[Congressional Bills 111th Congress]
[From the U.S. Government Publishing Office]
[H.R. 1715 Introduced in House (IH)]

111th CONGRESS
  1st Session
                                H. R. 1715

 To amend the Public Health Service Act with respect to the protection 
                     of human subjects in research.


_______________________________________________________________________


                    IN THE HOUSE OF REPRESENTATIVES

                             March 25, 2009

 Ms. DeGette introduced the following bill; which was referred to the 
                    Committee on Energy and Commerce

_______________________________________________________________________

                                 A BILL


 
 To amend the Public Health Service Act with respect to the protection 
                     of human subjects in research.

    Be it enacted by the Senate and House of Representatives of the 
United States of America in Congress assembled,

SECTION 1. SHORT TITLE.

    This Act may be cited as the ``Protection for Participants in 
Research Act of 2009''.

SEC. 2. PROTECTION OF HUMAN SUBJECTS IN RESEARCH; UNIFORM NATIONAL 
              APPLICABILITY OF RULES.

    Part H of title IV of the Public Health Service Act (42 U.S.C. 289 
et seq.) is amended by inserting after section 491 the following 
section:

``SEC. 491A. PROTECTION OF HUMAN SUBJECTS IN RESEARCH; UNIFORM NATIONAL 
              APPLICABILITY OF RULES.

    ``(a) Protection of Human Subjects.--
            ``(1) In general.--Except as provided in paragraph (2), all 
        human subject research shall be conducted in accordance with 
        the Common Rule, and as applicable to the human subjects 
        involved in such research, with the vulnerable-populations 
        rules.
            ``(2) FDA research.--
                    ``(A) Applicable rules.--All human subject research 
                that is subject to the Federal Food, Drug, and Cosmetic 
                Act or to section 351 of this Act shall be conducted--
                            ``(i) in accordance with the provisions of 
                        parts 50 and 56 of title 21, Code of Federal 
                        Regulations (or any successor regulations); and
                            ``(ii) as applicable to the human subjects 
                        involved in such research, in accordance with 
                        provisions applicable to vulnerable populations 
                        under part 56 of such title 21 (or any 
                        successor regulations) and subpart D of part 50 
                        of such title 21 (or any successor 
                        regulations).
                    ``(B) References.--In the case of human subject 
                research described in subparagraph (A)--
                            ``(i) each reference in this section or 
                        section 491B to the Common Rule shall be 
                        treated as a reference to the provisions 
                        described in subparagraph (A)(i); and
                            ``(ii) each reference in this section to 
                        the vulnerable population rules shall be 
                        treated as a reference to the provisions 
                        described in subparagraph (A)(ii).
            ``(3) Applicability.--Paragraphs (1) and (2) apply to human 
        subject research that--
                    ``(A) is conducted, supported, or otherwise subject 
                to regulation under a provision of Federal law (other 
                than this section), without regard to whether the 
                Federal agency that administers such law has taken 
                administrative action to make the Common Rule 
                applicable to the agency; or
                    ``(B) is not described in subparagraph (A) and has 
                activities that are in or that affect interstate 
                commerce.
            ``(4) Harmonization.--
                    ``(A) Review of regulations.--Not later than 18 
                months after the date of the enactment of the 
                Protection for Participants in Research Act of 2009, 
                the Secretary shall complete a review of the provisions 
                of subpart A of part 46 of title 45, Code of Federal 
                Regulations (referred to in this paragraph as `title 45 
                regulations'), and the provisions of parts 50 and 56 of 
                title 21, Code of Federal Regulations (referred to in 
                this paragraph as `title 21 regulations'), in order to 
                determine to what extent the differences in approach 
                between the title 45 regulations and the title 21 
                regulations can be harmonized toward the goal of having 
                only such differences as are appropriate to reflect the 
                legal or factual variations in human subject research 
                described in paragraph (2)(A) relative to other human 
                subject research. The areas of difference reviewed 
                shall include (but are not limited to) differences 
                regarding the existence of a significant financial 
                interest; provisions for research relating to emergency 
                interventions; the definition of `institution'; and 
                requirements for attestations by investigators 
                regarding the protection of human subjects.
                    ``(B) Rulemaking.--
                            ``(i) Pursuant to harmonization review.--
                        Not later than three years after completing the 
                        review under subparagraph (A), the Secretary 
                        shall publish in the Federal Register a 
                        proposed rule to modify the title 45 
                        regulations, or the title 21 regulations, or 
                        both, in accordance with the findings of the 
                        review, unless the review finds that removing 
                        any of the differences in approach between the 
                        title 45 regulations and the title 21 
                        regulations is not practicable.
                            ``(ii) Subsequent rulemaking.--After the 
                        expiration of the three-year period referred to 
                        in clause (i), or the publication of the 
                        proposed rule under clause (i), whichever 
                        occurs first, any rule promulgated by the 
                        Secretary that modifies the title 45 
                        regulations or the title 21 regulations 
                        (including a modification that adds 
                        provisions), and results in there being a 
                        difference between the title 45 regulations and 
                        the title 21 regulations, shall be accompanied 
                        in the Federal Register by a statement of the 
                        reasons underlying the determination of the 
                        Secretary that, with respect to the goal 
                        described in subparagraph (A), the difference 
                        is appropriate to reflect the legal or factual 
                        variations in human subject research described 
                        in paragraph (2)(A) relative to other human 
                        subject research.
    ``(b) Common Rule; Other Definitions.--
            ``(1) Common rule; vulnerable-population rules.--For 
        purposes of this section:
                    ``(A) The term `Common Rule' means the provisions 
                of subpart A of part 46 of title 45, Code of Federal 
                Regulations (or any successor regulations).
                    ``(B) The term `vulnerable-population rules' means 
                the provisions of subparts B through D of such part 46 
                (or any successor regulations).
            ``(3) Human subject research.--For purposes of this 
        section:
                    ``(A) Except as provided in subparagraph (B), the 
                term `human subject research' means research, as 
                defined in subpart A of part 46 of title 45, Code of 
                Federal Regulations (or any successor regulations), 
                that involves a human subject, as defined in such 
                subpart A (or any successor regulations).
                    ``(B) In the case of an investigation that is 
                subject to the provisions of part 50 of title 21, Code 
                of Federal Regulations (or successor regulations), the 
                term `human subject' has the meaning given such term in 
                such part 50, and the term `human subject research' 
                means a clinical investigation as defined in such part 
                50.
            ``(4) Other definitions.--For purposes of this section:
                    ``(A) The term `classified', with respect to human 
                subject research, refers to research that, within the 
                meaning of section 552(b)(1)(A) of title 5, United 
                States Code, is--
                            ``(i) specifically authorized under 
                        criteria established by an Executive order to 
                        be kept secret in the interest of national 
                        defense or foreign policy; and
                            ``(ii) is in fact properly classified 
                        pursuant to such Executive order.
                    ``(B) The term `data safety and monitoring 
                committee', with respect to a human subject research 
                project, means a group of individuals with appropriate 
                expertise that, on an ongoing basis during the conduct 
                of such research project--
                            ``(i) reviews data that are generated 
                        during the project;
                            ``(ii) advises the investigator and sponsor 
                        regarding the continuing safety of human 
                        subjects who are or will be participating in 
                        the project; and
                            ``(iii) advises such investigator and 
                        sponsor on the continued validity and 
                        scientific merit of the project.
                    ``(C) The term `Federal agency' has the meaning 
                given the term `Executive agency' in section 105 of 
                title 5, United States Code.
                    ``(D) The terms `institution served by an 
                Institutional Review Board' and `institution served by 
                the Board' mean the public or private entity 
                (university, health care provider, health plan, 
                research organization, government agency, independent 
                institutional review board, or other entity) that 
                establishes and is responsible for the operation of the 
                Institutional Review Board.
                    ``(E) The term `Institutional Review Board' has the 
                meaning that applies under the Common Rule.
                    ``(F) The term `lead Institutional Review Board' 
                means an Institutional Review Board that otherwise 
                meets the requirements of the Common Rule and enters 
                into a written agreement with an institution, another 
                Institutional Review Board, a sponsor, or a principal 
                investigator to approve and oversee human subject 
                research that is conducted at multiple locations. For 
                purposes of this section, references to an 
                Institutional Review Board include an Institutional 
                Review Board that serves a single institution as well 
                as a lead Institutional Review Board.
                    ``(G) The term `principal investigator', with 
                respect to human subject research, means the individual 
                who, at the research location involved, has the 
                principal responsibility for the conduct of the 
                research.
                    ``(H)(i) Except as provided in clause (ii), the 
                term `sponsor', with respect to human subject research, 
                means the entity that provides the majority or 
                plurality of the financial support for the conduct of 
                the research.
                    ``(ii) In the case of an investigation that is 
                subject to the provisions of part 50 of title 21, Code 
                of Federal Regulations (or successor regulations), the 
                term `sponsor', with respect to human subject research, 
                has the meaning that applies for purposes of such part 
                50.
    ``(c) Scope of Authority of Secretary.--
            ``(1) In general.--The Common Rule (including provisions 
        regarding exemptions) and the vulnerable-populations rules, as 
        in effect on the day before the date of the enactment of the 
        Protection for Participants in Research Act of 2009, continue 
        to be in effect on and after such date, subject to paragraph 
        (2).
            ``(2) Modifications.--
                    ``(A) Compliance with law.--Promptly after the date 
                of the enactment of the Act referred to in paragraph 
                (1), the Secretary shall promulgate regulations to make 
                such modifications to the provisions of the Common Rule 
                as may be necessary to ensure that such provisions 
                implement, and do not conflict with, this section.
                    ``(B) Other modifications.--This section may not be 
                construed as affecting the authority of the Secretary 
                to modify the provisions of the Common Rule or the 
                vulnerable-populations rules, except to the extent that 
                any such modification is in conflict with this section. 
                Any such modification shall be made by regulation.
                    ``(C) Consideration of certain matters.--
                            ``(i) In general.--The Secretary shall, 
                        with respect to the Common Rule, consider the 
                        matters specified in clause (iii) and make a 
                        determination of whether any of the provisions 
                        of such Rule should be modified accordingly.
                            ``(ii) Timing.--The Secretary shall publish 
                        the determination required by clause (i) and 
                        publish the determination in the Federal 
                        Register--
                                    ``(I) except as provided in 
                                subclause (II), not later than 18 
                                months after the date of the enactment 
                                of the Protection for Participants in 
                                Research Act of 2009; and
                                    ``(II) in the case of a 
                                determination on the matters specified 
                                in clause (iii)(VII), not later than 18 
                                months after the submission of the 
                                report required by section 7 of the 
                                Protection for Participants in Research 
                                Act of 2009.
                            ``(iii) List of matters for 
                        consideration.--The matters referred to in 
                        clause (i) with respect to the Common Rule are 
                        the following:
                                    ``(I) Whether the list of 
                                exemptions from applicability of the 
                                Common Rule, as in effect on the day 
                                before the date of enactment referred 
                                to in clause (ii)(I), should be 
                                modified or new categories of 
                                exemptions established.
                                    ``(II) Whether and under what 
                                circumstances research that studies 
                                human tissue or other types of clinical 
                                specimens should not be considered 
                                human subject research.
                                    ``(III) Whether and under what 
                                circumstances research that studies 
                                data that do not involve any 
                                interaction or intervention with a 
                                living human should be considered human 
                                subject research.
                                    ``(IV) Whether the list of 
                                categories of research that are exempt 
                                from Investigational Review Board 
                                review or are eligible for expedited 
                                review under the Common Rule, as in 
                                effect on the day before the date of 
                                enactment referred to in clause (i), 
                                should be modified, and whether new 
                                categories of such exempt research or 
                                research eligible for expedited review 
                                should be established.
                                    ``(V) Whether modified procedures 
                                should apply to human subject research 
                                that poses minimal risk to the 
                                subjects, including whether there are 
                                any types of such research for which 
                                some aspect of the requirement of 
                                informed consent or documentation of 
                                informed consent should apply 
                                differently.
                                    ``(VI) Whether Institutional Review 
                                Boards include sufficient numbers of 
                                minority individuals (as defined in 
                                section 485E(c)) as Board members when 
                                reviewing proposals designed to include 
                                human subjects who are minority 
                                individuals.
                                    ``(VII) Whether the requirements 
                                for the number of members of an 
                                Institutional Review Board who are 
                                individuals whose primary expertise is 
                                in nonscientific areas, and the number 
                                of members of an Institutional Review 
                                Board who are individuals who are not 
                                affiliated with the institution served 
                                by the Board, should be increased.
                                    ``(VIII) Such additional matters as 
                                the Secretary determines to be 
                                appropriate.
                    ``(D) Agency-specific additional protections.--With 
                respect to human subject research that is conducted, 
                supported, or otherwise subject to regulation under a 
                provision of Federal law (other than this section), the 
                Secretary may under subparagraph (A) permit the Federal 
                agency involved to establish additional protections for 
                the protection of human subjects if the Secretary 
                determines that such additional protections are not in 
                conflict with protections established under this 
                section.
    ``(d) Right of Informed Consent.--
            ``(1) In general.--For purposes of subsection (a), a 
        principal investigator may not, except as provided in the 
        Common Rule, involve an individual as a subject in human 
        subject research unless the investigator or other knowledgeable 
        person has obtained the informed consent of the individual to 
        be a subject.
            ``(2) Legally authorized representative.--References in 
        this section to obtaining consent from an individual shall be 
        considered to be references to obtaining consent from the 
        legally authorized representative of the individual in any case 
        in which the individual lacks legal competence to provide 
        consent.
            ``(3) Certain requirements regarding disclosure and 
        understanding.--The Secretary shall establish criteria 
        regarding consent under paragraph (1) that--
                    ``(A) provide for the provision of full and 
                complete information relevant to the research to a 
                prospective human subject;
                    ``(B) require such information to be provided in 
                language understandable to such subject;
                    ``(C) require that only individuals knowledgeable 
                about the research provide such information to the 
                subject and answer questions from the subject; and
                    ``(D) require that information be provided to the 
                subject on how to contact the Office for Human Research 
                Protections to submit questions about the rights of 
                subjects or to report concerns regarding the research.
            ``(4) Written attestation by investigator.--A principal 
        investigator who involves a human subject in research shall, in 
        accordance with the criteria of the Secretary, file with the 
        Institutional Review Board for the research a written 
        attestation that the investigator is familiar with requirements 
        for the protection of human subjects, including the requirement 
        of informed consent, and agrees to comply with such 
        requirements.
    ``(e) Institutional Review Boards.--
            ``(1) Requirements for boards.--Human subject research may 
        not be conducted unless an Institutional Review Board has, for 
        purposes of the Common Rule (and the vulnerable-populations 
        rules, as applicable), approved the proposal for such research. 
        With respect to the research involved, the approval by the 
        Board of the proposal for the research is not effective unless, 
        in addition to conditions established by the Secretary, the 
        following conditions are met:
                    ``(A) The institution served by the Board ensures 
                that the Board has an orientation program for new 
                members and a continuing education program for existing 
                members of the Board, and with respect to ethical 
                matters that relate to research, a continuing education 
                program for all members of the Board.
                    ``(B) The institution served by the Board has 
                submitted to the Secretary a registration informing the 
                Secretary of the existence of the Board, and the 
                registration was in such form, was made in such manner, 
                and contained such information as the Secretary 
                requested regarding functions of the Board under this 
                section.
                    ``(C) In the case of a proposal for a research 
                project requiring a data safety and monitoring plan, 
                the Board reviews the data safety and monitoring plan 
                (pursuant to subsection (f)) as a part of the review by 
                the Board of the proposal.
                    ``(D) With respect to the research involved, each 
                member of the Board has disclosed any significant 
                financial interest, as defined by applicable Federal 
                regulations, to the institution served by the Board, 
                and such institution has disclosed any such disclosures 
                to the Board.
                    ``(E) A member of the Board does not participate in 
                the review by the Board of a proposal for research if 
                the member has a significant financial interest, as 
                defined by applicable Federal regulations, in the 
                research. The provision by such member of information 
                to other members of the Board does not constitute Board 
                participation for purposes of this subparagraph.
                    ``(F) The institution served by the Board annually 
                submits to the Secretary a report that compiles data on 
                the number of new research proposals reviewed, the 
                number of continuing research projects reviewed, the 
                number of reviewed biomedical research proposals, the 
                number of reviewed behavioral or social sciences 
                research proposals, the number of reviewed 
                multidisciplinary research proposals, and any 
                additional information determined appropriate by the 
                Secretary.
                    ``(G) The institution served by the Board submits 
                to the Secretary such reports regarding the Board as 
                the Secretary determines to be appropriate.
            ``(2) Notification of institutional review board and 
        sponsors by investigators.--
                    ``(A) In submitting to an Institutional Review 
                Board a proposal for human subject research, the 
                investigators for the research shall notify the 
                institution served by the Board--
                            ``(i) of any significant financial 
                        interest, as defined by applicable Federal 
                        regulations;
                            ``(ii) whether the investigators have been 
                        disqualified or restricted by any Federal, 
                        State, or local entity in their ability to 
                        conduct human subject research, including being 
                        ineligible to conduct human subject research 
                        with investigational new drugs, being 
                        ineligible for approval of new drug 
                        applications, or agreeing to some other form of 
                        restriction regarding research; and
                            ``(iii) whether the proposal has been 
                        submitted to any other Institutional Review 
                        Board and, as applicable, of any findings made 
                        by such Board.
                    ``(B) A notification required by subparagraph (A) 
                shall be submitted to the institution served by the 
                Board--
                            ``(i) at the time of submitting the 
                        proposal for human subject research to the 
                        Board; or
                            ``(ii) in the case of circumstances arising 
                        after such submission, immediately.
            ``(3) Institution review of conflicts of interest.--The 
        institution served by an Institutional Review Board shall 
        review such significant financial interests as are submitted 
        under paragraph (2) to determine whether such interests create 
        or may reasonably appear to create conflicts of interest, and 
        then shall seek to manage, reduce, or eliminate such conflicts 
        of interest.
            ``(4) Projects involving multiple locations.--For purposes 
        of meeting the Common Rule requirements for review and 
        supervision of research by an Institutional Review Board, such 
        activities may be performed by an Institutional Review Board or 
        a lead Institutional Review Board, at the option of the 
        institution where the research is conducted.
            ``(5) Voluntary accreditation.--The Secretary may in 
        accordance with this paragraph facilitate the accreditation of 
        institutions and Institutional Review Boards by recognizing a 
        private accrediting entity or entities. For purposes of the 
        preceding sentence:
                    ``(A) The Secretary may recognize an accrediting 
                entity if--
                            ``(i) such entity submits to the Secretary 
                        the standards and procedures that the entity 
                        requires institutions and Institutional Review 
                        Boards to meet in order to be accredited by the 
                        entity;
                            ``(ii) the Secretary determines that such 
                        standards and procedures include standards and 
                        procedures ensuring that the policies and 
                        procedures of institutions and Institutional 
                        Review Boards accredited by the entity are in 
                        compliance with Federal regulations governing 
                        human subject research; and
                            ``(iii) the entity annually submits to the 
                        Secretary a report describing any changes in 
                        the standards and procedures described in 
                        clause (ii).
                    ``(B) The Secretary may not require that any 
                institution, Institutional Review Board, or program for 
                the protection of human subjects in research, or any 
                component thereof, be accredited.
                    ``(C) Nothing in this section may be construed as 
                authorizing the Secretary--
                            ``(i) to establish or approve accreditation 
                        standards or procedures for institutions, 
                        Institutional Review Boards, or programs for 
                        the protection of human subjects in research, 
                        or any component thereof; or
                            ``(ii) to recognize any standards or 
                        procedures for institutions or Institutional 
                        Review Boards other than the standards and 
                        procedures described in subparagraph (A)(ii).
            ``(6) Cost recovery.--Institutions may recover costs 
        associated with compliance for human subject protections under 
        this part from government sponsors of research as direct costs.
    ``(f) Data Safety and Monitoring Plans.--
            ``(1) In general.--If a human subject research project 
        meets the criteria developed under paragraph (2), such project 
        shall be conducted in accordance with a data safety and 
        monitoring plan.
            ``(2) Criteria.--The Secretary shall develop criteria for 
        determining whether a human subject research project must be 
        conducted in accordance with a data safety and monitoring plan.
            ``(3) Contents.--A data safety and monitoring plan under 
        this subsection shall include the following:
                    ``(A) A requirement that the sponsor of the human 
                subject research project use a data safety and 
                monitoring committee in affiliation with the project.
                    ``(B) Minimum requirements for the reporting by the 
                principal investigator of information on such data 
                safety and monitoring plan to the Institutional Review 
                Board for the project and to the institution served by 
                the Board.
                    ``(C) A requirement that the data safety and 
                monitoring committee described in subparagraph (A) 
                provide reports on the findings of the committee 
                regarding the project to such investigator, Board, and 
                institution.
                    ``(D)(i) A requirement that the principal 
                investigator report to the Institutional Review Board 
                for the project and the sponsor of the project--
                                    ``(I) in the case of any 
                                unanticipated problem in the project 
                                involving risks to human subjects or 
                                other individuals, immediately; and
                                    ``(II) in the case of any adverse 
                                event in the project, in a timely 
                                manner appropriate to the severity of 
                                the event and whether the event is 
                                unexpected.
                    ``(ii) An unanticipated problem or adverse event 
                referred to in subclause (I) or (II) of clause (i), 
                respectively, shall be reported by the principal 
                investigator, in addition to the reports required by 
                clause (i), as directed by the Secretary by regulation. 
                Such regulations shall ensure comprehensive and 
                coordinated reporting to all relevant parties.
    ``(g) Institutional Programs of Education.--For fiscal year 2010 
and subsequent fiscal years, the Secretary may not make an award of a 
grant, cooperative agreement, or contract under this Act to a public 
entity or a private academic institution, or make an award of a grant, 
cooperative agreement, or contract under this Act for the conduct of 
research at or through or in affiliation with a public entity or a 
private academic institution, unless the public entity or private 
academic institution (as the case may be) maintains or contracts for a 
comprehensive and ongoing program to educate investigators and Board 
members on the protection of human subjects in research.
    ``(h) Certain Classified Human Subject Research.--Notwithstanding 
any other provision of law, Federal funds may not be expended for the 
conduct of classified human subject research if--
            ``(1) the Institutional Review Board reviewing the proposal 
        for the research pursuant to this section has under the Common 
        Rule waived the requirement to obtain the informed consent of 
        the human subjects in the research; or
            ``(2) the research is exempt from the requirement under the 
        Common Rule that the proposal for the research be reviewed by 
        such a Board.
    ``(i) Disclosure of Violations.--
            ``(1) Disclosures.--Upon the request of an Institutional 
        Review Board, the Secretary shall determine whether an entity 
        (including an individual, as applicable under the request) has 
        violated any requirement under this section, and shall disclose 
        to such Board the findings of the Secretary.
            ``(2) Notice to subject of disclosure.--If pursuant to a 
        request under paragraph (1) the Secretary discloses that an 
        entity has violated a requirement under this section, the 
        Secretary shall in writing notify the entity of the disclosure, 
        including the identity of the Institutional Review Board to 
        which the disclosure was made.
    ``(j) Applicability of Requirements.--The requirements of this 
section apply on and after the date of the enactment of the Protection 
for Participants in Research Act of 2009.''.

SEC. 3. OFFICE FOR HUMAN RESEARCH PROTECTIONS.

    Part H of title IV of the Public Health Service Act (42 U.S.C. 289 
et seq.), as amended by section 2 of this Act, is amended by inserting 
after section 491A the following section:

``SEC. 491B. OFFICE FOR HUMAN RESEARCH PROTECTIONS.

    ``(a) In General.--There is established within the office of the 
Secretary an office to be known as the Office for Human Research 
Protections (in this section referred to as the `Office'). The Office 
shall be headed by a director, who shall be appointed by the Secretary. 
The Secretary shall carry out this section acting through the Director 
of the Office.
    ``(b) Certain Duties.--The Director of the Office--
            ``(1) shall provide for the protection of human subjects in 
        research by carrying out activities in accordance with 
        subsection (d) regarding compliance with the Common Rule, as 
        defined in and modified pursuant to section 491A;
            ``(2) shall establish criteria regarding assurances of 
        compliance with the requirements of the Common Rule;
            ``(3) shall direct activities within the Department of 
        Health and Human Services, and coordinate the activities of the 
        Department with other Federal departments and agencies, with 
        respect to the protection of subjects in human subject 
        research;
            ``(4) may, in collaboration with the Director of NIH, the 
        Commissioner of Food and Drugs, or the head of any other 
        Federal department or agency, carry out educational and quality 
        improvement programs for human subject protections for 
        principal investigators, members of Institutional Review 
        Boards, and other appropriate persons, including the generation 
        of resource materials relating to the responsibilities of the 
        research community for the protection of human subjects in 
        research;
            ``(5) shall, upon the request of an entity that conducts or 
        supports human subject research--
                    ``(A) consult with the entity regarding 
                improvements in human subject protections in such 
                research; and
                    ``(B) provide advice on compliance with the Common 
                Rule, including with respect to differing 
                interpretations among Institutional Review Boards of a 
                provision of such Rule;
            ``(6) may make grants to entities that conduct or support 
        human subject research for the purpose of assisting the 
        entities in carrying out programs to recruit and train minority 
        individuals (as defined in section 485E(c)) to serve as members 
        of Institutional Review Boards;
            ``(7) shall consult with experts in biomedical, behavioral, 
        and social sciences research in carrying out the duties of the 
        Director; and
            ``(8) shall carry out such additional authorities of the 
        Secretary regarding the protection of human subjects in 
        research as the Secretary determines to be appropriate.
    ``(c) Model Education Program.--The Director of the Office may make 
grants for the development of a model education program to be used by 
institutions served by Institutional Review Boards to satisfy the 
requirements under section 491A(e)(1)(A) and to develop best practices 
in institutional management of human subject research.
    ``(d) Compliance and Enforcement.--
            ``(1) Audits of investigators and institutions.--The 
        Director of the Office may conduct audits of entities that 
        conduct or support human subject research in order to determine 
        whether such entities are complying with the Common Rule.
            ``(2) Corrective action plan.--If the Director of the 
        Office determines that an entity referred to in paragraph (1) 
        is not in compliance with the Common Rule, the Director of the 
        Office, after providing to an appropriate representative of the 
        entity an oral or written summary of the reasons underlying 
        such determination, may require the entity to develop and to 
        implement a plan for corrective action to bring the entity into 
        compliance.
            ``(3) Restrictions.--If the Director of the Office 
        determines that an entity referred to in paragraph (1) is not 
        in compliance with the Common Rule, the Director may impose 
        restrictions on the extent to which the entity may conduct or 
        support human subject research. The restrictions may include 
        any of the following:
                    ``(A) Suspending research protocols.
                    ``(B) Prohibiting the inclusion of additional human 
                subjects in particular research projects.
                    ``(C) Suspending or terminating particular research 
                projects, unless doing so would endanger the human 
                subjects participating in such projects.
                    ``(D) Suspending the provision of Federal funds for 
                particular research projects conducted or supported by 
                or through the entity, or for particular research 
                protocols of the entity.
                    ``(E) Suspending the provision of Federal funds for 
                all research projects conducted or supported by or 
                through the entity, in any case in which the Secretary 
                determines that the noncompliance creates a significant 
                threat to the rights and welfare of human subjects in 
                such projects.
                    ``(F) In the case of individuals who are or were 
                investigators in the research involved, after notice 
                and an opportunity for a hearing--
                            ``(i) suspending or debarring the 
                        individuals from receiving Federal funds for 
                        conducting human subject research; or
                            ``(ii) suspending or debarring the 
                        individuals from serving as principal 
                        investigators in human subject research.
            ``(4) Institutional review boards.--
                    ``(A) Audits.--In carrying out paragraph (1), the 
                Director of the Office may conduct audits of 
                Institutional Review Boards in order to determine 
                whether such Boards are complying with the Common Rule 
                (including conditions described in section 491A(e)).
                    ``(B) Corrective action plan.--If the Director of 
                the Office determines that an Institutional Review 
                Board is not in compliance with the Common Rule, the 
                Director of the Office, after providing to an 
                appropriate representative of such Board, or of the 
                institution served by the Board, an oral or written 
                summary of the reasons underlying such determination, 
                may require the Board to develop and to implement a 
                plan for corrective action to bring the Board into 
                compliance.
                    ``(C) Restrictions.--
                            ``(i) In general.--If the Director 
                        determines that an Institutional Review Board 
                        is not in compliance with the Common Rule, the 
                        Director may--
                                    ``(I) in the case of the research 
                                projects with respect to which the 
                                Board was or is not in compliance, 
                                provide that the approvals of the Board 
                                for such projects are not effective for 
                                purposes of section 491A(e)(1), unless 
                                such projects were approved by another 
                                Institutional Review Board; or
                                    ``(II) provide that all approvals 
                                of research by the Board are not 
                                effective for purposes of such section, 
                                in any case in which the Director 
                                determines that the noncompliance 
                                creates a significant threat to the 
                                rights and welfare of human subjects in 
                                projects approved by the Board.
                            ``(ii) Resulting risks.--In determining 
                        that an approval is not effective under 
                        subclause (I) or (II) of clause (i), the 
                        Director shall take into consideration human 
                        subject safety risks that may result from such 
                        a determination, including the immediate 
                        withdrawal of a study treatment, and shall 
                        require that appropriate measures be taken to 
                        eliminate such risks.
                    ``(D) Projects involving multiple locations.--In 
                the case of a project of human subject research for 
                which there is an agreement described in section 
                491A(b)(4)(F) (relating to multiple Institutional 
                Review Boards), the Director of the Office shall, in 
                carrying out authorities under this subsection with 
                respect to an Institutional Review Board, ensure that 
                no action is taken that adversely affects the operation 
                of a project of human subject research at any project 
                location for which such Institutional Review Board had 
                no responsibilities.
            ``(5) Notification of federal and state regulatory 
        agencies.--In any case in which the Director of the Office 
        takes an action described in paragraph (3)(E) or (4)(C)(ii) 
        against an entity that conducts or supports human subject 
        research, or against an Institutional Review Board, 
        respectively, the Director shall notify relevant Federal and 
        State regulatory agencies, and as applicable, the sponsors of 
        the research, of the deficiencies in the operation of the 
        entity or Board.
            ``(6) Coordination with food and drug administration.--In 
        the case of human subject research that is subject to the 
        Federal Food, Drug, and Cosmetic Act or to section 351 of this 
        Act, no authority under this subsection may be carried out with 
        respect to an entity that conducts or supports such research, 
        or with respect to an Institutional Review Board, unless the 
        Commissioner of Food and Drugs concurs in the exercise of the 
        authority involved.
    ``(e) Funding.--
            ``(1) Authorization of appropriations.--For the purpose of 
        carrying out this section, there are authorized to be 
        appropriated $20,000,000 for fiscal year 2010, and such sums as 
        may be necessary for fiscal year 2011 and each subsequent 
        fiscal year.
            ``(2) Model education program.--For the purpose of carrying 
        out subsection (c), there are authorized to be appropriated 
        such sums as may be necessary for fiscal year 2010 and each 
        subsequent fiscal year.
            ``(3) Rule of construction.--Nothing in this section or 
        section 491A may be construed as a change in the budget 
        authority or authorization of appropriations for the Food and 
        Drug Administration.''.

SEC. 4. AMENDMENTS REGARDING PROCESS FOR RESPONDING TO REPORTS OF 
              VIOLATIONS.

    Section 491(b)(2) of the Public Health Service Act (42 U.S.C. 
289(b)(2)) is amended--
            (1) in the first sentence, by inserting ``or the Director 
        of the Office for Human Research Protections'' after ``the 
        Director of NIH''; and
            (2) in the second sentence, by inserting after ``this Act'' 
        the following: ``, the sharing of information between the 
        Director of NIH and the Director of such Office, and''.

SEC. 5. ENHANCED HUMAN SUBJECT PROTECTIONS FOR PEOPLE WITH DIMINISHED 
              DECISIONMAKING CAPACITY.

    Not later than three years after the date of the enactment of this 
Act, the Secretary of Health and Human Services shall, for purposes of 
section 491A of the Public Health Service Act, promulgate regulations 
to enhance the protection of people with diminished decisionmaking 
capacity with respect to their participation as subjects in human 
subject research.

SEC. 6. RULE OF CONSTRUCTION REGARDING INDIVIDUAL AGENCY OFFICES.

    The amendments made by this Act may not be construed as terminating 
any office or other administrative unit in a Federal agency that, on 
the day before the date of the enactment of this Act, had duties 
relating to the protection of human subjects in research conducted, 
supported, or otherwise subject to regulation under Federal law.

SEC. 7. STUDY ON INCREASING THE NUMBER OF CERTAIN IRB MEMBERS.

    (a) Study.--Not later than 36 months after the date of the 
enactment of this Act, the Secretary of Health and Human Services 
shall--
            (1) complete a study on whether the requirements for the 
        number of members of an Institutional Review Board who are 
        individuals whose primary expertise is in nonscientific areas, 
        and the number of members of an Institutional Review Board who 
        are individuals who are not affiliated with the institution 
        served by the Board, should be increased; and
            (2) submit a report to the Congress on the results of such 
        study.
    (b) Definitions.--In this section, the terms ``institution served 
by the Board'' and ``Institutional Review Board'' have the meanings 
given to such terms in section 491A(b)(4) of the Public Health Service 
Act, as added by section 2 of this Act.
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