<legis-num>S. 3382</legis-num>
		<current-chamber>IN THE SENATE OF THE UNITED STATES</current-chamber>
		<action>
			<action-date date="20120712">July 12, 2012</action-date>
			<action-desc><sponsor name-id="S153">Mr. Grassley</sponsor> (for
			 himself, <cosponsor name-id="S243">Mr. Kyl</cosponsor>,
			 <cosponsor name-id="S287">Mr. Cornyn</cosponsor>, <cosponsor name-id="S346">Mr.
			 Lee</cosponsor>, <cosponsor name-id="S348">Mr. Paul</cosponsor>, and
			 <cosponsor name-id="S301">Mr. Coburn</cosponsor>) introduced the following
			 bill; which was read twice and referred to the
			 <committee-name committee-id="SSJU00">Committee on the
			 Judiciary</committee-name></action-desc>
		</action>
		<legis-type>A BILL</legis-type>
		<official-title>To impose certain limitations on consent decrees and
		  settlement agreements by agencies that require the agencies to take regulatory
		  action in accordance with the terms thereof, and for other
		  purposes.</official-title>
	</form>
	<legis-body style="OLC">
		<section id="H26D2B05DE94A4AC3AADFF596849D12B9" section-type="section-one"><enum>1.</enum><header>Short title</header><text display-inline="no-display-inline">This Act may be cited as the
			 <quote><short-title>Sunshine for Regulatory Decrees and
			 Settlements Act of 2012</short-title></quote>.</text>
		</section><section id="H366CEE0B68684C2291AB9CDF3D059039"><enum>2.</enum><header>Definitions</header><text display-inline="no-display-inline">In this Act—</text>
			<paragraph id="id62B3D1655A91479F9B1DF1AE40FC364F"><enum>(1)</enum><text>the terms
			 <term>agency</term> and <term>agency action</term> have the meanings given
			 those terms under section 551 of title 5, United States Code;</text>
			</paragraph><paragraph id="id0608CE6041674E6197C76BED75B526BE"><enum>(2)</enum><text display-inline="yes-display-inline">the term <term>covered civil action</term>
			 means a civil action—</text>
				<subparagraph id="H0217893B98094F3B981F1A0F957860F6"><enum>(A)</enum><text display-inline="yes-display-inline">seeking to compel agency action;</text>
				</subparagraph><subparagraph id="id3A06EF42BD104612964EF76D4711726E"><enum>(B)</enum><text display-inline="yes-display-inline">alleging that the agency is unlawfully
			 withholding or unreasonably delaying an agency action relating to a regulatory
			 action that would affect the rights of—</text>
					<clause id="id6DAE481CC6C04493A1E31FAD2F67C02E"><enum>(i)</enum><text display-inline="yes-display-inline">private persons other than the person
			 bringing the action; or</text>
					</clause><clause id="id2966B4049A5B4D2B89425C7375FAFD83"><enum>(ii)</enum><text display-inline="yes-display-inline">a State, local, or tribal government;
			 and</text>
					</clause></subparagraph><subparagraph id="H36A29847C7B341BE86B81B96CB88C265"><enum>(C)</enum><text>brought
			 under—</text>
					<clause id="id70E70E9EB5934026903FD654080AB3D7"><enum>(i)</enum><text>chapter 7 of
			 title 5, United States Code; or</text>
					</clause><clause id="H0AC44BCF12A54BF3A743CDB4BAB6665E"><enum>(ii)</enum><text>any
			 other statute authorizing such an action; and</text>
					</clause></subparagraph></paragraph><paragraph commented="no" display-inline="no-display-inline" id="HA8C74B5209234FC0AF3E4F189D3FFD7A"><enum>(3)</enum><text display-inline="yes-display-inline">the term <term>covered settlement
			 agreement</term> means—</text>
				<subparagraph commented="no" display-inline="no-display-inline" id="idCBAD5ED234AF450598FE727D47EB1674"><enum>(A)</enum><text display-inline="yes-display-inline">a consent decree or settlement agreement
			 entered into in a covered civil action; and</text>
				</subparagraph><subparagraph commented="no" display-inline="no-display-inline" id="id1EA21E568F964255BE15E6A72FC362B3"><enum>(B)</enum><text display-inline="yes-display-inline">any other consent decree or settlement
			 agreement that requires agency action relating to a regulatory action that
			 affects the rights of—</text>
					<clause id="idFBE62B9850A94F4EB93CF531EE540ECB"><enum>(i)</enum><text display-inline="yes-display-inline">private persons other than the person
			 bringing the action; or</text>
					</clause><clause commented="no" display-inline="no-display-inline" id="idAED17012D2FA4162B2FB58636A7AD513"><enum>(ii)</enum><text display-inline="yes-display-inline">a State, local, or tribal
			 government.</text>
					</clause></subparagraph></paragraph></section><section id="idC8A22F3C3B904BC587AFA1C1CEC5E317"><enum>3.</enum><header>Consent decree
			 and settlement reform</header>
			<subsection id="HA616296BD4CA42E1B4F0F1F469159D9D"><enum>(a)</enum><header>Pleadings and
			 preliminary matters</header><text>In any covered civil action—</text>
				<paragraph id="id31656FA56EF84EBE95690FC5DCB56A10"><enum>(1)</enum><text>the agency
			 against which the covered civil action is brought shall publish the complaint
			 in a readily accessible manner, including by making the complaint available
			 online; and</text>
				</paragraph><paragraph id="idDDEF3667FEF64E40A60078533AC2492F"><enum>(2)</enum><text>a party may not
			 make a motion for entry of a consent decree or to dismiss the covered civil
			 action pursuant to a settlement agreement until after the end of the period
			 during which a person may intervene.</text>
				</paragraph></subsection><subsection id="idBE3E2C4AE7BA49FEA98681795D1D835B"><enum>(b)</enum><header>Intervention</header>
				<paragraph id="H015DC25CA29849F7BDEAB95825278048"><enum>(1)</enum><header>Rebuttable
			 presumption</header><text display-inline="yes-display-inline">In considering a
			 motion to intervene in a covered civil action by a person who alleges that the
			 agency action in dispute would affect the person, the court shall presume,
			 subject to rebuttal, that the interests of the person would not be represented
			 adequately by the existing parties to the covered civil action.</text>
				</paragraph><paragraph id="idFB295D2A5BB64100B6AC240900E5B1D4"><enum>(2)</enum><header>State, local,
			 and tribal governments</header><text display-inline="yes-display-inline">In
			 considering a motion to intervene in a covered civil action by a State, local,
			 or tribal government, the court shall take due account of whether the
			 movant—</text>
					<subparagraph id="HD49D30AD11144717A519C37D56CB8667"><enum>(A)</enum><text display-inline="yes-display-inline">administers jointly with an agency that is
			 a defendant in the covered civil action the statutory provisions that give rise
			 to the regulatory action to which the covered civil action relates; or</text>
					</subparagraph><subparagraph id="HD089BF43E7A64A9183D4D3705BE0FE01"><enum>(B)</enum><text display-inline="yes-display-inline">administers an authority under State,
			 local, or tribal law that would be preempted by the regulatory action to which
			 the covered civil action relates.</text>
					</subparagraph></paragraph></subsection><subsection commented="no" display-inline="no-display-inline" id="HD6629D2A31ED480BA92EE9574643373C"><enum>(c)</enum><header>Settlement
			 negotiations</header><text display-inline="yes-display-inline">Efforts to
			 settle a covered civil action shall—</text>
				<paragraph commented="no" display-inline="no-display-inline" id="id2F35B821A0FF4AF19FA38C89B04E399F"><enum>(1)</enum><text display-inline="yes-display-inline">be conducted pursuant to the mediation or
			 alternative dispute resolution program of the court or by a district judge
			 other than the presiding judge, magistrate judge, or special master, as
			 determined appropriate by the presiding judge; and</text>
				</paragraph><paragraph commented="no" display-inline="no-display-inline" id="idE31E1CDFD5B34F7CB0010F1F3B004A89"><enum>(2)</enum><text display-inline="yes-display-inline">include any party that intervenes in the
			 covered civil action.</text>
				</paragraph></subsection><subsection id="H4F24A52674164C848B089DA3C9C50DD2"><enum>(d)</enum><header>Publication of
			 and comment on covered settlement agreements</header>
				<paragraph id="id93875339FC01491494E32A908A959E32"><enum>(1)</enum><header>In
			 general</header><text>Not later than 60 days before the date on which a covered
			 settlement agreement is filed with a court, the agency seeking to enter the
			 covered settlement agreement shall publish in the Federal Register and
			 online—</text>
					<subparagraph id="id9C48FB7BAE464E4FB78340D134274477"><enum>(A)</enum><text>the proposed
			 covered settlement agreement; and</text>
					</subparagraph><subparagraph id="idB87DE5E57E9745C1A350501EADF156C6"><enum>(B)</enum><text>a statement
			 providing—</text>
						<clause id="id3A01AB12984B4394A8D59BFD4D00A058"><enum>(i)</enum><text>the
			 statutory basis for the covered settlement agreement; and</text>
						</clause><clause id="id2B2DA7EB7D7C4FAB903D862372196A50"><enum>(ii)</enum><text>a
			 description of the terms of the covered settlement agreement, including whether
			 it provides for the award of attorneys’ fees or costs and, if so, the basis for
			 including the award.</text>
						</clause></subparagraph></paragraph><paragraph id="HD90F287F09454A33842923D2465E62F3"><enum>(2)</enum><header>Public
			 comment</header>
					<subparagraph id="idEE3531550AFF400B966D18DFD237FCD5"><enum>(A)</enum><header>In
			 general</header><text display-inline="yes-display-inline">An agency seeking to
			 enter a covered settlement agreement shall accept public comment during the
			 period described in paragraph (1) on any issue relating to the matters alleged
			 in the complaint in the covered civil action or addressed or affected by the
			 proposed covered settlement agreement.</text>
					</subparagraph><subparagraph id="HC7F601760196420C99970F6FDF3245B1"><enum>(B)</enum><header>Response to
			 comments</header><text>An agency shall respond to any comment received under
			 subparagraph (A).</text>
					</subparagraph><subparagraph id="H8267105F854F46F7ABC3D9F1079F8F36"><enum>(C)</enum><header>Submissions to
			 court</header><text>When moving that the court enter a proposed covered
			 settlement agreement or for dismissal pursuant to a proposed covered settlement
			 agreement, an agency shall—</text>
						<clause id="H41B42982E94F462F8743563BDE369872"><enum>(i)</enum><text>inform the court
			 of the statutory basis for the proposed covered settlement agreement and its
			 terms;</text>
						</clause><clause id="H95F275809CB8418A8C158F5B256A0A0E"><enum>(ii)</enum><text>submit to the
			 court a summary of the comments received under subparagraph (A) and the
			 response of the agency to the comments;</text>
						</clause><clause id="HAC78A22F6150491AAB6226058CD30F6C"><enum>(iii)</enum><text>submit to the
			 court a certified index of the administrative record of the notice and comment
			 proceeding; and</text>
						</clause><clause id="H5C06425025CB4ADA91B0194D210AD4D9"><enum>(iv)</enum><text>make the
			 administrative record described in clause (iii) fully accessible to the
			 court.</text>
						</clause></subparagraph><subparagraph id="H712EC1EC507542818742CFC91CEF2441"><enum>(D)</enum><header>Inclusion in
			 record</header><text>The court shall include in the court record for a civil
			 action the certified index of the administrative record submitted by an agency
			 under subparagraph (C)(iii).</text>
					</subparagraph></paragraph><paragraph id="H045880642D894FAA8D93C6B43E795056"><enum>(3)</enum><header>Public hearings
			 permitted</header>
					<subparagraph id="id4CC3A5DD7986468190AAE9BF3D32E843"><enum>(A)</enum><header>In
			 general</header><text display-inline="yes-display-inline">After providing
			 notice in the Federal Register and online, an agency may hold a public hearing
			 regarding whether to enter into a proposed covered settlement agreement.</text>
					</subparagraph><subparagraph id="idA274AF4E0A2A48A893922E72AA405212"><enum>(B)</enum><header>Record</header><text display-inline="yes-display-inline">If an agency holds a public hearing under
			 subparagraph (A)—</text>
						<clause id="id9525B2EAC328406590E59F17C7E435C8"><enum>(i)</enum><text display-inline="yes-display-inline">the agency shall—</text>
							<subclause id="id7D1E902C73A0489F9C76DB15FE8CCEFC"><enum>(I)</enum><text display-inline="yes-display-inline">submit to the court a summary of the
			 proceedings;</text>
							</subclause><subclause id="id93D2E94F087541D399B82EE4631A89B3"><enum>(II)</enum><text display-inline="yes-display-inline">submit to the court a certified index of
			 the hearing record; and</text>
							</subclause><subclause id="id5E54E66D33FD4318818ECF05ECBD40F8"><enum>(III)</enum><text display-inline="yes-display-inline">provide access to the hearing record to the
			 court; and</text>
							</subclause></clause><clause id="id9505B67CFAD142A8A6CC9B474AC66AEE"><enum>(ii)</enum><text display-inline="yes-display-inline">the full hearing record shall be included
			 in the court record.</text>
						</clause></subparagraph></paragraph><paragraph id="H0318C289B0984D158822E4209D05A938"><enum>(4)</enum><header>Mandatory
			 deadlines</header><text>If a proposed covered settlement agreement requires an
			 agency action by a date certain, the agency shall, when moving for entry of the
			 covered settlement agreement or dismissal based on the covered settlement
			 agreement, inform the court of—</text>
					<subparagraph id="H90932ED7C0E847B8A0B6FE222DEAEBB7"><enum>(A)</enum><text>any required
			 regulatory action the agency has not taken that the covered settlement
			 agreement does not address;</text>
					</subparagraph><subparagraph id="H925913C9846B4537A4875EA11FEEF71C"><enum>(B)</enum><text>how the covered
			 settlement agreement, if approved, would affect the discharge of the duties
			 described in subparagraph (A); and</text>
					</subparagraph><subparagraph id="H0853D0606559403DB7BBBD47BAF556E8"><enum>(C)</enum><text>why the effects of
			 the covered settlement agreement on the manner in which the agency discharges
			 its duties is in the public interest.</text>
					</subparagraph></paragraph></subsection><subsection id="HA760041BC5934C4293CD751D55A54A26"><enum>(e)</enum><header>Submission by
			 the Government</header>
				<paragraph id="idEB1F668F46564F7A80C54E298FAAF3B2"><enum>(1)</enum><header>In
			 general</header><text>For any proposed covered settlement agreement that
			 contains a term described in paragraph (2), the Attorney General or, if the
			 matter is being litigated independently by an agency, the head of the agency
			 shall submit to the court a certification that the Attorney General or head of
			 the agency approves the proposed covered settlement agreement. The Attorney
			 General or head of the agency shall personally sign any certification submitted
			 under this paragraph.</text>
				</paragraph><paragraph id="id35A1F6391176455C8E11941F01B1CECD"><enum>(2)</enum><header>Terms</header><text>A
			 term described in this paragraph is—</text>
					<subparagraph id="H01E03E357DFF4BFBA20E3E9EECE57F0F"><enum>(A)</enum><text display-inline="yes-display-inline">in the case of a consent decree, a term
			 that—</text>
						<clause id="H48E30060F94147798DF50B6A564601C6"><enum>(i)</enum><text>converts into a
			 duty a discretionary authority of an agency to propose, promulgate, revise, or
			 amend regulations;</text>
						</clause><clause id="H01B726388EEE4C71A59B727090231570"><enum>(ii)</enum><text>commits an agency
			 to expend funds that have not been appropriated and that have not been budgeted
			 for the civil action in question;</text>
						</clause><clause id="id0DFE10C954E940CF9E977A86EA4570E5"><enum>(iii)</enum><text>commits an
			 agency to seek a particular appropriation or budget authorization;</text>
						</clause><clause id="H4189C5A0C3354F049CD6B468BBCE6A34"><enum>(iv)</enum><text>divests an agency
			 of discretion committed to the agency by statute or the Constitution of the
			 United States, without regard to whether the discretion was granted to respond
			 to changing circumstances, to make policy or managerial choices, or to protect
			 the rights of third parties; or</text>
						</clause><clause id="HDFA83F85C5564AEE863B147EC21E5A06"><enum>(v)</enum><text>otherwise affords
			 relief that the court could not enter under its own authority upon a final
			 judgment in the civil action; or</text>
						</clause></subparagraph><subparagraph id="H89F9797C90894908904B97376EE879BB"><enum>(B)</enum><text display-inline="yes-display-inline">in the case of a covered settlement
			 agreement other than a consent decree, a term that—</text>
						<clause id="H68FC939712FF493991D181897A662BC7"><enum>(i)</enum><text>interferes with
			 the authority of an agency to revise, amend, or issue rules under the
			 procedures under chapter 5 of title 5, United States Code, or any other statute
			 or Executive order prescribing rulemaking procedures for a rulemaking that is
			 the subject of the covered settlement agreement;</text>
						</clause><clause id="H59C569D2A2CB47798808F1E5647369FC"><enum>(ii)</enum><text>commits the
			 agency to expend funds that have not been appropriated and that have not been
			 budgeted for the civil action in question; or</text>
						</clause><clause commented="no" display-inline="no-display-inline" id="HAF3DC808FBE744B3BA9D0069B51E49FC"><enum>(iii)</enum><text>for a covered
			 settlement agreement that commits the agency to exercise in a particular way
			 discretion which was committed to the agency by statute or the Constitution of
			 the United States to respond to changing circumstances, to make policy or
			 managerial choices, or to protect the rights of third parties, provides a
			 remedy for a failure by the agency to comply with the terms of the covered
			 settlement agreement other than the revival of the civil action resolved by the
			 covered settlement agreement.</text>
						</clause></subparagraph></paragraph></subsection><subsection id="idF19C9AD3B3DC4B2FAC7BA413FBDDAB50"><enum>(f)</enum><header>Review by
			 court</header>
				<paragraph id="H9BA13FE9C7CF4F16A80217CA8C9A6BC6"><enum>(1)</enum><header>Amicus</header><text>A
			 court considering a proposed covered settlement agreement shall presume,
			 subject to rebuttal, that it is proper to allow amicus participation relating
			 to the covered settlement agreement by any person who filed public comments on
			 the covered settlement agreement under subsection (d)(2).</text>
				</paragraph><paragraph id="H837792CAE86542F69921C11C31ABE6BF"><enum>(2)</enum><header>Review of
			 deadlines</header>
					<subparagraph id="idB5C1004C52A24AFF867DF1CBC2D5DC25"><enum>(A)</enum><header>Proposed
			 consent decrees</header><text>For a proposed covered settlement agreement that
			 is a consent decree, a court shall not approve the covered settlement agreement
			 unless the proposed covered settlement agreement allows sufficient time and
			 incorporates adequate procedures for the agency to comply with chapter 5 of
			 title 5, United States Code, and other applicable statutes that govern
			 rulemaking and, unless contrary to the public interest, the provisions of any
			 Executive order that governs rulemaking.</text>
					</subparagraph><subparagraph id="id8750238CA6B044488CF2056D51123560"><enum>(B)</enum><header>Other
			 settlement agreements</header><text>For a proposed covered settlement agreement
			 other than a consent decree, a court shall ensure that the covered settlement
			 agreement allows sufficient time and incorporates adequate procedures for the
			 agency to comply with chapter 5 of title 5, United States Code, and other
			 applicable statutes that govern rulemaking and, unless contrary to the public
			 interest, the provisions of any Executive order that governs rulemaking.</text>
					</subparagraph></paragraph></subsection><subsection id="H5C9067BF329D46D1BE7B34BACD22BE8E"><enum>(g)</enum><header>Annual
			 reports</header><text>Each agency shall submit to Congress an annual report
			 that, for the year covered by the report, includes—</text>
				<paragraph id="idE65C845058F845DFB13408F31D7A284F"><enum>(1)</enum><text>the number,
			 identity, and content of covered civil actions brought against and covered
			 settlement agreements entered by the agency; and</text>
				</paragraph><paragraph id="idE1FE53EEA94E443595086EA1BAC615ED"><enum>(2)</enum><text>a description of
			 the statutory basis for—</text>
					<subparagraph id="id5341E40D4FC84E3AB6B10A32C56FD8DC"><enum>(A)</enum><text>each covered
			 settlement agreement entered by the agency; and</text>
					</subparagraph><subparagraph id="id6FC2FD8B91584D46942CC7B2D79ADDBE"><enum>(B)</enum><text>any award of
			 attorneys fees or costs in a civil action resolved by a covered settlement
			 agreement entered by the agency.</text>
					</subparagraph></paragraph></subsection></section><section id="HDAB6C176393A472792090DB3E47FFCD4"><enum>4.</enum><header>Motions to modify
			 consent decrees</header><text display-inline="no-display-inline">If an agency
			 moves a court to modify a covered settlement agreement and the basis of the
			 motion is that the terms of the covered settlement agreement are no longer
			 fully in the public interest due to the obligations of the agency to fulfill
			 other duties or due to changed facts and circumstances, the court shall review
			 the motion and the covered settlement agreement de novo.</text>
		</section><section id="H44508FA6977145899AB64EF3E9249B0A"><enum>5.</enum><header>Effective
			 date</header><text display-inline="no-display-inline">This Act shall apply
			 to—</text>
			<paragraph id="idC4830040FB584D18A318EAC55C4CF549"><enum>(1)</enum><text display-inline="yes-display-inline">any covered civil action filed on or after
			 the date of enactment of this Act; and</text>
			</paragraph><paragraph id="id9CC0CDF7C66C44B582FD4A6F1033829D"><enum>(2)</enum><text display-inline="yes-display-inline">any covered settlement agreement proposed
			 to a court on or after the date of enactment of this Act.</text>
			</paragraph></section></legis-body>
</bill>
